FRACTIONAL AEROSOL FILTRATION EFFICIENCY OF
AIR CLEANERS
James T. Hanley1, Daryl D. Smith1, David S. Ensor1, and L. E. Sparks2

1  Research Triangle Institute, Research Triangle Park, NC  27707  USA
2  U.S. Environmental Protection Agency, Research Triangle Park,  NC 27711 USA
ABSTRACT

Under contract to the U. S. Environmental  Protection Agency, the Research Triangle
Institute (RTI) is evaluating the fractional filtration efficiency of air cleaners.  The test
duct accepts air cleaners up to 610 mm x 610 mm (24  x 24 inches) hi size and provides
test flow rates up to 470 L/s (1,000 cfm).  Filtration efficiency is computed from
upstream and downstream  aerosol concentration  measurements performed with a
differential mobility analyzer, a laser aerosol spectrometer,  and a white-light optical
particle counter.  The measurements cover  the particle  diameter size range from 0.01  to
3 /im in 16 sizing channels.  Air cleaners tested  include furnace  filters, pleated filters and
statically charged panel filters.

The efficiency of the air cleaners was often found to be highly dependent on particle  size
and dust load. A minimum hi efficiency was frequently observed in the 0.1  to 0.5 /un
range. The presence of a dust load on the  air cleaner frequently increased its efficiency.
However, for some air cleaners, little change or  a decrease  hi efficiency accompanied the
dust loading.   The common furnace filter was seen to have a fractional efficiency of less
than 10% over much of the 0.01 to 1 /un size range.

INTRODUCTION

Air cleaner filtration efficiency ratings based on current standardized test methods do not
provide information sufficient  to address indoor  air quality  concerns. In the United
States, for example, the filtration efficiency rating of in-duct ah-  cleaners is most often
based on the ASHRAE (American Society of Heating,  Refrigerating and Air-
Conditioning Engineers, Inc.) Standard  52-76 (1). This test provides an overall  value of
filter performance for atmospheric  aerosol  and a coarser test dust.  While such tests are
useful for relative ranking of filter performance, they do not quantify filtration efficiency
as a function of particle size.

The objective of this program has been to  measure the fractional aerosol filtration
efficiency of in-duct air cleaners typically  used hi residential  and office ventilation
systems.  The measurements have been made over the  particle diameter range from 0.01
to 3 pm.  Particles of this size are important because they are respirable, have relative
low settling velocities (thereby remaining airborne for  long time periods), and this range

-------
 AEERL-P-1043
             TECHNICAL REPORT DATA
      (Please read Instructions on the reverse before complet
1. REPORT NO.

EPA/600/A-93/234
                                            PB93-236636
4. TITLE AND SUBTITLE
Fractional Aerosol Filtration Efficiency of Air
  Cleaners
                                                        5. REPORT DATE
                                    6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
J. T.Hanley, D. D. Smith, D. S.Ensor (RTI),  and
 L. E. Sparks (EPA/AEERL)	
                                                       8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS
Research Triangle Institute
P. O.  Box 12194
Research Triangle Park, North Carolina 27709
                                                        10. PROGRAM ELEMENT NO.
                                    11. CONTRACT/GRANT NO.

                                     CR817083-01-0
12. SPONSORING AGENCY NAME AND ADDRESS
 EPA, Office of Research and Development
 Air and Energy Engineering Research Laboratory
 Research Triangle Park, NC 27711
                                    13. TYPE OF REPORT AND PERIOD COVERED
                                     Published paper;  1/91 - 12/92
                                    14. SPONSORING AGENCY CODE
                                     EPA/600/13
15. SUPPLEMENTARY NOTES .,_,_--...        .  ...    .   _   , .  _  _    .    -_.  .- _    e A  f\t f\ I
                   AEERL project officer is Leslie E. Sparks,  Mail Drop 54, 9197
 541-2458. Presented at IAQ '93, Helsinki,  Finland, 7/4-8/93.
16. ABSTRACT
          The paper gives results of an evaluation of the fractional filtration efficien-
 cy of air cleaners. The test duct accepts air cleaners up to 610 x 610 mm in size and
 provides test flow rates up to 470 L/s.  Filtration efficiency is computed from up- •
 stream and downstream aerosol concentration measurements performed with a dif-
 ferential mobility analyzer, a laser aerosol spectrometer, and a white-light optical
 particle counter. The measurements cover the particle diameter size range from
 0.01 to 3 micrometer in 16 sizing channels. Air cleaners tested include furnace fil-
 ters, pleated filters, and statically charged panel filters. The efficiency of the air
 cleaners was often found to be highly dependent on particle size and dust load. A
 minimum in efficiency was frequently observed in the 0.1 to 0. 5 micrometer range.
 The presence of a dust load on the air cleaners frequently increased their efficiency.
 However, for some air cleaners, little change or a decrease  in efficiency accom-
 panied  the dust loading. The common furnace filter was  seen  to have a fractional
 efficiency of less than 10% over much of the 0.01 to  1 micrometer size
17.
                              KEY WORDS AND DOCUMENT ANALYSIS
                 DESCRIPTORS
                                           b.lDENTIFIERS/OPEN ENDED TERMS
                                                c.  COSATI Field/Group
 Pollution
 Air Cleaners
 Filtration
 Efficiency
 Aerosols
 Particles
Measurement
Pollution Control
Stationary Sources
Particulate
13 B
13 A, 131
07D
14G
18. DISTRIBUTION STATEMENT
 Release to Public
                                           19. SECURITY CLASS (This Report)
                                           Unclassified
                                                                     21. NO. OF PAGES
                       20. SECURITY CLASS (Thispage)
                       Unclassified
                                                 22. PRICE
EPA Form 2220-1 (9-73)

