United States
       Environmental Protection
       Agency
Office of Air Quality
Planning and Standards
Research Triangle Park, NC 27711
September 1980
        Air
        Air Quality
        Modeling
What It Is and
How It  Is Used

-------
This publication was prepared for the U.S. Envi-
ronmental Protection Agency under contract  by
Environmental  Research  & Technology, Inc.,
Concord, MA. Among many individuals who con-
tributed to the brochure in the review process,
the efforts of Carol Counihan and Dr. Bruce Egan
are especially appreciated.

Authors:          David Strimaitis, Robert Bibbo
                 Robert McCann

-------
EPA is charged by Congress to protect the Nation's land, air
and water systems.  Under a mandate of national environ-
mental laws focused on air and water quality, solid  waste
management and the control of toxic substances, pesticides,
noise and radiation, the Agency strives to formulate and imple-
ment actions which lead to a compatible balance  between
human activities and the ability of natural systems to support
and nurture life.

-------
                      Foreword

  The purpose of this brochure is to acquaint the reader with the
basic concepts of air quality modeling and  its application in air
quality management. It is directed to non-technical audiences to
explain what models are, how they are used, and what their limita-
tions are as a tool in the air pollution control  process.  Several
publications are listed for those  who desire further information.
  It should be understood that models are mathematically derived
tools. The reliability of predicted air quality estimates  is directly
dependent upon the detail and  quality of the information used in
applying the models. Their primary purpose is to serve as an aid
in arriving  at sound regulatory decisions.

-------
                                          Contents
iv Glossary of Terms

1  Air Quality Modeling in Decision-Making
    What is an air quality model?
    What are air quality models used for?
    What are the air quality standards and PSD
      increments?
    When are models used to assess compliance
      with  the standards and increments?
    What is the relationship between monitoring
      and modeling?

6 Applying Air  Quality Models
    What is the general approach to modeling?
    What is a screening analysis?
    What is a refined model analysis?
    What kinds of data are needed to apply a
      model?
    What source  information is needed?
    What air quality information is needed?
    What meteorological information is needed?
     What determines the selection of a particular
       model?
     What computer resources are required?

13 Available Air Quality Models
     What are the general types of air quality
       models?
     What is the EPA UNAMAP series?
     What models are included in UNAMAP?
     When may other models be used?

17 Accuracy of Air Quality Modeling,
   and Decision-Making

     What determines the adequacy of a model?
     How is a model validated?
     What is the expected accuracy of  models?
     How should air quality data be used to verify
       model-based decisions?
     When are air quality data more acceptable
       than models in decision-making?

-------
IV
                                              Glossary of  Terms
Area Source:     a group of pollutant emitting facilities, with small
                and variable emission rates, which are evenly dis-
                tributed across a well-defined region.  Emissions
                from  residential and  commercial  space heating
                furnaces over several city blocks may be modeled
                as one area source.

Background      that portion of observed ambient pollutant concen-
Pollutant        trations which is not directly attributable to major
Concentration:   nearby pollutant sources.

Chemical        a series of chemical  reactions which changes the
Removal         chemical composition of a pollutant.  Such trans-
Process:         formations reduce the amount of the original pol-
                lutant in the ambient atmosphere.

Dispersion/      a mixing process in which air motions mix  a pol-
Diffusion:        lutant plume over an ever increasing volume,  there-
                by diluting the concentration of the pollutant in
                the ambient air.

Line Source:      a pollutant producing activity which is uniformly
                spread out along a narrow band.  Pollutant emis-
                sions from moving vehicles on a major highway
                may be modeled as a line source.

Long-Term:      a period of time associated with annual air quality
                standards. Long-term models usually address pol-
                lutant concentrations over several seasons to one
                year.

Meteorological   a short period of time, varying between one hour
Episode or       and a few days, over which a single class of weath-
Event:           er conditions is dominant.
Physical          a series of events which leads to the direct deple-
Removal          tion of an air pollutant in the ambient atmosphere
Process:          without chemical transformation. Several physical
                 mechanisms include settling  of heavy particles,
                 impaction on vegetation and structures, and rain-
                 out.

