United States
Environmental Protection
Agency
Information Resources
Management
(PM-218B)
June 1989
Geographic
Information Systems
Handbook
Summer  1989
                         [Applications)
                        Contacts 1 /Organization

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      EPA               Table of Contents
Section                                                                   Page


I.   Introduction                                                         1-1

n.  EPA Policies                                                         E-l

IE.  Strategies for Success: Lessons Learned from GIS Programs in EPA          ffl-1

       Management/Communications                                       ffl-l
       Staffing                                                           ffl-5
       Data                                                              ffl-7
       Hard ware/Software                                                ffl-9

IV.  Roles and Responsibilities for GIS Implementation in EPA                 IV-1

       Lead EPA Offices for GIS                                            IV-2
       -  Office of Information Resources Management                        ^-2
       -  National Data Processing Division                                  TV-5
       -  Environmental Monitoring Systems Laboratory — Las Vegas            IV-6
       -  Region IV                                                      IV-10

       GIS at EPA Regions and Other Laboratories                             TV-I2
       -  Region I                                                       IV-12
       -  Region ffl                                                      W-13
       -  Region V                                                       IV-14
       -  Region VH                                                      IV-14
       -  Region Vffi                                                     FV-15
       -  Region X                                                       IV-16
       -  Chesapeake Bay Program                                         IV-17
       -  Environmental Research Laboratory - Corvallis                      W-18
       -  Environmental Research Laboratory ~ Duluth
          and EPA Large Lakes Research Station — Grosse He                   TV-19
       -  Environmental Research Laboratory — Athens                        TV-19
       -  Atmospheric Research and Exposure Assessment Laboratory — RTF     IV-20
       -  Office of Air Quality Planning and Standards - RTF                   IV-21
       -  Risk Reduction Engineering Laboratory — Cincinnati                  IV-21

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      EPA               Table of Contents
V.  Other Technical Support and Sources of Information
    for CIS Implementation                                              V-l

       Other Agencies and Professional Organizations                        V-l
       -  U.S. Geological Survey                                         V-l
       -  National Center for Geographic Information and Analysis             V-3
       -  American Congress on Surveying and Mapping                     V-5
       -  American Society for Photogrammetry and Remote Sensing            V-6
       -  Association of American Geographers                             V-6
       -  Urban and Regional Information Systems Association                V-7
       -  International Geographical Union                                 V-8

       Information Sources                                               V-8
       -  EPA CIS Publications                                           V-8
       -  Professional Journals and Books                                  V-10

VI. Programs and Activities                                              VI-1

       ESRI User Conference                                             VI-1
       GIS/LIS Conference                                               VI-3
       ASPRS/ACSM Convention                                         VI-4
       AAG Annual Meeting                                             VI-5
       IGIS Symposium                                                 VI-7
       NCGA Mapping and CIS Conference                                 VI-8
       URISA Annual Conference                                         VI-9
 Appendix A: GIS Technical Memoranda Prepared by EMSL-LV
                                       11

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EPA              Section I
                     Introduction
                         Geographic Information Systems (GIS) are an advanced
                    computer  technology that combines  map,  model,  and
                    monitoring data into one comprehensive analytic framework,
                    which  assists  engineers,  scientists,  and  managers  in
                    identifying  and assessing  environmental  problems  and
                    trends.  A GIS provides sophisticated  tools for  data base
                    creation, data base management,  analysis of  spatial  and
                    parametric information, and map production. Used properly,
                    GIS has the potential to illustrate  to EPA managers  and
                    decision-makers the impacts of environmental policies  and
                    programs.

                         The objectives of this report are to present strategies for
                    implementing a successful GIS program and to identify key
                    resources that can provide information and assistance for GIS
                    implementation.  This report is part of a larger effort being
                    undertaken by EPA to further the goals and objectives of its
                    GIS program, which  were  identified in a GIS management
                    study conducted by the Agency.

                         The strategies for successful GIS implementation that are
                    presented in this report have been  synthesized  from  case
                    studies  of current GIS programs in EPA.  These programs
                    have been  documented  in another report entitled "Case
                    Studies  of EPA's Implementations of Geographic Information
                    Systems." The GIS case studies presented in that report are as
                    follows:

                       •   EPA Regions I, m, IV, VH, and VHI
                       •   Chesapeake Bay Program
                       •   Environmental Monitoring Systems Laboratory at Las
                          Vegas
                                                                        1-1

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                     Section I
EPA
                     Introduction
                       •   Environmental Research Laboratory at Corvallis
                       •   National  Data  Processing  Division  at  Research
                           Triangle Park
                       •   Oregon Clean Water Strategy, which is a. cooperative
                           GIS project  between  EPA  Headquarters and the
                           Oregon Department of Environmental Quality

                       This report is organized into the following sections:

                       (1)  Section I: Introduction

                       (2)  Section II:  EPA Policies;  The current versions of
                           EPA's GIS  Policy  and its  Spatial Data  Policy are
                           presented.

                       (3)  Section III:  Strategies for Success:  Lessons Learned
                           from  GIS   Programs  in   EPA;    Strategies for
                           implementing a successful GIS program are discussed
                           under the following headings:

                            •   Management/Communications
                            •   Staffing
                            •   Data
                            •   Hardware/software

                       (4)   Section  IV:   Roles and Responsibilities for  GIS
                            Implementation in EPA; Roles and responsibilities for
                            the lead offices for GIS implementation are presented
                            in the first  part of Section IV, followed  by a list of
                            contacts for  GIS programs  at EPA  Regions  and
                            Laboratories.

                       (5)   Section V:  Other Technical Support and Sources of
                            Information for  GIS Implementation;  This section
                            provides information on  professional organizations,
                            publications, and other sources of GIS information.

                       (6)   Section VI:   Programs and  Activities;  Future  EPA
                            activities that will provide useful GIS information or
                            services are noted.

                       (7)   Appendix A:  GIS Technical Memoranda Prepared
                            by EMSL-LV
                                                                           1-2

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EPA
Section II
                  EPA Policies
                 This section is reserved for future inclusion of EPA's "GIS
                 Policy" and "Spatial Data Policy".
                                                           II-l

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EPA
               Section III
 Strategies for Success: Lessons
 Learned from GIS Programs in  EPA
                  This  section   describes  strategies   for   successful
               implementation of GIS.  The strategies described in  the
               following pages are grouped according to four topics:

                  •  Management/Communications
                  •  Staffing
                  •  Data
                  •  Hard ware/software

                  Within each of the four topics, lessons learned from EPA's
               GIS programs are presented.
                                Management/
                               Communications
Management
   Support
    for GIS
                  The success of GIS depends on management support at the
               senior management levels as well as on support by program
               managers.   Successful  GIS implementation requires that
               upper management provide the resources needed to initiate
                                                       m-i

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                     Section III
EPA
                     Strategies for Success
                     an effective GIS program, especially a sufficient number of
                     personnel to form a viable GIS staff.  Resources are also
                     needed for data acquisition for building GIS data bases.

                        Program management support is  an equally important
                     factor for successful GIS implementation.  For GIS to be used
                     ultimately as a tool to  aid environmental programs and for
                     environmental  decision-making, program  managers  must
                     have a clear long-term commitment to using GIS as a day-to-
                     day  analytical  decision-support tool.   Financial and staff
                     support for projects is vital, since a key element of a successful
                     GIS  project is  the active involvement  of a  program staff
                     member throughout the life of the project. Such involvement
                     requires a commitment of staff resources to GIS projects.

                        Key strategies that help to gain management  support for
                     GIS include the following:

                        •  Management must have realistic expectations of what
                     GIS can and cannot do and of the resources required for GIS.
                     Managers should be given sufficient information so that
                     realistic expectations can be formulated in the early stages of
                     implementing a GIS program.

                        •  A GIS capability must be built around the needs of
                     EPA programs. GIS is not an end in itself but is a tool that can
                     greatly assist managers in accomplishing the missions of their
                     programs.  The needs and priorities of program management
                     should  be  identified,  and those   priorities  should  be
                     incorporated into plans for implementing GIS.  Program
                     managers will  have a greater  commitment to GIS if their
                     priorities are addressed by GIS applications.

                        •   Environmental scientists  who have been  exposed to
                     GIS often have specific ideas on the ways in which GIS may
                     assist  them with their  work.   In  addition to management
                     views on the use of GIS, discussions with program technical
                     staff will provide a clearer picture of how GIS may support a
                     program and therefore gain management support.
                                                                          HI-2

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  EPA
                   Section III

                   Strategies for Success
      Successful
         First CIS
         Projects
                      The first GIS projects undertaken by an office need to be
                   successful  to  sustain initial  management  support for GIS.
                   Careful planning of the GIS start-up period and of initial
                   projects  is important  to future  successes.   The first GIS
                   projects of an office should be small, manageable applications
                   that produce  tangible  and  useful results in  a reasonable
                   amount of time. The success of these initial projects is key in
                   obtaining the  full  support  of  managers  who  have been
                   tentative in their commitment to GIS.
       Long-term
       Sustaining
          Project
                      After initial, short-term projects have been completed and
                   have provided  the GIS staff  some  experience with  the
                   technology, the sustaining support of a long-term project is
                   needed.  A long-term project can support the costs  of GIS
                   while the GIS staff is acquiring greater expertise.  Several
                   smaller projects may not guarantee the same continuity of
                   support over a long period of time.
D>
      Project
Planning and
Management
   Careful, up-front planning is essential to the success of GIS
projects.  In a well-managed project, goals and objectives are
identified and written down early in the project. A workplan
should be developed that clearly specifies project objectives,
users, analyses,  and data required for those analyses.   All
parties involved with the project should review and agree
officially with the written plans and  objectives.  By stating
planned  analyses  and  outputs early in the project,  data
collection activities will be more focused on obtaining  data
needed  to  satisfy the project's objectives, rather than on
acquiring all data that may be related to  the project's subject
matter but peripheral to project goals.

   Because data acquisition activities are often the most time-
consuming and expensive phase of a project, a clear statement
of data needed to meet project objectives is necessary to
determine  the  resources required for  a project.   If the
resources needed for data acquisition exceed the budgeted
resources, knowledge of this situation early in the life-cycle of
a project will permit staff to either redefine project objectives,
                                                                             HI-3

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                     Section III

                     Strategies for Success
                     request additional resources, or make other adjustments in
                     the project workplan.

