DRAFT

       SUMMARY OF  RATIONALE TO
    REGULATE NOx EMISSIONS  FROM
STATIONARY RECIPROCATING INTERNAL
           COMBUSTION  ENGINES
         Stanley B. Youngblood, George R. Often, Larry Cooper
                   Acurex Corporation
               Energy & Environmental Division
                    485 Clyde Avenue
                Mountain View, California 94042
                      March 1978
              ACUREX REPORT TR-78-100
                      Prepared for
              U.S. Environmental Protection Agency
            Emission Standards and Engineering Division
                Standards Development Branch
                   Research Triangle Park
                   North Carolina 27711

                   Contract 68-02-2611

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                                   NOTICE

       The attached document  is a draft prepared  by  a  Contractor.   It
includes technical information and recommendations submitted  by  the
Contractor to the United States Environmental  Protection  Agency  (EPA).   It
is being distributed for review and comment  only.  The report is  not an
official EPA publication and  it has not been reviewed  by  the  Agency.

       The report, including  the recommendations, will  be undergoing
extensive review by EPA, Federal and  State agencies, public  interest
organizations, and other interested groups and  persons during the  coming
weeks.  The report is subject to change in any and all  respects.

       The regulations to be  published by EPA  under  Section  111  of the
Clean Air Act of 1970 will be based to a  large extent  on  the  report  and  the
comments received on it.  However, EPA will  also  consider additional per-
tinent technical and economic information which is developed  in  the  course
of review of this report by the public and within EPA. Upon  completion  of
the review process, and prior to final promulgation  of regulations,  an  EPA
report will be issued setting forth EPA's conclusions  concerning the  sub-
ject  industry and standards of performance for new stationary sources  ap-
plicable to such industry judgements  necessary to promulgation of regula-
tions under Section 111 of the Act, of cource,  remain  the responsibility of
EPA.  Subject to these  limitations, EPA  is making this draft  available  in
order to encourage the widest possible participation of interested persons
in the decisionmaking process at the  earliest  possible time.

       The report shall have  standing in  any EPA proceeding  or court  pro-
ceeding only to the extent that  it represents  the views of the Contractor
who studied the subject industry and  prepared  the information and re-
commendations.  It cannot be  cited, referenced, or represented in any  re-
spect in any such proceedings as a statement of EPA's  views  regarding  the
industry.

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                             TABLE OF CONTENTS


Section                                                                 Page

    1       SELECTION OF STATIONARY RECIPROCATING  1C  ENGINES FOR
            NEW SOURCES PERFORMANCE STANDARDS	1-1

    2       SELECTION OF POLLUTANTS	2-1

            2.1  NOx	2-1
            2.2  HC and CO	2-1
            2.3  Participate	2-2
            2.4  SOx	2-3

    3       SELECTION OF AFFECTED  FACILITIES  	  3-1

            3.1  Affected Diesel Engines  	  3-2
            3.2  Affected Dual-Fuel Engines	3-10
            3.3  Affected Gas  Engines	3-14

    4       BEST SYSTEMS OF  EMISSION REDUCTION  	  4-1

    5       SELECTION OF THE  FORMAT OF  THE  PROPOSED  STANDARD 	  5-1

            5.1  Alternative  Formats  	  5-1

            5.1.1  Mass Per  Unit Energy Output  Basis	5-1
            5.1.2  Concentration Basis  	  5-3
            5.1.3  Fuel Basis	5-5
            5.1.4  Equipment  Standard	5-6

            5.2  Proposed Format	5-7

    6       SELECTION OF THE  EMISSION  LIMITS  	  6-1

            REFERENCES  FOR  RATIONALE  SUMMARY  	  R-l
                                  in

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     SUMMARY OF RATIONALE TO REGULATE NO  EMISSIONS FROM LARGE-BORE,
                                        /\
            STATIONARY RECIPROCATING INTERNAL COMBUSTION ENGINES
1.      SELECTION OF STATIONARY RECIPROCATING  1C ENGINES FOR NEW SOURCE
       PERFORMANCE STANDARDS
       Previous investigators have concluded  that stationary reciprocating
internal combustion engines are major contributors to nationwide emissions
^ ' ' '.  In particular, these studies have shown that 1C engines  are
significant contributors to total U.S. NO  emissions from stationary
                                         /\
sources.  Figure 1^ ' shows that reciprocating  1C engines account  for
16.4 percent of all stationary source NO  emissions, exceeded only by
utility and packaged boilers.
       An inventory of emissions from installed stationary reciprocating
engines was computed based on the information presented in summary form  in
Table 1*  .  As a group, stationary  reciprocating 1C engines  (based on
1975 data) currently account for 3 to 9 percent of the NO , CO, and HC
                                                         X
emitted from all sources, and 9 to 14 percent of those emitted from sta-
tionary sources.  This table also shows the percentage contribution to
nationwide  totals from installed engines as  a  function of their  size  and
the type of fuel they consume.  Table 2'  ' shows the emission factors
used to generate Table 1.  Annual production  rates are estimated  in Table
1 to indicate the potential number of sources that could be affected  by
NSPS.

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Industrial  Process  Combustion  1.6%

             Noncombustion 1.7%
       Warm Air Furnaces  2.8%

        Gas Turbines  3.0%

        Fugitive 4.4%
 Incineration 0.4%
                        Reciprocating
                         1C  Engines
                            16.4%
Utility Boilers
     49.0%
                         Packaged  Boilers
                              20.7%
   Figure 1.  Distribution of stationary NOX emissions for the year 1974
              (Reference 4).
                                    1-2

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         TABLE 1.  NATIONWIDE EMISSIONS FROM INSTALLED 1C ENGINES
                   (Percent of Total Emitted in U.S. Each Year)a
Fuel
Diesel
Natural Gas
Dual-Fuel
Gasoline

hp Range
20 - 100
101 - 500
>500
Subtotal
<500
>500
Subtotal

<15
15-99
>100
Subtotal
Total
Annual
Production,
Unitsb
39,000
14,000
3,400
56,400
5,400
600
6,000
Included in Diesel
12,600,000e
85,000
10,000
12,600,000
+ 95,000
12,600,000
+ 157,400
Percent All Sources
Percent Stationary Sources
In Mass Units (106 metric tons/yr)
NOX
0.36
0.55
0.48
1.39
1.93
4.16
6.10
0.28
0.16
0.31
0.11
0.58
8.4
13.7
2.0
CO
0.029
0.45
0.016
0.09
0.107
0.229
0.336
0.02
1.84
0.81
0.31
2.96
3.4
11.0
3.6
HCT
0.062
0.095
0.033
0.19
0.81
1.73
2.54
0.11
0.56
0.29
0.10
0.95
3.8
8.8
0.9
aTotal U.S. emission from EPA Nationwide Air Pollutant Inventory for
 1975(5)
bBased on estimates of average hp of engines used in each application

clncludes all engines in this size category (mobile and stationary).
 Listed separately in the totals because of the unique nature of
 this group.
                                   1-3

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TABLE 2.  EMISSION FACTORS FOR INVENTORY ON TABLE 1,  g/hp-hr
          (Reference 6)
Fuel
Gasoline >15
hp
<15 hp
Diesel >500
<500
hpb
hpc
Natural gas
Dual-Fuel
NOX
8.85
5.63
12.9
12.4
11.5
8.2
CO
102
295
1.8
4.47
2.81
2.0
HCT
8.38
20.5
0.43
2.12
4.86
3.1
aEmission factors for gasoline and diesel  engines are modal
 averages; those for natural  gas and dual-fuel are for
 rated conditions.
bBased on an average of rated condition levels from engines
 considered
^Weighted average of two- and four-stroke  engines.  Weighting
 factors = 2/3 for four-stroke and 1/3 for two-stroke
                       1-4

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       Table 3*'' presents a clearer picture of the relationship between



the number of potentially controllable sources and their contributions to



the nationwide inventory from currently installed units-'.  Table 3



shows that three-quarters of all NO  emissions from installed stationary
                                   A


1C engines are produced by a relatively small number of engines whose dis-



placement per cylinder is greater the 350 cubic inches.  This table  also



shows that numerous, small engines (nearly 13 million units of 1- to



100-hp) are the most significant contributors of HC and CO emissions.



