REMOTE SENSING OF HYDROCARBONS AND TOXIC POLLUTANTS:
                  (WORKSHOP MINUTES)
            Freeman F. Hall, Jr. (Editor)
            Environmental Research Center
           University of Nevada, Las Vegas
                4505 Maryland Parkvay
               Las Vegas, Nevada 89154
          Cooperative Agreement No.  CR814002
                   Project Officer

                   James L.  HcElroy
         U.S.  Environmental  Protection Agency
                    P.O. Box 93478
             Las Vegas,  Nevada 89193-3478
     ENVIRONMENTAL MONITORING SYSTEMS LABORATORY
          OFFICE OF RESEARCH AND DEVELOPMENT
         U.S.  ENVIRONMENTAL PROTECTION AGENCY
            LAS VEGAS, NEVADA  89193-3478

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                                    NOTICE
     Although this workshop was sponsored in part and funded in part by the
U.S. Environmental Protection Agency under Cooperative Agreement No. CR8U002
and personnel from the Agency participated in it, this report has not been
subjected to Agency review.  The report, therefore, does not necessarily
reflect the views of the Agency and no official endorsement should be
inferred.  The report represents only the informed views of the participants.
                                      ii

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                                   FOREVORD


     In April 1989, a workshop was held in Las Vegas, Nevada, to consider how
emerging remote sensing technology could be used for the detection and mapping
of toxic air pollutants and hydrocarbons in the atmosphere and applied to the
solution of priority environmental problems.  The meeting vas sponsored
jointly by the University of Nevada-Las Vegas's Environmental Research Center
and the Environmental Monitoring Systems Laboratory-Las Vegas.  The attendees
were scientists and engineers from these groups, other Federal agencies,
universities (domestic and foreign), and private companies (domestic and
foreign) actively involved in research and development of the relevant remote
sensing technologies.  Representatives from several Regions also attended the
workshop to act as observers and to provide the perspective of potential
clients for the technology.

     This report is the result of that workshop.  It summarizes the relevant
technologies and the capabilities of candidate remote sensors; a representa-
tive list of such sensors, their capabilities and characteristics, and their
geographical locations are presented for reference.  The report also compares
the technologies for future performance capabilities, ease of operation, and
cost over the next five to ten years.  As  such, information contained in the
report should aid the Agency in formulating plans for sensor research and
development for dealing with important regulatory and research issues facing
it.

     The report was assembled from inputs  developed at the workshop and after
it by all of the participants.  A draft of the report was circulated for final
comment by the participants.  The result is, therefore, a group effort by the
attendees, who are listed in the appendices.  The views expressed are the
informed views of the attendees and not necessarily those of the
organizations they represent.
                                                              James  L. McElroy
                                                              Project Officer
                                      iii

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                                   Contents








Foreword	ill



Preface  	    1



1.  Executive Summary  	    3



2.  Objectives of the Report	,	    6



3.  Remote Sensing Advantages and Characteristics  	    9



4.  Conclusions	14



5.  Recommendations	15



Appendices



   1  Glossary of Acronyms and Remote Sensing Terms  	   16



   2  Remote Sensors Capabilities List 	   17



   3  Spectroradiometers 	   29



   4  Laser Remote Sensors 	   39



   5  Examples of Remote Sensor Successes  	   46



   6  Future Improvements Possible in Remote Sensor Performance	49



   7  Remote Sensing Detection Levels for Hydrocarbons and Toxics  ....   57



   8  Attendees at the 1989 Las Vegas Workshop	58




References   	62
                                      iv

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Preface


     This is a report on the significant advantages of remote sensors for

detecting and mapping airborne hydrocarbons and toxic pollutants.  The report

is essentially the minutes of a workshop on this topic held in Las Vegas,

Nevada, on April 6-7, 1989.  All of the participants at the workshop have

contributed to this report.  A glossary of acronyms and remote sensing terms

is given in Appendix 1.  Sensor performance described in detail in

Appendices 2-5 is achieved vith remote sensors that already exist in 1989.

The sophistication of the remote sensing discipline is not widely appreciated

because of its rapid maturity in the past ten years.  This growth has been

possible thanks to:


      *  Spectacular advances in digital computers and data processors, and

      *  Improvements in optical components and laser technology, largely  the
        result of DOD and NASA programs.


     Remote sensing as a monitoring tool is available and ready  to assist the

U.S. EPA in documenting and solving many of its most pressing air-related

problems.  This is a problem-focused report.  For example, the many cities

with Clean Air Act nonattainment for ozone levels likely have emissions of

precursor hydrocarbons that differ considerably from (and are generally higher

than) those predicted using engineering models for  inclusion in  emission

inventories.  The California tunnel experiment (Ingalls, 1989; Stockberger

et al., 1989) demonstrated that tailpipe hydrocarbons were two to seven  times

higher than expected.  Grab samples in  the open environment can  never provide

the complete picture of the merging plumes from natural and anthropogenic

sources into the ambient background.  A properly designed suite  of remote

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sensors can paint the big picture, providing real-time, spatially resolved



air quality data!

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1.  Executive Summary



     Remote sensing technology is now ready and able to play a significant

role in EPA programs such as TSCA, EMAP, RCRA, and Clean Air Act compliance.

By their very nature, remote sensors unravel many of the difficult pollution

monitoring problems by:


      •  Measuring representative, volume-averaged samples;

      •  Documenting the extent of hydrocarbons or toxic gaseous pollutants;

      •  Providing reduced data to the investigator in the field in real time;
        and,

      •  Eliminating the need to capture samples that need to be returned to
        the laboratory for analysis.



     Remote sensors utilize the absorption, emission, or fluorescence spectra

of pollutants (and each pollutant has its own, unique, identifying spectrum)

to identify unambiguously the chemical constituents in the atmosphere.  Thus

the possibility of overlooking an unexpected contaminant is minimized.  Many

of the present-day remote sensors can sort out and identify a specified

pollutant from the "urban soup" consisting of multitudes of compounds.  Such

off-the-shelf sensors as listed in Appendix 2 have demonstrated detection

sensitivities that already meet EPA needs and monitoring requirements.



     There arc tvo types of remote sensors that can already meet EPA

necessities:  Spectroradiometers, and Laser Radars or Lidars.  Many examples

of both types of sensors are in everyday use, and some have passed the

stringent type-testing requirements of  the U.S. Army and Navy.  They are not

"ivory tower" instruments or future goals of dreamy-eyed researchers.

                                      3

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     There are several functions that remote sensors can provide without the

necessity of physically entering private, restricted or hazardous areas:


      *  Monitoring emissions from point sources such as stacks;

      •  Defining the amount of pollutant that crosses a defined fenceline, for
        example, one that surrounds a refinery;

      *  Measuring ambient concentrations of pollutants over path lengths as
        short as a fev meters to as long as many kilometers.
     Present-day lidar remote sensors (described more completely in Appendix

A) are able to detect, identify, and range-resolve toxic pollutants in the

parts-per-million (ppm) range.  Spectroradiometers (Appendix 3) can detect,

identify and quantify line integral averages of toxic pollutants in the parts-

per-billion (ppb) range.  Of the Spectroradiometers, the' Fourier-transform,

infrared devices (FTIR's) have the unique ability to identify quickly those

pollutants present by performing real-time transforms and matching the

detected spectra against stored libraries of pollutant spectra.  Hultidetector

ultraviolet (UV), dispersive instruments used with xenon-arc sources also

show much promise although they have not been widely used to date.  Laser

sources that may be tuned to desired absorption or "window" lines may also be

used, eliminating the need for spectral discrimination or dispersion in the

radiometer.  All of these sensors are available today - no basic research is

required in order to apply their proven capabilities.  Costs of the spectrora-

diometers rang* fro« $35R for the more simple, hand-held devices to perhaps

$100K for versatile, mobile units.  Lidars run in the $100K to $200K price

range, being somewhat more complex instruments.

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    It is now possible  to deploy in the field, as hand-held, mobile or air-



lorne instruments, either singly or in suites, such lidars and spectroradio-



leters that will complement each other's performance.  FTIR output data can



e used to instruct a tunable laser source, in a differential absorption lidar



DIAL), what wavelengths to use to range resolve the pollutant for better



efinition of its spatial extent.  These tvo  instruments, especially when used



ogether, seem to hold the most promise for field-deployed hydrocarbon and



oxic pollutant remote sensors, now, into  the 1990's, and beyond.







    Even though present-day remote sensors have demonstrated versatile and



eliable performance, improvements are possible.  Over the next  ten years,



lie detection sensitivity of spectroradiometers will be  improved by a factor



E ten (10 dB) as detailed in Appendix 6.  Increases in  computer speed,



emory, and software sophistication will also significantly  improve FTIR



jrformance.  Similar enhancements in lidar performance  by 10 dB in sensi-



Lvity and in rapid tuning and pollutant identification  accomplishments will



» possible, even with no "breakthrough" developments in components.  Remote



jnsors will be able to  provide the monitoring sensitivities necessary even as



Lean air requirements become more stringent  in  the  future.  Future remote



jnsor costs should not  radically increase (in 1989  dollars).

