MEDICAL WASTE SMALL QUANTITY GENERATOR MODEL:

             A model for estimating medical waste produced
             by private practitioners at the state level.
                        By Jacob Schupak.

      This report was researched and written at Hazardous
      Waste Programs Branch in response to NNEPS question #3302

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                        EXECUTIVE  SUMMARY.
     This model is based primarily on total county population-
rather than an actual number of practitioners- that allows the
amounts of medical waste produced by physicians, dentists, and
veterinarians to be projected for any state. For physicians and
dentists, the calculations are done on the county level and all
counties are then summed up to obtain a total figure for the
state. A different methodology is used to calculate the amount
produced by veterinarians, with that figure being added to the
first to obtain a projection for the total amount of medical
waste produced yearly by all three types of practitioners.

Table A* Summary of all projected annual amounts of medical
waste for two states, New York and New Jersey.
               NEW
           YORK
                  NEW
                 JERSEY
   Units
physician
dentist
vet.**
physician
dentist
vet.**
 Ibs./year*
 1,846
 1,928
 538
  7,512
 7,776
 242
 tons/year
  923
  964
 269
  376
  389
 121
 tons/month
  76.9
  80.3
 22.4
  31.3
  32.4
 10. 1
   of total
  43
  45
 12
  42
  44
 14
  TOTALS— >
N.Y: 4,342,000 Ibs./Year
        2,156 tons/year
        179.6 tons/month
                  N.J; 1,772,000
                           886  tons/year
                         73.8 tons/month
   (*  =  figure  x  1000)  (**  = veterinarian)

      In creating the model,  it  was  first  necessary  to  show  that
 using various  population parameters (sex,  race,  age, ethnicity)
 to calculate the number of visits yearly  for  any county,  yields
 figures that closely approximate those  obtained  by  merely using
 total population alone. This was done by  applying available
 national visit rates for all physicians and dentists  (15-19,  33)
 to all  of the  four parameters mentioned above,  for  five  test
 counties.  Since  rates were available for  a number of physician
 specialties- general & family practitioners,  internists,
 obstetrician/gynecologists and  pediatricians- these were applied
 to the  aforementioned parameters at the county level to  obtain a
 projected number of annual visits to those particular
     •  i j *
 specialties.
      Age was the only parameter that was  found to give a
 significant difference (see table 8, page 15)- defined as a > 10

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change from the original number of visits based on total
population alone- but only for pediatricians, not for other
physician specialties or dentists.  Age was therefore used as a
population parameter for calculating the annual number of visits
to this specialty, but should only be used in cases where the
segment of the population > 14 years old makes up 80% or more of
the total county population. Race and sex should also be used as
parameters in some situations.
     Race should only be used as a parameter if the black
population is known to constitute 30% or more of the total
population in any county. Sex was found to generally have no
effect, this probably being due to the fact that all counties
tested have a proportion of males to females being an almost
exact 49:51 ratio. If the proportion of females begins to exceed
49% in any county, the difference obtained (in projected visits)
may then become significant since the female visit rate is
slightly higher than that for males. For all parameters, when
borderline cases  (eg, with respect to the conditions above)
occur, the parameter in question should be applied to a number of
test counties  (no more than 5) to test for any significance.
     After the number of visits is obtained, the next step is to
multiply it by the amount of medical waste (in pounds)/patient
visit  (representing the average amount of medical waste that each
patient brings with them) to obtain a figure for the amount of
medical waste generated annually. This is done for all physician
specialties  (those listed above & a category including all the
rest), for dentists, and both are added to obtain the physician
and dentist total. It was shown that detailed calculations for
the largest  (most populous) county can be "scaled down" to obtain
to obtain the total average amount for all other counties, thus
only one rigorous set of calculations is all that is required
 (assuming all conditions concerning the population parameters
discussed above are met). The amounts of medical waste generated
from physician and dental visits, is projected by taking 49% and
51% out of the total figure for average waste respectively. The
amount of  (average) waste generated by veterinarians was
calculated by multiplying the average medical waste/calendar
month  (pounds monthly per vet.) by the number of practicing
veterinarians, since projecting patient visits in this case is
not possible.
     Since the model calculated the amount of medical waste
 independent  of the actual numbers of office  based physicians and
dentists in  any given county, when comparing calculated amounts
between two  counties  (using this  model) one  must  first make sure
that the counties being  compared  have similar numbers of both
types  of practitioners.  If  this turns out not to be  the case,
 individuals  in the underserved  county may utilize private
 (physician or  dentist) health care  in a neighboring  county. With
the help of  computer modeling- when used  in  conjunction with this
model-  it may  become possible to  compare  any two  counties.  Such
 "migration"  of medical waste  across county  lines may also  come
about  as a result of a number of  factors  that have  little  or no
predictive value  (eg. personal  preference).

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                        Table of contents.

                                                          Page,

I INTRODUCTION	 1

  1.  Medical waste defined	  1
  2 .  Need for a model	  2
  3.  Need to show differences	  2
  4 .  Inherent problems	  3


II  THE MODEL	 3

   1. Estimating the  annual  number of visits to office
      based physicians  at the county level	3

       A. Number practicing  and visits	3
       B. Method	4
       C. Example: Queens County	6

          1) RATES METHOD	6

             a) Total population	6
             b) Sex	7
             c) Race	8
             d) Age	8

          2 ) PROPORTIONING METHOD	10

             a) Total population	10
             b) Sex	11
             c) Race	11
             d) Age	12

          3 ) RESULTS	13

       D. All other  specialties	17


   2. Estimating  annual visits  to  dentists  at
      the county  level	19

       A. Number  practicing  and visits	19
       B. Example:  Queens County	20

          1) RATES  METHOD	20
          2 ) PROPORTIONING METHOD	20
          3 ) CRUDE  RATE METHOD	22

   3 . Veterinarians	25

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  4. Calculating  amounts  of medical waste	25

      A. Inherent problems	25

         1) Waste per  patient visit	26

            a)  Physicians	26
            b)  Dentists	27
            c)  Veterinarians	27

         2) EXAMPLE: Calculating the  amounts  of  medical
            waste produced by privately practicing
            doctors,dentists and veterinarians,
            in Queens  county	28

   5. Seal ing  down	30

      A. Showing  no difference	30

         1) Method	30

      B. Use  of average waste amounts	32

         1) Method: physicians  and dentists	33
         2) Calculated amounts  of medical  waste  for
            New York:  physicians and  dentists	35
         3) Veterinarian medical waste	36
         4) Total medical waste: New  York	37



III APPLYING THE MODEL: NEW JERSEY	37

   1.  Physicians and dentists	37
   2 .  Veterinarian	39
   3 .  total waste	39



IV  DISCUSSION	39

   1.  Uses	39
   2 .  Improvements	41

BIBLIOGRAPHY	42

LIST OF CONTACTS	46

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MEDICAL WASTE SMALL-QUANTITY GENERATOR MODEL:

          A model for estimating medical waste  produced by
          private practitioners at the state level.


I INTRODUCTION;

     The rash of beach closings which occurred during the past year
has served  to effectively focus public attention  on the nations
waste management problems.  Along with other material- such as wood,
municipal garbage and other solid wastes- various types  of medical
wastes were discovered washed up on beaches  in  and New York, New
Jersey,  and in  several  Northeast  and  Great Lakes  states.   The
medical  waste  included  various  syringes,   tubings,   and  blood
encrusted vials.   It was suggested at  the time that some of the
syringes  may have been  discarded  by   I.V.  drug  users, but the
subsequent  finding  of  unused syringes and  marked prescription
bottles,  as well as blood containing  vials, seemed to  implicate
medical  facilities  rather than any particular  individual as the
source.   In addition,  the present  widespread fear of AIDS served
only  to fan rather  that  alleviate the fears of  the beach going
public  (1,2,3).
     The  washups began in 1987, but  it was  only  after the most
recent  occurrences  during the 1988 beach  season-  one  in which  a
vast majority of bathers avoided the beaches completely -that local
legislatures  and ultimately  congress,  took legislative
action.  This  was culminated  on November 2, when President Ronald
Reagan  signed the Medical Waste Tracking  Act of  1988  (H.R.3515-
commonly  referred to as MWTA '88)  into law  (4). The  act mandates
that  EPA set up a pilot program to track the disposal  of medical
waste  in  New  York, New Jersey  and  the  Great  Lakes  states, marking
the  first federal response  to the much publicized beach washups
 (4,5,6).    Part of  the  information needed  to  implement  such  a
program is  a knowledge of the amounts of  medical waste that are
generated from various  sources.  The Medical Waste Generation and
Management  Study was conducted by  EPA in late  1988 to  provide  an
initial estimate of  the medical  waste  problem in New York  and New
Jersey (7).


   1.  Medical  waste defined.

      The survey enabled preliminary estimates  to  be made on the
amounts of  medical waste  produced   in  New  York  and New  Jersey   by
small quantity generators  as defined in MWTA'88  as  those producing
50 Ibs.  per calendar month or less  of  medical  waste. For the
purpose of  the survey,  medical wastes  were defined as those which
 fall  into the following listed categories:

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          A.  Cultures and stocks of infectious agents and
             associated biological.

          B.  Blood,  blood products and body fluids  (other  than
             urine)  at least 20cc.  of liquid volume per vessel.

          C.  Pathological wastes consisting of tissues,  organs,
             body parts (including products of conception)  and
             wastes  discarded after surgery, obstetrical
             procedures, autopsy,  and laboratory procedures.

          D.  Needles and syringes or any other laboratory
             articles  (ie. sharps) that might cause punctures or
             cuts including intravenous tubing with needles
             attached, vacuum collection containers/tubes
             containing blood, slides,  etc..

          E.  Carcasses, body parts, and bedding  of  all  research
              animals that were intentionally exposed to
              pathogens.

          F.  Solid wastes generated from rare, unusual or special
             cases involving highly communicable diseases.

          G.  Wastes generated as a result  of  renal  dialysis,
             including tubing and needles.

          H.  Other discarded materials associated with patient
             care, ie. disposable diagnostic supplies, cotton
             balls,  laboratory aids.
  2.  Need for a model.

     Although the  aforementioned survey did  provide preliminary
estimates on medical waste  production  for  Region II, the results
were based on a lengthy survey and numerous interviews. There was
still the need for a small generator model that can use available
sources of information to arrive at similar estimates
for the  amounts of waste defined  as medical  generated  by small
quantity generators,  dentists and veterinarians  in particular, in
New York and New Jersey.  Ideally,  the  model should be applicable
to any state and be predictive using  a wide variety of conditions.


  3.  Need to show differences.

     In order to create such a model, there is an obvious need to
demonstrate that using  one  set of  population parameters compared
to another (ie. age versus sex) will indeed affect/not affect the
outcome of the estimate.   Unfortunately, many possible comparisons

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often  cannot  be  made  due  either  a  lack  of  information,  or
incompatibility  of information from  various  sources.   All such
differences, or a lack thereof,  will be  illustrated as they occur.

  4. Inherent problems.

     There are two main problems that need to be taken  into account
when constructing a medical waste  model  for private practitioners:
The mobility of  the  practitioners under consideration,  and the
variability  in  the  amount  of  medical  waste produced  from one
practitioner to  another of the  same type  (ie.  specialty).