                         As end-users of a GIS project under development acquire
                     more knowledge about GIS, a second scoping phase in which
                     project objectives and analyses are refined may be necessary.
                     A greater understanding of GIS often leads users to identify
                     additional ways in which the technology may be applied to
                     their programs. The possibility of a second scoping phase and
                     refined project objectives should be taken into account when a
                     workplan is developed for a GIS project.
      	;—        Effective communications as applied to GIS encompasses
        Effective     at ieast three levels of communications:
Communications
                         •   Communications  among EPA's GIS teams and with
                     the States;  Good communications among GIS teams at EPA
                     Headquarters, the Regions, and  the Labs and with their
                     counterparts in the States facilitates the sharing of expertise
                     and knowledge.  Much useful information can be gained from
                     the experiences of others who have worked with the same
                     data or who have implemented similar types of applications.

                         •   Communications  among all participants  in a project;
                     Because  the very nature of GIS technology integrates data
                     from  numerous  sources,  GIS projects  may  involve  the
                     cooperation of several offices.  A key to the success of such
                     cooperative projects is regular and consistent communications
                     between all project participants.

                         •   Use of the communicative power of GIS; The power of
                     GIS in communicating spatial relationships has been a major
                     means of "selling" others on the utility of GIS. Although  GIS
                     maps may not be the ultimate objective of a project, maps may
                     be important interim products from an application that can be
                     used  to  sustain interest in and support for a project. GIS-
                     produced maps  may be used effectively in communicating
                     environmental problems and solutions to management  and
                     the public.
                                                                         HI-4

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                      Section III

                      Strategies for Success
Multi-disciplinary
      GIS Teams
                                         Staffing
   The success of a GIS program depends on a  skilled GIS
staff. The ideal GIS staff consists of a multi-disciplinary team
in which the team members have expertise in an array of
environmental  sciences   and   EPA   programs.      An
understanding  of fundamental concepts  of  maps  and
geographical  analysis  is also essential, as well  as  general
problem-solving  skills.   Although  some  experience with
computers is necessary, degrees  in computer science are not
required.   Knowledge of environmental  sciences  and  of
geographical analysis is a more important foundation for a
good GIS team than is data processing expertise.

   In supporting GIS,  a GIS  team  must  fill  numerous
responsibilities,  including, but not limited  to, the following
tasks:

   •  Management of GIS projects
   •  Working  with   users  in defining  and  analyzing
      requirements for GIS applications
   •  Data base design, construction, and maintenance
   •  Data acquisition, digitizing, data entry, data conversion
      and formatting
   •  Programming for applications development
   •  Programming/processing for  ad  hoc requests  for
      information
   •  Assisting users in conducting geographical  analyses
   •  Map design and production
   •  GIS systems administration
   •  Senior management briefing/communications

   With this range of responsibilities, four to five persons are
the minimum  number that can   support  a  viable  GIS
                                                                          ni-s

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EPA
Section III

Strategies for Success
                     operation. For the type and magnitude of GIS projects being
                     implemented by  EPA, the work for one major project is
                     typically enough  to require the full-time support of a GIS
                     team member.

                        Because GIS is a complex technology, GIS staff members
                     must work with GIS daily to become experts in its use.  With
                     more  than  four  hundred  commands  in the ARC/INFO
                     package, it is impossible to acquire  the expertise needed to
                     support  applications  by using  the package  only on  an
                     occasional basis.

                        GIS team members must be oriented towards and sensitive
                     to the requirements and perspective of  end-users.  The GIS
                     staff must  be  able to bridge  the gaps  between  users'
                     articulation of their requirements, their understanding of GIS,
                     and the extent to which GIS can meet those requirements.
   Program Staff
     Involvement
        with GIS
   The involvement of a program staff member in all phases
of a GIS project is critical to the success of that project. The
program staffer represents the views and requirements of the
end-users  for  whom the project  or  application is  being
developed.  He/she should be  an  active participant  in
planning the project, deciding what data and analyses are
needed, assessing the quality of data,  and in evaluating the
results of the analyses.
        Training
   Both  GIS staff and program staff working with  GIS
applications must understand  fundamental  principles of
mapping and geographical analysis.  Although program staff
do  not  need  to  understand  the technical  details  and
commands of ARC/INFO to the degree  that the GIS staff
must, program  staff also need to understand GIS concepts.
Detailed recommendations on training for GIS are contained
in the  document "EPA Training Recommendations  for
Geographic Information Systems."
                                                                         HI-6

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EPA
Section III

Strategies for Success
      Personnel
        Rotation
   In addition to the formal courses outlined in the training
recommendations, another method that has been effective for
increasing  Agency GIS  expertise  is personnel  rotation.
Personnel  rotations  could  be  implemented  with  other
agencies, within EPA,  and with the States in which an
individual spends several months working at an active GIS
site.  Where such rotations have been implemented, such as in
Region IV, both sites  and the individual  involved  in  the
rotation have benefited by the exchange. The individual gains
greater expertise in GIS, which is carried back to his/her own
office.  The hosting office gains information on how GIS may
be applied to  the particular area of concern of the rotated
individual, as  well as gaining additional staff support for a
period of time.
  Balanced Data
     Acquisition
          Phase
                                           Data
                                    J
   Because data acquisition is  often the longest  and most
expensive phase  of a  GIS project, data  acquisition and
collection efforts should be based in careful project planning.
A project workplan should specify the data required to meet
the project7s objectives.  A balance may have to be found
between acquiring  all  data needed for potential follow-on
work and data needed for the analyses of the immediate
project.   Long-term  data  requirements  and  short-term
demands for tangible results may necessitate incorporating
useful interim products into a GIS project that sustain support
for long-term  data collection  and  data  base  development
efforts.
                                                                          III-7

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EPA
                     Section III

                     Strategies for Success
  Use Available
  Digitized Data
                        Whenever possible, available digital data should be used
                     rather than digitizing new data. The use of existing data can
                     save considerable time and money, since digitizing is a time-
                     consuming process. Cooperative arrangements may need to
                     be established with the States and other agencies to facilitate
                     sharing of data.  Some Regions have successfully established
                     informal  arrangements  in  which data are  exchanged  or
                     "bartered" for other data or GIS services.
    Conceptual
 Framework for
 GIS Data Base
                        As data are acquired for various projects and applications,
                     an office should have a conceptual framework and plan for
                     building an  integrated data base appropriate to the  office's
                     area of concern (e.g., a regional data base). As various data
                     are acquired for specific applications, these data can be fitted
                     into the framework for the larger data base.
     Data Base
Documentation
                         Data base documentation  standards  should be applied
                      from the beginning of the construction of a data base. At a
                      minimum, the documentation should include a complete data
                      dictionary, map projection and units, source of the data, who
                      compiled the data, when the compilation was done, how the
                      data were created, and  a statement about the quality of the
                      data. Complete descriptions of the steps of project analyses
                      should also be maintained.
      Quality of
Locational Data
                         Data quality, especially the quality of locational data, is an
                      important  factor  that  impacts  the  application  of  GIS
                      technology and the degree to which the technology can be
                      used to fulfill EPA's mission.  The accuracy and quality of
                      locational data should never be assumed,  since inaccurate
                      locational data can completely invalidate the results of a GIS
                      analysis. Plotting locational data and verifying the  resulting
                      map is one method of obtaining some indication of the quality
                      of spatially-based data.
                                                                          III-8

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EPA
                      Section III

                      Strategies for Success
        Adopt the
Appropriate Level
   of Data QA/QC
                        Several  levels  of data quality  assurance  and  control
                     (QA/QC) may be appropriate for different types of GIS work,
                     based on  the objectives of the specific application.   For
                     example, regional  demonstration projects may not need the
                     degree of data accuracy or scale of data required by analyses
                     at RCRA  or Superfund  sites that may  lead  to  legal
                     enforcement activity.  Determining the  right level of data
                     quality and QA/QC measures for a project is an important
                     decision, since this may require balancing project  costs and
                     data quality.  Although greater expenditures of resources are
                     often required for higher quality data, bad data segments may
                     invalidate an entire project.
                                        Hardware/
                                        Software
                        Within EPA, GIS is supported by Prime minicomputers at
                     the Regions and  either  VAX minicomputers  or  PC-based
                     systems at EPA Labs.  Table 1 summarizes the CPUs and key
                     peripherals currently in use for GIS at various EPA sites.

                        ARC/INFO,   a   proprietary   software   package  of
                     Environmental Systems Research Institute (ESRI) of Redlands,
                     California, is EPA's GIS software of choice. EPA Regions and
                     Labs run ARC/INFO  on their Prime or VAX minicomputers.
                     PC ARC/INFO is currently used or is being acquired by some
                     Labs (reference Table 1).

                        Both primary and  secondary site licenses for ARC/INFO
                     are available.  Those sites with secondary  site licenses  are
                     limited in the amount of assistance that they can receive from
                     ESRI. Also, a secondary site cannot contact ESRI directly but
                     must coordinate its requests through an associated primary
                     site.  Although secondary site licenses are less expensive and
                                                                        ni-9

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               Table 1
CIS Hardware in Use at EPA CIS Sites

EPA GJS Hardware
National Data Processing
Division - RTF
Washington
Information Center
Region I
Region III
Region IV
Region VII

	 ••; 	
CPU Terminals
-Tektronix 41 06s,
41 07s,4207s, 4208s,
VAX 8650 W/1 600 and 4209s,4224s, 4225
6250 BPI tape facilities - Tektronix 4325
(part of VAX Cluster) workstation
- Sun 386i workstation
- PCs w/TNet07
-Tektronix 41 05
D i_- o-TCrt • Tektronix 4207
Prime 2750 - Tektronix 4325
workstation
- Tektronix 4207
Prime 97« ' TektrOnix 401 6
Prime 2755 -Tektronix 401 4
- PC w/TGraph
- Tektronix 4207
Prime 2755 - Tektronix 4106
- Epson Equity III
- Tektronix 4207
/ox n • o-rce ' Tektronix 4106
(2)Pr.me2755s .(2) Tektronix 41 25s
-(12) PCs w/TGraph
- (2) Tektronix 4207s
Prime 2755 - Tektronix 4325
workstation
- Epson PC

