REMOTE SENSING OF HYDROCARBONS AND TOXIC POLLUTANTS: (WORKSHOP MINUTES) Freeman F. Hall, Jr. (Editor) Environmental Research Center University of Nevada, Las Vegas 4505 Maryland Parkvay Las Vegas, Nevada 89154 Cooperative Agreement No. CR814002 Project Officer James L. HcElroy U.S. Environmental Protection Agency P.O. Box 93478 Las Vegas, Nevada 89193-3478 ENVIRONMENTAL MONITORING SYSTEMS LABORATORY OFFICE OF RESEARCH AND DEVELOPMENT U.S. ENVIRONMENTAL PROTECTION AGENCY LAS VEGAS, NEVADA 89193-3478 ------- NOTICE Although this workshop was sponsored in part and funded in part by the U.S. Environmental Protection Agency under Cooperative Agreement No. CR8U002 and personnel from the Agency participated in it, this report has not been subjected to Agency review. The report, therefore, does not necessarily reflect the views of the Agency and no official endorsement should be inferred. The report represents only the informed views of the participants. ii ------- FOREVORD In April 1989, a workshop was held in Las Vegas, Nevada, to consider how emerging remote sensing technology could be used for the detection and mapping of toxic air pollutants and hydrocarbons in the atmosphere and applied to the solution of priority environmental problems. The meeting vas sponsored jointly by the University of Nevada-Las Vegas's Environmental Research Center and the Environmental Monitoring Systems Laboratory-Las Vegas. The attendees were scientists and engineers from these groups, other Federal agencies, universities (domestic and foreign), and private companies (domestic and foreign) actively involved in research and development of the relevant remote sensing technologies. Representatives from several Regions also attended the workshop to act as observers and to provide the perspective of potential clients for the technology. This report is the result of that workshop. It summarizes the relevant technologies and the capabilities of candidate remote sensors; a representa- tive list of such sensors, their capabilities and characteristics, and their geographical locations are presented for reference. The report also compares the technologies for future performance capabilities, ease of operation, and cost over the next five to ten years. As such, information contained in the report should aid the Agency in formulating plans for sensor research and development for dealing with important regulatory and research issues facing it. The report was assembled from inputs developed at the workshop and after it by all of the participants. A draft of the report was circulated for final comment by the participants. The result is, therefore, a group effort by the attendees, who are listed in the appendices. The views expressed are the informed views of the attendees and not necessarily those of the organizations they represent. James L. McElroy Project Officer iii ------- Contents Foreword ill Preface 1 1. Executive Summary 3 2. Objectives of the Report , 6 3. Remote Sensing Advantages and Characteristics 9 4. Conclusions 14 5. Recommendations 15 Appendices 1 Glossary of Acronyms and Remote Sensing Terms 16 2 Remote Sensors Capabilities List 17 3 Spectroradiometers 29 4 Laser Remote Sensors 39 5 Examples of Remote Sensor Successes 46 6 Future Improvements Possible in Remote Sensor Performance 49 7 Remote Sensing Detection Levels for Hydrocarbons and Toxics .... 57 8 Attendees at the 1989 Las Vegas Workshop 58 References 62 iv ------- Preface This is a report on the significant advantages of remote sensors for detecting and mapping airborne hydrocarbons and toxic pollutants. The report is essentially the minutes of a workshop on this topic held in Las Vegas, Nevada, on April 6-7, 1989. All of the participants at the workshop have contributed to this report. A glossary of acronyms and remote sensing terms is given in Appendix 1. Sensor performance described in detail in Appendices 2-5 is achieved vith remote sensors that already exist in 1989. The sophistication of the remote sensing discipline is not widely appreciated because of its rapid maturity in the past ten years. This growth has been possible thanks to: * Spectacular advances in digital computers and data processors, and * Improvements in optical components and laser technology, largely the result of DOD and NASA programs. Remote sensing as a monitoring tool is available and ready to assist the U.S. EPA in documenting and solving many of its most pressing air-related problems. This is a problem-focused report. For example, the many cities with Clean Air Act nonattainment for ozone levels likely have emissions of precursor hydrocarbons that differ considerably from (and are generally higher than) those predicted using engineering models for inclusion in emission inventories. The California tunnel experiment (Ingalls, 1989; Stockberger et al., 1989) demonstrated that tailpipe hydrocarbons were two to seven times higher than expected. Grab samples in the open environment can never provide the complete picture of the merging plumes from natural and anthropogenic sources into the ambient background. A properly designed suite of remote ------- sensors can paint the big picture, providing real-time, spatially resolved air quality data! ------- 1. Executive Summary Remote sensing technology is now ready and able to play a significant role in EPA programs such as TSCA, EMAP, RCRA, and Clean Air Act compliance. By their very nature, remote sensors unravel many of the difficult pollution monitoring problems by: Measuring representative, volume-averaged samples; Documenting the extent of hydrocarbons or toxic gaseous pollutants; Providing reduced data to the investigator in the field in real time; and, Eliminating the need to capture samples that need to be returned to the laboratory for analysis. Remote sensors utilize the absorption, emission, or fluorescence spectra of pollutants (and each pollutant has its own, unique, identifying spectrum) to identify unambiguously the chemical constituents in the atmosphere. Thus the possibility of overlooking an unexpected contaminant is minimized. Many of the present-day remote sensors can sort out and identify a specified pollutant from the "urban soup" consisting of multitudes of compounds. Such off-the-shelf sensors as listed in Appendix 2 have demonstrated detection sensitivities that already meet EPA needs and monitoring requirements. There arc tvo types of remote sensors that can already meet EPA necessities: Spectroradiometers, and Laser Radars or Lidars. Many examples of both types of sensors are in everyday use, and some have passed the stringent type-testing requirements of the U.S. Army and Navy. They are not "ivory tower" instruments or future goals of dreamy-eyed researchers. 3 ------- There are several functions that remote sensors can provide without the necessity of physically entering private, restricted or hazardous areas: * Monitoring emissions from point sources such as stacks; Defining the amount of pollutant that crosses a defined fenceline, for example, one that surrounds a refinery; * Measuring ambient concentrations of pollutants over path lengths as short as a fev meters to as long as many kilometers. Present-day lidar remote sensors (described more completely in Appendix A) are able to detect, identify, and range-resolve toxic pollutants in the parts-per-million (ppm) range. Spectroradiometers (Appendix 3) can detect, identify and quantify line integral averages of toxic pollutants in the parts- per-billion (ppb) range. Of the Spectroradiometers, the' Fourier-transform, infrared devices (FTIR's) have the unique ability to identify quickly those pollutants present by performing real-time transforms and matching the detected spectra against stored libraries of pollutant spectra. Hultidetector ultraviolet (UV), dispersive instruments used with xenon-arc sources also show much promise although they have not been widely used to date. Laser sources that may be tuned to desired absorption or "window" lines may also be used, eliminating the need for spectral discrimination or dispersion in the radiometer. All of these sensors are available today - no basic research is required in order to apply their proven capabilities. Costs of the spectrora- diometers rang* fro« $35R for the more simple, hand-held devices to perhaps $100K for versatile, mobile units. Lidars run in the $100K to $200K price range, being somewhat more complex instruments. ------- It is now possible to deploy in the field, as hand-held, mobile or air- lorne instruments, either singly or in suites, such lidars and spectroradio- leters that will complement each other's performance. FTIR output data can e used to instruct a tunable laser source, in a differential absorption lidar DIAL), what wavelengths to use to range resolve the pollutant for better efinition of its spatial extent. These tvo instruments, especially when used ogether, seem to hold the most promise for field-deployed hydrocarbon and oxic pollutant remote sensors, now, into the 1990's, and beyond. Even though present-day remote sensors have demonstrated versatile and eliable performance, improvements are possible. Over the next ten years, lie detection sensitivity of spectroradiometers will be improved by a factor E ten (10 dB) as detailed in Appendix 6. Increases in computer speed, emory, and software sophistication will also significantly improve FTIR jrformance. Similar enhancements in lidar performance by 10 dB in sensi- Lvity and in rapid tuning and pollutant identification accomplishments will » possible, even with no "breakthrough" developments in components. Remote jnsors will be able to provide the monitoring sensitivities necessary even as Lean air requirements become more stringent in the future. Future remote jnsor costs should not radically increase (in 1989 dollars). ------- 2. Objectives of the Report