5480
                                                               DRAFT
                                                               July 5,  1983
           Guidelines  for Deriving Numerical National  Water  Quality Criteria

                     for  Che  Protection of Aquatic  Life and Its  Uses
                                           by
                Charles  E.  Stephan3,  Donald I.  Mount*,  David  J.  Hansen  ,

               John H. Gentilec,  Gary A.  Chapman**,  and  William A.  Brungsc
      a U.S.  EPA,  Environmental  Research Laboratory,  Duluth,  Minnesota

      b U.S.  EPA,  Environmental  Research Laboratory,  Gulf Breeze,  Florida

      c U.S.  EPA,  Environmental  Research Laboratory,  Narragansett,  Rhode Island

      d U.S.  EPA,  Environmental  Research Laboratory,  Corvallis,  Oregon

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                                                         DRAFT
                                                         July 5, 1983
      Guidelines for Deriving Numerical National Water Quality Criteria

               for the Protection of Aquatic Life and Its Uses
                                     by
          Charles E. Stephan3, Donald I. Mounta, David J. Hansen ,

         John H. Gentilec, Gary A. Chapman**, and William A. Brungsc
a U.S. EPA, Environmental Research Laboratory, Duluth, Minnesota

b U.S. EPA, Environmental Research Laboratory, Gulf Breeze, Florida

c U.S. EPA, Environmental Research Laboratory, Narragansett, Rhode Island

d U.S. EPA, Environmental Research Laboratory, Corvallis, Oregon

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                                  CONTENTS



Executive Summary                                                           1

Introduction                                                                ^



1.    Definition of material of concern                                    18

II.   Collection of data                                                   20

III.  Required data                                                        21

IV.   Final Acute Value                                                    25

V.    Final Acute Equation                                                 31

VI.   Final Chronic Value                                                  34

VII.  Final Chronic Equation                                               40

VIII. Final Plant Value                                                    42

IX.   Final Residue Value                                                  43

X.    Other Data                                                           48

XI.   Criterion                                                            49

XII.  Final Review                                                         50



References                                                                 52



Appendix 1.  Resident North American Species of Aquatic Animals  Used

             in Toxicity Tests                                             54



Appendix 2.  Example Calculation of Final Acute Value, Computer

             Program, and Printouts                                        82
                                     U,S. Environmental Protection Agency


                                     ii

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                                     -1-
Executive Summary




     Derivation of numerical national water quality criteria  for the




protection of aquatic life and its uses is a complex process  (Figure  1)  that




uses information from many areas of aquatic toxicology.  After a decision  is




made that a national criterion is needed for a particular material, all




available information concerning toxicity to, and bioaccumulation by, aquatic




organisms is collected, reviewed for acceptability, and sorted.  If enough




acceptable information is available, the data on acute toxicity to aquatic




animals are used to estimate the maximum concentration which will not cause




unacceptable toxicity during a 96-hour exposure.  If justified, this maximum




concentration is made a function of a water quality characteristic such  as




pH, salinity, or hardness.  Similarly, data on the chronic toxicity of the




material to aquatic animals are used to estimate the highest  concentration




which will not cause unacceptable toxicity during a long-term exposure.  If




appropriate, this concentration is also related to a water quality




characteristic.  For most materials the concentrations which  cause acute and




chronic toxicity can be usefully related to each other by means of an




experimentally determined acute-chronic ratio.




     Data on toxicity to aquatic plants usually indicate that concentrations




which will not cause unacceptable effects on animals will also not




unacceptably affect plants.  Data on bioaccumulation by aquatic organisms  are




used to determine if residues might subject some important species to




restrictions by the Food and Drug Administration or if such residues might




harm some wildlife consumers of aquatic life.  All other available data  are




examined for adverse effects that might be biologically important.

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                                     -2-
     If a thorough review of the pertinent information indicates that enough




acceptable data are available, numerical national water quality criteria  are




derived for fresh water or salt water or both to protect aquatic life and  its




uses from unacceptable effects due to exposures to high concentrations  for




short periods of time, average concentrations over long periods of time,  and




combinations of the two.

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                                    -4-
Introduction




     Of the several possible forms of criteria, the numerical  form  is  the




most common, but the narrative  (e.g., pollutants must not be present in




harmful concentrations) and operational  (e.g., concentrations  of pollutants




must not exceed one-tenth of the 96-hr LCSO) forma can be used if numerical




criteria are not possible or desirable.  If it were feasible,  a freshwater or




saltwater numerical aquatic life national criterion for a material  should be




determined by conducting field  tests on  a wide variety of unpolluted bodies




of fresh or salt water.  It would be necessary to expose each body  of water




to various concentrations of the material in order to determine the highest




concentration that would not cause an unacceptable long-term or short-term




effect on the aquatic  life or its uses.  The lowest of these highest




concentrations would become the freshwater or saltwater national aquatic life




water quality criterion for that material, unless one or more  of the lowest




concentrations were judged to be outliers.  Because it is not  feasible to




determine national criteria by  conducting field tests, these Guidelines  for




Deriving Numerical National Water Quality Criteria for the Protection of




Aquatic Life and Its Uses (hereinafter referred to as the National




Guidelines) describe an objective, internally consistent, and  appropriate way




of estimating national criteria.




     Because aquatic life can tolerate some stress and occasional adverse




effects, protection of all species all of the time was not deemed necessary.




If acceptable data were available for a  large number of appropriate taxa from




a variety of taxonomic and functional groups, a reasonable level of




protection would probably be provided if all except a small  fraction were

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                                    -5-
protected, unless a commercially, recreationally, or socially  important




species was very sensitive.  The small fraction was set at 0.05 because  other




fractions resulted in criteria that seemed too high or too low in  comparison




with the sets of data from which they were calculated.  Use of 0.05  to




calculate a Final Acute Value does not imply that this percentage  of




adversely affected taxa should be used to decide in & field situation whether




a criterion is too high or too low or just right,




     Determining the validity of a criterion derived for a particular body of




water, possibly by modification of a national criterion to reflect  local




conditions [1], should be based on an operational definition of "protection




of aquatic life and its uses" that takes into account the practicalities of




field monitoring programs and the concerns of the public.  Monitoring




programs should contain sampling points at enough times and places  that  all




unacceptable changes, whether caused by direct or indirect effects,  will be




detected.  The programs should adequately monitor the kinds of species of




concern to the public, i.e., fish in fresh water and fish and




raacroinvertebrates in salt water.  Unfortunately, in some situations the




kinds of species of concern cannot be adequately monitored at  a reasonable




cost and so appropriate surrogate species must be monitored.   The  kinds  of




species most likely to be good surrogates are those that either (a)  are  a




major food of the desired kinds of species or (b) utilize the  same  food  as




the desired species or (c) both.  A major adverse effect on appropriate




surrogate species will result in an unacceptable effect on the kinds of




species of concern to the public or will indicate the strong probability of




such an effect.

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                                    -6-
     To be acceptable to the public and useful in field situations,




protection of aquatic life and its uses should be defined as prevention  of




unacceptable long-term and short-term effects on CD fcotttnerdally,




recreationally, and socially important species and (2) (a) fish  and benthic




invertebrate assemblages in rivers and streams, and (b) fish, benthic




invertebrate, and zooplankton assemblages in lakes, reservoirs,  estuaries,




and oceans.  To be able to detect unacceptable effects, each monitoring




program should be tailored to the body of water of concern so that sampling




points occur at enough times and places to provide adequate data on the




populations of important species, as well as data directly related to  the




reasons for their being considered important,  for example, species that are




important because they are consumed should be monitored for residues harming




wildlife predators, exceeding FDA action levels, or causing flavor impair-




ment.  The monitoring program should also provide data on the number of  taxa




and number of individuals in the above-named assemblages that can be sampled




at reasonable cost.  The amount of decrease in the number of taxa or number




of individuals in an assemblage that should be considered unacceptable should




take  into account appropriate features of the body of water and  its aquatic




community.  However, most monitoring programs can only detect decreases  of




more  than 20 percent, and so any statistically significant decrease should




usually be considered unacceptable.  The insensitivity of most monitoring




programs greatly limits their usefulness for studying the validity of




criteria because unacceptable changes can occur and not be detected.




Therefore, although even limited field studies can sometimes demonstrate that




criteria are too high, only very extensive, high quality field studies can




reliably demonstrate that criteria do not allow unacceptable effects to




occur.

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                                    -7-
     If the purpose of water quality criteria were to protect  only




commercially and recreationally important species, criteria  specifically




derived to protect such species and their uses from direct adverse effects of




a material would probably, for most materials, also protect  those  species




from adverse effects due to effects of the material on the food  chain.   In




most situations either the food chain would be more resistant  than the




important species and their uses or the important species and  their food




chains would be adaptable enough to overcome effects of a material on




portions of the food chains.




     These National Guidelines have been developed ots the theory that effects




which occur on a species in appropriate laboratory tests will  generally  occur




on the same species in comparable field situations „  All North American




bodies of water and resident aquatic species and their uses  are  meant to be




taken into account, except for & few that may be too atypical, such as the




Great Salt Lake, brine shrimp, and the siscowet subspecies of  lake trout




which occurs in Lake Superior and contains up to 67% fat in  the  fillets  [2].




Derivation of criteria specifically for the Great Salt Lake  or Lake Superior




would probably have to take brine shrimp and siseowet, respectively, into




account.




     Numerical aquatic life criteria derived using ehese National  Guidelines




are expressed as two numbers, rather Chan the traditional one  number, so that




the criteria can more accurately reflect toxicological and practical




realities.  The combination of a maximum concentration and an  average




concentration is designed to provide adequate protection of  aquatic  life and




its uses from acute and chronic toxicity to animals, toxicity  to plants,  and




bioaccumulation by aquatic organisms without being as restrictive  as a

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                                    -8-
one-number criterion would have  to be  in order  to  provide  the  same  degree  of




protection.  In order to provide the same degree of protection with a




one-number criterion the average would have  to  be  used  as  a concentration




that is not to be exceeded at  any time or place.




     This two-number criterion is intended to identify  the highest  average




concentration which will produce a water quality generally suited to  the




maintenance of aquatic  Life and  its uses while  restricting the  extent  and




duration of excursions  over the  average so that the total  exposure  will  not




cause unacceptable effects.  Merely specifying  an  average  concentration over




a period of time  is insufficient, unless the period of  time is  rather  short,




because concentrations  higher  than the average value can kill  or cause




substantial damage in short periods.   Furthermore, short exposures  to  high




concentrations of some  materials are cumulative and some exposures  cause




delayed adverse effects.   It is  therefore necessary to  place an upper  limit




on concentrations to which aquatic life might be exposed.  These Guidelines




describe principles for using  toxicological  information and a  format  for




expressing aquatic life criteria so that any allowed exposure,  whether




constant or fluctuating, would probably not  cause  unacceptable harm to




aquatic life or its uses, whereas any disallowed exposure would probably




cause unacceptable harm.




     The use of a maximum concentration and  an  average  concentration  is not




an attempt to specify a format for standards, permits or monitoring programs.




Appropriate formats for these  probably should take into account, on a case by




case basis, such  things as the ratio of the  two concentrations, the flow rate




and average retention time of  the discharge, the flow rate of  the receiving

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                                     -9-
 water,  the  size  of  the mixing  zone, and the range of sensitivities of  the




 aquatic species.




      Criteria  produced by  these Guidelines are intended to be useful  for




 developing  water quality standards, mixing zone standards, effluent




 standards,  etc.  The development of standards, however, may have to take into




 account additional  factors such as social, legal, economic, and hydrological




 considerations,  the environmental and analytical chemistry of the material,




 the extrapolation from laboratory data to field situations, and the




 relationship between the species for which data are available and the  species




 in the  body of water of concern.  As an intermediate step in the development




 of standards,  it may be desirable to derive site-specific criteria by




 modification of national criteria to reflect local conditions [!}.  In




 addition, with appropriate modifications these National Guidelines can be




 used  to derive criteria for any specific geographical area, body of water




 (such as the Great Salt Lake), or group of similar bodies of water, if




 adequate information is available concerning the effects of the material of




 concern on  appropriate species and their uses.




     A  common belief is that national criteria ere based on "worst case"




 assumptions and that local considerations will raise, but not lower,




 criteria.   For example, it will usually be assumed that if the concentration




 of a material  in a body of water is lower than the national criterion, no




 unacceptable effects will occur and no site-specific criterion needs to be




 derived.  If, however, the concentration of a material in a body of water is




higher  than the national criterion, the usual assumption will probably be




 that  a  site-specific criterion should be derived.  In order to prevent the




 assumption of the "worst case" nature of national criteria from resulting in

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                                   -10-
the underprotection of  too many bodies of water, the national criteria must




protect alL or almost all bodies of water.  Thus if bodies of water and  the




aquatic communities in  them do differ substantially in their sensitivities to




a material, national criteria will be at least  somewhat overprotective for a




majority of the bodies  of water.  To do otherwise would (a) require




derivation of site-specific criteria even if  the site-specific  concentration




were substantially below the national criterion or (b) cause the "worst  case"




assumption to result in the underprotection of numerous bodies of water.  On




the other hand, national criteria are probably underprotective of some bodies




of water.  Even if national criteria are overprotective (or underprotective),




effluent limitations based on national criteria may be underprotective (or




overprotective) because of how they take into account the flow rates of  the




effluent and the receiving water, the concentrations of the material in  the




effluent and the receiving water, and the variability in all four.




     The two factors that will probably cause the most difference between




national and site-specific criteria are the species that will be exposed and




the characteristics of  the water.  Thus if the required data for the national




criteria include some species which are sensitive to many materials and  if




the national criteria are specifically based  on tests conducted in water




relatively low in particulate matter and organic matter, the national




criteria will be purposely designed to adequately protect most bodies of




water using the two factors that will usually be considered in the derivation




of site-specific criteria from national criteria.




     Even so, some local conditions may require that site-specific criteria




be lower than national  criteria.  Some untested important local species  may




be more sensitive than  the most sensitive species used in deriving the

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                                   -11-
national criterion, and local water quality may not.reduce the toxicity of




the material.  In addition, aquatic life in field situations may be stressed




by diseases, parasites, predators, other pollutants, contaminated or




insufficient food, and fluctuating and extreme conditions of flow, water




quality, and temperature.   Further; some materials may degrade to more toxic




materials, or some community functions or species interactions may be




adversely affected by concentrations lower than those that affect individual




species.