(Note that nearly 80 percent of the HC emissions from engines smaller than



350 CID/cyl are methane, a noncriteria pollutant).  Therefore, it can be



concluded that NO  emissions are the most significant pollutant emitted
                 A


by stationary reciprocating engines, and most of these emissions are



emitted by large-bore  (greater than 350 CID/cyl) engines.



       Other studies have investigated the emissions of various stationary



sources to aid in establishing a priority for setting standards of perfor-



mance.  For example, The Research Corporation of New England determined



the effect that  standards of performance would have on nationwide emis-



sions of particulates, NOX, S02, HC, and CO  from stationary



sources'8'.  Sources were ranked according to the  impact,  in tons per



year of pollutant, that a standard promulgated in  1975 would have on



emissions  in 1985.  This ranking placed spark ignition reciprocating 1C



engines third and compression  ignition 1C engines  ninth on a  list of 40



stationary NO  emission sources.
             A
i/Table 3  includes  a  separate  row  of  emission  estimates  for  engines

larger than 350-cubic-inch  displacement  per  cylinder  (CID/cyl).   As is

shown in Section 3, it  is more meaningful  to discuss  the applications and

emissions  of  large  1C engines  on the  basis of  displacement  per cylinder

rather than on  horsepower.
                                     1-5

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                          TABLE 3.   EMISSIONS FROM 1C ENGINES BY SIZE AND ANNUAL  PRODUCTION3
CTt


Size
>350 CID/cyl
>500 hp
>100 hp
>15 hp
All
Annual Production
Units/yr Increment NO
/\
c 1,600 4.83
4,000 2,400 4.92
28,000 24,000 5.59
152,000 124,000 6.26
12,752,000 12,600,000 6.42
Total (106 metric tons/year)
All Sources (10 6 metric tons/year)d
Stationary Sources (106 metric tons/year)d
Emissions from Install
(% U.S. Total
ed Enginesb
)
Increment CO Increment HCy
0.26
0.09 0.26 0
0.66 0.59 0
0.67 1.43 0
0.16 3.27 1
1.53 3.47
23.8 105.8
14.5 32.6
1.86
.003 1.87
.33 2.07
.83 2.42
.84 2.98
0.
24.
10.

Increment

0.01
0.20
0.35
0.56
72
2
4
          aCompiled  from Table 1
          bExcludes  emissions  from natural  gas engines  under 500 hp (insignificant future impact projected  from
           new engines  due  to  declining  sales)
          cCubic  Inch Displacement per cylinder.   All  gas  and dual-fuel  engines  >500 hp are  taken to be greater
           than 350  CID/cyl.   Of  the  3400 diesel  units  >500 hp,  1000 are assumed to be greater than 350 CID/cyl.
           These  large  bore diesels contribute 80 percent  of the emissions  from  diesel units >500 hp.
          dFrom EPA  Nationwide Air Pollutant Inventory for 1975(7).

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       In a subsequent study, Argonne National Laboratory  used  the  results
of the TRC study to develop a priority  listing for  setting  NSPS.(9)   In
developing this  list, source screening  factors were used to aid in  estab-
lishing these control priorities.  These factors  considered:
       •   Type, cost, and availability of  control  technology
       •   Emission measurement methods and applicability
       •   Enforceability of regulations
       •   Source  location and typical  source  size
       •   Energy  impact
       •   Impact  on  scarce resources
       t   Other environmental media constraints
The study found  that  even with the application of maximum  NSPS  control
efforts, a significant  increase of more than 40  percent  in  NO   emissions
                                                             /\
occurs in the 1975  to 1990 period.  Furthermore,  the  study concluded  that
the control of  reciprocating  internal combustion  engines  is a matter  of
high priority.
       Other factors  favoring the control  of 1C  engines  are summarized
briefly below:
       •   Control  techniques for NO  emissions  have  been  shown to  be
                                    /\
           effective  and  applicable to  installed  1C engines.  These tech-
           niques  can reduce  NO  emissions  from  40  to 60  percent on the
                               A
           average  (see  Section 4.0).
       •   No Federal,  State  or  local NO   standards exist  (with the ex-
                                        /\
           ception  of Los Angeles and Chicago).   Therefore, since engines
           are  manufactured for a variety  of dispersed applications,  a
           single  national standard is  preferable.
                                     1-7

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       •   1C engines compete with gas turbines in certain applications.




           Since NSPS are currently being developed for gas turbines,  the




           absence of standards for 1C engines may result in a shift  away




           from gas turbines to 1C engines.  This could cause greater




           NO  emissions from both sources than if no standard were
             A



           applied to gas turbines, since 1C engines emit NO  at greater
                                                            A


           rates than gas turbines.




       Furthermore, as shown in Section 3.0, sales of large-bore engines,




primarily for oil and gas exploration, have been substantial during the




past 5 years, and are anticipated to continue and possibly increase.   Sta-




tionary reciprocating 1C engines, therefore, are significant contributors




to total nationwide emissions of NO    Based on all these factors, then,
                                   A


stationary reciprocating 1C engines have been selected for development of




standards of performance.
                                    1-8

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2.     SELECTION OF POLLUTANTS



2.1    NOX



       Stationary reciprocating engines emit  the  following  pollutants:



NO   CO, HC, participates, and SO  .  As Table 3  indicates,  the  primary
  *                              x


pollutant emitted by stationary reciprocating engines  is  NO , accounting
                                                            A


for over 6 percent  (or 16 percent of all  stationary  sources) of the  total



U.S. inventory of NO  emissions.  This table  also illustrates that
                    A


large-bore engines  emitted three-fourths  of these NO   emissions.   It
                                                     A


will be shown in Section 4.0 that the control technology  exists to effec-



tively reduce NO  emissions from large-bore engines.   Furthermore, NO
                A                                                    A


emissions are projected to increase despite promulgation  of all possible



New Source Performance Standards (NSPS).   Therefore, NO   emissions from
                                                       A


stationary reciprocating engines have been selected  for control by means



of NSPS.



2.2    HC AND CO



       Table 3  also showed that  stationary reciprocating  1C engines  emit



substantial quantities of  HC  and CO.   However,  the major  1C engine NO
                                                                     A


emitters,  large-bore  engines,  contribute  relatively  small amounts  of the



total  nationwide HC and  CO emissions,  especially if  one  considers  that



more than  80 percent  of  the HC emissions  from large-bore, spark ignition



engines  are methane.   Methane  is not  a criterion pollutant nor  is  it con-



sidered  a  pollutant at the  levels  which  currently prevail in  the atmo-



sphere^   '.  Table  3  shows that  numerous, small  (1-to  100-hp)  spark  ig-



nition engines  account for most  uncontrolled  HC and  CO emissions.   These



smaller  engines, which are  identical  or  similar to automotive  engines,
                                     2-1

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emit HC and CO at much higher rates than  large-bore engines.?/.   However,



as mentioned in Section 3.0, the  large annual production of  these  smaller



engines makes enforcement of standards of performance  for  this  group  dif-



ficult.  This and other factors discussed in Section 3.0 led  to  the recom-



mendation of NSPS for  large-bore  engines only.  Standards  of  performance



for HC and CO emissions for large-bore engines will not be recommended



since:



       •   The 1C engines which emit significant quantities  of  NO  are
                                                                 rt


           low emitters of HC and CO



       •   Many of the NO  reduction techniques discussed  in  Section  4.4
                         }\


           cause little or no increase in the already  low  HC  and CO emis-



           sions rates from large bore engines



       •   Individual  engines can cause violation of the National  Ambient



           Air Quality for HC, only under worst case atmospheric condi-



           tions, and  then only very close to the source (less  than 0.3 km)



       •   No controls for HC used in conjunction with NO  controls have
                                                         /\


           been demonstrated which reduce the already  low  nonmethane  HC



           emissions from large-bore engines



2.3    PARTICULATE



       No standards of performance are recommended  for either particulate



emissions or visible emissions (plume opacity).  This  recommendation  stems



from the following considerations:



       a   Virtually no data are  available on particulate  emission rates



           from stationary engines because it is so difficult,  expensive,
2/
— Large-bore engines are designed  to  run  at  steady-state conditions and

  very efficiently.  Consequently,  cylinder  temperatures are high and suf-

  ficient oxygen  is always  provided to  permit  combustion to proceed toward

  completion.  Thus, emissions of  HC  and  CO  are  small.
                                     2-2

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           and time-consuming to measure particulates, especially when



           done in strict compliance with EPA Method 5 sampling techniques



       •   It would be very expensive to enforce a standard on particu-



           lates in compliance testing required measurements  in accordance



           with EPA Method 5



       t   It is believed that particulate emissions from stationary



           engines are relatively unimportant because the plumes from most



           of these engines are not now visible



2.4    SOX



       The production of SO  emissions are strictly dependent upon the
                           J\


intake rate of the sulfur contained in the fuel.  Thus, the annual sulfur



emissions from an engine depends on the percent sulfur in the fuel and the



energy produced by the engine during that year.  Since most engines burn



low-sulfur fuels and will continue to do so, standards of performance are



not recommended for sulfur emissions.