Air pollution by ozone-precursor hydrocarbons or other toxic compounds is a problem on the local, regional, and global scale. Many EPA concerns, such as TSCA, EHAP, RCRA, Alternate Fuels, and the more general matters of acid rain and acid aerosols, stratospheric ozone depletion, global climate change, and the sick building syndrome are affected by hydrocarbons and toxics. The Clean Air Act requires that pollutant nonattainment areas be characterized quantitatively and strategies be developed for attainment of the relevant air quality standards. There is clearly a need for effective, real- time monitoring on all geographic scales. The objectives of this report are to demonstrate why and hov remote sensing technology is now ready to help fulfill this need. In addition to the day-to-day ambient pollution in urban areas, hydro- carbon and toxic spills or the escape of such vapors and gases have become so common as to be hardly newsworthy. Almost every train derailment seems to produce such an event. Industrial accidents and fires force the evacuation of neighborhoods, even whole cities because toxic fumes or smoke threaten safety over vide areas. Are all such evacuations necessary? Are the areas where exposure will b« dangerous alerted sufficiently in advance or at all? When health problem* arise in the aftermath of such occurrences, is it possible to determine if the toxic exposure was to blame? What chemical transformations occur as such pollutants are transported in plumes or air masses across local and regional boundaries? ------- Ideally, public officials would be able to predict for the day-to-day ambient conditions or during the course of an accident when, where, and at what level the harmful constituents will exist, and be able later to say exactly where and at what level some potentially dangerous pollutant did exist. There is the additional problem of measuring the even lower concen- tration but more persistent hydrocarbon or toxic emissions from landfills. Such a service to the public cannot now be provided. In this report we concentrate on existing remote sensing technology that shows promise for supporting such a service in the future. Ve focus on remote sensing because we need measurement techniques that can cover large volumes in space in a short time, techniques that can determine where a plume was and where it was not and that do not require entry into areas already impacted by the problem. As an example, the Superfund mandate requires assessment, characteriza- tion, and cleanup of hazardous waste sites. An active or passive FTIR can be used for rapid characterization by measuring absorption spectra along multiple paths that crisscross the site. Just five minutes of measurement and analysis time for each path provides the data to produce rapidly a map of the site with isopleths showing contaminated regions. This procedure would pinpoint areas where more expensive contract laboratory procedures (CLP) might be needed, eliminating the large costs and time required for CLP where there was no contamination. Hazardous vaste incinerator emissions can be monitored by FTIR's in under two minutes compared to weeks required for gas chromatograph (GC) or ------- mass spectrometer (MS) procedures. Quantitative agreements of PTIR's with GC and MS were recently demonstrated (McLaren et al., 1989). A laser SAR (source-augmented radiometer) using retroreflectors to redirect the laser beam back to the instrument can be set up conveniently along the fenceline of an area to be monitored. Pollutants that advect with the wind out of the site cross the laser beam. The laser wavelengths are selected so that one is absorbed and one is not, provided a differential detection signature. This method has been proven during numerous experiments, and is now used routinely by major chemical plants as a safety monitor. Ve hope to demonstrate in the remainder of the report that such remote sensing technology, discussed briefly above, offers a viable method for the U.S. EPA to utilize in enhancing the performance of its mission. ------- 3. Re»ote Sensing Advantages and Characteristics Ve define remote sensing as the measurement of a target constituent by means of wave energy interaction with the target, using an instrument at some distance from the target. For hydrocarbons or toxic pollutants the waves will most likely be electromagnetic, for acoustic waves do not have a strong dis- crimination ability for most gases or vapors. The electro-magnetic remote sensor exploits differences in absorption, emission, fluorescence, or scat- tering between the target constituent and the surrounding atmosphere to identify the pollutant and to quantify its concentration. The advantages that remote sensors have over in situ sensors are the following: * More representative sampling because of volume averaging. * One sensor can sample a large volume, over many different lines-of- sight, and at the speed of light. One sensor can be used to sample for multiple pollutants by adjusting its operating frequency or through selective data analysis whereas most current EPA methods are pollutant specific with each requiring a different method. * Measurement results can be available in real time, in the field if desired. * Mapping for hot-spots of pollutants is possible quickly. Stand-off Measurements are possible - no need to enter hazardous or restricted sites. Can be on-line 24 hours per day. There is a proven base of technology, paid for largely by the DOD and by NASA. ------- Costs for the complete series of measurements to characterize a site can be kept low through the expedient of scanning, volume sampling, and real-time data analysis. Can show the absence of known materials in the beam. Can be used as real-time monitors to tell when in situ sensors have a chance of measuring other than zero concentrations. Reactive or unstable gas constituents can be measured without sampling problems inherent in capture techniques. Problems with surface adsorption and time delays avoided. Rapid field calibrations allow quantitative measurements. Details on how many of these various advantages are accomplished are given in Appendices 2 - 5 in this report. Before presenting more information on the characteristics of appropriate remote sensors, it is helpful to define sensor performance. There are many ways to describe the detection sensitivity of sensors - in parts-per-million or -per-billion by volume or by mass, in mass of pollutant per mass or volume of air, or by path integrated concentrations, particularly for those sensors which intrinsically average over their light path. For path-integrated con- centrations, one part-per-million in a 1-m path produces the same absorption as one part-per-billion in a 1-km path, or 1 ppm-m « 1 ppb-km. Note that 1 ppm for an ideal gas is 1 ppmv(by volume or by molecules). This mixing ratio is independent of pressure, temperature, and molecular weight. At a temperature of 273°K and a pressure of one atmosphere, a gram- molecule of gas or mol occupies 22.4 1 and contains 6.02 x 1023 molecules (Avogadro's number), so the number of molecules, no, in 1 ml is 10 ------- no = 6.02 x 1023 / 22,400 - 2.69 x 10" . At 298°K this number is 2.5 x 1019 molecules per ml, so 1 ppm « 2.5 x 1013 molecules/ml path integrated, so (since 1 ml = 1 cm3) 1 ppm-ra = 2.5 x 1013 x 100 cm = 2.5 x 1015 molecules/cm2. Taking for example benzene, molecular weight (H.V.) of 78, 2.5 x 1015 x 78 1 ppra-ra » 1 ppb-km » » 3.3 x 10~7 gm cm"2 6.0 x 1023 or for any temperature T(K) and pressure P(Atm), the conversion is M.tf. x ID'4 273 1 ppm-m = x x P(Atm) gm cm"2. 22,400 T(K) It is hoped that these conversion relationships, provided by Donald Stedman, will be found useful when comparing sensing instruments whose performance may be described using different measures of sensitivity. Remote sensors for airborne hydrocarbons or toxics fall naturally into two classes - spcctroradiometers or lidars. A short description is provided here of each class of sensor with advantages of each. More detailed infor- mation is given in Appendices 2-7. 11 ------- A spectroradiometer is a radiation-measuring device (a radiometer) that is able to identify a pollutant by discriminating the spectrum of the radiation that it absorbs, scatters, or emits. The radiation that is absorbed may come from the naturally occurring background of sunlight or thermal emission, in which case the instrument is a "passive sensor," or it may come from a supplied source of radiation such as a lamp or glover. The spectral discrimination may be provided by an absorption or interference filter, it may be supplied by a dispersing element (a prism or a diffraction grating), or a scanning interferometer may be used. Spectroradiometers may be packaged into small, rugged units - even hand- held devices are possible. The technology is veil developed and proven in the field. Costs can be in the $35K to $100K range. Operation can be quite simple. They can monitor fencelines, or can be used to scan an area, provid- ing an integrated measure of the target pollutant(s) along the line-of-sight. Appendix 3 provides more details on spectroradiometers. Lidars use laser sources to irradiate an air volume; the backseattered or retroreflected radiation is then analyzed to detect and identify pollutant. A Differential Absorption Lidar (DIAL) utilizes at least tvo vavelengths from the laser, at least one of which is absorbed by the pollutant, and one of which falls in a "window" in the pollutant absorption spectrum. Frequency modulated (FM) lidars modulate the laser so that the modulation frequency appears as tvo sidebands on the laser line frequency. If the laser is operated near the edge of a pollutant absorption line, the sidebands will be differentially affected. Raman lidars utilize the Raman shift in frequency of 12 ------- the backseattered radiation that is a characteristic of the pollutant being measured. Lidars tend to be more complex instruments than spectroradiometers. However, they can provide range-resolved data on the concentration of pollu- tants without requiring retroreflectors. They can therefore be used to document plume dispersion models when the lidar is advantageously placed to be able to scan large volumes of the plume. Airborne lidars are ideal instruments for investigating long-range transport of aerosols in plumes. Range resolution as fine as several meters is available with many instruments. Mobile lidars in small vans have been used for years in air pollution studies, so there is a substantial foundation of experience to draw upon. Lidar costs are in the $100K and up range, depending on the versatility designed into the instrument, but one lidar may be able to replace many in situ instruments. The cost of the entire measurement needs to be considered, and not simply the single instrument cost. More details on lidars are given in Appendix 4. 