United States
Environmental Protection
Agency
Office of Toxic
Substances
Washington D.C. 20460
    March 1988
EPA 560/4-88-006
Toxic Chemical Release Inventory
Questions and Answers
Section 313 of the
Emergency Planning and
Community Riqht-to-Know Act
(Title III of the Superfund Amendments
and Reauthorization Act of 1986)

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                                 INTRODUCTION
   This Questions and Answers document deals with section 313 of the Emergency
Planning and Community Right-to-Know Act (Title III of the Superfund
Amendments and Reauthorization Act of 1986, Public Law 99-499).  Under section
313, facilities that meet all three of the following criteria are required to
report releases to the air, water, and land of any specifically listed toxic
chemicals:

   •    The facility has 10 or more full-time employees;
   •    The facility is included in Standard Industrial Classification (SIC)
        Codes 20 through 39; and
   •    The facility manufactured (defined to include imported),  processed, or
        otherwise used in the course of a calendar year any specified chemical
        in quantities greater than a set threshold.

Reports under section 313 (EPA Form R) must be submitted annually to EPA and
designated State agencies.  The first reports, covering the 1987 calendar
year, are due by July 1, 1988.

   This document has been developed to expedite facility reporting and to
provide additional explanation of the reporting requirements.  It supplements
the instructions for completing Form R.  Copies of EPA Form R, instructions
for completing the form, and related guidance documents are available from the
Emergency Planning and Community Right-to-Know Information Hotline, U.S.
Environmental Protection Agency, WH-562A, 401 M Street, S.W., Washington, B.C.
20460, (800) 535-0202 (or (202) 479-2449 Washington, DC and Alaska).  (A
request form is provided at the end of this document for use in obtaining
copies of these documents.)

   The questions and answers in this document are organized in sections
corresponding to the organization of the data in Form R.  Preceding the
questions and answers is an introductory discussion of the facility
identification information required by Part I of Form R.

   To remain responsive to section 313 issues that may arise in the future,
this Questions and Answers document will be updated periodically.  If you have
comments or possible additions to this document, please send them to the
Emergency Planning and Community Right-to-Know Information Hotline at the
address above.

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                                 CONTENTS






                                                                      Page




       Definitions                                                      1




   I.  Determining Whether or Not to Report:   Facility                  4




  II.  Determining Whether or Not to Report:   Listed Chemicals          8




 III.  Exemptions                                                      12




  IV.  Activities and Uses of the Chemical at the Facility             17




   V.  Trade Secrets                                                   21




  VI.  Releases of the Chemical                                        22




 VII.  Transfers to Off-Site Locations                                 27




VIII.  Waste Treatment Methods and Efficiency                          29




  IX.  Waste Minimization                                              31




   X.  Certification and Submission                                    32




  XI.  EPA's Section 313 Program                                       35




       Form R                                                          37

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                                 DEFINITIONS
Trade  Secret Information.

If a trade  secret  claim  is being made  (see Part III, Section 1 of the form),
the "yes" box in Part  I, Section 1.1 of the form must be checked.

Sanitized. Copy.

Whenever chemical  identity is claimed  trade secret, two versions of Form R
must be submitted  to EPA.  One version identifies the chemical; the other
version does not identify the chemical specifically, but instead, provides a
generic identification.  This latter version is called the "sanitized" version
and is the  only version  which will be  made publicly available.

Reporting Year.

The reporting year is  the calendar year (January   December) to which the
reported information applies, not the  year in which you are submitting the
report (i.e.,  information for the 1987 reporting year will be submitted in
1988).

Certification.

The facility owner or  operator, or a senior official with management
responsibility for the person (or persons) completing the form, must certify
the accuracy and completeness of the information reported on the form by
signing and dating the certification statement.  Each report must contain an
original signature.  The name and title of the person who signs the statement
should be printed  or typed in the space provided.  This certification
statement applies  to all the information supplied on the form, and should be
signed only after  the  form has been completed.

Facility Name and  Location.

Facility name (plant site name or appropriate facility designation),  street
address, city, county, state, and zip  code must all be provided.  A post
office box  number  may  not be used for  this location information.  The address
provided should be the location where  the chemicals are manufactured,
processed,  or otherwise  used, rather than the corporate headquarters or other
business office.

Full or Partial Facility Indication.

Section 313  requires reports by "facilities" defined as "all buildings,
equipment,  structures, and other stationary items which are located on a
single site  or on  contiguous or adjacent sites and which are owned or operated
by the same  person."   Threshold determinations should be made for an entire

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facility.

The SIC code system defines business "establishments" as "distinct and
separate economic activities [which] are performed at a single physical
location."  Under section 372.30(c) of the reporting rule,  a separate Form R
may be submitted for each establishment, or for groups of establishments, in a
covered facility.  This provides the facility with the option of reporting
separately on the activities involving a toxic chemical at each establishment,
or group of establishments (i.e.,  part of a covered facility), rather than
submitting a single Form R for that chemical for the entire facility.  All
releases of the toxic chemicals from the covered facility must be reported.
However, if an establishment or group of establishments in the facility does
not manufacture, process, otherwise use, or release a toxic chemical, then a
report on that chemical from that establishment or group of establishments is
not required.

Technical Contact.

The "technical contact" is someone whom EPA or State officials may contact for
clarification of the information reported on the form.  This person does not
have to be the person who prepares the report or signs the certification
statement.  This person, however,  must have detailed knowledge of the report
to be able to respond to questions.  Different technical contact personnel may
be designated based on the specific chemical.

Public Contact.

The "public contact" is someone who can respond to questions from the public
about the report.  The same person may be designated as both the technical and
the public contact.  If no public contact is designated in Section 3.4, EPA
will treat the technical contact as the public contact.

Standard Industrial Classification (SIC) Code.

The appropriate 4-digit primary Standard Industrial Classification (SIC) code
must be reported for covered facilities.  If the report covers more than one
establishment within the facility, the primary 4 digit SIC code for each
establishment that falls within SIC codes 20 to 39 is required to be reported.
The statute uses the two-digit range of 20-39 to define eligibility for
reporting.  The corresponding four-digit range is from 2000-3999.  Thus, a
facility in SIC code 0028 does not need to report under section 313.

Latitude and Longitude.

Latitude and longitude for calendar year 1987 reports must be supplied if the
information is readily available.   Sources of these data include EPA permits
(e.g., NPDES permits), county property records, facility blueprints, and site
plans.  If these geographic coordinates are not readily available for calendar
year 1987 reports, they do not have to be reported.  All facilities are
required to provide this information in reports submitted for calendar year
1988 and subsequent years.

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Facility Dun and Bradstreet Number.

The number assigned by Dun and Bradstreet for covered facilities or
establishments within facilities must be reported.  It may be available from
the facility's treasurer or financial officer.  If the facility does not have
a Dun and Bradstreet number, "N/A" should be entered in the space provided.

EPA Identification Number.

The EPA I.D. Number is a 12-digit number assigned to facilities covered by
hazardous waste regulations under the Resource Conservation and Recovery Act
(RCRA).   Facilities not covered by RCRA are not likely to have an assigned EPA
I.D. Number.  If the facility does not have an EPA I.D. Number, "N/A" should
be entered in the space provided.

NPDES Permit Numbers.

The numbers of any permits a facility holds under the National Pollutant
Discharge Elimination System (NPDES) must be reported.  This 9-digit permit
number is assigned to a facility by EPA or the State under the authority of
the Clean Water Act.  The permit number must be reported even if the facility
does not discharge any listed toxic chemicals to surface waters.

Name of Receiving Stream or Water Body.

Each surface water body or receiving stream to which a chemical being reported
is directly discharged must be identified.  The name of each receiving stream
or water body (not POTW),  as it appears on the NPDES permit for the facility,
should be used.  If a facility does not have an NPDES permit, the commonly
used name of the streams or water bodies should be reported to allow for the
evaluation of watersheds.

            Injection Well Code (UIC) Identification Number.

Facilities that have permits to inject chemical-containing waste into Class 1
deep wells must report the Underground Injection Control (UIC) 12-digit
identification number assigned by EPA or by the State under the authority of
the Safe Drinking Water Act.

Parent Company Information.

Information on the parent companies of reporting facilities must be provided.
For purposes of section 313, a parent company is defined as a corporation or
other business entity that directly owns at least 50 percent of the voting
stock of another company.

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             I.  DETERMINING WHETHER OR NOT TO REPORT:  FACILITY
 1.  Which  facilities are required to report under section 313?

 A facility is required to report if it has 10 or more full-time employees; it
 is  included in SIC codes 20-39; and it manufactured (including imported),
 processed,  or otherwise used any listed toxic chemical in quantities exceeding
 an  established threshold during a calendar year.

 2.  Must an annual report be submitted by July 1, 1988 for facilities which
 were  in operation part of 1987 but which were closed (i.e. , shutdown or out of
 business)  on December 31, 1987?

 Yes.  A facility that operated during any part of a reporting year must report
 if  it meets  the reporting criteria.

 3.  Section 313 covers facilities with 10 or more full-time employees.  Would
 a facility with 9 full-time employees and 4 part-time employees be required to
 report  under section 313?

 The total  hours worked by all employees should be reviewed.   A "full-time
 employee"  is defined on a full-time equivalent basis of 2000 labor hours per
 year.   If  the total hours worked by all employees at a facility,  including
 contractors, is 20,000 or more, the criterion for number of employees has been
 met.

 4.  Is  an  "employee" a group of people who works 2000 hours per year (such as
 three people who work 1/3 time) or is it one person who works full-time?

 An  "employee" can be either a single person or a group of people.   The
 regulatory  criterion is whether the total hours worked by all employees is
 equal to or greater than 20,000 for that calendar year at the facility.

 5.  In  determining the number of full-time employees at a facility, are the
 hours of employment of sales personnel who are not connected with the
 production facility in any way included in the total hours worked?

 Yes.  All employees at a facility,  regardless of function or location within
 the facility, must be included in the employee threshold determination.

