UNITED STATES ENVIRONMENTAL PROTECTION AGENCY REGION VIII     EPA-908 /9-85-OOI
   INVESTIGATION INTO THE HEALTH OF
       FORESTS IN THE VICINITY  OF
            GOTHIC, COLORADO
               JANUARY   1985

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                               DISCLAIMER
This report has been reviewed by the U. S. Environmental
Protection Agency, Reqion VIII, Division of Air and Toxic Substances,
Denver, Colorado and is approved for publication.  Mention of trade names
or commerical products does not constitute endorsement or recommendation
for use.
                          DISTRIBUTION STATEMENT
This report is available to the public through the
National Technical Information Service, US Department
of Commerce, Springfield, Virginia 22161.

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                                          EPA-908/9-85-001
                                          January  1985
      INVESTIGATION INTO THE HEALTH OF FORESTS

                 IN THE VICINITY OF

                  GOTHIC, COLORADO
                 A SCIENTIFIC  REPORT


                         BY
Robert I. Bruck, Ph.D., Chairman,
Associate Professor of Forest Pathology
North Carolina State University
Raleiqh, North Carolina

Paul Miller, Ph.D., Forest Pathologist (Air Quality)
U.S.D.A. Forest Service
Pacific Southwest Forest & Ranqe Experiment Station
Riverside, California

John Laut, Forest Pathologist,
Colorado State Forest Service,
Fort Collins, Colorado

William Jacobi, Ph.D.
Assistant Professor of Forest Pathology
Colorado State University
Fort Collins, Colorado

David Johnson, Ph.D., Forest Pathologist
U.S.D.A. Forest Service, Region 2
Denver, Colorado
                   PROJECT  OFFICER
                    LARRY SVOBODA
         DIVISION  OF AIR AND  TOXIC  MATERIALS
   UNITED  STATES  ENVIRONMENTAL  PROTECTION  AGENCY
                    REGION VIII

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                                     PREFACE
     Last  summer,  two  scientists  observed  damage  to  trees  near  Gothic,
Colorado which  appeared  similar to  air  pollution  damage  to forests  in
northeastern  United  States  and central  Europe.  The  scientists,  one  from New
England, the  other from  West  Germany, announced their  observation that  evening
to attendees  of an acid  rain  conference at  Western State College in  Gunnison,
Colorado.  About 300 people were  at  the July 23-25 conference,  including
several news  reporters.

     While the  scientists had not said  the  tree damage was definitely caused
by acid rain, some conference attendees interpreted  the  remarks  as a definite
'discovery' of  acid  rain damage in  Colorado.  The next day media reports
ranged from a major  story headlined,  "First Acid  Rain  Damaged Trees  Found  in
State", to comparisons of the Gothic  situation to those  in known areas  of  acid
rain damage outside  the  western states. Several  days  later, questions  emerged
over the possible  effect the  reports  of "Colorado's  acid-rain-damaged forests"
would have on the  state's important  tourism industry.  A seemingly casual
report of possible damage had escalated into considerable  public concern about
a potential environmental and economic  threat.

     Because of a  general lack of knowledge about atmospheric deposition and
its effect on western  forest  ecosystems, public agencies could  not support or
refute the allegations quickly and  decisively.  Based  on the high level  of
public concern,  several  state and federal agencies formed  a team of  scientists
to assess the health of  forests in  the  Gothic area.  The team was composed of
experts familiar with  the ecosystems  in the Rocky Mountain region and
patholoqists expert  in identifying  and  assessing  air pollution  damage to
forests.

     Dr. Robert  I. Bruck of North Carolina  State  University was  named to head
the team because of his expertise in  air pollution forest  damage in  eastern
United States and  central Europe.

     The team's sole purpose  was to  assess  and document  the health of forests
in the Gothic area and to identify probable causes of  reported  forest
decline.  This  report  presents their methods and  findings.

     THE MAJOR  CONCLUSION IS  THAT THERE IS  NOW NO EVIDENCE TO INDICATE  THAT
AIR POLLUTION IS CONTRIBUTING TO NATURAL FOREST PROCESSES  IN THE GOTHIC  AREA.

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     Still, this experience contains some important  lessons.  First, where
public and media interest is intense, scientists should use extra care  in
offering conclusions to extremely complex questions.  Second, we need
comprehensive baseline research and monitoring to assess the  link between
atmospheric deposition and forest health in the western United States.

     If either of these principles is neglected, the scientific community,
public decision makers and the public at large may be misled when making
important policy decisions about changes to ecosystems.  We intend to pursue
the recommendations for cooperative interagency research on western
atmospheric deposition as described in this report.
John
RegiohtrT" Administrator
Environmental Protection Agency
Region VIII
Denver, Colorado
Robert A. Arnott, Ph.D.
Assistant Director
Colorado Department of Health
Denver, Colorado
James Torrence
Regional Forester
U. S. Forest Service
Region II
Lakewood, Colorado
James "Hubbarc
State Forester
Colorado State Forest Service
Ft. Collins, Colorado
David H. Getches
Executive Director
Colorado Department of Natural Resources
Denver, Colorado

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                                ACKNOWLEDGEMENTS
    This report, describing  investigations  into the health of forests  around
Gothic, Colorado was made possible only by  the dedicated efforts  and hard work
of numerous individuals.  The spirit of cooperation demonstrated  among  and
between all members of the investigative team, invited observers  and
representatives of the U.S.  Environmental Protection Agency, (EPA), Region
VIII was outstanding.  Special thanks are extended to Larry Svoboda of  EPA for
his highly objective approach in dealing with this sensitive issue and  for his
assistance in the preparation of this report.  The scientific team never found
itself "predisposed" to forming premature conclusions about the investigation
and was given free reign to  explore all areas of concern and ready access to
required data.  The investigative team also thanks our official observers: Jim
Lehr (EPA), Dr. Ray Herrmann  (National Park Service), Ronald Cattany (Colorado
Department of Natural Resources), and Beth  Baird (Colorado Department of
Health), for adding the necessary scientific expertise to our field
excursions, providing needed  data bases, and excellent and objective reviews
of this document.  In addition, we thank Dr. Ellis B. Cowling of  North
Carolina State University, Dr. Eric Preston of EPA (Corvallis, Oregon), Dr.
James Gibson of Colorado State University (and Director of the National Acid
Deposition Program) and Dr.  Carse Pustmueller of the Colorado Department of
Natural Resources for their  prompt and constructive review of this document.
Finally, we are grateful to  Dr. Chris Bernabo, Executive Director of the
National Acid Precipitation  Assessment Program, for his support and
encouragement throughout this project.
    The forest decline investigation team believes that it had a  most valuable
experience in assessing the  alleged anthropogenic damage to the forests in the
vicinity of Gothic Colorado.  We hope the substance and recommendations
presented in this report serve both the scientific and policy making
communities in directing future strategies  for the protection of  our
environment.
                                       For the Colorado Forest Decline
                                       Investigation Team,
                                       Robert I. Bruck, Ph.D.
                                       Chairman
                                       January, 1985

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                                TABLE OF CONTENTS
Preface

Acknowledgements

Table of Contents

Executive Summary                                                        1

  I.  Introduction                                                       7

 II.  Description of Study Area                                          9
        Ecology of Subalpine Forests in Colorado                         9
        Damaging Agents in Spruce-fir Forests                           12

III.  Scientific Methods                                                15

 IV.  Results and Discussion                                            25
        Visual Observation                                              25
        Analysis of Increment Cores, Soils and Ozone Levels             28
          Increment Cores                                               28
          Soil Analysis                                                 30
          Ozone Monitoring                                              33
          SEM Examination                                               34
          Review of Available NADP Data                                 39

  V.  Conclusions                                                       49

 VI.  Recommendations                                                   52

Appendix A                                                              56

Appendix R                                                              67

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                               Executive Summary
     This report summarizes the activities of a task force assembled by the

United States Environmental Protection Agency (Region VIII) in cooperation

with the Colorado Department of Natural Resources, Colorado Department of

Health, the Colorado State Forest Service, and the U.S. Forest Service in

response to the alleged decline of forests in the Crested Butte/Gothic area

of Colorado.  Following two preliminary field trips conducted in August and

September 1984, a team visited the Gothic site during September 19-21, 1984

to make on-site observations, collect and analyze soil samples, perform

increment core sampling and analysis, and assess the potential for both

biotic and abiotic causal agents in the alleged tree damage.  Team members

include:

     Robert I. Bruck, Ph.D.,                John Laut, Forest Pathologist
     Chairman, Associate Professor          Colorado State Forest Service
     of Forest Pathology                    Fort Collins, Colorado
     North Carolina State University
     Raleigh, North Carolina

     William Jacobi, Ph.D.                  David Johnson, Ph.D.
     Assistant Professor of                 Forest Pathologist
     Forest Pathology                       U.S.D.A. Forest Service, Region 2
     Colorado State University              Denver, Colorado
     Fort Collins, Colorado

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     Paul Miller,  Ph.D,
     Forest Pathologist  (Air Quality)
     U.S.D.A. Forest  Service
     Pacific  Southwest Forest & Range
     Experiment  Station
     Riverside,  California

Included as observers were:

     Jim Lehr                                Ray  Herrmann,  Ph.D.
     U.S. Environmental  Protection Agency,   U.S.  Department of the  Interior
     Region VIII                             National Park  Service
     Denver, Colorado                        Fort  Collins,  Colorado

     Ronald Cattany, Assistant Director      Beth  Baird
     Colorado Department of                  Colorado Department of  Health
     Natural Resources                       Denver, Colorado
     Denver, Colorado

     A preliminary reconnaisance of the Gothic area was made by a team of

forest pathologists and  entomologists from the Colorado State Forest Service

and U.S. Forest  Service  in August 1984.   In  September, eight test plots were

established by Dr. Jacobi. Soil samples were taken at these test plots, and

analyzed for heavy metal content.  More than one  hundred increment  cores of

Engelmann spruce and subalpine fir were collected and annual increments

measured.  Both  symptomatic and asymptomatic trees were  examined for the

presence of biotic and abiotic etiological agents that could be causal in the

decline symptomology.  Spruce and fir needle samples were  also collected and

analyzed under a scanning electron microscope.

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     It  is essential to  state  the  fact that  "trees  are  always  dying  in our



forests."  Spruce and fir  trees  in the Rocky Mountain forests  are  affected by



manv abiotic and biotic  agents that may stress,  injure  and often lead to  tree



death.   This is, in fact,  a  "natural" and expected  phenomenon  in a normal



"healthy" forest.



     The needle chlorosis  (yellowing) leading to necrosis  (cell death) of



spruce or fir trees is often attributable to common and potentially  deadly



forest pathogens and insects.  At  all sites visited, this  team specifically



identified fungal pathogens  and/or insects that can, and often will, cause



their hosts to yellow, decline and exhibit suppressed annual increment growth,



leading  to tree death.



     Although the appearance of  many spruce and fir trees  in and around Gothic



is similar to trees observed at  the European and eastern U. S. sites, the



symptoms on trees observed in Colorado appear NOT to parallel those  in the



affected forest decline Waldsterben areas.  A detailed  description of the



Waldsterben type of symptoms and decline is provided in Appendix A and B  of



this report.  In Dr. Rruck's observations, there is little or no correlation



between the normal  forest disease syndrome found near Gothic and the



inexplicable damages observed in the Waldsterben areas  (central Europe and

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eastern U.S.) where air pollution  is suspected as a major factor  in forest

decline.  In addition to these visual observations, various data  were

collected and analyzed which confirm and scientifically support the

observations and conclusions of this investigation.  In summary,  these

additional data and analyses revealed the following:

          (1)  Microscopic analysis of spruce and fir increment cores revealed
          NO severe synchronous qrowth suppression (as is often observed  in
          boreal montane ecosystems in the eastern U.S. and West  Germany).
          Approximately twenty percent of the cores examined exhibited a
          marked INCREASE in qrowth over the past twenty years.

