United States
        Environmental Protection
        Agency
Office of Water
(WH-595)
September 1989
        Proceedings of the U.S. EPA
        Municipal Wastewater Treatment
        Technology Forum 1989
WM

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               PROCEEDINGS OF
THE U.S. ENVIRONMENTAL PROTECTION AGENCY
     MUNICIPAL WASTEWATER TREATMENT
             TECHNOLOGY FORUM
                      1989
                    June 6-8, 1989
                  Ann Arbor, Michigan
                   September 22, 1989

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                            ACKNOWLEDGEMENTS

      This document was prepared by Eastern Research Group,  Inc.,  Arlington,
Massachusetts, under EPA Contract 68-C8-0023.   Carol Wendel  was  the  Project
Manager.  Technical direction was provided by  Eric  B.  Cohen  and  Randy Revetta
of the EPA Office of Municipal Pollution Control.   Additional  support in
compiling the appendices was provided by Charles Vanderlyn.  The text was
based on attendance at the forum and transcriptions of the presentations.   It
was reviewed by all the forum speakers.   Their time and contributions are
gratefully acknowledged.
                                    NOTICE

       Mention of trade  names or commercial products does  not  constitute
 endorsement or recommendation  for use by EPA.
                                     -ii-

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                                   PREFACE
      The 1989 Municipal Wastewater Treatment  Technology  Forum,  sponsored by
EPA's Office of Municipal Pollution Control  (OMPC),  provided the opportunity
for wastewater treatment professionals  from  the  Federal and  State governments
as well as Canada to discuss  foremost wastewater treatment technology
development and transfer issues.   Presentations  were made on toxics
management, sludge management, process  controls,  natural  systems,
modification/replacement grants, new regulations, and  small  community  issues.

      To  further  the national and  international  dialogue  on  municipal
wastewater treatment,  begun as a part of  the Agency's  Wastewater Treatment
Technology Development Initiative, several presentations  focused on defining
the  major municipal wastewater treatment  issues  that require significant
research, development,  and  technology transfer support efforts to  ensure  that
high quality wastewater treatment  is available in the  United States and Canada
in the  coming  decades.   Ways  to address these  areas  of need  were also
discussed.

      The participation of  Environment  Canada  in this  year's  forum provided a
unique  opportunity  to  identify issues of  mutual  benefit and  concern for both
nations.  Representatives from Canada's Wastewater Treatment Technology Centre
reported on new  innovations in sludge management and process  controls,
including a process  control audit, instrumentation testing,  step  feed
controls, and  the conversion of sludge  to oil, to name a  few topics.  These
presentations  clearly  indicated that Environment Canada is a valuable resource
for state-of-the-art  information on municipal  and industrial  wastewater
treatment.

      Responding  to  the changing regulatory  environment and  Federal approach
to municipal wastewater treatment  and management presents a  challenge to  all
                                      -111-

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                                                                    •C
individuals involved in wastewater  technology development  and  transfer.
proposes to meet those challenges by conducting  the  following  activities:

      •     Continuing to respond to inquires
      •     Monitoring new technologies
      •     Identifying existing problem technologies
      •     Sponsoring support seminars, conferences, and workshops
      •     Providing guidance in setting research agendas

 OMPC will  implement these objectives by enhancing and  supporting the flow of
 information and assistance through  the  existing  Innovative/Alternative (I/A)
 coordinator's network,  a process  that will  lead  to significant improvements in
 the field.
                                      -iv-

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                             TABLE OF CONTENTS

                                                                         Page

INTRODUCTION

      Keynote Address 	     1
      OMPC Technology Transfer Activity Update   	      4
      Technology Development Initiative  	         ...     7
        (Harper's Ferry Update)
      Future Role of Technology Transfer   	     9


TECHNOLOGY TRANSFER

      Technology Transfer Activities  in EPA Region 5   	   13
      Feedback to Design in EPA Region 6	   16
      Environment Canada's Technology Transfer Program  	   18
      Group Discussion   Future of Technology Transfer  	   21


TECHNOLOGY DEVELOPMENT/RESEARCH AGENDA

      EPA Office of Research and Development	   23
         (ORD) Research Activities
      Canada's Wastewater Treatment Technology Centre  . .      	   27
        Research and Development Program
      Technology Development Initiative  -  Group   	     30
        Leader Reports
 TOXICS
       OMPC Toxics Activity	   33
       Water Quality Based Toxics Control  	   35
       Air Toxics and POTWs	     40
 SMALL COMMUNITIES

       EPA Small  Community Outreach and Education       .   .    	   45
         (SCORE)  Strategy
       Small  Flows Activities  ...      .      ....               .       48
       Operations and Maintenance (O&M) Issues  .                       .  .   50
 SLUDGE
       New Sludge  Regulations	      ....     	   53
       Conversion  of Sludge to Oil .      .  .      	   57
       Accelerated Dewatering with Mechanical  Aeration  ....    	   60
       Control of  Polymer Addition for Sludge   	      ....   62
                                     -v-

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TABLE OF CONTENTS (cont.)

                                                                         Page


PROCESS CONTROL

      Automated Process Control of Wastewater 	
        Treatment Plants
      Step Feed Control for Activated Sludge Plants 	
      Instrumentation Testing - The User's Perspective   	  •  •
      EPA/Environment Canada Clarifier Technology Research   .  	
      Wastewater Treatment Plant Process Audit  	  .....


 NATURAL SYSTEMS

       The  State of Missouri's Experience with Overland  Flow  	   83
       Constructed Wetlands in EPA Region 6	   85


 MODIFICATION/REPLACEMENT

       100 Percent Modification/Replacement Forum  	   87
         EPA Regions  1 and 10 and the State of California


 DISINFECTION AND SECONDARY TREATMENT REGULATIONS

       EPA's Municipal Wastewater Disinfection Policy   .  .  	   91
       Secondary Treatment Regulations .....  	   94


 APPENDIX A      AGENDA AND LIST OF SPEAKERS

 APPENDIX B      TECHNOLOGY DEVELOPMENT INITIATIVE PRELIMINARY
                   CONCEPT PAPER

 APPENDIX C      LIST  OF NATIONAL CONTACTS FOR I/A TECHNOLOGY,
                   SLUDGE TECHNOLOGY, AND OPERATIONS AND MAINTENANCE
                  TRAINING

 APPENDIX D       LIST  OF ADDRESSES FOR REGIONAL AND  STATE
                   I/A TECHNOLOGY, SLUDGE, AND O&M COORDINATORS

 APPENDIX E       LIST  OF INNOVATIVE/ALTERNATIVE TECHNOLOGY
                   PUBLICATIONS

 APPENDIX F       EPA REGIONAL WASTEWATER TREATMENT OUTREACH
                   COORDINATORS

 APPENDIX G       CURRENT STATUS OF POTENTIAL M/R CANDIDATES
                   BY STATE
                                      -vi-

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                                LIST OF TABLES
Table 1     Surface Water Toxics Control Program Activities
              Conducted Under Existing Clean Water Act
              Authorities

Table 2     Clean Water Act Section 304(1) Impaired Waters
              and Sources

Table 3     Tillsonburg On-Line Instrumentation ...
Page

 . 36



 . 38


 . 66
                               LIST OF FIGURES
 Figure  1     Schematic  of a Typical Wastewater Treatment
               Plant with Step Feed Capabilities

 Figure  2     100%  Modification/Replacement Grant Process
               Flow Chart
Page

  70


.  88
                                     -vii-

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INTRODUCTION

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                              KEYNOTE ADDRESS

                        Paul Baltay, Division Director
        Office of Municipal Pollution  Control, U.S.  EPA,  Washington,  DC
      EPA's Office of Municipal Pollution  Control's  (OMPC's)  main  theme

presently is change and challenge.   In  the past,  sewage  treatment  plants  were

basically required to provide  secondary treatment to control  suspended solids

and biological oxygen demand  (BOD).  For the most part,  the Federal  grant

program  initially subsidized  75 percent, then  55  percent of the costs of

constructing facilities to handle nutrients and ammonia.  Today EPA  is asking

much more of publicly owned treatment works (POTWs).


      One of the main concerns of the new  Administrator  is the prevention of

pollution;  end-of-pipe controls simply  may not be able to provide  the level of

environmental  purity the  country demands and needs.  Therefore, typical

wastewater  treatment may  no longer  provide adequate cleanup of a waste stream.


      Other main  concerns are:
            The generation, quality, low-cost disposal,  and alternative
            disposal of hazardous waste into public sewers and POTWs.

            Cross-media impacts related to volatile organic air toxics  that
            are released from either conveyance or treatment systems,  impacts
            on ground water from treatment lagoons, and exfiltration impacts
            from the conveyance and sewer systems.

            The tradeoffs between public health concerns regarding
            chlorination, chlorine toxicity, and other impacts on water
            habitats and water life.

            Water demand management and how to sustain the use of either
            surface waters or ground waters for growing populations  over  the
            long term.  Is the process of pumping huge quantities of water,
            treating it as drinking water, putting it back in the sewer,  and
            treating it before discharge an appropriate way to manage water
            resources?
                                      -1-

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      •     Small  communities meeting their permit conditions and public
            health and environmental concerns,  at a time when many of  the
            support systems (Construction Grants Program) have disappeared.

      Many of these concerns are reflected  in  new EPA regulations.   The 1987
Amendments to the Clean Water Act  (CWA) address  the need for numeric toxic
limitations, which will be translated  into  permits that apply to POTWs.  In
addition, new regulations have been proposed to  control the use  and disposal
of sludge,  and regulations are being issued for  permitting stormwater
discharge.  The Clean Water Act amendments  also  mandated the phaseout of the
Federal Construction  Grants  Program.   Because  the  initial  grants were made in
the early 1970s and typical  designs have a  lifespan of 20  years, the earliest
treatment plants  in the program are nearing completion of  the 20-year cycle.

       Due to  a new emphasis  on toxics  management and  air pollution,  Federal
priorities  have shifted and  there  is a decline in Federal  investment in
research and  development  for conventional wastewater  treatment technology..
This  is  evidenced by  the  end of the Constructions  Grants Innovative/
Alternative (I/A) program, which depended on a set-aside or a special
percentage  incentive  within  the Construction Grants Program.  Also,  the work
 that the Center  for  Environmental  Research  Information (CERI) performed over
 the last 20 to 25 years,  which provided much of  the impetus for  the  existing
 technologies, has been declining.

       Another regulatory  shift  is  in the drinking water regulations, which
 will increase the number  of  parameters of concern from 22  to 83  within 5
 years.  Tougher solid waste  regulations will also impact small communities  and
 municipalities,  which are being asked  at the same  time to  meet the broader
 expectations.

       To address this changing  atmosphere,  EPA sees a new  partnership  with  the
 States.   The States have  matured  to the point  where they can effectively take
 the lead in administering environmental programs and  the Federal role  can be
 one of support and information  transfer.
                                      -2-

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      To respond to this changing  climate  and regulatory approach,  OMPC has
created a centralized technology transfer  office  and formulated a Technology
Development Initiative.  This program  is aimed at starting a national dialogue
to define an appropriate research  agenda for  wastewater treatment and the
appropriate roles  for the  Federal  government,  private industry,  academia, and
the consulting community to  play in developing the research and innovation
that will be needed in  the next 10 to  20 years in this field.

       In addition  to  the traditional discussion about the latest technologies,
two new activities will take place at  this conference.   The first is  reporting
the many ideas  that resulted from  EPA's Technology Development  Initiative
Conference, which  took  place in Harper's Ferry, West Virginia on May  16  and
17,  1989.   This  conference was attended by experts in the field of  wastewater
treatment  and included  representatives from Canada and England.   OMPC would
 like  to  initiate a similar dialogue at this conference to help  define
wastewater treatment  research  priorities for  the  next decade or  longer and the
possible  roles  various  participants in the community can play.

       The  second new aspect  of this conference will be a discussion on the
 future of the technology transfer  effort:   how to deal with the  disappearance
 of the I/A program,  the new demands and expectations placed on  POTWs, and
 OMPC's proposition that because  this group is already the heart  of  the
 national technology transfer network,  it is the natural successor to  the  I/A
 network.

       (Refer to Appendix A for a  Forum agenda and complete list  of  speakers.)
                                      -3-

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               OMPC TECHNOLOGY TRANSFER ACTIVITY UPDATE
                              Lee Pasarew, Chief
      Performance Assurance Branch, OMPC, Municipal  Facilities  Division
                           U.S.  EPA, Washington, DC
      OMPC is in a transition period both within its own program and within
the Agency.  The Office is nonetheless currently involved in several
interesting and promising new activities.  Some of these activities are
described below.

I/A Report to Congress.  This report studies the effectiveness of the I/A
program in meeting the goals and promoting innovation in wastewater treatment.
The issues raised by the Office of Management and Budget about the report
concern the  long-term availability of grant funds for the 100 percent
Modification/Replacement (M/R) program and how or whether to support testing
and demonstration of promising new innovative systems after the I/A program
ends.  The final report will be ready for the Administrator's signature by
June  1989.

Sulfide Corrosion Report to Congress.  This report studies the corrosive
effects of sulfides in collection systems and POTWs, the impact of
pretreatment programs on corrosion rates, and options to control sulfide
corrosion.

WTCF  Municipal  Survey.  This activity involved the joint sponsorship by the
Water Pollution Control Federation (WPCF) and EPA of a survey to identify
major problems  experienced by POTWs.  Six thousand questionnaires were
distributed  to  operating treatment plants, asking operators what aspects of
their unit processes or system components are problematic and in what areas
 they  need information and/or help.

       About  1,000 surveys, representing  the full range of treatment sizes and
ages, were completed and returned.  Preliminary results indicate that there is

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not one or two overriding  problems,  but many.   Respondents indicated problems
in Infiltration/Inflow  (I/I).  41  percent;  hydraulic under- or overloading, 28
percent; equipment  age,  19 percent;  odor,  18 percent;  and filamentous growth,
17 percent.  Another  finding was  that over 50 percent of the facilities are
more than 20 years  old.  The final report  was completed in June 1989 for
internal review.

Marine  Combined  Sever Overflow (MCSO) Grant Program.   Since fiscal year (FY)
1983, a total  of $83.1 million has been awarded in Marine CSO grants to deal
with problems  of water impairment from CSOs with the goal of attaining
increased  swimming and shellfishing benefits.   The combined FY87-88 project
review  cycle resulted in eight projects being awarded a total of $23.1
million.   A grant set-aside of $9.4 million is available for FY89.  Total MSCO
 grant  funding, between $13 and $15 million, is expected for the FY89-90
 period, based on the FY90 Agency budget.  A combined FY89/90 project review
 cycle  is planned so that there will be one consolidated list for grants.
 Final  funding decisions are due to be announced by December 1989 and
 construction grants are due to be awarded through the Regions by April 1990.

 Sewage Sludge Management.   Both technical sludge regulations and State program
 regulations are being issued under Section 405 of the Clean Water Act.   The
 initial round of Part 503 comprehensive sewage sludge technical regulations
 were proposed on February 6, 1989.  Incineration, land application
 (agricultural and nonagricultural land), distribution and marketing, sludge-
 only landfills  (monofills), and surface disposal sites are covered in the
 regulations.  During the  180-day public comment period, a formal expert peer
 review, two technical workshops, and four public hearings are being held
 across the country by the Office of Water Regulations and Standards (OWRS).  A
 new National  Sludge Survey  is also being conducted to generate data on current
 sludge quality  and likely  impacts of the proposed regulations on current
 sludge use/disposal practices.  Refer  to p. 53 for more information on the
 regulations.
                                       -5-

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Air Toxics.  POTWs have  raised concerns about their potential new role as a
source of volatile organic  compound (VOC)  emissions in urban areas.   OMP
now evaluating  the potential  impact of toxic air pollutant emissions from
POTWs and identifying and offering alternative strategies to help them cope
with any identified  impacts.

Water Conservation and Reuse.   EPA's Office of Water (OW) is encouraging
municipalities  to investigate the potential for applying water conservation
measures prior  to requesting  funds to invest in new water impoundments that
would create critical impacts.  If water use decreases,  there will be less
burden  on  POTWs for  growth.  OW's wastewater reuse idea views treatment plants
as facilities that manufacture two very usable renewable resources - water and
sludge.

       To address water conservation issues, OMPC will update materials
 developed in the late 1970s and early 1980s on urban water conservation,  and
work with others to  develop guidance to help communities address  water
 conservation alternatives.   OMPC will also host a forum to help identify EPA's
 future role in wastewater reuse.

 Municipal Water Pollution Prevention Program (MWPPP").  The MWPPP is  being
 developed to provide as much support as possible, short of capital financing,
 to keep facilities in compliance, and prevent their slow deterioration due to
 lack of money,  information, or support.  The program, planned to get underway
 in 1990, will work with and through the States to help set up early-warning,
 self-audit systems for facilities that are now in compliance but are reaching
 the end of their useful lives or show other signs that they are threatened
 with failing compliance.
                                       -6-

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       TECHNOLOGY DEVELOPMENT INITIATIVE (HARPER'S FERRY UPDATE)
                              Lee Pasarew, Chief
      Performance Assurance  Branch,  Municipal Facilities  Division,  OMPC
                           U.S. EPA,  Washington, DC
      As a result of EPA's large Construction Grants Program, the Agency
accomplished many technology research and transfer activities for which it
maintained a highly talented and skilled staff.  Because the grants program is
being phased out, Headquarters is now evaluating whether it still needs to
maintain this level of expertise.  Other issues raised during this transition
period  include how the Agency will determine a new appropriate level of
Federal funding  and how  it will provide other means of support for technology
research and transfer.

      To help EPA design a program that will best use its resources to address
these issues and the major needs of the municipal wastewater community, OMPC
initiated  a national dialogue about the role of EPA and the Federal government
in developing municipal  technology.  To begin this dialogue, in May 1989.  OMPC
sponsored  a meeting in Harper's Ferry, Virginia, attended by experts in the
field.  The discussions  focused on defining municipal wastewater treatment
issues  that need research, development, and technology transfer support,  and
ways  to address  these needs.

      Appendix B is "The Technology Development Initiative Preliminary Concept
Paper," which contains a list of issues the group identified as those POTWs
will  most  likely face within the next 10 years.  The major areas identified by
the group  were as follows:

      •    Construction of new and enhanced conventional  treatment  facilities
            that deal with facility enlargements,  population growth, etc.
      •    Protection of infrastructure,  aging facilities,  excessive  I/I,
            sulfide corrosion,  and sewer exfiltration
      •    Toxics management,  air toxics,  and toxics in permits
                                      -7-

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      •     Sludge use and management
      •     Stormwater and CSO controls
      •     Small community needs

      In the fall of 1989,  at the end of the Technology Development
Initiative, OMPC will issue a position piece on the Agency's  new role
                                      -8-

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                   FUTURE ROLE OF TECHNOLOGY TRANSFER
              Randy Revetta, Environmental Protection Specialist
         Performance Assurance Branch, OMPC, U.S. EPA, Washington, DC
      With the shift in responsibility for wastewater treatment from EPA to
the States (as presented in the Water Quality Act of 1987) and the decrease in
Federal financing of wastewater treatment facilities, the States,
municipalities, and engineering communities will begin to look to EPA for
updated information on treatment technologies.  Also, as a result of OMPC's
Technology Development Initiative (Refer to p. 7 and Appendix B), OMPC is
proposing a National Technology Support Program.

      In the program, EPA  (OMPC, the Office of Research and Development [ORD],
and CERI) will provide relevant information to the States, who have the
primary responsibility for ensuring that the municipalities achieve and
maintain compliance with the Water Quality Act and other Agency initiatives,
such  as the MWPPP  (see p.  6), small community outreach (SCORE), and the Indian
Set-Aside program.  The National Technology Support Program will  also help  the
States with financial management and provide information directly to
municipalities and the engineering community.

      The program  includes three key elements:  distribution of technical
information; management, support, and enhancement of existing networks;  and
the provision  of limited direct assistance in targeted areas of national
interest.

      The production and distribution of technical information will continue
as it has over the years,  by either EPA or EPA contractors.   The  Agency will
also  support  the distribution of publications and information produced by
other organizations.

      The existing wastewater treatment technology networks involve
interactions  among the WPCF, universities, training centers, POTW owners and
                                      -9-

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operators, the States, EPA, and the  I/A  Coordinators.   It is through these
interactions, whether they operate formally  or  informally,  dependently or
independently, that the productive flow  of information takes place.   Various
experiences and programs are discussed and research  needs are identified,
which eventually lead to improvements in this field.

      To enhance, strengthen, and support the networks,  particularly the
Regional and State I/A Network, OMPC is  proposing  that the  I/A Coordinators
Network act as the new Technology Transfer Network.   In addition to  this
measure, OMPC will coordinate activities with existing networks.

      One  of  the functions of the Technology Transfer  Network will be to
respond to inquiries, either through phone consultations,  followup
publications, or peer matching with  someone  who has  had a similar experience
or problem.   OMPC will also continue to  monitor new  technologies,  identify
problems  with emerging technologies, sponsor technology transfer  seminars,  and
provide guidance  in  setting research agendas.  Another function will be  to
 promote regular  group consultations  among technology transfer coordinators
 from the  Regions  and States.  These  individuals will  inform OMPC  of  existing
 problems  and those  they  feel require Federal attention.

       To  coordinate  with other  existing  networks,  OMPC proposes to conduct
 joint conferences,  support cooperative research efforts,  provide  technical
 speakers  or publications for joint use,  and  offer  some type of limited
 financial support.

       For providing limited direct assistance under  the new Network,  OMPC
 proposes  the following  structure.  Municipalities  and  consultants  would
 contact the States  first for  technical information.   If the States need
 assistance in responding to the issue, they  would  contact their Region,
 Headquarters, or ORD.   At the  EPA level, the more  simplified problems would be
 handled by phone consultation  or  printed information followup.   If the problem
 is one of national  significance,  it  would be studied more thoroughly,  such as
                                      -10-

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through detailed evaluations or  site visits.   The  criteria that will be used

to determine a priority  issue  are  as follows:


      •     The problem is one of a set of priority issues  (such as  sludge or
            toxics) established by OMPC, based on recommendations from  the
            representatives of the Technology Transfer Network.

      •     The problem is of national scope and is likely  to affect many
            POTWs,  yet the existing commercial, academic, and professional
            networks are not addressing the problem.

      •     The problem has major water quality or environmental dimensions
            which compel the Agency to play an active role.

      •     The problem  is related to a POTWs' technical ability to comply
            with Federal regulations.


      The Regional role  is anticipated to  be  one of support for the  States.

 These groups should work together with the communities  to  answer questions

 about technologies, provide training,  and  use limited contract  resources  to
 solve problems.   The next step in implementing this  network is  to receive
 comments from the  Regions and States on the program and document.


       Appendices C and D provide information  on contacting  the  National,
 Regional, and State I/A technology;  sludge technology;  and  operations and

 maintenance operator training coordinators.
                                       -11-

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TECHNOLOGY TRANSFER

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             TECHNOLOGY TRANSFER ACTIVITIES IN EPA REGION 5
                    Chuck Pycha,  I/A Technology Coordinator
                   Al Krause, Small Communities Coordinator
                        U.S. EPA Region 5, Chicago, IL
      Region 5 is involved in several technology transfer activities, the
highlights of which are discussed below.

Special Evaluation Projects.  Region 5's Special Evaluation Projects are
short-duration technical or administrative studies that investigate either a
specific technology or one aspect of a particular program.  One project
studied operation and maintainence  (O&M) considerations of "alternative
sewers," including septic tanks, gravity systems, grinder pumps, and septic
tank  effluent pump systems.  The Special Evaluation Project investigated about
40  community systems, mostly built  with Construction Grant funds, to determine
the problems they encountered during system  installation and the first few
years of operation; O&M plans;  approaches to regular, scheduled maintenance;
and any specific areas they highlighted.

      One  conclusion  of the study is that these systems need more preventative
 "checkups" and  regularly  scheduled  maintenance.  One of Region 5's
recommendations  is a  yearly flushing and inspection of the system.