 6.  What is the definition of primary SIC code?  How can there be more than
 one primary SIC code for a facility?

A primary SIC code generally represents those goods produced or services
performed by an establishment that have the highest value of production or
produce the most revenues for the establishment.   The form provides space for
more than one primary SIC code because a facility may be made up  of several
establishments,  each of which may have a different primary SIC code.

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7.  Please clarify the distinction between a "facility" versus an
"establishment."

The SIC code system classifies business locations on the basis of an
"establishment," which is generally a single business unit at one location.
In many cases, a facility covered under section 313 will be the equivalent of
an establishment.  However, the definition of "facility1 in the statute is
quite broad.  A facility which is required to report can encompass several
establishments located within a physical property boundary that is owned or
operated by same "person."  Therefore, a facility can be a multi-
establishment complex.

8.  For reporting year 1987. if a company has a plant in one state which
processes 52,000 pounds of methanol and a plant which processes the same
amount of methanol in another state, do both plants have to report as
"establishments" of a "facility"?

No.  The two processing plants are considered separate facilities under
section 313, even though they are owned by the same company, because they are
not located within the same contiguous physical boundary.  Thus, their
activities are not additive, and neither would report methanol for 1987 but
both would report for 1988.

9.  M and P Plastics is a wholly owned subsidiary of a major chemical company
which is itself a wholly owned subsidiary of B&O Corporation.  Which company
is the parent company?

B&O Corporation is the parent company for purposes of section 313 reporting.

10.  Who is the parent company for a 50/50 joint venture?

The 50/50 joint venture is its own parent company.

11.  If two plants are separate establishments under the same site
management, must they have separate Dun & Bradstreet numbers?

They may have separate Dun & Bradstreet numbers, especially if they are
distinctly separate business units.  However, different divisions of a
company located in the same facility usually do not have separate Dun &
Bradstreet numbers.

12.  If a facility does not have a Dun & Bradstreet number but the parent
corporation does, is this number required to be reported?

The Dun and Bradstreet number for the facility that is reporting should be
entered.  If a facility does not have a Dun and Bradstreet number, "N/A"
should be entered in Part I, Section 3.7.  The parent corporation Dun and
Bradstreet number should be entered in Part I., Section 4.2.

13.  Are pipelines for a feedstock or product covered if they go to or from a
"facility" (i.e., contiguous to a covered facility owned by the facility's
parent company)?

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No.  The portion of a pipeline exterior to the property boundary of the
facility carrying feedstock into or product away from the facility would not
be covered for purposes of release reporting.  However, releases from loading
or unloading activities or leaks from a pipeline within the facility would be
covered.

14.  How are warehouses and trucking companies affected by section 313?

A warehouse located within the physical boundary of a "covered facility" would
be covered for purposes of estimating releases of a toxic chemical.  The
contents of a warehouse are not included in threshold determinations, however,
because thresholds are based on the amount of a chemical manufactured,
processed, or used (i.e., throughput rather than storage volume).  If,
however, the warehouse is repackaging the chemical (i.e., processing), then
those quantities would have to be factored into facility threshold
determinations.

Generally, a "stand alone" warehouse does not fall into the covered SIC codes.
However, a warehouse may take on a covered SIC code if it's primary function
is to support a SIC code 20-39 operation.  Under the provisions of the SIC
code system the owner or operator would consider that the warehouse is an
"auxiliary" facility to a manufacturing establishment.  Even if the warehouse
does carry a covered SIC code it would still have to meet the employee
threshold and be engaged in manufacturing, processing or use of listed
chemicals above applicable thresholds before reporting would be required.

Trucking companies are not likely to be subject because they are not within
the covered SIC codes.  Of course, it is possible that a trucking company
could own or operate a covered facility and thereby be potentially responsible
for reporting for that facility.

15.  If pilot plants are within the SIC codes 20-39, are they required to
report?

A pilot plant that falls within the appropriate SIC codes would be a covered
facility, provided it meets the employee and threshold criteria.

16.  Suppose a facility is comprised of several establishments some of which
have primary SIC codes within the 20-39 range, and some of which have primary
SIC codes outside that range.  How would this facility determine if it needs
to report?

The facility as a whole is subject to reporting if those establishments that
are in SIC codes 20-39 have a combined value of more than 50 percent of the
total value of products shipped or produced by the whole facility, or one of
those SIC code 20-39 establishments has a value of products shipped or
produced that is greater than any other establishment in the facility.

17.  Are "auxiliary" facilities associated with manufacturing operations in
SIC codes 20 through 39 exempt from reporting under section 313?

No.  An "auxiliary facility" is one that directly supports another

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establishment's activities and can therefore take on the SIC code of the
facility which is being supported.  Auxiliary facilities that are separate
operations located on separate property are required to report if they meet
the employee and chemical thresholds.  Auxiliary establishments that are part
of multi-establishment facilities should be included in making threshold
determinations for the facility as a whole.  Examples include warehouses,
storage facilities, and waste treatment facilities.

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         II. DETERMINING WHETHER OR NOT TO REPORT:  LISTED CHEMICALS
 18.  What  list of chemicals is subject to reporting under section 313?

 The  law defined the List of toxic chemicals.  The initial list (with certain
 technical  modifications) appears in the final rule and in the instruction
 booklet for completing EPA Form R.

 19.  What  is the difference between the section 313 list and other Title III
 lists?

 Some overlaps exist between the lists of chemicals covered by different
 sections of the law.  Section 313 focuses primarily on chemicals that may
 cause chronic health and environmental effects.   Other chemicals listed under
 Title III  must be reported if there are accidental, emergency type releases.
 EPA has prepared a document (the "List of Lists") identifying every chemical
 regulated  under Title III, CERCLA, and RCRA, identifying the overlaps between
 the  lists.

 20.  When  will the titanium dioxide petition for removal from the section 313
 toxic chemical list be finalized?

 The Agency published a proposed rule to delist titanium dioxide.   The present
 schedule calls for a final rule by June of 1988.

 21.  If an item on the section 313 list covers chemicals with multiple CAS
 numbers (e.g., nickel compounds), how is the CAS number of the item described?

 A CAS number should not be identified in such cases.   Instead, "N/A" is
 entered in the space for the CAS number on Form R.  The individual chemical
 members of a Listed category are not required to be identified in the report.

 22.  Is asbestos removal from a site covered by section 313 reporting
 requirements?

 If a facility manufactures, processes, or otherwise uses friable asbestos in
 excess of  an applicable threshold, then the facility would be required to
 report removal of any quantity of such asbestos  in waste from their facility.
 For example,  if the facility transferred previously accumulated asbestos
wastes from a waste pile,  the amount transferred in the reporting year must be
 included in Part III,  Section 6 of the form.  However, if the only "use" of
asbestos at the facility was as a structuraL component (e.g., as insulation),
 then the removal of that material from the facility would not trigger
reporting.   This is because the "use" of asbestos in structural components
 (e.g.,  buildings and pipes) is not a use covered by the rule.

23.  Are releases of asbestos resulting from demolition of an old plant
covered by section 313 reporting?

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Releases of asbestos are not reportable due to the demolition of a plant with
asbestos as a structural component.

24.  Is there a particle size associated with the qualifier "fume or dust" for
aluminum, vanadium, and zinc?

No.

25.  Would a listed chemical present in compressed air rather than in hoiler
emission air he exempt from consideration?

A listed chemical present in compressed air would not have to be counted
toward a threshold determination.  If that same chemical is present in the
boiler emission air as a result of being in the compressed air fed to the
boiler, then it would remain an exempt use.  However, if the chemical is
created as a result of combustion, the chemical has been coincidentally
manufactured and must therefore be considered for reporting.

26.  Is steel in inventory covered hy section 313?

For a reportable metal in steel, consider whether the steel is an article and
therefore exempt (see rule for the definition of article).   If it is an
article, the steel does not count in thresholds, amount on-site, or in any
other way.  However, if processing or use of the steel releases the reportable
metal other than as solid scrap, the steel is not an article and its metal
content must be counted toward thresholds and releases determinations.  Note
that the steel actually processed or used, rather than in inventory, is what
is counted in the threshold determination.

27.  Are materials in inventory (i.e., amounts on hand at year end) included
in threshold determinations?

No.  Only quantities of a chemical actually manufactured (including any amount
that is imported), processed, or used during the calendar year are to be
counted toward a threshold determination.

28.  Are the thresholds for manufacture and process considered separately?
For example, if a facility manufacturers 74,000 pounds of chemical A and
processes 74,000 pounds of a chemical A, does chemical A need to he reported?

Thresholds are considered separately for manufacture, process, and use of the
same chemical.  Therefore, chemical A would not have to be reported for the
1987 reporting year.  However, reporting would be required for 1988.

29.  If a facility manufacturers 53,000 pounds, processes 28,000 pounds, and
imports 6,000 pounds of chemical "X" during 1987, is it required to report for
chemical X?

Reporting would not be required for 1987.  However, for 1988 the facility
would have to report chemical X because it would have exceeded the manufacture
threshold of 50,000 pounds.  Note that importing is the equivalent of
manufacturing and therefore the amounts must be added together for threshold

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determinations.

30.  If a chemical falls into a group or class of metal compounds under
section 313, (e.g., zinc compounds or cobalt compounds), is only the parent
metal portion of the chemical or the whole compound counted when calculating
thresholds ?

Threshold determinations for metal-containing compounds must be made
separately from threshold determinations for the parent metal because they are
listed separately under section 313.  For example, if a facility processes
both zinc and zinc compounds, separate threshold determinations would be made
for each.  To determine if thresholds for a category (e.g., zinc compounds)
have been exceeded, the total weight of each individual compound in that
category (not just the metal portion) which the facility manufactures,
processes, or uses is determined.   When estimating quantities released, the
weight of the parent metal only, not the total weight of the metal compounds
released, is reported.  For example, once the threshold for processing of zinc
compounds has been exceeded, releases are reported as releases of zinc.