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2. Objectives of the Report







     Air pollution by ozone-precursor hydrocarbons or other toxic compounds



is a problem on the local, regional, and global scale.   Many EPA concerns,



such as TSCA, EHAP, RCRA, Alternate Fuels, and the more general matters of



acid rain and acid aerosols, stratospheric ozone depletion, global climate



change, and the sick building syndrome are affected by hydrocarbons and



toxics.  The Clean Air Act requires that pollutant nonattainment areas be



characterized quantitatively and strategies be developed for attainment of the



relevant air quality standards.  There is clearly a need for effective, real-



time monitoring on all geographic scales.  The objectives of this report are



to demonstrate why and hov remote sensing technology is now ready to help



fulfill this need.








     In addition to the day-to-day ambient pollution in urban areas, hydro-



carbon and toxic spills or the escape of such vapors and gases have become so



common as to be hardly newsworthy.  Almost every train derailment seems to



produce such an event.  Industrial accidents and fires force the evacuation of



neighborhoods, even whole cities because toxic fumes or smoke threaten safety



over vide areas.  Are all such evacuations necessary?  Are the areas where



exposure will b« dangerous alerted sufficiently in advance or at all?  When



health problem* arise in the aftermath of such occurrences, is it possible to



determine if the toxic exposure was to blame?  What chemical transformations



occur as such pollutants are transported in plumes or air masses across local



and regional boundaries?

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     Ideally, public officials would be able to predict for the day-to-day
ambient conditions or during the course of an accident when, where,  and at
what level the harmful constituents will exist, and be able later to say
exactly where and at what level some potentially dangerous pollutant did
exist.   There is the additional problem of measuring the even lower concen-
tration but more persistent hydrocarbon or toxic emissions from landfills.
Such a service to the public cannot now be provided.  In this report we
concentrate on existing remote sensing technology that shows promise for
supporting such a service in the future.  Ve focus on remote sensing because
we need measurement techniques that can cover large volumes in space in a
short time, techniques that can determine where a plume was and where it was
not and that do not require entry into areas already impacted by the problem.

     As an example, the Superfund mandate requires assessment, characteriza-
tion, and cleanup of hazardous waste sites.  An active or passive FTIR can be
used for rapid characterization by measuring absorption spectra along multiple
paths that crisscross the site.  Just five minutes of measurement and analysis
time for each path provides the data to produce rapidly a map of the site with
isopleths showing contaminated regions.  This procedure would pinpoint areas
where more expensive contract laboratory procedures (CLP) might be needed,
eliminating the large costs and time required for CLP where there was no
contamination.

     Hazardous vaste incinerator emissions can be monitored by FTIR's  in
under two minutes compared to weeks required for gas chromatograph  (GC) or

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mass spectrometer (MS) procedures.  Quantitative agreements of PTIR's with GC



and MS were recently demonstrated (McLaren et al., 1989).







     A laser SAR (source-augmented radiometer) using retroreflectors to



redirect the laser beam back to the instrument can be set up conveniently



along the fenceline of an area to be monitored.  Pollutants that advect with



the wind out of the site cross the laser beam.  The laser wavelengths are



selected so that one is absorbed and one is not, provided a differential



detection signature.  This method has been proven during numerous experiments,



and is now used routinely by major chemical plants as a safety monitor.








     Ve hope to demonstrate in the remainder of the report that such remote



sensing technology, discussed briefly above, offers a viable method  for the



U.S. EPA to utilize in enhancing  the performance of its mission.

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3.  Re»ote Sensing Advantages and Characteristics



     Ve define remote sensing as the measurement of a target constituent by

means of wave energy interaction with the target, using an instrument at some

distance from the target.  For hydrocarbons or toxic pollutants the waves will

most likely be electromagnetic, for acoustic waves do not have a strong dis-

crimination ability for most gases or vapors.  The electro-magnetic remote

sensor exploits differences in absorption, emission, fluorescence, or scat-

tering between the target constituent and the surrounding atmosphere to

identify the pollutant and to quantify its concentration.



     The advantages that remote sensors have over in situ sensors are the

following:



      *  More representative sampling because of volume averaging.

      *  One sensor can sample a large volume, over many different lines-of-
        sight, and at the speed of light.

      •  One sensor can be used to sample for multiple pollutants by adjusting
        its operating frequency or through selective data analysis whereas
        most current EPA methods are pollutant specific with each requiring a
        different method.

      *  Measurement results can be available in real time, in  the field if
        desired.

      *  Mapping for hot-spots of pollutants is possible quickly.

      •  Stand-off Measurements are possible - no need to enter hazardous or
        restricted sites.

      •  Can be on-line 24 hours per day.

      •  There is a proven base of technology, paid  for largely by the DOD and
        by NASA.

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      •  Costs for the complete series of measurements to characterize a site
        can be kept low through the expedient of scanning, volume sampling,
        and real-time data analysis.

      •  Can show the absence of known materials in the beam.

      •  Can be used as real-time monitors to tell when in situ sensors have a
        chance of measuring other than zero concentrations.

      •  Reactive or unstable gas constituents can be measured without sampling
        problems inherent in capture techniques.

      •  Problems with surface adsorption and time delays avoided.

      •  Rapid field calibrations allow quantitative measurements.
     Details on how many of these various advantages are accomplished are

given in Appendices 2 - 5 in this report.



     Before presenting more information on the characteristics of appropriate

remote sensors, it is helpful to define sensor performance.  There are many

ways to describe the detection sensitivity of sensors - in parts-per-million

or -per-billion by volume or by mass, in mass of pollutant per mass or volume

of air, or by path integrated concentrations, particularly for those sensors

which intrinsically average over their light path.  For path-integrated con-

centrations, one part-per-million in a 1-m path produces the same absorption

as one part-per-billion in a 1-km path, or 1 ppm-m « 1 ppb-km.  Note that 1

ppm for an ideal gas is 1 ppmv(by volume or by molecules).  This mixing ratio

is independent of pressure, temperature, and molecular weight.



     At a temperature of 273°K and a pressure of one atmosphere, a gram-

molecule of gas or mol occupies 22.4 1 and contains 6.02 x 1023 molecules

(Avogadro's number), so the number of molecules, no, in 1 ml is


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                  no   =   6.02  x  1023 / 22,400  -  2.69 x 10" .
At 298°K this number is 2.5 x 1019 molecules per ml,  so 1 ppm «  2.5 x 1013

molecules/ml path integrated, so  (since 1 ml =  1 cm3)



         1  ppm-ra  =   2.5 x 1013 x  100 cm  =  2.5 x  1015 molecules/cm2.
Taking for example benzene, molecular weight  (H.V.) of 78,
                               2.5 x 1015 x 78
        1 ppra-ra » 1 ppb-km  »  	  »  3.3 x 10~7 gm cm"2
                                 6.0 x 1023
or for any temperature T(K) and pressure P(Atm),  the conversion  is


                         M.tf. x ID'4     273
             1 ppm-m  =  	  x  ——  x  P(Atm) gm cm"2.
                           22,400        T(K)


It is hoped that these conversion relationships,  provided  by Donald  Stedman,

will be found useful when comparing sensing instruments whose  performance  may

be described using different measures of sensitivity.



     Remote sensors for airborne hydrocarbons  or  toxics fall naturally  into

two classes - spcctroradiometers or lidars.  A short description is  provided

here of each class of sensor with advantages of each.  More detailed infor-

mation is given in Appendices 2-7.
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     A spectroradiometer is a radiation-measuring device (a radiometer) that



is able to identify a pollutant by discriminating the spectrum of the



radiation that it absorbs, scatters, or emits.  The radiation that is absorbed



may come from the naturally occurring background of sunlight or thermal



emission,  in which case the instrument is a "passive sensor," or it may come



from a supplied source of radiation such as a lamp or glover.  The spectral



discrimination may be provided by an absorption or interference filter, it may



be supplied by a dispersing element (a prism or a diffraction grating), or a



scanning interferometer may be used.








     Spectroradiometers may be packaged into small, rugged units - even hand-



held devices are possible.  The technology is veil developed and proven in



the field.  Costs can be in the $35K to $100K range.  Operation can be quite



simple.  They can monitor fencelines, or can be used to scan an area, provid-



ing an integrated measure of the target pollutant(s) along the line-of-sight.



Appendix 3 provides more details on spectroradiometers.







     Lidars use laser sources to irradiate an air volume; the backseattered



or retroreflected radiation is then analyzed to detect and identify pollutant.



A Differential Absorption Lidar (DIAL) utilizes at least tvo vavelengths from



the laser, at least one of which is absorbed by the pollutant, and one of



which falls in a "window" in the pollutant absorption spectrum.  Frequency



modulated (FM) lidars modulate the laser so that the modulation frequency



appears as tvo sidebands on the laser line frequency.   If the laser  is



operated near the edge of a pollutant absorption line, the sidebands  will be



differentially affected.  Raman lidars utilize the Raman shift in frequency of





                                      12

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the backseattered radiation that is a characteristic of the pollutant being



measured.







     Lidars tend to be more complex instruments than spectroradiometers.



However, they can provide range-resolved data on the concentration of pollu-



tants without requiring retroreflectors.  They can therefore be used to



document plume dispersion models when the lidar is advantageously placed to be



able to scan large volumes of the plume.  Airborne lidars are ideal



instruments for investigating long-range transport of aerosols in plumes.



Range resolution as fine as several meters is available with many instruments.



Mobile lidars in small vans have been used for years in air pollution studies,



so there is a substantial foundation of experience to draw upon.  Lidar costs



are in the $100K and up range, depending on  the versatility designed into  the



instrument, but one lidar may be able to replace many in situ instruments.



