Integrated Approach to Assessing the Bioavailability
    and Toxicity of Metals in Surface Waters and
                     Sediments
      Presented to the EPA Science Advisory Board
                     April 6-7,1999

           U.S. Environmental Protection Agency
                     Office of Water
            Office of Research and Development
                   Washington, D.C.

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                  Principal Authors
                  In Alphabetical Order

                       Herbert E. Allen
           University of Delaware, Newark, DE 19716

                        Heidi E. Bell
   U.S. Environmental Protection Agency, Washington, D.C. 20460

                       Walter J. Berry
   U.S. Environmental Research Laboratory, Narragansett, RI02592

                     Dominic M. Di Toro
              HydroQual, Inc., Mahwah, NJ 07430
Environmental Engineering Department, Manhattan College, Bronx NY

                       David J. Hansen
     Great Lakes Environmental Center, Traverse City MI 49686
              HydroQual, Inc., Mahwah, NJ 07430

                       Joseph S. Meyer
           University of Wyoming, Laramie, WY 82071

                      Jennifer L. Mitchell
   U.S. Environmental Protection Agency, Washington, D.C. 20460

                       Paul R. Paquin
              HydroQual, Inc., Mahwah, NJ 07430

                       Mary C. Reiley
   U.S. Environmental Protection Agency, Washington, D.C. 20460

                      Robert C. Santore
              HydroQual, Inc., Mahwah, NJ 07430

                      Contributors
                  In Alphabetical Order

                      Harold L. Bergman
           University of Wyoming, Laramie, WY 82071

                     Warren S. Boothman
   U.S. Environmental Research Laboratory, Naragansett, RI 02592

                       Tyler K. Linton
      Great Lakes Environmental Center, Columbus, OH  43212

                       John D. Mahony
Environmental Engineering Department, Manhattan College, Bronx NY

                       Joy A. McGrath
               HydroQual, Inc., Mahwah, NJ 07430

                       Devanshi Trivedi
               HydroQual, Inc., Mahwah, NJ 07430

                       Kuen-Bing Wu
               HydroQual, Inc., Mahwah, NJ 07430

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                                     Disclaimer
       This document is a compilation of data and analyses from scientific investigations into the
bioavailability of metals in surface waters and sediments to aquatic and benthic organisms. The
intent of this document is to propose an integrated approach to assessing metals contamination of
surface waters and sediments for the protection of aquatic and benthic organisms.

       This document does not establish or affect legal rights or obligations.  It does not establish
a binding norm and is not finally determinative of the issues addressed. Agency decisions in any
particular case will be made applying the law and regulations on the basis of specific facts when
permits are issued or regulations promulgated.

       The mention of trade names or specific products does not constitute endorsement.

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                                    Contents

Introduction and Charge  	vii
Metals Mixtures Equilibrium Partitioning Sediment Guideline (ESG) Document	1-1
Sediment Assessment Presentation Materials	2-1
      The Technical Basis of the Use of Acid Volatile Sulfide (AVS) and Interstitial
        Water Normaliziations in Sediment Guidelines	2-2
      Predicting the Toxicity of Metals in Sediments	2-22
      Chromium Chemistry in Sediments	2-38
      The Addition of Chromium to the Metals Mixtures ESG	2-50
      The Addition of Silver to the Metals Mixtures ESG	2-56
A Model of the Acute Toxicity of Metals	3-1 '
      Part 1: Technical Basis  for the Biotic Ligahd Model
      Part 2: Application of the Biotic Ligand Model for Copper to Fish and Invertebrates
      Part 3: Application of the Biotic Ligand Model for Silver to Fish and Invertebrates
                    Appendices - Background Material


Appendix A: Research Papers on the Unavailability and Toxicity of Metals in Sediments

Key Papers (Roughly in order of importance)

Ankley, G.T., D.M. Di Toro, D. J. Hansen, J.D. Mahoney, W. J. Berry, R.C. Swartz, R. A. Hoke, N. A.
Thomas, A.W. Garrison, H.E. Allen and C.S. Zarba. 1994. Assessing potential bioavailability of
metals in sediments: A proposed approach. Environ. Management.  18:331-337.

Ankley, G.T., D.M. Di Toro, DJ. Hansen and WJ. Berry.  1996. Technical basis and proposal for
deriving sediment quality criteria for metals. Environ. Toxicol. Chem. 15:2056-2066.

Di Toro, D.M., J.D. Mahoney, DJ. Hansen, K.J. Scott, M.B. Hicks, S.M. Mayr and M.S. Redmond.
1990. Toxicity of cadmium in sediments: The role of acid volatile sulfide. Environ. Toxicol. Chem.
9:1487-1502.

Hansen, D. J., W. J. Berry, J.D. Mahoney, W.S. Boothman, D.M. Di Toro, D.L. Robson, G.T. Ankley,
D. Ma, Q. Yan and C.E. Pesch. 1996. Predicting the toxicity of metal-contaminated field sediments
using interstitial concentration of metals and acid-volatile sulfide normalizations. Environ. Toxicol.
Chem. 15:2080-2094.

Berry, W.J., D.J. Hansen, J.D. Mahoney, D.L. Robson, D.M. Di Toro, B.P. Shipley, B. Rogers, J.M.
Corbin and W.S. Boothman.  1996. Predicting the toxicity of metal-spiked laboratory sediments
                                         in

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using acid-volatile sulfide and interstitial water normalizations. Environ. Toxicol. Chem. 15:2067-
2079.

Call, D.J., C.N. Polkinghome, T.P. Markee, L.T. Brooke, D.L. Geiger, J.W. Gorsuch and K.A.
Robillard.  1999. Silver toxicity to Chironomus tentans in two freshwater sediments. Environ.
Toxicol. Chem. 18:30-39.

Berry, W.J., M.G. Cantwell, P.A. Edwards, J.R. Serbst and D.J. Hansen.  1999. Predicting toxicity
of sediments spiked with silver. Environ. Toxicol. Chem.  18:40-48.

Di Toro, D.M., J.D. Mahoney, D.J. Hansen, KJ. Scott, A.R. Carlson and G.T. Ankley.  1992. Acid
Volatile Sulfide predicts the acute toxicity of cadmium and nickel in sediments.  Envrion. Sci.
Technol. 26:96-101.
Other Relevant Papers

Ankley, G.T. 1996. Evaluation of metal/acid-volatile sulfide relationships in the prediction of metal
bioaccumulation by benthic macroinvertebrates. Environ. Toxicol. Chem.  15:2138-2146.

DeWitt, T.H., R.C. Swartz, D.J. Hansen, D. McGovern and W.J. Berry. 1996. Bioavailability and
chronic toxicity  of cadmium in sediment to the estuarine amphipod Leptocheirus plumulosus.
Environ. Toxicol. Chem.  15:2095-2101.

Di Toro, D.M., J.D. Mahoney and A.M. Gonzalez. 1996. Particle oxidation model of synthetic FeS
and sediment acid-volatile sulfide. Environ.  Toxicol. Chem.  15:2156-2167.

Di Toro, D.M., J.D. Mahoney, D.J. Hansen and W.J. Berry. 1996. A model of the oxidation of iron
and cadmium sulfide in sediments. Environ. Toxicol. Chem.  15:2168-2186.

Gonzalez, A.M.   1996.  A  laboratory-formulated sediment incorporating synthetic  acid-volatile
sulfide. Environ. Toxicol. Chem.  15:2209-2220.                                          ^

Hansen, D.J., J.D. Mahoney, W.J. Berry, S.J. Benyi, J.M. Corbin, S.D. Pratt, D.M. Di Toro and M.B.
Abel. 1996. Chronic effect of cadmium in sediments on colonization by benthic marine organisms:
An evaluation of the role of interstitial cadmium and acid-volatile sulfide in biological availability.
Environ. Toxicol. Chem.  15:2126-2137.

Hassan, S.M., A.W. Garrison, H.E. Allen, D.M. Di Toro and G.T. Ankley.  1996. Estimation of
partition coefficients for five trace metals in sandy sediments and application to sediment quality
criteria. Environ. Toxicol. Chem.  15:2198-2208.

Leonard, E.N., G.T. Ankley and R.H. Hoke. Evaluation of metals in marine and freshwater surficial
sediments from the environmental monitoring and assessment program relative to proposed sediment
quality criteria for metals. Environ. Toxicol. Chem. 15:2221-2232.
                                           IV

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Liber, K., DJ. Call, T.P. Markee, K.L. Schmude, M.D. Balcer, F.W. Whiteman and G.T. Ankley.
1996.    Effects of  acid-volatile  sulfide  on  zinc bioavailability  and  toxicity  to benthic
macroinvertebrates: A spiked-sediment field experiment. Environ. Toxicol. Chem. 15:2113-2125.

Mahoney, J.D., D.M. DiToro, A.M. Gonzalez, M. Curto, M. Dilg, L.D. De Rosa and L.A. Sparrow.
1996. Partitioning of metals to sediment organic carbon. Environ. Toxicol. Chem. 15:2187-2197.

Peterson, G.S., G.T. Ankley and E.N. Leonard.  1996. Effect  of bioturbation on metal-sulfide
oxidation in surficial freshwater sediments. Environ. Toxicol. Chem.  15:2147-2155.

Sibley, P.K., G.T. Ankley, A.M. Cotter and E.N. Leonard. 1996. Predicting chronic toxicity of
sediments spiked with zinc: An evaluation of the acid-volatile sulfide model using a life-cycle test
with the midge Chironomus tentans. Environ. Toxicol. Chem. 15:2102-2112.
Appendix B. Research Papers on the Bioavailability and Toxicity of Metals in Surface
             Waters

Key Papers

Allen, H. E. and D. J. Hansen. 1996.  The importance of trace metal speciation to water quality
criteria. Water Environment Research. 68(l):42-54.

Campbell, P.G.C., 1995. "Interactions Between Trace Metals and Aquatic Organisms: A Critique
of the Free-ion Activity Model "'Metal Speciation and Bioavailability in Aquatic Systems, A. Tessier
and D.R. Turner, eds., IUPAC, John Wiley and Sons.

Janes, N. and R.C. Playle. 1995. Modeling silver binding to gills of rainbow trout (Oncorhynchus
mykiss). Environ. Toxicol. Chem.  14:1847-1858.

Meyer, J.S., R.C. Santore, J.P. Bobbitt, L.D. DeBrey, C.J. Boese, P.R. Paquin, H.E. Allen, H.L.
Bergman and D.M. DiToro. 1999.  Binding of nickel and copper to fish gills predicts toxicity when
water hardness varies, but free-ion activity does not. Environ. Sci. Technol. (in Press).

Meyer, J.S. 1999. A mechanistic explanation for the ln(LC50) vs ln(Hardness) adjustment equation
for metals.  Envrion. Sci. Technol.  (in Press).

Pagenkopf, G.K. 1983.  Gill surface interaction model for trace-metal toxicity to fishes: Role of
complexation, pH, and water hardness. Envrion. Sci. Technol. 17:342-347.

Playle, R.C., D.G. Dixon and K. Burnison. 1993a.  Copper and cadmium binding to fish gills:
modification by dissolved organic carbon and synthetic ligands. Can. J. Fish. Aquat. Sci. 50:2667-
2677.

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Playle, R.C., D.G. Dixon and K. Burnison. 1993b.  Copper and cadmium binding to fish gills:
estimates of metal-gill stability constants and modeling of metal accumulation. Can. J. Fish. Aquat.
Sci.  50:2678-2687.

Tipping,  E. 1994.   WHAM—A chemical  equilibrium model and computer code for waters,
sediments,  and soils incorporating a discrete site/electrostratic model of ion-binding by humic
Substances. Computers and Geosciences. 20:973-1023.
Other Relevant Papers

Allison, J.D., D.S. Brown, KJ. Novo-Gradac.   March 1991.  MINTEQA2/PRODEFA2, A
Geochemical Assessment  Model for Environmental Systems: Version 3.0,  Users  Manual.
EPA/600/3-91/021, USEPA ERL ORD, Athens, GA.

Bury, N.R., F. Galvez and C.M. Wood. 1998. Effects of chloride, calcium and dissolved organic
carbon on silver toxicity: Comparison between rainbow trout and fathead minnows. Environ.
Toxicol. Chem. 18:56-62.

Felmy, A.R., D.C. Girvin and E.A. Jenne, 1984. MTNTEQ: A Computer Program for Calculating
Aqueous Geochemical Equilibria. USEPA Environmental Research Laboratory, Office of Research
and Development, Athens, Georgia.

Gorsuch, J. ans S. Klaine, Editors. 1999. Annual Review Issue: Silver Toxicity. Environ. Toxicol.
Chem. 18:1-108.

MacRae, R.K., D.E. Smith, N. Swoboda-Colberg, J.S. Meyer and H.L. Bergman. 1999. Copper
binding affinity of rainbow trout (Oncorhynchus mykiss) and brook trout (Salvelinusfontinalis) gills.
Environ. Toxicol. Chem.  (in Press).

Playle, R.C., R.W. Gensemer and D.G. Dixon, 1992.  Copper accumulation on gills of fathead
minnows:  Influence of water hardness, complexation and pH on the gill micro-environment.
Environ. Toxicol. Chem.  11:381-391.

Playle, R.C. 1999. Physiological and toxicological effects of metals at gills of freshwater fish.
Environ. Toxicol. Chem. (in Press).

Santore, R.C. and C.T. Driscoll. 1995. The CHESS Model for calculating chemical equilibria in
soils and solutions. Chemical Equilibrium and Reaction Models, SSSA Special Publication 42, The
Soil Society of America, American Society of Agronomy.

Schecher,  W.D. and D.C. McAvoy.  1992.  MINEQL+: A software environment for chemical
equilibrium modeling. Computer Environ. Urban Systems. 16:65-76.

Wood, C.M., R.C. Playle and C. Hogstrand.  1999. Physiology and modeling of the mechanisms
of silver uptake and toxicity in fish. Environ. Toxicol. Chem. 16:71-83.

                                         vi

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                                    SAB REVIEW:
            Integrated Approach to Assessing the Unavailability and Toxicity
                       of Metals in Surface Waters and Sediments

                                    April 6-7,1999
INTRODUCTION

       Persistent contaminants discharged into the waterbodies of the U.S. may remain in the water
column (in various chemical forms), partition into sediments or accumulate in aquatic and benthic
biota.  In particular, metals such as cadmium, copper, lead, nickel, silver and zinc are commonly
elevated  in aquatic sediments due to their widespread release and persistent nature. Several
environmental variables affect the partitioning of metals amongst media and the chemistry of the
metals within each medium. The partitioning behavior thereby strongly influences the chemicals'
bioavailability hi aquatic systems.  Fundamental to assessing the potential for metals to adversely
affect aquatic biota is the capability to quantify metals bioavailability and toxicity.

       For the past several years the  Office of Water (OW) and the Office of Research and
Development (ORD) have been investigating the bioavailability of metals in surface  waters and
sediments. These efforts have led to a firm understanding of the environmental factors that influence
metals bioavailability and have  allowed the Agency to produce more  accurate guidance on the
quantification of potential metals toxicity to aquatic and benthic organisms.

       Presently the Agency has existing aquatic life ambient water quality criteria (AWQC) for 11
individual metals and a draft sediment guidance document based on the equilibrium partitioning
(EqP) approach for a mixture of five metals. Recent research developments have  allowed OW to
develop guidance that more fully accounts for factors influencing the bioavailability of metals in
both surface waters and sediments. With these developments EPA will be providing users with an
integrated approach to assessing metals bioavailability and toxicity to  both benthic and aquatic
organisms. EPA believes this integrated approach is a significant improvement over current EPA
guidance because it better addresses metals toxicity in the water column and in sediments. Likewise,
it provides users with complimentary tools designed to work together for aquatic system assessment
and protection.

The following question is charged to the SAB for its consideration:

       Does this integrated metals methodology improve our ability to make both protective
       and predictive assessments of toxicity due to copper, silver and other selected metals
       in the water column and sediment?

       The information presented below briefly summarizes the history of OW guidance on metals
toxicity, research developments  leading to the new guidance, and the key issues currently in need
of peer review. The balance of the advance briefing materials provide the theoretical and scientific
foundation needed for the SAB to make its evaluation.
                                           vn

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Unavailability and Toxicity of Metals in Sediments

Background
                               r
       In January of 1995, the Sediment Quality Criteria Subcommittee of the Ecological Processes
and Effects Committee (EPEC) of the SAB met to review research and data developed to support
the use of the equilibrium partitioning (EqP) approach to predict the bioavailability of five metals
in sediment (i.e., cadmium, copper, lead, nickel and zinc). The EqP approach assumes that a
contaminant in sediment partitions between the sediment, interstitial (pore) water and organisms.
In the case of metals, a key factor controlling the partitioning between these phases is the acid
volatile sulfide (AVS) concentration in the sediment. Sulfide binds  a number of cationic metals
(such as cadmium, copper, nickel, lead, silver and zinc) forming insoluble sulfide complexes which
are minimally bioavailable. The difference between the AVS concentration (i.e., [AVS]) and the
measured metals concentrations (simultaneously extracted metal or [SEM]) in the sediment indicates
the potential for toxicity.  So long as the [AVS] ^ [SEM] the sediments are not expected to cause
acute or chronic toxicity to benthic organisms.

       In addition to the solid phase Equilibrium Partitioning Sediment Guideline (ESG) described
above, a proposed interstitial water phase ESG was also presented to the SAB in 1995. Since the
sensitivities of benthic and water column organisms to metals are similar, the currently established
AWQC final chronic values (FCVs) can be used to define the acceptable effects concentration of
freely dissolved metals in the interstitial water. Thus, the interstitial water phase ESG is defined as:
the sum of the (metals concentrations in interstitial water/the metal-specific Final Chronic Value)
based on dissolved metal is less than or equal to one (S[M,]/FCV,£ 1).

       Thus, the guidance reviewed by the SAB in 1995 stated that ESGs for all five metals could
collectively be  derived  using two procedures:  (a) by  comparing the  sum  of  then- molar
concentrations, measured as  SEM, to the molar concentration of AVS in sediments, or (b) by
comparing the measured interstitial water concentrations  of the metals to FCVs.  A lack of
exceedence of the solid phase or interstitial water phase  ESGs based upon either of the two
procedures indicates  that metal toxicity should not occur.  Exceedence of both values would be
indicative of a potential problem that would require further evaluation.

Recent Developments

       Since the 1995 SAB Review, OW  has  conducted additional work to respond to the
recommendations of the  SAB, updated the document and developed a  revised draft entitled
"Equilibrium Partitioning Sediment Guidelines (ESGs) for  the Protection of Benthic Organisms:
Metals Mixtures (Cadmium, Copper, Lead, Nickel, Silver and Zinc)"; hereafter referred to as the
Metals Mixtures ESG. Research developments have enabled OW to incorporate both silver and
chromium into the Metals Mixtures ESG. Researchers have also identified a means to predict metals
toxicity by normalizing with the fraction organic carbon (f^) concentration present in the sediment.
We believe the addition of these new components to the Metals Mixtures ESG has greatly increased
our ability to be both protective and predictive of metals toxicity in sediments.
                                          Vlll

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The SAB Review

The sediment presentations will include:

•      An introduction to ESGs: their derivation, use, and application;
•      A summary of the technical basis on the use of AVS and interstitial water normalization in
       sediment guidelines;
•      A discussion on  the use of fraction organic carbon (f^) normalization as a method of
       increasing our ability to predict toxicity in contaminated sediments; and
•      A discussion of the bioavailability and toxicity of chromium and silver in sediments, and the
       incorporation of these two metals into the Metals Mixtures ESG.

Although invited to comment on any part of the Metals Mixtures ESG document and associated
presentations, the SAB is requested to respond to the following questions:

1) By incorporating the fraction organic carbon into the bioavailability equation, have we
   retained the protective features of the guidelines and improved its predictiveness of toxic
   effects?
2) If the BLM is used to derive or adjust a water quality criterion, is the revised criterion
   appropriate for use in the interstitial water component of the Metals Mixtures ESG?
3) Are the data presented from lab and field experiments with chromium and silver sufficient to
  -support then- addition to the Metals Mixtures ESG?
Bioavailability and Toxicity of Metals in Surface Waters

Background

       The ambient water quality program has long been criticized that the numerical aquatic life
water quality criteria approach to assessing and controlling metals in aquatic systems is not adequate.
Complaints from the regulated community, States, Regions, environmental groups, and academics
are that the Agency's laboratory based metals criteria do not accurately reflect the toxicity of metals
in ambient waters. Therefore, they may be under or over protective. The issue was partially rectified
when the Agency recommended that ambient metals criteria be expressed as  dissolved metal
concentrations rather than as total recoverable metal concentrations. The change was an attempt to
more fully account for the bioavailable concentration of metals in the  water column, beyond the
existing hardness correction, to aquatic organisms. Though most considered the recommendation
a welcome change in Agency policy, this change was only one of a number that three expert
workshops (Annapolis, 1/93, Pellston at Pensacola, 2/96, and Pellston at Gregson, 6/98) cited as
potential improvements to metals assessment and control. Three other significant changes advanced
by the workshops were to: (1) incorporate the "biotic ligand model"  (BLM  - formerly the "gill
model")  into  the aquatic life water quality criteria for metals to more precisely account for the
bioavailability of metals  to  aquatic life, (2) develop metals mixtures equilibrium partitioning
sediment guidelines (ESGs)  to address metals contamination in sediments and compliment the
                                           IX

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dissolved criterion in the water column, (3) include sediment as a source and a sink for metals in
TMDL development.

       Over the last year, these improvements have become even more critical to the program.
Requirements to develop TMDLs across the country and the need to resolve issues with the Fish and
Wildlife Service and National Marine Fisheries Service on how to ensure adequate protection of
threatened and endangered species are driving program activities and time lines. We believe these
two assessment tools will go a long way toward resolving the concerns of both the Services and the
regulated community.

Proposal

       Research on the  acute toxicity of copper to  fish has revealed that  copper toxicity is
manifested by gill membrane disruption. Copper binds to metal binding sites on the gill causing the
gill membrane  to lose osmoregulatory function and become "leaky."   Should enough copper
accumulate  on  the gill, the organism dies.  From this information it was  theorized that  the
concentration of copper on the gill rather than the concentration of copper in the water was the
critical determinant of copper toxicity.

       OW  and ORD have supported the development of a Biotic Ligand Model (BLM) which
quantifies the capacity of metals to bind to the gills of aquatic organisms. This model can be used
to calculate the bioavailable portion of dissolved metals in the water column based on site-specific
water quality parameters such as alkalinity, pH and dissolved organic carbon. Currently the BLM
can be applied to copper and silver, and future efforts  should allow it to be  applied to additional
metals.

       The short-term goal for OW is to provide States and Regions with a BLM computer program
and supporting  documentation for use  as an alternative to the current Water Effect Ratio (WER)
methodologies. This will provide a site-specific tool that is less expensive and less tune consuming
to use and that limits regression analysis. Based on the results of this SAB review, we will conduct
any necessary additional investigations and revise the guidance.

       In the longer term OW plans to conduct the necessary work to incorporate the BLM directly
into  metals  criteria documents.  OW  and ORD will  perform the necessary  investigations and
verification  to incorporate the model directly into the copper and silver aquatic life water quality
criteria derivation.  At the same tune, it is our intention to initiate an application of the model to a
number of cadmium and lead data sets to determine which, if any, water quality competition and
binding parameters need to be adjusted.

The SAB Review

The Biotic Ligand  Model presentations will include:

•     A discussion of the regulatory need for a new approach to assessing  metals toxicity in the
       water column;

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•      A summary of metals chemistry and bioavailability to water column organisms;
•      A description of the BLM and its application to copper and silver; and
•      A summary of the anticipated future directions of the BLM.

The SAB is requested to address the following questions pertaining to the BLM:

1) Does the BLM improve our ability to predict toxicity to water column organisms due to
   metals (copper and silver) in comparison to the currently applied dissolved metal
   concentration criterion?
2) Is the scientific and theoretical foundation of the model sound?
3) In comparison to the current WER adjustment for aquatic life criteria, will the application of
   the BLM as a site-specific adjustment reduce uncertainty associated with metals
   bioavailability and toxicity?
4) Are the data presented for the validation of the BLM sufficient to support the incorporation of
   the BLM directly into copper and silver criteria documents?
                                           XI

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                 DRAFT
EQUILIBRIUM PARTITIONING GUIDELINES (ESG) FOR




   THE PROTECTION OF BENTHIC ORGANISMS:




              METALS MIXTURES




        CADMIUM, COPPER, LEAD, NICKEL,




               SILVER AND ZINC
        U.S. Environmental Protection Agency:




        Office of Science and Technology and




         Office of Research and Development

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                                CONTENTS
Section                                                                 Page

1     INTRODUCTION	1-10
      1.1    GENERAL INFORMATION 	1-10
      1.2    OVERVIEW OF DOCUMENT	1-16

2     PARTITIONING OF METALS IN SEDIMENTS	1-17
      2.1    METAL TOXICITY IN WATER-ONLY AND IN INTERSTITIAL WATER
            OF SEDIMENT EXPOSURES  	1-17
            2.1.1 Toxicity correlates to metal activity	1-18
            2.1.2 Toxicity correlates to interstitial water concentration	1-20
      2.2    SOLID PHASE SULFIDE AS THE IMPORTANT BINDING
            COMPONENT  	1-28
            2.2.1 Metal Sorption Phases 	1-28
            2.2.2 Titration Experiments	1-29
                 2.2.2.1 Amorphous FeS	1-30
                 2.2.2.2 Sediments  	1-30
            2.2.3 Correlation to Sediment AVS	1-33
            2.2.4 Solubility Relationships and Displacement Reactions	1-34
            2.2.5 Application to Mixtures of Metals	1-37

3     TOXICITY OF METALS IN SEDIMENTS	1-39
      3.1    GENERAL INFORMATION 	1-39
      3.2    PREDICTING THE TOXICITY OF METALS IN SEDIMENTS  	1-39
      3.3    PREDICTING METAL TOXICITY:  SHORT-TERM STUDIES  	1-53
            3.3.1 Spiked sediments: Individual experiments	1-53
            3.3.2 Spiked sediments: Chromium experiments  	1-55
                 3.3.2.1 Chromium Chemistry hi Sediments  	1-57
            3.3.3 Spiked Sediments: All experimental results summarized	1-68
            3.3.4 Field sediments	1-74
            3.3.5 Field Sites and Spiked Sediments Combined  	1-77
      3.4    PREDICTING METAL TOXICITY: LONG-TERM STUDIES  	1-81
            3.4.1 Life-cycle toxicity tests	1-82
            3.4.2 Colonization tests  	1-84

4     DERIVATION OF ESG FOR METALS	1-87
      4.1    GENERAL INFORMATION 	1-87
      4.2    SINGLE METAL SEDIMENT GUIDELINES 	1-88
            4.2.1 AVS Guidelines  	1-89

                               Draft for SAB 1-2

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            4.2.2 Interstitial Water Guidelines  	1-89
      4.3    MULTIPLE METALS GUIDELINES	1-90
            4.3.1 AVS Guidelines  	1-92
            4.3.2 Interstitial Water Guidelines  	1-93
      4.4    ESG FOR METALS VS. ENVIRONMENTAL MONITORING
            DATABASES 	1-95
            4.4.1 Data Analysis	 1-95

5     IMPLEMENTATION	1-100
      5.1    CONSIDERATIONS IN PREDICTING METAL TOXICITY  	1-100
      5.2    SAMPLING AND STORAGE	1-100
            5.2.1 Sediments  	1-102
            5.2.2 Interstitial Water	1-103
      5.3    ANALYTICAL MEASUREMENTS	1-104
            5.3.1 Acid Volatile Sulfide	1-105
            5.3.2 Simultaneously Extracted Metal	1-105
            5.3.3 Interstitial Water Metal	1-106
      5.4    ADDITIONAL BINDING PHASES	1-106
      5.5    PREDICTION OF THE RISKS OF METALS IN SEDIMENTS
            BASED ON EqP  	1-107

6     GUIDELINES STATEMENT	1-108

7     REFERENCES	1-110
Appendix A: Glossary of abbreviations and equations
Appendix B: Solubility Relationships for metals sulfides
Appendix C: Lake Michigan EMAP sediment monitoring database
Appendix D: Saltwater sediment monitoring database
                               Draft for SAB 1-3

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Table 2-1.


Table 2-2.

Table 3-1.


Table 3-2.
Table 3-3.
Table 4-1.
                                       TABLES
Cadmium binding capacity and AVS of sediments
(from Di Toro et al.f 1990)	
Metal sulfide solubility products
Results of a toxicity test with the amphipod Ampelisca abdita
exposed to sediments spiked with chromium VI   	
Page


1-33

1-37


1-58
Toxicity of sediments from saltwater (SW) and freshwater (FW)
field locations, spiked-sediment tests and combined field and
spiked-sediment tests as a function of the difference between the
molar concentrations of SEM and AVS (SEM-AVS), interstitial
water toxic units (IWTUs) and both SEM-AVS and IWTUs
(modified from Hansen et al., 1996a)  	
Summary of the results of full life-cycle and colonization toxicity
tests conducted in the laboratory and field using sediments spiked
with individual metals and metal mixtures  	
                                                                                 1-72
                                                                                 1-83
Water quality criteria (WQC) criteria continuous concentrations
(CCC) based on the dissolved concentration of metal. These
WQC CCC values are for use in the IWTU procedure for
deriving sediment guidelines based on the dissolved metal
concentrations in interstitial water  	
                                                                                 1-91
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                                       FIGURES
Figure 2-1.   Acute toxicity to Palaemonetes of total cadmium (top) and
             cadmium activity (bottom) with different concentrations of the
             complexing ligands NTA (left) and chloride as salinity (right)
             (This figure is from Sunda et al., 1978)	1-19

Figure 2-2.   Acute toxicity of total copper (top left) and copper activity
             (bottom left) to a dinoflagelate, with and without the complexing
             ligand EOT A (this portion of the figure is from Anderson and
             Morel, 1978).  Toxicity of zinc to Microcystis aeruginosa
             showing growth as cells/ml versus tune with different levels of
             the complexing ligands EDTA and NTA (top right) and number
             of cells at five days as a function of free zinc concentration
             (bottom right) (this portion of the figure is from Allen et al.,
             1980)	1-21

Figure 2-3.   Specific growth rate of a diatom (left) (this portion of the figure
             is from Sunda and Guillard,  1976) and Microchrysis lutheri
             (right) versus total copper (top) and copper activity (bottom) for a
             range of concentrations of the complexing ligands Tris and
             natural DOC (this portion of the figure is from Sunda and Lewis,
             1978)	1-22

Figure 2-4.   Tissue accumulation of copper in oysters (Crassostrea virginica)
             versus total copper (top) and copper activity (bottom) with
             different levels of the complexing ligand NTA (this figure is from
             Zamuda and Sunda, 1982)   	1-23

Figure 2-5.   Mean survival of Rhepoxynius abronis versus dissolved  cadmium
             concentration after 4-day hi seawater (symbols) and 0 and 4 days
             (bars) hi interstitial water (this figure is from Swartz et al.,  1985)	1-25

Figure 2-6.   Mortality versus interstitial water cadmium activity for sediments
             from Long Island Sound, Ninigret Pond and  a mixture of these
             two sediments (this figure is from Di Toro et al., 1990). Water-
             only exposure data for Ampelisca abdita and Rhepoxynius
             hudsoni. The line is a joint fit to both water-only data sets   	1-26
                                   Draft for SAB 1-5

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                                 FIGURES (Continued)

                                                                                  Page
Figure 2-7.    Toxicity of copper to Hyalella azteca versus copper
              concentrations in a water-only exposure (open symbols) and
              interstitial water copper concentrations in sediment exposures
              (closed symbols) using Keweenaw Waterway sediments (this
              figure is from Ankley et al., 1993)   	1-27

Figure 2-8.    Cadmium titrations of amorphous FeS.  X-axis is cadmium added
              normalized by FeS initially present (this figure is from Di Toro et
              al., 1990). Y-axis is total dissolved cadmium. The lines
              connecting the data points are an aid to visualizing the data  	1-31

Figure 2-9.    Concentrations of Fe2"1" and Cd2+ in supernatant from titration of
              FeS by Cd2+ (personal communication with Di Toro 1992)   	1-32

Figure 2-10.   Cadmium titration of sediments from Black Rock Harbor, Long
              Island Sound, Hudson River and Ninigret Pond (this figure is
              from Di Toro et al., 1990).  Cadmium added per unit dry weight
              of sediment versus dissolved cadmium	1-35

Figure 3-1.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) on a sum
              total SEM basis  	1-43

Figure 3-2.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) for
              cadmium  	1-45

Figure 3-3.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) for
              copper	1-46

Figure 3-4.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) for nickel	1-47

Figure 3-5.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) for lead  	1-48

Figure 3-6.    Mortality versus [SEM]-[AVS] difference (top panel) and this
              difference normalized to organic carbon (bottom panel) for zinc  	1-49
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                                FIGURES (Continued)
Figure 3-7.   Mortality versus [SEM]-[AVS] difference (top panel) and this
             difference normalized to organic carbon ("bottom panel) for
             amphipod bioassay test spiked with a four metal mixture	1-50

Figure 3-8.   Mortality versus [SEM]-[AVS] difference (top panel) and this
             difference normalized to organic carbon (bottom panel) for silver  	1-51

Figure 3-9.   Mortality versus the average Total Metal/ERM quotient for field
             data (o) and laboratory  spiked data (V)  	1-52

Figure 3-10.  Concentrations of individual metals in interstitial water of
             sediments from Long Island Sound (top) and Ninigret Pond
             (bottom) in the mixed metals experiment as a function of
             SEM/AVS ratio (this figure is from Berry et al., 1996).
             Concentrations below the IW detection limits, indicated by
             arrows, are plotted at one half the detection limit. K^ is the
             sulfide solubility product constant	1-56

Figure 3-11.  Stability fields for chromium species (Richard and Bourg, 1991)	1-60

Figure 3-12.  (A) Stability fields for chromium species.  (B)  Solubility of
             chromium hydroxide (Rai et al., 1987)  	1-61

Figure 3-13.  Titration of AVS with chromate.  The final chromate
             concentration in solution is plotted vs. the initial chromate
             concentration. The line corresponds to a 1:1 stoichiometry for
             chromate reduction by FeS	1-62

Figure 3-14.  Oxidation of Cr(ni) by  MnO2.  Initial concentrations of MnO2
             indicated in the legend. Open symbols are Cr(VI)
             concentrations, closed symbols are 2/3 Mn(H)  concentrations.
             The lines are model computations	1-64

Figure 3-15.  Model of Cr(HI) sorption to suspended solids and DOC. Varying
             initial concentrations of Cr(in)T (see the stars plotted on the y-
             axis).  Plots of total and dissolved chromium vs. total suspended
             solids.  Alternating filled and hatched symbols represent the data
             for each Cr(IH)T.  (A) Doc=9.4 mg/L.  (B) DOC=24 mg/L.
             (C) An example of the computed speciation for the DOC=24
             mg/L and Cr(ffl)T= 1.0 mg/L case	1-66
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                                 FIGURES (Continued)

                                                                                  Page
Figure 3-16.  Chromium cycling in the aquatic environment (Richard and
              Bourg, 1991)	1-67

Figure 3-17.  Percentage mortality of saltwater and freshwater benthic species
              in 10-day toxicity tests in sediments spiked with individual metals
              (Ag, Cd, Cu, Ni, Pb, or Zn) or a metal mixture (Cd, Cu, Ni and
              Zn). Mortality is plotted as a function of: (a) the sum of the
              concentrations of cadmium, copper, lead, nickel and zinc in
              //moles metal per gram dry weight sediment; (b) interstitial water
              toxic units (silver data from Berry et al., 1999; all other data
              modified after Berry et al., 1996); and (c) SEM/AVS ratio.
              Species tested include: the oligochaete (Lumbriculus variegatus),
              polychaetes (Capitella capitata and Neanthes arenaceodentata),
              amphipods (Ampelisca abdita and Hyalella a&eca), harpacticoid
              copepod (Amphiascus tenuiremis) and gastropod (Helisoma sp.).
              Data below the SEM detection limit are plotted at
              SEM/AVS=0.01. Data below the detection limit of metals in
              interstitial water are plotted at IWTU=0.01  	1-69

Figure 3-18.   Percentage mortality of saltwater and freshwater benthic species
              in 10-day toxicity tests hi spiked sediments (open symbols) and
              sediments from field (closed sediments) (silver data from Berry et
              al.,  1999; all other data modified after Hansen et al., 1996a).
              Mortality is plotted as a function of: (a) the sum of the
              concentrations of cadmium, copper, lead, nickel and zinc hi  '
              yumoles metal per gram dry weight sediment; (b) interstitial water
              toxic units; and (c) SEM/AVS ratio. Species tested  include: the
              oligochaete (Lumbriculus variegatus), polychaetes (  Capitella
              capitata and Neanthes arenaceodentata), amphipods (Ampelisca
              abdita and Hyalella a&eca), harpacticoid copepod (Amphiascus
              tenuiremis), and the snail (Helisoma sp.). Data below the SEM
              detection limit are plotted at SEM/AVS = 0.01. Data below the
              detection limit of metals in interstitial water are plotted at IWTU
              = 0.01	1-70

Figure 3-19.   Percentage mortality of amphipods, oligochaetes and polychaetes
              exposed to sediments from four freshwater and three saltwater
              field locations as a function of the sum of the molar
              concentrations of SEM minus the molar concentration of AVS
              (SEM-AVS) (from Hansen et al., 1996a): the vertical dashed line
              at SEM-AVS = 0.0 indicates the boundary between sulfide-
              bound unavailable metal and potentially available metal	1-80

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                               FIGURES (Continued)
Figure 4-1.   SEM minus AVS values versus AVS concentrations in EMAP-
             Great Lakes sediments from Lake Michigan. Data are from
             surficial grab samples only (this figure is taken from Leonard et
             al., 1996, see data in Appendix C). The upper plot shows all
             values, the lower plot has the ordinate limited to SEM minus
             AVS values between -10 and +10  	1-96

Figure 4-2.   SEM minus AVS values versus AVS concentrations in EMAP-
             Estuaries Virginian Province (U.S. EPA, 1996) , REMAP-
             NY/NJ Harbor Estuary (Adams et al.,  1996) and the NOAA NST
             Long Island Sound (Wolfe et al., 1994), Boston Harbor (Long et
             al., 1996), and Hudson-Raritan Estuaries (Long et al., 1995);
             (see data in Appendix D for sources). The upper plot shows all
             values, and the lower plot has the ordinate limited to SEM minus
             AVS values between -10 and 4-10  	1-98
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                                      SECTION 1

                                    INTRODUCTION

 1.1    GENERAL INFORMATION

       Under the Clean Water Act (CWA) the U.S. Environmental Protection Agency (U.S.
EPA) is responsible for protecting the chemical, physical and biological integrity of the
nation's waters. In keeping with this responsibility, the U.S. EPA published ambient water
quality criteria (WQC) in 1980 for 64 of the 65 toxic pollutants or pollutant categories
designated as toxic in the CWA. Additional water quality documents that update criteria for
selected consent decree chemicals and new criteria have been published since 1980. These
WQC are numerical concentration limits that are the U.S.  EPA's best estimate of
concentrations protective of human health and the presence and uses of aquatic life. While
these WQC play an important role hi assuring a healthy aquatic environment, they alone are
not sufficient to ensure the protection of environmental or human health.

     .  Toxic pollutants in bottom sediments of the nation's lakes, rivers, wetlands, estuaries
and marine coastal waters create the potential for continued environmental degradation even
where  water-column concentrations comply with established human health and aquatic life
WQC. In addition, contaminated sediments can be a significant pollutant source that may
cause water quality degradation to persist, even when other pollutant sources are stopped (U.S.
EPA 1997a, b, c). The scarcity of defensible sediment guidelines and the single chemical
nature  of those available  make it difficult to: accurately assess the extent of the ecological
risks of contaminated  sediments; to establish pollution prevention  strategies; and to identify,
prioritize  and implement appropriate clean up activities and source controls.

       As a result of the need for a procedure to assist regulatory  agencies in making  decisions
concerning contaminated sediment problems and their prevention, a U.S. EPA Office of
Science and Technology  and Office of Research  and Development research team was
established to review alternative  approaches (Chapman,  1987).  All of the approaches
reviewed had both strengths and weaknesses and no single approach was found to be
applicable for sediment guidelines derivation in all situations (U.S. EPA, 1989). The
equilibrium partitioning (EqP) approach was selected for nonionic organic chemicals because it

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presented the greatest promise for generating defensible national chemical specific sediment
guidelines applicable across a broad range of sediment types.  The term EqP sediment
guidelines (ESG) refers to numerical concentrations for individual chemicals that are
applicable across the range of sediments encountered in practice. The three principal
observations that established the EqP method of deriving sediment guidelines for nonionic
organic chemicals were:

       1.     The concentration of nonionic organic chemicals in sediments, expressed on an
              organic carbon basis, and in interstitial water, correlate to observed biological
              effects on sediment dwelling organisms across a range of sediments.

       2.     Partitioning models can relate sediment concentrations for nonionic organic
              chemicals on an organic carbon basis to freely dissolved concentrations in
              interstitial water.

       3.     The distribution of sensitivities of benthic and water column organisms to
              chemicals are similar, thus, the currently established WQC final chronic values
              (FCV) can be used to define the acceptable effects concentration of a chemical
              freely dissolved in interstitial water.

       Due  to their wide-spread release and persistent nature, metals such as cadmium,
copper, lead, nickel, silver and zinc are commonly elevated in aquatic sediments.  These
metals are a potential aquatic environmental concern in addition to nonionic organic chemicals.
Thus, there  have been various proposals for deriving sediment guidelines for protecting
benthic communities from metal toxicity.  Many such attempts have featured measurement of
total sediment metals followed by comparison to background metal concentrations, or in some
cases an effects-based endpoint (Sullivan et al.,  1985; Persaud et al., 1989; Long and Morgan,
1991; Ingersoll et al., 1996; MacDonald et al., 1996).  An important limitation to these types
of approaches is that causality can not be established in part because of the procedures used to
derive correlative values, and because values derived are based on total rather than
bioavailable metal concentrations; i.e., for any given total metal concentration, adverse
lexicological effects may or may not occur, depending upon physico-chemical characteristics
of the sediment of concern (Tessier and Campbell, 1987;  Luoma et al., 1989; Di Toro et al.,
1990).

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       Many researchers have used elaborate sequential extraction procedures to identify
 sedimentary physico-chemical fractions with which metals are associated in an attempt to
 understand the biological availability of metals hi sediments (Tessier et al., 1979; Luoma and
 Bryan, 1981).  Key binding phases for metals in sediments included iron and manganese
 oxides and organic carbon. Shortcomings with these approaches have limited their application
 largely to aerobic sediments instead of anaerobic sediments where metals are found in the
 greatest concentrations (See Section 2).

       In developing ESG for metals that are causally-based and applicable across sediments,
 it is essential that bioavailability be understood.  Different studies  have shown that while total
 (dry weight) metal concentrations hi anaerobic sediments are not predictive of bioavailability,
 metal concentrations in interstitial water are correlated with observed biological effects (Swartz
 et al.,1985; Kemp and Swartz, 1986).  However, as opposed to the situation for nonionic
 organic chemicals and organic carbon (Di Toro et al., 1991), sediment partitioning phases
 controlling interstitial water concentrations of metals were not readily apparent.  A key
partitioning phase controlling cationic metal activity and metal-induced toxicity hi the
 sediment-interstitial water system is acid volatile sulfide (AVS) (Di Toro et al., 1990). Acid
volatile sulfide binds, on a molar basis, a number of cationic metals of environmental concern
 (cadmium, copper, nickel, lead, silver and zinc) forming insoluble sulfide complexes with
minimal biological availability.  (Hereafter hi this document, the use of the term "metals" will
apply only to the six metals:  cadmium, copper, lead, nickel, silver and zinc.)

        The data that support the EqP approach for deriving sediment guidelines for nonionic
organic chemicals are reviewed by Di Toro et al. (1991) and U.S.  EPA (1997a). Recently,
EPA evaluated the potential utility of the EqP approach for deriving sediment guidelines for
metals (U.S. EPA, 1994a), which was reviewed by EPA's Science Advisory Board (U.S.
EPA, 1995a).  The data that support the EqP approach for deriving sediment guidelines for
metals presented hi this document are taken largely from a series of papers published hi the
December, 1996 issue of Environmental Toxicology and Chemistry by Ankley et al (1996);
Berry et al.  (1996); DeWitt et al. (1996); Di Toro et al.  (1990; 1992; 1996a,b) Hansen et al.
(1996a,b); Leonard et al. (1996a); Liber et al. (1996); Mahony et  al.  (1996); Peterson et al.
(1996); and Sibley et al.  (1996). In addition, publications by Di Toro et al. (1990, 1992),
Ankley et al. (1994) and the U.S. EPA (1995a) were of particular  importance hi the
preparation of this document.

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       The same three principals observed in applying the EqP approach to nonionic organic
chemicals listed above, also apply with only minor adjustments to deriving ESG for mixtures
of the cationic metals cadmium, copper, lead, nickel, silver and zinc.
                              j
       1.      The concentrations of these six metals in sediments, normalized to the
              concentration of acid volatile sulfide (AVS) and simultaneously extracted metals
              (SEM; the metals extracted with AVS) hi sediments, and dissolved in interstitial
              waters correlate to observed biological effects on sediment dwelling organisms
              across a range of sediments.

       2.      Partitioning models can relate sediment concentrations for divalent cationic
              metals (and silver) on an AVS basis to the absence of freely dissolved
              concentrations in interstitial water.

       3.      The distribution of sensitivities of benthic and water column organisms to
              organic chemicals and metals are similar (U.S. EPA, 1998a), thus, the currently
              established WQC final chronic values (FCV) can be used to define the
              acceptable effects concentration of the metals freely dissolved hi interstitial
              water.
                                     \
       The EqP approach, therefore, assumes that: (1) the partitioning of the metal between
sediment AVS (or any other binding factors controlling bioavailability) and interstitial water is
at equilibrium; (2) organisms receive equivalent exposure from interstitial water-only exposure
or from exposure to  any other equilibrated sediment phase: either from interstitial water via
respiration, sediment via ingestion,  sediment-integument exchange, or from a mixtures of
exposure routes; (3)  for the cationic metals cadmium, copper, lead, nickel, silver and zinc, no-
effects concentrations in sediments can be predicted using the difference between the total
molar concentration  of SEM for these metals and the total molar concentration of AVS. This
difference is the amount of either excess metal or excess AVS.  So long as the molar
concentration of AVS equals or exceeds the sum of the molar concentrations of these metals,
the sediment is not expected to cause acute or chronic toxicity hi benthic organisms; and (4)
the WQC FCV concentration is an appropriate effects concentration for freely dissolved metal
in interstitial water and the toxicity of metals hi interstitial water is no more than additive.
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       Two equally applicable ESG for metals, a solid phase and an interstitial water phase,
are proposed. For the first time, the Agency is publishing ESG that account for bioavailability
in sediments and potential for effects of a mixture in the aquatic environment. The mixtures
approach for these six metals will provide an ecologically relevant benchmark by resolving the
                                                               »
longstanding toxicological problem of their inter-dependent geochemistry. The solid phase
ESG is defined as  the S[SEM]-[AVS]sO (total  molar concentration of simultaneously extracted
metal - total molar concentration of acid volatile sulfide is less than or equal to zero). Note
that cadmium, copper, lead and nickel are divalent metals so that one mole of each metal can
bind with one mole of AVS. The molar concentrations of these metals are compared to AVS
on a one to one basis.  Silver however exists predominantly as a monovalent metal so that
silver monosulfide (Ag2S) binds  two moles of silver for each mole of AVS.  Therefore SEMAg
by convention will be defined as the  molar concentration of silver divided by two, [Ag]/2,
which is compared to the molar AVS concentration.  The interstitial water phase ESG is
E[MIi0 and in non-toxic sediments having
SEM-AVS £ 0 demonstrates that metals in these sediments are unavailable.  Because of the
known spatial and temporal cycling of the important metal-binding phases in sediments,
Section 5 of this document provides implementation guidance on sediment collection, handling
and analysis that will improve estimates of risk.
                                   Draft for SAB \-

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       The ESG developed using the latest available scientific data are suitable for providing
guidance to regulatory agencies because they are:

       1.     numeric values,
       2.     chemical specific,
       3.     causal,
       4.     applicable to most sediments, and
       5.     protective of benthic organisms.

       It should be emphasized that these guidelines are intended to protect benthic organisms
from the direct effects of these six metals associated with sediments.  ESG are intended to
apply to sediments permanently inundated with water, intertidal sediment, and to sediments
inundated periodically for durations sufficient to permit development of benthic assemblages.
They do not apply to occasionally inundated soils containing terrestrial organisms.  These
guidelines do not address the question of possible contamination of upper trophic level
organisms or  the synergistic, additive or antagonistic effects of other substances.  The ESG
presented hi this document represent the U.S. EPA's best recommendation at this time of the
concentration of a mixture of cadmium, copper, lead, nickel, silver and zinc in sediment that
will not adversely affect most benthic organisms. ESG values may be adjusted to account for
future data or site specific considerations (U.S. EPA, 1998c).

       This document presents the theoretical basis and the supporting data relevant to the
derivation of the ESG for the metals cadmium, copper, lead, nickel, silver and zinc. An
understanding of the "Guidelines for Deriving Numerical National Water Quality Criteria for
the Protection of Aquatic Organisms and Then- Uses" (Stephan et al., 1985), response to
public comment (U.S. EPA, 1985a); "Ambient Water Quality Criteria for Cadmium" (U.S.
EPA, 1985b); "Ambient Water Quality Criteria for Copper" (U.S. EPA, 1985c); "Ambient
Water Quality Criteria-Saltwater Copper Addendum11 (U.S. EPA, 1995c);  "Ambient Water
Quality Criteria for  Lead" (U.S. EPA, 1985d); "Ambient Water Quality Criteria for Nickel"
(U.S. EPA, 1986); "Ambient Water Quality Criteria for Silver" (U.S. EPA, 1980); "Ambient
Water Quality Criteria for Zinc" (U.S. EPA, 1987) is necessary in order to understand the
following text, tables and calculations. Guidance for the acceptable use of ESG values for
metals mixtures is contained in "Users Guide for Multi-Program Implementation of Sediment
Guidelines" (U.S. EPA, 1998b).

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 1.2    OVERVIEW OF DOCUMENT

        Section 1: "Introduction" provides a brief review of the EqP methodology as it applies
 to the individual metals cadmium copper, lead, nickel, silver and zinc and their mixtures.
 Section 2: " Partitioning of Metals in Sediments" reviews published experimental results that
 describe the partitioning and bioavailability of these metals in freshwater and marine
 sediments, the role of AVS, SEM and interstitial water concentrations of metals. Section 3:
 "Toxicity of Metals in Sediments" reviews the results of acute and chronic toxicity tests
 conducted with spiked and field sediments that demonstrate that the partitioning and
 bioavailability of metals in sediments can be used to accurately predict the toxicity of
 sediment-associated metals. Section 4: "Derivation of Sediment Guidelines for Metals"
 describes the SEM-AVS and interstitial water guidelines toxic unit approaches  for the
 derivation of the ESG for individual metals and mixtures of metals. Published WQC values
 for dissolved metal for five of these six metals (the silver FCV  for freshwater is not available)
 are summarized for use in the Interstitial Water Guidelines Toxic Units (IWTU) Procedure.
 The ESG for metals  is then compared to chemical monitoring data on the  environmental
 occurrence of metals and AVS in sediments from Lake Michigan, the Virginian Province from
.EPA's Environmental Monitoring and Assessment Program (EMAP) and NOAA's National
 Status and Trends. Section 5: "Implementation" describes procedures for  collection, handling,
 analysis of sediments and interpretation of data from sediment samples required if the
 assessments of the risks of sediment-associated metals are to be accurate.  Section 6:
 "Guidelines Statement" concludes with EPA's guidelines statement for the metals cadmium,
 copper, nickel, lead, silver and zinc. The references cited in this document are listed in
 Section 7.
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                                      SECTION 2

                     PARTITIONING OF METALS IN SEDIMENTS

2.1    METAL TOXICITY IN WATER-ONLY AND IN INTERSTITIAL WATER OF
       SEDIMENT EXPOSURES

       The equilibrium partitioning methodology for establishing sediment guidelines (ESG)
requires that the chemical concentration be measured in the bioavailable phase and that the
chemical potential of the chemical be determined. This section demonstrates that biological
effects correlate to metal activity.  Secondly it demonstrates that biological response is the
same for water-only exposures and for sediment exposures using the interstitial water
concentrations. Therefore, for both metals and nonionic chemicals this fundamental tenant of
the equilibrium partitioning model is satisfied.

       A direct approach to establishing sediment guidelines for metals would be to apply the
water quality criteria final chronic values to measured interstitial water concentrations. The
validity of this approach depends on both the degree to which interstitial water concentration
represents free metal activity, and whether or not free metal activity  can be accurately
measured in both  systems.   For most metals, free metal activity cannot be measured at water
quality criteria concentrations. Therefore, present water quality criteria are not based on free
metal activity. The problem with this is that many metals readily bind to dissolved (actually
colloidal) organic carbon (DOC), and DOC complexes do not appear to be bioavailable
(Bergman and Dorward-King, 1997). Hence guidelines based on interstitial water
concentrations of  metals may be overly protective with the direct use of the concentration of
metals in interstitial water.

       By implication this  difficulty extends to any complexing ligand that is present in
sufficient quantity. The decay of sediment organic matter can cause  substantial changes in
interstitial water chemistry.  In particular, bicarbonate increases due to sulfate reduction. This
increases the importance of the metal-carbonate complexes and further complicates the
question of the bioavailable metal species  (Stumm and Morgan,  1996).

       The sampling of sediment interstitial water for metals is not a routine procedure. The

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least invasive technique employs a diffusion sampler which has cavities covered with a filter
membrane (Hesslein, 1976; Carignan, 1984; Carignan et al., 1985; Allen et al., 1993; Bufflap
and Allen, 1995). The sampler is inserted into the sediment and the concentrations on either
side of the membrane equilibrate.  When the sampler is removed the cavities contain filtered
interstitial water samples.  Since the sampler is removed after equilibration, the concentrations
of metals inside the sampler should be equal to the concentrations of freely dissolved metals in
the interstitial water.  The time required for equilibration, which usually exceeds one day,
depends on the size of the filter membrane and the geometry of the cavity.

       An alternate technique to separate the interstitial water is  to obtain a sediment core,
slice it, filter or centrifuge the slice, and then filter the resultant interstitial water twice. For
anaerobic sediments this must be done in a nitrogen atmosphere to prevent the precipitation of
iron hydroxide which would scavenge the metals and yield artificially low dissolved
concentrations (Troup, 1974; Allen et al., 1993).

       Although either of these techniques are suitable for research investigations, they require
more than the normally available sampling capabilities. If solid phase chemical measurements
were available from which interstitial water metal activity could be deduced, it would obviate
the need for interstitial water sampling and analysis,  circumvent the need to deal with
complexing ligands, and provide fundamental insight into metal binding phases hi sediments
needed to predict bioavailability.

2.1.1  Toxicity correlates to metal activity

       A substantial number of water-only exposure experiments discussed below point to the
fact that biological effects can be correlated to the divalent metal activity {M2*}.  The claim is
not that the only bioavailable form is M2* - for example MOH+ may also be bioavailable - but
that the DOC and certain other ligand-complexed fractions are not bioavailable.

       The acute toxicity of cadmium to grass shrimp (Palaemonetes pugio) has been
determined at various concentrations of chloride (as salinity) and the complexing ligand NT A,
both of which form cadmium complexes (Sunda et al., 1978).  The concentration response
curves as a function of total cadmium (Figure 2-1, top panels) are quite different at varying
concentrations of chloride, indexed by salinity, and NTA. However, if the organism response

                                    Draft for SAB 1-18

-------
                       ACUTE TOXICITY OF CADMIUM TO
                        GRASS SHRIMP (Palaemonetes)
                       EFFECT OF NTA COMPLEXATION
                         (AFTER W.G. SUNDA et al,  1978)
                 ACUTE TOXICITY OF CADMIUM TO
                  GRASS SHRIMP (Palaemonetes)
                       EFFECT OF SALINITY
                   (AFTER W.G. SUNDA et al, 1978)
                100
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                          TOTAL CADMIUM (-LOG CdT)
                                                               100
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                                 f—7^.  T-»-"
                                /  /---?••••
                                                                                               •
                     TOTAL CADMIUM (-LOG CdT)
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                        CADMIUM ACTIVITY (p[ Cd2+J)

_J
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80
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• 200 /
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                                                                           60
                                         70
                  CADMIUM ACTIVITY (p[ Cdz+])
         Figure 2-1. Acute toxicity to Palaemonetes of total cadmium (top) and cadmium activity (bottom) with different concentrations
         of the complexing ligands NTA (left) and chloride as salinity (right). This figure is from Sunda et al., 1978.

-------
 is evaluated with respect to Cd2+ activity in the solution then the data become a single
 concentration-response relationship (bottom panels).  Comparable results have been reported
 for copper-EDTA complexes (Anderson and Morel, 1978) for which concentration-response
 correlates to Cu2+ activity (Figure 2-2, left top and bottom).

       When the concentration of zinc is held constant and the concentration of the
 complexing ligand NTA is varied, the effect on growth of the phytoplankter, Microcystis
 aeruginosa, decreases as NTA added increases (Figure 2-2, right top and bottom; Allen et al.,
 1980).  The cell density decreases rather than increases hi time and reaches control levels at
 the highest NTA concentration (left top and bottom panels).  The data can all be correlated to
 free zinc activity as shown (right top and bottom panels).  Similar results for diatoms exposed
 to copper and the complexing ligand Tris (Figure 2-3, top; Sunda and Guillard, 1976).
 Variations in Tris concentrations and pH produce markedly different growth rates (left top and
 bottom) which can all be correlated to the Cu2+ activity (right bottom). A similar set of results
 have been obtained by Sunda and Lewis (1978) with DOC from river water as the complexing
 ligand (Figure 2-3, right top and bottom).

       Metal bioavailability as measured by metal accumulation into tissues of organisms has
 also been examined (Zamuda and Sunda,  1982). Uptake of copper by oysters is correlated not
 to total copper concentration (Figure 2-4, top) but to copper activity (bottom).

       The implication to be drawn from these experiments is that the partitioning model
required for establishing sediment guidelines should predict dissolved metal in interstitial
water. The following subsection examines the utility of this idea.

2.1.2  Toxicity correlates to interstitial water concentration

       This subsection presents some early data that first indicated the equivalence of
 interstitial water concentrations and water-only exposures. Much more data of this sort are
presented hi Section 3  of this document.  Swartz et al.(1985)  tested the acute toxicity  of
 cadmium to the marine amphipod Rhepoxynius abronius, in sediment and seawater. An
 objective of the study was to determine the contributions of interstitial and particle-bound
 cadmium to toxicity.  A comparison of the 4-day LC50 of cadmium hi interstitial water (1.42
 mg/L) with the 4-day LC50 of cadmium hi seawater without  sediment (1.61 mg/L) resulted  hi

                                   Draft for SAB 1-20

-------
(A
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 50
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 20
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           WITH EDTA
WITHOUT EDTA
       45    6789
        TOTAL COPPER (-LOG (Ciiy))
                                           CHRONIC TOXICITY OF ZINC
                                         ON MICROCYSTIS AERUGINOSA
                                              (FROM ALLEN, et al.1980)
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                                               10x10-7 MHTA
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                                           0   1.0  2.0  3.0  4.0 .5.0
                                              FREE ZINC (moles/liter x 107)
   2-2.  Acute toxicity to a dinoflagelate (left) of total copper (top) and copper activity
   (bottom), with and without the complexing ligand EDTA (this portion of the figure is
   from Anderson and Morel, 1978). Toxicity of zinc to Microcystis aeruginosa (right)
   showing growth as cells/ml versus time with different levels of the complexing ligands
   EDTA and NTA (top) and number of cells at five days as a function of free zinc
   concentration (bottom) (this portion of the figure is from Allen et al., 1980).
                               Draft for SAB 1-21

-------
bo
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                       CHRONIC TOXICITY OF COPPER
                               TO A DIATOM

                        (FROM SUNDA AND GUILLARD, 1976)
CHRONIC TOXICITY OF COPPER
  TO MONOCHRYSIS LUTHERI

  (FROM SUNDA AND LEWIS, 1978)

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                   UPTAKE OF COPPER BY OYSTERS
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                          COPPER ACTIVITY ( pCu)
Figure 2-4. Body burdens of copper in oysters (Crassostrea virginicd) versus total
copper (top) and copper activity (bottom) with different levels of the complexing ligand
NT A (this figure is from Zamuda and Sunda, 1982).
                           Draft for SAB 1-23

-------
 no significant difference between the two (Figure 2-5).

       Experiments were performed to determine the role of acid volatile sulfides in cadmium
 spiked sediments using the amphipods Ampelisca abdita and Rhepoxynius hudsoni (Di Toro et
 al., 1990).  Three sediments were used, a Long Island Sound sediment with high AVS, a
 Ninigret Pond sediment with low AVS concentration, and a 50/50 mixture of the two
 sediments. Figure 2-6 presents a comparison of the observed mortality in the three sediments
 to the interstitial water cadmium activity measured with a specific ion electrode. Four-day
 water-only and 10-day exposure sediment toxicity tests were performed.  The water-only
 response data for Ampelisca and Rhepoxynius are included for comparison although they
 represent a shorter duration exposure.  These experiments also demonstrate the equivalence of
 organism response to metal concentrations in interstitial water and in water-only exposures.

       An elegant experimental design was employed by Kemp and Swartz (1986) to examine
 the relative acute toxicity of particle bound and dissolved  interstitial cadmium.  They
 circulated water of the same cadmium concentration through different sediments. This
 resulted in different bulk sediment concentrations, but the same interstitial water
 concentrations. They found no statistically significant difference in organism response for the
different sediments.  Since the interstitial water concentrations were the same in each treatment
 - the circulating water concentrations established the interstitial water concentrations - these
experiments confirmed the hypothesis of equal response to concentrations in water-only and
 interstitial water.

       A series of 10-day toxicity tests using the amphipqd Hyalella azteca were performed to
evaluate the bioavailability of copper in sediments from two sites highly contaminated with this
metal: Steilacoom Lake, Washington and Keweenaw Watershed, Michigan (Ankley et al.,
 1993). A water-only, 10-day copper toxicity test was also conducted with the same organism.
The mortality resulting from the water-only test was strikingly similar to that from the
Keweenaw sediment tests when related to interstitial water (Figure 2-7).  The LCSOs show
 strong agreement for the water-only (31 //g/L) and the Keweenaw sediment test (28 /ug/L),
using the average of day 0 and day  10 interstitial water concentrations. Steilacoom Lake 10-
day interstitial water concentrations were less than the 7 ^g/L detection limit and were
 consistent with the observed lack of toxicity to H. azteca (Ankley et al, 1993).
                                    Draft for SAB 1-24

-------
                       COMPARISON OF WATER AND

                          SEDIMENT EXPOSURE

                        (AFTER R C SWARTZ et al, 1985)
       20
                                                SEAWflJER

                                                INTERSTITIAL

                                                WATER
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   in



   x
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   UJ

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        15
10
                        DISSOLVED CADMIUM CONC. (mg/L)
Figure 2-5. Rhepoxynius abronis mean survival versus dissolved cadmium for 4-day

toxicity tests in seawater (symbols) and interstitial water at time 0 and 4 days (bars) (this

fieure is from Swartz et al
                           Draft for SAB 1 -25

-------
                            MORTALITY vs INTERSTITIAL WATER CADMIUM
b
4
to
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0\
    100

^   80
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£   GO
ID
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I   20
                       -5.00
                               • LI SOUND

                               D MIXTURE

                               O NINIGRET POND
                     WATER ONLY EXPOSURE

                      A RHEPOXYNIUS
                      £ AMPELISCA

                    O LESS THAN DETECTION LIMIT

                    ....... i	
-3.00          -1.00             1.00

  LOG10 Cd+2 ACTIVITY (mg/L)
                                                                     3.00
       Figure 2-6. Mortality versus interstitial water cadmium activity for sediments from Long Island Sound, Ninigret Pond and a
       mixture of these two sediments (this figure is from Di Toro et al, 1990). Water-only exposure data for Ampelisca abdita and
       Rhepoxynius Hudson/. The line is a joint fit to both water-only data sets.

-------
   100
    80
     60
c
g   40
<5
Q.
     20
            • Water Only Exposure
            O Sediment Exposure
                                                      O   O
                                                             •      O •
                                                                           1   iti
                                 10
100
1000
                                       Copper (ug/L)
       Figure 2-7.  Toxicity of copper to Hyalella azteca versus copper concentrations in a
       water-only exposure (open symbols) and interstitial water copper concentrations in
       sediment exposures (closed symbols) using Keweenaw Waterway sediments (this figure is
       from Ankley et al., 1993).
                                   Draft for SAB 1-27

-------
       The data presented in this subsection, and data to be presented in Section 3 of this
document, demonstrate that in water-only exposures metal activity and concentration can be
used to predict toxicity.  The results of the four experiments above demonstrate that mortality
data from water-only exposures can be used to predict sediment toxicity using interstitial water
concentrations.  Therefore, the metal activity or concentration in interstitial water would be an
important component of a partitioning model needed to establish sediment guidelines.  The
solid metal-binding phases of this partitioning model need to be identified. The following
subsection presents data that identifies solid phase sulfides as the important metal-binding
phase.

2.2    SOLID PHASE SULFIDE AS THE IMPORTANT BINDING COMPONENT

       Modeling metal sorption to oxides in laboratory systems is  well developed, and detailed
models are available for cation and anion sorption, see the articles  in Stumm (1987) and
Dzombak and Morel (1990) for recent summaries.  The models consider surface complexation
reactions as well as electrical interactions via models of the double layer.  Models for natural
soil and sediment particles are less well developed. However, recent studies suggest that
similar models can be applied to soil systems (Allen et al., 1980; Barrow and Ellis, 1986a,b,c;
Sposito et al., 1988).  Since the ability to predict partition coefficients is required if interstitial
water metal concentration is to be inferred from the total concentration, some practical model
is required.  This subsection presents state of the science in the theoretical development of
metals partitioning in sediments.

2.2.1  Metal Sorption  Phases

       The initial difficulty that one confronts in selecting an applicable sorption model  is that
the available models are quite complex and many of the parameter  estimates may be specific to
individual soils or sediments. However, the success of organic carbon based  non-ionic
chemical sorption models suggests that some model of intermediate complexity that is based on
an identification of the sorption phases may be more generally applicable.

       A start in this direction has been presented (Jenne et al., 1986; Di Toro et al., 1987).
The basic idea was that instead of considering only one sorption phase as is assumed for  '
non-ionic hydrophobic chemical  sorption, multiple sorption phases must be considered. The

                                    Draft for SAB 1-28

-------
conventional view of metals, speciation in aerobic soils and sediments is that metals are
associated with the exchangeable, carbonate and Fe and Mn oxide forms, as well as organic
matter, stable metal sulfides, and a residual phase.   In oxic soils and freshwater sediments,
sorption phases have been identified as paniculate organic carbon (POC) and the oxides of
iron and manganese (Jenne, 1968, 1977; Oakley et al., 1980; Luoma and Bryan, 1981).
These phases are important because they have a large sorptive capacity.  Further they appear
as coatings on the particles and occlude the other mineral components.  It was thought that
they provided the primary sites for sorption of metals. These ideas have been applied to metal
speciation in sediments.  However, they ignore the critical importance of metal sulfide
interactions which dominate speciation in the  anaerobic layers of the sediment.

2.2.2  Titration Experiments

       The importance of sulfide in the control of metal concentrations in the interstitial water
of marine sediments is well documented (Boulegue et al., 1982; Emerson et al., 1983; Davies-
Colley et al., 1985; Morse et al., 1987).  Metal sulfides are very insoluble and the equilibrium
interstitial water metal concentrations in the presence of sulfides are small.  If the interstitial
water sulfide, S, concentration in sediments is large, then the addition of metal, M,  to the
sediment, metal sulfide, MS, would precipitate following the reaction:

          M2+ + S2' -  MS(s)                                                      (2-1)
This appeared to be happening during a spiked cadmium sediment toxicity test (Di Toro et al.,
1990) since a visible bright yellow cadmium sulfide precipitate formed as cadmium was added
to the sediment. However, interstitial water sulfide activity, {S2"}, measured with a sulfide
electrode indicated that there was little or no free sulfide in the unspiked sediment. This was,
at the time, a most puzzling result.

       The lack of significant quantity of dissolved sulfide in the interstitial water and the
evident formation of solid phase cadmium sulfide suggested the following possibility. The
majority of the sulfide in sediments is in the form of solid phase iron sulfides.  Perhaps the
source of the sulfide is this solid phase sulfide initially present.  As cadmium is added to the

                                    Draft for SAB 1-29

-------
sediment it causes the solid phase iron sulfide to dissolve releasing sulfide which is available
for the formation of cadmium sulfide. The reaction is:
          Cdz+ + FeS(s) -  CdS(s) + Fe2+                                         (2-2)
Cadmium titrations with amorphous FeS and with sediments were performed to examine this
possibility.

2.2.2.1 Amorphous FeS

       A direct test of the extent to which this reaction takes place was performed (Di Toro et
al., 1990). A quantity of freshly precipitated iron sulfide was titrated by adding dissolved
cadmium. The resulting aqueous cadmium activity, measured with the cadmium electrode
versus the ratio of cadmium added, [Cd]A, to the amount of FeS initially present, [FeS(s)],, is
shown in Figure 2-8.  The plot of dissolved cadmium versus cadmium added illustrates the
increase in dissolved cadmium that occurs near [Cd]A / [FeS(s)], =  1. A similar experiment
has been performed for amorphous MnS with comparable results.  It is interesting to note that
these displacement reactions1 among metal sulfides have been observed by other investigators
(Phillips and Kraus, 1965). The reaction was also postulated by Pankow (1979) to explain an
experimental result involving copper and synthetic FeS.

       These experiments plainly demonstrate that solid phase amorphous iron and manganese
sulfide can be readily displaced by adding cadmium. -As a consequence, it is the source of
available sulfide which must be taken into account when evaluating the relationship between
solid phase and aqueous phase cadmium in sediments.

       A direct confirmation that the removal of cadmium was via the displacement of iron
sulfide is shown in Figure 2-9. The supernatant from a titration of FeS by Cd2+ was analyzed
for both cadmium and iron.  The solid lines are the theoretical expectation based on the
stoichiometry of the reaction (Equation 2-9) (DiToro et al., 1990).

2.2.2.2 Sediments

       A similar titration procedure has been used to evaluate the behavior of sediments taken

                                   Draft for SAB 1-30

-------
          Q)
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                 CADMIUM TITRATION OF IRON SULFIDE
               1.0
                0.
                  0.0       0.5       1.0       1.5      2.0

                    CADMIUM ADDED (umol Cd/umol FeS)
Figure 2-8. Cadmium titrations of amorphous FeS. X-axis is the amount of cadmium
added normalized by FeS initially present (this figure is from Di Toro et al., 1990). Y-axis
is total dissolved cadmium.  The lines connecting the data points are an aid to visualizing
the data.
                          Draft for SAB 1-31

-------
                RESULTS OF FeS + Cd** - CdS + Fe**
                        Concentration of Fe**
                            Analysis of Filtrate
             600
                0   0.2  0.4 0.6 0.8  1   1.2  1.4  1.6 1.8
                          Cd**/FeS Molar Ratio
       •a
       o
       I?
        0)
        u
        o
        O
700
600
500
400
300
200
100
                         Concentration of Cd*
                             Analysis of Filtrate
    0  0.2  0.4  0.6  0.8   1   1.2 1.4  1.6  1.8
              Cd**/FeS Molar Ratio
                — Theory
                 a 1-18
                 *1-14       «.-
                 -*. 1-19, w/Buffer
Figure 2-9. Concentrations of Fe2* and Cd2+ in supernatant from titration of FeS by Cd2+
(personal communication with Di Toro 1992).
                            Draft for SAB 1-32

-------
from four quite different marine environments: sediments from Black Rock Harbor, the
Hudson River, and the sediments from Long Island Sound and Ninigret Pond used in the
toxicity tests. The binding capacity for cadmium is estimated by extrapolating a straight line
fit to the dissolved cadmium data. The equation is:

         [SCd(aq)] = max{0,m([Cd]A - [Cd]B)}                                  (2.3)


where [SCd(aq)] is the total dissolved cadmium, [Cd]A is the cadmium added, [Cd]B is the
bound cadmium, and m is the slope of the straight line. The sediments exhibit quite different
binding capacities for cadmium, listed in Table 2-1, ranging from approximately 1 /tmol/gm to
more than 100 /xmol/g. The question is whether this binding capacity is explained by the solid
phase sulfide present in the samples.

       Table 2-1.  Cadmium binding capacity and AVS of sediments (from Di Toro et
                                      al., 1990).
Sediment
Black Rock Harbor
Hudson River
LI Sound(c)
Mixture(c)
Ninigret Pond(c>d)

Initial AVS
Oimol/g)(a)
175(41)
12.6(2.80)
15.9 (3.30)
5.45 (-)
2.34 (0.73)

Final AVS
(/miol/g)*)
-
-
13.9 (6.43)
3.23(1.18)
0.28(0.12)
X "
Cd Binding Capacity(e)
(fimol/g)
114(12)
8.58 (2.95)
4.57 (2.52)
-
1.12(0.42)

       (a)Average (Standard Deviation) AVS of repeated measurements of the stock.
                                         i
       ^ Average (Standard Deviation) AVS after the sediment toxicity experiment.
       
-------
 labile fraction, acid volatile sulfide (AVS), is associated with the more soluble iron and
 manganese monosulfides. The more resistant sulfide mineral phase, iron pyrite, is not soluble
 in the cold acid extraction used to measure AVS. Neither is the third compartment, organic
 sulfide which is associated with the organic matter in sediments (Landers et al., 1985).
        »
       The possibility that acid volatile sulfide is a direct measure of the solid phase sulfide
 that reacts with cadmium is examined in Table 2-1, which lists the sediment binding capacity
 for cadmium and the measured AVS for each sediment, and in Figure 2-10, which indicates
 the initial AVS concentration.  The sediment cadmium binding capacity appears to be
 somewhat less than the initial AVS for the sediments tested.  However a comparison between
 the initial AVS of the sediments and that remaining after the cadmium titration is completed,
 Table 2-1, suggests that some AVS is lost during titration experiment.  In any case, the
 covariation of sediment binding capacity and AVS is clear. This suggests that AVS is the
 proper quantification of the solid phase sulfides that can be dissolved by cadmium. The
 chemical basis for this is examined below.

 2.2.4  Solubility Relationships and Displacement Reactions

       Iron monosulfide, FeS(s), is hi equilibrium with aqueous phase sulfide and iron
 concentration via the reaction:

         FeS(s) - Fe2+ + S2'                                                    (2-4)


If cadmium is added to the aqueous phase, the result is:

         Cd2+ + FeS(s) - Cd2+ + Fe2+  + S2"                                    (2-5)



As the cadmium concentration increases, [Cd2*][S2'] will exceed the solubility product of
cadmium sulfide and CdS(s) will start to form.  Since cadmium sulfide is more insoluble than
 iron monosulfide, FeS(s) should start to dissolve in response to the lowered sulfide
 concentration in the interstitial water. The overall reaction is:

         Cd2+ + FeS(s) - CdS(s) + Fe2+                                         (2-6)

                                   Draft for SAB 1-34

-------
                         CADMIUM TITRATION OF SEDIMENTS
                                   AVS
                                  AVS
                                                               AVS
I
bo

H-*


U)
          O)

          E
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         HI

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 1.0




 0.8




 0.6




 0.4




 0.2
0.0
                                    I        IT
                                     ™*J^T^T^™T™^™TTPT^^^^™^^^^
                    * BR HARBOR


                    • LI SOUND


                    * HUDSON RIVER


                    4- NINIGRETPOND
                0.1
                  1.0          10.0            100.0


            CADMIUM ADDED (umol Cd/gm dry wt)
                                                                             1000.0
    Figure 2-10. Cadmium titration of sediments from Black Rock Harbor, Long Island Sound, Hudson River and Ninigret Pond (this

    figure is from Di Toro et al., 1990).  Cadmium added per unit dry weight of sediment versus dissolved cadmium.

-------
The iron in FeS(s) is displaced by cadmium to form soluble iron and solid cadmium sulfide,
CdS(s).  The consequence of this replacement reaction can be seen using an analysis of the
M(II)-Fe(II)-S(-II) system with both MS(s) and FeS(s) present in Appendix B.  M(II)
represents any divalent metal that forms a sulfide that is more insoluble than FeS. If the added
metal, [M]A, is less than the AVS present in the sediment then the ratio of metal activity to
total metal in the sediment-interstitial water system is less than the ratio of the MS to FeS
solubility products:
          {M*}/[M]A < K^/K^                               ,                   (2-7)
This is a general result that is independent of the details of the interstitial water chemistry. In
particular it is independent of the Fe2"1" activity.  Of course the actual value of the ratio
{M2+}/[M]A depends on aqueous speciation, as indicated by Equation 2-6.  However, the ratio
is still less than the ratio of the sulfide solubility products.

       This is an important finding since the data presented in Section 2.1.1 indicates that
toxicity is related to metal activity, {M2*}.  This inequality guarantees that the metal activity,
hi contrast to the total dissolved metal concentration, is regulated by the iron sulfide - metal
sulfide system.

       The sulfide solubility products and the ratios are listed in Table 2-2. The ratio of
cadmium activity to total cadmium is less than 10 •1046.  For nickel the ratio is less than 10'5 59.
By inference this reduction in metal activity will occur for any other metal that forms a  sulfide
that is significantly more insoluble than iron monosulfide. The ratios for the other metals hi
Table 2-2, Zn, Cd, Pb, Cu and Ag, indicate that metal activity for these metals will be very
small in the presence of excess AVS.
                                     Draft for SAB 1-36

-------
                       Table 2-2.  Metal sulfide solubility products.
Metal Sulfide
FeS
NiS
ZnS
CdS
PbS
CuS
Ag2S
log
-3.64
-9.23
-9.64
-14.10
-14.67
-22.19
-36.14
log
-22.39
-27.98
-28.39
-32.85
-33.42
-40.94
-54.71
Log

-5,59
-6.00
-10.46
-11.03
-18.55
-32.32
Solubility products, K^, for the reaction M2* + HS' ~ MS(s) + H+ for CdS (greenockite),
FeS (mackinawite), and NiS (millerite) from Emerson et al., 1983. Solubility products for
CuS (covellite), PbS (galena), ZnS (wurtzite), and Ag2S (acanthite) and pK2 = 18.57 for the
reaction HS'  - H+  +. S2' from Schoonen, and Barnes, 1988.  K^ for the reaction M2+ + S2 ~
MS(s) is computed from log K^ and pK2.

2.2.5   Application to  Mixtures of Metals

       A conjecture based on the sulfide solubility products for the metals listed in Table 2-2
is that the sum of the molar concentrations of metals should be compared to AVS. Since all
these metals have lower sulfide solubility parameters than FeS, they would all exist as metal
sulfides if their molar  sum (assume [Ag]/2 because it is monovalent) is less than the AVS.  For
this case:

          S.[MJ
           1  ^ '  < 1                                                             (2-8)
          [AVS]
no metal toxicity would be expected where [MT], is the total cold acid extractable ith metal
molar concentration in the sediment (divide by 2 for silver). On the other hand, if their molar
sum is greater than the AVS concentration, then a portion of the metals with the largest sulfide
solubility parameters would exist as free metal and potentially cause toxicity.  For this case the
following would be true:
                                   Draft for SAB 1-37

-------
           [AVS]
                  > 1                                                             (2-9)
                                                                                   V   '
These two equations are precisely the formulas that one would employ to determine the extent
of metal toxicity in sediments assuming additive behavior and neglecting the effect of
partitioning to other sediment phases.  Whether the normalized sum is less than or greater than
1.0 discriminates between non-toxic and potentially toxic sediments.  The additivity does not
come from the nature of the mechanism that causes toxicity. Rather, it results from the equal
ability of the metals to form metal sulfides with the same stoichiometric ratio of M and S.

       The appropriate quantity of metals to use in the metals/ AVS ratio is referred to as
"simultaneously extracted metal" or SEM. This is the metal which is extracted in the cold
acid used in the AVS procedure. This is the appropriate quantity to use because some metals
form sulfides which are not labile in the AVS extraction (e.g., nickel, copper). If a more
rigorous extraction were used to increase the fraction of metal extracted which did not also
capture the additional sulfide extracted, then the sulfide associated with the additional metal
release would not be quantified.  This would result in an erroneously high metal to AVS ratio
(DiToroetal.,  1992).

       The above discussion is predicated on the assumption that all the metal sulfides behave
similarly to cadmium sulfide.  Further it has been assumed that only acid soluble metals are
reactive enough to affect the free metal activity. That is, the proper metal concentration to be
used is the SEM. Both of these hypotheses were tested directly with benthic organisms using
sediment toxicity tests.   Results of these sediment spiking experiments with cadmium, copper,
lead, nickel, silver, zinc and a mixture of these will be presented in Section 3 which follows.
                                    Draft for SAB 1-38

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                                     SECTIONS

                       TOXICITY OF METALS IN SEDIMENTS

3.1    GENERAL INFORMATION

       This Section summarizes data from acute and chronic toxicity tests which demonstrate
that the absence of sediment toxicity due to metals can be predicted by use of the interstitial
water concentrations of metals or by comparison of the molar concentrations of AVS and
SEM.  This ability to predict the toxicity of metals hi sediments, through a fundamental
understanding of their bioavailability, is in sharp contrast with the absence of a causal
correlation between metals induced sediment, metal-induced toxicity, and metals
concentrations based on the dry weight of sediment (Berry et al., 1996; Di Toro et al., 1990;
1992; Luoma, 1989, Berry et al.,  1999) and the use of sequential extractions (Ankley et al.,
1996).

3.2    PREDICTING THE TOXICITY OF METALS IN SEDIMENTS

       The SEM-AVS method for evaluating the toxicity of metals (Di Toro, 1990;  Di Toro,
1992) has proven to be quite successful at predicting the lack of toxicity in spiked and field
contaminated sediments (Berry et al., 1996; Hansen et al., 1996).  However, it does not
appear to be able to predict very well the  onset of toxicity hi a sequence of sediments spiked
with increasing concentrations of metals, or for sets of field contaminated sediments. In fact,
hi a recent article (Long et al., 1998) it was claimed that the empirically derived methods
(Long et al., 1995) are better at making this prediction.  The purpose of the note is to
introduce a modification of the SEM - AVS procedure that significantly improves the
prediction of mortality. Additionally, the inability of the empirically derived methods to make
this prediction is demonstrated.

       The Equilibrium Partitioning (EqP) model gives the prescription for the development of
sediment concentrations that predict the toxicity or lack of toxicity hi sediments.  The sediment
concentration C*s«d that corresponds to a measured LC50 hi a water only exposure of the test
organism is
                                  Draft for SAB 1-39

-------
                            C* Sed ~ KP (*W                                        (1)
 where C*^ is the sediment concentration (^g/g dry wt.), KP (L/kg) is the partition coefficient
 between pore water and sediment solids, and C*w is the LC50 concentration G-ig/L) (Di Toro
 et al., 1991).  For application to metals that react with AVS to form insoluble metal sulfides
 (Di Toro et al., 1990), this formula becomes
                                           KP CTW                                ^2)
where AVS is the sediment concentration of acid volatile sulfides. The formula simply states
that since AVS can bind the metal as essentially insoluble sulfides, the concentration of metal
in a sediment that will cause toxicity is at least as great as the AVS that is present. The
sediment metal concentration that should be used is the SEM concentration since any metal
that is bound so strongly that IN hydrochloric acid cannot dissolve it is not likely to be
bioavailable (Di Toro et al., 1992). Of course, this argument is just speculation, which is why
so much effort has been expended to demonstrate experimentally that this is actually the case
(Di Toro et al.,  1991, Di Toro et al., 1992, Berry et al., 1996 and Hansen et al.,  1996).
Therefore eq.(2) becomes
                           SEM =
The basis for the SEM/ AVS method is to observe that if the second term in eq.(3) is neglected
then the critical concentration is

                           SEM =        AVS                                   (4)
or the criteria for toxicity or lack of toxicity is

                           SEM/AVS = I                                        (5)
or, equivalently
                           SEM -AVS = 0                                       (6)
                                                                                \
       The failure of the either the ratio condition (eq.5) or the difference condition (eq.6) to
predict toxicity is due to the neglect of the partitioning term KP C V Note that ignoring the
term does not affect the prediction of lack of toxicity since it makes the condition conservative
(i.e. smaller concentrations of SEM are at the boundary of toxicity and no toxicity).

       The key to improving the prediction of toxicity is to approximate the partitioning term

                                    Draft for SAB 1-40

-------
rather than ignoring it. In anaerobic sediments, the organic carbon fraction is an important
partitioning phase and partition coefficients for certain metals at certain pHs have been
measured (Mahony et al., 1996).  This suggests that the partition coefficient KP in eq.(3) can
be expressed using the organic carbon based partition coefficient, KQC, together with the
fraction organic carbon in the sediment, f^.

                           Kp = Kocfoc                                          (7)

Using this expression in eq.(3) yields

                           SEM =       AVS + Kocfoc Cw                      (g)

Then moving the known terms to the left-hand side of the equation yields

                           (SEM - AVS) /foe  =  KQC C*w                          /\
If we knew both KQC and C*w we could use eq.(9) to predict toxicity. The method evaluated
below uses (SEM -  AVS)/ foe as the predictor of toxicity and evaluates the critical
concentrations (the right hand side of eq.9) based on observed SEM, AVS, foe, and toxicity
data.

       Data from toxicity tests using both laboratory-spiked and field-collected sediments were
compiled from the literature.  Three sources of laboratory spiked tests using marine sediments
were included,  Casas and Crecelius (1994) and  Berry et  al.  (1996, 1999).   Data reported
included total metals, simultaneously extracted metals (SEM), acid volatile sulfide (AVS), organic
carbon fraction (f^ and 10 day mortality.  In the study by Casas and Crecelius (1994) , the
toxicity of zinc, lead and copper were tested on the marine polychaete  Capitella capitata. In
Berry et al. (1996)  the toxicity of cadmium, copper, lead,  nickel,  zinc and a mixture of four
metals (cadmium, copper, nickel and zinc) were tested on the marine amphipod Ampelisca abdita.
In Berry et al. (1999) the toxicity of silver to A.  abdita was tested.  Three sources for metal
contaminated field sediments were included, Hansen et al. (1996), Kemble et al. (1994), and Call
et al. (1999).  Data reported included total  metals, SEM, AVS, fraction organic carbon and
mortality. The metals included in total SEM were cadmium, copper, nickel, lead and zinc.  In
Hansen et al. (1996), data were reported for five saltwater and four freshwater locations. For the

                                   Draft for SAB 1-41

-------
freshwater stations, organic carbon and total metals data were not provided.  Organic carbon data
for  one  location,  Keweenaw Watershed,  were obtained  separately  [Berry,  personal
communication] .  Ten day bioassays were conducted using A. abdita and a freshwater amphipod,
Hyalella azteca.  In Kemble et al. (1994) 14-day bioassays were conducted on Chironomus
riparius, a freshwater midge. Data included from Call et al. (1999) were the control freshwater
sediment data with 10-day mortality to the midge, Chironomus tentans.
       Laboratory spiked and field-contaminated  sediment data were  grouped together
analyzed as one data set. Mortality data were compared against the SEM-AVS difference and this
difference normalized to the fraction organic carbon, (SEM-AVS)/fx. For each comparison two
bounds were computed for the SEM - AVS comparison and the (SEM - AVS)/ f^.: a lower bound
concentration equivalent to a 95 percent chance that the mortality observed would be less than 50
percent and an upper bound concentration equivalent to a 95 percent chance that the observed
mortality would be greater than 50 percent. The lower bound limit was computed by evaluating
the fraction of correct classification starting from the lowest abscissa value. When the fraction
correct dropped to below 95%, the 95th percentile was interpolated.  The same procedure was
applied to obtain the upper bound. Upper and lower bounds were calculated for both SEM-AVS
difference and the organic carbon normalized difference.

       Using the same data set, individual total metal concentrations were divided by the effects
range median (ERM) values of Long et al. (1995) for that metal or metals and the mean quotient
value was determined. This was compared to observed mortality.  Upper and lower bounds were
calculated using the same method as described above.

       Mortality in the laboratory spiked and field-contaminated sediment tests were organism
independent when plotted against the SEM-AVS difference (Figure 3-1, top panel).  The lower
and upper  boundaries  determined  for  the SEM-AVS difference were 1.7 and 190 //mol/g
respectively and are shown on the top panel of Figure 3-1 . A line indicating 50 percent mortality
is also shown. These boundaries can be used as predictive limits.  For SEM-AVS values lower
than 1 .7  /umol/g, there is a 95 percent chance that the observed mortality will be less than 50
percent.  Similarly, for SEM-AVS values greater than 190 //mol/g, there is a 95 percent chance
that the observed mortality will be greater than 50 percent.  The uncertainty falls in the range of
SEM-AVS values between the upper and lower bounds, which in this case are approximately two
orders of magnitude wide. When normalized to the organic carbon content of the sediment, the

                                   Draft for SAB 1-42

-------
         120
         100
    «,   60
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  V Field Midge
  • Lab Amphlpod
  OtabPolychaete
                             ov

                             08
                                        o  ^fe
                                           o
                              •   O
                                                   •c •
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           0.001    0.01     0.1      1      10     100     1000    10000

                               SEM-AVS (umol/g)







£
&
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120
100



80

60

40

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(



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                              SEM-AVS/foc (umol/goc)
Figure 3-1. Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) on a sum total SEM basis.
                             Draft for SAB 1-43

-------
 range of uncertainty is narrowed to approximately one order of magnitude (Figure 3-1, bottom
panel). The lower and upper boundaries are 86 and 2000 //mol/g^. respectively.

       This same analysis is shown on a metal specific basis for cadmium, copper, nickel, lead
and zinc in Figures 3-2 through 3-6 together with the upper and lower boundaries determined
above.  It appears that for each metal, the boundaries could be adjusted slightly to encompass a
narrower range in uncertainty. However, these metals all appear to be behaving similarly in this
analysis.  In fact, this analysis was tested using the four metal mixture experiment (cadmium,
copper, lead and nickel) and the area  of uncertainty fell within the boundaries (Figure 3-7)
suggesting that these metals behave similarly and it is appropriate to analyze them together.

       A metal which appears to be more toxic than the other five metals is silver (Figure 3-8).
Mortality was observed at much lower SEM-AVS values. Upper and lower boundaries could not
be computed for silver  due  to lack of  data at low SEM-AVS values that had an absence of
mortality.

       Long et al. (1998) have suggested that sediment quality guidelines (SQGs) based on dry
weight normalizations were equally if not more accurate, hi predicting the non-toxicity or toxicity
of sediment associated metals than AVS-normalized SEM concentrations.  It was concluded that
using the mean ERM quotient (metal  concentration/ERM) was more effective at predicting
whether or not a sample was toxic compared to SEM/AVS ratios. The data set from Hansen et
al. (1996) was used.

       We re-examine this question using the complete data set described above, which includes
spiked as well as field contaminated sediments. Upper and lower bounds corresponding to 95%
correct predictions for the mean ERM quotient were determined as described above. The results
are shown in Figure 3-9.  The lower and upper bounds were 0.24 and 270 respectively.  The
range of uncertainty is three orders of magnitude.  By contrast, the range of uncertainty for the
SEM-AVS difference was two orders of magnitude, indicating that the AVS normalized SEM
concentrations were more accurate at predicting the absence or presence of  metal-associated
toxicity.  However, normalizing these  concentrations to the sediment organic carbon content
lowered the range of uncertainty to close to one order of magnitude, therefore providing the most
reliable method of predicting toxicity or non-toxicity of sediment associated metals.
                                   Draft for SAB 1-44

-------
                                CADMIUM
    a
    o
120

100

60
60

40
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0
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• Lab Amphipod
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          0.001    0.01     0.1      1      10      100    1000    10000

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120
100
80
^, 60
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1 40
20
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"
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.01 0.1 1 10

o

ft
o
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ll 	 ...1
100 100<
». . .
o *




I 10000 100
                             SEM-AVS/foc (umol/goc)

Figure 3-2.  Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) for cadmium.
                           Draft for SAB 1-45

-------
                                 COPPER
120

100

BO

60

40


20


0
.90
, . . ,,,.!, , , , ,...., . i ....-, .
o Reid Amphlpod
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100

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            0.1       1      10     100     1000    10000   100000  1000000

                             SEM-AVS/foc (umol/goc)

Figure 3-3. Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) for copper.
                            Draft for SAB 1-46

-------
                                  NICKEL
120

100

80
|£, 60
0 40
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20


0
.on
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V Field Midge
• Lab Amphipod
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Figure 3-4. Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) for nickel.
                            Draft for SAB 1-41

-------
                                   LEAD
120

100

80
«£, 60
£?
| «°
2

20
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          120
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           20
 V

V
                                              a   •
            0.01     0.1      1      10     100    1000    10000   100000

                              SEM-AVS/foc (umol/goc)


Figure 3-5. Mortality versus [SEMJ-[AVS] difTerence (top panel) and this difference
normalized to organic carbon (bottom panel) for lead.
                             Draft for SAB 1-48

-------
                                    ZINC
     i
     o
120

100

80
60

40

20


0
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Figure 3-6. Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) for zinc.
                            Draft for SAB 1-49

-------
                        MIXTURE - LAB AMPH1POD TEST
         100
         80
    «£•   W
    a
    t
         40
          20
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         100
          80
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                              SEM-AVS (umol/g)
10      100     1000   10000   100000  1000000


   SEM-AVS/foc (umol/goc)
Figure 3-7. Mortality versus [SEM]-[AVS] difference (top panel) and this difference

normalized to organic carbon (bottom panel) for an amphipod bioassay test spiked with a

four metal mixture.
                            Draft for SAB 1-50

-------
     o

100
80
60
40
20

0

SILVER -LAB AMPH1 POD TEST
• • » i

______________ j

.
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            0.0001   0.001     0.01      0.1       1      10      100     1000

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           120
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            40
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             0.01     0.1      1      10     100     1000    10000   100000

                               SEM-AVS/foc (umol/goc)


Figure 3-8.  Mortality versus [SEM]-[AVS] difference (top panel) and this difference
normalized to organic carbon (bottom panel) for silver.
                             Draft for SAB 1-51

-------
              0.001     04)1     0.1      1      10     100     1000    10000

                                  Average Metal/ERM
Figure 3-9.  Mortality versus the average Total Metal/ERM quotient for field data (o) and
laboratory spiked data (V).
                              Draft for SAB 1-52

-------
       The use of the organic carbon normalized SEM-AVS as a predictor of toxicity reduces the
uncertainty of the prediction from three orders of magnitude using average ERM ratios, and two
orders of magnitude using SEM-AVS, to one order of magnitude using (SEM-AVS)/ foe- There
appears to be no basis for the claim that average ERM ratios are preferable.

3.3    PREDICTING METAL TOXICITY:  SHORT-TERM STUDIES

3.3.1  Spiked sediments: Individual experiments

       A key to understanding the bioavailability of sediment-associated contaminants  was
provided by Adams et al. (1985) who observed that the effects  of kepone, a nonionic organic
pesticide,  were  similar  across sediments when toxicity was related to  interstitial water
concentrations.  Swartz et al.  (1985) and Kemp  and  Swartz (1986) first observed that metal
concentrations in interstitial waters of different sediments are correlated with observed biological
effects. However, as opposed to the situation for nonionic organic chemicals and organic carbon
(Di Toro  et al., 1991),  the sediment partitioning phases  that controlled  interstitial water
concentrations of metals and metal-induced sediment toxicity were not known.

       Di Toro et al. (1990) first investigated the significance of sulfide partitioning in controlling
metal bioavailability and metal-induced toxicity in marine sediments spiked with cadmium. In
these experiments, the operational definition of Cornwell and Morse (1987) was used to identify
that fraction of amorphous sulfide, or AVS, available to interact with cadmium in the sediments.
Specifically, the  AVS was defined as the sulfide liberated from wet  sediment by treatment with
IN HC1 acid. Di Toro et al. (1990) found that when the molar concentration of AVS hi the test
sediments  was larger than that of the molar concentration of total cadmium (i.e., when the
cadmium: AVS ratio was less than 1, or the difference between cadmium and AVS difference was
less than 0), interstitial water concentrations of the metal were small and no toxicity was observed
hi 10-d tests with the amphipods Rhepoxynius hudsoni or Ampelisca abdita. Studies by Carlson
et al. (1991) with cadmium-spiked freshwater sediments yielded similar results; when there was
more AVS than total cadmium, significant toxicity was  not observed in 10-d tests with an
oligochaetes (Lumbriculus variegatus) or snail (Helisoma sp).  Based upon these initial studies,
another study with nickel-spiked sediments using A. abdita and field sediments contaminated with
cadmium and nickel using the freshwater amphipod  Hyalella  azteca,  Di Toro et al. (1992)
provided further support to the importance of AVS in  controlling metal  bioavailability hi

                                   Draft for SAB 1-53

-------
sediments.  These studies suggested that it may be feasible to derive ESG for metals by direct
comparison of molar AVS concentrations to the molar sum of the concentrations of cationic metals
(specifically, cadmium, copper, nickel, lead and zinc) extracted with the AVS; i.e., £SEM. They
observed that the expression of metals concentrations based on the £SEM is required because a
significant amount of nickel sulfide is not completely soluble hi the AVS extraction. Hence, AVS
must be used as the measure of reactive sulfide and £SEM as the measure of total reactive metal.

       Casas and Crecelius (1994) further explored the relationship of SEM and AVS, interstitial
water concentrations, and toxicity by conducting  10-d toxicity tests with the marine polychaete
Capitella capitata exposed to sediments spiked with zinc, lead and copper. As was true in earlier
studies, elevated  interstitial water metal  concentrations were  observed  only  when SEM
concentrations exceeded those of AVS. Sediments were not toxic when SEM concentrations were
less than AVS and when the concentration in interstitial water were less than the water-only LC50.
Green et al. (1993) reported results of another spiking experiment supporting the general EqP
approach to deriving sediment guidelines for metals. In their study, metal-sulfide partitioning was
not directly quantified but it was found that toxicity of cadmium-spiked marine sediments to the
meiobenthic copepod Amphiascus tenuiremis was predictable based upon interstitial water (but not
sediment dry wt) cadmium concentrations. Further spiking experiments by Pesch et al. (1995)
demonstrated that  10-d  survival  of the marine polychaete  Neanthes arenceodentata was,
comparable to controls in cadmium- or nickel-spiked sediments with more AVS than SEM.

       Berry et al.(1996) described experiments hi which A. abdita was exposed for 10  days to
two or three sediments spiked either singly, or in combination, with cadmium, copper,  nickel,
lead  and zinc. As in previous studies, significant toxicity  to the amphipod did not occur when
AVS concentrations exceeded those of SEM. They compared observed mortality to interstitial
water metal concentrations expressed as toxic units (IWTU):
         IWTU=[Md]/LC50                                                      (3.!)

where

[MJ  is the dissolved metal  concentration in the interstitial water, and  the  LC50 is  the
concentration of the metal causing 50% mortality of the test species in a water-only test.  If

                                   Draft for SAB 1-54

-------
interstitial water exposure in a sediment test is indeed equivalent to that in a water-only test, then
1.0IWTU should result in 50% mortality of the test animals.  Berry et al. (1996) reported that
significant (> 24%) mortality of the saltwater amphipod occurred in only 3.0% of sediments with
less than 0.5  IWTU, while samples with greater than 0.5 IWTU were toxic 94.4% of the tune.
Berry et al.  (1996) also made an important observation relative to interstitial water  metal
chemistry in their mixed-metals test.  Chemical equilibrium calculations suggest that the relative
affinity of metals for AVS should be silver > copper > lead > cadmium > zinc > nickel (Emerson
et al., 1983; Di Toro et al.,  1992). Hence, the appearance of the metals in interstitial water as
AVS is "exhausted" should occur in an inverse order (e.g., zinc would replace nickel in a
monosulfide complex and nickel would be liberated to the interstitial water, etc).  Berry et al.
(1996) observed this trend in sediments spiked with cadmium, copper , nickel and zinc (Figure
3-10).  Furthermore, an increase in the concentration of a metal in a sediment with a low sulfide
solubility product constant (K,p) theoretically would displace a previously unavailable  and non-
toxic metal with a higher K^ making that metal available to bind to other sediment phases or
enter interstitial water to become toxic.  Berry et al. (1999) also exposed the saltwater amphipod
Ampelisca abdita to sediments spiked with silver.  When AVS was detected in the sediments they
were not toxic and interstitial water contained no detectable silver.  For sediments that contain
no detectable AVS,  any SEM silver that is detected  is dissolved interstitial silver, because silver
sulfide and silver chloride precipitate are not extracted using the standard AVS procedure.

3.3.2 Spiked sediments: Chromium experiments

      Toxicity tests were conducted with the amphipod (Ampelisca abdita) exposed to  sediment
spiked with chromium VI as potassium dichromate (Berry and Boothman, 1999). Tests examined
the lexicological implications of the reduction of toxic chromium VI to insoluble  nontoxic
chromium  ffl (Kaczynski  and Kleber, 1994)  in anaerobic sediments.   This reaction is
environmentally significant  because (I) chromium HI  is insoluble- and nontoxic hi typical
freshwater and marine  sediments that are anaerobic, contain measurable concentrations of acid
volatile sulfide and have interstitial water pHs of from about 6.5 to 11.5; (2) chromium HI once
formed, does not oxidize to chromium VI; (3) soluble and toxic chromium VI can only occur in
sediments with no detectable AVS; and (4) only chromium VI will occur dissolved in interstitial
water (See section 3.3.2.1 of this document).
                                   Draft for SAB 1-55

-------
  10000
o
^
"6
•5

1
   1000

     100

      10

       1
2    0.1
    0.01
              IW Metal vs SEM/AVS: SW Mixed Metals - US
                  LOG
                  Ksp

              Nl  -27.98

              Zn  -28.19

              Cd -32JS5

              Cu .40.94
         Ni— *
         Cu— »
         Zn— f
         Cd— »
       0.01
                   0.1
                                  1
10
                     100
1000
                                   SEM/AVS
   10000
 CO
 o
 "o

 0)
   1000-1

    100

      10

       1
 1
 —* g.
             Cd—* ••
         0.01
                    0.1
1          10

  SEM/AVS
                                                          100
                        1000
  Figure 3-10.  Concentrations of individual metals in interstitial water of sediments from
  Long Island Sound (top) and Ninigret Pond (bottom) in the mixed metals experiment as a
  function of SEM/AVS ratio (this figure is from Berry et al., 1996).  Concentrations below
  the IW detection limits, indicated by arrows, are plotted at one half the detection limit
  is the sulfide solubility product constant.

                             Draft for SAB 1-56

-------
       Ten day toxicity tests with A. abdita were conducted by Berry and Boothman (1999,
personal communication) using methods described by Berry et al. (1996). Sandy sediments from
saltwater Ninigret Pond, RI with 1.7 ^mole AVS/g and about 0.15% TOC that were spiked to
achieve nominal chromium concentrations of 11 to 520 A*g/g. The pH of the spiking solution was
adjusted with sodium hydroxide to 7.6 prior to addition to the sediment.  Sediment interstitial
water pH ranged between 7.3 (Control) and 8.2 (highest concentration). A modification of the
Cranston and Murray (1978) method was used to determine concentrations of total chromium and
chromium VI in interstitial water. Chromium VI in SEM was determined using the Wang et al.
(1997) modification of the method of Cranston and Murray (1978).

       In the sediments that were not toxic to A.  abdita, all of the chromium in the SEM was
present as chromium ffl; concentration ranged from 0.24 to 2.08 yumoles/g.  Sediments with 3.73
and 6.54 //moles total chromium/g were lethal (Table 3-1). Chromium VI was found in SEM of
the two toxic sediments with concentrations of 1.01 and 4.08 /umoles chromium Vl/g. Average
measured  total  chromium  concentrations  were not  appreciably  different  from nominal
concentrations.  AVS concentrations in nontoxic sediments ranged from 0.64 to 1.42 ^nicies/ g
sediment, but AVS was not detected hi toxic sediments.  The concentrations of AVS exceeded
those of SEM in two of four nontoxic sediments and chromium VI was absent from the interstitial
waters of  nontoxic sediments.  IWTUs of chromium VI explained observed toxicity: those
sediments  hi which chromium was not detectable hi the interstitial water were not toxic, those
with greater than one toxic unit were toxic.

       These results indicate that chromium in sediments is not toxic if AVS is present and that
IWTUs can be  used  to identify nontoxic sediments.   Conversely, sediments containing
concentrations of SEM chromium when AVS  is not present or when IWTUs are of toxicological
significance might be toxic. This approach does not apply to unique sediments having interstitial
water pHs of less than about 6.5 or greater than about 11.5 that may occur in water bodies with
low water column pHs or near acid mine drainage.

3.3.2.1      Chromium Chemistry hi Sediments

       The purpose of this section is to present a review of the aqueous chemistry of
chromium as it influences its toxicity hi sediments. The speciation chemistry of chromium is
                                  Draft for SAB 1-57

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 Table 3-1. -Results of a toxicity test with the amphipod Ampelisca abdita exposed to sediments spiked with chromium VI.






b
i
***.*
£
to
£
Treatment,
//moles Cr VI
J J At \
added///mol
AVS
Control
0.215
0.464
1.0

2.15
4.64

10
Nominal
Interstitial Water,
chromium, SEM, /zmoleg/g
//g/gdry
wt.
-
11
24
52

110
240

520
Total Cr
ND2
0.24
0.55
1.28

2.08
3.73

6.54
CrVI
ND2
ND2
ND2
ND2

ND2
1.01

4.08
A IfO
AVS,
//mole/g
1.42
1.31
1.30
0.92

0.64
ND

ND
PTT* Jf
SEM-
AVS
-1.42
-1.07
-0.75
0.36

1.44
3.73

6.54
mg/L
Total Cr
ND2
ND2
ND2
ND2

?
215

725
CrVI
ND2
ND2
ND2
ND2

ND2
201

681
M .
Percent
IWTUs1 Mortality
iO.02 0
*0.02 0
sO.02 0
£0.02 5.0

£0.02 2.5
109 72.5

368 97.5
1IWTU: Interstitial Water Toxic Units = Chromium concentration in interstitial water •*• 10-day LC50 for Ampelisca abdita (1.85 mg/L).
2 ND= not detectable: ^ 1.0 //g SEM chromium/g dry weight sediment; ^0.04mg chromium/L; iO. l^mole AVS/g sediment.

-------
 presented in Figure 3-11, and EH - pH diagram (Richard and Bourg 1991). The principle species
that exist at the indicated E,, (redox potential) and pH is listed.  Chromium exists in two oxidation
states in natural systems.  Oxidized Cr(VI) species are present as oxyanions CrO42" and HCr04".
The reduced Cr(IIJ) species are Cr3+ and the hydroxide complexes CrOH2+, Cr(OH)2+, Cr(OH)3°
and Cr(OH)4'.  Although chromium sulfide minerals are known to exit, e.g. Cr2S3(s) (Wells 1962)
and Cr3S4 (Brezinaite) (Vaughan and Craig 1978) they hydrolyze to chromium hydroxide upon
exposure to water (Durrant and Durrant 1970).

       Cr(H[) concentrations are regulated by an insoluble hydroxide Cr(OH)3(s) in the pH range
from 6 to 11 (the shaded region in Figure 3-11).  The actual concentrations can be seen in Figure
3-12 from (Rai, Sass et al. 1987). Solubility limits the dissolved concentration to approximately
10'7 M in the pH range of approximately 6-7 to 10.  The water quality criterion for Cr(III) is
approximately  10"6 M (74 n% Cr/L) (EPA 1984).  Therefore in the pH range of approximately 6-7
to 10 we expect no toxicity since the interstitial water toxic unit concentration is approximately
1Q-7 M/10^ M = 0.1. By contrast to Cr(HI), the oxidized Cr(VI) species are soluble and are also
toxic. The EPA chronic water quality criteria for Cr(VI) are 11 and 50 //g Cr/L in freshwater and
saltwater, respectively.

       The reduction of Cr(VI) to Cr(HI) can occur only hi reducing environments (Figure 3-11).
The reduction can occur by bacterial action (Ohtake and Hardoyo 1992; Blake, Choate et al. 1993;
Schmieman, Petersen et al. 1997; Wang and Shen  1997), by ferrous iron (Eary and Rai 1989;
Fendorf and Li 1996; Buerge and Hug 1997), by organic matter (Elovitz and Fish 1995; Wittbrodt
and Palmer 1995; Deng and Stone 1996), photochemically (Hug, Laubscher et al. 1997), in soils
(Eary and Rai 1991), in  aquifer  material (Anderson, Kent et  al. 1994), by hydrogen sulfide
(Smillie, Hunter et al. 1981; Pettine, Barra et al. 1998), pyrite fines (Zouboulis, Kydros  et al.
1995) and amorphous iron sulfide (Patterson, Fendorf et al. 1997). We have also examined the
reduction of chromate using amorphous iron sulfide in neutral solutions  in support of the effort
to develop an Eq'P based sediment criteria for chromium by the EPA.

       For the data presented hi Figure3-13, the stoichiometry  of the reaction appears to be

       CrO42"  + FeS + 3H2O -  Cr(OH)3(s) + FeOOH(s)  + S° + 2OH              (1)

i.e. one mole of chromate reduced per mole of FeS initially present. We have also seen titrations

                                   Draft for SAB 1-59

-------
                                                      -Q8
                        2    4
6   8   10   12  14
PH
Figure 3-11. Stability fields for chromium species (Richard and Bourg, 1991).
                           Draft for SAB 1-60

-------
   o
    O)
    o
-1

-2

-3

-4

-5

•6

-7

.8

-9
                      WQC
             . O   6-6 d
              V 18-22 d
             . 0 63-67 d
              D   134d
Cr(OH)
             3   4   5   6    7   8   9   10   11   12   13   14  15
                                     PH
Figure 3-12. (A) Stability fields for chromium species.  (B) Solubility of chromium
hydroxide (Rai et al., 1987).
                            Draft for SAB 1-61

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            2000
                          500       1000       1500

                            Initial Cr<>42~ dimol/L)
2000
Figure 3-13.  Titrationof AVS with chromate. The final chromate concentration in
solution is plotted vs. the initial chromate concentration. The line corresponds to a 1:1
stoichiometry for chromate reduction by FeS.
                             Draft for SAB 1-62

-------
 that correspond to complete oxidation of the sulfide to sulfate when sediments are used. The
important fact, from the point of view of sediment criteria,  is that if any FeS is present in
sediments, then all the chromate would have been reduced  to chromium hydroxide by the
reduction reaction (eq.l).

       The reverse reaction: the oxidation of Cr(III) to Cr(VI), is of direct concern because
Cr(VI) is soluble and toxic. The oxidation rate of Cr(III) to  Cr(VI) with oxygen as the only
oxidant is quite slow with half-lives of months reported (see (Pettine and Millero  1990)  for a
review). Oxidation can occur rapidly (in minutes) with hydrogen peroxide as the oxidant (Pettine
and Millero 1990) leading to the suggestion that the photochemical production of H2O2 in surface
waters can be producing  Cr(VI). For sediments, however, the likely oxidant is manganese
dioxide, which has been shown to oxidize Cr(IH)  to Cr(VI) rapidly (Schroeder and Lee 1975;
Eary and Rai 1987; Johnson and Xyla 1991; Fendorf and Zasoski 1992; Silvester, Charlet et al.
1995).

       At acid pHs the stoichiometry of the reaction appears to be (Takacs 1988)

             3 MnO2(s) + 2 Cr(OH)2+ - 3 Mn2+ + 2HCrO4'                  (2)

which goes to completion very quickly (minutes to hours).  We have modeled the reported data
for pH = 4.5 assuming that the oxidation rate is 1/2 order with respect to Cr3*, which suggests
a surface mass transfer limitation, and saturation kinetics for MnO2.  The kinetic equation for the
concentration, Cr, of Cr(in) is
                     dt

where Cr and MnO2 are both functions of time, k is the reaction rate constant and KMn02 is the half
saturation constant. The concentration of MnO2  is determined by mass balance based on the
stoichiometric eq.(2).  The data for experiments at varying MnO2(s) concentrations are shown in
Figure 3-14.  Both the Cr(VT) and Mn(II) produced by the oxidation are shown.  The Mn(H)
concentrations are multiplied by 2/3 from eq.(2) so that their concentrations should  be the same
as the Cr(VI). Other data are  available for pH = 3-5 which indicates that the oxidation rate
increases with pH (Silvester, Charlet et al.  1995).

                                   Draft for SAB 1-63

-------
• O 4.8 uM
V V 9.1 uM
                                          • O  29 uM
                                            T  290 uM
         10    20    30    40    50
               Time (min)
                                       10   20   30   40    50
                                            Time (min)
Figure 3-14. Oxidation of Cr(III) by MnO2. Initial concentrations of Mn02 indicated in
the legend.  Open symbols are Cr(VI) concentrations, closed symbols are 2/3 Mn(H)
concentrations.  The lines are model computations.
                            Draft for SAB 1-64

-------
       The situation at neutral pHs is less clear. Since Cr(III) forms in insoluble Cr(OH)3(s), the
issue is whether chromium hydroxide can be oxidized by MnO2(s). Takacs (1988) reports a slow
rate of oxidation from a single experiment. However Johnson and Xyla (Johnson and Xyla 1991)
report that the rate is independent of pH.  It is clear that further experimentation is required to
settle this important issue.

       The sorption of Cr(III) and Cr(VI) are important reactions that limit the bioavailability of
chrome to organisms in both the water column and sediment.  In addition, complexed forms of
chrome can diffuse from the pore water of the sediment to the overlying water. The sorption of
Cr(VI) to hydrous iron oxide has been studied extensively and the surface complexation model
has been shown to apply (Dzombak and Morel  1990; Mesuere and Fish 1992; Mesuere and Fish
1992).

       The modeling of the  sorption of Cr(UI) is complicated by the precipitation kinetics of
Cr(OH)3.  Studies of Cr(IJJ) sorption to silica have been carried out at low pHs (Fendorf, Lamble
et al. 1994;  Fendorf and Sparks  1994). We have analyzed a set of sorption data generated at
neutral pH (Masscheleyn, Pardue et al. 1992) with a partitioning model. Varying amounts of DOC
and suspended matter were added to solutions of Cr(UI) at initial concentrations of Cr(UI)T =1.0,
0.5, 0.2 and 0.1 mg/L. Dissolved Cr(HJ) and Cr(VI) concentrations were measured. No Cr(VI)
was detected, indicating  that no significant oxidation occurred.  However, the concentration of
dissolved Cr(JU) varied systematically  with increasing DOC and suspended solids. The results
of a linear partitioning model which considers the species: Cr3*, Cr=DOC, and Cr=SS, and
Cr(OH)3(s) is shown hi Figure 3-15.

       The linear partitioning between Cr3* and Cr(OH)3(s) is modeling the initial  stages of
precipitation of Cr(OH)3(s).  Figure 3-15A (DOC = 9.4 mg/L) and Figure 3-15B (DOC = 24
mg/L) present the data and the model results.  The total dissolved chrome is plotted versus the
suspended solids (SS) concentration.  Each line represents a different initial concentration of
Cr(JH)T, which is plotted, on the left edge of the plot as a star for visual reference.  Figure 3-15C
presents the concentrations of species computed from the model for one case: Cr(IH)T =1.0 mg/L
and DOC = 24 mg/L.

       A summary of the chromium cycle hi natural waters is presented in Figure 3-16 (Richard
and Bourg 1991). The cycling from Cr(VI) to Cr(IJJ) in sediments  is illustrated, as is the

                                   Draft for SAB 1-65

-------
        DOC = 9.4 mg/L
  100
3
3
0.10*
I
   0.01
        0 300 400 (00 100 1000
                                   DOC = 24 mg/L
                               100*
                               0.10+
                               0.01
                                   0 ZOO 400 WO SOO 1000

                                   Suspended Solldi (m»/U
    Speciation
                                                                        Cr-SS
0 200 400 (00 SOO 1000
    Figure 3-15. Model of Cr(H[) sorption to suspended solids and DOC. Varying initial
    concentrations of C^TII^ (see the stars plotted on the y-axis).  Plots of total and dissolved
    chromium vs. total suspended solids. Alternating filled and hatched symbols represent the
    data for each CrCmV (A) DOC = 9.4 mg/L. (B) DOC = 24 mg/L. C) An example of the
    computed Speciation for the DOC = 24 mg/L and Cr(III)T =1.0 mg/L case.
                                 Draft for SAB 1-66

-------
                          input
                1
                »
     -fFeODor-
/**  org. matter
              Q(VD
t V
\
\
weak
adsorption
I
settling
.
diffusion 1
\ i
— *-"

adsorption
or
precipitation
settling
r*-rrm
CrCUDi,)
Stdartottotion
^
•(•organic
matter

/
CrOID-org
t
I
diffusion
1
                    cxvi)
                                    OrCOD-org

                             + dissolved/
                                    •diffusion.
                                               organics
Figure 3-16. Chromium cycling in the aquatic environment (Richard and Bourg, 1991).
                            Draft for SAB 1-67

-------
 oxidation of Cr(ni) to Cr(VI) by manganese dioxide MnO2.  It is this latter reaction that is the
only source of concern.  Preliminary experiments that we have performed indicate that the
reaction is extremely slow, and is limited by the solubility of Cr(OH)3(s). Therefore we do not
expect that this is a source of concern.

       The formation of Cr(OH)3(s) lowers that dissolved concentration at SS=0 below Cr(III)T.
Note that  if the normal solubility product formulation were applied,  [Cr3*] = 10'7 M and since
[Cr=DOC] = Kcrfjoc [Cr?][DOC], the dissolved Cr(m) = [Cr3+] + [Cr=DOC] would also be
constant.  The fact that dissolved chrome is varying is a consequence of the system not having
reached equilibrium with respect to Cr(OH)3(s). As shown in Figure3-15C, most of the dissolved
chrome is complexed to DOC and, therefore, is presumably, not bioavailable (Campbell 1995).
The results of this modeling exercise are sorption constants of Cr(ID) to DOC and SS.

3.3.3  Spiked Sediments: All experimental results summarized

       Berry et al. (1996) summarized the results of all of the above studies using 10-day toxicity
tests with saltwater sediments spiked with cadmium, copper, lead, nickel, silver or zinc and metal
mixtures using amphipods (Di Toro et al., 1990; Berry et al., 1996; 1999), polychaetes exposed
to sediments spiked with cadmium, copper, lead, nickel or zinc (Casas and Crecelius, 1994; Pesch
et al.,  1995), copepods exposed to sediments spiked with cadmium (Green et al., 1993), and
freshwater tests using oligochaetes and snails exposed to sediments spiked with cadmium (Carlson
et a., 1991). These data describe tests with seven freshwater and saltwater species and sediments
from seven locations, with AVS concentrations ranging from 1.9 to 65.7 /imol/g dry wt and TOC
ranging from 0.15 to 10.6% (Green et al., 1993 measured interstitial cadmium but not AVS).
Similar results from 10-day tests with amphipods in two marine sediments are summarized in
Berry etal., 1999.

       Overall, the results of these experiments demonstrate that it is not possible to predict the
toxicity of sediments spiked with metals using the total metal concentration on a dry weight basis
(Figure 3-17a). Sediments having z 24% mortality are considered non-toxic as defined by Berry
et al.  (1996), and as indicated by the horizontal line in each panel of Figures 3-17 and 3-18.
Much of this variability is caused by the fact that the relationship between mortality and total
metal concentrations in tests was sediment specific as  it was  in the cadmium results shown in
Figure 2-10.  The dry weight metal concentrations required to cause acute mortality in these

                                   Draft for SAB 1-68

-------
         0
                 0.01        0.1         1         10         100

                               Total Metal or SEN! (umol/g)
1000
          o

100

80

60


40


20

fl
i i 1 1 mil i i i i inn i i 1 1 mil i i i i mn i i i
i mi
o
- ° o coco oo o g CD ooo>o.a
o Ow o o,

o 0
0 °

o
0 °
0 0
o
o o0 o
------- -XT* "OQ'TO" ----------ig^>-----------------
"8 °ofl)0-o 0*0 o

-------

       a
       r
       o
       5
               0.01        0.1         1         10        100
                              Total Metal or SEM (umol/g)
                                                    1000

       "3
        o
0.01        0.1         1         10        100
              Interstitial Water Toxic Units
                                                                    1000

        "5
        o
                                        25      50
                                        SEM-AVS
Figure 3-18. Percentage mortality of saltwater and freshwater benthic species in 10-day toxicity tests in
spiked sediments (open symbols) and sediments from the field (closed symbols) (silver data from Berry et
al., 1999; all other data modified after Hansen et al., 1996a).  Mortality is plotted as a function of (a) the
sum of the concentrations of cadmium, copper, lead, nickel and zinc in Mmoles metal per gram dry weight
sediment; (b) interstitial water toxic units; and (c) SEM/AVS ratio.  Species tested include: the
oligochaete Lumbriculus variegatus, polychaetes (Capitella capitata and Neanthes arenaceodentata), the
harpacticoid (Amphiascus tenuiremis), amphipods (Ampelisca abdita and Hyalella aztecd) and the snail
(Helisoma sp.).  Data below the SEM detection limit are plotted at SEM/AVS = 0.01. Data below the
detection limit of metals in interstitial water are plotted at IWTU = 0.01.
                                  Draft for SAB 1-70

-------
 experiments  are very high relative to those often suspected to be of toxicological significance in
field sediments. This has sometimes been interpreted as a limitation of the use of SEM and AVS
to predict metal-induced toxicity.  However, the range in AVS hi these sediments spiked with
metals is similar to sediments commonly occurring hi the field.  The important point is that even
a  sediment with only  a moderate  concentration  of AVS has a considerable capacity  for
sequestering metals as a metal sulfide, a form which is not bioavailable (Di Toro et al., 1990).

      In contrast, the combined data from all available freshwater and saltwater spiked-sediment
experiments supports the use of IWTU to predict mortality of benthic species hi spiked sediment
toxicity  tests (Figure 3-17b).  Mortality hi these experiments was sediment independent when
plotted against IWTU.  Sediments with IWTUs of < 0.5 were generally not toxic. Of the 96
sediments with IWTU  < 0.5, 96.9%  were not toxic,  while 76.4% of the 89 sediments with
IWTU * 0.5 were toxic  (Table 3-2). This close relationship between IWTU and sediment toxicity
hi sediments spiked with metals was also observed hi studies with field sediments contaminated
with metals (See Section 3.2.3 below), sediments spiked with nonionic organic chemicals (Adams
et al., 1985; Di Toro et al., 1991; 1985; Swartz et al.,  1990) and field sediments contaminated
with nonionic organic chemicals (Hoke et al., 1994; Swartz et al.,  1994).
                                   Draft for SAB 1-71

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Table 3-2.  Toxicity of sediments from freshwater (FW) and  saltwater (SW) field locations,
spiked-sediment tests and combined field and spiked-sediment tests as a function of the difference
between the molar concentrations of SEM and AVS (SEM-AVS), interstitial water toxic units
(IWTUs) and both SEM-AVS and IWTUs (modified from Hansen et al., 1996a).
Study
Type Parameter
Lab-Spike SEM-AVS
(FW&SW)
IWTU

SEM-AVS, IWTU

Field SEM-AVS
(FW&SW)
IWTU

SEM-AVS, IWTU

All SEM-AVS

IWTU

SEM-AVS, IWTU

Percent of Sediments
Value
sO2
>&
< 0.5
^0.5
<. O2, < 0.5
X)3, * 0.5
sO2
X)3
< 0.5
*0.5
* O2, < 0.5
> O3, ;> 0.5
sO2
X)3
< 0.5
*0.5
s O2, < 0.5
> O3, * 0.5
n
101
95
96
89
83
78
57
79
79
53
49
45
158
174
175
142
132
123
Non-toxic1
98.0
26.3
96.9
23.6
97.6
14.1
98.2
59.5
98.7
45.3
100.0
33.3
98.1
42.0
97.7
31.7
98.5
21.1
Toxic1
2.0
73.7
3.1
76.4
2.4
85.9
1.8
40.5
1.3
54.7
0.0
66.7
1.9
58.0
2.3
68.3
1.5
78.9
1 Non-toxic sediments < 24 percent mortality.  Toxic sediments > 24 percent mortality.
2 SEM-AVS sO is the same as an SEM/AVS ratio of * 1.0.
3 SEM-AVS >0 is the same as an SEM/AVS ratio of > 1.0.
                                 Draft for SAB 1-72

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          The interstitial water metal concentrations in all spiked-sediment studies were usually
below the limit of analytical detection in sediments with SEM/AVS ratios below 1.0 (Berry et al.,
1996). Above an SEM/AVS ratio of 1.0, the interstitial metals concentrations increased up to five
orders of magnitude with increasing SEM/AVS ratio. This several order of magnitude increase
in interstitial water metals concentration with only a factor of two or three increase in sediment
concentration is why mortality is most often complete in these sediments, and why the chemistry
of anaerobic sediments controls the toxicity of metals to organisms  living in aerobic micro-
habitats.  It also explains why the toxicity of different metals in sediments to different species is
so similar.  Interstitial water metals were often below or near detection limits when SEM/AVS
ratios were only  slightly above 1.0 indicating the presence of other metals binding phases in
sediments.

          The combined data  from all available saltwater and  freshwater spiked  sediment
experiments also supports the use  of SEM/AVS ratios to predict  sediment toxicity to benthic
species in spiked-sediment toxicity tests.  All tests yield similar results  when mortality is plotted
against SEM/AVS ratio (Figure 3-17c). Mortality in these experiments was sediment independent
when plotted on an SEM/AVS basis.  With the combined data, 98.0% of the 101 metals-spiked
sediments with SEM/AVS ratios s 1.0 were not toxic, while 73.7%  of the 95 sediments with
SEM/AVS ratios >  1.0 were toxic (Table 3-2).

          These overall data show that when both SEM/AVS  ratio and IWTU are  used,
predictions of  which sediments would be toxic were  improved.   Of the 83 sediments with
SEM/AVS  ratios s  1.0 and IWTU  < 0.5, 97.6% were not toxic, while 85.9% of the 78
sediments with SEM/AVS ratios > 1.0 and  IWTU * 0.5 were toxic (Table 3-2). ( Note:  Table
3-2 uses  SEM-AVS instead of SEM/AVS  ratios.  An SEM-AVS of  sO is the same  as an
SEM/AVS ratio of <. 1.0. An SEM-AVS of > 0 is the same as an  SEM/AVS ratio of > 1.0.)  '

          These results show that SEM/AVS and IWTU are accurate  predictors of the absence
of mortality in  sediment toxicity tests, however, predictions of which sediments might be toxic
are less accurate.  The fact that a significant number of sediments (26.3%) tested had SEM/AVS
ratios of  > 1.0,  but were not toxic indicates that other binding phases, such as organic carbon
(Mahony et al.,  1996),  may also  control bioavailability in  anaerobic sediments. While the
SEM/AVS model of bioavailability accurately predicts which sediments will not be toxic, a model
which utilizes SEM/AVS ratios or (SEM-AVS) (Hansen et al.,  1996a) and incorporates other

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binding phases might more accurately predict which sediments will be toxic (Di Toro et al., 1987;
Mahony etal., 1996).

          Organism behavior may also explain why sediments with SEM/AVS ratios of > 1.0
were not toxic. Many of the sediments which had the highest SEM/AVS ratios in excess of 1.0
that produced little or no  mortality were from  experiments using the polychaete, Neanthes
arenaceodentata (see Pesch et al., 1995, Figure 8). This appeared to be related, in part, to the
ability of this polychaete to avoid burrowing into the test sediments, thereby limiting its exposure
to the elevated concentrations of metals in  the  interstitial water and  sediments.  This same
phenomenon may also explain the low mortality of snails, Heliosoma sp., in freshwater sediments
with high SEM/AVS ratios.  These snails are epibenthic and also have the ability to  avoid
contaminated sediments (G. Phipps, personal comm.). Increased mortality was always observed
in sediments with SEM/AVS ratios >5.9 in tests with the other five species.

          Similarly, a significant number of sediments with * 0.5 IWTUs were not toxic. This
is likely the result of IW ligands which reduce the bioavailability and toxicity of dissolved metals,
sediment avoidance by polychaetes, or snails, or methodological problems in contamination-free
sampling of IW. Ankley et al. (1991) suggested that a toxicity correction for the hardness of the
IW is needed to compare toxicity in IW to that in water-only tests. Absence of a correction for
                                                                \
hardness might affect the accuracy of predicting metal-induced sediment toxicity using IWTUs in
freshwater.   Further, a significant improvement in the accuracy  of metal-induced  toxicity
predictions using IWTUs might be achieved if DOC binding in the IW is taken  into account.
Green et al.  (1993) and Ankley et al. (1991) hypothesized that increased DOC in the IW reduced
the bioavailability of cadmium in sediment exposures, relative to the water-only exposures. Green
et al. (1993) found that the LC50 value for cadmium in  an IW exposure without  sediment was
more than twice that in a water-only  exposure, and that the LC50 value for cadmium in IW
associated with sediments was more than three times that in a water-only exposure.
                                                x
3.3.4     Field sediments

          In addition to short-term laboratory experiments with spiked sediments, there have been
several published studies of laboratory toxicity tests with metal-contaminated sediments from the
field.  Ankley et al. (1991)  exposed L. variegatus and the amphipod Hyalella azteca to 17
sediment  samples  along  a gradient  of  cadmium  and  nickel  contamination from  a

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freshwater/estuarine site in Foundry Cove, NY.  In 10-d toxicity tests, H. azteca mortality was
absent in all sediments where SEM (cadmium plus nickel) was less than A VS.  Mortality was
greater than controls only in sediments with more SEM than AVS.  Lumbriculus variegatus was
far less sensitive to the sediments than H. azteca, which correlates with the differential sensitivity
of the two species in water-only tests with cadmium and nickel.

          In 10-day toxicity tests with the saltwater amphipod A. abdita in these same sediments
from Foundry Cove, Di Toro et al. (1992) observed that metals concentrations ranging from 0.1
to 28 yumoles SEM/g sediment were not toxic hi some sediments, whereas metals concentrations
ranging from 0.2 to  1000 /imoles SEM/g were lethal in other sediments.  These results indicate
that the bioavailable fraction of metals in sediments varies from sediment to sediment. In contrast,
the authors also observed a clearly discernable mortality-concentration relationship when mortality
was related to the SEM/AVS molar ratio (i.e., there was no significant mortality where SEM/AVS
ratios were < 1.0, mortality increased hi sediments having SEM/AVS ratios 1.0-3.0, and there
was  100% mortality in sediments with ratios > 10). The sum of the interstitial water toxic units
(IWTU) for cadmium and nickel ranged from 0.08 to 43.5.  Sediments with <; 0.5 IWTUs were
always non-toxic, those with >2.2 IWTUs were always toxic, and two of seven sediments with
intermediate IWTUs (0.5 to 2.2) were toxic. Molar concentrations of cadmium and nickel in the
interstitial water were similar.  However, cadmium contributed over 95 percent to the sum of the
toxic units because cadmium is 67 tunes more toxic to A. abdita than nickel. The latter illustrates
the utility of interstitial water concentrations of individual metals hi assigning the probable cause
of mortality in benthic species (Hansen et al., 1996a).

          In tests with the same sediments also from Foundry Cove, Pesch et al. (1995) observed
that six of the 17 sediments tested had SEM/AVS ratios  < 1.0, interstitial water toxic units < 0.5,
and  none of the six were toxic to the polychaete Neanthes arenaceodentata.  Nor  were 11
sediments that contained SEM/AVS ratios > 1.0 toxic.  These results were not surprising because
only one sediment had > 0.5 IWTUs, and because N. arenaceodentata is not sensitive to cadmium
and nickel and can avoid sediments containing toxic concentrations of these metals.

          Ankley et al. (1993) examined the significance of AVS as a binding phase for copper
hi freshwater sediments from  two copper-impacted sites.  Based upon interstitial water copper
concentrations hi the test sediments, the  10-d LC50 for //. azteca was 31 Mg/L; this compared
favorably  with a measured LC50 of 28 //g/L hi  a  10-d water-only  test.  Sediments  having

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SEM/AVS ratios < 1.0 were not toxic. They also observed no toxicity in several sediments with
markedly more SEM than AVS suggesting that copper was not biologically available in these
sediments. Absence of copper in interstitial water from these sediments corroborated this lack of
bioavailability. This observation suggested the presence of binding phases hi addition to AVS for
copper hi the test sediments. Recent studies suggest that an important source of the extra binding
capacity hi these sediments was organic carbon  (Mahony et al., 1996; U.S. EPA, 1994a).

          Hansen et al. (1996a) investigated the biological availability of sediment-associated
divalent metals to A. abdita and H. azteca hi sediments  from five saltwater locations and one
freshwater location hi the United States, Canada and China using 10-day lethality tests.  Sediment
toxicity was not related to dry weight metals concentrations. In the 49 sediments evaluated where
metals were the likely cause of toxicity (i.e., those with less SEM than AVS and those with less
than 0.5 IWTU), no toxicity was observed. One third of the 45 sediment samples with more SEM
than AVS and more than 0.5 IWTU were toxic.

          Hansen et al. (1996a) made an observation that is important to the interpretation of the
toxicity of sediments  from field locations,  particularly those from industrial harbors.  They
observed that if these sediments are toxic and SEM/AVS ratios are < 1.0, non-metals associated
toxicity should always be suspected even if metals concentrations are very high on a dry weight
basis. Further, they stated that the use of such data to reach the conclusion that this EqP approach
is not valid is incorrect.  This is because when SEM/AVS ratios were less than 1.0, there was an
almost complete absence of toxicity in spiked sediments, and field sediments where metals were
the only  known source of  contamination and   IWTUs  for  metals  were  <0.5.   Metals
concentrations, when expressed on a sum of the  IWTU basis, can therefore provide insight that,
hi part,  may explain apparent anomalies between SEM/AVS ratios and the observed toxicity of
these sediments and sediments from other field sites. The joint use of both SEM/AVS ratios and
interstitial water concentrations are powerful tools for explaining the presence  of toxicity when
SEM/AVS ratiosxare < 1.0, and the absence of toxicity when SEM/AVS ratios are > 1.0. Over
all saltwater and freshwater field sediments tested in the laboratory, 100% were not toxic when
SEM-AVS was <;0.0 and IWTUs were <0.5 and 66.7% were toxic when SEM-AVS was >0.0
and IWTUs were ;>0.5 (Table 3-2).
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3.3.5     Field Sites and Spiked Sediments Combined

          Figures 3-18, a,b, and c and Table 3-2 summarize available data from saltwater and
freshwater sediments spiked with individual metals or metal mixtures, saltwater field sites and
freshwater field sites  on the utility of metals concentrations in sediments normalized by dry
weight, interstitial water toxic units (IWTUs) or SEM/AVS ratios to explain the bioavailability
and acute toxicity of metals in sediments. Data are from Hansen et al.(1996a) and Berry et al.,
1999.  This analysis  contains  all available data from 10-day lethality tests where mortality,
IWTUs, and SEM/AVS ratios are known from experiments with sediments most certainly toxic
only because of metals. The relationship between benthic organism mortality and total dry weight
metals concentrations  in spiked and field sediments is  not useful to causally  relate metal
concentrations  to organism response (Figure  3-18a).   The  overlap  among  bulk metals
concentrations which cause no toxicity and those which are  100 percent lethal is almost four
orders of magnitude.

          Data in Figure  3-18b show  that over all tests, the toxicity of sediments whose
concentrations are normalized on an IWTU basis are typically consistent with the interstitial water
toxic unit concept; that is if IWTUs are <. 1.0, then sediments should be lethal to <. 50 percent of
the organisms exposed, and significant mortality probably should be absent at < 0.5 IWTU
(Figure 3-18c).   Of the spiked and field sediments evaluated which had IWTUs  < 0.5,  97.7
percent of 175 sediments were non-toxic (Table 3-2).  For the 142 sediments having IWTUs  *
0.5,  68.3 percent were toxic (Table 3-2).  However, and as  stated  above, given the effect on
toxicity or bioavailability of the presence of other binding phases (e.g., DOC) in interstitial water,
water quality (hardness or  salinity)  and organism behavior, it is not surprising that many
sediments having IWTUs k 0.5 are not toxic.

          Data in Figure 3-18c show that over all tests, organism response in sediments whose
concentrations are normalized on an SEM/AVS basis is consistent with metal-sulfide binding on
a mole to mole basis as first described by Di Toro et al. (1990), and later recommended for
assessing the bioavailability of metals in sediments by Ankley et al. (1994).  Saltwater and
freshwater sediments spiked with metals and from field locations with SEM/AVS ratios £ 1.0
were uniformly  (98.1 percent of 158 sediments) non-toxic (Figure 3-18b; Table 3-2). The majority
(58.0 percent) of 174 sediments having SEM/AVS ratios > 1.0  were toxic. On the other hand,
given the effect on toxicity or bioavailability of the presence of  other sediment phases that also

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affect bioavailability (Di Toro et al., 1987; Mahony et al., 1996), it is not surprising that many
sediments having SEM/AVS ratios > 1.0 are not toxic.

          Over all tests, the data in Figure 3-18a, b, and c indicate that the use of both IWTUs
and SEM/AVS ratios together did not improve the accuracy of predictions of sediments that were
non-toxic (98.5  percent of 132 sediments; Table 3-2).  However, it is  noteworthy  that 78.9
percent of the 123 sediments with both SEM/AVS  >  1.0 and IWTUs ;> 0.5 were toxic (Table 3-
2). Therefore, the approach of using SEM/AVS ratios, IWTUs, and especially both indicators
to identify sediments of concern is very useful.

          The results of all available data demonstrate that using SEM, AVS and interstitial water
metals concentrations to predict the toxicity of cadmium, copper, lead, nickel, silver and zinc in
sediments is quite certain. This is very useful, because the vast majority of sediments found in
the environment in the U.S. have SEM/AVS ratios z 1.0. This suggests that there should be little
concern about metals in sediments (Wolfe et al.,  1994; Hansen et al., 1996a; Leonard et al.,
1996a; Section 4 of this document) on a national basis, even though localized areas of biologically
significant metal contamination do exist. However, a very important consideration is that most
of these data are from field sites where sediment samples were collected in the summer.  This is
the time  of the year when the seasonal cycles of AVS produce the maximum metal-binding
potentials (Boothman and Helmstetter,  1992; Leonard et al., 1993). Hence, sampling at seasons
and conditions when AVS is at minimal values is a must hi establishing the true level of overall
concern about metals in sediments and  in evaluations of specific sediments.  Predicting which of
the sediments with SEM/AVS >1.0 will be toxic is presently less certain.  Importantly, the
correct classification rate seen in these experiments (accuracy of predicting which sediments were
toxic was 58.0% using the SEM/AVS ratio alone, 68.3% using IWTUs and 78.9% using both
indicators)  is high. An SEM/AVS ratio >1.0, particularly at multiple adjacent  sites, should
trigger additional tiered assessments which might include characterization of the spatial (both
vertical and horizontal) and temporal distribution of chemical concentration (AVS and SEM) and
toxicity, measurements of interstitial water metal and toxicity identification evaluations (TIE's).
In this context, the SEM, AVS, IWTU approach should be viewed as only one of the many
sediment evaluation methodologies.

          Because AVS can bind divalent metals hi proportion to their molar concentrations,
Hansen et al. (1996a) proposed the use of the difference between the molar concentrations of SEM
and AVS (SEM-AVS) rather than SEM/AVS ratios used  previously.  The molar difference
provides important insight into the extent of additional available binding capacity and  the

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magnitude by which AVS binding has been exceeded (Figure 3-19).  Further, absence of organism
response when AVS binding is exceeded can indicate the potential magnitude of importance of
other binding phases in controlling bioavailability.  Figure 3-19 shows that for most non-toxic
saltwater and freshwater field sediments, one to 100 yumoles of additional metal would be required
to exceed the sulfide binding capacity (i.e., SEM-AVS = -1 to -100 /zmoles/g). In contrast, most
toxic field sediments contained 1.0 to 1000 jmioles of metal beyond the binding capacity of sulfide
alone.  Data on non-toxic field sediments whose sulfide binding capacity is exceeded (SEM-AVS
is > 0.0 Atmoles/g) indicates that other sediment phases, in addition to AVS, have  great
significance in controlling metal  bioavailability. In comparison to SEM/AVS ratios,  the use of
SEM-AVS  differences is particularly informative where AVS concentrations are low,  such as
those from Steilacoom Lake and the Keweenaw Watershed, where the SEM-AVS difference is
numerically low and SEM/AVS ratios are high (Ankley et al., 1993),

          EPA believes that results from tests using sediments spiked with metals and sediments
from the field in locations where toxicity is metals-associated demonstrate the value in explaining
the biological availability of metals  concentrations normalized by SEM/AVS ratio and  IWTUs
instead of dry weight metals  concentrations.  Importantly, data  from spiked   sediment tests
strongly indicate that metals are not the cause of most of the toxicity observed in field  sediments
when both SEM/AVS ratios are ^ 1.0 and IWTU are < 0.5 (Table 3-2). Expressing
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   100
     80-
#   60-
 CO
     40
  O     0
    o
       o
                                                                                    iSr
           O
ID
                                              V   A\K>
                                          A      O  v A
                                               r—-frnO®	*—r-
                                                     1          10
                                SEM-AVS Oimnol/g dry wt)
           -**«:*-
              100
1000
          Figure 3-19. Percentage mortality of amphipods, oligochaetes and polychaetes exposed to
          sediments from three saltwater and four freshwater field locations as a function of the sum
          of the molar concentrations of SEM minus the molar concentration of AVS (SEM-AVS)
          (from Hansen et al., 1996a): The vertical dashed line at SEM-AVS = 0.0 indicates the
          boundary between sulfide-bound unavailable metal and potentially available metal.
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 concentrations of metals in sediments on an SEM-AVS basis provides important insight into
available additional binding capacity of sediments and the extent to which sulfide binding has been
exceeded.   It,  along  with measurement  of interstitial water  concentrations of metals, can
potentially identify the specific metal causing toxicity. This can theoretically be accomplished by
subtracting the metals-specific molar concentrations in order of their sulfide solubility product
constants (Kjp). Predictions of sediments not likely to be toxic, based on use of SEM-AVS and
IWTUs for all data from freshwater or saltwater field sediment and spiked sediment tests are
extremely accurate (98.5 percent) using both parameters (Table 3-2).  While the predictions of
sediments likely to be toxic  are less accurate, the use of SEM-AVS   is extremely useful  in
identifying sediments  of potential concern (Table 3-2).  Hansen (1995) summarized data from
amphipod tests using  freshwater and saltwater laboratory metals-spiked sediments and field
sediments where metals were a known problem by comparing the percentage of sediments that
were toxic to the SEM-AVS concentration (tests with polychaetes and gastropods were excluded
because these organisms avoid exposure). Seventy percent of the sediments in these amphipod
studies with an SEM-AVS concentration of ^0.76 //moles of excess SEM/g were  toxic. The
corresponding values  for 80, 90 and  100% of the sediments being toxic were 2.7, 16 and 115
jumoles of excess SEM/g, respectively.

           Of course,  SEM, AVS and IWTUs can only predict toxicity or the lack of toxicity due
to  metals  in sediments.  They cannot be used alone to predict  the toxicity of sediments
contaminated with toxic concentrations of other contaminants. However, SEM/AVS ratios have
been used in sediment assessments to rule out metals as probable causative agents of toxicity
(Wolfe et al., 1994).  Also, the use of SEM and AVS to predict the biological availability and
toxicity of cadmium, copper, lead, nickel, silver  and zinc is applicable only to anaerobic
sediments that contain AVS.   In aerobic sediments binding factors other then AVS control
bioavailability (Di Toro et al.,  1987; Tessier et al., 1993).  Measurement of interstitial water
metal may be useful for evaluations of these and other metals in aerobic and anaerobic sediments
 (Ankley et al., 1994).   Even with these  caveats, EPA believes that the use of SEM, AVS and
 interstitial measurements in combination  are superior to all other currently available sediment
 evaluation procedures to causally  assess the implications  of these six metals associated with
.sediments (see discussion in Section 5 "Implementation" for further guidance).

 3.4       PREDICTING METAL TOXICITY: LONG-TERM STUDIES

           Taken as a whole, the short-term laboratory experiments with metal-spiked and field-
 collected sediments  present a  strong argument for the ability to predict an absence of metal

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toxicity  based upon  sediment  SEM:AVS  relationships  and/or  interstitial water  metal
concentrations.  However, for this  approach to serve as a valid basis for ESG derivation,
comparable predictive success must be demonstrated in long-term laboratory and field experiments
where chronic effects could be manifested (Luoma and Carter, 1993; Meyer et al., 1994).  This
demonstration was the goal of experiments described by Hare et al. (1994), DeWitt et al. (1996),
Hansen et al. (1996b), Liber et al. (1996) and Sibley et al. (1996). An important experimental
modification to these long-term studies, as opposed to the short-term tests described in Section
3.3, was the collection of horizon-specific chemistry data.  This is required because  AVS
concentrations often increase, and SEM/AVS ratios decrease, with an increase in sediment depth
(Howard and Evans,  1993; Leonard et al., 1996a); hence, chemistry performed on homogenized
samples might not reflect the true exposure of benthic organisms dwelling in surficial sediments
(Luoma and Carter, 1993; Hare et al., 1994; Peterson et al., 1996).

3.4.1     Life-cycle toxicity tests

          DeWitt et al. (1996)  conducted an entire life-cycle toxicity test with the marine
amphipod Leptocheirus plwnulosus  exposed for 28 d to  cadmium-spiked estuarine sediments
(Table 3-3).  The test began with newborn amphipods and measured effects on survival, growth
and reproduction relative to interstitial water and SEM/AVS normalization. Seven treatments of
Cd were tested: 0 (control), 0.34, 0.74, 1.31, 1.55, 2.23 and 4.82 molar SEMa/AVS ratios
(measured concentrations). Gradients in AVS concentration as a function of sediment depth were
greatest in the control treatment, decreased as the SEM^/AVS ratio increased, and became more
pronounced over tune.  Depth gradients in SEMa/AVS were primarily due to the spatial and
temporal changes in AVS  concentration, because SEMa concentrations changed very little with
tune or depth. Thus, hi most treatments SEMa/AVS ratios were higher at the top of sediment
cores than at the bottom. This is  expected because the oxidation rate of iron sulfide in laboratory
experiments is very rapid  (100% in 60 to 90 minutes) while for cadmium sulfide it is quite slow
(10% hi 300 hours) (Mahony et  al., 1993). Interstitial cadmium concentrations increased hi a
dramatic step-function fashion hi treatments having SEM/AVS ratios *2.23; and were below the
96-h LC50 for this amphipod hi lesser treatments. There were no significant effects on survival,
 growth or reproduction hi sediments
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      Table 3-3. Summary of the results of full life-cycle and colonization toxicity tests conducted in the laboratory and field using
      sediments spiked with individual metals and metal mixtures.
to
oo
Toxicity Test Metal
Life-cycle:
Leptocheints Cadmium
plumulosus
Chironomits Zinc
tentans
Colonization:
Laboratory- , Cadmium
saltwater
Field-saltwater Cadmium, copper, nickel,
zinc
Field- Cadmium
freshwater
Field- Zinc
freshwater
Duration Measured
NOECs

28 -3.4, -2.0,
0.78, 1.9
56 -4.3, -2.6,
-1.4, 6.4

118 -13.4
120 <0
-0.45, -0.25,
0.5b
368 -3.6, -3.5,
-2.9, -2.0
SEM-AVS*
OECs

8.9, 15.6
21.9,
32.2

8.0, 27.4
—
4.5b
1.0
Effect

Mortality 100%
Larval mortality 85-100%.
Weight and emergence reduced.

Fewer polychaetes, shifts in
community composition, fewer
species, bivalves absent,
tunicates increased.
No effects observed.
Reduced Chironomits numbers.
Bioaccumulation.
Occasional minor reductions in
Naididae oligochaetes.
Reference

DeWitt et
al., 1996
Sibley et
al., 1996

Hansen et
al., 1996
Boothman
et al., 1996
Hare et al.,
1994
Liber et al.,
1996
          - AYS ditterences are used instead ot SfcM/AVS ratios to standardize across the studies referenced. An bt-M-AVS
    <0 is the same as an SEM/AVS ratio of < 1.0.  An SEM-AVS difference of >0 is the same as an SEM/AVS ratio of >1.0.
    b Nominal concentrations.

-------
 containing more AVS than cadmium (SEM/AVS ratios 0.34, 0.74, 1.31 and 1.55), in spite of the
 fact that these samples contained from 183 to 1370 ^g cadmium/g sediment. All amphipods died
 hi sediments having SEM/AVS ratios 2.23. These results are consistent with predictions of metal
 bioavailability from acute tests with metal-spiked sediments (i.e., that sediments with SEM^/AVS
 ratios ^ 1 are not toxic, interstitial water metal concentrations are related to organism response,
 and sediments with SEMa/AVS ratios > 1 may be toxic).
    9
          Sibley et al. (1996) reported similar results from a 56-d life-cycle test conducted with
 the freshwater midge Chironomus tentans exposed to zinc-spiked sediments (Table 3-3). The test
 was initiated with newly hatched larvae and lasted through one complete generation during which
 survival, growth, emergence and reproduction  were monitored. In sediments where the molar
 difference between SEM and AVS was <0, at dry wt zinc concentrations as high as 270 mg/kg,
 concentrations of zinc hi the sediment interstitial water were low and no  adverse effects were
 observed for any of the biological endpoints measured.  Conversely, when SEM-AVS exceeded
 0, AVS and interstitial water concentrations of zinc increased with increasing treatments  (being
 highest hi surficial sediments), and reductions hi survival, growth, emergence and reproduction
 were observed. Over the course of the study,  the absolute concentration of zinc hi the interstitial
 water hi these treatments decreased  due to the increase hi sediment AVS and loss of zinc from
 twice daily renewals of the overly ing water.

 3.4.2     Colonization tests

          Hansen et al.  (1996b) conducted a 118-d benthic colonization  experiment hi which
 sediments were spiked to achieve nominal cadmium/AVS molar ratios of 0.0 (control), 0.1, 0.8
and 3.0 then held  hi the laboratory hi a constant flow of  unfiltered seawater (Table 3-3).
Oxidation of AVS hi the surficial 2.4 cm of the control treatment within two to  four  weeks
resulted hi sulfide profiles similar to those occurring hi sediments hi nearby Narragansett Bay, RI
 (Boothman and Helmstetter,  1992).  In the  nominal 0.1 cadmium/AVS  treatment, measured
 SEMcd was always less than AVS, interstitial cadmium concentrations (<3-10 /xg/L) were less
than those likely to cause biological  effects, and no significant biological effects were detected.
In the nominal 0.8 cadmium/AVS treatment, measured SEMo, commonly exceeded AVS hi the
 surficial 2.4 cm of sediment,  and  interstitial cadmium concentrations  (24-157  ,ug/L) were
 sufficient to be of lexicological significance to highly sensitive species. In this treatment, shifts
 hi the presence  or absence over all taxa,  and  fewer macrobenthic polychaetes (Mediomastus
 ambiseta,  Streblospio benedicti and Podarke obscura)  and unidentified meiofaunal nematodes,
 were observed.  In the nominal 3.0 cadmium/A VS treatment, concentrations  of SEMcd were

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always greater than AVS throughout the sediment column. Interstitial cadmium ranged from
28,000 to 174,000 /*g/L.  In addition to the effects observed in the nominal 0.8 cadmium/AVS
treatment, sediments in the 3.0 cadmium/AVS treatment were colonized by fewer macrobenthic
species, polychaete  species and harpacticoids, had lower densities of diatoms, lacked bivalve
molluscs, anchexhibited other impacts.  Over all treatments, the observed biological responses
were consistent with predicted possible adverse effects resulting from elevated SEM^/AVS ratios
in surficial sediments and interstitial water cadmium concentrations.

          Boothman et al. (1996) conducted a field colonization experiment in which sediments
from Narragansett Bay, RI were spiked with an equi-molar mixture of cadmium, copper, nickel
and zinc at nominal SEM:AVS ratios of 0.1, 0.8 and 3.0, placed in boxes,  and replaced in
Narragansett Bay (Table  3-3).  AVS concentrations decreased with tune in surface (0-3 cm)
sediments in all  treatments where SEM < AVS, but did  not change in subsurface  (6-10 cm)
sediments or in the entire sediment column hi the SEM > AVS treatment.  SEM decreased with
time only where SEM exceeded AVS. The concentration of metals in interstitial water was below
detection limits  when  SEM was  less than AVS.  When SEM  exceeded AVS, significant
concentrations of metals were present in interstitial water in order of their sulfide solubility
product constants.  Interstitial water concentrations in these sediments decreased  with time
exceeding the WQC hi interstitial water for 60 days for all metals,  85 days for cadmium and zinc,
and for the entire experiment (120 days) for zinc.  Benthic faunal assemblages  hi the spiked
sediment treatments  were not different from the control treatment.  Lack of biological response
was consistent with the vertical profiles of SEM and AVS. AVS was greater than SEM hi all
surface sediments, including the top 2 cm of the 3.0 SEM: AVS treatment, due  to the oxidation
of AVS and loss  of SEM. The authors speculated that  interstitial metal was likely absent hi the
surficial  sediments  hi  spite  of data demonstrating  the presence  of  significant  measured
concentrations of interstitial metal.  This is because the  interstitial water hi the nominal 3.0
SEM/AVS treatment was sampled from sediment depths  where SEM was  hi excess.  It is in
surficial sediments where settlement by saltwater benthic organisms first occurs.  Also, there was
a storm event which allowed a thin layer of clean sediment to be  deposited on top of the spiked
sediment (Boothman, USEPA, personal communication). These data demonstrate the importance
of sampling of sediments and interstitial water hi sediment  horizons where benthic organisms are
active.

          Hare et al. (1994) conducted an approximately 1-yr field colonization experiment hi
which uncontaminated  freshwater  sediments were spiked with  cadmium and replaced in the
oligotrophic lake from which they originally had been collected  (Table 3-3).   Cadmium

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concentrations in interstitial waters were very low at cadmium:AVS molar ratios  < 1.0, but
increased markedly at ratios  > 1.0.  They reported reductions in the abundance of only the
chironomid Chironomus salinarius in the nominal 10.0 SEM/AVS treatment.  Cadmium was
accumulated by organisms from sediments with surficial SEM concentrations that exceeded those
of AVS.  These sediments also contained elevated concentrations of cadmium in interstitial water.

           Liber et al. (1996) performed a field colonization experiment using sediments having
4.46 fimole sulfide from a freshwater mesotrophic pond (Table 3-3). Sediments were spiked with
0.8, 1.5, 3.0, 6.0 and 12.0 ^mole zinc, replaced in the field, and chemically and biologically
sampled over 16 mo.  There was a pronounced increase in AVS concentrations with increasing
zinc concentration; AVS was lowest in the surficial 0-2 cm of sediment with minor seasonal
variations.  With the exception of the highest spiking concentration (ca., 700 mg/kg, dry wt),
AVS concentrations remained larger than those of SEM. Interstitial water zinc concentrations
were rarely detected in any treatment, and were never at concentrations that might pose a hazard
to benthic  macroinvertebrates.  The only observed difference in benthic community structure
across the  treatments  was a slight decrease hi the abundance of Naididae oligochaetes at the
highest spiking concentration. This absence of any noteworthy biological response was consistent
with the absence of interstitial water concentrations of biological concern.  This was attributed to
the  increase in concentrations of iron and manganese  sulfides, produced  during  periods of
diagenesis, which were replaced by the more stable zinc sulfide which is less readily oxidized
during whiter months. In this experiment, and theoretically in nature, excesses of sediment metal
might be overcome over tune due to the diagenesis of organic material.  In periods of minimal
diagenesis, the oxidation rates of metal sulfides, if sufficiently great, could release biologically
significant concentrations of the metal into interstitial waters.  This phenomenon should occur
metal-by-metal in order of then- sulfide solubility product constants.
                                    Draft for SAB 1-86

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                                      SECTION 4

                         DERIVATION OF ESG FOR METALS

4.1       GENERAL INFORMATION

          Section 4 of this document presents the technical basis for establishing ESG for
copper, cadmium, nickel, lead, silver and zinc. The basis of the overall approach is the use of
EqP theory linked to the concept of maintaining metal activity for the sediment interstitial
water system below effects levels. Extensive lexicological data from short-term and long-term
laboratory and field experiments, with both marine and freshwater sediments and a variety of
                              t
species, indicates that  it is possible to reliably predict an absence of metal toxicity based upon
EqP theory. ESG for  all six metals collectively can be derived using two procedures: (a) by
comparing the sum of their molar concentrations, measured as SEM, to the molar
concentration of AVS  in sediments (AVS Guideline); or (b) by comparing the measured
interstitial water concentrations of the metals to WQC final chronic values (FCVs) (Interstitial
Water Guidelines). These approaches are described hi more detail below.  A lack of
exceedence of ESG based upon any one of the two procedures indicates that metal toxicity
should not occur.  Exceedence of either the AVS or Interstitial Water Guidelines is indicative
of a potential problem that would entail further evaluation.

          At present, EPA believes that the technical basis for implementing these two
approaches is supportable. The Organic Carbon and Minimum Partitioning Approaches as
proposed to the SAB and hi Ankley et al. (1996) require additional research prior to their
implementation. Research issues for these latter two approaches include the development of
robust partitioning datasets for the six metals, as well as investigation of factors such as the
importance of other binding phases.  The four approaches have been presented to and
reviewed by the Science Advisory Board of EPA (U.S EPA, 1994a; 1995a).

          Additional research required to fully implement other approaches for deriving ESG
for these metals and to derive ESG for other metals includes the development of uncertainty
estimates associated with any approach; part of this would include their application to a variety
of field settings and sediment types.  Research also is needed to establish the technical basis
for ESG for metals other than the six described herein,  such as mercury,  arsenic and
chromium.  Finally, the ESG approaches are intended to protect benthic organisms from direct
toxicity associated with exposure to metal-contaminated sediments.  They are not designed to

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protect aquatic systems from metal release associated, for example, with sediment suspension,
or the transport of metals into the food web either from sediment ingestion or the ingestion of
contaminated benthos.  This latter issue, hi particular, should be the focus of future research
given existing uncertainty in the prediction of bioaccumulation of metals by benthos (Ankley,
1996).

           The following nomenclature is used in subsequent discussion of ESG derivation for
metals. The ESG for the metals are expressed in molar units because of the molar
stoichiometry of metal binding to AVS.  Thus, solid phase constituents (AVS, SEM) are hi
moles/g dry wt. The interstitial water metal concentrations are expressed hi //moles/L, either
as dissolved concentrations [MJ or activities {M2+} (Stumm and Morgan,  1981).  The
subscripted notation, Md, is used to distinguish dissolved aqueous phase molar concentrations
from solid phase molar concentrations with no subscript.  For the combined concentration,
[SEMT], the units are moles of metal per volume of solid plus liquid phase (i.e., bulk).  Note
also that when [SEMAg] is summed and/or compared to AVS, lh. the molar Ag concentration is
applied.

           One final point should be made with respect to nomenclature. Use of the terms
non-toxic  and having no effect mean only with respect to the six metals considered in this
paper.  The toxicity of field collected sediments can be caused by other chemicals.  Therefore,
avoiding exceedences of ESG for metals does not mean that the sediments are non-toxic. It
only ensures  that the six metals being considered should not have an undesirable biological
effect.  Moreover, as discussed in detail below, exceedence of the guidelines for the six metals
does not necessarily indicate that metals will cause toxicity. For these reasons, we strongly
recommend the use of toxicity tests, TIEs, chemical monitoring hi vertical, horizontal and
temporal scales, and other assessment methodologies as integral parts of any assessment
concerned with the effects of sediment-associated contaminants (Ankley et al., 1994).

4.2        SINGLE METAL SEDIMENT GUIDELINES

           Except in rare instances, single metal guidelines are not usually applicable to field
situations  since there is almost always more than one metal to be considered.  As will become
subsequently clear, it would be technically indefensible to derive guidelines for one metal at a
tune because of the competitive nature of AVS binding. Nevertheless,  it is illustrative to
present the logic for single metals as  a prelude to the derivation of the multiple metal

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guidelines.

4.2.1  AVS Guidelines

       It has been demonstrated that if the SEM of a sediment is less than or equal to the

         [SEMMAVS]                                                           (4-1)


AVS then no toxic effects are seen. This is consistent with the results of a chemical
equilibrium model for the sediment - interstitial water system (Di Toro et al., 1992).  The
resulting metal activity {M2*} can be related to the total SEM of the sediment and water, and
to the solubility products of the metal sulfide (K^) and iron sulfide (KfeS) .  In particular, it is
true that at [SEM] <; [AVS] then:
                   KFeS
Because the ratio of metal sulfide to iron sulfide solubility products (KMS/KFeS) is very small
(< 10'5) even for the most soluble of the sulfides, the metal activity of the sediment is at least
five orders of magnitude smaller than the SEM (see Di Toro et al. (1992) for data sources and
references). This indicates that no biological effects would be expected. Therefore, the
condition [SEM] < [AVS] is a "no effect" ESQ.

       The reason we use the term "no effect" is that for the condition [SEM] < [AVS] no
biological impacts are expected. However, for [SEM]  >  [AVS], which might seemingly be
considered a ESG violation, there are many documented instances where no biological impacts
occur (e.g., because organic carbon partitioning controls metal bioavailability in the interstitial
water, or the species of concern avoid or are insensitive to metals).

4.2.2  Interstitial Water Guidelines

      • The condition [SEM] z [AVS]  indicates that the metal activity of the  sediment -
interstitial water system is low and, therefore, below lexicologically-significant

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concentrations.  Another way of ensuring this is to place a condition on the interstitial water
activity directly.  Suppose that we knew the metal activity, denoted by {FCV}, that
corresponded to the [FCV]. Then the ESG corresponding to this effect level is:
                                                                                   (4-3)
It is quite difficult, however, to measure and/or calculate metal activity in a solution phase, at
the low concentrations required, since it depends on the identities, concentrations and
thermodynamic affinities of other chemically reactive species that are present.  Also, the WQC
are not expressed on an activity basis. An approximation to this condition is:

          [Md]*[FCVd]                                                            (4-4)


where [FCVj is the FCV applied to total dissolved metal concentrations.  That is, we require
that the total dissolved metal concentration hi the interstitial water [MJ be less than the FCV
applied as a dissolved guideline. Although this requirement ignores the effect of chemical
speciation on both sides of the equation - compare Equations (4-3) and (4-4) -  it is the
approximation that is currently being suggested by EPA for the WQC for metals (Prothro,
1993). That is, the WQC should be applied to the total dissolved - rather than the total acid
recoverable - metal concentration (Table 4-1; U.S. EPA,1995b). Hence,  if this second
condition is satisfied it is consistent with the level of protection afforded by the WQC.

       In situations where the SEM exceeds the AVS ([SEM] > [AVS]), but the interstitial
water total dissolved metal is less than the final chronic value ([MJ  <  [FCVj), this sediment
would not violate the guidelines.  These cases occur when significant binding to other phases
occurs. It should be noted that using the FCV for metals in freshwater samples requires that
the hardness of the interstitial water be measured since the WQC vary with hardness.

4.3    MULTIPLE METALS GUIDELINES

       As described in the previous subsection,  and from a practical standpoint it is
insufficient and inappropriate to consider each metal separately because of the interactive

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nature of metal-sulfide binding.  This is of particular concern for the AVS guidelines.


Table 4-1.  Water quality criteria (WQC) criteria continuous concentrations (CCC) based on
the dissolved concentration of metal*.  These WQC CCC values are for use in the Interstitial
Water Guidelines approach for deriving sediment guidelines based on the dissolved metal
concentrations in interstitial water.
Metal
Cadmium
Copper*
Lead
Nickel
Silver
Zinc
" (U.S.EPA.
b D/-mn/-l/»H oil
Saltwater CCC, /zg/L
9.3
3.1
8.1
8.2
NAf
81
1995b).
1 orifrwiG tr\ tu/r\ cifrnifi/Mint •ftmiir/»c
Freshwater CCC, Atg/Lc
CF*1 [e<° 7852['n]-3 4901
0 960re(0'8545tln(hardness)]"1 465)1
0*701 iW'^SflnfliaixlnessXH 705)1
. / y L ic j
\) . yy i |_e j
NAf
0.986[e(a8473[ln(hardness)1+0-7614)]

  For example, the freshwater CCC at a hardness of 50, 100, and 200 mg CaCO3/L are 0.56,
  0.94, and 1.6 Mg cadmium/L; 6.2, 12, and 20,ug copper/L; 1.0, 2.5, and 6.1//g lead/L; 88,
  160, and 280,ug nickel/L; and 58, 108, and 187 pg zinc/L.
  CF= Conversion factor to calculate the dissolved CCC for cadmium from the total CCC for
  cadmium: CF=1.101672-[(ln hardness)(0.041838)]
  The saltwater CCC for copper is from the "Ambient Water Quality Criteria- Saltwater
  Copper Addendum" (U.S. EPA, 1995c).
  The silver criteria are currently under revision to reflect water quality factors that influence
  the criteria such as hardness, DOC, chloride and pH among other factors. Since silver has
  the smallest solubility product (see Table 2-2) and the greatest affinity for AVS, it would be
  the last metal to be released from the AVS or the first metal to bind to the AVS.  Therefore,
  it is unlikely that silver would occur  in the interstitial water.  However in sediments
  contaminated with silver the user should be aware of the limitations in the above criteria for
  silver.  AVS Guidelines can be applied although the Interstitial Water Guidelines can not.
  If the AVS Guideline is exceeded (£SEM > AVS) and the sediment is contaminated with
  silver, further testing and evaluations would be warranted to access toxicity.
                                  Draft for SAB 1-91

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4.3.1      AVS Guidelines

   The results of calculations using chemical equilibrium models indicate that metals act in an
competitive manner when binding to AVS.  That is, the six metals: silver, copper, lead,
cadmium, zinc and nickel will bind to AVS and be converted to their respective sulfides in this
sequence (i.e., in the order of increasing solubility).  Therefore, they must be considered
together. There cannot be a guideline for just nickel, for example, since all the other metals
may be present as metal sulfides and, therefore, to some extent, as AVS. If these other metals
are not measured as SEM, then the £SEM will be misleadingly small, and it may appear that
[£SEM] < [AVS] when in fact this would not be true if all the metals are considered
together. It should be noted that EPA currently restricts this discussion to the six metals listed
above; however,  in situations where other sulfide forming metals (e.g., mercury) are present
at high concentrations, they also must be considered.

  The equilibrium model prediction of metal activity is similar to the single metal example
when a mixture of the metals is present.  If the molar sum of SEM for the six metals is less
than or equal to the AVS, that is:

         E, [SEN1MAVS]                      '                                 (4.5)

then:
                                                                                   (4-6)
where [SEAMED! is the total SEM (/zmoles/L(bulk)) for the 1th metal.  Thus the activity of each
metal, {M,}, is unaffected by the presence of the other sulfides. This can be understood as
follows.  Suppose that the chemical system starts initially as iron and metal sulfide solids and
that the system proceeds to equilibrium by each solid dissolving to some extent. The iron
sulfide dissolves until the solubility product of iron sulfide is satisfied.  This sets the sulfide
activity.  Then each metal sulfide dissolves until reaching its solubility.  Since so little of each
dissolve relative to  the iron sulfide, the interstitial water chemistry is not appreciably changed.
Hence, the sulfide activity remains the same and the metal activity adjusts to meet each
solubility requirement.  Therefore, each metal sulfide behaves independently of one another.

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The fact that they are only slightly soluble relative to iron sulfide is the cause of this behavior.
Thus, the AVS Guidelines are easily extended to the case of multiple metals.

4.3.2     Interstitial Water Guidelines

   The application of the Interstitial Water Guideline to multiple metals is complicated, not by
the chemical interactions of the metals in the sediment - interstitial  water system (as in the case
with the AVS Guideline), but rather because of their possible toxic interactions.  Even if the
individual concentrations do not exceed the FCV of each metal (Fcvo)» the metals could exert
additive effects that might result in toxicity (Besieger et al., 1986; Spear and Fiandt, 1986;
Enserink et al., 1991; Kraak et al.,  1994).  Therefore, to address this potential additivity, the
interstitial water metal concentrations are converted to toxic units (TUs) and these are
summed.  Since FCVs are used as the no effects concentrations these TUs are referred to as
interstitial water guidelines toxic units (IWGTUs). For freshwater sediments, the FCVs are
hardness dependent for all of the divalent metals under consideration, and thus, need to be
adjusted to the hardness of the interstitial water of the sediment being considered. Because
there are no FCVs for silver in freshwater or saltwater, this approach is not applicable to
sediments containing significant concentrations of silver (i.e. , SSEM > AVS).   Since silver
has the smallest solubility product (see Table 2-2) and the greatest affinity for AVS, it would
be the last metal to be released from the AVS or the first metal to bind with AVS.  Therefore
it is unlikely that silver would occur hi the interstitial water.  For the i* metal with a total
dissolved concentration [Mlid], the IWGTU is:
A lack of exceedence of the ESG requires that the sum of the IWGTUs be less than or equal to
one:
Hence, the multiple metals guideline is quite similar to the single metal case (Equation 4-4),
except that it is expressed as summed IWGTUs.

                                   Draft for SAB 1-93

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   To summarize, the proposed ESG are as follows.  The sediment passes the ESG for the six
metals if either of these conditions is satisfied:

(a)        AVS Guideline:

              [SEM.MAVS]                                                      (4.5)

where

£ ,[SEMJ  = [SEMcJ + [SEMcJ  + [SEMpt] + [SEMNl] + [SEMzJ + [l/2SEMAg]

(b)        Interstitial Water Guideline:
where
      [FCV.d]     [FCV^d]   [FCVc4d]  [FCVpbd]
                         (.