Digitizers Printers/Plotters
- CalComp 5845
electrostatic plotter
-CalComp 591 2
- CalComp 9148 (high thermal plotter
accuracy - 48" x 36") - Tektronix 4693
thermal color printer
- Tektronix 4692, 4696
ink jet printers
- Tektronix 4958 CalComp
- Tektronix 4957 electrostatic plotter
rain««« 01 nn CalComp 5835
CalComp 9100 electrostatic plotter
- CalComp 1043 plotter
- Tektronix 4958 - electrostatic plotter
- CalComp (on order) (on order)
- Tektronix 4692 printer
- CalComp 1044 plotter
- Tektronix 4958 - electrostatic plotter
- Tektronix 4956 (on order)
- CalComp 91 00 - Houston Instr. plotter
- (3) Tektronix printers
- CalComp 8-pen plotter
Tektronix - CalComp electrostatic
plotter (on order)

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             CIS Hardware  in Use at  EPA  CIS Sites (contfd)
  EPA CIS Hardware
                                 CPU
                        Terminals
                        Digitizers
                     Printers/Plotters
Region VIII
  Accessing RTF's
   VAX Cluster
 Tektronix 4207
 Tektronix 4224
 DECVT131
 CalComp 9000
• CalComp 1075 plotter
• Zeta 8 pen plotter
Chesapeake Bay
Program
    VAX 8600
•Tektronix 4111
•Tektronix 4106
•(12)DECVT241s
• (36) DEC VT220S
• (4) IBM PC compatibles
• (2) Macintosh Us
 (anticipated)
   (2) Altek
• Nicolet 836 zeta plotter
• CalComp 1012 plotter
• Tektronix 4695 printer
• Tektronix 4696 printer
Environmental
Monitoring Systems
Laboratory - Las Vegas
   VAX 11/785
• Tektronix 4125s
•Tektronix 4111s
• Decmate Ills
 IBM PC/AT
 (PC ARC/INFO)
 DEC VT220
 LA-100
 ERDAS System 2
• Aeronca VGS 300 plus
   CalComp
 Versatec color
 electrostatic plotter
 color plotter
 printers
Environmental Research
Laboratory — Corvallis
    VAX 8600
 (5) Tektronix 4207s
 (5) Tektronix 4107s
(2) CalComp 91 OOs
• CalComp 5845
 electrostatic plotter
•CalComp 1075
 4-pen plotter
Environmental Research
Laboratory — Athens *
   Compaq 386
running PC ARC/INFO
     N/A
   CalComp
> Tektronix 4696 printer
• Texas Instruments
 laser printer

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             CIS Hardware in Use at EPA CIS  Sites (cont'd)

EPA CIS Hardware
Environmental Research
Laboratory — Duluth
Risk Reduction
Engineering Laboratory —
Cincinnati***

' 	 	
CPU
Micro VAX II
IBM XT compatible
running PMAP

Terminals
- Tektronix 4225 "
- Tektronix 4207 **
N/A

Digitizers
CalComp9100"
(2) Kurt a

Printers/Plotters
CalComp1044GT
plotter **
HP 7580 plotter
(driven by IBM-
AT compatible)
 * Only key input and output devices for GIS are included in this table. Supporting equipment, such as line printers and telecommunications
  equipment, are excluded.
 * Also accesses RTFs VAX systems.
** In addition to equipment at ERL - Duluth, a set of these peripherals is at Region V, Chicago. A second set is at the Grosse He, Michigan field station.
  Both remote sites have dial-up access to ERL — Duluth's Micro VAX II.
•** Plans to obtain PC ARC/INFO and an IBM AT compatible computer.

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Section III

Strategies for Success
may be appropriate for a site with PC ARC/INFO, the issue
of primary site licensing for Regions and  other major  GIS
programs needs  to  be addressed  vary carefully.   Major
programs may need the support that only a primary  site
license provides.
                                                    111-10

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           Section  IV
Roles and Responsibilities for
GIS Implementation  in  EPA
              This section summarizes special roles and contacts for GIS
           implementation within EPA.  In the first part of Section IV,
           EPA's lead GIS offices are listed, along with their special roles
           and responsibilities for GIS within the Agency. The four lead
           offices are as follows:

              • Office of Information Resources Management
              • National Data Processing Division at Research Triangle
                Park
              • Environmental  Monitoring Systems Laboratory at Las
                Vegas
              • Region TV at Atlanta

              In the second part of Section IV, information  for EPA
           Regions and other Labs that have implemented GIS is given,
           including primary contacts for more information and a brief
           listing of GIS applications.
                                                        rv-i

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    EPA
Section IV

Roles and Responsibilities
                                            Lead EPA Offices
                                            for GIS
Address:
OIRM
EPA Headquarters
Mail Code PM218B
401 M St. S.W.
Washington, D.C. 20460
Roles and
Responsibilities:
   The Office of Information Resources Management (OIRM)
is responsible for the development of GIS policy and for the
management and coordination of GIS information resources
in EPA. These responsibilities include the following activities:

   •  Develops and issues GIS policy for EPA.

   •  Provides GIS oversight to ensure that the development
      of GIS programs and applications is consistent with
      established Agency policy and life cycle management
      guidance.

   •  Manages  GIS information resources, functions,  and
      activities  in  association with other  lead  offices  and
      programs.

   •  Provides  guidance in the use  of  GIS  information
      resources to other Agency offices.
                                                                           IV-2

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EPA                      'V
                     Roles and Responsibilities
                        •  Provides support and guidance in the  acquisition of
                           GIS hardware and software.

                        •  Supports the development and implementation of both
                           short-term  and long-term  GIS  training  programs
                           within the Agency.

                        •  Conducts and  supports  activities that assist in the
                           implementation of GIS in EPA.  Studies and activities
                           that have been conducted to date include:

                           -   GIS Management Study
                           -   Summary of Geographic Data Sources
                           -   Case Studies of EPA's Implementation of GIS
                           -   EPA Training Recommendations for GIS
                           -   Analysis of Requirements for an EPA GIS
                              Workstation

                           These activities are described briefly in Section V under
                           "EPA GIS Publications."

                        •  Fosters and supports data integration efforts aimed at
                           cross-media analysis of EPA data through  the GIS
                           process.

                        •  Coordinates  with  other  agencies, State offices, and
                           private organizations for sharing GIS applications and
                           data, including acquiring selected national  data bases
                           for use throughout EPA.

                        •  Provides    support   in   the   development   of
                           communications media  among EPA GIS  sites and
                           users. Examples include:

                           -   Case Studies of EPA's Implementation of GIS
                           -   Emerging Technologies Bulletin
                           -   GIS management and technical workshops
                           -   GIS conference

                        •  As standards for GIS data bases and use are developed,
                           OIRM will formulate these standards into information
                           resources management  guidance and  will assist in
                           promulgating these standards throughout EPA.
                                                                        IV-3

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    EPA
Section IV

Rotes and Responsibilities
                            •  Establishes  EPA standards for electronic transfer of
                               spatial data between CIS systems and standard EPA
                               data base systems.
Organizational
Structure:
Primary GIS Contact:
   Edward Hanley
   Director, Office of Information Resources Management
   FTS: 382-5231  (202)382-5231  Mail Code: PM-211
   EMAIL: EPA3400

   Abby Pirnie
   Director, Program Support Division
   FTS: 382-5231  (202) 382-5231  Mail Code: PM-218B
   EMAIL: EPA3700

   Steve Young
   Chief, Information and Technology Integration Branch
   FTS: 382-5625  (202) 382-5625  Mail Code: PM-218B
   EMAIL: EPA3516

   Joseph Sierra
   Chief, Geographic Integration Section
   FTS: 382-7868  (202) 382-7868  EMAIL: EPA3783
GIS Team:
   Joseph Sierra, GIS National Coordinator
   FTS: 382-7868  EMAIL: EPA3783
   Ed Partington, Computer Analyst
   FTS: 475-9348  EMAIL: EPA3769
   Robert Pease, Systems Analyst
   FTS: 382-2431  EMAIL: EPA3776
   Jeff Booth, Technical Information Specialist
   FTS: 475-8410  EMAIL: EPA3767
   Mike Long, Program Analyst
   FTS: 382-5625  EMAIL: EPA3807
GIS Applications:
   OIRM  provides  support  in the dissemination of GIS
applications.
                                                                            IV-4

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                          Section IV

                          Roles and Responsibilities
NDPD


Address:
NDPD
EPA MD-34
RTF, NC 27711
Roles and
Responsibilities:
   The  National  Data Processing  Division  (NDPD)  at
Research Triangle Park (RTP) provides the following types of
support for GIS:

   •  Provides user support on NDPD's VAX cluster for GIS
      software and hardware.

   •  Resolves GIS software and hardware problems.

   •  Maintains  telecommunications links between different
      GIS computers within EPA.

   •  Provides GIS technical expertise for problem definition,
      data base design, prototyping, and implementation for
      GIS applications.

   •  Assists with GIS data acquisition for pilot projects and
      national data sets that will reside on the NDPD system.

   •  Conducts GIS hardware and software evaluations.

   •  Provides   support  for  architectural   planning  and
      procurements related to GIS.

   •  Provides facilities and other support for GIS training.

   The Washington Information Center (WIC), which is part
of NDPD, supports GIS development through its support of
the Prime  computer and other equipment located at the WIC
in Washington, D.C.
                                                                             IV-5

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    EPA
Section IV

Roles and Responsibilities
Organizational
Structure:
   Donald Fulford
   Director, National Data Processing Division
   FTS: 629-3970  (919) 541-3970  Mail Code: MD-34
   EMAIL: EPA3420

   Mickey Cline
   Special Assistant OARM-OIRM
   FTS: 629-2500  (919) 541-2500  Mail Code: MD-34
   EMAIL: EPA3660
GIS Team:
Primary GIS Contacts:
   CIS support for the NDPD is based at RTF and is provided
by the GIS Technical Support Group of Unisys Corporation.
   Tom Scheitlin  FTS: 629-0299
   EMAIL: EPA3888
   Gene Costello  FTS: 629-4016
   EMAIL: EPA3888
(919) 541-0299

(919) 541-4016
 EMSL-LV


 Address:
EMSL-LV
EPA/ORD/LV
PO Box 93478
Las Vegas, NV 89193-3478
Roles and
Responsibilities:
   The   Spatial   Analysis   Laboratory  (SAL)   of  the
Environmental Monitoring Systems Laboratory at Las Vegas
(EMSL-LV) has been designated a GIS Center of Excellence
for GIS research and development. The primary purpose of
SAL  is  to investigate,  develop,  and integrate  spatial
information systems, including both GIS and remote sensing,
into the mission of EPA.  This purpose encompasses the
following tasks:
                                                                           IV-6

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EPA               Section IV
                     Roles and Responsibilities
                        •  Advance GIS and remote sensing research to meet EPA
                           needs.

