297 926
Polynuclear Aromatic Hydrocarbons
 Ambient Water Quality Criteria
             Criteria and  Standards  Division
             Office of Water  Planning  and  Standards
             U.S. Environmental  Protection Agency
             •Washington, D.C.

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                         CRITERION DOCUMENT



                 POLYNUCLEAR AROMATIC HYDROCARBONS



 CRITERIA



                            Aquatic Life



      For freshwater  aquatic life, no criterion for any polynuclear



 aromatic hydrocarbon can be derived using the Guidelines, and



 there  are insufficient  data to  estimate a criterion using other



 procedures.



'r    For saltwater aquatic  life,  no criterion for any polynuclear



 aromatic hydrocarbon can be derived using the Guidelines, and



 there  are insufficient  data to  estimate a criterion using other



procedures.



                            Human  Health



     For  the maximum protection of  human health  from the potential



carcinogenic effects  of  exposure  to polynuclear  aromatic hydrocar-



bons (PAH) through ingestion of water  and contaminated aquatic or-



ganisms,  the ambient  water  concentration is  zero.   Concentrations



of PAH estimated to  result  in additional lifetime  cancer risks



ranging  from no additional  risk to  an  additional risk of 1 in



100,000  are presented in the Criterion Formulation section of this



document.  The Agency is considering setting  criteria at an in-



terim target risk level  in  the range of 10~5,  10"^,  or 10"? with



corresponding criteria of 9.7 ng/1,  0.97 ng/1  and  0.097 ng/1,



respectively.

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Introduction



     Polynuclear aromatic hydrocarbons (PAH) are a diverse



class of compounds consisting of substituted and unsubsti-



tuted polycyclic and heterocyclic aromatic rings.  PAH are



formed as a result of incomplete combustion of organic com-



pounds with insufficient oxygen.  This leads to the formation



of C-H free radicals which can polymerize to form various



PAH.  Among these PAH are compounds such as benzo[a]pyrene



and benz[a]anthracene, which are well-known for their ubiqui-



tous presence in nature and carcinogenic effects  in experi-



mental animals.



     Under the Consent Decree in NRDC v. Train maximum per-



missible concentration are to be recommended for  the  follow-



ing PAH:  benzopyrene; benzanthracene; chrysenes; benzofluor-



antheses; indenopyrenes.  In this report, criteria  are recom-



mended for PAH as a class, derived using available  data  con-



cerning  several of the most extensively studied  individual



carcinogenic components  in the  class.  There are  no published



studies  available which  adequately compare  the  carcinogenic



activities of all ten of  the specified PAH  under  similar ex-



perimental conditions.   Likewise, there are  no  data available



concerning human responses to individual compounds  in the PAH



class, since environmental exposures  to PAH invariably  in-



volve contact with complex,  and usually undefined,  PAH  mix-



tures.



     This report considers the  various  human health aspects



associated with exposure  to  environmental  levels  of PAH.



Particular attention  is  directed at  the  contribution of food,
                              A-l

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water, and air to the total human PAH exposure.  Assessment
of anticipated health risks is directed specifically at the
development of PAH-induced cancers as being the endpoint of
greatest concern.
                              A-2

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AQUATIC LIFE TOXICOLOGY*



                       FRESHWATER ORGANISMS



Introduction



     No standard toxicity tests have been reported for freshwater



organisms and any polynuclear aromatic hydrocarbon (PAH) not dis-



cussed in documents on specific compounds (e.g., fluoranthene and



acenaphthene).  There are some data for bioconcentration during



tests with model ecosystems for short periods of time.



Residues



     No measured steady-state bioconcentration  factors  (BCFs) are



available for acenaphthylene, anthracene, benzo[a]pyrene,  3-



methylcholanthene, and phenanthrene; bioconcentration factors can



be estimated using the octanol-water partition  coefficients of



5,500, 28,000, 1,150,000, 9,300,000, and 28,000, respectively.



These coefficients are used to derive estimated BCFs of  410,



1,400, 24,000, 120,000, and 1,400 for acenaphthylene, anthracene,



benzofa]pyrene, 3-methylcholanthene, and phenanthrene for  aquatic
*The reader is referred to the Guidelines for Deriving  Water  Qual-



ity Criteria for the Protection of Aquatic Life  [43  FR  21506  (May



18, 1978) and 43 FR 29028  (July 5, 1978)] in order  to better  un-



derstand the following discussion and recommendation.   The  follow-



ing tables contain the appropriate data  that were  found in  the



literature, and at the bottom of each table are  the  calculations



for deriving various measures of toxicity as described  in the



Guidelines.
                              B-l

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organisms that contain about 8 percent lipids.   If  it  is  known
that the diet of the wildlife of concern contains a  significantly
different lipid content, appropriate adjustments  in  the estimated
BCFs should be made.
Miscellaneous
     Lu, et al. (1977) conducted studies with benzo[a]pyrene  in  a
terrestrial-aquatic model ecosystem and observed  bioconcentration
factors  after 3 days ranging from  930 for  the mosquitofish  to
134,248  for Daphnia pulex  (Table 1).  Bioconcentration factors  for
Daphnia  magna and  Hexagenia  sp.  for a shorter time  were 200 to
3,500  (Table 1).
                              B-2

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CRITERION FORMULATION



                     Freshwater-Aquatic Life



Summary of Available Data



     No freshwater criterion can be derived for any polynuclear



aromatic hydrocarbon using the Guidelines because no Final Chronic



Value for either fish or invertebrate species or a good  substitute



for either value is available, and there are insufficient data to



estimate a criterion using other procedures.
                             B-3

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                   Table  1.   Other  freshwater  data  for polynuclear aromatic hydrocarbons
                        Test
                                                           Result
Organism
                                   Benzo lajpyrgnti
Alga.
Oedogonium cardiacum

Cladoceran,
Daphnia pulex

Snail,
Phy_s_£ sp.
Mosquito,
Culex pipiens
quinqueTasciatus
1 Mosquitofish,
*> Gamluisia affinis
Protozoa,
Paramecium caudatum
Cladoceran,
Daphnia magna
Cladoceran ,
Dapjinia ma go a
Mayfly.
llc-xagenia sp.

3 days
3 days
3 days
3 days
3 days
60 min
1 hr
.-24 hrs
28 hrs

Model ecosystem,
bioconcentration
factor = 5,258
Model ecosystem,
bioconcentration
factor = 134,248
Model ecosystem,
bioconcentration
factor = 82.231
Model ecosystem,
bioconcentration
factor = 11.536
Model ecosystem,
bioconcentration
factor = 930
Anthracene
90% lethal
photodynamic response
Bioconcentration
factor = -200
Bioconcentration
factor = 760
Bioconcentration
factor = 3,500
Benzo- (a) -anthracene
                                                             0.1
 Blut'gill,
 I.epomis macrochrius
6 mos    87% mortality
1,000
                                                                     Lu. et al.  1977
                                                                     I.u, et  al.  1977
                                                                     Lu, et  al.  1977
                                                                      Lu.  et  al.  1977
                                                                      Lu,  et  al.  1977
                                            Epstein, 1963
                                                                      Herbes,  1976
                                                                      llerbes  & Risi,  1978
                                                                      llerbes,  1976
Brown, et al. 1975

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                        SALTWATER ORGANISMS



 Introduction



      As  was  true for freshwater organisms, no standard toxicity



 tests with saltwater organisms  have  been conducted with any poly-



 nuclear  aromatic hydrocarbon.   There are a variety of data for



 bioconcentration during short exposures.



 Residues



      No  measured steady-state bioconcentration factors (BCFs)  are



 available for  acenaphthylene, anthracene,  benzo[a]pyrene,  3-



 methylcholanthene,  and  phenanthrene; bioconcentration factors  can



 be  estimated using  the  octanol-water partition coefficients of



 5,500, 28,000,  1,150,000,  9,300,000, and 28,000,  respectively.



 These coefficients  are  used  to  derive estimated BCFs  of 410,



 1,400, 24,000,  120,000,  and  1,400  for acenaphthylene, anthracene,



 benzofa]pyrene,  3-methylcholanthene, and phenanthrene, respec-



 tively for aquatic  organisms that  contain  about 8 percent  lipids.



 If  it  is known  that  the  diet of  the  wildlife  of concern contains a



 significantly different  lipid content,  appropriate adjustments in



 the estimated BCFs  should  be made.



 Miscellaneous



     The data (Table  2)  on bioconcentration of polynuclear aro-



 matic hydrocarbons are  lower than  those  observed  with freshwater



 organisms (Table 1) but  may be due to the  short exposure periods.



A polychaete  worm was exposed to various crude oil factions and



 96-hour LC50  values were between 300  and 1,000 ug/1  (Neff,  et  al.



1976a).
                             B-5

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CRITERION FORMULATION



                      Saltwater-Aquatic Life



Summary of Available Data



     No saltwater criterion can be derived  for any polynuclear



aromatic hydrocarbon using the Guidelines because no  Final  Chronic



Value for either fish or invertebrate species or a good  substitute



for either value is available, and there are insufficient data  to



estimate a criterion using other procedures.
                             B-6

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                   Table  2.   Other marine data for polynuclear aromatic hydrocarbons
                        Ttfst
Organise
Eastern oyster.
Crassostrea virginica

Clam,
Rangia cuneata

Clam.
Rangia cuneata
Clam.
Rangia cuneata
                                                           Result
                                                            tuq/il
               Benzola1pyrene

14 days   Bioconcentration
          factor - 242

24 hrs    Bioconcentration
          factor =8.66

24 hrs    Bioconcentration
          factor = 236
                                             Chryaene

                        24 hrs    Bioconcentration
                                  factor »8.2
                                                                     Couch, et al..
                                                                     Neff. et al.  1976a
                                                                     Neff. et al.  1976b
                                                                     Neff. et al.  1976a
                                    Benzofa1pyrene  Edible Tissue
Mudsucker,              96 hrs    Bioconcentration
Gillichthys mirabilia             factor = .048
Tidepool sculpin,        1 hr
OlioROCottus maculosus

Sand dab,                1 hr
Citharichthys stigmacus
                                  Bioconcentration
                                  factor - .13

                                  Bioconcentration
                                  factor » .02
Polychaete worm,
Neanthes arenaceodentata
Polychaete worm,
Neanthes arenaceodentata
                                  Crude oil extract (fluorene)

                        96 hrs    LC50                     1,000


                               Crude oil fraction (phenanthrene)

                        96 hrs    LCSO                       600
                                             Lee, et al.  1972


                                             Lee. et al.  1972


                                             Lee. et al.  1972





                                             Neff, et al. 1976a





                                             Neff. et al. 1976a
Polychaete worm,
Neanthes arenaceodentata
                             Crude oil fraction (1-roethylphenanthrene)

                        96 hrs    LCSO                       300     Neff.  etal. 1976a

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              POLYNUCLEAR AROMATIC HYDROCARBONS
                          REFERENCES

Brown, E.R., et al.  1975.  Tumors in fish caught in polluted
waters:  possible explanations.  Comparative Leukemia Res.
1973, Leukemogenesis.  Univ. Tokyo Press/Karger, Basel,
pp. 47-57.

Couch, J.A., et al.  The American oyster as an indicator
of carcinogens in the aquatic environment.  Iin Pathobiology
of Environmental Pollutants - Animal Models and Wildlife
as Monitors.  Storrs, Conn. National Academy Sciences.  (In
press).

Epstein, S.S., et al.  1963.  The photodynamic effect of
the carcinogen, 3,4-benzypryene, on Paramecium caudatum.
Cancer Res.  23: 35.

Herbes, S.E.  1976.  Transport  and bioaccumulation  of poly-
cyclic aromatic hydrocarbons  (PAH) in aquatic  systems.
Ir\ Coal technology program  quarterly progress  report  for
the period  ending December  31,  1975, Oak Ridge National
Lab., Oak Ridge, TN.  ORNL-5120.  pp. 65-71.

Herbes, S.E., and G.F. Risi.   1978.  Metabolic  alteration
and excretion of  anthracene by  Daphnia  pulex.   Bull.  Environ.
Contam. Toxicol.   19: 147.
                             B-8

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Lee, R.G., et al.  1972.  Uptake, metabolism  and  discharge
of polycyclic aromatic hydrocarbons by marine fish.  Mar.
Biol.  17: 201.

Lu, P., et al.  1977.  The environmental  fate of  three
carcinogens;  benzo-(a)-pyrene, benzidine, and vinyl chloride
evaluated in laboratory model ecosystems.  Arch.  Environ.
Contam. Toxicol.  6: 129.

Neff, J.M., et al.  1976a.  Effects of petroleum  on survival,
respiration and growth of marine animals.  In Sources,
Effects and Sinks of Hydrocarbons in the Aquatic  Environment.
Proceedings of a symposium, American University,  Washington,
D.C., American Institute of Biological Sciences,  p. 520.

Neff, J.M., et al.  1976b.  Accumulation and  release of
petroleum-derived aromatic hydrocarbons by four species
of marine animals.  Mar.  Biol.  38:  279.
                             B-9

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Mammalian Toxicology and Human Health Effects
                          EXPOSURE
Ingestion from Water
     The uptake of PAH in humans from water occurs through
the consumption of drinking  water.   In the United States,
the sources of drinking water are ground waters and surface
waters, such as lakes and rivers.  Although a small amount
of PAH originates from natural or endogenous sources, the
predominant sources of PAH in surface waters are man made.
The discharges of raw and industrial sewage, atmospheric
fallout and precipitation, road run off, and leaching from
polluted soils, all of which contain substantial PAH concen-
trations (Andelman and Suess, 1970), contribute to the PAH
contamination in surface waters.  Other than leaching from
soils, the only source of PAH in ground water is of endogenous
origin.  Borneff (1977) estimated that low-level contaminated
river and lake waters contain five times higher PAH concentra-
tion than ground water, whereas in medium-level polluted
river and lake waters this value may be 10 to 20 times higher.
The concentration of PAH in ground water obtained by various
authors is given in Table 1.
     The PAH level in surface waters was determined by a
number of German, English and Russian workers.  In all of
these methods, the PAH were solvent extracted from the water,
subjected to cleanup procedures and analyzed either by TLC-
spectrofluonmetry or by u.v.-spectrophotometry.  These values
are presented in Table 2.
                              C-l

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                           TABLE 1
              PAH  Concentration in  Ground Water
Source
G. Finthen,
Germany,
Mainz,
Germany
Unspecified
locations in
Germany
Average of 12
German ground
waters
Champaign,
111.3
Elkhart,
Ind.
Fairborn,
O.a
Concentration, ^
Carcinogenic
BaP PAH
0.002

0.005
0.0004 0.003


N.D.b 0.003
0.004 0.004
0.0003 0.0008
ig/i
Total
PAH Reference
Borneff, 1964

Borneff, 1964
0.04 Borneff & Kunte,
1964

0.06 Borneff & Kunte,
1969
0.007 Basu & Saxena,
1977-78
0.02 Basu & Saxena,
1977-78
0.003 Basu & Saxena,
1977-78
a
 These are results of 6 specified PAH
 5N.D.:  not detected
                               C-2

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                           TABLE 2

           Concentration of PAH in surface waters
                     Concentration,
Source
BaP
Carcinogenic  Total
     PAH        PAH
Reference
Rhine River     0.08
 at Mainz
River Main at   0.0024
 Seligentadt
River Danube    0.0006
 at Ulm
River Gersprenz 0.0096
 at Munster
River Aach at   0.017
 Stockach
River Schussen  0.01

River Plyussa;
 at Shale-oil  12
 effluent dis-
 charge site
 3500 m         1
 downstream
 at Narvy       0.1
 water intake
A river;
 15 m below     8-12
 coke by-pro-
 duct discharge
 site
 500 m down-    2-3
 stream
Thames River
 at Kew         0.13
 bridge
 at Albert      0.16
 bridge
 at Tower       0.35
 bridge
            0.49

            0.155

            0.067

            0.047

            0.95

            0.20
     0.18

     0.27

     0.56
               1.12

               0.48

               0.24

               0.14

               2.5

               1.0
                      0.50

                      0.69

                      1.33
Borneff & Kunte,
 1964
Borneff & Kunte,
 1964
Borneff & Kunte,
 1964
Borneff & Kunte,
 1964
Borneff & Kunte,
 1965
Borneff & Kunte,
 1965

Dikun &
 Makhinenko, 1963

Dikun &
 Makhinenko, 1963
Dikun &
 Makhinenko, 1963

Fedorenko,  1964
                              Fedorenko,  1964
Harrison,  et  al«
  1975
Harrison,  et  al,
  1975
Harrison,  et  al,
  1975
                              C-3

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     Keegan (1971) analyzed the PAH content in three relatively
unpolluted U.S. river waters by removing the PAH from water
by solvent extraction.  The extract was subjected to cleanup
and the PAH were analyzed by TLC-spectrofluonmetry.  Only
samples from the Oyster River showed detectable amounts
of four PAH.  No PAH could be detected in the other two
water samples from the Cocheco and winnepesaukee Rivers.
     The PAH levels in surface waters used as raw water
sources for drinking water, and the effects of treatments
of these waters on PAH levels, are shown in Table 3.
     According to Borneff  (1971), in surface waters, one-
third of the total PAH is bound to larger suspended particles,
a  third is bound  to finely dispersed particles, and the
last third is present  in dissolved form.  The particle-bound
portion of PAH can be  removed by  sedimentation, flocculation
and  filtration processes.  The remaining one-third dissolved
PAH  usually requires  oxidation for partial removal/transforma-
tion.  The use of C12, C102, 03,  and U.V. light for this
purpose has been  studied.  According to Borneff  (1977),
50 to  60 percent  of BaP can be removed by chlorination of
water.  However,  the  total PAH  is reduced to a smaller degree
by chlorination.  ClO^ on  the other hand, reduces BaP concen-
tration by  90  percent.  But a't BaP concentrations lower
than 10 ppt,  C102 no  longer functions as an oxidant for
the transformation  of BaP.  The  transformation of PAH  is
 faster with  03,  but  the  use of  03 requires  intensified pre-
purification  to prevent  oxidation of other  chemicals.  Filtra-
 tion with activated  carbon has  been  suggested by  Borneff
                               C-4

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                                                    TABLE 3
                            Concentrations of PAH in Raw and Treated Surface Water
                                        used as Drinking Water Sources
o
i
Concentration, jug/1
Source
River Rhine
River Rhine


Lake Constance
Lake Constance


English River
English River

Monongahela River
at Pittsburgh
same as above
Ohio River at
Huntington, W. Va.
same as above
Ohio River at
Wheeling, W. Va.
same as above
Delawater River at
Philadelphia
same as above
Lake Winnebago at
Appleton, Wis.
same as above
Treatment
Untreated
Bank and act-
vated carbon
filtered
Untreated
Rapid sand
filtration
Chlorination
Untreated
Filtration &
Chlorination
Untreated
r\
Treated
Untreated
ri
Treated
Untreated
.j
Treated
Untreated
H
Treated
Untreated
,a
Treated"
BaP
(K082

0.0005

0.0013
0.0017

i
0.06°
0.009

0.04

0.0004
0.006

0.0005
0.21

0.002
0.04

0.0003
0.0006

0.0004
Carcinogenic
PAH
0.485

0.015

0.030
0.017


0.37C
0.051

0.14

0.002
0.020

0.002
0.57

0.011
0.16

0.002
0.002

0.002
Total
PAH
1.11

0.13

0.065
0.053


0.73b
0.24

0.60

0.003
0.058

0.007
1.59

0.14
0.35

0.015
0.007

0.006
Reference
Borneff & Kunte, 1964

Borneff & Kunte, 1964

Borneff & Kunte, 1964
Borneff & Kunte, 1964


Harrison, et al. 1976
Harrison, et al. 1976

Basu & Saxena,1978

Basu & Saxena, 1978
Basu & Saxena, 1978

Basu & Saxena, 1978
Basu & Saxena, 1977-78

Basu & Saxena, 1977-78
Basu & Saxena, 1978

Basu & Saxena, 1978
Basu & Saxena, 1977-78

Basu & Saxena, 1977-78
     These are average of five determinations with the exclusion of a sixth high value
     These values are estimates on the basis of average PAH adsorption  in reservoir
     These values may be a little higher due to the inability of separation of all the
     ,carcinogenic from non-carcinogenic PAH
     The treatment  included flocculation, activated carbon addition, filtration, pH
     control, Chlorination and fluoridation.

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(1977) as the best method for PAH removal/transformation
during water treatment.  The reduction of BaP concentration
with activated carbon was 99 percent efficient in actual
field tests  (Borneff, 1977).  With the exception of Appleton,
Wis. drinking water, this finding of Borneff (1977) has
been validated by the work of Basu and Saxena (1978, 1977-
78), who demonstrated an 88 to 100 percent reduction of
PAH in U.S. drinking waters by the use of activated carbon.
In  the case of Appleton, Wis. water, the initial PAH level
in  raw water was very low.  Therefore, it can be concluded
that below a certain minimum concentration, activated carbon
                                                              \
may not be very effective for PAH removal/transformation.
     As some derivatives of BaP and other PAH are  formed
during the disinfection of water with oxidizing agents and
U.V. radiation, it  is of interest to examine briefly the
carcinogenicity of  such derivatives.  With the exception
of  alkylated derivatives, most BaP derivatives at  best have
only weak carcinogenic activity  (Butenandt and Dannenberg,
1956).  However, 10-chloro-compounds do  cause tumors  (Andelman
and Suess, 1970).   The quinones, some of which are also
formed during chlorination  (Andelman and Suess,  1970)  do
not produce  tumors  (Butenandt and Dannenberg, 1956), and
may,  in fact, inhibit  the activity of other  carcinogens
 (Buu-Hoi, 1959).  The  possibility of  transformation of PAH
into other carcinogenic  compounds during water  treatment
processes is an area which  remains  largely  unexplored.
     The PAH content  in  U.S.  drinking waters was analyzed
by  Basu and  Saxena  (1978,  1977-78).   Six representative
                               C-6

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 PAH recommended  by  the  World  Health  Organization  (1970)



 as  the  measure of PAH contamination  in  drinking water  was



 monitored  in  this study (BbFL was  replaced  by  BjFL)  and



 the average concentration  of  PAH was found  to  be  13.5  ng/1.



 The U.S. EPA  also conducted the National  Organic  Monitoring



 Survey  (NOMS, 1977)  to  determine the frequency of occurrence



 and the levels of PAH in U.S.  drinking  water supplies.



 Of  the  110 water samples analyzed, none showed any PAH other



 than fluoranthene.   Seventeen out  of 110  samples  analyzed



 showed  positive  fluoranthene  values  with  an average  of 20



 ng/1 concentration.  It should be  mentioned that  the detection



 limit of PAH  in  this study was as  high  as 50 ng/1.   The



 PAH levels in various drinking waters are shown in Table 4.



     Finished waters from various  treatment sites are  trans-



 ported  to the consumers through a  variety of pipelines.



 Borneff  (1977) reported a tenfold  increase  in  PAH concentration



 from beginning to end of a water supply pipe that resulted



 from the paint used on  the water pipes.   Leaching of PAH



 from the coating materials used on the  pipes could possibly



 cause an increase in their concentration  in the water  reaching



 consumers.   In other instances, PAH  could be adsorbed  from



 the  water onto the surface of  the pipes causing a decrease



 in  their concentration.   In the United  States, two kinds



 of  pipes are commonly used as  distribution  lines  for transporting



 treated waters.   These  are cast/ductile iron,  asbestos/cement



 pipes and a combination of these.  The  effect  of  contact



with these  pipes on the quality of drinking water  in terms



of PAH concentration was studied by  Basu  and Saxena  (1977-
                               C-7

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78).  Because of the intermixing of the pipes,  it  is  difficult



to draw definite conclusions from their results.   However,



it seems likely that in instances where an enhancement  of



PAH concentration was observed, the tar/asphalt coating



of the pipes was responsible for the increase.  Cement-coated



pipes, on the other hand, produced lower PAH concentrations,



possibly due to adsoprtion of PAH from the water.



     There are very few epidemiclogical studies concerning



the correlation between cancer and drinking water.  It was,



nevertheless, noted that four London boroughs, supplied



largely by well water,  had lower cancer mortalities than



most of the other boroughs, which were supplied with  surface



water (Stocks, 1947).  Another study concluded that the



highest cancer death rates occurred in communitites supplied



by river water, followed by communities supplied by well



water, and health water (Diehl and Tromp,  1953; Tromp, 1955).



However, none of these  studies attempted to correlate cancer



morbidity with concentrations of PAH.   Finally, it should



be noted that one epidemiological study of the incidence



of gastric cancer concluded that social factors and the



kinds of soils present  reduced the correlations otherwise



obtained with the type  of domestic water supply (Wynne-Griffith



and Davies, 1954; Davies and Wynne-Griffith,  1954).



     Although the levels of PAH detected in U.S.  drinking



waters are well below the WHO (1970)  recommended limit of



200 parts per trillion  (ppt),  the health hazards associated



with repeated exposure  (more effective  than an equivalent
                              C-9

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 single  dose  (Payne and Hueper,  1960)  of  carcinogens  through



 drinking  water  should not be underestimated.   Shabad and



 Il'nitskii  (1970)  stated that  the  amount of  carcinogenic



 PAH  consumed  by man from water  is  typically  only  0.1 percent



 of the  amount he consumes from  foods.  If the  total  PAH



 uptake  from food is taken as 4.15  mg/year (Borneff,  1977),



 the  human uptake of PAH from drinking  water  should not exceed



 4 Jjg/year.  Assuming the PAH concentration value  of  13.5



 ng/1  in U.S.  drinking water  (Basu  and  Saxena,  1978;  Basu



 and  Saxena, 1977-78),  and a  daily  consumption  of  2.5 liters



 of drinking water,  the yearly  intake  of  PAH  from  U.S. drinking



 would be  12.3 pg/ or 0.3 percent of the  total  food intake.



 Nevertheless,  the accumulation  of  PAH  in edible aquatic



 organisms through polluted surface waters can  greatly increase



 their amount  in foods,  including fish, some  mollusks, and



 edible algae  (Andelman and Snodgrass,  1974).   The use of



 contaminated  water  for irrigation  can  also spread PAH into



 other vegetable foodstuffs (Shabad and Il'nitskii, 1970).



 Therefore, it is  important to monitor  the PAH  levels in



 surface waters  not  used as drinking water sources as well



 as drinking waters,  in order  to estimate accurately  the



 human intake  of PAH.