Point Source:     a single activity that causes the release of a pol-
                 lutant plume from a stationary vent. Large smoke-
                 stack emissions are modeled  as a single  point
                 source.

Primary          a substance which is produced by a source and
Pollutant:        released directly  into the  atmosphere  as  a pol-
                 lutant.

Secondary        a pollutant  which forms in the  atmosphere as a
Pollutant:        result of chemical reactions between substances
                 released by a source, and other substances already
                 present in the atmosphere. Many of these reac-
                 tions depend on sunlight,  and  are called photo-
                 chemical reactions.

Short-Term:       a period of  time associated with air quality stan-
                 dards for pollutant  exposures  ranging  between
                 one hour and 24 hours.

"Worst-Case"     a specific combination of wind speed, wind direc-
Meteorology:      tion,  and other  weather variables which fosters
                 the highest expected pollutant concentrations due
                 to emissions from a particular  group  of air pol-
                 lution sources.

-------
              Air Quality Modeling  in  Decision-Making
  What is an air quality model?
  An air  quality model is a set of mathematical
equations relating the release of air pollutants to
the corresponding concentrations of pollutants
in the  ambient atmosphere.  Ambient air is  the
outdoor air to which people, structures, plants,
and animals  are  exposed.   Such mathematical
                                    APPLICATION
  Link Ambient
 Concentrations to
 Pollutant Emissions
     \
       p^aM Changes
       n Air Quality
         A
           Supplement Air
          , Quality Data
              \
                AIR QUALITY MODEL
relationships  provide a technique for predicting
the consequences of changing the amount of
pollutants released into the air from either new
or existing sources of air pollutants.

  What are air quality models used for?

  Air  quality  models  are  used  to identify  and
evaluate the level of controls required  to solve
industrial and  urban air pollution problems. They
are applied in an engineering or analytical way
to identify the causes of existing problems,  and
in a planning or predictive way  to project  and
avoid  future problems.  Air quality models are
used to:
  • develop air pollution control plans for attain-
    ment  and maintenance of  acceptable  air
    quality,

  • assess environmental impacts expected from
    industrial  expansion and urban development,
    and

  • project the future air quality trends and  pat-
    terns associated with regional planning op-
    tions.

-------
Each  of these model applications is illustrated
by an example.
  • Unacceptably high ambient  pollutant con-
    centrations  are  measured in a residential
    area near an industrial zone containing many
    large  pollutant sources.  Modeling must be
    used to identify which sources are contribut-
    ing to the excessive concentrations.  Once
    the problem sources are identified, air quality
    engineers can take appropriate action to
    solve the problem.  By administrative action
    the state agency can then incorporate  this
    solution into the state air pollution control
    plan.

  • An industry wants to construct a major new
    facility  in an industrial  park near a large
    urban  area and  submits  an  application to
    the state for a permit to construct.  Modeling
    must  be used by the state agency or indus-
    trial  consultants to predict how emissions
    from the new  facility will  affect  ambient air
    quality. The state and federal air pollution
    authorities  will issue  a permit to construct
    only if the  modeling indicates that accept-
    able air quality will be maintained after the
    facility is in operation.

  • A regional  planning agency has several dif-
    ferent options for industrial expansion in a
    rural county.  Based on typical source charac-
    teristics and projected emissions, the impact
    of each  option  can  be assessed  with an
    appropriate air quality  model.  The  model
    results can be used in conjunction with other
    information to rank each option. In this way
    environmental and economic factors can be
    clearly assessed  and  integrated in the plan-
    ning process.

  In each case, modeling provides a quantitative
link between sources of air pollutants and ambient
air quality. Such a link is necessary when regu-
latory decisitns must be made within the  frame-
work of the air  quality standards and Prevention
of Significant Deterioration (PSD) increments.

