United States
Environmental Protection
Agency
Office of Air and
Waste Mangement (AW-445)
Washington, D.C. 20460
EPA-400/2-78-001
February 1978
Information Document
on Automobile
Emissions Inspection and
Maintenance Programs

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                                      GCA-TR-77-14-G(a)
           Prepared for

U.S.  ENVIRONMENTAL PROTECTION AGENCY
         Washington,  D.C.
      Contract No.  68-01-4458


       EPA Project Officer

         Gary C.  Hawthorn


          February 1978


   INFORMATION DOCUMENTS  ON
     AUTOMOBILE  EMISSIONS
  INSPECTION AND MAINTENANCE
            PROGRAMS


           Final Report
                by

      Benjamin F.  Kincannon

        Alan H. Castaline

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                                 DISCLAIMER
     This Final Report was furnished to the U.S. Environmental Protection
Agency by GCA Corporation, GCA/Technology Division, Bedford, Massachusetts
01730, in fulfillment of Contract No. 68-01-4458.  The opinions, findings, and
conclusions expressed are those of the authors and not necessarily those of
the Environmental Protection Agency or of cooperating agencies.  Mention of
company or product names is not to be considered as an endorsement by the
Environmental Protection Agency.


     This air pollution report is issued by the Office of Air and Waste Manage-
ment, U.S. Environmental Protection Agency, to assist state and local air pollu-
tion control agencies in carrying out their program activities.  Copies of this
report may be obtained, for a nominal cost, from the National Technical Infor-
mation Service, 5285 Port Royal Road, Springfield, Virginia 22151.
                                     11

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                                   PREFACE
     The Clean Air Act Amendments of 1977 (Public Law 95-95) require the
Environmental Protection Agency to make available to appropriate Federal
agencies, states, and air pollution control agencies information regarding
processes, procedures, and methods to reduce or control motor vehicle emissions
by inspection and maintenance programs (Section 108 (f) (1) (A) (i)).  This
document therefore is intended to provide basic and current information to
those who have little knowledge of the subject area and to provide reference
information and guidance for those who wish to pursue specific inspection/
maintenance topics further.  A bibliography is included.
                                    111

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                                  ABSTRACT
     This document provides information on motor vehicle emissions testing
programs, usually referred to as inspection/maintenance programs.  Based upon
the most recent and reliable information available, background information
on these programs and a review of the major issues in this area are presented
More specifically, the effectiveness, costs, and the environmental, energy,
and economic impacts of inspection/maintenance programs are discussed.

     In  addition to the main text, a comprehensive bibliography area is
presented.  Fact sheets on existing inspection/maintenance programs are also
included.
                                      IV

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                                  CONTENTS
Preface	   ill
Abstract	    iv
Figures	    vi
Tables	    vi

     1.   Introduction  	     1
               Research Methodology 	     1
               Report Organization  	     1
     2.   Purpose of Inspection/Maintenance Programs	     3
               References 	     6
     3.   Benefits of Inspection/Maintenance Programs 	     7
               Program Determinants of Emission Reduction Potential . .     7
               Emission Deterioration 	    11
               Cost Effectiveness of Inspection/Maintenance 	    15
               Warranty Provisions	    17
               References	    18
     4.   Alternate Approaches to Inspection/Maintenance	    19
               Types of Inspection Approaches	    19
               Emission Testing Instrumentation 	    24
               Emission Maintenance Requirements	    25
               Inspection/Maintenance of Heavy-Duty Vehicles	    29
               Inspection/Maintenance and the Repair Industry 	    30
               References	    32
     5.   Implementation of Inspection/Maintenance Programs 	    33
               Legal Authority	    33
               Administrative Factors 	    34
     6.   Inspection/Maintenance Problem Areas  	    38
               Quality Control of Private Garages 	    38
               Adequacy of the Repair Industry to Perform Emissions
                 Related Work .	    39
               Combined Safety and Emissions Testing	    40
               Impact of Waiving Repair Requirements for Certain
                 Vehicles   . . ..''.'.	'-.'	    42
     7.   Fact Sheets on Existing Inspection/Maintenance Programs ...    43

Appendices

     A.   Compilation of Emission Standards for I/M Programs	    62
     B.   Bibliography	    76
     C.   Glossary	    93

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                                   FIGURES
Number                                                                   Page
  1    Possible post maintenance deterioration  functions  	   14
                                    TABLES
Number                                                                    Page

  1    Status of State Motor Vehicle Antitampering Laws   .  .  	    9

  2    First Year Percent Emission Reduction of Hydrocarbons  Through
          Inspection/Maintenance Programs    	   12

  3    First Year Percent Emission Reduction of Carbon Monoxide
          Through Inspection/Maintenance Programs  	   13

  4    Fuel Savings  from Inspection/Maintenance Programs  	  ...   16

  5.   Comparison of Short  Test Procedures  for Emissions  Inspection  .  .   20

  6    Characteristics of Idle Mode and Loaded Mode  Testing	23

  7    Effect of Engine Component Operation on Emissions  ........   26

  8    Major Causes  of Exhaust Emissions    	   27

  9    Types of Repairs Required	27

  10    Repair Costs  Summary for Existing  I/M Programs	„  „  0   28

  11    Extent of States' Consideration of Inspection/Maintenance  ....   35
                                      VI

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                               ERRATA


p. 26 - Table 7

     Advanced spark timing increases hydrocarbons.

P. 35 - Table 11

     The following metropolitan areas do not currently have SIP
requirements for I/M.

          Missouri    -   St. Louis

          Nevada      -   Las Vegas (rulemaking is proceeding)
                          Reno      (rulemaking is proceeding)

          New Jersey  -   Remainder of state outside New York City,
                          Philadelphia, and Trenton metropolitan areas

         Rhode Island -   All

          Texas       -   Dallas

     The following metropolitan area has had both a SIP requirement and
preliminary review or research.

         Texas  -  San Antonio

     The following metropolitan area has had preliminary review or
research.

         Georgia  -  Atlanta
                                 vii

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                                 SECTION 1

                                INTRODUCTION
     This document presents information on inspection/maintenance programs, a
means of reducing vehicular emissions which has been successfully adopted by
several states.  The increased interest in this strategy has led to a need for
an inspection/maintenance primer.  It is this need to which this report is
addressed.

     The objectives or purposes of this compendium are twofold.  First, it is to
provide basic information on a number of both the technical and nontechnical
aspects of I/M and, second, to do so in a manner which is virtually free of
esoteric terms.  Such information will hopefully be of use to both policy makers
and interested citizens.

RESEARCH METHODOLOGY

     The discussion which follows is based upon a review of literature obtained
from a variety of sources.  Among those contacted were the following:

     •    agencies and individuals responsible for the planning, im-
          plementation, operation, and analyses of existing and proposed
          I/M programs for various locales throughout the country;

     •    individuals at private facilities responsible for the conduct
          of research programs involved with the technical issues of I/M;

     •    manufacturers of vehicle emission inspection instrumentation;

     •    individuals at those federal, state, and local government agencies
          responsible for enforcement, technical, and policy issues.

     From the articles, data, and miscellaneous information thus obtained,
key topics were selected for review.  The resulting discussions present the
major elements essential to the understanding of each of the topics covered.

REPORT ORGANIZATION

     The report is organized as follows.  Section 2 discusses the purpose of
inspection/maintenance programs and Section 3 presents the benefits which re-
sult from their implementation.  The various approaches to I/M programs are
discussed in Section 4.  The implementation of I/M programs is presented in
Section 5.  Section 6 discusses some of the problems associated with I/M.

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Section 7 provides fact sheets on existing I/M programs.   A bibliography and
glossary are included as appendices to the report.

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                                  SECTION 2

                  PURPOSE OF INSPECTION/MAINTENANCE PROGRAMS


     Inspection/maintenance (l/M) is a program designed to check pollutant
emission levels of motor vehicles with respect to certain emission standards
and to adjust to those standards or below the vehicles which fail.  The result-
ing emission reductions can be an important contribution towards the meeting of
National Ambient Air Quality Standards (NAAQS) for transportation-related
pollutants.  Thirty-three Air Quality Control Regions (AQCR's) have been found
by EPA.to need automotive inspection/maintenance (l/M) programs in order to
meet air quality requirements under Section 110 of the Clean Air Act.  Recently
acquired data suggests that many more AQCRs may eventually need such programs
to meet the clean air requirements.

     Inspection/maintenance is, of course, only one of several options avail-
able for the control of automobile-related pollutants.  Given the extent of
air pollution in many areas of the United States, no one measure can be ex-
pected to completely solve a given air pollution problem.  Therefore, the key
question to be asked about any given control is not whether it alone can solve
the problem, but rather can the strategy act to reduce pollution in a rela-
tively nondisruptive manner.  As discussed below, I/M programs represent a
reliable and common sense approach to cleaner air.

     One of the first things to bear in mind concerning inspection/maintenance
is that it supplements the existing Federal Motor Vehicle Emission Control
Program (FMVCP).  The FMVCP is composed of the following three primary elements:

     •    Certification Program - Certification of new vehicles prototypes
          to show that they are designed to meet Federal emissions standards.

     •    Selective Enforcement Auditing - Assembly-line testing to assure
          that production copies of vehicles meet standards when new.

     •    Recall - Requirement that manufacturers recall vehicle types
          found through in-use surveillance to fail standards because of
          defects in design.

     The objective of these programs is to provide consumers with motor vehicles
which can meet emission standards when the motor vehicles are properly main-
tained and operated.

     While it is the manufacturers' responsibility to produce motor vehicles
engines with emission control devices and systems with no defects, the warranty

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provisions  of the Clean Air  Act  do not provide for pollution-free or maintenance-
free  vehicles.   Emission control devices, like other components of an automo-
bile,  require periodic  maintenance and adjustment.

      Even with  these  federal enforcement programs, many vehicles are not meeting
emissions standards for the  following reasons:

      •   Many  in-use vehicles are found with disabled control systems.
          Emission control equipment may be deliberately disconnected
          and adjustments varied to affect vehicle performance.

      •   Many  owners are not aware of proper vehicle maintenance schedules
          and requirements.  Emission-controlled vehicles which meet manu-
          facturers' specifications would generally be low emitters.

      •   Not all  vehicles can be inspected at the end of the assembly line.
          Vehicle  types  that pass certification may be assembled within
          reasonable tolerances.  However, some vehicles may still not
          meet  standards.

      In short,  if  motor  vehicles are to continue to meet emission standards
after  they have been in  use, they must receive periodic maintenance.  An
inspection/maintenance program would ensure that vehicles are properly main-
tained.  Thus,  inspection/maintenance is an integral part of a comprehensive
motor  vehicle emission  control program.  Its goal is to increase the frequency
and quality of  the maintenance of motor vehicles and thereby reduce average
emissions per vehicle mile traveled.  Implementation of I/M is also attractive
for the following  reasons.

     First, the proper  implementation of an inspection/maintenance program
ensures that, other things being equal, total automobile related pollutants
for a  given fleet  will decline.  This is important since it has, at least in
the past, been  relatively difficult to induce people to make less use of their
automobiles.  This is not to say that strategies such as transit improvements,
carpooling and vanpooling, and parking control have not been proven to be
successful in several instances.  However, the extent of their success is li-
mited  to the  number of people who actually [Stop using their automobiles.  This
is difficult  to predict.  On the other hand, the success of I/M in reducing
emissions can be determined given the number of vehicles inspected, the emis-
sion standards established, and the frequency of inspection.  In short, there
are fewer unknowns associated with an I/M program.

     Secondly, I/M provides an incentive for an individual to keep his auto-
mobile in good operating condition.   It requires only that necessary main-
tenance be performed.   As such, it provides a payoff to automobile owners in
terms  of improved  fuel economy and the potential for long-term improved ve-
hicle  performance  and longer vehicle life.

     Lastly,  the ability to administer I/M has been demonstrated in several
different areas already.  It involves a number of different agencies and thus

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allows for certain managerial economies.  Typically, the state air pollution
control agency can run an I/M program in conjunction with the department of
motor vehicles or the state police.  This limits any major problems involving
overlapping functions.  In addition, few additional administrative staff are
required.  Approximately nine new hires, including clerical workers, are needed
to administer a centralized I/M program covering approximately one million
vehicles.

     In conclusion, I/M would appear to be a very reasonable control measure.
It does not interfere with existing socioeconomic patterns but instead acts
only as an inducement to keep motor vehicles in good operating condition.  Of
all of the air pollution control measures, I/M is one of the most intuitively
appealing.

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                                 REFERENCES
1.    Kincannon,  B.  F.,  A.  H.  Castaline,  K.  U.  Hill,  and D.  A.  Lynn.  Viable
     Alternative Types  of  Inspection/Maintenance Program for St.  Louis.
     Prepared by GCA/Technology Division for U.S.  EPA under Contract No.
     68-02-1376, Task Order No.  28.   June 1977.

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                                 SECTION 3

                BENEFITS OF INSPECTION/MAINTENANCE PROGRAMS


     The extent to which an inspection/maintenance program reduces the emissions
from motor vehicles depends uoon the specific features incorporated into the
program.  Moreover, the rate at which emissions-related repair work deterio-
rates also how a major bearing upon the magnitude of emission reductions.  This
section discusses these two major determinants of the benefits of an I/M pro-
gram.  In addition, the costs associated with I/M are presented and a further
benefit is discussed - namely the warranty provisions under the Clean Air Act.

PROGRAM DETERMINANTS OF EMISSION REDUCTION POTENTIAL

Minimal Program Requirements

     In order to obtain full emission reduction benefits from an I/M program,
certain minimum requirements must be met:

     •    All vehicles for which emission reductions are claimed must
          receive regular, periodic inspections

     •    To ensure that failed vehicles receive the maintenance
          necessary to achieve compliance with the inspection standards,
          they should be required to pass a retest following maintenance

     •    Quality control measures, such as routine maintenance, calibra-
          tion and inspection of all I/M equipment, and routine auditing
          of inspection results, must be followed to ensure the reliability
          of the inspection system and accuracy of the equipment.

Program Options

     Beyond the minimum requirements, various other facets of a program can
influence the emissions reductions to be achieved.

Type of Inspection—
     While currently available data indicate no overall difference in the CO or
HC emission reductions obtained through the use of loaded or idle mode testing,
loaded mode testing is considered to be a better indicator of the actual emis-
sions of the vehicle in-use and it provides better diagnostic information.  In
addition,  a loaded mode emission test has the potential to measure oxides of

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nitrogen from automobile emissions and should therefore be considered in areas
where there is a defined NO  problem.
                           x

Tampering Inspection—
     Various engine components and emission control devices can deteriorate or
be disabled and have no noticeable effect on the way the car drives or its fuel
consumption.  Such conditions, however, will lead  to major adverse effect on
vehicular emissions.  Malfunctioning vehicles may  go unrepaired for thousands
of miles before overt indications of disrepair are noticed by the operator.  In
many cases, these malfunctions result from deliberate actions of the operator
or an operator's agent to vary the operation of the motor vehicle.

     To guard against deliberate tampering, the Federal Government and many
states have adopted Motor Vehicle Emission Control legislation which includes
clauses prohibiting the operation of motor vehicles when air pollution control
devices have been removed, altered or rendered inoperative.  The status of
state antitampering laws are presented in Table 1.  These laws are virtually
ineffective in most situations, since the existence of a strong deterrent to
tampering does not exist.

     The performance of a tampering inspection as  part of an I/M program could
represent a suitable deterrent to tampering since  there exists the threat of
not meeting the I/M emission standards.  In this respect, a tampering inspec-
tion program in conjunction with an emissions inspection could result in addi-
tional reduction in total vehicular emissions.  The exact amount of such reduc-
tion would  depend upon the sophistication of the tampering inspection.

Mechanics Training—
     The air quality benefit from an I/M program is dependent, in part, on
the ability of the service industry to properly perform the repair work neces-
sary to lower emissions.  Depending on the level of service industry training,
emissions could be reduced just to the levels which would pass the I/M test
or well below them.  Some savings in repair costs  may also result from the train-
ing since the mechanics would be familiar with the problems and the best
solutions.

Vehicle Exemptions—
     The total emission reductions that result from the program are directly
dependent on the number and types of vehicles inspected and the requirement
that maintenance be performed.  I/M programs are generally designed around
automobiles and other light-duty vehicles; however, motorcycles and heavy-
duty trucks can also be included to provide additional emission reductions.
In some cases, it may be desirable not to require  repairs on old cars when
the repair work would cost a major percentage of the car's value.

Frequency of Testing—
     In order to determine how frequently vehicles should be inspected for
emissions,  it is necessary to know about how long  emission-related repair
work - such as correction of carburetion - is likely to last.  The increase

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      TABLE 1.  STATUS OF STATE MOTOR VEHICLE ANTITAMPERING LAWS

Antitampering law
State
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
Montana
Yes
X

X
X
X

X



X
X
X


X


X
X
X



X
X
No

X



X

X
X
X



X
X

X
X



X
X
X


Antitampering law
State
Nebraska
Nevada
New Hampshire
New Jersey
New Mexico
New York
North Carolina
North Dakota
Ohio
Oklahoma
Oregon
Pennsylvania
Rhode Island
South Carolina
South Dakota
Tennessee
Texas
Utah
Vermont
Virginia
Washington
West Virginia
Wisconsin
Wyoming
District of
Columbia
Yes

X
X
X

X
X


X
X
X


X

X
X

X
X

X
X


No
X



X


X
X



X
X

X


X


X



X

This information is current as of September 1977.

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 in emissions  from  the  time of repair or tune-up is known as deterioration !
 Obviously,  once pretune-up levels are reached, further maintenance is required
 to offset continued deterioration.  Several studies have been conducted in the
 area  of  deterioration, and a fairly broad range of estimates on the length of
 time  emission related  repairs last has resulted.

      Most existing I/M programs require annual inspection.  This frequency is
 justified on  the basis that it minimizes costs and maximizes public acceptance
 while maintaining a reasonably high level of emission reduction.  A semi-annual
 program would involve  substantially higher program costs arising from the need
 for a greater number of inspection lanes, as compared to an annual inspection
 program.  A biannual program, while certainly providing some emission benefits,
 will  lose some of the  effectiveness of an annual program because cars are
 allowed to deteriorate to a higher level.

 Emission Standards—
      Most importantly, the I/M emission standards, or "cut points," determine
 the overall emission reduction potential of the program.  The cut point is the
 level of emissions which distinguishes between those vehicles requiring emis-
 sions-related maintenance and those that do not.  The cut points that are
 selected define a "stringency factor" which is a measure of the rigor of
 the program based on the estimated fraction of the vehicle population whose
 emissions would exceed cut points for either or both carbon monoxide and
hydrocarbons.
      t
      There are two basic concerns that constrain the selection of I/M emission
 standards.  As mentioned previously; the I/M emission standards determine the
 emission reduction potential.  As such, I/M standards or "cut points" should
 be set to achieve a desired emission reduction.  On the other end, the cut
 point should be limited to a level that will be acceptable to both the general
 public and the repair  industry.  As experienced by other programs, negative
 public sentiments may  result if an excessive volume of vehicles do not comply
 with  I/M standards at  first inspection.  Further difficulties will arise if the
 total of the noncomplying vehicles exceed the available capacity of the repair
 industry.  The necessary vehicle maintenance will be compromised under these
 conditions.   Cut points must be set at a level where potential emission re-
 duction benefits are maximized while impacts to the public are minimized.

     Appendix A provides a compliation of emission standards for the existing
 I/M programs.  Details on specific state I/M programs can be found in the Fact
 Sheets of Section 7.   Each state currently conducting an I/M program has spent
 considerable  time and  effort, either by conduct of demonstration programs or by
 evaluation of standards developed by others, analyzing data to develop an op-
 timal set of emission standards.  When developing standards, these states were
 concerned with achieving certain emission reductions while still gaining full
public acceptance.   These standards are continuously being reviewed for appro-
priate revisions.

     As stated above,  emission reductions achieved with any particular I/M pro-
gram are a result  of a combination of the emission reductions obtained through
 the optimal  selection of various options.  Tables 2 and 3 list, for HC and CO


                                     10

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respectively, credits in'percent emission reductions that can be achieved
through inspection/maintenance programs.  The "basic" reductions (i.e.,  those
that are achieved through an annual inspection of light-duty vehicles) are
broken down by Technology I and Technology II vehicles.  Technology I vehicles
include those light-duty vehicles subject to pre-1975 federal emission standards;
Technology II vehicles are subject to 1975 and later model year federal  exhaust
emission standards.  The percent reductions given in Tables 2 and 3 for  mechan-
ics training and semi-annual inspections (as opposed to annual) are additive
to the other'emission reductions.  The percent reductions for Technology I,
Technology II, heavy duty, and motorcycles and light duty trucks must be
applied separately to each class of vehicle included in the I/M program  and
then a weighted average, based on the vehicle type distribution, is used to
provide the overall emission reductions obtained through the I/M program.
(The reader is referred to the proposed revision of Appendix N (FR 24(89):
22177-22183, May 2, 1977) for a more detailed discussion.  The final revised
Appendix N should be consulted when it appears in the Federal Register.

EMISSION DETERIORATION

     Emission deterioration refers to the increase in vehicle emission rates
over time from the levels at which the vehicles were intended to emit when
new.  Emission deterioration includes changes in emissions due to normal wear
of engine/emission control components as well as changes in emissions due to
tampering or poor maintenance.  Since both vehicles exposed and not exposed to
an I/M program will experience emission deterioration, the question is how
much less deterioration occurs as a result of an I/M program.