     Criteria should attempt to provide a reasonable and adequate amount of




protection with only a small possibility of considerable overprotection or




underprotection.  It is not enough that a criterion be the best estimate that




can be obtained using available data; it is equally important that a




criterion be derived only if adequate appropriate data are available to




provide reasonable confidence that it is a good estimate.  Thus these




Guidelines require that certain data should be available if a criterion is to




be derived.  If all of the required data are not available, usually a




criterion should not be derived.  On the other hand, availability of all the




required data does not always ensure that a criterion can be derived.




     Because fresh water and salt water have basically different chemical




compositions and because freshwater and saltwater (i.e., estuarine and true




marine) species rarely inhabit the same water simultaneously, these National




Guidelines provide for the derivation of separate criteria for these two




kinds of water.  For some materials sufficient data may not be available to




allow derivation of criteria for one or both kinds of water.  Even though




absolute toxicities may be different in fresh and salt waters, such relative




data as acute-chronic ratios and bioconcentration factors often appear to be

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                                    -12-
similar in the two waters.  When data are available to indicate  that  such




relative data are probably similar, they are used  interchangeably.




     The material for which a criterion is desired is usually defined  in




terms of a particular chemical compound or ion, or a closely related  group  of




compounds or ions, but it might possibly be defined in terms of  an effluent,




although toxicity tests on a specific effluent should probably be conducted




in the receiving water.  These Guidelines might also be useful for deriving




criteria for temperature, dissolved oxygen, suspended solids, pH, etc., if




the kinds of data on which the Guidelines are based are available.




     Because they are meant to be  applied only after a decision  has been made




that a national water quality criterion for aquatic life is needed for a




material, these Guidelines do not  address the rationale for making that




decision.  If the potential for adverse effects on aquatic life  and its uses




is part of the basis for deciding  whether an aquatic life criterion is needed




for a material, these Guidelines may be helpful in the collection and




interpretation of relevant data.   Such properties  as volatility  affect the




fate of a material in the aquatic  environment and may be important when




determining whether a criterion is needed for a material; for example,




aquatic life criteria may not be needed for materials that are highly




volatile or highly degradable in water.  Although  such properties will affect




how much of the material will get  from the point of discharge through  any




allowed mixing zone to some portion of the ambient water and will also affect




the size of the zone of influence  in the ambient water, such properties do




not affect how much of the material aquatic life can tolerate in the  zone of




influence.

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                                     -13-
     Th is version of the National Guidelines provides clarifications,




additional details, and technical and editorial changes from the last version




published in the Federal^ Register [3].  These modifications are the result of




comments on previous versions, experience gained during the U.S. EPA's use of




the previous versions, and advances in aquatic toxicology and related fields.




Future versions will incorporate new concepts and data as their usefulness is




demonstrated.  The major technical changes incorporated into this version of




the National Guidelines are:




1.  The  acute data required for freshwater animals has been changed to




    include more tests with invertebrate species.  The taxoraomic, functional,




    and  probably the toxicological, diversity among invertebrate species is




    greater than that among vertebrate species and this should be reflected




    in the required data.




2.  The  Final Acute Value is now defined in terms of Family Mean Acute Values




    rather than Speciee Mean Acute Values.  A Family Mean Acute Value is the




    geometric mean of all the Species Mean Acute Values available for species




    in the family.  On the average, species within a family are toxicolo-




    gicaily much more similar than species in different families, and so the




    use of Family Mean Acute Values will prevent data seta from being biased




    by an overabundance of species in one or a few families.




3.  The  Final Acute Value is now calculated using a method [4] that is not




    subject to the bias and anomalous behavior that the previous method was.




    The new method is also less influenced by one very low value because it




    always gives equal weight to the four values that provide the most




    information about the cumulative probability of 0.05.  Although the four

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                                    -14-
    values receive the most weight, the other values  still have  a  significant




    effect on the Final Acute Value (see examples  in  Appendix  2).




4.  In order to limit (a) the average concentration,  (b) the duration of




    excursions over the average, and (c) the extent of excursion over the




    average, the criterion consists of two numbers -  the criterion average




    concentration and the criterion maximum concentration.




    a.  The criterion average concentration is now used as a 30-day  average,




        rather than as a 24-hour average.  Thirty  days was chosen because it




        appeared to be a reasonable compromise between the lengths of the




        life spans of, and chronic tests with, a variety of species.  Whether




        used as a 24-hour average or as a 30-day average, the  criterion




        average concentration may exist indefinitely, but averaging  over a




        30-day period provides more flexibility for dealing with fluctuating




        concentrations.




    b.  Excursions over the average are limited to allow only  one  episode of




        acute toxicity in any 30 days.  Because the vast majority of acute




        toxicity tests with aquatic organisms last 96 hours, the cumulative




        duration of excursions above the criterion average concentration is




        limited to 96 hours in any 30 consecutive  days.  Allowing 96 hours




        of excursion every 30 days should provide  a reasonable amount of




        flexibility for dealing with fluctuating concentrations  without




        allowing unacceptable harm to aquatic life.




    c.  Instead of being equal to the Final Acute  Value, the criterion




        maximum concentration is now obtained by dividing the  Final  Acute




        Value by 2.  The Final Acute Value is intended to protect  95 percent




        of a group of diverse species, unless an important species  is more

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                               -15-
   sensitive.   However,  a concentration that would severely harm 50




   percent  of  the fifth  percentiie or 50 percent of & sensitive




   important species  cannot  be considered to be protective of that




   percentiie  or that species, especially because this concentration may




   exist for 96 hours on twelve different occasions every year.




   Dividing the Final Acute  Value  by 2 is intended to result in a




   concentration that will not severely adversely affect too many of the




   organisms.




This new format for numerical  water quality criteria is intended to be a




straightforward use of the data that are generally available concerning




the effects of a material on aquatic life and its uses.  This format is




intended to be the most  appropriate use of the generally available data




to provide reasonable criteria for situations of long-term, nearly




constant, continuous exposure  while also providing reasonable




flexibility and protection for situations of fluctuating concentrations,




including intermittent exposures.   Certainly many species can probably




tolerate higher concentrations for less than 96 hours than they can for




96 hours.  On  the other hand,  shorter exposures to higher concentrations




are probably more likely to  cause  delayed effects than 96-hour exposures




to lower concentrations.  Because  of the great variety among aquatic




species, it seems appropriate  to make only limited extrapolations of the




available data.  The lengths of the time periods (96 hours and 30 days)




are related to the lengths of  many acute and chronic tests, whereas the




numerical values of the criterion  maximum concentration and the




criterion average concentration are based on the known sensitivities of




a variety of species to the  material of concern.

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                                   -16-
5.  The preferred duration for acute testa with all species of  aquatic




    animals is 96 hours, although tests as short as 48 hours are  acceptable




    for freshwater cladocerans and midges, and for embryos and  larvae of




    saltwater barnacles, bivalve molluscs, sea urchins, lobsters, crabs,




    shrimps and abalones.  Use of the results of acute tests for deriving




    water quality criteria is facilitated if all acute tests are of the same




    duration.  When necessary, teat organisms must be fed to prevent




    cannibalism or stress due to starvation.




6.  When available, 96-hour EC50 values based on the percentage of organisms




    immobilized plus the percentage of organisms killed are used instead of




    96-hour LC50 values for fish; comparable EC50 values are used instead of




    LC50 values for other species.  Such appropriately defined EC50 values




    better reflect the total severe acute adverse impact of the test material




    on the test species than LC50 values or narrowly defined BC50 values.




    Acute EC50 values that are based on effects that are not severe, such as




    reduction in shell deposition and reduction in growth, are not used.




7.  The requirements for using the results of tests with aquatic plants have




    been made more stringent.




In addition, Appendix 1 was added to aid in determining whether a species




should be considered resident in North America and its taxonomic




classification.  Appendix 2 gives help in the calculation of a  Final Acute




Value.




     The amount of guidance in these National Guidelines has been increased,




but much of the guidance is necessarily qualitative rather than quantitative;




much judgment will usually be required to derive a water quality  criterion




for aquatic life.  In addition, although this version of the National

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                                   -17-
Guidelines attempts to cover all major questions that have arisen during use




of previous versions, it undoubtedly does not cover all situations  that might




occur in the future.   All necessary decisions should be based on a  thorough




knowledge of aquatic  toxicology and an understanding of these Guidelines and




should be consistent  with the spirit of these Guidelines—which is  to make




best use of the available data to derive the most appropriate criterion.




These National Guidelines should be modified whenever sound scientific




evidence indicates that a national criterion produced using these Guidelines




would probably be significantly overprotective or underprotective of the




presence and uses of aquatic life on a national basis.  Derivation  of




national water quality criteria for aquatic life is & complex process and




requires knowledge in many areas of aquatic toxicology; any modification of




these Guidelines should be carefully considered to ensure  that it is




consistent with other parts of these Guidelines.

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                                   -18-
I.  Definition of material of concern.




      A.  Each separate chemical that does not ionize significantly in most




          natural bodies of water should usually be considered a separate




          material, except possibly for structurally similar organic




          compounds that only exist in large quantities as commercial




          mixtures of the various compounds and apparently have similar




          biological, chemical, physical, and toxicological properties.




      B.  For chemicals that do ionize significantly in most natural bodies




          of water (e.g., some phenols and organic acids, some salts of




          phenols and organic acids, and most inorganic salts and




          coordination complexes of metals), all forms that would be in




          chemical equilibrium should usually be considered one material.




          Each different oxidation state of a metal and each different




          nonionizable covalently bonded organometallic compound should




          usually be considered a separate material.




      C.  The definition of the material should include an operational




          analytical component.  Identification of a material simply, for




          example, as "sodium" obviously implies "total sodium", but leaves




          room for doubt.  If "total" is meant, it should be explicitly




          stated.  Even "total" has different operational definitions, some




          of which do not necessarily measure "all that is there" in all




          samples.  Thus it is also necessary to reference or describe the




          analytical method(s) that the term is intended to denote.  The




          operational analytical component should take into account the




          analytical and environmental chemistry of the material, the




          desirability of using the same analytical method on samples of both

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                         -19-
ambient water and aqueous effluents, and various practical




considerations such as labor and equipment requirements and whether




the method would require measurements in the field or would allow




measurements after samples are transported to a laboratory.




The primary requirements of the operational analytical component is




that it be appropriate for use on samples of receiving water, that




it be compatible with the available toxicity and bioaccumulation




data without making extrapolations that are too hypothetical, and




that it rarely result in underprotection of aquatic life and its




uses.  Because an ideal analytical measurement will rarely be




available, a compromise measurement will usually have to be used.




This compromise measurement must fit with the general approach that




if an ambient concentration is lower than the national criterion,




adverse effects will probably not occur, i.e., the compromise




measurement must not err on the side of underprotect ion when




measurements are made on a surface water or an effluent.  If the




ambient concentration calculated from a measured concentration in




an effluent is higher than the national criterion, an additional




option is to measure the concentration after dilution of the




effluent with receiving water to determine if the measured concen-




tration is lowered by such phenomena as complexation or sorption.




A further option, of course, is to derive a site-specific




criterion.  Thus the criterion should be based on a cost-effective




analytical measurement, but the criterion is not rendered useless




if an ideal measurement is not available or feasible.

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                                    -20-
           NOTE:  The analytical chemistry of the material may have  to  be




           taken into account when defining the material or when  judging the




           acceptability of some toxicity tests, but a criterion  should not be




           based on the sensitivity of an analytical method.  When aquatic




           organisms are more sensitive than routine analytical methods, the




           proper solution is to develop better analytical methods,  not to




           underprotect aquatic life.






II.  Collection of data




       A.  Collect all available data on the material concerning  (a) toxicity




           to, and bioaccumulation by, aquatic animals and plants, (b)  FDA




           action levels [5], and (c) chronic feeding studies and long-term




           field studies with wildlife.




       B.  All data that are used should be available in typed, dated and




           signed hard copy (publication, manuscript, letter, memorandum,




           etc.) with enough supporting information to indicate that




           acceptable test procedures were used and that the results should be




           reliable.  In some cases it may be appropriate to obtain  additional




           written information from the investigator, if possible.




       C.  Questionable data, whether published or unpublished, should  not be




           used.  For example, do not use data from tests for which  no  control




           treatment existed, tests in which too many organisms in the  control




           treatment died or showed signs of stress or disease, and  tests in




           which distilled or deionized water was used as the dilution  water




           without addition of appropriate salts.

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                                     -21-
       D.   Data  on  technical  grade materials may  be  used  if  appropriate,  but




            data  on  formulated mixtures  and emulsifiable concentrates  of the




            material of concern  should not be used.




       E.   For some highly volatile, hydrolyzable, or  degradable materials it




            may be appropriate to only use results of flow-through  tests in




            which the concentrations of  test material in test  solutions  were




            measured using acceptable analytical methods.




       F.   Do not use data obtained using:




            1.  Brine shrimp,  because they usually only occur  naturally  in




               water with salinity greater than 35 g/kg.




            2.  Species that do  not have reproducing  wild  populations  in North




               America (see Appendix 1).




            3.  Organisms  that were previously  exposed  to  significant




               concentrations of the test material or  other  contaminants.




            NOTE: Questionable  data, data on formulated mixtures  and




            eraulsifiable concentrates, and data obtained with  non-resident




            species  or previously exposed organisms may provide  auxiliary




            information but should not be used  in  the derivation of criteria.






III.  Required  data




        A.   Certain  data  should  be available to help  ensure  that each  of the




            four  major kinds of  possible adverse effects receives  adequate




            consideration.  Results of acute and chronic toxicity  tests  with




            representative species of aquatic animals are  necessary so that




            data  available for tested species can  be  considered  a  useful




            indication of  the  sensitivities of  appropriate untested species.

-------
                              -22-
     Fewer data concerning toxicity to aquatic plants are required




     because procedures for conducting tests with plants and




     interpreting the results of such tests are not as well developed.




     Data concerning bioaccumulation by aquatic organisms are only




     required if relevant data are available concerning the significance




     of residues in aquatic organisms.