13 ------- 4. Conclusions A number of remote sensing techniques are now available for monitoring hydrocarbons and toxic airborne pollutants. Filter and dispersive spectro- radiometers with restricted versatility are sold commercially. The more versatile FTIR's and DIAL'S are now becoming commercially available. Auto- matic, unattended field operation has been successfully demonstrated for several types of such adaptable remote sensing systems. FTIR's and DIAL'S complement each other in identifying a pollutant's presence and its spatial extent; there is potential for improving their performance by a factor of ten or more in the next ten years. Much of the promise for FTIR's lies in their reliance on computer soft- ware and hardware to perform the frequency analyses and to access the stored libraries of reference spectra. In both of these areas we can expect signi- ficant advances and cost cuts in the next ten years, judging from the past ten. Gains in optical hardware and radiation sources will also enhance FTIR performance. No "breakthrough" component development is required to enhance their present quite adequate capabilities. DIAL performance can also be enhanced over the next ten years by about one order of Mfnitude vith no breakthroughs. If avalanche photodiodes for the thermal infrared can be made feasible for field work, there is a potential for an additional order of magnitude or more of performance improvement. Rapid line-tuning will be easier as the development of optical modulators for the infrared progresses. 14 ------- 5. Recommendations We recommend that EPA solicit proposals for a systems analysis of the time and costs of monitoring several problem sites or cities using existing: in situ instruments; a suite of remote sensors, and a combination of remote and in situ sensors. In this way we will obtain an objective assessment of the total time and costs to determine if remote sensing can effectively supplement environmental monitoring techniques now in use. There are obvious improvements and modifications possible in the remote sensors described in more detail in Appendix 2. The EPA should solicit proposals for improvements in spectroradiometers and in DIALs to obtain instruments that are as perfectly matched to the Agency's requirements as technology permits. Side-by-side sensor comparison tests should continue to be run at selected industrial and toxic waste disposal sites to document the utility and capabilities of existing instruments, and of nevly developed spectroradiometers and laser sensors. Vhen the Agency has seen demonstrated the utility of remote sensors, and it decides that remote sensors are indeed useful in accomplishing its mission, it should consider procuring a mobile spectroradiometer/DIAL system. The system vould b« used for continuing screening experiments, monitoring, and emergency response. As remote sensing becomes an accepted, reference tech- nique, the use of remote sensors should be added to accepted compliance measurement methods. 15 ------- Appendix 1 Glossary of Acronyms and Remote Sensing Terms CLP - contract laboratory procedures DIAL - Differential Absorption Lidar DOD - U.S. Department of Defense DOE - U.S. Department of Energy EPA - The United States Environmental Protection Agency EMAP - Ecological Monitoring Assessment Program FLIR - forward-looking, infrared FTIR - Fourier transform, infrared (spectroradiometer) GC - gas chromatograph IR - infrared; wavelengths from 0.75 to 15 urn in this report laser - light amplification by stimulation of emission lidar - light detection and ranging, usually with a laser source MS - massspectrograph NASA - U.S. National Aeronautics and Space Administration NOAA - U.S. National Oceanic and Atmospheric Administration NRC - National Research Council ppm - parts per million by volume ppb - parts per billion by volume RCRA - Resource Conservation and Recovery Act SAR - Source-Augmented Radiometer S/N - signal*to-noise ratio TEA - transverse-excited, atmospheric (pressure); a C02 laser TDL - tunable diode laser TSCA - Toxic Substance Control Act UV - ultraviolet (wavelengths 200-400 nm or 0.2-0.4 urn here) 16 ------- Appendix 2 Reacte Sensors Capabilities List This appendix provides in a concise form a representative list of air pollution remote sensors that exist today, their capabilities and charac- teristics, and vhere they are located. Readers of the report are encouraged to contact any of the people listed for more information. These data sheets were developed by attendees at the workshop; the list is not necessarily all- inclusive. Each of the data sheets was provided by one of the workshop attendees. They have not necessarily been checked for accuracy, but each one reports on a different instrument with unique capabilities. Host of these instruments have already been utilized in one or more field campaigns. Information is generally available not only on the capabilities of the instrument but also on the experience of the operating crev. The instruments are listed in order of complexity. First come the passive radioMters; next are the SAR's; and last, the laser DIAL'S. Note that instrument spectral resolution is often given in "wavenumbers" or cm'1, sometimes also termed "inverse centimeters." 17 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Pax: Measuring principle: Gases to be Measured: Resolution/tile resolution: Spectral range: : Operating crev: Special logistics: Potential improvements: Remote Sensing Passive PTIR spectrometer Site characterization, remote target component monitoring Jack Demirgian Argonne National Laboratory 9700 South Cass Avenue Argonne, IL 60439 (312) 972-6807 (312) 972-5287 Infrared emission of gases Volatile organics 2 wavenumbers, 35 scans/sec 3500 - 2500 cm'1 (3 - 4 um);& - 1250 - 800 cm'1 (8 - 12.5 urn) One chemist Need temperature differential of 0.01°C between target and background. Enhance qualitative identification and add quantitative capabilities. 18 ------- Type of InstruHent: Applications: Contact person: Organization: Address: Telephone: Measuring principle: Gases to be Measured: Resolution: Weight: Dimensions: Pover required: Sensitivity: Special logistics: Nuaber of units: Remote Sensing Passive FTIR spectrometer (non-military version) Fenceline monitoring, detection of hazardous atmospheric materials Robert Kroutil U.S. Army Chemical Research, Development and Engineering Center Commander, US Army CRDEC Attn: SMCCR-RSL/ Robert Kroutil Aberdeen Proving Ground, MD 21010-5423 (301) 671-3021 Passive infrared emission of gases All of which absorb in the 8-12 urn region 2 wave numbers < 30 Ib 0.6 ft3 < 10 V for interferometer @ 24 V, additional power required for portable PC 1-30 ppm-m in the passive mode Liquid N2 needed for detector 2 exist (cost .$35 K each). The optical head is commercially available from MIDAC Corp., Costa Mesa, CA. Data processing module and software available through CRDEC. 19 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Measuring principle: Gases to be Measured: Resolution: Scan time: Weight: Dimensions: Pover required: Sensitivity: Special logistics: Number of units: Additional notes: Remote Sensing Passive FTIR spectrometer (military version) Fence line monitoring, detection of hazardous atmospheric materials Robert Kroutil U.S. Army Chemical Research, Development and Engineering Center Commander, US Army CRDEC Attn: SMCCR-RSL/ Robert Kroutil Aberdeen Proving Ground, MD 21010-5423 (301) 671-3021 Passive infrared emission of gases All of which absorb in the 8-12 urn region 4 vavenumbers 5 scans per sec < 50 Ib 1.4 ft3 < 80 V military design goal < 150 mg/m2 None; liquid N2 for detector supplied by a Magnavox rotary cooler. . 30 units exist This military version is called the XM-21 passive interferometer; it is designed for the automatic detection and alarm for chemical vapors; ZnSe optics; flex-pivot interferometer. 