       If users in urban or SO  sensitive areas decide to buy new
                              ^


engines and to use crude or residual oil as a fuel with these engines,



then the local air pollution authorities could  impose fuel restrictions  on



these engines.  The cost of flue gas desulfurization for reciprocating  1C



engines is considered unreasonable.  The use of  low-sulfur fuels,  however,



is economically feasible as a control of S02 emissions.  Such fuel  re-



strictions would be entirely independent of the standards of  performance



from both a technological and enforcement viewpoint.  That  is, the  absence



of federal emission limits on SO  would not prevent a  local  air  pollu-
                                ^


tion control district from setting such a standard since the  engine  would



not have to be changed in order to meet the  local standard.
                                    2-3

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3.     SELECTION OF AFFECTED FACILITIES
       In sections 1.0 and 2.0  it was  shown  that  NO   emissions  are  the
                                                   /\
most significant pollutant emitted  by  stationary  reciprocating  1C engines,
and that large-bore (>350 CID/cyl)  engines  account for  over  75  percent  of
all NO  emissions from stationary engines.   This  section  will establish
      A
criteria that define which large diesel,  dual-fuel,  and natural  gas en-
gines (referred to as  "affected facilities")  are  to  be  affected  by  the
prop'osed standards of  performance.   The objective here  is to apply  stan-
dards of performance to  significant sources  of NO emissions.
                                                  x\
       Thus, the following sections will  present  and  explain the criteria
that define  affected facilities after  considering the applications  served
by  stationary engines, the number of units  produced  annually, and the
incremental  NO  contributed  by  the  annual  production.  The following
              /\
discussions  are subdivided by the three operational  fuel  types:  diesel,
dual-fuel,  and  natural gas.  As will be discussed in  the  following  para-
graphs, this classification  separates  large-bore  engines  into three rela-
tively distinct categories of engine applications.   Initially,  large-bore
engines will be defined  as those exceeding  350 CID/cyl.  Then,  if neces-
sary, other  criteria will  be presented and  explained  to define  affected
diesel, dual-fuel, and natural  gas  engines.
       The  following discussion summarizes  an extensive study of the
applications of  large-bore engines.  Many of the  conclusions presented
here are based  on  information concerning  engine sales and applications
during the  past 5 years.   This  information  was voluntarily submitted by
engine manufacturers in  response to Section 114 requests  for information
^   '.  This  information  cannot  be cited for particular manufacturers
since it is  considered proprietary  by the manufacturers.
                                    3-1

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3.1    AFFECTED DIESEL ENGINES
       The primary high usage (large emissions impact), domestic  applica-
tion of large-bore (i.e., >350 CID/cyl) diesel engines during the past  5
years has been for oil and gas exploration and production.  These and
other applications are illustrated in Figure 2^      '.  As this figure
shows, the market for prime (continuous) electric generation and  other  in-
dustrial applications all but disappeared after the  1973 oil embargo,  but
was quickly replaced by sales of standby electric units for building ser-
vices, utilities, and nuclear power stations.  The rapid growth in  the  oil
and gas production market occurred because diesel units are being used  on
oil drilling rigs of various sizes.  Sales of engines to export applica-
tions have also grown steadily since 1972, and are now a major segment  of
the entire sales market.
       Medium-bore (from 35 to 350 CID/cyl)  as well  as  large-bore engines
are sold to oil and gas exploration, standby service, and other industrial
applications.  Furthermore, manufacturers of medium- and  large-bore
engines often compete for the same applications, although,  in general,
medium-bore engines have a cost advantage (lower $/hp).  This  is  because
the higher initial costs for a large-bore, heavy-duty, continuous-service
engine more than offset their lower maintenance and  fuel costs.   This
overlap in sizes is best illustrated in Figure 3 which shows a
considerable number of medium- and large-bore engines in  the 500- to
2000-horsepower range.  Figure 4 shows the displacement per  cylinder  that
corresponds to the ranges of horsepower offered by  the  manufacturers  shown
in Figure 3.  Table 4 shows the overlap for  particular  engine  models.
       The application with the greatest  degree of  overlap  for  mediumand
large-bore diesels is petroleum exploration. Smaller (250-  to  1000-hp)

                                    3-2

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             i.ooo.ood
            0)


            I   500,000
            0)
            to
            •I.
            O
OJ
I
CO
                            Data from:

                            Waukesha
                            Superior
                            GMC/EMD
                            Cooper
                            Colt
                            DeLaval
                                          Total
                                          diesel  horsepower
                                          Export
                                                                                        Total
                                                                                        domestic horsepower
                                                                                   4 IV Standby
                                                                                     III Oil and gas
                                                                                         production
                                                                                     I Electric generation
                                                                                     V Other
                                  1972
1973
 1974

Year
1975
1976
                         Figure 2.   Sales of large-bore (>350 CID/cyl) diesel horsepower
                                    (from References 12-17).

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CO
Medium-Bore
   Ford
   Hercules
   Sterling           [
   Case
   John  Deere
   Murphy
   Allis-Chalmers
   Cunmins
   Caterpillar
   Detroit Diesel
   Waukesha

Large-Bore >350 CID/cyl
   Superior
   EMD (CMC)
   Alco
   Cooper-Bessemer
   Colt
   Delaval
                                                                                >350 CID/cyl
                                          10
                                      100                   1000
                                             Horsepower
10000
                          Figure 3.   Manufacturers  of  diesel  engines  categorized by  horsepower.

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                Med1 urn-Bore1
 i
en
   Ford
   Hercules (white)
   Case
   John Deere
   Allls-Chalmers
   Detroit Diesel  (CMC)
   Sterling
   Cummins
   Murphy
   Caterplller
   Waukesha

Large-Bore
   EMD (GMC)
   Alco
   Superior
   Colt
   Cooper-Bessemer
   Delaval
                                                                                                                   I
                                                                                                                              J
                                                      100                                 1000
                                                              Cubic inch displacement per cylinder, CID/cyl
                                                                                                             10000
              Figure  4.  Manufacturers of  diesel  engines categorized  by cubic-inch displacement  per cylirxler.

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             TABLE 4.  COMPARISON OF WAUKESHA, WHITE SUPERIOR, AND MEDIUM-BORE ENGINE MODELS GREATER
                       THAN  500 HORSEPOWER
CO
Manufacturer
Waukesha
Waukesha
Waukesha
Waukesha
Waukesha
Waukesha
Waukesha
Waukesha
Waukesha
Cumml ns
Caterpillar
Detroit Diesel
Superior
Division/Cooper
Model
VHP
VHP
VHP
VHP
VHP
VHP
VHP
VHP
VHP
VTA-1710-P
KTA
D398TA
D399TA
12V-149
16V-149
40-X-6
PT05-6
40-X-8
PTDS-8
Number of
Cylinders
6
6
6
6
12
12
12
12
16
12
12
12
16
12
16
6
8
Displacement
per Cylinder,
CID/CYL
482
482
482
556
482
482
482
556
556
143
192
245
245
149
149
687/596
687/596
Displacement,
cubic inches
2,896
2,896
2,896
3,335
5,792
5,792
5,792
6,670
8,894
1,710
2,300
2,945
3,927
1,788
2,384
4,120/3,575
5,493/4,767
Type
NA
TC
TC.AC
TC.AC
NA
TC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
TC.AC
Continuous Rated
Horsepower
411
561
702
808
818
1,123
1,403
1,616
2,154
547
900
750
1,000
810
1,080
790/675
820/945
rpm
1,200
1,200
1,200
1,200
1,200
1,200
1,200
1,200
1,200
,800
,900
,200
,200
,800
,800
1,000
900