     Not only is the absolute emission level to which vehicles rise important,
and the time it takes them to rise to it, but the shape of the deterioration
curve can be quite significant in affecting the benefits from the emission
control devices and the I/M program.  For example, there could be a very rapid
initial deterioration (possibly due to tampering) with a gradual leveling off.
Such deterioration would negate most of the benefits of the I/M program.
Conversely, the deterioration could be very slow for most of the year with a
rapid climb at the end.  This would mean much larger benefit as a result of
the program.  Possible deterioration rates are diagrammed in Figure 1.

     The only major study to date has indicated that deterioration is more
likely to be very slow for most of the year with a rapid climb at the end.1
Thus, the overall effectiveness of I/M in the first year of the program  would
be approximately 70 percent of the immediate reduction following repair  at
the start of the year.  Although this study is not definitive, it concludes
that previous deterioration estimates with I/M may be too high.

     A subjective analysis was done of the theoretical differences between
I/M and non-I/M fleets that could affect deterioration rates.  It is
felt that a lower deterioration rate could be achieved by an I/M fleet be-
cause of better and more frequent maintenance.  The emissions of vehicles not
meeting cut points should improve, while the emissions of all vehicles across
the board should benefit because the quality of maintenance services should
                                      11

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       TABLE  2.   FIRST YEAR  PERCENT  EMISSION REDUCTION OF HYDRO-
                    CARBONS  THROUGH INSPECTION/MAINTENANCE PROGRAMS

                                     First year
                          Vehicle type
                                                Additional benefits
Stringency
  factor
                      Motorcycles
Technology  Technology     and
    I          II     light-duty
                        trucks
Heavy-    Mechanics training    Semiannual
 duty  Technology  Technology  inspection
trucks      I          II
0.10
0.20
0.30
0.40
0.50
1
5
7
10
11
1
3
9
16
24
1
5
7
10
11

11.4
12.3
15.6
17.2
1
3
4
6
7
3
5
4
1
1
0.2
0.2
0.2
0.2
0.2
                          Subsequent years program credits
                                                  Additional benefits
                                                     Additive credit HC (percent)
_- . , . ... Additive credit
Number of inspections ^ (percent)
2
3
4
5
6
7
8 or more
7
14
20
25
30
33
36

factor Technology I Technology II
Inspections Inspections
2 3 or more 2 or more
0.10 3 15 10
0.20 4 10 8
0.30 69 2
0.40 55 1
0.50 33 1


Source:  U.S. Environmental Protection Agency; Appendix N   Emission Reduction Achievable
         Through Inspection and Maintenance of Light-Duty Vehicles, Motorcycles  and Light
         and Heavy-Duty Trucks.  Proposed Rule.  Federal Register, 24(84) •   22177-22183
         Monday, May 2, 1977.
                                         12

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         TABLE 3.   FIRST YEAR PERCENT EMISSION REDUCTION  OF CARBON
                     MONOXIDE THROUGH.INSPECTION/MAINTENANCE PROGRAMS

First year
Vehicle type
Stringency
factor
0.10
0.20
0.30
0.40
0.50
Technology
I
3
8
13
19
22
Technology
II
8
20
28
33
37
Motorcycles
and
light-duty
trucks
3
8
13
19
22
Additional benefits
Heavy- Mechanics
duty Technology
5
8.3 7
9.2 9
10.5 8
12.0 7
training
Technology
II
7
10
10
7
5
Semiannual
Inspection
0.2
0.2
0.2
0.2
0.2
Subsequent years program credits
Additional benefits
Number of Inspections
Additive credit CO  (percent)
    Mechanics training

 Technology I   Technology II
  Inspections   Inspections
 2  3 or more   2 or more
2
3
4
5
6
7
8 or more
8
15
19
23
27
30
35
0.10
0.20
0.30
0.40
0.50


3
8
5
5
2


13
15
9
5
2


4
2
1
3
1



Source:  U.S.  Environmental  Protection Agency; Appendix N - Emission Reduction Achievable
        Through Inspection  and Maintenance of Light-Duty Vehicles, Motorcycles, and Light
        and Heavy-Duty Trucks.  Proposed Rule.  Federal Register, 24(84):   22177-22183.
        Monday, May 2, 1977.

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EMISSIONS
             X"
    RAPID
 DETERIORATION
   LINEAR
DETERIORATION
    SLOW
DETERIORATION
                                                           TIME
      Figure 1.  Possible post maintenance deterioration functions.

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gradually improve.  It is also believed that secondary deterioration  (i.e.,
malfunctions that occur due to the existence of other defects) will decrease
in relative proportion to the extent that defective vehicle components exist
and are identified and repaired properly.  Affecting these benefits,  is the
possibility of increased tampering in response to driveability problems occur-
ing when the vehicles are adjusted to low emission levels.

     To be on the conservative side while not refuting available information,
deterioration over time is assumed to be a linear function.  In other words,
the rate of deterioration (grams/kilometer/year) for a given pollutant and
vehicle is constant over time.  However, a further study is currently proceed-
ing to collect additional data to confirm or reject present beliefs.2

COST EFFECTIVENESS OF INSPECTION/MAINTENANCE

Cost

     The costs of inspection facilities vary according to the elaborateness of
the program and the existing nature of any safety program in the area.  In
terms of capacity, for a state or contractor-operated program, one idle
mode inspection lane is required for every 30,000 vehicles coming under the
program.^  Given the longer time required for a loaded test, one loaded mode
facility is needed for every 25,000 vehicles.3  In Arizona, which has a very
elaborate program with loaded mode capabilities, the average capital cost per
inspection lane was approximately $250,000.  The program operating cost in
Arizona is $500,000 per  year.  The Portland, Oregon idle mode program is an
example of a less costly approach.  Only one station was actually built for the
program, with construction costing $77,000.  Located on a State right-of-way
this station has loaded-mode and safety testing capabilities.  The other four
permanent facilities are leased.  Four mobile vans are used in addition to the
permanent sites, each van, complete with equipment, costing $40,000.  The total
cost of the 29 analyzers purchased for these permanent and mobile facilities
was approximately $200,000.  Operating costs in Portland vary from $1.45 mil-
lion in an "on" year, to $0.8 million in an "off" year.  Inspection in Portland
is biennial at this time.  Other costs mentioned in the fact sheets on exist-
ing I/M programs in Section 7 of this report point up the fact that a wide
range of program costs exist.  Whatever they are, however, these costs are
borne by the state or, if a contractor approach is selected, by the private
firm.  In either case, however, the operating costs and repayment of the ini-
tial investment would be covered by revenues derived from a fee charged the
motorist having his vehicle inspected.  Experience has shown that most inspec-
tions cost between $4 and $10, with the higher figure including both emissions
and safety inspection.4

     This same range of fees would also apply to a privately-run system where
service stations and garages are performing the emissions test.  Here the fee
would be used to offset the cost of an emission analyzer and the labor required
to do the testing.

     In addition to the inspection fee, those individuals whose vehicles do
not meet the emission standards will incur repair costs.  The available data
show that costs of the repair have been reasonable in those areas where I/M


                                     15

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           TABLE. 4.  FUEL SAVINGS FROM INSPECTION/MAINENTANCE PROGRAMS*

Failure
rate
(x)

50%
40%
30%
20%
10%
Annual fuel
savings-serviced
vehicles only*
(y)
(%)
4.2
4.73
5.5
6.76
9.66
(gallons)
36
40
47
57
82
Dollar savings Annual fuel
per serviced savings-all
vehicle vehicles
Dollar savings
per vehicle-
all vehicles
(%) (gallons)
21.40
24.00
28.00
34.40
49 . 30
2.1
1.89
1.65
1.35
0.97
18
16
14
11
8
10.70
9.60
8.40
6.85
4.90

*
 All savings based on national averages of 11,500 vehicle-miles per year and.
 13.58 mpg.  Cost of fuel assumed at $0.60 per gallon.

Source:  U.S. Environmental Protection Agency.  Inspection/Maintenance Binder
         of Background Materials.  April 1976.

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programs have  been established.  In New Jersey, the average cost of repairs
has been under $35 while in Arizona and Portland, Oregon the average costs have
been less than $25 and $15, respectively.5  The actual number of vehicles re-
quiring maintenance as well as the cost is determined by the stringency of the
emissions standards established by the state.

     The improved fuel economy resulting from a well-maintained vehicle will
offset, in many cases, the costs incurred by motorists under an I/M program.
Information on this is contained in Table 4.  This shows dollar savings for
several vehicles and for the entire vehicle population under an I/M program.

Effectiveness

      Approximately one-half of the hydrocarbon and virtually all of the carbon
monoxide emissions come from mobile sources.  An I/M program can reduce these
emissions substantially.  The extent to which these are reduced is presented
in Tables 2 and 3 which appear in the preceding pages.

WARRANTY PROVISIONS

     The Emission Control System Performance Warranty contained in Section 207(b)
of the Clean Air Act provides warranty coverage to motorists in areas having
an I/M program.  The Emission Performance Warranty, upon promulgation of regula-
tion by EPA, will require the automobile manufacturer to bear the cost of re-
pair of any properly maintained and operated vehicle which fails an EPA
established emissions test within 24 months or 24,000 miles, whichever occurs
first, of the  original sale to the ultimate purchaser.  After this period, the
warranty applies only to catalytic converters, thermal reactors or other com-
ponents installed on or in a vehicle for the sole or primary purpose of reduc-
ing vehicle emissions.  These warranty provisions are thus an additional be-
nefit to individuals residing in areas with an I/M program.
                                     17

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                                  REFERENCES
1.   Olson Laboratories, Inc.  Degradation Effects on Motor Vehicle Exhaust
     Emissions.  Prepared for the California Air Resources Board.  1976.

2.   Hamilton Test Systems.  Short Test Correlation and Effectiveness Study.
     Being Prepared for the U.S. Environmental Protection Agency under contract
     No. 68-03-2513.

3.   Kincannon, B. F., A. H. Castaline, K. U. Hill, and D. A. Lynn.  Viable
     Alternative Types of Inspection/Maintenance Programs for St. Louis.
     Prepared by GCA/Technology Division for the U.S. Environmental Protection
     Agency under Contract No. 68-02-1376, Task Order No. 28.  June 1977.

4.   U.S. Environmental Protection Agency, Region I.  A Citzens Guide to
     Automotive Inspection.  1977.

5.   Michael P. Walsh.  The Need For and Benefits of Inspection and Maintenance
     of In-Use Motor Vehicles.  U.S. Environmental Protection Agency, Mobile
     Source Enforcement Division.  November 9, 1976.
                                     18

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                                  SECTION 4

                ALTERNATE APPROACHES TO INSPECTION/MAINTENANCE
TYPES OF INSPECTION APPROACHES

     The following are the five recognized inspection alternatives for an
inspection/maintenance program.

     •    Idle mode test conducted at state inspection stations.

     •    Idle mode test conducted at inspection stations operated
          by a contractor to the state.

     •    Idle mode test conducted at privately owned service
          stations and garages.

     •    Loaded mode test conducted at state inspection stations.

     •    Loaded mode test conducted at inspection stations operated by a
          contractor to the state.

     As displayed by the above listing, there are two major features to the
inspection phase of an I/M system.  There are the nature of the test and the
way in which the test is administered.

Nature of the Emissions Test

     The minimum requirements of an in-use vehicle emissions test are that it
be short, applicable to warmed-up vehicles, and able to identify high emitting
vehicles.  Two distinct emission testing procedures which satisfy these criteria
have been developed for measuring exhaust emissions.  These are the idle mode
and the loaded mode tests.  Table 5 provides a comparison of the short test
procedures.  They have been the only short tests used in programs directly
affecting the inspection of vehicles owned and operated by the general public.
 Mandatory maintenance, to the extent that it does not require periodic in-
spection of motor vehicles, has been omitted from this list.  A mandatory
maintenance program requires that all vehicles undergo specific maintenance
procedures designed to ensure compliance with emissions standards.  The main-
tenance is performed by authorized garages.


                                      19

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                 TABLE  5.   COMPARISON  OF  SHORT TEST  PROCEDURES  FOR EMISSION  INSPECTION
Short test
Cycle test
Cycle description
Special test
equipment
required
Instrumentation
required
Applications to date
Idle mode
Loaded mode:   steady
  state
  (Clayton Key mode,
  Federal  Three mode)

Loaded mode:   transient
  (NJ/NY composite
  cycle, Federal short
  cycle)
Idle in drive  and/or
  freewheeling at
  2500 rpm
Steady-state  at high
  cruise,  low cruise,
  idle in  drive
Consist of  acceler-
  ation's, cruise, de-
  celerations, and
  idle in drive
                                              < 30 sec
                                              60 sec
                      75 to 125 sec
                                                             None
Chassis dynamometer
  (single power ab-
  sorption curve)
Chassis dynamometer
  (variable  inertia
  and power  absorp-
  tion with  automa-
  tic test settings)
                     HC and CO exhaust
                       gas analyzers
HC, CO,  and  NOX
  exhaust gas
  analyzers
CVS sampling sys-
  tem - HC,  CO,
  and NOX gas
  analyzers  with
  computerized
  data reduction
N.J. Test lane;  Nevada,
  Portland,  Ore.,
  Chicago,  Cincinnati,
  Calif.-roadside:
  Calif.-end of
  assembly line

Arizona,  Riverside,
  Calif., Washington,
  D.C. test  lanes

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     The idle mode test is the test of the exhaust emissions with  the  vehicle
in a neutral gear and the engine at idle.  Often, hydrocarbon  (HC)  and carbon
monoxide (CO) levels are recorded at both a normal and high idle speed.   The
test at the normal idle speed is taken at the manufacturers' recommended  idle,
measured in revolutions per minute (rpm), and then the engine  speed is in-
creased to 2,250 (±10 percent) rpm for the high idle speed test.   The  standards
must be at both levels.

     The loaded mode test is the test of the exhaust emissions with the vehicle
in a forward drive gear and operating at simulated driving conditions.  Pollu-
tants are measured at various test conditions as specified by a testing pro-
cedure.  Two types of testing procedures exist:   steady state and transient.
The steady state loaded mode test is a test of emissions at high cruise, low
cruise, and idle mode operating states.   A chassis dynanometer loads the
vehicle to simulate these driving conditions.   Both the Clayton Key mode and
the Federal Three mode are acceptable steady state tests.   The specifications
for each test aggregate all light-duty vehicles  by weight classes.   The actual
performance of the test depends upon the speed and load factors specified for
each testing state for each weight class.  Emissions are measured by the volu-
metric procedure; i.e., by a standard exhaust emission analyzer.  The vehicle
is operated in each mode until the emissions stabilize.

     The transient loaded mode test collects a composite emission sample from
a specified driving schedule.  The composite sample is collected into a Con-
stant Volume Sample (CVS) unit for further analysis to determine pollutant
concentration.  Again, a chassis dynamometer loads the vehicle to simulate the
desired driving schedule.  However, for this test, the dynamometer must be
capable of performing at variable inertia weights  and road load settings.   The
driving schedule for the transient test simulates  a portion of an urban driv-
ing cycle.   Two acceptable cycles are the Composite New Jersey/New York test
and the Federal Short Cycle test.  The Federal Short Cycle is  a 9-mode CVS test
of 125 second duration while the New Jersey/New York Composite test is a
6-mode CVS test requiring 75 seconds as specified  below:

                      New Jersey/New York composite test

                                              Time in mode,
                              Mode                    ,
                                                seconds

                    Idle                           22

                    0 to 30 mph acceleration       15

                    30 mph cruise                  15
                    30 to 10 mph deceleration      12

                    10 mph cruise                   7
                    10 to 0 mph deceleration        4

                                                   75
                                     21

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     Loaded mode testing is a better indicator of actual emissions since it in-
volves the simulation of actual driving conditions.  In addition, the simulation
has the capability to provide better diagnostic information to a mechanic in
terms of actual engine maladjustments and malfunctions.  These advantages come
at the expense of greater testing cost due to the need for a chassis dynamometer.
The time required to test a vehicle is also increased.

     In addition, the transient test is expected to yield better correlation
than the steady state test with respect to Federal Test Procedure (FTP) emis-
sions.  However, the transient type test is more expensive to perform and
requires more time.

     The idle, mode test also provides a viable method for identifying vehicles
with high emission levels.   This test procedure is simple to perform and re-
quires relatively little technician training.  Inspection lanes which use the
idle mode test will have a greater capacity and thus will result in lower costs
per vehicle inspection.  An additional advantage of this test is that it can be
easily duplicated at service garages to confirm that emission-related mainte-
nance has been successful.   While the idle mode test does not give as much
diagnostic information as the loaded test, other considerations, such as cost,
may justify the selection of this test procedure.

     Table 6 summarizes the characteristics of idle and loaded mode testing
procedures.  The U.S. EPA and private research organizations have found idle
mode testing to be virtually as effective as the loaded mode test in identifying
gross emitters, and thus a viable inspection technique.

Administration of the Test

     An I/M program can be conducted at either a network of centralized in-
spection lanes or a network of certified private garages.  A public authority
can be delegated the responsibility of establishing the network of centralized
inspection lanes, or a contractor may be commissioned to design, finance, con-
struct and operate the program.  The contractor is selected through a com-
petitive bid process and is monitored by and accountable to the responsible
state agency.  A third alternative is to license and certify private service
stations and garages to operate the program using their existing facilities.
These facilities would also be monitored by and accountable to the public
authority responsible for overall program administration.  A fourth alternative
is to have a system with some combination of testing at both central lanes and
private garages.  In New Jersey, for example, the initial testing is performed
at the state operated lane while the retesting of vehicles is done either at
central lanes or certified garages.  Rhode Island's program has testing
done at private garages with a central station run by the state serving as a
referee lane.

     Each alternative has its advantages.  The private garage approach provides
the greatest convenience to the public.  Since inspection and maintenance can
be accomplished with one stop, indirect costs to the consumer are minimized.
Test lanes constructed by governmental authority are designed for high capacity.
This high capacity and the economy of constructing multilane testing centers


                                      22

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                   TABLE 6 .   CHARACTERISTICS OF IDLE MODE AND LOADED MODE TESTING
        Idle mode testing
          Loaded mode:
        steady state test
       Loaded mode:
      transient test
    Simple test procedure
    which requires minimum
    training for inspectors

    Carburetor adjustments
    can be made during test
    Diagnosis of some engine        3.
    maladjustments and
    malfunctions

    Can be duplicated by either     4.
    public or private test systems
5.  Requires minimal test time
    and equipment
6.  Malfunctions that occur
    under loaded conditions
    may not be detected
    Engine operated under simu-   1.
    lated road cruise conditions
    Includes idle test
    Additional diagnostic infor-  3.
    mation to repair facility
    Requires dynanometers
    and other additional
    equipment

    Test cannot be duplicated
    in most repair facilities
    due to lack of dynamometer
6.  Requires more test time
Engine operated under simulated
urban driving cycle
Expected to provide closest
correlation with FTP CVS
emissions

Variable inertial and power
absorption dynamometer
required

Driving cycle difficult to
repeat accurately:  cycles
cannot be averaged

Test cannot be duplicated in
most repair facilities
Computer needed for rapid
on-line data analysis; i.e.,
high initial costs

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can result in lower inspection  costs.   In addition, a central test lane approach
lends itself to simplied  data handling  and  greater quality control   A private
firm contracted by^governmental authority to  construct and operate the facili-
ties reduces the  financial  burden of raising  public funds for capital investments
EMISSION TESTING  INSTRUMENTATION
     The emission  testing  instrumentation required is  dependent upon  the  emis-
sion testing procedure  selected for use.   As mentioned previously,  an idle mode
test requires  only an exhaust gas analyzer while the loaded mode  test has the
additional  requirement  of  a chassis dynamometer.

Exhaust Gas Analyzers

     The exhaust  gas analyzer is central  to the objectives of an Inspection  and
Maintenance program.  The  instrument must be reliable  and be easily calibrated
in  order to assure the  quality of emission testing.  Accuracy and repeatability
of  all  inspection lane  and repair industry analyzers is crucial to system
efficiency.

     The use  of the basic  analyzer is quite simple.  A probe is inserted into
the vehicle tail  pipe.   Sensors on the probe detect the presence of pollutants
in  the  vehicle exhaust  and relay their relative quantities to the analyzing
mechanism  of  the  instrument.  The actual  pollutant concentrations are then
displayed  by  two  meters located on the instrument's face.  One meter indicates
the carbon monoxide concentration, and the other the concentration of hydro-
carbons in the vehicle  exhaust.

      The  potential for  significant variability in emission measurements exists
 among instruments manufactured by either  the same or different manufacturers.
 Because of this variability, basic specification criteria have been developed
 to minimize the effects.  Various public  agencies have performed analyzer
 certification programs, distributing to the repair industry and others their
 lists of approved exhaust  gas analyzers.

      As with  other types of  analytic equipment, periodic maintenance and cal-
 ibration is essential  if accurate measures of emissions are to be obtained
 from the analyzer.