 Ingestion from  Foods



     PAH  formed through both natural and man made sources



can enter the food  chain of man.  There  is considerable



disagreement,  however,  concerning  the contribution of each



of these  sources  to  the total PAH contamination in foods.
                               C-10

-------
From their work with marine algae and fishes obtained from
polluted and unpolluted sources,  Harrison,  et al.  (1975)
concluded that endogenous synthesis may be  the important
factor for PAH contamination in these species.  Others,
however, believe that the endogenous formation of PAH occurs.
to such a limited extent that it is completely masked by
the accumulation of PAH from the environment  (Payer, et
al. 1975).  The latter conclusion was verified by Shabad
and Smirnov (1972).  It has been demonstrated by these authors
that plants near an airport contained to 10 to 20 times
more BaP than areas remote from the runway.  The results
of Dunn and Stich (1976) indicated a correlation between
the PAH level in mussels with industrial, urban, and recreational
activity.  The highest occurrence of BaP in marine organisms
in the areas adjacent to the sea lanes tends  to support
the view that exogenous sources are the predominant  factor
for PAH contamination in foods.
     The primary routes of entry for PAH in  foods are  surface
adsorption and biological accumulation from  the environment
(Binet and Malet, 1963).  The adsorption of  PAH from the
soil by various plant roots and translocation to the shoots
is well documented  (Lo  and Sandi, 1978).  Similarly, the
absorption of PAH by other marine organisms  has been demon-
strated by Lee, et  al.  (1972).  Oysters and  clams collected
from moderately polluted waters also concentrate PAH via
absorption  (Cahnmann and Kuratsune,  1957; Guerrero,  et al.
1976).  The waxy  surface of some plant  leaves and  fruits
can concentrate PAH through surface  adsorption  (Hetteche,
                               C-ll

-------
1971 and Kolar, et al. 1975).  Kolar, et al.  (1975) have
shown that the concentration of BaP in vegetation  is propor-
tional to the exposure time during the growing season  (bio-
accumulation through adsorption) and the structure of  the
surface of the plant  (surface adsorption).  The above-ground
parts of the vegetables contain move BaP than underground
parts.  Only about ten percent of the externally deposited
BaP in lettuce, kale, spinach, leeks, and tomatoes can be
removed by cold water washing  (Kolar, et al.  1975).
     Food additives and food packaging materials such  as
paraffin waxes containing  PAH, contribute to  the enhancement
of PAH levels  in processed foods.  For example, Swallow
(1976) found that paraffin wax wrapping  for food contained
PaA, CH, BeP,  and BaP at  levels of 29 ppb,  2  ppb,  0-48 ppb,
and 2 ppb, respectively.   Certainly, some of  these PAH in
the packing material  can  diffuse  into the food.  Hexane,
a  commercial solvent  used to extract edible vegetable  oils,
is  also a  source of PAH contamination.   PAH present  in food-
grade carbon blacks used  for food processing  can be  transported
to  the  food products.  Curing  smoke  and  other pyrolysis
products  used  during  cooking add  to  the  level of PAH  in
food.   However,  in  raw  foods which require  cooking,  the
largest  source of  PAH contamination  originates  from  the
cooking  process  itself.
      In order  to summarize the available data on PAH  levels,
various foods  have been  categorized  following the  pattern
of USDA-FDA for  total diet samples  (Martin  and  Duggan, 1968) .
These are shown in Tables 5 through  11.   It should be recog-
                               C-12

-------
 nized  that  the  data  presented  in  the  tables  are  neither



 exhaustive  nor  absolute.  Not  all the  PAH detected  by  the



 various  authors are  listed  in  these tables.  Only the  most



 frequently  detected  PAH are  listed.  The concentration values



 given  in these  tables are subject to considerable variation.



 The PAH  concentrations in uncooked foods largely depend



 on the source of  food.  For  example, vegetables, fruits,



 and fishes  obtained  from a polluted environment  can be expected



 to contain  higher concentrations  of PAH.  Therefore, the



 PAH content is  subject to regional variation.  In the  case



 of raw foods which require cooking, the method of cooking



 is largely  responsible for the PAH content in the food and



 is subject  to regional or even personal variation.  Therefore,



 the frequency of occurrence  of PAH in  a particular  food



 is dependent on a number of  factors.   The results presented



 in Tables 5 and 6 represent  only  the values  where the  sample



 showed detectable levels of  PAH.



     It  has been claimed by  Zitko  (1975) that PAH are  not



 bioaccumulated  along the food chain.   However, Bj0rseth



 (1978)  demonstrated  that both common and horse mussels bio-



 accumulated PAH, although not to  the same degree.   Dunn



 and Stitch  (1976) have shown that mussles cannot metabolize



 BaP upon their  removal from  water.  In water, mussels  released



 79 percent of naphthalene in 3 days, with a  half-life  of



 1.3 days.  The BaP released  from  both  clams  and  mussels



 in water takes place with a  half-life  of two to  five weeks



 (Dunn and Stitch, 1976).



     The human  intake of PAH through the digestive  system



has been estimated by Borneff (1977).   According to this
                               C-13

-------
>£.
                                              TABLE 5




                       PAH Concentrations (ppb) in a few Vegetable Oils and Margarine

Corn3
Coconut
Margarine

Q
Sunflower
Soybean
Olive3
Peanut3
A PA FL P BaA
3.1 0.8
36 51 18 15
1.4-
29.5
d
13°
1.3 1.6 0.9
3.2 2.6 1.0
3.3 2.9 1.1
BeP
0.7
2
0.5-
1.2

4
1.6
0.4

BaP PR BPR CH
0.7 0.6
2 12
0.2-
6.8

8 4
1.4 1.0
0.5 0.9
0.6 0.9
     3Howard,  et  al.  1966c



     bBeirnoth and  Rost,  1967



     cSwallow, 1976



      This  value  represents concentration of BaA and CH

-------
                                              TABLE 6




                       PAH Concentrations (ppb)  in Smoked and Non-Smoked Fish
Fish F
Smoked3 Eel 9
Smoked3 Lumpfish 5
Smoked3 trout 67
Smoked, herring
Smoked herring
(dried)
Smoked!" salmon
Smoked, sturgeon
Smoked whitefish
Smoked0, whiting
0 Smoked*? redfish
i Smoked cod
£ Electric smoked
mackerel 2.6
Gas smoked.
mackerel 8.2
Non -smoked
haddock
Non-smoked
herring
(salted)
Non-smoked
salmon
A PA FL
4 37 4
t 10 2
26 52 12
3

1.8
3.2
2.4
4.6

1.5 4.1 4.0

1.9 9 5.2

2.3 11 2.6

1.6


0.8

1.8
P
6
1
5
2.2

1.8
2.0
4.4
4.0
<0.5
3.0
0.6
3.6

4.0

0.8


1.0

1.4
BaA BeP BaP PR
tb 1.0
t t 0
t t


1.7 1.2 1.0
0.5 0.4
0.8
4.3
6.6 0.7
0.3 0.3
4.0 0.4
1.2 0.5 0.2 t

0.6 0.2 0.3 t







BPR





1.0



2.4

2.2
0.2

0.3







3Thorsteinsson, 1969; Dungal, 1961



bHoward, et al. 1966a



GMalanoski, et al. 1968



 Masuda and Kratsune, 1971

-------
estimate the human intake of PAH per year is about 3 to
4 mg from fruits, vegetables, and bread, 0.1 mg from vegetable
fats and oils, and about 0.05 mg from smoked meat or fish
and drinking water.
     Vegetable Fats, Oils, and Shortening:  Several PAH
have been found  in edible oils by European workers  (Howard
and Fazio, 1969).  The  PAH levels in a  few vegetable oils
and margarine are presented  in Table 5.  PAH other than
those shown  in Table 5  have  been reported in these oils
 (Swallow, 1976).  Since the  concentration of PAH  in vegetable
oils depends on  the nature of  refinement of the crude  oil
 (Grimmer and Hildebrandt, 1967), one can expect variations
 in  their concentrations.  Heating of the oils  also leads
 to  a slight  increase  in PAH  concentrations.  For  example,
 Lijinsky and Shubik  (1965b)  did  not detect any PAH  in  uncooked
 Wesson  and Crisco oil.   However, oil used previously for
 deep-frying  of  food  showed 1.4 ppb BaP,  12 ppb FL, and 6
 ppb pyrenes  (Lijinsky  and Ross,  1967; Malanoski,  et al.
 1968) .
     Swallow (1976)  determined the  level of PAH  in  butter
 and found  the  concentration  of BaA  + CH, BaP,  IP  + DBA,
 and BPR to  be  1  ppb.   In a  total diet  study with  a  composite
 sample  containing  the  fats,  oils,  and  shortening, Howard,
 et al.  (1968b)  found less  than 0.5  ppb  of  seven  PAH.   However,
 Borneff (1977)  estimated that the  human intake of PAH  from
 vegetable  fats and  oils amounted to 0.1 mg  per year.
      Fish  and Other Marine  Foods:   Raw' fish  from unpolluted
 waters  usually do not contain detectable amounts of  PAH,
                               C-16

-------
 but smoked  or  cooked  fish  contain  varying  levels  of  PAH.
 In addition to the  origin  of  the fish,  (polluted  or  unpolluted
 water),  the amount  of PAH  in  smoked  fish depends  on  various
 parameters,  such  as type of smoke, temperature  of combustion,
 and degree  of  smoking (Draudt,  1963).
      The skin  of  fish apparently serves as a  barrier to
 the migration  of  PAH  into  the body tissues.   This was postulated
 by Malanoski,  et  al.  (1968) from their observations  that
 the BaP  level  in  the  skin  was much higher  than  in the interior
 of cooked fish.
      The PAH levels in various  smoked and  un.smoked fish
 are shown in Table  6.  In  addition to the  fishes  presented
 in this  table,  various other  marine  organisms had been tested
 for PAH  content.  For  example,  cooked squid and prawns had
 BaP concentrations  of  1.04 ppb  and 0.08 ppb,  repsectively
 (Shiraishi, et  al.  1975).  Various other edible marine organisms
 were  investigated and  found to  contain PAH.   Swallow (1976)
 analyzed smoked oysters and determined the levels of BaA
 +  Ch, BbFl + BkFL + BjFL,  IP  +  DBA and BPR to be  19  ppb,
 8  ppb, 9 ppb, 7 ppb and 3 ppb,  respectively.  Cooked scallops
 were  found to contain  9.9 ppb BaP  (Shiraishi, et  al.  1975).
 Shiraishi, et al. (1973)  detected 0  to 31.3 ppb BaP  in various
Japanese seaweeds.  However, no BaP was detected  in  crab
 (Shiraishi,  et al.  1975).  The  absence of  BaP in  crab is
corroborated by the work of Lee, et al. (1976) , who  found
no  evidence  of PAH storage by any of the crab tissues.
     A bioconcentration factor  (BCF)  relates  the  concentration
of a chemicaJ in water to the concentration in aquatic orga-
                              C-17

-------
nisms, but BCF's are not available for the edible portions

of all four major groups of aquatic organisms consumed  in

the United States.  Since data indicate that the BCF for

lipid-soluble compounds is proportional to percent lipids,

BCF's can be adjusted to edible portions using data on  percent

lipids and the amounts of various species consumed by Americans

A recent survey on fish and shellfish consumption in the

United States (Cordle, et al. 1978) found that the per  capita

consumption is 18.7 g/day.  From the data on the nineteen

major species identified in the survey and data on the  fat

content of the edible portion of these species (Sidwell,

et al. 1974), the relative consumption of the four major

groups and the weighted average percent lipids for each

group can be calculated:

                          Consumption       Weighted Average
          Group            (Percent)          Percent Lipids
Freshwater fishes             12                  4.8

Saltwater fishes              61                  2.3

Saltwater molluscs             9                  1.2

Saltwater decapods            18                  1.2

Using the percentages for consumption and lipids for each

of these groups, the weighted average percent lipids is

2.3 for consumed fish and shellfish.

     No measured ste'ady-state bioconcentration factor (BCF)

is available for any of the following compounds except BaP

(Lu, et al. 1977), but the equation "Log BCF = 0.76 Log

P - 0.23" is commonly used (Veith, et al. Manuscript) to

estimate the BCF for aquatic organisms that contain about
                              C-18

-------
eight percent lipid's from the octanol-water partition coeffi-
cient (P).   An adjustment factor of 2.3/8.0)  = 0.2875 can
be used to adjust the estimated BCF from the 8.0 percent
lipids on which the equation is based to the 2.3 percent
lipids that is the weighted average for consumed fish and
shellfish.  Thus, the weighted average bioconcentration
factor for the edible portion of all aquatic organisms consumed
by Americans can be calculated  (Table 6a):
                             TABLE  6a
            Calculated Bioconcentration Factors of  PAH
        Based Upon the Octanol-water  Partition Coefficient
Compound
Acenaphthylene
Anthracene
Benz (a) anthracene
Benzo(b) fluoranthene
Benzo(k) fluoranthene
1 , 12-benzoperylene
Benzo(a) pyrene
Chrysene
Dibenz (a,h) acr idine
Dibenz (a,h) anthracene
Dibenzofuran
Fluoranthene
Fluorene
1-methylphenanthrene
Phenanthrene
2,3-phenylene pyrene
Pyrene
P
5,500
28,000
410,000
1,100,000 '
1,100,000
3,200,000
1,150,000
410,000
540,000
5,900,000
13,000
79,000
15,000
100,000
28,000
3,200,000
76,000
BCF
410
1,400
11,000
24,000
24,000
52,000
24,000
11,000
13,000
82,000
800
3,100
880
3,700
1,400
52,000
3,000
Weighted BCF
120
410
3,100
6,800
6,800
15,000
6,800
3,100
3,800
24,000
230
900
250
1,100
410
15,000
870
                               C-19

-------
Caution must be excercised in application of common practice
in obtaining BCF described above, because the ecological
impact of PAH is not well understood at this time.  Numerous
studies show that despite their high lipid solubility, PAH
show little tendency for bioaccumulation in the fatty tissues
of animals or man  (Lee, et al. 1972; Ahokas, et al. 1975).
This observation is not unexpected, in light of convincing
evidence to show that PAH are rapidly and extensively metab-
olized.  Since only low levels of PAH are detected in plants
and lower organisms,  (Radding, et al. 1976), transfer of
PAH through the food chain does not seem likely.  The direct
impact of PAH on plants, animals, or the ecological balance
of nature is difficult  to evaluate, since few data are avail-
able which suggest  that adverse effects may occur.
     Meat and Meat  Products:  Raw meat does not normally
contain PAH, but smoked or cooked meat may  contain varying
amounts of PAH  (Lo  and  Sandi, 1978).  Table 7 shows the
concentration of PAH  detected in a  few meats and  meat products.
The higher concentration of  PAH  in  charcoal broiled ribs
 (containing more fats)  than  in charcoal broiled steaks  tends
to support the  idea that the most  likely  source of PAH  is
the melted fat.  These  fats  drip on the heat source and
are pyrolyzed.  The PAH compounds  in  the  smoke  are then
deposited on  the meat as the smoke  rises  (Lijinsky and  Shubik,
1965a).  Many  factors,  such  as degree of  smoking, and the
temperature of  combustion  affect  the  composition  and  concentra-
tion of PAH  in  cooked meat  (Howard, et  al.  1966a)  In addition
to the pyrolysis of fats,  incomplete  combustion of charcoal

-------
                                              TABLE 7

                  PAH Concentrations (ppb)  in a Few Smoked Meat and Meat Products
Meat A
Charcoal broiled
steaks3
Barbecued ribs3 7.1
Smoked beef .
(chipped)
Smoked ham
Smoked pork
(roll)0
Smoked frank-
furters
V Barbecued beef
£ Smoked hot
sausages0 ,
Smoked mutton 13.0
Smoked mutton
sausages 2.0
Smoked bologna6

f
Smoked salami 0.7
Smoked Morta-
della 2.6
Heavily smoked
bacon 20.0
PA FL
21.0 43

58.0 49

0.
14.

3.

6.
2.


104.0 18.

17.0 6.



D^ 5 .

D 22.

D 35.

.0

.0

6
0

1

4
0


0

0



6

0

0
P
35.

42.

0.
11.

2.

3.
3.

1.
8.

2.



5.

15.

27.
BaA
0

0

5
2

5

8
2

5
0

0



2

0

0
1

3

0
2



1
13

0
2

0
0
0

0

2

29
.4

.6

.4
.8



.5
.2

.5
.0

.5
.04-
.55

.6

.8

.0
BeP
5.5

7.5

1.2




1.7


5.0

t
5.0


0.2

1.8

D
BaP
5

10

3



2
3

0



0
0
2
0

0

3
.8

.5

.2



.0
.5

.4
t

t
.04-
.08
.0
.8

.7

.6
. PR BPR
0.9 6.7

1.5 4.7

1.4




4.3





0.04- 0.04-
0.07 0.20

3.2 D

0.1 0.4

0.9 3.0
CH
0.6

2.2






9.6

1.0



0.15-
1.201

1.2

3.4

D
3Lijinsky and Shubik, 1965a
 Howard, et al. 1966a,b; Panalaks, 1976
^Malanoski, et al. 1968
 Thorsteinsson, 1969
^Frethein, 1976; Panalaks, T.,  1976
 Lo and Sandi, 1978
PD:  detected
h.
. t:  trace
 compound unseparated

-------
 can also contribute to the PAH content in broiled meat.
 Thus,  the source of heat used for cooking is  responsible
 for the PAH concentration in cooked meats.  These effects
 are indicated in Table 8.
      In North America, except for smoked ham,  most smoked
 meats  contained much less carcinogenic PAH than European
 samples (Howard, et al.  1966a,b).  The high incidence  of
 stomach carcinoma in Iceland has been  explained by the high
 concentration of BaP in  smoked trout and mutton which  are
 consumed in large quantities in the area (Bailey and Dungal,
 1958).   On the other hand,  very low concent.ations of  PAH
 in  Norwegian bologna sausages (see Table 8) are probably
 indicative of the tradi  tion of light  smoking  of food  in
 Norway  (Fretheim, 1976).
     About 60 to 75 percent of the BaP in smoked food  has
 been found to be in the  superficial layer of meat (Thorsteinsson,
 1969) .   This low penetration has also  been noted by Rhee
 and Bratzler (1970) ,  who  observed that in smoked bologna
 sausages,  the BaP is located within 1.5  mm from the surface.
 Cellulose  casings can be  used as a more  effective barrier
 to BaP  permeation during  smoking of frankfurters than  animal
 casing  (Simon,  et al.  1969).
     In  addition  to meat  and meat products, liquid smoke
 flavorings  used  during the  cooking of  meat  have been found
 to contain  a variety  of PAH.   Lijinsky and  Shubik (1965b)
have detected  BaP,  FL, P, BPR,  BaA,  and  CH  in  liquid smoke
at concentrations of  1 ppb,  16  ppb,  7  ppb,  1 ppb,  12 ppb,
and 6 ppb,  respectively.  In hickory liquid smoke flavoring,
                               C-22

-------
                                              TABLE  8

       Effect of Different Cooking Variables on the Concentration of PAH (ppb)  in  Cooked Meat
Meat
Charcoal broiled
hamburger9 ,
Fate, hot
Lean , hot
No-drip pan
Charcoal broiled
hamburger
Lean , hot
Lean, cool
Broiled T-bone
steak3
Charcoal, hot
Flame, hot
Smoked ham
Light

Heavy

Effect
Fat Content




Heating
temperature


Heat
source

Degree of
Smoke



FL

13.3
0.3
0.2


0.3
1.3


19.8
19.0

4.0-
14.0
48.0-
156.0
P

7.7
1.6
0.1


1.6
0.6


19.1
20.0

2.0-
11.0
35.0-
161.0
BaA BeP BaP BPR

2.7 2.6 14.9
0.9
t


0.9



31.0 17.6 50.4 12.4
3.9 5.7 4.4 6.2

0.5- 0-2.0 3.0- 0-1.4
3.0 4.0
6.0- 4.0- 3.8- 2.5-
33.0 26.0 55.0 25.0
CH CR

1.7 1.0

t


0.3



25.4 8.0
2.0 9.0

0-3.0

12. fl-
ee. o
^Lijinsky & Ross, 1967
"Filipovic & Toth, 1971; Toth & Blass, 1972
°Fat:  21% fat
 Hot:  7 cm. from heat source
fLean:  7% fat
 cool:  25 cm from heat source

-------
Youngblood, and Blumer  (1975) found the total concentration
of PAH as 9,400 ppm.  The high level of PAH present in the
resinous condensate  in  liquid smoke flavoring indicates
the importance of  its efficient removal from the aqueous
flavoring prior to its  use  in foodstuffs  (White, et al.
1971) .
      Vegetables, Fruits, Grains and Cereal Products, Sugar
and Adjuncts, and  Beverages:  Various European and Japanese
workers  have  reported the presence of BaP and other PAH
in these products; their results  are summarized  in Tables
9 to  11.   Studies  in this field in North America are lacking.
Test  results  indicate that  surface adsorption and root uptake
are  the  principal  modes of  PAH accumulation  in vegetables
 (Binet and Mallet, 1963) .   The frizzy leaf of kale, for
example, has  a  large surface area and holds  dust particularly
well. PAH are  adsorbed by  the wax  layer  and protected against
solar reactions (Hetteche,  1971).  In kale,  Hetteche  (1971)
found the  concentration of  PAH  to be  the  following:  PA,
70-586 ppb; A,  2.4-97.5 ppb; P,  36.2-510  ppb; PL, 53.6-
1196 ppb;  BaA,  11.2-230 ppb; CH,  28.6-395  ppb; BeP, 3.8-
67.2 ppb;  BaP,  0.9-48.6 ppb; PR,  N.D.-7 ppb; BPR, 1.2-46.4
ppb; and CR 0.1-7.2 ppb.
      The concentration  of  BaP in  vegetables  is directly
 proportional to exposure time during  the  growing season
 and structure of  the surface of  the plant.   The  above-ground
 parts contain more BaP than underground  parts.   Washings
 with cold water do not remove more than  ten  percent of  the
 BaP  (Kolar, et al. 1975).   Fruits grown  in polluted environ-
                               C-24

-------
                                TABLE 9



                BaP content in Fruits, and Other Foods
Fruits

Apple
Apple

Banana
Banana peel
Grape

Grape
Japanese pear
Pear

Persimmon
Pineapple
Plums
Plums

Dried Prunes
Manderin Orange
Orange peel
Strawberry
Pumpkin

Product

Wheat grain

Wheat sprouts
Cereals
Barley

Oats

Polished rice
Rye seedling

Lentil seedlings

Sesame seeds

Product

Charred biscuits
Caramel
Chocolate

Concentration
(ppb)
0.02
8.3

0.02
0.03
0.2

0.02
0.05
1.9

0.02
0.02
0.04
29.7

0.2 to 1.5
0.03
0.15
N.D.a
N.D. to trace
Grains &
Concentration
(ppb)
0.1

60.0
0.2 to 4.1
0.3

0.2

N.D.a
10.0 to 20.0

10.0 to 20.0

N.D.
Sugar
Concentration
(ppb)
11.0-72.0
N.D.a
0.2-1.7

Comments


Polluted
environment


Polluted
environment


Polluted
environment



Polluted
environment





Cereal Products
Comments

Polluted
environment


Polluted
environment
Polluted
environment

8 other PAH
identified
8 other PAH
identified

and Adjuncts
Comments



4 other PAH
quantified
References

Shiraishi, et al. 1975
Kolar, et al. 1975

Shiraishi, et al. 1975
Shiraishi, et al. 1975
Kolar, et al. 1975

Shiraishi, et al. 1975
Shiraishi, et al. 1975
Kolar, et al. 1975

Shiraishi, et al. 1975
Shiraishi, et ai. 1975
Shiraishi, et al. 1975
Kolar, et al. 1975

IARC, 1973
Shiraishi, et al. 19^5
Shiraishi, et al. 1975
Shiraishi, et al. 1975
Shiraishi, et al. 1974

Reference

Kolar, et al. 1975

Siddiqui and Wagner, 1972
IARC, 1973
Kolar, et al. 1975

Kolar, et al. 1975

Shiraishi, et al. 1973
Graf and Nowak, 1966

Graf and Nowak, 1966

Shiraishi, et al. 197:;

Reference

Kuratsune, 1956
Shiraishi, 1973
Fabian, 1969

N.D.:  not detected
                             C-25

-------
                                TABLE 10

            Concentration (ppb)  of a BaP in a Few Vegetables
Vegetable Concentration Comments
Parsley leaf and
stem
Red clover

Mushroom

Lettuce

Lettuce
Spinach

Spinach
Spinach
Radish leaves

Radish roots

Radish roots
Tomatoes
24

7

7

8

N.
6

1
7
5

1

N.
0
.3

.5

.0

.6

D.
.2

.3
.4
.3

.2

D.a
.1
Polluted
environment
Polluted
environment
Polluted
environment
Polluted
environment

Polluted
environment


Polluted
environment
Polluted
environment

Polluted
References
Kolar

Kolar

Kolar

. Kolar

Shira
Kolar

Shira
IARC,
Kolar

Kolar

Shira
Kolar
, et

, et

, et

, et

ishi ,
, et

ishi ,
1973
, et

, et

ishi ,
, et
al.

al.

al.

al.

et
al.

et

al.

al.

et
al.
1975

1975

1975

1975

al.
1975

al.

1975

1975

al.
1975








1974


1973





1974

Tomatoes
Cabbage

Cabbage
Chinese cabbage
Potatoes
Potatoes

Sweet potatoes
Sweet pepper
Cauliflower

Bean paste
Kidney bean
Carrot
Cucumber
Eggplant
Onion bulb
Onion greens
     0.2
12.3 to 20.9

    N.D.
     0.05
N.D. to 0.01
     0.2

    N.D.
    N.D.
     5.1

    N.D.
    N.D.
N.D. to 0.02
    N.D.
    N.D.
N.D. to 0.01
     0.01
environment

Polluted
environment
Polluted
environment
Polluted
environment
IARC, 1973
Kolar, et al. 1975

Shiraishi, et al.  1974
Shiraishi, et al.  1974
Shiraishi, et al.  1974
Kolar, et al. 1975

Shiraishi, et al.  1974
Shiraishi, et al.  1974
Kolar, et al. 1975
              Shiraishi,
              Shiraishi,
              Shiraishi,
              Shiraishi,
              Shiraishi,
              Shiraishi,
              Shiraishi,
           et al.
           et al.
           et al.
           et al.
           et al.
           et al.
           et al.
1973
1973
1973
1973
1973
1974
1974
 N.D.:  not detected
                              C-26

-------
                               TABLE  11

                 BaP Concentrations (ppb) in Beverages
Beverage
Dark rum
Whiskey
Concentration
1.0
0.04
Comments
3 quinolines
References
Swallow, 1976
IARC, 1973; Nishimura
Tea leaves
Black tea aroma'
Roasted coffee
(moderate dark)

Roasted coffee
(darkest)

Coffee soots
3.9 to 21.3




    N.D.