-------
medium-bore designs (e.g., Detroit Diesel, Cummins,  and Caterpillar)  are
used on portable drilling rigs to drill or service  2500-  to  5000-foot
wells.  These rigs are trailer-mounted or helicopter-transported;  there-
fore, small, lightweight  (approximately 4000-lb)  engines  are favored.   In
addition, multiple units  are preferred to insure  some  backup power in the
event one engine is down, ruling out  a single  unit  of  comparable  total
horsepower.
       Larger horsepower  engines are  used in groups of three to five  to
provide 800 to  3000 hp for wells ranging  in depth from 5000  to  25,000
feet.  On most  of  these rigs,  engines supply mechanical power to  operate
the  drilling (rotary  table), mud pumps, and hoisting equipment.   In the
larger units several  engines from one manufacturer's engines operate  pumps
or generator sets  for auxiliary  power^  '.  A  relatively  new approach is
to generate AC  power, rectify  some of it  for drilling  power  (variable load
DC motors), and use the rest to  drive AC  auxiliaries.   This  approach  is
used primarily  on  offshore platforms, although there is interest  in apply-
ing  it to  land-based  sites despite  its higher  cost.
       In conclusion, then,  larger  land-based  drilling sites are  the  major
areas of overlap of service  provided  by both  large-bore and  medium-bore
manufacturers.  These applications  and baseload electric  generation (to a
lesser extent,  since  horsepower  sales are small)  have  the most significant
NO   emissions  impact  because they are high  usage  (approximately 6000
  ^
hr/yr).  However,  a >350  CID/cyl definition of affected facilities would
result in some  manufacturers (e.g., Waukesha)  being subject  to control
technology  development costs,  while medium-bore engines (of  same  power,
but  more cylinders) serve identical  applications  would not incur  these
costs.  This is clearly undesirable  since this criterion  would unfairly

                                    3-7

-------
place some large-bore engines in a less competitive position than similar
sized (by horsepower), smaller bore designs.
       On the other hand, lowering the criterion to include medium-bore
engines serving the same applications as large-bore designs would increase
the number of affected facilities from about 200 to over 2000 units  per
year (based on 1976 sales information).  Considering this  large  number,
and the remoteness and mobility of petroleum applications, this  alterna-
tive would create serious enforcement difficulties.  Consequently, a cri-
terion is required that distinguishes numerous medium-bore, high-power
engines used for applications such as baseload electrical  generation.
       One possible criterion would be to define diesel engines  that are
affected by NSPS as those exceeding 560 CID/cyl.  This  alternative would
exclude engines presently manufactured by Waukesha as well as those  pro-
duced by Caterpillar, Detroit Diesel, and Cummins.  This criterion,  how-
ever, shifts the area of overlap in horsepower between  regulated and
unregulated engines to other  large-bore diesel manufacturers.  This  situa-
tion  is depicted in Figure 5, which illustrates the relationship between
displacement per cylinder and rated (continuous) horsepower.  All Waukesha
engines are excluded above the 560 CID/cyl  limit.  However, Superior's
diesel engines ranging in size from 596- to 825- CID/cyl would be subject
to  standards.  These engines  compete in very few cases  with Waukesha
diesel engines.  Raising the  limit to 700-CID/cyl would exclude  Superior
engines in the 500- to 1000-hp range, but it would also exclude  EMD  and
Alco models, which compete with Colt (>700-CID/cyl, hence  regulated) in
the  1000- to 3000-hp range.   Establishing a 560-CID/cyl criterion, there-
fore, appears to be a viable  method of excluding engines which
                                     3-8

-------
   10,000
                                                                   A-19894
• 5,000
• 2,000
1,000 COLT
] SUPERIOR
cnpfrRTflD ฎ-
ritDPDTfiD Q^
500 WAUKESHA V p<

CATERPILLAR ป**
tuu LUPrliNo "*
DETROIT DIESEL
1
O^

•^
Ol—



O--
1 III
DELAVAL CM—

O<

tafTt
^^7)

•ฉ


COOPER <
COLT
fc O
fcrs
y^ Gem
CMC,
. 13.5
IM teฃ>
O- „ I

?ra1 Electric
-CO
'END
1 111
40
1,283
              250
500        1,000       2,000

 Horsepower (continuous rating)
5,000
10,000
Figure  5.   Displacement per  cylinder versus continuous rated  horsepower
            for diesel  engines.
                                     3-9

-------
compete with medium-bore designs without introducing a significant overlap
problem at a different power level.
       After considering the sizes and displacements offered by each
diesel manufacturer and the applications served by diesel engines, a  560-
CID/cyl criterion was selected as a reasonable approach for separating
large-bore engines that compete with medium-bore engines from  large-bore
engines that compete solely with each other.  This cylinder displacement
size was chosen because engines below this size are generally  used for
different applications than those above it.  Therefore, it  is  recommended
that diesel engines greater than 560 CID/cyl be affected by standards of
performance.
3.2    AFFECTED DUAL-FUEL ENGINES
       The concept of dual-fuel operation was developed to take  advantage
of both compression ignition performance and inexpensive natural  gas.
These  engines  have been used almost exclusively for prime electric genera-
                Mq 22}
tion.  Figure  6V  "   ' illustrates, however, that shortages of natural
gas  and the 1973  oil embargo have combined to significantly reduce the
sales  of  these engines in recent years.  The few large-bore units that
were  sold  (11  in  1976) were all greater the 350 CID/cyl.  In fact, with
the  exception  of  Superior Division/Cooper and Stewart-Stevenson  (modified
Detroit Diesel  engine) products, all were greater than 500  horsepower and
1000  CID/cyl as shown in Figures 7 and 8.   Moreover, nearly all  of  the
dual-fuel engines sold since 1972 have been larger than 1000 hp.   Only
Stewart-Stevenson manufactures dual-fuel engines  less than  560 CID/cyl.
Sales  of these  units are less than 100 units per year and about  70 percent
of these are exported'^'.
                                     3-10

-------
0)
Q.

-------
             Medium-Bore
                Stewart-Stevenson

             Large-Bore
                Superior
                Cooper-Bessemer
                Colt
                Del aval
CO
I
fxj
                            10
100
1000
                                                            Horsepower
10000
                   Figure  7.  Manufacturers of dual-fuel engines categorized by horsepower.

-------
                   Medium-Bore
                      Stewart-Stevenson |               |

                   Large-Bore
                      Superior                                             |     |
                      Colt
                      Cooper-Bessemer
                      Del aval
CO
i
CO
                                               100                                1000                              10000
                                                           Cubic inch displacement per cylinder, CID/cyl
                      Figure 8.   Manufacturers  of dual-fuel  engines  categorized  by cubic-inch
                                   displacement  per cylinder.

-------
       Although a >350 CID/cyl limit would subject nearly all new dual-
fuel sources to standards of performance (only engines manufactured  by
Stewart-Stevenson would be excluded), it is recommended that thecriterion
chosen to define affected diesel engines (>560 CID/cyl) also be  applied  to
dual-fuel engines.  The reason is that supplies of natural gas are  likely
to become even more scarce, possibly causing recently  installed  or  future
dual-fuel units to convert to diesel fuel operation.   Any additional
diesel engines that would be created by conversion from dualfuel  operation
should be subject to the same regulations applicable to other  large  diesel
engines.
3.3    AFFECTED GAS ENGINES
       The primary application of  large (>350 CID/cyl) gas engines  during
the past 5 years has been for oil and gas production.  The primary  uses
are to power gas compressors for recovery, gathering,  and distribution.
         (24 29)
Figure 9V  ~   ', based on manufacturer's data from response  to the  June
16, 1976 Section 114 requests for information, illustrates that  75  to 80
percent  of all gas engine horsepower sold during  the past 5  years was used
for these applications.
       During  this time sales to pipeline transmission applications
declined.  Combined with standby power, electric  generation,  and other
services (industrial and sewage pumping), these other  applications  accoun-
ted for  the remaining  20 to 25 percent of horsepower sales.   The growth  of
oil and  gas production applications  during this period corresponds  to the
increasing efforts to  find new, or  recover marginal, gas  reserves and dis-
tribute  them to the existing  pipeline transmission network.
                                     3-14

