r/EPA
         United States          Office of Scienco ard Tecnrciogy   EPAxxx'x-xx-wx
         Envircnmental Protection Agency   Health and Ecological Criteria Division    August 1991
         Office of Water         Washington. DC 20460
Proposed Technical  Basis
for Establishing Sediment
Quality Criteria for
Nonionic Organic Chemicals
Using Equilibrium Partitioning

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   PROPOSED TECHNICAL BASIS
   FOR ESTABLISHING SEDIMENT
     QUALITY CRITERIA FOR
  NONIONIC ORGANIC CHEMICALS
USING EQUILIBRIUM' PARTITIONING

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                                    CONTENTS

Section

         Water quality criteria (WQC) concentrations versus
         colonization experiments 	       85
         Conclusions 	•.	       87

GENERATION OF SQC	       89
         Parameter Values 	       89
         Example Calculations 	       92
         Sediment quality criteria (SQC) uncertainty 	       94

SITE SPECIFIC SEDIMENT CRITERIA MODIFICATIONS 	       99
         Site-specific criteria modification based on species
         sensitivity	       99

CONCLUSIONS    	,	      102
         Research needs 	      103

REFERENCES     	      106

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                                    CONTENTS

Section


FIGURE          	      iii

TABLES	      vii

INTRODUCTION	        1

OVERVIEW        	        1
         Toxicity and bioavailability of chemicals in sediments 	        1
         Partitioning of nonionic organic chemicals 	        9
         Effects concentration 	       12

BACKGROUND      	       16
         Rationale for selecting the EqP method 	       17
         Relationship to WQC methodology 	       18
         Applications of Sediment Quality Criteria 	       20

TOXICITY AND BIOAVAILABILITY OF CHEMICALS IN SEDIMENTS 	       22
         Toxicity experiments	       22
         Bioaccumulation 	       29
         Conclusion 	       30

SORPTION OF NONIONIC ORGANIC CHEMICALS 	       34
         Partitioning in particle suspensions 	       34
               Particle concentration effect	       35
               Organic carbon fraction 	       40
         Dissolved organic carbon (DOC) complexing 	       43
         Phase distribution in sediments 	       44
         Bioavailability of DOC complexed chemicals	       48
         Field observations of partitioning in sediments 	       51
               Organic carbon normalization 	       51
               Sediment/pore water partitioning 	       55
         Organic carbon normalization of biological responses 	       58
               Toxicity and bioaccumuLation experiments 	       60
               Bioaccumulation and organic carbon normalization 	       64
         Determination of the route of exposure 	       71

APPLICABILITY OF WQC AS THE EFFECTS LEVELS FOR BENTHIC ORGANISMS 	       73
         Method - relative acute ser--. : : ivi :y 	       73
         Comparison of the sensici.•;•   : benthic and water'
         column species 	         	       77
               Most Sensitive Species  •     	       77
               All species 		       80
         Benthic community coloniza: .     . --r: Tents 	       82

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                                   FIGURES

                                                                           Page

 7     Comparison of percent mortality of H.  azteca to DDT (left) and
       endrln (right) concentrations in bulk sediment (top) and pore
       water (bottom) for sediments with varying organic carbon
       concentrations [21,22]	       25

 8     Comparison of percent mortality of A.  abdita [24] (left) and
       R. abronius [23]  (right) to concentrations of cadmium in bulk
       sediment (top) and pore water (bottom).   Also presented is
       water-only exposure data, identified with open circles	       26

 9     Comparison of C_.	tentans body burden of cypermethrin (left)
       and permethrin (right) versus concentration in bulk sediment
       (top) and pore water (bottom) for sediments with varying
       organic carbon concentrations [26]	       31

10     Comparison of observed reversible component partition
       coefficient to calculated partition coefficient using
       Equation 10 [31]	'....'	       37

11     Comparison of the adsorption (left)  and reversible component
       (right) organic carbon normalized partition coefficient, Koc,
       to the octanol/water partition coefficient, Kow,  for
       experiments with low solids concentrations:  m foc Kow < 1.
       The line represents equality [31]	       38

12     Comparison of the normalized partition coefficients for
       adsorption (left) and reversible component sorption (right) to
       sediment organic carbon.  The data are restricted so that
       particle effects are not expected to be significant: ra foc Kow
       < 1.   The line represents perfect agreement [31]	       42

13     Partition coefficients of chemicals to particulate organic
       carbon (POC),  Aldrich humic acid, and natural DOC.
       Benzo[a]pyrene (BaP); 2,2',414',5,5' hexachlorobiphenyl
       (HCBP); DDT; 2,2',5,5' tetrachlorobiphenyl (TCBP); pyrene
       (PYR); 4 monochlorobiphenyl (MCBP) .   (Data: [43])	       45

14     Phase distribution of a chemical in the three-phase system:
       water, sediment,  and DOC (Eqns.  18,  19,  and 20).   Koc - KDQC ~
       KOW - 106 L/kg, foc - 2.0%, and m - 0.5 kg/L	       47

15  -  Average uptake rate of chemicals by Pontoporeia hovi with
       (filled) and without (hatched) DOC present.  Benzo[a]pyrene
       (BaP); 2,2',4,4'  tetrachlorobiphenyl (TCBP); Pyrene;
       Phenanthrene.  Data:  [46]..	       ^9
16     Comparison of the DOC partition coefficient calculated from
       the suppression of chemical uptake versus the GI% reverse.
       phase HPLC column estimate.  Circles are Aldrich humic acid;
       triangles are interstitial water DOC.  Chemicals are listed in
       Figure 15 caption (also anthracene and benzo[a]anthracene)....

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                                    FIGURES

Figure                                                                       Page

   1     Diagram of the organism exposure routes for a water-only
         exposure (left) and a sediment exposure (right).   Equilibrium
         partitioning refers to the assumption that an equilibrium
         exists between the chemical sorbed to the particulate sediment
         organic carbon and the pore water.   The partition coefficient
         is Koc	         4

   2     Mortality versus predicted pore water toxic units for five
         chemicals and three sediments per chemical.   Sediment types
         are indicated by the single hatching (lowest organic carbon
         content),  cross hatching (intermediate organic carbon
         content),  and filled symbols  (highest organic carbon content).
         See Tables 1 and 2 for data sources.   Predicted pore water
         toxic units are the ratio of  the pore water concentration to
         the water-only LC50 (Eqn.  1)	         5

   3     Mortality versus predicted sediment  toxic units.   Predicted
         sediment  toxic units are the  ratio of the organic carbon
         normalized sediment chemical  concentration to the predicted
         sediment  LC50 (Eqn.  8).   Sediment types are  indicated by the
         single hatching (lowest  organic carbon content),  cross-
         hatching  (intermediate organic carbon content), and  filled
         symbols (highest organic carbon content).   See Tables 1  and 2
         for data  sources.   Koc values are computed from Kow  for  DDT
         (5.84),  endrin (4.80),  and fluoranthene (5.30)  with  Equation
         11.   These are log averages of the reported  values in the Log
         P  data base [71].   The Kepone Koc is  the  log mean of the ratio
         of organic carbon normalized  Kepone  concentration to pore
         water Kepone concentration from the  toxicity data set	        13

   4     A  comparison of the minimum LC50 for  water column versus
         benthic organisms.   Each data point  represents a  particular
         chemical  in either a freshwater or a  saltwater exposure.   The
         data are  from the WQC or draft criteria documents.   See  Table
         4  for data sources	        15

   5     Comparison of percent mortality (left)  and growth rate
         reduction (right) of C.  tentans to Kepone concentration  in
         bulk sediment (top)  and pore  water (bottom)  for three
         sediments  with varying organic carbon concentrations [17]	        23

   6     Comparison of percent mortality of R.  abronius to fluoranthene
         [19]  (left) and cadmium [20]  (right)  concentration in bulk
         sediment  (top) and pore  water (bottom)  for sediments with
         varying organic carbon concentrations	        J-

                                       i i. i

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                                    FIGURES
Figure
  25     Plots of the BSF (ratio of organism-to-sediment concentration)
         for three sediments for a series of PCB congeners versus the
         logio Kow for that congener.   The dry weight normalization for
         both organism and sediment (left panels);  organic carbon
         normalization for the sediment (middle panels);  and organic
         carbon and lipid normalization (right panels)  as indicated.
         The organisms are Yoldia (top) and Macoma  (bottom).   Data from
         [58]	        68

  26     Plots of the BSF (ratio of organism lipid  to sediment organic
         carbon concentration) for a series of PCB  congeners  and other
         chemicals versus logio Kow.   Data for oligachaetes  [53]  and
         polychaetes [58 ]	        69

  27     Comparison of LC50 or EC50 acute values  for the most sensitive
         benthic (abscissa) and water column (ordinate)  species for
         chemicals listed in Table 5.   Benthic species  are defined as
         infaunal species (habitat types 1 and 2, left  panel) or
         infaunal and epibenthic species (habitat types  1 -  4);  see
         Table 6	        78

  28     LCSOs versus rank for nickel in seawater.   Infaunal  organisms
         (left)  and infaunal and epibenthic (right)  are  identified by
         the solid symbols.  The plot illustrates the distribution of
         benthic organisms in the overall species sensitivity
         distribution	        81

  29     Histograms of the proportion of saltwater  and  freshwater
         benthic organisms in 10 percentile groups  of all normalized
         LCSOs.   If benthic organisms were as  equally sensitive as
         water column organisms,  the histograms should  be of  uniform
         height as indicated by the dashed line,  the overall  percentage
         of benthic species in the data set.   Top panels include only
         infaunal organisms as benthic.  The bottom panel includes
         infaunal and epibenthic as benthic organisms	        83

  30     Comparison of the dieldrin LC50 probability distributions for
         water column and benthic freshwater species.  Lognormal
         probability plot (left panel) and '.he empirical cumulative
         distribution functions (right panel)  with  the  maximum
         difference used in the Kolmogorov - Smirnov test indicated....        91

  31     Logio SQC versus logio Kow-   The diagonal  lines indicate the
         FCV values. The criteria are computed from Equation 34.   Koc
         is obtained from Kow with Equation 11.  The symbols  indicate
         SQCOC for Cne freshwater (filled) and saltwater (hatched)
         criteria for the listed chemicals.  The vertical line connects
         symbols for the same chemical.  The FCVs are from the WQC or
         draft criteria documents (Table 4).  The octanol/water
         partition coefficients are the log mean of the values reported
         in the Log P data base [71]	

                                       vi

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                                    FIGURES

Figure

  17     The organic carbon fractions  (X dry weight)  in the  low-density
         fraction 	        53

  18     Comparison of PAH concentrations of the sand-sized  and low-
         density-fraction sediment particles (ordinate) to the
         clay/silt fraction (abscissa)  (Stations 4,  5,  7).   Top panels
         are for dry weight normalization;  bottom panels are for
         organic carbon normalization.  Data from Prahl  [48]	        54

  19     Observed partition coefficient versus  the product of organic
         carbon fraction and octanol/water partition coefficient.   The
         line represents equality.   The partition coefficients  are
         computed by using total dissolved PCB  (squares),  and free  PCB
         (circles) which is computed Equation 26 with KDOC " Kow.
         (Data from  [50])	        57

  20     Observed apparent partition coefficient to  organic  carbon
         versus the octanol/water partition coefficient.  The lines
         represent the expected relationship for DOC  concentrations of
         0,  1,  10, and 100 mg/L and KDOC " Kow-   Data from [53]  for PCB
         congeners and other chemicals  and from [52]  for phenanthrene,
         fluoranthene,  and perylene	        59

  21     Comparison of percent  survival (left)  and growth  rate
         reduction (right)  of C.  tentans to Kepone concentration in
         pore water (top)  and in bulk sediment,  using organic carbon
         normalization (bottom)  for three sediments with varying
         organic carbon concentrations  [ 17 ]	        61

  22     Comparison of percent  survival of H. azteca  to DDT  (left)  and
         endrin (right)  concentration in pore water  (top)  and in bulk
         sediment using organic  carbon  normalization  (bottom) for three
         sediments with varying organic carbon  concentrations [21,22].         62

  23     Comparison of percent  survival of R. abronius  to  fluoranthene
         concentration in pore  water (cop)  and  bulk  sediment, using
         organic carbon normalization (bottom)  for sediments with
         varying organic carbon concentrations  [19]	        63

  24     Plots of the BSF (ratio of organism-to-sediment concentration)
         for three sediments for a series of PCB congeners versus the
         log^Q Kow for that congener.   The dry  weight normalization for
         both organism and sediment (left panels);  organic carbon
         normalization for the  sediment (middle panels); and organic
         carbon and lipid normalization (right  panels)  as  indicated.
         The organisms are Nereis (top) and Nephtvs  (bottom). Data  from
         [58]	        67

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                                     TABLE

Table                                                                        Page


   1     SEDIMENT TOXICITY DATA AND BIOACCULUMATION DATA	        6
   2     LC50 AND EC50 FOR SEDIMENT DRY WEIGHT AND SEDIMENT ORGANIC
         CARBON NORMALIZATION AND FOR PORE WATER AND WATER ONLY
         EXPOSURES	         7

   3     BIOACCUMULATION FACTORS	        32

   4     DRAFT OR PUBLISHED WQC DOCUMENTS AND NUMBER OF INFAUNAL
         (HABITAT 1 AND 2) EPIBENTHIC (HABITATS 3 AND 4),  AND WATER
         COLUMN (HABITATS 5 TO 8)  SPECIES TESTED ACUTELY FOR EACH
         SUBSTANCE	        74

   5     HABITAT CLASSIFICATION SYSTEM FOR LIFE SAGES OR ORGANISMS	        76

   6     ANALYSIS OF VARIANCE FOR DERIVATION OF SEDIMENT QUALITY
         CRITERIA CONFIDENCE LIMITS		        86

   7     COMPARISON OF WQC, FCVs AND CONCENTRATION AFFECTING (LOEC)  AND
         NOT AFFECTING (NOEC) BENTHIC COLONIZATION	       104

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                                   OVERVIEW









    This report presents the technical basis for establishing sediment quality




criteria (SQC) for nonionic organic chemicals using the equilibrium




partitioning (EqP) method.  An overview is presented first that summarizes the




evidence and the major lines of reasoning.  The references are cited in the




body of the report.  Sediment quality criteria, as used herein, refers to




numerical concentrations for individual chemicals that are applicable across




the range of sediments encountered in practice.  Sediment quality criteria are




intended to be predictive of biological effects.  As a consequence they could




be used in much the same way as the final chronic value water quality criteria




-  as the concentration of a chemical that is protective of benthic aquatic




life.




    The specific regulatory uses of SQC have not been established.  However,




the range of potential applications is quite large as the need for the




evaluation of potentially contaminated sediments arises in many contexts.




Sediment quality criteria are meant to be used with direct toxicity testing of




sediments as a method of evaluation.  They provide a chemical by chemical




specification of what sediment concentrations would be protective of benthic




aquatic life.









Toxicity and bioavailability of chemicals in sediments









    Establishing SQC requires a detenu i: ..- ion of the extent of the




bioavailability of sediment associated  • • r. :>• .Is   It has frequently been




observed that similar concentrations o:  .  :. nral., in units of mass of

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                                 INTRODUCTION









    This report presents the technical basis for establishing sediment quality




criteria using equilibrium partitioning.  This methodology was selected because




it addresses the two principal technical issues that must be resolved: the




varying bioavailability of chemicals in sediments and the appropriate




biological effects concentration.  Equilibrium partitioning assumes that the




partitioning of the chemical between sediment organic carbon and pore water is




at equilibrium




    Sediment quality criteria are numerical concentrations for individual




chemicals - in this case, nonionic organic chemicals - that can be applied




across the range of sediments encountered.  Intended to predict biological




effects,  sediment quality criteria can be used much as final chronic value




water quality criteria are used:  as the concentration of a chemical that




protects benthic aquatic life.




    Sediment quality criteria for nonionic organic chemicals are based on the




chemical concentrations in sediment organic carbon; these criteria are designed




for use with direct toxicity testing of sediments as an evaluation method.




    The final validation of sediment quality criteria will come from field




studies that are designed to evaluate the extent to which biological effects




can be predicted from these criteria.




    A review paper based on this report is published by the Society for




Environmental Toxicity and Chemistry in volume 10 (1991) of their journal,




Environmental Toxicicy and Chemistry.

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                                                                         Page 3






effects concentration found for the pore water is essentially equal to that




found in water-only exposures.  Organism mortality, growth rate, and




bioaccumulation data are used to demonstrate this correlation, which is a




critical part of the logic behind the EqP approach to developing SQC.  For




nonionic organic chemicals, it is shown that the concentration - response




curves correlate equally well with the sediment chemical concentration on a




sediment organic carbon basis.




    These observations can be rationalized by assuming that the pore water and




sediment carbon, are in equilibrium and that the concentrations are related by




a partition coefficient, Koc,  as shown in Figure 1 (right).  The name




equilibrium partitioning (EqP) describes this assumption of partitioning




equilibrium.  The rationalization for the equality of water-only and sediment-




exposure-effects concentrations on a pore water basis is that the sediment -




pore water equilibrium system (right) provides the same exposure as a water-




only exposure (left).   The reason is that the chemical activity is the same in




each system at equilibrium.  It should be pointed out that the EqP assumptions




are only approximately true, and,  therefore, the predictions from the model




have an inherent uncertainty.   The data presented below illustrate the degree




to which EqP can rationalize the observations.




    Figure 2 presents mortality data for various chemicals and sediments




compared to pore water concentrations when normalized on a toxic unit basis.




Three different sediments are tested for each chemical as indicated.  Predicted




pore water toxic units are the racio of the measured pore water concentration




to the LC50 from water only toxic icy :escs.  The EqP model predicts that the




pore water LC50 will equal the wacer only LC50 which is obtained from a




separate water only exposure toxicicy ;cs;

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                                                                          Page  2






 chemical per mass of  sediment dry weight  (e.g. micrograms chemical per  gram




 sediment), can exhibit a range  in toxicity in different sediments.   If  the




 purpose of SQC is to  establish  chemical concentrations that apply to sediments




 of differing types, it is essential that  the reasons for this varying




 bioavailability be understood and be explicitly included in the criteria.