     There  is  no ideal way  of  classifying  private practitioners
(ie. doctors, dentists and veterinarians) according to geographic
region.  Unlike hospitals- which must  prove  to the state  that they
are needed  in that area before  opening- private practitioners can
set  up  practice  anywhere  they   wish   (8,9).   The  problem  of
variability  between the same type of practitioner, stems from the
fact that the number  of patients  seen in  any  period of time- when
comparing  within  the  same  specialty-  may  vary widely  from one
practitioner to  another.   Using the "average" number of patients
as  a  factor in  the model,  may therefore not yield  a  realistic
estimate for medical  waste produced (8).
     Both these  problems can be overcome by  looking at the average
amount  of  medical waste  each patient generates during an average
visit,  since this is  a measure  that would vary much less from one
practitioner to  another  (within the same  specialty) regardless of
location  (8) .     Of  course  it  then  becomes  necessary  to   first
estimate  the number  of  visits,   and then multiply  out both to
obtain  an  estimate for the  amount of medical waste produced.  By
applying these parameters  at the  county level (within a  state),  a
distribution  within   that  state  may  then  be  obtained.  The
methodology utilized for this project will be detailed in following
sections.

II  THE  MODEL:

   1. Estimating  the annual  number of  visits to office based
     physicians  at the county  level.

    A. Number practicing  and visits.

     According  to  the  1985 summary  of  the  National  Ambulatory
Medical Care Survey (or  NAMCS)  there  was an estimated 636.4
million office visits made to  non-federally employed  office based
physicians in the U.S.  between March   1985  and February   1986.
This represents  a 60 million increase since 1980,  the visit rates
have  however remained fairly  constant  since  then (10,11).   This
includes visits  to both  doctors of medicine (M.D.'s)  and
doctors of osteopathy (D.O.'s),   with  almost 95% of  those  visits
to the former  (10).   Physicians of   osteopathic  medicine are
designated as  physicians and surgeons- they  work within the same

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specialties  and utilize  the same  treatments and  techniques as
doctors of medicine. The only difference is that D.O.'s recognize
the importance of the musculoskeletal system in health and disease,
and often use their hands to diagnose/correct   structural problems
relating this body system  (12).
The numbers of private practicing physicians can  be  broken down as
follows  (12,13,14):

Table 1. The  number of practicing physicians  in  New York
and New Jersey.
TYPE
M D.
D.O.
TOTAL:
NEW YORK
29,118
1.074
30,192
NEW JERSEY
10,961
1.569
12,530
U.S. TOTAL

552,716
28.403
581,119
    B. Method.

     The  number of  estimated yearly visits  was calculated  (for
 physicians)  by using  national visit rates  for different  groups
 taken  from summary  reports on the  various medical  specialties,
 published as part of  the National Ambulatory Medical Survey  (or
 NAMCS) (15-18) .    Rates   were  available  for  only  five medical
 specialties,  but according to  the 1985 NAMCS summary  (10)  these
 made up almost 70%  of all  office visits to all physicians.   The
 rates  of  patient  visits to  all  of the specialties used  differ
 widely  when comparing among specialties  (within the  NAMCS),  with
 the highest  total  rates  being   those  for  General  and  Family
 practitioners  (85.7  visits/100  persons)  and  Internists   (32.4
 visits/100 persons)(15,16).  It is obvious then that pooling much
 of  this  specialty  data would yield   either  an  over,  or  under
 inflated estimate of yearly office visits. It should also be taken
 into  consideration   that  one   cannot  assume  that  physicians
 practicing in different  specialties generate the  same  or similar
 amounts of medical  waste, since services rendered  (eg.  procedures
 done)  may differ greatly from one specialty  to  another.   Indeed,
 a  review  of  physician  data  received  from the  Medical  Waste
 Management  Study  (7)  done  at   EPA,   seemed  to  support  this
 assumption.  Unfortunately, due  to the lack  of  quantity- as well
 as quality- of the  survey  data (ie there were  differences  in the
 way physicians  applied  the medical  waste  categories to  their
 respective practices)  the amount  of medical waste on a per-patient
 per-visit basis could  not be obtained for all  specialties for which
 information  on visit rates was available.
      Along with the total  population visit rates- this referring
 to the  visit  rate for  a specialty that  is adjusted  for all ages and
 sex- those for the parameters  of  various  sub-populations were also
 available.    These  rates were   applied to  the  matching  sub-
 populations at the  county level,  and  the resulting totals were
 compared  for differences.   Out of New York  States'  62 counties,

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five were selected at random, taking only population size into
consideration  (eg. a  county  closest to 100,000 in population was
chosen on that basis alone, since a random selection might ensure
unbiased results).  Within these five test-counties, the rates for
various  medical  specialties  were  applied to  the various  sub-
populations  (also reffered to  as  population  parameters).  Total
county population,  sex, race,  ethnicity,  and age were  the sub-
populations used  (when  the rates for each were available).
     Medical specialists are physicians who concentrate on certain
body systems,  specific  body  structures and scientific techniques
to  diagnose  and/or treat  certain  disorders.  A  physician  can be
certified  as  a  specialist  in  a  field of medicine  after having
completed the training  required by  the  associated specialty board
(eg. an internist would be certified to practice  internal medicine
by  The  American Board of  Internal  Medicine).    There are  23
specialty  boards which are  recognized by the  American  Board of
Medical Specialties that can grant  such accreditation.

The  medical  specialties  used  in  estimating  patient visits  to
physicians include  (20):

General  and  Family  Practitioner:   The  medical specialty  that
provides health care within a family context.  The only  difference
between  General practice and Family practice  is that the latter
must  have  at  least one  year of  residency  training.  General
practitioners  are currently being phased  out.

Internist:  Similar  to  the above, except  that general internists
also function  as  consultants to other  specialists and are
competent  to  handle critically  ill  patients  and  non-surgical
disorders  in an emergency  room  setting.

Pediatricians:  Physicians trained in the care of individuals from
childhood  to young  adulthood.

Obstetrics and Gynecology:   Physicians trained  in the
medical  and surgical  care  of the  female reproductive
system and associated disorders.

General  Surgeons:  Physicians trained in the medical and surgical
care of  the female  reproductive system and associated disorders.

     Applying  available rates to the above five  specialties will
be  referred  to  as  the  RATES METHOD.    Visits  to  all  other
specialties,  which  comprised of about  30% of all total visits  in
1985  (10) , were  estimated by  taking  a  proportion  out  of those
visits based on each counties total  population. A variation of this
method  (the second method) was  used to calculate a new rate, which
was then compared to the  one  that was used  to screen for large
variations (the  rates  method).  This  is necessary  because the
assumption that the rates on both levels (county vs.  national) are
similar,  must be tested.  The  number  of visits  calculated using

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this second  method was compared to  that  using the first method.
The second method will be  referred to as the PROPORTIONING METHOD.
Both will be illustrated  below for one county  and  specialty-

   C. EXAMPLE:     Queens  County.
      Specialty:   General and Family Practitioners.

     1) RATES METHOD.

     This approach adjusts  the 1980  county  population figures for
each parameter  (eg. age,  sex,  etc. . .) (21,22) ,  and multiplies the
adjusted  figure by the appropriate rate  to  obtain a  number of
visits based on that parameter. The 1980 population had  to be used
as a base for calculating 1987 estimates since  all  updates on this
type  of  census  data  are  done  only on  the  national  level  and
sometimes regional (but not in this case),  which leaves  only total
population available at the county level.   Therefore one
must  rely  on the  assumption  that  the  percentages  of various
segments  of  the  population  used  will be similar, since  the amount
of change for the  various parameters will not be fully known until
completion of forthcoming census (23).
     The  population  parameters  used were  those  for  which rates
could  be  obtained for the five specialties  used (15-19).
Those  used for General and Family Practitioners  (15)   include:
total  population,  sex,  race, and age.  Ethnicity was used only for
the  last three  specialties listed  (see  page   5) .  The  number of
visits was  calculated for each  characteristic,  and  the total
population figure was used  as the base for comparison.   Only if the
number of visits-  calculated using any of the population  parameters
-differed from the total  population estimate by more than 10%, was
it  considered significant.  As  it turned  out most  variations were
closer to half  that cutoff  percentage difference.

For estimating visits based on total population, current available
total  population estimates  for each  county were used  (24).

        a)  Total population.

                -of Queens County:  1,920,700 persons (1987)   (24).

         Visit rate/100 persons(per year)=   .86 (or 86%)    (15).

            .86   x  1,920,700  persons=  1,651,802 visits/year.

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       b) Sex.
     Before applying the sex specific rates to the male and female
populations of Queens, the populations were first adjusted to 1987
levels.

This is done by:

     First dividing the population of  each  characteristic (21,22)
by  the total  county population  (both for 1980)  to  obtain the
proportion (percent out of the total  population) for  each separate
parameter (eg. the percent of the total Queens population that all
males in Queens represent).  Then multiplying each proportion by the
total  1987  county  population  (21,22)  to  obtain  the respective
amounts to be  added to each,  to make the  adjustment.

     Example:  Adjusting 1980  male Queens  population  to
               current levels:

1987  TOTAL Queens population= 1,920,700  persons       (24).
1980   TOTAL Queens  population=  1,891,325  persons       (21).
1980   	Male;   878,181             (21).
1980	Female:  1,013,144             (21).

     Adjusting males:

      (878,181  /I,891,825)   X  1,920,700=  891,820 Males
                                          for  Queens,  1987.
     Adjusting females:

      (1,013,144  /I,891,325) X 1,920,700=  1,028,880 Females
                                        for Queens,  1987.

     The  adjusted populations for each parameter  (table 2:  those
for sex in this  case- column 4 below) are  then multiplied by  their
respective  rates   (column 5) to  obtain   an  estimated number  of
visits for each  (column 6), which are then added to obtain a  total
for all visits using  that parameter.

Table  2.  Summary of calculated physician visits,
calculated separately by sex, for Queens  county.
SEX
MALE
FEMALE
1980 POPULATION
878,181
1,013,144
% OF TOTAL
54
54
1987 POPULATION
891,820
1,028,880

RATE
71
100
VISITS
633,194
1,028,880
TOTAL VISITS: 1,622,074
 CHANGE  FROM TOTAL POPULATION:  0.62%
                       RESULT:  NOT SIGNIFICANT.

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       c)  Race.

     All adjustments are made the same way except that three need  to be
done (one each  for  the white,  black,  and other categories)  instead of
the two (for each sex)  above. All rates are for visits/100  persons (15)
unless otherwise stated.

Table 3; Summary of physicians calculated using race.
RACE
WHITE
BLACK
OTHER
1980 POPULATION
1,335,805
354,129
201,391
% OF TOTAL
71
19
11
1987 POPULATION
1,356,552
359,629
204,519

RATE
88.6
76.4
30.2
VISITS
1,201,905
247,757
61,765
TOTAL VISITS: 1,538,427
  CHANGE  FROM TOTAL POPULATION;  6.8%
                         RESULT:  NOT SIGNIFICANT.
        d)  Age.

      All  calculations were made the same way as  above,  except thta  the
 rates for age were given  for five age groups (15), so the rates for  the
 first  two groups  (see  table  4  below)  were  averaged  to  simplify
 calculations.  Results using the five age groups  are  shown below,  since
 it was first necessary  to show that no  significant differences  arise
 from averaging the first three groups shown.