  What are the air quality standards and PSD
  increments?
  National  Ambient   Air  Quality  Standards
(NAAQS) are  maximum pollutant concentration

-------
limits for ambient air in the United States. The
U.S.  Environmental Protection Agency (EPA) and
state air pollution  agencies must  ensure that
NAAQS are attained and maintained throughout
the country.
  Primary NAAQS protect the public health and
are based on known health effects.  Secondary
NAAQS are generally more restrictive than primary
standards.   They are based on vegetative and
material effects and are intended to protect public
welfare.
  The PSD program was established to maintain
the ambient  air quality  existing on a specific
baseline date.  The  program applies, on a pol-
lutant-specific basis, to areas of the country where
existing air  pollutant concentrations are below
the limits specified by NAAQS.
  PSD increments are ambient pollutant concen-
tration  limits  which legally define  how  much
pollutant concentrations in an area can increase
from a set baseline level for all future time. As
new  pollutant sources come on-line  and  each
increases ambient pollutant concentrations slight-
ly, they are  said to "consume  available  incre-
ment."  The full increment is available to these
NAAQS

-------
sources if the difference  between the NAAQS
and the baseline level is greater than the incre-
ment.
  When are models used to assess compliance
  with the standards and PSD increments?

  Compliance with the ambient air quality stan-
dards  is primarily assessed with  ambient air
quality monitoring data, when that data exist.
However, the geographical coverage and samp-
ling  frequency  achievable in  most monitoring
systems limits the ability of the system to docu-
ment all possible occurrences  of high pollutant
concentrations.   Consequently, supplemental
modeling analyses are frequently performed to
determine if  the  standards  are being attained
and  maintained in areas where it is  suspected
that  air quality data do not include maximum
possible concentrations.
  Air quality  modeling  becomes essential when
compliance with  standards  must be  assessed
during permit review for new major sources. The
analysis must evaluate whether or not allowed
emissions from the new source will  cause  or
contribute to a violation of a NAAQS.
  The consumption and allocation of PSD incre-
ments is also calculated with modeling.  This is
because  PSD  permit conditions  demand  that
increment consumption expected from new major
sources  and major  modifications  of  existing
sources be predicted in advance of granting the
permit.
  What is the relationship between monitoring
  and modeling?

  Collection and analysis  of  air quality  data  is
useful  in (1) providing  model  validation  data,
(2) monitoring for NAAQS  attainment and main-
tenance, and (3) establishing background pollutant
concentrations due to minor  or distant sources
not included in dispersion calculations. In cases
where there are few existing sources in the  area
of a proposed new  source or modification, moni-
toring may also provide a check on the main-
tenance of  applicable PSD increments.  Each  of
these functions is  directly related to the use  of
models.
  Ambient air quality  monitoring ultimately deter-
mines the validity of modeling assumptions. The
most valuable interaction between monitoring and

-------
modeling occurs when modeling is used to iden-
tify areas of highest expected pollutant concen-
trations, and subsequent monitoring near these
locations is used to evaluate model predictions,
and to ensure that air quality standards are main-
tained.  A second type of interaction frequently
occurs when monitors record excursions of the
standards.  Such excursions usually trigger model-
ing analyses to develop a control strategy aimed
at correcting the causes  of  the violations.  In
both  cases, modeling is  used  as a predictive
tool in identifying which sources have an impor-
tant air quality impact and where these impacts
occur, while monitoring  provides  a basis for
assessing the accuracy of those predictions.

-------
Applying  Air Quality  Models
   What is the general approach to modeling?

   Generally accepted  practice calls for a two
 step modeling procedure. The first step provides
 for a screening of potential air quality problems
 with the use of a simple model. The second step
 is a detailed assessment of an air quality prob-
 lem identified in the screening analysis, using a
 more refined model.  The second  step is initiated
 if potential  air quality problems, such  as viola-
 tions of NAAQS, are singled out  in the first step.

   What is a screening analysis?
   The purpose of a screening analysis is to elim-
 inate, with minimum effort, those sources that
 clearly will  not cause or contribute to ambient
 concentrations in excess of any  air quality stan-
 dard.  When  properly applied, screening models
 can eliminate unnecessary expenditures of re-
 sources associated with more refined modeling
 assessments.
   The screening  procedure is most useful for
 point sources when the short-term standards are
 more limiting than long-term standards.  The first
Presence of Secondary Pollutant Due to
   Complex Chemical Reaction

-------
phase of the procedure consists of simple calcu-
lations for estimating concentrations under worst-
case meteorological situations not complicated
by terrain or other physical  features.  A  second
phase  includes more detailed screening proce-
dures for special  cases including simple terrain
impingement, building downwash, and long range
transport.