 Otherwise the criteria cannot be presumed to be applicable across sediments of




 differing properties.




    The importance of this issue cannot be overemphasized.  For example,  if 1




 Mg/g of kepone is the LC50 for  an organism in one sediment and 35 ^g/g  is the




 LC50 in another sediment, then  unless the cause of this difference, can be




 associated with some explicit sediment properties it is not possible to decide




what would be the LC50 of a third sediment without performing a toxicity  test.




The results of toxicity tests used to establish the toxicity of chemicals in




sediments would not be generalizable to other sediments.   Imagine the situation




 if the results of toxicity tests in water depended strongly on the particular




water source - for example,  Lake Superior versus well water.   Until the source




of the differences was understood,  ic would be fruitless  to attempt to




establish water quality criteria (WQC).   It is for this reason that the issue




of bioavailability is a principal focus of this report.




    The observations that provided :he key insight to the problem of




quantifying the bioavailability of chemicals in sediments were that the




concentration-response curve for the biological effect of concern could be




correlated not to the total sediment  • • r'icaL concentration (micrograms




chemical per gram sediment), but to : •  .: -erscitial water (i.e., pore water)




concentration (micrograms chemical p. :      :  ;<•:'<.' water).   In addition, the

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                            Pore  Water  Normalization
o
5


100


BO

60


40


20





0

1 i i i i i 1 1 1 i i i i i i i i
a - ENDRIN
A - ACENAPHTHENE c
v - PHENANTHRENE °
0 - FLUORANTHENE D
o - KEPONE
+ - CADMIUM
o

D I
° D c
0 ^
o <*"• „ °
n a QxA
.„ V V V^ V
v «j^°X


D"^ O do«naxxxnB o a
§ V*
a -
0 A
vv
V
O v v
+ A
) V V
O^ A
°v
A
i ^V -

A

V —
VA
-
1 1 1 | 1 1 1 1 1 1 1 1 1 1 1 1 1
         0.01
0.1
10
100
                       Predicted  Pore  Water Toxic Units

 l-'ij-urt; ?.   Mortality versus  predicted  pore water  toxic  units  for  five  chemicals  and three  sediments per
 (h.-mio.il.   Sediment  types are  indicated by  the single hatching  (lowest organic carbon content), cross hatching
 ( iiitcmicdiiiti- organic carbon content), and  filled symbols  (highest  organic carbon content).  See Tables 1 and
 2  ioi data sources.   Predicted pore  water toxic  units are the ratio  of  the pore  water concentration to the
 water-only LC50 (Eqn.  1).

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       Water Only
         Exposure
     Sediment  - Pore  Water
               Exposure
            Biota
                  Biota
            Water
Sediment
 Carbon
                                                     K
oc
 Pore
Water
                                         Equilibrium  Partitioning
 iguri- 1.  Diagram of the organism exposure routes for a water-only  exposure  (left) and a sediment exposure
 i if,hi )    Kijui 1 ibriuin partitioning refers to the assumption that, an  equilibrium exists between the chemical
.»
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         Table 2.   LC50  and EC50  for  sediment dry weight and sediment  organic  carbon normalization
                               and for pore water and water only exposures
LC50 and
Chemical
End point
Kepone
(mortality)
Kepone
(growth)
Fluoranthene
(mortal ity)
DDT
(mortal i ly )
DDT
(mortali ty)
Endrin
(mortality)
Endrin
(mortality)
Cadmium
(mo it al ity)
foe
%
0
1
12
0
1
12
0
0
0
3
7
10
3
3
11
3
6
11
3
11
11
0
0
1
.09
.50
.0
.09
.50
.0
.2
.3
.5
.0
.2
.5
.0
.0
.0
.0
.1
.2
. 0
.0
.0
.0
.25
.0
Total Sediment
USL/K.
0
6
35
0
9
37
3
6
10
10
17
44
1
4
10
3
5
5
4
18
10
22
20
10
.90 (0.73
.9 (5.85
.2 (30.6
.46 (0.42
.93 (7.74
.3 (31.5
.2 (2.85
.4 (5.56
.7 (8.34
.3 (8.74
.5 (12.5
.9 (36.7
.54 (1.18
.16 (3.91
.95 (9.34
.39 (2.61
.07 (4.05
.91 (4.73
.76 (3.70
.9 (13.6
.5 (8.29
.5 (18.7
.8 (16.7
.2 (7.02
- 1.10)
- 8.12)
- 40.5)
- 0.51)
- 12.8)
- 44.2)
- 3.59)
- 7.27)
- 13.7)
- 12.2)
- 24.3)
- 55.0)
- 2.00)
- 4.42)
- 12.9)
- 4.41)
- 6.36)
- 7.37)
- 6.13)
- 26.3)
- 12.7)
- 27.1)
- 26.0)
- 14.7)
29
31
18
17
48
20
21
30
22
0
1
0

1
1
1
2
3
2
2
1
Pore water
ue./L
.9 (25.3
.3 (25.7
.6 (15.7
.1 (15.7
.5 (34.6
.1 (16.7
.9 (19.6
.9 (27.0
.2 (17.5
.74 (0.67
.45 (1.20
.77 (0.67

.80 (1.44
.92 (1.55.
.74 (1.37
.26 (1.67
.75 (2.72
.81 (2.44
.50 (2.19
.76 (1.48
- 35.6)
- 38.1)
- 21.9)
- 18.7)
- 67.8)
- 24.1)
- 24.4)
- 35.4)
- 29.3)
- 0.82)
- 1.75)
- 0.89)

- 2.24)
- 2.36)
- 2.20)
- 3.05)
- 5.19)
- 3.23)
- 2.87)
- 2.09)
EC50

Organic Carbon Water Only
ug/E OC ue./L References
1000.
460.
293.
511.
662.
311.
1600.
2130.
2140.
344.
243.
428.
51.3
139.
99.6
113.
83.1
52.8
159.
172.
95.8

(811.
(390.
(255.
(467.
(516.
(262.
(1430.
(1850.
(1670.
(291.
(174.
(350.
(39.3
(130.
(84.9
(87.0
(66.4
(42.2
(123.
(124.
(75.4

- 1220.) 26.4 (22.7 - 30.6) (17|
-541.)
- 337.)
- 567.) 16.2 (15.0 - 17.5) [17]
- 1050.)
- 368.)
- 1800.) (19)
- 2420.)
- 2740.)
- 405.) 0.45 (0.38 - 0.53) [211
- 338.) 0.48 (0.42 - 0.55)
- 524.) 0.52 (0.45 - 0.60)
- 66.7) [22]
- 147.)
- 117.)
- 147.) 4.81 (4.46 - 5.20) [21]
-104.) 3.39 (3.10 - 4.98)
- 65.8) 3.71 (3.11 - 4.44)
-204.) [22]
- 239.)
- 115.)
1.6 (1.4 - 1.8) [23]
.  .mil  KOUs  and  the
ay I
confidence limits in parentheses are computed using the modified Spearman - Karber

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Table 1.  Sediment toxicity data and bioaccuroulation data
Chemical
Kepone
Kepone
Cadmium
Fluoranthene
DDT
Endr in
Cadmium
Cadmium
Cypermethrin
Permethrin
Kepone
Organism
Chironomus tentans
Chironomus tentans
Rhepoxvnius abronius
Rhepoxvnius abronius
Hvalella azteca
Hval lei la azteca
Rhepoxvnius abronius
Ampelisca abdita
Chironomus tentans
Chironomus tentans
Chironomus tentans
Exposure
Sediment duration
source (davs)
Soil
Soil
Yaquina Bay, OR
Yaquina Bay, OR
Soap Creek,
Mercer Lake
Soap Creek
Mercer Lake
Yaquina Bay, OR
Long Island
Sound
River and pond
River and pond
Soil
14
14
4
10
10
10
4
10
1
1
14
Biological
end point
Mortality
Growth
Mortality
Mortality
Mortality
Mortality
Mortality
Mortality
Body burden
Body burden
Body Burden
Reference
[17]
(17)
(20)
[19]
121.22]
[21,22]
[23]
[24]
[26]
[26]
[17.28]
Figure
5
5
6
6
7
7
8
8
9
9


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                                                                         Page 9






     In addition,  if  it were true that benthic organisms are as sensitive as,




water column organisms - and the evidence to be presented appears to support




this supposition  - then SQC could be established using the final chronic value




(FCV) from WQC documents as the effects concentration for benthic organisms.




The  apparent equality between the effects concentration as measured in pore




water and in water-only exposures (Fig. 2) supports using an effects




concentration derived from water only exposures.




    The calculation procedure for establishing SQC is as follows.  If FCV




       is the final chronic WQC for the chemical of interest, then the SQC




       sediment) are computed using the partition coefficient Kp (L/kg




sediment) between sediment and pore water:









          SQC - Kp FCV






This is the fundamental equation from which SQC are generated.   Its utility




depends on the existence of a methodology for quantifying partition




coefficients.









Partitioning of nonionic organic chemicals









    The partitioning of nonionic organic chemicals to soil and sediment




particles is reasonably well understood, and a standard model exists for




describing the process.  The hydrophobia icy of the chemical is quantified by




using the octanol/water partition coefficient, Kow.  The sorption capacity of

-------
                                                                         Page 8





    To examine this prediction








             ..    .                .         (pore water concentration)        .,.
         predicted pore water toxic unit -   	:	:	T_InN            (1)
         ^         *                            (water only LC50)            v '




    Therefore, a toxic unit of one occurs when the pore water concentration



equals the water-only LC50, at which point it would be predicted that SOX



mortality would be observed.  The correlation of observed mortality to



predicted pore water toxic units  in Figure 2 demonstrates (a) the efficacy of



using pore water concentrations to remove sediment to sediment differences and



(d) the applicability of the water-only effects concentration and, by



implication, the validity of the  EqP model.  By contrast, as shown below, the



mortality versus sediment chemical concentration on a dry weight basis varies



dramatically from sediment to sediment.



    The equality of the effects concentration on a pore water basis suggests



that the route of exposure is via pore water.  However, the equality of the



effects concentration on a sediment organic carbon basis, which is demonstrated



below,  suggests that the ingestion of sediment organic carbon is the primary



route of exposure.  It is important to realize that if the sediment and pore



water are in equilibrium, then the effective exposure concentration is the same



regardless of exposure route.  Therefore, it is not possible to determine the



primary route of exposure from equilibrated experiments.



    Whatever the route of exposure, the correlation to pore water suggests chat



if it were possible to either measure  the pore water chemical concentration, or



predict it from the total sediment concentration and the relevant sediment



properties such as the sediment organic carbon concentration, then that



concentration could be used to quantify che exposure concentration for an



organism.  Thus, the partitioning of chemicals between the solid and the li-j'.iivl



phase in a sediment becomes a necessary component for establishing SQC.

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                                                                        Page 11





If we define








                   SQC

          SQCoc  -—                                                      (6)

                    oc




as the organic carbon normalized SQC concentration (microgram chemical per



kilogram organic carbon, then







          SQC    - K   FCV
             oc     oc                                                      (7)




Hence we arrive at the following important conclusion: For a specific chemical



having a specific Koc> the organic carbon normalized sediment concentration,



SQCOC,  is independent of sediment properties.



    Hydrophobic chemicals also tend to partition to colloidal-sized organic



carbon particles that are commonly referred to as dissolved organic carbon, or



DOC.   Although DOC affects the apparent pore water concentrations of highly



hydrophobic chemicals, the DOC-bound fraction of the chemical appears not to be



bioavailable and Equation 7 for SQCOC still applies.



    Therefore, we expect that toxicity in sediment can be predicted from the



water-only effects concentration and the Koc of the chemical.  The utility of



these ideas can be tested with the same mortality data as these in Figure 2 but



restricted to nonionic organic chemicals for which organic carbon normalization



applies.  The concept of sediment coxic units is useful in this regard.  These



are computed as the ratio of the organic carbon-normalized sediment



concentrations, Cs/foc, and the predic-.-.i sediment LC50 using Koc and the



water-only LC50.  That is:

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                                                                         Page  10





 the  sediment  is  determined by  the mass  fraction of organic carbon  for  the



 sediment,  foc.   For  sediments  with  foc  > 0.2Z by weight,  the organic carbon



 appears  to be  the predominant  phase  for chemical sorption.  The partition



 coefficient, Kn, the  ratio of  sediment  concentration, Cs, to pore  water



 concentration, C^, is given by










         K  -~  -f   K                                                  (3)
          p   C.     oc  oc





where Koc is the partition coefficient.for sediment organic carbon.



    The only other environmental variable that has a dramatic effect on



partitioning appears to be the particle concentration in  the suspension  in



which Kp is measured.  There is considerable controversy  regarding the



mechanism responsible for the particle concentration effect,  and a number of



explanations have been offered.  However,  all the interpretations yield  the



same result for sediment/pore water partitioning,  namely  that Koc =• Kow  for



sediments.   A detailed review of the arguments is presented below.



    Using Equations 2 and 3,  an SQC is calculated from
          SQC - f   K   FCV
                 oc  oc                                                     (4)




This equation is linear in the organic carbon fraction, foc.   As a consequence,



the relationship can be expressed as
         SQC

         	 - K   FCV                                                     ,,.
         f       oc                                                         (5)
          oc

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                                                                        Page 12





                                               C /f
                                                s  oc
         predicted sediment toxic unit -  	             (8)

                                          Koc (water only LC50)




    Figure 3 presents the percent mortality versus predicted sediment toxic



units.  The correlation is similar to that obtained using the pore water



concentrations in Figure 2.   The cadmium data are not included because



partitioning is not determined by sediment organic carbon.  The predicted



sediment toxic units for each chemical follow a similar concentration-response



curve independent of sediment type.   The data demonstrate that 50% mortality



occurs at about one sediment toxic unit, independent of chemical, species or



organism or sediment type, as expected if the EqP assumptions are correct.



    If the assumptions of EqP were exactly true and there were no experimental



variability or measurement error, then the data in Figures 2 and 3 should all



predict SOX mortality at one toxic unit.  There is an uncertainty of



approximately a factor of two in the results (also see Table 2 below).  This



variation reflects inherent  variability in these experiments as well as



phenomena that have not been accounted for in the EqP model.  This appears to



be the limit of the accuracy and precision to be expected.







Effects concentration







    The development of SQC requires  an effects concentration for benthic



organisms.  Because many of the organisms used to establish the WQC are



benthic, perhaps the WQC are adequate estimates of the effects concentrations



for benthic organisms.  To examine this possibility, the acute toxicity data

-------
                         Organic Carbon  Normalization
co
h.
o
5

100
BO
60
40
20
0
I i I I I I 1 1 1 l l I l l l 1 1
a - ENDRIN
A - ACENAPHTHENE a c
v - PHENANTHRENE °
o - DIELDRIN
- 0 ~ FLUORANTHENE
o
A
a
oQ0 o
I A 1
av « AV
AR ofc v VX
Q " V W V
i i i i 1 1 1 ii i i i i 1 1 1 1
i i i i i 1 1 1 1 i i i i i 1 1 1
^A ^ ^d!D3 B fT flD OO •"
a A ^
o
o v v -
3 V V °
A 0
V
A
V -
A
1 1 | 1 1 1 1 1 1 1 1 1 1 1 | 1 1
         0.01
0.1
10
100
                         Predicted Sediment Toxic Units
  Figure  3.  Mortality versus predicted sediment  toxic units.   Predicted sediment toxic units are the ratio  of
  the organic  carbon normalized sediment  chemical  concentration to  the predicted  sediment  LC50  (Eqn. 8).
  Sediment types  are  indicated by  the  single  hatching  (lowest  organic  carbon  content),  cross-hatching
  (intermediate organic carbon content),  and filled symbols (highest  organic carbon content).  See Tables 1 and
  2 for data sources.  Koc values are computed from Kow for DDT (5.84), endrin (4.80), and fluoranthene (5.30)
  with Equation 11.  These are log averages of the reported values in the Log P data base [71].  The Kepone Koc
      the  log  mean of  the ratio of  organic  carbojM^ormalized Kepone concentration to pore
               from the toxicity data set.

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                                                                        Page  14






base, which is used to establish the WQC is segregated into benthic and water




column species, and the relative sensitivities of each group are compared.




Figure 4 compares the acute values for the most sensitive benthic (epibenthic




and infaunal) species to the most sensitive water column species.  The data are




from the 40 freshwater and 30 saltwater U.S. Environmental Protection Agency




(EPA) criteria documents.  Although there is considerable scatter, these




results,  a more detailed analysis of all the acute toxicity data and the




results of benthic colonization experiments, presented below, support the




contention of equal sensitivity.

-------
                       Comparison of Most Sensitive Species

                  O
                  10
                  O


                  c
                  E
                  3
                  "5
                  O
                  *.
                  9
                  +*
                  CO
                  0>
                  o
                         -1
                         -3
Freshwater

Saltwater
                           -3
    -1
                                   Log 1O Benthic LC5O (ug/L)
Figure 4.   A comparison of the minimum LC50 for water column versus  benthic  organisms.  Each data point

represents a particular chemical in either a freshwater or a saltwater exposure.  The data are from the WQC or

di.iIt criteria documents.  See  Table 4 for data sources.                                        	

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                                                                        Page 16






                                  BACKGROUND








    Under the Clean Water Act (CWA), the EPA is responsible for protecting the




chemical, physical, and biological  integrity of the nation's waters.  In




keeping with this responsibility, EPA published WQC in 1980 for 64 of the 65




priority pollutants and pollutant categories listed as toxic in the CWA.




Additional water quality documents  that update criteria for selected consent




decree and new chemicals have been published since 1980.   These WQC are




numerical concentration limits that are protective of human health and aquatic




life.  Although these criteria play an important role in assuring a healthy




aquatic environment, they alone are not: sufficient to ensure appropriate levels




of environmental and human health protection.




    Toxic contaminants in bottom sediments of the nation's lakes,  rivers,




wetlands, and coastal waters create the potential for continued environmental




degradation even where water column contaminant levels comply with established




WQC.  The absence of defensible SQC makes it difficult to accurately assess the




extent of sediment contamination.




    As a result of the need to assist regulatory agencies in making decisions




concerning contaminated sediment, the EPA's Office of Water Regulations and




Standards, Criteria and Standards Division, established a research team to




review alternative approaches to assess sediment contamination.  These and




related problems were the subject of a conference [1].  Alternative approaches




to establishing SQC [2] and their merits and deficiencies were discussed [3].