31.  When a company has a mixture on-site which does not have its own CAS
number, what CAS number should be used?

In the case of mixtures, the company should attempt to determine what listed
section 313 chemicals are present and the weight percentage of those chemicals
in the mixture.   The preamble to the rule goes into considerable detail on the
topic of determining mixture, trade name, and product composition.  Basically,
if it is determined that a mixture contains one or more covered toxic
chemicals, a separate report for each chemical must be submitted.  That is, if
the fraction of the chemical in the mixture multiplied by the total weight of
the mixture used or processed exceeds the applicable threshold, then the
chemicals are treated as if they were present in pure form.

32.  Are facilities required to know what toxic chemicals are in mixtures
supplied to them, and if so, how is the information obtained?

Facilities are required to use the best available data for reporting years
1987 and 1988 to determine whether the components of a mixture or trade name
product are listed under section 313.  For reporting year 1989 and thereafter,
however,  suppliers will be required to develop and distribute a notice if the
mixtures or trade name products they manufacture or process, and subsequently
distribute,  contain listed toxic chemicals.

33.  If a mixture is claimed trade secret, how does a facility that uses or
processes the mixture comply with 313 reports?

Beginning with the first shipment in 1989, suppliers must notify their
customers that a section 313 chemical is present in any mixtures or trade name
products.   If a supplier claims that a chemical identity is a trade secret, a
generic chemical identity that is structurally descriptive must be supplied in
the notice.   Similarly,  if the specific composition of the mixture is a trade
secret,  the supplier must indicate an upper bound concentration for the amount
of the listed chemical in the product.  In figuring out whether to report, the

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facility would use the upper bound concentration to determine whether it
exceeded the applicable threshold for that substance.

34.  By what date in 1989 must suppliers notify customers of mixture and trade
name content?

Suppliers must notify customers with at least the first shipment of the
mixture or trade name product in a calendar year.  There is no fixed date by
which notification must occur.

35.  The section 313 list of chemicals includes sodium hydroxide (solution)
but not solid sodium hydroxide.  Should solid sodium hydroxide (i.e., pellets)
be included in threshold calculations?

No.  Solid forms of chemicals which are listed as solutions should not be
included in threshold and release calculations.  However, if the solid is made
into a solution at any point in the process, then it becomes reportable.

36.  Sodium sulfate (solution) is a listed chemical.  If sodium sulfate in
solution is used at a facility, should the quantity of the entire solution be
considered or just the weight fraction of sodium sulfate?

Only the actual quantity of the chemical in a listed solution (i.e., sodium
sulfate) should be considered for threshold, maximum quantity, and release
determinations.

37.  How is ammonium hydroxide in solutions (i.e. , "aqua ammonia11) counted?

Ammonia is the listed section 313 chemical.  Technically the chemical ammonium
hydroxide is not a listed section 313 chemical.  It has a different CAS number
from ammonia.  However, commercial products such as "aqua ammonia" or
"ammonium hydroxide" solutions are actually solutions of ammonia in water,
containing approximately 30 percent ammonia.  Therefore, these products are to
be considered as mixtures of the reportable chemical ammonia in water for
purposes of section 313 threshold determinations and release reporting.

38.  If sodium hydroxide (solution) is spilled, but neutralized before leaving
plant boundaries, should the quantity spilled be included in the facility's
release report?

No.

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                              III.  EXEMPTIONS
39.  Please explain the de minimis limitation for mixtures and trade name
products.

Listed toxic chemicals present in mixtures or trade name products at
concentrations below the de minimis level of 1.0 percent, or 0.1 percent for
OSHA-defined carcinogens, do not have to be factored into threshold or release
determinations.  This de minimis level is consistent with the OSHA Hazard
Communication Standard requirements for development of Material Safety Data
Sheets (MSDSs).

40.  Is there a de minimis exclusion for the solutions on the 313 chemical
list?

Yes, the 1 percent or 0.1 percent exclusions apply, as appropriate.

41.  Does a supplier have to tell a customer that a section 313 chemical is
present below the de minimis level (1.0 percent, or 0.1 percent for OSHA
carcinogens)?

No.  Such information is not required to be provided under section 313.

42.  Is there a list of OSHA carcinogens covered by the section 313 list of
toxic chemicals to help facilities determine whether the de minimis cutoff
should be 1 percent or 0.1 percent for specific chemicals?

EPA will be publishing such a list in the near future. It will be available
through the Hotline. In the meantime, facilities should be aware that this
determination must also be made for the purpose of preparing a Material Data
Safety Sheet for the OSHA Hazard Communication Standard. Since the section 313
de minimis determination is based on the OSHA carcinogen definition, personnel
at facilities responsible for MSDS development and use may be able to help
with this determination.

43.  Unit A uses a chemical mixture that is de minimis but the same chemical
is not de minimis in a mixture used by unit B.  In determining total facility
releases, are releases of unit A reported?

Releases from unit A do not have to be reported. However, it should be noted
that in some instances the information readily available to the facility may
include releases for both units. For example, if both units discharge to the
same treatment facility, and release estimates are based upon measured
concentrations in the effluent from that facility, it would not be easy to
"subtract out" the contribution from unit A. In such instances, it is
permissible to report total releases, which would include the releases
contributed by unit A.

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44.  If a facility has process streams with less than 1 percent (0.1 percent)
of a listed chemical, do fugitive releases from these streams have to be
included in release estimates?

First of all, the de minimis exclusion does not apply to a wastestream that
results from a facility process stream.  In addition, the Agency intends that
the de minimis exclusion only apply to process streams in cases where a
"starting material" for a process is a mixture that contains less than 1
percent or .1 percent of a covered chemical.  EPA did not intend to exclude
from consideration releases from process streams in which, for example, the
chemical at some point falls below the de minimis level because it is
converted to another chemical or "exhausted" (such as in a dye bath).  Also,
the Agency did not intend that the act of dilution should exempt a process
stream from consideration if the mixture being diluted contains a covered
chemical above the de minimis level.  The Agency realizes that a strict
reading of section 372.38(a) of the rule could exclude a process stream that
contains a chemical below the de minimis level because the phrase "...present
in a mixture of chemicals at a covered facility..." is not qualified.  EPA
will develop an amendment to qualify that, for the purposes of the de minimis
exemption, the term mixture applies to products or other "starting materials"
that may be further processed at the facility.

45.  If a facility manufactures 900,000 gallons per day of Na2SO4 at a 0.5
percent concentration in a wastewater treatment system, is this quantity to he
considered for threshold and release determinations?

Since the chemical is manufactured at the facility as part of a waste
treatment process, the de minimis exemption does not apply and the sodium
sulfate must be considered for both threshold and release determinations.

46.  Does the de minimis exemption apply regardless of whether a chemical is
an ingredient, an impurity in a mixture or product, or a waste stream
constituent?

The de minimis exemption applies to ingredients of mixtures or to impurities
present in products. It does not apply to waste streams.

47-  The Agency has said that the de minimis concentration exemption does not
apply to release estimates. Where is this discussed in the final rule?

The preamble to the final regulation discusses the application of the de
minimis concept in Section IV.A.,  Definition of Manufacture, and Section
VI.A., De Minimis Concentration Limit.  There is no de minimis level
applicable to the wastestream itself for determination of the amount of
chemical released from a facility. Also, the manufacture of a section 313
chemical as part of a waste treatment process is not covered by the de minimis
exemption. However, the de minimis exemption may eliminate the need to
consider a certain release. For example, if a section 313 toxic chemical is
present at less than the de minimis level in a product that is stored on site,
evaporative emissions of the chemical would not have to be estimated from that
storage activity.

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48.  Is the article exemption stated explicitly or is the OSHA definition
cited?

The section 313 rule contains an explicit definition of "article", similar in
some respects to the OSHA definition.

49.  Are colored plastic pellets considered articles?  For example, the
pigment (a listed toxic chemical) incorporated in plastic pellets is not
released when the pellets are processed.

A colored plastic pellet would not meet the definition of an article if it
does not have an end use function dependent in whole or in part upon its shape
or design.  A plastic pellet's shape or design is only a convenient form of a
material that is intended to be further processed.

50.  Are PCB-containing transformers included under the article use exemption?

If no release of PCBs occurs during the normal use of the transformer,  then
the transformer remains an article and the PCBs within it do not have to be
factored into a threshold determination.   If,  however,  the transformers are
serviced by replacing the PCB-containing fluid, a threshold determination must
be made.

51.  Does material contained in the structure of a huilding need to be
reported?

No.  Structural materials are exempt from reporting.   That means they do not
have to be included when determining whether a threshold is exceeded,  and they
do not have to be included in calculating the maximum quantity on site.
Similarly exempted are listed chemicals used for routine janitorial or
facility grounds maintenance; personal uses by employees or other persons;  use
of products containing toxic chemicals for the purpose of maintaining motor
vehicles operated by the facility; and toxic chemicals present in intake water
used for non-contact cooling.  Painting of equipment and buildings is a type
of maintenance that is exempt because the chemical is incorporated into the
structure of the facility.

52.  Does the "structural component" exemption cover the small amounts of
abraded or corroded metals from pipes and other equipment that become part of
process streams?

Yes.

53.  Are solvents in paint used to maintain the facility exempt?

Yes.   Painting to maintain the physical integrity of the facility is
consistent with the "structure component" exemptions, even though the solvents
in the paint don't become part of this structure.

54.  How is routine maintenance, a listed exemption, defined?

The routine maintenance exemption is intended to cover janitorial, other

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custodial, or plant grounds maintenance activities which use chemicals in the
concentration and form commonly distributed to consumers.  These include
bathroom cleaning, or use of fertilizers and pesticides to maintain lawns.

55.  Are pesticides which are used to control algae in cooling water towers
exempt?

No.  Such pesticides would not fit the routine maintenance exemption.

56.  Is equipment maintenance included in the routine maintenance exemption?

No.  Equipment maintenance is not considered a routine janitorial or custodial
activity.  For example, degreasers used in a manufacturing maintenance shop
are not exempt.

57.  It appears that janitorial type chemicals are exempt.  Does this mean
that if formaldehyde is used as a disinfectant of a sterile area in excess of
the threshold, it is exempt?

No.  The disinfectant described in the question does not appear to be similar
in type to a consumer product.