Drinking Water/Wastevater Workshop.  Region  5 has been conducting a workshop
bringing  together  the drinking  water and wastewater communities.  The
workshops  have  included discussions of community monitoring requirements and
costs,  enforcement, compliance,  the regional perspective and participation,
radium  and radon,  lead from lead solder or lead pipes, sanitary surveys, and
present activities in some of the smaller drinking water systems.  Other
 issues  discussed were the Clean Water Act, planning decentralized treatment,
onsite  systems,  available training  programs  from the State and Region,
 technical  assistance, and permits.
                                      -13-

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Wetlands Slide Show.  In a joint effort with the U.S.  Army Corps of Engineers
and the Michigan Department of Natural Resources,  Region 5 produced a
15-minute slide presentation on natural wetlands.   The show can be tailored to
different audiences, including operators,  community planners,  the Department
of Public Works, cranberry bog owners, and the  like.

Additional Resources.  The Region also has  other presentations aimed at
introducing small communities to basic wastewater  treatment issues,  including
the assessment of needs and evaluation of  alternatives.   The Regional Forum on
Water Information deals with some of the computer  systems  that can track and
monitor water resources.  Several other courses  are  available  that can form
the core of municipal level pollution prevention training  programs of
different kinds.

      One computer-aided design program for onsite wastewater  treatment
systems generates a preliminary technology selection among conventional  septic
tanks and drainfields, pressure-dosed septic tanks and drainfields, gravity-
fed mounds, pressure-fed mounds, holding tanks,  and offsite systems.   It also
has potential for adding many other treatment types.  The package  generates a
layout  of the drainfield and a calculation of the amount of backfill and
gravel  that will be needed.

      Purdue University produced an excellent high-resolution color graphics
tutorial on the principles of onsite wastewater  treatment.  The package
includes over 75 high-resolution color graphic screens.  Another available
resource is a 50-hour video cassette course designed to teach people who have
no previous background in small community wastewater and drinking water
operation about the principles and basic processes of operation and management
of these systems.

      A complete week-long training course in wastewater treatment plant
operations funded by EPA is also available.  The course assists engineers in
carrying out least-cost redesigns of existing plants that are approaching
capacity in terms of hydraulic and organic loading.  It is available through
                                     -14-

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the Instructional Resources  Center  at  Ohio State University and comes with a
240-page student manual,  a 360-page instructor manual,  445 slides, and 93
transparencies.  A  similar week-long course is available on operation and
maintenance troubleshooting.

      A complete small  community operations and maintenance software package
assists small  communities in cataloguing the different  treatment processes
both centralized and decentralized, sewered and onsite  - and describing the
individual  operation and maintenance steps.  The program generates approximate
unit costs  in  hours of  labor,  energy and chemicals,  an  O&M budget,  and total
cost estimates, and prints out the  operation and maintenance processes that
need to be  tracked.

       The  State of California and several consulting firms have  developed
 software  packages  that  help  individual small communities compare the cost and
 effectiveness  of  proposed upgrades  to  the costs of achieving the same results
 through water  conservation or flow reduction,  retrofitting plumbing fixtures,
 and similar measures.

       The "Flow Reduction Methods,  Analysis Procedures  and Examples"  manual,
 produced  by EPA,  is an excellent manual to help small-  or medium-sized
 communities set up, plan, and run a municipal water conservation program.

       The Instructional Resources Center at Ohio State  University serves  as  a
 storage  area for  useful training programs, audio-visual packages,  valuable
 pamphlets,  and other materials produced primarily by EPA over the past 15
 years, which are  mostly out  of print.   These resources  may be helpful  in
 meeting immediate needs.  The mailing  address is:   The  Instructional  Resources
 Center,  Ohio State University. 1200 Chambers Road,  Room 310,  Columbus,  OH
 43212-1792; phone  (614) 292-6717.

       Contact  Chuck Pycha or Al Krause in Region 5 for  more information on how
 to obtain these materials.   Also refer to Appendix E for a more  thorough  list
 of relevant publications.
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                    FEEDBACK TO DESIGN IN EPA REGION 6
                     Ancil Jones, Regional Staff Engineer
                             U.S. EPA, Dallas, TX
      Region 6's Feedback to Design Program collects, evaluates,  and
disseminates information about technology performance.  The program,  largely
encouraged by Headquarters, was initiated to document unsuccessful  M/R
projects.

      The technologies investigated include the innovative and  alternative
projects, the beneficial recycle and reuse projects, and emerging
technologies.   Emerging technologies not funded through the I/A program,
projects that have  low operating energy or construction costs,  test
facilities,  and M/R facilities are also evaluated.

Feedback to Design  Process.  On failed M/R projects, the feedback to  design
process begins  with field  evaluations conducted by an independent engineer to
 determine  the cause of the plant failure.  The evaluations are  verified during
 an onsite  inspection  conducted by the Region and the State I/A  and  sludge
 coordinators.    In  the process, the evaluation team interviews  the  owner and
 operators  of the facility  and  the consulting engineer and reviews the  records.
 The team then compares the design objectives and manufacturer claims  to actual
 performance, and the  actual  costs to estimated costs.

       In addition to  the site visits, information about the facility  is
 obtained from the National Pollutant Discharge Elimination System (NPDES)
 marketing  reports,  permits,  the consulting engineers' report, the facility
 owner's information contained  in the project files, the Region's  project
 files,  the certification report, the Operations and Management  Evaluation
 (OME),  the Construction/Management Evaluation  (CME), the onsite technology
 evaluations conducted by the Region, and the facility's environmental
 assessments.
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      All information  is  collected on standardized forms and entered into a
data base that is continually  updated.   To make sure that the Feedback to
Design data files and  reports  are  accurate and reliable, all information
entered in the data base  must  be based on historical performance;  information
based on assumption will  not be considered.

Information Dissemination.   In addition to presenting the grantee  with the
results of the evaluation,  the information is disseminated at seminars and
symposiums attended by the  sludge  and I/A coordinators,  the coordinators
meeting,  other workshops, and  the  quarterly meetings with the American
Consulting Engineering Council (ACEC),  and is provided to professional and
private organizations.  The information is also written up in quarterly
reports and  other Regional  publications.

       To  date,  Region 6 has produced about 30 Feedback to Design publications.
Topics include  rotating biological contactors (RBCs),  interchannel clarifiers,
 sequencing batch reactors (SBR),  the Air Products (A/0)  process, upflow
 through rock filters,  the Bardenpho process,  constructed wetlands,  the captor
 process,  draft tube aerators with barrier ditches,  UV systems,  wedge wire
 beds,  overland flow,  and gas projects with digesters.

 Results.   One major outcome of the Feedback to Design program is that  design
 criteria are either confirmed or  denied.   If confirmed,  then design standards
 can be written.   Criteria that are not confirmed are presented as  such in the
 relevant reports and meetings.  One major finding of the program is that  often
 there is a wide gap between influent characteristics and performance
 characteristics.  The program has also shown to support the O&M Regional
 awards committee, because extensive documentation about a facility is
 available and can be used to readily determine if a facility is meeting all of
 its regulations.
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          ENVIRONMENT CANADA'S TECHNOLOGY TRANSFER PROGRAM
                             Steve Hart, Manager
             Technology Transfer Commercialization and Marketing
                       Environment  Canada,  Hull,  Quebec
      The cornerstone of Canada's technology transfer strategy is the
Brundtland Commission Report,  "Our Common Future,"  which states as its
central theme that environmentally sustainable economic development is
possible.  To accomplish this, the Canadian Council of Resource and
Environment Ministers established a task force that recommended that the
Federal government and each Province and Territory individually determine how
the environment/economy integration should proceed in their jurisdictions.

      As a result, over the last 2 years, a number of Federal policy
statements were made and activities initiated that have had a significant
impact on the development and transfer of environmental technology.   For
example, the Federal government has stated that after the economy,
environmental issues are a priority, and it formally recognizes that the
environmental industry holds considerable potential for growth.  A Federal
cabinet  committee, chaired by the Minister of the Environment,  was established
 to coordinate Federal government environmental activities.   The Minister was
also appointed  to  the powerful policy and priorities committee  of the cabinet.

       The  government also established an environmental industry sector program
 in the Federal  Department of Industry. Science, and Technology  and promulgated
 the powerful new  Canadian Environmental Protection Act.  It also funded the
 St. Lawrence Action  Plan to clean up the St. Lawrence River System with about
 $110 million over  a  5-year period.  The Great Lakes Water Quality Program was
 also augmented  with  $125 million, with a special emphasis on technology
 development  to  resolve  environmental problems.

       Two  key  international environmental meetings have taken place in Canada
 in the last  2 years; namely,  one  in Montreal in September 1987, which led to
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the Montreal Ozone Protocol,  and the  Climate Change Conference held in Toronto
in 1988.

      Several specific  activities represent the significant efforts being made
as a result of  the new  initiatives.   Two of Environment Canada's major
technology centers,  the Wastewater Technology Centre (WTC),  and the River Road
Environmental Technology Centre, in Ottawa, make up a major part of
Environment Canada's Technology Development and Technical Services Branch.
The River Road  Centre is concerned primarily with developing technology to
monitor and control  air pollution and spills of oil and hazardous materials.
The WTC develops innovative cost-effective processes and technology for
treating municipal  sewage,  industrial wastewaters,  and contaminated ground
water,  and  disposing of the associated sludges (see p.  27).   Both centers have
a specific  objective to share technology and expertise as widely as possible.
Consequently,  joint projects with private firms and close collaboration with
other environmental agencies, including the U.S.  EPA,  are extremely important.

       To date,  over 1,600,000 publications have been sent out by Environment
 Canada on technology transfer and training.  Other  work includes developing a
 series of training tools for upgrading operator skills in areas  where
 stringent environmental standards must be met.  The operator training  package
 has been marketed by the WPCF for a number of years.

       Environment Canada operates several technology incentive programs,
 including the Development and Demonstration of Resource and Energy
 Conservation Technology (DRECT), which encourages the development of
 technology to promote waste reduction and resource  recycling.  Since its
 inception,  the DRECT program has contributed about  $5 million to 46 projects,
 which in turn have generated about $24 million from other sources.

       Another program is the Industrial Research Assistance  Program (IRAP),
 which pairs research and development projects in the private sector with
 technology and expertise available from government  laboratories,  provincial
 research organizations, universities, and foreign sources.   Working in
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cooperation with the National Research  Council,  this  branch helps Canadian
firms put environmental technology  to work both  by cooperating with
appropriate laboratories and underwriting some of the costs.   Another exciting
technology development project is the conversion of sludge to oil.  (Refer to
p. 57 for more information about this program.)

      Canadian Patents and Developments Ltd.  (CPDL) is the central technology
transfer agency of the Federal government.  Its  main  objective is to make the
results from publicly funded research and development projects available to
the public.  The corporation also administers technology  developed by
universities, provincial research institutes, and other nonprofit groups and
assists licensees in obtaining funds from government  and  other sources.
Another technology transfer department  is Industry, Science,  and Technology
Canada  (ISTC), which links the environment industry in Canada to advanced
materials,  biotechnology, and informatics.

      A major  Federal government/private sector  technology transfer  project
being organized  by Environment Canada is Globe 90:  Global Opportunities for
 Business  and the Environment.  This conference and trade  fair will be held
 from March 19-23,  1990  in Vancouver, British Columbia, and will  focus on the
 application of commercial and industrial tools and techniques for  achieving
 sustainable development, with particular emphasis  on  the business
 opportunities  offered by such development.

       Another  major  initiative of the Federal government  in which  Environment
 Canada has a major  role, is the establishment of centers  of excellence for
 research and development at several Canadian universities.  The  program  has
 allocated $250 million  over the next 5  years to  develop these centers.
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                              GROUP DISCUSSION
                      FUTURE OF TECHNOLOGY TRANSFER
      The main issues brought up in the discussion about the future of
technology transfer in municipal wastewater treatment related to Federal and
State priorities, training, funding, financial management, and feedback.

Priorities.  After 20 years of support, EPA may not be particularly interested
in helping States with problems related to conventional technologies;
consulting engineers, States, and Regions should be able to troubleshoot these
problems on their own.  Headquarters now may be more interested in addressing
problems related to emerging technologies and new challenges.

       The Federal government still must protect the investment it made since
1972  through  the Construction Grant Program.  Smaller communities most likely
will  not change until the  program changes in the next 2 to 3 years.

       Based on the changing roles in wastewater treatment management,  the
States may want  to determine new State priorities for funding.   Possible
questions  for State considerations  include:  Is it a State priority to solve
technical  problems and maintain compliance?  Will wastewater treatment be a
political  issue  in the State?  Must agencies involved in wastewater management
inform their  governor or  Congress directly about their needs?  Is a State-
level reorganization called for?    State and local agencies may be in better
positions  to  influence government representatives.

Training.  Another consideration is whether the States have the required level
of staff and  skills  to accomplish their new responsibilities.  Do they need
high-quality  operators to manage the plant or require operators to get
additional training?  There will not be as many technical problems if
operators  are properly trained, although this does not resolve  design
problems.  Ultimately. States will have to comply with regulations,  even
though they are  not  generally experienced in providing technical assistance.
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      One way for smaller communities  to  deal  with the lack of operator
ability is to pool their resources by  bringing together a dozen clients and
have one skilled operator work for them.

Funding.  For the last 3 or 4 years, the  State of Maryland,  which has a large
stake in the Chesapeake Bay, has  implemented its  own grants program, and in
1988, the program funded about $20 to  $25 million for wastewater projects.
The program is divided into several grant areas,  including chlorination,
nitrogen removal, phosphorous removal,  and  special public water quality
processes.  The State of Maryland feels that because the water is theirs they
should be responsible for solving the  water problems.

      Another State  conducted a statewide funding study that contains
projections  of  the State's  estimated costs  for carrying out  environmental
programs  for all  the Clean  Water  Act activities.   The  study  has been widely
 distributed  to  individuals,  including  the Congressional staff.   This type of
 report  may help to procure  increases in Congressional  appropriations.

 Financial Management.   If  EPA headquarters,  Regions,  and States work for local
 communities  through  technology  transfer outreach,  facilities will be sound.
 If facilities face  less  risk of enforcement, there is  a better  chance  they  can
 pay back their loans.   If  they  can pay back the loans,  the facilities  will
 have a more  financially sound State Revolving  Fund (SRF)  program,  which  in
 turn means  they will have  lower interest  rates.

 Feedback.   OMPC encourages  the  States  to  make  OMPC aware of  anything it  can do
 to help bring these  issues  to the proper  authorities.   OMPC  can inform State
 legislators, the Department of  Health,  and  other  groups about these  issues.
 EPA would also like  information on any potentially valuable  technology
 transfer activities, such  as useful seminars,  materials,  studies,  booklets,
 pamphlets,  brochures,  etc.
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TECHNOLOGY DEVELOPMENT/
    RESEARCH AGENDA

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  EPA OFFICE OF RESEARCH AND DEVELOPMENT (ORD) RESEARCH ACTIVITIES
                           James  F. Kreissl,  Chief
                Municipal Wastewater Pollution Control Section
          and Water and  Hazardous Waste Treatment Research  Division
       Risk Reduction Engineering Laboratory, U.S.  EPA,  Cincinnati, OH
      The primary activities of ORD's Risk Reduction Engineering Laboratory
(RREL) that will take place over the next few years related to the I/A
Research Program are technology evaluation, technical assistance,  and
information transfer and dissemination, primarily through seminars.   Some of
these activities as well as updates to ongoing activities are described below.

Powdered Activated Carbon.  The powdered activated carbon addition to
activated sludge (PACT system), although costly,  has been shown to increase
the capability of a facility to remove toxics.  The operating installations
which incorporate wet air regeneration (WAR) of the carbon have experienced
many operational performance problems, however, including excess ash,  effluent
quality  excursions of various types, and high O&M costs.   Also, the  basic
operational control test recommended by the company for considering  or
piloting the system has not yielded accurate results.   The report  on the  PACT
system will be available through NTIS by the end of September 1989.

Intrachannel Clarifier.  RREL is in the final stages of evaluating two types
of  intrachannel clarifiers, the BMTS system and the Boat Clarifier.   These
systems  replace an external clarifier with a unit that sits in the channel of
an  oxidation ditch system.  Initially, these systems were believed to  have
lower construction and operating costs and lower operator skill requirements,
but the  initial claims have not matched the RREL evaluation.   If the unit is
large enough, secondary standards can be met, but it seems the best  one can
expect from these systems is that they will perform equal to  conventional
technology.  RREL's report on intrachannel clarifiers will be available
through  NTIS by the end of December 1989.
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Draft Tube Aerators.  In the total barrier  oxidation ditches with draft tube
aerators that were evaluated, the amount  of oxygen actually transferred was
less than that normally obtained for  conventional course bubble or surface
aerators.  RREL's conclusion is that  the  draft tube aerator is not an
efficient device for transferring oxygen.

Constructed Wetlands.  In  the most promising type of constructed wetland
(submerged vegetated beds), the wastewater  flow enters  the wetland,  travels
below  the surface through  cattails, bulrush,  reeds,  or  other suitable
vegetation, and  into an outlet with some  variable level capability.   These
systems  appear to hold promise for small  communities, particularly for
upgrading existing  lagoon  systems.  RREL  is initiating  monitoring studies in
 the southern  United States in conjunction with EPA Region 6 (see p.  85) in
 1989 and will expand these efforts in 1990  to develop engineering design
 criteria for  municipal applications.

 Alternative Sewers.  RREL's aim in evaluating alternative sewers is  to use the
 experience  gained over the last 10 years  to develop  new design criteria,  cost
 information,  and operation and maintenance  requirements.   This project,  which
 will evaluate small diameter  gravity,  pressure,  and vacuum sewers, has wide
 national and international interest.

 In-Vessel Composting.  The objective  of this project was  to study full-scale
 in-vessel composting systems, prepare site  visit reports,  and  write  a
 guidance-type document  intended to inform potential  owners and system
 designers about important  considerations  before investing in or designing  an
 in-vessel composting system.  This technology was difficult to evaluate
 because a generic design could not be generated.   The document,  to be
 available through CERI at  the October 1989  WPCF meeting,  will  focus  on
 materials handling and odors  as the major problems be solved through proper
 design.

 Lov-EnergY Incineration    RREL's project  on low-energy  incineration  had four
 phases:   identifying and screening facilities;  visiting those  facilities;
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conducting in-depth performance  evaluations;  and preparing a report on the
findings.  The key findings  were the need for good management and operational
programs, proper  full-term training of operators, and a provision of
equalization  storage.   The report will include information to help system
designers anticipate  and avoid problems and will be available through NTIS by
January  1990.

Ultraviolet Disinfection.   In the early 1980s, UV systems experienced many
problems because  each plant was a prototype,  there was no consensus on design
criteria,  and the consulting engineers were not involved in designing the
systems.  Presently,  most of the 300 UV plants are under I million gallons per
day (MGD),  although  some larger systems are being designed and implemented.
Most (52.5  percent)  are of open channel types.  In its present UV study,  RREL
will reduce the present design model to a software package so that engineers
 can generate  a system design based on established criteria and actual
wastewater characteristics.

 Upgrading.   Without a Federal grants program, facilities will try to  maximize
 operations and minimize the amount of expansion dollars they have to  spend.
 Existing upgrading methods include adding sand filters or chemicals (tertiary
 treatment), most of which are fairly expensive and some of which create
 additional sludge.  Initial ways to increase the capacity of the aeration
 basin with minimal funding involve developing high biomass systems where  fixed
 surfaces would be added into existing aeration basins to lower the food-to-
 mass ratio, lowering the solids loading rate on secondary clarifiers,
 generating a better settling sludge, and saving space at the site.

 Sludge  from POTWs.  RREL is preparing a Design Information Report (DIR) on
 sludge production.  This document contains basic guidance on how to estimate
 the amount of biodegradable and nonbiodegradable sludge that could be
 generated by a system.  Although manufacturers provide estimates of how much
 sludge  to expect, these estimates can only (at best)  deal with excess sludge
 are from organic oxidation.  Nondegradable organic solids and inorganic solids
 must be accounted for in total sludge volume estimates, and often,  these
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categories are the majority of the total.  Also, designers must account for a
tremendous amount of variability inherent in normal operations.  This document
will attempt be assist designers and reviewers to adequately account for the
total volume of sludge to be handled during a facility's design lifetime.

      Other FY90 RREL planned projects involve joint investigation of Canada's
Wastewater Treatment Centre's (WTC)  Banff Autothermophyllic Aerobic Digester
(ATAD) system, joint technology evaluation of sequencing batch reactors,  and
participation with OMPC in evaluating the WPCF questionnaire (refer to p.  A),
sulfide corrosion, and I/I issues.
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          CANADA'S WASTEWATER TREATMENT TECHNOLOGY CENTRE
                   RESEARCH AND DEVELOPMENT PROGRAM
                             Bruce Jank,  Director
    Wastewater Technology Centre,  Environment Canada,  Burlington,  Ontario
      The Wastewater Technology Centre (WTC)  is part of a Federal  agency,
Environment Canada.  The mandate of the Centre is to develop and demonstrate
cost-effective, environmentally acceptable technologies for municipal  and
industrial wastewater treatment.  The Centre's role is  to initiate  and
implement an environmental control program and to provide comprehensive
scientific and technical information.  Specific WTC activities  are  directed at
providing technology transfer and controlling complex wastes, residues,
leachates, and toxics by developing, assessing, and/or  demonstrating
analytical techniques, new technologies, and cost-effective technologies.

      Two main areas of development are the computer applications for
wastewater treatment process control, and innovative processes  and
instrumentation for wastewater  treatment and sludge management.

Automated Process  Control.  Automated process control factors include
technology development, the operations audit, and the impact of these  programs
on toxics control.  In addition to improving effluent quality,  process control
goals  include  saving energy, delaying the needs for further capital
expenditure, acquiring data, and conducting sensor surveillance.

       The WWTP Process Audit is a detailed examination  of the hydraulics,
oxygen transfer capability, biological process conditions,  energy use, and
materials handling train through the use of on-line process instrumentation
and automated  data acquisition  equipment.  The audits are directly aimed at
upgrading existing wastewater treatment plants and not  expanding existing
facilities or building new plants.
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Toxic Chemicals Control.    In addition to  biological degradation, chemical
conversion takes place within the wastewater treatment system and the sludge
absorbs some of the compounds, which  either  degrade or concentrate within the
sludge.  With compounds such as polycyclic aromatic hydrocarbons (PAHs),
particularly in the activated sludge  process,  the wasted sludge can have high
concentrations of PAHs and  thus can be extremely toxic.

      Another major issue is the volatilization of organic compounds in
sludge.  The WTC is investigating, first on  a  pilot scale and then on a pilot
scale  in parallel with full-scale facilities,  the extent of VOC emissions from
the  activated sludge process.

Innovative Processes and Instrumentation.  Four issues related to innovative
processes and instrumentation are anaerobic  processes  for industrial source
control, oil from  sludge, sludge dewatering  equipment, and instrumentation
testing.

       The high  rate anaerobic processes are  used for pretreatment of readily
biodegradable,  high-strength, high-temperature  wastes at the  source.  The WTC
 implemented  an  extensive program to identify which waste streams  could be
 pretreated  in four different reactor  configurations.  One  project emphasized
 the importance  of  verifying the technology's performance during each phase of
 a project.   Another WTC observation is that  hypothetical design information
 can help municipalities realize the economic importance  of insisting that the
 industry go  through the pretreatment  operation.

       Land application  is still the preferred  least-cost option for  sludge
 disposal, as  long  as  the environmental quality  of the sludge  is acceptable.
 There are cases, however, where disposal sites  are  so distant  from the
 facility that transporting  the sludge would  be  very costly.  One  of  the
 alternative  technologies recommended  in these  cases is a process  that converts
 sludge to oil.   Refer to p. 57 for more details  on this  process.  Innovative
sludge dewatering  devices that can increase  efficiency are  sludge conditioning
controllers  and rotary shoe ring presses.
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      Although the software and hardware  of  the  computer  control  systems are
extremely reliable, sensors can become badly coated  with  biological  slime and
thus rendered inefficient.  To overcome this type  of problem,  the Water and
Wastewater Instrument Testing Association of North America  (ITA)  was formed,
in large part, by U.S.  EPA and Environment Canada.   It  is a nonprofit
association  for  improving the  information on and the reliability  of  available
instrumentation.  Refer to p.  73  for  more information about ITA.