Additional efforts to identify the scope of national sediment contamination  [4]

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                                                                        Page 17






and to review proposed approaches for addressing contaminated sediments [5,6]




were undertaken.  The EqP method was selected because it appeared to provide




the most practical, scientifically defensible, and effective regulatory tool




for addressing  individual chemicals associated with contaminated sediments on a




national basis  [7].









Rationale for selecting the EqP method









    The principal reasons for the selection of the EqP method were:









1. It was likely that the EqP method would yield sediment criteria that were




predictive of biological effects in the field and would be defensible when used




in a regulatory context.   These criteria directly address the issue of




bioavailability and are founded on the extensive biological effects data base




used to establish national WQC.









2. Sediment criteria could be readily incorporated into existing regulatory




operations because a unique numerical sediment specific criterion can be




established for any chemical and compared to field measurements to assess the




likelihood of significant adverse effects.









3. Sediment criteria could provide a simple and cost-effective means of




screening sediment measurements to identify areas of concern and could provide




regulators with information in a short period of time.

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                                                                        Page  18




4. The method takes advantage of the large amount of data and expertise that


went into the development of the national WQC.





5. The methodology could be used as a regulatory predictive tool to ensure


uncontaminated sites would, be protected from attaining unacceptable levels of


contamination.





Relationship to WQC methodology





    Perhaps the first question to be answered is: Why not use the already


existing procedure for the development of WQC to develop SQC?  A detailed


methodology has been developed that presents the supporting logic, establishes


the required minimum toxicological data set, and specifies the numerical


procedures to be used to calculate the criteria values [8].   Furthermore,  WQC


developed with  this methodology are routinely used in the regulation of


effluent discharges.  A natural extension would be to apply these methods


directly to sediments.


    The WQC are based on total chemical concentration, and the transition to


using dissolved chemical concentration for those chemicals that partition to a


significant extent would not be difficult.  The experience with site-specific


modifications of the national WQC has demonstrated that the water-effect ratio,


the ratio of chemical concentrations in site water to laboratory water that


produces the same effect has averaged 3.5 [9,10].  The implication is that
                                 s-

differences of this magnitude due to variations in site-specific water


chemistry are not an overwhelming impediment to nationally applicable numerical


WQC.                                                                           .

-------
                                                                         Page 19






    The WQC are based on using the total chemical concentration as a measure of




bioavailable chemical concentration.  However, the use of total sediment




chemical concentration as a measure of bioavailable - or even potentially




bioavailable - chemical concentration is not supported by the available data




[11].  A summary of recent experiments is presented in the two sections that




follow.  The results of these experiments indicate that different sediments can




differ in toxicity by factors of 100 or more for the same total chemical




concentration.   This is a significant obstacle.  Without a quantitative




estimate of the bioavailable chemical concentration in a sediment it is




impossible to predict a sediment's toxicity on the basis of chemical




measurements.   This is true regardless of the methodology used to assess




biological impact - be it laboratory toxicity experiments or field data sets




comprising benthic biological and chemical sampling [12,13,14,15].




    Without a unique relationship between chemical measurements and biological




end points that applies across the range of sediment properties that affect




bioavailability,  the cause and effect linkage is  not supportable.  If the same




total chemical  concentration is 100 times more toxic in one sediment than it is




in another,  how does one set universal SQC that depend only on the total




sediment chemical concentration?   Any SQC that are based on total sediment




concentration have a potential uncertainty of this order of magnitude.   Thus,




it appears that bioavailability must be explicitly considered for any sediment




evaluation methodology that depends on chemical measurements and,  in




particular,  in establishing defensible SQC.

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                                                                        Page 20






Applications of Sediment Quality Criteria









    Sediment quality criteria are designed to protect benthic infauna.  These




criteria are designed to supplement Ambient Water Quality Criteria in assessing




the hazards to water bodies.  For example, discharges of low concentrations of




a hazardous waste over many years may not indicate hazard to aquatic organisms




(as ambient water concentrations of chemicals do not exceed AWQC) but may




result in adverse effects to benthic infauna in the resulting contaminated




sediments.  Because sediment criteria identify additional impacts to aquatic




systems they are expected to address an important void.   As such, it is




expected that these criteria may be used in identification and monitoring of




contaminated sediments and determining the potential for adverse effects to




benthic infauna.









    EPA recommends that SQC be applied only in the following situations:









    •     the organic carbon concentration of the sediment is greater than or




         equal to 0.2% on a dry weight basis




    •     the sediments are bedded and not suspended




         to sediments that are either permanently inundated with water,  or the




         sediments are in an intertidal zone which is inundated periodically




         for durations sufficient to permit development  of benthic assemblages.




         They do not apply to occasionally inundated soils containing




         terrestrial organisms.

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                                                               Page 21






In spills where chemical equilibrium between water and sediment has




not been reached, sediment chemical concentrations in excess of the




SQC indicate benthic organisms may be at risk.   This is because for




spills the concentrations in interstitial and overlying water may be




higher relative to the equilibrium in sediment concentrations.  In




spills, sediments having concentrations less than SQC may also pose




risks to benthic organisms.

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                                                                        Page 22






            TOXICITY AND BIOAVAILABILITY OF CHEMICALS IN SEDIMENTS









    The observation chat provided a key insight into the problem of quantifying




the bioavailabilicy of chemicals in sediments was that the concentration-




response curve for the biological effect of concern could be correlated, not to




the total sediment chemical concentration (raicrograms chemical per gram dry




sediment) but to the pore water concentration (micrograms chemical per liter




pore water) [17].  In retrospect ic has become clear that these results do not




necessarily imply that pore water is the primary route of exposure.  This is




because all exposure pathways are at equal chemical activity in an equilibrium




experiment (see Fig. 1) and the route of exposure cannot be determined.




Nevertheless,  this observation was the critical first step in understanding




bioavailability of chemicals in sediments.









Toxicity experiments









    A substantial amount of data has been assembled that addresses the




relationship between toxicity and pore water concentration.  Table 1 lists the




sources and characteristics of these experiments.  The data are presented in a




uniform fashion on Figures 5 to 8.   The biological response - mortality or




growth rate suppression - is plotted versus the total sediment concentration in




the top panel, and versus the measured pore water concentration in the bottom




panel.  Table 2 summarizes the LC50 and EC50 estimates and 95X confidence




limits for these data on a total sediment and pore water basis, as well as the




water-only values.

-------
                               Dry Weight  Normalization
                Kepone - Mortality
                                                         Kepone - Growth
   100

S?   80
*   eo
I   40
|   20
     0
              foe (X)
              •  O.O9
              •  1.6
              •  12
                                                I
          0.1        1.O       1O.O      100.O
             Dry Weight Concentration (ug/g)
                                                 O.I       1.O       1O.O      100.O
                                                     Dry Weight Concentration (ug/g)
       100
     a  •«
x
**
        •<>

        4°
        20
         0
                               Pore Water Normalization
                 Kepone - Mortality
   1OO
X   BO
\   6O
5
    4O
    2O
     O
           1        1O       10O      100O
             Pore Water Concentration (ug/L)
                                                         Kepone - Growth
                                                  1         1O       10O      1OOO
                                                     Pore Water Concentration (ug/L)
Figure 5.  Comparison of percent mortality (left) and  growth rate  reduction  (right)  of C. tentans to Kepone
concentration  in bulk sediment  (top) and pore water  (bottom) for three sediments with varying organic carbon
concentrations |17).

-------
                           Dry  Weight Normalization
               Fluoranthene
           Cadmium
                              foe C/.)
                              • 0.2
                              • 0.3 1
                              • 0.5
                                                                         foe (X)
                                                                         • o.o
                                                                         • 0.25
                                                                         • 1.0
      O      5      1O     15      2O
        Dry Weight Concentration (ug/g)
0      2O     40     6O     80
  Dry Weight Concentration (ug/g)
                           Pore Water  Normalization
               Fluoranthene
           Cadmium
^
x
ss
3
5
      o      20     4O     oo     so
         Pore Water Concentration (ug/L)
O       2OOO      4000     6000
  Pore Water Concentration (ug/L)
   .  Comparison of percent mortality of R. abronius to fluoranthene  [19]  (left) and cadmium  [20]  (right)
   \it ion  in  bulk  sediment  (top) and pore  water  (bottom)  for  sediments  with  varying organic  carbon
   at i ons .

-------
                                Dry  Weight  Normalization
                        DDT
                                                          Endrln
                                  foe (X)
                                  • 3.0
                                  e 10.5
3
"5
o

100
8O
80
40
2O
o1
foe (X) _^__
• 3.0 J§ ^w^^^^
• 11.2
• * *
••" • *
' feSf ••
                  SO     1OO
                      ISO
20O
              Dry Weight Concentration (ug/g)
0.1        1.O      .1O.O      1OO.O
   Dry Weight Concentration (ug/g)
                                Pore Water  Normalization
                        DDT
                                                          Endrln

~
^
3
i


100
80
80
40
20
o1

/ **— > •
•
•
4> •
•• *
:*••*•"•

           012345
              Pore Water Concentration (ug/L)
                                             O.I        1.O       1O.O     1OO.O
                                                Pore Water Concentration (ug/L)
l-'i^ure  7
hulk  i
 Comparison of percent mortality of H.  azteca  to DDT (left) and endrin  (right)  concentrations, in
MI  (top) and pore water (bottom) for sediments with varying organic carbon concentrations [21,22].

-------
                                 Dry  Weight Normalization
     o
                Cadmium -  Ampelisca
           10     10J    10     10    10    10
              Dry Weight Concentration (ug/g)
                       o
                       2
                                 Cadmium - Rhepoxynius
                                                                    i mm
                                                                          i MIIII
                                                                               11 mrn—i 11 nnii
                             10°    IO1    102    IO3    IO4    105
                                Dry Weight Concentration (ug/g)
                                 Pore Water Normalization
         100
          BO
          60
          40
          20
          0
                Cadmium - Ampelisca
    I   1
HATER ONLY     o
SEDIMENT EXPOSURE •
                                   I I HIM • Illl
          io~4 io"3 io"2 io~* 10° 10* io2  io3  io4
             Pore Water Concentration (mg/L)
100
 BO
 60
 40
 20
  0
                                 Cadmium - Rhepoxynius
                                                                                  HIM I Him
MATER ONLY     O
SEDIMENT EXPOSURE •
                            10~4 10"310"210~* 10° 101  IO2  103 IO4
                                Pore Water Concentration (mg/L)
Figure  8.    Comparison of  percent  mortality  of  A.  abdita [24]  (left) and  R.  abronius  [23)  (right)  to
concentrations of cadmium in bulk sediment  (top)  and  pore  water  (bottom).   Also  presented is water-only
exposure data, identified  with open circles.

-------
                                                                         Page  27






    The results  from Kepone experiments  (Fig. 5) are particularly dramatic




 [17,18].  For the low organic carbon sediment (foc - 0.09X), the 50th




percentile total Kepone concentration for both Chironomus tentans mortality




(LC50) and growth rate reduction from a  life cycle test (EC50) are <1 /*g/g.   By




contrast, the 1.52 organic carbon sediment EC50 and LC50 are approximately 7




and 10 Mg/gi respectively.  The high organic carbon sediment (12X) exhibits




still higher LC50 and EC50 values on a total sediment kepone concentration




basis (35 and 37 Mg/g, respectively).  However,  as shown in the bottom panels,




essentially all the mortality data collapse into a single Curve and the




variation in growth rate data is significantly reduced when the pore water




concentrations are used as the correlating concentrations.  On a pore water




basis, the biological responses as measured by LC50 or EC50 vary approximately




less than a factor of two, whereas when  they are evaluated on a total sediment




Kepone basis they exhibit an almost 40-fold range in Kepone toxicity.  The




comparison between the pore water effects concentrations and the water-only




results indicates that they are similar.   The pore water LC50s are 19 to 30




Mg/L,  and the water-only exposure LC50 is 26 Mg/L-   The pore water EC50s are  17




to 49 Mg/L.  and the water-only EC50 is 16 Mg/L (Table 2).




    Laboratory experiments have also been performed to characterize the




toxicity of fluoranthene [19]  and cadmium [20] to the sediment-dwelling marine




amphipod Rhepoxynius abronius.   Figure 6 presents the R. abronius mortality




data for the fluoranthene and cadmium experiments.   The results of the




fluoranthene experiments parallel those  for Kepone.  The sediment with the




lowest organic carbon content (0.2%) exhibits the lowest LC50 on a total

-------
                                                                         Page  28






 sediment concentration basis  (3.2 Mg/g) and as the organic carbon concentration




 increases  (0.3 and 0.5%) the  LC50 increases (6.4 and 10.7 Mg/g)•  On a pore




 water basis, the data again collapse to a single concentration-response  curve




 and the LC50s differ by less  than 50%.




    The cadmium experiments [20] were done with constant pore water




 concentrations and a sediment amended with varying quantities of organic




 carbon.  The unamended and 0.25% additional organic carbon exhibit essentially




 similar responses.  However,  the IX amended sediment had a much different LC50




based on the total sediment: concentration.  Using the pore water concentrations




as the correlating variable again collapses the data into one concentration-




response curve.




    Figure 7 presents mortality data for DDT and endrin using the freshwater




amphipod Hvalella azteca [21,22].  The responses for DDT [21] are similar to




those observed for Kepone,  cadmium,  and fluoranthene.   On a total sediment




concentration basis the organism responses differ for the various sediments




 (LC50s are 10.3 to 45 /*g/L), but on a pore water basis the responses are again




similar (LCSOs are 0.74 to 1.4 Mg/L) and comparable to the water-only LCSOs of




approximately 0.5 Mg/L-   The DDT data in [22]  is more variable.   By contrast,




 the organism survival for endrin exposures varies by a factor of almost six




among the six sediments.  The LCSOs are 3.4 to 18.9 Mg/g-  The pore water LCSOs




were less variable, 1.7 to 3.8 Mg/L and comparable to than the water-only




 exposure LC50 of approximately 4 ^g/L (Table 2).

-------
                                                                        Page 29






    Additional cadmium toxicity data are compared on Figure 8.  The responses




of R. abronius [23] and Ampelisca abdita [24] to cadmium in seawater exposures




without sediment and to the measured pore water concentrations in sediment




exposures (lower panels) demonstrate again that the survival responses are




similar with or without the sediment.  The concentration response curves using




total cadmium concentrations are also shown (top panels).  It is interesting to




note that these two organisms exhibit similar sensitivity to cadmium in water-




only exposures (0.34 mg/L for A. abdita and 1.6 mg/L for R. abronius - bottom




panels) yet the total sediment cadmium LC50s differ by almost two orders of




magnitude (25 and 2,000 pg/g, respectively) for the different sediments.  These




dramatic differences demonstrate the need to explicitly consider




bioavailability of sediment cadmium, and by implication, any toxicant of




concern in developing SQC.   It has been demonstrated that the variation in




bioavailability of cadmium and nickel in various freshwater and marine




sediments can be related to the acid-volatile sulfide concentration of the




sediment [24,25].








Bioaccumulation








    A direct measure of chemical bioavailability is the amount of chemical




retained in organism tissues.  Hence, tissue bioaccumulation data can be used




to examine the extent of chemical bioavailability.  Chironomus tentans was




exposed to two synthetic pyrethroids cypermechrin and permethrin that were

-------
                                                                        Page 30






added to three sediments, one of which was laboratory grade sand [26].  The




bioaccumulation from the sand was approximately an order of magnitude higher




than it was from the organic carbon-containing sediments for both cypermethrin




and permethrin (Fig. 9, top panels).  On a pore water basis, the




bioaccumulation appears to be approximately linear and independent of sediment




type (bottom panels).   The mean bioaccumulation factor (BAF) for cypermethrin




(and permethrin) varies from 6.2 to 0.6 (4.0 to 0.23) (^g/g organism//ig/g




sediment) as sediment foc Increases (Table 3).   By contrast the mean BAFs on a




pore water basis vary by less than a factor of two.




    Bioaccumulation was also measured by Adams et al. [17,27,28] in the £_,.




tentans - Kepone experiments presented previously (Fig.  3).   The body burden




variation on a total sediment basis is over two orders of magnitude (BAF - 600




to 3.3 Mg/g organism//jg/g sediment), whereas the pore water bioaccumulation




factor is within a factor of four (5,200 to 17,600 MgAg organism/^g/L),  with




the very low organic carbon sediment exhibiting the largest deviation (Table




3).









Conclusion









    These observations - that organism concentration response and




bioaccumulation from different sediments can be reduced to essentially one




curve if pore water is considered as the concentration that quantifies exposure




- can be interpreted in a number of ways.  However, it has become clear that




these results do not necessarily imply chat pore water is the primary route of

-------
                               Dry Weight  Normalization
                   Cypermethrln
           1      1O     1OO    1OOO  100OO
             Dry Weight Concentration (ng/g)
          Permethrln
1WWVW
'o>
\ 1OOO
01
| 100
a
£ 10
o
a
1
foe C/.}
• « 0.1 • 	 m
• « 2.9 /~
//^ \
-•'
*_"— 4
*


1 UUU.U
"ai
•^ 100.0
| 10.0
I
$ 1.0
&
01
• • • 	
_
•- 	 " *
^
^'x^
tx
^ :
	 	 	
1        1O       10O      10OO
  Dry Weight Concentration (ng/g)
                               Pore Water  Normalization
                   Cypermethrln
          Permethrin
1UWUW
*^
\ 10OO
01
j ,00
$ 10
2
0.4
foe {'/.) \
• - 0.1 j^m
* 2.9 s^ I
•£
.-^ 1
e*-*'
y jt. -*
•^^
91 O.1O 1.OO 1O.OO IOC
1 UWW.U
-5
N 1OO.O
01
S
I 10.0
£ 1.0
2
LOO CM
foe (%)
• * 0.1 /*<-.
:" F+*S
r~ i
/
-^
^r^ •
)1 O.1O 1.OO 1O.
             Pore Water Concentration (ug/L)
  Pore Water Concentration (ug/L)
Figure  9.   Comparison of C.  tentans  body burden of cypermethrin (left)  and  permethrin V^B--/  vCl;,Ui,
concentration  in  bulk  sediment  (top)  and  pore water (bottom)  for sediments with  varying organic  carbon
concentrations [26].