B.   To derive a criterion for freshwater aquatic life, the following




     should be available:




     1.  Results of acceptable acute tests (see Section IV) with




         freshwater animals in at least eight different families such




         that all of the following are included:




                a.  the family Salmonidae in the class Osteichthyes




                b.  one other family (preferably an important warm water




                    family) in the class Osteichthyes (e.g., bluegill,




                    channel catfish, etc.)




                c.  one other family in the phylum Chordata (e.g., fish,




                    amphibian, etc.)




                d.  a planktonic crustacean (e.g., cladoceran, copepod,




                    etc.)




                e.  a benthic crustacean (e.g., ostracod, isopod, scud,




                    glass shrimp, crayfish, etc.)




                f.  an insect (e.g., mayfly, dragonfly, damselfly,




                    stonefly, caddisfly, mosquito, midge, etc.)




                g.  a family in a phylum other than Arthropoda or




                    Chordata (e.g., Rotifera, Annelida, Mollusca, etc.)




                h.  a family in any order of insect or any phylum not




                    already represented

-------
                             -23-
    2.   Acute-chronic  ratios  (see Section VI)  for  species of aquatic




        animals  in  at  least  three different  families provided that of




        the  three  species:




              —at  least  one is  a fish




              —at  least  one is  an invertebrate




              —at  least  one is  a sensitive freshwater species (the




                other two may be saltwater  species)




    3.   Results  of  at  least  one acceptable test with a freshwater alga




        or  a chronic  test  with a  freshwater  vascular plant (see Section




        VIII).   If  plants  are among the aquatic organisms that are most




        sensitive  to  the material, results of  a test with a plant in




        another  phylum (division) should be  available.




    4.   At  least one  acceptable bioconcentration factor determined




        with an  appropriate  aquatic species, if a maximum permissible




        tissue concentration is available (see Section IX).




C.  To  derive a  criterion  for saltwater aquatic life, the following




    should  be available:




    1.   Results  of acceptable acute tests (see Section IV) with




        saltwater  animals  in at least eight  different families such




        that all of the following are included:




               a.   two different  families in the phylum Chordata




               b*   a family  in a phylum other  than Arthropoda or




                   Chordata




               c.   either  the Mysidae or Penaeidae family




               d.   three  other families not  in the phylum Chordata




               e.   any other family

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                             -24-
    2.  Acute-chronic ratios (see Section VI) for species of  aquatic




        animals in at least three different families provided  that  of




        the three species:




               —at least one is a fish




               —at least one is an invertebrate




               —at least one is a sensitive saltwater species  (the




                 other two may be freshwater species)




    3.  Results of at least one acceptable test with a saltwater alga




        or a chronic test with a saltwater vascular plant (see




        Section VIII).  If plants are among the aquatic organisms




        most sensitive to the material, results of a test with  a




        plant in another phylum (division) should be available.




    4.  At least one acceptable bioconcentration factor determined




        with an appropriate aquatic species, if a maximum permissible




        tissue concentration is available (see Section IX).




D.  If all of the require data are available, a numerical criterion can




    usually be derived, except in special cases.  For example,




    derivation of a criterion might not be possible if the




    acute-chronic ratios vary greatly with no apparent pattern.  Also,




    if a criterion is to be related to a water quality characteristic




    (see Sections V and VII), more data will be necessary.




         Similarly, if all required data are not available, a  numerical




    criterion should not be derived except in special cases.   For




    example, even if not enough acute and chronic data are available,




    it may be possible to derive a criterion if the available  data

-------
                                    -25-
           clearly indicate that the Final Residue Value would be much  lower




           than .either  the Final Chronic Value or the Final Plant Value.




       E.   Confidence  in a criterion usually increases as the amount of




           available pertinent  data increases.  Thus additional data are




           usually desirable.







IV.  Final Acute  Value




       A.   Appropriate  measures of the acute (short-term) toxicity of the




           material to  a variety of species of aquatic animals are used to




           calculate the Final  Acute Value.  The Final Acute Value is an




           estimate of  the concentration of the material corresponding  to a




           cumulative probability of 0.05 in the acute toxicity values  for the




           families with which  acute tests have been conducted on the




           material.  However,  in some cases, if the Species Mean Acute Value




           of an important species is lower than the calculated Final Acute




           Value, then that Species Mean Acute Value becomes the Final  Acute




           Value to provide protection for that important species.




       B.  Acute toxicity tests should have been conducted using acceptable




           procedures [6].




       C.  Except when test organisms must be fed during an acute test  to




           prevent cannibalism or stress due to starvation, results of  acute




           tests in which food was added to the test solutions should not be




           used,  unless data indicate that the food did not affect the  results




           of the test.




       D.  Because the embryo  is often an  insensitive life stage, results of




           acute tests in which the embryo stage lasted for more than half the

-------
                             -26-
    Length of the test should not be used, unless data indicate that




    the embryo is not insensitive.




E.  Results of acute tests conducted in unusual dilution water, e.g.,




    dilution water containing high levels of total organic carbon or




    particulate matter (e.g., higher than 20 mg/litre) should not be




    used, unless a relationship is developed between toxicity and




    organic carbon or particulate matter or unless data show that




    organic carbon, particulate matter, etc., do not affect toxicity.




F.  Acute values should be based on endpoints which reflect the total




    severe acute adverse impact of the test material on the species and




    life stage tested.  Therefore, only the following kinds of data on




    acute toxicity to aquatic animals should be used:




    1.  Tests with daphnids and other cladocerans should be started




        with organisms less than 24 hours old and tests with midges




        s'hould be started with second- or third-instar larvae.  The




        result should be the 96-hr EC50 based on percentage of




        organisms immobilized plus percentage of organisms killed.  If




        such an EC50 is not available from a test, of the values that




        are available from the test the lowest of the following should




        be used in place of the desired 96-hr EC50:  48- to 96-hr EC50




        values based on percentage of organisms immobilized plus




        percentage of organisms killed, 48- and 96-hr EC50 values based




        on percentage of organisms immobilized, and 48- to 96-hr LC50




        values.




    2.  The result of tests with embryos and larvae of barnacles,




        bivalve molluscs (clams, mussels, oysters, and scallops), sea

-------
                         -27-
    urchins, lobsters, crabs, shrimps, and abalones should be the




    96-hr EC50 based on percentage of organisms with incompletely




    developed shells plus percentage of organisms killed.  If such




    an EC50 is not available from & test, of the values that are




    available from the test the lowest of the following should be




    used in place of the desired 96-hr EC50:  48- to 96-hr EC50




    values based on percentage of organisms with incompletely




    developed shells plus percentage of organisms killed, 48- to




    96-hr EC50 values based on percentage of organisms with




    incompletely developed shells, and 48- to 96-hr LC50 values.




3.  The result of tests with all other aquatic animal species and




    older life stages of barnacles, bivalve molluscs, sea urchins,




    lobsters, crabs, shrimps, and abalones should be the 96-hr EC50




    value based on percentage of organisms exhibiting loss of




    equilibrium plus percentage of organisms immobilized plus




    percentage of organisms killed.  If such an EC50 is not




    available from a test, of the values that are available from




    the test the lower of the following should be used in place of




    the desired 96-hr EC50: the 96-hr EC50 value based on




    percentage of organisms exhibiting loss of equilibrium plus




    percentage of organisms immobilized and the 96-hr LC50 value.




4.  Tests whose results take into account the number of young




    produced, such as most tests on protozoans, are not considered




    acute tests, even if the duration was 96 hours or less.




5.  If the tests were conducted properly, acute values reported as




    "greater than" values and those which are above solubility of

-------
                             -28-
        the test material are acceptable values.  Usually  such  values




        are for resistant species and not using these values will




        unnecessarily lower the Final Acute Value by decreasing the




        number of families for which acute values are available (see




        Appendix 2).




G.  If the acute toxicity of the material to  aquatic animals apparently




    has been shown  to be related to a water quality characteristic such




    as hardness or  particulate matter for freshwater animals or




    salinity or particulate matter for saltwater animals,  a Final Acute




    Equation should be derived based on that  water quality




    characteristic.  Go to Section V.




H.  Consider the agreement of the data within and between  species.




    Results that appear to be questionable in comparison to other acute




    and chronic data available for the species and other species in the




    same family probably should not be used.   For example, if the acute




    values available for a species or family  differ by more than a.




    factor of  10, rejection of some or all of the values is probably




    appropriate.




I.  For each species for which at least one acute value  is available,




    calculate  the geometric mean of the results of all flow-through




    tests in which  the concentrations of test material were measured.




    For a species for which no such result is available, calculate the




    geometric  mean  of all available acute values, i.e.,  results of




    flow-through tests in which the concentrations were  not measured




    and results of  static and renewal tests based on  initial total




    concentrations  of test material.

-------
                             -29-
    NOTE:   Data reported by original investigators should not  be




    rounded off.  At Least four significant digits should be retained




    in all intermediate calculations.




    NOTE:   The geometric mean of N numbers is the N   root of  the




    product of the N numbers.  Alternatively, the geometric mean can  be




    calculated by adding the logarithms of the N numbers, dividing  the




    sum by N, and taking the antilog of the quotient.  The geometric




    mean of two numbers is the square root of the product of the two




    numbers, and the geometric mean of one number is that number.




    Either natural (base e) or common (base 10) logarithms can be used




    to calculate geometric means as long as they are used consistently




    within each set of data, i.e., the antilog used must match the




    logarithm used.




J.  For each family for which one or more species mean acute value  is




    available, calculate the Family Mean Acute Value (FMAV) as the




    geometric mean of the available species mean acute values.




K.  Order  the FMAVs from high to low.




L.  Assign ranks (R) to the FMAVs from "1" for the lowest to "N" for




    the highest.  If two or more FMAVs are identical, arbitrarily




    assign them successive ranks.




M.  Calculate the cumulative probability (P) for each FMAV as  R/(N+1).




N.  Select the four FMAVs which have cumulative probabilities closest




    to 0.05 (if there are less than 59 FMAVs, these will always be  the




    four lowest FMAVs).

-------
                             -30-
0.  Using the selected FMAVs and Ps, calculate



           <$2 ,   £((ln FMAV)2) -  (OLdo FMAV))2/4)
                       T(P) - <(t(/P))2/4)

           L - CEUn FMAV) - S(C(/F)))/4

           A - S(/OTT05) +L

           FAV • eA



    (See [4] for development of the calculation procedure  and Appendix

    2 for an example calculation and computer program.)

    NOTE;  Natural logarithms (logarithms to base e, denoted as  In)  are

    used herein merely because they are easier to use on some hand

    calculators and computers than common logarithms (logarithms  to

    base 10).  Consistent use of either will produce the same result.

P.  If for an important species, such as a recreationally  or commer-

    cially important species, the geometric mean of the acute values

    from flow-through tests in which the concentrations of test

    material were measured is lower than the Final Acute Value,  then

    that geometric mean should be  used as the Final Acute  Value.

Q.  Go to Section VI.

-------
                                   -31-
V-  Final Acute Equation




      A.  When enough data are available to show that acute toxicity  to




          two or more species is similarly related to a water quality




          characteristic, the relationship should be taken into account  as




          described below or using analysis of covariance [7,8],  The two




          methods will usually produce very similar results, but covariance




          analysis is generally considered better because it weights each




          species according to the data available for the species rather than




          weighting all species equally.  If two or more factors affect




          toxicity, multiple regression analyses should be used.




       B. For each species for which comparable acute toxicity values are




          available at two or more different values of the water quality




          characteristic, perform a least squares regression of the acute




          toxicity values on the values of the water quality characteristic.




          Because the best documented relationship is that between hardness




          and toxicity of metals in fresh water and a log-log relationship




          best fits the available data, natural logarithms of both toxicity




          and water quality are used here.  For relationships based on other




          water quality characteristics, such as pH or temperature, no




          transformation or a different transformation may fit the data




          better, and appropriate changes will be necessary throughout this




          section.




      C.  Decide whether or not each acute slope is meaningful, taking into




          account the range and number of the tested values of the water




          quality characteristic and the degree of agreement within and




          between species.  For example, a slope based on four data points

-------
                             -32-
    may be of limited value if it is based only on data for a narrow




    range of values of the water quality characteristic.  A slope based




    on only two data points, however, may be meaningful if it is




    consistent with other information and if the two points cover a




    broad enough range of the water quality characteristic.  In




    addition, results that appear to be questionable in comparison




    with other acute and chronic data available for the species and




    other species in the same family probably should not be used.  For




    example, if after adjustment for the water quality characteristic,




    the acute values available for a species or family differ by more




    than a factor of 10, rejection of some or all of the values is




    probably appropriate.  If meaningful slopes are not available for




    at least one fish and one invertebrate or if the available  slopes




    are too dissimilar or if too few data are available to  adequately




    define the shape of the curve, return to Section IV.H., using the




    results of tests conducted under conditions and in water similar to




    those commonly used for toxicity tests with the species.




D.  Calculate the mean acute slope (V) as the arithmetic average of all




    the meaningful acute slopes for individual species.




    NOTE:  An arithmetic average is used here rather than a geometric




    mean because both the toxicity values and the water quality




    characteristics have been transformed, if appropriate, to produce a




    linear relationship.  The usual assumption of techniques such as




    covariance analysis is that such slopes are normally  distributed.




    Geometric means, rather than arithmetic means, are used in other

-------
                             -33-
    parts of these Guidelines because the underlying distributions  are


    more Likely to be lognonnal than normal.  The distribution of


    sensitivities of individual organisms in toxicity tests on most


    materials and the distribution of sensitivities of species and


    families to a material are more likely to be lognormal than normal.


    In addition, geometric means are used for acute chronic ratios and


    bioconcentration factors because sets of ratios and quotients are


    likely to be closer to lognormal than normal  distributions.


E.  For each species calculate the geometric mean (W) of the acute


    toxicity values and the geometric mean (X)  of the related values


    of the water quality characteristic.


F.  For each species calculate the logarithmic  intercept (Y) using


    Che equation:  Y - In W - V(In X).


G.  For each species calculate the species mean acute intercept as


    the antilog of Y.


H.  Obtain the Final Acute Intercept by using the procedure described


    in Section IV.J-0, except insert "Intercept" for "Value".


I.  If for an important species, such as a recreationally or


    commercially important species, the intercept calculated only


    from results of flow-through tests in which the concentrations


    of test material were measured is lower than the Final Acute


    Intercept, then that intercept should be used as the Final Acute


    Intercept.


J.  The Final Acute Equation is written as:  Final Acute Value =

     (V[ln(water quality characteristic)] + In  Z)
    e                                            , where V =


    mean acute slope and Z = Final Acute Intercept.

-------
                                     -34-
VI.  Final Chronic Value



       A.  Depending on the data  that  are  available  concerning  chronic  toxicity



           to aquatic animals,  the  Final Chronic Value might  be  calculated  in



           the same manner as  the Final Acute  Value  or by  dividing  the  Final



           Acute Value by the  Final Acute-Chronic  Ratio. In  some  cases  it may



           not be possible to  calculate a  Final Chronic Value.