       To summarize,  the priorities  of the WTC Research, Development,  and
Demonstration  Program  are to  investigate:

       •     Areas where  there is a clearcut need for new technology or a
            better understanding of existing technology
       •      Full-scale  demonstration  of technologies
       •      Overall economics of full-scale  implementation of the  new
             technology
       •      Identification of the willingness of potential municipal  or
             industrial  partners to participate financially in full-scale
             demonstrations
       •     Optimization of the design and operation of existing full-scale
             treatment  facilities
       •     Education  and continual upgrading of the knowledge and skills of
             the  staff  and contractors
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                    TECHNOLOGY DEVELOPMENT INITIATIVE
                           GROUP LEADER REPORTS
      To further the national dialogue of the Technology Development
Initiative (Refer to p. 7), the participants of the Technology Transfer  Forum
were divided into groups which were asked to (1) identify and prioritize what
they felt were the foremost wastewater treatment challenges that the
wastewater treatment community will most likely face in the next 10 to 20
years;  (2) define the types of activities associated with meeting these
challenges, such as research and development, demonstration, training,
technology transfer, technical assistance, public education, etc., and (3)
determine the organizations, such as the Federal, State, or local governments,
educational institutions, professional organizations, commercial interests,
joint  efforts and partnerships, and environmental groups that best-suited to
handle the activities  required to meet these challenges.

 Summary of Issues Identified.  The foremost issue identified by the groups was
 sludge management,  specifically, the beneficial use of sludge,  odor problems,
 incinerator ash disposal,  public acceptance of land applications, and the need
 for health-related  data.

       POTW toxics control  was another major issue discussed, including source
 control/education,  pretreatment, the need for treatability studies to develop
 design criteria,  limitations of the RCRA designations of hazardous wastes,  and
 the need to monitor the  fate of toxics.

       The third most  important issue discussed was the upgrading of existing
 plants by (1)  increasing water conservation measures and thus increasing
 hydraulic capacities  and delaying expansion; (2) modifying existing
 technologies,  such  as  clarifiers and aeration systems for increasing removal
 rates  and meeting increased discharge limits; and (3) optimizing toxics
 removal (with  new technologies).
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      How small communities  obtain and manage funding and optimize low-cost,
easily implemented O&M  technologies were  also identified as key issues.  In
addition, the need for  demonstrating new  technologies to meet impending
regulations for CSOs  and stormwater drainage and other infrastructure issues
was discussed.  The groups  also felt that training and education of everyone
involved, including the general public (to gain public acceptance) and the
plant operators  (to decrease turnovers) was another key issue.

      Other  important issues discussed (but not prioritized)  are maintaining
compliance,  source  reduction/recycling, pretreatment, water conservation/low
flow  devices,  water  quality standards/nutrient removal, septage disposal,
effects  of new products, energy efficiency, disinfection,  and
 infiltration/inflow.

Activities  and Responsibilities.  The groups identified the major sectors  of
 the wastewater treatment community as having the following general
 responsibilities:

       •     EPA - setting the agenda,  providing funding, conducting
             educational programs,  jointly sponsoring  demonstration projects,
             serving as  a clearinghouse for information.
       •     State agencies  - conducting operations  research,  technology
             transfer, and technological evaluations;  optimizing existing
             facilities; and conducting training/public  education programs.
       •     Local agencies  - complying with local regulations and conducting
             public  education programs.
       •     Academia  -  conducting  basic research and  development efforts from
             the conceptual  phase through  pilot  testing.

       The groups also  suggested that trade groups should be involved in
 certain circumstances.   For  example, the plumbing industry should be involved
 in water conservation,  through the development and promotion of low flow
 devices.
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TOXICS

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                            OMPC TOXICS ACTIVITY
              Randy Revetta, Environmental  Protection Specialist
                       OMPC, U.S.  EPA, Washington,  B.C.
    OMPC is currently undertaking  several  toxics-related activities,  including
preparing the Report to Congress,  a handbook  on toxics  management,  and a
booklet on regulations affecting POTWs,  and planning a  workshop on  air toxics
and some future  initiatives.

    The Statutory Authority for the Report to Congress,  "Study  of Pretreatment
of Toxic Pollutants,"  is  the Water Quality Act,  Section 519.  The study
evaluates and updates  information  on  environmental  impacts  associated with
POTW  toxics  discharge, with consideration  of  surface water,  ground  water, air,
and sludge  impacts.   Existing data and  critical gaps in the  data are  also
documented.  OMPC  also evaluates and  updates  information on  the removal of
toxics through  secondary  treatment, for which it defines removal processes
associated  with secondary treatment and characterizes the extent of toxic
removals by process  and by pollutant.

    Another part of  the  study deals with assessing  POTW capability  to  revise
pretreatment standards.   In essence,  this  section is a  status report  on EPA
actions with regard  to the removal credit  program and an assessment of the
POTW  capability to grant  removal credits and  impose more stringent
requirements through local limits.   The study also addresses the development
of alternative  regulatory strategies  that  enhance toxics control in terms of
 interference,  pass through, and sludge  contamination and includes
recommendations for  improving the  effectiveness of  the  pretreatment program.

    The "POTW  Toxics Management Handbook"  and the booklet on regulations
affecting  POTWs are  still in draft form.  The Toxics Handbook for POTW
operators  and  design engineers will discuss toxic pollutants in commonly used
unit  operations, explore  operational  methods  for enhancing  toxics removal, and
 identify uncommon treatment technologies that can be used to remove toxics.
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The booklet, "EPA Regulations Affecting POTW Management,"  is  an overview
designed to familiarize POTW operators and owners with the  Federal  laws and
requirements that may apply to each stage of operations.

    OMPC is also planning a workshop on toxic air pollutants, scheduled to
take place on July 10 to 11, 1989.  The workshop will address the potential
impacts of the impending Clean Air Act amendments on POTWs and  identify
alternative strategies.  The proceedings from the workshop will be published.

    As a part of the Technology Transfer Initiative (refer to p. 7) to become
more involved in toxics management, OMPC is investigating potential future
studies.  For this purpose, OMPC is creating a board of nationally recognized
experts to make recommendations on the areas that require more in-depth study,
such as toxic sources, measurement, and fate,  and new processes to maximize
toxics removal in the activated sludge process.
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                   WATER QUALITY-BASED TOXICS CONTROL
           Edwin F. Drabkowski,  Environmental Protection Specialist
                 Assessment and Watershed Protection Division
                       OWRS, U.S. EPA, Washington, D.C.
    The EPA Surface Water Toxics Control Program is a collection of existing
authorities established by the Clean Water Act and administered through the
EPA Offices of Water Regulations and Standards (OWRS) and Water Enforcement
and Permits (OWEP).  A list of the applicable sections of the Act is shown in
Table 1.  Included are CWA sections designed to control all sources of
pollution, such as Section 301 for point sources; Section 316, thermal
discharges; Section 319, nonpoint sources; Section 405, sludge disposal;
Section 402, NPDES permits; and Section 403, ocean dumping.  The program also
addresses the control of pollutants through effluent limits, water quality
standards, and pretreatment standards.   Section 303(d) includes the toxic and
nontoxic  control  limits for all bodies of water and Section 305(b) concerns
the reporting of  ongoing ambient monitoring and assessment activities.

Background.  Since the early  1980s, EPA has focused on the need to control
toxics  and has described its  surface water toxics control program in several
documents.   In 1984,  a national policy for water quality-based permit
limitations  for  toxic pollutants set the foundation for controlling toxics.
This  policy  led  to the development of a technical support document for
assessing toxicity and deriving water quality effluent-based limits.   In 1987,
the Clean Water Act was amended to include key approaches for identifying
toxic problems and sources, and in 1989. the Administrator signed a final
regulation that clarifies EPA's Water Quality Toxics Control Program.

Updates.  The two most important components of the Surface Water Toxics
Control  Program are the development and implementation of water quality-based
controls.  The mechanism linking these two components is provided by Section
304(e)  which was  added to the CWA by the 1987 Water Quality Act Amendments.
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                          TABLE 1
    SURFACE WATER TOXICS CONTROL PROGRAM ACTIVITIES
  CONDUCTED UNDER EXISTING CLEAN WATER ACT AUTHORITIES
Control of all sources  (under Sections  301, 316, 319, 402,  403,  and 405
of the CWA)
Control of all types of pollutants (under Sections 301(b),  303, and 307
of the CWA)
Control of all water bodies (under Section 303[d] of the  CWA)
Program development activities (including assessments of State toxics
control programs)
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    Section 304(1)  is  a  one-time  program that requires the States to identify
and list all waters  threatened or impaired by toxics and other pollutants.
The section also  requires  the States to identify point sources of toxic
pollutants discharges, which are  based on the EPA list of 126 priority
pollutants, and  the  amounts of toxics discharged by point sources; prepare
individual control  strategies (ICS)  for point source discharges; and reduce
the discharge  of toxic pollutants from these sources.   Once finalized,  the
controls established in  the ICS are  to be reached by 1992.

    The 304(1) requirements were  based on a very ambitious time schedule and
required the  States to review existing and readily available data, which also
included many investigations and evaluations from February 1987 to February
1989.   At the end of this period, the States were required to submit final
 lists  of waters and ICSs to the Regions.  Within 120 days thereafter,  the
Regions had to review and either approve or disapprove these lists and  the
 ICSs.

     Nationwide, the status of States' submissions indicated that about  17,576
 bodies of water are threatened or impaired by a particular toxic or nontoxic
 pollutant source.  The  investigation of impacts related to priority toxic
 pollutants (defined under CWA Section 307[a]) attributed entirely or
 substantially to point  source discharges showed that 602 waters were
 identified as impaired  by 856 sources, including discharges from industrial
 and municipal facilities, storm waters, CSOs, mines, and Superfund sites.   The
 States conducted this work with the assistance of the  EPA Regional offices.
 (See Table 2.)

     In the tabulation of the ICSs, 210 final permits were approved,  387  are in
 draft form, and 259 are being developed.  Most of the  permits (581)  are  for
 industrial facilities,  203 are for municipal facilities, and 72 represent an
 "other" category (stormwater discharges, CSOs, mine drainage, and some  CERCLA
 sites).
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                                 TABLE 2

     CLEAN WATER ACT SECTION 304(1) IMPAIRED WATERS AND SOURCES
     Waterbodies Impaired  from All Sources                       17,576

     Waterbodies Impaired  Due to Point Source
     Discharges of Priority Toxic Pollutants                       602

     Facilities Causing Toxic Discharge                            856

     Source of Toxic Discharges

               Industrial                                          581

               Municipal                                          203

               Combined Sewer                                       39

               Storm Water                                         16

               Other                                               17


Note:   Data are as of July  1989.
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Future Activities.  The next  step  for  EPA will be  to  evaluate  and assess  the
waters with ICSs  in place  to  determine whether or  not the  controls and
objectives are being  reached.   This  activity  is  scheduled  for  completion  by
June 1992.

    Another pending task  is  to  upgrade the  remaining  17,000 waters that were
identified as having  problems;  a new regulation  is being considered that  will
require  the reporting of  the  water quality  status  of  waters needing controls
every  2  years  in the  State's  Section 305(b) Report.   The authority for
mandating this  activity exists  in  Section 303(d),  which asks that States
prioritize  their impacted waters in situations where  water quality standards
 are not  being achieved.   (As the statute presently reads,  the  States are  asked
 to conduct this activity from time to  time.)
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                           AIR TOXICS AND POTWS
                Blake  Anderson,  Director of Technical Services
          Sanitation Districts of Orange County, Fountain Valley.  CA
    Every wastewater unit process contributes to air emissions.  The  two  main
areas of concern are air toxics and their potential contribution to human
cancer and emissions that are ozone precursors.   This presentation outlines
the sources of air toxics within POTWs, possible control technologies, and
some of the problems that need to be dealt with over the next few years.

Sources.  Primary clarifier weirs, clarifier surfaces, trickling filters,
secondary aeration and various release points as water is conveyed from one
unit process to the next, and the flaring of digester gas or its use  in
engines can all contribute to toxic emissions in WWTPs.  The anaerobic
digestion of sludge and sludge incinerations are other potential point
emissions.  About one half to two thirds of the emissions from the treatment
plant evolve from preliminary and primary treatment and about one third to one
half evolve from secondary aeration process treatment.

Compounds.  The volatile compounds of concern used in industrial settings
include methylene chloride, formaldehyde, and chloroform.  Methylene chloride
is  also used in a domestic setting (i.e., in paint strippers).   In POTWs,
chlorination of drinking water, which is a major source of chloroform;
aerosols; and heavy metal particulates are concerns.

Potential Control Strategies.  Control strategies include upstream source
control; containment  (covering unit processes);  airstream management and
treatment;  the reuse of process streams (pulling air off primary clarifiers to
aerate  the  secondary treatment plant); and the use of new wastewater treatment
processes.  Research and field demonstration work is needed to test these
strategies  to determine their effectiveness.
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    Today, source  control  consists of working closely with industry to monitor
how their facilities  are operating and to provide them with information on how
to meet regulations.   WWTPs have successfully decreased the amount of heavy
metals entering  their sewerage systems through aggressive enforcement and,
more  importantly,  through  cooperation by industry.  This track record can
serve as  a model for  future source control efforts for volatile compounds.
Industrial materials  substitution, waste minimization, industrial
pretreatment,  and the way  consumer household products are formulated are all
potential source control strategies for the future.   Chloroform could be
decreased by changing the  ways water supplies are disinfected.

     Airstream management involves containing the airstream,  conveying it to a
 central point within the plant for treatment, and then disposing of the
materials removed from the airstream.  One problem related to POTW airstreams
 is that high volumes of air need to be extracted (contained)  from the primary
 clarifiers,  secondary treatment, and sludge processing buildings.   But while
 there may be a high volume of air, the low concentrations of toxics
 encountered are not easily controlled by any existing technology.   Treatment
 efficiency and cost effectiveness are difficult to achieve under these
 conditions.  Also, most POTW airstreams are 100 percent saturated.   If the
 processes use activated carbon, the carbon beds are quickly wetted and begin
 to lose adsorption capacity.  Condensation technology can cause freezing.   A
 third problem with airstream management is that POTW airstreams are cool  and
 therefore have  limited or negative buoyancy which makes stack discharge
 strategies  ineffective.

      Retrofitting  existing systems with toxics control technology while
 maintaining the efficiency of the existing unit processes and operator access
 to the equipment  can be difficult.  The hydrogen sulfide and moisture  in  the
 airstream can corrode concrete and affect electromechanical systems.
 Potential control technologies include adsorption (transforming the toxics to
 a solid phase through the adsorption of the gas by activated carbon);
 condensation  (cooling the gas until it reaches dewpoint to convert the
 materials into  a  liquid); oxidation (converting the gas to a gas or liquid
                                       -41-

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through a thermal or chemical process); and absorption (passing the gas
through a wet scrubber, pulling it out, and converting it to a blowdown
liquid).  Each technology involves major considerations and many of the
processes merely transfer the pollutants from one media to another, creating
other environmental or public health concerns if not  properly managed.

Treatment Technology Costs.  For a 50 MGD plant, the  conveyance and
containment facilities for adsorption treatment would cost about $2 to $5
million.  Carbon scrubbers would cost about $4 million;  and the annual O&M
cost would be about $3 million with about 50 percent  efficiency.   For thermal
oxidation, containment would cost between $2 and $5 million,  treatment
facilities, about  $6 million; and O&M, about $7 million per year.

    Although  removal efficiencies for wet scrubbing absorption do  not look
promising, the  costs are  significantly lower than for other technologies.
Containment would  cost between $2 and $5 million, the wet scrubbers would cost
about  $4 million,  and  O&M costs would probably be about $0.5  million per year.

Recommendations.   Pilot studies are needed, as well as the coordination of
Regional, State, and Federal efforts, to relate and integrate the  cross-media
 impacts and  eliminate  cross-media and cross-program conflicts.  All parties
 involved must minimize the  overall environmental and  health effects impacts
 and recognize that there  will be some tradeoffs.

     Before developing  any additional public policy, the procedures for
 determining  how human  health risk data are developed  need to  be investigated,
 including how the  laboratory experiments used to project cancer risk really
 drive the decision-making process.  Other needs include inventories of toxic
 emissions from urban areas;  feedback data from POTWs;  and advocation by EPA,
 State officials,  and WWTPs  of  the cross-media approach to Congress.   POTWs can
 also promote advisory  boards to link them to government agencies.   The
 agencies should allow  some  flexibility in whatever regulations are promulgated
 in terms of  time and site specificity.
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Available Reports.  One toxics report is the  "Impact of Toxic Air Quality
Regulations on California Publicly Owned Treatment Works," also called the
"California Report," produced  in  1988 by the  State Water Resources Control
Board, the California Air Resources  Board,  EPA Region 9, and several POTWs.  A
second report was produced by  the County Sanitation Districts of Orange County
in April  1989.   It  contains  their 30-year Master  Plan, which coordinates air,
land, and water  quality objectives.

     Contact  Blake Anderson at  (714)  962-2411  for  further information.
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SMALL COMMUNITIES

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    EPA SMALL COMMUNITY OUTREACH AND EDUCATION (SCORE) STRATEGY
                          Rich Kuhlman, Acting Chief
                      OMPC, U.S. EPA, Washington, D.C.
      EPA's Small Community Outreach and Education  (SCORE) is an information
and technical assistance program designed to make the States and local
officials who are responsible for building and operating WWTPs aware that
appropriate technology, sound financial management, and citizen awareness and
support are available  to help them build and operate cost-effective and self-
sufficient wastewater  facilities that achieve compliance.  It also aims to
protect EPA's large  investment  in wastewater facilities and make communities
aware of  the value of  wastewater treatment, its links to clean water, and the
attitudinal changes  that are needed to remove impediments to good wastewater
treatment.  It  also  informs these groups that the Federal government will not
continue  to provide  funding as  it has in the past.

      SCORE communicates with small communities from the time that they start
planning  facilities;  through design, selection, and construction;  to operation
and maintenance,  and utility management phases.  Specific issues SCORE
addresses are  attracting,  handling, and retaining personnel,  and setting up
appropriate and successful billing operations.

Audience.  The  primary audience of the program is the small community local
officials and wastewater managers in towns (generally 10,000 people or less)
who need  to build new wastewater facilities or upgrade and improve compliance
at existing facilities.  The secondary audience includes the agencies and
organizations whose  cooperation SCORE needs to enlist because they have the
resources and expertise to reach the key audience and to institutionalize
outreach  at the State and  local levels.  State offices involved in
development, commerce, and auditing, and the Office of the Secretary of State,
are in  the best position to offer financial assistance or management, and
bookkeeping support  services.
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      In addition to EPA, other Federal agencies  who can help the SCORE
program include Farmer's Home, Indian Health  Service,  and the EPA-funded
National Small Flows Clearinghouse  (NSFC)  at  West Virginia University.  Other
public agencies and professional groups can become involved, as well as trade
associations, and educational  institutions, such as the National Government
Association, the WPCF, the National Underground Contractors Association, and a
broad spectrum of national organizations  that have small communities as their
constituents or clients.

Activities.  The first type of outreach activity  involves a joint effort
between  the States  and EPA Regional offices.    The Regional offices do not
have the staff or  the resources to  reach  the  tens of thousands of small
communities across  the country, but SCORE outreach coordinators in all 10
Regions  (see Appendix F)  work with  State  outreach coordinators to distribute
 information, provide  support  to the local communities,  and target the small
 communities  that, need the most assistance.

       At the Federal  agency  level,  SCORE  utilizes existing outreach resources
 and communication  networks.   At the National  Association level,  SCORE
 coordinates the  presentation of information to public  interest and
 professional groups that serve State  and  sub-State governmental units,
 municipalities,  wastewater planning and design professionals,  and various
 sectors of the general  public (e.g.,  youth groups or environmental groups).

 SCORE and Technology Transfer.  Because so many small  communities cannot
 afford to pay for  a full-time operator, the communities must build facilities
 they can operate almost on  their  own.  The SCORE  program needs the technology
 transfer groups  to continue  to  support current efforts,  even if the I/A
 program changes.   Those involved  in technology transfer can help small
 communities by letting them  know  which technologies show lower risks, so that
 the communities  will construct  those  facilities without the guarantee of 100
 percent replacement.   Also,  if  a  technology developed through the I/A program
 no  longer shows  risks,  it should  be called conventional technology,  so small
 communities will be more likely  to  use  it.
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      Small communities need treatment optimization,  because they will not be
able to afford continual  upgrading to expand wastewater treatment facilities.
In addition to a process  audit (Refer to p.  79),  small communities also need a
utilities management  audit from the time the water leaves the home to when the
bills are collected.   In  terms of new technologies,  small communities need new
treatment and collection  systems.  Some unsewered communities have often spent
up to two thirds of the cost of the new system on collection, so the industry
needs to create  collection systems that are  low cost and reliable for small
communities.

      The wastewater treatment community must also find a way to continue the
goals of the  I/A Program, such as through incentive  grants or demonstration
grants,  so  that it can help communities test new facilities.   One way to
provide incentives for manufacturers to invest in small communities  can be
based on EPA's Hazardous  Waste Superfund Innovative  Technology Evaluation
 (SITE)  Program,  which works with industries  to bring technologies on site for
 testing at a small-scale pilot level.  EPA pays for  part of the cost of
 operating those trial facilities.

       Another example is that Region 6 is procuring  funds from the Regional
 office and EPA Headquarters to work with the State of Oklahoma to determine
 the usefulness of adding rock reed filters as polishing to lagoon effluents.
 If this technique proves beneficial to some  small communities,  EPA will
 monitor these facilities and transfer the technology to other communities.

       To continue the progress made in the past in small community wastewater
 treatment,  the Regions, States, EPA Headquarters, national associations,  and
 other Federal agencies need to work with existing outreach programs  and
 networks to coordinate the use of limited available  resources.
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                           SMALL FLOWS ACTIVITIES
                           James  F. Kreissl,  Chief
                Municipal Wastewater Pollution Control Section
          and Water and Hazardous Waste Treatment  Research Division
       Risk Reduction Engineering Laboratory, U.S.  EPA,  Cincinnati, OH
      One of the more promising small flows technologies is the constructed
wetland.  The National Small Flows Clearinghouse has initiated an effort  to
assemble information in this area and provide funding to conduct monitoring
studies in southwestern Kentucky.  They also have a computer hotline bulletin
board (at 1-800-293-9969), which can be used in all States except West
Virginia.  The bulletin board can promote the exchange of ideas, post
particular problems, and help obtain advice or comments from people working in
the field all over  the country.

      The constructed wetland has been shown capable of achieving high quality
effluent:  better than 10 to 15 parts BOD and very low suspended solids.  It
is a system with low maintenance requirements and costs with many potential
applications in a small community situation.  Constructed wetlands can even be
used by individual  homes.  Some problems experienced by the more promising
subsurface flow constructed wetlands include improperly designed inlet
structures, flooding of the cells, leakage, and inadequately sized gravel,
which results in less efficient free water surface systems.

      The recirculating sand filter is another highly promising small flow
technology.  The standard design of this technology involves pretreatment by a
septic  tank followed by collection in a recirculation tank.  The wastewater
and recycled filtrate are then applied to a rather coarse sand media (contact
bed).   The effluent, which is of high quality, is then split between the final
discharge stream and the recycle stream, which returns to the recirculating
tank where  it mixes with the septic tank effluent.  The effluent quality to be
expected from a recirculating sand filter is roughly a 10/10 (BOD/suspended
solids) effluent with good nitrification most of the year (with an average 40
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percent loss of nitrogen).   Normal annual maintenance required for this kind
of filter  involves  weed pulling,  scraping with a rake, and checking the
recirculation  pumps.

      One  sand filter application is in Cape Cod, Massachusetts, where the
ground-water quality is very protected because the area is overpopulated
during  the summer months.   One problem with the system is that, by its nature,
a lot of  oxygen should be available.  If the filter becomes overloaded or too
fine-grained,  however, the oxygen diffusion in the system is restricted so
that nitrification does not occur.  The University of Arkansas and University
of Maryland are conducting studies on how to improve the nitrogen removal in
recirculating sand filters to better than 40 percent.  The University of West
Virginia is studying the effectiveness of a less-expensive media,  bottom ash.