If either of these two conditions are violated, this does not mean that the sediment is toxic.
For example, if the AVS in a sediment is non-detectable, then condition (a) will be violated.
However, if there is sufficient organic carbon sorption so that condition (b) is satisfied, then
the sediment would be deemed acceptable.

   If both of these conditions are violated, or if the AVS guideline is violated and the sediment
is contaminated with silver, then there is reason to believe that the sediment may be
unacceptably contaminated by these metals. Further testing and evaluations would therefore be
useful in order  to assess actual toxicity and its causal relationship to the six metals. These
may include acute and chronic tests with species that are sensitive to the metals suspected to be
causing the toxicity.  Also, in situ community assessments, sediment TIEs and seasonal

                                   Draft for SAB 1-94

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characterizations of the SEM, AVS, and interstitial water concentrations would be appropriate
(Ankleyetal., 1994).

4.4       ESG FOR METALS VS. ENVIRONMENTAL MONITORING DATABASES

   The purpose of this Section is to compare ESG based on SEM-AVS or IWGTUs to
chemical monitoring data from freshwater and saltwater sediments in the United States.  This
comparison of AVS-SEM and interstitial water concentrations can indicate the extent of metals
contamination in the United States. When toxicity or benthic organism community health data
are available hi conjunction with these concentrations it is possible to speculate as to potential
causes of the observed effects.

4.4.1      Data Analysis

   Three sources were identified which contain both AVS and SEM databases; one also had
data on concentrations of metals hi interstitial water.  Toxicity tests were also conducted on all
sediments from these sources. The databases are from the Environmental Monitoring and
Assessment Program (EMAP) (Leonard et al.,  1996a), National Oceanic and Atmospheric
Administration,  National Status and Trends Program (NOAA NS&T) (Wolfe et al., 1994;
Long et al., 1995; 1996) and from the Regional Environmental Monitoring and Assessment
Program (REMAP) (Adams et al., 1996).

Freshwater sediments:

   The AVS and SEM concentrations hi the 1994 EMAP database from the Great Lakes were
analyzed by Leonard et al. (1996a). Forty-six sediment grab samples and nine core samples
were collected in the summer from forty-two locations in Lake Michigan.  SEM, AVS, TOC,
interstitial water metals (when sufficient volumes were present), and 10-day sediment toxicity
to the midge, Chironomus tertians, and the amphipod, Hyallela azteca, were measured hi
sediments collected by the grab (Appendix C).

   The AVS concentrations vs. SEM-AVS differences from Appendix C are plotted hi Figure
4-1. Grab sediment samples containing AVS concentrations below the detection limit of 0.05
       AVS are plotted at that concentration.   Forty-two of the 46 (91 percent) samples had

                                 Draft for SAB 1-95

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        10
    ^x
    CO
       -10
       -20
     LU
     CO
       -30
       -40
         0.01
        10
     UJ
     CO
         -5
        -10
          0.01
                                                              (a)
0.1             1             10
  Acid Volatile Sulfide (umol S/g)
                                                                 100
                                                               (b)
                                  4>          4
 0.1            1             10
   Acid Volatile Sulfide (umol S/g)
                                                                  100
Figure 4-1. SEM minus AVS values versus AVS concentrations in EMAP-Great Lakes
sediments from Lake Michigan. Data are from surficial grab samples only (this figure is
taken from Leonard et al., 1996, see data in Appendix C). The upper plot shows all
values, the lower plot has the ordinate limited to SEM minus AVS values between -10 and
+10.
                            Draft for SAB 1-96

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 SEM-AVS differences greater than 0. Thirty-six of these had less than 1.0 //mol of £SEM
 metal per gram sediment; and none had over 5.8 //moles/g of excess metal. In theory,
 sediments with SEM concentrations in excess of that for AVS have the potential to be toxic
 due to metals. However, the majority of exceedence occur in places where the AVS is very.
 small and the amount of SEM is also very small. For these Lake Michigan sediments, a closer
 look at both interstitial water metal and toxicity test results is needed.  Measurement of the
 concentrations of metals hi interstitial water can be used to determine if the excess metals are
 bound to other sediment phases, therefore, prohibiting toxicity due to interstitial metal.
 Interstitial water guidelines toxic units (IWGTU) can be calculated for each metal as the
 interstitial water concentration divided by the final chronic value for that metal.  Interstitial
 water volumes were sufficient to measure metals concentrations in 20 of the samples. The sum
 of the IWGTU for cadmium, copper, lead, nickel and zinc in these sediments was less than 0.4
 (Leonard et al., 1996a).  In 10-d toxicity tests using Chironomus tentans and Hyalella azteca,
 no toxicity was observed 81 % of the 21 sediments not exceeding the ESG. They conclude that
 for the toxic sediments that did not exceed the metals ESG, the observed toxicity is not likely
 due to metals. Further, these sediments are unlikely to be contaminated  by metals (Leonard et
 al., 1996a). These data demonstrate the value of using both SEM-AVS and IWGTUs to
 evaluate the risks of metals in sediments.

 Saltwater sediments:

   Saltwater data from a total of 398 sediment samples from five monitoring programs
 representing the eastern coast of the United States from Chesapeake Bay to Massachusetts are
 included in Figure 4-2.  The EMAP Virginia Province database (U.S. EPA, 1996) consists, in
part, of 127 sediment samples collected from August to mid-September 1993 from randomly
 selected locations in tidal rivers and small and large estuaries from the Chesapeake Bay to
 Massachusetts (Strobel et al., 1995).  The NOAA data is from Long Island Sound, Boston
 Harbor and the Hudson River Estuary. Sediments were collected from 63 locations in the
 coastal bays and harbors of the Long Island Sound in August, 1991  (Wolfe et al., 1994).
 Sediment samples from 30 locations in Boston Harbor were collected in June and July 1993
 (Long et al., 1996).  Sediment samples from 38 locations  in the Hudson  River Estuary were
 collected from March to May  1991 (Long et al., 1995). Sediment samples were collected in
 the REMAP program from 140 locations from the New York/ New Jersey Harbor Estuary
 System (Adams et al., 1996).  All  of the above sediment grab samples were from
 approximately the top 2 cm of undisturbed sediment.
                                   Draft for SAB 1-97

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       50

w
       •50
      •100
      -150
       -200I	
        0.01
O  EMAPVP
O  REMAP NY-NJ HARBOR ESTUARY
O  NOAAUBO.HR
                                                         a
                                                         o
  0.1
1          10

AVS (umol/g)
                                     100
                                                                  1000
       10.0
 -5*
 "5
 UJ
5.0
on

-5.0
10.0
0
e
0 fjffr t

•
•
.01
0
0
0 0
a o o
0 4 t^Jpo^k^tiL "°" °
^^qjg^ O^Q
t^^ °
&
#•
0.1 1 10 100 10
                                 AVS  (umo!/g)
 Figure 4-2.  SEM minus AVS values versus AVS concentrations in EMAP-Estuaries
 Virginian Province (U.S. EPA, 199t), REMAP-NY/NJ Harbor Estuary (Adams et al.,
 1996) and the NOAANST Long Island Sound (Wolfe et al., 1994), Boston Harbor (Long
 et al., 1996), and Hudson-Raritan Estuaries (Long et al., 1995); (see data in Appendix D).
 The upper plot shows all values, and the lower plot has the ordinate limited to SEM minus
 AVS values between -10 and +10.
                            Draft for SAB 1-98

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   For saltwater sediments, molar concentration of AVS typically exceeds that for SEM (SEM-
AVS  <0) for most of the samples across the entire range of AVS concentrations (Figure 4-2).
A total of 68 of the 398 saltwater sediments (17 percent) had an excess of metal, and only 4 of
the 68 (6 percent) had over 2 /^mol/g excess SEM.  As AVS levels increase above this
concentration fewer and fewer sediments have SEM-AVS differences that are positive;  none
occurred when AVS was >8.1 ^mol/g.  Unlike the sediments from the freshwater EMAP
survey in Lake Michigan, interstitial water was not measured hi these saltwater sediments.
Only five of the 68 sediments (7 percent) having excess of up to 0.9 ^mol/g SEM were toxic
in 10-d sediment toxicity tests with the amphipod Ampelisca abdita, whereas 79 of 330 (24
percent) sediments having an excess of AVS were toxic. The data support the interpretation
that (1) toxicity was NOT metals-related in the 79 sediments where AVS was in excess over
SEM; (2) metals might have caused the toxicity in the five toxic sediments having an excess of
metal, but even hi the absence of measurements  of interstitial water metals concentrations, we
speculate that metals toxicity is unlikely because there was only £0.9 /zmol/g excess SEM (the
molar concentration SEM most often exceeds that of AVS, in sediments having AVS
concentrations si /zmol/g); and (3) the absence of toxicity in sediments having an excess of
SEM of up to 4.4 i/mol/g indicates that significant metal-binding potential over that of  AVS
existed in some sediments. Organic carbon concentrations of from 0.05% to 15.2% (average
1.9 percent) provides for some  of this additional metal-binding.

   The data above appear to suggest that in the United States direct toxicity caused by metals
in sediments is extremely rare.  While this might be true, these data by themselves are
inconclusive and it would be inappropriate to use the data from the above studies to reach this
conclusion.  All of the above studies were conducted hi the summer when the seasonal
biogeochemical cycling of sulfur should produce the highest concentrations of iron
monosulfide which should make direct metal-associated toxicity less likely than hi the
whiter/spring months. Accurate assessment of the extent of the direct ecological risks of
metals in sediments requires that sediment monitoring occur hi the months of minimum AVS
concentration; typically November to early May. These yet to be conducted studies must
monitor at a minimum SEM, AVS, and interstitial water metal and toxicity. The data
presented here are not intended to be used to draw conclusions about toxicity due to
resuspension or bioaccumulation.
                                   Draft for SAB 1-99

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                                      SECTION 5

                                 IMPLEMENTATION

5.1    CONSIDERATIONS IN PREDICTING METAL TOXICITY

       Results of the short- and long-term laboratory and field experiments conducted to date
using sediments spiked with individual metals and mixtures of metals represent convincing
support of the conclusion that an absence (but not necessarily a presence) of metal toxicity can
be reliably predicted based upon metalrsulfide relationships and/or interstitial water metal
concentrations.  In contrast, much confusion exists in the use of this convincing evidence to
interpret the significance of metals concentrations in sediments from the field when toxicity
and benthic community structure measurements are available.  In addition, the use of these
observations as a basis for predicting metal bioavailability, or deriving ESG, raises a number
of conceptual and practical issues related to sampling, analytical measurements and effects of
additional binding phases. Many of these were addressed by Ankley et al. (1994), though the
most salient to the proposed derivation of ESG are  described below.

5.2    SAMPLING AND STORAGE

       Accurate prediction of exposure of benthic organisms to metals is critically dependent
upon sampling appropriate sediment horizons at appropriate times. This is because of the
relatively high rates of AYS oxidation due to natural processes in sediments and the
requirement that oxidation must be avoided during  sampling of sediments and interstitial
water. In fact it is this seemingly labile nature that has led some to question the practical
utility of using AYS as a basis for EqP-derived ESG for metals (Luoma and Carter, 1993;
Meyer et al., 1994).  For example, there have been many observations of spatial (depth)
variations in AYS concentrations, most of which indicate that surficial AYS concentrations are
less than those in deeper sediments (Besser et al., 1996; Boothman and Helmstetter,1992;
Brumbaugh et al., 1994; Hansen et al., 1996b; Hare et al., 1994; Howard and Evans, 1993;
Leonard et al., 1996a; Liber et al., 1996).  This likely is due to oxidation of AYS at the
sediment surface,  a process that is enhanced by bioturbation (Peterson et al., 1996). In
addition to varying with depth, AYS can vary seasonally. For example, in systems where
overly ing water contains appreciable oxygen during cold weather months, AYS tends to

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decrease, presumably due to a constant rate of oxidation of the AVS linked to a decrease in its
generation by sulfate-reducing bacteria (Herlihy and Mills, 1985; Howard and Evans, 1993;
Leonard et al.,  1993).  Because of potential temporal and spatial variability of AVS, it appears
that the way to avoid possible under-estimation of metal bioavailability is to sample the
biologically  "active" zone of sediments at times when AVS might be expected to be present at
small concentrations. We recommend that at a minimum AVS and SEM measurements be
made using surficial (0-2.0 cm) sediments during the period from November to early May in
aerobic aquatic  ecosystems.  Minimum AVS concentrations may not always occur during cool-
weather seasons; for example, systems that become anaerobic during the winter can maintain
relatively large  sediment AVS concentrations (Liber et al., 1996).  Therefore,  seasonal
measurements of AVS, SEM and interstitial metal concentrations may need to be determined.
Importantly, the biologically active zones of some benthic communities may be within only the
first few millimeters hi surface depth while in other communities the biologically active zones
may be up to a meter.  So in order to ensure sufficient characterization,  multiple sediment
horizons may require sampling of interstitial water, SEM and AVS to determine the potential
for exposure to  metals.

       The somewhat subjective aspects of these sampling recommendations have been of
concern. Recent research suggests that the transient nature of AVS may be over-stated relative
to predicting the fate of all metal-sulfide complexes in aquatic sediments. Observations from
the Duluth EPA laboratory made in the early 1990s indicated that AVS concentrations in
sediments contaminated by metals such as cadmium and zinc tended to be elevated over
concentrations typically expected in freshwater systems (G.T. Ankley, unpublished data). The
probable underlying basis for these observations did not become apparent, however, until a
recent series of spiking and metal-sulfide stability experiments. The field colonization study of
Liber et al. (1996) demonstrated a strong positive correlation between the amount of zinc
added to test sediments and the resultant concentration of AVS in the samples.   In fact, the
initial design of their study attempted to produce test sediments with as much as five-tunes
more  SEM^ (nomimal) than AVS; however,  the highest measured SEMz,, /AVS ratio
achieved was only slightly larger than 1.  Moreover, the expected surficial depletion and
seasonal variations hi AVS were unexpectedly low hi the zinc-spiked sediments. These
observations suggested that zinc sulfide, which comprised the bulk of AVS in the spiked
sediments, was more stable than the iron sulfide that presumably was the source of most of the
AVS  hi the control sediments. The apparent stability of other metal sulfides versus iron

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sulfide also has been noted in laboratory spiking experiments with freshwater and saltwater
sediments (Boothman et al., 1996; De Witt et al.,  1996; Hansen et al., 1996b; Leonard et al.,
1995; Peterson et al., 1996; Sibley et al., 1996).

        In support of these observations, recent metal-sulfide oxidation experiments conducted
by Di Toro et al. (1996b) have confirmed that cadmium and zinc form more stable  sulfide
solid phases than iron. If this is also true for sulfide complexes of copper, nickel and lead, the
issue of seasonal/spatial variations hi AVS becomes of less concern because most of the studies
evaluating variations in AVS have focused on iron sulfide (i.e., uncontaminated sediments).
Thus, further research concerning the differential stability of metal-sulfides, both from a
temporal and spatial perspective, is definitely warranted.

5.2.1  Sediments

       At a minimum, sampling of the surficial 2.0 cm of sediment in between November and
early May is recommended.  A sample depth of 2.0 cm is more appropriate for remediation
and monitoring. In some instances such as for dredging or where depths greater than 2 cm are
important than sample depths should be planned based on particular study needs. Sediments
can be sampled using dredges, grabs, or coring, but mixing of aerobic and anaerobic
sediments must be avoided because the trace metal speciation La the sediments will be altered
(See Bufflap and Allen, 1995 for detailed recommendations to limit sampling artifacts).
Coring is generally less disruptive, facilitates sampling of sediment horizons and limits
potential metal contamination and oxidation if sealed PVC core liners are used.

       Sediments not immediately analyzed for AVS and SEM must be placed in sealed air-
tight glass jars and refrigerated or frozen.  Generally, 50 ml or more of sediment should be
added to nearly fill the jar. If sediments are stored this way there will be little oxidation of
AVS even after several weeks. Sampling of the stored sediment from the middle of the jar
will further limit potential effects of oxidation on AVS. Sediments experiencing oxidation of
AVS during storage will become less black or grey if oxidized.  Because the rate of metal-
sulfide oxidation is markedly less than that of iron sulfide, release of metal during storage is
unlikely.
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5.2.2  Interstitial Water

       Several procedures are available to sample interstitial water in situ or ex situ. Carignan
et al. (1985) compared metals concentrations in interstitial water obtained by ex situ
centrifugation at 11,000 rpm followed by double filtration (0.45 //m and 0.2 or 0.03 /^m) and
in situ diffusion samplers with a 0.002 /^m interstitial size.  For the metals of concern in this
guidelines document, concentrations of nickel and cadmium were equivalent using both
methods and concentrations of copper and zinc were higher and more variable  using
centrifugation. They recommended the use of in situ dialysis for the study of trace
constituents hi sediments because of its inherent simplicity and the avoidance of artifacts that
can occur with the handling of sediments in the laboratory.

       More recently Bufflap and Allen (1995) reviewed four procedures for the collection of
interstitial water for trace metals analysis.  These included ex situ squeezing and centrifugation
and in situ dialysis and suction filtration.  This paper should be read by those selecting a
interstitial water sampling method.  They observed that each method has its own advantages
and disadvantages, and that each user must make their own choice given the inherent errors of
each method.  Importantly, interstitial water must be extracted by centrifugation or squeezing
in an inert atmosphere until acidified because oxidation will alter metal speciation.  Artifacts
may be caused by temperature changes in ex situ methods that may be overcome by
maintaining temperatures to those in situ. Contamination of interstitial water by fine particles
is important in all methods as differentiation of paniculate and dissolved metal is a function of
interstitial size.  The use of 0.45 pm filtration,  while an often accepted definition of
dissolved, may result hi laboratory  to laboratory discrepancies. The use of suction filtration
devices is limited to coarser sediments, and they do not offer depth resolution.  The use of
diffusion samplers is hampered by the tune required for equilibrium (7-14 days) and the need
for diver placement and retrieval in deep waters. Acidification of interstitial water obtained
by diffusion or from suction filtration must occur immediately  to limit oxidation. Bufflap and
Allen (1995) conclude that in situ techniques have less potential for producing  sampling
artifacts  than ex situ procedures. They concluded that of the in situ procedures, suction
filtration has the best potential for producing artifact free interstitial water samples directly
from the environment.  Of the ex situ procedures they concluded that centrifugation under a
nitrogen atmosphere followed immediately by filtration and acidification was the simplest
technique likely to result in an unbiased estimate of metal concentrations in interstitial water.

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 At present, EPA recommends filtration of the surface water through 0.4 to 0.45 ^
 polycarbonate filters to better define that fraction of aqueous metal associated with toxicity
 (Prothro, 1993).  Thurman equates the organic carbon retained on a 0.45 micrometer glass-
 fiber filter to suspended organic carbon so that this filtration procedure under nitrogen
 atmosphere followed immediately by acidification is acceptable for interstitial waters.
 However in studies comparing collection and processing methods for trace metals,  sorption to
 filter membranes or filtering apparatus has been identified when losses occur (Ozretich and
 Schults, 1998).  Ozretich and Schults, 1998 have recently presented a method combining
 longer centrifugation times with a unique single-step IW withdrawal procedure which has the
 potential for minimizing metal losses by eliminating the need for filtration.

       In contrast to the above recommendations, EPA recommends the use of dialysis
 samplers to obtain samples of interstitial water for comparison of measured concentrations of
 dissolved metals with WQC. This is primarily because diffusion samplers obtain interstitial
 water with the proper in situ geochemistry thus limiting artifacts of ex situ sampling.  Further,
 EPA has found that in shallow waters where contamination of sediments is most likely,
placement of diffusion samplers  is easily accomplished and extended equilibration times are
not a problem.  Secondly, EPA recommends the use of centrifugation under nitrogen and
double 0.45/^m filtration using polycarbonate filters for obtaining interstitial water from
sediments in deeper aquatic systems. Probably most importantly, the extremely large database
comparing interstitial metals concentrations with organism responses from spiked and field
sediment experiments in the laboratory has demonstrated that, where the interstitial water toxic
unit  concept predicted that metals concentrations in interstitial water should not be toxic,
toxicity was not observed when either dialysis samplers or centrifugation were used (Berry et
al., 1996; Hansen et al.f 1996a). Therefore, it is likely that when either methodology is used
to obtain interstitial water for comparison with WQC, if metals concentrations are below 1.0
IWGTU sediments should be acceptable for protection of benthic organisms.

5.3    ANALYTICAL MEASUREMENTS

       An important aspect to deriving "global" ESG values is that the methods necessary to
implement the approach must be reasonably standardized or have been demonstrated to
produce results that are comparable to those of standard methodologies.  From the standpoint
of the proposed metal ESG,  a significant amount  of research has gone into defining

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methodologies to obtain interstitial water and sediments (see Section 5-2 above), to extract
SEM and AVS from sediments, and to quantify AVS, SEM and the metals in interstitial water.
                   X
5.3.1  Acid Volatile Sulfide

       The SEM/AVS extraction method recommended by EPA is that of Allen et al. (1993).
In terms of AVS quantification, a number of techniques have been successfully utilized
including gravimetric (Di Toro et al., 1990; Leonard et al., 1993), colorimetric (Corawell and
Morse, 1987), gas chromatography - photoionization detection (Casas and Crecelius, 1994;
Slotton and Reuter,  1995) and specific ion electrodes (Boothman and Helmstetter,1992;
Brouwer and Murphy, 1994; Brumbaugh et al., 1994; Leonard et al., 1996b).  Allen et al.,
1993 report a limit of detection for 50% accuracy of 0.01 ^mol/g for a 10-g sediment sample
using the colorimetric method. Based on several studies Boothman reports a detection limit of
1 fj.tnol AVS which  translates to 0.1 //mol/g dry weight for a 10 g sediment sample using the
ion specific electrode method (personal communication).

5.3.2  Simultaneously Extracted Metal

       Simultaneously extracted metals are operationally-defined as metals extracted from
sediment into solution by the acid volatile sulfide extraction procedure. The "dissolved"
metals in this solution are also operationally defined as the metal species which pass through
filter material used to remove the residual sediment, and thus are defined by the interstitial size
of the filtration material used. Common convention defines "dissolved" as metal species
<0.45-/un in size. SEM concentrations measured in sediments are not significantly different,
however, using Whatman 1 filter paper alone (< ll-/xm nominal interstitial  size) or in
combination with a 0.45-/*m filter (W. Boothman, unpublished data).  SEM solutions
generated by the AVS procedure can be analyzed for metals, commonly including cadmium,
copper, lead, nickel, silver and zinc by routine atomic spectrochemical techniques appropriate
for environmental waters (e.g. inductively coupled plasma atomic emission  or graphite furnace
atomic absorption spectrophotometry) (U.S. EPA, 1994b).  Because of the need to determine
metals at relatively low concentrations, additional consideration must be given to preclude
contamination during collection, transport and analysis (U.S. EPA,  1995d,e,f,g).
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 5.3.3  Interstitial Water Metal

       Interstitial water can be analyzed for the metals cadmium, copper, lead, nickel, silver
 and zinc by routine atomic spectrochemical techniques appropriate for environmental waters
 (e.g. inductively coupled plasma atomic emission or graphite furnace atomic absorption
 spectrophotometry) (U.S. EPA, 1994b). Because of the need to determine metals at
 concentrations at or below the threshold of biological effects (i.e., WQC concentrations);
 additional consideration must be given to preclude contamination during collection, transport
 and analysis (U.S. EPA, 1995d,e,f,g).  (See guidance on clean chemistry techniques in U.S.
 EPA, 1994c.)'Generally, detection limits should be at <;0.1 IWGTU, because the toxic unit
 contributions of each of the metals must be summed.
                                                                         i
 5.4    ADDITIONAL BINDING PHASES

       Although AYS is an important binding phase for metals, there clearly are other
physico-chemical factors that influence metal partitioning in sediments. In aerobic systems, or
those with low productivity (i.e., where the absence of organic carbon limits sulfate
reduction), AYS plays little or no role in determining interstitial water concentrations of
metals.  For example, Leonard et al. (1996a) found that a relatively large percentage of
surficial sediments from open areas in Lake Michigan did not contain detectable AYS. In fact
the great majority (42 of 46) of samples analyzed by Leonard et al. (1996a) contained less
AYS than SEM, yet interstitial water metal concentrations of cadmium, copper, nickel, lead
and zinc were consistently small or non-detectable.  Even in sediments where concentrations of
AYS are significant, other partitioning phases may provide additional binding capacity for
SEM (e.g., Ankley et al., 1993; Calamono et al., 1990; Slotton and Reuter, 1995). In aerobic
sediments both organic carbon and iron and manganese oxides control interstitial water
concentrations of metals (Calamono et al,.  1990; Jenne, 1968; Luoma and Bryan, 1981;
Tessier et al., 1979). In anaerobic sediments, organic carbon appears to be an important
additional binding phase controlling metal partitioning, in particular for cadmium, copper and
lead (U.S. EPA, 1994a).

       Even in substrates with very little metal binding capacity (e.g., chromatographic sand),
surface adsorption associated with cation exchange capacity will control interstitial water metal
concentrations to some degree (Hassan et al., 1996). Although an ideal ESG model for metals

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would incorporate all possible metal binding phases, current knowledge concerning
partitioning/capacity of phases other than AVS is insufficient for practical application of a
multiple phase model for deriving ESG hi this sediment guidelines document.
5.5    PREDICTION OF THE RISKS OF METALS IN SEDIMENTS BASED ON EqP

       It is important to repeat that conclusions about sediment toxicity based on SEM-AVS
concentrations pertain only to cadmium, copper, lead, nickel, silver and zinc. (1) When the
molar concentration of AVS exceeds that of SEM (negative SEM-AVS) sediment toxicity due
to these metals is unlikely and any observed toxicity is most likely from some other cause.
This is important because toxicity observed in sediments having an excess of AVS is often
incorrectly assumed to disprove the EqP metals theory. The correct conclusion is that some
factor other than metals caused the effect.  This can be further substantiated if the toxic unit
concept is applied to metal concentrations measured hi interstitial water; the absence of
significant concentrations of metals coupled with the negative SEM-AVS are powerful
evidence that metals are an unlikely cause of the effect.  (2) Sediments can only be toxic from
the metals cadmium, copper, lead, nickel, silver and zinc when the molar concentrations of
SEM exceed those of AVS (SEM-AVS differences are positive).  Measurements of interstitial
water concentrations of metals are invaluable hi demonstrating that the sediments are toxic
because of metals, and these measurements will provide insights into the specific metal(s)
causing the observed toxicity. (3) It is not uncommon for toxicity to be absent in sediments
having concentrations  of SEM that exceed those of AVS (SEM-AVS  is positive). This is
because other metal binding phases hi sediments often reduce the concentrations of
bioavailable metal.  (4) When sediments are toxic, and SEM-AVS is greater than 0.0, the
toxicity may or may not be metals-related.  Often sediments having SEM-AVS of up to 10
Mmoles SEM/g are not toxic because the excess metals are associated with  other binding
phases. Measurements of interstitial water concentrations of metals are invaluable hi
demonstrating an absence or presence of bioavailable metal.
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                                    SECTION 6

                             GUIDELINES STATEMENT

       The procedures described in this document indicate that, except possibly where a
locally important species is very sensitive, benthic organisms should be acceptably protected in
freshwater and saltwater sediments if any one or both of the following two conditions is
satisfied: (a) If the sum of the molar concentrations of SEM  cadmium, copper, lead, nickel,
silver and zinc is less than or equal to the molar concentration of AYS or (b) the sum of the
dissolved interstitial water concentration of cadmium, copper, lead, nickel, silver and zinc
divided by their respective WQC is less than or equal to 1.0.

(a)     AVS Guidelines:

            i [SEN1MAVS]                                                    (4.5)

where

£ ,[SEMJ = [SEMcJ + [SEMcJ +  [SEMpJ + [SEMNJ  + [SEMzJ + [l/2SEMAg]

(b)     Interstitial Water Guidelines
                      l                                                        <4-8>
where
       [M.d]
            ,]    [FCV^]   [FCV^]  [FCVpbd]  [FCVN.d]  [FCV^]  [FCV^]

If any one of these two conditions are violated, this does not mean that the sediment violates the
ESG and is unacceptable. For example, if SEM exceeds AVS, or if the AVS in a sediment is non-
detectable, then condition (a) will be violated.  However, if there is sufficient sorption to particles,

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or organic carbon or other binding phases so that condition (b) is satisfied, then the sediment
meets the guideline and benthic organisms are acceptably protected from metals-induced sediment
toxicity.

       If both of these conditions are violated, or if the AVS Guideline is  violated and the
sediment is contaminated with silver then there'is reason to believe that the sediment may be
unacceptably contaminated by these metals. Further testing and evaluations would, therefore, be
useful hi order to assess actual toxicity and its causal relationship to the five metals.  These may
include acute and chronic tests with species that are sensitive to the metals suspected to be causing
the toxicity.  Also,  in situ community assessments, sediment TIEs  and seasonal characterizations
of the SEM, AVS and interstitial water concentrations would be  appropriate (Ankley et al., 1994).
       The ESG approaches are intended to protect benthic organisms from direct toxicity
associated with exposure to metal-contaminated sediments. They are not designed to protect
aquatic systems from metal release associated, for example, with sediment suspension, or the
transport of metals into the food web either from sediment ingestion or the ingestion of
contaminated benthos.  This latter issue, hi particular, should be the focus of future research given
existing uncertainty in  the prediction of bioaccumulation of metals by benthos (Ankley, 1996).

       It is repeated here that these guidelines apply only to the six metals discussed in this
document, copper cadmium, lead, nickel, zinc and silver.  Procedures for sampling and analytical
methods for interstitial water and sediments are discussed  hi Section 5, Implementation.
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                                      SECTION 7

                                     REFERENCES

Adams, W.J., R.A. Kimerle and R.G. Mosher. 1985. Aquatic safety assessment of chemicals
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Adams, D.A., J.S. O'Connor, and S.B. Weisberg.  1996. Draft Final Report Sediment Quality of
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Ankley, G.T., V.R. Mattson, E.N. Leonard, C.W. West and J.L. Bennett.  1993.  Predicting the
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Barrow, N.J.  and A.S. Ellis. 1986c. Testing a mechanistic  model.  V. The points of zero salt
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Berry, W.J., D.J. Hansen, J.D. Mahony, D.L. Robson, D.M. Di Toro, B.P. Shipley, B. Rogers,
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Boothman, W.S. and A. Helmstetter. 1992.  Vertical and seasonal variability of acid volatile
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Boothman, W., D. Hansen, W.  Berry, D. Robson, A. Helmstetter and J. Corbin. 1996. Abstract:
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Brouwer, H. and T.P. Murphy.  1994. Diffusion method for the determination of acid-volatile
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Brumbaugh, W.G., C.G. Ingersoll, N.E. Kemble, T.W. May and J.L. Zajcek.  1994. Chemical
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Bufflap, W.E. and H.E. Allen.  1995. Sediment interstitial water collection methods: A review.
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Calamono,  W., W. Ahlf and U. Forstner.  1990. Exchange of heavy metals between sediment
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Carignan, R., F. Rapin and A. Tessier. 1985. Sediment interstitial water sampling for metal
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       acid volatile sulfide hi determining cadmium bioavailability in sediments. Environ.

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       Toxicol. Chem. 10:1309-1319.

Casas, A.M. and E.A. Crecelius. 1994. Relationship between acid volatile sulfide and the
       toxicity of zinc, lead and copper in ma rine sediments.  Environ. Toxicol. Chem. 13:529-
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       metal bioavailability in sediments and the derivation of sediment quality criteria for metals.
       Vol 1. Briefing Report to the Science Advisory Board.  EPA 822-D-94-002. Office of
       Water, Office of Research and Development, Washington, DC, USA.

U.S. Environmental Protection Agency.  1994b. Methods for the determination of metals in
       environmental samples. Supplement I. EPA-600-R-94-111. Office of Research and

                                  Draft for SAB 1-126

-------
       Development, Washington, DC.

U.S. Environmental Protection Agency. 1994c. Interim guidance on determination and use of
       water-effect ratios for metals. EPA-823-B-94-001. Office of Water, Washington, DC,
       USA.

U.S. Environmental Protection Agency. 1995a.  An SAB report: review of the agencies approach
       for developing sediment criteria for five metals.  EPA-SAB-EPEC-95-020.  Office of
       Water, Washington, DC, USA.

U.S. Environmental Protection Agency. 1995b. Water quality criteria for dissolved metals.
       Federal Register Notice, 60(86):22231-22237.

U.S. Environmental Protection Agency. 1995c. Ambient water quality criteria- saltwater copper
       addendum. April 14, 1995. U.S. Environmental Protection Agency, Office of Water,
       Office of Science and Technology, Washington, D.C.

U.S. Environmental Protection Agency. 1995d. Method 1669: Sampling ambient water for trace
       metals at EPA Water Quality Criteria Levels. EPA-821-R-95-034. Office of Water,
       Engineering and Analysis Division (4303), Washington, DC 20460.

U.S. Environmental Protection Agency. 1995e. Method 1638: Determination of trace metals in
       ambient waters by inductively coupled plasma-mass spectrometry. EPA-821-R-95-031.
       Office of Water, Engineering and Analysis Division (4303), Washington, DC 20460.

U.S. Environmental Protection Agency. 1995f. Method 1639: Determination of trace metals hi
       ambient waters by stabilized temperature graphite furnace atomic absorption. EPA-821-R-
       95-032. Office of Water, Engineering and Analysis Division (4303), Washington, DC
       20460.

U.S. Environmental Protection Agency. 1995g. Method 1636: Determination of hexavalent
       chromium by ion chromatography. EPA-821-R-95-029. Office of Water, Engineering and
       Analysis Division (4303), Washington, DC 20460.

U.S. Environmental Protection Agency. 1996.  EMAP-Estuaries Virginian Province Data 1990-
       1993. Available from: EMAP Home Page WWW site, http://www.epa.gov/emap via the
       INTERNET. Accessed 1997 Sept 17.

                                 Draft for SAB 1-127

-------
 U.S. Environmental Protection Agency.  1997a.  The Incidence & Severity of Sediment
       Contamination in Surface Waters of the United States.  Vol 1: National Sediment Quality
       Survey (EPA 823-R-97-006), Washington, D.C.

 U.S. Environmental Protection Agency.  1997b.  The Incidence & Severity of Sediment
       Contamination in Surface Waters of the United States.  Vol 2: Data Summaries for Areas
       of Probable Concern (EPA 823-R-97-007), Washington, D.C.

 U.S. Environmental Protection Agency.  1997c.  The Incidence & Severity of Sediment
       Contamination in Surface Waters of the United States.  Vol 3: National Sediment
       Contaminant Point Source Inventory (EPA 823-R-97-008), Washington, D.C.

 U.S. Environmental Protection Agency.  1998a. Technical basis for establishing sediment quality
       criteria for nonionic organic chemicals by using equilibrium partitioning. (In preparation)
                                                                «
 U.S. Environmental Protection Agency.  1998b. Users guide for multi-program implementation of
       sediment quality criteria.  (In preparation)
    s^
 U.S. Environmental Protection Agency. 1998c. Guidelines for deriving site-specific sediment
       quality criteria for the protection of benthic organisms.  (In preparation)

Vaughan, D.J. and J.R. Craig. 1978.  Mineral chemistry of metal sulfides.  Cambridge, UK,
       Cambridge University Press.    ^-r ^. -v

Wang, W-X, S.B. Griscom and N.S. Fisher. 1997. Bioavailability of Cr(in) and Cr (VI) to
       marine mussels from solute and paniculate pathways. Environ.  Sci. Technol. 31:603-511.

Wang, Y.T. and H. Shen.  1997. Modelling Cr (VI) reduction by pure bacterial cultures.  Wat.
       Res. 31:727-732.

Wells, A.F.  1962.  Structural  inorganic chemistry.  London, Oxford University Press.

Wittbrodt, P.R. and C.D. Palmer.  1995.  Reduction of Cr (VI) in the  presence of excess soil
       fulvic acid.  Environ. Sci. Technol. 29:255-263.

 Wolfe, D.A., S.B. Bricker, E.R. Long, K.J. Scott and G.B. Thursby.  1994.  Biological effects
       of toxic contaminants in sediments from Long Island Sound and environs. National

                                  Draft for SAB 1-128

-------
      Oceanic and Atmospheric Administration Technical Memorandum NOS ORCA 80
      NOAA/NOS Office of Ocean Resources Conservation and Assessment, Silver Spring, MD
      USA.

Zamuda, C.D. and W.G. Sunda.  1982. Unavailability of dissolved copper to the American
      oyster Crassostrea virginica: Importance of chemical speciation.  Mar. Biol. 66:77-82.

Zouboulis, A.I., K.A. Kydros, et al.  1995.  Removal of hexavalent chromium anions from
      solutions by pyrite fines.  Wat. Res.  29:1755-1760.
                                 Draft for SAB 1-129

-------
           APPENDIX A
Glossary of Abbreviations and Equations
         Draft for SAB 1-130

-------
ACR         Acute-Chronic Ratio
Ag          Silver
AVS         Acid Volatile Sulfide
ASTM       American Society for Testing and Materials
Cd          Cadmium
Cd           Freely dissolved interstitial water concentration of contaminant
C            Total interstitial water concentration of contaminant
Cs           Concentration of contaminant in sediment
C^          Concentration of contaminant in sediment on an organic carbon basis
CCC         Criteria Continuous Concentration
CFR         Code of Federal Regulations
CLOGP      Computer program for generating partition coefficients
CMC        Criteria Maximum Concentration
CV          Coefficient of Variation
CWA        Clean Water Act
DOC         Dissolved Organic Carbon
EDTA       Ethlyene diamine tetra-acetic acid
EMAP       Environmental Monitoring and Assessment Program
ESG         Equilibrium Partitioning Sediment Guidelines
ESGoc       Organic carbon-normalized Equilibrium Partitioning Sediment Guidelines
f^          Fraction of organic carbon in sediment
EqP      '    Equilibrium partitioning
FAV         Final Acute Value
FCV         Final Chronic Value
{Fe2+}       activity of Fe2+ (mol/L)
[Fe2+]        concentration of Fe2+ (mol/L)
[FeS(s)]      concentration of iron sulfide (mol/L)
[FeS(s)]j   '   initial iron sulfide concentration in the sediment (mol/L)
FeS          Iron monosulfide
FPV         Final Plant Value
FRV         Final Residue Value
GC/EC       Gas Chromatography/Electron Capture
GC/MS      Gas Chromatography/Mass Spectrometry
GFAA       Graphite Furnace Atomic Absorption
                                Draft for SAB 1-131

-------
Kp
Kgp
LC50
IWGTU     Interstitial Water Guidelines Toxic Unit
IWTU       Interstitial Water Toxic Unit
KFeS         solubility product for FeS(s) [(mol/L)2]
KMS         solubility product for MS(s) [(mol/L)2]
             Organic carbon: water partition coefficient
             Octanol:  water partition coefficient
             Sediment: water partition coefficient
             Solubility product constant
             Concentration estimated to be lethal to SO percent of the test organisms within a
             specified time period.
             Liter
             divalent metal activity (mol/L)                             —
             concentration of M2+ (mol/L)
             concentraton of added metal (mol/L)
             concentration of solid-phase metal sulfide (mol/L)
             Cubic meter
             Microgram
             Micrometer
//mole       Micromole
mg          Milligram
mg/1         Milligram per liter
ml           Milliliter
mm         Millimeter
NA          Not Applicable, Not Available
ND          Not Determined, Not Detected
ng           Nanogram
Ni           Nickel
NOAA       National Oceanographic and Atmospheric Administration
NOEC       No Observed Effect Concentration
NST         National Status and Trends monitoring program
NTA         Nitrilotriacetic acid
Pb           Lead
pH          Negative logarithm of the effective hydrogen ion concentration
OEC         Observed Effect Concentration
[M2*]
[M]A
[MS(s)]
m3  or cum
//g
                                 Draft for SAB 1-132

-------
POC
ppb
ppm
ppt
REMAP
{s2-}
[S2!
[SEM]
SAB
SD
SLC
SEM
SOP
STORET
TDS
TOC
TU
TVS
U.S. EPA
WQC
Zn
fcr
[SFe(aq)]
[SM(aq>]
[SS(aq>]
Particulate Organic Carbon
Parts per billion
Parts per million
Parts per trillion                          A
Regional Environmental Monitoring and Assessment Program
activity of S2" (mol/L)
concentration of S2" (mol/L)
simultaneously extracted metal concentration (/xmol/g)
simultaneously extracted Cd concentration (/xmol/g)
simultaneously extracted Cu concentration (/xmol/g)
simultaneously extracted Ni concentration (/xmol/g)
simultaneously extracted Pb concentration (/xmol/g)
simultaneously extracted Zn concentration (/xmol/g)
U.S. EPA Science Advisory Board
Standard Deviation
Screening Level Concentration
Simultaneously Extracted Metals
Standard Operating Procedure
EPA's computerized water quality data base
Total Dissolved Solids
Total Organic Carbon
Toxic Unit
Total Volatile Solids
United States Environmental Protection Agency
Water Quality Criteria
Zinc
(Fe2+}/[SFe(aq)]
{M2+}/[Sm(aq)]
activity coefficient of Fe2+
activity coefficient of M2+
activity coefficient of S2"
concentration of total dissolved Fe(n) (mol/L)
concentration of total dissolved M(H) (mol/L)
concentration of total dissolved S(H) (mol/L)
                                 Draft for SAB 1-133

-------
            APPENDIX B
Solubility Relationships for Metal Sulfides
         Draft for SAB 1-134

-------
             Consider the following situation: a quantity of FeS is titrated with a metal that
forms a more insoluble sulfide.  We analyze the result using an equilibrium model of the M-
(II)-Fe(II)-S(-II) system.  The mass action laws for the metal and iron sulfides are
         YM"[M2+]Ys,-[S2-] = KMS                                                (B-l)
         v   r\>f2+iv  re 2-1 — IT                                                 /ti o\
         T Fe^*l    J • S L   J ~' "^FeS                                               \**~~/

where P^+], [Fe2+] and [S2"] are the molar concentrations; YM2»,1^2» and7sj- are the
activity coefficients; and K^ and KFeS are the sulfide solubility products.  The mass balance
equations for total M(H), Fe(II) and S(-II) are


         a-VfA/2*]  + [A«(5)]  = [M]A                                           (B-3)
          a"1 Fe^P762*] + [FeSCs)]  = [FeS(s)]j
where
          a'1 §J-[S2-] * [MS(s>]  + [FeS(s>] = [FeSCs^j                             (B-5)
                                                                                  (B-6)
              »  = |Fea1/lEFe(aq)]                                                 (B-7)
                                  Draft for SAB 1-135

-------
               = [S2-]/[£S(aq)]                                                 (B-8)
are the ratios of the divalent species concentrations to the total dissolved M(n), Fe(n), and S(-
n) concentrations, [SM(aq)], [SFe(aq)L and [SS(aq)], respectively. [MS(s>] and [FeS(s)] are
the concentrations of solid-phase metal and iron sulfides at equilibrium. [FeS(s)]i is the initial
iron sulfide concentration in the sediment, and [M]A is the concentration of added metal.

       The solution of these five equations can be obtained as follows. The  mass balance
Equations B-3 and B-4 for M(II) and FE(n) can be solved for [MS(s>] and [FeS(s)] and
substituted in the mass balance Equation B-5 for S(H):
                                                    = [M]A                     (B-9)
The mass action Equations B-l and B-2 can be used to substitute for [Fe2"1"] and [M2+], which
results in a quadratic equation for [S2"]:
                         YS2-[S21
The positive root can be accurately approximated by:
                                                                               (B-ll)
which results from ignoring the leading term in Equation B-10.  This is legitimate because the
term in parentheses in Equation B-10 is small relative to [M]A due to the presence of the
sulfide solubility products.  As a result, [S2"] is also small since it is in the denominator.

                                  Draft for SAB 1-136

-------
Hence, the leading term in Equation B-10 must be small relative to [M]A and can safely be

ignored.



      The metal activity can now be found from the solubility equilibrium Equation B-l:
so that
where
and
               F\>r2*l - V      L     - V
                *   - K	- K
                            KMS
                                 Draft for SAB 1-137

-------
Equation A-13 can be expressed as
                                       K,
                                         FeS
                                                                                (B-16)
The magnitude of the term in parentheses can be estimated as follows.  The first term in the
denominator is always greater than or equal to 1, ^+>. 1, because it is the reciprocal of two
terms both of which are less than or equal to 1, Equation B-14.  They are   0, since
all of'its terms are positive.  Thus, the denominator of the expression in parentheses is always
greater than 1, Ppe2*  + Vu^Msfcvts >  1- Therefore, the expression in parentheses is always
less than 1.  Hence, the magnitude of the ratio of metal activity to total added metal is
bounded from above by ratio of the sulfide solubility products:
           (Me2+}/[M]
(B-17)
This results applies if [FeS]; > [M]A so that excess [FeS(s)] is present.

       If sufficient metal is added to exhaust the initial quantity of iron sulfide, then [FeS(s)]
= 0. Hence, the iron sulfide mass action equation (B-2) is invalid and the above equation no
longer applies.  Instead, the only solid-phase sulfide is metal sulfide and
           [MS] =  [FeS];
(B-18)
so that, from the metal mass balance equation
                                  Draft for SAB 1-138

-------
                                                                             (B-19)
this completes the derivation of Equations 2-8 and 2-9.
                                Drc&forSAB 1-139

-------
                APPENDIX C
Lake Michigan EMAP Sediment Monitoring Database
             Draft for SAB 1-140

-------
Concentrations of SEM, AVS, TOC, and IWCTU for cadmium, copper, lead, nickel, and zinc in 46 surficial samples from Lake Michigan
Sample TOC
(»)
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
0.18
4.63
3.36
4.89
0.92
4.37
5.27
0.08
4.27
2.11
1.89
0.41
2.87
3.68
0.28
0.07
3.51
0.40
1.73
0.69
2.51
1.17
0.13
1.03
0.63
0.30
0.29
0.21
0.11
0.05
0.27
4.95
0.54
6.75
0.18
0.15
0.56
0.10
0.06
2.68
0.16
1.80
1.29
0.05
0.14
0.57
SEM AVS
(umol/g) (umol/g)
0.53
3.46
2.78
3.55
0.14
2.82
1.20
0.17
1.47
0.25
1.12
0.74
1.17
1.56
1.32
0.17
0.75
0.97
1.74
0.70
0.19
0.59
0.21
0.62
0.13
0.15
0.25
0.12
0.20
0.04
0.85
1.17
0.44
1.37
0.26
0.06
0.17
0.22
0.06
5.83
0.16
0.56
1.02
0.06
0.16
0.66
0.03
0.35
0.06
0.05
0.03
1.13
0.13
0.03
4.49
" 0.03
0.03
0.07
0.18
0.03
0.44
0.05
0.08
0.03
0.15
0.03
0.05
0.03
0.03
0.03
0.20
0.03
0.03
0.03
0.06
0.03
0.03
1.66
0.12
0.09
0.03
0.05
0.05
0.12
0.03
0.03
0.07
0.03
2.25
0.03
0.05
0.03
SEM-
AVS
0.51
3.11
2.72
3.50
0.12
1.69
1.07
0.15
-3.02
0.23
1.10
0.67
0.99
1.54
0.88
0.12
0.67
0.95
1.59
0.68
0.14
0.57
0.19
0.60
-0.07
0.13
0.23
0.10
0.14
0.02
0.83
•0.49
0.32
1.28
0.24
0.01
0.12
0.10
0.04
5.81
0.09
0.54
-1.23
0.04
0.11 .
0.64

Cadmium
-
0.029
0.018
0.018
0.0002
0.024
0.029
0.115
0.050
-
-
0.0002
-
0.0002
0.0002
-
0.018
-
0.079
-
-
.
-
-
-
.
-
0.0002
0.0002
.
.
0.012
-
0.018
-
-
-
-
-
0.003
-
0.006
0.0002
-
-
-


Copper Lead
-
0.003
0.308
0.266
0.034
0.049
0.003
0.003
0.034
-
-
0.070
-
0.003
0.119
-
0.060
-
0.013
-

-
-
-
-
-
-
0.155
0.003
-
-
0.036
-
0.041
-
-
-
-
-
0.119
-
0.003
0.028
-
-
-
-
0.00004
0.002
0.0004
0.0008
0.0002
0.0001
0.001
0.0008
-
.
0.002
-
0.0004
0.0002
-
0.0008
.
0.0008
-
-
.
.
-
-
.
-
0.0001
0.0004
.
.
0.0004
.
0.0002
-
-
-
-
-
0.001
-
0.0006
0.002
-
-

IWCTU
Nickel
.
0.005
0.003
0.003
0.006
0.004
0.006
0.006
0.004
-
.
0.0005
.
0.006
0.004
-
0.008
.
0.010
.
-
.
.
.
.
.
-
0.011
0.007
.
\
0.002
.
0.017
-
-
-
-
.
0.0005
.
0.008
0.0005
-
-
-
% Survival
Zinc
.
0.003
0.029
0.006
0.032
0.020
0.020
0.055
0.026
-
.
0.001
.
. 0.015
0.050
-
0.058
.
0.020
-
.
.
.
-
.
.
-
0.0003
0.0003
.
.
0.020
.
0.012
-
-
-
-
.
0.020
.
0.015
0.044
-
-
-
Sum HyaleUa Chironomus
azteca Unions
.
0.040
0.360
0.293
0.073
0.097
0.058
0.180
0.115
-
.
0.074
.
0.025
0.173
-
0.145
.
0.123
-
-
.
.
-
-
.
-
0.167
0.011
.
.
0.070
.
0.088
-
-
-
-
-
0.144
.
0.033
0.075
-
-
-
92.5
90
92.5
100
0
97.5
92.5
95
95
77.5
97.5
-
97.5
96.5
90
100
100
95
97.5
97.5
75
97.5
57.5
72.5
95
.
35
75 '
80
97.5
97.5
97.5
100
95
95
95
-
60
97.5
90
62.5
75
100
82.5
-
70
40
90
90
97.5
90
100
100
87.5
100
87.5
100
.
97.5
92.5
87.5
100
100
100
97.5
97.5
92.5
100
65
57.5
90
.
35
72.5
82.5
100
97.5
95
100
90
100
92.5
-
55
100
95
65
95
55
72.5
-
67.5
Source: Columns for Sample, TOC, SEM, AVS, SEM-AVS and IWCTU taken directly from Leonard et al., 1996a.  Column for lurvival
from personal communication with Leonard, 1998.

a AVS LOD=0.05 urn S/g
b Insufficient pore-water volume for metals analysis
t Cadmium LOD=0.01 ug/L (0.0002 IWCTU)
d Copper LOD =0.2 ug/L (0.0003 IWCTU)
e Lead LOD=0.1 ug/L (0.0001 IWCTU)
f Nickel LOD=0.5 ug/L (0.0005 IWCTU)
                                               Draft for SAB 1-141

-------
           APPENDIX D
Saltwater Sediment Monitoring Database
         Draft for SAB 1-142

-------
                               APPENDIX D
Concentrations of SEM, AVS, Toxicity and TOC for EMAP, NOAA NS &T and REMAP Databases
STUDY1
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
SEM
umol/g
.289
1.500
.066
.134
.266
.266
1.292
.347
.750
.212
.497
.624
.032
.988
.604
.031
1.597
1.065
.189
.018
.079
.421
.798
.903
1.202
.159
.246
.687
.699
1.663
.083
.740
.878
.044
.910
.567
.734
2.171
3.423
.197
.162
2.803
.472
2.079
AVS
umol/
1.400
.742
.029
.028
3.740
1.080
1.230
.087
.948
.283
.490
13.400
.024
81.100
3.340
.331
72.400
8.480
6.460
.034
.976
3.210
68.000
3.150
67.700
3.310
4.870
2.420
.430
116.000
1.300
.976
1.220
.025
3.430
.621
25.000
5.610
138.000
.892
3.590
11.900
12.500
26.600
SEM-AVS
ugmol/g
-1.111
.758
.037
.106
-3.474
-.814
.062
.260
-.198
-.071
.007
-12.776
.008
-80.112
-2.736
-.300
-70.803
-7.415
-6.271
-.016
-.897
-2.789
-67.202
-2.247
-66.498
-3.151
-4.624
-1.733
.269
-114.337
-1.217
-.236
-.342
.019
-2.520
-.054
-24.266
-3.439
-134.577
-.695
-3.428
-9.097
-12.028
-24.521
SURVIVAL"
%
100.
98.
99.
103.
99.
102.
107.
102.
99.
108.
103.
113.
101.
101.
107.
98.
102.
93.
103.
99.
97.
111.
104.
99.
105.
104.
106.
93.
91.
100.
99.
101.
98.
106.
104.
104.
107.
102.
100.
107.
82.
101.
101.
94.
SIGNIFICANCE'
%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
TO(
.60
2.68
.17
.14
.49
.56
1.80
.30
.95
.37
1.00
1.58
.11
3.36
1.38
.09
4.19
3.17
.32
.15
.14
.49
2.84
2.85
2.28
.51
.71
1.70
2.05
4.12
.14
2.30
2.84
.15
3.00
.76
2.21
2.57
4.14
.37
.81
2.36
2.77
3.18
                          Draft for SAB 1-143

-------
STUDV
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
SEM
umol/g
.445
2.228
.847
1.402
1.425
.263
2.936
.394
3.074
2.555
.452
.173
.578
.209
5.411
1.298
1.039
.960
7.369
1.380
4.259
8.229
3.535
2.543
2.124
.188
.229
1.820
3.468
1.622
.693
.294
.178
.223
.239
.801
.751
.299
.341
.205
2.415
.632
1.516
3.249
.462
.043
.050
AVS
umol/
.056
15.100
17.300
52.700
22.300
.079
29.600
.031
10.400
.402
.480
.201
.257
3.460
17.800
.228
.705
12.900
3.460
2.270
54.600
68.000
61.800
35.600
35.600
.836
.692
.227
14.600
6.080
1.200
.026
.074
.087
1.120
5.120
.090
.090
.174
.611
4.050
28.200
52.700
12.300
6.140
.024
.025
SEM-AVS
	 jsangife. 	
.389
-12.872
-16.453
-51.298
-20.875
.184
-26.664
.363
-7.326
2.153
-.028
-.028
.321
-3.251
-12.389
1.070
.334
-11.940
3.909
-.890
-50.341
-59.771
-58.265
-33.057
-33.476
-.648
-.463
1.593
-11.132
-4.458
-.507
.268
.104
.136
-.881
•4.319
.661
.209
.167
-.406
-1.635
-27.568
-51.184
-9.051
-5.678
.019
.025
SURVIVAL11
%
106.
103.
99.
109.
88.
84.
100.
87.
104.
96.
100.
98.
101.
96.
100.
100.
102.
94.
87.
97.
76.
43.
99.
33.
0.
108.
95.
104.
102.
102.
99.
95.
81.
104.
88.
92.
102.
104.
105.
95.
100.
88.
85.
103.
108.
100.
102.
SIGNIFICANCE" TOC
%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
o
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

.20
2.92
2.38
2.70
3.14
.27
4.15
.18
2.47
2.18
1.07
.22
.65
.36
2.78
.51
.30
1.91
1.86
.25
2.47
4.98
3.19
2.50
2.15
.35
.46
1.90
2.08
2.02
1.11
.38
.42
.43
.31
1.88
.66
.43
.99
.71
2.25
3.35
7.01
3.29
2.19
.18
.17
Draft for SAB 1-144

-------
STUDY*
EMAP-VA
EMAP-VA
EMAP-VA s
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
EMAP-VA
NOAA- LI
NOAA-LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA-LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA-LI
NOAA-LI
NOAA- LI
NOAA- LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA- LI
NOAA-LI
NOAA- LI
NOAA-LI
NOAA-LI
NOAA- LI
NOAA- LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA-LI
NOAA- LI
NOAA-LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA-LI
NOAA- LI
SEM
umol/g_
1.177
.624
..799
,.020
.088
2.220
.813
.851
.701
1.113
.601
1.505
.701
.717
2.163
.616
2.368
1.278
2.253
.865
.950
1.113
1.026
1.446
2.777
.211
2.665
2.813
1.235
2.198
3.624
3.594
1.342
2.462
.964
.332
2.311
.623
.896
.544
.641
.355
.222
2.262
1.307
1.963
2.785
AVS
umol/
3.460
6.210
29.700
.259
4.150
59.600
.381
.029
3.600
3.510
6.440
18.730
5.630
13.090
65.310
6.940
19.990
4.710
59.590
3.880
16.520
14.950
.850
12.480
29.720
.090
78.900
35.050
2.080
14.690
21.800
27.410
37.970
46.450
1.000
4.010
79.890
6.610
16.370
2.170
2.060
1.390
4.180
39.960
.380
51.820
61.020
SEM-AVS
ugmol/£_
-2.283
-5.586
-28.901
-.239
-4.062
-57.380
.432
.822
-2.899
-2.397
-5.839
-17.225
-4.930
-12.373
-63.147
-6.324
-17.622
-3.432
-57.337
-3.015
-15.570
-13.837
.176
-11.034
-26.943
.121
-76.235
-32.237
-.844
-12.492
-18.176
-23.816
-36.628
-43.988
-.036
-3.678
-77.579
-5.987
-15.475
-1.626
-1.419
-1.035
-3.958
-37.698
.927
-49.857
-58.235
SURVIVAL* S
% 5
100.
104.
100.
96.
100.
74.
93.
87.
100.
96.
96.
93.
93.
93.
92.
92.
91.
91.
91.
91.
90.
89.
88.
88.
87.
87.
87.
86.
84.
84.
83.
82.
82.
82.
81.
81.
81.
80.
80.
79.
79.
79.
77.
77.
76.
76.
76.
SIGNIFICANCE" '
fe
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1.
1.
1.
1.
1.
1.
1.
1.
TOC
1.83
2.25
4.10
.30
.25
2.18
.98
.57
.74
1.12
1.43
2.56
.77
2.05
3.22
.81
3.02
1.81
2.51
1.32
1.52
2.00
1.63
2.05
2.81
.54
3.33
3.83
1.58
2.80
2.48
2.59
1.85
3.18
1.60
1.29
3.69
.67
1.11
.27
1.56
.64
.45
2.67
1.56
3.46
3.81
Draft for SAB 1-145

-------
STUDY*
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- LI
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NNOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
SEM
umol/g.
4.333
1.927
.004
3.831
.808
1.783
2.622
.597
1.181
1.862
2.726
2.102
2.471
1.870
1.607
4.942
2.705
2.087
1.514
2.629
3.194
.872
1.080
.123
2.914
2.218
2.609
3.650
1.634
1.267
2.892
2.511
.661
2.458
1.872
.959
2.480
.784
.943
1.683
1.753
2.447
1.839
1.296
1.697
1.390
2.310
AVS
umol/
16.080
3.710
24.580
9.250
.960
40.630
61.840
1.090
3.730
50.390
62.760
33.630
7.220
17.120 ,
17.810
100.800
83.010
26.730
30.880
32.050
35.390
25.810
11.300
5.310
2.893
2.369
43.959
101.984
5.237
3.256
80.584
2.241
13.490
23.077
48.062
53.288
7.599
22.486
8.831
42.399
17.697
10.958
68.306
56.838
9.089
43.801
51.857
SEM-AVS
ugmol/g_
-11.747
-1.783
-24.576
-5.419
-.152
-38.847
-59.218
-.493
-2.549
-48.528
-60.034
-31.528
-4.749
-15.250
-16.203
-95.858
-80.305
-24.643
-29.366
-29.421
-32.196
-24.938
-10.220
-5.187
.021
-.151
-41.350
-98.334
-3.603
-1.989
-77.692
.270
-12.829
-20.619
•46.190
-52.329
-5.119
-21.702
-7.888
-40.716
-15.944
-8.511
-66.467
-55.542
-7.392
-42.411
-49.547
SURVIVAL*
%
75.
75.
74.
73.
71.
70.
70.
69.
68.
67.
67.
64.
63.
61.
59.
54.
53.
47.
42.
39.
37.
34.
16.
10.
8.
15.
26.
29.
36.
52.
83.
86.
87.
87.
89.
90.
90.
91.
91.
92.
94.
94.
95.
96.
97.
97.
97.
SIGNIFICANCE' TOC
%
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
1.
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0

3.48
1.60
2.87
3.08
1.19
2.50
3.49
.76
.91
2.81
2.81
3.42
2.80
3.29
2.07
3.15
3.62
3.45
2.69
2.68
3.17
1.83
1.91
.22
3.05
2.89
3.74
1.83
1.72
1.53
6.98
2.12
1.00
3.15
3.25
2.39
4.45
1.88
1.78
3.41
1.41
4.45
2.54
3.05
2.68
3.27
3.35
Draft for SAB 1-146

-------
STUDY1
NOAA-BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA- BO
NOAA-HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA-HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA-HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA-HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA-HR
NOAA-HR
NOAA-HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA- HR
NOAA-HR
NOAA- BA
REMAP-BA
SEM
umol/g.
.399
2.481
1.736
.958
9.192
1.525
.678
5.037
4.202
1.174
1.855
3.092
2.997
2.581
2.869
5.442
2.618
5.061
2.376
6.998
4.480
4.662
5.896
3.103
1.662
3.512
.273
.335
1.664
2.674
5.532
4.029
4.614
3.379
4.240
4.303
5.209
4.801
4.697
2.600
1.013
1.527
.505
3.341
3.449
.270
.341
AVS
umol/
3.899
19.604
148.969
18.622
120.622
81.842 •
5.679
69.320
21.980
27.540
14.170
51.770
79.710
61.050
28.080
25.900
1.080
12.240
4.390
63.450
20.780
23.720
51.580
59.780
7.230
25.840
.050
.036
18.760
3.630
29.210
18.440
20.530
30.120
19.320
22.570
14.570
35.370
54.710
56.730
10.160
15.130
.630
43.920
37.860
.950
.156
SEM-AVS
ugmol/g_
-3.500
-17.123
-147.233
-17.664
-111.430
-80.317
-5.001
-64.283
-17.778
-26.366
-12.315
-48.678
-76.713
-58.469
-25.211
-20.458
1.538
-7.179
-2.014
-56.452
-16.300
-19.058
-45.684
-56.677
-5.568
-22.328
.223
.299
-17.096
-.956
-23.678
-14.411
-15.916
-26.741
-15.080
-18.267
-9.361
-30.569
-50.013
-54.130
-9.147
-13.603
-.125
-40.579
-34.411
-.680
.185
SURVIVAL" S
% i
99.
99.
99.
99.
100.
102.
103.
0.
41.
11.
18.
101.
112.
119.
81.
95.
109.
97.
108.
0.
20.
14.
2.
77.
19.
0.
91.
93.
69.
3.
96.
51.
91.
88.
101.
102.
101.
70.
38.
37.
29.
68.
105.
86.
76.
96.
84.
«GNIFICANCEC TO<
K
0
0
0
0
0
0
0
1.
1.
1.
1.
0
0
0
0
0
0
0
0
1.
1.
1.
1.
1.
1.
1.
0
0
1.
1.
0
1.
0
0
0
0
0
1.
1.
1.
1.
1.
0
0
1.
0
0
c
.80
3.31
2.94
1.77
4.61
2.96
1.45
5.02
3.47
1.88
4.44
3.86
3.09
2.86
2.50
2.20
2.67
2.98
2.49
1.98
2.98
3.19
4.78
3.99
2.61
4.44
.07
.07
.69
1.00
3.18
2.20
1.94
2.80
3.15
3.02
3.21
2.98
3.47
1.47
.77
.95
.25
2.55
3.63
.26
.06
Draft for SAB 1-147

-------
STUDY*
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA -
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-BA
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
SEM AVS
umol/g, umol/
.888
.722
.362
2.138
3.008
.151
.115
.543
.103
.167
.073
.294
.120
.109
.185
.120
.347
.120
2.275
.344
.258
.119
.258
.494
.109
.266
.327
.230
2.026
14.550
3.332
3.763
.357
.524
.244
1.247
2.478
1.744
.131
.846
4.399
3.884
.673
3.150
.270
.162
2.880
12.971
4.948
.936
3.295
3.941
.555
.156
.156
.156
.932
.156
.156
.156
.156
.156
.156
.156
.156
16.592
.012
.343
.156
.156
.156
.156
.156
.393
6.400
47.793
389.857
243.322
201.687
10.923
3.974
4.502
48.130
47.376
.156
1.184
.927
116.954
237.650
21.769
43.975
4.491
.873
153.755
SEM-AVS SURVIVAL* SIGNIFICANCE" TOC
ugmol/g_ % %
-12.083
-4.226
-.574
-1.157
-.933
-.404
-.041
.387
-.053
-.765
-.083
.138
-.036
-.047
.029
-.036
.191
-.036
-14.317
.332
-.085
-.037
.102
.338
-.047
.110
-.066
-6.170
-45.767
-375.307
-239.990
-197.924
-10.566
-3.450
-4.258
-46.883
-44.898
1.588
-1.053
-.081
-112.555
-233.766
-21.096
-40.825
-4.221
-.711
-150.875
92.
85.
98.
95.
95.
96.
99.
94.
85.
97.
99.
91.
84.
92.
90.
88.
89.
81.
69.
91.
94.
84.
91.
86.
89.
86.
93.
83.
51.
0.
37.
79.
95.
98.
84.
91.
36.
69.
94.
73.
93.
89.
77.
91.
91.
98.
92.
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1.
0
0
0
0
0
0
0
0
0
1.
1.
1.
1.
0
0
0
0
1.
1.
0
1.
0
0
1.
0
0
0
0
4.05
.40
.26
.43
.18
.15
.08
.07
.05
.16
.05
.34
.83
.92
4.48
.83
1.26
.62
1.81
3.85
.77
2.23
.88
2.10
4.07
1.06
.29
.19
.77
1.52
.83
.97
.26
.35
.27
.54
1.12
1.14
.21
1.58
6.55
8.45
4.11
5.47
.74
1.40
7.70
Draft for SAB 1-148

-------
STUDV
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-JB
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-LS
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
SEM
umol/g
.323
.413
.377
.099
1.100
.209
.213
.954
2.759
.711
1.915
2.186
2.480
.606
3.289
3.241
.616
1.506
2.485
1.894
3.149
.632
1.057
.638
1.087
3.711
2.990
8.894
1.277
3.925
5.632
6.809
7.645
4.012
3.905
.942
3.515
2.216
3.323
3.391
3.443
2.466
2.294
5.768
1.013
2.479
.554
AVS
umol/
1.684
3.056
3.056
.686
58.945
1.466
.780
1.542
6.498
10.240
12.596
17.605
23.523
~ 2.501
91.773
56.100
1.070
26.201
28.248
25.394
64.643
1.310
4.647
.218
.312
17.184
59.256
60.816
23.266
42.727
114.770
135.354
150.012
43.663
26.229
6.531
7.134
11.243
7.573
4.820
3.982
20.273
11.046
5.028
11.079
25.687
2.634
SEM-AVS
ugmol/g
-1.361
-2.643
-2.679
-.587
-57.845
-1.257
-.567 '
-.588
-3.739
-9.529
-10.681
-15.419
-21.043
-1.895
-88.484
-52.859
-.454
-24.695
-25.763
-23.500
-61.494
-.678
-3.590
.420
.775
-13.473
-56.266
-51.922
-21.989
-38.802
-109.138
-128.545
-142.367
-39.651
-22.324
-5.589
-3.619
-9.027
-4.250
-1.429
-.539
-17.807
-8.752
.740
-10.066
-23.208
-2.080
SURVIVAL" !
%
93.
94.
92.
93.
96.
93.
95.
83.
96.
97.
97.
95.
99.
98.
95.
97.
95.
96.
96.
93.
93.
87.
90.
92.
90.
88.
80.
85.
92.
90.
86.
91.
92.
86.
89.
84.
87.
86.
85.
83.
95.
82.
84.
75.
90.
83.
84.
SIGNIFICANCE'
%
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1.
0
0
0
TOC
.20
1.20
1.30
.75
3.86
.58
.69
.26
.45
.56
.21
.27
.32
.25
.77
1.14
.15
.95
.25
' .98
.90
1.51
- 2.44
3.52
7.36
3.99
5.24
3.63
3.18
3.85
4.29
4.36
6.04
3.73
3.93
.67
.75
1.22
1.25
1.05
.88
1.40
.95
1.77
.76
.99
.60
Draft for SAB 1-149

-------
STUDY"
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-NB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB

REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-RB
REMAP-UH
REMAP-UH
REMAP-UH
SEM
umol/g.
5.222
5.116
14.791
4.917
.398
4.855
3.290
5.822
9.167
6.214
.794
4.985
5.280
2.268
6.678
2.833
.333
.756
.582
1.012
1.596
.326
2.709
5.485
f
3.596
5.329
.337
.986
.856
5.364
1.706
.371
.193
.869
1.288
1.650
2.422
.512
4.198
5.081
6.095
8.471
3.370
1.198
2.127
1.360
1.197
AVS
umol/
22.617
7.352
109.780
.530
.218
9.606
10.105
51.460
93.563
42.415
2.651
43.663
1.934
6.300
17.559
45.222
22.315
1.216
.821
.567
.447
.156
3.120
14.666

19.503
4.321
2.901
.156
.156
39.700
23.515
4.210
.156
19.617
.593
.624
.156
.156
4.086
36.490
5.957
8.078
17.247
.156
12.446
1.790
3.373
SEM-AVS
ugmol/g_
-17.395
-2.236
-94.989
4.387
.180
-4.751
-6.815
-45.638
-84.396
-36.201
-1.857
-38.678
3.346
•4.032
-10.881
-42.389
-21.982
-.460
-.239
.445
1.149
.170
-.411
-9.181

-15.907
1.008
-2.564
.830
.700
-34.336
-21.809
-3.839
.037
-18.748
.695
1.026
2.266
.356
.112
-31.409
.138
.393
-13.877
1.042
-10.319
-.430
-2.176
SURVIVAL"
%
83.
9.
8.
89.
94.
83.
60.
41.
25.
68.
93.
53.
83.
16.
77.
54.
93.
92.
94.
94.
95.
93.
70.
92.

62.
91.
97.
96.
96.
91.
93.
91.
92.
85.
92.
91.
98.
93.
90.
89.
4.
91.
94.
94.
83.
99.
92.
SIGNIFICANCE' TOC
%
0
1.
1.
0
0
0
1.
1.
1.
1.
0
1.
0
1.
1.
1.
0
0
0
0
0
0
1.
0

1.
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1.
0
0
0
0
0
0

1.48
1.45
9.15
3.10
2.42
2.62
5.70
2.22
6.48
3.24
2.36
3.90
6.10
1.99
15.20
2.02
1.23
.33
.30
.30
.17
.08
.42
2.29

.88
.97
.53
.12
.51
1.17
3.21
3.54
2.52
2.39
2.44
2.68
2.60
.42
2.63
2.08
3.03
5.30
3.91
1.03
3.43
1.26
5.85
Draft for SAB 1-150

-------
STUDY" SEM AVS
umol/g_ umol/
REMAP-UH 1.975 17.136
REMAP-UH 2.829 25.189
REMAP-UH 2.830 56.401
REMAP-UH 1.385 44.588
REMAP-UH 1.519 11.549
REMAP-UH 3.186 86.235
REMAP-UH 2.086 11.713
REMAP-UH 1.799 12.631
REMAP-UH .930 10.093
REMAP-UH .459 .156
REMAP-UH .889 2.623
REMAP-UH .833 2.464
REMAP-UH 1.317 15.563
REMAP-UH 2.480 32.123
REMAP-UH .626 9.949
REMAP-UH 1.500 5.427
REMAP-UH .723 1.341
REMAP-UH 4.158 13.504
REMAP-UH 2.241 27.788
REMAP-UH 2.907 29.285
REMAP-UH .852 1.591
REMAP-UH 2.294 53.955
REMAP-UH 2.995 33.995
REMAP-UH 2.981 44.910
REMAP-UH .677 10.323
a) Sources: EMAP-VA is U.S. EPA, 1996
NOAA-LI is Wolfe et al., 1994
NOAA-BO is Long et al., 1996
NOAA-HR is Long et al., 1995
REMAP is Adams et al., 1996
SEM-AVS SURVIVAL11 SIGNIFICANCE" TOC
U£inol/g_
-15.161
-22.360
-53.571
-43.203
-10.030
-83.049
-9.627
-10.832
-9.163
.303
-1.734
-1.631
-14.246
-29.643
-9.323
-3.927
-.618
-9.346
-25.547
-26.378
-.739
-51.661
-31.000
-41.929
-9.646
.




% - «
45.
84.
96.
88.
82.
93.
82.
37.
89.
98.
95.
86.
88.
87.
97.
89.
89.
96.
70.
95.
93.
15.
88.
94.
91.





%
1.
0
0
0
0
0
0
1.
0
0
0
0
0
0
0
0
0
0
1.
0
0
1.
0
0
0






2.33
.91
1.21
1.03
1.06
1.39
.79
1.06
.43
.13
.21
4.96
2.56
3.06
2.58
2.71
3.89
4.78
2.66
5.15
2.03
4.37
3.55
2.97
3.32





b) Conclusion of signifigance varies for three databases.
EMAP significance based on percent survival of control
NOAA significance based on percent survival kss than 80%
REMAP significance based on percent survival less than 80%
c) Significance: 0 - No significant toxichy
1 - Significant toxichy








Draft for SAB 1-151

-------
Sediment Assessment Presentation Materials

-------
 The Technical Basis of the Use of Acid Volatile Sulfide (AYS) and Interstitial
                 Water Normalizations in Sediment Guidelines

                                         by
                                    Walter J. Berry
                   U.S.EPA, Atlantic Ecology Division, Narragansett RI

                                 Dominic M. Di Toro
                             HydroQual, Inc., Mahwah NJ

                                   David J. Hansen
                   Great Lakes Environmental Center, Traverse City MI
                                     March 1999
INTRODUCTION

       The U.S. EPA Science Advisory Board (SAB) has endorsed the use of the equilibrium
partitioning (EqP) approach as the foundation for the Agency's sediment guidelines for both
nonionic organics and divalent metals (U.S.EPA, 1990,1992,1995). The EqP approach was chosen
because it was the only available approach that could provide numerical guidelines, applicable across
sediments, which had a firm theoretical basis (Figure 1). The usefulness of the sediment guideline
for metals (then referred to as the Sediment Quality Criterion) had several limitations, however. One
limitation was that it only applied to five metals: cadmium, copper, lead, nickel, and zinc. Another
limitation was that it was a "one-way criterion", which is to say that it could predict that some
sediments would not be toxic, but could not predict that other sediments would be toxic.
       This SAB review is intended to examine some modifications to the metals  guidelines
previously reviewed by the SAB which extend the usefulness of the EqP approach to assessing the
potential effects of metals in sediments. These modifications extend the use of acid volatile sulfide
(AVS) and interstitial water normalization to include chromium and silver, and may eliminate the
"one-way" limitation by incorporating organic carbon into the assessment of sediments contaminated
with metals.

       The technical basis of the use of acid volatile sulfide (AVS) and  interstitial water
normalizations in sediment guidelines has been extensively reviewed elsewhere. Ankley et al.
(1994) described the AVS and interstitial water approach and Ankley et al. (1996) reviewed all of
the available data. Ankley et al. (1996) was the first of a large collection of papers relating to the
use of AVS and interstitial water normalization in sediment assessment which appeared in the same

                                         2-2

-------
issue of Environmental Toxicology and Chemistry (December, 1996, Vol 15, No. 12).  In this
introduction we will first review the published literature on EqP as it relates to metals. Then we will
summarize the available data from acute laboratory sediment toxicity tests with spiked sediments
and with field sediments which can be used to test the utility of AVS and IWTU normalizations in
predicting sediment toxicity.   Then the available chronic data will be  summarized.  The data
pertaining to  the bioaccumulation of metals in relation to AVS normalization will be reviewed.
Some considerations of the use of AVS normalization of field sediments will be discussed. Finally,
the guidelines statements will be presented.

LITERATURE REVIEW

       Di Toro et al. (1990) showed that the toxicity of cadmium-spiked marine sediments was
linked to metals/AVS  ratios and interstitial water (IW) metals concentrations.  Since then several
studies using fresh and salt water sediments spiked with cadmium, copper, lead, nickel and zinc
(Berry et al., 1996; Casas and Crecelius, 1994; Green et al., 1993; Di Toro et al., 1992; Carlson et
al., 1991) have demonstrated the utility of these parameters in causally linking toxicity to metals in
sediments. Kemp and Swartz (1998) maintained constant IW concentrations in cadmium-spiked
sediments modified by varying quantities of organic carbon and found that mortality was correlated
with IW  concentration but not total sediment concentration.   The utility  of AVS and IW
normalizations has also been demonstrated in studies conducted at field  sites contaminated with
copper (Ankley et al., 1993) and a mixture of cadmium and nickel (Pesch et al., 1995; Di Toro et al.,
1992; Ankley et al., 1991).  Two colonization experiments with cadmium-spiked sediments, one
conducted in a freshwater lake (Hare et al., 1994) and a seawater colonization test conducted in the
laboratory (Hansen et al., 1996a) also support the use of this approach for predicting the toxicity of
these metals in sediments. The success of this approach for predicting the bioavailability of these
metals in sediments is in  direct  contrast to the lack  of success in using dry weight metals
concentrations for this purpose (Di Toro et al., 1990; Di Toro  et al., 1992; Luoma, 1989).

TECHNICAL BASIS

       The theoretical foundation for EqP-based AVS  predictions of metal toxicity is that the
sulfides of cadmium, copper, nickel, lead, and zinc all have lower sulfide solubility product constants
than do the sulfides of iron and manganese, which are formed naturally in sediments as a product
of the bacterial oxidation of organic matter (Goldhaber and Kaplan, 1974).  As a result, these metals
will displace manganese and iron whenever they are present together with manganese and iron
monosulfides (Di Toro et al., 1992).  Because the solubility product constants of these sulfides are
small, sediments with an excess of AVS will have very low metal activity in the IW and no toxicity
due to these metals should be observed in the sediments.

       The results of the studies cited above were consistent with the following predictions based
on EqP theory: 1) when sediments have an excess of AVS over metals, sediments will not be toxic,
and little or no metal will be present in the IW; and  2) when sediments have an excess of metals
over AVS, AVS binding potential will be exceeded and metals  will be present in the IW or available
to bind with other sediment phases  (i.e. total organic carbon) (Di Toro  et al., 1990). Nontoxic
sediments with a small excess of metals over AVS may have low IW concentrations, less than those

                                          2-3

-------
known to be toxic in water-only tests, suggesting the importance of additional metal binding phases
in sediments (Green et al., 1993; Ankley et al.,  1993; Gonzales et al.,  1992).  The appropriate
fraction of metals to use for AVS normalization is referred to as simultaneously extracted metal
(SEM). This is the metal which is extracted in the cold acid used in the AVS procedure.  This
fraction is appropriate because some metals form sulfides which are not fully labile in the short time
required for the AVS extraction (e.g. nickel and zinc) (Di Toro et al., 1992).  If a more  rigorous
extraction were used to increase the fraction of metal extracted which  did not also capture the
additional sulfide extracted, then the sulfide associated with the additional metal release would not
be quantified. This would result in an erroneously high metal to AVS relationship (Di Toro et al.,
1992).

       An analysis of a simple chemical equilibrium model for the system M(H), Fe (II), S(-D)
where M(E) are the divalent metals that form sulfides shows that

          {M}/[M]T > KWK^

Where {M} is the activity of M in the IW, [M]T is the total metal concentration, KMS is the solubility
product for the metal sulfide, MS, and KFeS is the solubility product of FeS. The ratio KMS/K^ is
10'5 6, 10'6 °, 10-10 5,10'1' °, 10-18 6 for M = Ni, Zn, Cd, Pb, and Cu, respectively (Berry et al., 1996).
If the metals are present in excess of the sulfides (SEM-AVS >0.0), and there are no other sediment
phases capable of binding the metals (e.g., dissolved organic carbon (DOC) or total organic carbon
(TOC)), then metal will be present in the IW and the sediment may be toxic.

       Toxicity predictions based on sulfide binding for sediments contaminated with mixtures of
metals which form insoluble sulfides would use the sum of the molar concentration of SEM for the
divalent metals present (i.e., Cd, Cu, Ni, Pb, Zn) for comparison with the molar concentration of
AVS in the sediment.  If the sum of the SEM is greater than that of AVS, metals may occur in the
IW in sufficient concentrations to be toxic. If the toxicity of the cationic metals in IW is  assumed
to be additive (Spehar and Fiandt, 1986), it should be possible to predict the toxicity of the sediments
in the same way as in the individual metal experiments, using the sum of the interstitial water toxic
units (IWTU). The divalent metals should appear in the IW in reverse order of the solubilities of
their sulfides (Di Toro et al.,  1990). Thus, nickel should appear first in the IW in sediments with
SEM-AVS slightly greater  than  0.0,  followed  by zinc,  cadmium, lead,  and copper as the
concentration of metals increases relative to that of AVS.  This predicted outcome was observed
by Berry etal. (1996).

ACUTE TOXICITY DATA

       Di Toro et al. (1990) found that toxicity of cadmium in sediments increased with increasing
concentration when the cadmium concentration was expressed on a dry weight basis, but that the
response was sediment specific (Figure 2). This meant that it was not possible to predict the toxicity
of cadmium  across  sediments  using  dry weight normalization.   This sediment specificity
undoubtedly  contributes  to  the scatter seen when mortality  is  plotted against  dry weight
concentration in  a data set which includes a number of spiked metals tests and  field sites where
metals were thought to be the cause of observed toxicity (Figure 3 from Hansen et al., 1996b as is
presented in the Metals Mixtures ESG document).  Note that in Figure 3 the sediment concentrations

                                          2-4

-------
that caused little or no mortality overlap with those concentrations which caused 100% mortality for
three orders of magnitude, and there is no theoretical basis for predicting where toxicity might occur.

       When mortality was plotted against the concentration of cadmium in the interstitial water,
however, Di Toro al. (1990) found that the results were similar across sediments (Figure 4).  The
larger data set of lab and field data seen in Figure 5 further validate the use of IWTUs. In this data
set little or no toxicity was seen in sediments with less than 0.5 IWTU, while mortality increased
with increasing IWTU in sediments with greater than 0.5 IWTU.

       Similarly,  Di Toro et al. (1990)  found that mortality was not  sediment specific when
cadmium was expressed on an SEM/AVS basis (Figure 6).  (SEM/AVS ratios were used in earlier
papers but have been supplanted by SEM-AVS differences, especially in field sediments; see Hansen
et al., 1996b and the Metals Mixtures ESG document). In the larger data base when there was an
excess of sulfide (SEM-AVS < 0.0) the sediments  were not toxic, but when the metals were in
excess, many of the sediments were toxic (Figure 7). Note that many of the sediments with large
excesses of metals were not toxic. This is the reason that the SEM-AVS guideline is considered a
"one-way" guideline, which is more useful in the prediction of lack of toxicity than it is in the
prediction of toxicity. This is still very useful, because the vast majority of field sediments have an
excess of AVS. Furthermore, it should be pointed out that the ability of AVS normalization to
predict toxicity, although not as good as its ability to predict lack of toxicity, is comparable to the
ability of the empirically-derived methods to predict toxicity.

CHRONIC DATA

       The data from the available life-cycle and colonization exposures also support the use of
AVS and interstitial water normalizations in the prediction of the lack of biological effects of metals
in sediments. Data are available for a number of metals from both freshwater and saltwater sediment
tests. These data are summarized in Table 1. Note that all sediments in which effects were observed
had an excess of metal over AVS.

BIOACCUMULATION

       In a perfect world organisms would not take  up metals from sediments with SEM - AVS <
0.0.  Unfortunately, data exist which show that bioaccumulation of metals from sediments is often
more highly correlated with dry weight  concentration  than it is  with an AVS-normalized
concentration. One such data set is shown in Figure 7. In some of the early experiments it was
thought that the apparent accumulation of metal in sediments where SEM-AVS < 0.0 may have been
an artifact of the use of very high and increasing concentrations of metals in spiked sediments.
However, a recent experiment, in which the metal concentration was held constant and the AVS was
varied, seems to show conclusively that this is not the case.  In this experiment the accumulation of
metal was more closely related to dry weight concentration than AVS-normalized concentration
regardless of whether the metal concentration or AVS was varied (Lee et al., 1998). It would appear
then, that a guideline using AVS normalization would not be protective ofbioaccumulation of metals
from sediments.  It must be noted, however, that although metal uptake has been shown from
sediments with an excess of AVS, no biological effects of these sediments have been shown. If there

                                          2-5

-------
 was an effect of metals uptake from these sediments on the lower levels of the food chain, then it
 might have been expected to show up in the colonization and life-cycle tests described above.
 Furthermore, there  is little evidence of bioconcentration of these metals up the food chain.
 Therefore, the fact that metals can be taken up from sediments with an excess of AVS means that
 the guideline must be qualified, but this finding does not negate the usefulness of the guideline.

 USE OF AVS WITH FIELD SEDIMENTS

       There are some considerations relative to the use of AVS in predicting biological effects in
 field sediments which should be noted here.  1) AVS can break down in aerobic storage, but it is
 relatively stable, especially if frozen in glass. 2) AVS varies with season, being lowest in the winter
 and early spring, and highest in the late summer. Since most sampling is done in the warmer months
 there may be a concern about sampling when AVS is at a peak. If sediments which have a slight
 excess of AVS over metals are found or expected sampling can be done in the winter or early spring.
 3) AVS concentration varies with  depth, being higher at depth and lowest at the surface.  Thus,
 attention must be paid to the depth of sampling. Sampling should be at the depth of concern (depth
 of dredging, for example). The top  2.0 cm is recommended for evaluation of "in-place" sediments.
 4) AVS and interstitial water normalization can provide insight into the causes of sediment toxicity
 hi field sediments with mixtures of contaminants, but cannot by itself predict the toxicity of those
 sediments because other toxicants may make these sediments toxic even if the sediments are not
 toxic due to metals (Figure 9).

 STATEMENT OF GUIDELINE

       Based on the considerable evidence summarized above the following ESG for metals were
. proposed in the 1995 draft document:

 Solid phase guideline:

 S[SEM], - AVS <0.0

 (Where S[SEM], = molar sum of cadmium, copper, lead, nickel, and zinc)

 Interstitial water guideline:

 E(PW], /[?€¥],< 1.0
 (Where S([TW], = interstitial water concentration of cadmium, copper, lead, nickel, and zinc; and
 [FCV], = Final Chronic Value, from water quality criteria)

 If either of these guidelines are met, sediments should not be toxic due to metals (cadmium, copper,
 lead, nickel and zinc).
                                          2-6

-------
                                     References

Ankley. G.T. 1996. Evaluation of metal/acid-volatile sulfide relationships in the prediction of metal
bioaccumulation by benthic macroinvertebrates.  Environ. Toxicol. Chem. 15:2138-2146.

Ankley, G.T., V.R. Mattson, E.N. Leonard, C.W. West and J.L. Bennett. 1993. Predicting the acute
toxicity of copper in freshwater sediments: evaluation of the role of acid-volatile sulfide. Environ.
Toxicol. Chem. 12:315-320.

Ankley, G.T., G.L. Phipps, E.N. Leonard, D.A. Benoit, V.R. Mattson, P.A. Kosian, A.M. Cotter,
J.R. Dierkes, D.J. Hansen and J.D. Mahony. 1991. Acid-volatile sulfide as a factor mediating
cadmium and nickel bioavailability in contaminated sediments. Environ. Toxicol. Chem. 10:1299-
1307.

Ankley, G.T., N.A. Thomas, D.M. Di Tore, D.J. Hansen, J.D. Mahony, W. J. Berry, R.C. Swartz and
R. A. Hoke. 1994. Assessing potential bioavailability of metals in sediments: A proposed approach.
Environ. Mgt.  18:331-337.

Berry W.J., D.J. Hansen, J.D. Mahony, D.L. Robson, B.P. Shipley, B. Rogers and J.M. Corbin.
1996. Predicting the toxicity of metals-contaminated sediments  using acid volatile sulfide and
interstitial water normalization in laboratory-spiked sediments. Environ. Toxicol. Chem. 15:2067-
2079.

Carlson, A.R., G.L. Phipps, V.R. Mattson, P.A.  Kosian and A.M. Cotter. 1991. The role of acid-
volatile sulfide in determining cadmium bioavailability and toxicity in freshwater sediments.
Environ. Toxicol. Chem. 10:1309-1319.

Casas, A.M. and E.A. Crecelius. 1994.  Relationship between acid volatile sulfide and the toxicity
of zinc, lead and copper in marine sediments. Environ. Toxicol. Chem. 13:529-536.

Di Toro., D.M., J.D. Mahony, D.J. Hansen, K.J. Scott, A.R. Carlson and G.T. Ankley. 1992. Acid
volatile sulfide predicts the acute toxicity of cadmium and nickel in sediments.  Environ.  Sci.
Technol. 26:96-101.

Di Toro, D.M., J.D. Mahony, D.J. Hansen, K.J. Scott, M.B. Hicks, S.M. Mays and M.S. Redmond.
1990. Toxicity of cadmium in sediments: The role of acid volatile sulfide. Environ. Toxicol. Chem.
9:1489-1504.

Goldhaber, M. B. and I.R. Kaplan,  1974. The sulfur cycle.  In E.D. Goldberg, ed., The Sea, Vol. 5-
Marine Chemistry. John Wiley and Sons, New York, NY, USA, pp. 569-655.

Gonzales, A.M., J.D. Mahony and D.M. Di Toro. 1992 The role  of organic carbon in the toxicity
of anoxic sediments contaminated with copper and other metals: An experimental study. Abstracts.
13th Annual Meeting, Soc. Environ. Toxicol. Chem., Cincinnati, OH, USA,  Nov. 8-12, 1992, p.
162.

                                          2-7

-------
Green, A.S., G.T. Chandler, and E.R. Blood. 1993. Aqueous-, pore-water-, and sediment-phase
cadmium: toxicity relationships for a meiobenthic copepod. £HVZ>O/Z. Toxicol Chem. 12:1497-1506.
                                             v

Hansen, D.J., J.D. Mahony, W. J. Berry, S. Benyi, J. Corbin, S. Pratt and M.B. Able. 1996a.
Chronic effect of cadmium in sediments on colonization by benthic marine organisms: An evaluation
of the role of interstitial cadmium and acid volatile sulfide in biological  availability.  Environ.
Toxicol. Chem 15:2136-2137.

Hansen, D.J., W. J. Berry, J.D. Mahony, W.S. Boothman, D.M. Di Toro, D.L. Robson, G.T. Ankley,
D. Ma, Q. Yan and C.E. Pesch.   1996b.  Predicting the toxicity of metals-contaminated field
sediments using interstitial concentration of metals and acid volatile sulfide normalizations. Environ.
Toxicol. Chem 15:2080-2094.

Hansen, D.J., J.D. Mahony, W. J. Berry, S. Benyi, J. Corbin, S. Pratt and M.B. Able. 1996a.
Chronic effect of cadmium in sediments on colonization by benthic marine organisms: An evaluation
of the role of interstitial cadmium and acid volatile sulfide in biological  availability.  Environ.
Toxicol. Chem 15:2136-2137.

Hare, L., R. Carignan and M.A. Huerta-Diaz. 1994. A field experimental study of metal toxicity and
accumulation by benthic invertebrates; implications for the acid volatile  sulfide (AVS) model.
Limnol. Oceanogr. 39:1653-1668.

Kemp, P.P., and R.C. Swartz.  1988. Acute toxicity of interstitial and particle-bound cadmium to
a marine infaunal amphipod. Mar. Environ. Res. 26:135-153.

Lee, B.-G., H.-S. Jeon, S.N. Luoma, J.-S. Yi, C.-H. Koh.  1998. Effects of AVS (Acid Volatile
Sulfide) on the bioaccumulation of Cd, Ni, and Zn in bivalves and polychaetes.  Abstract: 19th
Annual Meeting of the Society of Environmental Toxicology and Chemistry. Charlotte, N.C.

Luoma, S.N. 1989. Can we determine the biological availability of sediment-bound trace elements?
Hydrobiologia. 176/177:379-396.

Pesch, C.E., D.J. Hansen, W.S. Boothman, WJ. Berry and J.D. Mahony. 1995. The role of acid-
volatile sulfide and interstitial water metal concentrations in determining bioavailability of cadmium
and nickel  from  contaminated sediments to the marine polychaete, Neanthes arenaceodentata.
Environ. Toxicol. Chem. 14:129-141.

Spehar, R.L. and J.T. Fiandt. 1986. Acute and chronic effects of water quality criteria-based metal
mixtures on three aquatic species. Environ.  Toxicol. Chem. 5:917-931.

U.S. Environmental Protection Agency. 1990. An SAB evaluation of the equilibrium partitioning
(EqP)  approach  for assessing sediment quality.   EPA-SAB-EPEC-90-006.  Office of Water,
Washington, DC.

U.S. Environmental Protection Agency.  1992.  An SAB report. Review of sediment criteria


                                         2-8

-------
development methodology for non-ionic organic contaminants. EPA-SAB-EPEC-93-002. Office
of Water, Washington, DC.

U.S. Environmental Protection Agency. 1995. An SAB report: Review of the Agencies approach
to developing sediment quality criteria for five metals. EPA-SAB-EPEC-95-020. Office of Water,
Washington, DC.
                                        2-9

-------
                                  Figure Legends

Figure 1: Conceptual models of chemical exposure.

Figure 2: Amphipod mortality vs. dry weight cadmium concentration in three cadmium-spiked
sediments. From Di Toro et al. (1990).

Figure 3: Mortality vs. Total metal or SEM (dry weight) in field and lab sediments in which
metals were the probable cause of toxicity. From Metals Mixtures ESG document.

Figure 4: Amphipod mortality vs. interstitial water cadmium concentration in three cadmium-
spiked sediments.  From Di Toro et al. (1990).

Figure 5: Mortality vs. interstitial water toxic units in field and lab sediments in which metals
were the probable cause of toxicity.  From Metals Mixtures ESG document.

Figure 6: Amphipod mortality vs. SEM/AVS in three cadmium-spiked sediments. From Di Toro
etal. (1990).

Figure 7: Mortality vs. SEM - AVS in field and lab sediments in which metals were the probable
      cause of toxicity.  From Metals Mixtures ESG document.

Figure 8: Cadmium tissue concentration vs.  SEM/AVS in polychaetes exposed to cadmium-
      spiked sediments. From Pesch et al. (1995).

Figure 9: Mortality vs. SEM-AVS in field sediments contaminated with a mixture of toxicants.
                                        2-10

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 Table 1. Summary of the results of full life-cycle and colonization toxicity tests conducted in the laboratory and field using
 sediments spiked with individual metals and metal mixtures. Note that for all effects concentrations SEM-AVS > 0.0 (Bold data).
Toxicity Test Metal
Life-cycle:
Leptocheirus Cadmium
plumulosus
Chironomus Zinc
tentans
Colonization:
Laboratory- Cadmium
saltwater
Field-saltwater Cadmium, copper, nickel,
zinc
Field- Cadmium
freshwater
Field- Zinc
freshwater
Duration SEM-AVS
(dayS) No Effect

28 -3.4, -2.0,
0.78, 1.9
56 -4.3, -2.6,
-1.4, 6.4

118 -13.4
120 <0
-0.45, -0.25,
0.5b
368 -3.6, -3.5, -
2.9, -2.0
a Cone.
Effects

8.9, 15.6
21.9,
32.2

8.0, 27.4
—
4.5b
1.0
Effect

Mortality 100%
Larval mortality 85-100%.
Weight and emergence reduced.

Fewer polychaetes, shifts in
community composition, fewer
species, bivalves absent,
tunicates increased.
No effects observed.
Reduced Chironomus numbers.
Bioaccumulation.
Occasional minor reductions in
Naididae oligochaetes.
Reference

DeWitt et
al., 1996
Sibley et
al., 1996

Hansen et
al., 1996
Boothman
et al., 1997
Hare et al.,
1994
Liber et
al., 1996
a SEM- AVS differences are used instead of SEM/AVS ratios to standardize across the studies referenced. An SEM-AVS difference
of <0 is the same as an SEM/AVS ratio of < 1.0.  An SEM-AVS difference of >0 is the same as an SEM/AVS ratio of >1.0.
b Nominal concentrations.
                                                                                                                        (N

-------
 Conceptual Models of Chemical Exposure
               Sediment
             Pore Water
                                         (N
Water Column
      Sediment
"Equilibrium Partitioning"

-------

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               i i i INI    i  i i i i mi   i  i  i i i mi
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      60
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DC
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         MORTALITY vs INTERSTITIAL  WATER CADMIUM
100

 80

 60

 40

 20
              — WATER ONLY
                 EXPOSURE
               A AMPEUSCA
               •& RHEPOXYNIUS
      0.00001
               0.00100
0.10000    -10.00000    1000.00000
                    CADMIUM ACTIVITY (mg Cd2+/L)
        Figure 2. Mortality versus interstitial water cadmium activity. Medians and interquartile ranges
        for each decade of interstitial water activity. Water only exposure data torAmpelisca and Rhepoxy-
        nius hudsord. The line is a joint fit to both water only data sets.

-------
              I  I III III   I   I I I 11 III    I  I I I 11 III
      100
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I-
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              • U SOUND
              • MIXTURE
              <> NINIQRETPOND
        0.01
0.10
1.00
10.00
100.00
               SEDIMENT CADMIUM (umol Cd / umol AVS)
        Figure 6. Mortality versus AVS normalized sediment cadmium for Lond Island Sound, Ninigret
        Pond, and a 50/50 volume mixture. The sediment cadmium and AVS are the averages of the ini-
        tial and final concentrations in the control vessels.

-------
r
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CADMIUM - SPIKED SEDIMENTS
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SEM - AVS normalization must be used with caution in
     field Sediments with multiple contaminants:
           Freshwater and Saltwater Sites
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2-21

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                    Predicting the Toxicity of Metals in Sediments
                                          by

       Dominic M. Di Toro n, David J. Hanson**, Joy A. McGrathf, and Walter J. Berry5

                              faydroQual, Inc. Mahwah, NJ
        ^Environmental Engineering and Science Dept. Manhattan College, Bronx NY
  §US EPA National Health and Environmental Effects Research Laboratory, Narragansett, RI.
                    "Great Lake Environmental Center, Traverse City MI

                                     March 1999

Introduction

The SEM-AVS method for evaluating the toxicity of metals [1,2] has proven to be quite successful
at predicting the lack of toxicity in spiked and field contaminated sediments [3,4]. However, it does
not appear to be able to predict very well the onset of toxicity in a sequence of sediments spiked with
increasing concentrations of metals, or for sets of field contaminated sediments.  In fact, in a recent
article  [5] it was claimed that the empirically derived methods [6] are better at making this
prediction. The purpose of the note is to introduce a modification of the SEM - AVS procedure that
significantly improves the prediction of mortality. Additionally, the inability  of the empirically
derived methods to make this prediction is demonstrated.
Theory
The Equilibrium Partitioning (EqP) model gives the prescription for the development of sediment
concentrations that predict the toxicity or lack of toxicity in sediments. The sediment concentration
C'sed that corresponds to a measured LC50 in a water only exposure of the test organism is
                                         2-22

-------
                            Csed~KpCw                                  (1)
where C*^ is the sediment concentration ( g/g dry wt), ]£ (L/kg) is the partition coefficient between
pore water and sediment solids, and C*w  is the LC50 concentration ( g/L)[7]. For application to
metals that react with AVS to form insoluble metal sulfides, this formula becomes [1]
                            CSed=AVS + KPCw                            (2)
where AVS is the sediment concentration of acid volatile sulfides. The formula simply states that
since AVS can bind the metal as essentially insoluble sulfides,  the concentration of metal in a
sediment that will cause toxicity is at least as great as the AVS that is present. The sediment metal
concentration that should be used is the SEM concentration since any metal that is bound so strongly
that IN hydrochloric acid cannot dissolve it is not likely to be bioavailable [2]. Of course, this
argument is just speculation, which is why so much effort has been expended to  demonstrate
experimentally that this is actually the case [2-4, 8]. Therefore eq.(2) becomes
                            SEM= AVS + KPCW                                 (3)
The basis for the SEM/AVS method is to observe that if the second term in eq.(3) is neglected then
the critical concentration is

                            SEM = AVS                                          (4)
or the criteria for toxicity or lack of toxicity is

                            SEM/AVS = 1                                         (5)
or, equivalently
                            SEM - AVS = 0                                       (6)

The failure of the either the ratio condition (eq.5) or the difference condition (eq.6) to predict toxicity
is due to the neglect of the partitioning term Kp C*w- Note that ignoring the term does not affect the
prediction of lack of toxicity since it makes the condition conservative (i.e. smaller concentrations
of SEM are at the boundary of toxicity and no toxicity).
                                           2-23

-------
The key to improving the prediction of toxicity is to approximate the partitioning term rather than
ignoring it.  In anaerobic sediments, the organic carbon fraction is an important partitioning phase
and partition coefficients for certain metals at certain pHs have been measured [9]. This suggests
that the partition coefficient Kp hi eq.(3) can be expressed using the organic carbon based partition
coefficient, KQC, together with the fraction organic carbon in the sediment, f^.
                           Kp = Kocfoc                                          (7)

Using this expression hi eq.(3) yields

                           SEM= AVS + KocfocC*                             (8)

Then moving the known terms to the left-hand side of the equation yields

                           (SEM- AVS)/foc = KOCCW                          (9)

If we knew both KOC and C*w we could use eq.(9) to predict toxicity. The method evaluated below
uses (SEM — AVS)/ f^ as the predictor of toxicity and evaluates the critical concentrations (the
right hand side of eq.9) based on observed SEM, AVS, foe, and toxicity data.
Data Sources

Data from toxicity tests using both laboratory-spiked and field-collected sediments were compiled
from the literature. Three sources of laboratory spiked tests using marine sediments were included,
Casas  and Crecelius [10] and   Berry et al.  [3, 11].    Data reported  included total metals,
simultaneously extracted metals (SEM), acid volatile sulfide (AVS), organic carbon fraction (f^ and
10 day mortality. In the study by Casas and Crecelius [10], the toxicity of zinc, lead and copper
were tested on the marine polychaete Capitella capitata.  In Berry et al. [3] the toxicity of cadmium,
                                          2-24

-------
copper, lead, nickel, zinc and a mixture of four metals (cadmium, copper, nickel and zinc) were
tested on the marine amphipod Ampelisca abdita. In Berry et al. [11] the toxicity of silver to A.
abdita was tested.  Three sources for metal contaminated field sediments were included, Hansen et
al. [4], Kemble et al. [12], and Call et al. [13]. Data reported included total metals, SEM, AVS,
fraction organic carbon and mortality. The metals included in total SEM were cadmium, copper,
nickel, lead and zinc. In Hansen et al. [4], data were reported for five saltwater and four freshwater
locations.  For the freshwater stations, organic carbon and total metals data were not provided.
Organic carbon data for one location, Keweenaw Watershed, were obtained separately [Berry,
personal communication]. Ten day bioassays were conducted using A. abdita and a freshwater
amphipod, Hyalella azteca. In Kemble et al. [12] 14-day bioassays were conducted on Chironomus
riparius, a freshwater midge. Data included  from Call et al.  [13] were the control freshwater
sediment data with 10-day mortality to the midge, Chironomus tentans.

Methods
                                 \,
Laboratory spiked and field-contaminated sediment data were grouped together and analyzed as one
data set. Mortality data were compared against the SEM-AVS difference and this difference
normalized to the fraction organic carbon, (SEM-AVSyf,,,.. For each comparison two bounds were
computed for the SEM - AVS comparison and the (SEM - AVS)/ f^.: a lower bound concentration
equivalent to a 95 percent chance that the mortality observed would be less than 50 percent and an
upper bound concentration equivalent to a 95 percent chance that the observed mortality would be
greater than 50 percent.  The lower bound limit was computed by evaluating the fraction of correct
                                                          »
classification starting from the lowest abscissa value.  When the fraction correct dropped to below
95%, the 95* percentile was interpolated.  The same procedure was applied to obtain the upper
bound. Upper and  lower bounds were calculated for both SEM-AVS difference and the organic
carbon normalized difference.

Using the same data set, individual total metal concentrations were divided by the effects range
median (ERM) values of Long et al. [6] for that metal or metals and the mean quotient value was
                                         2-25

-------
determined. This was compared to observed mortality. Upper and lower bounds were calculated
using the same method as described above.
Results
Mortality in the laboratory spiked and field-contaminated sediment tests were organism independent
when plotted against the SEM-AVS difference (Figure 1, top panel).  The lower and upper
boundaries determined for the SEM-AVS difference were 1.7 and 190 mol/g respectively and are
shown on the top panel of Figure 1. A line indicating 50 percent mortality is also shown. These
boundaries can be used as predictive limits. For SEM-AVS values lower than 1.7 mol/g, there is a
95 percent chance that the observed mortality will be less than 50 percent.  Similarly, for SEM-AVS
values greater than 190 mol/g, there is a 95 percent chance that the observed mortality will be greater
than 50 percent. The uncertainty falls in the range of SEM-AVS values between the upper and lower
bounds, which in this case are approximately two orders of magnitude wide.  When normalized to
the organic carbon content of the sediment, the range of uncertainty is narrowed to approximately
one order of magnitude (Figure 1, bottom panel).  The lower and upper boundaries are 86 and 2000
mol/goc respectively.

This same analysis is shown on a metal specific basis for cadmium, copper, nickel, lead and zinc in
Figures 2 through 6 together with the upper and lower boundaries determined above. It appears that
for each metal, the boundaries could be adjusted slightly to encompass a narrower range in
uncertainty. However, these metals all appear to be behaving similarly in this analysis. In fact, this
analysis was tested using the four metal mixture experiment (cadmium, copper, lead and nickel) and
the area of uncertainty fell within the  boundaries (Figure 7) suggesting that these metals behave
similarly and it is appropriate to analyze them together.                                   ,

A metal which appears to be more toxic than the other five metals is silver (Figure 8). Mortality was
observed at much lower SEM-AVS values.  Upper and lower boundaries could not be computed for
silver due to lack of data at low SEM-AVS values that had an absence of mortality.
                                          2-26

-------
Long et al.  [5] have suggested that sediment quality guidelines (SQGs) based on dry weight
normalizations were equally if not more accurate, in predicting the non-toxicity or toxicity of
sediment associated metals than AVS-normalized SEM concentrations. It was concluded that using
the mean ERM quotient (metal concentration/ERM) was more effective at predicting whether or not
a sample was toxic compared to SEM/AVS ratios. The data set from Hansen et al. [4] was used.
                                                                                 /

We reexamine this question using the complete data set described above, which includes spiked as
well as field contaminated sediments. Upper and lower bounds corresponding to 95% correct
predictions for the mean ERM quotient were determined as described above. The results are shown
in Figure 9. The lower and upper bounds were 0.24 and 270 respectively. The range of uncertainty
is three orders of magnitude.  By contrast, the range of uncertainty for the SEM-AVS difference was
two orders of magnitude, indicating that the AVS normalized SEM concentrations were more
accurate at predicting the absence or presence of metal-associated toxicity.  However, normalizing
these concentrations to the sediment organic carbon content lowered the range of uncertainty to close
to one order of magnitude, therefore providing the most reliable method of predicting toxicity or
non-toxicity of sediment associated metals.

Conclusions

The use of the organic carbon normalized SEM-AVS  as  a predictor of toxicity reduces the
uncertainty of the prediction from three orders of magnitude using average ERM ratios,  and two
orders of magnitude using SEM-AVS, to one order of magnitude using (SEM-AVS)/ f^. There
appears to be no basis for the claim that average ERM ratios  are preferable.

References
1.     Di Toro, D.M., et al., Toxicity of Cadmium in Sediments: The Role of-Acid Volatile Sulfide.
Environ..Tox. Chem., 1990. 9: p. 1487-1502.
                                         2-27

-------
2.     Di Toro, D.M., et al, Acid volatile sulfide predicts the acute toxicity of cadmium and nickel
in sediments. Environ. Sci. Tech., 1991. 26(1): p. 96-101.

3.     Berry, W. J., et al., Predicting the toxicity of metals-spiked laboratory sediments using acid
volatile sulfide and interstitial water normalizations. Environ. Tox. Chem., 1996.15(12): p. 2067-
2079.

4.     Hansen, D.J., et al, Predicting the toxicity of metals-contaminated field sediments using
interstitial concentrations of metal and acid volatile sulfide normalizations. Environ. Tox. Chem.,
1996.15(12): p. 2080-2094.

5.     Long, E.R., LJ. Field, and D.D. MacDonald, Predicting toxicity in marine sediments -with
numerical sediment quality guidelines.  Environ. Toxicol. Chem., 1998.17(4): p. 714-727.

6.     Long, E.R., et al, Incidence of adverse biological effects within ranges of chemical
concentrations in marine and estuarine sediments. Environ. Management, 1995.19(1): p. 81-97.

7.      Di Toro, D.M.,  et al,  Technical  basis for the equilibrium partitioning  method for
establishing sediment quality criteria. 1991.12.

8.      Di Toro, D.M.,  et al, Technical Basis for the  Equilibrium Partitioning Method for
Establishing Sediment Quality Criteria. Environmental Toxicology and Chemistry, 1991.11(12):
p.  1541-1583.

9.      Mahony, J.D., et al, Partitioning of metals to sediment organic carbon. Environ. Toxicol.
Chem., 1996.15(12): p. 2187-2197.

10.    Gasas, A.M. and E.A. Crecelius, Relationship between acid volatile sulfide and the toxicity
of zinc, lead and copper in marine sediments. Environ. Tox.icol. Chem, 1994.13: p. 529-536.

11.    Berry, W., et al, Predicting the toxicity of sediments spiked with silver. Environ. Toxicol.
Chem., 1999.18: p. 40-48.

12.    Kemble, N.E., et al., Toxicity of metal-contaminated sediments from the upper Clark Fork
River, Montana, to aquatic invertebrates and fish in laboratory exposures. Environ. Toxicol. Chem.,
1994.13: p. 1985-1997.

13.    Call, D. J., et al, Silver toxicity to Chrionomus tentans in two freshwater sediments. Environ.
Toxicol. Chem., 1999.18: p. 30-39.
                                          2-28

-------
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                              2-29

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                            2-30

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                             2-31

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                             2-33

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                            2-35

-------
                       SILVER -LAB AMPHIPOD TEST



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                            2-36

-------
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                            2-37

-------
                      Chromium Chemistry in Sediments

                                        by

                     Dominic M. Di Torotj and John D. Mahony*

                           ^HydroQual, Inc. Mahwah, NJ
       ^Environmental Engineering and Science Dept. Manhattan College, Bronx NY

                                    March 1999

Introduction

       The purpose of this section is to present a review of the aqueous chemistry of
chromium as it influences its toxicity in sediments. The speciation chemistry of chromium is
presented in Fig.l, and Eh - pH diagram [1]. The principle species that exist at the indicated
Eh (redox potential) and pH is  listed.   Chromium exists in two oxidation  states in natural
systems. Oxidized Cr(VI) species are present as oxyanions CrO42" and HCrCV. The reduced
Cr(ni) species are Cr3* and the hydroxide complexes  CrOH2+, Cr(OH)2+, Cr(OH)3°  and
Cr(OH)4~.  Although chromium sulfide minerals are known to exit, e.g. 0283(5) [2] and 0*384
(Brezinaite) [3] they hydrolyze to chromium hydroxide upon exposure to water [4].

       Cr(in) concentrations are regulated by an insoluble hydroxide Cr(OH)3(s) in the pH
range from 6 to 11 (the shaded region hi Fig.l). The actual concentrations can be seen in
Fig.2 from [5].  Solubility limits the dissolved concentration to approximately 10"7 M in the
pH range  of  approximately 6-7   to 10.   The  water quality  criterion for 0(111) is
approximately 10"6 M (74  g Cr/L) [6]. Therefore in the pH range of approximately 6-7 to
10 we expect no toxicity since the interstitial water toxic unit concentration  is approximately
10"7 M/10"6 M = 0.1. By contrast to Cr(IH), the oxidized Cr(VI) species are soluble and are
also toxic. The EPA chronic water quality criteria for Cr(VI) are  11 and 50  gCr/L  in
freshwater and saltwater, respectively.
                                      2-38

-------
       Reduction of Cr(VI) to CrflU)

       The reduction of Cr(VI) to CrflU) can occur only in reducing environments (Fig.l).
The reduction can occur by bacterial action [7-10], by ferrous iron [11-13], by organic matter
[14-16], photochemically [17], in soils [18], in aquifer material [19], by hydrogen sulfide [20,
21], pyrite fines [22] and amorphous iron sulfide [23]. We have also examined the reduction
of chromate using amorphous iron sulfide in neutral  solutions in support of the effort to
develop an EqP based sediment criteria for chromium by the EPA.
                                     x
       For the data presented in Fig.3, the stoichiometry of the reaction appears to be

       CrO42' + FeS + 3H2O -> Cr(OH)3(s) + FeOOH(s) + S° + 2OH'          (1)

i.e. one mole of chromate reduced per mole of FeS initially present.  We have also seen
titrations that correspond to complete oxidation of the sulfide to sulfate when sediments are
                            >
used. The important fact, from the point of view  of sediment  criteria, is that if any FeS is
present in sediments, then all the chromate would have been reduced to chromium hydroxide
by the reduction reaction (eq. 1).

       Oxidation of Cr(HI) to Cr(VI)

       The reverse reaction: the oxidation of Cr(III) to Cr(VI), is of direct concern because
Cr(VI) is soluble and toxic.  The oxidation rate of Gfni) to CrCVI) with oxygen as the only
oxidant is quite slow with half-lives of months reported (see [24]  for a review).  Oxidation
can occur rapidly (in minutes) with hydrogen peroxide as the oxidant  [24] leading to the
suggestion that the  photochemical production of H2O2 in surface waters can be  producing
Cr(VT). For sediments, however, the likely oxidant is manganese  dioxide, which has been
shown to oxidize Cr(IH) to Cr(VI) rapidly [25-29].

       At acid pHs the stoichiometry of the reaction appears to be [30]
                                      2-39

-------
                                 2*       2+
             3 MnO2(s) + 2 Cr(OH)* -> 3 Mn+ + 2HCrO4-                  (2)

which goes to completion very quickly (minutes to hours).  We have modeled the reported
data for pH = 4.5 assuming that the oxidation rate is  1/2 order with respect-to Cr3+, which
suggests a surface mass transfer limitation, and saturation kinetics for MnO2.

The kinetic equation for the concentration, Cr, of Cr(ni) is
                                                                        (3)
                                                                        ^>
                  .
                     it
where Cr and MnO2 are both functions of time, k is the reaction rate constant and KMnO2 is
the half saturation constant. The concentration of MnO2 is determined by mass balance based
on the stoichiometric eq.(2). The data for experiments at varying MnO2(s) concentrations are
shown in Fig.4.  Both the Cr(VI) and Mn(H) produced by the oxidation are shown. The
Mn(D) concentrations are multiplied by 2/3 from eq.(2) so that their concentrations should be
the same as the Cr(VI). Other data  are available for pH = 3-5 which indicates  that the
oxidation rate increases with pH [29].

       The situation at neutral pHs is less clear. Since Cr(in) forms in insoluble Cr(OH)3(s),
the issue is whether chromium hydroxide can be oxidized by MnO2(s). Takacs (1988) reports
a slow rate of oxidation from a single experiment. However Johnson and Xyla [27] report
that the rate is independent of pH. It is clear that further experimentation is required to settle
this important issue.

       Sorption of Cr(III) and Cr(VI)

       The  sorption of Cr(in)  and  Cr(VI)  are important  reactions  that  limit  the
bioavailability of chrome to organisms in both the water column and sediment. In addition,
complexed forms of chrome can diffuse from the pore water of the sediment to the overlying
                                      2-40

-------
water. The sorption of Cr(VT) to hydrous iron oxide has been studied extensively and the
surface complexation model has been shown to apply [31-33].

       The modeling of the sorption of Cr(in) is complicated by the precipitation kinetics of
Cr(OH)3.  Studies of Cr(ni) sorption to silica have been carried out at low pHs [34, 35]. We
have analyzed a set of sorption data generated at neutral pH [36] with a partitioning model.
Varying amounts of DOC and suspended matter were added to solutions of Cr(in) at initial
concentrations of Cr(m>r = 1.0, 0.5, 0.2 and 0.1 mg/L.  Dissolved Cr(m) and Cr(VI)
concentrations were measured.  No  Cr(VI) was  detected, indicating that  no significant
oxidation  occurred. However, the concentration of dissolved Cr(in) varied systematically
with increasing DOC and suspended solids. The results of a linear partitioning model which
considers the species: Cr3"1", Cr=DOC, and Gr=SS, and Cr(OH)3(s) is shown in Fig.5.

The linear partitioning between  Cr3"1" and Cr(OH)3(s) is modeling the  initial stages  of
precipitation of Cr(OH)3(s).  Fig.SA (DOC = 9.4  mg/L) and Fig.SB (DOC = 24 mg/L)
present the data and the model results.  The total dissolved chrome is plotted versus the
suspended solids (SS) concentration. Each line represents a different initial concentration of
Cr(DT)r, which is plotted, on the left edge of the plot as a star for visual reference. Fig.SC
presents the concentrations of species computed from the model for one case: Cr(Iir>r =1.0
mg/L and DOC = 24 mg/L.
Chromium Cycle

A summary of the chromium cycle in natural waters is presented in Fig.6 [1].  The cycling
from Cr(VT) to Cr(ffl) in sediments is illustrated, as is the oxidation of Cr(in) to Cr(VI) by
manganese dioxide MnOa-  It is this latter reaction that is the only  source of concern.
Preliminary experiments that we have performed indicate that the reaction is extremely slow,
and is limited by the solubility of Cr(OH)3(s).  Therefore we do not expect that this  is a
source of concern.
                                      2-41

-------
       The formation  of Cr(OH)s(s) lowers that dissolved concentration at SS=0 below
Cr(ni)T. Note that if the normal solubility product formulation were applied, [Cr34] =
10'7  M and  since [Cr=DOC] = KCTDOC  [Cr^fDOC],  the dissolved Cr(in) = [Cr3*] +
[Cr=DOC]  would  also be  constant.   The  fact that dissolved chrome is varying  is a
consequence of the system not having reached equilibrium with respect to Cr(OH)3(s). As
shown in Fig.SC, most of the dissolved chrome is complexed to  DOC and, therefore, is
presumably, not  bioavailable  [37].  The  results of  this modeling exercise are  sorption
constants of Cr(m) to DOC and SS.
                                     2-42

-------
                                    References
 1.     Richard, F.C. and A.C. Bourg, Aqueous Geochemistry of Chromium: A Review. Wat.
 Res., 1991.25(7): p. 807-816.

 2.     Wells,  A.F., Structural  Inorganic  Chemistry.  3rd ed.  1962,  London:  Oxford
 University Press. 1055.

 3.     Vaughan, DJ. and J.R. Craig, Mineral Chemistry of Metal Sulfides. 1978, Cambridge,
 UK: Cambridge Univerity Press.

 4.     Durrant, PJ. and  B. Durrant, Introduction to Advanced Inorganic Chemistry. 1970,
 London: Longman.

 5.     Rai,  D., B.M.  Sass, and D.A. Moore,  Chromium(IU) hydrolysis  constants and
 solubility ofchromium(III) hydroxide. Inorg. Chem., 19,87,26: p. 345-349.
                                    >,
 6.     EPA, Ambient Aquatic Life Water Quality Criteria for Chromium EPA 440/5-84-
 029. 1984, WashingtonJDC, 20460: US Environmental Protection Agency. 99.

 7.     Ohtake, H. and Hardoyo,  New Biological Method for Detoxification and Removal of
 Hexavalent Chromium. Water Science and Technology, 1992. 25: p.  395-402.

 8.     Schmieman, E.A., et a/.,  Bacterial reduction of chromium.  Applied Biochemistry
 and Biotechnology, 1997. 63-5: p. 855-864.

 9.     Blake, R.C., et al., Chemical transformation of toxic metals by apseudomonas strain
from a toxic waste site.  Environmental Toxicology and Chemistry, 1993. 12: p.  1365-1376.

 10.    Wang, Y.T.  and H. Shen, Modelling cr(VJ)  reduction by pure bacterial cultures.
 Water Research, 1997.  31: p. 727-732.

 11.    Eary, L.E. and D. Rai, Kinetics ofchromate reduction by ferrous ions derived from
 hematite and biotite at 25 C. Am. J. Sci., 1989. 289: p. 180-213.

 12.    Buerge, I.J. and SJ.  Hug, Kinetics andph dependence of chromium(VI) reduction by
 ironfll). Environmental Science & Technology, 1997. 31: p. 1426-1432.
                             u
 13.    Fendorf, S.E. and  G.C. Li,   Kinetics  of chromate reduction  by ferrous  iron.
 Environmental Science & Technology, 1996. 30: p.' 1614-1617.

 14.    Wittbrodt, P.R. and  C.D. Palmer,  Reduction ofCr(VI) in the presence of excess soil
fulvic acid.  Environmental Science & Technology, 1995.  29: p. 255-263.
                                      2-43

-------
 15.    Elovitz, M.S. and W. Fish, Redox interactions of cr(VI) and substituted phenols:
products and mechanism.  Environmental Science & Technology, 1995. 29: p.  1933-1943.

 16.    Deng, B.L. and A.T. Stone,  Surface-catalyzed chromium(VI) reduction: reactivity
 comparisons of different organic reductants and different oxide surfaces.  Environmental
 Science & Technology, 1996. 30: p. 2484-2494.

 17.    Hug, S.J., H.U. Laubscher, and B.R.  James,  Iron(IH) catalyzed photochemical
 reduction of chromium(VI) by oxalate  and citrate in aqueous  solutions.  Environmental
 Science & Technology, 1997. 31: p. 160-170.

 18.  '  Eary,  L.E. and D. Rai,  Chromate reduction by subsurface  soils under  acidic
 conditions. Soil Sci. Soc. Am. J., 1991.55: p. 676-683.

 19.    Anderson, L.D., D.B. Kent, and J.A. Davis,  Batch experiments characterizing the
 reduction ofcr(VI) using suboxic material from a mildly reducing sand and gravel aquifer.
 Environmental Science & Technology, 1994. 28: p.  178-185.

 20.    Smillie, R.H., K. Hunter, and M. Hunter, Reducion of Chromium(VI) by bacterially
produced hydrogen sulphide in a marine environment. WatRes., 1981.15: p. 1351-1354.

 21.    Pettine, M., et al.,  Effect of metals on the reduction of chromium (VI) with hydrogen
 sulfide. Water Research, 1998.  32: p. 2807-2813.

 22.    Zouboulis, A.I., K.A. Kydros, and K.A. Matis, Removal of hexavalent chromium
 anions from solutions by pyrite fines. Water Research, 1995. 29: p.  1755-1760.

 23.    Patterson, R.R., S. Fendorf, and M. Fendorf,  Reduction of hexavalent chromium by
 amorphous iron sulfide. Environmental Science & Technology, 1997. 31: p. 2039-2044.

 24.    Pettine, M. and F.J. Millero, Chromium  speciation in seawater: The probable role of
 hydrogen peroxide. Limnol. Oceanogr.,  1990.: p. 730-736.

 25.    Schroeder, D.C. and G.F. Lee, Potential transformations of chromium in natural
 waters. Water, Air, and Soil Pollution, 1975.4: p. 355-365.

 26.    Eary, L.E. and D.  Rai, Kinetics of Chromium(IU) oxidation to Chromium(VI) by
 reaction with Manganese Dioxide. Environ. Sci. Tech., 1987. 21: p. 1187-1193.

 27.    Johnson, C.A. and A.G. Xyla, The oxidation of chromium(III) to chrpmium(VI) on the
 surface ofmanganite (gamma-MnOOH). Geochim. Cosmochim. Acta, 1991. 55: p. 2861-
 2866.

 28.    Fendorf, S.E.  and RJ. Zasoski,   Chromium(III) Oxidation  by delta-MnO2 .1.
 Characterization. Environmental Science & Technology, 1992. 26: p.  79-85.
                                      2-44

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29.    Silvester, E., L. Charlet, and A. Manceau, Mechanism of Chromiwn(III) oxidation by
Na-Buserite. J. Phys. Chem., 1995. 99: p. 16662-16669.

30.    Takacs, M.J., The Oxidation of Chromium by Manganese-Oxide:  The nature and
Controls of the Reaction. 1988, Michigan State:

31.    Dzombak, D.A. and F.M.M.  Morel,  Surface  Complexation Modeling.  Hydrous
Ferric Oxide. 1990, New York, NY: John Wiley & Sons. 1-393.

32.    Mesuere, K. and  W.  Fish,  Chromate and Oxalate Adsorption  on  Goethite .1.
Calibration of Surface Complexation Models.  Environmental Science & Technology, 1992.
26: p.  2357-2364.

33.    Mesuere, K. and W. Fish,  Chromate and Oxalate Adsorption on Goethite .2. Surface
Complexation Modeling of Competitive Adsorption. Environmental Science & Technology,
1992.  26: p. 2365-2370.

34.    Fendorf,  S.E.,  et al.,  Mechanisms of chromium(III) sorption on silica .1. cr(III)
surface structure  derived  by extended  x-ray  absorption fine structure spectroscopy.
Environmental Science & Technology, 1994. 28: p.  284-289.

35.    Fendorf, S.E. and D.L. Sparks,  Mechanisms of chromium(III) sorption on silica .2.
effect of reaction conditions. Environmental Science & Technology, 1994. 28: p. 290-297.

36.    Masscheleyn, P.H., et al, Chromium redox Chemistry in a Lower Mississippi Valley
Bottomland Hardwood Wetland. Environ. Sci. Tech., 1992.26: p. 1217-1226.

37.    Campbell, P.G.C., Interactions between Trace Metals and Aquatic Organisms: A
Critique of the Free-ion Activity Model, in Metal Speciation and Bioavailability in Aquatic
Systems, A. Tessier and D.R. Turner, Editor. 1995, John Wiley & Sons:
                                      2-45

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o
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-9
        ~160£~~4    6
                                  pH
                                        8    10    12   14
            Fig.1. Stability fields for chromium species [Richard and Bourg, 1991]
                                                           WQC
          h O   6-8d
            V 18-22 d
O O
            D   134d
  va<>

Cr(OH)!
          3    4   5    6    7   8    9   10   11   12  13   14   15

                                     PH
Fig.2 (A) Stability fields for chromium species. (B) Solubility of chromium hydroxide
[Rai, Sass et al, 1987]
                                 2-46

-------
                  2000
                  1500
                         Initial AVS = 475  nmol/L
                                500       1000       1500

                                  Initial CiC>42~ (jimol/L)
                                                            2000
c
c
15


12


 9


 6
           • Fig. 3.  Titration of AVS with cbromate. The final chromate
            concentration in solution is plotted vs the initial chromate concentration.
            Line corresponds to a 1:1 stoichiometry for chromate reduction by FeS.
            • O  4.6 uM
            T V  9.1 uM
                  19 uM
1   I   •   I
•  O  29 uM
   T  290 uM
              10    20    30    40    50
                    Time (min)
                                                 10    20    30    40    50
                                                        Time (min)
Fig. 4.  Oxidation of Cr(III) by MnO2. Initial concentrations of MnO2 indicated in the legend. Open
symbols are Cr(VI) concentrations, closed symbols are 2/3 Mn(II) concentrations. The lines are
model computations.
                                   2-47

-------
          DOC = 9.4 mg/L
 DOC = 24mg/L
     Speciation
    1.00
                                    i.oo
    0.01
         0  200 400 600 BOO 1000
                                   0.01
                                                                                Cr-SS
0  200 400 600 800 1000

Suspended Sol kit (mj/L)
0  200 400 600 800 1000
Fig.5. Model of Cr(ni) sorption to suspended solids and DOC. Varying initial concentrations of CrQEh (see the
stars plotted on the y-axis). Plots of total dissolved chrome vs total suspended solids.  Alternating filled and hatched
symbols represent the data for each Cr(ni)r.  (A) DOC = 9.4 mg/L. (B) DOC = 24 mg/L. (C)  An example of the
computed speciation for the DOC = 24 mg/L and CXm^ = 1.0 mg/L case.
                                       input
                         CKVD
                                     + FeCn)or
                                     org. matter
.— ,
\
\
weak
adsorption
Y
seating

1
diffusiop I
\ I
CrCVD
^
^
+MnQz
\
)

adsorption
or
precipitation
settling

CrOn^,
sedimentation
1 -
V
CKm)
• — 'diffusion, — •
-v
+ organic
matter
\
\x
Cr(m)-org
t
	 	
i
diffusion •
1
CrOID-org
+ dissolved/
organics
                   Fig.6. Chromium cycling in the aquatic environment [Richard and Bourg, 1991]
                                               2-48

-------
2-49

-------
            The Addition of Chromium to the Metals Mixtures ESG

                                         by
                                    Walter J. Berry
                                 Warren S. Boothman
                   U.S.EPA, Atlantic Ecology Division, Narragansett RI

                                   David J. Hansen
                   Great Lakes Environmental Center, Traverse City MI
                                     March 1999
       The usefulness of the measurement of acid volatile sulfide (AVS) as a tool to predict
biological effects is limited by the small number of metals for which it is currently applicable.
Therefore, it is of interest to expand the use of AVS to include predictions of biological effects for
as many metals as possible.  One likely expansion candidate is chromium. AVS should be useful in
the prediction of biological effects from chromium in sediments because (1) chromium HI is
sparingly soluble and therefore nontoxic in typical freshwater and marine  sediments that are
anaerobic, contain measurable concentrations of AVS, and have interstitial water pHs ranging from
about 6.5 to 11.5; (2) once formed, chromium HI does not oxidize to chromium VI; (3) soluble and
toxic chromium VI can only occur in sediments with no detectable AVS; and (4) only chromium VI
will occur dissolved in interstitial water. (See chromium section of the Metals Mixtures ESG
document.) The data available for assessing the usefulness of these predictions are discussed below.

       Toxicity tests were conducted with the amphipod (Ampelisca abdita) exposed to sediment
spiked with chromium VI as potassium dichromate (Berry and Boothman, 1999).  The authors
examined the lexicological implications of the reduction of toxic chromium VI to insoluble nontoxic
chromium HI (Kaczynski   and Kleber,  1994) in anaerobic sediments.   This  reaction is
environmentally significant  for the reasons described above. The results of these tests are reported
in detail here because the results are unpublished, and because so little other data are available from
experiments with sediments spiked with chromium.

       Ten day toxicity tests with A. abdita were conducted by Berry and Boothman (1999) using
methods  described  by Berry et al. (1996).  Sandy sediments from  saltwater Ninigret Pond, RI
containing 1.7 //mole AVS/g and  about 0.15% TOC were spiked to achieve nominal chromium
concentrations of 11  to 520 /^g/g. The pH of the spiking solution was adjusted with sodium

                                        2-50

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hydroxide to 7.6 prior to addition to the sediment.  Initial sediment interstitial water pH ranged
between 7.3 in the control and 8.2 in the highest concentration. A modification of the Cranston and
Murray (1978) method was used to determine concentrations of total chromium and chromium VI
in interstitial water. Chromium VI in simultaneously extracted metals (SEM) was determined using
the Wang et al. (1997) modification of the method of Cranston and Murray (1978).

       In the sediments that were not toxic to A. abdita, all of the chromium in the SEM was present
as chromium HI; concentration ranged from 0.24 to 2.08 //moles/g. Sediments with 3.73 and 6.54
females total chromium/g were lethal (Table 1, Figure 1). In SEM of the two toxic sediments,
concentrations of chromium VI were 1.01 and 4.08 /^moles/g. Average measured total chromium
concentrations were not appreciably different from nominal concentrations. AVS concentrations in
nontoxic sediments ranged from 0.64 to 1.42 Aonoles/ g sediment, but AVS was not detected in toxic
sediments.  The mean concentrations of AVS exceeded those of SEM in two of four nontoxic
chromium-spiked sediments (day 0-10), and three of four nontoxic sediments (after 10 days).
Chromium VI was absent from the interstitial waters of nontoxic sediments. IWTUs of chromium
VI explained observed toxicity: those sediments in which chromium was not detectable in the
interstitial water were not toxic, those with greater than one toxic unit were toxic.

       The results of these tests were consistent with other chromium experiments performed with
amphipods at the U.S.EPA laboratory in Narragansett, RI. (W.Berry, unpublished data). Crffl was
not toxic in water-only tests in which the test solutions were buffered to ambient sea water pH, but
were toxic if the test solutions were not buffered (pH < 6.1,  CrlH > 40,000 |ig/L). Similarly,
sediments spiked with pH-adjusted CrJUI solutions were not toxic at concentrations up to 3,000 ng/g
dry weight.  (Sediments with  30,000 ng/g dry weight were toxic.  These sediments were
approximately 1/3 chromium HI precipitate by volume.)

       Further confirmatory research is still needed.  Planned testing includes experiments with
sandy and muddy saltwater sediments spiked with chromium HI and an experiment with a muddy
saltwater sediment spiked with chromium VI.  The published water-only research must also be
examined further.  Most water-only tests with chromium HI indicate a lack of toxicity when testing
is done within normal interstitial water pH ranges at concentrations below chromium in solubility.
Some of these data, however, are difficult to evaluate and some may indicate the presence of toxicity
at normal pHs.

       Taken together the results summarized above indicate that chromium in sediments is not
toxic if AVS is present and that chromium IWTUs can be used to identify nontoxic sediments.
Conversely, sediments containing measurable concentrations of chromium in SEM when AVS is not
present or when IWTUs are of toxicological significance might be toxic. This approach does not
apply to unique sediments having interstitial water pHs of less than about 6.5 or greater than about
11.5 that may occur in water bodies with low water column pHs or near acid mine drainage.
                                         2-51

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                                     References
Berry W.J. and W.S. Boothman. 1999. Results of toxicity tests with Ampehsca abdita exposed to
chromium-spiked sediments. Memorandum to the record. February 17, 1999.

Berry, W.J., D.J. Hansen, J.D. Mahony, D.L. Robson, D.M. Di Tore, B.P. Shipley, B. Rogers and
J.M. Corbin. 1996. Predicting the toxicity of metals-spiked laboratory sediments using acid-volatile
sulfide and interstitial water normalization. Environ. Toxicol. Chem.. 15:2067-2079.

Cranston, R.E. and J.W. Murray. 1978 The determination of chromium species in natural waters.
Anal.  Chim. Acta. 99:275-282.

Kaczynski, S.E. and R.J. Kleber. 1994. Hydrophobic CIS bound organic complexes of chromium
and their potential impact on the geochemistry of chromium in natural waters. Environ. Sci. Technol.
28: 799-804.

Masscheleyn, P. H., J.H. Pardue,  R.D. DeLauna and W.H. Patrick, Jr. 1992. Chromium redox
chemistry in a lower Mississippi Valley bottomland. Environ Sci Technol. 26: 1217-1226.

Wang, W-X, S.B. Griscom and N.S. Fisher. 1997. Bioavailability of Cr (III) and Cr (VI) to marine
mussels from  solute and particulate pathways. Environ. Sci. Technol. 31:603-511.
                                         2-52

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                                   Figure Legend
Figure 1. Results of a toxicity test with the amphipod toxicity test with the amphipod Ampelisca
abdita exposed to sediments spiked with chromium VI.  Top panel: Percent amphipod mortality vs
SEM-AVS.  Middle panel: Percent amphipod mortality vs. CrVI interstitial water toxic units.
Bottom panel: Interstitial water toxic units (IWTU) vs. SEM-AVS.
                                         2-53

-------
 Table 1. -Results of a toxicity test with the amphipod Ampelisca abdita exposed to sediments spiked with chromium VI.
Treatment,
/-onoles Cr VI
added/yumol
AVS
Control
0.215
0.464
1.0
2.15
4.64
10
Nominal
chromium,
//g/gdry
wt.
-
11
24
52
110
240
520
, SEM, /tfnoleg/g
Total Cr
ND2
0.24
0.55
1.28
2.08
3.73
6.54
CrVI
ND2
ND2
ND2
ND2
ND2 ,
1.01
4.08
AVS,
;umole/g
1.42
1.31
1.30
0.92
0.64
ND
ND
SEM-
AVS
-1.42
-1.07
-0.75
0.36
1.44
3.73
6.54
Interstitial Water,
mg/L
Total Cr
ND2
ND2
ND2
ND2
?
215
725
CrVI
ND2
ND2
ND2
ND2
ND2
201
681
IWTUs1
sO.02
sO.02
*0.02
*0.02
sO.02
109
368
Percent
Mortality
0
0
0
5.0
2.5
72.5
97.5
1IWTU: Interstitial Water Toxic Units = Chromium concentration in interstitial water -5- 10-day LC50 for Ampelisca abdita
(1.85 mg/L).
2 ND= not detectable: sl.O /^g SEM chromium/g dry weight sediment; s0.04mg chromium/L; iO.l^mole AVS/g sediment.
                                                                                                                      cs

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       Chromium Sediment Experiment
            Mortality vs. SEM-AVS
(0
t:
o
I
0)
Q.
100 -


 50 -
     -5
—,_»	—	,_

 0            5

    SEM-AVS
                                         10
            Mortality vs. CR6 IWTU
  100 -
£  50 H

-------
               The Addition of Silver to the Metals Mixtures ESG

                                          by   '
                                    Walter J. Deny
                   U.S.EPA, Atlantic Ecology Division, Narragansett RI
                                      March 1999
       Silver forms a highly insoluble sulfide. This fact makes it a natural candidate for inclusion
into a sediment guideline which uses acid volatile sulfide (AVS) normalization.  The need for
normalization and the technical basis for the prediction of the effects of silver in sediments using
AVS and interstitial water normalizations has been recently described by Berry et al. (1999), and so
will only briefly be described here.

       Previous experiments conducted with freshwater sediments spiked with silver have shown
that, when expressed on a dry weight basis, the toxicity of silver is sediment-specific and dependent
on the form of silver added (e.g. AgNO3, Ag2S: Figure Ib).  Berry et  al.  (1999) assessed the
usefulness of silver interstitial water toxic units  (TWTU) and acid volatile sulfide  (AVS)
concentrations in predicting the biological effects of silver species across sediments, regardless of
the species of silver present. Two saltwater sediments were spiked with a series of concentrations
of silver. The amphipod, Ampelisca abdita, was then exposed to the sediments in ten-day toxicity
tests.  Amphipod mortality was sediment-specific when expressed on a dry weight basis, but not
when based on IWTU or simultaneously extracted metal (SEM) - AVS (Figure 2).  Sediments with
an excess of AVS relative to SEM had IWTU <0.5, and were generally not toxic.  Sediments with
an excess of SEM relative to AVS had silver IWTU X3.5,  but no measurable AVS, and were
generally toxic.  Sediments with measurable AVS were not toxic. Re-analysis of the previously
published data from the freshwater sediments spiked with silver showed mortality to be correlated
with nominal SEM-AVS and with silver IWTU (Figures la  and figure 3). Taken together, these
results support the use of AVS and silver IWTUs in predicting the toxicity of silver in sediments.

       Silver is slightly different from the other metals originally included in the Metals Mixtures
ESG (cadmium, copper, lead, nickel, and zinc) because it is essentially monovalent in nature.  For
this reason one half of the silver concentration is what is used for comparison to AVS. Another
difference is that silver forms a sulfide that is not soluble in the normal AVS extraction.  These
differences affect the way that AVS normalization is used for silver.

       Consider the case of a sediment that is contaminated with silver and other sulfide-formmg
metals. The possible contingencies are summarized hi Table 1. A mole of sulfide will be bound for

                                         2-56

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every two moles of silver (the 1:2 ratio is due to the fact that silver is monovalent) present because
the sulfide solubility product of silver is lower than that of other metals (Lide, 1995).  If sulfide
exceeds the sum of the [Ag]/2 plus the other SEM metals (cadmium, copper, lead, nickel, and zinc),
measurable AVS will exceed measurable  SEM; therefore, these metals should not be present in
lexicologically significant concentrations hi  the interstitial water, and the sediment should not-be
acutely toxic due to these metals. If the sum of the [Ag]/2 plus the other SEM metals exceeds the
sulfide in the sediment, measurable SEM will exceed measurable AVS, and the sediment may be
acutely toxic due to these metals. Sediments which do not have lexicologically significant amounts
of these metals  in the interstitial water should not be toxic due to these metals, even if SEM exceeds
AVS in the sediment. However, any sediment in which SEM exceeds AVS should be looked at
carefully. Sediments which do have toxicologically significant amounts of metals in the interstitial
water are certainly potentially toxic due to these metals (Berry et al., 1996).

       Theoretically, almost all of the silver hi the sediment will be bound to sulfide in any sediment
hi which there is an excess of sulfide over [Ag]/2.  This is because of the extremely low solubility
of silver sulfide (Lide, 1995). However, if the sum of the [Ag]/2 plus the other SEM metals exceeds
the sulfide in the sediment, some of the other SEM metals may be present hi the interstitial water and
the sediment may be toxic due to these metals. In these sediments the silver may be contributing to
the overall toxicity of metals in the sediment, by tying up sediment sulfide which might otherwise
bind the other SEM metals.  This is apparently what happened in some of the Call et al. (1999)
sediments, in which zinc and copper were released into interstitial water due to the addition of silver
to the sediment.

       The release of metals into the interstitial water in relation to sulfide solubility is not peculiar
to silver. Berry et al. (1996) found that metals appeared in the interstitial water in the order of their
K^, with copper appearing last in their experiments. What is unusual about silver, however, is that
the solubility of silver sulfide hi the AVS extraction is so low that any sediment with an excess of
[Ag]/2 over sulfide will have no measurable AVS present. Thus, any sediment with measurable
AVS should not have silver hi the interstitial water, and should not be acutely toxic because of silver.
       It is important to remember that the data presented here apply primarily to acute mortality,
and may not address all effects due to chronic exposure or bioaccumulation (Luoma et al., 1995).
For example, Hook and Fisher (1997) demonstrated hi preliminary experiments that  silver may
affect  copepod reproduction at environmental concentrations.  However, taken  together, the
freshwater and saltwater sediment results indicate that silver:AVS relationships and IWTU can
provide insight into the role of silver in the possible toxicity of sediments. From the point of view
of AVS and SEM measurements, these results would indicate that silver can be included along with
cadmium, copper, lead, nickel, and zinc in sediment assessment. If the sum of the SEM for these
metals is less than AVS in a sediment, the sediment should not be acutely toxic due to these metals.
Furthermore, even in sediments which have  an excess of metal over sulfide, as long as there is
measurable AVS any observed acute mortality should not be due directly to silver in the interstitial
water.
                                          2-57

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                                     References
Berry, W.J., DJ. Hansen, J.D. Mahony, D.L. Robson, D.M. Di Toro, B.P. Shipley, B. Rogers and
J.M. Corbin. 1996. Predicting the toxicity of metals-spiked laboratory sediments using acid-volatile
sulfide and interstitial water normalization.  Environ. Toxicol. Chem. 15:2067-2079.

Berry, W.J., M. G. Cantwell, P.A. Edwards, J.S. Serbst, DJ. Hansen 1999. Predicting toxicity of
sediments spiked with silver. Environ. Toxicol. Chem. 18:40-48.

Call DJ, Markee TP, Brooke LT, Polkinghorne CN, Geiger DL. 1999. Bioavailability and toxicity
of silver to Chironomus tentans in water and sediments. Environ Toxicol Chem. 18:30-39.

Hook S, Fisher N.  1997.  Sublethal response of zooplankton to silver: the importance of exposure
route. Abstract. Eighteenth Annual Meeting of the Society of Environmental Toxicology and
Chemistry. San Francisco, Ca. November 16-20,1997.

Lide, D.R.., ed. 1995. CRC Handbook of Chemistry and Physics, 76th ed CRC, Boca Raton, FL,
USA, pp 8-85.

Luoma SN, Ho YB,  Bryan GW.  1995. Fate, bioavailability and toxicity of silver in estuarine
environments.  Mar Poll Bull 31:44-54.

Rodgers JA Jr, Deaver E, Rodgers PL.  1997.  Partitioning and  effects of silver in amended
freshwater sediments. Ecotoxicol Environ Saf 37: 1-9.
                                         2-58

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                                   Figure Legends
Figure 1. Percentage mortality of the amphipodAmpelisca abdita as a function of dry weight silver
concentration (A), ([Ag]/2) - AVS (B), interstitial water toxic units (IWTU) (C), and measured AVS
(D) in two saltwater sediments spiked with silver. Nin = Ninigret Pond sediment.  Pojac = Pojac
Point sediment.  Sediments below the dashed line at 24% mortality are not considered toxic.
Vertical dashed lines at SEM-AVS = 0 (B) and IWTU = 0.5 (C) indicate predicted break points in
toxicity.  Data points believed to be the result of interstitial water ammonia are included but
highlighted and not connected by lines in A.  AVS detection limit is indicated as "ND" in D. (After
Berry et al., 1999)

Figure 2. Percentage mortality of the amphipod Hyalella azteca as a function of nominal ([Ag]/2)-
AVS (A) and dry weight silver concentration (B) in four freshwater sediments spiked with silver.
(From Rodgers et al., 1996). Sediments below the dashed line at 24% mortality are not considered
toxic. A vertical dashed line at SEM-AVS = 0 (A) indicates the predicted break point in toxicity.

Figure 3. Percentage mortality of the midge Chironomus tentans as a function of nominal
 ([Ag]/2) - AVS (A), IWTU (B) and dry weight silver concentration (C) in a freshwater sediment
spiked with silver.  (From Call et al., 1999). Sediments below the dashed line at 24% mortality are
not considered toxic.  Vertical dashed lines at SEM-AVS = 0 (A) and IWTU = 0.5 (B) indicate
predicted break points in toxicity.
                                          2-59

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Table 1. Contingency table for predicting toxicity due to metals from measurements of silver,
other SEM metals, and AVS in laboratory-spiked and field sediments. (From Berry et al., 1999)
Nominal Metal and AVS in
Sediment
Measured Metal and AVS
in Sediment
Prediction of Acute
Toxicity
Silver Only
[Ag]/2 < AVS
[Ag]/2 > AVS
AVS > Detection limit
and
(SEM-AVS) < 0.0
AVS < Detection limit
and
(SEM-AVS) > 0.0
Sediment not acutely toxic
due to silver. No metals
detectable in interstitial
water.
Sediment may be acutely
toxic due to silver (but not if
IWTU < 0.5).
Metals Mixtures
([Ag]/2+[Cd]+[Cu]+[Ni]
+[Pb]+[Zn]) < AVS
([Ag]/2+[Cd]+[Cu]+[Ni]
+[Pb]+[Zn]) > AVS
but
[Ag]/2 < AVS
([Ag]/2+[Cd]+[Cu]+[Ni]
+[Pb]+[Zn]) < AVS
and
[Ag]/2>AVS
AVS > Detection limit
and
(SEM-AVS) < 0.0
AVS > Detection limit
and
(SEM-AVS) > 0.0
AVS < Detection limit
and
(SEM-AVS) > 0.0
Sediment not acutely toxic
due to these metals. No
metals detectable in
interstitial water.
Sediment may be acutely
toxic due to these metals, but
not silver directly (but not if
sum of IWTU < 0.5).
Sediment may be acutely
toxic due to silver and /or the
other metals (but not if sum
of IWTU < 0.5).
                                         2-60

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             2-61

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         10      100     1000    10000   100000
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                   2-62

-------
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                    2-63

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                               IMPORTANT NOTE
Section 3 (A Model of the Acute Toxicity of Metals) of the Integrated Approach to Assessing the
Unavailability and Toxicity of Metals in Surface Waters and Sediments will be mailed to reviewers
on March 15,1999 as an addendum to this document.

-------
                      DRAFT
                        - DRAFT-
A BIOTIC LIGAND MODEL OF THE ACUTE TOXICITY OF METALS
in. APPLICATION TO FISH AND DAPHNIA EXPOSURE TO SILVER
                           by
       PAUL PAQUINA, DOMINIC Di Tono*3, ROBERT SANTOREC,
             DEVANSHI TRTVEDI* AND BENJAMIN WuA
       A HydroQual Inc., 1 Lethbridge Plaza, Mahwah, NJ 07430
      B Environmental Engineering Department., Manhattan College
         4513 Manhattan College Parkway, Bronx, NY 10471
c HydroQual Inc., 4914 West Genesee Street, Suite 119, Camillus, NY 13031
                      March 23, 1999

-------
Abstract- A Biotic Ligand Model of the Acute Toxicity of Metals. III. Application to Fish and
Daphnia Exposure to Silver. When silver is discharged to a water body, speciation and complexation
reactions control its distribution among various organic and inorganic complexes and as ionic silver. It is
the distribution of the silver among these forms, as well as the other water quality characteristics of the
system, that control its bioavailabihty. The bioavailabihry can be evaluated in the context of a biotic
ligand modeling framework. In this mechanistically based framework, the biotic ligand, the organism
tissue at the site of action, is represented in the same way as any other ligand in solution. It has a
characteristic binding site density and a conditional stability constant for each species that it reacts with.
The biotic ligand model simultaneously accounts for the speciation and complexation of dissolved silver
and competitive binding of silver and other cations at the site of action.  The organism LC50 corresponds
to the point where silver accumulation at the biotic ligand reaches a critical level. This paper describes
the version of the biotic ligand model developed for silver, as applied to several data sets for fish and
invertebrates. The model is first used to analyze fish gill silver accumulation data over ranges of
hardness, DOC, chloride, pH and alkalinity. It is then used to account for the variation in acute toxicity
of silver to both fish and invertebrates in  bioassays where hardness, DOC and chloride levels were
varied systematically. The biotic ligand model has a number of potential applications including use in
prediction of water effect ratios (WERs) from site water chemistry, development of water quality criteria
for metals, and more generally, for ecological risk assessment purposes.

Key Words-   Silver   Biotic ligand model  Bioavailability    Speciation    Toxicity
                                               3-60

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INTRODUCTION

It is generally accepted that total metal concentration is not a good measure of exposure that can be
directly related to biological effects, in either the water column or the sediment.  This acceptance arises
from repeated demonstrations that consideration of the form of a chemical stressor and its
bioavailabiliry are pre-requisites for the successful prediction of effects (Di Toro et al., 1991; Ankley et
al., 1994 and 1996; Allen and Hansen,  1996).  The importance of considering bioavailability in
assessing ecological impacts has been recognized by both regulatory authorities and the scientific
community (Prothro,  1993; Renner, 1997; Bergman and Dorward-King, 1997).  As a result, much
research has  been carried out during recent years to obtain an improved understanding of
bioavailability and the mechanisms of toxicity, and in developing modeling frameworks that are
appropriate for use in assessing the environmental  fate and effects of metals, including silver, in aquatic
systems.

This last in a series of three papers describes the biotic ligand model (BLM), a generalized framework
for assessing the bioavailability and acute toxicity of metals in aquatic systems, as developed and
applied for silver. A version of the model is presented that is developed to predict the acute toxicity of
silver to both fish and Daphnia.  The model framework  as structured for silver is first described. It is
then used to analyze silver  accumulation data from experiments performed with fish in laboratory and
natural waters. This analysis will illustrate how the model predicts changes in silver accumulation at
the gill, the site of action of acute toxicity in fish, that result from changes hi water quality
characteristics. The framework is then applied to several bioassay data sets to refine the parameter
values used in the model to account for the effects  of variation in water quality (e.g., hardness, DOC,
chloride, pH and alkalinity) on the acute toxicity of silver to fish.  Finally, the application of the model
to an invertebrate, Daphnia magna, is presented.
                                              3-61

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BACKGROUND

        Description of Model

The conceptual framework for the biotic ligand model is an adaptation of the Gill Surface Interaction
Model (GSIM) originally proposed by Pagenkopf (1983) and applied by him to several metals.  A
detailed description of the generalized biotic ligand model framework, consisting of chemical speciation
and acute toxicity sub-models, and the technical basis of the model is described elsewhere (Di Toro et
al., 1999). Briefly, the model is based on the premise that toxicity is not simply related to the total metal
concentration in solution. Rather, metal speciation and complexation reactions and interaction of the
metal and other cations at the site of action of toxicity must be considered as well. The role of
complexation is critical, since formation of both organic and inorganic metal complexes renders a
significant fraction of the total metal non-bioavailable.

The version of the biotic ligand model developed for silver is illustrated on Figure 1.  The dissolved
silver exists in solution as the free silver ion (Ag+)  and as a variety of organic and inorganic metal
complexes (Figure 1, left side). The free silver ion typically represents a relatively minor fraction of the
total silver in solution.  However, it  is this free metal species that is hypothesized to control the degree of
biological effects in the free ion activity model (FIAM) of toxicity, either by direct interaction at the site
of action, or indirectly, via its role in the formation of other silver complexes (Morel,  1983; Campbell,
1995). These other complexes form as a result of reactions of free silver with the other organic and
inorganic ligands present in solution, and collectively, they represent the predominant form of silver in
solution. With limited exceptions (e.g., it will be shown that AgCl appears to be  toxic to fathead
minnows), they are typically not considered to be bioavailable.

The metal speciation computations needed for the chemical speciation sub-model could be performed
using any of a number of alternative chemical equilibrium models. For example, the CHEMICAL
Equilibria in Soils and Solutions model, CHESS (Santore and Dnscoll, 1995), or EPA's MINTEQA2
model (Allison et al., 1991; Brown and Allison, 1987) or any one of a number of programs (Westall et
al., 1976) are available for use. Though Pagenkopf (1983) recognized the ameliorating effect of organic
matter on toxicity, the effect of organic matter was neglected in this early attempt to model metal-gill
                                              3-62

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interactions, since it was to be applied to data obtained using water that was low in organic matter
content.  However, dissolved organic matter is frequently judged to be important, and in such instances,
the Wmdermere Humic Aqueous Model (WHAM; Tipping, 1994 and 1996) offers a relatively detailed
framework for evaluating metal-organic matter interactions.  Given that it has been tested against an
impressive number of published data sets and with a wide variety of ambient waters, the Environmental
Chemistry Workgroup  at the Pellston Workshop on Reassessment of Metals Criteria for Aquatic Life
Protection, recommended that Model V, WHAM Version 1.0 (Tipping, 1994), be used to represent
metal-organic matter interactions (Kramer et al., 1997).  The chemical speciation sub-model employed
herein represents a synthesis of the advanced representation of metal-organic matter interactions of
WHAM with the chemical equilibrium framework of CHESS. However, since the requisite WHAM
stability constants have not been previously determined for silver, and a suitably designed experimental
data set is not currently available for use in performing this evaluation, it was necessary to perform a
preliminary evaluation  of the requisite inputs as part of the calibration process to be described.

The remaining component of the biotic hgand model is the acute toxicity sub-model. For fish, the site of
action of acute toxicity is the gill (McDonald et al., 1989). Silver toxicity is caused by binding of silver
at physiologically active, functionally important sites on the surface membrane of the gill.  This
interaction of free silver and other bioavailable silver species at the gill results in an iono-regulatory
disturbance that manifests itself in the form of an acutely toxic effect.  Specifically, in the case of
freshwater fish such as  rainbow trout, silver toxicity results from disruption of the iono-regulatory
processes that control the active transport of ions such as Na*, Cl" and Ca2+ across the gill (Morgan et al.,
1996; Wood et al., 1996a and 1999).  Janes and Playle (1995) proposed a conceptual model that could be
used to predict the degree of silver binding to gills of rainbow trout (Figure 1, right side) and conducted
studies to investigate the factors that control the degree of accumulation. Given that the acute toxicity of
silver to fish was understood to be related to accumulation of silver at the gill, this conceptual approach
seemed well suited for use in a model that could be used to predict the acute toxicity of silver to fish.  All
that was needed was a way to relate the degree of accumulation to the organism response. As described
herein, this remaining step is accomplished by application of the model to bioassay test results.

In the context of the biotic hgand model, binding of the free metal ion at the site of action - the
membrane at the gill surface in the  case of fish - is analogous to formation of a metal complex in
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solution, where the tissue at the site of action is viewed as a "biotic hgand." The metal-biotic hgand
interaction is represented in the same way as any other reaction of a metal with an organic or inorganic
hgand. Both the binding site density of the biotic hgand, which is analogous to the concentration of an
inorganic hgand in solution, and the conditional stability constant for the metal-biotic hgand complex
and for any other cations that interact with the biotic hgand, must be specified.

Experimental results for use in developing initial estimates of model parameter values needed to predict
metal accumulation on the total fish gill, including sites that may or may not be active physiologically,
are currently available for a number of metals, including copper and cadmium (Playle et al., 1993a and
1993b) and silver (Janes and Playle,  1995). The results of these tests provide an indication of the levels
of complexing hgands and competing cations that will affect accumulation of metal at the gill. With
respect to copper, direct evidence also exists that demonstrates a relationship between the short term gill
uptake of copper and acute toxicity (MacRae, 1994; reviewed by Santore et al., 1999). The situation is
less well defined for silver, however, with recent experimental results showing that the level of silver
accumulation on the gill vanes over time and that static equilibrium conditions are not necessarily
achieved (Wood et al., 1999).  Moreover, only a relatively small fraction of the measured total
accumulation of silver at the gill is associated with binding to physiologically active sites (Wood et al.,
1999).  As a result of these factors it has been difficult, at least in the case of silver, to establish empirical
evidence of a direct relationship between total gill silver accumulation and acute effects. Given the
difficulties associated with establishing a definitive relationship between silver accumulation and
toxicity, this is still an area of active research. It is useful, therefore, to review the results of some recent
studies prior to a review of the model being developed for silver.

        Relationship of Silver Accumulation to Acute Toxicity

Several studies have shown that when juvenile fathead minnows and rainbow trout are exposed to
copper, there is a relatively rapid increase above background levels of copper bound to the gill (Playle et
al., 1992; MacRae, 1994). This short term initial increase, which takes place over a time scale of a few
hours to a day, has been shown to be related to survival  (MacRae, 1994; Hollis et al., 1997). Based on
these data, Santore et al. (1999) estimated that an increase in gill copper accumulation of 10 nmol/gw
above background gill copper levels, was associated with 50% mortality in juvenile rainbow trout.
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During the initial stages of development of the biotic ligand model for silver it was assumed that the
uptake of silver by fish gills followed a similar pattern to that of copper, with a rapid short term initial
uptake of silver at the surface membrane of the gill, and that this initial uptake reached a plateau.  Janes
and Playle (1995) showed that this short term accumulation of silver at the gill was associated with
adverse effects to fish.  They showed that the sodium efflux from the gills of juvenile rainbow trout (1-3
grams) increased as the short term (2- to 3-hour) gill loading of silver increased from about 1 to 15 nmol
Ag/g wet tissue (nmol/gw), when the fish were exposed to silver concentrations spanning the range of
LC50 levels analyzed herein (about 6-40 ug/L) in experiments carried out in low chloride waters.

Several  investigators (McGeer and Wood, 1998; Bury et al., 1999a; Wood et al., 1999), in tests with
rainbow trout, reported decreases in Na+ influx to the gill and/or reduced ATPase activity as a function
of predicted free silver, while the relationship of these effects with gill  silver levels measured in a
separate set of experiments, following the same experimental protocol, was not clearly defined.
However, the exposure concentrations used in these tests, about 3-4 ug/L, were significantly lower than
the range of concentrations used by Janes and Playle (up to about 50 ug/L of silver) to develop a
relationship between Na efflux from the gill and gill silver burden. The silver concentrations they used
were also about one half of representative rainbow trout LCSOs measured in unamended laboratory
waters (Davies et al., 1978;  Bury et al., 1999b). Since the acute toxicity data to be analyzed with the
biotic ligand model includes LC50 results in the range of about 6 to 40  ug/L, the results of Janes and
Playle (1995) are more relevant to consider for purposes of the analyses to be described herein.

Recently reported measurements of the silver loading on juvenile rainbow trout gills over a 48-hour
penod show that the gill loading vanes markedly over time and with the exposure level of silver used
(Wood et al., 1999). The results suggest that an equilibrium gill silver level is not achieved. Hence,
there may not be a unique equilibrium gill silver level associated with a given response. In another long
term 48-hour study with 320 gram rainbow trout, the measured Na+/K+ ATPase inhibition response did
not vary with gill silver as chloride was added (McGeer and Wood, 1998; Wood et al., 1999), but the
same response did vary with gill silver in a shorter 6-hour duration study using 8.8 gram juvenile
rainbow trout (Bury et al., 1999a). Thus, it is still possible that the short term (a few hours to a day)
accumulation of silver on the gills of juvenile rainbow trout can be related to acute effects associated
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with a more extended (e.g., 72 to 96 hours or longer) exposure period, as it has been with copper
(MacRae, 1994; Hollis et al., 1997), Hg (Playle, 1998a) and Cd (Hollis et al., 1997). Although not yet
confirmed by an independent set of tests, the limited results with silver suggest that the short term
accumulation of silver may be directly related to binding at physiologically active sites at the gill
surface, while for longer term exposures, the accumulation of silver occurs at other relatively inert sites
as well, thereby obscuring a direct relationship between longer term gill Ag level and effects.

From a practical perspective, what is actually needed is to be  able to predict changes in the toxic
response that results from changes in the complexation of the metal and competitive effects on binding at
physiologically active cells at the site of action, the biotic ligand.  The reported difficulties in achieving a
consistent correlation of effects with total gill silver may reflect the relatively minor contribution of
silver at the active gill sites to the total gill silver load. As currently understood it is the chloride cells,
those cells that transport the Ag+ across the gill membrane to a point where it can exert its inhibitory
effect on the Na+/K+ ATPase activity, that correspond to the  physiologically active sites on the gill
(Bury et al., 1999a), and thus to the biotic ligand. It has been estimated that these cells represent only 10
percent or less of the total gill cell population (Bury et al., 1999a). Unfortunately, it is not possible to
measure the concentration of silver associated with these cells directly, independent of other silver that is
bound to the gill. Even so, if the total gill silver varies in a similar way to the silver bound to these
functional sites, and/or it can be related to an acute toxicity end point, then a direct measure of the silver
at these specific sites may not be required.

In the interest of expediency, given the preceding difficulties, the approach followed in developing the
BLM is to predict the acute toxicity of metals by use of a parameter that corresponds to a predicted
equilibrium biotic ligand concentration.  This approach provides a generalized computational framework
for evaluating the effect on metal toxicity of both the formation of metal complexes and competitive
binding at a biotic ligand that represents the true site of action of toxicity.  The degree to which these
effects (e.g., the "hardness correction") differ from one metal  or organism to another can be evaluated by
calibrating the model directly to toxicity data. At the same time, as the understanding of the underlying
mechanism of toxicity is elucidated in the future, it is expected that this modeling framework will be
amenable to future refinements.
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Given the difficulties associated with directly relating gill silver accumulation levels to toxicity, the
calibration of the biotic hgand model for fish, as presented herein, is based on both the laboratory silver
accumulation test results of Janes and Playle (1995) and acute toxicity data as well. Development of the
model using toxicity data is critical, since the ultimate use of the model will be to predict toxicity. Since
silver accumulation data that are suitable for use in the development of the BLM for Daphnia magna are
not currently available, when the model is developed  for Daphnia, it is calibrated to toxicity data alone.
This may ultimately be the only practical approach for organisms the size of Daphnia, since the site of
action is uncertain and sampling and analysis of the relevant body parts, other than perhaps the whole
body, would be exceedingly difficult if not impossible to do.

As applied herein, the primary use of the BLM is to predict the organism LC50, the dissolved
concentration corresponding to 50 percent mortality, as a function of water quality characteristics. It is
emphasized that the critical biotic ligand accumulation level used in the model, the lethal accumulation
at 50% mortality (LA50) that is associated with the dissolved LC50 to be predicted, is viewed as being a
nominal concentration.  It does not necessarily correspond to, nor is it intended to be equivalent to, a
steady state equilibrium concentration that can actually be measured at the physiologically active  sites of
the biotic ligand. Rather, the LA50 is simply a quantitative benchmark that can be correlated to the
dissolved silver LC50 in water. This approach is adopted, rather than simply relying on a prediction of
free silver concentration, to expedite the prediction of toxicity with consideration given to alternative
mitigating factors. That is, it provides a way to evaluate not only the concentrations of free metal and
other metal complexes in solution, but the net effect of competitive binding of the metal and other
cations in solution at the physiologically active sites of the biotic ligand as well.  The degree to which
mitigating effects such as competitive binding between the metal of interest and other cations vanes with
organism type and metal is addressed in the context of the model calibration process.
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        Applicability of the Biotic Ligand Model

The current EPA water quality catena (WQC) for copper (USEPA, 1985) and silver (USEPA, 1980) are
functions of hardness, but are independent of other water quality characteristics. Since it is known that
other water quality characteristics such as pH and organic carbon often affect toxicity as well, it is
frequently necessary to perform extensive bioassay testing to develop water effect ratios (WERs) that can
be used to establish site-specific WQC for metals.  The model framework described herein provides a
computational alternative to bioassay testing that can be  used to explicitly evaluate these effects.

The biotic ligand model is currently being developed for use in predicting silver LCSOs on the basis of
site-specific water quality characteristics. The relative sensitivities of the organisms to which the model
has been applied thus far are shown on Figure 2 (left panel). This figure shows the cumulative
distribution of Genus Mean Acute Values (GMAVs) upon which the 1987 draft water quality criterion
(WQC) for silver was based (USEPA, 1987). The data from the 1987 draft WQC document are used for
this illustration because they include more data than were available in 1980, when the current acute
criterion was developed (USEPA, 1980). Each data point represents the mean LC50 for a single genus,
and the points are ranked from the most sensitive organisms (low LCSOs) to the least sensitive organisms
(high LCSOs). The BLM analyses to be presented for fish will use data for rainbow trout and fathead
minnows, species that have similar intermediate levels of sensitivity to  silver (near the 50 percentile on
the GMAV probability distribution; USEPA, 1980 and 1987).  BLM results will also be presented for
Daphnia magna, a relatively sensitive invertebrate having an LC50 that is close to the current acute
water quality criterion for silver, a Criterion Maximum Concentration (CMC) of about 1 ug/L.
     \
It should be recognized that the concentration ranges to which the BLM will be applied herein are
significantly greater than typically observed ambient levels of silver in aquatic systems (Figure 2, right
panel).  Development of the BLM at these levels is appropriate for several reasons.  First, it is envisioned
that the BLM will provide a computational alternative to measuring Water Effect Ratios (WERs) for use
in establishing site-specific criteria. Use of the BLM for prediction of fathead minnow LCSOs is
consistent with the current routine use of fathead minnows in determination of WERs for silver. Further,
EPA guidelines recommend that the WER be developed  using an organism that is sensitive at a level
close to the WQC (USEPA, 1994), and development of the model for Daphnia is consistent with this
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recommendation. These published guidelines also stipulate that the endpomt of a toxicity determination
must not be below the Criterion Maximum Concentration (CMC) or Criterion Continuous Concentration
(CCC) to which the WER is to be applied.  Since the freshwater acute WQC for silver, the CMC, is about
1 ug/L, development of the BLM for application at lower concentrations would not be appropriate for
development of a site-specific freshwater acute criterion. Although it is envisioned that the applicability
of the biotic ligand model will eventually be extended to lower chronic effect levels, the model is
currently only applicable for use in predicting acute toxicity.

The biotic ligand model framework described herein has thus far been applied to copper (Santore et al.,
1999) and, as presented below, to silver. The principal features that distinguish this model from the
earlier conceptual frameworks that have been proposed to predict metal toxicity are that (1) it is a
working program incorporating a state of the art representation of metal-organic matter complexation,
and (2) it can be used to predict site-specific acute toxicity levels for fish and invertebrates. Studies are
being planned or are in progress to develop the requisite data to evaluate the BLM parameters for other
metals, for both fish and invertebrates.  Once these results are available, it is envisioned that the
conceptual framework can be extended to other metals, and in its more general form, to organisms other
than fish.

BIOTIC LIGAND MODEL CALIBRATION

The biotic ligand model for silver will be applied to a variety of data sets for purposes of obtaining a
preliminary calibration. As a starting point, the model was first calibrated using total gill silver
accumulation data generated by Janes and Playle (1995) in the hopes that the resulting parameter values
would to some degree reflect the characteristics of the active sites corresponding to the biotic ligand
itself. The model was then applied to aquatic toxicity data sets to refine the preliminary parameter
values that were determined. The results to be presented will be based on the parameter values that were
determined as a result of following this overall approach.

       Analysis of Silver Accumulation Data
                                                                                           »
The first  application of the biotic ligand model was to rainbow trout gill silver accumulation data from
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exposure to silver in laboratory water spiked with varying levels of complexmg ligands and competing
cations (Janes and Playle, 1995).  This set of data is of particular interest because it demonstrates the
protective effects of both silver complexation (by the addition of DOC and chloride) and of competition
of Ag+ with Ca2* and Na+ for binding sites on the gill. The analysis will also illustrate how the model can
be used to simulate these effects.  The model is then applied to gill silver accumulation measurements in
natural waters that were spiked with silver to show that the model can be used to predict similar effects
over a range of natural water characteristics.

Janes and Playle (1995) conducted an elegant set of experiments to demonstrate the effects of
complexation and competition on the accumulation of silver on the gills of juvenile rainbow trout, and to
obtain data to evaluate the required gill site  densities and gill binding constants needed in a chemical
equilibrium model that could be used to predict gill silver levels. The first step in the procedure was to
conduct tests where rainbow trout were exposed for two to three hours to 0.07 uM of silver nitrate in the
presence of increasing levels of thiosulfate.  The effect of the thiosulfate additions on silver
accumulation on the gills was monitored. The accumulation results are shown on Figure 3. The first bar
shows the background level of gill silver m  the control is less than 1 nmol Ag/gram wet weight of gill
(nmol/gw).  The second bar shows the increase in gill silver to about 6 nmol/gw when the silver is added
in the absence of thiosulfate, and the remaining bars show the effect on gill silver with increasing
amounts of thiosulfate in the test chamber.  Note that at levels in excess of 0.5 uM of thiosulfate, there is
a progressive decrease m gill silver levels. This decrease was interpreted to indicate that the thiosulfate
was forming a complex with the added silver and out-competing the gill for Ag* from binding to the gill.
Since silver thiosulfate (AgS2O3~) is a very strong complex (Log K = 8.8, a value considered to be well
established) this seemed reasonable.  Also, since it required about 29 times more thiosulfate than silver
     N
to prevent the accumulation of Ag+ on the trout gills, it was reasoned that the Ag-gill conditional
equilibrium constant must be greater than 8.8.  Pursuant to several simplifying assumptions it was then
shown algebraically that  the Ag-gill equilibrium constant was <10.3. Based on further computations
with MINEQL+, they determined that the Ag-gill Log K = 10.0.