The cost of the entire measurement needs to  be considered, and not simply  the



single instrument cost.  More details on lidars are given in Appendix 4.
                                      13

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4.  Conclusions







     A number of remote sensing techniques are now available for monitoring



hydrocarbons and toxic airborne pollutants.  Filter and dispersive spectro-



radiometers with restricted versatility are sold commercially.  The more



versatile FTIR's and DIAL'S are now becoming commercially available.  Auto-



matic, unattended field operation has been successfully demonstrated for



several types of such adaptable remote sensing systems.  FTIR's and DIAL'S



complement each other in identifying a pollutant's presence and its spatial



extent; there is potential for improving their performance by a factor of ten



or more in the next ten years.








     Much of the promise for FTIR's lies in their reliance on computer soft-



ware and hardware to perform the frequency analyses and to access the stored



libraries of reference spectra.  In both of these areas we can expect signi-



ficant advances and cost cuts in the next ten years, judging from the past



ten.  Gains in optical hardware and radiation sources will also enhance FTIR



performance.  No "breakthrough" component development is required to enhance



their present quite adequate capabilities.







     DIAL performance can also be enhanced over the next ten years by about



one order of Mfnitude vith no breakthroughs.  If  avalanche photodiodes for



the thermal infrared can be made feasible for field work, there is a potential



for an additional order of magnitude or more of performance improvement.



Rapid line-tuning will be easier as the development of optical modulators for



the infrared progresses.





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5.  Recommendations








     We recommend that EPA solicit proposals for a systems analysis of the



time and costs of monitoring several problem sites or cities using existing:



in situ instruments; a suite of remote sensors, and a combination of remote



and in situ sensors.  In this way we will obtain an objective assessment of



the total time and costs to determine if remote sensing can effectively



supplement environmental monitoring techniques now in use.








     There are obvious improvements and modifications possible in the remote



sensors described in more detail in Appendix 2.  The EPA should solicit



proposals for improvements in spectroradiometers and in DIALs to obtain



instruments that are as perfectly matched to the Agency's requirements as



technology permits.  Side-by-side sensor comparison tests should continue to



be run at selected industrial and toxic waste disposal sites to document the



utility and capabilities of existing instruments, and of nevly developed



spectroradiometers and laser sensors.








     Vhen the Agency has seen demonstrated the utility of remote sensors, and



it decides that remote sensors are indeed useful in accomplishing its mission,



it should consider procuring a mobile spectroradiometer/DIAL system.  The



system vould b« used for continuing screening experiments, monitoring, and



emergency response.  As remote sensing becomes an accepted, reference tech-



nique, the use of remote sensors should be added to accepted compliance




measurement methods.
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                                  Appendix 1


Glossary of Acronyms and Remote Sensing Terms

CLP   - contract laboratory procedures
DIAL  - Differential Absorption Lidar
DOD   - U.S. Department of Defense
DOE   - U.S. Department of Energy
EPA   - The United States Environmental Protection Agency
EMAP  - Ecological Monitoring Assessment Program
FLIR  - forward-looking, infrared
FTIR  - Fourier transform, infrared (spectroradiometer)
GC    - gas chromatograph
IR    - infrared; wavelengths from 0.75 to 15 urn in this report
laser - light amplification by stimulation of emission
lidar - light detection and ranging, usually with a laser source
MS    - massspectrograph
NASA  - U.S. National Aeronautics and Space Administration
NOAA  - U.S. National Oceanic and Atmospheric Administration
NRC   - National Research Council
ppm   - parts per million by volume
ppb   - parts per billion by volume
RCRA  - Resource Conservation and Recovery Act
SAR   - Source-Augmented Radiometer
S/N   - signal*to-noise ratio
TEA   - transverse-excited, atmospheric (pressure); a C02 laser
TDL   - tunable diode laser
TSCA  - Toxic Substance Control Act
UV    - ultraviolet (wavelengths 200-400 nm or 0.2-0.4 urn here)
                                      16

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                                  Appendix 2







Reacte Sensors Capabilities List








     This appendix provides in a concise form a representative list of air



pollution remote sensors that exist today, their capabilities and charac-



teristics, and vhere they are located.  Readers of the report are encouraged



to contact any of the people listed for more information.  These data sheets



were developed by attendees at the workshop; the list is not necessarily all-



inclusive.








     Each of the data sheets was provided by one of the workshop attendees.



They have not necessarily been checked for accuracy, but each one reports on a



different instrument with unique capabilities.  Host of these instruments have



already been utilized in one or more field campaigns.  Information is



generally available not only on the capabilities of the instrument but also



on the experience of the operating crev.








     The instruments are listed in order of complexity.  First come the



passive radioMters; next are the SAR's; and last, the laser DIAL'S.  Note



that instrument spectral resolution is often given in "wavenumbers" or cm'1,



sometimes also termed "inverse centimeters."
                                      17

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Type of Instrument:

Applications:


Contact person:

Organization:

Address:


Telephone:

Pax:

Measuring principle:

Gases to be Measured:

Resolution/tile
resolution:

Spectral range:
:

Operating crev:

Special logistics:


Potential improvements:
Remote Sensing Passive PTIR spectrometer

Site characterization, remote target component
monitoring

Jack Demirgian

Argonne National Laboratory

9700 South Cass Avenue
Argonne, IL 60439

(312) 972-6807

(312) 972-5287

Infrared emission of gases

Volatile organics


2 wavenumbers, 35 scans/sec

3500 - 2500 cm'1 (3  - 4 um);&  -
1250 - 800 cm'1 (8 - 12.5 urn)

One chemist

Need temperature differential of 0.01°C
between target and background.

Enhance qualitative identification and
add quantitative capabilities.
                                      18

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Type of InstruHent:


Applications:


Contact person:

Organization:


Address:



Telephone:

Measuring principle:

Gases to be Measured:

Resolution:

Weight:

Dimensions:

Pover required:


Sensitivity:

Special logistics:

Nuaber of units:
Remote Sensing Passive FTIR spectrometer
(non-military version)

Fenceline monitoring, detection of hazardous
atmospheric materials

Robert Kroutil

U.S. Army Chemical Research, Development and
Engineering Center

Commander, US Army CRDEC
Attn:  SMCCR-RSL/ Robert Kroutil
Aberdeen Proving Ground, MD 21010-5423

(301) 671-3021

Passive infrared emission of gases

All of which absorb in the 8-12 urn region

2 wave numbers

< 30 Ib

0.6 ft3

< 10 V for interferometer @ 24 V, additional power
required for portable PC

1-30 ppm-m in the passive mode

Liquid N2 needed for detector

2 exist (cost .$35 K each).  The optical head is
commercially available from MIDAC Corp., Costa Mesa,
CA.  Data processing module and software available
through CRDEC.
                                      19

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Type of Instrument:


Applications:


Contact person:

Organization:


Address:



Telephone:

Measuring principle:

Gases to be Measured:

Resolution:

Scan time:

Weight:

Dimensions:

Pover required:

Sensitivity:

Special logistics:


Number of units:

Additional notes:
Remote Sensing Passive FTIR spectrometer
(military version)

Fence line monitoring, detection of hazardous
atmospheric materials

Robert Kroutil

U.S. Army Chemical Research, Development and
Engineering Center

Commander, US Army CRDEC
Attn:  SMCCR-RSL/ Robert Kroutil
Aberdeen Proving Ground, MD 21010-5423

(301) 671-3021

Passive infrared emission of gases

All of which absorb in the 8-12 urn region

4 vavenumbers

5 scans per sec

< 50 Ib

1.4 ft3

< 80 V

military design goal  < 150 mg/m2

None; liquid N2 for detector supplied by a Magnavox
rotary cooler.

. 30 units exist

This military version is called the XM-21 passive
interferometer; it is designed for the automatic
detection and alarm for chemical vapors; ZnSe
optics; flex-pivot interferometer.
                                      20

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Type of Instrument:

Applications:


Contact person:

Organization:

Address:


Telephone:

Measuring principle:


Range:
                         Remote Sensing FTIR spectrometer

                         Site characterization, remote target component
                         monitoring

                         Bill Herget

                         Nicolet Analytical Instruments

                         5225 Verona Road
                         Madison, WI 53711

                         (608) 271-3333 Fax: (608) 273-5046

                         Active - longpath IR absorption
                         Passive - IR emission

                         Active - 0.7 km with 14.5" telescopes
                                  2 km with 24" telescopes
                         Passive - depends on source emission
Gases to be Measured:    Volatile organics
Spectral resolution
and scan ti»e:

Spectral range:

Detector:

Number of instruments:

Weight:

Dimensions:

Pover:

Operating crev:


Calibration:


Accuracy:

Safety considerations:

Potential improvements:
                         2.0 to 0.3 cm"1 (vavenumbers),..
                         "60 sec

                         600 to 6000 cm'1 (1.7 - 1 urn)

                         HgCdTe, LN2 cooled (others available)

                         5 active; 10 -  15 passive

                         150 to 200 Ib (light-weight  prototype being tested)

                         34"x26"xl5" for main optical bench

                         20 amps @ 110 volts

                         Tvo people needed to align active system, one person
                         for operation;  one person for  passive system

                         Use standard gas mixtures with internal cell or use
                         existing reference spectra

                         2 - 10X

                         No safety problems

                         Total automation of data analysis procedure
                         (preliminary software  for this being tested)
                                      21

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Type of Instrument:

Suggested applications:



Contact person:

Organization:

Address:


Telephone:

Fax:

Measuring principle:

Gases to be measured:

Resolution/time
resolution:

Spectral range:

Operating crev:

Special logistics:

Potential improvements:

Calibration method/
accuracy:
FTIR - Active sensing SAR

Characterization of hazardous waste site,  detect
target contaminants in solids such as soils and
sludge; continuous emission monitoring.

