NTROPY NVIRONMEIMTAL.IST8, INC. SPECIALISTS IN AIR POLLUTION MEASUREMENT & MANAGEMENT CONDENSIBLE PARTICULATE AND ITS IMPACT ON PARTICULATE MEASUREMENTS Guy B. Oldaker, Ph.D. MAY 1980 P.O. Box 12291. Resseanch "Triangle Park, North Carolina 27~7O9 Dhone SIS-TEH-355O ------- DRAFT CONDENSIBLE PARTICULATE AND ITS IMPACT ON PARTICULATE MEASUREMENTS May 1980 Prepared by: Guy B. Oldaker, Ph.D. Entropy Environmentalists, Inc, Research Triangle Park . North Carolina Prepared for: Division of Stationary Source Enforcement United States Environmental Protection Agency Project Officer: Kirk Foster Contract Number: 68-01-4148 Task Number: 69 INTROPY ^mmtm IIMVIRONMENTAUSTB, INC. ------- This document has not been reviewed by the U. S. EPA, and is not intended to reflect official policy or standards. The opinions, suggestions, and conclusions expressed herein are those of the author, and do not necessarily represent those of the United States Environmental Protection Agency. ------- TABLE OF CONTENTS Page Introduction 1 Historical The Effects of Condensible Particulate on the Development of NSPS Particulate Sampling Methodology 5 Physicochemical Effects on the Condensible Particulate Loading 25 Physical Changes 26 Chemical Reactions 46 Summary 64 Assumptions and Limitations of Reference Method 5 Sampling 66 Recommendations 73 IIMTROPY ••^H IIMVIRONMEIMTAUBTB. INC. ------- INTRODUCTION For sources subject to New Source Performance Standards (NSPS), compliance with particulate standards is most often determined through the use of EPA Reference Method 5. Put simply, this method entails sampling a metered volume of effluent with a heated probe and then collecting the particulate matter on a heated filter. The particulate catch is currently interpreted by the EPA as being the material caught in the probe and on the filter. The use of Reference Method 5 produces acceptable particulate emissions data for most NSPS source categories. However, when the method is extended to non-NSPS or novel source categories, the particulate emissions data sometimes suffer from imprecision and positive biases. These problems with the Reference Method 5 data arise from the fact that some particulate-forming reactions occur in the effluent stream: before, during, and even after sampling. The positive bias, or extra particulate, which is measured is termed "condensible particulate," or sometimes, "pseudoparticulate." As the term "condensible particulate" implies, the extra particulate originates from condensation processes. Most condensible particulates are formed by gases condensing in the effluent, and the particulate IISTTROPY ••••• INVmOIMMENTAUSTajNC. ------- control equipment has no effect upon gaseous substances. Since the focus of particulate testing for many compliance determinations is on the performance of the particulats control equipment, if gaseous substances form condensible particulate in the effluent downstream of the control equipment but upstream of the sampling probe, the resultant particulate measurements will provide a poor indication of control equipment performance. Indeed, such measurements would be biased against the source. The imprecision observed in Reference Method 5 data results from the fact that the formation of condensible particulate is usually strongly dependent on temperature. Thus, the appearance of condensible particulate depends on the temperatures of the effluent and of the probe and filter of the Reference Method 5 sampling system. Depending on the chemical properties of the condensible particulate, it is sometimes possible for a difference in temperature of a few degrees to determine whether or not condensible particulate is formed. The subject of condensible particulate is important, because it bears directly on determinations of source compliance. In fact, condensible particulate, because it contributes a positive bias to Reference Method 5 measurements, can be the determinant of compliance or non-compliance. In addition, the issue of condensible INTROPY ••••• IIMVIRONMEIMTAUBTS, INC. ------- participate raises questions regarding: (1) the use of Reference Method 5 at sources which are not subject to NSPS; (2) the precision required for controlling the temperature of filtration during Reference Method 5 sampling; (3) the interactions which occur between particulate and condensible particulate (is it always possible to distinguish the two?); (4) the relation between opacity measurements obtained by transmissometry and by visual methods (Reference Method 9); and (5) the interpretation of "particulate" itself. This paper addresses the subject of condensible particulate from several directions. The first section of the paper views condensible particulate from the historical perspective. The impact of the condensible particulate problem was recognized when the New Source Performance Standards and their associated testing methods first appeared in the Federal Register in 1971. Since that time, numerous references to the condensibles problem have been made in the Federal Register and also in EPA documents for NSPS review and development. The section which follows the historical discusses those physicochemical factors which determine the identity and loading of condensible particulate. Throughout the section, general principles are stressed, which can be applied to interpreting or predicting the effects of condensibles on the Reference Method particulate measurements. In a sense, this section can stand alone, and IIMTROPY •••••§ INVIRONMEIMTAUBTa.llMC. ------- is intended to serve as a brief guide for understanding the formation of condensible particulate. The following section, "Assumptions and Limitations of Reference Method 5 Sampling," views the impact of condensible particulate on the interpretation of current Reference Method results. This section leads to the "Recommendations" section, which addresses solutions to the problems created by condensible particulate. The use and interpretation of particulate data obtained from including the back-half catch (i.e., particulate measured in the water filled impingers which follow the heated filter in the Reference Method 5 train) have been controversial issues, because the impact of condensible particulate appears to be greater in the back-half. Limited data exist which correlate back-half particulate data to front-half (probe and filter) data, mostly because back-half data are not required for NSPS sources. In addition, few state and local agencies require the inclusion of back-half particulate results. Because the regulatory status of the back-half particulate catch is variable, and also because of the limited amount of quality data from the back-half, this paper will not specifically address the effects of condensible particulate on back-half particulate measurements. NTROPV ••••• IMVIRONMEISrrAU8TS,INC. ------- HISTORICAL The Effects of Condensible Particulate on the Development of NSPS Particulate Sampling Methodology The subject of condensible particulate and its effect on particulate emissions measurements is best approached by reviewing the literature pertaining to New Source Performance Standards (NSPS). The following discussion is a chronological review of the pertinent material from the Federal Register. The reader should note that the focus of the review is on NSPS sources rather than on existing sources subject to State Implementation Plans (SIPs). This distinction must be made, since the statements which appear in the Federal Register apply to NSPS sources and are not always extendable to SIP sources, which represent an extremely varied population in terms of process operation, control systems, and emissions. Several reoccurring themes, with respect to condensible particulates, appear in a review, of the NSPS developments. Among these are: the importance of defining the particulate state, the potential for the formation of particulate by physicochemical mechanisms, and the use of measurement methodology for evaluating control system performance. Sources subject to New Source Performance Standards (NSPS) are required to measure emissions of particulate matter in order to determine compliance with emission IIMTROPY ••••• INVIRONMENTAUBTa.lNC. ------- standards. The methodology used in measuring particulate emissions is stated within 40 CFR 60, Appendix B. Currently applicable methods are Reference Methods 5 and 17. Illustrations of the sampling equipment used in the reference methods are presented below. Reference Method 5 requires that a sample be withdrawn from the effluent stream via a heated sampling probe, and that the sample stream be subsequently filtered at an elevated temperature. The filter is located outside of the stack, and its temperature is controlled by locating it within a thermostated filter oven. 2 As Reference Method 5 was originally proposed in 1971, the impingers following the filter were considered part of the measurement system. Material which passed through the filter was collected in the impingers. The particulate catch, using the originally proposed methodology, consisted of the sum of the filter and probe catches (front-half) and the impingers1 catch (back-half) . At this time, "parti- culate" was defined in terms of the state of the material which was collected, rather than in terms of the measurement methodology used. Thus, particulate was defined as "any material except uncombined water, which exists in a finely divided form as a liquid or solid at standard conditions." Including the back-half catch and employing standard conditions in the definition of particulate provide a iisrraopv m^mmt |NVIRaNMEIMTALJBTa,IIMC. ------- CZ ib n TEMPERATURE SENSOR - PROBE TEMPERATURE SENSOR IMPiNGER TRAIN OPTIONAL.MAY BE REPLACED BY AN EQUIVALENT CONDENSER HEATED AREA THERMOMETER PITOTTUBE PROBE REVERSE-TYPE PITOTTUBE PITOT MANOMETER IMPINGERS ICE BATH ) BY-PASS VALVE VACUUM GAUGE THERMOMETERS DRY GAS METER AIRTIGHT PUMP CHECK VALVE VACUUM LINE ../ ------- m \ 3 TEMPERATURE SENSOR SAMPLING NOZZLE IN-STACK FILTER HOLDER REVERSE-TYPE PITOTTUBE IMPINGER TRAIN OPTIONAL. MAY BE REPLACED BY AM EQUIVALENT CONDENSER THER.V.OV.ETER CHECK VALVE AIR-TIGHT PUMP ORIFICE MANOMETER VACUUV. LINE DRY GAS METER oo ------- reference point for particulate measurements, and make it possible to relate particulate measurements to the state of the particulate near ambient conditions. Thus, in principle, it would be possible to relate the measured particulate to the nature and quantity of particulate which would exist after dilution and cooling of the effluent stream to ambient temperature and pressure. The inclusion of the impingers' or back-half catch into the determination of particulate measurements was a 4 controversial point. Some critics maintained that the back-half catch was biased