 Chassis Dynamometer

      A chassis dynamometer  is  required,  in addition to an  emission analyzer,
 if a loaded mode  test  is performed.  The  dynamometer consists of two  rollers,
 upon which a  vehicle's driving wheels are placed.  As the  wheels of  the  vehicle
 are rotated,  the  dynamometer produces a  drag on the engine, thus simulating
 actual on-the-road operation.
                                      24

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Instrumentation Availability and Cost

     The necessary technology for conducting vehicle inspections and required
maintenance has reach a point where a full range of alternate systems are avail-
able.  These instruments have been developed by the industry in response to the
recent demand for low cost exhaust analyzers.  At the present time, nearly 100
exhaust analyzer models are marketed by more than 25 different manufacturers
and distributors.  There are a large number of good instruments available to
the repair industry within a cost range of $2,200 to $2,800 each.  States no
longer need to sponsor an extensive instrument development and evaluation effort.

     Chassis dynamometers were developed before vehicle emissions testing be-
came necessary and are used for a number of purposes.  For example, they are
used to evaluate new and reconditioned engines, braking systems, transmissions
and drive chains, and to measure engine efficiency.   Dynamometers are avail-
able from a number of manufacturers at a cost of approximately $10,000 per
unit.

EMISSION MAINTENANCE REQUIREMENTS

     The other major aspect of an I/M program is, of course, the maintenance
phase.  This involves the repair of those vehicles which were identified during
inspection as high emitters.  The quantity of repair work is dependent upon,
in addition to the I/M emission standards, the level of preventive maintenance
provided by vehicle owners.  The quality of repair is the responsibility of the
automobile service industry.

     Preventive maintenance is required on a regular basis if a motor vehicle
is to remain in top operating condition.  The recommended maintenance materials
provided by automobile manufacturers include timetables for the inspection,
maintenance, and adjustment of critical components.   The malfunctioning or mal-
adjustment of certain of these components can cause the vehicle to be a high
emitter.  Unfortunately, because of oversight or cost considerations, many ve-
hicle owners do not have this preventive maintenance done as scheduled.
Instead, some wait until degradation in vehicle reliability, driveability, or
performance is noticeable.  One result of this is that vehicle emissions may
increase.  To the extent that many owners do not have preventive maintenance
work performed on their vehicles, more may have to have repair work done until
an I/M program.  Thus, an I/M program provides the mechanism for identifying
substandard vehicle operations and provides the impetus for vehicle owners to
maintain the operating efficiency of their vehicles.

     It is the responsibility of the automobile service industry to locate and
repair any malfunction or maladjustments in the engine or emission control
system which cause a vehicle to have excessive emissions.  Automobile mechanics
must be knowledgeable of and proficient in the use of diagnostic tests in order
to identify any improperly operating engine component or system.  Further,
mechanics must also be capable of providing the repair needed to bring a vehicle
into compliance with the I/M emission standards.  Obviously, mechanics play a
central role in the maintenance aspect of an I/M program.  The possible con-
sequences of having unknowledgeable mechanics include higher than necessary re-
pair bills, lower than anticipated emissions reduction, or a combination of both.

                                      25

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Effect of Vehicle  Systems  on  Emissions

     A change in the  operation  of  many  vehicle  systems and vehicle components
can effect a change in  emissions.   Table  7  lists  the most common of these sys-
tems and components,  their mode of operation causing the change in emissions,
and the resultant  effect  on carbon monoxide and hydrocarbon emissions.  Carbu-
retor problems  and air-fuel mixture imbalance have proven to be the major causes
of high carbon  monoxide emissions.  Malfunctions  in the  ignition system or  asso-
ciated components  primarily result in high  hydrocarbon emissions.  Malfunction
of the emission control devices including breakdown of the  catalytic  converter
affect both pollutants.  Table  8 summarizes the major  causes  of exhaust
emissions.

Costs of Repair

     Data  on  the  types  of repairs required  to comply with an I/M program and
the  costs  of  these repairs have been compiled by  the existing I/M programs.
Table  9 presents  the  distribution of the  types  of repair as reported  by  the
Portland,  Oregon  I/M  program.  Most repairs focus on carburetor  and ignition
 systems malfunctions.  These data are typical of  reports emanating from  I/M
programs  elsewhere.   As reported by four  programs, the overall average cost of
 repairs  is approximately  $27.00, though well over half these repairs  fell under
 this figure.   Detailed  cost information from various programs is  presented  in
 Table  10.

          TABLE 7.   EFFECT OF ENGINE COMPONENT OPERATION  ON EMISSIONS


                                                Change in emissions
                  Component
                                           Carbon monoxide   Hydrocarbon
      Decreased air-fuel ratio                Increase         Increase
      Decreased engine idle speed             Increase         Increase
      Restricted PCV valve                    Increase         Increase
      Restricted air filter                   Increase         Increase

      Choke malfunctions                      Increase         Increase
      Carburetor malfunctions              Large increase      Increase
      Ignition system malfunctions                          Large increase
      Advanced spark timing                                    Decrease
      Stuck heat riser valve                  Increase

      Exhaust valve leak                                       Increase
      Intake manifold leaks                   Increase         Increase
      Emission control device malfunction     Increase         Increase
      Catalytic converter breakdown        Large increase   Large increase
                                      26

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    TABLE 8.  MAJOR CAUSES OF EXHAUST EMISSIONS

Major causes of high carbon monoxide emissions are:
    •   Carburetor out of adjustment
    •   Air-fuel mixture imbalances
    •   Malfunction of emission control devices
Major causes of high hydrocarbon emissions are:
    •   Improper timing
    •   Ignition system malfunctions
    •   Malfunction of emission control devices
        TABLE 9.   TYPES OF REPAIRS REQUIRED*
      Repair type         Percent undergoing repair
 Carburetor adjustment               78
 Tune-up                             14
 Engine overhaul                      1
 Valves                               1
 Other                                6
 *        ;        :              -
  Reported by Portland, Oregon I/M program.
                         27

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 TABLE 10,   REPAIR COS1! SUMMARY FOR EXISTING I/M PROGRAMS
New Jersey
Less than $10
$10 to $25
$25 to $50
$50 to $100
More than $100


29.7%
26.4%
22.1%
16.1%
5.6%

Oregon
No cost
Less than $10
$10 to $30
$30 to $50
$50 to $75
More than $100

27%
37%
18%
8%
5%
2%
N = 16,000
Avg. repair cost = $32.40
Median: 50% of repairs cost
  less than $20
65% of repairs cost less
  than average
N = 1, 400 (primarily newer
  cars)
Avg. repair cost = 16.00
Median: 50% or repairs cost
  less than $8
71% of repairs cost less
  than average
Arizona
Less than $5
$5 to $10
$10 to $25
$25 to $50
$50 to $100
More than $100
27%
17%
24%
20%
10%
2%
                  N =  2000
                  Avg. repair cost = $23.40
                  Median: 50% of repairs cost
                    less than $15
                  64%  of repairs cost  less than
                    average
                             28

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     Other data which have been collected indicate  that  the  service mechanics
have gradually improved  their  skills in emission  related repairs.  The  fact
that failure rate upon reinspection in New Jersey and  elsewhere has declined
supports this idea.

INSPECTION/MAINTENANCE OF HEAVY DUTY VEHICLES

     Because of the overwhelming number of automobiles in urban areas,  I/M
programs have generally  been considered primarily for  light-duty vehicles.   In
addition, since many trucks are part of fleets and  their proper running is im-
portant for business reasons,  trucks are often better maintained.  However,  in
some areas it may be desirable to include heavy-duty vehicles  (gross weight
greater than 8500 pounds) in the I/M program to obtain additional emissions
reduction.  Although the importance of truck emissions to overall vehicle
emissions is dependent upon a number of factors (such as vehicle mix and miles
traveled by each vehicle class), projections show that in the next 20 years
truck emissions will become more important as the standards  for light-duty
vehicles become more stringent.

     In assessing the applicability of various I/M  approaches to heavy-duty
vehicles, the following  factors and special circumstances pertinent to  the
use and maintenance of such vehicles are important  and should be considered:

     •    The number and density of heavy-duty vehicles  in the region
          being considered, including the number  registered  outside
          the state(s) involved.

     •    The range of sizes, shapes, and weights included in the
          vehicle population.

     •    The Federal emission standards and test procedures appli-
          cable to the in-use vehicles at the time  they were produced.

     «.    A large part of the heavy-duty population is operated for
          commercial purposes.  Lost time and the cost of unscheduled
          maintenance are more significant to the owners of heavy-
          duty vehicles  than for most owners of light-duty vehicles.

     •    Fleet operation and maintenance are more  common with
          heavy-duty than with light-duty vehicles.

     •    Heavy-duty chassis dynamometers are expensive  and  their
          availability is limited; therefore, experience with
          dynamometer testing of heavy-duty vehicles is  quite
          limited.

     New York City Department of Air Resources has been  testing heavy-duty
vehicles for several years to .determine the effectiveness of I/M and retrofits
for reducing heavy-duty  emissions.  The primary short test being used is the
idle.  Results should be available in 1978.  Other  approaches for controlling
heavy duty emissions include spot checks on highways and mandatory maintenance
of fleets.

                                      29

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INSPECTION/MAINTENANCE AND  THE REPAIR  INDUSTRY

     The success of  an I/M  program is  heavily dependent upon the quality of the
work provided by the automobile  repair industry.  Consumer concerns with the
industry include the chance of being exploited  and  the frustration of being
rejected during reinspection.  It is important  that maintenance services be
convenient, be of  reasonable cost and  be of quality workmanship.  A great  deal
can be accomplished  in the  latter areas.  Programs  to improve  the quality  and
cost of the mechanic's work include:

     •     training of emission inspectors

     •     mechanic training and  certification

     •     repair  facility certification

Training of Emission Inspectors

      There are two major types of emissions inspectors.  The first is the
 centralized lane inspector.  This individual is employed by the locale or
Contractor to perform vehicular emission tests.  His competence should be
 demonstrated  by  completion of a  training program or examination.   The emission
 inspector  must be  knowledgeable  o'f such things  as the operation and care  for
 the inspection instrumentation,  type and operation of emission control devices
 and engine components which contribute to excess emissions of HC  and  CO,  and
 other test procedures;  for example, safety and  smoke detection.  An EPA spon-
 sored program conducted  by Colorado State University developed an Emissions
 Inspectors Course for the training of  emission  inspectors.  This  course has
 been adopted  by  many vocational  schools and community colleges, and has been
 used by I/M program personnel to train their inspectors.

      The private service station inspector is the second group.  Typically,
 these inspectors would  be the mechanics who work regularly at these  automobile
 repair facilities.  These mechanics must become familiar with the above men-
 tioned topics.  The Colorado State University program is also applicable  as
 an instructional program to qualify mechanics as emission inspectors.  The
 proper training and certification of inspection personnel facilitates an ob-
 jective and competent emission testing of motor vehicles.

 Mechanic  Training and Certification

      Mechanic training increases the efficiency of the repair industry per-
 formance  and is prerequisite to  the effective testing and proper  maintenance
 of vehicles.   Familiarity with the emission test procedure and equipment  pro-
 motes objective and competent testing as well as insuring that emission test-
 ing is uniform and consistent among stations.   Mechanics need to  understand
 the functioning and maintenance  of emission control devices in addition to
 knowing which engine parameters  affect emissions and how to tune  minimize
 emissions.

      Mechanic training helps alleviate the problems of ineffective repairs and
 excessive repair.  The latter is caused by overadjustment by an uniformed
 mechanic  in an effort to avoid missing the problem.  For instance,  California

                                      30

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has developed a mechanics' handbook which  describes  a  repair  sequence,  or
step-by-step procedure,  for  each  type  of emissions  failure.   Mechanics  are
instructed  to proceed  only as  far as the step  that  corrects  the  malfunction.
This California program  was  developed  to meet  a  legislative  requirement that
(mechanics repair vehicles according to specifications  established  by the Bureau
of Automotive Repair.  The specifications  are  an attempt  to  eliminate the guess-
work involved in repairs and also serve as a basis  for the evaluation of repair
work.

     The training program should  be composed of  an  informational seminar and
technical workshops  in which mechanics can gain  practical experience.   Mechanic
certification could  be contingent on the successful  completion of  an examina-
tion administered by the cognizant government  agency.   Preparation for  the
exam would  involve participation  in a  technical  training  session or course-
work at a local technical school.  Materials from the  Colorado State University
Automotive  Emission  Control  Technician Course  can be applied  to  a  program of
this type.

Repair Facility Certification  and Information  Dissemination

    The certification  of repair shops  for  emission work serves two purposes.
First, it gives vehicle  owners some guarantee  of the credibility and compe-
tence of the repair  facility.  Second,  to  retain its certification,  a repair
facility would be required to  perform  quality  work.  Certain  criteria could be
established upon which to base decisions concerning  certification.   Minimum
criteria should include  the  employment of  a certified  mechanic and ownership
(or leasing) of approved emission analyzer instrumentation.   Additional  re-
quirements  could be  established with regard to the  availability  of tools  and
service manuals required to  perform effective  repairs.  If certification of
repair shops is impractical, the  following alternatives  are  possibilities
for implementation.

     •    The agency administering the I/M program  can keep a record
          of complaints  voiced by vehicle  owners  and investigate any
          problems which arise.

     •    Records of vehicles  which fail reinspection  upon maintenance
          can serve  to identify those  shops with  a high incidence  of
          inadequate repair  work.

     •    Lists of service establishments  with approved emission
          analyzers  can  be published to maximize  the patronage of  repair
          shops that can check the results of  their  work.

     •    Repair facilities  can be merely  licensed  on  the basis  that the
          facility (1) employs at least one mechanic who  is  trained in
          the use of emissions analyzer and (2)  owns one  operational
          analyzer on  the premises.

     By limiting the chance  of exploitation of vehicle owners a  major concern
on the part of the public can  be  mitigated.


                                     31

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                                 REFERENCES
1.   Walsh, Michael P.  The Need For and Benefits of Inspection and Maintenance
     of In-Use Motor Vehicles.  U.S. Environmental Protection Agency, Mobile
     Source Enforcement Division.  November 9, 1976.
                                     32

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                                  SECTION 5

              IMPLEMENTATION OF INSPECTION/MAINTENANCE PROGRAMS
LEGAL AUTHORITY

     The first stage in the implementation of an I/M program is the development
of appropriate enabling legislation.  For the drafting of the enabling legis-
lation, a preliminary description of the major program components should be
prepared and the organizational option (centrally-located or service station)
should be decided upon.  Program objectives, operating rules, program dimen-
sions, and major agency responsibilities should be specified.  The conduct
of the initial planning and tradeoff studies should result in the identification
of the technical, social, and economic characteristics of the desired I/M pro-
gram.  This aids in the structuring of the legislation.

     A considerable period of time can be involved in assuring that such legis-
lation adequately treats all aspects of the desired I/M program.   To help ex-
pedite matters, EPA has prepared model I/M legislation formats that can greatly
assist the states in the development of their own legislation.  In addition,
other states that currently have legal authority can be used as models.   Some
of the provisions that should be considered for incorporation in enabling le-
gislation are:

     •   Adequate authority to adopt rules and regulations concerning:

         —   Requirements for periodic inspection

         —   Establishment of fees for providing the inspection
             service

         —   Withholding vehicle registration for those vehicles
             that do not satisfactorily complete the inspection or
             that do not comply with an applicable variance

         —   Prohibition of tampering

     •   Provisions for providing adequate funds for implementing,
         monitoring, and enforcing the I/M program

     •   Adequate authority to obtain pertinent data and information,
         and require periodic reporting of emission information
                                     33

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     •    Authority to make emission reports and information
          available for public inspection

     •,    Authority to compel compliance with rules and regulations,
          supported by civil or  criminal penalties

     •    Provisions for  injunctive relief where deemed necessary.

     The legislation should also designate the  lead agency  for  the  program,
most probably the state air pollution  control agency,  and work  out  cooperative
arrangements with other groups such as the motor vehicle  bureau,  the depart-
ment of revenues, the district attorney's  office,  and  other enforcement  agen-
cies.  State or local consumer protection  offices  may  be  included in the pro-
gram design for surveillance of  the service industry.   Where the intent  is to
combine the I/M program with an  existing safety inspection program, amendments
to existing statutes may  be needed.

     The product of these efforts is the initial legislation to authorize pro-
gram development and operation.   As the program development advances it  is
likely that other  issues  will surface  which require  legislative action.  The
result will be the revision or modification of  the initial  legislation.  Both
Arizona and New Jersey, two states with established  inspection  programs, have
required changes to their original legislation.

      The current status of legal authority in areas where I/M is required as
part  of the  transportation control plan is summarized  in  Table  11.

ADMINISTRATIVE FACTORS

      In addition to  the usual functions of program evaluation and supervision,
 there are  three  further areas requiring administrative efforts.  There are
public relations,  consumer protection, and consumer  convenience.

 Public Relations

      The  function  of  a  public relation program  is  to familiarize the public
 and the repair  establishments with an  I/M  program.  This  includes the ex-
 planation of the purpose  and  objectives of the  program, the program benefits,
 and the practical  workings of the program.  Under  this latter category,  the
 actual testing  procedure  should  be explained.   In  addition, information  re-
 garding station locations, inspection  times, and consumer protection measures
 should be made available.

      A public relations program may  take a variety of  forms. Advertisements,
 public service announcements  on  radio  and  television,  and brochures have all
 proven to be useful.

      Directors of  current I/M programs recomend that a public relations  pro-
 gram be started 6 months  to  a year before  any mandatory testing is begun in
 order to allow vehicle owners to become accustomed to  the concept of I/M.
 In Arizona such a program was not fully established  until after the start of
                                       34

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        TABLE 11.   EXTENT OF STATES' CONSIDERATION OF INSPECTION/
                    MAINTENANCE
State
Alaska
Arizona

Cali fornia




Colorado
Connecticut
District of
Col umb i a
Florida
Illinois
Indiana
Kentucky

Mnryl and

Massachusetts

Minnesota
Missouri
Nevada

Now Jersey
Now York
North Carolina
Ohio

Or is gon
I'onnsyl vanin



Khode Island
Tennessee
Texas

Utah
Virginia
Washington

Strategy
City requirement
SIP
Fairbanks
Phoenix
Tucson
LOB Angeles
Sacramento
San Diego
San Francisco
San Joaquin
Denver
All


Tampa
Chicago
Indianapolis
Covington
Louisville
Baltimore
D.C. Metro Area
Boston
Springfield
Twin Cities
St. Louis
Las Vegas
Reno
All
New York City
Charlotte
Cincinnati
Dayton
Portland
I'hi ladelphia
Pittsburgh
Remainder of
State
All
Nashville
Dallas
Houston
Snlt Lake City
D.C. Metro Area
Seattle
Spokane
X
X
X
X
X
X
X
X
X

X


X
X


X
X
X
X

X
X
X
X
X

X

X
X
X


X

X
X
X
X
X
X
Preliminary
review or
research
X
X
X
X
X
X
X
X
X
X
X

X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X
X

X
X
X
X
X
X
X
X
Enabling
legislation

X
X
X




X

X


X









X
X
X


X

X
X
X


X



X



I/M
imp 1 emen t a 1 1 on

X
X
X









X









X
X
X


X

X




X







Hrfcr to fact' shpeLr. in Si'i-tion 7  lor drtnils on the- implomcntnt ion of  thrsc programs.

                                        35

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mandatory testing.   As  a consequence of this,  the Arizona I/M program
experienced considerable public opposition in  its early  stages.

     Careful planning of a voluntary maintenance phase before the  full  manda-
tory maintenance  phase  can be very effective in terms of familiarizing  the
public with goals and procedures of the program.  Public opposition can be
unintentionally  stimulated by having a very high failure rate  in the voluntary
phase or by having no voluntary phase at all.   Voluntary phases have been used
in a number of programs, including New Jersey, Portland, and Arizona.

Consumer Protection

     Provisions  must be made to insure that vehicle owners are protected from
abuses which  could appear in the system (e.g., overcharging by repair shops
and unnecessary  repairs) just as care must be taken to avoid hardships in
terms  of extremely costly repairs or the denial of vehicle registration with-
out due cause.   One facet of the consumer protection program is the exemption
of  certain  classes of vehicles, for example, new cars and antique vehicles.
 In  addition,  some areas have considered a ceiling on the cost of repairs re-
 quired for  compliance.   The ceiling could be either a flat rate or a percentage
 of  the market value of the vehicle.  This would eliminate the potential for
 certain vehicle  owners  experiencing undue hardships.

      Finally, some kind of mechanism should be established to handle consumer
 complaints  concerning overcharging and unnecessary repairs by garages as well
 as  complaints about the program in general.  This consumer affairs office could
 also be responsible for the licensing of repair facilities.  If too many com-
 plaints about any one repair facility are received the consumer affairs office
 could investigate .and revoke the license of the garage if the claims were
 justified.

 Consumer Convenience

      An I/M program will be more readily accepted by vehicle owners if their in-
 convenience in terms of travel and waiting times is minimized.   Ideally, the
 average distance travelled by a vehicle owner to an inspection station is 5
 miles while a 10-mile travel distance is a reasonable objective as an upper
 limit.  Proximity to local community activity centers is desirable in locating
 stations.

      For a central  test lane configuration, providing the option to retest at
 a private garage can reduce consumer travel and waiting time.  A vehicle owner
 can have his car reinspected at the same facility that performs the repairs
 and eliminate a  second  trip to the test station.