58.  Does section 313 reporting include laboratory chemicals?

The quantity of a listed chemical manufactured, processed or used in a
laboratory under the supervision of a technically qualified person is exempt
from threshold and release calculations.  This exemption includes laboratories
performing quality control activities and those located in manufacturing
facilities.

59.  What is meant by "specialty chemical production" as an exception to the
laboratory activities exemption?

Specialty chemical production includes chemicals produced in a laboratory
setting that are distributed in commerce.

60.  If a pilot plant is contained within a laboratory, assuming the rest of
the lab deals with research and quality control, must the facility calculate
the threshold based on the entire lab, or just on the chemicals used for the
pilot plant?

The facility would only be required to consider the pilot plant portion of the
laboratory.

61.  What is a bench scale or pilot scale reactor?  Is this type of equipment
exempt?

A bench scale reactor would not be covered as part of the pilot plant unless
it was used for specialty chemical production.

62.  Assume that a quality control laboratory, or area control laboratory, are
part of a manufacturing facility.  Are they exempt from calculating threshold

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quantities for listed chemicals?

Yes.  Assuming that such laboratories are under the supervision of a
technically qualified person and are not engaged in pilot plant scale or
specialty chemical production, they would be exempt from reporting.

63.  Does a facility have to report if the value of laboratory research at a
facility is greater than 50 percent of the total value of goods and services
produced at that facility?

If the research laboratory activity is a separate establishment within the
facility from the manufacturing activity and it carries an SIC code not within
the covered SIC codes, then the 50 percent test would apply for determining
whether the whole facility is "in SIC codes 20-39."  According to the SIC code
system, however, some laboratories may be considered within SIC codes 20-39
because they are "auxiliary" facilities to manufacturing activity, (i.e., the
research supports the manufacturing operation).   In this case,  both
establishments would fall into the covered SIC codes,  thus,  the whole facility
would be covered.

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           IV.   ACTIVITIES AND USES  OF THE CHEMICAL AT THE  FACILITY
64.  An aluminum material in excess of 100,000 pounds is purchased in block
form to make a mold which stays on site.  During the production of the mold,
aluminum fumes and dust were produced as a byproduct.  Is aluminum the
chemical to be reported?

The aluminum related entry on the section 313 list of chemicals is "aluminum
(fume or dust) . "  Aluminum fume or dust is not processed or used in the
example.  However, aluminum fume or dust is "manufactured" coincidentally as a
byproduct of the mold-making operation.  Therefore, if it is estimated that
aluminum fume or dust is "manufactured" in excess of the applicable threshold
(75,000 pounds for 1987), reporting is required.

65.  The only source of chemical A is as a byproduct created in a reaction
product at less than the de minimis concentration.  The chemical is later
removed from the product during purification and ends up in the wastewater.
Is a threshold determination required?

Yes.  Byproducts that are separated from the product after manufacture are not
covered by the de minimis limitation.

66.  How can wastewater treatment "products" be considered as manufactured
from a treatment process?

The rule's definition of "manufacture" includes the coincidental generation of
a listed toxic chemical as a consequence of the facility's waste treatment or
disposal activities.  These chemicals may not be produced for commercial
purposes. They are, nevertheless, created as a result of the facilities
activities and released to the environment.  Therefore they must be accounted
for.

67.  If a facility imports a listed toxic chemical, is it required to report
under section 313?

An imported chemical entering an SIC code 20-39 facility is the equivalent of
a chemical manufactured at that facility.

68.  Are importers/exporters responsible for reporting under section 313 for
materials stored in public warehouses?

Persons who have to report are the owners or operators of covered facilities.
If importers/exporters neither own nor operate the warehouse, they would not
be responsible for reporting.

69.  What constitutes an import broker?   What is the determining criteria?

The fact that a broker is involved in an import transaction may have little

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bearing on whether a facility has "imported" a covered chemical.  Most import
brokers may not themselves be subject to reporting because their business may
not be classified under the covered SIC codes.  The determining criteria is
that a facility caused the chemical to be brought into the customs territory
of the United States.  A facility has caused it to be imported if it "controls
the identity of the chemical and the amount to be imported."  That is, even
though a broker may be acting as an official import agent, if a facility has
specified that a listed chemical (either a "pure" chemical or part of a
mixture) be obtained from a foreign source and has specified the amount to be
obtained, then the facility has "imported" the chemical.

70.  How is process water defined?

Process water is any water drawn into a facility from environmental or
municipal sources that is required for the operation of a facility.

71.  Are water treating chemicals such as chlorine covered?  Does chlorine in
city water used have to be counted?

A facility is not required to account for amounts of a covered toxic chemical
present in water that is drawn into the facility.  For example, chlorine
present in water taken from municipal sources does not have to be considered
for threshold and release determinations.  However, if a facility adds
chlorine to treat water used in the facility, then that quantity of chlorine
must be counted toward a threshold determination.

72.  Does the placing of a bulk liquid containing a small percentage of a
section 313 chemical into small bottles for consumer sale constitute a "use"
of the mixture?

No, but it is a type of "processing."  If the bulk liquid contains a section
313 covered chemical in excess of the de minimis level, the chemical in the
liquid would have to be factored into calculations in determining whether the
processing threshold is exceeded for that chemical.

73.  When acids or sodium hydroxide are used as wastewater treatment chemicals
for pH control (i.e., neutralization), are the amounts used required to be
reported?

If the threshold for use has been exceeded, the facility would file a report
indicating use of the chemical, but the report would only include the amount
of the chemical discharged after treatment.  If the pH of the wastestream
resulting from the neutralization process is in the range of 6-9, the
wastestream is considered effectively neutralized.  The facility should report
100 percent treatment efficiency with a zero release of the acid or base.  If,
however, the pH is outside the range of 6 to 9, the facility should estimate
the amount of unreacted acid or base being discharged, and report this amount
as a release to the environment (i.e., discharge to surface waters) or as a
transfer to an off-site facility (e.g., POTW) as appropriate.

74.  How is a solvent sent off-site for distillation and returned to a
facility for use treated for reporting purposes?

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The amount of the solvent sent to another facility for distillation is not to
be reported as a transfer of the chemical to an off-site location (i.e., it
should not be reported in Part III, Section 6 of the form).  In addition,  the
quantity of the solvent returned must be treated as if it were a quantity of
the chemical purchased from any other supplier.

75.  If a substance  is "used" but does not become part of the final product,
is the substance covered for reporting purposes?  Specifically, are "process
solvents" (i.e., solvents that are used in many processes but do not become
part of final products) excluded?

If a "process solvent" is not incorporated into a product distributed in
commerce, then for the purposes of section 313, it would be considered
"otherwise used."  It would be subject to reporting if used in quantities
exceeding 10,000 pounds per year.

76.  Are uses of listed chemicals as fumigants required to be reported?

If the use occurs at a covered facility in excess of 10,000 pounds per year,
then reporting would be required.

77.  Would a facility which is "tented" to exterminate insects need to report
that pesticide?

The use of listed toxic chemicals such as pesticides (except for lawn
maintenance) in excess of the threshold in a facility meeting employee and SIC
code criteria would  require reporting.

78.  Is the combustion of gasoline in motor vehicles at the facility exempt?

Yes.  Gasoline used  to operate motor vehicles owned by the facility is
considered to be the equivalent of other mixtures or chemicals used to
maintain motor vehicles.

79.  Do chemicals produced coincidentally to manufacturing, processing, or
using other chemical substances have to be reported?

Chemicals produced coincidentally are subject to reporting.  In the case of
coincidental production of an impurity, however, the de minimis limitation
applies.  An impurity is the residual amount of chemical remaining in a final
product for distribution in commerce.

80.  Paint containing listed chemicals is applied to a product.  Most of the
coating becomes part of the article.  Does the 75,000 pound threshold apply to
the coating constituents?  Are the volatile chemicals from the painting
operation otherwise  used, and therefore subject to the 10,000 pound threshold?

Yes to both questions.  This is a case in which listed chemicals in the same
mixture may have different thresholds.  The listed chemicals that remain as
part of the coating  are "processed" whereas the volatile solvents in the paint
are "used" because they are not intended to be incorporated into the article.

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81.  Are chemicals bought and sold as is exempt?  Does adding additional
labels or changing labels in a warehouse constitute repackaging?

Listed chemicals that are repackaged are considered to have been processed.
However, simple relabeling of a container where no repackaging occurs is not
considered to be either processing or use covered by this rule.

82.  In calculating the threshold for "otherwise used" for a closed system
such as a chilled H^O system using dichromate,  is the total amount of the
chemical in the closed system or the actual amount of the chemical "used" or
"added" during the year considered?

In a recycle or reuse operation such as this,  only the amount of the listed
chemical added to the system during the year must be considered in calculating
thresholds.

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                                      21
                              V.  TRADE SECRETS
83.  How can the identity of a listed toxic chemical he protected from
disclosure for trade secrecy purposes?

Section 313 allows facilities to claim trade secrecy, but only for the
specific identity of a chemical.  The rest of the reporting form must be
completed.  Thus, releases of chemicals whose identity is trade secret must be
reported.  If a trade secret claim is being made, two versions of the form
must be completed:  one which identifies the chemical, and one which contains
only a generic chemical identity.  In addition, a trade secret substantiation
form must be completed.  The instructions should be consulted for further
information.

84.  How will trade secret data be protected when EPA publishes health effects
notices for the public?

The health effects notices will be presented in the form of a toxicity effects
matrix.  The matrix has been structured so that no single chemical can be
uniquely associated with any specific pattern of effects.  Consequently, the
health effects information will not reveal the identity of a chemical and
jeopardize trade secrecy.  The information in the toxicity matrix, however,
should be sufficiently detailed to enable the public to understand the
potential effects of exposure to released toxic chemicals.

85.  How can competitors find out what has been reported to EPA?

Any person, including a competitor, can gain access to the non-trade secret
reports received under section 313.  All information received under section
313 is public information except the specific identity of the reported
chemical that is claimed trade secret.  All non-trade secret information
reported will be available in a computer data base.

86.  When will trade secrets rule he published?

The final trade secret rule is scheduled to be published by June 1988.