-------
                                Table 3.   Bioaccumulation factors
Bioaccumulation
foe
Chemical
Cypermethrin


Permethrin


Kepone


Total Sediment
(ug/g organism)
Factors3
Pore water
(ug/kg organism)
(X) (uz/e. sediment)
<0
2
3
<0
2
3

1
12
.1
.3
.7
.1
.3
.7
.09
.50
•
6.
0.
0.
4.
0.
0.
600
20
3.
21
50
60
04
38
23


3
(4.41
(0.30
(0.37
(2.89
(0.17
(0.18
( 308
( 4.8
( 0.3
- 8.01)
- 0.71)
- 0.83)
- 5.20)
- 0.59)
- 0.28)
- 892)
- 35.2)
- 6.3)
80.
51.
92.
39.
52.
29.
17,
5,
5,
1
3
9
7
5
7
600
180
790
(ug/L)
(73
(43
(87
(25
(22
(15
(6,
(1.
(2,
.5 -
.8 -
.0 -
.0 -
.6 -
.6 -
540
970
890
Reference
86.7) [26]
58.8)
98.8)
54.3) [26]
82.4)
43.7)
- 28,600) [17,27,28]
- 8,390)
- 8,700)
a 95X confidence limits shown in parentheses

-------
                                                                        Page 33
                                                                               i
exposure.  This is because all exposure pathways are at equal chemical activity^
in an equilibrium experiment.  Hence the route of exposure cannot be
determined.  This can be seen by comparing the concentration-response
correlation's to pore water and organic carbon normalized sediment
concentrations.  As shown below, both are equally successful at correlating the
data.  This suggests that neither the pore water nor the sediment exposure
pathway can be implicated as the primary exposure route.
    However, in order to relate pore water exposure to sediment carbon
exposure, it is necessary that the relationship between these two
concentrations be established.  Thus, an examination of the state of the art of
predicting the partitioning of chemicals between the solid and the liquid phase
is required.  This is examined in the following section.

-------
                                                                        Page 34






                    SORFTION OF NONIONIC ORGANIC CHEMICALS









Partitioning in particle suspensions









    For nonionic hydrophobic organic chemicals sorbing to natural soils and




sediment particles, a number of empirical models have been suggested (see




Karickhoff [29] for an excellent review).  The chemical property that indexes




hydrophobicity is che octanol/water partition coefficient, Kow.  The important




particle property is the weight fraction of organic carbon, foc.  Another




important environmental variable appears to be the particle concentration




itself [30].




    In many experiments using particle suspensions, the partition coefficients




have been observed to decrease as the particle concentration used in the




experiment is increased [30].  Unfortunately very few experiments have been




done on settled or undisturbed sediments.  Therefore the correct interpretation




of particle suspension experiments is of critical importance.   It is not




uncommon for the partition coefficient to decrease by two to three orders of




magnitude at high particle concentrations.   If this partitioning behavior is




characteristic of bedded sediments, then quite low partition coefficients would




be appropriate.  This would result in lower sediment chemical concentrations




for SQC.  However, if this phenomenon is an artifact or is due to a phenomenon




that does not apply to bedded sediments, then a quite different partition




coefficient would be used.  The practical importance of this issue requires a




detailed discussion of the particle concentration effect.

-------
                                                                         Page  35





     Particle concentration effect.  For the reversible  (or readily desorbable)



component of sorption, a particle interaction model (PIM) has been proposed



that accounts for the particle concentration effect and predicts the partition



coefficient of nonionic hydrophobia chemicals over a range of nearly seven



orders of magnitude with a logio prediction standard error of 0.38 [31].  The



reversible component partition coefficient, Kp, is the ratio of reversibly



bound chemical concentration, Cs Og/kg dry weight), to the dissolved chemical



concentration, C^
          C  - K* C..                                                       (9)
           s    p  d
The PIM model for Kp is:
                   f  K

          K* -      oc oc                                                  (10)

           P   1 + mf  K  /v
                     OC OC  X
where:
    Kp  - reversible component partition coefficient (L/kg dry weight)



    Koc - particle organic carbon partition coefficient (L/kg organic carbon)



    foc - particle organic carbon weight fraction (kg organic carbon/kg dry



          weight)



    m   - particle concentration in the suspension (kg dry weight/L)



    i/x  - 1.4, an empirical constant (unitless) .

-------
                                                                         Page  36






The regression of Koc  to  the octanol/water coefficient, KOWl yields










          lo*10Koc ' °-00028 + °'983 lo6lOKow                               





which is essentially Koc  approximately equals Kow.  Figure  10 presents  the




observed versus predicted reversible component partition coefficients using




this model [31].  A substantial fraction of the data in the regression  is at




high particle concentrations (m foc Kow > 10), where the partitioning is




determined only by the solids concentration and t/x.  The low particle




concentration data (m  foc Kow < 1) are presented on Figure  11 for the




conventional adsorption (left) and reversible component (right) partition




coefficient,  Kp, normalized by foc, that is Koc - Kp/foc.  The relationship K
-------
                   Reversible Component Partition Coefficient
                         6
                    O)
                   J*
                    O)
                    o
                        -2
                          -2
6
                                 Predicted Log 10 Kp (L/kg)
Figure 10.   Comparison  of observed reversible component  partition coefficient to calculated partition

coefficient using Equation 10 (31).

-------
                           Partition Coefficient - m  foe  Kow < 1
                         Adsorption
                                                       Reversible Component
         o
         o
         o>  s
         .*
         \
         8   3
O)  1
o
            -1
         AMtearb
         CarfoofurMi
         Unuron
         Fkiomctron
         Carbaryl
         Dluron
                                   Itotteyt ParatMen
                                   ParalMon
                                        HCH
                                   ppDOT
                               O
                               O
                               O)  5
                              X
                                              g  3
              -1
              1        35

               Log 1O Kow
                                                 -1
                                   -i
135

  Log10 Kow
Figure  11
partition coefficient
concentrations:
   Comparison of the adsorption  (left)  and reversible component  (right) organic  carbon normalized
   efficient, Koc,  to th.e  octanol/water  partition coefficient, Kow,  for  experiments with low solids
                  Loc
       arption  (lertj and reversible  component vngnt; organic caroon  normalized
     .... octanol/water partition coefficient, Kow, for experiments with  low  solids
< 1.  The line represents equality [31].

-------
                                                                         Page  39






     Sorpcion by  nonseparated particles or complexing by dissolved organic




 carbon  can produce an apparent decrease  in partition coefficient with




 increasing particle concentration  if the operational method of measuring




 dissolved chemical concentration does not properly discriminate the truly




 dissolved or free chemical concentration from the complexed or colloidally




 sorbed  portion.  However, the question is not whether improperly measured




 dissolved concentrations can lead  to an apparent decrease in partition




 coefficient with increasing particle concentrations.  The question is whether




 these third-phase models explain all (or most) of the observed partition




 coefficient - particle concentration relationships.




    An  alternate possibility is that the particle concentration effect is a




 distinct phenomena that is a ubiquitous feature of aqueous-phase particle




 sorption.  A number of experiments have been designed to explicitly exclude




possible third-phase interferences.  Both the resuspension experiment for




polychlorinated biphynels (PCBs)  [39]  and metals [40,41]  in which particles are




 resuspended into a reduced volume of supernatant and the dilution experiment




 [39] in which the particle suspension is diluted with supernatant from a




parallel vessel display particle  concentration effects.   It is difficult to see




how third-phase models can account for these results because the concentration




of the colloidal particles is constant while the concentration of the sediment




particles varies substantially.




    The model (Eqn.  10)  is based on the hypothesis that particle concentration




effects are due to an additional  desorption reaction induced by particle-




particle interactions [31].   It has been suggested that actual particle




collisions are responsible [42].   This interpretation relates i/x to the




 collision efficiency for desorption and demonstrates that it is independent of




 the chemical and particle properties,  a face that has been experimentally




 observed [31,40].

-------
                                                                        Page 40





    It  is not necessary to decide which of these mechanisms is responsible for



the effect if all the possible interpretations yield the same result for



sediment/pore water partitioning.  Particle interaction models would predict



that Koc =« Kow because the particles are stationary in sediments.  Third-phase



models would also relate the free (i.e., uncomplexed) dissolved chemical



concentration to particulate concentration via the same equation.  As for



kinetic effects, the equilibrium concentration is again given by the



relationship Koc =• Kow.  Thus there is unanimity on the proper partition



coefficient to be used in order to relate the free dissolved chemical



concentration to the sediment concentration,  that is, Koc <* Kow.



    Organic carbon fraction.   The unifying parameter that permits the



development of SQC for nbnionic hydrophobic organic chemicals that are



applicable to a. broad range of sediment types is the organic carbon content of



the sediments.   This can be shown as follows:   The sediment/pore water



partition coefficient, Kp,  is given by
          K  - f   K   - f   K                                            (12)
           p    oc  oc    oc  ow




and the solid phase concentration is given by
          C  - f   K   C.                                                  (13)
           s    oc  oc  d




where Cs is the concentration on sediment particles.  An important observation



can be made  that leads to the idea of organic carbon normalization.  Equation



12 indicates that the partition coefficient for any nonionic organic chemical



is linear in the organic carbon fraction, foc.  The partitioning data examined

-------
                                                                         Page 4L





in Figure 11 can be used to examine the linearity of Kp to foc.  Figure  12



compares Kp/KOw co foe f°r boch the adsorption and the reversible component



partition coefficients.  The data are restricted to m foc KQW < 1 to suppress



particle effects.  The line indicates the expected linear relationship in



Equation 12.  These data and an analysis presented below appear to support the



linearity of partitioning to a value of foc - 0.2X.  This result and the



toxicity experiments examined below suggest that for foc > 0.2X, organic carbon



normalization is valid.



    As a consequence of the linear relationship of Cs and foc, the relationship



between sediment concentration, Cs,  and free dissolved concentration, Cd, can



be expressed as
           oc
If we define
                  C


         C     - —                                                       (15)
          s,oc   f
                  oc




as the organic carbon normalized sediment concentration (/ig chemical/kg organic



carbon), then from Equation (14):
          C     - K   C ,                                                    (16)
           s,oc    oc  d

-------
                           Partition  Coefficient -  m  foe Kow  <  1
                         Adsorption
                                                    Reversible Component
        o
        *
        a
        O)
        o
            -1
            -2
-3
            -4
      Aldtearb
      Carbofuran
      LJnuron
      FluofiMtron
      Carbaryl
      Oluron
                                  Itothyl ParatMon
                                  PcratNon
                                        HCH
O

a
X
o
T-
0>
o
 O.O1    O.1O     1.0O   1O.OO   1OO.OO
               foe (%)
                                                                   O.1O    1.00    1O.OO   10O.OO

                                                                         foe (%)
 i.ui.  1^.  Comparison of the normalized partition coefficients for adsorption (left)  and reversible component
 •"I'1 ion  
-------
                                                                         Page 43






Therefore, for a specific chemical with a specific Koc, the organic carbon




normalized tatal sediment concentration, Cs,oc, is proportional  to the




dissolved free concentration, C^, for any sediment with foc > 0.2X.  This




latter qualification is judged to be necessary because at foc <  0.2X the other




factors that influence partitioning (e.g., particle size and sorption to




nonorganic mineral fractions) become relatively more important [29].  Using the




proportional relationship given by Equation 16, the concentration of free




dissolved chemical can be predicted from the normalized sediment concentration




and Koc.   The free concentration is of concern as it is the form that is




bioavailable.  The evidence is discussed in the next section.









Dissolved organic carbon (DOC) complexing









    In addition to partitioning to particulate organic carbon (POC) associated




with sediment particles,  hydrophobic chemicals can also partition to the




organic carbon in colloidal sized particles.   Because these particles are too




small to  be removed by conventional filtration or centrifugation they are




operationally defined as  DOC.   Because sediment interstitial waters frequently




contain significant levels of DOC,  it must be considered in evaluating the




phase distribution of chemicals.




    A distinction is made between che free dissolved chemical concentration,




Cd, and the DOC-complexed chemical. CDOc   The partition coefficient for




DOC, KDOC> *-s analogous to Koc as i.:  ;...r.:Lfies the ratio of DOC-bound




chemical,  CDOC•  to cne f^6® dissolved   : .-entration,  C^:
          CDOC " mDOC KDOC Cd

-------
                                                                         Page 44





where mDOC  ^s  c^e DOC concentration.  The magnitude of KDQC aru* c^e DOC



concentration  determine the extent of DOC complexation that takes place.  Hence



it is important to have estimates of these quantities when calculating the



level of free  dissolved chemicals in sediment pore waters.



    A recent compilation of KDQC together with additional experimental



determinations is available [43].  A summary that compares the partitioning of



six chemicals  to POC, natural DOC, and Aldrich humic acid (HA) is shown  on



Figure 13.   The magnitude of the partition coefficients follow the order:  POC



> AHA > natural DOC.  The upper bound on KDQC would appear to be KDQC "  Koc,



the POC partition coefficient.







Phase distribution in sediments







    Chemicals in sediments are partitioned into three phases:   free chemical;



chemical sorbed to POC and chemical sorbed to DOC.  To evaluate the



partitioning among these three phases,  consider the mass balance for total



concentration C^:







          C  - *C  + mf  K  C, H- 0m   KC                                (18)
           T     d     oc oc d     DOC DOC d




where ^ is  the sediment porosity (volume of water/volume of water plus solids)



and m is the sediment solids concentration (mass of solids/volume of water plus



solids).  The three terms on the right side of the equation are the



concentration of free chemical in the interstitial water, and that sorbed to



the POC and DOC,  respectively.  Hence,  from Equation 18 the free dissolved



concentration can be expressed as

-------
                    o
                    o
8
                    2
                   "o
                             6
                   0.
                   o
                    CD
                    O
                                                            POC
                                                            Humlc Acid
                                                            Pore Water DOC
                                     BaP   DDT   HCBP  MCBP   PYR  TCBP
                                               Chemicals
Figure  1 '3.   Partition coefficients of chemicals to particulate organic  carbon (POC),  Aldrich humic acid,  and
iKituial  UOC .    Benzo[alpyrene  (BaP);  2 , 2 ' , 4,4' .5,5'  hexachlorobipheny1  (HCBP);  DDT;  2,2',5,5'
ii-t r.u l.lorobiphcMiyl  (TCBP);  pyrene  (PYR); 4 monochlorobiphenyl (MCBP).   (Data:  [43]).

-------
                                                                        Page 46
          CA ' TT—T~Z——;	r~  '
           d   * + mfocKoc * *mDOCKDOC


The concentration associated with the particle carbon (Eqn. 16) and DOC (Eqn.


17) can then be calculated.  The total pore water concentration is the sum of


the free and DOC complexed chemical, so that





    Cpore " Cd + CDOC " Cd(L + mDOCKDOC}                                   (20)


    Figure 14 illustrates the phase partitioning behavior of a system for a


unit concentration of a chemical with the following properties:  Koc - KDOC ™


10*> L/kg,  foc -2.OX, m - 0.5 kg solids/L sediment, and mooc varies from 0 to


50 mg/L, a reasonable range for pore waters [44].   With no DOC present the pore


water concentration equals the free concentration.  As DOC increases, the pore


water concentration increases due to the increase in complexed chemical, CDOC-


Accompanying this increase in CDOC ^s a slight - in fact, insignificant -


decrease in C^ (Eqn. 19) and a proportional decrease in Cs (Eqn. 16).


    It is important to realize that the free chemical concentration, C^, can be


estimated directly from Cs,oc, the organic carbon normalized sediment


concentration, using Equation 16, and chat the estimate is independent of the


DOC concentration.  However, to estimate Cj from the pore water concentration


requires that the DOC concentration and KDOC be known.  The assumption Cpore -


Cd is clearly not warranted for very hvdrophobic chemicals.  For these cases


CS.QC gives a more direct estimate of  rht- free dissolved bioavailable


concentration, C^, than does the port- •-.'• r . .uicentration.

-------
                      1.0000
                 o
                 a
                 »-    o.iooo  -
                 o
                 *3
                 <0
                 i.
                 4*
                 c
                 o
                 o
                 c
                 o
                 o
                                    10
20
30
4O
50
6O
                                  DOC Concentration  (mg/L)
Figure 14.   Phase distribution of a chemical in  the three-phase  system:  water,  sediment,  and DOC (Eqns. 18

19, and 20).  Koc - KnQC - Kow - 106 L/kg,  foc - 2.OX, and m - 0.5 kg/L.

-------
                                                                         Page  48






 Bioavailability  of  DOC complexed chemicals









    The proportion  of a chemical in pore water that is complexed to DOC can be




 substantial  (Fig. 14).  Hence, the question of bioavailability of DOC-complexed




 chemical can be  important in assessing toxicity directly from measured pore




 water concentrations.  A significant quantity of data indicates that DOC-




 complexed chemical  is not bioavailable.   Fish [45] and amphipod [46] uptake of




 polycyclic aromatic hydrocarbons (PAHs)  are significantly reduced by adding




 DOC.  An example is shown in Figure 15 for a freshwater amphipod [46].  For a




highly hydrophobic chemical such as benzo[a]pyrene (BaP) the effect is




 substantial, whereas for less hydrophobic chemicals (e.g.,  phenanthrene) the




 reduction in uptake rate is insignificant.   This is the expected result




because,  for a fixed amount of DOC, the  quantity of DOC-complexed chemical




decreases with decreasing KHQC (Eqn.  17).




    The quantitative demonstration that  DOC-complexed chemicals are not




bioavailable requires an independent determination of the concentration of




complexed chemical.   Landrum et al. [46]  have developed a C^g reverse-phase




HPLC column technique that separates the complexed and free chemical.   Thus it




 is possible to compare the measured DOC-complexed chemical to the quantity of




complexed chemical inferred from che uptake experiments, assuming that all the




complexed chemical is not bioavailable [46,47].   As shown on Figure 16,




although the KnQC inferred from uptake suppression is larger than that inferred




 from the reverse phase separation for HA,  these data support the assumption




 that the DOC-complexed fraction,  CQQC •  >-s noc bioavailable.  Hence the




bioavailable form of dissolved chemical  is Cj, the free uncomplexed component.