                        •  Provide advice to EPA Headquarters on GIS policy.

                        •  Provide  GIS   technical   support   to   EPA's  GIS
                           organizations.

                        •  Provide GIS technical support to EPA programs such
                           as CERCLA, RCRA, Water, EMAP, etc.

                        SAL fulfills its mission through the following activities:

                        •  Conducts demonstration  projects,  which provide  a
                           major  vehicle  for  GIS  research.    Through  these
                           demonstration projects, EMSL-LV develops techniques
                           for applying GIS and integrates other technologies with
                           GIS.

                        •  Provides support  in GIS  training and  technology
                           transfer to Regions and other offices  for  whom
                           demonstration projects are being conducted.

                        •  Provides technical  GIS  support  to  the  Regional GIS
                           teams and others in EPA through:

                           -  The GIS hotline: (702) 798-2279
                                             FTS:  545-2279

                              Initial developmental support to a Region or office
                              after the basic ARC/INFO training course. This
                              support is arranged cooperatively with the office.

                        •  Performs technical evaluations of GIS software, hard-
                           ware, and mechanisms for integrating GIS with other
                           technologies, such as AUTOCAD and remote sensing.

                        •  Produces GIS technical memoranda that make the
                           knowledge  gained through EMSL-LV s demonstration
                           projects and other research available to the EPA GIS
                           user community. An example of technical memoranda
                           currently available is included  in  this document as
                           Appendix A.
                                                                         IV-7

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    EPA
Section IV

Roles and Responsibilities
                              Conducts research on and develops GIS standards in
                              conjunction with other lead offices.

                              Represents EPA's ARC/INFO training requirements to
                              ESRI, the vendor of ARC/INFO, through participation
                              on ESRI's Educational Review Board.
Organizational
Structure:
Primary GIS Contact:
   Robert Snelling
   Laboratory Director
   FTS: 545-2525   (702) 798-2525   EMAIL: EPA8230

   Eugene Meier
   Director, Advanced Monitoring Systems Division
   FTS: 545-2237   EMAIL: EPA8232

   Thomas Mace
   Chief, Remote and Air Monitoring Branch
   FTS: 545-2262   EMAIL: EPA8274

   Mason Hewitt
   GIS Manager
   FTS: 545-2377   EMAIL: EPA8277

   Heather Stone
   Assistant GIS Manager
   FTS: 545-2377   EMAIL: EPA9964

   Ross Lunetta
   Remote Sensing Manager
   FTS: 545-2175   EMAIL: EPA8284

   Bill Forte
   Manager, Spatial Analysis Laboratory Systems
   FTS: 545-2602   EMAIL: EPA8280
GIS Team:
   Mark Olsen, Supervisor
   FTS: 545-2280  EMAIL: EPA8203
   Susan Boyle, Scientist/Statistician
   Jerry Carter, Scientist/Geologist
   Dick Dulaney, Scientist/Geographer
   Lawrence Fisher, Engineer
                                                                            IV-8

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                          Section IV

                          Roles and Responsibilities
                             David James, Scientist/Geographer
                             Karen Lee, Scientist/ Geologist
                             Roy Mogren, System Manager
                             Frank Mynar, GIS Analyst/ Geographer
                             Jonathan Pickus, Scientist /Geographer
                             John Voichita, Computer Operator
                             Ridgeway Weerackoon, Applications Programmer

                             GIS Hotline:  FTS: 545-2279
                             (702) 798-2279   EMAIL: EPA8203 or LVGIS
GIS Applications:            EMSL-LV's demonstration projects have addressed  the
                          following areas of concern:
                             •  Superfund site analysis
                                   Characterize nature and extent of problems for
                                   remedial investigation
                                   Macro and micro site analyses
                                   Support monitoring activity
                               -   Human and environmental exposure assessment
                                   Integrate ground water modeling with GIS
                                   Integrate remote sensing data with GIS
                                   Contaminant pathway analysis

                             •  Air pollution exposure analysis

                             •  Wellhead protection

                             •  Intertidal habitat analysis

                             •  Point and non-point pollution monitoring
                                                                              IV-9

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                         Section IV

                         Roles and Responsibilities
REGION IV


Address:
EPA, Region IV
345 Courtland Street, NE
Atlanta, GA 30365
Roles and
Responsibilities:
   Region  IV  is  EPA's  CIS  Center  of Excellence for
supporting development of Regional GIS applications as
applied to EPA/State data management.  In this role, Region
IV can assist other Regions in their implementation of GIS in
the following ways:

   •  Provide guidance to Regions  in development of GIS
      applications, especially those  applications  that use a
      common regional data base.

   •  Work  with   Regional   management   to  develop
      management support  systems that utilize  GIS.   The
      objectives of management support systems developed
      with Region IV's assistance would be to identify and
      prioritize environmental  problems and risks, target
      activities and sites to which scarce Regional resources
      should be directed, relate environmental  quality to
      regulatory controls and  EPA programs,  and  track
      environmental   trends  and  progress  in  improving
      environmental quality.
Organizational
Structure:
Primary GIS Contact:
   Joseph Franzmathes
   Assistant Regional Administrator for Policy and
   Management
   FTS: 257-4727   (404) 347-4727   EMAIL: EPA9420

   George Collins
   Chief, Office of Integrated Environmental Analysis
   FTS: 257-3402   EMAIL: EPA9486
                                                                             IV-10

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    EPA
Section IV

Rotes and Responsibilities
GIS Team:
   Henry Strickland, GIS Coordinator
   FTS: 257-5053  EMAIL: EPA9459
   Jim Bricker, Engineer
   FTS: 257-5053
   Phyllis Mann, Environmental Scientist
   FTS: 257-5053  EMAIL: EPA9460
   Jerry Sorensen, Environmental Scientist
   FTS: 257-5053  EMAIL: EPA9464
GIS Applications:
   The focus of GIS work at Region IV  is using GIS  to
implement a Results/Risk Analysis and Management System
(RAMS), which has as its objectives those listed above for GIS
management  support  systems.    A  major  element  of
implementing RAMS is developing regional data bases that
can be used by multiple EPA programs. Specific applications
that have been developed or are planned by Region IV are the
following:

   •  Environmental priorities initiative, in which  RCRA
      sites  are identified and  ranked for inclusion on the
      Superfund National Priorities List

   •  Superfund site evaluation

   •  Drinking water vulnerability

   •  Prioritization of  RCRA sites  for  inspection  and
      enforcement

   •  Construction grant evaluation (planned)

   •  Assess adequacy of air monitoring network, identify air
      pollution sources,  and  analyze ambient  air quality
      trends (planned)
                                                                            IV-11

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                         Section IV

                         Ro\es and Responsibilities
                                           GIS a\ EPA Regions
                                           and Other Laboratories
REGION I

Address:



Organizational Structure:


Primary GIS Contact:



GIS Team:
GIS Applications:
EPA, Region I
JFK Federal Building
Boston, MA 02203

Planning and Management Division
FTS: 835-3355   (617)565-3355   EMAIL: EPA9111

Michael MacDougall
Chief, Information Management Branch
FTS:  835-3382  (617)565-3382   EMAIL: EPA9125

Greg Charest, GIS Applications Manager
FTS: 835-3358   EMAIL: EPA9199
Pat Ausman, GIS Technical Manager
FTS: 835-3385   EMAIL: EPA9196
Deb Cohen, GIS Operations Team Leader
FTS: 835-3659
Marcy Berbrick, GIS Analyst
FTS: 835-2098
Kathy Livingston, GIS Analyst
FTS: 835-3385

Ground water protection
Radon risk assessment
Mapping project for Quincy Bay
Ozone monitoring
Superfund site support
                                                                         IV-12

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      EPA
Section IV

Roles and Responsibilities
REGION 111

Address:
Organizational Structure:
Primary GIS Contact:
GIS Team:
GIS Applications:
EPA, Region III
Information Resources Management Branch
Mail Code 3PM53
841 Chestnut Building
Philadelphia, PA 19107

William T. Wisniewski
Assistant Regional Administrator for Policy and Management
FTS: 597-3654  (215) 597-3654   Mail Code: 3PMOO
EMAIL Box: EPA9330 (W.WISNIEWSKI)

A. Joseph Hamilton
Chief, Information Resources Management Branch
FTS: 597-8046  (215) 597-8046   Mail Code: 3PM50
EMAIL Box: EPA9396 (J.HAMILTON)

Ed Kratz
Chief, Information Management and Support Section
FTS: 597-9855  (215)597-9855   Mail Code: 3PM53
EMAIL Box: EPA9395 (E.KRATZ)

Pat Flores, Computer Systems Analyst
FTS: 597-9965  EMAIL: REG3.GIS
Doug Freehafer, Computer Specialist (CSC)
FTS: 597-7864  EMAIL: REG3.GIS
David West, Computer Specialist (CSC)
FTS: 597-9965  EMAIL: REG3.GIS

Ground water protection
Radon evaluation
Wetlands protection (planned)
                                                                            IV-13

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                           Section IV

                           Roles and Responsibilities
REGION V

Address:
Organizational Structure:
Primary GIS Contact:
CIS Team:
EPA, Region V
Mail Code 5SMQA
536 South Clark St.
Chicago, IL 60605

William H. Sanders III
Director, Environmental Services Division
FTS: 353-3808  (312)353-3808  EMAIL: EPA9581

Noel Kohl
Chief, Geographic Information Systems Management Office
FTS: 886-6224  EMAIL: EPA9584

John Anagnost, Environmental Engineer
FTS: 886-0143  EMAIL: EPA9564
Barry Bolka, Environmental Engineer
FTS: 886-6227  EMAIL: EPA9584
Barry Manne, Geologist
FTS: 353-3546  EMAIL: EPA9518
Bill Melville, Environmental Engineer
FTS: 886-1504  EMAIL: EPA9563
John Schneider, Environmental Scientist
FTS: 886-0880  EMAIL: EPA9584
REGION VII

Address:



Organizational Structure:
EPA, Region VII
726 Minnesota Avenue
Kansas City, KS 66101

Susan C. Gordon
Assistant Regional Administrator for Policy and Management
FTS: 757-2819  (913) 236-2819  EMAIL: EPA9702

B. Katherine Biggs
Chief, Environmental Review Branch
FTS: 757-2823  (913)236-2823  EMAIL: EPA9725
                                                                             IV-14