          (2)  Analysis of surface soils from the eiqht test plots indicated
          no abnormal loading of heavy metals.  Loading of lead,  copper and
          nickel was usually four to ten times less than documented eastern
          U.S. sites and virtually two orders of magnitude below  levels
          currently being observed in central Europe.

          (3)  Scanning electron microscope observations of needle tissues
          collected from spruce and fir trees at the eight Gothic test sites
          indicated NO surface cuticular or cell damage (highly indicative of
          a lack of oxidant damage).

          (4)  Ambient concentrations of ozone (03) were monitored in the
          area for a four week period.  This monitoring revealed  very low
          levels of ozone.  From these limited data, there is little evidence
          to indicate that the observed ozone levels would cause  environmental
          effects in forests or other vegetation.  Dr. Miller observed several
          'ozone sensitive species' in the understory which showed no evidence
          of oxidant damage.

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           (5)   NADP  (National  Acid  Deposition  Proqram)  data  included  herein do
           not  indicate  that  an aqueous,  acidified  precipitation  problem
           presently  exists  in  the  area where annualized rainfall  pH  isopleths
           normally exceed a  value  of  4.9 in measured  pH.   A  review of quality
           controlled, yet unpublished hiqh elevation  data*,  reveals
           precipitation pH  values  consistent with  those observed  at  the
           established low elevation NADP sites  as  presented  in this  paper.

     The members  of  the team therefore unanimously conclude  that:

     A.    Symptoms and  siqns of "declininq" Enqelmann spruce and  subalpine  fir
           in the  Gothic area do not correspond  with those  symptoms and siqns
           reported and  observed in  central Europe  and at hiqh elevations  of
           the  eastern U.S.   There  are a  limited number  of  symptoms which  a
           diseased tree can  exhibit.  Althouqh  the yellowinq and  browninq of
           individual spruce  and fir may  appear  similar  to  Waldsterben damaqe,
           thorough and  careful observation of  the  specific symptoms  and siqns
           can  clearly differentiate between the two syndromes.Forest
           conditions were observed  to be consistent up  to  timber!ine, unlike
           abnormally declininq forests which tend  to  express increased decline
           symptoms with risinq elevation.

     B.    Precipitation pH  and ozone  incidence  and severity  data  (included
           herein) do not indicate  levels of sufficient  maqnitude  to  cause
           veqetation damaqe.   Several ozone sensitive species were identified
           within  the understory of  the observed forests and  were  found to have
           no ozone related damaqe.

     C.    ALL  specific  symptoms observed at the Gothic  sites of  alleqed
           "declininq" spruce and fir  can,  in qood  confidence, be  attributed to
           well  known and clearly defined natural disease/insect  complexes
           found in "normal healthy  forest?75^  There is  no  evidence to believe
           that  atmospheric deposition is contributinq to or  exacerbating  this
           natural process.
* NADP data from the recently established  Buffalo Pass  site  near  the  Mt.
Zirkel Wilderness Area in northwest Colorado.  Obtained throuqh personal
communication with Dr. James Gibson, NADP.

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Increment core analysis indicates there has been no abnormal tree
growth suppression in the Gothic area.  In addition, observations of
foliage on tree limbs in Gothic forests showed an average of six to
eight years of needle growth on branches rather than the one to
three years of needle retention found in Waldsterben damaged forests.

The members of the team strongly recommend, however, that
responsible well supported monitoring of atmospheric deposition and
forest conditions be implemented in the Rocky Mountain states to
create an early warning system for potential unexplained forest
damage that may occur in the future.  These recommendations are
presented in detail within the text of this report.

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                                 I. INTRODUCTION







     The purpose of this report  is  to present the  findinqs of  an  investigation



of suspected anthropogenic forest  decline near  Gothic, Colorado.  Map  1  shows



the general location of the Gothic  study area within the  state of Colorado.



The investigation was  initiated  by the  U. S. Environmental Protection  Agency



(Region 8), the Colorado Department of  Health,  Colorado Department of  Natural



Resources and the U.S. Forest  Service.  The objective of  the investigation was



to provide a scientific evaluation  of the validity and possible extent of



alleged anthropogenic  forest decline near Gothic,  Colorado.  The  investigation



was planned as an effort to provide initial information on the reported  tree



damage at the earliest possible  date.   Therefore,  this study should not  be



construed as a comprehensive or  definitive evaluation of  potential air



pollution related forest damage  in  Colorado.  The focus of this effort is



limited to the subalpine forests in the immediate vicinity of  Gothic.



Additionally, the information  included  in this  report is  limited to the  most



important and relevant data and  analyses available given  the resource  and time



constraints of the study.

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c»
             COLORADO
                                       FT. COLLINS
                         GEORGETOWN

                     LOVELANO PASS


                        DILLION
     . GRAND
     • JUNCTION
       LEADVILLE
  BUENA VISTA

GOTHIC
                                                   COLORADO
                                                   SPRINGS
  CRESTED
   BUTTE
                     GUNNISON

               COT TON WOOD PASS
              PONCHA
              SPRS
                                                » t
                                       MAP I
                                  TOUR  ROUTE

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                          II. DESCRIPTION OF STUDY AREA







Ecology of Subalplne Forests  In  Colorado







     The forest veqetation  in the  vicinity  of  Crested  Butte  and Gothic  is



predominantly Enqelmann  spruce  (Picea  enqelmanni_)  and  subalpine fir  (Abies



lasiocarpa)  .  This forest  type  occupies  the highest forest  environment  over



much of the  Rocky Mountains  of the United States  and Canada.   In  Colorado



these species are predominant in elevations over  8,000 feet, on north-facing



slopes, and  above 10,000 feet on all other  aspects.  Spruce  and fir  forests



occupy one-third of the commerical  forest land.



     The climate of the spruce-fir zone is  characterized by  extremes that



limit tree qrowth and reproduction.  It is  relatively  cool and humid, with



lonq, cold winters and short, cool  summers.  Mean  annual temperature is  below



35°F, and frost can occur any month of the  year.   Precipitation,  largely as



winter snow, is usually greater than twenty five  inches annually.

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     Spruce-fir forests  are  considered  the climax forests where they occur  in

the central Rocky Mountains.  Climax forests are not easily displaced by other

vegetation; however, complete removal of a stand by fire, logqinq or mining

activity results in such drastic environmental change that spruce and fir are

usually replaced by lodgepole pine, aspen, or shrub and grass communities.

The type of vegetation initially occupying disturbed sites usually determines

the length of time reguired  to return to climax spruce-fir forests.

     The composition of  spruce-fir forests varies considerably with

elevation.  At high elevations, spruce may form nearly pure stands, while at

mid-elevations spruce usually predominates in the overstory and fir in the

understory.  At lower elevations, where sites are drier, the ratio of spruce

to fir may be low and lodgepole pine may replace spruce in the overstory.

Aspen is also a common associate at mid to lower elevations.
* Alexander, R.R. 1974 Silviculture of Subalpine Forests in the Central and
Southern Rocky Mountains: The Status of Our Knowledge. U.S.D.A. Forest Service
Paper RM121, 88 pp.
                                       10

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     In the Crested Butte-Gothic  area, spruce-fir forests occur from



streamsides at elevations of 8,500 to  12,500 feet, where they occur as  patches



of dwarfed trees known as Krummholz.   At hiqher elevations, trees  are often



dwarfed as a result of extreme environmental conditions such as cold and



stronq winds, forminq a dense mat with branches pointinq leeward to the



prevailinq wind.  At lower elevations, the forest is characterized by



unevenness of aqe and size of trees and  is often  interspersed with aspen  and



meadow!and.  Numerous standinq dead trees and downed trees are common.



     The spruce-fir community type in  this area forms a continuous belt from



10,500 to 11,500 feet and appears more similar to those of southwestern



Colorado and mountainous areas of the  Great Basin than to those of other  areas



in the Colorado Rockies.
                                        11

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Damaging Agents In Spruce-fir Forests
     The spruce-fir forest is affected by numerous abiotic and biotic aqents
that cause stress, injury and frequent mortality of trees.  The most common
diseases and insects are listed in Tables 1 and 2.  Many of the symptoms
expressed by trees injured or damaged by abiotic agents, including extremes of
weather and exposure to toxic materials, may mimic those caused by diseases
and insects.  Specialized knowledge and local experience are often needed to
separate symptoms of airborne pollutant damage from those caused by natural
stresses such as nutrient deficiency, weather extremes, diseases and insects.
Water availability, hail, temperature extremes, light, and road cuts are
frequent causes of vegetation injury or mortality.  Declining radial and
height growth of spruce and fir can result from root-infecting fungi such as
Armillaria mellea and Inonotus circinatus.  Other symptoms associated with
root diseases include yellowing foliage and abundance of "stress" cones.
Various needle infecting fungi (Lirula spp.) and insects (spider mites and
aphids) may also cause yellowing of foliage and premature shedding of
needles.  Dieback of tree tops can be caused by numerous agents, including
adverse weather, bark-feeding rodents and birds, canker fungi, and insects
(Ips and Scolytus species).
                                       12

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Enqlemann
spruce
                          Table  1.   List  of Diseases  Commonly Found in Spruce-fir Forests.

                                                      Diseases
            Common name
red rinq rot
white pocket rot
spruce broom rust
cankers
brown felt blight
winter injury
needlecast
circinatus root rot
            Armillaria
            disease
           root
Scientific name

Phe 11 inijs_(_Fomes) pini
Phe TTfnu s n fq'roTfmi t at u s
Chrysbmyxa arctostophyTf
Va'lsa kunTef
tierpotrichia juniperi
warm, Sry, winter winds
Lirula macrospora
Tnbntu's circinatus
 (= PoTypqrus^ tomentosus)
ArmilTarfa me flea
                        Size
Distribution            Class^

entire range of host       3, 4
entire range of host       3, 4
entire range of host       3, 4
central Colorado        2, 3, 4
entire range of host    1, 2, 3
Colorado                   3, 4
Colorado                      5
entire range of host       3, 4

entire range of host    2, 3, 4
                                                                                       Principal
                                                                                           Damage^
      c
      c
a, b, c
b, d, e
   b, e
      e
      e
      c
Subalpine   red ring rot
fir         red heart rot

            butt rot
            fir broom rust

            Armillaria root
            disease
            annosus root disease
            cankers

            brown felt blight
            winter injury
            sunscald
            needlecast
            foliage disease
                     Phellinus (Fomes) pini
                     Haematostereum f= Stersum)
                     sangufnoTentum
                     Peniophora pufeana
                     Melampsorella
                       caryopliynac e arum
                     Armillaria mellea

                     Fomes annosus
                     Sc1erdderris abieticola
                     yalsa"aFietis
                     Herpotrfcbia .junipeH
                     wa~r m f "dry, vTTrft er wind s
                     increased light
                     Lirula abietis-concoloris
                     Virgella robusta
                             entire range of host        3, 4
                             entire range of host        3, 4

                             Colorado                    3, 4,
                             entire range of host    2,  3, 4

                             entire range of host    2,  3, 4

                             Southern Colorado       2,  3, 4
                             Colorado                    1, 2
                             Colorado                    1, 2
                             entire range of host        1, 2
                             Colorado                2,  3, 4
                             entire range of host        2, 3
                             Colorado                      5
                             Colorado                      5
                                             c
                                             c
                                       a, b, d

                                          c, d

                                             d
                                       b, d, e
                                       b, d, e
                                          b, e
                                          b, e
                                          b, d
                                             e
                                             e

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                           Table 2.  List of Insects Commonly Found in Spruce-Fir Forest
           Common name
                           Scientific name
ENGLEMANN  Cooley spruce qall aphid
 SPRUCE    spruce beetle
                           Adelqes cooleyi (Gill.)
                           Dendroctonus rufipennis
                             (Kirby.)
Enqlemann spruce enqraver  Ips enqelmanni (Sw.)
pine enqraver
spruce enqraver
                                      Ips pini (Say)
                                      Ips spp.
Distribution

entire ranqe of host
Colorado, Wyominq

Colorado, Wyominq
entire ranqe of host
Colorado, Wyoming
SUBALPINE  western spruce budworm
  FIR
           western balsam bark
             beetle
           fir enqraver
                           Choristonsura occidental is Colorado, Wyominq
                             Freeman.
                           Dryocoetes confusus Sw.    entire range of host

                           Scolytus ventral is LeC.    entire range of host
Size Principal.
Class' Damage'
2, 3,
3,
2,
3,
3,
2, 3,
3,
3,
4
4
4
4
4
4
4
4
b, e
d
b, d
b, d
b, d
e
d
d
1    Size Class Primarily Affected:

           1 = seedlings (1.0" dbh);
           4 = sawtimber (8.0" + dbh);
                               2 = saplings (2.0 - 4.0" dbh);  3 = poletimber (5.0 - 8.9" dbh);
                               5 = all size classes
     Principal Damage:

           a = qrowth reduction; b = deformity; c = cull; d = mortality; e = defoliation

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     Abnormal masses of foliage and twiqs, commonly referred to as witches'
brooms, are caused by needle-infecting funqi (Chrysomyxa arctostaphyli on
spruce and Melampsorella caryophyllaceareum on fir).  These brooms may
appear similar to those reported in European literature as caused by air
pollutants.