This is an important observation because ic is C^ that is in equilibrium




with CSjOC, the organic carbon normalized sediment concentration (Eqn. 15).

-------
                            300
                       I
                       O)
                      £
                      "a
                      DC

                      
-------
                               DOC Partition Coefficient
                   o
                   o

                   O)
                   o
                   '55
                   CO
                   Q)
                   h.
                   a

                   5

                   a>
                   .*
                   CO
                   4-»
                   a
                   3

                   E
                   o
                   o
                   o
1000O
                         1OOO
  100
   10
                                  •  Humic Acid

                                  A  Pore Water
               10
10O
1OOO
1OOOO
                             Koc from Reverse Phase (L/g oc)
Figure 16.   Comparison of  the DOC partition coefficient calculated from the suppression of  chemical  uptake

versus the  C\Q reverse phase HPLC column estimate.  Circles are Aldrich humic acid; triangles are  interstitial

water DOC.  Chemicals are listed  in Figure  15 caption (also anthracene and benzo[ajanthracene).

-------
                                                                        Page 51





 Field observations of partitioning in sediments







    There exists an enormous quantity of laboratory data for partitioning in



 particle suspensions.  However, pore water and sediment data from field samples



 are scarce.  Two types of data from field samples are examined.  The first is a



 direct test of the partitioning equation CSiOC - Koc C^, which is independent



 of the DOC concentration.  The second examines the sediment and pore water



 concentrations and accounts for the DOC that is present.



    Organic carbon normalization.  Consider a sediment sample that is



 segregated into various size classes after collection.  The particles in each



 class were in contact with the pore water.  If sorption equilibrium has been



 attained for each class, then, letting Cs(j) be the particle chemical



 concentration of the jc^ size class,  it is true that
          Cs(J> -foc(J) Koc Cd




where f0c(J) i-s c^e organic carbon fraction for each size class j.   On an



organic carbon normalized basis this equation becomes
          C    (j) - K  C.
           s,oc J     oc d
(22)
where CSiOC(j) - Cs(j)/foc(j).   This result indicates that the organic carbon



normalized sediment concentration of a chemical should be equal in each size



class because Koc and C^ are the same for each size class.  Thus a direct test



of the validity of both organic carbon normalization and EqP would be to



examine whether Cs,oc(j) is constant across size classes in a sediment sample.

-------
                                                                        Page 52






    Data from Prahl  [48] can be used to test this prediction.  Sediment cores




were collected at three stations near the Washington State coast (Stations 4, 5




and 7).  These were sieved into a silt-and-clay sized fraction (<64 pm),  and a




sand sized fraction (>64 pm).   This latter fraction was further separated into




a low density fraction (<1.9 g/cra^) and the remaining higher density sand-sized




particles.   The concentrations of 13 individual PAHs were measured in each size




fraction.




    It is important to realize that these size fractions are not pure clay,




silt,  or sand but are natural  particles in the size classes denoted by clay,




silt,  and sand.   The organic carbon fractions,  shown on Figure 17,  range from




0.2X for the high-density sand-sized fraction to greater than 30X for the low




density fraction.   This exceeds two orders of magnitude and essentially spans




the range usually found in practice.  For example,  90X of the estuarine and




coastal sediments sampled for  the National Status and Trends program exceed




0.2X organic carbon [49].




    Figure  18 (top)  compares the dry weight normalized clay/silt sized fraction




sediment PAH concentrations,  Cs(j),  to the sand-sized high and low density PAH




concentrations on a dry weight basis.   The dry weight normalized data have




distinctly  different concentrations -  the low density high organic carbon




fraction is highly enriched,  whereas the sand-sized fraction is substantially




below the clay/silt fraction concentrations.   Figure 18 (bottom) presents the




same data but on an organic carbon normalized basis, Cs Oc(J)-  *n contrast to




dry weight  normalization,  the  PAH concentrations are essentially the same in




each size class,  as predicted by Equation 22.

-------
                                  Organic  Carbon  Fractions
                      100.0
                       10.0 |r
                   o
                   o
                         1.0 |r
                        0.1
                                      LOW       SAND   SILT/CLAY


                                          Sediment Fraction
Figure 17.   The organic carbon fractions (% dry weight) In the  low-density fraction 64 ^m  <1 9  g/cm3-  the

sand  sized  fration  >64 Mn,  > 1.9 gm/cra3;  the silt/clay sized fraction <64 Mm.  Numbered stations as

indicated. Data from Prahl [48].

-------
                               Dry  Weight Normalization
    1000
     too
    *
    •x
    TJ
    in
    n
    3    10
    x
    a.
              Sand vs Clay/Silt
                    Low Density vs Clay/Silt
           10000
             1000

                                            3   too
                                            a.
                 10       100
                PAH (ug/g dry wt)
10OO
                                                  1O
                                                                           ^^^^P^^^T^^^PH
                                                                  10       too
                                                                PAH (ug/g dry wt)
                                             100O
                             Organic Carbon  Normalization
              Sand vs Clay/Silt
 100000
o 10000
    a
   3
   x
   1OOO
    100
                    Low Density vs Clay/Silt
          100000
         o 10000
            1OOO
       100
              100
                                           1OOOOO
                    1OOO     1OOOO    1OOOOO          1OO       10OO     1OOOO
                     PAH (ug/g oc)                                  PAH (ug/g oc)
l-'i j'.uri;  18.  Comparison of PAH concentrations  of the  sand-sized and low-density-fraction sediment particles
(01 (1 i ii.-i i i-)  t.o the clay/si.lt  fraction  (abscissa)  (Stations  4,  5,  7).   Top  panels  are  for  dry  weight
normalization; bottom  panels  are for organic carbon normalization. Data  from Prahl  [48].

-------
                                                                         Page  55




     Ic  is concluded  from  these data  that  the organic carbon normalized  PAH



 concentrations  are relatively independent of particle size class and  that



 organic carbon  is the predominant controlling factor in determining the



 partition coefficient of  the different sediment size particles in a sediment



 sample.  The organic carbon concentration of the high-density sand-sized



 fraction (0.2 to 0.3X) suggests that organic carbon normalization is



 appropriate at  these low  levels.



    Sediment/pore water partitioning. . Normally when measurements of sediment



 chemical concentration, Cs , and total pore water chemical concentrations,



 Cpore* are made, the value of the apparent partition coefficient is calculated



 directly from the ratio of these quantities.  As a consequence of DOC



 complexation, the apparent partition coefficient,  Kp, defined as
         Kp  -^-J-                                                       (23)

                pore




is given by
                   K                 f  K
                    B -        - 2C_0£ -                              2
              l + "DOC^OC        l + mDOCKDOC




As mj)oc increases, the quantity of DOC-coraplexed chemical increases and the



apparent partition coefficient approaches
              f  K

               0C                                                       (25)
              DOCDOC

-------
                                                                         Page  56





which  is just  the  ratio of sorbed  to complexed chemical.  Because the solid-



phase  chemical concentration is proportional to the free dissolved portion of



the pore water concentration, C
-------
            00
            X
            
-------
                                                                        Page  58






and to compute the actual partition coefficient: Kp - Cs/Cd.  The data indicate




that if KDOC " Kow i-s used, the results, shown on Figure 19, agree with the




expected partition equation, namely that Kp - foc Kow.  A similar three-phase




model has been presented by Brownawell and Farrington [51).




    Other data with sediment/pore water partition coefficients for which the




DOC concentrations have not been reported [52,53] are available to assess the




significance of OOC partitioning on the apparent sediment partition




coefficient.  Figure 20 presents thes.e apparent organic carbon normalized




partition coefficients, that is  Koc - Kp/foc versus Kow.  The expected




relationship for DOC concentrations of 0, 1, 10, and 100 mg/L is also shown.




Although there is substantial scatter in these data, reflecting the difficulty




of measuring pore water concentrations, the data conform to DOC levels of 1.0




to 10 mg/L, which is well within the observed range for pore waters [44,50].




Thus these results do not refute the hypothesis that Koc =• Kow in sediments but




show the need to account for DOC complexing in the analysis of pore water




chemical concentrations.









Organic carbon normalization of biological responses









    The results discussed above suggest that if a concentration-response curve




correlates to pore water concentration, it should correlate equally well to




organic carbon normalized total chemical concentration,  independent of sediment




properties.  This is based on the parcicioning formula Cs oc - Koc CQ< (Eqn.




16), which relates the  free dissolved concentration to the organic carbon

-------
             o
             o

             O>
            X
            \
             o
             o
             0>
             o
8




7




6
5   -
4




3
                            A  Ollvar (Various)


                               Socha (PAHa)
                                                                                     100.0
                                                               6
                                                              8
                                              Log1O Kow
if.uif '20.   Observed apparent  partition coefficient to  organic  carbon versus  the octanol/water  partition

in-1 t if iriit .   The lines  represent the expected relationship for DOC concentrations of 0, 1, 10, and  100  mg/L

 itl KIJOC  - Kow.   Dai;*  1 rom  (53)  for  PCB congeners and other chemicals  and from  [52]  for  phenanrtirene,

  praiiiheue ,  and perylene.                                                                           -^*^^
                                                                                                                 '  i

-------
                                                                        Page 60






normalized particle concentration.  This applies only to nonionic hydrophobic




organic checricals because the rationale is based on a partitioning theory for




this class of chemicals.




    Toxicity and bioaccumulation experiments.  To demonstrate this




relationship, concentration-response curves for the data presented in Figures 5




and 7 are used to compare results on a pore water-normalized and organic




carbon-normalized chemical concentration basis.  Figures 21 to 23 present these




comparisons for Kepone,  DDT, endrin, and fluoranthene.   The mean and 95Z




confidence limits of the LC50 and EC50 values for each set of data are listed




in Table 2.  The top panels repeat the response - pore water concentration




plots shown previously in Figures 5 to-7,  while the lower panels present the




response versus the sediment concentration,  which is organic carbon normalized




(micrograra chemical per gram organic carbon).  The general impression of these




data is that there is no reason to prefer pore water normalization over




sediment organic carbon normalization.   In some cases,  pore water normalization




is superior to organic carbon normalization, for example, Kepone - mortality




data (Figure 21) whereas the converse sometimes occurs,  for example Kepone -




growth rate (Fig.  21).   A more quantitative  comparison can be made with the




LC50s and EC50s in Table 2.   The variation of organic carbon normalized LC50s




and EC50s between sediments is less than a factor of two to three and is




comparable to the variation in pore water LC50s and EC50s.   A more




comprehensive comparison has baen presented in Figures 2 and 3,  which also




examine the use of the water-only LC50 to predict the pore water and sediment




organic carbon LC50s.

-------
                               Pore Water Normalization
                 Kepone - Mortality
Kepone - Growth


N«
-\
v^

.«•

2




100
8O

60

40
20

O
foe ('/.)
~ • 0.09
. • 1.6
• 12


-

A ^^. ""^
r
1
T.| " -------I
•^*~~*
// '
/ / /
f //

^l/
' /
3*Srf



J?

c
_o
««
o
1
1C


10 10O 1000
Pore Water Concentration (ug/L)

100
80

60

40
20

0
""• • ••••••-, 	 	
—^*e
/ ''
/ /
/ '' x*

/'•'/
F f
* ' /
"dW*^"^*> ^^^— — *V
. .......i . 	 	 • 	










1 1O 1OO 100O
Pore Water Concentration (ug/L)
Organic Carbon Normalization
Kepone - Mortality


^
7[
|
o





100
80
60
40
20

0

foe ('/.}
• 0.09
. • 1.6
• 12
•
,
«__ ^
e-

10

ff^— •
•' / / •
• 1 1
?! 1
* i
/ * 1
• * 	 »
A/ /
- *^»»^
•• ^
t


•••.
>^
^
3
O
e



100 100O 1000O
Organic Carbon Normalized (ug/g oc)
21
Comparison
Kepone - Growth

100
80
60
40
20

0

• •**-•• • --»•»-•!
fa^*
f W
Is
.**'
, /
' » '* '
• ' /
v*^*
% -v









10 10O 100O 1OOO<
Organic Carbon Normalized (ug/g oc)
of percent survival (left) and growth rate reduction (rieht) of C. tentans
concentration in pore water (top) and in bulk sediment, using organic carbon normalization (bottom) for three
sediments with varying organic carbon concentrations [17].

-------
                                                                         Page  66






 performed by Rubinstein and  co-workers  [58].  The uptake of various  PCB




 congeners was moni^red until  steady-state body burdens were reached.  Sediment




 organic  carbon and  organism  lipid content were measured.  Figures  24 and 25




 present  the  log mean  of the  replicates  for the ratio of organism-to-sediment




 concentration for all measured congeners versus KOW for each organism.   Dry




 weight normalization  for both  organism  and sediment (left panels), organic




 carbon normalization  for the sediment (center panels), and both organic  carbon




 and lipid normalization (right panels)  are shown.  The results for each




 sediment  are  connected  by lines and separately identified.




    The BSFs  basc.1 on dry weight normalization are quite different for each of




 the sediments with the  low carbon sediment exhibiting the largest values.




Organic carbon normalization markedly reduces the variability in the BSFs from




sediment  to sediment  (center panels).   Lipid normalization usually further




reduces the variability.  Note that the BSFs are reasonably constant for the




polychaetes,  although some suppression at logio Kow > 7 is evident.  The clams,




however,  exhibit a marked declining relationship.




    Results of a similar though less extensive experiment using one sediment




and oligochaete worms have been reported [53].   A plot of the  organic carbon




and lipid-normalized BSF versus Kow from this experiment is shown on Figure 26,




together with the averaged polychaece  data (Fig.  24).   There appears  to be a




systematic variation with respect co Kow,  which suggests that  the simple lipid




equilibration model with a constant lipid-octanoi solubility ratio is not




descriptive for all chemicals.   This suggests that a more detailed model of




benthic organism uptake  is required co describe chemical body  burdens for all




nonionic chemicals as a  function of Kow [55].  However,  for a  specific chemical

-------
                 Dry Weight
§
O
o
 3.0


 2.0


 1.0


 0.0
-1.0
   5.5
                                               Ner/es
                                           Organic Carbon
|
U
3
                               1.O


                               0.0


                               -1.0


                               -2.0
                  «.6     7.5
                  LoglO Kow
                            8.6
                                        -3
      "*6.5     6.5     7*
              Log10 Kow
C

5
o
                                                                    Organic Carbon, Llpld
                                                                         3.0
                                                                         1.0
                                                                         0.0
                                                             8.5
                                                                              8.5     7*
                                                                              Log 10 Kow
                                                                                         8.5
                 Dry Weight
                                             Nephtys
                                           Organic  Carbon
u
a
O
O
         3.0
         2.0
         QJQ
        -1
                           foe (Y.)
•°6
                             o
                             o
                            !
                            o
     1.O


     O.O


    -1.0


    -2.0
                  8.5     7.6
                  LoglO Kow
                            8.6
                                    -3.0
                                                                    Organic Carbon, Llpld
                                   5.5
                                                                         3.0
                                                           |
                                                           U
                                                           3
                                                           o
                                                           5
                                                                         1.0
              8.5     7.6
              Log 10 Kow
                                                             8.5
                                                                        -1.0
                                                                   66
                                                                              O5     7.6
                                                                              Log 10 Kow
                                                                                       8.5
Figure 24.  Plots of the BSF (ratio of organism-to-sediment  concentration)  for three sediments for a series of
PCB congeners  versus the  loglo  Kow for  that  congener.   The  dry weight normali2ation for both  organism and
^ediment (left panels); organic  carbon  normalization for the sediment  (middle  panels);  and organic ca^n and
   id normalization  (right; panels) as indicated. ^^ organisms are  Nereis  (top) and  Nephtvs
   m [58].                     \                                             "

-------
                                                                        Page 64






    Bioaccumulation  factors calculated on the basis of organic carbon




normalized chemical  concentrations are listed in Table 3, for permethrin,




cypermethrin, and kepone.  Again, the variation of organic carbon normalized




BAFs between sediments  is less than a factor of two to three and is comparable




to the variation in  pore water BAFs.




    Bioaccumulation  and organic carbon normalization.  Laboratory and field




data also exist for  which no pore water or DOC measurements are available but




for which sediment concentration, organic carbon fraction, and organism body




burden have K°.en determined.  These data can be used to test organic carbon




normalization for sediments and to examine organism normalization as well.  The




use of organism lipid fraction for this normalization has become conventional




(see references in Chiou [54]).  If Cfc is the chemical concentration per unit




wet weight of the organism,  then the partitioning equation is










         S-KL'L'CI                                                     (27)





where:








    KL - lipid/water partition coefficient (L/kg lipid)




    fL - weight fraction of lipid (kg lipid/kg organism)




    C(j - free dissolved chemical concentration (/ig/L)








The lipid-normalized organism concentration, CD>L, is
                C
          h T - ~T~ " KT CH
          b , L    E      L  d

-------
                                                                        Page  65





 The lipid-normalized body burden and the organic carbon normalized sediment



 concentration  can be used to compute a bioaccuraulation ratio,  which can ue



 termed the  BSF [55]:







                C       K     K


         BSF-T^  -IT  -?                                          <29>
                 s,oc    oc    ow




 The second  equality results from using the partitioning Equations  16 and 28 and



 the third from the approximation that Koc = Kow.   The  BSF  is  the partition



 coefficient betwr   .rganism lipid and sediment organic carbon.  If  ..lie



 equilibrium assumptions are valid for both organisms and sediment  particles,



 the  BSF should be independent of both particle  and organism properties.   In



 addition, if lipid solubility of a chemical is  proportional to  its octanol



 solubility,  KL « Kow,  then the  lipid normalized -  organic carbon normalized BSF



 should be a constant,  independent of particles, organisms, and chemical



 properties  [54,56,57].   This result can be  tested  directly.



    The representation  of benthic organisms as  passive  encapsulations of  lipid



 that equilibrate with external  chemical concentrations  is clearly only a  first-



 order approximation.  Biomagnification  effects, which can occur via ingestion



of contaminated food and the dynamics of internal  organic carbon metabolism,



can be included in a more comprehensive analysis [55].   Nevertheless it  is an



appropriate initial assumption  because  deviations  from  the first-order



 representation will point to necessary  refinements, and for many purposes this



approximation may suffice.