  What is a refined model analysis?

  A refined model incorporates many of the same
assumptions found in the more complex  screen-
ing models. However, the refined model  retains
much more of the detail present in source data
and meteorological data. While screening model
predictions consider  worst-case meteorological
conditions  and simplified physical assumptions,
the refined model  incorporates more complex
physical assumptions, and uses the actual  dis-
tribution of meteorological episodes and  source
characteristics to assess the  potential for ambient
air quality violations.
  What kinds of data are needed to apply a
  model?

  Data needed to apply a model  fall  into three
categories:

  • source data
  • air quality data
  • meteorological data

  Source  data describe where pollutants  are
released, and determine initial pollutant concen-
trations.  Air quality data provide information on
background pollutant concentrations that either
add to or react with  pollutants included in  the
source data.   Meteorological data describe  the
potential for  pollutant transport,  diffusion,  and
transformation in the  atmosphere before reaching
the ground.

  What source information is needed?

  All simulation models require at least the  fol-
lowing source information:

  • location of air pollution sources

-------
  • estimates of the amount of pollutant that
    each can emit
  • description of how pollutants are released
    to the atmosphere

  • description of nearby structures
The location of a source of air pollutionjs usually
referenced  to a  conventional  map  coordinate
system.  This enables a  model to specify the
individual  locations  of each source relative to
significant terrain  features, populated areas, other
sources, and air quality monitors.  A description
of the pollutant-producing process at each source
is used to  estimate  the  amount  of  pollutants
emitted to the atmosphere, and a description of
how the pollutants are emitted  determines what
atmospheric processes are important in  estimating
ambient concentrations  resulting from  these
emissions.
  All of this information  is  generally obtained
from  engineering, process,  and fuel  use data.
The  specific quantities derived from this  data
and used to model each source include:
  •  source coordinates,
  • pollutant emission rate

  • height of the pollutant release such as stack
    or vent height

  • shape and dimensions of release points such
    as the stack diameter of a  point source, or
    the width and length of an area source

  • temperature  of the  plume upon release to
    the atmosphere

  • velocity of plume at the point of atmospheric
    release

  • dimensions and locations of  nearby buildings
    and structures

  Source  information  is generally obtained from
local  and state  air pollution  agencies, and  the
EPA.  Each EPA regional office collects and main-
tains  emissions  data, and makes it available to
the  general public.  State agencies submit  de-
tailed  source data to these offices annually. There-
fore, local  and state agencies often provide  de-
tailed source data directly from  their own emis-
sions  inventory system.  Regional emissions over
the  entire country can be found in the  National

-------
Emissions Data System  (NEDS), which  is main-
tained by the EPA.

  What air quality information is needed?

  Air quality data from existing monitoring  sta-
tions is needed to provide information on ambient
pollutant  concentrations.  When obtained from
appropriate monitors,  these data are  used to
determine if an area is in compliance with NAAQS,
and  are also  used to  adjust air quality  model
estimates  for background  pollutant concentra-
tions.   These  data can be obtained from state
and local air pollution control agencies, or through
the Storage And Retrieval Of  Aerometric Data
(SAROAD) system at regional EPA offices.  The
SAROAD  system is the  national air data bank.
  These sources may be supplemented with data
from industrial monitoring networks.  Most  meas-
urements  are processed  into short-term and an-
nual averages for convenient comparison with
NAAQS.

  What meteorological  information is needed?

  Meteorological variables that describe pollutant
transport  and dispersion in the  atmosphere are
wind direction, wind speed, atmospheric stability,
and mixing height.  Wind  direction determines
the general direction of pollutant  transport. Wind
speed  determines the  amount of initial dilution
of the pollutants and  also the height to which
the  plume  rises.   Atmospheric stability is  a
measure of turbulence, which in  turn determines
the rate at which the effluent  is dispersed  as
it  is transported by the wind.  Mixing height  is
the vertical  depth of  the  atmosphere through
which  pollutants can be dispersed.
  Estimates of each variable are usually obtained
from meteorological  observations made by the
National Weather  Service  (NWS) at  numerous
observing  stations throughout the country. They
are available as hour-by-hour weather observa-
tions and in summarized forms from  the National
Climatic Center (NCC) in Asheville, North Carolina.
The variables can also be obtained  from similar
information  recorded  by industrial  site-specific
meteorological measurement programs.

