NATIONAL FIELD INVESTIGATIONS CENTER
               CINCINNATI
  OPERATIONAL CONTROL  PROCEDURES
                 for the
      ACTIVATED SLUDGE PROCESS
              STATUS
                 of the
    NFIC-C PROCEDURES PAMPHLETS
                and the
      AUDIOVISUAL TRAINING AIDS
                MAY 1974

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
  OFFICE OF ENFORCE/WENT AND GENERAL COUNSEL

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                       Status  of  the

               "NFIC-C Procedures"  Pamphlets

               and Audiovisual Training  Aids

                          May  1974


             NFICC   PROCEDURE PAMPHLETS

     Completion of the "Appendix" to  the Operational  Control
Procedures  for  the  Activated  Sludge    Process    ("NFIC-C
Procedures"),  brought  to five the total number of Parts  to
this series that have been distributed by the  National  Field
Investigations Center -  Cincinnati  (NFIC-C).   These   five
pamphlets,  describing  the  process  control procedures  that
have been developed by the Waste Treatment Branch  of  NFIC-C
to  improve  performance  and   effluent  quality at activated
sludge plants, have been distributed  to  EPA Regions,  States,
and other groups and individuals  interested   in   wastewater
treatment.

     A brief description of the Parts follows:


            PART I - OBSERVATIONS - APRIL 1973

     This   Part   describes   readily   observed  indicator
characteristics, such as the type and color of foam   on  the
surface  of  the aeration tanks, degree  of turbulent  mixing,
sludge color and odor, and the presence  or lack of scums and
floating  floe  particles  on  the  surface  of  the    final
clarifiers.  These characteristics, when used  in conjunction
with  the results of the control tests described in Part II,
help the operator identify mixed liquor  sludge quality  and
process status.


           PART II - CONTROL TESTS - APRIL 1973

     This  pamphlet  describes  in  detail the simple though
highly informative tests, such as the use of   a settlometer
to determine sludge settling and compaction characteristics,
a  centrifuge  to  establish  mixed liquor and return sludge
concentrations, a blanket finder to determine the  depth  of
the  settled  sludge blanket within the  final  clarifier, and
the turbidity test  to  determine  final  effluent quality.
Other   important  control  testing  duties,   such as   flow

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metering, sample collecting and dissolved oxygen testing are
also described.


    PART III-A - CALCULATION PROCEDURES - DECEMBER 1973

     This  pamphlet  spells  out  in  detail  how  essential
process  control  parameters  can  be  calculated  from  the
results of the control tests described  in  Part  II.   Part
III-A  documents the relatively simple procedures applicable
to the commonly used plug-flow  and  complete-mix  activated
sludge  process  modifications.   The  more complex formulas
needed to describe and evaluate process reactions for  step-
flow  and  the  contact-stabilization  modifications  of the
activated sludge process will be included in Part III-B.


        RETURN SLUDGE FLOW CONTROL - SEPTEMBER 1973

     This companion  piece  to  the  pamphlet  series  is  a
preview  of  a  portion  of  the  proposed Part V - "Process
Control".  It was developed to  answer  recurring  questions
about   this  element  of  process  control  while  awaiting
completion of the more comprehensive volume.

     The  narrative   and   diagrams   demonstrate   process
responses  to return sludge flow adjustments.  They show how
such response trends reveal process adjustment requirements.
The  discussions  lead  the  operator,  in  a   step-by-step
sequence,  from  control testing, through the calculation of
control needs,  to  determination  of  the  specific  return
sludge   flow  adjustment  that  will  maintain  or  restore
appropriate process balance.


                   APPENDIX - MARCH 1974

     The Appendix includes examples of daily  report  forms,
process  trend  charts,  procedures  for  determining moving
averages and probability plots, plus a list of  the  symbols
used in process control.  Operators now have this background
information  readily  available  for  use  with existing and
future issues of the pamphlet series.