     Rapid decline and death of spruce and fir, within one to two years, can
often be attributed to several species of bark beetles, including spruce
beetle (Dendroctonus rufipennis), western balsam bark beetle-in fir
(Dryocoetes confusus), and fir engraver (Sco1ytus ventralis).
                                       15

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                             III.  SCIENTIFIC METHODS
General Approach



     There are a number of key symptoms and signs which serve as important

indicators in identifying air pollution related tree damage.  Given the

constraints of both time and funds, this  investigation established five key

sets of data from which air pollution related forest damage could be

identified.  These included:

          (1)  VISUAL OBSERVATION- Both symptomatic and asymptomatic trees
          were carefully examined" for the presence of biotic and abiotic
          etiological agents that could cause decline symptomology in trees
          and other vegetation.

          (2)  INCREMENT CORES- Plots were established with both dominant
          and co-dominant tree species.  Within the eight plots  over 100
          radial increment cores were taken and analyzed.  Cores are used to
          provide evidence of significant deviations in growth patterns.

          (3)  SOIL SAMPLES- Soil samples were taken at each of the eight
          plots  using standard ecological methods.  Samples were analyzed
          for calcium, magnesium, sodium, potassium, phosphorous, aluminum,
          iron,  manganese,  titanium, copper, zinc, nickel, molybdenum,
          cadmium,  chromium, strontium, barium, lead, pH, and a number of
          other  important soil  parameters.

          (4)  SCANNING ELECTRON MICROSCOPY (SEM)- Tree samples (needles)
          were taken  and observed using SEM.  This method of analysis is
          important in identifying air pollution related effects on the wax
          and cuticle surface of needles.

          (5)  AMBIENT OZONE CONCENTRATIONS- A monitoring station was
          installed near the reported areas of tree damage in an effort to
          guantify  levels of ozone which could be damaqing to trees and
          other  vegetation.   In addition, species sensitive to elevated
          ozone  levels were identified and examined for existing oxidant
          damage.
                                       16

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     These data were collected from each of the eight plots at the Gothic
site.  Other areas examined  involved visual observation only.  Collectively,
these preliminary data would provide a sufficient information base on which
anthropogenic effects could  be identified.  These preliminary data could then
be used to direct additional research efforts as needed.

Investigations-Data Gathering
     On August 6, 1984, a preliminary reconnaissance of the Gothic area was
conducted by a team of forest insect and disease specialists from the U.S.
Forest Service and the Colorado State Forest Service.  Based on visual
observation and subseguent laboratory analysis, including culturing of decay
fungi, this group found that declining and dying Engelmann spruce and
subalpine fir were affected by a root disease-insect complex that is common
throughout the spruce-fir ecosystems in Colorado and other mountainous areas
of western North America.  Other insects and disease-causing organisms were
also identified.  This preliminary information was submitted to the U.S.
Environmental Protection Agency (Region VIII) on August 10, 1984 and served as
background for the more detailed investigation.
                                       17

-------
     Following the decision to conduct further  investigations with  scientists



having special air pollution  and  "acid rain" expertise, Dr. William Jacobi,  a



graduate student and an EPA representative visited the site and took  increment



cores from 100 trees in eight separate stands for radial growth analysis and



surface soil samples from each of those stands  for chemical analysis.  Table 3



provides a brief description  of each of the eight study plots.  The first four



plots were established on the basis of previously reported forest decline.



Plots 5 through 8 were selected to represent the natural ecosystem  with



relatively little apparent human-caused disruption.  The last four  plots were



established in pairs with one plot (5 and 7) showing stressed trees and the



other (6 and 8) showing few symptoms of stress.  Maps 2 and 3 show  the general



location of the study plots near Gothic.



     In addition, the Colorado Department of Health installed an ozone monitor



with an outdoor sensor at the Rocky Mountain Biological Laboratory  at Gothic.



Ozone levels were monitored from August 12, 1984 to September 21, 1984.



     During September 19-21,  1984, an additional comprehensive field  trip to



the Gothic site was conducted by: John Laut, William Jacobi, Dave Johnson,



Robert Bruck,  and Paul Miller.
                                       18

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TABLE 3.
                                  GENERAL PLOT INFORMATION
PLOT
1

?
3

4
5

6

7

8
LOCATION
Near Swallow's 32
Nest Cabin
Near Ore House 32
At top of Mil
north of Gothic
East of Barr Cabin
West of Avery Peak
Campqround
West Avery Peak 10
Campqround
East of Avery Peak
Campqround
East of Avery Peak
SLOPE
(*)
NNE

N
.2

27
25

NE

35

35
ASPECT
9,470

9,470
9,560

W
NE

9,640

SW

SW
ELEVATION
(feet)





9,600
9,640



9,800

9,800
ES
2

5
3

7
7

9

6

8
TREES SAMPLED1
SAP
3

0
2

8
8

6

9

7
AVERAGE
DBH
(inches)
13.2

13.3
15.2

10 9
13.4

16.6

17.3

18.5
         ES = Enqlemann spruce
        SAF = Subalpine fir

         Terrain was  undulatinq
                                       19

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  COLORADO
  •
         MAP 2
    GOTH 1C COLORADO
PLOTS 1-4, AND PLOTS 7-8
QUADRANGLE LOCATION
                             20

-------
                           East
                           3
                          o
                             J-'13
                                                 •3\7
  COLORADO
     MAP 3
GOTHIC, COLORADO

 PLOTS 5  AND  6
QUADRANGLE LOCATION
                            21

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     Observers were Jim Lehr, EPA Reqion VIII, Denver; Ray Herrmann, United
States Department of the  Interior, National Park Service; Ronald Cattany,
Colorado Department of Natural Resources; and Beth Baird, Colorado Department
of Health.
     The team also visited additional high elevation spruce and fir stands
between Gothic and Denver at Cottonwood Pass and Love!and Pass.  The purpose
was to observe symptoms and signs of disease on spruce-fir forests possibly
attributable to air pollution.  The general locations of these sites are shown
in Maps 4 and 5.
                                       22

-------
                                                           Browns^'
                                                            fPas. -
                                                            1
                                                        °   ^
               COTTONWOOD
              :^ PASS SITE
\TOREST I
 V.16I8        \

 *"•>»»  :       \
                                                     7-   '

                                                    *.^
                                                         V
     /
/ *"/
                      ffar-»n«t«n   °'n
                         LaJa
OUAD8WCLE LOCAT10H
                          MAP 4
                    COTTONWOOD PASS
                                23

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                                        Loveland Pass  -
                                             BM 11990/7
                                         -^    .O /,
                          LOVELAND  PASS SITE
   COLORADO
     MAPS
LOVELAND PASS
QUADRANGLE LOCATION
                                   24

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                            IV.  RESULTS AND DISCUSSION

Visual Observation
     Plate  1  (paqe  25)  and  Table  4  (paqe  26)  describe the  type  of  symptoms,
siqns and causal  agents  observed  during the investigation.   These  agents,
alone, can  in  good  confidence,  explain the forest  decline  observed in  the
Gothic area and other high  elevation  spruce-fir  forests  observed during  the
field investigation.
     Plate  1  illustrates  some of  the  observations  made by  the team at  sites
where alleged  anthropogenic forest  decline was occurring.   It is often
difficult to  diagnose insect and  disease  problems  in  situ  (on site), even  for
an experienced pathologist. However,  this was not the case at  Gothic.   Trees
exhibiting yellowing, browning  and  general decline symptomotology  were
examined and  all  had signs  (actual  fungal  pathogens)  of  disease.   Fungal
sporophores and mycelial  fans of  Inonotus  circinatus  and Armillaria mellea,
respectively, were  observed on  virtually  all  "sick" trees.   In  addition  to
these root disease  problems, Fomes  pini was often  fruiting  on symptomatic
trees.  From these  initial  visual observations the team  had strong evidence
that spruce and fir exhibiting  decline symptoms  were,  in fact,  always
associated with root disease centers.   No  further  pathogen  identification
(aseptic culturing) was deemed  necessary  as positive  identification was  easily
made on site.
                                        25

-------
 VV  *
 -, ~^ -
 ,  *
!'  •  I

-------
                                     TABLE  4
                                LEGEND  TO PLATE  1


(1)   View of study areas near Gothic Peak.

(2)   View of study areas near Avery Peak.

(3)   Root rot focus near Plot 2.  Typical yellowing and browning of foliaqe
     due to A. mellea and I. circinatus  infections.

(4)   "Declining tree" symotoms on lodgepole pine near Cottonwood Pass, due to
     heavy dwarf mistletoe infestation.

(5)   Fungal conk of F. pini  on spruce in plot 3 near Gothic.  The "red ring
     rot" disease leads to slow decline and death of its host.

(6)   Mycelial (fungal) fans  of A. mellea on buttress roots of spruce in plot 2
     root rot center (see Picture 3) near Gothic.  This disease leads to
     yellowing, browning and eventual death of the tree.

(7)   Fungal fruiting bodies  of I. circinatus root rot in plot 1 near Gothic.
     Signs and symptoms of I. circinatus and* A.  mellea are common on
     "declining" trees throughout the area.
                                       27

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Analysis of Increment Cores, Soils and Ozone Levels at Gothic, Colorado







Increment Cores



     Fiqure 1 illustrates the average annual growth increment of Enqelmann



spruce and subalpine fir at the eight plots representing age distribution of



70-389 years.   11 trees were dominant or co-dominant growing at an elevation



of from 9,469 feet to 10,028 feet above mean sea  level.



     There is little or no growth increment suppression in trees that were



asymptomatic or trees showing slight to moderate  root rot or insect damage.



Severely insect or disease damaged trees exhibited only recent (3-5 years)



ring suppression commonly seen in the final stages of a terminal root rot or



insect infestation.  Twenty percent of the cores  exhibited growth stimulation



over the past 20 years.  From this information there appears to be no



similarity or correlation between the central European and eastern U.S. growth



increment phenomenon (see Appendix 1) and the Gothic spruce-fir population.
                                       28

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                                       FIG I
5  2
iu
Ul
flc
         a-SPRUCE
         o-FlR
    GOTHIC, COLORADO

A/ERA6E ANNUAL INCREMENT
ALL TREES DOMINANT/ CO-DOMINANT

ENOLEMANN SPRUCE N-62
5UBALPINE FIR N'79
                                       I	I
    1950
       I960
   1970
YEAR
I960 (983
                         29

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Soil Analysis



     Eiqht soil pits were excavated  in  and  around  the  Gothic  site.   Surface



soil (0-5cm) samples were collected  and sent  to the Colorado  State  University



Soil Testing Lab.  The results of the analyses are presented  in Tables  5  and



6.  The incidence of all heavy metals possibly attributed to  atmospheric



deposition, with the exception of zinc  (ZN),  are in many cases an order of



magnitude or more below  levels documented in  the eastern U.S. and central



European Waldsterben areas.  Levels  of  ZN,  although elevated, are lower than



impacted areas in Europe and the eastern U.S. but  are  not in  excess  of  levels



considered dangerous to tree growth.  High  elevation concentrations  of  lead



and cadmium considered prime suspects in forest decline are,  in fact,



considerably lower in the Rocky Mountain boreal ecosystem soils sampled than



in those reported low elevation hardwood forest soils  in the  eastern U.S.