       Another small flows technology is the RUCK system which employs
 segregated plumbing to permit separate treatment of black water (toilet
 wastes) and gray water, followed by combined treatment and disposal.    The
 University of Rhode Island conducted a study of this system and verbal reports
 are  that  the system is not performing well.  The system should result in about
 50 percent nitrogen removal, but the results have fluctuated a great  deal,
 i.e., from about 30 to 70 percent.

       Another technology is effluent sewers.  This technology is in the
 process of being modeled to aid the design of various gravity and pressure
 systems.  The models will produce sewer profiles, generate cost curves for the
 various designs, and show how a change in variables will affect the profile
 and  costs.  These modeling efforts have been included in training courses
 offered by the clearinghouse and West Virginia University staff at several
  locations in  the United States.
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                OPERATIONS AND MAINTENANCE (O&M) ISSUES
                    John  Flowers,  Environmental  Engineer
                       OMPC,  U.S.  EPA,  Washington,  D.C.
      The major focus  of EPA's  O&M program,  administered on the State level,
is to work with the operators and town officials  of small facilities (less
than 5 MGD) that are out of compliance.   Since  1981,  the program has assisted
over 2,800 communities,  57 percent of which  have  been brought back into
compliance and slightly less than 20 percent of which have significantly
improved performance.   Less than 20 percent  are still in training,  so only
about 5 percent did not succeed in the program.   Many of the unsuccessful
facilities are ones that did not follow EPA's recommendations.

      Some of the major issues  the program deals  with are problems  due  to
people's perceptions of the O&M program and  technology transfer,  design and
operational problems caused by  poor design or design oversights,  research
needs, and new or expanded roles for existing areas.

Image Concerns.  One major challenge for the O&M  program is the "out of sight,
out  of mind syndrome."  Water and sewer services  are often taken for granted
or undervalued by customers and local officials.   Many people never think
about what is  involved in getting the water  to  their home and then  cleaning it
before it reaches its final destination in the  ground or surface water.
Because  of this, towns often find it difficult  to raise money to pay for
operations and new  facilities.   Public education  is required and local
officials must be educated in planning,  design, technology selection,
operations, and the management of wastewater treatment facilities.

      The  second image concern is the "Ed Norton  syndrome."  (Ed Norton was a
sewer worker,  portrayed by Jackie Gleason on the  "Honeymooners" television
show.)   The general public often associates  the typical sewer worker with Ed
Norton,  who did not hold much esteem.  In a  small community situation,  where
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the quality of operator  is  often less than required by the facility type,  it
is often difficult  to  retain staff.

      The O&M program  is trying to solve this problem through an awards
program at the State and national level.  To go beyond the technical
community, the awards  program could be publicized with organizations that
represent small  communities, such as the National Associations of Towns and
Townships and  the National  Association of Counties, and in publications
directed  toward  local  officials and the general public.

Design  and  Operational Problems.  According to the O&M data base,  even under
the best  of conditions,  lack of operator understanding of the treatment
process and failure to apply process controls make it difficult to operate a
 treatment plant to meet permit limits.  In addition,  design problems (at the
headworks,  bar screens,  sludge handling, and laboratory facilities) limit the
performance of that facility to a significant degree.

       The WPCF survey (refer to p. 4) has found that major problems in small
 communities are I/I, undersizing and oversizing, and odors.   The age of 50
 percent of those facilities is 20 years or older.  Therefore,  not  only will
 many facilities be due  for expansion or upgrading in the near future,  but the
 plants must deal with equipment breakdowns.  The O&M data base indicates that
 this problem is a main  reason for noncompliance.

 Research Needs.   Research is needed in design modification;  more sophisticated
 computerized operations; and improvement of alternative sewer technology,
 disinfection, and sand  filters.  Because many communities are faced with
 meeting greater than secondary treatment limits, low-cost, easy-to-operate
 facilities that will meet those limits are needed, as are the standardization
 of designs and optimization of performance in colder climates for  constructed
 wetlands, and the development of new technologies that could be suitably
 adapted to small community situations.
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      O&M is producing an introductory pamphlet on toxics  to  help wastewater
treatment plants implement household hazardous waste collection site programs
at the treatment plant.  Some of the better operating mid-sized and larger
treatment plants can provide this service to the community and to the plant as
well, eliminating toxics that enter the sewer system from  homes.   This program
can be an opportunity for the public to visit the treatment plant,  learn what
happens there, and see that they are run by skilled and dedicated employees.

Future Directions.  The future directions for the O&M program involve State
training centers, and onsite planning and management assistance.  There  are
about 35 centers nationwide that implement the operations  and management
evaluation  onsite assistance program.  Many centers also provide  training in
drinking water management, toxics management, and a broad  range of
environmental services.   The centers are generally located in a  community
college or  other educational institution and have the potential to be
centralized information sources for small communities to obtain advice on
total environmental management.

      The onsite assistance program involves talking to local  officials about
financial management, helping them revise their user charge system and bill
collection  program, and providing other financial management services.  Onsite
assistance  also helps communities plan new facilities,  select  technology, and
review designs.  The program also works with Indian Health Service to provide
operator  training for Indian tribes.

      One planning consideration is that the wastewater outreach program can
piggyback with  the drinking water programs at the National and State level, so
that the public is provided with a broad view of water and wastewater
management  issues.
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SLUDGE

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                          NEW SLUDGE REGULATIONS
                    Robert Bastian,  Environmental Scientist
                       OMPC, U.S. EPA,  Washington,  D.C.
      The new sewage sludge regulations being  developed  in  response  to  Section
405 of the Clean Water Act address program,  technical, and  interim strategy
issues.

Program Regulations.  The program regulations  (40  CFR Part  122,  123,  124,  and
501),  finalized on May 2, 1989,  respond to  requirements  of  the Clean Water Act
Amendments  that state that all  facilities need Federal permits to  use or
dispose  of  sewage  sludge.  Some key  issues  associated with  the program
regulations are permits, partial delegation, the definition of reportable
violation,  the degree of enforcement,  monitoring requirements, and reporting
methods.

       In terms of permitting,  States have the  option of  using a  delegated
NPDES permit or  any other kind of permit that  is approved as part  of  a Part
 501 Sludge  Management  Program.   Also,  since all sludge use/disposal  facilities
must now obtain  and comply with Federally enforceable permits (including
nondischarging facilities) and because septage is  considered to  be sewage
 sludge under the  new regulations, many more facilities must obtain permits.

       Partial delegation  involves letting the  States handle some sludge use
and disposal practices, but  not others (e.g.,  land application and landfill,
but not incineration or other  disposal practices)  or letting States handle
 only some portion of the  sludge regulatory  activities (e.g., issuing  permits,
but not undertaking compliance  inspection and  enforcement activities).  The
 formal NPDES rules that will allow partial  delegation have  not yet been
 issued,  thus partial delegation of State permitting of sludge disposal is not
 fully dealt with  in the final  program regulations.
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      The new technical regulations (Part 503) will  include  quantitative
limits for pathogens in sludge prior to land application.  The number of
samples that fail these limits will constitute a reportable  violation or
necessitate reprocessing; the degree of EPA and State  enforcement,  and the
level of available resources still need to be clarified.

       Another issue related to monitoring requirements and  reporting methods
is that there are no standard methods for sludge analysis, although the Agency
has published some specific methodologies recommended  for performing sludge
analyses.  This  lack of standard methods could lead  to legal battles over
determining the  exact contents of an accused violator's sludge.   Another
potentially controversial monitoring issue is the requirement  for every POTW,
regardless of its size, to scan priority pollutants  at least once per year.

Technical Regulations.  The technical regulations (40  CFR Part 503)  proposed
in The  Federal Register on February 6, 1989, deal with sludge  applications  to
agricultural and nonagricultural land, distribution  and marketing of "sludge-
containing" products,  incineration, sludge monofills (landfilling of sludge by
itself),  and surface disposal practices (such as storage piles  or lagoons
where sludge may be stored for longer than 1 year).

       The proposed  regulations are mainly based on sludge quality limits  that
were developed using risk assessment-based numerical calculations that  used
either specific  exposure pathway models or the results of a  national aggregate
 risk assessment. Sludge quality data from the "40 Cities Survey," which  were
 collected in the late  1970s, were used in developing the proposal.   For more
up-to-date  information,  the Agency is now conducting a new National  Sludge
 Survey, where  samples  of sludge are being collected  from about  200 POTWs
 across the  country, while questionnaires seeking additional  data  are being
 sent to about  400 POTWs.  In addition to determining sludge  quality,  the
 survey will  provide information about current sludge use and disposal
 practices and  likely impacts of the proposed regulations on  these practices.
                                      -54-

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      A major  issue  related to the proposed technical regulations is that some
of the numeric limits  are  quite restrictive and according to many authorities
would halt current sludge  use and disposal operations.  In other cases, the
numeric limits proposed were so high,  concern was raised over whether they
were justifiable.  Another issue that  has been raised is the technical
defensibility  of the numeric limits, which relates to the reasonableness of
the approach,  as well  as some of the  data, used to calculate the limits.  The
numeric limits are needed to help control sludge use and disposal practices as
well as to help local  agencies estimate removal credits (i.e.,  how much
flexibility  the POTW can give to an industrial user when the POTW can actually
handle  the pollutant discharged from that user vs having it removed by the
 industry  prior to discharge to the sewer).

       The cost of monitoring and recordkeeping requirements associated with
 permits (i.e., analyzing the 28 pollutants in the proposed Part 503 technical
 regulations and potentially the full set of 126 priority pollutants) has
 generated much concern, especially for small communities.

 Compliance.    As proposed in the technical regulations, facilities have  a year
 to come into  compliance after the new regulations become final  unless new
 facilities need to be constructed, in which case, the time limit will extend
 to 2 years.

 Interim Strategy.  In May 1988, the Office of Water Permits issued an interim
 strategy for  sludge regulation to be in effect until the final  Part 503
 regulations are issued.  The major requirements of the interim  strategy  are
 (1) all NPDES permits issued to POTWs  after February 1987  are to address basic
 sludge management conditions, (2) priority or Class I POTWs will be  permitted
 on a case-by-case basis, and (3) the permit holder has to  notify the permit
 issuer if the POTW makes any major changes in its quality  or use/sludge
 disposal practices.   The interim strategy for delegation allows the States  to
 regulate sewage sludge.
                                       -55-

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      The monitoring requirements of the  interim strategy are designed to
ensure that facilities develop good baseline  data so that they know what is in
their sludge when the final Part 503 regulations are issued.   Records must be
maintained for 5 years, as opposed to the  3-year requirement for compliance
with NPDES permits regarding effluent discharges.

      In September 1988, EPA issued a draft document,  "Guidance for Writing
Case-by-Case Permit Requirements for Municipal  Sewage  Sludge."  The document
summarizes existing Federal and State requirements  and guidelines and offers
basic recommendations  for the permit writers.   A new brochure, "EPA's Policy
Promoting  the Beneficial Use of Sewage  Sludge and the  New Proposed Technical
Sludge Regulations," has also been issued.  This brochure reinforces the
Agency's beneficial use policy, clarifies  the purpose  of the  new proposed Part
503  regulations,  and describes how current Federal  and State  requirements will
be used  to govern sludge use and disposal  practices during the interim period
or until  the  final Part 503 technical regulations  are  issued,  which is
currently  scheduled for October 1991.

Future Issues.   One future  issue is that  of dioxins in sludge,  which were not
 among the  28  pollutants addressed in the proposed Part 503 regulations, but
will most  likely be considered in the second  round  of  regulations.   A number
 of States  are now prohibiting the landfilling of sewage sludge,  while
 encouraging more pretreatment and recycling of  sewage  sludge  in order to  save
 their limited existing landfill space for  other "more  appropriate"  wastes.

       Public  acceptance  is  still a major  sludge disposal issue and  some
 interesting debates are occurring across  the  country concerning long-term
 impacts  of sludge use  and disposal practices  and the use of multiple sludge
 use  and  disposal alternatives for individual  POTWs.  There is  also  increasing
 interest in new, sometimes  rather exotic,  sludge processes, such as the
 conversion of sludge  to oil, as well as the vertical tube reactor,  solvent
 extraction,  and the use of  kiln dust to stabilize  or improve  the quality  of
 sewage sludge.
                                      -56-

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                        CONVERSION OF SLUDGE TO OIL
                             Bruce Jank,  Director
    Wastewater Technology Centre, Environment Canada, Burlington, Ontario
      Since 1982, Environment  Canada's Wastewater  Technology Centre  (WTC)  has
been investigating  the  conversion  of  sludge  to  oil because  the  options  for
sludge disposal  are decreasing,  particularly in large  industrialized
metropolitan  areas.   The  initial project,  now complete,  had three  phases:
preliminary batch testing,  continuous flow testing in  a  bench-scale  reactor,
and pilot plant  testing.

Process  Description.  The sludge-to-oil  conversion process  basically converts
biomass  to  crude oil with preliminary oil  yields at 25 to 30 percent.   Before
the  conversion process, municipal  sludge is  mechanically dewatered to about 40
percent  solids either using a  membrane press or, potentially, the  ring  press.
The  sludge  is then  thermally dried to 95 percent solids, fed into  the
conversion  reactor/condenser to recover  the  oil from the process,  and then fed
 into the oil/water  separator.   The char  is extracted off the reactor, the gas
 off the  condenser,  and the pyrolitic  water off  the separation device.   These
products are burned in the char combustor.

       The conversion process operates at 350° to 450°C in the absence of
 oxygen and  at atmospheric pressure.   The residence time  in  the  system is 4 to
 30 minutes,  typically with a 15-minute solids retention  time in the  reactors,
which is a  relatively short conversion time.  Catalyzed  vapor phase  reactions
 convert  the organics (lipids and proteins) within  the  sludge to predominately
 straight chain hydrocarbons (alkanes  and alkenes)  similar to natural crude
 oil.   The aliphatic compound is the precursor of crude oil.

 Pilot Testing.  In  the pilot-scale system, 27 samples  of raw and digested
 sludges  were tested.  The oil  yields  were  22 to 46 percent  for  raw sludge and
 13 to 29 percent for digested sludge. The calorific value  of the  char
 produced was 40  to  66 percent  for  the raw  sludge and 41  to  73 percent for the
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digested sludge.  Three to 15 percent and  7  to  16  percent reaction water was
created by the raw and digested sludges, respectively.   The reaction water
contained about 80 to 90 percent volatile  fatty acid.

      About 35 percent of the energy from  the process  is produced from burning
the char, the noncondensable gas, and the  reaction water.  This is sufficient
energy to thermally dry the sludge and provide  other required support.  The
oil that is left over is a by-product from the  process.   Another result of the
pilot test was  that the process could operate with a temperature differential
of  50°C without significantly impacting  the  quality of  oil or the yield.

      The materials handling capability  of the  unit and the heat capacity
proved  to be  sufficient in the pilot test.   The heat capacity has also been
confirmed as  sufficient.  The design capacity of 1 ton/day on the unit was
achieved.  The  oil/water separation unit required  upgrading,  after which
separation was  achieved.   The bench-scale predictions  have also been
confirmed against  the  larger pilot-scale unit.

 Costs.   The major  technological competitor to sludge conversion is
 incineration, so  the  capital and  operating costs of four sludge incineration
 trains  were evaluated,  from  the conditioning process through ash disposal.
 The study  determined  that  for the four units, the  total  sludge costs  varied
 from $350  to  $1,040 per ton  of dry solids  (ds)  processed (1988 Canadian
 dollars),  representing 35  to 50 percent  of the  total operating costs.

       Environment  Canada's full-scale costs  have been based on estimates  from
 a facility  in Melbourne, Australia, that is  a 45-ton/day facility with a
 complete sludge train from conditioning  through to ash  disposal.   Total
 capital costs for  the facility were $12.5  million.   Annual capital and
 operating costs were  $1.25 million and $2.36 million, respectively.   The  total
 unit costs  are $240/ton ds.  The  net total cost is $138/ton ds and the net
 operating cost is  $55/ton  ds.  The revenue from the oil  is estimated  to be
 $102/ton ds,  based on 70 percent  use of  diesel  fuel at  the pumps with a net
                                      -58-

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cost of $138/ton ds.   Even at zero value for oil,  costs are quite competitive
with incineration;  $240/ton compared to the lowest of $350/ton.

Oil Uses.  The Australians have been running a stationary diesel engine using
50 percent of  the  oil directly from the conversion unit and there has been
very little  loss  in efficiency or loss in power on the unit.

Impact  of Technology.  One impact of this technology is that it can reduce
sludge  treatment costs.  It also has the flexibility of recovering energy
usage.   The  oil is a storable and readily transportable product, if,  in fact,
 it needs to  be moved to an alternative site.  In terms of the wastewater
 treatment plant design, the process can be optimized without minimizing sludge
 production.   The other major impact is that the industry is suitable  for
 privatization.

       The major potential pollutant emitted from an engine burning sludge oil.
 is nitrogen.  A device can be put onto a full-scale facility as an upgrade
 component to reduce  the nitrogen content.

 Current  Status and Future Program.  The pilot plant has now been in operation
 for approximately  2  years; a large enough volume of oil is being collected to
 conduct  engine testing.  WTC is now evaluating alternative markets for the oil
 and appropriate demonstration sites for a raw sludge conversion facility.

        Contact Bruce  Jank at  the WTC for more information on this technology
 and for  a list of  publications  (867 Lakeshore Rd., P. 0. Box 5050, Burlington,
 Ont.,  L7R 4A6, Canada).
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          ACCELERATED DEWTATERING WITH MECHANICAL AERATION
                     Ancil Jones,  Regional Staff Engineer
                             U.S.  EPA,  Dallas, TX
      Region 6 operated a test facility in Roswell, New Mexico, to demonstrate
and evaluate the process of accelerated dewatering with mechanical aeration,
particularly using the "brown bear" (a tractor with an auger device on the
front end) for drying by turning sludge in windrows.

      The local conditions were generally hot and windy with a high rate of
evaporation.  A conventional sand bed was designed with an underdrain for
comparison to the hardbottom sludge beds with 5 inches of asphalt.  To compare
similar systems nationwide, EPA chose to use silica sand,  which is available
across the country.  A weather station was set up to measure air temperature,
bed temperature, wind velocity and direction, evaporation, humidity,  solar
energy, and precipitation.

      The existing facility uses a trickling filter with anaerobic digesters.
There are one primary digester and two secondary digesters.  The sludge coming
from  the digesters is about 4 to 6 percent solids.  After the solids  separate
from  the liquid, the sludge is placed on the hardbottom beds for a decanting
period of about 4 to 7 days; after a settling period,  the sludge is drawn off.

      In the process flow, wastewater enters the headworks, then primary
clarifiers  followed by primary trickling filters, intermediate clarifiers,
secondary trickling filters, and final clarifiers.  The sludge is then pulled
out of the  intermediate and singular clarifiers and returned to the plant
influent.   The primary sludge is then put in the digesters.  From the
digesters,  sludge is placed on a drying bed and allowed to decant.

      A brown bear is then run through the sludge about two to three  times per
week.  This mixing with a tractor is continued until the sludge is dewatered
to about 50 percent solids, which takes from three to nine weeks.
                                      -60-

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      One observation was  that  quite  a  bit  of volatile solids were released
from the drying bed due  to the  use  of a brown bear.   Also,  the moisture
content and the temperature affected  the speed at which the bacteria was
deactivated.  Results of the bacteriological tests indicated that the
organisms can be deactivated.   Salmonella was completely below the detectable
limits.  Fecal coliform  limits  were just below the limits contained in the new
503 regulations  (Refer to p. 53)  and  the existing 257 regulation for Processes
for Further Reduction of Pathogens  (PFRP).   The temperature of the bed was not
close  to the normal  53° C,  but parasites were eliminated nonetheless.

       The  drying rates were very similar between the silica sand and the
hardbottom bed.   Cost  savings were  achieved in terms of drying out the sludge,
 compared to the  use  of  conventional hardbottom beds.

       Capital costs  were $700,000 for the hardbottom beds and $1,245,000 for
 the porous beds, a savings of about 56  percent.  The annual labor cost was 603
 person-years for the hardbottom beds  and 3,541 person-years for the porous
 beds,  an 82.9 percent savings.   The annual  operating cost was $9,991  for the
 hardbottom beds and $44,715 for the porous  beds,  which represented about a 71
 percent savings.

       The sludge handling  facilities  represented 3.9 percent of the entire
 capital costs for the hardbottom beds and 8.7 percent for the conventional
 beds.   The unit capital cost was $11.41/ton for the  hardbottom beds and
 $495/ton for the porous beds.  Based upon 1,150 ton/year,  the operating cost
 was $9.15/ton for the hardbottom beds and $42.59/ton for the porous beds.
                                       -61-

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                CONTROL OF POLYMER ADDITION FOR SLUDGE
                             Bruce Jank,  Director
    Wastewater Technology Centre, Environment Canada,  Burlington,  Ontario
      Dewatering is an integral and essential component of most large sludge
management systems and chemical conditioning is usually required.  A recent
study showed that a significant portion of the sludge handling costs related
to the cost of the chemicals.  Unfortunately, attempts to optimize polymer
addition in the past have been hampered because of the lack of control
mechanisms.  The Wastewater Technology Centre therefore conducted a
demonstration project on the control of polymer addition for sludge
conditioning.

      In a normal plant operation, the operator sets the chemical application
rate on a regular basis, based on the results of a series of standard tests.
The demonstration project developed a procedure to optimize the dosage of
polymer added to the sludge dewatering device and thus optimize the process.

      The principle the WTC discovered to optimize the process involved
measuring the viscosity of the sludge and plotting the shear stress of the
sludge against the shear rate.  If the time of increase in shear rate could be
predicted, then that component could be related to the dewaterability of the
sludge.  WTC then  related the addition of chemicals to the sludge to the
actual dewaterability of the sludge on a belt press and tied those two
components together to develop a control algorithm that could be used in a
control sequence.

      The development of the sludge conditioning controller evolved through a
number of stages,  resulting  in a viscometer/computer assembly which could be
used  as the basis  for the development of a commercial controller prototype.

      The WTC entered into an agreement with Zenon Environmental Consultants
 in Burlington, a local equipment manufacturer/process consultant,  to develop
                                     -62-

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the commercial prototype  and a marketing plan and to verify the performance of
the prototype.  The  prototype verification study involved three phases:
manual control without  any instrumentation to establish a reference point,
manual control based on instrumentation,  and automated control with the sludge
conditioning  controller.   The median value under manual operation without
instrumentation was  compared to automatic control.

      The  instrumentation required for the study included the prototype sludge
conditioning controller;  measuring devices for the sludge flow rate,  polymer
flow rate,  feed sludge solids concentration, and feed effluent solids
concentration;  and a Hewlett-Packard data logging system.  The assumptions
made for the prototype assessment phase were that the sludge feed rate was 7
 to 9 L/s;  the feed solids concentration was 3 to 6 percent;  the process
 compared manual to automatic periods of the sludge conditioning controller
 operation; and polymer savings would be at least 15 percent.

       Results indicated that when the solids concentration did not vary with
 the sludge conditioning controller on-line, the polymer savings was 3.4
 percent.  When there was  2.5 percent variability of the solids concentration,
 the polymer  savings were  15.9 percent.  In another run with considerably more
 variability  (which  is more  typical), the polymer savings were 28.7 percent.

       Solids recovery showed no differences based on the data; however,  solids
 recovery was visually better with the automatic system.  Cake solids  remained
 low at 17 to 19 percent.

       The study concluded the following:

       •      The controller  operated without plugging or fouling over  an
              extended period of time.
       •      The relationship between the polymer flow rate and time using the
              sludge  conditioning controller was distinctly different from the
              historical manual control.
       •      Average polymer savings at the trial plant were estimated at 24
              percent.   (The  municipality agreed that if the savings were at

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            least  15  percent,  they would buy the unit,  which they did and have
            since  purchased  a  second unit.)