because of chemical reactions r C T Q Q which could occur within the impingers. ' ' ' ' Their arguments focused on the formation of "pseudoparticulate," 2- specifically, particulate sulfate (SO. ) formed by the oxidation of dissolved gaseous sulfur dioxide (S02(aq)). [Q2] S02(aq)—> S042~(aq) For this case, when the contents of the impingers are evaporated, the sulfate will remain as a weighable residue. Put simply, their argument was that a substance which was normally a gas at standard conditions was being converted by the test method to a substance which would ultimately be measured as a solid. Thus, this particulate was not included within the definition of 1971; it was not true particulate, it was "pseudoparticulate.n It was also INVIRONMENTAUBTa,INC. ------- 10 argued that other reactions could occur within the proposed sampling train (including the impingers) which have no counterparts in the effluent stream. Measuring the products of these reactions gives results that are non-representative of the source's actual emissions; they are, instead, artifacts created by the test method. The "pseudoparticulate" argument led ultimately to the exclusion of the back-half catch from Reference Method 5 measurements. Introductory statements accompanied the 10 promulgated method , which addressed the omission of the back-half catch: Particulate matter performance testing procedures have been revised to eliminate the requirement for impingers in the sampling train. Compliance will be based only on the material collected in the dry filter and the probe preceding the filter. Emission limits have been adjusted as appropriate to reflect the change in the test methods. The adjusted standards require the same degree of particulate control as the originally proposed standards. Thus, the change in the test methodology and the revision of the emission standards focused on the evaluation/regulation of control equipment performance. EPA concluded its introductory remarks by citing Section III of the Clean Air Act, which requires that the standards of performance "reflect the degree of emission reduction which (taking into account the cost of achieving such reduction) the Administrator determines has been adequately IIMTROPY •••••I INVIPONMENTAU8TB,INC. ------- 11 demonstrated." In 1972 the EPA published supplementary statements which pertained to the final promulgation of the sampling methodology, and which detailed the background for the omission of the back-half particulate catch. The EPA responded to suggestions that particulate standards should "be based either on the 'front-half (probe and filter) of the EPA sampling train or on the American Society of Mechanical Engineers' test procedure. Both of these methods measure only those materials that are solids or liquids at 250 F and greater temperatures." (One of the differences between the two methods lies in the location of the filter: the EPA method employs an out-of-stack filter; the ASME method uses an in-stack filter.) The EPA opined that, "particulate standards based either on the front-half or the full EPA sampling train will require the same degree of control if appropriate limits are applied." They stated further that their "analyses show that the material collected in the impingers of the sampling train is usually, although not in every case, a consistent fraction of the total particulate loading." This statement was the apparent basis for the subsequent omission of the back-half catch from the sampling procedure and the concommitant reduction of the some of the particulate emission standards (see Table I). Thus, the back-half catch was apparently assumed to contribute a consistent fraction of the total particulate IMTROPY ••••• IWIRONMEIMTAU8T8,INC. ------- TABLE I Proposed and Promulgated Particulate Standards for NSPS Sources 12 Originally proposed particulate standards (full EPA train) Recommended particulate standards revised sample method (front half only) Steam generators - lbs/106 Btu heat input 0.20 0.10 Incinerators - gr/scf at 12% C02 0.10 0.08 Cement Kilns - Ibs/ton feed 0.30 0.30 Cement Coolers - Ibs/ton feed 0.10 0.10 IMTROPY ••••• I IMVIROIMMENTAUSTS,IIMC. ------- 13 catch, and the standards were scaled down accordingly. An obvious impetus for omitting the back-half was the resultant simplification of sampling and analysis procedures. Table I shows that two of the four source categories were affected by the omission of the back-half catch from the sampling methodology. The values of the affected standards suggest that the back-half catch may contribute up to 50% of the mass of particulate measured at fossil fuel fired steam generators, and up to 20% of the measured particulate mass at incinerators. The standards for cement kilns and cement coolers indicate that the material condensed in the impingers does not make a significant contribution to the total particulate catch. It is noteworthy that the following statement was also included within the EPA opinion: "There has been only limited sampling with the full EPA train such that the occasional anomalies cannot be explained fully at this time." The change in the particulate measurement methodology was reflected in the revised definition of "particulate" in 40 CFR 60.2: "Particulate matter" means any finely divided solid or liquid material, other than uncombined water, as measured by method 5 of the appendix. IIMTROPY ^•••B IIMVIRONMEIMTAUSTB,IIMC. ------- 14 This definition does not include an explicit statement regarding the important physical parameters of the particulate, but instead defines particulate in terms of the measurement methodology. The essence of this change is that the methodology is no longer directed toward measuring a sample which is directly representative of source emissions on a defined absolute basis. Instead, the focus is on evaluating source operation and control system performance. Again, this change is in keeping with the provisions of Section III of the Clean Air Act. Thus, the fate of the emitted pollutants is not the primary issue. Of greater importance is the degree to which the affected facilities control their pollutant emissions, relative to the magnitude of emissions which would result if no control was present. 12 Critics , nevertheless, maintained that the revised Method 5 sampling train was still subject to biases caused by the condensation of gases within the probe and on the filter. It was argued that condensible particulate was not restricted to the back-half. Emphasis was placed on condensation processes involving sulfur oxides: sulfur dioxide and sulfur trioxide. Data were presented which were interpreted as indicating the extent of these condensation effects. (See Table II.) The data were obtained from simultaneous sampling of the effluent from a fossil-fuel fired steam generator with a Reference Method 5 sampling train and a train incorporating an in-stack filter. In IIMTROPY I^MMMM INVIRONMENTAUBTe.llMC. ------- 15 TABLE II Weights of "Particulate" Matter Measured During Simultaneous Sampling - EPA vs. In-Stack Sampling Apparatus EPA train Alundum thimble "front half," filter inside stack, Sample No. mg mg 1 2 3 4 5 6 7 8 9 10 1139 1168 1097 1159 944 1111 171 200 252 196 233 460 483 750 325 785 140 107 245 36 IIMTROPY ••••• INVIROIMMEIMTAUSTB, INC. ------- 16 almost all cases, the Reference Method 5 train yielded a greater amount of measured particulate. In October 1975 the EPA published revisions to the performance test procedures for fossil-fuel fired steam generators. " These revisions addressed the biases caused by condensation reactions involving sulfur oxides. With the filter temperature maintained at 120 C, gaseous sulfur oxides were condensing within the probe and on the filter. The EPA stated that, "the inclusion of this condensible matter would not be indicative of the control system performance." In addition, studies were cited which o indicated that sampling at 120 C produced variable biases. The magnitudes of the biases caused by the increased particulate loading from the condensing sulfur oxides were recognized to be unpredictable because of their apparent dependence on "total sulfur oxide concentration, boiler design and operation, and fuel additives." The EPA stated that the particulate mass contributed by the condensed sulfur oxides was not a serious problem, since studies had shown the contribution to range from 0.001 to 0.008 grains per standard cubic foot, which is relatively insignificant when compared to the then current standard of 0.07 grains per standard cubic foot. Nevertheless, a higher sampling o temperature of 160 C was accepted for testing at fossil-fuel fired steam generators, "to insure that an unusual case will not occur where a high concentration of condensible matter, IIMTROPY INVIRONMEIMTAUSTB,INC. ------- 17 not controllable with an ESP felectrostatic precipitator] would prevent attainment of the particulate standard." The EPA also discussed the temperature dependence of particulate matter within the comments accompanying the revisions. The use of sampling methodology incorporating an out of stack filter — as opposed to an in-stack filter — was supported because of the necessity to control and measure the temperature during the determination of particulate. It was stated that "[temperature control] is needed to define particulate matter on a common basis, since it is a function of temperature and is not an absolute quantity." Continuing along these lines, the EPA said: If temperature is not controlled, and/or if the effect of temperature upon particulate formation is unknown, the effect on an emission control limitation for particulate matter may be variable and unpredictable. This statement contains the crux of the difficulties which stem from condensible particulate: specifically, that the effects of temperature upon particulate formation must be known before one can understand the relationship between the sampling methodology and what is actually measured. Also in their comments of October 1975, the EPA cited the results of tests which indicated that S0_ does not react to a significant degree to yield condensed particulate within the front half of the Method 5 train. The EPA IMTROPY mumm NVmaNMEIMTAUBTajNC. ------- 18 emphasized again that Reference Method 5 was intended for evaluating the control system performance of stationary sources. They concluded with a statement pointing out that the application of sampling methodology may require flexibility, depending on what is to be measured. As an example, they cited the condensation of sulfur trioxide and water to form sulfuric acid mist. If control performance is to be evaluated, particulate would be best measured at a o temperature of 160 C. This temperature would prevent the condensation of the SO-,, the