There is no evidence to  indicate that anthropogenic atmospheric deposition of



heavy metals to the soils in and around Gothic could either trigger  or  sustain



a forest decline syndrome.
                                       30

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Table 5. RESULTS OF SOIL ANALYSIS
PLOT NO. pH
1 6.3
2 6.7
3 6.8
4A 5.7
5 5.9
6 6.1
7 6.5
8 5.9


Mo
1 3
2 3
3 3
4A 5
5 3
6 3
7 3
Cond. Lime
Li,3 ILtrL^, (£SJLrJL
0.2 Low
0.2 Low
0.3 Low
0.2 Low
0.2 Low
0.2 Low
0.2 Low
0.2 Low
	 Tnfal fHF


Cd Cr
1 18
1 34
1 18
1 42
1 27
1 28
1 27
Wt. loss
on iqn.
K, O.M.
53.6
45.9
69.4
36.8
56.3
55.4
62.1
75.4


SY
121
112
130
125
95
88
78
ppm
N03-N
48
12
24
12
20
16
24
32


Ba ""
519
423
383
604
332
392
391
ppm ppm ppm ppm
P K Zn Fe
53.6 562 56.2 163.2
41.0 572 55.4 178.6
69.6 1,012 114.8 100.8
37.4 378 79.0 318.0
53.2 412 31.2 246.0
56.8 404 36.0 228.0
66.0 516 46.4 86.8
76.0 488 80.8 92.8


Pb
52
32
20
77
27
28
18
ppm ppm Texture
Mn . Cu JestJL
85.8 4.5 Org.
50.6 3.6 Org.
80.0 3.9 Org.
77.0 3.8 Org.
79.0 3.5 Org.
103.8 3.1 Org.
68.8 4.3 Org.
128.0 5.4 Org.
.—i
ro









-------
TABLE 6.

                                   RESULTS  OF  SOIL  ANALYSIS



                                      Total (HF digest)

Plot    ?      £      £     £      nig /kg    ££mg/kg     £mg/kg  mg/kgmg/kg
No.    Ca     Mg     Na     K	P      AT     Fe       Mn     Ti     Cu      Zn     Ni

1     1.76   0.55   0.69   1.12    972   3.09    1.48     760    0.36     19     128     12
2     1.49   0.63   0.60    1.52    983    4.09    1.89     480   0.46     22     166     22

3     1.99   0.37   0.27    0.84    940    2.16    1.09     550   0.27     17     273     12
4A    0.99   0.62   0.76    1.73    890    5.19    3.26     780    0.50    27     397     33

5     1.36   0.51   0.33    1.02    914    3.04    1.51     710    0.40    18     109     14
      1.50   0.47   0.30    1.00    989    2.95    1.42     670    0.39    18     115     14

      1.65   0.48   0.37    1.02    986    2.79    1.31     490    0.39    20      97	1_5

      2.07   0.27   0.16    0.57    977    1.53    0.72     590    0.22    18     125     10
                                           32

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Ozone Mom'tor ing
     Through the services of the Colorado Department of Health, an ozone
monitor was placed at the Rocky Mountain Biological Laboratory within a
kilometer of the alleged forest decline site.  Although ozone  (0.,)
monitoring was limited to a four week period  (insufficient data to draw
definite conclusions), the highest hourly reading during the measurement
period was .047 parts per million  (ppm)( August  23, 1100 hours and September
20, 1500 hours).  Tables 7 through 10 present the 0^ data collected on an
hourly basis during the monitoring period.  Most readings were consistently
lower than ambient background  levels for wide areas of the eastern U.S.
Observations of spruce and fir trees and natural herbaceous vegetation
revealed no indication of ozone damage, as  determined by Dr. Paul Miller.
Although much more data would be necessary  to draw  "concrete"  conclusions, the
team believes it is unlikely that  ozone or  other oxidants are  either  acutely
or chronically affecting spruce-fir ecosystems in the Gothic area.
     The limited amount of continuous ozone monitoring data for the Gothic
area suggests that concentrations  are typical of natural background levels  in
the western United States. Measured ozone levels at Gothic ranged from  .004 to
                                        33

-------
.036 ppm on an hourly  average  basis.   Sensitive  conifers  in  California  are
injured after exposure to  24 hour  average  ozone  concentrations of 0.06  to 0.08
Dpm.  Under intense California  ir  pollution conditions, to achieve  24 hour
averages of this magnitude, it  is  necessary to have daily peak values reaching
at  least 0.10 to 0.175 ppm.

     Particular attention  was  paid by  Dr.  Miller to herbaceous species  in the
forest understory and  in open  grassy areas in an attempt to  identify ozone
symptoms on plants that would  be expected  to be  more  sensitive than conifers.
One genus, Osmorhiza, was  observed commonly in the spruce-fir understory.   In
California this genus  is considered to be  ozone  sensitive but no evidence of
leaf injury was identified in  the  Gothic area.
Scanning Electron Microscope (SEM)  Examination of Spruce and Fir Foliage.
     Twenty spruce and fir needle  samples  were collected on  September 20 from
the  othic area.  The samples were returned to the North Carolina State
University SEM Laboratory, fixed,  coated and observed via SEM for cuticular or
cellular damage attributable to oxidant injury.  All  samples proved to  be
negative for signs of ozone damage.
                                       34

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                                   FABLE  7  HOURLY OZONE DATA FOR GOTHIC,  COLORADO
                                                        (PPM)

DAY       00       01       02       03       04       05       06       07      08       09        10        11
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21

0.008
0.008




0.031
0.016
0.018
0.010
0.020
0.014
0.015
0.010
0.012
0.008
0.008
0.013
0.012
0.009

0.010
0.008




0.030
0.018
0.018
0.009
0.016
0.012
0.015
0.013
0.009
0.008
0.008
0.009
0.014
0.008

0.009
0.008




0.024
0.021
0.014
0.009
0.015
0.010
0.012
0.008
0.012
0.009
0.009
0.009
0.023
0.010

0.007
0.008




0.019
0.025
0.013
0.010
0.015
0.010
0.011
0.009
0.008
0.010
0.010
0.008
0.037
0.008

0.007
0.007




0.016
0.019
0.013
0.012
0.021
0.009
0.012
0.012
0.008
0.012
0.009
0.009
0.029
0.010

0.007
0.008




0.016
0.019
0.010
0.007
0.022
0.009
0.014
0.007
0.010
0.010
0.008
0.009
0.019
0.012

0.005
0.005




0.019
0.021
0.013
0.00
0.019
0.009
0.012
0.005
0.013
0.010

0.004
0.019
0.015

0.010
0.009




0.019
0.029
0.015
0.008
0.020
0.015
0.014
0.010
0.018

0.013
0.012
0.024
0.035

0.032
0.032

0.033

0.040
0.041
0.033
0.027
0.019
0.040
0.035
0.030
0.028

0.027
0.025 0.034
0.025 0.039
0.039


0.035
0.033

0.033

0.039
0.040
0.031
0.030
0.027
0.037
0.039
0.033
0.030

0.032
0.037
0.042
0.044


0.035
0.033

0.034

0.036
0.038
0.031
0.033
0.024
0.037
0.040
0.035
0.033
0.032
0.038
0.034
0.043
0.045

MEAN      .0132    .0126    .0126    .013     .0128    .0116   .0117    .0167    .025     .033     .0351     .0353
MAX      0.031    0.030    0.024    0.037    0.029    0.022   0.021     0.035    0.025    0.041    0.044    0.045

-------
                                   TABLE 3  HOURLY  OZONE  DATA  FOR GOTHIC, COLORADO
                                                        (PPM)


DAY    12     13     14     15     16     17     18      19     20     21     22      23      NO.     MEAN        MAX
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21

0.035
0.033

0.034

0.033
0.034
0.031
0.032
0.029
0.040
0.040
0.035
0.035
0.032
0.039
0.034
0.040
0.044


0.035
0.038



0.029
0.038
0.029
0.033
0.034
0.042
0.041
0.035
0.039
0.033
0.038
0.034
0.043
0.044


0.035




0.028
0.039
0.029
0.034
0.035
0.045
0.041
0.034
0.035
0.033
0.039
0.034
0.043
0.045


0.035




0.034
0.035
0.034
0.032
0.035
0.044
0.041
0.033
0.034
0.030
0.037
0.028
0.043
0.047

0.030
0.032




0.033
0.031
0.033
0.032
0.036
0.042
0.040
0.029
0.030
0.024
0.033
0.020
0.044
0.044

0.023
0.017




0.031
0.025
0.023
0.028
0.038
0.044
0.035
0.020
0.019
0.015
0.032
0.023
0.039
0.038

0.017
0.014




0.033
0.021
0.023
0.020
0.020
0.036
0.020
0.010
0.015
0.009
0.024
0.019
0.025
0.029

0.017
0.010




0.034
0.016
0.018
0.015
0.020
0.021
0.019
0.010
0.013
0.014
0.019
0.025
0.020
0.019

0.014
0.012




0.034
0.015
0.018
0.013
0.028
0.016
0.019
0.014
0.020
0.019
0.012
0.014
0.017
0.020

0.010
0.010




0.038
0.018
0.019
0.013
0.020
0.014
0.020
0.012
0.020
0.013
0.008
0.009
0.014
0.017

0.010
0.009




0.034
0.018
0.018
0.014
0.024
0.012
0.016
0.010
0.014
0.012
0.009
0.009
0.015
0.013

0.009
0.009




0.033
0.014
0.018
0.012
0.017
0.014
0.015
0.010
0.012
0.015
0.008
0.012
0.010
0.012

8
23
13
0
4
0
15
23
23
23
23
23
23
23
23
21
22
23
24
23

.0162
.0181
.0176

.0335

.0339
.0259
.0241
.0208
.0206
.0274
.0238
.0197
.0196
.0176
.021
.0198
.0239
.0294

0.030
0.035
0.038

0.034

0.040
0.041
0.034
0.034
0.036
0.045
0.041
0.035
0.039
0.033
0.039
0.037
0.044
0.047

MEAN  .0352  .0365  .0366  .0361   .0333  .028   .0209  .0181   .0176   .0159   .0148    .0137           .0224
MAX  0.044  0.044  0.045  0.047  0.044  0.044  0.036   0.034   0.034   0.038  0.034   0.033                      0.047

-------
 DAY
00
01
02
                                   TABLE  9  HOURLY OZONE DATA FOR GOTHIC,  COLORADO
                                                        (PPM)
03
04
05
06
07
08
09
10
11
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31


0.009
0.010
0.005
0.005
0.005
0.012
0.013
0.013
0.010
0.020
0.007
0.010
0.007





0.008


0.007
0.009
0.005
0.005
0.005
0.008
0.012
0.015
0.010
0.016
0.007
0.012
0.006





0.006


0.007
0.009
0.005
0.005
0.005
0.010
0.010
0.013
0.009
0.020
0.006
0.030
0.006





0.008


0.007
0.010
0.007
0.007
0.007
0.007
0.013
0.009
0.013
0.009
0.008
0.025
0.005





0.004


0.008
0.010
0.007
0.005
0.004
0.007
0.009
0.009
0.008
0.007
0.004
0.015
0.003





0.002


0.009
0.009
0.005
0.004
0.005
0.008
0.010
0.008
0.007
0.008
0.005
0.014
0.002





0.005


0.017
0.010
0.008
0.007
0.007
0.008
0.009
0.008
0.008
0.008
0.005
0.015
0.003





0.009


0.033
0.020
0.018
0.017
0.015
0.013
0.019
0.013
0.013
0.014
0.012
0.025
0.012





0.009
                                                                                0.022
0.033
0.033