-------
               1,000,000'
CO

_i
en
             J_
             
-------
       Figure 10 illustrates the number of gas engines  sold  for  five size
groups during the past 5 years.  The large number of  smaller than  500-hp
engines that were sold during this period are one or  two  cylinder  engines
used on oil well beam pumps and for natural gas well  recovery and  gather-
ing.  Most of the other, larger gas engines that were sold during  this
period ranged from 500 to 2000 hp.  In 1976, approximately 400 engines  in
this size range were sold, primarily for oil and gas  production  (see
Figure 9).  Most of these gas engines were manufactured by Caterpillar,
Cooper, Waukesha, and White Superior.
       With the exception of standby service, all the applications  of
Figure 9 are high usage (approximately 6000 hr/yr) and, therefore,  contri-
bute significant NO  emissions.  It is estimated that the 400,000  gas-
                   A
engine horsepower sold for oil and gas production applications in  1976
caused 38,400 tons of NO  emissions, or nearly three  times more  NO
                        A                                          /\
than was caused by 200,000 diesel-horsepower (>350-CID/cyl)  sold for the
same application in that year (see Section 3.1).  Thus, large-bore  gas
engines are primary contributors of NO  emissions from  new stationary 1C
                                      A
engines.  Therefore, standards of performance should  be directed particu-
larly at these sources.
       If affected engines were defined as those <350-CID/cyl, then all
manufacturers of gas engines greater than 500 hp, except  Caterpillar,
would be affected by proposed standards of performance.   However,  large
Caterpillar gas engines range from 225 to 930 horsepower  and,  therefore,
compete with the other large-bore manufacturers (particularly Waukesha).
Figures 11 and 12 show more clearly the overlap in horsepower provided  by
manufacturers of engines of various cylinder displacements.   Therefore,  a
                                    3-16

-------
co
s~
O)
I
800


700


600


500


400


300


200


100


   0
                                     5.  >4000 hp
                                     Legend:

                                     1
                                     2
                                     3
                                     4
                   <500 hp
                   500-1000 hp
                   1000-2000 hp
                   2000-4000 hp
                                          1972
                                1973        1974

                                     Year
                                                   1975
                Figure  10.  Size distribution of gas engines sold during the past 5 years.

-------
        Medium-Bore
to

00
   Continental
   Hercules (white)
   Chrysler
   Ford
   Chevrolet (GMC)
   Cooper-Ajax
   Stewart-Stevenson
   Caterpillar
   Waukesha

Large-Bore
   Superior
   Colt
   Ingersoll-Rand
   Delaval
   Cooper-Bessemer
                                                                             ->350 CID/cyTJ
                                  10
                                                 100
1000
10000
                                                                  Horsepower
         Figure 11.   Manufacturers of gasoline and natural  gas engines categorized  by horsepower.

-------
           Medium-Bore
co
i
   Continental
   Chrysler
   Chevrolet (GHC)
   Ford
   Hercules (white)
   Stewart-Stevenson
   Caterpillar
   Waukesha
   Cooper-Ajax

Large-Bo re
   Superior
   Colt
   Del aval
   Ingersoll-Rand
   Cooper-Bessemer
                                                 I
                                                                                                     n
                                                      100                                 1000
                                                             Cubic inch displacement per cylinder
                                                                                                                  10000
                   Figure 12.   Manufacturers of  gasoline and  natural gas  engines categorized by
                                 cubic-inch  displacement per  cylinder.

-------
350-CID/cyl limit would give one manufacturer an unfair competitive  advan-



tage over other large-bore engine manufacturers.  Thus, although  a 350-



CID/cyl limit would subject most significant gas engine sources of NO
                                                                     A


emissions to potential standards of performance, this criterion should be



revised based on the following considerations:



       •   The  350-CID/cyl criterion excludes the only other manufacturer



           (Catepillar) of gas engines greater than 500 hp.  Caterpillar



           gas engines compete directly with the large gas engines manu-



           factured by Cooper, Waukesha, and White Superior, which would



           be regulated.



       •   No emissions have been measured or control techniques  demon-



           strated for 1- and 2-cylinder engines which would be included



           in potential standards of performance by the existing



           350-CID/cyl  limit.



       The first observation suggests that the criterion  should be  low-



ered, or another definition adopted, to include the large Caterpillar



engines that compete  in identical applications with Cooper, Waukesha,  and



White Superior units.  Although Caterpillar has not reported controlled



emissions data for their  gas engines, control techniques  have  been  demon-



strated on other similar  gas engines and should be effective when applied



to Caterpillar engines, since they  are  all similar  in design  (i.e.,  car-



bureted and gas injected  engines that are either turbocharged  and after-



cooled or naturally aspirated).



       Table 5 compares large Caterpillar gas engines with  Waukesha  models



that are greater than  350 CID/cyl.  As  this comparison  illustrates,



Caterpillar engines with  smaller displacements  per cylinder  and  greater



numbers of cylinders  serve about the same power range as  do  the  larger





                                    3-20

-------
TABLE 5.  COMPARISON OF LARGE CATERPILLAR GAS ENGINES WITH
          WAUKESHA GAS ENGINES >350 CID/CYL
MFG/Model
Caterpillar
G399
G398
G379
G353
G342
Waukesha
L7042
L5790
L5108
F3521
F2895
#CYL

16
12
8
6
6

12
12
12
6
6
CID/CYL

245
245
245
245
207

587
482
426
587
482
Continuous HP @ 1,200 rpm

600 to 930
450 to 700
300 to 450
225 to 350
200 to 295

888 to 1,359
726 to 1,114
645 to 987
432 to 674
360 to 558
                             3-21

-------
Waukesha engines.  On the basis of this table, either of  the  following two



steps would subject Caterpillar gas engines to potential  standards  of  per-



formance:



       9   Select a criterion of >240-CID/cyl



       •   Define affected gas engines as those >350-CID/cy1  or



           >8-cy1inder and >240-CID/cy1



       Both measures would essentially include only Caterpillar  engines  in



the same power range as Waukesha.  The second definition  has  a slight  ad-



vantage over the first since it includes only Caterpillar engines that



have Waukesha counterparts of about the same power (note  that the   240-



CID/cyl criterion alone would include the Caterpillar 6353, which has  no



large Waukesha counterpart).  Therefore, the >350-CID/cy1 or  >8-cy1inder



and >240-CID/cy1 definition of affected gas engines  is  recommended.



       With regard to one and two cylinder engines,  it  is recommended  that



they be excluded from potential standards of performance.   This  suggestion



can be supported considering:



       •   At present these engines account for less than 10  percent of



           all gas engine horsepower and, therefore, are  less significant



           N0x emitters than the  larger gas engines  used  for  oil and gas



           production



       •   These sources are numerous and widely  dispersed  in remote



           locations



       •   These engines are low rated-/ and therefore, probably have



           lower NO  emissions than the larger, higher  rated  gas engines
                   /\
5/
-Operate at a small fraction of  their  potential  power  output.





                                     3-22

-------
       In addition to these factors, consideration should  be  given  to  the



undeveloped control technology for these engines.  A  spokesman  for  one



manufacturer noted that they are only currently  preparing  to  measure  NO
                                                                        /\


emissions from their one- and two-cylinder engines.   Therefore,  it  is



recom- mended that all one- and two-cylinder  gas  engines be exempted  from



potential standards of performance.



       In summary, then,  it is recommended that  the following criteria



define gas engines that are to be affected by standards of performance:



       •   Affected facilities are defined as engines that are  either



          >350-CID/cy1 or >8-cy1inder and  240-CID/cyl



       •   All one or two cylinder gas  engines are exempt  from  standards



           of performance
                                     3-23

-------
4.     BEST SYSTEMS OF EMISSION REDUCTION



       Four control techniques, or combinations of these  techniques,  have



been identified as demonstrated NO  reduction  systems  for  stationary
                                  A


large-bore reciprocating internal combustion engines.  These  systems  can be



used to meet any one of three  alternative emission standards.   These  tech-



niques are:  (1) retarded  ignition or  injection,  (2) air-to-fuel  ratio



changes, (3) manifold air  cooling, and  (4)  derating  power  output  (at  con-



stant speed).  In general  these techniques  are applied by  changing  an



engine operating adjustment, although manifold air cooling may  require  a



larger heat exchanger, and air-to-fuel  changes may require resizing of  a



turbocharger.