  Other variables, such as relative humidity and
solar radiation, may be required for sophisticated

-------
10
air quality models that simulate  chemical  reac-
tions and transformations  in  the  atmosphere.
These variables can be inferred  through appro-
priate analysis  of  NWS data  and  site-specific
measurements.

   What determines the selection of a particular
   model?

   The choice of a model depends primarily on
the level of detail required to fulfill the objectives
of the analysis, on the availability of input data,
and on the physical nature  of  the system to be
analyzed.
   Analysis objectives can include siting air quality
monitors, or assessing compliance with air quality
standards, for example.  In siting monitors, zones
of high, frequently occurring  concentrations  must
be identified.   When  compliance  modeling  is
performed, only the highest, or second highest
predicted concentrations are of interest.  Modeling
approaches in those two cases may not be the
same.
   The availability of input  data can influence
the selection of an air quality model.  The more
complex models generally require more detailed
data bases.   However, the availability  of  this
information alone does not control the choice of
model.  In some cases, limited  use of representa-
tive data to augment existing data required for
a more complex model will produce considerably
more useful and accurate concentration estimates
than those produced by a less  complex model
that happens to fit the existing data.
  The physical nature of the system depends on
(1) the characteristics  of the  pollutants, (2) the
averaging time for determining pollutant concen-
trations, (3) the  characteristics  of  the sources
of those pollutants, and (4) the characteristics
of transport and diffusion between those sources
and  points  selected  for air  quality evaluation.
Elements of these four factors are listed in Table 1.

   What computer resources are required?

   The simplest  screening calculations  can be
done with n<5 more than a scientific pocket cal-
culator.   However, more  complicated  analyses
are performed with a small computer.

-------
                                                                                                  11
                  Table 1
   Factors Important in Selecting a Model


            Pollutant Characteristics
Production Process         Removal Process
1. Primary
2. Secondary
Short-term

1. Hours
2. Days
Number
1. Few/Isolated
2. Multiple
            1. None
            2. Chemical
            3. Physical

   Averaging Time

            Long-term

            1. Months
            2. Seasons

Source Characteristics

            Geometry

            1. Point
            2. Area
            3. Line
            4. Volume
      Transport and Diffusion Characteristics
Geographic Features        Distance

1. Simple
2. Complex
            1. Short-range (< 50 km)
            2. Long-range (>50 km)
                                        All  refined  models require a large computer.
                                     The capabilities of a large computer are needed
                                     since many meteorological conditions  must be
                                     simulated, and concentrations at many receptor
                                     locations must be calculated for each  meteoro-
                                     logical condition.

-------
12
                                            Background Pollutants
                                                                                         Photochemistry
                                                               \ Chemical
                                                               / Removal
Secondary
 Pollutant
                                                       Physical Removal
                                                                                  Ramout
                                                                                  Settling
                                                                                 Impaction
       Pollutant characteristics and transport characteristics are important factors in selecting a model.  Some pollutants
       (primary) are nearly inert over short-range downwind distances, and their concentration in the atmosphere only
       changes through diffusion.  Over long-range downwind distances, these pollutants eventually leave the atmosphere
       mainly through physical removal processes.  Other primary pollutants are chemically reactive. They can be removed
       through chemical transformations.  Pollutants created by these chemical reactions  are called secondary pollutants.