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                        VI.  RELEASES OF THE CHEMICAL
 87-  What  is  the definition of a chemical  "release" under  section 313?

 The  law  defines a release as any "spilling, leaking, pumping, pouring,
 emitting,  emptying, discharging, injecting, escaping, leaching, dumping, or
 disposing  to  the environment".  Under section 313, facilities are  required to
 take into  account in  their  reports both  "routine" and "accidental" releases to
 any  environmental medium.

 88.  What  is  the difference between a release under section 304 of Title III
 and  a  release under section 313?  Would  accidental releases reported under
 section  304 have to he  included in the section 313 report?

 Section  304 releases  are accidental releases of certain chemicals  listed under
 section  302 of Title  III or section 103  of CERCLA.  A report under section 304
 is an  emergency notification.  The Agency interprets reporting under section
 313  to include the total amount of toxic chemicals entering each environmental
 medium from the facility as a result of both routine operational and
 accidental releases.  Thus, section 304  releases of listed section 313
 chemicals must be factored  into releases reported under section 313.

 89.  Is  it true that  the facility need not make any special effort to measure
 or monitor releases for section 313 reporting and may use information that is
 on hand?  If  this is  true,  how will section 313 reporting produce complete
 data for the  public on  environmental releases?

 The  law  states that covered facilities need not conduct monitoring or other
 activities beyond that  required by other statutory or regulatory requirements.
 Congress included this  language to limit the burden on the affected industry
 for .development of release  and other required data.   In the absence of
measurement or monitoring data,  the facility is required to make reasonable
 estimates.  EPA has developed a technical guidance document that suggests
methods  for developing  such reasonable estimates.

 90.  Section  313(g)(2)  of the statute states that the owner or operator of a
 facility may use readily available data.  In some cases, the available
monitoring data may be  known to be non-representative and reasonable estimates
offer more accurate release information.  Would EPA, in this instance, favor
use  of the estimates  rather than data?

Yes.    It is preferable  to use reasonable estimates if monitoring data are
known  to be non-representative.

91.  Don't the section  313 reporting requirements overlook the possibility
that a substance can  lose its identity as a side product in a reaction, and
that the difference between "input and output" volumes may not always be due
to a release?

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The  section 313  rule  does  recognize that a chemical can lose its identity in a
reaction.   The rule does not  require a  total mass balance accounting of the
reported chemical.  If  the facility manufactures, processes, or otherwise uses
a  chemical  in excess  of the applicable  threshold quantity, then it would be
obligated to report.  The  reporting form does not require the facility to
report  the  total amount of annual production, the total amount on hand at the
beginning of the year,  or  the amount processed or used.  It requires an
estimate of the  total annual  amount of  a chemical released to the environment
and  the maximum  quantity on-site at any time during the year.  If (in the most
extreme case) all of  that  chemical processed at the facility is consumed in a
reaction and none is  estimated to be lost in any other fashion, then the
facility would report a zero  quantity released.

92.   Is there any recommended approach  for estimating emissions from
facilities  whose raw  material is of a constantly varying and unknown
composition.  For example,  tar plants receive crude coal tar in batches.  No
analysis is done on incoming  raw materials or on products (or on
intermediates) at such  facilities.

If available, data on the  average composition for the specific material or
published data on similar  substances should be used.

93.   Why are the range  codes  grouped together in logarithmic scale?

For  quantities on-site  the  ranges were  patterned after TSCA inventory
reporting,  as suggested by Congress.

94.   Please clarify the "2 significant  figures" reporting guideline.

Estimates should be rounded to  no greater than two significant figures (i.e.,
4224  should be entered  as  4200).  The number of "significant figures" is the
number  of non-zero digits.  One significant digit should be reported if the
estimation  techniques used  do not support the two digit accuracy.

95.   In the instructions for  Form R what does "use leading placeholding zeros"
mean?

An example  of the use of leading placeholding zeros would be the entry of the
CAS Registry number (Part  III,  Section  1.2.).  Space is provided on the form
for the  longest  possible CAS  number (currently 9 digits).  However, many CAS
numbers have fewer than the maximum digits.  Therefore, the number should be
"right justified" when entered, and any blank spaces to the left of the last
number should be  filled with  zeros.  For example, the CAS Registry number for
chromium is 7440-47-9.  On  Form R it should appear as 007440-47-9.  EPA
requires this in order to promote accuracy of data entry.

96.  If  total releases are  obtained using a combination of several bases, what
"Basis of Estimate" is used?

Report the  principle means used to estimate releases.  Examples in the
instructions for  the  form provide further clarification.

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97.  Since EPA's fugitive emission factors for equipment leaks for the
Synthetic Organic Chemical Manufacturing Industry (SOCMI) and some air
emissions factors listed in EPA's document AP-42, "Compilation of Air
Pollutant Emission Factors," are not chemical specific, is the code "E" or
"0"?

Use "0" for non-chemical-specific emission factors.

98.  Do estimates of releases, if over CERCIA Reportable Quantities, obligate
facilities to report a continuous release (even though only an estimate)?

Questions relating to CERCLA reportable quantities (RQ) and continuous release
provisions should be directed to the RCRA/Superfund Hotline (800)424-9346 (in
Washington DC 382-3000).

99.  Will EPA be calculating or monitoring concentrations of toxics in ambient
air?

The Agency plans to use the TRI data for the purposes of screening and
identifying potential environmental problems.  To date no decision has been
made regarding how the EPA program offices will utilize the TRI data.

100.  Is the composition of rainfall as it falls from the sky or its
composition once it has run onto and off soil reported for release to
stonnwater and threshold calculations?

The composition once the rainwater has run onto and off the soil, equipment,
and concrete pads is reported.

101.  If a facility has an NPDES permit, but does not discharge any listed
toxic chemicals to surface water, must Section 3.10 be completed?

Yes.  This information element is part of the facility identification section
and is intended to be used as a pointer to other existing information relative
to the facility.

102.  Are groundwater releases required to be reported?  If so, what if a
facility has a surface impoundment which it suspects is leaking?  How is the
amount being released calculated?

Releases to underground injection or landfill should be reported.  Estimates
of amounts leaking from such disposal and possibly reaching groundwater should
not be reported.  EPA may model the potential for such leaks or migration, but
does not require facilities to estimate such further migrations.

103.  Where are routine leaks from underground pipes reported?  Would such
leaks be reported as disposal to land or as underground injection?

When reporting leaks from pipes, where the released material goes must be
considered.  A volatile organic would evaporate and be reported as a fugitive
air emission.  A nonvolatile material leaking onto land or any material
leaking from an underground pipe would be reported as a release to land, and a

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code  of  D99  for  "other  disposal" would be used.  If the material were cleaned
up  in some way,  the  "leaked" material might then be reported as a release to
water or an  off-site transfer.  Underground injection should be reported only
for intentional  injection  of wastes or materials into a well designed for that
purpose.

104.   Does a facility need to  report leaking abandoned landfills?

Leaks from landfills are not required to be reported regardless of whether the
landfill is  in use or has  been abandoned.  EPA does require, however,
reporting of the amount of a chemical placed in an on-site landfill or
transferred  to an off-site landfill during the year.

105.   On- site wastewater treatment plant sludges which may contain trace
amounts  of section 313  chemicals are composted on-site.  The finished compost
is  then  used as  daily cover for the on-site sanitary landfill and for
landscaping  around the  site.   Is this considered land treatment, land
impoundment,  or  not  a release?

In  this  case, the code  D03 for Land Treatment/Application/Farming should be
entered  in Part  III,  Section 7B of the form.

106.   If a treatment plant is  operated as part of remediating a Superfund site
at  a  facility, do contaminants which are already present have to be included
in  calculating thresholds  and  releases?

Such  material need not  be  included in threshold determinations because it is
not being manufactured, processed, or used.  However, releases would be
reportable if the facility meets reporting criteria (i.e., it is in the SIC
codes  20-39, has  10  or  more full time employees, and exceeds a threshold).  In
this  case, release does not mean the material that is already in a landfill,
only  that amount  of  material released to the environment or transferred off-
site by  the  remedial activity.

107.   If a company measures its own valve, flange, and pump leaks and
determines a new fugitive  emission factor for air releases, is the basis of
estimate  code "E" or "M" or "O"?

If  releases  of the chemical are measured from individual pieces of equipment
at  a facility, use the  code "M".  Code "E" should only be used for published
emission  factors  which  are  chemical specific.  If leaks are measured in a
general way,  "0"  or  non-published factors developed at other facilities should
be used.

108.  Ten thousand pounds  of a 50 percent sodium hydroxide solution is diluted
on  site to 20,000 pounds of a  25 percent solution. This solution is used to
neutralize 25,000 pounds of acid solution producing 45,000 pounds of final
solution. Because the amount of sodium hydroxide is in excess of the amount
needed to neutralize the acid, the final solution contains 0.1 percent sodium
hydroxide. What is the  maximum amount of sodium hydroxide on site?

The maximum amount would be 10,000 x .5=5,000 pounds.  The amount remaining

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after the neutralization (45,000 x 0.001 = 45 pounds) is part of this original
amount and does not have to be added to the 5000 pounds to determine the
maximum amount present at the site.

109.  Are amounts of acids and sodium hydroxide used in a wastewater treatment
facility for pH control that are "neutralized"  required to be reported? Are
spills of these materials treated and neutralized at the facility covered
under section 313?

Materials used in wastewater treatment at the facility are considered in
determining whether the thresholds for use of a chemical have been exceeded.
To the degree that the treated wastestream is in pH range 6-9, releases of the
acids and NaOH would be reported as zero. If spills are neutralized at an on-
site wastewater treatment facility, then releases would not be considered for
reporting if the pH is within the 6-9 range after treatment. If the treatment
facility is off-site,  then the quantities of acid or NaOH must be reported as
transfers to off-site facilities for treatment.

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                    VII.  TRANSFERS TO OFF-SITE LOCATIONS
110.  If a POTW has no current estimate of treatment efficiency for each
section 313 chemical, is  "N/A" acceptable?