product of which is not controlled. If the "applicable standards are based upon emission reduction to achieve ambient air quality standards rather than on control technology, a lower sampling temperature would be appropriate." Put simply, what is to be measured determines how the measurement will be made. Implicit within this argument is the fact that the applicability of Reference Method 5 is not necessarily general. A recent addition to EPA particulate measurements methodology is "Reference Method 17: Determination of Particulate Emissions from Stationary Sources (In-Stack Filtration Method)."14'15 The difference between Method 5 and Method 17 involves the location of the filter. Reference Method 17 employs an in-stack filter and is thus similar to the ASME method. It was this method which was used in the arguments discussed earlier, which showed that IIMTROPY ••••• IIMVIRONMEIMTAUSTSJIMC. ------- 19 the Reference Method 5 train, even without the inclusion of the back-half, was subject to condensation processes. The introduction to the method bears on the problems caused by condensible material: Particulate material is not an ab- solute quantity; rather it is a function of temperature and pressure. Therefore, to prevent variability in particulate matter, emission regulations, and/or as- sociated test methods, the temperature and pressure at which particulate matter is to be measured must be carefully de- fined. Of the two variables (i.e., tem- perature and pressure), temperature has the greater effect upon the amount of particulate matter in an effluent gas stream; in most stationary source cate- gories, the effect of pressure appears to be negligible. This paragraph is then followed by the criterion which underlies the applicability of the method: Therefore, where particulate matter concentrations (over the normal range of temperature associated with a specified source category) are known to be inde- pendent of temperature, it is desirable to eliminate the glass probe and heating systems, and sample at stack tempera- ture. Where particulate matter concentrations are independent of temperature, Reference Method 5 and Reference Method 17 should give identical results. Reference Method 17 would be preferred in those situations, because the sampling procedure is easier and requires less equipment. Again the issue of the temperature dependence of particulate matter concentration is stated, and again the INTROPY ••••• INVIRONMEIMTAUBTS, INC. ------- 20 focus is on the filtration temperature. The application of this methodology is important, because it shows that the problem of condensible material is not general, i.e., then- are sources and situations where all filtration methods will give equivalent results, and there are sources and situations where different filtration methods will significantly affect the results. More recently, the issue of condensible particulate was raised during the review of performance standards (NSPS) for 14 15 petroleum refineries. ' Performance tests of fluidized catalytic cracking (FCC) units appeared to be biased by the condensation of sulfuric acid mist in the Reference Method 5 probe and filter. Table III shows the results of a performance test cited within the background information. It is significant that approximately 50% of the catch can be ascribed to sulfur oxides, e.g., sulfuric acid (H-SO.) and 2- sulfate (SO. ). (These compounds are also primarily responsible for the condensibles1 interference in tests at fossil-fuel fired steam generators.) Currently, neither a higher Reference Method 5 filter temperature nor an in-stack filtration method (Reference Method 17) are applicable to fluidized catalytic cracking units. Thus, the bias associated with condensible sulfates is included in particulate sampling results at petroleum refineries. IIMTROPY ••••• INVIRONMEIMTALJaTSJIMC. ------- 21 TABLE III Results for Evaluation of Condensible Particulate Loading at FCC Unit Regenerators Test Result ASME instack filter NaOH titration of Method 5 catch for H2S04 89% less particulate matter than Method 5 50% H2S04 Thermal analysis of Method 5 catch 60% weight loss Sulfate analysis of Method 5 catch 64% sulfate X-ray spectrograph of Method 5 catch 27% in probe wash IMTROPY •••M IMVIROIMMEIMTAU8TS,INC. ------- 22 In summary, when the literature pertaining to NSPS source sampling is reviewed with regard to the subject of interferences from condensible particulate matter, several ideas and concepts are repeatedly emphasized. These include: (1) the strong dependence of the particulate catch on the filtration temperature, (2) the variability of the particulate catch as a result of the condensation of sulfur oxides, (3) the variability of the particulate catch due to particulate forming reactions, and (4) the Reference Method 5 particulate catch as an indicator of control system performance. iisrmoPY ••••i IIMVIRONMEIsrTAUBTSJIMC. ------- 23 FOOTNOTES Standards £f Performance for New Stationary Sources. A Compilation. November 1977. EPA-340/1-77-015. 2 Federal Register, Vol. 36, p. 15704, August 17, 1971. 3 Ibid. 4 "Response," J. Air Pollut. Control Assoc., 22, 726 (1972). W. S. Smith and R. A. Estes, "Condensibles, Reactive Compounds, and Effect of Sampling Train Configuration," Source Sampling Reference Manual, Part III. Supplemental Training Material for Technical Workshop on Evaluating Performance Tests. U. S. EPA, November 1977. D. R. Kendall, "Recommendations on a Preferred Procedure for the Determination of Particulate in Gaseous Emissions," J^ Air Pollut. Control Assoc., 26, 871 (1976) . W. C. L. Hemeon and A. W. Black, "Stack Dust Sampling: In-Stack Filter or EPA Train," J_._ Air Pollut. Control Assoc., 22, 516 (1972). o L. J. Hillenbrand, R. B. Engdahl, and R. E. Barrett, "Chemical Composition of Particulate Air Pollutants from Fossil-Fuel Combustion Sources," U. S. EPA Report, March 1, 1973. q J. Kowalczyk, et al., "Source Test Procedure for Determination of Particulate Emissions from Veneer Driers," Publication of the Control Agency Directors - 8 Source Test Committee, Pacific Northwest International Section, Air Pollution Control Association, September 1972. 10 Federal Register, Vol. 36, No. 247 - Thursday, December 23, 1971. Federal Register, Vol. 37, No. 55 - Tuesday, March 21, 1972. 12 Kendall. Federal Register, Vol. 40, No. 194 - Monday, October 6, 1975. IIMTROPY •••^ INVIROIMMEMTAUSTS,INC. ------- 24 14 Federal Register, Vol. 41, No. 187 - Friday, September 24, 1976. 15 Federal Register, Vol. 43, No. 37 - Thursday, February 23, 1978. "Determining Dust Concentration in a Gas Stream," Performance Test Code 27-1957. American Society of Mechanical Engineers, New York, New York. Federal Register, Vol. 44, No. 205 - Monday, October 22, 1979. 18 K. Barrett and A. Goldfarb, "A Review of Standards of Performance for New Stationary Sources - Petroleum Refineries," March 1979, EPA-450/3-79-008. IIMTROPY •MIM INVIRONMEIvrAU8TS,INC. ------- 25 PHYSICOCHEMICAL EFFECTS ON THE CONDENSIBLE PARTICULATE LOADING The loading of condensible particulate within an effluent stream depends primarily on the chemical identity of the condensible material. The chemical identity of the condensible material will in turn determine the importance of chemical and physical changes in affecting the observed loading of condensible particulate. When viewed together, chemical and physical changes may be termed physicochemical changes. The discussions which follow briefly describe the operation of physicochemical changes and attempt to show how the observed loading of condensible particulate can be subsequently rationalized. These discussions are quite general, because the operation of physicochemical changes is not trivial. Many of the arguments have been simplified; nevertheless, the ideas presented in the discussions can be applied to understanding and interpreting measurements which suggest interferences from condensible particulate. IIMTROPY IIMVIRaNMEIMTAUST8,INC. ------- 26 PHYSICAL CHANGES: Definitions and Examples Physical changes are familiar as "changes of state." For example, water changing from liquid to gas (evapora- tion) , and dry ice changing from solid to gas (sublimation), are examples of physical changes. Those physical changes which can potentially affect the amount of condensible material measured are condensation, evaporation, sublima- tion, absorption, adsorption, and desorption. The term condensation describes the process during which material in a gaseous state (or phase) changes to either the liquid or the solid phase. Familiar examples of these condensation processes are the formation of rain and snow from water vapor. Condensation processes increase the particulate mass loading, and as a result, may contribute a positive bias to such measurement. Evaporation and sublimation are physical processes which are essentially the reverse of the condensation processes described above. Evaporation occurs when a substance in the liquid phase changes to a gaseous phase, and sublimation occurs when a substance in the solid phase passes directly to the gaseous phase. The biases of these processes operate in reverse of those associated with condensation; evaporation and sublimation reduce the measured particulate mass loading. INTFtOPY •••M IIWIRONMEIMTAUBTS, INC. ------- 27 Adsorption and absorption are special condensation processes in which a substance in the gaseous phase associates itself with the surface of a solid material (adsorption), or with the bulk (i.e., both the surface and the interior) of a liquid or solid material (absorption) . The two processes are easily confused, and are often difficult to distinguish; therefore, the two processes are often jointly termed "sorption." Because sorption is a condensation process, it can contribute a positive bias. However, in general, the effects of sorption are of lesser magnitude than the other condensation processes. Gaseous sulfur dioxide dissolving in liquid water is an example of absorption. Sulfur dioxide can adsorb on materials- used for sampling gases (e.g., Tygon tubing and surgical tubing). In effect, the material becomes coated with a molecular film of sulfur dioxide. (Adsorbed substances can exist in layers much thicker than monomolecular films.) The exact reverse of the sorption processes described above is termed desorption; material adsorbed on a solid surface or absorbed in liquids returns to the gas phase. The biases contributed by desorption are analogous to those of evaporation and sublimation. IMTOOPY ••••• IIWIRONMEIMTAUBTS,INC. ------- 28 Physical Parameters At the point of generation, the physical state of the effluent is different than it is at the point of exhaust. If all of the effluent components are in the gas phase, the state of the effluent is described