The preceding approach yielded a gill-Ag binding constant that appears to be quite large, at least with
regard to constants typically associated with binding to organic acid functional groups (Sikora and
Stevenson, 1994; Varshal et al., 1995). Alternatively, if the Ag is binding to reduced sulfur groups, then
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it may be reasonable. However, if this were the case, then the Log K for Cu-gill binding (7.4; Playle et
al., 1993b and Santore et al., 1999) would be expected to be higher as well, for a similar reason. To the
degree the gill Ag is associated with the silver thiosulfate complex, this would lead to an overestimation
of the Ag+ that is bound to the gill  There is some recent evidence that shows that elevated gill silver
levels can result from exposure offish to Ag-thiosulfate under conditions where acute toxicity to
rainbow trout is not observed and where most of the silver is complexed as Ag-thiosulfate. For example,
in longer term exposures Hogstrand et al. (1996) reported gill silver levels of approximately 30 nmol/gw
at 98 mg/L Ag after 7 days and Wood et al. (1996b) reported 29 nmol/gw at 30 mg/L Ag after 6 days.
Although the total silver concentrations in these silver thiosulfate tests were relatively high, the free Ag
concentration was calculated to be <0.003 ug/L by Wood et al. (1996b), a level  that appears inconsistent
with such high gill silver levels. For example, in a parallel set of experiments with 10 ug/L Ag added as
silver nitrate, the gill silver was 11.5 nmol/gw at a calculated free silver concentration that was 3 orders
of magnitude higher, at 3.8 ug/L (Wood et al., 1996a). The inclusion of Ag-thiosulfate m the gill silver
measurements by Janes and Playle (1995) would have significant implications to the analysis because the
Ag-gill constant evaluated from the thiosulfate experiments was subsequently used in the evaluation of
the remaining conditional equilibrium constants, including a Ag-DOC equilibrium constant of Log K =
9.0 - 9.2.

Given the possibility that the Ag-thiosulfate was binding to the gills in these experiments, the BLM was
calibrated without use of the thiosulfate data. The calibration approach used herein also differed from
the approach followed by Janes and Playle (1995) because the representation of metal-organic matter
interactions developed for  WHAM was applied. As a preliminary step, the model was applied to Ag-
DOC sorption data obtained with hurmc and frilvic acids (Sikora and Stevenson, 1988). The initial
metal-proton exchange constants evaluated from this analysis were about 2.6 for humic samples and 2.2
for fulvic samples (Figure  4 shows representative results), with a range of values associated with the
different samples analyzed. These values were then subsequently refined over the course of the BLM
calibration, with the  final values set at 2.0 and 1.4 for humic and fulvic acids respectively. Table 1
summarizes the base case model input parameters that resulted from the model calibration. Departures
from these values will be noted as appropriate in the discussion of the calibration results that follow.
Given the high concentrations of silver used in the experiments by Sikora and Stevenson (1988), and
recognizing that measured proton exchange constants are typically inversely related to the level of metal
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 tested, these initial estimates were considered to set a lower bound on the metal-proton exchange
 constants to use for the silver accumulation test conditions.  This effect occurs because of variations in
 the strength of the organic matter binding sites. At low silver levels, binding occurs only at the strong
 sites, while as the silver concentration increases, more and more weak sites form complexes with the
 silver and the effective equilibrium constant decreases. The analysis of the data indicated that when
 these initial estimates of proton exchange constants were used, the mitigating effect of DOC on toxicity
 was underestimated (as expected), and the values were adjusted to 2.0 and 1.4 for Ag-humic and Ag-
 fulvic proton exchange constants, respectively.  (Note that as these values are expressed here, this
 adjustment increases the degree of DOC complexation.)

 The calibration of the biotic ligand model to the rainbow trout gill accumulation data (Janes and Playle,
 1995) is summarized on Figure 5.  These graphs compare measured juvenile rainbow trout gill Ag levels
 following 2-3 hour exposures to silver (the open bar, the control  and the single hatched bars for silver
 treatments) with the gill-Ag levels computed by the BLM (solid bar = Ag+ binding to the gill and the
 cross hatched section indicates AgCl binding to the gill). The water chemistry used in these
 computations is reported elsewhere (Janes and Playle, 1995) and the constants that were developed from
 the calibration are listed in Table 1 and discussed throughout the remainder of this description of the
 calibration of the BLM. The upper left panel shows gill silver accumulation levels as a function of the
total dissolved Ag that was added. A gill-Ag Log K of 7.3 was used in conjunction with a gill site
 density of 35 nmol/gw to achieve these results.  Generally good agreement is obtained, with both
measured and predicted gill silver levels increasing as the silver concentration increases from less than
the detection limit (the control) to about 54 ug/L (0.5 uM). The data suggest a leveling off of the gill
 silver concentration at the three highest exposure concentrations, suggesting that the available gill sites
are saturated at about 15 nmol/gw.  The slight over prediction of the gill silver concentration that is
evident at the higher exposure levels occurs because a gill site density of 35 nmol/gw is assigned.
Although use of a lower gill site density would provide a better fit of these data (Janes and Playle, 1995,
used an average of 13 nmol/gw), an effort was made to maintain consistency across all  data sets analyzed,
and a higher gill site density is needed to predict the observed gill silver levels in the natural water
experiments, reviewed subsequently.

The upper nght panel of Figure 5 shows gill  silver results obtained with increasing amounts of sodium
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added to water containing about 11.9 ug/L of silver. This set of data illustrates how a competing cation
can reduce the level of silver on the gill.  The first two pairs of bars compare model and data in the
control water, with and without silver addition. With the addition of silver, the gill silver level increases
to about 10 nmol/gw and model and data (measured) are in good agreement. Increasing the sodium
concentration by about a factor of 4, from 400 to 1600 uM (about 9 to 37 mg/L) has a negligible effect
on the results. However, when the sodium concentration is increased by another factor of 10, to 16,000
uM (370 mg/L), gill silver levels decrease to about 4 nmol/gw. The model, with the gill-Na binding
constant set at Log K = 2.3 responds accordingly. The utility of this data set is that it provides a way to
evaluate the gill-Na Log K by defining the concentration range over which this change in gill silver level
occurs.  It should be understood, however, that the values set for these gill binding constants are to some
degree dependent on each other, so the overall calibration process is somewhat less straightforward than
might at first appear.

Another example of a competing cation that was tested is calcium.  Janes and Playle (1995) reported that
gill silver levels remained in the range of 5 to 7 nmol/gw at calcium levels as high as 10.6 mM (about 265
mg/L).  These results indicate that calcium does not compete well with Ag for binding sites on the gill.
As calibrated (gill-Ca Log K = 2.3), BLM predictions for gill silver are within this range up to about
2000 uM, and then decrease slightly to about 3.5 nmol/gw at 10.6 mM of calcium.

The lower left panel of Figure 5 presents gill Ag results versus chloride concentration. Until recently, it
was understood that chloride mitigates the toxicity of silver by forming the AgCl complex, thereby
reducing the free silver concentration that was considered to be the bioavailable species. Although AgCl
was previously thought to be non-toxic, recent data, to be reviewed when the toxicity test results are
discussed, suggests that it may actually bind to the gills offish and be toxic to some species (Enckson et
al., 1998; Bury et al., 1999b). Accumulation of gill-AgCl, in addition to gill-Ag+, is thus included in the
BLM. The model results indicate these components separately as the solid (gill-Ag) and cross-hatched
regions  (gill-AgCl) of the bars.  The model and data both show excellent agreement up to 1500 uM of
chloride, with total gill silver levels of about 10 nmol/gw. When the chloride is increased an additional 6-
fold, however, the observed and predicted total gill Ag  decreases to about 4 to 5 nmol/gw. This decrease
occurs because most of the silver in solution is now AgCl (the free silver is reduced significantly at this
level of chloride), and the gill-AgCl Log K of 6.7 is less than the gill-Ag Log K of 7.3, so less Ag binds
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to the gill. It is also of interest to note that the predicted contribution of AgCl to total gill-Ag increases
with increasing chloride levels, reflecting the shift in the distribution of silver species in the water.

One of the primary difficulties encountered in the analysis of the gill accumulation data in the laboratory
water experiments was that the water had a relatively high DOC concentration, reported to be m the
range of 1.7 to 2.4 mg/L.  This was significantly higher than the 0.3 mg/L of DOC in the laboratory RO
water prior to its use in these experiments. The source of this increase in DOC was attributed to mucosal
secretions and excreta from the fish (Playle,  1998b), with  the effect possibly enhanced by the relatively
high fish biomass/volume (6-18 grams offish/liter) used in these short term static tests.  When the BLM
was initially  applied to this data set, the gill silver was consistently over-predicted. Decreasing the Ag-
gill equilibrium constant was not a viable solution since it was desirable to maintain consistency in the
parameter values used in the model for all data sets, and this change was inconsistent with the
comparisons to the other data sets, particularly the toxicity data sets. Since this increase in DOC was
apparently limited to the gill accumulation experiments, perhaps because fish biomass /volume used in
the toxicity experiments was much lower (about 1 to 2 g/L), it was decided that adjusting the
characteristics of DOC from this source was reasonable for calibration purposes.  Additionally, although
information on the complexation capacity of this type of DOC was not available, it would be reasonable
to expect that it could have characteristics that differed from those of humic and fulvic acids of a
terrestrial origin. In light of these considerations, the site density of this incremental DOC from the fish
was assigned to be approximately a factor of 4 times the site density of humic acid in order to fit these
gill accumulation data. It was also assumed that the source water background DOC was 10% humic acid
and 90% fulvic acid for this data set and for the  other data sets to be analyzed as well. These adjustments
were included in the BLM results discussed previously for Figure 5 (i.e., the Ag, Na and Cl addition
tests).

Janes and Playle (1995) also conducted studies where the DOC  of the water was increased from the
control water DOC of 2.4 mg/L, to about 24 mg/L at the highest treatment level (Figure 5, lower nght
panel). The silver concentration was 0.17 uM (18.3 ug/L) in these tests. The data and model results are
compared on the lower nght panel of Figure 5. The results provide a clear illustration of how formation
of a silver-organic matter complex reduces Ag accumulation at  the gill by reducing the free silver
concentration in solution.
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The DOC that was added in these experiments was isolated from Luther Marsh, Ontario, by tangential
flow ultrafiltration. No other characteristics of this source of organic matter were reported. When the
model was applied using the standard set of humic and fulvic acid characteristics developed for WHAM
for the added DOC, gill silver was overestimated. It was therefore necessary to increase the binding site
density of the Luther Marsh DOC by about a factor of seven to obtain the indicated results for the DOC
experiments. The need to increase the Luther Marsh DOC site density is consistent with results of
analyses with mercury and with mixtures of metals reported by Playle (1998a) where it was necessary to
increase the binding site density of Luther Marsh DOC by as much as a factor often. It would be
preferable if the DOC characteristics did not need to be adjusted for these different sets of experiments,
and these  changes were made with due consideration given to this. However, they were necessitated by
changes in the experimental conditions that were unique to these tests.  Fortunately, when the model is
applied to the toxicity data sets, the conditions were such that the contribution of DOC from the test
organisms did not seem to be a significant factor (static renewal test procedures and/or a much lower
mass offish per unit volume of water were used). Also, the DOC that was added, Aldnch humic acid, is
commonly used and relatively well characterized, so a consistent set of DOC related inputs could be
assigned in these critical analyses.

Finally, with regard to pH, Janes and Playle (1995) reported that pH was not a significant factor over the
range of pH levels tested. Although the detailed data for the pH experiments were not presented, the
measured  gill-Ag was reported to be about 6 to 6.5 nmol/gw over a pH range of 4.5 to 6.5 and a silver
concentration of 0.06 uM (6.5 ug/L) . The gill proton binding constant used in the analyses of Figure 5 is
Log K = 4.3. The modeling analyses of the datasets to be presented herein (Figures 5 -10) were not very
sensitive to this parameter over a range of Log K values of 4.3 to 5.4, with the higher value currently
used in the copper BLM model (Santore et al., 1999). The msensitivity of the results occurs because
most tests were conducted at pH > 6.2. A gill proton binding constant of Log K = 4.3 is used here
because it is more consistent with the low sensitivity of the reported results at pH levels as low as 4.5.
Note that with the silver DOM model used in the BLM, pH changes will also affect the results through
proton-DOC interactions. As pH increases, DOC binding sites de-protonate and this results in an
increase in Ag:DOC binding. Over the pH range of 6.5 to 8.5, this appears to result in a decrease in
calculated free silver that is qualitatively inconsistent with the limited data considered to date (Sikora
                                              3-75

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and Stevenson, 1988)  As a result, for purposes of the current version of the model, the inputs are
specified to avoid this effect at pH levels above 6.5.  Although this is an area where future refinements to
the model are envisioned, these refinements must await the completion of a carefully designed Ag:DOM
adsorption experiment for use in this task.

The BLM has also been applied in the analysis of a similar set of gill silver accumulation experiments
conducted by Janes and Playle (1995) using a variety of natural water samples. Here, the DOC of the
laboratory control waters was characterized as before, but the natural waters were modeled using
standard WHAM-based BLM  inputs for DOC.  That is, the percent of the DOC that is characterized as
being humic (10%) and fulvic (90%) material is specified. The remaining Log K values are as
summarized previously in Table 1. The measured gill silver accumulation and predicted values are
compared on Figure 6. Exposure waters 1 and 2 are the lab water controls, with and without silver
added, and the remaining exposure waters (3 - 8) are from surface waters in southern Ontario. The water
quality characteristics in these waters exhibited significant variability: DOC = 4.4 - 8.5 mg/L, pH = 7.4 -
8.2, Ca = 500-2100 uM, Na = 46 - 1045 uM and Cl  = 32 - 1150 uM. The measurements, the open
(control) and filled (silver treatments) are shown with the 95% confidence interval. The model results
are indicated as ranges corresponding to the predicted gill Ag with and without gill-AgCl included.  The
model performs quite well in simulating the range of variations that were measured using these test
waters. This is important, since the ultimate use of the model will be to predict acute effect levels for
silver in natural waters.
It is worth reiterating at this point m the discussion that the total gill silver concentrations presented
above and predicted with the BLM should not be construed as representing the silver at physiologically
active sites that control the  lono-regulatory response of the organism. The purpose for the analysis of
    \
these data was to obtain an  indication of the magnitude of the biotic ligand model input parameters, the
gill binding site density and the gill binding equilibrium constants, that are associated with protective
effects. Since the short term gill silver uptake studies reviewed thus far were not carried out  for purposes
of eliciting an acutely toxic response and none was measured, the data cannot be related to effects. The
purpose of the next set of analyses of acute toxicity studies will be to make this connection.

       Analysis of Acute  Toxicity Data
                                              3-76

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The short term accumulation studies of Janes and Playle (1995) were never directly related to an acute
toxicity end point. Further, only a fraction of the measured gill silver is binding to physiologically active
sites, and this accumulation level appears to vary significantly over time and with the exposure regime
(Wood et al., 1999).  Thus, the requisite data are not available at this time to empirically relate a
particular accumulation level to an acutely toxic effect. The biotic hgand model will therefore be applied
to the analysis of LC50 data from bioassays to establish this connection between the predicted level of
silver accumulation at the biotic hgand and toxicity (i.e., the LC50). The practical test of the utility of
the model will then be to determine  if it can be used to predict toxicity levels of silver over a range of
water quality conditions.

The remaining data sets are analyzed to define the relationship between a predicted biotic hgand
accumulation level and a toxic effect concentration for a range of water quality characteristics.  Since gill
silver levels were not measured in the toxicity tests, the data were analyzed with the underlying
assumption that a single biotic hgand accumulation level of silver is associated with 50 percent mortality
for a particular age or species offish, or organism type. The analysis was originally conducted in
parallel with the analysis of the accumulation data, so the model parameter values presented previously
are employed here as well. The model will be used to explain how the variation in each of these water
quality parameters affects the bioavailability and hence the toxicity of silver.

The first set of data to be analyzed was a comparative study of the acute toxicity of silver to juvenile
rainbow trout and fathead minnows  (Bury et al., 1999b). As discussed previously, these fish species are
similar in their sensitivity to silver.  Figure 7 presents what are considered to be interesting and
previously unexpected results for the effect of chloride. The upper panel presents measured LC50
    \
concentrations for fathead minnows (open bars) and rainbow trout (filled bars) as a function of
increasing chloride concentration (50, 250, 800 and 1500 uM).  The LC50  for rainbow trout increases
from about 7 to 25 ug/L over this range in chloride levels, but, surprisingly when first reviewed, the
fathead minnow data are nearly constant,  with only a marginal increase in LC50 with chloride
concentration. The increase in rainbow trout LC50 conforms with the notion that bioavailability is
reduced at increasing chloride levels, due to the formation of AgCl and the decrease in free silver. The
fathead minnow results, on the other hand, suggest that AgCl is in fact toxic to this fish species. Enckson
et al. (1998) reported similar results for fathead minnows. Although the data were somewhat limited, a
                                              3-77

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slight increase in toxicity was actually observed with increasing chloride concentration.

The middle panel of Figure 7 shows the predicted free ion concentration at each of the LCSOs. For
rainbow trout, the free ion concentration is approximately constant, but for fathead minnows, since the
LC50 silver concentration is approximately constant, the free ion concentration decreases with increasing
chloride. Hence, these data suggest that for fathead minnows at least, free ion concentration is not a
good uniformly applicable predictor of toxicity.

On the bottom panel of Figure 7, the predicted biotic ligand concentration that exists in association with
the LC50 is shown. For rainbow trout, the gill-Ag is relatively uniform across the test conditions, at
about 12 to 18 nmol/gw, with a slightly downward trend with increasing chloride concentration. For the
fathead minnow, the bar indicates the two components of Ag on the gill, the lower portion corresponding
to bound Ag+ and the upper portion to bound AgCl. Since AgCl appears toxic to fathead minnows, and it
has been reported to bind to the gill (e.g., Wood et al., 1999), it is assumed that it contributes to toxicity
as well. Considered in this way, the total gill silver on fathead minnows follows a similar pattern to that
of rainbow trout (without AgCl included in the gill loading, although it is considered to bind to the gill as
well), with both exhibiting relative uniformity across the range of treatments (about  15 +/- 3 nmol/gw) in
comparison to the water LCSOs shown on the upper panel. Note that this level of silver at the gill that is
associated with the water LC50 will ultimately be used to set the model parameter that will be used to
predict toxic effect levels.

Figure 8 shows analogous results from this same set of experiments, but in this case  the water quality
variable is DOC, added as Aldrich hurmc acid.  Here, the LC50 increases for both the fathead minnows
and rainbow trout, as would be expected. That is, since the added DOC forms an organic complex with
the silver, thereby reducing the free silver, more silver must be added to exert the same level of effect
(50% mortality).  The resulting calculated free silver concentrations at the silver LC50 (middle panel) are
somewhat variable, but considerably more  consistent than the LC50 concentrations.  Similarly, the
calculated gill silver concentrations are relatively consistent for both fish species and across all DOC
treatments, at about 15 to 20 nmol/gw.

The final set of experiments by Bury et al. (1999b) considered the effect of calcium  (i.e., a cation that
                                              3-78

-------
contributes to hardness) on toxicity of silver (Figure 9). Here, the LC50 concentrations increased
slightly as calcium was increased from 50 to 2000 uM, but not as much as was observed with the
addition of DOC, or Cl as well in the case of rainbow trout. The calculated free silver follows a similar
pattern, increasing with increasing calcium, since the calcium does not affect silver speciation and the
calculated free silver is based on specification of the silver LC50  as the total silver concentration in the
water  Finally, the calculated gill silver level (lower panel) is about 17 to 18 nmol/gw across all of the
calcium treatment levels.  This accumulation level is also relatively consistent with the gill silver levels
presented on Figures 7 and 8 as well.

A second independent set of experiments is available where the effect of DOC (added as Aldnch humic
acid) and chloride additions on the toxicity of silver to 28 day old fathead minnows was measured.  The
results are shown on Figure 10.  The upper panel shows the three  concentrations of DOC (nominally, 0, 5
and 10 mg/L) in each of 4 chloride treatments (3, 20, 40 and 60 mg/L or about 100 to 2100 uM, similar
to the range tested by Bury et al., 1999b). The measured LC50 concentrations are shown on the middle
panel.  In this case, within each chloride treatment, there was a slight increase in the silver LC50 with
increasing DOC, though less than in the previous set of experiments. In some cases the increase is
masked by the fact that the measured DOC levels were actually quite similar (e.g., the two highest DOC
treatments at 40 mg/L of chloride were approximately 9 and 10 mg/L, and the silver LCSOs were about
equal). Overall, the LC50 concentrations tended to be higher than in the previous set of experiments,
ranging from about 20 to 35 ug/L. This trend is qualitatively consistent with the fact that the reported
unamended DOC concentrations in the studies by Bury et al (1999b) were lower than the levels in these
studies (about 0.3 mg/L, versus about 1 to 3 mg/L). As previously observed for fathead minnows,
however, the LC50 did not increase markedly as the chloride concentration was increased. Finally, the
predicted gill silver levels, when bound AgCl is included, are approximately uniform across all
treatments, at about 15 to 18 nmol/gw. The low DOC controls tend to be slightly higher within each
chlonde treatment group, resulting in a slight decrease in gill silver with increasing DOC.  This suggests
that the model may be overstating the mitigating effect of DOC for this set of experiments. However,
considering all of the data sets analyzed collectively, this unaccounted for variation is acceptable.

USE OF BIOTIC LIGAND MODEL TO PREDICT THE ACUTE TOXICITY OF SILVER
                                             3-79

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At this point a set of model parameters has been evaluated that performs a reasonable job of predicting
the accumulation of silver on fish gills over a range of water quality characteristics (Figures 5 and 6)
The model was then used to evaluate the short term accumulation of gill silver that is associated with the
96-hour silver LC50 concentration for fathead minnows and rainbow trout, again, over a range of water
quality characteristics (Figures 7 - 10). Based on these results, the predicted gill silver concentration
associated with the silver LC50 in water was relatively consistent, typically in the range of 15 to 20
nmol/gw. It remains now to make use of these results to predict LCSOs.

The approach for predicting LCSOs is as follows. A critical total gill silver lethal accumulation level at
50 percent mortality, an LA50 of 17 nmol/gw_ is assumed to be associated with the dissolved silver LC50
concentration in water. This gill silver concentration includes the sum of gill-Ag and gill-AgCl for
fathead minnows and only gill-Ag for rainbow trout.  A "numerical titration" is next performed with the
BLM.  That is, the water chemistry for the sample of interest is specified as an input to the BLM and
silver is incrementally added to this water. At each step, the gill Ag concentration is predicted. The
dissolved silver concentration corresponding to  the point where the gill silver reaches the critical gill
concentration (LA50 =17 nmol/gw) is the predicted LC50. A more detailed description of this procedure
and an example of how it is implemented for copper is available in the companion papers (Di Toro et al.,
1999;Santoreetal, 1999).

The preceding approach has been applied to the LC50 data for fathead minnows and rainbow trout that
were analyzed herein. The results of the predicted LCSOs are summarized on Figure 11, which shows the
predicted LC50 versus the measured LC50 for silver. The diagonal line is the line of perfect agreement
(predicted LC50 = observed LC50) and the dashed line corresponds to plus or minus a factor of two
     \
times the measured LC50. Fathead minnow data are indicated with filled squares and rainbow trout data
with open squares. As shown, the predictions are typically within a factor of 1.5 of the measured LCSOs,
and more generally within a factor of two of the measured values, over a range of LCSOs of about 6 to 35
ug/L. Although some refinement to the BLM calibration could be made, this agreement was considered
quite good, given that LC50 test results will very often vary by a factor of two. Thus, some of the
deviations from the  line of perfect agreement may be attributed to the LC50 measurements themselves.

As discussed previously, it would be useful to develop the BLM for an organism that is sensitive near the
                                              3-80

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 acute water quality criteria for silver.  This has been done for Daphma magna using a data set similar to
the fathead minnow data set of Figure  10 (Bills et al., 1997). The DOC, chloride and calcium levels were
varied in this experiment, with the primary factor that mitigated toxicity being the addition of DOC
(Aldnch humic acid). Briefly, the same model input parameters were used to predict the biotic ligand
silver accumulation levels at the LC50 concentration. A critical biotic ligand silver concentration was
then determined based on these results (LA50 = 2.3 nmol/gw). The numerical titration was then
performed with this value specified as  an input to the BLM and the LCSOs were predicted. The results of
this analysis are presented in conjunction with the preceding results for fish (Figure 11) on Figure 12.
The Daphma magna results are indicated by the triangle plot symbol. The measured LCSOs ranged over
approximately one order of magnitude, from approximately 0.5 to 5 ug/L. As with the results for fish,
the BLM predictions of LCSOs are typically within a factor of 1.5 of the line of perfect agreement, and
consistently within a factor of two (within the dashed lines).

SUMMARY

In summary, the biotic ligand model for silver seems to work quite well.  The calibrated model generally
reproduces the observed gill silver levels over a range of laboratory test conditions, and is also capable of
tracking gill silver levels in tests with natural waters having a significant range in water quality
characteristics as well. As parameterized in these calculations the Ag-Cl component of the predicted
total gill silver loading (Ag-gill + AgCl-gill) was relatively small, but it did improve agreement with the
measured gill silver data for rainbow trout. The model yielded relatively uniform 3-hour gill silver levels
of about 15 to 20 nmol/gw over a range of LCSOs, where AgCl was assumed to be toxic to fathead
minnows and relatively benign to rainbow trout over the range of DOC, chloride and hardness levels
tested. These results indicate that the proposed model framework can explicitly account for variation in
silver toxicity to both fish and daphnia that result not only from changes in hardness, but from site-
specific variations in DOC and chloride as well.

The results presented herein are considered to provide a demonstration of the viability of this general
approach for using the biotic ligand model. To date,  the predictions for LCSOs have only been made for
the bioassay data analyzed herein. The model will need to be verified by application to one or more
independent sets of data as they become available.  There may be situations where additional organic  or
                                              3-81

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 inorganic hgands that form complexes with silver (e.g., sulfide) will be present at high enough levels to
 be significant.  In such instances a conservative result will be obtained (i.e., the BLM predicted LC50
 will be lower than a corresponding measured result).

 The analysis illustrates how consideration of metal speciation and bioavailabihty provides an improved
 understanding of how environmental exposure levels of metals are related to acute effects.  The modeling
 framework that was described has a number of potentially useful applications, including: (1) setting
 discharge permit limits, (2) development of site specific WQC via a modified Water Effects Ratio
 (WER) procedure, (3) evaluation of fate and toxicity of metals for use in ecological nsk assessments, and
 (4) development of updated water quality catena for metals where, in addition to hardness, the refined
 WQC might also be a function of TOC, DOC, pH and other variables which affect the speciation,
 complexation and toxicity of metals m aquatic systems.

 Recently reported results (McGeer and Wood, 1998; Bury et al., 1999a & b; Wood et al., 1999) indicate
 that the toxicity of silver to fish may be more closely related to the free ion concentration of silver than
 to gill silver levels. Competitive ion effects seem to be relatively unimportant. Although considered
 preliminary at this time, this finding is consistent with the results presented herein that the effect of
 calcium on silver toxicity to fish is relatively minor in comparison to its effect on the toxicity of other
 metals, such as copper.  Even so, the continued use of the BLM framework for silver is warranted for
 several reasons. First, the BLM framework includes a detailed speciation evaluation, and hence the
requisite exposure assessment based on free silver can still be addressed in the context of the BLM
modeling framework. Second, it remains to be determined if the competitive ion effects that are
 included in the biotic ligand model framework for silver are required for other organisms, even if not
required for fish. Finally, the BLM framework provides a computational framework for assessing the
bioavailabihty and toxicity of metals in general.  It therefore makes sense to include silver within what is
 considered to be a unified framework for use in making these evaluations.

Acknowledgment- This work was completed with the financial support of the Eastman Kodak Company
 and the Silver Council.
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Allison, J.D., D.S Brown, K.J. Novo-Gradac, March 1991. "MINTEQA2/PRODEFA2, A Geochemical
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Ankley, G.T., W.J. Berry, L.D. De Rosa, D.M. Di Toro, DJ. Hansen and M. Reiley, December 1994.
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Ankley, G.T., D.M. Di Toro, DJ. Hansen, WJ. Berry, December, 1996. "Technical Basis and Proposal
for Denvmg Sediment Quality Criteria for Metals, Environmental Toxicology and Chemistry, 15:2056-
2066.

Bergman, H. L. and E. J. Dorward-Kmg, 1997. Reassessment of Metals Criteria for Aquatic Life
Protection. Pensacola, FL, SETAC Press.

Bills, T., SJ. Klame, T.W. LaPoint, G. Cobb, B. Forsythe and M. Wenholz, June 1997. "Influence of
Water Quality Parameters on Acute Silver Nitrate Toxicity to Daphnia magna," Final report No.
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Brown, David S. and Jerry D. Allison, February, 1987, "MINTEQA1 Equilibrium Metal Speciation
Model:  A User's Manual," prepared for the USEPA Environmental Research Laboratory, Office of
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 Bury, N.R., J.C. McGeer and C.M. Wood, 1999a. "Effects of Altering Freshwater Chemistry on
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 Chemistry, Vol. 18, No. 1, pp. 49-55.

 Bury, N.R., F  Galvez and C.M. Wood, 1999b. "Effects of Chloride, Calcium and Dissolved Organic
 Carbon on Silver Toxicity: Comparison Between Rainbow Trout and Fathead Minnows," Environmental
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 Campbell, P.G.C., 1995. "Interactions Between Trace Metals and Aquatic Organisms: A Critique of the
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 Davies, P.H., J.P. Goettl, Jr., J.R. Smley, 1978. "Toxicity of Silver to Rainbow Trout (Salmo gairdnen)."
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 Di Toro, D.M.,  C.S. Zarba, D.J. Hansen, W.J. Berry, R.C. Schwartz, C.E. Cowan, S.P. Pavlou, H.E.
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 Di Toro, D.M.,  H.A. Allen, H.L. Bergman, J.S. Meyer, P.R. Paquin and R.S. Santore, 1999.  "A Biotic
 Ligand Model of the Acute Toxicity of Metals. I. Technical Basis," manuscript in preparation.

 Enckson, R.J., L. Brooke, M.D. Kahl, F.V. Venter,  S.L.  Hartmg, T.P. Markee and R.L. Spehar, April
 1998. "Effects of Laboratory Test Conditions on the Toxicity  of Silver to Aquatic Organisms,"
Environmental Toxicology and Chemistry, Vol. 17, No. 4, pp. 572-578.

 Hogstrand, C., F. Galvez and C.M. Wood, 1996.  "Toxicity, Silver Accumulation and Metallothionein
 Induction in Freshwater Rainbow Trout During Exposure to Different Silver Salts," in Environmental
 Toxicology and Chemistry, 15:1102-1108.
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Holhs, L , L. Muench and R.C. Playle, 1997.  "Influence of Dissolved Organic Matter on Copper
Binding, and Calcium on Cadmium Binding, by Gills of Rainbow Trout," Journal of Fish Biology,
50:703-720.

Janes, N., and R.C. Playle, 1995. "Modeling Silver Binding to Gills of Rainbow Trout (Oncorhynchus
mykiss}, Environmental Toxicology and Chemistry, Vol. 14, No. 11, 1847-1858.

Kramer, J.R, H.E. Allen, W. Davison, K.L. Godtfredsen, J.S. Meyer, E.M. Perdue, E. Tipping, D. van de
Meent and J.C. Westall, 1997. "Chemical Speciation and Metal Toxiciry in Surface Freshwaters," in
Reassessment of Metals Criteria for Aquatic Life Protection: Priorities for Research and
Implementation, Bergman, H.L., and E.J. Dorward-King, eds., Proceedings of the Pellston Workshop on
Reassessment of Metals Criteria for Aquatic Life Protection, February 10-14, 1996, Pensacola, Florida,
SETAC Press.

MacRae, R.K., December, 1994. "The Copper Binding Affinity of Rainbow Trout (Oncorhynchus
mykiss) and Brook Trout (Salvelinus fontinahs) Gills," a thesis submitted to the Department of Zoology
and Physiology and The Graduate School of the University of Wyoming in partial fulfillment of the
requirements for the degree of Master of Science in Zoology and Physiology.

McDonald, D.G., J.P. Reader and T.R.K. Dalziel, 1989.  "The Combined Effects of pH and Trace Metals
on Fish lonoregulation," in: Acid Toxicity and Aquatic Animals, Edited by R. Moms, E.W. Taylor, D.J.A
Brown and J.A. Brown, Soc. Exp. Biol. Seminar Series, Vol. 34, Cambridge University Press,
Cambridge, U.K., pp. 221-242.
     \

McGeer, J: C. and C. M. Wood, August 4,1998. "Protective Effects of Water Cl on Physiological
Responses to Waterbome Silver in Rainbow Trout," final manuscript  accepted by Canadian Journal of
Fisheries and Aquatic Sciences.

Morel, P.M., 1983. "Complexation: Trace Metals and Microorganisms," in Chapter 6  of Principles of
Aquatic Chemistry, Wiley Interscience, New York, pp. 301-308.
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Morgan, I.J., R.P. Henry, CM. Wood, August 1996.  "The Mechanism of Acute Silver Nitrate Toxicity
in Freshwater Rainbow Trout (Oncorhynchus mykiss) is Inhibition of Gill Na+ and Cl" Transport." (Draft
of manuscript published in Aquatic Toxicology)
Pagenkopf, O.K., 1983.  "Gill Surface Interaction Model for Trace-metal Toxicity to Fishes: Role of
Complexation, pH, and Water Hardness," Environmental Science and Technology, 17:342-347.

Playle, R.C., R.W. Gensemer and D.G. Dixon, 1992.  "Copper Accumulation on Gills of Fathead
Minnows: Influence of Water Hardness, Complexation and pH on the Gill Micro-environment,"
Environmental Toxicology and Chemistry, 11:381-391.

Playle, R C., D.G. Dixon and K. Burnison, 1993a. "Copper and Cadmium Binding to Fish Gills:
Modification by Dissolved Organic Carbon and Synthetic Ligands," Can. J. Fish. Aquat. Sci., 50: 2667-
2677.

Playle, R.C., D.G. Dixon and K. Bumison, 1993b. "Copper and Cadmium Binding to Fish Gills:
Estimates of Metal-Gill Stability Constants and Modeling of Metal Accumulation," Can. J. Fish. Aquat.
Sci., 50: 2678-2687.

Playle, R.C., 1998a. "Modelling Metal Interactions at Fish Gills," The Science of the Total Environment,
219, pp. 147-163.

Playle, R., 1998b. Personal communication to Paul Paquin.

Prothro, M.G., 1993.  "Office of Water Policy and Technical Guidance on Interpretation and
Implementation of Aquatic Life Metals Criteria," Memorandum from USEPA Acting Assistant
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Directors, Regions I-X.

Renner, R., 1997. "Rethinking Water Quality Standards for Metals Toxicity," Environmental Science
and Technology,  31:466-468.
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Santore, R.C and C T. Dnscoll, 1995  "The CHESS Model for Calculating Chemical Equilibria in Soils
and Solutions," Chemical Equilibrium and Reaction Models, SSSA Special Publication 42, The Soil
Society of America, American Society of Agronomy.

Santore, R.S., D.M. Di Toro, P.R. Paqum, 1999. "A Biotic Ligand Model of the Acute Toxicity of
Metals. II. Application to Fish and Daphnia Exposure to Copper," manuscript in preparation.

Sikora, FJ. and F.J. Stevenson, 1988. "Silver Complexation by Humic Substances: Complexation
Constants and Nature of Reactive Sites," Geoderma, 42:353-363.

Tipping, E., 1994.  "WHAM-A Chemical Equilibrium Model and Computer Code for Waters,
Sediments, and Soils Incorporating a Discrete Site/Electrostatic Model of Ion-Binding by Humic
Substances," Computers and Geosciences, Volume 20, No. 6, pp. 973-1023.

Tipping, E., 1996.   Modeling the Interactions of Metals with Dissolved Organic Matter in Surface
Waters," In Press.

USEPA, October 1980. "Ambient Water Quality Criteria for Silver," Office of Water Regulations and
Standards, Catena and Standards Division, Washington, DC. EPA 440/5-80-071; PB81-117822.

USEPA, January 1985.  "Ambient Water Quality Criteria for Copper -1984," Office of Water
Regulations and Standards, Criteria and Standards Division, Washington, DC.
    \
USEPA, September 24, 1987.  "Ambient Aquatic Life Water Quality Criteria for Silver." - Draft.

USEPA, August 1994. "Water Quality Standards Handbook: Second Edition, Appendix L, Interim
Guidance on Determination and Use of Water Effect Ratios for Metals," USEPA, Office of Water, EPA-
823-B-94-005a.

Varshal, G.M., T.K. Velyukhanova, N.N. Baranova, I.Y. Koshcheyeva, T.V. Shumskaya, Y.V. Khohn,
1995  "Geochemical Significance of Complexing of Silver(I) with Humus Acids," Geochemistry
                                           3-87

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International, 32:1-9.

Westell, J C., J.L. Zachary and F. Morel, 1976 MINEQL, A Computer Program for the Calculation of
Chemical Equilibrium Composition of Aqueous Systems. Technical Note 18. Department of Civil Engr.
MIT. Cambridge MA.
Wood, C.M., C. Hogstrand, F. Galvez, and R.S. Munger, 1996a. "The Physiology of Waterborne Silver
Toxicity in Freshwater Rainbow Trout (Oncorhynchus mykiss) 1. The Effects of Ionic AgV Aquatic
Toxicology, Vol. 35, pp. 93-109.

Wood, C.M., C. Hogstrand, F. Galvez, and R.S. Munger, 1996b. "The Physiology of Waterborne Silver
Toxiciry in Freshwater Rainbow Trout (Oncorhynchus mykiss) 2. The Effects of Silver Thiosulfate,"
Aquatic Toxicology, Vol. 35, pp. 111-125.

Wood, C.M., R.C. Playle and C. Hogstrand, 1999. "Physiology and Modeling of the Mechanisms of
Silver Uptake and Toxicity in Fish," Environmental Toxicology and Chemistry,  16:1, 71-83.
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Table 1. Biotic Ligand Model Parameter Values for Silver
                                            3-89

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                                       LIST OF FIGURES

Figure 1       Schematic of Biotic Ligand Model for Silver

Figure 2.       Probability distribution of Genus Mean Acute Values (GMAVs) used to establish the
               1987 draft water quality criteria for silver (left side) and probability distribution of
               measurements of freshwater silver concentrations downstream of POTWs (right side)

Figure 3.       Gill silver accumulation on the gills of 1 to 3 gram rainbow trout exposed for 2 to 3
               hours to 0.07 uM Ag and varying levels of thiosulfate (data from Janes and Playle,
               1995).

Figure 4       Calibration of WHAM to Ag-DOC complexation data of Sikora and Stevenson (1988).

Figure 5       Comparison of data to biotic hgand model results for gill silver accumulation varying
               with silver concentration,  sodium, chloride and DOC (data from Janes and Playle, 1995).

Figure 6       Comparison of data^Janes and Playle, 1995) to biotic hgand model results for gill silver
               accumulation resulting from exposure to silver in control waters (1  and 2) and 6 natural
               waters (3-8) (data from Janes and Playle, 1995).

Figure 7       Effect of calcium on 96-hour silver LC50 for fathead minnows and rainbow trout,
               calculated free silver concentration, and calculated gill silver concentration (data from
               Buryetal., 1999b).

Figure 8       Effect of DOC on 96-hour silver LC50 for fathead minnows and rainbow trout,
               calculated free silver concentration, and calculated gill silver concentration (data from
               Bury et al., 1999b).

Figure 9       Effect of chloride on 96-hour silver LC50 for fathead minnows and rainbow trout,
               calculated free silver concentration, and calculated gill silver concentration (data from
               Buryetal., 1999b).
Figure 10 .     DOC levels in treatments at 4 chloride levels, variation in 96-hour silver LC50 for
               fathead minnows by treatment, and calculated gill silver concentration, (data from Bills
               etal., 1997).

Figure 11      Biotic hgand model predictions of silver LC50 for fathead minnows and rainbow trout
               versus measured silver LC50.  Biotic hgand LA50 =17 nmol/gw. AgCl binds to gills but
               is only toxic to fathead minnows. Diagonal solid line is line of perfect agreement and
               dashed lines are within a factor of+/- 2 of solid line.

Figure 12      Biotic hgand model predictions of silver LC50 for fathead minnows, rainbow trout and
               Daphnia magna versus measured silver LC50.  Biotic hgand LA50 =  17 nmol/gw for fish
               and 2.3 nmol/gw for D. magna.  AgCl binds to gills but is only toxic to fathead minnows.
               Diagonal  solid line is line of perfect agreement and dashed lines are within a factor of
               +/- 2 of solid line.
                                              3-90

-------
CONCEPTUAL DIAGRAM OF BIOTIC LIGAND MODEL OF
 ACUTE TOXICITY OF SILVER (After Pagenkopt, 1983)
   Organic
 Complexes
                     Inorganic
                    Complexes
e.g.: Ag - Chlorides —
    Ag - Hydroxides
    Ag - Thiols
    Ag - Sulfides
                                                        Gill Surface
                                                        (biotic ligand)
                                           Active Metal
                                              Sites
                                                    \
                          FIGURE 1

-------
U)

vb
N)
            SILVER - FRESH WATER SPECIES     DOWNSTREAM SILVER MEASUREMENTS
SILVER GENUS MEAN ACUTE VALUE, GMAV (ug/L)
1UUUO
tooo
100
10
1
0.1
0.01
0.001
J.0001
0
-



1
.1
GENUS:
1 - Daphnia
2 • Leptophlebia
3 - Ceriodaphnla x xGMAVs
4 - Gammarus
5 - Crangonyx
X
X ~
xxx*x
_ '• _xxx
D.pufex: 345
M *
Daphnia* x
D. magna

mum i IIIIIIH t i I I t i i mill ii i muni
1 1020 50 8090 99
PERCENTILE
rri
•=
-
-
:
j

99.9
                                              10000E




                                               1000




                                                100
                                                10
                                              O
UJ


55
                                                0.1
                                               0.01
                                              0.001 =
                                              0.0001
:l 1IIIIIIT
: O
1 A
: v
' 11 Illllll 	 1 — III) — r~
Total Ag
Ag < 0.45 um
Ag < 0.20 um
Ag<0.10um
Detection Limit
(DL = 0.01 ng/L)
"i 	 mini r i — mum r=
- - o E
0°
! ^'"' \
'- */ ^ =
:
;
-
i i iitim
O _» fcJ^
o +,3^
o • v
•v
«< «r
-------
Q>

o
     10
          Legend:
          Q  Control Unit
          H  Means with 95% C.I.
      8
      4

I
I

I


           0.00  0.00  0.05  0.10  0.50  1.00  2.00
                         Thiosulfate (uM)
                            FIGURE  3
                              3-93

-------
         0.9
         0.8 -
          0.7 -
           *   FA1 (fulvic sample)
           •   HAS (humic sample)
         	BLM calibration to Fulvic Acids
         	BLM Calibration to Humic Acids
u>
vb
      •S?
      "o
      E
      E.
      CO
•o
o
CO
          0.6
   0.5  -
0.4 -
          0.3-•
          0.2-
          0.1

                                                         345
                                                            Free Ag (mole/liter x 1E-4)
                                                                  FIGURE  4

-------
                 0.0  4.3   5.4  23.7 42.1 53.9
                        Total Ag (ug/L)
           400   400   1600  16000
                  Sodium (uM)
u>
       0)
       o

_  20

|>  15

1  10

o>   5

5   o
                                                            Total Ag = 18.3 ug/L
                 300  300  400  1500  11300
                         Chloride (uM)
         2.4 3.0  5.0 7.010.914.624.2
                  DOC (mg C/L)
      Legend:   Q Control Unit,  0 Measured (Means with 95% Cl), @ GilkAgCI, BLM Calculated, | GilhAg, BLM Calculated

                   Silver Binding to Gills of Rainbow Trout - Laboratory Experiments
                                        Data: Janes and Playle, 1995
                                                FIGURE  5

-------
O\
       0>
       o
            Silver Binding to Gills of Rainbow Trout in Natural Waters

                             Data: Janes and Playle, 1995
            50
       ^   40
           30
       —   20
       D)
            10
; • Measured, Means with 95% C.I.
0 Control Unit
J Calculated, Ranges
1
i
ti ;' ;i
O.x . . ' .





9
1" T
1 Tl ii
i
1 1 ' 1
•
•
•
™
-
-
•
                                   Exposure Water
                                                               8
                                      FIGURE 6

-------
          - I  I Fathead Minnows
TO—.
       15
 <0 O>
"53
£ ™   10
OQ
   CD

   a_
  LL.
                 50
                          250
800
       50
T3 |  40



1^  30
OS  20


li  10
  5
           I  I Fathead Minnows: GilhAgCI + GilhAg
              Rainbow Trout: GillrAg only
                 50
                          250      800

                          Chloride (uM)
1500
         1500
            Effect of Chloride on Silver 96-hour LC50
              Data: Bury, Galvez and Wood,  1998

                             FIGURE 7
                           3-97

-------
 ~O
 co   10
 +•»
 o
 H    5
          - CHI Fathead Minnows
               Rainbow Trout
                    0.3
                              1.6
       20


"Sli   15
<*-» •—.
CO O)
"55

•MS-   10
o<
c_ 
§2    5
        0


       50


•of   40
 
IS O)   rtrt

 3|   3°
"<5 *=
OS   20
S O)

If   10

  5    o
                    0.3
                             1.6
           CD Fathead Minnows: GHI:AgCI + GillrAg
           YZ& Rainbow Trout: GillrAg only
 5.8

5.8
                   0.3         1.6         5.8

                           DOC (mg/L)


              Effect of DOC on Silver 96-hour LC50
              Data: Bury,  Galvez and Wood,  1998

                            FIGURE 8
                             3-98

-------
 0) 3
 v. •—••
 8s
 C0<
OQ
—I T
OQ==
       30

       25

       20

       15

       10

        5
          - I  I Fathead Minnows
              Rainbow Trout
                    50
500
                                           2000
       20
 «j   15
1o*o)
"53
£ ™   10
   
"go

OS   20
^ O)
       10

        0
           I—I Fathead Minnows: GIlhAgCI + GIllrAg
              Rainbow Trout: GilkAg only
                    50         500

                          Calcium (uM)
                                           2000
            Effect of Calcium on Silver 96-hour LC50
              Data:  Bury, Galvez and Wood,  1998

                             FIGURE  9

                              3-99

-------
o
o
         CD

         O
         O
         Q
         O)
        ro
         (0
         •s
         0)
       Qtfl
         O
15

10

 5

 0
50
40
30
20
10
 0
50
40
30
20
10
 0
- Free
-Complexed
                    - GillrAg
               Chloride = 3 mg/L
                  20 mg/L
                                         40 mg/L
60 mg/L
           Effect of DOC and Chloride on Silver 96-hour LC50 of 28-day Fathead Minnows
                      (H = 50 mg/L as CaCOS,  Data: TIWET, Clemson University, 1997)
                                              FIGURE  10

-------
                      Predicted versus Observed Silver LC50
            100
U)
i
V—^
o
        D)
        O
        UD
        O
        o
        '"&
        Qi
        CL
        CQ
                                                   1  D  '   ',
                  • Fathead Minnows
                  D Rainbow Trout
10
                                          10

                                  Measured LC50 (ug/L)
                                                         100
                                       FIGURE 11

-------
                      Predicted versus Observed Silver LC50
u>

(—•

o
            100
o

.5

o
in

o
_i

•o
0)
+*
O

'•B
0>

CU
        DQ
             I	1	1  I  I I I



           • Fathead Minnows


           D Rainbow Trout


           A Daphnia magna
                                           1	1—I I  I I
                                       I    I       I
                                                         I I  I I I I
                                  1                  10


                                  Measured LC50 (ug/L)
                                                               100
                                            E  12

-------
Surface Water Assessment Presentation Materials

-------
                 Site Specific Water Quality Criteria for Metals

                                  Herbert E. Allen
                  Department of Civil and Environmental Engineering
                               University of Delaware
                                 Newark, DEI 9716
 Water Quality Criteria (WQC) are derived from bioassay tests in which the toxicant is
 added to the water. Because organisms have different sensitivities to toxicants, the LC50
 values (lethal concentration to 50% of the organisms exposed) will vary greatly as shown
 in Slide 1 for the freshwater criteria. Saltwater criteria are similarly derived. Criteria are
 developed for protection of 95% of the species which is achieved by statistical
 calculation.  This provides the Final Acute Value (FAV). The freshwater criteria are
 functions of the hardness, which is acknowledged to affect the toxicity. However, in
 addition to hardness a number of other water quality parameters, including solids, pH,
 dissolved organic matter (DOM), and inorganic ligands (Slide 2) also affect the toxicity
 of metals.  Presently,  WQC are implemented on a dissolved basis.  Thus, partitioning of
 metals to suspended solids need not be considered.

 Site-specific variation of water quality parameters from those present in the waters in
 which the bioassays used to develop the criteria often results in the criteria not being
 predictive of the actual effects. This is due to the effects of water chemistry on the metal
 speciation which affect the bioavailability of the metal. The Water Effect Ratio (WER),
 in which the ratio of toxicity test results for a site water compared to that for a reference
 water are used to correct the criteria, has been used as a means to account for the effects
 of metal speciation on a site specific basis (Slide 3). Water Effect Ratios have been
 determined for a number of metals (including Cd, Cr,  Cu, Pb, Ni, Ag, and Zn) and for
 other constituents, such as ammonia. As shown in Slide 4, at many sites WERs are very
 large, even exceeding a value of 10. This means that the WQC are  over protective
 relative to the intended level of protection. At some sites values less than one have been
 reported for WERs indicating that the WQC are under protective. The value of the WER
 is not a constant for a given water, but depends on the organism tested.  More senitive
organisms  (lower LC50 values in Slide 1) give higher WERs (Slide 4).

 The principles involved in the WER are shown in Slide 5 for the acute toxicity of copper
 in a laboratory reference and a site water. In the bioassay test various concentrations of
 copper are added to both the reference and the site waters (x-axis).  Because these two
 waters have different concentrations of DOM present, the metal speciation (y-axis)
 differs between the two waters. If the pH, hardness and other water quality parameters
 are kept constant, the values on the y-axis are a good predictor of bioavailability.  The
 importance of this can be followed for the three organisms shown.  The WQC for
 polychaetes is 120 (ig/L.  I have assumed that toxicity in the reference water is also 120
 H-g/L. Following the solid arrow from this value on the x-axis to the y-axis gives the
 equivalent bioavailable copper concentration in the reference water. Clearly, for the
 same biological effect to occur in the site water, the same concentration of bioavailable
                                       4-2

-------
 metal must be present irrespective of the total metal concentration. This is shown by the
 dashed arrow which extends from the y-axis to the solid line for the site water and thence
 to the x-axis.  The value intercepted on the x-axis is the toxicity for copper in the site
 water. The ratio of the x-axis values for the site water to the reference water is the WER.

 Inspection of Slide 5 indicates that the WER will not be the same for the 3 organisms
 considered. This is more clearly shown in Slide 6 which presents the same data in bar
 graph form for these three organisms plus two that are more sensitive. Lines for the more
 sensitive organisms cannot be easily plotted in Slide 5. The sensitivity of the organisms
 increases in Slide 6 from left (mysid) to right (mussel) as indicated in smaller
 concentrations of copper for the LC50 values in both the reference water and the site
 water. However, the non-linearity of the curves in Slide 5 result in inconsistent WERs
 between the five species considered in Slide 6. The WER values dramatically increase
 for the more sensitive organisms.

From these considerations of chemical speciation, it is clear that development of WQC
based on bioavailable metal would obviate the need for determining a WER. The biotic
ligand model shown in Slide 7, which will be discussed in the next presentation, couples
the environmental chemistry of metals to the response of the organism.
                                       4-3

-------
              Copper - Fresh Water Species
  
  "5
  o
  CO
  Q)
  cn
  3
  o
  O
     100000
      10000
       1000
        100
10
        Adjusted to Hardness = 50 mg/L
    Acute:   1 -hr C < 9.23 [H/50]0'9422
    Chronic: 4-d C < 6.54 [H/50]0'8545
     Exceedance Frequency
       < once in 3 years
     1. Northern Squawfish
     2. Daphnia
     3. Ceriodaphnia
   - 4. Gammarus
Q<
&— FAV =
	 CMC =
	 FCV =
18.48^g/L
FAV/2 = 9.23 M-g
FAV/ACR = 6.54
u.g/lJ
           0.1
10   30 50  70
     Probability
                              90
99  99.9
HEA Slide 1
                               4-4

-------
           Water Quality Parameters
           Affecting Metal Toxicity

• Hardness (Ca and Mg)

• Solids

• pH

• Dissolved Organic Matter (DOM)

• Inorganic Ligands
HEA Slide 2
                       4-5

-------
       Water Effect Ratio


Site-Specific WQC = NWQC x WER

        = NWQC x   site-water LC50
                  reference—water LC50
HEA Slide 3
                4-6

-------
                                Water Effects  Ratios
          LOCATION
                              METAL
                   SPECIES
                                               t., Q.m., S.s., P.p., A
                                              . D. m.
                                                                          WERs
                                                                      Most to  Least
                                                                        Sensitive
St. Louis R., MN
Nemadji R., WI
Little Pokegama R., WI
Selser's Cr., LA
Cuyahoga R., OH
Lehigh River, PA (4 months)
Cadmium
Cadmium
Cadmium
Cadmium
Cadmium
Cadmium
  _, _.
A, Dm.
A, D.m.
P-sp.
C.d., P.p.
C.d., P.
   Boggy Cr., OK
   Leon Cr., TX
                             Chromium
                             Chromium
            C
            A
   Naugatuck R., CT
   St. Louis R., MN •
   Nemadji R., WI
   Little Pokegama R., WI
   Quinnipiac River, CT •
   Columbis R. WA
   Lehigh River, PA (4 months)
   Wissahickon Creek, PA
                               Copper
                               Copper
                               Copper
                               Copper
                               Copper
                               Copper
                               Copper
                               Copper
            A
            A
            D.p.
            C.d.
            C.d., P.p.
            P.]
                    P.p., Q.m,
   St. Louis R., MN
   Norwalk River, CT
   Lehigh River, PA (4 months)
                               Lead
                               Lead
                               Lead
            A, D.m., Q.m^P.p.
            D.m.,. Q.m.
            g.d..P.p,
  Norwalk R., CT
  Boggy Cr., OK
  St. Louis R., MN
  Naugatuck R., CT
  Cuyahoga R., OH
  Lehigh River, PA (4 months)
                               Zinc
                               Zinc
                               Zinc
                               Zinc
                               Zinc
                               Zinc
            D.rn^Q.m.
            C
            Dm,, Q.m^A.P.p.
            Cd., P.p..
            P.p.
            Cd., P.p..	
11,4.4,5.0,4.3,0.8
3.6, 2.8
1.8, 1.0
3.0
1.0, 1.7
1.0, - 9.1
                        1.2
                        2.7
                        1.0, 1.1
                        15, 9.2, 6.3, 3.3
                        4.3
                        3.1
                        2.5 - 36.6 (18 values)
                        1.2 - 3.8 (5 values)
                        3.5 -17.1
                        1.6 -7.6 (8 values)
                        4.1, 5.7, 3.4, 1.9
                        4.1, 3.7
                        1.0 - 25.6
  Lehieh River, PA (4 months)
                        2.2, 1.5
                        1.2
                        2.9, 1.1, 0.8, 0.7
                        0.9, 0.7
                        0.8
                        1.0-7.6
  A=Amphipod; C=Caddisfly; C. d. =Ceriodaphnia dubia: P_.m. =Daphnia magna: D.p. =Daphnia pulex:
  Q.m.=Qnchorhvnchus mykiss: P.p.=Pimephales promelas:P.sp.=Palaemonetes sp; S.s. =Simocephalus
  serrulatus: S. t. =Salmo trutta
HEASlide4
                                             4-7

-------
  Effect of Metal Complexation on Toxicity
      U.
                              U.
                           Total Copper (mol/L)
                 q
                 c>
in    T-
co    i^

-------
      Effect of Species Sensitivity on WER
          500
         4004-	
       CD
       Q.
       O.
       O
       O


      Jl
      O
      IO
      O
300-
2004-
         10044
                             Reference Water

                             Site Water

                          B  WER
                                               CC
                                               LLI
               Mysid   Polychaete Copeptod   Oyster    Mussel
HEA Slide 6
                             4-9

-------
         AQUATIC BIOTIC LIGAND MODEL
             CONCEPTUAL DIAGRAM
                (after Pagenkopf, 1983)
          Complexes
             r
                      I    Inorganic
                     1   Complexes
              e.g. Cu - Hydroxides
                 Cu - Carbonates
                                           GUI Surface
                                           (biotic ligand)
Metal Binding
    Site
HEA Slide 7
          Tipping, 1994 (WHAM)    Playle, 1993
                        4-10

-------
               DRAFT

Biotic-ligand Model: Future Directions
           Other freshwater species
           Other metals
           Marine species
           Chronic toxicity
           Explanatory power
                Joseph S. Meyer
       Department of Zoology and Physiology
             University of Wyoming
               Laramie, WY 82071
                 Presented to:

     Ecological Processes and Effects Committee
             Science Advisory Board
       U.S. Environmental Protection Agency
                Washington, DC

                  7ApriM999
                     4-11

-------
                   General Hypotheses
to
     in
     O
                       Metal
                       cone.


                       Total
Free ion


Tissue
burden
o
in
O
                             Metal
                             cone.


                             Total
                                                    Free ion
                                                    Tissue
                                                    burden
            Organic matter
                    Hardness

-------
    FRESHWATER SPECIES
Rainbow trout (Oncorhynchus mykiss)



Fathead minnow (Pimephales promelas)



Tubificid worm (Lumbriculus variegatus)



Am phi pod  (Hyallela azteca)



Daphnid (Daphnia magna)



Algae
              4-13

-------
       Lumbriculus variegatus Exposed to Cu
  ^ ^
51
  0
       10,
        1 J
      0.1 -
   <0
00
      0.01
           pH6.5
[C"tota|l
{Cu2+}
[Cubody]
           10,
           1 r
          0.1 ->
         0.01
               pH7.5
                         -1
         Hardness (meq L" )
                             -1
             Hardness  (meq L")

-------
          Hyallela azteca Exposed to Copper
  ^ ^
fel
      10° -
  0
o
10'1 -
   
-------
                     METALS
Ag*   Playle,
      McMaster U.

Cd   Campbell,
      Playle,
      McMaster U.
               fish toxicity, gill binding &
               physiology

               fish toxicity & gill binding;
               algal toxicity and uptake
Co   Playle,

Cu*   Borgmann,
      Playle,
      McMaster U.,
      U. Delaware,
      U. Wyoming

Hg   Borgmann
Mi'
               gill binding

               fish toxicity, gill binding &
               physiology;
               invertebrate toxicity & uptake
Pb    Borgmann

Tl    Borgmann

Zn*   Allen,
      Borgmann,
      Campbell,
      McMaster U.
               invertebrate toxicity & uptake
U. Wyoming    fish toxicity & gill binding
               invertebrate toxicity & uptake

               invertebrate toxicity & uptake

               fish toxicity, gill binding &
               physiology;
               invertebrate toxicity & uptake
               algal toxicity & uptake
* = metals directly tested for biotic-ligand model
                       4-16

-------
Fathead Minnows Exposed to Nickel
        (Pimephales promelas)
      1 H
 O o
   m
   5
         pH7.5
               I
               2
                   I
                   6
                         -1
Hardness  (meq L")
               4-17

-------
           Freshwater Amphipod  Exposed to  Cadmium
                                     (Hyalella azteca)
                   [Cdtotal]
GO
               100 r
               80
               80
               40
               20
                   iDbttfed
                                  EDTA
  I
                                                          100
                                                           80
      60
40
      20
                                                                      EDTA  Osfflted
                                                               Humte
                                                                            '  : Sediment
                 0.1       1       10       100
                       Cadmium In water (up/U

          Fio. 1. Percent survival after 4 wk (sediment experiments) or 6 wk
          (all experiments without sediments) as a function of measured con-
          centrations of Cd in tap water (•. Tap), 20 mg humic acid/L (•,
          Humic), 0.5 \iM EDTA (•, EDTA), 90% distilled water (A, Dis-
          tilled), or 10% sediment by volume (broken lines: •, experiment A;
          •, experiment B).
       032
                 31B
316
             Cadmium In Hyatete
Fio. 3. Percent survival after 4-6 wk as a function of Cd accumulated.
Symbols as in Fig. 1.
                 [from Borgmann et al. 1991, Ca. J. Fish. Aquat. Sci. 48:1055-1060]

-------
Rainbow Trout Exposed to Zinc

      (Oncorhynchus my kiss)
                96 h LC




ft
3

2200 -
2000 -
1800 -
1600-
1400 -
200 -
150 -
100 -
50 -
n .




•%
r^
T

                            •
                            •
                            i
       Control  2 mM Na+ 1 mM Mg2+  1 mM Ca'
    [from Alsop and Wood 1999, manuscript]
                4-19

-------
        MARINE SPECIES
Tidepool sculpin (Oligocottus maculosus)



European eel (Anguilla anguilla)*



Grass shrimp (Palaemonetes pugio)



Aigae
               4-20

-------
                   Estuarine Diatom Exposed to  Copper
                               (Thalassiosira pseudonana)
N)
 I
 •S
   5
   I
                      [CUtotal]
     pH 8.1-8.2
     x O.SmMtrit
     OIO
     A 2.0
     930
     050
                                                        2.0
       V no tris
       pH7.7     ,  i
       OlOmMtrlt  ,f --- 1
       HJOmMtrls /
                           .

                          4
                                                     I
                                        &6
                                              ~7.4
                        -toyCur

Figure 2. Growth rate of done 3H vs the negative log of the total copper concentration in
 M-f/2 seawater media containing 0.10 mM tris at pH 7.7 to 8.7. Results are from experi-
 ments 1-5. Error ban represent the standard deviation for least squares linear regression of
 growth curves.
                                                                                   (0
                                                                            pCu
 pH7.7
O 10 mM tris
 pH8.7
 10 mM tris
                                                                                             11
                                                      Figure 3. Growth rate of clone 3H vs pCu in M-f/2 seawater culture media containing 1-10
                                                       mM tris for the pH range 7.7 to 8.7. Individual points are from experiments 1-5. The pCo
                                                       error ban represent variation in pCu caused by changes in culture pH.
                        [from Sunda and Guiliard 1976, J. Mar. Res. 34:511-529]

-------
                 Grass Shrimp  Exposed to Cadmium
                               (Palaemonetes pugio)
                   [Cdtotal]
     100 •
NJ
>
i
5
u
&
   Figure 3. Effect of NTA on short-term toxlclty of CdCI2 to P. puglo at
   5.2%» salinity. Results from experiment 3
                                                  100
-  .0
fc

2  60

i
u
&  40
                                                  20
                                                              [Cd2+]
                                                             6.0
                                                                            NTA (M)

                                                                            A 0
                                                                            • 1 X 10 *
                                                                            • 3 X IP '
                                                                             1 X 10 4
                                                                              7.0
                                            Figure 5. Relationship between 4-day survival of P. puglo and measured
                                            negative log of free cadmium Ion concentration (p[Cd2+])
                                            Media have salinity of 5.2ft and contain from 0 to 1X. 10~4 M NTA. Results from
                                            experiment 3.
                   [from Sunda et al. 1978, Environ. Sci. Technol. 12:409-413]

-------
                  Grass Shrimp Exposed  to Cadmium
                                 (Palaemonetes pugio)
      100
    M
    u
       30
ts)
u>
                    [Cdtotal]
 Salinity (X.)

A	A 4.1+0.4
•	• t.4+0.2
T	T 16.310.3
•	•20.0+0.3
*—.+ 28.9+0.6
                                •
                           CdT
    Figure 2. Effect of total cadmium concentration on 4-day survival of
    P. pug/o at salinities of 4-29%o
    Cdr Is added molar concentration of CdCI2. Results from experiments 1-3
                                                     100
                                                     «o
                                                   M  «0
                                      z
                                      ui
                                      U
                                         40
                                                     20
Salinity (

A 4.1
• «.4
TI6.3
• 20.0
• 21.9
                                                                      /
                                                                  4.0
                                                                                     7.0
                                     Figure 4. Relationship between 4-day survival of P. puglo and negative
                                     log of measured free cadmium ion concentration (p[Cd2+])
                                     p[Cd2+] values are means of Initial and final measurements. Media contain no
                                     NT A. Results from experiments 1-3
                    [from Sunda et al. 1978, Environ. Sci. Technol. 12:409-413]

-------
Ion  and Water  Movement  in  Freshwater and  Marine  Fish
       FIGURE 9.5 A marine teleost Is osmotically more dilute
       than the water in which It lives. Because of the higher
       osmotic concentration In the medium, Jhe  fish con-
       stantly loses water (top diagram), primarily across the
       thin gill membranes. Additional water is lost In the
       urine. To  compensate for the water loss, the marine
FIGURE 9.6 A fresh-water teleost Is osmotically more
concentrated than the medium and therefore suffers a
steady osmotic Influx of water, mainly through the gills
(top diagram). The excess water is eliminated as urine.
Loss of solutes through the gills and in the urine is com-
pensated for primarily through active uptake in the gills
(double arrow, bottom diagram).
                    MARINE TELEOSTS

                        Water
        Drinking
                        Solutes
        Salts from
        sea water,
                     Na*,CI~
                     (gill secretion)
                              (In urine)
          FRESH-WATER TELEOSTS

                 Water
                Solutes
                                                     Food
                                                                       Solutes in urine
[from Schmidt-Nielsen 1979, Animal Physiology, 2nd Edition, Cambridge Univ. Press]

-------
Chronic Toxicity to Freshwater Species
 [from Cu Criteria Document (USEPA1985)]
IUUU -
*3
(0
o 100-
E
o
o
ij 10-
o
<
1 ,
IUUU -
i
3
9
o> 100-
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•• .2
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5 1



0

* • » *
*/•* • *


  10   100  1000  10000
                 -1'
 Acute value (|.ig Cu L )
 10   100   1000 10000
Acute value (jag Cu L1)

-------
                         Chronic Toxicity
               Fathead minnow
                                          Daphnia pulex
N>
3  1000 -
o
0)
J3

(0
      o
      CO

      o
      o
      'E
      o
      £
      O
         100-
     10
                           Acute
                     Chronic
       10
100
1000
                        -1
           Hardness (mg L as CaCCL)
                                          80 -,
                                                            Pond
                                       Medium
                                       Soft
                                         Humic acid (mg L )
              [data from USEPA (1985)]
                                         [data from Winner (1985)]

-------
 Why is the slope of ln(LC50) vs.

 In(hardness) approximately 1.0?
   10000 r,
—> 1000 J
3
o

CD
n
ID

O
100 -J
     10 J
     1
       1
          slope
                         10000
                     -1
   Hardness (mg L"1 as CaCO.)
               4-27

-------
Winderinere Humic Aqueous Model (WHAM)




          Presentation Materials
                  4-28

-------
                       H
 Humic
  Acid
 >COOH
    H  OH
 OH
Stevenson, F. J. (1982).
 Humus Chemistry.
H,CO\/\H
      T   ICOOH
      O   H
                                                Aliphatic
                                                dicarboxylic
                                                  acid
                       ._-:'-"•.,, Hydroxyacid
       Aromatic
      dicarboxylic
         acid
                                    CH2—CH2-|CO2Hi
                                             Aliphatic
                                              acid
                               Aromatic
                                acid
ThurmaaE. M. (1985).
Organic geochemistry of natural waters.
                           4-29

-------
      WHAM REACTIONS
Proton Binding
(A) Carboxylic groups: COOH
(B) Phenolic groups:  /~V_QH
      RA-H  -K  RA  +  H+
      RB-H  •>  R   +  H+
 Mass Action for 1 site
                      exp{2wZ}
  Electrostatic Effect
   w=|p]log..(I)
              4-30

-------
          Distribution of Proton Binding Sites


A-types sites: K1 to K4       B-types sites:  K4 to K8

nA = Site Density             nB = Site Density

pKA = Midpoint pK            PKB = Midpoint pK

ApKA = Spread in pK          ApKB = Spread in pK
          COOH       pheno!ic-OH

 1.5
S0.5H
0)
•*-»
CO
  0 +-
         K1 K2 K3 K4
         • • •  • nA/4
          APKA

                      K5   K6  K7   K8
                nA/8  .   •   •   •

                      .   APKB    ^
                           PKB
   0.00         5.00         10.00        15.00

                       pK
                      4-31

-------
        Proton Binding Calibration Results
       nA      pKA    pKB   ApKA   ApKB  log10(-P)
to

-------
         Metal Binding Reactions
A and B Sites
RA-H + M2+ -* RA-M+
                               H
      RB-H  +  M
         2+
                      RB-M+
 pK'sforAandBSites: KM1 to KM8
       KMi = KMHA ' Ki   i = 1.-.
       KMi = KMHB/Ki  '
       PKMHB = 1-38 PKMHA + 2-57
Bidentate

    RA-H
    RB-H
           + M
       2+
 RA-H
- RB-H/
    KM12 = (KMA KMB)
2H+
   Sites  (1 ,2),(1 ,4),(1 ,6),(1 ,8),(2,3),(2,5),
         (314),(3,6),(3,8),(4,5),(4,7)
                   4-33

-------
               WHAM CALIBRATION
pN
2.5

3.0

3.5


4.0

4.5

5.0
     10
        8    6
         p[Cu]
pN
 2.5


 3.0

 3.5


 4.0

 4.5

 5.0
      11
9753

   p[Cu]
pN
 2.5


 3.0


 3.5


 4.0


 4.5


 5.0
                      Cd
           654
              PtCd]
                    pN
                                  2.5 r
                                  3.5
                                  4.5
                                 5.5
                         10    8     6     4
                               p[Cu]
                     PN 4
                                 10    8     6     4
                                         P[Cu]
                                  2.5
                              pN  3.5
                                  4.5
                                  6.0      5.0     4.0

                                          p[Pb]
                           4-34

-------
Binding Site Occupancy
1.0
08
0.6

0.4
•| 0.2
Q
ii n O
r pM = 9
•
I
\

i



tffa
pM = 7
•
.
i
:
_ \ ^
To
0>
«••
1 °-5
o 0.4
CO
0.3
0.2
0.1
0.0
pM = 5
•

- i
• J ^ JUL
r pM = 3
-
i

J
PW m mi 	 ,-, •
ra — V^//////////A m
12345678 123456789101112 D 12345678 123456789101112 D
MONO- BIDENTATE MONO- BIDENTATE
DENTATE DENTATE
        4-35

-------
               Data Fitting Results.
                       PKMA
           Ca
Table 7. Tipping. E. and M. Hurley (1992).
Geochim. Cosmochim. Acta 56: 3627-3641.
                        4-36

-------
Integrated Approach to Assessing the Bioavailability
    and Toxicity of Metals in Surface Waters and
                     Sediments
                    Appendices
      Presented to the EPA Science Advisory Board
                    April 6-7, 1999

           U.S. Environmental Protection Agency
                    Office of Water
            Office of Research and Development
                   Washington, D.C.

-------
APPENDIX A

-------
       Research Papers on the Unavailability and Toxicity of Metals in Sediments1

Key Papers (Roughly in order of importance)

Ankley, G.T., D.M. Di Toro, DJ. Hansen, J.D. Mahoney, W. J. Berry, R.C. Swartz, R. A. Hoke, N.A.
Thomas, A.W. Garrison, H.E. Allen and C.S. Zarba. 1994. Assessing potential bioavailability of
metals in sediments: A proposed approach. Environ. Management. 18:331-337.

Ankley, G.T., D.M. Di Toro, DJ. Hansen and WJ. Berry.  1996. Technical basis and proposal for
deriving sediment quality criteria for metals. Environ. Toxicol. Chem. 15:2056-2066.

Di Toro, D.M., J.D. Mahoney, DJ. Hansen, K J. Scott, M.B. Hicks^ S.M. Mayr and M.S. Redmond.
1990. Toxicity of cadmium in sediments: The role of acid volatile sulfide. Environ. Toxicol. Chem.
9:1487-1502.

Hansen, D J., W J. Berry, J.D. Mahoney, W.S. Boothman, D.M. Di Toro, D.L. Robson, G.T. Ankley,
D. Ma, Q. Yan and C.E. Pesch. 1996. Predicting the toxicity of metal-contaminated field sediments
using interstitial concentration of metals and acid-volatile sulfide normalizations. Environ. Toxicol.
Chem.  15:2080-2094.

Berry, W J., D. J. Hansen, J.D. Mahoney, D.L. Robson, D.M. Di Toro, B.P. Shipley, B. Rogers, J.M.
Corbin and W.S.  Boothman. 1996. Predicting the toxicity of metal-spiked laboratory sediments

using acid-volatile sulfide and interstitial water normalizations. Environ. Toxicol. Chem. 15:2067-
2079.

Call, DJ., C.N. Polkinghome, T.P. Markee, L.T. Brooke, D.L. Geiger, J.W.  Gorsuch and K.A.
Robillard.  1999. Silver toxicity to Chironomus tentans  in two freshwater sediments. Environ.
Toxicol. Chem. 18:30-39.

Berry, W J., M.G. Cantwell, P. A. Edwards, J.R. Serbst and D J. Hansen. 1999.  Predicting toxicity
of sediments spiked with silver. Environ. Toxicol. Chem.  18:40-48.

Di Toro, D.M., J.D. Mahoney, DJ. Hansen, KJ. Scott, A.R. Carlson and G.T. Ankley. 1992. Acid
Volatile Sulfide predicts the acute toxicity of cadmium and nickel in sediments. Envrion.  Sci.
Technol.  26:96-101.
Other Relevant Papers

Ankley, G.T. 1996. Evaluation of metal/acid-volatile sulfide relationships in the prediction of metal
bioaccumulation by benthic macroinvertebrates. Environ. Toxicol. Chem. 15:2138-2146.
       'Articles listed as "Key Papers" are reprinted in this volume. Additional relevant papers
have been listed, but not reprinted.

-------
DeWitt, T.H., R.C. Swartz, D J. Hansen, D. McGovern and W.J. Berry. 1996. Bioavailability and
chronic toxicity of cadmium in sediment to the estuarine amphipod Leptocheirus plumulosns.
Environ. Toxicol. Chem. 15:2095-2101.

Di Toro, D.M., J.D. Mahoney and A.M. Gonzalez. 1996. Particle oxidation model of synthetic FeS
and sediment acid-volatile sulfide.  Environ. Toxicol. Chem. 15:2156-2167.

Di Toro, D.M., J.D. Mahoney, DJ. Hansen and W.J. Berry. 1996.  A model of the oxidation of iron
and cadmium sulfide in sediments. Environ. Toxicol. Chem. 15:2168-2186.

Gonzalez, A.M.  1996.  A laboratory-formulated sediment incorporating synthetic acid-volatile
sulfide. Environ. Toxicol. Chem. 15:2209-2220.

Hansen, DJ., J.D. Mahoney, W.J. Berry, SJ. Benyi, J.M. Corbin, S.D. Pratt, D.M. Di Toro andM.B.
Abel. 1996. Chronic effect of cadmium in sediments on colonization by benthic marine organisms:
An evaluation of the role of interstitial cadmium and acid-volatile sulfide in biological availability.
Environ. Toxicol. Chem. 15:2126-2137.

Hassan, S.M., A.W. Garrison, H.E. Allen, D.M. Di Toro and G.T. Ankley.  1996.  Estimation of
partition coefficients for five trace metals in sandy  sediments and application to sediment quality
criteria. Environ. Toxicol. Chem. 15:2198-2208.

Leonard, E.N., G.T. Ankley and R.H. Hoke. Evaluation of metals in marine and freshwater surficial
sediments from the environmental monitoring and assessment program relative to proposed sediment
quality criteria for metals. Environ. Toxicol. Chem. 15:2221-2232.

Liber, K., DJ. Call,  T.P. Markee, K.L. Schmude, M.D. Balcer, F.W. Whiteman and G.T. Ankley.
1996.   Effects of acid-volatile  sulfide  on zinc bioavailability  and  toxicity  to  benthic
macroinvertebrates:  A spiked-sediment field experiment.  Environ. Toxicol. Chem.  15:2113-2125.

Mahoney, J.D., D.M. DiToro, A.M. Gonzalez, M. Curto, M. Dilg, L.D. De Rosa and L.A. Sparrow.
1996. Partitioning of metals to sediment organic carbon.  Environ. Toxicol. Chem.  15:2187-2197.

Peterson, G.S., G.T. Ankley and E.N. Leonard. 1996.  Effect of bioturbation on metal-sulfide
oxidation in surficial freshwater sediments. Environ. Toxicol. Chem.  15:2147-2155.

Sibley, P.K., G.T. Ankley, A.M. Cotter and E.N. Leonard.  1996.  Predicting chronic toxicity of
sediments spiked with zinc: An evaluation of the acid-volatile sulfide model using a life-cycle test
with the midge Chironomus tentans. Environ. Toxicol. Chem.  15:2102-2112.

-------
Assessing  Potential  Bioavailability of Metals  in
Sediments:  A Proposed Approach
GERALD T. ANKLEY*
NELSON A. THOMAS
US Environmental Protection Agency
6201 Congdon Blvd., Ouluth. Minnesota 55804, USA


DOMINIC M. Dl TORO
Hydroqual, Inc
Mahwah, New Jersey 07430, USA


DAVID J. HANSEN
US Environmental Protection Agency
27 Tarzwell Or, Narragansett, Rhode Island 02882, USA


JOHN D. MAHONY
Chemistry Department. Manhattan College
Bronx. New York 10471, USA


WALTER J. BERRY
SAIC Corporation
27 Tarzwell Dr., Narragansett. Rhode Island 02882, USA


RICHARD C. SWARTZ
US Environmental Protection Agency
Hatfield Manne Science Center
Marine Science Drive, Newport, Oregon 97365, USA


ROBERT A. HOKE
SAIC Corporation
411  Hackensack Ave ,
Hackensack, New Jersey 07601,  USA
A. WAYNE GARRISON
US Environmental Protection Agency
College Station Rd., Athens, Georgia 30605, USA

HERBERT E. ALLEN
Department of Civil Engineering, University of Delaware
Newark, Delaware 19716, USA

CHRISTOPHER S. ZARBA
US Environmental Protection Agency
401 M Street S W.. Washington, DC 20460. USA

ABSTRACT / Due to anthropogenic inputs, elevated
concentrations of metals frequently occur in aquatic
sediments. In order to make defensible estimates of the
potential risk of metals in sediments and/or develop sediment
quality criteria for metals, it is essential to identify that fraction
of the total metal in the sediments that is bioavailable.
Studies with a variety of benthic invertebrates indicate that
interstitial (pore) water concentrations of metals correspond
very well with the bioavailabilrty of metals in test sediments.
Many factors may influence pore water concentrations of
metals, however, in anaerobic sediments a key phase
controlling partitioning of several cationic metals (cadmium,
nickel, lead, zinc, copper) into pore water is acid volatile
sulfide (AVS)  In this paper, we present an overview of the
technical basis for predicting bioavailability of cationic metals
to benthic organisms based on pore water metal
concentrations and metal-AVS relationships. Included are
discussions of the advantages and  limitations of metal
bioavailability predictions  based on these parameters.
relative both to site-specific assessments and the
development  of  sediment quality criteria.
Introduction and Technical Background
   The occurrence of elevated concentrations of met-
als in aquatic sediments is  common, and  resource
managers often must decide whether these concentra-
tions may result in adverse ecosystem impacts, and
KEY WORDS Sediment, Metal, Bioavailability, Toxicrty, Sediment
           quality criteria
*To whom correspondence should be addressed
whether remedial action is required. Unfortunately,
this can be difficult because it is impossible to utilize
total concentrations of metals in sediments to predict
the occurrence of environmental impacts. Differences
in physicochemical properties among sediment types
result in variations in biologically available metal at
any given total metal concentration (for review, see
Luoma 1989). Some have attempted to address this by
predicting metal bioavailability in sediments through
the use of differential  extraction and fractionation
schemes (e.g., Tessier and Campbell 1987). The ma-
Environmental Management Vol 18, No 3, pp 331-337
                     © 1994 Spnnger-Verlag New York Inc

-------
332
G. T. Ankley and others
jor shortcoming with this type of approach, however,
is that often it has been difficult to relate observed
chemistry results to the end point of concern, that is,
biological exposure and response.
   Early studies by Swartz and others (1985) demon-
strated  a correlation between sediment interstitial
(pore) water concentrations of cadmium and the
acute toxicity  of cadmium-spiked sediments to the
marine amphipod  Rhepoxynius abronius. This observa-
tion suggested that, based on acute toxicity, cadmium
in pore water represented the bioavailable fraction of
the total cadmium in sediment. This observation also
was consistent with the results of studies demonstrat-
ing that the toxicity of nonionic organic chemicals to
epibenthic and benthic species could be predicted by
comparison of chemical concentrations in interstitial
water to toxicity data generated in water-only expo-
sures (e.g., Adams and others 1985, Swartz and others
1990). These observations served as the basis for the
development of the equilibrium partitioning approach
to deriving sediment  quality criteria (SQC) for non-
ionic organic compounds (Di Toro and others 1991).
In the case of nonionic organic chemicals, organic
carbon  is the  major  partitioning  phase controlling
pore water concentrations and bioavailability in sedi-
ments; however, until recently, comparable partition-
ing phases had not been as well defined for metals.
   In spiking  experiments by Di  Toro and others
(1990), it was demonstrated that the acute toxicity of
cadmium to amphipods (Ampelisca abdita, R. hudsoni,
R. abronius) in marine sediments could be predicted
based upon acid volatile sulfide (AVS) content of the
sediments. AVS is defined as that fraction of sulfide in
sediments extracted by cold HC1, and it exists in natu-
ral sediments primarily as iron sulfide complexes
commonly referred to as mackinawite and  greigite
(Berner 1967, Goldhaber and Kaplan 1974). A num-
ber of cationic metals of environmental concern (zinc,
lead, copper, nickel, cadmium) will displace iron from
the monosulfide and thereby may be rendered biolog-
ically unavailable.  Thus, in the experiments by Di
Toro and others (1990), when the molar ratio of cad-
mium to AVS  exceeded one (i.e., the  AVS binding
pool was exhausted), interstitial water concentrations
of free cadmium  increased dramatically, and  there
was a corresponding increase in amphipod mortality.
   Subsequent  spiking experiments conducted by
Carlson and others (1991) used AVS concentrations
to accurately predict cadmium toxicity in freshwater
sediments. In those experiments, acute toxicity to oli-
gochaetes (Lumbriculus variegatus) and snails (Helisoma
sp.) was observed only when the molar cadmium/AVS
ratio exceeded one.
                                         Based on these studies, Di Toro and others (1992)
                                       proposed that AVS should be a suitable normalization
                                       phase for predicting the lack of acute toxicity of cad-
                                       mium, nickel, lead, zinc, and copper in both marine
                                       and freshwater sediments. Di Toro and others (1992)
                                       also described the utilization of simultaneously ex-
                                       tracted metal (SEM) for normalization to AVS. That
                                       is, it would be inappropriate to use total sediment
                                       metals for normalization to AVS; metals should be
                                       measured in the same acid extraction fraction as that
                                       used for liberation of the AVS  from the test sedi-
                                       ments. With the harsher extractions commonly used
                                       to measure "total" metals in sediments, a significant
                                       portion of the metals liberated are from the mineral-
                                       ogical matrix of the sediment, and hence are of little
                                       significance from the standpoint  of biological avail-
                                       ability and effects.
                                         Ankley and others (1991) further investigated the
                                       use of AVS normalization for prediction of the bio-
                                       availability of metals in field-collected sediments con-
                                       taminated by multiple metals. Sediments from the up-
                                       per end of a marine tidal estuary contaminated with
                                       cadmium and nickel were tested for toxicity to fresh-
                                       water amphipods (HyaUUa azteca) and oligochaetes (L.
                                       variegatus). Toxicity of the sediments to H. azteca, a
                                       relatively sensitive species, could be predicted based
                                       on SEM (nickel plus cadmium)/AVS ratios in the sedi-
                                       ments. Elevated  amphipod mortality  was observed
                                       when the molar SEM/AVS ratio exceeded one, while
                                       toxicity was not seen at ratios of less than one. Oli-
                                       gochaetes, which are relatively  tolerant of metals,
                                       were less sensitive than the amphipods to the test sed-
                                       iments; however, bioaccumulation of metals by the
                                       worms was correlated with the sediment SEM/AVS
                                       ratios. Ankley and others (1991) also noted a correla-
                                       tion between sediment toxicity and pore water cad-
                                       mium and nickel concentrations.
                                         The same sediments evaluated by Ankley and oth-
                                       ers (1991) also were tested in salt water using marine
                                       amphipods (A. abdita). In these experiments, toxicity
                                       was not observed at SEM/AVS ratios  less than one;
                                       however, toxicity also was not observed in several sam-
                                       ples with ratios greater than one (unpublished data).
                                       Evaluation of pore water concentrations of the nickel
                                       and cadmium, however, did provide an accurate pre-
                                       diction of the occurrence of toxicity. Regardless of the
                                       SEM/AVS ratio,  toxicity was observed only in those
                                       sediment samples with pore water concentrations of
                                       cadmium and nickel that exceeded the joint water-
                                       only toxicity of the two metals to A. abdita. These data
                                       suggested the presence of binding phases in addition
                                       to AVS for cadmium and nickel in the test sediments.
                                         Further  laboratory  spiking of marine  sediments

-------
                                                        Metal Bioavailability in Sediments
                                           333
with cadmium, zinc, nickel, and copper, either singly
or in combination, demonstrated that acute toxicity to
A. abdita could be predicted based upon SEM/AVS
ratios in the test sediments (Hansen and others 1990;
Berry and others 1991). Toxicity was observed when
SEM/AVS ratios exceeded one, while at ratios less
than one, survival of the amphipods was comparable
to that in the control sediments. Pore water concentra-
tions of the cadmium, zinc, nickel, and copper also
could be used to accurately  predict the occurrence
and extent of toxicity to the amphipods, that is, mor-
tality was observed only at pore water metal concen-
trations exceeding those causing mortality to the
amphipods in water-only exposures. In the spiking
experiments with multiple metals, it also was noted
that, in the sediments with SEM/AVS ratios greater
than one, relative pore water concentrations of the
test metals were inversely proportional to their bind-
ing constants for the sulfide.
  Ankley and others (1993a) evaluated AVS as a nor-
malization phase for determining copper bioavailabil-
ity in sediments from two  freshwater sites  contami-
nated with the metal: Steilacoom Lake, Washington,
and  the  Keweenaw  Waterway,  Michigan.  SEM
(copper)/AVS ratios in the test sediments were found
to overpredict copper bioavailability in these studies.
Acute toxicity to H. axteca did not occur in several test
sediments with extremely  high copper/AVS ratios,
nor were pore water copper concentrations elevated
in these sediments. This suggested the presence of an
additional binding phase(s) for copper. Sediment ti-
tration experiments, similar to those described by Di
Toro and others (1990) for cadmium,  subsequently
confirmed  the presence of. strong binding phases,
other than AVS, for copper in anaerobic sediments
(Mahony and others 1991). This additional binding
capacity was correlated with the organic carbon con-
tent of the test  sediments.  Significantly, although
copper/A VS ratios could not be used to predict the
occurrence of acute toxicity of copper to amphipods,
measurement of pore water copper concentrations
and comparison of these data to water-only copper
toxicity data'for H. azteca  enabled accurate predic-
tion of the presence and extent of sediment toxicity
(Ankley and others 1993a).
  The majority of studies examining SEM/AVS ra-
tios and/or pore water metal concentrations as expo-
sure models has been limited to short-term tests with
lethality as an end point. One exception was a recent
study by  Ankley and others (1993b) which evaluated
the bioaccumulation of copper, lead, zinc, cadmium,
nickel, and chromium by L. vanegatus  held for an
extended time in three different  sediment samples
from the lower Fox River, Wisconsin. These sedi-
ments had elevated concentrations of all six metals;
however, based upon SEM/AVS ratios or pore water
metal concentrations, metals in the sediments were
predicted to be of minimal biological availability to the
oligochaetes. After 30 days of exposure, metal con-
centrations in L. vanegatus held in the sediments were
similar to concentrations in worms held in clean wa-
ter. This indicates that it may be possible to use metal/
AVS relationships to predict metal exposure in long-
term  as well  as  short-term  studies  with  benthic
invertebrates.
   AVS concentrations in aquatic sediments are inti-
mately related to a number of biogeochemical cycles
and thus may vary greatly. In addition to varying
among sites, AVS concentrations at a particular site
change with depth and with season. Therefore, in the
absence of alternative binding phases, it is possible
that metals in some systems may be bioavailable dur-
ing some portions of the year  but not during others.
To address this, studies were initiated to better define
the seasonal variability in AVS concentrations among
sites and at sediment depths. For example, one study
has monitored sediment AVS concentrations hi three
northern Minnesota lakes for approximately  two
years (Leonard and others 1993). Although the three
lakes were relatively similar, both geographically and
hydrologically, there were marked variations among
them in sediment AVS concentrations. Furthermore,
AVS concentrations varied with depth, with decreas-
ing amounts of AVS at greater depths. Most impor-
tantly there were marked seasonal variations in AVS,
in some instances almost two orders of magnitude,
with the minimum concentrations generally occurring
in late winter and  the maximum concentrations ob-
served in late spring and early summer. These sea-
sonal variations were much more pronounced in surf-
icial sediments than in sediments at greater depths.
Limitations to Prediction of Metal Toxicity
in Sediments
   Based on the above studies it appears that evalua-
tion of pore water metal concentrations and/or SEM/
AVS ratios can lend insights concerning metal bio-
availability in  sediments.  We  feel  that  the two
techniques are complementary and should be used in
conjunction with one another as one approach to pro-
viding assessments of the potential ecological impacts
of metals in sediments. Both techniques have specific
problems and common  limitations. These problems
and limitations are discussed below.

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334
G. T. Ankley and others
   It appears that comparison of metal concentrations
in pore water to water-only toxicity data can be used to
predict not only the presence, but also the extent, of
metal toxicity in sediments. The ability to actually
quantify bioavailable metals in sediments is attractive
for a number of reasons. For example, quantification
of bioavailable metal facilitates the evaluation of dif-
ferences in relative species sensitivity and thus enables
the identification of species at risk. This is not possible
with SEM/AVS ratios because when SEM/AVS ratios
exceed one, due to other possible binding phases, it is
impossible to predict actual pore water concentrations
of metals (e.g., Ankley and others 1991, 1993a). An-
other advantage to monitoring pore water metal con-
centrations is that they should be useful for predicting
the toxicity of metals, such as chromium, not reactive
with AVS. Finally, because AVS is readily oxidized, it
is not an important binding phase for metals in aero-
bic sediments; however, the bioavailable fraction of
metals should still be  predictable based upon pore
water concentrations.
   There also are disadvantages to using pore water
concentrations to predict metal bioavailability. First,
because pore water is operationally defined (i.e., there
is no standard method for isolation), there is a valid
concern that among-Iaboratory variations in prepara-
tion may result in significant differences in metal con-
centrations found in pore water. A1 second disadvan-
tage to using pore water  metal concentrations  to
predict toxicity is that, if one accepts the paradigm
that  pore water is indeed a major route of contami-
nant exposure for epibenthic and benthic inverte-
brates, it may be difficult to account for the effects of
the pore water matrix (e.g., dissolved organic carbon,
hardness,  salinity) on  metal complexation and bio-
availability. This is, of course, also an issue of ongoing
concern in the area of water quality criteria issued by
the US Environmental Protection  Agency. A final po-
tential complication is that it is necessary to have a
water-only effects data base for comparative purposes
for the metal and species of concern.
   Our studies have clearly demonstrated that AVS
can be a key factor influencing interstitial water con-
centrations and bioavailability of metals in sediments.
In no instance have we seen  metal toxicity at SEM/
AVS ratios less than one, and ratios greater than one
often have been predictive of the presence (but not
extent) of metal toxicity. The use of SEM/AVS con-
centrations alleviates the need for water-only effects
data in an assessment since no bioavailability is ex-
pected at  SEM/AVS ratios less than one.  A further
advantage to measuring sediment SEM and AVS in
sediments is that it gives an indication as to the relative
                                       size of the pool of both components. This is not possi-
                                       ble through monitoring pore water metal concentra-
                                       tions; pore water metal concentrations should be low
                                       in sediments with SEM/AVS ratios ranging from ex-
                                       tremely low values to, theoretically, a ratio of 0.99.
                                       Yet, sediments with relatively high ratios would be of
                                       more potential concern than those with low ratios; in
                                       the absence of other metal binding phases, slight in-
                                       creases in SEM or decreases in AVS could cause the
                                       SEM/AVS ratio to exceed one and, thereby, result in
                                       toxicity.
                                          There are a number of limitations inherent in us-
                                       ing either pore water or SEM/AVS ratios to predict
                                       metal bioavailability. First, because AVS varies season-
                                       ally in a system-specific manner, it is desirable that
                                       SEM/AVS ratios and pore water metals be measured
                                       over time, or at least when AVS is expected to be
                                       minimal (e.g., late winter in our studies). A single
                                       sampling is only a snap-shot of what occurs through
                                       the course of the year. Furthermore, even under re-
                                       ducing conditions, biological activity in surficial sedi-
                                       ments may serve to  effectively oxidize AVS. At
                                       present, there is little understanding of the role of
                                       AVS in deeper sediments relative to metal partition-
                                       ing at the sediment surface, where most biological
                                       activity  and exposure occurs. This is  significant be-
                                       cause the  AVS  pool in deeper sediments appears to
                                       remain relatively constant, as opposed to AVS in surf-
                                       icial sediments.. It may be, for example, that as surfi-
                                       cial sediments  are depleted of AVS, metals will
                                       subsequently bind to AVS in deeper sediments. Alter-
                                       natively, as AVS concentrations are depleted  in sur-
                                       face sediments, other binding phases for metals may
                                       become important in determining bioavailability.
                                          Neither pore water metal concentrations nor SEM/
                                       AVS ratios can be used to assess potential metal bio-
                                       availability in situations where sediments are expected
                                       to be altered and become aerobic through physical
                                       disturbance (e.g., storms, boat traffic, dredging). In
                                       fact, in these cases, it may be appropriate to "exhaust"
                                       sediment AVS  (e.g., by aerating the sample) before
                                       attempting to evaluate the presence of bioavailable
                                       metals,  possibly through evaluation of pore water
                                       metal concentrations.
                                          An important limitation in using either pore water
                                       metal concentrations or SEM/AVS ratios  to evaluate
                                       metal bioavailability is that these approaches have not
                                       been thoroughly validated for predicting chronic tox-
                                       icity. With the exception of the 30-day bioaccumula-
                                       tion study described by Ankley and others (1993b)
                                       and a recently completed marine colonization experi-
                                       ment, all the laboratory exposures conducted thus far
                                       have  been relatively short  and generally used only

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                                                         Metal Bioavailability in Sediments
                                            335
lethality as an end point. Thus, because of a current
lack of understanding of the dynamics of metals and
AVS during long-term exposures, we do not sanction
the use of either pore water metal concentrations or
SEM/AVS ratios for predicting the absence or pres-
ence of chronic toxicity.
   A final limitation to using either approach for pre-
dicting even  acute toxicity to epibenthic or benthic
species is that neither model has been field validated.
To date, the  most exhaustive studies have been con-
ducted in a laboratory setting. Preliminary field stud-
ies focused on changes in  benthic community struc-
ture or bioaccumulation of metals by benthos have
been consistent with predictions based upon a pore
water exposure model (Campbell and Tessier  1991,
L. Hare, University of Quebec, personal communica-
tion); however, further work in this area is needed.
Therefore, care should be taken in interpretation of
SEM/AVS ratios and pore water metal concentrations
in the field relative to predicting the presence or ab-
sence of shifts in benthic community structure.

Recommendations for Predicting Metal
Bioavailability in Sediments
   Based both on the technical  considerations and
limitations described above, we present the following
recommendations/caveats for assessing the potential
bioavailability of metals in sediments.

1.  Both SEM/AVS ratios and pore water metal con-
    centrations should be  measured in sediment as-
    sessments focused on defining metal bioavailabil-
    ity. A standard method for the extraction and
    measurement of SEM and AVS  has  been de-
    scribed by Allen and others (1993). For the stud-
    ies described above, pore water was isolated using
    either of two different techniques: dialysis cham-
    bers (peepers) or centrifugation (e.g., see Di Toro
    and others 1990, Ankley and others 1991). Other
    pore water isolation techniques also may be use-
    ful; however, we have had little experience with
   •them.
2.  If AVS is used as a normalization phase, it should
    be used only for cadmium,  nickel, lead, zinc, and
    copper, and only for these metals when simulta-
    neously extracted with the AVS. Molar concentra-
    tions of the metals then can be summed to gener-
    ate SEM/AVS ratios (Di Toro and others  1992)
    Theoretically, however, it is possible  to  utilize
    pore water measurements  of metals, other than
    the five  listed above, to evaluate their  potential
    bioavailability (e.g., chromium; Ankley  and oth-
    ers 1993b).
3.  It is strongly recommended that cadmium, nickel,
    copper, lead, and zinc all be measured when eval-
    uating SEM/AVS ratios and pore water metal con-
    centrations, at least in initial test samples. This is
    because although all five of these metals have a
    higher affinity than iron for sulfide in monosul-
    fide complexes, individually they also have vary-
    ing affinities (solubility products) for the sulfide.
    Thus, for example, cadmium will displace nickel
    from sulfide, and if excess sulfide is not available,
    nickel will be released to the pore water. If only
    pore water metals were measured, or only nickel
    was measured in  the solid  phase, the analyst
    would erroneously conclude that nickel was die
    only problem in the sediments, when in fact, ele-
    vated concentrations of  cadmium  also were
    present. In order to have a complete understand-
    ing as to why a particular metal is present at ele-
    vated concentrations in pore water, it is necessary
    to know the molar concentrations of all the SEM.
    This is particularly true when considering the fact
    that metal concentrations often covary in contam-
    inated aquatic sediments, that is, rarely is only one
    metal of concern.
4.  In fully aerobic sediments (e.g., sand), AVS con-
    centrations should not be used to attempt to pre-
    dict the bioavailability of metals in  sediments.
    Theoretically, however, it should be  possible to
    infer bioavailability based on pore water metal
    concentrations. Moreover, significant progress is
    being made in identifying alternative normaliza-
    tion phases for metals in aerobic sediments (Camp-
    bell and Tessier  1991, Mahony and others 1991,
    Tessier and others 1993).
5.  Only a limited amount of research has been con-
    ducted to assess the utility of SEM/AVS ratios or
    pore water concentrations for predicting metal
    bioavailability in long-term exposures. Given un-
    certainties in  kinetics of metal and  AVS interac-
    tions in temporal cycles, and a lack of information
    of the importance of other metal binding phases
    relative to these cycles, extrapolations of the ex-
    posure model to long-term situations should be
    made with care.  Further information  also  is
    needed concerning the nature of the microhabitat
    of invertebrates relative to long-term changes in
    metal bioavailability in sediments.
6.  As with any chemical-specific monitoring meth-
    od, the analyst should be  aware that: (a) not all
    chemicals of possible lexicological concern can be
    measured in  environmental samples; and (b) in
    most instances, it is difficult to account for possi-
    ble  lexicological interactions among measured

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336
G T. Ankley and others
    toxicants. For both these reasons, we strongly rec-
    ommend that toxicity tests be an integral part of
    any assessment concerned with the effects of sed-
    iment contaminants.


Summary

   Significant progress has been made in understand-
ing factors influencing the bioavailability of metals in
sediments, particularly from the standpoint of acute
toxicity. Evaluation of pore water  metal concentra-
tions, as well as AVS-metal interactions, has enabled a
much better understanding of the dynamics of metal
bioavailability in sediments. However, researchers uti-
lizing SEM/AVS ratios and/or pore water metal con-
centrations to evaluate metal bioavailability in  sedi-
ments should be aware of possible drawbacks and
limitations to these approaches. For example, the con-
sequences of spatial (depth) and/or seasonal variations
in AVS relative to metal  bioavailability need  to  be
better defined, and further research  is required to
determine if metal bioavailability predictions  made
using  these  approaches  are valid  for predicting
chronic toxicity and/or impacts in situ. Research in all
these areas is ongoing, and a summary of our results,
including a theoretical basis for developing SQC for
metals, will receive a formal critical review by the Sci-
ence Advisory Board of the US Environmental Pro-
tection Agency.


Acknowledgments

   We thank all of our colleagues at the Duluth and
Narragansett EPA laboratories and Manhattan Col-
lege for input to various technical aspects of this work.


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                                                              Environmental Toxicology and Chemistry, Vol 15, No  12, pp 2056-2066, 1996
                                                                                                               C 1996 SETAC
                                                                                                             Printed in the USA
                                                                                                       0730-7268/96 $6.00 + 00
               TECHNICAL BASIS AND PROPOSAL FOR DERIVING  SEDIMENT

                                     QUALITY CRITERIA FOR METALS


            GERALD T. ANKLEY,*! DOMINIC M. Di ToRo4 DAVID J. HANSEN§ and WALTER J. BERRY§
       tU.S. Environmental Protection Agency, Mid-continent Ecology Division, 6201 Congdon Boulevard, Duluth, Minnesota 55804
                             JHydroqual, Inc.,  One Lethbndge Plaza, Mahwah, New Jersey 07030, USA
                      Environmental Engineering Department, Manhattan College, Bronx, New York 10471, USA
         §U.S Environmental Protection Agency,  Atlantic Ecology Division, 27 Tarzwell Drive, Narragansett, Rhode Island 02882

                                        (Received 3 March 1996; Accepted 18 June 1996)


      Abstract—In developing sediment quality criteria (SQC) for metals, it is essential that bioavailability be a prime consideration.
      Different studies have shown that while dry  weight metal concentrations in sediments are not predictive of bioavailability, metal
      concentrations in interstitial (pore) water are correlated with observed biological effects. A key partitioning phase controlling
      cationic  metal activity and toxicity in the sediment-interstitial water system is acid-volatile  sulfide (AVS). Acid-volatile sulfide
      binds, on a mole-to-mole basis, a number of cationic metals of environmental concern (cadmium, copper, nickel, lead, zinc) forming
      insoluble sulfide complexes with minimal biological availability. Short-term (10-d) laboratory studies with a variety of marine and
      freshwater benthic organisms have demonstrated that when AVS concentrations in spiked or field-collected sediments exceed those
      of metals simultaneously extracted with the  AVS, interstitial water metal concentrations remain below those predicted to cause
      effects, and toxicity does not occur. Similar  observations have been made in life-cycle laboratory toxicity tests with amphipods
      and chironomids in marine and freshwater sediments spiked with cadmium and zinc, respectively  In addition, field colonization
      experiments, varying in  length from several months- to more than 1 year, with cadmium- or zinc-spiked freshwater and marine
      sediments, have demonstrated a lack of biological effects when there is sufficient AVS to limit interstitial water metal concentrations.
      These studies on metal bioavailability and toxicity in  sediments serve as the basis for proposed SQC for the metals cadmium,
      copper, nickel,  lead, and zinc  Specifically,  four approaches for denving criteria are described  (a) comparison of molar AVS
      concentrations to the summed molar concentration of the five metals simultaneously extracted with the AVS;  (b) measurement of
      interstitial water metal concentrations and calculation of summed interstitial water criteria toxic units (IWCTU) for the five metals,
      based upon  final chronic values from water quality criteria documents; (c) calculation of summed IWCTU based upon sediment
      AVS concentrations and metal-specific partitioning of the metals to organic carbon, and (d) calculation of summed IWCTU based
      upon partitioning of the metals to a minimum binding phase sorbent (chromatographic sand). For a number of reasons, SQC derived
      using these approaches generally should be considered "no effect" values, i.e., with these techniques it is possible to predict when
      sediment metals will not be toxic, but not necessarily when metal toxicity will be manifested. Currently, approaches (a) and (b)
      are the most useful in  terms of predicting metal bioavailability and deriving SQC. Further research is required, however, to fully
      implement approaches (c) and (d). Additional research also is required to thoroughly understand processes controlling bioaccu-
      mulation of metals from sediments by benthic organisms, as well as accumulation of metals by pelagic species that ingest metal-
      contaminated benthos.

      Keywords—Sediment    Metal    Criteria    Programmic input     Interstitial water    Acid-volatile sulfide
                      BACKGROUND

  Due to their widespread release and persistent nature, metals
such as silver, cadmium, copper, mercury, nickel, lead, and
zinc are commonly elevated in aquatic sediments. Thus, there
have been various proposals for denving sediment criteria or
standards for protecting benthic communities from metal tox-
icity. Many such attempts have featured measurement of total
sediment metals followed by comparison to background metal
concentrations, or in some cases an effects-based endpoint [1-
5]. An important limitation to these types of approaches is that
causality is difficult to establish because values  are based on
total rather than bioavailable metal concentrations, i.e., for any
given total metal concentration, adverse toxicological effects
may or may not occur, depending upon physicochemical char-
acteristics of the sediment of concern [6-8]. The  phenomenon
of differential bioavailability across sediment type  also has

   * To whom correspondence may be addressed.
   This document has received an official EPA technical review; how-
ever, the content does not reflect official EPA policy. Mention of trade
names does not indicate endorsement by EPA or the federal govern-
ment
been noted for other classes of contaminants, including non
ionic organic chemicals such as pesticides [9]. The sediment
specific nature of contaminant bioavailability clearly repre-
sents a challenge for  regulatory agencies, such as the U.S
Environmental Protection Agency (EPA), attempting to derive
technically defensible sediment quality  criteria (SQC) with
broad applicability.
  As a prelude to the  development of national SQC by EPA,
a workshop was held  in 1984, at which  experts in the disci-
plines of environmental toxicology and chemistry met to re-
view possible approaches for dealing with the issue of differ-
ential contaminant bioavailability across  sediments [10]. The
results of various studies concerning  contaminant bioavail-
ability in sediments  were presented, including one evaluating
the organochlorine pesticide Kepone®. An intriguing obser-
vation from this  study was  that, while Kepone toxicity was
not predictable based upon total sediment dry weight concen-
trations, effects of the pesticide were strongly correlated with
its interstitial (pore-)water concentrations. That is, irrespective
of sediment type, toxicity-response relationships based upon
pore-water concentrations were similar  [11]. In the  case of
                                                           .2056

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 Sediment quality criteria for metals
                                                                                 Environ. Toxicol. Cfiem 15, 1996
                                                   2057
 Kepone, it appeared that pore-water concentrations were con-
' trolled by partitioning of the organochlonne pesticide to or-
 ganic carbon in the test sediments. This was an important
 determinant in the recommendation that equilibrium partition-
 ing (EqP) be pursued as an approach for deriving SQC [10].
   Initially, EPA focused upon using the EqP approach to de-
 velop and validate SQC for nomonic organic chemicals; the
 technical basis  of the paradigm currently used for denying
 criteria for these types of contaminants is described in detail
 by Di Toro et al. [9]. The two basic elements of the model are
 (1) prediction of bioavailabihty based upon organic carbon
 content of the sediment and the octanol-water partition  co-
 efficient (Kov) of the nonionic organic contaminant of concern,
 and (2) comparison of the resultant organic carbon "normal-
 ized" concentration to effects data from existing water quality
 criteria (WQC) for the contaminant. The EqP approach for
 predicting bioavailability of nonionic organics has received
 extensive peer review, including two assessments by the EPA
 Science Advisory Board, an independent panel of internation-
 ally recognized scientists, who recommended the method as
 the best currently available for deriving SQC [12,13]. To date,
 EqP has been used as the basis for developing draft national
 SQC for five nonionic pesticides and polycyclic aromatic hy-
 drocarbons [14-18] and also  has  served as  a basis for  the
 derivation of "Tier 2" sediment quality  guidelines for a na-
 tional sediment inventory [19].
   More recently, EPA has evaluated the potential utility of the
 EqP approach for deriving SQC for metals. Initial studies sup-
 porting the concept were described by Swartz et al  [20] and
 Kemp and Swartz [21]  who found that toxicity of cadmium
 to amphipods in marine sediments could be accurately pre-
 dicted based upon pore-water concentrations of the metal.
 However, as opposed to the situation for nonionic organic
 chemicals and  organic  carbon, those  sediment partitioning
 phases controlling interstitial water concentrations of metals
 initially were not readily apparent.
   The purpose of this paper is to present a proposed approach
 for deriving SQC for the metals cadmium, copper, nickel, lead,
 and zinc based  upon a series of relatively recent studies ex-
 amining the bioavailability and toxicity of metals in sediment.
 As a prelude to describing the derivation of these SQC, we
 first present a brief overview of the technical basis of  the
 approach.

 PREDICTING METAL TOXICITY: SHORT-TERM STUDIES
   Considerable research has focused upon elucidating sedi-
 ment partitioning phases controlling metal bioavailability, of-
 ten through the use of elaborate sequential extraction proce-
 dures to identify physicochemical fractions with which metals
 are associated [22,23]. Through these types of techniques, it
 has  been established that key binding phases  for metals in
 sediments include iron and manganese oxides and organic car-
 bon. However, an important shortcoming with these approach-
 es was that much of the work was done  with sediments that
 had intentionally, or unintentionally, been oxidized through
 procedures such as drying. Thus, the techniques were appro-
 priate only for  examining metal  bioavailability in oxidized
 sediments. This resulted in an underestimate of the importance
 of metal-sulfide binding in the anaerobic horizons character-
 istic of most natural in-place sediments. A number of catiomc
 metals form stable  complexes with sulfide generated in sedi-
 ments by sulfate-reducing bactena [24-28].  From a lexico-
 logical standpoint this could be a particularly critical reaction
because predictions based upon chemical equilibria [27] sug-
gest that a number of metals of environmental concern (e.g.,
cadmium, copper, mercury, nickel, lead, silver, zinc) form rel-
atively insoluble sulfides that should not be  present in pore
water, and hence, biologically unavailable.
  Di Toro et al.  [8]  investigated  the significance of sulfide
partitioning in controlling metal bioavailability in marine sed-
iments spiked with cadmium. In those experiments, the op-
erational definition of Cornwell and Morse [29] was used to
identify that fraction of amorphous sulfide, commonly termed
acid-volatile sulfide (AVS), available to interact with cadmium
in the  sediments. Specifically, the AVS was defined as the
sulfide liberated from wet sediment by treatment with 1 N HC1
acid. Di Toro et al. [8] found that when the molar concentration
of AVS in the test sediments was larger than  that of the cad-
mium (i.e., when the cadmium-to-AVS ratio was less than 1,
or the cadmium-to-AVS difference was less than 0), interstitial
water concentrations of the metal were small  and no toxicity
was observed in 10-d tests with the amphipods Rhepoxynius
hudsoni or Ampelisca abdita. Studies by Carlson et al. [30]
with cadmium-spiked freshwater sediments yielded similar re-
sults; when there was more AVS than metal, significant toxicity
was not observed in 10-d tests with oligochaetes (Lumbriculus
variegatus) or snails (Helisoma sp.). Based upon these initial
studies, Di Toro et al. [31] suggested that it may  be feasible
to derive metal SQC by direct comparison of molar AVS con-
centrations to the molar sum of the concentrations of catiomc
metals  (specifically, cadmium, copper, nickel, lead, zinc) ex-
tracted with the AVS (summed simultaneously extracted met-
als; XSEM).
  Casas and Crecelius [32] further explored this possibility
by conducting 10-d toxicity' tests with the marine polychaete
Capitella capitata exposed to sediments spiked with zinc, lead,
or copper. As was true in earlier studies, elevated pore-water
metal concentrations  and toxicity  were observed  only  when
SEM concentrations exceeded those of AVS. Green et al. [33]
reported results  of another spiking experiment supporting the
general EqP approach to deriving SQC for metals. In their
study metal-sulfide partitioning was not directly evaluated, but
it was found that toxicity of cadmium-spiked marine sediments
to the meiobenthic copepod Amphiascus tenuiremis was pre-
dictable based upon interstitial water (but not sediment dry
weight) cadmium concentrations. Further spiking experiments
by Pesch et al.  [34] demonstrated that 10-d  survival of the
marine polychaete Neanthes arenceodentata was comparable
to controls in cadmium- or nickel-spiked sediments with more
AVS than SEM. An important observation in  their study was
that significant mortality did not always occur  in sediments
with more SEM than AVS. This appeared to be related, in
part, to the ability of the polychaete to sense elevated metal
concentrations and avoid burrowing into the  test sediments,
thereby limiting their exposure to metals  in the interstitial
water.
  Berry et al. [35] described experiments in which A. abdita
was exposed for 10 d to  sediments spiked either singly, or in
combination, with cadmium, copper, nickel, lead and zinc. As
in previous studies, significant toxicity to the amphipod did
not occur when  AVS concentrations exceeded those of SEM.
Berry et al.  [35] also analyzed their data by comparing ob-
served  mortality to interstitial water metal concentrations ex-
pressed as toxic units (IWTU):
                  IWTU = [Md]/LC50
(D

-------
 2058    Environ Toxicol. Chem 15, 1996
                                         G.T. Ankley et al.
 where [Md] is the dissolved metal concentration in the inter-
 stitial water, and the LC50 is the concentration of the metal
 causing 50% mortality of the test species in a water-only test.
 If pore-water exposure in a sediment test is indeed equivalent
 to that in a water-only test, then 1IWTU should result in 50%
 mortality of the test animals. Berry et al. [35] reported that
 significant  (>24%)  mortality occurred in only 2.6% of sedi-
 ments  with less than 0.5 IWTU, while samples with greater
 than 0.5 IWTU were toxic 91.9% of the time. Berry et al. [35]
 also made an important observation relative to pore-water met-
 al chemistry in their mixed-metals test. Chemical equilibrium
 calculations suggest that the relative affinity of metals for AVS
 should be copper >  lead > cadmium > zinc > nickel [27,31].
 Hence, the appearance of the metals in pore water as AVS is
 "exhausted" should occur in an inverse order, e.g., zinc would
 replace nickel  in a monosulfide complex and nickel would be
 liberated to the pore water, etc. This trend was, in fact, ob-
 served by Berry et al  [35].
  In addition to short-term laboratory experiments with spiked
 sediments,  there have been a number of laboratory toxicity
 tests with metal-contaminated sediments from the field. Ankley
 et al. [36] exposed L  variegatus and the amphipod Hyalella
 azteca to 17 sediment samples from a freshwater/estuarine site
 along a gradient of cadmium and nickel contamination. In 10-d
 toxicity tests, H. azteca mortality was greater than controls
 only in sediments with more SEM (cadmium plus nickel) than
AVS. Lumbriculus  variegatus was far less  sensitive  to the
sediments than H. azteca, which correlates with the differential
sensitivity of the two species in water-only tests with cadmium
and nickel. Ankley  et al. [37]  examined the significance of
AVS as a binding phase for copper in freshwater sediments
from two copper-impacted sites. Based upon pore-water copper
concentrations in  the  test sediments, the 10-d LC50 for H.
azteca was 31  u,g/L; this corresponded very well with a mea-
sured LC50 of 28 n-g/L for amphipod in a  10-d water-only
test. However, Ankley et al. [37] also found that survival of
H. azteca was comparable to control values in several sedi-
ments with markedly more SEM than AVS suggesting that, in
these samples, SEM in excess of AVS was  not biologically
available. Measurement  of pore-water concentrations  in the
samples corroborated  this lack of bioavailabihty; when sur-
vival was comparable to controls, pore-water copper was non-
detectable. This observation suggested the presence of binding
phases in addition to AVS for copper in the test sediments.
Recent studies suggest that an important source of the extra
binding capacity in these sediments was organic carbon [38].
  Hansen et al. [39]  summarized the results of 10-d laboratory
toxicity tests with amphipods, oligochaetes,  and polychaetes
using metal-contaminated field sediments from five different
marine sites and four freshwater sites, including the three de-
scribed above. They compared the toxicity data both to SEM
(summed for mixed  metal sites): AVS relationships and pore-
water metal concentrations  (expressed as IWTU). In the 49
sediments evaluated where metals were  the likely cause of
toxicity, 100% with less SEM than AVS and less than 0.5
IWTU did  not exhibit significant toxicity to the test species.
Prediction of the occurrence of metal toxicity was less certain
than prediction of an absence of toxicity, 66.7% of the 45
 samples with more SEM than AVS and more than 0.5 IWTU
 were toxic.
 PREDICTING METAL TOXICITY: LONG-TERM STUDIES
  Taken  as a  whole,  the short-term  laboratory experiments
 with metal-spiked and  field-collected sediments  present a
strong argument for the ability to predict an absence of metal
toxicity based upon sediment SEM-to-AVS relationships and/
or interstitial water metal concentrations. However,  for this
approach to serve as a valid basis for SQC derivation, com-
parable predictive success must be demonstrated in long-term
laboratory and field experiments where chronic effects could
be manifested [40,41]. This demonstration  was the  goal of
experiments described by Hare et al. [42], DeWitt et al. [43],
Hansen et al. [44], Liber et al. [45], and Sibley et al. [46]. An
important experimental modification to these long-term stud-
ies, as opposed to the short-term tests described above, was
the collection of horizon-specific chemistry data. This is re-
quired because AVS concentrations often vary inversely with
depth [47,48]; hence, chemistry performed  on homogenized
samples might not reflect the true exposure of benthic organ-
isms dwelling in surficial sediments [40,42,49].
  DeWitt et al. [43] conducted a life-cycle test with the marine
amphipod Leptocheirus plumulosus  exposed to cadmium-
spiked sediments for 28 d. There were no significant effects
on survival, growth, or reproduction in sediments containing
more AVS than cadmium, in spite of the fact that these samples
contained up to 363 mg cadmium/kg on a dry weight basis.
Sibley et al.  [46] reported  similar results from a life-cycle
(56-d) test conducted with the freshwater midge Chironomus
tentans exposed to zinc-spiked sediments. In that experiment,
significant effects on survival, growth, emergence, and repro-
duction were only observed in sediments with SEM in excess
of AVS. Performance of the midge was comparable to controls
in sediments with more AVS than SEM, at dry weight zinc
concentrations as high as 270 mg/kg.
  Hansen et al. [44] conducted a 118-d colonization experi-
ment in which cadmium-spiked sediments  were held in the
laboratory in a constant flow of raw seawater. Qualitative and
quantitative analysis of colonization of the test sediments re-
vealed no discemable difference from controls when surficial
AVS concentrations were greater than those of SEM. In those
instances where SEM was greater than AVS, pore-water cad-
mium concentrations were elevated, and significant alterations
in the types of benthic species present, and their richness and
abundance were observed.  Among-treatment differences in
benthic community structure based on interstitial water con-
centrations of cadmium were consistent with known sensitiv-
ities of the species in water-only tests with cadmium.
  For approx. 1  year Hare et al. [42] conducted field colo-
nization experiment in which uncontaminated freshwater sed-
iments were spiked with cadmium and replaced in the oligo-
trophic lake from which they originally had been collected.
They reported little or no effects on abundance or biomass of
major benthic taxa in any of the treatments. However, they
did report a significant accumulation of cadmium by organisms
from sediments with surficial SEM concentrations greater than
those of AVS. These sediments also contained elevated con-
centrations of cadmium in interstitial  water.  Liber et al. [45]
reported the results of colonization experiment conducted us-
ing a design similar to that of Hare et al. [42]. Sediments from
a freshwater mesotrophic pond were spiked with zinc, replaced
in the field, and sampled over 16 months for collection of
biological and analytical data. With the exception of the high-
est spiking concentration (ca. 700 mg/kg, dry weight), AVS
concentrations remained larger than those of SEM, and pore-
water zinc concentrations were generally nondetectable. The
only observed  difference in benthic community structure

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Sediment quality criteria for metals
                    Environ. Toxicol Cheat. 15, 1996    2059
across the treatments was a slight decrease in the abundance
of Naididae oligochaetes at the highest spiking concentration.

  CONSIDERATIONS IN PREDICTING METAL TOXICTTY
  In summary, results of the  long-term laboratory and field
experiments conducted  to date represent convincing support
of the conclusions reached in the initial short-term laboratory
experiments, i.e., an absence (but not necessarily a presence)
of metal toxicity can be reliably predicted based upon metal-
sulfide relationships and/or  pore-water metal concentrations.
However, to use these observations as a basis for predicting
metal bioavailability or deriving SQC, a number of conceptual
and practical issues, related  to analytical measurements, sam-
pling, additional binding phases,  and metal "activity"  must
be considered. Many of these were addressed by Ankley et al.
[50]; the most salient to our proposed derivation of SQC are
described below.

Analytical measurements
  An important aspect to deriving "global" SQC values is that
the methods necessary to implement the approach be reasonably
standard. From the standpoint of the metal SQC proposed below,
a significant  amount of research  has gone into defining the
extraction of SEM and AVS, the measurement of AVS, and the
extraction of pore water. The basic SEM/AVS extraction method
recommended by EPA is that of Allen et al. [51]. In terms of
AVS measurement, a number of techniques nave been success-
fully utilized including gravimetric approaches [8,52], colon-
metric assays [29], gas chromatography-photoionization detec-
tion [32,53], and specific ion electrodes [54-57]. Bufflap and
Allen [58] recently reviewed approaches for isolating interstitial
water for metal analysis. They concluded that centrirugation
under a nitrogen atmosphere was the simplest technique likely
to result in an unbiased estimate of metal concentrations in pore
water. At present, the EPA recommends filtration of the isolated
pore water through 0.4 to 0.45-u, polycarbonate niters to better
define that fraction  of aqueous metal associated with toxicity
[59]. An alternative approach to sampling pore water for de-
termination of  dissolved metals that has proven to be  quite
successful is in situ dialysis  [35,39,42,45].

Sampling
  As alluded to above, accurate prediction of exposure of ben-
thic organisms to metals is critically dependent upon sampling
appropriate sediment horizons at appropriate times. This is be-
cause of the relatively labile nature of AVS due to oxidation.
In fact it is this seemingly labile nature that has led some to
question the practical utility  of using  AVS as a basis for EqP-
derived metal SQC [40,41]. For example, there have been many
observations of spatial (depth) variations in AVS concentrations,
most of which indicate that surficial concentrations are smaller
than those in deeper sediments [42,44,45,47,48,54,57,60 ]. This
likely is due to oxidation of AVS at the sediment surface, a
process that is  enhanced by bioturbation [49]. In addition to
varying with depth, AVS can vary seasonally. For example, in
systems where overlying water contains appreciable oxygen dur-
ing cold weather months, AVS tends to decrease, presumably
due  to a constant rate of oxidation of the AVS linked to a
decrease in its generation  by sulfate-reducing bacteria
[47,52,61]. Based on these studies, it appears the way to avoid
possible underestimation of  metal bioavailability is to sample
the biologically "active" zone of sediments (e.g., 0-2 cm) at
times when AVS might be expected to be present at small con-
centrations (e.g., during the winter in aerobic systems).
  The somewhat subjective aspects  of these sampling rec-
ommendations have been of concern to us. However, recent
research  suggests that the transient nature of AVS may be
overstated relative to  predicting the fate of all metal-sulfide
complexes in aquatic sediments. Observations from the Duluth
EPA laboratory made in the early 1990s indicated that AVS
concentrations in sediments contaminated by metals such as
cadmium and zinc tended to be elevated over concentrations
typically expected in  freshwater systems (G.T. Ankley, un-
published data).  The probable underlying basis for these ob-
servations did not become apparent,  however, until a recent
series of spiking and metal-sulfide stability experiments. The
field colonization study of Liber et al. [45] demonstrated a
strong positive correlation between the amount of zinc added
to test sediments and the resultant concentration of AVS in
the samples. In fact, the initial design of their study attempted
to produce test sediments with as much as five times more
SEM (zinc) than AVS; however, the highest SEM-to-AVS ratio
achieved was only slightly larger than  1. Moreover, the ex-
pected surficial depletion and seasonal variations in AVS were
unexpectedly low in the  zinc-spiked sediments  [45].  These
observations suggested that zinc sulfide, which comprised the
bulk of AVS in  the spiked sediments, was more  stable than
the iron sulfide that presumably was the source of most of the
AVS in the control sediments. The apparent stability of both
zinc  sulfide and cadmium sulfide versus iron sulfide also has
been noted in laboratory spiking experiments with freshwater
sediments [46,49,62].
  In support of these observations, recent metal-sulfide oxi-
dation experiments conducted by Di Toro et al. [63] have
confirmed that cadmium  and zinc form more stable sulfide
solid phases than iron. If this is also true for sulfide complexes
of copper, nickel, and  lead, the issue of seasonal/spatial vari-
ations in AVS becomes of less concern because most of the
studies evaluating variations in AVS have focused on iron
sulfide (i.e., uncontaminated sediments). Thus, further research
concerning the differential  stability  of metal-sulfides,  both
from a temporal and  spatial  perspective, is definitely  war-
ranted.

Additional binding phases
  Although AVS is an important binding phase  for metals,
clearly other physicochemical factors influence metal parti-
tioning in sediments.  In aerobic systems, or those with low
productivity (i.e., where the absence of organic carbon limits
sulfate reduction) AVS plays little or no role in determining
interstitial water concentrations of metals. For example, Leon-
ard et al. [48] found that a relatively large percentage of sur-
ficial sediments  from  open  areas in Lake Michigan did not
contain detectable AVS. In fact the great majority (42 of 46)
of samples analyzed by Leonard et al. [48] contained less AVS
than SEM, yet pore-water metal concentrations of cadmium,
copper, nickel, lead, and zinc were consistently small or non-
detectable. Even in sediments where concentrations of AVS
are significant,  other partitioning  phases may provide addi-
tional binding capacity for SEM [37,53,64]. In anaerobic sed-
iments, organic carbon appears to be an additional binding
phase controlling metal partitioning, in particular for cadmium,
copper, and lead  [38], while in aerobic sediments both organic
carbon and iron and manganese oxides undoubtedly play a role
in controlling  interstitial water  concentrations  of metals

-------
 2060    Environ Toxicol  Chem 15, 1996
                                          G T. Ankley et »"•
 [22,23,64,65]. Even in substrates with very little metal binding
 capacity (e.g., chromatographic sand), surface adsorption as-
 sociated with cation exchange capacity will control pore-water
 metal concentrations to some degree [66]  Although an ideal
 SQC model for metals  would incorporate all possible metal
 binding  phases, current knowledge concerning partitioning/
 capacity of phases other than AVS is insufficient for practical
 application of this model. However, in the proposed metal SQC
 presented below, we describe two approaches through which
 phases other than AVS could be incorporated into criteria der-
 ivation.

 Metal activity
  A substantial number of water-only experiments suggest that
 biological effects often are correlated to the divalent metal
 activity, {M2+}. Metal  activity is the molar divalent metal
 concentration [M2*] corrected for the shielding effect of anions
 that are electrostatically attracted to the atoms in high ionic
 strength (e.g., concentrated) solutions. The law of mass action
 for dissolved chemical species is expressed in terms of metal
 activities rather than metal concentrations. This procedure cor-
 rects for ionic strength effects. The claim is not that the only
 bioavailable form  is M2* (for example MOH+ may also be
 bioavailable) but that dissolved organic carbon  and certain
 other ligand-complexed  fractions generally are of less impor-
 tance in terms of toxicological significance.
  There are a number of examples of correlation of biological
responses with metal activity. The acute toxicity of cadmium
to grass shrimp was determined at various concentrations of
chloride  and  nitriloacetic acid (NTA), both of which form
cadmium complexes [67]. In that study, the response was quite
different at different concentrations of chloride,  indexed by
salinity, and NTA.  However, when the concentration/response
relationships were  evaluated with respect to  Cd2* activity in
the solution, the response curves collapsed into a single re-
lationship. Comparable results have  been reported for exper-
iments with Gonyaulax  tamarensis  exposed  to varying con-
centrations of copper and the inorganic ligand EDTA; in these
studies, concentration/response relationships correlated  with
Cu2+ activity [68].  Chronic toxicity of zinc, with phytoplank-
ton growth as the endpoint, also has been examined [69]; in
this case as NTA was added, the toxicity of zinc to Microcystis
decreased. However, the  toxicity data were correlated with free
zinc activity. Similar results for diatoms exposed to copper
and  the complexing ligand Tris also have been  found [70].
Variations in Tris concentrations and pH produced markedly
different growth rates, which all could be related to the Cu2*
activity. A similar set of results with copper and algae were
described by Sunda and Lewis [71] with dissolved organic
carbon from river water as the complexing ligand. Bioavail-
ability, as a function of free metal activity, also has been ex-
amined  from the standpoint  of metal accumulation. For ex-
ample, uptake of copper  by oysters was correlated, not to total
copper concentration, but to Cu2+ activity [72].
  There are, however, examples of where metal toxicity seem-
ingly is not well correlated with metal activity, suggesting that
other metal species or variables also can be important [73].
Nevertheless, even in these instances, factors that reduce metal
activity limit toxicity. What can be drawn from this is that any
approach to denving no effect SQC for metals should focus
on minimization of metal activity. In doing so,  there is no
implication that  M2+ is  the only form of metal bioavailable,
only that if metal activity is low, no toxicity should occur.
                 PROPOSED METAL SQC
   Based upon the technical  information summarized above,
 we propose the following approach to denving metal SQC
 These values are intended to  be the best estimate of sediment
 metal concentrations that should not cause toxicity to benthic
 organisms. The SQC are  for five metals: cadmium, copper,
 nickel, lead, and zinc. They are derived from EqP-based es-
 timates of metal concentrations associated with a lack of ad-
 verse biological effects. This approach has been presented to
 and reviewed by the Science Advisory Board of EPA [38,74].
   The SQC for all five metals collectively can be derived using
 four procedures:  (a) comparing the sum of their  molar con
 centrations to the molar concentration of AVS in sediments
 (AVS criteria); (b) comparing the measured interstitial water
 concentrations of the metals to WQC  final  chronic  values
 (FCVs) (interstitial  water  criteria); (c) using organic carbon
 based partition coefficients,, in addition to the AVS and SEM
 relationships, to compute interstitial water concentrations, fol
 lowed by comparison to FCVs (AVS and organic carbon en
 teria); or (d) using minimum  partition coefficients (e.g., gen
 crated from chromatographic  sand [66]) to compute sediment
 concentrations that  would not result in interstitial water ex
 ceeding metal  FCVs  (minimum partitioning cnteria). These
 approaches are described in more detail below. When an SQC
 is exceeded, based upon any one of the four procedures, metal
 toxicity should not occur.  Failing all of the approaches is in-
dicative of a potential problem that would entail further eval-
uation. At present, we believe that the technical basis for im-
plementing approaches (a)  and (b) is supportable. As discussed
below, however, additional research is required to implement
procedures (c) and (d).
   The following nomenclature is used in subsequent discus
sion of SQC derivation for metals.  The SQC for the metals
are expressed in  molar units because of the molar stoichi
ometry of metal binding to AVS. Thus, solid-phase constitc
ents  (AVS, SEM) are in u.mol/g dry weight.  The interstitial
water metal concentrations are expressed in u,mol/L, either as
dissolved concentrations [MJ or activities  {M2*} [75]. The
partition coefficients are in L pore water/g dry weight, con-
sistent with the above solid- and aqueous-phase concentration
units. The subscripted notation, Md, is used to distinguish dis
solved aqueous-phase molar concentrations from solid-phas;-,
molar concentrations with no subscript. For the combined con
centration, [SEMT], the units  are moles of metal per volum-->
of solid plus liquid phase  (i.e., bulk).
   One final point should be made with respect to nomencls
ture. When we use the terms nontoxic or having no effect,  w;
mean only with respect to the five metals considered in this
paper. The toxicity of field-collected sediments can be caused
by other chemicals. Therefore, avoiding exceeding the SQC
for metals does not mean  that the sediments are nontoxic  It
only ensures that the five metals being considered should not
have an undesirable biological effect. Moreover, as discussed
in detail below, exceeding  the criteria for the five metals does
not necessarily indicate that  metals will cause toxicity. For
these reasons,  we strongly recommend  toxicity tests as  an
integral part of any  assessment concerned with the effects of
sediment-associated contaminants [50].

     SINGLE METAL SEDIMENT QUALITY CRITERIA
   Single metal criteria are not usually applicable to field sit-
uations because there is almost always more  than one  metal
 to be considered. In any case, as will become subsequently

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Sediment quality criteria for metals
                           Environ. Toxicol Chem. 15, 1996    2061
clear, it would be technically indefensible to derive criteria for
one metal at a time because of the competitive nature of AVS
binding. Nevertheless, it is illustrative to present the logic for
single metals as a prelude  to the derivation of the multiple
metal criteria.

AVS criteria
  It has been demonstrated that if the SEM of a sediment is
less than or equal to the AVS

                    [SEM] £ [AVS]                  (2)
then no toxic effects are seen. This is consistent with the results
of a chemical equilibrium model for the sediment-interstitial
water system [31]. The resulting metal activity {M2*} can be
related to the total SEM of the sediment and water, and to the
solubility products of the metal sulfide (KMS) and iron sulfide
    ). In particular it is true that at [SEM] =s [AVS] then
                     [SEMT]
                                                     (3)
Because the  ratio of metal-sulfide to iron-sulfide solubility
products (KMS/KFCS) is very small (<10~5) even for the most
soluble of the sulfides, the metal activity of the sediment is at
least five orders of magnitude smaller than the SEM (see Di
Toro et al. [31] for data sources and references). This indicates
that no biological effects would be seen if this sediment were
tested. Therefore the condition [SEM] s [AVS] is a no effect
SQC.
  The reason we use the term "no effect" is that for the
condition [SEM] ^ [AVS] no biological impacts are expected.
However, for [SEM] > [AVS], which might  seemingly be
considered an SQC violation, there are many documented in-
stances where no biological impacts occur, e.g., because or-
ganic carbon partitioning controls metal bioavailability, or spe-
cies of concern are insensitive to metals.
  Again, because of potential temporal and spatial variability
of AVS, we recommend that AVS and SEM measurements be
made using surficial sediments during periods when AVS con-
centrations are  smallest. Note,  that this will not  always be
during cool-weather seasons; for example, systems that be-
come anaerobic during the winter can maintain relatively large
sediment AVS concentrations [45].

Interstitial water criteria
  The condition [SEM]  s [AVS] indicates that the metal ac-
tivity of the  sediment-interstitial water system is low  and,
therefore,  below lexicologically significant concentrations.
Another way of ensuring this is to place a condition on the
interstitial  water activity directly. Suppose that we knew the
metal activity, denoted by {FCV}, that corresponded to the
[FCV]. Then the SQC corresponding to this effect level is
                             {FCV}
(4)
It is quite difficult, however, to measure and/or calculate metal
activity in a solution phase at the low concentrations required
because it depends on the identities, concentrations, and ther-
modynamic affinities of other chemically reactive species that
are present. Also the WQC are not expressed on an activity
basis. An approximation  to this condition is
                     [Md] < [FCVJ
(5)
where [FCVJ is the FCV applied to total dissolved concen-
trations. That is, we require that the total dissolved metal con-
        centration in the pore water [MJ be less than the FCV applied
        as a dissolved criterion. Although this requirement ignores the
        effect of chemical speciation on both sides of the equation—
        compare Equations 4 and 5—it is the approximation that is
        currently being suggested by EPA for the  WQC for metals
        [59]. That is, the WQC should be applied to the total dis-
        solved—rather than the total acid recoverable—metal concen-
        tration. Hence, if this second condition is satisfied it is con-
        sistent with the level of protection afforded by the WQC.
          In situations where the SEM exceeds the AVS ([SEM] >
        [AVS]), but the interstitial water total dissolved metal is less
        than the final chronic value ([MJ £ [FCVJ), this sediment
        would not violate the  catena. These cases occur when sig-
        nificant binding to other phases occurs. It should be noted that
        using the FCV for metals in freshwater samples requires that
        the hardness of the interstitial water be measured because the
        WQC vary with hardness.

        AVS and organic carbon criteria
          For sediments with an appreciable AVS concentration rel-
        ative to  SEM, the SQC requirement that  [SEM] s [AVS] is
        a useful comparison. However, if the AVS concentration is
        small, then this comparison is  of little value.  Similarly,  as
        described above, even in situations where significant AVS oc-
        curs  in sediments, other  sorption phases may  limit the metal
        activity when SEM exceeds the AVS.
          One well-established example of an important metal-binding
        phase in sediment is organic carbon. It has been demonstrated
        that a relationship exists between the SEM that is in excess
        of the AVS and the interstitial water metal activity {M2*}
                    [SEM] - [AVS] =
                                                    (6)
        where KLOC is the partition coefficient between organic carbon
        and interstitial water of the sediment on a metal activity basis,
        and/oc is the weight fraction of organic carbon of the sediment
        [76]. If it is required that the pore-water metal activity be at
        the FCV, then the SQC for SEM in the single metal case would
        be
                              [AVS] + AT..oc/oc{FCV}
                                                    (7)
        If the activity is replaced with the total dissolved FCV, the
        resultant SQC is
                            = [AVS] +
                                                    (8)
where AT4oc is the partition coefficient between organic carbon
and interstitial water on the basis of dissolved metal. Note that
the metal-specific organic carbon-based partition coefficients
vary with respect to pH [76], so pH of the interstitial water
must be determined. In addition, because the FCV for the five
metals is hardness dependent in  freshwater,  an estimate or
measurement of pore-water hardness is required.
  This is the third approach from which an SQC can be de-
rived. For sediments where organic carbon provides all binding
capacity in addition to AVS, it is interpreted the same as SQC
for nomomc organics [9]. That is,  exceeding the criterion
would imply that unacceptable biological impacts would occur.
Because the analysis of sediment binding data and the esti-
mation of the K^ attributes all the binding to organic carbon,
using these constants  would imply that this criterion is the
boundary between no effect and effect. It is likely, however,
that the assumption that organic carbon is the only important
phase in addition  to AVS often will not be correct. In these
cases, it becomes  a no effect criterion. Of course, using this

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 2062    Environ. Toxicol. Chem. 15, 1996
                                                                          G.T. Ankley et al.
 as an effect criterion assumes that applying the FCV on a total
 dissolved basis is appropriate. If, in fact, a significant fraction
 of the interstitial water metal is not bioavailable, then again,
 this criterion would be a no effect value.

 Minimum partitioning criteria
   It would be useful to have solid-phase criteria that would
 effectively screen sediments for which metal concentrations
 are low enough so that no problem is anticipated. In developing
 this approach we examined substrates for which the  partition
 coefficients were likely to be quite low, such as clean chrc-
 matographic sand [66]. From these experiments it was possible
 to establish minimum partition coefficients (K^^ which could
 be applied to any sediment. Based on this, no effect SQC would
 be:
^[FCVJ
                                                     (9)
Unlike Equation 8, no AVS term is included because it is to
be applied only to sediments  having  no detectable AVS. If
AVS is quantifiable, then Equation 2 •would apply. In deriving
Kcunta values appropriate to a given sediment, measurement or
estimation of interstitial water pH is required, as metal binding
is highly pH dependent [66]. Also required is pore- water hard-
ness for appropriate adjustment of FCVs for freshwater sam-
ples.

Multiple metals criteria
  As described in the previous  section, from a practical stand-
point it is insufficient and inappropriate to consider each metal
separately. Because of the interactive nature of metal-sulfide
binding, this is of particular concern for the AVS criteria.

AVS criteria
  The results of calculations using chemical equilibrium mod-
els indicate  that metals act in a competitive manner when
binding to AVS. The five metals copper, lead, cadmium, zinc,
and  nickel will bind to AVS  and be  converted to their re-
spective sulfides in this sequence, i.e., in the order of increasing
solubility. Therefore, they must be considered together. There
cannot be a criterion for just nickel, for example, because all
the other metals may be present as metal sulfides and, there-
fore, to some  extent as AVS.  If these other metals are not
measured as SEM, then the 2SEM will be misleadingly small,
and  it may appear that [XSEM] <  [AVS] when in fact this
would not be true if all the metals are considered together. It
should be noted that we currently restrict this discussion to
the five metals listed above; however, in situations where other
sulfide-forming metals (e.g., mercury, silver) are present at
high concentrations, they also must be considered.
  The equilibrium model prediction of the metal activity is
similar to the single metal example when  a mixture of the
metals is present. If the molar sum of SEM for the five metals
is less than or equal to the AVS, i.e.,
then
                     , [SEMJ s [AVS]
                     [SEM,T]
                       (10)
                                                    (ID
where [SEM,,T] is the total SEM (txmol/L (bulk)) for the ith
metal. Thus the activity of each metal, {M,}, is unaffected by
the presence of the other sulfides. This can  be understood as
follows. Suppose that the chemical system  starts initially as
 iron and metal sulfide solids and that the system proceeds to
 equilibrium by each solid dissolving to some extent. The iron
 sulfide dissolves until the solubility product of iron sulfide is
 satisfied. This sets the sulfide activity. Then each metal sulfide
 dissolves until reaching its solubility. Because so little of each
 dissolve relative to the iron sulfide, the interstitial water chem-
 istry  is not appreciably changed. Hence, the sulfide activity
 remains the same and the metal activity adjusts'to meet each
 solubility requirement. Therefore, each metal sulfide behaves
 independently of one another. The fact that they are only slight-
 ly soluble relative to iron sulfide is the cause of this behavior.
 Thus, the AVS criteria is easily extended to the case of multiple
 metals.

 Interstitial water criteria
  The application of the interstitial water criteria to multiple
 metals is complicated, not by the chemical interactions of the
 metals in the sediment-interstitial water system (as in the case
 with the AVS criteria) but rather because of their possible toxic
 interactions. Even  if the individual concentrations do not ex-
 ceed the FCV of each metal (FCV,), the metals could exert
 additive effects that might result in toxicity [77-80]. Therefore,
 to address this potential additivity, the interstitial water metal
 concentrations are converted to toxic  units (TUs) and these
 are summed. Because FCVs are used  as the effects concen-
 trations, these  TUs are referred to as interstitial water criteria
 toxic units (IWCTUs). For freshwater sediments, the FCVs are
 hardness dependent for all of the metals under consideration
 and, thus, need to be adjusted to the hardness of the pore water
 of the sediment being considered. For the ith metal with a total
 dissolved concentration [My], the IWCTU is
                                Failure to exceed this SQC requires that the sum ,of the
                                IWCTUs be less than or equal to one
                                                                                    (13)
Hence, the multiple  metals criterion is quite similar to the
single metal case (Eqn. 5) except that it is expressed as summed
TUs.

AVS and organic carbon criteria
  The case in which the sediment organic carbon is considered
in addition to AVS is more complicated. Consider, first, a single
metal. As discussed  above, the relationship between  the in-
terstitial water concentration and sediment concentration for
the ith metal is given by the equation

            [SEMJ  = [AVS]  + Kd.ocj/ocIHJ        (14)
where K^oty is the metal-specific partition coefficient between
sediment organic carbon and interstitial water, and [MJ is the
total dissolved interstitial water metal concentration. For this
case, where the  interstitial water concentration is predicted
using the SEM in excess of the AVS, and the partition coef-
ficient between the excess SEM and the interstitial water
                                                [SEMJ - [AVS] _

                                                    *d.OC.i/OC
                                                                                                                 (15)
                                In order to apply this equation to the case of multiple metals,
                                it is first necessary to identify and quantify the metals that are
                                not entirely present as metal sulfides. The best way to do this

-------
Sediment quality criteria for metals
                             Environ Toxicol. Chem 15, 1996    2063
is to establish which metals are present as the metal sulfides
and in what quantity. The procedure is to assign the AVS to
the metals in the sequence of their solubility products from
the lowest to the highest: SEMo,, SEMn,, SEMo,, SEMz,,, and
SEMN>. That is, the AVS-complexed metals would be copper,
followed by lead, followed by cadmium, etc., until the AVS
is exhausted. The remaining SEM is that amount present in
excess of the AVS.
   To be specific, let A[SEMJ be the excess SEM for each of
the ith metals. The least soluble metal sulfide (of the five metals
being considered in this analysis) is copper  sulfide. Thus if
the simultaneously extracted copper is  less than the AVS
([SEMcJ  < [AVS]), then essentially all of it  must be present
as copper sulfide with no additional SEMo, present, such that
AfSEMcJ = 0. The remaining AVS is A[AVS] = [AVS] -
[SEMcJ.
   This computation is repeated  next for lead because lead
sulfide is the next least soluble sulfide. Suppose, unlike copper,
the simultaneously extracted lead is not less than the remaining
AVS ([SEMpJ > A[AVS]).  Hence, only a portion of the si-
multaneously extracted lead is present as lead sulfide and the
remaining SEM, which is denoted as AtSEMpJ, is the differ-
ence between the remaining AVS, A[AVS] and the simulta-
neously extracted lead: AfSEMpJ  = [SEMpJ - A[AVS]. Thus,
a portion  of the lead is present  as lead  sulfide, and the re-
mainder is excess SEM. Because the AVS has been exhausted
by the lead in this example, the remaining three metals would
all be present as excess SEM such that: A[SEM]Cd = [SEMoJ;
ArSEMlz, = [SEMzJ; and A[SEM]Nl = [SEMNl].
   For each of these metals, interstitial water concentrations
can be determined from the appropriate partition coefficients
                    [Mud]
                            A [SEM,]
(16)
This equation is analogous to Equation 14 for the single metal
example. Note that if A[SEMJ = 0, then so is the interstitial
water metal concentration. The IWCTUs are computed using
this equation for the  interstitial water concentrations
                                A [SEM,]
               [FCV,J
                                                    (17)
where Equation  IS is used to compute the interstitial water
concentrations. Note that the organic carbon-based partition
coefficients vary with respect to pH, so pH of the interstitial
water must be determined, together with the hardness if nec-
essary.
  If this SQC is not exceeded, the computed total IWCTU
concentration must be less or equal to one
                       A [SEM,]
                                      1
(18)
Thus, this criterion is the IWCTU value, Equation 13, with
the interstitial water concentrations calculated from the excess
SEM for each metal and the appropriate organic carbon par-
tition coefficients.

Minimum partitioning criteria
  The no-effect criterion using the minimum partition  coef-
ficients (ATdjmnJ) is analogous to that using the organic carbon-
based coefficients
                        [SEM.]
         Again, minimum binding phase coefficients vary with pH, so
         pH of the pore water must be determined, along with hardness
         for adjustment of freshwater FCVs. Because  the minimum
         partition coefficients are being used, this criterion corresponds
         to the upper bound estimate of the IWCTUs.
           To summarize, the proposed SQC are as follows. The sed-
         iment passes the SQC if any one of these conditions is satisfied:
         (a) AVS criteria
                              [SEMJ =£ [AVS]
         (b)  Interstitial water criteria
                              .  ITCV J
         (c) AVS and organic carbon criteria

                         v     A[SEMJ

                          .  *d.oc,/oc[FCV,d]
         (d) Minimum partitioning criteria

                          v    tSEM,]     ^

                                                   (10)
                                                            (13)
                                                            (18)
                                                            (19)
                                                    (19)
If any one of these conditions is violated, this does not mean
that the sediment is toxic. For example, if the AVS in a sed-
iment is nondetectable, then'condition (a)  will be violated.
However, if there is sufficient organic carbon sorption so that
either condition (b) or (c) is satisfied, then the sediment would
be deemed acceptable.
  If all of these conditions are violated, then,there is reason
to believe that the sediment may be unacceptably contaminated
by these metals. Further testing and evaluations would there-
fore be useful in order to assess actual toxicity and its causal
relationship to the five metals. These may include acute and
chronic tests with species that are sensitive to the metals sus-
pected  to be  causing the toxicity. Also, in situ  community
assessments, sediment toxicity identification evaluations, and
seasonal characterizations of the SEM, AVS, and interstitial
water concentrations would be appropriate [50]'.

         SUMMARY AND RECOMMENDATIONS
  This paper summarizes the technical basis for predicting the
bioavailability of metals in sediment and a proposal for es-
tablishing SQC for copper, cadmium, nickel, lead, and zinc.
The basis of  the overall approach is the use of EqP theory
linked to the concept of maintaining metal activity in the sed-
iment-interstitial water system below  effects levels. Extensive
lexicological  data from short-term and long-term laboratory
and field experiments, with both marine and freshwater sed-
iments, and a variety of species indicates that it is possible to
predict reliably an absence of metal toxicity based upon EqP
theory. At present, two of the four proposed components for
deriving metal SQC, the AVS and interstitial water approaches
(a and b), are technically defensible; work remains to establish
the applicability of the AVS and organic carbon and minimum
partitioning methods (c and d) [74] Research issues for these
latter two approaches include the development of robust par-
titioning data sets for the five metals, as well as investigation
of factors such as metal competition for binding sites. With
the possible exception of the organic carbon approach, all these
criteria  are intended  as "no effects" rather than "effects"
values. Even  so, they should be useful for dealing with the
majority of sediments to which they are applied [48,66].

-------
2064     Environ Toxicol  Chem 15, 1996
                                            G.T. Ankley et al.
   Additional research required to implement fully the pro-
posed SQC includes the development of uncertainty estimates
associated with any of the four approaches; part of this would
include their application to a variety of field settings and sed-
iment types. Research also is needed to establish the technical
basis for SQC for metals other than the five described herein,
such as  mercury, silver, arsenic, and chromium. Finally, the
SQC approaches described in this paper are intended to protect
benthic organisms from direct toxicity associated with expo-
sure to metal-contaminated sediments. They are not designed
to protect aquatic systems from metal release associated, for
example, with sediment suspension, or the transport of metals
into the  food web either from sediment ingestion or the in-
gestion of contaminated benthos. This latter issue, in particular,
should be the  focus of future research given existing uncer-
tainty in the prediction of bioaccumulation of metals by ben-
thos [81]
Acknowledgement—This work was supported by the EPA Office of
Research and Development and Office of Water. The support of Mary
Reiley and Chns Zarba is gratefully acknowledged.  Technical con-
tributions and assistance were provided by numerous scientists at the
Duluth and Narragansett EPA laboratories, and  cooperating univer-
sities, including Manhattan College, University of Wisconsin-Supe-
rior, University of Rhode Island and the University of Minnesota.
David Mount, Russell Enckson, Chns Ingersoll, and Nelson Thomas
provided valuable comments on an earlier version of this manuscript.
Marlene Johnson provided considerable assistance in manuscript prep-
aration.
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 52. Leonard, E.N., V.R. Mattson, DA. Benoit, RA. Hoke and G.T.
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 64. Calamono, W., W. Ahlf and U. Fdrstner. 1990. Exchange of
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 66. Hassan, S.M., A.W. Garrison, H.E. Allen, D.M. Di Toro and
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 67. Sunda, W.G., D.W. Engel  and R.M. Thuotte. 1978. Effect of
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Environmental Toxicology and Chemistry, Vo\ 9, pp 1487-1502,1990
Printed in the USA Pcrgamon Press pic
                             0730-7268/90 $3 00 -f 00
                             Copyright © 1990 SET AC
                  TOXICITY OF CADMIUM IN SEDIMENTS:
                  THE ROLE OF ACID VOLATILE SULFIDE

                DOMINIC M. Di TORO,* JOHN D. MAHONY, DAVID J. HANSEN,
                  K. JOHN SCOTT, MICHAEL B. HICKS, SUZANNE M. MAYR,
                                 and MICHELE S. REDMOND
        •Environmental Engineering and Science Program, Manhattan College, Bronx, New York 10471

                        (Received 20 October 1989; Accepted 2T February 1990)
                                               i
       Abstract—The toxicity of chemicals in sediments is influenced by the extent that chemicals bind to
       the sediment. It is shown that acid volatile sulfide (AVS) is the sediment phase that determines the LC50
       for cadmium in the marine sediments tested. Although it is well known that metals can form insolu-
       ble sulfides, it apparently has not been recognized that AVS is a reactive pool of solid phase sulfide
       that is available to bind with metals. Amphipod sediment toxicity tests were conducted in the labo-
       ratory and the observed amphipod LCSOs on a normalized cadmium concentration basis, [Cd]/[AVS],
       is the same for sediments with over an order of magnitude difference in dry weight normalized cad-
       mium LCSOs.
          Because other toxic metals also form insoluble sulfides, it is likely that AVS is important in de-
       termining their toxicity in sediments as well. Most freshwater and marine sediments contain sufficient
       acid volatile sulfide for this phase to be the predominant determinant of toxicity. The other sorption
       phases are expected to be important only for low AVS sediments, for example, fully oxidized sedi-
       ments. From the point of view of sediment quality criteria the other sorption phases would be impor-
       tant for metals with large partition coefficients and large chronic water quality criteria.

       Keywords—Sediment quality criteria    Metal bioavailability    Iron sulfide
               INTRODUCTION
   The toxicity of chemicals in sediments is influ-
enced by the extent that chemicals bind to the sed-
iment. This modifies the chemical potential to
which  the organisms are subjected. As a conse-
quence, different sediments will exhibit different
degrees of toxicity for the same total quantity of
chemical. These differences have been reconciled
by relating organism response to the chemical con-
centration in the interstitial water of the sediments
[1-7]. The relevant sediment properties, therefore,
are those that influence the distribution of chemi-
cal between the solid and aqueous phases.
   The varying toxicity of nonionic organic chem-
icals in different sediments is related to the organic
carbon content of the sediments [1,6-8]. This is

   *To whom correspondence may be addressed.
   The address of J.D. Mahony, M.B. Hicks and S.M.
Mayr is Chemistry Department,  Manhattan College,
Bronx, NY 10471.
   The address of D.J. Hansen is EPA Environmental
Research Laboratory, Narragansett, RI02592.
   The address of K.J. Scott and M.S. Redmond is Sci-
ence Applications International Corp., Narragansett, RI
02592.
due to the importance of sediment organic carbon
in determining the extent of sorption of nonionic
organic chemicals to sediments. The analogous
sediment properties for metals would be the phases
that influence partitioning behavior. It has been
suggested  that oxides of iron and manganese as
well as organic carbon may be relevant in deter-
mining the toxicity of metals hi sediments [9].
   The purpose of this paper is to establish the pri-
macy of the acid volatile sulfide (AVS)  phase—the
solid  phase sediment sulfides that are soluble in
cold acid—in determining the toxicity of cadmium
in sediments. The results of toxicity  tests using
three  sediments with differing AVS concentrations
indicate that the LCSOs are different on a dry
weight basis. However, the interstitial water and
water only LCSOs are similar. The problem is to
determine what sediment parameter is  controlling
the cadmium activity.            ,
   Experimental cadmium titrations of  iron sulfide
and natural sediments indicate that cadmium can
react  with the solid phase AVS to form cadmium
sulfide precipitate. If the quantity of AVS hi a sed-
iment exceeds the quantity of added cadmium, the
concentration of cadmium in the interstitial water
                                             1487

-------
1488
                                     D. M. Dl TORO ET AL.
is nondetectable and no mortality is observed. Be-
cause the AVS is sufficiently reactive, the added
cadmium precipitates as cadmium sulfide which is
insoluble so that the  interstitial water cadmium
concentration is low. In addition, CdS itself appar-
ently is not bioavailable. As long as excess AVS is
present no free cadmium exists. However, if the
added cadmium exceeds the AVS, free cadmium is
measured in the interstitial water and amphipod
mortality occurs. The presentation that follows
gives the experimental evidence that leads to these
conclusions.
         MATERIALS AND METHODS
Organism collection, holding and
exposure system design
   Ampelisca oW/to were collected from tidal flat
sediments in the Pettaquamscutt (Narrow) River,
a small estuary flowing into Narragansett Bay,
Rhode Island; transferred to the laboratory within
one-half hour and separated using a 0.5 mm mesh
screen. Rhepoxynius hudsoni—a new test species-
were collected in shallow water at Ninigret Pond,
Rhode Island. Ampelisca is a tube-dwelling amphi-
pod living in the aerobic surface sediments or in an
oxic tube which penetrates anoxic sediments. Rhe-
poxynius is a free-burrower in the oxic zone. Sub-
adult animals were separated from the sediment
using a 1 mm mesh screen in the field, transported
to the laboratory within 1 h, screened again and
transferred to holding containers. The amphipods
were acclimated in presieved uncontaminated col-
lection site sediment and flowing filtered 20°C sea-
water. During acclimation,  the Ampelisca were
fed, ad libitum, the laboratory cultured diatom
Phaeodactyium tricomutum. R. hudsoni could ob-
tain food from sediments but  received no sup-
plemental diet.
   A 96-h static  renewal toxicity test was con-
ducted with the two marine amphipod test species
to determine their response to cadmium in a seawa-
ter-only exposure. The water-only tests were con-
ducted in 900 ml glass chambers at 20°C with no
aeration.
   The sediment toxicity tests generally followed
American  Society for Testing and Materials
(ASTM)  recommendations [10] with changes to ac-
commodate experimental design requirements of
this experiment.  For all sediment experiments,
flowing  filtered  seawater (10  volume replace-
ments/d) and aeration ensured acceptable dis-
solved oxygen concentration and cadmium-free
overlying water, which was confirmed by measure-
ments. In all experiments-lighting was continuous
so that the amphipods would not leave their tubes.
   The interstitial and overlying water was sampled
using a diffusion sampler ("peeper") [11,12], de-
signed to fit within the gallon jar exposure cham-
ber. It was constructed of Plexiglas  G grade
unshrunk cast acrylic sheet: 15.2 x 7.6 x 5.1 cm
deep with six rows of three 1.9 cm diameter, 3.8
cm deep holes, each with a volume of about 5 ml.
The samples from the three horizontal cavities are
combined to yield a sample volume of 15 ml,
which is required for the electrode measurement.
The open side of the peeper is covered by a sheet
of 1 micron polycarbonate membrane  (Nucleo-
pore, Pleasanton, CA), followed by a 0.076 cm
tow density polyethylene gasket and a 1.3 cm Plexi-
glas cover plate, both of which have the same hole
pattern as the body and secured with PVC-1 cap
screws and nuts. Equilibration time for cadmium
in the peeper cavities was determined to be less
than 1 d in water-only experiments in which seawa-
ter was allowed to diffuse into the cavities and time
course measurements were made.
   Three 10-d tests were conducted exposing the
amphipod Ampelisca abdita to control and cad-
mium-spiked Long Island Sound sediment in gal-
lon jars, using one liter of sediment and two liters
of overlying water. In two of these tests the jars
also contained the diffusion samplers.
   The final toxicity test was conducted using three
sediments in 900 ml exposure vessels with 200 ml
of sediment (3.5 cm depth) and 600 ml of overly-
ing seawater. Amphipods were exposed for 10 d to
control and cadmium-spiked sediments. Interstitial
water samples were taken by centrifuging the sed-
iment from the chemical control vessels at the end
of the experiment.

Sediment acid volatile sulfide
   The principal sediment property of concern in
these experiments  was the acid volatile sulfide
(AVS) concentration. It is the solid phase sulfide in
the sediment that is soluble .in cold acid (HCl). The
measurement technique is to convert the sulfides to
H2S(aq), purge  it with nitrogen gas and trap it
[13]. A 500 ml Erlenmeyer flask  reaction vessel
fitted with a three-hole stopper is followed by three
sequentially connected 250 ml Erlenmeyer flask
trapping  vessels. The first is a chloride trap with
200 ml of pH 4 buffer (0.05 M potassium hydrogen
phthlate) to prevent chloride carry over. The sec-
ond and third traps contain 200 ml of a 0.1 M sil-
ver nitrate solution  for trapping H2S as Ag2S

-------
                             Acid volatile sulfide and cadmium toxicity
                                          1489
 precipitate. The four flasks are connected with air-
 tight appropriately shaped glass and Tygon tubing.
   To prevent oxidation of H2S the nitrogen gas
 flows through an oxygen-scrubbing system consist-
 ing  of a vanadous chloride solution in the first
 scrubbing tower and seawater in the second tower.
 Vanadous chloride is prepared using 4 g of ammo-
 nium metavanadate boiled with SO ml of concen-
 trated hydrochloric acid and diluted to 500 ml.
 Amalgamated zinc, prepared by taking about IS g
 of zinc, covering it with deionized water and add-
 ing three drops of concentrated hydrochloric acid
 before adding a small amount of mercury to com-
 plete the amalgamation, is then added to the vana-
 dous chloride solution.
   The sediment sample (10-15 g of wet sediment)
 or standard to be analyzed is placed in the reaction
 vessel after the entire system has been purged with
 nitrogen for about 1 b. The system is again purged
 for 5 to 10 min, and deaerated 6 u hydrochloric
 acid is added from a thistle tube to achieve a O.S u
 final concentration in the vessel. The system is run
 at room temperature for 1 h which has been found
 by experiment to be sufficient to complete  the ex-
 traction. The nitrogen gas flows at a bubble rate of
 about four per second. The sample vessel is swirled
 every 5 or 10 min. At completion, all hydrogen sul-
 fide produced has been converted to silver sulfide
 in the first silver nitrate trap and no precipitate is
 found  in the second trap. The suspension in the
 first silver nitrate trap is passed through a 1.2 mi-
 cron GF fiber filter, dried at 102°C and weighed.
   Standards prepared from appropriate quantities
 of iron(II) sulfate and sodium sulfide (the latter be-
 ing added  from a solution standardized against
 lead perchlorate),  typically gave yields of 95 to
 103%. Silver sulfide precipitates were usually in the
 range 20 to 30 mg. When a blank was run (sample
 without acid), about 0.9 mg silver sulfide was ob-
 tained. When the acid was run without a sample,
about 0.6 mg silver chloride was obtained. This
corresponds to a detection limit of ~0.5 /unol/g.

 Sediment characterization and
spiking procedure
   Sediments of three different acid-volatile sulfide
 concentrations were used in the toxicity tests. The
 Long Island  Sound sediment, with  a high AVS
 concentration, was collected from an uncontami-
 nated site in central Long Island Sound (40°7.95'N
 and  72°52.7'W) with a Smith-Mclntyre grab sam-
 pler, returned to the laboratory, press sieved wet
 through a 2 mm mesh  stainless steel screen,  ho-
mogenized and stored at 4°C. A. abdita has been
tested many times in this sediment and both its sur-
vival and reproduction are satisfactory [14]. The
Ninigret Pond sediment was a low AVS sand col-
lected from the Rhepoxynius collection site. The
upper few inches of sediment were collected with
a shovel, returned to the laboratory, sieved wet
through a 2 mm stainless steel screen, rinsed sev-
eral times to remove high-organic fine particles,
homogenized and stoned at 4°C. The third sedi-
ment was a 50/50 (v/v) mixture of Long Island
Sound and Ninigret Pond sediments. Sediment
samples were also obtained from the saline region
of the Hudson River and from Black Rock Harbor
on the north shore of Long Island Sound. These
were used only in the sediment titration procedure.
   Sediments were spiked by adding 1.0 liter of wet
sediment to 2.0 liter of 20°C  filtered seawater
where a weighted amount of cadmium chloride
had been dissolved. The mixture was stirred with
a nylon  spatula, capped and placed on a Ro-Tap
sieve shaker for 5 min to ensure complete mixing
and held at ambient temperature (~15°Q in a wa-
ter bath  for 7 d (three-sediment experiment) or 3 to
5 d (one-sediment experiment) with gentle aeration
of the water column. The overlying seawater and
a thin layer of cadmium sulfide precipitate that had
formed  on the  surface of the sediment were re-
moved. In the three-sediment toxicity test, the test
sediments were then homogenized, and  200 ml
were transferred to each of three  replicate exposure
containers.  For the one-sediment experiments, sed-
iments were not homogenized. Clean filtered sea-
water was added to replace the water siphoned out,
and the peepers, if used, were inserted. In all cases,
containers were then placed in a water bath with
air and seawater delivery.

Toxicity tests
   The tests were initiated by adding the sediments
to the exposure containers, inserting the peepers
and waiting 1 d (except third one-sediment exper-
iment: 6 d). The amphipods were separated from
holding  containers using a O.S mm stainless steel
screen and distributed sequentially in  100 ml plas-
tic beakers until 30 (three-sediment experiment), SO
(one-sediment experiments) or 25 (water-only ex-
periment) Ampelisca or  20 Rhepoxynius were ac-
cumulated. After sorting and  eliminating  dead
animals, the delivery in the exposure system was
halted, and one beaker of amphipods was added
randomly to each duplicate exposure container in
each treatment. Rhepoxynius were tested in Nini-

-------
1490
                                     D. M. Dl TORO ET AL.
gret Pond sediments, and Ampelisca in Long Is-
land Sound and the sediment mixture. Additional
containers for each treatment were chemical con-
trols and received no amphipods. Temperature and
salinity of delivered seawater averaged approxi-
mately 20°C and 31 g/L during the exposure pe-
riod for the three-sediment test and  the three
one-sediment tests, respectively.
   After termination, the contents of each expo-
sure container, but not the chemical controls, were
sieved through a 0.5 mm screen. For Ampelisca,
material retained on the screen was preserved in
5% buffered formalin with Rose Bengal stain for
later sorting. For Rhepoxynius, material retained
on the screen was examined immediately. In both
cases, recovered amphipods were counted,  and
missing individuals were counted as mortalities.

Cadmium determinations and (((rations
   The AVS and solid phase cadmium were mea-
sured in the chemical control vessels at both the
stan and end of the experiments. The average
of these concentrations is used in the subsequent
analysis. At the termination of the experiments the
cadmium  ion concentrations from the peepers
(one-sediment experiments), or from the centrifu-
gate (three-sediment experiment) and during the ti-
trations described below, were measured as Cd2+
activity using an Orion 94-48 cadmium ion selective
electrode and a double junction reference electrode
(Orion 90-02, Cambridge, MA). The electrode was
standardized with a serial dilution of a 1 g/L cad-
mium solution that was also used as the titrant.
Cadmium concentrations are reported as cadmium
activity, mg Cd2+/L. Independent experiments in
seawater indicate that the cadmium activity is 5.0%
of the total dissolved cadmium concentration. Sed-
iment cadmium was determined using a cold con-
centrated nitric acid (16 M, 5 ml) digestion of 10 ml
wet sediment followed by a peroxide  oxidation
(10 ml 30%) and evaporation to dryness. The res-
idue was reconstituted to 20 ml using 0.1 M nitric
acid and the cadmium measured using flame atomic
absorption.
   Cadmium titrations of FeS suspensions (pre-
pared in the same  manner as the AVS standards)
and sediments were performed using sample sizes
of 5 to 10 g dry wt. added to 50 ml seawater which
was constantly stirred. Cadmium chloride was
added and dissolved cadmium was monitored using
the electrode. Oxygen-free conditions were main-
tained using a nitrogen atmosphere provided by a
glove  box or by  constantly bubbling nitrogen
through the covered titration vessel. In the sedi-
ment titrations where electrode response was slow,
the readings were taken after the response had
stabilized to less than 0.3 mV/min as recommended
by the manufacturer (Orion 94-48 Instruction
Manual p. 22).

   CADMIUM TOXICITY AND INTERSTITIAL
           WATER CORRELATIONS
Dry weight normalization
   The toxicity of cadmium to Ampelisca in Long
Island Sound sediment for the one-sediment exper-
iments are shown in Figure 1 A. The results of the
three-sediment experiment using Rhepoxynius hud-
soni in Ninigret Pond sediment; and Ampelisca in
both Long Island Sound sediment and an equal
parts mixture of the two sediments, is shown in
Figure IB. Mean control mortalities were 5.0, 1.7
and 16.7%, respectively. The Spearman-Karber
median LC50 estimates and 95% confidence lim-
its [15] are listed in Table 1. The curves are log-
logistic concentration response functions fit to the
data simultaneously using the same slope param-
eter. They are included as an aid in visualizing the
data. The LC50s range from 290 pg/g to 2,850
pg/g on a sediment dry weight basis..As shown be-
low these two organisms have nearly the same 96-
h cadmium activity LCSOs in water-only exposures:
17.0 pg Cd2+/L for Rhepoxynius and 32.0 /tg
Cd2+/L for Ampelisca. Therefore the differences
in the cadmium toxicity are likely to be attributable
to sediment properties affecting bioavailability. In
addition, Swartz et al. [2] reported the LC50 for
cadmium to the amphipod Rhepoxynius abronius
in a water-only exposure to be 1.6 mg Cd/L, which
would be  a cadmium activity of approximately
81.0 ne, Cd2+/L and a sediment  toxicity of 6.9
/tg/g in a Yaquina Bay sediment. Thus, the sensi-
tivity of these three test species in water differs by
less than a factor of 5 whereas the LC50s in four
sediments differ by greater than a factor of 400
(Table 1). An explanation for the variation in
LCSOs in sediments would be useful.

Correlation to interstitial water concentration
   Sediments with differing toxicities on a per unit
sediment dry weight basis have been shown to have
similar toxicity based on the interstitial water con-
centrations [1-7]. In addition, the evidence sug-
gests  [16] that biological response correlates to
chemical activity, in particular to the divalent metal
activity, (Me2*) [17-19]. Figure 2 presents a com-
parison of the observed mortality to the observed

-------
                             Acid volatile sulfide and cadmium toxicity
                                                                                1491
                       MORTALITY vs SEDIMENT CADMIUM

                              DRY WEIGHT NORMALIZATION
       >•
       c
       §
     100


      80


      6O


      40


      2O
                    (A) INITIAL EXPERIMENTS

                       • U SOUND
       O

     100


-7    8°

>•    60

      40

      20
       1
       O
                    (B) JOINT EXPERIMENT

                       •  U SOUND

                       •  MIXTURE

                       O  NINKSRET POND
                10
                        100
1000
1OOOO
1OOOOO
                        SEDIMENT CADMIUM (ug Cd/gm dry wt)
Fig. 1. (A) Toxicity test results for Long Island Sound sediments (Ampelisca). (B) Toxicity test results for Ninigret
Pond (Rhepoxynius hudsoni). Long Island Sound and the SO/50 (v/v) mixture of the two sediments (Ampelisca).
Cadmium concentrations on a sediment dry weight basis.
interstitial water cadmium activity, measured with
the specific ion electrode, for the three sediments
examined in the paper. The water-only response
data for Ampelisca and R. hudsoni are included
for comparison although they represent a shorter
duration exposure. The curve represents the pooled
water-only data. The interstitial water concentra-
tion data from the sediment exposures are some-
what scattered. However, if the data are grouped
by decades, then the medians (50th percentile) and
interquartile ranges (25th to 75th percentiles) par-
allel the water-only exposure results as shown in
Figure 2. These results conform to previous obser-
                                        vations that the concentration response curves for
                                        sediment exposures, which are different on a sed-
                                        iment cadmium dry weight basis (Fig. 1), are com-
                                        parable on an interstitial water basis (Table 1).