      The time period between notification of required inspection and the com-
 pliance date should  be  designed to allow ample time for inspection, mainte-
 nance and reinspection.   It was Arizona's experience that 30 days was not
 enough time; the legislation has subsequently been revised to permit vehicle
 inspection during the  90  days prior to registration renewal.
                                       36

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     Finally, one'of the major concerns of a vehicle owner will be what he will
have to pay to have his car inspected.  For this reason, and to avoid burden-
ing any population group, the inspection fee should be kept as low as possible.
                                     37

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                                  SECTION 6

                    INSPECTION/MAINTENANCE PROBLEM AREAS


     This section deals with four major problems associated with inspection/
maintenance programs.  These are the following:

     •    Quality control of private garages

     •    Adequacy of the repair industry to perform emissions
          related work

     *    Combined safety and emissions testing

     •    Impact of waivering repair requirements for certain vehicles

QUALITY CONTROL OF PRIVATE GARAGES

     As mentioned in a previous section, there are essentially  two opera-
tional options for an I/M program.  These are a centralized inspection  system
(government or contractor operated) and a decentralized system  (private
commercial garages).  Among the disadvantages of a decentralized system are
potential problems in the area of quality control.

     The two  major quality control problems associated with a decentralized
system are nonuniformity of enforcement criteria and cumbersome and potentially
inadequate data collection and handling.  The first of these problems results
in variation  in the quality or stringency of the test from station to station.
This problem  is,  of course, of the same type as the one present where safety
 inspections are performed by  private commercial garages.  Some  stations are
 less diligent than  others in  both the  care of the testing equipment and in
 the actual  performance of the test.

      The  second problem, inadequate data collection, leads to difficulties in
monitoring  the success of the problem.  Unless adequate before  and after
 inspection  emissions data is properly  collected, necessary adjustments  in  the
program,  such as  the stringency of the emissions standards, cannot be made
 since problems would go undetected.

      These  disadvantages or drawbacks  to testing at private commercial
 garages  are  offset  by  the greater conveniences offered the motorist.  Since
 there are  typically a  large number of  stations performing the test  (compared
                                      38

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to the number of facilities under the centralized alternative), the probability
of a testing site being nearer to a given individuals home or  office is greater.
In addition, waiting lines would tend to be smaller given the  wide choice of
testing sites.  Thus, the question becomes one of determining  what can be done
to mitigate the drawbacks associated with this option.

     EPA has addressed this issue in the revised edition of Appendix N.  In
addition to the minimum requirements for all I/M programs, for a state to
receive the basic emission reduction benefits for a decentralized program,
five additional provisions must be made.

     The first of these additional provisions is the licensing of inspection
facilities by the agency governing the program.  While the exact requirements
are determined by the governing agency, EPA has provided certain guidelines.
First, the facility must have the necessary instrumentation which has been
approved by the governing agency and employ someone competent  in the use of
such equipment.  Secondly, the facility must agree to perform the specified
recordkeeping and submit themselves to inspection.

     The next two provisions involve recordkeeping.  First, the records should
include a description of each vehicle with its emission test results plus in-
formation on the calibration of the emission analyzers.  Copies of these in-
spection records must then be submitted on a periodic basis to the governing
agency for auditing.

     The last two provisions concern the monitoring of the inspection facility.
EPA stipulates that each facility licensed must be inspected at least once
every 90 days.  In addition to these periodic checks, EPA requires that the
governing agency have a program of unannounced/unscheduled inspections to
handle complaints and to keep the station "honest."

     It should be emphasized that without at least the above provisions, a
decentralized I/M could become nothing more than a sham.   Unless such pre-
cautions are taken, the effectiveness of this I/M approach could be minimal.

ADEQUACY OF THE REPAIR INDUSTRY TO PERFORM EMISSIONS-RELATED WORK

     The ability of the repair industry to perform emission-related repair
work is crucial to the overall success of an I/M program.  If inadequate or
incorrect adjustments are made to vehicles requiring maintenance,  then by
definition the overall effectiveness of the program in terms of emission
reduction is decreased.  In addition, inadequate or incorrect repairs can
lead to public distaste for the program.  Unless repairs are performed pro-
perly the first time a vehicle comes in, an increased dissatisfaction on the
part of motorists is likely to result.  Thus, the repair industry is at the
center of any I/M program.

     The question of the adequacy of the repair industry to perform emissions-
related work is compounded to some extent by an element of distrust on the
part of the motoring public.   Rightly or wrongly, it is often perceived that
the quality of repair work in general is, upon occasion,  questionable and that


                                      39

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the price of repair work  is not  insignificant to $ given household in many. in-
stances.  In addition, automobiles  in  the past have been tuned more for per-
formance than for meeting emissions standards.  Having the latter as the goal
may necessitate  some  adjustments on the part of mechanics.   In short, an I/M
program requires that some effort be made to change the climate in which these
perceptions evolved.

     There exist several  options to ensure  that  the repair industry is versed
in emission related work.  The  first of these options  is  the offering of
courses in automobile emissions  in  vocational training schools.   Colorado  State
University, under contract to EPA,  has developed  the materials  for  such  a
course.  Consisting of colored  slides  with  accompanying script,  the material
covers  the causes of  excessive  emissions and presents  solutions  to  the  exist-
ing problems.  Such a course  is  of  value to both  would be mechanics  as  part
of their overall training and  to experienced mechanics as a refresher  course
in emission related work. The  information, in addition to being offered
solely  in vocational  schools,  could also be presented  in the form of workshops
or seminars.  California, for example, has  offered workshops utilizing  mate-
rial  that have developed. Of relatively short duration,  (e.g.,  8-32 hours)
workshops can both  acquaint  the  repair industry with  the I/M program  and
present basic emissions  related  information.

      A  second way of  ensuring  the adequacy  of the repair industry is  to certify
repair  shops performing  emission related work.   New  Jersey has  established
such  a  system.   In  New  Jersey,  a motorist whose vehicle fails to pass  the
emissions  test has  the  option of returning, after repairs,  for  a retest at a
 central inspection  facility.   There is no additional  charge for the retest.
As an option,  the motorist may  take his vehicle to a  repair facility  certified
by the  state  to  perform the  retest. While  there  is  a  charge with this  second
 option, the motorist  reduces  the risk  of receiving inadequate repair work
 on his  vehicle.  While  an individual can have his emission repair work per-
 formed  anywhere  he  prefers,  the certification of  some  repair facilities serves
 as a guide to  those vehicle  owners  unsure of where to  have the  work done.

      Lastly,  the adequacy of emissions related repair  work can  be guaranteed.
 This simply means  that  inadequate repair work be .rectified without  any additional
 charge to the consumer.   While  this option  is understandably the least popular
 of the three  alternatives mentioned, at least one state,  California, has
 experimented with this  approach.

 COMBINED SAFETY AND EMISSIONS TESTING

      A total of 31 states and the District  of Columbia require  periodic safety
 inspections of registered vehicles.  An additional 12  states have spot or
 title transfer safety inspection programs.   These systems vary  in terms of
 what is inspected, who performs the inspection, and  the frequency of the
 inspection.  The systems  usually inspected include wheel assemblies,  tires.
 suspension system, steering and braking systems.   Of the states having a
 periodic inspection, 25. do so annually and 7 inspect  vehicles on a semi-annual
 basis.  Thirty-three states use service stations or  garages, licensed by the
 state  for inspection while five states have state operated programs.   There
                                       40

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are two states with a few state operated facilities but most of  the  inspections
in these states are done by service stations.  The remaining two states perform
inspection using state facilities, but these operations are confined to only
a few cities.  Seven states have no safety inspection programs.

     Given the widespread existence of safety inspection programs, the com-
bination of safety and emissions testing must be considered.  Two obvious
alternatives for doing so exist.  The first is to simply add emissions test-
ing to the list of items to be tested.  The second alternative is to create
a new combined testing program of a form different from the existing safety
inspection program.

     In deciding which alternative to follow, several factors would appear to
be important in reaching a final decision.  These are the following:

     •    public reaction to the existing safety inspection program

     •    nature of the existing safety inspection program

     •    commercial garage interest in the existing safety inspec-
          tion program

     The first aspect to consider when deciding how to combine safety and
emissions testing is the degree of public acceptance of the existing safety
inspection program.  If the public respects the safety program and perceives
that it is nontrivial in scope, just in testing, and efficiently administered,
it would appear to be best to simply add emission testing to the list of items
to be inspected, all other things equal.  On the other hand, if there is low
public regard for the safety inspection program, the decision is not as clear-
cut.  In instances where the safety inspection is regarded as a sham, the
inclusion of emission testing with its resulting higher inspection fee is
likely to .be perceived as, at a minimum, a further unjustified annoyance.
Where this is the case, it may be wise to, in cases where the safety inspection
is conducted by private commercial garages, develop a centralized combined
test.  If this course of action is not possible, at a minimum the combined
program should be more rigidly enforced and more effort put into its
administration.

     The nature of the existing safety inspection program is a second
consideration.  If it is conducted at centralized facilities run by the state,
it would appear to be easiest to have emissions testing conducted there as
well.  This is due to the existing capital investment made by the state in
land and buildings.  Although some investment in the equipment necessary to
perform safety testing would have been undertaken by service stations and
garages, it is not typically of a significant enough magnitude to preempt
the consideration of a combined testing program in a centralized facility.

     Finally, commercial garage interest in the testing of vehicles must be
considered.   If service stations and garages exhibit no interest in perform-
ing emission testing, then the choice of action is obvious.  Where this group
does have an interest in emissions testing, then the combining of safety and


                                      41

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emission testing  (in areas having  safety  inspection done at private establish-
ments) must be  included  in the  list  of  proposed options.

IMPACT OF WAIVING REPAIR REQUIREMENTS FOR CERTAIN VEHICLES

     One of the most commonly voiced fears of  I/M programs is that the cost
of repairs necessary to  reduce  emissions  may in some  instances be prohibitive.
As a means of alleviating this  problem,  some have suggested the establishment
of a price ceiling  on  repair costs.   The  ceiling, expressed as an absolute
amount and/or a percentage of the  book  value of the  vehicle would exempt
vehicles from having repair work done which exceeded the  ceiling.

     The cost of  exempting certain vehicles from having emissions related
repair work performed  is the reduction  in the  overall effectiveness  of the
program.  Given the relatively  small percentage of major  emissions related
repair work, however,  it would  appear that little  decrease in overall emissions
reduction would result from  the exemption of some  vehicles.   This  is based
upon the fact  that  in  Oregon and Arizona only  2 percent of the  tested vehicles
cost more than  $100 to repair.   In New  Jersey  the  figure  is  5.6  percent.  It
would  appear,  therefore, that the  gains in terms of  public acceptance would
tend to  outweigh  any decrease in emission reduction  resulting from  the waving
of  repair requirements for certain vehicles.
                                       42

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                                  SECTION 7

           FACT SHEETS ON EXISTING INSPECTION/MAINTENANCE PROGRAMS
     The following pages present information on existing I/M programs.   Both
technical and nontechnical topics are included.  The information is current
as of September 1977„
                                     43

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Location:  Arizona
Type of Program:
     Contractor operated, permanent and mobile facilities,
     with loaded mode capabilities.  Vehicle emission to
     comply with idle standards only.
Sites:  12 permanent  sites,  36 lanes (9 "metro"  stations  of  3  to  5  lanes
        and  3  one-lane  stations in outlying areas.)   One  mobile station.
Chronology:
Voluntary testing began December 1975; became mandatory
January 1976, and maintenance became mandatory January 1977.
Geographic  Coverage:   Maricopa (Phoenix)  and Pima (Tucson) Counties,
                       approx.  1.1 million vehicles including trucks and
                       motorcycles.

Administering  Agency:   Arizona Department of Health Services
          Operated  by:   Hamilton Test Systems, Inc.

Staff  Contacts:  ADHS  - Fred lacobelli,  (602) 271-4548
                   HTS  - Jack Hesse (Assistant Manager, (602) 955-9670
                         Dan Stone (Manager), (602) 955-9670
 Capital Cost:
  $134,000 one-time appropriation by State.
  $9 million to HTS, including location studies, admin-
  istrative start-up, etc., as well as equipment, land
  acquisition, and construction.
 Operating Cost:  Est.  $0.5 million by HTS in 1976.

 Cost to Motorist:  $5,  includes one free retest.

 Standards:  HC and CO standards at low cruise, high cruise, and idle
             dependent on engine type (2 or 4 stroke), model year (4 stages)
             curb weight, and number of cylinders.   Vehicles required to
             comply with idle emission standards only.  Dynamic evaluation
             for diagnostic purposes.  Twenty percent opacity standard for
             diesels.  Projected 1976 stringency factor was 35 percent but
             approximately 45 percent of vehilces  actually failed to meet
             standards.   Revised standards for 1977  estimated to achieve a
             rate of 25 percent, but during the first half of the year
             only 16 percent of the vehicles did not meet standards at
             time of the first inspection.  All 50 cc and larger engines
             are covered, including two strokes and  diesels.  Golf carts
             are exempted.  New cars are not inspected until 1 year old.
             Thirteen year and older "moving exemption;" e.g., in 1977,
             model years 1964 and older are exempted.
                                      44

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Enforcement:
              Vehicles could not be registered without proof of inspection
              in 1976, or proof of passed inspection in 1977.  Proof con-
              sists of embossed stamp on registration form by Hamilton.
              Under-hood check for tampering and PCV operation.  Besides
              annual registration, vehicles must also be inspected at title
              change.  Scrap and auction sales, and sales between private
              individuals are exempt.
Instrumentation:
Data Collection:
Mechanic Training:
Waiting Times:
                  All Otto-cycle vehicles tested on Hamilton infrared (NDIR)
                  exhaust analyzers for HC, CO, and C02-  Wider range meter
                  for two-stroke engines.  Opacity testing.  Clayton dyna-
                  mometers.  Computer link provides automatic printout of
                  results (no engine hookup as in Riverside).

                  Vehicle ID information, all test results, lane location,
                  time of day, etc. for all vehicles.

                    ADHS has conducted 2-day seminars for mechanics.
                    Seminars held monthly.
Other Aspects:
                Some problems experienced at start of program, but these
                are expected to disappear due to optimizing hours of
                operation and better public awareness of all station lo-
                cations.  Ten minutes is the planned maximum wait during
                a typical peak hour.  Problems experienced at end-of-month
                and peak hours.  Total inspection time is 5 minutes.

                If the State should renege on its 5-year contract with
                Hamilton, a guarantee provides that Hamilton shall receive
                a sum, prorated over the remainder of the 5 years.  After
                5 years, the program will discontinue operation or Arizona
                may operate the program on its own, having to compensate
                Hamilton only for its nondepreciated capital holdings.  The
                State may also continue to contract the I/M program, with
                Hamilton having exclusive contract rights for an ensuing
                10-year period.  Of the $5 inspection fee, 550 goes to the
                State.  Part of this money is used for its own operating
                expenses and the remainder is deposited in a special fund
                to be used for future expansion, contingencies, etc.
                Hamilton's $4.45 share of the fee includes profit and pro-
                gram public relations.

Problems:  Initial adverse public reaction.
           Repeal proposition on November 1976 referendum ballot (did .not
           pass).

Achievements:  Nation's first contractor-operated program keeps cost to
               State minimal.
                                     45

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Location:  California

Type of Program:  State-operated  permanent  facilities in Riverside.
                  'Phase  I - Mandatory  inspection with voluntary maintenance,
                  loaded mode  testing.   (Phase  I completed).
                  Phase  II - Incorporation  of idle mode test only.
                  Phase  III -  Test  mode undecided.

Sites:  Two  sites,  six lanes.

Chronology:   Phase  I  (pilot program)  - began inspections  September  2,  1975;
              second station opened, February 19,  1976.  Phase  II  scheduled
              to  begin  January  1979.  P^ase  III  needs further legislative
              approval.  Under  Phase II, program expands to 18 to 19 sites
              with a total  of 43 to  45 lanes.  I/M to be mandatory for those
              vehicles  requiring registration changes and for those  vehicles
              that fail California Highway Patrol random roadside  checks.
              Inspection  stations  to be operated by a private contractor.
              Phase  III requires fully mandatory I/M for all registered
              vehicles  on a yearly basis.

 Geographic Coverage:   Phase  I  - City of Riverside only  (120,000 LDV's).
                       Phases II and III will expand program to the  remainder
                       of the South  Coast Air Basin (approximately 6.6 million
                       vehicles),  including  the  whole or parts  of  Riverside,
                       San Bernardino,  Los Angeles,  Orange, Ventura, and
                       Santa  Barbara Counties.

 Administering Agency:   California Bureau of Automotive  Repair  - administra-
                        tion.   California Air Resources  Board - operations.

 Staff Contacts:   Jack Dolan  and Joe Todd (916)  322-3823.

 Capital Cost:  $250,000  for  six lanes of equipment (analyzers, dynos,
                computer  control).  Land and building of currently oper-
                ating station are leased on  a monthly basis.

 Operating Cost:   Not available.

 Cost to Motorist:  Free at present.  Phases II  and III, $7 to $8 (estim-
                    ated).  Waiver System -  Maximum mandatory repair cost
                    is $50 with provisions to raise it to  $75 in later
                    years if  required.

 Standards:  Matrix of standards for three model year groups, two engine
              size groups, and the presence or absence of air injection.
              Projected stringency factor under these standards is 35 per-
              cent.  Standards will be updated as required.
              Vehicles  1955 and older and vehicles of gross weight greater
              than 6000 Ibs are exempt from program.
                                      46

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Enforcement:
              Phase I  - not applicable.
              Phase II - changes in registration (buying, moving into
                         state, etc.) cannot be made without passing
                         inspection.
              Phase III - annual renewal of registration and changes in
                          registration cannot be made without passing
                          inspection.

Instrumentation:  For Phase I, most analysis equipment, including dyna-
                  mometers, was manufactured by Autoscan.  System uses
                  computer data processing.

Data Collection:  Odometer readings and vehicle age along with tailpipe
                  concentrations fo CO, HC, and NOx.  Computer hookup
                  (to tailpipe and engine) permits instant diagnosis,
                  with three-mode analysis of emission readings.   Vehicle
                  owner is provided with printout, indicating probable
                  cause of malfunction and recommended service action.
                  About 30 percent of the vehicles tested during  Phase I
                  did not meet standards.  Data collection during Phase II
                  will utilize highly automated techniques.

                  Accompanying Phase I was a surveillance program involving
                  650 vehicles.  Results of this effort include program
                  effectiveness, and "technical effectiveness" (vehicle
                  thruput, waiting times, etc.).  These results were used
                  to help identify required elements for the proposed
                  Phase II program.

Mechanic Training:  California has a program of mechanic licensing.

                    Under Phase I, a "certificate of qualification"  was
                    required of mechanics to perform repairs resulting
                    from the I/M program.  These mechanics had to attend
                    an orientation seminar and either:

                        (a)  possess a California "Class A" mechanic's
                             license, or
                        (b)  pass a written examination.
                    Currently developing master plan to qualify mechanics
                    in the S.C.A.B. prior to Phase II.
Waiting Time:
               No problems during Phase I where demand was kept uniform by
               mailing out notices to 450 to 500 vehicle owners daily
               (chosen at random by computer).   The owner then had 2 weeks
               from date of postmark to bring in his vehicle.

               Total inspection time is about 7 minutes.

               Waiting time objective for Phase II is less than 10 minutes
               for most vehicles and an absolute maximum of 20 minutes
               during peak periods.
                                     47

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Problems:  No action at this time on I/M in remainder of State.

Achievements:  Public  reaction has been excellent.  Unique combination
               of  exhaust  analysis, engine monitoring, and computer
               technology.  Diagnosis helps insure satisfied consumer.
                                        48

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Location:  Chicago

Type of Program:  City-operated vans,  idle mode.  Mandatory  inspection
                  with no enforcement  = voluntary inspection.   Voluntary
                  maintenance.

Sites:  Five permanent sites with two  lanes each; plus  six mobile  sites
        with two  lanes each.  Permanent sites have varied in past  years
        with a high of 9.

Chronology:  Began inspection in June  1973.  EPA Region V issued enforce-
             ment (s 113) order to city to meet inspection rate of 3000
             vehicles/day by December  1975.  If failing to comply  with
             this requirement the city was to implement full mandatory
             inspection/maintenance in March 1976; all  Cook  County vehi-
             cles entering the loop would also have been required  to
             undergo full I/M.  One year later, Chicago has  not met
             established rate and EPA  has not initiated action.

Geographic Coverage:  City of Chicago  only (1.0 million LDV's), but any
                      vehicle coming in will be inspected.  Remainder of
                      Cook County is far behind in implementation.

Administering Agency:  City of Chicago, Department of Environmental Control.

Staff Contact:  John Winkler - (312) 744-7152; Joe Seliber (312) 744-5958.

Capital Cost:  $2 million, including $350,000 design and start-up.

Operating Cost:  1977 Budget:  $1.448 million.

Cost to Motorist:  No fee collected at time of inspection.  Portion of
                   annual city vehicle registration fee allocated to cover
                   program costs.

Standards:  CO and HC standards for four model-year groups - estimated
            30 to 35 percent stringency factor.

Enforcement:  None, although Vehicle Emission Testing Ordinance adopted by
              City of Chicago during 1973.

Instrumentation:  18 Sun #910 I Analyzers, modified to  include C02  testing
                  and computer control.  Eleven backups w/o C02 modification.

Data Collection:  Record kept on emissions by Make and by Model year, es-
                  pecially late model years 1975 to 1977's which are failing
                  at above 25 percent.  Study done during 1975  to 1976 in
                  conjunction with EPA's Emission Factor Program showed
                  1975's failing at 28 percent (on Chicago test).