-------
                                                                                          13
                       Available  Air Quality  Models
  What are the general types of air quality
  models?
  There are a number of different types of models
ranging from quite simple to complex. The sim-
plest type of air quality model is the proportional
"rollback" technique which  is useful if very little
information  is known, and crude  estimates of
needed emissions reductions are desired.  The
technique assumes that changes in the  highest
concentrations of a particular pollutant are direct-
ly related to the changes in the areawide  emis-
sions of that  pollutant.  Using this  technique,
a required 50% reduction in ambient concentra-
tions needs  a 50%  reduction (or .rollback)  in re-
gional  emissions.  In  contrast, one of the most
complicated forms of an air quality model is a
photochemical model for reactive pollutants. This
type of model  can contain many complicated
chemical reaction relationships which require a
vast number of  computations.  Extensive and
detailed emissions, air quality, and meteorological
data must be available in order to apply this type
of model.
  Between  these two extremes lies a variety of
statistical and  simulation models.  Statistical
models  are similar to the rollback techniques,
relying on  observed  relationships  between  air
quality data, emission rates, and  selected mete-
orological variables. These models are site-spe-
cific.   Simulation models, on the other hand,
explicitly incorporate the effects of physical and
chemical processes through mathematical  expres-
sions derived from fundamental scientific princi-
ples.  As a result, the same  simulation model
can be conveniently and correctly applied in many
different regions as  long as the basic model
assumptions are not violated.  This is not true of
statistical models.   Therefore, most air  quality
modeling is performed with simulation models.
  The most frequently used screening and refined
simulation models for evaluating the dispersion
of atmospheric contaminants are those based on
the well-known Gaussian plume description of the
dispersion process.  Gaussian plume models simu-
late transport and diffusion of air pollutants by
means of simple algebraic expressions that are
easily programmed for a computer.  These models
have been used for more  than two decades, and

-------
14
               Rollback Technique
       Gaussian Plume (Simulation Model)
         Data and Assumptions   Computations       Predictions

               Photochemical Model
     Data and Assumptions
                          Computations
underlie much of the current and proposed regu-
latory modeling  practice.  They will continue to
be widely used in the future. Nearly all available
atmospheric dispersion models are based on the
Gaussian description.
  What is the EPA UNAMAP series?

  The User's Network for Applied Models of Air
Pollution (UNAMAP), instituted in 1973 by the EPA,
is a system consisting of a library of air quality
simulation  models.  EPA stores the models for
readily available access, updates the models and
model inventory, and provides a service that noti-
fies users  of  any  changes to the  models.  The
UNAMAP series  includes both screening models
and refined models and is available on magnetic
tape from  the National Technical Information
Service (NTIS).

  What models are included in UNAMAP?

  The UNAMAP models,  listed in Table  2, are
all Gaussian-based dispersion models.   Gaussian
models have been used extensively in atmospheric
dispersion modeling and form the basis for much
of the current regulatory procedures.

-------
                                                                                                         15
                                              Table 2
                              Summary of Models in UNAMAP
APRAC, a short-term model for vehicle-generated pollutants located within and around an urban area.
HIWAY, a short-term model for vehicle-generated pollutants for calculating concentrations downwind of roadways.
PTMAX, PTDIS, short-term screening models for a single source in rural areas.  These models determine distances of
maximum concentrations for specific meteorological conditions.
PTMTP, a short-term screening model for multiple sources in rural areas.
PAL, a point, area, and line source screening model for calculating short-term concentrations in rural areas.
COM, Climatological Dispersion Model, an annual or seasonal urban model.
CDMQC, version of COM capable of identifying individual source contributions to the predicted pollutant concentrations.
RAM, a series of models for calculating short-term and annual concentrations during a one-year period in flat urban areas
with  point and area sources in multiple locations.
CRSTER, a model for calculating short-term and annual concentrations during a one-year period from a single plant in a
rural area with moderate terrain.
VALLEY, a screening model for calculating maximum 24-hour concentrations from a  single  source in rural rough terrain.
ISC, a model for estimating short-term and annual concentrations during a one-year period for complex industrial  sources.
MPTER, a model for estimating short-term and annual concentrations during a one-year period from multiple sources in
a rural area with moderate terrain.

-------
16
   UNAMAP models  incorporate a wide variety
 of features and capabilities.  Most of the models
 handle primary pollutants without any considera-
 tion for physical or chemical removal  processes.
 None handle the secondary production process
 directly, while several approximate physical and
 chemical removal processes with a simple math-
 ematical formulation. A majority of the models
 can be applied to estimate short-term concen-
 trations while about  half can be used for longer
 averaging periods.