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                           Section IV

                           Roles and Responsibilities
Primary GIS Contact:
GIS Team:
GIS Applications:
R. Lynn Kring
Chief, Integrated Environmental Analysis Section
FTS: 757-2823  (913)236-2823  EMAIL: EPA9792
Walt Foster
Vickie Hale
Dominique Lueckenhoff
Paul Schwaab
FTS: 757-2823
FTS: 757-2823
FTS: 757-2823
EMAIL: EPA9756
EMAIL: EPA9755
EMAIL: EPA9724
EMAIL: EPA9719
Non-point source pollution analysis
Emergency response to hazardous spills
Ground water protection
Prioritization of RCRA sites
Wetlands protection (planned)
REGION VIII

Address:
Organizational Structure:
Primary GIS Contact:
EPA, Region VTfl
BSD Mail Code (8ES-ES)
999 18th Street
Suite 500
Denver, CO 80202-2405

James B. Lehr
Director, Environmental Services Division
FTS: 776-5061  (303) 236-5061  EMAIL: EPA9880
Mail Code: 8ES

Marshall L. Payne
Chief, Environmental Surveillance Branch
FTS: 776-5064  (303) 236-5064  EMAIL: EPA9881
Mail Code: 8ES-ES

Larry Svoboda
Chief, Environmental Monitoring and Assessment Section
FTS: 776-5102  (303)236-5102  EMAIL: EPA9852
Mail Code: 8ES-ES
                                                                              IV-15

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SIS EPA
Section IV

Roles and Responsibilities
GIS Team:
CIS Applications:
Larry Svoboda, GIS Manager
FTS: 776-5102  EMAIL: EPA9852
Detail (Vacant), Team Leader
FTS: 776-5097  EMAIL: EPA9881
Dick Sotiros, General Engineer
FTS: 776-7086  EMAIL: EPA9881
Bill Monson, Statistician-Trainee
FTS: 776-5108  EMAIL: EPA9881
Gabe Lucisano, GIS Analyst
FTS: 776-4606  EMAIL: EPA9881
LuAnn Ehlers, GIS Data Entry Clerk
FTS: 776-7414  EMAIL: EPA9881

Surface water quality assessment
Air pollution exposure assessment
Ground water protection
Superfund site evaluation
REGION X

Address:
Organizational Structure:
Primary GIS Contact:
EPA, Region X
Environmental Services Division (ES-097)
1200 Sixth Avenue
Seattle, WA 98101

Robert Courson
Director, Environmental Services Division
FTS: 399-0404  (206)442-0404  EMAIL: EPA9050
Mail Code: ES-096

Ben Eusebio
Chief, Ambient Monitoring and Analysis Branch
FTS: 399-1106  (206)442-1106  EMAIL: EPA9050
Mail Code: ES-097

Ray Peterson
Chief, Geographic Information Section
FTS: 399-1682  (206)442-1682  EMAIL: EPA9092
Mail Code: ES-097
                                                                             IV-16

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                           Section IV

                           Roles and Responsibilities
GIS Team:
Bill Bogue, Environmental Scientist
FTS: 399-1676
Matt Gubitosa, Environmental Scientist
FTS: 399-4059
CHESAPEAKE BAY PROGRAM
Address:
Organizational Structure:
GIS Team:
Primary GIS Contact:
GIS Applications:
Chesapeake Bay Program
Annapolis City Marina
410 Severn Avenue
Annapolis, MD 21403

Dr. Alvin Morris
Director, Region ffl Water Division
FTS: 597-9410  (215) 597-9410  EMAIL: EPA9360

Charles S. Spooner
Director, Chesapeake Bay Program
FTS: 922-2285  (301) 266-6873  EMAIL: EPA9363

Lacy Nasteff, Site Manager
FTS: 922-2285  EMAIL: EPA3663
Lowell Bahner, Technical Director
FTS: 922-2285  EMAIL: EPA3938
Rick Price, Senior Computer Specialist
FTS: 922-2285
Lynda Liptrap, Senior Computer Specialist
FTS: 922-2285
Melanie Rippon, Programmer
FTS: 922-2285
Danny Elliott, Programmer
FTS: 922-2285

Non-point source pollution analysis
Living resources analysis
Water quality monitoring
                                                                              IV-17

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      EPA
                          Section IV

                          Roles and Responsibilities
ENVIRONMENTAL RESEARCH LABORATORY - CORVALLIS

Address:
Organizational Structure:
                         ERL-C
                         200 SW 35th Street
                         Corvallis, OR 97333

                         Thomas A. Murphy
                         Laboratory Director
                         FTS: 420-4601  (503) 757-4601  EMAIL: EPA8420

                         Robert T. Lackey
                         Chief, Terrestrial Branch
                         FTS: 420-4634  (503) 757-4634  EMAIL: EPA8429

                         Bill A. Williams
                         Chief (acting), Ecotoxicology Branch
                         FTS: 420^1679  (503) 757-4679  EMAIL: EPA8421

                         Gary Smith
                         Director, Computer Center
                         FTS: 420-4677  (503)757-4677  EMAIL: EPA3697

                         Bill Tiff any
                         ADP Coordinator
                         FTS: 420-4713  (503) 757-4713  EMAIL: EPA8423

GISTeam:  Primary GIS Contact Denis White        FTS: 420-4666   EMAIL: EPA8427
                         Andrew Herstrom   FTS: 420-4666   EMAIL: EPA8428
                         William Campbell   FTS: 420-4666   EMAIL: EPA8421
                         Scott Leibowitz     FTS: 420-4666   EMAIL: EPA8421
                         Danny Marks       FTS: 460-4658   EMAIL: EPA8429
GIS Applications:
                          Regional geography and ecoregion analysis
                          Direct/Delayed Response Project — Acidic deposition
                          Surface water quality assessment
                          National Lakes and Streams Survey — Characterize the
                          chemical status of lakes and streams
                          Ground water protection
                          Infer historical water quality through paleoecology research
                                                                            IV-18

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                         Section IV

                         Roles and Responsibilities
ENVIRONMENTAL RESEARCH LABORATORY - DULUTH (ERL-Di
and EPA LARGE LAKES RESEARCH STATION - GRQSSE ILE (LLRS)

Address:                  ERL-D
                         6201 Congdon Boulevard
                         Duluth, MN 55804

                         LLRS
                         931 IGroh Road
                         Grosse He, MI 48138

GIS Team:                ERL-D
                         Bill Sanville, GIS Site Coordinator
                         FTS: 780-5723   (218) 720-5723   EMAIL: EPA8451
                         Brad Greenwood, VAX System Manager
                         FTS: 780-5522   (218) 720-5522   EMAIL: EPA3705

                        LLRS
                         Bradley Parks, GIS Coordinator
                         (313) 675-9413  EMAIL: EPA8453
                         Stephen Rood, GIS Specialist
                         (313) 675-9412  EMAIL: EPA8453

GIS Applications:           Development of a GIS specializing in Great Lakes issues
                         Long-term study of dioxins
                         Mass balance of nutrients and toxic chemicals
ENVIRONMENTAL RESEARCH LABORATORY - ATHENS

Address:                  ERL-A
                         College Station Road
                         Athens, GA 30613

Organizational Structure:     Rosemarie C. Russo
                         Laboratory Director
                         FTS: 250-3134 (404) 546-3134  EMAIL: EPA8430
                                                                         IV-19

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                          Section IV
SB EPA
                          Roles and Responsibilities
                          John E. Rogers
                          Chief, Biology Branch
                          FTS: 250-3103  (404) 546-3103  EMAIL: EPA8431

GIS Team:                  Lawrence Burns, Research Ecologist
                          FTS: 250-3501   EMAIL: EPA8431
                          Chris Phillips, Computer Aide
                          FTS: 250-3511   EMAIL: EPA8431
                          Jean Porter, Scientific Systems Specialist
                          FTS: 250-3468   EMAIL: EPA8431
                          Doreen Dalesandro, Programmer Analyst
                          FTS: 250-3250   EMAIL: EPA8431

GIS Applications:           Ecological risk assessment, including identification of
                          species at risk from pesticides and other toxins
                          Linkage between water quality models and species at risk
ATMOSPHERIC RESEARCH AND EXPOSURE ASSESSMENT LABORATORY - RTF

Address:                  AREAL
                          EPA-AREAL
                          Mail Drop
                          RTF, NC 27711

                      ATMOSPHERIC SCIENCE MODELING DIVISION
GIS Contacts:              Joan Novak (EPA)
                          FTS: 629-4545   (919) 541-4545   Mail Drop: 80
                          Terri Birth (CSC)
                          FTS: 629-1303   (919) 541-1303   Mail Drop: 43

GIS Applications:           Atmospheric research and analysis


                      EXPOSURE ASSESSMENT RESEARCH DIVISION
GIS Contacts:              Ed Barrows (NSI)
                          FTS: 629-2293   (919) 541-2293   Mail Drop: 8
                          Karl Hermann (NSI)
                          FTS: 629-4119   (919) 541-4119   Mail Drop: 8
                                                                           IV-20

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                          Section IV

                          Roles and Responsibilities
GIS Applications:           Global climate
                          Environmental Monitoring and Assessment Program (EMAP)
OFFICE OF AIR QUALITY PLANNING AND STANDARDS - RTF

Address:                  OAQPS
                          EPA - OAQPS
                          Mail Drop
                          RTF, NC 27711

GIS Contacts:              Terence Fitz Simons
                          FTS: 629-0889  (919) 541-0889  Mail Drop: 14
                          Bill Cox
                          FTS: 629-5563  (919) 541-5563  Mail Drop: 14

GIS Applications:           Air quality analysis and planning
RISK REDUCTION ENGINEERING LABORATORY - CINCINNATI

Address:                  Center Hill Research Laboratory
                          Risk Reduction Engineering Laboratory
                          5995 Center Hill Road
                          Cincinnati, OH 45224

GIS Contact:               Phil Cluxton
                          FTS: 684-7885   (513) 569-7885

GIS Applications:           Site characterization of Superfund sites
                          Map contaminants and related variables for Superfund sites
                                                                            IV-21

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   EPA
Section V
         Other Technical Support  and
         Sources of Information for  CIS
         Implementation
                                      Other Agencies
                                      and Professional
                                      Organizations
                        This section provides the names and missions of agencies
                     and professional organizations where EPA officials can turn
                     to keep abreast of the latest in GIS technology and to find out
                     what developments are taking place in both the private and
                     public sectors. Additionally, this section informs the reader of
                     the  various sources of GIS information presently available
                     from within EPA and from outside organizations.
U.S. Geological Survey
   As the lead Federal agency in digital cartography and
other earth science topics, the U.S. Geological Survey (USGS)
is in the forefront of the development and application of
advanced techniques in all aspects of data processing that
relate  to GIS.   Through  the implementation  of several
strategies, the USGS has utilized GIS as a cost-effective tool
for its scientists to analyze and interpret data about land,
water and mineral resources. These strategies include:
                                                                 V-l

-------
                     Section V
EPA
                     Sources of Information
                     o    The formation of a USGS CIS Research Laboratory in
                          Reston, Virginia;

                     o    An emphasis on multidivisional cooperation and sharing
                          of resources and knowledge; and

                     o    The  consolidation  of  selected  CIS  equipment  and
                          software into shared, interdisciplinary USGS laboratories
                          both in Reston and at various field locations.