 Table 4!  Summary of physicians calculated using five age groups.
AGE
< 3
3-14
15-44
45-64
> 64
1980 POPULATION
68,454
280,602
816,458
444,482
281,328
% OF TOTAL
3.6
14.0
43.0
23.0
14.0
1987 POPULATION
69,
284,
517
960
829,139
451,385
285,697

RATE
90.2
42.0
77.0
109.0
151.0
VISITS
62,704
119,683
638,437
492,101
431,402
TOTAL VISITS: 1,744,236
  CHANGE FROM TOTAL POPULATION: 5.6%
                        RESULT: NOT SIGNIFICANT.

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     To combine the first three categories, the total number of visits
nationally had  to be divided  by  the total number  of  persons  (in the
U.S.) to give an  averaged rate for both groups.  This was done for all
specialties where age groups needed  to be combined.
  Example: Combining the  first two age groups above.

# of national visits
  (for the first three age groups combined)=  97,004,500
Total number of persons in the nation      = 154,201,000
(15)
(15)
             97,004,500/154,201,000=  .63, or  63 visits per  100
                                      persons in this age group
                                       (all those <  45 years old).

The  following  is  the  result  obtained  by using three age groups:

Table  5; Summary  of physician visits  calculated using five  age groups.
AGE
< 45
45-64
> 64
1980 POPULATION
912,947
444,482
281,328
% OF TOTAL
63.0
23.0
14.0
1987 POPULATION
1,183,616
451,385
285,697

RATE
63.0
109.0
151.0
VISITS
745,678
492,010
431,402
TOTAL VISITS: 1,669,061
       CHANGE FROM TOTAL POPULATION:  1.0%
                             RESULT:  NOT SIGNIFICANT.

  CHANGE FROM USING FIVE AGE GROUPS:  -4.3%
                             RESULT:  NOT SIGNIFICANT.

 It is  therefore apparent  that the  combining  the age  groups had  no
 significant effect on the outcome.
      Visits to  all  other specialties were  calculated using  the  same
 method with the rates used coming out of the same survey data (15-19).
 Results of these calculations are shown in tables 7 and 8 (pages 15-17).
 The only  changes  in the  above  calculations were minor,  and involved
 using different age  grouping rather than any changes in method (see Top
 ofr page 13).

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                                  10

     2) PROPORTIONING METHOD.

     For the second method- taking an appropriate proportion out of the
national number of annual visits, by  specialty, based on a
county population for the parameter being used- can be broken down into
the following three steps  (25) :

Step  1:  For  the  parameter being  used,  the percent of  the national
population  that  the  county  population  represents  must  first  be
calculated  (1980 population was used for both,  since they were the only
ones  available  for all the parameters  used) .  This is accomplished by
dividing the  county  population (21,22)  by the national population for
the parameter (26-30).

Step  2:  The resulting proportion in  then  multiplied by the number of
visits nationally  for the  specialty (15-19)  to obtain  the  number of
projected  annual  visits   (to  that  specialty).    The  result  is  then
compared to the number of  visits  for  the parameter that was previously
calculated  using the rates  method.

Step   3;  The number of  calculated  visits   is  then  divided by  the
population  of queens (both for  the parameter under consideration) to
obtain a rate that can be  compared  to the  national rate. This was done
because the assumption that the rates will be similar to the national
rates for  parameters used had to  be tested  (25)  .  Note  that what is
actually being compared are the 1980 visit  rates for both the  county and
the nation  (see a-d  below)

        a) Total population (General practitioners)

          Step 1:  Queens population (1980)=  1,891,325  persons    (21).
                      U.S.  population  (1980)= 222,674,000 persons   (26).

   [1,891,325  /  222,674,000]=  proportion out  of the national  population
                             that the Queens  population  represents.


          Step  2:   Visits nationally (1980)= 190,850,000 total
                                                 visits          (15).

    [1,891,325 /222,674,000] x 190,850,000=  1,621,022 visits for
                                               Queens(1980).

  Change from original visit estimate: 3.5%   NOT SIGNIFICANT


          Step  3:   number of visits*,  Queens /Queens population
  (*  calculated  in  step 2  above)                       (both for 1980).

 1,621,021 /I,891,325= .857   Change from rate used  (.86)= .003 or .3%

                              NOT SIGNIFICANT

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                                  11

       b)  Sex.

     Calculations are made the same way as above, except that two sets
need to be made to compare the male and female rates separately.

For males;    Male      Queens population (1980)=    878,181.     (21).
                   -Total U.S. population (1980)= 107,429,000     (26).
                   -Total U.S. visits	=  76,132,500     (15).

[878,181 /107,429] x 76,132,500=  622,346 male visits  (in Queens).

622,346 /878,181=  .71 = Male  visit rate for queens.

Change from rate used  (.71)=  .0%   NOT SIGNIFICANT

For females: Female     Queens population  (1980)=   1,013,144.     (21)
                   -Total U.S. population (1980)= 115,244,000     (26).
                   -Total U.S. visits	=  76,132,500     (15).

[1,013,144 /115,244,000]  x  114,720,000=  1,008,559  female visits
                                                         (Queens).
1,008,559 /1,013,144=  1.00 =  Female visit rate  for  queens.

Change from rate used  (1.00)= .0%   NOT SIGNIFICANT

Total visits  (male + female)=  1,645,079 visits

Change from original visit estimate: 1.0%   NOT  SIGNIFICANT


       c) Race.

     Three sets of calculations  are needed here.

White;                 Queens population (1980)=   1,335,805      (21).
                   -Total U.S. population (1980)= 191,052,000     (26).
                   -Total U.S. visits	= 169,230,000     (15) .

 [1,335,805 /191,052,000]  x  169,230,000=  1,184,677  white visits.

1,184,677 /1,133,5805= .886 = white visit  rate  for Queens.

Change from rate used  (.886)= .0%  NOT SIGNIFICANT

Black;                  Queens population  (1980)=    354,129      (21)
                   -Total U.S. population (1980)=  26,107,000     (26).
                   -Total U.S. visits	=  19,948,500     (15).

 [354,129  726,107,000]  x 19,948,500=  271,300  black visits.

271,300 /354,129=  .77  = black visit  rate for Queens.

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                                  12

Change from rate used  (.764)=  .5%  NOT SIGNIFICANT

Other:                 Queens population (1980)=     201,391      (21).
                   -Total U.S. population (1980)=  5,515,000      (26).
                   -Total U.S. visits	=  1,667,000      (15).

[201,391 /5,515,000] x 1,667,000= 60,845 other  visits.

60,845 /201,391=  .320

Change from rate used  (.302)=  .0%  NOT SIGNIFICANT

Total visits  (white + black +  other)= 516,822

Change from original visit estimate: 6.7%   NOT SIGNIFICANT


       d) Age.

     Three sets of calculations are done here for the thee age groupings
used.

< 45 years old;         Queens population (1980)=   1,813,616      (21).
                    -Total U.S. population (1980)= 154,201,000     (26).
                    -Total U.S. visits	=  97,004,500     (15).

 [1,183,616 /154,201,000] x 97,004,500= 746,935  visits,  this age  group.

746,935 /1,183,616= .63  = visit  rate for this age group

Change from rate  used  (.63)=  .0% NOT SIGNIFICANT

45-64 years old;         Queens population  (1980)=      444,482     (21).
                    -Total U.S. population  (1980)=   43,963,000     (26).
                    -Total U.S. visits	=   47,729,000     (15).

 [444,482  /43,963,000]  x  47,729,000=  447,290 visits,  this age  group.

447,290 /444,482= 1.07=  visit rate  for this group.

Change from rate  used  (.09)=  -1.8%   NOT  SIGNIFICANT

>  64  years old;        Queens population (1980)=      281,328     (21).
                    -Total U.S. population  (1980)=   24,512,000     (26).
                    -Total U.S. visits	=   36,933,500     (15).

 [281,328  /24,512,000]  x  36,933,500=  406,267 visits  for this age group.

406,267 /281,328= 1.44 = visit rate  for  this  age group.

Change from rate  used  (-.07)= -4.5%  NOT SIGNIFICANT

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                                  13
Change from original visit estimate: -4.1%
  (see total population)
NOT SIGNIFICANT
     Calculations  for the other  specialties were performed  in the same
manner as for General and Family practitioners with few exceptions.

For Internists,  Obstetrician/Gynecologists,  and General Surgeons, the
age groups were  divided up  as:   <  15,  15-44, and > 44 years old.

For Pediatricians:  < 6, 6-14,  and  >  14 years old.

     All  age  groups were congregated  so  as  to  keep the highest rates
intact,  as  was  done  for  General  and  Family  practitioners above  (see
tables  3 and  4) .   Information on ethnicity was  only  available   for
internists, obstetrician/gynecologists, and general surgeons only. The
calculations  were made by  applying the  available  rates  (as was done
above)  to the two  categories  (hispanics  & non hispanics)  within that
parameter  (16,18,19).   For   Obstetrician/Gynecologists  only  female
population was  used,  since they account  for 99% of all visits to this
specialty (19).
      3)  Results.

      For both methods used, the only significant difference (defined as
 a    > 10 % variation from the total population  estimate)  was  observed
 for pediatricians when using age.  Since three out of five test counties
 gave  this  result  (see  table  8) ,   age will  therefore be  used  when
 calculating visits  for that specialty.   It is  interesting to note that
 Kings County which has a larger population than Queens County (see table
 7  page  35)  had a much lower difference  (8% versus 17% for Queens). This
 may be  because the two highest rates-  210  and 57  (both visits per 100
 persons in the population)  for the < 6 and 6-14 age groups respectively
 -were applied  to smaller segments of the population for Kings County.

 Table 6; Summary of rates and percentage of black population for Kings
         and Queens counties.
AGE*

< 6
6-14
> 14
RATE
visits/100 persons
210
57
3
% of total county population
KINGS COUNTY
7
11.1
81.9
QUEENS COUNTY
9.3
14.0
77.0
         (* years old)

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                                  14

     By looking at Broome county  ( -10.3 % significance), it was
observed that the highest age  group  (  > 14 years which was applied to
the highest rate)   made up 80%  of the total population, compared to 82%
for Queens county ( -18% significance).  It would be prudent then to
consider using age  in calculating county  visits to pediatricians when
the >14 age group makes up 80% or more  of  the county population.
It was  also  observed that as the black population  of a county shifts
from 19% of the total to 32%,  the observed  difference  goes from 7.4% to
-9.4% for Queens and Kings counties  respectively-  It would therefore be
wise to consider  race  as  a  parameter when  the percentage of the black
population begins to exceed 30%  in any  county- Ethnicity never reached
a  significance  level  of  more than  4%,  which was  observed  for Kings
County  (see table 8), which also had the highest hispanic population of
all the counties  (18% of the total).  It is  obvious then that the ethnic
population will have  to be  a considerably  larger percentage to make a
difference,  possibly approaching as  high as 40% (which is slightly more
than twice that of  Kings County). It was  also observed that the ratio
of male to  female individuals from county  to county varied remarkably
slight, being an almost constant 49% males  to 51%  females.  This may of
course  be due to  the  fact that only  about  one tenth of all counties in
the  state  (N.Y.)  were sampled.  If it  is known (or discovered)  that a
county  has a ratio that differs appreciably from this- especially if the
number  of  females (who have the larger  rate) is proportionately more-
sex  should be used  to  calculate  the  number of visits  for that county.