                                        Sediment cadmium vs. interstitial water
                                          The prediction  of the toxicity of cadmium in
                                        sediments requires that the relationship between
                                        sediment cadmium concentration and interstitial
                                        water concentration be established. A plot of solid
                                        phase vs.  aqueous phase cadmium concentra-
                                        tions—which is referred to  as an isotherm plot
                                        when used for the analysis of sorption data—is

-------
 1492
                      D. M. Dl TORO ET Al.
                              Table 1. LCSOs for cadmium toxicity tests
Experiment
Water only exposure (4-d exposure) (us Cd2+/L)
Ampelisca abdita
Rhepoxynius hudsoni
Rhepoxynhu abronha
Interstitial water (10-d exposure) (/tg Cd2*/L)
A. abdita and R. hudsoni*
Sediments— dry weight normalization (10-d exposure) (/ig Cd/g)
Long Island Sound (A. abdita)b
Long Island Sound (A. abdita)'
Mixture (A. abdita)'
Ninigret Pond (R. hudsoni)'
Yaquina Bay (R. abronius)a
Sediments— AVS normalization (10-d exposure) (pmol Cd/pmol
AVS)
Long Island Sound (A. abdita)b
Long Island Sound (A. abdita)'
Mixture (A. abdita)'
Ninigret Pond (R. hudsoni)'
LC50

17.0
32.0
81.0

22.0

2,580.0
2,850.0
1,070.0
290.0
6.9


1.54
1.70
2.19
1.97
95% Confidence
limits

15.0 , 19.0
27.0 , 37.0
71.0 . 91.0

3.0 , 130.0

2,310.0 , 2,880.0
2,400.0 , 3.390.0
870.0 , 1,310.0
240.0 , 360.0
5.6 . 7.9


1.38, 1.72
1.44. 2.02
1.79. 2.68
1.60, 2.44
•Computed for the medians of the grouped data in Figure 2.
bOne-sediment Long Island Sound sediment experiments (Fig. 1A).
Three-sediment experiment (Fig. IB).
"Swartz et al. [2]. Cd2+ concentrations estimated from total Cd concentrations using measured ratio of [Cd2*]/
 [Cd] = 0.050.                                                                               J
shown in Figure 3. The data can be envisioned as
a titration in which cadmium is added incremen-
tally to the sediment and the resulting aqueous and
solid phase cadmium concentrations are measured.
                                Initially, the solid phase concentration increases
                                but the aqueous phase concentration remains be-
                                low the detection limit of the cadmium electrode.
                                A critical sediment concentration is reached at
                   MORTALITY V8  INTERSTITIAL WATER CADMIUM
           ?
           K
           i
100




 60


 40


 20
                         — WATER ONLY
                            EXPOSURE
                          A AMPEUSCA
                          •ft RMEPOXYMUS
                 O.OOO01      0.0010O      0.10000     1O.OOOOO    1OOO.OOOOO

                               CADMIUM ACTIVITY  (mg Cd2+/L)

Fig. 2. Mortality versus interstitial water cadmium activity. Medians and interquartile ranges for each decade of in-
terstitial water activity. Water only exposure data for Ampelisca and Rhepoxynius hudsoni. The line is a joint.fit to
both water only data sets.

-------
                            Acid volatile sulfide and cadmium toxicity
                                                                                 1493
                     SEDIMENT vs INTERSTITIAL WATER CADMIUM

                 1000OO
               n  10000

              5
              u
              <0
                   1OOO
                    100
                             • U SOUND
                             < LESS 1MAN DETECTION
                    MECmTATON |     TRANSITION
SORPTION
                      10
                      O.0001
                              0.0100        1.OOOO       10O.OOOO

                        CADMIUM ACTIVITY (mg Cd2+/L)

Fig. 3. Sediment cadmium versus interstitial water cadmium activity for Long Island Sound sediment.
the "transition" region where the aqueous con-
centration increases sharply. In this region the in-
crease in aqueous concentration is over two orders
of magnitude whereas the sediment concentra-
tion remains  nearly constant. As cadmium con-
tinues to be added, the data appear to follow a
linear trend which is characteristic of a sorption
reaction.
   From a lexicological point of view the transi-
tion region is the critical part of the relationship
between solid  and aqueous phase cadmium concen-
trations. The rapid increase  in interstitial water
cadmium activity from nonlethal levels below 1.0
/ig Cd2VL, passing the water only LCSOs: 17 and
32 fi% Cd2VL for Ampelisca and Rhepoxynius, to
concentrations in excess of 100 pg Cd2+/L marks
the transition between nontoxic and toxic concen-
trations hi the interstitial water.
   The solid phase-aqueous phase relationship at
the lower sediment cadmium concentrations is un-
clear because the aqueous concentrations are below
detection. However, the data do not appear to con-
form to a straight tine sorption isotherm that would
be inferred by extrapolation from the high concen-
tration data because detectable dissolved concen-
trations would have been present at  the lower
sediment cadmium concentrations. The data pre-
sented below suggest that a cadmium sulfide precip-
itation reaction is maintaining the aqueous phase
                                        concentration at below detectable values in the re-
                                        gion of low sediment cadmium concentrations.

                                        METAL SULFIDES AND CADMIUM TTTRATIONS
                                           The importance of sulfide in the control of
                                        metal concentrations in the interstitial water of ma-
                                        rine sediments is well-documented [13,20-22].
                                        Metal sulfides are insoluble and the equilibrium in-
                                        terstitial water metal concentrations in their pres-
                                        ence are  small. It is possible that the interstitial
                                        water sulfide concentration in the sediments used
                                        for these toxicity tests was initially high enough so
                                        that as cadmium was added to the sediment, cad-
                                        mium  sulfide was  precipitating  following the
                                        reaction:
                                                                                  (1)
                                        However direct measurements of the interstitial
                                        water sulfide activity, (S2~|, with a sulfide elec-
                                        trode failed to detect any free sulfide in the unspiked
                                        sediments. This was a puzzling result because a
                                        bright yellow cadmium sulfide precipitate was
                                        forming as cadmium was added to the sediment.
                                           The lack of significant quantity of dissolved sul-
                                        fide in the interstitial water and the evident forma-
                                        tion of solid phase cadmium sulfide suggested the
                                        following possibility. The majority of the sulfide
                                        in sediments is in the form of solid phase iron sul-

-------
 1494
                                       D. M. Di TORO ET AL.
fides [13]. Perhaps the source of the sulfide is this
solid phase sulfide initially present. As cadmium is
added to the sediment it causes the solid phase iron
sulfide to dissolve releasing sulfide which is avail-
able for the formation of cadmium sulfide. The
plausibility of this mechanism is examined below.

Solubility relationships and
displacement reactions

   The majority of sulfide in sediments is in the
form of iron monosulfides (mackinawite and
greigite) and iron bisulfide (pyrite) of which the
former are the most reactive. These sulfides can be
partitioned into three broad classes that reflect the
techniques used for quantification [13,23,24]. The
most labile fraction, acid volatile sulfide (AVS), is
associated with the more soluble iron and manga-
nese monosulfides. The more resistant sulfide min-
eral phase,  iron pyrite, is not soluble in the cold
acid extraction used to measure AVS. Neither is the
third compartment, organic sulfide associated with
the organic matter  in sediments [25].
   Iron monosulfide, FeS(s),  is in equilibrium with
aqueous phase sulfide by the reaction:
                                            (2)
If cadmium is added to the aqueous phase, the re-
sult is:
                                    As the cadmium concentration increases, [Cd2+] x
                                    [S2~] will exceed the solubility product of cad-
                                    mium sulfide and CdS(s) will start to form. Be-
                                    cause cadmium sulfide is more insoluble than iron
                                    monosulfide, FeS(s) should start to dissolve in re-
                                    sponse to the lowered sulfide concentration in the
                                    interstitial water. The overall reaction is:
                                                  FeS(s) -»CdS(s) + Fe:
                                                                      ,2+
                                                (4)
FeS(s) ~
                             Fe
                               2+
(3)
The iron in FeS(s) is displaced by cadmium to
form soluble iron and solid cadmium sulfide,
CdS(s). A theoretical analysis of the Cd(II)-Fe(II}-
S(II) system, presented in Appendix I, supports
this conclusion. The relevant parameter, which can
be termed the metal sulfide solubility parameter for
any metal, Me, is orMe.j+ATMeS. It is the product of
"Me2* = IS Me(aq)]/[Me2+], the ratio of total dis-
solved Me to the divalent species concentration;
and KMeS = [Me2+][S2~], the metal sulfide solubil-
ity product (Table 2). The sulfide solubility param-
eters determine the behavior of FeS(s) and  any
MeS(s) as the metal is added  to the sediment.
For example because the cadmium sulfide solubil-
ity parameter is less than the iron sulfide solubility
parameter, cadmium will form a sulfide at the ex-
pense of the iron sulfide which will dissolve. Note
that all the metals listed in Table 2 below the
dashed line are predicted to dissolve FeS and MnS.

Titration results—amorphous FeS
   The calculations presented in  Table 2 reflect the
chemical composition expected at thermodynamic
                      Table 2. Metal sulfide solubility and ratio of total dissolved
                                 to free cation metal concentration

Metal
sulfide
MnS
FeS(am)
FeS
NiS
ZnS
CdS
PbS
CuS
HgS

log**..
-0.40
-3.05
-3.64
-9.23
-9.64
-14.10
-14.67
-22.19
-38.50

log^
-19.15
-21.80
-22.39
-27.98
-28.39
-32.85
-33.42
-40.94
-57.25
loi
pH = 7.6
0.13
0.10
0.10
0.11
0.12
1.50
1.12
0.50
15.10
5«
pH = 8.2
0.13
• 0.12
0.12
0.17
0.14
1.50
1.32
0.92
15.10

Average
-19.02
-21.69
-22.28
-27.84
-28.26
-31.35
-32.20
-40.23
-42.15
        Solubility products, KVtl, for the reaction: Me2+ HS~ « MeS(s) + H+ for CdS (Greenockite),
        FeS(amorphous) and Mackinawite, MnS (Alabandite) and NiS (Millerite), from [21]. Solubility
        products for CuS (Covellite), HgS (Metacinnabar), PbS (Galena) and ZnS (Wurtzitej and pK2 =
        18.57 for the reaction HS~ ** H+ + S2~, from [34]. *„ is for the reaction: Me2+ + S5~ « MeS(s)
        is computed from log Kv 2 and pK2. Ratios of total tofree metal concentrations: a = [£Me(aoJ] /
        [Me2* 1, from 135] at T = 5°C. \og(aKv) - loga + log*,,. All logs are log,0.

-------
                             Acid volatile sulflde and cadmium toxicity
                                         1495
equilibrium. However many solid phase reactions
are not at equilibrium with respect to either the
aqueous phase of other solid phases because of the
slow kinetics involved in the necessary transforma-
tions. Therefore, a direct test of the extent to which
this reaction' takes place was performed.
   A quantity of freshly precipitated iron sulfide
was titrated by adding dissolved cadmium. The re-
sulting aqueous cadmium activity, measured with
the cadmium electrode vs. the ratio of cadmium
added, [Cd]A, to the amount of FeS initially pres-
ent, [FeS(s)]j, is shown in Figure 4. The lines con-
necting the data points are an aid to visualizing the
data. The electrode potentials (left) correspond to
a low cadmium concentration during the initial
portion of the titration. Then a sharp upward in-
flection occurs near [Cd]A <= [FeS(s)]j indicating
that all the iron sulfide has dissolved to form CdS.
Any additional cadmium added appears as free
cadmium. The plot of dissolved cadmium vs. cad-
mium added (right) illustrates the  rapid increase
in dissolved cadmium that occurs near [Cd]A/
[FeS(s)], = 1. A similar experiment has been per-
formed for amorphous MnS with comparable re-
sults. These displacement reactions among metal
sulfides have been observed by other investigators
[26]. The reaction was also postulated [27] to ex-
plain an experimental result involving copper and
FeS.
   These experiments demonstrate that solid phase
amorphous iron and manganese sulfide can be dis-
solved by adding cadmium. As a consequence it is
a source of available sulfide which must be taken
into account in evaluating the relationship be-
tween solid phase and aqueous phase cadmium in
sediments.

Titration results— sediments
   A similar titration procedure has been used to
evaluate the behavior of sediments taken from four
different marine environments: the Long Island
Sound and Ninigret Pond sediments used in the
toxicity tests; and sediments from Black Rock Har-
bor and the Hudson  River (Fig. 5). The binding
capacity for cadmium, [Cd]B, is estimated by ex-
trapolating a straight line fit to the dissolved cad-
mium data. The equation is:
             = max[0,maCd]A-[Cd]B)J   (5)
where [SCd(aq)] is the total dissolved cadmium,
[Cd]A is the cadmium added, [Cd]B is the bound
cadmium, and m is the slope of the straight line.
The sediments exhibit different binding capacities
for cadmium, listed in Table 3, ranging from ap-
proximately 1 /tmol/g to more than 100 pmol/g.
   The  possibility that acid volatile sulfide is a
duvet measure of the solid phase sulfide that reacts
with cadmium can be examined in Table 3, which
lists the sediment binding capacity for  cadmium
and the measured AVS for each sediment. The sed-
iment cadmium binding capacity appears to be
somewhat less than the initial AVS for the sedi-
ments tested. However a comparison between the
initial AVS of the sediments and that remaining af-
ter the  cadmium titration is completed, Table 3,
                         CADMIUM TITRATION OF IRON SULFIDE
        ui

        CL -100
        •v
        O
           -ISO
              CO
                     0.8
                            1.0
                                          tJO
                                                    oo
                                                      O.O
                                                            O.5
                                                                                 2.O
                            CADMIUM ADDED (umol Cd/umol FeS)
Fig. 4. Cadmium titrations of amorphous FeS. Abscissa is cadmium added normalized by FeS initially present. Or-
dinate is cadmium electrode response (left panel) and total dissolved cadmium (right panel)- The lines connecting the
data points are an aid to visualizing the data.

-------
1496
                                    D. M. Di TORO ET AL.
                             CADMIUM TITRATION OF SEDIMENTS

                                   DRY WEIGHT NORMALIZATION
               o>
              £   OJB
              a
              <
              o
              s
              o
              w
                   0.6
O.4
O.2
       *  BUHAR8OH

       •  UCOUNO

       •  HUDSON (OVER

       O  NWMRETPONO
                       O.1
                                    1.0
                                                10.0
                                                             100.0        1OOO.O
                              CADMIUM ADDED (unto! Cd/gm dry wt)
Fig. S. Cadmium titration of sediments: Black Rock Harbor, Long Island Sound, Hudson River, Ninigret Pond. Cad-
mium added per unit dry weight of sediment versus total dissolved cadmium.
suggests that some AYS is lost during titration. In
any case the covariation of sediment binding ca-
pacity and AVS is clear in the data in Table 3. This
suggests that AVS is the proper quantification of
the solid phase sulfides that can be dissolved by
        SEDIMENT TOXICITY AND AVS
              NORMALIZATION
   The three-sediment toxicity experiment illus-
trated in Figure IB was designed to test the utility
of AVS as a predictor of the cadmium binding ca-
pacity of sediments and therefore a predictor of the
concentration of cadmium that would cause sedi-
ment toxicity. The results are shown in Figure 6 in
which the sediment cadmium is normalized by the
                           AVS for that sediment. The averages of the initial
                           and final values are used for AVS. Mortality occurs
                           at the point where the sediment cadmium begins to
                           exceed the sediment AVS on a molar basis. Total
                           mortality occurs at [Cd]/[AVS] > 3. The estimated
                           LCSOs for the three sediment experiment are 1.7 to
                           2.2 fimol Cd/pmol AVS (Table 1). There are no
                           significant (95%) differences for each pair of
                           LCSOs as shown by a f test.
                              The critical point is that the sediment AVS can
                           be used to normalize the sediment cadmium con-
                           centration in the same way that sediment organic
                           carbon is  used  to normalize  nonionic organic
                           chemicals. The reason that both methods work is
                           that they properly account for the chemical activ-
                           ity of the chemical in both the aqueous and sedi-
                       Table 3. Cadmium binding capacity and AVS of sediments
Sediment
Black Rock Harbor
Hudson River
Long Island Sound0
Mixture0
Ninigret Pondc
Initial AVS
(Minol/g)'
175.0 (41.0 )
12.6 ( 2.8 )
15.9 ( 3.3 )
5.45 ( - )
2.34 ( 0.73) '
Final AVS
(/imol/g)b
13.9 (6.43)
3.23(1.18)
0.28 (0.12)
Cd binding
capacity
(pmol/g)
114. (12.1 )
8.58 ( 2.95)
4.57 ( 2.52)
1.12 ( 0.42)
              •Average (standard deviation) AVS of repeated measurements of the stock.
              bAverage (standard deviation) AVS after the sediment toxicity experiment.
              'From the three sediment experiment.

-------
                             Acid volatile sulfide and cadmium toxicity
                                                                             1497
                         MORTALITY vs  SEDIMENT CADMIUM

                         ACID VOLATILE SULFIDE NORMALIZATION
               1OO
-.    80   -
          Zj
          K
          i
                               0.10         1.OO        1O.OO       1OO.OO

                        SEDIMENT CADMIUM (umol Cd / umol AVS)

Fig. 6. Mortality versus AVS normalized sediment cadmium for Long Island Sound. Ninigret Pond, and a 50/50 (v/v)
mixture. The sediment cadmium and AVS are the averages of the initial and final concentrations in the control vessels.
                       •  U SOUND

                       •  MIXTURE

                       O  MNKMET POND
meat phases [8]. Below 1 /unol Cd/pmol AVS the
cadmium is all precipitated as CdS(s) and the ac-
tivity of cadmium is low. Above 1 pmol Cd//unol
AVS there exists free cadmium in the interstitial
water, sorbed cadmium in the sediment phase, as
well as CdS(s). The activity of cadmium in the sys-
tem is now high enough to cause mortality. The
reason is that the additional cadmium added in ex-
cess of 1 faaol Cd/pmol AVS is large enough to ex-
ceed the activity of cadmium in the system that
causes mortality even in the presence of some sorp-
tion phases (see Fig. 3).
   The normalization of metal concentration  by
AVS is, of course, invalid if the AVS is zero. This
would be the case for a fully oxidized sediment.
For sediments with trace amounts of AVS it is
likely that other phases would be important as
well. The results of these experiments indicate that
the lower limit of applicability is an AVS of ap-
proximately 1 pmol/g (Table 3) and possibly lower.

    IMPLICATIONS FOR METAL TOXICITY
               IN SEDIMENTS
   The first order importance of AVS in determin-
ing the toxicity of cadmium in sediments has im-
portant  implications. These are discussed below.

A VS in freshwater sediments
   Acid volatile sulfide is commonly found in ma-
rine sediments (Table 4). Remarkably, it is also a
common constituent  of freshwater sediments. Its
                                    The precipitation of iron sulfide [23]:
                                    presence can be rationalized as follows. Sulfide is
                                    produced by the diagenesis of paniculate organic
                                    carbon, represented as CH2O, with sulfate as the
                                    electron acceptor [24]:
                                                                            (10)
                                                                            01)
                                    forms iron monosulfide which is the majority of
                                    the AVS. It might be expected that AVS is signifi-
                                    cant only in marine sediments because the concen-
                                    tration of sulfate in seawater is 28 mM = 2,700 mg
                                    SO4/L.  By contrast typical river  water sulfate
                                    concentration is 0.12 mM - 11.5 mg SO4/L [28].
                                    However, sedimentary organic matter is present in
                                    either locale and the sulfate in fresh water appears
                                    to be sufficient to produce a significant quantity of
                                    AVS. Surprisingly large values (0.31-112 pmol/g)
                                    are found for sediments from the Great Lakes,
                                    rivers and other freshwater lakes (Table 4). There-
                                    fore the AVS concentration must  be considered
                                    when addressing cadmium and other metal toxic-
                                    ity in freshwater sediments.

                                    Application to other metals
                                       The other potentially toxic metals all form
                                    metal sulfide precipitates that are more insoluble
                                    than iron sulfide (Table 2). The iron and manga-

-------
1498
D. M. Di TOKO ET AL.
                            Table 4. AVS in freshwater and marine sediments
Temperature'
Location (°Q
Fresh water sediments
Everglades peat basin
Lake Mendota
Lake Ontario
Lake Erie
Marine sediments
Long Island Sound
NWC
NWC
NWC
DEEP-1
FOAM-1
Sapelo Island
Mud Flat
Mud Flat
Tidal Ck.
Tidal Ck.

—
—
—
(W)


3.0
13.2
19.0
18.5
20.0

(W)
(S)
(W)
(S)
AVS (/tmol/g)
depth interval
(0-1 cm)

—
—
11.6
15.0


0.0
0.60
0.097
0.62
7.50

1.88
3.44
9.69
5.94
(0-10 cm)

0.31- 1.3
8.7 -112.0
27,1
7.5


, 8.35
10.5
10.3
17.4
13.3

14.6
43.2
28.4
31.9
Reference

[36]
137]
138]
[39]

[30]

'



[31]




              •(W) = Winter; (S) = Summer.
nese sulfides have \og(aKv) > -22.3 (above the
dotted line) whereas the remaining sulfides have
log(ojrv) < -22.3 (below the dotted line). The
implication is that the results found for cadmium
are applicable to these other metals as well since,
at equilibrium, they can displace iron and man-
ganese sulfide to form  a  more insoluble sulfide
precipitate.
   In particular it is likely that for any metal the
LCSO, and probably the chronic effect concentra-
tion, is at least 1 pmol/pmol AVS. Given the high
concentrations of AVS in most sediments, the ef-
fect concentrations for these metals are likely to be
large concentrations. Consider a sediment with an
AVS of ,1 junol/g, a value well below the normal
range (Tables 3 and 4). For the metals listed in
Table 2 the effect concentrations corresponding to
1 pmol/taaol AVS are:  Ni (58.7 /ig/g); Cu (63.6
pg/g); Zn (65.4 /ig/g); Hg (201 /ig/g) and Pb (207
pg/g). A more common AVS concentration of 10
funol/g would increase these effect concentrations
10-fold.

Application to mixtures
   An additional conjecture based on  an  effects
concentration of 1 pmol/pmol AVS for  the metals
listed in Table 2 is that the molar AVS normalized
toxicity of metals is additive. Because all these di-
valent metals have lower sulfide solubility param-
          eters than FeS, they  would all exist as metal
          sulfides if their molar  sum is less than the AVS.
          For this case no metal toxicity would be expected
          and:
                          IAVS]
          <1
                                                    (6)
          where [MeTh is the total cold acid extractable
          metal concentration in the sediment. On the other
          hand if their molar sum is greater than the AVS
          concentration then a portion of the metals with the
          lowest sulfide solubility parameters would exist as
          free metal and presumably exert a toxicity. For this
          case the following would be true:
StMeT],

  [AVS]
>1
                                                    (7)
          But these two equations are the formulas used to
          determine the extent of metal toxicity in sediments
          assuming additive behavior and neglecting the ef-
          fect of partitioning. Whether the normalized sum
          is less than or greater than one discriminates be-
          tween nontoxic and toxic sediments. The additivity
          does not come from the nature of the mechanism
          that causes toxicity.  Rather it results from the

-------
                             Acid volatile sulfide and cadmium toxicity
                                              1499
equal ability of these divalent metals to form metal
sulfides with the same stoichiometric ratio of Me
andS.
   This discussion is predicated on the assumption
that all the metal sulfides behave similarly to cad-
mium sulfide. In addition, it has been assumed that
only acid soluble metals are reactive enough to af-
fect the free metal activity. At present no experi-
mental data to support either of these conjectures
exists so that this discussion is purely speculative.

AVS and sediment quality criteria
   Because AVS can bind cadmium and presumably
other metals and thereby eliminate then- toxicity,
AVS will obviously play a role in the determination
of sediment quality criteria for metals.  For fully
oxidized sediments with little or no AVS,  AVS nor-
malization would not be appropriate. Partitioning
would be controlled by other sediment phases such
as iron and manganese oxides and organic carbon
[9].
   An estimate of  when  partitioning  to  other
phases can be important can be made  using the
proposed sediment quality criteria formula [8]:
              CSQC —
(8)
where CSQC G*g/g) is the sediment quality criteria,
Kp is the partition coefficient (L/g), and CWQC
(/ig/L) is the chronic water quality criteria. For the
case where there is only one metal competing for
the AVS, the molar equivalent of the AVS would
not be bioavailable. Therefore it should be added
to the allowable concentration so that:
                                          (9)
where [CSQC] is the molar sediment quality crite-
ria Otinol/g), ATP is the partition coefficient (L/g),
and [CWQC] istne molar chronic water quality cri-
teria (/tmol/L). The range for freshwater chronic
criteria  for the metals named in Table 2 (hard-
ness = 100 mg/L) is 0.0001 to 1.6 jimol/L. The
marine criteria for the same metals are 0.0001 to
0.88 /tmol/L [29]. The importance of partitioning
can be judged by comparing  the product Kp x
[CWQC] to the AVS concentration.
   Consider an AVS concentration of  1 junol/g. If
the partition coefficient is Kf = 1 L/g then a metal
with a criteria concentration of 1 /imol/L would
have its sediment quality criteria doubled because
of the partitioning. For Kp =  10 L/g the criteria
concentration at which partitioning  doubles the
sediment  quality criteria drops to 0.1 /miol/L.
Therefore, the effect of partitioning only becomes
significant for relatively low AVS concentrations
(-1 /*mol AVS/g) and for the metals with larger
partition coefficients and chronic water quality cri-
teria concentrations.

Vertical and temporal AVS profiles
   The normal method for sediment preparation in
spiked sediment toxicity tests is to produce a uni-
form distribution of chemical and sediment by
careful mixing. For these systems the AVS is uni-
formly distributed and the concentration to be used
for normalization is unambiguous.
   However, the distribution of AVS in intact sed-
iment cores exhibits  both vertical and temporal
variation over the annual cycle [30,31] (Table 4).
There is a seasonal variation in the surface concen-
tration of AVS at the Long Island Sound NWC
station. All stations exhibit a strong vertical gradi-
ent between the surface 1 cm and the average of
the top 10 cm. It appears that intact cores should
be used for sediment toxicity testing if metal tox-
icity is suspected. Indigenous predators such as
Nephtys incisa [32] should be eliminated, however,
perhaps by asphyxiation. This method has the ad-
vantage of not affecting the AVS concentration be-
cause anaerobic conditions are maintained.
   The vertical and temporal  variation in AVS
makes it  more difficult to decide what AVS con-
centration should be used in evaluating the poten-
tial toxicity of metals in natural sediments. This is
in contrast to the distribution of sediment organic
carbon which is more spatially uniform and tem-
porally stable. Clearly, further work is required to
understand the effect of the spatial and temporal
variability of AVS on  metal  toxicity in intact
sediments.

Sediment sampling and interstitial
water generation
   Ferrous sulfide oxidizes rapidly in aerobic envi-
ronments. For suspensions, oxidation is virtually
complete within a few hours [33]. A decline hi AVS
of up to  50% was noted for sediments  that were
held for a long period in apparently airtight con-
tainers or that  were exposed to air. It is clear,
therefore, that care should be taken to keep sedi-
ments free from exposure to oxygen  before AVS
measurements or toxicity testing.
   The use of elutriates as a surrogate for intersti-
tial water is also suspect because oxidation of metal
sulfides and release of soluble metals can occur.
Procedures for producing large volumes of "pore"
water by equilibrating suspensions of sediments

-------
1500
                                       D. M. Di TORO FT Al-
     be checked for the extent of AVS oxidation
that occurs.   •
concentrations are equivalent. The details will be
reported subsequently.
                CONCLUSIONS

   It has been shown that AVS is the proper nor-
malization parameter for cadmium toxicity in sed-
iments. The amphipod LCSOs on an AVS normal-
ized basis, [Cd]/[AVS], is the same for sediments
with over an order of magnitude difference in dry
weight normalized cadmium LCSOs. The correla-
tion between mortality and interstitial water metal
activity has also been confirmed. Although the fact
that metals can form insoluble sulfides  is well-
known, it apparently has not been recognized that
FeS and MnS, quantified as AVS, is a reactive pool
of solid phase sulfide that is available to bind with
metals which  have sulfide  solubility parameters
smaller than FeS, for example, nickel, zinc, cad-
mium, lead, copper and mercury.
   Titrations of amorphous FeS and MnS with
cadmium demonstrate that the displacement reac-
tion, Equation 4, occurs. Further, titrations of sed-
iments with cadmium indicates that an abrupt
increase of dissolved cadmium occurs when the
added cadmium exceeds the measured AVS. How-
ever, these data are not as certain because AVS ap-
pears to be lost  during the titration  and the
relationship is only approximate (Table 3). Never-
theless, the AVS normalized toxicity data (Fig. 6)
demonstrate that the normalization is quantitative.
   Surprisingly, the AVS of freshwater sediments
is in the same range as marine sediments. There-
fore, AVS should also be the proper normalization
for these sediments. The normalization is invalid if
the AVS is zero, such as for a fully oxidized sedi-
ment. For sediments with trace amounts of AVS it
is likely that other phases would be important as
well. The experiments reported in this paper indi-
cate that the lower limit of applicability is AVS -
1 fimol/g and possibly lower. The other sorption
phases are expected to be important only for sed-
iments with smaller AVS concentrations  and for
metals with large partition  coefficients and large
chronic water quality criteria.
   We have since determined that using the metal
concentration in the sediment  which is simulta-
neously  liberated by the AVS extraction, rather
than the total metal concentration of the sediment,
is the correct procedure for other metals (Ni, Cu,
Zn). A sample of the solution remaining in the  re-
action vessel after the AVS  procedure is complete
is filtered and analyzed for the metals concentra-
tions. For the Cd experiments reported above the
total  metal and  simultaneously extracted  metal
Acknowledgement—This research was sponsored by an
EPA Cooperative Agreement CR812824-01 between
Manhattan College and EPA Environmental Research
Laboratory, Narragansctt, RI. The assistance and encour-
agement of Christopher Zarba, EPA Criteria and Stan-
dards Division; Herbert Allen, Drexel University and our
research assistants at Manhattan College: Indra Sweeney,
Paul Morgan, Clare Sydlik, Luisa Milevoj and Christine
Begley and at the EPA Narragansett Laboratory: De-
borah Robson and Kathleen McKenna (SAIQ. are grate-
fully acknowledged.


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                  APPENDIX I

          SOLUBILITY RELATIONSHIPS
             FOR METAL SULFIDES

The behavior of iron sulfide during a titration with cad-
mium can be analyzed using a simplified equilibrium
model of the Cd(II)-Fe(II)-S(II) system 128]. The mass ac-
tion laws for the sulfide solubilities are:

          -red** lCd2+hs2- [S2-] =Kcas         (12)

          >Fe2+  [Fe2+hs2- [S2-] = KFtS         (13)

where [Cd2+], [Fe2*] and [S2~] are the molar concentra-
tions; red2*, 7Fe2*. and 7s2- are the  activity coeffi-
cients; and  KFeS and KCAS are the sulfide  solubility

-------
1502
                                          D. M. Dl TORO ET AL.
products. The mass balance equations for total cadmium,   nr.c^i   rc.c/..\i    	
iron(II) and sulfide are:                                ^(s)]. [FeS(s)], - —-^ ^ + ^
                          lCdS(s)] = [Cd]A     (14)
                  [Fe2+] + [FeS(s)] = [FeS(s)],   (15)
    «s2- IS2'] + lCdS(s)] + [FeS(s)] = IFeS(s)]i   (16)
where «Q,2* = [SCd(aq)]/[Cd2+],
[Fe2*J and as2- = [SS(aq)J/[S2-] are the ratios of the
total dissolved Cd, Fe(II) and S(II) to the divalent species
concentrations, respectively. (CdS(s)J and fFeS(s)J are the
concentrations of solid phase cadmium and iron sulfide;
[FeS(s)]i is the initial iron sulfide in the sediment and
[Cd]A is the added cadmium.
   The solution of these equations begins with substitut-
ing Equations 14 and IS into Equation 16. Noting that
«s2-tS2-] = ES(aq)J « [Cd}A, which states that the to-
tal dissolved sulfide in the interstitial water is much less
than the cadmium added, it follows that:
 •ys2-[S2-]<
KfeS/yetn-
                                      XcdS/Tcd2*
                             [Cd]A
                                               (17)
Then substituting Equations 12, 13 and 17 into Equa-
tions 14 and IS yields the concentrations of solid phase
sulfides:
[CdS(s)J - [CdJA  1 -
      **Cd2"*" ^CdS       |

Ctcd^"*"^CdS ^" OfFe^^^FeS/
                                               (18)
                                                                              [Cd]A

                                                                                 (19)
                                  where it has been assumed that the activity coefficients
                                  for Cd2+ and Fe2* are equal, 7ca2+ " 7F«2+> because
                                  they are both divalent cations.
                                     The relative magnitudes of otFc2+ KFeS and <*ca2+ x
                                  KCOS determines the behavior of [FeS(s)] and (CdS(s)] as
                                  cadmium is added to the sediment. For this reason they
                                  are termed sulfide solubility parameters. Table 2 presents
                                  reported values. Because the cadmium solubility param-
                                  eter is much less than the iron sulfide solubility param-
                                  eter, that is, ocdj+ KCOS < <*Fc2* *RS. Equations 18 and
                                  19 become:
                                  and:
                                                 [CdS(s)J«[CdAJ                (20)
                                                                lFeS(s)] • [FeS(s)], - [CdA]          (21)
                                  Therefore, as cadmium is added to this system cadmjmp
                                  sulfide forms at the expense of iron sulfide. The overall
                                  reaction is:
                                           Cd2+ -I- FeS(s) -> CdS(s) +
                                                                                                    (22)
                                  Note that
                                  [FeS(s)]i; (CdS(s)]
                                  form.
                                                                       ^cas > a**2* ^Fes then [FeS(s)] »
                                                                       •* 0 and no cadmium sulfide would

-------
                                                            Environmental Toxicology and Chemistry, Vol IS, No 12, pp 2080-2094, 19%'
                                                                                                         Printed m the USA
                                                                                                   0730-7268/96 $6.00 + .00
 PREDICTING THE TOXICITY OF METAL-CONTAMINATED FIELD SEDIMENTS  USING
                       INTERSTITIAL CONCENTRATION OF METALS  AND
                            ACID-VOLATILE SULFIDE NORMALIZATIONS
      D.J. HANSEN,*t WJ. BERRY,*f J.D. MAHONY.t W.S. BOOTHMAN.f D.M. Dl TORO,t§ D.L. ROBSON,||
                               G.T. ANKLEY,* D. MA,tt Q .YANft and C.E. PESCH|
       tU.S. Environmental Protection Agency, National Health and Environmental Effects Laboratory, Atlantic Ecology Division,
                                     27 Tarzwell Drive, Narragansctt, Rhode Island 02882
                   JDepartment of Environmental Engineering, Manhattan College, Bronx, New York 10471, USA
                             SHydroQual, Inc., 1 Lethbridge Plaza, Mahwah, New Jersey 07430, USA
                   ((Rhode Island Department of Environmental Management, Providence, Rhode Island 02903, USA
                 #U.S. Environmental Protection Agency, Mid-Continent Ecology Division, 6201 Congdon Boulevard,
                                                Duluth, Minnesota 55804
            ttPRC Oceanic Administration, Institute of Marine Environmental Protection, Dalian, People's Republic of China

                                    (Received 18 September 1995; Accepted 20 May 19%)


      Abstract—We investigated the utility of interstitial water concentrations of metals and simultaneously extracted metal/acid-volatile
      sulfide (SEM/AVS) ratios to explain the biological availability of sediment-associated divalent metals to benthic organisms exposed
      in the  laboratory to sediments from five saltwater and four freshwater locations  in the United States, Canada, and China. The
      amphipod Ampeliica abdita or the polychaete Neanthes arenaceodentata were exposed to 70 sediments from the five saltwater
      locations, and the amphipod Hyalella azteca or the oligochaete Lumbricv.hu variegatiu were exposed to 55 sediments from four
      freshwater locations in 10-d lethality tests. Sediment toxicity was not related to dry weight metals concentrations. Almost complete
      absence of toxicity in spiked sediments and field sediments where metals were the only known source of contamination and where
      interstitial water toxic units (IWTUs) were <0.5 indicates that toxicity associated with sediments having SEM/AVS ratios <1.0
      from two saltwater locations in industrial harbors was not metals-related as these sediments contained <0.5 IWTU. Metals-associated
      toxicity was absent in 100% of sediments from the remaining  three saltwater field locations, where metals were the only known
      source of contamination and SEM/AVS ratios were £1.0. Two-thirds of 45 sediments from seven saltwater and freshwater field
      locations having both IWTUs >0.5 and SEM/AVS ratios >1.0 were toxic.  Toxicity was observed less often when SEM/AVS ratios
      >1.0 (39%) or IWTUs >0.5 (55%) were used alone. The difference between the molar concentrations of SEM and AVS (SEM -
      AVS) can provide important insight into the extent of additional available binding capacity, the magnitude by which AVS binding
      has been exceeded, and, when organism response is considered, the potential magnitude of importance of other metal binding
      phases. For these reasons, SEM - AVS should be used instead of SEM/AVS ratios  as a measure of metals availability. Over all
      published experiments with both metal-spiked and field sediments, SEM - AVS and IWTUs accurately (99.2%) identified absence
      of sediment toxicity and with less accuracy (79.1%) identified the presence of toxicity.

      Keywords—Sediment    Acid-volatile sulfide   Metals     Toxicity    Interstitial water
       t            INTRODUCTION
  Accurate prediction of the bioavailability of metals in sed-
iments requires mechanistic knowledge of the role of sediment
geochemistry in sediment/pore water partitioning, metal form,
and organism-mediated exposure pathways [1]. In oxic sedi-
ments, metals availability for bioaccumulation is related to
organic carbon binding and complexation to iron oxyhydroxide
[2]. Other geochemical  processes also control metals avail-
ability and form in oxic sediments [3-5].
  In anoxic sediments, the availability of divalent metals to
organisms living in nearby oxic surficial sediments  or tubes
has been related to acid-volatile sulfide (AVS), principally iron
monosulfide, binding [6] and organic carbon partitioning [7].
Simultaneously extracted metal (SEM), the metal extracted by
the AVS analytical method, not total metal, is the best estimate
   * To whom correspondence may be addressed
   Contribution 1575, U.S. Environmental Protection Agency (EPA),
National Health and Environmental Effects Research Laboratory, At-
lantic Ecology Division, Narragansett, Rhode Island.
of potentially bioavailable metal concentrations for compari-
son to AVS [8]. Acid-volatile sulfide, hence availability of
metals, can vary by season and sediment depth in response to
sulfur cycles, which are related to temperature and productivity
[9]. Sediments spiked with cadmium, copper, lead, nickel, zinc,
or mixtures of these divalent metals have been shown to con-
tain little interstitial metal and to be nontoxic to saltwater or
freshwater  snails,  oligochaetes,  polychaetes, or amphipods
when molar concentrations of AVS exceed molar concentra-
tions of SEM (SEM/AVS ratio sl.O) [6,8,10-13].  Toxicity
was often, but not always, observed at SEM/AVS >1.0. Fur-
thermore, field-collected  saltwater [13] and freshwater [14-
15] sediments with SEM/AVS ratios sl.O also were nontoxic.
Most laboratory-spiked and  field-collected  sediments were
toxic when SEM/AVS ratios exceeded 1.0. Absence of toxicity
in spiked and field sediments was associated with interstitial
metal concentrations less than those known to be toxic to tested
species in water-only tests. Toxic sediments contained inter-
stitial metal concentrations similar to  concentrations toxic in
water-only  tests.
                                                         2080

-------
 SEM/AVS ratio and interstitial metals: Field sediment toxicity prediction
                    Environ. Toxicol. Chem. 15, 1996   2081
   The objective of this article is to further demonstrate the
 utility of interstitial water concentrations of metals and sedi-
 ment concentrations normalized on the basis of SEM/AVS
 ratios  to explain the bioavailability of sediment-associated
 metals to benthic organisms. The first part presents previously
 unpublished data on the relationship between total metal con-
 centrations, interstitial, metal concentrations,  and SEM/AVS
 ratios and toxicity to the saltwater amphipod Ampelisca abdita
 (which was exposed to sediments from five marine sites located
 in Maryland, Massachusetts, and New York, USA; New Bruns-
 wick, Canada; and Liaoning Province, China) together with
 previously  published results using sediments from New York
 with the saltwater polychaete Neanthes arcnaceodentata [13].
 Next, data  are presented on these relationships with the fresh-
 water amphipod Hyalella azteca and the oligochaete Lum-
 briculus  variegatus,  which were exposed to sediments from
 four freshwater field locations. Data from locations in New
 York, Michigan, and Washington, USA, have been published
 previously  [8,14-15]; those from Missouri, USA, are new. All
 are herein analyzed collectively. Finally, this article combines
 results from all experiments using field-collected saltwater and
 freshwater  sediments with those from all available laboratory
 spiked-sediment tests using a variety of saltwater and  fresh-
 water species [10].

                       METHODS
Saltwater field sites
  Sediment collection, storage, and handling. Sediments were
collected by plastic scoop, shovel, Ponar grab, or modified
Van Veen grab  from Jinzhou Bay, China (September 1992);
Belledune  Harbor, New Brunswick, Canada (August 1990);
Bear Creek, Maryland (February 1992);  a tidal marsh near
Fairhaven,  Massachusetts (March  1991); and Foundry Cove,
New York  (August 1989) (Fig. 1). Samples consisting of ap-
prox. 5 to 10 cm of surficial sediment were homogenized, and
aliquots removed for total  metal, total organic carbon, and
grain size analyses. Sediments were transported under ice and
stored at 4°C in sealed glass jars with limited headspace con-
tabling nitrogen until use. Prior to conducting toxicity tests,
sediments were rehomogenized, taking care to limit oxidation
of metal sulfides.
  Toxicity  tests. The 10-d lethality tests with the amphipod A.
abdita generally  followed  methodologies  described by  the
 American Society for Testing and Materials [16], Di Tore et al.
 [6], and Berry et al. [10]. Those with the polychaete N. aren-
aceodentata are described by Pesch et al. [13]. Amphipod ex-
posure chambers consisted of 900-ml glass canning jars, with
 a 1.3-cm-diameter overflow hole covered with 400-|un Nitex*
 mesh. Each chamber contained 200 ml of sediment and 600 ml
 of seawater. Polychaete chambers consisted of 600-ml beakers
 containing 200 ml of sediment One day before the start of the
 test, sediment from each station was placed into each of four
 (two chemistry, days 0 and  10. and two biology) replicate ex-
 posure chambers. For each experiment with sediments from the
 five saltwater locations, one or more treatments consisted of
 four replicate chambers containing sediment from an uncontam-
 inated reference station in central Long Island Sound, New York,
 Narragansett Bay, Rhode Island, USA, or an uncontaminated
 sediment from a location near the study site. Sediments from
 all stations at Foundry Cove and stations 1 to 10 at the Mas-
 sachusetts salt marsh site had interstitial salinities less than those
 tolerated by A. abdita or N. arenaceodentata; therefore, sedi-
 ments  were mixed with brine to obtain 26 to 32%o interstitial
 salinities prior to testing. Diffusion samplers (peepers) were
 placed in both biology replicates  and the day  10 chemistry
 replicate to sample interstitial water. Peepers consisted of 5-ml I
 polyethylene vials (21 mm high, 20 mm in diameter) covered
 with a 1-um polycarbonate membrane and filled with 30%o
 salinity water [10]. A plastic strap around the peeper extended
 above the sediment to facilitate recovery. To provide continuous
 renewal of overlying water, filtered seawater (20°C, 28 to 34%o
 salinity) flowed through each replicate chamber at approx. 30
 volume additions/d.
  Each exposure began with random placement of 20 amphi-
 pods or 15 polychaetes in the day  10 chemistry replicate and
 in the two biology replicates for each treatment Sediment from
 the day 0 chemistry replicate was homogenized, and aliquots
 removed and frozen for AVS. SEM, and bulk metal analyses.
 Experimental chambers were checked daily for dead animals
 and water flow. Overlying water was sampled at the beginning
 of every test and at least once thereafter, with samples acidified
 and stored in vials as described above. On day  10, peepers
 were removed from each sediment, and the water sample acid-
 ified and stored. Sediment from the day 10 chemistry replicate
 was homogenized, and aliquots removed for AVS and SEM
 analyses. Sediments from the biology replicates were sieved
 through a 0.5-mm mesh screen to quantify dead and surviving
 organisms. Samples with more than 10% of the amphipods
 missing were recounted by a second person. Missing amphi-
pods were assumed to be dead. For illustrative purposes, sed-
 iments were classified as toxic if mortality was greater than
 24%, as proposed by Meams et al. [17] from results of sed-
 iment tests with the amphipod Rhepoxynius abronius. Sedi-
ments having £24% mortality were considered nontoxic.
  Chemical analyses. Sediment samples were analyzed for
AVS by the cold-acid purge-and-trap technique described by
Allen et al. [18], Cornwell and Morse [19], and Boothman and
Helmstetter [20].  Simultaneously  extracted metal and bulk
metals  analyses were performed using  inductively coupled
plasma emission spectrometry (ICP). For analyses of bulk met-
als, the metals were extracted from freeze-dried sediments by
ultrasonic agitation with 2 M  of cold nitric acid (50 ml/5  g
wet sediment) at 60°C overnight followed by centrifugation.
Total metals  analyses of sample  blanks and recoveries of
known metal  additions demonstrated 85 to  100% recoveries
from sediments, 85 to 115% recoveries from sample extracts,
 and an absence of contamination in our analytical procedures.
The SEM concentration reported is the sum of cadmium, cop-
per, lead, nickel, and  zinc on a micromole per gram dry sed-
iment basis. Concentrations of all metals in sediments ex-
ceeded analytical detection limits.
  Interstitial water from peepers and overlying  water were
 analyzed using ICP or graphite furnace atomic absorption spec-
 troscopy. Immediately prior to sediment sampling, peepers
 were removed and rinsed  to remove sediments.  The water
 contained within the peepers was removed by  pipette  and
 placed in a 7-ml polyethylene vial and acidified with 50 IL! of
 concentrated (pH s 1.0) nitric acid. Detection limits varied as
 a function of sample size and method of analysis. Concentra-
 tions in water are reported as the sum  of the interstitial water
 toxic units (TWTUs) of detectable  metal, i.e., the sum of mi-
 crograms of metal per liter in interstitial water divided by the
 10-d LC50 in water-only tests (in  u.g/L) for each of the five
 metals, where the 10-d LC50 for A. abdita is 36.0 u>g Cd/L,
 20.5 jig  Cu/L, 3,020 jig Pb/L. 2.400 (tg Ni/L, and 343 (ig
 Zn/L [10] and for N. arenaceodentata is 3,670 u.g Cd/L and

-------
2082    Environ Toxicol Chem 15, 1996
                                                                                                           D J. Hansen et al
               Om S00n< 1000m
                      Patapsco River
                                                                  West
                                                                  Foundry
                       Foundry Cove, NY
                                                                                               Battery
                                                                                               Plant
                                                                                             2  Source
                                                                                                          16
                                                                                                      Foundry
                                                                                                      Brook
                                                                      100m
Fig. 1. Location of field sites and stations sampled in Jmzhou Bay, Belledune Harbor, Bear Creek, Foundry Cove, and a salt marsh in Massachusetts.
16,090 >JLg Ni/L [13]. Thus, if interstitial water is the principal
source of metals toxicity and availability of metals is the same
in water of water-only tests and interstitial water in sediment
tests, 50% mortality would be expected with sediments having
IWTUs of 1 0  In this article we use IWTUs of 0.5 to indicate
sediments unlikely to cause  significant mortality  because on
average water-only LCO and LC50 values differ  by a factor
of approx. 2. This factor is reasonable because in saltwater
tests mortality was always absent in sediments spiked with
metals when IWTUs were <0.5 [10]. For illustration, a con-
centration of 0.01 IWTU is used to indicate interstitial water
samples that contain no detectable metal.

Freshwater field sites
  Methods used to collect, store,  and handle freshwater sed-
iments and to test sediments with the amphipod H. azteca have

-------
SEM/AVS ratio and interstitial metals- Field sediment toxicity prediction
                     Environ Toxicol Chem 15, 1996    2083
been described for samples from Steilacoom Lake, Washing-
ton, and Keweenaw Watershed, Michigan, by Ankley et al.
[15] and for H. azteca and the oligochaete L. variegatus with
sediments from Foundry Cove, New York, by Ankley et al.
[14]. These same procedures were also used with sediments
from Turkey Creek, Missouri  General biological and chemical
procedures, as well  as  die conceptual experimental design,
were essentially the  same for saltwater .and freshwater tests,
except that for freshwater tests bulk metals analyses were not
performed and interstitial water was extracted by centrifuga-
tion instead of diffusion samplers.

                        RESULTS
Saltwater field sites
  Description of field sites and toxicity test results. Jinzhou
Bay is located in the northeastern quadrant of the Bohai Sea,
China (Fig. 1). It has an area of about 150 km2, including 62
km2 of tideflats, with an average depth of 3.5 m [21]. A zinc
smelter located near the  mouth of the Wuh River is the largest
source of metals to the bay, although other industrial dis-
charges are significant contributors. Sediments for this study
were collected from seven locations along a 30-km transect
from the mouth of the river to the northeastern portion of the
bay. Total concentrations of divalent metals in sediments col-
lected ranged from 261  to 21,641 u.g/g dry weight (Table  1).
Zinc constituted between 78.5 and 86.5% of the total. Sedi-
ments from stations 1  and 2 also contained low concentrations
of polycyclic aromatic hydrocarbons (PAHs) (<12 u-g/g for
individual PAHs), polychlorinated  biphenyls (PCBs) (<0.03
(xg/g for  individual  congeners), and  chlorinated pesticides
(<0.03 (jig/g for any individual pesticide). Concentrations of
total organic carbon (TOC) ranged from 0.11 to  11.5%; AVS,
from 3.0 to 126 jimol/g; SEM, from 2.9 to 374 u.mol/g; and
SEM/AVS  ratios, from 0.51 to 8.36. The sum of the  IWTUs
for the five divalent  metals ranged from no metal detected
(<0.01) to 0.58. The four sediments with the highest metals
concentrations  were toxic (>24%  mortality) to A,  abdita.
However, only the most contaminated sediment contained
>0.5 IWTU of metals and had an SEM/AVS ratio >1.0, which
suggests  that metals may not be the  principal  cause of the
toxicity observed in  the other three toxic  sediments (Figs  2
and 3). (The vertical dashed lines located on these figures and
the figures that follow at an SEM/AVS ratio of 1.0 or an IWTU
of 0.5  indicate concentrations below which mortality is not
expected. The horizontal dashed line at 24% mortality indi-
cates the approximate mortality at which statistically signifi-
cant effects are expected.)
  Belledune Harbor, which receives outfalls from a lead smelt-
er and fertilizer plant, is located in the southwestern portion
of Chaleur Bay, New Brunswick, Canada (Fig. 1).  Harbor
sediments are particularly enriched, relative to adjacent areas,
in concentrations of cadmium, lead, and zinc; other metals are
somewhat elevated [22]. The closure of the lobster fishery due
to the elevation of cadmium  concentrations in algae, snails,
mussels, scallops, barnacles, crabs,  and lobsters has been of
particular concern [23,24]. Sediments for our study were col-
lected by Ponar grab from 10 stations, seven inside and three
outside the harbor  Total concentrations of divalent metals in
these sediments ranged  from  277 to 2,200 jig/g dry  weight,
with 74.7 to 93.5%  of  the total consisting of lead and zinc
(Table 1). Concentrations of TOC ranged from 0 73 to 1.62%;
AVS, from 5.5 to 102 u,mol/g; SEM, from 1.9 to 18.4 u.mol/g;
and SEM/AVS ratios, from 0.17 to 0.36. The sum of the IWTUs
  ranged from <0.01 to 0.58. None of the sediments were toxic
  (£24% mortality) to A. abdita, as would be predicted on the
  basis of SEM/AVS ratios and IWTUs (Figs 2 and 3)
    Foundry Cove, New York, is located on the upper tidal reach
  (salinities 0 to 6%o) of the Hudson River immediately south
  of Cold Spnng,  New York (Fig. 1). A battery plant was the
  principal source of the approximately equimolar concentra-
.  tions of cadmium and nickel in the sediments, smaller amounts
  of cobalt were also discharged [25]. Sediments for our study
  were collected by shovel or Ponar grab from 16 stations in
  East Foundry Cove. Total concentrations of divalent metals in
  our sediments ranged from 169 to 71,140 ng/g dry weight,
  with cadmium plus nickel accounting for up to 99.0%  of the
  metal measured in the most contaminated sediments (Table 1).
  Concentrations of TOC ranged from 0.55 to 16.4%, with many
  sediments consisting principally of partially decayed marsh
  vegetation. Concentrations of AVS ranged from 0.40 to 64.6
  (j-mol/g; SEM, from 0.20 to 779 (unol/g; and SEM/AVS ratios,
  from 0.04 to 139. The sum of the IWTUs for cadmium and
  nickel ranged from 0.08 to 43.5. Molar concentrations of cad-
  mium and nickel in the interstitial water were similar. However,
  cadmium contributed over 95% to  the sum of the  IWTUs be-
  cause the 10-d LC50 for nickel to A. abdita (2,400 u,g/L) was
  67 times that of cadmium (36.0 u.g/L). Sediments with the high-
  est dry  weight metals concentrations (8,600 to 71,200  u-g/g)
  were generally toxic (>24% mortality) to A. abdita. In contrast,
  others with similar concentrations (£13,800 u.g/g)  were not
  toxic (£24% mortality). Sediments with SEM/AVS ratios £1.0
  were always nontoxic, whereas only five of 11 sediments with
  SEM/AVS ratios >1.0 were toxic (Fig. 2). Sediments with £0.5
  IWTU were always nontoxic, those with >2.2 IWTUs were
  always toxic, and two of seven sediments with intermediate
  IWTUs  (5*0.5 to 2.2) were toxic (Fig. 3). Data on  chemical
  concentrations and N.  arenaceodentata mortality in tests with
  Foundry Cove sediments are not included in Table 1 because
  they have been presented elsewhere by Pesch et al.  [13]. Six
  of 17 sediments tested with this polychaete had SEM/AVS ratios
  <1.0, 16 of 17 sediments had IWTUs <0.5, and none of the
  sediments were toxic (Figs. 2 and 3). Absence of toxicity to N.
  arenaceodentata in the 11 sediments that contained SEM/AVS
  ratios >1.0, five of which were toxic to amphipods, is not
  surprising. This polychaete is more tolerant to cadmium and
  nickel than the amphipod and can avoid sediments containing
  toxic concentrations of these metals [13].
    Bear Creek is  a tributary of the  Patapsco River just east of
  Baltimore, Maryland (Fig  1). Sediments from this portion of
  Baltimore Harbor are known to be toxic  and contain high
  concentrations of metals, PAHs, PCBs,  and other substances
  [26,27]  from many municipal and industrial  sources.  Sedi-
  ments used in our study were collected from 14 stations using
  a  modified Van  Veen grab. Total  concentrations  of divalent
  metals in sediments we tested ranged from 44.2 to 2,210 u,g/g
  dry weight, with zinc accounting for approx. 75% of the total
  concentration (Table 1). Concentrations of TOC ranged from
  0.13 to 7.38%; silt and clay, from  4 to 99%; AVS, from 0.40
  to 304 n-mol/g; SEM, from 0.64 to 31.0 u,rn°l/g, and  SEM/
  AVS ratios, from 0 10 to 16.7. Seven of the 14 sediments from
  Bear Creek were toxic to A. abdita; these included seven of
  the nine sediments with the highest dry weight metals con-
  centrations (12.5 to 30.6  u,mol/g). Sediments that were non-
  toxic contained metals concentrations from 0.6 to 21.0 u.mol/g.
  Both toxic and nontoxic sediments had £0.03 IWTU of metal
  (Fig. 3). Given the absence of detectable interstitial water met-

-------
2084
Environ Toxicol Chem  15, 1996
D J Hansen et al
   Table I  Summary of sediment charactenstics, metals concentrations, and amphipod mortality in sediments from Jinzhou Bay, Belledune
                        Harbor, Foundry Cove, Bear Creek, Baltimore Harbor, and a salt marsh in Massachusetts
%
Station TOC
Jinzhou Bay
1 11.5
2 2.0
3 0.37
4 050
5 0.26
6 0.11
7 017
• __
Belledune Harbor
1 098
2 .29
3 08
4 .62
5 20
6 12
7 10
8 0.73
9 0.87
10 092
0.99
Foundry Cove
1 102
2 5.20
3 ' 130
4 8 13
5 9.37
6 5.03
7 079
8 136
9 5.82
10 10.9
1 1 0.55
12 164
13 14.6
14 7.18
15 4.76
16 145
0.88
Bear Creek
1 '7.1
2 7.38
3 5.75
4 5.47
5 6 15
6 3.32
7 0.13
8 519
9 4.4
10 0.17
11 4.61
12 0.16
13 419
14 3.14
389
%
Silt/-
clay

_
_
_
_
_
_
_
-

37
68
76
68
52
42
44
23
31
38
94

-
-
_
-
-
-
-
_
-
-
-
-
-
-
_
-
94

99
97
97
96
80
58
7
97
93
5
98
4
94
91
87
Total divalent metals, M-g/g
Cd

182
151
9.1
41
2.6
84
48
01

97
11
15
13
8.0
68
74
1.2
1.9
20
09

38,900
5,920
5,940
9,520
13,100
5,500
66
522
6,230
19
35
163
88
363
21
10
04

88
10
5.4
48
34
48
00
58
42
02
26
0.2
17
13
0.8
Cu

1,200
295
39
47
64
12
13
13

51
101
104
86
58
49
«8
15
19
22
46

143
87
81
106
116
101
28
67
74
31
18
58
44
104
93
26
56

206
228
265
207
151
191
32
254
241
9.4
140
41
139
97
32
Ni

19
24
10
17
86
94
7.4
23

33
38
40
39
37
32
31
29
28
33
21

31,500
5,180
4,160
3,700
7,670
2,340
60
386
3,500
39
45
137
92
227
29
18
26

54
62
60
56
38
50
20
49
53
4.9
51
2.8
47
39
28
Pb

3,240
608
113
142
22
17
18
32

498
955
1,140
906
539
463
689
94
131
149
32

194
157
93
135
156
357
10
98
113
27
61
88
48
127
177
48
35

195
212
209
175
162
173
30
250
274
9.4
162
74
128
88
13
Zn

17,000
4,440
737
1,320
221
300
239
67

401
783
896
874
581
503
843
137
178
192
122

403
297
278
313
356
303
80
219
246
101
65
231
142
317
234
124
160

1,576
1,700
1,140
958
566
1,000
36
1,110
978
69
617
. 43
459
346
141
2|i.mol

297
77.3
12.7
223
38
5 1
41
1.4

100
189
21.7
19.9
13 1
11.3
179
3.3
42
46
3.1

893
147
130
155
256
96.7
33
161
121
30
24
86
55
142
6.6
2.9
40

29.3
318
237
197
12.5
20.1
0.6
23 1
21.0
1.3
13.3
1.4
10.6
79
3.5
SEM
funol/g

380
647
11.0
18.8
3.04
3.94
297
1.42

6.73
17.5
184
16.6
11.2
10.3
17.0
2.00
3.20
189
272

779
93.5
105
136
168
523
0.67
864
86.5
1.27
0.42
191
1.94
54
0.56
0.20
0.22

29.3
31.0
20.4
176
17.3
16.7
0.64
23.2
19.5
127
119
074
9.96
679
285
AVS
limol/g

447
126
17.8
366
3.02
542
356
122

27.2
803
102
966
474
385
561
5.54
167
11.3
16.8

5.60
18.0
12.2
26.8
64.6
124
0.44
202
24.7
2.62
0.41
040
0.69
37 1
13.1
1.38
12.0

268
304
76.1
70.1
45.3
46.6
0.40
146
892
0.45
50.0
0.40
720
0.40
9.75
SEM/AVS
ratio

85
052
062
051
10
073
0.84
Oil

025
022
0.18
017
024
0.27
0.30
0.36
019
0.17
0.16

139
5.18
8.6
5 10
2.60
4.20
1 55
0.43
3.51
048
102
483
2.80
014
0.04
0.14
0.02

Oil
0 10
0.27
0.25
038
0.36
160
0 16
0.22
282
0.24
187
1.38
167
0.29
IWTU

058
<0.01
<001
0.17
003
<001
<001
<001

003
006
018
0.07
0.01
0.04
058
<001
0.06
<001
<001

435
9.21
3.33
217
1.81
109
042
045
148
030
030
142
044
1.12
1.60
0.08
0.02

003
0.03
0.03
0.02
003
003
003
002
003
0.03
003
002
003
003
003
%
Mor-
tality

100
90
38
30
2
8
2
2

8
12
12
12
15
12
12
8
18
5
10

82
32
52
20
80
35
18
18
, 15
8
18
12
15
20
18
20
10

82
95
85
85
68
40
5
92
12
5
2
5
18
2
0
Salt marsh, Massachusetts
1 3.22
2 156
3 036
4 048
5 200
6 228
7 249
8 255
9 061
10 198
11 354
172
38
1.9
25
615
209
236
485
37
7.8
609
21
06
01
01
2.0
58
16
10
01
04
77
147
144
128
32
300
155
823
1,423
152
359
851
25
49
9.2
59
36
108
113
72
12
29
31
409
67
88
28
96
61
143
304
63
137
128
517
398
66
33
463
1,100
930
1,480
235
455
2,300
12.6
9.51
3.60
1.25
129
214
298
47.8
651
13.8
499
8.51
642
132
094
969
181
251
318
301
708
233
864
142
0.44
059
419
124
166
69.1
0.50
11.50
141
0 10
5.00
304
1.60
002
146
1.51
046
60
062
1.65
069
151
053
070
043
0.59
041
037
049
041
046
13
40
13
8
18
0
10
23
5
15
5

-------
SEM/AVS rauo and interstitial metals Field sediment toxicity prediction

                                                      Table 1. Continued
                                                     Environ. Toxicol. Chem. 15, 1996    2085
Station
12
13
14
15
16
17
18
19
20
21
22
•
•
•
a
%
TOC
_
4.39
1.13
2.74
2.45
0.51
1.18
3.13
0.63
2.03
0.13
1.24
1.47
0.99
0.99
%
Silt/ —
clay
164
26
106
33.2
123
4.5
12.9
27.5
5.1
174
1.5
17.2
10.9
94
94
Total divalent metals, p.g/g
Cd
1.7
2.3
0.7
0.0
2.6
0.6
0.8
0.4
0.5
0.5
0.2
4.0
0.5
0.1
0.1
Cu
508
572
236
639
348
184
179
47.5
93
89
30
8.2
15
56
61
Ni
42
43
20
28
28
12
12
11
79
9.5
4.2
38
40
25
28
Pb
148
192
63
226
97
39
52
. 28
20
29
6.2
81
83
35
39
Zn
535
629
272
685
410
172
188
86
103
152
42
25
28
142
164
Sjtmol
17.6
20.3
8.53
22.1
12.7
5.92
6.17
2.40
3.27
4.03
1.21
0.62
0.79
3.6
4.1
-. -SEM
jimol/g
11.5
14.0
6.12
16.2
724
4.59
3.74
172
210
2.55
0.73
040
050
2.84
2.55
AVS SEM/AVS
limol/g ratio
85.4
19.1
18.6
2.35
21.8
5.86
38.9
117
18.0
18.0
3.24
124
400
15.5
161
013
073
0.33
6.92
033
0.78
0.10
0.15
0.11
0.14
022
0.03
0.12
018
0.16
IWTU
0.67
1.38
058
047
046
045
0.42
035
0.37
0.40
043
031
031
0.42
0.21
%
Mor-
tality
18
10
5
8
5
13
10
8
5
3
3
10
2
5
0
• Reference sediments from Long Island Sound, lower Narragansett Bay, or a clean site nearby.
al, it is not surprising that SEM/AVS ratios for sediments from
Bear  Creek  were not related to sediment  toxicity; i.e., five
sediments having SEM/AVS ratios >1.0 were not toxic, and
seven of the sediments having SEM/AVS ratios <1.0 were
toxic  (Fig. 2). Most toxic sediments released visible oil sheens
when stirred, suggesting that PAHs may ultimately prove to
be a source  of the observed sediment toxicity. These obser-
vations support the conclusion that toxicity observed  in Bear
Creek sediments was not metal-associated.
             JffgHOU (A.O.)

80
60
40

2CV

0.1
A


A
A

A 4i
31 01 1







10 100 101
          FOUNDRY COVE (A.cO

80
(SO-

40
20
n

: A A

A
. %
A* i \**
                                         BEUEDUNEfAO)
SO
40

0


^
31 01 1 10 100 ID
                                        FOUNDRY COVE (Ro)
     0.01  01   1   10  100 1000
80
60
40
20
0
0

•

• 4 X : A
31 0 1 1 10



A
100 101
                                  The salt marsh, containing a small tidal creek less than 500
                                m long (Fig. 1), is near Fairhaven, Massachusetts, on the west-
                                ern side of Buzzards Bay. The creek is divided by a hurricane
                                barrier into an upper section of low salinity and a lower section
                                with higher  salinity. A metal products manufacturer was the
                                principal source of metals in the sediments. Sediments for our
                                study were collected by plastic scoops from 23 locations, 10
                                from the upper side of the hurricane barrier and 13 from the
                                                                  I
                                                                                JINZHOU (A.o j
                                                                                                          BELLEDUNE (AaJ

80
60
40;

?o
n'
01




A

A
31 01 1 10 1C

80
60
40

20
n1
n o





.
A ^ A A
91 01 1 10 10
                                                                             FOUNDRY COVE
                                                                                                       FOUNDRY COVE (Ho)
80
60
40
2d
0
A A
A
	 *. . A 	
Aft JA
31 01 1 10 1(
IUU
80
60
40
20
M o



	 A 	
1x1*1 -
01 01 1 10 1C
            BEAR CREEK (AA)

80

60
40-
20
n

AA
A

A '
A A
V 'A A
     001  01
                   10  100 1000
              SEM/AVS
                                 100
80-

60-

40

20-
                                         SALT MARSH (A.o.t
                                   001  01
                                                10  100 1000
                                            SEM/AVS
Fig. 2 Percent mortality of the amphipod Ampehsca abdita (A a)
and the polychaete Neanthes arenaceodentata (Na)asa function of
SEM/AVS ratios in sediments from Jinzhou Bay, Belledune Harbor,
Foundry Cove, Bear Creek, and a salt marsh in Massachusetts.
                                                                  f
                                                                                                          SALT MARSH (A.Q.l

80

60
40-
20
0
A |
A*
A

A
4 :
31 01 1 10 1(
100
80

60
40
20
» 0




' A
A*/ *
31 01 1






10 1C
                                                                            Interstitial Water Toxic Units
                                                                                                       Interstltcd Water Toxic Units
                                Fig. 3  Percent mortality of the amphipod Ampehsca abdita (A.a.)
                                and the polychaete Neanthes arenaceodentata (N.a.) as a function of
                                IWTUs of cadmium, copper, lead, nickel, and zinc in sediments from
                                Jinzhou Bay, Belledune Harbor, Foundry Cove, Bear Creek, and a
                                salt marsh in Massachusetts.

-------
2086
Environ Toxicol Chem 15, 1996
D J Hansen et al
                   Table 2 Summary of sediment characteristics, metal concentrations, and amphipod (Hyalella azteca
                     = H.a ) or ohgochaete (Lumbriculus variegatus = L.V) mortality in freshwater sediments from
                              Steilacoom Lake, Keweenaw Watershed, Turkey Creek, and Foundry Cove
SEM
Station Day 0
Steilacoom Lake
1 0.89
2 3.05
3 1.93
4 284
5 125
6 0.60
7 0.66
8 1.33
9 195
10 1.27
11 2.90
c 	
(junol/g)1
Day 10

1.36
200
185
3.78
356-
202
1 11
2.68
3.91
2.01
2.05
-
AVS(|
Day 0

4.01
2.89
0.30
194
2.06
4.16
1.48
1.60
0.39
2.17
0.65
-
M-mol/g)
Day 10

5.65
102
<0.02
0.92
0.29
0.81
1.44
<005
<003
1.60
0.41
-
Average
SEM/AVS

023
151
>49.5
279
645
132
0.61
>27.2
>67.5
093
411
-
IWTU"
Ha (L.v)

<022
<022
<0.22
<022
<0.22
<0.22
<022
<022
<0.22
<0.22
<0.22
-
% Mortality
Ha. (L.v)

0
5
0
10
5
15
0
0
10
5
0
0
Keweenaw Watershed
1
2
3
4
5
6
7
8
9
10
11
c _
Turkey Creek
vl
2
3
4
5
6
7
c _
Foundry Cove
1 789
2 66.4
3 43.8
4 92.2
5 50.1
6 176
7 029
8 9.23
9 92.9
10 0.31
11 038
12 3.02
13 2.02
14 3.34
15 1.78
16 0.01
4.68
264
626
15.1
19.6
5.65
8.49
174
281
0.36
10.8
-

672
515
854
476
501
82.1
945
' -

703
115
915
106
74.8
210
0.50
14.0
58.5
0.31
0.52
2.20
1.79
7.86
0.44
0.05
_
-
-
-
-
-
_
-
-
_
-
-

_
-
-
-
-
-
-
-

3.12
9.39
15.3
10.4
7.59
46.9
0.09
5.12
6.73
0.92
0.39
1.92
1.18
200
9.07
0.94
11.6
<0.006
003
0.08
006
0.01
0.12
0.01
0.46
0.09
0.02
-

28.1
52.2
30.1
48.4
44.2
382
782
-

5.65
13.8
136
19.0
9.83
31.2
0.10
5.20
14.7
1.17
0.16
6.15
0.64
10.0
9.92
0.49
0.40
>4,440
2,090
189
332
565
707
17,400
61 1
4.0
674
-

2.39
099
284
098
1 13
215
1.21
-

189
7.69
478
7.24
7.11
5.25
4.11
2.25
8.90
032
2.11
0.97
225
0.31
0.12
005
041
1 19
9.97
4.52
2.81
171
5.45
196
319
0.52
3.10
-

0.73
0.44
1 11
038
183
1.31
0.49
-

188 (0.50)
A\5 (1.54)
946 (2.44)
7.29 (0.61)
4.58 (0.18)
1193(0.55)
- (3 29)
77.3 (649)
3 16(153)
2.43 (0.27)
- (0.54)
32.7 (1.35)
110 (1.13)
2 03 (3 02)
0 40 (0.32)
- (0.38)
20
55
100
100
85
75
95
100
95
35
90
10

20
15
45
0
5
20
45
5

100 (87)
100(0)
100(0)
100(0)
80(0)
100(0)
100(0)
40(0)
100 (24)
0(0)
100(0)
60(-)
80(0)
20(0)
0(0)
0(0)
                 * Simultaneously extracted metal is SEM copper for Steilecoom Lake and Keweenaw Watershed, SEM
                   zinc for Turkey Creek, and SEM cadmium plus nickel for Foundry Cove
                 " Interstitial water toxic units are calculated using 10-d water-only LCSOs for H. azteca of 2 8 ng/L for
                   cadmium, 31 jtg/L for copper, 780 p-g/L for nickel, and 436 (jig/L (hardness 330 mg/L) for zinc, and
                   for L. variegatus of 158 (ig/L for cadmium and 12,200 (ig/L for nickel.
                 c Reference sediments from uncontammated West Bearskin Lake, Minnesota, USA.
lower section. Total concentrations of divalent metals in these
sediments ranged from 82.6 to 3,320 jtg/g dry weight (Table
1). Zinc and copper were the principal metals on a dry weight
basis in these sediments. Concentrations of TOC ranged from
                                                        0.13 to 4.39%; silt and clay, from 1.5 to 61.5%, AVS, from
                                                        0.44 to  419 (tmol/g, SEM, from 0.73 to 31.8 jimol/g; and
                                                        SEM/AVS ratios, from 0.10 to 6.90. Only one of 23 sediments
                                                        from the salt marsh was toxic to A. abdita (Figs. 2 and 3).

-------
SEM/AVS ratio and interstitial metals Field sediment toxicity prediction
                    Environ Toxicol Chem 15, 1996    2087
   100


    80


    60


    40


    20
                     10
                                    100
                        Copper (ug/L)
                                                   1,000
Fig 4. Toxicity of copper to Hyalella azteca versus copper concen-
trations in a water-only exposure (open symbols) and interstitial water
in sediment exposures using Keweenaw Watershed sediments (closed
symbols)  (Modified from Ankley et al. [15] )
The SEM/AVS ratio for the toxic sediment was 4.49, and the
IWTU was 1.51. All  other sediments had SEM/AVS ratios
£1.0 and IWTUs £0.64 and were nontoxic.

Freshwater field sites
  Description of field sites and toxicity test results. High con-
centrations of copper in sediments from Steilacoom Lake, Wash-
ington, originated principally from attempts to control aquatic
vegetation using copper sulfate  Copper SEM concentrations in
sediments from 11 locations tested ranged from 0.60 to 3.91
fimol/g (38 to 248 pig/g); AVS, from <0.02 to 5 65 junol/g;
and SEM/AVS ratios, from 0.23 to >67.5 (Table 2) [15]. Eight
of the  11 sediments tested had SEM/AVS ratios  >  1.0. No
copper was detected in interstitial water (IWTU < 0.22), and
no sediments were toxic to H. azteca  Absence of toxicity in
sediments having SEM/AVS ratios >1.0 and the lack of de-
tectable copper in the interstitial water are likely consequences
of the presence of other sediment binding phases [15].
  In contrast, 10 of 11 sediments from Keweenaw Watershed,
Michigan, were toxic to H. azteca [15]. Mining-derived copper
concentrations in sediments ranged from 0.36 to 174 |imol/g
(22.9 to 11,000 jtg/g); AVS, from <0.006 to 11.6 u.mol/g; and
SEM/AVS ratios, from 0.4 to 17,400 (Table 2). The one sed-
iment not toxic to amphipods had 0.41 toxic units of copper
in interstitial water and an SEM/AVS ratio of 0.40. Toxic
sediments had 0.52 to 19.6 IWTUs of copper and SEM/AVS
ratios a4.0. Acid-volatile sulfide concentrations in the 10 toxic
sediments were extremely low (<0.01 to 0.46 u,mol/g) with
comparatively high copper concentrations (0.36 to 1.74 u,mol/
g); nine SEM/AVS ratios were a61. Amphipod mortality in
response to copper concentrations in water-only tests was sim-
ilar to amphipod mortality as a function of interstitial water
copper concentration in sediment tests (Fig 4 [15]). The 10-d
LC50 (95% confidence limits) for amphipods exposed to cop-
per in water-only tests did not differ from the LC50 on the
basis  of interstitial dissolved copper concentrations and am-
phipod mortality from tests with Keweenaw sediments, 31 (28
to 35) versus 28 (21 to 38) jtg/L [15].
   Sediments from Turkey Creek, Missouri, contained high and
relatively uniform concentrations of zinc (47.6 to 94.5 u,mol/g,
3,110 to 6,180 ^g/g) and AVS (28.1 to 78.2 junotfg, Table 2)
originating from stnp mine tailings. Therefore, SEM/AVS ra-
tios (0.98 to 2.84) and IWTUs (0.44 to 1.83) varied little in
the seven sediments tested. The two  sediments having SEM/
AVS ratios £1.0 were nontoxic and had ==0 44 IWTU of zinc.
The SEM/AVS ratios of the five remaining sediments ranged
from 1.13 to 2 84, and IWTUs ranged from 0 49 to 1.83. Two
of these sediments were toxic.
  Sediments from Foundry Cove, New York, tested with salt-
water A abditaandN arenaceodentata were also tested using
the freshwater amphipod H. azteca and the ohgochaete L.
variegatus by Ankley et al. [14]. Sediments contained ap-
proximately equimolar concentrations of cadmium and nickel,
with the sum of the SEM concentrations of these metals from
freshwater tests ranging from <0.01 to 789 (unol/g; AVS, from
0.09 to 46.9 u,mol/g; and SEM/AVS  ratios, from 0.05 to  189
(Table 2). Four of five sediments with SEM/AVS ratios £1.0
were not toxic to amphipods, while all sediments having SEM/
AVS ratios >1.0 were toxic to amphipods. Only the two sed-
iments with the highest  SEM/AVS ratios (8.90 and 189) were
toxic to the oligochaete; 14 of 16 sediments were not toxic to
oligochaetes. Sediments with IWTUs  &3.16 were toxic to am-
phipods; when 0.40 to 2.43  IWTUs were present, no toxicity
was observed. Interstitial molar concentrations  of nickel al-
most always exceeded those of cadmium by one to three orders
of magnitude (data not shown). However, cadmium was most
likely the cause of both  amphipod and oligochaete mortalities
because cadmium  is  over 250 times more toxic than nickel to
H. azteca, as evidenced by  the 10-d  water-only LC50 of 2.8
(ig/L for cadmium and  780 (ig/L for nickel. Similarly, cad-
mium is about 80 times more toxic to L. variegatus than nickel,*
with 10-d water-only LCSOs of 158  ftg/L for cadmium and
12,200 M-g/L for nickel. Cadmium contributed from 88.6 to
99.9% of the total IWTUs of metals

                     DISCUSSION
Saltwater field sites
  Bulk metals concentrations in saltwater sediments cannot be
used to causally relate metals concentrations to the acute re-
sponse of amphipods and polychaetes (Fig. 5). Mortality of
amphipods in 70  sediments from five saltwater locations or
polychaetes in 16  sediments from Foundry Cove was not re-
lated to the sum  of the molar concentrations of cadmium,
copper, lead,  nickel, and zinc on a  dry weight of sediment
basis. Sediments having dry weight metals concentrations from
9.50 to  885 u,mol/g from 17 stations in Jinzhou  Bay, Bear
Creek, Foundry Cove, and the marsh in Massachusetts were
toxic (>24% mortality). In  contrast, dry weight metals con-
centrations from 0.20 to 885 u,mol/g were nontoxic (£24%
mortality), an overlap of two to three orders  of magnitude in
metals concentration.
  Normalizing metals concentrations in these sediments using
SEM/AVS ratios, without insight into mortality  caused by
co-occurring toxic substances, also does not permit  accurate
causal predictions of metal toxicity in sediments from the field
(Fig. 6). Of the 59 sediments with SEM/AVS ratios £1.0 (Table
1) from the five locations, 49 (83%) were not toxic, and 10
(17%) were toxic. These 10 toxic sediments were from Imzhou
Bay and Bear Creek, both highly industrial locations. Of the
37  sediments with SEM/AVS ratios >1.0, only seven were
toxic. Absence of toxicity when SEM/AVS ratios are > 1.0 has
commonly been observed  However, when SEM/AVS ratios
are £1.0, toxicity has been observed in only one of 92 sedi-
ments spiked with metals [10] and one of 15 sediments from
freshwater field sites [14,15] (Table 3). For these two sediments
the true SEM/AVS ratios may have been >1 0, as concentra-
tions were within the precision expected  in AVS and SEM

-------
2088    Environ Toxicol Chem. 15, 1996

                     lOOi	
                                                                                D J Hansen et al
                      80
                      60
                     40
                     20
                                                      «A
                                                10
                                                 100
 1000
                                             Bulk Metal (umol/g dry wt)
Fig 5  Percent mortality of the amphipod Ampehsca abdita (A.a ) and the polychaete Neanthes arenaceodentata (Ma.) in sediments from
saltwater locations in a salt marsh (A = A.a.), Belledune Harbor (4  = A.a.), Bear Creek (• = A a ), Foundry Cove (• = A.a., * = Na ), and
Jinzhou Bay (+ = A.a ) as a function of the sum of the concentrations of cadmium, copper, lead, nickel, and zinc in micromoles divalent metal
per gram dry weight sediment
analyses and they had 0.4 and 1.4 IWTUs of metal. Given the
fact that field sediments from highly industrialized locations
contain many substances other than metals and are often toxic,
nonmetals-associated toxicity should always be suspected. If
toxic sediments have SEM/AVS ratios sl.O, we might suspect
the cause to not be metals; with SEM/AVS ratios > 1.0, toxicity
may or may not be related to metals.
  Metals concentrations expressed on a sum of the IWTU basis
(Fig. 7) can provide insight that in part may explain apparent
anomalies between SEM/AVS ratios and the observed toxicity
of these sediments. In spite of the presence of very  high dry
weight metals concentrations, 56 of 70 sediments had <0.5
IWTU of metal. Of the 10 toxic sediments having SEM/AVS
ratios <1.0, none had >0.5 IWTU of metal. This suggests that
metals are unlikely to be the cause  of the toxicity. Seven of
these  sediments (most of  which released oil when  agitated)
                                      were from Bear Creek, and the rest were from Jinzhou Bay.
                                      The absence of toxicity in many sediments having SEM/AVS
                                      ratios >1.0 is understandable because most (66.7%, or 12 of
                                      18) of these nontoxic sediments had <0.5 IWTU of metal. Of
                                      the seven toxic sediments having SEM/AVS ratios >1.0 (one
                                      each from Jinzhou Bay and the salt marsh and five from Foun-
                                      dry Cove) all had >0.5 IWTU of metals. Furthermore, inter-
                                      stitial metal concentrations are likely to overestimate the con-
                                      centration of available metal because of differences in metal
                                      form, greater  binding to dissolved organic carbon or hgands
                                      in interstitial water [28], release of bound metal during sam-
                                      pling or analytical procedures [18], or organism avoidance of
                                      metal exposure [13].
                                         We believe it is inappropriate to include  in this article data
                                      from locations having sediments with  toxicities  almost cer-
                                      tainly not due to metals. This decision is additionally justified
                     100
                      80
                 6   60
0.01
                                                                                  100
1000
                                                        SEM/AVS
Fig 6  Percent mortality of the amphipod Ampehsca abdita (A a ) and the polychaete Neanthes arenaceodentata (N.a ) in sediments from
saltwater field locations as a function of the ratio of the sum of the molar concentrations of cadmium, copper, lead, nickel, and zinc simultaneously
extracted (SEM) with AVS to the molar concentration of AVS (SEM/AVS ratio)  (See Fig  5 legend for definitions of symbols.)

-------
SEM/AVS ratio and interstitial metals- Field sediment toxicity prediction
                    Environ Toxicol  Chem. 15, 1996
                 2089
                    Table 3. Accuracy of prediction of the toxicity of sediments from using saltwater and freshwater
                         field locations, spiked-sediment tests, and combined field and spiked sediment tests
                             as a function of SEM/AVS ratios, IWTUs, and both SEM/AVS and IWTUs
Study
type
Saltwater field





Freshwater field





Laboratory spike
(freshwater and
saltwater)



All





% of Sediments
Parameter
SEM/AVS

IWTU

SEM/AVS, IWTU

SEM/AVS

IWTU

SEM/AVS, rWTU

SEM/AVS

IWTU

SEM/AVS, IWTU

SEM/AVS

IWTU

SEM/AVS, IWTU

Value
£1.0
>1.0
<0.5
2=0.5
s=l 0, <0.5
> 1.0,2:0.5
£1.0
>1.0
<0.5
>0.5
£1.0, <0.5
->1.0, s=0.5
£1.0
>1.0
<05
s:05
£1.0, <0.5
>1.0, £0.5
£1.0
>1.0
<0.5
3:0.5
£1.0, <0.5
> 1.0, 2:05
n
42
31
59
15
39
11
15
48
20
38
10
34
92
83
88
76
76
65
149
162
167
129
120
110
Nontoxic1
100.0
80.6
100.0
533
1000
45.5
93.3
47.9
950
421
100.0
294
98.9
26.5
98.9
22.4
987
12.3
98.7
43.2
98.8
31.8
99.2
20.9
Toxic*
0.0
19.4
00
467
0.0
54.5
6.7
52 1
50
57.9
0.0
70.6
1.1
735
1.1
77.6
1.3
87.7
13
56.8
1.2
68.2
08
79.1
                 • Nontoxic sediments, <24% mortality, toxic sediments, >24% mortality.
because in experiments with metal-spiked sediments [10], only
one of 76 sediments having rWTUs <0.5 and SEM/AVS ratios
< 1.0 were toxic. Therefore, data from Bear Creek and Jinzhou
Bay are not included in the text, figures, and tables that follow.
These data were included above to demonstrate the  value of
both SEM/AVS ratios and IWTUs in discriminating  between
metals-associated and nonmetals-associated toxicity in sedi-
ments and to demonstrate the point that toxicity in field sed-
iments is common even when SEM/AVS ratios are < 1.0 but
that when this occurs it is unlikely metals-related. For the data
from saltwater  field locations in Belledune Harbor, the salt
marsh and  Foundry Cove, all 42 sediments with SEM/AVS
ratios =£1.0 were not toxic (Fig. 8, Table 3). Of the 31 sedi-
ments that had SEM/AVS ratios >1.0,  only  six sediments
(from Foundry  Cove and the salt marsh) were toxic, and all
had >0.50 IWTU (Table 3). Of the 25 nontoxic sediments with
SEM/AVS  ratios >1.0, 71.4% (10 of 14) of  the sediments
tested with amphipods and 90.9% (10 of 11) of the sediments
                      100
                       80
                       60
                       40
                       20l
                        0.01
                                                -*-
0.1                1
      Interstitial Water Toxic Unit
                  10
100
Pig. 7  Percent mortality of amphipod Ampehsca abdita (A.a ) and the polychaete Neanthes arenaceodentata (N.a ) as a function of IWTUs of
metals in sediments from saltwater field locations. The IWTUs are the sum of metal-specific interstitial water concentrations per 10-d LC50 for
cadmium, copper, lead, nickel, and zinc Interstitial water concentrations with nondetectable metal are plotted at 0.01 IWTU. (See Fig 5 legend
for definitions of symbols )

-------
2090    Environ  Toxicol Chem 15, 1996

                     lOOi
               'o
                o
                       80--
                      60-
                      40-
                      20-
                                                                                                        D.J  Hansen et al

D.01
                                       0.1
                                                                     10
                                            100
1000
                                                        SEM/AVS
Fig 8 Percent mortality of the amphipod Ampelisca abdita (A.a.) and the polychaete Neanthes arenaceodentata (N.a ) in sediments from three
saltwater field locations in a salt marsh (A = A.a ), Belledune Harbor (•  = A.a.), and Foundry Cove (• = A a., *  =  N.a ) as a function of
the SEM/AVS ratio
tested with polychaetes had <0.5 IWTU, in part explaining
the absence of toxicity.

Saltwater and freshwater field sites combined
  Metals concentrations  in sediment  interstitial water from
freshwater sites suggest that metals contributed to the observed
mortalities of amphipods and oligochaetes (Fig. 9). Therefore,
all available freshwater data are included in Figures 10 through
15. For sediments with IWTUs =s0.5,  57.9% of 38  sediments
were toxic, 20 of 26 for amphipods and 2 of 12 for oligochaetes
(Table  3).
  The  pattern of organism response to metals normalized on
an SEM/AVS basis is similar for saltwater (Fig. 8) and fresh-
water (Fig. 10) sediments. Therefore, data in both figures were
pooled (Fig.  11) to illustrate the overall utility of the SEM/
AVS normalization to explain metals availability in field sed-
                                                              iments. The absence of toxicity in all but one sediment having
                                                              SEM/AVS ratios £1.0 from all field sediments, from locations
                                                              where metals are the principal contaminant, is important given
                                                              that total divalent metals concentrations for  saltwater sedi-
                                                              ments or SEM for freshwater sediments ranged from 43.8 to
                                                              13,800 ftg/g for tests with saltwater or freshwater amphipods,
                                                              from 170 to 71,200  u,g/g for polychaetes,  and from 170 to
                                                              76,800 u,g/g for oligochaetes (Tables 1 and 2). Fifty-six of 57
                                                              (98.2%) of these freshwater and saltwater sediments having
                                                              SEM/AVS ratios £1.0 were not toxic to sensitive organisms.
                                                              In the toxic sediment with SEM/AVS <1.0, the SEM/AVS
                                                              ratio was 0.97 (Table 3, Fig.  11). For  field sediments having
                                                              SEM/AVS ratios  >1.0,  31 of 79 (39.2%) were toxic (Table
                                                              3) Therefore, we believe that SEM/AVS ratios sl.O can ac-
                                                              curately predict field sediments likely  to not be acutely toxic
                                                              due to metals. Use of an  SEM/AVS  ratio > 1.0 alone to predict

£•
D
O

IUU-
80
60
40
20
<
<
<
rv
LJ \J LJVJ-I UJ LJ
0 O
*
D D
O
D
O
A A
D
O
... ........ ... .-Jr. .......................
0 A AD
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SEM/AVS ratio and interstitial metals Field sediment toxicity prediction

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                                                                  Environ  Toxicol Chem 15, 1996    2091




DO ^

O O
ao o
tv!"A-A-/y-iMr — rt-/s — , 	 , 	 . 	
                                                        10
100      1000    10000   100000
                                                        SEM/AVS
Fig. 10  Percent mortality of the amphipod Hyalella azteca (Ha) and the ohgochaete Lumbnculus vanegatus (L.v) in sediments from four
freshwater locations as a function of the SEM/AVS ratio. (See Fig  9 legend for definitions of symbols.)
sediment toxicity is useful but less accurate than predicting
absence of toxicity (Table 3), as would be expected on the
basis of partitioning theory and organism/sediment interac-
tions. In both pxic and anoxic transition zones occupied by
organisms, other sediment binding phases, metal form,  and
avoidance behavior of organisms can limit metal availability,
exposure, and toxicity.

Field sites and spiked sediments combined
  The utility  of metals concentrations normalized by  dry
weight, IWTUs, or SEM/AVS ratios to explain the bioavail-
ability of divalent metals and permit prediction of sediment
toxicity is summarized in Figures 12 through 14 and Table 3.
The  figures  and table are compilations of all available data
from 10-d lethality tests for which mortality,  IWTUs,  and
SEM/AVS ratios are known from experiments with sediments
most certainly toxic only  because of metals.  They include
sediments from saltwater  field sites,  freshwater field sites
                                              (summarized in this article), or spiked with individual metals
                                              or metal mixtures (summarized by Berry et al. [10]). The re-
                                              lationship between benthic organism mortality in  10-d sedi-
                                              ment lethality tests and bulk metals concentrations in spiked
                                              and field  sediments is not useful to causally relate metal con-
                                              centrations to organism response (Fig 12). The overlap among
                                              bulk metals concentrations which cause no toxicity and those
                                              which are 100% lethal is almost  four orders of magnitude.
                                              Sediments having <0.01  jjumol of metal/g dry weight are all
                                              reference or control sediments.
                                                The toxicities observed when sediment concentrations are
                                              normalized on an IWTU basis are typically consistent with the
                                              toxic unit concept.  That  is,  if IWTUs  are £1.0, sediments
                                              should be lethal to £50% of the organisms exposed; significant
                                              mortality probably should be absent at <0.5 IWTU (Fig. 13).
                                              Of the spiked and field sediments evaluated which had IWTUs
                                              <0.5, 98  8% of 168 sediments were nontoxic (Table 3). For
                                              all sediments having IWTUs >0.5, 68.2% of 129 sediments
iuu-
80-
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0
B 40-
S
20
0-
0.

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A • Jfc°$A JM
00
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e
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.._-....£.-.----- 	 -------
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31 0.1 1
10 100 1000 IOC
                                                        SEM/AVS

Fig 11. Percent mortality of the amphipods Ampelisca abdita (A.a ) and Hyalella azteca (H a ); ohgochaete Lumbnculus vanegatus (L.v). and
polychaete Neanthes arenaceodentata (N a.) exposed to sediments from saltwater locations (solid symbols) as a function of the SEM/AVS ratio.
(See Fig  8 and 9 legends for definitions of symbols )

-------
2092    Environ Toxicol Chem. 15, 1996
                                                                                                          D.J Hansen et al
      80
      to
      20
                         * £.  .  •***>•**IJ. *
                          • •  •   » • A • m^m
                          m* •  •    ••
       0-1—'
      0001
               001      01
                                       10
                                               100
                                                      1000
                   Total Metal or SEM (pmol/g)
Fig 12  Percent mortality as a function of total dry weight metals
concentrations of the oligochaete Lumbriculus variegalus (L.v ), pol-
ychaetes Capitella capitata (C.c.) and Neanthes  arenaceodentata
(N.a ), harpacticoid Amphiascus tenuiremis (A.t), amphipods Am-
pelisca abdita (A a) and Hyalella azteca (H.a.); and snails Helisoma
sp (H.sp.) exposed to sediments from saltwater field locations, fresh-
water field locations, and sediments spiked with individual metals or
mixtures
were toxic (Table 3). Given the effect on toxicity or bioavail-
ability of the presence of dissolved organic carbon or ligand-
associated metal in interstitial water, water quality (hardness
or salinity), and organism behavior, it is not surprising that
many sediments having IWTUs >O.S are not toxic.
  Organism response in sediments whose concentrations are
normalized on an SEM/AVS basis is  consistent with metal-
sulfide binding on a mole to mole basis as first described by
Di Toro et al [6] and in recommendations for assessing the
bioavailabihty of metals in sediments proposed by Ankley et
al. [29]. Sediments spiked with metals and field sediments from
saltwater and freshwater locations with SEM/AVS ratios sl.O
were uniformly (98.7% of 149 sediments) nontoxic (Fig  14,
Table 3). The majority (56.8%) of 162 sediments having SEM/
AVS ratios >1.0 were toxic. Use of both IWTUs and SEM/
AVS ratios  did  not improve the accuracy of predictions of
sediments that were nontoxic (99.2% of 120 sediments; Table
3). However, it is noteworthy that toxic sediments were pre-
dicted with 79.1% accuracy in 1 10 sediments when both SEM/
AVS >1.0 and IWTUs  SO 5 were used jointly  as decision
parameters (Table 3). This approach is, therefore, very useful
in identifying sediments of concern
  Because AVS can bind divalent metals on a mole to mole
basis, and other metals in proportion to their  molar concen-
trations, normalizing concentrations of SEM in sediments from
the field as the difference of SEM -  AVS instead of the con-
ventional SEM/AVS ratio can provide important insight into
the extent of available additional sulfide binding capacity or
the extent to  which AVS binding has been exceeded (Fig. 15).
Furthermore, absence of organism response when AVS binding
is exceeded can indicate the potential magnitude of importance
that  other binding phases may have in controlling bioavail-
abihty.  This  insight into the additional binding capacity of
AVS and  other  sediment phases and the magnitude of  ex-
ceedance of binding are important advantages  for normaliza-
tion  of  the concentration of metals in sediments on an AVS
basis over that of interstitial  water concentration. For most
nontoxic saltwater and freshwater field sediments we have
tested, 1 to 100 u.mol of additional metal would be required
to exceed the sulfide binding capacity; i.e., SEM — AVS =
        g
0.01
                                                                10
               100
1000
10000
                                            Interstitial Water Toxic Unit
Fig 13. Percent mortality as a function of IWTUs of metals for saltwater and freshwater benthic species, including the oligochaete Lumbriculus
variegatus (L.v ); polychaetes Capitella capitata (C c) and Neanthes arenaceodentata (N a ), harpacticoid Amphiascus tenuiremis (A t), am-
phipods Ampehsca abdita (A.a ) and Hyalella azteca (H.a ), and snails Helisoma sp (H.sp.) exposed to sediments from saltwater field locations
(salt marsh [A = A.O.], Belledune [* = A.a ], and Foundry Cove [• = A a., •*• = N a ]), freshwater field locations (Foundry Cove [D = Ha.,
if = L.V.], Steilacoom Lake [•$ = Ha], Keweenaw Watershed [O = H.a ], and Turkey Creek [A = H.a ]), and sediments spiked with individual
metals  or mixtures (Saltwater Cd, O =  A.a., Cu, © = A.a , Ni, © = A.a ; Pb, O = A.a., Zn, © = A a , mix, O = A a , Cu, O = Cc , Pb, O
= C c.; Zn, © =  C c , Cd, © = Mo., Ni, O = N.a., Cd, •*• = A t Freshwater Cd, (D = H.s; Cd, © =  L.V.) Interstitial water concentrations
with nondetectable metals are plotted at 0 01 IWTU

-------
SEM/AVS ratio and interstitial metals Field sediment toxicity prediction

               100
                     Environ Toxicol Chem  15, 1996    2093
                80
         g
                                                                                             1000
                                           100CX)
                                                                10

                                                        SEM/AVS
Fig. 14. Percent mortality as a function of the SEM/AVS ratio for saltwater and freshwater benthic species including the oligochaete Lumbriculus
variegatus (L.V.); polychaetes Capitella capitata (C c) and Neanthes arenaceodentata (N a.), amphipods Ampehsca abdita (A.a.) and Hyalella
azteca (H.a ); and snails Helisoma sp. (H.s.) exposed to sediments from saltwater field locations, freshwater field locations, and sediments spiked
with individual metals or mixtures. (See Fig  13 legend for definitions of symbols )
-1 to -100 n-mol/g. In contrast, most toxic field sediments
contained 1.0 to 1,000  }i,mol of metals beyond the binding
capacity of sulfide alone. Data on nontoxic field sediments
whose sulfide binding capacity is exceeded (SEM —  AYS is
>0.0 |unol/g) provide the best indication of magnitude and
importance of nonsulfidic  binding phases. This is particularly
true for locations such as Steilacoom Lake and the Keweenaw
Watershed, where AVS  concentrations were low, resulting in
high SEM/AVS ratios with little difference between SEM con-
centrations and sulfide binding potentials (SEM -  AVS is
numerically low, whereas SEM/AVS ratios are high).  Other
field sediments we tested frequently contained 1.0 to  1,000
u,mol of metal over that bound by sulfide yet were not toxic.
This indicates that the role of other sediment phases in metals
bioavailability has great significance. Therefore, accurate pre-
diction of sediments likely to cause toxicity will require es-
timates of partition coefficients and binding strengths of these
sediment phases.

g
^
*




IUO-
80-
'60-
•
40-
20-
-

H
-1
A A
8
a a • "
A
a
A H
•
id
A • fl

» A*m AA £ ' A .T>^ 4 A *
4ff* TA Jt^^ OvA»\ ++ ^
DO -10 -i o i 10 100 ia
                                                 SEM-AVS (pmol/g dry wt)

Pig.  IS. Percent mortality of amphipods Ampehsca abdita (A a.) and Hyalella azteca (H a); oligochaete Lumbriculus variegatus (L.v); and
polychaetes Capitella capitata (C c.) and Neanthes arenaceodentata (Na.) exposed to sediments from three saltwater and four freshwater field
locations as a function of the sum of the molar concentrations of SEM  minus the molar concentration of AVS (SEM — AVS) The vertical
dashed line at SEM - AVS = 00 indicates the boundary between sulfide-bound unavailable metal and potentially available metal (See Fig. 8
and 9 legends for definitions of symbols.)

-------
2094    Environ Toxicol  Chem 15,  1996
                                            D.J. Hansen et al
                        SUMMARY

   We believe that results from tests using sediments spiked with
metals and sediments from the field in locations where toxicity
is metals-associated demonstrate the value of sediment concen-
trations normalized by SEM/AVS ratio and IWTUs, instead of
dry weight metals  concentrations, in explaining the biological
availability of metals. Importantly, data from spiked sediment
tests strongly indicate that metals are not the cause of the toxicity
observed in  field sediments when both SEM/AVS ratios are
<1.0 and IWTUs are <0.5. Expressing concentrations of metals
in sediments on an SEM - AVS basis provides important insight
into available additional binding capacity of sediments, the ex-
tent to which sulfide binding has been exceeded, and potentially
the specific metal that may be causing toxicity, if the metals-
specific molar concentrations are subtracted in order  of their
sulfide solubility products. Predictions of sediments not likely
to be toxic based on SEM/AVS ratios and IWTUs for all data
from freshwater or saltwater field sediment and spiked sediment
tests are extremely  accurate (93.3 to 100%) using either or both
parameters. While  predictions  of sediments likely to be toxic
are less accurate (19.4 to  79.1%), this approach  is extremely
useful in identifying sediments of potential concern.  Several
sources of uncertainty  related to sediment  geochemistry, the
kinetics of binding and release, and  organism-sediment inter-
action need further research.
Acknowledgement—This document has been reviewed in accordance
with EPA policy and approved for publication. The contents of this
publication do not necessarily reflect the views of the EPA. Mention
of trade names or commercial products does not constitute endorse-
ment or recommendation for use

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12. Casas, A.M. and E.A. Crecelius. 1994 The relationship between
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    stitial water metal concentrations in determining bioavailabihty
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14. Ankley, G.T., et al. 1991. Acid volatile sulfide as a factor me-
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25. Bower, P.M., HJ. Simpson, S.C. Williams and Y.H. Li. 1978
    Heavy metals in the sediments of Foundry Cove, Cold Spnng,
    NY. Environ Sci. Technol. 12:683-687.
26. Bieri, R., et al. 1982 Toxic substances. In E.G. Macalaster, D.A
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    toxicity  testing of the Baltimore Harbor and C  & D Canal ap-
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28  Green, A.S., G.T. Chandler and E.R. Blood. 1993. Aqueous-,
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    1506
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    Mahony, WJ. Berry, R.C. Swartz and R.A. Hoke. 1994. As-
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                                                           Environmental Toxicology and Chemistry, Vol IS, No 12, pp 2067-2079, 1996
                                                                                                        Printed in the USA
                                                                                                   0730-7268/96 $6.00 +  00
      PREDICTING THE TOXICITY OF METAL-SPIKED LABORATORY SEDIMENTS
                     USING ACID- VOLATILE SULFIDE AND INTERSTITIAL
                                        WATER NORMALIZATIONS
         W.J. BERRY,*t D.J. HANSEN.t J.P. MAHONY.t D.L. RoBSON,§ D.M. Di ToRO,|| B.P. SHIPLEY,*
                                B. RoGERS.tt J.M. CoRBmtt and W.S. BooTHMANt
    tU.S. Environmental Protection Agency, National Health and Environmental Effects Research Laboratory, Atlantic Ecology Division,
                                     27 Tarzwell Dnve, Narragansett, Rhode Island 02882
              ^Department of Environmental Engineering, Manhattan College, Riverdale, New York, New York 10471, USA
         § Rhode Island Department of Environmental Management, 291 Promenade Street, Providence, Rhode Island 02908, USA
                               PydroQual, 1 Lethbridge Plaza, Mahwah, New Jersey 07430, USA
                         #Springborn Laboratories, 790 Main Street, Wareham, Massachusetts 02571, USA
           ttScience Applications International Corporation, 165 Dean Knauss Drive, Narragansett, Rhode Island 02882, USA
       tfTexas Natural Resource Conservation Commission, Water Quality Standards, Box 13087, Austin, Texas 78711-3087, USA

                                     (Received 18 September 1995; Accepted 2 July 1996)
      Abstract — Numerous studies have shown that dry weight concentrations of metals in sediments cannot be used to predict toxicity
      across sediments. However, several studies/ using sediments from both freshwater and saltwater have shown that interstitial water
      concentration or normalizations involving acid-volatile sulfide (AVS) can be used to predict toxicity in sediments contaminated
      with cadmium, copper, nickel, lead, or zinc  across a wide range of sediment types. Six separate experiments were conducted in
      which two or three sediments of varying AVS concentration were spiked with a series of concentrations of cadmium, copper, lead,
      nickel, or zinc or a mixture of four of these metals. The amphipod Ampelisca abdita was then exposed to the sediments in 10-d
      toxicity tests. Amphipod mortality was sediment dependent when plotted against dry  weight metals concentration but was not
      sediment dependent when plotted against simultaneously extracted metal (SEM)/AVS  or interstitial water toxic units (IWTUs).
      Sediments with SEM/AVS ratios <1.0 were seldom (2.3%) toxic (i.e., caused >24% mortality), while sediments with SEM/AVS
      ratios >1.0 were frequently (80%) toxic. Similarly, sediments with <0.5 IWTU were seldom toxic (3 0%), while sediments with
      >0.5 IWTU were toxic 94.4% of the time. These results, coupled with results from related studies, demonstrate that an understanding
      of the fundamental chemical reactions which control the availability of  cadmium, copper, lead, nickel, and zinc in sediments can
      be used to explain observed biological responses. We believe that using SEM/AVS ratios and IWTUs allows for more accurate
      predictions of acute mortality, with better causal linkage to metal concentration, than is possible with sediment evaluation tools
      which rely on dry weight metal concentrations

      Keywords — Acid-volatile sulfide    Interstitial water     Metals    Sediments    Toxicity
                    INTRODUCTION
  Di Toro  et al.  [1] showed that the toxicity of cadmium-
spiked marine sediments was linked  to metals/acid-volatile
sulfide (AVS) ratios and interstitial water (IW) metals con-
centrations. Since then several studies using freshwater and
saltwater sediments spiked with cadmium, copper, lead, nickel,
and zinc [2-5] have demonstrated the utility of these param-
eters in causally linking toxicity to metals in sediments. Kemp
and Swartz [6] maintained constant IW concentrations in cad-
mium-spiked sediments amended with varying quantities of
organic  carbon and found that mortality was correlated with
IW concentration but not total sediment concentration. The
utility of metals/AVS ratios and IW concentrations has also
been demonstrated in studies conducted at field sites contam-
inated with copper [7] and a mixture of cadmium and nickel
[3,8,9].  Two colonization experiments with cadmium-spiked
sediments,  one conducted in a freshwater lake [10] and a sea-
water colonization test conducted in the laboratory [11], also
support  the use of this approach for  predicting the toxicity of
   * To whom correspondence may be addressed
   Contribution 1622, U.S. Environmental Protection Agency, Na-
tional Health and Ecological Effects Research Laboratory, Narragan-
sett, Rhode Island.
these metals in sediments. The results of these studies have
been reviewed by Ankley et al. [12], who proposed practical
sediment assessment methodologies using simultaneously ex-
tracted metal (SEM)/AVS ratios and IW metals concentrations
to evaluate cadmium, copper, nickel, lead, and zinc contami-
nation in sediments. The success of this approach for predicting
the bioavailability of these metals  in sediments is in direct
contrast to the lack of success in  using dry weight metals
concentrations for this purpose [1,3,13].
  The theoretical  foundation  for  equilibrium  partitioning
(EqP) theory-based SEM/AVS predictions of metal toxicity is
that the sulfides of cadmium, copper, nickel, lead, and zinc all
have lower  sulfide solubility product constants than do the
sulfides of iron and manganese, which are formed naturally in
sediments as a product of the bacterial oxidation of organic
matter [14].  As a result, these metals will  displace manganese
and iron whenever they are present together with  manganese
and iron monosulfides [3]. Because the solubility product con-
stants of these sulfides are small, sediments with an excess of
AVS will have very low metal activity  in  the IW, and no
toxicity due to these metals should be observed in the sedi-
ments.
  The results of the studies cited  above were consistent with
the following predictions based on EqP theory: (1) when sed-
                                                         2067

-------
2068    Environ. Toxicol Chem. 15, 1996

iments have a metals/AVS ratio of <1.0, sediments will not
be toxic, and little or no metal will be present hi the IW; and
(2) when sediments have a metals/AVS ratio of >1.0, AVS
binding potential will be exceeded, and metals will be present
in the IW or available to bind with other sediment phases (i.e.,
total organic carbon) [1]. Nontoxic sediments having metals/
AVS ratios >1.0 may have low IW concentrations, less than
those known to be toxic in water-only tests, suggesting the
importance of additional  metal binding phases in sediments
[4,7,15]. The appropriate fraction of metals  to use for AVS
normalization is referred to as simultaneously extracted metal
(SEM). This is the metal which is extracted  in the cold acid
used in the  AVS procedure. This fraction is appropriate be-
cause some metals form sulfides which are not fully labile in
the short time required for the AVS extraction (e.g., Ni and
Zn) [3]. If a more rigorous extraction were used to increase
the fraction of metal extracted which did not  also capture the
additional sulfide extracted, then the sulfide  associated with
the additional metal release would not be  quantified. This
would result in an erroneously high metal/AVS ratio [3].
  An analysis of a simple chemical equilibrium model for the
system M(II), Fe(n), S(-II), where M(D() are the divalent met-
als that form sulfides, shows that
where
         the activity of M in the IW,
  [Af]T = the total metal concentration,
  ^MS - the solubility product for the metal sulfide (MS), and
  K^ = the solubility  product of FeS.
The ratio JW*F*s is 10-", 10-60, 10-'", 10-"°, and lO"186
for M = nickel, zinc, cadmium, lead, and copper, respectively
[3]. If the metals are present in excess of the sulfides (SEM/
AVS >1.0) and there are no other sediment phases capable of
binding the  metals, e.g., dissolved organic carbon (DOC) or
total organic carbon (TOC), metal will be present in the IW,
and the sediment may be toxic.
  Toxicity predictions based on sulfide binding for sediments
contaminated with mixtures  of metals which form insoluble
sulfides would use the sum of the molar concentration of SEM
for the divalent metals  present (i.e., Cd, Cu, Ni, Pb, and Zn)
for comparison with the molar concentration of AVS in  the
sediment. If the sum of the SEM is greater than that of AVS,
metals may  occur in the IW in sufficient concentrations to be
toxic. If the toxicity of the cationic metals in IW is assumed
to be additive [16], it should be possible to predict the toxicity
of the sediments in the same way as in the individual metal
experiments, using the sum of the interstitial water toxic units
(IWTUs). The divalent metals  should appear in the IW hi
reverse order  of the solubilities of their sulfides [1]. Thus,
nickel should appear first in the IW in sediments with SEM/
AVS ratios  slightly >1.0, followed by zinc, cadmium, lead,
and copper  as the concentration of metals increases relative
to that of AVS.
   In this  article we summarize the available data from acute
laboratory sediment toxicity tests with spiked sediments which
can be used to test the  utility of SEM/AVS ratios and IWTUs
in  predicting  sediment toxicity. First, the methodology  and
results from a series of  toxicity tests using saltwater sediments
spiked  with cadmium,  copper, lead, nickel, or zinc  and  one
test using an equimolar mixture of cadmium, copper, nickel,
and zinc are examined in detail. These tests are highlighted
                                         W.J Berry et al.

because they serve as an example from a single laboratory
(U.S. Environmental Protection Agency, National Health and
Environmental Effects Research Laboratory, Narragansett, RI)
of results from a senes of sediment spiking experiments with
metals which followed  a consistent methodology performed
with a relatively sensitive species, the amphipod Ampelisca
abdita. Ampelisca abdita is an estuarine, tube-building, in-
faunal amphipod commonly used in sediment toxicity testing
[17]. Data from the A. abdita tests with nickel and cadmium
have been published elsewhere [1,3], but this is the first time
the data from tests using this species with copper, lead, and
zinc have been reported. This is also the first  published report
of a toxicity test in which sediments spiked with a mixture of
metals have been used  to assess the usefulness of AVS and
IW metals concentrations in the prediction of  sediment tox-
icity.  Published results  from spiked sediment tests in which
SEM/AVS and/or IW metals concentrations  were measured,
including those using polychaetes [5,9] and  copepods [4] in
saltwater sediments and oligochaetes and snails [2] in fresh-
water sediments, are also discussed.

    MATERIALS AND METHODS: AMPHIPOD TESTS
Organism  collection and acclimation
  Ampelisca abdita were collected from tidal flats in the Pet-
taquamscutt (Narrow) River, a small estuary flowing into Nar-
ragansett Bay, Rhode Island. Surface sediment containing the
amphipods was either sieved hi the field or transferred to the
laboratory within Vi h and then sieved through a 0.5-mm mesh
screen. In the laboratory amphipods and amphipod tubes were
vigorously sieved hi  a  tub  of seawater, then the sieve was
quickly lowered into the water, and the amphipods were col-
lected from the water surface. The amphipods were maintained
for 3 to 7 d in the laboratory in sieved collection-site sediment
and flowing filtered seawater hi 4-L glass jars and acclimated
to the test temperature at the rate of 2 to 4°C/d. During ac-
climation amphipods were fed the laboratory-cultured diatom
Phaeodactylum tricornutum ad libitum.
  One sediment from Ninigret Pond, Charlestown, Rhode Is-
land,  used in the cadmium experiment, was  tested using the
amphipod  Rhepoxynius hudsoni. Rhepoxynius hudsoni was
collected using collection and acclimation methods similar to
those used for A. abdita, except that after collection R. hudsoni
was washed directly from the sieve into sorting dishes.

Water-only tests
  Ten-day static renewal tests were conducted with A. abdita
to determine water-only LC50s for cadmium, copper, nickel,
lead,  and zinc in seawater. Animals were exposed, unfed, to
five concentrations of metal  and a control, with two replicates
per concentration. Amphipods were exposed in 900-ml glass
canning jars that contained 800 ml of water.  Acclimated am-
phipods were sieved from the holding jars, sequentially dis-
tributed to 100-ml plastic cups (10 amphipods/cup), then ran-
domly added to the exposure chambers. Seventy-five to 100%
of the water in each replicate was renewed every other day,
depending on the experiment. Water was sampled at least once
during the test (usually twice,  once near  the beginning and
once  near the end of the test) to determine the concentration
of metal. In some experiments, aliquots from the two replicates
were  pooled prior to analysis. Exposure chambers were cov-
ered with black plastic. The exposure chambers were checked
daily, and amphipods which appeared dead were removed and

-------
 Predicting the toxicity of metal-spiked sediments

 examined under a dissecting microscope. Live animals were
 returned to the test, and dead animals were recorded and dis-
 carded.

 Spiked sediment tests
  Amphipods were exposed to control and metal-spiked sed-
 iments in 10-d tests with continuous renewal of overlying wa-
 ter. In all experiments two sediments of different AVS con-
 centration were used: one from Ninigret Pond (AVS = 1.18—
 2.25 (J-M S/g) and one from Long Island Sound (AVS = 9.72-
 19.9 u.M S/g) (Table 1). In the cadmium test,  a  1:1 mixture
 of these two sediments was also used (AVS = 4.34 fiM S/g).
 The nominal treatments used in most experiments, expressed
 as the molar ratio of metal to AVS, were 0.0 (control), 0.1,
 0.3, 1, 3, 10, and 30 (Table 1). There were four replicates per
 treatment in each test: two "biological" replicates were used
 to assess mortality, and two "chemical" replicates were used
 for metal and AVS analyses of the sediment at test initiation
 and termination. Twenty (30 in the cadmium test) amphipods
 were added to each biological replicate and the day 10 chem-
 ical replicate at the start of the test.
  The Long Island  Sound sediment was collected from an
 uncontaminated site in central Long Island Sound (40°7.95'N,
 72°52.7'W) with a Smith—Mclntyre grab sampler, returned to
 the laboratory, press-sieved wet through a 2-mm-mesh, stain-
 less-steel screen, homogenized,  and stored at 4°C. Two sep-
 arate collections-of Long Island Sound sediment (LIS1 and
LIS2) were made. The TOC for LIS1 was 0.88%, and the grain
size composition was 5% sand, 71% silt, and 24% clay. Grain
size data are not available for LIS2, but the TOC  was 0.99%.
  Sediment was also collected in Ninigret Pond. The upper 5
to 10 cm of sediment was collected with a shovel, returned to
the laboratory, sieved  wet through  a 2-mm stainless-steel
screen, rinsed several times to remove high-organic fine par-
ticles, homogenized, and stored at 4°C. Sediment was collected
from two different sites in Ninigret Pond (NIN1  and NIN2),
but both sediments had TOC values of 0.15% and were 100%
sand (NIN2 was composed mostly of sand which would pass
through a 0.5-mm sieve,  while  most of the NIN1  sediment
was retained on a 0.5-mm sieve).
  Sediments were spiked with metal chloride or  nitrate salts
in 1-gallon glass jars. Methods differed slightly from experi-
ment to experiment, but typically 1,200 ml of wet sediment
was added to 2,000 ml of 20°C seawater that  contained the
desired weight of metal salt. The spiked sediments were stirred
with a nylon stirrer attached to an electric  drill until homo-
geneous, then the overlying air in each jar was replaced with
 nitrogen, and the jars were capped and rolled for 1 h. Jars of
sediment were held at 20°C for 8 to 10 d before the start of
the test. Excess water and any precipitate was siphoned off
the sediment surface, and the sediment rehomogenized before
it was added to the exposure chambers.
  The exposure chambers were 900-ml  glass canning jars,
each with a 1.3-cm-diameter overflow hole (covered with 400-
 H-m Nitex® mesh) 11.7 cm from the bottom of the jar. Each
jar contained 200 ml of sediment and approx. 600 ml of sea-
 water over the sediment. Each jar was covered with an 8-cm-
 diameter glass Carolina dish with a 17-mm-diameter hole for
 the seawater delivery tube and air line, which consisted of a
 2-ml glass pipette.
  Diffusion samplers (i.e., peepers) were constructed  from
 polyethylene vials (21 mm high, 20 mm diameter, 5 ml ca-
 pacity) with 1-fun polycarbonate membranes in  the cap [9].
                    Environ. Toxicol. Chem. 15, 1996    2069

For the mixed metals experiment each diffusion sampler con-
sisted of two vials attached back-to-back to double the volume
of IW collected. The peeper design used in the cadmium ex-
periment was described by Di Tore et al. [1].
  Sand-filtered Narragansett Bay water, heated to 20 ± 1°C,
with a mean salinity of 30 ppt (28 to 34 ppt) was used in the
experiments. Seawater flowed into  each exposure chamber
from a distribution system consisting of chambers with self-
priming siphons and splitter chambers. Flow rate for each ex-
posure chamber was approx. 28 to 35 volume additions/d (ex-
cept in the cadmium expenment, in  which  it was approx. 10
volume additions/d). Exposure chambers were placed in 20°C
water baths to maintain temperature. The exposure chambers
were kept under constant light to help keep the amphipods in
the sediment, thus maximizing exposure.
  The test was started by placing a diffusion sampler in each
exposure chamber and adding 200 ml of sediment to just cover
the diffusion sampler. Seawater was  allowed to flow through
the chambers  for 1 d. Amphipods were removed from the
holding containers as described above, distributed sequentially
to 100-ml plastic cups until there were 20 amphipods/cup (30
in the cadmium experiment), then one cup of amphipods was
added randomly to each exposure chamber.  The seawater de-
livery system was turned off for 1 h, and any amphipods that
had not burrowed into the sediment in that time were replaced,
except in  those replicates where there was an obvious dose
response (i.e., where there were a greater than average number
of unburrowed individuals in all replicates).
  Samples of sediment were taken from the day 0 chemistry
replicates  for metals and AVS analyses. All but about 1 cm
of overlying water was removed from each day 0 chemistry
replicate with a vacuum  pump and pipette tip.  The sediment
and a small amount of remaining seawater was homogenized
with a stainless-steel spatula. Approximately half the sedunenl
was placed in an acid-stnpped polyethylene jar for total metals
analysis, while the remainder was placed in a 100-ml poly-
ethylene specimen cup for AVS and SEM analysis. Each jar
was capped, and the samples held in the dark at 4°C  until
analysis.
  The  experimental chambers were  checked daily, and am-
phipods which  appeared dead were  removed and examined
under a dissecting microscope. Live animals were returned to
the test, and dead animals were recorded and discarded. The
volume of water delivered to each  exposure container was
measured before each test, and the total flow  rate to the system
was measured and adjusted daily. Temperature of the water
bath and salinity of the incoming seawater were measured
daily. The overlying water in each biological  replicate was
sampled for metals concentrations at least once near the be-
ginning and once near the end of each test.  In some tests the
samples from the two replicates were pooled. Each overlying
water sample was placed in  an  acid-stnpped, 7-ml polyeth-
ylene vial  and acidified with 50 ul of concentrated nitric acid
(pH < 1).
  At the end of the test, the diffusion samplers were carefully
removed from each replicate. Any sediment remaining on the
cap or membrane portion of the sampler was rinsed off using
clean  seawater. The membrane was  then punctured with an
acid-stripped, 5-ml disposable pipette Up, and the'contents of
the sampler removed by  pipette. The IW collected from each
diffusion sampler was added to  an acid-stnpped, 7-ml poly-
ethylene vial, acidified with 50 (jil of concentrated nitric acid
(pH < 1), and stored for metals analysis. The sediment from

-------
 2070   Environ. Toxicol Chem. 15, 1996
                                         W.J. Berry et al
the chemistry replicates was sampled for metals and AYS con-
tent as described for the day 0 chemistry replicates. The con-
tents of each biology replicate were sieved through a 0.5-mm
screen.  Material retained on the sieve was examined imme-
diately or preserved with Rose Bengal stain for later sorting.
Amphipods were counted, and any missing animals were as-
sumed to have died and decomposed. Any replicate in which
10% or more amphipods were not found was recounted by
another investigator as a quality assurance check.

Chemical analyses
  Sediment samples were analyzed for AVS by a cold-acid
purge-and-trap technique described by Di Toro et  al. [1,3].
Simultaneously extracted metal analyses for the copper, nickel,
and zinc experiments were  performed using graphite furnace
atomic absorption  spectrometry (AAS). Simultaneously ex-
tracted metal analyses for the lead and the mixed metals ex-
periments were performed using inductively coupled plasma
emission spectrometry (ICP). Simultaneously extracted metal
was not measured in the cadmium experiment because the
importance of SEM versus total metal was not understood at
that time. However, cadmium  does not form sulfides which
are insoluble in  the AVS procedure [3],  so acid-extractable
and SEM cadmium concentrations are interchangeable. In the
mixed-metals experiment the acid-extractable and SEM cad-
mium concentrations were similar (W. Berry, unpublished
data). Simultaneously extracted metal for only the metal(s)
under study was measured in the individual chemical exper-
iments.  However, the sum  of'the  SEM for all the cationic
metals averaged only 3.2  jtM/g for unspiked Long Island
Sound sediment  and 0.081 n-M/g for unspiked Ninigret Pond
sediment and was thus of little importance in the SEM/AVS
ratio for the level of metal spiking used.
  To allow for comparisons with other metal toxicity studies,
total (dry weight) metals analyses  were also performed. For
this analysis, metals were extracted from freeze-dried sedi-
ments by ultrasonic agitation with 2 M cold nitric acid (50 ml
to 5 g wet sediment). The supernatant containing the extracted
metals was separated from  the sediment residue by centrifu-
gation and  analyzed by ICP.
  The IW samples  from the copper experiment were analyzed
for total copper using graphite furnace AAS. The IW samples
from the cadmium experiment were analyzed for Cd2+ using
a cadmium ion-specific electrode.  Total cadmium was esti-
mated by multiplying the measured Cd2+ by 20, which is the
ratio of total cadmium to Cd2+ in seawater [1]. All  other in-
terstitial and overlying waters were analyzed for trace metals
by  ICP. The IW samples from the mixed metals experiment
were diluted fivefold with 2 M HNO3 in order to, provide
sufficient solution for analysis.

Data handling
  Ten-day LC50 values for the water-only tests were calculated
by the trimmed Spearman-Karber method [18]. Detection lim-
its  were calculated for all chemical analyses on the basis  of
instrument detection limits and sample size. In those instances
where a mean concentration is a summation of measured data
and data below the limit of detection, one-half the detection
limit was used for those values below the limit of detection.
Means for  which there are no measured values above the de-
tection limit are  indicated by "n.d." in the appropriate tables
and graphs.
  For illustrative purposes, sediments  which caused >24%
mortality were classified as toxic. Mearns et al. [19] found
that sediments which caused <24% mortality in tests with the
amphipod R. abronius were not consistently classified as toxic.
This criterion is similar to the "80% of control survival" cri-
terion used in the Environmental Monitoring and Assessment
Program (EMAP) program for sediment tests with A. abdita
[20]. Sediments having  £ 24% mortality were classified as
nontoxic.
  Many of the interstitial and overlying water concentrations
in this article are expressed as IWTUs. An IWTU is the mea-
sured interstitial water concentration divided by the water-only
LC50 concentration for that particular compound for the test
organism. For example, a sediment with an IW concentration
equal to the water-only  LC50 concentration for the test or-
ganism  would have 1.0 IWTU. When more than one toxic
metal is present, IWTUs are calculated as the sum of the toxic
units of the individual metals, e.g.,
           IWTUoj^N, = (IW concn.
                       + (IW concn.
Thus, if IW is the principal source of metal toxicity, and avail-
ability of metals is the same in water of water-only tests and
IW in sediment tests, 50% mortality would be expected with
sediments having IWTUs of 1.0. In this article we use IWTUs
of <0.5 to indicate sediments unlikely to cause significant
mortality because, on average, water-only LCO and LC50 val-
ues differ by a factor of approx. 2  [21] and because  the data
in our experiments support this value as a break point between
toxic and nontoxic sediments. Calculation of IWTUs was based
solely on detectable metal concentrations.

       RESULTS: SALTWATER AMPHIPOD TESTS
Water-only tests
  The LC50 values from the water-only tests are summarized
in Table 2. No 10-d water-only LC50 value for cadmium was
available for R.  hudsoni (it is very difficult to conduct 10-d
water-only tests with amphipods from this genus because of
problems with excessive control mortality), so the 10-d LC50
value for A. abdita (36 \ig/L) was substituted for the calcu-
lation of toxic units for this species. This substitution is rea-
sonable because these amphipods have similar  sensitivities,
i.e., the 4-d Cd LCSOs for R. hudsoni (640 jig/L) and A. abdita
(340 u,gfL) differed by less than a factor of 2 [1].

Sediment chemistry
  Day 0 versus day 10 chemistry values. Acid volatile sulfide,
SEM, and dry weight metals sediment chemistry measure-
ments varied somewhat from day 0 to day 10, but the variation
was generally within 20% and did not show a definite time-,
concentration-, or  metal-dependent pattern.  Therefore, all
AVS, SEM, and dry weight metals sediment chemistry data
are reported as the mean of day 0 and day 10 value (Day 0
and day 10 values are available on request.)
  Interstitial  water metal versus  SEM/AVS ratio. The IW
metal concentrations in all experiments were usually below
the limit of detection in sediments with SEM/AVS ratios below
1.0 (Fig. 1  and Table 1). In the cadmium and mixed metals
experiments, the IW metals concentrations, while appearing
large, are unknown because of the large detection limits  in
these experiments.  In the cadmium experiment,  one-half the
detection limit of the cadmium electrode was 1.33  u,mol/L.
For the mixed metals experiment, the sum of one-half of the
detection limits of the four metals spiked in this test was 1.54

-------
'redictmg the toxicity of metal-spiked sediments
Environ. Toxicol Chem  15, 1996    2071
                  Table 1. Summary of AVS, metal concentrations and amphipod (A  abdita) mortality in 10-d toxicity
                         tests with sediments spiked with cadmium, copper, lead, nickel, zinc, and a mixture of
                                                cadmium, copper, nickel, and zinc
Metal
Cadmium0

















Copper













Lead

'











Nickel







-







Zinc


Sedi-
ment
LIS



.

NIN





Mix





LIS






NIN






LIS






NIN






LIS







NIN







LIS


Nominal
SEM/AVS
Control
0.1 X
0.3 x
IX
3X
10X
Control
01X
0.3 x
IX
3X
10X
Control
0.1 x
0.3 X
IX
3X
10X
Control
0.1 X
0.3 x
IX
3X
10X
30X
Control
0.1 x
0.3 x
IX
3X
10x
30X
Control
0.1 x
0.3 X
IX
3X
10X
30x
Control
01X
0.3 X
IX
3X
lOx
30X
Control
0.1 X
0.3 X
IX
3x
10X
30X
100X
Control
Olx
0.3 x
IX
3x
10X
30X
100X
Control
0.1 x
0.3 X
SEM
metal*
(nmol/g)
0.00
1.57
4.85
16.7
51.7
177
0.00
0.15
0.64
2.57
5.90
24.3
0.00
0.30
1.75
9.64
20.7
48.4
0.27
1.00
1.57
11.6
47.0
176
306
0.00
0.05
0.09
0.43
2.08
5.40
10.4
0.23
1.25
4.14
14.5
28.3
67.9
78.2
0.02
0.20
0.60
1.70
7.10
16.6
20.2
0.70
1.12
2.90
9.80
26.4
70.8
266
573
0.17
0.35
0.24
0.54
1.21
2.62
7.62
22.9
1.20
2.80
5.50
AVS
Ounol/g)
14.9
14.9
14.9
14.9
14.9
14.9
1.31
1.31
1.31
1.31
1.31
1.31
4.34
4.34
4.34
4.34
4.34
4.34
13.3
12.2
4.44
1.21
1.94
1.67
1.84
1.22
1.42
1.08
0.635
0.323
0.345'
0.63
19.9
18.6
12.8
16.4
14.9
15.5
14.2
1.20
1.92
2.23
3.10
5.75
4.08
3.37
12.6
120
106
6.17
3.89
4.01
2.70
1.90
1.93
1.88
1.84
1.02
0:60
065
0.90
0.50
11.2
11.7
134
SEM/AVS
ratio
0.00
0.10
0.33
1 12 i
3.50
11.9
0.00
0.12
0.50
1.95
4.34
18.5
0.00
0.10
0.40
2.22
4.80
11.2
002
0.10
0.35
9.60
24.3
105
166
0.00
0.04
0.08
0.68
6.46
15.67
16.58
0.01
0.07
0.32
0.89
1.90
4.38
5.49
0.02
0.09
0.26
0.60
124
4.08
5.97
0.05
0.10
0.30
1.60
6.80
17.7
99.1
303
010
020
013
0.53
202
4.02
8.72
49.3
0.10
0.24
041
IWTU"
<8.3
<8.3
<8.3
> <8.3
2,410
13,400
<83
<8.3
<83
<8.3
264
81.1
<83
<8.3
<8.3
<8.3
967
3,280
0.10
0.10
0.13
0.87
264
1,320
1.980
0.10
030
0.14
0.39
2.08
415
7,920
<0.016
<0.016
<0.016
0.20
0.30
1.10
18.4
<0.02
0.02
<0.02
0.03
0.21
2.50
43.3
<0.02
<0.02
<0.02
<0.02
9.44
164
844
2,980
<0.02
<0.02
<0.02
006
1.50
55.2
272
763
0.12
0.10
010
Mortality
1.65
8.35
16.7
10
100
88.4
5
12.5
12.5
40
95
100
16.7
11.7
234
467
100
85
12.5
7.5
17.5
100
100
100
100
22.5
5
15
30
100
100
100
10
5
12.5
7.5
22.5
,42.5
100
10
17.5
15
5
17.5
55
92.5
0
7.5
25
10
95
100
100
100
5
7.5
2.5
7.5
2.5
97.5
100
97.5
15
7.5
17.5

-------
2072    Environ. Toxicol. Chem. 15, 1996
                                                                                        WJ. Berry et al.
                                                    Table 1. Continued.
Metal
                   SEM
Sedi-   Nominal    metal'    AVS   SEM/AVS
ment  SEM/AVS (p-mol/g)  ((imol/g)   ratio      rWTU"
                                                                                              Mortality
IX
3X
10x
30X
NIN Control
0.1 X
0.3 X
IX
3X
10X
30X
Mixture LIS Control
(Cd, Cu. Ni, Zn) O.lx
0.3 X
IX
3X
10X
NIN Control
0.1 X
0.3 x
IX
3X
10X
20.3
74.3
155
140
0.01
0.30
0.70
1.50
2.00
4.13
8.82
3.40
4.60
8.85
19.6
53.8
116
0.10
0.21
0.30
0.62
2.44
3.00
15.1
18.2
15.0
14.0
2.25
2.45
3.00
2.73
1.82
1.31
1.94
9.72
11.2
6.93
3.35
1.72
0.21
1.99
1.34
1.43
0.55
0.90
0.09
1.34
4.09
10.3
9.96.
0.00
0.11
0.23
0.54
1.09
3.15
4.54
0.35
0.41
1.30
5.90
31.3
538
0.04
0.15
0.20
1.13
2.82
33.1
0.02
10.2
345
8.280
<0.014
<0.014
<0.014
0.03
23.3
755
2,910
<3.2
<3.2
<3.2
1.91
142
16,200
<3.2
<3.2
<3.2
5.53
23.7
2,010
15
77.5
100
100
5
12.5
12.5
5
35
95
100
5
2.5
2.5
15
100
100
5
17.5
5
22.5
30
100
                 • Simultaneously extracted metal concentrations reported are only for the metal(s) spiked in the particular
                  experiment.
                 " Interstitial water toxic units were calculated using the water-only LCSOs in Table 2.
                 c Simultaneously extracted metal concentrations were not available for the cadmium experiment, so bulk
                  measurements for cadmium were substituted.
jimol/L. Above an SEM/AVS ratio of 1.0 the IW concentration
increased up to five orders of magnitude with increasing SEM/
AVS ratio  (Table  1). In each experiment there were usually
one or more sediments with SEM/AVS ratios slightly >1.0
with IW concentrations below or near detection limits. The
presence of low IW metals concentrations in sediments with
SEM/AVS  ratios >1.0 may in part be due to analytical vari-
ability but is also due to the presence of other binding phases.
In some sediments spiked with copper, nickel, and a mixture
of metals, AVS decreased with increasing metals concentration
(Table 1),  presumably  due to the  formation  of copper and
nickel sulfides not completely soluble in the short time required
for the AVS extraction. This apparent decrease in AVS is an-
other example of the importance of using SEM (as opposed
to total metal) in the calculation of metals/AVS ratios.
  The relationship between IW metal concentration and SEM/
AVS ratio in the mixed metals experiment was similar to that
in the individual metal experiments when the molar concen-
trations of all the metals are summed (Fig. 1). Further insight
into the partitioning of the metals in the IW from the mixed
metals experiments can be gained by plotting the IW concen-
trations for each individual metal in this experiment (Fig.  2).


      Table 2. Ten-day water-only LC50 values for A. abdita
Metal
 LC50
95% Confidence limits
Cadmium
Copper
Lead
Nickel
Zinc
36.0
20.5
3.020
2,400
343
Not reliable
16.5-25.5
1,980-4,610
2,050-2,820
291-405
                                             In the Long Island Sound sediment, all four metals were below
                                             the limit of detection in treatments with SEM/AVS ratios of
                                             1.25 or lower (Fig. 2). As the SEM/AVS ratio of the treatments
                                             increased, detectable concentrations of metal began to appear.
                                             The most soluble sulfide (Ni) appeared first and at the highest
                                             IW concentration. As SEM/AVS ratios increased, the  other
                                             metals appeared in the order of their solubility product con-
                                             stants. The metal with the least soluble sulfide (Cu) appeared
                                             last and at the lowest concentration. The relationship between
1
5
IS
&
JO
1
1
g
£
H
£
IUUUUUU'
100000

10000
1000
100
10
V

0.1-
nm-

*
. • **
.V A *
V* .
•%*, v
A* **
— (**^ +»^ill mf fm
'—* itJPiMcm+ * A
^ • ** A \m Jl% "
                                                     0.001
                                          0.01
                                                                     01
                                                                 10
                                                                                           100
                                                     1000
                                                                                          SEM/AVS
Fig 1. Interstitial water metals concentration (jiM/L) as a function
of SEM/AVS ratio Data from the mixed metals experiment represent
the molar sum of cadmium, copper, nickel, and zinc. All experiments
combined. Data below the IW detection limit are plotted at one-half
the detection limit,  indicated by arrows. All data in the copper ex-
periment were above the limit of detection. Data below the SEM
detection limit are plotted at SEM/AVS = 0.001 • = Cd, A = Cu;
* = Ni; *  = Pb; • = Zn, and += mixed metals.

-------
 Predicting the toxicity of metal-spiked sediments

 D 10000
 §
 £  1000

 f   100
    001
      0.01
1000
      001
                                                    1000
                           SEM/AVS
Fig 2. Individual IW metals (jiM/L) concentration in the mixed met-
als experiment as a function of SEM/AVS ratio The top panel rep-
resents data from the Long Island Sound sediment, the bottom panel
data from the Ninigret Pond sediment Data below the IW detection
limit are plotted at one-half the detection limit, indicated by arrows.
• = Cd, A = Cu; * = Ni; and • = Zn
IW concentration and SEM/AVS ratio in the Ninigret Pond
sediments was similar to that in the Long Island Sound sed-
iments (Fig. 2).  In the sediment treatments with SEM/AVS
ratios of < 1.0 there was no detectable metal in the IW. In one
sediment with an SEM/AVS ratio slightly  >1.0 (1.12) there
were small, but measurable, zinc and cadmium concentrations
in the IW. In the sediment treatment with the next higher SEM/
AVS ratio, there was measurable nickel, zinc, and cadmium,
with the metal concentrations decreasing in that order. Only
in the sediment  with the highest SEM/AVS ratio was mea-
surable copper found in the IW.

Sediment toxicity
  The mortality  of amphipods as a function of total  metals
concentrations followed a similar pattern in each  of the five
individual metal and the mixed metals toxicity tests. Mortality
appeared sediment dependent when plotted on a total  metals
basis (Fig. 3). Mortality increased with increasing metals con-
centration (u.g/g  dry weight) for each sediment, but in each
experiment there were treatments in low AVS sediments (Ni-
nigret Pond) which caused 100% mortality at dry weight met-
als concentrations which did not cause appreciable mortality
in treatments  from  the high AVS sediment (Long  Island
Sound). Thus,  although mortality is concentration dependent
for each sediment, the concentration-response curves  do not
overlap. Therefore, it is not possible to predict amphipod mor-
tality  in different sediments on the basis of total metals con-
centrations alone (Figs. 3 and 4a).
                     Environ  Toxicol Chem  15, 1996     207 ^

   Mortality did not appear to be metal specific when plotted
 on a molar dry weight metal  basis (Fig. 4a). Some factor in
 the sediment appeared to affect the toxicity of all five metals
 similarly because within a sediment the results for  all five
 metals were very similar (Fig. 4b).
   Mortality in the individual  and mixed metals experiments
 was sediment independent when plotted on an SEM/AVS ratio
 basis (Fig.  5).  Sediments with an SEM/AVS ratio <1.0 did
 not cause mortality significantly different from the control (i.e.,
 >24%).  In sediments with an SEM/AVS ratio >1.0, mortality
 increased with increasing SEM/AVS ratio,  although in each
 experiment there were usually one or two sediments with SEM/
 AVS ratios slightly  >1.0, and in one instance 5.8  (Fig. 5f),
 which did not cause significant mortality. This indicates that
 there are other binding  phases in the sediment. Thus, it  is
 possible  to predict with accuracy which sediments will be
 nontoxic (cause <2A% amphipod mortality) and, with slightly
 less accuracy, which sediments  will be toxic  (cause >24%
 amphipod mortality). When the results of all of the experiments
 are plotted together the mortality  of amphipods as a function
 of SEM/AVS ratio appears to be metal and sediment indepen-
 dent for the five individual metals and for a mixture of metals
 (Fig.  6).
  Mortality was also not sediment or metal specific when plot-
 ted against IWTUs. Little amphipod mortality occurred in sed
 iments with IWTUs of <0.5 (Fig. 7). (The data from those
 sediments in which IW cadmium was not detected in the cad
 mium experiment and the data from the mixed metals expei
 iment in  which IW metal was not detected are not include'
 in Figs. 7 and 9 and Table 3 because the detection limits in
 these experiments were greater than a toxic unit, making these
 data uninterpretable.) Amphipod mortality was higher in sed
 iments with >0.5 IWTU and increased with increasing IWTU
 value. As was  the case when mortality was plotted againsi
 SEM/AVS and  ratios exceeded 1.0, there were several sedi
 ments with IWTU values >0.5 which did not cause mortality
 This was especially true  in the range of IWTU values >0.5
 but <10.0 (Fig. 7). This may be due in part to the variability
 inherent in water-only tests but may also indicate that not al?
 of the IW metal is bioavailable. Thus, for both SEM/AVS ratio,'
 and IWTUs, sediments not likely to cause amphipod mortality
 can be predicted with near certainty, but predicting which sed-
iments are likely to cause amphipod mortality is less accurate.
The lack of metal specificity and the results of the mixed metals
experiment ( Fig. 7 and Table  1) indicate that the sum of the
IWTUs can be used to make predictions about amphipod mor
tality of any combination of metals tested in these experiments.
  When  the results of the  individual metals and the  mixed
metals tests are taken together, 97.7% of the 43 sediments with
 SEM/AVS ratios <1.0 were not toxic (i.e., caused mortality
 <24%). Of the  45 sediments with SEM/AVS ratios >1.0,
 80.0% were toxic (i.e., caused mortality £24%). Ninety-seven
percent of the 33 sediments with an IWTU value of <0.5 were
not toxic, while 94.4% of the 36 sediments with an IWTU
 value of  >0.5 were toxic.  When both SEM/AVS ratio and
IWTU were combined, the predictive ability was not improved
over the use of IWTU alone. Of 29 sediments with SEM/AVS
ratios <1.0 and IWTUs  <0.5, 96.6% were nontoxic, while
94.4% of 36 sediments with SEM/AVS ratios > 1.0 and IWTUs
 >0.5 were toxic (Table 3).
                      DISCUSSION
  Our results demonstrate that  it is not possible to predict the
toxicity of sediments spiked with metals using the total metal

-------
2074    Environ. Toxtcol  Chem. 15, 1996
                                                                                                         WJ. Berry et al.
100

 80

 60

 40

 20
                                                              100

                                                               80

                                                               60

                                                               40

                                                               20
                        0.01    0.1      1      10     100    1000    0.01    0.1     1     10    100   1000
                               Dry Wt Metal (Mmd/g). Cd                  Dry Wt Metal Gjmol/g): Cu
100
80
>.
f6 60

^ «>

20
n
c







•**"»••*%
I — t*"
;
•
i
•
•
§
i
•

                                                              100

                                                               80

                                                               60

                                                               40

                                                               20
                        0.01    0.1      1      10     100    1000    0.01    0.1     1      10     100   1000
                                Dry Wt. Metal (Mmol/Q):N                   Dry Wt. Metal (pmol/a). Pb
                       100
                        80
                        60
                        40
                        20
  0.01    0.1      1      10    100
          Dry Wt. Metal (Mmol/g): Zn
                                                              100
                                                               80
                                                               60
                                                               40
                                                               20
                                                         1000
0.01    0.1     1      10     100   1000
 Dry Wt. Metal (pmol/g). Cd + Cu + K + Zn
Fig. 3. Percentage mortality of A. abdita (R. hudsoni in the Ninigret Pond sediment in the cadmium experiment) as a function of the sum of
the concentrations of cadmium, copper, lead, nickel, and zinc (p.M metal/g dry weight sediment) in three sediments. Long Island Sound (LIS),
Ninigret Pond (NIN), and a SO/SO mixture of these two sediments (Mix). Each panel represents data from a separate experiment. A = Long
Island Sound sediment; • = Ninigret Pond sediment; and • = mix.
concentration on a dry weight basis. The relationship between
mortality and total metal concentrations in our tests was sed-
iment specific. In contrast, the relationships between mortality
and SEM/AVS ratio and between mortality and IWTUs were
demonstrated to be sediment independent in our studies with
A. abdita. This  supports the  use  of SEM/AVS  ratios  and
IWTUs to predict organism response.
   The dry weight metals concentrations required to cause
acute mortality in these experiments are very high relative to
those often suspected to be of lexicological  significance in
field sediments, and this has sometimes been interpreted  as a
limitation of the use of SEM and AVS to predict toxicity.  The
sediments we used for the spiking, however, were not unusu-
ally high in  AVS.  The AVS in the Ninigret  Pond sediment
(AVS  = 1.18-2.25  |iM/g dry  weight)  is representative  of a
clean sand, and the Long Island Sound sediment (AVS = 9.72-
                                        19.9 u,M/g dry weight) is representative of a typical muddy
                                        sediment. Wolfe et al. [22] reported AVS values ranging from
                                        0.1 to  101  |xM/g dry weight in a survey of sediments from
                                        Long Island Sound and environs. The important point is that
                                        even a sediment with only a moderate concentration of AVS
                                        has a considerable capacity for sequestering metal in a form
                                        which is not bioavailable [23].
                                          Most of the metal-spiked sediments we tested caused either
                                        little or no mortality or nearly complete mortality (Table 1 and
                                        Fig. 6). We believe that this  "all or nothing" result  is prin-
                                        cipally a consequence of the sharp increase in IW metal con-
                                        centrations when the SEM/AVS ratio exceeds 1.0 and sulfide
                                        no longer is a significant binding phase [1]. This sharp increase
                                        is most obvious when the data are reported on an experiment-
                                        by-experiment basis (Table 1). When sufficient sulfide is pres-
                                        ent in the sediment, partitioning is controlled by precipitation

-------
Predicting the toxicity of metal-spiked sediments
                                                                            Environ. Toxicol  Chem. 15, 1996   2075

100

80
g 60
a* 40
20
n

a






• Cd
A cu
* Nl
* Pb
• Zn
+ MX

'J

*A **A *. ****• *
: •
•
•
. •
A +"
> * • .•« 4m
• ** • l«? 4 •
+* * * *JP* *
     0.01       0.1        1        10       100      100C
                     DryWt. Metal (pmol/8)
    100 J
    80 J
    60
    20
                             jtAJAA
                             *
                                         •••'
0.01      0.1        1        10
                  DtyWt. Metal (pmol/g)
                                           100
1000
Fig. 4. Percentage mortality of A. abdita (R. hudsoni in the Nmigret
Pond sediment in the cadmium experiment) as a function of the sum
of the concentrations of cadmium, copper, lead, nickel, and zinc (pM
metal/g dry weight sediment). All experiments combined. Upper panel
plots data by metal; • = Cd;  A = Cu; * = Ni;  * = Pb, • = Zn,
and + =  mixed metals.  Lower  panel plots data by sediment. A =
Long Island Sound sediment;  •  - Ninigret Pond sediment; and • =
mix.
of the metal sulfide [1], and little or no metal is present in the
IW [IS]. When the binding capacity of the sulfide is exhausted,
partitioning is controlled by sorption [1], and in most of our
test sediments the IW concentrations of metal increased sharp-
ly enough that nearly "100% mortality  resulted. The effect is
similar to the "throwing of a switch" at SEM/AVS ratios > 1.0.
This multiple order of magnitude increase in IW concentration
with a factor of 2 or 3 increase  in sediment concentration
explains why the chemistry of the anaerobic sediments controls
the toxicity of metals to organisms living in  aerobic sediment
microhabitats (e.g., the amphipods living in their burrows in
our experiments). It also explains why the toxicity of different
metals in the sediments in our experiment was similar on an
SEM/AVS  basis (Fig. 6) even  though their toxicities differ
markedly in water-only toxicity tests (Table 2). Finally, the
observed sequence in appearance of nickel, zinc, cadmium,
and copper into sediment IW is expected because  this is the
order of the sulfide solubility products: nickel = -27.98, zinc
= -28.39, cadmium = -32.85, and copper = -40.94. There-
fore, metals availability and organism response observed in
our experiments were controlled by fundamental chemical re
actions [1,3]. Knowledge of these reactions allows prediction
of biological effects and can also be useful in explaining which
metal(s) might be causing sediment toxicity.
  Available data from other spiked sediment experiments also
support our observations on the use of SEM/AVS ratios and
IWTUs to predict mortality in sediment toxicity tests. Our data
and data from freshwater tests using oligochaetes and snails
exposed to sediments spiked with cadmium [2] and saltwater
tests using polychaetes exposed to sediments spiked with cad-
mium, copper, lead, nickel, or zinc [5,9] and copepods exposed
to sediments spiked with cadmium [4] all yield similar results
when mortality  is plotted against SEM/AVS ratio (Fig. 8).
These  data describe tests with six freshwater and saltwater
species and sediments from seven sites, with AVS concentra-
tions ranging from 1.9 to 65.7 |unol/g dry weight  and TOC
ranging from 0.15 to 10.6%. Mortality in  these experiments
was sediment independent when plotted on an SEM/AVS ratio
basis. With the combined data,  98.9% of the 92 metals-spiked
sediments with SEM/AVS ratios <1.0  were nontoxic, while
73.5% of the 83 sediments with SEM/AVS ratios >1.0  were
toxic.
  The presence of additional binding factors may account for
the  fact that not all sediments with SEM/AVS ratios >1  0
caused increased mortality. In addition, organism behavior in
a toxicity test can control exposure and limit the impact of
metals hi sediments. Many of the sediments which had the
highest SEM/AVS ratios in excess of 1.0 that produced  little
or no mortality were from experiments using the polychaete
Neanthes arenaceodentata (Fig. 8).  The polychaetes did not
burrow hi most of these sediments and presumably were not
fully exposed to the metals in the sediment (see Fig. 3 in Pesch
et al.  [9]). This same phenomenon may also explain the low
mortality of snails, Heliosoma sp.,  in  freshwater sediments
with high SEM/AVS ratios (Fig. 8). These snails are epibenthir
and also have the ability to avoid contaminated sediments (G
Phipps, personal commication). Increased  mortality was al
ways  observed in sediments with SEM/AVS ratios >5.9 ir?
tests with the other four species tested.
  The combined data from all available freshwater and salt
water tests also follow the same pattern as our saltwater am
phipod data when plotted on an IWTU basis (Fig. 9). Mortality
was not sediment specific when it was plotted against IWTU
and sediments with IWTUs of «C0.5 were generally nontoxic
Of the 88 sediments with IWTUs <0.5,98.9% were nontoxic,
while 77.6% of the 76 sediments with IWTUs >0.5 were toxic
When SEM/AVS ratio and IWTU were combined, our ability
to predict which sediments would be toxic  was improved. Of
the 71 sediments with SEM/AVS ratios < 1.0 and IWTUs <0.5,
98.6% were nontoxic, while 87.7% of the 65 sediments with
SEM/AVS ratios > 1.0 and IWTUs >0.5 were toxic (Table 3).
This close relationship between IWTUs and sediment toxicity
was also observed in other studies with metal-contaminated
field sediments  [11,24] as well as in studies with nonionic
organic chemicals  both in the  field  [25,26] and in the labo-
ratory [27-29].
  One limitation to the overall spiked sediment data we  sum-
marize above is that all tests used acute exposures, and the
interpretation of these results may not be applicable to chronic
exposures. Bioaccumulation of metals was also not measured,
except in two cases [2,9]. The applicability of AVS and IWTU
normalizations to chronic exposures  and bioaccumulation in
benthic organisms are discussed elsewhere [10,11,30-32]. Fur-

-------
2076    Environ. Toxicol Chem 15, 1996
                                                                                        WJ. Berry et al.
  100

   80

   60

   40
                     20;,
 0001  0.01   0.1     1     10   100  1000
               SEM/AVS-Cd
                                                               100

                                                                60

                                                                60

                                                                40

                                                                20
                                                                      •A-A  AA
                                                                                  -*-
                                                                0.001  0.01   0.1    1     10
                                                                              SEM/AVS: Cu
                                                                           100   1000
100

 60

 60

 40

 20
                                                  .A  A
                                        '*
 0.001  0.01   0.1    1     10
               SEM/AVS: Ml
                                                   100   1000
                                             100

                                              80

                                              60

                                              40

                                              20-1
                                                                                  -4-
                                               0.001  0.01  0.1    1    10   100  1000
                                                            SEM/AVS: Pb
   100
   60

f 60-1
   40

   20
    0.001  0.01
                                        -+-
0.1    1     10
  SEM/AVS. Zn
                                                   100   1000
                                                               100
                                                                60
                                                                60
                                                                40
                                                                20
                                                                               •4
                                            0.001  0.01   0.1     1     10    100  1000
                                                   SEM/AVS.Cd + Cu+NI + Zn
Fig. 5.  Percentage mortality of the amphipod A. abdaa (R. hudsoni in the Ninigret Pond sediment in the cadmium experiment) as a function of
the ratio of the sum of the molar concentrations of cadmium, copper, lead, nickel, and zinc simultaneously extracted with AVS to the molar
concentration of AVS (SEM/AVS) in three sediments: Long Island Sound (LIS), Ninigret Pond (NIN), and a 50/50 mixture of these two sediments
(Mix). Each panel represents data from a separate experiment. Data below the SEM detection limit are plotted at SEM/AVS = 0.001. A = Long
Island Sound sediment; • = Ninigret Pond sediment; and • = mix.
thermore, these data are from tests conducted in the laboratory
with homogenized spiked sediments. Therefore, conclusions
from these studies must be carefully applied when conducting
risk assessments with field sediments.
  While our results also show that SEM/AVS and IWTU are
accurate predictors of the absence of mortality in a sediment
toxicity test, predictions of which  sediments might be toxic
are less accurate. The fact that a significant number of sedi-
ments (20%) tested had SEM/AVS  ratios of > 1.0 but did not
cause increased mortality indicates that other binding phases,
such as organic carbon  [33], may also control bioavailability
in anaerobic sediments. While the SEM/AVS model of bio-
availability accurately predicts which sediments will not be
toxic, a model which utilizes SEM/AVS ratios or SEM - AVS
[23] but incorporates other binding phases might more accu-
rately predict which sediments will be toxic [34].
  Similarly, a significant number of sediments with IWTUs
>O.S  were nontoxic. This is likely the result of IW ligands,
                                             which reduce the bioavailability and toxicity of dissolved met-
                                             als, sediment avoidance by polychaetes or snails, or meth-
                                             odological problems in contamination-free sampling of IW.
                                             Ankley et al. [8] suggested that differences between the hard-
                                             ness of the IW and that of the water in the water-only tests
                                             might affect the accuracy of prediction of sediment toxicity
                                             using IWTUs in freshwater unless the IWTUs  are hardness
                                             corrected. Furthermore, Green et al. [4] and Ankley et al. [8]
                                             hypothesized that increased DOC in the IW reduced the bio-
                                             availability of cadmium in their  sediment exposures relative
                                             to the water-only exposures. Green et al. [4] found that the
                                             LCSO value for cadmium in an IW-only exposure was more
                                             than twice that in a water-only exposure and that the LC50
                                             value for cadmium in IW associated with sediments was more
                                             than three times that in a water-only exposure.  A significant
                                             improvement in the accuracy  of toxicity predictions using
                                             IWTUs might be achieved if DOC binding in the IW is taken
                                             into account.

-------
 Predicting the toxicity of metal-spiked sediments
                     Environ Toxicol Chem. 15, 1996     2077
100
80
1 *
a? 40
20
oS



t
./ A*/f.
*A«***'At
01 0.01 0.1
•«»* **+* * * * +
•
.

IF* 	
;+*
1 10 100 101
"~




DO
                          SEM / AVS

Fig. 6. Percentage mortality of A. abdita (R. hudsoni in the Nimgret
Pond sediment in the cadmium experiment) as a function of the ratio
of the sum of the molar concentrations of cadmium, copper, lead,
nickel, and zinc simultaneously extracted with AVS to the molar con-
centration of AVS  (SEM/AVS). All experiments combined Data be-
low the SEM detection limit are plotted at SEM/AVS = 0.001  • -
Cd; A =  Cu; * = Ni; * = Pb; • = Zn; and + = mixed metals.
  The results from our experiments and those published by
others as summarized in this article demonstrate  that using
SEM, AVS, and IW  metals concentrations to predict which
sediments that contain cadmium, copper, lead, nickel, and zinc
will not be toxic is quite certain. This is very useful, because
the vast majority of sediments found in the environment have
SEM/AVS ratios <1.0 [22,23,35]. An important consideration
here is that most existing data from field sites are from sed-
iment samples collected in the summer, when the seasonal
cycles of AVS  produce the  maximum binding  potentials
[36,37]. Hence, sampling at seasons and conditions when AVS
is at Fnipi^al values is  a must in evaluations of specific sed-
iments and in establishing the true level of overall concern
about metals in sediments. Predicting which of the'remaining
sediments (those with SEM/AVS ratios >1.0) will be toxic is
presently less  certain, although the correct classification rate
100-
80
* 40

20

* * * +• **• **+* a 4»
* * . f
'
*
* +

*******






61)1 o.i i 10 100 looo loooo looooo
                   Interstitial Water Toxic Units
Fig. 7. Percentage mortality of A. abdita (R. hudsoni in the Nimgret
Pond sediment in the cadmium experiment) as a function of IWTUs.
In the individual metal experiments IWTU equals the IW concentra-
tion of the individual metal/A, abdita LC50 for that metal. The IWTU
for the mixed metals experiment is the sum of (IW Cd concnVCd
LC50 for A. abdita) + (IW Cu concnyCu LC50 for A. abdita) + (IW
Ni concnVNi LC50 for A. abdita) + (IW Zn concnJZn LC50 for A.
abdita).  All experiments combined. Data below the detection limit
are plotted at IWTU =  0.01.  • = Cd; A = Cu; *  = Ni; * = Pb;
• — Zn; and += mixed metals



.g-

•g
2
»e






10O

80


60


40

20,
<
O1
00

«*r»^»%****
" o":
^
«  = L.V.). copper (A = A.a.; A = C.c.), lead (4 = A.a.;
0 =  C.c.), nickel (*  = A.a.; -to = Ma.), zinc (• = A.a.; a = C.c ),
or a mixture of metals (+ = A.a.) as a function of the SEM/AVS
ratio  Data below the  SEM detection limit are plotted at SEM/AVS
= 0.001.
seen in these experiments (better than 70% of sediments pre-
dicted to be toxic were toxic) is probably better than that of
any other available method. An SEM/AVS ratio >1.0 should
trigger additional tiered assessments, which might include tox-
icity tests, measurements of IW  metal, toxicity identification
evaluations (TIE),  and characterization of the spatial (both
vertical and horizontal) and temporal distribution of chemical
concentration and toxicity. In this context, the SEM, AVS,
IWTU approach should be viewed as only one of many  sed-
iment evaluation methodologies.
  Of course, SEM, AVS, and IWTUs can only predict toxicity
or the lack of toxicity due to metals in sediments. They cannot
be used alone to predict the toxicity of sediments contaminated
with toxic concentrations of other contaminants, e.g., poly-
cyclic aromatic hydrocarbons. However, SEM/AVS ratios have
been used in sediment assessments to rule out metals as prob
able causative agents of toxicity [22]. Also,  the SEM/AVS
approach to predicting the biological availability and toxicity
       0.01
                     1      10     100     1000
                      mtefstttio! Water Toxic Units
                                               10000   100000
Fig. 9  Percentage mortality of saltwater and freshwater benthic spe-
cies, including oligochaetes (L. variegatus, L.V.), polychaetes (C. cap-
itata,  C.c., and M. arenaceodentata, N.a.), amphipods  (A. abdita,
A.a.), harpacucoids (Amphiascus tenuiremis, A.t.), and snails (Heli-
soma sp., H.s.) exposed to sediments spiked with cadmium (® = A.t.,
see Fig 8 legend for definitions of other symbols), copper, lead, nickel,
zinc, or a mixture of metals as a function of IWTUs  Data below the
detection limit are plotted at IWTU = 0.01.

-------
2078    Environ Toxicol. Chem.  15. 1996
                                             W.J. Berry et al.
                     . Table 3  Accuracy of predictions of the toxicity of sediments from spiked sediment tests with
                          saltwater amphipods and combined freshwater and saltwater spiked sediment tests as
                               a function of SEM/AVS ratios, IWTUs, and both SEM/AVS and IWTUs
                                                                                           % Sediment
                  Study type
                                           Parameter
                                                                  Value
                     Nontoxic     Toxic
Amphipods
(saltwater)




All species (fresh-
water and salt-
water)



SEM/AVS

IWTU

SEM/AVS, IWTU

SEM/AVS

IWTU

SEM/AVS, IWTU

£1.0
>1.0
<0.5
2=0.5
£1.0, <0 5
>1.0,a0.5
£1.0
>1.0
<0.5
20.5
£1.0,<0.5
>%1.0, S0.5
43
45
33
36
29
36
92
83
88
76
71
65
97.7
20.0
97.0
5.6
96.6
5.6
98.9
26.5
98.9
22.4
98.6
12.3
2.3
800
3.0
944
3.4
94.4
1.1
73.5
1.1
77.6
1.4
87.7
of cadmium, copper, lead, nickel, and zinc is applicable only
to anaerobic sediments that contain AVS, because in aerobic
sediments binding factors  other then AVS control  bioavail-
ability [38,39]. Measurement of IW metal may be useful for
evaluations of  these metals in aerobic sediments and other
metals in sediments in general [12]. Even with theses caveats,
we believe that the use of SEM, AVS, and interstitial mea-
surements in  combination  are superior to all other  currently
available sediment evaluation procedures to causally assess
the implications of these five metals associated with sediments.


Acknowledgement—We thank  S. Benyi, A. Kuhn, and C. Schlekat
for graphics and database support and R. Burgess, R. Hoke, K. Scott,
and two anonymous reviewers for comments that improved the manu-
script W. Berry, J. Corbin, D. Robson, B. Rogers, and B. Shipley
were supported under U.S. Environmental Protection Agency (EPA)
Contract  68-C1-0005 to Science Applications International Corpo-
ration. D.M. Di Toro and I.D. Mahony were supported under U.S.
EPA Cooperative Agreement R812824010 with Manhattan College.
This document has been reviewed in accordance with U.S. EPA, Na-
tional Health and Environmental Effects Research Laboratory, policy
and approved for publication. The contents of this publication do not
necessarily reflect the views of the U.S. EPA. Mention of trade names
or commercial products does not constitute endorsement  or recom-
mendation for use.

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                                                                Environmental Toxicology and Chemistry, Vol  18, No  1, pp 30-39,1999
                                                                                                           © 1999 SETAC
                                                                                                         Printed in the USA
                                                                                                   0730-7268/99 $9 00 + 00
                                                 Annual Review

  SILVER TOXICITY TO CH1RONOMUS TENTANS IN TWO FRESHWATER SEDIMENTS


         DANIEL J. CALL,*! CHRISTINE N.  POLKINGHORNE.! THOMAS P. MARKEE,! LARRY T. BROOKED
                   DIANNE  L. GEiGER.t JOSEPH W. GoRSUCH,^: and KENNETH A. ROBILLARD}:
                 fLake Superior Research Institute, University of Wisconsin-Superior, Superior, Wisconsin 54880, USA
                             ^Eastman Kodak Company, Rochester, New York, New York 14652 USA

                                       (Received 27 May 1998, Accepted 24 July 1998)


      Abstract—Sediment collected from two freshwater lakes, West Bearskin Lake (Cook, MN, USA) and Bond Lake (Douglas, WI,
      USA), was characterized for grain size, total organic carbon, (TOC), acid-volatile sulfides (AVS), simultaneously extracted metals
      (SEM), and iron (Fe) Both sediments had low levels of TOC (< 1.0 percent) and AVS (< 1.1 u,mol/g)  West Bearskin Lake sediment
      contained more small (silt and clay) particles than Bond Lake, which was 95%  sand  West Bearskin Lake also had higher SEM
      (S, SEM = 0815 vs 0 074 fimol/g) and had an Fe content that was approximately 30-fold greater than that of Bond Lake These
      sediments were amended with AgNO, in a series of concentrations, some of which were intended to exceed the total silver (Ag)-
      bindmg capacity of the sediments, allowing for the appearance of dissolved Ag in pore water (PW)  Sediment toxicity tests were
      then designed such that the AgNO, amendment levels would  result in PW concentrations that bracketed the  10-d concentration
      causing 50% lethality (LC50) for dissolved Ag of 0 057 mg/L, as determined in a toxicity test in water alone (i e , without sediment
      present). The 10-d LC50 values for Chironomus tent cms, based upon nominal additions of Ag to the sediments, were 2 75 and
      1 17 g Ag per kilogram dry sediment for West Bearskin and Bond Lake sediments, respectively  An LC50 value based upon
      dissolved Ag in the  PW was determined only for  Bond Lake sediment and was  approximately 275  times greater than the water-
      only LC50 value  This indicated that a high proportion of the dissolved fraction was not readily bioavailable to cause lethality A
      reduction in PW pH and the displacement of other metals from sediment into PW with Ag additions to the sediment likely contributed
      to the observed mortalities and weight losses, particularly at the higher exposure levels  The concentrations of Ag in these sediments
      that resulted  in biological effects are considerably  higher than  levels reported in the environment.

      Keywords—Silver    Toxicity    Freshwater    Sediments    Chironomus tentans
                    INTRODUCTION
   It has been estimated that one fourth to two fifths of the
silver (Ag) released to the environment enters the aquatic com-
ponent [1,2]. Silver is a highly reactive element that may exist
in the aquatic environment in a number of chemical forms.
However, only the free ionic  form of Ag (Ag*) is reportedly
toxic to freshwater organisms [3-8]. This  free ionic form is
present only at very low concentrations due to the fact that it
readily reacts with different inorganic and organic ligands that
are present in the freshwater environment.  Prior to the use of
ultraclean analytical  techniques, measured concentrations of
dissolved Ag in freshwater samples in the United States were
usually reported as <0.2 u,g/L [9] Studies in which ultraclean
sampling and analytical procedures  were used have reported
even lower concentrations (<0.001 u,g/L) in water [10].
   Most of the Ag-hgand complexes that form in freshwater
[11] settle to the bottoms of streams  or lakes to become a part
of the  sediment [12,13]. Concentrations of Ag in sediment
from highly industrialized areas range from 1 to  150 mg/kg,
whereas background concentrations in nonurban areas are usu-
ally <0.1 mg/kg [9]  The surface sediments act as a biogeo-
chemical reactor, controlling the return of metals  to the over-
lying water or their retention in the underlying sediment re-
pository  [14]. In the sediment, the dynamics of Ag speciation
are dependent upon a number of factors, including the geo-
logical characteristics of the sediment, the composition of nat-

   * To whom correspondence may be addressed
(dcall@staffuwsuper.edu) Contribution  106, Lake Superior Research
Institute
ural ligands in the overlying and pore water (PW), seasonal
changes that influence biological and  chemical cycling (e.g.,
pH, redox status, acid-volatile sulfideTAVS] content, organic
carbon content), and  physical influences upon the sediment
(e.g., bioturbation, storm events, and dredging activities). Be-
cause it is the ionic form of the metal in PW that is of toxi-
cological concern to benthic organisms [15-17], it is important
to obtain an understanding of the interactions between Ag and
sediments in determining the concentrations of dissolved  Ag
that might exist in a bioavailable and toxic form  in PW This
paper is one in a series  of papers on Ag in this issue. It  ex-
amines the current state  of knowledge regarding Ag in fresh-
water sediments and reports our research results on the toxicity
of Ag-spiked sediments  toward larvae of the freshwater Dip-
teran insect Chironomus tentans. Berry et al. [18] have applied
the  data  from this study in evaluating  PW toxicity and si-
multaneously extracted metals (SEM)/AVS relationships

              MATERIALS AND METHODS
Lake sediment collection,  handling, and properties
  Two lakes were selected that were known to contain sed-
iments of relatively low  total organic carbon (TOC) and AVS
levels  Low TOC and AVS sediments were selected for study
based upon the rationale that these sediments would represent
worst case conditions for then: capacities to bind Ag regarding
the  TOC and AVS binding phases  Sediment  was collected
from West Bearskin Lake  (Cook, MN, USA) and Bond Lake
(Douglas, WI, USA) with Eckman and Ponar samplers It was
placed into  polyethylene containers, and refrigerated (~4°C)
                                                          30

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Silver toxicity in freshwater sediments
                      Environ Toxicol Chem 18, 1999    31
                                     Table 1  Physicochemical properties of test sediments
                                                                              Sediment
                 Property
                                                                West Bearskin Lake
                                                                                      Bond Lake
Particle size (%)
Gravel
Sand
Silt
Clay
Dry weight (%)
Total organic carbon (%) ^
Acid-volatile sulfide ((unol/g)1
Simultaneously extracted metals (SEM, |Amol/g)b
Cadium
Copper
Lead
Nickel
Silver
Zinc
2SEM (u,mol/g)c
Iron ((xmol/g)d
n = 1
00
54.2
37.6
82
59 7 (n = 16)
087 (n = 1)
<0 1 (n = 8)
n = 2
0.003
0.085
0.042
0.121
0.004
0.560
0815(n = 2)
165 (n = 1)
n = 1
13
953
34
00
76 1 (n= 10)
022(n = 1)
<0.1 (n = 15)
n = 4
0.001
0.015
0.007
0013
0006
0035
0.077 (n = 4)
5.8 (n = 7)
                 • Determined dunng toxicity tests
                 b Mean as determined from control sediment dunng toxicity tests
                 c SEM = simultaneously extracted metals.
                 d Determined by SEM extraction procedure
until mixed. Shortly after collection, the sediment was thor-
oughly homogenized in a stainless steel drum with a com-
mercial drill equipped with a mortar paddle, apportioned back
into the polyethylene buckets, and refrigerated until used in
tests. The sediment was stored for 10 and 4 to 5 months prior
to the initiation of Ag equilibration and toxicity tests for West
Bearskin  and  Bond  Lakes,  respectively.  Sediment samples
were remixed prior to use in each type of sediment test. Sam-
ples were analyzed for particle size distribution, dry weight,
and TOC by a contract laboratory Acid-volatile sulfide, SEM
and iron (Fe) content were also determined (Table 1), for which
methods are described below.