                         Presently, four USGS divisions are actively involved in
                     CIS activities:

                     •    The Information Systems Division (ISO) is working with
                     and assessing the following:  advanced computer hardware
                     capabilities such as optical disks and concurrent processors;
                     GIS applications using existing microcomputer technology; an
                     Earth  Science  Information  Network  to  link  a  series of
                     information data bases  with  a number of public  contact
                     points; an Earth  Science Data  Directory to provide  online
                     access to USGS's central repository of detailed information
                     about  earth science data; and  the feasibility of combining
                     artificial intelligence with existing GIS technology.

                     •    The Geologic Division (GD) is using GIS capabilities for
                     geologic/geographic information management, manipulation,
                     and display of thematic data. The GIS capabilities employed
                     include  gridding,  contouring,  feature  extraction,  overlay,
                     linking of locations to attribute data, and data display using
                     both raster and vector presentations.

                     •    The Water Resources Division (WRD) is the largest user
                     of GIS in the USGS.  WRD has installed GIS hardware and
                     software in 24 locations across the U.S. and has linked all their
                     facilities  with  an  Earth Science Distributed  Information
                     System called GEONET. WRD applications include analysis
                     and production of  the National Water Summary; boundary
                     mapping for irrigation water rights; support of ground water
                     modeling studies;  and analysis of aquifer and water use
                     databases.

                     •    The National Mapping Division (NMD) conducts basic
                     and applied  research  to develop advanced techniques for
                                                                           V-2

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Sources of Information
spatial data analysis, manipulation, and display. Research in
GIS technology is being conducted in spatial database design,
modeling of cartographic entities and objects, implementation
of prototype  spatial operators, development of a standard
exchange format for geographic data, evaluation of existing
GIS technology and development of an advanced vector data
interface.

   Questions about GIS at the U.S. Geological Survey may be
addressed to Joel Morrison, Assistant Division Chief, Office of
Research, USGS,  12201 Sunrise Valley Drive, Reston,  VA
22092, telephone (703) 648-4639.
   A new National Center for Geographic Information and
Analysis (NCGIA) has been established by a grant from the
National   Science   Foundation   (NSF)   to   accomplish
fundamental  research  on  geographic   information  and
analysis.   The  NSF  grant,  awarded to  a  three-member
consortium comprised of the University of California at Santa
Barbara, the University of Maine at  Orono,  and  the State
University of New York at Buffalo, provides funding for the
Center's  first  five  years,  with  further  funding  to  be
determined by a third-year review.  The Center is located at
UC - Santa Barbara.

   To accomplish its geographic information and analysis
research goals, the Center will address problems best solved
by teams of scientists from different disciplines as opposed to
individual researchers  working  under  separate research
awards.  The Center therefore  provides a focal point for GIS
research that has to date been widely scattered among the
various disciplines.  For instance, the Center will enable
researchers from a variety of social and natural science fields
to work  together  with  engineers  on  specific  problems
associated with the development and use  of GIS.  The
research  and development  facilities  of   the  Center will
ultimately enable GIS  data  users to pursue  more effective
solutions to "real world" problems.
                                                      V-3

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                           Section V
SIS EPA
                           Sources of Information
                              NCGIA will initiate twelve research projects, all involving
                           participation of experts from at least two of the consortium
                           universities.  The Center encourages active participation in
                           these projects by members of public agencies, the private
                           sector  and  other universities.    Several  of  the  research
                           initiatives include:

                           •    Development of better ways to evaluate the accuracy of
                                databases;

                           •    Assessing the ways errors are introduced into databases
                                by the process of gathering information on social and
                                physical phenomena, and to develop statistical and
                                visual guides to indicate uncertainty; and

                           •    Identifying fundamental spatial concepts that underlie
                                cognition and language and to find ways to represent
                                those concepts in formal mathematical/logical models.

                              Additionally,   NCGIA   will   serve   as   a  database
                           clearinghouse for databases of interest  to government and
                           industry as  well as to  researchers. Addressing educational
                           issues  such  as upgrading the quality of GIS  instruction at
                           educational  institutions  will be  another  of  the  Center's
                           functions as well.

                              Questions about NCGIA may be addressed to Barbara P.
                           Buttenfield or David M. Mark, Department of Geography,
                           SUNY at Buffalo, Amherst, NY 14260, telephone (716) 636-
                           2283.
                                                                                 V-4

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                       Section V
  EPA
                       Sources of Information
                          Following is a list of GIS-oriented professional organiza-
                      tions and their regular publications:


ACSM                    American  Congress on Surveying  and  Mapping is
                      composed  of  12,000  members  in  three organizations:
                      American  Association  for Geodetic  Surveying (AAGS),
                      American Cartographic Association (ACA), and National
                      Society of  Professional  Surveyors (NSPS).    ACSM  is
                      committed to the advancement of the profession  of surveying,
                      mapping and land information.  ACSM, 210 Little Falls Street,
                      Falls Church, VA 22046, telephone (703) 241-2446.

                      ACSM has local chapters.

                      Dues:
                          $105.00 regular membership
                          $ 80.00 associate membership

                      Periodicals:
                          The American Cartographer
                          published quarterly
                          subscription included in membership dues  for ACA
                          members
                          $65.00 domestic non-members
                          $75.00 foreign non-members

                          Surveying and Mapping
                          published quarterly
                          subscription included in membership dues for AAGS &
                          NSPS members
                          $65.00 domestic non-members
                          $75.00 foreign non-members

                          ACSM Bulletin
                          published bimonthly
                          subscription included in membership dues
                          $55.00 domestic non-members
                          $65.00 foreign non-members
                                                                          V-5

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                       Section V

                       Sources of Information
ASPRS                   American Society for Photogrammetry and  Remote
                       Sensing, which serves over 7500 members, is devoted to the
                       exchange of  ideas and information  about applying the art,
                       science, and technology of photogrammetry, remote  sensing,
                       and geographic information systems.  ASPRS, 210 Little Falls
                       Street, Falls Church, VA 22046, telephone (703) 534-6617.

                       ASPRS has local chapters.

                       Dues:
                          $45.00 regular membership
                          $55.00 international membership

                       Periodicals:
                          Photogrammetric Engineering & Remote Sensing
                          published monthly
                          subscription included in membership dues
                          $100.00 domestic non-members
                          $165.00 foreign airmail
AAG                      Association  of  American  Geographers  is  a scholarly
                       organization with  5,800  members  founded  to  advance
                       professional  studies in geography and  to  encourage the
                       application of geographic research in education, government
                       and business.  AAG, 1710 Sixteenth Street, NW, Washington,
                       DC 20009, telephone (202) 234-1450.

                       AAG has local chapters.

                       Dues:
                          $70.00 regular membership
                          $80.00 foreign membership

                       Periodicals:   ,
                          Annals of the Association of American Geographers
                          published quarterly
                          subscription included in membership dues
                          $50.00 domestic non-members
                          $60.00 foreign non-members
                                                                           V-6

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                       Section V
  EPA
                       Sources of Information
                          The Professional Geographer
                          published quarterly
                          subscription included in membership dues
                          $40.00 domestic non-members
                          $50.00 foreign non-members

                          AAG Newsletter
                          published 10 times per year
                          subscription included in membership dues
                          not available to non-members

                          In addition, the AAG supports a GIS Specialty Group that
                       further disseminates GIS information among its members.
URISA                    Urban and Regional Information Systems Association is
                       a multidisciplinary educational/professional organization of
                       1800 individuals concerned with the effective use of informa-
                       tion  systems technology at the local, regional, state/provin-
                       cial,  and federal levels of government.  URISA, 319 C Street
                       SE, Washington, DC 20003, telephone (202) 543-7141.
                       URISA has local chapters.

                       Dues:
                          $65.00 regular membership
                          $40.00 associate membership
                          $50.00 subscriber

                       Periodicals:
                          URISA Conference Proceedings
                          published annually
                          subscription with regular membership and subscribers

                          URISA Newsletter
                          subscription with regular and associate membership

                          Journal of the URISA
                          subscription with regular membership and subscribers
                                                                           V-7

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SIS EPA
Section V

Sources of Information
    IGU
International Geographical Union

Dr. Duane F. Marble, Chairman
IGU  Commission  on  Geographical  Data  Sensing  and
Processing
Department of Geography
The Ohio State University
Columbus, OH 43210
(614) 292-2250

   Dr. Marble is head of the USA commission dealing with
GIS.   The IGU is  a  union of various  country's scientific
communities dealing with geographical data.

   The IGU Commission of Geographical Data Sensing and
Processing publishes abstracts of papers presented at  their
international conferences.   The conferences are  held every
four  years  with the  next scheduled for  August  1992  in
Washington, D.C.
                                             Information Sources
  EPA GIS
  Publications
A list of EPA GIS publications is presented below:
                             Emerging Technologies  (ET) Bulletin ~ a management-
                          oriented bulletin that provides a forum for identifying and
                          discussing emerging technologies within EPA including GIS,
                          Expert Systems/Artificial Intelligence, Optical Storage, and
                                                                             V-8

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Sources of Information
Telecommunications.   The  bulletin is  intended to  share
information with EPA, states, and others concerned with the
application of information resources management concepts
and  technologies  to  environmental  administration  and
problem solving.  OIRM plans to produce and distribute the
Emerging Technologies Bulletin on a quarterly basis in Fiscal
Year 1989.

   Geographic Information Systems Guidelines Document —
discusses   current  and  potential  EPA  and   State  GIS
applications and summarizes the management and technical
issues related to the use of GIS.