0.028
0.029
0.033
0.032
0.023
0.026
0.034
0.034
0.032
0.034
0.034

0.029
0.033
0.035
0.034
0.028
0.030
0.034
0.044
0.037
0.033
0.035
0.035
0.033
0.034
0.039
0.037
0.032
0.034
0.035
0.047
0.035
                                                                                         0.035    0.037
                                                                                                0.038
                                                                                         0.019    0.026
MEAN      .0094    .0087    .01
MAX      0.028    0.018    0.030
                           .0092     .0064     .0068    .008     .0155    .022     .03      .0334    .0359
                          0.025     0.015    0.014   0.015    0.025    0.022    0.035    0.044    0.047

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                                   TABLE 10 HOURLY OZONE  DATA  FOR  GOTHIC, COLORADO
                                                        (PPM)


 DAY    12      13      14     15     16     17     18     19     20     21      22      23      NO.     MEAN      MAX
01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31


0.030
0.034
0.035
0.035
0.033
0.033
0.039
0.039
0.034
0.036
0.034
0.045
0.035
0.034








0.030
0.036
0.030
0.032
0.028
0.032
0.038
0.039
0.040
0.035
0.039
0.044
0.036
0.035








0.040
0.038
0.029
0.032
0.030
0.030
0.040
0.038
0.040
0.036
0.039
0.042
0.035
0.035








0.037
0.035
0.023
0.029
0.030
0.025
0.039
0.039
0.035
0.037
0.037
0.043
0.034
0.040








0.033
0.033
0.025
0.027
0.027
0.019
0.038
0.035
0.038
0.036
0.030
0.043
0.032
0.040




0.024
0.030


0.032
0.030
0.024
0.022
0.025
0.019
0.032
0.025
0.030
0.029
0.026
0.038
0.031





0.025
0.024


0.028
0.020
0.010
0.023
0.028
0.010
0.039
0.018
0.033
0.028
0.029
0.034
0.029





0.017
0.017


0.025
0.021
0.009
0.020
0.018
0.010
0.039
0.017
0.033
0.027
0.022
0.028
0.030





0.006
0.030


0.024
0.013
0.007
0.017
0.009
0.009
0.035
0.029
0.020
0.026
0.019
0.030
0.031





0.006
0.029


0.022
0.014
0.007
0.012
0.009
0.019
0.028
0.030
0.019
0.020
0.017
0.028
0.026





0.005
0.022


0.013
0.011
0.005
0.009
0.008
0.015
0.020
0.028
0.015
0.017
0.011
0.018
0.016





0.004



0.008
0.011
0.005
0.009
0.005
0.013
0.015
0.019
0.015
0.024
0.009
0.013
0.102





0.009

0
0
0
0
0
0
0
0
0
0
0
0
12
23
23
21
23
23
24
23
23
23
23
23
23
16
0
0
0
0
8
16
                                                                                                   .0268     0.040
                                                                                                   .0203     0.038
                                                                                                   .0173     0.035
                                                                                                   .0172     0.035
                                                                                                   .0171     0.033
                                                                                                   .0166     0.034
                                                                                                   .0251     0.040
                                                                                                   .0239     0.039
                                                                                                   .0227     0.040
                                                                                                   .0224     0.037
                                                                                                   .0223     0.039
                                                                                                   .0253     0.047
                                                                                                   .0259     0.037
                                                                                                   .0211     0.040
                                                                                                    .012      0.025
                                                                                                    .0152     0.030


MEAN  .0354  .0352  .036   .0342  .0318  .0274  .024   .0223  .0202  .0185  .0135    .0119            .0210
MAX  0.045  0.044  0.042  0.043  0.043  0.038  0.039  0.039  0.035  0.030   0.028    0.024                      0.047

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Review of Available NADP Precipitation  Data
     There is a limited amount of wet deposition monitoring  data  available  for
the central Rocky Mountain area  and Colorado.  Many  of  the established
National Acid Deposition Program monitoring  sites  in  Colorado  are  located at
lower elevations or are remotely located from the  Gothic site.  Therefore,
none of the existing monitoring  sites are truly representative of  the Gothic
area and caution must be exercised  in making inference  from  the NADP sites  to
the unique Gothic situation.
       However, an examination of existing NADP data  (which  have  been subject
to careful guality control) shows that  precipitation  pH, hydrogen  ion
deposition, sulfate deposition and  nitrate deposition in Colorado  for 1980  and
1981 are well below the values believed to cause aquatic or  terrestrial damage
and well below those values found in the eastern United States.   Relative
values of atmospheric deposition parameters  in central  Europe, eastern U.S.
and Colorado are compared in Table  11.  The  information in Table  11  is
presented to document the relative differences in  certain anthropogenically
produced air pollutants found in central Europe, high elevations  of  the
eastern U.S. and rural mid-altitude Colorado.  Perhaps  the most significant
and striking difference (with respect to this document) is the observed
difference in rain pH.
                                       39

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TARLE 11.
                         TABLE OF ATMOSPHERIC DEPOSITION PARAMETERS*
                      CENTRAL EUROPE
Rain pH
Sulfate Deposition
Nitrate Deposition
Surface Soil Lead
Ozone
 3.6 - 4.5
 50 kq/ha/yr
 50 kq/ha/yr
300 - 600 ppm
.06 - .19 ppm
                   EASTERN U. S. (Hiqh Elev.)
      3.8 - 4.6
Approx. 50 kq/ha/yr
      40 kq/ha/yr
     150 - 300 ppm
     .06 - .20 ppm
                               COLORADO (Rural)
4.9 - 6.0
20 kq/ha/yr
20 kq/ha/yr
50 ppm
.03 ppm
* Averaqe values of atmospheric  deposition  products  attributed  to anthropoqenic
  emissions.
                                        40

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    A review of the relevant  literature  indicates that significant



perturbation due to acidified precipitation  in terrestrial ecosystems has only



been observed below pH 4.0, both  in simulator and field studies.  Quality



assured and controlled data in Colorado  have never been observed to reach



these pH extremes, while events below pH 4.0 are common in the eastern U.S.



and frequent in central Europe.   Nitrate and sulfate deposition are much lower



in the intermountain region with  total deposition rarely exceeding 10



kilograms/hectare/year (kg/ha/yr), eastern U.S. and central European values,



particularly in documented areas  of forest decline, often exceed 50 kg/ha/yr



deposition of these toxic and nutritive compounds.



    Finally, maximum ozone levels as assessed from rural Colorado data usually



do not exceed values that are considered 'ambient' for many affected areas of



the eastern U.S. and central Europe.  Since the effect of ozone on plants is



usually considered an acute reaction (short time duration of very high levels



of oxidant), the preliminary analysis  of rural Colorado data does not



indicate ozone levels of sufficient magnitude to induce herbaceous or tree



plant damage.
                                       41

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    Some important Colorado data  are  presented  in Tables  12-14 which  show



average annual  ion concentrations  for  1980  and  1981  and deposition  for  1981



at each of the  state's monitoring  stations.   In Table  12  data are presented



not only for hydrogen ion, sulfate  and nitrate concentrations but also  for



calcium, magnesium and ammonium which  represent alkaline  materials  reponsible



for reducing potential acidity.   Included in  this Table are two  sites which



demonstrate the extreme values found  in the United States: Olympic  National



Park in Washington and Parson, West Virginia.  The values for Olympic National



Park (not corrected for marine salts)  are relatively similar to  those found  in



the southern hemisphere in areas where values are considered to  be  at or near



natural background levels.  Table  13  presents similar  data for 1981,  and Table



14 presents deposition values for hydrogen  ion, sulfate and nitrate.  Table  15



depicts data collected from the Rocky  Mountain National Park NADP site.  This,



the highest elevation and quality controlled  site presently operating in the



state of Colorado, indicates a total volume weighted annual average



precipitation pH of approximately 5.0.
                                       42

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Table 1?. Average annual concentration, 1980
Site

Alamosa, CO
Sand Springs, CO
Rocky Mountain
National Park, CO
Manitou, CO
Pawnee, CO
Olympic
National Park, WA
Parson, WV
Table 13. Average annual
Site

Alamosa, CO
Sand Springs, CO
Rocky Mountain
National Park, CO
Manitou, CO
Pawnee, CO
Olympic
National Park, WA
Parson, WV
0H
ueq/1
5.6
4.8
5.0
4.9
5.5
5.4
4.2
S04
- precipitation
27.0
22.0
25.0
45.0
31.0
7.0
74.0
NO 3
weighted
15.0
14.0
22.0
33.0
28.0
1.5
33.0
NH4

20.0
8.4
20.0
21.0
38.0
1.0
13.0
Ca & Mg
18.5
16.0
17.0
33.0
22.0
5.0
17.0
concentration, 1981.
pH
ueg/T
5.2
5.0
5.0
4.8
5.1
5.4
4.2
S04
- precipitation
38.0
33.0
33.0
34.0
45.0
8.0
74.0
NO 3
weighted
17.0
16.0
23.0
24.0
28.0
1.5
30.0
NH4

23.0
10.0
19.0
13.0
39.0
1.0
16.0
Ca & Mg
28.0
31.0
26.0
24.0
29.0
10.0
18.0
                                       43

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Table 14. Annual deposition, 1981.
Site
Alamosa, CO
Sand Springs, CO
Rocky Mountain
National Park, CO
Manitou, CO
Pawnee, CO
Olympic
National Park, VIA
Parson, WY
H+

0.01
0.04
0.03
0.07
0.03
0.10
0.90
S04
T
-------
Table 15.  Volume weighted annual average precipitation values for Rocky
Mountain National Park headquarters NADP site.  Values are in ueq/1.

YEAR  Total
      Precip
      (cm)     Ca++   Mg++   K+    Na+   NH4     N03    Cl" SO^  pH
1980  13. 771   13.90  2.87   1.14  2.43   20.47  22.10  5.04  25.29     4.99

1981  31.70    19.41  6.76   1.18  5.09   18.73  23.33  4.38  32.69     5.01

1982  28.30    10.47  2.96   1.23  2.44   7.76   14.97  2.54  18.95     4.97
1 1980 reflects only 6 months of  data,  as  the  site began operation  in June
of that year.
                                      45

-------
    One of the major factors  in determining the potential for  acidification  in
aquatic and terrestrial systems is the rate of deposition.  A  1983 survey of
data in Scandinavia and the United States  suqqests  that  acidification  of  lakes
and streams in sensitive  areas occurs when the oH of precipitation drops below
4.7.  This is comparable  to a sulfate deposition between 20-30 kq/ha.
Rainfall pH in Rocky Mountain National Park on the  averaqe  is  not below
5.0 .  It should be kept,  in mind that the  threshold value of 4.7 was
determined in areas of the world that receive considerably  more rain volume
than in the Rocky Mountain region of Colorado.  The deposition of nitrates and
sulfates is less that twenty  percent of that  in the eastern United States.
Deposition can therfore be considered to be currently below that which is
considered significant in terms of lake or stream acidification.  Nitrate
levels in Rocky Mountain  National Park are higher than expected which  may be
cause for concern regarding potential effects upon  vegetation.
* Personal communication, Dr. Jill Baron,  National Park  Service,  Ft.  Collins,
Colorado.
                                       46

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Several conclusions can be reached when reviewing the Colorado NADP data:
     1.   Precioitation pH ranqes from approximately 4.8 to 5.6.

     2.   Calcium and ammonium concentrations represent significant levels for
          alkalizing materials which are responsible for lower acidities than
          would be expected from the concentrations of sulfate and nitrate (if
          these are considered to originate as sulfuric and nitric acid).

     3.   Concentrations of sulfate in Colorado are four to five times greater
          than those levels found in Olympic National Park and approximately
          one half to one third less than those observed in Parsons, West
          Virginia.