            Similar savings  can theoretically be achieved by a skilled
            operator  with  full instrumentation,  but there are other
            disadvantages  with manual control.

            Solids recovery  appeared to  improve  when the controller was in
            operation.

            The technology has been licensed to  Zenon Environmental
            Consultants  in Burlington, Ontario,  and is  being marketed by them
            at the present time.

            Based  on  initial marketing results,  the potential market
            penetration  is considerably  larger than our original  estimates for
            the unit.
      A device to control  one  unit  costs approximately $20,000.  To  control
four belt presses,  the  unit  is about  $40,000.  By December 1988, 18  months
after prototype verification,  Zenon had sold 23 units.
                                    -64-

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PROCESS CONTROL

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     AUTOMATED PROCESS CONTROL OF WASTEWATER TREATMENT PLANTS
                 Gordon  Speirs,  Process  Development  Engineer
                    Environment  Canada, Burlington, Ontario
    On-line instrumentation coupled to computers can provide wastewater
treatment plant operators with timely monitoring information upon which to
base control actions.  In many cases, however, operators are reluctant to
allow the computer to control process operations,  preferring to manually
manipulate valves, pumps, and blowers.

    The WTC thus  investigated the application of sensor-based,  automated
control strategies to improve the operation of the activated sludge process.
Results from pilot-scale studies showed that on-line instrumentation and
control hardware  can perform advanced operational and reporting functions and
reliably  maintain a  consistently high effluent quality.  The results also
suggested that energy savings of about 30 percent could be achieved by an
automated aeration system compared to a manually operated one.

     While the  benefits of the automated control strategies are  evident,  the
 true associated costs have not been well defined.   As a result,  automated
 control  strategies have not been widely implemented, even where the expected
 energy savings and operational benefits readily warrant it.   Little effort has
been made to  establish the actual maintenance costs needed for  a complete
 cost/benefit  analysis.

     These problems emphasized the need for a full-scale demonstration.
 Therefore,  in 1982,  the WTC initiated a project to demonstrate  the use of
 direct digital control strategies at a WWTP.  The Tillsonburg,  Ontario,  WWTP
 selected  for  the  study is a 9,000 m}/day  conventional activated  sludge plant
 that was  refit and segregated into parallel process trains for  comparison of
 manual and automated control.  Each train consisted of a primary settling
 tank,  two aeration tanks, a final settling tank, and a chlorine contact tank.
 On-line  instrumentation, as listed in Table 3, coupled to a process control
                                      -65-

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                                   TABLES

                   TILLSONBURG ON-UNE INSTRUMENTATION
VARIABLE
LOCATION
 INSTRUMENT
Dissolved Oxygen

Flow Rate

Level



Turbidity


Suspended Solids

Air Flow Rate

Power  (watts, vars)

Temperature

Pressure

Humidity

A. C. Current
Aeration basins

Uaste sludge

Effluent flow
Recycle flow
Pump station wet well

Effluent


MLSS, RAS,  primary effluent

Each aeration basin

Blowers

Air lines,  MLSS,  ambient

Air lines,  atmospheric

Ambient

Motors (pumps,  blowers)
Polarographic probe

Magnetic flow meter

Capacitance probe
Ultrasonic detector
Bubbler (pressure)

Direct reading
turbidimeter

Optical probe

Vortex or orifice meter

Transducer

RTD element

Transducer

R.H. meter

Contact relay
                                     -66-

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computer was installed to monitor the performance of both trains.  One of  the
trains was controlled automatically by the computer.

    An essential  part of using the control system was to calibrate and/or
verify the instruments in the field and attain final control in each loop.
Several  of the  instruments (new and old) were found to operate outside the
written  specifications provided by the manufacturer.  This emphasizes the
importance of  establishing the accuracy and calibration of instruments once
they  are installed and interfaced to a computer or controller,  even though the
instrument has  been fully "bench" or "wet" tested.  The specific methodologies
used  for verification are outlined in a paper entitled "Field Verification of
On-Line  Instrumentation at a Municipal Wastewater Treatment Plant," published
 in Water Science and Technology. Vol. 19, 1986.

     As part of this study, computer methods were developed to indicate
 instrument conformance and reduce the "spot checking" of instruments  with
 reference determinations.  For example, a predicted value for mixed liquor
 suspended solids (MLSS) concentration, estimated from a mass balance  around
 the aeration basins using on-line measurements of influent flow rate,  recycle
 flow, and solids (RAS) concentration, was continuously compared to the
 measured MLSS concentration.  Similar techniques were applied to the  air
 delivery system  to confirm power measurements, airflow rates,  temperatures,
 and discharge pressures.  Means for checking other sensors on-line are under
 investigation.

     Automated control strategies for aeration, recycle,  and sludge wasting (to
 maintain sludge  age) were successfully initiated.  Results to date confirm
 that the measured energy savings range from approximately 15 to 35 percent for
 automated versus manual  (fixed blower speed) aeration control depending on the
 level of manual  control.  The two treatment trains produce comparable  effluent
 quality.  While  significant aeration energy savings were demonstrated  through
 the incorporation of automated control, a number of questions still need  to be
 addressed:  What dissolved oxygen (DO) level is required for proper operation
                                       -67-

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of the plant?  Should the DO set points be constant or variable?  How  should
they be varied?

    In addition to investigating the potential energy savings, the study
evaluated the on-line instrumentation and the control system maintenance
requirements.  It was concluded that while all instruments require ongoing
maintenance, it is not excessive,  and generally less than that typically
perceived.

    Additional background documentation is available from Gordon Speirs,
Wastewater Technology Centre,  Environment Canada,  867  Lakeshore Boulevard,
Burlington, Ontario, L7R 4A6.
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             STEP FEED CONTROL FOR ACTIVATED SLUDGE PLANTS
                  David Chapman,  Process Development Engineer
                    Environment Canada, Burlington, Ontario
    Municipal wastewater treatment facilities are  frequently  subject  to  rapid
and sustained increases in flow rate caused by  the entry of storm water  into
the sewer system.  Because conventional activated  sludge plants have  limited
hydraulic dampening capacity, high flow rates transfer additional solids from
the aeration basin to  the secondary settler and increase the  possibility of
solids washout.   Providing activated sludge plants with step  feed capabilities
can assist  operators  in preventing solids washout  caused by peak flows.

    A  typical  schematic for  a plant with step feed capabilities is shown in
Figure  1.   The  aeration basin is  divided into four passes and the inlet
channel  equipped with gates  or valves which allow  influent wastewater to be
added  to one  or more  of the  passes.

     By manipulating  the point of  influent wastewater addition, an operator can
 control the solids distribution within the aeration basin and reduce solids
 loading to the final  settler.  By way of illustration, assume that a plant has
 a three-pass  aeration basin  and that the MLSS concentration is maintained at
 approximately 2,500 mg/L.  Adding the influent  flow to the second pass reduces
 the MLSS concentration in the final  (third) pass from 2,500 to 1,875 mg/L and
 the recycle sludge concentration  from 5,000 to  3,750 mg/L.  The concentration
 in the first  pass increases  from  2,500 to 3,750 mg/L.  If all the influent
 wastewater is added  to the final  pass, the concentration in this pass
 decreases to  1,500 mg/L and  the recycle sludge  concentration  to 3,000 mg/L.

     The most  severe  step  feed action  (adding all of the influent wastewater to
 the last of the three passes) changes a conventional activated sludge process
 to a contact  stabilization process.  The last pass provides a short aeration
 period during which  substrate is  rapidly transferred from the wastewater to
 the mixed liquor. Upstream  of  the point of addition, the first two passes
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vj
O
                    INFLUENT
                   WASTEWATER
                            ©
                            ©
                            0
                                                  RECYCLE   WASTE
CLARIFIED
 EFFLUENT
                                                                SEPARATOR
    0 GATE  VALVE
                  Figure 1. Schematic of a Typical Wastewater Treatment Plant
                         with Step Feed Capabilities.

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become a sludge  reaeration zone in which substrate stored by the sludge  is
metabolized.   Because most of the sludge is stored separately and cannot be
washed out  of  the  process during storm flows, contact stabilization plants are
less susceptible to hydraulic washout from storm flows than are conventional
plug-flow plants.   In addition, depending on the nature of the influent,
contact  stabilization plants are also better able to handle organic shock
loads.

     Instead of adding all of the influent wastewater to a single pass,
 influent can be simultaneously added to two or more passes during step feed
 operation.   When the influent wastewater is divided equally between all
 passes,  the plant is operated in the step aeration mode.  In comparison to the
 conventional plug-flow plant, step aeration plants have more uniform oxygen
 requirements along the length of the basin and are less affected by hydraulic
 surges and organic shock  loads.

     In addition to the point or points of influent addition,  other parameters -
 which determine solids distribution in the aeration basin during step feeding
 include the sludge recycle  rate, the wastewater influent flow rate,  and the
 number of  passes  in  the basin.  Increasing the recycle rate under step
 feeding, decreases the solids concentration in the last pass,  the solids
 loading to the  final settler, and hence the effectiveness of step feeding.
 Therefore,  operators using  step feed operation during storm flows should not
 increase recycle  rate, an approach commonly adopted during operation of
 conventional  plants.  As  the influent flow rate increases,  the MLSS
 concentration in  the last pass decreases further.  Finally,  as the number of
 passes  in  the  aeration compartment increases, so does the effectiveness of
 step feeding  in reducing  final settler solids loading.

     A number  of factors should be considered in providing a conventional
 activated  sludge  plant with step feed capabilities.  Hydraulic limitations on
 feed channels  to  the aeration basin should be checked under different
 wastewater flows  and operational modes.  Because step feeding decreases the
 solids concentration in  the underflow from the final clarifiers,  the capacity
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of the sludge wastage pumps should be checked to determine  if there are any
volumetric restrictions on sludge wastage.  For basins without individual
passes, baffles will be required.  Options include curtain  walls,  concrete
load-bearing walls or wooden baffles constructed of redwood marine plywood.
Step feed operation may require adjustment of air distribution or,  possibly,
the installation of additional aeration equipment.  This can  be determined by
monitoring dissolved oxygen concentrations and effluent quality during  step
feed operation.

    Because step feed increases the operational flexibility of a plant, it
should be included in the design of all new activated sludge plants.
Secondly, for existing plants which experience temporary or seasonal hydraulic
overloading, converting the plant to step feed operation should be considered.
Conversion is likely to be less expensive than upgrading a plant with
additional aeration basins or final clarifiers.   Finally,  plant operators
should be trained in the use of step feed to minimize  the  effects  of hydraulic
overload.

    For additional references on step feed operation,  contact  Dave  Chapman,
Wastewater Technology Centre. P.  0.  Box 5050,  Burlington,  Ontario,  L7R 4A6,
Canada.
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            INSTRUMENTATION TESTING - THE USER'S PERSPECTIVE
                             Bruce Jank, Director
    Wastewater Technology Centre,  Environment Canada,  Burlington, Ontario
    From the user's perspective, the selection of acceptable primary sensors
represents one of the major problems in implementing automated control of
water and wastewater treatment plants.  One of the solutions to this problem
was the development of the Water and Wastewater Instrumentation Testing
Association of North America  (ITA), a nonprofit organization established to
provide standardized procedures for testing and evaluating sensors.  This
presentation discusses the need for such testing, objectives of the ITA,
testing procedures, benefits  of control testing, testing program limitations,
the information  clearinghouse, and an ITA  testing update.

    An  instrumentation testing organization is justified because not all
available  instrumentation satisfies user requirements.  During the design
process when primary  sensors  are evaluated, designers routinely obtain
 literature describing the various manufacturers' equipment and assess the
 suitability of the  available  sensors for the particular application.
 Specifications provided  with  the instrumentation have not been standardized,
 however,  making it  very  difficult to compare various manufacturers' products
 and select the most suitable  one.

     Most  large water  and wastewater utilities expend considerable time and
 effort  conducting in-house, in situ tests.  These tests seldom follow an
 adequately developed  testing  procedure, and frequently the results are
 not properly  documented  and are generally  only used to select the equipment
 for the test  site.  When compared on the unit cost basis, these screening
 tests are extremely expensive and often lead to either the selection of
 inappropriate  instrumentation or the misapplication of the equipment.

     The objective of  the ITA  is to insure  that acceptable instrumentation is
 available to  meet the rigid requirements of automated control systems,  which
                                     -73-

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are essential for improving reliability, performance  and,  operational
economics of water and wastewater treatment facilities.   For the complete
range of instrumentation required for control and monitoring,  ITA-approved
testing will be conducted to provide information on operational conformance to
conditions and standards typical of the water and wastewater industry, on-line
instrumentation selection, and equipment requirements.


    These objectives can be achieved by implementing  the  following procedures:
       Develop rigorous testing protocols so that essential  instrumentation
       for automated process control can be evaluated and  compared.

       Conduct bench-scale tests to evaluate the electrical  and mechanical
       components of the  instrument and wet tests aimed at evaluating the
       instruments' performance under control conditions;  conduct  a  field test
       to determine instrument performance under typical field  conditions to
       evaluate  long-term performance and costs.

       Provide a general  qualitative assessment of instrument design in terms
       of safety, principles of operation, support requirements, and operation
       and maintenance characteristics.

       Maintain  a rigorous quality assurance and quality control program in
       conjunction with the bench and field testing.

       Distribute testing results in a standardized format which includes  the
       manufacturers' literature and the manufacturers' comments on  the  test
       results.
     After the  instruments  to be tested are selected by ITA members, ITA
 provides the organizational structure to develop and approve the protocols and
 coordinate the independent testing of other equipment not selected.  Testing
 is conducted by qualified  independent laboratories and the standard testing
 protocols must be  approved by  the equipment user and the equipment
 manufacturer.   Representatives from both the users' and the manufacturers'
 groups review  the  reports  prior to publication and the manufacturers are given
 the opportunity to provide written comments that will be included as an
 addendum to the assessment report.
                                      -74-

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    In addition to plant  owners  and operators  having access to information for
assessing and comparing instruments and life-cycle costs,  manufacturers
participating in  the  testing will  be able to identify deficiencies in their
equipment and take appropriate measures to either upgrade  existing equipment
or develop new equipment  to  stay in the market.

    Another major benefit is that  ITA members  have access  to high quality,
scientifically based data on instrument selection.  ITA has developed an
information clearinghouse network of resources on instrumentation.   The
clearinghouse  functions  as a central data base of information on
instrumentation  costs,  specifications, maintenance,  performance,  and
instrumentation  supply and repair.  It also provides research services for
specific inquiries.

     To date,  seven dissolved oxygen analyzers, four chlorine residual
 analyzers,  collection system flow metering, and influent and effluent  flow
 meters have been tested by ITA.   Testing protocols have been developed for  the
 suspended solids analyzers.

     Testing results and the clearinghouse are  only available to  ITA  members;
 at present, there are about 35 members.  Membership information  can  be
 obtained by contacting Bruce Jank, Wastewater  Technology Centre,  867 Lakeshore
 Rd. , P. 0. Box 5050, Burlington, Ontario, L7R  4A6, Canada.
                                      -75-

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        EPA/ENVIRONMENT CANADA CLARIFIER TECHNOLOGY RESEARCH
                 David Chapman, Process Development Engineer
                   Environment Canada, Burlington, Ontario
    Secondary clarifiers in activated sludge plants serve to remove suspended
solids to produce a clear effluent and to concentrate solids in the underflow
to maintain an active biomass in the aeration basin.   Secondary clarifier
performance is critical for complying with regulatory limits;  solids not
captured by the clarifier comprise a major portion of the biochemical oxygen
demand and phosphorous from noncomplying facilities.   The inability to control
or predict suspended solids removal in secondary clarifiers limits the
optimization of activated sludge performance.

    In 1986, EPA sponsored a literature review on secondary clarifiers and a
symposium on research needs.  The symposium participants concluded that there
was a lack of consensus in the literature regarding the relative importance of
the many complex and interacting variables that potentially control clarifier
performance.  Critical areas of clarifier design in dispute included optimum
tank  shape, design loadings, tank depth, and the importance of inlets,
outlets, and in-tank baffles.  Because of the absence of a strong scientific
foundation, a set of key questions was formulated to  assist researchers in
future work.  In addition, a substantial and coordinated effort was
recommended to document the performance of different  types of  full-scale
clarifiers.

    In October 1986, the symposium participants formed the Clarifier Research
Technical Committee  (CRTC).  The principal objective  of the committee is the
development of a strategy for planning, monitoring, and coordinating full-
scale clarifier research to ensure that fundamental research needs are
addressed and that research is conducted in a rigorous and consistent manner.
The committee will also ensure that significant research results are adopted
by the engineering profession.  The Wastewater Technology Centre has entered
                                      -76-

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into an agreement with  EPA to defray the costs of travel, meeting facilities,

and publicity for the committee.


    In addition  to  those attending the EPA symposium on research needs,

members from the major  organizations and agencies with an interest in

improving  clarifier design and operation were added to the committee.  As

currently  constituted,  the committee includes representatives from

universities;  consulting engineering firms;  Federal and State agencies;

equipment  manufacturers; municipalities; and members from Germany,  Japan, and

the United Kingdom.  All 15 individuals serving on the committee are actively

involved  in clarifier design, operation, or research.


     The CRTC is presently coordinating the approach to clarifier research at

 full-scale plants by:


     •  Developing recommendations concerning the terminology and notation for
        secondary clarifiers.

     •  Developing and testing a protocol so that rating curves can  be
        generated for full-scale clarifiers and reliable plant-to-plant
        comparisons can be made.

     •  Compiling,  summarizing, and comparing existing design standards used in
        North America, Europe, and Japan.

     •  Developing  and prioritizing an inventory of facilities with  side-by-
        side clarifiers  of different configurations.

     •  Providing technical advice to agencies conducting full-scale research
        to ensure that data are collected in a rigorous and thorough manner.


     To facilitate  the administration of project activities and the  transfer  of

 results to the  engineering profession, the CRTC has become established as a

 Task Committee  under the American Society of Civil Engineers.  In addition,

 the CRTC hopes  to  obtain the cooperation of a wide spectrum of organizations

 in conducting full-scale research.  By adopting a rigorous and coordinated

 approach to research, the committee will endeavour to advance the state-of-

 the-art of clarifier design  and operation.
                                       -77-

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    General correspondence concerning the CRTC should be addressed to  Dr. T.
Keinath, Department of Environmental Systems Engineering, Clemson University,
Clemson, SC  29634-0919.  Readers who have information about facilities with
parallel clarifiers with different configurations are requested to contact Dr.
R. Tekippe (818/796-9141), J.M.  Montgomery,  Inc., P.O.  Box 7009, Pasadena, CA
91119-7009.
                                    -78-

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               WASTEWATER TREATMENT PLANT PROCESS AUDIT
                 Gordon Speirs,  Process Development Engineer
                    Environment Canada,  Burlington,  Ontario
    Typically, aeration systems in wastewater treatment plants are manually
controlled by operators to meet the oxygen demand during periods of expected
peak loading.  This approach ensures adequate treatment at all times, but also
normally results in excessive aeration during periods of reduced loading.
Plants with  typical diurnal loading patterns could reduce energy costs by up
to 50 percent by eliminating excess aeration, but few have attempted to use
automated aeration control to continuously match air delivery with the process
oxygen demand.  This  is largely due to operator reluctance to rely on and
maintain on-line sensors, and also to uncertainty about the actual savings
achievable  through automation.

     As part of  its mandate to investigate cost-efficient solutions to
wastewater  management problems, the Wastewater Technology Centre (WTC)
 initiated  a project  to demonstrate at full scale that on-line instrumentation
 and computers can be  integrated to perform automated process control.   The
 project's  objectives  were  to show energy savings by comparing automated to
 manual  control  of  the aeration system, to demonstrate improved operation,  and
 to determine the actual maintenance requirements of the on-line
 instrumentation and  control hardware.

     In  1983, the Tillsonburg, Ontario, water pollution control plant (WPCP)
 was selected for the  demonstration.  A microprocessor-based operational audit
 first assessed  the potential for  aeration energy savings through the use of
 automated  control.   On-line sensors measuring DO concentration and hydraulic
 flow rate  were  connected to the microprocessor and used to obtain operating
 data and assess aerator performance.

     This information was analyzed, and simulations were made that predicted
 potential  aeration energy  savings of 30 to 40 percent.  Based on that
                                      -79-

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preliminary assessment, the plant was selected  for  full-scale demonstration
and was refitted to provide two independent parallel  treatment trains.  Both
trains were fully monitored with on-line  instrumentation,  with one train
controlled automatically and the other manually.

    Side-by-side runs of automated versus manual  aeration control under a
number of operating conditions confirmed  significant  savings in aeration
energy; thus cost savings  could be obtained by  controlling DO concentrations.
These savings  ranged from  15 to 35 percent depending  on the level of manual
control.  Demonstrations also showed that by  taking full advantage of the
computing power and of  the operator checks to identify  the need for instrument
service, plants could minimize the maintenance  required by on-line
instrumentation.

     In  addition to reducing operating costs,  automated  control  may create
capital cost  savings by optimizing the treatment  capacity  of existing
facilities  and deferring plant expansions.  At  Tillsonburg,  the automated
aeration  train has been shown to be capable of  handling the entire plant
throughput,  effectively doubling the facility's previous aeration capacity.
Automated control also  improves WPCP reliability, since 24-hour monitoring  and
control is  possible and plant operating staff can now concentrate on
 interpreting data and  assessing control strategies.   These benefits can  be
 achieved  at many existing  WPCPs, particularly large facilities  or in  cases
where energy costs are  high.

     Recently,  in cooperation with WTC, Canviro  Consultants refined and further
 demonstrated that  the  audit can identify  process  bottlenecks and establish
 aeration capacity and  the  potential benefits  associated with automated process
 control.   Sensors are  now  used to continuously  monitor  air and  liquid flow
 rates,  suspended solids concentrations in mixed liquor,  recycle and effluent
 streams,  and DO concentrations.  These data are difficult  to obtain by
 traditional process measurement approaches, and when  combined with off-line
 analyses,  power measurements and oxygen transfer  determinations can provide
 critical  information related to plant capacity  limitations and  optimization.
                                     -80-

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    Subsequent operational audits at a number of full-scale facilities have
shown that the capacity of existing plants can be increased by including
sensor-based monitoring and automated controls.  For example, the Kitchener,
Ontario, WPCP used the audit and determined that a plant expansion that had
been planned to ensure compliance with increasingly stringent pollution
control legislation  could be postponed.  It was estimated that an expenditure
of approximately  $500,000 to modify and upgrade existing hardware and install
an automated control system could defer the estimated $20 million plant
expansion  to beyond  the year 2011.

     For more  information  on sensor-based automated process control or process
 audits,  contact Gordon Speirs,  Wastewater Technology Centre, Environment
 Canada,  867 Lakeshore Boulevard,  Burlington, Ontario  L7R 4A6.
                                      -81-

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NATURAL SYSTEMS

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         THE STATE OF MISSOURI'S EXPERIENCE WITH OVERLAND FLOW
                      Don Barnett,  Environmental Engineer
             Water  Pollution Control Program,  Jefferson City. MO
      In the 1970s, EPA, the States, and private sources conducted extensive
research on treating domestic wastewater by overland flow.  Data showed  that
these systems should offer small- to moderate-sized communities wastewater
treatment that was energy efficient and operationally simple.  Bringing  new
facilities from 75 percent construction to a point where they consistently
meet permit limits was  not addressed in the research, however, and in this
respect, Region 4 has had some  difficulties.

      In 1986, the State of Missouri initiated a study to acquire information
from  the first overland flow facilities built in the State to assist the
facilities  that were coming online.  About 15 facilities were being designed
or built, or were  in operation  when the study began.  Four systems were
 initially studied, three that treat municipal wastes and one that treats
 industrial  waste  from  a poultry processing operation.

       Shortly  after  data collection started, several factors affected facility
 compliance,  including  natural flooding and drought, operator error and lack of
 information,  contractor failure,  and a rapid increase in organic loading.
 Other problems  encountered  include channelization due to low grass cover and
 inconsistent  sprinkler  systems.