Jack Demirgian

Argonne National Laboratory

9700 South Cass Avenue
Argonne, IL 60439

(312) 972-6807

(312) 972-5287

Source-augmented infrared spectro adiometer

Volatiles and semivolatile organics


0.5-2 vavenumbers, 10 scans/sec @ 2 vavenumbers

4000 - 700 cm'1,  2.5-14.3 urn

One technician

Liquid N2 for the HgCdTe detector

Identification of non-target components
Calibrated against a standard gas /
accuracy ±2X; precision ±20X.
                                      22

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Type of Instrument:


Applications:



Contact person:

Organization:

Address:

Telephone:

Fax:

Measuring principle:




Gases to be measured:

Resolution:

Time per spectrum:

Weight:

Size:

Pover:

Features:
Field experience:


Special logistics:


Potential improvements:

Calibration method:
Automatic scanning FTIR spectrometer,  with and
without multiple remote sources

Plant fenceline and operating area monitoring,
emergency gas release monitoring and tracking, toxic
storage and handling

R.L. Sandridge, R.N. Hunt

Mobay Corporation, Research Department

New Martinsville, WV 26155

(304) 455-4400 Ext. 2207

(304) 455-4400 Ask for. FAX terminal 2438

FTIR absorption spectra in the 8-14 urn region;
computerized turret aims at remote IR sources
(quantitative) or ambient background(qualitative).
Emission spectra of hot plumes may also be obtained.

All vhich absorb in 8-14 um region

< 1 vavenumber

2-4 sec

110 Ib plus remote computer terminal

48" high, 12"-14" diameter

110 V, 60 Hz, 500 V (220 V, 50 Hz also)

Automatic operation, spectrum averaging, background
correction, simultaneous video display of area being
monitored, computer assisted calibration,scale
expansion, alarm and printout functions, rugged
construction.

Extensive field  tests in industrial setting;
permanent installations in U.S.A. and Vest Germany.

Electrical power only; can run on portable field
generator.

3-5 um operation available in near  future

Flow-through gas cell using standard gases;  computer
assisted against multiple remote sources.
                                      23

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Type of Instrument:



Applications:


Contact person:

Organization:

Address:


Telephone:

Measuring principle:

Gases to be measured:



Resolution:

Weight:

Pover:

Sensitivity:


Field experience:


Special logistics:

Potential improvements:


Calibration method:



Number of instruments:

Safety:
SAR, Long-path UV absorption spectrometer,  with no
moving parts, 75-tf xenon arc lamp retroreflector,
prism, and diode array

Plant fenceline and operating area monitoring, flux
determination,collaborate with long-path IR SAR

Donald H. Stedman

Dept. of Chemistry, University of Denver

University Park
Denver, CO 80208-0179

(303) 871-3530

Single beam gas-phase absorption

Aromatic hydrocarbons and substituted aromatics,
chlorine and aldehydes, N02, S02,  and other gases
with UV absorption

±2 to ±20 Angstroms, selectable

90 Ib plus personal computer

110 V, 10 A

Noise is ~103 absorbance units (base 10) which is <1
ppb km of phenol, "10 ppb km of benzene and toluene

Extensive field tests at seven hazardous waste
disposal sites in NY and NJ

Dry air or N2

Add long-path IR to same beam; lover power & weight,
better software & library

With added standard gas cells; once calibrated, the
system can not lose calibration since all measure-
ments are I/I0 ratios.

One exists; ** 2 months required to build

Eye safe at 6 ft from xenon arc;  high voltage
starter for arc lamp needs careful shielding.
                                      24

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Type of Instrument:


Applications:


Contact person:

Organization:

Address:


Telephone:

Measuring principle:


Gases to be Measured:

Resolution:

Weight:

Pover:

Sensitivity:

Distance:


Response time:

Field experience:



Calibration Method:

Number of instruments:


Safety:
Laser-SAR, IR absorption radiometer,  using terrain or
retroreflector target

Plant fenceline and operating area monitoring,  flux
determination

Orman Simpson

TECAN Remote (ELS)

3000 Northvoods Pkwy., #185
Atlanta, GA 30071

(404) 242-0977

Single beam gas-phase absorption, beam may be scanned
through 16° x 16°

All those that absorb at C02 laser lines

Width of C02 laser line

Approximately 300 Ib

110 V, 20 A

1 to 400 ppm-m, sensitivity is gas dependent

100 m to 5 km, depending on laser mode (CW or
pulsed), and target used

Less than 1 sec in most cases

Extensive field tests at seven hazardous waste
disposal sites in NT and NJ, plus permanent
installations at industrial sites

With added standard gas cells

Several have been installed, mobile van available  for
rapid response measurements

Bye safe at telescope aperture
                                      25

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Type of Instrument:

Suggested applications:

Contact person:

Organization:

Address:



Phone:

Fax:

Measuring principle:

Gases to be measured:

Resolution/Time
Resolution:

Spectral range:

Veight:

Dimensions:

Pover:

Operating Crev:

Special Logistics:


Potential improvements:

Safety considerationst
Frequency agile C02 TEA lidar

Plant monitoring

Volker Klein

Battelle Institute

Am Roemerhof 35
D-6000 Frankfurt 90
Federal Republic of Germany

49-69-7908-2859

49-69-7908-80
C02 DIAL measurement

All which absorb in the 9-11 um range
C02 lines/~l second

9R40 line to 10P40 line, 9-10 um region

160 Ib

40nx40nxl5"

•1.5 kW

1 engineer

Liquid N} for the HgCdTe detector
(filling can be automated)

Fully automated operation

Eye-safe laser is used
                                      26

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Type of Instruaent:


Suggested applications:

Contact person:

Organization:

Address:


Phone:

Fax:

Measuring principle:

Gases to be measured:



Spatial resolution:


Spectral resolution:

Measurement time:


Dimensions:


Pover:

Operating Crev:

Special Logistics:


Safety considerationsi

Status:
Coherent-detection, dual TEA C02 lidar,  MAPM  (for
Mobile Atmospheric Pollutant Happing)

Emission monitoring from factories

Steven Alejandro

Air Force Geophysical Laboratory

AFGL/OPA
Hanscom AFB, MA 01731

(617) 377-4774 or -3695

(617) 377-4498

C02 DIAL measurement

All which absorb in the 9.2-10.7 urn range including
ethylene, raethanol, ozone, organic solvent vapors,
SFg, vinyl chloride, hydrazines

50 m to 1 km depend ng on range, r, which can be 200
m < r < 3 km

C02 lines

10 s to 1 rain, depending on range; set up time for
instrument is " 1 hr

Housed in a 35x8x13% ft semi-trailer which requires
an air-ride tractor

10  to 20kV

1 scientist, 1 technician

Liquid N. for the HgCdTe detector, He, N2,  and C0}
gas bottles for laser

Eye-safe laser is used

MAPM is a research  instrument developed by the Jet
Propulsion Laboratory for the U.S. Air Force.  It was
assembled using essentially off-the-shelf components
to demonstrate the  feasibility  if such an approach.
Ref.:  (V.B. Grant,1989)
                                      27

-------
Type of Instrument:

Suggested applications:

Contact person:

Organization:

Address:


Phone:

Fax:

Measuring principle:


Gases to be measured:

Resolutions:
Spectral range:

Veight:

Diaensions:

Pover:

Operating Crev:

Special Logistics:

Number of instruments:

Safety considerations:
CO 2 TEA lidar w/heterodyne receiver

Plume monitoring, wind measurements

R. Michael Hardesty

NOAA Wave Propagation Laboratory

325 Broadway
Boulder, CO 80303

(303) 497-6568

(303) 497-6750

Doppler & CO  DIAL measurement using atmospheric
aerosols as backseatter target

All which absorb in the 9-11 ym range

Range - 300m increments to 20 km range
        horizontal, ~5km vertical
        Wind speed - 0.5 m/s
        Time -"Is

9.25 - 10.6 um

Housed in 20,000 lb semi-trailer

32x12x8 ft

-5 kW

2 experienced personnel

Liquid N2 for the HgCdTe detector

One in operation

Eye-safe laser is used
                                      28

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                                  Appendix 3





Spectroradioaeters








Introduction








     Traditionally, remote sensors fall into tvo classes, either active or



passive.  An active sensor employs a transmitter to emit radiation that



interacts with the target plume;  then that radiation is collected by a



receiver and analyzed.  A passive sensor uses naturally-occurring radiation,



such as incident sunlight or thermal emission from the target, terrain, or the



atmosphere.  We see immediately that a passive sensor has the potential for



being a simpler device than an active sensor since it does not need its own



transmitter.  In general, a passive sensor also will be lighter in weight and



less expensive.  Even hand-held instruments are quite feasible.  Because of



their long history of use, accurate calibration techniques are readily



available for radiometers, such as absorption cells and blackbody sources of



radiation.







     However, a passive sensor is not as able to provide ranging information



on the pollutant plume unless two or more are used for triangulation, and may



suffer from other sensitivity problems (for example, passive  thermal sensors



can experience thermal washout, when the background and  the target are all
                                      29

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at the same temperature).  We will examine both active and passive spectro-
radiometers in this appendix.  Since radiometers operate over a line-of-sight
determined by the optical axis of the instrument, they are ideal for monitor-
ing a fenceline.