The treatment efficiency  for any off-site facility to which transfers of toxic
chemicals occur does not  have to be reported.  Thus, facilities must account
for the annual quantity of the listed toxic chemical(s) released to a POTW but
are not required to estimate the treatment efficiency of the POTW.

111.  Why does the section 313 form require disclosure of off-site locations
to which toxic chemicals  are transferred?  The Act only requires the disposal
method employed.

Section 313 requires reporting releases to all environmental media.  In the
conference committee report, EPA was directed to require reporting of releases
to the air, the water, the land, and to waste treatment and disposal
facilities.  In essence,  the legislative history treats such facilities as an
equivalent environmental  medium.  EPA believes that Congress intended to
include the reporting of  quantities transferred to off-site waste treatment
and disposal facilities to provide users of the data with a total picture of
how and where the listed  toxic chemicals are entering the environment.  That
means the reports should  not only report waste transfers off-site, but also
the identity of the facility one location to which the wastes are transferred.

112.  If off-site reclaimers are not to be included in the off-site locations
which handle wastes, are  emissions discharged by these reclaimers included as
point emissions or are they not reported?

A facility should not report transfers for off-site recycling of the chemical
or the chemical releases  from such a reclaimer.

113.  What RCRA ID number is listed if a non-hazardous waste containing a SARA
section 313 chemical is sent to a solid waste landfill?

If an off-site location such as a solid waste landfill does not have a RCRA ID
number,  "N/A" would be entered in the space provided.  If the facility does
have such an ID number, it must be listed if known, even though the waste
being transferred may not be a listed RCRA hazardous waste.

114.  What about shipment for recycle (e.g., "empty" drums containing a
residue of a toxic chemical that are sent for drum remediation)?  This is not
a treatment, storage or disposal (TSD) facility.  The chemical is not being
recycled, but the carrier, that is, the container, is being recycled.  Are
these types of facilities listed as off-site TSD facilities?

Shipments for recycle of the chemical should not be reported.  However,
recycle of drums or recycle of other constituents of a waste does not qualify

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as recycle of the chemical and such transfers should be reported.  The example
cited should be reported as an off-site transfer with appropriate code such as
M99 (unknown).   If it is known that the drums are washed with water and the
wastewater is treated, code M61 (wastewater treatment) should be reported.

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                VIII.  WASTE TREATMENT METHODS AND EFFICIENCY
 115.  When multiple waste  sources are combined for treatment, should each
 source be  listed in the  treatment efficiencies section and a common efficiency
 shown or should only  the combined stream be shown?

 Report only  the  combined (or aggregate) wastestream and report the aggregate
 efficiency for  each treatment method used.  See instructions for reporting
 sequential treatment.  A wastestream which is treated before combination with
 other wastes, then subsequently treated as a combined stream, should be
 reported on  a separate line on the form.

 116.  How  is the treatment efficiency of a crystallization unit that
 completely evaporates a  wastewater stream reported?

 A treatment  step that completely eliminates a wastestream has an efficiency of
 100 percent.  The crystallization unit generates a new solid waste stream (the
 solid crystals).  The disposition of this new wastestream, including any
 additional treatment  performed on it, must be reported on the form.  Note that
 any on-site  treatment of the solid wastestream is not considered "sequential"
 treatment  of the wastewater stream and must be listed with its treatment
 efficiency on a  separate line.

 117.  How  is an auxiliary  scrubber that is designed and used only to mitigate
 emergency  releases reported?

 The influent concentration and treatment efficiency of the scrubber as it
 operates during  an emergency event should be reported.  The emergency scrubber
 is not considered to  be  "sequential" treatment with a scrubber which treats
 routine emissions from the same process, unless the two units function in a
 series on  a  single wastestream.

 118.  If a wastewater treatment system contains an oil skimmer or other phase
 separation treatment, is this reported as a sequential treatment step for each
 of the separated phases, or just for one phase?

 The separation step is a sequential treatment step for one liquid phase (the
 one with the larger volume, in this case, water).  The other phase must be
 considered a new wastestream and must be listed separately on the form.

 119.  If a facility has  wastewater analysis for a chemical to be reported as
being "Non-Detected"  with  a detection limit of 1 ppb., is a discharge of "0"
 (zero) reported  is the discharge calculated based on the detection limit?

Use one-half of  the detection limit if the facility believes that the chemical
may actually be  present.   Use "zero" if it is determined that the wastewater
 does  not contain the  chemical, for example, because neither routine or
 accidental contact with  water occurs.

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                                      30

120.  Does the waste treatment section apply only to the facility completing
the report?

Yes.

121.  If the calculated threshold of sodium hydroxide, for example,  is based
on the mass utilization of the solution,  would the emission of a wastewater
stream containing 1 ppm of NaOH he the actual mass of NaOH or the mass of
wastewater?

Only the actual mass of the toxic chemical being released should be  reported,
in this case the mass of sodium hydroxide. Note,  however,  that in this
specific case, if the wastestream has been neutralized so that the pH is in
the range 6-9, the release of sodium hydroxide would be considered zero for
reporting purposes.

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                                      31
                            IX.  WASTE MINIMIZATION
      What is  included in waste minimization?  Are solid wastes as well as
hazardous  wastes  included?

Waste minimization means  reduction of the generation of toxic chemicals in
wastes.  Waste minimization  reporting applies to air emissions, solid wastes,
wastewater and liquid materials that are released, disposed, or treated.

123.  If a facility modifies a process  for economic reasons resulting in a
waste reduction,  should this he reported as minimization?

Yes.  Any  changes that result in  less waste being generated may be included.
Codes are  provided to identify changes  such as equipment and technology
modifications,  as well as process changes, procedure modifications, and
improved housekeeping.

124.  What do  facilities  that have not  performed any waste minimization
include  in the report?

The waste  minimization portion of the reporting form is optional.

125.  Would RCRA  permitted incineration of waste count as waste minimization
under M8 (other treatment methods)?

Treatment  or disposal can not be reported as waste minimization under the TRI
form.  The emphasis is  placed on facility activities that reduce generation of
wastes and not  on activities that allow for treatment of wastes.

126.  Where can facilities obtain figures from previous year?

Companies  can  obtain  waste minimization information about the year prior to
reporting  from  various  sources including but not limited to inventory data,
recycle/reuse data, engineering reports on process modification and product
development studies.

127.  Please elaborate  on the waste minimization section with respect to the
proposed legislation  regarding unit-based reduction measurement?

Congressman Wolpe has  introduced a bill HR 2800 that, if enacted into a law,
will expand the section 313  optional waste minimization reporting requirements
and make such reporting mandatory.

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                                      32
                       X.   CERTIFICATION AND SUBMISSION
128.  Must: a separate Form R be filled out for each reportable chemical?

Yes.  As described in the instructions, however, only one version of Part I
(page 1) of the form needs to be completed for any facility.  That page can
then be photocopied and attached to each chemical-specific report.  Each copy,
however, must contain an original signature on the certification statement.
Similarly, Part II (Off-Site Locations) may be filled out for all chemicals
being reported and then photocopied for each submission.

129.  Are facilities required to include an original signature on forms going
to the State as well as EPA?

An original signature on the certification statement is not required under
EPA's rule for the copy that is sent to the State.

130.  Is the owner or operator responsible for submitting the chemical release
inventory form?

Either person (i.e., either the owner or operator) is subject to the section
313 reporting requirements.  Therefore, if no report is received from a
covered facility, both persons are liable for penalties.  As a practical
matter, EPA believes that the operator is more likely to have the information
necessary for making the reporting determinations.

131.  Would an owner of a facility who has no knowledge of any operations
taking place in the facility be responsible for reporting under section 313?

If the owner has any business interest in the facility beyond owning the real
estate on which the covered facility is located, he would be subject to
reporting requirements.  Neither owners who are part of the same business
organization as the operators, nor owners of businesses that contract out the
operation of a particular site, are exempt from reporting.

132.  Can a plant manager of a facility or a designee sign the certification
statement on the form?  That is, can a plant manager count as a "senior
management official"?

Section 313 requires that a senior official with management authority over the
person or persons filling out the form certify the accuracy and completeness
of the form.  This person could be a plant or facility manager rather than a
senior corporate executive and should be the senior person in a position to
attest to the accuracy of the information provided.

133.  If a facility has a manager who is the originator of the data in the
form report would he/she sign the form or would it be the facility manager to
whom this manager reports?

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                                      33

Each facility must make the determination regarding who meets the definition
in the rule of a  "senior management official."

  ^-  *f a facility has been sold or otherwise changed hands during the year,
who is responsible for completing the report?

The last owner or operator of the facility during a reporting year is the
person responsible for reporting unless the sales or transfer agreement
contains language that the seller will assume this reporting responsibility.
In any event, only one report must be submitted for the entire reporting year.

135.  What is the status of magnetic media submission (e.g., on tape or floppy
disk) for the July 1, 1988, section 313 reports?

Data submission by magnetic tape or disk should be possible for July 1, 1988,
reporting cycle.  The Agency is publishing instructions for magnetic media
submission.  Contact the Emergency Planning and Community Right-To-Know
Information Hotline.

136.  Who is responsible for errors if a consultant is contracted to help with
compliance for section 313?

The owner or operator of the facility is responsible for complying with
section 313 and for any errors in reporting.  The certification statement
which is signed by an official of the reporting facility states that the
information is complete and accurate.

137.  If the public contact item (Part I, Section 3.4) is left blank, can the
facility later use a public contact to speak to the news media on behalf of
the technical contact, who may not be publicly conversant?

If a public contact is not identified, EPA will enter the technical contact
into this information element in the database.  Thus this person would receive
public inquiries.  A facility may, of course, use any other person it chooses
to deal with the public in response to such inquiries.

138.  Can the technical contact be a different person for each chemical and
each separate part of a facility?

Yes.  It is allowable to have different technical contacts for different
chemicals or different establishments within the facility provided that only
one "technical contact" is listed on each form.

139.  Can a facility submit one original copy each of Parts I (Facility
Identification Information) and II (Off-Site Locations) with several copies of
Part III (Chemical Specific Information) for different listed chemicals?