-------
includes the size of many indoor aerosol pollutants such as cigarette smoke, cooking
fumes, resuspended dusts, and radon progeny (2).  Residential furnace filters, a
residential electrostatic  precipitator (ESP), pleated paper-media  filters, pocket filters,
panel electronic air cleaners, and statically charged panel filters have been tested.

METHODS

The air cleaners were tested in RTFs filter test facility (Figure  1).  The duct
accommodates air cleaners with face dimensions up to 610 x 610 mm and operates at
flow rates up to 470  L/s (1,000 cfm). The system is equipped with a high efficiency
paniculate air (HEPA)  filter bank on the blower inlet allowing the instrument-zeros and
background counts (e.g., particle shedding) to be quantified prior to each test. A second
HEPA bank is located on the exhaust to allow indoor discharge.  The system operates at
positive pressure (i.e., the blower is upstream of the test filter) to minimize  infiltration of
room aerosol.  Because the downstream ducting runs back under the test section, the
challenge and penetrating aerosol test ports are located physically near each other,
thereby facilitating aerosol sampling.  This duct configuration reduces overall particle
loss by using extra duct length (in which particle loss is low) to allow short sample line
lengths (in which particle losses  can be high).

Three  instruments were used to perform the fractional efficiency measurements:   a TSI
Differential Mobility Particle Sizer (DMPS) for particle sizes from  0.01 to 0.09  jim, a
PMS Laser Aerosol Spectrometer (LAS-X) for sizes  from 0.09 to 0.3 /xm, and a Climet
226/8040 Optical Particle Counter (OPC) for sizes from 0.3 to 3 /on. The DMPS
measures particle size based on the  electrical mobility of the aerosol particles.  The LAS-
X and OPC are wide-angle light scattering particle counters using a laser and white  light
source, respectively.

The test aerosol used in the fractional efficiency tests was solid potassium chloride (KC1)
generated  by  drying a nebulized  aqueous solution. KC1 was  selected  as the test aerosol
because of its relatively high water  solubility, high deliquescence humidity,  known cubic
shape, and low toxicity. Laskin and Collison nozzles were used to generate the
challenge  aerosol.  Upon generation, the aerosol was passed through a charge neutralizer
(TSI Model 3054) to neutralize any electrostatic charge on the aerosol (electrostatic
charging is an unavoidable  consequence of most aerosol generation methods).

The loading dust was composed of 93.5% by weight of Standardized  Air Cleaner  Test
Dust Fine and 6.5%  by weight #7 ground cotton linters.  This dust  is similar to  the
loading dust specified in the ASHRAE 52-76 Standard except that  the ASHRAE dust
also includes a carbon black component.   We omitted the carbon black because  its
presence makes the dust highly conductive and incompatible with the operation  of
electronic air cleaners.  While dusts having high conductivities  may be encountered in
industrial  applications, it appeared unlikely for the residential and office building
applications of interest to this study.  The loading dust was disseminated  by use of an
aspirator nozzle.  Preweighed amounts of dust were  fed until the desired pressure drop
across the air cleaner was achieved. Typically,  the filters were loaded to levels of 125
and 250 Pa (0.5 and 1 in. water) pressure drop.

-------
                                    Dry Filtered
                                   Compressed
                                       Air
>=fcv
                                                                          Charge
                                                                         Neutrallzer
                                                                                 Air Flow
                                                                                 Control
                                                                                  Valve
                                                                  Exhaust   Inlet
                                                                    FIHer    Finer
                                                                    Bank    Bank
             Figure 1.  Schematic diagram of fill's air cleaner test facility.
RESULTS

Figure 2 presents the fractional filtration curves for four clean (i.e., no dust load) filters
having ASHRAE Efficiencies ranging from 40 to 95%.  The shape of the curves is a
consequence of filtration by diffusional collection being effective for particles smaller
than 0.1  fim diameter and  interception and inertial collection being effective for particles
larger than  1 jun. In the region from 0.1 to 0.5 /xm these processes are less effective,
giving a minimum in filtration efficiency in this size range for most filters.