       These techniques reduce NO  emissions by lowering  peak flame tern-
                                 A


peratures.  Some of the techniques may  result  in  increased fuel consumption



and/or engine maintenance.   In general,  retard is the  most effective  NO
                                                                        A


control technique for diesel-fueled engines, and  air-to-fuel  changes  for



natural gas units.  Both retard and air-to-fuel changes are effective  in



reducing NO  emissions from  dual-fuel  engines.



       The choice of control,  or combination of controls,  selected  for  a



given engine to meet a standard of performance will  be influenced by  the



response of that engine type to the control.   The most important  considera-



tions are fuel economy and operating  performance.  Table  6 shows  the  cost



and effectiveness of the four  control  techniques  that  achieve NO   reduc-
                                                                A


tions of 20, 40, and 60 percent for the major  engine end  uses.  Average



cost penalties increase for  larger NO   reductions, but are less
                                    4-1

-------
                        TABLE  6.   COST  PENALTIES  FOR ALTERNATIVE  NO  EMISSION CONTROL TECHNIQUES
                                                                        A
-p.
I
ro
Fuel/Application
Diesel/
Electric Generation
Dual Fuel/
Electric Generation
Natural Gas/
Oil & Gas
Transport
Natural Gas/
Oil and Gas
Production
Average NO Reduction
20% Reduction
Control
Technique
R, D, A,
RM, RMA
Excl. D
R, M, D,
A
Excl. D
R, M, D,
A
Excl. D
R, M, D,
A
Excl. D
Annuali zed Cost
Increase, %
Range Avg.
0-31 7
0-8 4
1-14 6
1-6 3
1-21 6
1-3 1
1-11 4
1-3 1
40% Reduction
Control

R, D, AM,
RA
Excl. D
R, M,
D, A, RM
Rxcl. D
R, D, A,
RMA
Excl. D
R, D, A,
RMA
Excl. D
Annual i zed Cost
Increase, %
Range
3-40
2-30
2-5
1-47
1-6
2-8
2-7
Avg.
13
4
7
4
9
3
4
4
60% Reduction
Control
Technique
R, RA
R, D,
RA
Excl. D
D, A,
RMA
Excl. D
D, A,
RMA
Excl. D
Annual i zed Cost
Increase, %
Range
14-18
5-33
5-6
2-36
2-6
2-11
2-7
Avg.
16
14
5
10
4
4
5
                                                                                                          T-772
              R - Retard;  M - Manifold Air Cooling;  A - Air-to-Fuel  Charges;  D -  Derate

-------
than 6 percent if derate is excluded, with the  exception  of  a  16-percent
average increase for diesel engines to  achieve  60-percent reduction.
       These techniques would most  likely be  implemented  by  manufacturers
of stationary engines.  Engines would be sold with  operating specifications
that would satisfy standards of performance.  The owner would  operate  the
engine within these specifications  to maintain  the  engine warranty and to
ensure proper performance.
       Other techniques to reduce NO  emissions exist  but are  not  cur-
                                    y\
rently considered demonstrated due  to technical limitations, high  costs,
and/or a lack of data.  These techniques include exhaust  gas recirculation
(EGR), combustion chamber modification  (CCM), water induction,  speed
changes, and catalytic reduction.   Although EGR and CCM appear  technically
feasible, data is limited, and they would require additional time  (3  to 5
years) and expense to develop.  Water  induction has shown effective NO
                                                                       A
reductions, but also causes serious operating and maintenance  problems due
to deposits within the engine and fouling of  lubricating  oil.   Speed
changes do not appear feasible for  most existing and new  facilities,  and
virtually no data exists for catalytic  reduction  of NO from large-bore
                                                       /\
reciprocating engines.
       Standards of performance based on the  four demonstrated control
techniques would reduce national  NO  emissions  by 75,000  to  220,000 tons
                                    A
(metric) annually in the fifth year after the standard went  into effect,
depending on the stringency of the  standard.  This  estimate  assumes con-
stant sales during this interval.
       Standard of performance based  on the  best NO  control techniques
                                                    /\
would cause no other significant  environmental  impacts such  as increased
emissions of other pollutants (HC and  CO),  solid waste,  water, or noise.
                                     4-3

-------
In general, the data indicated that HC and CO emission  levels are  insensi-
tive to NO  reductions.  Dirty lubricating oil is essentially the  only
          A
solid waste from engines and this is presently recycled or burned  as  a  sup-
plemental fuel.  Water is used for engine cooling and is treated to prevent
scaling.  Wastes from this treatment are routinely discarded according  to
local regulatory requirements.  In general, stationary  engines  are remotely
located, or isolated, minimizing noise exposure hazards and annoyance.
       The potential energy impact of standards of performance  are esti-
mated to be 420,000 barrels of oil and 780 million cubic feet of gas  in the
fifth year after standards go into effect, assuming a 10-percent fuel con-
sumption penalty.  This impact is less than 0.04 percent of 1972 crude  oil
and natural gas consumption.
       Standards of performance based on the most stringent alternative
would increase total capital investments by $5 million  over 2 years.  Total
annualized costs are projected to increase $45 million  in the fifth year
after promulgation.  The total U.S. electric bill would increase 0.3  per-
cent after full phase  in 30 years of the standard.  Delivered natural gas
prices would increase 0.4 percent.  Oil  imports are projected to increase
0.6 percent after the fifth year of standards, based on 1976 oil imports
(2,850 million barrels).  No  impact on national employment  is anticipated.
       Based on these considerations, therefore, standards  of performance
will be  recommended based on four alternative control techniques:
(1) retard; (2) air-to-fuel changes;  (3) manifold air cooling;  and (4)
derate.   It is also possible that some combination of these techniques  will
be used  to meet a proposed  standard of performance.
                                     4-4

-------
5.     SELECTION OF THE FORMAT OF THE PROPOSED STANDARD
       The format of a standard is the units  in which the emission  limits
are expressed.  Four potential formats were considered and  the  advantages
and disadvantages of each are discussed below.  The four possibilities  are:
       •   Mass per unit energy output (g/hp-hr)
       t   Concentration (ppm)
       •   Input fuel  (kg/kcal)
       •   Equipment standard
5.1    ALTERNATIVE FORMATS
5.1.1  Mass Per Unit Energy Output Basis
       A standard which limits emissions  on the basis of mass per  unit
energy output  is really one which relates  emissions to unit productivity
because the product of an engine  is  its energy generation.   The advantages
and disadvantages of such a format are as  follows:
Pros:  (a)  The emission restrictions are  directly  related  to energy out-
            put, that  is, such a  standard  relates the environmental  impact
            of the source to the  service  it provides.
       (b)  The manufacturers believe strongly that the emission charac-
            teristics  of engines  should be expressed  in terms of mass per
            energy output.  Thus, all of  the  existing data  are  in  this
            format.
Cons:  (a)  It is harder to measure  emissions in  terms of mass  per unit
            energy output because one needs to measure not  only the emis-
            sion rate  but also the power  output.   In  the  laboratory power
            is usually measured on an engine  dynamometer,  but this device
            cannot be  used on engines which are  installed  in the field.
            However, three solutions have  been proposed to  overcome

                                   5-1

-------
these difficluties and still enable development of  a  standard
based on mass per unit energy output.
(i)    Measure fuel flowrate and use the fuel flowrate  versus
       power output curve that was generated by the engine
       manufacturer during the production run-in tests  as a
       means of determining the engine power during an  emis-
       sion test in the field.  It has been estimated that
       such an approach would yield an answer which is  accu-
       rate to within 10 percent.
(ii)   Infer the power output of the engine from the  power
       output of the device that is driven by the engine.  For
       example, if the engine is used to turn an electric gen-
       erator, the power output of the generator can  be mea-
       sured quite easily and the power input to the  generator
       inferred assuming some coupling efficiency.  The usual
       practice in the industry is to assume that the engine
       power output is 5 percent greater than the generator
       output^  '.  This approach is deemed to  be accurate
       to within 5 percent.
            In the case of engine driven compressors,  two meth-
       ods  are available for estimating the energy  transferred
       by the compressor to the gas which  it  is compressing.
       These are called the MIT and the Beta methods, and they
       are  similar in concept, differing only  in  degree of
                 Hi}
       automationv;.  They  are applicable  to  reciprocating
       compressors, and are based on the recognition  that the
       energy input to the  gas is equal to  the  area under a
                        5-2