     4.   While there are small variations, sulfate concentrations are
          reasonably consistent across the state indicating limited influence
          of local sources.

     5.   Concentrations of nitrate are ten to twenty times more than those
          found in Olympic National Park.  NADP stations located on Colorado's
          eastern slope indicate similar concentrations of nitrate as those
          observed in West Virginia.

     6.   Nitrate concentrations are approximately fifty percent of sulfate
          levels on the western slope but seventy percent of those on the
          eastern slope most likely due to mobile sources in urban areas.

     7.   Because of lower concentrations and low precipitation at Colorado
          sites (20 to 40 cm/yr),  sulfate deposition values are less than
          twenty percent of those  in West Virginia and nitrate deposition
          values are less than twenty five percent.
                                       47

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    As stated earlier, one of the major factors  in determining potential for



acidification of aquatic and terrestrial ecosystems  is the  level of



deposition.  It has been stated that  acidic deposition represented by rainfall



pH of 4.6 or greater  (sulfate deposition less than 20-30 kq/hectare) is not



believed to be significant in terms of acidification even in sensitive areas.



In Colorado, data suggest that rainfall pH on the average is not below 4.8.



The pH value of 4.7 was determined in areas of the world where rainfall



amounts are considerably higher than  in the Rocky Mountain  region in



Colorado.  Sulfate deposition averages 5-7 kg/hectare and the deposition of



nitrates and sulfates is less than twenty percent of that in the eastern U.S.



Therefore, from these limited data it appears that wet deposition velocities



in Colorado are currently below the levels which are believed to cause damage



to forests and other vegetation.
                                       48

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                                  V.  CONCLUSIONS







     Trees are always  dyinq  in  our forests.   The  Rocky  Mountain  spruce-fir



forests are affected by many abiotic  and  biotic aqents  that may  stress,  injure



and often lead to tree death.   This  is,  in fact,  a  "natural"  and  expected



phenomenon in a normal "healthy"  forest.  These types of effects  are



illustrated in Plate 1 with  the correspondinq  description  in  Table  11.



     The chlorosis  (yellowing)  leading to necrosis  (cell death)  of  spruce or



fir trees is often  attributable to common and  potentially  deadly  forest



pathogens and insects.  At all  sites  visited,  the  investigative  team



specifically identified fungal  pathogens  that  can,  and  often  will,  in and of



themselves, cause their hosts to  yellow,  decline  and exhibit  suppressed  annual



increment growth, leading to  tree death.  The  forest decline  observed can be



considered a natural phenomenon typical of Rocky  Mountain  spruce-fir forests.



Conversely, the team found no evidence to suggest  that  anthropogenic factors



are contributing to forest decline in the Gothic  area at the  present time.



     Although the superficial appearance  of many  spruce and fir  trees in and



around Gothic is similar to  that  observed in  other  species of coniferous trees



found in central Europe and  the eastern U.S.,  the  symptoms and signs observed



at all Gothic sites appear NOT  to parallel those  in the affected  Waldsterben
                                       49

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areas of central Europe, which are described  in detail  in the text of this
report, Appendix A and B.  In Dr. Bruck's observations, there is  little or no
correlation between the Gothic normal forest  disease syndrome and the
inexplicable damaqes observed in the forest decline in  Waldsterben areas, of
central Europe and the eastern U.S.
     NADP data included herein (Figure 7-10)  do not indicate an acid rain
problem presently existing in Colorado where  annualized rainfalls usually
exceed pH 4.9 to over 5.0.
     Microscopic analysis of spruce and fir increment cores revealed no severe
synchronous growth suppression (as is often observed in boreal montane
ecosystems in the eastern U.S. and Germany).  Approximately twenty percent of
the cores examined exhibited a marked increase in growth over the past twenty
years.
     Analysis of surface soils from the eight test  plots indicated no abnormal
loading of heavy metals.  Loadings of lead, copper  and  nickel are usually 4-10
times less than comparable eastern U.S. sites and virtually 2 orders of
magnitude below levels currently being observed in  central Europe.
     Scanning electron microscope observations of needle tissues  collected
from spruce and fir trees at the 8 Gothic test sites indicated no surface
cuticular or cell damage (highly indicative of a lack of oxidant  damage.)
                                       50

-------
     The members of the forest  investigation team therefore unanimously

conclude that:
     A.   Symptoms and signs of  "declining" Engelmann soruce and subalpine fir
          in the Gothic, Colorado  area DO  NOT closely resemble those reported
          and observed from central Europe and high elevations of the eastern
          U.S.  There are only so  many ways that a "tree can die" and although
          the yellowing and browning of  individual spruce and fir may appear
          similar to Waldsterben damage—thorough and careful observations of
          the specific symptoms  and signs can clearly differentiate between
          the two syndromes.

     B.   Precipitation pH and ozone incidence and severity data (included
          herein) do NOT indicate  levels of sufficient magnitude to cause
          vegetation damage.

     C.   Virtually all specific symptoms observed at the Gothic test sites of
          allegedly "declining"  spruce and fir can, in good confidence, be
          attributed to well known and clearly defined natural pathogen/insect
          complexes found in a "normal healthy forest."

     D.   The members of the team  strongly recommend, however, that
          responsible well supported monitoring of atmospheric deposition and
          forest conditions be implemented in the Rocky Mountain states to
          create an early warning  system for potential unexplained forest
          damage in the future.
                                       51

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                               VI. RECOMMENDATIONS

     Based on this  investigation,  the  team  strongly recommends the
establishment of a  comprehensive  atmospheric  deposition research  and
monitoring program  in the western  United  States.  While it does not appear
necessary to suooort additional research  at the Gothic site, research  and
monitoring should be supported at  representative  sites within Colorado  and
other western states.
     This investigation was  initiated  by  a  cursory observation of stressed
trees near Gothic,  Colorado  displaying visual symptoms of damage similar  in
appearance to those observed  in the forests of central Europe and the  eastern
United States.  The need for  the  investigation emerged from the fact that  no
public agency had reliable information to demonstrate that the reports  of
'acid rain1  damage were incorrect.  The lack  of specific  information on
atmospheric deposition in the West and the  effect this deposition has  or may
have on forests hindered an  immediate  and informed response by public
agencies.  If more were known about the western situation, the public  alarm
over 'acid rain' damage near Gothic could have been substantiated, prevented
or promptly defused.
                                       52

-------
     This  investigation was  designed  to  qather  as  much  reliable  information  as
possible at a specific qeoqraphic  site for  a  limited  and  specific  period  of
time.  A more extensive research proqram should and must  be  developed  and
supported to understand current and projected  levels  of atmospheric  deposition
and to identify the real or  potential  impact of atmospheric  deposition  on
western terrestrial and aquatic ecosystems.  Unlike many  areas of  the world,
the opportunity to prevent serious environmental problems  is  very  hiqh  in many
parts of the western United  States.   However, to adequately  protect  these
resources, it is necessary to  understand the existing situation  in the  diverse
western ecosystems some of which appear  to  be highly  susceptible to  the
acidification process.  It appears that  slight  increases  in  atmospheric
deposition could result in serious damage to western  ecosystems.   It  is
important to initiate baseline monitoring and research  in  atmospheric,  aquatic
and terrestrial systems to protect the environment of the  western  United
States.
     It is critical at this  point  in  time to begin by asking  the right
questions.  The forest decline phenomenon is frighteningly complex.   Steps
should be initiated in the western U.S.  to  assess  the value  of central
European and eastern U.S. short and long term research  and survey  strategies
and their applicability to the western situation.
                                       53

-------
     Specifically, the team believes that a western research program should be

initiated to include:

    1.  A program to establish the baseline ambient air guality and atmospheric
    deposition levels at various representative locations in the western
    United States.  This could be accomplished by adding new NADP monitoring
    sites (particularly at high elevations) to the present network and by
    establishing a series of comprehensive atmospheric monitoring stations at
    key locations in the Rocky Mountain region.  At the Gothic site, it would
    be  advisable to monitor air quality for a longer period of time and to
    establish the seasonal peak values of ozone in the area.

    2.  The watershed studies currently being conducted by EPA (Region VIII),
    NPS, USGS, USFS et. al. should be continued to establish baseline
    information from which trends can be detected and to estimate the
    acidification potential of high elevation lakes.

    3.  A program should be initiated to survey, monitor and conduct research
    on  terrestrial ecosystems in the West.  An effort should be initiated to
    utilize research and survey strategies already employed in central Europe
    and the eastern United States, and to test their applicability to the
    western situation.  Species sensitive to atmospheric deposition should be
    identified and monitored for vegetation damage.  Long term monitoring
    plots should be established in representative ecosystems to identify, at
    the earliest possible date, the presence of damage to trees and other
    vegetation from air pollution related causes.

    4.  Linkage between current and future research and survey programs (i.e.
    U.S. EPA, National Park Service, U.S. Forest Service, Colorado Department
    of  Natural Resources and the Colorado Department of Health) should be
    encouraged in order to enhance the efficiency and timeliness of new
    initiatives.

    5.  Finally, it must be emphasized that this report should not serve as an
    "end" but rather as the beginning of an effort to establish meaningful
    programs to address potential damage of valuable western resources by
    atmospheric deposition.  A unique opportunity is at hand to gather


                                       54

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critical baseline data to establish the current status of air pollution
and forest health in managed and natural terrestrial ecosystems.
Scientists and policy makers in the western states can avoid the "crisis"
atmosphere associated with central European and Eastern U.S. forest
decline by becoming more knowledgable of the conditions of non-air
pollution damaged forests.  If and when pollution induced damage occurs,
it may be dealt with in a scholarly and responsible manner.  In addition,
the spruce-fir ecosystems of the Rocky Mountain region serves as an
important "experimental" control for NAPAP (National Acid Precipitation
Assessment Program) initiatives in assessing the impact of anthropogenic
pollution on our environment.  We strongly encourage inter-agency
cooperation to meet the above recommendations.
                                   55

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                                    APPENDIX  A


FOREST DECLINE  IN  CENTRAL  EUROPE  AND  THE  EASTERN  UNITED  STATES.

     "Waldsterben" or forest  decline  is a rapidly developing  pattern  of
changes in the  appearance  and  behavior of forests in  many  parts  of  Germany  and
other Central and  eastern  European  nations.   The  symptoms  of  decline  are  not
identical in rate  or sequence  of  development  in various  species  of  trees.
Nevertheless, they include the following  features,  some  of which have never or
only very rarely been reported before in  the  literature  of forestry and plant
pathology.

     Changes in the forests have  developed very rapidly  and unevenly  but
roughly simultaneously  since  1979.  Symptoms  of decline  have  been observed  in
many different  species  and types  of forests,  principally silver  fir (Abies
alba Mill.), Norway spruce (Pjcea abies Karst.),  European  beech  (Fagus
sylvatica L.),  and Scotch  pine (Pinus sylvestris  L.),  but  also  including  red
maple, white oak,  larch, white birch,  alder,  and  white ash.   The symptoms
include a general thinning, change  in color  and altered  morphology  of the
leaves and total tree canopy,  particularly in spruce,  fir, beech and  pine.
Loss of foliage is common  in  both spruce  and  fir.  A  loss  or  sparse
development of  foliage  and abnormal development of  branches are  common in
European beech.  The formation of smaller than normal  leaves, especially  in
beech and spruce, and misshapen  (lobed) leaves, especially in beech,  have been
noted.

     Active casting (shedding)  of green leaves during  the  growing season
especially in beech, fir,  spruce, larch,  alder and  oak and of green shoots
whith intact leaves and needles,  most notably in  spruce  and pine and
occasionally in oak have also  been  observed  by German  scientists.   A  decrease
in diameter growth, particularly  in fir and  spruce  during  the past  20 years,
has been noted.  In spruce and  fir  the width  of annual rings  in  affected  trees
have been found to be greater  higher  on the  stem  and much  reduced or  absent
toward the base of the  stem.   This  kind of abnormal distrubution of annual
increment has rarely been  reported  before.