by the following parameters: (1) the chemical composition, as determined by the identities and associated concentrations of all components; (2) the pressure; and (3) the temperature. If non-gaseous components (solids or liquids) are also present, then the ratio(s) of the solid/liquid to gaseous phases must be considered for each component. Of the parameters above, the temperature is the most important with respect to potential changes of state. Many of the equations which are used in describing physical changes have a logarithmic temperature dependence. This is an important fact, because it predicts that phase changes will be very sensitive to temperature changes. The pressure of the effluent is ordinarily relatively close to ambient pressure, and as a result, pressure changes usually have a lesser effect on phase changes than temperature does. The effluent composition pressure independence, however, does not necessarily extend to the effluent as defined at the Reference Method 5 filter. Across the filter there often exists a significant pressure INTROPY •••••i IIMVIRONMEIMTAU8TB,INC. ------- 29 differential, which may affect the concentrations of volatile compounds on the filter and the rates of sorption, desorption, condensation, and/or sublimation. In general, a decrease in pressure will push the equilibrium of gas-liquid systems and gas-solid systems toward the vapor state. If the composition of the effluent is known, it is often possible to predict the physical states of the components within the effluent. For example, if one knows that the effluent contains sulfur trioxide and water vapor in certain concentrations, it is possible to predict when sulfuric acid mist will condense, if the effluent temperature is known. The ability to predict the acid dewpoint is strictly analogous to determining the water dewpoint; both require two important pieces of information: (1) the identity of the substance (e.g., sulfur trioxide), and (2) the concentration of the substance expressed in units of mass per unit volume (e.g., g/L; gr/ft , mg/m , etc.) . For the majority of effluent systems, most of the mass can be chemically identified. Unfortunately, the small amount of mass which resists complete characterization is often that same mass associated with the condensible particulate. A complete characterization of some source effluents is often impossible,. NTROPY ••••I NVIRONMENTAU8TB.INC. ------- 30 The effluent stream of a coal-fired boiler provides a good example of why effluent streams resist complete characterization. The identity of the effluent is dependent on the particular fuel characteristics, the source operation, the control equipment operation, and any chemical reactions occurring within the effluent stream. All of these parameters may change with time, and some of these parameters are interrelated. Thus, a thorough effluent characterization can be miserably compromised by temporal variability. If the chemical identity of the effluent is not adequately known, it may be difficult to interpret particulate measurements obtained using standard methodology. Ignorance of effluent composition may even further compromise any measurements obtained using modified sampling procedures. Put simply, the prerequisite for meaningful measurements is a knowledge of what is being measured and an understanding of the effects and/or limitations of the measurement technique on the parameters of interest. INTOOPV •••••I I NVIRONMENTALJSTSt INC. ------- 31 The Operation of Physical Changes Within an Effluent The discussion which follows describes the physical changes that can occur within an effluent stream. A hypothetical effluent generated by the combustion of fossil-fuel at a utility boiler is used as an example system here, because the complexity of such an effluent provides a most general case, since all the physical processes described above are operating. The physical changes occurring in this effluent will be discussed from generation to collection on the reference method filter. Where necessary, digressions will be made in order to elaborate on the descriptions of the physical processes. In this section, chemical reaction pathways will be pointed out, but will not be discussed. The chemical reactions that accompany the physical changes will be the subject of the following section. Initial Conditions At the point of generation, the effluent is quite hot O o 2 [1000 C (1800 F)] and still chemically reactive, even though the major chemical reaction, oxidation, has gone essentially to completion. The particulate can be described as a mixture of unburned fuel and metal and non-metal oxides. At this high temperature, many compounds and some elements will be in a vapor state. IIMTROPY ••••• IIMVlRONMENTALJBTa.llMC. ------- 32 As used here, the word "vapor" implies that these species may condense by the time the effluent reaches the filter of the sampling train. As such, all of these elements and compounds may be termed condensible particulate. Recent investigations at fossil fuel fired steam generators have dealt with the chemical composition of particulate matter as a function of depth into the particles (chemical depth profiles), and as a function of particle 4 size. The results indicated that the more volatile elements are associated with the particle surfaces and those same volatile elements are preferentially adsorbed on the smaller particles. Complementary investigations focused on particulate chemical depth profiles as a function of distance traveled within the effluent stream. It was found that elements within the effluent were fractionated with respect to volatility, i.e., the more volatile elements were found associated with the particulate obtained at the greater distances (and cooler temperatures) within the effluent. All of the studies indicate: (1) that condensation processes are in continuous operation throughout the effluent stream, and (2) that particulate matter serve as nuclei for the condensation processes. It is difficult to quantify the contribution these particle-surface condensations make to the condensible IIMTROPY •^••M INVIRONMENTAUSTS.INC. ------- 33 particulate loadinq, because no studies have been conducted which focus on such condensations in the Reference Method 5 train. Because this particular formation mode is a surface phenomenon, and because it can be argued that the surface is but a small part of the entire particle, it can also be argued that particle-surface condensations contribute little to the condensible particulate loading. Further study into this particle formation mode is needed before truly accurate rationalizations and/or predictions can be made.' The Temperature Profile The extent to which condensation processes — and by extension, physical changes — occur, is dependent on the effluent temperature and on the amount of time the effluent spends at that temperature. This idea is illustrated by the effluent temperature profile. The temperature profile, as used here, is the relation between the change in effluent temperature with time. (See Figure 3.) (The effluent flow rate defines the relationship between the effluent stream temperature and the distance traveled along the effluent path.) INTROPY •••m IIMVIFIOIMMENTAUSTStlNC. ------- 34 In general, the extent of a chemical reaction increases with time. Indeed, this is also true when extended to physical changes, since the same basic principles apply; at least a finite amount of time is required for a system to reach an equilibrium state. Thus, the extent of a physical change is dependent upon the temperature and the time the effluent spends within that temperature region. In the effluent at generation, some condensible material exists which may be described as condensible metal oxides [e.g., calcium oxide (CaO), sodium oxide (Na-0), etc.]. Only at very high temperatures are these metal oxides stable as vapors. When the effluent temperature drops as the effluent leaves the boiler, the conditions favorable for condensation are produced, and the metal oxides quickly condense. The condensations which occur c within boilers produce scale. Since the condensation of the metal oxides occurs upstream of the control equipment (e.g., an electrostatic precipitator [ESP]), the condensation products, particulate, can be collected by the control equipment. These condensible components will have completed condensation well ahead of the sampling and filtration points. Therefore, the measurement of these metal oxides provides an accurate gauge of control equipment performance. Other classes of condensible compounds still exist in vapor form at the high temperatures at the exit of the boiler. If any of these compounds condenses before the ESP, INTROPY i^HMIM INVIRaNMENTAUBT8,IIMC. ------- 35 measuring that compound as particulate would contribute to an accurate evaluation of control equipment performance. Whether these compounds condense, and the extent to which they do condense, will be determined to a large extent by the remainder of the effluent temperature profile. In addition to the effluent temperature profile, the extent of physical changes is intimately associated with the chemical identity of the condensible substance within the effluent stream. Each substance is characterized by its boiling point and vapor pressure. The concept of vapor pressure is fundamental for an understanding of the magnitude of the condensible particulate loading. The discussions of vapor pressure which follow will assume equilibrium conditions. This assumption ignores the fact that a temperature gradient exists within the effluent stream. The reader should understand that the vapor pressure of a substance will be variable, and will show a dependence on the effluent temperature and the time within a temperature domain. The vapor pressure of a substance is a measure of the amount of material in the gas phase at equilibrium with the amount of material in the condensed phase. Water provides an example of this physical property. If water is placed in a closed container, the water will evaporate until enough water exists in the gas phase to provide a balance between IIMTROPY ^MHMB IIMVIRONMENTAUSTB, INC. ------- 36 the evaporation and condensation processes. At equilibrium, water vapor will be condensing at the same rate as liquid water will be evaporating. All condensed phases display this behavior to varying extents; thus, any condensed phase will be associated with some vapor. The vapor pressure of a substance is described by the following equation: in \ P - ^Pb/ -H i — R ' f 1 ( T 1 - Tb H is the heat (enthalpy) of vaporization or sublimation, P. is the vapor pressure of the substance at its normal boiling point, usually 29.92 in. Hg (760 mm Hg), P is the vapor pressure of the substance at temperature