       The study  generated several basic conclusions for easing startup
 operations  and  operation at peak performance, as follows:

       •    A  close  tolerance in the final grading across the plots should be
            specified  in the construction requirements.  Variation in grade
            across the  slopes should be less than 0.05 percent from top to
            bottom of  deviation.
       •    The  most common grasses proven to be acceptable are reed canary
            and tall fescue, which should be seeded in autumn if possible to
            provide  a  dense grass growth for spring application of wastewater.

                                      -83-

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           When channelization or rill erosion  occurs,  most repairs should be
           done with hand  tools so as to minimize  disturbance of the plot
           area.  Plots must be thoroughly dried to  prevent rutting from
           grass mowing and removal operations.

      •     Hydraulic loading should be consistent  on a  daily and seasonal
           basis to equalize the food supply  for biological growth.   All
           plots used  routinely should have wastewater  applied 5 to 7 days
           per week and the amount of wastewater applied should not vary more
           than 10 to  15 percent from day to  day.

      •     Low hourly  application rates and long application days  are
           preferable  over high hourly application rates and short
           application days.

      •     Initial hydraulic rates should be  substantially  below design
           hydraulic rates until an adequate  biomass  is  developed.

      •     Algae growth in the lagoons must be  controlled to  minimize  total
           suspended solids  (TSS) discharge from the  overland flow fields.


For additional information, refer to Overland  Flow  Construction.  Startup, and
Operating Complications, by Don Barnett, P.E., Missouri Department  of Natural .
Resources, 1989.
                                    -84-

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                  CONSTRUCTED WETLANDS IN EPA REGION 6
                     Ancil Jones, Regional Staff  Engineer
                             U.S. EPA, Dallas, TX
      Constructed wetlands  for wastewater  treatment  are  natural,  energy-free,
regenerative systems that co-exist with  the  environment  and  cost  relatively
little to use.  Once a  system is  set  up, basically all it  requires  to maintain
is proper management.

      The constructed wetlands  in Region 6 are  subsurface  flow  systems  that
use  semi-aquatic plants and small rocks  in the  upper 6 inches.  Larger  rocks
are  placed  in  the  lower 18  inches.  Many of  the systems  are  fifth generation
designs.   In current designs, the rocks  are  uniformly graded at 3 to 4  inches,
with at  least  a 40 to  50 percent  void ratio.  Most of the  system  are designed
for  wastewater containing 30/90 BOD/suspended solids from  lagoons.  The
systems  use a  variety  of inexpensive  plants,  including bulrushes, softrush,
cattail,  torpedo grass, water iris, canna  lilies, reeds, and arrowhead.

       The advantages  of constructed wetlands  are  that construction  is
 relatively simple  and  fast, they  have low  technical  and  training  requirements,
 and they are more  flexible  than conventional  systems and less susceptible to
 shock.   They also  produce their own biomass,  provide natural disinfection,
 and, because these systems  add  oxygen to the  atmosphere  and  take  up pollutants
 from the air,  they help reduce  the greenhouse effect.  Constructed wetlands
 are also less  land intensive than surface  flow  systems.

       Problems with constructed wetlands are  that the distribution systems are
prone to clogging, long-term data are not  yet available, and the  algae  is
 often difficult to control.  Also, costs will increase significantly if the
 rocks are not  readily  or locally  available.
                                      -85-

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      One important design consideration is that constructed wetlands are site
specific; the designer must know the specific objectives  of  the  system and
design the system to meet those objectives.

      EPA has funded three constructed wetlands systems,  but  many  were
constructed without any EPA funds.  Cost-effectiveness analyses  have  thus far
been favorable.  Construction costs, which run from $0.90 to  $1.56 per gallon,
do not include land costs.  O&M costs also have been attractive, varying  from
$0.07 to $1.21 per 1,000 gallons.

      Long and shallow plant/rock filters (2 feet in depth) with an hydraulic
detention time of 24 to 48 hours have produced BOD5 and TSS concentrations of
less than 10 mg/L.  Performance data from small communities have demonstrated
the importance of maintaining dissolved oxygen levels in the  filter of 1.5
mg/L or greater.  Ammonia levels produced have been less than 1 mg/L.   The
length-to-width ratios vary from 5:1 to 15:1.
                                    -86-

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MODIFICATION/REPLACEMENT

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              100 PERCENT MODIFICATION/REPLACEMENT FORUM
            EPA REGIONS 1 AND 10 AND THE STATE OF CALIFORNIA
       Charles Conway, Region  1 I/A Technology Coordinator, Boston, MA
        Tom Johnson,  Region 10 I/A Technology Coordinator,  Seattle,  WA
             Dave Meza,  California Water Resources Control  Board,
                  I/A Technology  Coordinator, Sacramento, CA
Charles Convav

      The process to evaluate M/R grant requests is shown in Figure 2.   Due  to
an arduous evaluation/determination process, EPA strongly encourages owners  to
correct problems of I/A projects without getting involved in the M/R grant
request process.  That only less than 50 of the 2,700 I/A projects  have  thus
far requested M/R grants is more likely an indicator of the difficulty of the
process than the success of the I/A program.

       Because in the 100 Percent M/R program EPA awards grants  for  100 percent
of  the costs of replacing or correcting a failed I/A technology system,  the
area  of negligence must be addressed.  In this program,  negligence  is
discussed as follows:
             The M/R grant must be made in conformance with 40  CFR  Part
             35.2032, which states in part: "The failure  is not attributable to
             the negligence on the part of any person."
             For innovative technologies, in Appendix C-l of Title  40 CFR, the
             basis by which EPA judges negligence on the  part of the engineer
             is, "Where  innovative processes or techniques are  recommended by
             the engineer and are used, the engineer shall be liable only for
             gross neelJEence to the extent of such use."
       In  the  absence of written policy guidance,  the Director  of Municipal
 Facilities  Division stated at the 1987 Annual Coordinator's  Meeting  that
 negligence  should be determined on the basis of best professional  technical
 judgment  by the  responsible Regional and/or State personnel.   M/R  grants come
 from  the  States' Construction Grants allotment and the responsible State

                                     -87-

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 I
oo
00
                                                                                                         SOLVE AND
                                                                                                          CERIILY
                                                                                                          PROJECT
                                         CONDUCT
                                       INDEPENDENT
                                        CORRECTIVE
                                        MEASURES
 APPROVE/
CONS1RUCV
  OPERA1E
EXPERIENCE
 I/A UNIT
 PROBIEMS
                                                                                                   ANALYZE
                                                                                                 DOCUMENT/
                                                                                                   REPORT
                                                                                                   FAILURE
  EVALUATE
ALTERNATIVES/
   SELECT
  SOLUTION
                                     CONCUR THAT
                                       FAILURE
                                       QUALIFIES
                                     FOR 100% M/R
                                                                 GATHER
                                                                ADDITIONAL
                                                              DOCUMENTATION
                                                                               REQUEST
                                                                                 MORE
                                                                              INFORMATION
                                                                                                    REVIEW
                                                                                                  FOR BASIS
                                                                                                     AND
                                                                                                  NEGLIGENCE
              APPEAL
             UtCISION
                                                                  ACCEPT
                                                                 DECISION
                                                       OWNER
                                                       DELEGATED STATE
                                                       EPA REGION
                                                       EPA HEADQUARTERS
                                                       EPA-ORD-WATER ENGINEERING
                                                            RESEARCH LABORATORY
                                                       NOT ELIGIBLE
                     Figure 2.   100%  Modification/Replacement  Grant  Process Flow Chart.

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agency should  take  the lead in evaluating the negligence  issue with  backup and
support from Regional personnel.
Tom Johnson


       Presently,  M/R funding is segmented into planning, design, and
construction.    EPA must approve each segment before it issues  the next
segment of the funds to the grantee.  Grants amounts can be adjusted for each
phase without an act of Congress.


       Because the I/A and M/R programs are being phased out, the funding
process near the close of the program will also change.  As the time frame for
 granting funds narrows, EPA can approach funding in the following way.   (The
 process assumes that the State has money available in its general fund for
 these grants.)


       Potentially, when EPA receives a grant request, it will quickly make a
 conditional determination of failure pending further review.  EPA will  meet
 with  the State, the grantee, and the design engineer, who would collectively
 estimate planning, design, and construction costs.  A grant would then  be
 issued with several conditions:
             The grantee would not be authorized to spend any grant money
             without prior approval.

             The grant is essentially based on further review of alleged funds,
             to give EPA time to further review the plant and make an
             engineering judgment of failure or not.  This evaluation would
             also determine the cause of failure and if it is fundable.

             There will be no grant increases and the grantee must agree in
             writing to finance any and all costs over the agreed to amount to
             complete the project if necessary.

             whenever it appears that there are cost overruns, the grantee must
             not spend any more money until it shows EPA it has the ability to
             finance the additional amount.
                                      -89-

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      Another possibility for funding M/R  grants  for the next several years is
to use reissued, deobligated funds as they become available.
Dave Meza

      The Clean Water Act provides  for  100 percent  M/R for planning,
designing, and constructing I/A projects  as  a  guarantee to communities who are
considering I/A projects.  The States have limited  resources  and time,
however, to verify  that  the projects for  which grant  applications are
submitted have thoroughly investigated  workable  solutions.

      To deal with  this  problem, California  has  recently evaluated several
projects by following the Comprehensive Performance Evaluation (CPE)
guidelines, a process that involves interviewing the  facility and evaluating
its  process control, solids balance, flow balance,  etc.  Although the State is
not  in  a position to do  extensive process audits (refer to  p.  79),  the major
management practice and  policy issues are uncovered by this approach.

      As a result of the CPE  process, California has  found  it important to
encourage upper management to make  firm decisions and to provide  staff support
and have  EPA  involved during  the planning and  design  phases and when major
 issues  arise  that involve EPA monies.   Another major  issue  that arose during
 the CPE process was the  need  to define  "negligence" as it  relates to I/A
projects.   California also encourages  EPA Regions  and Headquarters  to help
 States  verify M/R requests with consultants  and  other water quality
 specialists.

       (Refer  to Appendix G for the  status of M/R candidates,  organized by
 State.)
                                      -90-

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        DISINFECTION AND
SECONDARY TREATMENT REGULATIONS

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             ERA'S MUNICIPAL WASTEWATER DISINFECTION POUCY
                    Robert Bastian,  Environmental Scientist
                       OMPC, U.S. EPA, Washington,  D.C.
      Water and wastewater disinfection  are widely  practiced  in  the  United
States and are largely responsible  for the near-elimination of waterborne
disease.  Chlorine, which is  toxic  to aquatic  life,  is  used extensively  for
this process.  The problem faced  in making decisions  regarding municipal
wastewater disinfection  is how  to balance the  protection  of public health  with
that of aquatic life  (i.e., to  meet both the fishable and swimmable  goals  of
the Clean Water Act).

      Before  1972, the States were  responsible for  wastewater treatment, and
water quality requirements varied widely.  The secondary  treatment regulations
established by EPA in response  to the 1972 FWPCA Amendments included a fecal
coliform requirement, which,  in effect,  created a national disinfection
requirement.  As  a result, excessive chlorination was inadvertently
encouraged.

      The  1976 revision  of the  secondary treatment  regulations recognized  the
ecological  risks  of  chlorination  and eliminated the fecal  coliform
requirement.  Disinfection became a case-by-case, water quality-based
determination and primarily a State responsibility.   A  1987 report entitled,
 "Municipal  Wastewater Disinfection  Practices and Risks  to  Aquatic Wildlife
 from Residual Chlorine," prepared by OPPE, examined chlorination practices at
 6,300 POTWs discharging  to freshwater streams.  The report concluded that
 about two  thirds  of  these discharges were likely to contribute to exceedances
 of EPA's  acute aquatic  life criteria for chlorine and helped resurrect the
 issue of  municipal wastewater chlorination impacts  to aquatic life resulting
 from some  States  not adopting numeric water quality standards for chlorine.
As a result,  in  1988, an EPA  task force  was formed  to review the existing
 disinfection policy  and  recommend modifications, if necessary
                                      -91-

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      Technology-based and policy-oriented  options  for reducing chlorine
toxicity are both available.  The technological  options include the use of
more efficient chlorination, dechlorination,  and alternative disinfectants
(e.g., ozone and UV).  Policy options  include use of  seasonal and less
stringent disinfection requirements where full body contact is unlikely or not
possible or where downstream drinking  water supplies  will  not be compromised.

      The current draft of the proposed EPA policy  is similar to the existing
regulation. (There  is still lack of information  on  (1)  the risks associated
with  the impacts of residual chlorination by-products on aquatic life versus
the reduction of disinfection of municipal  effluents  and its potential impacts
on downstream water users and (2) the  presence of institutional barriers  that
prevent major changes from occurring to meet water  quality standards and
permit requirements).  The major points of  the policy are  as follows:

       •     Increased emphasis on the  protection of aquatic  life
       •     A reinforcement of State responsibility for determining
            appropriate water quality  standards  and disinfection requirements,
            evaluating alternatives, and ensuring aquatic  life  protection by
            implementing  chlorine water quality  standards  or other measures
       •     Promotion of  reduced chlorine discharges  by improving chlorination
            efficacy, using chlorination/dechlorination or alternative
            disinfectants, and allowing seasonal or reduced  levels of
            disinfection  or eliminating disinfection  where appropriate

       In an in-house review of the proposed policy  by the  Task  Force,  Regional
 and Headquarters  Office staff raised basic  questions  about the  need  for
 disinfection, based on comparing relative public health and  aquatic  life risks
 and the  types of  guidance needed to assist  States in  undertaking site-specific
 evaluations.  As  a  result, a national  scoping study is  being conducted to
 identify available  and needed information,  undertake  an initial assessment of
 risks involved,  and determine if expanded study  is  needed.

       A draft  disinfection policy  is scheduled to be  issued  to  the Regions and
 States by September 1989. The results of the initial scoping study  is
 expected by October 1989. The policy  may need to be  revised based on  Regional

                                     -92-

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and State comments and the initial scoping study, but is expected to be issued
in early 1990 with an information booklet.  If additional risk assessment
study is required and findings indicate major changes are necessary, the
statement will be amended.  Guidance  to assist States in undertaking site-
specific evaluations will be developed when additional information or expanded
risk assessment efforts  are needed.
                                      -93-

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                    SECONDARY TREATMENT REGULATIONS
                                Lam Lim, Chief
        Technical Standards  Section, OMPC,  U.S.  EPA,  Washington,  D.C.
      The Secondary Treatment Regulation has recently been revised to allow
adjustment of the 85 percent removal requirement, if it is shown that:   (1)
the POTW in question has consistently met the concentration requirements
(30/30 mg/L BOD5  and TSS) ;  (2)  in  order  to meet  the  85 percent  requirement,
the subject POTW has adopted AT processes;  and (3) the diluted influent is not
caused by excessive I/I.

      One main issue regarding this regulation is that it may be
misinterpreted to allow intentional dilution of influent,  and,  as a result,
less efficient treatment processes may be used to meet the relaxed standards.
Strict enforcement  of the three eligibility requirements could resolve this
issue.

      Another issue is  that if a cost-effectiveness analysis is used to
demonstrate nonexcessive I/I (in the third condition),  the treatment cost must
be based on a minimum of 85 percent reduction in BOD5 and TSS.  For example,  a
POTW with a very dilute influent of 60 mg/L BOD5  and TSS, which is found to be
caused by factors other than excessive I/I,  would realize only a 50 percent
reduction when achieving 30 mg/L BODS  and TSS, and would be required to employ
AT processes to  achieve 85 percent removal (which would require meeting 9 mg/L
BOD5 and TSS).

      This POTW  may be  eligible for adjustment of the 85 percent reduction
requirement and  may use any treatment process,  including parallel primary and
secondary, if all three conditions are met and the 85 percent reduction is
used  in  the cost-effectiveness analysis for demonstrating nonexcessive I/I.
                                     -94-

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APPENDICES

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        APPENDIX A




AGENDA AND LIST OF SPEAKERS

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                     U.S. ENVIRONMENTAL PROTECTION AGENCY
             1989 MUNICIPAL WASTEWATER TREATMENT TECHNOLOGY FORUM

                                 June 6-8,  1989
                              The Berkshire Hilton
                                 Ann Arbor, MI

                                     AGENDA

Tuesday, June 6, 1989

 8:00 a.m.           Registration

 8:30 a.m.           Opening  Remarks
                     Randy Revetta,  U.S.  EPA OMPC, Washington, D.C.

                     Region  5 Welcome
                     Roger  Coppock,  U.S.  EPA, Chicago, IL

                     Keynote  Address
                     Paul  Baltay,  U.S. EPA OMPC, Washington,  D.C.

                     OMPC  Tech Transfer Activity Update
                     Lee  Pasarew,  U.S. EPA OMPC, Washington,  D.C.

 9:30 a.m.              TECHNOLOGY DEVELOPMENT/RESEARCH AGENDA

                     Canada's Wastewater Technology Centre R&D Program
                     Bruce  Jank, Environment  Canada,  Burlington,  Ontario

                     EPA-ORD Research Activities
                     Jim  Kreissl,  U.S. EPA Risk Reduction Engineering  Lab,
                     Cincinnati, OH

                     Harper's Ferry
                     Lee  Pasarew

                     Technology Development Research Breakout  - Group
                     Discussions

                     Group Leader Reports/General Discussion

 12:00 p.m.           LUNCH

  1:15 p.m.              TECHNOLOGY TRANSFER

                     Technology Transfer Activities in Region 5
                     Chuck Pycha, U.S. EPA, Chicago,  IL

                     Feedback to Design in Region 6
                     Ancil Jones, U.S. EPA, Dallas, TX

                     Future  Role of Technology Transfer
                     Randy Revetta

                     Future of Tech Transfer Breakout - Group Discussions

                      Group Leader Reports/General Discussion

                                     A-l

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Wednesday. June  7, 1989


 7:30 a.m.           Registration


 8:00 a.m.                        TOXICS

                     OMPC  Toxics Activities
                     Randy Revetta
                      Water Quality Based Toxics Control
                      Ed  Drabkowski,  U.S. EPA OWRS, Washington, D.C.

                      Air Toxics and  POTWs
                      Blake Anderson, County Sanitation Districts of  Orange
                      County,  Fountain Valley, CA
  9:45  a.m.                   SMALL COMMUNITIES

                      EPA Small Community Outreach and Education Strategy
                      Rich Kuhlman,  U.S.  EPA OMPC, Washington, D.C.

                      Small Flows Activities
                      Jim Kreissl

                      O&M Issues
                      John Flowers,  U.S.  EPA OMPC, Washington, D.C.

                      General Discussion  of Small Communities/Toxics
                      Open Forum

 12:00  p.m.            WORKING LUNCHEON
                      Al Krause, U.S.  EPA, Chicago, IL

  1:00  p.m.                    SLUDGE

                      New Sludge Technologies
                      Robert Bastian,  U.S. EPA OMPC,  Washington, D.C.

                      Conversion of  Sludge to Oil
                      Bruce Jank

                      Implementation of Interim Sludge Management Programs
                      Rao Surampalli,  U.S. EPA, Kansas City,  KS

                      Accelerated Dewatering with Mechanical  Aeration
                      Ancil Jones

                      Control of Polymer  Addition for Sludge
                      Bruce Jank
                                      A-2

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3:15 p.m.               PROCESS CONTROL
                     Automated Process  Control  of  Wastewater Treatment Plants
                     Gordon Spelrs, Environment Canada,  Burlington, Ontario

                     Step Feed Control  for  Activated  Sludge Plants
                     Dave Chapman, Environment  Canada,  Burlington, Ontario

                     Instrumentation Testing  -  The User's Perspective
                     Bruce Jank

                     Anaerobic Sludge Digester  Mixing
                     Dave Chapman

                     EPA/Environment Canada Clarifier Technical  Research
                     Committee
                     Dave Chapman
Thursday, June 8, 1989
 7:30 a.m.           Registration

 8:00 a.m.           Wastewater  Treatment  Plant  Process Audit
                     Gordon  Speirs

                     Environment Canada's  Technology Transfer  Program
                     Steve Hart, Environment  Canada, Hull, Quebec

                                NATURAL SYSTEMS

                     State Erperience with Overland Flow
                     Don  Barnett, Water  Pollution  Control Program, Jefferson
                     City, MO

                     Constructed Wetlands  in  Region 6
                     Ancil Jones

                     1002 M/R  Forum  - Region  1,  10, State of California
                     Charles Conway, Region 1, Boston, MA; Tom Johnson, Region
                     10,  Seattle, WA; Dave Meza, CA Water Resources Control
                     Board,  Sacramento,  CA
                     Open Forum

                     EPA's Municipal Disinfection  Policy
                     Robert  Bastian

                     Secondary Treatment Regulations
                     Lam  Lim,  U.S. EPA OMPC,  Washington, D.C.

 12:00 p.m.           Closing Remarks



                                     A-3
 0043q

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                     U.S. ENVIRONMENTAL PROTECTION AGENCY

                Municipal Wastewater Treatment Technology Forum

                             The Berkshire  Hilton
                              Ann Arbor, Michigan
                                June 6-8, 1989

                                 SPEAKER LIST
Blake Anderson
County Sanitation Districts
  of Orange County
P.O. Box 8127
Fountain Valley, CA  92728
714-962-2411, x350

Paul Baltay (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7261

Don Barnett
Water Pollution Control Program
Division of Environmental Quality
Missouri Department of Natural
  Resources
P.O. Box 176
Jefferson City, MO  65102
314-751-5723

Robert Bastian (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7378

David Chapman
Wastewater Technology Center
Environment Canada
P.O. Box 5050
867 Lakeshore Road
Burlington, Ontario
CANADA  LFR-4A6
416-336-4621
Charles Conway
U.S. Environmental Protection
  Agency
JFK Federal Building
Boston, MA  02203
617-565-3582

Roger Coppock
U.S. Environmental Protection
  Agency
Technical Support Section of
  the Municipal Facilities Branch
230 South Dearborn Street
Chicago, IL  60604
312-886-0263

Ed Drabkowski (WH-553)
U.S. Environmental Protection
  Agency
OWRS
401 M Street, S.W.
Washington, D.C.  20460

John Flowers (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7288

Steve Hart
Environment Canada
12th Floor
Place Vincent Massey
351 St. Joseph Blvd.
Hull, Quebec
CANADA  K1A-OH3
819-953-1190
                                     A-4

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Bruce Jank
Wastewater Technology Center
Environment  Canada
P.O. Box  5050
867 Lakeshore  Road
Burlington,  Ontario
CANADA  LFR-4A6
416-336-4599

Tom Johnson  (WD-133)
U.S. Environmental Protection
   Agency
1200 Sixth Avenue
Seattle,  WA   98110
206-442-2887

Ancil  Jones
U.S. Environmental Protection
   Agency
Water  Management Division
Allied Bank  Tower at
    Fountain  Place
 1445 Ross Avenue
 Dallas, TX  75202
 214-655-7130

 Al Rrause
 U.S.  Environmental Protection
   Agency
 Water Management Division
 230 South Dearborn Street
 Chicago,  IL   60604
 312-886-0259

 Jim Kreissl
 U.S. Environmental Protection
   Agency
 Risk Reduction Engineering Lab
 26 West Martin Luther King Drive
 Cincinnati, OH   45268
 513-569-7611

 Rich Kuhlman  (WH-595)
 U.S. Environmental Protection
   Agency
 OMPC
 401 M  Street,  S.W.
 Washington, D.C.   20460
 202-382-7285
  0037q
Lam Lim (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7371

Dave Meza
California Water Resources
  Control Board
P.O. Box 944212
Sacramento, CA  94244-2120
916-739-4315

Lee Pasarew (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7356

Chuck Pycha
U.S. Environmental Protection
  Agency
Water Management Division
230 South Dearborn Street
Chicago, IL  60604
312-886-0259

Randy Revetta (WH-595)
U.S. Environmental Protection
  Agency
OMPC
401 M Street, S.W.
Washington, D.C.  20460
202-382-7370

Gordon Speirs
Wastewater Technology Center
Environment Canada
P.O. Box 5050
867 Lakeshore Road
Burlington, Ontario
CANADA  LFR-4A6
416-336-4546

Rao Surampalli
U.S. Environmental Protection
  Agency
Water Management Division
726 Minnesota Avenue
Kansas City, KS  66101
913-236-2813
                                      A-5

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                        APPENDIX B




TECHNOLOGY DEVELOPMENT INITIATIVE PRELIMINARY CONCEPT PAPER

-------
            TECHNOLOGY DEVELOPMENT INITIATIVE

                   PRELIMINARY CONCEPT PAPER


PURPOSE:  Defining  Wastewater Research and Development
Needs and Appropriate R&D Efforts

The purpose  of the Technology Development Initiative is to develop  a  national
consensus on a cooperative national research and development program dedicated
to municipal water pollution  control technology.  Such a consensus should include
agreement on the respective roles that  Federal, State, and local governments;
educational institutions; professional organizations; commercial interests; and
others need to play.