N.D. to 4.0


200.0-440.0
detected      and Masuda, 1971

              IARC, 1973

7 quinolines  Vitzthum, et al. 1975
detected

              Kuratsune and Hueper,
               1960

              Kuratsune and Hueper,
              1958, 1960

              Kuratsune and Hueper,
               1958
 This is the volatile components of black tea.
 3These are the soots generated during direct and indirect roasting
 of coffee beans.
                              C-27

-------
merits show a high degree of PAH contamination mainly through
adsorption on the waxy surface.
     In smoked Gouda cheese, Panalaks (1976) found 0.5 ppb
BaP and Howard, et al. (1966a) found 2,8 ppb FL and 2.6
ppb P.  The unsmoked cheese contained lower levels of PAH
(1966a).  Grimmer  (1974)  analyzed baker's yeasts and determined
the level of PAH.  The values are shown in Table 12.
Inhalation
     A variety of PAH have been detected in ambient air
in the United States and elsewhere in the world.  Because
of its carcinogenic properties, BaP has been most extensively
monitored and has frequently been used as an indicator of
ambient PAH.  The presumed correlation between the concentration
of BaP and other PAH, however, does not always exist.  For
example, a study by Kertesz-Saringer and Morlin  (1975) found
little or no relationship between BaP and other  PAH in Budapest
air.  Gordon  (1976) and Gordon and Bryan  (1973)  came  to
a similar conclusion from their work with ambient Los Angeles
air.
     The concentration and the nature of PAH in  ambient
air are dependent on a number of  factors.   In general, the
PAH concentration  is lowest during the summer months  and
highest during the winter,  (Sawicki, et al. 1962) probably
due to commercial  and residential heating during winter
(U.S. EPA, 1974).  However, there are some  exceptions.
Cleveland, for instance, docs  not follow  the high winter-
low summer pattern  (U.S. EPA,  1974).  it  has been suggested
that this may be due to  significant  industrial  emissions
that are uniform throughout the year  (U.S.  EPA,  1974).

                               C-28

-------
                        TABLE 12



PAH Concentrations (ppb)  in a Variety of Baker's Yeast3'
PAH
PA
A
P
FL
BaA
CH
BeP
BaP
PR
f Grimmer
DThis is
French
17.8-34.60
2.6-13.6
11.6-19.6
18.5-21.2
9.8-23.3
8.1-13.4
8.0-10.6
8.0-12.2
0.9-1.2
, 1974
baker's yeas
German
67.0
4.8-10.2
11.5-35.0
17.2-66.8
2.5-15.8
4.2-14.0
3.1-14.3
1.8-13.2
N.D.-0.5

t as opposed tc
Scottish
1620
567
327
93
203
50
40.4
6.2
16.7

3 dietary or brev
Russian
7.2
4.7
16.9
32.1
10.8
11.1
8.7
0.5
6.0

/er's yeast.
                           C-29

-------
      The nature and  relative amounts of  individual PAH in
 ambient  air  are also dependent  on  the  source of these compounds.
 Thus,  the content  of PAH  sampled  in an industrial area is
 a  composite  of  the emissions from  various  industrial and
 transportation  sources  within the  area.  For example, Gordon
 (1976),  from his study  of the relative PAH concentration
 pattern  for  different areas  in  Los Angeles, found a correlation
 between  coronene concentration  and automobile emissions.
 Similarly, Greinke and  Lewis (1975) had  demonstrated that
 emissions from  coke  ovens contain  lower  amounts of certain
 methyl-substituted PAH  than  emissions  from petroleum pitch
 volatiles.   Bartle,  et  al.  (1974)  also used a ?^H profiling
 technique for the  identification of air  pollution sources,
 such as  coal burning, vehicular emissions, and oil and gas
 burning.
     Meteorological  factors  have a dominant effect on PAH
 concentrations.  For  example, Lunde and  Bj^rseth  (1977)
 demonstrated that  under favorable  wind conditions PAH from
 downtown  London  could be  transported to  Norway.  The tendency
 of atmospheric  inversion  to  increase the PAH levels in urban
 areas has also  been  shown (Hoffmann and Wynder, 1977).
     The  annual  average ambient BaP concentrations for different
U.S. urban and  rural  locations during  the period 1966-70
have been compiled by U.S. EPA report  (Santodonato, et al.
1978).  The  average BaP concentrations in U.S. urban and
rural areas  obtained  from this U.S. EPA  study are shown
in Table  13.
                              C-30

-------
                          TABLE 13
      Average BaP Concentrations  (ng/m )  in U.S. Urban
               and Rural Areas During  1966-763
Period
Urban
Rural
1966
3.2
0.4
1970
2.1
0.2
1976
0.5
O.lb
          ^Santodonato, et al.  1978
           This value is the average of two rural locations.

     An interesting trend has developed from the National
Air Surveillance Network (NASN)  monitored BaP values listed
in Table 13.  As can be seen, the average BaP concentrations
in urban areas decreased from 3.2 ng/m  in 1966 to 2.1 ng/m
in 1970, approximately a 30 percent decrease.  The decrease
is more dramatic (i.e., >80 percent) between the period
1966 to 1976.  Even the concentrations in rural areas indicate
a downward trend.  This decline in BaP concentration is
believed to be due primarily to decreases in coal consumption
for commercial and residential heating, improved disposal
of solid wastes, and restrictions on open burning (Faoro
and Manning, 1978).  A further observation that can be made
from Table 13 is the five- to tenfold difference in BaP
concentration between urban and rural locations.
     The NASN study did not include the determination of
concentrations of 'other PAH.  The summer and winter averages
of ambient PAH concentrations for seven urban  locations
were determined by Sawicki, et al.  (1962).  The averages

-------
  of  summer  and winter data from this work are presented in
  Table  14.
                                 TABLE 14
       Summer-Winter Average of Ambient  PAH Concentrations (ng/m )
                       in  the Air of Selected Cities3
City
Atlanta
Birmingham
Detroit
Los Angeles
Nashville
New Orleans
San Francisco
BPR
7.0
13.2
21.3
10.2
10.2
6.0
5.1
BaP
4.
15.
18.
2.
13.
3.
1.
5
7
5
9
2
1
3
BeP
3.1
8.0
14.2
4.4
7.6
4.8
1.7
BkFL
3.
8.
12.
3.
8.
2.
1.
7
8
5
1
0
9
0
P
3.4
9.6
19.4
3.2
15.3
1.3
1.0
CR
3.4
3.0
4.1
7.1
3.0
14.8
3.3
PR
0.8
3.8
3.9
0.8
2.3
0.6
0.2
A
0.4
1.3
1.2
0.1
1.0
0.1
0.1
Total
26.3
63.4
95.1
31.8
60.6
33.6
13.7
aSawicki, et al. 1962
        The average of total PAH concentrations for all cities
   listed in Table 14 is 46.4 ng/m .  However, these values
   were obtained from ambient air sampled in 1958-59 and probably
   have decreased during subsequent years.  If an 80 percent
   decrease of  total PAH concentration is assumed  (as in the
   case of BaP), the present ambient PAH concentration in the
   U.S.  urban  areas can be extrapolated as 9.3 ng/m .  Although
   the concentration of BaP and some other PAH might have decreased
   in past decades, the concentration of corenene and some
   other PAH may not have maintained the same trend.  This
   could be due to the higher number of automobiles in current
   use.  Therefore, this 80 percent decrease figure may or
   may not be  valid for all PAH.
         The concentrations of PAH  in recent years  in individual
   U.S.  cities have been determined by a number of authors.
   The lowest  and  highest  values of these determinations published
   during  the  period  1971-77  are shown in Table 15.
                                  C-32

-------
Compound
                               TABLE  15

           PAH Concentration Range in U.S. Cities Determined
                   by Various Authors  in Recent  Years
Concentration,
range, ng/m
Reference
NA
A
BaA
PA
FL

BbFL
BjFL
BkFL
P

BaP

BeP
IP
CH
PR
BPR
CR
0.052
0.068
0.18 -
0.011
0.10 -

0.1 -
0.01 -
0.03 -
0.18 -

0.13 -

0.9 -
0.03 -
0.6 -
0.01 -
0.2 -
0.2 -
- 0.350
- 0.278a
4.6
- 0.340
4.1

1.6
0.8
1.3
5.2

3.2

4.6
1.34
4.8
1.2
912
6.4
Krstulovic, et al. 1977
Lunde and Bjjrfrseth, 1977
Fox and Staley, 1976; Gordon, 1976
Krstulovic, et al. 1977
Fox and Staley, 1976; Hoffman
and Wynder, 1977
Gordon and Bryan, 1973
Gordon and 3ryan, 1973
Gordon and Bvyan, 1973
Fox and Staley, 1976; Gordon and
Bryan, 1973
Colucci and Begeman, 1971; Fox
and Staley, 1976
Gordon, 1976; Fox and Staley, 1976
Gordon, 1976; Gordon and Bryan, 1973
Gordon, 1976; Fox and Staley, 1976
Gordon and Bryan, 1973
Gordon and Bryan, 1973
Gordon and Bryan, 1973
 This  Norwegian  value  is  included  because no recent U.S.
 data  are  available.
                             C-33

-------
     The exact amount of human PAH intake from all modes



is difficult to determine because of the different modes



of inhalation due to smoking, occupational exposure, or



exposure to ambient air.  Considering only exposure to ambient



air, one needs an average PAH concentration in air in order



to determine the PAH intake through inhalation.  In the



absence of national average data for PAH equivalent to NASN



data on national average BaP levels, the yearly average



data for Los Angeles are used for the derivation of PAH



intake due to inhalation.  These values are given in Table 16.





                           TABLE  16



        Average Ambient PAH Concentration in U.S. and

           Daily Intake of PAH Through Inhalation
PAH
BaP
Ambient Cone. , ng/m
Inahaltion intake/day, ngc
0.
5.
5
0
Carcinogenic
PAHB
2.7
27.0
Total
10
109
PAH
.9
.0
aThese values are based on the study of Gordon, 1976.



 Carcinogenicity of PAH are derived from Natl. Acad. Sci. 1972


c                              3
 These values are based on 10 m  inhalation of air/day.





     It can be seen from Table 16 that the yearly intake



of total PAH, carcinogenic PAH, and BaP through inhalation



is 39.8 ug, 9.9 ug, and 1.9 ug, respectively.   It should



be recognized that these data are based on the average ambient



air concentration of one city and probably will not reflect



the true U.S. average.  It is noteworthy,  however,  that



the total ambient PAH concentration of 10.9 ng/m  derived
                               C-34

-------
from this work is very close to the earlier extrapolated
value of 9.3 ng/ra .
Dermal
     No direct information is available on the importance
of dermal absorption in total human exposure to PAH.  PAH
can be absorbed across the skin by animals.  For those humans
exposed to only ambient levels of PAH, dermal absorption
is not likely to be a significant route of entry.
                       PHARMACOKINETICS
     There are no data available concerning the pharmaco-
kinetics of PAH  in humans.  Nevertheless,  it is possible
to make limited  assumptions based on  the  results of  animal
studies conducted with several PAH, particularly BaP.  The
metabolism of PAH in human and animal  tissues has  been espe-
cially well-studied, and has contributed  significantly to
an understanding of the mechanisms of  PAH-induced  cancer.
Absorption
      The demonstrated  toxicity of PAH  by  oral and  dermal
administration  (Smyth, et al. 1962) indicates that they
are  capable of passage across epithelial  membranes.   The
high lipid  solubility  of compounds  in  this class supports
this observation.  Animal studies with structurally-related
PAH  such as benzo(a)pyrene  (BaP), chrysene, 7,  12-dimethylbenz-
 (a)anthracene (DMBA),  benz(a)anthracene,  and 3-methylcholan-
threne (MCA)  confirmed that  intestinal transport readily
occurs,  primarily  by  passive diffusion (Rees, et al. 1971).
 In addition,  there  is  ample  evidence  to indicate that benzo(a)-
                               C-35

-------
pyrene, and presumably other PAH, are easily absorbed through



the lungs  (Kotin, et al. 1969; Vainio, et al. 1976).



Distribution



     The tissue distribution and accumulation of PAH have



not been studied in humans.  It is known, however, that



several PAH  (e.g., benzo(a)pyrene, 7, 12-dimethylbenz(a)anthra-



cene, 3-methylcholanthrene, phenanthrene) become localized



in a wide variety of body  tissues following their absorption



in experimental rodents  (Kotin, et al. 1969; Bock and Dao,



1961; Dao, et al. 1959; Flesher, 1967).  Relative to other



tissues, PAH localize primarily in body  fat and fatty tissues



(e.g., breast)  (Schlede, et al. 1970a,b; Bock and Dao,  1961).



     Disappearance of BaP  from the blood and liver of rats



following a  single intravenous injection was very rapid



(Schlede, et al. 1970a).   The concentration of BaP in the



blood one minute after  a 10 jug injection was 193 + 29 ng;



after five minutes concentration of  BaP  in  the blood was



31 + ng.  Similarly, in the liver, the half-time  for BaP



disappearance was about ten minutes.   In both blood  and



liver, however,  the  initial rapid elimination phase  was



followed by  a slower disappearance phase,  lasting six hours



or more.   In the same experiment, disapperance of BaP from



the brain was slower than  from blood or  liver, and the  concen-



tration of BaP  in fat  increased  during  the  six-hour  observation



period.  Schlede and coworkers  (1970a) concluded  that a



rapid equilibrium-occurs for  BaP  between blood  and  liver,



and that rapid  disapperance from  the blood  is due to both



metabolism and  distribution into  tissues.   This  contention
                               C-36

-------
is supported by data (Schlede, et al. 19705) showing  that



pretreatment with BaP (which induces microsomal enzyme activity)



accelerates both the rate of BaP disappearance from all



tissues and the excretion of BaP metabolites into the bile.



The ability of BaP to stimulate its own metabolism may have



important implications for human situations, where lifelong



exposure to PAH is known to occur.



     With certain PAH,  passage into the fetus following



intragastric or intravenous administration to pregnant rats



has been variable (Shendrikova and Aleksandrov, 1974).



Metabolism



     In the past, the relative lack of chemical reactivity



for tumorigenic PAH has been puzzling in light of their



dramatic biological effects.  Early attempts to explain



the carcinogenicity of  various PAH utilized physico-chemical



calculations (Pullman and Pullman, 1955).   These early hypo-



theses were based on the assumption that those regions of



the molecule favoring substitution or addition reactions



would preferentially react with critical cellular target



sites to initiate a carcinogenic transformation.   This concept,



however, did not prove  successful for PAH.



     More recently it was learned that PAH  are metabolized



via enzyme-mediated oxidative mechanisms to form reactive



electrophiles (Lehr, et al.  1978).  For many of the PAH,



certain "bioactivated"  metabolites are formed having the



capability for covalent interaction with cellular constituents



(i.e., RNA, DNA, proteins)  and ultimately  leading to tumor



formation (see Effects  section).
                              C-37

-------
      The obligatory involvement of metabolic  activation



 for  the expression of PAH-induced carcinogenesis  has  prompted



 the  investigation of PAH metabolism in  numerous animal models



 and  human tissues.  From these studies  has  emerged  an under-



 standing of  the general mechanisms involved in PAH  biotrans-



 formation.   It is now known that PAH are  metabolized  by



 the  cytochrome P-450-dependent microsomal mixed-function



 oxidase (MFO)  system,  often designated  aryl hydrocarbon



 hydroxylase  (Conney,  1967;  Marquardt, 1976; Sims, 1976;



 Gelboin,  et  al.  1972) .   The activity of this  enzyme system



 is readily inducible  by exposure to chemical  and is  found



 in most mammalian tissues,  although predominantly in  the



 liver  (Bast, et al.  1976; Chuang,  et al.  1977; Andrews,



 et al.  1976; Cohn,  et  al. 1977;  Wiebel, et  al. 1975;  Grundin,



 et al.  1973; Zampaglione, et al.  1973).   The  MFO  system



 is involved  in the metabolism of endogenous substrates  (e.g.,



 steroids) and  the detoxification of many  xenobiotics.  Para-



 doxically, however,  the MFO system also catalyzes the formation



 of reactive  epoxide metabolites  from certain  PAH, possibly



 leading  to carcinogenesis in experimental mammals (Sims



 and Grover,  1974;  Selkirk,  et al.  1971, 1975; Sims, 1976;



 Thakker, et  al.  1977;  Levin,  et  al.  1977a;  Lehr, et al.



 1978; see Effects  section).   A second microsomal enzyme,



 epoxide hydrase,  converts epoxide  metabolites of PAH  to



vicinal glycols,  a process  which  may also play a critical



role in carcinogenic bioactivation.  Figure 1 presents a



schematic representation of  the  various enzymes involved



in activation  and  detoxification  pathways for BaP.  At present
                               C-38

-------
                     iENDOPLAT/.IIC
                       RETICULUMI
CYTOCHRO'ME P--J50
.MIXED - FUNCTION OXIDASE : MFO»
   E,-,r	SO
                GLUTATHIONE
               «1	BiP OXIDES
(DETC,..fiCATION   TRANSFERASE
   PF..-._;i.;CTSI       (CYTOSOLi
               -->  3.iP PHENOLS
                                    EPOXIDE
                                    HYDRASE
                                    iENOOPLASMIC
                                    RETICULUMI
                       V
                   S.iP QUINONES
-•» sulface?
   u'lucuronides
              nioi, EHOXIDES
              fOIItD UL i IMA IE
                             5..P DIHYDROOIOLti i PROPOSED PROXIMATE CAnCI\OG£\'S.'
                                          UDP--GLUCUROi\OSYL TRATsSFERASE
                                                       S.MIC KETICULUM/
         H,0-SOLU'JLE CONJUGATES
        (UETOXIrlCAVIO.N1 PHODUCTSi
         Figure 1.   Enzymatic pathways  involved  in  the
                       activation and  detoxification of BaP.
                                      C-39

-------
this also appears to be representative of the general mechanism



for PAH metabolism.



     A discussion of the metabolism of PAH  in mammalian



species, including man, is best approached  by examining



in detail the chemical fate of the most representative and



well-studied compound in the PAH class, namely BaP.  The



metabolism of BaP has been extensively studied in  rodents,



and the results of these investigations provide  useful data



which  can be directly compared to and contrasted wich the



results of more limited studies employing human  cells and



tissues.  Therefore, separate discussions are based  upon



the available experimental evidence  regarding PAH  metabolism



in  general,  and BaP  metabolism in particular, in both animals



and man.



     Metabolism of  PAH  in Animals:   The metabolites  of PAH



produced  by  microsomal  enzymes in mammals can arbitrarily



be  divided  into  two  groups on  the basis of  solubility.



In  one group are  those  metabolites  which can be  extracted



from  an aqueous  incubation mixture  by  an organic solvent.



This  group  consists  of  ring-hydroxylated products  such as



phenols and  dihydrodiols  (Selkirk,  et  al.  1974;  Sims, 1970),



and hydroxymethyl derivatives  of  those  PAH  having  aliphatic



side  chains, such as 7,  12-di-methylbenz(a)anthracene  (Boyland



and Sims,  1967)  and 3-methylcholanthrene  (Stoming, et al.



 1977;  Thakker,  et al.  1978).   In  addition  to the hydroxylated



metabolites are quinones,  produced  both enzymaticallv by



microsomes and non-enzymatically  by air oxidation  of phenols.



 Labile metabolic intermediates such as epoxides  can  also
                               C-40

-------
 be found in this fraction (Selkirk,  et  al.  1971;  Sims  and



 Grover,  1974;  Selkirk,  et al.  1975;  Yang,  et  al.  1978).



      In  the second  group of  PAH metabolites are  the  water



 soluble  products remaining after extraction with  an  organic



 solvent.   Many of these derivatives  are formed by reaction



 (conjugation)  of hydroxylated  PAH metabolites with glutathione,



 glucuronic acid,  and  sulfate.   Enzyme systems involved in



 the  formation  of water-soluble metabolites  include glutauhione



 S-transferase,  UDP-glucuronosyl transferase,  and  sulfotrans-



 ferases  (Bend,  et al. 1976;  Jerina and  Daly,  1974; Sims



 and  Grover,  1974).  Conjugation reactions  are believed to



 represent  detoxification  mechanisms  only,  although this



 group of derivatives  has  not been rigorously  studied.



     The metabolite profile  of BaP which has  recently  been



 expanded and clarified  by  the  use of high  pressure liquid



 chromatography  is depicted in  Figure 2.  This composite



 diagram shows  three groups of  positional isomers,  three



 dihydrodiols,  three quinones,  and several phenols.   The



 major BaP metabolites found  in microsomal  incubations  are



 3-hydroxy-BaP,  1-hydroxy-BaP,  7-hydroxy-BaP,  and  9-hydroxy-



 BaP.  The BaP-4,5-epoxide  has  been isolated and identified



 as a precursor of the BaP-4,5-dihydrodiol.  Other  studies



 indicate that epoxides are the  precursors of  the  7,8-dihydro-



 diol and 9,10-dihydrodiol as  well.   Considerable  evidence



 has recently become available  which  implicates the diol



 epoxide,  7$,8
-------
n
i
*>
NJ
               6,12-0
          MO, -  I' ''I01
            I-.VK-I' >]

   V"        '9-OH
                                           Hljnf6]nj  ?
                            i-oi-
— [2,3-epox
w L
                                         , -JUI&J
9,10-cpox    9. 10-diol
                                                        7,8,9,10-tclroi]
                                                                                   ?
                        3-OH
           BENZO(a)PYRENE

            /I

            6-OH-Me

 IQTOl j:n ~~~~ I'Ol1.-^
     11  i'"\          ' f
                   Oli

  4,5-epox      4,5-diol
x?,8-epox


 9,10-epox
                   IfiNOXY
                 RADICAL
                                ,JM

                              6 -OH
                              I "loVor' —M.J "l^^Jul'  — p.S-diol-S.IO-epox]
                              )-»r "     "^ ,;OH -

                               /i8-epox      7,8-diol
                                             7-OH
                            CONJUGATES
                          BOUND  MACROMOLECULES
                                  DNA

                                  i\'NA
                              Figure 2.  Metabolites of  Benzo(a)pyrene

-------
     Since the resonance properties of PAH make ring openings
difficult, enzymatic attack in the microsomes funcfions
to open double bonds and add an oxygen-containing moiety,
such as a hydroxyl group, to give it more solubility in
aqueous' media (e.g., urine) and thus facilitate removal
from the body.  In the formation of metabolic intermediates
by oxidation mechanisms, relatively stable PAH are converted
to unstable products (i.e., epoxides).  Thus, nucleophilic
attack of this reactive  intermediate, through the formation
of a transient carbonium ion, would be greatly enhanced.
Arylations of this type  are common to many classes of carcino-
genic chemicals.  Therefore, the microsomal cytochrome P-450-
containing MFO system and  epoxide hydrase play a critical
role in both  the metabolic activation and detoxification
of many PAH.
     Various  forms of liver microsomal cytrochrome P-450
can be  isolated from animals treated with different enzyme
 inducers  (Wiebel, e't al. 1973; Nebert and Felton, 1976;
Conney, et al. 1977; Lu, et al. 1978).  Moreover, the meta-
bolite  profiles of  BaP  can be qualitatively altered depending
on  the  type  of cytochrome  P-450 present  in  the  incubation
mixture (Lu,  et al.  1976;  Weibel, et al.  1975).  This observa-
 tion  has  important  implications  in considering  the carcinogenic
 action  of- certain PAH toward  tissues  from animals of different
 species,  sex, age,  nutritional  status, and  exposure  to enzyme-
 inducing  chemicals.   Limited  evidence  is  also  available
 indicating that multiple forms  of  epoxide hydrase exist
                               C-43

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among animals species, which may also influence the pattern
of PAH metabolism with respect to carcinogenic bioactivation
(Lu, et al. 1978).
     Comparative Metabolism of PAH in Animals and Man:   An
important consideration in evaluating the health hazards
of PAH is whether metabolism in various animal tissues and
species is indicative of the pattern of PAH metabolism in
the target organs of humans.  Moreover, it is essential
to determine whether differences occur in the metabolism
of PAH by:  (a) different tissues in the same animal; and
(b) different animals of the same species.
     Numerous studies have shown the qualitative and quantita-
tive differences exist in the metabolism of BaP by different
tissues and animal species  (Sims, 1976; Leber, et al. 1976;
Wang, et al. 1976; Pelkonen, 1976; Kimura, et al. 1977;
Selkirk, et al. 1976).  For the most part, however,  interspecies
extrapolations of qualitative patterns of PAH metabolism
appears to be a valid practice.  On the other hand, marked
differences in patterns of tissue-specific metabolism may
prevent the reliable extrapolation of data from hepatic
to extrahepatic  (i.e., target organ) tissues.  These difference
may also exist in human tissues  (Conney, et al. 1976).
     Freudenthal and coworkers  (1978) recently examined
the metabolism of BaP by lung microsomes  isolated  from  the
rat, rhesus monkey, and man.  Metabolite profiles  obtained
by high pressure liquid chromatography are shown  in  Figure
3.  Their results confirmed previous observations  regarding
the existence of considerable  individual  variation in  BaP

-------
metabolism among samples from the same species.  In addition,
it was apparent that qualitative and quantitative inter-
species variation also existed (Table 17).  Nevertheless,
the qualitative differences between man and the other animal
species were by no means dramatic, and probably do not com-
promise the validity of extrapolations concerning PAH metabolism,
     The metabolite pattern obtainted for BaP in human lympho-
cytes is similar to that obtained with human liver microsomes
(Selkirk, et al. 1975), and human lymphocytes (Booth, et
al. 1974).  However, in cultured human bronchus (24 hrs.)
and pulmonary alveolar macrophages an absence of phenols
(i.e., 3-hydroxy-BaP)  and paucity of quinones were observed
(Autrup, et al. 1978).  Instead,  a relative abundance of
the trans-7,8-diol metabolite of BaP was demonstrated.
This result is noteworthy in light of the possiblity that
the 7,8-diol is capable of further oxidative metabolism
to an ultimate carcinogenic form of BaP.  It is not known
whether a longer incubation period would have changed the
pattern of metabolite formation.
Excretion
     There is no direct information available concerning
the excretion of PAH in man.  Limited inferences can be
drawn from animal studies with PAH, however.
     As long ago as 1936, researchers recognized that various
PAH were excreted primarily through the hepatobiliary system
and the feces (Peacock, 1936; Chalmers and Kirby,  1940).
However, the rate of disappearance of various PAH from the
body, and the principal routes of excretion are influenced
                              C-45

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                                                   TABLE 17

                          Metabolite Percentages of BP Metabolites from Rat, Rhesus,
                          and Human Lung Microsomal Assays  (Freudenthal,  et al.  1978)
I
>
Tl
Metabolite percentages
(pmoles metabolite/pmoles total metabolites x

Metabolite
Pre-9,10
9,10-Diol
A
U (B)
4,5-Diol
7,8-Diol
1 , 6-Dione
3,6-Dione
6 ,12-Dione
9 -OH
3 -OH

1

9.7

4.4
8.3
5.3
4.4
7.8
6.8
12.6
40.8
Rata
2

6.3

3.4
9.2
5.2
7.5
8.0
8.6
11.5
40.2

3

9.6

2.9
8.3
8.0
8.3
9.9
8.6
3.5
41.1

1

2.7
1.5
6.9
9.0
4.2
11.4
14.5
11.8
7.3
30.8
Rhesus
2
3.0
4.6


9.2
8.6
14.8
16.0
8.0

35.9

3
5.3
2.6

7.7
7.7
5.1
12.8
20.5
15.3

23.1

1



8.9
4.1

24.9
22.5
22.5
5.7
11.4
100)
Man
2

7.1

3.9

15.0
11.6
13.8
18.3
6.2
24.0

b,c
3

6.0

7.5

13.3
12.6
19.2
27.4

13.9


4



30.0

9.9
4.4
8.5
15.7
8.5
22.9
     ^Lungs of 5 rats pooled for each group.
      Determinations made on lung samples from separate individuals.
     GWith the exception of subject 4, activity determinations were
     ,made using microsomes which had been stored at -84 C.
      The structural characteristics of unknown, U, may differ between
      species.