T, R is the gas constant, T. is the substance's normal boiling point temperature, in absolute units, T is the temperature of the substance when its vapor pressure is P. The significance of this equation lies with the logarithmic dependence of vapor pressure on temperature. In simple terms, small changes in temperature may produce large changes in vapor pressure. Thus, small changes in temperature may produce large changes in the distribution of NTOOPY ••••• NVIFIOIMMEIMTALJ8T8,INC. ------- 37 mass between the condensed phase and the vapor (condensible) phase. The vapor pressure curve for water is presented in Figure 4. (Vapor pressure curves for other substances are similar.) Two features of the curve are of special importance. Firstly, as the system approaches the boiling point, the vapor pressure increases at an exponential rate, and secondly, with decreasing temperature, the vapor pressure decreases and approaches zero asymptotically. These properties of vapor pressure afford the following generalizations: (1) The amount of mass in the vapor phase increases significantly near the boiling point. The magnitude of the effects of condensible particulates will be of greatest importance for those substances which have boiling points near the filtration temperature. In addition, the magnitude of the effect will be very sensitive to temperature. (2) Substances with boiling points well removed from the filtration temperature will not interfere (as "condensible particulate") with the measured particulate. INTROPY •••••• IIMVIRONMENTAIJBTSJNC. ------- 30 1.00 20 40 CO gO 100 YaporPressure Curve-for Water J^iqur-e v IIMTROPY INVIRaiMMENTAUBT8,INC. ------- 39 These ideas are graphically illustrated with the hypothetical example presented in Figure 5. The temperature dependence of the vapor pressure has been interpreted in a different way. Here, the percentage of mass which is uncondensed (i.e., in the vapor phase) is plotted versus temperature. The percentage of uncondensed mass is proportional to the vapor pressure; thus, the curves reflect the logarithmic temperature dependence of vapor pressure. -H a R~ A multicomponent effluent is represented here. A filtration temperature range is shown by the rectangular region within the graph. Relative to the filtration temperature, substance C would be totally in the form of particulate: i.e., substance C would have totally condensed before collection within the Reference Method 5 train. Substance A represents the opposite case. As indicated in the figure, substance A would be totally in the gas/vapor phase at the specified filtration temperature range. Thus, substance A would either condense in the back-half or pass IIMTPOPY ••••• INVmONMENTAUSTBtlNC. ------- 40 through the sampling system without condensing. Substance B displays intermediate behavior, since it condenses within the filtration temperature range. The mass of B collected on the filter will depend on the temperature at the moment of filtration and on the variation in filter temperature after collection. Thus, substance B can be collected on the filter, but may subsequently evaporate off if the temperature of the filter increases. The collection of substance B at the indicated filtration temperature range varies roughly from 10 to 60 percent. Each substance, A, B, or C, will contribute to the particulate catch in proportion to its mass loading in the effluent. In a real life situation, the contribution of substance B to the measurable particulate mass loading could be insignificant. Therefore, the variability caused by the condensation of substance B would not impact on the measured particulate, and no condensible particulate problem would be observed. The essence of this graph is that as the effluent moves through the ductwork, a potential multitude of condensation processes can ensue. As the effluent cools, those compounds with high boiling points will condense first, followed by the compounds with lower boiling points. IIMTROPY mmi^m INVIRONMersrTAUBTa.lNC. ------- 41 These phase changes are not strictly abrupt. In the neighborhood of its phase change temperature, each component will be partitioned between the condensed phase and the vapor phase, Thus, when Reference Method 5 is applied, clear demarcations may not exist between particulate and condensible particulate at any particular point along the effluent pathway. Vapor pressure can also play a significant role in affecting the measured efficiency of particulate control equipment. Most control equipment operates by discriminating between condensed material and gases/vapors. Such is the case for electrostatic precipitators, cyclones, and fabric filtration units. Particulate material entering these devices can be removed from the effluent, and thus, can be controlled. Obviously, particulate material which results from the condensation of vapors after the control device cannot be affected. The potential control, however, is not necessarily a clear cut issue. In those cases where vapors condense while passing through the control equipment, the degree of control is potentially variable. This will be true for those effluent components which have boiling points within the temperature profile of the control equipment. Figure 6 illustrates these concepts. The graph shows the temperature dependence of the percent uncondensed mass of three components. The behavior IIMTROPY •••M IIMVIRaiMMEIMTAU8T8,INC. ------- 42 of component C in this diagram indicates that all the mass will be in the condensed phase at the temperature of the control equipment. The curve for component B passes wi';hin the temperature range of the control equipment. For this case, the collection efficiency of the component will be variable. Over the temperature range of the control equipment, between 50% and 10% of the mass of this component will be in the gas phase and wil] not be controlled. The behavior of component A in this scenario will be, even more extreme. Between 45% and 100% of the mass of component A will be uncontrollable. The magnitude of this effect will be dependent mainly upon the relative mass loadings of the affected components, and the temperature of the control equipment. Again, in real life situations, the magnitude of the effect may or may not be significant. M ass IMTHOPY •••••• INVIRaiMMEIMTAU8Ta,IIMC. ------- 43 Physical Changes in the Sampling System In most respects, the physical environment inside the sampling probe is quite similar to the physical environment the particulate matter views within the effluent stream. Indeed, If the temperature of the probe is maintained identical to the effluent temperature, and if isokinetic sampling is conducted, the physical properties of the effluent sample should differ little from those of the effluent itself. Particulate matter will collect in the probe as a result of gravitational settling and impaction with the walls of the probe. The effect of temperature on the particulate measured in the probe can operate in two directions, depending on whether the probe temperature is greater than or less than the temperature of the effluent. In addition, this measured particulate will reflect the relative temperature difference which exists during the entire sampling operation. If the probe temperature is less than the effluent temperature, condensation reactions can occur on the cooler probe walls. Similarly, condensible substances may adsorb on the walls of the probe. On the other hand, if the temperature of the probe is greater than the temperature of the effluent, not only will condensation and adsorption reactions be prevented, but material already condensed and IMTROPY ••••• IMVIROIMMEIMTAUSTB,irMC. ------- 44 adsorbed may be volatilized. Particulate can be caught in the probe, but also can be subsequently removed by volatilization. Thus, if condensible particulate is sampled, a variable probe temperature can cause a variable probe particulate catch. However, the operation of the Reference Method 5 sampling train is intended to account for this potential variability, through the provision of the heated filter which follows the probe and is maintained at a known temperature. After the effluent sample exits the probe, it passes through the filter. Particulate matter will be impacted on the filter and may accumulate to form a filter cake if the loading is sufficiently high. The filter cake will provide an additional site for physical reactions, depending on the temperature of the filter relative to the temperature of the effluent sample. Indeed, the potential physical changes will parallel those which were associated with the probe. The temperature of the filter can affect the state of any condensible particulate which is formed or is collected on the filter. However, if particulate is vaporized from the filter, it will pass on to the impingers, and may not be quantified. Therefore, if only the front-half of the train is used for the particulate determination, the filter temperature is the last major physical parameter which determines the measured particulate. IIMTROPY ••••• IIMVtRONMEMTAUBTS,INC. ------- 45 The pressure difference across the filter and filter cake makes a lesser contribution to the potential variability of the filter particulate catch. If the filter cake contains compounds having have vapor pressures which are significant at the filtration temperature, these compounds may evaporate as a result of the pressure difference. The evaporation reflects the shift in equilibrium toward the gas phase, brought about by the lower relative pressure on the other side of the filter. The evaporation of volatile compounds on the filter during sampling is analogous to the lower boiling point of water observed at higher altitudes, and lower atmospheric pressures. Since the filter marks the final point in sampling an effluent, it is extremely important that any material passing through is physically well characterized; otherwise, the characterization of the material collected on the filter will be compromised. If condensible particulate is present within an effluent stream, it may pass through the filter. The amount of uncharacterized and unmeasured condensible particulate which passes through will depend on the temperature history of the filter. The observed variability in the measured particulate will be strongly dependent on the variability of the filtration temperature. Finally, the effect of the filtration temperature on the measured particulate can be profound. IIMTROPY wmmmtm IIMV1RONMEMTAUSTB, INC. ------- 46 Chemical Reactions The occurrence of chemical reactions within an effluent can greatly affect the observed loading of condensible particulate. The reactions that may occur are not necessarily independent of physical changes; thus, chemical reactions may lead to