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                                  15
Table 7; Summary of estimated physician visits based on
total population, for five test counties, using both methods.
  KEY;   GP/FP

         OBGYN

    GEN. SURG
= general and family practitioners.

= obstetrician/gynecologist.

= general surgery.

= not performed.        PROPRTNING. = PROPORTIONING
                                  m   e
COUNTY
QUEENS
GP/FP
INTERNIST -
PEDIATRICS-
OBGYNN
GEN. SURG.-
BROOME
GP/FP
INTERNIST -
PEDIATRICS-
OBGYNN
GEN . SURG . -
EERIE
GP/FP
INTERNIST -
PEDIATRICS-
OBGYNN
GEN . SURG . -
ONANDAGA
GP/FP
INTERNIST -
PEDIATRICS-
OBGYNN
GEN . SURG . -
KINGS
GP/FP
INTERNIST -
PEDIATRICS -
OBGYNN
GEN . SURG . -
COUNTY POPULATION
1,920,700
209,000
958,300
460,200
2,309,600
RATES
(visits)
1,662,074
622,307
555,082
474,151
263,135
179,740
67,716
60,401
50,786
824,138
310,^89
276,948
235,062
131,436
360,354
149,105
132,998
112,340
64,047
2,001,187
748,310
667,474
563,443
316,415
PROPRTNING.
(visits)
1,593,639
601,197
537,581
485,514
254,424
171,770
64,877
57,949
50,936
-
-
-
CHANGE (%)
-3.5
-3.3
-3.1
2.3
-3.3
-0.04
-4.1
-1.8
0.3
-
-
-

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                                     16
Cable 8; Summary of changes in estimated physician visits showing
observed differences from total population estimate for all
parameters used,  differences between estimates for the same
parameter, and the largest rate deviation observed for the five
test counties  used.
 KEY:  R  =   %  change from total population estimate using the RATES
           METHOD for a parameter.

      P  =   %  change (from the rate derived estimate)  using the
           PROPORTIONING METHOD.

      CH=   largest observed % change between corrected and
           original rates.
  CHART = Characteristic.

  GP/FP = General and Family practice.

  OBGYNN= Obstetrician/ Gynecologists.

 GEN. SURG.= General Surgeons.
 (-)  = not performed.

ETHN = ethnicity
:OUNTY
:HART
(ueens
iex ---
tece --
.:thn.--
\ge ---
Jroome
Sex ---
lace --
Ethn.--
^ge.
Eerie
Sex ---
Race --
Ethn.-
Age ---
GP/FP
R

0.6
-7.4

1.0

0.0
1.9

2.6

0.2
0.3

-2.0
P

-3.4
-1.4

-4.1

1.9
3.3

-4.7


_


CH

1.8
0.8

4.5

0.2
1.4

-4.6





INTERNIST
R

0.4
-6.6
-5.2
8.1

6.1
3.2
2.4
5.6

0.0
0.7
2.0
6.0
P

-4.1
-1.4
-0.2
4.9

2.1
3.2
0.7
3.1





CH

-0.3
0.0
0.6
3.0

5.0
1.3
2.2
2.0


-


PEDIATRICS
R_

-0.2
-1.9

-18.0

0.0
0.0

-10.5

0.0
0.2

-12.0
P

-2.0
-1.5

2.9

6.5
3.2

0.0





CH

-7.0
0.0

1.0

4.4
0.9
-
1.9

OBGYNN
R


-2.0
-0.6
-4.4


1.6
0.6
-3.2

10.-
0.5
0.5
-0.5
P


-4.2
-4.3
-0.7


2.2
0.2
0.0





CH


-2.0
-2.5
-4.3


7.4
4.3
6.6

-
-
-

GEN. SURG.
R

-0.3
-6.4
2.5
-0.7

0.0
2.3
1.6
0.7

0.1
0.5
-1.3
-4.0
P

4.4
1.4
0.3
-4.1

2.3
3.4
6.5
1.3





CH

0.7
0.2
0.2
-2.0

0.4
1.1
2.3
5.1

-
-



-------
                               17
lUNTY
IART
londaga
>x ---
ice --
;hn.--
je ---
ings
5X ---
jce --
thn.--
3e ---
GP/FP
R
i
0.1
0.6

5.4

0.7
-9.4

-7.0
P










CH




-


INTERNIST
R

0.0
1.6
3.1
-0.4

0.0
-10.0


-
6.2
P


-
-




-

CH



-
-





PEDIATRICS
R_

0.0
0.0
-
-9.6

0.6
-0.5

-7.6
P










CH

-






-
-
OBGYNN
R


0.8
0.5
-0.5


-2.5
2.0
-0.6
P

-








CH










GEN. SURG.
R

0.7
1.0
2.3
1.0

0.4
-8.4
-4.0
1.2
P

-







-
CH




-





   I>.   All other specialties.

     As previously mentioned,  the  above five specialties account
for almost 70% of all office visits to  office based physicians in
1985.  That leaves 30% or 191,500,000 visits  (10) unaccounted for.
Visits to these remaining specialties  will be calculated by taking
the appropriate  proportion  out of the  number  of national visits
based on total county population.
Example: Queens County.
                   county population (1987):     1,920,700
              -TOTAL U.S. POPULATION (1987):   243,400,000

NATIONAL TOTAL FOR VISITS TO ALL SPECIALTIES
               UNACCOUNTED FOR (in 1.)  ABOVE:
                                                             (21) .
                                                             (31) .
                                       191.500.000 VISITS    (10).

Total  county  population is  first divided by  the total national
population to obtain the appropriate proportion:

  [county population  (1987)/ U.S.  population  (1987)]

                  [1,920,700/ 243,400,000]

The  resulting proportion  is  then multiplied  by the  number  of

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                                18

national  visits to  the remaining  specialties  (10)  to  obtain a
figure for visits in that county:

[Above] x National total for visits to all remaining specialties
                                  = total visits to the remaining
                                    specialties for the county.

For Queens:

[1,920,700/ 243,400,000] x  191,500,000 visits = 1,511,150 visits.
                                 (nationally)              (annual)

When  added to  the  mimber  of  visits  calculated for the  other 5
categories  (in  D., above) the resulting figure is the total number
of visits to physicians for the  county:
                 SPECIALTIES           PHYSICIAN VISITS
              For 5  specialties:          3,470,500
          All  other  specialties:          1,511,150
                          TOTAL:          4,981,650  *
 To  check the total number of visits for the county,  the  number  of
 visits  per person will be calculated and compared to the national
 average.    This  is done  by  dividing the  number  of total  county
 visits  by the number of persons:

 Calculating average visit rate per person for Queens:

 4,981,650 (Queens) visits*/  1,920,700 persons** =

                                     2.6 average visits/ per
                                     person per year.
 [*= see TOTAL above]   [ **  = (32) ]

 Calculating the average visit rate for the nation:

 619,390,000 visits (national)(10)/ 238,149,000 persons   (32)***

                = 2.6 visits/per person per year.

 [***NOTE: 1985 population was used  to  coincide with the year for
  the number of national visits used].

 From the results above,  it can be seen that number of county visits
 estimated using  the rates method  added to the  "other" category
 outlined above, correlates favorably with national data.

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                                19


 2.  Estimating annual visits to dentists at the county level.

   A. Number practicing and visits.

     There were an  estimated  466,775,000 visits made to dentists
in 1986 (33) .  Aside from those practicing General Dentistry  (which
is  not itself  considered  a  dental  specialty)  there  are  seven
medical specialties that serve the  public through private offices.
These include (35):

Oral & Maxillofacial Surgeons: Dentists who are oral surgeons.

Endodontists: Those who work  with  the root  of the  tooth
                (perform root  canal).

Orthodontists: Those dealing  with  dental work relating to braces.

Pediatric dentists: The dental care of children.

Periodontists: Treatment  of gums.

Prosthodontists;  False teeth,  crowns, caps  & bridges.

Oral pathologists;  Pathology  of the mouth.

     Upon obtaining a license  to practice dentistry from the  state,
a dental graduate can practice exclusively within any of the above
specialties  if they  acquire  the  appropriate training to  do so
 (there are no specific requirements for this).  The  only  limitation
is  that  they  cannot call themselves a specialist,  the titles  for
dental specialties  are  reserved  for  those  who  complete post-
doctoral training.  So a  dentist who is  a General Practitioner  can
practice  Endodontics  only,  but  cannot  call  him/her  self  an
endodontist   (34,35). This  obviously  complicates  matters,  since
there  will be  much  overlap   in  terms  of  procedures  performed.
     Another  problem is  that  there is no available information on
visits rates  for  any of  the specialties,  only total  rates  for  all
dentists  (33).  But a specialty breakout is not  really  necessary,
since  General  Practitioners   make up  85-90% of  all  practicing
dentists   (36,37).  A  large  majority  of  these  (88%)   practice
exclusively  as  part of a private  practice  (they are office based
dentists)(36).    The  rates  given  for  dentistry in  general, were
therefore applied to the various population parameters (breakdowns)
at  the county level.  A  version  of the proportioning  method  was
also used, as well  as a method that applied crude rates available.
All of the three methods  were compared for differences.   Total
population,  sex,  race, age,  ethnicity were the parameters used.
Although  rates  for family  income  and those having private  dental
 insurance  were  available, they could  not be used because  matching
data on  the  county level could not be found.  This  is unfortunate,
 since  both have been suggested to  be strong factors in influencing

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                                20

whether someone will see  a  dentist  or  not  (38).

   B. EXAMPLE: Queens County

     1) RATES METHOD.

     The rates available for dentists (33)  were applied similar to
the way the rates for physicians were applied to respective county
populations. The only difference  is  that the  rates were given for
those persons making 1, 2, 3, 4, and 5-12 visits in the past year.
Each of these  rates were multiplied by the respective population
(or parameter within the population)  and totaled to give the number
of visits to dentists in  the county.

       a) Total population.

     The  rates  for  each  of   the   number  of  visits  (33)  were
multiplied by the  total  population  of  the  county  and  summed up to
give a total for the number of  visits.

Table  9; Summary of calculated  dentist visits for total
         population using available visit  rates.
VISITS
1
2
3
4
5-12
POPULATION*
1,920,700




VISIT RATE**
22.8
19.0
5.1
3.4
5.4






NUMBER OF VISITS
43,919
729,866
293,867
261,220
414,871***
TOTAL: 1,999,548 VISITS
    **Visits/  100 persons.
   ***Figure multiplied by  8,  and the  divided by  2  to give  the
      figure shown. This was necessary because the number of visits
      will  probably be closer  to  5 than  12  (38).

  Calculations for sex, race, and ethnicity were performed the same
 way,  with  the  only  difference  being  that more  than one  set  of
 calculations  needed  to be done for each  (eg. for sex:  the male and
 female rates were applied  to each separately and  the  calculated
 visits from each added). Not enough information  was  available on
 visit rates  for various ages to apply the  RATES  METHOD  to  the
 county population.
      2)  PROPORTIONING METHOD.