           NOTE:  As the name  implies, the acute-chronic ratio  is a way of



           relating acute and  chronic  toxicities.  The acute-chronic ratio  is


           basically the inverse  of the application  factor,  but  the new term


           is used because it  is  more  descriptive  and  should  help prevent


           confusion between "application  factors" and "safety  factors".



           Acute-chronic ratios and application  factors are  ways  of relating


           the acute and chronic  toxicities of a material  to  aquatic



           organisms.   Safety  factors  are  used to  provide  an extra  margin of


           safety beyond the known  or  estimated sensitivities of  aquatic



           organisms.   Another advantage of the acute-chronic ratio is  that  it



           should usually be greater than  one; this  should avoid  the confusion


           as to whether a  large  application factor  is one that  is  close  to


           unity or one that has  a  denominator that  is much  greater than  the



           numerator.


       B.  Chronic values should  be based  on results of flow-through (except
                                     i

           renewal is acceptable  for daphnids) chronic tests  in  which the



           concentrations of test material in  the  test solutions  were properly


           measured at  appropriate  times during the  test.



       C.  Results of chronic  tests in which survival, growth,  or reproduc-



           tion in the  control treatment was unacceptably  low should not  be


           used.  The limits of acceptability  will depend  on the  species.

-------
                             -35-
D.   Results of chronic tests conducted in unusual dilution water,




    e.g., dilution water containing high levels of organic carbon or




    particulate matter (e.g., higher than 20 mg/litre) should not be




    used, unless a relationship is developed between toxicity and




    organic carbon or particulate matter or unless data show that




    organic carbon, particulate matter, etc., do not affect




    toxicity,




E.   Chronic values should be based on endpoints and lengths of




    exposure appropriate to the species.   Therefore, only the results




    of the following kinds of chronic toxicity tests should be used:




    1.  Life-cycle toxicity tests consisting of exposures of each of




        two or more groups of individuals of a species to a different




        concentration of the test material throughout a life cycle.




        To ensure that all life stages and life processes are




        exposed, tests with fish should begin with embryos or newly




        hatched young less than 48 hours  old, continue through




        maturation and reproduction and  should end not less than 24




        days (90 days for salmonids) after the hatching of the next




        generation.  Tests with daphnids  should begin with young less




        than 24 hours old and last for not less than 21 days.  For




        fish,  data should be obtained and analysed on survival and




        growth of adults and young, maturation of males and females,




        eggs spawned per female, embryo viability (salmonids only)




        and hatchability.  For daphnids,  data should be obtained and




        analyzed on survival and young per female.

-------
                         -36-
2.  Partial life-cycle toxicity tests consisting of  exposures  of




    each of two or more groups of individuals of a. species of  fish




    to a different concentration of  the  test material  through  most




    portions of a life cycle.  Partial life-cycle tests are




    conducted with fish species that require more than a year  to




    reach sexual maturity, so that all major life stages can be




    exposed to the test material in  Less than 15 months.  Exposure




    to the test material begins with immature juveniles at least 2




    months prior to active gonad development, continues through




    maturation and reproduction, and ends not less than 24 days (90




    days for salmonids) after the hatching of the next generation.




    Data should be obtained and analyzed on survival and growth of




    adults and young, maturation of males and females, eggs spawned




    per female, embryo viability (salmonids only) and




    hatchability.




3.  Early  life-stage toxicity tests  consisting of 28-  to 32-day




    (60 days post hatch for salmonids) exposures of  the early




    life stages of a species of fish from shortly after




    fertilization through embryonic, larval, and early juvenile




    development.  Data should be obtained and analyzed on survival




    and growth.




    NOTE:  Results of an early life-stage test are used as




    estimates of results of life-cycle and partial life-cycle  tests




    with the same species.  Therefore, when results  of a life-cycle




    or partial life-cycle test are available., results  of an early




    life-stage test with the same species should not be used.

-------
                             -37-
        Also,  results of early life-stage tests in which the incidence




        of mortalities or abnormalities increased substantially near




        the end of the test should not be used because results of  such




        tests  are possibly not good estimates of the results of a




        comparable life-cycle or partial life-cycle test.




F.  A chronic  value is obtained by calculating the geometric mean  of




    the lower  and upper chronic limits from a chronic test.  A lower




    chronic limit is the highest tested concentration (a) in an




    acceptable chronic test, (b) which did not cause the occurrence




    (which was statistically significantly different from the control




    at P a 0.05) of a specified adverse effect, and (c) below which no




    tested concentration caused such an occurrence.  An upper chronic




    limit is the lowest tested concentration (a) in an acceptable




    chronic test, (b) which did cause the occurrence (which was




    statistically significantly different from the control at P =  0.05)




    of a specified adverse effect and (c) above which all tested




    concentrations caused such an occurrence„




    NOTE:  Because various authors have used a variety of terms and




    definitions to report the results of chronic tests, reported




    results should be reviewed carefully.




G.  If the chronic toxicity of the material to aquatic animals




    apparently has been shown to be related to a water quality




    characteristic such as hardness or particulate matter for




    freshwater animals or salinity or particulate matter for saltwater




    animals, a Final Chronic Equation should be derived based on that




    water quality characteristic.  Go to Section VII.

-------
                              -38-
H.  If chronic values  are  available  for  eight  families  as described in




    Sections III.B.I or  III.C.I,  a species mean  chronic  value  should be




    calculated for each  species  for  which  at  least  one  chronic value is




    available by calculating  the  geometric mean  of  all  the chronic




    values available for the  species.  The Final Chronic Value should




    then be obtained using the procedures described in  Section IV.J-0.




    Then go to Section VI.M.




I.  For each chronic value for which at  Least  one corresponding




    appropriate acute  value is available, calculate an  acute-chronic




    ratio, using for the numerator the geometric mean of the results of




    all acceptable flow-through  (except  static is acceptable for




    daphnids) acute tests  in  the  same dilution water and in which  the




    concentrations were measured.  For fish,  the acute  test should  have




    been conducted with  juveniles.   The  acute  tests should have been




    part of the same study as the chronic  test.   If acute tests were




    not conducted as part  of  the  same study,  acute  tests conducted  in




    the same laboratory  and dilution water, but  in  a different study,




    may be used.  If no  such  acute tests are  available,  results of




    acute tests conducted  in  the  same dilution water in  a different




    laboratory may be  used.  If  no such  acute  tests are  available,  an




    acute-chronic ratio  should not be calculated.




j.  For each species,  calculate  the  species mean acute-chronic ratio as




    the geometric mean of  all the acute-chronic  ratios  available for




    that species.




K.  For some materials the acute-chronic ratio seems to  be the same for




    all species, but for other materials the  ratio  seems to increase or

-------
                             -39-
    decrease as  the  Species Mean Acute Value increases.  Thus the Final




    Acute-Chronic  Ratio  can be obtained in three ways, depending on the




    data available:




    1.   If the  species mean acute-chronic ratio seems to increase or




        decrease as  the  Species Mean Acute Value increases, the value




        of the  acute-chronic ratio for species whose acute values are




        close to the Final Acute Value should be used to obtain the




        Final Acute-Chronic Ratio.




    2.   If no major  trend is apparent and the acute-chronic ratios




        for a number of  species are within a factor of ten, the Final




        Acute-Chronic Ratio should be calculated as the geometric




        mean of  all  the  species mean acute-chronic ratios available




        for both freshwater and saltwater species.




    3.   If the most  appropriate species mean acute-chronic ratios are




        less than 2.0,  and especially if they are less than 1.0,




        acclimation  has  probably occurred during the chronic test.




        Because  continuous exposure and acclimation cannot be assured




        to provide adequate protection in field situations, the Final




        Acute-Chronic Ratio should be set at 2.0.




    If  the available species mean acute-chronic ratios do not fit one




    of  these cases,  a Final Acute-Chronic Ratio probably cannot be




    obtained, and a  Final Chronic Value probably cannot be calculated.




L.  Calculate the Final  Chronic Value by dividing the Final Acute




    Value by the Final Acute-Chronic Ratio.




M.  If  the species mean  chronic value of an important species,  such as




    a commercially or recreationally important species, is lower than

-------
                                     -40-
            the Final Chronic Value,  then  that  species mean  chronic  value




            should be used as the  Final  Chronic Value.




        N.  Go to Section VIII.






VII.  Final Chronic Equation




        A.  When enough data are available to  show that  chronic  toxicity to




            at least one species is related  to  a water quality character-




            istic, the relationship should be  taken into account  as  described




            below or using analysis of covariance  (7,8).   The two methods will




            usually produce very similar results,  but covariance  analysis is




            generally considered better  because it weights the species




            according to the data  available  for each species rather  them




            weighting all species  equally.  Ir  two or more factors affect




            toxicity, multiple  regression  analyses should be used.




        B.  For each species for which comparable  chronic toxicity values are




            available at two or more  different  values of the water quality




            characteristic, perform a least  squares regression of the chronic




            toxicity values on  the values  of the water quality character-




            istic.  Because the best  documented relationship is  that between




            hardness and toxicity  of  metals  in  fresh water and a log-log




            relationship best fits the available data, natural logarithms of




            both toxicity and water quality are used here.   For   relationships




            based on other water quality characteristics, such as pH or




            temperature, no transformation or  a different transformation may




            fit the data better, and  appropriate changes will be necessary




            throughout this section.   It is  probably preferable,  but not

-------
                             -41-
    necessary, to use the same transformation that was used with  the




    acute values in Section V.




C.  Decide whether or not each chronic slope is meaningful, taking




    into account the range and number of the tested values of the




    water quality characteristic and the degree of agreement within




    and between species.   For example, a slope based on four data




    points may be of limited value if it is based only on data  for a




    narrow range of values of the water quality characteristic.  A




    slope based on only two data points, however, may be meaningful




    if it is consistent with other information and if the two points




    cover a broad enough range of the water quality characteristic.




    In addition, results that appear to be questionable in comparison




    with other acute and chronic data available for the species and




    other species in the same family probably should not be used.




    For example, if after adjustment for the water quality




    characteristic, the chronic values available for a species  or




    family differ by more than a factor of 10, rejection of some or




    all of the values is probably appropriate.  If a meaningful




    chronic slope is not available for at least one species or  if the




    available slopes are too dissimilar or if too few data are




    available to adequately define the shape of the curve, return to




    Section VI.H, using the results of teats conducted under




    conditions and in water similar to those commonly used for




    toxicity tests with the species.




D.  Calculate the mean chronic slope (L) as the arithmetic average of




    all the meaningful chronic slopes for individual species.

-------
                                      -42-
         E.  For each species calculate  the  geometric mean  (M)  of the  toxicity



             values and the geometric mean (P) of  the related values of  the



             water quality characteristic.



         F.  For each species calculate  the  logarithmic  intercept (Q)  using



             the equation:  Q * In M - L(ln  P).



         G.  For each species calculate  a species  mean chronic  intercept  as



             the antilog of Q.



         H.  Obtain the Final Chronic Intercept by using the procedure



             described in Section IV.J-0, except insert  "Intercept" for



             "Value".



         I.  If the species mean chronic intercept  of an important  species,



             such as a commerically or recreationally important  species,  is



             lower than the Final Chronic Intercept, then that  species mean



             chronic intercept- should be used as the Final  Chronic  Intercept.



         J.  The Final Chronic Equation  is written as:   Final Chronic  Value =


              (L[ln(water quality characteristic)]  + In  R)   ,     T
             e                                            , where L =



             mean chronic slope and R a  Final Chronic Intercept.





VIII.  Final Plant Value



         A.  Appropriate measures of the toxicity  of the material to aquatic



             plants are used to compare  the  relative sensitivities of  aquatic



             plants and animals.  Although procedures for conducting and



             interpreting the results of toxicity  tests  with plants are  not



             well developed, results of  tests with plants usually indicate



             that criteria which adequately  protect aquatic animals and  their



             uses should also protect aquatic plants and their  uses.

-------
                                    -43-
       B.   A plant  value is  the result of any test conducted with an alga or




           an aquatic  vascular  plant.




           NOTE:   Algal  tests  on most  metals should not be used if the




           medium contained  an  excessive amount of a complexing agent like




           EDTA that might  affect the  toxicity of the test material.  Concen-




           trations of EDTA  above about 200 yg/1 should probably be considered




           excessive.




       C.   Obtain the  Final  Plant Value by selecting the lowest result




           obtained in a test  on an important aquatic plant species in which




           the concentrations  of test  material were measured and the endpoint




           is biologically  important.







IX.   Final Residue Value




       A.   The Final Residue Value ia  intended to (a) prevent concentrations




           in commercially  or  recreationally important aquatic species from




           exceeding applicable FDA action levels and (b) protect wildlife,




           including  fishes  and birds, that consume aquatic organisms from




           demonstrated  adverse effects.  The Final Residue Value is the




           lowest of the residue values that are obtained by dividing maximum




           permissible tissue  concentrations by appropriate bioconcentration




           factors. A maximum permissible tissue concentration is either (a)




           an FDA action level  [5] for fish oil or for the edible portion of




           fish or shellfish,  or (b) a maximum acceptable dietary intake based




           on observations  on  survival, growth or reproduction in a chronic




           wildlife feeding  study or a long-term wildlife field study.  If no




           maximum permissible  tissue  concentration is available, go to




           Section X because no Final  Residue Value can be derived.

-------
                             -44-
B.  A bioconcentration factor (BCF) ia the quotient of the




    concentration of a material in one or more tissues of an  aquatic




    organism divided by the average concentration  in the solution  to




    which the organism has been exposed.  If a maximum permissible




    tissue concentration is available for a substance (e.g. parent




    material, parent material plus metabolites, etc.), the  tissue




    concentration used in the calculation of the BCF should be  for  the




    same substance.  Otherwise the tissue concentration used  in the




    calculation of the BCF should be that of the material and its




    metabolites which are structurally similar and are not much more




    soluble in water than the parent material.




C.  1.  A BCF determined in a laboratory test should be used only  if




        the test was flow-through, the BCF was calculated based on




        measured concentrations of the test material in tissue  and  in




        the test solution and the exposure continued at least until




        either apparent steady-state or 28-days was reached.  Steady-




        state is reached when the BCF does not change significantly




        over a period of time, such as two days or 16 percent of the




        length of the exposure, whichever is longer.  The BCF used  from




        a test should be the highest of (a) if apparent steady-state




        was reached, the higher of the apparent steady-state BCF and




        the highest BCF obtained prior to apparent steady-state, (b) if




        apparent steady-state was not reached, the highest BCF




        obtained, and (c) the projected steady-state BCF, if




        calculated.