-------
                   curve of gas pressure  versus  instantaneous  compressor
                   cylinder volume.   The  auto- mated  approach  computes the
                   area under the measured  pressure versus  volume curve.
                   Correction factors are then applied  for  energy losses
                   in  the  compressor  itself and  between the engine and
                   compressor.   Industry  sources claim  that these
                   techniques, which  are  commonly used  within  the
                   industry, are  accurate to within 10  percent^   '.
             (iii)  A torsion meter  can be installed between the  engine and
                   the unit which  it  is driving.  Engine torque  and  speed
                   are used to determine  power.   These  devices are avail-
                   able for use  on  large-bore engines and turbines.   They
                   are considered  to  be accurate to within  1 percent,  but
                   as  might be expected,  they are considerably more  expen-
                   sive than either of the  first two  alternatives.  Units
                   are available  which cost between $5000 and  $15,000.
                   They do have  the advantage of being  more general  in
                   that they can  be used  for applications other  than elec-
                                                 (33^
                   trical  generation  and  pumpingv  '.
       Since these three approaches are available to  determine power out-
put in the field, the  major drawback  of a mass per unit energy output
standard can be overcome.
5.1.2  Concentration Basis
       A standard that is  based  on  concentration units  would regulate an
engine by setting a limit  on the  number of  NOV molecules per million
                                              A
exhaust molecules that could be emitted by  an engine.  Such a standard
                                     5-3

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would be expressed in terms of parts per million (ppm).  In order to pre-
vent a user from attempting to reduce the concentration of the pollutants
in the exhaust stack by adding air to dilute them, such a standard would
require the user to correct the results of his emission tests to a speci-
fied level of oxygen content in the exhaust.  Since large-bore recipro-
cating internal combustion engines usually operate lean, a value of
15-percent excess oxygen would be an appropriate specified content.  The
advantages and disadvantages of this format are discussed below.
Pros:  (a)  It is easier to regulate a standard which  is based on concen-
            tration units because emission measurement  instrumentation
            provide such results directly.
Cons:  (a)  Such a format does not show, directly, the  relationship be-
            tween the environmental impact from the source on a use basis.
            That is, engine horsepower and use directly control the total
            quantities of NO  emitted to the atmosphere each year.  On
                            A
            the other hand, concentration at the source may be largely
            independent of the environmental impact.
       (b)  A standard based on concentration may discourage manufacturers
            from improving the fuel economy of their engines.  In theory  a
            manufacturer could reduce an engine's ppm  without affecting
            its brake specific N0x (g/hp-hr) by simply readjusting it to
            a poorer fuel rate.  In practice, of course, he would probably
            not follow such an approach.  Moreover, controls which
            increase fuel consumption frequently reduce specific emissions
            anyway.  Nevertheless, a concentration standard could
            discourage attempts to reduce emissions and fuel consumption
            simultaneously.

                                    5-4

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5.1.3  Fuel Basis

       For this format the emission  limit  would  be  specified  in  terms  of

kilograms N0ฅ per kilocalorie fuel  input  (equivalent  to  Ib  NO /MBtu).
            A                                                 X

Standards of performance for new utility  boilers  are  expressed in  these

terms.  The advantages and disadvantages  of  proposing standards  for  new

stationary reciprocating engines in  terms  of fuel input  are discussed

below.-'

Pros:  (a)  A standard that  is  based  on fuel  input  is easier  to  enforce

            than one which is based  on power output because it does  not

            require the power measurement.   Fuel  input is normally mea-

            sured by an engine  operator.

Cons:  (a)  It  is more complicated  to relate emissions to fuel input than

            it  is to merely  express  them  in  concentration units  as mea-

            sured by the  instruments. The additional complexity arises

            because it is necessary to calculate the  total  exhaust flow-

            rates in order to compute the total  mass  emissions of the

            pollutants.

       (b)  A standard which  is based on  fuel input could penalize the ef-

            ficient engine.  That  is, for two engines with  the same  brake

            specific emissions, the  more  efficient  engine  (which consumes

            less fuel) will  have a  higher fuel  based  emissions level.
-No standards  are  proposed  for  SOX  emissions.   However,  if they were,
  it would be appropriate  to express them on  a  fuel  basis since the
  only rational method  of  complying  with such a standard  is to limit the
  sulfur content  of the fuel.  The production of N0x,  however, is related
  to both fuel  bound nitrogen  and NOX produced  during  combustion with the
  atmosphere.
                                     5-5

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5.1.4  Equipment Standard
       An equipment standard is one which specifies equipment which  the
user must install to comply with the standard.  For example, an equipment
standard for an 1C engine could state that the user must  install  a cataly-
tic muffler on his engine, or that he must cool the inlet air to  a certain
temperature.  The advantages and disadvantages of such a  format are
discussed below.
Pros:  (a)  A standard that is written in terms of equipment can  be  easier
            to enforce than any other standard because it usually does not
            rely on exhaust emission measurements.  In most cases an  in-
            spector merely needs to verify that the equipment is  being
            operated in accordance with the instructions  provided by the
            manufacturer.
Cons:  (a)  An equipment standard that specified such likely control  para-
            meters as ignition timing, air-to-fuel ratio, manifold inlet
            temperature, percent EGR rate, or chamber geometry would be
            inappropriate or difficult to enforce.  It would not  be  effec-
            tive because these parameters are different for each  engine.
            Moreover, emissions from an engine depend not only on the type
            of combustion system used but also on the details of  the shape
            and size of the combustion chamber.
       (b)  It is contrary to EPA philosophy to specify design practices
            that must be followed in order to meet emission goals, because
            such an approach interferes with the operation of the free
            market.  A more acceptable approach is to set standards  on the
            basis of emission limits and then  let the manufacturers
                                    5-6

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            develop engines which comply with these  limits, using whatever
            technologies they deem most appropriate.
5.2    PROPOSED FORMAT
       Based on the arguments presented above,  it is proposed that  stan-
dards of performance for new reciprocating stationary engines be expressed
in terms of mass per unit energy output, that is, in terms of g/hp-hr.
The use of such a format causes the standard to relate the emission  limits
directly to the product of the source category.  The most significant fac-
tors in support of this conclusion are as follows:
       t    All the available emission data on  the effectiveness of  NO
                                                                      /\
            control technologies are presented  in g/hp-hr
       •    Adequate means are available to measure  the power output of
            stationary engines in field installations
       •    A standard which is based on productivity does not  indirectly
            penalize an efficient engine
       It is also proposed that the standard require the owner  or operator
of a new engine to maintain it in accordance with the manufacturers
instructions for complying with the standard.
                                    5-7

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6.     SELECTION OF THE EMISSION LIMITS



       The objective of standards of performance  is to  achieve  reductions



in NO  emissions from new, modified, or reconstructed stationary  reci-
     ^


procating engines.  Since uncontrolled NO  emission levels  from engines
                                         A


vary among both engines of the same fuel type and of different  fuels  (even



after considering ambient conditions and measurement methods),  a  procedure



is required for setting standards of performance  that will  reduce average



uncontrolled emissions from new sources.  Therefore, the following ap-



proach was used to establish the numerical emission limit for standards  of



performance:



       1.  Establish average uncontrolled NO  emissions for each  fuel



           type by applying a sales-weighting factor to the average emis-



           sion level for a particular manufacturer's data



       2.  Determine alternative levels for the standard by applying  per-



           centage NO  reductions (based on the effectiveness of  demon-
                     A


           strated control techniques) to the sales-weighted uncontrolled



           emissions average for all engines of a given fuel type



       3.  Recommend an emission level(s) for standards of  performance



           after considering both the  effectiveness and costs of  the  de-



           monstrated techniques



       Uncontrolled NO  emissions from  large stationary reciprocating
                      A


engines were presented in Chapter 4, section 3 of the draft Standards



Support and Environmental Impact Statement  (SSEIS).  These  data indicated



that sales-weighted average uncontrolled NO  emissions  were: (1)  15
                                            A


g /hp-hr for natural gas engines; (2)  8 g/hp-hr for dual-fuel engines;  and



(3) 11 g/hp-hr for diesel engines.
                                    6-1

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       As was discussed in Section 4, the demonstrated NO   control  tech-
                                                         /\
niques include retarded spark ignition or fuel  injection, manifold  air
cooling, air-to-fuel changes, derate, and combinations of these  tech-
niques.  These techniques have demonstrated maximum NOX reductions  rang-
ing from 65 to 90 percent of uncontrolled levels.  Further,  it was  deter-
mined that discrete ranges of cost and energy  impacts could  be associated
with intermediate levels of control.  Consequently, alternative  standards
of performance were established for each fuel  type based on  20,  40,  and 60
percent average NO  reductions.
                  /\
       A detailed analysis was performed to determine the economic  impacts
related to each alternative.  This analysis established that the economic
impacts related to the alternatives are reasonable.
       Based on this analysis and the effectiveness of demonstrated  tech-
niques, 6 g/hp-hr was selected as the numerical emission limit for  large
stationary reciprocating internal combustion engines.  This  level reflects
60-percent reduction of average NO  emissions  for natural gas engines
                                  A
and 50-percent reduction for diesel engines.   Although the  available data
indicate that diesel engines could be controlled to a level  that repre-
sents a 60-percent reduction from the uncontrolled sales-weighted average
(5 g/hphr), to date no manufacturer has tried  the combination of controls
and/or degree of a demonstrated control required to reach this level.
Therefore, recognizing that:  (1) some uncertainty exists  in the data
base; and (2) no controlled emissions data were reported below 5 g/hp-hr,
the 6 g/hp-hr level is also recommended for diesel engines.
       The standard for diesel engines is also applied to dual-fuel
engines since:  (1) dual-fuel engines serve the same applications as
diesel engines; and (2) it  is possible that dual-fuel units  will switch  to

                                    6-2

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100 percent diesel operation as natural gas  curtailments  increase.   Sales



of dual-fuel engines have ranges from  17  to  95  units  annually  over  the



past 5 years, with a general trend of  decreasing  sales.   Therefore,  rela-



tively few sources will be affected  by this  provision.



       Ambient atmospheric conditions  of  humidity and  temperature can



significantly affect N0x emission  levels.  Therefore,  ambient  correction



factors are recommended to correct data measured  at nonstandard  humidity



and temperature to standard conditions.   Standard conditions are defined



as:  (1) 75 grains of moisture  per pound  of  dry air;  and  (2) 85ฐF



ambient temperature.  (These are the reference  conditions cited  for  the



Revised Heavy Duty Engine Regulations  for mobile  vehicles for  1979  and



later years in the Federal Register, Volume  41,  Number 101).   Correction



factors were selected for both  spark ignition  (natural  gas)  and  compres-



sion ignition (diesel/dual-fuel) engines.  These  factors  are presented in



Table 4-2 of Chapter 4, Section 2  of the  draft  SSEIS.   Consequently,  these



ambient correction factors, as  presented  in  the regulation,  are  to  be  used



to correct NO  emissions measured  during  any compliance test for com-
             A


parison with the  numerical emission  limits.



       As an alternative, engine manufacturers, owners, or operators may



elect to develop  their  own ambient correction  factors, since the recommen-



ded factors may not be  applicable  for  certain  engine  models.   All  such



factors, however, must  be substantiated with data and then approved by EPA



before they can be used to determine compliance with  the NO emission
                                                            A


limit.
                                     6-3

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       A 15-month delay is recommended for the standard  to  take  effect.



This delay will enable the manufacturers and owners to adapt  NO   con-
                                                               /\


trols to the remaining models in their lines (those not yet tested)  and  to



verify the durability of their engines with these controls.   This  period



of delay will commence with the proposal of standards of performance for



new stationary reciprocating internal combustion engines.
                                    6-4

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                      REFERENCES FOR RATIONALE SUMMARY


(1)  Bartok, W., et al.  Systems Study of Nitrogen Oxide Control  Methods  for
Stationary Sources, Final Report.  Volume II.  National Air Pollution
Control Administration.  NTIS Report No. PB-192-789.  1969.

(2)  McGowin, C.R. Stationary Internal Combustion Engines  in the  United
States.  Environmental Protection Agency. EPA-R2-73-210.  April 1973.

(3)  Brown, R.A., H.B. Mason, and R.J. Schreiber.  Systems Analysis
Requirements for Nitrogen Oxide Control of Stationary Sources.
Environmental Protection Agency.  EPA-650/2-74-091.  June 1974.

(4)  Preliminary Environmental Assessment of the Application of Combustion
Modification Technology to Control Pollutant Emissions from Major
Stationary Combustion Sources.  Volume II-Technical Result.  Acurex
Corporation.  Report TR-77-28.  pp. 5-46.  February 1977.

(5)  Computer printout of Nationwide Emissions Report, National Emissions
Data System, as of January 10, 1975.  Obtained from the Monitoring and
Data Analysis Division, OAQPS, U.S. Environmental  Agency.

(6)  Youngblood, S.B. and G.R. Offen.  Acurex  interoffice  Memorandum.
Emissions Inventory of Currently Installed Stationary Reciprocating
Engines.  September 23, 1975.

(7)  Op. Cit., Reference 5.

(8)  Hopper, T.6. and W.A. Marrone.  Impact of New Source  Performance
Standards on 1985 National Emissions from Stationary Sources.  The
Research Corporation of New  England.  October  24,  1975.

(9)  Habegger, L.J., et al.  Priorities and Procedures  for Development  of
Standards of Performance for New Stationary Sources of Atmospheric
Emissions.  Argonne National Laboratory.  May  1976.

(10)  Air Quality Criteria for Hydrocarbons.   National Air  Pollution
Control Administration.  AP-64.  Washington, D.C.  1970.

(11)  Goodwin, D.R., EPA/Emission Standards and  Engineering Division.
Request for Information. June 16, 1976.

(12)  Snyder, W.E. (Waukesha) and D.R. Goodwin (EPA).   Private
Communication.  July 20, 1976.
                                   R-l

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(13)  Thompson, M.P- (Superior) and D.R. Goodwin (EPA).  Private
Communication.  August 3, 1976.
(14)  Hanley, G.P. (GMC) and D.R. Goodwin (EPA).  Private Communication.
September 7, 1976.
(15)  Greiner, S.D. (Cooper) and D.R. Goodwin (EPA).  Private
Communication. August 4, 1976.
(16)  Newton, C.L. (Colt) and D.R. Goodwin (EPA).  Private Communication.
August 2, 1976.
(17)  Fleischer, A.R. (DeLaval) and D.R. Goodwin (EPA).  Private
Communication.  July 30, 1976.
(18)  Alberte, Tony.  Portable Rigs Have Full Power  Complement.   Diesel  and
Gas Turbine Progress.  May 1976.
(19)  Op. Cit., Reference 16.
(20)  Op. Cit., Reference 15.
(21)  Op. Cit., Reference 17.
(22)  Op. Cit., Reference 13.
(23)  Offen, G.R.  (Acurex) and M. Andrews (Stewart Stevenson).
Interoffice Memorandum.  December 6, 1974.
(24)  Op. Cit., Reference 16.
(25)  Op. Cit., Reference 15.
(26)  Op. Cit., Reference 17.
(27)  Sheppard, R.W. (Ingersoll-Rand) and D.R. Goodwin  (EPA).   Private
Communication.  July 28, 1976.
(28)  Op. Cit., Reference 12.
(29)  Op. Cit., Reference 13.
(30)  Offen, G.R.  (Acurex) and Beightol, K.  (Cooper-Bessemer).  Telephone
Conversation.  January  10, 1975.
(31)  Ibid.
(32)  Dietzmann, H.E. and K.J. Springer.  Exhaust Emissions  from  Piston and
Gas Turbine Engines in Natural Gas Transmission.  Southwest  Research
Institite.  AR-923.  January  1974.
(33)  Youngblood,  S.B.  (Acurex).   Interoffice Memorandum:  Availability of
Torsion Meters for Large Engines.  February  7,  1975.
                                  R-2

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