This blueprint must recognize the future technical challenges facing municipalities
as they attempt  to  comply with increasingly stringent environmental regulatory
requirements established by a variety of environmental laws affecting all media.  It
must also recognize that the roles  various groups will play in carrying  out the
needed research and development may be very different from what they have been
in the past.


CURRENT SITUATION: Challenges Facing States and Municipalities

While significant improvements have been  achieved in municipal wastewater
treatment, much remains  to  be done.   The  substantial remaining  needs for
treatment facilities  reflected  in the  1988 Needs Survey and changes  in financing
their construction point  to a greater-than-ever need for cost-effective technological
and management solutions.

Municipalities will face many new challenges over the next ten years in the area of
wastewater collection and treatment.  Among them are:

       •  Complying with more stringent permit conditions that require higher
         levels of removal of suspended solids, BOD, and nutrients;

       •  Complying with permit conditions that limit the amount  of toxics in
         wastewater discharges;

       •  Complying with new regulations governing the use and disposal of
         sewage sludge; and

       •  Complying with  new requirements governing stormwater discharges and
         combined  sewer overflows.

 Attachment  A lists examples of specific  technological issues that need  to be
 addressed.
                                B-l

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In addition  to research,  other  support services such as technology  evaluation,
development and  demonstration; training;  technology transfer  and  technical
assistance; and public education and information will be needed.  Attachment  B
illustrates the range of activities to be considered.


THE TASK AHEAD:   Promote Wastewater Technology
Development Through a Coordinated Joint Effort

A national effort should start with agreement  on the priorities of technological
needs. "Needs" should be construed broadly-not only as enhancement to current
treatment processes but also as entirely new ways of managing our water and
wastewater.  The priority needs should be screened to see if some of them can be
satisfied from existing research either in the United States or abroad.

The scope of unmet needs and their priority must be assessed to define an agenda
for the future national research program.  The challenge will be to  define a
coordinated national research and development program that  combines the best
efforts  of government,  educational  institutions, professional  organizations,
commercial interests and others.  The potential contribution of each group needs to
be considered, taking into account the comparative advantages of various roles for
each. Attachment C lists some of the agencies and organizations that may be able to
assume some portion of the total effort required.

EPA is seeking  input  and direction from any and  all  groups and individuals
interested in helping plan and implement this effort.  This planning workshop is
intended  to seek direct input  from representatives of some of  these groups.  A
public-hearing-type forum then will be established to gain input  from a wider
audience, with the results of the planning workshop serving as a starting point.
                                    B-2

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                             ATTACHMENT A
          MUNICIPAL WASTEWATER TREATMENT CHALLENGES
                                  1989-1999

CONSTRUCTING NEW/ENHANCED TREATMENT FACILITIES
Limits (caps) on discharge of additional pollutants (e.g., estuaries and near-coastal
waters)
Permits require higher levels of treatment
Limited space for expansion
Pretreatment issues

INFRASTRUCTURE PROTECTION
Maintaining aging facilities
Excessive I/I
Accelerated sulfide corrosion
Sewer exfiltration
Accelerated deterioration due to poor design/construction/O &: M
Treatment technologies not performing as expected
Preventive measures to avoid problems

TOXICS CONTROL
Meeting discharge requirements
POTWs  as hazardous waste/superfund treatment facilities
Toxic air emissions
Sampling and lab procedures for measuring compliance
 Methods for identifying toxic discharges to POTWs
 Waste minimization and pollution prevention programs

 SLUDGE USE AND DISPOSAL
 Complying with new regulations
 Marketing sludge products
 Public acceptance of reuse and disposal methods
 Treatment practices to minimize sludge volume
 Improving sludge quality through  pretreatment
                                 B-3

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                        ATTACHMENT A (continued)

STORMWATER AND CSO CONTROLS
Treatment technologies to meet permit requirements
Management practices to limit/control discharges

SMALL COMMUNITY NEEDS
Low capital cost facilities
Low O &c. M  cost facilities
Better design and management of on-site disposal systems
Easy-to-operate treatment facilities

OTHER
Effective user charge and financial management systems
More effective O & M
Understanding collection, treatment, and disposal options
Training
Gaining and maintaining public support
Overcoming opposition to locations of treatment/disposal facilities
Building partnerships with private sector
Fate/effect of pollutants, especially toxics
Water demand management, conservation, etc.
                                B-A

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                             ATTACHMENT B
               ACTIVITIES NEEDED TO SUPPORT STATE AND
             MUNICIPAL WASTEWATER TREATMENT EFFORTS


RESEARCH

Assessing state and municipal wastewater research needs

Conducting basic research  leading to the  development of new  or improved
treatment technologies

Conducting basic research of natural and mechanical treatment processes leading to
a better understanding of how specific pollutants are removed

Coordinating or stimulating  research of others (may or may not include providing
funding)

Conducting applied  research directed to  determining the cause of widespread
problems experienced by municipalities and developing remedial and preventive
measures

Research on fate and transport of pollutants

Development of appropriate  laboratory test  methods


TECHNOLOGY EVALUATION, DEVELOPMENT AND DEMONSTRATION

Evaluation of treatment technologies developed by others, including those being
developed or already in use in other countries

Evaluating new and established technologies  in operation  to  update  cost and
performance data

 Moving new technologies from the laboratory to the marketplace

           Initial idea to bench scale

           Bench scale to field test or pilot project

           Pilot project  through first several full-scale projects

 Helping overcome resistance to new technologies


                         ATTACHMENT B (continued)


                                B-5

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Facilitating or promoting demonstration projects

Publicizing successful applications of new  technologies

Identify and evaluate widespread problems with treatment  technologies; develop
remedial and preventive measures

Development  of  more  effective  ways to  manage  water,  e.g.,  least-cost  utility
planning, demand management, water conservation and reuse


TRAINING

Developing training courses and materials

Providing training


TECHNOLOGY TRANSFER/TECHNICAL ASSISTANCE

Developing design manuals or guidelines

Developing and  updating information on  construction  costs and operation and
maintenance  costs

Developing and updating operating performance data

Marketing/distributing design manuals/guidelines and operating performance data

Conducting conferences, symposia, workshops for practicing professionals

Establishing  and managing a "peer-matching" program  to provide  technical
assistance to States, municipalities, et. al.

Providing technical assistance on  specific projects or technologies at the request of
States/municipalities (intended to supplement, not replace design consultant)


 PUBLIC EDUCATION AND INFORMATION

Providing public  information  materials on topics such as:

           Understanding wastewater treatment and its role in clean water


                         ATTACHMENT B (continued)


                                 B-6

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Understanding the variety of treatment/disposal options available

Understanding the true cost of wastewater treatment

Gaining support for wastewater treatment facilities so public will support
bond issues, rate increases, etc.

Overcoming public opposition to location of pollution control facilities

Water conservation practices, equipment and devices

Understanding the concept of water reuse (overcome negative
perceptions)
                        B-7

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                            ATTACHMENT C
     ORGANIZATIONS HAVING A ROLE IN MUNICIPAL WASTEWATER
        RESEARCH AND DEVELOPMENT, TECHNOLOGY TRANSFER,
                     AND TECHNICAL ASSISTANCE
GOVERNMENT
     Environmental Protection Agency
     Other Federal Agencies

           -Corps of Engineers
           -Department of Agriculture
           -Department of Interior

     State and Interstate Agencies
     Municipalities and Sanitary Authorities (e.g., AMSA)
EDUCATION/ACADEMIC INSTITUTIONS
      Association of Environmental Engineering Professors
      Colleges and Universities
      National Science Foundation
      State Environmental Training Centers
      Information Clearinghouses
 PROFESSIONAL ORGANIZATIONS
      WPCF, APWA, AAEE, others
 COMMERCIAL INTERESTS
      Equipment Suppliers
      Pipe Manufacturers
      Design Engineers
      Construction Contractors
 JOINT EFFORTS AND PARTNERSHIPS
      Partnerships of government and universities
      Partnerships of universities and commercial interests
      Others

 ENVIRONMENTAL GROUPS
                               B-8

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                         APPENDIX C

LIST OF NATIONAL CONTACTS FOR I/A TECHNOLOGY, SLUDGE TECHNOLOGY,
      AND OPERATIONS AND MAINTENANCE OPERATOR TRAINING

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                                 APPENDIX C

  LIST OF NATIONAL CONTACTS FOR I/A TECHNOLOGY, SLUDGE TECHNOLOGY,
          AND OPERATIONS AND MAINTENANCE OPERATOR TRAINING
National I/A Coordinator
Sludge Research Contact
Eric B.  Cohen
USEPA OMPC (WH-595)
401 M Street, S.W.
Washington, DC  20460
(202) 382-7292
(FTS) 382-7292
Joe Farrell
USEPA-RREL
26 W.  Martin Luther King Drive
Cincinnati, OH  45268
(513)  684-7645
(FTS)  684-7645
Sludge Coordinator

John Walker
USEPA OMPC (WH-595)
401 M Street, S.W.
Washington, DC  20460
 (202) 382-7283
 (FTS) 382-7283
 Wastewater Management Coordinator

 Randy Revetta
 USEPA OMPC (WH-595)
 401 M Street,  S.W.
 Washington,  DC  20460
 (202) 382-5685
 (FTS) 382-5685
National  Small  Flows  Clearinghouse
Manager

Steve Dix
P.O. Box 6064
258 Stewart Street
Morgantown, WV  26506
(304) 293-4191
(800) 624-8301
I/A Technology Data Base Manager

Charles Vanderlyn
USEPA OMPC (WH-595)
401 M Street,  S.W.
Washington,  DC  20460
(202) 382-7277
(FTS) 382-7277
 I/A Technology Contact

 Kim Kreissl
 USEPA-RREL
 26 W. Martin Luther  King  Drive
 Cincinnati, OH  45268
 (513) 569-7611
 (FTS) 684-7611
O&M Operator Training

John Flowers
USEPA OMPC (WH-595
401 M Street, S.W.
Washington, DC  20460
(202) 382-7288
(FTS) 382-7288
                                      C-l

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                 APPENDIX D
  LIST OF ADDRESSES FOR REGIONAL AND STATE
I/A TECHNOLOGY, SLUDGE, AND O&M COORDINATORS

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                                                     APPENDIX D
                                    LIST OF ADDRESSES FOR REGIONAL AND STATE
                                  I/A TECHNOLOGY, SLUDGE, AND O&M COORDINATORS
U.S. EPA REGION
I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION I

U.S.  EPA Water Management Division
JFK Federal  Building
Boston,  MA   02203

 Connecticut

    Connecticut Department of Environmental
    Protection
    165  Capital Avenue
    Hartford, CT  06115

  Maine

    Department of Environmental Protection
    State House (STOP 17)
    Augusta, ME  04333

  Massachusetts
Charles Conway
(617) 565-3516
(FTS) 835-3516
William Hogan
(203) 566-2373
Dennis Purlngton
(207) 289-3901
Charles Conway
(617) 565-3516
(FTS) 835-3516
Warren Herzlg
(203) 566-3282
Brian Kavanah
(207) 582-8740
 Charles  Conway
 (617)  565-3516
 (FTS)  835-3516
Roy Fredricksen
(203) 393-2705
John Moulton
(207) 289-3355
    Division of Water Pollution Control
    Massachusetts Department of Environmental
    Quality Engineering
    One  Winter Street
    Boston, MA  02108
Robert Cady
(617) 292-5713
Rick Dunn
(617) 556-1130
Kim Simpson
(508) 727-8882

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                                                   APPENDIX D (Continued)
    U.S. EPA REGION
                                                    I/A CONTACT
                        SLUDGE CONTACT
                        O&M CONTACT
7
K)
REGION I (Continued)

 New Hampshire

    New Hampshire Water Supply and Pollution
    Control Commission
    P.O. Box 95, Hazen Drive
    Concord, NH  03301

 Rhode Island

    Rhode Island Division of Water Resources
    291  Promenade Street
    Providence, RI  02908

 Vermont
                                                        John Bush
                                                        (603) 271-3308
                        Carl  Woodedry
                        (603)  271-2925
Warren Town
(401) 227-3961
Chris Campbell
(401) 227-2234
                        George Neill
                        (603) 271-3325
Ed Szymanskl
(401) 277-3961
       Environmental Engineering  Division
       Vermont Agency of Environmental Conservation
       103 South Main Street
       Waterbury, VT  05676
                                                    Marilyn Davles
                                                    (802)  244-8744
                       George Desch
                       (802) 244-8744
                        Richard Phillips
                        (802) 244-8744
   REGION II
   U.S. EPA Water Management Division
   26 Federal Plaza,  Room  813
   New York, NY  10278
                                                    John Mello
                                                    (212)  264-5670
                                                    (FTS)  264-5670
                       Aristotle Harris
                       (212) 264-4707
                       (FTS) 264-4707
                        John Mello  (NJ)
                        (212) 264-5670
                        (FTS) 264-5670
                        Andrea Coats  (NY)
                        (212) 264-5254
                        (FTS) 264-5254

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                                                APPENDIX D (Continued)
U.S. EPA REGION
I/A CONTACT
 SLUDGE CONTACT
                                                                                                     O&M CONTACT
REGION II (Continued)

  New Jersey

    New Jersey  Department of Environmental
    Protection
    P.O.  Box CN-029
    Trenton,  NJ  08625

  New York

    Technical Assistance Section
    New York State Department of Environmental
    Conservation
    50 Wolf Road
    Albany, NY   12233

  Puerto Rico
Robert Kotch
(609) 292-6894
Helen  Pettit  Chase
(609)  633-3662
Chris  Hoffman
(609)  984-4429
Randy Orr
(518) 457-3810
Rick Hammand
(518) 457-2051
Arthur Warner
(518) 457-5968
    Local Assistance Grants Section
    Puerto Rico Environmental Quality Board
    P.O.  Box 11488
    Santurce,  PR 00910

  Virgin Islands

    Natural Resources Management Office
    P.O.  Box 4340
    Charlotte Araalie, St. Thomas
    Virgin Islands  00801
Baltazar Luna
(809) 725-5077
Ava Hernandez
(809) 725-5140
Phyllis Brin
(809)  774-3320

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                                                APPENDIX D (Continued)
U.S. EPA REGION
I/A CONTACT
SLUDGE CONTACT
                                                                                                    O&M CONTACT
REGION III

U.S.  EPA Water Management Division
BUI Chestnut  Building
Philadelphia, PA   19107

 Delaware
Clyde Turner
(215) 597-8223
(FTS) 597-8223
Kenneth Pantuck
(215) 597-9478
(FTS) 597-9478
                                                                                                    Jim Kern
                                                                                                    (215)  597-3423
   Delaware Department of Natural Resources and
   Environmental Control
   Division of Environmental Control
   Tatnall Building
   Dover, DE  19901

District of Columbia

   District of Columbia Department of Public Works
   Water and Sewer Utility Administration
   5000 Overlook Avenue,  S.W.
   Washington, DC  20032

Maryland

   Department of Environment
   Water Management Administration
   2500 Broening Highway
   Baltimore,  MD  21224
                                                     Roy R.  Parlkh
                                                     (302)  736-5081
                                                     Leonard R. Benson
                                                     (202)  767-7603
                       William Razor
                        (302)  736-4781
                       Leonard R.  Benson
                       (202) 767-7603
                        James R. Collier
                        (202) 767-7370
                                                    Mendl Majedl
                                                    (301) 631-3724
                       Doug Proctor
                       (301) 631-3375
                        Jake Bair
                        (301) 934-2251
                          ex. 402

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION III (Continued)
  Pennsylvania

    Pennsylvania Department  of  Environmental
    Resources
    Division of Municipal  Facilities and Grants
    P.O. Box 2063
    Harrlsburg,  PA  17120

  Virginia

    Virginia State Water Control Board
    P.O. Box 11143
    Richmond, VA  23230

  West Virginia

    West Virginia Department of Natural Resources
    Division of Water  Resources
    1201 Greenbrler Street
    Charleston,  WV  25311
 Parlmal Parlkh
 (717) 787-3481
Walter Gills
(804) 367-8860
Elbert Morton
(304) 348-0633
 William Pounds
 (717)  787-7381
 Ken O'Korn
 (717) 787-8184
Cal M. Sawyer
(804) 786-1755
Clifton Browning
(304) 348-2108
Jack Vanderland
(804)  257-6436
Richard Weigand
(304) 348-3075
(304) 372-3400
REGION IV
U.S. EPA Water Management  Division
345 Countland Street,  N.E.
Atlanta, GA  30365
Bob Freeman
(404)  347-4491
(FTS)  257-4491
Vlnce Miller
(404) 347-3633
(FTS) 257-3633
Tracy Caldwell
(404) 347-3937
(FTS) 257-3937

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
SLUDGE CONTACT
O&M CONTACT
REGION IV (Continued)

 Alabama

    Alabama  Department of Environmental Management
    1751 Federal Drive
    Montgomery, AL  36130

 Florida
David Hutchlnson
(205) 271-7761
Cliff Evans
(205) 271-7761
Truman Green
(205) 277-3630
    Bureau of Wastewater Management and Grants
    Florida Department of Environmental Regulation
    Twin Towers Office Building
    2600 Blair Stone Road
    Tallahassee, FL  32301

 Georgia

    Environmental Protection Division
    Georgia Department of Natural  Resources
    Floyd Towers East,  Suite 1058
    205 Butler Street,  S.E.
    Atlanta,  GA  30334

 Kentucky

   Kentucky Department of Environmental Protection
   Division of Water
   18 Reilly Road
   Frankfort,  KY  40601
Bhupendra Vora
(904) 488-8163
Randy Durham
(404) 656-4708
Vlnce Borres
(502) 564-3410
J.N.  Ramaswaray
(904) 488-8163
Mike Creason
(404) 656-4887
Art Curtis
(502) 564-3410
Barbara Mitchell
(904) 392-9570
Gaynell Hill
(404) 656-7400
Robert Oerther
(502) 564-3410

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                                                APPENDIX D (Continued)
U.S. EPA REGION
I/A CONTACT
 SLUDGE CONTACT
                                                                                                      O&M CONTACT
REGION IV (Continued)

  Mississippi

    Municipal Facilities  Branch
    Mississippi Department  of Natural Resources
    Bureau of Pollution Control
    P.O.  Box 10385
    Jackson, MS  39209

  North Carolina

    Division of Environmental Management
    North Carolina  Department of Natural Resources
    and Community Development
    P.O.  Box 27687
    Raleigh, NC  27611

  South Carolina

    201 Planning Environmental Quality Control
    South Carolina  Department of Health and
    Environmental Control
    2600 Bull Street
    Columbia, SC 29211

  Tennessee
Sltarajn Makena
(601) 961-5171
Johnny Blggert
(601) 961-5060
 Glen Odom
 (601)  961-5159
Allen Wahab
(919) 733-6900
Allen Wahab
(919) 733-6900
Bobby  Deweese
(919)  733-7015
Sara Grant
(803) 734-5279
Mike Caughraan
(803) 734-5067
Earl Hunter
(803) 734-5300
    Tennessee Department  of Health and Environment
    Terra Building,  3rd Floor
    150 Ninth Avenue
    North Nashville, TN  37203
Sam Gaddlpatl
(615) 741-0638
Steve Sanvord
(615) 741-0638
James Coe
(615) 898-8090

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                                                    APPENDIX D (Continued)
    U.S. EPA REGION
                                                     I/A CONTACT
SLUDGE CONTACT
O&M CONTACT
I
REGION V

U.S.  EPA Water Management Division
230 South Dearborn  Street
Chicago,  IL  60604

 Illinois

    Division  of Water Pollution Control
    Illinois  Environmental Protection Agency
    2200  Churchill  Road
    Springfield, IL 62706

 Indiana
                                                         Charles Pycha
                                                         (312) 886-0259
                                                         (FTS) 886-0259
                                                         James Leinicke
                                                         Terry Zeal
                                                         (217) 782-2027
Almo Manzardo
(312) 886-2105
(FTS) 886-2105
Al Keller
(217) 782-1696
Eugene Chaikeri
(312) 353-2124
(FTS) 353-2124
William H. Busch
(217) 782-1696
        Special Projects  Section
        Water Management  Division
        Indiana Department of Environmental Management
        105 South Meridian Street
        Indianapolis, IN  46225

     Michigan

        Community Assistance Division
        Michigan Department of Natural Resources
        P.O.  Box 30028
        Lansing, MI  48909
                                                     Robert  Penno
                                                     (317) 232-8636
                                                    Brian Myers
                                                    (517) 373-6626
Dan Strahl
(317) 232-8736
Leonard Ashack
(317) 633-0756
Dale Brockway
(517) 373-8750
Howard Selover
(517) 243-4752

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION V (Continued)

  Minnesota

    Municipal Wastewater Treatment Section
    Community Assistance Unit #3
    Minnesota Pollution Control Agency
    520 Lafayette Road
    St.  Paul, MN  55101

  Ohio
Dave Kortan
(612) 296-7230
 Steven  Stark
 (612) 296-7169
 Bill Sexauer
 (612)  296-7218
    Division of Construction Grants
    Ohio  Environmental Protection Agency
    P.O.  Box 1049
    1800  Water Mark Drive
    Columbus, OH  43266

 Wisconsin
Ken Rlcker
(614) 644-2832
Stuart M. Blydenburgh
(614) 644-2001
Robert  Phelps
(614) 644-2034
    Municipal Wastewater Section
    Wisconsin Department of Natural Resources
    P.O.  Box 7921
    Madison, WI  53707
Bob Stelndorf
(608)  266-0449
John Melby
(608) 267-7666
Tom Kroehn
(608) 267-7656

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                                                APPENDIX D (Continued)
U.S. EPA REGION
                                                         I/A CONTACT
SLUDGE CONTACT
O&M CONTACT
M
O
REGION VI

U.S.  EPA Water  Management Division
Allied Bank Tower  at Fountain Place
1445  Ross Avenue
Dallas,  TX   75202

 Arkansas

   Arkansas Department of Pollution Control and
   Ecology
   8001 National  Drive
   Little  Rock, AR  72219

 Louisiana

   Louisiana Department of Environmental  Quality
   11720 Airline Highway
   Baton Rouge, LA  70817

 New Mexico
                                                         Ancll Jones
                                                         (214) 655-7130
                                                         (FTS) 255-7130
                                                         Martin Roy
                                                         (501)  562-8910
                                                         Wlnn Webb
                                                         (504)  295-8900
Ancll Jones
(214) 655-7130
(FTS) 255-7130
Mike Hood
(501) 562-8910
Ken Fledderman
(504) 295-8900
Tom Reich
(214) 655-7130
(FTS) 255-7130
James Bailey
(501) 574-4550
Dirk Kavanaugh
(318) 265-5590
   New Mexico Environmental Improvement Agency
   Water Quality Section
   Harold Runnels Building
   1190 St. Francis Drive
   P.O. Box 968
   Santa Fe, NM  87501
                                                         Kate Trauth
                                                         (505) 827-2815
Kate Trauth
(505) 827-2815
Cynthia Hiers-
 Robinson
Hayward Martin
(505) 646-2730

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION VI (Continued)

  Oklahoma
    Engineering Division
    Oklahoma State  Department of Health
    3400 North Eastern  Avenue
    P.O. Box 53551
    Oklahoma City,  OK  73152
 Tiger  Fang
 (405)  271-7348
  Texas
    Texas Water Development Board
    P.O.  Box 13231
    Capital Station
    Austin, TX  78711-3231
Milton Rose
(512) 463-8513
 Denny Hodges
 (405)  271-7362
 Dr. William Roach
 (405) 733-7364
Milton Rose
(512) 463-8513
 Clark Benson
 (409)  845-6247
REGION VII