   GIS  Management  Study:   Evaluation  of  Currently
Installed GIS — a series of case studies of EPA and State GIS
applications.  Topics include  project descriptions and history,
applications, spatial environmental data used, GIS hardware
and software, and critical success factors and pitfalls to avoid.

   Case Studies of EPA's Implementation of GIS  -- a follow-
up to Evaluation of Currently Installed GIS.  In  addition to
documenting four additional EPA GIS sites, five sites visited
for the  previous study were revisited for this report.  The
report presents a new picture of GIS at these sites,  since many
changes have occurred  since the initial  visit.   This  study
identifies management, technical, staffing and other "lessons-
learned" from implementing GIS programs.

   GIS Management Study:  Summary of Geographic Data
Sources -  a  report that presents summary information on
specific data sources available to EPA which can be used as
"baseline data sets" for GIS applications.

   EPA   Training    Recommendations   for   GIS
recommendations for  the Agency's  long term GIS training
needs.  Based on these recommendations, EPA will consider
developing    new   GIS     training   courses.     These
recommendations also reflect and communicate to the vendor
of ARC/INFO consensus views on  needed modifications to
ARC/INFO training at EPA.
                                                     V-9

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                          Section V

                          Sources of Information
                             CIS  Support for  an Oregon Statewide  Clean  Water
                          Strategy - a national GIS pilot co-sponsored by OIRM and
                          the Office of Policy Planning Evaluation (OPPE) with active
                          participation by the Office of Water, EPA's Environmental
                          Research  Laboratory  in Corvallis,  Oregon and  Oregon's
                          Departments of Environmental Quality and Energy.  This
                          pilot demonstrates the use of GIS in  support of the Office of
                          Water's Statewide Clean Water Strategy initiative and  the
                          EPA/State Data Management Program.  It also demonstrates
                          the use of GIS  as a management decision-support tool  for
                          setting priorities on environmental policies, programs, and
                          resource allocations.
Professional Journals        Following is a list of GIS references.  The references
and Books                encompass  subject  matter  ranging  from  introductory to
                          complex:


                          Burrough, P.A. 1986, Principles of Geographical Information
                          Systems for Land Resources Assessment,  Claredon Press,
                          Oxford.

                             This book describes and explains the principles of GIS that
                          are  important for most applications  in  environmental and
                          natural resource inventory and analysis.  Major components
                          of GIS are described including:

                          o   Raster and vector data structures
                          o   Modules for data input, verification, storage, and output
                          o   Digital terrain models
                          o   Methods of spatial analysis and modeling
                          o   Methods of classification and interpolation
                                                                              V-10

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$s EPA                Sectionv
                           Sources of Information
                           Geographic Information Systems Workshop:  Proceedings of
                           GIS  '86  - Atlanta,  the  First International  Conference,
                           Exhibition  and  Workshops  on  Geographic  Information
                           Systems,  Atlanta, GA,  April, 1986.    Sponsored by the
                           American Society for Photogrammetry and Remote Sensing
                           and the American Congress on Surveying and Mapping.

                           GIS '87 - San Francisco: Proceedings  of the  Second Annual
                           International  Conference,  Exhibition   and  Workshops  on
                           Geographic Information Systems, San Francisco, CA, October,
                           1987.      Sponsored  by   the   American   Society  for
                           Photogrammetry and  Remote  Sensing and  the American
                           Congress on Surveying and Mapping.

                           GIS/LIS '88 - San Antonio: Proceedings of the Third Annual
                           International  Conference,  Exhibition   and  Workshops  on
                           Geographic  Information  Systems,   San  Antonio,  TX,
                           November/December, 1988.   Sponsored by the American
                           Society  for Photogrammetry  and  Remote Sensing, the
                           American   Congress  on  Surveying   and  Mapping,  the
                           Association of American Geographers, and  the Urban and
                           Regional Information Systems Association.

                              Proceedings  of  the  three  International  Conferences
                           dedicated to GIS technology, management, and application.
                           Topics discussed range in complexity from basic to elaborate.
                           Examples of topics included in the proceedings include:

                           GIS '86
                                 o   GIS data input
                                 o   System design and implementation
                                 o   Use of microcomputers in GIS

                           GIS '87
                                 o   The Administrative Hurdle — Making Clear the
                                      Value of GIS
                                 o   Data Sharing and File Transfer Issues
                                 o   Funding Strategies and Cost Scheduling
                                 o   Cartographies — Making Maps from Geographic
                                      Information
                                                                              V-ll

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Section V

Sources of Information
GIS/LIS '88
      o    Project Management
      o    Database Development
      o    Federal Coordination Perspective on GIS
      o    Economic Assessment
Geographic Information Systems:   Volume 3 of the  1986
ACSM-ASPRS Annual Convention Proceedings, Washington,
D.C.

GIS/LIS: Volume 5  of the  1987  ASPRS-ACSM Annual
Convention Proceedings, Baltimore, MD.

GIS: Volume 5 of the 1988 ASPRS-ACSM Annual Convention
Proceedings, St. Louis, MO.

    GIS  volumes from the proceedings of the latest ASPRS-
ACSM Annual Conventions.   Presented together, the three
volumes give a good overview on how to use GIS for nearly
any project. Topics include:

o    Geographic Information System Technology as a Tool for
     Groundwater Management
o    Rapid Geobased Registration of Digital Cartographic and
     Landsat Data for Enhanced Information Extraction
o    Landsat Data Processing and GIS for Regional Water
     Resources Management in Northeast Florida
o    Development of a Microcomputer-Based Mapping
     Program for the Statewide Michigan Resource
     Information System
                                                   V-12

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                     Section V
EPA
                     Sources of Information
                     International Journal of Geographical Information Systems,
                     edited by J.T. Coppock and E.K. Anderson, Taylor and Francis
                     Ltd., New York, London, Philadelphia.

                         A new journal dedicated to GIS technology and its wide-
                     ranging applications. The journal targets a reasonably sophis-
                     ticated readership, although the style and language is quite
                     accessible to the less informed.  Examples of recent articles in-
                     clude:

                     o    Requirements and principles for the implementation and
                          construction of large-scale GIS
                     o    Performance evaluation and  work-load estimation  for
                          GIS
                     Marble, D.F.,  H.W. Calkins,  and D.J. Peuquet  1984, Basic
                     Readings in Geographic Information Systems, SPAD Systems,
                     Ltd., WilliamsvUle, NY.

                         A fairly "academic" treatment  of GIS introducing basic
                     GIS concepts  and  continuing  with  increasing complex
                     technical  aspects  of the  technology.  Subjects addressed
                     include:
                     o    The Nature of GIS
                     o    System Descriptions (Including ARC/INFO)
                     o    Data Capture Operations
                     o    Data Analysis and Management
                     o    Cartographic Output
                      The New World of Geographic Information Systems - Video,
                      American Congress on Surveying and Mapping, 45 minutes,
                      1/2" VHS format, 1988.
                                                                         V-13

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Section V

Sources of Information
   Taped at the November GIS '87 meeting in San Francisco,
this video contains interviews with leaders in the GIS field.
Topics include:

o   Introduction to GIS Technology
o   Demonstrations of System Capabilities
o   Demonstrations of Software and Hardware
o   Case Study of the Implementation of a GIS
o   Applications  for Natural Resource  Management and
    Municipal Planning
o   How to Develop a Data Base
o   Where and How to Obtain Already-Digitized Mapping
    Data
Opitz,  B.K.  1986,  Geographic Information  Systems  in
Government, Volume 1, A. DEEPAK Publishing, Hampton,
VA.

   Proceedings of a conference hosted by the U.S. Army
Engineer Topographic Laboratories in December 1985.  As
indicated  by  the  title,  the   proceedings  highlight  GIS
development and applications efforts in the U.S. Government.
Topics include:

o   Micro-based GIS
o   User Requirements
o   Military Applications
o   Land Use Planning and Resource Management
Photogrammetric Engineering and Remote Sensing:  Special
GIS   Issue,  Journal   of  the  American  Society  for
Photogrammetry and Remote Sensing, Falls Church, VA,
Volume Lin, Number 10, October 1987.
                                                  V-14

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EPA               Sectionv
                     Sources of Information
                     Photogrammetric Engineering and Remote Sensing:  Special
                     GIS  Issue,  Journal   of     the   American  Society   for
                     Photogrammetry  and Remote Sensing, Falls  Church,  VA,
                     Volume LTV, Number 11, November 1988.

                        Two  excellent  applications-oriented  journal   issues
                     focusing on GIS. A wide variety of topics are included:

                     o   Design of Geographic Information Systems  Based on
                         Social and Cultural Goals
                     o   Natural  Resource  Modeling  in  the  Geographic
                         Information System Environment
                     o   Requirements for a Database Management System for a
                         GIS
                     o   Expert Systems and Spatial Data Models for Efficient
                         Geographic Data Handling
                     o   Geographic Information Systems for Cumulative Impact
                         Assessment
                     Proceedings of  the International  Geographic  Information
                     Systems Symposium:   The Research Agenda:  Symposium
                     held November, 1987 in Arlington, VA.  Sponsored by the
                     Association of American Geographers.  The three-volume set
                     summarizes the more than 120 papers presented and provides
                     edited transcripts of the plenary sessions that targeted five
                     GIS concerns:

                     o   GIS Research Needs: The Federal Agency View
                     o   GIS  Research Agenda:  The  Scientific  Community
                         Perspective
                     o   Trends in Hardware and Software for GIS
                     o   Spatial Analysis and Artificial Intelligence
                     o   GIS Management and Implementation
                                                                       V-15

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Section V

Sources of Information
Raper,}., ed. Three-Dimensional GIS, Taylor and Francis Ltd.,
New York, London, Philadelphia. Publication July 1989.

   As the uses  and applications of GIS technology grow,
attention is focusing on three-dimensional  systems  and the
task of modeling surfaces and structures in three dimensions.
This  collection of contributions represents the state-of-the-art
in GIS technology.
Rhind, D., and H. Mounsey, eds. Understanding GIS, Taylor
and  Francis  Ltd.,  New  York,  London,  Philadelphia.
Publication October 1989.

    The  first  half of  this  book  is  an  explanation  of
fundamental GIS  principles.   The remainder consists  of
reviews presented by  experts  in their specialist fields  on
subjects such as errors or legalities. It will be a useful book for
geographers and environmental scientists.
Ripple, W.J., ed., 1987. Geographic Information Systems for
Resource Management: A Compendium. American Society for
Photogrammetry   and  Remote  Sensing  and  American
Congress on Surveying and Mapping, Falls Church, VA.