physical changes, and vice versa. In the discussions that follow, the reader should be mindful of the complicated interplay of chemical reactions and physical changes. Definitions and Examples The operations of chemical reactions within effluent streams will be addressed from three general subject areas. The first area, chemical reactivity, is concerned with the ability of substances to react to form products. The reactivity of an air-gasoline mixture serves as a simple example. Experience tells us that this mixture is quite reactive, if the conditions are right. The second subject area, chemical thermodynamics, deals with the stabilities of the products and reactants of chemical reactions. The reaction of ammonia, sulfur dioxide, and water vapor provides an example. Reactivity arguments predict that the mixture is reactive, with the product being INTROPV ••••• INVIRONMENTALJBTB.INC. ------- 47 ammonium bisulfite. Thermodynamics, however, shows that the O o product of the reaction is unstable above 400 C (750 F); therefore, if ammonium bisulfite is formed above 400 C, it will instantaneously decompose back to the original reactants, ammonia, sulfur dioxide, and water. For this chemical system, thermodynamic arguments determine the reaction actually observed. Chemical kinetics, the third subject area, deals with how fast a reaction occurs and, in a sense, how far a reaction goes to completion. Time is the parameter of interest here. An example which shows the interplay of thermodynamics and kinetics involves the reaction of nitrogen, oxygen, and water to form nitric acid. nitrogen + oxygen + water > nitric acid (gas) (gas) (liquid) (liquid) Thermodynamics predicts that the reaction can occur at ambient temperatures. Chemical kinetics, however, shows that the reaction is infinitely slow. Experience supports this argument, for if the rate of reaction were significant, the atmosphere would dissolve in the oceans to form nitric acid. IIMVIRONMENTAUSTB,INC. ------- 48 Reactivity and Reactions Most effluent streams are still chemically reactive at the moment of generation. This is especially true for effluents generated by combustion. Thus, even though oxidation, the primary reaction, has occurred, many other reactions can still occur. The combustion of a fossil-fuel, coal, can serve as an example of how reactivity arguments can be used to rationalize the formation of condensible particulate by Q chemical reactions. During combustion, the primary reaction is oxidation; the principle products are carbon dioxide, CO-, and water, H?0. Impurities associated with the coal are also oxidized. If the oxidized impurities are gases, they will mix with the excess air, carbon dioxide, and water. On the other hand, if the oxidized impurities are solids, they will either be collected in the ash pit or be entrained in the effluent as fly ash (particulate). Using simple acid/base theory, general statements can be made regarding the relative reactivities of the solid and gaseous oxidized impurities. According to simple acid/base 9 theory, the oxides of metallic elements are classified as bases, and the oxides of non-metallic elements are classified as acids. Using this classification scheme, the typical fly ash constituents, sodium oxide (Na_0), calcium oxide (CaO), iron oxide (Fe203), and aluminum oxide (A1-0-) IMTOOPY NVIRaNMENTAUBTB.IIMC. ------- 49 are classified as basic substances. The gaseous compounds, sulfur dioxide (S0_) , sulfur trioxide (SO,) , carbon dioxide (C02) , and nitrogen dioxide (N02) • are consequently classified as acidic substances. According to simple acid/base theory, acids react with bases; thus, if a process feedstock contains metallic and non-metallic elements, and if this feedstock is decomposed in an oxidizing environment, potentially reactive acidic and basic compounds will occur together in the effluent. An example of an acid/base reaction that occurs in the effluent of a coal-fired boiler is given by the reaction of sulfur trioxide and iron oxide to yield iron sulfate, a component of boiler scale. + Sulfur trioxide iron oxide iron sulfate (gaseous) (solid) (solid) "acid" "base" In the course of the reaction, a solid and a gas combine to give more solid. The reaction is rather general with respect to the physical states represented here; thus, the acid is a gas, and the base and products are solids. Many chemical reactions similar to the example above occur in the effluent stream. These reactions may continue to the moment when the particulate is weighed in the laboratory, or viewed from a different perspective, to when the particulate becomes dispersed in the atmosphere. It should be emphasized that chemical condensation reactions IIMTROPY ••^•B INVIRaNMENTAUSTS,INC. ------- 50 tend to produce positive biases to particulate measurements, if such reactions occur within the sampling probe or on the heated filter of the Reference Method 5 train. Using the reaction above as an example of the potential impact of the bias, the solid phase increases its relative mass by a factor of 2.5, more than doubling the mass which would be termed particulate. The effect of chemical condensation reactions on the measured particulate is dependent on where these reactions occur within the effluent. If a condensation reaction occurred before a control device, then the particulate collected in the probe and on the filter during emissions tests will reflect control equipment performance. Obviously, reactions occurring after the control equipment would not reflect control equipment performance. Finally, reactions occurring on the reference method filter may lead to erroneous interpretations of source performance, especially if these reactions have no counterparts within the effluent stream. The potential occurrence of particulate-forming reactions on the filter has been the subject of investigations of sampling at fossil-fuel fired steam generators. The limited amount of data currently available suggests that chemical reactions occurring at the filter do not contribute significantly to particulate measured at I NVIRONMEIMTALJBTB.IIMC. ------- 51 fossil-fuel fired steam generators. Further studies at other source categories are needed to assess the importance of particulate forming reactions at the filter. For oil-fired boilers, one chemical reaction which can make a significant contribution to the condensible particulate loading is that between sulfur trioxide and water vapor to form sulfuric acid mist. sulfur trioxide water sulfuric acid (gas) (gas) (liquid) As was discussed in the Historical section, this reaction was responsible for the higher filtering temperature which is permitted at affected fossil fuel fired steam generators. With regard to the formation of condensible particulate, the result of the reaction of SO, and H20 is essentially the same as the one presented earlier for S02 and Fe203. The difference is that instead of the mass of the solid phase increasing, particulate matter is, in effect, appearing "spontaneously" in the effluent. The consequence of the reaction between SO., and H,,0 extends beyond the formation of the sulfuric acid mist. The sulfuric acid can react with additional water to form an aqueous (water) solution of sulfuric acid. IMTROPY •••M IIMVIRONMENTAU8T8,IIMC. ------- 52 sulfuric acid water sulfuric acid (liquid) (gas) (aqueous) [a solution of sulfuric acid and liquid water] Thus, the reaction of gases to yield particulate matter can ultimately result in further condensations which will increase the observed mass loading. The problem here transcends the increased particulate loading contributed by the reaction. The fact that water contributes to the condensation reaction is of greater significance. Water, unlike the sulfur trioxide, is not classified as a pollutant; thus, condensation reactions which involve water will doubly bias the observed particulate loading. Water can contribute to the condensible particulate loading in yet another fashion. Compounds can be chemically associated with water molecules. These associations are called hydrates and are often in the form of solids. Examples of hydrates and their formulations are given by iron sulfite trihydrate (FeS03 • 3H?0), magnesium sulfate heptahydrate (MgS04 « 7Ho°^ » and magnesium chloride hexahydrate (MgCl2 * 6H20). •V I IIMVIPONMBNTAUSTBtllMC. ------- 53 The formulations presented here illustrate two important points. The first is that the number of associated water molecules depends on the chemical identity of the compound of interest. Secondly, the mass that the water contributes to the total compound is also variable. The percentages of water by weight for the preceding compounds are tabulated below. Compound % Water by Mass FeS03 • 3H20(s) 28% MgS04 • 7H20(s) 51% MgCl2 •6H20(s) 53% It is apparent from the examples that the contribution made to the particulate mass' by the water can be significant. As a prelude to discussions which appear in the section dealing with the stability of compounds, it should be added that the number of water molecules associated with a specific compound may be variable. For example, magnesium chloride hexahydrate (MgCl2 •» 6H20) represents the maximum hydration observed for this compound. A lower formulation exists: magnesium chloride dihydrate (MgCl2 • 2H20), which is the more stable hydrate form at higher temperatures. Not all compounds form hydrates; nevertheless, because moisture is a common effluent component, the potential for iixrraopv ••••• • NVIRaNMENTAUSTS, INC. ------- 54 hydrate formation should be recognized. In addition, hydrates are often stable above the boiling point of water, so that heated probes and filters will not necessarily cause their decomposition or prevent their, formation. Finally, data showing the contribution of water of hydration to particulate measurements are lacking; thus, it is currently not possible to assess the real impact of hydrates on such measurements. The discussions above treated effluent reactivity. Only two simple chemical reaction types were discussed: reactions of acids and bases, and reactions involving water vapor. Many other reaction types exist, but it would be beyond the scope of this paper to discuss them all. Finally, it must be emphasized again that a limited amount of data exists for combustion processes — even on a simple level. IIMTROPY ••••• IIMV1ROIMMEMTAIJST8.IIMC. ------- 55 Stability Considerations/Chemical Thermodynamics Many reactions can be postulated as occurring within an effluent stream. Whether the reactions actually occur is dependent in part on thermodynamic considerations. Thermodynamics involves the stability of chemical systems, either pure compounds or elements, or mixtures thereof. Within the scope of thermodynamics the important parameters are: the chemical identity and concentrations of all the substances in the system, the pressure of the system, and the temperature of the system. The examples which follow illustrate how thermodynamic concepts can be applied to reactions within effluent streams. 