20 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Measuring principle: Range: Remote Sensing FTIR spectrometer Site characterization, remote target component monitoring Bill Herget Nicolet Analytical Instruments 5225 Verona Road Madison, WI 53711 (608) 271-3333 Fax: (608) 273-5046 Active - longpath IR absorption Passive - IR emission Active - 0.7 km with 14.5" telescopes 2 km with 24" telescopes Passive - depends on source emission Gases to be Measured: Volatile organics Spectral resolution and scan ti»e: Spectral range: Detector: Number of instruments: Weight: Dimensions: Pover: Operating crev: Calibration: Accuracy: Safety considerations: Potential improvements: 2.0 to 0.3 cm"1 (vavenumbers),.. "60 sec 600 to 6000 cm'1 (1.7 - 1 urn) HgCdTe, LN2 cooled (others available) 5 active; 10 - 15 passive 150 to 200 Ib (light-weight prototype being tested) 34"x26"xl5" for main optical bench 20 amps @ 110 volts Tvo people needed to align active system, one person for operation; one person for passive system Use standard gas mixtures with internal cell or use existing reference spectra 2 - 10X No safety problems Total automation of data analysis procedure (preliminary software for this being tested) 21 ------- Type of Instrument: Suggested applications: Contact person: Organization: Address: Telephone: Fax: Measuring principle: Gases to be measured: Resolution/time resolution: Spectral range: Operating crev: Special logistics: Potential improvements: Calibration method/ accuracy: FTIR - Active sensing SAR Characterization of hazardous waste site, detect target contaminants in solids such as soils and sludge; continuous emission monitoring. Jack Demirgian Argonne National Laboratory 9700 South Cass Avenue Argonne, IL 60439 (312) 972-6807 (312) 972-5287 Source-augmented infrared spectro adiometer Volatiles and semivolatile organics 0.5-2 vavenumbers, 10 scans/sec @ 2 vavenumbers 4000 - 700 cm'1, 2.5-14.3 urn One technician Liquid N2 for the HgCdTe detector Identification of non-target components Calibrated against a standard gas / accuracy ±2X; precision ±20X. 22 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Fax: Measuring principle: Gases to be measured: Resolution: Time per spectrum: Weight: Size: Pover: Features: Field experience: Special logistics: Potential improvements: Calibration method: Automatic scanning FTIR spectrometer, with and without multiple remote sources Plant fenceline and operating area monitoring, emergency gas release monitoring and tracking, toxic storage and handling R.L. Sandridge, R.N. Hunt Mobay Corporation, Research Department New Martinsville, WV 26155 (304) 455-4400 Ext. 2207 (304) 455-4400 Ask for. FAX terminal 2438 FTIR absorption spectra in the 8-14 urn region; computerized turret aims at remote IR sources (quantitative) or ambient background(qualitative). Emission spectra of hot plumes may also be obtained. All vhich absorb in 8-14 um region < 1 vavenumber 2-4 sec 110 Ib plus remote computer terminal 48" high, 12"-14" diameter 110 V, 60 Hz, 500 V (220 V, 50 Hz also) Automatic operation, spectrum averaging, background correction, simultaneous video display of area being monitored, computer assisted calibration,scale expansion, alarm and printout functions, rugged construction. Extensive field tests in industrial setting; permanent installations in U.S.A. and Vest Germany. Electrical power only; can run on portable field generator. 3-5 um operation available in near future Flow-through gas cell using standard gases; computer assisted against multiple remote sources. 23 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Measuring principle: Gases to be measured: Resolution: Weight: Pover: Sensitivity: Field experience: Special logistics: Potential improvements: Calibration method: Number of instruments: Safety: SAR, Long-path UV absorption spectrometer, with no moving parts, 75-tf xenon arc lamp retroreflector, prism, and diode array Plant fenceline and operating area monitoring, flux determination,collaborate with long-path IR SAR Donald H. Stedman Dept. of Chemistry, University of Denver University Park Denver, CO 80208-0179 (303) 871-3530 Single beam gas-phase absorption Aromatic hydrocarbons and substituted aromatics, chlorine and aldehydes, N02, S02, and other gases with UV absorption ±2 to ±20 Angstroms, selectable 90 Ib plus personal computer 110 V, 10 A Noise is ~103 absorbance units (base 10) which is <1 ppb km of phenol, "10 ppb km of benzene and toluene Extensive field tests at seven hazardous waste disposal sites in NY and NJ Dry air or N2 Add long-path IR to same beam; lover power & weight, better software & library With added standard gas cells; once calibrated, the system can not lose calibration since all measure- ments are I/I0 ratios. One exists; ** 2 months required to build Eye safe at 6 ft from xenon arc; high voltage starter for arc lamp needs careful shielding. 24 ------- Type of Instrument: Applications: Contact person: Organization: Address: Telephone: Measuring principle: Gases to be Measured: Resolution: Weight: Pover: Sensitivity: Distance: Response time: Field experience: Calibration Method: Number of instruments: Safety: Laser-SAR, IR absorption radiometer, using terrain or retroreflector target Plant fenceline and operating area monitoring, flux determination Orman Simpson TECAN Remote (ELS) 3000 Northvoods Pkwy., #185 Atlanta, GA 30071 (404) 242-0977 Single beam gas-phase absorption, beam may be scanned through 16° x 16° All those that absorb at C02 laser lines Width of C02 laser line Approximately 300 Ib 110 V, 20 A 1 to 400 ppm-m, sensitivity is gas dependent 100 m to 5 km, depending on laser mode (CW or pulsed), and target used Less than 1 sec in most cases Extensive field tests at seven hazardous waste disposal sites in NT and NJ, plus permanent installations at industrial sites With added standard gas cells Several have been installed, mobile van available for rapid response measurements Bye safe at telescope aperture 25 ------- Type of Instrument: Suggested applications: Contact person: Organization: Address: Phone: Fax: Measuring principle: Gases to be measured: Resolution/Time Resolution: Spectral range: Veight: Dimensions: Pover: Operating Crev: Special Logistics: Potential improvements: Safety considerationst Frequency agile C02 TEA lidar Plant monitoring Volker Klein Battelle Institute Am Roemerhof 35 D-6000 Frankfurt 90 Federal Republic of Germany 49-69-7908-2859 49-69-7908-80 C02 DIAL measurement All which absorb in the 9-11 um range C02 lines/~l second 9R40 line to 10P40 line, 9-10 um region 160 Ib 40nx40nxl5" 1.5 kW 1 engineer Liquid N} for the HgCdTe detector (filling can be automated) Fully automated operation Eye-safe laser is used 26 ------- Type of Instruaent: Suggested applications: Contact person: Organization: Address: Phone: Fax: Measuring principle: Gases to be measured: Spatial resolution: Spectral resolution: Measurement time: Dimensions: Pover: Operating Crev: Special Logistics: Safety considerationsi Status: Coherent-detection, dual TEA C02 lidar, MAPM (for Mobile Atmospheric Pollutant Happing) Emission monitoring from factories Steven Alejandro Air Force Geophysical Laboratory AFGL/OPA Hanscom AFB, MA 01731 (617) 377-4774 or -3695 (617) 377-4498 C02 DIAL measurement All which absorb in the 9.2-10.7 urn range including ethylene, raethanol, ozone, organic solvent vapors, SFg, vinyl chloride, hydrazines 50 m to 1 km depend ng on range, r, which can be 200 m < r < 3 km C02 lines 10 s to 1 rain, depending on range; set up time for instrument is " 1 hr Housed in a 35x8x13% ft semi-trailer which requires an air-ride tractor 10 to 20kV 1 scientist, 1 technician Liquid N. for the HgCdTe detector, He, N2, and C0} gas bottles for laser Eye-safe laser is used MAPM is a research instrument developed by the Jet Propulsion Laboratory for the U.S. Air Force. It was assembled using essentially off-the-shelf components to demonstrate the feasibility if such an approach. Ref.: (V.B. Grant,1989) 27 ------- Type of Instrument: Suggested applications: Contact person: Organization: Address: Phone: Fax: Measuring principle: Gases to be measured: Resolutions: Spectral range: Veight: Diaensions: Pover: Operating Crev: Special Logistics: Number of instruments: Safety considerations: CO 2 TEA lidar w/heterodyne receiver Plume monitoring, wind measurements R. Michael Hardesty NOAA Wave Propagation Laboratory 325 Broadway Boulder, CO 80303 (303) 497-6568 (303) 497-6750 Doppler & CO DIAL measurement using atmospheric aerosols as backseatter target All which absorb in the 9-11 ym range Range - 300m increments to 20 km range horizontal, ~5km vertical Wind speed - 0.5 m/s Time -"Is 9.25 - 10.6 um Housed in 20,000 lb semi-trailer 32x12x8 ft -5 kW 2 experienced personnel Liquid N2 for the HgCdTe detector One in operation Eye-safe laser is used 28 ------- Appendix 3 Spectroradioaeters Introduction Traditionally, remote sensors fall into tvo classes, either active or passive. An active sensor employs a transmitter to emit radiation that interacts with the target plume; then that radiation is collected by a receiver and analyzed. A passive sensor uses naturally-occurring radiation, such as incident sunlight or thermal emission from the target, terrain, or the atmosphere. We see immediately that a passive sensor has the potential for being a simpler device than an active sensor since it does not need its own transmitter. In general, a passive sensor also will be lighter in weight and less expensive. Even hand-held instruments are quite feasible. Because of their long history of use, accurate calibration techniques are readily available for radiometers, such as absorption cells and blackbody sources of radiation. However, a passive sensor is not as able to provide ranging information on the pollutant plume unless two or more are used for triangulation, and may suffer from other sensitivity problems (for example, passive thermal sensors can experience thermal washout, when the background and the target are all 29 ------- at the same temperature). We will examine both active and passive spectro- radiometers in this appendix. Since radiometers operate over a line-of-sight determined by the optical axis of the instrument, they are ideal for monitor- ing a fenceline. Passive Spectroradiometers A device that measures radiation is called a radiometer. To identify a toxic pollutant we must be able to discriminate the spectrum of the radiation that it absorbs, scatters, or emits by using a spectroradiometer. There are several types of Spectroradiometers that ve need to consider. These are classified by the technique used to produce or identify the spectrum: filter, dispersive, gas-absorption, and interferometer instruments. Some sources of hydrocarbons and toxics such as gas