Silver toxicity test in water
   A 10-d water-only toxicity test was conducted with 11-d-
old larvae of  C.  tentans exposed  to AgNO3. The exposure
chambers  were 300-ml  high-form beakers containing two
mesh-covered holes (12-mm diameter) in the walls of the beak-
ers to allow for an outflow of water into the aquarium in which
they were placed. Ten larvae were exposed in duplicate to five
exposure concentrations, plus a control. The nominal total Ag
concentrations were 0, 12.5, 25, 50,  100, and 200 u,g/L. Mean
measured dissolved Ag concentrations  of <5.0, <5.0, <5.0,
13.0, 66.0, and 155  p,g/L for the control and five treatments
were provided by pumping test solutions directly from stock
containers with a multihead peristaltic pump (Cole-Farmer In-
strument,  Chicago, IL, USA) to the bottom of each exposure
beaker at  the rate of approximately 1.0 ml/min. The AgNO3
stock solutions were prepared in laboratory water, which was
dechlorinated municipal water that  had been passed through
an ion-exchange resin column for removal of metal  ions.
   A thin layer of quartz sand was added to each beaker pnor
to the addition of larvae to reduce stress. Each test chamber
was supplied with 6.0 mg of Tetrafin® slurry daily for the
larvae  to feed upon. Daily measurements  were made at each
exposure concentration of temperature,  dissolved oxygen, and
pH in alternating replicates Hardness, alkalinity, and conduc-
tivity were measured twice dunng the test near the beginning
and end  in control,  low, medium, and high treatments. The
overall means for test temperature, dissolved oxygen, and pH
were 23.0 ± 0.2°C,  7.7 ± 0.4 mg/L, and  7.4 ± 0.1  units,
respectively (n = 78). Mean values for hardness (n  = 8),
alkalinity (n = 8), and conductivity (n = 24) were 52.1  ± 4.8
mg/L, 45.0 ± 1.4 mg/L, and 147  ± 5.41  u,mhos/cm, respec-
tively. Total, dissolved, and free ionic Ag were measured in
all replicates on days 0 and 10 of the exposure and in alternate
replicates on days 3 and 6. Total Ag was the amount measured
by atomic absorption (AA) spectroscopy in unfiltered acidified
samples. Dissolved Ag was  procedurally defined as the Ag
that passed  through a 0.2-^m polyethersulfone membrane
(Gelman Sciences, Ann Arbor, MI, USA) and was measured
by AA  spectroscopy. Free Ag* was  the form that passed
through the 0.2-u.m membrane and was measured by ion-spe-
cific electrode.

Silver binding capacity experiments
   Preliminary spiking experiments without animals present
were conducted  to determine the binding capacity of each
sediment for Ag. AgNO3 was added to the sediment in a series
of concentrations, and dissolved Ag concentrations were mea-
sured in the PW. It was assumed that dissolved Ag would not
be measurable in the PW until the sediment binding capacity
was reached, at  which point it would appear in the PW in
increasing concentrations with increasing AgNO3 spiking lev-
els. The objective was to ascertain the spiking levels needed
to yield concentrations of dissolved Ag in the PW that would
bracket the  10-d dissolved Ag LC50 value for C. tentans as
determined in the water-only toxicity test. These experiments
were conducted by spiking AgNQ3  solutions into homogenized
sediment in 2-L  fluorinated polyethylene containers. The
spiked sediment was stirred  with  a motorized stainless steel
stirrer for 5 mm under a nitrogen atmosphere. An acrylic plas-
tic peeper containing two 6.0-ml chambers covered with a 0 2-
u,m pore size polyethersulfone membrane and containing de-
gassed,  deiomzed water was inserted into the sediment,  and
the container was flushed with nitrogen, covered with a screw
lid, and placed into  a refrigerator at 4°C. The peepers were
withdrawn from the sediment at weekly intervals, with  a new

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32    Environ Toxicol Chem  18, 1999
                                            D.J  Call et al
peeper inserted each time to replace the withdrawn peeper. The
water within the peeper chambers was withdrawn with an Ep-
pendorf pipette, placed into Teflon* bottles cleaned with am-
monium hydroxide and  nitric acid, acidified to pH  ^2 with
concentrated nitric acid (trace metals grade), and analyzed for
Ag and other metals. Concentrations of Ag in the peeper cham-
ber water (i.e., sediment PW) were procedurally defined as
dissolved, having passed through the 0.2-u.m pore size mem-
brane. The spiked sediment samples  were analyzed over 2 to
% weeks to determine if an equilibrium had been established
based upon constant concentrations  of dissolved Ag in the
peepers on successive sampling dates.

Silver tbxicity tests in sediment

   West Bearskin Lake. Based upon results from the water-
only toxicity test and the Ag binding capacity study,  West
Bearskin Lake sediment was spiked  with AgNO3 at nominal
concentrations of 1.7, 2.2, 3.0, 4.0, 5.4, 7.2, and 9.6 g Ag per
kilogram dry  sediment. The test was performed in a modified
system based upon that of Benoit et al. [19],  with test con-
ditions as described  in  standard procedures [20]. Sediment
control and sand performance controls were also tested, with
mean survival rates of 80.0  and 93.3%, respectively. In the
sand performance controls, the mean dry weights averaged 0.8
mg per individual, indicating adequate growth for test ac-
ceptability [20]. Exceptions to standard procedures were that
the system provided for renewal of overlying water to the
aquaria at a rate equivalent to approximately four volume ad-
ditions daily rather than two, and only three biology replicates
were used rather  than four. Screened exposure beakers (300
ml) were used for both biological and chemical testing at each
exposure level, with four  beakers used for chemistry  mea-
surements. Each beaker received approximately 100 ml of ei-
ther AgNOj-amended sediment, control sediment, or quartz
sand (used as a test performance control). The chemistry beak-
ers each received a two-chambered peeper covered with a 0.2-
ujn polyethersulfone membrane, positioned to  a depth within
the sediment  such that the lower chamber was buried below
the surface of the sediment to collect PW and the upper cham-
ber was in the overlying water. The beakers containing sedi-
ment were placed into the aquaria (30.5 X 15.0 X 8.0-10.0
cm, length X  width X water depth) of the toxicity test system
7 d prior to the introduction  of test animals, with renewal of
overlying water occurring during this time period.  This al-
lowed for elimination of any excess nitrate ion concentration
in the overlying water. Temperature, dissolved oxygen, and pH
were measured in all test chambers on days 0  and 10 and in
at least one replicate per treatment on intermediate days (n =
199).  The  overall respective test means  (±SD) were 23.3
(0.6)°C, 7.5 (0.7)  mg/L, and 7.3 (0.4) units.
   Ten second-third  instar C. tertians larvae  (10-11 d old)
were randomly added to each replicate, including the chemistry
beakers, 39 d after Ag addition to the sediment. Each replicate
was fed the equivalent of 6.0 mg of dry solids  daily, as in the
water-only  test. Chemistry beakers were sampled on days 0,
5, and  10 of the toxicity test. A peeper was removed from one
replicate at each exposure concentration, and the peeper cham-
ber water was analyzed for pH and Ag. A subsample of the
peeper water was also analyzed for concentrations of zinc (Zn),
nickel  (Ni), lead  (Pb), copper (Cu), total ammonia and non-
purgeable dissolved organic  carbon. Cadmium (Cd) was not
analyzed due to the very low concentration in the SEM extract.
The overlying water was also sampled and measured for Ag
and other metals.
   On day 10, the biology test beakers were sieved. Survivors
were counted and placed into preweighed pans for each rep-
licate and dried in  an oven at  105°C for ~24 h. Survival,
individual dry weight, and total biomass per replicate were
statistically analyzed.
   Bond Lake. Two  10-d toxicity tests were  performed with
Bond Lake sediment, due to the fact that the PW-dissolved Ag
concentrations in the first test were less than expected based
on the initial binding study, and  the exposures were not lethal
to C. tentans. The AgNO3 additions to the bulk sediment in
the first test resulted in nominal concentrations of 0.005,0.01,
0.03, 0.08, 0.20, and 0.50 g Ag per kilogram dry sediment.
The AgNOj  additions in the second test yielded nominal con-
centrations of 0.03, 0.08, 0.20,  0.50, 1.2, and 3.1 g Ag  pei
kilogram dry sediment. Each test also contained sediment and
sand performance controls, with respective mean survival rates
of 93.3  and  100% for test 1 and 96.7 and 83.3% for test 2.
The tests were performed as described for West Bearskin Lake.
Larvae (2nd/3rd instar) were added to the sediment 22 d after
the AgNO3 additions in both tests. For test 1, the overall means
(±SD) for temperature, dissolved oxygen, and pH (n = 176)
were 23.1 (0.3) "C, 7.6 (0.8) mg/L, and 7.4 (0.2) units,  re-
spectively. For test 2, the respective means (n = 176) were
23.1 (1.0) °C, 7.2 (1.0) mg/L, and 7.4 (0.2) units, respectively.
In Bond Lake, PW was analyzed for Ag, Zn, and iron (Fe)
Nickel, Pb, Cu, and Cd were not analyzed due to their presence
only at very low concentrations  in the SEM extract.
   Analytical chemistry. Total and dissolved Ag concentra-
tions were measured using a Varian SpectrAA200 AA spec-
trophotometer. Samples were acidified to a pH £2 using trace
metal grade  nitric acid.  Flame AA was utilized in all cases,
with the exception of the first Bond Lake toxicity test, where
graphite furnace AA was used to measure the dissolved  Ag
concentrations due to the fact that the concentrations were
below the flame detection limit. Free ionic Ag+ was measured
using an ion-specific electrode (Orion 9616BN). For total, dis-
solved and free ionic Ag measurements, a calibration curve
was developed from a minimum of four standards bracketing
sample concentrations. If necessary, samples were diluted with
deionized water to bring them within the range of the stan-
dards. Measurements of additional dissolved metals in peeper
samples were analyzed using flame AA (Vanan SpectrAA200).
The metals that were quantified  included Cu,  Zn, Fe, Ni, and
Pb.
   Nonpurgeable dissolved organic carbon was analyzed using
a Shimadzu  TOC 5050A organic carbon analyzer according
to U.S. Environmental Protection Agency (U.S. EPA) method
415.1 [21]. Samples (0.5 ml) were collected from peepers,  0.5
ml of deionized water was added to provide an adequate sam-
ple volume,  and the  samples were preserved with 5  uJ of 2
M HC1. Upon analysis, each sample was sparged with air for
1 min to eliminate any inorganic carbon. The concentrations
of organic carbon were then quantified relative to a standard
curve developed from four standards.
   Acid-volatile sulfide and SEM analyses were conducted
using the HC1 gas train method [22]. A measured mass of
frozen sediment was placed into a reaction flask with 100 ml
of deionized water and purged  with nitrogen, and 20 ml of
6M HC1 was added. Nitrogen gas was bubbled  into the reaction
flask and then passed through a series of glass impinger bottles.
The first impinger bottle was filled with KHP  solution and the

-------
Silver toxicity in freshwater sediments

final two were filled with 0.1M AgNO3. Sulfide present in a
sample was converted to hydrogen sulfide,  which passed
through the first impmger bottle and reacted with the AgNO3
in the second to form insoluble Ag2S precipitate. The Ag,S
precipitate was filtered and weighed to  determine AVS. The
HC1 extract containing the SEMs was filtered to separate the
extract from the sediment. This extract was analyzed using
flame AA for Ag, Cd, Cu, Ni, Pb, Zn, and Fe.
   Ammonia was measured both in the overlying water and
PW collected from peeper samples as well as overlying H2O
collected with an Eppendorf pipettor. In both cases, samples
were treated with 10 M NaOH just prior to analysis. Overlying
water samples were analyzed using an ion-specific electrode
(Orion 9512), and peeper samples were analyzed using an
ammonia microelectrode (MI-740 Microelectrodes, London-
derry, NH, USA).
   Statistical  Analyses. Estimates of concentration causing
50% lethality (LC50) were obtained using the trimmed Spear-
man-Karber program (version 1.5) from a U.S. EPA statistical
software package [23]. Larval survival, individual dry weight,
and total biomass per replicate were analyzed by one-way
analysis of variance, and a comparison of control and treatment
means was performed by Bonferroni's t-test, as provided in a
TOXSTAT* software package (University of Wyoming, Lar-
amie, WY, USA).

               RESULTS AND DISCUSSION

Silver toxicity in water

   Ten-day  LC50 values (95% confidence intervals) for C.
tentans larvae exposed to Ag in the absence of sediment were
0.063 (0.036-0.108), 0.057 (0.030-0.108), and 0.035 (0.017-
0.075) mg/L for total Ag, dissolved Ag, and  free Ag+, re-
spectively. Dry weights of surviving larvae were less than half
of control larval weights at the two highest exposures where
the mean free Ag* concentrations were 0.041 and 0.110 mg/
L. Based upon significant (p = 0.05) reductions of 82.4 and
95.1% in dry weight at the two highest exposures of 0.066
and 0.155 mg/L dissolved Ag, respectively, but not at 0.013
mg/L, the no observable effect concentration (NOEC) and low-
est observable effect concentration (LOEC) range was 0.013
to 0.066 mg/L of dissolved Ag. Dry weight was only slightly
reduced (11.1%) at 0.013 mg/L. The observed sensitivity of
C. tentans to Ag in our laboratory water is lower than the 10-
d LC50 of 0.259 mg/L obtained by Rodgers et al. [24]. They
reported  a 10-d NOEC value of 0.125 mg/L of Ag. The lab-
oratory water used in our study may have had fewer ligands
to bind the Ag+ ion than the pond water used by Rodgers et
al. [24], and some of the larger colloids that may have passed
through their 0.45-u.m filter may have been retained by our
0.2-u.m filter. However, our LC50 value was greater man a 48-
h LC50 value of 0.010 mg/L of total Ag for third instar larvae
of this species in an unfed test in which the Ag concentrations
were not measured [25].

Silver binding capacity of sediments

   The preliminary Ag equilibration test results (Table 2) in-
dicated that PW concentrations in AgNO3-amended West Bear-
skin Lake sediment had come into equilibrium within 15 d.
Pore-water Ag concentrations were generally similar on days
15, 22, and 29. However, the day 8 concentrations at the three
highest Ag.additions were much higher than later measure-
ments. From this study, it was determined that a minimal equil-
                      Environ. Toxicol. Chem. 18, 1999    33

Table 2. Concentrations of "dissolved" silver (Ag) in pore water from
peeper chambers buned  within West Bearskin Lake sediment in
               preliminary equilibration studies
Nominal
sediment
Ag
(g Ag/kg)
Control
1.7
2.2
3.0
4.0
5.4
7.2
9.6
Dissolved Ag concentration (mg/L)
Day 8
<0.005
<0.005
<0.005
0.005
<0.005
1.03
4.09
13.9
Day 15
<0.005
0.010
0.007
0.010
0.012
0.019
0022
0087
Day 22
<0.005
<0.005
0.005
0.008
0.021
0.025
0.041
0.080
Day 29
<0.005
0006
<0.005
0.006
0.010
0.013
0.017
0.092
ibration period of 15 days was required for West Bearskin
Lake sediment. It was deduced that this equilibration time
would also be adequate for Bond Lake sediment, with fewer
Ag binding sites in the form of AVS, TOC, and total surface
area of particles in this sediment. Silver equilibration periods
of 39 and 22 d were used for West Bearskin and Bond Lake
sediments, respectively, before animals were added in the sed-
iment toxicity tests. These sediments had been stored under
refrigeration for up to 10 months prior to use and likely un-
derwent some chemical changes during  this storage period.
Plots of the PW Ag concentrations during both the equilibra-
tion and toxicity testing periods are shown in Figure 1.
   The concentrations of Ag and other heavy metals analyzed
in the  peeper chamber water during the tests at the various
AgNOj spiking levels (Tables 3 and 4) show that West Bearskin
Lake sediment had a greater binding capacity for Ag* than
Bond Lake sediment. In West Bearskin Lake sediment,  no
dissolved Ag was measured in the PW at spiking levels up to
2.2 g Ag per kilogram dry sediment At 3.0 g Ag per kilogram
dry sediment, dissolved Ag in the PW reached a maximum,
as did  toxicity. It is unclear as to why this intermediate con-
centration had the highest PW concentration of Ag. Silver
displaced the other metals as the spiking levels increased, with
particularly high concentrations of Zn and Ni released into the
PW. The pH decreased with increased additions of AgNO3.
   In Bond Lake sediment, no appreciable concentrations of
dissolved Ag were measured in the peeper chambers at spiking
levels up to 0.08 g Ag per kilogram dry sediment. However,
at spiking levels of 0.20 g Ag per kilogram dry sediment and
higher, dissolved Ag concentrations increased with increasing
AgNO3 additions. A'dramatic increase in dissolved PW Ag
occurred between'the 0.20 and 0.50 g Ag per kilogram sedi-
ment spiking levels. Concentrations of Zn in PW also increased
as with West Bearskin Lake sediment and, at comparable spik-
ing levels, were displaced to the PW in greater concentrations
in Bond Lake sediments than in West Bearskin Lake sediments.
The concentrations of Fe in PW decreased dramatically be-
tween  the spiking levels of 0.50  and 1.2 g Ag per kilogram
sediment.  This may indicate that more Fe oxides had reacted
with the additional Ag+ to form either a precipitate or a large
(i.e., >0.2 uin) soluble Ag-Fe oxide complex that could not
pass through the 0.2-u.m peeper membrane.
   These data suggest that West Bearskin Lake sediment can
effectively bind 2.2 g Ag per kilogram dry sediment before
any dissolved Ag occurs in the  PW. By comparison, Bond
Lake sediment can effectively bind only 0.08 g Ag  per kilo-
gram dry  sediment. This difference in binding capacity may

-------
34     Environ. Toxicol. Chem 18, 1999

        A West Bearskin Lake
                                              D.J. Call et al.
      B. Bond Lake
   0001
        -•-Control
        -o- 1 7 g Ag/kg Diy Sod
        -T- 2 .2 g Ag/kg Dry Sad
        -V- 30gAg/kgDiySed
        -•- 4 0 g Ag/kg Dry Sod
        -o-S 4 g Ag/kg Dry Sod
        -•- 7.2 g Ag/kg Dry Sad
        -0-B6 g Ag/kg Dry sed
                                                                       •0  Control
                                                                       -0-0 03 g Ag/kg OiySad
                                                                       -V- 0 20 g Ag/kg Dry 8*d
                                                                       -•- 0 60 g Ag/kg Dry 8«d
                                                                       -0-12gAgftaDiy8«l
                                                                       -*-31gAgfligOiy8
-------
Silver toxicity in freshwater sediments
                      Environ. Toxicol. Chem.  18, 1999    35
Table 4. Mean overlying water (OW) and pore-water (PW) pH and dissolved metal concentrations and survival, organism dry weight, and total
         biomass of Chironomus tentans larvae in two toxicity tests with Bond Lake sediment amended with silver (Ag) as AgNO,
Nominal
dry
sediment
concn.
(g Ag/kg)
Dissolved metal (mg/L)1
OW/PW
pH
Ag
Zinc
Iron
Mean (SD)
% survival
Mean (SD)
organism dry
weight (mg)
Mean (SD)
replicate total
biomass (mg)
Test 1
Control
0.005
0.01
0.03
0.08
0.20
0.50
OW
PW
OW
PW
OW
PW
OW
PW
OW
PW
OW
PW
OW
PW
7.65
6.82
7.62
6.82
7.62
6.82
7.51
6.84
7.68
6.91
7.52
6.90
7.50
6.21
0.0008
0.0002
0.0002
0.0006
0.0002
0.0010
0.0010
0.0027
0.0061
0.0060
0.016
0.034
0.013
0.127
0017
<0.005
<0.005
<0.005
<0.005
0.009
<0.005
<0.005
<0005
<0.005
<0.005
<0.005
0.012
0007
1.012
17.3
<0.065
13.4
<0.065
14.2
<0.065
13.9
<0.065
9.04
<0.065
5.16
<0.065
1.20
93.3
100
100
100
83.3
86.7
83.3
(11.5)
(0.0)
(0.0)
(0.0)
(153)
(5.77)
(5.77)
2.66
2.29
1.99
1.92
2.53
1.98
1.85
(0.40)
(0.26)
(0.11)
(0.44)
(0.56)
(0.16)
(0.26)b
22.3
20.4
17.9
16.4
18.4
17.2
15.3
(6.95)
(1.33)
(1-21)
(2.89)
(2.53)
(2.46)
(1.19Y
Test 2
Control
0.03
0.08
0.20
0.50
1.2
3.1
OW
PW
OW
PW
OW
PW'
OW
PW
OW
PW
OW
PW
OW
PW
7.56
6.89
7.50
6.95
7.50
6.89
7.49
, 6.90
7.66
6.32
7.46
4.41
6.89
3.57
<0.005
<0.005
<0.005
<0.005
<0.005
0.033
0.009
0.019
0.017
1.044
0.156
7.979
34.61
1,389
<0.005
<0.005
<0.005
0.006
0.019
<0.005
<0.005
<0.005
0.077
0.025
<0.005
0.311
0.031
1.49
<0.065
12.1
0.113
9.64
0.275
8.74
0.167
6.42
0.065
4.71
<0.065
1.15
<0.065
0.634
96.7
100
93.3
93.3
(5.77)
(0.00)
(5.77)
(5.77)
90.0 (10.0)
53.3
0.0
(11.5)"
(0.0)"
2.96
3.03
2.98
2.56
2.29
(0.16)
(0.16)
(0.11)
(0.55)
(0.10)'
0.36 (0.037)"
-
_d
27.6
29.2
25.8
22.2
20.5
1.89

(3.97)
(1.38)
(2.17)
(2.12)
(1.51)"
(0.3 iiy
_d
• Dissolved is procedurally defined as having passed through a 0.2-|un pore size membrane filter.
b Significantly different from survival or dry weight of control animals in the same test.
c Significantly reduced from total biomass of control animals with test 1 and 2 data pooled (p & 0.05).
c No data as there Were no survivors.
Silver toxicity in sediments
   West Bearskin Lake. During the toxicity tests with C. ten-
tans,  no measurable Ag was present in the PW in  the two
lowest exposures of 1.7 and 2.2 g Ag per kilogram dry sed-
iment (Table 3). At the 1.7-g Ag per kilogram exposure, PW
concentrations of Zn, Ni, Cu, and Pb  were either at or below
analytical detection limits. At 2.2 g Ag per kilogram dry sed-
iment, PW concentrations of Zn, Ni, and Pb were detectable,
but Cu remained below detection. In fact, Cu was measurable
only at the two highest exposures. Dissolved Ag concentrations
behaved erratically in the PW at exposures of 3.0 g Ag per
kilogram dry sediment and higher. A reddish orange-colored
precipitate, presumably oxides of iron, was visible at spiking
levels of 4.0 g Ag per kilogram dry sediment and higher.
Amorphous iron oxides formed at the higher AgNO3 spiking
levels may have scavenged the freely dissolved Ag to varying
degrees, thereby affecting dissolved Ag concentrations.
   The biological responses of C. tentans  showed  that the
greatest  reduction in survival occurred at the  3.0 g Ag per
kilogram sediment spiking level, which also had the highest
mean measured PW dissolved Ag concentration of 0.299 mg/
L. Mean survival was improved at the higher exposures but
remained below 50% in all treatments higher than 3.0 g Ag
per kilogram dry sediment. Mean organism dry weights were
most greatly reduced between the exposure levels of 2.2 and
5.4 g Ag per kilogram dry sediment; however, only the 4.0-
g/kg exposure resulted in  a significant (p = 0.05) reduction
(Table 3). The total replicate dry weight biomasses of surviving
larvae were significantly (p £ 0.05) decreased at all Ag amend-
ment levels except for the lowest. This endpoint integrates
both survival and individual organism dry weight. The PW-
dissolved Ag concentrations were  below detection (<0.005
mg/L) at the two lowest spiking levels, so it would appear that
Ag was not directly responsible for the observed biomass re-
duction at the 2.2 g Ag per kilogram sediment amendment
level. The NOEC-LOEC range based upon total biomass and
nominal bulk sediment additions of Ag was  1.7 to 2.2  g Ag
per kilogram dry sediment. An LC50 value of 2.75 g Ag per
kilogram dry sediment was estimated based on nominal bulk
sediment additions. Due to the  erratic dissolved Ag concen-
trations in the PW, it was not possible to estimate a PW LC50
value for dissolved Ag.

-------
36    Environ Toxicol Chem 18, 1999
                                            D.J. Call et al
                 Table 5 Summary of biological responses of Chironomus tentans larvae exposed to silver (Ag) in water
                                                     and sediments
Biological responses

Test medium
Laboratory water
West Bearskin
Lake sediment
Bond Lake
sediment

Matrix1
PW
S
PW
S

10-d LC50"
0.057
— c
2.75
15.1
1.17

NOEC"
0.013
	 d
1.7
0.034
0.20

LOEC"
0.066
	 d
22
0127
0.50
Most sensitive
endpomt
Dry weight
Total biomass
Dry weight and to-
tal biomass
                 • PW = pore water; S = sediment.
                 b LC50 = concentration causing 50% lethality; NOEC = no observable effect concentration; LOEC =
                  lowest observable effect concentration. Concentrations are for dissolved silver in milligrams per liter
                  and nominal additions of Ag to bulk sediment in grams Ag per kilogram dry sediment.
                 G Not calculable due to nature of dose-response data.
                 " Not determined as the PW Ag concentrations at both the NOEC and LOEC were below detection
                  (<0.005 mg/L)
   The displacement of other metals likely contributed to ob-
served mortalities at higher AgNO3 amendment levels. Con-
centrations of Zn, Ni, and Pb increased in the PW as AgNO3
spiking level increased.  Due to the displacement of Zn, Ni,
Cu, and Pb in the sediment by Ag*, it is likely that Ag+ in
combination with these metals, as well as decreasing pH, con-
tributed to observed reductions in  survival at spiking levels
of S3.0 g Ag per kilogram dry sediment. The 10-d LC50 value
for Zn with C. tentans is 1.12 mg/L [28]. Therefore, concen-
trations of Zn alone would have contributed 0.021, 0.124,
0.390,1.10, and 3.52 acute toxicity toxic units (TUs) at spiking
levels of 3.0, 4.0, 5.4, 7.2, and 9.6 g Ag per kilogram dry
sediment,  respectively. Ten-day LC50 values for C. tentans
were not available for the other metals that were measured.
Nickel and Pb would  also have contributed some fractional
TUs, whereas Cu would have contributed'fractional TUs only
at the two highest spiking levels. The observed displacement
of Zn and Cu followed the order to be expected in terms of
their respective metal sulfide solubility products [29]. This was
also previously observed in laboratory sediments spiked with
several divalent metals [15]. Acid-volatile sulfide concentra-
tions  were very low,  starting  at approximately 1.1 u,mol/g
before the test started and decreasing to <0.1 |unol/g during
the toxicity test in the control, low,  medium, and high spiking
levels. Therefore, it  would appear that the dissolution of these
metals from their associations with other ligands may follow
the same general pattern as with sulfide.
   Bond Lake. In two tests with Bond Lake sediment, no ap-
preciable dissolved  Ag appeared in the  PW until a spiking
level of 0.08 g Ag  per kilogram dry sediment was reached.
Zinc concentrations in PW first appeared at 0.50 g Ag per
kilogram sediment and increased with increasing Ag amend-
ments up to a high mean concentration of 1.49 mg/L of Zn at
the highest exposure. Iron concentrations in PW remained be-
tween 12.1 and 17.3 mg/L in the controls and the lower spiked
sediments but decreased noticeably at an amendment level of
0.08 g Ag per kilogram dry sediment in test 1 and 0.50 g Ag
per kilogram dry sediment in test  2. Pore-water Pb concen-
trations in test 2 started to increase at the 0.20-g Ag  per ki-
logram spiking  level, attaining a high concentration of 0.126
mg/L at the highest Ag amendment level (3.1  g Ag  per ki-
logram dry sediment). Copper concentrations were elevated to
0.046 and 0.067 mg/L in the PW at the two highest exposures
in test 2.
   Chironomus tentans larvae were unaffected in their sur-
vival at mean dissolved PW concentrations up through 1.044
mg Ag per liter in the two Bond Lake sediment tests, corre-
sponding to a nominal sediment amendment level of 0.50 g
Ag per  kilogram  dry sediment (Table 4). Survival was sig-
nificantly reduced at the 1.2 g Ag per kilogram dry sediment
amendment level.  Mean organism dry weight was reduced only
at the exposures of &0.50 g Ag per kilogram dry sediment.
The mean total biomass of survivors was significantly less (p
£ 0.05) than controls, with a decrease of 28.3% for the two
tests combined at the 0.50-g Ag per kilogram dry sediment
level. Total biomass was significantly reduced to a very low
level at  the exposure of 1.2 g Ag per kilogram dry sediment,
due to the combined significant reductions in both survival
and organism dry weight. A sharp change occurred between
the amendment levels of 0.20 and 0.50 g Ag per kilogram dry
sediment in the capacity of the sediment to bind Ag+. Survival
was similar at these two exposures, but dry weight and biomass
were reduced, indicating that these were more sensitive end-
points than survival. The NOEC-LOEC range based upon dry
weight and total biomass was 0.20 to 0.50 g Ag per kilogram
dry sediment and  0.034 to 0.127 mg/L of dissolved Ag in the
PW. At  a mean PW concentration of 7.979 mg dissolved Ag
per liter, 46.7% of the larvae were dead at day 10, and biomass
of survivors  was  significantly reduced to only  6.8% of the
controls. Mortality was 100% at the highest exposure of 3.1
g Ag per kilogram  dry sediment.  As in  West  Bearskin Lake
sediment at high Ag amendment levels, elevated levels of other
metals and reduced pH also likely contributed to the observed
mortalities at these high Ag exposures.  Values of LC50 for
PW and sediment were estimated at 15.1 mg dissolved Ag per
liter and 1.2 g Ag  per kilogram  dry sediment, respectively
(Table 5).  Compared with the 10-d water-only LC50 value of
0.057 mg/L for dissolved Ag, this PW LC50 value is 275 times
greater.  It  would appear that a very high percentage, perhaps
more than 99%, of the Ag  that passed  through the 0.2-jim
membrane filter was not readily bioavailable to result in acute
lethality as in the water-only toxicity test. However, the PW
LOEC based upon total biomass is only about twice as high
as the PW LC50 value. This may indicate that the  process by
which Ag  becomes bioavailable to produce mortalities is slow
and that Ag more readily affects growth than survival.
   Comparison with other tests with freshwater benthos. This
study used the nitrate salt, which has been shown to be the

-------
 Silver toxicity in freshwater sediments

 most toxic salt of Ag [24,26,30]. Studies with other salts of
 Ag have resulted in either no toxicity or reduced toxicity to-
 ward freshwater benthic organisms. Amendment of sediments
 with the highly insoluble silver sulfide (Ag2S) at concentrations
 as high as 0.753 g/kg dry sediment did not significantly affect
 survival of the amphipod Hyalella azteca [31]. Hyalella az-
 teca was found to be the most highly sensitive of nine species
-to Ag in water-only acute toxicity tests [32]. This suggests
 that either none or only minute amounts of Ag* were released
 from Ag2S-spiked sediments. A bioaccumulation study  with
 the freshwater oligochaete Lumbriculus variegatus and AgzS-
 amended sediment at approximately 0.444 g Ag per kilogram
 dry sediment also demonstrated a lack of toxicity and a low
 accumulation factor of 0.18 [33], further indicating the relative
 unavailability of Ag* in PW of sediments amended with the
 Ag2S salt. Ten-day LC50 values for H. azteca were greater
 than the highest concentrations of sediment amendment levels
 tested when Ag was introduced as AgCl (>2.56 g/kg) or Ag2
 (S203)n (>0.569-1.12 g/kg) [26].
    It is not believed that NH3 contributed highly to the ob-
 served effects. Chironomus tentans can tolerate considerable
 NH3. with a 10-d LC50 value in the range of 530 to 700 mg/
 L of total ammonia [34]. The highest single measured NH3
 concentration in this study of 100 mg/L occurred in a control
 sediment. Ammonia concentrations did not correlate with Ag
 concentrations. However, pH may have added to the observed
 adverse responses in some cases. The genus  Chironomus can
 tolerate reduced pH, as it has been found to occur in nature
 in waters with pH as low as 4.4 [35]. Laboratory studies have
 also demonstrated that other members of the Chironomus ge-
 nus can survive acute  exposure to pH 4 [36,37]; however,
 survival was reduced nearly 50%. Exposure of animals  to a
 sudden large difference in pH, as would have occurred at the
 higher exposures of this study, may have contributed to the
 observed toxicities at these higher exposures.
   The endpoint of mean organism dry  weight did not show
 a consistent decline with increasing Ag concentration in either
 of the sediments in this study. However, in the West Bearskin
 Lake exposures of 3.0, 4.0, and 5.4 g Ag per kilogram dry
 sediment, the mean  organism dry weights were reduced to
 0.65, 0.76, and  0.61 mg, respectively. Previous studies have
 demonstrated correlations between reduced growth of C.  ten-
 tans larvae and reduced success of both emergence to adults
 and reproduction [38,39]. These studies also indicated that a
 dry weight of about 0.5 to 0.6 mg was the minimal weight for
 successful emergence and reproduction.  Future studies of Ag
 toxicity to C. tentans that extend over the full life-cycle will
 be useful in interpreting .the effects of reduced weight upon
 reproductive success of this species.

 Freshwater sediment binding phases for silver
    Both  sediments selected for study had low AVS and TOG
 levels to minimize the binding capacity for Ag. Acid-volatile
 sulfide and TOC are considered to be two major metal-binding
 phases in anoxic sediments [16,18,40,41]. With the low AVS
 levels during the toxicity tests (<0.10 jtmol/g), the presence
 of approximately 0.020 mg/L of Ag* in the  PW (0.20 fimol/
 ml) would have yielded a SEM[Ag/2] - AVS difference of
 &0.0. This could have potentially resulted in some toxicity,
 according to equilibrium partitioning theory [42]. Due to the
 low AVS content of our test sediments, SEM[Ag/2] - AVS
 was >0.0 in all cases where significant toxicity was observed
 However, mortalities were less than 100% in most cases, and
                      Environ. Toxicol Chem. 18, 1999    37

 toxicity was not attributable to Ag* alone because significant
 quantities of displaced Zn  (plus Ni in West Bearskin Lake)
 were also present when sufficient AgNO3 was incorporated
 into the sediment to yield appreciable  quantities of dissolved
 Ag in the PW.
   This study has shown that two sediments, both with rela-
 tively low AVS and TOC levels, varied considerably in their
 capacities to bind Ag. Relatively high spiking levels of AgNO3
 resulted in the displacement of other metals from the sediment
 into the PW, with Zn being displaced in greatest concentration
 and Cu the least. The capacity for these sediments to either
 bind Ag* or to react with Ag* to form a nontoxic dissolved
 species appears to be largely dependent upon certain physi-
 cochemical characteristics of these oxic test sediments in ad-
 dition to AVS and TOC. Acid-volatile  sulfide and TOC com-
 bined likely could not have bound all of the Ag* at several of
 the exposures in this study. For example, at the West Bearskin
 Lake amendment level of 2.2 g Ag per kilogram dry sediment,
 a total Ag concentration of approximately 20.4 |unol/g of dry
 sediment was added. One mole of AVS can bind 2 mol  of
 Ag*, and the partition coefficient (K^  for organic matter and
 Ag is approximately 1.82 X 10s L/kg^ [39]. This  means that
 West Bearskin Lake sediment with an AVS level of <0.1 \imoU
 g could bind a maximum of 0.2 junol  of Ag by AVS. From
 the work of Mahony et al. [40,41], it was estimated that ap-
proximately 10 to 20 u,mol of Ag* per gram dry sediment
 could be bound by TOC hi West Bearskin Lake sediment con-
 taining 1% TOC, dependent upon pH [42]. However, if fresh-
 water sediments are anoxic and have AVS levels in excess  of
 one half the molar concentration of Ag, then binding by AVS
 should apply in rendering Ag* unavailable to biota, as in the
cases of the divalent metals [18]. The  binding of Ag  by the
 sediments of this study may  have  been somewhat  reduced
relative to that of in-place bedded sediments from the field.
Manipulations involved in performing the tests likely reduced
the AVS of the test sediments. Also, cold storage has been
shown to result in a decrease in TOC content during the first
6 months of storage [43].
   The observation of high rates of survival of C. tentans  at
high dissolved concentrations of Ag within the peeper cham-
bers  (e.g., up to ~300 times the water-only LC50 value) in-
dicates that most of the dissolved Ag was not freely dissolved
ionic Ag* and was not in a form that was readily available  to
cause acute lethality. Possibilities for  association with Ag*
include complexes of Fe or  manganese oxides or  colloids  of
organic  matter <0.2 |un in size. Amorphous Fe  oxides are
known to be a major sink for metals in oxic sediments [27,44]
and were likely important ligands for  these particular sedi-
ments under the oxic conditions of the laboratory tests. Binding
 site densities may be in the range of 1 to 15-u.m sites per gram
sediment for amorphous iron oxides [45]. As more  knowledge
 is gained on  binding of metals by  Fe oxides in  freshwater
environments, it may be possible to develop more accurate
predictions of metal bioavailability, as suggested by Tessier et
 al. [46]. Ambient sediment quality criteria might be developed
based upon concentrations of AVS plus  organic  carbon for
 anoxic waters and organic carbon plus  amorphous Fe  oxides.
 for oxygenated waters. Based upon the recent work of Berry
 et al. [18], it appears that AVS can be used to accurately predict
 when sediments containing  Ag plus the divalent metals will
 not be toxic. A similar approach may be desirable to account
 for the additional binding phases.

-------
 38     Environ. Toxicol Chem  18, 1999
                                               D.J. Call et al.
                      CONCLUSIONS

   In summary. West Bearskin Lake sediment had a greater
capacity for binding Ag than Bond Lake sediment, likely due
in part to its  greater proportion of fine-grained particles and
higher  TOC and Fe concentrations. The AVS concentration
was also  initially higher in West Bearskin Lake sediment, but
both sediments had levels below detection during the perfor-
mance  of sediment toxicity tests. The 10-d LC50 values for
C. tentans, based upon nominal additions of Ag  to the sedi-
ments,  were 2.75 and  1.17 g Ag per kilogram dry sediment
for West Bearskin and Bond Lake sediments, respectively (Ta-
ble  5). Although a PW LC50 value was not calculable for
sediment from West Bearskin Lake amended with Ag, a PW
LC50 value of 15.1 mg/L for dissolved Ag was determined
for Bond Lake sediment. This was 275 times greater than,the
10-d water-only LC50 value of 0.057 mg/L, indicating that
most of the dissolved fraction was not readily bioavailable to
cause lethality. Ranges of NOEC-LOEC for West Bearskin
and  Bond Lake sediments were 1.7 to 2.2 and 0.20 to 0.50 g
Ag per kilogram dry sediment, respectively, based upon total
biomass per replicate or mean organism dry weight. The ad-
dition of Ag to both sediments resulted in the displacement of
other metals (i.e., Zn, Ni, Cu,  and Pb) from the sediment to
the PW and reduced the PW pH values. These changes likely
contributed to the observed toxicity, particularly at the higher
Ag amendment levels.  The concentrations of Ag  in the sedi-
ments that caused significant adverse effects in C. tentans were
well above concentrations reported in the environment.

Acknowledgement—The authors thank Gary Ankley, Dave Mount,
Russ Brickson, Walter Berry, Dominic Di Toro and Tom Purcell for
their thoughtful input in the planning of this study. We are grateful
to Brenda Maldonado, Heidi Saillard, lody Spnngsteele, Kathryn
Roche, and Matthew TenEyck,  for their work as student research
assistants,  and  to our secretary,  Joyce Barnes, for manuscript prep-
aration.  Support for this  study was  provided by a grant  from the
Photographic and Imaging Manufacturers Association.

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                                                                Environmental Toxicology and Chemistry, Vol 18, No  1, pp 40-48, 1999
                                                                                                          Printed in the USA
                                                                                                    0730-7268/99 $9 00 + 00
                                                  Annual Review

                PREDICTING TOXICITY OF SEDIMENTS  SPIKED WITH SILVER


 WALTER J. BERRY,* MARK G. CANTWELL, PHILIP A. EDWARDS, JONATHAN R.  SERBST, and DAVID J. HANSEN
                U.S Environmental Protection Agency, National Health and Environmental Effects Research Laboratory,
                          Atlantic Ecology Division, 27 Tarzwell Drive, Narragansett, Rhode Island 02882

                                       (Received 18 May 199S; Accepted 2A July 1998)


      Abstract—Previous experiments conducted with freshwater sediments spiked with silver have shown that, when expressed on a
      dry weight basis, the toxicity of silver is sediment-specific and dependent on the form of silver added (e.g., AgNO3, Ag2S). This
      study was conducted to assess the usefulness of silver interstitial water toxic units (IWTU) and acid volatile sulfide (AVS)
      concentrations in predicting the biological effects of silver species across sediments, regardless of the species of silver present.
      Two saltwater sediments were spiked with a senes of concentrations of silver. The amphipod, Ampelisca abdita, was then exposed
      to the sediments in ten-day toxicity tests. Amphipod mortality was sediment-specific when expressed  on a dry weight basis, but
      not when based on IWTU or simultaneously extracted metal (SEM)-AVS. Sediments with an excess of AVS relative to SEM had
      IWTU O.S, but no
      measurable AVS, and were generally toxic. Sediments with measurable AVS were not toxic. Reanalysis of the previously published
      data from the freshwater sediments spiked with silver showed mortality to be correlated with nominal SEM-AVS and  with silver
      IWTU. Taken together, these results support the use of AVS  and silver IWTUs in predicting the toxicity of silver in sediments.

      Keywords—Acid volatile sulfide     Interstitial water    Silver    Sediments    Toxicity
                    INTRODUCTION
   Silver is a highly toxic metal, with a wide distribution in
the environment. Sediments are a dominant sink for silver
released into aquatic environments [1]. Given that silver is one
of the most strongly bioaccumulated of the elements [2], this
combination of factors would seem to indicate that silver in
sediments poses a large environmental risk. However, little is
known about the biological effects or bioavailability of sedi-
ment-associated silver in the field [2]. This is because silver
is generally found in low concentrations as one component of
a mixture of contaminants and because speciation is extremely
important in silver toxicity [1].
   In the  absence of compelling field data, one of the best
ways to gain insight into the toxicity and bioavailability of a
metal in sediment is to perform spiked-sediment toxicity tests
[3]. Relatively few studies have been performed with fresh-
water sediments spiked with silver, and  none have been per-
formed  with marine sediments. Hirsch [4,5] mixed silver sul-
fide powder into freshwater sediments and found that even at
very high concentrations of silver there was no evidence of
toxicity to the amphipod Hyalella azteca [4] or of silver uptake
in the oligochaete Lumbriculus variegatus [5]. Call et al. [6]
found increased mortality to the midge  Chironomus tentans
with increasing silver nitrate addition. Rodgers et al. [7], in
experiments with four freshwater sediments, found that the
form of silver influenced  the toxicity of silver to H. azteca.
Sediments spiked with silver thiosulfate or silver chloride were
not toxic. Those spiked with silver nitrate were toxic. Although
toxicity increased with increasing silver concentration in both
studies of sediments spiked with silver nitrate, the toxicity of
silver was sediment specific when expressed on a dry weight
basis [6,7].

   * To  whom correspondence may be addressed
(berry.walter@epa.gov)  Contribution 1988 National Health and En-
vironmental Effects Research Laboratory, Narragansett, RI, USA.
   Numerous studies have highlighted the utility of interstitial
water (IW) metals concentrations and metalsracid-volatile sul-
fide (AVS) relationships in explaining the bioavailability of
sediment-associated metals to benthic organisms in both the
laboratory  and the field [3,8,9]. In all of these studies, the
toxicity of metals was sediment specific when expressed on a
dry weight basis but not sediment specific when expressed on
an IW or AVS-normalized basis. When the IW contained less
than 0.5 toxic units of metal, or when AVS exceeded metal in
the sediment (when expressed on a molar basis as "simulta-
neously extracted metal," or SEM, the metal extracted in the
AVS procedure), the sediments did not cause acute mortality.
Conversely, when the IW contained more than 0.5 toxic units
of metal, and/or when SEM exceeded AVS in the sediment,
sediments generally did cause acute mortality.
   Acid-volatile sulfide has been used primarily to predict the
bioavailability in sediments of divalent cationic metals that
form  sulfides: cadmium, copper, lead, nickel, and zinc but
should also be useful for other metals that form sulfides, such
as silver. Importantly, silver is different from the divalent tran-
sition metals because  (1) silver is  (mostly) monovalent, so
each mole of sulfide binds two moles of silver. For this reason,
the concentration of silver divided by two ([Ag]/2) is compared
with AVS.  (2) In saltwater sediments the formation of highly
insoluble silver chloride during spiking complicates spiking
and chemical analysis. (3) Equilibration times after spiking
can be very long, up to 90 d or more. (4) Silver sulfide and
silver chloride are not extracted with the conventional  AVS
extraction.
   In  this study two saltwater sediments were spiked with a
series of concentrations of silver nitrate,  such that in the low
treatments  AVS exceeded [Ag]/2 and in the higher treatments
[Ag]/2 exceeded AVS. One sediment was coarse grained with
low AVS,  and the other was  fine grained with higher AVS.
The amphipod Ampelisca abdita was. then exposed to the sed-

-------
Predicting the toxicity of silver-spiked sediments

iments in  10-d toxicity tests to determine the utility of AVS
and IW silver concentrations to predict acute mortality in sil-
ver-spiked sediments across a range of sediment types. The
purpose of this paper is threefold: to present data on a new
study with saltwater sediments  spiked  with silver, to sum-
marize the available studies on freshwater sediments spiked
with silver, and to combine information from all of these stud-
ies to evaluate the overall utility  of AVS and  IW silver in
predicting the toxicity and bioavailability of silver in sedi-
ments.

              MATERIALS AND METHODS
Organism and sediment collection
   Ampelisca  abdita were collected following  the methods
described in Berry et al. [3] (Ampelisca abdita is an estuarine,
tube-building, infaunal amphipod commonly used in sediment
toxicity testing [10]). Two sediments of differing AVS con-
centration were used: one from Pojac Point (initial AVS =
23.9-26.9 u,mol S/g) and one from Ninigret Pond (initial AVS
= 2.1 (unol S/g). The Pojac Point sediment was collected from
an uncontaminated  site  in northeastern  Narragansett  Bay
(41°38'54"N and 71°23'41"W) with a Van Veen grab sampler,
returned to the laboratory, press sieved  wet through a 2-mm
mesh stainless steel screen, homogenized, and stored at 4°C.
This sediment had 1.3% total organic carbon (TOC) and 5%
sand and 95% silt/clay. The Ninigret Pond (Charlestown, RI,
USA) sediment was collected with a shovel. The upper 5 to
10 cm of sediment was returned to the laboratory, sieved wet
through a 1.0-mm stainless steel screen, rinsed several times
to remove high-organic fine particles, homogenized, and stored
at 4°C.  This sediment had 0.2% TOC and was made up of
100% sand.

Water-only tests
   Ten-day static renewal tests were conducted with A. abdita
to determine water-only concentrations causing 50% lethality ,
(LCSOs) for silver in sand-filtered Narragansett Bay seawater
(31 ± 1 ppt, 19 ± 1"C) following the methods described in
Berry et al. [3], except that some water samples from the tests
were filtered before they were analyzed. Unfed amphipods
were exposed to five concentrations of silver nitrate (Fisher*
certified ACS reagent, Fisher Scientific, Fairlawn, NJ) and a
control, with ten  amphipods per replicate and two replicates
per concentration.

Spiked sediment tests
   Sediment spiking and equilibration. Sediments were spiked
with a solution of silver nitrate salts  as described in Berry et
al. [3]. The spiking solution was prepared by dissolving silver
nitrate into 18 Mft deionized water while maintaining the pH
at 8.1 ± 0.2. Each jar was purged  with nitrogen, capped, and
rolled for 15 rnin/d at 4°C during the equilibration period.
   The slow kinetics of silver sulfide formation necessitated
the sampling of sediments at 10- to 14-day intervals for AVS
concentration during the up to 106-d equilibration period to
ascertain  when equilibrium was reached.  At each sampling
period the sediment in each jar from selected (or all) treatments
was lightly homogenized, and 30-ml samples of sediment were
removed for AVS analysis. Before capping, the jar was again
purged with nitrogen and returned to the cooler. Jars from the
other treatments were not opened until test initiation
   Sediment  toxicity test method. Exposure  and sampling
methods for sediment, IW, and overlying water followed those
                      Environ Toxicol Chem. 18, 1999    41

used in Berry et al. [3]. Amphipods were exposed to control
and metal-spiked sediments in 10-d tests with continuous re-
newal of sand-filtered Narragansett Bay seawater (31  ± 1 ppt,
19 ± 1°C). The nominal treatments spanned the range from
sediments that were nominally spiked with less [Ag]/2 than
initial AVS to sediments which had an excess of [Ag]/2 over
AVS (See Table 2 for concentrations). For each sediment there
were six treatments plus a control. Each  treatment included
two biological repbcates to assess mortality and two chemical
replicates for interstitial water, metal, and AVS analyses of the
sediment at test initiation and termination.  Diffusion samplers
were placed  in each biological  replicate  and one chemical
replicate when the sediments were added to the test chambers.
Twenty amphipods were added to each of these replicates at
the start of the test (the next day).  The day  0 chemistry rep-
licates did not get amphipods or diffusion samplers.
   One  sediment  toxicity test was  "conducted with sediment
from Ninigret Pond. The  sediment toxicity test with Pojac
Point sediment was repeated (tests are referred to as Pojac 1
and PojacS) because there was  unexplained toxicity in one  of
the intermediate concentrations in the first sediment  toxicity
test with this sediment.
   Interstitial water silver concentrations were taken from the
diffusion samplers on day 10. Bulk metal, AVS, and SEM
samples were taken on  day 10. The bulk metal samples from
Pojacl  and 2 were not analyzed.

Chemical analyses
   Water analysis. Interstitial water (from diffusion samplers)
and overlying water were analyzed for silver using graphite
furnace  atomic absorption spectroscopy (GFAA). Detection
limits for silver by GFAA were 1 ng/L.
   Sediment analysis. Sediment  samples  were analyzed for
AVS by the cold-acid purge and trap technique [11,12] using
nitric acid in place of HC1. (Nitric acid was used in place of
HC1 because of the low solubility of silver chloride. Side-by-
side testing with HC1 showed little difference in the measure-
ment of AVS or  SEM if  nitric acid or HC1 was used; M.
Cantwell, unpublished data.) Simultaneously extracted metal
and bulk metals analyses were performed using inductively
coupled plasma atomic emission spectrometry (ICP-AES). For
analyses of bulk metals excluding silver, the metals were ex-
tracted from freeze-dried sediments by  microwave digestion
with HF/HNOj/HCl acids followed by filtration. Bulk silver
in the sediments was extracted  by microwave digestion in 20
ml of HC1  followed by a postdigestion addition of 5 ml of
NH^OH. Total metals analyses of sample blanks and recoveries
of known metal additions demonstrated 85 to 100% recoveries
from sediments, 85 to 115% recoveries from sample extracts,
and an absence of contamination in  our analytical procedures.
The SEM concentration reported is the sum of cadmium, cop-
per, lead, nickel, and zinc concentrations and one half of the
silver concentration on a micromole per gram dry sediment
basis. Concentrations of all metals in sediments exceeded an-
alytical  detection limits.
   Ammonia. Samples  were taken  to quantify the ammonia
concentrations in the IW and test the hypothesis that ammonia
was the cause of the unexplained mortality in an intermediate
treatment in the experiments using Pojac Point sediments. Dif-
fusion samplers were placed in sediment  left over from the
third Pojac Point experiment,  1  month after the experiment
was run. Ammonia was measured  using an Orion ammonia
probe (Boston, MA), and pH was  measured using a Ross com-

-------
42    Environ. Toxicol Chem. 18, 1999
                                                                    r*

                    Table 1. Mortality of Ampehsca abdita exposed to silver nitrate in two 10-d water-only tests*
                                           W.J. Berry et al
                             Test 1
          Test 2
Nominal
silver (ftg/L)
Control
6.5
11
18
30
50
84
140
Nominal
LCSO = 44 u«/L
% Mortality
15
10
20
0
50
80
60
80


Nominal
silver (ji-g/L)
Control
6.5
11
18
30
50
84
140
Nominal
LC50 = 27 tigfL
Mean measured
silver ((ig/L)
Control
3.57
7.05
12.8
22.6
39.9
76.8
128
Measured
LC50 = 20 ng/L
% Mortality
0
35
15
50
45
80
60
55


                 • LC50 = concentration causing 50% lethality.
bination pH electrode. The ammonia probe was calibrated us-
ing a four-point standard curve. Un-ionized ammonia concen-
trations were estimated using the Hampson model [13].

Data handling
   Ten-day LC50 values for the water-only tests were calcu-
lated by the trimmed Spearman-Karber method [14]. Detection
limits were calculated for all chemical analyses based on in-
strument detection limits and sample size. In those instances
where a mean concentration is a summation of measured data
and data below the limit of detection, one half the detection
limit was used for those values below the limit of detection.
Means for which there are no measured values above the de-
tection limit are indicated as ND in the appropriate tables and
graphs.
   For illustrative purposes, sediments that caused >24% mor-
tality were classified as toxic. Mearns et al.  [15] found that
sediments that caused <24% mortality in tests with the am-
phipod Rhepoxynius abronius were not consistently classified
as toxic.  This criterion is similar to the "80% of control sur-
vival"  criterion used hi the U.S. Environmental Protection
Agency Environmental Monitoring and Assessment Program
(EMAP)  for sediment tests with A. abdita [16]. A horizontal
dashed line at 24% mortality has been included on the appro-
priate figures for reference.
   Because silver is essentially  monovalent,  2 mol of silver
are required to bind with 1 mol of sulfide. For this reason it
is appropriate to use one half of the silver concentration, rep-
resented  as silver/2 or [Ag]/2, in  comparisons with AVS con-
centrations. This stoichiometry would suggest that any sedi-
ment with an excess of sulfide relative to one half of the silver
concentration, such that ([Ag]/2)  - AVS < 0.0, should not be
acutely toxic because of silver. Therefore, in this study, SEM
is defined as the sum of one half of the concentration of silver
plus the sum of the concentrations of cadmium, copper, lead,
nickel, and zinc in the SEM extract.  A dashed vertical line at
SEM - AVS = 0.0 is included on the appropriate figures for
reference.
   Many of the IW concentrations in this paper are expressed
as toxic units. A toxic unit is the measured water concentration
divided by the water-only LC50 concentration for that partic-
ular compound and test organism. For example, a  sediment
with an IW concentration equal to the water-only LC50 con-
centration for the test organism would have 1.0 IW toxic units
(IWTU). When more than  one toxic  metal is  present, IWTUs
are calculated as the sum of the  toxic units of the individual
metals, e.g., IWTU^+z,, = (TW cone AgJ/LCSO^ + (IW cone
ZnVLCSOz,,). Thus, if IW is the principal source of metal tox-
icity, and availability of metals is the same in water-only tests
and IW hi sediment tests, 50% mortality would be expected
with sediments having 1.0 IWTU. A dashed vertical line at
IWTU = 0.5 is included on the figures in this paper to indicate
sediments unlikely to cause significant mortality. This value
was  selected because on  the average, water-only LCO and
LC50 values differ by approximately a factor of two [17] and
because the  data hi our earlier experiments with other metals
[3] support  this value as a break point  between toxic and
nontoxic sediments. Only silver IWTUs are reported because
the concentrations of other metals in the IW from these ex-
periments  were lexicologically insignificant (Berry, unpub-
lished data). Calculation of IWTUs was based solely on de-
tectable metal  concentrations.

               RESULTS AND DISCUSSION
Water-only tests
   Two 10-day, water-only definitive tests were conducted (Ta
ble 1). Chemistry samples from the first definitive were lost.
so the test was repeated. Silver concentrations from the filterec
versus total and prer versus postrenewal samples from the
second test were nearly identical (Berry, unpublished data) sc
only the mean prerenewal, total silver concentrations are re
ported. Based on nominal concentrations,  the LCSOs from th<
first and second definitive tests were 44 and 27 u.g/L, respec
lively. The measured 10-day LC50 from the second test of 20
jtg/L was used to calculate silver IWTUs in the sediment tests
with A. abdita.

Sediment tests
   Sediment equilibration. Acid-volatile sulfide  concentra-
tions were measured to determine the time to equilibration. It
took weeks or months for AVS concentrations in the sediment
to equilibrate  after spiking, much longer than required for
cationic metals used in other experiments  [3]. This is presum-
ably because the dissolved silver nitrate is rapidly converted
to solid silver  chloride when mixed with seawater. This silver
chloride must  first dissolve before silver sulfide can  form. In
anoxic sediments, almost all of the silver will end up  as silver
sulfide, unless the supply of sulfide is exhausted,  because the
solubility product constant of silver sulfide is so low, relative
to that of other possible  complexes [18]. (See [2] for a dis-
cussion of silver complexation in oxic sediment.) Silver sulfide

-------
Predicting the toxicity of silver-spiked sediments

    100i
    0.01
                                                       106
Fig 1.  Acid-volatile sulfide (AVS) as a function of time after spiking
the sediment used in the Pojac 3 experiment. Treatments are labeled
with nominal ([Ag]A2) - AVS concentrations in micromoles per gram
dry weight sediment.
is not soluble in the AVS extraction, so the measured AVS
concentration decreases as the sulfide is formed. The pattern
of change in AVS with time during the Pojac 3 equilibration
(Fig. 1) was typical of all the spikings. The AVS concentration
in the control held near the prespiking  level throughout the
equilibration period.  In  low treatments there was an initial
decrease in AVS, but AVS was relatively constant thereafter.
In intermediate concentrations the AVS started at a reduced
level and then decreased below detectable levels. In the higher
                                                                     Environ Toxicol Chem.  18, 1999    43

                                               concentrations, AVS was below detection at the first sampling.
                                               Sediment toxicity tests were initiated when AVS was no longer
                                               detectable in the treatments  with decreasing AVS concentra-
                                               tion. Sediment equilibration times for Pojac 1  and 3 and Ni-
                                               nigret were 91, 112, and 48 d, respectively. The equilibration
                                               time of the Ninigret sediment may have been shorter because
                                               of its lower initial  AVS concentration.
                                                  Overlying water. Silver was not detected in the overlying
                                               water in all but the two  highest treatments of each of the
                                               sediment experiments (Table 2). Even in those treatments in
                                               which silver was detected in the overlying water, concentra-
                                               tions were generally a factor of five to ten lower than in the
                                               pore water. For this reason, and because there was 100% mor-
                                               tality in the [Ag]/2 - AVS  = 52.6 treatment in the Pojac 3
                                               sediment, which did not have detectable silver in the overlying
                                               water (detection limits were well below the 10-d LCSO con-
                                               centration), it seems unlikely that the overlying  water had a
                                               controlling effect on mortality.
                                                  Simultaneously extracted metal. Silver concentrations in
                                               the SEM solution were very low in all sediment tests, even at
                                               extremely high silver concentrations (Table 2). There was some
                                               evidence of release of other metals into the  SEM as a result
                                               of silver addition (Berry, unpublished data), but none of these
                                               releases appeared to be of any lexicological  significance.
                                                  Amphipod mortality in relation to sediment and pore-wa-
                                               ter silver.  Mortality  and available chemistry data for  the
                                               spiked-sediment experiments are summarized in Table 2. Mor-
                                               talityxoncentration relationships were sediment-specific when
Table 2. Results of 10-d sediment toxicity tests with Ampelisca abdita exposed to silver-spiked sediments from Pojac Point and Ninigret Pond*
Treatment
(nominal
[Ag]/2 - AVS)
(u.mol/g)
  Mean          Mean           Mean                          Mean
measured      measured        measured         Mean        overlying        Mean bulk
  AVS          SEM        SEM - AVS     pore-water        water         measured
(umol/g)      (M-mol/g)        (junol/g)         IWTU          IWTU           (|ig/g)
% Mortality
                                                          Pojac 1
Control
-21.5
-16.1
-5.38
16.1
59.2
242
242
27.2
17.1
7.4
ND
ND
ND
ND
—
1.28
0.84
1.24
1.8
2.3
2.4
2
—
-25.9
-16.2
-616
18
2.3
2.4
1.98
—
0.1
0.15
015
0.45
7.45
67.6
81.8
—
ND — "
ND —
ND —
ND * —
ND —
5.67 —
11.7 —
_ _
5
7.5
2.5
71
2.4
93
100
100
                                                          Pojac 3
Control
-14.3
-4.78
14.3
52.6
129
454
18
4.9
ND
ND
ND
ND
ND
1.01
0.87
0.83
1.26
1.6
164
29.2
-17
-4.03
0.83
1.26
1.6
164
29.2
0.05
0.27
1.28
4.84
87.6
43.4
347
ND
ND
ND
ND
ND
8.34
7.45
2.6
2,060
3,210
6.550
10,900
23,300
69,800
10
7.5
100
125
100
100
100
                                                          Ninigret
Control
-1.68
-126
-0.42
1.26
4.62
18.9
0.7
06
0.9
0.2
ND
ND
ND
0.04
004
0.04
0.04
0.04
012
0.05
-0.66
-0.56
-0.86
-016
0.04
012
005
01
0.15
0.58
052
4.04
61.9
89.6
ND
ND
ND
ND
ND
2.02
6.48
26
82.7
146
302
621
1,320
4,260
15
30
15
27.5
17.5
100
100
 • AVS = acid-volatile sulfide; SEM
 b Data not available
                 • simultaneously extracted metal, IWTU = interstitial water toxic unit.

-------
44    Environ  Toxicol Chem 18, 1999
                                                                                   W J Berry et al
                10
   100      1000    10000
Silver (ug/g Dry Wt)
100000
80-
|-
o 40-
S? 20-
0.
..
±Nm
+ Pojacl
XPojac3
« ,*
I •*
I
**T*
       -30    -20
                  20
  40
                          [Ag/2]-AVS
»
n
o
cS
80-
60.
40-
20.
0.



4 Pojacl
XPojac3

X
I ^
I
|
A 4_
tt X f , ***,
       001         01          1          10
                    IWTU (LC50 = 20 ng/L)
                               100

I1
o
»o
0s



80-
60-
40-
20-

0
	 — ^_ 	 	
A '(Tin — ^
+ Pojacl (£)
• x Pojac3 T
I
f • B
A X^ *^^
01 01 1 10 10
                       AVS (uMoles/g)
Fig 2  Percentage mortality of the amphipod Ampelisca abdita as a
function of dry weight silver (Ag) concentration (A), ([Ag]/2) — acid-
volatile sulfide (AVS, B), interstitial water toxic units (IWTU, C),
and measured AVS (D) in two saltwater sediments spiked with Ag
Nin = Nimgret Pond sediment, Pojac = Pojac Point sediment Sed-
iments  below the dashed line at 24% mortality are not considered
toxic 'Vertical dashed lines at simultaneously extracted metal (SEM)
- AVS = 0 (B) and IWTU = 0 5 (C) indicate predicted break points
in toxicity Data  points believed to be the result of interstitial water
ammonia are included but highlighted and not connected by lines in
A AVS detection limit is indicated as ND in D
amphipod mortality was plotted against dry weight silver (Fig.
2A) Although mortality increased with added silver in both
Nmigret and Pojac Point sediments, more silver was required
on a dry weight basis in Pojac Point sediment for the sediment
to be toxic In both Nmigret Pond and Pojac Point sediments,
those with an excess of AVS  relative to SEM  (i e., SEM -
AVS < 0) had IWTU <0 5 and were generally not toxic (Fig
2B and C) Sediments with an excess of SEM relative to AVS
(i.e., SEM — AVS > 0) had measurable silver present but no
measurable AVS. In these sediments silver IWTUs > 0.5 and
were generally toxic (Fig  2B and C) No sediments in which
measurable AVS was present were toxic (Fig 2D).
   The results of the sediment toxicity  tests with Pojac Point
sediment indicate a source of  toxicity  other than silver may
be present. This is primarily because the observed toxicity at
the intermediate treatments does not correlate with nominal or
measured silver concentrations We suspected ammonia tox-
icity based on a preliminary test with Pojac sediment (Pojac
2), which suggested that this toxicity was  removed if clean
water was run over the sediment for 10 d (Table 2). Purging
with clean water is routinely used in dredging programs when
sediments have pore-water ammonia levels above a specific
concentration [19] Measurement of ammonia in sediment left
over from the Pojac 3 expenment supported this suspicion,
un-ionized ammonia was highest in the treatment  with  the
anomalous toxicity (Berry, unpublished data). The calculated
concentration of un-ionized ammonia was almost one half of
the LC50 value of 0 82 reported for this  species at  a similar
pH [20]  It is  also possible that the presence of silver in the
IW may have exacerbated the toxicity of ammonia in the IW
[21]. The data points  showing this  anomalous mortality in
Pojac  1 and 3 have been included in the figures that follow
for completeness. However, to better illustrate the patterns of
mortality  attributable to silver in the  absence of ammonia,
these data points are not connected by lines in Figure 2A and
have been highlighted in Figure 2B to D.
   Analysis of data from freshwater silver-spiked  sediment
tests. Rodgers et al [7] and Call et al [6] measured AVS con-
centrations before spiking but did not present plots of mortality
in relation to  AVS. Rodgers et  al  [7] (E  Deaver, personal
communication) demonstrated that the concentration response
was not sediment specific when normalized to ([Ag]/2) - AVS
(Fig. 3A). Silver nitrate-spiked sediments in which there was
an excess of AVS relative to added silver, i.e., ([Ag]/2) - AVS
<0, were not toxic to H azteca; sediments in which there was
an excess of silver, i.e., ([Ag]/2) — AVS >0, were generally
toxic (Fig. 3A). (For the freshwater  studies, for which SEM
is not  available, a dashed line at nominal ([Ag]/2) - AVS =
0 is  included on the appropriate figures for reference.) Mor
tality was sediment specific when expressed as dry weight (Fig
3B).
   As  was shown with A. abdita in the saltwater expenments
and H. azteca in the expenments of Rodgers et al.  [7], sedi-
ments  with an excess of AVS over silver were not toxic to C.
tentans [6] (D. Call, personal communication) However, most
of the  sediments with an excess of silver were toxic (Fig. 4A)
Call et al [6] also measured IW metal concentrations and found
very little silver in the IW, even in sediments in which silver
greatly exceeded AVS. Although mortality was generally low
when IWTUs were less than 0.5, and increased when IWTU
were above 0.5, there appears to be  an almost log-linear re-
lationship between mortality and IWTU (Fig  4B)  This is in
contrast to the pattern seen in the saltwater data (Fig 3C) and
that  seen in most other studies [3]  For several of  the treat-
ments, the contribution of other metals to the combined IWTUs
was significant, with zinc and copper adding up to 4 9 rWTUs
This was presumably because  the added  silver caused disso-
lution  of zinc and copper sulfide in these sediments, releasing
them into the pore water [3,11]. This underscores the impor-
tance of using the sum of the IWTUs  of all metals together

-------
Predicting the toxicity of silver-spiked sediments

 A
 i
 i
                                                               Environ Toxicol Chem  18, 1999    45
UUi

80
60
40-
20-







3

• Sed1
• Sed3
ASed6
• Sed7


-2
i
i
j
j
!«•
P *JL i ii
-101234
                       [Ag/2]-AVS (uMoles/g)
                 01
    1         10
Dry wt silver (ug/g)
                                             100
1000
Fig. 3  Percentage mortality of the amphipod Hyalella azteca as a
function of nominal ([Ag]/2) — acid-volatile sulfide (AVS, A) and
dry weight silver (Ag) concentration (B) in four freshwater sediments
spiked with Ag. Sediments below the dashed line at 24% mortality
are not considered toxic  A vertical dashed line at simultaneously
extracted metal (SEM) - AVS = 0 (A) indicates the predicted break
point in toxicity.
Mortality of C. tentans from Call et al. [6] (D. Call, personal
communication) is plotted against dry weight concentration in
Figure 4C.  Significant  mortality was  seen  at concentrations
greater than approximately 1,000 u.g/g. That the dry weight
data (Fig. 4C) seems to be as predictive of toxicity as AVS
and IWTU  normalized  data (Fig. 4A and B, respectively) is
due, at least in part, to the fact  that only one sediment was
tested by Call et al. [6].
   Laboratory results in relation to sediment quality guide-
line concentrations and concentrations found in the field. One
way to put the spiked-sediment mortality data reported in this
paper in context is to  compare  them  with commonly used
empirically derived sediment quality guideline concentrations.
The threshold effect level (TEL) is used as a concentration
below which toxicity would not be expected in a marine field
sediment; the  probable effect level (PEL) is used as a  con-
centration above which  there is a higher probability of adverse
biological effect in a marine field sediment. The available dry
weight results of the saltwater experiments (Fig. 2A) can be
compared,  for example, with the TEL for silver (0 733 u,g/g)
and the PEL for silver (1.77  u,g/g)  [22]. There were no acute
effects in many  of the exposures at concentrations which, on
a dry weight basis, might be predicted to be toxic in the field,
even when  the PEL was exceeded  by several orders of mag-
nitude. The apparent effects threshold (AET, 4.5 u.g/g [23]) is
a value that, if exceeded, should  always be toxic to Hyalella.
The dry  weight data from the freshwater experiments (Figs
3B and 4C) can be compared with a draft Hyalella AET for
silver. Compared with the freshwater mortality data in Figures
                                                                      o
                                                   100

                                                    80

                                                    60

                                                    40

                                                    20
                                                                              ____ I ___ —
                                                                                  • I  ^
                                                                            -10    0    10    20   30    40    50
                                                                                   [Ag/2]-AVS(nMoles/g)


£
?
0
5?


80
60
40
20
ft
.
I
•
•
B

m-r r -
                                                    0.001    0.01     01    .1        10
                                                      Interstitial Water Toxic Units (IWTU)
                                              C   100
                                                   80-
                                             if
                                             =5    604
                                                  40-
                                                  20-
                                                    0 01  0.1
                                        10   100  1000 10000
                                                              Silver (Ug/g Dry Wt)

                                        Fig 4  Percentage mortality of the midge Chironomus tentans as a
                                        function of nominal ([Ag]/2) - acid-volatile sulfide (AVS, A), inter-
                                        stitial water toxicity unit (IWTU, B), and dry weight Ag concentration
                                        (C) in a freshwater sediment spiked with Ag (Call et al., unpublished
                                        data) Sediments below the dashed line at 24% mortality are not con-
                                        sidered toxic  Vertical dashed lines at SEM - AVS =  0 (A) and
                                        IWTU = 0.5 (B) indicate predicted break points in toxicity.
                                        3B and 4C, this level appears to be lower than all but one of
                                        the sediments in the study of Rodgers et al  [7], which had^
                                        very low AVS concentrations. These data indicate that thesdH
                                        sediment quality guidelines may be useful as  screening level
                                        concentrations for the effects of silver in sediments, although
                                        they may be highly overprotective in some sediments. There-
                                        fore, dry weight measures should not be used  to indicate that
                                        a toxic effect is due specifically to  silver  in a  sediment in
                                        which they are exceeded If a chemical concentration exceeds
                                        an empirically derived value, it does not necessarily mean the

-------
46    Environ Toxicol Chem  18, 1999
                                                            W.J Berry et al
                 Table 3  Contingency table for predicting toxicity due to metals from measurements of silver (Ag),
                               other SEM metals, and AVS in laboratory-spiked and field sediments
                 Nominal metal
                 and AVS in sediment
 Measured metal and
  AVS in sediment
     Prediction of acute toxicity
                                                        Ag only
                 [Ag]/2 < AVS


                 [Ag]/2 > AVS
AVS > detection limit
  and (SEM - AVS)
  < 00
AVS < detection limit
  and (SEM - AVS)
  >00
Sediment not acutely toxic due to Ag,
  no metals detectable in interstitial
  water
Sediment may be acutely toxic due to
  Ag (but not if IWTU < 0 5)
                                                     Metals mixtures
                 ([Ag]/2 + [Cd] + [Cu] + [Ni]
                   + [Pb] + [Zn]) < AVS

                 ([Ag]/2 + [Cd] + [Cu] + [Ni]
                   + [Pb] + [Zn]) > AVS but
                   [Ag]/2 < AVS
                 ([Ag]/2 + [Cd] + [Cu] + [Ni]
                   + [Pb] + [Zn]) < AVS and
                   [Ag]/2 > AVS
AVS > detection limit
  and (SEM - AVS)
  <00
AVS > detection limit
  and (SEM - AVS)
  > 00
AVS < detection limit
  and (SEM - AVS)
  >0.0
Sediment not acutely toxic due to these
  metals, no metals detectable in inter-
  stitial water
Sediment may be acutely toxic due to
  these metals but not silver directly
  (but not if sum of IWTU < 0 5)
Sediment may be acutely toxic due to
  Ag and/or the other metals (but not if
  sum of IWTU < 0.5)
                 • SEM = simultaneously extracted metal, AVS = acid-volatile sulfide, IWTU = interstitial water toxic
                  unit, Cd = cadmium, Cu = copper, Ni = nickel, Pb = lead, Zn = zinc
chemical caused the effect. Rather, these field-derived values
are concentrations that have been associated with an effect
   Another way to put the dry weight toxicity data in context
is to compare it with silver concentrations found in field sed-
iments. The National Sediment Inventory (NSI) [24]  includes
data from both fresh and saltwater sediments of the United
States. In the NSI database, approximately 90% of the sedi-
ments collected in the field had less than 1.0 jxg/g dry weight
silver, whereas approximately 99% of these sediments had less
than 10.0 (ig/g dry weight silver (J. Keating, personal com-
munication)  Bearing in mind that  several of the sediments
used in the studies shown in Figures 2A, 3B,  and 4C had low
AVS concentrations, the results of the spiked-sediment tests
would indicate that most field sediments do not contain enough
silver to cause an acute effect if silver was acting alone. How-
ever, silver may also contribute to metals toxicity by binding
with available sulfide, freeing up other metals in the way that
spiking  with silver increased the bioavailability of zinc and
copper in the study of Call et al  [6]
   Bioaccumulation and chrome toxicity. Hirsch [5] did not
find any accumulation of silver in obgochaetes when they were
exposed to sediments spiked with high concentrations of silver
sulfide.  This is consistent with  the lack of biological avail-
ability  of other metal  sulfides [8].  However, several studies
have shown divalent metals are sometimes accumulated from
sediments with an excess of AVS over metal [see 25]. Also,
some benthic organisms can accumulate metals from the over-
lying water [26], and silver can also be accumulated from food
[27]. Further, it should be noted that, with the exception of
the [5] bioaccumulation study, all of the studies discussed in
this paper have examined acute mortality. It has been shown
that the same methods used to predict acute toxicity can be
used to predict biological effects in chronic sediment tests with
some metals [28-30], but this has yet to be shown with silver.
   Predicting the toxicity of silver in field sediments. Acute
toxicity predictions in sediments with various concentrations
of silver and the other SEM metals  in relation to AVS are
                presented in Table 3. Consider first the unlikely sediment in
                which silver is the only toxic metal present. If AVS exceeds
                silver in this sediment, the AVS  should  be above detection
                limits and will exceed silver in the SEM. Silver should not be
                present in the IW, and this sediment should not be toxic because
                of silver If silver exceeds the sulfide in the sediments, there
                will be no detectable AVS in the sediment, and even a small
                amount of silver in the SEM will  exceed the measured AVS
                This sediment may be acutely toxic due to silver. (It may, of
                course, be toxic due to something else.) It should be noted
                that the lack of detectable AVS in a sediment does not imply
                that all of the available sulfide is bound by  silver. The sediment
                could be completely oxic or the AVS could be bound by an-
                other metal that is not  entirely acid soluble, such as copper
                [3]. If IW silver measurements are available, further refinement
                of the prediction of toxicity is possible. Sediments that do not
                have lexicologically significant  amounts  of silver in the IW
                should not be toxic due to silver, even if  silver exceeds AVS
                in the sediment. However, any sediment  in which silver ex-
                ceeds AVS should be looked at carefully. Sediments that do
                have lexicologically significant  amounts  of silver in the IW
                are certainly potentially toxic due to silver (Fig. 2C).
                   Next consider the much more likely case of a sediment that
                is contaminated with silver and other sulfide-forrrung metals.
                A mole of sulfide will be bound for every 2 mol of silver (the
                1.2 ratio is due to  the fact that silver is monovalent) present
                because the  sulfide solubility product of silver is lower  than
                that of other metals [18]  If sulfide exceeds the sum of the
                [Ag]/2 plus  the  other SEM metals (cadmium,  copper, lead,
                nickel, and  zinc),  measurable AVS will  exceed measurable
                SEM, these  metals should  not be present in lexicologically
                significant concentrations in the IW, and the sediment should
                not  be acutely toxic due to these metals. If the sum of the
                [Ag]/2 plus  the other SEM metals exceeds the sulfide in the
                sediment, measurable SEM will exceed measurable AVS, and
                the sediment may be acutely toxic  due to ihese metals. As was
                Irue with the silver-only case described previously, sediments

-------
Predicting the toxicity of silver-spiked sediments
                       Environ Toxicol  Chem. 18, 1999    47
that do not have lexicologically significant amounts of these
metals in the IW should not be toxic due to these metals, even
if SEM exceeds AVS in the sediment. However, any sediment
in which SEM exceeds AVS should be looked at carefully.
Sediments that do have lexicologically significant amounts of
metals in the IW are certainly potentially toxic due to these
metals [3].
   Theoretically, almost all of the silver in the sediment will
be bound to sulfide in any sediment in which there is an excess
of sulfide over [Ag]/2. This is because of the extremely low
solubility of silver sulfide [18] However, if the sum of the
[Ag]/2 plus the other SEM metals exceeds the sulfide in the
sediment, some of the other SEM metals  may be present in
the IW, and the sediment may be toxic due to these metals  In
these sediments, the silver may be contributing to the overall
toxicity of metals in the sediment by tying up sediment sulfide
that might otherwise bind the other SEM metals. This is ap-
parently what happened in some of the  sediments of Call et
al  [6],  in which zinc and copper  were released into IW due
to the addition of silver to the sediment.
   The  release of metals  into the IW in  relation  to sulfide
solubility is not peculiar to silver. Berry et al. [3] found that
metals appeared in the IW in the order of their Kv, with copper
appearing Jast in their experiments. What is unusual  about
silver is that  the solubility of silver sulfide in the  AVS ex-
traction is so low that any sediment with an excess of [Ag]/2
over sulfide will have no measurable AVS present (Table 2).
Thus, any sediment with  measurable AVS should  not  have
silver in the IW and should  not be  acutely toxic because of
silver.

                      CONCLUSION

   It is important to remember that the data presented in this
paper apply primarily to acute mortality and may not address
all effects due to chronic exposure or bioaccumulation [2]. For
example, Hook and Fisher [31] demonstrated in preliminary
experiments that silver  may effect  copepod  reproduction at
environmental concentrations. However, taken together, the
freshwater and saltwater sediment results indicate that silver:
AVS relationships and IWTU can provide insight into the role
of silver in the possible toxicity of sediments From the point
of view of AVS  and SEM measurements, these results would
indicate that silver can be included along with cadmium, cop-
per, lead, nickel, and zinc in  sediment assessment. If the sum
of the SEM for these metals is less  than AVS in a sediment,
the sediment should not be acutely toxic due to these metals.
Furthermore,  even in sediments that have  an excess of metal
over sulfide, as long as there is measurable AVS, any observed
acute mortality should not be due directly to silver in the pore
water
Acknowledgement—We thank R Burgess, C. Ingersoll, R  Pruell, W.
Boothman,  and two anonymous reviewers for comments that im-
proved the manuscript The manuscript also profited from conversa-
tions about experimental design and data interpretation with D  Di
Toro and J  Mahony D Call and E Deaver provided raw data from
their expenments and graciously consented to having them replotted
This document has been reviewed in accordance with U.S. Environ-
mental Protection Agency, National Health and Environmental Re-
search Laboratory, Atlantic Ecology Division policies and approved
for publication. The contents of this publication do not necessarily
reflect the views of the U S Environmental Protection Agency Men-
tion of trade names or commercial products does not constitute en-
dorsement or recommendation for use
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    SM, Redmond MS 1990. Toxicity of cadmium in sediments: Role
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13.  HampsonBL 1977 Relationship between total ammonia and free
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14.  Hamilton MA, Russo RC, Thurston RV. 1977. Trimmed Spear-
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15.  Mearns AJ, Swartz RC, Cummins JM, Dinnel PA, Plesha P, Chap-
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16.  U.S Environmental Protection  Agency  1994. Statistical sum-
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20  Scemtific Applications International Corporation  1993 Data re-
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22  State of Florida 1994 Approach to the Assessment of Sediment

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48    Environ Toxicol Chem 18, 1999
                                              W J Berry et al
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23  Cubbage J, Batts D, Bnedenbach S  1997 Creation and analysis
    of freshwater sediment quality values in Washington State  Pub-
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    Olympia, WA, USA
24  U S  Environmental Protection Agency  1997  The incidence
    and severity of sediment contamination in the surface waters
    of the United States  EPA 823/R-97/006  Washington, DC
25  Ankley GT 1996  Evaluation of metal/acid-volatile sulfide rela-
    tionships in the  prediction of metal bioaccumulation by benthic
    macromvertebrates Environ Toxicol Chem 15 2138-2146
26  Warren L, Tessier A, Hare L 1998. Modeling sediment accu-
    mulation by benthic invertebrates in situ Relative contributions
    of sediment and overlying water compartments to organism cad-
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27  Fisher N, Wang  W-X  1998 Trophic transfer of silver to marine
    herbivores A review of the recent studies Environ Toxicol Chem
    17.562-571
28  DeWitt TH, Swartz RC, Hansen DJ, McGovem D, Berry WJ
    1996  Interstitial metal and acid volatile sulfide predict the bio-
    availabihty of cadmium dunng a full life cycle sediment toxicity
    test using the estuanne amphipod, Leptocheirus plumulosus En-
    viron  Toxicol Chem 15 2095-2101
29  Hansen DJ, Mahony JD, Berry WJ, Benyi  S, Corbm J, Pratt
    S,  Able MB  1996  Chronic effect of cadmium in sediments
    on colonization by benthic marine organisms  An evaluation
    of  the role of interstitial cadmium and acid volatile sulfide in
    biological availability Environ Toxicol Chem 15 2126-2137
30  Sibley PK, Ankley GT, Cotter AM, Leonard EN 1996 Predicting
    chronic toxicity of sediments spiked with zinc An evaluation of the
    acid volatile sulfide (AVS) model using a life-cycle test with the
    midge Chironomus tentons Environ Toxicol Chem 15 2102-2112
31  Hook  S, Fisher N.  1997. Sublethal response of  zooplankton to
    silver, the  importance of exposure route Abstracts, 18th Annual
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    istry San Francisco, CA, November 16-20, p 51.

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                                      Environ. Sd. Technot 1992, 26. 96-101

Acid Volatile  Sulfide Predicts the Acute Toxicity of  Cadmium and  Nickel in

Sediments

Dominic M. Di Toco.*-' John D. Mahony,* David J. Hanson.5 K. John Scott,1 Anthony R. Carlson/ and
Gerald T. Ankleyx

Environmental Engineering and Science Program and Chemistry Department, Manhattan College, Bronx, New York 10471,
EPA Environmental Research Laboratory, Narragansett, Rhode Island 02592. Science Applications International Corporation,
Narragansett, Rhode Island 02592, and EPA Environmental Research Laboratory, Duluth, Minnesota 55804
• Laboratory toxicity tests using amphipods, oligochaetes,
and snails with spiked freshwater and marine sediments
and with contaminated sediments collected from an EPA
Superfund site demonstrate that no significant mortality
occurs relative to controls if the molar concentration of acid
volatile sulfide (AVS) in the sediment is greater than the
molar concentration of simultaneously extracted cadmium
and/or nickel Although it is well-known that these metals
can form insoluble sulfides, it apparently has not been
realized that AVS is a reactive pool of solid-phase sulfide
that is available to bind metals and render that portion
unavailable and nontoxic to biota. Thus, the AVS con-
centration of a sediment establishes the boundary below
which these  metals cease to exhibit an acute toxicity in
freshwater and marine sediments.
Introduction

  Predicting the bioavailability and toxicity of metals in
aquatic sediments is a critical component in the develop-
ment of sediment quality criteria (1).  The use of total
sediment metal concentration Cimol/g dry weight) as a
measure of the bioavailability concentration is not sup-
ported by available data (2). Different sediments exhibit
different degrees of toxicity for the same total quantity
of a metal. These  differences have been reconciled by
relating organism response to the chemical concentration
in the interstitial water of the sediments (3-5). In addition,
a substantial number  of experiments using water-only
exposures point to the fact that biological effects can be
correlated to the divalent metal activity {M2*) (6, 7). This
suggests that the bioavailability of metals in sediments is
related to the chemical activity of the metal in the sedi-
ment-interstitial water system.  Hence, the sediment
properties which determine the metal activity in the sed-
iment-interstitial water system also determine the fraction
of the metal that is bioavailable and potentially toxic.
  Unless explicitly stated, when we refer to metals in this
paper we mean cadmium and/or nickel. For sediments
and metals tested to date, metal  activity  in the sedi-
ment-interstitial water system, as measured by acute
toxicity to benthic organisms, is strongly influenced by the
sulfide and metal concentrations that are extracted from
the sediment using cold hydrochloric -acid.  This sulfide
fraction  is conventionally referred to as the acid volatile
sulfide or AVS (8)  The metal concentration that is si-
multaneously extracted we term the simultaneously ex-
tracted metal or SEM.  The significance of performing the
sulfide and metal extraction under equivalent conditions
  'Environmental Engineering and Science Program, Manhattan
College
  ' Chemistry Department, Manhattan College
  'EPA Environmental Research Laboratory, Narragansett, RI
  1 Science Applications International Corp.
  -*• EPA Environmental Research Laboratory, Duluth, MN.

96  Environ Sd. Techno!., Vol. 26, No 1, 1992
     is discussed below. For [SEM]/[AVS] < 1, no acute tox-
     icity (mortality >50%) has been observed in any sediment
     for any benthic test organism. For [SEM]/[AVS] > 1, the
     mortality of sensitive species (e.g., amphipods) increases
     in the range of 1.5-2.5 /tmol of SEM/pmol of AVS.
       This observation is important  because acid volatile
     sulfide is found in most freshwater and marine sediments.
     It is found in sediments with sandy and gravelly textures
     that do not resemble the anoxic sulfidic sediments that are
     more commonly associated with the presence of sulfide.
     Concentrations range from <0.1 to >50 pmol of AVS/g
     (9-13).

     Experimental Procedures
       The results of four separate experiments are presented
     in this paper. The detailed experimental procedures are
     described elsewhere (14-17). The sediment toxicity tests
     generally followed ASTM recommendations (18). Flowing
     water (~10 volume replacements/day) and aeration en-
     sured acceptable dissolved oxygen concentration. The tests
     were conducted using 200-900-mL exposure vessels with
     200 mL of sediment (3.5-cm depth) and 600 mL of over-
     lying water. The animals were exposed for 10 days to
     control and test sediments.
       Sediments were spiked by adding 1.0 L of wet sediment
     to 2.0 L of dilution water into which a weighted amount
     of cadmium or nickel chloride had been dissolved. The
     tests were initiated by adding the sediments to the expo-
     sure containers, waiting from 1 to 6 days, and adding the
     animals.  After termination, the contents of each exposure
     container were sieved and counted. Missing individuals
     were counted as mortalities.  Parallel exposures were used
     for chemical measurements.
       The acid volatile sulfide (AVS) concentration  is the
     solid-phase sulfide that is soluble in room-temperature 0.5
     M HC1 in 1 h.  The measurement technique is to convert
     the sulfides to HzSfeq), purge it with oxygen-free nitrogen
     gas (four bubbles/6), and trap it in a gas-tight assembly
     (14,19). The reaction vessel is followed by a pH 4 chloride
     trap (0.05  M potassium  hydrogen phthalate)  and two
     sulfide traps (0.1 M silver nitrate) for trapping HjS as AgjS
     precipitate. For 10-15 g of wet sediment the detection
     limit is ~0.5 pmol/g  The simultaneously extracted metal
     (SEM) was measured in a filtered aliquot by conventional
     atomic absorption methods. The AVS and SEM were
     measured at the start of the experiment when animals were
     added and at  the termination in the parallel exposure
     vessels.
       The initial experiment (14) exposed  two marine am-
     phipods (Ampelisca abdita and Rhepoxynius hudsoni) to
     three uncontaminated marine sediments: a fine-grained
     sediment with a relatively high AVS sediment (15 Minor
     of AVS/g) from central Long Island Sound, NY; a sandy
     sediment with a relatively low AVS (U$ jjmol of AVS/g)
     from a salt water pond in Ninigret, RI; .^ft-an equivolume
     mixture of the two sediments (4.3 MMf^f AVS/g).  For
                                  ~~v
0013-936X/92/0926-0096$03.00/0   © 1991 American Chemical Society

-------
this experiment, the total acid extractable cadmium was
measured separately. As shown below, this is equivalent
to the SEM measurements for cadmium.  For the re-
maining experiments, the SEM concentrations  were
measured directly.
  The second experiment (IS) simultaneously exposed two
freshwater organisms, a snail, Helisoma sp., and an oli-
gochaete, Lumbriculus uariegatus, to cadmium added to
three uncontaminated freshwater sediments from Pe-
quaywan Lake, MN (42 ftmo\ of AVS/g), East River, Wl
(8.8 Mmol of AVS/g), and West Bearskin Lake, MN (3.6
Mmol of AVS/g).  The third experiment (16) exposed A.
abdita to nickel added to central Long Island Sound and
Ninigret Pond sediments.
  The final experiment (17) exposed the freshwater am-
phipod, Hyalella azteca, to 17 sediment samples taken
from Foundry Cove, a small  (213  ha) predominantly
freshwater cove in the upper reach of the tidal portion of
the Hudson River, NY.  These sediments were contami-
nated with cadmium and nickel from a battery manufac-
turing facility (20,21). The sediments spanned the range
from fine-grained sediments, highly enriched in organic
carbon, to gravelly composites with low organic carbon
concentrations. The cadmium and nickel concentrations
are approximately equimolar throughout the range of
sediment concentrations present, 0.3-1000 taool of SEM/g.
AVS ranged from 0.1 to 47 itmol/g, and [SEM]/[AVS]
ranged from 0.1 to > 100 with several in the critical range
of <1-10.

Chemical Basis
  The chemical basis for the primacy of the sediment
sulfide phase for metal binding is that, at equilibrium, the
sulfide ion successfully competes with any other commonly
present dissolved or particle-associated ligand for the metal
ion to form insoluble metal sulfides (22,23). Moreover,
as shown below, the solubility products of metal sulfides
are so small that the metal activity in the sediment-in-
terstitial water system is well below the metal activity that
causes mortality of the exposed organisms.
  What is surprising is that this prediction, which is based
on the dissolved and solid-phase chemical species distri-
bution at thermodynamic equilibrium, appears to be
achieved quite rapidly, on the time scale of minutes to
hours (14). If the sulfides in the sediment-interstitial water
system were all aqueous species, then this rapid reactivity
would be expected.  However, the largest reservoir of
sulfides in sediments is solid-phase iron sulfide and pos-
sibly manganese sulfide (8,19,24), and not all the sediment
sulfide phases are equally reactive. They are operationally
separated into three compartments: AVS, which are ex-
tracted with cold hydrochloric acid and are primarily iron
monosulfides, FeS(s); the more stable iron  pyrite, FeSate),
which is not extracted by this procedure (8,24); and or-
ganic sulfides that are associated with the organic matter
in sediments and are also not extracted (25).
   We have demonstrated (14) that when cadmium is
added to a sediment sample, the cadmium will rapidly
displace the iron in FeS(s) to form cadmium sulfide pre-
cipitate, CdS(s):
                   FeS(s) -» CdS(s) + Fe2+
(1)
 The consequence of this replacement reaction can be seen
 using an analysis of the M(n)-Fe(II)-S(II) system with
 both MS(s) and FeS(s) present. M(II) represents any
 metal that forms a sulfide that is more insoluble than FeS.
 If the added metal, [M]A, is less than the AVS present in
 the sediment then, as shown in the Appendix, the ratio of
 metal activity to total metal in the sediment-interstitial
Table I. Metal Sulfide Solubility Products'
metal
sulfide
FeS
NiS
ZnS
CdS
PbS
CuS
HgS
log
K^
-364
-9.23
-9.64
-14.10
-14.67
-2219
-38.50
log
Kv
-2239
-27.98
-2839
-32.85
-3342
-40.94
-57.25
log
(KMS/KF.S)

-5.59
-6.00
-1046
-11.03
-18.55
-3486
  • Solubility products, Kv3, for the reaction M2+ + HS~ — MS(s)
+ H* for CdS (gieenockite), FeS (mackmawite), and NiS (miller-
ite) from ref 23. Solubility products for CuS (covellite), HgS (me-
tacumabar), PbS (galena), and ZnS (wurtzite), and pK, = 18.57 for
the reaction HS" ** H* + S*~ from ref 26. Kv for the reaction NP+
+ S2" »• MS(s) is computed from log Kvl and pK,.

water system is less then the ratio of the MS to FeS sol-
ubility products:


This is a general result that is independent of the details
of the interstitial water chemistry. In particular it is in-
dependent of the Fe2* activity. Of course the actual value
of the ratio {M2*}/ [M]A depends on aqueous speciation, as
indicated by eq 1.  However, the ratio is still less than the
ratio of the sulfide solubility products.
  The sulfide solubility products and the ratios are listed
in Table I.   The ratio of cadmium activity to total cad-
mium is less than 10"las. For nickel the ratio is less than
lO*6-6.  By inference this reduction in metal activity will
occur for any other metal that forms a sulfide that is sig-
nificantly more insoluble than iron monosulfide.  The
ratios for the other metals in Table I, Zn, Pb, Cu, and Hg,
indicate that metal activity for these metals will be very
small in the presence of excess AVS.
  If, on the other hand, reactive metal is present in excess
of the AVS then, as shown in the Appendix, the metal
activity is


If no other strong complexing ligand is present, CM** ~ 1,
the metal activity will approximate the metal in excess of
the AVS, and the sediment is likely to exhibit toxicity to
sensitive organisms. We conclude that the concentration
of AVS determines the boundary between low metal ac-
tivity and potentially high metal activity.

Extraction
  In order to quantify the metal concentration in the
sediment that will be compared to the AVS, we have used
the concentration that is simultaneously liberated by the
AVS extraction, rather than the total metal concentration
of the sediment. The necessity for this procedure is dem-
onstrated by the data in Figure 1, which compares the AVS
extracted at various concentrations of metal added to
sediments.
  For [metal]/[AVS] < 1, the AVS is primarily FeS, which
is soluble in the AVS extraction. For [metal]/[AVS] > 1
the FeS is converted to a metal sulfide via the displace-
ment reaction, eq 1. For cadmium, the sulfide extracted
is essentially constant throughout the range of cadmium
additions, indicating that CdS is completely soluble hi the
AVS extraction.  By contrast, the decrease in extracted
sulfide for [Ni]/[AVS] > 1 indicates that nickel eulfide is
not completely soluble in the extraction.
   If a more efficient procedure were used to increase the
fraction of metal extracted which did not also capture the

               Environ. SO. Techno)., Vol. 26, No. 1, 1992  97

-------
                                  Cadmium
                                                         Nickel
                  10O.OO
O)

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                w
                   10.00
                    1.00
                           East River
                              FeS
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                        • T - 10 d
                                            CdS
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                                                          10.00
                       O.01   0.1O    1.OO   10.OO  1OO.OO
                           Cd/AVS
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' NIS
1
1
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i •
i * *
i *
                                                 Ni/AVS (umol/nmol)
Figure 1. Add volatte sulfide extracted versus the cadmium and nickel AVS ratios. Data from the start (f = 0 day) and end (f = 10 day) of
the exposure period. The dotted foe deimits the regions where the AVS Is either predominantly FeS or either CdS or MS.
additional sulfide extracted, then the sulfide associated
with the additional metal release would not be quantified.
This would result in an erroneously large metal to AVS
ratio. Hence, we use the AVS as the measure of reactive
sulfide in the system and the simultaneously extracted
metal, SEM, as the measure of reactive metal Since these
quantities are operationally defined, it remains to dem-
onstrate their utility experimentally.

Results
  The four experiments described above have been per-
formed to test the utility of SEM to AVS ratios for pre-
dicting bioavailability and toxicity of metals to benthic
organisms. Three were performed with spiked sediments;
the fourth employed contaminated sediments from an
EPA Superfund site. The results are presented in Figure
2.  The data for each experiment in which only the sed-
iment type is varied are superimposed with the exception
of the first experiment, where two amphipods, A. abdita
and R. hudsoni, with similar sensitivity (14) were used.
The lines connect the results for the same sediment The
lack  of a unique relationship between extracted metal
concentration on a dry weight basis and organism mortality
is reflected by the different mortality-concentration re-
lationship for each sediment in the spiked metal experi-
ments.
  The scatter in observed mortality for the Foundry Cove
sediments is striking.  Metal concentrations from 0.1 to
28 pmol of SEM/g were not toxic in some sediments,
whereas 0.2-1000 pmol of SEM/g were  lethal in other
sediments. These results reaffirm the observation that the
bioavailable fraction of metals in sediments varies from
sediment to sediment, and in this case, it varies dramat-
ically.
  By contrast, a clearly discemable mortality-concentra-
tion relationship is observed in Figure 3, where mortality
is related to the SEM to AVS molar ratio. The chemical
theory predicts that mortality should begin to occur at
[SEM]/[AVS] = 1 (eqs 2 and 3).  No mortality in excess
of 50% is observed  for sediments with [SEM]/[AVS] <
1. For sediments with [SEM]/[AVS] > 1-3, the mortality
increases dramatically. For sediments with [SEM]/[AVS]
> 10,80-100% of individuals from all the tested species
died.

Conclusions
  These data suggest the following conclusions. If the ratio
[SEM]/[AVS] = 1  is used to discriminate toxic from
                                        nontoxic sediments (greater or less than 50% mortality,
                                        respectively), then for the 117 experiments performed,
                                        51% are correctly classified  as nontoxic  (bottom left
                                        quadrant in Figure 3) and 42% are correctly classified as
                                        toxic (top right quadrant). That 7% that are misclassified
                                        as toxic (bottom right quadrant) follows  from the as-
                                        sumption that metal activity will invariably be high enough
                                        to cause toxicity if [SEM]/[AVS] > 1, eq 3.  It is possible
                                        that other ligands, associated with sediment sorption, for
                                        example, are reducing the metal activity below that which
                                        is lethal to the text organisms. Also, less sensitive organ-
                                        isms can tolerate the increased metal activity even if
                                        [SEM]/[AVS] > 1. For organisms that are present when
                                        [SEM]/[AVS] > 1, preliminary data suggest that the ex-
                                        tent to which metals bioaccumulate is strongly influenced
                                        by the AVS concentration (17, 28).
                                          If a more restrictive interpretation is adopted and the
                                        criterion [SEM]/[AVS] < 1 is used only to predict when
                                        a sediment is not acutely toxic, then all experiments are
                                        correctly classified.  We assume that the toxic Foundry
                                        Cove sediment with  [SEM]/[AVS]  = 0.98 is indistin-
                                        guishable from a unity ratio. Hence our data indicate that
                                        sediments with [SEM]/[AVS] < 1, perhaps [SEM]/[AVS]
                                        < 0.9 as a safety factor, do not cause greater than 50%
                                        mortality in all the sediment toxicity tests performed to
                                        date.  This is directly attributable to the excess AVS in
                                        the sediment, which assures that the metal activity in the
                                        sediment-interstitial water system is below the lethal metal
                                        activity for the organisms tested.
                                          It is possible that these results are due to a covariation
                                        of AVS with other sediment properties, for example, or-
                                        ganic carbon or iron content, which are actually controlling
                                        the metal bioavailability.  However, the fact that the
                                        boundary occurs at [SEM]/[AVS] = 1, as predicted by eq
                                        2, which is based on the supposition that AVS is the
                                        controlling sediment property, strongly argues  that the
                                        relationship  is casual, rather than correlative.
                                          It should be noted that if the AVS concentration is
                                        effectively zero, as it would be in fully aerobic sediments,
                                        then other sediment properties would control the metal
                                        activity. This does not contradict the assertion that the
                                        [SEM]/[AVS] molar ratio of less than 1 predicts an ab-
                                        sence of toxicity since in this case the molar ratio would
                                        be very large. The prediction is not much  help but it is
                                        still correct.  However, even a small AVS concentration,
                                        [AVS] ~ 0.1 Mmol/g, can sequester a significant quantity
                                        of metal and should be taken into account in determining
                                        the potential for metal toxicity for these sediments.
98  Environ  Set. Techno!. Vd 26. No 1. 1992

-------
                             AMPHIPOO - Cd - SW
                                                                     AMPHIPOD - Ni - SW
                     100
                      ao
                      60
                      4O
                      20
                       o
                        0.1     1.O    10.0   1OO.O 10OO.O
                                                              O.1
                                                                     1.0    1O.O   1OO.O  1OOO.O
                               SNAIL - Cd - FW
                                                                   OUGOCHAETE - Cd - FW
                 rr
                 o
                 (O
                 <
                 o
                 c
                 o
100

 80

 60

 4O

 20

  O
                           o-cr
  0.1
         1.0
                10.0   100.0  10OO.O
                                FOUNDRY COVE
                            AMPHIPOD - Cd+Ni - FW
100
80
80
4O
20
O
•A* * •**** *
* *
*
*
*
• * *
  100

   80

   60

   40

   20

    O
                                         O.1
                                                1.0
                                                      1O.O   10O.O  10OO.O
                                                   LEGEND
                                             	SNAIL. OUGOCHAETE	
                                            • •  PEOUAVWAN IK - Cd
                                            • •  EAST RIVER - Cd
                                            O O  WEST BEARSKIN LK - Cd
                                                                      -AMPHIPOO-
                                                                  •*•  FOUNDRY COVE - Cd * NI
                                                                  •  U SOUND - Cd
                                                                  •  MIXTURE - Cd
                                                                  O  NMM3RET PD - Cd
                                                                  d>  U SOUND - HI
                                                                  O  NMIGRET PD - NI
                        O.I
                               1.O
                                      10.0   100.0  1000.0
                                        SEDIMENT (iimol SEM/gm dry wt)

Flgur«2. Organism mortality versus metal concentration. Animals and metals as indicated for saawater (SW) and freshwater (FW) exposures.
The Ines connect results from the same sedknenL For the Foundry Cove sedments. the metal concentration Is the molar sum of the simultaneously
extracted cadmium and nickel.
     100

      so

      «o

      4O

      20

       o
         ••
       O.O1       O.1O       1.OO       1O.OO

                SEDIMENT (nmol SEMXitmol AVS)
                                               1OO.OO
Figure 3. Organism mortally versus the molar ratio of SEM to AVS
of the sediment The sedknent metal and AVS are the averages of
the initial and final measured concentrations. For the Foundry Cove
sediments, the metal concentration b the molar sum of the sbnuKa-
neously extracted cadmium and nickel. Symbols defined In Figure 2.

  Additionally, it is important to realize that "anaerobic*
and "aerobic" sediments are not precise classifications.
Sediments are characterized by an aerobic layer underlaid
by an anaerobic layer.  The sediments employed in these
experiments  did not inhibit  the survival of the obligate
aerobic organisms used in the control exposures—in par-
ticular the tube-building amphipods. Most benthic aerobic
organisms survive in sediments that are underlaid with
completely anaerobic sediments, which are characterized
by significant AVS concentrations.  Our experiments
suggest that the presence of AVS in the anaerobic layer
is sufficient to reduce the metal activity to which the an-
imals are exposed.
  However, we have not examined the extent to which an
aerobic layer depth is sufficient to mitigate the influence
of the lower layer AVS. Thus it is possible to imagine a
situation where AVS at depth (>10 cm) might not control
metal activity in a completely aerobic overlying layer— the
top 10 cm for example—where the animals are exposed.
It seems likely that even in this situation the presence of
a sink of metals at depth would reduce the activity in the
entire sediment to below toxic levels. The reasoning b that
the diffusional transport of metal in the interstitial water
would bring metals from a presumably higher concentra-
tion in the aerobic layer interstitial water to the lower
concentration in the anaerobic  layer. This would even-
tually deplete the aerobic layer of metals and establish a
uniformly low metal activity in the interstitial water-
sediment system. Thus, even in this case, we would expect
that excess AVS would predict the absence of acute tox-
icity.  However, this is yet to be demonstrated experi-
mentally.
  We believe that the date presented in this paper dem-
onstrate that, for the first time, it is possible to predict

              Environ. SO. Techno!., Vol. 26, No. 1, 1992  99

-------
when a sediment will not be acutely toxic due to cadmium
and/or nickel contamination and, by implication, to all
toxic metals that form sulfides that are significantly less
soluble than FeS.  The criterion is that the molar sum of
simultaneously extracted Cd, Cu, Hg, Ni, Pb, and Zn is
less than the molar acid volatile sulfide concentration:
                              + [SEM]Nl +
                  [SEM]Pb + [SEMWtAVS] < 1 (4)

  It should be noted that in order to apply this relation-
ship it is necessary to measure all the toxic simultaneously
extracted metals that are present in amounts that con-
tribute significantly to the molar SEM sum, typically Cd,
Cu, Ni, Pb, and Zn.  Failing to do this could lead to an
incorrect prediction of the lack of acute toxicity, i.e., the
sum of the measured SEMs to AVS ratio is less than 1,
when  in fact the unmeasured metal could increase the
SEM concentration so that the ratio exceeds 1 and toxicity
would be possible. Thus, the acute toxicities of these
metals are interrelated, with each contributing to the AVS
that is bound by toxic metal. If excess AVS remains, no
acute  toxicity is expected. If excess metal remains, then
the most soluble, Ni and Zn, will appear  as free metal and
toxicity is possible.

Acknowledgments

  The assistance  and encouragement  of the following
people is gratefully acknowledged:  Christopher Zarba,
Criteria and Standards Division, U.S. EPA; Richard
Swartz, EPA Research Laboratory, Newport, OR; Mark
Springer and Mark Huston, Region n, US. EPA; Herbert
Allen, University of Delaware; Robert  Thomann, Man-
hattan College; and, most of all, our research assistants at
Manhattan College, M. Hicks, S. Mayr, I. Sweeney, P.
Morgan, C. Sydlik, L.  Milevoj, and C. Begley; at the EPA
Narragansett Laboratory, W. Berry, M. Redmond, D.
Robson, and K. McKenna (SAIC); and at the EPA Duluth
Laboratory, G. Phipps, V. Mattson, E. Leonard, P. Kosian
(AScI), and A. Cotter (AScI).

Appendix
  Solubility Relationships for Metal Sulfides. Con-
sider the following situation: a quantity of FeS is titrated
with a metal that forms a more insoluble sulfide.  We
analyze the result using an equilibrium model of the M-
(II)-Fe(H)-S(II) system.  The mass action laws for the
metal and iron sulfides are

                            "I = KMS            (5)

                            '-] = Kf#           (6)
where [M2*], [Fe2*], and [S2"] are the molar concentrations;
TM". TFe1*. and 7s1- are the activity coefficients; and KMS
and KfeS are the sulfide solubility products. The mass
balance equations for total M(II), Fe(II), and  S(II)  are

           a-V[M2+] + [MS(s)] = [M]A         (7)

         a-'F,«[Fe2+] -f [FeS(s)J = [FeS(s)],       (8)

      a-'s'-fS2-] + [MS(s)] + [FeS(s)] = [FeS(s)],   (9)

where

              aw* = [M2+]/[ZM(aq)J           (10)

              aF««  = [Fe2+]/[ZFe(aq)]           (11)

               «s>- = [S2-]/[£S(aq)]            (12)

are the ratios of the divalent species concentrations to the
total dissolved M(H), Fe(H), and S(II) concentrations,
[£M(aq)], [£Fe(aq)],and [ES(aq)], respectively. [MS(s)J
and [FeS(s)] are the concentrations of solid-phase metal
and iron sulfides at equilibrium. [FeS(s)], is the initial iron
sulfide concentration in the sediment, and [M]A is the
concentration of added metal.
  The solution of these five equation can be obtained as
follows. The mass  balance eqs 7 and 8 for M(TJ) and Fe(II)
can be solved for [MS(s)] and [FeS(s)] and substituted in
the mass balance  eq 9 for S(II):
-a-VfS2-] + crWFe2*] + a'VlM^J =  [M]A   (13)

The mass action eqs 5 and 6 can be used to substitute for
[Fe2+] and [M2*], which results in a quadratic equation
for [S2-]:
                                                                                            YM**  /
                                                                                                 [M]A (14)

                                                       The positive root can be accurately approximated by
                                                                                     TM»*TS»-
                                       r
                                                                                                 [M]A (15)
                                                       which results from ignoring the leading term in eq 14. This
                                                       is legitimate because the term in parentheses in eq 14 is
                                                       small relative to [M]A due to the presence of the sulfide
                                                       solubility products. As a result, [S2~] is also small since
                                                       it is in the denominator.  Hence, the leading term in eq
                                                       14 must be small relative to [M]A and can safely be ignored.
                                                         The metal activity can now be found from the solubility
                                                       equilibrium eq 5:
                                                                                   VMS
                                                                    [M]A
                                                       so that
                                                       where
                                                       and
                                                         Equation 17 can be expressed as
           [M],
                                                                         KftS\ a    j- a   KMS
                                                                              \Pr 1, because it is
the reciprocal of two terms both of which are less than or
equal to 1, eq 18. They are «Fei* < 1, which is the ratio
of the divalent to total aqueous concentration, and -yFej+
< 1, which is an activity coefficient. The second term in
the denominator cannot be negative, 0Mj+.KMS/,KFeS > 0,
since all of its terms are positive. Thus, the denominator
of the expression in parentheses is always greater than 1,
0Fe»+ + PMH-KMS/KP& > 1- Therefore, the expression in
parentheses is always less than 1. Hence, the magnitude
100  Environ Sd Techno!. Vot 26. No  1, 1992

-------
of the ratio of metal activity to total added metal  is
bounded from above by the ratio of the sulfide solubility
products:
               |Me2+|/[M]
                                      (21)
This result applies if [FeS], > [M]A so that excess (FeS(s)]
is present.
  If sufficient metal is added to exhaust the initial quan-
tity of iron sulfide, then [FeS(s)] = 0. Hence, the iron
sulfide mass action equation (6) is invalid and the above
equation no longer applies. Instead, the only solid-phase
sulfide is metal sulfide and

                    [MS] = [FeS],                (22)

so that, from the metal mass balance equation

          IM2*} = 7M*»«M~UM]A - [FeS(s)],)      (23)

This completes the derivation  of eqs 2 and 3.
Glossary

[AVS]
|Fe2+)
[Fe2*]
[FeS(s)]
[FeS(8)]i
[M]A
[MS(s)]

is2-)
is2-]
[SEM]
[SEMJc,,

[SEM]H,

[SEMJNi

[SEM]Pb

[SEMJa,
acid volatile sulfide concentration (jtmol/g)
activity of Fe2+ (mol/L)
concentration of Fe2* (mol/L)
concentration of iron sulfide (mol/L)
initial iron sulfide concentration in the sedi-
  ment (mol/L)
solubility product for FeS(s) [(mol/L)2]
solubility product for MS(s) [(mol/L)2]
divalent metal activity (mol/L)
concentration of M2* (mol/L)
concentration of added metal (mol/L)
concentration of solid-phase metal sulfide
  (mol/L)
activity of S2" (mol/L)
concentration of S2" (mol/L)
simultaneously extracted metal concentration
  0«nol/g)
simultaneously extracted Cd concentration
  G«nol/g)
simultaneously extracted Cu concentration
  Gtmol/g)
simultaneously extracted Hg concentration
  (jtmol/g)
simultaneously extracted Ni concentration
  Oimol/g)
simultaneously extracted Pb concentration
  Oimol/g)
simultaneously extracted Zn concentration
  (pmol/g)
             {M2+}/[EM(aq)]
 «s*-
 [£M(aq)]

 tLS(aq)]
 activity coefficient of Fe2+
 activity coefficient of M2*
 activity coefficient of S2"
 concentration of total  dissolved Fe(II)
   (mol/L)
 concentration of total dissolved M(II) (mol/
   L)
 concentration of total dissolved SCO) (mol/L)
   Registry No. Cd, 7440-43-9; Ni, 7440-02-0; SM8496-25-8;
 ZnS, 1314-98-3; PbS. 1314-87-0; CuS, 1317-4(M; HgS, 1344-48-5.
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<  Received for review December 4,  1990.  Revised manuscript
  received March 12,1991. Accepted July 19,1991.  This research
  was supported by an EPA Cooperative Agreement between
  Manhattan College and EPA Environmental Research Labora-
  tory, Narragansett, RI. The Manhattan College participation
  in the Foundry Cove investigation was supported by the National
  Institutes of Environmental Health Sciences, Superfund Haz-
  ardous Substances Basic Research Program, Environmental
  Medicine, New York University Medical Center.
                                                                          Environ. Sd. Techno!., Vol. 26, No. 1, 1992  101

-------
APPENDIX B

-------
     Research Papers on the Unavailability and Toxicity of Metals in Surface Waters2

Key Papers               *

Allen, H. E. and D. J.  Hansen. 1996. The importance of trace metal speciation to water quality
criteria. Water Environment Research. 68(l):42-54.

Campbell, P.G.C., 1995.  "Interactions Between Trace Metals and Aquatic Organisms: A Critique
of the Free-ion Activity Model," Metal Speciation and Unavailability in Aquatic Systems, A. Tessier
and D.R. Turner, eds., IUPAC, John Wiley and Sons.

Janes, N. and R.C. Playle. 1995. Modeling silver binding to gills of rainbow trout (Oncorhynchus
mykiss). Environ.  Toxicol. Chem.  14:1847-1858.

Meyer, J.S., R.C. Santore, J.P. Bobbitt, L.D. DeBrey, C.J.  Boese, P.R. Paquin, H.E. Allen, H.L.
Bergman and D.M. DiToro. 1999. Binding of nickel and copper to fish gills predicts toxicity when
water hardness varies, but free-ion activity does not. Environ. Sci. Technol. (in Press).

Meyer, J.S. 1999. A mechanistic explanation for the ln(LC50) vs ln(Hardness) adjustment equation
for metals.  Envrion. Sci.  Technol. (in Press).

Pagenkopf, O.K.  1983.  Gill  surface interaction model for trace-metal toxicity to fishes: Role of
complexation, pH, and water hardness. Envrion. Sci. Technol.  17:342-347.

Playle, R.C., D.G. Dixon and K. Burnison.  1993a.  Copper and cadmium binding to fish gills:
modification by dissolved organic carbon and synthetic ligands.  Can. J. Fish. Aquat. Sci. 50:2667-
2677.

Playle, R.C., D.G. Dixon and K. Burnison.  1993b. Copper and cadmium binding to fish gills:
estimates of metal-gill stability constants and modeling of metal accumulation.  Can. J. Fish. Aquat.
Sci. 50:2678-2687.

Tipping, E. 1994.  WHAM--A chemical equilibrium model and computer code for waters,
sediments,  and soils incorporating a discrete site/electrostratic model of ion-binding by humic
Substances. Computers and Geosciences. 20:973-1023.


Other Relevant Papers

Allison, J.D.,  D.S.  Brown, K.J.  Novo-Gradac.  March  1991.   MINTEQA2/PRODEFA2, A
Geochemical Assessment  Model  for Environmental Systems:  Version 3.0, Users Manual.
EPA/600/3-91/021, USEPA ERL ORD, Athens, GA.
       2Articles listed as "Key Papers" are reprinted in this volume. Additional relevant papers
have been listed, but not reprinted.

-------
Bury, N.R., F.  Galvez and C.M. Wood. 1998. Effects of chloride, calcium and dissolved organic
carbon on silver toxicity: Comparison between rainbow trout and fathead minnows.  Environ.
Toxicol. Chem. 18:56-62.

Felmy, A.R., D.C. Girvin and E.A. Jenne, 1984. MINTEQ: A Computer Program for Calculating
Aqueous Geochemical Equilibria. USEPA Environmental Research Laboratory, Office of Research
and Development, Athens, Georgia.

Gorsuch, J. ans S. Klaine, Editors.  1999. Annual Review Issue: Silver Toxicity. Environ. Toxicol.
Chem. 18:1-108.

MacRae, R.K., D.E. Smith, N. Swoboda-Colberg, J.S. Meyer and H.L. Bergman. 1999. Copper
binding affinity of rainbow trout (Oncorhynchus mykiss) and brook trout (Salvelinusfontinalis) gills.
Environ. Toxicol. Chem.  (in Press).

Playle, R.C., R.W. Gensemer and D.G. Dixon, 1992.  Copper accumulation on gills of fathead
minnows:  Influence of water hardness, complexation and pH on the gill micro-environment.
Environ. Toxicol Chem.  11:381-391.

Playle, R.C. 1999. Physiological and toxicological effects of metals at gills of freshwater fish.
Environ. Toxicol. Chem. (in Press).

Santore, R.C. and C.T. Driscoll. 1995. The CHESS Model for calculating chemical equilibria in
soils and solutions. Chemical Equilibrium and Reaction Models, SSSA Special Publication 42, The
Soil Society of America, American Society of Agronomy.

Schecher,  W.D. and D.C. McAvoy.  1992.  MINEQL+: A software environment for  chemical
equilibrium modeling. Computer Environ. Urban Systems. 16:65-76.

Wood, C.M., R.C. Playle and C. Hogstrand.  1999. Physiology and modeling of the mechanisms
of silver uptake and toxicity in fish. Environ. Toxicol. Chem. 16:71-83.

-------
     The  importance  of  trace  metal  speciation
                             to water quality  criteria
                                        Herbert E. Allen, David J. Hansen
ABSTRACT:  Because the bioavailability of a trace metal, and conse-
quently its toxicity, is dependent on the physical and chemical form of
the metal, we have presented a detailed assessment of how speciation of
copper would be expected to affect its toxicity. Principles of chemical
speciation are applied to demonstrate that inorganic forms will be in
constant  proportion to each other and to free copper ion during the
course of the titration of a sample of natural water with copper or in the
various treatments in a toxicity test conducted at constant pH and al-
kalinity. Binding of copper to dissolved organic matter or to suspended
paniculate matter may render the copper nonbioavailable. We have
considered a simple complexation model to describe the complexation
of copper to soluble ligands. Naturally occurring dissolved organic matter
is present at concentrations only slightly greater than that of copper.
Consequently, titration of water with copper results in a nonlinear re-
lationship between the concentration of copper present as free copper
ion plus inorganic copper species. The effects of stability constant of the
complex, concentration of ligand, and the total copper concentration
are evaluated. We have related bioavailable copper to the concentration
of free copper ion plus inorganic copper complexes, which is valid if the
pH and alkalinity of the waters used to develop a criteria are not different
On the basis of limited field data for the complexation of copper in
Narragansctt Bay water, we do not expect that, significant differences in
water quality criteria (WQQ would result if the criteria were to be based
on free copper  ion plus inorganic copper complexes rather than total
copper concentrations. We examined the effect of speciation of copper
in different waters as related to empirical or theoretically calculated water
effect ratios (WER). We show that, on the basis of sound chemical prin-
ciples, it  would be expected that the. most sensitive organisms would
have the  greatest WER. This prediction is confirmed by the empirical
observations available. For insensitive organisms, knowledge of the con-
centration of ligand is sufficient to reasonably predict the WER. However,
for the more sensitive organisms that give higher WERs, it is necessary
to measure or calculate the speciation of copper to predict the WER.
Use of predicted WERs may replace use of empirically derived WERs
as is now part of regulatory guidance for derivation of site-specific WQC,
if correspondence has been demonstrated. Water Environ. Res.. 68,42
(1996).
KEYWORDS:  copper, criteria, metals, model, speciation, waterquality.

   Bioavailability of a trace metal to aquatic organisms, and the
toxicity of the metal is dependent on the physical and chemical
forms of the metal (Luoma, 1983; O'Donnel el al., 1985). Benson
el al. (1994) have stressed the importance of understanding the
speciation of a metal in an aquatic system to the prediction and
interpretation of toxicity. Important factors to be considered in
the speciation of a metal include oxidation state, precipitation
and sorption, complexation, and the formation of organometallic
compounds. Kelly (1988) has written ".  . . the speciation of a
metal, rather  than its total concentration, is the key to under-
standing its effect on the biota." Allen (1993a,b) has reviewed
the principles of  speciation with particular emphasis toward
complexation and has shown how speciation may be used in
water quality criteria development
  A predominance of studies have demonstrated that organism
response is correlated with free metal ion. The effect of speciation
on the bioavailability of copper has been studied most extensively
(Hodson et al.. 1979). Studies of copper toxicity to fish have
demonstrated that toxicity is not related to the total copper con-
centration, but rather to the concentration of the  free copper
ion (Pagenkopf et al.. 1974). The observed toxicity of copper to
rainbow trout was strongly correlated to the concentration of
free copper ion (Brown etal.,l 974). Howarth and Sprague (1978)
and Chakoufnakos et  al. (1979) concluded that the toxicity
of copper was dependent on the concentration of the free cop-
per ion.  •
  Although it might be tempting to conclude that the free metal
ion alone is responsible for toxicities observed, this appears to
be not supportable. Although organically bound copper appears
to be nontoxic, there is some debate over the toxicity of inorganic
hydroxy and  carbonate complexes.  The most toxic inorganic
forms are Cu2* and CuOH*; however, Magnuson et al. (1979)
reported that [Cuj(OH JJ2* was also toxic in some cases. Cowan
et al. (1986) performed a statistical analysis of the copper toxicity
literature and concluded that hydroxide species, but not car-
bonate species, contribute  to the aquatic toxicity of copper.
Meador (1991) studied the toxicity of ionic copper to Daphnia
magna in an  experiment in which the total copper, pH, and
naturally derived dissolved organic carbon were allowed to vary.
The same toxicity was achieved with less ionic copper as the pH
increased, which he explained by a competition of H+ for Cu2*
at a receptor site on the cell surface.
  Many studies have related toxicity to the concentration of
free metal ion. Judgment must be used in the evaluation of
studies conducted in constant or varying pH media.  In constant
pH systems, the concentration of the free metal ion and the
monohydroxy complex (e.g., Cu2* and CuOH*) covary. In mul-
tiple tests, when the pH of the system is changed, species other
than the hydroxy and carbonate complexes are affected. Com-
plexation by naturally occurring organic matter will change in
a nonlinear fashion.
  The concentration of organic ligands and the strength of their
binding of copper has been evaluated by a number of analytical
techniques (Neubecker and Allen, 1983). These chemical anal-
yses, together with computation of inorganic speciation, allow
computation of the free metal ion concentration.
  Water quality criteria and standards have been based on total
recoverable metal or on soluble metal concentrations (U.S. EPA,
1992). Recently, the VS. EPA (Prothro, 1993) has recommended
the use of dissolved metal to set and measure compliance with
water quality  standards, because "dissolved metal more closely
approximates the bioavailable fraction of metal in the water col-
umn than does total recoverable metal." Water quality criteria
(WQC) do not take  soluble speciation of metal into account
                                                                        Water Environment Research, Volume 68. Number 1

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                                                                                                        «nen ana nansen
For example, for cadmium, copper, lead, nickel, and zinc, hard-
ness alone has been used to adjust fresh water WQC; no ad-
justment is used for saltwater WQC (U.S. EPA, 1986).
   Acute sensitivities of saltwater animals to copper in laboratory
exposures in which an average of 83% of the copper was dissolved
are reported to range from 5.8 ng/L (9.1 X 10"* mol/L) for the
blue mussel to 600 pg/L (9.4 X 10~* mol/L) for the green crab
(U.S. EPA, 1985). A large fraction of the copper in natural water
exists in complexed and biologically unavailable forms. In these
natural waters, WQC derived from laboratory tests with lesser
complexation capacities may be overprotective.
   The purpose of this paper is to demonstrate how changes in
bioavailable metal, within the soluble metal pool, will result from
changes in water quality, increasing concentration of metal added
to a water, and the dilution of an effluent The water effect ratio
(WER), in which the ratio of toxicity test results for a site water
compared with that for a reference water are used to correct the
criteria, has been advocated as a means to account for the effects
of metal speciation on a site specific basis (Stephan et al., 1985;
U.S. EPA, 1992; Prothro, 1993). We discuss  how the addition
of metals to laboratory water versus natural surface waters will
affect speciation; thus the WER determined for different organ-
isms at a site. This discussion will emphasize why selection of
appropriately sensitive species or tests is of particular importance
if the WER is to actually account for metal's availability in site
water. From these considerations of chemical speciation, it is
clear  that development of WQC based on bioavailable metal
would obviate the need for determining a WER.
   For clarity of presentation, we have chosen not to consider
paniculate metal. However, a sorption model to account for
partitioning of metals to solids could have been included. The
WQC are based on soluble metals (Prothro, 1993). The sorption
of metal to solids removes the metals from the soluble pool and
reduces their toxicity.
  Although we specifically discuss the effects of speciation on
the bioavailability of copper, the same principles apply to a
number of other cationic metals, including cadmium, chromium,
cobalt, lead, mercury, nickel, silver, and zinc. We have chosen
copper because the national water quality criteria in marine wa-
ters is very low, 2.9 fig/L, and approaches background. Copper
tends to form strong complexes with naturally occurring organic
matter, and there have been a number of measurements of the
effects of water chemistry on the  speciation and toxicity of
copper.

Principles of Chemical Speciation
   Metal ions, such as Cu2*, can form complexes with a number
of inorganic ligands, such as OH~, HCCV, NH,, and CT, and
with organic ligands, such as glycine (Stumm and Morgan, 1981;
Pankow, 1991). Because the stability constants for these reactions
are well known, the distribution of species can be easily com-
puted. The total concentration of soluble metal in the system is
the sum of the free metal ion and of the metal contained in the
complexes. Stability constants  for the  reaction of metals with
naturally occurring organic matter, such as humic acid, are be-
ginning to be developed, allowing the distribution of species in
a system containing naturally occurring organic matter to be
predicted.
   Typical concentrations of inorganic  ligands such as chloride
are in the millimolar range. Thus, they tend to be in large stoi-
chiometric excess relative  to the micromolar  or lower concen-
 tration of trace metals such as copper. The concentrations of
 hydroxide and carbonate are small, but they remain approxi-
 mately constant because of the buffering of the system. Conse-
 quently, the addition of copper to a surface water sample for a
 titration or in a toxicity test decreases the inorganic ligand con-
 centration by a small and insignificant amount This results in
 a constant ratio between free copper ion and the total concen-
 tration of inorganic copper species. The principal soluble inor-
 ganic complexes of copper in surface water are expected to be
 CuOH*. Cu(OH)j0, CuCO,°, and Cu(CO,),2-. The reactions foi
 the formation of these complexes and their stability constants
 (Stumm and Morgan, 1981) are as follows:

            Cu2*  + OH' ** CuOH*;  KOH.I = 10"     (1)

         Cu2* + 20H- *T Cu(OH)20;  KOHJ - 10I2J    (2)

          Cu2*  + CO,2" n CuCO,°;  KCO..I » 10s"    (3)

      Cu2* + 2CO,2- ** Cu(CO,)22-;  KCQ..I = 10IW" . (4)

  The fraction of free copper ion, Cu2*, in equilibrium with
 free copper ion plus all inorganic copper species, is ac»»* which
 can be calculated from the concentrations of hydroxide ion,
 [OH~], and carbonate, [COj2'], using the expression (Stumm
 and Morgan, 1981):
                              1
         1 + KOH..IOH-] +
                    + Kco,.,[CO,2-] +
                                                     (5)
  The concentration of carbonate ions can be calculated from
the total alkalinity, [tot-alk], and the pH or from the concen-
tration of dissolved  inorganic carbon, CT, and pH. The rela-
tionship between total alkalinity and pH is (Stumm and Morgan,
1981)
          [tot-alk] •= (a,  + 2a2yCr + [OH'] - [H*]       (6)

where a{ and a2 are the fractions of CT present as bicarbonate
and carbonate, respectively, where at and o2 are given by the
expressions
and
              «i
              «2
                           K..IH*]
                  [H*]2 + K.,[H*J -I-
                  [H*]2 + K.,[H*]
                                          (7)
                                                     (8)
K.I and K^ in Equations 7 and 8 are the first and second acid
dissociation constants for carbonic acid (Stumm and Morgan,
1981) as represented by the following expressions

          HjCO, ** H* + HCO,-;  K., - IfT"        (9)
and
HCOr ** H* + COj2-;
                                        10
                                          '""
(10)
  For a typical set of conditions, pH •= 7.8 and total alkalinity
» 2 X  1(T3 equiv/L (100 mg/L as CaCOj), at = 0.966, a2
= 0.00306, and CT = 2.057 X 10~J mol/L. The concentration
of carbonate is

ICO,2-] = «2CT = (0.00306X2.057 X 10"J)

                            = 6.29 X 10-* mol/liter  (11)
January/February 1996
                                                     43

-------
 Alien and Hansen
 Equation 5 then becomes
                   + (10677X10-"°)+(10iaoiX10-s-20)2

or 2.4% of the free copper ion plus inorganic copper complexes
is free copper ion and the predominant inorganic complex is
CuCOj0. It should be noted that for a fixed pH and total alka-
linity, the fraction of the free copper ion plus inorganic copper
species that will be present as the free copper ion (acu>*) is un-
affected by the total  copper concentration or the concentration
of copper present in organic complexes or adsorbed onto par-
ticulate matter. Likewise, the fraction of the copper that will be
present in any of the inorganic complexes, e.g., CuCOj0, will
also remain constant as the total concentration of copper varies.
  The concentration of copper binding sites present in organic
ligands extends from submicroequivalents per liter concentra-
tions in sea water to tens of microcquivalents per liter in rivers.
The organic ligands in natural  waters are composed of humic
substances and other compounds that usually are not specifically
determined. The ligand concentration is commonly considered
to be related to organic matter or organic carbon by an unspec-
ified and variable factor. Typically, the concentration of organic
ligands is in excess of the concentration of copper naturally pres-
ent in a sample.  However, addition of metal for a titration or
to establish certain test concentrations to be used in toxicity
testing, will result in a stoichiometric excess of metal relative to
the concentration of the organic  ligand. As will be shown, as
opposed to the inorganic complexation discussed above, the
fraction of the copper that will  be complexed with the organic
matter will vary  as a function of the concentration of copper
present in the system.
  Naturally occurring organic matter contains a large number
of ligands differing in concentration and stability constants. A
number of different approaches have been taken to describe their
binding of protons and metal ions (Perdue and Lytle, 1983; Fish
et al.. 1986; Ephraim and Marinsky, 1986; Cabaniss and Shu-
man,  1 988; Tipping el al, 1990). These approaches include dis-
crete site models, models with a continuum of binding sites of
varying pK, and models that incorporate  electrostatic interac-
tions.
  Multisite binding models provide a better description of copper
titration data than does a single site model.  Because of its sim-
plicity, a single site model was used for the simulations presented
in this paper. A single ligand model adequately illustrates the
effect of changing the ratio of copper to ligand on the inorganic
copper concentration,  although it will not adequately charac-
terize metal binding to natural organic matter.
1  The complexation of copper by an organic ligand, L, can be
represented by the expression
Cu2* + L°- *»
                                 K'<
                                      [Cu2+][L-]
(13)
where K' is the thermodynamic formation constant for the for-
mation of the copper complex. Studies of copper binding in
natural waters often use electrochemical methods, such as anodic
stripping voltammetry or fixed-potential amperometry, for the
analysis of copper. These techniques respond to inorganic, but
not organic complexes,  of copper in natural  waters. Conse-
quently, the reaction in Equation 13 can be rewritten in terms
                                                      of free copper ion plus inorganic copper complexes, Cu,^. Be-
                                                      cause the charge on the organic ligand is generally not known,
                                                      but is constant in a constant pH system, Equation 14 will be
                                                      written without charges on the chemical species:
                                                                       + L tf CuL;  K •
                                                                                           [CuL]
                                                             (14)
                                                     where K is the conditional formation constant for the formation
                                                     of CuL. The value of K is dependent on pH, ionic strength, and
                                                     on the concentrations of ions that can influence the above re-
                                                     action through participating in side reactions with either copper
                                                     or the organic ligand,  for example, Zn2* and COj2". The sim-
                                                     ulations presented in this paper are based on Equation 14 in
                                                     which complexation is described by free copper ion plus inor-
                                                     ganic copper complexes.
                                                       The total copper concentration, [Cu]T, is given by the mass
                                                     balance on copper
                                                                      [Cu]T - [CuL] +
                                                             (15)
                                                     Likewise, the total ligand concentration, [L]T, is given by the
                                                     mass balance on ligand:
                                                                        [L]T=[CuL]
                                                             (16)
                                                     where the total ligand concentration is frequently expressed as
                                                     the analytically determined complexation capacity. Equations
                                                     15 and 16 can be solved for [CullwJ and [L], respectively. These
                                                     values substituted into the equilibrium constant expression in
                                                     Equation 14 yield the expression
                                                                 K
                                                                                 [CuL]
                                                                     «Cu)r-[CuL]X[L]T-[CuL])
                                                             (17)
                                                     for the average stability constant over the range of copper ion
                                                     added during the titration. The value of (Cu]T is the sum of thr
                                                     concentration of copper in the initial water sample plus the con-
                                                     centration of copper added during the titration. The values of
                                                     K and [L]T are determined by evaluation of the titration curve
                                                     using the method of Ruzic (1982).

                                                     Effect of Complexation Parameters on Copper
                                                     Speclation
                                                       The concentration of inorganic copper in a sample is a funr
                                                     tion of the concentration of total copper, total  ligand, and in-
                                                     stability constant for the reaction. This is shown by substitution
                                                     of Equations IS and 16 into Equation 14:
                                                                                                         (18)
                                                     The concentration of free copper ion plus inorganic copper
                                                     complexes is given solving this quadratic equation. The fraction
                                                     of the copper present as free copper ion plus inorganic copper
                                                     complexes, oo^,, is
                                                                                                                 (19)
                                                                                                  + [CuL]
                                                       Literature values for ligand concentrations and conditional
                                                     stability constants, as defined by Equation 14, for natural waters
                                                     are given in Table 1. Most of these values are for relatively un-
                                                     contaminated seawater. On the basis of these values, we have
                                                     used stability constants ranging from 1.0 X 107 to 1.0 X 109 and
                                                     ligand concentrations ranging from UOO X  10~7 to 3.50 X 10~*
44
                                                                 Water Environment Research, Volume 68. Number 1

-------
                                                                                                        Allen and Hansen
 Table 1—LJgand concentrations and conditional stability constants for the complexation of copper In natural waters.

                                                     Ugand concentration
Study area
Adriatic Sea
North Atlantic
North Atlantic
Southern Calif omia
Delaware Bay
Narragansett Bay
New York Harbor
North East Pacific
North Sea
Lake Ontario
Scheldt Estuary
Vancouver Island
logK
7.5
8.3 to 10.0
7.8 to 8.6
7.8 to 8 6
7.6 to 62
73
6.8 to 8.4
8.5
7.3 to 8.4
8.6
7.2 to 7.7
6 6 to 7.8
mol/L
13I01.5X10-7
023 to 4.9 X 10-'
2.0 107.2X10-*
03 to 9.3X10'7
1 .Sfitol. 62X10-*
158X10'7
3.46 to 5.49 X 10*'
7.6 X 10-*
0.7 to 2.0 X 10"'
34X10-'
1.08 to 2.99 X10'7
• 1.0 to 3.0X10-'
jig Cu binding
capadty/L
856 to 9.53
1.46 to 31.1
1.27 to 4.58
1 9 to 59.1
0.99 to 1.03
877
22.0 to 34.9
0.48
4 44 to 12.7
21.6
6 86 to 19.0
6 35 to 19.1
Reference
Plavsic et el (1982)
Buckley and van den Berg (1986)
Kramer (1986)
Smaefa/ (1980)
Skrabal et al (1992)
Skrabal and Allen (1993)
Skrabal and Allen (1993)
Coale and Bruland (1988)
Kramer and Duinker (1984)
Florence (1986)
Kramer and Duinker (1984)
Robinson and Brown (1991)
moI/L (6.35 to 222.4 ng copper binding capacity per liter) to
conduct simulations of copper complexation. Total copper con-
centrations were 2.90, 29.0, and 145.0 ftg/L (4.56 X 10'*, 4.56
X I0~7, and 2.28 X 10~* mol/L), which correspond to the na-
tional water quality criteria for copper in marine water, and 10
and 50 times that value.
  The effect of ligand concentration on the binding of copper
for a stability constant of 2.0 X 10s is shown in Figure 1. Each
of the simulations corresponds to a dilution of a receiving water
at constant pH and alkalinity and then addition of copper to
give the indicated total copper concentration. We have not con-
sidered precipitation of Cu(OH)j (s) or CuO (s) in these or the
other simulations  presented in this paper; at concentrations
greater than that leading to formation of a solid phase at a par-
ticular pH, the system will be metastable  with respect to the
formation of precipitated Cu(OH)2 (s) or CuO (s). As the ligand
concentration  decreases from 3.50 X 10"* (222.4 /tg copper
binding capacity per liter), the concentration of free copper ion
plus inorganic copper complexes increases (Figure la). The con-
centration of free copper plus inorganic complexes increases as
the concentration of ligand is decreased. As the concentration
of ligand is decreased  to a concentration similar to that of the
total copper present, the concentration of free plus inorganic
copper dramatically increases. Consequently, the curves for the
different total copper concentrations do not parallel each other.
The fraction of copper that is free copper ton plus inorganic
copper species depends not only on the ligand concentration,
but also on the concentration of the total copper present in the
sample (Figure 1 b). The remaining copper is present as the com-
plex with the organic ligand. For example, at a total ligand con-
centration of 5.00 X 10~7 mol/L (31.8 pg copper binding capacity
per liter), the fraction of organically complexed copper decreases
from approximately 99%  for a total copper  concentration of
4.56 X 10"' mol/L (2.90 jtg/L) to approximately 94% for a total
copper concentration of 4.56 X 10~7 mol/L (29.0 pg/L), to just
over 22% for a total copper concentration of 2.28 X 10"* mol/
L (145.0 jig/L).
  The dependency of copper speciation on the stability constant
of a ligand present at a concentration of 5.00 X 10~7 mol/L (31.8
pg  copper binding capacity per liter) is shown in Figure 2. The
highest concentration  of copper, 2.28 X 10~* mol/L (145.0 jig/
10* -I
10*-
10-'-
10*-
10*-
10'*-
m-"
<
i


X
*
\
""

<
1
,
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—
n
•i
                     Ugand (moVL)
             5    S    2    2    2
             n    8    S    M    »
              Ugand (jig Cu binding capadty/L)
          1.000
          0.100
          0.010
                      X
                     (3)
(2)
                                        (b)
                                        (1)
          0.001
              °    5   2   2    i   i   I    i
                   Ugand (no Cu binding capadty/L)
Figure 1—Free plus inorganic copper complexes as a
function of ligand concentration for a stability constant,
of 2.0 X 10* and total copper concentrations of (1) 145.0
/tg/L (2.28 X 10~* mol/L), (2) 29.0 pg/L (4.56 X 10~r mol/
L), and (3) 2.00 ng/L (4.56 X 10~* mol/L). Free plus Inor-
ganic copper (a) concentration and (b)  fraction of total
copper.
January/February 1996
                                                                                                                    45

-------
 Allen and Hansen
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                     o
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Rgure 2—Free plus inorganic copper complexes as a
function of stability constant for a ligand concentration
of 5.00 X 10~T mol/L and for total copper concentrations
of (1) 145.0 pg/L (2.28 X 10~* mol/L), (2) 29.0 pg/L (4.56
X 10~T mol/L), and (3) 2.90 ng/L (4.56 X10"" mol/L). Free
plus inorganic copper (a) concentration and (b) fraction
of total copper.
L), is a little more than 4 times that of the ligand concentration
and the concentration office copper ion plus inorganic copper
complexes is almost invariant with respect to changes in the
stability constant from 1.0 X 10T to 1.0 X 10'. At a total copper
concentration equal to or less than the concentration of the li-
gand, the concentration of free copper ion plus inorganic copper
species (Figure 2a) and  the fraction of the copper that is free
copper ion plus inorganic copper species (Figure 2b) decrease
with increasing values of the stability constant
  An environmentally important question regards the dilution
of a sample containing copper and a ligand. This is the situation
when a waste is discharged to the environment and  dilution
occurs within a mixing zone, where the dilution water contains
no copper or ligand. We have considered a waste effluent with
a total copper concentration of 2.50 X 10~7 mol/L (15.9 /ig/L)
and a ligand having a stability constant of 2.0 X 10s (Figure 3).
In one case, the ligand concentration in the effluent is equal to
that of the copper. In the second case, the concentration of the
ligand in the effluent is  5 times that of the copper. The latter
case would be that expected for a waste effluent from a biological
wastewater treatment facility. In the case of the effluent with
equimolar ligand and copper, the concentration of free copper
                                                             ion plus inorganic copper complexes is greater than that which
                                                             would be expected from dilution alone (Figure 3a). This is a
                                                             result of the effect of dilution on the dissociation of the copper
                                                             complex. When the effluent containing the equimolar metal and
                                                             ligand is diluted to one-half its initial concentration, the percent
                                                             of free copper ion plus inorganic copper complexes in the effluent
                                                             will increase from 13% to 18% (Figure 3b). For the sample that
                                                             contained a fivefold excess of ligand relative to copper, the cor-
                                                             responding increase in inorganic copper would be from 0.5% to
                                                             1.0%, resulting in the free copper  ion plus inorganic  copper
                                                             complexes doubling during the dilution. However, it should be
                                                             noted that the concentration of free copper ion plus inorganic
                                                             copper complexes in this case would be very low.
                                                               Typical titration curves for copper additions to a ligand are
                                                             shown in  Figure 4a. This figure considers the titration of the
                                                             same ligand at four different concentrations ranging from 1.00
                                                             X 10'7 to 2.00 X  10~* mol/L (6.35 to 127.1 fig copper binding
                                                             capacity per liter). It would appear that these curves differ only
                                                             in the position of the inflection point The inorganic copper
                                                             concentration has been plotted on a logarithmic scale in Figure
                                                             4b. This clearly shows the large differences in the concentration
                                                             of free copper ion plus inorganic copper complexes at a constant
                                                             small total copper concentration. It is obvious that titrations will
I

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Effluent (%)
                   Rgure 3—Free plus inorganic copper complexes as a
                   function of dilution of effluent containing 2.50 X 10~7 mol/
                   L (15.9 pg/L) total copper. Stability constant for copper
                   complexation is 2.0 X 10* and ligand concentration In the
                   effluent Is (1) 2.50 X 10~T mol/L (15.9 pg copper binding
                   capacity/L)  and (2) 1.25 X 10~* mol/L (79.4 nQ copper
                   binding capacity per liter). Free plus Inorganic copper:
                   (a) concentration and (b) percent of total copper.
46
                                                                       Water Environment Research. Volume 68. Number 1

-------
                                                                                                     Alien and Hansen

1 M1°*
|- 3.0 10*-



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                  Total Copper (mol/L)
        q    g    ,»,.»    cq    ^    n

                  Total Copper (jig/L)
Figure 4—Free plus Inorganic copper complexes as a
function of total copper concentration for ligand with sta-
bility constant for copper complexation of 1.0 X10* and
ligand concentrations of (1) 1.00 X 10~T mol/L (6.35 (tg
Cu binding capacity per liter), (2) 5.00 X 10~T mol/L (31.8
jig Cu binding capacity  per liter), (3) 1.00 X 1Q-* mol/L
(63.5 /ig Cu binding capacity per liter), and (4) 2.00 X10~*
      0.0    5.010'7  1.010-6   1.510"6  2.010"6  2.5
                    Total Copper (mol/L)
                      63.5      95.3     127.1    158.9
                                                                          31.8
                                                                                 Total Copper (|ig/L)
                                                             Rgure 5 — Free plus inorganic copper complexes as a
                                                             percentage of total copper concentration as a function
                                                             of total copper concentration for a ligand concentration
                                                             of 2.00 X 10~* mol/L (127.1 fig Cu binding capacity per
                                                             liter) and stability constant of 1.0 X 10'. ,
have different free copper ion plus inorganic copper complexes
(and consequently free copper) concentrations at all total copper
concentrations if the waters being titrated differ in ligand con-
centration. The  fraction of copper that is present in the free
copper ion plus  inorganic copper species does vary if the total
copper concentrations is less than the concentration of the ligand
present in the system (Figure 5). Thus, for small additions of
copper to a sample, the increase of the concentration of copper
present as free copper ion plus inorganic copper  complexes is
not proportional to the increase in the concentration of total
copper present. Of course, for copper additions in excess of the
concentration of ligand present, the increase in free copper ion
plus inorganic copper complexes begins to more closely mirror
the increase in total copper.
  In a like manner, two waters having the same total concen-
tration ofligands, but with different equilibrium constants, will
have different concentrations of free copper ion plus inorganic
copper complexes at all total copper concentrations. Conse-
quently, neither  free copper ion concentration nor the concen-
tration of free copper ion plus inorganic copper  complexes is
directly proportional to the total copper concentration at different
concentrations of total copper during the titration of a water, at
the same concentration of total copper for samples of a water
that have been diluted to different extents, or for different water
samples containing the same total concentration of copper.
  The speciation of copper is highly dependent on the pH of
the environment In addition to the effect that pH has on the
distribution of inorganic copper species, complexation with or-

mol/L (127.1 ng Cu binding capacity per liter). Free  plus
Inorganic copper (a) linear axis, (b) exponential axis, and
(c) exponential axis and low concentrations of total cop-
per.
January/February 1996
                                                    47

-------
 Allen and Hansen
ganic ligands is affected by changes in the pH of the system.
Protons compete with copper ions for binding sites on carboxylic
acids and other organic compounds. Titration curves for the
addition of copper to a secondary sewage effluent at pH values
ranging from 6.5 to 8.5 are presented in Figure 6a. Complexation
parameters for the wastewater effluent are given in Table 2. As
the pH rises, both the stability constant and the complexation
capacity increase. As the hydrogen ion concentration increases
by one order of magnitude (decrease of 1 pH unit), the concen-
tration of free plus inorganic copper complexes can increase by
more than an order of magnitude (Figure 6b).
  Caution must be exercised in the use of experimentally de-
termined complexation capacities to express ligand concentra-
tions. Perdue (1988) has shown that the complexation capacity,
evaluated by the change in slope of the titration curve, is a func-
tion of the stability  constant of the ligand in addition to the
concentration of the ligand.
8.0 10"-
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         q  «  •-  

•+ a> n ° S Si g 5 t 5 5 o E S "7-CMnn * m E <6 Total Copper (jig/L) Rgure 6 — Concentration of free plus inorganic copper complexes in a secondary sewage effluent titrated at dif- ferent values of pH. Free plus inorganic copper (a) linear axis and (b) exponential axis. Complexation parameters are given in Table 2. Precipitation of CufOH)? (s) or CuO (s) are not considered In these calculations. Table 2—Parameters for copper complexation by sec- ondary wastewater effluent (Grosser, 1980). Titration simulations are shown in Figure 6. Ligand concentration PH 6.5 7.0 7.5 8.0 8.5 Stability constant 5.38 X 10s 1.61 X 10" 1.82 X 10s 1.15 X107 605X10' mol/L 1.26 X 10"« 2.28 X 10-* 2.31 X 10"* 3.67 X ID"6 7.30 X 10-« ng Cu binding eapacity/L 80.1 144^ 1468 233.2 465.8 Effect of Copper Speculation on Biological Response Toxicity tests are conducted by the addition of several different concentrations of metal to the test water to expose organisms in the water for a fixed period of time after which the biological response, frequently death, is evaluated. As indicated earlier, the organic complexes of copper are not biologically active. It is clear that to relate the biological response to the concentration of copper present in a water it is necessary to develop a rela- tionship between total copper and the concentration of biolog- ically active copper. In the case of a bioassay, the concentrations of free copper ion and of each of the inorganic copper complexes are proportional to the concentration of free copper ion plus inorganic copper complexes if all test chambers have the same pH and alkalinity. Consequently, it is important to evaluate the change in free copper ion plus inorganic copper species fhat results from the addition of copper to a test water. Such relationships are the titration curves that have been showr* In Figure 4. We have used this basic approach to evaluate the effect at consideration of chemical speciation would have on water qu;- '>'> criteria. We based our calculations on the results of a titras :-n of a sample of water that was collected in Narragansett Bay i?t the Winter of 1993. For that sample, we determined a stab' ''• • constant of 727 X 107 and a ligand concentration of 1.38 X ,> ' (8.77 jig Cu binding capacity per liter) using anodic strips ^>i results reported in the U.S. EPA's criteria document for coppu (1985) were determined in Narragansett Bay water having th-,se complexation properties. The four biological species and ihe genus mean acute values that were used to establish the criterion are soft-shell clam (39.00 pg/L), oyster (14.92 jtg/L), summer flounder (13.93 pg/L), and blue mussel (5.80 pg/L). We computed the concentration of free copper ion plus in- organic copper species that would have been present at the genus mean acute values for the four most sensitive genera in salt water in the water quality criteria document We assumed that the complexation parameters of the water used for the bioassay tests for each of the four species were those for the Narragansett Bay sample that was collected in the winter of 1993. Although the complexation of copper is small, it is an important factor at low copper concentrations. Using these complexation parame- ters, the fraction of copper that is not bound to organic matter at a total copper concentration of 9.1 X 10"' mol/L (5.8 pg/L), which is the reported acute toxicity for the blue mussel, is only 17.9%. 48 Water Environment Research, Volume 68. Number 1


-------
                                                                                                       Mien andHansen
   We have followed the procedure to establish the WQC for
copper in marine waters (Stephan et al, 1985) and, using the
computed concentrations of free copper ion plus inorganic cop-
per species, we have also computed a  WQC for copper based
on bioavailable copper. The acute toxicities for each of the four
species are plotted versus both the reported total copper con-
centrations and the computed concentrations of free copper ion
plus that of the inorganic copper complexes (Figure 7). Using
the reported total copper concentrations, the final acute value
for copper in salt water is 5.832 jig/L (9.178  X 10"1 mol/L).
Because larval molluscs are most sensitive to copper, the criteria
maximum concentration (CMC) and criteria continuous con-
centration (CCQ are both derived by dividing the final acute
value by 2.0 and thus are the same 2.916 j*g/L (4.589 X 10~*
mol/L) concentration.  Using the chemical speciation for the
Narragansett Bay water and assuming that all of the copper in
the toxicity tests was soluble, the final acute  value based on
bioavailable copper would be 1.857 X 10~*mol/L(1.181 pg/L).
This corresponds to a back computed total copper concentration
of 9.786 X 10~* mol/L (6.219 jig/L). Using this value the criterion
maximum concentration would be (9.786 X 10"* mol/L)/2 =
4.893 X 10~* mol/L (3.110 /*g/L), which for copper would also
be the final chronic value. This analysis indicates that the current
water quality criterion for copper  in salt water based on total
copper is virtually the same as would be a criterion based on
the concentration of free copper ion plus inorganic copper com-
plexes. If the computed criterion based on free plus inorganic
copper species is more reflective of the potential for copper tox-
icity than is the criterion based on total copper,  the total copper
criterion is too conservative by a factor of 3.110/2.916 •= 1.07
for the intended degree of aquatic life protection. There is little
difference between the criterion based on total  copper and the
criterion that has been computed for free copper ion plus in-
organic copper complexes.
  Although there was little difference in  the criteria that we
computed for copper based on total copper or on free copper
ion plus inorganic complexes, the  difference may be greater if
each investigator had determined ligand concentrations and sta-
bility constants. We assumed that the same ligand concentration
     100.0
 3"   10.0-r
 8)  6.210
 .3  5.832
     t.ieo
       0.1
+
+
                         - e- - Total Copper (ug/L)
                         - -o - - Inorganic Copper (jigfl.)
                          +
                    5       10       15      20
                   Percentage Rank of Species
                                   25
 Figure 7—Determination of final acute value for copper
 in marine water based on total copper and inorganic (free
 plus inorganic complexes) copper. See text for discus-
 sion.
 and stability constant forcomplexation could be applied to each
 of the toxicity bioassays. If we could have used the correct copper
 speciation for each of the bioassays, the difference between the
 copper criteria based on total copper and the criteria based on
 free copper ion plus inorganic copper complexes could have
 been greater or less than the differences found for our simulation.
                               t
Implication of Metal Speciation to Waste Load
Allocation and Discharge Permits
   It is necessary to mathematically relate the concentration of
pollutant in a discharge to that in the receiving water environ-
ment at the point of required compliance with a water quality
standard to establish an acceptable concentration of the pollutant
that may be discharged. In the case of multiple discharges, the
waste load allocation process is used to establish the concentra-
tion of pollutant that can be permitted to be discharged from
each of the discharges. If the pollutant is a conservative substance,
only appropriate dilution computations based on the  hydrody-
namics of the system are needed. If the pollutant is nonconser-
vative, for instance, through degradation, then the change in the
amount of material  must also be taken  into account. Metals
such as copper present a special case of a nonconservative pol-
lutant in that the form of the metal may change.
   Present EPA guidance (Prothro, 1993) recommends that dis-
solved metals be used for water quality standards but  that total
recoverable metals be regulated in effluents. This paper has dis-
cussed that only a portion of the dissolved metal is biologically
available. Irrespective of whether water quality standards are
based on dissolved metal or on biologically available metal in
the receiving water, there is a need to relate the concentration
of total recoverable metal in the effluent to the concentration
of dissolved or bioavailable metal in the receiving water at the
point of determination of compliance. This requires consider-
ation of a two-step dynamic process to account for the redistri-
bution of metal forms below the point of effluent discharge.
  The total recoverable metal in an effluent can be made up of
paniculate forms including sorbed metal and metal incorporated
into the matrix of the particle, inorganic and organic complexes,
and free metal ions. Upon mixing of the effluent with the re-
ceiving water, the chemical environment will be different from
that of the effluent,  except perhaps in an  effluent-dominated
stream. Important changes would include change in pH and the
type and concentration of particles. In the first step of the re-
distribution process we could envisage the release of metal from
complexes ordesorption of metals from particles in the effluent
This would be likely if the pH of the receiving water was lower
than that of the effluent The rates of release of bound metal
will vary depending on the type of binding site. Concurrent with
this release, dissolved and free metal ion concentrations may be
lowered by reaction  with ligands and paniculate matter in the
receiving water. These reactions of metal can be slow  (hours to
days) (Allen et al.. 1982), and equilibration of released metal
ions with organic ligands may not be complete within the mixing
zone. Obviously, receiving waters with high concentrations of
organic matter and  particles will reduce the concentration of
dissolved and bioavailable metal being  released  from bound
 forms in the effluent
   In contrast, in some environments the concentration of dis-
 solved and of bioavailable metal will increase below  the point
 of effluent discharge, whereas in others it will decrease. The fac-
 tors that would tend to increase dissolved metal below the point
January/February 1996
                                                                                                                   49

-------
Alton and Hansen
of effluent discharge include pH of the receiving water less than
that of the effluent, high concentration of soluble or of paniculate
metal in the discharge, and low concentration of organic matter
and of particles in the receiving water.
  The above discussion provides a conceptual framework in
which to develop the data necessary to include metal speciation
in waste load allocation and discharge permits.

Effect of Copper Speciation on Water-Effect Ratio
  Determination of a WER has been suggested as a means to
account for the effects of differences in chemical speciation on
the toxicity of copper and other metals in natural waters (U.S.
EPA, 1992;Trothro, 1993). In this procedure, toxicity tests are
conducted in a site water and  in a reference (laboratory) water.
Reference water tests are used as surrogates for the laboratory
tests that were used to derive national criteria. The ratio of the
toxicities is used  as a multiplier to adjust the national water
quality criteria (NWQQ to account for differences in bioavail-
ability, as measured by toxicity tests, that would be applicable
to that site. For example:
Site - Specific WQC = NWQC X WER

                               site - water LC50
                   NWQCX
                             reference - water LC50
(20)
Brungs el al (1992) have summarized the results of a number
of determinations of water effect ratios for different toxicants.
Their reported water effect ratios for copper are presented in
Table 3. It should be noted that, for a single location, the WER
usually increases as the organism sensitivity to copper increases.
This observation is consistent with the changes in metal specia-
tion as the concentration of total metal increases that we dis-
cussed earlier, and it must be considered  in designing WER
studies.
  To further illustrate the importance of species sensitivity to
the WER, we calculated WERs  using acute values from five
species having different sensitivities to copper and copper spe-
ciation for hypothetical reference and site waters. The acute val-
ues used in this calculation were 1S9.8 pg/L for mysid, 120 jig/
L for polychaete, 39.97 0g/L for a copepod, 14.92 /*g/L for the
oyster, and 5.8 pg/L for the mussel, as obtained from the criteria
document Further, Narragansett Bay water with a stability con-
stant of 7.27 X 107 and a ligand concentration of 1.38 X I0~7
mol/L (8.77 fig Cu binding capacity per liter) was  assumed to
have been the water for which these acute toxicity values were
determined. We then computed the concentrations of free copper
ion plus inorganic copper complexes that would have been ap-
propriate to each species-specific acute value if laboratory tests
would have been conducted in Narragansett Bay water (Table
4). Using these concentrations of free plus inorganic copper,
total copper concentrations required to produce these acute val-
ues were calculated for each species and the hypothetical labo-
ratory reference water and the four hypothetical site waters, each
with its own stability constant and complexation capacity (Table
5). The procedure used to compute the acute toxicity values in
the hypothetical laboratory reference and the site waters is shown
in Figure 8.
  The toxicity of copper to each of the five organisms selected
is approximately the same in both the Narragansett Bay water
and in the hypothetical reference site water (Figure 9a). In the
four sites being evaluated, less total copper is needed to produce
50% mortality (the LC50 concentration) than is needed for the
Reference Site water even though the same concentration of free
copper ion plus inorganic copper complexes is needed for a given
species. In all cases the water effect ratio increases with the sen-
sitivity of the organism, expressed as the total copper concen-
tration causing acute toxicity (Figure 9b). The water effect ratios
for Site 2 are greater than those for Site 1 and the  water effect
ratios for Site 4 are greater than are those for Site 3.
  It should be noted  that for the three least sensitive species
(mysid,  polychaete and copepod) the copper LC50 values for
Sites 1 and 3 and for Sites 2 and 4 are almost identical (Figure
9a). Likewise, the WER values for Sites 1 and 3 and for Sites 2
and 4 are virtually identical (Figure 9b). The LC50 total copper
concentration required to be present in these four waters at the
LC50 value for these three organisms is greater than the con-
centration of organic ligand available for complexation of the
added copper. In this situation the toxicity of metal is primarily
controlled by the excess of metal relative to the ligand present
and is only secondarily related to the stability constant of the
Table 3—Water effect ratio study results for copper.
         SH0
  • From Brungs et al.. 1992.
  "FromThursby. 1993.
                                     Specie*
       Laboratory water acute value, ng Cu/L
                                         Water ertect ratio
Naugatuck River, Conn.*

St Lous River, Minn.*



Nemadp River, Wis.*
Little Pokegama River, Wts.*
New York Harbor, N.Y."




Ceriodaphnia dubla
Pimephales promotes
Daphnia magna
Amphipod
Pimephales prome/as
Onchoehynchus mytoss
Amphipod
Amphipod
Champia patwla
Mytilusedulis
Arbacia punctulata
Mulinia lateraTis
Mysidopsis bahia
17
85
17
25
84
120
90
90
11
26
49
35
308
1.1
1.0
15
92
< 6.3
3.3
4.3
3.1
32
1.8
1.8
1.6
1.5
50
                     Water Environment Research, Volume 68. Number 1

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                                                                                                        Allen and Hansen
 Table 4—Toxlcity of copper to organisms considered in simulated water effects ratio study.

                                                             Genus mean acute value
                                           Total copper*
         Organism
                     mol/L
                                               Free plus Inorganic copper
                                                      complexes*
                                    mol/L
Mysid
Pdychaete
Copepod
Oyster
Mussel
159.8
120
39.97
. 14.92
5.8
2.51 X 10-«
1. 89X10-"
6.29 X 10-'
2.37 X ID'7
9.13 X 10-6
151.3
' 110.8
31.5
7.18
1.04
2.38 X 10-«
1.74 X 10-6
4.95 X 1(T7
1.13 X10"7
1. 63X10-*
   • Data from U S. EPA (1985).
   * Computed assuming an tests had been conducted in Narragansett Bay water having a stability constant of 7.27 X 10T and a Ggand concentration of
    1.38 X 10"' mol/L (8.77 itg Cu binding capacity per Dter).
complex. For example, for mysid the difference between the
LCSO value in microgram copper per liter and the ligand con-
centration (expressed in Cu binding capacity per liter) for Nar-
ragansett Bay, Reference Site, Site I, Site 2, Site 3, and Site 4
are 151.2, 151.2, 150.7, 148.7, 151.2, and  150.8 /tg Cu/L, re-
spectively.
   However, for the most sensitive organism, the blue mussel,
the concentration of copper at the LC50 concentration for all
six locations is less than the organic ligand concentration at the
sites. The excess of ligand relative to the LC50 copper concen-
tration is not the same for all waters. Both the stability constant
for the complexation reaction and the value of the concentration
of the ligand are important in regulating the concentration of
bioavailable copper. For the blue mussel, the LCSO total copper
concentration  increases from Site 1 to Site 2 and from Site 3 to
Site 4, reflecting the importance of the concentration of ligand
in determining the bioavailability of the copper as was the case
for mysid. However, for the blue mussel the LCSO  values for
Site 1 and 3 and for Sites 2 and 4 are not the same. Because the
concentration  of bioavailable copper is a function of the ligand
concentration  and the stability constant of the complex as well
as the total copper concentration, the WER is different for or-
ganisms of different sensitivity. This change in WER as a function
of species sensitivity is why the  WER procedure (U.S.  EPA,
1994) recommends selection of species or life stages whose sen-
sitivity is equal to or slightly greater than the  CMC or CCC
concentrations.
   As we have noted, the effect of the organic ligand concentration
is particularly noteworthy. The increase in WER going from the
insensitive mysid to the highly sensitive mussel is much greater
                          at the higher than at the lower ligand concentration. Sites 1 and
                          2 and Sites 3 and 4 simulate the behavior expected for dilution,
                          such as could happen for an effluent discharge to a pristine re-
                          ceiving water, or in bioassay  studies of effluents conducted by
                          dilution of the effluent
                            An increase in stability constant at the same ligand concen-
                          tration, simulated by Sites 1 and 3 and Sites 2 and 4, shows that
                          the WER is virtually unaffected for insensitive organisms. In
                          this situation, practically all the copper would be present as free
                          copper ion plus inorganic complexes. However, for the most
                          sensitive organisms, in those  cases where the concentration of
                          ligand is in stoichiometric excess relative to the total copper
                          concentration, the stronger ligand results in a higher proportion
                          of the copper being bound. Consequently, there is a large dif-
                          ference in the WER. For example, the WERs for mysid for Sites
                          2 and 4 are 2.46 and 2.47, respectively, the WERs for mussel
                          for Sites 2 and 4 are 10.9 and 22.7, respectively.
                            If WERs are to accurately adjust WQC to reflect metals avail-
                          ability at specific sites, testing must use species sensitive at or
                          just above criteria concentrations. Use of insensitive species or
                          tests may result in low WERs and conservative site-specific cri-
                          teria. Conversely, use of species or tests sensitive below the cri-
                          terion may result in a large WER and a site-specific criterion
                          that is not sufficiently protective. This is to be avoided. For cop-
                          per, acute tests with larval mussels or other molluscs that are
                          most sensitive will result in the highest values of the WER. Be-
                          cause acute and chronic criteria for some other metals differ
                          markedly, use of chronic tests  sensitive at the  criteria continuous
                          concentration should result in larger WERs more appropriately
                          protective at this chronic criteria concentration.
Table 5—Copper complexation parameters for water effect ratio simulation. Results are shown in Figure 9.
           Sample
                                                                               Ugand concentration
Stability constant
mol/L
fig Cu binding capadty/L
Narragansett Bay
Reference Site
Srtel
Site 2
Site3
Site 4
7.27 X 107
9.00 X 107
3.50 X 1Cr*
3.50 X 107
200X10"
200X10*
1.38X10'7
2.00 X 10'7
1.00 xicr*
4.00 X ID"6
1.00 X 10-8
4 00 X 10-«
8.77
12.71
6355
254.18
63.55
25418
January/February 1996
                                                                                51

-------
                    Total Copper (mol/L)
               2   £
CD
8
O)   K   CO
    ar»   s
    ^   CD
cj   co   co
                     Total Copper (ug/L)
Figure 8—Relationship between free plus inorganic cop-
per complexes and total copper for the water at the site
used to develop the water quality criteria (dashed line)
and Site 4 water for the assessment of water effect ratio
(solid line). The relationship Is shown for the toxiclty of
copper for the three least sensitive, organisms used in
the evaluation as discussed In the text.
  As a consequence .of the effect of the ligand concentration
and stability constant on metal spcciation, and consequently on
the bioavailability of copper, it can be concluded that the organic
matter content of a natural water (in the absence of paniculate
matter) should be predictive of the WER for nonsensitive or-
ganisms such as mysid or polychaete. However, for more sen-
sitive species, such as the blue mussel, knowledge of the organic
matter content alone will not allow the bioavailability of copper
to be predicted. For sensitive organisms, a more complete de-
scription of metal complexation will be required to predict bio-
availability. This will necessitate either measurement of specific
chemical species or the determination of both the concentration
of ligands and the stability constant for their complexation with
copper so that the concentration of bioavailable copper can be
calculated.  If the  quantity and/or quality of organic matter
changes seasonally, one WER may not be appropriate for the
entire year. Measurements or estimates of bioavailable copper
concentrations and a copper criterion  based on bioavailable
metal, if appropriately determined, would be preferred over the
present site-specific approach.
  Conduct of WER studies as specified in U.S. EPA (1994) and
simultaneous measurement of specific chemical species or sol-
uble and paniculate ligand concentrations and  their stability
constants will permit comparisons of WERs derived toxicolog-
ically and by chemical theory. If they are similar, WERs derived
using chemical theory may be most appropriate because they
can be calculated  for the  exact criteria  concentration and are
less expensive.
Summary
   We have provided a detailed description of the complexation
chemistry of copper in natural waters and its importance to
copper speciation and to bioavailability, in particular its rela-
                                                             tionship to water quality criteria and to water effect ratios. In a
                                                             water at a constant pH and total alkalinity and at thermodynamic
                                                             equilibrium, the concentrations of free copper ion and of all
                                                             inorganic  species covary as the total copper concentration is
                                                             changed. The bioavailability and toxicity of copper in a system
                                                             at constant pH and alkalinity will be proportional to the con-
                                                             centration of free copper ion and of inorganic copper complexes.
                                                             Because dissolved organic matter is present at low concentrations
                                                             in natural waters and forms strong complexes with copper, the
                                                             concentration of copper complexes with dissolved organic matter
                                                             changes in a nonlinear manner during the course of the titration
                                                             of a sample of natural water with copper. Because of this non-
                                                             linearity, which is most pronounced at concentrations of copper
500
                                           400
                                     1
                                      a.
                                      a.
                                           300
                                           200
                                                                   100-
(a)


Pi
1 /
S
s
s
s
s
s
s
s
s
s




t\
t\
t\
t ^
t *(
1
-1
Q Narragansett Bay
M Reference Site
B Site 1
• Site 2
m Site 3
D Site 4


^J
"



rJ

-1

J


                                                   S.
                          CD

                          I
                                     Figure 9—Simulated results for the development of a site
                                     specific criterion for copper. Stability constants for Sites
                                     1 and 2 are 3.5 X  10T and 2.0 X 10* for Sites 3 and 4.
                                     Ligand concentrations are 1.00 X 10~* mol/L (63.5 jig Cu
                                     binding capacity per liter) for Sites  1 and 3 and 4.00 X
                                     10~* mol/L (254.2 ng Cu binding capacity per liter) for
                                     Sites 2 and 4. (a) Total copper LC50 concentrations and
                                     (b) water effect ratios.
52
                                                                         Water Environment Research, Volume 68. Number 1

-------
                                                                                                          Allen and Hansen
less than the equivalent concentration of ligand, the concentra-
tion of free copper ion plus inorganic copper complexes will not
be the same for different waters having the same total copper
concentration. Furthermore, the fraction of the copper present
as the free metal ion plus inorganic copper complexes does not
change proportionally to the concentration of ligand or to the
stability constant of the complex.
   Discharged wastewater typically contains copper and an excess
of ligand. As this is diluted in the receiving stream, an increased
fraction of the copper is present in the form office copper ion
plus inorganic copper complexes, but because of the concurrent
dilution, the concentration of free copper ion plus inorganic
copper complexes decreases. If the pH of the receiving water is
not the same  as that of the effluent, the conditional stability
constant will change as will the ligand concentration. The ability
of an effluent  to complex copper may decrease by more than
one order of magnitude when the pH is lowered by one unit
  It appears that if water quality criteria for copper in marine
water were to be based on free copper ion plus inorganic com-
plexes rather than total dissolved copper, the  criterion would
change only slightly. Therefore, the importance of developing a
national criterion based on bioavailable metal is not that it will
markedly change the criterion, but that national and site-specific
criteria should not differ if both are expressed  in terms of the
bioavailable form.
  If receiving water standards are in terms of dissolved or bio-
available metal, it is necessary to predict the rate and extent of
transformation of metal from total recoverable metal to the reg-
ulated form below the point of discharge to enable appropriate
waste load allocation and issue discharge permits that are neither
over nor under protective.
  On the basis of chemical speciation as a function  of total
copper concentration, water effect ratios are expected to increase
as more sensitive organisms are used in the evaluation. This
prediction is borne out by experimental results. For insensitive
organisms, the concentration of ligand present is less than the
copper added to achieve the toxic response. The toxic response
is primarily determined by the difference in concentration be-
tween copper and the ligand. However, when the most sensitive
organisms are used in the test, the toxic response is obtained for
concentrations of metal less than the concentration of the ligand.
The toxicaty of the metal depends on both the concentration of
ligand in the sample and the stability constant for the complex-
ation reaction.
  One goal of this simulation was to demonstrate the potential
practical importance of theoretical  calculations of WERs as
checks against their empirically obtained values as presently re-
quired in EPA guidance. If appropriate data are derived, in-
cluding measurement of specific chemical species or ligand con-
centrations and stability constants, as part of WER studies (US.
EPA, 1994) it may be possible to demonstrate the practical utility
of WERs calculated directly from chemical properties of site
water. This could permit less expensive and more accurate de-
terminations of site-specific adjustments to national WQC that
are appropriately protective. The WER approach to  adjust na-
tional WQC should be considered temporary with the ultimate
goal of understanding and accounting for all metal-containing
phases in water that account for the true biologically available
metal in waters that represent all surface water types. Through
this basic understanding, WQC for metals and other substances
can be expressed on a biologically available concentration basis.
Acknowledgments
  Credits. The authors thank Wilson Jardim, Univcrsidade Es-
tadual de Campinas; Bo Shi, University of Delaware; E. Michael
Perdue, Georgia Institute of Technology, Dominic  Di Toro,
HydroQual; Warren Boothman and Charles E Stephan, US.
EPA; Joseph S. Meyer, University of Wyoming; and two anon-
ymous reviewers for valuable comments. This document has
been reviewed according to EPA laboratory requirements, and
its content does not necessarily reflect agency policy.
  Authors. Herbert E. Allen is a professor at the Department
of Civil and Environmental Engineering, University of Delaware,
Newark. David J. Hansen is a research aquatic biologist at the
US. Environmental  Protection Agency, Environmental Re-
search Laboratory, Narragansett, Rhode Island. Correspondence
should be addressed to Herbert E Men, Department of Civil
and Environmental Engineering, University of Delaware, New-
ark, DE 19716.
  Submitted for publication April 1, 1994; revised manuscript
submitted February 14,1995; accepted for publication March 8.
1995. Deadline for discussions of this paper is May 15, 1996.
Discussions should be submitted to the Executive Editor. The
authors will be invited to prepare a single Closure for all discus-
sions received before that date.