Mechanic Training:  Definite need,  but none to date.
                                      49

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Waiting Times:  No problems.

Problems:  Recent figures  show less  than  20 percent of city's registered
           vehicles  are  being inspected.

           City position favors mandatory I/M programs with three con-
           ditions :

           1.  Federal Government and auto manufacturers! concurrence on a
               warrantee program.  (See 207(b)  of  Clean  Air Act).

           2.  Auto  Manufacturers compliance with  statutory emissions
               standards.

           3.  I/M to be implemented regionally because  of  the  large per-
               centage of  travel on  city streets by non-Chicago vehicles.

Achievements:  Communication channels established  with Auto Manufacturers
               regarding high emission levels  of late model vehicles.
                                      50

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Location:  Cincinnati and Hamilton County, Ohio

Type of Program:  Municipally-operated permanent facilities, idle mode,
                  mandatory inspection and maintenance.

Sites:  Cincinnati - One site, four lanes, includes safety inspection.

        Norwood - One site, one lane, includes safety inspection.

        Hamilton County - Two sites (Newtown and Glenway), three lanes
                          total, no safety inspection.

Chronology:  Fully mandatory I/M began in Cincinnati and Norwood on
             January 1, 1975, with no voluntary phase-in periods.  Newtown
             began operation 8-75 and Glenway 9-75.  Operations ceased at
             Newtown and Glenway, February 1, 1976.

Geographic Coverage:  Eventually the whole of Hamilton County,  about
                      500,000 LDV's.

Administering Agency:  Individual local governments.

Area Contact:  Marion Smith, (513) 352-4880 (Cincinnati APCD)
               None (513) 632-8222 (Hamilton County Commissioners)
               Rick Hogan, (502) 564-6798 (Kentucky DAP)

Capital Cost:  (Cincinnati) $12,600 for 9 analyzers - inspection facilities
               already in operation for safety.

Operating Cost:  (Cincinnati) $130,000 for 11 additional positions.

Cost to Motorist:  $3.75, including safety,

Standards:  Same as Chicago, four-stage standards dependent on model year
            stringency factor 25 percent in 1975 and 18 percent in 1976
            and first quarter of 1977.

Enforcement:  (Cincinnati) Vehicle cannot be registered by city (sticker
              issued) unless inspection is passed.  City Division of Air
              Pollution Control has four vehicles issuing tickets on a
              limited basis.  Enforcement was initially inadequate due to
              lack of Police Department backing and difficult due to the
              inability to distinguish between Cincinnati vehicles and
              Hamilton County commuter vehicles.  However, during 1976 en-
              forcement was stepped up with nearly 80,000 citations issued
              by Cincinnati and Norwood police.

              (Hamilton County) No enforcement program.  Recently cited by
              Federal Government with court action pending.

Instrumentation:  Sun #910 I analyzers modified with color-coded scales
                  and pass/fail lights.  Cincinnati has 9 of these,
                  Norwood 2, and Hamilton County 4.

                                      51

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Data Collection:  Records kept on volumes passing and failing only.
                  Percent of vehicles not meeting standards are as follows:

Cincinnati
Norwood
1975
21.5
31.8
1976
16.9
19.7
1977*

>17.6
Mechanic Training:
               First quarter.

     No formal program, but Colorado State University
     conducted a course for Cincinnati metropolitan
     area vocational education instruction in June 1976.
Waiting  Time:  No major  problems.

Problems:  Woefully  low  throughput  caused  by no  enforcement  and  lack  of
           "tradition  of inspection,"  caused Hamilton County to  cease
           operations  February  1,  1976.

           Lack  of phase-in  period  and adequate  PR caught  public by
           surprise.   Complaints  that  Kentucky commuters should  be
           tested.   (Kentucky established  a  voluntary program in the
           three northern Kentucky  counties  of Boone, Campbell,  and
           Kenton on December 1,  1977.   One  state  owned van  visits
           shopping  centers  in  order to  stimulate  car owners'
           participation.)
 Achievements:
Demonstrated short lead time adding I/M to existing safety
program.

With improved enforcement, approximately 90 percent of
registered LDV's in Cincinnati compiled with I/M require-
ments during 1976.
                                      52

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Location:  New Jersey

Type of Program:  State-operated permanent facilities, idle mode,
                  mandatory inspection and maintenance.  Includes
                  safety inspection.  Failed vehicles may be retested
                  at certified private garages, for $1.00 certificate
                  fee plus labor charges.

Sites:  38 sites, 68 lanes, one mobile van (rotates among sites).

Chronology:  Inspections began July 1972, with voluntary maintenance
             phase.  Fully mandatory program commenced February 1, 1974
             with Phase I standards.  On November 1, 1975, Phase II
             standards became effective, and private garage reinspection
             began a 2-year trial period.  Also beginning on this date
             new cars were withheld from inspection for their first 2
             yearly re-registrations.  Phase III standards, originally
             scheduled to become effective on February 1, 1976, were post-
             poned until at least January 1978.  Phase III now subject
             to public hearings and final review.

Geographic Coverage:  Entire State of New Jersey (3.9 million LDV's).

Administering Agency:  New Jersey Department of Environmental Protection
                       (establishes standards and technical procedures),
                       Department of Motor Vehicles (administers testing
                       and enforces standards).

Staff Contact:  John Elston, NJDEP, (609) 292-6714.

Capital Cost:  $250,000 for analyzers and related equipment-inspection
               facilities already in operation for safety.

Operating Cost:  DEP, $330,000/yr
                 DMV, $l,000,000/yr
                 Total $l,330,000/yr

Cost to Motorist:  $2.50, taken out of yearly registration fee, includes
                   safety.
                   $1, additional fee at reinspection garages for
                   certificate, garage labor charges extra.

Standards:  Phase I   - approx. 12 percent stringency factor.
            Phase II  - approx. 16 percent stringency factor.
            Proposed Phase III - approx. 23 percent stringency factor.
            All phases are four-stage, dependent on model year.

Enforcement:  Vehicle cannot be registered unless inspection is passed.
              Enforced by sticker system.  Proposed HDV standards to be
              enforced on the road (pullover spot check) and at operators
              facilities.
                                     53

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Instrumentation:  125 specially modified Sun "EET 910" analyzers w/color-
                  coded scales and pass/fail lights.

                  Replacement equipment purchase budgeted for FY78.

Data Collection:  Records kept for initial emissions test.  Initial
                  refailure rate  of  40 percent had dropped to 18 percent
                  during Phase I.  Phase II refailure rate has stabilized
                  at 25 percent.  NJDEP also  conducts periodic surveillance
                  on groups of 1000  vehicles.

Mechanic Training:  Training program to be conducted at vocational schools
                    starting fall 1977.  Program instructors  trained
                    during spring 1977.

                    Plans to certify mechanics  thorugh NIASE.  Exxon has
                    already conducted mechanic  training  for  emissions,
                    affecting about  15 percent  of all service stations
                    in state.

Waiting Times:  Major delays predated the advent of  emission  inspection
                and continued into both emission Phases  I and II.  Delays
                cause many vehicles  to needlessly fail the CO emissions
                test because of  the  "hot idle"  effect.   These vehicles
                return to be retested for CO, making waiting  lines even
                longer.

Problems  (other):  Two year exemption for new cars means  approx.  30,000
                   miles pass before cars are first  inspected.   Lack of
                   capital - capacity improvements cannot be  made.
                    DMV resistance to  the incorporation of Phase III
                    standards.   Refailure rate has stabilized at 25 percent
                    considered  unsatisfactory.
 Achievements:   Nation's longest ongoing I/M program.   Thirteen percent
                improvement  in ambient CO readings since program began.
                This reduction is holding.   Four thousand,  two-hundred
                garages have installed exhaust analyzers (as of January
                1977).   This number has risen with the inception of the
                private garage reinspection program.
                                      54

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Location:  Nevada

Type of Program:  Idle test by licensed service stations, garages and
                  auto dealers, includes check and adjustment of primary
                  vehicle specifications.

Sites:   Approximately 120 to 125 licensed private stations located in
        Clark County, Nevada.

Chronology:  Pilot testing and inspection program initiated July 1974
             for change of ownership vehicles in Clark County-  Annual
             inspection program scheduled for July 1, 1975, postponed.
             State Environmental Commission directed to conduct a
             thorough study of a compulsory annual I/M program.  Nevada
             Assembly Bill 464 effective July 1, 1977.  Mandatory I/M
             in all counties with population greater than 100,000 to be
             phased in by July 1, 1979.

Geographic Coverage:  Presently Clark County only, light-duty vehicle
                      population about 200,000.  Annual Inspection and
                      Maintenance to be established in both Clark and
                      Washoe Counties by July 1979.

Adminstering Agencies:  Department of Motor Vehicles
                        Department of Human Resources

Staff Contacts:  E. J. Silva, Vehicle Compliance and Enforcement Section,
                 D. M. V. (702) 885-5396.

Capital Costs:  Not reported.  D. M. V. outfitted with exhaust analyzer,
                calibration gases and pick-up truck.

Operating Costs:  Recovered from fees - $2  - Certificate of Compliance fee
                                        $25 - Annual station license fee.

Cost to Motorists:  Inspection fee equal to sum of $2 certificate fee
                    plus labor charges.  Total fee ranges from $8.50
                    to 17.00 due to variations in prevailing shop labor
                    rates.  Stations permitted to set own fee with D.M.V.
                    approval.

Standards:  CO and HC standards for three model-year groups.

Enforcement:  Vehicles cannot be registered without Certificate of
              Compliance.

Instrumentation:  Nevada list of approved exhaust gas analyzers.

Data Collection:  Vehicle description, motor vehicle specification settings,
                  and CO and HC tailpipe concentrations.
                                     55

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Mechanic Training:  No  formal  program  as  such but for mechanics to be
                    licensed as  "Approved Inspector", they must provide
                    documentation of automotive schooling and experience,
                    must  be qualified  to  operate emissions analyzing
                    equipment, and pass written examination.

Station Licensing:  To  become  an "Authorized Station" to perform  emission
                    test, a station must  employ an  "Approved  Inspector,"
                    own proper tools and  equipment  for  performing test
                    and present  a $1000  surety bond.

Waiting and  Test  Time:  No problems.   During change of  ownership  phase
                        most vehicles  are conveyed  by dealers who perform
                        inspection and required  adjustments  as  routine
                        task of  vehicle  preparation.   Nevada  inspection
                        requires about 15 to 20  minutes.

Problems:  Minimal.

Achievements:   Consumer complaints have  been minimal.   Unique combination
                of inspection testing and  check and  adjustment of  primary
                manufacturer's  specification settings.   Most vehicles  attain
                at least some improvement  in terms  of performance, emission
                reductions, and fuel savings.

                D.M.V.  control  of licensings of stations and  inspectors
                including  regular visits  to check station performance,
                tools  and  emission analyzing equipment.
                                       56

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Location:  Portland, Oregon

Type of Program:  Combination of permanent and mobile facilities, idle
                  mode, mandatory inspection and maintenance.  Inspection
                  is biennial at present.

Sites:  Five permanent sites, 10 lanes; four mobile vans, five lanes
        Nine sites, 15 lanes total.  Plans call for expansion to 17 lanes.

Chronology:  Voluntary inspection and maintenance commenced January 1974.
             In 18 months, 105,000 vehicles were tested.  No transitional
             mandatory/voluntary phase.  Fully mandatory I/M began
             July 1, 1975.

Geographic Coverage:  Portland Metropolitan Service District - urbanized
                      portions of Washington, Multnomah, and Clackamas
                      Counties (580,000 LDV's ^8400 Ibs).

Administering Agency:  Oregon Department of Environmental Quality (DEQ).

Staff Contact:  Ron Householder, (503) 229-6200.

Capital Costs:  Total cost of analyzers (29) was about $200,000.   Only
                one station was actually built for the program,  construc-
                tion costing $77,000.  Located on State right-of-way,
                land costs are not included.  This station has loaded-mode
                and safety testing capabilities.  The four remaining
                permanent facilities are leased.  A complete mobile van
                setup, including new vehicle, three analyzers, and sec-
                ondary equipment, cost $40,000 in 1975.

Operating Costs:  Approx. $1.45 million for "on" year, $0.8 million for
                  "off" year.

Cost to Motorist:  $5 for issuance of Certificate of Compliance.   Un-
                   limited retests.

Standards:  Multiple standards, based on manufacturer's specifications,
            involving model year groups, manufacturer groups, and engine
            modifications.  Testing involves preconditioning to offset
            hot idle effect.  Vehicles can also be rejected for exhaust
            dilution, visible smoke, and excessive idle speed.  Stringency
            factor is about 35 percent.

Enforcement:  Vehicles cannot be registered without Certificate of
              Compliance.
                                     57

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Instrumentation:
Data Collection:
      29 Sun "OEA 75" analyzers with digital readout of HC, CO,
      and C02, and with  remote viewing gauges.  Systems are
      fully computer compatible, but are not computer controlled
      at this time.  For supplementary data generation, two
      Clayton and two Autoscan dynomometers are used.  Oregon
      State University has  CVS testing capabilities.

      Actual stringency  factor,  July  1975  to March 1977, was
      36 percent.  Survey of  3570  vehicles during February to
      March 1977 found refailure rate of  22 percent,  up from
      16 percent reported earlier.
      Record kept of all emission  readings.   Readings are taken
      at idle speed, 2500 rpm (intended mainly as precondition-
      ing), and then again  at idle, with  the  lower of the idle
      readings governing.
Mechanic Training:
 Waiting Time:
 Other Aspects:
 Problems:
         Emission-related  tune-up course at Clackamas  Community
         College,  in  response  to  Oregon I/M.   EPA Region X
         assisted  with funding through DEQ.  Several hundred
         enrollees in the  past 2  years.
         An  increase  in training  by major service station parent
         organization has  been noted.   Other  community colleges
         and vocational school have established self-initiated
         training  programs.  DEQ  is proposing to conduct mechanic
         training  seminars.
    Systemwide average waiting time approximately 15 minutes
    during 1976 ("on" year).   Total inspection time averages
    3 minutes.

     Inspections tied into biennial motor vehicle registration
     system.   Even numbered years are "on" years with approxi-
     mately 80 percent of LDV registrations due for renewal,
     and odd  numbered years are "off" years with remaining 20
     percent  due for renewal.   Inspection stations were opened
     7 days/week during 1976  with 75 emission inspectors on
     payroll.  During 1977, stations opened 5 days/week,
     Tuesday  through Saturday.  Only 23 emission inspectors
     required to inspect "off" year (1977) demand.  Licensed
     private  fleets (more than 100 vehicles) may inspect them-
     selves.   Inspection of HDV's proposed for 1978.

The 2-year inspection interval hurts program effectiveness.
cash flow, and creates personnel problems.  It will be at
least July 1977 before interval can be shortened legislatively.
(No action expected at this time).  Public criticism of "lack
of uniformity" - Portland area residents feel that commuters
from Washington State should  be tested, as well as vehicles in
                                       58

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           the remainder of Oregon.  Some evidence of vehicles being re-
           adjusted following the passing of inspection due to drive-
           ability problems.

Achievements:  Estimated reduction in CO and HC emissions of 14 percent
               and 7 percent, respectively,  have been achieved during
               first inspection cycle.

               Many garages are buying analyzers, indicating increased
               acceptance.  Of all I/M programs, has the most extensive,
               and therefore the most equitable standards.  Difficulties
               in identifying vehicles and their standards have been
               minimal.
                                     59

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Location:  Rhode Island

Type of Program:   Idle test  by  certified  private  garages.  Performed  in
                   conjunction with safety inspection.

Sites:  Approximately 600  private garages statewide.

Chronology:   Inspection  began November 1, 1977 with  voluntary  maintenance.
              Fully Mandatory I/M program commences  January  1,  1979.

Geographic Coverage:  Entire State of Rhode Island  (0.5 million LDV's)

Administering Agency:  Rhode Island  Department of  Transportation.

Staff  Contact:   Alfred Masserone, Chief Safety and  Emissions (401)  277-2983
                 Thomas Getz, Rhode Island Department of Health (401)  277-2808

Capital  Costs:   $1,000,000 (includes first year operating costs) for  con-
                 struction  of State-Run Challenge Lane Facility.
                 Capital  to be repaid from inspection fee.

 Operating Costs:  First  year included in Capital Cost appropriation.

 Cost to  Motorists:  $4.00  inspection fee - $1.00 to state,  $3.00 to
                     private garage.

 Standards:   Adopted New  Jersey  Phase I standards as interim guideline during
             first year  of  program.  As of December  18, 1977, 69.6 percent
             passed,  28.9 percent failed (1.4 percent unclassified).  Of the
             failed vehicles, 28.7 percent were voluntarily repaired.

 Enforcement:  Windshield stickers, staggered basis.

 Instrumentation:  Approved list of exhaust analyzers based on California list.

 Data Collection:  Data to be collected include initial emission concentration
                   of HC and CO, type, make, year, and mileage of vehicle,
                   repairs and cost, emission concentrations after voluntary
                   maintenance.

 Mechanic Training:  First year - Mechanic orientation seminars required for
                     "approval to inspect vehicles."  Existing programs at
                     Vocational School System based on EPA-approved program
                     developed at Colorado State University.

 Waiting  Time:   Inspection takes approximately  30 to 40 minutes, most garages
                 use an appointment system.

 Other Aspects:  State-run central inspection facilty is used as a referee
                 station for  individuals who challenge the findings of a
                 private garage.  This facility also inspects taxicabs,
                 buses,  jitneys,  and other vehicles used  for the transportation
                 of passengers for hire.

                                       60

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Problems:  Originally intended to use centralized test lane approach
           operated by a private contractor.

Achievements:  Program initiated and supported by Governor and RIDOT with
               backing from Executive and Legislature Branches.
                                     61

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                             APPENDIX A

         COMPILATION OF EMISSION STANDARDS FOR I/M PROGRAMS
Chicago and Cincinnati—Idle

                           Model year
            HC
           CO
               (nonfleet
                vehicles)
pre-68
68-69
70-74
75+
1000 ppm  6.0%
 600      5.0
 500      4.0
 250      1.5
New Jersey—Idle
                            Model year
              HC
           CO
pre-68
68-69
70-74
pre-68
68-69
70-74
75+
pre-68
68-69
70-74
75+
1600 ppm
800
600
1400 ppm
700
500
300
1200 ppm
600
400
200
10.0%
8.0
6.0
8.5%
7.0
5.0
3.0
7.5%
6.0
4.0
2.0
            Phase I,
            effective
            Feb. 1, 1974
            Phase II,
            effective
            November 1,  1975

            Phase III, not
            effective
            until at least
            January, 1978

Washington, D.C.—Idle  (volunteer program partially sponsored by U.S. DOT
NHTSA Diagnostic Demonstration Project)
                     Model year

                       pre-68
                       68-70
                       71+
      HC
    CO
    700 ppm  6.0%
    400      5.0
    300      4.0
 Rhode Island—Idle
                     Model year    HjC       (X)
pre-68
68-69
70-74
75+
1600 ppm
800
600
300
10%
8.0%
6.0%
3.0%
                                 62

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5.   Nevada—Idle

                          Model year    HC       CO

                            pre-69    1200 ppm  7.5%
                            68-69      600      5.0
                            70         400      4.0
                            71+        400      4.0
*
 In Nevada 1971 and later vehicles must also be tuned to manufacturer's
emission control specifications.


                                     63

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 Arizona—Loaded (1976)
    Engine   Model    Curb    No. of
    type    year    weight   cycles
                                           Hi-cruise
HC
CO
Lo-cruise

HC       CO
                                                                                   Idle
                                     HC
CO
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
2-stroke
Diesel
All
pre-68
pre-68
68-71
68-71
72-74
72-74
75+
All
All
2000
> 2000
> 2000
> 2000
> 2000
> 2000
> 2000
> 2000
All
All

4
5
4
5
4
5



All
or less
or more
or less
or more
or less
or more
All
All
All
700 ppm 8
1,000
700
450
380
380
300
100
23,000
( —
5
4
3
3
3
2
0
•111 8
20% 01
.6%
.0
,25
.75
.0
.0
.5
.9
.0
pacit
1,050 ppm 7.5%
1,000 ppm
700
450
380
380
300
120

y -)
6.0%
5.25
4.25
3.5
3.5
3.0
1.0


1,300
950
500
450
450
350
150
23,000

9.5
7.75
6.0
5.5
5.5
4.0
1.5
6.0

Arizona—Idle(1977) (diagnostic evaluation conducted at 1976 loaded mode standards  compliance
required at 1977 idle standards only.)