flares or the warm plumes from sevage plants are by their very nature ideal targets for passive Spectroradiometers. There is a wealth of experience with such devices; for example, thirty-seven different designs have been developed and tested at the U.S. Army's Edgewood Arsenal/Aberdeen Proving Ground since 1945. Filter Radiometers The arMd forces have been forced to face the problem of toxic plume detection even longer than civilian agencies, for chemical warfare had been a military threat since World War I. Filter Spectroradiometers have been developed and field tested under the extreme environmental conditions that military operations face. Although some details of these devices are 30 ------- classified, the general approach to the detection, identification, and mapping of chemical warfare plumes is veil known. A severe threat comes from the nerve agents which all contain phosphorus. The P-O-C bond in the nerve agent molecules has an absorption band within the 8-13 urn atmospheric window. The U. S. Navy has developed the AN/KAS-1 Chemical Warfare Directional Detector (CVDD) (NRC, 1984), a manually operated, filter radiometer that can monitor high concentrations of chemical nerve agents immediately after munitions have burst. These concentrations are far in excess of the amounts of toxic pollutants that the U.S. EPA will wish to detect, but the experience in developing and deploying the AN/KAS-1 (and the Forward-Looking Infrared or FLIR detectors on which it is based) is directly applicable to our problem. The three infrared filters that are sequentially inserted into the optical path of the instrument produce different contrast scenes to the observer who then determines subjectively if a nerve agent was released. Although this data processing technique is primitive, the con- siderable problems of deploying a cryogenic-detector, spectroradiometer in a shipboard, noisy, corrosive environment have been solved. There are more advanced versions of such radiometers under development by the DOD. However, filter radiometers can only identify those pollutants for which an appropriate filter is available. Thus they are of limited appli- cability for plumes of unknown constituents. The ability to image the toxic plume is a great advantage in determining its spatial extent and to provide insight on whither it is advecting with the wind. 31 ------- Infrared spectral regions are not unique in possessing absorption signa- tures of toxic pollutants; there are ultraviolet (UV) absorption character- istics as veil in many noxious gases and vapors. The energetic UV photons allow a variety of sensors to be used, such as silicon diodes, photomulti- pliers and vidicons. Commercial available imaging systems can detect and display pollutant plumes using scattered UV in sunlight (Saeger et al., 1988), but such instruments may have only a limited number of pollutants that can be detected and only if the proper filters are ready to use. Dispersive Instruments Dispersive instruments use either a prism or diffraction grating to disperse the frequency spectrum that irradiates the instrument into a spatial separation of frequencies. Classical spectroscopy used either photographic plates to record the spectrum, or it vas scanned across a single detector for detection and recording. With our improved technology in multi-element detectors, multiplexed, parallel channels for data are feasible, thus improving the throughput of the instrument in proportion to the number of these channels. Examples of such infrared devices have been produced by the Canadian companies, Moniteq and Barringer (MONITEQ, 1986). With linear arrays of 1,000 detectors, or vith spectrally coded masks used over photo-multiplier cathodes in th« UV, the spectral resolution and, thus, the pollutant discrimi- nation of most such spectroradiometers will not be competitive vith interfero- metric instruments but may still be quite adequate for many pollutants. The simplicity of such instruments and relatively low cost of about $20K 32 ------- indicates that they should not be ruled out as having a role to play for hydrocarbon and toxic pollutant remote sensing. Gas-Filter Correlation Instruments These instruments use a reference cell of the gas to be sensed to provide a reference spectrum against which the spectrum from the monitored scene is to be compared. They are therefore limited to sensing only those gases for which a reference cell is available. For those specialized applications their simplicity has much to offer for their sensitivity can reach fractions of ppm levels (MONITEQ, 1986). Their incorporation into a generalized remote sensing suite of instruments cannot be recommended. Interferometers The U. S. Army's XM-21 Remote Sensing Chemical Agent Alarm (RSCAAL) spectroradiometer (NRC, 1984) has been through years of development and field testing, mostly against DHMP (dimethyl methyl phosphonate), a compound that closely duplicates the spectral absorption characteristics of nerve agents. RSCAAL operates in the 8-13 urn vindov using the thermal emission from the background and the toxic target. When a low-lying (thus warm) cloud of nerve agent is viewed against a clear (thus cold) sky, the contrast of the target is enhanced and detection is optimized. If there is terrain in the field-of- view, and the terrain is at the same effective radiation temperature as the cloud, then detection is not possible. However, this condition is not a 33 ------- significant problem for most interferometers because the temperature difference between the cloud and the environment for a militarily-important target is less than 0.1° C. Studies of atmospheric background temperatures have indicated that a typical vapor cloud has at least a 10° C temperature difference between it and its surroundings over 99X of the measured time over all atmospheric conditions (Sutherland, 1982). To recover the spectral information from an interferometer, the data can be processed from either the time domain or the frequency domain. The frequency domain processing generally requires a stable background emission profile that does not contain absorption features of the species to be measured. In many cases, this can be a difficult operational requirement. Modern signal processing methodology has been used to extract the signal of interest and eliminate many of the background spectral contributions (Small et al., 1988). This methodology involves the use of finite impulse response or infinite impulse response digital filters coupled with some form of automated pattern recognition technique. This signal processing methodology has been tested in several field tests in which an interferometer vas mounted on a U.S. Army UH-1 helicopter and flown past a source of either DHNP or SF6. Future generations of passive interferometers will use advanced signal processing components. The digital signal processing microprocessors are a family of specialized computer chips which have gained much attention in the past several years. Their architecture has been optimized to perform instructions in a single computer clock cycle and generally concentrate on sum-of-product computations. These processors are ideal for many of the 34 ------- commonly used algorithms such as impulse response filters, fast Fourier transformations, and matrix manipulations. Current performance of the small, low-cost hardware indicates that a 100-fold improvement in processor speed is available over the state-of-the-art, general microprocessors. A number of instruments have been developed commercially (MONITEQ,1986), some for the express purpose of field detection of toxic pollutants. In the passive mode they have demonstrated the capability of ppm-m sensitivity for a number of toxic pollutants. Source-Augmented Radiometers or SAR's The washout problems that passive spectroradiometers may experience can be eliminated by providing such instruments with an active source. The resulting instruments can be called "source-augmented radiometers" or SAR's. Sources of radiation in the appropriate wavelength band may be located on the far side of an area that needs to be monitored, or the source and radiometers may be co-located, with only a mirror on the far side to reflect the radiation back to the receiver. Such instruments provide only a line integral average of the pollutant, but if desired (and if feasible), multiple mirrors may be located at various distances along the path to provide some range discrimina- tion. A rigid support, such as a sturdy tripod with a pan-tilt head can serves as a mirror mount. For thermal infrared instruments, such as FTIR's, the source is usually a globar (a ceramic heater rod) equipped with a telescope collimator. Tunable laser sources can also serve for broad-band 35 ------- radiometers, eliminating the need for spectral discrimination in the receiver, an instrument we may call a laser-SAR. A source-augmented FTIR has recently been used at seven hazardous vaste disposal sites in Nev Jersey and New York for preremedial investigations (McLaren et al., 1989). A number of compounds were identified in real-time to the ppb concentration levels. A minicomputer is required to provide the computational power to provide real-time spectra, spectrum matching, and identification. Even with present-day computers this requirement does not preclude a mobile system in a small van, and in the future much more powerful yet smaller data processors will be available. Costs for such units are in the $50K to $100K range. Future improvements and additions may double this price, but volume production will decrease it. Industrialized versions of FTIR SAR's are already installed at several U.S.A. locations and in Europe; improved units are under development. These sensors perform automatically to detect, identify, alarm and record accidental gas releases in operating plants or along fencelines. Augmentation can also be used in the UV, where high-pressure, xenon- arclamps provide intense sources. The other advantage to UV instruments is that the energetic photons allow the use of room-temperature, linear arrays of diode detectors. Field use of a 1024-diode silicon array in a long-path, xenon source, retroreflector instrument showed ppb sensitivity at the pre- viously mentioned hazardous waste disposal sites (McLaren et al., 1989). 