Passive Spectroradiometers

     A device that measures radiation is called a radiometer.  To identify a
toxic pollutant we must be able to discriminate the spectrum of the radiation
that it absorbs, scatters, or emits by using a spectroradiometer.  There are
several types of Spectroradiometers that ve need to consider.  These are
classified by the technique used to produce or identify the spectrum:  filter,
dispersive, gas-absorption, and interferometer instruments.  Some sources of
hydrocarbons and toxics such as gas flares or the warm plumes from sevage
plants are by their very nature ideal targets for passive Spectroradiometers.
There is a wealth of experience with such devices; for example, thirty-seven
different designs have been developed and tested at the U.S. Army's Edgewood
Arsenal/Aberdeen Proving Ground since 1945.

Filter Radiometers

     The arMd forces have been forced to face the problem of toxic plume
detection even longer than civilian agencies, for chemical warfare had been a
military threat since World War I.   Filter Spectroradiometers have been
developed and field tested under the extreme environmental conditions  that
military operations face.  Although some details of these devices are

                                      30

-------
classified, the general approach to the detection, identification,  and



mapping of chemical warfare plumes is veil known.







     A severe threat comes from the nerve agents which all contain phosphorus.



The P-O-C bond in the nerve agent molecules has an absorption band within the



8-13 urn atmospheric window.  The U. S. Navy has developed the AN/KAS-1



Chemical Warfare Directional Detector (CVDD) (NRC, 1984), a manually operated,



filter radiometer that can monitor high concentrations of chemical nerve



agents immediately after munitions have burst.   These concentrations are far



in excess of the amounts of toxic pollutants that the U.S. EPA will wish to



detect, but the experience in developing and deploying the AN/KAS-1 (and the



Forward-Looking Infrared or FLIR detectors on which it is based) is directly



applicable to our problem.  The three infrared filters that are sequentially



inserted into the optical path of the instrument produce different contrast



scenes to the observer who then determines subjectively if a nerve agent was



released.  Although this data processing technique is primitive, the con-



siderable problems of deploying a cryogenic-detector, spectroradiometer in a



shipboard, noisy, corrosive environment have been solved.







     There are more advanced versions of such radiometers under development by



the DOD.  However, filter radiometers can only identify those pollutants for



which an appropriate filter is available.  Thus  they are of limited appli-



cability for plumes of unknown constituents.  The ability to image the  toxic



plume is a great advantage in determining its spatial extent and to provide



insight on whither it is advecting with the wind.
                                      31

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     Infrared spectral regions are not unique in possessing absorption signa-



tures of toxic pollutants; there are ultraviolet (UV) absorption character-



istics as veil in many noxious gases and vapors.  The energetic UV photons



allow a variety of sensors to be used, such as silicon diodes, photomulti-



pliers and vidicons.  Commercial available imaging systems can detect and



display pollutant plumes using scattered UV in sunlight (Saeger et al., 1988),



but such instruments may have only a limited number of pollutants that can be



detected and only if the proper filters are ready to use.








Dispersive Instruments








     Dispersive instruments use either a prism or diffraction grating to



disperse the frequency spectrum that irradiates the instrument into a spatial



separation of frequencies.  Classical spectroscopy used either photographic



plates to record the spectrum, or it vas scanned across a single detector for



detection and recording.  With our improved technology in multi-element



detectors, multiplexed, parallel channels for data are feasible, thus



improving the throughput of the instrument in proportion to the number of



these channels.  Examples of such infrared devices have been produced by the



Canadian companies, Moniteq and Barringer (MONITEQ, 1986).  With linear arrays



of 1,000 detectors, or vith spectrally coded masks used over photo-multiplier



cathodes in th« UV, the spectral resolution and, thus, the pollutant discrimi-



nation of most such spectroradiometers will not be competitive vith interfero-



metric instruments but may still be quite adequate for many pollutants.  The



simplicity of such instruments and relatively low cost of about $20K
                                      32

-------
indicates that they should not be ruled out as having a role to play for



hydrocarbon and toxic pollutant remote sensing.







Gas-Filter Correlation Instruments







     These instruments use a reference cell of the gas to be sensed to provide



a reference spectrum against which the spectrum from the monitored scene is to



be compared.  They are therefore limited to sensing only those gases for which



a reference cell is available.  For those specialized applications their



simplicity has much to offer for their sensitivity can reach fractions of ppm



levels (MONITEQ, 1986).  Their incorporation into a generalized remote sensing



suite of instruments cannot be recommended.







Interferometers







     The U. S. Army's XM-21 Remote Sensing Chemical Agent Alarm (RSCAAL)



spectroradiometer (NRC, 1984) has been through years of development and field



testing, mostly against DHMP (dimethyl methyl phosphonate), a compound that



closely duplicates the spectral absorption characteristics of nerve agents.







     RSCAAL operates in the 8-13 urn vindov using the thermal emission from the



background and the toxic target.  When a low-lying (thus warm) cloud of nerve



agent is viewed against a clear (thus cold) sky, the contrast of  the target is



enhanced and detection is optimized.  If there is terrain in the  field-of-



view, and the terrain is at the same effective radiation temperature as the



cloud, then detection is not possible.  However, this  condition is not a





                                      33

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significant problem for most interferometers because the temperature



difference between the cloud and the environment for a militarily-important



target is less than 0.1° C.  Studies of atmospheric background temperatures



have indicated that a typical vapor cloud has at least a 10° C temperature



difference between it and its surroundings over 99X of the measured time over



all atmospheric conditions (Sutherland, 1982).








     To recover the spectral information from an interferometer, the data can



be processed from either the time domain or the frequency domain.  The



frequency domain processing generally requires a stable background emission



profile that does not contain absorption features of the species to be



measured.  In many cases, this can be a difficult operational requirement.



Modern signal processing methodology has been used to extract the signal of



interest and eliminate many of the background spectral contributions (Small et



al., 1988).  This methodology involves the use of finite impulse response or



infinite impulse response digital filters coupled with some form of automated



pattern recognition technique.  This signal processing methodology has been



tested in several field tests in which an interferometer vas mounted on a U.S.



Army UH-1 helicopter and flown past a source of either DHNP or SF6.








     Future generations of passive interferometers will use advanced signal



processing components.  The digital signal processing microprocessors are a



family of specialized computer chips which have gained much attention in  the



past several years.  Their architecture has been optimized to perform



instructions in a single computer clock cycle and generally concentrate on



sum-of-product computations.  These processors are ideal for many of the





                                      34

-------
commonly used algorithms such as impulse response filters, fast Fourier



transformations, and matrix manipulations.  Current performance of the small,



low-cost hardware indicates that a 100-fold improvement in processor speed is



available over the state-of-the-art, general microprocessors.







     A number of instruments have been developed commercially (MONITEQ,1986),



some for the express purpose of field detection of toxic pollutants.  In the



passive mode they have demonstrated the capability of ppm-m sensitivity for a



number of toxic pollutants.







Source-Augmented Radiometers or SAR's







     The washout problems that passive spectroradiometers may experience can



be eliminated by providing such instruments with an active source.  The



resulting instruments can be called "source-augmented radiometers" or SAR's.



Sources of radiation in the appropriate wavelength band may be located on the



far side of an area that needs to be monitored, or the source and radiometers



may be co-located, with only a mirror on  the far side to reflect the radiation



back to the receiver.  Such instruments provide only a line integral average



of the pollutant, but if desired (and if  feasible), multiple mirrors may be



located at various distances along the path to provide some range discrimina-



tion.  A rigid support, such as a sturdy  tripod with a pan-tilt head can



serves as a mirror mount.  For thermal infrared instruments, such as FTIR's,



the source is usually a globar (a ceramic heater rod) equipped with a



telescope collimator.  Tunable laser sources can also serve  for broad-band
                                      35

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radiometers, eliminating the need for spectral discrimination in the receiver,



an instrument we may call a laser-SAR.







     A source-augmented FTIR has recently been used at seven hazardous vaste



disposal sites in Nev Jersey and New York for preremedial investigations



(McLaren et al., 1989).  A number of compounds were identified in real-time to



the ppb concentration levels.  A minicomputer is required to provide the



computational power to provide real-time spectra, spectrum matching, and



identification.  Even with present-day computers this requirement does not



preclude a mobile system in a small van, and in the future much more powerful



yet smaller data processors will be available.  Costs for such units are in



the $50K to $100K range.  Future improvements and additions may double this



price, but volume production will decrease it.








     Industrialized versions of FTIR SAR's are already installed at several



U.S.A. locations and in Europe; improved units are under development.  These



sensors perform automatically to detect, identify, alarm and record accidental



gas releases in operating plants or along fencelines.