U.S.  EPA Water Management Division
726 Minnesota Avenue
Kansas City,  KS  66101

  Iowa
Rao Surampalli
(913) 236-2813
(FTS) 757-2813
Rao Surampalli
(913) 236-2813
(FTS) 757-2813
Katherine Tischer
(913) 236-2813
(FTS) 757-2813
    Program Operations  Division
    Iowa Department  of  Water, Air, and
    Waste Management
    Henry A.  Wallace Building
    900 East Grand
    Des Moines,  IA   50319
Wayne Farrand
(515) 281-8877
Darrell McAllister
(515) 281-8869
Doug Feil
(319) 398-5678

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                                                APPENDIX D (Continued)
U.S. EPA REGION                                      I/A CONTACT            SLUDGE CONTACT       O&M CONTACT



REGION VII (Continued)

 Kansas

    Municipal  Programs Section                        Rodney Gelsler          Rodney Gelsler          Jerry Grant
    Division of Environment                           (913) 296-5527          (913) 296-5527          (913) 296-5561
    Kansas Department of Health and Environment
    Forbes Field
    Topeka, KS  66620

 Missouri

   Water Pollution Control Program                   Douglas Garrett         Robert Reed             Lorene Boyt
   Division of Environmental Quality                 (314) 751-5723          (314) 751-6721          (417) 451-3583
   Missouri Department of Natural Resources
   P.O.  Box 176
   Jefferson City, MO  65102

 Nebraska

   Construction Grants Branch                       Mahmood Arbab           Rick Bay                Rick R
   Water Quality Section                             (402) 471-4252          (402) 471-2186          (402) 471 ?18fi
   Nebraska Department of Environmental Control                                                            t/i-^j-oo
   P.O. Box 94877
   Statehouse Station
   Lincoln, NE  68509

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION VIII

U.S. EPA Water Management Division
Denver Place  999  - 18th Street
Denver,  CO 80202-2405

  Colorado
Jim Brooks
(303) 293-1549
(FTS) 564-1549
 Jim Brooks
 (303)  293-1549
 (FTS)  564-1549
 Leon Malloy
 (303) 293-1552
 (FTS) 564-1552
    Water Quality Control Division
    Colorado Department of Health
    4210 E. llth Avenue
    Denver, CO  80220

 Montana

    Water Quality Bureau
    Montana Department of Health and
    Environmental Sciences
    Cogswell Building
    Helena, MT  59620

 North Dakota

    Division of Water Supply and Pollution
    Control
    North Dakota Department of Health
    1200 Missouri Avenue
    Bismark, ND  58501
Derald Lang
(303) 331-4564
Scott Anderson
(406) 444-2406
Jeff Hauge
(701) 224-4827
 Phil Hegeman
 (303)  331-4564
Scott Anderson
(406) 444-2406
Jeff Hauge
(701) 224-4827
 Tom Feeley
 (303)  980-9165
Martha Ann Dow
(406) 265 7821
   ext. 3285
Ralph Reidinger
(701) 244-2354

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                                                APPENDIX D (Continued)
 U.S. EPA REGION
 I/A CONTACT
SLUDGE CONTACT
O&M CONTACT
 REGION VIII (Continued)

  South Dakota
     South Dakota Department of Water and
     Natural Resources
     Joe Foss Building
     Pierre, SD  57501

  Utah

     Utah Bureau of Water Pollution Control
     P.O. Box 16690
     Salt Lake City,  UT  84116-0690

  Wyoming

     Water Quality Division
     Wyoming Department of Environmental Quality
     Hathaway Building
     Cheyenne,  WY  82002
Dave Templeton
(605) 773-5616
Kiran L. Bhayani
(801) 538-6146
Mike Hackett
(307) 777-7781
Dave Templeton
(605) 773-5616
Kiran L. Bhayani
(801) 538-6146
Mike Hackett
(307) 777-7781
Bill Alsenbrey
(605) 773-3296
Charles Tolson
(801) 226-5000
Bill Mixer
(307) 268-2368
REGION IX
U.S. EPA Water Management Division
215 Fremont Street
San Francisco,  CA  94105
Susan Johnson
(415) 974-8288
(FTS) 454-8288
Lauren Fondahl
(415) 974-8283
(FTS) 454-8283
Tony Resnik
(415) 974-8289
(FTS) 454-8289

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
 SLUDGE CONTACT
 O&M CONTACT
REGION IX (Continued)

  Arizona

    Arizona  Department of Health Services
    2005 North Central Avenue
    Phoenix, AZ  85004

  California

    State Water Resources Control Board
    Division of Clean Water Grants
    P.O.  Box 100
    Sacramento, CA  95801

  Hawaii
Ron Frey
(602) 257-2231
David Meza
(916) 739-4317
 Barry Abbott
 (602) 257-2238
Archie Mathews
(916) 322-4567
 John McClain
 (602) 722-7872
 Donald Proctor
 (916)  744-4150
    Construction Grants Program
    Hawaii  State Department of Health
    633  Hale Kauwila Street
    Honolulu, HI  96813

 Nevada

    Nevada  Department of Environmental
    Protection
    201  S.  Fall Street
    Carson  City, NV  89710
Harold Yee
(808) 548-4127
James Williams
(702) 885-5870
Dennis Tulang
(808) 548-4127
Wendall McCurry
(702) 885-4670
Marshal Lura
(808) 548-4127
Julian Bielawski
(702) 885-4670

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                                                APPENDIX D (Continued)
U.S. EPA REGION
 I/A CONTACT
                        SLUDGE CONTACT
O&M CONTACT
REGION X

U.S.  EPA Water Management Division
1200  Sixth  Avenue
Seattle,  WA  98101

 Alaska
Tom Johnson/Brian Yim   Dick Hetherington
(206)  442-2887           (206)  442-1941
(FTS)  399-2887           (FTS)  399-1941
                                                Tom Johnson
                                                (206) 442-2887
                                                (FTS) 399-2887
    Alaska  Department of Environmental
    Conservation
    Division of Water Programs Pouch
    Juneau, AK  99811

 Idaho

    Idaho Department of Health and Welfare
    Division of Environment
    State House
    Boise,  ID  83720

 Oregon

    Oregon Department of Environmental Quality
    811 SW 6th Avenue
    Portland,  OR  97204
Richard Marcum
(907) 465-2610
Allan Stanford
(208) 334-5855
                        Stan Hungerford
                        (907) 465-2610
                       Susan Martin
                       (208) 334-5855
Ken Vigil/Gary Sage
(503) 229-5622
                       Richard J. Nichols
                       (503) 229-5324
Judy Urquart
(907) 465-2673
Linda Taylor
(907) 465-2610
Veronica Fitz
(208) 888-1740
Thomas Gonzalez
(503) 928-2361

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                                               APPENDIX D (Continued)
U.S. EPA REGION
I/A CONTACT
SLUDGE CONTACT
O&M CONTACT
REGION X (Continued)

  Washington

    Department of Ecology
    Office of Water Programs
    Olympia, WA  98504
Joe Williams
(206)  459-6086
Jim Knudson
(206)  459-6597
Carl Jones
(206) 438-7044
Ed O'Brien
(206) 438-7037

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                     APPENDIX E




LIST OF INNOVATIVE/ALTERNATIVE TECHNOLOGY PUBLICATIONS

-------
                                       APPENDIX E

            LIST OF INNOVATIVE/ALTERNATIVE TECHNOLOGY PUBLICATIONS
TITLE
DOCUMENT
ORDER
SOURCE
Current I/A Technology Foldouts


Alternative Wastewater Collections Systems:  Practical Approaches                1,2,3,4

Aquaculture:  An Alternative Wastewater Treatment Approach                     1,2,3,4

The Biological Aerated  Filter:  A Promising Biological Process                     1,2,3,4

Biological Phosphorous Removal:  Problems and Remedies                      1,2,3,4

Composting:  A Viable Method of Resource Recovery                            1,2,3,4

Counter-Current Aeration:  A Promising Process Modification                     1,2,3,4

Disinfection with Ultraviolet Light                                               1,2,3,4

Hydrograph Controlled Release Lagoons:  A Promising  Modification               1,2,3,4

 Innovative and Alternative  (I/A) Technology:  Wastewater
  Treatment to  Improve Water Quality and Reduce Cost                          1,2,3,4

 Innovations  in Sludge Drying Beds: A  Practical Technology                      1,2,3,4

 Intermittent Sand Filtration                                                     1 >2>3'4

 Intrachannel  Clarification:  A Project Assessment                                1,2,3,4

 In-Vessel Composting                                                         1,2,3,4

 Land Application of Sludge: A Viable Alternative                                1,2,3,4

 Land Treatment Silviculture: A Practical Approach                               1,2,3,4

 Large Soil Absorption Systems:  Design Suggestions for Success                 1,2,3,4
                                            E-l

-------
                                APPENDIX E (Continued)
TITLE
DOCUMENT
ORDER
SOURCE
Current I/A Technology Foldouts (Continued)


Less Costly Wastewater Treatment for Your Town                                1,2,3,4

Methane Recovery:  An Energy Resource                                       1,2,3,4

Natural Systems for Wastewater Treatment in Cold Climates                      1,2,3,4

Operation of Conventional WWTP in Cold Weather                               1,2,3,4

Overland Flow An Update:  New Information Improves Reliability                  1,2,3,4

Planning Wastewater Facilities for Small Communities                            1,2,3,4

Rapid  Infiltration:  Plan, Design, and Construct for Success                       1,2,3,4

 Rotating Biological Contactors                                                 1,2,3,4

 Sequencing Batch Reactors: A Project Assessment                              1,2,3,4

 Side-Streams in Advance Waste Treatment Plants: Problems and
   Remedies                                                                 1,2,3,4

 Small  Wastewater Systems:  Alternative Systems for  Communities
   and  Rural Areas                                                           1,2,3,4

 Vacuum-Assisted Sludge Dewatering Beds:  An Alternative Approach              1,2,3,4

 Vacuum-Assisted Sludge Drying (Update)                                       1,2,3,4

 Wastewater Stabilization Ponds:  An Update on Pathogen Removal                1,2,3,4

 Water Reuse Via Dual Distribution Systems                                     1,2,3,4

 Wetlands Treatment:  A Practical Approach                                     1,2,3,4
                                           E-2

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                                APPENDIX E (Continued)
TITLE
DOCUMENT
ORDER
SOURCE
I/A Research Reports

Alternative On-S'rte Wastewater Treatment and Disposal Systems on
  Severely Limited Sites; EPA/600/2-86/116; PB87-140992/AS                      1,5,6

Alternative Sewer Studies; EPA/600/2-85/133; PB86-131224/AS                    1,5,6

Alternative Sewer Systems in the United States; EPA/600/D-84/095;
  PB84-177815/AS                                                            1,5,6

Autothermal Thermophilic Aerobic Digestion in  the Federal Republic
  of Germany; EPA/600/D-85/194; PB85-245322/AS                              1,5,6

Biological Phosphorus Removal  - Technology Evaluation;
  EPA/600/J-86/198; PB87-152559                                             1,5,6

Characterization of Soil Disposal System Leachates; EPA/600/2-84/
  101; PB84-196229/AS                                                       1,5,6

 Costs of Air Pollution Abatement Systems for Sewage Sludge
  Incinerators; EPA/600/2-86/102; PB87-117743/AS                               1,5,6

 Design Manual Municipal Wastewater Stabilization Ponds;
  EPA/625/1 -83-015                                                          1,5,6

 Determination of Toxic  Chemicals in Effluent from Household Septic
  Tanks; EPA/600/2-85/050; PB85-196798                                      1,5,6

 Emerging Technology Assessment of Phostrip, A/O and Bardenpho
  Process for  Biological Phosphorus Removal;  EPA/600/2-85/008;
  PB85-165744/AS                                                           1-5-6

 Evaluation of Anaerobic, Expanded-Bed Contactors for Municipal
  Wastewater Treatment; EPA/600/D-86/120;  PB86-210648/AS                     1,5,6

 Evaluation of Color Infrared Aerial Surveys of Wastewater Soil
  Absorption Systems;  EPA/600/2-85/039; PB85-189074/AS                       1,5,6
                                           E-3

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                                APPENDIX E (Continued)
TITLE
DOCUMENT
ORDER
SOURCE
I/A Research Reports (Continued)
Forecasting On-Site Soil Absorption System Failure Rates;
  EPA/600/2-86/060; PB86-216744/AS

Full-Scale Studies of the Trickling Filter/Solids Contact
  Process; EPA/600/J-86/271; PB87-168134/AS

Handbook Estimating Sludge Management Costs; EPA/625/6-85/010;
  PB86-124542/AS

Handbook Septage Treatment and Disposal; EPA/625/6-84-009

Implemention of Sequencing Batch Reactors for Municipal Treatment;
  EPA/600/D-84/022; PB84-130400/AS

 Innovative and Alternative Technology Assessment Manual;
  EPA/430/9-78/009; (MCD-53)

 Land Application of Municipal Sludge; EPA/625/1-83/016

 Large Soil Absorption Systems for Wastewaters from Multiple
  Home  Developments; EPA/600/2-86/023; PB86-164084/AS

 Municipal Sludge Composting Technology Evaluation; EPA/600/J-86/139;
  PB87-103560/AS

 Process Design Manual for Land Application of Municipal Sludge;
  EPA/625/1-83-016

 Process Design Manual for Land Application of Municipal Wastewater;
  EPA/625/1-83-013 and Supplement;  EPA/625/1-81-013a

 Small Diameter Gravity Sewers: An Alternative Wastewater
  Collection Method for Unsewered Communities; EPA/600/2-86/0270;
  PB86-173622/AS
1,5,6


1,5,6


1,5,6

1,5,6


1,5,6


1,3,6

1,5,6


1,5


1,5,6


1,5,6


1,5,6



1,5
                                          E-4

-------
                                APPENDIX E (Continued)
TITLE
DOCUMENT
ORDER
SOURCE
I/A Research Reports (Continued)
Status of Porous Biomass Support Systems for Wastewater Treatment:
  An Innovative/Alternative Technology Assessment; EPA/600/2-86/019;
  PB86-156965/AS

Summary Report:  Fine Pore (Fine Bubble) Aeration Systems;
  EPA/625/8-85/010

Technology Assessment of Aquaculture Systems for Municipal
  Wastewater Treatment; EPA/600/2-84/145; PB84-246347/AS

Technology Assessment of Sequencing Batch Reactors; EPA/600/2-85/007;
  PB85-167245/AS

Technology Assessment for Wetlands for Municipal Wastewater
  Treatment; EPA/600/2-84/154; PB85-106896/AS

Technology  Evaluation of Sequencing Batch Reactors; EPA/600/J-85/166

Technology  Evaluation of the Dual Digestion System;  EPA/600/J-86/150;
  PB87-1168027 AS

 The Lubbock Land Treatment System Research and Demonstration
  Project: Volume  IV, Lubbock Infection Surveillance Study;
  EPA/600/2-86/027D; PB86-173622/AS

 Toxic and Priority Organics  in Municipal Sludge Land  Treatment
  Systems; EPA/600/2-86/010; PB86-150208/AS

 Trickling Filter/Solids Contact Process: Full-Scale Studies;
  EPA/600/2-86/046;  PB86-183100/AS

 Wastewater  Treatment Plant Instrumentation  Handbook; EPA/600/
  8-85/026; PB86-108636/AS
1,5


1,5,6


1,5,6


1,5,6


1,5,6

1,5,6


1,5,6



1,5


1,5


1,5,6


1,5,6
                                           E-5

-------
                                APPENDIX E (Continued)
TITLE
 DOCUMENT
 ORDER
 SOURCE
Other I/A Publications
A Water and Wastewater Manager's Guide for Staying Financially
  Healthy; EPA/430-09-89-004

Building Support for Increasing  User Fees; EPA/430/09-89-006

Design Manual:  On-Site Wastewater Treatment and Disposal Systems;
  EPA/625/1-80-012

Is Your Proposed Wastewater Project Too Costly?  Options for Small
  Communities

It's Your  Choice - A Wastewater Treatment Handbook for the
  Local Official

 Looking  at User Charges - A State Survey and Report

 Management of On-Site and Small Community Wastewater Systems;
  EPA/600/8-82-009

 Planning Wastewater Management Facilities for Small Communities;
  EPA/600/8-80-030

Touching All the Bases:  A Financial Handbook for Your Wastewater
  Treatment Project
1,2,3

1,2,3


1,3,5


1,2,3


1,2

1,2,3


1,2,3,5


1,2,3,5


1,2
 I/A Technology Videotapes

 Sand Filters (9 minutes)

 Small Diameter Effluent Sewers (11 minutes)
1,2

1,2
                                          E-6

-------
                               APPENDIX E (Continued)
TITLE
                           DOCUMENT
                           ORDER
                           SOURCE
I/A Technology Videotapes (Continued)
Planning Wastewater Facilities for Small Communities (15 minutes)

Upgrading Small Community Wastewater Treatment (20 minutes)
                           1,2

                           1,2
 Document Order Sources:

   (1)   Environmental Quality Instructional
        Resources Center (IRC)
        The Ohio State University
        1200 Chambers Road - Room 310
        Columbus, OH  43212
        314-292-6717

   (2)   National Small Flows Clearinghouse
        258 Stewart Street
        Morgantown, WV 26506
        1-800-624-8301

   (3)   EPA-OMPC-MFD (WH-595)
        401 M Street, S.W.
        Washington, DC 20460
(4)    EPA Regional Offices
      For telephone numbers, see
      Appendix D

(5)    EPA Center for  Environmental
      Research Information (CERI)
      26 West Martin  Luther King Drive
      Cincinnati, OH  45268
      513-569-7562

(6)    National Technical Information
      Service (NTIS)
      5285 Port Royal Road
      Springfield, VA  22161
      703-487-4650
        Note:  Depending upon ordering source, there may be a charge for some
               documents.
                                          E-7

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                       APPENDIX F




EPA REGIONAL WASTEWATER TREATMENT OUTREACH COORDINATORS

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                                 APPENDIX F

                   EPA REGIONAL WASTEWATER TREATMENT
                          OUTREACH COORDINATORS
   I. Bill  Butler
      Water Management Division
      U.S.  EPA Region I
      JFK Federal  Building,  Room 2113
      Boston,  MA  02203
       (617) 565-3564
       (FTS) 835-3564

 II.   Andrea Coats (for New York)
       (212) 264-2929
       (FTS) 264-8349

III.    Bob Runowski 3WM23
       Water Management Division
       U.S.  EPA Region III
       841 Chestnut Street
       Philadelphia, PA  19107
       (215) 597-6526
       (FTS) 597-6526
  V.   Al Krause
       Water Division
       U.S. EPA Region V
       230 S. Dearborn Street
       Chicago, IL  60604
       (312) 886-0216
       (FTS) 886-0216

VII.   Kelly Beard
       Water Mangement Division
       EPA, Region VII
       726 Minnesota Avenue
       Kansas City, KS  66101
       (913) 236-2813
       (FTS) 757-2813

  IX.   Craig Cooper
       Water Management Division
       EPA, Region IX
       215 Fremont Street
       San Francisco, CA  94105
       (415) 974-8307
       (FTS) 454-8307
  II.   Ponce  Tidwell  (for New Jersey)
       Water  Management  Division
       U.S. EPA Region II
       26 Federal  Plaza
       New York, NY   10278
       (212)  264-5670
       (FTS)  264-5670

  II.   Margaret Halley (for Caribbean)
       (212)  264-8968
       (FTS)  264-5255

  IV.   Roger  De Shane
       Water  Management  Division
       U.S. EPA Region IV
       345 Courtland  Street, N.E.
       Atlanta,  GA 30365
       (404)  347-4491
       (FTS)  257-4491

  VI.   Tom Reich
       Water  Management  Division
       EPA, Region VI
       1445 Ross Avenue, #1200
       Dallas,  TX  75202
       (214)  655-7130
       (FTS)  255-7130
VIII.   Mohammad Razzazian
       Water Management Division
       EPA,  Region VIII
       999 18th Street, #500
       Denver,  CO 80202
       (303) 293-1551
       (FTS) 564-1551

   X.   Bryan Yim
       Water Division
       EPA,  Region X
       1200 6th Avenue
       Seattle, WA   98101
       (206) 442-8575
       (FTS) 399-8575
                                     F-l

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                    APPENDIX G




CURRENT STATUS OF POTENTIAL M/R CANDIDATES BY STATE

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                                     APPENDIX O
                    CURRENT STATUS pF M/R CANDIDATES BY STATE
STATE
Alabama
Arizona
Arkansas
California
COMMUNITY
Opelika
Paragould
Gustine
Manila
ttevada City
Reedley
San toreopo
TECHNOLOGY
Draft tube aerators
Aquaculture
ke V&e\tu» •&0'&U*Cfci0ft $y«fc£at djj ejetftttotl 1
Aquaculture
Community leach field
VacuuiB-asatsted sludge &tyi?ig: Veda
Rapid infiltration
Fj^jaautB l*ach £J,et£ foif ^tfluent
SUB-
POTEN- JECT
M/R GRANT TIAL OF
GRANT IN M/R LITIGA-
AWARDED REVIEW PROJECT TION
X
X
X
»yst«m
X
X
x
Colorado


Idaho
                    4i*pO*Al
Six-Mile Village    Odor control
                   Settle toacai *f£iU«tt.t $m$ «011<&cti
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APPENDIX G (Continued)


STATE
Illinois

Indiana
Kansas

Maine

Maryland
Massachusetts




COMMUNITY
Hanover
ftnifrt**
Portage
Botm«r Sprites
Dodge City
**es
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                                                               APPENDIX <3 (Continued)
o
STATE
Minnesota
Missouri
Montana
Nebraska
Nevada
New Jersey
New Mexico
New York
COMMUNITY TECHNOLOGY
Moorehead Active ozone disinfection
North Koochiching UV disinfection
1 Sv " -\ ; 4 biologie*! coataetotr*
Rochester Biological phosphorus removal
JJxoei^icnf Sp£i,t»£S ~ 0w£ttnTwl 3ttpw
Gallatin Intrachannel clarifiers
Bozeman Rapid infiltration
Henderson Microscreens
Stafford Vacuum collection system controllers
Sattttt ?* .• Ucaft tub« a,dirat
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                                                          APPENDIX G (Continued)
o


STATE
North Carolina


North Dakota
Ohio


Oregon


COMMUNITY
Burlington
Greenville
Henderson
Pilot Mountain
Antla*
Buchanan
Churctt« Fwnry
Clifford
AfcrOtt
Bedford Heights
Clyde
Ironton
Lake County
North Olmstead

Cove Orchard
Dexter


M/R GRANT
GRANT IN
TECHNOLOGY AWARDED REVIEW
Powdered activated carbon treatment
(PACT) X
Counter current aeration X
Dual digftSfclort X
Jet aeration oxidation ditches X
Community mound dy&tems X
Community mound systems X
Community »<»ut«J ssy$t*l*>S&ing X
Powdered activated carbon treatment
(PACT) X
UV disinfection
Composting &
Powdered activated carbon treatment
(PACT) x
Cowwuntity Ifcsch fi^ld x
Recirculating sand filter x
SUB-
POTEN- JECT
TIAL OF
M/R LITIGA-
PROJECT TION





X
X


                                                                                               X
   Rhode Island
Cranston
Draft tube aerators
                                                                                    X

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                                                         APPENDIX G (Continued)
   STATE
COMMUNITY
TECHNOLOGY
                                                                              M/R         GRANT
                                                                              GRANT      IN
                                                                              AWARDED   REVIEW
                                                                                                         POTEN-
                                                                                                         TIAL
                                                                                                         M/R
                                                                                                         PROJECT
                                                                                                SUB-
                                                                                                JECT
                                                                                                OF
                                                                                                LITIGA-
                                                                                               TION
o
South Dakota


Tennessee


Texas


Washington


West Virginia


Wisconsin
                     White Rivers
                     Memphis
                     Bl
                     Level land
                     Elbe
                           &i«*xt*
                          3t
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