-------
both by structure of the parent compound and the route of
administration (Heidelberger and Weiss,  1951;  Aitio,  1974).
Moreover, the rate of disappearance of a PAH (i.e.,  benzo(a)-
pyrene) from body tissues can be markedly stimulated by
prior treatment with inducers of microsomal enzymes  (e.g.,
benzo(a)pyrene, 7, 12-dimethylbenz(a)anthracene, 3-methylcholan-
threne, chrysene) (Schlede, et al. 1970a,b).  Likewise,
it has been shown that inhibitors of microsomal enzyme activity,
such as parathion and paraoxon, can decrease the rate of
BaP metabolism in certain animal tissues (Weber, et al.
1974).  From the available evidence concerning excretion
of PAH in animals, it is apparent that extensive bioaccumulation
is not likely to occur.
                           EFFECTS
Acute, Sub-acute, and Chronic Toxicity
     The potential for PAH to induce malignant transformation
dominates the consideration given to health hazards resulting
from exposure.  This is because toxic effects are not  usually
produced by many PAH until doses are well  into the carcinogenic
range.  Although the emphasis on carcinogenicity is certainly
justified when dealing with public health  issues concerning
PAH, one must recognize that non-neoplastic lesions may
also result from environmental and occupational contact.
Such effects can be seen with low doses of carcinogenic
PAH and with those compounds which possess no  tumorigenic
activity.
     As long ago as 1937,  investigators knew that carcinogenic
PAH, produced systemic toxicity as manifested  by an  inhibition
                              C-47

-------
of body growth in rats and mice  (Haddow, et al.  1973).
Tissue damage resulting  from the administration  of various
PAH to experimental animals is often widespread  and  severe,
although selective organ destruction may occur  (e.g., adrenal
necrosis, lymphoid tissue damage).  Few investigators, however,
have attempted to ascertain the molecular mechanism  of PAH-
induced cytotoxicity.  Nevertheless, current opinion favors
the concept  that normally proliferating tissues  (intestinal
epithelium,  bone marrow, lymphoid  organs, testis) are preferred
targets for  PAH, and  this susceptibility may be  due  to a
specific attack on DNA of cells  in the S phase of the mitotic
cycle  (Philips, et al. 1973).  Additional factors which
may have an  important bearing  on  the adverse effects resulting
from  PAH exposure are primary  and  secondary alterations
in  enzyme  activity and  immunologic competence.   Moreover,
these toxicant-induced changes may play an  important role
in  the eventual  induction of  neoplasia.
      Target  organs  for  the  toxic  action of  PAH are diverse,
due partly to extensive  distribution  in the body and also
to  the selective  attack  by  these  chemicals  on proliferating
cells.  Damage to the hematopoietic and lymphoid systems
 in  experimental  animals  is  a particularly common observation.
Yasuhira (1964)  described  severe degeneration of the thymus
 and marked reduction in  weight of the  spleen and mesenteric
 lymph nodes of CF1  Swiss and C57BL mice given  a  single  intra-
 peritoneal injection of  MCA (0.3 to 1.0 mg) between  12  hours
 and 9 days after birth.   Degeneration  of  young  cells in
 tha bone marrow and retardation of thyroid  gland development
                               C-48

-------
 were also noted.   Newborn  mice  were  highly  susceptible  to
 the toxic effects  of  MCA,  with  many  animals dying  from  acute
 or chronic wasting disease following treatment.  Among  surviving
 CF1 mice,  numerous thymomas eventually  developed;  none  were
 evident,  however,  in  C57BL mice despite serious  thymic  damage.
      DMBA is  well-known  for its effects on  the bone  marrow
 and lymphoid  tissues.  With single feedings (112 or  133
 mg/kg B.W.) to  female Sprague-Dawley rats,  age 50  days,
 DMBA induced  pancytopenia  by causing a  severe depression
 of hematopoietic and  lymphoid precursors  (Cawein and Sydnor,
 1968).  Maturation arrest  occurred at the proerythroblast
 levels; no injury  to  the stem cells  or  the  formed  elements
 in the peripheral  blood was evident.  The fact that  only
 the more  rapidly proliferating  hematopoietic elements were
 vulnerable to attack  by DMBA led  the authors to  suggest
 that  inhibition of DNA replication may  be involved in the
 toxicologic response.
      Philips and coworkers  (1973) provided  strong  support
 for  the argument that DMBA-induced cytotoxicity  is mediated
 via  an interaction  with DNA.  Female Sprague-Dawley  rats
 receiving  300 mg/kg B.W. DMBA orally and male rats receiving
 an  intravenous injection of  50  mg/kg  B.W. DMBA displayed
 injury to  the intestinal epithelium,  extreme atrophy of
 the hematopoietic  elements,  shrinkage of lymphoid  organs,
 agranulocytosis, lymphopenia, and progressive anemia.   Mortality
among rats receiving DMBA by gastric  intubation  (females)
was about 65 percent.   In rats given  50 mg/kg B.W. DMBA
                                14
intravenously, incorporation of   C-labeled  thymidine into
                              C-49

-------
DNA of small and  large  intestine, spleen,  bone marrow,



cervical lymph nodes, thymus, and testis was significantly



inhibited.  This  inhibition was as high as 90 percent  in



several organs at six hours, and indicated a strong  inhibition



of DNA synthesis.  Consequently, the authors postulated



that DNA in S phase cells is particularly  susceptible  to



DMBA attack.  This phenomenon probably applies for other



carcinogenic PAH as well.



     Another lesion, characteristic of that produced by



X-rays, is the severe testicular damage induced by DMBA



in rats (Ford and Huggins, 1963).  Single  intravenous  injections



of DMBA (0.5 to 2.0 mg) given to adolescent (25 days of



age) rats caused transient degenerative changes in the testis



which were most evident 38 to 40 days after treatment.



Essentially the same effects were produced in adult rats,



age 60 days, given DMBA orally  (20 mg)  and intravenously



(5 mg).  Lesions of the testes were highly specific and



involved destruction of spermatogonia and resting spermatocytes,



both of which are the only testicular cells actively syn-



thesizing DNA.  Neither the remaining germinal cells nor



the interstitial cells were damaged by DMBA.   Surprisingly,



no testicular damage was produced by single feedings of



BaP (100 mg), MCA (105 mg),  or 2-acetoaminophenanthrene



(40 mg).



     For many years researchers have known that the application



of carcinogenic polycyclic hydrocarbons to mouse skin leads



to the destruction of sebaceous glands, hyperplasia,  hyper-



keratosis, and even ulceration  (Bock,  1964).   Sebaceous
                               C-50

-------
glands are the skin structures most sensitive to polycyclic
hydrocarbons, and assay methods for detection of carcinogens
have been based on this effect.  Although a good correlation
can be obtained between carcinogenic activity and sebaceous
gland suppression for many PAH  (e.g., MCA, DMBA, BaP, DBA,
benz(a)anthracene), such an effect is neither necessary
nor  sufficient for carcinogenesis.  However, workers  exposed
to PAH-containing materials such as coal tar, mineral oil,
and  petroleum waxes are known  to show chronic dermatitis,
hyperkeratoses, etc.   (Hueper,  1963; Natl. Acad. Sci. 1972),
though the possible significance of these skin  disorders
to human  cancer is not known.
      In  female animals, ovotoxicity has been reported to
result from  the administration of  PAH.  DMBA was shown  to
cause  the destruction  of  small oocytes and  to reduce  the
numbers  of growing and large oocytes after  oral administration
 to mice  (Kraup, 1970).  More recently a report  was  published
 that destruction  of primordial oocytes in mice  by  injection
of MCA was correlated  with  the genetic capability  for PAH-
 induced  increases in  ovarian aryl  hydrocarbon hydroxylase
 activity (Mattison  and Thorgeirsson, 1977).  Thus,  the  ovarian
 metabolism of PAH and  ovotoxicity  are apparently  linked
 and  are  under genetic  control.
      A toxic reaction which is apparently  unique  to DMBA
 is  the selective  destruction of the  adrenal cortex  and  induc-
 tion of  adrenal  apoplexy  in rats (Boyland,  et  al.  1965).
 Adrenal  apoplexy, increased adrenal  gland  weight,  and increased
 adrenal hemoglobin content were induced  in female  Sprague-
                               C-51

-------
Dawley rats by a single intragastric dose of 30 mg DMBA.
The same amount of adrenal damage could be produced by a
5 mg dose of the principal DMBA oxidative metabolite, 7-
hydroxymethol-12-methylbenz(a)anthracene.  Other DMBA metabolites
produced no adrenal damage, thus indicating that a specific
reactive intermediate may be responsible for this phenomenon.
     Repeated injections of benz(a)anthracene derivatives
to mice and rats have produced gross changes in the lymphoid
tissues.  Early investigators administered DBA, benz(a)anthra-
cene, and anthracene to mice in weekly subcutaneous injections
for 40 weeks (Hoch-Ligeti, 1941).  Analysis of lymph glands
removed at weekly intervals showed an increase of reticulum
(stem) cells and an accumulation of iron in all treatment
groups.  Lymphoid cells were reduced and lymph sinuses dilated
in all groups, although these effects were more common in mice
receiving DBA.  The weights of the spleens in mice treated
with DBA were significantly reduced in comparison to controls
and those animals receiving benz(a)anthracene or anthracene.
     A more detailed study on the  effects of repeated  adminis-
tration of DBA on lymph nodes of male rats was reported
in 1944  (Lasnitzki and Woodhouse,  1944).  Subcutaneous injections
given five times weekly for several weeks caused normal
lymph nodes to undergo hemolymphatic changes.  These changes
are characterized by the presence  of extravascular red blood
cells in the lymph spaces and the  presence of  large  pigmented
cells.  These changes were not observed  by Hoch-Ligeti  (1941)
in mice, but could be produced in  rats by BaP  and MCA  in
addition to DBA.  The non-carcinogen, anthracene, on the
                               C-52

-------
other hand, did not produce as dramatic  a  change  in  the



lymph nodes of rats.



     In light of the concern over PAH-induced  neoplasms



of the respiratory tract, an understanding of  early  pathological



alterations and pre-neoplastic lesions in  this tissue  has



particular significance.



     In a study conducted by Reznik-Schuller and  Mohr  (1974),



BaP-induced damage to the bronchial epithelium of Syrian



golden hamsters was examined in detail using semithin  (1



jum) tissue sections.  Animals were treated intratracheally



with 0.63 mg BaP (total dose) dispersed  in a solution  of



saline, dodecylsulfate, Tris-HCl, and EDTA once weekly for



life.  Animals were serially sacrificed  at weekly intervals



following the first month of treatment,  and semithin sections



of the bronchi were examined microscopically.   In the  first



animals sacrificed, minimal focal cell proliferation in



the area of the basement membrane was evident  in  the bronchial



epithelium.  By 7 weeks, cytoplasmic vacuolization of  both



goblet and ciliated cells had occurred.  Epithelial  and



basal cell proliferation continued for several  weeks and



led to the formation of three- to four-layered  hyperplastic



regions by the llth week.  Epithelial cells began to penetrate



through the basement membrane by the 12th week, and  within



2 or more weeks the bronchial epithelium began  to continuously



grow into the surrounding lung tissues.  Microscopic broncho-



genie adenomata had developed by the 20th week.   These tumors



consisted primarily of ciliated cells and goblet  cells,



with only a few basal cells present.  The apparently small
                               C-53

-------
 amount of basal cell proliferation may have  been  the  reason
 why squamous metaplasia was not observed  by  the time  the
 experiment had ended after 21 weeks.   Squamous metaplasia
 and keratinization were found in the  trachea, but not in
 the bronchi, after 21 weeks of treatment.  Although these
 investigators found no increase in the number of  alveolar
 macrophages, others have reported numerous alveolar macrophage
 responses in BaP-treated hamsters as  well as focal areas
 of  accumulated macrophages containing a yellow pigment  having
 unknown biological significance (Henry, et al. 1973;  Saffiotti,
 et  al.  1968).
      Epithelial proliferation and cell hyperplasia in the
 absence of  necrosis and/or marked inflammation is a common
 observation in the tracheobronchial mucosa of animals directly
 exposed to  carcinogenic PAH.   This phenomenon was shown
 with  repeated  exposures of DMBA,  BaP,  and dibenzo(a,i)pyrene
 in  hamsters (Reznik-Schuller  and  Mohr,  1974; Saffiotti,
 et  al.  1968;  Stenback  and  Sellakumar,  1974a,b).
      Numerous  investigators have  demonstrated that carcinogenic
 PAH can produce an immunosuppressive  effect.  This effect
 was first observed by  Malmgren, et al.  (1952) using high
 doses of MCA and DB(a,h)A  in  mice.  Subsequent studies esta-
 blished  that single  carcinogenic  doses  of MCA, DMBA,  and
 BaP caused  a prolonged  depression of  the immune response
 to sheep red blood  cells  (Stjernsward,  1966, 1969).   Noncarcino-
genie hydrocarbons  such  as  benzo(e)pyrene and anthracene
 reportedly  had  no  immunosuppressive activity.  In a recent
review on irnmunosuppression and chemical carcinogenesis,
                              C-54

-------
substantial evidence was  presented to indicate that the
degree of immunosuppression was correlated with carcinogenic
potency for PAH (Baldwin, 1973).   Both cell-mediated and
humoral immune reactions  are affected by PAH.
Synergism and/or Antagonism
     It is well-known that the development of PAH-induced
tumors in epithelial and  non-epithelial tissues can be altered
by: (1) components in the diet, (2)  inducers and inhibitors
of microsomal enzymes, (3) other co-administered noncarcinogenic
or weakly carcinogenic chemicals,  and (4) the vehicle used
to deliver a carcinogenic PAH to experimental animals.
These factors tend to complicate the extrapolation of animal
dose-response data to human situations.  On the other hand,
these observations in animals reinforce the belief that
similar interactions occur with regard to the action of
PAH in humans.
     Early studies conducted by Falk and coworkers  (1964)
indicated that the carcinogenic effect of BaP on subcutaneous
injection in mice could be markedly inhibited by the simul-
taneous administration of various noncarcinogenic  PAH.
Similarly, they showed that neutral extracts of particulate
air pollutant fractions also produced inhibitory effects
on BaP-induced tumorigenesis.  However, when Pfeiffer  (1973,
1977)  conducted similar studies with BaP and DBA in  the
presence of 10 noncarcinogenic PAH, no  inhibitory  effect
was evident.  Moreover, an increased tumor yield resulted
from injection of mixtures containing increasing amounts
of the components.  This  effect, however, was  less dramatic
                               C-55

-------
than if BaP were administered alone, and it paralleled  the
dose-response curve for DBA acting singly.
     Many studies on cocarcinogenesis have been concerned
with the identification of tumor accelerating substances
present in cigarette smoke.  These compounds are generally
tested for cocarcinogenic activity by repeated application
to mouse skin together with low doses of BaP.  A positive
response would be obtained in cases where the tumor yield
of the combination  exceeds that produced by either agent
alone at the same doses.  Van Duuren and coworkers  (1973,
1976) established that a  pronounced cocarcinogenic effect
could be obtained with catechol and the noncarcinogens,
pyrene, BeP, and benzo(g,h,i)perylene.  Doses of 12,  15,
21,  and 2,000 jug of these compounds, respectively, were
applied three times a  week for 52 weeks to female  ICR/Ha
Swiss mice.  Each animal  also received 5 jug of BaP  in 0.1
ml acetone  with  each dose of test substance.  Although  phenol
has  been  regarded as a tumor-promotor  in the two-stage  carcino-
genesis sytem  (Van  Duuren, 1976), this compound has a slight
 inhibitory  effect on BaP  carcinogenesis when administered
 in combination.  These results,  therefore, indicated  that
 tumor-promotors  and cocarcinogens may  not have the  same mode
 of  action,  and  that the  two  terms should not be used  inter-
 changeably.   Other  PAH (e.g.,  fluoranthene, pyrene, pyrogallol)
 also possess cocarcinogenic  activity  but have  no  tumor-promoting
 activity  (Van Duuren,  1976).  Additional studies by Schmeltz,
 et  al.  (1978)  established that  most of  the naphthalenes
 found in  cigarette  smoke have  an inhibitory  effect on skin
                               C-56

-------
 tumorigenesis (250 >ug,  three  times a week)  as induced by
 BaP (3 /jg,  three times  a  week).   On the other hand,  several
 of the alkylnaphthalenes  tested  (dimethyl-,  trimethyl-,
 tetramethyl-)  enhanced  the  carcinogenic activity of  BaP
 on mouse skin.
      Numerous investigators have  shown  that  antioxidants
 are effective inhibitors  of PAH-induced tumor development.
 This action has  been  demonstrated with  selenium (Shamberger,
 1970;  Shamberger and  Rudolph,  1966;  Riley,  1969),  dl-«-toco-
 pherol (Vitamin  E)  (Shamberger, 1970; Shamberger and Rudolph,
 1966),  and  ascorbic acid  (Shamberger, 1972)  in mice  treated
 with DMBA and  croton  oil.   The carcinogenic  action of MCA
 has been reduced by tocopherol-rich  diets  in rats  and mice
 (Jaffe,  1946;  Haber and Wissler,  1962).  The antioxidant
 food additives butylated  hydroxytoluene (BHT),  ethoxyquin,
 and butylated  hydroxyanisole  (BHA)  have inhibited  lung,
 breast,  and gastric tumor formation  induced  in rats  and
 mice by  various  carcinogens in the  diet (Wattenberg,  1972,
 1973; Wattenberg, et  al.  1976).   The  sulfur-containing
 antioxidants disulfuram,  dimethyldithiocarbamate,  and benzyl
 thiocyanate, inhibited DMBA-induced mammary  cancer in rats
 when they were added  to the diet;   in  the mouse,  disulfuram
 prevented the formation of  forestomach  tumors  induced by
 BaP  in the diet,  but  had  no effect on BaP-induced  pulmonary
 adenoma  (Wattenberg,  1974).   The agricultural  herbicide,
maleic hydrazide, and its precursor, maleic  anhydride, can
 inhibit the initiating activity of DMBA in the mouse  skin
 two-stage carcinogenesis system (Akin,  1976) .
                              C-57

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     Rahimtula and coworkers  (1977) examined the abilities



of several antioxidants to affect BaP hydroxylation by rat



liver microsomal mixed-function oxidases.  Their results



indicated that antioxidants can markedly inhibit BaP hydroxyla-



tion by an apparently direct action on microsomal oxidation



mechanisms.  Furthermore, all of the antioxidants tested



reduced the bacterial mutagenicity of BaP in the presence



of rat liver microsomes and cofactors.  The authors suggested



that antioxidants may exert their protective effect ir\ vivo



by inhibiting the formation of carcinogenic intermediates



from PAH.  This conclusion, however, seems to conflict with



data indicating that inducers of increased BaP hydroxylase



activity can also inhibit tumor formation (Wattenberg and



Leong, 1970).  However, flavones are also inhibitors of



BaP metabolism in vitro, thereby indicating that their specific



effects depend upon how and where they are used.  These



investigators found that several synthetic and naturally



occurring flavones when incorporated in the diet (3 to 5



mg/g) or applied to the skin caused a profound increase



in BaP hydroxylase activity in the small intestine and skin,



respectively.  In addition, pulmonary adenoma formation resulting



from oral administration of BaP was totally prevented, and



skin tumors initiated by BaP application to mice were signifi-



cantly reduced (?50 percent)  by treatment with the synthetic



flavone, ^-naphthoflavone.  Pulmonary tumor formation was



also reduced 50 percent by incorporation of the naturally



occurring flavone, quercetin pentamethyl ether, into the



diet.  Sullivan and coworkers (1978) recently demonstrated
                               C-58

-------
that BHA,  BHT, phenothiazine, phenothiazine methosulfate,
and ethoxyquin can all reduce the quantitative yield of
BaP metabolites in incubations with rat liver microsomes.
The possibility that only specific components of the drug
metabolizing enzyme system may be induced by antioxidants
has not been fully explored.
     In addition to flavones, other naturally occurring
compounds have exhibited protective effects against PAH-
induced tumor formation.  Vitamin A has clearly been shown
to play a role in reducing carcinogen-induced tumors  (Nettesheim,
et al. 1975; Cone and Nettesheim, 1973; Chu and Malmgren,
1965; Smith, et al. 1975).  Nettesheim and Williams  (1976)
recently examined whether inadequate vitamin A consumption
may predispose individuals  to carcinogenesis, or whether
increased vitamin A intake  exerts a protective effect  against
neoplasia.  They found  that a diet deficient in vitamin
A  increased the formation of MCA-induced metaplastic lung
nodules in  female Fisher  344 rats, even though adequate
amounts of  the vitamin  were  stored in  the  liver.  On the
other  hand, moderate  amounts of  the vitamin A added  to the
diet  markedly  reduced the development  of MCA-induced lesions
of the  lung.   High doses  of  the  vitamin given intragastrically
provided  no additional  protection, however.
      Further  studies  on naturally occurring antineoplastic
compounds were recently reported by Wattenberg  (1977).
Benzyl  isothiocyanate and phenethyl isothiocyanate,  both
 found in  cruciferous  plants such as cabbage, brussel  sprouts,
 cauliflower,  etc.,  inhibited DMBA-induced  mammary cancer
                               C-59

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in Sprague-Dawley rats.  When added to the diet together
with DMBA, these compounds inhibited the development of
forestomach tumors and pulmonary adenomas in female ICR/Ha
mice.  Similar anticarcinogenic actions were obtained when
BaP was incorporated into the diet.  These results lead
to interesting speculation regarding the role and importance
of diet in human susceptibility to environmental carcinogens.
In cases where dietary consituents can alter the metabolism
of xenobiotics such as PAH, then the anticarcinogenic effect
may result from an alteration of steady state levels of
activated versus detoxified metabolites.
     Studies have shown that not only can specific substances
in the diet affect the response to carcinogens, but decreased
protein content in the diet may also decrease the activation
of carcinogens  (Czygan, et al. 1974) .  The feeding of protein-
deficient diets to male mice decreased liver weights, and
reduced cytochrome P-450 content in the total liver.  Diets
deficient in both protein and choline produced even  further
reductions in liver weight and cytochrome P-450 content..
Liver microsomes isolated from these animals displayed  a
decreased ability to activate dimethylnitrosamine  to  a  mutagen
 (in the Ames Salmonella test system), which paralleled  the
reduction in cytochrome P-450 content produced by  the diet.
Conversely, the inactivation of the direct-acting  (ultimate)
carcinogen N-methyl-N'-nitro-N-nitrosoguanidine was  reduced
in liver microsomes  from mice receiving  a protein-deficient
diet.
                               C-60

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     In humans fed charcoal-broiled beef, the metabolism



of the drug phenacetin was enhanced; in pregnant rats a



similar diet stimulated the activity of AHH in the placenta



and liver (Conney, et al. 1977a,b).   Further studies showed



that high-protein diets enhanced the metabolism of antipyrene



and theophylline in man, while a high-carbohydrate diet



depressed the rate of metabolism of  these drugs.  Additional



agents in man's environment which inhibit AHH activity include



certain organophosphate pesticides,  piperonyl butoxide,



carbon tetrachloride, ozone, carbon  monoxide, nickel carbonyl,



and nickel, tin, cobalt, and other metals (Conney, et al.



1977a,b).  It is not known whether exposure of humans to



these agents may affect susceptiblity to cancer formation



(see Criterion Formulation section).



Teratogenicity



     No information is available concerning the possible



teratogenic effects of PAH in man.  Furthermore,  only limited



data are available regarding the teratogenic effects of PAH



in experimental animals.



     BaP had little effect on fertility or the developing



embryo in several mammalian and non-mammalian species (Rigdon



and Rennels, 1964; Rigdon and Neal,  1965).  On the other



hand, DMBA and its hydroxymethyl derivatives apparently



are teratogenic in the rat (Currie,  et  al. 1970;  Bird,  et



al. 1970).  However, DMBA is not generally regarded as  an



environmental contaminant.
                              C-61

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 Mutagenicity


      No reliable way presently exists to measure whether


 PAH may induce heritable mutations in humans.   However,


 the concept that carcinogenesis is an expression of  an  altera-


 tion in the genetic material of a cell (i.e.,  somatic mutation)


 implies that a formal relationship exists between mutagenesis


 and carcinogenesis (Nery,  1976; Miller,  1978).   The  results


 obtained with several in vitro mutagenesis test systems,


 particularly the Ames Salmonella typhimurium assay,  support


 the belief that most carcinogenic chemicals are mutagenic


 as  well.   For PAH,  the Ames assay has been very effective


 in  detecting those parent  structures  and thei"  biotransforma-


 tion products which possess carcinogenic activity (McCann,


 et  al.  1975;  Teranishi,  et al.  1975;  McCann and Ames, 1976;


 Sugimura,  et al.  1976;  Wislocki,  et al.  1976b;  Wood, et


 al.  1976a;  Tokiwa,  et al.  1977; Brookes,  1977).   The Ames


 assay,  however,  may not  be 100  percent effective in  detecting


 all  PAH carcinogens.


      The  availability of Salmonella typhimurium strains


 for  the detection  of  chemically induced  mutations and the


 use  of  microsomal  preparation  to provide metabolic activation,


 has  made  possible  an  investigation of the mechanisms of


 PAH-induced  mutagenesis.   In particular,  an exhaustive  survey
                                                           )

 of  the  mutagenicity of all the  possible  oxidative metabolites


 of BaP  has  helped  to  confirm the  belief  that diol epoxide


 intermediates  are  the ultimate  mutagens/carcinogens derived


 from  PAH  (Jerina, et  al. 1976;  Wood,  et  al. 1976a,b; Wislocki,


 et al.  1976a,b; Thakker, et al.  1976;  Levin, et  al.  1977a,b).