                                                                 Idle
Engine
type
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
4-stroke
2-stroke
Model
year
All
pre-1968
pre-1968
68-71
68-71
72-74
72-74
75+
75+
All
Curb
weight
MC
> 2000
> 2000
> 2000
> 2000
> 2000
> 2000
< 6000
> 6000
All
No. of
cycles
All
4 or less
5 or more
4 or less
5 or more
4 or less
5 or more
All
All
All
HC
2000 ppm
2000
1500
850
750
450
400
250
400
18,000
CO
9.0%
9.5
9.5
8.0
8.0
7.2
7.0
3.3
7.0
6.0

-------
7.   Riverside—Loaded
Model
year
55-65
55-65
66-67
66-67
66-67
68-70
68-70
68-70
68-70
71+
71+
71+
71+
No. of
cylinders
4
5
4
5
5
4
4
5
5
4
4
5
5
or
or
or
or
or
or
or
or
or
or
or
or
or
less
more
less
more
more
less
less
more
more
less
less
more
more




w/AI

w/AI

w/AI

w/AI

w/AI
Hi-cruise
HC
1200 ppm
1000
1200
500
500
600
600
500
500
500
500
400
400
CO
6.5%
5.5
6.5
4.0
4.0
4.5
4.5
4.0
4.0
3.5
3.5
2.5
2.5
Lo-cruise
HC
1200 ppm
1000
1200
500
500
600
600
500
500
500
500
400
400
CO
7.0%
6.0
7.0
4.5
4.5
5.0
5.0
4.5
4.5
4.0
4.0
3.0
3.0
NOX
2500 ppm
2500
2500
2500
2500
2500
2500
2500
2500
2500
2500
2500
2500
Idle
HC
1900 ppm
1200
1900
500
400
650
500
500
400
600
450
350
250

CO
8.0:
8.0
8.0
7.0
5.5
7.0
5.5
7.0
5.5
5.0
3.5
4.0
3.0
             AI = Air Injection

-------
8.   Oregon Light Duty Motor Vehicle  Emission Control Idle Emission  Standards.
     This section  is  in  three  parts.   The  first  section  specifies  idle  carbon
monoxide limits, the  second  specifies  idle hydrocarbon limits,  and the  third
specifies maximum  smoke  levels.

     (1)  Carbon Monoxide  idle emission values not  to be exceeded:

                                                             Enforcement
                                           Base standard      tolerance %
                                                 %        through June,  1977
ALFA ROMEO

   1975  and  1976
   1971  through 1974
   1968  through 1970
   pre-1968

AMERICAN MOTORS  CORPORATION

   1975  and  1976  noncatalyst
   1975  and  1976  catalyst  equipped
   1972  through 1974
   1970  through 1971
   1968  through 1969
   pre-1968
   Above 6000 GVW,  1974 through 1976

 ARROW,  Plymouth  -  see COLT, Dodge

 AUDI

   1975  and  1976
   1971  through  1974
   1968  through  1970
   pre-1968
1.5
3.0
4.0
6.0
1.5
0.5
2.0
3.5
5.0
6.0
2.0
1.5
2.5
4.0
6.0
1.0
1.0
1.5
0.5
0.
0.
1.
1.
0.
,5
,5
.0
.0
.5
0.5
1.0
0.5
1.0
1.0
0.5
                                      66

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                                          Base standard
             Enforcement
             tolerance, %
          through June, 1977
AUSTIN - see BRITISH LEYLAND

BMW

  1975 and 1976
  1974, 6 cyl.
  1974, 4 cyl.
  1971 through 1973
  1968 through 1970
  pre-1968

BRITISH LEYLAND
1.5
2.5
2.0
3.0
4.0
6.0
  Austin, Austin Healey, Morris, America, and Marina
    1975
    1973 through 1974
    1971 through 1972
    1968 through 1970
    pre-1968

  Jaguar
    1975 and 1976
    1972 through 1974
    1968 through 1971
    pre-1968
2.0
2.5
4.0
5.0
6.5
0.5
3.0
4.0
6.0
0.5
  ,0
  ,0
  ,0
  ,0
0.5
0.5
1.0
1.0
1.0
0.5
0.5
1.0
1.0
0.5
                                      67

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                                                            Enforcement
                                          Base standard     tolerance, %
                                                %        through June, 1977

 MG
   1976  MG                                    0.5              0.5
   1975  MG,  MG Midget and 1976                2.0              0.5
      MG  Midget
   1973  through 1974 MGB, MGBGT, MGC          3.0              1.0
   1971  through 1974 Midget                   3.0              1.0
   1972  MGB, MGC                              4.0              1.0
   1968  through 1971, except 1971 Midget      5.0              1.0
   pre-1968                                    6.5              0.5

  Rover
   1971  through 1974                          4.0              1.0
   1968  through 1970                          5.0              0.5
   pre-1968                                    6.0              0.5

  Triumph
    1975  and  1976                              2.0              0.5
    1971  through 1974                          3.5              1.0
    1968  through 1970                          4.0              1.0
   pre-1968                                    6.5              0.5

BUICK - see GENERAL MOTORS

CADILLAC  - see GENERAL MOTORS

CAPRI - see FORD MOTOR COMPANY, 4 cyl.

CHECKER

  1975 and 1976 catalyst equipped              0.5              0.5
  1973 through 1974                            1.0              1.0
  1970 through 1972                            2.5              1.0
  1968 through 1969                            3.5              1.0
  pre-1968                                     6.0              0.5

CHEVROLET - see GENERAL MOTORS

CHEVROLET L.U.V. - see L.U.V., Chevrolet

CHRYSLER - see CHRYSLER CORPORATION

CHRYSLER CORPORATION  (Plymouth, Dodge, Chrysler)

  1975 and 1976 noncatalyst                    1.0              0.5
  1975 and 1976 catalyst equipped              0.5              0.5
  1972 through 1974                            1.0              1.0
  1969 through 1971                            1.5              1.0
  1968                                         2.0              1.5


                                      68

-------
                                                             Enforcement
                                           Base standard     tolerance, %
                                                 %        through June, 1977

 CHRYSLER  CORPORATION  (Plymouth,  Dodge,  Chrysler)  (continued)

  pre-1968                                      6.0              0.5
  Above 6000 GVW,  1968  through 1971             4.0              1.0
  Above 6000 GVW,  1972  through 1976             2.0              1.0

 CITROEN

  1971 through 1974                             3.0              1.0
  1968 through 1970                             4.0              1.0
  pre-1968                                      6.0              0.5

 COLT, Dodge

  1975 and 1976                                 3.0              0.5
  1971 through 1974                             5.0              1.0
  pre-1971                                      6.0              0.5

 COURIER

  1975 and 1976                                 1.5               0.5
  1973 through 1974                             2.0               1.0
  pre-1973                                      4.0               1.0

 CRICKET, Plymouth

  1973 through 1974 (twin carb. only)           3.0               1.0
  1972 (twin carb. only)                        4.5               1.0
  pre-1972 (and 1972 through 1973               7.5               0.5
    single carb. only)

DATSUN

  1975 and 1976                                 2.0               0.5
  1968 through 1974                             2.5               1.0
  pre-1968                                      6.0               0.5

DE TOMASO - see FORD MOTOR COMPANY

DODGE - see CHRYSLER CORPORATION

DODGE COLT - see COLT, Dodge

-------
                                                            Enforcement
                                          Base standard     tolerance, %
                                                %         through June, 1977
FERRARI
  1975 and 1976                                 0.5               0.5
  1971 through 1974                             2.5               1.5
  1968 through 1970                             A.O               1.5
  pre-1968                                      6.0               0.5

FIAT

  1975 and 1976 noncatalyst                     1.5               0.5
  1975 and 1976 catalyst  equipped               0.5               0.5
  1974                                          2.5               1.0
  1972 through 1973  124 spec,  sedan            4.0               1.0
    and wagon
  1972 through 1973  124 sport  coupe            3.0               1.0
    and spider
  1972 through 1973  850                         3.0               1.0
  1971 850 sport  coupe and spider               3.0               1.0
  1971 850 sedan                                6.0               0.5
  1968 through 1970,  except  850                 5.0               0.5
  1968 through 1970  850                         6.0               0.5
  pre-1968                                      6.0               0.5

 FORD  - see FORD MOTOR COMPANY

 FORD  MOTOR COMPANY (Ford, Lincoln,  Mercury,  Capri,  except Courier)

  1975 and 1976 noncatalyst                     1.0               0.5
  1975 and 1976 catalyst  equipped               0.5               0.5
  1972 through 1974,  except  4  cyl.              1.0               1.0
  1972 through 1974,  4 cyl., except            2.0               1.0
     1971  through  1973 Capri
  1971 through 1973  Capri only                 2.5               1.0
  1970 through 1971                             2.0               1.0
  1968 through 1969                             3.5               1.0
  pre-1968                                      6.0               0.5
  Above  6000 GVW, 1968 through 1971*            4.0               1.0
  Above  6000 GVW, 1972 through 1973            3.0               1.0
  Above  6000 GVW, 1974 through 1976            2.0               1.0

 GENERAL  MOTORS  (Buick, Cadillac,  Chevrolet,  CMC, Oldsmobile, Pontiac)

   1975 and  1976 noncatalyst                     1.0               0.5
   1975 and  1976-catalyst  equipped              0.5               0.5
   1972  through  1974                             1.0               1.0
   1970  through  1971, except  4  cyl.              1.5               1.0
   1970  through  1971, 4  cyl.                     2.5               1.0
   1968  through  1969                             3.5               1.0

                                      70

-------
                                          Base  standard
                                                6.0
                                                4.0
                                                3.0
                                                2.0
GENERAL MOTORS (continued)

  pre-1968
  Above 6000 GVW, 1968 through 1971
  Above 6000 GVW, 1972 through 1973
  Above 6000 GVW, 1974 through 1976

CMC - see GENERAL MOTORS

HONDA AUTOMOBILE

  1975 and 1976 CVCC
  1975 and 1976, except CVCC engine
  1973 through 1974
  pre-1973

INTERNATIONAL-HARVESTER

  1975 and 1976
  1972 through 1974
  1970 through 1971
  1968 through 1969
  pre-1968

JAGUAR - see BRITISH LEYLAND

JEEP - see AMERICAN MOTORS

JENSEN-HEALEY
  1973 and 1974                                4.5

JENSEN INTERCEPTOR & CONVERTIBLE - see CHRYSLER CORPORATION

LAND ROVER - see BRITISH LEYLAND, Rover

LINCOLN - see FORD MOTOR COMPANY
                                                            Enforcement
                                                            tolerance, %
                                                         through June, 1977
0.5
1.0
1.0
1.0
                                               1.0
                                               1.5
                                               3.0
                                               5.0
                                               2.5
                                               3.0
                                               4.0
                                               5.0
                                               6.0
L.U.V., Chevrolet

  1974 through 1976
  pre-1974

MAZDA

  1975 and 1976
  1968 through 1974, Piston Engines
  1974, Rotary Engines
  1970 through 1973, Rotary Engines
                                               1.5
                                               3.0
                                               1.5
                                               4.0
                                               2.0
                                               3.0
0.5
0.5
1.0
1.0
0.5
1.0
1.0
1.0
0.5
                                                                1.0
1.0
1.0
0.5
1.0
0.5
0.5
                                      71

-------
                                           Base  standard
             Enforcement
             tolerance, %
          through June, 1977
MERCURY - see FORD MOTOR COMPANY

MERCEDES-BENZ

  1975 and 1976 noncatalyst,  4 cyl
  1975 and 1976,  all  other
  1973 through 1974
  1972
  1968 through 1971
  pre-1968
  Diesel Engines  (all years)

MG -  see BRITISH  LEYLAND

OLDSMOBILE -  see  GENERAL MOTORS

OPEL

  1975 and 1976
  1973 through 1974
  1970 through 1972
  1968 through 1969
  pre-1968

PANTERA  - see FORD MOTOR COMPANY

PEUGEOT

  1975 and 1976
  1971 through 1974
  1968 through 1970
  pre-1968
  Diesel Engines  (all years)

PLYMOUTH -  see CHRYSLER CORPORATION

PLYMOUTH CRICKET  -  see CRICKET, Plymouth

PONTIAC  - see GENERAL MOTORS

PORSCHE

   1975  and 1976
   1972  through  1974
   1974  Fuel  Injection 1.8 liter (914)
   1968  through 1971
   pre-1968
1.0
0.5
2.0
4.0
5.0
6.0
1.0
1.5
2.5
3.0
3.0
6.0
1.5
3.0
4.0
6.0
1.0
2.5
3.0
5.0
5.0
6.5
0.
0.
1.
1.
1.
0.5
0.5
0.5
1.0
1.0
1.0
0.5
0.5
1.0
1.0
0.5
0.5
0.5
1.0
1.0
1.0
0.5
                                       72

-------
                                           Base  standard
             Enforcement
             tolerance, %
          through June, 1977
RENAULT

  1976 Carbureted
  1975 and 1976 fuel injection
  1975 carbureted
  1971 through 1974
  1968 through 1970
  pre-1968

ROLLS-ROYCE and BENTLEY

  1975 and 1976
  1971 through 1974
  1968 through 1970
  pre-1968

ROVER - see BRITISH LEYLAND

SAAB

  1975 and 1976
  1968 through 1974, except 1972
    99 1.85 liter
  1972 99 1.85 liter
  pre-1968 (two-stroke cycle)

SUBARU

  1975 and 1976
  1972 through 1974
  1968 through 1971, except 360's
  pre-1968 arid all 360's

TOYOTA

  1975 and 1976 Catalyst equipped
  1975 and 1976 4 cyl.
  1975 and 1976 6 cyl.
  1968 through 1974, 6 cyl.
  1968 through 1974 4 cyl.
  pre-1968

TRIUMPH - see BRITISH LEYLAND
1.5
1.5
0.5
3.0
5.0
6.0
0.5
3.0
4.0
6.0
1.5
3.0

4.0
3.0
1.5
3.0
4.0
6.0
0.5
2.
1.
3.0
4.0
6.0
0.
0.
0.
1,
1.
0.
0.
0.
1,
1,
0.5
0.5
1.0
1.0
0.5
0.5
1.0

1.0
3.5
0.5
1.0
1.0
0.5
,5
,5
,5
,0
,0
0.5
                                      73

-------
                                                            Enforcement
                                          Base standard     tolerance, %
                                                %        through  June, 1977
VOLKSWAGEN
  1976 Rabbit and Scirocco                      0.5               0.5
  1976 All Others                               2.5               0.5
  1975 Rabbit, Scirocco, and Dasher            0.5               0.5
  1975 All Others                               2.5               0.5
  1974 Dasher                                   2.5               1.0
  1974 Type 4 Fuel Injection 1.8  liter         5.0               0.5
  1972 through 1974, except Dasher              3.0               1.0
  1972 through 1974 Dasher                      2.5               1.0
  1968 through 1971                             3.5               1.0
  pre-1968                                      6.0               0.5

VOLVO

  1975 and 1976  6 cyl.                          1.0               0.5
  1975 and 1976  4 cyl.                          2.0               0.5
  1972 through 1974                             3.0               1.0
  1968 through 1971                             4.0               1.0
  pre-1968                                      6.5               0.5

NONCOMPLYING  IMPORTED VEHICLES

  All                                           6.5               0.5

DIESEL POWERED VEHICLES

  All                                           1.0               0.5
 ALL VEHICLES NOT  LISTED  AND VEHICLES  FOR WHICH NO VALUES ENTERED

   1975 and 1976 noncatalyst,  4  cyl.             2.0              0.5
   1975 and 1976 noncatalyst,  all               1.0              0.5
     except 4 cyl.
   1975 and 1976 catalyst equipped              0.5              0.5
   1972 through 1974                            3.0              1.0
   1970 through 1971                            4.0              1.0
   1968 through 1969                            5.0              1.0
   pre-1968 and those engines less than         6.5              0.5
     50 cu. in.  (820 cc)  displacement
                                      74

-------
     (2)  Hydrocarbon idle emission values not to be exceeded:

                Enforcement
   Base          tolerance
 standard    through June, 1977

No HC check         -            All two-stroke cycle engines & diesel
                                 ignition.

1600 ppm           250           Pre-1968 4 or less cyclinder engines, 4 or
                                 less cylindered noncomplying imports, and
                                 those engines less than 50 cu. in. (820 cc)
                                 displacement.

1300 ppm           250           Pre-1968 with more than 4 cylinder engines,
                                 and noncomplying imports with more than
                                 4 cylinder engines.

800 ppm            200           1968 through 1969, 4 cylinder.

600 ppm            200           All other 1968 through 1969.

500 ppm            200           All 1970 through 1971.

400 ppm            200           All 1972 through 1974,  4 cylinder.

300 ppm            200           All other 1972 through 1974.

200 ppm            100           1975 and 1976 without catalyst.

125 ppm            100           1975 and 1976 with catalyst.

     (3)  There shall be no visible emission during the steady-state unloaded
engine idle portion of the emission test from either the vehicle's exhaust
system or the engine crankcase.  In the case of diesel engines and two-stroke
cycle engines, the allowable visible emission shall be no greater than 20 per-
cent opacity.

     (4)  The Director may establish specific separate standards, differing
from those listed in subsections (1), (2), and (3), for vehicle classes which
are determined to present prohibitive inspection problems using the listed
standards.
                                      75

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                                 APPENDIX B

                                BIBLIOGRAPHY
     The bibliography is broken down by major topics.  An asterisk (*) denotes
a recommended source.  It is recommended that these reports be read first
when seeking information on inspection/maintenance.
                                      76

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                   INSPECTION AND MAINTENANCE BIBLIOGRAPHY
I.     OVERVIEW OF INSPECTION/MAINTENANCE

      A.    General

           1.    Automotive Industry Coordinating Committee to Conserve Energy.
                The Need for a Nationwide System of Comprehensive Periodic
                Motor Vehicle Inspection.  Teaneck, New Jersey.  1976.

           2.    Calhoon, Joseph C.   Experience With Inspection and Maintenance
                Programs:  A Manufacturer's Viewpoint.   Environmental Activities
                Staff.   General Motors Corporation.  (Presented at NVECC-IV.
                Anaheim.  November  1975.)

           3.    Castaline, Alan H.  and Benjamin F.  Kincannon.  An Overview of
                Inspection/Maintenance Issues.  GCA Corporation, GCA/Technology
                Division, Bedford,  Massachusetts.   (Presented at 15th Annual
                Purdue Air Quality  Conference.  Indianapolis.  November 9,
                1976.)

           4.    Collins, Frank and  Gerald J. Thurson.   State Inspection of
                Automobiles to Monitor the Performance  of Exhaust Gas Emission
                Control Systems.  (Presented at the 40th National Conference  of
                the Opinion Research Society of America.)

           5.    Gorman, George J.   I/M Program Checklist.  U.S. Environmental
                Protection Agency,  Region III, Philadelphia, Pennsylvania.
                PB 247825.  1975.

           6.    Hamilton Test Systems.  A Pocket Guide  to Emissions Inspection.

           7.    Hamilton Test Systems.  A Pocket Guide  to Periodic Motor Vehicle
                Inspection.

          *8.    Meltzer, J., et al.  A Review of Control Strategies for In-Use
                Vehicles.  Aerospace Corporation,  California, for U.S. Environ-
                mental Protection Agency.  Emission Control Technology Division.
                PB 241768.  December 1974.
                                     77

-------
 9.   Morris,  J.  Roger.   Control of  Automobile  Related  Air  Pollution:
      Past  Results  and Future Prospects.   Office  of  Mobile  Source
      Air Pollution Control,  U.S. Environmental Protection  Agency.
      Draft.   1976.

10.   Panel on Air  Quality,  Noise and Health, E-Tuerk,  U.S. EPA Chair-
      man.  Air Quality,  Noise and Health.  Report of a panel of the
      Interagency Task Force on Motor Vehicle Goals Beyond  1980.
      Interim  Report.   March 1976.

11.   Shutler,  Dr.  Norman D.   Overview of Inspection/Maintenance.
      U.S.  Environmental  Protection Agency.  (Presented at  MVECC-IV.
      Anaheim.   November  1975.)

12.   TRW.  A  Study of Mandatory Engine Maintenance for Reducing
      Vehicle  Exhaust  Emissions.  Executive Summary.  July  1973.

13.   U.S.  Department  of  Transportation (National Highway Traffic
      Safety Administration).  Costs and Benefits of Motor  Vehicle
      Inspection.  January 1975.

14.   U.S.  Environmental  Protection Agency, Region I.  A Citizens
      Guide to Automotive Inspection.  1976.

 15.   U.S.  Environmental  Protection Agency.  Control Strategies for
       In-Use Vehicles. November 1972.

*16.   U.S.  Environmental  Protection Agency.  Inspection/Maintenance
      Binder of Background Materials.  April 1976.

 17.    U.S.  Environmental  Protection Agency, Region I.  Issues on
       Inspection and Maintenance.  March 1975.

 18.    U.S.  Environmental  Protection Agency.  Strategies and Air
       Standards Division.  Inspection and Maintenance:  A Guide for
       Implementation.   February 1974.

 19.    U.S.  Environmental  Protection Agency.  I/M:  Cost-Effectiveness
       and Feasibility of  Implementation.  Preliminary Working Draft I.
       May 1976.

*20.    Walsh,  Michael P.  The Need for and Benefits of Inspection and
       Maintenance of In-Use Motor Vehicles.  U.S. Environmental
       Protection Agency.   Motor Source Enforcement Division.  November
       1976.

 21.    Weaver,  Harry B.  Status of Air Pollution Control Systems.
       Manager, Environmental Engineering Department, Motor Vehicle
       Manufacturers Association.  (Paper Presented at American
       Association of Motor Vehicle Administrators.  Stouffers North-
       land Inn.  April 29, 1976.)


                            78

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     B.    As a Transportation Control Strategy

          1.   Easterline,  Mahlon.   The Role of Periodic Motor Vehicle In-
               spection in  Air Pollution Abatement.   (Prepared for the 53rd
               Annual Meeting of the Highway Research Board.   January 1974.)