     Augmentation can also be used in the UV, where high-pressure, xenon-



arclamps provide intense sources.  The other advantage to UV instruments is



that the energetic photons allow the use of room-temperature, linear arrays



of diode detectors.  Field use of a 1024-diode silicon array in a long-path,



xenon source, retroreflector instrument showed ppb sensitivity at the pre-



viously mentioned hazardous waste disposal sites (McLaren et al., 1989).
                                      36

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     The UV electronic-transition spectra of target toxic pollutants, namely



aromatic hydrocarbons, are well known and have been used for 60 years for



laboratory, quantitative measurements, usually in the liquid phase; phase



makes little difference for  these species at moderate spectral resolution.  Up



to ten or more species in the same air volume may be separable.  More complex



mixtures may lead to some shielding of strongly absorbing species  by others.
                                       37

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                                  Appendix 4







Laser Re*ote Sensors








Introduction








     Laser remote sensors or lidars for environmental monitoring have been in



use since 1963, shortly after the laser was invented.  There are several



texts and reviews, available in most technical libraries that describe their



capabilities (Gauger and Hall, 1970; Hinkley, 1976; Svain and Davis, 1978;



Killinger and Mooradian, 1983; Measures,  1984; Kobayashi, 1987; Measures,



1988).







     Current measurement capabilities in  spectral regions that span the



ultraviolet, visible, and infrared wavelengths include plume opacity, aerosol



mass loading, 03,  N02,  and S02 monitoring, even aerosol  spectrometric



chemical analysis by means of dielectric  breakdown in a focused laser beam.



In this appendix we provide more details  on the status and capabilities of



laser remote sensors.
                                      38

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DIAL
     A lidar that operates vith a laser at a wavelength that is absorbed by a



target species and one that operates at a nearby wavelength that is not so



absorbed is called a Differential Absorption Lidar or DIAL.  Strictly



speaking, DIALs operate using range-resolved, aerosol backscatter; terrain or



mirrored return of the laser beam is also possible for improved, path-



integrated sensitivity in a technique known as laser long path monitoring or



more appropriately, laser SAR.








     The DIAL concept was invented by Schotland (1966), and there is a wealth



of experience (and of caveats) in DIAL use.  To be able to map a toxic pollu-



tant plume over distances of several kilometers with spatial resolution of a



few tens of meters requires lasers of significant energy with short pulses and



with mean power measured in tens of watts.  Safety considerations will almost



certainly demand that plume mapping DIAL'S operate at "eye-safe" wavelengths



where the cornea of the eye is opaque.  This rules out the visible and near-



IR regions.








     Because many toxic pollutants have absorption bands in the wave length



region 9-11 Mm, a region covered by C02 lasers, and because C02 laser tech-



nology is quit* advanced, it is predicted that C02 DIAL'S and C02 laser long-



path will be the active instruments of choice  in  the 1990's.  Present  line



selection techniques, such as motor-driven micrometers or piezo-electric



transducers for diffraction gratings provide for  selection of about 70 lines



at frequencies of a few hertz using "garden variety" 12C1602-  This frequency






                                      39

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of tuning is adequate for most DIAL applications.  Nev developments of



thallium arsenic selenide (TAS) acousto-optic, intracavity, tunable filters



(Denes et al., 1988) promise to extend the tuning frequencies to 10 kHz as may



be required for rapidly changing concentrations over short ranges, where high



S/N ratios are available for each laser pulse.  Rapid advances are also being



made in catalytic converters for C02 lasers, so that isotopic species such as



13C1602 and 12C1802 will be economic, and triple the number of lines available



for C02 DIAL'S (Gibson et al.,  1979).








     CO lasers operating in the 5 urn region are also feasible.  The large



effort by the DOD on HP and DP lasers operating in the 3-5 urn region  is



resulting in commercial units that can be safely operated at these shorter



wavelengths, but not yet at energies or powers suitable for DIAL.  Alterna-



tively, C02 laser frequencies may be doubled (Henyuk et al., 1976) or even



tripled (Menyuk and Iseler, 1979) with efficiencies of from SZ to  10X into



this spectral region.  Using such a crystal in a DIAL system, Peichtneret



et al. (1986) have detected ethane at a wavelength of 3.4106 urn.   Optical



quality CdGeAs2 crystals used for this harmonic generation have been  difficult



to produce, however.  More development support and time is required before we



can predict if this DIAL approach will be a serious competitor for 9-11 urn



instruments.  Recently the Soviet Institute of Atmospheric Optics  at  Tomsk has



claimed success in producing CdGeAs2 crystals for frequency doubling, as well



as ZnGePj and Te3AsSe}.   If the Soviet  claims check out,  this may point  the



way to greater utilization of the 3-5 urn region  for DIAL or  laser  SAR's.
                                      40

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     Tunable laser sources for the near and intermediate IR have also been



investigated in research instruments.  Menyuk and Killinger (1987) incor-



porated a continuously tunable Co:MgF2 laser into a DIAL and demonstrated



H20,  HC1 and CH4 sensing at 40 p'pm at a distance of 200 m through the



atmosphere.  Tuning was continuous over 1.5-2.3 urn, but the work has been



halted at least temporarily.  Another approach  is  to pump an optical



parametric oscillator (OPO) with a short-wavelength laser.  Eckardt et al.



(1986) have demonstrated that a AgGaSe2 crystal pumped by a Ho:YLF laser can



produce continuously tunable energy  in the 3.3-5.6 urn with pulse energies of



O.SmJ, not enough for DIAL, but pointing to technology that should be



monitored during the 1990's.








     There is already more than ten  year's of field experience with C02 SAR's



and DIAL'S (Menzies and Shumate, 1976).  Early  work was usually done with



continuous wave (CV) lasers that integrated the amount of target species



between the transmitter and a mirror or terrain target, a laser SAR.  Such CV



lasers operate at a lov plasma tube  pressure, only a fraction of atmospheric.



However, the significant development effort by  both DOD and DOE in high-power



TEA (transverse-excited, atmospheric pressure)  lasers made available such



units for DIAL work in the early 1980's by Killinger et al. (1983) who also



demonstrated the improved signal available with heterodyne detection.







     There is note averaging required with a heterodyne DIAL because the



single frequency, coherent beam leads  to speckle noise  in  the return



(Hardesty, 1984), and the  lidar system is also  much more complex  because of



the requirement for diffraction-limited alignment  of  the  transmitter and





                                      41

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local oscillator lasers.  However, the apparent complexity of heterodyne



lidars should not rule out their being reduced to reliable practice.  NASA is



now contracting for the LAVS (Laser Atmospheric Wind Sounder), a heterodyne



lidar to fly unattended in the 1990's on the Polar Platform.  The lessons to



be learned in building this instrument will benefit those who wish  to apply



heterodyne technology for other problems, such as toxic pollutant sensing.  A



DIAL system that can also measure the vind in the toxic plume, an inherent



ability of coherent lidars, has certain advantages in air pollution studies



(Eberhard et al., 1989).








     Airborne C02 DIAL'S have been used to map SFg plumes  (Uthe,  1986),  and



commercially available DIAL'S or laser SAR's can be rented or custom units



contracted for (Simpson, 1987).  Note, however, that a DIAL must know what C02



line to tune to, and what line(s) vill be at a non-contaminated reference



wavelength.  Present lasers can be tuned to 60 or 70 emission lines in  the



9-11 ym region.  If the exact constituents of the toxic plume are not known in



advance, some other intelligence must be available on these constituents



before a DIAL can be useful!  When the constituents are known, C0} DIAL'S can



detect a wide variety of organic compounds and other toxic agents.








PM Laser SAR's







     Frequency modulation (FH) spectroscopy using lasers  is a technique where



the laser is modulated at a high  frequency so that  the modulation frequency



shows up as two sidebands on the  laser line frequency.  This  is a laser SAR



technique.  If the laser is operating near the edge of an absorption  line of a





                                      42

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target species, then the two sidebands will be differentially affected - the



sideband toward the line center will be more strongly absorbed, and the one



away from the line will be more weakly absorbed (Iran et al., 1984).  Although



the technique has been primarily used in the laboratory to date as a laser



SAR, there is no reason that it cannot be extended to field, lidar use.  The



Electric Power Research Institute (EPRI) is now concentrating  their research



efforts for point measurements on this laser SAR technique (Hansen, 1988).




To use this technique for a variety of target species would require that a



narrow-line laser be tuned to the appropriate absorption line edge, and then



frequency modulated.  Demonstrated laboratory sensitivities in the parts per



trillion range make this a technique to monitor closely as development



progresses.








     This technique may be viewed as a development over ten years old based on



tunable diode lasers (TDL's) (Hinkley, 1976).  Application of  pressure  to lead



salt semiconductor lasers provides a wide tuning range.  With  the continual



improvement in TDL's over the past few years, this technique certainly  merits



close tracking for application to EPA remote sensing needs.








Raman Lidar








     Raman lidar detects atmospheric species by detecting the  Raman-shifted



backscatter (Cooney, 1970; Melfi and Vhiteman, 1985).  Although  this molecular



scattering mechanism is enhanced as the fourth-power of the  frequency,  the



Raman cross-section remains about three orders of magnitude  below Rayleigh



(molecular) scattering.  High power excimer lasers have recently made  the






                                      43

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technique attractive for abundant species in the atmosphere such as vater



vapor (Petri et al., 1982), but it is predicted that Raman techniques will not



be competitive for ppm sensing, even into the 1990's because of the extremely



low backseatter coefficients and interference from aerosol fluorescence.







Fluorescence Lidar








     A fluorescence or resonance scattering lidar is one that employs the



absorption and subsequent spontaneous emission of the irradiating laser



photons to produce the returned signal.  This technique has been used with



great success in probing atmospheric constituents in the upper atmosphere



(Hegie, 1988).  However, this technique does not work well in the lower



atmosphere because the higher pressure almost always leads to quenching



collisions with the excited molecule before it has a chance to emit  its



characteristic radiation.  The technique may have some limited application in



the detection of aerosols, dusts, and films, but there is little chance  that



it has application for airborne, hydrocarbon or toxic pollutant plumes,



except when fluorescent aerosols are intentionally injected into the plume as



a sensible tracer.