      The total  number of national visits  was multiplied by  the
 proportion  of  out  of  the  national  population  that  a  county
 represents,  to obtain a number of dental visits  for that county.

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                                21


TOTAL POPULATION - Queens  (1987):    1,920,700 persons.  (24)
                 - Nation  (1986):  241,078,000 persons*  (31)

 TOTAL NUMBER OF NATIONAL VISITS:  466,775,000           (33)


[* National population  for 1986 used because all rates used came
   from a report of the same year  (33)]

To obtain the proportion out of the  national population that the
county population represents, the  total county population  (24) is
divided by the national population (31):

[1,920,700/ 241,078,000] = proportion  out of the national
                            population  that the county population
                            represents.

This proportion  is  then multiplied by the total number of visits
nationally  (33) ,  to obtain a figure for  the number of visits in
that county:

[1,920,700/ 241,078,000]  x 466,775,000 national visits

                              =  3,718,843  visits to dentists in
                                           this  county-

CHANGE FROM ORIGINAL  ESTIMATE  [See 1)  above]:  216%

                                       RESULT:  SIGNIFICANT

Calculations  for sex, race, and  ethnicity were performed  the same
way, except that more than one  set of  calculations was needed  for
each  (eg.  for sex,  males:  the proportion  of males was calculated
by  dividing  the county  male  population by  the  national male
population, then multiplying by the total number of visits made by
males  in  the  U.S.  to get the number of visits made  in the  county
for males). For  age,  three age groupings were used:  < 5,  5-44,  and
> 44 years  (to keep the highest rates  intact).

 [Note: The  numbers  of visits nationally  (all persons, and  broken
 down within  various  population parameters)  is given in  the 1986
 Report on the Use  of Dental Services  (33)].

     The  resulting  change  above is obviously very large.   For  all
other parameters used similar large differences were observed. Part
of the reason may be faulty recall  of those surveyed  (in 1986 by
NHIS)  as  well as  a  significant  number  of unknowns  (33,38).  The
national  number  of visits to  dentists  in  1986 (see above)  was
almost twice  the total  U.S. population for that  year.  When the
two estimates above are compared to twice the  Queens population
  (3,841,400),  the RATES derived estimate  is  50%  smaller,  whereas

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                                22

the difference for the PROPORTIONING method is only 3% less.
The rates method should therefore not be used.

     3) CRUDE RATE METHOD.

     This method takes the crude rates available  (eg.  2 visits per
person per year)  and multiplies it by the  county population to get
the number of visits:

      CRUDE NATIONAL VISIT RATE:  2 visits per person/year   (33) .
            (for total population)

l,920,700(Queens population)  x 2 per person/year= 3,841,400
                                                visits/year

CHANGE FROM PROPORTIONING ESTIMATE  [See 2)  above]:   3.1%

                                 RESULT:NOT SIGNIFICANT

The  last  two  methods seem to agree  very  favorably-  The same was
done  for  sex,  race,  ethnicity and age  (using the same age groups
as in 2) above). All results  for the five  test counties-  using all
methods-  are  summarized  in  tables  10 and  11  below.  The base
comparison estimate for determining significant differances between
different  population  characteristics will be  the one  that was
computed using the proportioning method since the rates method (the
one  that used  the  available  rates) proved unreliable.

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                                23
Table 10; Summary of  calculated  dentist  visits  for total
population, showing differences  for various methods
used, for five test counties.
   KEY; Change 1 = % change from using RATES method.

        Change 2 = % change between CRUDE RATE and
                             PROPORTIONING methods.

COUNTY
QUEENS
Visits —
Change 1-
Change 2-
BROOME
Visits —
Change 1-
Change 2 -
Eerie
Visits —
Change 1-
Change 2-
Onondaaa
Visits —
Change 1-
Change 2-
METHOD
RATES
1,999,458
206,283
1,066,587
512,201
PROPORTIONING
3,718,843
216
406,351
96
1,855,460
74
891,038
74
CRUDE RATE
3,841,400
227
3
418,000
102
3
1,916,600
79
3
1,916,600
80
3

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                                24
Table 11: Summary of observed changes for dental visits using all
methods, for the five test counties used.
   KEY;  1 = % change from total population estimate
            (see table 8) using RATES METHOD for each
             characteristic.

         2 = % change in the number of calculated visits
             between the RATES and PROPORTIONING method,
             for each characteristic.

         3 = % change between number of calculated visits
               between the RATES METHOD and the base
               comparison estimate* for all characteristics

        (-) = not performed.

       Ethn = Ethnicity -
                                     n
COUNTY
Queens
Sex -
Race -
Ethn -
Age -
Broome
Sex -
Race -
Ethn -
Age -
Eerie
Sex -
Race -
Ethn -
Age -
Onondaqa
Sex -
Race -
Ethn -
Age -
1

6.9
- 2.7
- 8.0
—

2.0
1.1
3.4
—

0.0
0.3
1.1
—

- 0.1
24.0**
- 3.5
—
2

5.9
4.6
- 0.4
4.6

6.0
4.6
- 3.6
4.7

6.0
3.5
- 1.4
8.4

0.7
3.4
3.6
2.7
3

0.5
- 4.4
- 2.8
1.5

1.9
8.0
3.4
- 3.9

0.6
0.9
- 0.7
3.5

0.1
2.3
2.3
2.5
   see text,  pg 22.
 ** was not considered significant
since all other differences are small
            (note adjoining collumns).

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                                25
  3. Veterinarians.

     Veterinarians  can  practice  in  41  different  professional
activities, including   large,  small,  and mixed animal practices,
which  account for  the activities  of 97%  of  all  self  employed
veterinarians nationwide.  Veterinarians  in  private practice make
up 75% of all  those practicing. Out of those, 45% are self employed
and in private  practice,  and 30% work in other  types of private
practice  (40).  This 75% (in private  practice)  is the proportion
that will be classified as small quantity  generators under MWTA'88.
There are  2000  and 900 privately practicing veterinarians in New
York and New Jersey respectively  (7).
     It  should  be  obvious that there is  no  real  way "patient"
visits can be estimated for this group of private practitioners.
This made it necessary to use of an average amount  of medical waste
per month,  per  practitioner.   This figure was then multiplied by
the known  number practicing in both  states  to  obtain a figure for
the average amount  of medical waste produced by this type of small
quantity generator  each month for the respective states. But using
this method does  not account for variability with respect to the
number   of possible  visits  monthly  (when  comparing  between
veterinarians engaged  in similar practices).
                                **
   4. Calculating  amounts  of medical waste.

    A.  Inherent problems.

     Estimating the amount of medical waste produced by doctors,
 dentists  and  veterinarians is  inherently  difficult because  of two
 main reasons:

           o   A wide range of possible patient  loads  is  possible.

           o   The  existence of  numerous specialties within each  of
              the  three disciplines.

 A privately practicing physician, dentist or veterinarian may work
 as many or as few hours as they choose.  This may depend  on the
 physicians age (the older he or she  is,  the fewer hours they may
 be able to work),  his location (urban versus rural) or just the
 preference of the  individual  (15-19).  This  problem  is further
 confounded by the  fact that varying  practice  specialties  (within
 each of the three disciplines)  perform a varying array of services.
 For example,  an orthopedic surgeon may see as many as 1000 patients
 per week,  whereas a typical internist would see closer  to 500 per
 week  (usually less) (7) ;  but,  the  internist  may  follow up with
 treatment at the  time of diagnosis,   compared to the orthopedist
 (whose  is a  surgeon,  and the specialty  is designated  orthopedic
 surgery)  whose practice is mainly diagnostic in nature (41).  As was

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                                26

mentioned previously different specialties may also produce varying
amounts of waste due to the inherent nature of  the specialty being
considered,  and there  is  no  way  of predicting  where  a private
practitioner will  go;  although there tends to be  a concentration
of veterinarians that  favors rural over  urban  areas nationwide
(40) .
     Using patient visits  in conjunction with the average amount
of medical waste per patient per visit (or per  patient visit) will
therefore  be the  measure  used  in  this model.  This  value,  even
though there may still be a  range,  will prove to be more useful
since  patient load  ideally  should have no effect on procedures
performed. The only exception may  be at  the  extreme end (eg. a
situation where  a  practitioner of any type sees  far more  patients
than the  average number)  where it is conceivable  that procedures
may  not  be  performed  as  often because  of time  limitations.  The
curve  for medical  waste should therefore be almost linear, with a
slight decrease  possible at  the high end (8) .

     1) Waste  per  patient  visit.

     All  information on the  amounts of medical  waste   on a  per
patient  basis was gleaned from the Medical Waste Generation  and
Management Study undertaken  at EPA  in  late 1988. As part of  the
study,  medical  waste  questionnaires were  mailed to physicians,
dentists,  and veterinarians, out of which  482,  159,  and  143 were
received  in  time to be used  in the  study.  But unfortunately,  the
information   from  the  physician   surveys  was   inadequate   for
determining  the differences  (on a per-patient  per-visit basis) in
the  amounts  of medical waste produced  among various physician
specialties. One problem  seemed to be differences in  the  way many
of the respondents applied the medical  waste  definition  to their
respective practices  (7). Another  problem- which became  obvious
after  answering numerous phone inquiries shortly after the surveys
were mailed- was that they were never required  to know this type
of information,  and so many had to make first time educated guesses
 (42) .  It was possible  in some cases to  spot errors  (by comparing
responses where the sample size was  10 or more) and therefore make
the  necessary corrections.

        a)  Physicians.

     For physicians,  the  only meaningful  sample sizes  (n=10  or
more)  that  could be  obtained were those  for  General   & Family
Practitioners (n=12) and Internists (n=13).   The mean values  for
both came out to  .034  Ibs/patient  (per  visit).  A range of .03 to
 .05  Ibs/patient (per visit)  was used (it was observed that
 some values  for both exceeded  .04 even after all corrections were
made). Since the above two specialties-  combined  with the remaining
three  used in  calculating the number of  patient visits -account for
 almost 70% of all patient visits to physicians,  it was decided to
 apply  the   mean  figure above to  the   70% rather  than  to  each
 separately (this was also necessary because the sample size for the

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                                27

other specialties was too small).
     For   all   other   specialties   (eg.   orthopedic  surgeons,
urologists..etc.)  the sample sizes were again inadequate to obtain
a meaningful figure to be used  in calculations. All available data
was  therefore  pooled,  and the specialties  treated  as  one.  By
looking at the highest and lowest values,  it was observed that the
lowest values rarely exceeded .05,  and the highest  .02 Ibs/patient
(per month). A  range  of .02-.05 Ibs./month was therefore applied
to the visits calculated for the "other" category  (see page 17) to
obtain the amount of medical waste produced  by those  specialties.

       b) Dentists.

     Since there was no information available on rates for patient
visits to  dental specialties,   all dentists  were  included in one
broad  category.   This  presents no problem,  since  (as  was noted
previously)  80  to  90% of all dentists are in private practice. A
figure of .057 Ibs./patient (per visit) was obtained using  the same
methodology  as described above  (for General  & Family practitioners
and  Internists) .  This number appears  to  be high  compared to the
average obtained for physicians (.034).  But it must be  taken into
account that some dental specialties (oral surgeons in particular)
may  produce  larger volumes of waste  (eg. soiled cotton balls and
other  wastes associated with patient  treatment),  as  well as the
fact that  a  great many  general  dentists occasionally  provide many
of the same  services that dental specialists provide exclusively.

       c)  Veterinarians.