36 ------- The UV electronic-transition spectra of target toxic pollutants, namely aromatic hydrocarbons, are well known and have been used for 60 years for laboratory, quantitative measurements, usually in the liquid phase; phase makes little difference for these species at moderate spectral resolution. Up to ten or more species in the same air volume may be separable. More complex mixtures may lead to some shielding of strongly absorbing species by others. 37 ------- Appendix 4 Laser Re*ote Sensors Introduction Laser remote sensors or lidars for environmental monitoring have been in use since 1963, shortly after the laser was invented. There are several texts and reviews, available in most technical libraries that describe their capabilities (Gauger and Hall, 1970; Hinkley, 1976; Svain and Davis, 1978; Killinger and Mooradian, 1983; Measures, 1984; Kobayashi, 1987; Measures, 1988). Current measurement capabilities in spectral regions that span the ultraviolet, visible, and infrared wavelengths include plume opacity, aerosol mass loading, 03, N02, and S02 monitoring, even aerosol spectrometric chemical analysis by means of dielectric breakdown in a focused laser beam. In this appendix we provide more details on the status and capabilities of laser remote sensors. 38 ------- DIAL A lidar that operates vith a laser at a wavelength that is absorbed by a target species and one that operates at a nearby wavelength that is not so absorbed is called a Differential Absorption Lidar or DIAL. Strictly speaking, DIALs operate using range-resolved, aerosol backscatter; terrain or mirrored return of the laser beam is also possible for improved, path- integrated sensitivity in a technique known as laser long path monitoring or more appropriately, laser SAR. The DIAL concept was invented by Schotland (1966), and there is a wealth of experience (and of caveats) in DIAL use. To be able to map a toxic pollu- tant plume over distances of several kilometers with spatial resolution of a few tens of meters requires lasers of significant energy with short pulses and with mean power measured in tens of watts. Safety considerations will almost certainly demand that plume mapping DIAL'S operate at "eye-safe" wavelengths where the cornea of the eye is opaque. This rules out the visible and near- IR regions. Because many toxic pollutants have absorption bands in the wave length region 9-11 Mm, a region covered by C02 lasers, and because C02 laser tech- nology is quit* advanced, it is predicted that C02 DIAL'S and C02 laser long- path will be the active instruments of choice in the 1990's. Present line selection techniques, such as motor-driven micrometers or piezo-electric transducers for diffraction gratings provide for selection of about 70 lines at frequencies of a few hertz using "garden variety" 12C1602- This frequency 39 ------- of tuning is adequate for most DIAL applications. Nev developments of thallium arsenic selenide (TAS) acousto-optic, intracavity, tunable filters (Denes et al., 1988) promise to extend the tuning frequencies to 10 kHz as may be required for rapidly changing concentrations over short ranges, where high S/N ratios are available for each laser pulse. Rapid advances are also being made in catalytic converters for C02 lasers, so that isotopic species such as 13C1602 and 12C1802 will be economic, and triple the number of lines available for C02 DIAL'S (Gibson et al., 1979). CO lasers operating in the 5 urn region are also feasible. The large effort by the DOD on HP and DP lasers operating in the 3-5 urn region is resulting in commercial units that can be safely operated at these shorter wavelengths, but not yet at energies or powers suitable for DIAL. Alterna- tively, C02 laser frequencies may be doubled (Henyuk et al., 1976) or even tripled (Menyuk and Iseler, 1979) with efficiencies of from SZ to 10X into this spectral region. Using such a crystal in a DIAL system, Peichtneret et al. (1986) have detected ethane at a wavelength of 3.4106 urn. Optical quality CdGeAs2 crystals used for this harmonic generation have been difficult to produce, however. More development support and time is required before we can predict if this DIAL approach will be a serious competitor for 9-11 urn instruments. Recently the Soviet Institute of Atmospheric Optics at Tomsk has claimed success in producing CdGeAs2 crystals for frequency doubling, as well as ZnGePj and Te3AsSe}. If the Soviet claims check out, this may point the way to greater utilization of the 3-5 urn region for DIAL or laser SAR's. 40 ------- Tunable laser sources for the near and intermediate IR have also been investigated in research instruments. Menyuk and Killinger (1987) incor- porated a continuously tunable Co:MgF2 laser into a DIAL and demonstrated H20, HC1 and CH4 sensing at 40 p'pm at a distance of 200 m through the atmosphere. Tuning was continuous over 1.5-2.3 urn, but the work has been halted at least temporarily. Another approach is to pump an optical parametric oscillator (OPO) with a short-wavelength laser. Eckardt et al. (1986) have demonstrated that a AgGaSe2 crystal pumped by a Ho:YLF laser can produce continuously tunable energy in the 3.3-5.6 urn with pulse energies of O.SmJ, not enough for DIAL, but pointing to technology that should be monitored during the 1990's. There is already more than ten year's of field experience with C02 SAR's and DIAL'S (Menzies and Shumate, 1976). Early work was usually done with continuous wave (CV) lasers that integrated the amount of target species between the transmitter and a mirror or terrain target, a laser SAR. Such CV lasers operate at a lov plasma tube pressure, only a fraction of atmospheric. However, the significant development effort by both DOD and DOE in high-power TEA (transverse-excited, atmospheric pressure) lasers made available such units for DIAL work in the early 1980's by Killinger et al. (1983) who also demonstrated the improved signal available with heterodyne detection. There is note averaging required with a heterodyne DIAL because the single frequency, coherent beam leads to speckle noise in the return (Hardesty, 1984), and the lidar system is also much more complex because of the requirement for diffraction-limited alignment of the transmitter and 41 ------- local oscillator lasers. However, the apparent complexity of heterodyne lidars should not rule out their being reduced to reliable practice. NASA is now contracting for the LAVS (Laser Atmospheric Wind Sounder), a heterodyne lidar to fly unattended in the 1990's on the Polar Platform. The lessons to be learned in building this instrument will benefit those who wish to apply heterodyne technology for other problems, such as toxic pollutant sensing. A DIAL system that can also measure the vind in the toxic plume, an inherent ability of coherent lidars, has certain advantages in air pollution studies (Eberhard et al., 1989). Airborne C02 DIAL'S have been used to map SFg plumes (Uthe, 1986), and commercially available DIAL'S or laser SAR's can be rented or custom units contracted for (Simpson, 1987). Note, however, that a DIAL must know what C02 line to tune to, and what line(s) vill be at a non-contaminated reference wavelength. Present lasers can be tuned to 60 or 70 emission lines in the 9-11 ym region. If the exact constituents of the toxic plume are not known in advance, some other intelligence must be available on these constituents before a DIAL can be useful! When the constituents are known, C0} DIAL'S can detect a wide variety of organic compounds and other toxic agents. PM Laser SAR's Frequency modulation (FH) spectroscopy using lasers is a technique where the laser is modulated at a high frequency so that the modulation frequency shows up as two sidebands on the laser line frequency. This is a laser SAR technique. If the laser is operating near the edge of an absorption line of a 42 ------- target species, then the two sidebands will be differentially affected - the sideband toward the line center will be more strongly absorbed, and the one away from the line will be more weakly absorbed (Iran et al., 1984). Although the technique has been primarily used in the laboratory to date as a laser SAR, there is no reason that it cannot be extended to field, lidar use. The Electric Power Research Institute (EPRI) is now concentrating their research efforts for point measurements on this laser SAR technique (Hansen, 1988). To use this technique for a variety of target species would require that a narrow-line laser be tuned to the appropriate absorption line edge, and then frequency modulated. Demonstrated laboratory sensitivities in the parts per trillion range make this a technique to monitor closely as development progresses. This technique may be viewed as a development over ten years old based on tunable diode lasers (TDL's) (Hinkley, 1976). Application of pressure to lead salt semiconductor lasers provides a wide tuning range. With the continual improvement in TDL's over the past few years, this technique certainly merits close tracking for application to EPA remote sensing needs. Raman Lidar Raman lidar detects atmospheric species by detecting the Raman-shifted backscatter (Cooney, 1970; Melfi and Vhiteman, 1985). Although this molecular scattering mechanism is enhanced as the fourth-power of the frequency, the Raman cross-section remains about three orders of magnitude below