-------
                         -45-
2.  A BCF from a field exposure should not be used unless  data  are




    available to show that the concentration of the material was




    reasonably constant for a long enough period of time over the




    range of territory inhabited by the organisms.




3.  Whenever a BCF is determined for a lipophilic material,  the




    percent lipids should also be determined in the tissue(s) for




    which the BCF was calculated.




4.  A BCF obtained from a laboratory or field exposure that  caused




    an observable adverse effect on the test organisms may be used




    only if it is similar to that obtained with unaffected




    organisms of the same species at lower concentrations.




5.  Because maximum permissible tissue concentrations are  almost




    never based on dry weights (i.e., dried at 100-120°C), a BCF




    calculated using dry tissue weights must be converted  to a wet




    tissue weight basis.  If no conversion factor is reported with




    the BCF, multiply the dry weight BCF by 0.1 for plankton and by




    0.2 for individual species of fishes and invertebrates [9|.




6.  If acceptable BCFs from field exposures to a material  are




    consistently lower or higher than those from laboratory




    exposures to the same material, then only those BCFs from field




    exposures should be used.




7.  If more than one acceptable BCF is available for a species,  the




    geometric mean of the available values should be used, except




    that if the BCFs are from different lengths of exposure  and  the




    BCF increases with length of exposure, the BCF for the longest




    exposure should be used.

-------
                              -46-
D.  If enough pertinent data  exist,  several  residue values  can  be




    calculated by dividing maximum  permissible  tissue  concentrations




    by appropriate BCFs:




    1.  For each available maximum  acceptable dietary  intake  derived




        from a chronic  feeding  study or a  long-term field study with




        wildlife, including birds and  aquatic organisms,  the




        appropriate BCF is based on the whole body of  aquatic species




        which constitute  or represent  a major portion  of  the  diet of




        the tested wildlife species.




    2.  For an FDA action level for fish or  shellfish,  the  appropriate




        BCF is the highest geometric mean  species BCF  for the edible




        portion  (muscle for decapods,  muscle with or without  skin for




        fishes,  adductor  muscle for scallops and total  soft tissue for




        other bivalve molluscs) of  a consumed species.  The highest




        species  BCF is  used because FDA action  levels  are applied on a




        species-by-species basis.




E.  For lipophilic materials,  it may be possible to calculate




    additional residue  values.   Because the  steady-state  BCF  for a




    lipophilic material seems to be proportional to percent




    lipids from  one tissue to another  and  from  one species  to another




    [10,11,12],  extrapolations  can  be  made from tested  tissues  or




    species to untested tissues or  species on the basis of  percent




    lipids.




    1.  For each BCF for  which  the  percent lipids is known  for  the




        same tissue for which the BCF  was  measured, normalize the BCF




        to a one percent  lipid  basis by dividing the BCF  by the percent

-------
                         -47-
    lipids.  This adjustment to a one percent lipid basis makes  all



    the measured BCFs comparable regardless of the species or



    tissue for which the BCF was measured.



2.  Calculate the geometric mean normalized BCF.  Data  for both



    saltwater and freshwater species can be used to determine  the



    mean normalized BCF, unless data show that the normalized  BCFs



    are probably not similar.



3.  Calculate all possible residue values by dividing the available



    maximum permissible tissue concentrations by the mean



    normalized BCF and by the percent lipids values appropriate  to



    the maximum permissible tissue concentrations, i.e.,


       . ,      ,      (maximum permissible tissue concentration)
    Residue value = —     ——*•—          •	

                    (mean normalized BCF)(appropriate percent  lipids)





    a.  For an FDA action level for fish oil, the appropriate



        percent lipids value is 100.



    b.  For an FDA action level for fish, the appropriate percent



        lipids value is 11 for freshwater criteria and  10 for



        saltwater criteria because FDA action levels are applied on



        a species-by-species basis to commonly consumed species.



        The highest lipid contents in the edible portions of



        important consuraed species are about 11 percent for both



        the freshwater chinook salmon and lake trout and about 10



        percent for the saltwater Atlantic herring [13].



    c.  For a maximum acceptable dietary intake derived from



        chronic feeding study or a long-term field study with



        wildlife, the appropriate percent lipids is the percent

-------
                                   -48-
                  lipids of an aquatic species or group of  aquatic  species




                  which constitute a major portion of the diet of the




                  wildlife species.




      F.  The Final Residue Value is obtained by selecting  the lowest of




          the available residue values.




          NOTE:  In some cases the Final Residue Value will not be  low




          enough.  For example, a residue value calculated  from an  FDA action




          level should result in an average concentration in the edible




          portion of a fatty species that is at the action  level.   Some




          organisms will have BCFs higher than the mean value but no




          mechanism has been devised to provide appropriate additional




          protection.  Also, some chronic feeding studies and long-term field




          studies on wildlife identify concentrations that cause adverse




          effects but do not identify concentrations which do not cause




          adverse effects, but again no mechanism has been devised  to provide




          appropriate additional protection.  These are some of the species




          and uses that are not protected at all times in all places.






X.  Other data




      Pertinent information that could not be used in earlier sections may be




      available concerning adverse effects on aquatic organisms and their




      uses.  The most important of these are data on cumulative and delayed




      toxicity, flavor impairment, reduction in survival, growth, or




      reproduction, or any other adverse effect that has been shown to be




      biologically important.  Especially important are data for species for




      which no other data are available.  Data from behavioral, biochemical,

-------
                                    -49-
       physioLogical,  microcosm, and field studies may also be available.




       Data may be available from tests conducted in unusual dilution water




       (see IV.E and VI.D), from chronic tests in which the concentrations




       were not measured (see VLB), from tests on previously exposed




       organisms (see  II.F) „ and from teats on formulated mixtures or




       emulsifiable concentrates (see II.D).   Such data may affect a criterion




       if the data were obtained with an important species and the test




       concentrations  were measured.







XI.  Criterion




       A.  A criterion consists of two concentrations:  the Criterion Maximum




           Concentration and the Criterion Average Concentration.




           NOTE:  Criterion concentrations should be rounded [14] to two




           digits.




       B.  The Criterion Maximum Concentration is calculated by dividing the




           Final Acute Value, or the value obtained from the Final Acute




           Equation, by 2.0.




       C.  The Criterion Average Concentration is equal to the lowest of the




           Criterion Maximum Concentration, Final Chronic Value,  the Final




           Plant Value, and the Final Residue Value unless other data (see




           Section X)  from tests in which the concentrations of test material




           were measured show that a lower value should be used.   If toxicity




           is related  to a water quality characteristic,  the Criterion Average




           Concentration is obtained from the Criterion Maximum Equation,




           Final Chronic Equation, the Final  Plant Value, and the Final




           Residue Value by selecting the one that results in the lowest




           concentrations in the usual range  of the water quality

-------
                                     -50-
            characteristic, unless other data (see Section X) from tests in




            which the concentrations of test material were measured show that a




            lower value should be used.




        D.  The criterion is stated as:  To protect (1) aquatic life and its




            uses, in each 30 consecutive days:




            a.  the average concentration of (2) should not exceed (3);




            b.  the maximum concentration should not exceed (4); and




            c.  the concentration may be between (3) and (4) for up to 96 hours




        where




            1 = insert "freshwater" or "saltwater"




            2 = insert name of material




            3 = insert the Criterion Average Concentration




            4 * insert the Criterion Maximum Concentration






XII.  Final Review




        A.  The derivation of the criterion should be carefully reviewed by




            rechecking each step of the Guidelines,  Items that should be




            especially checked are:




            1.  If unpublished data are used, are they acceptable?




            2.  Are the required data available?




            3.  Is the range of acute values for any species greater than a




                factor of 10?




            4.  Is the range of species mean acute values for any family




                greater than a factor of 10?




            5.  Is there more than a factor of  five difference between the two




                lowest Family Mean Acute Values or the two values bracketing




                0.05 cumulative probability?

-------
                             -51-
    6.  Are any of the four lowest Family Mean Acute Values




        questionable?




    7.  Is the Final Acute Value reasonable as compared  to the  Species




        Mean Acute Values and Family Mean Acute Values?




    8.  For any important species is the geometric mean  of the  acute




        values from flow-through tests in which the concentrations  of




        teat material were measured lower than the Final Acute  Value?




    9.  Are any of the chronic values questionable?




    10. Are chronic values available for sensitive species?




    11. Is the range of acute-chronic ratios greater than a factor  of




        10?




    12. Is the Final Chronic Value reasonable as compared to the




        available acute and chronic data?




    13. Is the mean chronic value for any important species below the




        Final Chronic Value?




    14. Are any of the other data important?




    15. Do any data look like they might be outliers?




    16. Are there any deviations from the Guidelines?  Are they




        acceptable?




B.  On the basis of all available pertinent laboratory and field




    information, determine if the criterion is consistent with  sound




    scientific evidence.   If it is not, another criterion, either




    higher or lower,  should be derived using appropriate modifications




    of these Guidelines.

-------
                                   -52-
                                  References




1.  U.S. EPA, Federal Register, 47:49234-49252, October  29,  1982.




2.  Thurston, C. E.s 1962, Physical Characteristics  and  Chemical Composition




    of Two Subspecies of Lake Trout, 3_. Fish. Res. Bd. Canada  19:39-44.




3.  U.S. EPA, Federal Register, 45:79341-79347, November 28, 1980.




4.  Erickson, R. J., and C. E. Stephan, Manuscript,  Calculation of the Final




    Acute Value for Water Quality Criteria for Aquatic Life.   U.S. EPA,




    Duluth, Minnesota.




5.  Administrative Guidelines Manual, Food and Drug  Administration.




6.  For good examples of acceptable procedures, see:




      ASTM Standard E 729, Practice for Conducting Acute Toxicity Tests with




          Fishes, Macroinvertebrates, and Amphibians.




      ASTM Standard E 724, Practice for Conducting Static Acute Toxicity




          Tests with Larvae of Four Species of Bivalve Molluscs.




7.  Dixon, W. J., and M. B. Brown, eds.  1979.  BMDP Biomedical Computer




    Programs, P-series, Univ. of  California, Berkeley, pp. 521-539.




8.  Neter, J., and W. Wasserman,  1974, Applied Linear_ Statistical Models,




    Irwin, Inc., Homewood, Illinois.




9.  The values of 0.1 and 0.2 were derived from data published in:




      McDiffett, W, F-, 19,70, Ecology 51:975-988.




      Brocksen, R. W., et ai., 1968, _J. Wildlife Management 32:52-75.




      Cummins, K. W., et al., 1973, Ecology 54:336-345.




      Pesticide Analytical Manual, Volume I, Food and Drug Administration,




          1969.



      Love, R. M. , 1957, In: The  Physiology of Fishes, Vol. I, M. E. Brown,,




          ed.  Academic Press, New York, p. 411.

-------
                                   -53-
      Ruttner,  F.,  1963,  Fundamentals of Limnology, 3rd ed.  Trans, by D. G.




          Frey  and  F.  E.  J.  Fry.   Univ.  of Toronto Press, Toronto.




    Some additional values can be found  in:




      Sculthorpe, C.  D.,  1967, The Biology of Aquatic Vascular Plants.




          Arnold Publishing,  Ltd., London.




10.  Hamelink,  J. L.,  et  al.,  1971, "A Proposal:   Exchange Equilibria Control




    the Degree  Chlorinated Hydrocarbons  are  Biologically Magnified in Lentic




    Environments,"  Trans.  Am.  .Fish_.  Soc. 100:  207-214.




11.  Lunsford,  C. A.,  and  C.  R. Blem,  1982, "Annual Cycle of Kepone Residue in




    Lipid Content of  the  Estuarine Clam, Rangia  cuneata," Estuaries 5:




    121-130.




12.  Schnoor,  J.  L., 1982,  "Field  Validation  of Water  Quality Criteria for




    Hydrophobia  Pollutants,"  Aquatic  Toxicology  and Hazard Assessment:  Fifth




    Conference,  ASTM STP  766,  J.  G.  Pearson,  R.  B. Foster, and W.  E. Bishop,




    Eds., American  Society for Testing and Materials, pp. 302-315.




13.  Sidwell,  V.  D., 1981,  Chemical and Nutritional Composition of  Finfishes,




    Whales,  Crustaceans,  Mollusks, and Their Products.   NOAA Technical




    Memorandum  NMFS F/SEC-11,  National Marine Fisheries Service.




14.  Huth, E.  J.s et al.,  1978, Council of Biology Editors Style Manual, 4th




    Ed., p.  117.

-------
                                           -54-

  Appendix 1.   Resident  North American Species of Aquatic Animals Used  in Toxicity  Teats

introduction

    These lists  identify species of aquatic animals which have reproducing wild
lopulations in North America and have been used in toxicity tests.  "North America"
Deludes only the 48 contiguous states, Canada, and Alaska; Hawaii and Puerto Rico are not
Included.  Saltwater (i.e.,  estuarlne and true marine) species are considered resident in
forth America if  they  Inhabit or regularly enter shore waters on or above the continental
ihelf to a depth of 200 meters.  Species do not have to be native to be resident.  Unlisted
ipecies should be considered resident North American species if they can be similarly
sonfirmed or if  the test  organisms were obtained from a wild population in North America.

    The sequence for  fishes is taken from A List of Common and Scientific Names of Fishes
 :'rom the United States and Canada.   For other species, the sequence of phyla, classes and
 lamilies is  taken  from the NODC Taxonomic Code, Third Edition, National Oceanographic Data
 tenter, NOAA, Washington,  DC 20235,  July, 1981, and the numbers given are from that source
 EO facilitate verification.  Within a family genera are in alphabetical order, as are
 ipecies in a genus.

     The references  given are those used to confirm that the species is a resident North
 Imerican species.  (The NODC Taxonomic Code contains foreign as well as North American
 ipecies.)  If no  such reference could be found, the species was judged to be nonresident.
 Jo reference is given for organisms not identified to species; these are considered resident
 inly if obtained  from wild North American populations.  A few nonresident species are listed
 In brackets  and noted as "nonresident" because they were mistakenly identified as resident
 In the past  or  to  save other investigators from doing literature searches on the same
 ipecies.