12 The results of recent investigations into the anomalous behavior of a cement kiln plume have suggested the occurrence of the following condensation reaction: + ammonia sulfur water ammonium (gas) dioxide (gas) sulfite (gas) (solid) Ammonia, sulfur dioxide, and water are all stable up to very high temperatures. This is not the case, however, for o 013 the product, ammonium sulfite. Between 60 C and 70 C, ammonium sulfite decomposes to the reactants, NH.., SO,,, and H-0. This fact dictates that if the reaction occurs above this temperature range, the product will immediately revert INV1RC>NMEIMTAIJ8TB,IIMC. ------- 56 to reactants. Thus, the reaction is observable only at lower temperatures. Indeed, the plume from the cement kiln displayed a temperature dependence which was associated with the time of day. The plume was most visible "during early morning hours, but diminished rapidly as the day progressed" and as the ambient temperature consequently rose. Thus, it appears that the reaction is dependent on the thermodynamic stability of the product ammonium sulfite in the effluent. The authors of the report on the cement kiln plume suggested yet another reaction pathway to account for the anomalous plume. In this alternative pathway, sulfur dioxide dissolves in water droplets and is subsequently oxidized by dissolved oxygen. Dissolved ammonia promotes the reaction by increasing the solubility of the sulfur dioxide in the water, and also reacts with the dissolved, oxidized sulfur to form ammonium bisulfate (NH.HSCK). If this scheme is correct, then the daily variation may reflect the fact that the necessary water droplets will form more readily when the plume contacts the cooler morning air. Here, the thermodynamic stability of liquid water droplets determines the outcome of the condensation reaction. Another example of how thermodynamics affects the outcome of condensation reactions involves hydrates. As was discussed earlier, some substances can associate with water INTROPY ••••• I NVIRONMEIMTAUBTa,INC. ------- 57 molecules to varying degrees. (For the purposes of the following argument, it is assumed that temperature is the controlling factor in determining the degree of hydration.) > Water molecules involved in hydration are not necessarily weakly held. Heating a hydrated compound to o 100 C does not necessarily boil off the water molecules. In addition, the extent to which increased temperature causes water to leave a hydrated substance is dependent on the chemical identity of the substance. The compound magnesium sulfate can be used as an example. Heating solid magnesium o sulfate heptahydrate to 150 C results in loss of six of the waters of hydration. StpSOff*) -^ AljSQf ' Increasing the temperature to 200 C results in the loss of the remaining water molecule and produces anhydrous magnesium sulfate. o (Heating the anhydrous compound to 1124 C decomposes the substance into magnesium oxide (MgO) and sulfur trioxide (S03) , "base" and "acid," respectively.) Hydrates formed in the effluent, on the filter, or during the laboratory phase of the method may display similar patterns of stability. In this regard, hygroscopic ------- 58 particulate matter, i.e., particulate which will take up moisture, collected at the filtration temperature, may acquire additional water when it is exposed to cooler ambient air. One must recognize the impact of stabilities of condensible substances in the effluent, if one is to predict condensation reactions. This recognition presupposes that the identity of the condensible material is known. Stability arguments, however, do not always dictate the observed particulate mass variability. Kinetic factors, the subject of the following section, must be considered also. Rates of Reactions - Chemical Kinetics The presence of a reactive system and the conditions necessary for stable products do not necessarily lead to a measurable reaction within the effluent. It is the time dependence of a reaction which determines the extent of the reaction. Reactions may occur quickly or slowly; thus, a reaction that is slow relative to the time scale of the particulate measurement may not be observed at all, because insufficient products will exist at the time of measurement. In addition, reactions which can produce condensed particulate may not make significant contributions to the measured particulate because of time constraints imposed by reaction rates. iisrmopY IIMVIRONMEIMTAUBTB,INC. ------- 59 The rates of chemical reactions are determined by: (1) the chemical identities of the reacting substances, (2) temperature, and (3) the concentrations of these substances. It is important to understand that reaction rates are measured by experimentation. As a result, it is not possible to predict the rates of chemical reactions £ priori. Instead, the identity of the reactive system must first be determined; then, the reaction rate may be determined experimentally. Sometimes, rate predictions can be made by referring to earlier experimental data, if such data exist. Obviously, prediction will be compromised by insufficient data. Unfortunately, chemical kinetic data for effluent systems are either lacking or are difficult to apply, because of the enormous complexity of such systems. Chemical Identity Identifying all the components of even a simple reactive system can be a difficult (and often an impossible) task. The complexity of most effluent streams explains why chemical kinetic data for such systems are few. The combustion of coal can serve as an example again. Not only is the elemental composition of coal a variable, but its chemical composition is poorly defined and is also the subject of current study. As a starting point for obtaining IIMTROPV •••••I INVIRONMENTAU8T8,IIMC. ------- 60 kinetic data, the identities of the reactants are determined. The reactants are identified first, because the problem gets horrendously complex when the reaction starts, and most of the kinetic data are obtained during the reactions. With coal, identification is a complex problem to start with. The question of reactant identity is made more difficult when catalytic processes are operative, and the chemical complexity of effluent streams in general argues strongly for the presence of catalytic reactions. As a result, extra scrutiny is often necessary to establish the roles of catalysts in reactions. Moreover, catalysts may exert their effects in relatively low concentrations, with the result that the task of identification becomes more difficult, because the catalysts are difficult to detect. Identifying all the reactants that determine the rates of reactions occurring in effluent streams is presently not possible, and represents a formidable task. Most of the major species, however, can be identified, so that it may be possible to make predictions regarding some potential condensation reactions. INTROPV m^mmm IIMVIRONMEI\rrAIJBTB,INC. ------- 61 Temperature Most chemical reactions display increasing rates with increasing temperature. This generality predicts a decrease in reaction rates as an effluent cools. Thus, with cooling, chemical reactions, leading to condensation products should contribute less to the particulate loading, because of slower rates. This argument, however, is difficult to aPPly» because of the interplay of numerous other processes. The effect of effluent temperature on chemical reaction rates must be viewed within the constraints of thermodynamics and with regard to physical states. For example, reactions generally occur faster in solution than in the gas phase (when all the reactants are gases). Lower temperatures predict slower reaction rates, but in this case, lower temperatures favor the formation of condensed phases, which in turn provide reaction conditions which favor accelerated reaction rates. The reaction of oxygen with sulfur dioxide to form (ultimately) condensed sulfate occurs slowly at stack temperatures, when the reactants are all gases. If the reactants are dissolved in water, however, the reaction proceeds much faster. Condensed water, which would be present only at relatively low temperatures, provides an alternate reaction pathway, with a faster rate of reaction. IMTROPY •••••i INVIRONMEIMTAUBTa,INC. ------- 62 In general, the role of temperature in influencing rates of chemical reactions is overshadowed by the role of temperature with regard to providing condensed phases that promote reactions with faster rates. Concentration The preceding paragraphs touched upon the effect of concentration on reaction rates. Generally, reaction rate is proportional to concentration, i.e., if the concentrations of reactants are increased, the rate of reaction is increased. Condensed phases promote greater reactant concentrations relative to the gas phase; thus, reactions occurring in a liquid medium ordinarily proceed faster than similar reactions in which the reactants are all gases.. The impact of this fact is that the presence of condensed material may accelerate the formation of additional condensed material - condensible particulate. A good example of the potential effect can be found with the impingers (back-half) of the EPA Reference Method 5 train. A condensed phase, the water, dissolves (concentrates) sulfur dioxide, which may oxidize to ultimately form solid sulfate. This reaction occurs much faster in the impingers than in an effluent stream. IIMTROPY ••••• INVIRONMENTAUBTS.INC. ------- 63 The filter of the Reference Method 5 train provides another example. Particulate matter in the effluent is concentrated on the filter during sampling. This, of course, is a necessary step in measuring the particulate. Nevertheless, this concentrating will result in increased rates of reactions if reactants exist within the filter cake. If such condensation reactions make a measurable impact, the biases will be positive. An obvious dilemma exists: the method of measuring particulate may potentially result in a measurement which has an unknown relation to the particulate which actually exists within the effluent. IIMTROPV ••••• IIWIRONMEI\rrAU8TS,INC. ------- 64 Summary Understanding the origin of condensible participate both within effluent streams and within the Reference Method 5 train requires knowledge of the chemical identity of the effluent at generation and all the physicochemical reactions that can occur after that point. For most effluents such an understanding is presently not possible, because of their chemical complexity and because of the inherent difficulty of analyzing chemical