Rayleigh (molecular) scattering. High power excimer lasers have recently made the 43 ------- technique attractive for abundant species in the atmosphere such as vater vapor (Petri et al., 1982), but it is predicted that Raman techniques will not be competitive for ppm sensing, even into the 1990's because of the extremely low backseatter coefficients and interference from aerosol fluorescence. Fluorescence Lidar A fluorescence or resonance scattering lidar is one that employs the absorption and subsequent spontaneous emission of the irradiating laser photons to produce the returned signal. This technique has been used with great success in probing atmospheric constituents in the upper atmosphere (Hegie, 1988). However, this technique does not work well in the lower atmosphere because the higher pressure almost always leads to quenching collisions with the excited molecule before it has a chance to emit its characteristic radiation. The technique may have some limited application in the detection of aerosols, dusts, and films, but there is little chance that it has application for airborne, hydrocarbon or toxic pollutant plumes, except when fluorescent aerosols are intentionally injected into the plume as a sensible tracer. ------- Appendix 5 Examples of Remote Sensor Successes During early autumn of 1988, measurements of airborne toxic pollutants and hydrocarbons vere conducted at seven potential Superfund sites in New York and New Jersey (Minnich et al., 1989; McLaren et al., 1989). The FTIR SAR used during these field measurements detected eight different compounds, all in the lov ppm-m range, listed in Appendix 7. Path lengths up to 400 m to the folding mirror vere used. Set up time was less than one hour after arriving at each site. A standard Nicolet Model 730 FTIR system was used, supplemented by 37 cm aperture Cassegrain telescopes for both the radiometer and the globar source. Signal processing electronics included an 18-bit analog/digital converter and a Nicolet 620 data station that is built around a minicomputer with 50 m byte hard disk. The success obtained in identifying pollutants during these field tests indicates that FTIR remote sensing techniques are at a stage of maturity that enable significant results to be quickly obtained for concentration levels of importance in Monitoring toxic waste sites. In addition, visible and near-IR lidars have long been used for studying pollutant transport and diffusion in plumes and air masses (e.g., Eberhard and McNice, 1986; Vakimoto and McElroy, 1986; McElroy and Smith, 1986; McElroy, 1987) or fluorescent tracers in such 45 ------- plumes (Uthe, et al., 1985). This substantiates the statement made earlier, that remote sensing is not an "ivory tower" concept, but one that is now ready to help solve EPA hydrocarbon and toxic pollutant sensing problems. The NOAA Wave Propagation Laboratory's pulsed Doppler lidar uses a coherent C02 laser at 10.6 urn wavelength. The lidar measures the back- scattered radiance to determine turbidity from large aerosols and also deter- mines the wind field. This is accomplished by measuring the Doppler frequency shift caused by the scattering aerosols' motion as they advect with the wind. A range-resolved component of the wind parallel to the laser beam can be displayed in real time at slant ranges of 20 km or more in the lower atmos- phere. A number of successful experiments have been accomplished since the lidar was placed in operation in 1981 (Hall et al., 1987). IR DIAL measure- ments are accomplished by time sequencing the laser between absorbing and window lines. This lidar participated during December 1987 as part of the Denver Brown Cloud Study, documenting the meteorology of aerosol and CO polluting events during wintertime in a high-elevation metropolitan region (Eberhard et al., 1989). The lidar mapped the aerosol cloud out to distances of typically 20 km in north-east Denver. Simultaneous vind data from the lidar revealed much about the associated mesoscale meteorology. The lidar confirmed the existence of a weak drainage flov toward the northeast, followed by a return flow driven by typical pressure gradients that carry polluted air back to Denver. It also showed how stagnant, polluted air could cover part of the metropolitan area ------- while clean air was present in other zones where strong mountain winds extended to the surface. ------- Appendix 6 Future Improvements Possible in Remote Sensor Performance In this appendix ve examine the performance equations of the promising remote sensors discussed in Appendices 3 and A to understand where improve- ments in performance may be expected in such instruments over the next five to ten years. Spectroradiometers There are fundamental, physics-imposed limitations to radiometer performance. These can be best studied by examining the S/N (signal-to-noise) equations that apply to radiometers. First, an equation that applies to any type of radiometer is presented. The nomenclature of Silva (1978) is used to show that the noise equivalent pover (NEP) of a photon-detector radiometer is, ( A *8F )« NEP D* where A is the area of the detector, SF is the electronic bandwidth of the radiometer amplifier, and D* is the detectivity of the detector. The value of D* is, of course, a function of wavelength, but we will not list this subscript to avoid clutter in the equations. Detector area, A, is related to 48 ------- the field of view (FOV 9) of the radiometer, and the effective optics focal length, f by, 9 * /Dt since the detector is the limiting field stop, and the FOV is usually small. The effective focal length is used because most radiometers do not form an image of the source onto the detector but rather use field lenses or condens- ing optics to increase the "speed", E, or f/ratio of the optics. E D/f, where D is the entrance aperture diameter. The input-signal power, *, to the audiometer detector over the spectral increment employed is, where r is the atmospheric transmittance from the source to the radiometer, L is the radiance of the source, and e is the optical efficiency of the radiometer. In order to maximize n>LDE0D* S/N - «/NEP » 57 the numerator tens must be made as large as possible and the denominator as small as possible. Only the numerator variables can be improved, for the electronic bandwidth is determined by the "scan" time, which is in turn dictated by inherent atmospheric variability in the pollutant volume or by the 49 ------- time available to measure the plume from different aspects, and these times will probably not change over the next ten years. Taking the numerator terms in order, first, the wavelength increment in the atmosphere that has maximum transmittance must be used, but since the 8-13 urn vindov is already used in many devices, and the transmittance is close to 1.0 over path lengths of a fev kilometers, there is not much opti- mizing left to do vith r . With passive radiometers, there is not much that can be done vith the source radiance, L, since this is most often the Planckian thermal scene radiance. Vith source-augmented radiometers, however, there are improvements that can be made. The globar sources commonly used for FTIR's operate at a maximum temperature of about 1400K. As pointed out by Smith et al. (1957) specially constructed tungsten, v-grooved filament lamps can operate at more than twice this temperature. Experimental tests shov an 8-13 um radiance tvice that of globar. Vith the improvements in IR vindov materials in the past 20 years, only a modest amount of development effort should be needed to improve sources for augmented radiometers. Increasing L by a factor of 2 provides 3 dB more signal. Some improvement in D* can be expected, but many detectors are already very close to the quantum noise limits. Improvements in cryogenic enclosures and radiation shields can offer some improvement for thermal-IR detectors, and these may improve D* by a factor of 2, or 3 dB in signal strength. Note that if a radiometer could be devised vhich employed multiple detec- tors for examining the pollutant volume, the S/N improves as the square-root 50 ------- of the number of detectors, because the signal in each of the detectors is correlated but the noise is not. One technology that has seen dramatic improvement in the past fev years, and that promises to continue improving in the future is in the ability to produce multi-element, solid state detectors in linear or areal arrays. It seems reasonable to forecast that in five to ten years arrays of ten to thirty times greater complexity than present designs will be available. What is not obvious is hov to advantageously employ multiple element detectors in FTIR's, although they could be used to average-out speckle noise in coherent DIAL'S; multiple detectors have already proven their advantage in dispersive instruments. Another improvement may come from the optics aperture. Light-veight optics are another area where significant recent improvements have been shown, with further advances most probable. In field instruments it is often the weight of the device that limits its utility, so larger optics diameters need not impact on an instrument's mobility. An increase of 0 by a factor of 2 is an easy way to achieve another 3 dB of signal. So if we add together all of these improvements, we find that 9 dB (or a factor of nearly 10) can be expected over the next fev years in radiometer sensitivity enhancement. Since FTIR performance is strongly determined by digital computing speed and by software sophistication, it is predicted that a future FTIR will be improved overall in three categories: (1) In the number of pollutants that it can store in memory for real-time identification, (2) In the speed with which these identifications can be made, and (3) In improved sensitivity into the fraction of ppb range - the 9 dB, or factor of nearly ten, enhancement 51 ------- predicted above. There are no critical component weaknesses to exploit in order to achieve greater improvements. Costs of mobile FTIR's with their real-time computers will be in the range of $50K to $200K, 1988 dollars. UV dispersive instruments should be somewhat less expensive. Laser Remote Sensors The S/N equation for a lidar is not too different than that for a radiometer since the lidar receiver is really just a radiometer adapted for the high frequency response required to achieve adequate range resolution. Since the laser radiation backseat tered from atmospheric or topographic tar- gets decreases as the inverse-square of the range, R, to the scatterer, the energy, E, returned to the detector is, E = E. T R-2(nD2/4)(3(ct/2) it a where E, is the energy in the laser pulse of duration t, 3 is the backseat ter coefficient of the target, c is the velocity of light, and the other symbols have the same meaning as on pgs. 48-49. This returned energy is converted to a signal current, i , according to the expression, s is - *r where the signal pover is simply * * E/t and T is the responsivity of the detector and amplifier (usually given in amperes per watt). 