                                    Freshwater Species

                     ——  -   .                     Species                              "
  Class           Family             Common Name       Scientific Name            Reference


PHYLUM;  PORIFERA (36)

  Demospongia     Spongillidae       Sponge            Ephydatia fluviatilis      P93
   3660            366301

PHYLUM;  PLATYHELMINTHES  (39)

  Turbellaria     Planariidae        Planarian         Planaria gonocephala      [Footnote 1]
   3901
                                   [Planarian]       [Pblycelis felina]         [nonresident]

                 Dendrocoelidae     Planarian         Procotyla fluviatilis      E334, P132,
                  391501                              (Dendrocoelum lacteum)      D63

PHYLUM;  GASTROTRICHA (44)

  Chaetonotoida   Chaetonotidae      Gastrotrich       Lepidodermella squamatum   E413
   4402            440201

-------
                                           -55-
Freshwater (Continued)
Class
Family

Common Name
Species
Scientific Name
Reference
PHYLUM: ROTIFERA (ROTATORIA) (45)
Bdelloidea Philodinidae
4503 450402
Monogononta Brachionidae
4506 450601
PHYLUM: ANNELIDA (50)
Archlannelida Aeolosomatidae
5002 500301
Oligochaeta Lumbriculidae
5004 500501
Tublficidae
500902
Naidldae
500903
PHYLUM: MOLLUSCA (5085)
Gastropoda
51
Viviparidae
510306
Bithyniidae
( Aranicolidae)
(Bulimidae)
(Hydroblidae)
510317
Pleuroceridae
510340
Lymnaeidae
511410
Rotifer
Rotifer
Rotifer
Worm
Worm
Tubificid worm
Tubificid worm
Worm
Worm
Snail
Snail
Snail
Snail
Snail
Snail
Snail
Philodina acuticornis
Philodina roseola
Keratella cochlearis
Aeolosoma headleyi
Lumbriculus variegatus
Limnodrilis hoffmeisteri
Tubifex tubifex
Nais sp.
Pristina sp .
Campeloma decisum
Amnicoia sp.
Goniobasis livescena
Goniobasis virginica
Leptoxis carinata
(Nitocris carinata)
(Mudalia carinata)
Nitocris ap.
Lymnaea catascopium
(Lymnaea emarginata)
Y
E487
E442, P188
E528, P284
E533, P290
E536
E536, P289
[Footnote 2]
[Footnote 2]
P731, M216
[Footnote 2]
P732
E1137
«•
X, E1137
[Footnote 2]
M328
                                                     (Stagnicola emarginata)

-------
                                           -56-
sreshwater (Continued)
Class Family
Planorbidae
511412
Physidae
511413
Bivalvia Margaritiferidae
(Pelecypoda) 551201
55
Amblemidae
Unionidae
551202
Corbiculidae
551545
Pisidiidae
(Sphaeriidae)
551546

Common Name
Snail
Snail
Snail
[Snail]
Snail
Snail
Snail
[Snail]
Snail
Snail
Snail
Mussel
Mussel
Mussel
Mussel
Mussel
Mussel
Asiatic clam
Asiatic clam
Fingernail clam
Fingernail clam
Species
Scientific Name
Lymnaea elodes
(Lymnaea palustris)
Lymnaea st agnail 3
Lymnaea sp.
[Biomphalaria glabrata]
Gyraulus circumstriatus
Heliapma campanulatum
Aplexa hypnorum
[Physa fontinalis]
Physa gyrina
Physa heterostropha
Physa integra
Margaritifera
margaritifera
Amblema plicata
Anodonta imbecillus
Carunculina parva
(Toxolasiaa texasensis)
Cyrtonaias tampicoenis
Elliptio complanata
Corbicula fluminea
Corbicula manilensis
Eupera cubensis
(Eupera s ing ley i)
Musculium transversum
Reference
E1127, M351
E1127, P726,
M296
[Footnote 2]
[nonresident]
(M390)
P729, M397
M445
E1126, P727,
M373
[nonresident]
(M373)
E1126, P727,
M373
M378
P727
E1138, P748,
Jll
AA122
J72» AA122
J19, AA122
P759. AA122
J13
El 159
P749
E1158, P763,
G9
M160, Gil
                                                      (Sphaeriua transversum)

-------
                                           -57-
Freshwater (Continued)

Class Family Common Name
Fingernail clam
PHYLUM: ARTHROPODA (58-69)
Crustacea Lynceidae Conchostracan
61 610701
Sididae Cladoceran
610901
Daphnidae Cladoceran
610902
Cladoceran
Cladoceran
Cladoceran
[Cladoceran]
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Cladoceran
Bosminidae Cladoceran
Species
Scientific Name
Sphaerium corneum
Lynceus brachyurus
Diaphanosoma sp.
Ceriodaphnia acanthina
Ceriodaphnia reticulata
Oaphnia ambigua
Daphnia carinata
[Daphnia cucullataj
Daphnia galeata mendotae
Daphnia hyalina
Daphnia longispina
Daphnia raagna
Daphnia parvula
Daphnia pulex
Daphnia pulicaria
Daphnia similis
Moina rectirostris
Simocephalua serrulatus
Simocephalus vetulus
Bosmina longirostris
Reference
G12
E580, P344
[Footnote 2]
E618
E618, P368
E607, P369
[Footnote 3]
[nonresident]
E610, P370
[Footnote 4]
[Footnote 5]
E605, P367
E611
E613, P367
A
E606, P367
E623, P370
E617, P370
E617, P370
E624, P373
                 Polypheraidae
                  610905
Cladoceran
Polyphemus pediculus
                                            E599, P385

-------
                                          -58-
freshwater (Continued)
Class Family
Cyprididae
(Cypridae)
611303
Diaptomidae
611818
Cyclopidae
612008
AselLidae
616302
Ganmaridae
616921
Hyalellidae

Common Name
[Ostracod]
Os traced
[Cope pod]
[Copepod]
Copepod
Copepod
Copepod
Copepod
Copepod
[Isopod]
Isopod
Isopod
[Isopod]
Isopod
Scud
Scud
Scud
Scud
Scud
Scud
Species
Scientific Name
[Cypretta kawatai]
Cypridopais vidua
[Eudiaptomus padanus]
[Cyclops abyssorum]
Cyclops bicuspidatus
Cyclops vernalis
Cyclops viridis
(Acsnthocyclops viridis)
Eucyclops agilis
Mesocyclops leuckarti
[Asellus aquaticus]
Asellus brevicaudus
Asellus communis
[Asellus meridianus]
Aaeilua racovitzai
Crangonyx pseudogracilis
Gammarus fasciatus
Gammarus lacustris
Gammarus pseudolimnaeus
Gammarus sp.
Hyalella azteca
Reference
[nonresident]
(U)
E720, P430
[nonresident]
[nonresident]
E807, P405
E804, P405
E803, P397
P403
E812, P403
[nonresident]
(12)
E875, P447
E875, P448
[nonresident]
P449
P459
E877, P458,
E877, P458
E877, P458,
T48 •
E876, P457,
               (Talitridae)
                 616923

                Palaemonidae
                 617911
                   (Hyalella knickerbockeri) T154
[Malaysian prawn]  [Macrobrachium
                   rosenbergii]
[nonresident]

-------
Freshwater (Continued)
                                           -59-

Class Family Common Name
Glass shrimp
Astacidae Crayfish
618102
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Crayfish
Insects Heptageniidae Mayfly
62-65 621601
Mayfly
Baetidae Mayfly
621602
Mayfly
Ephemerellidae Mayfly
621702
Mayfly
Mayfly
Mayfly
Caenidae Mayfly
621802
Species
Scientific Name
Palaetaonetes kadiakensis
Cambarus latimanus
Faxoneila clypeatus
Orconectes Limosus
Orconectea propinc|uus
Orconectes nais
Orconectes rustic us
Orconect.ee virilis
Paclfastacus trowbridgii
Pracanibarus acutus
Procafflbarus clarki
(Procambarus clarkii)
Procaatbarus simulans
Procarabarus sp*
Stenonema ithaca
Stenonema rubrum
Callibaetis sp.
Cloeon dip te rum
Ephemerella doddsi
Epharaerella grandis
Ephemerella subvaria
E^hemereUa ap.
Caenis diminuta

Reference
E881, P484
E897
E890
E893, P482
E894S P482
E894
E893, P482
E8945 P483
E883
P482
E885, P482
E888, P482
[Footnote 2]
S173, 0205
S178, 0205
[Footnote 2]
0173
0245
0245 *
N9, 0248,
S71
[Footnote 2]
S51, 0268

-------
                                           -60-
Freshwater  (Continued)
Class Family
Ephemeridae
622003
Libellulidae
622601
Coenagrionidae
(Agrionidae)
(Coenagriidae)
622904
Pteronarcidae
625201
Perlidae
625401
Perlodidae
625402
Dytiscidae
630506
Elmidae
(Elminthidae)
631604
Hydropaych idae
641804

Common Name
Mayfly
Mayfly
Mayfly
Dragonfly
Damsel fly
Damsel fly
Stonefly
Stone fly
Stonefly
Stonefly
Stonefly
Stonefly
Stonefly
Stonefly
Beetle
Beetle
Caddisfly
Caddisf ly
Caddisfly
Caddisfly
Species
Scientific Name
Hexagenia bilineata
Hexagenia rigida
Hexagenia sp.
Pant a la hymenea
(Pantala hymenaea)
Ischnura verticalis
Ischnura sp.
Pteronarcella badia
Pteronarcys californica
Pteronarcys dorsata
Pteronarcys sp.
Acroneuria lycorias
Acroneuria pacifica
Claassenia sabulosa
Arcynopteryx parallela
Stenelmis sexlineata
Arctopsyche grandis
Hydropsyche betteni
Hydropsyche californica
Hydropsyche sp.
Reference
N9, S39,
0290
0290, S41,
N9
[Footnote 2]
N15, V603
N15
[Footnote 2]
L172
L173
E947
[Footnote 2]
N4, E953
E953, L180
E953
E954
W21
L251
N24
L253
[Footnote 2]

-------
Freshwater (Continued)
                                           -61-
Class
Family
Brachycentridae
641815
Ceratopogonidae
650504
Chironoraidae
650508
PHYLUM: ECTOPROCTA (BRYOZOA) (78)
Phylacto-
laemata
7817
PHYLUM: CHORD ATA
Agnatha
86
Osteichthyes
8717
Pectinatelcidae
Lophopodidae
Plumatellidae
781701
(8388)
Petromyzontidae
860301
Anguillidae
874101
Salmonidae
875501

Common Name
Caddisfly
Biting midge
Midge
Midge
Midge
Midge
Bryozoan
Bryozoan
Bryozoan
Sea lamprey
American eel
Pink salmon
Coho salmon
Sockeye salmon
Chinook salraon
Golden trout
Cutthroat trout
Rainbow trout
Species
Scientific Name
Brachyeentrus ap<.

Chironomus tentans
Chironomus sp.
Tany_t£t9tjs dissimills
Pfectlnatella magnifica
Lo£ho£odeila carter!
Plumstella emarginata
Petromyzon marinus
Anguilla rostrata
Oncorhyachus S2£bu3cha
Oncorhytichus kisutch
Ojncorhynchua nerka
OncorhyiQchus tshawyjzscha
Salmo aguabonita
Salmo clarki
Salmo gairdneri
Reference
[Footnote 2]
[Footnote 2]
L423
Q
[Footnote 2]
Rll
E502, P269
E502, P271
E505, P272
Fll
F15
F18
F18
F19
F19
F19
F19
F19
                                    (Steelhead trout)

-------
                                          -62-
Freshwater  (Continued)

Class Family Common Name
Atlantic salmon
Brown trout
Brook trout
Lake trout
Esocidae Northern pike
875801
Cyprinidae Chiselmouth
877601
Longfin dace
Central
stoneroller
Goldfish
Common carp
[Zebra danio]
[(Zebrafish)'j
Golden shiner
Pugnose shiner
Emerald shiner
Striped shiner
Common shiner
Pugnose minnow
Spottail shiner
Red shiner
Spotfin shiner
Northern
Species
Scientific Name
Salmo salar
Salmo trutta
Salve linus fontinalis
Salve linus namaycush
Esox lucius
Acrocheilus alutaceus
Agrosia chrysogaster
Campostoma anomalum
Carassius auratus
Cyprinus carpio
[Danio rerio]
[ (Brachydanio rerio)]
Notemigonus crysoleucas
Notropis anogenus
Notropis atherinoides
Notropis chryaocephalus
Notropis cornutus
Notropis emiiiae
Notropis hudsonius
Notropis lutrensis
Notropis spectrunculus
Phoxinus eos
Reference
F19
F19
F19
F19
F20
F21
F21
F21
F21
F21
[nonresident]
(F96)
F23
F23
F23
F23
F23
F24
F24
F24
F25
F25
                                    redbelly dace

-------
Freshwater (Continued)
                                          -63-

Class Family Common Name
Bluntnose minnow
Fathead minnow
Northern
squawf iah
Blacknose dace
Speckled dace
Bitterling
Rudd
Creek chub
Pearl dace
Tench
Catostomidae White aucker
877604
Ictaluridae Black bullhead
877702
Yellow bullhead
Brown bullhead
Channel catfish
Clariidae Walking catfish
877712
Cyprinodontidae Banded killifish
880404
Flagfish
Poeciliidae Mosquitofiah
880408
Amazon molly
Sailfin raolly
Species
Scientific Name
Pimephales notatus
Pimephales promelas
Ptyc hoch e i 1 u s
oregjonensxs
Khinichthys atratulus
Rhinichthys osculus
Rhodeus sericeus
Scardinius
ervtbrophthalmus
Seraotilus atromsculatus
Semotilus margarita
Tinea tinea
Catostomus commersoni
Ictalurus melas
Ictslurus natalis
Ictalurus nebulosus
Ictalurus punctatus
Claries batrachus
Fundulus diaphanus
Jordanella floridae
Gambusia affinis
Poecilia formosa
Poecilia latipinna
Reference
F25
F25
F25
F25
F25
F26
F26
F26
F26
F26
F26
F27
F27
F27
F27
F28
F33
F33
F33
F34
F34

-------
                                          -64-
Freshwater (Continued)
Class Family
Gasterosteidae
881801
Percichthyidae
Centrarchidae
883516
Percidae
883520

Common Name
Molly
Guppy
Southern
platyfish
Brook
stickleback
Threespine
stickleback
Ninespine
stickleback
White perch
Striped bass
Rock bass
Green sunfish
Pumpkinseed
Orangespotted
sunfish
Bluegill
Longear sunfish
Redear sunfish
Sraallmouth bass
Largeraouth bass
Black crappie
Rainbow darter
Johnny darter
Species
Scientific Name
Poecilia sp.
Poecilia reticulata
(L,ebistes reticulatus,
Xiphophorue maculatus
Culaea inconstans
Gasterosteus aculeatus
Pungitius pungitius
Morone americana
Morone saxatilis
Ambloplites rupestris
Lepomis cyanellus
Lepomis gibbosus
Lepomis humilis
Lepomis raacrochirus
Lepomis megalotis
Lepomis micro lophus
Micropterus dolomieui
Micropterus salmoidea
Pomoxis nigromaculatus
Etheostoma caeruleum
EtheosComa nigrum