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                     FUTURE PAMPHLETS

     Other Parts nearing completion, under  development,  or
proposed for the future include:

     Part III-B - "Calculation Procedures for Step-Aeration"
     Part IV    - "Sludge Quality"
     Part V     - "Process Control"

     Plans  also  call  for  a compilation of Case Histories
that describe performance of plug-flow, complete-mix,  step-
aeration  and  possibly  pure oxygen activated sludge plants
that were controlled according to the  principles  described
in the NFIC-C Procedures pamphlet series.
Purpose

     These pamphlets were developed primarily for trained or
experienced   activated  sludge  plant  operators.   It  was
possible, therefore, to by-pass discussions  of  many  well-
known  and  widely recognized preliminaries, such as primary
sedimentation  and  sludge  digestion  and  such  monitoring
laboratory  tests  as  BOD,  COD  etc.   Furthermore, it was
possible to avoid discussions of  sophisticated  theoretical
concepts,  that are either not needed or that cannot be used
directly  by  the  operator,  such   as   alpha   and   beta
coefficients  or  the  relative worth of nitrosomonas versus
nitrobacter organisms, etc.

     NFIC-C  hopes  that  this  series  will   help   expand
operators'  knowledge and increase their skills.  Though not
written  specifically for  others,  such  as  entrance  level
plant  personnel  or  design engineers, the pamphlets should
also prove useful  to  them  and  anyone  who  is  seriously
interested in waste treatment plant operation.
Precautions

     A few cautionary statements concerning organization and
suggested use of the pamphlets are appropriate.

     First  of all, developing the complete series remains a
continuing effort.  It is intended that the full series will
ultimately describe most of the fundamental   laws  governing
the activated sludge process and will provide operators with
most  of  the information they need to control  the processes
predictably and successfully.  Even so,  some   problems  and

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questions   will   probably   not  be  solved  nor  answered
completely.  The operator's intelligence, skill,  ingenuity,
and dedication remain essential to proper plant operation.

     Secondly,  the  overall  process  requirements  usually
cannot  be  determined  successfully  from  an   independent
analysis  of  any  single  process  characteristic,  by  any
isolated process response, or by referring to only one  Part
of  the  series.   Part  I,  for example, that was developed
specifically to  tell  operators  what  to  look  for,  also
contains   generalized  supplementary  comments  on  control
adjustments  that  have   helped   correct   some   observed
deficiencies.    But   additional   informative  test  data,
described in subsequent Parts of the series,  must  be  used
along  with  the physically observed indicators to determine
what specific control adjustments are actually needed.


        USE OF THE INFORMATION DISTRIBUTED TO DATE

     Though  certain  important  concepts   remain   to   be
described in future pamphlets, the Parts distributed to date
contain sufficient information to help operators start using
these  operational control procedures immediately to improve
final effluent quality.  When a new pamphlet is received  it
should  be  studied  and  combined with the previous issues.
All Parts of the pamphlet series should be maintained  in  a
three-ring  binder located in the control room or laboratory
available for ready reference and use by plant personnel.

     The completed pamphlets represent a useful intermediate
plateau of accumulated information, even though the pamphlet
discussing excess sludge wasting control has  not  yet  been
completed.   The following outline describes how an operator
can make best use of the information distributed to date.

     If the operatori

     1.  Maintains adequate dissolved oxygen with thorough
         mixing  (usually 1 to 3 mg/1 with exceptions noted
         in Part I);

     2.  Remains aware of long-term process requirements
         indicated by observation of the process  (Part I);

     3.  Runs control tests  (Part II);

     U.  Calculates process relationships (Part III-A)>

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5.  Adjusts return sludge flow to satisfy calculated
    demands (Return Sludge Flow Control preview);

6.  Maintains trend charts and process characteristic
    status (Appendix).
He will:

      Most probably  have  satisfied  process  demands,
with  the possible exception of sludge wasting, both of
which  can  be  subject  to  restrictions  imposed   by
inadequate plant capacity or control inflexibility.
He can then:

1.  Observe final effluent  quality  and  study the
    trend charts for process changes  that may have
    caused improvements  (a) or degradation  (b).

    a.  Continue control policy  if the effluent  is
        improving or remains excellent.

    b.  Try to identify the  other  characteristics
        whose trend line  changes corresponded with
        the  changes in the  effluent quality  trend
        line if  effluent is unsatisfactory, or   is
        degrading.

2.  Concentrate attention on sludge  quality,  pro-
    cess balance, and effluent quality responses  to
    his  established sludge  wasting control,  since
    other process controls will  most probably have
    been correct.
He will then be able to:

1.  Correct his wasting procedures if the cause   of
    the degradation has been recognized;

2.  Alter, possibly reverse, the previously  imposed
    sludge wasting  policy if the cause of effluent
    deterioration has not been recognized;

3.  Observe the subsequent trend curve changes   and
    correlations  that occurred  after the   wasting
    rate had been changed and then maintain  the  re-

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         vised wasting  policy  if the sludge and final
         effluent quality improve.