    A comprehensive experiment  involving four benthic organisms two species of



deposit-feeding marine  polychaetes,  Nere is  and  Nephtys. and two species  of



deposit-feeding marine  clams, Yolda and Macoma  and five sediments has been

-------
                                     Pore  Water  Normalization
                                                Fluoranthene
                                       0      20     40     60     80
                                         Pore Water Concentration (ug/L)
                                   Organic Carbon Normalization
                                                Fluoranthene
                                       0     2OOO   4OOO   6000   800O
                                        Organic Carfaon Normalized (ug/g oc)

Figure 23.   Comparison of percent survival  of R. abronius to  fluoranthene concentration in pore water (top)
and  bulk sediment, using organic carbon normalization  (bottom)  for  sediments with varying organic carbon
concentrations [19].

-------
                               Pore Water Normalization
                        DDT
             Endrin


,_.
X
J
*•
0



100

80

6O
40
20
0


**»•
a
•
•
•
foe M
• 3.0 -
f •" * * 7 2 .
• 10.5

                                                    1OO

                                                 X  80
                                                 £  60
                                                 1  40
                                                 I  20
                                                      O
    foe (y.)
    • 3.0

    • 11.2
         0.01   O.1O    1.OO    1O.OO  100.OO
             Por« Water Concentration (ug/L)
O.1        1.0       1O.O      10O.O
   Pore Water Concentration (ug/L)
                            Organic  Carbon Normalization
                        DDT
             Endrin

1OO
8O
60
40
20
0

• • 	 • • • •• 	 • w * 	 • * ' * 	
• .-«*.«
I*
• *

.*••%'*


1OO
7 8O
^ 6O
1 40
| 20
0


rt «•»—

•
M
mf
. " |ef* •*•
. . i i i

•
-
-
-
-

           1      10     10O    100O   1000O
           Organic Carbon Normalized (ug/g oc)
 1      1O    1OO    1OOO   10OOO
  Organic Carbon Normalized (ug/g oc)
F'i^un 17.   Comparison of percent survival of H. azteca to DDT (left) and endrin (right) concentration in pore
w.itri  (top)  and in bulk  sediment using organic  carbon normalization (bottom) for three sediments with varying
organic carbon concent; rat ions  [ 21,22).

-------
               Dry Weight
                                       Yo/d/a
                                   Organic Carbon
                                                      Organic Carbon, Llpid
    a
    O
3.0


2.0


1.0


0.0
       -1.0
                         foe (X)
                         * 8.2
                         • 3.0
                         • 1.0
                 o
                 2-
                 S
 1.0


 0.0


-1.0


-2.0
          *JS
0.5     7.5
LoglO KOW
                              M
                             -3J
  tt

                     3.0


                     2.0


                     1.0


                     0.0
0.5     7.5
LoglO Kow
                                            8.5
                                                                   -1.0
5.5
                                                                     0.5    7.5
                                                                     Log10 Kow
                                                                                          8.5
        2.O
        0.0
    S   -,
                Dry Weight
                                      Macoma
                                    Organic Carbon
                                                      Organic Carbon, Upld
                              1.0

                              0.0

                              -1.0

                              -2.0
                          U^
                          S^u
                                     1—*
                 8.6     7.5    8.6
                 LoglO KOW
                                                                    2.0
                                                                s
                                       8.6     7.5     8.6
                                       LoglO Kow
                                                                    -2.0.
                                         T^^V*
                                                             8^    7^    8.6
                                                             LoglO Kow
Figure  '5.  Plots of the  BSF (ratio of organism-to-sediment concentration)  for three sediments  for a series of
PCB congeners  versus  the  logio  Kow  f°r  that  congener.  The  dry  weight normalization for both organism and
sedime u.  (left panels);  organic  carbon normalization for the  sediment  (middle panels);  and organic carbon and
lipid normalization (right panels)  as indicated.  The organisms are Yoldia  (top)  and Hacoma  (bottom).   Data
from IJ8].

-------
                         Oligochaete  - Polychaete  BSF
              100.0
           £  10.0
           CD
           o
           o
            o
            o
            vt
           O

           a
           o
                 0.1
                        • Ollgocha«t«
                        • Polychaate
                    3.0     4.0
                         11  i
5.0     6.0     7.3
   Log 10  Kow
8.0      9.0
 i/.m'f  26.  Plots of the BSF (ratio of organism lipid to sediment organic carbon concentration) for a  series
>l l'i H  n.uj'.eners and other chemicals versus logjo Kow.  Data for oligachaetes [531 a"d polychaetes (58].

-------
                                                                         Page  70



 and a  specific  organism,  for  example Nereis and any PCB congener  (Fig.  24)

 organic  carbon  normalization  reduces the effect of the varyirg  sediments.   This

 demonstrates  the  utility  of orjanic carbon normalization and  supports  its use


 in  generating SQC.

     A  further conclusion  can  be reached from these results.   It has been

 pointed  out by  Bierman  [59] that the fact that the lipid- and carbon-normalized

 BSF is in the range of 0.1 to 10 (Fig. 24 to 26) supports the contention that

 the  partition coefficient for sedimetxts is Koc - Kow and that the particle

 concentration effect does not: appear to be affecting the free concentration in

 sediment pore water.  The reason is that the lipid- and carbon-normalized BSF

                                               B
 is  the ratio  of the solubilities of the chemical in lipid and in particle


 carbon (Eqn.   29).   Because the solubility of nonionic organic chemicals  in

various nonpolar solvents is similar [60],  it would be expected that the lipid-

organic carbon solubility ratio should be of order one.   If this ratio is taken

 to be approximately one, then the conclusion from the BSF data is that,  indeed,

Koc is approximately equal to Kow for sediments [59].

    A final observation can be made.   The data analyzed in this section


demonstrate that organic carbon normalization accounts for much of the reported


differences in bioavailability of chemicals  in sediments for deposit-feeding

polychaetes,  oligochaetes and clams.   The data presented in previous sections

are for amphipods  and midges.   Hence  these  data provide important additional

support for organic carbon normalization as  a determinant of bioavailability

for different classes of organisms.

-------
                                                                         Page  71





Determination of the route of exposure







    The exposure route by which organic chemicals  are  accumulated has been



examined  in some detail for water column organisms (e.g.  [61]).  It might be



supposed  that the  toxicity and bioaccuraulation data presented above can  be used



to examine the question of the route of exposure.  The initial observations



were that biological effects appear to correlate to the interstitial water



concentration, independent of sediment type.  This has been interpreted  to mean



that exposure is primarily via pore water.  However, the data Correlate  equally



well with the organic carbon normalized sediment concentration (see Fig. 2 and



3).  This suggests that the sediment organic carbon is the route of exposure.



In fact, neither of these conclusions necessarily  follow from these data.  The



reason is that an alternate explanation is available that is independent of the



exposure pathway.



    Consider the hypothesis that the chemical potential or,  as it is sometimes



called, the fugacity [62],  of a chemical controls  its biological activity.  The



chemical potential, /i
-------
                                                                        Page 72






where  CS(OC  is  che weight  fraction of chemical in organic carbon.  If the pore




water  is  in  equilibrium with the sediment organic carbon then










          "d-"oc-                                                        (32)





    The chemical potential that the organism experiences from either route of




exposure  (pore water or sediment) is the same.  Hence, so long as the sediment




is in equilibrium with the pore water, the route of exposure is immaterial.




Equilibrium experiments cannot distinguish between different routes of




exposure.




    The data analysis presented above, which normalizes biological response to




either pore water or organic carbon normalized sediment concentration,  suggests




that biological effects are proportional to chemical potential or fugacity.




The issue  with respect to bioavailability becomes:   In which phase is p most




easily and reliably measured?  Pore water concentration is one option.




However,  it is necessary that the chemical complexed to DOC be a small  fraction




of the total measured concentration or that the free concentration be directly




measured,  perhaps by the C]_g column technique [46].   Total sediment




concentration normalized by sediment organic carbon fraction is a second




option.  This measurement is not affected by DOC complexing.  The only




requirement is that sediment organic carbon be the only sediment phase  that




contains  significant amounts of the chemical.  This appears to be a reasonable




assumption for most aquatic sediments.  Hence, sediment quality criteria are




based on organic carbon normalization because pore water normalization is




complicated by DOC complexing for highly hydrophobic chemicals

-------
                                                                        Page 73






                          APPLICABILITY OF WQC AS THE




                      EFFECTS  LEVELS FOR BENTHIC  ORGANISMS









    The  EqP method  for  deriving SQC utilizes  partitioning  theory  to  relate  the




 sediment concentration  to  the equivalent  free chemical concentration in pore




 water and  in sediment organic carbon.  The pore  water concentration  for SQC




 should be  the effects concentration for benthic  species.  This section examines




 the validity of using the  EPA WQC concentrations  to define the effects




 concentration f~r benthic  organisms.  This use of WQC assumes cha    (a) the




 sensitivities of benthic species and species  tested to derive WQC predominantly




 water column species, are  similar and (b) the levels of protection afforded by




 WQC are  appropriate for benthic organisms.  This section examines the




 assumption of similarity of sensitivity in two ways.  First,  a comparative




 toxicological examination  of the acute sensitivities of benthic and water




 column species,  using data compiled from the published EPA WQC for nonionic




 organic chemicals as well  as metals and ionic organic chemicals,  is presented.




Then a comparison of the FCVs and the chronic sensitivities of benthic




saltwater species in a series of sediment colonization experiments is made.









Method - relative acute sensitivity









    The  relative acute sensitivities of benthic ana water column species are




 examined by using LC50s for freshwater and saltwater species from draft or




 published WQC documents that contain minimum data base requirements  for




 calculation of final acute values (Table 4).   These data sets are selected

-------
                  Table 4.   Draft or published (<3C documents  and  number  of  infaunal  (habitats  1  and  2),
       epibenthic (habitats 3 and *).  and water column  (habitats  5  to  8)  species  tested  acutely  for  each substance
Number of saltwater species

Chemical
Acenaphthene
Acrolein
Aldrin
Aluminum
Ammonia
Antimony III
Arsenic III
Cadmium
Chlordane
Chloride
Chlorine
Chlorpyrifos
Chromium III
Chromium VI
Copper
Cyanide
DDT
Dieldnn
2. 4-dimethylphenol
Endosulfan
Endrin
Heptachlor
Hexachlorocyclohexane
Lead
Mercury
Nickel
Parathion
Parathion - Methyl
Pentachlorophenol
Phenanthrene
Phenol
Selenium IV
Selenium VI
Silver
Thallium
Toxaphene
"r:butyltin
1.2, 4 -Trichlorobenzene
2 . <• , 5-Trichlorophenol
iir.c
Date of
Publication
9/37b
9/87b
1980
1986
1985; 1989
9/870
1985
1985
1980
1988
1985
1986
1385
1985
1985
1985
1980
1980
6/do~
1980
1980
1980
1980
1985
1985
1966
1986
10/880
1986
9/870
5/88°
1987
1987
9/870
11/88°
1986
9/87
9/88°
9/870
1987

Total'
.
-
16
-
20
11
12
38
8
-
23
15
-
23
25
9
17
21
9
12
21
19
19
13
33
23
-
19
10
-
16
-
21
.
15
19
15
11
33

Infaunal
.
-
0
-
2
3
2
10
1
-
2
2
•
3
6
1
1
1
2
2
1
1
2
2
10
7
-
7
4
-
1
.
1
-
2
1
7
4
10

Epibenthic
.
-
11
-
7
6
3
18
7
-
9
8
-
9
5
4
11
15
2
3
1*
14
14
3
7
10
-
7
6
-
5
-
6
-
9
3
7
5
9
Water
Column
.
-
12
-
16
5
8
18
7
-
15
10
-
9
18
5
12
15
6
a
16
13
12
10
18
9
-
11
4
-
13
-
16 .
-
11
15
4
5
17
Number of freshwater species

Total*
10
12
21
IS
48
9
16
56
1*
IS
33
18
17
33
57
17
42
19
12
10
28
18
22
14
30
21
37
36
9
32
23
12
19
8
37
9
14
10
45

Infaunal
.'
1
2
-
2
1
1
13
1
3
1
2
3
1
8
1
3
1
1
1
3
2
1
-
11
2
7
1
9
2
6
2
1
1
1
5
1
2
1
5

Epibenthic
3
5
10
5
17
2
6
16
4
6
9
8
8
10
15
6
15
9
3
4
12
3
4
4
8
7
14
9
•11
1
9
6
4
9
3
13
1
5
2
12
Hater
Co Luinn
7
7
15
11
33
6
13
31
10
3
26
i *
12
21
36
12
29
12
7
7
17
12
13
i 1
12
13
-^
4

2:
1 3
• -\
13
3
22
5
;
3
23
a The total numbers of  tested species may not  be  the  same as the sum of  the  number of species from  each  habitat  -.ype
  because a species may  occupy more than one  habitat.

- Draft  aquatic  life criteria  document.    U.S.  Environmental  Protection Agency,  Office of Water Regulator.!  i-.i
  Standards.  Criteria  and Standards Division,  Washington,  D.C.

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                                                                        Page 75






 because  exposures  were via water, durations were similar, and data and test




 conditions have been  scrutinized by reviewing the original references.  For




 each of  the  2,887  tests conducted in fresh water, using 208 species with 40




 chemicals, and the  1,046  tests conducted  in salt water, using 118 species with




 30 chemicals, the  chemical, species, life stage, salinity, hardness,




 temperature, pH, acute value, and test condition (i.e., static, renewal, flow-




 through, nominal,  or  measured) were entered into a data base.  If necessary,




 original references were  consulted to determine the tested life stage and any




 other missing information. Each life stage of the tested species was classified




 according to habitat  (Table 5).  Habitats were based on degree of association




 with sediment.  A  life stage that occupied more than one habitat was assigned




 to both of the appropriate habitats.




    For each chemical, if a life stage was tested more than once or more than




 one life stage was tested, data were systematically sorted in a three-step




process to arrive at  the acute value based on the most experimentally sound




 testing methodology and the most sensitive life stages.  First, if a life stage




 for a soecies was tested more than once,  flow-through tests with measured




concentrations had precedence, and data from other tests were omitted.  When




 there were no flow-through tests with measured concentrations, all acute values




 for that life stage were given equal weight.   If the remaining acute values for




 that life stage differed by greater :han a factor of four, the higher values




were omitted and the  geometric mean of nhe lower acute values was calculated co




 derive the acute value for that life s:age.   Second, life stages were




 classified as either  "benthic" (infaunal species [habitats 1 and 2] or infaunal




 and epibenthic species [habitats 1.  2  i. and 4j), or  "water column"  (habitats

-------
    TABLE 5.  Habitat classification system for life stages of organisms
Habitat
 Type     	Description	

   1     Life stages that usually live in the sediment and whose food
         consists mostly of sediment or organisms living in the  sediment:
         infaunal nonfilter feeders.

   2     Life stages that usually live in the sediment and whose food
         consists mostly of plankton and/or suspended organic  matter filtered
         from the water column:  infaunal filter feeders.

   2     Li  e stages that usually live on the surface of sediment and whose
         food consists  mostly of organic matter in sediments and/or organisms
         living in or on the sediment:  epibenthic bottom feeders.

   4     Life stages that usually live on the surface of sediment and whose
         food is  mostly from the water column,  including suspended detritus,
         plankton,  and  larger prey:  epibenthic  water  column feeders.

   5     Life stages that usually live in the water column and whose food
         consists mostly of organisms  that live on or in the sediment.

   6     Life stages that usually live in.  and  obtain their food from,  the
         water column but have slight  interaction with sediment  because  they
         occasionally rest or sit on  the sediment and/or  occasionally
         consume  organisms that  live  in or on the sediment.

   7     Life stages that live in or  on such  inorganic substrates  as sand,
         rock,  and gravel,  but have  negligible  contact with sediment
         containing organic carbon.

   8     Life stages that have negligible interactions with sediment because
         they spend essentially  all  cheir time  in the water column and rarely
         consume  organisms in direct  contact  with the sediment;  that is
         fouling  organisms on pilings,  ships, and so  on,  and zooplankton,
         pelagic  fish,  and so on.

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                                                                        Page 77






 5 to 8).   Third,  if two  or  more  life  stages were classified as either benthic




 or water  column and their acute  values  differed by a  factor of four, the higher




 values  were  omitted and  the geometric mean of  the lower acute values was




 calculated to  derive the acute value  for  that  life stage of the benthic or




 water column species.  This procedure is  similar to that used for WQC [8].









 Comparison of  the  sensitivity of benthic  and water column species









    Most  Sensitive  Species.  The relative acute sensitivities of the most




 sensitive  benthi"  and water column species were examined by comparing the




 lowest acute LC50  concentration for the benthic and water column organisms,




 using acute values  from the  40 freshwater and the 30 saltwater WQC documents.




 When benthic species were defined as only infaunal organisms (habitat types 1




 and 2) and water column species were defined as all others (habitat types 3 :o




 8), the water column species were typically the most sensitive.   The results




 are cross-plotted on Figure  27 (left).  The line represents perfect agreement.




 In most instances where acute values for saltwater benthic and water column




species are identical, it is because penaeid shrimp are most sensitive to




 insecticides and are classified as both infaunal (benthic) and epibenthic




 (water column).




    Unfortunately data on the sensitivities of benthic infaunal species are




 limited.  Of the 40 chemicals for which WQC for freshwater organisms are




available, two or fewer infaunal species were tested with 28 (70X) of the




chemicals, and five or fewer species were tested with 34 (85X) of the




chemicals.  Of the  30 chemicals for which WQC for saltwater organisms are




available, 2 or fewer infaunal species were cesced with 19 (63Z) of the

-------
                        Comparison of Most  Sensitive Species
                        Infaunal
           Infaunal & Eplbenthic
       o
       m
       o

       o
           -1
           -3
                  Fraahwatar

                  Saltwater
O>
3


O
IO
o


o
*-
o»
o
                                                      -1
             -3-1    1     3     5


                  Log 10 LC50  (ug/L)
    -3
            Fraahwatar

            Saltwatar
      -3-11      3


           Log 10 LC50 (ug/L)
 Figure-  27.  Comparison of  I.CM) or EC'iO acute values tor the most sensitive benthic (abscissa) and water column

 (ordi naie) species for i-lu-inir.i Is listed in  Table  '» .  Hentbic species are defined as  infaunal species (habitat

^•^•s  I and 2, li-ft p.nu-l) or iiit.iunal and i-p ibeni Iijg^tpec ies (habitat types 1  - lt) ,  see Table 6.     	