Reference
F34
Obs.)
P34
F35
F35
F35
F36
F36
F38
F38
F38
F38
F38
F38
F38
F39
F39
F39
F39
F40

-------
Freshwater (Continued)
                                          -65-
Class Family
Sciaenidae
883544
Cichlidae
883561
Cottidae
883102
Amphibia Ranidae
89 890302
Microhylidae
890303
Bufonidae
890304

Common Name
Orangethroat
darter
Yellow perch
Walleye
Freshwater drum
Oscar
Blue tilapia
Mozambique
tilapia
Mottled sculpin
Bullfrog
Green frog
Pig frog
River frog
Leopard frog
[Frog]
Narrow-mouthed
toad
American toad
[Toad]
Green toad
Fowler's toad
Red-spotted toad
Woodhouse's toad
Species
Scientific Name
Etheostoma spectabile
Perca flavescens
Sti.KosCedi.on vitreum
vitreusn
Aplodinotus gruntiiens
Astronotus ocellatus
Tilapia aurea
Tilapia mossambica
Gottus bairdi
Ran a catesbeiana
Ran a cl ami tans
Rana grylio
Rana heckscheri
Rana £i£i£££
(Rana temper ia]
Gas t rpphr yne
carolinensis
Bufo americanus
[Bufo bufo]
Bufo debilig
Bufo fowleri
Bufo punctatus
Bufo woodhousei

Reference
F40
F41
F41
F45
F47
F47
F47
F60
B206
B206
B206
B206
B205
[nonresident]
B192
B196
«
[nonresident]
B197
B196
B198
B196

-------
                                          -66-
Freshwater (Continued)
Class
Family
                                                   Speciea
Common Name
Scientific Name
Reference
               Hylidae
                890305
               Pipidae
               Ambystomat idae
                890502
                Salamandridae
                 890504
                   Northern cricket
                     frog

                   Southern gray
                     treefrog

                   Spring peeper

                   Barking treefrog

                   Squirrel
                     treefrog

                   Gray treefrog

                   Northern chorus
                     frog

                   African clawed
                     frog

                   Spotted
                     salamander

                   Marbled
                     salamander

                   Newt
                  Acris crepitans
                                                    Hyla chrysoacelis
                          B203
                                            B201
Hyla crucifer
Hyla gjratiosa
Hyla squirella
Hyla versicolor
Pseudacris triseriata
B202
B201
B201
B200
B202
                  Xenopus laevis            Z16
                  Ambystoma maculaturn       B176
                                                     Ambystoma  opacum          B176
                  Notophthalmus viridescens B179
                 (Triturus viridescens)

-------
                                             -67-
Footnotes:

1.   Apparently this  is  an outdated  name  (D19,  20).   Organisms identified as such  should  only
    be used if they were obtained from North America.

2.   Organisms not identified  to  species  are considered  resident only if obtained  from  wild
    populations in North America.

3.   If from North America,  it  is resident  and  should be called £.  sim.ilis (C).  If not from
    North America, it is nonresident.

4.   If from North America,  it  is resident  and  may be any one  of a number of species such  as
    _D. laevis, E>. dubia, or ]). galiata mendota (C).  If not  from North America, it is
    nonresident.

5.   If from North America,  it  is resident  and  may be any one  of a number of species, such as
    I), ambigua, D. longiremis, or D. rosea (C).  If  not from  North America,  it is
    nonresident.

-------
                                        -68-

                                     REFERENCES

Brandlova, J., Z. Brandl, and C. H. Fernando.  1972.  The Cladocera of Ontario with
remarks on some species and distribution.  Can. J. Zool. 50: 1373-1403.

Blair, W. F., et al., Vertebrates of the United States, 2nd Ed., McGraw-Hill, New York,
1968.                                        —-

Brooks, J. L., The Systematics of North American Daphnia, Memoirs of the Connecticut
Academy of Arts and Sciences, Vol. XIII, Nov. 1957, 180 p.

Kenk, R., Freshwater Planarians (Turbellaria) of North America, Biota of Freshwater
Ecosystems Identification Manual No. 1, U.S. G.P.O. #5501-0365, 1972.

Edmondson, W. T., ed., Fresh-water Biology, 2nd Ed., Wiley, New York, 1965.

Committee on Names of Fishes, A List of Common and Scientific Names of Fishes from the
United States and Canada, 4th Ed., American Fisheries Society, Special Publication No.
12, Bethesda, MD, 1980.

Burch, J. B., Freshwater Sphaeriacean Clama (Molluscs;  Pelecypoda) of North America,
Biota of Freshwater Ecosystems Identification Manual No. 3, U.S. G.P.O. #5501-0367,
1972.

Foster, N., Freshwater Pblychaetes (Annelida) of North America, Biota of Freshwater
Ecosystems Identification Manual No. 4, U.S. G.P.O. '#5501-0368, 1972.

Williams, W. D., Freshwater Isopods (Aaellidae) of North America, Biota of Freshwater
Ecosystems Identification Manual No. 7, U.S. G.P.O. #5501-0390, 1972.

Burch, J. B., Freshwater Unionacean Clams (Mollusca:  Pelecypoda) of North America
Biota of Freshwater Ecosystems Identification Manual No. 11, U.S. G.P.O. #5501-00588,
1973.

Kudo, R. R., Protozoology, 5th Ed., Thomas, Springfield, 111., 1966.

Usinger, R. L., Aquatic Insects of California, University of California Press, Berkeley,
1956.

The Freshwater Molluscs of the Canadian Interior Basin, Malacologia, Vol. 13, No. 1-2,
1973.

Hilsenhoff, W.L., Aquatic Insects of Wisconsin, Technical Bulletin No. 89, Dept. of
Natural Resources, Madison, Wisconsin, 1975.

Edmunds, G. F.. Jr., S. L. Jensen, and L. Berner, The Mayflies of North and Central
America.  University of Minnesota Press, Minneapolis, 1976.

Pennak, R. W., Fresh-Water Invertebrates of the United States, 2nd Ed.» Wiley, New York,
1978.,

Wentsell, R-, et al., Hydrobiologia, 56: 153-156, 1977.

Johannsen, 0. A., Aquatic Diptera.  Part IV.  Chironomidae: Subfamily Chironominae.
Memoir 210.  Cornell Univ. Agricultural Experimental Station, Ithaca, NY, Dec. 1937.

-------
                                            -69-
S.  Burks, B. D. ,  The Mayflies, or Ephemeroptera, of Illinois, Bulletin of the Natural
    History Survey Division, Urbana, Illinois, 1953.

T.  Bousfield, E.  L., Shallow-Water Gammaridean Amphipods of New England, Cornell University
    Press, Ithaca, New York, 1973.

U.  Sohn, I. G., and L. S. Kornicker, Morphology of Cypretta kawatai Sohn and Kornicker,
    1972 (Crustacea, Ostracoda), with a Discussion of the Genus.  Smithsonian Contributions
    to Zoology, No. 141, 1973.

V.  Needhara, J. G., and M. J. Westfall, Jr.  A Manual of the Dragonflies of North America.
    Univ. of California Press, Berkeley, 1955.

W.  Brown, H. P-,  Aquatic Dryopoid Beetles (Coleoptera) of the United States, Biota of
    Freshwater Ecosystems Identification Manual No. 6, U.S.G.O. #5501-0370.   1972.

X.  Parodiz, J. J., Notes on the Freshwater Snail Leptoxis (Mudalia) carinata (Bruguiere).
    Annals of the  Carnegie Museum 33: 391-405, 1956.

Y.  Myers, F. J.,  The Distribution of Rotifera on Mount Desert Island.   Am.  Museum
    Novitates, 494: 1-12.  1931.                                        ~~~

Z.  National Academy of Sciences, Amphibians:  Guidelines for the breeding,  care, and
    management of  laboratory animals.  Washington, D.C. 1974.

AA. Home, F. R.,  and S. Mclntosh.  Factors Influencing Distribition of Mussels in the
    Blanco River in Central Texas.  Nautilus. 94: 119-133, 1979.

-------
                                            -70-
                                   Saltwater Species
  Class
               Family
                                                     Species
                   Common Name
 Scientific  Name
Reference
PHYLUM:   CNIDARIA (COELENTERATA) (37)

                                    Hydroid

                                    Hydroid

                                   [Hydroid]
Hydrozoa
 3701
Campanulariidae
 370401
               Campanulinidae
                370404
 Campanularia flexuosa     B122, E81

 Phialidium sp.            [Footnote 1]

[Eirene viridula]          [nonresident]
PHYLUM:   CTENOPHORA (38)
  Tentaculata
   3801
               Pleurobrachiidae   Ctenophore
                380201
                 Mnemiidae
                  380302

PHYLUM:  RHYNCHOCQELA (43)

  Heteronemertea Lineidae
   4303           430302

PHYLUM:  ROTIFERA (ROTATORIA) (45)
  Monogononta
   4505
               Brachionidae
                450601
 PHYLUM:  ANNELIDA (50)
  Polychaeta
   5001
               PhylLodocidae
                500113
                 Nereidae
                  500124
                                  Ctenophore
                                     Pleurobrachia pileus
                                     Mneaiopaia mccrdayi
                                  Nemertine worm    Cerebratulus fuscus
                                    Rotifer
                    Polychaete  worm



                    Polychaete  worm


                   [Polychaete  worm]

                    Polychaete  worm


                    Sand  worm
                                     Brachionus plicatilis
 Phyllodoce maculata
(Anaitides maculata)
(Nereiphylla maculata)
                           B218, E162
                           C39, 194
                                                               B252
                           B272
                                                                                E334
                                                    Neanthes  arenaceodentata  E377
                                                    (Nereis arenaceodentata)
                                                      [Neanthes vaali]

                                                      Nereis diversicolor
                                                      (Neanthes diversicolor)

                                                     , Nereis virens
                                                      (Neanthes virens)
                                                                              [nonresident]

                                                                               E337,  F527
                                                                               B317,  E337,
                                                                               C58
                                     Polychaete  worm   Nereis sp.

-------
                                            -71-
                                   Saltwater Species
  Class
 Family
                                                     Species
 Common Name
 Scientific Name
 Reference
                 Dorvilleidae
                  500136
                 Spionidae
                  500143

                 Cirratulidae
                  50015Q

                 Ctenodrilidae
                  500153

                 Capitellidae
                  500160

                 Arenicolidae
                  500162
PHYLUM:   MOLLUSCA (5085)
  Gastropoda
   51
  Bivalvia
 (Pelecypoda)
   55
 Haliotidae
  510203
 Calyptraeidae
  510364

 Muricidae
  510501

 Melongenidae
(Neptuneidae)
  510507

 Nassariidae
(Nassidae)
  510508

 Mytilidae
  550701
                 Pect inidae
                  550905
                    Polychaete worm   Ophryotrocha diadema      P23

                   [Polychaete worm] [Ophryotrocha labrunica]  [nonresident]

                    Polychaete worm   Polydora websteri^         E338


                    Polychaete worm   Cirriform!a spirabranchia G253
                    Polychaete wora   Cteaodrilua serratus
                    Polychaete worm   Capitella capitata
                    Polychaete worm   Areaicola marina
 Black abalone

 Red abalone

 Common Atlantic
   slippershell

 Oyster drill
 Haliotis  cracherodii
                                                      Haliotis rufescens
                                                      Crepidula fornicata
                                                      Urosalpinx cinerea
                                                      CUrosalpinx cinereus)
                                    Channeled whelk   Busycon canalieu1atum
                                    Mud snai1
 Blue mussel

[Mediterranean
 mussel]

 Bay scallop
 Masaarius obsoletus
 (Nassa obso leta)
 (Icyanassa obsoleta)

 Mytilus edulis

[Mytilus
 gall^oprovinciallis]

 Argopecten irradiana
                                             G275
                                             B358, E337
                                             B369, E337
 C88,  D17

 D18

 C90,  D141
                           B646, D179,
                           E264

                           B655, D223,
                           E264
                                             B649, D226,
                                             E264
 B566,  C101,
 D428,  E299
[nonresident]
                                                                D447

-------
                                           -72-
Saltwater (Continued)
Class Family
Ostreidae
551002
Cardiidae
551522
Mactridae
551525
Tellinidae
551531
Veneridae
551547
Myidae
(Myacidae)
551701
PHYLUM: ARTHROPODA (58-69)
Merostoraata Litnulidae
58 580201
-Crustacea Artemiidae
61 610401
Calanidae
611801
Pseudocalanidae
611805

Common Name
Pacific oyster
Eastern oyster
Oyster
Oyster
[Cockle]
Brackish water
clam
Surf clam
[ Bivalve]
Quahog clam
Common Pacific
littleneck
Japanese
littleneck
Soft-shell
clam
Horseshoe crab
[Brine shrimp]
Cope pod
Cope pod
Copepod
Species
Scientific Name
Crassostrea gigas
Crassostrea virginica
Crassostrea sp.
Ostrea edulis
[Cardium edule]
Rangia cuneata
Spisula solidissima
[Tellina tenuis]
Mercenaria mercenaria
Protothaca staminea
Tapes philippinarum
Mya arenaria
Limulus polyphemus
[Artemia salina]
Calanus helgolandicus
Undinula vulgaris
Pseudocalanus minutus


Reference
C102, D456,
E300
D456, E300
[Footnote 1]
E300
[nonresident]
D491, E301
B599, D489,
E301
[nonresident]
D523, E301
D526
0527
B602, D536,
E302
B533, E403,
H30
[Footnote 2]
Q25
Q29
E447, 1155,
Q43

-------
Saltwater (Continued)
                                          -73-
Class Family
Euchaetidae
611808
Metridiidae
611816
Pseudod iaptomidae
611819
Temoridae
611820
Pontellidae
611827
Acartiidae
611829
Harpact icidae
611910
Canthocamptidae
611929
Balanidae
613402
Mysidae
615301
Idoteidae
616202