These results  are summarized in Table 18.
                              C-62

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     Further examination of the mutagenic activity of PAH
and their derivatives has been conducted in mammalian cell
culture systems.  These systems operate with concentrations
of test compounds which are lower than those used in the
Ames assay.  This work has been conducted primarily with
Chinese hamster cell lines, either V79 cells derived from
male lung tissue or CHO cells derived from the ovary.  These
cells, however, do not possess a microsomal enzyme system
and thus co-cultivation with lethally irradiated rodent
embryo cells which retain metabolic activity is required
for testing of PAH.
     Using this system, Huberman and Sachs  (1974, 1976)
demonstrated that a number of carcinogenic PAH produced
forward mutations involving three genetic markers:   (1)
ouabain resistance;  (2) temperature sensitivity; and  (3)
8-azaguanine resistance.  Noncarcinogenic PAH such as BeP,
phenanthrene, and pyrene were not mutagenic.  In addition,
studies by Huberman  indicated that a correlation could  be
shown between the degree of carcinogenicity and the  frequency
of induced somatic mutations  (Huberman,  et  al. 1977).   The
demonstration that covalent binding of carcinogenic  PAH
with DNA of V79 cells was the same as occurs ir± vivo further
strengthed the argument that genetic interaction  (i.e.,
somatic mutation or  gene depression) may be involved in
tumor formation  (Newbold, et al. 1977).
     The use of Ch-inese hamster V79 cells  to test  the muta-
genicity of BaP metabolites has contributed significantly
                               C-63

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                                               TABLE  18
                  Comparison of Inherent Mutagenic Activity of Thirty
        in Salmonella typhimurium TA98 and in Chinese Hamster V79 Cells
                                                                    Derivatives
                                                                    (Jerina,  et al.  1976)
o
i
cr>
                                                                          Relative % activity
                      Compound
                                                                 Strain TA98
                                         V79
Diol epoxide-1
Diol epoxide-2
H. 9,10-epoxide
H4 7,8-epoxide
BaP 4,5-oxide
BaP 7,8-oxide
BaP 9,10-oxide
BaP 11,12-oxide
6-HOBaP
12-HOBaP
1-HOBaP
3-HOBap
2-, 4-, 5-, 7-, 8-, 9-, 10-, 11-HOBaP
BaP 1,6-, 3,6-, 6,12-, 4,5-, 11, 12-quinone
BaP 4,5-, 7,8-, 9,10-, 11,12-dihydrodiol
100
35
95
10
20
1
1
0.5
5
1.5
0.5
0.5
< 0. 1
< 0. 1
< 0.1
40
100
40
0.2
1
< 0.1
^ 0.1
1
0.3
^0.1
0.1
< 0.1
^0.1
< 0. 1
<0.1
     BaP
      The relative percent mutagenic activities are  approximations  since the data were compiled
      from several separate studies conducted at different  times.   In  some experiments, BaP 7,8-
      dihydrodiol was 0.1 to 0.4% as active as diol  epoxide-2  in V79 cells.

      Abbreviations used:  BaP, benzo(a)pyrene; 1-HOBaP,  1-hydroxybenzo(a)pyrene; 2- to 12-HOBaP,
      other BaP phenols; BaP 1,6-quinone, benzo(a)pyrene  1,6-quinone;  BaP 3,6-quinone, BaP 4,5-
      quinone, BaP 6,12-quinone, and BaP 11,12-quinone, other  BaP quinones;  BaP 4,5-dihydrodiol,
      trans-4,5-dihydroxy-4,5-dihydrobenzo(a)pyrene; BaP  7,8-,  9,10- and 11,12-dihydrodiol, other
      dihydrodiols of BaP; BaP 4,5-oxide, benzo(a)pyrene  4,5-oxide; BaP 7,8-,  9,10-, and 11,12-
      oxide, other BaP oxides; diol epoxide-1 (+)-7^,8^..,^J^  ~l  n »_«.... -ion tn •	Z	i	j	
oxide, 9,10-epoxy-7,8,9,10-tetrahydro BaP;
BaP.
                                                 H
7,8-epoxide, 7,9-epoxy-7,8,9,10-tetrahydro

-------
 to an understanding  of  the molecular  action  of  PAH  (Huberman,



 et al.  1977,  1976a,b; Maleveille, et  al.  1975;  Newbold  and



 Brookes,  1976;  Jerina,  et al.  1976).  Comparison  of  the



 mutagenic activities of  the optically pure  (+)  and  (-)-en-



 antiomers of  BaP  7,8-dihydrodiol  revealed that, in  the  presence



 of a  metabolic  activating system, the (-)trans, 7,8-dihydrodiol



 was the most  active mutagen  (Huberman, et al. 1977).  These



 results are consistent with the fact  that the  (-)trans  7,8-



 dihydrodiol is  the only  BaP enantiomer by rat liver  microsomes



 (Yang, et al. 1977), and that  it  is highly carcinogenic



 to newborn mice  (Kapitulnik, et al. 1978a,b).   Because



 the (-)trans  7,8-dihydrodiol had  no mutagenic activity



 in the absence  of enzymes required for PAH metabolism,  it



 was apparent  that the BaP 7,8-diol-9,10-epoxide which is



 derived from  this intermediate is an  ultimate mutagen/carcino-



 gen.  Studies by Wood, et al.  (1977)  on the  mutagenicity



 to  V79 cells  by the four optically pure enantiomers  of  the



 BaP 7,8-diol-9-10-epoxides supported  this belief.  None



 of  the triols and tetrols which are derived  from BaP diol



 epoxides  were mutagenic to V70 cells, and thus  represent



 probable  detoxification products  (Huberman,  et  al. 1977).



     The  current belief that neoplastic transformation  may



 arise from a chemically induced somatic mutation was made



 even more convincing by the recent studies of Huberman  and



coworkers  (1976b).  They demonstrated for the first  time



 that BaP and BaP 7,8-dihydrodiol can  induce  both neoplastic
                              C-65

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transformation and mutagenesis  (ouabain resistance)  in  the



same culture of normal diploid  hamster embryo cells.



     In further adaptation of the cell-mediated mutagenesis



system, V79 cells are metabolically activated by rat liver



homogenates containing microsomes and cofactors (Krahn  and



Heidelberger, 1977).  The mutagenic activity of BaP, MCA,



DMBA, and benz(a)anthracene in  this system showed a limited



correlation with their respective carcinogenic potencies.



It should be noted, however, that the selection of a particular



activating system (i.e., microsomes vs. feeder cells) may



have a significant influence on the test results.



     The analysis of chromosomal aber-rations and sister



chromatid exchanges (SCE's) is  often recommended as a screening



technique for potential mutagens and carcinogens.   Several



investigators have examined the effects of PAH on the chromo-



somes of mammalian cells.  Early studies indicated that



variations in chromosome number and structure may accompany



tumors induced by BaP, MCA, and DMBA in the rat, mouse,



and hamster (Kato, et al. 1975).  However, in cultured human



leukocytes exposed to DMBA, chromosome damage was  not the



same as that produced in hamster cells.  Although  it is



argued that chromosome changes  in PAH-induced tumors are



all specific (Levan and Levan,  1975; Ahlstrom,  1974) , others



(Popescu, et al. 1976; Nery, 1976)  claim that detectable



chromosome changes are not specific for the carcinogenic



agent nor are they a prerequisite for neoplastic growth.



Moreover, an increased rate of SCE's can be produced by



BaP in cultured human lymphocytes (Rudiger, et al.  1976;
                               C-66

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Schonwald, et al. 1977) but this increase is not correlated
with different rates of BaP metabolism (Rudiger, et al.
1976),  a surprising result in light of the known importance
of metabolic activation for BaP mutagenicity.  BaP-induced
SCE's rates did not differ between lymphocytes taken from
normal humans and those from patients with lung cancer  (Schonwald,
et al.  1977).  In recent studies with cultured Chinese  hamster
cells exposed to DMBA, BaP, and MCA, none of the chemicals
produced chromosome breaks and only DMBA could successfully
induce SCE's  (Abe and  Sasaki, 1977).  Although it cannot
be denied that PAH cause chromosome damage,  it is not clear
whether this  effect may represent an epigenetic phenomenon
which is merely  secondary  to mutagenesis and neoplastic
transformation.  Furthermore, in cases where a chemically
induced mutation is "silent"  (i.e., neutral  amino acid  substi-
tution) ,  there is no  reason to believe that  detectable  chromo-
some damage should occur.
     In recent comparisons of three cytogenetic tests,  (1)
induction of  chromosome aberrations,  (2) induction of micro-
nuclei, and  (3)  in vivo induction of sister  chromatid exchanges,
the  last  test proved  to be the most sensitive with carcinogenic
polycyclic  hydrocarbons  (Bayer,  1978).  Since positive  results
were also obtained with phenanthrene, however, the usefulness
of sister, chromatid exchange  as  a screening  technique  for
carcinogen  detection  is limited.  BaP was positive in  the
 sister  chromatid exchange  test,  weakly active  in  the chromosome
 aberration  test, and  negative in the micro-nucleus test.
On the  other  hand,  DMBA was  clearly positive in all  three
                               C-67

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tests.  The conclusion was that cytological tests do not
provide reliable-correlations with all carcinogens tested
and thus cannot be used alone in mutagenicity/carcinogenicity
evaluations.
     Damage to the genome resulting from chemical insult
can theoretically also be detected by examining DNA repair
(Stich and Laishes, 1973).  The suggestion that DNA repair
is applicable as a screening procedure for evaluating potential
chemical mutagens is based on the assumption that the level
of DNA repair synthesis in a cell reflects the extent of
DNA damage produced by a chemical.  Indeed, unscheduled
incorporation of  H-thymidine into nuclear DNA of normal
human cells exposed to epoxides of benz(a)anthracene and
MCA has been observed  (Stich and Laishes, 1973).  However,
since a metabolic activation system was not present in this
system, the parent hydrocarbons showed no activity.  More
recent studies confirmed that K-region epoxides of BaP,
DMBA, and DBahA caused DNA damage in human skin fibroblasts
which was repaired with the same system used for repairing
lesions induced by ultraviolet radiation  (Maher, et al.
1977) .  As would be expected, the parent  hydrocarbons exerted
no effect.  More important, results were  obtained which
indicated that the DNA repair process itself does not induce
mutations, but rather  that mutagenesis occurs before the
DNA lesion can be excised.
     DNA repair  synthesis in human fibroblasts  (Regan, et
al. 1978; Stich, et al. 1975, 1976; San and Stich,  1975),
rat liver cells  (Williams, 1976), and Chinese hamster V79
                               C-68

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cells (Swenberg, et al. 1976) has been successfully used



for the detection of chemical carcinogens, including numerous



PAH.  However, the percentage of carcinogens giving positive



results for DNA repair is considerably less than in the



cell transformation or microbial mutagenesis assays.  Neverthe-



less, tests with human skin fibroblasts showed that DNA



repair synthesis results from exposure to BaP 7,8-diol-9,10-



epoxides, whereas BaP 4,5-, 9,10-, and 11,12-oxides did



not produce DNA damage which was repairable by the ultraviolet



excision repair system (Regan, et al. 1978).  These results



support the concept that diol epoxide metabolites of PAH



are ultimate mutagens.



     Tumors induced in vivo by PAH are commonly associated



with chromosome abnormalities in the neoplastic cells.



In particular, sarcomas induced by DMBA,  MCA,  and BaP in



the rat display karyotype variations which were reportedly



nonrandom and distinctly different from sarcomas induced



by Rous sarcoma virus (Levan and Levan, 1975;  Mitelman,



et al. 1972).  The chromosome patterns of DMBA-induced  sarcomas



were found to be identical with those observed in primary



rat leukemias (Mitelman and Levan, 1972)  and in primary



carcinomas of the auricular skin (Ahlstrom, 1974)  induced



by DMBA.



     Considerable evidence is also available to indicate



that chromosome alterations in PAH-induced tumors in vivo



are not consistent either in frequency or in pattern.   DMBA-



induced tumors (fibrosarcoma, squamous carcinoma,  lymphosarcoma)



of the uterine cervix in ICR mice revealed various  karyotypic
                              C-69

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 compositions (Joneja and Coulson,  1973;  Joneja,  et al.

 1971) .   These tumors displayed diploid,  aneuploid, tetraploid,

 and octaploid chromosome constitutions.   Tumors  induced

 in mice with MCA and dibenzo(a,i)pyrene  also showed a wide

 variation in chromosome constitution (Biedler, et al. 1961;

 Hellstrom,  1959) .   Mice treated with 30 /ag  DMBA,  a dose

 sufficient  to produce a 100 percent incidence of  thymic

 lymphomas/  did not reveal an excess of chromosome abnormalities

 in bone marrow or  thymus (Ottonen  and Ball,  1973).  Even

 at higher doses (60 jug DMBA) ,  the  incidence  of abnormal

 chromosomes did not significantly  differ  frcm controls.

 Subcutaneous tumors in Syrian  hamsters induced by single

 injections  of BaP  (0.1 ^jg)  or  DMBA (0.1 mg) ,  and  cultured

 cell populations derived from  these tumors,  failed to reveal

 common  karyotypic  changes (DiPaolo,  et al.  1971).   Tumor

 cells had subdiploid,  diploid,  and hypotetraploid chromosome

 constitutions;  further karyotype rearrangements occurred

 with subsequent growth i_n vitro.

     In  humans, the presence of the  "Philadelphia" chromosome

 in myeloid  leukemia appears to  be  the only example of a

 human chromosome abnormality which is tumor-specific  (Nowell
                                    Jf
 and Hungerford, 1960) .   In  PAH-induced experimental tumors,

 lymphatic leukemia  in  mice  produced  by DMBA  also  displays

consistent chromosome  abnormalities  (Joneja  and Coulson,

1973) .   Beyond  this  common  feature, convincing data have

not been presented  to  indicate  that somatic  cells  exposed

to PAH may suffer characteristic or reproducible  damage

to the genome.  Instead,  random karyotypic mutants of trans-
                               C-70

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formed cells are thought to be selected in response to growth
pressures in the host environment (e.g.,  tissue necrosis,
infection, anoxia, lack of nutrition)  (Joneja and Coulson,
1973) .
     Evidence has not been encountered in the published
literature concerning the likelihood of PAH-induced somatic
mutation in the absence of neoplastic transformation.
Carcinogenicity
     Animal data:  Numerous polycyclic aromatic compounds
are distinctive in their ability to produce tumors in skin
and most epthelial tissues of practically all species tested.
Malignancies are often induced by acute exposures to microgram
quantities of PAH.  Latency periods can be short  (four to
eight weeks) and the tumors produced may resemble human
carcinomas.  Carcinogenesis studies involving PAH have histori-
cally involved primarily effects on the skin or lungs.  In
addition, subcutaneous or intramuscular injections are fre-
quently employed to produce sarcomas at the  injection site.
Ingestion has not been a preferred route of  administration
for the bioassay of PAH.
     Concern over potential human cancer risk posed  by PAH
present in the atmosphere stems  from studies demonstrating
that crude extracts of airborne  particulate  matter can be
carcinogenic to animals  (Hoffmann and Wynder, 1976;  Wynder
and Hoffman, 1965; Hueper, et al. 1962; Kotin,  et al.  1954).
Fractions soluble in benzene or  benzene-methanol  produced
tumors in mice by skin painting  or subcutaneous injection.
Both the aromatic and oxygenated neutral  subfractions  were
                               C-71

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active as complete carcinogens, and indicated the presence
of numerous carcinogenic materials, including non-PAH.
Since the carcinogenicity of the total organic particulates
and aromatic neutral subfractions could be explained only
partly by the presence of BaP, its usefulness as a measure
of carcinogenic risk from air pollution may be limited.
     From investigations in which polycyclic carcinogens
were painted on the skin of mice has emerged the two-stage
theory of skin carcinogenesis  (Van Duuren, 1969,1976).
The first stage,  initiation, results from the ability of
a carcinogen to effect a permanent change within a cell
or cell population  following a single application.  The
measure of  carcinogenic potency is often regarded as the
capacity  for tumor  initiation.  However, some weak or inactive
complete  carcinogens can be active as tumor initiators
 (e.g., dibenz(a,c)anthracene,  1-methylchrysene, benz(a)anthra-
cene) .  The second  stage, promotion, is a prolonged process
which does  not necessarily require the presence of a carcinogen,
but nevertheless  a  chemical stimulus must be supplied  (e.g.,
by croton oil).   A  complete carcinogen is one which, if
applied  in  sufficient  quantity, can supply both initiating
and promoting  stimuli  (e.g., DMBA, BaP).  The formation
of skin  tumors by polycyclic hydrocarbons may also be in-
 fluenced  by inhibitors and accelerators  (cocarcinogens),
 thus  complicating the  interpretation of experimental data.
      The  tumorigenic  effects of PAH when applied to  the
 skin  of  animals  have  been  known  for decades.  Iball  (1939)
 collected the  results  of  a  series  of experiments to  arrive
                               C-72

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 at a method  for  comparing  the  carcinogenic  potencies  of



 various  polycyclic  aromatic  chemicals.   His results,  presented



 in Table 19,  express  tumorigenic  potency in mouse  skin as



 the ratio of  percent  tumor incidence  to  the average latency



 period.   This expression,  commonly  referred to as  the Iball



 index,  is still  used  as a  means of  comparing the relative



 activity of carcinogens.   An important data compilation



 on agents tested  for  carcinogenicity  has more recently been



 published by  the  U.S. Public Health Service (Publication



 No.  149)  which lists  the results  of tests on hundreds of



 chemicals in  numerous animals  including  rodent, avian, and



 amphibian species.



      Experimental models for respiratory carcinogenesis



 have  major limitations in  that the  delivery of carcinogens



 to the tracheobronchial tree in measured amounts and  their



 adequate  retention  at the  target  tissue  are poorly controlled.



 Therefore, the conduct of dose-response  studies on lung



 tumor induction has been seriously  hampered.   Moreover,



 the possible  relevance of  the  two-stage  theory of  carcino-



 genesis  to lung cancer has not been clearly established.



 Many  of  the bioassay data on PAH-induced lung  cancer  have



 been  derived  from animal model systems employing various



 modes of  administration (inhalation,  intratracheal instillation,



 intravenous injection), and  the use of carrier particles



 (e.g., ferric oxide) for the delivery of  the  carcinogen



 to the bronchial epithelium.   Thus, the  results obtained



 from  these studies cannot always be directly  compared.



The most co.itmonly employed method for the study of PAH-induced
                              C-73

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n
                                                                TABLE 19




                                   Carcinogenic  Compounds  in  Descending  Order  of Potency (Iball,  1939)
Number
of mice
alive when
first tumor
Compound appears
1.
2.
3.
4.

5.
6.
7.

8.
9.
10.
J 1.
12.
13.
14.
15.
16.
17.
18.
19.
20.
21.
22.
23.
24.
7, 12-Di me thylbenz (a) anthracene
3-Methylcholanthrene (a)
3-Methylcholanthrene (b)
3-Methylcholanthrene
(a and b added together)
Benzo(a) pyrene (from pitch)
Benzo(a) pyrene (synthetic)
Benzo(a) pyrene
(5 and 6 added together)
Cholanthrene
5 , 6-cycloPenteno-benz (a) anthracene
2-Methyl-benzo (c) phenanthrene
10-Me thy l-benz (a) anthracene
5 , 6- Dime thy l-benz (a) anthracene
6-isoPropyl-benz (a) anthracene
Dibenzo(c,g)carbdzole
Dibenzo(a ,h) pyrene
5-Methy l-benz (a) anthracene
5-Ethy l-benz (a (anthracene
Dibenz (a, h) anthracene
Benzo (c) phenanthrene
Dibenzo (
-------
lung cancer involves intratracheal instillation of test
material in the Syrian golden hamster.
     Following the identification of the first carcinogenic
hydrocarbon from soot (BaP) an intensive effort was mounted
to isolate the various active components of carcinogenic
tars  (Int. Agency Res. Cancer, 1973).  From the earliest
studies conducted, the realization emerged that carcinogenic
PAH are structurally derived from the simple angular phenan-
threne nucleus  (Arcos and Argus, 1974).  However, unsubstituted
PAH with  less than four condensed rings that have been  tested
have  not  shown  tumorigenic activity.  Furthermore, of the
six possible arrangements with four benzene rings, only
two of  these compounds are active:  benzo(c)phenanthrene
and benz(a)anthracene.  The unsubstituted penta- and hexacyclic
aromatic  hydrocarbons are  clearly the most potent of the
series.   These  include BaP, DBahA, dibenzo(a,h)pyrene,  di-
benzo(a,i)pyrene, dibenzo(a,1)pyrene, dibenzo(a,e)pyrene,
benzo(b)fluoranthene, and  benzo(j)fluoranthene.  Somewhat
less  potent  as  carcinogens are the dibenzanthracenes and
dibenzophenanthrenes.  Only a few heptacyclic  hydrocarbons
show  carcinogenic activity.  These  include phenanthro(2',3':3,4')-
pyrene,  peropyrene,  and dibenzo(h,rst)pentaphene.  Beyond
 seven unsubstituted  aromatic  rings,  there  are  very  few  known
 carcinogenic hydrocarbons.  However,  many  physico-chemical
 and enzymatic  parameters must be dealt  with  in respect
 to carcinogenic PAH.  Factors such  as solubility and  intracell-
 ular  localization to achieve  metabolic  activation are  likely
 to be important determinants  of  the  true  carcinogenicity
 of a particular PAH.
                              C-75

-------
     Among the unsubstituted polycyclic hydrocarbons containing
a nonaromatic ring, a number of active carcinogens are known.
The most prominent examples of this type of compound are
cholanthrene, 11,12-ace-benz(a)anthracene, 8,9-cyclopentano-
benz(a)anthracene, 6,7-ace-benz(a)anthracene,  acenaphthanthra-
cene,  1,2,5,6-tetrahydrobenzo(j)cyclopent(f,g)aceanthrylene,
and "angular" steranthrene.  All of these compounds retain
an intact conjugated phananthrene segment.
     The addition of alkyl substituents in certain positions
in the ring system of a fully aromatic hydrocarbon will
often confer carcinogenic activity or dramatically enhance
existing carcinogenic potency.  In this regard, Arcos and
Argus  (1974) noted that monomethyl substitution of benz(a)an-
thracene can lead to strong carcinogenicity in mice, with
potency depending on the position of substitution in the
decreasing order, 7>6>8=OL2>9.  A further  enhancement of
carcinogenic activity is produced by appropriate dimethyl
substitution of benz(a)anthracene.  Active compounds are
produced by 6,8-dimethyl-, 8,9-dimethyl-, 8,12-dimethyl-,
7,8-dimethyl-, and 7,12-dimethyl-substitution.  The  latter
compound is among the most potent POM carcinogens known,
although it has not been shown as a product of fossil fuel
pyrolysis.  Methyl substitution in the angular ring  of  benz(a)an-
thracene, however, tends to deactivate the molecule, although
4,5-dimethylbenz(a)anthracene may be an exception.   Carcinogenic
trimethyl- and tetramethylbenz(a)anthracenes are  known,
and their relative potencies  are comparable to the  parent
7,12-DMBA.  In general, free  radical synthesis of polycyclic
                              076

-------
hydrocarbons by pyrolysis does not favor alkyl side chain



formation.



     Alkyl substitution of partially aromatic condensed



ring systems may also add considerable carcinogenic activity.



The best example of this type of activation is 3-methylcholan-



threne, a highly potent carcinogen.



     With alkyl substituents longer than methyl, carcino-



genicity tends to decrease, possibly due to a decrease in



transport through cell membranes.  However, different positions



in the benz(a)anthracene molecule will vary with respect



to the effect of n-alkyl substitution on carcinogenicity.



Benz(a)anthracene is especially sensitive to decreased carcino-



genicity caused by the addition of bulky substituents at



the 7-position, and is indicative of a once widely-held



view for most polycyclics that high reactivity of the meso-



phenanthrenic region (now called the "K-region")  was a critical



determinant for carcinogenicity.  Current studies show that



the K-region is not involved in critical binding to DNA.



The substitution of highly polar groups (e.g., -OH, -COOH)



in the 7-position of benz(a)anthracene abolishes tumorigenic



activity whereas a wide variety of less-polar substituents



can enhance activity in position 7 (e.g.,  -CH2OH, -CH2CH2OH,



-CH2COONa, -CH2COOCH3,  -CH2OOCCH3, -CN, -CH2CN,  -CHO,  -NH2/



-SH, -COCC13, -OCH3).



     Recent studies have indicated that methylation of the



angular "bay region" (see Effects section)  of the benzene



ring,  not only in benz(a)anthracene but also in  other  four,



five,  and six-ring aromatic hydrocarbons,  leads  to a significant
                              C-77

-------
 decrease, or even to elimination,  of the carcinogenic activity
 of the molecule.  Methylation in other  postions does  not
 diminish, but frequently increases,  carcinogenicity.   For
 example, 7- and 8-methyl-BaP are inactive,  whereas  2-,3-,
 4-,5-,6-,11-, and 12-methyl-BaP are  strong  carcinogens.
      Partial hydrogenation of the  polycyclic aromatic skeleton
 can  generally be expected to decrease carcinogenic  potency.
 This was shown with various hydrogenated derivatives  of
 BaP, benz(a)anthracene,  and MCA.  On the other  hand,  the
 carcinogenicity of DBahA, dibenzo(a,i)pyrene, and dibenzo(a,h)-
 pyrene is not significantly altered  by  meso-hydrogenation.
 This may be due to the fact that extensive  resonance  capability
 is preserved.  Moreover,  5,6-dihydro-DBahA  actually displayed
 a  fourfold  increase in carcinogenicity  in comparison  to
 the  parent  hydrocarbon (Arcos and  Argus,  1974),. possibly
 due  to the  hydrophilicity and ease of intracellular transport
 of its dihydrodiol derivative.
      For many years,  investigators have sought  a common
 molecular  feature  among  PAH carcinogens which would serve
 to explain  their biological activity.   The  "electronic theory
 of carcinogenesis" has relied upon an analysis  of the influence
 of electron density at specific  molecular regions to  explain
 unique  reactivity  with cellular  constituents.   A basic assump-
 tion  arising  from  the  work  of the  Pullmans  and  other  (Pullman
 and  Pullman,  1955)  was that a meso-phenanthrenic region
 ("K-region")  of  highTT-electron  density and  with a  propensity
 for  addition  reactions was  a  critical structural feature for
polycyclic  carcinogens.   In expanding this  hypothesis, further
                               C-78

-------
biological significance was attributed to the concomitant
presence of a rather unreactive meso-anthracenic region
("L-region") for high carcinogenicity.  In addition, a region
of comparatively low reactivity which characteristically
undergoes metabolic perhydroxylation  (corresponding to the
3,4-positions of benz(a)anthracene) has been designated
the M-region.  According to the theory, only binding of
the K-region to critical cellular sites would cause tumor
formation; protein binding at the L-region causes no tumori-
genic effect, while inactivation is produced by metabolic
perhydroxylation in the M-region.  The three regions of
reactivity are readily distinguished  in the benz(a)antrhacene
skeleton:
                                 ~~' '•'-region of metacol ic
                                    perhydroxylat ion
                                 K-region
The electronic K-L theory of carcinogenic  reactivity has
encountered numerous  inconsistencies, primarily because
these relationships were derived  from physical-chemical
properties of the parent hydrocarbon and gave  no consideration
to the biological effects of activated  metabolites.
     Advances in recent years  have  focused attention on
the potential reactivity of diol  epoxide metabolites of
PAH, and their ease of conversion to triol carbonium ions.
Under the assumption  that diol epoxides, which are more
readily converted to  carbonium ions, will  be better alkylating
                               C-79

-------
agents to produce .carcinogenesis  and  mutagenesis,  the "bay
region" theory has been  proposed  (Lehr,  et al.  1978;  Wood,
et al. 1977).  Examples  of  a  "bay region"  in a  polycyclic
hydrocarbon are  the  regions between the  10 and  11  positions
of BaP and the 1 and 12  positions of  benz(a)anthracene:
      ,3ay region                              Say region
      3en:oCa]pyrene                       3enZ[a]anchracene
The  theory  predicts that diol epoxides in which the oxirane
oxygen  forms part of a "bay region"  (e.g., BaP 7,8-diol-
9,10-epoxide)  will be more reactive and hence more carcinogenic
than diol epoxides in which the oxirane oxygen is not situated
in  a "bay region."  Experimentally, the "bay region" diol
epoxides of benz(a)anthracene, BaP, and chrysene were more
mutagenic in vitro and/or tumorigenic than other diol epoxide
metabolites, their precursor dihydrodiols, the parent hydro-
carbons, or other oxidative metabolites.  Moreover, quantum
mechanical calculations were in accord with the concept
 that reactivity at the "bay region" is highest for all the
diol epoxides derived from polycyclic hydrocarbons.
      The bay region concept has received enough confirmation
 to lead to suggestions that an analysis of theoretical re-
 activity in this manner may be useful in screening PAH as
 potential carcinogens  (Smith, et al. 1978).  Among several
 indices of theoretical reactivity  examined, the presence
 of a bay region for a series of PAH displayed a high degree
 of correlation with positive carcinogenic activity  (Table 20).
                                C-80

-------
                                    TABLE  20

       Reactivity  Indicies  for  Polycyclic Hydrocarbons  (Smith, et al. 1978)


                                                        Carcinogenicity index
                          K-        L-      Bay       Arcos and    Jerina,  et al.
Compound               region?   region?   region   Argus (1974)       (1977)

Naphthalene                                              0
Anthracene                -         +         -          0
Tetracene                 -         +         -          0
Pentacene                 -         +         -          0
Hexacene                  -         +         -                           ?
BA                        +         •+         +          5                +
Benzo(a)tetracene         +         +         +
Phenanthrene              +         -         +          0
Benzo(c)phenanthrene      +         -         +          4                +
Chrysene                  +         -         +          3                +
Benzo(b)chrysene          +         +         +
Picene                    +         -         +          0
Triphenylene                                  +          0
Benzo(g)chrysene          +         -         +         17               ++
Dibenz(a,c)anthracene     -         +         +          3                +
Dibenz(a,j)anthracene     +         +         +          4                +
Dibenz(a,h)anthracene     +         +         +         26               ++
Naphtho(2,3-b)pyrene      +         +         a         27               ++
Benzo(a)pyrene            +         -         +         73
Benzo (e) pyrene            +         -         •*•          2
Dibenzo(a,l)pyrene        +         -         +         33
Dibenzo(a,i)pyrene        +         -         +         74
Dibenzo(a,e)pyrene        +         -         +         50
Dibenzo(a,h)pyrene        +         -         +         70
Triben£o(a,e,i)pyrene     -         -         +         16

aThis  compound  does not  strictly possess  a bay region but does contain a "pseudo"
.bay  .egion.
 Jerina,  et  al.  (1977)  have  assigned  this  as  ++++.