          2.   Horowitz,  Joel.  I/M for Reducing Automobile Emission:
               Effectiveness and Cost.   U.S. Environmental Protection Agency.
               J Air Pollut Contr Assoc.  23(4), April 1973.

          3.   Horowitz,  Joel and Steven Kuhatz.  Transportation Controls to
               Reduce Automobile Use and Improve Air Quality  in Cities:   The
               Need, the Options, and Effects on Urban Activity.  U.S. En-
               vironmental  Protection Agency.  November 1974.

          4.   Horowitz,  Joel.  Transportation Controls are Really Needed in
               the Air Cleanup Fight.  U.S.  Environmental Protection Agency,
               Washington,  D.C.   Envir Sci and Technol.  8(9):800-805.
               September 1974.

          5.   IPA,  Teknetron Inc., and TRW Inc. Evaluating  Transportation
               Controls to  Reduce Motor Vehicle Emissions in Major Metropolitan
               Areas.  Prepared for U.S. Environmental Protection Agency,
               November 1972.

          6.   Schwartz,  S. I.  Reducing Air Pollution by Automobile I/M:  A
               Program Analysis. University of California, Davis.  J Air
               Pollut Contr Assoc.   23(10),  October  1973.

          7.   TRW Inc.  Socio-Economic Impacts of the Proposed State Trans-
               portation Control Plans—An Overview.   November  1973.

         *8.   U.S. Environmental Protection Agency.  Appendix N - Emission
               Reduction Achievable Through Inspection and Maintenance of
               Light-Duty Vehicles, Motorcycles, and Light and Heavy Duty
               Trucks.  Federal Register, 24(84):22177-22183.   Monday,
               May 2, 1977.

          9.   U.S. Environmental Protection Agency.  Office of Air and
               Water Programs.  The Clean Air Act and Transportation Controls:
               An EPA White Paper.   August 1973.

II.   TECHNICAL ASPECTS OF INSPECTION/MAINTENANCE

     A.    Idle Mode Testing

         *1.   Elston, John C.  A Comparison of Nationwide Inspection Program
               Idle Emission Data.   N.  J. Department of Environmental Pro-
               tection.  (Presented at MVECC-V.  Hyannis.  October 26, 1976.)

          2.   Panzer, J.  IDLE Emissions Testing.  Exxon Res. & Eng. Company.
               Paper No.  720937.  (Paper Presented at SAE National Fuels and
               Lubricant Meeting.  Tulsa.  November  1972.)

                                     79

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     3.    Panzer, J.  IDLE Emissions Testing- Part II.  Exxon Res. & Eng.
          Company.  Paper No. 740133.  (Paper Presented at SAE Automotive
          Engineering Congress.  Detroit.  February 1974.)

     4.    Panzer, J.  IDLE Emissions Testing— Part III.  Exxon Res. & Eng.
          Company.  Paper No. 74-130.  (Paper Presented at APCA.  June
          1974.)

    *5.    Panzer, J.  IDLE Emissions Testing:  Some Effects of Engine
          Malfunctions on Emissions.  Exccon Res. & Eng. Company.  (Paper
          Presented at MVECC-IV.  Anaheim.  November  1975.)

B.   Loaded Mode Testing

     1.    Clayton Manufacturing Company.  The Key Mode Engine Evaluation
          System.  1971.

    *2.    Clayton Manufacturing Company.  Clayton Blue Book:  Literature
          Germane to Mobile Source Emission Control Through Corrective
          Action.

     3.    Cline, E. L. and Lee Tinkham.  A Realistic  Vehicle Emission
          Inspection System.  Dynamometer Division.   Clayton Manufactur-
          ing Company, El Monte, California.  Paper No. 68-052.   APCA
          Annual Meeting.  June 1968.

C.   Analysis of Testing Procedures

     1.   Blanke, John D. and Donel R. Olson.  Adding Oxygen Analysis to
          Existing  I/M Programs Can Increase Diagnosis Accuracy.  Olson
          Engineering, Inc.   (Presented  at MVECC-V.   Hyannis.  October 26,
          1976.)

     2.   Carlson,  R. R., Burke-Carlson  Associates; T. A.  Huls and S. C.
          Kuhrtz, U.S. Environmental Protection Agency; and G. M. Wilson,
          Olson  Laboratories, Inc.  Effectiveness of  Short Emission In-
          spection  Tests in Reducing Emissions Through Maintenance.  Paper
          No. 73-80.  (Presented at the  66th Annual Meeting of APCA.
          Chicago.  June 24-28, 1973.)

     3.   Dekany, John P- and F. Peter Hutchins.  Development of  a Short
          Test  for  207(b):  A Status Report.  U.S. Environmental  Pro-
          tection Agency, Emission Control Technology Division.   (Pre-
          sented at MVECC-IV.  Anaheim.  November 1975.)

     4.   Hinton, M. G., J. C. Thacker and U. D. Lee. Federal Test Pro-
          cedures and Short Test Correlation Analyses.  The Aerospace
          Corporation, El Segundo, California for U.S. Environmental
          Protection Agency,  Office of Air and Waste  Management,  Office
          of Mobile Source Air Pollution Control, Ann Arbor, Michigan.
          Report No. EPA-460/3-76-011.   April 1976.


                                 80

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          5.    Paulsell, C.  D.  and Ronald E. Kruse.  Test Variability of
               Emissions and Fuel Economy Measurements Using the 1975 Federal
               Test Procedure.   U.S.  Environmental Protection Agency.  SAE
               Transactions, Volume 83,  Section 4, Paper No. 741035.  1974.

          6.    U.S. Environmental Protection Agency.  Effectiveness of Short
               Emission Inspection Tests in Reducing Emissions Through
               Maintenance.   EPA-460/3-73-009.   1973.

          7-    Williams, Marcia E.  Computer Simulation of Emission Inspec-
               tion Procedures— Assessment of Effectiveness.  U.S.  Environ-
               mental Protection Agency.  Paper No. 760555.  (Paper Presented
               at SAE Fuels  and Lubricants Meeting.  St. Louis.   June 1976.)

III.  ENGINE DETERIORATION

     1.    Automotive Testing Labs, Inc.   Report on a Study of Emission
          Deterioration and  Engine Degradation.  Prepared for State of
          Colorado.  1974.

    *2.    Olson Laboratories, Inc.  Degradation Effects on Motor Vehicle
          Exhaust Emissions.  Prepared for California Air Resources Board.
          1976.

IV.   BENEFITS ASSOCIATED WITH INSPECTION/MAINTENANCE

     A.    Emissions Reduction

          1.    Calspan Corp.  Automobile Exhaust Emission Surveillance:   A
               Summary.  Prepared for U.S. Environmental Protection Agency.
               May 1973.

          2.    Maugh, Roger  E.   Comments on the Changing Relationship Between
               Automotive Maintenance and Air Quality.  Assistant Director
               Automotive Emissions Office, Ford Motor Company.   (Presented at
               MVECC-IV. Anaheim.  November 1975.)

         *3.    Panzer, J. Effectiveness of Maintenance in Reducing Emissions.
               Exxon Research and Engineering Company.  (Presented  at MVECC-
               III.  San Antonio.  September 25, 1974.)

          4.    Stanford Research Institute.  CO Emission Reduction  Potential
               of Proposed Washington State Certified Maintenance Program.
               Prepared for  U.S. Environmental Protection Agency, Region X.
               January 1976.

          5.    U.S. Environmental Protection Agency.  Air Quality Impact of
               Alternative Emission Standards for Light Duty Vehicles.
               March 1975.

          6.    U.S. Environmental Protection Agency.  Tradeoff Associated With
               Possible Automobile Emissions Standards.  February 1975.

                                     81

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         7.   U.S. Environmental Protection Agency.  Automobile Exhaust
              Emission Surveillance:  Analysis of  the FY 1973 Program.   1975.

    B.   Fuel Economy

         1.   Clewell, D. H.  and W.  J.  Kuckl.  Impact of Automotive Emissions
              Regulations on  Gasoline Demand.  Mobile Oil  Corporation and
              Mobile Research and  Development  Corporation.   Paper No.  73015.
              (Paper Presented at  SAE Energy and the Automobile  Conference.
              Detroit.  May 15, 1973.)

         2.   Elston, J.  C.   Criteria for Evaluating Vehicle In-Use Inspection/
              Maintenance Impact on Emissions  and Energy Conservation.  New
              Jersey Department of Environmental Protection.  Paper No.  730522.
               (Paper Presented at  SAE Energy and the Automobile  Conference.
              Detroit.  May 15, 1973.)

         *3.   Oberdorfer, Dr. P- E. Reducing  Fuel Consumption and Emissions
              by an Optimizing Tune-Up.  Sun Oil Company.   (Presented at
              MVECC-IV.   Anaheim.   November 1975.)

         *4.   Panzer,  J.   Fuel Economy  Improvements Through Emissions I/M.
               Exxon Research  and Engineering  Company.   Paper No. 760003.
               (Paper  Presented at  SAE Automotive Engineering Congress.
               Detroit.   February 1976.)

V.   ADMINISTRATIVE PROGRAM FACTORS

     A.   Mechanic Training

          1.    Gillespy,  Dr.  Roy E.  Motor Vehicle Emission Control Instruc-
               tional Material.  Colorado State University.  Department of
               Industrial Sciences.  (Presented at MVECC-IV.  Anaheim.
               November 1975.)

         *2.    Hayes,  B.  D.  and Roy E.  Gillespy.   Motor Vehicle Emissions
               Control Instructional Materials  Packet.   Colorado  State
               University, Department of Industrial Sciences, Fort  Collins,
               Colorado for U.S. Environmental Protection Agency, Research
               Triangle Park,  N.C.   1975.

           3.   Plotkin, A. S.   Mechanics Warned on Pollution.  Boston Evening
               Globe.  July 29, 1976.

           4.   U.S. Environmental Protection Agency.  Anticipated Results  of
               State Participation  in the Auto Emission Training  Program.
               Internal Memo.

      B.    Economic  Considerations

           1.   Downing, Paul  B.  An Economic Analysis of Periodic Vehicle In-
               spection Programs.   Atmos Environ.  7:1237-1246.   1973.

                                     82

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          2.    Hall, Owen P.,  Jr.  and Neal A. Richardson.  The Economic Ef-
               fectiveness of  Vehicle Inspection/Maintenance as a Means for
               Reducing Exhaust Emissions:  A Quantitative Appraisal.
               (Report on CRC-APRAC Project CAPE-13-68).   TRW, Inc.  Paper
               No.  740131.  (Paper Presented at SAE Automotive Engineering
               Congress.   Detroit.  February 1974.)

          3.    Midler, Joseph  L.  and Owen P. Hall, Jr.   Critical Uncertainties
               in Cost-Effectiveness of Exhaust Emission Control Programs.
               TRW,  Inc.   (Paper  Presented at APCA Annual Meeting.  Boston.
               1975.)

     C.    Public Opinion

         *1.    Conderacci, Greg.   Vehicle Inspection and Maintenance for
               Massachusetts:   A Sampling of Interest Group Opinion.  Prepared
               for  U.S.  Environmental Protection Agency,  Region I.  May 1976.

          2.    Lilley, Frank W.  Public Opinion Survey  of the Proposed
               Massachusetts Inspection Maintenance Program.   New England
               Consortium of Environmental Protection.   (Presented at MVECC-V.
               Hyannis.   October  26, 1976.)

VI.   RELATED  ISSUES

     A.    High Altitude

          1.    Automotive Testing Labs, Inc.  An Evaluation of High Altitude
               Engine Modification Devices (Econo-Kit).  Prepared for U.S.
               Environmental Protection Agency, Region  VIII.   March 1976.

          2.    Automotive Testing Labs, Inc.  Vehicle Testing to Determine
               Feasibility of  Emission Inspection at High Altitudes.  Prepared
               for  U.S.  Environmental Protection Agency.   September 1972.

          3.    Olson Laboratories, Inc.  High Altitude  Vehicular Emissions
               Control Program.  Prepared for State of  Colorado and U.S.
               Environmental Protection Agency, Region  VIII.   December 1975.

          4.    Sorrels,  Donald E., Douglas R. Liljedhal,  and Jerry L. Terry.
               An Investigation of Idle Emissions Inspection and Maintenance
               at Altitude. Colorado Department of Health and Automotive
               Testing Laboratories, Inc.  J Air Pollut C'ontr Assoc.  26(4),
               April 1976.

          5.    U.S.  Environmental Protection Agency. Approval of Emission
               Control Modification for High Altitudes  on New Motor Vehicles
               or Engines.  June 1972.

          6.    TRW  Transportation  and Environmental Operations, Automotive
               Testing Labs and Olson Labs.  High Altitude Vehicular Emission
               Control Program.  Prepared for State of  Colorado, Department

                                    83

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              of Health  and  U.S.  Environmental  Protection Agency Region VIII
              under  Contract Nos.  C290526  and 62-02-0048.   Seven Volumes.
              January  1974.

    B.   Position Papers

         1.   General  Motors Position on Motor  Vehicle Emission Inspection
              Procedure.  February 28,  1975.

         *2.   Stork, Eric 0.  Mobile Source Emission Control Strategy Paper.
              Deputy Assistant Administrator, Mobile Source Air Pollution
              Control.   1976.

         3.   U.S.  Environmental  Protection Agency.  Policies for the In-
              clusion  of Carbon Monoxide and Oxidant Controls in State
              Implementation Plans (TCP Policy  Paper).  December 1975.

    C.   Warranty Provisions - 207(b)

         1.   U.S.  Environmental  Protection Agency.  Emission Control System
              Performance Warranty Regulation.   May 25, 1977.

         2.   U.S.  Environmental  Protection Agency.  Regulatory Support
              Document - Section  207(b)  NPRM.  Emission Control Technology
              Division.   Office of Mobile  Source Air Pollution Control.
              November 30, 1976.

    D.   Miscellaneous

         1.   Interagency Clean Car Advisory  Committee.  Report on Low Emis-
              sion  Vehicle Certification Program Under Section 212 of the
              Clean Air  Act.   Submitted  to the  Low Emission Vehicle
              Certification  Board.  November  1974.

         2.   Jones, Martin  V.  and Richard M. Jones.  Diagnostic Motor Vehicle
              Inspection: Potential Indirect,  Societal Impacts.  Report to
              Avco  Systems Division.   June 1975.

VII. STATES'  EXPERIENCE WITH  INSPECTION/MAINTENANCE

     A.   Arizona

         1.   Arizona's  Vehicle Inspection Program:  About Air and Autos and
              Arizona.  Cleaner Air for  Arizona.   A 5-Minute Test to Help
              Everyone Breathe Easier.   Preserving a Healthy Environment in
              the  Age  of the Automobile.  (Four Pamphlets From Arizona Vehicle
              Emissions  Inspection Program.)  1976.

          2.   Arrigo,  Anthony J.   State  of Arizona Vehicular Emissions Control
              Program.  (Presented at Second  North American Conference on
              Motor Vehicle  Emission Control.  Denver.)  1973.
                                      84

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     3.   Aymar, Arthur A.  Arizona Key Model Auto Inspection.  Arizona
          Department of Health Services.  APCA Technical Paper 75-424.
          (Presented in Boston.  June 1975.)

     4.   Hamilton Test Systems.  A Summary of Factual Information Con-
          cerning Emissions Testing.  March 1976.

     5.   lacobelli, Fred and Jack Hesse.  The Arizona Emissions Inspection
          Program— Initial Operations.  Arizona Department of Health
          Services.   (Presented at 1976 SAE Fuels and Lubricants/Powerplant
          Meeting.   June 8, 1976.)

     6.   lacobelli, F.  R.  The Arizona Inspection/Maintenance Program.
          Arizona Department of Health Services.   (Presented at NVECC-IV.
          Anaheim.   November 1975.)

B.   California

     1.   Dolan, John H.  Briefing on the California Vehicle Inspection
          Program and Detailed Description of the Phase I Riverside Trial
          Program.   Program Manager, Vehicle Inspection Program.   (Pre-
          sented at  MVECC-IV.  Anaheim.  November 1975.)

     2.   Kelly, Warren.  Exhaust Emissions and Cost Evaluation of the
          State of  California's Roadside IDLE Emission Inspection
          Program.   Scott Research Labs, California.   PB 235-990.
          December  1973.

     3.   Olson Laboraotires, Inc.  South Coast Air Basin Vehicle Emis-
          sion Inspection Program Design Study— Volume 1, Summary.   Pre-
          pared Under Contract EST No. 77-107 With the State of California
          Department of Consumer Affairs, Bureau of Automotive Repair,
          Anaheim,  California.  May 1975.

     4.   Rubestein, G., R. Ingels,  R. Weis, and A. Wong.  Vehicle In-
          spection and Maintenance— The California Program.  California
          Air Resources Board.  SAE Paper No. 760557.   (Presented at
          Fuels and  Lubricants Meeting.  St. Xouis.  June 7-10, 1976.)

     5.   State of  California.  Joint Committee on Motor Vehicle In-
          spections,  Motor Vehicle Emissions Inspection Program,  Public
          Hearing.   Sacramento.  December 8, 1976.

    *6.   State of  California Air Resources Board.  Evaluation of Mandatory
          Vehicle Inspection and Maintenance Programs:  Summary Report.
          May 1976.

     7.   Task Force Report on Periodic Vehicle I/M for Emission Control
          and Recommended Program.  California.  October 1972.
                                85

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     8.   Vehicle Inspection Program Branch, Bureau of Automotive Repair.
          California Vehicle Inspection Program, Riverside Trial Program
          Report (Operations From 9/2/75 to 2/13/76)— Volumes 1 and 2,
          Summary Report.  May 1976.

     9.   VIP Information Packet, Information Used at the Riverside In-
          spection Facility or Issues to the Public.  1976.

C.   Chicago, Illinois

     1.   Poston, H. W.  The Chicago Vehicle Exhaust Emission Control
          Program.  (Presented at Second North American Conference on
          Motor Vehicle Emission Control.  Denver.  August 1973.)

     2.   Poston, H. W. and J.  Seliber.  Chicago's Experience in Vehicle
          Emission Testing.  Department of Environmental Control.  City
          of Chicago.   Paper No. 760368.  (Presented at SAE Automotive
          Engineering Congress.  Detroit.  February 1976.)

     3.   Poston, H. W.  The Chicago Experience— Two Years Later.  D. E. C.
          City of Chicago.   (Presented at MVECC-IV.  Anaheim.  November
          1975.)

     4.   Poston, H. W. and Joseph Seliber.  Chicago's Emission Testing
          Program— 1976.  City of Chicago, Department of Environmental
          Control.  (Presented at MVECC-V.  Hyannis.  October 26, 1976.)

D.   Colorado

    *1.   Automotive Testing Laboratories, Inc.  An Analysis of the
          Practical Application of an I/M Program in the Public and
          Private Sectors (Draft).  Prepared for the Colorado Department
          of Health.

     2.   Colorado Air Pollution Control Commission.  Report to the
          Governor— 1975.

     3.   Colorado Air Pollution Control Commission Regular Meeting
          Minutes.  Colorado Department of Health.  February 26, 1976.

     4.   Colorado Air Pollution Control Commission Regular Meeting
          Minutes.  Colorado Department of Health.  March 29, 1976.

     5.   Colorado Air Pollution Control Commission Briefing— Testing
          Program Results on Catalytic Equipped 1975 Model Year Vehicles.
          Appendix to Commission Meeting Minutes.  February 26, 1976.

     6.   Colorado Air Pollution Control Commission.  Motor Vehicle Emis-
          sion Control Program.  1973.

     7.   Colorado Air Pollution Control Commission.  Motor Vehicle Emis-
          sion Control Program.  1974.

                                 86

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    8.  Sorrels, Don.  Testing Program Results—1975 Model Vehicles.
        Inter-Off ice Communication,  Colorado, Department of Health,
        Division of Air Pollution Control.   February 6, 1976.

    9.  TRW,  Inc.  Inspection/Maintenance of Light Duty Vehicles  in  the
        Denver Air Quality Control Region.   November 1974.

 E.  Connecticut

    1.   Connecticut Department of Environmental Protection.  Study
        Report on Proposed Inspection-Maintenance System.  January 1975.

    2.   Connecticut Department of Environmental Protection.  Connecticut
        Revised Transportation Control Plan, Inspection/Maintenance.
        1976.

F.   Nevada

    1.   Castaline, Alan H.   Inspection and Maintenance in the Nevada
        Context.  GCA  Corporation, GCA/Technology Division, Bedford,
        Massachusetts.   (Presented at MVECC-V.  Hyannis.  October 26,
        1976.)

   *2.   Kincannon, Benjamin  F. and Alan H.  Castaline.  Evaluation of the
        Nevada  I/M Programs.   GCA Corporation, GCA/Technology Division,
        Bedford, Massachusetts.   Prepared for U.S. Environmental Pro-
        tection Agency, Washington,  D.C.  Under Contract No. 68-01-3155,
        Task Order No.  6.  August 1976.

    3.   Nevada  Hearings  on I/M (Portions).   1975.

-   New Jersey

    1.   Andreatch, A., J.  C. Elston, and R. Lahey.  New Jersey REPAIR
        Project:   Tune-Up  at Idle.   New Jersey Bureau of Air Pollution
        Control.   J  Air Pollut Contr Assoc.  21(12), December 1971.

    2.   Andreatch,  A.  and  J. C.  Elston.  Evaluation of Idle I/M Equip-
        ment Network.   New Jersey Bureau of Air Pollution Control.  SAE
        Paper No.  740134.   (Presented at Automotive Engineering Congress.
        Detroit.   February 1974.)