Common Name
Cope pod
Cope pod
Cope pod
Copepod
Copepod
Copepod
Copepod
Copepod
[Copepod]
Copepod
Barnacle
Barnacle
Barnacle
Barnacle
My 3 id
Mysid
Mys id
Mysid
Isopod
[Isopod]
[Isopod]
Species
Scientific Name
Euchaeta marina
Metridia pacifies
Pseudodiaptoraus coronatus
Eurytemora affinis
Labidocera scotti
Acartia clausi
Acartia tonsa
Tigriopus californicus
[Tigriopus japanicus]
Nitocra spinipes
Balanus balanoides
Balanus crenatus
Balanus eburneus
Balanus improvisus
Heteromysis formosa
Mysidopsis bahia
Mysidopsis bigelowi
Neomysis sp.
Idotea baltica
[idotea emarginata]
[Idotea neglecta]
Reference
Q63
X179, Y
E447, 1154,
Q101
E450, 1155,
Qlll
R157
E447
E447, 1154
J78
[nonresidentj
Q240
B424, E457
B426, E457
B424, E457
B426, E457
E513, K720
U173
«
E513, K720
[Footnote 1]
B446, E483
[nonresident]
[nonresident]

-------
Saltwater (Continued)
                                          -74-
Class Family
Janiridae
616306
Ampeliscidae
616902
Euairidae
(Pontogeneiidae)
616920
Gammaridae
616921
Lysianassidae
616934
Euphausiidae
( Thys anopod id ae)
617402
Penaeidae
617701
Palaemonidae
617911
Pandalidae
617918

Common Name
[Isopod]
[Isopod]
[Isopod]
Amphipod
Amphipod
Amphipod
Amphipod
Amph ipod
Amphipod
Euphausiid
Brown shrimp
Pink shrimp
White shrimp
[Shrimp]
[Prawn]
Korean shrimp
Grass shrimp
Grass shrimp
Coon stripe
shr imp
Species
Scientific Name
[Jaera albifrons]
[Jaera albifrons sensu]
[Jaera nordmanni]
Ampelisca abdita
Pontogeneia sp.
Gammarua duebeni
Gammarus oceanicus
Marinogammarus obtusatus
Anonyx sp.
Euphausia pacifica
Penaeus aztecus
Penaeus duorarum
Penaeus setiferus
[Leander paucidens]
[Leander squilla]
[(Paiaeraon elegans)]
Palaemon macrodactylus
Palaeraonetes pugio
Palaemonetes vulgaris
Pandalus danae

Reference
[nonresident ]
[nonresident]
[nonresident]
E488, L136
[Footnote 1]
L56
E489, L50
L58
[Footnote 1]
Ml 5
E518, N17
E518, N17
E518, N17
[nonresident]
[nonresident]
T380 *
E521, N59
B500, E521,
N56
T306, W163

-------
                                          -75-
Saltwater (Continued)
Class Family
Crangonidae
617922
Nephropsidae
(Nephropidae)
(Homaridae)
618101
Paguridae
618306
Cancridae
618803
Portunidae
618901
Xanthidae
( Pilumnidae)
618902
Grapsidae
618907

Common Name
Shrimp
Pink shrimp
[Sand shrimp]
Bay shrimp
Shrimp
Sand shrimp
American lobster
[Lobster]
Hermit crab
Rock crab
Dungeness crab
Blue crab
Green crab
Mud crab
Crab
Mud crab
Drift line crab
Species
Scientific Name
P and a 1 us goniurus
Pandalus montagui
[Crangon crangon]
Crangon franciscorum
(Crago franciscorum)
Crangon nigricauda
Crangon septemspinosa
Hotnarus americanus
[Homarus gammarus]
Pagurus longicarpus
Cancer irroratus
Cancer magister
Callinectes sapidus
Carcinus maenas
Eurypanopeus depressus
Leptodius floridanus
Rhithropanopeus harrisii
Sesarma cinereum

Reference
W163
B494, E522,
W163
[nonresident]
V176, W164
V176, W164
B500, E522,
N89
B502, E532
[nonresident]
B514, E537,
N125
B518, E543,
N175
T166, V185,
W177
B521, C80,
E543, N168
C80, E543
B522, E543,
N195
«•
S80
E543, N187
B526, E544,
N222
                                 [Crab]
[Seaarma haematocheir]     [nonresident]

-------
 Saltwater (Continued)
                                           -76-
Class
Family
Ocypodidae
618909
PHYLUM: ECHINODERMATA (81)
Asteroidea
8104
Ophiuroidea
8120
Echinoidea
8136
Asteriidae
811703
Ophiothricidae
812904
Arbaciidae
814701
Toxopneustidae
814802
Echinidae
814901
Echinometridae
814902
Strongy-
locentrotidae

Common Name
Fiddler crab
Starfish
Brittle star
[Sea urchin]
Sea urchin
Sea urchin
[Sea urchin]
[Echinoderm]
[Coral reef
echinoid]
Sea urchin
Species
Scientific Name
Uca pu$ilator
Asterias forbesii
Ophiothrix spiculata
[Arbacia lixula]
Arbacia punctulata
Lytechinus pictus
[Pseudocentrotus
depressuTl
[Paracentrotus lividus]
[Echinometra mathaei]
Strongylocentrotus
pur pur at us

Reference
B526, E544,
N232
B728, E578,
0392
0672, T526
[nonresident]
B762, E572
T253
[nonresident]
[nonresident]
[nonresident]
[Hawaii only]
0574, T202
                    814903

                Dendrasteridae
                  815501
 Sand dollar
Dendraster excentricus    0537, V363
PHYLUM:  CHAETOGNATHA (83)

PHYLUM:  CHORDATA  (8388)

  Chondrtenthyes Rajidae
  8701            871304

  Osteichthyes   Anguillidae
  8717            874101

                Clupeidae
                  874701
 Arrow worm
Sagitta hispida
[Thornback ray]   [Raja clavata]
 American eel      Anguilla rostrata
 Atlantic menhaden Brevoortia tyrannus
E218
                         [nonresident]
                          A15
                          A17

-------
Saltwater (Continued)
                                          -77-
Class Family
Engraulidae
874702
Salmon id ae
875501
Gadidae
879103
Cypr inodont idae
880404
Poeciliidae
880408
Atherinidae
880502

Common Name
Gulf menhaden
Atlantic herring
Pacific herring
Northern anchovy
[Nehu]
Pink salmon
Chum salmon
Coho salmon
Sockeye salmon
Chinook salmon
Rainbow trout
(Steelhead trout)
Atlantic salmon
Haddock
Sheepshead
minnow
Mummichog
Striped
killifish
Longnose
killifish
Mosquitof ish
Sailfin molly
Inland
silverside
Species
Scientific Name
Brevoortia patronus
Clupaa harengus harengus
Clupea harengus pallasi
Engraulis mordax
[Stolephorus purpureus]
Oncorhynchus gorbuscha
Oncorhynchus keta
Oncorhynchus kisutch
Oncorhynchus nerka
One o r h y_nc_h us tshawytscha
Salmo gairdneri
Salmo salar
Melanpgramnus aeglefinus
C^prinodon variegatus
Fundulus heteroclitus
Fundulus maialis
Fundulus similis
Gambusia affinis
Poecilia latipinna
Menidia beryllina

Reference
A17
A17
A17
A18
[nonresident]
[Hawaii only]
A18
A18
A18
A19
A19
A19
A19
A30
A33
A33
A33
A3 3
A33
A34
A34

-------
                                          -78-
Saltwater (Continued)
Class Family
Gasterosteidae
881801
Syngnathidae
882002
Perc ichthy idae
Kuhliidae
883514
Car ang idae
883528
Sparidae
883543
Sciaenidae
883544
Embiotocidae
883560
Pomacentridae
883562
Labridae
883901
Mugilidae
883601

Common Name
Atlantic
silverside
Tidewater
silverside
Threespine
stickleback
Fourspine
stickleback
Northern
pipefish
Striped bass
[Mountain bass]
Florida Pompano
Pinfish
Spot
Atlantic croaker
Shiner perch
Dwarf perch
Blacksmith
Cunner
Bluehead
[Mullet]
Striped mullet
Species
Scientific Name
Men id i a men id i a
Men id i a peninsulae
Gasterosteus aculeatus
Apeltes quadracus
Syngnathus fuscus
Moron e saxatilis
[Kuhlia sandvicensis]
Trachinotus carolinus
Lagodon rhomboides
Leiostbmus xanthurus
Micropogonias undulatus
Cymatogaster aggregate
Micrometrua minimus
Chromis punctipinnis
Tautogolabrus adspersus
Thalassoma bifasciatum
[Aldrichetta forsteri]
Mugil cephalus
Reference
A34
A34
A35
A35
A36
A36
[nonresident]
[Hawaii only]
A43
A45
A46
A46
A47
A48
A48
A49
A49
[nonresident]
A49

-------
                                            -79-
  Saltwater (Continued)
Species
Class Family
Ammodytidae
884501
Gobiidae
884701
Cottidae
883102
Bothidae
885703
Common Name
White mullet
Pacific sand
lance
Longjaw mudsucker
Naked goby
Tidepool sculpin
Speckled sanddab
Scientific Name
Mugil curema
Ammodytes hexapterus
Gillichthys mirabilis
Gobiosoma bosci
Oligocottus maculosus
Citharichthys stigmaeus
Reference
A49
A53
A54
A54
A61
A64
                 Pleuronectidae
                  885704
 Summer flounder   Paralichthys dentatus

[Dab]              [Limanda limanda]

[Plaice]
                           A64

 	          [nonresident]

[Pleuronectea platessa]   [nonresident]
                                    English sole
                   Parophrys vetulus
                 Tetraodontidae
                  886101
 Winter flounder   Pseudopleuronectes
                     amerxcanus

 Northern puffer   Sphoeroides maculatus
                           A65

                           A65


                           A66
Footnotes:
1.  Organisms not identified to species are considered resident only  if obtained  from wild
    populations in North America.
2.  This species should not be used because it may be too atypical.

-------
                                            -80-
                                         REFERENCES

A.   Committee on Names of Fishes, A List of Common and Scientific Names of Fishes ftorn the
    Un i ted States and Can ad a, 4th Ed., American Fisheries Society, Special Publication, No.
    12,  Bethesda, MD, 1980.

B.   Miner, R. W.  1950.  Field Book of Seashore Life.  Van Rees Press:  New York, New York.

C.   George, D., and J. George.  1979.  Marine Life;  An Illustrated Encyclopedia of
    Invertebrates in the Sea.  Wiley-Interscience:  New York, New York.

D.   Abbott, R. T.  1974.  American Seaahells, Second Edition.  Van Nostrand Reinhold Company;
    New York, New York.

E.   Gosner- K. L.  1971.  Guide to Identification of Marine and Estuarine Invertebrates:
    Cape Hatter as to the Bay of Fundy.Wiley-Interscience:  New York, New York.

F.   Hartmann, 0.  1968.  At^as of the Errantiate Polychaetous Annelids from California.
    Allan Hancock FoundatTon^University of Southern California:  Los Angeles, California.

G.   Hartmann, 0.  1969.  Atlas of the Sedentariate Polychaetous Annelids from California.
    Allan Hancock Foundation, University of Southern California:  Los Angeles, California.
                                          »
H.   Cooley, N. R.  1978.  An Inventory of the Estuarine Fauna in the Vicinity of Pensacola,
    Florida.  Florida Department of Natural Resources:  St. Petersburg, Florida.  Florida
    Marine Research Publication No. 31.

I.   Zingmark, R. G.  (Ed.)  1978.  An Annotated Checklist, of the Biota of the Coastal Zone of
    South Carolina.  University of South Carolina Press:  Columbia, South Carolina.

J.   Monk, C. R.  1941.  Marine Harpacticoid Copepods from California.  Trans. Aaaer. Microsc.
    Soc. 60:75-99.

1C.   Wigley, R. , and B. R. Burns.  1971.  Distribution and Biology of Mysids (Crustacea,
    Mysidacea) from the Atlantic Coast of the United States in the NMFS Woods Hole
    Collection.  Fish. Bull. 69(4):717~746.

L.   Bousfieid, E. L.  1973.  Shallow-Water Gammaridean Amphipoda of New England.  Cornell
    University Press:  Ithaca, New York.

M.   Ponoraareva, L. A.  Euphausids of the North Pacific, their Distribution, and Ecology.
    Jerusalem:  Isreal Program for Scientific Translations.  1966,,  154 p.  Translated from
    the Russian by S. Nemchonok.  Available from:  NTIS, Springfield, VA; TT65-50098.

N.   Williams, A. B.  1965.  Marine Decapod Crustaceans of the Carolines.  Fish. Bull.
    65(l):l-298.

0.   Hyman, L. H.  1955.  The Invertebrates:  Echinodermata.  Vol. IV.  McGraw-Hill: New York,
    New York.

-------
                                            -81-
P.  Akeason, B.  1976.  Morphology and Life Cycle of Ophryotrocha diadema, a New
    Polychaete Species from California.  Ophelia, 15(1) :  23-25.

Q.  Wilson, C. B.  1932.   The copepods of the Woods Hole  Region, Massachusetts.  U.S. Nat.
    Mus. Bull. 158: 1-635.

R.  Fleminger, A.  1956.   Taxonomic and distributional studies on the epiplanktonic«j!
    calanoid copepods (Crustacea) of the Gulf of Mexico.   Dissertation.  Harvard
    University; Cambridge, 317 pp.

S.  Menzel, R. W.  1956.   Annotated checklist of the marine fauna and flora of the St.
    George's Sound - Apalachee Bay region, Florida Gulf Coast.  Fla. State Univ. Oceanogr.
    Inst. Contrib. No. 61, 78 pp.
                                       i
T.  Ricketts, E. F., and J. Calvin.  (Revised by Joel W.  Hedgpeth) .  1968.  Between Pacific
    Tides.  Stanford University Press:  Stanford, California,   pp. 1-614.

U.  Price, W. W.  1978.  Occurrence of Mysidopsis al-myra  Bowman, H. bahia Molenock and
    Bowmaniella brasiliensis Bacescu (Crustacea, Mysidacea) from the Eastern Gulf of Mexico.
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V.  Light, S. F.  (Revised by R. I. Smith, F. A. Pit^elka, D. A. Abbott, and F. M. Weesner) .
    1961.  Intertidal Invertebrates of the Central California Coast.  University of
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W.  Kozloff, E. N.  1974.  Keys to the Marine Invertebrates of Puget Sound, the San Juan
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X.  Calcofi Atlas.  No. 19.  California Cooperative Oceanic Fisheries Investigations, State
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Y.  Brodskii, K. A.  1967.  Calanoida of the  Far Eastern  Seas and Polar Basin of the U.S.S.R.
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