   When may other models be used?
   When circumstances become sufficiently com-
 plicated, other refined models may be  required.
 Such models, when available, should  be applied
 cautiously and only under the direction of experi-
 enced air pollution engineers or scientists.  They
 can be used to assess:

   • emission releases  from sources  located  in
     areas with rough or  complex terrain

   • emission releases  from sources  near  large
     bodies of water
• the formation of secondary pollutants through
  complex chemical reactions
• the long-range transport of both passive and
  reactive pollutants

• emissions from moving sources such as jet
  aircraft
• complicated downwashing situations which
  are beyond the limitations of the ISC UNAMAP
  model

-------
                  Accuracy  of  Air Quality Modeling,
                             and Decision-Making
                                        17
  What determines the adequacy of a model?

  A model is considered adequate if it predicts
observed pollutant concentrations well. This usu-
ally occurs when the model incorporates  all of
the important physical  processes which  deter-
mine maximum pollutant concentrations.
  For example, plumes from short,  stubby stacks
close to large buildings are known to downwash
at high wind speeds.  (A plume  caught  in dis-
turbed air flow patterns in the wake of a struc-
ture reaches the ground quickly  and is said to
"downwash.") If a model for such a plume does
not include this process, it will fail to produce
adequate predictions of pollutant  concentrations
close to the stack.
  Modeling adequacy is more difficult to assess
in complex situations.  The  physical processes
which are  most important may not be clear.  If
model adequacy is in doubt, validation or cali-
bration studies are required to test the  ability
of the model to predict observed concentrations.

  How is a model validated?

  A model can be validated  if its  predictions are
directly comparable to detailed air quality observa-
tions.  When comparisons are made, the follow-
ing conditions must be met:

  • Terrain and meteorological  conditions are
    described adequately in the model.

  • Source data are complete and any significant
    variations are identified.
                 Limitations

-------
18
  • Pollutant characteristics are well known,
    including any important chemical  reactions
    or removal processes.

  • The pollutants to  be addressed must  have
    characteristics similar to those  for which
    the model was developed.
  • Air quality data are representative of the area
    and averaging times simulated, and are accu-
    rate and complete.

When these  conditions are satisfied, validation
of the model consists of the following steps:

  • Simulated concentrations are compared with
    measured data.
  • The causes of any differences are identified.

  • Data bases are corrected and improved.

  • Inappropriate model assumptions are modi-
    fied.

  • The accuracy of  predicted concentrations
    is documented.
  If a statistical evaluation of the results of com-
paring predicted  and  observed  concentrations
indicates that predicted concentrations do not
compare well with measured  concentrations, then
it is likely that one or both of the following prob-
lems exist:  (1) the source data, meteorological
data, or air quality data are not appropriate, reli-
able, and complete or  (2) the model itself is in-
adequate.  Due to  limitations  in data bases, scien-
tific knowledge, time, and resources, a complete
validation is not always possible.

  What is the expected accuracy of models?

  Realistic assumptions used in air quality models
are in accordance with experience and scientific
theory, but they are at  best only  approximations.
When coupled with the inaccuracies inherent  in
the source data and the meteorological data used
in  the  model, use of these  approximations will
sometimes  cause a  model to either overpredict
or  underpredict short-term concentrations.  When
specific meteorological  events  are considered,
model  predictions are  generally within a factor
of  2 of the observed concentrations.

-------
                                                                                            19
   How should air quality data be used to verify
   model-based decisions?

   Air quality data are used to verify  model-based
decisions in a broad sense by indicating if the
NAAQS are maintained, or if further progress  is
made  toward attaining  the  standards in non-
attainment areas.  In a more specific sense, air
quality data may also be used to test the applica-
bility of  the modeling, and thereby either lend
support to the predictions of the model, or pro-
vide a basis for  re-evaluating the modeling as-
sumptions employed.
   If a detailed  emissions  and meteorological
data base is collected in conjunction with moni-
tored air quality data, then a comparison of model
predictions, using actual emission rates, with the
observed  pollutant concentrations   is possible.
Such a comparison may lead to a recommenda-
tion for the  use  of  an alternate model.  When
it is evident that  the model consistently under-
predicts the highest  of the observed concentra-
tions, the decision to consider alternate model-
ing techniques is clear, provided the emissions
or meteorological  data bases are not at fault.
When the comparison shows that the model con-
sistently overpredicts observed concentrations,
the decision to recommend  a different model
may be considered.
  Effective air quality decisions must be based
on realistic modeling estimates. At times, selec-
tion of the most appropriate, realistic modeling
technique is very difficult to make.  Collection
and use of high  quality monitoring data are essen-
tial in evaluating decisions based on modeling
data alone.