No.   The final rule clearly requires that each completed submission contains
all parts of Form R (including Part IV).  Submission of multiple copies of
Part III, with only one copy of Parts I and II, would be considered non-
compliance .

-------
                                      34

140.  The instructions state that photocopied versions of Part I may be
submitted.  Does that mean that the senior official at a facility certifying
the validity of the forms only has to sign one submission?

No.  The final rule states that each unique chemical submission must contain
an original signature.  The purpose of this requirement is to ensure that the
certifying official has reviewed each chemical submission.  A photocopied
signature does not fulfill this purpose and would be considered non-
compliance.

141.  Can common or trade names other than those listed in the rule be used
for submissions?

No.  EPA has provided a list of standard chemical names and CAS numbers for
all of the chemicals which must be reported under section 313.  The rule
requires that use of these standard names.

142.  In some sections of Form R, facilities are asked to report "N/A" if that
section does not apply to a submission.  Are blank spaces left on the form the
equivalent of "N/A"?

No.  The rule requires "N/A" to be entered to inform the Agency that the
submitter has not just overlooked a section of the form.  Leaving blanks would
be considered non-compliance with the rule.

143.  Are facilities allowed to use the proposed form in their submissions?

No.  The final Form R was published in the Federal Register on February 16,
1988.  The information content of the form published with the final rule is
different from that of the proposed form.  Thus,  submissions using the
proposed form are unacceptable.  For copies of the form and instructions,
contact the Emergency Planning and Community Right-to-Know Hotline (See p.  i).

144.  How can a facility be assured that the Agency has received a submitted
form?

To be acknowledged of receipt of submissions, facilities should send forms
using the U.S. Post Office "Return Receipt Requested" mail service.  The
Agency will not respond to cover letters requesting acknowledgement.

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                                      35
                        XI.  EPA'S  SECTION 313 PROGRAM
 145.   What type of quality control  check will EPA make on each form it
 receives?

 EPA plans  to  incorporate  edit  checks  in the database to identify missing,
 incomplete, incorrect  and suspect data elements in the TRI forms.

 146.   How  will  questionable data be identified by EPA?

 OTS is developing checks  of completeness and, for some types of data,
 reasonableness  of an entry.  For example, zero air emissions of a volatile
 chemical would  be flagged.   OTS envisions contacting the facility for
 clarification of such  "questionable"  data.

 147.   Does the  Agency  plan to  investigate non-reporters before "auditing"
 reports from  complying facilities?

 The Agency will focus  enforcement efforts to identify non-reporters.   At the
 same time,  however,  EPA is  planning to issue notices of non-compliance in
 connection with forms  that  contain  errors or omissions.  A fixed period of
 time will  be  allowed for  corrections  before penalties are assessed.  EPA also
 intends to investigate submissions  with questionable technical entries.
 However, the  purpose of such technical audits will not be purely as an
 enforcement action.  A further benefit will be to identify where problems
 exist  in calculating releases  so that the Agency can improve its guidance and
 instruction documents.

 148.   Are  specific audit  provisions written into regulations?  Will audit
 results be made public?  Can released information be changed?  What about
 resolving  differences  of  opinion, (i.e., does the auditor have final
 judgement)?

 Specific audit  provisions are  not written into regulations.  The Agency,
however, has  the  responsibility to  assure that the data submitted is based on
 reasonable estimates,  and audits may  be conducted.  Audit results will be
utilized to identify where problems exist with calculating releases.   In
 resolving  difference of opinion we  hope that final judgement will rely on
consensus  formed  by  the Agency auditor and company's technical staff.

149.  When will  the  "fact sheets" for each of the 328 chemicals be available?

The Agency plans  to  finalize the majority of the fact sheets by the end of
1988.   The N.J.   fact sheets will be used directly and supplemented with
additional environmental toxicity data where appropriate.

150.  Will the public be able  to review the chemical fact sheets before they
are final  and provide comments to EPA?

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                                        36

No.  The State of New Jersey has conducted an extensive review of the
literature to produce these factsheets and has had expert panels review them.
EPA has not yet decided whether to develop separate health fact sheets on the
section 313 chemicals to replace the New Jersey factsheets.

151.  Will there be data on half life (i.e., decomposition rate) of chemicals
in the air included in the fact sheets?

The fact sheets will contain some data on persistence of chemicals in the
environment where available or applicable.

152.  Will the public be able to browse through all of the reports filed, or
will it have to request individual reports?  Will some sort of log be kept
noting users of the data?

The public will be able to access the computerized public data base by spring
of 1989.  During summer of 1988 copies of the TRI forms will be available
through the states.  Each state will have to decide how the public will
access the copies and what records the state will keep as result of public
inquires.  Prior to the public data base availability, EPA headquarters can
also provide for review of a reasonable number of these forms on an
appointment basis.

153.  How can copies of the technical guidance documents be obtained?

You can get copies of the technical guidance document by writing the
Emergency Planning and Community-Right-To-Know Information Service.

154.  What are the specific industries for technical guidance manuals?

These are guidance documents developed for a specific industry or industrial
operation to help them determine reporting requirements and estimate
releases.  Industries covered are:

          Electroplating Operations
          Primary Lead, Zinc, and Cadmium Smelting
          Presswood and Laminated Wood Products Manufacturing
          Wood Preserving
          Roller, Knife and Gravure Coatings Operations
          Spray Application of Organic Coatings
          Electrodeposition of Organic Coatings
          Rubber Production and Compounding
          Paper and Paperboard Production
          Primary Aluminum Smelting
          Primary Copper Smelting
          Leather Tanning and Finishing Processes
          Semiconductor Manufacture
          Printing Operations
          Monofilament Fiber Manufacture
          Textile Dyeing
          Formulating Aqueous Solutions

-------
Form Approved OMB No.:  2070-0093

Approval Explrns- 01/91
Paae 1 of 5
rt U.S. Environmental Protection Agency
oEPA TOXIC CHEMICAL RELEASE INVENTORY REPORTING FORM EPA FORM
R
Section 313, Title III of The Superfund Amendments and Reauthorization Act of 1986 "*

i.
PART I. FACILITY IDENTIFICATION INFORMATION
1. 1 Does this report conta n trade secret information? 1.2 Is this a sanltl;
| 	 1 yes (Answer 1.2) | | No (Do not answer 1.2) | | Yes
(This space for EPA use only. )
:ed copy? 1 . 3 Reporting Year
^ No
2. CERTIFICATION (Read and sign after completing all sections.)
I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true
and complete and that the amounts and values in this report are accurate based on reasonable estimates using data available to the preparers
of this report.
Name and official title of owner/operator or senior management official
Signature
3. FACILITY IDENTIFICATION
3.1
3.3
3.4
3.5
3.6
3.7
3.8
3.9
3.10
3.11
=
4. P
4.1
4.2
Facility or Establishment Name
Street Address
City County
State Zip Code
I I | I | -| I |
Technical Contact
Public Contact
a. SIC Code b. c.
Ill II II
Latitude Longitude
Deg. Min. Sec. Deg. Min. Sec.
Ill I I I I I I I I
Dun & Bradstreet Number(s) ^
I I - I I I I - I II I - I I I I - I I I I
EPA Identification Number (RCRA I.D. No.) j,.
I I I II 	 I I
NPDES Permit Number(s) b.
a.
| | I I I I I I I I I I I I I
Name of Receiving Stream (s) or Water Body(s)
a.
Date signed

This report contains Information for: (check one)
[ 1 An entire covered facility.
3.2 | 	 1
jj 1 	 Part of a covered facility.
Telephone Number (Include area code)
( )
Telephone Number (Include area code)
( )

Where to send completed forms:
P.O. Box 70266
Washington, DC 20024-0266



b.
c.
Underground Injection Well Code (UIC) Identification No.
|| | I I I I I I I I I 	
ARENT COMPANY INFORMATION


Name of Parent Company
Parent Company's Dun & Bradstreet No.
. I
EPA Fo'rm 9350-1 I-BB)

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(Important: Type or print; read instructions before completing form.)
Page 2 of 5
                                 EPA FORM R
                PART II.  OFF-SITE LOCATIONS TO WHICH TOXIC
                   CHEMICALS ARE TRANSFERRED IN WASTES
                                                                                      (This space for EPA use only.
1. PUBLICLY OWNED TREATMENT WORKS (POTW)
Faci ity Name
Street Address
City
State
County
Zip
II II-

2. OTHER OFF-SITE LOCATIONS Number these locations sequentially on this and any additional page of this form you use.
Other off-site location
EPA Identification Number (RCRA ID. No.) 1 1 1 1 1 1 1 1 1
Faci ity Name
Street Address
City
State
Is location under control of reporting facility or p:
| 1 Other off-site location
County
Zip
1 1 1 1- 1

irent company?
Yes No
EPA Identification Number (RCRA ID. No. ) | 1 1 1 1 1 1 1 1
Facility Name
Street Address
City
State
County
Zip
II II-

Is location under control of reporting facility or parent company?
[_J Other off-site location
Yes No
EPA Identification Number (RCRA ID. No. ) | 1 1 1 1 1 1 1
Facility Name
Street Address
City
State
County
Zip
II ||-

Is location under control of reporting facility or parent company?
Yes No
1 1 Check if additional pages of Part II are attached.
 EPA Form 9350-1(1-88)

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(Important: Type or print; read instructions before completing form.) Page 3 of 5
(This space for EPA use only. )
EPA FORM R
PART III. CHEMICAL SPECIFIC INFORMATION
1. CHEMICAL IDENTITY
1.1
1.2
1.3
1.4

2.
| 	 1 Trade Secret (Provide a generic name in 1.
CAS # |
(
4 below. Attach substantiation form to this submission.)
Use leading zeros if CAS number does not fill space provided.)
Chemical or Chemical Category Name
Generic Chemical Name (Complete only If 1 . 1 Is checked.
)

MIXTURE COMPONENT IDENTITY (Do not complete this section if you have completed Section 1.)
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation)).

3. ACTIVITIES AND USES OF THE CHEMICAL AT
3.1
3.2
3.3

Manufacture: a.
d.


Process: a.
d.