References
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   Water, Sediment and Soil Quality Standards. Sci. Total Environ.,
   134,23.
Allen, H. E (1993b) Importance of Metal Speciation to Toxicity. Proc.
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   for Metals. Anaheim, CA, 55.
Allen, H. E,  Boonlayangoor, C, and Noll, K. E (1982) Changes in
   Phyacochemical Forms of Lead and Cadmium Added to Freshwater.
   Environ. Internal.. 7,337.
Benson, W. H., Alberts. J., Allen. H. E, Hunt, C D, and Newman,
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   melink, W. H. Benson, H. L. Bergman, P. F. Landnim (Eds.), Lewis,
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Brown. V. M., Shaw, T. L, and Shurben, D. G. (1974) Aspects of Water
   Quality and the Touchy of Copper to Rainbow Trout Water Res.
   (G.B.).8,797.
Brungs, W. A, Holdennan, T. S., and Southenan, M. T. (1992) Synopsis
   of Water-Effect Ratios for Heavy Metals as Derived for Site-Specific
   Water Quality  Criteria. EPA Contract 6S-CO0070. U.S. EPA,
   Washington. D.C
Buckley, P. J. M., and van den Berg, C M. G. (1986) Copper Com-
   ptexation Profiles in the Atlantic Ocean, A Comparative Study Using
   Electrochemical and Ion Exchange Techniques. Mar. Chem..  19,
   281.
Cabaniss, S. E, and Shuman. M. S. (1988) Copper Binding by Dissolved
   Organic Matter. L Suwannee River Fulvic Acid. Geochlm. Cos-
   mochim. Ada. 52,185.
Chakoumakos, C, Russo, R. C, and Thurston, R. V. (1979) Toxicity
   of Copper to Cutthroat Trout (Salmo darkif) under Different Con-
   ditions of Alkalinity, pH, and Hardness. Environ. Sci. Technol.. 13,
    213.
Coale, K. H., and Bruland, K. W. (1988) Copper Complexation in the
    Northeast Pacific. Umnol. Oceanogr.. 33,1084.
Cowan, C E, Jenne, E A, and Kinnison, R. R. (1986) Methodology
    for Determining the Relationship between Toxicity and the Aqueous
    Speciation of a Metal Aquatic Toxicity and Environmental Fate:
    Ninth Volume. ASTM STP 921.T. M. Poston and R. Purdy (Eds.)
    American Society for Testing and Materials, Philadelphia, Pa., 463.
January/February 1996
                                                       53

-------
 Allen and Hansen
 Grosser. P. (1980) Investigation of Copper-Natural Ligand Complexes
     by MnOj Adsorption. M.S. thesis, Illinois Institute of Technology,
     Chicago, III
 Ephraim, J., and Marinsky, J. A. (1986) A Unified Physicochemical
     Description of the Protonation and Metal Ion Complexation Equi-
     libria of Natural Organic Acids (Humic and Fulvic Acids). 3. Influ-
     ence of Polyelectrolyte Properties and Functional Heterogeneity on
     the Copper Ion Binding Equilibria in an Armadale Horizons Bh
     Fulvic Acid Sample. Environ. Sci. Techno!., 20,367.
 Fish, W., Dzombak, D. A., and Morel, F. M. M. (1986) Metal-humate
     Interactions. II. Application and Comparison of Models. Environ.
     Sci. Techno!.. 20,676.
 Florence, T. M. (1986) Electrochemical Approaches to Trace Element
     Spetiation in Waters: A Review. Analyst. Ill,489.
 Hodson, P. V., Borgmann, U., and Shear, H. (1979) Touchy of Copper
     to Aquatic Biota: In Copper in the Environment. Part II. Health
     Effects. J. O. Nriagu (Ed), Wiley-Interscience, New York, N.Y.
 Howarth, R. S., and Sprague, J. B. (1978) Copper Lethality to Rainbow
     Trout in Waters of Various Hardness and pH.  Water Res. (G.B.),
     12,455.
 Kelly, M. (1988) Mining and the Freshwater Environment Elsevier,
     Essex, UK-
 Kramer, C. J. M. (1986) Apparent Copper Complexation Capacity and
     Conditional Stability Constants in North Atlantic Waters. Mar.
     Chem. 18,335.
 Kramer, C. J. M., and Duinker, J. C. (1984) Measurement of Copper
     Complexation by Naturally Occurring Ligands. In Complexation
     of Trace  Metals in Natural Waters. C J.  M.  Kramer and J. C.
     Duinker (Eds.) Nijhoff/Junk, The Hague, The Netherlands, 217.
 Luoma, S. N. (1983) Bioavailability of Trace Metals to Aquatic Organ-
     isms—A Review. Sci. Total Environ.. 28,1.
 Magnuson,  W. R., Harriss, D. 1C, Sun, M. S., Taylor, D. K., and Glass,
     G. E (1979) Relationships of Activities of Metal-Ligand Species to
     Aquatic Toxicity: In Chemical Modeling in Aqueous Systems: Spe-
     ciation, Sorption, Solubility and Kinetics. E. A. Jenne (Ed.) Symp.
     Ser. 93. American Chemical Society, Washington, D.C
 Meador, J. P. (1991) The Interaction of pH, Dissolved Organic Carbon,
     and Total Copper in the Determination of Ionic Copper and Tox-
     icity. Aquat. Toxicoi. 19,13.
 Neubecker,  T. A., and Allen, H. E. (1983) The Measurement of Com-
     plexation Capacity and Conditional Stability Constants for Ligands
     in Natural Waters—A Review. Water Res. (G.B.), 17,1.
OTtonnel, J. R., Kaplan, B. M., and Allen, H. E (1985) Bioavailability
    of Trace Metals in Natural Waters: In Aquatic Toxicology and Haz-
    ard Assessment Seventh Symposium, American Society for Testing
    and Materials, Philadelphia, Pa.
 Pagenkopf, G. K., Russo, R. C., and Thurston, R. V. (1974) Effect of
    Complexation on Toxicity  of Copper to Fishes. / Fish. Res.  Bd.
     Con.. 31,462.
 Pankow, J. (1991) Aquatic Chemistry Concepts. Lewis, Chelsea, Mich.
Perdue, E. M. (1988) Measurements of Binding Site Concentrations in
    Humic Substances: In Metal Speciation—Theory, Analysis and
    Application. J. R. Kramer and H. E. Allen (Eds.) Lewis, Chelsea,
    Mich., 135.
Perdue, E M., and Lytle, C. R. (1983) Distribution Model for Binding
    of Protons and Metal  Ions by Humic Substances. Environ. Sci.
    Techno!.. 17,654.
Plavsic, M.. Krznaric,  D., and Branica, M. (1982) Determination of the
    Apparent Copper Complexing Capacity of Sea Water by Anodic
    Stripping Voltammetry. Mar. Chem.. 11,17.
Protbro, M. G. (1993) Memorandum: Office of Water Policy and Tech-
    nical Guidance on Interpretation and Implementation of Aquatic
    Life Metals Criteria. U.S. EPA, Washington, D.C.
Robinson, M. G., and Brown, L. N. (1991) Copper Complexation during
    a Bloom of Gymnodinium sanguineum Hirasaka  (Dinophyceae)
    Measured by ASV. Mar. Chem.. 33,105.
Ruzic. 1. (1982) Theoretical Aspects of the Direct Titration of Natural
    Waters and Its Information Yield for Trace Metal Speciation. Anal.
    Chim-Acta, 140,99.
Skrabal, S. A., and Allen. H. E. (1993) Unpublished results.
Skrabal. S. A., Luther, G. W., and Allen, H. E (1992)  Chemistry and
    Bioavailability of Copper in Indian River Bay, Delaware. Final report
    to Electric Power Partners.
Srna, R. F., Garrett, K. S., Miller, S. M., and Thum, A. B. (1980) Copper
    Complexation Capacity of Marine Water Samples  from Southern
    California. Environ. Sci. Techno!., 14,1482.
Stephan, C E, Mount, D. L. Hansen, D. J., Gentile, J. H., Chapman,
    G. A., and Brungs, W. A. (1985) Guidelines for Deriving Numerical
    National Water Quality Criteria for the Protection  of Aquatic Or-
    ganisms and Their Uses. VS. EPA, Office of Research and Devel-
    opment PB85-227049. NTIS, Springfield, Va.
Stumm, W., and Morgan, J. J. (1981) Aquatic Chemistry. John Wiley
    and Sons, New York, N.Y.
Thursby, G. (1993) Personal communication.
Tipping, E, Reddy, M. M., and Hurley, M. A. (1990) Modeling Eleo
    trostatic and Heterogeneity Effects on  Proton Dissociation  from
    Humic Substances. Environ. Sci. Techno!.. 24,1700.
U.S. EPA (1985) Ambient Water Quality Criteria for Copper—1984,
    EPA 440/5-84-031. US. EPA. Washington, D.C
US. EPA (1986) Quality Criteria for Water 1986. EPA 440/5-86401
    VS. EPA, Washington, D.C
VS. EPA (1992) Interim Guidance on Interpretation and Implemen-
    tation of Aquatic  Life Criteria for Metals. U.S. EPA. Washington,
    D.C
VS. EPA (1994) Interim Guidance on Determination and Use of Water
    Effect Ratios for Metals. EPA 823-B-94-001. VS. EPA, Washington,
    D.C.
van den Berg, C. M. G., Wong. P. T. S., and Chau, Y. K. (1979) Mea
    surement of Complexing Materials Excreted from Algae and Theii
    Ability to Ameliorate Copper Toxicity. J. Fish. Res. Bd. Can.. 36
    901.
54
             Water Environment Research, Volume 68. Number 1

-------
2  Interactions  between Trace
    Metals and Aquatic Organisms:
    A Critique  of the  Free-ion
    Activity Model
    Peter G. C Campbell
    IHRS-Eau. Quibee, Canada
    1  Introduction	45
       1.1 Scope	45
       1.2 Metal-Organism Interactions (Notions)	46
    2  Derivation of the Free-ion Activity Modd (HAM)	48
       2.1 Historical Development	48
       2 J Formulation of the Free-ion Activity Model	53
    3  Critical Review of the Literature	56
       3.1 Results Conforming to the Free-ion Activity Modd	56
       3.2 Apparent Exceptions to the Free-ion Activity Modd
          (Defined Media)	62
          3.2.1  Lipophflic Complexes	62
    L     3.2.2  Inorganic Ligands	65
          3.2.3  Defined Organic Ligands Forming Hydrophflic Metal
                Complexes	71
          3.2.4  Problematic Examples	77
       3 J Tests of the Free-ion Activity Modd in Systems Containing
          Dissolved Organic Matter	79
          3.3.1  Examples Conforming to the Free-ion Activity Modd	79
          3 J2  Examples of Enhanced Toxidty in the Presence of
                Dissolved Organic Matter	82
          3.3.3  Examples of Enhanced Protection in the Presence of
                Dissolved Organic Matter	90
    4  Conclusions	91
       Acknowledgment	95
       Glossary	95
       References	97
1  INTRODUCTION

1.1  SCOPE

ID considering the interactions of trace metals with aquatic biota, one can
identify  three levels of concern:  (1) metal speciation in the external
environment; (2) metal interactions with the biological membrane separating

Utul SpttiaUm mi KtxnoUMSty h Aquatic Sjtttnu. Edited by A. Tetjkr «nd D. R. Tomer
019951UPAC Published by JohaWDejr A Sons Ltd

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 46  METAL SPEdATION AND BIOAVAILABIUTY IN AQUATIC SYSTEMS

 the organism from its environment; (3) metal partitioning with the organism,
 and the attendant biological effects.1. Each or these levels is  dealt with
 separately in this volume (e.g. speciation in Chapters 4 through 7, transport
, across biological membranes in Chapter 1, and intracellular partitioning of
 metals in Chapter 10). This Chapter draws on this information and explores
 the links between the speciation of metals in the external environment and their
 bioavailability.
   Much qualitative evidence exists to  the  effect  that the total aqueous
 concentration of a metal is not a good predictor of its 'bioavailability'. i.e., the
 metal's speciation will greatly affect its availability to aquatic organisms. The
 aim of this chapter is to examine this evidence from a quantitative point of view
 and to determine to what extent the free-ion activity model  (FIAM) can
 explain the available  data.  Particular attention  is accorded  to apparent
 'exceptions' to the FIAM. to test the limits of its possible application to the
 natural environment
   Given the rather broad subject'area to be covered, it seems advisable to
 define its scope at an early stage. The metals of concern are those that exist in
 natural waters as dissolved cations (e.g., A), Cd, Cu,  Fe, Mn, Ni, Pb, Zn); we
 do not deal  with organometallic spedes (see Chapter 3), nor with  paniculate
 metals. The emphasis is on controlled laboratory studies, often carried out in
 defined systems with unicellular organisms, but we do attempt to extrapolate to
 multicellular organisms and to natural waters.

 1.2  METAL-ORGANISM INTERACTIONS (NOTIONS)

 The nature of the abiotic/biotic interface is described in detail by Simkiss and
 Taylor (Chapter 1). On approaching the surface of a  living organism, a, metal
 will normally first encounter a protective polysaccharide or glycoprotein layer
 (e.g., the cell wall for microorganisms or higher plants; mucus for animal cells).
 The macromolecules making up this external layer contain a variety of simple
 functional groups, usually nonchelating, dominated  by ^containing donor
 groups. At  circumneutral  pH  values many of these groups will be ionized,
 affording a  matrix of negatively charged sites through which the metal must
 migrate. Moving inward the metal win eventually meet the plasma membrane.
 Though the detailed  composition  of  such  membranes  may  well vary
 considerably from  one species to another, or indeed from one tissue to
 another2 (also see Chapter 1), their general properties remain similar. For our
 purposes, the important features of the plasma membrane barrier are its overall
 hydrophobia,  phospholipidic character; the presence of proteins,  some of
 which may  traverse the lipid  bilayer; and the existence of transport proteins
 and/or ion channels that facilitate the movement of ions across the membrane.
 The incoming metal will thus encounter a wide range of potential binding sites,
 which may  be usefully divided into two types: physiologically inert sites, where
                                             47
^-xA/vxrw^vxr*

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48   METAL SPECtATION AND BIOAVAtLABtUTY IN AQUATIC SYSTEMS

the metal may 'collect* without obviously perturbing normal cell function, and
physiologically active sites, where the metal affects cell metabolism. In the
latter case metal binding may affect cell metabolism directly (e.g., if the binding
site corresponds to a membrane-bound enzyme) or indirectly (if the bound
metal is subsequently transported across the plasma membrane into the cell).
Once within the cell, the metal may interact with a great variety of intracellular
sites, with obvious metabolic consequences.
  Within this general model (see Figure 1), the interaction of a metal with an
aquatic organism involves the following steps: (1) advection or diffusion of the
metal from the bulk solution to the biological surface; (2) diffusion of the metal
through the outer 'protective layer'; (3) sorption/surface complexation of the
metal at passive binding sites within the protective layer, or at sites on the outer
surface of the plasma membrane; (4) uptake or 'intemalization* of the metal
(transport across the plasma  membrane, see Chapter 1). The biological end
points considered include metal bioaccumulation per se (sorption, uptake), as
well as metal effects on such processes as photosynthesis, respiration, motility,
growth, and reproduction; the goal is to predict the 'bioavailability' of a metal
as a function of its speriation in the bulk solution. Certain aspects of this topic
were considered in  earlier review articles.'4
2  DERIVATION OF THE FREE-ION ACTIVITY MODEL (FIAM)

2.1   HISTORICAL DEVELOPMENT

In much of the early (pre-1975) research on metal-organism interactions, the
emphasis was on the target organism and the influence of biological variables
(e.g., life stage, nutrition, age, etc.) rather than on the exposure regime (metal
speciation, pH, [Ca], alkalinity, ionic strength, etc.). Many of the experiments
were simply performed by adding the metal to a standard growth medium, with
no real  appreciation of how this medium might affect the  speciation of the
metal of interest. There was, however, a  qualitative recognition of the
importance of metal 'complexation', gained largely from experiments in which
metals were  added to the normal growth medium, with or without various
metal-binding ligands. In an example typical of this qualitative approach Lewis
el at.1 studied the effect of Cu on  the calanoid copepod Euchaeta japonica.
Their experiments were carried out in seawater to which a variety of potential
complexing agents were added (ascorbic acid, 0-alanine, sewage effluent, soil
extract,  humic acid, phytoplankton extract); the protection  afforded by these
additions was attributed to their complexing capacity, which was expressed as
'EDTA-equivalents* (ethylenediaminetetraacetic acid).
  A major impetus for change occurred in the early 1970$ with the propagation
of computer programs designed to perform complex chemical equilibrium
calculations. Equilibrium modeling of natural waters was begun in the 1960s,1
'  P. O. C. CAMPBELL
49
  but the potential of this approach for the study of metal-organism interactions
  was not immediately appreciated. Improved access to computing facilities and
  the popularization of these programs in the environmental literature9 opened
  up  the  possibility of performing  bioassays  in defined  synthetic media,
  containing only known ligands. A subtle shift of emphasis ensued, from the
  target organism to the chemistry of the exposure medium; bioassays were
  performed in defined media, with synthetic ligands having known stability
  constants. In such systems metal speciation in the exposure media could be
  calculated and  manipulated, subject, of course, to the limitations of the
  stability constant database10 (see Chapter 4).
    The advantages of using algae as bioassay organisms are well documented
  (e.g., small size, access to large populations, ease of culture, simple inorganic
  culture media, rapid growth rate; see Walsh" and Chapter  11). Indeed, many
  of the early experiments in chemically defined exposure media were carried out
  with unicellular algae; metal accumulation by the algae, or the effects of metal
  additions on algae growth (stimulation or inhibition), were monitored as an
  indication of the metal 'bioavailability'. Examples of such  experiments,  each
  performed with Zn as the test metal, are described below.
    In the first example, chosen to demonstrate the role  of Zn as an essential
  micronutrient, Anderson et a/.11 examined the effects of Zn on the growth of
  Thalassiosira wcissflogii, a coastal diatom commonly used in laboratory assays.
  The alga was innoculated  into AQUIL,13-14 a synthetic  seawater medium
  specifically designed for studying metal-algae interactions. The free-Zn activity
  was manipulated by increasing the total Zn concentration at each of three
  different EDTA concentrations (1Q-4, IO-4-', and 10~s M  EDTA). To avoid
  possible complications due to the interaction of the  added  EDTA with other
  trace metals, notably Cu and Mn, the free-ion activities of these metals  were
  kept constant by appropriate manipulations of [Cu]r and [Mn]r for  each
  EDTA concentration. For a given EDTA concentration algal growth increased
  as Zn was added (Figure 2A), indicating that the algae were indeed Zn limited;
  note that distinct response  curves were obtained for each EDTA level. On
  replotting the same growth data as a function of  the  free-Zn ion activity,
  however, all three experiments showed the same dependence of the growth rate,
  H, on [Zn2*] (Figure 2B). Clearly, Zn ion activity rather than total Zn
  concentration determines the growth rate of T. weissflogii  under Zn limiting
  conditions. If Zn levels  were  increased above about  10~" M  Zn2*, the
  maximum growth rate of about 2.8 doublings per day was maintained until the
  threshold for Zn toxicity was reached (10~» to 10-'° M Znz*).12
     In the second example, illustrating  this inhibitory effect of Zn on  algal
  growth, Allen el a/.is studied the effects of added ligands on the toxicity of Zn
  to a blue-green alga, Microcystis aeruginosa. Experiments were carried out in a
  synthetic medium at  a  constant Zn  concentration (4.8 x 10~7 M) in the
  presence of a variety  of complexing agents (EDTA; nitrilotriacetate, NTA;

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50   METAL SPEC1ATION AND BIOAVA1LABIUTY IN AQUATIC SYSTEMS
             3.0
        .T* 2.5
         •o
         o>

         5 2.0
         -8
            1.5
                                     3.0
2.0-
1.5
                                                        B
            o
            A
                                            0*0
                                       13
         12
                       pZnT
                                                    11
                                                         10
         pZn2*
Flfore 2. Variation in the growth rate of the marine diatom, Thalaalotlra wtluflogtt, as
a function of (A) total Zn. (Zn]r. or (B) free-Zn concentration, (Zn2*]. Three different
EDTA concentrations were used:  10-' M (O); 10'°  M (£). and I0~4 M (D).
(Modified from Anderson. M. A, el «/.. Nature, 276, 70 (1978)]
oxydisuccinic   acids.  ODS;  carboxymethyloxysuccinic  acid.   CMOS;
carboxymethyltartronic acid. CMTA). To minimize possible metal-metal
interactions, only Fe was added to the AAP16 (see Glossary) growth medium as
a 1:1 Fe(III)-EDTA chelate; no other trace metals were added. In the absence
of added completing agents, growth of the test alga was completely inhibited.
Addition of the dictators reduced the  toxkaty of Zn, but the concentrations
needed to restore growth differed for each ligand: EDTA, 2.5 x 10~7 M; NTA,
4x 10-7 M; ODS, l.Ox 1Q-J M; CMOS, l.Ox I()-J M; CMTA, l.Ox 10-« M.
The growth data for all  experiments  could  be rationalized by plotting  the
logarithm of the number of cells (day 5) vs the calculated free-Zn ion
concentration. A linear relationship was obtained (Figure 3), even though  the
conditional stability constants of the five dictators varied by nine orders of
magnitude and their concentrations by three orders of magnitude.  As in  the
case for Zn stimulation of algal growth (see above), the biological effect of Zn
on the test alga proved to be directly  dependent on the concentration of the
free-metal ion rather than the total metal concentration.
   In the final example, taken from research in our own laboratory on Zn-
insemitivc algae.17 we examined the adsorption of Zn on the algal surface and
its transport  across  the cell  membrane. The test algae (Chlumydomonas
Yariabilis, Scenetlexnnu subsplcattu) were maintained in AAP medium in  the
absence of added Zn. Cells for the Zn uptake experiments were harvested from
a  semicontinuous culture system  by  centrifugatton  and resuspended in a
defined medium containing a constant total Zn concentration (15/iM) and
                                                                                  P. O. C. CAMPBELL
                                                                                                                 51
                                                                  10'
                                                                  10'

'J
 s
                                                                                                      to1
      . o
                                                                     0       0.2      0.4       0.«

                                                                           [Zn2*] Ounol«L')

                                             -Figure 3. Yield of the blue-green alga, Mieroeyats aeruginosa, after 5 days' growth as a
                                              function of the free-Zn concentration [Zn2*]. Various different ligands were used to
                                              adjust [Zn2*]: EDTA (D), NTA (A). ODS (x), CMOS (O), control (+). [Modified
                                              from Allen. H. E. tt al.. Environ. Set. Teehnol., 14. 441 (1980).]
                                              increasing concentrations of EDTA (0 to 12.9;iM). Short exposure times were
                                              used (normally lOmin) to minimize the influence of the algae on the exposure
                                              medium.  After  exposure, the algae were collected  and Zn accumulatio
                                              determined. The amount of Zn  adsorbed onto the algal surface, Zn.,
                                              operationally defined by extraction with EDTA (10~4 M); for both algae it
                                              increased as a function of the free-Zn concentration remaining in the exposure
                                              medium (Figure 4). and could be described  by Langmuir-typc adsorption
                                              isotherms. The  amount of transported or cellular Zn, Zn,, operationally
                                              defined as the Zn remaining with the algal cells after EDTA extraction, was a
                                              linear function of free-ionic Zn over the-concentration range of 2 to  14 pM
                                              (Figure 4).  Once again, the activity of the  free-metal ion rather than the
                                              concentration of total metal determines Zn bioavailability to S. svbsplcatus and
                                              C yariabilis.
                                                Over the period  1976 to 1983, laboratory experiments similar to  those
                                              described above were carried out with  a variety of aquatic organisms (c.g.,
                                              algae, bacteria, macroinvertebrates, fish; see Section 3.1). A convincing body of
                                              evidence  was developed to support the  tenet that  the biological response
                                              elicited by  a dissolved metal is usually a function of the free-metal ion
                                              concentration, M'^HjO),. The free-ion concentration is determined not only

-------
52
                                                                                   P. O. C. CAMPBELL
                                                                                                                                            53
                                                                                   by the total dissolved metal concentration, but also by the concentration and
                                                                                   nature of the ligands  present in solution. To rationalize these experimental
                                                                                   observations and explain what was perceived as 'the universal importance of
                                                                                   free-metal ion activities in determining the uptake, nutrition and toxicity of all
                                                                                   cationic trace metals'.  Morel11 formulated the free-ion-activity model (FIAM)
                                                                                   for metal-organism interactions.
•a  
-------
54   METAL SPEC1AT1ON AND B1OAVAILABILITY IN AQUATIC SYSTEMS  *

By rearranging Equation (2), one obtains


                                                                    <7)
'  P. O. C. CAMPBELL
 55
Substitution of Equation (7) into (6) then yields

                  {M-X^elO-Kj-K.-rX-cellXM'*)                (8)

which shows the same dependency on Mz* as Equation (4).
  'Possible  mechanistic links between the formation of a surface complex.
M-X-cell, and the initiation of a biological effect have been suggested by
several workers.l*-22*24 If X-cell represents a physiologically active site at the
cell surface, then the binding of metal M might induce a direct biological
response (e.g., fish gills21). Alternatively, if X-cell corresponds to a transport
site that allows metal M to traverse the cell membrane and enter the cytosol,
then binding at the surface site would simply precede transport into the cell;
i.e., the actual reaction of M with the metabolically sensitive site would occur
intracellularly, following transport" In a variation of this scenario, -X-cell
might  correspond to a  transport  site  normally used  by  an essential
micronutrient; binding at the ceU surface  site by metal M would then inhibit
the supply of the essential element  and induce nutrient deficiency (e.g.,
phytoplankton: Mn/Cu, Fe/Cd).22-24
  A number of key assumptions underlie the FIAM, some obvious and others
rather more subtle:

1. the plasma membrane is the primary site for metal interactions with living
   organisms;
2. this interaction with the plasma membrane can be described as a surface
   complexation  reaction, forming M-X-cell (Equations (3) or (5); charges on
   ligand not shown for simplicity);
3. metal  transport in solution, towards the membrane, and  the subsequent
   surface  complexation reaction  occur rapidly, such  that  a (pseudo-)
   equilibrium is established between metal species in the bulk solution and
   those at the biological surface (rapid*, meaning faster than metal uptake,
   faster than the expression of the biological response);
4. the biological  response, whether it be metal uptake, nutrition, or toxicity, is
   strictly dependent on the concentration of the M-X-cell surface complex,
   {M-X-cell};
5. in  the  range of  metal concentrations  of  toxicological interest, the
   concentration of  free sites, {-X-cell}. remains  virutally constant  and
   variations in {M-X-cell} follow those of [M1*] in solution (Equations (4) or
   (8);tnd
  6. during exposure to the metal of interest, the nature of the biological surface
     remains constant (i.e., the metal does not induce any changes in the nature
     of the plasma membrane).

    Assumptions (2) and (3) merit particular consideration, as they influence our
  discussion of  possible  'exceptions' to the  FIAM  (Sections 3.2 and  3.3).
  Regarding assumption (2),  metals are presumed to  exist  in the  exposure
  solution as hydrophilic species; lipophilic metal species present in solution that
  might traverse the plasma membrane without first forming a surface complex
  are not considered. In the original formulation of the model  the interaction of
  metal M  with the plasma  membrane was described  as a ligand  exchange
  reaction (Equations (2) or (4)). such that in the resulting surface complex metal
  M was bound only to X-cell (M-X-cell) and water molecules. If one allows one
  or more of the ligands originally bound to M to remain in the coordination
  sphere of the metal.


                        ML +- X-cell £ L-M-X-ccl!                    (9)

  i.e., formation of a mixed-ligand complex, then the concentration of the surface
  complex L-M-X-cell. is proportional to (ML] rather than to [M1*] alone.
                      {L-M-X-cell} - K4{~X-ceIl}(ML]
(10)
     Putting aside this possible complication for  the time  being, let us now
   consider the implications of assumption (3) (fast transport and adsorption/
   desorption kinetics). There are frequent references in the literature to the free-
   metal ion as the 'toxic' or 'bioavailable' species.20-21'2T However, if it is assumed
   that the cell surface is in equilibrium with the various metal species in the bulk
   solution, and that this equilibrium precedes the expression of the biological
   response, it follows that the identity of the mctul  form(s) reacting with the cell
   surface is of no biological significance—no single species in solution can be
   considered more (or less) available than another.  Though this point was made
   quite explicitly by Morel,"-2* who referred to the 'profound and widespread
   misconception that hydrated metal species is the  active one', it has often been
   overlooked. In a system at equilibrium, the free-metal ion  activity reflects the
   chemical reactivity of the metal. It is this reactivity that determines the extent
   of  the  metal's reactions  with  surface  cellular   sites,  and  hence  its
   'bioavailability*.
     The surface equilibrium assumption also implies that other (cationic) species,
   notably the hardness cations, Ca2+ and Mg2*, and the hydrogen ion, H*, may
   compete with the metal of interest, M, for binding at the surface complexation
   site. Such antagonistic interactions would tend to  reduce the equilibrium

-------
56   METAL SPEC1ATION AND BIOAVAILABILITY IN AQUATIC SYSTEMS

concentration of the surface complex. M-X-cell.  and thus diminish  the
biological response.  Many  of the early experiments that  led to  the
formulation  of the  FIAM were performed on marine organisms in high
salinity media at slight alkaline pH. The variations in (Ca2'), [Mg2*], or (H*J
in such media were of little concern. In poorly buffered freshwater systems,
however, variations of these parameters must be taken into account.
  Finally, if the surface equilibrium assumption proves untenable, e.g., if the
reaction of M1* or ML at the cell surface (Equations (3) or (5)) is slower than
the rate ofintemalization of the metal (i.e., k<1[Mt*]{-X-cell} X-cell},
see Figure I),29*90 or if metal transport to the cell surface proves to be the rate*
limiting step, then the FIAM will no longer apply. The biological response will
be determined not by thermodynamic equilibrium considerations but by the
kinetics of the complexation  reaction or the rate of metal transport in  the
reaction layer outside the cell."-32
3   CRITICAL REVIEW OF THE LITERATURE

3.1   RESULTS CONFORMING TO THE FREE-ION
     ACTIVITY MODEL

As alluded to in Section 2.1, a considerable body of experimental evidence has
accumulated in support of the FIAM. Examples of such experiments are
compiled in Table 1. These examples were selected to cover as wide a range of
metals and organisms as possible; however, coverage for a given metal and a
particular type of organism is not comprehensive. The studies on marine and
freshwater phytoplankton  outnumber all others in Table I. This distribution
presumably reflects the sensitivity of algne  to trace metuls" and the relative
ease with which they can be studied in the laboratory (defined inorganic growth
media; rapid response). References to invertebrates are also frequent, with a
distinct bias toward marine species. In contrast, most of the flsh studies  were
performed on freshwater species.
  Table 1 includes a selection of papers based on the following criteria:

• studies with living organisms or viable tissue;
• controlled exposure conditions, notably pH, and 'known' metal speciation in
  the exposure medium;  i.e., experiments  performed in defined media for
  which  equilibrium  speciation  calculations  could be  performed  with
  confidence, or experiments performed  at free-metal  ion  concentrations
  amenable to detection by ion-selective electrodes (ISE) or other techniques;
  and
• where possible,  short  exposure times  and/or frequent renewal  of the
  exposure medium, in order to minimize the influence of the organisms on
  metal speciation in solution.
                                                       57
•2
i

                     R
       S5  «  5
                                                   i
                           >             ^*
                        -   s

•a*   aj
  5^    ^
53;
                                                                                         S—    ri

-------
Table 1. (continued)
Species
Marine Bacteria
1. Marine isolate (Gram
negative)
2. Open ocean microbial
community
3. Estuarine microbial
community
Marine lor ertebrafes
1. Paleomonetes pugio
(grass shrimp)

2. Crassoslfta vlrginlca
(oyster)
3. Heanthu
arenaceodenlata
(annelid)
4. C. ttrginica
(oyster)

5. Rhilhropanopeus
karritii
(crab larvae)
6. JLharrisii
(crab larvae)


7. Anemia sp.
(brine shrimp)

8. A. franciscana
(brine shrimp)
Freshwater Algae
1. CUorella vulgaris
(chlorophyte)
Oocystis marssonii
(chlorophyte)
2. C. vulgaris
(chlorophyte)
3. Scenedesmus
quadricauda
(chlorophyte)

4. 5. quadricauda
(chlorophyte)
Ankistrodesmus
falcatus (chlorophyte)
5. Chlamydomonas
wiabilis (chlorophyte)
Scenedesmus
subspicatus
(chlorophyte)
6. C. rariabilis
(chlorophyte)




7. S. quadricauda
(chlorophyte)


8. Chlamydomonas
reMardii
(chlorophyte)
Metal (pM'»)

Cu
(12-8)
Co
(12-8J)
Co
(«-«)

Cd
(7.2-5)

Cd
(7.4-5.9)
Cd
(12-8)

Ca
(11-8.7)

Ca

(13.4-9.7)
Ca
(12.4-7.9)


Ca
(9-7.6)

Ca
(6.5-4.2)

CD
(16.7-15.5)


Ca
(12.2-10.3)
Cu
(12.8-6.8)
Zn
(10-5.4)
Ni
(8.5-5)


Zn
(5.7-1.9)



Zn
(6-5.5)
Mn
(6-4.3)
Fe
(7-5.7)
Cd
(6.3-2.9)
Cu
(10.4-4.6)
Cu
(8.2-6)

Medium

UV-treated filtered
seawater + NTA
Seawater + NTA
Estuarine water + NTA


Diluted seawater ±
NTA
Variable NTA or Cl-
DQuted seawater
Variable Q-
Fillered seawater
-»• EDTA

Artificial seawater. or
filtered seawater.
+NTA '
Diluted seawater
+ NTA

Seawater + NTA



Artificial seawater
+ EDTA. citrate, or
acetate
Artificial seawater
Variable pH (6-8)

Inorganic growth
medium + EDTA


Inorganic growth
medium + NTA. MES
Inorganic growth
medium (FRAQUIL)


Inorganic growth
medium (AAP)


Inorganic medium
(AAP-Fe) + EDTA



Inorganic medium
(AAP-trace
metals) + EDTA
Variable pH (5-7)


Inorganic medium

Variable pH (5-8)

Inorganic medium

Variable pH (4-9)
Exposure time

2.5 h

5h
1-3 h


4d


4d

3 weeks


14d

—


—



90 min


3h


4d



20d
chemostat
4d



14d



lOmin




10-20 min




<
2h



10 min


Response

Incorporadon "C-glucose
(uptake |4C vs pCu7*)
Incorporadon JH-amino acids
(% control vs pGr**)
Incorporadon JH-amino acids
(turnover time vs pCu2*)

Mortab'ty (% survival vs
pCd")

Uptake Cd (log [Cd]_t vs
pCd1*)
Uptake Cd (log [CdUvs
PCd'-) *•

Uptake Cu QCul,,, vs pCu1*)

Uptake Cu (cytosoGc Ca vs
pCu1)
Growth inhibition
Uptake Cu (c>losolic Cu vs
pCtt1*)
Growth inhibition
Mortality
Uptake Cu (accumulation
rate vs ICu2*])

Uptake Cu


Growth stimulation



Growth inhibition
(CeO numbers vs pCu1*)
Growth inhibition
{jt vspC^'.pZn1*)


Growth inhibition
(u vi pNr')


Uptake Zn
flZaJ^ vs [ZnJ*D
QZn]^, vs (Zn]*D


Uptake Zn, M n(IO. FeGO
(MU vs f>lj*l
(Mlrf VS [M2*j



Uptake PO4, NH«. NO,
(inhibition)
ECM vs pH

Adsorption Cu vs [Cu1*]
\t

Rcf

42

43
44


45


46

34.47


48

49


50



51


35


52



53

20



54



17




55.56





57

27

58


                                                               {cuauanJ}

-------
60
    Jt
    I
    ft
                                              S
                                                        3
                2  S
                                                «  -  3
                                                2?  8rgr
•g
.1
a
I
2
          f-l    l   2B     I"?,   SL
                                     > Cd>Zn>  > all
others; references to trivalent metals of environmental importance (e.g.. A1J*
or Fe1*) are conspicuously absent.
 ~ Various endpoints were studied in the bioassays, covering a spectrum from
highly specific (e.g., metal accumulation perse: surface adsorption, absorption,
subcellular distribution) to more integrative measures (e.g., growth, motility,
mortality). In presenting their biological response data many authors resorted
to the use of logic scales, both for the free-ion concentration in the exposure
medium and sometimes for the biological response itself. Rarely is this choice
explained;  the log-log plots  are presented and the correlation between log
'response'  and pM*+ noted, but  the  mechanistic  implications  of having
changed from a direct (arithmetic) relation to such a  log-log relation are
glossed over.
  Finally,  the results obtained in  freshwater can be contrasted with those
observed for marine organisms. From  a close examination of the studies
performed on freshwater organisms under conditions in which the pH and/or
the water hardness was varied (Table I, freshwater algae: studies 6, 7, 8; fish:
studies  1 to S), it  is clear that knowledge of the free-ion activity alone is
insufficient to predict the biological response. One must also consider potential
competition for the metal binding site, ~X-cell, by the hydrogen ion, H*. and
by the hardness cations, CuJ+ und Mg2*. These effects were explicitly included
in Morel's original formulation  of the FIAM.™ but because most of the early
work was done in seawater, variations of (H *] and [CaJ*J were of relatively
little concern (for a notable recent exception, sec Blust et a/."). The influence of
the hydrogen ion on metal-organism interactions was reviewed by Campbell
and Stokes.16
                                                                                   •An added benefit of the use of meul buffer* h Out one jenertlly worki it quilt high total metal
                                                                                   concentration*, tuch that the effect* of any inadvertent contamination of the expoiure media are

-------
62   METAL SPEC1AT10N AND BIOAVAILABILITY IN AQUATIC SYSTEMS

3.2  APPARENT EXCEPTIONS TO THE FREE-ION MODEL
     (DEFINED MEDIA)

Documented examples of experiments in which changes in metal bioavailability
do not conform to the FIAM were grouped into four categories, based largely
on the type of ligand involved:

1. organic ligands forming lipophilic complexes with the metal (Table 2);
2. inorganic anions (Table 3);
3. low molecular weight organic ligands forming hydrophilic complexes with
   the metal (Table 4); and
4. miscellaneous examples defying rational explanation by the present author
   (Table 6).

  These classes are discussed below. Note that examples from less-well-defined
systems, i.e.. those containing natural dissolved organic matter (DOM), are
considered in Section 3.3.
3.2.1  Lipophilic Complexes

An early example of enhanced metal uptake in the presence of ligands forming
HpophiUc metal complexes was provided by Poldoski,70 who studied the short-
term accumulation (2-days) of Cd by Daphnla magna in the presence of a range
of inorganic and organic ligands.  Metal concentrations were maintained at
sublethal levels and the free Cd ion concentrations were either measured (ISE)
or calculated. For most of the ligands (e.g., pyrophosphate, NTA, humic acid)
the observed steady-state levels of Cd in Daphnla  followed the free Cd2*
concentration in solution (Figure 5), but for diethyldithiocarbamate (DDQ the
observed accumulation was far higher than predicted (up to 50% higher than
in the ligand-free control,  even though the free Cd2* concentration  was
reduced by ca.  10"). Diethyldithiocarbamate forms a very stable, neutral MLj
complex with Cd.
           CH,CHj
           CHjCH,
CH2CH,
CH2CH,
and it seems likely that the enhanced availability of Cd in the presence of DDC
reflects the ability of this complex to cross the plasma membrane.
   Since the original report by Poldoski, several other workers have reported
enhanced metal uptake  with  analogous RiC(S)S" ligands, notably with
xanthates:
                                                                                   P. O. C CAMPBELL
                                                                                                     63
                                               I"

                                               1"
                                               re
                                               i§ 0.5
                                                  0.0
                                                                  10
                                            IS   25  30
                                                                    pCd2*
                                   Figure 5. Uptake of Cd by the freshwater cladoceran, Daphnla magna, after 4 days in
                                   the presence of different ligands forming hydrophilic complexes (closed circles), and in
                                   the presence of DOC (open circles). Bioaccumulation ratio - ratio of Cd concentration
                                   in D. magna in the presence of the ligand: Cd concentration in D. magna in the ligand-
                                   free control culture. [Data from Poldoski, J. E. Environ. Sei. Ttchnol., 13, 701 (1979).]
                                                               R-O-C

                                                                    II
These compounds are used in the mining industry as flotation agents and their
effects on metal availability were extensively studied by  Swedish  workers
(Table 2, studies 4 and 3). Experiments were performed both on perfused fish
gills (which allows the 'measurement of metal influx and retention) and on
living  fish. In  a recent study Block  and  Wicklund  Glynn71 combined
determinations  of  Cd  lipophilicity (octanol-water partitioning  .of  Cd
complexes) with measurements of l09Cd uptake by  two fish species.  They
determined the partitioning of Cd into octanol as a function of the xanthate
concentration and showed that the partition coefficient increased markedly at
xanthate concentrations greater than ca. 10~6 M (Figure 6A). Approximately'
the same concentration threshold  was  observed  in  the metal  uptake
experiments (Figure 6B).  Similar enhancements of metal  uptake  in  the
presence of xanthates were reported for 4]Ni,ra M)Hg,71 and Pb74 (cited in
Block and Wicklund Glynn71).

-------
64
                                                        '  P. 0. C. CAMPBELL
                                                                                                                            65
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                                                                                 Other examples of enhanced metal  uptake/toxicity were reported for  8-
                                                                                 hydroxy-quinoline (oxine) and related ligands by Florence and co-workers
                                                                                 (Table 2, studies I and 3).
In this case only Cu appears to have been studied. Target species included a
marine alga75-7* and  a marine invertebrate.77 In an experimental approach
resembling that described for Poldoski70 above, these workers screened a range
of ligands,  usually at a  fixed total Cu concentration,  and compared  the
biological response observed in the presence of the ligand with that observed in
ligand-free control. For ligands forming hydrophilic complexes, the expected
response (reduced  toxicity) was observed, whereas for ligands forming lipid-
soluble complexes (oxine, ethylxanthate) Cu toxicity was enhanced (Figure 7).
In the case of oxine (Structure III), introduction of a sulfonate group in the 5-
position (Structure IV) renders the Cu complex hydrophilic, and the enhanced
toxicity disappears. Similar results have recently been reported for Cu, Cd  and
Pb, in careful experiments performed on the marine diatom  Thalasstosira
welssftogtl.w
   In all the above  examples, one may legitimately question the environmental
pertinence of the results, in that the ligand concentrations needed to provoke
enhanced metal uptake rates normally exceed those likely to be found in the
environment. However, the results may still be environmentally relevant (e.g.,
behavior  of low  molecular  weight, lipophilic  metal complexes) if such
complexes can be shown to exist in natural waters (see Chapter 6).


3.2.2 Inorganic Ligands (Table 3)
In experiments in which  inorganic anions  played  an important role in
determining metal speciation. two examples were identified in which metal
availability apparently diverged from the  FIAM prediction: one involving a
soft, monovalent cation (Ag*) and the other a hard, trivalent cation (A1J*). In
the first example, Engel and co-workers44  studied the influence of salinity on
the short-term (4-day) uptake of "°Ag by the grass  shrimp. Palaemonetes
puglo.  Their experimental  design  was  similar  to  that  used  in  earlier
experiments41 on the influence of salinity on Cd uptake (see Table 1. marine
invertebrates, study 1). As was the case with Cd, silver uptake decreased with
increasing salinity; however, unlike the Cd results,  accumulation of Ag after
4days was not a function of the free-metal ion (Ag*), but was best related to
the concentration of the neutral AgCI° complex (Figure 8). The authors suggest

-------
6^WlETAL SPECIATION AND BIOAVAILABILITY IN AQUATIC SYSTENfT
             (D
            i
             to
             8

            f
             a.
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                        log [xanthate] (mokL*1)
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                          log [xanthate] (mol»L°)
                                                                                     P. O. C. CAMPBELL
                                                                     67
                  100
                o
                6  20
                                   pCuT

Figure 7. Toxicity of Cu  to the marine unphipod.  Atlorchtsta compressa, in the
absence (O) or in the presence (•) of oxine (O.S. I, and 2pM. as indicated next to the
data points). [Modified from AhsanuUah. M. and Florence, T. M.. Mar. Blot., 84, 41
(1984)]
that the correlation with AgCl° reflects  the lipophilicity of the neutrally
charged complex and an enhanced rate of uptake across cell membranes.
Although the octanol-water partitioning of Ag(I) species as a function of
salinity was not determined, this explanation seems reasonable, and from a
mechanistic point of view this example probably belongs in Table 2 (lipophilic
complexes).
  The second example, however, is clearly not a case of induced lipophilicity.
We exposed juvenile Atlantic salmon (Salmo salar) to AI at pH 4.S or 4.9, in
the presence  of increasing fluoride concentrations. As anticipated, fluoride
eomplexation attenuated both the mortality of Atlantic salmon in the presence
Figure 6. (oppotlte) (A) The octanol/water partition coefficient of Cd (log) as a function
of the xanthate concentration. [CdJr-0.22nM; KEX-potassium ethyl xanthate (O);
KAX-potassium amyl xanthate (•). (B) Cd content of gill tissue from Eurasian dace
(minnow) and rainbow trout exposed to lolCd, as a function of the KEX concentration.
(Q Cd content of gill tissue from Eurasian dace (minnow) and rainbow trout exposed to
lo*Cd, as a function of the KAX concentration. The control (indicated  by V). did not
contain either xanthate. Error ban correspond to ±SD (n-10). Starred values were
significantly different from the control (/><0.05). The dashed lines correspond to the
partition coefficient for Cd in an octanol/water system, i.e.. from (A), with the scale for
the partition values transformed to the scale for maximum and  minimum uptake.
[Modified from Block, M. and Wickland Glynn, A.. Environ. Toxlcol.  Chem.. 11, 873
(1992)1

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68
                                                                                      P. O. C. CAMPBELL
                                                                      69
a
•a
u.
^
3
§
1
8
                           •3
                           OS
                             !
                           S'
                             I
•
o
e.10-1
I
HMO*
^4
•%!*
V4
4 o
, ,
o 12 11 10 98879
w pAg* pAgCI8 pAgCP2
Figure 8. Accumulation of Ag by the grass shrimp. Falaemonetes puglo, after 4 days at
Tour different salinities (O"*PPt; D"8ppl; A" 16ppt; O-32ppt). Linear log-log
regressions of (Ag]^^,- vs the concentrations of different chemical species of Ag had the
following r values: [Ag*], 0.72; (Agd°], 0.90; [AgClfJ, 0.51. (Modified from Engel.
D. W. el al., in Biological Monitoring of Marine Pollutants (New York: Academic Press.
1981), p. I27.J
of Al and the accumulation of Al at the gill surface, but not to the extent
predicted by the FIAM.71  At a given fluoride concentration,  the  survival
percentage did vary as a function of the free  Al3* concentration,  but the
response was not unique; i.e., it varied across experiments. Separate response
plots were obtained for each fluoride concentration (see Figure 9). For a given
AIJ* concentration,  mortality was  greater  in the presence of fluoro-Al
complexes than  in their absence; it follows  that the biological  response
depends not only on Al**, but also upon other Al species.
  Multiple regression analyses were performed with percent mortality (7-day)
as the dependent variable and the various inorganic Al species (A1J*. A1F2*,
etc.) as predictors.  The best prediction of fish  mortality was  obtained as a
weighted function of the species A1J* and A1F1* (r>-0.93 for smolt, 0.83 for
parr), a result that is clearly  inconsistent with the  FIAM. To explain the
toxicity results (i.e.,  the need to include A1F2*  in the predictive  model).
Wilkinson et al.n proposed  that a mixed ligand fluoro-Al-gill complex formed
at the gill surface and contributed to the toxic response:
                                                                                                          A1H + F- +" L-gill » F-Al-L-gill
                                                                                       Note that mathematically the concentration of this species, {F-Al-L-gill}, is
                                                                                       proportional to the concentration of [A1F2*] in solution (Equation (IS), where

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70   METAL SPECIATION AND B1OAVAILABIUTY IN AQUATIC SYSTEMS      |    * P. O. C. CAMPBELL
                                                                                    71
                "0.0   1.0   2.0  3.0   4.0   6.0  6.0  7.0
                           lAI*] OunoUL'1)

Figure 9. Mortality of juvenile Atlantic salmon, Salmo solar, after 7 days as a function
of the free A1J* concentrations. Open symbols represent experiments in which no
fluoride was added. Closed triangles (A) correspond to 7/iM added fluoride, dosed
circles (•) correspond to 18 jiM added fluoride. (Modified from Wilkinson. K. J. tt at..
Can. J. Fish An suggest that
ternary surface complexes  may be present not only as  transient reaction
intermediates, but also as equilibrium species that contribute to the biological
response. Note that for such L-M-X-ccll species to 'contribute to the biological
response', one  of two  conditions must be satisfied: either  ~X-ccll must
represent a metal-sensitive site at the origin of the biological response (i.e.. the
metal exerts its biological effect without crossing the plasma membrane), or
L-M  must  be  transported intact across  the plasma membrane (possible
examples of the latter behavior are discussed in the next section). If the L-M
bond breaks before M is transported in to the cell, leaving L behind, then the
dependence  on   {L-M-X-cell}   and  on   [ML]   disappears,  and  metal
bioavailability should conform to the FIAM.

333 Defined organic Uganda forming hydrophlUc metal complexes (Table 4)

Reports of enhanced metal availability in the presence of low molecular weight.
hydrophilic ligands are rare. Normally the complexation of a metal by such a
ligand is expected  to decrease  its  bioavailability. and  indeed  in all the
documented examples such a decrease is noted. However, what distinguishes
each of the four cases described in Table 4 is the observation that the 'residual'
bioavailability of the metal in the presence of the ligand is greater than would
have been predicted on the basis of  the  free-metal ion concentration at
equilibrium. The experimental designs of the four studies are similar: a dose-
response curve is first determined in the absence of the ligand, and then the
experiment  is repeated in the presence of the ligand. The free-metal ion
concentration in the presence of the ligand is either measured or calculated and
used to predict the biological response; in  each case the metal proved to be
more 'available' than predicted from the dose-response curve.
   Most of these apparent exceptions  to the FIAM involve low molecular
 weight metabolites as the ligands, e.g., amino acids or citrate. Daly et a/.61-62
determined the toxicity of Cu to the Australian freshwater shrimp. Paratya
 mutraltensis. In the presence of increasing concentrations of NT A the total
 concentration of Cu needed to kill the shrimp increased, but when expressed in
 terms of the free Cu2* ion, the concentration required to kill 50% of  the test
 population (i.e., the LCjo(Cu2*) values) remained relatively constant over the

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72
                                                              P. O.C. CAMPBELL
                                                                                                                                                       73
       4
        I
       i
                                             3
                     8
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2    **    c*.     —
o          ^*     -*
             8
             I
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•
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[Cu]T (fimol»L°)
                                                                           •o
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                                                                                                J2 0-5
                                                                                                   0.3

                                                                                                   0.2

                                                                                                   0.1

                                                                                                   0.0
                                                                                                       B
                                                                                                               0.5
                                                                                                     1.0
                                                                                                                                    1.5
                                                                                              lCu
                                                                                    Figure 10. (A) LCn values (OT the freshwater shrimp. Paraiya matralleiuls, exposed to
                                                                                    Cu in the presence of varied concentrations of NTA (D • 10'7 M NTA; • - 10~M M;
                                                                                    O -10-" M; • -10-* M; A -Cu only control, without NTA). (B) As above, but in
                                                                                    the presence of glycine (QJO-*M glycine; •-10-'" M; Q-10-"' M; »-10-»;
                                                                                    A- io-«' M; A-Cu control, without glycine). Results expressed in terms of [Cu'*J
                                                                                   " (Y-axis) and total Cu [CuJr (X-axis) for different ligund concentrations. [Modified from
                                                                                    Daly. H. R. el a/.. Environ. Toxleol. Chem.. 9. 997 (1990)]
range of NTA concentrations tested, as predicted by the FIAM (Figure 10A).
In the presence of glycine. however, the LCM(Cu2 *) values decreased fourfold
as the ligand concentration increased from 10"* to 2x tO~} M (Figure 10B).
The authors concluded thul the Cu-glycine* complex was 'mildly toxic*, but
they did not suggest a mechanistic basis for this toxicity.
   Even more remarkable results were reported by Borgmann and Ralph.14 who
studied the complexation and toxicity of Cu to Daphnia magna  in synthetic
media containing  millimolar  concentrations  of the  amino  acids  glycine.
0-alanine. or glutamic  acid.  In their  experiments  the ECw(Cu24) values
decreased 100-fold when the glycine concentration was increased  from 0 to
8 x 10~4 M; similar but less marked decreases were observed in the presence of
0-alanine (20-fold  decrease at  [L}r-4x 10~J M) and glutamic acid  (10-fold

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74   METAL SPECIATION AND BtOAVAlLABlUTY IN AQUATIC SYSTEMS

decrease at (L}r-2x I0~4 M). Borgmann and Ralph concluded that 'copper
toxicity to Daphnta is not simply a function of free-copper ion concentrations',
and  suggested that Cu  amino acid complexes somehow contributed to the
overall  toxicity. la parallel experiments carried out on  guppies (Poeellla
rettcula) in the  presence  of /f-alanine  (4xlO~J  M), the  same  authors
demonstrated that the LCjo (Cu2*) values were four times lower than in the
inorganic medium.
  Similar data, indicating enhanced metal bioavailability in the presence of
citrate  or  ethylenediamine,  were  reported  for   an  alga  (Selenastntm
caprtcomutum) (Table 4, study 3). In this study Guy and Kean*7 determined
the effects of Cu on algal growth in the presence of a variety of hydrophilic
ligands. For the  majority of the tested ligands (EDTA. NTA. triethylene-
tetramine, and  bicine),  algal growth ceased at the  same pCu2*  (s8.0), as
predicted  by the  FIAM. However, solutions containing  5/iM  citrate  or
ethylenediamine became algicidal at lower free Cu2* concentrations, i.e., at
pCu2* 9.8 and 8.65, respectively. In a second series of experiments the authors
determined algicidal Cu concentrations at different citrate or ethylenediamine
concentrations, and calculated  Cu speciation for  each algicidal solution.
Copper in the presence of citrate became algicidal at different pCu2* values (all
> 8), but at a constant pCuOHcit2" of 5.95. Similarly in Cu-ethylenediamine
solutions algal  growth  ceased  at a pCu-en of 6.5 (Table 5). The authors
concluded that Cu-en2* and CuOHcit2' were 'toxic species'.
  Similar  anomalous  metal  behavior was  demonstrated  by  Part  and
Wikmark4* in their study of the effects of citrate on  the flux of l09Cd across
perfused rainbow trout gills (Table 4, study 4). The uptake of Cd was first
determined in experiments run over a range of Cd concentrations in a synthetic
inorganic medium; free Cd2* concentrations were measured (ISE) and a dose-
response curve established Gog Cd flux vs pCd2*). Experiments were then run
in the presence either of EDTA (8/iM) or citrate (1  and 10 mM). In the first
case the influx of Cd was close to that expected for the free Cd2* concentration
calculated to be in equilibrium with EDTA (Figure 11). In the presence of
citrate, however, the flux was far greater than predicted from  [Cd2*]  (160 to
1000 times; see  Figure 11); Cd accumulation in  the  gill tissue in these
experiments was also much greater than anticipated.
  While the environmental relevance of these examples is debatable, in that the
ligand concentrations at which the enhanced metal bioavailability is observed
are far greater than normal environmental levels (e.g., millimolar rather than
submicromolar),  they do provide a challenging test of the RAM.  Possible
explanations of the 'anomalous* metal behavior include inadvertent changes in
the exposure medium as the ligand concentrations are manipulated (notably a
decrease in the free Ca2* levels), 'accidental* metal  transport (the ligand is
animilated as a metaMigand complex), and the involvement of ternary surface
complexes (L-M-X-membrane) in the biological response.
'  P. O. C CAMPBELL

           •14

       ,T»-13

        "S -12
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      § -10
         •08

       0.00
                                                                    75
                         8|iMEOTA
                                                     $
                                                  10mM citrate
                                       ImMdtrata
Figure 11. Transfer of Cd [expressed in nmol/h (100 g fish)} through perfused rainbow
trout gills M • function of [Cd14] in the ventilatory water. The regression Hoe drawn
through the open circles (O) was determined in the absence of organic ligands. Transfer
values determined in the presence of 1 mM citrate (A.) or 10 mM citrate (•) lie below
this regression line, indicating that Cd influx is higher than predicted from the free Cd2 *
concentration.  [Modified  from Pan. P. and Wikmark, G.. Aquat. Toxicol., 5. 277
(I984).J
Table 5. Bioassays of Cu toxicity towards the green alga, Selenasinan eapricornutum. in
the presence of various ligands; Cu speciation as calculated for algicidal solutions
Ligand Cone
Ligand (jiM)
Ethylenediamine


Bicine


Q irate

2.5
5.0
10.0
2.5
5.0
10.0
5.0
10.0
pCu1*
8.54
8.65
9.11
8.0
8.0
8.0
9.8
9.9-
pCuL
6.53
6.49
6.53
6.29
5.87
5.43
5.98
5.95
pCuL,0
6.00
5.67
5.35
7.51
6.65
6.02
_
—
Dtu from O*y. R. D. ind Kan. A. H, Wtur Xn.. 14. S9I. I9SO.

Changes In the exposure medium

In none  of the experiments summarized in Table 4 were efforts made  to
maintain free Ca2* concentrations at a constant level. Citrate interacts strongly
with calcium  (log K&
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76   METAL SPECIATION AND BIOAVAILABILITY IN AQUATIC SYSTEMS  *

employed in both the alga!  and fish  gill  studies equilibrium calculations
indicate  that  >90% of the Ca should be bound  to citrate.  Decreased
protection from Ca2* at high citrate concentrations could result in "enhanced
Cd or Cu availability. Indeed, in separate experiments Part and co-workers6*
manipulated (Ca2*] in the absence of citrate and demonstrated that a decrease
in [Ca2*] from 0.7 to OmM led to a 2.4-fold increase in the Cd flux. However.
this enhancement is still far less than that observed in the presence of citrate
(160 to 1000 times). Decreased competition  from Ca2* thus provides only a
partial explanation for the anomalous behavior of Cu and Cd in the presence
of citrate, as reported in Table 4. Changes in free Ca2* concentrations cannot
be invoked to explain the enhanced availability of Cu in the presence of amino
adds or ethylenediamine.*6-*7  Complexation of Ca by these ligands is weak;
even at the  millimolar concentrations employed no appreciable changes in
pCa2* are expected. Given the very high ligand concentrations used, however,
inadvertent contamination of the exposure media may have occurred (e.g., with
other trace metals).


Accidental transport
Given the central metabolic role played by amino acids and citrate, and the   •
possible presence of specific membrane-bound transport systems designed to
facilitate the assimilation of these metabolites, it is tempting to speculate that
metals might traverse the biological membrane in the presence of amino acids
or citrate by 'accidental' transport4 In such cases, it  is assumed that the
membrane-bound permease (P-cell) cannot distinguish between the free ligand
and the metal-ligand complex:
                P. O. C. CAMPBELL
                                                                    77
                   M-L -« M-L-P and'L-stereoisomcrs
would be  expected  to have  different  effects  on metal  bioavailability if
•accidental'  transport occurred. There is an  obvious  parallel here with iron
nutrition in bacteria and certain algae (Chapter 1). wherein Fe bound to the
hydroxamic add moiety of siderophores is transported into the cell.


Formation of ternary surface complexes
As discussed in detail in Section 3.2.2. if mixed ligand complexes of the type
{L-M-X-cell} form at the biological surface (where -X-cell is a metal-sensitive
site), then the 'biological response* will vary as a function of the concentration
of ML in the exposure medium (see Equations (11) to (IS)). If both {M-X-cell}
and {L-M-X-cell} are present at the cell surface, the biological response will be
influenced by variations of both [M«*] and [ML]; if the response is additive,
then the metal will appear to'be more bioavailable than predicted on the basis
of the FIAM. The enhanced algiddal properties of Cu2* in the presence of
ethylenediamine and citrate*7 may thus be due to the contribution of such
surface complexes to the observed  lexicological response. For certain algae it
has indeed been suggested that Cu  exerts its algicidal action at the cell surface
without entering the cell." Similar reasoning may apply to the experiments
run  with Daphnia magnet in  the  presence  of amino  acids, although data
suggesting that Cu can affect Daphnia without actually entering the animal are
lacking.


3b2.4 Problematic Examples (Table 6)

In compiling the list of documented 'exceptions' to the FIAM, two studies were
identified in which metal availability apparently increased in the presence of
hydrophilic chelators. relative to control exposures in the absence of added
ligand. Because metal spedation results for these experiments are unavailable,
and because they were long-term studies (3 weeks), they do not meet the criteria
for inclusion in this review. However, both studies are frequently died in  the
literature  (uncritically!),  and  thus  it may  be useful to point out their
shortcomings.
  George and Coombs90 measured the long-term (21-day) uptake of ll5mCd by
the blue mussel, Mytiltu edulis. Experiments were first run in filtered seawater
in the absence of added ligands, and then in the presence of 'excess* ligands
(concentrations unspecified).  Four ligands were  investigated (humic add,
alginate. pectinate, and EDTA). In all four cases the authors reported that Cd
accumulation increased twofold as compared to the trials in filtered seawater.
Even more mysteriously, all four ligands gave the same response.
   In the second example, Laube et a/.91 studied the effects of Cu. Cd. and Pb
on a  blue-green  alga, Anabaena sp.,  in  long-term  (20-day) laboratory
experiments. The bioassays were run in algal  growth media that  already
contained appreciable quantities  of citrate  and iron,  to  which equimolar
concentrations of the trace metal and NTA (10~* to 10-J M) were added. The
authors reported that 'NTA did not reduce, but in some cases even enhanced,
the toxicity of these metals for Anabaena'; no metal spedation data were
reported, however. The metal and  NTA concentrations were not manipulated <
separately, but rather were increased together logarithmically at 'equimolar'
concentrations. The increased toxicity observed at moderate to high NTA
levels may have been caused by the presence of appreciable concentrations of
the free-metal ion in the'culture media, due to competition with other metals

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78
                                                                                 P. C. C CAMPBELL
                                                                  79

edi
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                                                                         P. C. C CAMPBELL
                                                                                                                                                      81
         1
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          .s
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lo.2
0.0
• 10*A river water ~
• o 30% river water f
_* M%rlver water /
/
• X'.
e.o 7.0 8.0 9.0
pCu2*
                                                                                   Figure 12. Variation in the growth rate of the unicellular alga. Monoehrysa lutheri, as a
                                                                                   function of the free cupric ion activity in media containing 10% (•), 30% (O). «nd
                                                                                   90% (A) river water. [Modified from Sunda, W. G. and Lewis. J. A. M.. Umnol.
                                                                                   Ocemogr.. 23.870 (1978)]
euryhaline alga96 and a second with a marine bacterium.42 In the first study
Sunda and Lewis96 studied the effect of added Cu(II) on the growth rate of
Monochrysis lutheri. The standard growth medium contained  TRIS buffer
(I mM) and 5% seawater. Filtered river water containing a high concentration
of DOM (22 mg L~' dissolved organic carbon, DOC) was added to the growth
medium in different proportions (10, 30, and 90% river water) in order to vary
the  degree of Cu complexation. Frce-Cu ion concentrations,  as  measured
potentiometrically (Cu ISE), varied from 10-"-9 to 10"6-9 M (3.5 to 0.4% of
[Cu}r). The biological  response  followed the variations  in [Cu2*] closely
(Figure  12), just as predicted by the FIAM. The authors concluded that 'the
decrease in copper toxicity with increasing complexation could  be  explained
quantitatively in terms of a dependency of toxicity on the concentration of the
free cupric ion*.
  In a study of similar design, Sunda and Gillespie42 determined the response
of a bacterial isolate to added Cu in a low salinity medium containing different
proportions of DOM-rich river water. Experiments were  also performed in
synthetic media containing varied quantities of commercially available humic
substances. In both cases  the biological response  (inhibition of cellular
incorporation of l4C-glucose) followed the measured variations  in [Cu2*], as
determined potentiometrically (Figure 13).
  A final example conforming to-the FIAM was reported  by Meador,95 who,
determined the acute toxicity of Cu(II) to neonate Daphnia magna in buffered
synthetic media containing  different proportions  of a solution containing
natural  DOM. This DOM  was derived  from 'microcosm media which  had
experienced algal and daphnid blooms' and contained selling L~' DOC

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82   METAL SPEC1AT1ON AND BIOAVA1LAB1LITY IN AQUATIC SYSTEMS
g f.OTO
Q.
.& 8.000
a>
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P. G. C. CAMPBELL
                                                                                                                    85
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  .92

                      ?Sa   »-
                      SSbVJU
                      plifl
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                        Hlt1IJt1
                        sS-3^S-5J!?S
The authon suggest that pond water alone could not have been the source or
toxicity because the test  organism occurred naturally in the pond and no
mortality was observed in the Cu-free control experiments. These experimental
results obviously conflict with the predictions of the FI AM, according to which
LC5o(M*+) values should not vary from one exposure medium to another (cf.
Section 3.3.1). The 6-h bioaccumulation data are consistent with the bioassay
results: for similar concentrations of free Cu2* (3.74  and 4x 10-' M), Cu
accumulation was approximately twofold highe{ in the organisms exposed to
pond water (7.4±1.5x 10~J mol mg~t Cu) than in  those held in well water
(3.6 ± 2.2 x 10~s mol rag-1 Cu). The authors conclude that although natural
DOM reduced the overall  toxicity of Cu to  S.  serrvlatus (presumably by
complexing Cu and reducing the free-ion concentration), it also exerted a more
subtle effect  and 'facilitated* or 'enhanced* the bioavailability of the'residual
Cu2*.
  Similarly provocative results were reported by Borgmann and Charlton,97
who determined the toxicity of Cu to Daphnia magna in artificial media and in
samples of natural surface  waters (Lake Ontario; Hamilton  Harbour). Free
Cu2* concentrations  were measured potentiometrically (ISE)  and also
calculated with an ingenious bioassay technique;16 agreement between the
two techniques was good. Both the ISE and bioassay data indicated that free
cupric ion concentrations needed to provoke the same toxic response differed
in different test waters; the ECjo(Cu2*) values measured in the natural waters
were markedly lower (ca. fourfold) than in the synthetic test medium. The
authon suggest that Cu complexes with naturally occurring organic ligands
could have contributed to the observed toxicity. They conclude that free-metal
concentrations 'do not provide a good measure  of copper toxicity towards
Daphnia in natural waters'. In defense of the FIAM it should be noted that the
natural water samples were analyzed for the major anions and cations, but not
for trace metals or organic micropollutants. The aggravated response to Cu2*
in the natural water samples may have reflected an additive interaction between
Cu and other unidentified 'stressors* present in the natural waters but absent
from the inorganic test solutions.
   Anomalously high metal toxicity in natural waters was also  reported by
Laegreid et a/.91 in their study of the seasonal variation of Cd toxicity toward
the freshwater alga, Sctcnastnm capricornutum, in two Norwegian lakes with
different levels of humic substances. Water samples were collected from a small
dystrophic bog lake (Lake Lille Bakketjern: pH 4.4,18 to 25 mg L~' DOC) and
a eutrophic, moderately humus-influenced lake (Lake Gjersjeen: pH 7 to 10,6
to 8mg L~' DOC). Samples were filtered and, in the case of the acidic bog
 lake, the pH wfts raised to 7.5. After equilibration with clean air to adjust the
Pcoi the lake waters were enriched with inorganic nutrients and spiked with Cd
(3.8 x 10-* to  3.6 x 10~* M total Cd). An  ion-selective electrode was used  to
estimate free Cd2* levels. Note, however, that the spiked metal concentrations

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86   METAL SPEC1AT10N AND BIOAVAILAB1LITY IN AQUATIC SYSTEMS
                 gco
                 « 80

                           7           ft          5
                                  pCd1*
Figure 15. Seasonal variation in the toxicity of Cd to the  unicellular green alga.
Selenastrum  capricornutum, as  a function  of the free-Cd ion activity. Toxicity is
expressed as percent inhibition of photosynthetic  l4COj uptake by the test alga.
Bioassays were run in filtered, pH-adjusted water from Lake Bakketfem; samples were
collected in March (•). May (A). June (O). «nd September (•) 1981. [Modified from
Laegreid. M. tl al.. Environ. Set Technol.. 17. 357 (1983)]

were close to or below the expected lower limit of the operating range of the
electrode (see below). After a further 24 h equilibration, exponentially growing
cells of the  test alga were transferred to  the test solution. Finally, after 24 h of
Cd exposure, subsamples were withdrawn from the exposure  flasks and
incubated with "CO* The toxic response was expressed as the reduction in  I4C
uptake relative to a Cd-free control.
  Bioassay  results for  pH-adjusted  samples from  the  dystrophic  bog
conformed  to FIAM  predictions.  The  total Cd concentration  causing 50%
inhibition of MC uptake varied twofold  (7.2 to  15xlO~T M). However,, if
percent inhibition was plotted as a function of the free Cd2* concentration, the
points from four separate samples (March, May, June, and September)  fell
nicely on a single curve  (Figure IS), and a single ECjo(Cd2*) value could be
extracted (10~M M).
  In  contrast,  samples from the  eutrophic Lake  Gjersjeen  showed a
pronounced seasonal variation in Cd  toxicity. Because ISE measurements
proved  unreliable for samples from this lake,  the bioassay results were
expressed in  terms of total  Cd. Plots  of ECjo(CdT) values vs time  showed
marked  seasonal variations; over three  successive  annual cycles, Cd was
substantially more toxic during summer  months (Figure 16). Note that  the
ECxXCd-r)  values obtained for the summer samples (a 10~7 M) are not only
much lower than those determined during the nonsummer months, but are also
eight to ten times lower than the values determined in synthetic algal culture
medium and expressed as Cd2* (FRAQUIL: EC*(Cd2*)- 8 to 10 x 10'7 M).
The authors conclude that 'the assumed connection between the free-metal ion
activity and toxicity is not valid', and suggest that certain low molecular weight
organic ligands may increase metal uptake and toxicity. Once again, however.
                                                                                   P. O. C CAMPBELL

                                                                                            100
87
                                                                                         ~* 10
                                                                                          o

                                                                                          I
                                                                                             0.1
                                                                                          o
                                                                                          UJ
                                                                                            0.01
                                                                                                MJ JASON 0|JFMAMJJASONO|JFMAMJJ A3 ON
                                                                                                   1980            1981               1982
                                                                                    Figure 16. Seasonal variation  in the toxicity of Cd to the unicellular green alga.
                                                                                    Stltnastrum caprtcornutum, as a function of the free-Cd ion activity. The EC* values for
                                                                                    inhibition of photosynthetic "COj uptake are expressed in terms of total Cd (/iM).
                                                                                    Bioassays were run in filtered water from Lake Gjersjeen. The shaded area represents
                                                                                    the estimated concentration of free Cd2* causing 50% inhibition in synthetic lake water.
                                                                                    [Modified from Laegreid. M. tl al.. Environ. Set. Technol.. 17. 357 (1983)]

                                                                                    we must qualify these  results with the  caveat that the anomalous summer
                                                                                    samples were not exhaustively characterized. The enhanced toxicity of Cd2* in
                                                                                    these samples may have reflected an additive interaction between Cd and other
                                                                                    unidentified 'stressors* present in  the summer  months but absent during the
                                                                                    other seasons. The distinct seasonal periodicity  suggests that these factors may
                                                                                    have been of biological origin (e.g., algal exudates).

                                                                                      In addition to the three studies described above, there are several other
                                                                                    reports of 'enhanced* metal  bioavailability  in  the  presence of  natural
                                                                                    DOM.*-'02 Technically, these studies did not qualify for inclusion in Table 8
                                                                                    because the results were reported  in terms of  the total metal concentration,
                                                                                    with no attempt  to determine metal  speciation  in the exposure media.
                                                                                    Nevertheless,  given the surprising nature  of the observations, it  seems
                                                                                    appropriate to attempt a brief summary.
                                                                                      One of the earliest reports of anomalous metal behavior in the presence of
                                                                                    natural DOM is that of Giesy and  collaborators.9' who fractionated the
                                                                                    natural organic matter from a humic pond water using ultrafiltration and then .
                                                                                    determined the effects of these  fractions on Cd  toxicity to a  freshwater
                                                                                    cladoceran, Simocephalus serrulaiia. Note that the test organism and the humic
                                                                                    pond are identical to  those  studied by  Giesy el al.n in their study on Cu
                                                                                    toxicity (Table 8). LCj^Cdj) values were determined in artesian  well water

-------
88   METAL SPECIATION AND BIOAVAILABIL1TY IN AQUATIC SYSTEMS
(low DOC), in whole pond water, and in well water containing the individual
DOM fractions at concentrations simitar to those at which they occurred
naturally in the pond water. Pond water, and the individual organic Tractions
added to the well water, bound added Cd, reducing the amount or Tree Cd*f as
determined potentiometrically (Cd ISE). As expected, whole pond water and
the three DOM fractions of higher molecular weight reduced Cd toxicity as
compared to controls run in well water. In contrast, the low molecular weight
fraction (nominal molecular weight < 500) caused a slight increase in Cd
toxicity; the LCso(CdT) decreased from 6.2 to 3.1 x 10~* M in the presence of
this DOM  fraction. Note  that mortality  in  controls containing the low
molecular weight fraction (but no Cd) was 20% (cf. 0 to 10% for the other
controls), suggesting that some natural components of this fraction  contributed
to the observed toxicity. The authors suggest that 'it  is possible that organics
alter Cd toxicity by a primary or secondary interaction with organisms as well
as Cd binding*.
  Anomalous results were reported also by  Winner and co-workers10*-'02 in
their extensive study of the effects of a commercial humic acid (HA, Aldrich
Chemical Co.) on the toxicity and bioaccumulation of Cd, Cu, and Zn. Two
test species, Daphnla magna and D. pulex,  were used; measured biological
responses  included  mortality  (48-h  exposure,  acute  toxicity), long-term
survival, and abortion rates (42-day exposure, chronic toxicity). Exposure
variables  included  the  humic  acid concentration  and  water hardness.
Unfortunately, no attempts were made to determine metal speciation in the
exposure media and all results are necessarily reported in terms of 'nominal'
(i.e., added) metal concentrations.
  For Cu and Zn. the toxicity results were qualitatively in agreement with the
FIAM. LQotMr) values increased in the presence of humic acid, and long-
term  survival was prolonged (Figure 17A, B). In the case of Cd, however, the
results were counter-intuitive. Doth the ncute and the chronic toxicities of Cd
increased in the presence of 0.75 or  1.5mg L-' HA (Figure I7Q.100 In a
follow-up study, carried out at the same two humic acid concentrations but
three different levels of water hardness (58. 116. and 230mg L-' CaCOj).
Winner101 monitored both the long-term survival of the daphnids and their
abortion rate (% abortions/brood). The anomalous effect of humic acid on the
 Figure 17. (opposite) Survivorship curves for daphnids exposed to Cd, Cu, or Zn at
"different humic acid concentrations in synthetic media having an alkalinity and a
 hardness of lOOmg L"1 as CtCOj. (A) Exposure of Daphnla pulex to Cu (0.47 pM)
 at humic acid concentrations of 0 (A	A. 0.38 (•—•), 0.75 (O	O),  and 1.5
 (A—A)nig  L-'.  (B)  Exposure of D. magna  to  Zn  (1.9pM) at humic acid
 concentration* of 0 (A- - -A) »nd 1-5 (A—A)mg L'1. (C) Exposure of D. jmltx to
 Cd (O.I8^M) at humic acid concentrations of 0 (A	A). 0.75 (O	O),  and 1.5
 (A—A)nig L-'. JModified from Winner, R. W., Aouat. Toxteal.. 5. 267 (1984) and
 from Winner, R.W. and Gau«. J. D., Aouat. Toxleol., 9,149 (I986)J
P. O. C. CAMPBELL
                                                                89
    ,00rt—t	\!	*
75       -     "•	v—-•"


 w
 c   50
 0>
 u
e
w:
1.5mg«L-' HA
                                                         A(Cu)
          •  0 mg»L-1 HA  \
                                        b.o

                                   0.38,   Vo^mg^HA
                                   --i-L'1 HA 8
         0    5     10    15   20   25    30   35    40   45   50
                          exposure  (days)
100
1
1
H 50
0)
0
§.
O
~t \ 1.5mg«LMHA-*-
;U
; 1 i
A— 1 --^ -A
i N, i i i i i^
"^ A
A\
AA_
B(Zn)
i •

•?
•d
-
         0
                           exposure  (days)
     too


  'JE

  ^  50
  O
  u
            	^V-Q
            >          **• b*-^o

            1.5mg.L" HA  %*\V"—*_0 mg-L' HA

                            \  \       ^	^ ^

                             *-6/*0.75 mg-L1 HA 'A-A
         0    5    10    15   20    25   30   35   40   45    50
                           exposure (days)

-------
90   METAL SPECIATION AND BlOAVAtLABILITY IN AQUATIC SYSTEMS

chronic  toxicity  of Cd  was  again  evident;  threshold  or  'no-effect*
concentrations  decreased in  the  presence  of HA. the effect being more
evident in the harder waters.  No mechanism was suggested to explain these
results.
333  Examples of Enhanced Protection in the Presence
      of Dissolved Organic Matter (Table 8)

In the preceding section we have compiled and critically reviewed a series of
•exceptions' to the FIAM, in which metal bioavailability in the  presence of
DOM is greater than it should be. This final section considers a solitary
example in which  the opposite trend  is observed, i.e., one in which metal
bioavailability in the presence of DOM is less than  predicted from  the
biological response curve (response vs [M*+D. determined in the absence of
DOM.
  In experiments similar in design to those described in Section 3.2.3, Daly et
a/.94 determined the toxicity of Cu to the Australian freshwater shrimp.
Paratya aiutrallensis, in three DOM-rich natural waters. Laboratory tap water
and distilled water were mixed with each natural water in order to obtain
similar water qualities for each experiment (DOC levels of 7 to 8 and 12 to
13mg L-'; pH 7; hardness 14 to 17mg L~' CaCOj). As expected, the natural
organic matter reduced the overall toxicity of the added Cu. However, when
the LC» values  were  expressed  in  terms  of the free Cu1* ion (ISE
measurements), they were consistently higher in the presence of the natural
DOM than in  the inorganic  (tap water) medium;  i.e., for a given Cu2*
concentration, copper was lens toxic than anticipated.

               Exponin Medium*     LC*(Cu>4)(10-'M)
               Tap water
               Redwater Creek
                   1:7
                   1:3
               Errinundra Dun
                   1:3
                   1:1
               Inkpot
                   I*
                   1:4
2.5*0.3

3.3 ±1.1
4.4*0.9

5.2 ±1.3
8.5 ±1.4

11.1 ±2.2
ll.6±1.4
             •DiMkm factor I put Mhml water lo V parti dbtlltaJ * Up wiur.

 Interpretation of these experiments is not straightforward. Taken at face value,
 the results suggest that natural DOM exerts both an indirect effect (involving
 complexation of  Cu  in solution and  reduction of the  free  metal  ion
 concentration), and a direct beneficial effect on  the test organism (possibly
                                         P. O. C CAMPBELL
                                                                   91
                                         involving the interaction of DOM at the biological surface). As noted by Daly
                                         et at., however, use of ion selective electrodes in natural waters is  often
                                         complicated by unstable electrode potentials and relatively long response times
                                         (see Chapter 5). In the present study the cupric ion ISE was calibrated in
                                         ultraviolet-irradiated water,  free of organic matter, before being used to
                                         measure Cu2* activities in the diluted natural waters. Daly et al. speculate that
                                         the electrode may have responded in some manner to organic matter present in
                                         the natural waters, leading to an overestimate of the true cupric ion activity.
                                         4  CONCLUSIONS

                                         Within the general context of metal-organism interactions, this chapter has
                                         explored links between metal spcciation in the external environment and metal
                                         'bioavailability', using the FIAM  as  a  convenient  paradigm  (the  main
                                         assumptions  that underpin the  FIAM  are  summarized  in  Table 9).  The
                                         literature on metal-organism  interactions  has  been  examined  from  a
                                         quantitative  point of view to  determine to what extent  the FIAM can
                                         explain the available data. Particular attention has been accorded to apparent
                                         'exceptions' to the FIAM, as these cases can be taken to define the limits of the
                                         possible application of the model to the natural environment.
                                            The three major conclusions of this chapter are summarized below, together
                                         with suggestions of possible research opportunities.
STUDIES PERFORMED IN THE ABSENCE OF NATURAL DOM
Various responses were studied in these experiments, ranging from highly
specific  (e.g., metal accumulation per se: surface adsorption, absorption,
subcellular distribution) to more holistic (e.g., growth, motility. mortality). In
experiments performed at constant pH and hardness, and in the presence of
synthetic ligands forming hydrophilic metal complexes, the biological response
consistently varies as a function of the concentration of the free-metal ion, as
predicted by the FIAM (52/59 cases: Tables 1. 3. and 4).
  Documented  examples  of  experiments   in  which  changes  in  metal
bioavailability do not conform to the FIAM are  relatively  few in number.
These 'exceptions' fall into three main groups:  (I) experiments with  ligands'
forming hydrophobic metal complexes; (2) studies  with  ligands forming
hydrophilic metal complexes, in  which the  pH  and/or water hardness was
varied; and (3) studies with ligands forming hydrophilic metal  complexes,
usually of low molecular weight and often metabolites.

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92   METAL SPEC1ATION AND BIOAVAILABILITY IN AQUATIC SYSTEMS
        Table 9. Assumptions inherent in the FIAM* and their implications
Condition

I.  Plasma membrane is the primary site
   for metal interactions with living
   organisms; interaction with the
   plasma membrane can be described
   as a surface complexation reaction,
   forming MOC-cell.
2.  Metal transport in solution, toward
   the membrane, and the subsequent
   surface complexation reaction occur
   rapidly ("rapid*-faster than metal
   uptake, faster than the expression of
   the biological response).
3. Biological response, whether it be
   metal uptake, nutrition, or toxtcity. is
   directly dependent on the
   concentration of the M-X-cell surface
   complex; in the range of metal
   concentrations of lexicological
   interest, variations in (M-X-cell)
   follow those of IM'*J in solution.
4. During exposure to the metal of
   interest, nature of the biological
   surface remains constant
             Implication

Negligible diffusion of the free-metal ion,
  M1*, or its charged (hydrophilic)
  complexes, ML*, occurs across the
  plasma membrane barrier.
(Pseudo-)equilibrium established between
  metal species in solution and those at the
  biological surface; corollary- identity of
  the metal form(s) reacting with the cell
  surface is of no biological significance; no
  one species in solution can be considered
  more (or less) available than another.
FIAM more likely to apply to metals with
  rapid complexation kinetics (e.g., Cd. Cu,
  Mn, Zn) than to those exhibiting slower
  reaction  rates (e.g., Fe(HI). Cr(Ill), Al.
 ,Ni).
Hardness cations. Ca1* and Mg1*, and the
  hydrogen ion, H*, will compete with
  metal M for binding at the surface
  complexation site.
FIAM will not apply to metals that form
  stable ternary surface complexes, (L-M-
  X-cell); if such complexes do form, and if
  they contribute to the biological
  response, then simple dependence of the
  response on [M") is no longer observed.
Concentrations of free binding sites, {'X-
  cell}, remains reasonably constant over
  the biologically relevant range of metal
  concentrations.
FIAM to more likely to apply short-term
  (acute) exposures than to long-term
  (chronic) experiments.
'Although we refer to the Free-ion HtMiy model, ttmott without exception the experimenul dm comta of
mtul mftrmm/fMi. In effect, it wovU tppetr thit tny fanpreciilen Introctaccd by rwjteetlnj activity coefficient
viriiUon* within • given experiment it neitifiMt in eomptrton with the Inherent bwlofletl vuiability.


• Group I. The literature review  yielded several examples of enhanced metal
  availability in  the presence of  ligands forming lipophilic metal complexes
  (Table 2).  Enhanced availability in  such circumstances is consistent with the
  principles  of membrane transport developed in Chapter 1. It should be noted
  that the ligand concentrations  needed to provoke enhanced metal uptake
  rates normally exceed those likely to be found  in the  environment.  The
                                                    P. O. C. CAMPBELL
                                                                       93
  results may still be environmentally relevant as examples of the behavior of
  low molecular weight, lipophilic metal complexes, if such complexes can be
  shown to exist in natural waters. Are the dncumcnted exceptions of academic
  Interest only, or ore they valid analogues for naturally occurring lipophilic
  complexes?
• Group 2. From studies performed on freshwater organisms under conditions
  in which the pH and/or the water hardness varies, it is clear that knowledge
  of the free-metal ion concentration alone is  insufficient to predict the
  biological response.  Potential competition for the metal binding site, ~X-
  cell. by the hydrogen ion, H*, and by the hardness cations. Ca2* and Mg2*,
  must  be considered.  Evidence  for  such  competition  remains  largely
  qualitative, however. Experiments are needed to test the hypothesis that the
  effects ofpH and hardness are due solely to competition for binding sites at the
  biological surface.
• Group 3. Without exception, the complexation of a metal by low molecular
  weight, hydrophilic ligand leads to a decrease in its bioavailability. However,
  in a limited number of cases (Table 4) the 'residual' bioavailability of the
  metal in the presence of the ligand is greater than would have been predicted
  on the basis of the  free-metal ion concentration at equilibrium. Many of
  these  apparent  exceptions  to the FIAM  involve  low molecular weight
  metabolites as the ligands, e.g., amino acids or citric acid. These examples
  provide a challenging test for the FIAM. although as was the case for Group
  1, their environmental relevance is debatable; the ligand concentrations at
  which enhanced metal bioavailability is observed are far greater than normal
  environmental  levels   (e.g.,  millimolar   rather  than  submicromolar
  concentrations). Possible explanations for the 'anomalous* metal behavior
  include  inadvertent  changes  in  the  exposure  medium as  the ligand
  concentrations are manipulated, most notably, a decrease in the free Ca2*
  levels; 'accidental' metal transport, in which the ligand is assimilated as a
  metal-Iigand complex and the metal simply 'accompanies* the ligand; and the
  involvement  of ternary surface complexes (L-M-X-membrane)  in the
  biological response.  These explanations should be tested experimentally.
                                                    STUDIES PERFORMED IN THE PRESENCE OF NATURAL DOM

                                                    Probably the most striking observation concerns the scarcity of studies suitable
                                                    for testing the applicability of the FIAM in the presence of DOM. There are
                                                    numerous  reports  in the  literature of  the effects  of DOM  on  metal
                                                    bioavailability. but virtually all of these studies are qualitative in nature (i.e.,'
                                                    metal speciation is undefined). The few quantitative studies (Tables 7 and 8) are
                                                    more or less evenly divided between examples that conform to the predictions
                                                    of the FIAM and examples that appear to  be in contradiction; i.e., unlike the
                                                    studies  performed in the  absence of DOM. no consensus is evident for the

-------
W METAL SPEC1ATION AND BIOAVAILABILITY IN AQUATIC SYSTEMS

experiments run in the presence of DOM. The applicability of the Ft AM to
natural voters remains to be demonstrated.
    •

ENVIRONMENTAL ANALYTICAL CHEMISTRY NEEDS
Copper has been studied far more extensively than the other metals. Citations
decrease in order Cu>Cd>Zn» all others (Tables 1-4.7, and 8); references
to  trivalent metals of environmental importance (e.g.,  Al1*  or Fe**) are
conspicuously absent dearly, the availability of a cupric ISE that can be used
at  environmentally  relevant  metal concentrations  has greatly  influenced
research  in  this area. Future progress  would be  greatly  aided by the
development  of analytical  methods  capable  of  measuring   the free-ton
concentrations of metals other than Cu at levels 
-------
96   METAL SPECIATION AND BIOAVAILABIL1TY IN AQUATIC SYSTEMS
CMTA: carboxymcthyltartronic acid
DDC: diethytdithiocarbamate
DOC: dissolved organic carbon
DOM: dissolved organic matter
ECyf. (metal) concentration needed to provoke a 50% response in a bioassay
  experiment (e.g., 50% growth inhibition)
EDTA: ethylenediaminetetraacetatc
FIAM: free-ion activity model
FRAQVJL: defined culture medium  for freshwater algae
HA: humic acid
ISE: ion-selective electrode
KEX: potassium ethylxanthate
KAX: potassium amylxanthate
kf. rate constant for the reaction of a metal with a surface binding site, -X-cell,
  to form the surface complex M-X-ccll
kj:  rate constant for the dissociation of the surface complex, M-X-ccll
ky,,: rate constant for the internalization of a metal in cases in which the surface
  complex, M-X-cell, corresponds to a site for transport of the metal across the
  plasma membrane
L: ligand (in solution; charges not shown)
LCyf (metal) concentration needed to kill 50% of the test population in a
  bioassay experiment
LCjofM'*): LCjo, expressed in terms of the free-metal ion concentration
LCX(MT)\ LCjo, expressed in terms of the total metal ion concentration
Mt: metal adsorbed at (algal) cell surface
Mt\ intracellular metal
M'+\ free-metal ion (-M(HjO)S+)
pM'*: the negative logarithm of the free-metal ion concentration, expressed in
  molarity(molL-')
[MJ-f. total concentration of metal M (in solution)
ML: aqueous complex, involving metal *M' and ligand *L' (charges not shown)
MES:  2-(W-morpholino)-ethancsulfonic acid
ft MR: nuclear magnetic resonance spectrometry
NTA: nitrilotriacetate
ODS: oxydisucctnic acid
TRIS: /r/j-hydroxymethylaminomcthane
X-cell: ligand (at cell surface)
-X-cetl:  free (unbound) ligand at cell surface
M-X-cell:  surface metal  complex, involving metal 'M', and surface  ligand
  'X-cell* (charges not shown)
P-cell: membrane-bound permease
IK specific growth rate (usually for phytoplankton)
( ]: concentration of aqueous species
 { }: concentration of surface species
P. G. C. CAMPBELL

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1 00 METAL SPEC1 ATION AND BIOAVAILABIUTY IN AQUATIC SYSTEMS
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          Pergamon
Environmental Toxicology and Chemistry, Vol. 14, No. 11, pp 1847-18S8, 1995
                                       Copyright © 1995 SETAC
                                            Printed in the USA
                                       0730-7268/95 $9.50 + .00
                                              0730-7268(95)00146-8
             MODELING SILVER BINDING TO GILLS OF RAINBOW TROUT
                                     (ONCORHYNCHUS MYKISS)

                                    NANCY JANES and RICHARD C. PLAYLE*
                    Department of Biology, Wilfrid Laurier University, Waterloo, Ontario, N2L 3C5 Canada

                                   (Received 9 February 1995; Accepted 27 April 1995)


      Abstract-Rainbow trout (Oncorhynchus my kiss, 1-3 g) were exposed to -0.1 jtM silver (Ag) (-11 /tg-L~' Ag) for 2 to 3 h
      in synthetic soft water (Ca, Na -300 pM, pH 6.5-7.5) to which was added Ca. Na, H*. dissolved organic carbon (DOC). Cl.
      or thiosulfate (SjOj). Gills were extracted and gill Ag concentrations were measured using graphite-furnace atomic absorption
      spectrophotometry. The concentrations of cations (Ca, Na, H+) and complexing agents (DOC, Cl, SjOj) needed to keep Ag
      off the gills were used to calculate conditional equilibrium binding constants (K) at the gills. Log K for Ag-gill binding was
      10.0. with approximately 1.3 nmol Ag binding sites per fish. All experimentally determined log/rvalues were entered into an
      aquatic chemistry equilibrium model, MINEQL+, to predict Ag binding at trout gills. For a series of natural waters, model-
      predicted gfll Ag concentrations correlated well with observed gill Ag concentrations, with one exception, very hard city of Waterloo
      tapwater. This exception may indicate a kinetic constraint on the thermodynamic basis of the model.

      Keywords-Fish    Gills   Silver   Binding   Model
                   INTRODUCTION
   Silver (Ag) is one of the most toxic metals to fish, with
96-h LCSOs of free Ag between about 0.05 and 0.30 /iM (5.3-
32 pg'L'1 [1-4]). There is a clear influence of water hard-
ness and Ag speciation on Ag toxicity, with less toxicity of
Ag in harder water (e.g., high Ca concentrations [1]) and
when Ag is bound by ligands such as Cl or thiosulfate [3].
Thiosulfate is a fixer used in developing photographic film,
and silver thiosulfate is the form of Ag that has the most po-
tential to enter the environment in photoprocessing effluents.
Although the expense of Ag ensures that efforts are made to
retain it during industrial processes, it has been estimated that
about 25% of the total annual consumption of Ag has the
possibility of entering the environment during product dis-
posal, and that 10% of this waste enters water as unrecycled
photographic Ag [5]. Although Ag is not often found in high
concentrations in most natural water sites, heavily contam-
inated sites may have surface-water concentrations as high
as about 0.35 pM [5].
   Waterborne Ag will interact first with the gills of a fish.
Fish gills constitute about half a fish's total surface area and
are a sensitive and critical region of contact with water [6].
Fish gills function as the main location for gas transfer, ni-
trogenous waste excretion, acid-base regulation, and ion up-
take to counter passive diffusive losses of ions [?]• The gill
epithelium contains negatively charged binding sites, which
are due to phosphate, carboxyl, amino, and sulfate groups,
among others [8]. Metals and cations are attracted to these
negative binding sites on the external surface of the gill epi-
thelium, and competition for gift binding sites is likely to oc-
cur between Ag and other cations such as Ca. Complexation
   •To whom correspondence may be addressed.
    by ligands such as thiosulfate, dissolved organic carbon, and
    Cl will decrease free Ag available to interact at the binding
    sites. Thus, the influence of water hardness and speciation
    on Ag toxicity to fish, and metal toxicity in general, can be
    explained through competition and complexation [9,10],
      The primary objectives of our study were to determine the
    binding ability of Ag to sites on fish gills, to determine in-
    teractions of other cations at the Ag binding sites, to de-
    termine interactions of complexing agents with Ag, and to
    model the system for predictive purposes. The method we
    used consisted of estimating conditional equilibrium bind-
    ing constants  (K) from results obtained using different li-
    gands and cations, and entering these binding constants into
    an aquatic chemical equilibrium model, MINEQL+ [11].
    Our method is similar to ligand-exchange methods used to
    establish conditional stability constants of metal complexes
    of organic ligands in seawater [12,13] and has been used be-
    fore to model Cu and Cd interactions at fish gills [14,15].

                 MATERIALS AND METHODS
    Experimental
      Small rainbow trout (Oncorhynchus mykiss, 1 -3 g) were
    purchased from Rainbow Springs Hatchery, Thamesford,
    Ontario. Fish were acclimated to synthetic soft water for at
    least 1 week before each experiment. Soft water was pro-
    duced by reverse osmosis (Culligan Series E reverse-osmosis
    system) and had a composition of 20 to 320 /iM Ca, 150 to
    400 jiM Na, 100 to 290 pM Cl, and pH 6.5 to 7.5, depend-
    ing on the efficiency of the reverse-osmosis system. Fish were-
    fed Martin's starter food during acclimation but not during
    the experiments.
      For an experiment, six fish were randomly assigned to
    each aerated polyethylene container containing 1 L of soft
    water, modified by the addition of Ca, Na, H+, dissolved
                                                      1847

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1848
                                            N. JANES AND R.C. PLAYLE
organic carbon (DOC), Cl, thiosulfate, Ag, or Cd (at 12 to
17°C, see below). Water samples were taken for later analy-
sis, and water pH was measured and adjusted to between pH
6.5 and 7.5 with dilute KOH or H2SO4 if necessary. Fish
were exposed to the water for 2 h, after which the fish were
randomly sampled, stunned with a blow to the head, and the
gills from both sides extracted using stainless steel forceps.
Extracted gills were rinsed in 100 ml of reverse-osmosis wa-
ter for 10 s, shaken to remove excess water, then placed in
1.5-ml polypropylene microcentrifuge tubes. In a normal ex-
periment, sampling time meant that fish were exposed to their
respective solutions for between 2 and 3 h.
   Wet weight of the extracted gills was measured with a Met-
tler AE163 balance after their transfer to new microcentri-
fuge tubes. Following gill weighing,  1 H HNO}  (Ultrex II
Ultapure Baker analyzed reagent) was added to each micro-
centrifuge tube at five times the gffl wet weight. Gills plus acid
were heated for 3 h at 80°C. After heating, the digested gills
were agitated, allowed to settle, and  100 pi of supernatant
was added to 900 pi of Mill! Q deionized water (Millipore)
in new microcentrifuge tubes, and left for later analysis.
   Analysis of gill and water Ag concentrations was done
using a graphite-furnace atomic absorption spectrophotom-
eter (AAS; Varian AA-1275 with  GTA-95 atomizer). Ten-
microliter samples were injected, N2 gas was used, and
operating conditions were 5 s at -75 °C, a short (30 s) dry-
ing time at -90°C, 12 s at - 120°C, and 4 s at 2,000°C, dur-
ing which Ag concentrations were read. Water and gill Cd
concentrations were measured using conditions documented
by Varian, but also with a 30-s drying time at -90°C. Gill
and water Ag and Cd samples were run against standards pre-
pared from Fisher-certified Ag and Cd reference solutions.
   Water samples collected at the beginning and end of the
experiments were analyzed for Na and Ca using  a Perkin-
Elmer model 3100 AAS; LaCl3 was added to the Ca samples
to reduce Na interference. Water Cl was measured using the
mercuric thiocyanate colorimetric method (Sigma reagents).
Dissolved organic carbon was measured using a Beckman
915B total carbon analyzer. Water pH was measured with a
PHM82 Radiometer pH meter and GK2401C combination
electrode.
   Chemicals used were usually made as 1 mM stock solu-
tions. Silver was added as AgNO3 (AnalaR, BDH, Poole,
England), thiosulfate as NaAOj-SHjO (AnalaR, BDH), Cl
as KC1, Na as NaOH, H* as H2SO4, and Ca as Ca(OH)j.
The DOC was isolated from the south side of Luther Marsh
(43°54'N, 80°24'W, near Grand Valley, Ontario) by tangen-
tial flow ultrafiltration (Millipore, Bedford, MA), and was
supplied to us by Kent Burnison, National Water Research
Institute, Environment Canada, Burlington, Ontario.
   A longer-term thiosulfate and Ag experiment was run, in
which 16 to 18 fish per 16-L bucket were held for a week
in 13°C aerated soft water. Fish were sampled periodically
for gill Ag, and water was sampled for water ions and Ag
concentrations. Half the water volume was replaced daily,
and each treatment was run  in duplicate.
   To test the Ag-gill model, which was based on the syn-
thetic softwater  experiments, rainbow trout were exposed
2 to 3 h in Ag-supplemented water collected from various
locations in southern Ontario. Fresh water was collected in
May 1994 from four locations: Lake Ontario at the south pier
of the entrance to Hamilton Harbour, Hamilton (43°18'N,
79047' w), "Dundas pond" on the east side of the main access
road to Dundas Valley Conservation Area off Highway 99
(43°14'N, 80°00'W), Gait (Mill) Creek above the dams
at Shades Mills Conservation Area, Cambridge (43°23'N,
80°15'W), and  Grand River at old highway 8, Kitchener
(43°25'N, 80°24'W). We also used water from Salmon and
Jack lakes (44°43'N, 78°03'W, north of Peterborough), which
had been stored since 1991 [15]. Finally, we used Waterloo
city tapwater entering our laboratory, passed through acti-
vated charcoal to remove chlorine.
   In an effort to differentiate colloidal Ca from Ca in solu-
tion, we filtered three natural waters through 0.45- or 0.2-/tm
cellulose nitrate filters (Sartorius). Fifteen milliliters of MilliQ
water were passed through each filter under vacuum as a
rinse, then 15 ml of sample, then another 15 ml  of sample,
which was collected. A Millipore graduated funnel assembly
was used; all water was at 16°C.
   Statistical analysis of the gill Ag data consisted of un-
paired t tests or one-way analysis of variance (ANOVA) fol-
lowed by the Student-Newman-Keuls method of pairwise
multiple comparisons, as appropriate [16]. Significant dif-
ferences are reported at the p < 0.05, p < 0.01, and p <
0.001 levels (*, **, ***, respectively). Error bars in the fig-
ures represent the 95% confidence interval (C.I.) about the
mean gill Ag concentration, usually for six fish.

Conditional gill stability constants
and computer modeling

   The main objectives of this study were to determine the
bidding ability of Ag to the gills of rainbow trout, to deter-
mine the interactions of other cations at Ag binding sites and
the complexation of Ag by ligands hi water, and to model
these interactions in a computer program. Powerful aquatic
chemistry programs exist that use thermodynamic stability
constants; we chose MINEQL+ (version 2.0), a chemical
equilibrium program for personal computers, mainly be-
cause of its ease of use [11]. Some equilibrium constants from
MINEQL+ are given in the Appendix. Results from the ex-
posures of fish to Ag were used to calculate stability constants
for insertion into the MINEQL* program.
   To calculate conditional gin stability constants we consid-
ered two scenarios. The first scenario is the presence of a sol-
ute such as Na at a concentration that does not keep Ag off
the gills (no inhibition of Ag binding; Eqn. 1).
[Na] •
                        < [Ag] •
(1)
where [Na] = sodium concentration in the water, K = sta-
bility constant, Na-gillAg = sodium binding at silver bind-
ing sites on the gills, [Ag] = concentration of free silver in
solution (as calculated by MINEQL+), and Ag-gillAg = sil-
ver binding at silver binding sites on the gills.

-------
                                     Modeling silver binding to gills of rainbow trout
                                                   1849
   The second scenario is a solute such as Na at a concen-
 tration that keeps all Ag off the gills (complete inhibition of
 Ag binding; Eqn. 2).
                                                    (2)
Details of the derivation of these two equations can be found
in Playle et al. [IS]; a similar derivation can be found in
Midorikawa and Tanoue  [12].  For Equations 1  and 2,
MINEQL* was used to calculate free Ag from water chem-
istry and the total concentration of Ag. This calculation takes
into account side reactions involving Ag (e.g. [13]).
   Once conditional stability constants for the gills were es-
timated (see Results), they were entered into the MINEQL+
program. For each simulation the concentrations of Ca, Na,
Cl, DOC, Ag, and NO3 (=[Ag]> in the test water were en-
tered into the program. Water pH was fixed to the measured
value (i.e., pH changes at the gill surface were ignored; see
Playle et al. [IS]). This approach simplifies the model because
buffering capacity of the water does not need to be deter-
mined, and is appropriate because sensitivity analysis using
MINEQL+ indicated that Ag speciation is very insensitive to
changes in  water pH. Measured water temperature was also
entered into the model, and the system was considered open
to the atmosphere. The concentration of HCO J in the water
was assumed to be the same as that of Ca; this simplification
was tested using the more accurate Henderson-Hasselbalch
equation. In any case, sensitivity testing of the model indi-
cated that Ag binding to gills is unaffected by HCOf.

                      RESULTS
   Initial experiments in synthetic soft water showed that Ag
accumulation on gills of rainbow trout was significant at ex-
            0.00   0.04  0.05  0.22   0.39  0.60
                   silver concentration (//M)

Fig. 1. Silver accumulation on gills of 1- to 3-g rainbow trout ex-
posed to 0.04 to 0.50 /iM Ag for 2 to 3 h in synthetic soft water. The
clear bar represents no Ag added (control fish); striped bars repre-
sent Ag added. Asterisks indicate significant differences from con-
trol mean (*p < 0.05, **p < 0.01, ***p < 0.001). Error bars represent
95% C.I. about the means, with six fish per bar.
posures of 0.05 /iM and greater (Fig. 1; 2- to 3-h exposures,
Ca = 27 (Ml, Na = 152 /
-------
 1850
                                             N. JANES AND R.C. PLAVLE
                        14
                    •o  12
                    <
                     o
                     c

                    I
                    "o>
                                                50
       100
                                                                                     150
                                                       time (h)
Fig. 3.  Silver aocumulaion on gills of 1- to 3-g rainbow trout exposed to Ag for 6 d. Fish exposed to 0.06 pM Ag in the absence of thiosulfate
(•) showed significantly elevated gill Ag concentrations (asterisks; t test) compared to fish exposed to 0.07 pM Ag plus 2.S pM thiosulfate
(V). The cross at 147 h indicates significant gill Ag accumulation (p < 0.05,1 test) in the Ag-plus-thiosulfate treatment compared to control fish.
equilibrium program [11]. This program uses equilibrium
constants; some of the relevant constants from the program
are given in log K format in the Appendix. These values are
nearly identical to values used in other chemical programs
such as MINTEQA2/PRODEFA2 [17], and they  are close
to the equilibrium constants given in Morel and Hering [10].
   The silver thiosulfate complex (AgSjOJ) has a log A"
value of 8.80 (see the Appendix). It took about 29 tunes more
thiosulfate than Ag to keep Ag off trout gills (Fig. 2), so the
log Ag-gill conditional equilibrium constant must be >8.80.
The range of the Ag-gill conditional equilibrium constant can
be estimated using Equations 1 and 2, substituting J^Oj for
Na and AAC-SJO, for *N«-«niA«- Using Equation 1 (no protec-
tive effect of 1 pM thiosulfate), log A^.^niAg must be >10.0
(SjOj =  1  iM, logA'Ag.SjO, = 8.8,  free  Ag = 0.06
Using Equation 2 (complete protective effect),
must be < 10.3 (S2O3 = 2 jtM, log AXg^o, = 8.8, free Ag =
0.06 itM). Silver binding sites at the gill were inserted into
the MINEQL+ program as "gUlAg" (null component), then
defined as a complex with 1:1 Ag:gfllAg binding. From our
thiosulfate data (Fig. 2), we estimated 0.61 nmol binding sites
per fish (6.1 nmol Ag/g wet tissue for 0.07 pM Ag exposure,
no thiosulfate; average gill basket of our fish -0.1  g) and
entered 0.61E—9 for the molar concentration of the gillAg
component.
   Log AA^JIIA, values of between 10.0 and 10.3 were tried,
and the MINEQL+ program output values were compared
to the thiosulfate results of Figure 2. Best fit to the experi-
mental data occurred with log AA,.,^ = 10.0 and 0.61 nmol
binding sites per fish. Predicted values for these conditions,
using water chemistry available from the experiments (Ca =
18 itM, Na = 174 /iM, Cl = 100 /*M, pH 6.5,17°Q, are given
in Figure 4. The addition of thiosulfate to the system kept
Ag off the gills only at relatively high thiosulfate:silver mo-
lar ratios. The correlation coefficient between observed and
MINEQL+-predicted gill Ag (using log AXg^iAg = 10.0) was
r = 0.924 (p < 0.01).
   In contrast, free Ag* concentrations in the water, as cal-
culated by MINEQL+, decrease rapidly as the concentration
of thiosulfate is increased. If gill Ag concentrations were di-
rectly related to free Ag+ then observed gill Ag and gill Ag
predicted from free Ag* concentrations would track one an-
other, but the fit is poor (Fig. 4) and the correlation coeffi-
cient is not significant (r=0.525, p > 0.05). In other words,
although free Ag"1" is reduced by the addition of thiosulfate
to the water OogAAt.SzOj = 8.8; see Appendix), trout gills
successfully outcompete thiosulfate for Ag (log AAC-SWAS =
10.0), so gill Ag concentrations do not directly follow free
Ag* concentrations.

Complexation ofAg and competition
for Ag binding sites

   Complexation of Ag by Cl and dissolved organic carbon
(DOQ and competition by Na, Ca, and hydrogen ions (H*)
for Ag binding sites on the gills were investigated to better
define and model Ag binding at fish gills. The addition of
11.3 mM of Cl kept Ag off the gills during a 0.11/tM Ag ex-
posure for 2 to 3 h in synthetic soft water, whereas 1.5 mM
of Cl did not (Fig. 5;  Ca = 155 pM, Na = 396 ^M, 12°C,
pH 7.5). Chloride forms a number of weak complexes with
Ag, depending on the ratio of Cl:Ag (see Appendix). Using
Equation 1, log AA^O was estimated at <5.7 Gog AX,.,^ =
10.0, free Ag = 0.07 pM, Cl = 1.5 mM). Using Equation 2,
1°£ •KA(-CI was estimated at >4.8 Gog ^Ag-guiAt = 10.0, free
Ag = 0.07 i/M, Cl = 11.3 mM). Predicted gill Ag concentra-
tions given in Figure 5 will be dealt with in the next section.
   There was a general decrease in gill Ag as DOC concen-
tration increased, and  DOC concentrations of 24.2 mg C/L
kept Ag off the gills of trout (Fig. 6; 2- to 3-h exposures,

-------
                                       Modeling silver binding to gills of rainbow trout
                                                                    1851
                          10
                       I   6
                              0.0
0.5             1.0

    thiosutfate concentration
                             1.5
2.0
Fig. 4. Observed and MINEQL "^-predicted gill Ag concentrations for the thiosulfate data of Figure 2. Exposure was 0.07 pM Ag and 0 to
2 pM thiosulfate. in synthetic soft water, for 2 to 3 h. Error bars about the observed data (•) are the 95% C.I. Two predictions of gill Ag
concentrations were made using MINEQL"1". The first prediction used log ft/mm*. = 10.0 and 0.61 nmol binding sites per fish (O); for clar-
ity, these symbols are shifted to the right in the figure. The second prediction of gill Ag (T) was based directly on free Ag* in the water, as
calculated using MINEQL*. Gill Ag predicted using log A'A.^UA, = 10.0 was a much better fit to the observed data. The open circle in the
bottom left corner represents background gill Ag. See text for more details.
Ag = 0.17 /*M, Ca = 315 pM, Na = 386 pM, Cl = 265 pM,
14°C, pH 6.8). Using Equation 1 and an estimated value of
0.05 fiM Ag binding sites per mg C DOC (from [15]), it was
estimated that logAXi.rxx: < 9.2 (log A^^IIA. = 10.0, free
Ag=0.12^M. DOC =14.6 mgC/L=0.73 AtM). Using Equa-
tion 2, it was estimated that log AAC.DOC > 9-° Gog ^A«-fniA»=
10.0, free Ag = 0.12 pM, DOC = 24.2 mg C/L = 1.21 pM).
Predicted gill Ag values will be discussed in the next section.
   As an illustration of competition for Ag binding sites at the
              gills, 16 mM Na kept Ag off trout gills, whereas 1.6 mM Na
              did not (Fig. 7). Exposures were to 0.11 pM Ag in synthetic
              soft water, for 2 to 3 h (Ca = 155 fM, Cl = 265 jtM. 12°C,
              pH 7.5). From Equation 1 it was estimated that log AN.^UA,
              was <5.7 (log A'Aj.jniA, = 10-°« free A* = OM MM« Na =
              1.6 mM). From Equation 2, log AN*,^ > 4.7 flog AX,^DIA» =
              10.0, free Ag = 0.08 /iM, Na = 16.0 mM). Predicted gill Ag
              will be dealt with in the next section.
                 Competition for Ag binding sites by H* was investigated
                    0.3      0.4       1.5
                   chloride concentration (mM)
11.3
Fig. 5. Observed and predicted gill Ag concentrations in the pres-
ence of 0.3 to 11.3 mM Cl. The dear bar represents gill Ag concen-
trations from six control fish; striped bars represent fish gills from
0.11 j*M Ag exposures (six fish per bar).  Error bars are 95% C.I.
*•* = significantly greater than control concentrations (p < 0.001).
Predicted gill Ag concentrations (hatched bars) were calculated us-
ing the MINEQL+ program, with the insertion of the final param-
eters given in Table 1 (see text for details).
                             3.0     5.0     7.0     10.9    14.6

                                 DOC concentration (mg C/L)
                                                                                                                 24.2
              Fig. 6. Observed and predicted gill Ag concentrations in the pres-
              ence of 3.0 to 24.2 mg C/L DOC. Striped bars represent gill Ag con-
              centrations from fish exposed to 0.17 pM Ag, six fish per bar. *, **,
              *** = significantly greater than control concentrations (*p < 0.05,
              **/> < 0.01, ••*/> < 0.001, respectively). See caption of Figure 5 for
              more details.

-------
1852
                                             N. JANES AND R.C. PLAYLE
                                                                   Table 1. Input data used in the Ag-gill model
                                                           Complex
                      Initial log K
Final log A"
             0.4       0.4        1.6       16.0
                  sodium concentration (mM)

Fig. 7. Observed and predicted gill Ag concentrations in the pres-
ence of 0.4 to 16.0 mM Na. Striped bars represent gill Ag concen-
trations from fish exposed to 0.11 pM Ag, six fish per bar. See
caption of Figure 5 for more details.
using a Ag concentration of 0.06 pM Ag at pH 6.8,5.5, and
4.5 (2- to 3-h exposure, Ca = 260 pM, Na = 388 fiM, Cl =
250 pM, 12°Q. There was no inhibition of Ag binding to the
gills (all 6.0 to 6.5 nmol Ag/g wet tissue) at even the lowest
pH used. From Equation 1, the log H"*-gillAg conditional
equilibrium constant was estimated at <7.1 (log A'Ac.0UA( =
10.0, free Ag = 0.04 pM, pH 4.5 = 32 pM H+).
   Concentrations of Ca up to 10.6 mM did not reduce Ag
binding to trout gills (5 to 7 nmol Ag/g wet tissue, 2- to 3-h
exposure to 0.05 ^M Ag, Na = 399 pM, Cl = 265 jtM, 12°C,
pH 7.1). From these results and Equation 1, logA'c>.gQ1A(
was estimated to be <4.5 (log AA^UA, = 10.0, free Ag =
0.03 /iM. Ca = 10.6 mM).

Final modeling of Ag-gill interactions

   From the thiosulfate data (Fig. 2), the Cl and DOC com-
plexation data (Figs. 5 and 6), and the Na (Fig. 7), H+, and
Ca competition data, we estimated conditional equilibrium
constants, the number of Ag-gill binding sites, and the num-
ber of Ag binding sites on DOC (summarized in Table 1).
Using the constraints of these initial estimates, we introduced
the log AT values one by one into the MINEQL+ program
and best-fit predicted gill Ag concentrations to the observed
values by trial and error.
   The first fitting exercise was already described for thio-
sulfate and is illustrated in Figure 4,  and log A^^QIA, was
optimized to 10.0 using 0.61 nmol Ag binding sites per fish.
The DOC data were best predicted (Fig. 6) using 35 nmol
binding sites per mg C/L, log AAc.DOC of 9.0, and setting
1.0 nmol binding sites Ag per fish. This higher value for bind-
ing sites was used to scale the predicted values to the observed
values in Figure 6, because the introduction of DOC (back-
ground = 2.4 mg C/L) into the model reduced the amount
of Ag available to bind with the gillAg sites: The correlation
Ag-gillAg
Na-gillAg
H-gillAg
Ca-gillAg
Ag-DOC
H-DOC
10.0-10.3
4.7-5.7
<7.1
<4.5
9.0-9.2
4.0
10.0
4.7
5.9
3.3
9.0
4.0
                                                           Binding sites
                                                             gillAg: 0.6 to 1.9 nmol binding sites per fish (varied for scaling)
                                                             DOC: 35 nmol binding sites per mg C/L (initial = 50)

                                                           Initial conditional equilibrium constants (log K) were calculated from
                                                           the experimental data using Equations 1 and 2 (see text). Final log K
                                                           values were chosen by best-fitting the initial log K values to the ex-
                                                           perimental data.
 of this fit was 0.946 (p < 0.01). Varying the number of gill
 binding sites used in the model by a factor of two or three
 has little effect on the correlation between observed and pre-
 dicted values (varying binding constants has a much greater
 effect, because they are log values), and this was done to fit
 predicted values to the vertical scale of the figures. We had
 no data for H+ interactions with DOC, and we used  the
 value previously used in Playle'et al. [IS] of log A"H-DOC =
 4.0 (Table 1).
   The best fit to the Na data (Fig. 7) was log KNst.liUAe =
 4.7, with the number of Ag-gill binding sites 1.2 nmol per fish
 (r = 0.973, p < 0.05). Competition by H"*" for  Ag binding
 sites was more difficult to fit, because we did not have a com-
 petitive effect at pH 4.5, and to take an experiment with fish
'much below pH 4.5 is unrealistic. We assumed a full com-
 petitive effect at pH 3.5, so the final log A" value was set to
 5.9, with 1.1 nmol Ag-gillAg binding sites per fish. In a sim-
 ilar manner, full protective effect of Ca was assumed to occur
 at 150 mM Ca (with 1.4 nmol Ag binding sites per fish), and
 final logATanuiA, was estimated to be 3.3 (Table  1).  We
 could not physically keep Ca in solution in our system at con-
 centrations >11  mM.
   The Cl fitting (Fig. 5) gave an indication of the power of
 our modeling approach. Unlike Ag-DOC interactions, for
 which there are no equilibrium constants in MINEQL*, and
 the Na, H+, and Ca competition at Ag binding sites, for
 which equilibrium constants were calculated for the first time
 by us, the MINEQL"1" program already contained Ag-Cl
 equilibrium constants. Thus, no fitting was required, aside
 from setting log AA,.,^ = 10.0 and setting the number of
 gill binding sites to 1.25 nmol/fish. In the previous section,
 it was estimated from our gill Ag data that log K/^^ was
 >4.8 and <5.7. Running the MINEQL"1" simulation indi-
 cated that with 1.5 mM Cl and 0.11 pM Ag concentra-
 tions only AgCl was formed (log K=3.3; see Appendix), and
 Ag was still bound to the gills (Fig. 5). At 11.3  mM Cl and
 0.11 /*M Ag, MINEQL+ calculations indicated that AgClJ
 was formed (log A~Af-a2 = 5-3)> and  Ag was kept off the ^
 (Fig. 5). Log 5.3 is approximately midway between log 4.8
 and log 5.7, estimated from the gill Ag data of Figure 5

-------
                                     Modeling silver binding to gills of rainbow trout
                                                    1853
                   4.0
  Ag—9.0—DOC'
         water
        Ag—8.8—S2Oa

Ag—3.3-CI

        Ag-5.3-CU

Ca-3.2—CO,              H*
                                  Na
Fig. 8. Illustration of the interactions of the most important param-
eters in the Ag-gill model. Complexation of Ag in the water may
reduce Ag binding to trout gills, depending on the relative concen-
trations of the ligands and the relative magnitude of their conditional
equilibrium constants (log K values from Table 1 are indicated in
the figure). Competition with Ag at a single Ag-gill binding site
(asterisk) is also dependent on relative binding strengths and cation
concentrations.
      = log 5.5). The Cl data were a relatively independent
check of the fitting process, and the good fit between pre-
dicted and observed gill Ag (r - 0.956, p < 0.05) nicely il-
lustrates the power of the MINEQL+ aquatic chemistry
program.
   A schematic illustration of Ag binding to the gill, cation
interference with that binding, and Ag and H+ binding to
DOC is given in Figure 8. The log/rvalues for these reac-
tions are from Table 1; some of the more important equilib-
rium constants from MINEQL* (Appendix) are also given
in the water portion of the diagram. In essence, complexation
of Ag (e.g., by DOC) can occur in water, rendering Ag un-
available to bind at the gills, and cation competition with Ag
(e.g., by Ca) occurs at the binding sites on the gills themselves.
   Once Ag is on the gills, it can exert a toxic effect at  the
gill itself or after  active uptake or passive diffusion into
the gills, then into the blood of the fish. An indication of
the toxic effect of Ag is ion loss from rainbow trout into the
surrounding water (e.g., [7]). In two of our experiments
(Figs. 1 and 2) the concentration of Na in the synthetic soft
water was low enough (152 and  174 /tM, respectively) that
we were able to measure Na loss from the fish to the water
over 2 h (six 1- to  3-g trout per liter of water). There is an
Na diffusion gradient from inside the fish into the water
(plasma Na — 150 mM [7]). Sodium loss (net flux per unit
weight = Jnci [7]) plotted against gill Ag yielded a correlation
                                                                   2.5
    f 2-
                                                                   1.5
                                                                   1-0
                                                                b
                                                                «,  0.5
                                                                  0.0
                                                                                    5           10

                                                                             gill Ag (nmol Ag/g wet tissue)
                                                15
Fig. 9. Sodium losses from fish to the test water, on a pmol/g/h ba-
sis, plotted against mean gfll Ag concentrations. Each point was de-
termined from six, 1- to 3-g rainbow trout held in 1 L of test water
for 2 h. The regression line (r = 0.778, n = l2,p< 0.01) does not
include the outlying point indicated by the open circle. See text for
more details.
coefficient of r = 0.560 (p < 0.05) if all 13 data points are
considered. Omitting one outlier (presumably due to sample
contamination) yielded a more significant correlation of r =
0.778 (p < 0.01; Fig. 9). These results give some indication
that the acute effect of Ag at trout gills is an ionoregulatory
disturbance (see Discussion).

Model testing

   Once the model was constructed by inserting the final val-
ues given in Table 1 into  the MINEQL+ program, it was
necessary to test how well  the model predicted Ag accumu-
lation on fish gills. We ran a thiosulfate experiment in Lake
Ontario water to see how much thiosulfate was needed to
protect against Ag accumulation in natural, moderately hard
water, to compare with published thiosulfate protection
against Ag toxicity [3]. In  addition, we ran Ag experiments
in a variety of waters, to test the predictive capabilities of the
model. All predictions of gill Ag concentrations were made
using water chemistry given in Table 2, before viewing the
gill Ag results from die experiments.
   In water from Lake Ontario; only 0.5 j*M of thiosulfate
was needed to keep 0.09 pM Ag off trout gills (Fig. 10), and
predicted gill Ag matched observed values well (r = 0.954,
p < 0.001). For scaling predicted to observed results, the
number of gill binding sites  was set to 1.9 nmol per  fish.
Water chemistry for  the  Lake Ontario water used in the
model prediction is given  in Table 2.
   Observed and predicted gill Ag concentrations of fish held
2 to 3 h in Ag-supplemented  natural waters also correlated
well, with one notable exception. The exception was city of
Waterloo tapwater, hi which high gill Ag concentrations were

-------
 1854
                                              N. JANES AND R.C. PLAYLE
                             Table 2. Input exposure water chemistry data used in model testing
                                                                  Measured concentrations
                                                                                           Ag
Water
Reverse osmosis
Gait Creek
Salmon Lake
Grand River
Jack Lake
Dundas Pond
Lake Ontario
Waterloo tapwater
PH
7.9
8.2
7.5
8.2
7.4
8.1
7.8
8.3
• inji.
(mg C/L)
1.7
7.9
4.4
8.5
8.3
4.7
4.8
3.3
Ca
140
1,882
822
2,094
506
2,029
1,058
2,860
Na
1,090
505
46
1,045
78
489
545
980
a
784
664
32
1,146
32
505
602
1,249
Background
0.01
0.01
0.01
0.01
0.00
0.01
0.00
0.02
Ag added
0.06
0.10
0.09
0.10
0.08
0.09
0.12
0.06
          All values entered into the model are the mean of two or three measurements, except for background Ag where
          n— I. Exposure temperature was 15°C.
seen, whereas the model predicted nearly background levels
(Fig. 11). The model predicted low gill Ag because of the high
Ca, Na, and Cl concentrations hi the water, plus the mod-
erate DOC concentration (Table 2). The relationship between
observed and predicted gill Ag is dearly seen hi Figure 12,
where the straight line through observed and predicted gill
Ag, excluding Waterloo tapwater, has a significant correla-
tion coefficient (r = 0.8%, p < 0.01). The correlation includ-
ing Waterloo tapwater is not significant (r=0.543, p > 0.05).
   Likely reasons for the poor prediction of the Waterloo
tapwater results will be given hi more detail in the Discussion
section, but we suspected colloidal Ca as a factor. A filter-
ing experiment was run to try separating colloidal from dis-
solved Ca. Filtering with 0.45- or 0.2-pm filters gave similar
results, so they are averaged together. Jack Lake water gained
4 pM Ca and 6 jiM Na upon  filtering, Gait Creek water
gained 8 pM Ca and lost 6 /*M Na, while Waterloo tapwater
lost 72 /tM Ca and lost 8 /iM Na upon filtering. Small losses
or gains of Ca and Na after filtering probably represent an-
        0.00   0.00   005   0.10   0.60   1.00   2.00
                    thtosuHate concentration (pM)

Fig. 10. Gill Ag concentrations of rainbow trout exposed to 0.09/iM
Ag for 2 to 3 h in Lake Ontario water in the presence of 0 to 2 /iM
thiosulfate (15°C). Clear bar = no Ag; striped bars = 0.09 jiM Ag
exposure, with 95% C.I. indicated. *** = significantly greater than
control values at p< 0.001. Hatched bars = model-predicted gill Ag.
alytical variability, but the relatively large loss of Ca from
filtered Waterloo tapwater may indicate the presence of col-
loidal Ca.
   In addition to testing the model using a variety of waters,
we also added Ag and cadmium (Cd) together in a series of
exposures to determine if the presence of another metal
would affect Ag binding to trout gills. Cadmium was chosen
because it binds to fish gills with a similar binding constant
to that of Ag (log^cd-soicd = 8.6), and its accumulation on
gills at -0.1 pM exposure concentrations is as easily mea-
sured as is Ag [15].
   The presence of Cd did not significantly affect gill Ag con-
centrations, except for a tendency for slightly lower gill Ag
concentrations  (Table 3). Thus, the gill model predicts giu7
Ag equally well whether the exposure was to Ag alone (r =
0.896 (n = 8),p<0.01) or was in association with low con-
centrations of Cd (r = 0.886 (it = B),p< 0.01; including .
Waterloo tapwater, r = 0.344 (n = 9), p > 0.05). In these!
treatments, Ag and Cd concentrations were 0.09 ± 0.02 and
0.11 ± 0.01 pM, respectively (mean ± I so (n = 8)). Back-
ground Cd hi control exposures was 0.004 /tM (n = 2). The
significant difference between the controls (Table 3) was
likely an artifact of the choice of water used in the control
exposures: In the Ag-plus-Cd experiments the controls (no
metals added) were from Salmon Lake and Lake Ontario
(six fish from each), whereas the Ag controls were from all
waters (four fish from each) except Salmon and Jack lakes.
For  completeness, gill Cd concentrations are included in
Table 3: Of most interest is  the Waterloo tapwater result,
where Cd was kept off trout gills.

                     DISCUSSION

   We were able to calculate the equilibrium binding constant
for Ag binding to rainbow trout gills (log AA,.gmAg = 10.0),
with about 1.3  nmol Ag binding sites per fish. The binding
constant was determined from complexation experiments
with thiosulfate (log A^jOj = 8.8; Figs. 2 and 4). Know-
ing the Ag-gill binding constant, Ag complexation by Cl
(Fig. 5) and by dissolved organic carbon (DOC; Fig. 6),

-------
                                      Modeling silver binding to gills of rainbow trout
                                                                                   1855
                                     R.O.    GaltCr   Salmon   Grand R.   Jack    Oundas   Ontario   Waterloo
Fig. 11. Observed and predicted gill Ag concentrations for a series of lake waters to which 0.06 to 0.12 pM Ag was added. To scale the pre-
dicted values to the observed values, the predicted value for the reverse osmosis (R.O.) water was set to 1007* of the observed value. Means
with 95% C.I. are indicated. *, •*, **• = significantly greater than control values at *p < 0.05, **p < 0.01, and ***p < 0.001, respectively.
Controls are the mean of 24 fish held in all waters except Salmon Lake and Lake Ontario, four fish each. See Table 2 for full names and chemistry
of the waters.
and competition for Ag binding sites by Na (Fig. 7), Ca, and
H+, we were able to calculate other equilibrium binding con-
stants. These log K values were inserted into the MINEQL*
aquatic chemical equilibrium model [11] to model Ag-gill in-
teractions. This model (summarized in Fig. 8)  was used to
predict Ag accumulation on gills of trout held in Lake On-
tario water supplemented with Ag and tniosulfate (Fig. 10),
and to predict gill Ag of trout held in Ag-supplemented nat-
ural waters (Fig. 11). Variables needed  for prediction of gill
Ag were water pH and molar concentrations of Ag, DOC,
Ca, Na,  and Cl (Table 2).
   Although the model predicted gill Ag concentrations well
most of the time, it did not predict the high gill Ag concen-
trations in the Waterloo tapwater (Figs. 11 and 12). Water-
loo tapwater is very hard and is a mixture of well water and
Grand River water. This exception to the otherwise good pre-
                               dictions by the model may indicate a kinetic constraint on
                               the thermodynamic model. If the high concentrations of Ca,
                               Na, and Cl, and moderate amounts of DOC (Table 2), are
                               not available or are only slowly available to interact at Ag
                               binding sites at the gills or with Ag in the water, then their
                               protective effects will be overestimated. For example, Ca ex-
                               isting as colloidal CaCO3 would not necessarily be readily
                               available to interact at the gills. Our filtering experiment in-
                               dicated that some Ca may be in large enough colloids to be
                               retained by  0.45- and 0.2-fim filters, but most of the Ca,
                               whether colloidal or free in solution, passed through the fil-
                               ters. Colloidal particles passing through filters is a concern
                               when trying to speciate elements [18].
                                  The possibility of colloidal Ca being slow to interact at
                               fisH gills and thus slow to protect against Ag deposition on
                               fish gills is analogous to organic-metal colloids controlling
                         Table 3. Statistical comparison (unpaired t test) between gill Ag concentrations
                                   from the Ag and the Ag-plus-Cd-supplemented waters
                                        Gill Ag (nmol Ag/g wet tissue)
          Water
Ag exposure     Ag + Cd exposure
/test
Gill Cd (nmol Cd/g wet tissue)

Ag + Cd exposure   ANOVA
Controls
Reverse osmosis
Gait Creek
Salmon Lake
Grand River
Jack Lake
Dundas Pond
Lake Ontario
Waterloo tapwater
1.7 ± 1.1 (24)
11.2 ±3.1 (4)
6.8 ± 3.6 (8)
21.6 ± 9.3 (8)
7.8 ± 3.6 (8)
17.8 ± 8.6 (8)
9.9 ± 5.3 (8)
10.8 ± 2.3 (8)
23.8 ±1.4 (4)
2.S ± 0.8 (12)
8.5 ± 3.5 (6)
5.7 ± 1.3 (6)
16.4 ± 3.0 (6)
6.8 ± 1.3 (6)
14.2 ± 3.5 (5)
8.5 ± 2.0 (6)
9.5 ± 3.2 (6)
24.2 ± 5.4 (6)
p-0.03
p = 0.26
p = 0.49
p = OM
p = 0.57
p = 0.39
p = 0.55
p = 0.39
p = 0.91
•>
NS
NS
NS
NS
NS
NS
NS
NS
3.3 ± 0.5 (12)
7.1 ±1.6 (6)
4.8 ± 0.5 (6)
6.1 ± 1.5 (6)
4.3 ± 0.1 (6)
6.6 ± 1.4 (6)
5.2 ±0.7 (6)
5.5 ±0.9 (6)
4.1 ± 0.5 (6)
_
•**
•
•**
NS
***
•»
•*•
NS
          Mean ± 1 so (it). The correlation between gill Ag concentrations of the two exposures was r = 0.967 (9), significant
          at p < 0.001. Gill Cd concentrations for the Ag-plus-Cd exposure are also given (mean ± 1 so (n)). In this case the
          statistical test (one-way ANOVA followed by Student-Newman-Keuls test) compared gill Cd of exposed fish with
          control values.
          *p < 0.05. **/> < 0.01, ***p < 0.001.

-------
1856
                                              N. JANES AND R.C. PLAYLE
     30
     20
  TJ
  £
  3
  a
     10
                            10
                       predicted gill Ag
20
Fig. 12. Comparison of observed and predicted gill Ag concentra-
tions (in nmol Ag/g wet tissue) presented in Figure 11. The open cir-
cle represents the Waterloo tapwater result, which was not included
in the linear regression. See text for details.
trace-metal speciation in seawater [18]. The "onion" model
[18] suggests the existence of colloids composed of layers, so
that only the outer layer of a colloid is available to interact
in the water. It would therefore take time for metals on in-
ner layers of the colloid to react with a ligand, for example.
Calcium in Waterloo tapwater does not necessarily need to
be in colloidal "onion" form to reduce its effectiveness at
keeping Ag off the gills; it just needs to be in some form such
as colloidal CaCOj, which may only slowly dissociate. Sim-
ilarly, Na, Cl, and DOC in the water may not be in available
forms to be protective. Thus, a kinetic constraint on the
thermodynamic model may exist  for some waters such as
hard well water.
   Why, then, did Waterloo tapwater keep Cd off trout gills*
(Table 3), but did not keep Ag off the gills? The answer may
lie in the relative  Cd:Ca binding at Cd binding sites at the
gill, compared to Ag:Ca binding at Ag binding sites. Log
*ca-tiiicd = 8-6, and log Kc+jacd = 5.01151, a difference of
log 3.6 (-4,000 times). In contrast, log A^UA, = 10.0, and
log*c«-tuiA« = 3.3 (Table 1; Fig. 8), a difference of log 6.7
(-5 million times). Another way of viewing this question is
that 1 mM Ca kept O.OS pM Cd off the gills (a 20,000:1 ra-
tio; [IS]), whereas 10.6 mM Ca did not keep O.OS pM Ag off
the gills (a 212,000:1 ratio; see Results). Thus, Ca in a slowly
dissociating colloidal form would not reduce the protective
effect of Ca against Cd accumulation on gills as much as the
protective effect of Ca against Ag, because there would likely
be enough Ca in the free, fast-reacting form to interact at Cd
binding sites on the gills to keep Cd off the gills.
   Although our methods do not identify specific binding
sites on the gills for Ag, the  strength of Ag binding at the
gill (log A'Ag.guiA, = 10.0) suggests covalent binding to, for
example, sulfhydryl groups. Silver has a low ionic index (0.8)
and a high covalent index (2.9; see [8,19]), which also in-
dicates covalent rather than ionic binding (class B metal
cation; [20]). Cadmium also binds relatively strongly to gills
flog ^cd-»mcd = 8.6; [IS]). Cadmium has both a high ionic
index (4.1) and high covalent index (2.9), so Cd may form
ionic interactions with, for example, carboxyl groups  [8], or
may also bind covalently with sulfhydryl groups. In our ex-
periment Cd did not interfere with Ag binding to trout gills
(Table 3), which suggests that these metals bind at different
sites on the gills. Cadmium interferes with Ca uptake at fish
gills [21], whereas Ag interferes with Na and Cl balance in
fish [22], again suggesting different binding sites.
   Taken individually, unnaturally high concentrations of
DOC, Cl, Na, Ca, and hydrogen ion were required to keep
Ag off trout gills. Dissolved organic carbon at > 14.6 mg C/L
kept all 0.17 /iM Ag off the gills (Fig. 6), while our lakewater
values were £8.5 mg C/L (Table 2). Previously, ^4.8 mg
C/L DOC was needed to keep about 0.27 pM Cu off fish gills
[14]. With similar DOC-metal binding of about log K=9 for
each metal, these results corroborate the high affinity for Ag
at the gills  (logA^u^ = 10.0) compared to Cu binding
at the gills (log Acn-fincn = 7.4; [IS]). The log AA«-DOC and
log ACU.DQC values are in the weak range, as defined for Cu-
humic acid interactions in seawater [13].
   Chloride alone did not keep Ag off trout gills at rea-
sonable concentrations: >1.5 mM  Cl was needed to keep
0.11 j«M Ag off the gills (Fig. 5).  Average North Ameri-
can freshwater contains about 230 pM Cl ([10]; also see our
Table 2). LeBlanc et al. [3] found no toxicity of Ag in soft
water at a Cl:Ag molar ratio of 16,000:1. In our experiments,
103,000:1 Cl:Ag kept all Ag off the gills, and 14,000:1 Cl:Ag
did not keep Ag off the gills (Fig. S). The 16,000:1 Cl:Ag
ratio for no toxicity [3] is intermediate between our no pro-
tection and complete protection ratios. However, LeBlanc
et al. [3] added Cl as NaCl, so  would have had some addi-
tional protective effect due to Na (see below).
   Sodium, like Cl, had very little effect on Ag accumula-
tion on trout gills until very high concentrations were reached
(16 mM; Fig. 7). Average freshwater has about 390 fM Na
([10]; also see our Table 2). Calcium was expected to com-
pete with Ag for gill binding sites, but did not do so at up
to 10.6 mM. Average freshwater has about 500 /»M Ca ([10];
our Table 2). Similarly, H* did not successfully compete
with Ag even at pH 4.S. Calcium and H* therefore interact
at Ag binding sites at gills very weakly (Fig. 8).
   Taken together, complexing agents such as DOC, Cl, and
thiosulfate, and competing solutes  such as Na and Ca. ex-
erted cumulative protective-effects against Ag accumulation
on trout gills. For example, in the Ag and thiosulfate expo-
sures in Lake Ontario water, only S.6 times more thiosulfate
than Ag was needed to keep Ag off the gills (Fig. 10), as
opposed to the 29:1 S^.'Ag ratio in synthetic soft water
(Fig. 2). Less thiosulfate was needed to  keep Ag off trout
gills in Lake Ontario water because of the higher DOC, Ca,
Na, and Cl concentrations in Lake  Ontario water (Table 2)
compared to synthetic softwater (see Results for the first thio-
sulfate experiments). The ratio of thiosulfate to Ag in Lake
Ontario water (5.6:1) is remarkably close to that from Le-

-------
                                       Modeling silver binding to gills of rainbow trout
                                                     1857
 Blanc et al. [3], where a measured 5.7:1 SjOjiAg molar ra-
 tio eliminated Ag toxicity to fathead minnows.
    Cumulative protective effects of water chemistry were also
 seen in our experiments designed to test the Ag-gill inter-
 action model. Waters of lowest DOC and ion content (e.g.,
 Salmon Lake) showed highest trout gill Ag accumulations
 (both measured and predicted), and waters of highest DOC
 and ion content (e.g., Grand River) showed lowest gill Ag
 concentrations (Fig. 11; Table 2). The notable exception, as
 discussed earlier, was Waterloo tapwater.
    Sodium efflux from trout to the exposure water was gen-
 erally high when gill Ag concentrations were high (Fig. 9).
 Metals stimulate ion effluxes by affecting the permeability
 of tight junctions of gill epithelial cells, allowing an ion such
 as Na to passively diffuse down its electrochemical gradient
 [23]. Ion fluxes to water are a potential noninvasive tool for
 assessing metal effects on fish [7]. Our results iMlcate a Ag-
 induced impairment of ionoregulation in trout, which agrees
 with preliminary results of Wood et al. [22]. In their study,
 adult rainbow trout showed large losses of plasma Na and
 Cl (from about 140 to 100 mmol/L over 6 d) in response
 to -0.09 ftM Ag exposure in Lake Ontario water [22]. It is
 not known whether the losses were due to increased efflux
 or to decreased  active uptake of Na and Cl.
   In our 6-d exposure to Ag, trout exposed to Ag in the ab-
 sence of thiosulfate showed high initial Ag accumulations on
 the gills, followed by a decline in gill Ag (Fig. 3). This accu-
 mulation pattern has been seen for other metals such as alu-
 minum [24], and likely represents initial metal accumulation
 followed by sloughing of the metal with mucus. Mucus se-
 cretion at the gills is a standard acute response of fish to a
 toxicant [25]. Note that we had no fish mortalities in our
 6-d experiment despite the fact that the Ag concentration
 (0.06 nM)  in soft water without thiosulfate was within the
 range of LCSOs for soft water (e.g., [1]).
   The small but significant accumulation of Ag on gills of
 fish exposed 147 h to Ag plus thiosulfate (Fig. 3) may be a
 result of enough time for the very low concentration of free
 Ag"1" to interact at the gills, likely through a disjunctive path-
 way of ligand exchange [26]. Alternatively, this Ag accumu-
Jation may represent diffusion of the AgS2O3 complex into
 the gills. Although acute accumulation of metals on the gills
 is due to free ions, not complexed metal  [14], diffusion of
 complexed metal may become important over the longer term.
   In conclusion, we have been able to determine Ag-gill
 equilibrium binding constants, and  we have inserted these
 values into an aquatic chemistry equilibrium model to pre-
 dict Ag interactions at trout gills. The model considers com-
 plexation of Ag in the water surrounding a fish and cation
 competition for Ag binding sites on the gills. In essence, we
 have inserted biological components  into a powerful aquatic
 chemistry program. This approach will ultimately allow bet-
 ter understanding and prediction of interactions of metals
 such as Ag with sensitive biological membranes.
Acknowledgement-We thank Kent Burnison for supplying and
analyzing the DOC used in this study. We also thank Lydia HoUis
and Diane Stanley-Horn for their capable laboratory assistance.
Evelyn Playle assisted with lake and pond water collection. This re-
search was supported by internal research grants from Wilfrid Lau-
rier University and by a research grant from the Natural Sciences and
Engineering Research Council of Canada.
                     REFERENCES

 1.  Davits, P.H., J.P. Goetd, Jr. and J.R. Sinley. 1978. Toxicity of
    silver to rainbow trout (Salmo gairdneri). Water Res. 12:113-
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 2.  Nebeker, A.V., C.K. McAnliffe, R. Mshar and D.G. Stevens.
    1983. Toxicity of silver to steelhead and rainbow trout, fait,
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 3.  LeBUnc,GA.,J.D.MastODe,A.P.Ptradice,BXWQson,H.B.
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    ciation on the toxicity of silver to fathead minnow (Pimepha-
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 4.  Diamond, J.M., D.G. Madder, M. Coffins and D. Gruber. 1990.
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 5.  Taylor, M.C., A. Demayo and S. Reeder. 1980. Guidelines for
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 6.  Lauren, DJ. 1991. The fish gill: A sensitive target for water-
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    delphia, PA, pp. 223-244.
 7.  Wood, C.M. 1992. Flux measurements as indices of H+ and
    metal effects on freshwater fish. Aquat. Toxicol. 22:239-264.
 8.  Reid, S.D. and D.G. McDonald. 1991. Metal binding activity
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    fish. Aquat. Sci. 48:1061-1068.
 9.  Pagenkopf, G.K. 1983. Gill surface interaction model for trace-
    metal toxicity to fishes: Role of complexation, pH, and water
    hardness. Environ. Sci. Technol. 17:342-347.
10.  Morel, F.M.M. and J.G. Hering. 1993. Principles and Applica-
    tions of Aquatic Chemistry. John Wiley & Sons, New York, NY.
11.  Schecher, W.D. and D.C McAvoy. 1992. MINEQL+: A soft-
    ware environment for chemical equilibrium modeling. Comput-
    ers, Environment and Urban Systems 16:65-76.
12.  Midorikawa, T. and E. Tanone. 1994. Detection of a strong
    ligand for copper in sea water and determination of its stabil-
    ity constant. Anal. Chim. Acta 284:605-619.
13.  Hirose, K. 1994. Conditional stability constants of metal com-
    plexes of organic ligands in sea water: Past and present, and a
    simple coordination chemistry model. Anal. Chim. Acta 284:
    621-634.
14.  Playle, R.C, D.G. Dixon and K. Burnison. 1993. Copper and
    cadmium binding to fish gills: Modification by dissolved organic
    carbon and synthetic ligands. Can. J. Fish. Aquat. Sci. SO:
    2667-2677.
15.  Playle, R.C., D.G. Dixon and K. Burnison. 1993. Copper and
    cadmium binding to fish gflls: Estimates of metal-gill stability
    constants and modelling of metal accumulation. Can. J. Fish.
    Aquat. Sci. 50:2678-2687.
16.  SlgmaSUt. 1992. SigmaStat Statistical Software, Version 1.02.
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17.  Allison, J.D., D.S. Brown and KJ. Novo-Gradac. 1991.
    MINTEQA2/PRODEFA2, a geochemical  assessment model for
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    vironmental Protection Agency, Washington, DC.
18.  Mackey, DJ. and A. Zlrino. 1994. Comments on trace metal
    speciation in seawater or do "onions" grow in the sea? Anal.
    Chim. Acta 284:635-647.
19.  Nieboer, E. and D.H.S. Richardson. 1980. The replacement of
    the nondescript term 'heavy metals' by a biologically and chem-

-------
1858
                                                 N. JANES AND R.C. PIAYIE
    ically significant classification of metal ions. Environ. Pollut.
    18:3-26.
20. Sturom, W. and J J. Morgan. 1970. Aquatic Chemistry. John
    Wiley & Sons, New York, NY.
21  Verbost, P.M., J. Van Roolj, G. Flik, R.A.C. Lock and S.E.
    Wenddaar Bonga. 1989. The movement of cadmium through
    freshwater trout branchial epithelium and its interference with
    calcium transport. /. Exp. Biol. 145:185-197.
22. Wood, C.M., S. Monger and C. Hogstrand. 1993. The physio-
    logical mechanisms of toxkity of sflver and other metals to fresh-
    water fish. Proceedings, First International Conference on
    Transport, Fate, and Effects of Silver in the Environment, Mad-
    ison, Wl. August 8-10, pp. 89-92.
23. Evans, D.H. 1987. The fish gill: Site of action and model for
    toxic effects of environmental pollutants. Environ. Health Per-
    spect. 71:47-58.
24. McDonald, D.G., CM. Wood, R.G. Rhem, M.E. Mueller, D.R.
    Mount and H.L. Bergman. 1991. Nature and time course of ac-
    climation to aluminum in juvenile brook trout (Salvelinusfon-
    tinalis): I. Physiology. Can. J. Fish. Aquat. Sci. 48:2006r2015.
25. Florence, T.M., G.M. Morrison and J.L. Sunber. 1992. Deter-
    mination of trace element speciation and the role of speciation
    in aquatic toxicity. Sci. Total Environ. 125:1-13.
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    nol. 24:242-252.
                       APPENDIX

   Selected equilibrium constants (K) from the MINEQL+ com-
puter program (version 2.0) (SjO3 = thiosulfate).
          Complex
log/:
AgSjOJ
Ag(SjOj)j~
AgCl
Agcir
AgaJ-
AgCl*~
AgNO,
NaSjOJ"
NaCO,~
NaHCOj
CaSp,
CaCO,
CaHCO,*
HSjOf
HCOj"
H2C03
8.80
13.60
3.27
5.27
5.29
5.51
-0.29
0.60
1.27
10.08
1.90
3.15
11.33
1.70
10.33
16.68

-------
                      In press  in Environmental
                      Science and Technology
vi
r
 Binding of Nickel and  Copper to
 Fish  Gills  Predicts  Toxicity  When
 Water Hardness Varies, But Free-Ion
 Activity Does Not

 JOSEPH  S. MEYER.' '
 ROBERT c.  SANTQRE'* IOE p   unRmjr/n
 :ARRY D.  lH-BTU-rt-JcoNME  j. BOESEK)
 PAUL R. PAQUIN,' HERBERT  E.  ALLEN,'
 HAROLD  L. BERGMAN.* AND
 DOMINIC  M. DITORO*
 Department of Zoology and Physiology, University of
 Wyoming, Laramie, Wyoming 82071-3166. HydroQual inc..
 1 Lethbridge Plaza. Mahwah. New Jersey 07430. and
 Department of Civil and Enilronmental Engineering,
 University of Delaware. Newark. Delaware 19716-3120
Based on a biotic-ligand model (BLM), we hypothesized
that the concentration of a transition metal bound to fish gills
([Mgu]) will be a constant predictor of mortality, whereas
a free-ion activity model is generally interpreted to imply that
the chemical activity of the aquo ("free") ion of the
metal will be a constant predictor of mortality. In laboratory
tests, measured (Ni^) and calculated ICUgJ were
constant predictors of acute toxicity  of Ni and Cu to
fathead minnows (Pimephales promelas) when water
hardness varied up to 10-fold, whereas total aqueous
concentrations and free-ion activities of Ni and Cu were
not Thus, the BLM. which simultaneously accounts for (a)
metal speciation in the exposure water and (b) competitive
binding of transition-metal ions and other cations to
biotic ligands predicts acute toxicity better than does free-
ion activity of Ni or Cu. Adopting a biotic-ligand modeling
approach could help establish a mere defensible,
mechanistic basis for regulating aqueous discharges of
metals.
lotroriictioi
For several decades, water hardness (the sum of the nor-
malities of the divalent cations in solution) has been known
to affect toxicity of transition metals to aquatic organisms.
with mortality at a specified total dissolved metal concentra-
tion decreasing as hardness increases (J). The U.S. Envi-
ronmental Protection Agency (USEPA) method to compen-
sate for the hardness effect in site-specific discharge permits
has been to calculate a hardness-adjusted LC50 (median
lethal concentration at a specified exposure time) using a
regression equation of the form
                ln(LC50) = a-]n(H; T b
                                                              (1)
where H = water hardness and a and  b are regression
coefficients fined to toxJciry data (e.g., refs 2.3}. However.

  • Corresponding author phcne  (307 766-2017-tax  (307.766-
5625: e-mail:  meyeo@uwyo.edu.
  1 University of Wyoming.
  « HydroQual. Inc.
  » University of Delaware.
hardness is the only water-quality parameter for which such
a procedure is used. Other water-quality parameters that
modify metal toxicity (e.g.. pH, alkalinity, dissolved organic
carbon (DOC), total suspended solids (TSS)) can be accounted
for only by using costly acd time-consuming,  site-specific
toxicity testing and tortuous calculations that still have no
underlying mechanistic bads (e.g., water-effects ratios (4)).
   To provide a more mechanistic basis forpredicting toxicity
of metals to aquatic biota, the free-ion-activity model (FIAM)
was proposed (5. 6). Based mainly on research in which
toxldty correlated with free-ion activity as the concentrations
of organic ligands and dissolved organic matter were varied
in exposure solutions (Tables 1 and 7 in ref 6). the FIAM has
generally (but incorrectly) been interpreted to imply that a
constant degree of biological effect (e.g.. mortality) win occur
at a constant chemical activity of the aquo  C free") ion of a
metal ({M2'} for divalent transition-metal  cations such as
Cd2-. Cu2". NT2". Pb2-. andZn2-). independent of other water-
quality parameters. However, free-ion activity does not
appear to be a good predictor of toxicity across some water-
quality conditions (6), including when water hardness varies.
   Building on that concept a recently resurrected surface-
interaction model (7) of metal binding to fish gills not only
incorporates an equilibrium between {M2'} and the con-
centration  of metal accumulated at binding sites on the giU
surface (fl) but also incorporates competition of M2' with
other cations (e.g., Ca2', H~] for binding at the receptor sites.
Historically. Zitko and Carson (9) suggested  the  cation-
competition concept prior to Pagenkopf s  (7)  formal pre-
sentation of a chemical-spedation model that incorporated
a biotic ligand. And although Morel (5. p 303) stated in his
explanation of the FIAM, *_ the free metal ion activity is the
parameter  that determines the physiological effect of die
metal ~.", he later specifically mentioned (a) the importance
of cation competition for binding sites on the surfaces of
biotic ligands (5. p 307) and (b) the relationship between
measurable physiological effects and the degree of cora-
plexation of metals with reactive ligands on (or in) organisms
(5, p 303). According to this type of model which we refer
to as a biotic-ligand mode! (BLM) to distinguish it from the
current general interpretation of the FIAM. free-ion activity
is anecessary but not sufficient component to describe metal
accumulation and, presumably, toxicity. Thus, bioavaflabiliry
of metals can be decreased in two ways: (1) by decreasing
{M2-} and. thus, decreasing the potential for M to bind to
receptor sites (e.g..  as increasing  [DOC] does through
equilibrium partitioning aaong the dissolved ligands) or (2)
by increasing the concentrations of competing cations and,
thus, decreasing the amount of M bound to receptor sites
(e.g.. as increasing {Ca2'} does).
  We hypothesized that if the BLM is correct, the amount
of a specified metal accumulated on fish gills (JMgaJ. expressed
as mol M-g tissue*1) will be a constant predictor of mortality.
independent of other water-quality parameters (except when
{H-} becomes high enough to cause add toxicity). Borgmann
(7) and Pagenkopf (7) alluded to but did not directly test this
concept for fish exposed to transition metals, although it
later was tested with Atlantic salmon (Salmo solar] exposed
to Al and Zn as pH varied '10). Herein we present the first
published evidence that {M2'} is not a constant predictor of
metal toxicity to fish as water hardness increases, but !M,aJ
is.

Experimental Section
Ni Toxicity Tests. We  exposed subadult (1-6 g) fathead
minnows (FHM; PimephcLes promelas) to NiSO4 in four 96-
10 102Ves9M71Sq CCC J18 00
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h. continuous-Dow toxidty tests. In each test, a control and
11 serially diluted concentrations of Si (25% decrease in
[NitouiJ at each serial dilution) were tested in a mixture of
well water and reverse-osmosis-treated, deionized (RO-DQ
well water at the University of  Wyoming's Red  Buttes
Environmental Biology Laboratory. Exposure waters con-
tained a different concentration of Ca and a different series
of N1SO4 concentrations in each test, but temperature, pH.
alkalinity, and [DOC1 remained constant Water-quality
parameters (average or range of values) were as follows:
temperature. 20 °C pH. 73 (range = 7.2-7.5); alkalinity. 0.5
mN: DOC. <03 mg CM.'1; and major ions (mN) ICa2' - 03-
4.8 (varied among tests by adding 0. 1.0.2.6. or 4.5 mN of
Cadj to the base mixture of well water and RO-DI water to
adjust hardness); Q~. 0.02-4.7  (varied among tests as
addition of CaCt varied): K: 0.03; NV. 0.04; Mg2*. 021:
NOT. 0.02; SO4*~, 0.03-6.7 (varied within and among tests
as addition of N'iSO, varied)).
   For each Ni concentration and the control, 20 FHM were
placed in one aquarium, and 10 or 15 FHM were placed in
a second aquarium. Fish in the first aquarium were monitored
for survival through 96 h. and the [NinaJ LC50 was calculated
by linear regression of the logit transformation of mortality
(ln(m/(l-m)). where m is the mortality proportion) on In-
([Xinud). The LC50 was the [Mom) at which the predicted
logh(mortality) equalled zero.
   Fish in the second aquarium were removed in groups of
5 at 24 h. and their gills were excised, rinsed in control water
for 10 s. blotted dry. wet-weighed, and digested at 86 C for
6-8 h in an equrvolume mixture of 70% trace-metal-grade
HNOj (prepared in ultrapure water) and tfeOj (30%). The gill
digestates were then diluted to a known volume and analyzed
for [Niffl] by flame atomic absorption spectroscopy  (MS).
Aqueous (Niu^J  also was analyzed by flame AAS. Quality
control  for Ni analyses included repeated  injections of
samples (typically s5% relative standard deviation among
Ni concentrations determined in replicate injections) and
periodic analysis of certified reference standards (a prior set
of samples was rerun if analyzed  vahie differed from the
reference standard's certified value by >20%). We sampled
gills at 24 h because results of preliminary studies indicated
accumulation of Ni by FHM gills was relatively rapid and
consistent with  a one-compartment uptake-depuration
model in which the amount of Ni accumulated at 24 h was
~85% of its predicted asymptotic value. Thus, sufficient Ni
associated with (i.e.. accumulated on or in) the gills before
the majority of FHM began dying in exposure concentrations
that bracketed the LC30. Median lethal accumulations (LASOs.
analogous to the term LC50) of  Ni on FHM gills were
calculated by regressing logit mortality) on Inl.'NigoJ).
   Based on (a) the measured exposure-water quality and
(b) published  stability constants  (but with  log K values
adjusted to zero ionic strength using the Davies equation
(11)) for complexes of the major anions with the major cations
and Ni (12). we calculated [NP-J and {Mi*-}  at the (NiauJ
LC50 for each toxicity test using the geochemical spedation
program MINTEQA2 (13).
   Ca Toxidty Calculations. To further test our hypothesis,
we analyzed published acute-toxicity data for FHM exposed
to CuSO4 at various water hardnesses. Erickson et aL (14)
conducted 12 96-h static-nonrenewal toxidty tests in which
larval FHM were exposed to CuSO4, and [Ca2-] and [Mg2']
were adjusted to vary water hardness among the tests (tests
•none' and 'add 2 mN CaSCV in set S2 and all 10 tests in
set S3 in their Table 2. all of which were conducted at pH
7.8). We calculated {Cu2"} and [Cu^i] at the [Cuc»i«J LC50
in each test by entenng ICUi^oi^J, other inorganic water-
quality parameters (IS], and IDOCI 0 8 mg-L"1) into the
geochemical  specianon program  CHESS (16). For these
calculations, the CHESS model was used to simulate (a) Cu-
          2.
   II
   II
   in <*£
   Uo
                                         [NigJ
                    Hardness (mN)
RGURE1. Measured 9S-hLC5fe (Median ledulcoMeatrations) for
INwl [NP-L and {HP*} in exposure witers and USDs (modiu
lethal •emulation. express* oo • wret weight 
-------
       5
          0.2,
     o  0.0
«•«. o.u* -
.s >
9^
*~i '» 0.01 -
fit
,3 0.00 .
C.
..* - : 	 	 • —
-P 	
                           Ca  (mN)
R6URE2. (a) Measured 96-hLCSh(medfee lethal cettentratioBs)
for f-fc^i.nl in exposure waters, (b) calculated 96-b LCSOs for
{Co1-}, and (c) calcalated LASfe (mediaa letfaal accumulation,
expressed on a wet weight (ww) of tissee basis) for F^yJ for
fathead minnows (FHM) exposed to CaSOi at  various water
baldnesses (M). LCSOs are Ci coacentratioe flD or cbeaucal activity
({}) averaged over the 96-b exposare; lASOs are calcalated tissae
harden of to associated with HOI gills at 2-3 b (but corresponding
to 50% mortality at 96 b). Least-satires linear regression slopes are
(a) U08 [P< OJ001L (b) OJM17 (T < 0001L and (c) 0000710 (P =
0308).

explained as  foDows. First, the decreasing slope at higher
[Ca] might result from competition between Car' and Cu2'
binding to the -1 rng-L'1 of DOC  that was present in the
Lake Superior water in their toxicity tests (14). As a resuh of
this cation competition. {Cu2*} would have increased as ICa]
increased at a given [Civ&nmd]—thus, tending to increase
FHM mortality (i.e., decreasing the LC30 below the vahie
expected in the absence of DOM). Winner (18) reported such
a hardness-mediated increase in toxitiry of Cu in me presence
of hurnic acid, and Penttinen et aL (19: reported a loss of the
protective effect of DOM as water hardness increased when
Daphnia magna were exposed to Cd. Second. Cu disrupts
ionoregulation in fish (20).  Because  gills may  be more
permeable to body ions at low [Ca] than they are at higher
[Cal (2Q). the lower than expected Oidi»oM LCSOs at low
ICaj might result from diminished, direct  physiological
protection by gill-bound Ca—a process that is not accounted
for by our BLM. This might also explain why the LASOs of
[Nifjul (Figure 1) and (CUfodcu (Figure 2c) appear to increase
slightly at  low hardness and approach plateaus at high
hardness. Third. Erickson et aL (14) only plotted results from
their toxicity test set 52 in their Figure 3. and the nonlinearity
of their Figure 3 was influenced strongly by the two extreme
LC50 values. However, when we included two additional data
points from their toxicity ten set S2 with  their set S3, the
trend appears to be more linear at the high [Ca. end of our
curve (Figure 2a) than it does at the high  hardness end of
their curve. Finally, combined with ute uncerainty about
the LC50 estimates 'see 95% confidence intervals in Table
2 and Figure 3 in (741). the apparent curvilinear relationship
at low [Ca, in Figure 2a might even be an artifact
   We conclude that accumulations of Ni and Cu on FHM
gills are approximately constant predictors of toxicity when
the concentration of Ca (the major competitor with Ni and
Cu for binding to the  gill) in exposure waters increases.
whereas the free-ion activities of Ni and Cu in exposure waters
are not constant predictors cf toxftiry. This also appears to
be valid when pH is varied among Cu toxicity tests, although
{Cu2-} is just as good a predictor of toxicity as [Cu^oc is
when JDOC! is varied (2/). And, emphasizing the importance
of cations other than Ca2" as competitors with some metals.
K- (but net Ca1*) ameliorates acute and chronic toxichy of
thallium (TI) to the amphipod Hyaklla azuca, and body
burden ofTlis an approximately constant predictor of chronic
lethality and growth effects across a range of aqueous K~
concentrations (221. Therefore, the BLM. which simulta-
neously accounts for (a) metal spedation in me exposure
water and .*b) competitive binding of transition-metal ions
and other cations to biotic Hgands predicts acute toxicity
better than does free-ion activity of Cu, Ni. and TL
   Adopting a biotic-ligand modeling approach could help
advance the  regulation of aqueous discharges of metals
beyond the current phenomenological approach and es-
tablish a more defensible, mechanistic basis. In the future.
regulatory limits might be based on accumulation of metals
on biotic figands (e.g.. fish gffls, soft tissues of invertebrates.
algal ceflsj  measured in the field or predicted in dynamic
simulation models that would estimate the number of daily
exceedences of a regulatory Emit at a site downstream from
a metal discharge (21}. However, H~ (JO) and Caf~ (20) bound
to fish gills perform important, direct physiological functions
(e.g, altering membrane permeabuity and ion transport)
beyond just competing with transition-metal  cations for
binding sites. Such beneficial functions have not yet been
incorponued into a BLM. Thus, biotic-Egand modeling could
be used to complement (but not totally replace) toxicity
testing. b>- providing much greater temporal coverage than
is currently feasible within the financial constraints and time
limitations of standard  fish, invertebrate, and algal toxicity
tests.

Ackiiwiei'ineals

This research was  funded by a cooperative agreement
between the U.S. Environmental Protection Agency and the
University of Delaware; a gran from the International Copper
Association: and a grant tc J.S.M. rand others) from the
National Science Foundation's EPSCoR  Prcgram. Ellen
Axtmann assisted with the geochemical speciation calcula-
tions. Comments from three anonymous reviewers improved
the manuscript


litentire Chel

 (1) Borgnann. U. In Aquatic Toxicology  Nriagu, }. O., Ed.: John
    \VOey ind Sons: New Yon. 1983; pp 47-72-
 '2) Ambient Water Quality Crxria for .•iickel - !>&. U.S. Envi-
    ronmental Protection Agenrr. Washi£gton.DC1986:EPAWO/
    5-66-U4.
 '3) Ambient  Water Quality Criteria /or Copper  -  1984 U.S.
    Emnrcnmental Protection Agency. Wishington. DC. 1985; EPA
    440/5-*4-031.
 ••I) traenm Guidance on Dete~ninatton and Use cf Water EFeca
    Rano V.Wrtofc. U-S. Environmental Pwtection.^ency: \\ash-
    ingtcf. DC 1994- EPA/823 B-94/001.
 •5) MorttF Pnncip& of Aquae Chemizry. John Wiley and Sons:
    New '.ork. 1983
                                                                       VOL u. NO «. «JH/EN.'RON SC. kTECHNCL«C

-------
 (6) Campbell P. G. C In Metal Speciatton and Bloanf-labUiiy in
    Aquatic Sjitemr. Testier. /L. Turner. D. R-Eds^ John Wiley and
    Sons: Oiichester. 1995; pp 45-102.
 C7) PagenkopL G. K. Entiron. Set Ttchnol 1983. 17,312-347.
 (8) Playle. R. C; Dixon. D.G.- Burn-son, K. Cm./. Flsh-Aquat. Sci
    1993. 50. 2678-2667.
 (9) Zitko. V.: Canon. W. G. Oimophm 1976. 5. 299-303.
(10) Roy.R-R.:CampbeaP.G.CAjaaj:r<»jrtot 1995.33.155-176.
(11) Sertiz. S. NU Allison. |. D^ Periue. E M: Allen. R E: Brown.
    D. S. Wtowr Acs. 1996.30.1930-1933.
(12) .VIST Critically Selected Stability Constonu of Metal Complexes
    Database. Version 5.0. fflST Sundard Reference Database 4&
    National InstituteofStandards indTechnology:  Gafchersburg.
    \rfj 1998
(13) Allison, J. D.: Blown. D. S.; Navo-Gradac. K. I. MCfTEQM
    PRODEFA2. A Geochetnical Assessment Model for Environmental
    Systems:  Version 3.0 Uter't Manual. US. Environmental Pro-
    tection Agency: Washington. DC 1991; EPA/600/3-91/021.
(14) Erickson. R. I.: Benoit. D. A.: Manson, V. IU Neboa H. P.. Jr.:
    Leonard. E N. Environ. Taxuci. Chem. 1996. 15.131-193.
(15) Erickson. K J J Benoit. D. A.: MKaon.V.KAProtar)T*Taxlciijr
    Factors Model for Siu-spetific Copper Water Qualm Criteria;
    US. Environmental  Protection  Agency:  Ouluth. MM. 1987
    (revised 1996).
(16) Santore. R. C; DriscoO. C T. In Chemical Equl&rium and
    Reaction Models: Loeppeit R. Schwab. A. P, Goldbtfg, S.. Edi:
    American Society cf Agronozzy: Madisco. \V1.1953: pp 357-
    J/3.
(17) Tipping, E Comput Ceosci 1994.20. 9*3-1023.
(18) IVInner. R. W. Water Res.  1983. 19.449-455.
(19) Penrtinen. S.; Kostaao. A.: Kuikonen. ]. V. K. Envinn. ToxiosL
    Chem. 1998.17.24£6-2503.
120; McDonald. D. & Reader. I. P.- DalzieL T. R. K. In Acid Toiiarr
    and Aquatic Animate Morris. -L R.. Ta>iar. E W.. Brown. D. j.
    .V. Brovsu). A, Frls: Cambnc^e Unvieniy Press- Cambridge.
    UK. 1989: pp 221-242.
CD DfToro.D.M.;AUen.H.E:Berp3an.aL:Mahoro'.).D4Me>tr.
    I. S.;  Paquin.  P. JU  Santor*. R. A. Chemisuy of copper
    bioavaOabOiry:  a model of acute uwdcity to fish (nanuscript.
02) Borgmann. U.: Chraai. V.; Nonrood, W. P.- Lechner I. Environ.
    Poltut. 1998. 99. 105-114.


Received for review ]uty 15, 1398. Revised manuscript re-
ceived December 29,1398. Accented January 4,1S99.

ES980715Q
O • ENVIRON. SC & TECHNCU / VOL a. NO u. uu
                                                     PAGEEST 33

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                      In press  in  Environmental
                      Science and  Technology
 A  Mechanistic Explanation  for the
 ln(LC50) vs  In(Hardness) Adjustment
 Equation  for Metals

 JOSEPH  S. MEYER*
 Department of Zoology and Physiology, University of
 Wyoming, Laramie, Wyoming 82071-3166
I demonstrate that a combination of (a) competitive
binding of transition-metal cations, hardness cations, and
protons to transition-metal-binding  sites on fish gills
and (b) aqueous complexation of transition-metal cations
by HCOs~ and CDs2" explains why the regression slopes of
In(LCSO) vs In(nardness) for five divalent transition metals
(Cd, Cu, Ni. Pb, and Zn) are ~1,  where LC50 is the
median lethal concentration. For these calculations,  I
assumed the amount of the transition metal bound to the
fish gill at 50% mortality is constant (i.e., independent of water
quality). Although the slopes theoretically should vary
between 0 and 2 (at extremely low and high hardness.
respectively), a slope of ~1 is expected at midrange hardness
(~2Q-2QO mg-L"1 as CaCOj) if alkalinity covaries with
hardness—a common condition in most laboratory toxicity
tests. But if alkalinity is held constant while hardness is
varied, a slope of ~0.5 is  expected at midrange hardness.
Although predictions of LCSOs using regressions of In-
(LC50) vs In(hardness) might be acceptable for regulating
discharges of transition metals to waters in the midrange
of hardness, extrapolations beyond this range might drastically
overpredict metal toxicity.