-------
                                                                        Page 79






 chemicals,  and  5  or  fewer  species were nested with 23 (77X) of the chemicals.




 Of  these  chemicals only  zinc  in salt water has been tested using infaunal




 species from, three or more phyla and eight or more families, the minimum acute




 toxicity  data base required for criteria derivation.  Therefore, it is probably




 premature to conclude from the existing data that infaunal species are more




 tolerant  than water  column species.




    A similar examination of  the most sensitive benthic and water column




 species, where  the definition of benthic includes both infaunal and epibenthic




 species (ha': icat  types:  1 to 4) ,  is based on more data and suggests a




 similarity  in sensitivity (Fig. 27, right).  In this comparison, the number of




 acute values for  freshwater benthic species for each chemical averaged nine,




with a range of 2 to 27; the number of acute values for saltwater benthic




 species for each chemical substance averaged 11,  with a range of 4 to 26.  The




variability of these data is high,  suggesting that for some chemicals,  benthic




and water column species may differ in sensitivity,  that additional testing




would be desirable,  or that this  approach to examining species sensitivity is




not sufficiently rigorous.




    Examination of individual criteria documents in which benthic species were




markedly less sensitive than water column species suggests that the major




 factor for this difference is that benthic species phylogenetically related to




 sensitive water column species have not been tested.  Apparent differences in




 sensitivity, therefore, may reflect an absence of appropriate data.  Data that




 are available suggest that, on the average, benthic and water column species




 are similarly sensitive and support che use of WQC to derive SQC for the




 protection of infaunal and epibenthic species.

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                                                                         Page 80





     All  species.   A more  general  comparison  of  the  species  sensitivities can be



 made if  all  the  LC50 data are  used.   One  approach examines  the  relative



 location of  benthic species  in the  overall species  sensitivity  distribution.



 For  each chemical  in either  fresh or  salt water, one  can  examine  the



 distribution of  benthic species in  a  rank-ordering  of all the species' LC50s.



 If benthic species  were relatively  insensitive,  then  they would predominate in



 ranking  among the  larger  LC50  concentrations.   Equal  sensitivity  would be



 indicated by a uniform distribution of species  within the overall ranking.



 Figure 28 presen'   -.he results  for  te.'ts  of  nickel  in salt  water.    .; LCSOs



 are  plotted  in rank order, and  the  benthic species  are  indicated.   Infaunal



 species  are  among the most tolerant (left panel), whereas infaunal  and



 epibenthic species  are uniformly  distributed among  the  species  (right panel).



     This comparison  can be done chemical by chemical.   However, in  order  to



 make the analysis more robust, the  LC50 data for each chemical  -  water type can



 be normalized to zero log mean and  unit log variance  as follows:







                     log(LC50  )   u.

         LC50  .. - 	U-:	k                                        (33)
             n.ij        OL





where i  indexes the chemical - wacer  type, m is the  log mean and a^ is  che log



 standard deviation, j indexes the LC50s within  the  ic^  class, and LC50n  jj is



 the  normalized LC50.  This places all rhe LC50s  from  each set of  chemical  -



water type on the same footing.   Thus rhe data  can  now  be combined  and che



uniformity of representation of ben:hic species  can be  examined in  th~ combined



data set.

-------
                        Species Sensitivity for Ni in  Seawater
                         Infaunal
                   Infaunal & Epibenthic
^  10000O
  o
  IO
       1OOOO
        1000
         100
                  Water Column
                  Banthlc
•e
                                                 10OOOOO
       1OOOOO
        1000O
          100O
O.O   0.2
O.4   O.6
  Rank
                                     0.8
                                          i.o
           10O
                                               O Wafer Column
                                               • Banthic
                                                           •©
o.o   0.2
0.4   0.6
  Rank
                                       0.8
1.0
Kip.mr ?H   l.i:')l)s vt-rsus I'.ink  for nickt-l  in soawater.   Infaunal organisms  (left)  and infaunal and epibenthic
(it(,',lii) .u«-  ulriii i t i oil by i Ju-  solid symbols   Tin- plot  illustrates the distribution of benthic organisms in
ibt- twt-i.ill  ;,()»-ri«-s sriib > i i v i i y d;i b t r i but i on

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                                                                        Page 82






     The  comparison  is  made  in  Figure  29.   If  che  sensitivity of benthic species




 is  noc unique,  then a  constant  percentage  of  benthic  species normalized LC50s,




 indicated by  the  dashed  line,  should  be  represented  in each 10-percentile




 (decile) interval of data for  all  species.  That  is,  the  10 rectangles  in each




 histogram should  be identical  in height.   The infaunal species (top panel)




 display  a tendency  to  be underrepresented  in  the  lowest deciles.  However,  the




 infaunal and  epibenthic  species (bottom  panels) more  closely follow this




 idealized distribution.  Infaunal  and epibenthic  freshwater species are nearly




 uniformly distr'v -.ed, whereas  che saltwater  benthic  species are s"?.ewhat




 underrepresented  in the  lowest  ranks.




    Given the limitations of these data, they appear  to indicate that, except




 for possibly  freshwater  infaunal.species, benthic species are not uniquely




 sensitive or  insensitive and that SQC derived by using the FCV should protect




 benthic species.









 Benthic community colonization experiments









    Toxicity tests  that determine the effects of chemicals on the colonization




of communities of benthic saltwater species [64-70] appear to be particularly




sensitive at measuring the impaccs of chemicals on benthic organisms.   This is




probably because  the experiment exposes  the most sensitive life stages of a




wide variety of benthic saltwater species, and they are exposed for a




 sufficient duration  to maximize response. The test typically includes three




 concentrations of a  chemical and a control, each with 6 to 10 replicates.   The




 test chemical is  added to inflowing ambient seawater  containing planktonic

-------
                                              Infaunal
                       Saltwater
               0  16 26 *6 46 66 66 76 86 98
               Itom of Parcanttta Rang*
                                                        50

                                                    S  40

                                                    •5  3O
                                                     a
                                                     o  2O
                                                    5
                                                     •  1O

                                                          o
                Freshwater
                          m
                                  n
         6  15 26 35 45 55 65 75 85 95
          Maan of Parcantlla Range (%)
                                    Infaunal  & Epibenthic
        too
                       Saltwater
               8 16 26 86 46 68 66 76 66 98
                Maan of Parcantlto Rang* (%)
   1OO

    80

    80

o  -«°
S   2O
                 Freshwater
         6  1.. 26 36 46 68 65 75 65 95
          Maan of Parcantlla Rang* (%)
Figure  ^9.  Histograms  of  the proportion of saltwater  and freshwater benthic organisms  in 10 percentile groups
oi all   normalized LC50s.    If  benthic organisms were as  equally  sensitive as water  column  organisms,  the
histogiams  should be of  uniform height as indicated  by the dashed line,  the  overall  percentage of benthic
specie:  in  the  data set.  Top panels include  only  infaunal organisms as benthic.   The bottom  panel  includes
intaunal arid epibenthic as benthic  organisms.

-------
                                                                        Page 84






 larvae and other  life  stages  of  marine organisms  chat can settle onto clean




 sand in each replicate aquarium.   The test  typically lasts  from two  to  four




 months,  and the number of  species  and individuals  in aquaria receiving  the




 chemical are enumerated and compared to controls.




     If this test  is extremely sensitive and if concentrations in interstitial




 water,  overlying  water,  and the  sediment particles reach equilibrium, then the




 effect and no-effect concentrations from this test can be compared with the FCV




 from the  saltwater WQC documents to examine  the applicability of WQC to protect




 benthic  organisms.  *.n FCV is the  concentration, derived from acute and chronic




 toxicity  data, that is  predicted to protect  organisms from chronic effects of a




 chemical  [8].  In addition, similarities in  sensitivities of taxa tested as




 individual  species and  in the colonization experiment can indicate whether the




 conclusion  of similarity of sensitivities of benthic and water column species




 is reasonable.




    The benthic colonization experiment is consistent with the assumptions used




 to derive SQC.  The initially clean sandy sediment will rapidly equilibrate




with the  inflowing overlying water chemical concentration as ~he pore water




concentrations reach the overlying water concentration.   The production of




sedimentary organic matter should be slow enough to permit its equilibration as




well.  As a consequence the organisms will be exposed to an equilibrium system




with a unique chemical potential.  Thus the assumption of the EqP is met by




 this design.  In addition,  the experimental design guarantees that the




 interstitial water - sediment - overlying water is at the chemical potential of




 the overlying water.  Hence there  is a direct correspondence between the




exposure  in  the colonization experiment and  the water-only exposures from which




WQC are derived,  namely the overlying water  chemical concentration.  This




allows a  direct comparison.

-------
                                                                         Page 85






 Water quality criteria (WQC)  concentrations  versus  colonization experiments









     Comparison of the  concentrations  of  six  chemicals  that  had the  lowest-




 observable-effect concentration  (LOEC) and the  no-observable-effect




 concentration (NOEC) on benthic  colonization with the  FCVs  either published  in




 saltwater portions  of  WQC  documents or estimated from  available toxicity data




 (Table 6) suggests  that the level  of  protection afforded by WQC to benthic




 organisms is  appropriate.  The FCV should be  lower  than the LOEC and  larger




 than  the NOEC.




    The FCV from  the WQC document  for pentachlorophenol of  7.9 ng/L is  less




 than  the LOEC  for colonization of  16.0 ng/L.   The NOEC of 7.0 Mg/L is less than




 the FCV.   Although  no  FCV  is  available for Aroclor  1254, the lowest




 concentration  causing  no effects on the sheepshead minnow (Cvorinodon




variegatus)  and pink shrimp (Penaeus duorarum)  as cited in  the WQC document  is




about 0.1 A»g/L-  This  concentration is less than the LOEC of 0.6 Mg/L and is




 similar to the NOEC of 0.1 Mg/L based on a nominal concentration in a




colonization experiment.  The lowest concentration tested with chlorpyrifos




 (0.1 Mg/L) and fenvalerate (0.01 Mg/L) affected colonization of benthic




species.   Both values are greater  chan either the FCV estimated for




chlorpyrifos (0.005 ^g/L)  or  the FCV estimated  from acute and chronic effects




data for fenvalerate (0.002 jig/L) .   The draft water quality criteria document




 for 1,2,4-trichlorobenzene suggests that the   FCV should be  50.0 A»g/L.   This




v?.lue is  slightly above the LOEC from j colonization experiment (40.0 Mg/L)




suggesting that the criterion might be somewhat underprotective for benthic




species.   Finally, a colonization  sxperiment  with toxaphene provides  the  only




evidence  from  these tests that the FCV iu§ht  be overprotective for benthic




 species;  the FCV  is 0.2 A*g/L versus :.-.e NCEC  for colonization of 0.8

-------
         TABLE 6.  ANALYSIS OF VARIANCE FOR DERIVATION OF
            SEDIMENT  QUALITY CRITERIA CONFIDENCE LIMITS
         Source of Uncertainty              Parameter     Value

         Exposure media                         aa          0.39

         Replication                            a£          0.21

         Sediment Quality Criteria              <7SQCa       0.39

- on

-------
                                                                        Page 87






    The  taxa most  sensitive  to chemicals, as indicated by their LCSOs and the




 results  of colonization experiments, are generally similar, although, as might




 be expected, differences occur.  Both  the WQC documents and the colonization




 experiments suggest  that Crustacea are most sensitive to Aroclor 1254,




 chlorpyrifos, fenvalerate, and toxaphene.  Colonization experiments  indicated




 that molluscs are  particularly sensitive to three chemicals, an observation




 noted only for pentachlorophenol in WQC documents.  Fish, which are  not tested




 in colonization experiments, are particularly sensitive to four of the six




chemicals.









Conclusions









    Comparative toxicological data on the acute and chronic sensitivities of




freshwater and saltwater benthic species in the ambient WQC documents are




limited.   Acute values are available for only 34 freshwater infaunal species




from four phyla and only 28 saltwater infaunal species from five phyla.   Only




seven freshwater infaunal species and 24 freshwater epibenruic species have




been tested with five or more of the 40 WQC chemicals.  Similarly,  nine




saltwater infaunal species and 20 epibenthic species have been tested with five




or more of the 30  substances for which saltwater criteria are available.




    In spite of the paucity of acute toxicity data on benthic species,




available data suggest that: benthic species are not uniquely sensitive and chat




SQC can be derived from WQC.  The data suggest that the most sensitive  infaur.jL




species are typically less sensitive than the most sensitive water column




 (epibenthio and water column) species.  When both infaunal and epibenthic




 species are classed as benthic, the sensitivities of benthic and water  col-.m

-------
                                                                        Page 88






species are similar, on average.  Frequency distributions of the sensitivities




of all species to all chemicals indicate that infaunal species may be




relatively insensitive but that infaunal and epibenthic species appear almost




evenly distributed among both sensitive and insensitive species overall.




    Finally,  in experiments to determine the effects of chemicals on




colonization of benthic saltwater organisms, concentrations affecting




colonization were generally greater,  and concentrations not affecting




colonization were generally lower,  than estimated or actual saltwater WQC FCVs.

-------
                                                                        Page 89






                               GENERATION OF SQC









 Parameter  Values









    The  equation  from which  SQC  are  calculated  is









    SQCOC  - Koc FCV                                                         (34)









 (see Eqns.  2    ~" and associated text).  Hence, the SQC concsntr   ion depends




 only on  these two parameters.  The Koc of the chemical is calculated from




 the Kow  of the chemical via  the  regression Equation 11.  The reliability




 of SQCOC depends directly on the  reliability of Kow.  For most chemicals of




 interest, the available Kows (e.g. [71]) are highly variable - a range of two




 orders of magnitude is not unusual.  Therefore the measurement methods and/or




 estimation methodologies used to obtain each estimate must be critically




 evaluated to ensure their validity.  The technology for measuring Kow has




 improved in recent years.   For example, the generator column [72] and the slow




 stirring [73]  method appear to give comparable results, whereas earlier methods




produced more variable results.   Hence, it is recommended that literature




values for  KOWS not be used unless they have been measured using these newer




 techniques.




    The  FCV is used as the appropriate end point for the protection of benthic




 organisms.   Similarly,  its applicability to benthic species for each chemical




 should be verified.   The analysis presented in the previous section indicated




 that this is not an unreasonable assumption across all the criteria chemicals.




To test  this assumption for a particular chemical, the Kolmogorov  - Smirnov

-------
                                                                         Page 90






 test  [74],  which  tests  whether  two  samples  came  from  the  same  population,  can




 be  applied  to  the  distribution  of LCSCs  for the  water column and   benthic




 species.




    The Kolmogorov-Smirnov  test is  based on the  maximum difference between the




 two empirical  cumulative  probability distributions.   The  test  will reject  the




 hypothesis  that the  samples come from  the same probability distribution  if the




 difference  is  so  large, given the number of samples in each of the two




 distributions, that  chance alone cannot  account  for the difference.  An  example




 for dieldrin is shown in  Figure  30, which presents the probability




 distributions  oT  :he freshwater  species'  LC50s for the water, column and  benthic




 species.  The  left panel  is a log probability plot of the two  distributions.




 It presents the LC50s on  a log  scale versus  the  rank  order on  a normal




 probability scale.  The natural way to judge the equality of these




 distributions  is to compare the LC50s at a  particular probability,  for example



 at SOX probability, which is a comparison of the medians.




    The Kolmogorov-Smirnov test compares another difference.   This  is




 illustrated in the right panel,  which presents the same data but  in a slightly




different way.   The rank order,  as a percentage, is plotted versus  the LC50s




The points are connected with straight lines to  form  the empirical  cumulative




distribution functions  for the  two daca  sets.  The Kolmogorov-Smirnov test  is




based on the maximum difference  in probability between these two  distributions.




as indicated in the  figure.  Note that this  difference is the  horizontal




distance on the log probability  ploc in  Figure 30 if  the probability scale  were




 linear.  The test depends on the number  of  LC50s in each distribution (12.  9)




and the maximum difference in probability (0.333).  The probability that a




 value of this  magnitude or less  can occur,  given that these two samples  came




 from the same  distribution (0.573), can  be  calculated [74].  Because this

-------
                       Test of Equality  of  Specie t Sensitivity
             Lognormal Probability Plot
Cumulative Distribution
10000

1000

	 1
mmm
\
0» 100

o
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^IIH 1 Illlll T 1 1 1 1 I 1 Milli II SHiiE
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i ii mm i iimiu i ii mm i iimiu i it mil
0.11 10 50 90 99 99 . 9 0.1 1
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                    Probability (%)
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      30   Comparison ol tin-  dit-ldriii  l.CbO probability  distributions for water column and benthic  freshwater
;>pt.-i irs   l.of,norinal  probability plot ( 11-1 t paiu 1 )  and t be empirical  cumulative distribution functions (rigbt
p.nn-1) with  tin- maximum il i t 11-1 i-nri-  ust:d in tin- Ko 1 uio£urov -  Smiriiov test, indicated.

-------
                                                                        Page 92






 probability is  less  than 0.95,  the  hypothesis  that  the  samples came  from the




 same  distribution is accepted at  a  95X  confidence level.  A  similar  test for




 the saltwater species yields  a probability  of  0.0617  a  value that  is much  less




 than  0.95,  which  would cause  the  hypothesis  of equality to be rejected.




    The  conclusion from this  analysis is  that  the benthic and water  column




 species  that have been tested with  dieldrin  come from the same probability




 distribution of LCSOs for both freshwater and  saltwater organisms.   Therefore




 they  have the same distribution of  acute  sensitivity.   This  suggests that  the




 freshwater  ..d saltwater FVCs  for dieldrin are  appropriate effects




 concentrations for benthic species  and  should  provide a similar  level of




 protection  for benthic  organisms and water column organisms.  This analysis




 should be performed  for any chemical for which  SQC are  developed.