Produce
~~| For sale/
distribution


As a reactant
Repackaging only

Otherwise Used: a . D f rlcVssfn^afd
THE FACILITY (Check all that apply.)

b. Import c. For on-site
1 — 1 r 1 — 1 use/processing
e. As a byproduct f. As an impurity

b 1 1 As a formulation c 1 1 As an article
1 	 I component ' . component


b. As a manufacturing aid c. Ancillary or other use
4. MAXIMUM AMOUNT OF THE CHEMICAL ON SITE AT ANY TIME DURING THE CALENDAR YEAR
          (enter code)
S. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT
You may report releases of less than
1,000 Ibs. by checking ranges under A.1.
5.1
5.2
5.3
5.4
5.5
n
Fugitive
Stack
or
or non-point air emissions
point air emissions
Discharges to water 5.3.1 | [
(Enter letter code from Part I
Section 3. 10 for streams(s) . ) | 	 1
5.3.2 | 	 I

5.3.3 Q
Underground Injection
Relea
5.5.1
5.5.2
5.5.3
ses to land







I

I
(enter code)
(enter code)
(enter code)
5.1a
5.2a
5.3.1a
5.3.2a
5.3.3a
5.4a
5.5.1a
5.5.2a
5.5.3a
A. Total Release
(Ibs/yr)
A.1
Reporting Ranges
0 1 -499 500-999



























A. 2
Enter
Estimate









B. Basis of
Estimate
(enter code)
5.1b
5.2b







5.3.1b Q
5.3.2b
5.3.3b
5.4b
5.5.1b
5.5.2b
5.5.3b

_


















C. % From Stormwater
5.3.1c
5.3.2c
5.3.3c

(Check if additional Information is provided on Part IV-Supplemental Information.)
EPA Form 9350-1(1-88)

-------
                                         EPA FORM Pi, Part III (Continued)
Page 4 of 5
6. TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
You may report transfers
?an'|el uVaM0 lbS' by Ch8Cklnfl
6.1 Discharge to POTW
Other off-site location
6.2 (Enter block number
from Part II, Section 2.)
6.3 Other off-site location
(Enter block number
from Part II, Section 2.)
6.4 Other off-site location
(Enter block number
from Part II, Section 2. )


	



A. Total Transfers
(Ibs/yr)
A.1
Reporting Ranges
0 1-499 500-999












A. 2
Enter
Estimate




B. Basis of Estimate
(enter code)

6.1b
6.2b
6.3b




~~~




6.4b Q]
C. Type of Treatment/
Disposal (enter code)
6.2c
6.3c
6.4c












| 	 I (Check If additional information is provided on Part IV-Supplemental Information)
7.
WASTE TREATMENT METHODS AND EFFICIENCY
A. General
Wastestream
(enter code)
7.1a
7.2a
7.3a
7.4a
7.5a
7.6a
7.7a
7.8a
7.9a



















7.10a | |
7.11a


7.12a | |
7.13a | |
7.14a [~|



B. Treatment
Method
(enter code)
7.1b
7
7
7
7
7
7
7
7
7
.26
.3b
.46
.5b
6b
7b
8b
9b
10b
7.11b
7
7
7
12b
13b
14b

























































C. Range of
Influent
Concentration
(enter code)
7. 1c
7.2c
7.3c
7.4c
7.5c
7.6c
7.7C
7.8C
7.9c
7.10c
7.11C
7.12c
7.13c
7.14c















|












D. Sequential
Treatment?
(check If
aoDlicable)
7.1d
7.2d
7.3d
7.4d
7.5d
7.6d
7.7d
7.8d
7.9d
7.10d
7.11d
7.12d
7.13d
7.14d





























E . Treatment
Efficiency
Estimate
7.1e %
7.2e %
7.3e %
7.4e %
7.5e %
7.6e %
7.7e %
7.8e %
7.9e %
7.10e %
7.116 %
7.12e %
7.13e
%
7.14e %
F. Based on
Operating
Data?
Yes No
7.1f
7.2f
7.3f
7.4f
7.5f
7.6f
7
7
7
7
.7f
,8f
,9f
.10f




7.11f
7
7
7
.12f
.13f
.14f





































u





















(Check if additional information Is provided on Part IV-Supplemental Information.
8. OPTIONAL INFORMATION ON WASTE MINIMIZATION
(Indicate actions taken to reduce the amount of the chemical being released from the facility.
items and an explanation of what Information to Include.)
A. Type of
modification
(enter code)








B. Quantity of the chemical in the wastestream
prior to treatment/disposal

Current Prior | Or percent
reporting year , change
year (Ibs/yr) (Ibs/yr) (
! %


See
C. Index







the Instructions
for coded
D. Reason for action
(enter code)









EPA Form 9350-1 (1-88)

-------
 (Important:  Type or print; read instructions before completing form.)
                                              Page 5 of 5
                                       EPA FORM
R
                        PART JV.  SUPPLEMENTAL INFORMATION

        Use this section If you need additional space for answers to questions in Parts I and III
  Number or letter this information sequentially from prior sections (e.g., D,E,  F, or 5.54, 5.55)
                                                                                             (This space for EPA use only.)
ADDITIONAL INFORMATION ON FACILITY IDENTIFICATION (Part 1 - Section 3)
3.5
3.7
3.8
3.9
3.10
	 SIC Code
1 1 1
III III
Dun & Bradstreet Number(s)
1 1 - 1 1 1 1 - 1 1 1 1 1 1 -
EPA Identificat
1 1 1
NPDES Permit
1 1 1
on Number(s) RCRA I.D. No.)
1 1 1 1 1 1 1 1
Number(s)
1 1 1 1 1
Name of Receiving Stream(s) or Water Body(s)
' 1
L

1 1 1 - 1 1 1 1
1 1 1 1 1 1 1 1
1 1 1 1 1 1 1


1 I




	
ADDITIONAL INFORMATION ON RELEASES TO LAND ( Part III - Section 5.5)
Releases to Land

5.5 [ (enter cede)
	 	 	

5.5 (enter code)


5.5 (enter code)


5.5 a

5.5 a

5.5 a

A. Total Release
(Ibs/yr)
A.1
Reporting Ranges
0 1-499 500-999









A. 2
Enter
Estimate



B. Basis of
Estimate
(enter code)

5.5 b

5.5 b


5.5 b







ADDITIONAL INFORMATION ON OFF-SITE TRANSFER ( Part III - Section 6)

	 Discharge to POTW
Other off-site location i 	 1
6. (Enter block number
from Part II, Section 2.) 1— '
Other off-site location 1 I
6. (Enter block number
	 from Part II, Section 2.) > 	 '

6. 	 a
6. a
6. a
A. Total Transfers
(Ibs/yr)
A.1
Reporting Ranges
0 1 -499 500-999









A. 2
Enter
Estimate



B. Basis of
Estimate
(enter code)
6. 	 b Q
6. b I 	 I
6. b
C. Type of Treatment/
Disposal (enter code)

6. c.
6. c.
EPA Form 9350-1(1-88)

-------
ADDITIONAL MATERIALS AVAILABLE ON SECTION 313:


        3S Section 313 rule (FR reprint)

               A reprint of the final section 313  rule (including  Form R  and instructions)  as  it appeared in the
               Federal Register (FR).

        38 Trade secrets rule and form (Section 322 of Title ill)

               A reprint of the current rule to implement the trade secrets provision of the Emergency Planning and
               Community Right-to-Know Act (Section 322) and a copy of the trade secret substantiation form.

        S5 Estimating Releases and Waste Treatment Efficiencies for the
               Toxic Chemical Release Inventory Form

               Suggested methods on the development of release estimates and waste treatment efficiency calculations
               required on Form R.

        585 List Of Lists (January 1988)

               A consolidated list of  specific chemicals covered by the Emergency Planning and Community Right-to-
               Know Act.   The list contains  the chemical  name,  CAS Registry Number,  and provides specific
               information on what reporting requirement(s) the chemical is subject to.

        K Synonyms Document

               This  document contains common synonyms for the specifically listed section 313 chemicals (synonyms for
               chemicals in covered categories are not included).

        385 Questions and Answer Document

               Answers to frequently asked questions about the section 313 rule, organized by subject area.

        & TRI Magnetic Media  Submission Guidance Package

               Reports under section  313 may be submitted by  computer tape or floppy disk.  This guidance package
               gives the format requirements and other details for such submissions.

        & Industry Specific Technical Guidance Documents

               The Agency has developed  a group  of smaller, individual  guidance  documents that  target  activities in
               industries who primarily process or use the listed toxic chemicals.
For copies of these materials, send in the request form included in the booklet or write to:


               Emergency Planning and Community Right-to-Know Information Hotline
               U.S. Environmental Protection Agency
               WH - 562 A
               401 M Street, S.W.
               Washington, D.C. 20460
               -521-008:00145

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Please Send information  On: (Please indicate the quantities you are requesting.)
    Section 313 Rule (FR Document)
    Additional copies of Form R
    Section 322 Rule and Form (Trade Secrets)
    Estimating Releases
    Title III List of Lists
    Synonyms Document
    TRj Magnetic Submission Media
    Guidance Package
    CONTACT
    NAME
    STREET
    STATE            ZIP CODE
Industry Specific Technical Guidance
	Electroplating Operations
	Primary Lead, Zinc, and Cadmium Smelting
	Presswood and  Laminated Wood  Products
    Manufacturing
	Wood Preserving
	Roller,  Knife, and Gravure Coating Operations
	Spray Application of Organic Coatings
	Electrodeposition of Organic Coatings
	Rubber Production  and Compounding
	Paper and Paperboard Production
	Primary Aluminum Smelting
	Primary Copper Smelting
	Leather Tanning and Finishing Processes
	Semiconductor Manufacture
	Printing Operations
	Monofilament and Textile Fiber Manufacture
	Textile Dyeing and  Finishing
	Formulating Aqueous Solutions

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FACILITY NAME
STREET
STATE        ZIP CODE
                      Emergency Planning and Community
                      Right-to-Know Information Hotline
                      U.S. Environmental Protection Agency
                      WH-562 A
                      401 M Street, S.W.
                      Washington, D. C.  20460

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