-------
     The carcinogenic activity- of BaP has been studied ex-



tensively in various animal model systems.   In recent years,



research on BaP has been  expanded to include an examination



of the tumorigenic activity of various BaP metabolites.



These efforts were directed at the objective of identifying



a BaP derivative which acts as the principal ultimate carcinogen



resulting from metabolic  activation (Levin, et al. 1977,



1976a,b; Slaga, et al. 1977, 1976; Kapitulnik, et al. 1976a,b;



Wislocki, et al. 1977; Conney, et al.  1977a,b.



     Studies on the activity of BaP and its derivatives



as complete carcinogens on mouse skin (Table 21)  and as



tumor initiators (Table 22} revealed that marked differences



in tumorigenic potency exist.  The apparent lack of activity



for the BaP 7,8-diol-9,10-epoxides, despite their exceptional



mutagenicity, may be due  to poor skin penetration of adult



mouse skin because of high chemical reactivity.  Indeed,



as a carcinogen in newborn mice the (-)  enantiomer of BaP,



7,8-dihydrodiol, and the  7,8-diol-9,10-epoxide derived there-



from are far more active  than the parent hydrocarbon (Kapitulnik,



et al. 1977, 1978a,b).  These studies  on the newborn mouse



clearly indicate the role of a BaP 7,8-diol-9,10-epoxide



as an ultimate carcinogenic metabolite of BaP.



     Further dose-response information on the sarcomagenic



activity of BaP by subcutaneous injection to rats and mice



is summarized in Table 23.



     Temporal relationships for the development of BaP-induced



skin cancers in mice have been examined  by Albert, et al.



(1978).  Their results showed that increasing weekly doses



of BaP caused a shortening of the latency period  for carcinoma





                              C-82

-------
                                         TABLE 21

             Skin Tumors  in Mice Treated with Benzo(a)pyrene  and  Derivatives
Treatment
BaP
BaP
BaP.
BaP
BaP
BaP
BaP
BaP
BaP
BaP
? BaP
£ Bap
1-HOBaP
2-HOBaP
3-HOBaP
4-HOBaP
5-HOBaP^
6-HOBaP
7-HOBaPc
8-HOBaPc
9-HOBaPc
10-HOBaPC
11-HOBaP
12-HOBaP
Total no.
animals
25
30
26
30
27
30
30
30
30
30
30
30
25
29
29
26
26
28
30
27
26
28
28
23
Dose,
jumoles
0.4
0.4
0.4
0.15
0.1
0.1
0.1
0.1
0.05
0.025
0.02
0.02
0.4
0.4
0.4
0.4
0.4
0.4
0.4
0.4
0.4
0.4
0.4
0.4
Mice with
tumors, %
100
100
92
100
96
38
50
91
59
7
4
0
0
100
0
0
0
0
0
0
0
0
14
0
Total no. .
skin tumors
32
34
34
40
28
13
15
24
20
2
1
0
0
37
0
0
0
0
0
0
0
0
4
0
Reference
Wislocki, et al. 1977
Wislocki, et al. 1977
Albert, et al. 1978
Levin, et al. 1976
Wislocki, et al. 1977
Levin, et al. 1977a
Levin, et al. 1977a
Levin, et al. 1977a
Levin, et al. 1977a
Levin, et al. 1977a
Levin, et al. 1977a
Levin, et al. 1977a
Wislocki, et al. 1977
Wislocki, et al. 1977
Wislocki, et al. 1977
Albert, et al. 1978
Albert, et al. 1978
Albert, et al. 1978
Albert, et al. 1978
Albert, et al. 1978
Albert, et al. 1978
Albert, et al. 1978
Wislocki, et al. 1977
Wislocki, et al. 1977
Female C57BL/6J mice were treated with BaP or BaP derivatives (0.02-0.4 jumole) once every
2 weeks for 60 weeks by topical application to the shaved skin of the back.
Skin tumors consisted mostly of squamous cell carcinomas; other skin tumors were fibro-
sarcomas, papillomas, and keratocanthomas.
 Mice were treated once every 2 weeks for 56 weeks.

-------
                                     TABLE  21  (cont'd)

              Skin Tumors  in Mice Treated with Benzo(a)pyrene and Derivatives
Total no.
Treatment3 animals
BaP 4,
BaP 4,
BaP 7,
BaP 7,
BaP 7,
BaP 7,
BaP 9,
5-oxide
5-oxide
8-oxide
8-oxide
8-oxide
8-oxide
10-oxide
BaP 11,12-oxide
BaP 11
BaP 7,
i diol
£ BaP 7,
diol
BaP 7,
diol
BaP 7,
diol
BaP 7,
diol
,12-oxide
8-dihydro-

8-dihydro-

8-dihydro-

8-dihydro-

8-dihydro-

30-39
30-39
30-39
30
30
30-39
30-39
28
17
30

30

30

30

30

Dose,
/amole s
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.

0.

0.

0.

0.

4
1
4
3
15
1
4
4
1
3

15

1

05

025

Mice with
tumors, %
4
6
94
53
18
9
0
0
0
100

100

92

76

7

Total no. .
skin tumors Reference
1
2
37
16
5
3
0
0
0
42

40

28

24

2

Levin
Levin
Levin
Levin
Levin
Levin
Levin
i
i
i
i
t
i
>
et
et
et
et
et
et
et
Wislocki,
Wislocki ,
Levin

Levin

Levin

Levin

Levin

i

i

i

i

i

et

et

et

et

et

al.
al.
al.
al.
al.
al.
al.
et
et
al.

al.

al.

al.

al.

1976a
1976a
1976a
1976a
1976a
1976a
1976a
al. 1977
al. 1977
1976b

1976b

1976a

1976a

1976a

  hydroxy-9/3,104-
  eopxy-7,8,9,10-
  tetrahydrobenzo
  (a)pyrene
  (diol epoxide 1)
  diol epoxide 1
  diol epoxide 1
30
30
30
0.4
0.1
0.02
0
0
0
0
0
0
Levin, et al. 1976a
Levin, et al. 1976a
Levin, et al. 1976a
aFemale C57BL/6J mice were treated with BaP or BaP derivatives  (0.02-0.4 /amole) once every
.2 weeks for 60 weeks by topical application to the shaved skin of the back
 Skin tumors consisted mostly of squamous cell carcinomas; other skin tumors were fibro-
 sarcomas, papillomas, and keratocanthomas.

-------
                                          TABLE 21 (cont'd)

                   Skin Tumors in Mice Treated with Benzo(a)pyrene and Derivatives
     Treatment
               Total no.
               animals
Dose,
/amoles
Mice with
tumors, %
Total no.  .
skin tumors
Reference
n
i
00
       hydroxy-9<»,10c*-
       epoxy-7,8,9,10-
       tetrahydrobenzo
       (a)pyrene
       {diol epoxide 2)
       diol epoxide 2
       diol epoxide 2
                    30
                    30
                    30
  0.4
  0.1
  0.02
  13
   7
   0
      3
      2
      0
Levin, et al. 1976a
Levin, et al. 1976a
Levin, et al. 1976a
 Female C57BL/6J mice were treated with BaP or BaP derivatives  (0.02-0.4 jjmole) once  every
.2 weeks for 60 weeks by topical application to the shaved skin of the back.
 Skin tumors consisted mostly of squamous cell carcinoas; other skin tumors were  fibro-
 sarcomas, papillomas, and keratocathomas.

-------
                                                    TABLE  22

             Summary of the Skin Tumor Initiation Activities of Benzo(a)pyrene and its Metabolites









n
i
OD
a\

Initiator
BaP
BaP
BaP
BaP 4,5-epoxide
BaP 7,8-epoxide
BaP 9,10-epoxide
BaP 11,12-epoxide
BaP 7^, 8<^-diol-9o(, 10^-epoxide
BaP 7^, 8d-diol-9$, 10^-epoxide
BaP 7,8-dihydrodiol
(-)-BaP 7,8-dihydrodiol°
(+}-BaP 7,8-dihydrodiol
No.
mice
30
30
30
30
29
29
30
29
28
29
30
30
Dose,
hmoles
200
200
200
200
200
200
200
200
200
200
100
100
Weeks of
promotion
23
30
21
23
23
30
30
30
30
30
21
21
Mice with
tumors, %
94
92
77
20
81
15
38
69
7
86
77
23
Papillomas/
mouse
4
5
2
0
1
0
0
1
0
5
3
0
.8
.3
.6
.2
.9
.15
.45
.5
.07
.0
.8
.43
Reference
Slaga,
Slaga,
Levin,
Slaga,
Slaga,
Slaga,
Slaga,
Slaga,
Slaga,
Slaga,
Levin,
Levin,
et
et
et
et
et
et
et
et
et
et
et
et
al.
al.
al.
al.
al.
al.
al.
al.
al.
al.
al.
al.
1976
1977
1977b
1976
1976
1977
1977
1977
1977
1977
1977b
1977b
aFemale CD-I mice were treated with a single dose of  initiator dissolved in '^etone, acetone: NH.OH  (1000;!),
 or dimethyl sulfoxide:acetone (1;3) and followed 1 week later by twice-weekly applications of 10 jug of TPA.

 Promotion was by twice-weekly applications of 16 hmoles of TPA beginning 11 days after treatment with
 initiator.

-------
               TABLE 23



Induction of Sarcoma by Benzo(a)pyrene
Total dose Animals with
Species
Rat
(Sprague-Dawley)
Mouse
Mouse
Mouse
i Mouse
00
~j
Mouse
Mouse
aAdministeced as 0.
.30 doses beginning
No. and (sex)
13 (female)

14 (male)
16 (female)
9 (?)
10 (?)

12 (?)
15 (?)
2 jumole dissolved
jumoles sarcoma, %
6.0a

7.1b
7.1b
15. 9C
5.0C

0.5C
0.002C
in 0.1 ml sesame
100

93
50
66.6
70

66.6
0
Average latency
days
101 -•- 2.7

129
160
112
122

155
N.A.d
oil by subcutaneous injection
i
Reference
Flesher, et al. 1976

Buu-Hoi, 1964
Buu-Hoi, 1964
Gottschalk, 1942
Gottschalk, 1942

Gottschalk, 1942
Gottschalk, 1942
on alternate days for
at 30 days of age.
Administered as three injections of
^Administered as a
single injection
2.4 jjmoles each,
under the skin of
given at 1
the abdomen
month intervals.
, dissolved in 0.5

ml of neutral olive oil.

-------
formation.  Furthermore, it was determined that the development
of papillomas as a precursor lesion to carcinoma formation
occurred only at higher BaP doses  (e.g., 32 jug and 64 jag
per week) .  At the lower dose levels  (8 >ug and 16 jug per
week), carcinomas appeared d£ novo without precursor papilloma
formation.
     The  carcinogenicity of BaP by oral  intake has not been
studied as throughly as for other  routes of administration.
Nevertheless, tumors of various sites result when BaP is
administered orally to  rodents  (Table 24).
     With oral,  intratracheal,  and intravenous routes of
administration,  BaP is  less effective than other PAH  (e.,g.,
DMBA,  MCA, dibenz(a,h)anthracene)  in  producing carcinomas.
On  the other hand, BaP  has remarkable potency for the induction
of  skin  tumors  in mice.  Therefore, caution must be exercised
in  considering  the carcinogenicity of PAH as a class, and
in  extrapolating data derived  from studies with BaP to the
effects  of PAH  mixtures.
      An  examination of  comparative carcinogenicities within
the same tumor  model  system can provide  valuable insight
concerning  relative  risks  of  various  PAH.  By single  intra-
venous injection of  about  0.25  mg  of  aqueous dispersions
of PAH to mice,  a direct  comparison  of  carcinogenic potency
was possible (Table  25).   In  this  test  system, MCA displayed
 the greatest lung tumor-forming capability; dibenz(a,h)anthra-
 cene  followed closely in  activity  with  BaP  being considerably
 less potent.
                               C-88

-------
                                                      LE  24
                           Carcinogenicity of Benzo(a)pyrene  by Oral Administration
                                        to Various Mammals (IARC,  1973)
     Compound
Species
Dose
 Route of
administration
Effects
     BaP
Mouse
0.2 mg in PEGC
                 Mouse               50-250 ppm
                 (age 17-116 days)
                 Mouse
                    250 ppm
o
i
oo
                 Mouse
                 (age 18-30 days)

                 Rat
                 (Sprague-Dawley;
                  age 105 days)

                 Hamster
                    250 ppm


                    2.5 mg per day



                    2-5 mg bi-weekly
                 Hamster
                     500 ppm
Intragastric
                                        Dietary
                                        (110-197 days)
                    Dietary
14 tumors of the forestomach
in 5 animals out of 11

 79% incidence of stomach
tumors at 50-250 ppm for
197 days; no tumors with
diets containing up to 30
ppm for 110 days

100% stomach tumor incid-
ence when diet was fed for
30 days; 5-7 days of feeding,
30-40%; 2 to 4 days of
feeding, 10 percent; 1 day
of feeding, 0 percent

Leukemias, lung adenomas,
and stomach tumors produced

Papillomas developed in
the esophagus and forestom-
ach in 3 out of 40 animals

5 stomach papillomas in
67 animals treated for 1-
5 months; 7 papillomas and
2 carcinomas in 18 animals
treated for 6-9 months;
5 papillomas in 8 animals
treated for 10-11 months
                    Dietary             12 tumors  (2 esophagus,
                    (4 days per week    8 forestomach, 2  intestinal)
                    fc  up to 14 months)in 8 animals
                    Dietary
                    (140 days)

                    Oral
                    Intragastric
      Polyethylene glycol

-------
                                                TABLE 25

               Comparative Carcinogenicity of Polycylic  Hydrocarbons and Related Compounds
                  Measured by Induction of Lung Tumors (LT)  (Shimkin and Stoner, 1975)
o
I
Compound
3-Methylcholanthrene, 0.1 mg
3-Methylcholanthrene, 0.5 mg
Dibenz (a,h) anthracene
7H-Dibenzo(c,g)carbazole
Benzo(a)pyrene
Dibenz (a, j) aceanthrylene
Dibenz (a,h)acridine
8-Methylbenzo(c) phenanthrene
7-Methylbenzo(a) pyrene
5-Methoxy-7-propylbenz (a) anthracene
Benz (a) anthracene
Untreated controls
Dose,
;umoles/kg
15
74
36
38
40
33
36
42
38
33
44
—
Mice with LT/
no. of mice
15/15
6/6
10/10
12/12
10/10
9/10
11/12
6/11
5/10
1/10
2/11
4/19
Mean no.
LT /mouse
11
47
31
5.7
3.7
2.7
2.0
0.7
0.6
0.1
0.2
0.2
>uMoles/kg for
1 LT response
0.9

1.0
6.0
9.5
14
18
--
--
--
--
--
      Strain A mice, 8-12 weeks old, received single intravenous injection of 0.24 mg of
      methlcholanthrene in aqueous dispersion and were killed 20 weeks later.

-------
     Intratracheal instillation of PAH to Syrian golden
hamsters has been widely utilized for the conduct of studies
on pulmonary carcinogenesis (Saffiotti, et al. 1968, 1972;
Henry, et al. 1975).   Several studies are summarized in
Table 26 and indicate that: (1) dose-response relationships
are clearly evident,  and (2) the co-administration of carrier
particles such as f^O^ (i.e., with BaP) can markedly increase
tumor incidence, depending on the conditions of the experiment
and physical characteristics of the particle.  Since
environmental exposures to PAH occur  in conjunction with
particulate material in air, this effect may be particularly
relevant to human situation.
      In addition  to the hamster model  system, respiratory
tract tumors have been readily induced by PAH in rats and
mice.  The  results of several  representative studies are
summarized  in Table 27.
      The published literature  regarding chemical carcino-
genesis  in  cell  cultures is vast, despite the fact  that
systematic  studies were not begun until the  early 1960's
due  to  the  lack  of a reproducible transformation assay.
Berwald  and Sachs (1963) first demonstrated  that polycyclic
hydrocarbons  (MCA, BaP) could  cause  the direct malignant
 transformation  of hamster  embryo  cells in culture.  Transformed
colonies have growth characteristics  visually distinct  from
 normal  colonies and  are readily  seen  above  a background
of normal  cells.  This  assay  can  therefore  be easily used
 as a screen to  compare  carcinogenic  activity of  suspect
 compounds.   A common  feature  of  these, and  nearly all,  trans-
                               C-91

-------
                                                         TABLE 26

                              Induction of Respiratory Tract Tumors in Syrian Golden Hamsters
                                           by Intratracheal  Instillation of  PAH
Respiratory tumor
Total dose, incidence.
Compound
BaP
BaP
BaP
BaP
BaP
BaP
BaP and
BaP and
BaP and
BaP and
BaP and
BaP and
BaP and
BaP and
BaP and
BaP
BaP
DB(a, i)P

DB(a, i)P

DMBA and

DMBA and

^Animals






Fe2O3







No.







Fe20,, coated
Fe2O-,, ground
Fe2O3/ mixed
gelatin
Fe,0,
Fe203
Fe,0,
Fe2°3
£. J





Fe_O,
2 J
Fe0O,
i J


28
33
33
47










treated once weekly
3 mg BaP administered once
^Animals
Animals
, Animals
Animals
^Animals
An • m;a 1 c
received 30
received 30
received 30
received 12
received 17
r £*r*£i i \* f*f\ 1 fir
weekly
weekly
weekly
weekly
weekly
I nn nium


(male) ,
(male) ,
(male) ,
(male) ,










for 52
weekly
animals
30
30
30
29
28
48
48
49
49
43
46
29
34
30
41
32
28
48

48

46

28

mg
percent
3.25a 10










(female)
(female)
(female)
(female)
(male)
(female)








6.5°
13
26
__a
30b
30b
26. lc
^>
27'4c
26. 3C
26 4C
60d
30d
15 d
V
30*
30*
12£

8.59

1.2h

0.85

13
30
86
93
15
71
73
84
12
17
60.7 (male) , 58.
66.7 (male), 58.
30.3 (male) , 30.
12.8 (male), 9.
42.
57.
75

64.

43.

46.











6 (female)
8 (female)
0 (female)
8 (female)
3
7
Reference
Feron, et
Feron, et
Feron, et
Feron, et
Feron, et
Sellakumar
Sellakumar
Henry, et
Henry, et
Henry, et
Henry, et
Saffioti,
Saffioti,
Saffioti,
Saffioti,
Kobayashi,
Kobayashi,

al
al
al
al
al
t
g
al
al
al
al
et
et
et
et

. 1973
. 1973
. 1973
. 1973
. 1973
et al. 1976
et al. 1976
. 1975
. 1975
. 1975
. 1975
al. 1972
al. 1972
al. 1972
al. 1972
1975
1975
Stenback and

6

5

4

1974a

Stenback and
1974a

Stenback and
1974b

Stenback and
1974b

Sellakumar,

Sellakumar,

Sellakumar,

Sellakumar,

weeks with BaP suspended in 0.9% NaCl solution.
for
10 weeks.






intratracheal instillations.
instillations of BaP
mixed with
intratracheal instillations of
intratracheal instillations of
intratracheal instillations of
& Anri TOO nn F**_ O_ i nt- r Ah r;mh«*A
equal amounts of Fe-jCK
BaP suspended in 0.9% R
1 mg DB(a,i)P suspended
and suspended
aCl.
in 0.2 ml

saline.


in distilled water.
0.5 mg DB(a,i)P suspended in distilled water.
llu nncp a week for 12 weeks in saline suspensions.
.              v                            2
1Animals received 50 /jg DMBA and 50 /jg Fe2O3 intratracheally once a week  for  17 weeks  in saline  suspensions.

-------
                       TABLE 27



Induction of  Respiratory  Tract Tumors  in  Rats  and  Mice
Compound
DMBA and
Indian ink
DMBA and
Indian ink
0 DMBA and
^ Indian ink
UJ
DB(a.h) A
MCA
MCA
MCA
Organism
Rat
(Wistar and
random-bred)
Rat
(Wistar and
random-bred)
Rat
(Wistar and ,
random-bred)
Mouse
(DBA/ 2)
Rat
(Osborne-Mendel)
Rat
(Osborne-Mendel)
Rat
(Osbocne-Mendel)
No.
animals
34
56
61
14 (male)
13 (female)
100
100
100
Total dose,
mg
2.5a
6b
10C
236(male)d
179 (female)a
0.005f
0.05f
0.10E
Tumor
Route of incidence,
administration %
Intratracheal 17.6
instillation
Intratracheal 35.7
insti llation
Intratracheal 26.2
instillation
Oral 100 (male)6
77 (female)6
Pulmonary 1-*
injection
Pulmonary is"
injection
Pulmonary 27"
injection
Reference
Pylev, 1962
Pylev, 1962
Pylev, 1962
Snell and Stewart,
1962
Hirano, et al.
1974
Hirano, et al.
1974
Hirano, et al.
1974

-------
                                               TABLE 27  (contd)

                             Induction of Respiratory Tract Tumors  in Rats and Mice
Compound
MCA

MCA

MCA

MCA

Organism
Rat
(Osborne-Mendel)
Rat
(Osborne-Mendel)
Rat
(Osborne-Mendel)
Rat
(Osborne-Mendel)
No.
animals
100

100

100

100

Total dose,
mg
0.20f

0.30f

0.40f

0.50f

Route of
administration
Pulmonary
injection
Pulmonary
injection
Pulmonary
injection
Pulmonary
injection
Tumor
incidence.
47g

40g

51g

45g

Reference
Hirano,
1974
Hirano,
1974
Hirano,
1974
Hirano,
1974
et al.

et al.

et al.

et al.

^Administered as a single dose with 0.2 mg of Indian ink in 0.2 ml of a colloid protein solution.
 Administered as three 2 mg doses at monthly intervals with 0.2 mg of Indian ink in 0.2 ml of a colloid protein solution.
cAdministered as five 2 mg doses at monthly intervals with 0.2 mg of Indian ink in 0.2 ml of a colloid protein solution.
 Administered as an aqueous-olive oil emulsion of DB(a,h)A given in place of drinking water for 237 to 279 days.
^Tumors were alveologenic carcinomas, a 100% incidence of pulmonary adenomatosis was also observed.
 Administered as a single MCA-containing beeswax pellet placed directly into the lower peripheral segment of the  left lung.
gOvert sguamous cell carcinoma.

-------
formed cells is that they give rise to fibrosarcomas upon
inoculation into immunosuppressed animals.   In addition
to hamster embryo cells,  malignant transformation has been
demonstrated in organ cultures,  liver cell cultures, fibro-
blastic cells derived from mouse ventral prostate, 3TC cell
lines derived from mouse  embryo cells, and various types
of epithelial cells from  humans and other animals (Heidelberger,
1973, 1975a,b).
     Early reports by Berwald and Sachs (1965) and Dipaolo
and Donovan (1967) described alterations in hamster embryo
cells induced by BaP, DMBA, and MCA which could be used
as indicators of a change from normal to neoplastic state.
The compounds were applied to cells in culture either dissolved
in paraffin and impregnated on filter disks or as a colloidal
suspension in growth medium.  Following marked cytotoxicity,
foci of transformed cells developed which displayed continuous
proliferation jui vitro, chromosomal abnormalities, and the
ability to grow indefinitely in culture.  In addition, these
transformed mass cultures, when transplanted to four- to
six-week old hamsters, continued to grow and form tumors.
A good correlation was obtained between ir\ vitro carcino-
genicity of a polycyclic  hydrocarbon and the number of trans-
formed clones they produced.  The maximum rate of cell trans-
formation in these studies was 25.6 percent in surviving
cells, obtained by treatment with 10 jug/ml of BaP for  six
days.  BaP treatment at 1 ;ug/ml for six days produced  19.9
percent transformation in surviving cells.  Further data
indicating the activity of several polycyclic carcinogens
                              >•«  r» c

-------
and their derivatives are summarized in Table 28.  The K-
region epoxides of DBahA and MCA are more active in the
production of malignant transformation in hamster embryo
cells than the parent hydrocarbons or the corresponding
K-region phenols  (Grover, et al. 1971; Huberman, et al.
1972).  Although  these results confirm the view that metabolism
is necessary  for  carcinogenic activity, they conflict with
data  generated i£ vivo  (see Effects section) which indicate
that  K-region epoxides of polycyclic carcinogens are less
active than the parent compound  in various species.  A possible
reason for the lack  of correlation is the relative instability
of K-region epoxides as compared to the parent hydrocarbon
when  applied  to  the  skin.   It is likely that ir± vivo far
less  of  the reactive K-region epoxide can survive passage
through  the skin  to  reach  the basal cell layer.  Furthermore,
it has become apparent  that the  non-K-region diol-epoxide
is likely  to  be  the  ultimate carcinogenic metabolite for
most  PAH.  Several  investigators have also made  it evident
that  the toxicity and transforming activity of PAH are dissoci-
able  and occur  by different processes  (Landolph, et al.
1976; DiPaolo,  et al. 1971), with  the toxicity being due
to  random alkylation of  nucleophilic  regions within the
cell.  However,  when hamster embryo cells are pretreated
with weak chemical carcinogens  which  can  induce microsomal
enzyme activity  (e.g.,  benz(a)anthracene, methyl methane-
 sulfonate, ethyl methanesulfonate)  before the addition of
                               C-96

-------
 a potent carcinogen (e.g.,  MCA,  BaP,  DMBA),  transformation



 may be considerably enhanced  (DiPaolo,  et al.  1971,  1974).