     Abnormally heavy cone and  seed crops have been observed  three  years  in a
row in spruce, pine and beech.  This  has  not  been reported in silver  fir.
Unusually large numbers of adventitious shoots are  formed  on  affected spruce;
epicormic branches are common  on  affected European  beech trees.   The  complete
lack or great suppression  of fine feeder  roots and  ectomycorrhizal  roots, a
symbiotic association of fine  roots and beneficial  fungi,  has been  observed.
This poor development of fine  roots is especially common in affected  beech,
but is also less common and not as  intense in spruce  and fir.
                                      56

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     Wood, most notably  of  branches,  has  become  unusually  brittle  in  affected
beech trees.  Marked deficiency  of  magnesium  has  been  confirmed  in  the  foliage
of affected spruce  trees.   Death of most  or all  of  herbaceous  vegetation
immediately beneath the  canopy of some  affected  trees  has  been observed in  two
locations in Bavaria.  The  formation  of crystals  of calcium  sulfate in  the
stomata on needles  of  affected spruce have been  observed by  electron
microscopy.  This wide array  of  symptoms  has  developed  very  rapidly (since
1979) and is so widespread  in occurrence  that many  private,  industrial  and
government foresters in  West  Germany  are  concerned  that the  forests as  they
have known them may not  survive.

     In seeking to  understand the possible causes of forest  decline in  central
Europe it is important to note that trees growing on fertile or  infertile
soils, in both basic and acidic  soils,  are affected by "Waldsterben".   In
forest stands regardless of aspect  or orientation in southern  Germany,  and
particularly in Bavaria  but more commonly on  northwest-facing  slopes  in
northwestern German, north  Rhine Westfalia and on west-facing  slopes  on
elevations above  100 meters in the  Black  Forest  area of Baden  Wurtenberg have
been most severely  affected.

     Although the most severe symptoms  have been  reported  at high elevations,
800-1400 meters and above,  essentially  similar symptoms have also been
observed in forests at moderate  and low elevation sites.   The  first survey
conducted in 1980 to delimit  the geographic extent  of  forest decline  in German
forests are showing some stage of forest  decline.

     Several hypotheses  have  been proposed alone  and in combination on  the
cause of forest decline  including gaseous pollutants,  magnesium  deficiency
induced by atmospheric deposition,  general stress resulting  from a  combination
of pollutants and drought,  acidification  of forest  soils causing aluminum
toxicity to the roots, and  other biotic and abiotic stress factors.

FOREST DECLINE IN THE EASTERN UNITED  STATES

     Over the past  20 years red  spruce  (Picea rubens Sarg.)  located in  the
high elevation forests of New York, Vermont and  New Hampshire  have  exhibited
marked dieback and decline  symptoms.  Certain northern  Appalachian  red  spruce
stands are presently exhibiting  in  excess of  80%  dieback incidence  and  60%
incidence of mortality.  The  decline  is characteristic  of  a  stress  related
disease, and the etiology is  not typical  of a single biotic  pathogen.   In
November 1983, a preliminary  survey of  Mt. Mitchell, NC was  conducted from  the
                                         57

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summit (6,684 feet  MSL) to below 5,200 feet MSL to characterize  and
photodocument the presence of any decline or dieback of red  spruce  in the
southeastern United States.  Mount Mitchell is  the highest peak in  eastern
North America and its main peak and three high  altitude ridges support vast
populations of red spruce and Fraser fir which  comprise one  of the  largest
subalpine ecosystems east of the Mississippi River.  All trees sampled at or
above 6,350' elevation regardless of vigor exhibited marked  growth  reduction
beginning in the early 1960's.  On numerous samples the 21 annual growth
increments from 1962-1983 were equivalent in total diameter  to the  four annual
increments from 1958-1961.  Precipitation data  from 1930-1983 show  that at no
time during these 53 years was there a drought  at the summit of Mt. Mitchell.
Therefore growth suppression cannot be attributed to lack of moisture.  In May
1984 a survey was begun to quantify and characterize the extent and rate of
high altitude spruce-fir forest decline in the  southern Appalachian
Mountains.  Our preliminary analysis indicates  that the forest decline
syndrome is observed in varying degrees throughout the southern Appalachian
Mountains.  West-facing slopes appear to have greater decline and dieback
incidence along with greater annual ring increment suppression, which is
observed on an average of 82% of all sampled red spruce dominant  and
co-dominant trees.  Preliminary soil analysis suggests higher loading of lead
on west-facing slopes.  A series of permanent plots has been established on
eight high elevation  peaks which will be periodically revisited  to quantify
the temporal and spatial dynamics of the forest decline.

RESULTS OF SOUTHERN U.S. INVESTIGATIONS

     During the 1984 field season, permanent plots were established on six of
eight mountain areas visited.  The northernmost area studied was  Mt. Rogers in
Virginia.  Moving southward, plots were established on Grandfather  Mountain,
Roan Mountain, Mt. Mitchell, Gangsman's dome (GSMNP), and Mount  Le Conte
(GSMNP).  The southernmost site visited was the Joyce Kilmer Wilderness area,
however, permanent plots were established at this site due to a lack of
suitable stands of red spruce and Fraser fir.   This was also true of the Plott
Balsams which are located east of the Great Smokey Mountain  National Park.

     The frequency of decline for all low altitude sites between  5200 ft and
5,600 ft is summarized in Figure 1, while the frequency of decline  for all
high elevation sites between 5,600 ft and 6,684 ft is summarized  in Figure 2.
                                       58

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     A decline class rating  of  1  signifies  relatively  healthy  trees with  a
defoliation index of between 0  and  10%.   As  can  be  noted  in  Figure  1,  the
average number of trees  throughout  the  southern  Appalachians showing  a decline
class rating of  1 is approximately  79%.   It  should  be  noted, however,  that  the
west-facing slope of the  respective mountainsides have a  significantly greater
amount of deline symptomatology with  only 62%  of the trees  in  decline
class 1.  Figure 2  illustrates  the  frequency of  decline for  all  high  elevation
sites sampled.  The average  percent of  the  high  elevation trees  showing
decline class 1, i.e., healthy  trees,  is  generally  less, with  an  average of
68% in this category.  Only  54% of  trees  on  west-facing slopes fell into
decline class 1, thus  indicating  that  approximately one-half of  all high
altitude trees exhibited  some decline  symptomatology.

     Increment cores were removed from  only  dominant and co-dominant  red
spruce and Fraser fir  trees.  Figures  3-9 outline the  results  of  this
increment core analysis  on Mt.  Rogers,  Roan  Mountain,  Grandfather Mountain  and
both high and low elevation  sites on  Mt.  Mitchell.  For the  purpose of  this
report, the results from  additional increment  cores taken outside of
established plots were included in  Figures  3-9.  On these mountains there was
an abrupt and synchronous  suppression of  annual  growth of both Fraser  fir and
red spruce beginning between  1958-1965.

     However, we consistently found that  red spruce was in  a much more  serious
state of growth suppression  than  was  Fraser  fir  in  all sites.  Perhaps  the
most abrupt increment  suppression observed was on Mt.  Rogers in  Virginia.
Although the amount of visible  decline  here  was  the least of the  sampled, with
approximately a five-fold  decrease  in radial increment since 1960 as  compared
to the annual increments  from 1950  to  1960.  The overall frequency of  red
spruce increment suppression  averaged approximately 82%.  The  lowest  incidence
of approximately 43% was  found  in the  low elevation red spruce trees on Mt.
Mitchell.  It should be noted that  the  definition of severe  increment
suppression in this particular  study  is at  least a  2 1/2 fold  decline  in the
average annual increments  of  1960-1970  as compared  to  1950-1960.  Virtually
all red spruce trees showed  a slowing of  growth  during this  period; however,
many natural factors such  as  the  natural  aging process can  account for  a
relatively slower growth  rate.
                                        59

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     Figures 8 and 9 illustrate  a comparison  between hiqh  and  low elevation
sites and red spruce growing at  east  and west  aspects on Mt. Mitchell.   It  is
interesting to note that not only are westward-facing trees  in  a more severe
state of decline as illustrated  in  Figures  1  and 2, but there  also appears  to
be a greater amount of relative  increment suppression in westward-facing trees
as compared to eastward-facing trees.  Although this correlates nicely with
soils data showing higher amounts of  loading  of lead on the westward-facing
slooe of the mountain (Table 1), it  is premature to conclude that in fact
decline symptomatology and growth increment suppression are necessarily cause
and effect related to the west-facing aspect  of the mountain and hence the
incoming atmospheric deposition.  Many other  natural phenomena  such as wind
damage and more severe temperatures may also  account for the greater decline
and increment suppression on the west fact  of  the mountain.

DISCUSSION OF SOUTHEASTERN U. S. STUDIES

     Presented in this report is a  preliminary analysis of some data collected
by a survey during the past field season.   Work is continuing  in the field  and
the laboratory to further characterize our  permanent plots.  Therefore,  it  is
inappropriate at this time to attempt further  evaluation of the data in
Figures 1-9, and in Table 1.

CONCLUSIONS OF SOUTHEASTERN U.S. STUDIES

1.   Boreal montane forest tree  decline of  red spruce and  Eraser fir in the
     southern Appalachian Mountains appears to be a visible and guantifiable
     phenomenon.

2.   Incidence of decline symptomatology is present throughout  the southern
     high altitude mountains and may  be more  pronounced on west-facing slopes.

3.   Severe synchronous annual growth increment suppression in  red spruce and
     to a lesser degree in Fraser fir has been documented  for  four sites in
     the southern Appalachian Mountains.  Preliminary analysis  indicates that
     more severe suppression may occur on west-facing slopes,  which correlates
     with both the incidence of  tree  decline  and the presence  of atmospheric
     deposition products.
                                       60

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OBSERVATIONS AND EXPERIMENTS WITH MYCORRHIZAE  IN  SOUTHEASTERN  U.  S.

     Roots of spruce, pines and other needle-bearing trees usually show  a
symbiotic association with beneficial fungi.   These fungus-root structures are
called mycorrhizae fmyco = funqus, rhiza = root).  We observed a  statistically
significant correlation (P = 0.05) between the percent of spruce  short roots
that are mycorrhizal and the elevation  at which the tree was growing.  Trees
growing above 6,350 feet averaged about 35% mycorrhizal  incidence and spruce
at or below 5,200 feet averaged about 72% mycorrhizal incidence.

     When percent mycorrhizal roots were plotted  against the degree of decline
of the host tree, a highly significant  correlation coefficient (P = 0.01) was
found.  Trees exhibiting 80% or more defoliation  (spruce at high  altitudes)
averaged about 30% mycorrhizal roots, whereas  trees with few decline symptoms
averaged about 75% mycorrhizal roots.

     High altitude red spruce roots exhibited  a far greater degree of
disintegration (fine root necrosis) than did the  creamy white, fungus mantle
covered, tree roots found at lower elevations.

     Acid rain simulation mycorrhizae experiments  in greenhouses  at North
Carolina State University have demonstrated that  incidence and vigor of
loblolly pine were severely retarded at pH 4.0 compared  to pH  2.4, 3.2 or
5.6.  We believe this is the first significant biological effect  to be
documented at the pH of ambient rainfall for the  state of North Carolina.

     Mycorrhizal roots of red spruce at low and high elevations on Mt.
Mitchell were very similar in appearance and state of necrosis to the pine
roots in these rain simulation experiments and were similar in morphology and
state of necrosis as compared to the pH 4.0 rain  simulation experiments.

OBSERVATIONS ON ROOT-INHABITING FUNGI

     Root isolations made from declining (high elevation) and  non-declining
(low elevation) red spruce roots revealed that at  least  two species of the
fungal root pathogen Pythium were frequently isolated only from the roots of
delining trees.  Roots of vigorous trees at low elevation often failed to
yield any pathogenic fungi.
                                       61

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OBSERVATIONS OF FOREST REPRODUCTION

     At altitudes above 6,350 feet little  successful fir, spruce, or shrub
reproduction was observed.  The ground was barren of any  living woody
vegetation.  Slopes on the mountain below  this altitude showed normal
reproduction—they were heavily colonized  with seedlings  and saplings of all
age classes.  By contract, a vegetation  survey in 1958 showed that all Mt.
Mitchell slopes from the summit down had lush and abundant ground covers.