     As  previously  stated,  there  is  no  information  that   is
available  on specialties here-  although it is well  documented that
a majority of veterinarians (75%) work in a private practice  (40) .
The  average  amounts of medical waste reported for  New  York and New
Jersey were  19.8 and 22.4 Ibs./month  per practitioner  . The average
of the two  (21.1) will be the figure used- in conjunction  with the
number practicing- to  calculate the  total  amount medical waste
produced by  veterinarians in each  state separately.

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                                28

     2)  EXAMPLE: Calculating the amounts of medical waste produced
                 by doctors, dentists, and veterinarians  in
                 Queens County.

Table 12; Summary of information needed to perform medical
          waste calculations at the  county level.
     COUNTY:         PARAMETER        POPULATION
      Queens	Total population  (1980)=  1,891,325.   (21)
                                    (1987)=  1,920,700.   (24)
                       Female	  (1980)=  1,013,144
all adjusted
using 1980
population(24)
[see page 7]
                          Age	  (1987)
                                    [<  6  ]=    134,716
                                    [6-14]=    219,762
                                    [ >14]=  1,566,221
     NATION:
      Total U.S	population  (1986)=  241,078,000    (31)
                	population  (1987)=  243,915,000    (31)
                ."other"physician  visits=  191,500,000    (10)
     		dental  visits=  466,775,000    (33)
      1) PHYSICIANS:
   a. General  &  Family Practitioners.

            POPULATION        RATE                   VISITS
                                                    (Rounded)

      1,920,700  persons x [86 visits   = 1,651,802   1,652,000
                            per year/100 persons]
                            (or .86 visits per person per year)

   b. Internists.

      1,920,700  persons x [.324 visits]= 622,307      622,000
    c.  Pediatricians.
        (age)  (population)  (rate) —
         <  6     134,716  X  2.10
        6-14     219,762  X   .57
        > 14   1,566,221  X   .03
                            —Total= 456,172      456,000
    d.  General Surgeons.

        1,920,700 persons x [.137 visits]* = 263,135   263,000

                  [* 137  visits per THOUSAND here]

    e.  Obstetrician-Gynecologists.

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                             29
    1,920,700 persons x [.468 visits] = 474,151
474,000
f.  OTHER
  (all other specialties)
                           FIVE SPECIALTY TOTAL = 3,467,000
                                   (a.-e.)
[1,920,700/243,915,000] x 191,500,000= 1,507,959   1,508,000

2) DENTISTS


466,775,000 X  [1,920,700/ 241,078,000]= 3,718,843  3,718,000
CALCULATING MEDICAL WASTE:    (all  figures  in Ibs./year)

      I PHYSICIANS

           a)  [a-e above]   Range= .03-.05 Ib/patient/visit

                 i)..visits  x  .05 =    173,000
                ii)..visits  x  .03 =    104,000

           b)  [  f above  ]   Range= .02-.05 Ib/patient/visit

                 i).-visits  x  .05 =     75,000
                ii).-visits  x  .02 =     30,000
      II DENTISTS
                             Range=  .05-.06  Ib/patient/visit
                 i).-visits  x .06  =     223,000
                ii).-visits  x .05  =     180,000

UNITS*
pounds/year
tons/year
tons/month
PHYSICIANS
HIGH
248000
124.0
10.3
LOW
134000
67.0
6.0
DENTISTS
HIGH
223000
111.0
9.3
LOW
186000
93.0
7.8
TOTAL
HIGH
471000
134.0
19.6
LOW
320000
160.0
14.0
 (* pounds/year is  shown rounded to nearest thousand)

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                                30
     5. Scaling down.

     In order for the model to be successful,  it  should be easy to
use, and should be consistent from application to application  (eg.
no matter what  the county population, the  error should be small
enough  for  a  reasonably  accurate estimation of  the  amount of
waste). Having  to  repeat the calculations above for every county
would  be  too tedious  a method,  especially in  states  with many
counties. A  simpler method,  is to  perform one set  of detailed
calculations for the most  populous county,  and then to scale down
the resulting waste amounts to project what  the amounts for the
less populous counties will be.

    A. Showing  no  difference.

     In order to show that  no appreciable differences exist between
the calculated  (as detailed above) and scaled down waste amounts
over the total  range of county (population) sizes, both types of
calculations  were  done  and  the  differences compared.  As shown
below, all counties were placed  into  one  of eight  groups based on
their  population  size.    Group  sizes were set  so as  to group
counties similar in population size together. Fifteen counties were
chosen, and their  amounts of medical waste calculated. This amount
was  then compared to  a  scaled  down amount  for any significant
differences.

      1) Method.

     Kings county, since it has the  largest population, was used
as  the base  county for scaling down  all  estimates, the  following
method was used for scaling down medical waste  calculations to  a
county:

      o The population  of  the county being looked  into  is
         first divided  by the population of the base county
         (Kings  county)  to obtain the percentage out of  the base
         counties population that the county represents.

      o  That proportion is then  multiplied by the  total
         amount  of medical  waste  (previously calculated)  of the
         base county, giving the  total average amount  of  medical
         waste  for that  county being looked at.   This  will  be
         referred to as  the scaled down estimate.

EXAMPLE; Scaling down to project the  amount of medical waste (high
and low)  for Orleans county.
                                    (Calculated)
      Orleans-   total medical waste-
                             HIGH = .41 tons/ month.
                              LOW = .28 tons/ month.

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                                31
               population  (1987) =
39,500
(24).
       Kings-   total medical waste-
                            HIGH = 24 tons/ month.
                             LOW = 16 tons/ month.
                population  (1987) =  2,309,600

Population Orleans/ Population kings = proportion.
                    (24).
[39,500/ 2,309,600] x  24  = .41 tons/ month. <	scaled down high
                                                        estimate.
Change from calculated high  (.41 tons) =    0.0%  NOT SIGNIFICANT

[39,500/ 2,309,600] x  16 =  .27 tons/ month. <	scaled down low
                                                       estimate.
 Change from calculated low  (.28 tons) = -  2.1%  NOT SIGNIFICANT

   Table 13; Summary of categories used to  show no differences
             exist  throughout  a  wide range or population sizes
             for the amounts of medical waste produced by
             counties  for New  York.
GROUP
I
II
III
IV
V
VI
VII
VIII
POPULATION RANGE
> 2 million
1-2 million
500,000- 1 million
250,000- 500,000
100,000- 250,000
50,000- 100,000
25,000- 50,000
< 25,000
# OF COUNTIES
2
4
3
5
11
18
16
3
# TESTED
1
2
2
3
3
1
2
1
TOTAL: 62 15
      By looking at the summary table on the following page,  it can
 be  seen  that  no  significant  changes  were  observed  (between
 calculated  and scaled down amounts of medical waste) at all  points
 tested for  all categories.

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                                32
Table 14; Summary shoving the resulting percent change
calculated and scaled down high and low amounts of
medical waste, for all test counties in all
categories.
                              %difference
between
CATEGORY
I

II

III

IV


V

VI
VII

VIII
COUNTY
KINGS
QUEENS
New York
Bronx
Eerie
Monroe
Onandaga
Richmond
Rockland
Oneida
Ulster
St . Lawrence
Sullivan
Orleans
Lewis
Yates
POPULATION
2,309,600
1,920,700
1,495,000
1,213,800
1,495,000
1,213,800
406,200
377,600
265,000
247,000
165,000
111,700
70,400
39,500
26,500
20,000
HIGH
_
1.8
1.3
0.0
0.0
0.0
- 0.4
2.6
1.5
2.8
0.7
0.8
0.7
0.0
1.8
0.0
LOW
_
- 4.9
0.0
1.2
- 2.9
0.0
- 0.6
0.0
3.2
0.6
0.0
1.2
1.0
2.1
0.6
- 1.4
    B.  Use of average waste amounts.

      To further simplify calculations, an average amount of medical
 waste for both  physicians and dentists was used. The average amount
 of waste means taking the simple average between the high and low
 values for physicians and dentists

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                                33
respectively.

     Table 151 An example  of averaging the high and low waste
amounts for a county  (Kings  County).
                      n
s / m
                                   n
PRACTITIONER
PHYSICIAN
DENTIST
HIGH
12.8
11.2
LOW
6.9
9.3

AVERAGE WASTE
	 > 9.9
	 > 10.3
TOTAL: 20.1
      1) Method:  Physicians  and  dentists.

      It was  observed during the course  of  doing  calculations  that
 physicians  and dentists consistently made  up  49% and 51% of the
 total medical  waste calculated  respectively. Taking  an average  of
 the  high  and low amounts for each (as  shown in  the table above)
 should ideally give a total average estimate out of  which 49% and
 51%  could be taken to give  the  respective  amounts for physicians
 and  dentists.  This will only work if the changes from county  to
 county between the  high and  low estimates- for both physicians and
 dentists  -are consistent. As the table on the following page shows,
 this did  indeed prove to  be the case.

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                                34
   Table 16; Summary showing  the  ratio  between physician and
dentist  calculated waste amounts,  and  the  percent  difference
between the high and low  amounts  for each.

                              tons/month*
GROUP
I
a. Physician
b. Dentist
RATIO (a:b)**
II
a. Physician
b. Dentist
RATIO (a:b)**
III
a. Physician
b. Dentist
RATIO (a:b)**
IV
a. Physician
b. Dentist
RATIO (a:b)**
V
a. Physician
b. Dentist
RATIO (a:b)**
VI
a. Physician
b. Dentist
RATIO (a:b)**
VII
a. Physician
b. Dentist
RATIO (a:b)->
VIII
a. Physician
b. Dentist
RATIO (a:b)->
COUNTY
KINGS


NEW YORK


MONROE


ONONDAGA


ULSTER


SULLIVAN


ORLEANS


YATES


HIGH

12.8*
11.2*
1.14

8.0*
7.3*
1.11

3.8*
3.4*
1.12

2.5*
2.2*
1.14

0.88*
0.79*
1.11

0.38*
0.34*
1.11

0.22*
0.19*
1.05

0.11*
0.06*
1.10
LOW

6.9*
9.3*
.74

4.3*
6.0*
.74

2.6*
2.9*
.90

1.3*
1.9*
.68

0.50*
0.67*
0.74

0.20*
0.28*
0.71

0.12*
0.16*
0.75

0.10*
0.08*
0.75
CHANGE ( % )

46
17


48
16


47
18


48
14


43
15


47
18


45
16


45
20

     (**  dentists = 1)

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                             35
  2)  Calculated amounts of medical waste NEW YORK: Physicians
                                                   & dentists.
  All medical waste amounts shown (see table 17) below were
  scaled down using waste amounts calculated  for  Kings
  County.