52 ------- The predominant noise term appropriate for the lidar equation will vary according to the spectral region and thus the type of detector that will be used (Hall, 1974). In general, the noise can be attributed to a sum of these noise currents, in - [2eSF(is where e is the electronic charge, and the subscripts b and d stand for back- ground and dark respectively. Vhen looking for those improvements in lidar (DIAL) system performance that may be expected over the next ten years, it is expected that improved light weight optics will make an increase in D possible without impacting the system mobility. An increase in optics area by a factor of 2 for a 3 dB gain in signal will be feasible. The energy available from line-tunable or continuously tunable sources will also increase as laser efficiencies and materials are improved, both for gaseous and solid state units. An improve- ment in energy by a factor of 3, or 5 dB is frugal. The potential for the greatest improvement breakthrough exists with infrared detectors. Present detectors, such as the ubiquitous HgCdTe operated at 77°K have an extremely low responsivity, and therefore require high-gain preanplifiers before the signals can be operated upon. But to achieve the frequency response required for a pulsed DIAL, the fundamental Johnson noise in the preamp swamps the meager detector signal. This is the principal reason why heterodyne systems have been developed, to amplify 53 ------- optically the signal to a level where the preamp noise is negligible. Avalanche photodiodes are just becoming available in the near infrared (Brown and Ridley, 1986), and liquid helium-cooled devices have been demonstrated for the thermal infrared (Stapelbroek, 1987). If a practical, field-deployable, avalanche detector can be developed for C02 DIALs, the sensitivity of a heterodyne DIAL may be approached without the speckle limitations or the com- plications of interferometer alignment. Sensitivity could then be increased by a factor of 10 to 100 (or equivalently, 10 to 20 dB). Overall lidar or DIAL sensitivity can be expected to improve by a factor of six (or 8 dB) in the next ten years without detector improvements. If avalanche detectors become available, the total improvement could be factors of 60 to 160 (or 18 to 28 dB). These 1990's DIALs will also be much more versatile, reliable, and sophisticated compared to today's units. Laser remote sensor overall performance can thus be improved in three categories also: (1) In the number of lines that can be tuned to quickly, from the present 70 or so to perhaps 200 for C02 instruments (by using isotopes of C02; prototypes of such lasers have been built) and over wider increments in the UV, visible, and near IR using nev solid state lasers, (2) In the speed with which this tuning can be accomplished, and (3) In sensitivity into the fraction of ppa range for sensing ranges of several kilometers and into the ppb range for shorter (* 10 m to 100 m)ranges. C02 laser technology is more advanced than competing sources for DIAL, and will likely remain so into the 1990's. Avalanche detectors present a critical component development oppor- tunity for thermal IR DIAL'S, and much work remains on improving tunable diode 54 ------- and tunable solid state lasers. Costs for mobile C02 OIALs will be in the S150K to S500K range in 1989 dollars. 55 ------- Appendix 7 Reacte Sensing Detection Levels for Hydrocarbons and Toxics The table that follows lists examples of compounds that have been detected using existing sensors under field conditions. Pollutant Phosgene CFC-11 CFC-12 NH3 Ethylene oxide Propylene oxide o-xylene Toluene Chloroform Methanol Acetone p-xylene 1,1,1-tri- chloroe thane. . 1,3,5-tri- methylbenzene Ethylene Trichloro- ethylene Chloro- benzene Absorption Spectrum Band, ym 11.8 10.4, 10.7 10.7-11.9 11.4-12.2 7.1-14.3 n n n n n N If II . 10P(14),(12) 10P(20),(10) 9R(26),9P(12) Spectro- Laser (DIAL) radiometer Sensor Detection Detection Limit Limit Reference "1 ppm.m Mobay Corporation (see p. 20) "1 ppm.m " "1 ppm.m " "1 ppm.m " "30 ppm.m " n "30 ppm.m " n "33 ppm.m Hinnich et al. (1989) "10 ppm.m " < 4 ppm.m " "1.4 ppm.m " "23 ppm.m " <30 ppm.m " "3 ppm.m " <3 ppm.m " 0.3 ppm.m Grant (1989) 0.9 ppm.m " 5.3 ppm.m " 56 ------- Appendix 8 Attendees at the EPA Workshop on Remote Sensing of Hydrocarbons and Toxic Pollutants, Las Vegas, Nevada, 6-7 April 1989. Bath, Raymond Behar, Joe Carsvell, Allan Daubner, Ludo Demirgian, Jack Diebel, Dorothee Emery, Silvio Fovler, Robert NUS Corporation 1090 King George Post Road Edison, NJ 08837 (201) 225-6160 U.S. EPA-EMSL-LV P.O. Box 9378, Las Vegas, NV 89193-3478 (702) 798-2216 Physics Dept., York University 4700 Keele St. N. York, Ontario, Canada M3J P3 416) 736-2100 x7755 Barringer Research 304 Carlingview Dr. Rexdale, Ontario, Canada M9V3H5 (416)675-3870 Argonne National Lab. 9700 Cass Ave., Argonne, IL 60439 (312) 9 2-6807 UNLV/ERC 4505 Maryland Parkway Las Vegas, NV 89154 (702) 798-2435 U.S. Army CRDEC SMCCR-RSP, Aberdeen Proving Gnd., HD 21010 (301) 671-3518 Hughes Aircraft Co. E55/G223, P.O. Box 902 El Segundo, CA 90245 (213) 373-2925 57 ------- Gillespie, James Grant, William Hall, Freeman Herget, Bill Karl, Robert Kert, John Kibby, Hal Killinger, Dennis Klein, Volker Knapp, Ken U.S. Array Atmospheric Sciences Lab. SLCAS-AR-P WSMR, NM 88002 (505) 678-6609 NASA Langley Research Center MS 401A Hampton, VA 23665-5225 (804) 864-5846 UNLV/ERC 202 Ocean Street Solana Beach, CA 92075 (619) 259-2721 Nicolet Instrument Corp. 5225 Verona Rd. Madison, VI 53719 (608) 271-3333 Los Alamos Natl. Lab. MS-J-567, P.O. Box 1663 Los Alamos, NM 87545 (505) 667-4702 Hughes Aircraft Co. P.O. Box 902 El Segundo, CA 90245 (213) 616-0008 U.S. EPA EMSL-LV P.O. Box 93478, Las Vegas, NV 89193-3478 (702) 798-2522 Dept. of Physics Univ. of South Florida Tafflpa, FL 33620 (813) 974-3995 Battelle Institute Am Roemerhof 35 D-6000 Frankfurt 90, F.R.G. 49-69-7908-2859 U.S. EPA-AREAL Research Triangle Park, NC 27711 (919) 541-2454 58 ------- Kroutil, Robert Leonard, Donald Leonelli, Joe Lewis, Harry U.S. Army CRDEC SMCCR-RSL Aberdee Proving Gnd.t MD 21010 (301) 671-3021 GTE Govt. Sys. Corp. P.O. Box 7188 Mountain View, CA 94039 (415) 966-3707 SRI International 333 Ravenswood Menlo Park, CA 94025 (415) 859-2326 Contraves Corp. Block Engr. Grp. 28 Travis St. Boston, HA 02134 (617) 254-4401 Aerospace Corp. M2-253, P.O. Box 92957 Los Angeles, CA 90009 (213) 336-7418 U.S. EPA EMSL-LV P.O. Box 93478 Las Vegas, NV 89193-3478 (702) 798-2361 ERC/UNLV 4505 Maryland Parkway Las Vegas, NV 89154 (702) 798-2359 Battelle Northvest P.O. Box 999 Richland, VA 99352 (509) 375-2044 CIRES Box 0216 University of Colorado Boulder, CO 80309 (303) 497-6509 Sandridge, Robert Research Dept. Consultant Mobay Corp. New Martinsville, WV 26155 (304) 455-4400 x2207 Loper, Gary McElroy, James McGown, Hike HcVeety, Bruce Rye, Barry 59 ------- Shrieves, Van Simpson, Orman Spear, Richard Spellicy, Robt. Stedman, Donald Uthe, Ed Visvanathan, Ramesh Vilkerson, Tom Williams, Llcv Zimmermann, Rainer U.S. EPA-Region 4 345 Courtland St. Atlanta, GA 30312 (404) 347-2864 TECAN Remote (ELS) 3000 Northwoods Pky. #185 Atlanta, GA 30071 (404) 242-0977 U.S. EPA-Region 2 Voodbridge Ave. Edison, NJ 08837 (201) 321-6686 Optimetrics, Inc. 106 E. Idaho Las Cruces, NM 88001 (505) 523-4986 Chemistry Dept. Univ. of Denver University Pk Denver, CO 80208 (303) 871-3530 SRI International 333 Ravensvood Menlo Park, CA 94025 (415) 859-4667 ERC/UNL 4505 Maryland Parkway Las Vegas, NV 89154 (702) 798-2268 Univ. of Maryland Inst. for Phys. Sci. & Tech. College Park, MD 20742-2431 (301) 454-5401 U.S. EPA/EMSL-LV P.O. Box 93478 Las Vegas, NV 89193-3478 (702) 798-2109 UNLV/ERC 4505 Maryland Parkvay Las Vegas, NV 89154 (702) 798-2435 60 ------- References Brovn, R.G.V. and K.D. Ridley, 1986. Miniature solid-state photo detectors for photon correlation spectroscopy and laser anemometry, Technical Digest, CLEO '86, Opt. Soc. Amer./IEEE, San Francisco, CA, p. 348. Cooney, J., 1970. Laser Raman probing of the atmosphere, in Laser Applica- tions in the Geosciences, Edited by J. Gauger & F.F. Hall, Jr., Western Periodicals, N. Hollywood, CA, pp. 51-68. Denes, L.J., M. Gottlieb, N.B. Singh, D.R. Suhre, H. Buhay, and J.J. Conroy, 1988. Rapid tuning mechanism for C02 lasers, Society of Photo-Optical Instr. Engrs., 0-E/LASE '88 paper. Eberhard, V.L. and G.T. McNice, 1986. Versatile lidar for atmospheric studies, including plume dispersion, clouds, and stratospheric aerosol. J. Atmos. & Oceanic Tech. 3, 614-622. Eberhard, V.L., R.E. Cupp, and V.D. 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