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                                  Appendix 5







Examples of Remote Sensor Successes








     During early autumn of 1988, measurements of airborne toxic pollutants



and hydrocarbons vere conducted at seven potential Superfund sites in New York



and New Jersey (Minnich et al., 1989; McLaren et al., 1989).  The FTIR SAR



used during these field measurements detected eight different compounds, all



in the lov ppm-m range, listed in Appendix 7.  Path lengths up to 400 m to the



folding mirror vere used.  Set up time was less than one hour after arriving



at each site.  A standard Nicolet Model 730 FTIR system was used, supplemented



by 37 cm aperture Cassegrain telescopes for both the radiometer and the globar



source.  Signal processing electronics included an 18-bit analog/digital



converter and a Nicolet 620 data station that is built around a minicomputer



with 50 m byte hard disk.








     The success obtained in identifying pollutants during these field tests



indicates that FTIR remote sensing techniques are at a stage of maturity that



enable significant results to be quickly obtained for concentration levels of



importance in Monitoring toxic waste sites.  In addition, visible and near-IR



lidars have long been used for studying pollutant transport and diffusion in



plumes and air masses (e.g., Eberhard and McNice, 1986; Vakimoto and McElroy,



1986; McElroy and Smith, 1986; McElroy, 1987) or fluorescent tracers in such





                                      45

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plumes (Uthe, et al., 1985).  This substantiates the statement made earlier,



that remote sensing is not an "ivory tower" concept, but one that is now ready



to help solve EPA hydrocarbon and toxic pollutant sensing problems.







     The NOAA Wave Propagation Laboratory's pulsed Doppler lidar uses a



coherent C02 laser at 10.6 urn wavelength.   The lidar measures the back-



scattered radiance to determine turbidity from large aerosols and also deter-



mines the wind field.  This is accomplished by measuring the Doppler frequency



shift caused by the scattering aerosols' motion as they advect with the wind.



A range-resolved component of the wind parallel to the laser beam can be



displayed in real time at slant ranges of 20 km or more in the lower atmos-



phere.  A number of successful experiments have been accomplished since the



lidar was placed in operation in 1981 (Hall et al., 1987).  IR DIAL measure-



ments are accomplished by time sequencing the laser between absorbing and



window lines.








     This lidar participated during December 1987 as part of the Denver Brown



Cloud Study, documenting the meteorology of aerosol and CO polluting events



during wintertime in a high-elevation metropolitan region (Eberhard et al.,



1989).  The lidar mapped the aerosol cloud out to distances of typically 20 km



in north-east Denver.  Simultaneous vind data from the lidar revealed much



about the associated mesoscale meteorology.  The lidar confirmed the existence



of a weak drainage flov toward the northeast, followed by a return  flow driven



by typical pressure gradients that carry polluted air back to Denver.  It also



showed how stagnant, polluted air could cover part of the metropolitan area

-------
while clean air was present in other zones where strong mountain winds



extended to the surface.

-------
                                  Appendix 6







Future Improvements Possible in Remote Sensor Performance








     In this appendix ve examine  the performance equations of the promising



remote sensors discussed in Appendices 3 and A to understand where improve-



ments in performance may be expected in such instruments over the next five



to ten years.







Spectroradiometers








     There are fundamental, physics-imposed limitations to radiometer



performance.  These can be best studied by examining the S/N (signal-to-noise)



equations that apply to radiometers.   First, an equation that applies to any



type of radiometer is presented.  The nomenclature of Silva (1978) is used to



show that the noise equivalent pover (NEP) of a photon-detector radiometer



is,



                                     ( A  *8F )«
                             NEP
                                         D*
where A is the area of the detector,  SF is the electronic bandwidth of the



radiometer amplifier, and D* is the detectivity of the detector.  The value of



D* is, of course, a function of  wavelength, but we will not list this



subscript to avoid clutter in the equations.  Detector area, A, is related to



                                      48

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the field of view (FOV • 9) of the radiometer, and the effective optics focal

length, f by,


                                   9 * /Dt


since the detector is the limiting field stop, and the FOV is usually small.

The effective focal length is used because most radiometers do not form an

image of the source onto the detector but  rather use field lenses or condens-

ing optics to increase the "speed",  E, or  f/ratio of the optics.  E • D/f,

where D is the entrance aperture diameter.



     The input-signal power, *, to the audiometer detector over the spectral

increment employed is,
where r  is the atmospheric transmittance from  the source  to  the radiometer, L

is the radiance of the source, and  e is the optical efficiency of  the

radiometer.  In order to maximize
                                          n>LDE0€D*
                          S/N - «/NEP  »  —	57—
the numerator tens must be made as large as possible and  the denominator as

small as possible.  Only the numerator variables can be  improved,  for  the

electronic bandwidth is determined by the "scan" time, which is  in turn

dictated by inherent atmospheric variability in  the pollutant volume or  by  the
                                      49

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time available to measure the plume from different aspects, and these times



will probably not change over the next ten years.







     Taking the numerator terms in order, first, the wavelength increment in



the atmosphere that has maximum transmittance must be used, but since the



8-13 urn vindov is already used in many devices, and the transmittance is



close to 1.0 over path lengths of a fev kilometers, there is not much opti-



mizing left to do vith r .  With passive radiometers, there is not much that



can be done vith the source radiance, L, since this is most often the



Planckian thermal scene radiance.  Vith source-augmented radiometers, however,



there are improvements that can be made.  The globar sources commonly used



for FTIR's operate at a maximum temperature of about 1400K.  As pointed out by



Smith et al. (1957) specially constructed tungsten, v-grooved filament lamps



can operate at more than twice this temperature.  Experimental tests shov an



8-13 um radiance tvice that of globar.  Vith the improvements in IR vindov



materials in the past 20 years, only a modest amount of development effort



should be needed to improve sources for augmented radiometers.  Increasing L



by a factor of 2 provides 3 dB more signal.








     Some improvement in D* can be expected, but many detectors are already



very close to the quantum noise limits.  Improvements in cryogenic enclosures



and radiation shields can offer some improvement for thermal-IR detectors, and



these may improve D* by a factor of 2, or 3 dB in signal strength.








     Note that if a radiometer could be devised vhich employed multiple detec-



tors for examining the pollutant volume, the S/N improves  as  the square-root





                                      50

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of the number of detectors, because the signal in each of the detectors is



correlated but the noise is not.  One technology that has seen dramatic



improvement in the past fev years, and that promises to continue improving in



the future is in the ability to produce multi-element, solid state detectors



in linear or areal arrays.  It seems reasonable to forecast that in five to



ten years arrays of ten to thirty times greater complexity than present




designs will be available.  What is not obvious is hov to advantageously




employ multiple element detectors in FTIR's, although they could be used to



average-out speckle noise in coherent DIAL'S; multiple detectors have already



proven their advantage in dispersive instruments.








     Another improvement may come from the optics aperture.  Light-veight



optics are another area where significant recent improvements have been



shown, with further advances most probable.  In field instruments it is often



the weight of the device that limits its utility, so larger optics diameters



need not impact on an instrument's mobility.  An increase of 0 by a factor of



2 is an easy way to achieve another 3 dB of signal.  So  if we add together



all of these improvements, we find that 9 dB (or a factor of nearly 10) can



be expected over the next fev years in radiometer sensitivity enhancement.








     Since FTIR performance is strongly determined by digital computing speed



and by software sophistication, it is predicted that a future FTIR will be



improved overall in three categories: (1) In the number  of pollutants  that it



can store in memory for real-time identification, (2) In the speed with which



these identifications can be made, and (3) In improved sensitivity into the



fraction of ppb range - the 9 dB, or factor of nearly ten, enhancement






                                      51

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predicted above.  There are no critical component weaknesses to exploit in



order to achieve greater improvements.  Costs of mobile FTIR's with their



real-time computers will be in the range of $50K to $200K, 1988 dollars.  UV



dispersive instruments should be somewhat less expensive.







Laser Remote Sensors







     The S/N equation for a lidar is not too different than that for a



radiometer since the lidar receiver is really just a radiometer adapted for



the high frequency response required to achieve adequate range resolution.



Since the laser radiation backseat tered from atmospheric or topographic tar-



gets decreases as the inverse-square of the range, R, to the scatterer, the



energy, E, returned to the detector is,
                         E  =  E. €T R-2(nD2/4)(3(ct/2)
                                it  a
where E, is the energy in the laser pulse of duration  t,  3 is  the backseat ter



coefficient of the target, c is the velocity of light, and the other symbols



have the same meaning as on pgs. 48-49.  This returned energy  is converted  to



a signal current, i  , according to the expression,
                   s
                                      is -  *r
where the signal pover is simply  * * E/t and  T is  the  responsivity  of  the



detector and amplifier (usually given  in amperes per watt).
                                      52

-------
     The predominant noise term appropriate for the lidar equation will vary



according to the spectral region and thus the type of detector that will be



used (Hall, 1974).  In general, the noise can be attributed to a sum of these



noise currents,
                           in  -  [2eSF(is
where e is the electronic charge, and the subscripts b and d stand for back-



ground and dark respectively.