Table 17;  Summary of medical waste calculations for physicians
and dentists, by county, for New York state.
                    tons/month
GROUP
I


II



III



IV







V









VI




COUNTY
Kings
Queens
New York
Suffolk
Nassau
Bronx
Eerie
Westchester
Monroe
Onondaga
Richmond
Orange
Albany
Rockland
Dutchess
Oneida
Niagara
Bregma
Saratoga
Ulster
Resselear
Chataqua
Schenectady
Otswego
St . Lawrence
Steuben
Jefferson
Ontario
Chemung
Wayne
Tomkins
Cattarugas
Putnam
Clinton
POPULATION
2,309,600
1,920,700
1,495,100
1,314,700
1,316,300
1,213,800
958,300
864,500
699,500
460,200
377,600
287,900
283,400
265,400
258,400
247,000
216,200
209,000
168,100
165,000
151,400
141,600
149,600
120,300
111,700
96,900
95,000
93,000
90,400
88,200
87,700
87,400
82,100
91,700
PHYSICIAN*
9.8
8.1
6.4
5.6
6.7
5.2
4.1
3.7
3.0
2.0
1.6
1.2
1.2
1.1
1.1
1.0
0.9
0.9
0.7
0.7
0.6
0.6
0.6
0.5
0.5
0.41
0.41
0.40
0.39
0.38
0.37
0.36
0.35
0.35
DENTIST*
10.3
8.6
6.6
5.8
7.0
5.4
4.2
3.8
3.1
2.0
1.7
1.3
1.3
1.2
1.1
1.1
1.0
0.9
0.8
0.7
0.7
0.6
0.7
0.5
0.5
0.43
0.42
0.41
0.40
0.39
0.39
0.38
0.36
0.36
TOTAL
20.1
16.7
13.0
11.4
13.7
10.6
8.3
7.5
6.1
4.0
3.3
2.5
2.5
2.3
2.2
2.1
1.9
1.8
1.5
1.4
1.3
1.2
1.3
1.0
1.0
0.84
0.83
0.81
0.79
0.77
0.76
0.74
0.71
0.71

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                               36
                                tons/month
GROUP




VI












VII








VIII

COUNTY
Cayuga
Sullivan
Herkimer
Madison
Columbia
Otswego
Livingston
Genesee
Washington
Warren
Fulton
Montgomery
Tioga
Chenango
Allegany
Cortland
Delaware
Franklin
Greene
Wyoming
Orleans
Essex
Seneca
Schoharie
Lewis
Yates
Schuyler
Hamilton

POPULATION
80,000
70,400
66,900
66,600
61,100
59,500
59,000
58,600
57,800
54,700
53,900
51,700
51,000
50,600
50,000
48,000
47,000
43,400
42,300
41,600
39,500
36,700
32,100
29,900
25,600
20,900
17,300
4,900
TOTAL:
PHYSICIAN*
0.34
0.30
0.28
0.28
0.26
0.25
0.25
0.25
0.24
0.24
0.24
0.22
0.22
0.22
0.22
0.21
0.20
0.19
0.18
0.18
0.17
0.16
0.14
0.13
0.11
0.09
0.07
0.02
76.90
DENTIST*
0.36
0.31
0.30
0.30
0.27
0.27
0.26
0.26
0.26
0.24
0.24
0.23
0.22
0.22
0.22
0.21
0.21
0.19
0.19
0.18
0.17
0.16
0.14
0.13
0.11
0.09
0.08
0.02
80.3
TOTAL
0.70
0.61
0.58
0.58
0.53
0.52
0.51
0.51
0.50
0.48
0.48
0.45
0.44
0.44
0.44
0.42
0.41
0.38
0.37
0.36
0.34
0.32
0.28
0.26
0.22
0.18
0.15
0.04
157.20
(* May not come out exactly to 49% and 51% due to rounding)
     3)  Veterinarian medical waste.

     As was discussed previously,  there  is no was to calculate the
amounts of medical waste produced by veterinarians, and therefore
an average  figure for pounds/month for  the  average veterinarian
will be used. This was  found  to be 22.4 pounds.  Multiplying this
by the  number of practicing  veterinarians  in the  state (2,000)
yields a  figure  of  44,800 pounds or 22.4 tons per month for the
state.

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                                37
     4) Total waste: New York.
     Adding  up  the  results  for  physicians   ,  dentists,  and
veterinarians gives a total  figure of 179.6 tons/month for New York
state (see executive  summary, table A).
III. APPLYING THE MODEL: NEW JERSEY.

  1. Physicians and Dentists.

     To double  check  the model,  it was applied to New Jersey. As
was  done  for  New  York,  the  counties were  grouped  with other
counties having similar  (size) populations. The amount of medical
waste was calculated for one county from each  of the groups, which
was  then  compared to  the amounts for  those  counties derived by
scaling down  from the amount of medical waste calculated for the
most populous county (which for New Jersey is Essex). The groupings
used were  the same as those used  to group the New York counties
 (see  page  31),   but  only  four  were  needed  (since  the  county
populations  vary much  less over  a  range than do  those  for New
York).

   Table 18; Summary  of the groupings used to  characterize the
   populations of all  counties in  New Jersey.
GROUP
I
II
III
IV
POPULATION
500,000- 1 million
250,000- 500,000
100,000- 250,000
50,000- 100,000
# OF COUNTIES
6
6
5
5
# OF TRIALS
1
1
1
1
 The  results  of all trials  (summarized in table 19 below)  show that
 scaling down from the most populous county- when compared with the
 amounts calculated  for those counties -results in only  small and
 non-significant  (<  10%)  differences.

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                                38
   Table 19; Summary of the trial  county comparisons used, showing
   that no  appreciable differences result  from previously
calculated amounts  (of medical waste) when  scaling
down the amounts from  the most populous county, for New Jersey.
% difference betwee
calculated and sea]
high and low medica
GROUP &
COUNTY
I
ESSEX
MIDDLESEX
II
BURLINGTON
III
ATLANTIC
IV
WARREN

POP*
844,500
645,700
388,000
208,500
87,200
in
.ed down
il waste
amounts .
HIGH
2.3
0.0
-4.2
-1.7
LOW
0.0
-2.5
-2.3
-2.1
% difference between
average calculated and average
scaled down medical waste
amounts .
PHYSICIAN
0.0
1.5
1.1
-2.5
DENTIST
0.0
5.8
2.3
-2.6
TOTAL**
0.3
-2.8
0.0
-1.9
 (* = population)  (**  =  physician  &  dentist)
     The amount  of  medical  waste  for  both  physicians  and dentists
 in the  state  is  shown  in  table  20 below.

   Table 20;  Summary of medical waste calculations  for physicians
   and  dentists,  by county,  for New Jersey.
                                  tons/month
GROUP


I





II



COUNTY
Essex
Bergen
Middlesex
Monmouth
Hudson
Union
Camden
Passaic
Morris
Ocean
Burlington
Mercer
POPULATION
844,500
830,400
645,700
553,600
547,200
502,500
496,300
463,700
419,400
403,000
388,000
327,000
PHYSICIAN*
3.6
3.5
2.7
2.4
2.3
2.1
2.1
2.0
1.8
1.7
1.7
1.4
DENTIST*
3.7
3.7
2.9
2.4
2.4
2.2
2.2
2.0
1.8
1.8
1.7
1.4
TOTAL
7.3
7.2
5.6
4.8
4.7
4.3
4.3
4.0
3.6
3.5
3.4
2.8

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                               39
                                 tons/month
GROUP


III



IV


COUNTY
Somerset
Glouchester
Atlantic
Cumberland
Sussex
Huntington
Cape May
Warren
Salem

POPULATION
221,600
213,000
208,500
137,600
124,300
98,900
94,200
87,200
65,400
TOTAL:
PHYSICIAN*
0.9
0.9
0.9
0.6
0.5
0.06
0.05
0.05
0.04
31.30
DENTIST*
1.0
0.9
0.9
0.6
0.6
0.06
0.06
0.05
0.04
32.40
TOTAL
1.9
1.8
1.8
1.2
1.1
0.12
0.11
0.10
0.08
63.70
(* May not come out exactly to 49% and 51% due to rounding)
  2.  Veterinarians.

     As was done for New York, the amount of medical waste produced
by veterinarians was calculated by multiplying the average medical
waste/month   by  the  number   practicing  in  the   state([22.4
pounds/month] x 900 practicing).  The amount comes out  to 20,160
pounds, or 10.1 tons, for the state per month.


  3.  Total Waste

     Adding up the medical waste amounts for physicians, dentists,
and veterinarians gives a total amount  of 73.7 tons/month for New
Jersey.

[**See Executive Summary, table A.,  for the  summary results of all
state medical waste projections]
IV- DISCUSSION.

  1. Uses.

     The model  outlined  above was applied to two states, New York
& New  Jersey,  to obtain the amounts of medical waste produced by
physicians,  dentists and veterinarians. The observation was made
that the (yearly) medical waste  projected for a state can be scaled
down to give a one-time estimate for the whole state. If the amount
calculated for New York is scaled down to give and estimate for New

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                                40

Jersey, the resulting figure was  found to deviate by only 5.4% from
the  calculated figure  (for total  waste,  using  the methodology
outlined above). This small  deviation is probably due to the fact
that the two  states  used are close enough geographically to keep
demographic  differences  to  a  minimum.   But  this  can not  be
guaranteed when applying this method nationally,  especially as the
distance  between  the  two  states  increases.   The  model  above
minimizes  demographic differences  by  using a  set  of  conditions
(age,  sex  etc...)  applied to a much smaller geographic area (the
county level).
     Another  important point is  that the model serves the purpose
of projecting medical waste independent of  the actual number of
practicing  physicians,  doctors  and dentists in  the state being
considered. This  creates problems when trying to compare states,
or   even   counties,   that   have  dissimilar  numbers  of  these
practitioners.  Since the model  relies  heavily  on  the number of
yearly patient visits it truly does reflect  the  (office based)
health care needs of the included population, whether  they be in
a state or a county. But the smaller the land area,  the  larger the
probability that  an individual  will  go outside their  geographic
place  of  residence  (eg.   the county)  to see a private  physician,
dentist,  or veterinarian. This  presents problems since there is
really no  way to  know how large  or small this phenomena may be.
If  it is  known that one  county has half as  many physicians as
another (but  the same amount of physician waste is projected using
this model) it reasonable to assume that here too, is a case where
some migration from  one  county to another  may occur.  It does seem
feasible that this could  be considered in any future medical waste
modeling,   possibly   being  a   random   computer   comparison   (eg.
comparing  the number of  physicians with  the number  of projected
visits throughout the state, and to somehow weigh  these into the
projection for each).  Another reason for migration  of  visits may
be just plain old personal preference. Maybe you live close to the
county border,  and the  internist  you prefer  to  attend  has  a
practice  just outside county  limits,  or  maybe the  topography of
the  area makes that  internist more accessible (it's an easier trip
to  make).  Reasons relating  to personal preference  are obviously
impossible to account for, and  this author  doubts  that any model
can  ever  take this into  account.
      Using this  model  to make  county to  county  comparisons is
therefore  not recommended,  unless the actual number of practicing
physicians, dentists, and veterinarians in  that county are compared
also.  Such comparisons make this model ideal  for health planning
uses,  since  it can  be used to map out the needs of  the state,
county by  county,  and thus help in identifying shortage areas.
Comparisons between states  would be more  valid, since a larger
geographical  area is usually being  considered,  and an individual
is more likely to see an office based physician or dentist within
his  state than outside of it  (with  the only exception being  very
small  states,  of which there are very few) . The fact that the model
predicts  possible yearly patient load makes it a stable predictor
for  that  amount  of medical waste  produced by  all the  sources

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                                41
discussed in this study,  since the only way to significantly change
the  estimate  is  to  either  increase  or   decrease  a  state's
population, or change  it's  composition (eg.  male to female ratio
etc...).
  2. Improvements.