      As a prescreen for  chemical carcinogens,  cell transforma-



 tion _iri vitro may  be one of the  most  sensitive techniques



 available.   Pienta and coworkers (1977)  reported that 90



 percent (54/60)  of the carcinogens  they tested transformed



 hamster embryo cells ir\  vitro, whereas  none  of the nonc-aj.cino-



 gens tested  showed any activity.  Moreover,  many of  the



 carcinogens  which  have not  been  shown to be  mutagenic toward



 S.  tymphimurium in vitro (e.g.,  chrysene)  were capable of



 transforming the hamster cells.   It is  noteworthy, however,



 that large differences exist  in  dosage  requirements  for



 transformation among those  various  test systems.   Calculations



 have been made which show that a  battery of  tests using S.



 typhimurium  (Ames  assay), polymerase  A-deficient E.  coli,



 and  hamster  embryo cell  transformation  is  capable of detecting



 nearly  all carcinogens tested, both PAH and  non-PAH  types.



      The  alteration  of microsomal enzyme activity either



 i_n vitro  or  iji  vivo  is known  to  have  a  marked  effect on



 the  carcinogenic response to  PAH.  Nesnow  and  Heidelberger



 (1976)  reported  that  in  10T1/2CL8 cells,  a line of contact-



 sensitive C3H mouse  embryo  fibroblasts,  transformation in



 culture was  altered  by chemical modifiers  of microsomal



 enzymes.  Pretreatment of 10T1/2C18 cells with benz(a)anthra-



 cene, a microsomal enzyme inducer, caused  a doubling in



MCA-mediated transformation.  Similarly, treatment with



 inhibitors of epoxide hydrase (e.g.,  cyclohexene  oxide;

-------
                                                        TABLE 28

                                     Hamster  Embryo Cell Transformation Produced by
                                 Several Polycyclic Hydrocarbons and Their Derivatives
Concentration,
Compound ug/ml
DB(a,h)Aa


DB(a,h) Ab


DB ( a , h) A5 , 6-epox idea



DB(a,h)A5,6-epoxideh



MCAC


MCAd
MCA opoxidec


BaPd

2.5
5
10
2.5
5.0
10
2.5
5
7.5
10
2.5
5.0
7.5
10
2.5
5
7.5
2.5
3.5
5
7
1
5
Total no.
colonies
760
690
790
1341
1363
1365
598
601
395
350
895
866
817
707
404
370
349
664
364
245
103
1016
394
Cloning
efficiency,
4.2
3.8
4.4
13.4
14.0
14.5
3.3
3.3
2.5
1.9
10.1
9.3
9.3
7.7
10. I
9.2
8.7
9.6
2.4
1.5
0.7
8.46
7. 17
No.
transformed
colonies
4
4
7
3
11
7
3
12
31
14
7
20
22
30
9
10
15
20
13
8
17
25
21
Transformation
0.5
0.7
0.9
0.2
0.8
0.5
0.5
2.0
7.8
4.0
0.8
2.3
2.7
4.2
2.2
2.7
4.3
3.46
3.6
3.3
1.6.5
2.46
5.33
Reference
Huberman, et al. 1972
Huberman, et al. 1972
Huberman, et al. 1972
Grover, et al. 1971
Grover, et al. 1971
Grover, et al. 1971
Huberman, et al. 1972
Huberman, et al. 1972
Huberman, et al. 1972
Huberman, et al. 1972
Grover, et al. 1971
Grover, et al. 1971
Grover, et al. 197.1
Grover, et al. 1971
Huberman, et al. 1972
Huberman, et al. 1972
Huberman, et al. 1972
DiPaolo, et al. 1971
Huberman, et al. 1972
(luberman, et al. 1972
huberman, et al. 1972
DiPaolo, et al. 1971
DiPciolo, et al. 1971
.7-day treatment of cells seeded on a feeder  layer.
.7-8 day treatment of cells.
,4-hour treatment of cells seeded in conditioned medium.
 8-day treatment of cells.

-------
styrene oxide;  1,2,3,4-tetra-hydronaphthalene-l,2-oxide)caused
an increase in transformation over that obtained with MCA
treatment alone.  Thus, treatments which can induce epoxide-
forming enzymes and/or lower the activity of epoxide-degrading
enzymes seemed to enhance the degree of transformation  in
cultured cells by altering steady-state levels of oncogenic
epoxides.
     Chen and Heidelberger  (1969a,b) developed a system
using C3H mouse ventral prostate cells to examine transformation
by carcinogenic hydrocarbons under conditions in which  no
spontaneous malignant  transformation occurred.  Cells treated
with MCA  (1 ;ig/ml)  for six  days  in culture produced malignant
fibrosarcomas  in  100 percent of mice into which they were
subcutaneously  injected,  when  treated for only one day
with MCA  at the  single cell stage, transformed foci were
found  in  all clones grown to confluency.  A good quantitative
correlation was  obtained between  the J.n_ vivo oncogenic  activity
of  eight  hydrocarbons  (including  BaP, MCA, DMBA, and DBahA)
and  the  number  of transformed colonies produced in  this
system.   In contrast  to  the enhanced transforming ability
of  K-region epoxides  relative to the parent hydrocarbon
 in  hamster  embryo cells,  the K-region  epoxide derived  from
DMBA was  less  active  and  the K-region  epoxides from MCA,
DBahA,  and benz(a)anthracene were more active than  the  parent
compound in mouse prostrate cells (Marquardt, et al.  1972,
 1974).   Moreover, the epoxide derived  from DMBA was more
 toxic than DMBA itself.   The anomalous behavior of  DMBA
may have been due, however, to  a' decreased  intracellular
                               C-99

-------
half-life of the epoxide because of its greater chemical
reactivity.
     Attempts to transform human cells in culture with PAH
(e.g., BaP, MCA, DMBA) have generally met with failure (Leith
and Hayflick, 1974).  However, Rhim and coworkers (1975)
reported that a human osteosarcoma clonal cell line could
be further transformed iin vitro with DMBA.  Morphologic
alterations and abnormal growth patterns became evident
in cells treated with DMBA at 2.5 and 1.0 jjg/ml in the fifth
subculture 52 to 57 days after exposure.  One of the altered
cell lines obtained from the 1 jug/ml treatment was tumorigenic
in nude mice by subcutaneous and intracerebral injection.
Interpretation of the significance of these results is made
difficult by the fact that an aneuploid sarcomatous cell
line had to be employed in order to demonstrate successful
transformation.
     The use of organ cultures for the assessment of chemical
carcinogenicity suffers from the lack of  reliable biochemical
and morphological parameters for measuring early neoplastic
changes.  Nevertheless, pioneering work in the application
of organ culture to chemical carcinogenesis was performed
by Lasnitzki  (1963) .  Microgram quantities of MCA added
to organ cultures of  rat and mouse prostate fragments  caused
extensive hyperplasia and squamous metaplasia.  However,
these preneoplastic morphological  effects are  generally
not associated with subsequent tumor development when  carcino-
gen-treated pieces  of tissue  are  implanted into  host  animals
(Heidelberger, 1973) .  Limited success  has been  achieved
                               C-100

-------
with organ cultures of rat tracheas, which showed characteristic



morphologic alterations when treated with DMBA, BaP, and



MCA (Heidelberger,  1973).  In addition, Crocker (1970) has



exposed respiratory epithelia from the hamster, rat, dog,



and monkey to BaP at 7 to 15 ug/ml and observed occasional,,



squamous metaplasia.  More commonly, pleomorphic cells in



a dysplastic epithelium were evident as a result of the



treatment.  Using this system, it was also possible to demon-



strate a protective effect of vitamin A against BaP-induced



abnormal differentiation.  Rat tracheas maintained in organ



culture have been suggested as a useful system for the predic-



tive screening of potential carcinogens (Lindsay,  et al.  1974).



     A unique organ culture technique has recently been



reported in which BaP (4 or 12 mg)  was administered to pregnant



mice (strain A and  C57 Bl), and lung tissue of their 19-



to 20-day-old embryos was subsequently explanted in culture



(Shabad, et al. 1974).  A transplacental influence of BaP



was manifested as a proliferative stimulus in embryonic lung



tissue.  Hyperplasia arising in the bronchial epithelium



led to the development of adenomas in a large percentage



of the explants.



     In the environment, man is unlikely to come in contact



with only a single  PAH,  regardless of the route of exposure.



Instead, PAH occur  as complex mixtures in all environmental



media.   Despite this generally accepted fact, very few studies



have been conducted on the carcinogenicity of defined PAH



mixtures.
                              C-101

-------
      Among the most relevant studies conducted on the  effects
 of PAH mixtures were those concerned with the carcinogenic
 components of automotive engine exhaust.   Pfeiffer (1973,1977)
 treated groups of 100 female NMRI mice with single subcutaneous
 injections of a mixture containing 10 non-carcinogenic PAH,
 in addition to BaP and/or dibenz(a,h)anthracene.   The  treatment
 combinations and dosages are summarized in Table  29.   As
 the results depicted in Table 30 indicate, increases  in
 tumor  incidence could be attributed to the presence of increased
 amounts of BaP and of dibenz(a,h)anthracene.   It  is noteworthy
 that,  at the lower dosages,  dibenz(a,h) anthracene was  more
 effective  in producing tumors at the injection site than
 was BaP.   Moreover,  no effect of the 10 non-carcinogens on
 tumorigenic response was evident.   Probit analysis of  tumor
 incidence  data indicated that the tumorigenic response from
 application of all 12 PAH was attributable solely to dibenz(a,h)-
 anthracene.
     Similar  studies intended to reveal carcinogenic  interac-
 tions  among  PAH found in automobile exhaust were  conducted
 by  Schmahl,  et al.  (1977).   Eleven PAH were selected for
 their  experiments,  and various combinations were  applied
 to  the  skin  of NMRI  mice in  a proportion  based on their
 respective  weights  in automobile exhaust  (Table 31).   Animals
 recieved twice weekly treatments for  life (or  until a  carcinoma
developed).  Their  results  (Table  32)  indicated that a mixture
of carcinogenic  PAH  was  more  effective than BaP alone,  and
 that the whole mixture  (carcinogenic plus  non-carcinogenic
PAH) was not significantly more  effective  than the carcinogenic
                               C-102

-------
          TABLE  29

Classification of Test Groups
       (Pfeiffer,  1977)
A



B
dose substance
(ug)
A, 3.12 benzo(a) pyrene
A, 6.25
A^ 12.5
AT 25.0
Ac 50.0
Ag 100.0
C
Substance C-,

benzo(e) pyrene
benzo (a) anthracene
phenanthrene
anthracene
pyrene
f luoranthene
chrysene
perylene
benzo(ghi) perylene
coronene
D
Dl Al + Bl
D2 A2 + B2
D3 A3 + B3
D4 A4 + B4
DC Ac + Be
555
D6 A6 + B6
dose
(/ig)
2.
3.
125.
31.
65.
28.
3.
0.
12.
3.








C-j
Bl
B3
B6
dose
15
125
0
25
1
1
125
2
8
125








4
6
250
62
131
56
6
0
25
6








.3
.25
.0
.5
.2
.25
.25
.4
.6
.25
E
El
E2
E3
E4
EC
5
E6

dose
(ug)
2.35
4.7
9.3
18.7
37.5
75.0
C3
dose
8.75
12.5
500.0
125.0
262.5
112.5
12.5
0.87
51.25
12.5

C,
C2
C3
£4


C6






substance
dibenz (
dose
(/ig)
17.
25.
1000.
250.
525.
225.
25.
1.
102.
25.

+ D,
+ D2
+ Dj
+ D4
^. jj

+ D6

5
0
0
0
0
0
0
75
5
0








.a/hjanthracene
C5 Cc
dose
35.
50.
2000.
500.
1050.
450.
50.
3.
205.
50.









5
0
0
0
0
0
0
5
0
0








dose
70
100
4000
1000
2100
900
100
7
410
100









.0
.0
.0
.0
.0
.0
.0
.0
.0
.0








             C-103

-------
                                                    TABLE 30



                            Tumor Incidence Resulting, by the End of the 114th Week,

                   from a Single Subcutaneous Application of Test Substances (Pfeiffer, 1977)
n
i
BAP group
dose (ug)

3.12
6.25
12.5
25.0
50.0
100.0
(A)
no. of
tumors
9
35
51
57
TI
83
DBA group
dose (ug)

2.35
4.7
9.3
18.7
37.5
75.0
(B)
no. or
tumors
37
39
44
56
65
69
BaP + DAB group (D)
no. of
tumors
48
44
61
68
69
79
10 PAH group (C)
no. of
tumors
6
8
6
4
13
5
12 PAH group
no. of
tumors
41
55
61
72
68
82
(E)









-------
                        TABLE 31

Doses (ug)  Applied in Dermal Administration Experiments,
  in Relation to Benzo(a)pyrene (Schmahl, et al. 1977)
Controls
Acetone
Benzo (a) pyrene
C PAH
Benzo (a) pyrene
Dibenz (a,h) anthracene
Benzo (a) anthracene
Benzo (b) f luoranthene
total
NC PAH
(Benzo (a) pyrene
Phenanthrene
Anthracene
Fluoranthene
Pyrene
Chrysene
Benzo (e) pyrene
Benzo(ghi) perylene
total
C PAH + NC PAH
(Benzo (a) pyrene
Total C PAH
Total NC PAH
Total C PAH + NC PAH
Relation of C PAHrNC PAH



as solvent
1.0

1.0
0.7
1.4
0.9
4.0

1.0
27.0
8.5
10.8
13.8
1.2
0.6
3.1
65.0

1.0
4.0
65.0
69.0
1.7

1.7
1.2
2.4
1.5
6.8

3.0
81.0
25.5
32.4
41.4
3.6
1.8
9.3
195.0

1.7
6.8
110.5
117.3
3.0

3.0
2.1
4.2
2.7
12.0

9.0 27.0)
243.0 729.0
76.5 229.5
97.2 291.6
124.2 372.6
10.8 32.4
5.4 16.2
27.9 83.7
585.0 1755.0

3.0)
12.0
195.0
207.0
is constantly 1:16.25
                         C-105

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                                          TABLE 32

                             Findings  at  the Site  of Application
                        of PAH to Mouse Skin3 (Schmahl, et al. 1977)







o
1
I-1
o
<3\










Application
Solvent
BaP
BaP
BaP
C PAH
C PAH


C PAH


NC PAH
NC PAH
NC PAH
NC PAH
C PAH +
NC PAH
C PAH +
NC PAH
C PAH +
NC PAH
Single
dose
ug
-
1.0
1.7
3.0
4.0
6.8


12.0


65.0
195.0
585.0
1755.0
69.0

117.3

207.0

Initial
no. of
animals
100
100
100
100
100
100


100


100
100
100
100
100

100

100

Effective Histological diagnosis at the
no. of
animals
81
77
88
81
81
88


90


85
84
88
86
89

93

93

site of application
negative papilloma carcinoma sarcoma
abs. % abs. % abs. % abs. %
80
66
63
36
52
31


25


84
84
87
70
43

36

28

99
86 1
72
44 2
64 4
35 3


28 1


99
100
99
81
48 1

39 2

30 1

-
1 10
25
3 43
5 25
3 53


1 63


1
-
1
15
1 44

2 54

1 64

1
13
28
53
31
60 1


70 1


1
-
1
17 1
49 1

58 1

69

1
-
-
-
-
1


1


-
-
-
1
1

1

_

The decimal points have been rounded off;  therefore,  the sum of % values will not always be
equivalent to 100%

-------
PAH group alone.  Thus, the carcinogenic effects observed
were solely attributable to the carcinogenic components
of the misture.
     Human data:  Although exposure to PAH occurs predominantly
by direct ingestion  (i.e., in food and in drinking water)
there are no studies to document the possible carcinogenic
risk to humans by this route of exposure.  It is known only
that significant quantities of PAH can be ingested by humans,
and that in animals  such exposures are known to cause cancers
at various sites in  the body.
     Convincing evidence from air pollution studies  indicates
an excess of lung cancer mortality among workers exposed
to large amounts of  PAH-containing materials such as coal
gas, tars, soot, and coke-oven emissions  (Kennaway,  1925;
Kennaway and Kennaway, 1936, 1947; Henry, et al. 1931; Kuroda,
1937; Reid and  Buck, 1956; Doll, 1952; Doll, et al.  1965,
1972; Redmond,  et al.  1972,  1976; Mazumdar, et al. 1975;
Hammond, et al. 1976;  Kawai, et al. 1967).  However, no
definite proof  exists  that the PAH present  in these  materials
are  responsible for  the cancers observed.  Nevertheless,
our  understanding of the characteristics of PAH-induced
 tumors  in  animals, and their close resemblance to human
carcinomas of  the same target organs,  strongly suggests
 that PAH 'pose  a carcinogenic threat to man, regardless of
 the  route  of  exposure.
      The magnitude of  the  carcinogenic risk of PAH  to man
 remains obscure in  the community setting.  Ambient  levels
 of PAH in  air  are much lower than  are  encountered  in occupa-
                               C-107

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tional situations, and populations exposed are much more
heterogeneous with regard to age, sex, and health status.
However, the current state of knowledge regarding chemical
carcinogenesis would lead to the conclusion that the number
of cancers produced is directly proportional to the dose
received by any route.  One must assume, therefore, that
the small amounts of PAH present in the environment (air,
food, and water) under ambient conditions contribute in
some degree to the observed incidence of lung cancer in
most populations.
                               C-108

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                      CRITERION FORMULATION

  Existing Guidelines and Standards

       There have been few attempts to develop exposure stand-

  ards for PAHs, either individually or as a class.  In the

  occupational setting, a Federal standard has been promulgated

  for coke oven emissions, based primarily on the presumed

  effects of the carcinogenic PAH contained in the mixture

  as measured by the benzene soluble fraction of total particu-

  late matter.  Similarly, the American Conference of Governmental

  Industrial Hygienists recommends a workplace exposure limit

  for coal tar pitch volatiles, based on the benzene-soluble

  fraction containing carcinogenic PAH.  The National Institute

  for Occupational Safety and Health has also recommended

  a workplace standard for coal tar products (coal tar, creosote,

  and coal tar pitch), based on measurements of the cyclohexane

  extractable fraction.  These standards are summarized below:

Substance          Exposure Limit        Agency

Coke Oven          150 jug/m , 8-hr.      U.S.  Occupational Safety
Emissions          time-weighted         and Health Administration
                   average

Coal Tar Pro-      0.1 mg/nr , 10-hr.     U.S.  National Institute
ducts              time-weighted         for Occupational Safety
                   average               and Health

Coal Tar Pitch     0.2 mg/m  (benzene    American Conference of
of Volatiles       soluble fraction)     Governmental Industrial
                   8-hr,  time-           Hygienists
                   weighted average

       A drinking water standard for PAH as a  class has been

  developed.  The 1970 World Health Organization European

  Standards for Drinking  Water recommends a concentration
                                C-109

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 of PAH not to exceed 0.2 jug/1.   This recommended  standard
 is based on the composite analysis of six  PAH in  drinking
 water:  1)  fluoranthene, (2)  benzo(a)pyrene,  (3)benzo(g,h,i)
 perylene,  (4)  benzo(b)fluoranthene,  (5)  benzo(k)fluoranthene,
 and (6)  indeno(1,3,-cd)pyrene.
      The designation of these six PAH for  analytical monitor-
 ing of drinking water was not made on the  basis of  potential
 health effects or  bioassay data on these compounds  (Borneff
 and Kunte,  1969).   Thus, it should not be  assumed that  these
 six compounds  have special significance in determining  the
 likelihood  of  adverse health  effects resulting  from absorption
 of  any particular  PAH.   They  are, instead,  considered to
 be  useful  indicators for the  presence of PAH  pollutants.
 Borneff  and  Kunte  (1969)  found  that  PAH were  present in
 ground water at  concentrations  up to 50  ng/1, and in drinking
 water  at concentrations up to 100 ng/1.  Based on these
 data  they  suggested  that water  containing  more than 200
 ng/1  should  be  rejected.   However,  as data from a number
 of  U.S.  cities  indicate (see  Exposure section), levels  of
 PAH in raw and  finished waters  are typically  much less  than
 the  0.2/jg/l criterion.
Current  Levels  of  Exposure
     Section I of  this  report presents considerable data
which  may be used  to  calculate  an estimate of human exposure
to  PAH by all  routes  of entry to  the body.  However, quantita-
tive estimates of  human exposure  to  PAH  require numerous
assumptions concerning  principal  routes  of  exposure, extent
                               C-HO

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of absorption,  conformity of human lifestyle,  and lack of
geographic-, sex-,  and age-specific variables.   Nevertheless,
by working with estimates developed for PAH as a class,
it is possible  through certian extrapolations to arrive
at an admittedly crude estimate of PAH exposure.
     Unfortunately, there are no environmental monitoring
data available  for  most of the PAH which are specified under
the Consent Decree  in NRDC v. Train.  By for the most widely
monitored PAH in the environment is BaP; data on BaP levels
in food, air, and water are often used as a measure of total
PAH.  Among the PAH routinely monitored in water, four compounds
are included in the Consent Decree list:  BaP, IP, BbFL,
and BjFL.  In addition, levels of FL and BPR have been routinely
determined in water, as recommended by the World Health
Organization.
     The reported estimated average concentrations of BaP,
carcinogenic PAH (BaP, BjFL, and IP), and total PAH in drink-
ing water are 0.55  ng/1, 2.1 ng/1, and 13.5 ng/1, respective-
ly  (see Exposure section; Basu and Saxena, 1977-78) .  Thus,
assuming that a human consumes 2 liters of water per day,
the daily intake of PAH via drinking water would be:
     0.55 ng/1 x 2 liters/day =1.1 ng/day  (BaP)
     2.1  ng/1 x 2 liters/day = 4.2 ng/day  (carcinogenic  PAH)
    13.5  ng/1 x 2 liters/day =27.0 ng/day  (total  PAH)
     Borneff (1977) estimates that  the daily dietary  intake
of PAH is about 8 to 11 pg/day.  As a check on  this estimate,
PAH intake may be calculated based  on  reported  concentrations
in various foods (see Exposure section) and  the  per capita
                              C-lll

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estimates of food consumption by the International Commission
on Radiological Protection  (1974).  Taking a range of 1.0
to 10.0 ppb as a typical concentration for PAH in various
foods, and 1,600 g/day as the toal daily food consumption
by man from all types of foods  (i.e., fruits, vegetables,
cereals, dairy products, etc.),  the intkae of PAH from the
diet would be in the range  of 1.6 to 16.0 ;ug/day.  An estimate
of BaP ingestion from the diet  may be similarly derived.
Using 0.1 to 1.0 ppb as  the range of BaP concentration in
various  foods, total daily  BaP  intake would be .16 to 1.6
>ig/day.
     Ambient air is  reported to contain average levels of
0.5  ng/m , 2.0 ng/m  , and 10.9  ng/m  for BaP, carcinogenic
PAH,  and total PAH,  respectively (see Exposure section,
Table  16).  Taking  the  range of 15 m  to 23 m  as the average
amount of air  inhaled by a  human each day  results in an
estimated intake of  0.005 to 0.0115 ng/day, 0.03 to 0.046
ng/day,  and 0.164  to 0.251  ng/day  for BaP, carcinogenic
PAH,  and total PAH,  respectively.
      In  summary, a crude estimate  of total daily exposure
to PAH would  be  as follows:
                               C-112

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                               Table 33



         Estimate of Human Exposure to PAH from Various Media
Source
Water
Food
Air

BaP
0.0011 jjg/day
. 16-1. 6 /jg/day
0.005-.0115 jug/day
Estimated Exposure
Carcinogenic PAH—
0.0042 pg/day
0.03-0.046 >ug/day

Total PAH
0.027 jug/day
1.6-16. jug/day
0.164-0.251 ;ag/day

Total
.166-1.6 jug/day

1.6-16. ;ug/day
aTotal of BaP,  BjFL and  IP;  no data are available for food
          Two important  factors  are  not taken into account in



     this estimate.  First,  it  is known that tobacco smoking can



     contribute  greatly  to  PAH exposure in man.   Exposure to



     BaP from smoking  one pack of cigarettes per  day was shown



     to be 0.4 /ig/day  (Natl. Acad. Sci.  1972).   Second,  the possi-



     bility for  dermal absorption of PAH is assumed to contribute



     only a negligible amount  to the total exposure.   Only in



     certain occupational situations is dermal  exposure  expected



     to be quantitatively important.



     Special Groups  at Risk



          An area of considerable uncertainty with regard to



     the  carcinogenic  hazard of  PAH  to man involves the  relation-



     ship between aryl hydrocarbon hydroxylase  (AHH)  activity



     and  cancer  risk.  Genetic variation in AHH  inducibility



     has  been  implicated as a  determining  factor  for  susceptibility



     to  lung and laryngeal cancer  (Kellerman, et  al.  1973a,b).