     Judicious use of information in the pamphlets published
can  eliminate  many  of  the uncertainties confronting some
operators  whose  plants  periodically   swerve   off-course
because they were unaware of fundamental factors that govern
the  interrelated  and interdependent cause - effect process
relationships.  Guided by the NFIC-C Procedures completed to
date, operators may still  be  confronted  with  uncertainty
about  one  remaining significant control process variable -
sludge wasting.  Even here, they have  been  presented  with
some  generalized guidance on long-term wasting requirements
in Part I of the series.

     Additional information that will appear in future Parts
of this series will hopefully describe total process control
and continue to shift the balance  in  plant  control  still
further from an art towards a more predictable science.
Where to Order

     Requests  for pamphlets in the NFIC-C Procedures series
should be addressed to:

                   Waste Treatment Branch
      National Field Investigations Center-Cincinnati
                     5555 Ridge Avenue
                  Cincinnati, Ohio  U5268
             AUDIOVISUAL INSTRUCTION UNITS

     Parts of the audiovisual training material on activated
sludge plant operations,   developed  jointly  by  the  Waste
Treatment  Branch and the National Training Center, are also
available on a short term loan basis  for group presentation.
Agencies wishing to keep  their  own  series  can  have  them
produced  at  cost  by the Training Center.  Reproducing the
loaned prints is discouraged  because  quality  is  lost  in
copying a copy.

     This audiovisual series is also  developed primarily for
trained  or experienced activated sludge plant operators and
the following parts are presently available.

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              UPGRADING BIOLOGICAL TREATMENT

            XT-25   (28-minute tape and 63 slides)

     This introductory material describes the results of two
waste treatment plant upgrading projects in generalities and
in  terms  of  final  effluent  quality  improvements.   Its
principal  objectives are to document and emphasize the fact
that excellent final effluent quality can  be  achieved  and
should  be  expected  at  properly operated activated sludge
plants.  It also attempts to stimulate and support operators
in their continued  efforts to achieve the  highest  possible
performance levels.

     It  is  not  a "how  to  do"  presentation, since such
discussions are proposed for future parts of the series.


 OPERATIONAL CONTROL TESTS FOR THE ACTIVATED SLUDGE PROCESS

            XT-UO   (16-minute tape and 51 slides)
            XT-m   (17-minute tape and HI slides)
            XT-42   (22-minute tape and 67 slides)

     This three-part series covers Observations  and  Control
Tests to illustrate the information contained in Parts I and
II  of  the pamphlet series.  It is a self-contained lecture
and can be  used  effectively  with  or  without  the  other
audiovisual materials.


                  PROCESS CONTROL DEMANDS

            XT-60   (10-minute tape and 19 slides)
            XT-61   (15-minute tape and 37 slides)

     Since  this  intended subseries has not been completed,
it describes only two features that are either   introductory
or  supplementary   to the proposed complete "Process Control
Demands" subseries.  As such, the series  does   not  as  yet
tell  the  whole  story  nor  show the operator  how to fully
evaluate process requirements and make  appropriate  control
adjustments.

     XT-60,  an introduction to this subseries,  presents the
effects of return sludge flow adjustment on  sludge  concen-
trations sludge detention times, process equilibrium, sludge
characteristics, and final effluent quality.

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     XT-61  presents  the derivation  of  mixing formulas that
will be used in subsequent sections to   develop  the  return
sludge flow demand formula for use  in operational control of
the activated sludge process.


Planned Additions t.o the Audiovisual  Materials

     Work  continues  on  development of additional parts of
the "Process Control Demands" to  complete   this  subseries.
Other  features of activated sludge process  control, such as
sludge quality  and  informative  case   histories,  will  be
developed  in  the  future.  When completed, the audiovisual
series will parallel and supplement the  envisioned  complete
pamphlet series described earlier.
Where to Order

     Requests  for  a  catalogue  describing these and other
instructional aids or for the  loan of  the  audiovisual  units
described above should be addressed  to:

                     Ms Eileen Hopewell
              EPA - Water Programs Operations
                  National Training  Center
                  Cincinnati, Ohio   45268
                                          U.S. GOVERNMENT PRINTING OFFICE 1974- 758-495/1223

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