Introduction
Toxicity of transition metals to  aquatic biota varies as a
function of several water-quality parameters (e.g., hardness,
pH, alkalinity, concentration of  dissolved and paniculate
organic matter) (7,2). The U.S. Environmental Protection
Agency (USEPA) water quality criteria for Cd, Cu, Ni, Pb, and
Zn (3- 7) specifically account for die increase in LC50 (median
lethal concentration} as water hardness increases,  using
regression equations written in the following general form
            ln(LC50) = a-ln(haidness) + b         (1)
where a = slope, b = ordinate intercept LC50 is in units of
/ig-L-', and hardness is in units of mg-L"1  as CaCQj. The
form of this equation has never been mechanistically justified;
instead, eq 1 merely provides a convenient, empirical fit to
the data. Surprisingly, though, the slopes for all five transition
metals are ~1 (range - 0.76-1.27; Table 1).
   In this paper, I propose an explanation for these apparently
coincidental relationships between LC50 and water hardness.
This argument is based on the concept of competitive binding
of cations to fish gills (8,9).

Model
1 present the model in terms of H~, Ca2*, and a generic.
divalent transition-metal ion M2' binding to fish gills.

  • Corresponding author phone (307)766-2017; lac (307)766-5625;
e-mail: meyeij@uwyo.edu.
                                TABU 1. Coefficients for the Equations Predicting Acceptable
                                Concentrations (pg-L-'i of Transition Metals is i Function of
                                Water Hardness (rng-l-' is CiCOj) for Freshwater Biota
                                Exposed to Cd. Co. lli. Ph. and Zir5

                                 metal    slope*    intercept*    dependent variable     re!

                                  Cd     1.128    -3.828    criterion max. concn    (3]
                                  Cu     0.9422    -1.464    criterion max. concn    (4)
                                  Ni     0.76       4.02     final acute concn       (5)
                                  Pb     1.273    -1.460    criterion max. concn    (6)
                                  Zn     0.8473     0.8604   criterion max concn    (7)
                                  • The coefficient • in eq 1. »The coefficient b in eq 1. 'The general
                                fonnc4trttpc«dtaorequationbdepeno*«viriable«exp{
                                + intercept).


                                However, it also applies to Mg2* instead of (or in conjunction
                                with) Ca*- as the hardness modifier of toxicity. The model
                                also may apply to other biotic ligands such as soft tissue of
                                invertebrates.
                                   Equilibrium equations for binding of Ca2* and M2* to
                                sites at which M binds on a fish gill can be written as (9)
                                and
   (MegUlM]

' IM'+HegfllMI
                                                          ICasgfllMl
                                                                                 (2)
                                                                                 (3)
                                where XM^DM = stability constant  for M2*  binding to
                                M-binding sites on the gill (L-mol-'). Kca^tu = stability
                                constant for competitive binding of Ca2* to M-binding sites
                                on the gill (L-mol-1). IM2*] = aqueous concentration of M2*
                                (mol-L'1). [Ca2*J«=aqueous concentration of Ca2* (mol-L-1).
                                (egillMl = concentration of unoccupied M-binding sites on
                                the gill (mol-L"1), [MagulM] = concentration of MegfllM
                                complexes (mol-L-1), and (Ca»gillMl = concentration of
                                CaegillM complexes (mol-L-1).
                                   For simplicity. I have ignored activity coefficients in these
                                equations. Moreover, I have expressed the concentrations of
                                the binding sites and the MagfflM and CasgillM complexes
                                as if they are uniformly distributed in the exposure water.
                                This implies that the  fish gills are in equilibrium with the
                                entire volume of water in the exposure chamber.
                                   Combining eqs 2 and 3.1 express [M**l as a function of
                                ICa2-):
                                          (M
                                             2+1
             [CaH
                                                                       ,2+1
(4)
                                   Assume (MegillM) at 50% mortality is constant (i.e..
                                independent of hardness, as demonstrated recently for Cu
                                and Ni (1O) and first proposed as a general concept by (1)
                                and (S)). Equation 4 can be rewritten as
                                                             ICa'1
                                                                                 (5)
                                              t
                                where LCSQgg^isthe concentration of the aquo ion of M that
                                causes 50% mortality, and f is a constant (- (Xc*»0W
                                ^M^avO'IMBgillMljonraxt^). Combining eq 5 with the equi-
                                librium spedation relationships in the Appendix, the LC50
                                of a divalent transition metal to fish can be approximated
                                algebraically as a function of pH, water hardness, alkalinity,
                                A*
                                                                                        -
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 TABU 2. Approximations to Eq 7 it Variois Alkalinity and Hardness Conditions

 baldness       alkalinity           approximation to tq 7*

          constant
                                                              axplanatlon
                            ln(LC50) a 0.0-ln([Cal*l) + ln(«  At low [Ca2*L [Ca2*]/lCasgillMI (= iyu.9w*iEB""viii
                                                           is approximately constant because the concentration of
                                                           unoccupied M-binding sites on the gill ([«glllM])
                                                           is approximately constant (i.e., little Ca binds to the gill,
                                                           causing little change in IMsgillMJ, [HsgillM] and
                                                           IsgillM)); thus. IndCa2*}) a InflCasgillM]) -t- In(constant).
          equal to hardness  In(LCSO) CM 0.0-ln([Caz*l) + ln(«  Same as above, and Alk (alkalinity) approaches zero as |Ca2*l
                                                           approaches zero.
          constant          In(LCSO) a 1.0-ln([Ca2*]) + ln(M  If [MsgillM) is constant at 50% mortality (independent
                                                           of tCa2*]), {CasglllM] will approach* COMWInt	
                                                           (= [BgMIMumi] - [MsgillML- eq A-5) as Ca fills the
                                                           remaining binding sites on the gill (i.e., as H* is
                                                           outcompeted and no unoccupied M-binding sites remain).
  high    equal to hardness  ln(LC50) a 2.0-ln([Ca**]) + ln(«  Same as above, but Alk = hardness results in LC50 «
                                                           (Ca2*p «.«., ln(LC50) = ln(lCa**J) + ln(AJW +
                                                           In(constant) - ln([Ca2*]) + ln(ICa**J) + In(constant)).
  • It to a composite constant that in each equation, represents the products of the individual fa and all other terms (or ratios of terms) in eq
7 that are approximately constant when hardness is extremely low or high.
   low
   low

   high
the amount of Ca2* bound to the transition-metal-binding
sites on the fish gill and the amount of unoccupied metal-
binding sites, as follows (see derivation of eq A-4 in the
Appendix)
  (Ca'+l        	
[CasgillM) \* '  ID-""
                             1+-
                                      r + JT'-Alk)   (6)
where LCSCKjmaftis the total dissolved metal concentration
at 50% moruuify, Alk is the alkalinity of the exposure water
(eq-L.-1). and k" and V" are constants. Taking the natural
logarithm of both sides results in a relationship that begins
to resemble eq 1:
               tofJQr**!) - InUCaggillM])
          IO-PH + r».AlkJ
                                             ln(ifcO (7)
Because kT'-AJk «1 + IT/IO-*1 at low alkalinity and f"-AIk
» 1 + ir/lQ-f" at high alkalinity, eq 7 simplifies and attains
the same form as eq 1 when hardness is very low (e.g., <~1
mg-L-1 as CaCQj) or very high (e.g., >~1000 mg-L"1 as
CaCOj). At low hardness (either when alkalinity is constant
or when alkalinity equals hardness), the slope approaches 0
(Le.,ln(LCSO)aO.O-ln([Caz+])-Hn()k).wherefcisacomposite
constant:  Table 2); at high hardness the slope approaches
either 1 or 2, depending on whether alkalinityis held constant
(slope approaches 1; i.e.. ln(LC50) a 1-0-lndCa5*]) + ln(ft);
Table 2) or alkalinity equals hardness (slope approaches 2;
i.e., bidJCSO a 2.0-lnUCa2-]) + ln(*); Table 2).

Example
To demonstrate the effects of hardness, alkalinity and pH on
transition-metal toxidty, I present results of simulations for
Cu binding to fathead minnow (FHM; Pimephalespromelas)
gills. These calculations incorporate all of the Cu complexes
and activity coefficients ignored for heuristic purposes in
the previous section and in the Appendix Although it would
be more mechanistically appropriate to express LCSOs of Cu
in units of^M and hardness and alkalinity in units of meq-L'1,
I have retained the more traditional units of/tg-L'1 for LCSOs
and ing-Ir1 as CaCO) for hardness and alkalinity to allow
easier comparison to the historic database on metals toricity.
   Using toxidty data reported for FHM larvae by Erickson
et al. (11). I first calculated the amount of Cu bound to the
FHM gills at 50% mortality using the geochemical spetiation
program  MINTEQA2 (12). For  this  and the subsequent
                                               10000,
                                                             ,T*  1000
                                                                slope
                                                             O
                                                 100
                                                                                               1000    10000
                                                                         -1
                                                      Hardness  (mg-L  as CaCO,)

                                         FIGURE 1. Predicted LCSOs of CdMi to fathead minnows as hardness
                                         varies at pH 7. assuming that the amount of Ca bound to the gills
                                         is constant at 50% Mortality (U, independent of water qualityJ. C«
                                         bound to the gills was held constant at 365% of the 10~* M te-
                                         binding she*. The solid curve b predicted LCSOs when alkalinity
                                         equals hardness; the dashed cum is predicted LCSOs when alkalinity
                                         is held constant at SO mg-L-' as CaCO>
                                         calculations in this example, I assumed the density of Cu-
                                         binding sites was 10~* M (Le., ~1 g of fish per L of exposure
                                         water).  Although this  choice of binding-site density is
                                         arbitrary, the  calculations were insensitive to  changes in
                                         binding-site density ats!0-*M. Based on Figure 1 in Erickson
                                         et al (11). I assumed the 96-h LC50 of Cu in How-through
                                         exposures is 0.2/iM (12.7/ig-L'1) at pH 7.0 and alkalinity and
                                         hardness equal to ~50 mg-L"1 as CaCOj. Additionally,  I
                                         replaced the default stability constants in M1NTEQA2 with
                                         the values in Version 5.0 of the National Institute of Standards
                                         and Technology's electronic database U3) (but with log K
                                         values adjusted to zero ionic strength using  the Davies
                                         equation (14)) and  used conditional stability constants
                                         reported for binding of Cu2-, Ca2*, and H* to FHM gills (log
                                         K= 7.4,3.4, and 5.4, respectively (9)). Because (a) those gill-
                                         binding constants are not precise estimates and (b) the ionic
                                         strength of the  exposure solutions in which they were
                                         determined was  only  -0.0001  M (Le.. using  the Davies
                                         equation (14), <4% correction would be needed to adjust for
                                         nonzero ionic strength), I did not correct the gill-binding
                                                                                                      (2
• • ENVIRON. SO. & TECHNOL. / VOL. xx. NO. xx. xxxi

-------
       10000
    ~.  1000
    o
    S>   100
    §
    o
                             100     1000   10000
              Hardness (mg-L*1 as CaCO3)

FIGURE 2.  Predicted LCSOs of Co** to fathead minnows as pH
varies from 5 to 9. based to the assumptions that (a) the amount
of Cu bound to me gills at 50% mortality is 365% of the 10~* M
Co-binding sites and (b) alkalinity equals hardness.

constants to zero ionic strength. Under these conditions at
25 °C 36.5% of the Cu-binding sites on the gill were occupied
by Cu at the LC50. The remaining sites were occupied by Ca
(32.1%) or H (0.7%) or were unoccupied (30.7%).
   Then I calculated the total aqueous concentration of Cu
(Cunoi) needed to achieve the same amount of Cu binding
at other hardnesses and alkalinJties but still at pH 7.0. If the
amount of Cu bound to fish gills is constant at 50% mortality,
this Cum* is the predicted LC50.1 used two scenarios for
these simulations: (a) with alkalinity equal to hardness and
(b) with alkalinity held constant at 50 mg-L"1 as CaCOj.
However, because the stability constants I used for gffl binding
are conditional (Le., not true thermodynamic constants
because they win tend to vary as a function of pH. hardness,
etc.). my calculations of percentage occupancy of gill binding
sites and. hence, LCSOs of Cuom are only approximations.
   As shown theoretically  in  the  previous section, the
predicted LC50 of Cu*** increased as hardness increased
(Figure 1). The slope of bi(LC50) vs Inftiardness) approached
zero at low hardness for both scenarios (alkalinity equal to
hardness or alkalinity constant); whereas  the slope ap-
proached  1.0 at high hardness when alkalinity was held
constant, and the slope approached 2.0 at high hardness
when alkalinity equaled hardness. When pH was varied, the
predicted LC50 at a specified hardness decreased consider-
ably aspH decreased £rom9to6(Figure 2). However.between
pH 5  and 6 the predicted LC50 decreased only slightly at
high hardness, and it increased at low hardness.

Disnssioi
Based on the assumptions that (a) the amount of a divalent
transition-metal cation bound to a fish gill at 50% mortality
is constant (Le., independent of water quality) and (b) protons
and hardness cations compete with the transition-metal
cation for binding at these sites, it is not surprising that all
of the slopes of the ln(LC50) vs biQiardness) regressions for
Cd, Cu. Ni, Pb, and Zn reported in the USEPA water quality
criteria documents  (3-7) are -1. Although  the  slopes
theoretically could range from 0 to 2 (at extremely low and
high hardness, respectively; Figures 1 and 2), the following
rules-of-thumb apply:
   1. If hardness and alkalinity are extremely low (e.g., <~1
mg-L"1 as CaCOj), metal complexation with HCCv
                                                            10000 i
     1000-
  i
  I
                                                              100 1
                                                                10
       0.1
             'A
                    10
100
1000     10000
            Hardness  (mg-L*1 as CaCOg)

FIGURE 3. Data ned la (4) to generate the slope of OJ4 for the
regression of ln(LC50) on In(hardaess) for Ca. The solid carve
represents the simulated LCSOs calculated in this paper; the dashed
line is a slope of 1. Species abbreviations are DM - Dipbaiatnigaa,
DP = Diptiaia policaria, CS = Chinook salmon. CTT = cutthroat
trout RBT = rainbow trout FHM = fathead minnow, and BG =
bluegilL

is negligible and competition by Ca2* for M-binding sites is
minimal because of  the large percentage of unoccupied
binding sites on the gill. Thus, an incremental increase in
hardness and alkalinity has almost no effect on metal binding
to the fish gill, and the slope of ln(LC50) vs InOiardness) is

   2. But if hardness and alkalinity are extremely high (e.g.,
> 1000 mg-L'1 as CaCOj, a large percentage of the metal in
solution is complexed with  HOV  or C
-------
 pHs and alkalinities. and (c) the range of hardnesses is too
 narrow to clearly demonstrate the curvilinear relationship.
    Although hardness and alkalinity are approximately equal
 in many surface waters (including those used in many unddty
 tests), some transition-metal toxidty tests are conducted at
"constant alkallnit$while hardness is varied (or vice versa)
 to demonstrate the effect of hardness (or alkalinity) on metal
 toxitity. In the midrange of hardnesses, the slope of the In-
 (LC50) vs in(hardness) regression  for divalent transition
 metals should be ~0.5 when alkalinity is maintained constant
 Supporting this prediction, I found a slope of 0.50 (r2 = 0.85,
 P = 0.0002) when I regressed ln(LC50) on In(hardness) for
 the 10 data points in Figure 3 of Erickson et al. (11) (96-h
 LCSOs for FHM larvae exposed to Cu; hardness ranged from
 37 to 134 mg-L-1 as CaCOj).
    A similar effect of alkalinity on transition-metal toxidty
 should occur as hardness is held constant Thus, it is  not
 surprising that Erickson et al.  (//) (their Figure 1) only
 observed ~30-40% increases in LC50 of Cumd when they
 increased alkalinity from -45 to ~150 mg-L"' as CaCCb at
 pH between 7 and 9 and a hardness of ~45 mg-L'1 as CaCOj
 (J5). Such small effects of alkalinity on LC50  would be
 predicted if the slope of the  ln(LC50) vs  In(alkalinity)
 regression in this alkalinity range was ~0 J—a realistic value
 because hardness was held constant At higher alkalinities,
 Erickson et al. (11) in theory would have seen a greater
 percentage increase in LC50 for the same percentage change
 in alkalinity, whereas at low alkalinities, they would have
 seen almost no effect of alkalinity on the LC50. Knowledge
 of alkalinity and hardness is cmdal to accurately predict the
 LCSOs of transition metals using bi(LC50) vs Infhardness)
 regressions.
    Erickson et aL (11) (their Figure 1) also showed that LC50
 of Cuncrf increased as pH Increased between  6 and 9. This
 agrees with the gill-binding theory (Figure 2), because
 competitive binding of protons to the gOl at pH 2:6 is minimal;
 thus, the only effect of increasing pH is to increase the COj*~
 concentration (at constant alkalinity) and the amount of Cu
 complexed with that ligand. However,  at pH  <6 proton
 binding to the gill can be significant because (H*] becomes
 high enough (> 10~« M) for protons to compete with Ca*+
 and Cu*"* (i.e., [H*]-KHmjKU approaches [Ca2*|-Ao^Bc»and
 ICu^J-Ko-fiicu). Therefore, at low alkalinity and hardness,
 the LC50 of Cutocd at pH 5 theoretically should be higher than
 at pH 8:6 (Figure 2), but at high alkalinity and  hardness, the
 reduction in complexation of Cu by HCQr and C0j*~ caused
 by the tower pH should help offset the increase in the LC50
 of Gin* that otherwise might occur. This prediction does
 not take into account the potential onset of add toxidty at
 pH <6 that will be caused by accumulation of protons on the
 gill,  a process that would tend to decrease the Cuum
 concentration at which 50%  mortality occurs  when  the
 toxicants act jointly.
    I have presented examples for Cu because of the extensive
 LC50 and  gill-binding data available.  However, similar
 hardness-related trends should occur with Cd, Ni, Pb, and
 Zn. In general, I predict the slopes of ln(LC50) vs m(hardness)
 for these four transition metals  will tend to be lower than
 they are for Cu in the same hardness range (if alkalinity
 covaries with hardness), because Cd, Ni, Pb, and Zn have
 lower affinities for COs2* U3). But if alkalinity Is held constant.
 I predict the slopes for all five transition metals will be
 approximately the same in the same hardness range. The
 pH-related trends for toxidty of Cd. Ni, Pb, and Zn to FHM
 are less pronounced (Pb) or are the opposite (Cd, Ni, and Zn)
 of the trend for Cu (16), in part  because  the chemical
 spedation of Cd, Ni, Pb, and Zn is much less affected by
 changes in pH than is the spedation of Cu (1).
    In conclusion, the LC50 of a transition metal at a specified
 hardness can be predicted with relatively minor error in the
hardness range 20-200 mg-L'1 as CaCOj by knowing the
LC50 at a different hardness and assuming (a) a slope of -1
for the relationship between In(LCSO) and In(hardness) and
(b) alkalinity covaries with hardness. Such predictions might
be acceptable for regulating discharges of transition metals
to surface waters. But extrapolations to hardnesses outside
this range might drastically overpredict the toxidty of the
metal (e.g., extrapolating from an LC50 determined at a
hardness of -30 mg-L'1 as CaCQ) to point A or B in Figure
3). Conversely, starting with an LC50 determined at a relatively
low or high hardness, extrapolations to midrange hardnesses
might drastically underpredia the toxidty of the metal. Such
errors might be magnified 'if the alkalinity does not change
proportional to the hardness in these extrapolations. Rather
than relying on amechanistic bi(LC50)  vs  In(hardness)
regression equations, a better approach might be to calculate
uptake of transition metals using a biotic-ligand model and
then predict toxidty from an empirical relationship between
mortality and the amount of accumulated metal.

Acknowledgments

This research was funded by a subcontract to the University
of Wyoming under a grant from the International Copper
Association to  HydroQual, Inc., a subcontract to the Uni-
versity of Wyoming under a cooperative agreement between
the U.S. Environmental Protection Agency and the University
of Delaware, and a National Science Foundation EPSCoR
grant to the University of Wyoming. EOen Axtmann assisted
with the geochemical spedation calculations. Comments
from Williams Adams, Herbert Allen, Paul Paquin, and two
anonymous reviewers improved the manuscript

Appenfu

Mass Balance on Metal In Solution. To construct a tractable
mass balance for a divalent transition-metal cation to which
fish are exposed in a toxidty test, I make the following three
assumptions:
   1. No partides or organic ligands are present.
   2. Complexes of divalent transition-metal cations with
more than  one HCQr. COj2". or OH~ (e.g., CuftttXhh0.
CutCOjh2-, Cu(OH) A or Cu(OH)r) are negligible. Although
this is not correct at high pH and alkalinity, the complexes
can be ignored for heuristic purposes.
   3. At acutely lethal concentrations under realistic biomass
loadings (e.g., <10 g fish*L~'), the amount of the transition
metal that complexes with the fish gills will be a negligible
percentage of the total amount of dissolved metal remaining
in the water. For example, MacRae et aL (1 7) estimated 0.03
/imol Cu-binding sltes-g-' wet  weight of rainbow trout
(Oncorhynchus myktss) gUL If the gQl constitutes <5% of the
wet weight of a rainbow trout, then the < 10 g fish-L"1 will
be able to bind < 1 pg Cu-L"1. Because not all of the dissolved
Cu will be present as Cu*" (the spedes that presumably is
in equilibrium with binding sites on the gill) except at pH s6
and because a large excess of Cu would be needed to saturate
the Cu-binding sites on a fish gill flog KCH.&CU = 7.25-7.5
(9, 1 7)). the amount of Cu bound to fish gills at acutely lethal
concentrations (LCSOs usually » 1 /ig-L~') will be a relatively
small percentage of the total Cu in the exposure water.
   Thus, an approximate mass balance on the total amount
of the transition metal in the exposure system is
|M2*1 + [MOHl
                                               (A-l)
   Ignoring activity coefficients, the governing equilibrium
 equations  (with stability constants for the metal-ligand
 complexes listed in (13)) are
 D • ENVIRON SCI. & TECHNOL. / VOL xx. NO n. uaa

-------
                                     10
                                       -u
  (HC03"1

[H+HC032-J "

      IMOrf]
                                       10
                                         ,10.33
                             |M2+HOH-]

                              1MHC03*1
                            IM2>(HC03-J

                               [MC03°1

                            [M21-[C032-]

      Additionally, assuming the aqueous system is buffered
   only by the hydroxyi and carbonate/bicarbonate systems,
   the alkalinity (Alk, expressed as eq-Ir1) is (18):
          Alk=P  + IHCOj'] +

      Substituting these relationships into eq A-l produces

   By combining eqs 5 (which expresses the LC50 of M2* as a
   function of [Ca**l and [CandllM)) and A-2, the LC50 of die
— cowl dlssotvea metal UA3JW.J) can  °e  expressed as a
   function of (a) the competitrvTouiding of cations at the gfll
   surface and (b) the equilibrium of the free-metal ion with
   the aqueous inorganic figands, as follows:
^ -- x.
   Equation A-3 can be simplified for heuristic purposes to the
   following approximation
                     [C**
                   lf,nn
                   [CaEgillMJ
     (l + -^5
     V    IQ-P"
                                                    (A-4)
   where Jfand f" are constants.
      Mass Balance on GDI Binding Sites. Assuming H*. Cal\
   and M2* are the only cations of importance that bind to the
   M-binding sites on a fish gill (although Mg2*  could be
                                     substituted for or act in combination with Ca2+), an ap-
                                     proximate mass balance for the M-binding sites on the gill
                                     is
                                                                           IMeglllM) + [CasgillM] + [HsgfllM] +
                                                                                                            NgiUM]
                                                             or
                                     [CasgillM) = (sgiUMttttll - ((MsgillMJ + {HsgillM] +
                                                                             (sgillM]) (A-5)

                                     literature Cited
                                      (1) Borgmann, U. In Aquatic Toxicology, Nriagu, I. O., Ed; John
                                         Wiley and Sons:  New York. 1983; pp 47-72.
                                      (2) Campbell, P. a C In Metal SpedaOon and BloavailabWty in
                                         Aquatic S/stemr.Tessiet, A., Turner, D. R., Eds.; John Wfley and
                                         Sons: Chichester, 1995; pp 45-102.
                                      (3) Ambient Water Quality Criteria for Cadmium - 1984. U.S.
                                         Environmental Protection Agency: Washington, DC 1985; EPA
                                         440/5-84-032.
                                      (4) Ambient Water Quality Criteria for Copper -  1984. U.S.
                                         Environmental Protection Agency: Washington, DC, 1985; EPA
                                         440/5-84-031.
                                      (5) Ambient Water Quality Criteria far Nickel - 1986. U.S. Envi-
                                         ronmental Protection Agency: Washington. DC 1986; EPA 440/
                                         5-86-004.
                                      (6) Ambient Water Quality Criteria far Lead - 1984. US. Environ-
                                         mental Protection Agency. Washington. DC 1985; EPA 440/
                                         5-84-027.
                                      (7) Ambient Water Quality Criteria for Zinc - 1987. VS. Environ-
                                         mental Protection Agency: Washington, DC 1987; EPA 440/
                                         5-87-003.
                                      (8) Pagenkopt G. K.  Environ. Set TechnoL 1983, 17, 342-347.
                                      (9) Piayie,R.C;Dixon,D.G.;BiimlsoaK.Ciin./.Rtft.A7uatSci
                                         1993, 50. 2678-2687.
                                     (10) Meyer, ). S*- Santore, R. C: Bobbin, I. P.; DeBrey, L. D^ Boese.
                                         C J.; Paquin. P. H.; Allen, H. E.: Beipnan. H. L; DfToro. D. M.
                                         Environ. Set TechnoL                              ~~
(1 1) Erickson, R. I.; Benoit, D. A; Mattson, V. R.; Nelson, R P., Jr^
    Leonard, £ N. Environ. TaxicoL Chem. 1996, IS, 181-193.
(12) Allison, I. 04 Brown. D. S.; Novo-Gradac. K. I. MDTTBQA2I
    PRODEFA2.A GcochemicalAssetsment Model for Environmental
    Systems: Venlon 3.0 Uteri Manual. U.S. Environmental Pro-
    tection Agency:  Washington. DC 1991; EPA/600/3-91/021.
(13) NET Critically Selected Stability Constant! of Metal Complexet
    Database. Version 5.0. NET Standard Reference Database 46;
    NationallnstmiteofStandanbandTechnology: Gaithersburg,
    MD, 1998.
(14) Serkiz, S. M.; Allison. I D.; Perdue, E M; Alien. R E: Brown,
    D. S. Water Ret. 1996, 30, 1930-1933.
(15) EricksoaR-J.; Benoit, D. A; Mattson, V.R. A Prototype rociciO1
    Factors Model far Site-specific Copper Water Quality Criteria;
    OS. Environmental Protection Agency. Duluth, MN, 1987
    (revised  1996).
(16) Schubauer-Berigan,M.IC;Dierkes,I.R.;Monson,P.D.;Ankley,
    G. T. Environ. ToxicoL Chem. 1993, 12, 1261-1266.
(17) MacRae, R. K.; Smith, D. E; Swoboda-Colberg, N.; Meyer, I. S.;
    Bergman, RL Environ, roiicol. Chem. Accepted for publication.
(18) PanicaiM.l.f. Aquatic Chemistry Conceptx Lewis:  Chelsea, ML
 '   1991; p 171.

Received for review July IS, 1998. Revised manuscript re-
ceived November 30,1998. Accepted December 15, 1998.

ES980714Y
                                                               PAGE EST. 44   VOL. xx. NO «. moot I ENVIRON. SCI & TECHNOL • E

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Gill  Surface Interaction  Model  for Trace-Metal Toxicity to Fishes:  Role of
Complexation,  pH,  and Water Hardness

Gordon K. Pagenkopf
Department of Chemistry, Montana State University, Bozeman, Montana 59717
• A model has been developed to account for the varia-
bility in trace-metal toxicity to fishes at different values
of alkalinity, hardness, and pH.  The model utilizes
trace-metal speciation, gill surface interaction, and com-
petitive inhibition to predict effective toxicant concen-
tration (ETC). Copper, cadmium, lead, and zinc bioassay
data have been utilized.

  A review of the many research projects that have in-
vestigated trace-metal toxicity to fishes provides at least
three general conclusions: (1) for a particular trace metal,
some chemical species appear to be more toxic than others;
(2) the presence of elevated concentrations of the hardness
cations ions, Ca2+ and Mg2"1", reduces trace-metal toxicity,
(3) LC50 concentrations vary from metal to metal. These
are not the only generalities of course, but they do provide
a basis for the development of a model that can account
for changes in toxicity as a function of pH, complexation
capacity, and hardness of the test waters. Currently there
is disagreement regarding the relative importance of water
     hardness and trace-metal complexation (1-4). This pape>
     presents a model that combines both factors. What follow.-
     is an identification  of the chemical principles that arv
     believed  necessary to couple trace-metal toxicity to pH,
     hardness, and trace-metal complexation. The identified
     principles are utilized to formulate quantitative relation
     ships, and finally, predicted variation in trace-metal tox-
     icity is compared to that observed in laboratory testa,

     Basis for Gill Surface Interaction Model (GSIM)
       The following are set forth as basic to the development
     of GSIM:
       (1) For acute toxicity to fish, trace metals alter the gill
     function, and the fish die as a result of respiratory im-'
     pairment.
       (2) Of the trace-metal species present in a test water,
     some are significantly more toxic than others.
       (3) The gill surfaces are capable of forming complexes
     with the metal species and hydrogen ion present in the test
     waters.
342  Environ. Sci Technol., Vol. 17, No. 6, 1983
0013-936X/83/0917-0342S01 50/0  © 1983 American Chemical Society

-------
   (4) The rates of metal exchange between the gill surfaces
 and test waters are fast when compared to the time re-
 quired for a bioassay test.
   (5) The gill surfaces have a finite interaction capacity
 per unit weight.
   (6) Competitive inhibition exists between the hardness
 metals and the toxicants, which include the trace metals
 and hydrogen ion.
   A variety of experimental observations, both chemical
 and biological, will be utilized to substantiate the model

 Model Development
   Excessive mucous secretions are often observed when
 fish are stressed by elevated concentrations of trace metals
 (5-7) and hydrogen ion (8).  In addition trace metals may
 be concentrated in the gill tissues (9,10) with the mech-
 anism of toxicity apparently being related to salt and water
 balances within the gill tissues (11,12). The physiology
 associated with the toxic action of trace metals is extremely
 complicated, and it is not the intent of this paper to discuss
 or even speculate as to the mode of action. This model
 utilizes competitive equilibria to predict changes in the
 chemical activity of metal species associated with gill
 surfaces. This associated ion activity correspondingly in-
 fluences the physiological function of the gills.
   Gill membranes consisting of phospholipids could pro-
 vide a surface of a net negative charge and the sites nec-
 essary for the formation of Lewis acid-base complexes with
 the metal ions and hydrogen ion.  The interaction may be
 classified  as surface complexation (adsorption) or ab-
 sorption as long as exchange is rapid and it is reversible.
 A schematic representation is shown in eq 1 with copper

              Cu2* + ^=S"~ *=* =SCu~"'1'2          (1)

 as the Lewis acid.  The surface is represented by ssS"",
 which designates a group of Lewis base sites that collec-
tively is capable of forming surface complexes with the
 metal  species.  This approach permits application of
 chemical principles that have been successfully utilized in
 the interpretation of more precisely defined and controlled
 chemical systems. The surface complex is designated by
EEESCu"*"1"2, and the equilibrium constant for the interaction
 is KCV Utilizing the condition that complexation reactions
of this type are rapid, an equilibrium expression may be
written
           KCU - {s=SCu~fl+2)/[Cu2+]{3sS't-}        (2)

where braces and brackets designate concentration of
 moles  per  kilogram and moles  per  liter, respectively.
Rearrangement of eq 2 provides
which identifies a linear relationship between the con-
centration of the surface complex and the concentration
of Cu2+ in solution, provided the concentration of sS"~
remains constant  A relationship of this type is in agree-
ment with experimental observation where an increase in
total toxicant concentrations decreases survival time (13).
Implicit is the fact that a small fraction of the complexa-
tion sites is occupied by Cu2+, and thus |s=S"~| remains
essentially constant within the experimental uncertainties
of the bioassay test.
  Trace-metal speciation in natural water systems is de-
pendent upon pH and  which complexing Uganda are
present.  Most bioassay test waters  contain minimal
amounts of organic material, and thus these complexes will
not be considered.  A majority of the complexes involve
hydroxide and inorganic carbon.  Each of these species
                                                          constitutes some finite fraction of the total trace metal m
                                                          solution.  For Cu2+ this fraction, designated by aCu», is
                                                          defined as

                                                                         <*<:„«* = [Cu2+]/[CuT]              (4)

                                                          where CuT is total copper in solution. Procedures for the
                                                          evaluation of a values have been presented elsewhere (14).
                                                          Combination of eq 3 and 4 provides



                                                          which establishes the concentration of the surface complex
                                                          in terms of speciation.
                                                           Bioassay tests indicate that other species may be toxic
                                                          and need to be included (2).  For copper, these include
                                                          CuOH*.  Cu(OH)2.aq, and possibily Cu2OH22+.  All are
                                                          capable of forming surface complexes with the strength
                                                          of the interaction being species dependent Generalization
                                                          of eq 5 provides
                                                                               KCa,^S'1«c«f[CuT]
                                                 (6)
                                                         where ^SCu.) represents the concentrations of the surface
                                                         complex for the ith copper species. Similarly KQU, and OQ.
                                                         are the surface complexation equilibrium constants and
                                                         the fractions of total copper present as the tth species. An
                                                         equation similar to eq 6 is applicable for the other trace
                                                         metals.
                                                           There are reports (1, 3, 4) indicating that an increase
                                                         in water hardness increases fish resistance to trace metals.
                                                         Test water  concentrations for  the common  hardness
                                                         metals, calcium and magnesium, range from approximately
                                                         10 to 1000 mg/L as CaCO3. The corresponding concen-
                                                         trations would be lO-MO"2 M.  For these metals to exhibit
                                                         a pronounced protective effect, their concentration gen-
                                                         erally has to be greater than 10~3 M. These metals form
                                                         few complexes with the ligands found in most test waters,
                                                         and therefore the equated metal concentration is essen-
                                                         tially equal to the total metal concentration.
                                                           The GSIM model interprets the protective action of the
                                                         hardness cations as a competition  between these metal ions
                                                         and the toxic species, in essence competitive inhibition.
                                                         The total number of surface interaction sites is given by
                                                         eq 7, where s=S*- are the free sites, ^S(M)-"*2 are those
        I"' + SES(M)"+2 + ssS(H)-"+1 + s=S(TM)   (7)

occupied by the hardness cations, sS(H)~"+1 are those
occupied by hydrogen ion, and =S(TM) are those occupied
by the trace-metal  species.  Charges for  sN3(TM) are
omitted, and since Ca2+ and Mg2+ exhibit similar chem-
istries, they are not differentiated.
  For test waters of pH 6 or greater there appears to be
little hydrogen ion dependence, and with concentrations
of hardness cations many orders of magnitude greater than
the concentrations of the toxic trace-metal species, it is
assumed that (=S"- + ==S(M)-"+2) » (^(H)""*1 + =S-
(TM)). The equilibrium expression for the hardness metal
interaction is


Substitution into the simplified form of eq 7 with rear-
rangement provides
                                        GIF
                                                                                                          (9)
which is designated as the competitive interaction factor,
GIF. Substitution into eq 6 provides a relationship suitable
for the interpretation of the copper toxicity data:

      j = Kc,laCu,[CuT]|sST|/(l + KM[M2+])      (10)
                                                                      Environ Set Technol , Vol 17, No 6  1983  343

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 Table I.  Species Concentrations, Hardness, and ETC
 Values for Rainbow Tiout (/ )
                                            Mg/L

test
no.
1
2
3
4
5
6
7
8
9
10
11


pH
6.0
6.0
6.0
7.0
7.0
8.0
8.0
8.0
9.0
9.0
9.0

Cu,«
Mg/L
22.2
39.5
82.2
32.5
137
16.2
138.6
83.1
14.8
35.2
16.0
hard-
ness,
mg/L as
CaCOj
32
101
371
101
298
31
371
360
30
98
364


CIF*
0.44
0.17
0.08
0.17
0.06
0.44
0.05
0.05
0.44
0.17
0.05


ETC,C
9.77
6.72
6.58
5.50
8.22
7.13
6.93
4.16
6.51
5.98
0.8
                                    av 6.21 i 2.29

  " Cu= [Cu2*] + [CuOH*] = [Cu(OH),-aq].  * CIF= I/
(1 + KMIM*']),KU = 5X 10s.  cETC=CIF([Cus*] +
[CuOH*] + [Cu(OHyaql).	


Defining |^SCu,|/((KCaj){^ST|) as the effective toxicant
concentration, ETC, eq 10 becomes
 ETC =
CIF[toxic species]
         ~   (11)
Application of GSIM

  Copper. Chemical speciation has successfully accounted
for variation in toxicity of some metals (2, 4,15-17).  In
these studies the total metal concentrations is often much
greater than the concentration of the most toxic species.
Equation 11 is capable of accounting for the speciation;
however, a value for KM has to be assigned before quan-
titative interpretation of the hardness can be presented.
An empirical estimate of 5 X 103 comes from observed
copper toxicity. The concentration of the hardness metals
has to be greater than 10~3 M before a pronounced effect
is observed.
  The data presented by Miller and Mackay (3) provides
a way to estimate this constant  They determined copper
toxicity as a function of hardness at constant pH and
complexation capacity.  As a consequence CuT may be
compared directly.  From these comparisons KM is calcu-
lated to be (7 ± 5)  x 103.
  Equation 11 indicates that ETC should have a constant
value for a given test species and constant time of exposure.
For copper

ETCcu = CIF([Cu**l  + [CuOH+] + [Cu(OH)raq]) (12)

Data presented by  Howarth and Sprague (1) include a
change in species distribution as well as hardness (see
Table I).  The mean ETCo, value for rainbow trout is 6.21
Mg/L with a standard deviation of 2.29.
  An extensive study utilizing cuttthroat trout provides
another system for  the application of GSIM (4). Three
hardness and three alkalinity concentrations were em-
ployed, resulting in  nine combinations. The toxic species
are considered to be Cu2+, CuOH+, and CufOH^aq, and
the fraction of the interaction surface available is regulated
by the hardness metal ion concentrations.  The values of
ETCcu are listed in Table IL For comparison, the average
96-h ETCCu for rainbow trout is 6.21 Mg/L, whereas the
comparable value for cutthroat is 2.72 /ig/L.
  Copper species distribution and ETC values have been
calculated for the Miller and Mackay data (3), and the
                      Table II. Predicted ETC Values for Cutthroat Trout (4y

                         hardness/
                         alkalinity,
                          mg/L as                  Cu,6
                                                            ETC,

                                                             1.65
                                                             2.44
                                                             3.04
                                                             2.02
                                                             5.54
                                                             2.98
                                                             0.81
                                                             3.75
                                                             2.24

                                                         av  2.72 * 1.33

                        ° Data from ref 4, 96-h LC50.  b Cu = Cu2* +  CuOH* +
                      Cu(OH),-aq, species distribution calculated by using for
                      CuOH* log K, = 6.48 and for Cu(OH). log p. = 11.78 (18),
                      96-hLC50.
CaCO,
205/178
205/77.9
160/26.0
70/174
70/70
74.3/22.7
18/183
18/78.3
26.4/20.1
pH
7.73
761
7.53
8.54
740
7.57
8.07
8.32
7.64
GIF
0.089
0.089
0.11
0.22
0.22
0.21
0.53
.0.53
0.43
Mg/L
18.5
27.4
27.4
; 9.2
25.2
14.2
1.53
7.09
5.21

Table HI. Predicted ETC Values for Rainbow Trout and
Fathead Minnows
hardness/
alkalinity,
mg/L as
CaCO,

PH

CIF
Cu,
Mg/L

ETC, Mg/L

ref
rainbow trout
12/10"
99/10°
49/28°
98/28"
12/51°
97/51°

300/205*

198/161*
31.4/15*
360/150°
20/9°

7.1
7.0
7.3
7.2
7.4
7.3

7.35

7.9
7.2
8.2
7.5

0.62
0.17
0.36
0.17
0.62
0.17

0.0625
fathead
0.092
0.39
0.053
0.50

12.7
38.0
17.0
30.5
3.6
21.7
av
62.2
minnow
45.9
39.7
70.5
13.2
av
7.87
6.52
6.10
5.18
2.22
3.69
5.26 i 1.89
3.88

4.22
15.5
3.7
6.6
7.53 ± 5.48
3
3
3
3
3
3

19

20
21
22
22

" 15-day LC50 values. 6 96-h LC50 values.
                      results are summarized in Table m.  Values for the 15-day
                      test are somewhat less than those observed for the 96-h
                      test with rainblows, 5.28 vs. 6.21 Mg/L- The order of re-
                      sistance of the test fish to copper appears to be fathead
                      minnows > rainbow trout > cutthroat trout.
                        The data presented in Tables I-QI include a variation
                      in pH from 6 to 9, an alkalinity variation from 10 to 205
                      mg/L as CaC03, a hardness variation from 12 to 371 mg/L
                      as CaCO3, and a variation hi total copper by more than
                      a factor of 100.  Application of the GSIM to these data has
                      identified an effective toxicant concentration for each test
                      animal. The variability in the predicted ETC values is
                      equal to or less than the observed experimental variability.
                        This model is based on the premise that trace-metal
                      species bound  to the gill surfaces cause impairment of
                      physiological functions. The amount of trace metal bound
                      is regulated by the chemical composition of the test waters.
                      Specifically a competition exists between the hardness
                      metals and the toxic species for interaction sites.
                        Zinc. The coordination chemistry of zinc is similar to
                      copper in many respects; however, the  thermodynamic
                      stability constants are generally not as large. Zinc spec-
                      iation for a number of bioassay studies has been completed,
                      and a correlation exists between the sum of the concen-
344  Environ Sci. Technol, Vol  17, No 6, 1983

-------
Table IV.  Zinc Toxicity to Brook Trout and
Rainbow Trout (23)
fish
size
mean
wgt, g
hardness/
alkalinity,
mg/L as
CaCO,
PH
ZnT,a
mg/L
Zn,"
mg/L
GIF
ETC,
mg/L
brook trout
30
3.0
3.9
3.9
19.0
19.0
46.8/41 8
177.6/170.2
47.0/42.8
179.0/170.1
44.4/42.5
169.7/43.0
7.63
7.41
7.58
7.17
7.38
7.31
1.55
6.14
2.12
6.98
2.42
4.98,
1.42
4.83
1.94
5.91
2.27
4.71
030
0.10
0.30
0.10
0.31
0.11
0.43
0.48
0.58
0.59
0.70
0.44
rainbow trout
3.9
3.9
4.9
4.9
28.4
28.4
46.8/41.8
177.6/170.2
47.0/42.8
179.0/170.1
44.4/42.5
169.7/43.0
7.63
7.41
7.58
7.17
7.38
7.31
0.370
2.51
0.517
2.96
0.756
1.91
0.339
1.96
0.475
2.56
0.712
1.81
0.30
0.10
0.30
0.10
0.31
0.11
0.10
0.20
0.14
0.26
0.22
0.19
  0 96-h LC50 values.  6 Zn = Zn1* + ZnOH*
Table V.
hard-
ness,
mg/L as
CaCO,
20
80
320
320

Cadmium Toxicity to Rainbow Trout (25 f

Cdj,
mg/L
0.091
0.358
3.69
0.677


Cd,6
mg/L
0.083
0.262
1.66
0.618


GIF
0.50
0.20
0.058
0.058



ETC, mg/L
0.042
0.052
0.096
0.036
av 0.056 ±

0.027
  0 pH 7.2, 48-h LC50.
Cd(OH),-aq.
6 Cd = Cd" -i- CdOH* +
trations of Zn2* and ZnOH* and the observed toxicity (1 7).
Utilization of the procedures outlined for copper provide
                    CtFdZn2*] + [ZnOH*])       (13)
A recent report by Holcombe and Andrew (23) presents
additional zinc toxicity data for brook trout and rainbow
trout. This study was designed to test the influence of
hardness.  The conditions were well regulated, and the
results are presented in Table IV.
  Lead. A chronic bioassay study by Davies et ai (24) has
established that the maximum acceptable toxicant con-
centration (MATC) for rainbow trout in hard water should
range from 18.2 to 21.7 Mg/L dissolved lead. In soft water
the MATC ranges from 4.1 to 7.6 Mg/L-  Species distri-
butions for the test waters indicate that soluble lead was
dominated by Pb2* and PbOH* . The hardness of the test
waters was 353 and 28 mg/L as  CaCO3, respectively.
Calculated CIF values are 0.054 and 0.42, which indicates
that soluble lead should be 7.8 times more effective in soft
water. The MATC ratio is 4.3 with means and ranges from
2.4 to 7.7 by use of the extreme values. A majority of the
lead studies are of static design and there is sizable dif-
ference between total lead and soluble lead.   -
  Cadmium. A study designed to test the.influence of
hardness on cadmium toxicity to rainbow trout (25) has
been reported.   There is major variation  in hardness,
20-320 mg/L as CaCO3, and the alkalinity of the waters
was not reported. Test water conditions were reported
earlier (19), and these values were utilized to calculate the
speciation. The  results are summarized in Table V.
  Given the range of hardness 20-320 mg/L and the range
of total cadmium 0.091-3.69 mg/L (a factor of 40), the
agreement is considered to be very good.
  Combination of Metals. The interpretation of metal
toxicity resulting from the mixture of metals is of sizable
current interest and will probably become more critical as
time goes on. The terminology put forth by Sprague (26,
27) is useful for discussion purposes.  When the toxicity
of a mixture corresponds to the sum of the fractions of the
single components, the effect is referred to as "additive".
When the effect is greater than or less  than, a "more-
than-additive" or "less-than-additive" effect is assigned.
  The GSIM assumes an additive effect This results from
the linear or near linear relationship between concentration
of the surface species and the corresponding concentration
of these species in solution. To apply the model, the toxic
unit concept (27) needs to be utilized. This may be ac-
complished through ratios of the ETC values for the re-
spective metals.
  A paper by Eaton (28) reports 72- and 96-h LC50 data
for mixtures of Cu, Cd, and Zn. The data are summarized
in Table VL In a parallel study (28) it was observed that
5030 Mg/L total zinc was required for the 96-h LC50. The
pH, alkalinity, and hardness are the same, and thus 0.41
toxic units are assigned to zinc. This value is equal to the
ratio of the zinc required in the mixed-metal study to that
required when zinc was the  only toxicant (2050/5030).
Another study from the same laboratory (20) reported a
96-h LC50 total copper value of 430 Mg/L.  From these
values 0.36 toxic units are assigned to copper (154/430).
The contribution from cadmium is difficult to assign since
the acute study for cadmium and fathead minnows re-
ported the presence of sizable amounts of insoluble cad-
mium salts (29).  Using the lowest total dissolved cadmium
concentration, 1400 Mg/L, a hardness of 201  mg/L as
CaCO,, a pH of 7.7,  and an alkalinity of 161 mg/L as
CaC03, 118 Mg/L is  predicted for the  Cd ETC value.
Coupled with the value in Table VI, 0.22 toxic units are
assigned to cadmium (26.3/118). Summation of the re-
spective contributions provides a value near unity and may
be significant. There is sizable uncertainly in the cad-
mium contribution, however.
  Other trace-metal mixture studies (30, 31) indicate an
additive response. There are insufficient chemical data
available to do chemical speciation, and thus ETC cannot
be calculated. In the cases where pH,  alkalinity, and
hardness remain fairly constant, total concetrations may
be utilized as a measure of fish response.
Table VI. Toxicity of Cu, Cd, and Zn Mixture to Fathead Minnows" (28)



" 96-h
Cu(OH),
metal concn,
metal Mg/L (total)
Cu 154
Cd .320
Zn 2050

results, alkalinity = 154 mg/L
aq.Zn = Zn2* + ZnOH'.Cd
TM,& Mg/L
9.52
299
1517

as CaCO,, hardness =
= Cd1* + CdOH*
CIF
0.088
0.088
0.088

207 mg/L as CaCO,,
ETC. Mg/L
0.84
26.3
133

pH 7 7. 0
TU
0 36
-0.22
0.41
sum ~0.99
Cu = Cu2' + CuOH* +
                                                                       Environ  Sci Technol, Vol 17, No 6, 1983  345

-------
   A sequence of papers (32-34) has reported the toxicity
 of mixtures to guppies.  In these experiments copper and
 nickel appear additive, whereas copper and zinc appear
 more than additive. For the zinc studies (32), a 96-h LC50
 value of 6.76 mg/L is reported. This value exceeds the
 calculated zinc solubility of 3.2 mg/L.  A lower concen-
 tration of zinc would correspondingly decrease the degree
 of apparent enhanced toxicity due to the mixture of copper
 and zinc.
   Hydrogen Ion.  It is difficult to precisely define the
 tolerance of fish toward elevated hydrogen ion concen-
 trations since  it appears to be dependent upon many
 variables. One report indicates that pH values near 5 may
 represent a lower tolerance limit, however (35). In addi-
 tion, alteration of gill surface tissues is observed at pH
 values below 5.2 (36). The concentration ranges where the
 respective metals exert an influence, [Ca] » 10~3 M; [Cu]
 a* lO-MO-7 M; [Zn] <* 10* M; [Pb] « KT7 M; and [Cd]
 tst 10~* M, provides an indication of the stability of the
 metal-surface interaction. The stability constants are, in
 general, the  inverse of concentration where the median
 effect  is observed.  The values are in the range of the
 stability constants observed when these metals are com-
 plexed by multidentate carboxylate or phosphate ligands.
 Acid dissociation constants for carboxylic acids are often
 near 10*6, and thus the observation that hydrogen ion
 becomes toxic in the pH 5 region is not unexpected.
   Weak acid species distribution changes rapidly as the
 pH varies in the range of the acid pKt. At the lower pH
 values the concentration ^^(H)"""1"1 in eq 7 is not small
 when compared to the other components and thus can
 contribute to the observed toxicity.  Hydrogen ion will
 compete for  the interaction sites, and as a consequence
 trace metals should not be  as toxic in the more acidic
 regions. Correspondingly, fish should be able to tolerate
 more acid in hard  water.

 Summary
   A model that includes chemical speciation and gill
 surface interaction has been developed to account for the
 variation of trace-metal toxicity to fishes under varying
 conditions of pH,  hardness, and test water complexing
 capacity. The net result is a series of equations that relates
 water chemistry to observed fish toxicity.  Trace-metal
 toxicity is considered to be additive. The protective action
 of the hardness metals is due to their sucessful competition
 with the trace-metal species for gill surface interaction
 sites. These interactions are more extensive for the di-
valent metal ions than for the other common cations, Na+
 and K*, which do not exhibit the same protective action.
The concept  of effective toxicant concentration has been
 formulated. For a given metal and test fish, ETC exhibits
 a variation comparable to experimental reproducibility
 even though hardness,  pH, alkalinity, and total metal
 concentration vary by several orders of magnitude.  The
 idea of competition between  the metal ions  has been
suggested previously (37) but not formulated this way.
   Applicability of GSIM.  GSIM is  easily applied to
 water suspected to contain sufficient quantities of trace
 metals to cause acute toxicity.  The data required, pH,
 alkalinity, hardness, and total  trace-metal content, are
 usually available. The first step involves calculating the
 species distribution.  Second is an evaluation of GIF and
 subsequently ETC. The latter is then compared to labo-
 ratory observation. For natural waters that contain ad-
ditional complexing agents such as humic and fulvic acids,
a reduction in toxicity is to be expected since the trace-
 metal complexes with these agents, appear to be nontoxic
 (38).  The trace-metals species adsorbed by suspended
 particulate matter are also predicted to be nontoxic.

 Acknowledgments

  Appreciation is extended to G. R. Phillips and R V.
 Thurston for resource" materials and to the reviewers for
 many helpful comments.

 Appendix

  The following is a listing of the stability constants used
 to calculate the species distributions. Calculations utilized
 COMICS (39) and UMDEQ (40).  HCO3', log K « 10.30;
 CO2-aq, log K = 16.76; CuC03, log K = 6.75; Cu(CQJJ-,
 log ft = 9.92; CuHOy, log K = 2.0; CuOH*. log K - 6.48;
 Cu(OH)2-aq, log ft = 11.78; Cu2(OH)22+,  log K - 17.7;
 CaCOj, log K = 3.15;  CaHC03+, log K = 1.0; CaOH+, log
K - 1.3; ZnCOj, log 1C - 5.0; ZnOH+, log K - 6.31; Zn-
 (OH)raq, log ft -  11.19; CdC03, log K = 4.0; CdOH+, log
K - 4.61; Cd(OH)2-aq, log /J2 = 8.92.
  Registry No. Cu, 7440-50-8; Cd, 7440-43-9; Rb, 7439-92-1; Zn,
7440-66-6.

Literature Cited
  (1) Howarth, R 84 Sprague, J. B. Water Res. 1978,12,455-462.
  (2) Pagenkopf, G. K.; Russo, R C.; Thurston, R V. J. Fish.
     Res. Board Can. 1974, 31, 462-465.
  (3) Miller, T. G.; Mackay, W. C. Water Res. 1980,14,129-133.
  (4) Chakoumakos, C.; Russo, R C.; Thurston, R. V. Environ.
     Sci. Technol. 1979,13, 213-219.
  (5) Eisler, R; Gardner, G. R J. Fish. Biol. 1973,5,131-14?
  (6) Eisler, R.J. Fish. BioL 1974,6, 601-2.
  (7) Skidmore, J. P.; Tovell, P. W. A. Water Res. 1972, 6s,
     217-230.
  (8) Daye, P. G.; Garaide, E. T. Can. J. Zool. 1976,54,2140-55.
  (9) Phillips, G. R; Russo, R C. "Metal Bioaccumulation iu
     Fishes and Aquatic Invertebrates: A Literature Review";
     EPA-600/3-78-103, UJS. Environmental Protection Agency
     Duluth, MN, 1978.
 (10) Brungs, W. A.; Leonard, E. R; McKim, J. M. J. Fish Res.
     Board Can. 1973,  30, 583-86.
 (11) Packer, R K; Dunson, W. A. J. Exp. Zool. 1970,174,65-72,
 (12) Lore, H. W.; McPherson, B. P. J. Fish Res. Board Can. 197$,
     33, 2023-30.
 (13) EPA-440/9-76-023, U.S. Environmental Protection Agency,
     Washington, DC, 1976.
 (14) Pagenkopf, G. K. "Introduction  to Natural Watte
     Chemistry"; Marcel Dekker.  New York,  1978.
 (15) Andrew, R W.; Biesinger, K. E.; Glass, G. E. Water Res
     1977,11, 309-15.
 (16) Sunda, W. G.; Engel, D. W.; Thuotte, R. M. Environ. Set
     Technol. 1978,12, 409-413.
 (17) Pagenkopf, G. K.  In "Zinc in the Environment, Part 2:
     Health Effects"; Nriagu,J.O., Ed.; Wiley-Interscience: New
     York, 1980; pp 353-361.
 (18) Sunda, W. G.; Hanson, P. J. In "Chemical Modeling in
     Aqueous Systems"; Jeanne, E. A., Ed.; American Chemical
     Society:  Washington, DC, ACS Symp. Ser. No. 93.
 (19) Calamari, D.; Marchetti, R Water Res. 1973, 7,1453-64.
 (20) Mount, D. I. Water Res. 1968, 2, 215-223.
 (21) Mount, D. I.; Stephen, C. E. J. Fish Res. Board Can. 1969,
     26, 2449-2457.
 (22) Pickering, Q. H.; Henderson, C. Air Water Pollut. Int. J
     1966, 10, 453-463.
 (23) Holcombe, G. W.; Andrew, R W. EPA-600/3-78-094, U.S.
     Environmental Protection Agency, Washington, DC, 1978.
 (24) Davies, P. H.; Goettl, J. P., Jr.; Sinley, J. R.; Smith, N. F.
     Water Res. 1976,10,199-206.
 (25) Calamari, D.; Marchetti, R; Vailatis, G. Water Res. 1980,
     14, 1421-1426.
 (26) Sprague, J. B. Water Res. 1969, 3, 793-821.
 (27) Sprague, J. B. Water Res. 1970, 4, 3-32.
 (28) Eaton, J.  G. Water Res. 1973, 7,1723-1736.
 (29) Pickering, Q. H.; Cast, M. H. J. Fish Res. Board Can. 1972,
     29, 1099-1106.
346  Environ Sci Technol . Vol  17. No 6, 1983

-------
                                          Environ. Set. Techno!. 1983,  17. 347-352
(30) Brown. V. M. Water Res. 1968, 2, 723-733.
(31) Brown, V. M., Dalton, R. A. J. Fish Biol. 1970, 2, 211-216.
(32) Anderson, P D., Weber, L. J. Toxicol. Appl. Pharmacol.
     1975. 33, 471-483.
(33) Anderson, P. D.; Weber, L. J. Proc. Int. Con/. Heavy Met.
     1973, 2, 933-953.
(34) Muska, C. P.; Weber, L. J. EPA 600/3-77-085, U.S. Envi-
     ronmental Protection Agency, Washington, DC, 1977, p
     71-87.
(35) Jones, J. R. E. "Fish and River Pollution"; Butterworths:
     London, 1964; 107-116.
(36) Daye, P. G.; Garside, E. T. Can J. Zool 1976,54,2140-55.
 (37) Zitko, V  Proceedings of Toxicity to Biota of Metal Forms
     in Natural Water, International Joint Commission, 1976,
     pp9-32
 (38) Zitko, V., Carson, W. V.; Carson, W. G. Bull. Environ.
     Contam. Toxicol. 1973, 10, 265.
 (39) Perrin, D. D.; Sayce, I. G. Talanta 1967, 14, 833-42.
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     REDEQL-UMD, Department of Chemistry,  University of
     Minnesota—Duluth, 1982.

Received for review November 25, 1981  Revised manuscript
received October 25,1982. Accepted February 17, 1983.

-------
      Copper and Cadmium  Binding to Fish Gills: Modification  by

               Dissolved  Organic  Carbon and Synthetic Ligands


                                  Richard C. Playle1 and D. George Dixon

                          Department of Biology, University of Waterloo, Waterloo, ON N2L 3C1, Canada

                                              and Kent  Burnison

                      National Water Research Institute, Environment Canada, Burlington, ON L7R 4A6, Canada

          Playle, R.C., D.G. Dixon, and K. Burnison.  1993. Copper and cadmium binding to fish gills: modification by
                  dissolved organic carbon and synthetic ligands. Can. J. Fish. AquaL Sci. 50:2667-2677.
          Adult fathead minnows (Pimephales promelas) were exposed to 17 jig Cu • L"1 or 6 |tg Cd • L"1 for 2 to 3 h in
          synthetic softwater solutions at pH 6.2 containing either naturally-occurring, freeze-dried dissolved organiccacbon—7
          (DOC) or synthetic ligands such as EDTA. After exposures, gills were assayed for bound Cu or CdyAs a first  (
          approximation, lake_Qf origin or molecular size fraction of DOC did not influence Cu binding to gills, while DOC  j
          concentration did.JDOC concentrations £4.8 mg • L~' prevented Cu from accumulating on fathead gillsJTif'trieV
          "relatively low concentrations used, neither Cu nor Cd interfered with  binding of the other  metal on gills, j
         ^suggesting different gill binding sites.fCadmium accumulation on gills was more sensitive to increased
         'concentrations of Ca and H* than was Cu. Surprisingly, Cd bound to gills to the same or greater extent than
          did Cu: for synthetic ligands, Cd binds less well than Cu. This result corroborates previously published
          observations that Cd, unlike Cu, is taken up at gills through high affinity Ca channels. Accumulation of Cd
          on fish gills was  never associated with 14C-labeTled EDTA or 14C-citrate, indicating that free metal interacts
          with the gill while metal-ligand complexes usually do-not.

          Des adultes du Tete-de-boule (Pimephales promelas) ont  ete exposes a Cu en concentration de 17 ng • L"1 ou du
          Cd en concentration de  6 |ig • L~1 pendant 2 ou 3 h dans des solutions d'eau douce synth&ique a pH 6,2 qui
          contenaient du carbone organique dissous  (COD) lyophilise et qu'on trouve naturellement, ou des ligands
          synthetiques comme I'EDTA. La periode d'exposition terminee, le Cu ou le Cd fixe sur les branchies, e'tait litre. En
          premiere approximation, le lac d'origine ou la taille molgculaire du COD n'agissait pas sur la fixation du Cu aux
          branchies, alors que la concentration du COD avail un effet A une  concentration & 4,8 mg • L"1, le Cu ne
          s'accumulait pas sur les branchies des Tetes-de-boules. Aux assez faibles concentrations testers, ni le Cu ni le Cd
          interfe>ait avec la fixation des autres me'taux sur les branchies; cela donne a penser qu'il existe diffe>enls siles de
          fixation sur les branchies. Plus que le Cu, ('accumulation de cadmium  sur les branchies e'tait davantage sensible
          aux hausses de concentration du Ca et du H*. Fait surprenant, le Cd se fixait aux branchies autant ou meme plus  '
          que le Cu : avec les ligands synthetiques, le Cd se fixe  moins bien que le Cu. Ce resultat vienl confirmer des
          observations dont il a de\h et6 fail mention, a I'effet que le Cd, contrairemenl au Cu, est absorbe au niveau des
          branchies par des voies a tres forte affinite' pour le Ca. L'accumulation de Cd sur les branchies des poissons n'a
          jamais &e associ£e a I'EDTA marque au 14C ou au citrate  marque au 14C; cela indique que les atomes metalliques
          libres passenl en  interaction avec les tissus des branchies alors que les complexes de metaux-ligands ne le font
          habiluellemenl pas.
          Received September 18, 1992
          Accepted May 18, 1993
          (JB634)
                      Recu le IBseptembre 1992
                         Accept^ le 18 mai 1993
          Waterborne  metals  generally show  their greatest
          toxicity to aquatic organisms in soft water of low
          alkalinity, low pH, and low dissolved organic carbon
(Sprague 1987; Flemming and Trevors 1989; Spry and Wiener
1991).  This  relationship can  be explained  by the  usual
conceptual model of metal toxicity, which considers the free ion
to be the toxic form of the metal (Morel 1983; Pagenkopf 1983).
In essence, waterborne free metal ions must adsorb to gills before
they can either exert their toxic effect at the gill surface directly,
or pass through the gills on their way to internal sites of toxic
   'Author to whom correspondence should be addressed. Current
address: Department of Biology,  Wilfrid Laurier University,
75 University Ave. West, ON  N2L 3C5, Canada.

Can. J. Fish. Aquat Sci., Vol. 50. 1993°-
action (Simkiss and Taylor 1989). Any process that prevents
initial adsorption on the gill  surface by reducing either the
ambient free metal ion concentration, or the number of surface
binding  sites on the gill, will reduce toxicity of -waterbome
metals.
  A number of conditions can affect the degree to which metals
bind to gill surfaces. For instance, hardness cations such as Ca2+
and Mg2+ compete for metal ion binding  sites, and  metal
complexing agents such as dissolved organic carbon (DOC) may
reduce the free metal available to interact with  an organism
(Morel 1983; Pagenkopf 1983). Low water pH may also affect
metal binding through H* competition for binding sites, and by
affecting metal speciation (Campbell  and Stokes 1985). In

                                                    2667

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 addition, H+ can displace metals from DOC, increasing available
 free metal ions (Cabaniss and Shuman I988a). A number of
 recent studies  using  fish have shown  that toxicity  or
 accumulation of both Cu and Cd varies according to competition
 and complexation (for Cu: Cusimano et al. 1986; Hutchinson and
 Sprague  1986, 1987;  Playle et al. 1992; for Cd:  Part and
 Wikmark 1984; Cusimano et al. 1986; Wicklund and Runn 1988;
 Pratap et al. 1989; Bentley 1991).
   In fish, waterborae  Cu and Cd affect ion uptake through
 interactions at the  gill. Copper (12-50 fig • L'1) affects ion
 balance by reducing Na* and Cl~ influx at gills (Lauren and
 McDonald 1985), mainly through effects on Na+-K*-ATPase
 (Lauren  and McDonald  1987).  High  Cu  concentrations
 (200 u,g • L~') increase gill permeability, as shown by increased
 ion efflux, probably because of displacement of Ca from inter-
 cellular tight junctions (Lauren and McDonald 1985). Cadmium
 also affects ionoregulation, but through interference with Ca
 uptake at the gill,  largely through effects  on a high affinity
 Ca2*-ATPase  (Verbost  et al.  1989).  At Cd  concentrations
 <112 jig • L~' in hard water, Na* influx is unaffected (Verbost
 et al. 1989). Because gills are the target organ of Cu and Cd, any
 study of the mitigating effects of water hardness or DOC should
 measure changes in  the actual amount of metal accumulating on
 the gills.
   In a previous study (Playle et al. 1992) we characterized the
 effects of H+ and Ca competition, and EDTA complexation, on
 Cu binding to gills of fish held in soft water. Our first objective
 of the present paper was to expand the previous work to include
 Cd, and to examine the effects of naturally occurring DOC on
 both Cu and Cd binding to gills. Our second objective was  to
 estimate metal-gill stability  constants for Cu and  Cd,  by
 comparison to ligands of known metal binding ability. Our
 method of using complexing ligands to determine metal-gill
 stability constants is based on the premise that complexed metal
 does not react at fish gills, while free metal does. We verified this
 assumption using Cd and l4C-labelled EDTA and MC-labelled
 citric  acid. Detailed  calculation  of the  metal-gill  binding
 constants, their incorporation in a model, and testing of the
 model with fish exposed to Cu and Cd in natural soft water, are
 subjects covered in the companion paper (Playle et al. 1993).

 Materials and Methods

 Experimental Protocol
^  Adult fathead minnows (Pimephales prvmelas Rafinesque)
 were raised from eggs in hard ground water at the University  of
 Waterloo (Ca = 2860 u,M,= 290mg-L-' as CaCO3). At least
 2 wk  before each experiment fish were transferred to 20-L
 containers with aerated synthetic soft water, that was produced
 by adding NaCl and CaCl2-H2O (to reach final Na and Ca
 concentrations of -50 u,M) to water from a mixed bed deionizer
 (Anderson Water Systems Ltd., Dundas, ON). Mean ±  1S.E.M
 (n) water conditions during acclimation were: Na, 163 ±  10
 (26) jtM; Ca, 143  ±  9 (26) jiM; pH,  6.23  ± 0.07 (26);
 temperature, 18.5 ± 0.4 (24)°C; Cu, 2.5 ± 0.3 (22) u,g • L-'; and
 Cd, <0.1  u,g • L~' (17). Fish were fed daily with frozen brine
 shrimp.
   For each experiment, 3-6 acclimated fish (0.5-4 g) were
 placed randomly in 1 or 2 L of aerated soft water in polyethylene
 containers, to which was added CaQ2 • 2H2O (Mallinckrodt;
 Paris, Kentucky), 1 N H2SO4, freeze dried natural dissolved
 organic carbon (DOC), or various ligands, depending on the

 26t
experiment  (see below). Background Cu was 2.1 ± 0
(32) u,g • L-'; with added Cu (as CuSO4- 5H2O; AnalaR,
Toronto, ON) the concentration was 17.4 ± 0.3 (114) u,g • L~'
(=0.27 uM). Backgrounded was <0.1 (33) u,g • L'1; with added
Cd (as CdCl2 • 2±H2O; Baker Chemical Co., Phillipsburg, NJ) the
concentration was 5.5 ± 0.1 (63) jtg • L"1 (=0.05 (iM). Although
these Cu and Cd concentrations are -10X higher than those
usually found in soft acidified surface waters (Hutchinson and
Sprague 1986; Johnson 1991;Spry and Wiener 1991), they gave
measurable metal accumulation on gills within 2-3 h of exposure
(see Results). For one metal mixture experiment, zinc was added
asZnSO4- 7H2O (AnalaR, BDH) to reach 19.1 ± 1.1 (8) fig • L~'
(=0.29 jiM); background Zn was 2.8 ± 0.5 (10) ng • L''. Unless
modified, exposure pH was 6.24 ± 0.01 (159), Na was 66 ± 1
(156) jtM, Ca was 34 ±  1 (134) jiM, and temperature  was
19.2 ± 0.3 (21)°C. Exposure time was 2-3 h, which has been
shown to be enough time to allow metal accumulation on gills
to stabilize (Playle et al. 1992; see Results). Treatment containers
were randomized, and each treatment was usually run twice.
  Dissolved organic carbon (DOC) was isolated from surface
waters of  several lakes near Peterborough, Ontario, namely:
Salmon L., Sharps Bay and Williams Bay of Jack L., Anstruther
L.,  Loucks  L., and  Wolf L. (all approximately N44°4jr,
W78°13'). DOC from the water of Luther Marsh, near Guelph,
Ont. (N43°5T, W80°26') was also isolated. Water was collected-
in 20-L stainless steel containers in 1988. Tangential flow
ultrafiltration (Millipore, Bedford, MA) was used to isolate DOC
into three fractions: 1000-30 000 Da, 30 000 Da to 0.2 u,m, ancjj
>0.2 u,m. The DOC fractions were then freeze dried and stored
at room temperature  in polyethylene  containers. The DOC
fractions were converted to the soluble sodium form in Milli Q
(Millipore) water in the presence of AG50W-X8 cation exchange
resin (Na form, BioRad, Richmond, CA). After 20 h the solutions
were filtered through 0.2 u,m polycarbonate filters (Nuclepore
Corp., Pleasanton, CA). The concentrated filtrate was added
directly to the aerated synthetic soft water  used in the metal
exposure   experiments. Water  DOC concentrations were
measured,  after acidification and sparging to remove inorganic
carbon, using a Beckman model 915B total carbon analyzer. We
used DOC concentrations of <8 mg • L~' (= <8 mg C • L~'), that
are representative of soft lake waters (Spry and Wiener 1991).
  In experiments to determine metal-gill binding constants, we
used  the  ligands  ethylenediaminetetraacetic  acid (EDTA;
disodium salt; Baker analyzed reagent), nitrilotriacetic acid
(NTA; disodium salt, Sigma Chem. Co., St. Louis, MO), ethyl-
enediamine (EN; Sigma), citric acid (AnalaR, BDH), glutamic
acid (Baker), oxalic acid (AnalaR, BDH), and salicylic acid
(Fisher). These ligands were chosen to ensure a wide range of
metal complexation strengths. Ligands were prepared as 1 mM
stock solutions in deionized water. Calculations of free and
ligand-bound metal concentrations were made using MINEQL+
(version 2.1; Schecher 1991) on an IBM-compatible computer,
using measured pH (fixed) and water chemical concentrations.
Equilibrium stability constants at zero ionic strength (K0, given
as K in this paper) were converted to values appropriate to thej
ionic strength of our water (/ ~  1 X 10~4) by the compute
program.   Equilibrium constants  were from  the MINEQL+
program, and are summarized in Table 1.
  At the end of each experiment the fish were killed with a blow
to the head, both sets of gills (= gill baskets) were excised, and
the gills were rinsed for 10 s in 100 mL synthetic soft water. The
gills were then weighed (mean wet weight = 0.07 g) and digested

                            Can J. Fish Aquat. Sci., Vol 50. 1993

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                 TABLE 1. Log of equilibrium constants (1:1 binding to ligands) from the MINEQL+ computer program.
                 EN = ethylenediamine.
                              EDTA
NTA
EN
Citrate     Oxalate    Glutamate    Salicylate
Cu-ligand
Cd-ligand
Ca-ligand
H-ligand
18.8
16.3
12.5
10.0
13.1
9.4
8.2
10.3
10.5
5.6
0.1
10.0
7.3
5.3
4.7
6.3
5.1
3.4
3.6
4.2
8.3
4.8-
2.5
10.0
10.6
6.7
—
13.4
for 8 h at 80°C in 5X their weight of 1 N H2SO4. Gill digests
were vortexed, centrifuged, and the supematent diluted 20X
with  deionized  water.  For  the  NTA-Cd and citrate-Cd
experiments, run 6 mo after all other experiments, 1 N H2SO4
added to gill samples was 10X the gill weight, with a later 10X
dilution with deionized water. For all experiments, gill and water
Cu and Cd concentrations were measured by graphite furnace
atomic absorption spectroscopy (AAS; Varian AA-1275 with
GTA-95 atomizer) using 10-jJuL injection volumes, N2 gas, and
standard operating conditions documented by Varian. Water Na
and Ca concentrations were measured using a Perkin Elmer 4000
AAS, Zn concentrations using graphite furnace AAS, and pH by
a  Radiometer PHM82 meter with  GK2401C combination
electrode.
  We compared  Cu and  Cd concentrations on gills of  fish
exposed to modified soft water with those of all fish exposed to
metals in standard soft water conditions (grey horizontal bands
in Figures) and  with  those of  all  unexposed fish  (dashed
horizontal band in Figures). Comparisons of gill metal concen-
trations  were made using ANOVA  followed by  the Tukey-
Kramer  procedure. Data are plotted in the Figures as means
±95% CI.

14C-Ligand Experiments
  Experiments were run to determine the contribution of free
versus ligand-bound metal  to the metal load of fish gills. If only
free metal binds to gills, then the metal alone would be detected
in gill samples. If metal complexed by a radiolabelled ligand
binds with gills, then both the metal and radiolabel would be
detected. We used  MC-EDTA  (tetrapotassium  salt)  and
l,5-l4C-citrate for these experiments (Sigma; specific activity
11.8 and 60 mCi • mmol"1, respectively). Cadmium was chosen
as  the  test metal because less is needed  for detectable
accumulation  hi fathead gills, compared to Cu, using graphite
furnace AAS.
  The I4C experiments were run in a similar manner to those
outlined above. Two or 3 minnows were placed in 1 L of
synthetic unaerated soft water for 2-3 h. The exposure water
contained 0 or O.OS (imol  Cd (6 u,g • L~'), 0 or 0.1  u,mol
'«C-EDTA, or 0 to 250 jtmol mixtures of 14C-citrate and "cold"
citrate. We aimed for ~107 disintegrations per minute (DPM) of
MC • L"1, to yield reasonable counts  in the gill samples. Gills
were excised as before, weighed, and digested for 8 h at 80°C in
10X their weight of 1 N  H2SO4. Digests were vortexed  and
100 jiL  was  diluted 10X with  deionized  water before Cd
analysis  by  graphite  furnace AAS.  Remaining  solutions
(0.4-1 mL) were added to 16 mL of Cytoscint ES fluor (ICN
Biomedicals Inc., Irvine, CA) in 20-mL plastic scintillation vials
(Fisher). The vials were shaken, and then counted in a Beckman
LS 1701 liquid scintillation counter with  automatic quench
correction. The I4C label in water was determined by counting a
1-mL water sample in 16 mL of fluor.
                    To test detection of I4C in the gill samples^five gill samples
                  giving  background counts were spiked with 10-200  jtL of
                  ~2 X 10* DPM l4C-citrate • L~' solution. In addition, l4C-labelled
                  anthracene (Sigma), a lipophilic polyaromatic hydrocarbon, was
                  used to measure the uptake of a l4C-compound known to cross
                  biological  membranes.  Ten   microlitres   of  0.1   jtCi
                  14C-anthracene • \iL~l (=0.07 ujnol)  in  dimethyl sulphoxide
                  carrier (DMSO; Omnisolv, BDH) was added to 1 L of synthetic
                  soft water, to yield ~2 X 106 DPM • L~'. Three minnows were
                  held in this water for 2 to 3 h. Ten microlitres of DMSO in 1 L
                  was tested with l4C-citrate (-4 X 10« DPM • L~') to determine
                  if DMSO contributes to citrate entry into gills. Gill and water
                  samples were counted as before.
                    Because citric acid is a substrate in the tricarboxylic acid cycle,
                  it was possible that l4C-citrate  bound by fish gills could be
                  metabolized to I4CO2 and expired. This possibility was tested
                  using  250-mL solutions  in sealed  jars  with  and without
                  l4C-citrate, Cd, and fish. Water in the jars was acidified after 2 h
                  to pH 3.7-4.0  with 1 N H2SO4 to  liberate CO2 from the test
                  waters. Containers, with pleated pieces of filter paper soaked in
                  1 mL of ,10%  KOH, were suspended inside the jars  to trap
                  evolved CO2. Filter papers plus the KOH were added to 16 mL
                  of fluor, and 200 jxL of glacial acetic acid was added to each
                  sample to reduce chemolumescence. Samples were counted after
                  storage in the dark overnight

                  Results

                  Time Course and Effects of H+ and Ca on the Accumulation
                      of Cd on Minnow Gills
                    Cadmium accumulation on fathead minnow gills was linear to
                  about 2 h  (r= 0.92, P < 0.001), after which accumulation
                  levelled off (Fig.  1). Two- to 3-h exposures were therefore
                  appropriate for assessing initial accumulation of Cd on minnow
                  gills. The Cd accumulation pattern was the same whether or not
                  0.1 fiM  EDTA was  present at twice the Cd concentration,
                  however no Cd accumulated on gills in 2 h if 0.25 jiM EDTA (at
                  5X the Cd concentration) was present (Fig.  1).
                    Increasing water Ca concentration from 35 to 95 u,M did not
                  significantly reduce Cd accumulation, but Ca concentrations of
                  1055 and 2000 \iM fully prevented Cd accumulation on gills
                  (Fig. 2). In  Cd exposures  run at pH 4.83 ± 0.08 (7) with no
                  additional Ca, no Cd accumulated on gills (Fig. 2).

                  Effects of Natural Dissolved Organic Carbon on Metal
                      Binding to Gills
                    To determine if either the source of dissolved organic carbon
                  (DOC), or the size fraction of DOC, affected Cu accumulation
                  on gills, we tested three size fractions of DOC from five lakes
                  and Luther Marsh. As  preliminary  data using Luther
                  Marsh  DOC suggested that 5  mg DOC-L-' prevented Cu
Can 1. Fish. Agum. Sci.. Vol 50. 1993
                                                                     2669

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             0.8
                                                                                                           4.0
   Fta. 1. Time course of Cd accumulation on gills of fathead minnows exposed to 6 jig Cd • L~' (0.05 »J.M) in soft water(»). EDTA (0.1
  . (A) did not affect Cd accumulation, whereas 0.25 jiM EDTA did (•). O = fish not exposed to Cd. • and O were only continued to 2.5 h. A
   straight line was fit to the • and A data to 2.5 h. Dashed horizontal lines represent die 95% CI of gill Cd of all fish not exposed to Cd (n = 38).
   The grey horizontal band represents the 95% confidence interval of gills of all fish exposed to 6 fig Cd • L"1 for 2-3 h in synthetic soft
   water (n = 45). Background and Cd-exposed gills had significantly different concentrations of Cd (P < 0.001).
                        pH 6.3
                                             pH 4.8
FIG. 2. Effects of Ca and H* on Cd accumulation on gills of minnows
exposed to 6 jig Cd • L~' for 2 to 3 h in soft water (pH 6.2). ss1,055 uM
Ca prevented Cd accumulation on gills. No Cd accumulated on gills of
fish held at pH 4.8 (no added Ca). Vertical lines represent the 95%
confidence interval (from left to right, n = 5,6,6,5). For all figures, *,
**,*** = significantly below metal-exposed gills (grey horizontal band)
and  +,  ++, +-H- =  significantly  above  background  gill  metal
concentrations (dashed horizontal lines) for P < 0.05, < 0.01, < 0.001,
respectively.


accumulation on minnow gills (data not shown), we tried to test
that amount of each DOC fraction, although not all size fractions
for all lakes were examined.
  Accumulation of Cu on gills offish exposed to 17 u,g Or L~' in
the presence of DOC indicated that DOC concentration was the
main factor in decreasing Cu binding to gills (Fig. 3). All gill Cu
concentrations   were  reduced   to   background   at   DOC
S4.8 mg- L"1, regardless of DOC size source or fraction, and
were significantly reduced relative to gills from fish exposed to
Cu in the absence of DOC (P < 0.001). Below 4.8 mg- L~" little
or no protective effect of DOC was  observed, except for two
values  at  3.7  mg-L~'. These  two results were from the
- DOC <2
,-.lJ.
3 2
F



F;
4




J


- -


M
. i 	 	 •
6 8
                            DOC (rng-L'1)
  3.3. Gill Cu concentrations of fathead minnows exposed for 2-3 h in
soft water (pH 6.2) to 17 jtg Cu -L"1 and various concentrations of
dissolved organic carbon (DOC). Three size fractions of freeze-dried
DOC  from  various lakes  were used: •  = 1000-30000 Da, • =
>30 000 Da but <0.2 pm, and A = >0.2 u,m. Gill Cu  was reduced
significantly at all DOC concentrations £=4.8 mg • L~'. The data fit a
straight line: gill Cu-= -0.26 • [DOC] + 2.52 (r = -0.77, P < 0.001).
Vertical lines represent the 95% confidence interval (n = 5 to 6 fish gills).
Dashed horizontal lines represent the 95% CI of background gill Cu
(n = 67). The grey horizontal  band represents the 95% CI of all
Cu-exposed fish gills (n = 74) in the absence of added DOC (DOC
<2 mg • L~'). Background and Cu-exposed gill Cu concentrations were
significantly different (P < 0.001).
                                                              1000-30 000 Da DOC fraction from Salmon L. and Williams
                                                              Bay; neither was significantly different from background gill Cu,
                                                              and both were significantly lower than Cu-exposed gills in
                                                              absence of added DOC (P < 0.001). These two values sug
                                                              that lower molecular weight DOC fractions complex Cu to a
                                                              greater  degree than do higher molecular  weight fractions.
                                                              Otherwise it  appears  that, as a  first  approximation, DOC
                                                              concentration, not source or size fraction, is the dominant factor
                                                              in determining metal accumulation on fish gills.
                                                                Next,  we looked, at  the  effects of DOC on  Cu and Cd
2670
                                                                                            Can J. Fish. Aquat. Sci. Vol SO. 1993

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                          3  -
                          2  -
             5 mg-L1 DOC
                      O>
                      a.
                                    Cu     Cu. Cd, Zn                    Cd      Cu. Cd, Zn
                       Fie. 4. (A) Gill Cu concentrations of fathead minnows held for 2-3 h in soft water (pH 6.2)
                       with either 17 u.g Cu • L~L or 17,6, and 19 u,g Cu, Cd, and Zn • L"1,  in the presence
                       (stripes) or absence of DOC. Five milligrams DOC per litre reduced gill Cu to background;
                       (B) gill Cd concentrations of fathead minnows held for 2-3 h in soft water (pH 6.2) with
                       either6u.gCd • L"1 or 17,6,and 19 ng Cu, Cd, and Zn • L~' ,in the presence or absence
                       of DOC. Five milligrams DOC  per litre (stripes) did not significantly reduce Cd
                       accumulation on the gills.
accumulation on minnow gills, either present as individual
metals or as a  mixture of Cu, Cd, and Zn. Once again,
5 tag DOC- L-'  (1000-30 000 Da Luther Marsh) prevented
Cu accumulation on fathead gills (Fig. 4A). The simultaneous
presence of 6 jig Cd- L"1 and 19 jig Zn- L"1 did not affect Cu
deposition, in either the absence or presence of DOC. This
result  indicates  either  strong binding of Cu  to the gills
(relative to Cd and Zn), excess metal binding sites on the gills,
or different binding sites for each metal. Background gill Zn
concentrations were so high (20-40 u,g Zn- g wet tissue"1) that
the 19 M-8 Zn* L'1 exposures did not significantly alter gill Zn
concentrations (data not presented).
  Cadmium accumulation was  unaffected by simultaneous
exposure to Cu and Zn (Fig. 4B), again indicating either strong
Cd binding, or excess or different metal binding sites on gills.
With 5 mg DOC- L"1 there was no significant reduction in the
amount of Cd on the gills (Fig. 4B), in marked contrast to the
results for Cu (Fig. 4A). Later experiments to determine the
concentration of  DOC needed to  prevent Cd accumulation on
gills, yielded 0.29 ± 0.15 (6) and 0.30 ± 0.08 (6) u,g Cd • g wet
tissue'1 (  ±95% CI) for 5.1 and 7.7 mg DOC -L'1 of the
1000-30 000 Da Luther Marsh fraction, respectively. Both these
concentrations were significantly  below values from  Cd-
exposed  fish in the  absence of  DOC  (P< 0.001, <0.01,
respectively), and were not significantly above background.

Complexation of Cu and  Cd Using Synthetic Ligands
  We used synthetic ligands to estimate conditional metal-gill
equilibrium constants (K) for Cu and Cd. The approach is based
on equilibrium constants for metal-ligand complexes in soft
water,  such as those published in Morel (1983) and used in
computer  programs like  MINEQL* (Schecher  1991). For
example, the Cu-EDTA complex (log K = 18.8) forms about
300X more strongly than does Cd-EDTA (log K = 16.3), and
about 0.5 X WX  more strongly than does the Cu-NTA complex
(log K =  13.1; log K values from MINEQL*, summarized in
Table 1). Copper binds to NTA about 5000X more strongly than
does Cd (log KCM-NTA = 9.4). Note that in all cases Cu binds to
these ligands better than does Cd. By exposing fish to metals and
ligands  at  known  concentrations  in  water of  defined
composition, and measuring metal accumulation on gills, metal-
gill stability constants can be estimated.

Copper
  To estimate Cu-gill stability constants, we exposed fathead
minnows to 17 u,gCu-L~' (0.27 p,M) in soft water in the
presence of various ligands. 0.25 u,M EDTA prevented Cu from
accumulating on gills (Fig. 5), indicating that enough Cu was
bound in the Cu-EDTA complex to render Cu unavailable to bind
to the gills. MINEQL* calculations yielded 0.019 |jiM free Cu,
with the remaining Cu in the Cu-EDTA form. Likewise, 0.25 u,M
NTA prevented Cu accumulation (Fig. 5). Only about 0.030 u,M
Cu  was calculated to be in the free form in the presence of
0.25 uM NTA (MINEQL* calculation). 2.5 uM NTA also reduced
gill Cu to background (0.61 ± 0.16 (4)); only about 0.0002 u,M
Cu  was calculated to be free at this NTA concentration.
  Interpretation of results using ligands  that bind Cu more
weakly than EDTA and NTA is complicated by the fact that Ca
and H* compete with Cu for these ligands (e.g. log K values are
similar,  Table 1). Thus, not all the added ligand  is available to
bind Cu. For example,  only 0.04 u,M of  the 0.25 u,M ethyl-
enediamine was in the CuEN form (-16%), the rest of the ethyl-
enediamine being in the H~ or H2' form (MINEQL* calculation).
In contrast, >96% of the 0.25 u.M EDTA or NTA was available
to bind  Cu  (above). Ethylenediamine, citric, and oxalic acid
(25 u,M) were needed  to prevent Cu accumulation on gills
(Fig. 5), for which 0.006,0.007, and 0.044  u,M, respectively, of
the 0.27 u,M Cu in solution, was calculated to be free. In addition
to these data, we had conducted a series of experiments with
glutamic and salicylic acids, in which 25 u,M glutamate reduced
gill Cu accumulation slightly (but not significantly; to 1.84 ± 0.54
(6)), and 250 p.M salicylic acid was needed to reduce gill Cu to
1.31 ± 0.28 (5), not significantly above background.
Can. J. Fah. Aquat. Sci.. Vol. 50.1993
                                                                                                                261 \

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                       1
                       3
                       5
                       8
                            3  -
1  -.
                      FlG.  S.  Amount  of Cu  on  the  gills  of fathead  minnows  exposed to Cu
                      (0.27 »iM = 17 »tg • L-') and ligands for 2-3 h in soft water at pH 6.2.0.25 ftM EDTA
                      and NTA prevented Cu accumulation on the gills, whereas higher concentrations of the
                      other ligands were needed to do so. From left to right, n = 10,4,9,9,9,6,5,5,6,5.5.
                      The horizontal bands designated by dashed lines or grey shading represent, respectively, the
                      95% CI for background gill Cu, and Cu-exposed gills in the absence of ligands.
Cadmium
  The results for Cd binding to gills in the presence of synthetic
ligands were surprising. Although Cd binds less well to synthetic'
ligands than does Cu (Table 1), Cd bound to minnow gills as well
or better than did Cu. Between 2 and SX more EDTA than Cd
was needed to prevent Cd accumulation on gills (Fig. 6; see also
the Cd time course experiment. Fig. 1). This much EDTA would
leave between 0.001 and 0.005 (iM of the 0.05 |iM total Cd in
solution as free metal (MINEQL+ calculation). Extremely low
concentrations  of  free   Cd  resulted  in  significant  Cd
accumulation on gills, in contrast to the 0.006 to 0.04 p,M free
Cu  that was not enough free Cu to result in increased gill Cu
concentrations (above).
  Both Ca and H* complex with NTA and citric acid, reducing
the  amount of ligand available to bind Cd. NTA (5 u-M) and
2500 |iM citric  acid significantly reduced Cd accumulation on
minnow gills (Fig. 7). Free Cd under these conditions was
calculated to be 0.03 and 0.0002 jiM, respectively. The citric
acid results agree with the Cd-EDTA results: virtually all Cd in
solution must be complexed, otherwise measurable Cd  accu-
mulation occurred. The Cd-NTAresults agree with the Cu-oxalic
acid results, in that 0.03-0.04 u,M of free metal was not enough
to result in metal accumulation on the gills. Considering all the
Cd and Cu data on a molar basis, there needs to be the same or
less free Cd than Cu if no metal is to accumulate on the gills.
That is, the affinity of Cd for the gills is the same or greater than
that of Cu.

14C-Ligand Experiments
  To this point the experimental design and our interpretation of
the results were based on the assumption that free metals interact
with fish gills, while metal-ligand complexes do not. Copper-
EDTA and Cu-NTA complexes apparently do not bind to fish
gills (Fig.  5), but Cu accumulation in the presence of low
concentrations of ethylenediamine, citric acid, or oxalic acid
could be interpreted as Cu-ligand accumulation on  or in gills.
Similarly, elevated Cd accumulation on gills for the lower ligand
concentrations (Fig. 6, 7) could have been  due to Cd-ligand
accumulation on or in gills. To ensure the correctness of our
interpretations,  we wanted to verify that the free metal, not the
                                metal-ligand complex, was responsible for elevated gill metal
                                concentrations in our experiments. Numbers offish used in these
                                experiments were small, due to the expense of the radiolabelled
                                ligands.
                                  Three fathead minnows  exposed to I4C-EDTA  (0.1 ujnol
                                EDTA = 2.4 X106 DPM) in  1 L of soft water (no Cd) had
                                background gill Cd values of 0.11-0.13 u.g  Cd-g-', anc!
                                36-48 DPM  per gill sample (Fig. 8),  the same level  of
                                radioactivity  as fish  exposed  to Cd  without  radiolabel
                                (29-43 DPM per  gill sample). Thus,   14C-EDTA did  not
                                accumulate on minnow gills. In Cd plus I4C-EDTA exposures,
                                gills accumulated Cd but there was no increase in gill DPM
                                (Fig. 8). MINEQL+-calculated Cd-EDTA was 90% of total Cd.
                                Assuming 1:1 .Cd:EDTA binding, the expected counts if 90% of
                                the  Cd accumulation was due to Cd-EDTA would be 500-
                                1 800  DPM (gill samples = 0.07 g wet weight each; allowing a
                                generous (50%) margin for counting inefficiency and loss of
                                sample). To ensure that these seemingly large counts would be
                                detected, we  added  10-200 u,L of 0.1  fiM  l4C-citrate
                                (= 2.45 X 106  DPM • L-') to gill samples from control ftsh. Gill
                                DPM   versus  radiolabel  added was a  linear relationship
                                (r = 0.999, n  = 5). A  10-ul, spike (1 X 10'6  junol  citrate)
                                yielded 22 DPM above background, and a 20-u,L spike yielded
                                44 DPM above background. An additional 20-40 DPM (1.5-2 X
                                background counts) would therefore easily be detected in our
                                system.
                                  l4C-labelled  anthracene,   a   iipophilic    polyaromatic
                                hydrocarbon,  was also used  to test detection of  I4C. About
                                2 X 106 DPM of l4C-anthracene (0.07 u,mol) was added to 1 L
                                of soft water,  and three fish were exposed to this solution for
                                2-3 h. These  fish had gill counts of 370-550 DPM (Fig. 9),
                                whereas two control fish had gill counts of 39 and 46 DPM. Two
                                fish exposed to the dimethyl sulphoxide (DMSO) carrier plu
                                0.1  jimol MC-citrate (= 4.2 X 10* DPM • L-') had gill counts
                                49 and 58 DPM (Fig. 9); anthracene's entry was therefore due to
                                its own properties, not to DMSO. The uC-anthracene experiment
                                also indicates that 500-1 800 DPM (I4C-EDTA experiment)
                                would easily have been detected in our system.
                                  Cadmium accumulation on gills  was also never associated
                                with  l4C-citrate (Fig.  10). Nine fish exposed to 0.1  u,M of
2672
                                                                                        Can J Fish Aqual Set., Vol. 50,1993

-------
 0)
 w
JO
»5

I
s
O)
 O)
       0.8
0.6
       0.4
       0.2
                    nu/i3»)fti
                                        ICd = 0.05 |iM

FIG. 6. Amount of Cd on gills of fathead minnows exposed to Cd
(6 u,g • L~l = 0.05 n.M) and EDTA for 2-3 h in soft water at pH 6.2. It
took between 2 and 5 X more EDTA than Cd to prevent Cd accumulation
on the gills. From left to right, n = 13, 4, 5,4. The horizontal bands
designated by dashed lines or grey shading represent, respectively, the
95% CI for background gill Cd, and Cd-exposed gills in the absence of
ligands.
l4C-citrate had background gill Cd concentrations and a mean
gill radioactivity value of 58 DPM. Nine fish exposed to Cd alone
had gill Cd concentrations of 0.31 ng Cd • g~' (wet tissue) and
mean gill DPM values of 44. Three fish held in 0.1  ftM
MC-citrate plus 0.05 fiM Cd showed Cd accumulation on gills,
but no l4C-citrate  entry. However,  MINEQL*  calculations
showed 98% free Cd under these conditions, so binding of free
Cd, as opposed to Cd-citrate, would be expected. Similarly, there
was no evidence of l4C-citrate on gills offish held in 5 (iM citrate
with 0.1  u,M  l4C-citrate: again, plenty of  free Cd  would be
available to bind  at the gills  (80% of total Cd) under these
conditions.
  With Cd plus 25 pJvl cold and labelled citrate (16.35 X 10*
DPM in  1  L)  no counts due to I4C were detected in the gill
samples (Fig. 10). Here, 57% of the Cd would be bound by citrate
(MINEQL+ calculations). Under these conditions, again with a
generous provision for counting inefficiency, an additional 18,
21, and 31 DPM would have been expected in the samples if 57%
of the Cd  accumulation  was due  to Cd-citrate entry. These
increases would have been detected in our system, but the gill
samples were  within the background range. Finally, 250 u,M
citrate (19.44 X 106 DPM in 1  L) did not prevent Cd accumu-
lation on the gills, in accord with results presented in Fig. 7. Here,
95% of the Cd was calculated to be in the Cd-citrate form, and
9,6, and  6 DPM above background would have been expected
if 95% of the Cd accumulation on the gills had been due to
Cd-citrate. These values are at the detection limit of this method,
but the gill DPM values were within background. In total, there
was no evidence that l4C-citrate accumulates on gills.
  There was, however, the possibility that l4C-citrate was taken
up at the gills and metabolized to I4CO2 in the tricarboxylic acid
cycle. This scenario was tested by trapping  14CO2 in 10% KOH

Can. J Fish Aquat Sci, Vol. 50. 1993
                                                      FIG. 7. Amount of Cd on gills of fathead minnows exposed to Cd
                                                      (6 ng • L~' = 0.05 |iM) and NTA or citric acid (2-3 h in soft water,
                                                      pH 6.2). NTA (5 fiM) and 2500 ftM citric acid were necessary to prevent
                                                      Cd accumulation on gills. These experiments were done -6 mo after
                                                      those presented in previous Figures,  which shifted Cd values for
                                                      background (dotted horizontal lines, n = 12) and Cd-exposed gills in the
                                                      absence of added ligands (grey horizontal band, n = 12). From left to
                                                      right, n = 5,5,5,9,5,5.
                                                     in sealed jars containing 250 mL of a 0.1 u,M l4C-citrate solution
                                                     (6.7 X 106 DPM • L-'). The KOH sample from three jars con-
                                                     taining one fish each yielded 17 270 ±  1  140 DPM (mean
                                                     ± 1 SEM). With 6 jig Cd • L-' in solution, KOH from jars con-
                                                     taining fish yielded 13 310 ± 1180 DPM. KOH from two sealed
                                                     jars (no fish) with magnetic stir bars set to mimic agitation of
                                                     water due to minnows swimming gave 18210 and 23 820 DPM,
                                                     KOH  from a single, unstirred sealed jar (no fish), yielded
                                                     3 240 DPM, and KOH alone gave 80 DPM.  I4C caught in the
                                                     KOH traps was unrelated to the presence of fish, and appeared
                                                     to be  due to breakdown or volatilization of the l4C-citrate,
                                                     encouraged by agitation of the water either by fish or by stir bars.
                                                     It is therefore unlikely that metabolic breakdown of 14C-citrate
                                                     bound to gills was responsible for low counts of gills from the
                                                     MC-citrate plus Cd experiments.


                                                     Discussion
                                                       The most surprising result of our work was the strong binding
                                                     of Cd to fathead minnow gills relative to that of Cu. Synthetic
                                                     ligand experiments (Fig. 5,6,7) indicated that the concentration
                                                     of free Cd required for significant accumulation of Cd on gills —
                                                     using graphite furnace technology — was the same or less than
                                                     the concentration of free Cu required for significant Cu binding
                                                     If adsorption on the gill surface was the sole factor determining
                                                     binding, and was similar to binding to other ligands, then Cd
                                                     would be expected to bind about 10-100X less well to gills than
                                                     would Cu (Table 1). The probable reason for the difference is
                                                     uptake of Cd through high affinity Ca channels, in addition to
                                                     surface binding, whereas Cu uptake is likely through general
                                                     surface binding plus possible uptake through low affinity ion
                                                     channels. Both Cd and Ca cations have an ionic radius of-1.2 A,
                                                     and Verbost et al.  (1989)  showed that any  treatment  that
                                                     decreased  gill Ca accumulation had  a similar effect on Cd
                                                     accumulation, strongly suggesting  that both cations enter gills
                                                     by the same pathway.
                                                        Reid and McDonald (1991) also found that Cd bound to fish
                                                     gills better than did Cu. Radiotracers bound to excised rainbow
                                                     trout gills in the order La* > Ca2+ = Cd2+ > Cu2+. Lanthanum was
                                                     expected to bind best, due primarily to its triple charge; they
                                                     explained  the  weaker than expected binding  of Cu to gills
                                                     through the coordination chemistry of Cu2* (Reid and McDonald

                                                                                                           2673

-------
                       5
                       CO
                       o>
                             0.6
                            0.4
                       o
                       f   0.2

                       5
                                         = gill Cd
                         -i 300
                                      4C-EDTA
                C-EDTA
                       FIG. 8. Gill Cd (grey bars) and disintegrations per minute (DPM; clear bars) of gill samples
                       from fish exposed for 2-3 h in soft water to 0.1 u.M 14C-EDTA, Cd (6 u,g • L~l = 0.05 fiM),
                       or 0.1 fiM |4C-EDTA plus Cd. No additional counts due to 14C-EDTA were detected. Three
                       fish per treatment, with th'e order of gill Cd and DPM preserved left to right in each treatment
      600 r
 «
"o.    400
      200
Q.
O
              control     "C-citrate   14C-anthracene

                           + DMSO      + DMSO
Fie. 9. Disintegrations per minute (DPM) of fathead minnow gills from
two fish exposed to soft water only (control), two fish exposed to
0.1 n-M l4C-citrate plus dimethyl sulphoxide (DMSO), and three fish
exposed to 0.07 u.M 14C-anthracene plus DMSO. Accumulation of
14C-!abelled anthracene in or on  gills was easily measured by our
technique.
1991). From our viewpoint, the explanation needed is why Ca
and Cd bound better to the gills than did Cu. As presented above,
active uptake of Ca and Cd at high affinity sites can explain then-
results as well as ours. Radiotracers such as 109Cd can be used at
very low concentrations of total metal (e.g., 0.003 uM Cd, about
a 10X lower concentration than we used), but at such low Cd
concentrations exposure times necessary for adequate gill counts
need to be about one day (Wicklund Glynn et al. 1992). There-
fore, graphite furnace AAS is a good method to measure metal
uptake  at gills, because it allows  both low metal exposure
concentrations and short exposure duration.
  Significant morphological  changes  in fish gills occur at
>10ngCd •!*-', even  in synthetic  soft  water  (Karlsson-
Norrgren et al.  1985). Low concentrations of Cd do not lead to
general increases in gill permeability to ions (increased leakiness
due to displacement of Ca from cell membranes; Verbost et al.
1989). Therefore, the ameliorative  effects of Ca against low
concentrations  of Cd are  probably due to specific Ca-Cd
antagonism, not  to a general  reduction in gill  permeability

2674                                                    i
(Pratap et al. 1989; Verbost et al.  1989; Fig. 2). Reduced Ca
influx (Reid and McDonald 1988) can be explained by inhibition
of basolateral Ca2+-ATPase. This inhibition results in increased
intracellular  Ca, with a resultant reduction in Ca entry at cell
surfaces (Verbost et al. 1989), and may eventually lead to cell death.
  Our dissolved organic carbon (DOC) results indicate, as a first
approximation, that source and size fraction of DOC do not
determine the protective effect of DOC against Cu binding to,
gills.  If  DOC concentration was S4.8  mg-Lr1, Cu was
prevented from binding to minnow gills (Fig. 3). This result
agrees with those of Cabaniss and Shuman (1988b), who found
that source may be less important in explaining variations in Cu
binding by dissolved organic matter than are chemical factors
such as pH,  alkalinity, and ionic strength. Cadmium binds to
DOC about  10X  less well than does Cu (Morel 1983; Alberts
and Giesy 1983; Fig. 4). Estimates of Cu-DOC binding vary
considerably, with log K values ranging from 6 to 11 for water
with pH > 6 (Morel 1983). Our own estimates of Cu and Cd
binding constants to DOC are made in our companion paper
(Playleetal. 1993).
  Our experiments were run for 2-3 h, long enough for Cd and
Cu accumulation on gills to stabilize (Fig. 1; Playle et al. 1992).
Measured metal  accumulation is probably a combination of
surface-adsorbed metal, and subsequent metal transfer across
gill surfaces. This process of adsorption followed by entry is
assumed to occur for metal uptake by algae (Morel et al. 1991)
and is likely the process at fish gills. Verbost et al. (1989) used
an EDTA rinse to remove surface-bound l09Cd and 45Ca, and
found that both tracers were associated with the inside of the gill
epithelium.  No  differentiation  between  surface-bound  and
interior metal was made in our study. Our premise was that any
process affecting initial adsorption at the gills —  mainly
competition or metal complexation—would reduce initial metal
adsorption and therefore accumulation and toxicity. Results of
Skowronski  et al. (1992) indicated that similar competition andj
complexation effects (by K* and Cl~, respectively) are seen iij[
either 5-  or 90-min Cd exposures, even though approximately
20% more Cd accumulated in their cyanobacterium during the
longer exposure.
  Metal binding proteins such as  metallothionein may afford
some protection against Cu over time, but  production of
metallothionein was likely not a factor in our short experiments.

                             Can J Fish. Aquat. Sci.. Vol 50. 1993

-------
                                                                   flHI DPM
                                                                                                  -, 300
                                                                                                    200

                                                                                                    gill DPM
                                                                                                    100
                                                                                         250
               0.1 j/M  0.05//M      0.1             5              25
              "C-citrate    Cd                 //M cold plus "C-citrate; 0.05 pM Cd
FIG. 10. Gill Cd (grey bars) and disintegrations per minute (DPM, clear bars) of gill samples from fish exposed for 2-3 h in soft water
to combinations of '4C-citrate, "cold" citrate, and Cd (6 ng • L"1 = 0.05 uM). Wider bars at left represent mean values ±95% CI
(n = 9); otherwise each bar represents one gill sample, with order preserved left to right in each treatment There were no additional
counts due to 14C-citrate.
In any case, the gill is the first organ affected by waterbome Cu;
induction of  metallothionein-like proteins  will  only have
protective effects once gills have regained normal regulatory
function (Lauren and McDonald  1985). Longer-term studies
would indicate if acclimation to Cu and Cd occurs through
changes in metal-gill binding characteristics (Reid et al. 1991),
changes that could lead to reduced metal concentrations on the
gills (McDonald et al. 1991).
  Interpretations of our results are based on the premise that
some ligands can outcompete gills for metals, whereas other
ligands that form weak metal complexes will not. Implicit in our
analyses and calculations is the assumption that metal-ligand
complexes do not bind to gills. Otherwise, measured gill metal
concentrations may actually represent metal-ligand accumu-
lation on gills. There is reasonable agreement that EDTA and
NTA do not pass through cell membranes easily (Jackson and
Morgan 1978; Harrison et al. 1984; Part and Wikmark 1984; Nor
and Cheng 1986; Daly et al. 1990; Block and Part 1992), due
both to their negative charges and relatively large size. Our
present data also gave no indication of I4C-EDTA entry into fish
gills (Fig.  8), although entry of l4C-anthracene was easily
measured (Fig. 9).
  The argument becomes less clear when ligands such as citric
acid are used. Citric acid is a small molecule and is a substrate
in the tricarboxylic acid cycle. Studies  with a number of
organisms have shown that Cu and Cd accumulation or toxicity
is not reduced as much as expected when small, weak ligands
such as citric acid or glycine are used to complex the metals.
Competition between ligand and organism for the metal ion, as
well as entry (and toxicity) of the small metal-ligand complexes
have been discussed in most of these studies, with conclusions
favouring  ligand  competition  (Zitko  and  Carson  1976;
Knezovich et al. 1981; Harrison et al. 1984), metal-ligand entry
(Guy and Ross Kean 1980; Borgmann and Ralph 1983; Part and
Wikmark 1984), or  a combination of both (Giesy et al. 1977;
Poldoski 1979; Laegreid et al. 1983; Nor and Cheng 1986; Daly
et al. 1990; Femandez-Pinas et al. 1991). Block and Part (1986)
and Block et al. (1991) even showed that l09Cd transfer through
perfused gills was enhanced when complexed with xanthate, due
to the lipid-soluble nature of the  complex formed. Some
confusion has  undoubtedly occurred because  ion selective
electrodes, used frequently to measure free metal ions, do not
take into account metal that is only weakly bound to a particular

Can. J. Fish. Aquat. Set..  Vol. 50, 1993
                                                      ligand and would therefore act as a supply of free metal to
                                                      another ligand (e.g., gill)  with  a higher binding constant
                                                      (Florence 1977; Giesy et al. 1977).
                                                        In the absence of any knowledge of the relative strengths of
                                                      metal-gill and metal-ligand complexes, competition between
                                                      the gill  and ligands  for  free  metal,  or uptake of  small
                                                      metal-ligand complexes, are both valid arguments for metal
                                                      accumulation or  toxicity in the  presence of weak ligands.
                                                      However, once it  is determined how little free metal is needed
                                                      for significant metal accumulation on gills (this study), and the
                                                      strengths of Cd-gill and Cu-gill binding are calculated (Playle et
                                                      al. 1993), the simpler interpretation of metal accumulation in the
                                                      presence of weak ligands becomes competition between gills
                                                      and ligands for free metal ions. For example, the Cd and citrate
                                                      work of PSrt and Wikmark (1984) suggested that the Cd-citrate
                                                      complex  entered  perfused  rainbow trout  gills, but by  their
                                                      calculations 0.01-0.04 fiM  Cd (of a total concentration  of
                                                      9.5 p.M) was still free in solution—likely enough free metal to
                                                      explain their results  through entry of free Cd alone.  In our
                                                      experiments, just 0.0001-0.03 \iM free Cd was needed to result
                                                      in significant accumulation of Cd on gills. As another example,
                                                      this time for freshwater shrimp, the reported  toxicity of the
                                                      Cu-glycine complex and lack of toxicity of the Cu-(glycine)2
                                                      complex  (Daly et al. 1990)  can be explained by the stability
                                                      constants  of the two complexes.  When the concentration  of
                                                      glycine is high enough, the Cu-(glycine)j complex (log K= 16.0;
                                                      MINEQL*) probably out-competes the freshwater shrimp for Cu,
                                                      whereas at lower concentrations the weaker Cu-glycine complex
                                                      may not Gog K = 8.6).
                                                        Our present work gave no indication of l4C-citrate entry along
                                                      with Cd (Fig. 10),  suggesting that only free metal interacts at the
                                                      gills. 14C-citrate itself did not enter the gills, even in the presence
                                                      of DMSO (Fig.  9), a strong surfactant,  and there  was no
                                                      indication that l4C-citrate was assimilated and then lost as I4CO2.
                                                      Although metal-ligand entry could be occurring at a slow rate
                                                      by diffusion, this route of entry does not need to be invoked to
                                                      explain metal accumulation  on gills. Depending on the relative
                                                      strengths of metal-ligand and metal-gill complexes, and ligand
                                                      interactions with cations such as H* and Ca2*, different concen-
                                                      trations of ligand will be needed to prevent metals from binding
                                                      to fish gills (Fig. 5,6,7). Metal-gill and metal-ligand stability
                                                      constants, along with ligand concentrations, should therefore be
                                                      useful for predicting metal accumulation on gills, and hence

                                                                                                           2675

-------
  bioavailability and toxicity.
    In summary, measurement of actual metal accumulation on
  minnow gills has allowed us to determine that Cd binds to gills
  as well or better than does Cu, probably because of Cd uptake in
  high affinity Ca channels. This result  emphasizes that physio-
  logical processes at the gill must be considered when predicting
  metal  accumulation on fish gills.  Dissolved organic  carbon
  protects against Cu binding to gills better than it does against Cd
  binding, which is related to generally  greater affinity of Cu to
 .synthetic ligands, and the strong binding of Cd to fish gills. Thls^
  information, and similar information for other metals, should be
  useful in predictive models for metal accumulation on gills, and_
 .therefore should be useful to predict metal toxicity to fishTCaTcu^"
  lation of metal-gill stability constants from our synthetic ligand
  results, and their use in a model to calculate metal binding to gills
  offish exposed to Cu and Cd in natural lake water, is the subject
  of our companion paper (Playle et al. 1993).

  Acknowledgements
                                  «

    We thank Drs. Chris Wood and  Gord McDonald,  McMaster Uni-
  versity, Hamilton, Ontario, for the use of their graphite furnace for metal
  analyses, and Dr. Bruce Greenberg, University of Waterloo, for supply-
  ing die 14C-anthracene. This research was funded by an Operating Grant
  (No.  8155)  from  the  Natural  Sciences and Engineering Research
  Council of Canada to D.G. Dixon, by a Research Grant from the Dorset
  Research Centre, Ontario Ministry of the Environment, to D.G. Dixon,
  and by an E.B. Eastbum Postdoctoral Fellowship to R. Playle.

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     American flagfish (Jordanella floridae) in soft, acidic water and impli-
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 HUTCHINSON, N J., AND J.B. SPRAGUE. 1987. Reduced lethality of Al, Zn and Cu
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 LAUREN, DJ., AND D.G. MCDONALD. 1985. Effects of copper on branchial iono-
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 LAUREN, D J., AND D.G. MCDONALD. 1987. Acclimation to copper by rainbow
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 PLAYLE, RC, R.W. GENSEMER, AND D.G. DrxoN. 1992. Copper accumulation
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 PLAYLE, R.C., D.G. DIXON, AND K. BURNISON. 1993. Copper and cadmium
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     1061-1068
  2676
                                                                                                         Can  J. Fish Aquat Sci, Vol 50, 1993

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Can. J. Fish. Aquat. Sci.. VoL SO, 1993
                                                                                                                                     2677

-------
         Copper  and Cadmium Binding to Fish  Gills:  Estimates of
           Metal-Gill Stability  Constants and  Modelling of Metal
                                             Accumulation
                                  Richard C. Playle1 and D. George Dixon

                          Department of Biology, University of Waterloo, Waterloo, ON N2L 3C1, Canada

                                              and Kent Burnison

                      National Water Research Institute, Environment Canada, Burlington, ON L7R 4A6, Canada

          Playle, R.C., D.C. Dixon, and K. Burnison. 1993. Copper and cadmium binding to fish gills: estimates of metal-gill
                 stability constants and modelling of metal accumulation. Can. J. Fish. Aquat Sci. 50:2678-2687.
          Fathead minnows (Pimephales promelas) were exposed to 17 jtg Cu • L"1 or 6 ng Cd • L"1 in synthetic soft water
          in the presence of competing ligands. Measured gill metal concentrations correlated with free metal ion
          concentrations, not with total metal. Langmuir isotherms were used to calculate conditional metal-gill equilibrium
          constants and the number of binding sites for each metal. Log Kcu-gm was estimated to be 7.4 and the number of
          Cu binding sites on a set of gills (70 mg, wet weight) was -2X10~8 mol (-30 nmol • g wet weight"1). Log Kco^n
          was -8.6, and the number of Cd binding sites on minnow gills was -2X10~10 mol (-2 nmol • g wet weight"').
          Stability constants for H+ and Ca interactions at metal-gill binding sites and for metal interactions with dissolved
          organic carbon (DOC) were estimated using these metal-gill constants. All stability constants were entered into
          the M1NEQL+ aquatic chemistry program, to predict metal accumulation on fish gills using metal, DOC, and Ca
          concentrations, and water pH. Calculated metal accumulation on gills correlated well with measured gill metal
          concentrations and with LCso values. Our approach of inserting biological data into an aquatic chemistry program
          is useful for modelling and predicting metal accumulation on gills and therefore toxicity to fish.

          Des Tetes-de-boule (Pimephales promelas) ont et£ exposes a du Cu ou du Cd en concentration de 17 |ig • L"1 ou
          6 jig • L~', respectivement, dans une eau douce synth&ique, en presence de ligands concurrents. Les
          concentrations mesurees de metal sur les branchies etaient en correlation avec celles des ions metalliques libres,
          mais pas avec celles du metal total. Des isothermes de Langmuir ont servi a calculer les constantes conditionnelles
          d'equilibre mgtal-branchies ainsi que le nombre de sites de fixation dans le cas de chaque metal. Le log Kcu-bnncWe
          a et£ evalue a 7,4 et le nombre de sites de fixation du Cu sur une paire de branchies (70 mg poids frais) etait
          d'environ 2 X 10~8 mol (-30 nmol • g poids frais-1). Le log KbuvancMe a et£ evalu<§ a environ 8,6, et le nombre de
          sites de fixation de Cd sur les branchies etait d'environ  2X10~10 mol (-2 nmol • g poids frais"1). Les constantes
          de stability des interactions H* et Ca sur les sites de fixation des metaux avec le carbone organique dissous (COD),
          ont ete evaluees a partir de ces constantes metaux-branchies. Toutes les constantes de stability ont et<§ versees
          dans le programme de chimie de I'eau M1NEOL+ dont on s'est servi pour prevoir i'accumulation des metaux sur
          les branchies a partir des concentrations des metaux, du COD  et du Ca ainsi qu'a partir du pH de I'eau.
          L'accumulation calculee de metaux sur les branchies etait en bonne correlation avec la concentration de metaux
          mesuree sur les branchies ainsi qu'avec les valeurs de  CLso. Notre methode d'insertion de donnees biologiques
          dans un programe de chimie de I'eau constitue une facon utile de modeliser et de preVoir I'accumulation des
          metaux sur les branchies, done de la toxicit£ de ces metaux pour les poissons.
          Received September 18, 1992
          Accepted May 18, 1993
          (JB635)
                      Recu lei 8 septembre 1992
                         Accept le 18 mai 1993
   It has long  been realized that  metal-organism stability
   constants would be useful in interpreting and predicting the
   toxicity  of  waterbome  metals  to  aquatic  organisms
(Biesinger and Christensen 1972; Zitko and Carson 1976). To
date, conditional stability constants for Cu have been determined
for algae (Xue  and Sigg 1990) and for complexing  agents
released by algae (Van Den Berg et al. 1979; Xue and Sigg 1990)
and zooplankton (Fish and Morel  1983). These Cu stability
   'Author to whom correspondence should be addressed. Current
address: Department of Biology, Wilfrid Laurier University,
75 University Ave. West, Waterloo, ON  N2L 3C5, Canada.

2678
constants fall in the range 107-10n, indicating that 50% of the
Cu binding sites would be occupied a^ aqueous Cu concen-
trations of 10~7-10~n M.
  For fish, Reid and McDonald (1991) determined metal-gill
stability constants for La, Cu, Cd, and Ca, using excised gills of
rainbow trout Their values, lO^-lO3-5, were determined using
radiolabelled metals in mM metal solutions. These values are
low compared to those for algae, most likely  because of the
relatively high metal concentrations used. The conditional nature
of stability constants makes them dependent on the metal con-
centrations  used during their  determination:  high  metal

                            Con. J. Fish. Aquat ScL Vol 50.1993 A

-------
 concentrations yield low stability constants because even low
 affinity sites  are able to bind excess  metals. At low  metal
 concentrations, only high affinity sites are able to  bind  the
 limited amount of metal, yielding higher stability constants.
   Strength of metal binding is not the sole determinant of metal
 interactions with aquatic organisms. Dissolved organic carbon
 (DOC), Ca concentration, and pH are important modifiers of
 metal  bioaccumulation and toxicity in freshwater organisms
 (Van et al. 1990; Meador 1991; Playle et al. 1992, 1993). Dis-
 solved organic carbon can  complex metals,  rendering them
 unavailable to interact with an organism, and calcium competes
 with metals for binding sites, as does H*. In addition, water pH
 determines the proportion of total, unbound metal that is in the
 cationic form, generally thought to be the toxic species of metals
 (Morel 1983; Pagenkopf 1983).
   The objective of the present study was to determine metal-gill
 stability constants for low concentrations of Cu and Cd, and to
 use  these  constants, plus metal-DOC, Ca-gill, and H-gill
 constants, in a computer model to predict metal accumulation on
 fish  gills. This approach has been used for algae (Xue and Sigg
 1990) but has not yet been applied to fish. Metal accumulation
 on minnow gills  in the presence of complexing ligands such as
 EDTA were determined in our preceding paper  (Playle  et al.
 1993). We used the lowest concentrations of Cu and Cd (17 and
 6 u,g • L~', respectively) that were feasible to yield measurable
 metal deposition  on fish  gills, using graphite  furnace atomic
absorption spectroscopy. The gill accumulation data plus cal-
culated free metal concentrations in the water were used to
 determine the metal-gill  stability constants. Free metal con-
centrations were calculated using MINEQL* (Schecher 1991),
an aquatic chemistry computer program based on equilibrium
constants. Finally, our estimates of the metal-gill  stability con-
stants were  assessed by comparing calculated metal accumu-
lation  on  gills with measured gill metal  concentrations of
minnows exposed to Cu and Cd in water from a series of Ontario
lakes.

Materials and Methods

Ligand Experiments
  Detailed descriptions of the ligand experiments are given in
the preceding paper (Playle et  al. 1993) and the results are
summarized in Tables 1 and 2 of the present  paper.  In brief,
acclimated adult fathead minnows (Pimephales promelas) were
exposed to 17 ngCu • IT1 (0.27 |iM)or6 (JigCd- L'1 (0.05 p.M)
in synthetic  soft water (Na, Ca -50 jiM) at pH 6.2, 19°C. Fish
were killed at the end of the 2-3-h exposures, their whole gill'
baskets were removed, weighed, then digested in 1 N H2SO4 for
 8 h at 80°C. The supernatant of the gill digests was diluted with
deionized water, then analyzed for Cu and Cd using graphite
furnace atomic absorption spectroscopy. Experiments were run
in the  presence or absence of freeze-dried dissolved organic
carbon (DOC, 0-8 mg- L~') or the synthetic  ligands EDTA,
nitrilotriacetic acid  (NTA), ethylenediamine (EN), and citric,
glutamic, oxalic, and salicylic acids (0-2500
Calculation of Gill Stability Constants

  We used Langmuir isotherms to calculate Cu- and Cd-gill
stability constants (KCa.fM, #cd-g,ii). In order to make these calcu-
lations, estimates of free Cu2+ and Cd2* concentrations in the
synthetic soft water, with and without added ligands, were made

Can. J Fish. Aquat Sci , Vol SO, 1993
 using the MINEQL* program. Input values were 0.27 jiM Cu,
 0.05 jiM Cd, 70 p,M Na, 35 nM Ca, fixed pH 6.2, 19°C. and
 concentrations of the added ligands (0-2500 pM).  Solution
 ionic strength was calculated by MINEQL* (I~ 1 X 10~4), and
 metal-ligand log K values were supplied by  the computer
 program (Table 1,2). We ignored changes in water pH near the
 gills (Playle and Wood 1989; Lin and Randall 1990) because
 both Cu and Cd exist in the cation form at pH < 7; small pH
 changes near pH 6 were therefore inconsequential with respect
 to speciation of these two metals.
  Because we had information on Ca and H* interactions at Cu
 and Cd gill-binding sites (Playle et al. 1992,  1993), it was
 possible to estimate Kc^n and AT^i once #a>-giii and AQ,^,, were
 determined. These estimates were made in the following manner.
  Metal-ligand  equilibrium  constants  are  defined as  the
 concentration of the  metal-ligand complex  divided by the
 product of free  metal and  free ligand, once the reaction is
 complete. For example, Cd and gill interactions can be defined
as
(i)
    [Cd-gill]
   [Cd] • [gill]
Calcium interactions at the same sites on the gill can be defined
by
    [Ca-gill]
-
en
(2)
Rearranging Equation 1, and substituting for [gill] in Equation 2,
we get
           _ [Ca-gill]
           -
                 [Ca] .
This equation can be used to calculate K^.^ if we know either
how many gill sites, or the proportion of sites, that are occupied
by Ca and Cd. If half the gill sites are occupied by Ca, and half
by Cd, then Equation 3 simplifies to
(4)
                 [Ca]
  In the situation where the same amount of Cd accumulates on
the gills in the presence of Ca as in its absence (i.e., the amount
of Ca in solution does not significantly out-compete Cd for the
gill binding sites) then
(5)  Kt
      Ca-g.ll
                 ICa]
If the Ca in solution prevents all Cd from accumulating on the
gills, then
(6)
                  [Ca]
Hydrogen ion interactions at metal binding sites can be cal-
culated in the same manner, by substituting H* for Ca. Copper
                                                    2679

-------
                  TABLE 1. Gill Cu concentrations (above background) of fathead minnows held for 2-3 h in soft water
                  containing 0.27 fiM total Cu, plus ligands. Summarized from Playle et al. (1992, 1993). EN =
                  ethylenediamine.
Ligand FreeCu2* GillCu
OiM) (fiM; MINEQL* calculation) (fimol • g~ ' wet tissue)
EDTA


NTA

EN


Citrate


Oxalate


Glutamate


Salicylate




No ligands
No ligands,
0.15 '
0.25
0.30
0.25
2.5
0.25
2.5
25
0.25
25
25
0.25
2.5
25
0.25
25
25
0.25
2.5
25
100
250


no added Cu
0.112
0.019
0.0002
0.030
0.0002
0.214
0.080
0.006
0.230
0.122
0.007
0.246
0.199
0.044
0.247
0.210
0.101
0.252
0.249
0.225
0.176
0.127
0.253

0.028
0.019
0.000
0.000
0.000
0.000
0.036
0.017
0.013
0.027
0.020
0.008
0.018
0.024
0.008
0.038
0.034
0.020
0.021
0.024
0.027
0.020
0.012
0.026

0.000
logtfCu-ligand
(from MINEQL*)
18.8


13.1

10.5


7.3


5.1


8.3


10.6




—
-
—
                 TABLE 2. Gill Cd concentrations (above background) of fathead minnows held for 2-3 h in soft water
                 containing 0.05 uJM total Cd, plus ligands. Summarized from Playle et al. (1993). EN=ethylenediamine.
Ligand FreeCd2* >
(H-M) (nM; MINEQL* calculation)
EDTA 0.05
0.10
0.25
0.5
5.0
NTA 0.1
0.5
EN 0.05
Citrate 0.1
250
2500
Oxalate 0.05
Glutamate 0.05
No ligands
No ligands,
no added Cd
14.4
4.83
1.41
0.64
0.05
48.7
46.4
49.3
49.1
2.60
0.24
49.3
49.3
49.3
0.99
GillCd logKCd-ligand
(nmol -g 'wet tissue) (from MINEQL4)
2.0
2.4
0.4
0.0
0.2
2.3
1.6
25
2.7
1.2
0.4
2.1
2.2
2.0
0.0
16.3
9.4
5.6
53
3.4
4.8
—
—
can be substituted for Cd. Implicit in these calculations is the
assumption that there is enough metal and time for the gill sites
to become saturated. In practice, the metal concentrations and
exposure  times used in our experiments adequately fulfilled
these assumptions (Playle et al. 1992,1993).

2680
Lakewater Exposures and Toxicity Tests

  All stability constants were entered into the MINEQL* aquatic
chemistry program, to calculate metal accumulation on fish gills.
To test the model, we wanted to measure metal accumulation on

                              Can. J. Fish Aquat. Sci., Vol SO. 1993

-------
     4 r
 3
 1
 3
 u
 1
                                                  O.06  _

                                                        •i
                                                        c

                                                  0.04  J
0.02
                    0.1            0.2
                       freeCu" (pM)
                                                 0.3
FIG. 1. Plot of measured gill Cu against free Cu2* concentrations. Gill
Cu concentrations were from fathead minnows exposed 2-3 h in
synthetic soft water with 17 jtg Cu • L~' (0.27 uM) and 0-250 oM of
synthetic ligands (data from Playle et al. 1992, 1993). Free Cu2* was
calculated using MINEQL* and known concentrations of ligands and
ions (Table 1). Gill Cu varied  directly with free Cu2* (r= 0.858,
P < 0.001). The equation of the line was y = 6.23x+0.86 (y in jig Cu • g
tissue"1) ory = 0.098*+ 0.014 (y in u,mol' g tissue"1).


gills when minnows—were exposed to 17 (ig Cu • L"' and
6 jig Cd • L"1 in natural soft water, as opposed to synthetic soft
water. In addition, we wanted to correlate metal accumulation
on gills with metal toxicity.
  Water was collected from  five lakes NE of Peterborough,
Ontario, in June, 1991. The lakes were: Salmon L., Brooks Bay
and Sharps Bay of Jack L., Anstruther L., Loucks L., and Wolf L.
(all approximately N44°42', W78°13')- Twenty-Lstainless steel
containers (Spartenburg Steel Products, Spartenburg, SC) were
used to collect the surface water. These containers were then
pressurized  with N2 gas and the water was  filtered through
1.0 u,m glass fibre filters (A/E, 142 mm, Gelman Sciences Inc.,
Ann Arbor, MI) to remove algae. The filtered water was stored
in 40-L stainless steel containers (Simgo  Inc., Toronto,  ON),
brought back to Waterloo, transferred to 4-L polyethylene con-
tainers, and  stored at 4°C. These water samples were used for
combined Cu and Cd metal exposures to adult fathead minnows,
conducted in the same manner as described for the synthetic
softwater  experiments. A synthetic soft water plus a  10-uM
(total) mixture of glutamic, citric, and oxalic acids was also
used (3.3  u,M of each), to mimic a 5 mg DOC • L"1 solution
(Campbell and Stokes 1985).
  Toxicity tests using a geometric series of concentrations of the
Cu and Cd mixture were run in the lake waters, using juvenile
fathead minnows. These fish were <1 mo old, and had been held
in soft water for 1 wk before the experiment. During acclimation
they were fed live brine shrimp and fine powdered fish food
twice daily. Ninety-six h LCSOs were determined using duplicate
exposures of five fish per 100-mL solution in un-aerated poly-
ethylene urine cups. Eighteen juveniles (blotted dry) weighed
individually yielded an average weight of 1.6 ± 0.5 mg. LC50
values were calculated using a trimmed Spearman-Karber analysis.


Results

Calculation of Metal-Gill Stability Constants

Copper
   Previously, we measured Cu accumulation on gills of fathead
minnows exposed to 17 jig Cu • L"' (0.27 u,M) in synthetic soft
water, in  the presence or absence of synthetic ligands (Playle
etal. 1992,1993). Because we knew the water chemistry and the

Can J. Fish. Aquat  Set.. Vol SO, 1993
               0.4
            3
            1
            3
            1
               0.2
                                 20
                                               40
                                                             60
                                   fraeCd" (nM)
           FIG. 2. Plot of measured gill Cd against free Cd2* concentrations. Gill
           Cd concentrations were from fathead minnows exposed 2-3 h in
           synthetic soft water with 6 u,g Cd • L"1 (0.05 jtM) and 0-2500 jiM of
           ligands (data from Playle et al. 1993). Free Cd2* was calculated using
           MINEQL* and known concentrations of ligands and ions (Table 2). Gill
           Cd varied directly with free Cd2* (r = 0.732, P < 0.01). The equation of
           the line was y = 0.004* + 0.163 (y in u,g Cd • g tissue"1) ory = 0.03 lr
           + 1.451 (y in nmol -g tissue"').
                                                  f

           ligand concentrations, we were able to calculate free Cu concen-
           trations using the MINEQL* program. Gill Cu concentrations
           varied directly with free Cu2*, the major component of free Cu:
           gill Cu versus free Cu2* gave a straight line (Fig. 1; r= 0.858,
           P < 0.001). Gill Cu concentrations did not correlate with total
           Cu, which was constant at 0.27 jiM.
            To calculate log K^^n and the number of Cu binding sites on
           the gills, a Langmuir plot of Cu adsorption was constructed. Free
           Cu2* (micromolar) divided by gill Cu (micromoles Cu per gram
           wet tissue, minus background gill Cu, Table  1)  was plotted
           against free Cu2* (micromolar). The equation for the line was
           y = 35.38* + 1.28. The inverse of the slope of the line is the
           number of gill binding sites, = 0.03 u,mol •  g wet tissue'1. The
           inverse of the intercept = AT- (binding site  number), therefore
           K = 26 L • nmol"1 = 26 X 106 L • mol'1, and log KC^II - 7.4.
           Average total gill weight for the minnows was 0.07 g (wet tissue;
           Playle et al. 1993), therefore total binding sites for Cu on the gills
           of our fathead minnows was about 2X 10~9 mol.

           Cadmium
            Accumulation of Cd on gills of fathead minnows exposed to
           6 u,g Cd • L"1 (0.05 jiM) in the presence or absence of synthetic
           ligands (from Playle et al. 1993) was  plotted against free Cd2*
           concentrations calculated using MINEQL* (Fig. 2). Although
           there were not as many data points as there were for Cu, gill Cd
           still varied directly with free Cd2* (r = 0.732, P < 0.01). It was
           difficult to obtain intermediate values for the curve, because so
           little Cd was used in the experiments (e.g., 0-50 nM is just
           one-fifth the scale for Cu in Fig. 1).
            The log Kcd-gin and the number of binding sites for Cd were
           calculated using a Langmuir plot. Gill Cd concentrations above
           background (Table 2) were used for these calculations. Th
           Langmuir isotherm,  calculated  in nmoles, yielded the l
           y = 0.44* +1.06. The number of gill binding sites was the inverse
           of the slope, = 2.27 nmol • g wet tissue"1. From the inverse of
           the intercept, K = 0.42 L • nmol"1 = 0.42 X 10' L • mol"', and
           log tfcd-gui = 8.6. Average gill weight was 0.07 g wet tissue; thus
           the number of gill binding sites for Cd was about 2 X 10~'° mol
           per minnow.

                                                                2681

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                 TABLE 3. Input data for the metal-gill interaction model. Initial log K values were as calculated in the text.
                 Final log /rvalues were determined using MINEQL+ to best fit, within the constraints of the initial log K
                 values, calculated gill metal with measured gill metal concentrations for the synthetic soft water system.
                  Binding sites
Complex
Initial log K
Final log K
Cu-gill
2 X 10"9

mol per fish

Cd-gill
2X 10" IU mol per fish

DOC
1 mg • L~



1 = 5 X 10~8 mol

Cu-gillcu
H^-gillcu
Ca-gillcu
Cd-gillcd
H*-gillcd
Ca-gillcd
Cu-DOC
Cd-DOC
H*-DOC
7.4
<5.6
<3.5
8.6
5.0
8.4-9.4
6.4-8.4
4.0
7.4
5.4
3.4
8.6
6.7
5.0
9.1
7.4
4.0
Calculation of Ca, H*, and DOC Stability Constants
  Calcium and H* can compete with Cu and Cd for binding sites
on gills. By using the log Km^^a values calculated above, and
data presented in Playle et al. (1992,1993), the stability constants
for Ca and H* were estimated.
  Copper accumulation on minnow gills was not affected at
pH 4.8 (15.8 n-M H*) compared to pH 6.3 (0.5 p,M H*; Playle
et al.  1992). Inserting ATo,^, = 10™, free Cu = 2.53  X 10'7 M
(MINEQL*   calculation),   and   H*=15.8X10~6  M  into
Equation 5 yields log KH.^n < 5.6. Copper accumulation was not
affected by 2 000 jtM Ca (Playle et al. 1992): using Equation 5,
Cu = 2.53 X ID'7 M, Ca=2 X 10'3 M, and ATo,^, = 10™, yields
log Kc^a < 3.5.
  Cadmium accumulation on the gills was reduced  at pH 4.8
(Playle  et  al. 1993). Inserting Kc^n  =  1086, free Cd =
4.93 X 10'*  M  (MINEQL*   calculation),  and  H*   =
15.8 X 10~6 M into Equation 6 yields log *7H-jiii > 6.1. For Ca,
95 u,M  did not reduce Cd accumulation on gills, whereas
1 050 jiM Ca did (Playle et al. 1993). Using Equations 5 and 6,
respectively, log KC+JU < 5.3, but >4.3, the mean of which is
log Kc*fi\ = 5.0.
  Five to 6 mg DOC  • L"1 prevented Cu accumulation on gills,
by complexing all the 0.27 \iM Co in solution (Playle et al.
1993). Thus,  there were at least 0.05 junol binding sites  per
mg DOC • L~'. These metal binding sites must have had a higher
affinity for Cu than did the Cu binding sites on the gill, or the
DOC would not have been able to prevent Cu accumulation on
the gills. The log £O,-DOC value f°r the 0.05 |unol of high affinity
binding sites per mg •  L~' DOC must therefore be about 1-2 log
units higher than the log ATo,^, = 7.4 value. Our initial estimate
of the stability constant was log KCWJOC = 8.4-9.4, which is in
the mid-range of published values (Van Den Berg and Kramer
1979;Morel 1983).Note that direct attack of the Cu-gill complex
by DOC is unlikely (adjunctive pathway of ligand exchange; see
Hering and Morel 1990). More likely is the disjunctive pathway,
that first involves dissociation of Cu from the Cu-gill complex,
the free Cu then being able to react with DOC in solution.
  Cadmium has consistently been reported to bind <10X as well
to DOC than does Cu (Alberts and Giesy 1983; Tuschall  and
Brezonik 1983). Thus, an initial estimate of the log KC^DOC value
of 10-100X less than for Cu would be 6.4-8.4. The log K for
humic substances is 3 to 4 (DeWit et al. 1991), therefore we set
log KH&K - 4. We had no information on the interactions of Ca
with DOC.

2682
          Model Development
            Our purpose in determining metal-gill and other stability
          constants was to use these values in a computer model to predict
          metal accumulation on fish gills, and thereby predict metal
          toxicity. In essence, bringing biology into an aquatic chemistry
          program. The model we chose to use was MINEQL* (Schecher
          1991), an aquatic chemistry program based on log K stability
          constants.
            Our initial estimates of  log K stability constants and the
          number of metal binding sites are summarized in Table 3. To
          input these data into the MINEQL* program, three null com-
          ponents were defined (gillcu, gillcd, and DOC). We simulated
          two different sites for Cu and Cd binding on the gills (gillcu,
          gillcd) on the basis of our previous results (Playle et al. 1993)
          that indicated, for the low  metal concentrations we used, no
          competition between Cu and Cd for gill binding sites. Metal, Ca,
          and H* interactions with gillcu, gillcd, and DOC were defined in
          the program as 1:1 reactions (Table 3).
            We used Na = 70 jiM, Ca = 35 ftM, Cd = 0.05 pM, Cu  =
          0.27 u,M, fixed pH 6.2, and 19°C for water chemistry parameters
          of the synthetic soft water..For log K values for which we just
          had upper or lower values, or a range, we chose final log K values
          after optimizing to best fit the observed data in Playle et al. (1992,
          1993). In essence, the model was able to mimic the greater effect
          of H* and Ca on Cd binding to gills, and the greater effect of
          DOC on Cu binding to gills. Of note in Table 3 are the final
          log ATmeui-Doc values, that we optimized to log KCU-DOC = 9.1 (in
          the model, Cu binds to DOC SOX better than it binds to the gill),
          and log KCMXX = 7.4 (in the model, Cd binds to DOC 50X less
          well than does Cu, and Cd binds to DOC 16X less well than Cd
          binds to gills). We chose 1 mg • L~' DOC = 0.05 fimole binding
          sites, to allow enough binding sites for all the Cu and Cd  in
          solution at 6 mg DOC • L"1  (e.g., no competition by the metals
          for the sites). In general, as long as a ligand is in excess relative
          to metals in solution, metals do not compete with each  other
          (Morel 1983).

          Metal Accumulation and Toxicity to Fish Exposed to Cu and
               Cd in Soft Lake Water
             Of the natural  lake waters that we used in  the Cu and Cd
          exposures, Salmon L., and  Brooks and Sharps bays contained
          more Ca, more DOC, and had higher pH than did Anstriither,
          Loucks, and Wolf lakes (Table 4). The synthetic soft water plus
          a 10 ftM (total) addition of glutamic, citric, and oxalic acids had
          water chemistry similar to that of synthetic soft water without

                                       Can. J Fish. Aquat. Sci.. Vol 50. 1993

-------
TABLE 4. Lake water and synthetic soft water characteristics, and juvenile fathead minnow 96 h LCSOs. Water characteristics were measured on
water used for the metal deposition and LC50 experiments, except for conductivity, which was from a 1988 survey. SSW = synthetic soft waterj
+ ligands = plus 10 jtM (total) glutamic, citric, and oxalic acids. DOC = mg • L   , Ca and Na = uM, conductivity (Cond.) = p,mho • cm~', and all
metals = u.g • L  . Mean ± SEM (n) if n > 2. For LC50, values in parentheses = 95% CI.
Water
Salmon Lake

Brooks Bay

Sharps Bay

Anstruther Lake

Loucks Lake

Wolf Lake

SSW + ligands

SSW

pH
8.05±0.01
(12)
7.80±0.01
(12)
7.90±0.02
(12)
7.10±0.03
(12)
7.04±0.01
(12)
6.91 ±0.03
(12)
6.60±0.03
(8)
6.69±0.01
(20)
DOC
6.4±0.1
(3)
9.8
(2)
7.9
(2)
7.2±0.6
(3)
6.6
(2)
6.0±0.2
(3)
1.8
(2)
25
(2)
',
Ca
695±20
(4)
445±10
(4)
590±20
(4)
128±2
(4)
92±2
(4)
94±1
(5)
36±1
(3)
37±1
(H)
Na
34±6
(4)
76±9
(4)
90±32
(4)
39±5
(4)
37±4
(4)
48±I2
(4)
87±23
(3)
91±11
(H)
Cond.
85

—

78

24

22

19

—

—

Cu
2.3

3.1

6.6

4.1

1.4

0.8

—

2.1 ±0.3
(32)
Cd
0.1

0.1

<0.1

0.1

0.3

03

—

<0.1
(33)
Al
10.7

12.8

65

12.8

13.3

9.6

—

4.4

Fe
<50

<50

<50

<50

<50

<50

_ _

<50

Zn
12.0

4.0

25

1.5

4.2

1.6

__

2.8±05
(10)
96hLC50
Cu Cd
>126 >32

102 25.3
(78-133) (19.1-33.4)
115 27.8
(85-156) (19.8-39.0)
50.0 10.4
(31.9-54.4) (7.8-14.0)
27.8 6.8
(18.4-^2.0) (4.2-11.1)
31.2 6.9
(21.9-44.6) (4.0-11.9)
10.3 1.1
(6.8-15.6) (0.4-3.0)
9.4 1.0
(7.6-11.5) (0.6-1.7)
added ligands. Minnow exposures in both these synthetic soft
waters were at pH -6.7, to match the pH of the softer of the
natural waters.
  Copper and Cd 96-h  LC50  values  for juvenile fathead
minnows exposed in the various waters are given in Table 4. In
general, LCSOs for the Cu and Cd mixtures were lowest (metals
were most toxic) in softer water. Metals were most toxic in the
synthetic soft water,  and  were only slightly less toxic  in the
presence of the 10 jiM ligand mixture. Metals were least toxic
in water  from Salmon L., with too few mortalities to accurately
determine the LCSO (Table 4).
  Cadmium accumulation on gills of adult minnows exposed to
6 M-g Cd  • L~' and 17 jig Cu  • L~' was highest in Wolf L. water
(significantly above background, and not significantly different
from metal-exposed fish in synthetic soft water alone; Fig. 3),
and lowest in Salmon L. water (not significantly above back-
ground). Fish exposed to the lake waters without added metals
did not have gill Cd  concentrations significantly above back-
ground (0.18 ± 0.02 u,g Cd • g wet tissue'1;  ±95% CI, n = 17).
Fish exposed to Cd and Cu in synthetic soft water plus 10 u,M
(total) glutamic, citric, and oxalic acids had 0.64 ± 0.23 (6) u,g
Cd • g wet tissue'1, and fish exposed to the metals in synthetic
sqft water without added ligands had gill Cd concentrations of
0.54 ± 0.05 (9) u,g Cd • g. These exposures  were run at pH 6.6
and  6.7, respectively; their  gill  Cd concentrations were not
significantly different from those of fish exposed in synthetic
soft water at pH 6.2.
  Copper accumulation on  gills of adult minnows was never
above background in fish held in lake waters  supplemented with
Cu and Cd (Fig. 4), probably because DOC exceeded 5 mg • L"1
in all lake waters (see Playle et al. 1993). In  lake water without
added metals, gill Cu was 0.80 ± 0.08 (17), also not significantly
above background. Minnows exposed to Cu and Cd in synthetic
soft  water plus the 10 M-M ligand mixture (pH 6.6) had gill Cu
concentrations of 2.58 ±0.18 (6) jig Cd • g  wet tissue"1, while
fish  exposed to the metals in synthetic soft water without added
ligands (pH 6.7) had gill Cu concentrations of 2.16 ± 0.30(9) (ig
Cu • g"1. Neither concentration was significantly different from
                                               pH
                                                 1//M)
                                               DOC  (mg-f)
                  B
                        SH
                                         W
                          Lake
FIG. 3. Gill Cd concentrations of fathead minnows exposed 2-3 h in Cd-
and Cu-supplemented lake water. Cadmium deposition on gills was
highest in the softest water. S=Salmon L.. B=Brooks Bay, SH = Sharps
Bay, A=Anstruther L., L= Loucks L.. and W=Wolf L. Vertical lines on
bars = 95% CI; n = 6 for each bar. Dashed horizontal lines represent the
95% CI of gill Cd for minnows held in synthetic soft water in the absence
of added metals (n = 38). The grey horizontal band represents the 95%
CI of gill Cd for fish  held 2-3  h  in synthetic soft water with
6 jig Cd • L"1 (n - 45). *, **, *** = significantly below metal-exposed
gills (grey band), and +, -H-, -m- = significantly above background gill
metal  concentration (dashed lines) for  P< 0.05, <0.01, <0.001,
respectively.
Can. J. Fish Aguat. Sci.. Vol SO. 1993
gills of minnows exposed to Cu in synthetic soft water at pH 6.2.

Model Testing

  Final values for the log K stability constants (Table 3) were
used to assess the usefulness of the model in predicting gill metal
concentrations and metal toxicity. In the model  we used the

                                                      2683

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                                              PH
                                              Ca(f/M)
                                                   (mg-L")
                         Lake
FIG. 4. Gill Cu concentrations of fathead minnows exposed 2-3 h in Cd-
and Cu-supplemented lake water. There was no significant accumu-
lation of Cu on the gills, likely because DOC was a 6 rag • L~l in each
lake water. Dashed horizontal lines represent the 95% CI of gill Cu for
minnows held in synthetic soft water alone (n = 38). The grey horizontal,
band represents the 95% CI of gill Cu for fish held 2-3 h in synthetic
soft water with 17 ng Cu • L~' (n = 45). Lake names and other details
are given in caption of Fig. 3.
FIG. 5. Measured and modelled gill Cd, for fathead minnows exposed
2-3 h to 6 p.g Cd • L~' and 17 jig Cu • L~' in natural soft waters and
synthetic soft water (SSW) with or without 10 j»M added ligands (at
pH 6.7). Lakes are defined in the caption of Fig. 3. Gill Cd is expressed
as a percentage of the mean gill Cd concentration (100%) for fish held
in synthetic soft water plus Cd  at  pH 6.2 (grey bar, ±95% CI).
Background gill Cd = 0% (+95% CI, dashed line). Calculated gill Cd
correlated well with measured gill Cd (see text for details). Measured
gill Cd values are given with their 95% CI.
DOC, Ca, and Na values (molar), and pH (fixed) for the eight
waters listed in Table 4. The model mimicked a system open to
atmospheric CO2. Although we did not measure CO32~ in the lake
waters, for the model we assumed its concentration was equal to
that of Ca (Table 4), which yields approximately the same values
as if the more rigorous Henderson-Hasselbalch equation were
used to calculate HCO3~. For the comparison of measured and
calculated gill Cd and Cu, measured values from Rg. 3 and 4
were converted to percentages, with background gill metal = 0%,
and gill  metal concentrations  of fish exposed to metals in
synthetic soft water (at pH 6.2) = 100%. The calculated gill metal
concentration in synthetic soft water (pH 6.2, assuming back-
ground DOC = 1 mg • L~') was used as the model 100% value.

2684
                         Lake                Uganda
FIG. 6. Measured and modelled gill Cu for fathead minnows exposed
2-3 h to 17 fig Cu • L"1 and 6 fig Cd  • L~' in natural soft waters and
in synthetic soft water (SSW) with or without added ligands. Lakes are
defined in the caption of Fig. 3. Gill Cu is expressed as a percentage of
the mean gill Cu concentration (100%) for fish held in synthetic soft
water plus Cu (grey bars). Background gill Cu = 0% (dashed line).
Calculated and measured gill Cu correlated well (see text for details).

  Modelled gill Cd agreed well  with our measured values
(Rg. 5), with the largest discrepancy for Sharps Bay. The cor-
relation coefficient between measured and modelled gill Cd was
0.9008 (P < 0.01). Measured gill Cd versus the juvenile fathead
minnow LCSOs for Cd (Table 4) yielded a correlation coefficient
of -0.897 (P < 0.01). Modelled gill Cd versus the LC50 values
yielded a better correlation (r = -0.960; P < 0.001). These data
indicate that model-calculated gill Cd concentrations could rea-
sonably be used to predict acute Cd toxicity to fish.
  Measured and modelled  gill Cu also agreed well (Rg.  6,
r=0.926, P < 0.001), in spite of the fact that none of the gill Cu
concentrations from the natural lakewaters  was above back
ground (Rg. 4). Measured gill Cu versus the log of the juvenile
fathead minnow LCSOs for Cu yielded r = -0.830 (P < 0.05; gill
Cu vs. linear LCSOs was not significant, r = -0.662, P > 0.05)
Modelled gill Cu had a slightly better correlation with the log
LCSOs (r = -0.895, P < 0.01; the correlation with linear LC50s>
was r = -0.727, P < 0.05). As was the case with Cd, modelled
gill Cu concentration was a good indicator of acute Cu toxicity.

Discussion

  In the present study, we have better defined interactions of
Cu and  Cd with fish gills, as influenced by dissolved organic
carbon (DOC), pH, and Ca. We used Langmuir isotherms  to
estimate conditional metal-gill stability constants. These were
log Xcu^iii = 7.4 and log tfca-giii= 8.6. There were about 10X more
of the weaker Cu sites on the gills (~2 X 10~9 mol per fish) than
Cd sites (~2 X lO'10 mol per fish).
  Interactions of Cu and  Cd with the gill and with DOC, and
competing reactions with Ca and FT, are illustrated conceptually
in Fig. 7, along with their log K values. Cadmium binds to the
gills better than does Cu, and is more  affected by competition
from Ca and H*. These interactions are likely a consequence of
active Cd uptake through high affinity Ca channels in addition
to general surface binding. Cadmium reduces Ca uptake, mainly
through effects on basolateral Ca2+-ATPase activity (Verbost
et al. 1989). The data of Reid and McDonald (1988) support the
existence of higher affinity binding sites for Cd compared to Cu.
Calcium competition reduces Cd uptake at gills, and therefore

                              Can. J. Fish Aquat Set. Vol. 50,1993

-------
 the subsequent distribution to the rest of the fish body (Wicklund
 and Runn 1988).  Transfer of metals through the basolateral
 membrane is probably by diffusion (Verbost et al. 1989).
  Copper, on the other hand, appears to bind to weaker sites on
 the gills, and possibly also enters through ion channels (Fig. 7),
 but binds more strongly to DOC than does Cd (log XCU-DOC=9.1;
 log AGHJOC = 7.4). The binding order for DOC reflects relatively
 strong binding of Cu to ligands. The effect of low concentrations
 of Cu at the gills is an inhibition of Na* influx, mainly through
 effects  on Na+-K+-ATPase  (Lauren  and McDonald 1987).
 Relatively more inhibition of this effect was seen by carbonate
 complexation than by Ca (Laurdn and McDonald 1986), which
 agrees with our results of less protective effects of Ca on Cu
 accumulation, compared to effects on gill Cd (Playle et al. 1992,
 1993). Note that in the conceptual model illustrated in Fig. 7 the
 gill mucus layer is ignored. Gill mucus probably binds metals
 and  slows metal  access to  the gill  (Part and Lock 1983).
 However, once a metal exceeds the complexing and sloughing
 ability of mucus, the metal will become available to react at the
gill epihelium; this is the situation illustrated in Fig. 7.
  There are few log Kmeui-giii values with which to compare our
values. Reid and McDonald (1991) found log K values of about
3.5,3.0,3.0, and 2.4 for La, Cd, Ca, and Cu, respectively. These
 values are low, probably because they used mM concentrations
of metals  in their experiments instead of environmental,
 sub-micromolar concentrations. Log AT values are sensitive to the
metal concentration at which the experiments are run, and  it is
difficult to extrapolate from a stability constant obtained at high
metakligand ratio to a stability constant for a low metakligand
ratio (Perdue and Lytle 1983). However, Reid and McDonald
(1991) found that Cd  bound to gills better than did Cu, which
agrees with  our results. Xue  and Sigg (1990) determined
log Kca^gte = 8.8 (at pH 6.0), which is ~ 10X higher than ours for
fish at about the same pH. These workers were successful in model-
ling Cu binding to algae using a computer program based on
log K values, their input log Kcu^pc values, and the number of
binding sites (2 jxmol  • g dry algae"') they determined for algae.
  We inserted our metal-gill, H+-gill, Ca-gill, and metal-DOC
stability constants  (Fig. 7; Table 3) into MINEQL* (Schecher
 1991). The model adequately reflected measured metal accumu-
lation on the gills (Fig. 5,6). In addition to Cu and Cd bound to
gills, the MINEQL+ output included Ca and H+ bound to gill sites
(an indication of competition for the sites), unoccupied gill sites,
free metal in solution (an indication of the pool of metal available
to bind at the sites), and metal bound to DOC (representing the
extent of metal complexation). This simple model considered
only 1:1 metal-ligand interactions, and ignored Ca interactions
at metal binding sites on DOC. At the low metal concentrations
 we used, 1:1 binding would be expected: Cabaniss and Shuman
 (1988a)  showed that Cu-DOC interactions were >90%  1:1
binding. Not incorporating  Ca-DOC interactions probably
 would have had little effect on the model, because both Cu and
 Cd would bind  much more strongly to DOC than would Ca
 (Kerndorff and Schnitzer 1980; Cabaniss and Shuman 1988a;
 Daly et al. 1990). It should be noted that our stability constants
 represent average conditional stability constants, akin to con-
 tinuous multiligand binding models (e.g., Perdue and Lytle 1983;
 Grimm et al. 1991) or "quasiparticle" models (Sposito 1981).
  Stability constants change with solution chemistry (pH, ionic
 strength) as well as with metal and ligand concentration (Perdue
 and Lytle 1983; Cabaniss and Shuman 1988a). Van Den Berg
 and Kramer (1979) and Morel (1983) determined that there is
                                    Ca
Cd**
            9.1
                Cu
              /
                          Cu—7.4
       DOC
    4.0
H


Cd
              H*
    7.4
      X
       DOC
          X
            4.0
Na*          \
    Ca**
FIG. 7. Conceptual illustration of Cu, Cd, Ca, and H* interactions at fish
gills and with dissolved organic carbon (DOC). The numbers are the log
K conditional stability constants for the interactions. In water (left), Cu
and Cd may become complexed by DOC, and also face competition
from Ca and H+ for negative binding sites on gill surfaces. As well as
binding to the general gill surface, Cu may enter the gill through low
affinity channels.  Copper disrupts Na* uptake at the basolateral Na
pump. The stability constant for Cd is higher than for Cu: if surface
binding was solely responsible for metal reactions at the gills, Cd would
be expected to bind less strongly than Cd. Uptake of Cd through high
affinity Ca channels is likely the explanation  of the higher-than-^
expected /fcd-gm. Also illustrated is the inhibition of the basolateral Ca'
pump by Cd.
 about a one log unit decrease  in stability  constants as pH
 decreases by one unit. However, we used the approach of Grimm
 et al. (1991) and Cabaniss and Shuman (1988a) where changes
 in stability  constants are considered to be due solely to H+
 competition. That is, the use of one metal-gill stability constant,
 with another H+ stability constant for competition, as opposed to
 different metal-gill  constants  for each pH.  In spite of the
 qualifications and simplifications used in the model, relative
 amounts of  Cu and Cd deposition on the gills were reasonably
 well predicted (Fig. 5, 6). Copper was complexed better by DOC
 than was Cd, and Cd binding to the gills was affected more by
 Ca than was Cu.
   We calculated approximately 0.05 iuno] metal binding sites
 per mg DOC. Reported number of Cu binding sites for DOC vary
 from about 10 u,mol per mg DOC (Cabaniss and Shuman 1988a)
 to 0.2 jtmol per mg DOC (Hering and Morel 1990).  Our low
 number of binding sites is indicative of the low metal concen-
 trations we  used in our experiments. The sites were relatively
 strong metal binding sites (log KCU-DOC = 9.1, log KGI-DOC = 7.4),
 which may represent metals binding with carboxyl groups (Taga
 et al. 1991). Sunda and Hanson (1979) determined log K^ DOC =
 9.0  for river water at pH 5.95, very similar to our Cu result.
 Hering and  Morel (1990) used 0.05' \iM Cu concentrations
 their experiments, and found slightly stronger Cu binding
 humic acid  (log K^™** =  10.1). Holm and Curtiss (1990)
 used 0.05, 0.2, and 10 u,M Cu in their experiments, and found
 log K= 10. 1, 8.5, and 5.5, respectively, for natural organic matter
 in ground  water, demonstrating  the dependence  of stability
 constants on the metal concentration used in their determination.
 Grimm et al. (1991) determined (mean) log KO.-DOC  = 4.2-4.9, a
Can J Fish. Aquat Sci., Vol 50. 1993
                                                     2685

-------
much lower stability constant than those listed above, but they
used experimental Cu concentrations S5 u.M. Holm and Curtiss
(1990) determined that complexes with natural organic matter
should dominate Cu speciation at the low Cu concentrations they
used. In agreement, our measured and modelled gill Cu values
(Fig. 6) were mainly influenced by DOC concentration.
  Cadmium has been shown to bind less well than Cu to DOC
and fulvic and humic acids (e.g., Florence 1977; Kemdorff and
Schnitzer 1980; Alberts and Giesy 1983; Lund et al. 1990; Sahu
and Banerjee 1990). This binding order is related to general
metal-ligand binding strength. If Cu binds better to DOC and
humic acids, then Cu toxicity would be expected to decrease in
response to organic material more than does Cd toxicity (e.g.,
Winner 1985,1986 for Cu, Cd toxicity to Daphniapulex). In our
work, freeze-dried DOC protected against Cu deposition  on
minnow  gills at concentrations £4.8 mg-L~' (Playle et  al.
1993), and insignificant Cu accumulation was  observed in
natural lake  waters containing £6 mg DOC • L~' (Fig.  6),
whereas Cd still bound to fish gills in the presence of & 6 mg
DOC • L~' (Fig. 5). Because of these binding results, we suggest
that toxicity of the metal mixtures in soft waters (Table 4) was
due mainly to Cd.
  In the model we ignored differences in DOC source or com-
position, because concentration of DOC adequately determined
gill Cu concentrations (Playle et al. 1993). Although DOC from
different sources can bind or detoxify metals to varying degrees
(e.g., Nor and Cheng 1986; Sahu and Banerjee 1990), DOC from
similar sources (i.e. same size of watershed and vegetation types)
generally binds metals in a similar manner (Oliver et al. 1983;
Cabaniss and Shuman 1988b). Source of DOC may not be as
important as pH, alkalinity, or ionic strength in determining
metal binding to DOC (Cabaniss and Shuman 19885), and these
workers suggested that experimental effort should be expended
in defining these effects, not on documenting variations in DOC
binding properties with season or location.
  Synthetic soft water plus 10 p-M (total) citric, glutamic, and
oxalic acids did not reduce Cu or Cd accumulation on fathead
minnow gills, nor did it alter metal toxicity (Table 4).  This
mixture was meant to be a synthetic DOC analogue, similar to
but simplified from  those used  by  Sposito (1981) and  by
Campbell and Stokes (198S). Campbell and Stokes (1985) found
that a  22 (iM DOC analogue  complexed  -70% of a 6 u,g
Cu  • L~' solution (pH 6).  With 3X that amount of Cu in our
experiments, and half the ligand concentration, only about 12%
of the Cu would be expected to be complexed, not enough to
reduce Cu accumulation  on gills. However, the model did
calculate some reduction in free  Cu (to about 60% of total;
Fig. 6). It is not surprising that the 10 pM (total) ligand solution
did not reduce Cu or Cd bound to gills or reduce metal toxicity,
and it does not adequately reflect 5 mg DOC • L"' in our system.
  The model should be expanded to include other metals. It may
be  possible to calculate stability constants from previously
published ligand work, but some metal-gill stability constants
have already been published.  For example, Wilkinson et  al.
(1990) used salmonid data to estimate  log  KAH>n - 6.5. Con-
ditional stability  constants for organic material and  Al are
available: log ArA,.Doc = 6.2 (Urban et al.  1990), log K^™** =
7.8 (Shuman 1992). Constants are also available for other metals
such as  Mn (log /^M-DOC  =   3.8;  Urban  et al. 1990),  Fe
(log KF..DOC = 9.4; Urban et al. 1990), and Co (log Kc^vmKmA =
5-6; Van Loon et al. 1992). Weaker complexing metals such as
Ni and Zn would likely bind to DOC about 10 X less well than -
 does Cu (Morel 1983). Lin and Benjamin (1992) indicated some
 of the confounding effects of ligand addition to a multiple-metal
 system. A ligand may complex a metal that is otherwise bound
 to a (gill) binding site, which would free that site (e.g., increase
 free gill sites) to which another metal may bind. Models such as
 ours will be useful to predict complex interactions of this type.
   In an expanded model, competition for gill binding sites by Ca
 and H* need to be considered for each metal using appropriate
 log K values. Metals will be less toxic in hard water, and very
 acidic conditions will keep metals off gills. Of course, H* itself
 can be disruptive to gills. Simulations using our model indicated
 that H* would protect against metal binding at gills before it
 would displace metal from DOC. By the time enough metal was
 displaced from DOC for the metal to interact at the gills (pH < 4),
 H* itself would likely become toxic. This point illustrates the
 usefulness of the model in integrating multiple effects such as
 speciation, competition, and complexation, a situation where
 models relying on correlation (Yan et al. 1990; Meador 1991)
 are often inappropriate.
   Output from the present model is toxicant bound to the gills,
 the target organ, which then must be translated into toxicity to
 the fish. This last step requires the most study. Together, the
 model output would give an indication of all types of competition
 for gill binding sites, of which Ca interactions can be considered
 beneficial, and most others as potentially toxic. In our lake water
 experiments, measured and calculated,gill'Cu and Cd concen-
 trations did correlate with toxicity, but it is not known how much
 metal accumulation  is necessary to affect fish survival on a
 long-term basis. Presumably,  a constant accumulation (gill
 "dose") will be toxic, such as was found for whole-body Cd
 accumulation in Hyalella azteca (Borgmann et al. 1991).
   In summary, measurement of metal deposition on minnow
 gills has allowed us to estimate conditional stability constants of
 Cu and Cd binding to gills, the number of metal binding sites on
 the  gills,  plus interactions  with  Ca,  H*.  and  DOC. This
 information, and similar information for other metals, will be •
 useful in predictive models for metal accumulation on gills, and
 will therefore be useful to predict metal toxicity to fish.

 Acknowledgements

   We thank Drs. Chris Wood and Gord McDonald, McMaster Uni-
 versity, Hamilton, Ontario, for the use of their graphite furnace for metal
 analyses. We thank Dr. David Lean for help collecting lake water
 samples. This research was funded by an Operating Grant (No. 8155)
 from the Natural Sciences and Engineering Research Council of Canada
 to D.G. Dixon, by a Research Grant from the Dorset Research Centre,
 Ontario Ministry of the Environment, to D.G. Dixon, and by an E.B.
 Eastbum Postdoctoral Fellowship to R. Playle.

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                                                               2687

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        Pergamon
                Computers A Ctotcieaca Vol. 20. No. 6. pp. 973-102}, 1994
                              Copyright O 1994 Elsevier Science Lid
0098-3004(94)E0016-M       Printed in Great Briuin. All rights reserved
                                      0098-3004/94 $6700 +0.00
           WHAM—A  CHEMICAL EQUILIBRIUM MODEL AND
              COMPUTER CODE  FOR  WATERS, SEDIMENTS,
                 AND SOILS INCORPORATING A  DISCRETE
             SITE/ELECTROSTATIC MODEL  OF ION-BINDING
                             BY HUMIC SUBSTANCES
                  /

                                          E. TIPPING
           Institute of Freshwater Ecology. The < Ferry House, Ambleside. Cumbria LA22 OLP, UJC

                              (Received and accepted I December 1993)

       Abstract—WHAM (Windermere Humic Aqueous Model) is designed to calculate equilibrium chemical
       spedation in surface and ground waters, sediments, and soils. The model is suitable especially Tor problems
       where the chemical spedation is dominated by organic matter (humic substances). WHAM combines
       Humic Ion-Binding Model V with a simple inorganic spedation code for aqueous solutions. Precipitation
       of aluminum and iron oxides, cation-exchange on an idealized day mineral, and adsorption-desorption
       reactions of fulvic add also are taken into account. The importance of ion accumulation in the diffuse
       layers surrounding the humic molecules is emphasized. Modd calculations are performed with a BASIC
       computer code running on a Personal Computer.

       Key Words: Chemical equilibrium, Chemical spedation, Humic substances, Ion-binding, Sediments, Soils,
       Waters.
               INTRODUCTION

Humic substances are recognized to play an import-
ant part in the chemical spedation of waters, sedi-
ments, and soils, but describing their interactions
with protons, metal ions, and other species under
environmental conditions has proved difficult in the
absence  of an appropriate spedation  code. Until
recently, the main attempt to do so has been with the
program GEOCHEM (Mattigod and Sposito, 1979),
rcpresentingdissolved humic matterbva collection of
low  molecular  weight  organic  compounds with
known .binding properties. Although useful as a guide
to the interactions, this approach is  not entirely
satisfactory, because it ipiores the tnaeraiqnie nature
ofjulvic andJhumig adds. More recently,  a  "com-
petitive Gaussian"  model for fulvic  add has been
introduced into the MINTEQ code (Allison and
Perdue. 1994), .but the available database for metal
interactions is'limited (Susetyo and others, 1991). No
codes seem to be available to deal comprehensively
with solid-phase organic matter.
  The  Windermere  Humic   Aqueous    Model
(WHAM), presented here, can be applied to equi-
librium speciation problems involving waters, sedi-
ments, and soils, with humic substances present in
dissolved or paniculate form. It follows from the
development and partial validation of Humic Ion-
Binding Model V (Tipping and Hurley, 1992; Tipping
1993a. 1993b, 1993c). Although Model V  could be
          . combined with existing inorganic spedation codes in
           order to solve chemical equilibrium problems, a new
           organic-inorganic  combination  that  takes into
           account the solving demands  of Model V in the
           overall scheme was developed, rather than attempting
           to incorporate Model V into an existing code. This is
           important especially for concentrated systems (sedi-
           ments and soils) where the accumulation of tons in
           the diffuse  layer surrounding the humic molecules
           takes on major importance. Moreover,  a purpose-
           built model should be better-suited for incorporation
           into dynamic models of natural  aquatic, soil, and
           catchment systems.

                        MODEL DESCRIPTION

             WHAM  is a combination of several  submodels.
           These are Humic Ion-Binding Model V (Tipping and
           Hurley, 1992; Tipping, 1993a, 1993b). and models of
           inorganic solution chemistry, precipitation of alumi-
           num and iron oxyhydroxides, cation-exchange on a
           representative clay, and the adsorption-desorption
           reactions of fulvic adds (Tipping and Woof, 1990,
           1991). The interrelationships among these submodels
           are depicted in Figure 1.

           Model V: specific binding by humic substances
             Humic compounds are represented by hypothetical
           size-homogeneous, rigid, molecules, which carry pro-
           ton-dissociating groups that can bind  metal ions
                                             973

-------
974
                                             E. TIPPING
either singly or as bidentate pairs. The interactions
are described in terms of intrinsic equilibrium con-
stants and electrostatic terms. The former refer to the
(usually hypothetical) situation where the humic sub-
stances have zero electrical charge. The latter take
into account the influence on binding of the variable
humic charge; binding strength is enhanced-when the
metal species and the humic molecule carry opposite
charges, and  diminished when the charges, have the
same sign. The electrostatic terms take the general
form e ~1™r where K> is the electrostatic interaction
                     ' factor (dependent upon ionic strength), z is the charge
                      on the combining ion in question, and Z is the humic
                      charge. For example, the dissociation of a proton by
                      the following reaction

                                   RAH'^RA'-' + H*         m  (1)

                      is characterized by the variable equilibrium quotient,
                      K(Z):
                                                                   (2)
                                          RAH*
                                                 T
                             DISCRETE SITES H A  DIFFUSE LAYER

                                    and     J[-7UAV,     balancing
                                    lion      ^l L\\t\ r3     counlerions
binding
dissociation
                                        -2wzZ
                                      e
                                                                 Donnan
    AI(OH)3
    Fe(OH);
                    K
                      so
                     K
                       so.
BULK SOLUTION

A + B + C ^=^ ABC
Donnan


(K.ri)
CLAY
counlerions
balancing
ZCLAY
/ , , A Donnan
' ~2wzZ ' ,„ *
iMntr 6 \^se\)

                             binding and
                             dissociation
                                 balancing
                                 counlerions
                             DISCRETE SITES  FA  DIFFUSE IAYER
                                          SOIL/SEDIMENT
                                               SOLIDS
         Figure 1.  Functional relationships in WHAM. FA » fulvic acid, HA «= humic acid. Species in bulk
         solution are in equilibrium with fulvic and humic discrete sites, and also with counterion species in diffuse
         layers. In version of model for waters (WHAM-W), aluminum and iron (oxy)hydroxides and day cation
         exchanger are omitted. In version for soils and sediments (WHAM-S), some of fulvic acid can be present
         in both solid and dissolved forms. Humic and fulvic acids, and clay cation-exchanger, together with their
                           diffuse layers, have net zero charge, as does bulk solution.

-------
                               Equilibrium chemical spcciation by WHAM
                                                                                    975
                   Table I. Default parameter values Tor fulvic acid (FA) and humic acid
                   (HA) used  in WHAM-W Version 1.0 and  WHAM-S Version 1.0.
                                     diffuse layer. See text for details.