     It was  suggested  that the extent  of AHH inducibility in
                                  0113

-------
lymphocytes was correlated with increasing susceptibility
to lung cancer formation.
     Paigen, et al.  (1978) have examined the question of
genetic susceptibility to cancer, and concluded that epidemio-
logic evidence supports this hypothesis.  Moreover, they
were able to show that AHH inducibility in lymphocytes segre-
gates in the human population as a genetic trait.  However,
their studies failed to find a correlation between this
inducibility and presumed cancer susceptibility, either
among healthy relatives of cancer patients or in patients
who had their cancer surgically removed.  It is noteworthy
that previous investigations on AHH inducibility were conduct-
ed in persons with active cancer.
     Recent studies with other human tissues (liver and
placenta)  have provided important new data concerning the
carcinogen-metabolizing capacity of man and its implications
for cancer susceptibility.  Conney, et al.  (1976)  examined
individual differences in the metabolism of drugs and carcino-
gens in human tissues, and have identified drugs which may
serve as model substrates to provide an indirect index of
carcinogen metabolism for man.  The rates for antipyrene,
hexobarbital, and zoxazolamine hydroxylation in human autopsy
livers were highly, but not perfectly, correlated with the
rates of BaP metabolism.   In human placenta,  an almost perfect
correlation was found between zoxazolamine hydroxylase activ-
ity and BaP hydroxylase activity.  (Kapitulnik,  et al.  1976) .
Thus, metabolism of BaP and zoxazolamine by human placenta
occurs by the same enzyme systems(s)  or by different enzyme
                               C-114

-------
systems under the same regulatory control (Kapitulnik,  et
al. 1977a).   BaP and zoxazolamine hydroxylase activities
were also shown to be significantly enhanced in placentas
obtained from women who smoked cigarettes.
     The lack of perfect correlations for the hepatic metabo-
lism of BaP and certain drugs in many subjects indicated
the presence of several monooxygenases in human liver which
catalyze the oxidative metabolism of these compounds.  Fur-
thermore, large inter-individual differences exist in the
capacity of humans to metabolize foreign chemicals both
i£ vitrP an<3 in vivo«  Further studies showed -that 7,8-benzo-
flavone markedly stimulated the hydroxylation of BaP, antipy-
rene, and zoxazolamine in human liver samples, but with
a wide variation in magnitude among different samples.
These results suggested the presence of multiple monooxygen-
ases or cytochrome P-450 in the different liver samples
(Kapitulnik, et al. 1977b). Moreover, 7,8-benzoflavone  did
not affect the hydroxylation of coumarin or hexobarbital,
thereby indicating the existence of different monooxygenases
for metabolism of these substrates.
     Multiple forms of cytochrome P-450 have been  shown
in the livers of rats, rabbits, and mice, but not  thus  far
in humans (Kapitulnik, et al. 1977a).  More  important,  how-
ever, MCA is a potent  inducer of BaP hydroxylase activity
in rats but does not  stimulate antipyrene hydroxylase,  clear-
ly suggesting that.metabolism of PAH in  rodents may  be  regu-
lated by different enzyme systems  than  in humans  (Kapitulnik,
et al. 1977a).
                               C-115

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     In contrast to the apparent multiplicity of cytochrome
P-450 dependent enzyme systems for the oxidative meatbolism
of PAH in man, a single epoxide hydrase with broad substrate
specificity may be present in human liver  (Conney, et al.
1976; Kapitulnik, et al.  1977c).  Because the hydration
of arene oxides may lead to the formation of dihydrodiol
carcinogen precursors, the capacity of different humans
to metabolize epoxides may affect cancer susceptibility.
It is not known, however, if enhanced dihydrodiol formation
would increase cancer risk or decrease cancer risk.
     Thomson  and Slaga  (1976) did not obtain a correlation
of AHH induction with skin-tumor-inducing  ability in mice
for  a series  of unsubstituted hydrocarbons.  Nevertheless,
the  highest AHH enzyme activity was found  in the epidermal
layer of  the  skin,  which  is  the major point of contact with
many environmental  chemicals.   These results may be  interpret-
ed  to  indicate  that a chemical  carcinogen  may not necessarily
induce its own  bioactivation, but instead  can be transformed
into a reactive  intermediate by virtue of  increased  AHH
activity  stimulated by other noncarcinogenic compounds.
     Due  consideration must  also  be given  to the fact  that,
 in  addition  to  the  initiation of  resting cells by a  chemical
carcinogen,  a promotion  phase  involving cell proliferation
 is  also  involved  in skin carcinogenesis  (Yuspa,  et  al.  1976).
Therefore,  although certain  aromatic  hydrocarbons are  effec-
 tive enzyme  inducers,  their  bioactivated metabolites may
 function  only as  an initiator  having  no promoting ability.
 A potent  complete carcinogen,  however, will  be  transformed
                                C-116

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 not  only  into  a  powerful  tumor  initiator but will also  be
 able to  interact with cellular  membranes, alter genetic
 expression,  and  ultimately cause  irreversible cell prolifera-
 tion.  These observations raise certain doubts concerning
 the  validity and/or  reliability of equating enzyme inducibil-
 ity  with  carcinogenic potential for chemical agents.  Further
 reinforcement  of this opinion has been provided by Shulte-
 Hermann  (1971) who showed that  cell proliferation is not
 a  direct  result  of enzyme induction, even though both processes
 are  normally coupled.
     The  further possibility that the genet'.cs of AHH induci-
 bility is organ-dependent rather than strain-dependent  in
 animals has  important implications for evaluating susceptibil-
 ity  to PAH-induced cancers (Kouri, et al. 1976).  Most  signif-
 icant is  the demonstration that pulmonary AhH may be inducible
 in all strains of mice, regardless of the inducibility of
 hepatic AHH.  Since  the respiratory epithelium represents
 a primary portal of  entry for PAH, AHH activity which is
 induced in this  tissue may bear importantly on susceptibility
 t:o malignancy.
     Enzyme  induction by PAH is not limited to AHH.  Owens
 (1977) recently demonstrated that MCA can induce hepatic
UDP-glucuronosyltransferase activity in certain inbred  strains
of mice.   This  enzyme catalyzes the conjugation and excretion
of PAH substrates after they have first been oxygenated
by AHH.   The induction of this transferase activity and
that of  AHH was apparently regulated by a single genetic
locus.   However,  transferase inducibility does not depend
                              C-117

-------
on AHH levels, but rather  is stoichiometrically  related



to the concentration of a  specific and common cytosolic



receptor regulating both enzyme induction processes.  Owens



further demonstrated that  AHH activity can be fully induced



in certain mouse strains (e.g., by 2,3,7,8-tetrachlorodibenzo-



p_-dioxin) without greatly  enhancing the transferase activity.



Earlier studies had established that chrysene and chlorproma-



zine were potent inducers  of AHH activity while having little



effect on transferase activity  (Aitio, 1974a,b).  Subsequent



exposure to carcinogenic PAH (i.e., MCA)  could lead to maximal



oxidative metabolism but little transferase-catalyzed removal



of metabolites by glucuronic acid conjugation.  This situation



would be exacerbated by the fact that metabolites of MCA



are incapable of further inducing the transferase activity.



This effect may have considerable toxicologic significance



in that highly reactive epoxides of PAH formed by the action



of AHH under these circumstances may not be adequately removed



by glucuronidation.  Thus,  one must consider the total expo-



sure of all environmental  agents and their  possible effect



on critical enzymatic processes before attempting to assess



the toxicologic impact of  exposure to a specific PAH.   in



summary, there is a need to further explore the relative



effects of enzyme induction on the metabolic activation



of chemicals to toxic products, versus metabolism of chemicals



via detoxification pathways, when considering the possibility



of special groups at risk.
                              C-118

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Basis and Derivation of Criterion
     The presently available data base is inadequate to
support the derivation of individual criteria for each of
the PAH as specified under the Consent Decree.  This problem
arises primarily from the diversity of test systems and
bioasssay conditions employed for determining carcinogenic
potential of individual PAH in experimental animals.  Further-
more, it is not possible to estimate the intake via water
of  individual PAH, except for those compounds which have
been selected by the World Health Organization for environ-
mental monitoring.  Therefore, an approach to criterion
development is adopted in this report with the objective
of  deriving a single criterion to encompass the entire PAH
class.   This approach  is attractive in that it recognizes
the fact that environmental exposures to PAH  invariably
occur by contact with  complex, undefined, PAH mixtures.
     The attempt to develop a drinking water  criterion for
PAH as  a class  is  hindered by several gaps in the scientific
data base:
      (1)   The PAH  class  is composed of numerous compounds
           having diverse biological effects and varying
           carcinogenic potential. A "representative" PAH
           mixture,  has not been  defined.
      (2)   The common  practice of using data derived  from
           studies  with BaP  to make generalizations concerning
           the effects  of  environmental PAH may not be  scientif-
           ically  sound.
                               C-119

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     (3)  No chronic animal toxicity studies exist involving
          oral exposure to PAH mixtures.
     (4)  No direct human data exist concerning the effects
          of exposure to defined PAH mixtures.
     However, assuming that the development of a criterion
must proceed despite these obstacles, certain approaches
may be taken to circumvent deficiencies in the data base.
The choice of an appropriate animal bioassay from which
to derive data for application to the linear non-threshold
model for human cancer risk assessment  (see Appendix I)
should be guided by several considerations.  Primary emphasis
must be placed on appropriate animal studies which:  (1)
include sufficient numbers of animals for statistically
reliable results;  (2) involve long-term low-level exposures
to PAH; (3)  include a proper control group; and  (4) achieve
positive dose-related carcinogenic response.
     Because there are no studies available regarding  chronic
oral exposure to PAH mixtures, it is necessary to derive
a criterion  based upon data involving exposure to a single
compound.  Even when considering single chemicals, almost
no studies are available which involved oral  exposure  at
more than one dose level to a reasonable number of animals.
Two studies  have been selected, one  involving BaP  ingestion
(Rigdon and  Neal, 1967) and one involving DBA ingestion
(Snell  and Stewart, 1962) .  Both compounds  are recognized
as animal carcinogens, and both are  known  to  be  environmental
contaminants to which humans are exposed.
                                C-120

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      In  the  strictest  sense  it  can  be  argued that a criterion



for  a  chemical  class  derived  from   experiments  involving



a  single component of  that  class  is  invalid.   On  the  other



hand,  selection  of  those  components   (e.g.,  BaP  and  DBA)



which  are  among  the more potent carcinogens  in  the  PAH  class



should  lead  to a  conservative  criterion  approach.   It  must



be assumed that interactions among  the  various  PAH components



resulting in either an enhancement or inhibition of biological



effect   (see  Effects   section)  will  cancel  each  other  out



in the environment.  Presently, there  is no  way  to quantitate



the potential  human health risks incurred by the  interaction



of PAH,  either  anomg  themselves or with  other  agents  (e.g.,



tumor  initiators,  promoters,  inhibitors)  in  the environment.



In addition,  it  is  known that  PAH commonly  produce tumors



at  the  site  of  contact   (i.e.,  forestomach tumors  by   oral



exposure to BaP; lung tumors by intratracheal administration;



skin  tumors  be   dermal  application).    Thus,  consideration



of  the  extent  of  absorption   may  not  always   be necessary



in the case  of  carcinogenic PAH,  and  will in  fact result



in underestimation of  actual   risk  if  only distant  target



sites are considered.   Calculations  of  water quality criteria



for PAH based upon bioassay data for BaP and  DBA are presented



in Appendix I.



     The  water  quality  criteria  for   BaP  and  DBA  derived



using  the  linear  non-threshold model  as  described  in  the



Appendix are  9.7  ng/1  and 43   ng/1, respectively.   For  the



sake   of  comparison, a  water  quality criterion  for  DBA  was



calculated using  the procedure  developed  by  Mantel and  Bryan
                             C-121

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 (1961).   As opposed to the linear  non-threshold  model, which



 is  logistic and defines acceptable risk  as  1/100,000,  the


 Mantel  and Bryan (1961)  model is probablistic  and  defines


 acceptable risk as  1/100,000,000.   Furthermore,  the Mantel


 and  Bryan (1961)  is concerned with the maximum tumor  incidence



 in  treated animals  at the 99 percent  assurance level.  Using
            •

 the  Mantel and  Bryan (1961)  approach  with DBA, the resu  ^ant



 water quality criterion is 13.3  ng/1.



     Under the  Consent Decree in NRDC v. Train,  criteria


 are  to  state "recommended maximum  permissible  concentrations


 (including where appropriate, zero) consister : with the



 protection of aquatic organisms, human health, and recreation-


 al activities."  BaP and DBA are known animal  carcinogens.


 Because  there is  no recognized safe concentration  for  a



 human carcinogen, the recommended  concentration  in water


 for  maximum protection of human  health is zero.


     Because attaining a zero concentration  level  may  be



 infeasible in cases and  in order to assist  the Agency  and



 States  in  the possible future development of water quality



 regulations, the  concentrations  of BaP and  DBA corresponding


 to several incremental lifetime  cancer risk  levels have



 been estimated.   A  cancer  risk level  provides  an estimate



 of the additional incidence  of cancer that may be  expected



 in an exposed population.  A risk  of  10~  for  example, indi-



 cates a probability of one additional case of  cancer  for



 every 100,000 people  exposed, a  risk  of 10~  indicates one



 additional  case of  cancer  for every million  people exposed,



and so forth.

-------
     PAH are widely distributed in the environment as evi-
denced by their detection in sediments, soils/ air/ surface
waters, and plant and animal tissues.  The ecological impact
of these chemicals, however, is uncertain.  Numerous studies
show that despite their high lipid solubility, PAHs show
little tendency for bioaccumulation in the fatty tissues
of animals or man.  This observation is not unexpected,
in light of convincing evidence to show that PAH are rapidly
and extensively metabolized.
     Lu, et al. (1977) have published  the only available
study regarding the bioconcentration and biomagnification
of a PAH in model ecosystem environments.  They reported
that the bioconcentration of BaP, expressed as concentration
in mosquitofish/concentration  in water was zero.   This was
apparently due to the fact that the fish metabolized the
BaP about as rapidly as it was absorbed.  On  the other hand,
in a 33 day terrestrial-aquatic model  ecosystem study, BaP
showed a small degree of biomagnification which probably
resulted from food chain transfer.   In this case  the biomagni-
fication factor for mosquitofish was 30.  Based on the results
of Lu, et al.  (1977) a bioconcentration  (BCF)  factor of
30 was employed for the purpose of calculating a  water quality
criterion.  In contrast/ as can be noted  in Table  6a,  the
BCF derived from octanol-water partition  coefficients  for
BaP is 6800.
     In the Federal Register notice  of availability of draft
ambient water .quality criteria, EPA  stated  that  it is  consid-
                            C-123

-------
ering setting criteria for BaP and DBA at  an  interim target
risk level of 10~ , 10~  or 10"  as shown  in  the  table  below.
                             BaP
Exposure Assumptions          Risk  Levels  and  Corresponding Criteria (1)
     (per day)                                      ng/1
                              0          1£~7       1£~6      1£~5
2 liters of drinking water    0          0.097      0.97      9.7
and  consumption of 18.7
grams fish and shellfish.  (2)
Consumption of  fish  and                  0.44      4.45      44.46
shellfish only.
                                   DBA
 Exposure  Assumptions           Risk Levels and Corresponding Criteria
     (per  day)
 2  liters  of  drinking water
 and  consumption of  18.7
 grams  fish and shellfish.  (2)
 Consumption of fish and                 0.196    1.96      19.63
 shellfish only.

0
0

ID'7
0.043
ng/1
io-6
0.43

io-5
4.30
                               C-124

-------
 (1)   Calculated by applying a modified "one hit" extrapolation



 model described in the FR 15926,  1979.  Appropriate bioassay



 data used in the calculation of the model are presented



 in Appendix I.   Since the extrapolation model is linear



 to low doses,  the additional lifetime risk is directly propor-



 tional to the  water  concentration.  ..Therefore,  water concen-



 trations  corresponding to other risk levels can be derived



 by multiplying  or dividing one of the risk levels and corres-



 ponding water  concentrations shown  in the table by factors



 such as 10,  100,  1,000,  and so forth.



 (2)   Approximately 22 percent of  the PAH exposure assumed



 to be BaP,  results from  the consumption of aquatic organisms



 which exhibit  an  average bioconcentration potential of 30



 fold.  The  remaining  78  percent of  PAH exposure results



 from drinking water.



      Concentration levels  were derived assuming a lifetime



 exposure  to  various amounts of PAH  (1)  occurring from the



 consumption  of  both drinking water  and aquatic  life grown



 in water  containing the  corresponding PAH concentrations



 and,  (2)  occurring solely  from the  consumption  of aquatic



 life  grown  in the  waters containing  the corresponding PAH



 concentrations. Because  data indicating other sources of



 exposure  and the concentration to total body  burden are



 inadequate for quantitative  use,  the  criterion  reflects



 the  increment to risks associated with  ambient  water exposure



only.
                            C-124a

-------
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                               C-175

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                          APPENDIX  I
       Carcinogenicity Risk  Assessment  by  Extrapolation
            from Laboratory Animal Toxicity Tests
     An assessment of health risks associated with exposures
of a general environmental nature requires prediction of
effects from low level exposures of lifetime duration.
Carcinogenic risks effects from environmental exposures
must normally be estimated from animal data obtained at
much higher levels because of the difficulty in detecting
a small increase in tumor induction resulting from long-
term low level exposure.  Because the carcinogenic process
is generally believed to be irreversible, self-replicating,
and often originating from a single somatic cell mutation,
assumptions of threshold levels of effect are believed  to
be invalid for many, if not all, cancer-causative compounds.
Although many models have been proposed  for extrapolation
from animal data to human risk assessment, the one utilized
here was chosen to facilitate uniform treatment of the  variety
of chemical compounds that are discussed  in the development
of those water criterion documents which  deal with animal
carcinogens.
     It is recognized that the process of evaluating  existing
studies and resultant data in preparation for application
of mathematical methods involves a high  level of professional
judgment.  Many questions will necessarily arise due  to
the unique characteristics of the specific compounds  under
discussion and the tremendous variability in completeness
and comparability among the available studies.
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     A general explanation of the evaluation and  extrapolation



procedures to be used are as follows:



     1.   Since the compounds discussed are known, or  suspect,



          carcinogens, emphasis was placed on those studies



          with carcinogenic or mutagenic endpoints.  In



          particular, those studies dealing with  mammalian



          species.



     2.   The extrapolation method employed is a  mathematical



          procedure which uses a single dose and  observed



          response of a toxicological experiment  to estimate



          a dose level for humans that will not increase



          the risk of tumors by more than a specified  level



          (1 in 100,000)   (Personal communication.  Dr. Todd



          Thorsland, CAG, U.S.EPA, Washington, D.C.).   Clearly



          this method is predicated on sound toxicologic



          test procedures.  Hence, each included  study was



          evaluated for adherence to sound toxicological



          and statistical principles.



     3.   Judgment was exercised in prioritizing  the signif-



          icance of toxicologic studies that use different



          routes of administration.   In general,   the preferred



          route of exposure is  oral (food,  water,  or gavage)



          followed by intraperitonea.l,  intravenous, inhalation,



          or dermal routes of  administration for  the same



          species.   However,  in some instances consideration



          of absorption rates  required  that other  routes



          be evaluated.
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 The  NCI's  Ad Hoc Committee  on  the  Evaluation of
 Low  Levels of Environmental Chemical Carcinogens
 outlined  two conditions  that would render  the
 extrapolation of animal  carcinogenesis  to  man
 inappropriate.   This  committee  reported to the
 Surgeon General  as  follows:
      "Any  substance which is shown conclusively
      to cause tumors  in  animals should  be  considered
      carcinogenic and, therefore,  a potential hazard
      for man.  Exceptions should be considered
      only  where  the carcinogenic effect is clearly
      shown the results from physical rather than
      chemical induction  or  where the route of
      administration is shown to be grossly inappro-
      priate  in terms  of  conceivable human  exposure."
After selection  of  the sound toxicologic studies
that  form  the basis for  development if  a recommended
criteria,  a  single  dose  and observed response
was selected  for  the  most "sensitive" sex  (if
both  males and females were tested) according
to the following  method:  Select the lowest dose
which yields  a tumor  response rate  that is  greater
than  the control  rate.   If  the standard controls
and media control response  rates are not significantly
different  ( ^0.05),  a combined rate was calculated
from controls.
                     C-178

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     5.    The extrapolation methods were applied independently
          to each selected dose and response pair.   The
          lowest projected dose was selected as the "safe
          level" based on the available toxicologic studies,
          if judgement indicated equal confidence in the
          various dose-response pairs.
     6.    The calculated safe dose was evaluated along with
          the results from human studies to delvelop a
          recommended criteria.
Calculation of Estimated Safe Levels for Humans;
     The specific data analyses performed along with required
input data are described following in Mathematical Description
of Extrapolation Method.  This model provides the additional
risk associated with ingestion of 2 liters of water per
day and contaminated aquatic foods.  Any other risks associated
with air, food, or other exposure are not addressed by this
model.  A copy of the working data sheet is also included.
                               C-179

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       Mathematical Description of Extrapolation Method
A.   Necessary information:
     Nt = No. of animals  (males or  females) exposed  to  selected
          dose that developed  tumors  (all  sites  combined
          unless tumors appear  to be  related  to  route of
          administration,  e.g., peritoneal tumors  would
          not be included  if  interperitoneal  injection  method
          is used).
     NT = Total number of  animals (male  or females)  exposed
          to selected dose level.
     nc = Number of control animals (males or females)
          with  tumors.
     NC = Total number of  control animals  (males or  females).
     Le = Actual maximum  lifespan for test animals.
     le = Length of exposure (no. of  hours, days,  weeks,  etc.)
     d = Average dose per  unit of time (mg/kg).
     w = Average weight  of test animals  (kg).
 B.   Necessary  information from .general  literature:
     70 kg  = Average  weight of man.
     L = Theoretical  average length of life for  test
          species,  unless specified  in article.   (See
          attached  table  for appropriate  values)
     F =  Average  weight  of fish consumed per  day,
          assumed  18.7  grams.
                               C-180

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C.   Necessary ecological  information:

     R = Bioaccumulation factor  for edible portions of fish

         (Supplied  by  Environmental Research Laboratory,

         Duluth)

     (Note:   If a bioacculumation  factor is provided for

     the total fish or  for  some  part other than the total

     edible  portion (such  as  the fat) an attempt should

     be made to estimate factor  for edible portion).

D.   Mathematical Model

          Pt = PC + (1-Pc)

     Where:

          Pt = nt -t- NT = Proportion of test animals with tumors,

          PC = nc •*• NC = Proportion of control animals with
                        tumors.

              d x le
          D  =  —	 = Lifespan weighted average dose
                 e      level  (mg/kg)/(unit of Time).
             i   '  ""   r
          B  =t In
                   [*rf W

              MB- £ *
            	,_   lifespan fo
               .  *~   . _ lifespan for test animals  _ Le
                        length of life for species   L


                     (Note:  It is assumed that average
                            weight of man = 70 kg.)

     If and only if s'^Q.l then



         SL =      X?     = Safe level (mg/1) for man
If BX7p.l then


     SL = +BM2  =  RxF) }   x  70  =  Safe  level  (mg/D  for man


     (Note:   It  is assumed  average daily  consumption
             is  2  liter/day)
                        C-181

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                         APPENDIX II



     Summary and Conclusion Regarding the Carcinogenicity
          of Polynuclear Aromatic Hydrocarbons (PAH)

     Polynuclear aromatic  hydrocarbons  (PAH)  comprise  a

diverse class of compounds consisting of substituted and

unsubstituted polycyclic and heterocyclic aromatic rings.

They are formed as a result of incomplete combustion of

organic compounds and appear in  food as well  as ambient

air and water.

     Numerous studies of workers exposed to coal gas,  coal

tars, and coke oven emissions, all of which have large amounts

of PAH, have demonstrated  a positive association between

the exposures and lung cancer.

     Several PAH are well-known  animal carcinogens, others

are not carcinogenic alone but can enhance or inhibit  the

response of the carcinogenic PAH and some induce no tumors

in experimental animals.  Most, of the information about

the combined carcinogenic effects of several PAH come  from

skin painting and subcutaneous injection experiments in

mice whereas oral administration, intratrachael instillation

and inhalation have been shown to induce carcinogenic responses

to single compounds.  In one subcutaneous injection study

in mice it was shown that a combination of several non-carcino-

genic PAH compounds, mixed according to the proportion occurring

in auto exhaust, does not enhance or inhibit the action

of two potent PAH- carcinogens,  benzo(a)pyrene (BaP)  and

dibenz(a,h)anthracene.
                               C-182

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     The mutagenicity of PAH in the Salmonella typhimur ium

assay correlates well with their carcinogenicity in animal

systems.  PAH compounds have damaged chromosomes in cytogenetic

tests, have induced mutations in mammalian cell culture

systems and have induced DNA repair synthesis in human  fibro-

blast cultures.

     The water quality criterion for carcinogenic PAH compounds

is based on the assumption that each compound is as potent

as BaP and that the carcinogenic effect of the compounds

is proportional to the sum of their concentrations.  Based

on an oral feeding study of BaP in mice, the concentration

of BaP estimated to result in a lifetime risk of 10"  is

9.7 nanograms per liter.  Therefore, with the assumption

above, the sum of the concentrations of all carcinogenic

PAH compounds should be less than 9.7 nanograms per liter

in order to keep the lifetime cancer risk below IQ~^.
                              Roy E.  Albert,  M.D,
                              Chairman
PARTICIPATING MEMBERS

Elizabeth L. Anderson, Ph.D.
Jacqueline V. Carr, M.S.
Chao W. Chen, Ph.D.
John R. Fowle III, B.S.
Bernard H. Haberman, D.V.M., M.S.
charalingayya B. Hiremath, Ph.D.
David A. Mann, B.A.
Robert McGaughy, Ph.D.
Barbara Shelton, B.S.
Dharm V. Singh, D.V.M., Ph.D.
Nancy A Tanchel, B.A.
Todd Thorslund, Sc.D.
Adrienne J. Zahner, Ph.D.
                               C-183

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                   Summary of Pertinent  Data


      The water quality criterion  for  PAH  is  based  on  the
 experiment reported by Neal and Rigdon  (1967)  in which  benzo(a)-
 pyrene at doses ranging between 1 and 250  ppm  in the  diet
 was  fed to strain CFW mice for approximately 110 days.
 Stomach tumors, which were mostly squamous cell papillomas
 but  some carcinomas,  appeared with  an incidence statistically
 higher than controls  at doses of  45 ppm and  above.  At  45
 ppm  the incidence in  controls and treated  groups was  0/289
 and  4/40,  respectively.  The one-hit  model has the  following
 parameters:
           nt = 4              d = 45  ppm X 0.13 =  5.85  mg/kg/day
           Nfc = 40            w = 0.034 kg
           n  = 0              L = 78  weeks X 7 days/wk  = 546 days
           NC =289            R = 30
           Le = 110  days      F = .0187 kg/day
           le = 110  days
With  these  values,  the  one-hit slope  parameter is  BH  =  28.020
 (mg/kg/day)~ .
     The  result is  that the  water concentration of  BaP  should
be less  than 9.7  nanograms  per liter  in order  to keep the
individual  lifetime risk  below 10~  .  On the conservative
assumptions  that  all  carcinogenic PAH compounds are as  potent
as BaP,  that  the  effect of  a mixture  of carcinogenic  PAH
compounds depends on  the  sum of their concentrations, and
that the non-carcinogenic  PAH compounds have no effect  on
the response  of the carcinogenic  PAH, it follows that the
sum of the concentration  of all carcinogenic PAH compounds
should bo less  than 9.7 nanograms per liter  in order  to
keep the lifetime risk  less  than  10   .
                            C-184

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