OBSERVATIONS OF TOXIC METAL ACCUMULATION

     Lead concentrations in excess of 2  grams per square  meter were commonly
observed in forest litter at elevations  above 6,000 feet.  Lower elevations
(5,000-5,500 feet) showed considerably less  lead  loading.  It was also found
that western-facing slopes (predominant wind direction) had higher lead
content than east, south and north-facing  slopes.  The high altitude soil and
litter lead contents are greater than those  found in similar samples in the
mountains of the northeastern United States.  Unusually large amounts of Cu,
Ni, Zn, and Mn were also detected on Mt. Mitchell, all in amounts greater than
those observed from northeastern mountain  litter samples, and in amounts that
far exceed those for low elevation forests in North Carolina.  The possibility
that lead and copper toxicity to plants may  exist on Mt.  Mitchell must be
investigated.

SUMMARY REMARKS—SOUTHEASTERN U.S.

     These observations, which suggest that  major climatic perturbation
(drought, abnormal high or low temperatures) is not of significance in the
southern Appalachian mountains, strengthen the hypothesis that atmospheric
deposition may contribute or be causal in  the etiology of red spruce decline.
Some of the possible mechanisms that need  to be investigated include:

1.   Hydrogen ion deposition inducing aluminum leaching,  resulting in root
     toxicity and tree decline,

2.   Calcium depletion from the soil matrix  causing deficiency.
                                       62

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3.   Nitrogen deposition (averaging about 40 pounds per acre per year causing
     nitrogen toxicity, (i.e., death of ectomycorrhizae), uptake of excess N
     resulting in abnormally succulent crowns and shoots, thus decreasing the
     resistance of red spruce to frost, wind desiccation, and fungal or insect
     parasites.

4.   Effects of the abnormally high concentrations of heavy metals  in organic
     matter and soils on the vigor of roots and hence the vitality of red
     spruce.
                                        63

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t.O
1.1
1.0
              MT MITCHELL N.C.
           LOW ELEVATION SIOO-SiOCT
           AVEMAOE ANNUAL INCREMENT
           FREQUENCY or	
       SMUCE SU»?ftESSION-41«
 MX TWEES DOMINANT AND CO-OOMINANT
 M« 40 wo SPMUCE/2S FMASEM

  MED SF-HUCE- *
  FKASEH Fl«- •
                                                        2.5
                                                        2.0
                                                   u
                                                   c
                                                   u
                                                        1.0
                                                        0.8
                                                                   MT  MITCHELL N C
                                                                 HIQH ELEVATION ««oo-«««4
                                                                 AVERAQE ANNUAL INCREMENT
                                                         AU. TREE* DOMINANT AND CO-DOMINANT
                                                         N> •• MED mtUCE/M FHACEH FlU
  1MO
         1MO
                  1»70
                                                          ItM
                                                                 1t«0
                  YEAH
  Figure 1:   Annual increment  of red
  spruce and fraser fir  at lower eleva-
  tions at Mt. Mitchell,  NC  (Bruck, 1984b)
                                                                         TEAM
                                                     Figure  2.  Annual increment of  red
                                                     spruce  and fraser fir  at high  eleva-
                                                     tions at Mt. Mitchell,  NC (Bruck, 1984b)
 1.71
 t.t
 t.O
 1.0
               MT. MfTCMIU. N.C.
           LOW ELEVATION CAST •• WEST
               AVEMAOC ANNUAL MCMEMENT
      • 100-MOO'
   AU. MEO MNUCITNCE*
   OOMMAMT AND CO-OOMINANT
   MB M IA9T/M WIST

    IMT-*
   MT. MTTCHtU. M.C.
H1OM ELCVATWW EAST •• WEST
AVENAOC ANNUAL MCMEMCNT
  AU mo »r«ocE TMEES
  OOMMANT AMD CO-OOMMANT
                                                                            MB 34 EAST/M WEST
                   1STO
                   YEAH
                            1SSO
                                                           1MO
                T»M**
Figure 3:   Legend is  the same as  in
Figure 1  except  for the aspect (Bruck,
1OSAKA
                                                          Figure  4:   Legend is  the same  as
                                                          in Figure 2 except  for the aspect
                                                          (Bruchk,  1984b)

-------
i.o
1.0
o.t
             MT  BOQEBS VA



          AVERAGE ANNUAL INCREMENT


          ALL TREES DOMINANT ANO CO-DOMINANT



                51 RED SPRUCE/62 FMASER FIR
   2 S
                                                           2.0
                                                        z
                                                        w


                                                        £  i.>
                                                        o
<

z
z
<

  t.O
                 AVERAGE ANNUAL INC"CWCNT
            ALL TREES DOMINANT ANO CO-DOMINANT
                                                              MCO
               Of

               aup»«ES«iOM-r*«
   ItM
        «MO
                 1«70


                 YCAN
                                                                    1040
                    1«TO


                    YEA*
  Figure 5:   Red  spruce and fraser  fir

  decline at Mt.  Rogers, VA (Bruck,  1984b)
Figure 6: Red  spruce and fraser  fir

decline at Grandfather Mt., NC  (Bruck,

1984b).
                                 ro
                               I
                               I l.t
                                 1.O
                                              NOAM MT. M.C.



                                                 AMMUAt. MCNCMEMT


                                          AU. TWEEt OOMMAMt ANO CO-OO*«HIAMT


                                               M. 40 MEO MHUCC/S* niAMd mi
                                    nwow«»CY of mo
                                                          -WO
                                   1«*0
                                          1MO
                                                  1«TO



                                                  YCAII
                Figure 7:   Red spruce and  fraser  fir decline at Roan Mt.,  NC

                             (Bruck,  1984b).

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               eo
               80
             a.

             W 60
             
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                                    APPENDIX B*

TARLE 1.  Comparison of Symptoms of  Forest  and Tree  Dec1i n e  in Central
          Europe and Eastern North "America
Symptoms
Growth-decreasing symptoms:

1. Yellowing of foliaqe from
   the lower to the upper
   and from the inner to the
   outer portion of branches
   — oldest tissues
   affected first.

2. Dying back from the top
   of trees -- youngest
   tissues affected first.
3. Increased transparency  of
   crowns due to  gradual
   loss of  leaves  but with
   leaves retained to the
   very top of  the trees.
         alder.

4. Losses of fine-root
   biomass  and  mycorrhizae
   (beneficial  symbiosis
   between  tree roots and
   soil fungi).

5. Synchronized decrease  in
   diameter growth
   other visible  symptoms

6. Synchronized decrease  in
   diameter growth with
   other visible  symptoms
   leading  to death.
Central Europe
Observed mainly in
white fir and Norway
spruce at high
elevation.
Common in oak and
ash, less common in
birch and beech.
diebacks.

Observed in Norway
spruce, white fir,
Scots pine, larch,
beech, birch, oak,
maple, ash, and
Common in white fir,
Norway spruce and
beech.  Not studied
in other species.
Not reported  in
Europe.
Studied mainly  in
Norway spruce,  white
fir  and beech.   Not
Eastern North America
Observed recently in
red spruce in New York
and Vermont.
Conspicuous in red
spruce, maple, and oak
decline; ash and birch
Observed only in the
littleleaf disease of
shortleaf pine and in
the beech-bark disease
Observed mainly in red
spruce decline, birch
dieback, and little
leaf disease.
Observed in pitch pine
and shortleaf pine.
Observed  in red spruce
and Fraser fir mainly
at high elevation.
                                        67

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7. Progressive decrease in
   diameter growth with
   other visible symptoms
   leading to death.
8. Death of herbaceous
   vegetation beneath some
   affected trees.

Abnormal-growth symptoms:

9. Active casting off
   (abscission) of leaves
   and shoots while still
   green.

10.Change in relative length
   of long shoots and short
   shoots.

11 .Concentration of leaves
   at tips of branches in
   tufts or clumps.

12.Change in size and shape
   of leaves.
Not reported in
Europe.
13.Excessive production of
   seeds and cones
Observed in high
elevation spruce and
beech forests.
Common in spruce,
fir, and beech, ash
larch, and Scots
pine.

Common in beech and
larch.
Common in beech and
ash.
Common in beech,
occasionally in
spruce, fir, birch,
and oak.
Common in spruce,
fir, beech, and
birch; often
observed several
years in a row.
Observed in ash and
birch, diebacks, some
maple and oak declines,
sweetgum blight,
littleleaf disease,
pole blight.

Not observed in North
America
Reported only once in
North America.
Reported only in the
mycoplasma-induced
"yellows" of ash.

Reported only in the
declines of broad-
leaved trees.

Common in white pine,
littleleaf disease of
shortleaf pine, and
some maple and oak
declines.

Observed in many
stressed trees but
mainly one year at a
time
                                       68

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General Observations

Many different species
suddently showinq substan-
tially similar symptoms

Commerical forests
showinq extensive
decline.
Soil relationships
Elevation relationship.
Yes,
Yes,
Trees affected on
nutrient-rich and
acid soils and basic

Needle-bearinq trees
affected at all
elevations.
No.
No, except for red
spruce in certain parts
of eastern North
America.

Trees affected more on
nutrient  poor and acid
soils.

Needle-bearinq trees
affected  mainly at
hiqh elevation.
Symptom 3 has not been reported before  1979  affecting more than one species of
   tree.

Symptom 8, 10, 13, and 14 have not been reported before  1980 affectinq any
   tree species.

Symptom 9 has been reported only once in  North America and not before 1979 in
   central Europe.
                                        69

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                                    TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing!
1. REPORT NO.
  EPA-90879-85-001
                                                            3. RECIPIENT'S ACCESSION NO.
4. TITLE AND SUBTITLE
  Investigation Into The Health Of Forests  In  the
  Vicinity of  Gothic, Colorado
5. REPORT DATE
  Tarniarv,  1Q«S
6. PERFORMING ORGANIZATION CODE
7. AUTHORis)wiiiia,,, Jacobi, Ph.D.,  Colorado State  Universit
  Robert I. Bruck, Ph.D., North Carolina State Unvieriity
  Paul Miller,  Ph.D. U. S. Forest Service
8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS
  U.  S. Environmental Protection Agency
  Region VIII
  1860 Lincoln
  Denver, Colorado  80295
10. PROGRAM ELEMENT NO.
11. CONTRACT/GRANT NO.
12. SPONSORING AGENCY NAME AND ADDRESS
  U. S. Environmental Protection Agency
  Region VIII
  1860 Lincoln
  Denver, Colorado  80295
13. TYPE OF REPORT AND PERIOD COVERED
   Final	
14. SPONSORING AGENCY CODE

   EPA-908
15. SUPPLEMENTARY NOTES
16. ABSTRACT

        This document presents  the methods and findings of a scientific  team of forest
   experts assembled to investigate reports of air  pollution damaged  forests near Gothic
   Colorado.  Tree damage similar  in appearance  to  the  acid rain damaged forests in  the
   Eastern U. S.  and central Europe was observed by two visiting scientists in 1984.
   The report presents the findings of the team which concluded that  no  evidence now
   exists that  air pollution in contributing to  the natural forest decline in the area.
17.
                                 KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.lDENTIFIERS/OPEN ENDED TERMS
              c.  COSATI Field/Group
  Atmospheric Deposition
  Forest Decline
  Air Pollution
  Tree Damage
  Western Atmospheric Deposition
18. DISTRIBUTION STATEMENT
                                               19. SECURITY CLASS (This Re pan I
                                                                           21. NO. OF PAGES
                                               20. SECURITY CLASS (This page/
                                                                           22. PRICE
EPA Fo»m 2220-1 
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