"A
«i
PKA
-PKA
ApKA
•ApK*i>
f •
J*


P^MHt
KZ
/«.
y
f
K,

mol type A groups per g
mol type B groups per g
central pK for type A groups
central pK Tor type groups
range of type A pK's^ ft 7
range of type B pK's
defines w by w — /*logw/
proximity factor
molecular weight
molecular radius (run)
in terms of pKiou
charge factor for DL volume
factor for max DL volume
distribution parameter
adsorption parameter
adsorption parameter
FA
4.73 x 10-'
2J7 x 10-'
3.26
9.64
3.34
5.52
-103
0.4
1500
0.8
3.96pKnHn.
10'
0.25
1
10*
1
HA
3.29 x 10-'
1.65 x 10-'
4.02
8.55
1.78
3.43
-374
OJ
15.000
1.72
3pIW-3
101
0.25
—
—
—
where A^ is  the intrinsic constant  Because w is
positive and Z nearly always negative, Equation (2)
shows that the greater (more negative) is the humic
charge, the less does reaction (1) proceed, because of
the tendency of the humic charge to hinder proton
dissociation.
  The  proton-binding  groups of the humic sub-
stances are heterogeneous, having a range of intrinsic
pK  values.   Two   types  of acid  group  are
distinguished, denoted by A and B. Within each type
there are four different groups, present in  equal
amounts, the pK values of which are described in
terms of a median value, pKA or pK,, and a factor,
ApKA or ApK(, that defines the range of the values.
For example, the four type A groups have pK values
given by
PK«(0 = PKA +
                                            (3)
where / «= 1,2,3,  or 4. The humic content of type
B sites (n,) is fixed at one-half the content of the
type A (nA) sites. This rather strict arrangement of
proton-binding groups is  selected with a  view to
simplifying the description of the binding of other
ions.
  Competitive metal binding takes place at single
proton-binding sites (monodentate), and at bidentate
sites formed by pairs of proton-dissociating sites. The
extent to which bidentate binding can take place is
constrained by  the proximity factor (/",»),  which
defines, on the  basis of molecular  geometry, the
likelihood of pairs of proton-binding groups being
close enough to form bidentate sites. Thus a proxim-
ity  factor of 0.4 means that 40% of the proton-
binding groups  are sufficiently  close to pair up.
Because  there are  8  proton-dissociating sites,  36
different bidentate sites can be formed theoretically,
but in order to speed computations, only 12 represen-
tative pairings — present in equal abundances — are
allowed in the model. Monodentate metal binding is
described with intrinsic equilibrium constants for the
metal-proton exchange reaction:
        /WHz+Ml* = /ZXMtz*'-|)+H*.     (4)
The negative logarithms of these intrinsic constants
are denoted by pKMHA and pKMHa for type A and
type B sites respectively. The smaller is the value of
pKMH, the stronger is the binding of the metal species
in question. The appropriate pK values are added
together to obtain the value for bidentate binding.
The model permits the binding of the first hydrolysis
product (e.g. CuOH* in the situation of CuJ* ) as well
as the parent species,  the pK^i values for the first
hydrolysis product being assumed equal to those of
the parent. This assumption has not been tested fully,
but has been shown to account adequately for copper
binding results (Tipping and Hurley, 1992; Tipping.
1993a). It has been  discovered  that  pK^u is
sufficiently well-correlated with pKutu that only one
of them needs to be specified to describe the binding
of a given species. The selected parameter is pKMHA,
because-this has been  determined to exert the most
influence when fitting published data. sets. Values of
PKMHA h*ve  been derived from  literature data for
aluminum, alkaline earths, heavy metals, europium,
and actinides (Tipping and  Hurley. 1992; Tipping
1993a, 1993b, I993c), and also have been estimated
from   linear   free energy  relationships  (Tipping,
I993c). In all, parameter values for 36 parent species
are currently available.
  To implement Model V, it is necessary to know the
following parameters, which characterize the proton-
binding characteristics of the humic  substance in
question; nA, na, pKA, pK», ApKA, ApKB, P (empiri-
cal parameter defining w, by w «= P log,,/, where / is
ionic strength), and/,,. Sets of parameter values have
been published for different humic materials (Tipping
and Hurley, 1992; Tipping, I993a, 1993b) and sets of
"best-average" default values have been arrived at for
fulvic and humic acids (Table 1). Generally, different
                                                                                         lf»-
CAGCO »/«-*•

-------
 976
                                             E. TIPPIHG
 samples of the same type of humic material (i.e. fulvic
 or humic acid) give similar sets of these Model V
 parameters (Tipping and Hurley, 1992; Tipping,
 1993b). In addition, a pKMHA value is required for
 each species that can bind at the discrete sites, as
 explained in the previous paragraph; default pKHHA
 values  are  included  in the SSED  Database  (see
 Appendix 1).

 Model  V: nonspecific binding by counterion accumu-
 lation
   The modification of binding strength at  specific
 sites by electrostatic effects (discussed previously) is
 the result of the accumulation of an excess of counter-
 ions in a  diffuse layer adjacent to the molecular
 surface, and  this nonspecific process can be con-
 sidered to contribute to the total binding. For waters,
 such accumulation is important in using Model V to
 account for  observed competition effects involving
 species, such as alkaline earths,  that  show weak
 specific binding (Tipping, 1993a). For more concen-
 trated systems such as sediments  and soils, where
 humic concentrations can be high (tens of grams per
 liter), counterion accumulation thus may account for
 the greatest part of some species. Conventional elec-
 trostatic theory (Gouy-Chapman, Debye-Huckel)
 for charged interfaces in aqueous  solutions  regards
 the  diffuse  layer as being,  in principle, infinite  in
 extent,  and ionic distributions are described using
 Boltzmann statistics (Tanford, 1961; Hiemenz, 1977).
 This description is the basis for the modifying terms
 mentioned in the previous section, of the form e ~2nZ.
 To  compute  counterion accumulation (and  co-ion
 deficit) with this theory, it is necessary to integrate for
 the  entire volume of the diffuse layer,  or, more
 practically, for some truncated version thereof (Bolt,
 1982). By this approach, the modification of specific
 binding and counterion accumulation would be
 described with the same model. However, the inte-
 grations required are demanding computationally,
 and the theory does not take readily into account
 interference among the diffuse layers of neighboring
 particles, which must be significant in concentrated
 systems such as sediments and soils. In the situation
 of humic substances, heterogeneity among molecules
 adds an extra problem in applying the fundamental
 theory. For these reasons, it is considered justified to
 adopt a much  simplified description of counterion
 accumulation in Model V and WHAM.
•'  In Model V, the diffuse layer is regarded as a  zone
 of defined thickness around the humic molecules and
 average concentrations of counterions within  that
 zone are  considered. Co-ions are  excluded com-
 pletely. There is no mathematical connection with the
 term modifying  interaction at  discrete  sites. An
 approximate thickness of the diffuse layer is taken to
 be the  ionic-strcngth-dependent Debye-Huckel par-
 ameter, K  (Hiemenz,  1977).  With  the thickness
 defined, the volumes of the diffuse layers are calcu-
 lated from geometrical formulae, assuming the humic
molecules to be spheres.  It is necessary to assume
reasonable values for the humic radius and molecular
weight. The volume is given by
where NA, is Avogadro's number, M is humic mol-
ecular  weight, and  r is the  radius of the humic
molecule. With the diffuse layer volume so-defined,
ionic distributions are calculated easily, using Don-
nan expressions [see Eqs. (8) and (9)] and requiring
that the total counterion charge  within the diffuse
layer exactly balances the charge  resulting from the
humic ionizable groups, modified by specific binding
of protons and metal ions. Also, the bulk solution is
charge-balanced perfectly (Fig. 1).
  For  dilute systems, especially at  higher ionic
strengths,  the  diffuse layer volumes are small in
comparison with the total. However, this is not the
situation for more  concentrated  systems at lower
ionic strengths. For example, the diffuse layer volume
of a solution of Smg/1 fulvic acid with an ionic
strength of 0.1 M is calculated to  I • 4 x 10~5 liters
per liter of total water. In contrast, iu an organic soil
with a water content of 75%, the humic acid concen-
tration might be 50 g per liter of total water, and the
ionic strength would be low, say 0.001 M. This would
correspond to a diffuse layer volume of ca 10 liters
per liter, an obvious impossibility. Model V attempts .
to handle this problem with an empirical factor,/^, /<>
that restricts the diffuse layer volume.  Diffuse layer )
volumes calculated with Equation (5) are designated
maximum volumes,  PDHUF and PP-— f for fulvic and
humic acid respectively, and the actual volumes VDf
and FDH are calculated from
           'OF1
                          rDHuF
                /DL + foauF +
                                             (6)
The value of fa is set to a number between 0 and 1,
that is the  asymptotic maximum total diffuse layer
volume, On the basis of preliminary results with acid
soils, a default value of 0.25 is used for/DL, but this
is not an optimized value. To suppress restrictions on
diffuse layer volume, fa can be set to infinity.
  A further difficulty arising with the Model V diffuse
layer is the small requirement for counterions at low
net humic charge, which can  lead to the paradoxial
situation in which counterion concentrations are cal-
culated to  be lower than bulk solution values. This
has been noted for aluminum-rich soils, where  the
specific binding of A1J*  can make thejiumic charge
go to near zero. This seems to follow from a violation
of the implicit assumption that the humic charge is
spread evenly over the  molecular surface. To take
into account such "discretization" of humic charge
an  adjusting factor, AT2, is introduced to  force the
diffuse layer volume to diminish as charge decreases.

-------
                                Equilibrium chemical specialion by WHAM
                                             977
 Thus  the maximum  diffuse layer  volumes  are
 modified as follows;
                      'Drn.1
                                              (7)
 where ZBO< is the modulus of Z.  Experience  in
' modeling acid soils has suggested a value of 10' Tor
 Kz, but as in  the situation of/M..  this is not
 considered an optimized value.
   Although overlapping of diffuse layers  is con*
 sidered in  WHAM, this is restricted to the diffuse
 layers of like  molecules, that is fulvic  acid diffuse
 layers overlap only with each other, and those  of
 humic acid behave likewise. For concentrated sys-
 tems, dearly this  is artificial, but in view of the
 simplifications  and  approximations  involved   in
 attempting to describe the diffuse layers, it does not
 seem justified to elaborate the model further.  On a
 more  practical  level,  keeping  the  diffuse layers
 separate simplifies  the  description  of fulvic acid
 adsorption-desorption reactions.
   In published work to date on Model V,  and its
 predecessor Model IV, counterfoil accumulation has
 been  assumed  to depend only upon  countcrion
 charge. However, work in progress with soils suggests
 that in order to explain major  cation distributions
 (Na*. Mgu,  Ca1*, etc.) it  may be necessary to
 introduce some selectivity. Although this has yet to
 be  established firmly, the possibility is  allowed  in
 attempting to present as comprehensive as possible a
 picture of the WHAM models. In  the nonselective
 Donnan model,  diffuse  layer concentrations  of
 counterfoil  species  /  are  related  to solution
 concentrations as follows:
                  «o(0
                                              (8)
 where ZmxiCO is the modulus of the charge on species
 i, and R is the  ratio required for the sum of the
 counterion charges to balance the humic charge Z.
 Selectivity is introduced by writing;
               Cp(0
                                              (9)
 where K^(i) is the selectivity coefficient. Only a few
 values have been assigned, again from fitting with
 organic acid soils, and the values selected are not
 different greatly Jrom unity.
   The description of ti\e diffuse layer within  Model
 V is a crude attempt to obtain  a practical model,
 and consequently there  are several  uncertainties
 associated with it, as follows:

   (a) The relative amounts of accumulation of differ-
       ent counterfoils depend upon the diffuse layer
       volume; the smaller the volume, the more are
       ions of higher charge favored. Therefore uncer-
       tainty in this volume translates to uncertainty
       in nonspecific  binding.
  (b) Although reasonable results can be obtained
      with the model for suspensions of soil solids,
      experimentally it is difficult to make measure-
      ments at  the high  effective concentrations
      encountered in real soils. Extrapolation to such
      conditions relies on  the maintenance of the
      assumed overlap of diffuse layers, as described
      by Equation (6).
  (c) The overlapping of diffuse layers in concen-
      trated systems must alter the potential field at
 ,     the humic surface, and thereby change the ionic
      distribution that is assumed implicitly in apply-
      ing the modifying term e '*"* to account for
      the electrostatic influence on binding at specific
      sites (see previous description). This is ignored
      in the model.

It is clear that each of these uncertainties gets more
serious as concentration is increased, and predictions  <^.
about ionic distributions in real soils and sediments
are only first approximations. Nonetheless, correct
trends are likely to be captured.
  Parameters required for diffuse layer calculations
are humic molecular weights and radii./DL, Kz, each
of which is approximated in the present versions of
WHAM (Table 1). If selectivity among counterfoils is
considered, as in the soil/sediment version of the
model then  values  of K^(i) for each counterion
species are required also (see Appendix 1).

Fixed charge cation  exchanger (clay)
  This is included to allow some account to be taken
of the presence of soil and sediment clays. The same
approach as for the humic diffuse layer  is taken,
except that the day is assumed to have a flat surface
for  the purposes of calculating diffuse layer volume,
and selectivity is possible. The  total diffuse layer
volume is constrained along with those of the FA and
HA, by extending Equation (6). Default values for
the cation exchange capacity and surface area of the
clay are  10"4equivg~' and I00mag~' respectively,
these being  representative of   values  given   by
Talibudeen (1981).  In the present version  of  the
soil/sediment database  (see Appendix  1), all  the
selectivity coefficients for the day are set to 1 (cations
and neutral spedes) or 0 (anions).

Precipitation of aluminum and iron(lll) oxyhydroxides
  WHAM allows these two solid phases to form.
Straightforward solubility products are used, and are
compared with the appropriate ion activity products,
to dedde whether precipitates are present The solid
phases are not considered to have active surfaces, that
is they cannot bind ions, nor is there any explidt
reaction with humic substances. In using the model,
these points must be borne in mind—thus WHAM in'
this version is best for situations in which the solid/
-------
978
                                             E. TIPPING
 for these, because different forms may be present,
 with different solubilities. Values typical of amor-
 phous precipitates are included in the database (see
 Appendix 1), but these can be altered for specific
 problems if necessary.
  The inclusion  of aluminum and  iron(III) oxy-
 hydroxides in the model reflects the  environmental
 systems, acid waters, and soils, for which the model
 first was designed. Future applications may require
 account to be taken of the formation and dissolution
 of other inorganic phases  such as carbonates and
 sulfides.  Descriptions of these reactions could be
 incorporated readily into the code.

 Sorption offulvic acid by soil and sediment solids
  Tipping and Woof (1990, 1991) showed that net
 electrical charge is important in die interactions of
 fulvic acid with soil solids, and employed a modeling
 approach that included a simple description of the
 hydrophobicity of the fulvic molecules. This allows
 the distribution of fulvic acid between the aqueous
and solid phases to be estimated. The fulvic acid
molecules are considered to consist of a series of ten
subtractions, each  having  the  same  ion-binding
 properties,  but differing in hydrophobicity. Thus,
desorption depends on whether the net fulvic charge
is sufficient  to overcome the hydrophobicity. The
model  has three parameters. The abundance distn-
 bution of the ten fulvic fractions is described with 7,
whereas the adsorption of each fraction is character-
ized by  (S and K*.  Default parameter values are
 included in  the SSED database (see Appendix 1);
 these have been determined to be typical for organic
 matter release from acid organic soils, but  their use
 for higher pH systems or sediments has not been
 investigated. In running the model, it is possible to
 override  the  adsorption-desorption  model,  and
 simply specify the concentration of dissolved fulvic
 acid.

 Chemical speclatlon In the solution phase
  This concerns the humic-free solution phase, in
 which  only  inorganic  species, and low molecular
 weight organics if required, are recognized. Complex-
 ation reactions are formulated in terms of up to three
 master species, as in the PHREEQE code developed
 by Parkhurst and others (1980). Activity coefficients
 are calculated with the  extended Debye-Huckel
 equation. Equilibrium constants and enthalpies for
 the reactions considered are listed in the databases
 for WHAM (see Appendix 1). These values were
 obtained primarily from the compilations of Baes and
 Mesmer (1976), Smith  and Marteli  (1977), Nord-
 strom and others (1990), Read and others (1991) and
 Mattigod and Sposito (1979). Some values also were
 taken from Duffle (1988), Maes, De Brabandcre, and
 Cremers (1988),  Sunda  and  Hanson (1979) and
 Tipping, Woof, and Hurley (1991). Users can assem-
 ble their own databases if required. When only a few
  reactions are of interest, it is advantageous to use a
  small database in order to reduce execution times.

        SOLVING THE WHAM EQUATIONS

   There are two versions of WHAM; WHAM-W for
  waters, and WHAM-S for soils and sediments.  The
  solving algorithms differ slightly, mainly because of
  the different convergence characteristics required for
  dilute and concentrated systems. The essence of the
  problem is to distribute known total concentrations
  of master species among the different chemical forms
  considered. The master species are mostly parent
  cationic and  anionic species (H*. Na*. Al1*, d',
  POJ-, etc.).  The  criteria for  solution are mass
  balance, charge balance (except for WHAM-W in
  situations where pH is fixed), and correct net charge
  on fulvic and humic acids. In outline, the procedure
 is as follows:

    (I) Set initial trial values of ionic strength, master
        species'  activities,  fulvic,  and  humic  net
        charges.
    (2) Calculate activities and concentrations of all
        inorganic species.
    (3) Calculate binding to fulvic and humic acid,
        and clay cation-exchanger (WHAM-S only).
        Calculate net fulvic and humic charge from
        amounts specifically bound.
    (4) Calculate new ionic strength.
    (S) Perform mass  balances on  all  components,
        calculate the charge ratio in the humic-free
        solution phase (unless pH is fixed), and com-
        pare trial and calculated values offulvic  and
        humic charge. If all these meet the criteria for
        convergence, and if ionic strength has reached
        a constant value, proceed to step (9), (10), or
        (11), depending on the status of the precipi-
        tation reactions. If the criteria  are not met,
        proceed to step (6).
    (6) Improve activity values by the continued-
        fraction approximation, using ratios of calcu-
        lated  and  known  total concentrations.  The
        activity  of H* is improved on the basis of
        charge imbalance.                   '
    (7) Improve ZFA  and ZHA by  interpolating
        between the previous trials and the calculated
        values from (3).
    (8) Return to step (2).
    (9) If  the  solubility  of  Fe(OH),  has been
        exceeded, return to step (2), and repeat the
        procedure, except that the activity  of Fe**
        now is obtained from the activity of H*  and
        the solubility product. (WHAM-S only.)
   (10) Repeat   (9)   for  Al(OH),  precipitation.
        (WHAM-S only.)
<-)> (11) Calculate the distribution of FA between solid
        and aqueous phases (WHAM-S only).
  Computer codes  in Turbo BASIC to perform the
  described tasks are given in Appendices 2 and 3. Code

-------
                               Equilibrium chemical specialion by WHAM
                                            979
 verification has been achieved by checking individual
 segments  against hand calculations, by comparing
 WHAM  outputs  with  those  from  a  version, of
 PHREEQE (Parkhurst, Thorstenson, and Plummer,
 1980) into which Model V  has been  incorporated
 (M. Crawford, British Geol. Survey, pers. comm.),
 and by comparing WHAM outputs for inorganic
 speciation problems with  outputs from WATEQ2
 (Ball, Jenne, and Nordstrom, 1979). The robustness
 of the algorithms has been investigated by performing
 computations  on  60 problems  representative of
 natural waters, sediments,  and  soils, and no signifi-
 cant difficulties  have been encountered. The usual
 source of failure to execute  (program crash or no
 convergence) is an inappropriate selection of starting
 pH, and this is rectified easily by editing the input file.


        ILLUSTRATIVE CALCULATIONS
Soft freshwater containing trace metals  (Appendix 4)
  This is  a fixed pH calculation  and so the final
charge balance is not unity. When the model is used
in this mode, care has to be taken to supply approxi-
mately correct values for  concentrations of major
electrolyte ions, in order to ensure reasonable values
of ionic strength. Because  the system is dilute with
respect to  humic substances, the humic-free solution
phase accounts for most of the total volume (993%).
As is usually the situation,  the humic molecules have
negative charges, and these  are balanced in the diffuse
layers almost entirely by sodium, magnesium,  and
calcium. However, such  accumulation  accounts for
only a few percent of these major cations. The two
trace metals, Ni and Cu, show contrasting behaviors,
with less than 50% of the Ni being bound by humic
substances, but 99.8% of the copper. Because these
metals have appreciably greater  affinities for the
humic  substances than do Na, Mg,  or Ca, their
binding is mainly by specific complexation; diffuse
layer accumulation is insignificant Nonetheless, the
 tabulated  values of » (moles  of a species bound per
gram of humic substances) show that, by virtue of
 their much higher  solution  activities, the alkaline
earths  occupy more binding  sites than the  trace
 metals.

 Sediment containing trace metals (Appendix 5)
  The sediment is  assumed  to be 90% by weight
 water, and to contain appreciable organic matter and
 clay. The volume of solution phase is significantly less
 than the  total volume, the combined  diffuse layer
 volumes accounting for  17% of the total water
 volume. Despite the greater mass of clay present, the
 organic matter dominates the calculated chemical
 speciation. Sodium is recognized mainly (63%) in the
 solution phase,  but the alkaline earths are bound
 predominantly to the  solids, because of counterfoil
 accumulation and binding  at specific sites. The large
 amount of Fe(III)  in the system is calculated to be
present mainly (73%) as an oxyhydroxide precipitate,
with nearly all the rest specifically bound by humic
acid. Nickel is mostly sediment-bound, or bound to
dissolved fulvic acid, so that only 0.4% is present as
free Ni14. Copper has the same son of distribution,
but only 2 x 10~5% is calculated to  be present as
the free divalent cation. The model output includes
Kt  values, expressed in terms  of the Model V
"architecture", that is  the  total amount of master
species bound per gram of solids divided by the
total concentration in the aqueous  phase, which
includes that bound to dissolved fulvic acid. The
apparent /^ values are what would be calculated by
assuming  all the water in the system  to be  bulk
solution,  that is they are values that might be
calculated conventionally from experimental results.

Add soil containing radioelements (Appendix 6)
  The soil is assumed to be 75% by weight water.
Because of the high concentrations of humic sub-
stances and the low ionic strength, nearly 25% of the
water is calculated to be present in the diffuse layers.
In this situation, the concentration of dissolved fulvic
acid has been calculated with the model, and deter-
mined  to  be 46mg/l,  a reasonable  value for an
organic soil solution. Sodium is predominantly in
solution, but this is not true of the other monovalent
cation,  Cs,  because  of  the  different selectivity
coefficients for counterion accumulation (see Appen-
dix 1). Aluminum, frequently the dominant inorganic
element in acid  soils, is bound specifically to the
humic substances; only 0.02% is free in solution. The
Kt values  for the radioelements Co, Sr, and Cs are
determined  mainly   by   nonspecific  counterion
accumulation; higher pH values would be needed for
specific binding by humic substances to contribute
significantly to  the  distributions of Co  and Sr,
whereas the model does not permit specific binding of
Cs  by humics. However, even in  organic-rich soils
there may be enough frayed-edge illite to bind a large
proportion of trace amounts of Cs. WHAM might be
able to handle such situations with a small amount of
the clay cation exchanger, having a high selectivity
for Cs. The K« value for americium reflects to a large
extent the distribution of fulvic acid between the solid
and solution phase, because strong complexing by
both solid-phase and dissolved humics means that the
concentration of free AmJ+ is only 0.01% of the total.

               EXECUTION TIMES

  A 386  machine  operating  at  25MHz, with  a
numerical  coprocessor, took  21, 264, and 80 sec
respectively to run the  problems. Speeds can be
increased considerably if the database size is reduced,
because this allows smaller arrays to be employed.
However,  to achieve maximum  speeds,  such  a
reduction requires the renumbering of species, as it is
the identifying number of the last species, not the
number of species per se that determines array size.

-------
980
                                                E. TIPPING
 As an example, when the sediment problem discussed
 previously was run with the identifier Tor the last
 required species changed to 160, instead of the value
 of 400 used with the default database, the execution
 time was reduced by 70%.
   A planned application of WHAM is in dynamic
 ecosystem models, where it will be used in order to
 compute chemical  speciation on, for example, daily
 timesteps. Under these circumstances, the model can
 be made to  run more quickly by storing values  of
 variables from one timestep to use as starting trial
 values in the next, because step-to-step changes in the
 values usually will  be small.


            AVAILABILITY OF WHAM

   Executable versions of the programs, guidance
 notes  for users, and details of database documen-
 tation are available. A charge will be made to cover
 materials, postage, and handling. The author should
 be contacted for further  information.

 Acknowledgments—This  work was  funded by the UK
 Ministry of Agriculture, Fisheries, and Food. I am grateful
 to Lorenzo Giusti (University of Lancaster, U.K.)  for
 helpful comments during the development of the programs.


                   REFERENCES

Allison, J.  A., and Perdue. E M.. 1994. Modeling
   melal-humic interactions with MINTEQA2: Proc.  6th
   Intern. Meeting. Intern.  Humic Substances Soc. (Ban,
   Italy), in press.
 Baes, C F^ and  Meaner, R. E, 1976. The hydrolysis of
   cations: John Wiley & Sons, New York, 489 p.
 Ball, J. W., Jenne, E. A., and Nordstrom. D. K., 1979.
   WATEQ2—a  computerized chemical model for trace
   and major element speciation and mineral equilibria of
   natural waters. In Jenne, E A., ed.. Chemical modeling
   in aqueous systems: Am. Chera. Soc. Symp. Ser.. v. 93,
   p. 815-835.
 Bolt, G. H., 1982, The ion distribution in the diffuse double
   layer, in Boll, G. H.. ed.. Soil chemistry  B. Physico-
   chemical models:  Elsevier, Amsterdam, p. 1-26.
 Duffle, J.. 1988. Compilation reactions in aquatic systems:
   an  analytical approach: Ellis Horwood.  Chichester,
   692 p.
 Hiemenz, P. C,  1977. Principles of colloid and  surface
   chemistry: Dekker. New York. 516 p.
 Maes, A..  De Brabandere,  J., and Cremen. An  1988, A
   modified method for the  measurement of the stability of
   europium humic acid complexes in alkaline conditions:
   Radiochira. Ada. v. 44/45, p.  51-57.
 Mattigod, S. V.. and  Sposito. G.,  1979. Chemical modeling
   of trace  metal equilibria in contaminated soil solutions
     using the computer program GEOCHEM, in Jenne,
     E A., ed.. Chemical modeling in aqueous systems: Am.
  ,   Chem. Soc. Symp., Washington, D. C, p.  837-856.
  Nordstrom, D. K., Plummer, N. C, Langmuir. D., Busen-
     berg, E, May, H. M., Jones, B. F., and Parkhurst, D. L,
     1990. Revised chemical equilibrium data for major
     water-mineral  interactions and their limitations, In
     Mekhior, D. C, and Bassett, R. L, eds.. Chemical
     modeling of aqueous systems II: Am. Chem. Soc. Symp.,
     Washington, D. C, p. 398-413.
  Parkhurst. D. L.. Thontensen. D. C. and Plummer. N. L.,
     1980. PHREEQE—« computer program for geochemi-
     cal calculations: U.S. Geol. Survey Water Res. Invest,
     RepL 80-96. 193 p.
  Read, D., Fabriol. R^ Jamet, P., Tweed. C. and SeUin, P.,
     1991, Application and validation of predictive computer
     programs  describing  the  chemistry  of radionuclides
     in the  geosphere—CHEMVAL  project: Comm.  Eur.
     Coramun. Rept. M0979.003, Brussels, 83 p.
  Smith, R. M, and Martell. A. E, Critical stability con-
     stants. Vol. 4: Inorganic complexes: Plenum Press, New
     York. 257 p.
  Sunda. W. G., and Hanson, P. J, J979, Chemical speciation
     of copper in river water, in Jenne, E A., ed.. Chemical
     modeling in aqueous systems: Am. Chem  Soc. Symp.,
     Washington. D. C, p. 147-180.
  Susetyo, W., Carrara, L. A., Azanaga, L. V., and Grimm,
     D. M.. 1991. Fluorescence techniques for metal-humic
     interactions:  Fres. Zeit Anal. Chem..  v. 339, no. 9.
     p. 624-635.
  Talibudeen, O..  1981, Cation exchange in soils. In Green-
     land. D. J., and Hayes. M. H. B., eds.. The chemistry of
     soil  processes: John Wiley  &  Sons,  Chichester.
     p. 115-177.
  Tanfbrd, C, 1961, Physical chemistry of macromolecules:
     John Wiley & Sons, New York, 710 p.
  Tipping,  E,  I993a, Modeling the competition between
     alkaline earth cations and trace metal species for binding
     by  humic substances: Env. Sci.  Tech., v. 27, no. 3.
     p. 520-529.
  Tipping, E, 1993b, Modelling ion-binding by humic acids:
     Coll. Surf., v. 73. p. 117-131.
  Tipping. E. 1993c, Modelling the binding of europium and
     the actinides by humic substances: Radiochim. Ada,
     v. 62. p. 141-152.
  Tipping, E,  and Hurley, M. A., 1992, A unifying model
     of cation binding by humic substances: Geochim. Cos-
     mochim. Ada. v. 56. no. 10, p. 3627-3641.
  Tipping, E, and Woof. C., 1990, Humic substances in acid
     organic soils: modelling their release to the  soil solution
     in terms of humic charge: Jour. Soil. Sci., v.4l, no. 4,
     p. 573-583.
-^Tipping, E, and Woof, C, 1991. The distribution of humic
     substances between the solid and aqueous phases of acid
     organic soils; a description based on humic heterogeneity-
     and  charge-dependent sorption equilibria: Jour.  Soil
     Sci.. v.42. no. 3, p. 437-448.
 . Tipping. E. Woof. C. and Hurley, M. A. 1991. Humic
     substances in acid surface waters; modelling aluminum
     binding, contribution to ionic charge-balance, and con-
     trol of pH: Water Res., v. 25. no. 4.  p. 425-435.
to:
                                             APPENDIX 1

                                                 WHAM
  Database SSED, version 1.0 (complete), and database WATER, version 1.0 (first lines). The first 10 lines in SSED refer
(1) database name; (2) default parameters for humic acid (see text and Table 1); (3) default parameters for fulvic acid (see
text and Table 1); (4) clay cation exchange capacity (equiv g-1) and specific surface area (mj g"'); (5) factor/DL in Equation
(6) that limits the volume of the diffuse layer; (6) thermodynamic constants for AI(OH),; (7) thermodynamic constants for
Fe(OH),; (8) factor K. in Equation (7) to diminish the diffuse layer at low net humic charge; (9) constants 7. /) and K, used
in the fulvic acid desorplion model (see text): (10) number of following lines, each characterizing an individual chemical

-------
                                  Equilibrium chemical spcciation by WHAM                          981

    species. In the WATER database, only five of these lines are required, corresponding to (I), (2), (5). (8). and (10) in SSED.
    In SSED a data line for individual chemical species is interpreted as follows; species number, species name, charge,
    composition (up to three master species), stoichiometry (three values). IogMKand AH for the formation of the species Of
    master species, logN£ = 999), pKMHA values for humic and fulvic acids, selectivity coefficient for humic substances, and
    selectivity coefficient for the clay cation-exchanger. In the WATER database, fines for the individual species are the same
    as in SSED; except that the selectivity coefficients are absent The log,,/:and pK values refer to 25'C, and AH. the standard
    enthalpy of reaction (kcalmol'1), is assumed to be constant with respect to temperature.

      WHAM DATABASE SSED VERSION 1.0  (SSED10.DBS)
      EA parameters,  3.29E-3, 4.02, 8.55,  1.78, 3.43,  -374,  0.5,  1.72E-9,   15000
      FA parameters,  4.73E-3, 3.26, 9.64,  3.34, 5.52,  -103,  0.4,      8B-10,  1500
      Clay parameters, 1B-4, 100
      Double layer overlap  factor, 0.25
      Log KSO(25)  6 DeltaB  for A1(OH)3, 9.0,  -25000
      Log KSO(25)  6 DeltaH  for Fe(OH)3, 3.0,  -25000
      Constant to control DDL at low  ZED,  1B3     -  _  '      ,               .   -. ^
      Constants  for FA desorption, 1.0,1.0,164      • ~       frS*.-*"         jj).t*l\\'
      No. of*data lines, 197
\\
2,BB,
3,Na,
4, Kg,
5,A1,
6, 1C,
7,Ca,
8,CrIII,
10, Fell,
12* CO,
13, Hi,
14,CU,
15, Zn,
16, Sr,
17, Cd,
18, Cs,
19, Ba,
20, Eg,
21, Pb,
22,002,
23,01V,
24,PuIII,
25,PuIV,
26,Pu02,
27, Th,
28, Am,
29,NH4,
30, Cm,
51,OB,
52,C1,
53,N03,
54,S04,
55, COS,
56,F,
57.P04,
101,EC03,
102,E2CO3,
104, EF,
105,EPO4. .
106,B2P04,'
107.H3P04,
113,BeOB,
114, Be (OH) 2,
115, Be (OH) 3,
116, Be (OH) 4,
117,BeS04,
118, BeF,
124,HgEC03,
125,MgC03,
126,MgS04,
127,MgHP04,
133.A10H,
1,
2,
1,
2,
3,
1,
2,
3,
2,
2,
3,
2,
2,
2,
2,
2,
2,
1,
2,
2,
2,
2,
4,
3,
4,
2,
4,
3,
1,
3,
-1,
-1,
-1,
-2,
-2,
-1,
-3,
-1,
0.
0,
-2,
-1,
0,
1,
0,
-1,
-2,
0,
1,
1,
o,
o,
o,
2,
1,0,0,
2O O


6,0,0,
8 0,0,



















29,0,0,
30,0,0,
51,0,0,
52,0,0,
53,0,0,
54,0,0,
55,0,0,
56,0,0,
57,0,0,
1,55,0,
1,55,0,
1.56,0,
1.57,0,
1,57,0,
1.57,0,
2,51,0,
2,51,0.
2.51.0.
2,51,0,
2,54,0,
2,56,0,
4,1,55,
4.55,0,
4,54,0.
4,1,57,
5,51,0,
1,0,0,
10 0


1,0,0,
10 0



















1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,0,0,
1,1,0,
2,1,0,
1,1,0,
1,1,0,
2,1,0,
3,1*0,
1,1,0,
1,2,0,
1,3,0,
1,4,0,
1,1,0,
1,1,0,
1,1,1,
1,1,0,
1,1,0,
1.1.1,
1.1,0,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
999,
10.329,
16.681,
3.18,
12.35,
19.55,
21.70,
8.6,
14.35,
18.75,
18.59,
1.95,
5.2,
11.40,
2.98,
2.37,
15.26,
9.01,
ft.
0,
0,
0,
o,
o.
0,
0,
0,
o,
o,
0,
o,
o,
o,
o,
o,
o,
0,
0,
o,
o.
o,
o,.
o,
o,
o,
o,
0,
0,
o,
0,
o,
0,
o,
-3.561
-5.738
3.18,
-3.5,
-4.3,
-2.4,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
-2.77,
2.71,
4.55,
-0.5,
-1.54,
999, 999,
999, 999,
3.3, 2.2,
1.3, 0.4,
999, 999,
3.2, 2.2,
3.4, 1.7,
2.1, 1.3,
0.8, -0.2,
2.7, 1.7,
2.7, 1.4,
1.5, 0.8,
2.3, 1.3,
2.8, 2.3,
2.7, 1.5,
999, 999,
3.6, 2.6,
0.2, -0.3,
1.7, 0.9,
1.3, 0.9,
0.0, -0.7,
1.7, 0.8.
0.0,-0.7,
1.6, 0.5,
0.6,-0.4,
1.2, 0.3,
999, 999,
2.0, 1.6,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
,999, 999,
,999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
1.7, 0.4,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
1.3, 0.4,
1,
0.25,
0.75,
0.5,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1.5,
1,
1.5,
1.5,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
If
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
0.5,
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
0
0
0
0
0
0
0
0
1
1
0
0
1
1
1
0
0
1
1
1
1
1
1
1

-------
2                                 E. TIPPING

 134,Al(OH)2,    1,  5,51,0,    1.2,0,   17.87,   -3.68,  999, 999,    1,    1
 135,Al(OH)4,   -1.  5,51,0,    1,4,0.   33.84,  -10.86,  999. 999,    1,    0
 136,A1S04,      1.  5,54,0,    1,1,0,    3.20,    2.3,   999, 999,    1,    l
 137,A1P,        2,  5,56,0,    1,1,0,    6.98,    0.7.   999, 999,    1,    1
 138,A1P2,       1.  5,56,0,    1,2,0,   12.60,    2.0,   999, 999,    1.    1
 139,A1F3,       0,  5,56,0,    1,3.0,   16.65.    2.2.   999, 999,    1,    1
 145,CaHC03,     1,  7,1,55,    1,1,1,   11.44,   -0.87.  999. 999,    1,    1
 146,CaC03,      0,  7,55,0,    1,1,0,    3.22,    3.55.  999, 999,    1,    1
 147,C*S04,      0,  7,54,0.    1,1,0,    2.30,    1.65.  999. 999,    1.    1
 148,C«HP04,     0,  7,1,57,    1,1,1,   15.09,   -0.5,   999, 999,    1,    1
 154,CrOH,       2,  8,51,0,    1,1,0,   10.0,     0.0,   0.5. 0.1,    1,    1
 155,Cr(OH)2,    1,  8,51,0.    1.2.0,   18.3,     0.0,   999, 999.    1,    1
 156,Cr(OH)3,    0,  8,51,0,    1,3,0,   24.0,     0.0,   999, 999,    1,    1
 157,Cr(OH)4,   -1,  8,51,0,    1,4,0,   28.6,     0.0,   999, 999,    1,
 158,CrS04,      1,  8,54,0,    1,1,0,    2.0,     2.0,   999, 999,    1,
 159.CTF.        2,  8,56,0,.    1,1,0,    S.2,     2.0,   999, 999,    1,
 165,KnOH,       1,  9,51,0,    1,1,0,    3.41,  ' 1.04,  3.4, 1.7,    1,
 166,KnS04,      0,  9,54,0,    1,1,0,    2.25,    3.37,  999, 999,    1,
 167,MnC03,      0,  9,55,0,    1,1,0,    4.52,    0.0,   999, 999,    1,
 168,MnCl,       1.  9,52,0,    1,1,0,    0.61,    0.0,   999, 999,    1,
 169.MDHP04,     0,  9,1,57,    1,1,1.   15.93,    0.0,   999, 999,    1,
 170,KnHC03,     1,  9,1,55,    1,1,1,   12.28,    0.0,   999, 999,    1,
 175.FOOH,       1,  10.51,0,   1,1,0,    4.5,    -0.2,   2.1, 1.3,    1,
 176,F«S04,      0,  10.54,0,   1,1.0.    2.25,    3.23,  999, 999.    1,
 177.F0C03.      0,  10,55,0.   1,1.0,    5.31,    0.0,   999, 999,    1,    1
 178,F«HP04,     0,  10,1,57.   1,1,1,   15.95.    0.0,   999, 999,    1,    1
 179,F«C1,       1,  10,52,0,   1,1,0,    0.14,    0.0,   999, 999,    1,    1
 1BO,F«HC03,     1,  10,1,55,   1,1,1,   12.33,    0.0,   999, 999,    1,    1
 185,FeOH,       2,  11,51,0,   1,1,0,   11.81,   -2.96,  0.8,-0.2,    1,    1
 186,Fe(OH)2,    1,  11,51,0,   1,2,0,   22.33,   -9.62,  999, 999,    1,    1
 187,F«(OH)3,    0,  11,51,0,   1,3,0,   29.44,  -15.29,  999, 999,    1,    1
 186,F0(OH)4,   -1,  11,51,0,   1,4,0,   34.4,   -21.55,  999, 999,    1,    0
 190,F«S04,      1,  11,54,0,   1,1,0,    4.04,    3.91,  999, 999,    1,    1
 191,F«F,        2,  11,56,0,   1,1,0,    6.2,     2.7,   999, 999,    1,    1
 192,F«F2,       1,  11,56,0,   1,2,0,   10.8,     4.8,   999, 999,    1,    1
 193,Feffl?04,     1,  11,1,57,   1,1,1,   21.55,    0,    999, 999,    1,    1
 194,F«C1,       2,  11,52,0,   1,1,0,    1.48,    5.6,   999, 999,    1,    1
 195,F«C12,      1,  11,52,0,   1,2,0,    2.13,    0.0,   999, 999.    1,    1
 201.COOH,       1,  12,51,0,   1,1,0,    4.35,    0.0,   2.7, 1.7,    1,    1
 202.Co(OH)2,    0,  12.51,0,   1,2,0,    9.2,     0.0.   999. 999.    1,    1
 203,CoS04,      0,  12.54,0,   1,1,0,    2.36,    1.4.   999. 999.    1.    1
 204,COC03,      0.  12,55,0,   1,1,0,    5.53,    0.0,   999, 999.    1,    1
 205,CoCl,       1,  12,52,0,   1,1,0,    0.3,     0.5,   999, 999,    1,    1
 206,CoHC03,     1,  12,1,55,   1,1,1,   13.22,    0.0.   999. 999.    1,    1
 211,NiOH,       1,  13,51,0,   1,1,0,    4.14,    0.0,   2.7, 1.4.    1,    1
 212,Ni(OH)2,    0,  13,51,0,   1,2,0,    9.0,     0.0,   999, 999,    1,    1
 213.H1S04,      0,  13,54,0,   1,1,0,    2.32,    1.5,   999, 999,    1,    1
 214,NiC03,      0,  13,55,0,   1,1,0,    5.78,    0.0.   999, 999.    1,    1
 215,HiCl,       1,  13,52,0,   1,1,0,    0.4,     0.5,   999, 999,    1,    1
 216.H1HC03.     1,  13,1,55,   1,1,1,   13.41,    0.0.   999, 999,    1,    1
 221,CuOB,       1,  14,51,0,   1,1,0,    6.48,    0.0,   1.5, 0.8,    1,    1
 222,Cu(OH)2,    0,  14,51,0,   1,2,0,   11.78,    0.0.   999, 999,    1,    1
 223.CUS04.      0,  14,54,0,   1,1,0,    2.36,    2.1,   999, 999,    1,    1
 224.CUC03.      0,  14,55,0,   1,1,0,    6.75,    0.0,   999. 999.    1,    1
 225,CU(C03)2.  -2,  14,55,0,   1,2,0,    9.92,    0.0,   999. 999,    1.    0
 226,CUC1,       1,  14,52.0.   1.1.0,    0.4.     1.6.   999, 999.    1.    1
 227.CUHC03.     1.  14,1,55,   1,1,1,   14.62,    0.0,  999, 999.    1, '   1
 232,ZnOB,       1,  15,51,0,   1,1,0,    5.04,    0.0,  2.3, 1.3,    1,    1.
 233,Zn(OH)2,    0,  15,51,0,   1,2,0,   11.1,     0.0,  999, 999,    1,    1
 234,ZnS04,      0,  15,54,0,   1,1,0,    2.38,    l.S,  999, 999.    1.    1
 23S.ZnC03,      0,  15,55,0,   1,1,0,    4.76,    0.0.  999. 999,    1,  •  1-
 236,ZnCl,       1,  15,52,0,   1,1,0,    0.4,    1.3,  999, 999,    1,    1
 237,ZnHC03,     1,  15,1,55,   1,1,1,   13.12,   0.0,  999, 999,    1,    1
 242,SrS04,      0,  16,54,0,   1,1,0,    2.29,    2.08, 999, 999,    1,    1
 243,SrC03,      0,  16,55,0,   1,1,0,    2.81,   5.22, 999, 999,    1,    1
 244,SrHC03,     1,  16,1,55,   1,1,1,   11.51,   2.49, 999, 999,    1,    1
 249,CdOH,       1,  17.51,0,   1,1,0.    3.92,   0.0,  2.7, 1.5,    1,    1
 250,Cd(OH)2,    0,  17.51,0.   1,2,0,    7.65,   0.0.  999, 999.    1,     1
 251.CdS04.      0,  17,54,0.   1,1,0,    2.46,   2.3,  999, 999,    1,     1
 252,CdCl,       1,  17,52,0,   1,1,0,    1.98,   0.3,  999, 999,     1,     1
 2S3,CdC12,      0,  17,52,0,   1,2,0,    2.6,    0.9,  999, 999,     1,     1
 259,BaS04,      0,  19,54,0,   1,1,0,   2.7,    0.0,  999, 999,     1,     1

-------
                            Equilibrium chemical spcciation by WHAM                             983
260,BaCO3,
261,BaHCO3,
266,HgOH,
267,Hg(OH)2,
268,Hg(OH}3,
*)CQ VetRGA
Zo!f,I»Sl»u*»
270,HgCl,
271,HgC12,
272,HgCl3,
273,HgC14,
279,PbOH,
280.Pb(OH)2.
281,Pb(OH)3,
282,PbS04,
283,PbCO3,
284,Pb(C03)2,
285,PbCl,
286,PbC12,
292,U020H,
293,002 (OH) 2.
294,U02(OH)3,
0,
1,
1,
0,
-1.
0_
*
1,
0,
-1.
-2,
1,
0,
-It
0,
0,
-2,
1,
0,
1,
o.
-1.
295,(U02)2(OH)2,2,
296, (U02)3(OH)5,1,
297.U02S04.
298,002003,
299,U02(C03)2,
305, nOB,
306,U(OH)2,
307,U(OH)3,
308,U(OH)4,
309,U(OH)5,
310, UP,
311,tJF2,
312,USO«;
313, XJC1,
317,PuOH,
318, Pu (OH) 2,
319.PUC03,
320, Pu (COS) 2,
321,Pu804,
322, PUC1,
328,PuOH,
329, Pu (OH) 2,
330,Fu(OH)3,
331, Pu (OH) 4,
332,PuS04,
333,Pu(S04)2,
334, PuCl,
335,PuC03,
336.Pu(C03)2,
342,Pu020H,
343,Ptl02(OH)2,
344,PU02(OH)3,
345,Pu02C03,
o.
o.
-2,
3,
2,
1.
0,
-1,
3,
2,
2,
3,
2,
1.
1,
-1.
1.
2,
3,
2,
1.
0,
2,
0,
3,
2,
0,
1.
o.
-1.
o.
346,Pu02(C03)2,-2,
347,PU02C1,
348,PU02S04,
354,ThOH,
355,Th(OH)2,
356,Th(OH)3,
3S7,Th(OH)4,
358, ThP,
3S9,ThF2,
360,ThC03,
361,ThCl,
367,AmOH,
368,Am(OH)2.
369,Am(OH)3,
370,Am(OH)4,
371,AfflC03,
372,Am(C03)2,
1.
0,
3,
2,
1,
0,
3,
2,
2,
3,
2,
1.
0,
-1.
1.
-1.
19,55,0,
19,1,55,
20,51,0,
20,51,0,
20,51,0,

20,52,0,
20,52,0,
20,52,0,
20,52,0,
21,51,0,
21,51,0,
21,51,0,
21,54,0,
21,55,0,
21,55,0,
21,52,0,
21,52,0.
22,51,0,
22,51,0,
22,51,0,
22,51,0,
22,51,0,
22,54,0,
22,55,0,
22,55,0,
23,51,0,
23,51,0,
23,51,0,
23,51,0,
23,51,0,
23,56,0,
23,56,0,
23,54,0,
23,52,0,
24,51,0,
24,51,0,
24,55,0,
24,55,0,
24,54,0,
24,52,0,
25,51,0,
25,51,0,
25,51,0,
25,51,0,
25,54,0,
25,54,0,
25,52,0,
25,55,0,
25,55,0,
26,51,0,
26,51,0,
26,51,0,
26,55,0,
26,55,0,
26,52,0,
26,52,0,
27,51,0,
27,51.0,
27,51,0,
27,51,0,
27,56,0,
27,56,0,
27,55,0,
27,52,0,
28,51,0,
28.51,0,
28,51,0,
28,51,0,
28,55,0,
28,55,0,
1,1,0,
1,1,1,
1,1,0,
1,2,0,
1,3,0,

1,1,0,
1,2,0,
1,3,0,
1,4,0,
1,1,0,
1.2,0,
1,3,0,
1,1,0,
1,1,0,
1,2,0,
1,1,0,
1.2.0,
1,1,0,
1,2,0,
1,3,0,
2,2,0,
3,5,0,
1,1,0,
1,1,0,
1,2,0,
1,1,0,
1,2,0,
1,3,0,
1,4,0,
1,5,0,
1,1,0,
1,2,0,
1,1,0,
1,1,0,
1,1,0,
1.2,0.
1,1,0,
1,2,0,
1,1,0,
1,1,0,
1,1,0,
1,2,0,
1,3,0,
1,4,0,
1,1,0,
1,2,0,
1,1,0,
1,1,0,
1,2,0,
1,1,0,
1,2,0,
1,3,0,
1,1,0,
1,2,0,
1,1,0,
1,2,0,
1,1,0,
1,2.0.
1,3,0,
1,4,0,
1,1,0,
1,2,0,
1,1,0,
1,1,0,
1,1,0,
1,2,0.
1,3,0,
1,4,0,
1,1.0,
1,2,0,
2.71,
11.31,
10.60,
21.83,
20.9,

7.21,
13.98,
15.06,
15.42,
6.29,
10.88,
13.94,
2.75,
7.2,
10.5,
1.59,
1.8.
8.8.
16.1.
21.0.
22.4.
54.3.
3.0,
9.4,
16.4,
13.3.
24.7.
34.2.
41.7,
47.3,
8.65,
14.47,
6.11,
1.16.
6.8,
12.12,
9.6,
12.9,
3.34,
1.12,
13.30,
28.14,
39.11,
46.81,
6.42,
10.78,
1.22,
19.14,
33.12,
8.3,
16.85,
20.88,
12.0,
14.9,
0.63,
4.68,
11.66,
21.64.
30.3,
40.1.
8.44.
15.06.
11.03.
1.18.
6.73,
12.04,
17.84,
16.0,
7.42,
11.86,
3.55,
2.00,
-5.8,
-16.2,
-20.0,
0.0,
-4.8,
-12.8,
-15.0,
-14.9,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
4.4,
0.0,
-2.6,
0.0,
0.0,
-17.1,
-42.7,
0.0.
1.1.
3.5,
-7.0,
-14.0,
-21.0,
-28.7,
-39.2.
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
o.tr.
0.0.
0.0,
0.0,
o.o,'-
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
0.0,
-7.4,
-12.75,
-19.67.
-34.7,
0.0,
0.0,
0.0,
0.0,
. o.o.
0.0,
0.0,
0.0,
0.0,
0.0,
999, 999,
999, 999,
0.2.-0.3,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999.
1.7, 0.9,
999, 999,
999, 999,
999. 999,
999, 999,
999. 999,
999, 999,
999, 999,
1.3, 0.9,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999.
999, 999,
999, 999,
0.0.-0.7,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999.
999, 999.
999, 999,
999, 999,
1.7, 0.8,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
0.0.-0.7,
999, 999,
993, 999,
.999, 999,
999, 999.
999, 999,
999, 999,
999, 999,
999, 999.
1.6, 0.5,
999, 999,
999, 999.
999, 999,
999, 999,
' 999, 999,
999, 999,
0.6.-0.4,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
999, 999,
1.2, 0.3,
999. 999,
999, 999,
999, 999,
•999, 999,
999, 999,
1,
1,
1,
1,
1,
1.
"•
1,
1,
1,
1,
1,
1.
• 1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
- 1,
1,
1,
. 1,
1,
1,
1,
1.
1.
1.
1,
1,
1,
1,
1,
1.
1.
' 1,
1,
1,
1
1
1
1
0
j.
1
1
0
0
1
1
0
1
1
0
1
1
1
1
0
1
1
1
1
0
1
1
1
1
0







0
1
1
1
1
1
1
1
1
1
1
1
1
1
0
. 1
0
1
1
1
1
1
1
1
1
1
1
1
1
1
0
1
0
END OF DATA

-------
   984
                                      E. TIPPING
    WHAM DATABASE WATER VERSION 1.0 (HATER10.DBS)
    HA parameters, 3.29B-3, 4.02, 8.55, 1.78, 3.43, -374,
    FA parameter*, 4.73B-3, 3.26, 9.64, 3.34, 5.52, -103, 0.4,
    Double layer overlap factor, 0.25
    Constant to control DDL at low ZED, 1E3
    No. .of data lines, 214
    1,H,            1,  1,0,0,  .1,0,0,   999,    0,     999, 999
    2,Be,           2,  2,0,0,   1,0,0,   999,    0,     1.7, 0.4
    3,Na,           1,  3,0,0,   1,0,0,   999,    0,     999, 999
                                                          0.5, 1.72E-9,  15000
                                                                  8E-10, 1500
                                  APPENDIX 2
                               WHAM-W Program Listing
'iffiiiiiiiiiiiiiiiiiiiiiiiffiiiiffiiiiiiiffiiiiiiiiiiiiiiiiiiiiiiiiiiiffiffftiiiiiffii
'ft* WHAM-W  VERSION 1.0                                                      f|
'iff Computer code in TURBO BASIC                                             §|
'il Speciation of natural water* containing humic substance*                 ft
'iff This version produced on IS April 1993 by B.Tipping, IKE, Windennere     iff
'iffiffiiiffiiiiiffiiiiiiiiiiiffiiiiiftiffiiiffiiiiiffiffiiiSftffiiiiffiiiiiiftiiffiffffiiitfffffi

CIiS
PRINT »**•*****••**•*"•*•***"
PRINT •**   W indemere   **
            H umic
            A queous
            M odel
                          •*
                          •*
                          •*
                          *••
            H ater*       **
                          **•
            Version 1.0   **"
PRINT «***•*•**•***•****••**«
PRINT
PRINT
PRINT
PRINT ••*
PRINT "**
PRINT ••*
PRINT «**
PRINT •••
Equilibrium speciation of waters"
Variable or fixed pH"
Variable or fixed pCO2-
HS present or absent"

E.Tipping  IFE  April 1993"
PRINTtINPUT -NAME OF SOURCE FILE [OMIT .DAT TRAILER]  S ",SF$
PRINT
OPEN SF$ + ".DAT" FOR INPUT AS «1

INPUT il,S$,S$
INPUT il,S$,DBS$
INPUT il,8$,NSP*
                                                 ' file headers
                                                 ' database identifier
                                                 ' array sixe required
  DIKension and clear arrays, then read in chemical constants

GOSUB WWSR1
««•••••*•••**•••••*•••«••*•***•
' Continue to read in data file

INPUT il,8$,PRECISION
INPUT il,S$,TBMPK
INPUT iI,S$,TB(l),TH(2)
INPUT, il, S$, PHFH$
INPUT il,S$,PHSTART
INPUT il,6$,PC02
INPUT il,S$,NCOMPX

FOR I«t • 1 TO NCOMPX
INPUT fl,S$,X\,TCONC
N$(X%) - S$
T(X%)  B TCONC
NEXT I\
                                                   precision
                                                   temp K
                                                   total cones  (HA,FA)
                                                   pH fixed / variable
                                                   starting or  fixed pH
                                                   pC02
                                                   no. of master species
                                                  ' total cones
CLOSE

-------
                         Equilibrium chemical spcciation by WHAM
                                            985
 ' Perform calculations

COSUB WWSR2




 ' Calculations finished ; signal and make output file

SOUND 400,5  S  SOUND 500,5  t SOUND 700,8       ' sound output


OPEN SF$ + ".OUT* FOR OUTPUT AS §2

COSUB WWSR8

CLOSE f 2

PRINT
PRINT "CALCULATION FINISHED t CONSULT ** ";SF$;".OUT ** FOR DETAILED OUTPUT'

STOP
END
 WWSRlt    ' callod by main program                                          ff
•ft          DIMensions arrays                                               if
»ff          reads in data from data base                                    ff
•ff          sets up Modal V                                                 ff
'888888888888888888888886*88888888888888818888888888888888888881888888888888888

• DIHension arrays ; inorganic chemistry
DIM N*(NSP\)
DIM N$(NSP*)
DIM T(NSP*)
DIM TCALC(NSP\)
DIM A(NSP*)
DIM C(NSPX)
DIM CHMNSP*)
DIM M1MNSP*)
DIM M2\(NSP\)
DIM M3X(NSP\)
DIM S1*(NSP\)
DIM S2MNSP*)
DIM S3*(NSP\)
DIM LK(NSP\)
DIM DH(NSP*)
DIM GAMMA(S)
numerical identification of species
nominal identification of species
total concentrations of components
total calculated concentrations of components
activities of solution species
concentations of solution species
charges on solution species
master species identifiers
master species identifiers
master.species identifiers
stoichiometries
stoichiometries
stoichiometries
equilibrium constants
enthalpies
activity coefficients
  DIMension humic arrays ; 1 • HA, 2 • FA
DIM SP(2,8)
DIM SM(2,12)
DIM KH(2,8)
DIM PKH(2,6)
DIM KHH(2,8,1ISP*)
DIM SITE*(12,2)
DIM PKMHM2,NSP*)
DIM PKMHB(2,NSP\)
DIM FP(8)
DIM BIBTERM(NSPX)
DIM HONBTERM(NSPSt)
DIM BISNU(12,NSP%)
DIM MONSNO(8,NSP%)
DIM BINU(NSP^)
DIM MONNU(NSP86)
DIM NU(2,NSP*)
DIM CHC(2,NSP5t)
DIM CDDL(2,NSP%)
proton-binding sites not forming bidentate  sites
bidentate metal-binding sites
K's for proton-binding
PR's for proton-binding
K's for metal-proton exchange
proton sites making bidentate  sites
metal-proton exchange constants
metal-proton exchange constants
dissociation factors for proton-binding
terms calc'd in  finding bidentate  thota's
terms calc'd in  finding monodentate  theta's
values of NU at  each bidentate site
values of NU at  each monodentate site
overall NU  for each metal/bidentate  sites
overall NU  for each metal/monodentate sites
overall NU  for each complexed  species
cone of complexed species  per  litre
cones in HS DDL'o

-------
986
                                    E. TIPPING
DIM  BIZ(12)
DIM  MONZ(8)
DIM  BINDTEST*(NSP*)
                               n«t  charge  at each bidentate site
                               not  charge  at «ach monodentate Bite
                               allows binding of a species to be tested
' Input of constants for inorganic apeciation and HS complication

OPEN DBS$ + ".DBS" FOR INPUT AS 12

                                                 ' database identifier
                                                 ' HA properties
INPUT §2,8$
IHPUT «2,S$,NCOOH(1) ,PKHA.(1) .PKHB(l) .DPKHA(l) ,_
      DPKHB(l),P(l),FI>R(l),IlAX>I08(l),lfOIMT(l)
INPUT t2,S$,NCOOH(2),PKHA(2),PKHB(2),DPKHA(2),_
      DPKHB(2),P(2),FPR(2),RADIU8(2),MOZMT(2)    ', PA properties
INPUT f2,S$,DLF
INPUT f2,S$,KZBD
INPUT f2,S$,NODATA*
                                                 • double layer overlap factor
                                                 ' Db vol at low Z
                                                 ' number of species
FOR I* m  1 TO NODATA*
INPUT «,XVN$(X\),CH\(X*),M1*(X*),M2MX\),M3MX*),S1MX*),S2*(XX),S3MXX),
            LK(XX),nH(X*),PKMHA(l,XX),PKMHA(2,X*)                          ~
IF PKMHM1.XX) < 999 THEN BINDTEST*(XM « 1

NEXT I*

CLOSE 82
                                                 ' identifies species that
                                                 ' don't bind to HS
>***•***••****«****•***•***********
' Set derived constants for Model V
FOR
PKH(X*,7)
NEXT Xfc

FOR I* •
FOR J\ •
       • l.TO 2
          - PKHA(Xt)
          - PKHA(X*>
          « PKHA(X\)
          • PKHA(Xfc)
          • PKBB(X\)
          • PKHB(X\)
          - PKHB(XX)
          « PKHB(X\)
(OPKHA(XX)/2)
(DPKHA(X%)/C)
(OPKHA(X%)/£)
(DPKHA(X\)/2)
(DPKHB(XX)/2)
(OPKHB(X\)/6)
                        (DPKHB(XX)/2)
         1 TO 2
         1 TO 8
NEXT
NEXT
                                                 ' individual site pK's
                                                 ' convert pK's to K's
' Identify the proton-binding sites that combine to make the bidentate sites
SITE\(1,1)
SITB\(2rl)
SITB\(3,1)
8ITEX(4,1)
SITE\(S/1)
SITE\(7/1)
SITE%(8,1)
SITE%(12,1)
                    8ITEX(1.2)
                    8ITBV(2,2)
                    8ITB«(3r2)
                    SITB\(8,2)
                    SITB%(10f2)
                    SITB%(11,2)
                    SITE%(12,2)
' Set site concentrations

FOR I* - 1 TO 4
SP(1,I«O « (1 - FPR(D)  * NCOOH(l)  /  4
SP(2,IM - (1 - FPR(2»  * NCOOH(2)  /  4
NEXT 1%

-------
                         Equilibrium chemical spctiation by WHAM
                                                                           957
FOR I* « 5 TO 8
SP(1,IX) « (1 - PPR(l)) * NCOOH(l) / 6
SP(2,I*) « (1 - FPR(2» * NCOOH(2) / 8
NEXT 1%

FOR IX « 1 TO 12
SH(1,X*) « FPR(l) * NCOOH(l) / 16
SH(2,IM - FPR(2) * NCOOH(2) / 16
NEXT X*

' set natal -proton exchange constant* for individual sites

FOR I* • 1 TO NSP*

                                                  ' species not defined
IF N$(IX)
IF PKMHA(1,XX)
                 ""  THEN JMBRIM.
                 999 THEN
FOR OX
PKKB
         1 TO 4
PKNH
KHH(2,JX,XX)
NEXT OX
               PKKHA(1,X*)
             • 10M-MMH)
             • PKMHA(2,IX)
             « 10»(-PKMH)
FOR JX • 5 TO 8
FKMH         « (3«PKHHA(1,IX)) - 3
KMH(1,JX.IX) « 10M-PKMH)
PKMH         « 3.9£*PKMHA(2,X*)
KMH(2,3*,X\) « 10»(-PKMH)
NEXT J%
GOTO WWSR1L2
                                                 ' 3*A - 3 conversion  ; HA

                                                 ' 3.96*A  conversion  ; FA
• If cone to here, then no binding of species I\ can occur
HWSRlLlt

FOR J\ m 1 TO 8
KMH(1,J\,I*) m 0
KHH(2,J\.I«C) « 0
NEXT J\

WMSR1L21
NEXT X\

RETURN
 WWSR2t
'it
'ft
'if
'if
•if
'ii
'ff
             called fron main program - calls KWSR3 and WWSR4
             sets initial trial values of master species'
             initialises all activities and concns by calling HWSR4
             controls pH improvement if pH not fixed
             controls level of precision
             calls WWSR3 to calc speciation at a given pB
             tests for correct pH with CHRATIO if pH not fixed
             sets up screen to report on progress of calculation
                                                                             ft
                                                                             if
                                                                             if
                                                                             ff
                                                                             if
                                                                             ff
                                                                             ff
                                                                             ff
'iiiifffifffffffffffftfffffiffiffffiffffffffffffffffffffffffffffffffffffffifiii
' Set initial trial values

IS « 0.1  '

ZED(l).- -1E-4
ZED(2) - -1E-4
                                                   ionic strength
RATIO (1)
RATIO (2)
           10
           10
PH « PHSTART
A(l) « 10*{-PH)

FOR X* - 2 TO SO
A(X%) B T(X*>
                                                 • Z for HA
                                                 ' Z for FA

                                                 ' RATIO for HA
                                                 ' RATIO for FA

                                                 ' fixed or starting pH
                                                 • activity of  H+

                                                 • species il is H+
                                                 ' cationic master species

-------
988
                                   E. TIPPING
NEXT X*
A(52)
A<53)
A(S4)
A(56)
A(57)
T{52)
T(53)
T(54)
T<56) * 1E-4
T{57) * IE-IS
IF PC02 « 999 THEN A{55) « 1E-6 * T(55)
         Cl
         NO3
         sot
         F
         P04

         C03,2-
  Suamary output to screen, and headers
LOCATE 13
PRINT "
LOCATE 13
PRINT
PRINT

IF TH(1) - 0 AND TH(2) • 0 THEN PRINT
IF  0
IF PRFIX* • "NO"
IF PHFIX$ - "YES*
IF PCO2 - 999
IF FCO2 < 999
                   THEN PRINT
                   THEN PRINT
                   THEN PRINT
                   THEN PRINT
                   THEN PRINT
  SOURCE FILE   ";SF$
PRECISION (*)   "|_
USING "f.if*** "fl.0001*PRECISION
                ABSENT"
                PRESENT"
           PH   VARIABLE"
           PH   FIXED"
         PC02   VARIABLE"
         PC02   FIXED"
HUMIC SUBSTANCES
HUMIC SUBSTANCES
PRINT

PRINT "ITER*;TAB(15);"PH";TAB(30);"IS";TAB(45);"CHRATIO";TAB(£2);"
*****
' Begin calculations

NUMITfe • 0

GRIT » 1E-4 i COSUB WWSR4

IF PHFIX$ - "NO" THEN WWSR2L1
                                         ' itoration countar

                                         • initialization

                                         ' routine if pH variable

                                         ' routine for
IF PHFIX$ « "YES" THEN CRTEST$ • "PHASE2"
IF PHFIX$ • "YES" THEN CRIT « (PRECISION/100) *2  ' fixed pH calcn
IF PRFIX$ • "YES" THEN COSUB WWSR3
IF PHPIX$•« "TES" THEN WWSR2L4
                                         ' fixed pH calca done; return
/•A********************************************
' UB« pH adjusting routine, solving for each pH

WWSR2L11

CRTEST$ • "PHASE1"

CRIT • 1E-4 t COSUB WWSR3

DPHF -"0.2

IF CHRATIO < 1 THEN WWSR2L2
IF CHRATIO > 1 THEN WHSR2L3
                                         ' find initial CHRATIO etc

                                         • initial pH adjust factor
' Come to here If CHRATIO is < 1

WWSR2L2 :
DPH * DPHF / CHRATIO
IF DPH < 0.01 THEN CRIT • (PRECISION/ 100) *2
                                         ' pH increment
                                         ' adjust precision

-------
                         Equilibrium chemical specialion by WHAM
                                                                           989
IP DPH < 0.0001 THEN CRTEST$ - "PHXSE2"
PH - PH - DPH
GOSUB WWSR3
IP CRTEST$ • "PHXSE2" XND_
ABS(CKRXTIO - 1) < SQR(CRIT) THEN WWSR2M
IP CHRXTIO > 1 THEM DPHF • DPHP/3
IP CHRXTIO > 1 THEN WWSR2L3
GOTO WWSR2L2
                                                 ' refining
                                                 ' increment pH
                                                 ' calculate speciation

                                                 ' finished
                                                 ' change pH adjust factor
                                                 ' go to > routine
                                                 ' continue to increment pH
' Come to hare if CHRXTIO is > 1

WWSR2L3t

DPH • DPHP * CHRXTIO
IP DPH < 0.01 THEN CRIT « (PRECISION/100)*2
IP DPH < 0.0001 THEN CRTBST$ - BPHXSE2B
PH « PH + DPH
COSOB WWSR3
IP CRTBST$ m "PHXSE2" XND_
ABS (CHRXTIO - 1) < EQR(CRIT) THEN WWSR2M
IF CHRXTIO < 1 THEN DPHP - DPHP/3
IP CHRXTIO < 1 THEN WMSR2L2
GOTO WWSR2L3

WWSR2L4I
RETURN
                                                   pH increment
                                                   adjust precision
                                                   refining
                                                   increment pH
                                                   calculate speciation

                                                   finished
                                                   change pH adjust factor
                                                   go to < routine
                                                   continue to increment pH
•fffffftiiifffffffffififiiffffffffffffffffffffffffffifffffffffffffffffffifffffif
 WWSR3t    '  called by MWSR3 - calls WWSR4                                   ff
'ff          controls improvement of activities (not H+) and ZFA,ZHX         ff
•ff          calls WWSR4 to do mass and charge calculations                  ff
'ff          in PHXSE 1 returns when CHRXTIO has become nearly-constant      ff
'ff          in PHXSE 2 returns when mass and charge balances O.K.           ff
'ff          reports'progress of calculation to screen                       ff
'fffffffftfffffffffiffififfffffffifffffffffffffffffffffffffffffffffffffffffffffff

                                                 ' activity of H+

                                                 ' resetting values
       10*(-PH)

XASTCHRXTIO • 0 » LXST1CHRXTIO
99m9mm9mm9mmmmmmm»tt9mmm»9mm^t^mmmmmmmmmmmm mmmmmmttmmmmmmm mmmmmmmmmmmmmmmmmmm
' Begin iterative cycle ; come back to here until convergence is achieved

WWSR3I.lt
       • NOHITX + 1
                                                 ' update iteration counter
««•*•***•*•••**•«•••*•••*•
' Calculate ionic strength

IS « 0
                                                   preparing to sum
POR X* • 1 TO NSP*
IP C(XK) > 0 THEN IS « IS + (0.5 * (C(Xfc) * CH%(X\) • CH*(X%)))
NEXT XX
IP IS > 100 THEN IS m 100
                                                 ' avoids initial high IS
I*********************
' Improve trial values
FOR X«s = 2 TO SO
IF T(X%> " 0 THEN WWSR3L2
CONCFACTOR «= T(X%)/TCALC(X%)

-------
990                                 E. TIPPING

A (XX) • A(XX) • SQR(CONCPACTOR)                  ' cation activities
WWSR3L2:
NEXT XX •

FOR XX « 52 TO 100
IP T(XX) - 0 THEN WWSR3L3
CONCFACTOR • T(XX)/TCALC(XX)
A (XX) - A(XX) * CONCFACTOR                       ' anion activities
WWSR3L3J
NEXT XX


• Improve ZED values only whan itaration no. is multiple of 2 (see HWSR5)

IF TH(1) •> 0 AND TESTITER • TESTITBRX THEN.
                   ZED(l) - ZEO(l) 4 ((ZCALC(1)-ZED(1))/S)
IF TH(2) > 0 AND TESTITER - TESTITER* THEN.
                   ZED(2) - ZED(2) 4 ((ZCALC(2)-ZED(2))/5)


LASTICHRATIO « LASTCHRATIO                       ' record values to avoid
LASTCKRATIO  - CHRATIO                           ' finding complete *oln. in
                                                 ' firit phase - see below

' Calculate total concns of master apecies
GOSVB WWSR4  .


••••A****************************
' output current status to screen

LOCATE 20
PRINT NOMIT\;TAB(13)/USING "ft*.«»";PH;TAB(28)|USINC "f .««»***-;IS;TAB(44);
                      USING "*».««t";CHRATIO;TAB(60);DPH


' Test whether CHRATIO has bean found to acceptable precision in first phase

IF CRTEST$ - •PRASE1" AND.
(LASTCHRATIO / CHRATIO) > 0.9  AND.
(LASTCHRATIO / CHRATIO) < 1.1  AND.
(LASTICHRATIO / CHRATIO) > 0.9 AND.
(LASTICHRATIO / CHRATIO) < 1.1 THEN WWSR3L6      ' return

IF CRTEST$ « "PHASE1" AND.
LAST1CRRATIO - CHRATIO THEN HHSR3L6              ' oscillating - return


' Test cations, anions, Z's for convergence - note that final test
' is CHRATIO, dona in pH-adjusting routine

FOR X* - 2 TO 50                                                • cations
IF T(X*) « 0 THEN WWSR3M
CONCERR . (2*(T(X\) - TCALC(XX))/(T(X\) 4 TCALC(XX)))*2         ' error term
IF CONCERR > GRIT THEN WWSR3L1                                  ' re-iterate
VWSR3MI
NEXT XX

FOR X* • 52 TO 100                                              ' anions
IF T(X\) m 0 THEN WWSR3L5
CONCERR . <2*(T(XX) - TCAIiC(X\))/(T(X%) + TCALC(XX)))»2         ' error term
IF CONCERR > GRIT THEN KWSR3L1                                  ' re-iterate
WWSRSIiSt
NEXT X\

IF (TH{1) 4 TH(2)) - 0 THEN HHSR3L6              ' no humics * return
IF ZERR(l) > GRIT THEN WWSR3L1                   » re-iterate
IF ZERR(2) > GRIT THEN KWSR3L1                   ' re-iterate


WWSR3L6:
RETURN

-------
                          Equilibrium chemical spea'ation by WHAM
                                                                             991
 WWSR4*
 •«
 '«§
 'ft
            ' called by WWSR2 and WWSR3 - calls WWSRS
             calls  WWSRS to calc activities, cones of  complexes and
                  amounts bound by FA and HA
             sums to get total cale'd conens
                                                                  *8
                                                                  88
 • gg          calcs +ve  and -ve charge and CHRATXO                            gg
 '888888888888888888888888888888888888888888868888888888888888888888888888888888

 • Calc activities  and concna of inorganic complexes,  amnts bound to FA 6 HA

 GOSOB WWSRS
 « jx> summations to obtain total calculated concns  of master species

 FOR XX « 1 TO 100

 IF A(XX) « 0  THEN TCALC(XX) « 0
 IF A(XX> « 0  THEM WWSR8L1

 IF XX    - 1  THEM WWSR8L1
 IF XX    -51 THEM WWSR8L1
TCAtiC(XX) - 0

FOR T* « 1 TO NSPX

IF MIX(TX) - XX THEN TCALC(XX) m
            (VOLSOL
            (CHCd.TCX)
 IF
(DVOL(l)
(DVOL(2)

• XX THEN
(VOLSOL
(CHC(1,YX)
(CHC(2,YX)
(DVOL(l)
(DVOL(2)
 IF
            (VOLSOL
            (CHC(1,TX)
            (CHC(2,YX)
            (DVOL(l)
            (DVOL(2)
COX)
sixorxn_
S1X(YXJ}_
CDDL(1,TX)
CDDL(2,YX)
                                  TCALC(XX)_
                                    «
                                      SIX(YX)}.
                                      SIX(YX))
                         C(IX)
                         CDDL(1,XX)
                         CDDL(2,TX)
           • S2X(XX)).


           * 82X(YX)).
           * S2X(TX)>
            m XX THEN TCALC(XX) «  TCALC(XX)_
             C(TX)
             S3X(TX»_
             CDDL(2,Tf\)
           * 63X(XX)).
             S3X(TX».
             S3X(TX))
NEXT TX

WWSRSLll
NEXT XX
                                                        preparing to sum
                                                       ' solution
                                                       ' HS bound (1)
                                                       ' HS bound (2)
                                                       ' DDL  (1)
                                                       ' DDL  (2)
                                                      ' solution
                                                      ' HS bound  (1)
                                                      ' HS bound  (2)
                                                      ' DDL  (1)
                                                      ' DDL  (2)
                                                       ' solution
                                                       • HS bound (1)
                                                       ' HS bound (2)
                                                       ' DDL  (1)
                                                       ' DDL  (2)
•*****•*•••*••«••••*••***••••**•«**«•*•*•••
• Calculate +ve and -ve charges and CHRATXO
POSCH
               NEGCH
                                                       ' preparing to  sum
FOR XX » 1 TO NSPX
IF CHX(XX) > 0 THEN POSCH • POSCH 4 (C(XX) * CBX(XX))
IF CHX(XX) < 0 THEN NEGCH « NEGCH - (C(XX) * CHX(XX))
NEXT XX
CHRATXO

RETURN
          (POSCH/NECCH)
CAGtOHM-G

-------
 992
                                    E TIPPING
 •S88888S8Sese888Se8eSS«e88fif888S8e8888SI8S8f888teil88fflS88S8t8*8ll8S8«8*8SStl8
 WWSRS:     •  called by WWSR4 - calls KWSR6 and KWSR7                          §*
 •ftft           calcs OB- activity,  act coeffs, CO3,2- if pCO2  fixed            f§
 'iff           calcs activities, cone* of  inorganic complexes                   |§
 •«»           every 2nd itertn, call* WWSR6 to gat HCT'« and Z's  fox HS        §|
 «ft           call* KWSR7 to gat binding  by DIi accumulation (FA,HA)         •   ft
 'ft8ft888888888ft8888ee8888e8888ft88888e88f8flf888i8litei88lf888tl888888iee8888*t8

 ' Calculate activity of OH- froa  A(l), tamp, daltaH

 LKW   « - 14  4-  (2935* (0.003354 - (1/TEMPK)))
 A(S1) « 10*(LKW)  / A(l)
,•«*•«*•******•***•*********•****•*••***********••***•***••••
• Calculate activity coefficients using extended Dabye-Huckal
GAKHA(O)
ACTA
ACTS
ACTC
ACTD
GAUHA(l)
GAHMA(2)
GAMHA(3)
GAMMA (4)
1
0.270 4-
0.330
- ACTA
ACTB
10* (
10* ( 4
10* ( 9
10* (16

(8E-4*TEMPK)

SQR (IS)
SQR (IS)
ACTC/(1 4- ( 3
ACTC/(1 + ( 6
ACTC/d + ( 9
ACTC/(1 «• (12



"

* ACTD)))
* ACTD)))
• ACTD)))
• ACTD)))
                                                      ' const A in D-H
                                                      ' const B in D-H
                                                      ' act coaff M+/-
                                                      ' act coaff M2+Y-
                                                      ' act coaff M3+Y-
                                                      ' act coaff M4+Y-
,***•****•«*•****•****•***•***•***********«***«
' Calculate concentrations of inorganic spacias

' First do the carbonate system

IF PC02 m 999 THEN WWSRSL1

ENTHTERM - 220 *  (-0.962) *  (0.003354 - (1/TEHPK))
A(55) m CC02 / 10*(18.149 4-  ENTHTERM) / A(l) / A(l)
                                                         pCO2 not specified
                                                         activity of CO32-
KWSR5L1J

FOR X* - 101 TO NSP*

IF S1X(X*) - 0 THEN WWSR5L2
IF S1\(X\) >  0 AND A(H1\(X\))  •  0 THEN MWSR5L2
IF S2\(X«i) >  0 AND A(H2\(X«c))  -  0 THEN WWSR5L2
IF S3\(Z%) >  0 AND A(H3X(X^))  «  0 THEN VWSRSL2
ENTHTERM - 220  *  DH(»)  *  (0.003354  -  (1/TEMPK))

LOCACT - U:(Z\) 4- ENTHTERM
XiOQACT m LOOACT + (El\(»)  *  LOO10(A(M1\(X\) ) ) )
LOOACT - LOCACT + (82\(»() . *  IiOO10(A(H2%(ZV) )))
 IF S3MX*)  > 0 THEN_
 IiOGACT - LOGACT +

•A(X\)  « 10* (LOGACT)

 WWSR5L2»
 NEXT X\
                            *  IiOO10(A(M3X(X*) ) ) )
                                                       '  complex not defined

                                                       '  no calculation if
                                                       '  contributing species
                                                       '  absent
 ' Calculate  concns from activities

 FOR X*  «  1 TO NSP*
 CHARGE* - ABS(CH*(X\))
 C(X*)   - A(X\)  / GAMKA(CHARGE*)
 NEXT X*

-------
                         Equilibrium chemical spcciation by WHAM                      993

 »•*•«•***••••**»**•**••********•****•****•***•••••••
 ' Calculate concentrations of bumic-bound components

 ' Chock if tbe iteration no. (NOKIT*) is a multiple of 2 » if not, return
 ' Noto that TBSTITER, TESTITER* are also used in subroutine WWSR3

 TESTITER    m NOMIT*/2
 TBSTITER*   - INT(NOKXT*/2)
 IP TESTITER > TESTITER* THEM NHSRSIiS             » no oalc thi« iter; return


 FOR BS* « 1 TO 2

 IF TB(HS\) « 0 THEN WWSR5L3                      • no calcn if BS absant

 GOSUB KWSR6                                      ' calculate* ZCALC'B and NU's


 '  Calculate concns of epacifically bound cpacie* per litre from Ha and [HS]

 FOR X* - 1 TO NSP*
 CHC(HS\,X\) - OT(HS*,X*)  * TH(HS\)
 NEXT X*

 WWSR5L3t
 NEXT HS\


 '  Calculate maximum volume• of HA and FA diffuse  layarc

 FOR HS* «  1 TO 2

 IF TH(HS\)  •  0 THEN MWSR5L4                           • no calcn if HS absent

VTERM1       m RADIUS (HS*)  * (3.04E-10 / SQR(IS))
VTERM2       « (VTERM1*3)  - ((RADIUS(HS*) )*3)
VTERM3       « 4.19 * VTERH2
 DDLVOL(HS*)   m «E23 * VTBRM3 * (1000 / MOLWT(HS*))     ' litre«/gHS
DVOLMAX(HS*)  « DDLVOL(HS*)  * TH(HS*J


 •  Adjust diffuse layer volume for low ZED

 ZTERH        « KZED * ABS(ZED(HS*) )
DVOLMAX(HS*)  « DVOLKAX(HS*)  * ZTERH / (1 4  ZTERM)      • max Vol,  litres/litre

MWSRSLis
NEXT HS*


 '  Calculate tbe actual diffuse layer volumes, using DLF

DBNOK • 1 + ((DVOLKAX(l) *  DVOUSAX(2))  / DIiF)

FOR HS* « 1 TO 2

DVOXitHS*) « DVOUtAX(HS*) /  DENOM
NEXT HS*

yOLSOL « 1  -  DVOL(l)  - DVOXi(2)

FOR BS* • 1 TO 2
IFTH(HS*)  >  0 THEN COSUB WWSR7                        ' Calc  DDL concns
NEXT  BS*


VWSRSLS:
RETURN

-------
 994
                                     E TIPPING
 WWSR6*    '  called by WWSR5
*gg          calcs NO (specific binding) and Z for FA,  HA
                                                                             if
                                                                             ff
W • P(HS\) * LOGIC(IS)
                                                   e'static intaraction factor
FOR IX - 1 TO 8
TEMPVAL • KH(HS*,X*)*BXP(2*W*i:BD(HSX))/A(l)
FP(I*)  • 1/(1 4 TBMPVAI.)
NEXT I*
                                                   protonation factors
,«*********»**•**••*****••**
« Binding at bidentate sites

FOR J% - 1 TO 12

SYTB1* - SITB\(0\,1)
SYTE2* • SITE*(0*,2)
                                                 '  do each site in turn

                                                 '  identifier proton Bites that
                                                 '  aake up the bidentate sites
SOMBITERM - 1

FOR KV - 1 TO NSPX
IF BINDTEST*(K*) » 0 THEN KHSR6Z.1
TEMFVMi     » 2*W*ZED(HS\)*(2 - CB\(K%))
TEMPVXL     - BXP(TEMFVAXt)
TEMPVM.     - KMH{HS%,6YTEl%,K%)«KMH(HS\
BIBTERH(K^) • TEMFVXI.*FP(8TTE1\)*F?(8TTE2«()/(A(1) A2)
SOMBITERM   « COMBITERM + BIBTERU(KV)
WWSR6I.lt
NEXT Kfc
SOMBITEBTA « 0
BIMETCH    • 0

FOR KX • 1 TO NSP\
IF BINDTESTMKM - 0 THEN MH8R6L2
BITBETA          • BIBTERMOCK)/SOKBITERM
SOMBITHETA       • SOMBITHBTA 4- BITEETA
BISNO(J\,K«t)     « BITBETA*0M(HS\,JX)
BIMETCH          - BIMETCH * (BITHETA*C8*(K*)}
WWSR6L2t
NEXT Kk                                  i
                                                 ' preparing to sum
                                                 ' theta's and charges
PROT2CH  - 2*FP(STTE1\)*FP(STCTE2M *  (1 - SOMBITHBTA)
PROT1CH1 m FP(srTEl^)*(l - FP(8TTE2\)) * (1 - SOMBITHBTA)
PROT1CH2 - FP(SYTE2M*(1 - PP(STTE1\)) • (1 - SOMBITHBTA)
BINETCH - BIMBTCH 4  PROT2CH  4 PROT1CH1 4 PROT1CH2  -  2
BIZ(J\) - BINETCH •  8M(HS\,J\)

NEXT 0*
                                                             2 bound B4
                                                             H4 bound at site 1
                                                             H4 bound at site 2
                                                             net charge
                                                             this site's charge
 ' Now calculate  total amounts bound,  and total net charge (bidentate sites)

 FOR K* •  1 TO NSP*
 IF  BINDTESTMKfc) - 0 THEN WWSR6L3
 BINO(K*)  m 0

 FOR OX -  1 TO 12
 BINO(tfk)  • BINO(KX) 4 BISNO(J\,K*)
 NEXT  JX

 WWSR6L3i
 NEXT  K%

-------
                         Equilibrium chemical speciation by WHAM                      995
BXZCALC  «  0
FOR 3\ • 1 TO 12
8XZCALC  m  BXZCALC 4- BXZ(0*)
NEXT 3*
 ' Binding at monodantata *ita*

 FOR J\ « 1 TO  8

 SUKMONTERM • 1

 FOR K* « 1 to  NSP*
 IF BINDTESTMK*) - 0 THEN WWSR6M
 TBMPVAI,      • 2«W*ZBD{HS*)*(1 - CH*(KM)
 TEMPVM.      « BXP(TEMPVMi)
 TEMPVAL      - KMR(HSX,J*,K*)*A(KX)*TKMFVAL
 MONBTERM(KX) « TEMPVM.*FP(0\)/X(1>
 SOKMONTERM   - SOMMONTERM +  MONBTERM(K\)
 WWSR6L4I
 NEXT r\                                                                ''


 SUKMONTHETA •  0                                   ' px«paring.to BUB
MONMETCH    •  0                                   ' thata'c and charges

FOR K\ - 1 TO  NSP\
IF BXNDTEST*(Kfc) - 0 THEN WWSR6L5
KONTHETA       - KONBTBRM(K«()/8tniMONTERK
 SUKMONTHETA    • SUMMONTHETA  4  KONTHETA
MONSNa(J\,K\)  - MONTHETA«SP(HS\,OX)
MONMETCH       • MONMETCH «f (MONTHBTA*CH\(r*))
WWSR6L5J
NEXT K%


PROT1CH  « FP(J\)  * (1 - SUMMONTHETA)            • H+ bound
MONNETCH - MONMBTCH •«• PROT1CH  - 1                • nat chargo
MONZ(JV) - MONNETCH * SP(HS\,J\)

NEXT* J\


 ' Now calculata total amount*  bound, and total nat eharga (nonodantata citas)

FOR K«t - 1 TO  NSP*
IF BINDTEST«s(K\) • 0 THEN KWSR6I.6
MONNU(lCTt) - 0

FOR O\ « 1 TO  8
MONNO(K*) « MONND(K%) 4-  KONSNa(OX,K*)
NEXT 0\

MHSR€Ii6t
NEXT let


KONZCALC « 0

FOR 0\ » 1 TO  8
MONZCALC « MONZCALC 4 MONZ(JX)
NEXT J*
' Overall summation  ; bidantate 4 nonodantata

FOR K* • 1 TO NSP\
IF BXNDTEST%(K*) « 0 THEN WWSR6I.7
NO(HS%,K%) - BINU(K%) 4
VWSR6L7:
NEXT K%

-------
 9%                                 E. TIPPING

 •  Calculated value of Z, and Z error term

 ZCALC(HSX) - BIZCALC 4- KONZCALC
 ZERR(HSX)  « (2MZED(HS*)-ZCALC(HSX))/(ZED(HSX)+ZCALC(HSX)))*2

 RETURN
  WWSR7t     ' called by WH8RS                                                 fff
 'ft          calcs binding by DL accumulation,  for FA and HA                 ff
 •f*fi868S«8«S*888S8S«8S88t888ltt«fmi8ftfftff88t6tffeSff888t8*888i8«88tt88i8f88

•' First  clear the DDL array for this HS%

 FOR J\ - 1 TO NSPX
 CDDL(HSX,JX) • 0
 NEXT OX
 TOTCHN -  ZED(KSX)  * TH(HSX)
 TDCONC • - TOTCHN / DVOL(HSX)
 IF TDCONC < 0 THEN WWSR7L1
' total charge to be
' neutralised, per litre

' total cone of counterionc
' per litre of diffuse layer

' anions attracted
 '  Come  to here if hunics hare a net negative charge (cations attracted)

 WWSR7L2t

 TDCONCCALC « 0

 FOR X*  -  1 TO NSPX
 IF CHX(X\)   < 0 THEM CDDL(HS\,X\) - 0
 IF CB\(X\)   < 0 THEN KWSR7M
 CDDXi(HS*,X*) • C(X\)  * (RATIO(HSX)*(CH\(XX)))
 TDCONCCALC   • TDCONCCALC + (CDDL(HS*,X\)*CH\(X*))
 WWSR7L3i
 NEXT  XX

 TDCONCERR • (2 * (TDCONC - TDCONCCALC) / (TDCONC +  TDCONCCALC)) *2
 IF TDCONCERR < CRIT THEN WWSR7L5


 '  Adjust  ratio and re-try

 RATIO (HSX) « ((RATIO (H8\) * TDCONC / TDCONCCALC) +  RATIO (HS\))/2
 GOTO  WWSR7L2
 '  Come to here if humics have a net positive charge (anions attracted)

 WWSR7LJ.«

 TDCONCCALC « 0
 FOR XX - 1 TO NSP*
 IF CHX(XX)   > 0 THEN CDDL(KS\,XX) » 0
 IF CHX(XIS)   > 0 THEN WWSR7L4
 CDDL(H8\,X\) m C(XX) * (RATIO (HS\) » (-CH\(X\) ))
 TDCONCCALC   • TDCONCCALC + (CDDL(HS\,XX)*CHMXX) )
 NEXT XX

 TDCONCERR • (2 * (TDCONC - TDCONCCALC) / (TDCONC + TDCONCCALC) )*2
 IF TDCONCERR < CRIT THEN WWSR7L5

-------
                         Equilibrium,chemical speciation by WHAM                       997

' Adjust' ratio and re-try

RATIO(HSX) - ((RATIO(HSX) * TDCONC / TDCONCCALC) + RATIO(HSX))/2
GOTO WWSR7L1

WWSR7L5i
RETURN


'•88i8S88888e8888tSS*8888t*l8888e8S88t88l88if88888888f8888S8688SS«88888888tS8S8
 WWSRBs    ' callsd by nain program - call* WWSRS                             fg
»f&          nak«B output file                                                f|
•f8eS888888888*8e88888IS888S8*8SS888886SI8*S88SS8888688888«8S88888888888S8888St

DIVIDERS • _
FF « 1.00001

PRINT *2, DIVIDERS
PRINT ft2, _
                                         format factor ; avoids aaioy output
•••*••*•*•
          DIVIDERS
                  OUTPUT FILE FROM WHAM-W  VERSION 1.0
                                                               *.*******••
PRINT «2.
PRINT «2,
PRINT *2,
PRINT «2,
IF PHFIXS
IF PHFIXS
IF PC02 m
IF PCO2 •
PRINT §2,
PRINT «2,
PRINT ft2,
PRINT *2,
PRINT »2,
PRINT §2, "INPUT DATA11
PRINT *2,
PRINT ff2,
PRINT f2,
PRINT f2,
PRINT *2,
          •SOURCE FILE •;TAB(25);SF$
          •DATABASE    -;TAB(25);DBS$
          « -NO"  THEN PRINT *2,"PHB;TAB(25);"VARIABLE-
          « "YES" THEN PRINT f2,"PH";TAB(2S);"FIXED"
          999     THEN PRINT 82,«PCO2";TAB(25);"VARIABLE"
          999     THEN PRINT «2,«PCO2";TAB(25);"FIXED"
          •PRECISION* ";TAB(25)/USING •*.§»!**A*-|FF*PRBCISION
          •STARTING PH ";TAB(25)jUSINO "f.fif****"jFF*PHSTART

          DIVIDERS
          "TEMPK"; TAB(25);USINO "t.fI«****";FF*TEMPK
          •TOT HA"jTAB(25)/USING "•.ifi****"/FF*TH(l)
          •TOT FA"/TAB(25)/USING -f .t«****-;FF*TH(2)
          "PC02"/  TAB(25)/USING •|.iti**»*"/FF»PCO2
PRINT §2,
PRINT «2, "MASTER SPECIES"/TAB(25)/"TOTAL CONC"
FOR XX • 1 TO 100
IF Xt » 1 THEN WWSR8L2       -,
IF XX « 51 THEN WWSR8L2
IF T(XX) •'0 THEN WWSR8L2
PRINT «2,X\/TAB(5)/N$(XX)/TAB(25)/USING "i.ftf»***"/FF*T(XX)
WWSR8L2J
NEXT XX
PRINT §2, •
PRINT f2, DIVIDERS
PRINT §2,
PRINT 12, •RESULTS"
PRINT §2,
PRINT §2,
PRINT §2,
PRINT 12,
PRINT *2,
/NDKITX
          •NO. OF ITERATIONS'/TAB(22) /USING ••§§§! "
          "PH-|               TAB(2S)/USIHO «f .
          •IONIC STRENGTH"/   TAB (25) /USING "i.f If **»*-/FF*IS
          •CHARGE RATIO*;     TAB(2S);USINO "f.f lt****";FF*POSCH/»BGCH
PRINT §2, "CHARGE DIFFERENCE";TAB(24)/USING -+t.itiA***"/FF*POSCH-NEGCH
IF TH(1) > 0 THEN PRINT §2,
IF TH(2) > 0 THEN PRINT 12,
IF TH(1) > 0 THEN PRINT 12,
IF TH(2) > 0 THEN PRINT «2,
PRINT 82,
PRINT 82,"WATER VOLUMES"
PRINT #2,"FRACTION HA-DDL •
PRINT 82,"FRACTION FA-DDL •
PRINT #2,"FRACTION SOLUTION «;TAB(25)/USING
PRINT #2,
PRINT 82,"CARBONATE ALKALINITY "/TAB(24)/USING  "+#.#ftSA*A*"/FF*_
                          (C(101) + (2*C(5S)) * C(51)  - C(l))  *  VOLSOL
                            •ZBD-HA"/TAB(24)/USING «+t.f«****";FF*ZBD(1)
                            «ZED-FA"/TAB(24)/USING "+i.f»|**»*"/FF*ZBD(2)
                            •RXTIO-HA«/TAB(25)/USING  "i.«l***A"/FF*RATIO(l)
                            "RATIO-FA"/TAB(25)/USING  "ft.iff****";FF«RATIO(2)
                             ;TAB(2Sl/USING "t.-f#»****«/FF*DVOL(l)
                             ;TAB(25)/USING "i.«##****"/FF*DVOL(2)
                                             •*.*##AA**«/FF*VOLSOL

-------
998
                                   E- TIPPING
          DIVIDERS
          DIVIDERS

          "CONCENTRATIONS AND ACTIVITIES-
PRINT #2,
PRINT 82,
PRINT 82,
PRINT 82, -FRACTIONAL DISTRIBUTIONS OF MASTER SPECIES"
PRINT 82,
PRINT *2, "MASTER SPECIES" ;TAB{23);"S";TAB(31);"DHA»>TAB(40) ;"DFA«/_
                                         TAB(49);"KA";TAB(S8); "FA-
PRINT 82,
FOR XX - 1 TO 100
IF XX - 1 THEN WWSR8L3
IF XX • 51 THEN WWSR8L3
IF T(XX) « 0 THEN WWSR8L3
GOSUB WWSR9                                                   ,
PRINT 82,XX;TAB(7);N$ (XX) ;TAB(21) /USING  "8.881 -;FRACS;TAB(30) /FRACDHA;
            TAB(39) /FRACDFA/TAB(48) /FRACHA;TAB<57) ;FRACFA
WWSR8L3I
NEXT XX
PRINT §2,
PRINT 82,
PRINT 82,
PRINT 82,
PRINT 82,
PRINT 82, TAB (25) t "TOTAL HATER" /_
          TAB(Si); "SOLUTION PHASE"
PRINT 82, "SPECIES"/TAB(22) ; " [FREE] -;TAB(33) ; • [ORGANIC] ";
                   TAB (52) / -CONC"/TAB{€3) / "ACTIVITY-
PRINT 82,
FOR XX « 1 TO NSPX
IF C(XX) - 0 THEN WWSR8L4
PRINT 82,XX/TAB<7);N$(XX)/TAB(21)/USING  "8.888*»**-/FF*VOLSOL*C(XX) /TAB(33) /
FF*«DVOL(1)*CDDL(1,XX)) + (DVOL(2)*CDDL(2,XX) ) + CHC(1,X*) + CHC(2,XX));
   TAB(50);FF*C(XX);TAB(62);FF*A(XX)
WWSR8L4:
NEXT XX
PRINT 82,
PRINT 82, DIVIDERS
PRINT 82,
PRINT 82,
PRINT 82,
PRINT 82,
PRINT 82, TAB(22);"DNa-HA«;TAB(34);"DNa-FA";TAB(46);"Na-HA»;TAB(58);"NU-FA"
PRINT 82,
FOR XX « 1 TO NSPX
IF TR(1) - 0 THEN WWSR8L5
DNO1 « DVOL(1)«CDDL(1,XX)/TH(1)
WWSRBLSt
IF TH(2) - 0 THEN WWSR8L6
DNU2 • DVOL(2)*CDDL(2,XX)/TH(2)
MHSRBL6t
IF DN01 - 0 AND DNU2 - 0 AND NU(1,X\) «  0 AND NU(2,XX) « 0 THEN KWSR8L7
PRINT «2,XX;TAB(7);N$(XX);TAB(21);USINO  "«.888****"»FF*DNai|TAB(33)|_
                FF«DNU2;TAB(45);FF«NU(1,XX);TAB(57)|FF«NO(2,XX)

WWSR8L7t
NEXT XX
PRINT 82,
PRINT 82, DIVIDERS

RETURN.
          "VALUES OF NU (MOL BOUND / O HUMIC SUBSTANCES)"
          "NO IS SPECIFIC BINDING j DNU IS DIFFUSE LATER-
'88888888888888888888888ft»888888ft8ft888f8if888t*8ft88*ftt88ft8fftft888888888888888888
 VJWSR9t    ' callod by WWSR8                                                 88
'88          calcs distribution of chosen master species                     88
'888818888888888888888888888888888888888888888888888888888888888888888888888888
TOTALS   « 0
TOTALDKA •> 0
TOTALDFA = 0
TOTALHA  « 0
TOTALFA  » 0

-------
                         Equilibrium chemical speciation by WHAM
                                                                      999
FOR TX "  1 TO NSPX
IF MIX(YX)
IF HIX(YX)
IF MIX(TCX)
IF MIX(YX)
IF HIX(YX)
IF M2X(YX)
IF M2X(YX)
IF M2X(YX)
IF M2X(YX)
IF M2X(YX)
IF M3X(YX)
IF M3X(YX)
IF M3X(YX)
IF M3X(*X)
IF M3X(YX)
XX THEN TOTALS
XX THEN TOTALDHA
XX THEN TOTALDFA
XX THEN TOTALHA
XX THEN TOTALFA
XX THEN TOTALS
XX THEN TOTALDHA
XX THEN TOTALDFA
XX THEN TOTALHA
XX THEN TOTALFA
XX THEN TOTALS
XX THEN TOTALDHA
XX THEN TOTALDFA
XX THEN TOTALHA
XX THEN TOTALFA
TOTALS 4
TOTALDHA 4
TOTALDFA 4
TOTALHA 4
TOTALFA 4
TOTALS 4
TOTALDHA 4
TOTALDFA 4
TOTALHA 4
TOTALFA 4
TOTALS 4
TOTALDHA 4
TOTALDFA 4
TOTALHA 4
TOTALFA 4
(VOLSOL
(DVOL(l)
(DVOL(2)
(CHC(1,YX)
(CHC(2,YX)
(VOLSOL
(DVOL(l)
(DVOL(2)
(CHC(1,YX)
(CHC(2,YX)
(VOLSOL
(DVOL(l)
(DVOL(2)
(CHC(1,YX)
(CHC(2,TtX)
C(Tflt)
CDDL(1,YX)
CDDL(2,YX)
SIX(YX) )
SIX(YX))
C(YX)
CDDL(1,X\)
CDDL(2,YX)
S2X(TX))
S2X(Y\))
C(Y%)
CDDL(1,YX)
CDDL(2,YX)
83\(YX) )
S3X(YX))
* SIX(YX))
* SIX(YX))
* SIX(YX))
* S2X(YX))
* S2X(TtX))
* S2X(YX))
• S3X(YX))
* S3X(YX))
NEXT XX

FRACS   « TOTALS   / TCALC(XX)
FRACDHA • TOTALDHA / TCALC(XX)
FRACDFA « TOTALDFA / TCALC(XX)
FRACHA  - TOTALHA  / TCALC(XX)
FRACFA  • TOTALFA  / TCALC(XX)

RBTORN
                                  APPENDIX 3
                               WHAM-S Program Listing
'•* KKAH-S  VERSION 1.0                                                      if
'iff Computer coda in TURBO BASIC                                '             ft
'ft Sp«ci*tion of huaic-rlch codlmantc and •oil*                             if
•ff This version produced on. 13 April 1993 by E. Tipping, IFE, Hindenaara    if
'iifffffffffffffffffiiifffftftfffftfitftfifiiiflffiiiiffiiiiiiiiffffiiifffffffffffff
CLS

PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
PRINT
•*«*•****•*•«••*******•
"**   W indermere   **
•**   H umic        **
•**   A queous      **
«**   H odel        **
•*•   _             ••
• **
S oils
  edlaents
                    *•
                    **
• ** *'               **
«**   Version 1.0   *•
•***«*«***•*«*«***••**
Equilibrium speciation of soils/sediments"
Busies  (FA and/or HA) present"
Variable pH"
Fixed or variable pCO2"
Precipitation of A1(OH)3 6 F«(OH)3"
Clay cation-exchanger"
Selectivity for ion-exchange"
FA adsorption/desorption" •

E.Tipping  IFE  April 1993"
PRINT:INPUT "NAME OF SOURCE FILE  [OMIT
PRINT

OPEN SF$ + ".DAT" FOR INPUT AS il

INPUT «1,S$,S$
INPUT #1,S$,DBS$
INPUT #1,S$,NSPX
                                  .DAT TRAILER]   s  ",EF$
                                              file header
                                              database  identifier
                                              array  size required

-------
1000
                                   E. TIPPING
 ^«www«wwww*>»»« — ~ — — — — —
  DIMension and door arrays, then read in chemical constants


GOSUB HSSR1
• Continue to read in data file

INPUT il,S$,PRECISION
INPUT il,S$,TBMPK
INPUT tl,S$,CSOLID
INPUT il,S$,TH(l),TH(2)
INPUT fl,S$,TCLAr
INPUT tl,S$,FAAQST
INPUT il,S$,PC02
INPUT tl,S$,NCOMP*

FOR I* - 1 TO HCOMPX
INPUT *1,S$,X*,TCONC
N$(X*> « 8$
T(X*) - TCONC
NEXT I*

CLOSE Cl
                                                  precision
                                                  temp K
                                                  •oil cone g/1
                                                  total cones  (HA, FA)
                                                  total clay cone  g/1
                                                   [FA] in aqueous phase
                                                  PC02
                                                  no. of naater  species
                                                   total cones
>***•****•***•********
• Perform calculations

GOSUB WSSR2

IF FAXQST • 999 THEN GOSUB WSSR9
IF FAXQST < 999 THEN FAXQ « FA&QST
                                                 '  calculate FA aorption
                                                 '  aq [FA]  provided
rA***********************************A***************
' calculations finished ; signal and make output file
                                                 ' sound output
SOUND 400,5  s  SOUND 500,5  s SOUND 700,8

OPEN SF$ + -.OUT" FOR OUTPUT AS §2

GOSUB WSSR10

CLOSE *2

PRINT
PRINT •CALCULATION FINISHED S CONSULT ** •»SF$J«.OUT *• FOR DETAILED OUTPUT"

STOP
END
 HSSRls
'it
'§8
'**
             called by &*in program
             DIMensions arrays,
             reads in data from data base
             sets up  Modal V
                                                                             it
                                                                             II
                                                                             if
                                                                             If
   DIMension arrays ; inorganic chemistry
 DIM
 DIM N$(NSP\)
 DIM T(NSP\)
 DIM TCALC(NSP\)
 DIM A(NSP%)
 DIM C(NSP*)
 DIM CH%(N3P\)
 DIM M1MNSP*)
 DIM M2%(NSP\)
 DIM M3«t(NSP»6)
                               numerical identification of species
                               nominal identification of species
                               total concentrations of components
                               total calculated concentrations of components
                               activities of solution species
                               concentations of solution species
                               charges on solution species
                               master species  identifiers
                               master species  identifiers
                               master species  identifiers

-------
                         Equilibrium chemical spcciation by WHAM
                                             1001
DIM S1MNSP*)
DIM S2«t(NSP*)
DIM S3*(NSPX)
DIM tK(NSP*)
DIM DH(NSPX)
DIM CAMMA(4)
  stoichiometries
  stoichionietries
  stoichiometries
  equilibrium constants
  enthalpies
  activity coefficients
  DIMonsion humic arrays ; 1 « HA, 2 « FA
DIM SP(2,0)
DIM SM(2,12)
DIM KH(2,8)
DIM PKH(2,8)
DIM KMB(2,8,NSP*)
DIM SITE*(12,2)
DIM PKMSA(2,NSP\)
DIM PKMEB(2,NSP*)
DIM BITBRTA(12,NSP*)
DIM MONTBETA(8,NSP*)
DIM FP(8)
DIM BIBTERM(NSP*)
DIM MONBTERM(NSP*)
DIM BISNU(12,NSP*)
DIM MONSNU(6,NSP*)
DIM BINU(NSP*)
DIM MONNU(NSP*)
DIM N(7(2,NSP*)
DIM CEC(2,NSP*)
DIM CDDI.(2,NSP*)
DIM BIZ(12)
DIM MONZ(8)
DIM BINDTBSTMNSP*}
DIM KSELHS(NSPX)
DIM FA(10)
  proton-binding sites not forming bidentate sites
  bidentate metal-bindings
  K'm for proton-binding
  PR's for proton-binding
  K's for metal-proton exchange
  proton sites making bidentate sites
  metal-proton exchange constants
  metal-proton exchange constants
  theta's for bidentate sites
  theta's for monodentate sites
  dissociation factors for proton-binding
  terms calc'd in finding bidentate theta's
  terms calc'd in finding monodentate theta's
  values of NU at each bidentate site
  values of NO at each monodentate site
  overall NU for each metal/bidentate sites"
  overall NO for each metal/monodentate sites
  overall NO for each complexed species
  cone of coaplexed species per litre
  cones in ES DDIi's
  net charge at each bidentate site
  net charge at each monodentate site
  allows binding of a species to be tested
  selectivity coefficients for HA/FA DDIi's
  FA fractions for sorption model
' DIMension humic arrays for clay mineral ion-exchanger
DIM KCLXY(NSPX)
DIM CLAYDDMNSP*)
' selectivity coefficient
' cone of species in clay DDL, per litre
'Input of constants for inorganic .speciation and ES complexation

OPEN DBS$ 4- ".DBS" FOR INPUT AS §2
IKPOT *2,S$
INPUT ft2,S$,NCOOH(l),PKHA(l),PKKB(l),DPKKA(l),.
      DPKHB(l),P(l),FPR(l),ItADIUS(l),MOIiHT(l) '
INPUT «2,S$,HCOOH(2),PKBA(2),PKHB(2),DPKHA(2),
      DPKHB(2),P(2),FPR(2),RADIUS(2),MOUfT(2)
INPUT i2,S$,EQCIAY,SACLAY
INPUT t2,S$,DLF
INPUT •2,S$,LKSOAI>25,DHAI.
INPUT •2,S$,LKSOFE25,DHFE
INPUT t2,E$,KZED
INPUT *2,S$,'GAMMA,KO,BETA
INPUT 82,S$,NODATA\
                    ' database identifier

                    ' HA properties
                      FA properties
                      clay properties
                      double layer overlap factor
                      A1(OB)3 ppt
                      Fe(OH)3 ppt
                      DL vol at low Z
                      FA sorption constants
                      number of species
FOR IX •  1 TO NODATA*
INPUT «2,X\,N$(X\) ,CH\(X»() ,Ml\(X«t) ,M2*(X*) ,M3«S(X»t) ._
         S1\(X\),S2*(X%),83%(X\),LK(X\),DH(XX),
         PKMHA(1,X%),PKMHA(2,X%),KSELHS(X%),
IF PKMHA(1,X%) < 999 TEEN BINDTEST%(X%)

NEXT I*
                      identifies species that
                      don't bind to HS
CLOSE #2

-------
1002
                                    E. TIPPING
 '   Sot derived constants for Modal V

 FOR XX -  1 TO 2
PKH(XX,1)
PKH(XX,2)
PKH(XX,3)
PKH(XX,4)
PKH(XX,5)
PKH(XX,«)
PKH(XX,7)
PKH(XX,8).
PKHA(XX) - (DPKHA(XX)/2)
PKHX(XX) - (DPKHA(XX) /6)
PKHA(XX) + 
-------
                         Equilibrium chemical spetiation by WHAM
                                                                1003
 FOR JX » 5 TO 8
 PKHH         • (3*PKMHA(1,IX)} - 3
 KMH(1,3X,IX) m 10M-PKMH)
 PKHH         - 3.96*PKHHA(2,IX)
 KMH(2,JX,IX) « 10M-PKMH)
 NEXT OX
 GOTO WSSR1L2

 '  If come to hero,  than no binding of species IX can occur
 WSSRlLlt

 FOR OX -  1 TO 8
 XMH(1,OX,IX) « 0
 KMH(2,JX,IX) - 0
 NEXT JX

 WSSR1L2*
 NEXT IX

 RETURN
                                       '  3*A -  3  conversion ; HA

                                       •  3.96*A  conversion ; FA
 HSSR2t
'if
'tft
•iff .
'iff
•ii
•ii
' called from main program - call* HSSR3 and HSSR4
  sets initial trial value* of master species
  initialises all activities and concns by calling WSSR4
  control! level of precision
  call* WSSR3 to calc speciation
  checks for pptn of AKOH)? and Fe(OB)3
  sets up screen to report on progress of calculation
                                                                              if
                                                                              ff
                                                                              f§
                                                                              fff
                                                                              ff
                                                                              fi
                                                                              ii
• Set initial trial values

IS « 0.1

ZED(l) - -1B-4
ZED(2) - -1B-4

RATIO (1)  « 10
RATIO(2)  m 10
RATIOCIAY • 10

A(l) - 10*(-4)

FOR XX - 2 TO 50
A(XX) - 1E-6 * T(XX)
NEXT XV

A(52) . T(S2)
A(53) - T(53)
A(S4) - T(S4)
A(56) » T(S€) « 1B-4
A(S7) " T(S7) * IE-IS

IF PCO2 « 999 THEN A(5S) - 1E-6 * T(5S)
                                      ' ionic strength

                                      ' Z for HA
                                      ' Z for FA

                                      ' RATIO for HA
                                      ' RATIO for FA
                                      ' RATIO for clay

                                      ' starting H+ activity

                                      ' species il is H
                                      ' cationic master species
                                      ' Cl
                                      ' N03
                                      ' 8O4
                                      ' F
                                      ' P04

                                      ' C03,2-
>*«****************«**«****••«******•**
• summary output to screen, and headers

LOCATE 14
PRINT "
LOCATE 14
PRINT «  SOURCE FILE  :  ";SF$
PRINT "PRECISION (X)  :  ";OSINC "i.ii»***";1.0001«PRECISION
IF PC02 - 999              THEN PRINT  «   '      PC02  : VARIABLE"
IF PCO2 < 999              THEN PRINT  "         PCO2  : FIXED"

-------
(004                                E TlpriNC

PRINT
PRINT •ITER";TAB(12);BPB-;TAB(24);"IS«;TAB(36);«CHRATIO";TAB(48)J
                        «FE PPT";TAB(60);«AL PPT";TAB(72); "ADJEXP"


>*********•*********
' Begin calculations

NUMIT* - 0                                       ' iteration counter

ALPPT$ « "NO"                                    ' first speciate with
FEPPT$ « "NO"                                    ' no pptn allowed

GRIT - 1B-4 s COSUB WSSR4                        ' initialization

GRIT - (PRECISION/100) *2 * COSUB WSSR3           ' full speciation


• Check for precipitation of Fe(OB)3 and/or XI (OB) 3

LKSOFE . LKSOFE25 + (0.219 * DHFE *  ((1/298) - U/TEMPK)))
IF T(ll) - 0 THEN WSSR2L1
LIAPFE - L0010(A(11)) + (3*PH)
IF LIAPFE >m LKSOFE THEN FEPPT$ • "YES"
IF LIAPFE >« LKSOFE THEN COSUB WSSR3             ' recalculate with Fa (OB) 3

HSSR2L1S

LKSOAL - LKSOAL25 + (0.219 * DBAL *  ((1/298) - (1/TEHPK)))
IF T(5) - 0 THEN HSSR2L2
LIAPAL m LOG10(A(5)) +  (3*PH)
IF LIAPAL >- LKSOAL THEN ALPPT$ • "YES"
IF LIAPAL >- LKSOAL THEN COSUB WSSR3             ' recalculate with A1(OH)3
WSSR2L2*

RETURN
 HSSR3t     ' called by WSSR3 - calls WSSR4                                 .  ft
••8          controls  improvement of activities and ZFA,ZBA                  il
'8ft          calls WSSR4 to do nass and charge calculations         ,    '     it
•ftt          tests for aass and charge balances                              ftf
'•ft          tests for convergence of ZFA, ZBA, ZCLAY                        ftft
'«»          reports progress of calculation to screen                       ft!
'ftftffffftftftftftftft«ftiftfftftftftftiiftftftitftftffl«ftftftftftftftftffftffSftft«ftftftftft«ftfftftftftfftftiftftftffftftftffffftftftl

' Begin iterative cycle ; return to here until get convergence

WSSR3L1S

NOMIT* - NUMIT\ +1                               ' update iteration counter


>*«*••****••*•*•«•***•*•**
' Calculate ionic strength  .

IS •  0                                            ' preparing to sum

FOR X* - 1 TO  NSP\
IF C(X\) > 0 THEN IS  - IS +  (0.5 •  (C(»)  * CH\(X\) * CHX(X*)))
NEXT  X*S

IF IS > 100 THEN IS - 100                         ' avoids initial high  IS
 ' Adjustment term ADJEXP;  decreases with NUMIT* 6 with ionic strength

 LADJEXP e ADJEXP               t  IF LADJEXP « 0 THEN LADJEXP « 0.5
 ADJT1 « SQR(IS)                 :  IF ADJT1 < 0.03 THEN ADJT1 « 0.03
 ADJT2 = NUMIT^ / (3E4 * ADOT1)  t  IF ADJT2 > 0.48 THEN ADJT2 - 0.48
 ADJEXP m 0.5 - ADOT2           :  IF ADJEXP > LADJEXP THEN ADJEXP - LADJEXP

-------
                         Equilibrium chemical speciation by WHAM                      1005



 '  improve A(l)  (H+  activity)  - begin after 10  iterations

A1FACTOR -  (POSCH / ((POSCH + NECCH)/2))

IF NOMITX >  10  THEN A(l)  «  A(l) / (AlFACTOR'ADJEXP)

PH « -LOG10(A(D)


 «•«***•*•***•••**•«*•***•*•*
 *  Improve cations and anions

FOR XX » 2 TO 50                                  ' cation*
IF T(XX) « 0 THEN WSSR3L2

IF XX «  5 AND ALPPT$ -  "YES".     ,               ' check for A1(OB)3  pptn  .
THEN A(5) •  (10*(LK£OAL)) • (A(l)*3)              ' Al controlled by Al (OB) 3
IF XX -  S AND ALPPT$ -  "YES-  THEN WSSR3I.2
IF XX •  11 AND  FEPPT$ • "YES"_                   • check Cor Fe(OH)3  pptn
THEN A(ll) » (10*(LKSOFE))  *  (A(l)*3)             ' F* controlled by Fe (OH) 3
IF XX •  11 AND  FEPPT$ - "YES" THEN WSSR3L2

CONCFACTOR « T (XX) /TCALC (XX)
A(XX)  - A (XX) * CONCFACTOR  /  (CHRATIO*ADOEXP)
WSSR3L2:
NEXT XX


FOR XX • 52  TO  100                                ' anions
IF T(XX) - 0 THEN WSSR3L3
CONCFACTOR • T(XX) /TCAtiC(XX)
A(XX)  « A(XX) * CONCFACTOR
HSSR3L3:
NEXT XX


«••«*•«***•*********
' Improve ZED values

IF TH(1) > 0  THEN ZED(l) -  ZED(l) +  ( (ZCALC(l)-ZED(l) )/30)
IF TH(2) > 0  THEN ZED(2) «  ZED (2) +  ( (ZCALC(2)-ZED(2) )/30)

                                                                •
******************************************
' Calculate  total concns of master *pecies  '
COS0B WSSR4
' Output current status to screen

XF FEPPT$ • "NO"  THEN FEPPTX • 0
IF FEPPT$ « "YES" THEN FEPPTX • 1
IF AI«PPT$ - "NO"  THEN ALPPTX • 0
IF ALPPT$ • "TES" THEN ALPPTX « 1

LOCATE 19
PRINT NOMITX7TAB(10)}USING "««.*«";PH;TAB(22) ;OSINO "t.f If *»»*";IS;TAB(35) ;
           OSINO "«.«««|CHRATIO;TAB{50) /USING "I«;FEPPTX;TAB(62) ;AI.PPTX;
           TAB(72);TTfiING "*.««";ADJEXP
  Test cations, anions, charge-balance and Z'a for convergence

FOR XX « 2 TO 50                                            , cations
IF XX « 5  AND ALPPT$ « "YES" THEN WSSR3M                  • Al ppt
IF XX « 11 AND FEPPT$ « "YES" THEN WSSR3W,                  • p« ppt
IF T(XX) - 0 THEN WSSR3L4
CONCERR = (2*(T(XX) - TCALC(XX))/(T(XX) + TCALC(XX)))*2

-------
1006
                                    E. TIPPING
IF CONCERR >  CRIT THEN WSSR3L1
HSSR3L4s
NEXT XV
                                                re-iterate
FOR XV • 52 TO 100                                         ' anions
IF T(XV) - 0 THEN WSSR3L5
CONCERR -  (2MT(XV)  - TCALC(XV) )/(T(XV) 4 TCALC(XV)))*2
IF CONCERR > CRIT THEN HSSR3L1                             ' re-iterate
WSSR3L5t
NEXT XV
IF (CHRATIO - 1)*2 > CRIT THEN WSSR3L1
IF ZERR(l) > CRIT THEN WSSR3L1
                                              ' re-iterate


                                              ' re-iterate
IF ZERR(2) > CRIT THEN WSSR3L1
                                                re-iterate
RETURN
 WSSR4*
*ff
'ft   •
'ft
'ft
called by HSSR2 and WSBR3 - calls WSSR5
calls WSSR5 to calc activities, cones of complexes and
     amounts bound by FA/ HA. and CULT
sums to get total calc'd concns                  .
calcs 4ve and -ve charge and CHRATIO
                                                                             ff
                                                                             if
                                                                             ft
                                                                             ff
                                                                             ff
'ffffffffffffftfffffffffffffffffffffffffffffffffffffffffffffftfffffffffffffttffftt
' Calc acts 6 concns of inorganic complexes, amnts bound to FA, HA, clay
GOSUB WSSR5



' Do summations to obtain total calculated concns of master species

FOR XV - 1 TO 100

IF A(XV) - 0  THEN TCALC(XV) - 0
IF A (XV) • 0  THEN WSSR4L1

IF XV    « 1  THEN HSSR4L1
IF XV    • 51 THEN WSSR4L1
TCAIiC(XV) - 0

FOR TCV « 1 TO NSPV
IF HIV(YV) - XV THEN TCI
+ (VOLSOL
- 4 (CHC(1,YV)
+ (CHC(2,-YV)
* (DVOL(l)
* (DVOL(2)
+ (DVOLCLAY
IF K2V(YV) - XV THEN T<
4 (VOLSOL
4 (CHC(1,YV)
4 (CHC(2,YV)
4 (DVOL(l)
4 (DVOL(2)
4 (DVOLCLAY
LLC(XV) • TCALC(XV)
C(YV) * SIV(YV))
S1V(YV»_
S1V(YV))_
CDDL(1,YV) * SIV(YV))
CDDL(2,YV) * SIV(YV))
CLAYDDL(YV) • SIV(YV))
^LC(XV) « TCALC(XV)
C(YV) • S2V(YV))
S2V(YV))_
S2V(YV))_
CDDL(l.YV) • S2V(YV))
CDDL(2,YV) * S2V(YV))
CLAYDDL(YV) • S2V(YV) )
                                         ' preparing to sum
                                                        solution
                                                        HS bound  (1)
                                                        HS bound  (2)
                                                        DDL  (1)
                                                        DDL  (2)
                                                        DDL  clay
                                                         solution
                                                         HS  bound
                                                         HS  bound
                                                         DDL (1)
                                                         DDL (2)
                                                         DDL clay
                                                     (1)
                                                     (2)

-------
                          Equilibrium chemical speciation by WHAM
                                                                            1007
 IF
NEXT T\

HSSR4Xilt
NEXT X*
             » X* THEN
             (VOLSOL
             (CHC(1,Y\)
             (CKC(2,Hl)
             (DVOIi(l)
             (DVOI>(2)
             (DVOIiCLAY
                         C(Y*)
                         CDDZ.(1,YX)
                         CDDX.(2,Y*)
                                                       ' solution
                                                       ' HS bound (1)
                                                       ' HS bound (2)
                                                       ' DDL  (1)
                                                       ' DDIi  (2)
                                                       ' DDL  clay
' Calculate 4ve and -ve chargea and CHRATIO


POSCH - 0   s  NEGCH - 0

FOR XX • 1 TO NSP*
IF CH*(X*) > 0 THEN POSCH » POSCH 4  (C(XX) '
IF CHMXM < 0 THEN NEGCH * NEGCH -  (C(Xfc) * CH\(X*))
NEXT XV

CHRATIO - (POSCH/NEGCH)


RETURN
                                                       ' preparing to aum
 WSSRS*
*ff»
•ft
'«
'«
•9tt
             called by N88R4 - calls WSSR6, WSSR7 and WSSR8
             calca OH- activity* act coeffa, COS, 2- if pCO2 fixed
             calca activities, conca of inorganic complexes
             calls HSSR6 to get NU's and Z'a for HS
             calls HSSR7 to get binding by DL accumulation (FA, HA)
             calls WSSR8 to get binding by DZi accumulation (CIAT)
                                                                              ffi
                                                                              it
                                                                              ft
                                                                              if
                                                                              if
                                                                              it
 8«ie*ff88e8e8t88888f88f8t888t888t8tl8fl888f88ttftf88888ft«88l888fff88l8teftM8«888

  Calculate activity of OH- from A(l),  temp, deltaB
      « - 14 4  (2935*  (0.003354 -  (1/TEHPK)))
A(51) • 10*(LKW)
'•A**********************************************************
' Calculate activity coefficienta uaing extended Debye-Huckel
GAHMA(O)
ACTA
ACTB
ACTC
ACTD
GAHKA(l)
GAKKA(2)
CAKKAO)
GAMMA (4)
1
0.270 4
0.330
- ACTA
ACTB
10* (
10* ( 4
10* ( 9
10* (16
(8E-4*TEMPK)
SQR (IS)
SQR (18)
ACTC/U 4(3
ACTC/(1 4 ( 6
ACTC/d 4 f 9
ACTC/(1 4 (12
* ACTD)))
• ACTD)))
• ACTD)))
* ACTD)))
                                                         const A in D-H
                                                         const B in D-H
                                                       ' act coeff M4/-
                                                       ' act coeff M24/-
                                                       ' act coeff K34/-
                                                       ' act coeff H44/-
 •**««************•****•*****••***•**«*****«****
 ' Calculate  concentrations of  inorganic apeciea

 ' First do the  carbonate  aystern

 IF PCO2 - 999 THEN WSSR5L1

 ENTHTERM - 220  *  (-0.962) *  (0.003354 - (1/TEMPK))
 A(5S) m PC02 /  10*(18.149 4 ENTHTERM) / A(l)  / A(l)
                                                       '  pCO2 not specified
                                                       •  activity of CO32-
 CACtO »,»-H

-------
 1008                                 E- TIPPING

WSSR5L1:

FOR X*  -  101 TO NSP*

IF SI* (XX) - 0 THEN WSSR5L2

IF SIX(XX) > 0 AND A(M1*(X*) ) « 0 THEN HSSR5L2
IF S2*(X*) > 0 AND A(H2*(X*) ) • 0 THEN WSSR5L2
IF S3*(XX) > 0 AND A(K3X(XX) ) - 0 THEN HS8R5L2

BNTHTERM  - 220 * DH(XX) *  (0.003354 - (I/TOOK))

LOGACT  m  LK(X*) + BNTHTERM
LOGACT  •  LOGACT + (S1*(X*) * LOGIC (A (Ml* (»))))
LOGACT  -  LOGACT 4- (S2*(X*) * LOO10(A(M2*(X*)}) )

IF S3MXX) > 0 THEN.
LOGACT  -  LOGACT 4- (S3*(X*) • LOO10(A(M3*(X*) ) ) )

A(XX) » 10* (LOGACT)
                                     /
WSSR5L2*
NEXT X*
                                                      ' coaplax not dafinad

                                                      ' no calculation if
                                                      ' contributing •pocias
                                                      ' abiant
' Calculate concns from «ctiviti«»

FOR X* • 1 TO NSPV
CHARGE* - ABS(CH*(X*))
C(X%)   - A(X\) / CAUUA(CHARGE\)
NEXT Xt
' Calculate concentrations of humic-bound component*


FOR HS* - 1 TO 2

IF TH(HS*) • 0 THEN HSSR5L3

GOSUB WSSR6
                                                      ' no calcn if HS ab>«nt

                                                      ' calcc ZCALC'B and NO'*
' Calculate ooncns of specifically bound species per litre from NO and [HS]
FOR X* • 1 TO NSP*
CHC(HS\,X\) « NO(HS\,X\) * TH(H8\)
NEXT XX

W8SRSL3»
NEXT HSX
' Calculate maximua volunei of HA and PA diffuse layer*

FOR HS* - 1 TO 2

IF TH(HS*) - 0 THEN WSSR5L4                            • no calcn if HS absent
VTERM1       . RADIUS(HS*) +  (3.04E-10 / SQR(IS))
VTERK2       « (VTERM1*3) -  ( (RADIUS (HS*) ) »3)
VTERH3       • 4.19 • VTBRH2
DDLVOL(HS*)  « 6E23 * VTERM3  •  (1000 / MOLWT(HS*))
DVOLUAX(HS*) • DDLVOL(RS*) * TH(HS*)
                                                       ' litres/gHS
' Adjust diffuse layer volume  for low ZED

ZTERM        - KZED  * ABS (ZED(HS*) )
DVOLMAX(KS*) « DVOLHAX(HS*)  •  ZTERM / (1 4 ZTERM)
                                                       ' max vol, litres/litre

-------
                         Equilibrium chemical speciation by WHAM
                                                                           1009
 NSSRSL4:
 NEXT HS\


 •  calculate maximum volume of clay mineral diffuse layer

 IF TCLAY m 0 THEN NSSR5L5

 DVOLMAXCLAY - 1E3 * TCIAY * SACLAY * (3.04E-10/gQR(IS))    ' litres/litre

 WSSRSLSt

 * Calculate  the actual diffuse layer volumes, using DLP

DENOM «  1  +  ((DVOLKAX(l)  +  DVOLMAX(2) 4 DVOLMAXCLAY)  /  DLF)

FOR HS\  «  1  TO 2
DVOL(HSX)  -  DVOLMAX(HS*)  /  DENOM
NEXT  HS\

DVOLCLAY « DVOLMAXCLAY /  DENOM
VOLSOL ml- DVOL(l) - DVOL(2) - DVOLCIAY

FOR HSX m 1 TO 2
IF TH(HS*) > 0 THEN GOSUB WSSR7
NEXT H8\

IF TCIAY > 0 THEN GOSOB WS8R8

RETURN  '
                                                 ' calculate HS DDL concns


                                                 ' calculate clay DDL concn
 WSSR6:    • called by WSSR5                     .
             calcs N0 (specific binding) and Z for FA, fin
                                                                              if
                                                                              ii
H m P(HS\) * LOGIO(IS)

FOR I\ « 1 TO B
TEMFVAL - KH(HS\,I\)*EXP(2*W*ZED(HS\))/A(1)
FP(I*)  - 1/(1 + TEMFVAL)
NEXT I*
                                                 ' e'static interaction factor
                                                   protonation factors
' Binding at bidentate sites

FOR ax - 1 TO 12

SYTE1X - SITE*(3*,1}
SYTE2* - SITE*(JX,2)


SUMBITERM - 1
                                                  ' do each site in turn

                                                  ' identifies proton sites that
                                                  ' Bake up the bidentate sites
FOR 1C* -  1 TO NSP*
IF BINDTESTMK*)  • 0 THEN WSSR6L1
TEMFVAL     « 2*W*2ED(HS\)«(2  - CH\(K\))
TEMFVAL     « EXP(TEMFVAL)
TEMFVAL     « KMH(HS\,SYTEH(/K\)*KMH(HSl6,SYTE2\/l?t)*A(K«t)*TEMPVAL
BIBTERM(Itt) « TEMPVAL*PP(SYTE1\)*FP(EYTE2%)/(A(1)A2)
SXJMBITERM  m SDMBITERM + BIBTERM(K%) '
WSSR6L1:
NEXT KX
SDMBITHETA «:  0
BZMETCH    «=  0
                                                  ' preparing to sum
                                                  ' theta'e and charges

-------
1010
                                    E. TIPPING
FOR KX - 1 TO NSPX   	
IP BINDTESTX(KX)  - 0 THEN HSSR6L2
BITHETA          • BIBTBRM(KX)/SOMBITERM
STJMBITHETA       • SOMBITHBTA 4- BITHBTA
BISNO(OX,KX)      - BITHBTA«SM(HSX.OX)
BIHBTCH          - BIMBTCH +  (BITHBTA*CHX{KX))
WSSR6L2*
NEXT 1C*

PROT2CH  • 2*FP(SYTB1X)*FP{STTB2X)  *  (1 - SUMBITHBTA)       • 2 bound H+
PROT1CH1 • FP(SrTBl*)*U  - FP(8YTB2X))  • (1 - SUMBITHBTA)   ' H« bound at «it« 1
PROT1CH2 - FP(srTE2\)*(l  - PP(SYTBIK))  • (1 - STJMBITHETA)   ' B> bound at mit» 2


BINBTCH - BIKBTCB + PROT2CH 4- PROT1CH1  -f PROT1CH2 -  2       ' n«t chargo
BIZ(J%)  - BINBTCH * SM(HSX,0\)                              ' thi« «it«'« eharga

NEXT O\


' Now calculate total amount* bound, and total not chargo  (bidantat* sit«>)

FOR K%  » 1 TO NSP\
IF BINDTESTMKt)  " 0 THEN WSSR6L3
BINO(KX)  - 0

FOR JX  « 1 TO 12
BINO(IC\)  » BINO(K«6)  + BISNU(a\,K*)
NEXT J*

WSSR6Ii3t
NEXT 1C*


BIZCALC - 0
FOR OX  - 1 TO 12
BIZCALC • BIZCALC + BIZ(JX)
NEXT J*
>*****•******•**««•****«******
' Binding at aonodantat*  >it«i

FOR OX - 1 TO 8

SUHMONTERM • 1

FOR 1C* • 1 to RSP*
IF BINDTESTMKX) • 0 THEN WSSR6L4
TEMPVAL      • 2*H*ZED(H8\)*(1  - CB*(K*) )
TEWPVAL      » EXP(TEMPVAL)
TEMPVAL      . KMH(HS*,0\,r*)*A(lC*)*TEMPVAL
MONBTBRM(K*) • TEMPVAL*FP(0*)/A(1)
8DHMONTBRH   • SUMMONTERM + KOKBTERM(K*)
WSSR6L4t
NEXT K*
                               *

6OMMONTHETA • 0'                                  •  pr«pazing to cum
HONMBTCH    • 0                                   »  th«ta'« and charges

FOR K* « 1 TO N8P*
IF BINDTB3T*(1C*) • 0 THEN WSSR6L5
MONTHETA      « MONBTERM(KX)/SXJMMOOTERM
SUMMONTHETA   « SUMMONTHETA 4- MONTHETA
HONSHU (OX, KX) - KONTHETA*SP(RSX,OX)
MONMETCH      - KONMETCH 4  (MONTHETA*CHX(KX) )
WSSR6L5:
NEXT KX

-------
                         Equilibrium chemical speciation by WHAM
                          1011
 PROT1CH  • PP(JX) * (1 - SUMMONTHBTA)
 MONNETCH • KONMETCH + PROTlCH - 1
 KONZ(JX) - MONNETCH * 8P(HSX,JX)
/ H+ bound
' net charge
 NEXT OX

 '  Now calculate total amount* bound, and total  net charge (monodentate sites)

 FOR KX - 1 TO NSPX
 IF BINDTBSTX(KX) " 0  TEEN WSSR6W
 HONNU(KX)  " 0

 FOR J\ - 1 TO 8
 HONND(KX)  » MONNa(KX)  4- KONSNO(OX,KX)
 MKXT JX

 WSSR6L€«
 NEXT K*


 KONZCALC • 0

 FOR OX - 1 TO 8
 MONZOOiC « MONZCMiC 4-  KONZ(OX)
 NEXT JX

,>*«****•***••••**********•**•**••****•*****•*
 •  Ovarall  aummation ;  bidantata 4- aonodantata

 FOR KX - 1 TO NSPX
 IF BINOTBSTX(RX)  • 0 THEN HSSR6L7
 NO(HSX,KX)  « BINa(KX)  * MONNU(KX)
 WSSR6L7*
 NEXT KX


 •  Calculated valua of  Z,  and Z error tazm

 ZCAXiC(HSX)  « BIZCALC + MONZCALC
 ZERR(HSX)   . (2*(ZED(ESX)-ZCAZiC(B8X))/(ZED(E8»-fZCALC(HSX)))A2

 RETURN
 H88R7S     ' called by KSSR5                                                 ft
•ft          calca binding by VL accumulation, for FA and HA                ft
'«eifMitiiftttftiiiiiiiiiifMtiiiiiiiiitiitiiiiiiiitieii»tttftsteiiitiittiiii

* Firit clear the DDL array for thi« HSX

FOR OX • 1 TO NSPX
CDDL(H8X,JX) • 0
NEXT JX
TOTCHN -  ZED(H8X) • TH(H8X)
TDCONC - - TOTCHN  / DVOL(HSX)
IF TDCONC <  0 THEN WSSR7L1
• total charge to be
' neutralised, per litre

• total cone of counterions
' per litre of diffuse layer
  anions attracted
 ' Come to here  if humics have a net negative charge  (cations  attracted)

WSSR7L2:

TDCONCCALC  B  0

-------
|OI2                                E. TIPPING

FOR XX « 1 TO NSPX
IP CH*(XX)   <  0 THEM CDDL(HSX,XX) • 0
IF CHX(XX)   <  0 THEN WSSR7L3
CDDL(HSX,XX) -  C(XX)  • KSBLHS(XX) *  (RATIO(HSX)*(CHX(XX)))
TDCONCCALC   «  TDCONCCALC +  (CDDMHSX,XX) *CHX(XX))
WSSR7L3S
NEXT XX

TDCONCERR •  (2  * (TDCONC - TDCONCCALC) / (TDCONC 4 TDCONCCALC))*2
IF TDCONCBRR <  GRIT THEN WSSR7L5


' Adjust ratio  and re-try

RATIO(HSX) '• ((RATIO(HSX) * TDCONC / TDCONCCALC) + RATIO(HSX))/2
GOTO KSSR7L2


««•«••••••••••**••*••••***•**********••***•***•**••**•*•••••••*•«*••*•
' Coma to bar*  it  bumics have a net positive charge (anions attracted)

WSSR7L1*

TDCONCCALC • 0
FOR XX - 1 TO NSPX
IF CHX(X\)   >  0 THEN CDDL(HSX,XX) - 0
IF CH\(XX)   >  0 THEN WSSR7L4
CDDL(HSX,XX) •  C(X*)  * KSELHS(XX) *  (RATIO(HSX)*(-CHX(XX)»
TDCONCCALC   -  TDCONCCALC +  (CDDL(HSX,XX)*CH\(XX))
WSSR7L4S
NEXT XX

TDCONCERR -  (2  * (TDCONC - TDCONCCALC) / (TDCONC + TDCONCCALC))*2
IF TDCONCERR <  GRIT THEN WSSR7L5


' Adjust ratio  and re-try

RATIO(HS*) « ((RATIO(HSX) • TDCONC / TDCONCCALC) + RATIO(ESX))/2
GOTO WSSR7L1

WSSR7L5:
RETURN
 HSSRSt     ' called by W88R5                                                 f|
'<•          calcs binding by DL accumulation, tor CLAY                      if
' First clear the DDL array

FOR JX - 1 TO NSPX
CLATDDL(OK) - 0
NEXT OX

TOTCKN • - EQCLAY « TCLAY                      '  • total charge to be
                                                 '' neutralised, per litre

TDCONC « - TOTCKN / DVOLCIAY                      * total cone of  counterions
                                                  ' per litre of diffuse layer

WSSRBLli
TDCONCCALC • 0
FOR XX - 1 TO NSPX
CLAYDDL(XX) « C(XX) • KCLAY(XX)  *  (RATIOCLAY* (CHX(XX) ) )
TDCONCCALC  • TDCONCCALC +  
-------
                         Equilibrium chemical spetialion by WHAM                      (013

 •Adjust  ratio  and re-try

 RATIOCLAY •  ((RATIOCLAY • TDCONC / TDCONCCALC)  + RATXOCIAY)/2
 ROTO MSSR8L1
GOTO WSSR8L1

KSSR8L2t
RETURN
 'Cf««lltlS*»ft»ltlllttlltltlllttlitliltlllllllIfllitlftliifSI««8ICIISIftl88lllli
 WSSR9i     ' called by main program                                           §§
 ««§          calcs distrbtn of FA between solid and aqueous phases'           if
 'CCSStSfCltltltlllllfitlllltllltflflllltltHftlttiiiflillltiltlfCCIMIIIflllllli

CFA  « TH(2) / CSOLID                             '  0FA par

 ,«•*•**«*«***«*•«**•***•**•*****•*•*
 ' Calculate distribution tarn for FA

DXSTSXCKA - 0
FOR I* - 1 TO 10
DISTSICMA « DZSTSZGHA + (I«t*OAMtt)
NEXT I*

 <***********»**•**•****•**•»**********•*
 'Calculate aquaou* cones of FA fractions

FOR I* «  1 TO 10

XFA - (0.1 • NCOOH<2) * 1%)
XFA - BETA * (XFA - ABS(ZBD(2)))
ZFA - 1 + (KO * EXP(XFA) * CflOLIO)

YFA - (X\*GAMMA) * CSOMD • CFA / DZ8T8ZOMA

FA(I%) - TFA / XFA-. '

NEXT I*

«**•******«******«****«*«**«•«
• sum to find total aquaous FA

FAAQ - 0

FOR I\ - 1 TO 10
FAAQ - FAAQ 4 FA(IH)
NEXT X%


StETORN
 WSSRlOt    ' < called by aain program - calls W88R11  and WS8R12                ft
'ft          aakas output file    '                                            f|
DIVIDER^ » _
•**«*•****•••«****«**«**««**•«•*****«•*««****•**•***••••*•***»•*******•••

FF « 1.00001                            '  format  factor ;  avoids messy output

PRINT i2, DIVIDERS
PRINT f2,_
•***••***•        OOTPDT FILE FROM WBAH-8  VERSION 1.0         *••*••*•••
PRINT «2, DIVIDER?
PRINT #2, "
PRINT «2, "SOURCE FILE ";TAB(2S) ;SF$
PRINT 82, "DATABASE    ";TAB(25) ;DBS$

-------
 1014
                                    E. TlPHNC
IF PC02  «  999     THEN PRINT  i2, "PCO2";TAB(25); •VARIABLE-
IP PC02  -  999     THEN PRINT  f 2, «PCO2";TAB(25) ^FIXED-
PRINT 82,  "PRECISION * ";TAB(25)/USING "8.888AAAA";FF«PRECISION
PRINT 82,
PRINT #2,  PIVIOER$
PRINT 82,
           "INPOT DATA"
PRINT #2,
PRINT 92,
PRINT 82,  "TBMPK";
PRINT 82,  "CSOLID";
PRINT 92.  "TOT HA";
PRINT 92.  "TOT FA";
».888AAAA";FF«TEMPK
».888AAAA";FF*CSOLID
f.888A**A"7FF*TH(l)
».8«AAAA";FF«TH(2)
 .888AAAA";FF*TCLAT
                     TAB(25)/USING
                     TAB(25)/USING
                     TAB(25);USINO
                     TAB(25)/USING
PRINT 92,  "TOT CLAY";TAB(2S);USINO
IF FAAQST  « 999 THEN PRINT §2, "FAAQ-;TAB(25);" UNKNOWN"
IF FAAQST  < 999 THEN PRINT 92, "FAAQ";TAB(25);USINO "8.888AAAA";FF*FAAQST
PRINT 92,  "PC02";      TAB(25);0SINO "8.888AAAA";FF*PCO2
PRINT 92.  '
PRINT 92.  "MASTER SPECIES";TAB(25);"TOTAL CONG"
FOR XX « 1 TO 100
IF XX - 1  THEN WSSRIOIil
IF XX - 51 THEN HSSRlOZil
IF T(XX) « 0 THEN WSSR10L1
PRINT 82,XX;TAB(5);N$(XX>;TAB(25);USINO "8.888AAAA";FF*T(XX)
WSSR10L1:
NEXT XX
PRINT 92.
PRINT «2,DIVIDERS
PRINT 92.
PRINT 92,  "RESULTS"
PRINT 92,
PRINT 82,  "NO. OF ITERATIONS";TAB{23)/USING "88888"/NUMITX
PRINT 92,  "PH";               TAB(25)/USING  "8.888AAAA*;FF*PH
PRINT 92,  "IONIC STRENGTH";   TAB(25)/USING  "».fii****"/FF*IS
PRINT 92.  "CHARGE RATIO";     TAB(25)/USINC  "*.«8****"/FF*POSCH/NECCH
PRINT 92.  "CHARGE DIFFERENCE";TAB(24)/USING "+t.tf8****-/FF*POSCH-KEGCH
IF FAAQST  •> 999 THEN PRINT 82, "FAAQ (CALC)" ;TAB(25) /USING "8.888*A**-/FF*FAAQ
IF FAAQST  < 999 THEN PRINT 82, "FAAQ (FIXED) "/TAB(25)/USING "8.888****"/FF*FAAQ
IF TH(1) > 0 THEN PRINT 82,  "ZED-HA-/TAB(24)/USING "+8.888****"/FF*ZED(l)
IF TH(2) > 0 THEN PRINT 82,  "ZED-FA"/TAB(24)/USING "+8.888A*AA"/FF*ZED(2)
         > 0 THEN PRINT 82,  "RATIO-HA"  /TAB(25)/USING "8.8i8AAAA"/FF*RATIO(D
         > 0 THEN PRINT 82,  "RATIO-FA"  /TAB(25)/USING "8.888AAAA";FF«RATIO(2)
                             »RATIO-CLAY-/TAB(25)/USING "8.888AAAA"rFF*RATIOCIAY
IF TH(1)
IF TH(2)
IF TCIiAY > 0 THEN PRINT 82,
PRINT 82,
PRINT 82,"KATER VOLUMES"
PRINT 82,"FRACTION HA-DDL
PRINT 82,"FRACTION FA-DDL
                             /TAB(25)/USING "8.888AAAA";FF*DVOL(D
                             /TAB(25)/USING "8.88*AA**"/FF*DVOL(2)
PRINT 82, "FRACTION CLAY-DDL "/TAB(25)/USING "8.888AAAA";FF*DVOLCLAY
PRINT 82,"FRACTION SOLUTION "/TAB(25)/USING "8.888AAAA";FF*VOLSOL
PRINT 82,
IF FBPPT$ - "YES" THEN PRINT 82,"[FE(OH)3 PPT]";TAB(25)/_
             USING "8.888AAAA";*(11> - TCALC(ll)
IF FEPPT$ « "YES" THEN PRINT 82,"* TOT FE PPTD";TAB(24)/USING "888.88";
             100*(T(11) - TCALC(11))/T(11)
IF T(ll) > 0 AND FEPPT$ • "NO"  THEN PRINT 82,"FE(OH)3 SATN INDEX";TAB(24)/
             USING «+8.888AAAA";LIAPFE - LKSOFE
IF ALPPT$ • "YES" THEN PRINT 82,"IAL(OH)3 PPT1«/TAB(2S);
             USING "8.888AAAA";T(5) - TCALC(S)
IF ALPPT$ - "YES" THEN PRINT 82,"X TOT AL PPTD«;TAB(24)/USING "888.88";
             100* (T(5) - TCAIiC(S))/T(5)
IF T(5) > 0 AND ALPPT$ • "NO"  THEN PRINT 82,"AL(OH)3 SATN INDEX";TAB(24);_
             USING "«8.888AAAA";LIAPAL - LKSOAL
PRINT 82,
PRINT 82, DIVIDER$
PRINT 82,
PRINT 82, "FRACTIONAL DISTRIBUTION OF MASTER SPECIES"
PRINT 82,
PRINT 82, "MASTER SPECIES-/TAB(23) /"S"/TAB(31);«DHA";TAB(40);"DFA";_
                      TAB (49)/"HA"/TAB(58)/-FA"/TAB(66)/"CLAY-
PRINT 82,
FOR X% m 1 TO 100
IF X% « 1 THEN HSSR10L2
IF XX « 51 THEN VJSSR10L2

-------
                         Equilibrium chemical spetialion by WHAM
1015
IF T(XX)  -  0  THEN HSSR10L2
COSUB WSSRII
PRINT *2,XXjTAB(7)jN${XX);TAB(21);USING "#.«*8";FRACS;TAB(30);FRACDHA;_
            TAB(39);FRACDFA;TAB(48) ;FRACHAfTAB(57) ;FRACFA;TAB(66) ;FRACDCLAY
WSSR10L2>
NEXT XX
PRINT 82,
PRINT 92, DIVIDERS
PRINT i2,
PRINT #2, "CONCENTRATIONS AND ACTIVITIES OF SPECIES IN SOLUTION PHASE"
PRINT #2,
PRINT *2,«SPBCIBS"»TAB(23);»CONC";TAB(3e);"ACTIVITT«
PRINT §2,
FOR X* m  I  TO NSPX
ZF C(XX)  «  0  THEN WSSR10L3
PRINT «,XX;TAB(7)»N$(XX);TAB(21)|USINO «t.«l****"/C{XX);TAB(38) jA(XX)
HSSR10L3S
NEXT XX
PRINT i2,
PRINT f2, DIVIDER?
PRINT §2,
PRINT #2, "TOTAL AQUEOUS-PRASE CONCENTRATIONS AND KD VALUES"
PRINT f2,
PRINT 82, "SPECIES"»TAB(22); "AQCONC";TAB(42) ; "KD-;TAB(57) ; "KD-APP"
PRINT *2,
FOR X* » 1 TO 100
IF T(Xt) -  0  THEN WSSR10L4
IF XX - 1 THEN HSSR10L5
IF XX - 51 THEN WSSR10L5
GOSUB WSSRII
GOSUB WSSR12
WSSRIOLSt
PRIHT,«2,XX;TAB(7)»N$(X»0;TAB(21)jUSINO «f.«»**«*";AQCONCi
              TAB{39)/USING "+fr.*«»**A";lE3*KD;TAB(S5);1E3*KDAPP
MSSRIOMs
NEXT XX
PRINT #2,
PRINT f2, DIVIDERS
PRINT §2,

RETURN
 WSSRII»   ' called by KSSR10                   •                              ft
'ft          calcs dlatribution of choc«n mast«r •p«ci««                      if
'88l8e«88888888888888ie«e888888ie8888888888t8e88te8888888888ft888888888888e88888
TOTALS
TOTALDHA
TOTALDFA
TOTALDC
TOTALHA
TOTALFA
FOR *X « 1 TO NSPX
IF MIX(TX) '
IF KIX(TX)
IF HIX(TCX)
IF MIX(TX)
IF HlX(TfX)
IF KIX(YX)
IF M2X(YX)
IF M2X(7X)
IF K2X(YX)
IF M2X(yX)
IF H2X(YX)
IF M2X(yX)
XX THEN TOTALS •
XX THEN TOTALDHA
XX THEN TOTALDFA
XX THEN TOTALDC
XX THEN TOTALHA
XX THEN TOTALFA
XX THEN TOTALS
XX THEN TOTALDHA
XX THEN TOTALDFA
XX THEN TOTALDC
XX THEN TOTALHA
XX THEN TOTALFA
• TOTALS + (VOLSOL *
TOTALDHA 4 (DVOL(l)
TOTALDFA * (DVOL(2)
TOTALDC * (DVOLCLAT
TOTALHA + (CHC(l,tX)
TOTALFA 4 (CHC(2,YX)
TOTALS 4 (VOLSOL
TOTALDHA 4 (DVOL(l)
TOTALDFA 4 (DVOL(2)
TOTALDC 4 (DVOLCLAY
TOTALHA 4 (CHC(1,YX)
TOTALFA 4 (CHC(2,YX)
                                                      • C(*X)        • SIX(TX))
                                                        CDDL(1,YX)   * SIX(YX))
                                                        CDDIi(2fTX)   * SIX(TX))
                                                        CLAYDDL(YX)  • SIX(TX))
                                                        SIX(YX))
                                                        SIX(YX))

                                                        C(YX)        * S2X(rX))
                                                        CDDL(1,YX)   • S2X(YX))
                                                        CDDL(2,YX)   * S2X(rX))
                                                        CLAYDDLCXX)  * S2X(rX»
                                                        S2X(YX))
                                                        S2X(YX))

-------
1016
                                      E. TIPPING
IF M3MYX)
IF M3MYX)
IF U3\(YM
IF M3*(Y*)
IF 113* (YX)
IF M3X(Y*)
X* THEN TOTALS
X* THEN TOTALDHA
X* THEN TOTALDFA
X* THEN TOTALDC
X* THEN TOTALHA
X* THEN TOTALFA
TOTALS +
TOTALDHA +
TOTALDFA +
TOTALDC *
TOTALHA +
TOTALFA +
(VOLSOL
(DVOL(l)
(DVOL(2)
(DVOLCLAY
(CHC(1,Y*)
(CHC(2,YX)
C(YX)
CDDL(1,Y*)
CDDL(2,Y\)
CLAYDDL(Y%)
S3*(Y\))
S3\(Y%))
                                                                            S3\(Y\))
                                                                            83*(Y*))
                                                                            S3%(Y1t»
                                                                            63\(Y\))
HEX! Y«t
FRACS
FRACDHA
FRACDFA
FRACOCLAY
FRACHA
FRACFA
TOTALS
TOTALDHA
TOTALDFA
TOTALDC
TOTALHA
TOTALFA
/ TCALC(XM
/ TCALC(XM
/ TCALC(XX)
/ TCALC(XX)
/ TCALC(Vt)
/ TCALC(rt)
RETURN
 WSSR12J   ' c&llad by KSSR10
'ft          -^alc* total aguaou* eoo.com of aaatar •p«cias                     f|
'•ft           calcB Kd valuaa                .                                     f|
'•8e88i8«888888«888l8f88«ll88S888888ff8888«8888l8«8888888S8888«»8it8Sff88l888t8«l

' Caleulata aquaous voluaa and total aolaa prasant

IF TH{2) > 0 THEN VOLAQ  « VOLSOL / (1 -  (DVOL(2)*FAAQ/TH(2)))
IF TH(2) • 0 THEN VOLAQ  « VOLSOL

IF TH(2) > 0 THEN TOTAQ  « TOTALS + ((TOTALFA + TOTALDFA)*FAAQ*VOLAQ/TH(2))
IF TH(2) « 0 THEN TOTAQ  • TOTALS

AQCONC « TOTAQ /  VOLAQ

TOTSOLID - T(X\)  - TOTAQ

KD -  (TOTSOLID /  CSOLID) / AQCONC


' Apparent KD ; calculated Cor ALL vat«r baing in S  (DDL ignored)

TOTSOLIDAPP • T(XV) - AQCONC

KDAPP « (TOTSOLIDAPP / CSOLID) / AQCONC

RETURN
'ifftftftiffftflftftiSftftlSfiffftliiftftftiftlfftftSftiftftftftSiiiilfftiiftSftiitftiffifliftiftillltifli
••ftftiftftftitffttfttt«ftftftftittftiittfttftftfftftftfttttfttftifftfttftHftlfttifttiltttftiiillftlliftt
                                    APPENDIX 4

  WHAM-W input and output files, water example. In the input file the master species' concentrations are in moles per
liter of total water in the system, and the concentrations of huraic and fulvic acids are in g I"1. The partial pressure of CO)
(pCO2) is in atmospheres. In the output file, concentrations of individual species, ionic strength, charge difference, and
carbonate alkalinity, are given in moll'1, concentrations of humic and fulvic acids in gl~*. The terms ZED-HA and
ZED-FA refer to the net charges on the fulvic and humic acid in equiv g'1. The terms RATIO-HA and RATIO-FA refer
to the variable R in Equation (8). The water volumes are in liters.

   HATER          ,WATERT1
   Database       ,HATER10
   Database size  ,400
   Precision*     ,0.01
   TempK          ,283
   THA TFA g/1    ,lE-3,9E-3

-------
                      Equilibrium chemical speciation by WHAM
                                                             1017
pH fixed
PHSTART
pC02
No. mast.
Na
Kg
Ca
Ni
CU
Cl
S04
•P.
,YES
,7
,0.00035
,7
,3,0.0002
,4,0.0001
,7,0.0003
,13,18-fi
,14,18-6
,52,0.0005
,54,0.0002
•**•*•••**•••••****••*«•*•**•••*•*•****•••*•*••***•*•**••••*••*••*•••••
*********        OUTPUT FILE PROM WHAM-W  VERSION 1.0         •••*«••*•
A**********************************************************************
SOURCE FILE
DATABASE
PH
PRECISION *
STARTING PH
              WATBRTl
              KATER10
              FIXED
              l.OOOE-02
              7.000E+00
INPUT DATA

TEHPK
TOT HA
TOT FA
PC02.

MASTER SPECIES
 3  Na
 4  Vg
 7  Ca
 13 Hi
 14 Cu
 52 Cl
 54 804
              2.830E+02
              l.OOOE-03
              9.000E-03
              3.500E-04

              TOTAL CONG
              2.000E-04
              l.OOOE-04
              3.000E-04
              l.OOOB-Ofi
              l.OOOE-06
              5.000E-04
              2.000E-04
RESULTS

NO. OF ITERATIONS
PH
IONIC STRENGTH
CHARGE RATIO
CHARGE DIFFERENCE
ZED-HA
ZED-FA
RATIO-BA
RATIO-FA

MATER VOLUMES
FRACTION HA-DDL
FRACTION FA-DDL
FRACTION SOLUTION
              48
              7.000E+00
              1.S18E-03
              0.985B+00
             •1.401B-05
             -1.235E-03
             -2.746B-03
              4.4958*00
              2.071E*00
              7.731E-05
              6.841B-03
              0.993B400
CARBONATE ALKALINITY   46.954E-05
FRACTIONAL-DISTRIBUTIONS OF MASTER SPECIES

MASTER SPECIES        S       DBA      DFA
 3    Na
 4    Kg
 7    Ca
          0.986
          0.947
          0.947
               0.000
               0.001
               0.001
0.014
0.028
0.027
 HA

0.000
0.002
0.002
 FA

0.000
0.022
0.022

-------
1018
                                   E. TIPPING
    13   Ni
    14   Cu
    52   Cl
    54   804
0.538
0.002
1.000
1.000
0.001
0.000
0.000
0.000
0.015
0.000
0.000
0.000
0.010
0.429
0.000
0.000
0.436
0.569
0.000
0.000
   CONCENTRATIONS AND ACTIVITIES
   SPECIES
                           TOTAL KATBR
                        [FREE]     [ORGANIC)
1
3
4
7
13
14
51
52
54
55
101
102
124
125
126
145
146
147
-211
212
213
214
215
216
221
222
223
224
225
226
227
H
Ha
Kg
Ca
Hi
Cu
OH
Cl
SO4
COS
HC03
H2C03
MgHCO3
M0C03
MgSO4
CaHCO3
CaCO3
CaSO4
NlOH
Ni(OH)2
N1SO4
N1C03
NiCl
N1HCO3
CUOH
CU(OH}2
CuSO4
CUCO3
Cu(C03)2
CuCl
CuHCOS
1.037E-07
1.971E-04
9.268B-05
2.773B-04
4.938B-07
1.070E-09
3. OBOE-OB
5.000E-04
' 1.914B-04
2.666B-08
6.956B-05
1.827E-05
6.030E-08
1.334E-09
1.988E-06
1.664E-07
6.426E-09
6.591E-06
1.792E-10
3.696E-13
1.246E-08
5.739B-09
5.05BB-10
2.555E-08
8.495B-11
4.825E-13
2.803B-11
1.161E-10
4.608B-15
9.917E-13
8.980E-10
1.515E-09
2.881B-06
5.253E-06
1.589E-05
4.612B-07
9.848B-07
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
1.273B-07
8.813E-10
9.293E-12
1.385E-08
2.432E-09
4.476E-11
4.592E-08
3.925E-11
2.574B-15
8.680E-11
3.998E-11
7.393E-12
3.735E-10
1.302E-08
3.361B-15
1.953B-13
8.084B-13
O.OOOE+00
1. 4498-14
1.312B-11
                    SOLUTION PHASE
                  CONC       ACTIVITY
1.044E-07
1.985E-04
9.333E-05
2.792B-04
4.973B-07
1.078E-09
3.102E-08
5.035E-04
1.927E-04
2.685B-08
7.004B-05
1.840E-OS
6.072E-08
1.343E-09
2.002E-06
1.676E-07
6.471E-09
6.637B-06
1.805E-10
3.721E-13
1.255E-08
5.779B-09
5.093B-10
2.573E-08
8. 5548-11
4.859E-13
2.B23E-11
1.169E-10
4.640E-15
9.986B-13
9.043E-10
l.OOOE-07
1.902E-04
7.910B-05
2. 3678-04
4.21SB-07
9.133B-10
2.971B-08
4.824E-04
1.633E-04
2.275E-08
6.710E-05
1.840E-05
5.817E-08
1.343E-09
2.002B-06
1.605B-07
6.471E-09
6.637E-06
1.729B-10
3.721E-13
1.255E-08
5.779B-09
4.880E-10
2.465B-08
8.195B-11
4.859E-13
2.823B-11
1.169B-10
3.933B-15
'9.567E-13
8.663B-10
   VALUES OF HO  (MOL BOUND / O RUMIC SUBSTANCES)
   NO IS SPECIFIC BINDING } DNU IS DIFFUSE LAYER
1
3
4
7
13
14
102
124
125
126
145
146
147
211
212
213
214
215
216
221
222
B
Na
Hg
Ca
Ni
Cu
E2C03
MgRCOS
HgCO3
MgS04
CaHC03
CaC03
CaS04
NiOH
Ni(OH)2
NiSO4
N1CO3
NiCl
NiHC03
CuOH
Cu(OH)2
                        DMJ-HA
DNU-FA
HU-RA
NU-FA
3.627B-08
6.898B-05
1.458E-04
4.362B-04
7.768E-07
1.683B-09
1.422B-06
2.110B-08
1.039B-10
1.548B-07
5.823B-08
S.002E-10
5.131B-07
6.271E-11
2.877E-14
9.700E-10
4.467E-10
1.770E-10
8.942E-09
2.973E-11
3.756E-14
1.6438-07
3.12SE-04
3.043B-04
9.103B-04
1.621E-06
3.513B-09
1.398B-OS
9.558B-08
1.021E-09
1.S22E-06
2.638B-07
4.918B-09
5.045E-06
2.841B-10
2.829E-13
9.537E-09
4.392E-09
8.018E-10
4.050E-08
1.347E-10
3.693E-13
O.OOOE+00
O.OOOE+00
1. €068-04
€.5798-04
9. 5038-06
4.2588-04
0.0008+00
0.0008+00
0.0008+00
0.0008+00
0.0008+00
0.0008+00
0.0008+00
2.8868-10
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
2.829E-06
O.OOOE+00
O.OOOE+00
O.OOOE+00
2. 4548-04
7. 3418-04
4.848E-OS
6.211B-05
0. 0008+00
0.0008+00
O.OOOE+00
0.0008+00
0.0008+00
0.0008+00
O.OOOE+00
4.0388-09
OJOOOB+OO
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
1.132E-06
O.OOOE+00

-------
                          Equilibrium chemical spca'alion by WHAM
                                                   1019
     223  CuSO4
     224  CUC03
     226  CuCl
     227  CUHC03
2.182E-12
9.034E-12
3.470E-13
3.142E-10
2.145E-11
8.882E-11
1.S72E-12
1.423E-09
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
O.OOOE+00
                                   APPENDIX 5

  WHAM-S input and output files, sediment example. See explanation of Appendix 4. In addition, note that CSOLID and
TCLAY are the concentrations of total soilds and total cation-exchanger day in gl~'.
SEDIMENT
Database
Array «lz«
Praciiion*
T«npK
CEOLID
THA TFA
TCIAT
FAAQ
pCO2
No. maat *p.
Na
Mg
Ca
F0III
Hi
Ctt
Cl
804
,SBDT1
,SSED10
,400
,0.1
,278
,100
,5,0.1
,20
,0.020
,0.001
,8
,3,€E-4
,4,4E-3
,7,5E-3
,ll,SE-3
,13,lB-5
,14,1E-S
,52,5E-4
,54,lE-4
   **•**•***
                    OUTPUT FILE FROM WBAV-8  VERSION 1.0
                                                                     •*•***•**
   SOURCE FILE
   DATABASE
   PRECISION \-
SEDT1
SSBO10
0.100E+00.
   INPUT DATA

   TEMPK
   CSOLID
   TOT HA
   TOT FA
   TOT CLAY
   FAAQ
   PC02

   MASTER SPECIES
    3  Na
    4  Mg
    7  Ca
    11 Falll
    13 Ni
    14 Cu
    52 Cl
    54 S04 '
2.780E+02
1.0008*02
S.OOOE+00
0.100E+00
2.000B+01
2.000E-02
l.OOOE-03

TOTAL CONC
6.000E-04
4.000E-03
5.000E-03
5.000E-03
l.OOOE-05
l.OOOE-05
5.000E-04
l.OOOE-04
   RESULTS

   NO. OF ITERATIONS
   PH
   IONIC STRENGTH
367
7.016E+00
1.475E-03

-------
1020
                                   E. TIPPING
   CHARGE RATIO
   CHARGE DIFFERENCE
   FAAQ (FIXED)
   ZED-HA
   ZED-FA
   RATIO-HA
   RATIO-FA
   RATIO-CLAY

   WATER VOLUMES  -

   FRACTION HA-DDL.
   FRACTION FA-DDL
   FRACTION CLAY-DDL
   FRACTION SOLUTION

   [FB(OH)3 PPT]
   * TOT FB PPTD
                        0.999B+00
                       -1.044B-06
                        2.000E-02
                       -1.320B-03
                       -2.668B-03
                        9.4648*00
                        4.305B+00
                        2.5098*01
                        0.1388*00
                        2.6178-02
                        5.135E-03
                        0.8318+00

                        3.6628-03
                        73.25
   ••*•••«**•** •***••**•• •**•*•*•••*•*****•**•**•*••***«**•*••*«**•••*•*••
FRACTIONAL DISTRIBUTION OF MASTER SPECIES

MASTER SPECIES        8       DBA      DFA      HA       FA

 3    Na            0.633    0.248    0.021    0.000    0.000
 4    M0            0.032    0.354    0.014    0.465    0.011
 7    Ca            0.025    0.363    0.014    0.494    0.009
 11   Felll         0.000    0.000    0.000    0.973    0.027
 13   Ni            0.005    0.065    0.003    0.882    0.028
 14   Co            0.000    0.000    0.000    1.000    0.000
 52   Cl            1.000    0.000    0.000   ' 0.000    0.000
 54   -SO4           0.994    0.005    0.001    0.000    0.000
                                                                   CLAY
                                                                   0.098
                                                                   0.124
                                                                   0.095
                                                                     000
                                                                     017
                                                                     000
                                                                     000
                                                                   0.000
   «******************«***«**«**•**•*••*•*••«**«*•***•«***«*«**•****•*****
         TRATIONS AND ACTIVITIES OF SPECIES  IN SOLUTION PHASE
   SPECIES
1
3
4
7
11
13
14
51
52
54
55
101
102
124
125
126
145
146
147
185
186
187
188
190
194
195
211
212
213
214
215
216
221
H
Na
Mg
Ca
Falll
Ni
Cu
OH
Cl
804
COS
HC03
H2C03
M0HCO3
MgCO3
MgSO4
CaHC03
CaCO3
CaS04
FaOH
Fa (OH) 2
Fa (OH) 3
Fa (OH) 4
FaS04
FaCl
FaC12
NlOH
Ni(OH)2
N1S04
N1C03
NiCl
N1HC03
CuOH
                      CONG

                    1.006B-07
                    4.568E-04
                    1.S3UE-04
                    1.470B-04
                    2.674B-17
                    5.1998-08
                    1.9828-12
                    2.0918-08
                    6.0168-04
                    1.158B-04
                    7.968B-08
                    2.254E-04
                    6.13OB-OS
                    3.1368-07
                    6.0368-09
                    1.717B-06
                    2.614B-07
                    9.0868-09
                    2.007E-06
                    4.124B-13
                    5.516B-10
                    2.747B-10
                    1.133E-12
                    1.310E-17
                    1.933E-19
                    8.808B-22
                    1.276E-11
                    1.778E-14
                    7.567E-10
                    1.806E-09
                    6.283B-11
                    7.747E-09
                    1.065E-13
ACT]
                                        9.643B-08
                                        4.380B-04
                                        1.302E-04
                                        1.251E-04
                                        1.881E-17
                                        4.422B-08
                                        1.686B-12
                                        2.005E-08
                                        5.769E-04
                                        9.853B-05
                                        6.776B-08
                                        2.162B-04
                                        6.130E-05
                                        3.0078-07
                                        6.036B-09
                                        1.7178-06
                                        2.5068-07
                                        9.0868-09
                                        2.007B-06
                                        3.507E-13
                                        5.289B-10
                                        2.747B-10
                                        1.086B-12
                                        1.256B-17
                                        1.645B-19
                                        8.4478-22
                                        1.224E-11
                                        1.778E-14
                                        7.567E-10
                                        1.806E-09
                                        6.02SB-11
                                        7.429E-09
                                        1.021E-13

-------
                        Equilibrium chemical spccialion by WHAM
                                                    1021
    222  Cu(OH)2
    223  CUS04
    224  CUCO3
    225  CU(C03)2
    226  CuCl
    227  CUHCO3
 4.085E-16
 2.938E-14
 6.425B-13
 7.5728-17
 2.092B-1S
 4.790E-12
4.085E-16
2.938E-14
6.425B-13
6.4418-17
2.006B-15
4.593E-12
  TOTAL AQUEOUS-PHASE CONCENTRATIONS AND KD VALUES

  SPECIES              AQCONC              KD
   3    Ma
   4    110
   7    Ca
   11   F«III
   13   Ni
   14   Cu
   52   Cl
   54   S04
4.570E-04
1.7468-04
1.7168-04
7.2088-06
1.2288-07
4.1448-10
5.9858-04
1.1908-04
44.7758*00
+2.2078+02
•2.83084-02
+6.9288*03
+8.0608+02
+2.4138+05
-2.9188-06
+5 .'1518-02
  KD-APP

+3.1298+00
+2.1918+02
+2.8138+02
+6.9278+03
+8.0438+02
+2.4138+05
-1.6458+00
-1.5948+00
                                APPENDIX 6

WHAM-S input «nd output files, son example. See explanation to Appendices 4 end 5.
SOIL
Databaaa
Array «iza
Pr«ci0ion\
TanpK
CSOLID
TEA TFA
TCLAY
FAAQ
PCO2
No. naat «p.
Ma
Kg
Al
Ca
Felll
CO
Sr
Cm
An
Cl
8O4
,SOILT1
,S8BD10
,400.
,0.1
,278
,300.
.25.5
,0
,999
,0.01
,11
,3,28-4
,4,18-3
,5,38-2
,7,18-3
,11,28-3
,12,18-6
,16,18-6
,18,18-6
,28,18-6
,52,28-4
,54,48-5
  ******•*•
                   OUTPUT FILE FROM HBAK-8  VERSION 1.0
                                                                 •*****••*
  SOURCE FILE
  DATABASE
  PRECISION \
    SOILT1
    SSED10
    0.1008+00
  INPUT DATA

  TEMPK
  CSOLID
  TOT HA
  TOT FA
    2.780E+02
    3.000E+02
    2.500E+01
    5.000E+00

-------
 1022
                                    E. TIPPING
    TOT CIAY
    FAAQ
    PC02

    MASTER SPECIES
     3  Na
     4  Mg
     5  Al
     7  Ca
     11 FaZXI
     12 Co
     16 Sx
     18 C«
     28 Am
     52 Cl
     54 604
                  O.OOOE+00
                   UNKNOWN
                  l.OOOB-02

                  TOTAL CONC
                  2.000E-04
                  l.OOOE-03
                  3.000E-02
                  l.OOOE-03
                   .OOOB-03
                   .OOOE-06
                   .OOOE-06
                   .OOOE-06
                  1.OOOE-06
                  2.000E-04
                  4.000E-05
    2.
    1.
    1.
    1.
    RESULTS

    NO. OF ITERATIONS       111
    PH                      4.199E+00
    IONIC STRENGTH          5.162B-04
    CHARGE RATIO            l.OOOE-t-00
    CHARGE DIFFERENCE      +4.937B-08
—C.FAAQ (CALC)             4.622B-02
    ZBD-BA                 -1.770B-04
    ZED-FA                 -1.040B-03
    RATIO-HA                1.799B+01
    RATIO-FA                9.773B+00

    WATER VOLUMES
    FRACTION HA-DDL         3.710E-02
    FRACTION FA-DDL         0.209B+00
    FRACTION CLAY-DDL       O.OOOE+00
    FRACTION SOLUTION       0.754E+00

    FE(OH)3 SATN INDEX     -1.393E+00
    AL(OB)3 SATN INDEX     -2.861E+00
    FRACTIONAL DISTRIBUTION OF MASTER SPECIES

    MASTER SPECIES        6       DBA      DFA
     3    Na
     4    Mg
     5    Al
     7    Ca
     11   F«III
     12   Co
     16   Sr
     18   C«
     28   An
     52   Cl
     54   804
              0.527
              0.029
              0.000
              0.022
              0.000
              0.021
              0.015
              0.157
              0.000
              1.000
              0.970
         0.117
         0.349
         0.033
         0.354
         0.000
         0.324
         0.357
         0.208
         0.030
         0.000
         0.007
 0.356
 0.579
 0.030
 0.588
 0.000
 0.537
 0.592
 0.635
 0.027
 0.000
 0.023
 HA

0.000
0.010
0.769
0.010
0.486
0.042
0.023
0.000
0.771
0.000
0.000
 FA

0.000
0.032
0.168
0.025
0.514
0.076
0.013
0.000
0.172
0.000
0.000
CLAY

0.000
0.000
0.000
0.000
0.000
0.000
0.000
0.000
0.000
0.000
0.000
    CONCENTRATIONS AND ACTIVITIES OF SPECIES IN SOLUTION PHASE

    SPECIES               CONC           ACTIVITY
     1
     3
     4
     5
     7
     11
     12
H
Na
Mg
Al
Ca
Felll
CO
6.486E-05
1.398E-04
3.873E-05
9.094E-06
2.9S1E-05
2.667E-10
2.695E-08
6.325E-05"
1.363E-04
3.510E-05
7.319E-06
2.674E-05
2.147E-10
2.442E-OB

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