     One of the  ways  to improve the model is to try to develop a
methodology  for including  the number  of practitioners actually
practicing  in   any  county,   since  this  would  enable  county
comparisons to readily  be made (as  discussed above). Another way,
would be to utilize the most recent survey  (NAMCS for physicians
& NHIS  for dentists)  and census data.  The more recent the survey
data used, the  more confidence one has that the rates being used
are accurate.   The more recent the last  census year, better data
can  be  acquired  for the various  county parameters used  in the
model.  For  the  purposes  of  this model (as  already mentioned
previously) it was  assumed that the proportions within  each county
 (for a particular parameter used) are similar to what they were in
1980. The validity of this assumption will not be known  fully until
the  forthcoming census is complete. The  fact that the census may
soon be taken every five years,  would  certainly help in obtaining
data needed for this  model.
                **********************************

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                               42


                           BIBLIOGRAPHY

1)   News item; The New York Times, Aug.  12, 1988.

2)   News item; The New York Times, Aug.  14, 1988.

3)   News item; The Star Ledger, Newark New Jersey, Dec. 14, 1988.

4)   FY'89 Region II report, EPA.

5)   News item; The New York Times, Dec.  3, 1988.

6)   The Medical Waste Tracking Act of 1988; H.R. 3515, Nov. 1988.

7)   Information from the Medical Waste Generation and Management
    Study done at EPA, 1988.

8)   Phone conversation  with George Estel, Program Research
    Specialist, N.Y. state D.O.H., at the center for
    environmental health.

9)   Phone conversation with Sylvia Etzel, assistant director of
    graduate medical programs, at the American Medical
    Association, Chicago ill.

10) National Center for Health Statistics; Me Lemore, T;
    Delozier, J.: 1985 summary: National Ambulatory Medical Care
    Survey. Advance Data from Vital and Health Statistics, No.128
    DHHS Pub. No  (PHS) 87-1250. Public Health Service,
    Hyattsville Md., Jan.  23,  1987.


11) Phone conversation with James Delozier, Branch Chief,
    Ambulatory Care Statistics Branch, an the National Center for
    Health  Statistics, Hyattsville MD.

12) Information relayed by phone, courtesy of the American
    Osteopathic Association, Chicago  111.

13) U.S. Dept. of Health & Human  Services; Characteristics of
    Physicians: N.Y.. Dec  31.  1985. Health Resources  & Services
    Administration, Bureau of  Health  Professions, Office  of Data
    Analysis  and Management, ODAM Report No.  133-87.

14) U.S. Dept. of Health & Human  Services; Characteristics of
    Physicians: N.J.. Dec  31.  1985. Health Resources  & Services
    Administration, Bureau of  Health  Professions, Office  of Data
    Analysis  and Management, ODAM Report No.  131-87.

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                                43

15)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in General & Family Practice.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.73.  DHHS Pub. No.(83)1734. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1983. Table 5, page 24.

16)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in Internal Medicine.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.80.  DHHS Pub. No.(84)1741. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1984. Table 5, page 27.

17)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in Pediatrics.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.75.  DHHS Pub. No.(84)1736. Public Health
    Service. Washington. U.S. government printing office.
    Oct. 1983. Table  5, page 25.

18) National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in office visits to General
    Surgeons.  The national Ambulatory  Medical Care Survey. United
    States, Jan.  1980- Dec.  1981. Vital and Health Statistics.
    Series  13, No.79.  DHHS Pub. No.(84)1740. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1984. Table 5, page 25.

19) National Center  for Health  Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care  in Obstetrics and Gynecology.
    The national  Ambulatory Medical Care  Survey- United
    States, Jan.  1980- Dec.  1981. Vital and Health Statistics.
    Series  13, No.76.  DHHS  Pub. No.(84)1737. Public  Health
    Service. Washington. U.S. government  printing  office.
    Feb.  1984. Table  5, page 26.

20) Pamphlet;  Which Medical  Specialist is  Right For You.  American
    Board of Medical  Specialties.

21) General Population  Characteristics. N.Y., Information From
    The 1980  Census.

22) General Population  Characteristics. N.J., Information from
    the 1980  Census.

23) Information  relayed  by phone,  courtesy of Maria Morales
    Harper, at the Census  Bureau,  26  Federal  Plaza,  N.Y.C. 10278.

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                                44

24)  Current Population Estimates. July 1987 & July 1986, Bureau
    of Census.

25)  From phone conversation with Raymond Gagnon, at the National
    Ambulatory Medical Care Survey.

26)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in General & Family Practice.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.73.  DHHS Pub. No.(83)1734. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1983. Appendix 1.

27)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in Internal Medicine.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.80.  DHHS Pub. No.(84)1741. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1984. Appendix 1.

28)  National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in Pediatrics.
    The national Ambulatory Medical Care Survey. United States,
    Jan. 1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.75.  DHHS Pub. No.(84)1736. Public Health
    Service. Washington. U.S. government printing office.
    Oct. 1983. Appendix 1.

29) National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care in office visits to General
    Surgeons. The national Ambulatory Medical Care Survey. United
    States, Jan.  1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.79.  DHHS Pub. No.(84)1740. Public Health
    Service. Washington. U.S. government printing office.
    Sept. 1984. Appendix 1.

30) National Center for Health Statistics. Cypress, B.K.:
    Patterns of Ambulatory Care  in Obstetrics and Gynecology.
    The national Ambulatory Medical Care Survey. United
    States, Jan.  1980- Dec. 1981. Vital and Health Statistics.
    Series 13, No.76.  DHHS Pub. No.(84)1737. Public Health
    Service. Washington. U.S. government printing office.
    Feb. 1984. Appendix  1.

31) Estimates of the  population of the  United States,  to Nov.  1.
    1988. July 1, 1987 Resident  Population;  Bureau of  Census.

32) Estimates of the  population  of the  United States,  to Nov.  1,
    1988. April  1,  1985 Resident Population; Bureau  of Census,.

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                                45

33)  National Center for Health Statistics, S. Jack and B. Bloom.
    1988: Use of dental services  and dental health: United
    States. 1986. Vital and Health Statistics. Series 10, No.165.
    DHHS Pub. No.(PHS) 88-1593. Public Health Service.
    Washington: U.S. Government Printing Office.

34)  From phone conversation with  Barbara Mortensen, at the
    American Dental Association.

35)  From phone conversation with  Judith Nicks, at the
    American Dental Association

36)  From phone conversation with  George Mc.Counahey, at Dental
    Economics.

37)  Dentistryf in: Sixth Report to the President and Congress on
    the Status of Health Personnel in the U.S., June 1988.
    Pub. No. HRS-P-OD-88-1.

38)  From phone conversation with  Suzan Jack, at the National
    Health  Interview  Survey.

39)  Unpublished  data,  from Dental Economics. Park 80,
    West/Plaza 2, Saddlebrook N.J.,  07662.

40)  Veterinarians,  in: Sixth  Report  to the President and Congress
    on  the  Status of  Health Personnel in  the U.S., June ±988.
    Pub. No. HRS-P-OD-88-1.

41) National Center  for Health Statistics, Koch, H.  : Office
    visits  to  orthopedic  surgeons. National Ambulatory Medical
    Care Survey. United States,  1975-1976. Advance Data From
    Vital  and  Health  Statistics.  No.33.  DHEW  Pub. No.
     (PHS)  78-1250.  Public Health  Service.
    Hyattsville, Md.,  July 18,  1978.

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                                46
                        List of contacts.
1.    Dr. Albertini
     Chief, Associated Health Professions Branch.
     U.S. Dept. of Health and Human Services, Public Health
     Service, 5600 Fishers Lane, Hyattsville M.D.
     (301) 443-6763

2.    Dr. Canton Ash
     Director, Bureau of Economic Research.
     American Dental Association, Chicago 111.
     (312) 440-2838

3.    George  Me Counahey
     Co-publisher and national  sales manager
     for Dental Economics, Park 80 West/Plaza Two,
     Saddlebrook N.J.,  07662.
     (201) 845-0800

4.   James Delozier
     Chief,  Ambulatory  Care  Statistics  Branch.
     National  Center  for Health Statistics.
     Rockville MD.
     (301) 436-7132

5.   George  Estel
     Program Research Specialist.
     N.Y.S.  Department  of  Health, Albany  N.Y.
     (518) 458-6402

6.   Sylvia  Etzel
     Assistant Editor
     Department of  Directories and  Publications.
     American Medical Association,
     535 north Dearborn St., Chicago,  111.  60610.
      (312)  645-4693


1.   Dr.  Elmer Green
     State Dental  Director for N.Y.
     N.Y.S.  Department  of Health,  Albany  N.Y.
      (518)  474-1961

 8.   Ray Gagnon
     Health Statistician.
     Ambulatory Care Statistics Branch,
     National Center for Health Statistics.
     Hyattsville MD.
      (301) 436-7132

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                                47


9.    Jan Goldsmith
     Regional Dental Officer  (N.Y.- N.J. region)
     Department of Health and Human Services.
     26 Federal Plaza, New York N.Y., 10278.
     (212) 264-2768

10.  Maria Morales Harper
     Information Services Specialist.
     U.S. Dept. of Commerce, Bureau of Census.
     26 Federal Plaza, New York N.Y., 10278.
     (212) 264-4732

11.  Suzan S. Jack
     Health Statistician.
     National Health Interview Survey,
     National Center for Health Statistics,
     3700 East-West Highway, Hyattsville MD. 20782.
     (301) 436-7089

12.  Ann Kahl
     Statistician, Bureau of  Labor Statistics.
     (201) 648-5166

13.  Hugo Koch
     Survey Statistician.
     Ambulatory Care Statistics Branch,
     National Center for Health Statistics,
     3700 East-West Highway,  Hyattsville MD. 20782.
     (301) 436-7132

14.  Vincent Martiniano
     Supervising Investigator.
     N.Y.S. Department of Health,
     Office of Professional Conduct,
     Empire State Plaza, Albany.
     (518) 474-8357

15.  Mary Morris
     Computer Specialist.
     Office of Data Analysis  and Management.
     Bureau of Health Professions,
     U.S. Dept. of Health and Human  Services,
     Parklawn Building, 5600  Fishers  Lane,  Rockville MD.  20857,
     (301) 443-6936

16.  Barbara Mortensen
     Manager, Database Operations
     Department of Membership,
     American Dental Association,  Chicago  111.
     (312) 440-2613

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                                48
17.   Melanie M. Neal
     Research Analyst.
     Bureau of Economic Research,
     American Dental Association, Chicago 111.
     (312) 440-2568

18.   Judith Nicks
     Assistant Secretary for Advanced Education.
     Council on Dental Education,
     American Dental Association, Chicago 111.
     (312) 440-2825

19.   Howard V.Stambler
     Chief, Office of Data Analysis and Management.
     Bureau of Health Professions,
     U.S. Dept. of Health and Human Services,
     Parklawn  Building,  5600 Fishers Lane, Rockville MD. 20857
     (301) 443-6936

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