and physical changes which operate concurrently. Nevertheless, the observation of condensible particulate can be rationalized. The temperature is the single most important parameter affecting the condensible particulate which is ultimately measured. The formation of condensible particulate can be extremely sensitive to temperature, and consequently, the relation of particulate formation to the temperature profile of the effluent should be known, if accurate interpretations of the particulate catch are expected. Finally, because the filter ultimately provides the measure of particulate, its temperature is crucial when an effluent with a high condensible particulate loading is sampled. IMVIRaNMEISrrAUBT8.INC. ------- 67 Reference Method 5 is applicable to those effluent streams where physicochemical changes are relatively small. In effect, the method assumes that the effluent is physicochemically static once it has been generated or controlled, (i.e., the mass loading, size distribution, and chemical identity of the particulate matter are constant). When physicochemical changes producing condensible particulate occur within the filtration temperature range, and when significant mass is involved in such changes, Method 5 gives a biased measure of the performance of particulate control devices. In situations where the evaluation of control equipment performance is not the important issue, a physicochemically reactive system may require extra attention to the sampling procedure in order to ensure reproducible data. For extreme conditions, the sampling location temperature and the probe and filter temperature control may be very important factors affecting particulate measurement results. Because the occurrence of condensible particulate is sensitive to temperature changes, precise filtration temperature control is a prerequisite for obtaining precise particulate measurements when condensibles are present. The filtration temperature control of Reference Method 5 is ordinarily sufficient for measuring particulate in effluents where the particulate loading is independent of temperature. IIMTROPY mf^^m IIMVIRaiMMENTAUBTB,INC. ------- 68 1 2 However, the results of studies ' comparing the Reference Method 5 filtration temperatures to the temperatures of the thermostated box (the temperature actually monitored) indicate that significant disparities may exist between the two. Thus, the assumption that the temperature control of the Reference Mehod 5 train is sufficient may not be valid for sources with high loadings of condensible particulate. No data exist which show the relation between source operation - control equipment performance and the resulting loading of condensible particulate in the effluent stream. Nevertheless, it can be anticipated that the relative contribution of condensible particulate to the measured particulate will increase as the efficiency of particulate control devices increase. Again, if condensible particulate makes up a significant fraction of the total particulate loading, precise measurements will demand precise temperature control. Thus, the extension of Reference Method 5 sampling to sources with low particulate loadings may be limited by the precision of the method's filtration temperature control. Reference Method 5 is often used to measure particulate at sources not subject to NSPS. These sources represent a more varied and extensive source population, and, therefore, the potential occurrence of effluents with high condensible loadings is correspondingly greater. As a result, the reference method is often unintentionally applied to sources IIMTROPY mmmmm IIMVIRONMEIMTAUSTa,INC. ------- 69 with high loadings of condensible particulate. Consequently, either the quality of the particulate emissions data is poor, or the condensible loading is so great that sampling is aborted. Reference Method 5 was developed in conjunction with NSPS, and, as such, it was never intended to be used as a general method for measuring particulate. The general applicability of Reference Method 5 may not be assumed. A flexible approach is required when particulate tests are conducted at source categories which cannot be compared to those covered by NSPS. Any particulate sampling methodology should be chosen so that it not only is compatible with the source operating conditions, but, of greater importance, it should also provide data with a known relation to the system being evaluated. As a criterion pollutant for NSPS sources, "particulate" differs from the other criterion pollutants — sulfur dioxide, nitrogen oxides, hydrogen sulfide, etc. — in that particulate is defined in terms of physical state, rather than in terms of chemical identity. Sampling and quantification are greatly simplified when the chemical identity of the substance of interest is known, because if the chemical identity is known, the physical properties of the substance can be easily obtained. Thus, when the chemical identity of a substance is known, sampling and INTROPY ••••• IIMVIPONMEIMTAUaTB.IIMC. ------- 70 quantification take advantage of both the substance's chemical and physical properties. As a consequence of particulate being defined on a physical basis, the methodology for its sampling and quantification lacks specificity and precision relative to the methods used for determining emissions of other NSPS criterion pollutants. In addition, the physical state of particulate is defined in terms of only one physical parameter — the temperature of filtration; the pressure drop across the filter is not considered. "Particulate" can therefore be interpreted as "any substance which condenses above the filtration temperature and which has a vapor pressure which is negligible relative to the pressure drop across the filter." The definition (as interpreted by the procedures of Reference Method 5) makes only one distinction of chemical identity: the filtration temperature is held above the boiling point of water to prevent it from being measured as particulate. A similar situation exists for fossil fuel fired steam generators where high loadings of sulfuric acid mist exist. A higher filtration temperature is permitted to prevent the measurement of sulfuric acid mist as particulate. Both choices of filtration temperature are based on the same idea: the temperature is selected to exclude a known compound which is not functionally related to the system being measured. This idea points to the fundamental problem with the definition of particulate; this IIMTROPY mmmmm INVIRONMEIMTAUBTB.INC. ------- 71 problem is manifested by the issue of condensible particulate. The presence of condensible particulate during particulate measurements for compliance determinations compromises the results of such determinations, because condensible particulate has an undefined relation to control system performance. The relation is undefined as a consequence of the fact that the chemical identity of the condensible particulate is generally unknown. Without knowledge of the chemical identity of a substance, it is difficult to understand the physicochemical history of the \ substance within an effluent stream. One recurring theme throughout this paper has been that condensible particulate does not reflect control system performance if it forms in the effluent stream after the control system. If the chemical identity of the condensible particulate were known, it would be possible to resolve the problem of the relation between condensible particulate and control system performance, because it would be possible to determine at what point the condensible particulate formed in the effluent stream. The fact that the chemical identity of particulate matter is undefined (and its physicochemical history within the effluent stream is unknown) leads to yet another problem with interpreting particulate emissions data: at what point IIMTOOPV ------- 72 in an effluent stream is particulate classified as condensible? Answering this question is impossible, because as particulate is currently defined, a distinction between "true" particulate and condensible particulate cannot be made without some knowledge of the chemical identity of the entire effluent. The issues discussed above all point to the same basic limitation of Reference Method 5. The limitation has its origin in the current definition of particulate matter. If an effluent stream is physicochemically reactive and condensible particulate is forming, it becomes difficult to determine what is being measured, because the parameter used in the measurement has a poorly defined relation to the effluent stream. FOOTNOTES R. F. Vollaro, "An Evaluation of the Current EPA Method 5 Filtration Temperature Control Procedure," in "Stack Sampling Technical Information, A Collection of Monographs and Papers," Vol. IV, EPA-450/2-78-042d, October 1978. 2 E. T. Peters and J. W. Adams, "Evaluation of Stationary Source Particulate Measurement Methods, Volume III. Gas Temperature Control During Method 5 Sampling," EPA-600/2-79-115, June 1979. IMTROPY ••••• IIWIRONMEIMTAUSTB.INC. ------- 73 RECOMMENDATIONS 1. Because the formation of condensible particulate is extremely sensitive to temperature, precise control of the Reference Method 5 filtration temperature is imperative, if precise particulate measurements are desired for effluents with high condensible particulate loadings. Preliminary investigations should be conducted to assess the feasibility of directly monitoring the filtration temperature during Reference Method 5 sampling. 2. The chemical identities of condensible particulates should be determined, and their contributions to particulate measurements should be quantified. In addition, investigations should be made of the functional dependence of condensible particulate on source performance, control equipment performance, etc. With knowledge of the chemical identity, the mass loading, and the functional dependence on performance, it may then be possible either to adjust particulate measurements to account for the presence of condensible particulate, or to modify the sampling methodology to remove the condensible particulate contribution. IIMTROPY mmm^m IIWIPONMENTAUBT8,IIMC. ------- 74 3. Future investigations should focus on identifying chemical indicators of system performance. The specificity of an indicator of known chemical identity would remove the ambiguity associated with the term "particulate" and would, in all probability, result in correspondingly specific (and precise) methods of sampling and quantification. As a hypothetical example, iron may be a specific indicator of the performance of an electrostatic precipitator. Thus, sampling for iron would be the basis for evaluating the performance of the precipitator. INTROPY •••^H INVIRONMENTAUSTB,IIMC. ------- |