    3.   Elston, John C., Anthony J.  Andreatch, and Laurence J. Milask.
        Reduction of Exhaust Pollutants Through Automotive Inspection
        Requirements- The New Jersey REPAIR Project.  New Jersey Depart-
        ment of Environmental Protection.  Bureau of Air Pollution Con-
        trol.  Second International Clean Air Congress, Washington  D C
        December 6-11, 1970.                                      '  ' '

    4.   Elston, J. C. and D. Cowperthwait.  New Jersey's Auto Emission
        Inspection Program:  An Assessment of 1 Year's Mandatory Oner*
        tion.  Paper 75.42.3.  (Presented at APCA.  Boston.  June 1975~)
                               87

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     5.    Elston, John C.  New Jersey's Automotive Emission  Inspection
          Program.  (Presented at Second North American Conference  on
          Motor Vehicle Emission Control.  Denver.  September  1973.)

    *6.    New Jersey Department of Environmental Protection.   New Jersey
          Motor Vehicle Emission Inspection Program Summary  and Report-
          Phase I.  Trenton, New Jersey.  June 1976.

     7.    New Jersey Department of Environmental Protection.   Your  Car and
          Its Pollution Test.  Plain Facts About New Jersey's
          Environment.   19 75.

     8.    New Jersey Checks Auto Exhaust.   Environ Sci Technol.  6(9):785,
          September 1972.

H.   Portland, Oregon

     1.    Beck Consultants, Inc.  A Study of the Development of the Oregon
          Department of Environmental Quality Motor Vehicle  Inspection/
          Maintenance Program.  Prepared for U.S. Environmental Protection
          Agency, Region X.  September 1974.

     2.    GCA/Technology Division.  Analyses of Traffic and Air Quality
          Trends, TCP Effectiveness, and a Voluntary I/M Program in
          Washington and Oregon.  Prepared for U.S. Environmental Pro-
          tection Agency, Region X.  May 1975.

     3.    Householder, Ronald C.  Oregon's Motor Vehicle Emission Control
          Inspection Program.  Administrator, Vehicle Inspection Program
          Oregon Department of Environmental Quality.  (Presented at
          MVECC-IV.  Anaheim.  November 1975.)
                 0 ,
     4.    Oregon Department of Environmental Quality.  Inspection Testing
          Statistics.  July 1975 to July 1976.

     5.    Oregon Department of Environmental Quality.  Does Your Car Have
          to be Inspection?  Information Bulletin No. 76050.

     6.    Oregon Department of Environmental Quality.  Summary of
          Definition and Standards.  March 28, 1975.

     7.    Oregon House of Representatives.  Report of the House Task Force
          on Auto Emissions Control.  April 1976.

     8.    Oregon Environmental Quality Commission.  Motor Vehicle Emission
          Control Inspection Test Criteria, Methods, and Standards.
          March 1975.

     9.    U.S. Environmental Protection Agency, Region X.  Oregon Trans-
          portation Control Plan Technical Support Documents.  October
          1973.
                                88

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        *10.   Young, William H.   Review of Report to the 59th Legislative
               Assembly by the Environmental Quality Commission on Its In-
               vestigation of the Effectiveness of the Motor Vehicle Emission
               Program.  Director, Environmental Quality Commission.  Portland,
               Oregon.  January 1977.

     I.   Other States

          1.   Automotive Parts and Accessories Association Status of Safety
               and Emissions Inspection in the Fifty States.  February 1976.

          2.   Caprarotta, Gary L. and Douglas J.  Orf.   An Investigation of
               Motor Vehicle Emissions Deterioration Through Idle Emissions
               Testing.  Regional Air Pollution Control Agency,  Dayton, Ohio.
               (Paper Presented at APCA Annual Meeting.  Boston.   June 1975.)

          3.   Motor Vehicle Emission Inspection Establishment of Criteria.
               Federal Register.   Volume 40, Number 113, p. 24904.  June 11,
               1975.

          4.   Pienta, Walter J.   Steady State Emissions Characteristics of
               1975 and 1976 Model Year Vehicles Tested in New York State.
               Prepared by Mobile Source Staff, Bureau of Source Control,
               Division of Air Resources, New York State Department of Environ-
               mental Conservation.  August 9, 1976.

          5.   Radian Corporation.  A Program Plan for Implementation of Vehicle
               Inspection/Maintenance in Four Regions of Texas.   June 1975.

          6.   Smith, M. F.  Transportation Control Plan Requirements of
               Cincinnati and Hamilton County.  City of Cincinnati.  (Presented
               at the 5th Annual North American Motor Vehicle Emission Control
               Conference.  Hyannis.  October 26.  1976.)

          7.   Williams, Harry.  Pilot Study of Proposed Vehicle Inspection
               Program in Marion County, Indiana.   Director, APCD, Indiana,
               APCA Paper 75-42.1.  (Presented at APCA Annual Meeting.  Boston.
               June 1975.)

          8.   Kincannon, Benjamin F., Alan H. Castaline, Karen U. Hill and
               David A. Lynn.  Viable Alternative Types of Inspection/
               Maintenance Programs for St. Louis.  Prepared for U.S. Environ-
               mental Protection Agency.  Research Triangle Park, North
               Carolina.  EPA 907/9-77-005.  June 1977.

VIII.  INSPECTION/MAINTENANCE LEGISLATION

     A.   Arizona

          1.   Mandatory Annual Emissions Inspection of Motor Vehicles.
               Chapter 158, House Bill 2319.  State of Arizona, 31st
               Legislature, 2nd Regular Session.  Signed by Governor on
               May 1974.

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     2.    Modifications to Motor Vehicle Emission Inspection Program.
          Chapter 182,  House Bill 2080.   State of Arizona, 32nd
          Legislature,  2nd Regular Session.   Approved by Governor on
          June 29,  1976.

     3.    Providing for Referendum for Repeal of Motor Vehicle Emission In-
          spection Program.  Chapter 167, Senate Bill 1203.   State of
          Arizona,  32nd Legislature, 2nd Regular Session.   Approved by
          Governor on June 27,  1976.

     4.    Publicity Pamphlet— 1976.   State of Arizona.  Proposition to be
          Submitted to the Qualified Electors of the State of Arizona at
          the General Elections November 2,  1976.  Compiled and Issued by
          Wesley Bolin, Secretary of State.

     5.    Regulating Vehicle Fleet Emission Inspection and Inspection
          Stations.  Chapter 85, House Bill 2313.  State of Arizona, 32nd
          Legislature,  First Regular Session.  Signed by Governor on
          May 22, 1975.

     6.    Vehicle Emissions Program Operating Rules and Regulations.
          Arizona Department of Health Services.  1975.

B.   California

     1.    Assembly Bill No. 723.  Air Pollution:  Motor Vehicle In-
          spection.  February 6, 1975.  Amended in Assembly March 31, 1975.

     2.    Assembly Bill No. 4161.  Air Pollution:  Motor Vehicle In-
          spection.  March 22,  1976.  Amended in Assembly May 3, 1976.

     3.    Assembly Bill No. 4161.  Air Pollution:  Motor Vehicles In-
          spection.  Amended in Conference August 31, 1976.

     4.    Senate Bill No.  479.   Air Pollution; Motor Vehicles.  Approved
          by Governor on October 2,  1973.

C.   Chicago

     1.    Vehicle Emission Testing Ordinance.  City of Chicago, Department
          of Environmental Control.

D.   Colorado

     1.    House Bill No.  1245.   A Bill of an Act Concerning Motor Vehicles,
          and Providing for an Exhaust Emission Inspection Program
          Thereof.  1976.   (Did Not  Pass).

     2.    Senate Bill No.  231.   Providing for the Issuance of Certificates
          of Emissions Inspection for Certain Motor Vehicles in Connection
          With State Air Pollution Control Activities.  Effective
          July 1977.

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E.   Connecticut

     1.   An Act Concerning the Control of Motor Vehicle Emissions.   Raised
          Committee Bill No. 50.  Referred to Committee on Environment.
          February Session, 1975.

     2.   An Act Concerning the Control of Motor Vehicle Emissions.   Draft
          Version of Proposed Legislation to be Introduced to Committee  on
          Environment.   1976-1977 Session.

F.   Nevada

     1.   Nevada Air Quality Regulations.  1975.

     2.   Regulations and Procedures for Licensure and Enforcement of I/M.
          Department of Motor Vehicles.  1976.

     3.   Assembly Bill No. 464.  An Act Relating to Registration of
          Motor Vehicles; Requiring Evidence of Emission Control Com-
          pliance; Requiring Certain Motor Vehicles to Be Inspected,  etc.
          Passed and Signed by Governor, May 1977.

G.   New Jersey

     1.   Control and Prohibition of Air Pollution From Light-Duty
          Gasoline-fueled Motor Vehicles.  New Jersey State Department of
          Environmental Protection.  Air Pollution Control Code.
          Chapter 15.  January 6, 1972.

     2.   New Jersey Air Pollution Control Laws.  Motor Vehicle Law.
          Chapters 15 and 16 Amended.

     3.   Proposed Revision of New Jersey Administrative Code 7227-15.1
          et seq.  Control and Prohibition of Air Pollution From Gasoline
          Fueled Motor Vehicles.  Proposed Regulation:  Notice of Public
          Hearing and Adoption of Emergency Rule Docket No. DEP 032-76-12.
          State of New Jersey.  Department of Environmental Protection.
          December 30, 1976.

H.   Portland, Oregon

     1.   Proposed Amendments to OAR.  Chapter 340.  1976.

     2.   House Bill No. 3239 and Amendments.  Oregon Legislative Assembly
          1975 Regular Session.

I.   Others

     1.   An Act Regulating the Inspection of Motor Vehicles.   Chanter no
          of the Public Laws of 1976.  State of Rhode Island  and Providence
          Plantains   Passed by General Assembly, January Session
          and Approved by Governor May 26, 1976.


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          2.    An Act Establishing an Inspection System for all Motor
               Vehicles.  Chapter 31-38.  State of Rhode Island in General
               Assembly January Session 1977-  Effective November 1977.

          3.    Act No. 81.  Vehicle Code, Section 4531.  Emission Control
               Systems.  State of Pennsylvania.

IX.  MISCELLANEOUS ARTICLES

          1.    Motor Vehicle Manufacturers Association.  Factors Affecting Idle
               Emission Measurements of New Vehicles.  June 1974.

          2.    Panzer, Jerome.  Automotive Emissions Testing.  Environ Sci Technol.
               8(12):974-5, November 1974.

          3.    Patterson, D. J. and N. A. Henein.   Emissions From Combustion
               Engines and Their Control.  Ann Arbor Science Publishers, Inc., Ann
               Arbor, Michigan.  1972.

         *4.    Price, William F.  Vehicle Emission Related Diagnostics and
               Repairs.  PVI Program Manager, Bureau of Vehicular Emissions
               Inspection, Division of Environmental Health Services, Arizona
               Department of Health Services.  (Draft).  March 29, 1976.

          5.    Three Auto Makers Notified of CO Emission Failures.  U.S.
               Environmental Protection Agency.  Environmental News.
               July 21, 1976.

          6.    Elston, John C.  Auto Emission Inspection Test Variability.
               New Jersey Department of Environmental Protection.  Presented
               at the 70th Annual Meeting of Air Pollution Control Association.
               Toronto, Ontario, Canada.  June 20, 1977.

         *7.    lacobelli, R. Fred.  Inspection/Maintenance and Public
               Acceptance.  Arizona Department of  Health Services.  Presented
               at 70th Annual Meeting of Air Pollution Control Association.
               Toronto, Ontario, Canada.  June 20, 1977.
                                      92

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APPENDIX C




 GLOSSARY
   93

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                                  GLOSSARY
accuracy:  The degree by which an instrument is able to determine the true
     concentration of a pollutant in the exhaust gas sampled.

air contaminants:  Any fumes, smoke, particulate matter, vapor gas, or any
     combination, but excluding water vapor or stream condensate.

air-fuel ratio:  The expression of the proportional mixture of air and gaso-
     line created by the carburetor.  Usually expressed as a numerical rela-
     tionship such as 14:1, 13:1, etc.

ambient air:  The surrounding or outside air.

calibration gases:  A blend of HC and CO gases using nitrogen as a carrier gas.

carbon monoxide:  A nonirritating, colorless, odorless gas at standard condi-
     tions which has the molecular form of CO.

catalytic emission control system:  Device to reduce automobile emissions by
     converting CO and HC emissions to harmless carbon dioxide and water.

certificate of compliance:  A document which is issued upon completion of the
     inspection which records the results of the inspection and serves as
     proof of  said inspection for vehicle owner.

certified mechanic:  An individual licensed to install, repair and adjust
     motor vehicle engine emissions related components and pollution control
     devices in order that the motor vehicle meet applicable emissions
     standards.

certified station:  A private facility licensed to install, repair and adjust
     motor vehicle engine emissions related components and pollution control
     devices in order that the motor vehicle meet applicable emissions
     standards.

chassis  dynamometer:  A machine equipped with two parallel rollers which
     support the rear wheels of a motor vehicle.  When positioned on the
     dynamometer the vehicle may be "driven" to simulate the loadings the
     engine would experience when the vehicle is operated on the road.  A
     power absorption unit is connected to the rollers to simulate the load-
     ing from  the various sources of fluid and mechanical friction present
     during road operation.  Weights can also be coupled to the rollers to
     simulate  the inertial effects of vehicle mass during acceleration and
     decelleration.

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 Crankcase  emissions:  The products of combustion emitted into the ambient air
      from  portions of the engine crankcase ventilation or lubrication system.

 degradation:  The decreased effect of I/M on emission reduction due to normal
      wear  of engine system.

 deterioration:  A synonym for degradation indicating an increase in emission
      levels due to wear.

 drift:  The amount of meter reading change over a period of time.  Zero drift
      refers to change of zero reading.  Span drift refers to a change in
      reading of a calibration point on the upper half of the scale.  The
      calibration point is established by reading a calibration gas of known
      concentration.

 emission inspection program:   An inspection and maintenance program in which
      each vehicle is subjected at specified intervals to a test of its emis-
      sions under specified conditions.  The emission levels are compared with
     a standard established for the vehicle class.  If the emissions are higher
      than the standard,  the vehicle is failed and must be adjusted or repaired
      to bring its emissions into compliance with the standards.

 exhaust gas analyzer:  An instrument for sensing the amount of air contaminants
      in the exhaust  emissions of a motor vehicle.

 exhaust emissions:   The  products of combustion emitted into the ambient  air
     from any opening downstream of the exhaust ports of a motor vehicle engine.

 fleet owner authorized stations:  A permit issued to a qualified fleet owner
     to perform vehicle  emissions inspection limited to his fleet only.

 fleet operator:   The owner of a fleet of a designated number of vehicles.

hang-up:   HC which clings to the surface of the sampling and analyzer  system
     in contact with the gas sample stream which causes an erroneous  indica-
     tion of HC in the measured value.

heavy-duty vehicle:  Any motor vehicle designed for highway use which has a
     gross vehicle weight of more than 8,500 pounds.

hydrocarbons:   A compound whose molecular composition consists  of atoms  of
     hydrogen and carbon only.

idle test:   An emission  inspection program vftich measures the exhaust  emission
     from a motor vehicle operating at idle.  (No motion of the rear wheels.)
     A vehicle with  an automatic transmission may be in drive gear with  brakes
     applied or in neutral gear.

independent contractor:   Any person, business firm, partnership or corporation
     with whom the state may enter into an agreement providing for the con-
     struction,  equipment, maintenance, personnel,  management and operation  of
     official inspection stations.


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inspection and maintenance program:  A program to reduce emissions from in-use
     vehicles through identifying vehicles that need emissions control related
     maintenance and requiring that maintenance be performed.

inspection station:  A centralized facility for inspecting motor vehicles and
     pollution control devices for compliance with applicable regulations.

inspector:  An individual who inspects motor vehicles and pollution control
     devices for compliance with applicable regulations.

instrument:  The system which samples and determines the concentration of the
     pollutant gas.

key mode  test:  A  loaded mode test in which exhaust emissions are measured at
     high and low  cruise speeds and at idle.  The cruise speeds and dynamometer
     power absorption settings vary with the weight class of the vehicle.  The
     dynamometer loading in the high cruise range is higher than normal load
     in order to more effectively expose malfunctions leading to high emissions.

light-duty vehicle:  A motor vehicle designed for highway use of less than
     8,501 pounds  gross vehicle weight.  Further distinctions are sometimes mad
     made between  light-duty automobiles and light-duty trucks such as pickup
     trucks.

loaded mode  test:  An emission inspection program which measures the exhaust
     emissions from a motor vehicle operating under simulated road load on a
     chassis dynamometer.

model year of vehicle:  The production period of new vehicle or new vehicle
     engines designated by the calendar year in which such period ends.

motorcycle:  A motor vehicle having a seat or saddle for use of the rider and
     designed to travel on not more than three wheels in contact with the
     ground, but excluding a tractor.

motor vehicle:  Any self-propelled vehicle which is designed primarily for
     travel  on public right of ways and which is used to transport persons
     and  property.

positive  crankcase ventilation:  A system designed to return blowby gases from
     the  crankcase of the engine to the intake manifold so that the gases are
     burned  in the engine.  Blowby gas is unburned fuel/air mixture which leaks
     past the piston rings into the crankcase during the compression and ig-
     nition  cycles of the engine.  Without positive crankcase ventilation these
     gases, which  are rich in hydrocarbons, escape to the atmosphere.

prescribed inspection procedure:  Approved procedure for identifying vehicles
     that need emissions control related maintenance.
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registered owner:  An individual, firm, corporation or association whose name
     appears in the files of the motor vehicle registration division of the
     department of motor vehicles as the person to whom the vehicle is
     registered.

repeatability:   The instrument's capability to provide the same value for
     successive measures of the same sample.

response time:   The period of time required by an instrument to provide
     meaningful results after a step change in gas concentration level
     initiated  at the tailpipe sample probe.

smoke:   small gasborne and airborne particles, exclusive of water vapor;
     arising from a process of combustion in sufficient number to be
     observable.

stringency factor:   The percentage of total vehicles  tested in an inspection/
     maintenance program in a given time period that  fail inspection and are
     required to have maintenance performed.

tampering:   The illegal alteration,  modification,  or  disconnection of emis-
     sion control device or adjustments  or  manufacturer tuning specifications
     on motor vehicles for the purpose of controlling vehicle emissions.

vehicle dealer:  An individual,  firm,  corporation  or  association who is
     licensed to sell motor vehicles.

vehicle emissions standard:   A specific  emission limit allowed for a class
     of vehicles.  The standard  is normally expressed in terms of maximum
     allowable  concentrations of pollutants (e.g.,  parts per million).
     However, a standard could also  be expressed in terms of mass emissions
     per unit of time or distance traveled  (e.g.,  grams per mile).
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                                   TECHNICAL REPORT DATA
                           (Please read Instructions on the reverse before completing)
 REPORT NO.
 EPA-400/9-78-001
                                                           3. RECIPIENT'S ACCESSION-NO.
 TITLE AND SUBTITLE
 Information  Document on Automobile Emissions
 Inspection .and Maintenance  Programs
           5. REPORT DATE
             January,  1978
           6. PERFORMING ORGANIZATION CODE
 AUTHOR(S)
 Benjamin  Kincannon and Alan  H.  Castanne
                                                           8. PERFORMING ORGANIZATION REPORT NO.
                                                             GCA-TR-77-14-G(2)
 PERFORMING ORGANIZATION NAME AND ADDRESS
 GCA  Corporation/Technology  Division
 Burlington Road
 Bedford,  Massachusetts  01730
                                                           10. PROGRAM ELEMENT NO.
             2AA635
            11. CONTRACT/GRANT NO.

             68-01-4458
12. SPONSORING AGENCY NAME AND ADDRESS
  U.S.  Environmental Protection  Agency
  Office of Air and Waste  Management (AW-445)
  401  M Street, S.W.
  Washington, D.C.  20460
            13. TYPE OF REPORT AND PERIOD COVERED
             Final  Report
            14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES
  Reviewed by the U.S.  Department of Transportation
16. ABSTRACT

  This document  is  prepared pursuant to Section  108(f)(1)(A)(i) of the  Clean
  Air Act which  requires  that information be published on the processes,
  procedures, and methods to reduce or control motor  vehicle emissions  through
  inspection and maintenance programs.  Included are  basic information  for
  those who are  unfamiliar with inspection/maintenance and references for those
  who wish to go into  specific topics in greater detail.   Subjects treated  include:

       a. benefits  and costs;
       b. alternative  methods for implementing programs;
       c. legal  and administrative considerations of  inspection/maintenance;
       d. inspection/maintenance problem areas;  and
       e. summaries of existing programs.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.IDENTIFIERS/OPEN ENDED TERMS
                                                                         c.  COS AT I Field/Group
  Automobile  engines
  Exhaust detection
  Exhaust emissions
Automobile emissions
Inspection/maintenance
Mobile source  control
  Unlimited  distribution
                                              19.
                         21. NO. OF PAGES
                           104
                                              20. SECURITY CLASS (This page)
                                                Unclassified
                         22. PRICE
EPA Form 2220-1 (9-73)
                                            98
                                                         A U.S. GOVERNMENT PRINTING OFFICE; 1979-620-007/3736

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