 Example Calculations








    Equation 34 can be used to  compute  SQCOC for a range of Kows and FCVs.   The




results for several chemicals are shown in Figure 31  in the  form of a




nomograph.   The diagonal lines  are  for  constant FCVs as  indicated.  The




abscissa is logio Kow.  For example, if a chemical has  an FCV of 1.0 Mg/L  and a




loS10 Kow of 4,  so that KQW -  104,  the  logic SQCOC is approximately  1 and  the




SQC - IQl - 10.0 Mg chemical/g  organic  carbon.




    As can b« seen,  the relationships between  SQCOC and the  parameters chat




determine its magnitude, KQW and FCV, are essentially linear  on a  log-log




basis.  For a constant  FCV, a  10-fold increase  in KQW (one log unit) increases




 the SQCOC by approximately 10-fold  (one Log  unit) because Koc  also increases




approximately 10-fold.  Thus,  chemicals with similar  FCVs will have




 larger SQCocs if  their  Kows are larger

-------
                          Sediment Quality Criteria
            o
            o
            0)
o
x
4*
"5
O
4-*
C
0
E
TI
CO
o
                    6
        5   -
        4  -
3


2
                     1   *
                    0  -
                   -1
                    -2  -'
                    -3
                                                   100O    1OO
                                                       FCV (ug/L)

                                                       1O
                                                                -  1
                                                                -  0.1
                                                                   0.01


                                                                   O.O01
                                                •  M«thyl Parathlon
                                                A  Toxaph«n«
                                                T  Chtordan*
                                                <4  Parathlon
                                                ^  EndoMiltan
                                                *  Endrln
                                                •  Ph«iMnthr«n«
                                                *  Chlorpyrifos
                                                •  DUMrin
Figure 31.   Log10 SQC versus loglo Kow.  The diagonal lines indicate  the FCV values.  The criteria are computed
from Equation  3A.   Koc  is  obtained  from Kow with Equation 11.   The symbols  indicate  SQCOC for the freshwater
(filled)  and saltwater  (hatched)  criteria for  the  listed  chemicals.   The vertical line connects symbols  for
the same chemical.    The  FCVs are  from  the  WQC or draft criteria  documents  (Table  A)    The octanol/water
partition coefficients are the log mean of the values reported  in  the Log P data base  [71|.

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                                                                        Page 94






    The  chemicals  listed  in  Figure  31 have been chosen to illustrate the SQCOC




 concentrations  that  result from  applying  the EqP method.  The water quality




 concentrations  used  are the  FCVs  (not the final residue values).from draft or




 published EPA WQC  documents  (see  Table 4).  The Kows are the log averages of




 the values reported  in the Log P  data base [71].  These values are used for




 illustrative purposes only because  final  SQC when published, should reflect the




 best current information  for both FCV and Kow, as discussed above.




    The  FCVs that  are available  for nonionic organic insecticides range from




 approximately 0.01 ^g/L to 0.3 Mg/L, a factor of 30.  The SQCocs range from




 approximately 0.01 Mg/g organic carbon to in excess of 10 Mg/g organic carbon,




 a factor of over 1,000.  This increased range in values occurs because the K<,ws




 of these chemicals span over two orders of magnitude.  Hence the most stringent




 SQCOC in this example is for chlordane,  a chemical with the lowest Kow among




 the chemicals with an FCV of approximately 0.01 Mg/L.



    By contrast, the PAHs included in this example have a range of FCVs and




Kows of approximately one-half order of magnitude.   But these values vary




 inversely:  The chemical with the larger FCV has a smaller Kow.   The result is




 chat the SQCocs are approximately the same,  200 Mg/g organic carbon.  Classes




of chemicals for which the effects concentrations decrease logarithmically with




 increasing KOW*> for example, chemicals that are narcotics [75], will have SQC




 that are mor* nearly constant.








 Sediment quality criteria (SQC) uncertainty








    The SQC methodology relies on an empirical partitioning model lo relate the




 pore water exposure concentration (actually the chemical potential) to the

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                                                                        Page 95






 equivalent  sediment  organic carbon exposure concentration.  As a consequence




 there  is  an uncertainty  associated with the use of the model.




    Some  of the uncertainty in  the calculation of the sediment quality criteria




 can be estimated  from  the degree  to which  the equilibrium partitioning model,




 which  is  the basis for the criteria, can rationalize the available sediment




 toxicity  data.  The  EqP  model asserts that (1) the bioavailability of non-ionic




 organic chemicals from sediments  is equal on an organic carbon basis, and (2)




 that the  effects concentration  (Mg/goc) can be estimated from the product of




 the effects .oncentration from water only exposures (Mg/L) and the partition




coefficient Koc (L/kg).  The uncertainty associated with the sediment quality




criteria can be obtained from a quantitative estimate of the degree to which




the available data support these assertions.




    The data used in the uncertainty analysis are the water-only and sediment




toxicity tests that have been conducted in support of the sediment criteria




development effort.   These freshwater and saltwater tests span a range of




chemicals and organisms;  they include both water-only and sediment exposures




and they are replicated within each chemical-organisms-exposure media




treatment.  These data are analyzed using an analysis of variance (ANOVA) to




estimate the uncertainty (i.e.  the variance)  associated with varying the




exposure media and that associated with experimental error.   If the EqP model




were perfect,  then there would be only experimental error.  Therefore, the




uncertainty associated with the use of EqP is the variance associated with




varying exposure media.

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                                                                         Page  96




     The data used in the uncertainty analysis  are  the  LCSOs  from the  water-only



 and sediment exposures for endrin [21,22],  dieldrin [76],  acenaphthene  [77],



 phenanchrene [7/j  and fluoranthene [19]  as  used in the individual chemical



 sediment quality criteria documents  in preparation for these chemicals



 [78,79,80,81,82].   The EqP model  can be  used to normalize  the data in order to



 put it  on a common basis.   The  LC50  for  sediment on an organic carbon basis,



 LC50S|OC,  is related to the LC50  obtained from a water only  exposure, LC50V via



 the partitioning equation:






                              LC50S>OC - KOCLC50W                       .    (35)







Therefore,  Koc can be  used  to define  the  equivalent  sediment toxicity based on



free concentration in  pore  water:
                  LC50

         LC50   -   „ S|0
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                                                                         Page  97






     In order Co perform an analysis  of variance,  a model  of the  random




 variations  is required.   As discussed above,  experiments  that seek to validate




 equation 37  are subject to various sources  of random variations.   A number of




 chemicals and organisms have been tested.   Each chemical  •  organism pair was




 tested in water-only exposures  and in different sediments.   Let  a represent the




 random variation due to this source.   Also, each experiment is replicated.   Let




 f  represent  the random  variation  due  to this  source.   If  the model were




 perfect, there  would be  no random variations  other than that due to




 experimental  er'-or which is  reflected in the  replications.   Hence a represents




 the uncertainty due  to  the approximations inherent in the model  and «




 represents the  experimental  error.  Let (<7Q)2  and (a€)2 be  the variances of




 these  random  variables.   Let  i  index  a  specific  chemical  -  organism pair.   Let




 j  index  the exposure  media: water-only,  or  the  individual sediments.   Let  k




 index  the replication of  the experiment.  Then  the equation that  describes  this




 relationship  is:









                         ln(LC50i_j )jc) -  Mi + <*j +  «j,k                      (38>








where  ln(LC50j_tjtk) are either  ln(LC50w) or ln(LC50SiOC) corresponding to  a




water-only or sediment exposure; Mi are  the population ln(LC50)  for chemical  -




organism pair i.  The error structure  is assumed  to be lognormal  which




corresponds to  assuming  that the errors  are proportional to the  means, eg  a




20X error,  rather than absolute quantities,  e.g.  1 mg/L.  The  statistical




problem  is:    estimate ^i  and the variances of  the  model error, (aQ)' and :he




measurement error, (c/£)2.  The  maximum  likelihood method  is used to make :he-,f




estimates [83].  The  results are  shown  Ln Table  6.

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                                                                        Page 98






    The last line of the Table 6 Ls Che uncertainty associated with  the




sediment quality criteria: i.e. the variance associated with  the  exposure  media




variability.




    The confidence limits for the sediment quality criteria are computed using




this estimate of uncertainty for sediment quality criteria.   For  the 95X




confidence interval limits, the significance level is  1.96 for normally




distributed errors.









                     ln(SQCoc)UPPER - i.n(SQCoc)  + 1.96aSQC                   (39)









                     In(SQCOC)LOWER - ln(SQCoc)  + 1.96aSQC                   (40)









    These  are the 95% confidence limits for the sediment quality  criteria.

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                                                                        Page 99






                 SITE SPECIFIC SEDIMENT CRITERIA MODIFICATIONS









    Modifications of  SQC  to  improve their applicability to specific sites may




be desirable.  As with  site-specific modification of WQC, the SQC modification




procedure should consider site-specific differences in species sensitivity and




the biological availability  of specific nonionic chemicals.  The following




discussion serves only  to highlight issues associated with derivation of site-




specific SQC.  It must  not be used as guidance to modify national SQC at this




time.  EPA intends to provide specific guidance, including testing -°thods for




public comment following a workshop on this topic.









Site-specific criteria modification based on species sensitivity.









    Site-specific modification of SQC for nonionic  organic chemicals may be




possible by a modification of the WQC using the "Recalculation Option" (U.S.




EPA,  1982).   In the derivation of water quality criteria, minimum database




requirements ensure that species from several families and a variety of phyla




are tested.   Therefore,  the range of acute sensitivities to a chemical of a




diverse group of organisms is determined.   For some chemicals for which WQC are




are developed, one of the species tested nay be significantly more sensitive




than other tested species.  The most sensitive species may not be benthic or




the sensitive species may not be resident at a specific site of concern.  Any




or all of these three factors may result in WQC that may not be applicable to




benthic species or to the site of concern.  In these situations, the site-




specific guidelines (U.S. EPA, 1982) may be appropriate for recalculation o:




the WQC following deletion of inappropriate data.

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                                                                        Page  100






     Ic can be argued chac this  approach  has  merit  because  daca  on non-resident




 or non-benthic species  are not  relevant  to derivation  of SQC  for  sp~~ific




 sites.   Alternatively,  it can be  argued  that acute toxicity data  on tested




 species  are  surrogates  for the  acute  sensitivities of  untested, but equally




 sensitive,  phylogenetically related species.   If true,  deletion of data will




 result  in  underprotective site-specific  SQC.   One  compromise  position  might  be




 to require  tests  of  resident  benthic  species phylogenetically related  to, and




 the same life-stage  as,  the species deleted  from the database.




    Given  these arguments,  the  technical defensibility and"specific guidance




 for site-specific SQC modifications need to  be developed.  Three  ----.lens which




 should be considered are:









Option I:









    Allow data from non-benthic and non-resident species to be deleted.




Require no additional testing as  long as the minimum data  requirements  are .T.e:




If minimum data requirements are  not met following deletion,  resting should  be




required to meet data needs.









Option II:









    Allow no modification because deletion excludes data from species  which  T.J .




be surrogates  for similarly sensitive un:ested species.  The  national  SQC does




not change and, from a species  sensi: :VL:Y standpoint,  it  is  appropriate to  t'.'.




sites.

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                                                                       Page'101






 Option  III:









    Allow  data  from non-resident and non-benthic species Co be deleted from the




 criteria database, but  require  replacement with other acute toxicity data.  The




 required acute  toxicity tests should emphasize selection of species or life-




 stage most likely  to be  sensitive to that specific chemical and local benthic




 taxa not represented in  the database.  EPA guidance needs to be developed on




 the quality and quantity of additional data required for this approach.









 Site-specific criteria modification based on bioavailability.









    Modification of SQC because of site-specific differences in bioavailability




are probably not necessary for sediments having > 0.2X organic carbon.   This is




because almost all toxicological and bioaccumulation data demonstrate that




organic carbon is the dominant sediment phase controlling bioavailability of




non-ionic organic chemicals.   However,  site-specific modification will  be




considered on a case-by-case basis if data demonstrate thrt biological




availability of a specific nonionic organic chemical in sediments from the




specific site differs from the EqP prediction.   Experiments should be designed




Co test the precision and accuracy of the EqP prediction.   The acceptabilicy of




various differences in biological availability need to be formulated.  It is




anticipated that designs similar to,  or as robust as,  those described in SQC




document Section 4.3 will be appropriate for providing positive control




sediments,  appropriate test species,  statistical analyses,  and other factors co




be included in the experiment design.

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                                                                       Page L02






                                  CONCLUSIONS









    The  cechnical basis and data  chat support the use of the EqP method to




 generate  SQC have been presented  for nonionic organic chemicals.  The use of




 organic  carbon normalization  is equivalent to using pore water normalization as




 a means  of accounting for varying bioavailability (Figs. 2, 3, 5 - 9, 21 - 23).




 The variation in organism body burden across sediments can also be




 significantly reduced if organic carbon and  lipid normalization are used (Figs.




 24 - 26).  For naturally contaminated sediments, particle si c' effects are




 removed if organic carbon normalized concentrations are compared (Fig. 18).




 The reason is that organic carbon is the proper normalization for partitioning




 between free dissolved chemical and sediment bound chemical (Fig.  12).




    Using pore water normalization for highly hydrophobic chemicals is




 complicated by chemical complexing to DOC (Fig.  14).   Partitioning between pore




 water and sediment organic carbon from field-collected sediments can be




 rationalized if DOC complexing is taken into account (Figs. 19 and 20).




However,  the complexed chemical appears not to be bioavailable (Fig.  16).




    These observations are consistent with the EqP model, which assumes the




equivalence of water-only exposure and the exposure from pore water and/or




 sediment organic carbon.   Sediment quality criteria are based on organic carbon




 normalization because pore water normalization is complicated by DOC complexing




 for highly hydrophobic chemicals.




    The justification for using the FCV from the WQC to define the effects




 level for benthic organisms has also been discussed.  Water column and benthic




 organisms appear to have similar sensicivicies for both the most sensitive




 species tested (Fig. 27) and  all tested species (Fig. 29).  Benthic

-------
                                                                       Page 103






colonization experiments also demonstrate that WQC can be used to predict




effects concentrations  for benthic organisms.  A direct statistic^ test of the




equality of the distributions can be used to confirm or refute this assumption




for individual chemicals (Fig. 30).




    Equilibrium partitioning cannot remove all of the observed variation from




sediment to sediment.   It does reduce the much larger sediment-to-sediment




variation that exists if no corrections for bioavailability are made (Figs. 5  -




9).  A variation factor of approximately a factor of two to three remains




(Figs. 2 and 3) which includes measurement and other sources of variability.




This is not unexpected as EqP is an idealization of the actual aquation.




Other factors that are not considered in the model play roles in determining




biological effects.  Hence,  it is recognized that a quantification of the




uncertainty will accompany the SQC that reflect these additional sources of




variation.









Research needs









    The final validation of SQC will come from field studies that are designed




to evaluate the extent to which biological effects can be predicted from SQC.




The colonization experiments (Table 7) are a laboratory simulation of a field




validation.  Sediment quality criteria can possibility be validated more easily




than WQC because determining the organism exposure is more straightforward.




The benthic population exposure is quantified by the organic carbon normalized




sediment 'concentration.

-------
                                      Table  7.   Comparison of WQC FCVs
             and concentrations affecting (LOEC) and not affecting (NOEC) benthic colonization
         Substance
     Pentachlorophenol
     Aroclor  1254
     Chlorpyrifos
     h • nv.i Lerate
     1,2,4-
     Trichlorobenzene
     Toxaphene
   Colonization        Cone.
    versus FCVa         ng/L

Colonization LOEC       16.0
FCV                      7.9
Colonization NOEC        7.0

Colonization LOEC        0.6
Estimated FCV           -0.1
Colonization NOEC       <0.1

Colonization LOEC        0.1

FCV                      0.005
Colonization NOEC

Colonization LOEC        0.01
Estimated FCV           -0.002
Colonization NOEC

Estimated FCV           50.
Colonization LOEC       40.
Colonization NOEC

Colonization LOEC       11.0
Colonization NOEC        0.8
FCV                      0.2
      Sensitive taxa
Molluscs, Abundance
Molluscs, Crustacea, Fish
Crustacea
Crustacea, Fish
Crustacea, Molluscs,
Species Richness
Crustaceans
Crustacea, Chordates
Crustacfa
Crustacea, Fish
Molluscs, Abundance
Crustacea, Species Richness

Crustacea, Fish
Reference

  165.66]
  [67]
  [64]
  [68]
  [69]
   70[
  :64[
aSix day exposure to established benthic community

-------
                                                                       Page 105






     Ic  has  been  suggested  chat  the kinetics of PAH desorption from sediments




 control the chemical body  burden of a benthic amphipod [84],  The extent to




 which kinetics can be  important in field situations is unknown at present, and




 field studies would be an  important component in examining  this question.  In




 addition, more laboratory  sediment toxicity tests, particularly chronic tests




 involving multiple sediments, would also be helpful.  In a  typical practical




 application of SQC mixtures of chemicals are involved.  The extension of EqP




 methodology to mixtures would be of great practical value.  Initial experiments




 indicate that it should be possible [85].




    The EqP method is presently restricted to computing effects-based criteria




 for the protection of benthic organisms.  The direct extension of this




 methodology  for computing  sediment criteria that are protective of human




health,  wildlife, and marketability of fish and shellfish requires that the




 equilibrium  assumption be extended to the water column and to water column




organisms.   This is,  in general, an untenable assumption.   Water column




concentrations can be much lower than pore water concentrations if sufficient




dilution flow is present.   Conversely,  upper-trophic-level organisms are at




concentrations well above equilibrium values [86].   Hence, the application of




 the final residue values from the WQC for the computation of SQC,  as was done




 for certain  interim criteria [87],  is not technically justifiable.  At present,




organism lipid-to-sediment: organic carbon ratios,  that is BSFs (Eqn. 29), might




be useful in estimating the concentration of contaminants in benthic species,




 for which the assumption of equilibrium is reasonable.  However, a site-




 specific investigation (e.g. [88]) appears to be the only available method for




performing  an evaluation of the effect of contaminated sediments on the body




burdens of  upper-trophic-level organisms

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                                                                      Page 106.






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 2.  Pavlou, S.P. and D.P. Weston.  1983.  Initial evaluation of alternatives




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                                                                       Page 107






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