Figures 3, 4, and 5 show the clean and dust-loaded efficiency  curves for a common
furnace panel filter, a pleated-paper filter (65% ASHRAE efficiency), and a charged-
fiber panel  filter, respectively.  The furnace filter had a clean efficiency of less than
approximately  10%  for particle diameters between 0.02 and 1  fan.  The efficiency
improves somewhat with dust loading, though it remained below 20 % over the 0.03 to
0.3 /*m range.

-------
  0.01
               0.1                    1
                Particle Diameter dim)
       Figure 2. Fractional filtration efficiency of four pleated filters
           having ASHRAE efficiencies ranging from 40 to 95%.
100

 90


 80
D 10 Pa: (clean)

A 125 Pa

O 250 Pa
                         0.1                    1
                          Particle Diameter (um)

          Figure 3. The fractional filtration efficiency of a furnace
                filter for clean and dust-loaded conditions.
                                                           10

-------
2
'o
§
I
il
      0.01
                        0.1                    1
                          Particle Diameter (um)
10
      Rqure 4. The fractional filtration efficiency of a pleated-paper filter
        (65% ASHRAE efficiency) for clean and dust-loaded conditions.
 
-------
The efficiency of the pleated paper filter increased markedly with dust loading. The
charged-fiber filter showed a high initial efficiency but a marked decrease with dust
loading.

DISCUSSION

The test  results illustrate the strong dependence  of filtration efficiency on particle size
over the  0.01 to 3 /xm diameter size range.  All  of the filters exhibited a minimum in
filtration efficiency in the 0.1 to 0.5 /xm diameter size range.  This is consistent with
filtration theory  for particle collection by diffusion, interception, and inertial impaction
mechanisms.

The common residential furnace filter provided  very little (averaging less than about
10%) collection of particles throughout the 0.01 to 3  |Am size range.  Upon dust-loading,
the air cleaners showed a variety of responses with a decrease in efficiency for the
charged-fiber filter, a modest  increase for the furnace filter, and a substantial increase for
the pleated media filter.

The strong dependence of filtration efficiency on particle size, combined with the
respirable and abundant nature of aerosol particles, requires that fractional filtration
efficiency tests be performed to fully assess the potential impact of an air cleaner on
indoor air quality.

RTI  is currently completing construction of a new test rig to allow testing at particle
diameters up to 10 ^im and flow rates up to 1400 L/s (3,000 cfin).  A wide range of air
cleaners  are scheduled  for testing  including single- and two-stage ESPs, self-charging
(i.e.  "passive") electrostatic panel  filters, bag filters, charged-fiber filters, pleated-paper
filters, and spun-fiber  furnace filters.

ACKNOWLEDGEMENTS

This work was funded by the U.S. Environmental Protection Agency, Air and Energy
Engineering Research Laboratory, Research Triangle  Park, NC, under Cooperative
Agreement No.  CR-817083-01-0.

REFERENCES

 1.     ASHRAE Standard 52-76.   Method of Testing Air-Cleaning Devices Used in
       General Ventilation for Removing Particulate  Matter.  The American Society  of
       Heating, Refrigerating,  and Air-Conditioning Engineers, Inc., Atlanta, GA.  1976.

2.     Owen, M.K., D.S. Ensor and L.E. Sparks.  Airborne Particle Sizes and Sources
       Found in Indoor Air.  Atmospheric Environment, 26A(12):2149-2162.  1992.

-------
                  Reproduced by NTIS
0!S
      (fl'O
         i-
   >EE
   £££
   a1" ™
   0) o
Q) 0 OS
a«>>c
+* Q.O)n
0£,So
                  National Technical Information Service
                  Springfield, VA  22161
                          This report was printed specifically for your order
                        from nearly 3 million titles available in our collection.
For economy and efficiency, NTIS does not maintain stock of its vast
collection of technical reports.  Rather, most documents are printed for
each order. Documents that are not in electronic format are reproduced
from  master archival copies and are the best possible reproductions
available. If you have any questions concerning this document or any
order you have placed with NTIS, please call our Customer Service
Department at (703) 605-6050.

About NTIS
NTIS collects scientific, technical, engineering, and business related
information — then organizes,  maintains, and disseminates that
information in a variety of formats — from microfiche to online services.
The NTIS collection of nearly 3 million titles includes reports describing
research conducted or sponsored by federal agencies and their
contractors; statistical and business information; U.S. military
publications; multimedia/training products; computer software and
electronic databases developed by federal agencies; training tools; and
technical reports prepared by research  organizations worldwide.
Approximately 100,000 new titles are added and indexed  into the NTIS
collection annually.
                      For more information about NTIS products and services, call NTIS
                      at 1-800-553-NTIS (6847) or (703) 605-6000 and request the free
                       NTIS Products Catalog, PR-827LPG, or visit the NTIS Web site
                                        http://www.ntis.gov.
                                              NTIS
                        Your indispensable resource for government-sponsored
                                  information—U.S. and worldwide

-------