     Vhen looking for those improvements in lidar (DIAL) system performance



that may be expected over the next ten years, it is expected that improved



light weight optics will make an increase in D possible without impacting the



system mobility.  An increase in optics area by a factor of 2 for a 3 dB gain



in signal will be feasible.  The energy available from line-tunable or



continuously tunable sources will also increase as laser efficiencies and



materials are improved, both for gaseous and solid state units.  An improve-



ment in energy by a factor of 3, or 5 dB is frugal.








     The potential for the greatest improvement breakthrough exists with



infrared detectors.  Present detectors, such as the ubiquitous HgCdTe



operated at 77°K have an extremely low responsivity, and therefore require



high-gain preanplifiers before  the signals can be operated upon.  But to



achieve the frequency response  required for a pulsed DIAL, the fundamental



Johnson noise in the preamp swamps the meager detector signal.  This  is  the



principal reason why heterodyne systems have been developed, to amplify





                                      53

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optically the signal to a level where the  preamp noise is negligible.



Avalanche photodiodes are just becoming available in the near infrared (Brown



and Ridley, 1986), and liquid helium-cooled devices have been demonstrated for



the thermal infrared (Stapelbroek, 1987).  If a practical, field-deployable,



avalanche detector can be developed for C02 DIALs, the sensitivity of a



heterodyne DIAL may be approached without the speckle limitations or the com-



plications of interferometer alignment.  Sensitivity could then be increased



by a factor of 10 to 100 (or equivalently, 10 to 20 dB).








     Overall lidar or DIAL sensitivity can be expected to improve by a factor



of six (or 8 dB) in the next ten years without detector improvements.  If



avalanche detectors become available, the total improvement could be factors



of 60 to 160 (or 18 to 28 dB).  These 1990's DIALs will also be much more



versatile, reliable, and sophisticated compared to today's units.







     Laser remote sensor overall performance can  thus be improved in three



categories also: (1) In the number of lines that can be tuned to quickly, from



the present 70 or so to perhaps 200 for C02 instruments (by using isotopes of



C02;  prototypes of such lasers have been built) and over wider increments in



the UV, visible, and near IR using nev solid state lasers, (2) In the speed



with which this tuning can be accomplished, and (3) In sensitivity into  the



fraction of ppa range for sensing ranges of several kilometers and into  the



ppb range for shorter (* 10 m to 100 m)ranges.  C02 laser technology is more



advanced than competing sources for DIAL, and will likely remain so  into  the



1990's.  Avalanche detectors present a critical component development oppor-



tunity for thermal IR DIAL'S, and much work remains on  improving  tunable  diode





                                      54

-------
and tunable solid state lasers.  Costs for mobile C02 OIALs will be in the



S150K to S500K range in 1989 dollars.
                                      55

-------
                                  Appendix 7

Reacte Sensing Detection Levels for Hydrocarbons and Toxics

     The table that follows lists examples of compounds that have been
detected using existing sensors under field conditions.
Pollutant
Phosgene
CFC-11
CFC-12
NH3
Ethylene
oxide
Propylene
oxide
o-xylene
Toluene
Chloroform
Methanol
Acetone
p-xylene
1,1,1-tri-
chloroe thane. .
1,3,5-tri-
methylbenzene
Ethylene
Trichloro-
ethylene
Chloro-
benzene
Absorption
Spectrum
Band, ym
11.8


10.4, 10.7
10.7-11.9
11.4-12.2
7.1-14.3
n
n
n
n
n
N
If
II .
10P(14),(12)
10P(20),(10)
9R(26),9P(12)
Spectro- Laser (DIAL)
radiometer Sensor
Detection Detection
Limit Limit Reference
"1 ppm.m Mobay Corporation
(see p. 20)
"1 ppm.m "
"1 ppm.m "
"1 ppm.m "
"30 ppm.m "
n
"30 ppm.m "
n
"33 ppm.m Hinnich et al.
(1989)
"10 ppm.m "
< 4 ppm.m "
"1.4 ppm.m "
"23 ppm.m "
<30 ppm.m "
"3 ppm.m "
<3 ppm.m "
0.3 ppm.m Grant (1989)
0.9 ppm.m "
5.3 ppm.m "
                                      56

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                                  Appendix 8

     Attendees at the EPA Workshop on Remote Sensing of Hydrocarbons and
Toxic Pollutants, Las Vegas, Nevada, 6-7 April 1989.
Bath, Raymond
Behar, Joe
Carsvell, Allan
Daubner, Ludo
Demirgian, Jack
Diebel, Dorothee
Emery, Silvio
Fovler, Robert
NUS Corporation
1090 King George Post Road
Edison, NJ 08837
(201) 225-6160

U.S. EPA-EMSL-LV
P.O. Box 9378,
Las Vegas, NV 89193-3478
(702) 798-2216

Physics Dept., York University
4700 Keele St.
N. York, Ontario, Canada M3J P3
416) 736-2100
x7755

Barringer Research
304 Carlingview Dr.
Rexdale, Ontario, Canada M9V3H5
(416)675-3870

Argonne National Lab.
9700 Cass Ave.,
Argonne, IL 60439
(312) 9 2-6807

UNLV/ERC
4505 Maryland Parkway
Las Vegas, NV 89154
(702) 798-2435

U.S. Army CRDEC
SMCCR-RSP,
Aberdeen Proving Gnd., HD 21010
(301) 671-3518

Hughes Aircraft Co.
E55/G223, P.O. Box 902
El Segundo, CA 90245
(213) 373-2925
                                      57

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Gillespie, James
Grant, William
Hall, Freeman
Herget, Bill
Karl, Robert
Kert, John
Kibby, Hal
Killinger, Dennis
Klein, Volker
Knapp, Ken
U.S. Array
Atmospheric Sciences Lab.
SLCAS-AR-P
WSMR, NM 88002
(505) 678-6609

NASA Langley Research Center
MS 401A
Hampton, VA 23665-5225
(804) 864-5846

UNLV/ERC
202 Ocean Street
Solana Beach, CA 92075
(619) 259-2721

Nicolet Instrument Corp.
5225 Verona Rd.
Madison, VI 53719
(608) 271-3333

Los Alamos Natl. Lab.
MS-J-567, P.O. Box 1663
Los Alamos, NM 87545
(505) 667-4702

Hughes Aircraft Co.
P.O. Box 902
El Segundo, CA 90245
(213) 616-0008

U.S. EPA EMSL-LV
P.O. Box 93478,
Las Vegas, NV 89193-3478
(702) 798-2522

Dept. of Physics
Univ. of South Florida
Tafflpa, FL 33620
(813) 974-3995

Battelle Institute
Am Roemerhof 35
D-6000 Frankfurt 90, F.R.G.
49-69-7908-2859

U.S. EPA-AREAL
Research Triangle Park, NC 27711
(919) 541-2454
                                      58

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Kroutil, Robert
Leonard, Donald
Leonelli, Joe
Lewis, Harry
U.S. Army CRDEC
SMCCR-RSL
Aberdee Proving Gnd.t MD 21010
(301) 671-3021

GTE Govt. Sys. Corp.
P.O. Box 7188
Mountain View, CA 94039
(415) 966-3707

SRI International
333 Ravenswood
Menlo Park, CA 94025
(415) 859-2326

Contraves Corp.
Block Engr. Grp.
28 Travis St.
Boston, HA 02134
(617) 254-4401

Aerospace Corp.
M2-253, P.O. Box 92957
Los Angeles, CA 90009
(213) 336-7418

U.S. EPA EMSL-LV
P.O. Box 93478
Las Vegas, NV 89193-3478
(702) 798-2361

ERC/UNLV
4505 Maryland Parkway
Las Vegas, NV 89154
(702) 798-2359

Battelle Northvest
P.O. Box 999
Richland, VA 99352
(509) 375-2044

CIRES
Box 0216
University of Colorado
Boulder, CO 80309
(303) 497-6509
Sandridge, Robert Research Dept. Consultant
                  Mobay Corp.
                  New Martinsville, WV 26155
                  (304) 455-4400
                  x2207
Loper, Gary
McElroy, James
McGown, Hike
HcVeety, Bruce
Rye, Barry
                                      59

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Shrieves, Van
Simpson, Orman
Spear, Richard
Spellicy, Robt.
Stedman, Donald
Uthe, Ed
Visvanathan,
Ramesh
Vilkerson, Tom
Williams, Llcv
Zimmermann,
Rainer
U.S. EPA-Region 4
345 Courtland St.
Atlanta, GA 30312
(404) 347-2864

TECAN Remote (ELS)
3000 Northwoods Pky. #185
Atlanta, GA 30071
(404) 242-0977

U.S.  EPA-Region 2
Voodbridge Ave.
Edison, NJ 08837
(201) 321-6686

Optimetrics, Inc.
106 E. Idaho
Las Cruces, NM 88001
(505) 523-4986

Chemistry Dept.
Univ. of Denver
University Pk
Denver, CO 80208
(303) 871-3530

SRI International
333 Ravensvood
Menlo Park, CA 94025
(415) 859-4667

ERC/UNL
4505 Maryland Parkway
Las Vegas, NV 89154
(702) 798-2268

Univ. of Maryland
Inst. for Phys. Sci. & Tech.
College Park, MD 20742-2431
(301) 454-5401

U.S. EPA/EMSL-LV
P.O. Box 93478
Las Vegas, NV 89193-3478
(702) 798-2109

UNLV/ERC
4505 Maryland Parkvay
Las Vegas, NV 89154
(702) 798-2435
                                      60

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