  When are air quality data more acceptable
  than models in decision-making?
  Air quality modeling is a tool used to estimate
maximum expected pollutant concentrations over
a wide range of meteorological conditions with
the expectation that pollutant emission rates will
at times reach their maximum  allowed limits.
Air  quality data, on  the other hand, represent
pollutant concentrations measured  when  emis-
sion rates are at their actual levels.  These rates
could  be below  maximum allowed rates for much
of the time. If modeling shows that no violation

-------
20
                                                    For More Information
of the NAAQS is expected, but subsequent moni-
toring reveals excursions  of the standards, then
the air quality data  take precedence over the
modeling results.
  Air quality data are also extremely important
in situations where either the data base needed
for modeling is inadequate, or the  applicability
of modeling in general is questionable.  Model-
based estimates of air quality and  preliminary
decisions may still be made, but these will  usually
be subject to review  once additional monitoring
data are obtained.
  Screening Procedures

  Guidelines for Air Quality Maintenance Planning
and Analysis, Vol. 10 (Revised),  Procedures  for
Evaluating Air Quality Impact of New Stationary
Sources. OAQPS No. 1.2-029R, EPA-450/4-77-001,
October 1977.

  Descriptions of Available Models

  Guideline on Air Quality Models.  OAQPS No.
1.2-080, EPA-450/2-78-027, April 1978.

  Workbook for the Comparison of Air Quality
Models. OAQPS No. 1.2-097, EPA-450/2-78-028A,
May 1978.

  Air Quality Monitoring Procedures

  Ambient Air Monitoring Guidelines for  PSD.
OAQPS No. 1.2-096, EPA-450/2-78-019, May 1978.
                                                  U.S. Oovcrnnent PrinUna Office:   1980- 735-000/3017 Reaion No. 3-II

-------
                               EPA  Regional  Offices
 EPA Region 1 • JFK Federal Bldg. •
 Boston, MA 02203 • Connecticut,
 Maine, Massachusetts,
 New Hampshire, Rhode Island,
 Vermont •
 617-223-7223
EPA Region 2 • 26 Federal Plaza •
New York, NY 10007 • New Jersey,
New York, Puerto Rico, Virgin
Islands •
212-264-2515
 EPA Region 3 • 6th and Walnut
 Streets • Philadelphia, PA 19106 •
 Delaware, Maryland, Pennsylvania,
 Virginia, West Virginia, District of
 Columbia •
 215-597-4081
EPA Region 4 • 345 Courtland Street
NE • Atlanta, GA 30308 • Alabama,
Georgia, Florida, Mississippi, North
Carolina, South  Carolina, Tennessee,
Kentucky •
404-881-3004
EPA Region 5 • 230 S. Dearborn •
Chicago, IL 60604 • Illinois, Indiana,
Ohio, Michigan, Wisconsin,
Minnesota •
312-353-2072
EPA Region 6 • 1201 Elm Street
Dallas, TX 75270 • Arkansas,
Louisiana, Oklahoma, Texas,
New Mexico •
214-767-2630
EPA Region 7 • 324 East 11th Street
Kansas City, MO 64106 • Iowa,
Kansas, Missouri, Nebraska •
816-374-6201
EPA Region 8 • 1860 Lincoln Street <
Denver, CO 80295 • Colorado, Utah,
Wyoming, Montana, North Dakota,
South Dakota •
303-837-3878
EPA Region 9 • 215 Fremont Street
San Francisco, CA 94105 • Arizona,
California, Hawaii, Nevada, Pacific
Islands •
415-556-1840
EPA Region 10 • 1200 Sixth Avenue •
Seattle, WA 98101 • Alaska, Idaho,
Oregon, Washington •
206-442-1203

-------