    The book  introduces the reader to the techniques and
functional capabilities of geographic information systems and
brings together recent information on the use of GIS for a
variety of resource management applications.  Included are
articles on  land  suitability studies,  urban studies,  water
resources, soil resources, vegetation resources  and global
studies.   Additionally,  there  are articles on creating * a
computerized  spatial data base, the capabilities of computer-
based GIS, as well as a bibliography on applications of GIS.
                                                     V-16

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    EPA
Section VI
               Programs and  Activities
                                        GIS Conferences
                                   J
ESRI USER
CONFERENCE
    The ESRI User Conference is important for anyone who
uses ARC/INFO, since it brings together approximately 700
ARC/INFO users from 400 organizations to share ideas and
experiences on using a GIS.  The conference is designed  to
allow maximum interchange between users and ESRI staff as
well  as  among users.    In  addition,  ESRI provides
opportunities  to   attend   short   courses  and   view
demonstrations to learn the "latest"  in ARC/INFO and GIS
developments.
Conference Goals
The goals of the ESRI User Conference are:

•  To share ideas, experiences, and techniques about
   ARC/INFO applications;

•  To provide a supportive learning environment for users
   committed to applying the latest ARC/INFO and GIS
   technology;
                                                                    VI-1

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                         Section VI
    EPA
                         Programs and Activities
                         •  To provide a forum for ESRI to share its system
                            development plans and to solicit needs and ideas from
                            users; and

                         •  To provide an opportunity for users to gain additional
                            technical knowledge, and thereby more effectively utilize
                            ESRI software systems.


Conference Activities        Experienced ARC/INFO users as well as newcomers  to
                         the field will benefit from the following activities:

                         •  Presentation of new software developments at ESRI —
                            Members of the ESRI Software Development Group
                            demonstrate their latest technical and software
                            developments.

                         •  Poster  session  — Exhibits  of technical  displays are
                            available for viewing and discussion.

                         •  Presentation of papers — Users and ESRI staff present
                            technical papers on current ARC/INFO and GIS topics.
                            Among the topics covered are: creating, managing,
                            manipulating,  and  integrating  data  bases;  hardware,
                            software; institutional directions and developments; etc.

                         •  Technical seminars and forums - A variety of technical
                            seminars provide information, training and discussion
                            concerning the use of GIS technology, e.g., conceptual and
                            physical GIS data base design, data base principles and
                            automation, etc.

                         •  User Support - ESRI System Development and Support
                            staff discuss procedures, techniques or any software
                            problems users may have encountered.

                         •  Software demonstrations and terminal "playroom" -
                            ESRI staff demonstrate new software systems and allow
                            users to "play" with these new tools. Demonstrations
                            include systems such as the latest version of ARC/INFO,
                            NETWORK, and TIN.
                                                                            VI-2

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SIS EPA
Section VI

Programs and Activities
                              Vendor exhibits and demonstrations — Systems vendors
                              such as Tektronix, Sun, ERDAS, CalComp, and others
                              provide exhibits, demonstrations and consultations. Users
                              can learn about and evaluate the latest hardware and
                              software developments and their costs and performance.
                              The ESRI User Conference convenes every spring in Palm
                           Springs, California.   For more information, contact User
                           Conference Coordinator, Environmental  Systems Research
                           Institute, 380 New York Street, Redlands, CA 92373, telephone
                           (714) 793-2853.
 GIS/LIS
 CONFERENCE
   This annual conference, which began with GIS  '86 in
Atlanta, is  dedicated entirely to GIS/US.  The conference
examines  the  multidisciplinary nature  of GIS/LIS,  and
exposes conference attendees to the latest  techniques, uses
and future directions of this technology.   Conferences in the
past have explored such themes as:

•  GIS Management, Utilization, and Technology;

•  GIS Development and Implementation; and

•  GIS Applications and Payoffs.
 Conference Activities
   Both novice and experienced GIS users and implementors
participate in a full week of discussions and presentations by
top GIS professionals  and researchers. Activities from  past
conferences have included the following:

•  Technical sessions and forum discussions that have
   addressed such issues as:

   o  GIS/LIS Design, Implementation and Administration;
   o  Natural Resources Applications;
   o  Mapping and Modeling;
                                                                              VI-3

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                         Section VI

                         Programs and Activities
                            o  Specification and Integration;
                            o  Funding Strategies; and
                            o  Policy Development.

                            Workshops that have covered a diverse range of GIS
                            applications, including:

                            o  Building GIS Databases;
                            o  Spatial Analysis using GIS;
                            o  Introduction to GIS for Local Government; and
                            o  Demonstration and Evaluation of GIS Software on
                               Advanced Workstations.

                            Exhibits displayed by private industry and
                            government agencies that have covered the latest
                            developments in instrumentation, service and supplies
                            related to GIS.  Exhibitors from past conferences have
                            included ESRI, Sun Microsystems, Tektronix, and the
                            Bureau of the Census, among many others.
                            The GIS/LIS Conference convenes annually in a different
                         U.S.  city in the late fall.   For more information, contact
                         GIS/LIS Conference Coordinator, ACSM, 210 Little Falls St.,
                         Falls Church, VA 22046, telephone (703) 241-2446.
ASPRS/ACSM               The  joint  convention of  the  American  Society  for
CONVENTION            Photogrammetry  and Remote  Sensing  (ASPRS)  and  the
                         American Congress on Surveying and Mapping (ACSM) is
                         held two times every year at different locations throughout
                         the U.S.  The convention is devoted to the exchange of ideas
                         and  information   concerning   photogrammetry,   remote
                         sensing,  cartography, surveying, and to an ever-increasing
                         degree,  geographic information systems.  Since GIS users
                         have the opportunity to interact with colleagues and experts
                         from these other related fields, the knowledge obtained by the
                         GIS user should lead to his better understanding of the future
                         direction of GIS.
                                                                             VI-4

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                          Section VI

                          Programs and Activities
Convention Activities
   Participants have the opportunity to select from hundreds
of technical presentations offered at each convention. In past
conventions, technical sessions emphasizing GIS technology
included:

•  GIS Applications in Natural Resource Analysis &
   Management;

•  GIS Design & Development;

•  GIS Database: A Panel Session; and

•  Influence of LIS and Land Information Management on
   the Assessment Administration and Vice-Versa.

   One of the largest exhibitions of equipment and services
ever  assembled  for  the   fields of  cartography,   GIS,
photogrammetry, remote sensing, and surveying takes place
at the ASPRS/ACSM conventions.  Exhibitors  from both
private   industry   and  government  agencies  provide
demonstrations of their equipment.  Users can learn about
and evaluate the latest hardware and software developments,
and their costs and performance.
                             The ASPRS/ACSM Conventions are held twice yearly in
                          the spring and fall. For more information, contact ASPRS, 210
                          Little Falls St., Falls Church, VA 22046, telephone (703) 534-
                          6617.
AAG
ANNUAL MEETING
   The  Association  of  American  Geographers'  Annual
Meeting brings together geographers from a wide range of
backgrounds and specializations (i.e., Political Geographers,
Hydrographers, Economic Geographers, Cartographers, etc.)
to attend a group of technical sessions, field trips and events
related to their particular speciality. The GIS Specialty Group
is well-represented at this meeting and offers the GIS user
valuable  insights into the design, development,  and other
                                                                             VI-5

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                          Section VI

                          Programs and Activities
                          issues related to GIS applications.


Meeting Activities         Activities from past meetings have included the following:

                          •  Technical sessions that have examined such issues as:

                             o Current Trends and Issues in GIS;
                             o GIS, Remote Sensing and Error;
                             o GIS and Computer Cartography;
                             o GIS and Remote Sensing for Urban and Population
                               Analysis; and
                             o Graphic Display and Analysis of Spatial-Temporal
                               Data.

                          •  Workshops that have covered different aspects of GIS
                             technology and closely related fields:

                             o GIS - The ARC/INFO Way;
                             o Digital Processing of Remotely Sensed  Data; and
                             o Artificial Intelligence Applications in Geography.

                          •  Site visits that have provided GIS users the opportunity to
                             see first hand GIS installations at local facilities.

                          •  Vendor exhibits that have covered the latest developments
                              in hardware/software.
                                The AAG Annual Meeting convenes in the spring at
                          different  cities in the U.S.   For more  information, contact
                          Conference Coordinator, AAG, 1710  Sixteenth  St.,  NW,
                          Washington, DC 20009, telephone (202) 234-1450.
                                                                              VI-6

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                          Section VI

                          Programs and Activities
IGIS SYMPOSIUM
   The International Geographic Information Systems (IGIS)
Symposium is a relatively new annual conference that is held
in conjunction with the AAG's Annual Meeting.  Like the
GIS/LIS  Conference,  the IGIS  Symposium  is  dedicated
entirely to GIS.   Symposiums in the past had a wide variety
of topics related to major global environmental  issues, and
were organized around the following themes:

1.  The Research Agenda:
                                GIS Research Needs: Federal Agency View;
                                GIS Research Agenda: The Scientific Community
                                Perspective;
                                Trends in Hardware and Software for GIS;
                                Spatial Analysis and Artificial Intelligence; and
                                GIS Management and Implementation.
                          2.  Global Systems Science - An Effective Response to Human
                             Needs:

                             •  Will we have the data systems and technology needed
                                to deal with global problems?
                             •  What is the role of government, academe, and the
                                private sector in providing the tools to support global
                                systems science?
                             •  Can we create an international infrastructure to
                                exchange necessary information?
Symposium
Activities
   The plenary and technical sessions that addressed these
themes explored many issues, including:

   •  Major global policy issues;
   •  Necessary data systems and identification of gaps in
      the data;
   •  Technology trends;
   •  Data collection, storage, manipulation, retrieval,
      standards;
   •  Natural resource applications;
   •  Cartographic analysis; and
   •  Models.
                                                                              VI-7

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                         Section VI

                         Programs and Activities
                            The IGIS Symposium convenes in the spring with the
                         AAG Annual Meeting.  For more information, contact, E.H.
                         Pechan & Associates, 5537 Hempstead Way, Springfield, VA
                         22151, telephone (703) 941-4451.
NCGA MAPPING AND
GIS CONFERENCE
   The National Computer Graphics Association's Annual
Mapping  and GIS  Conference convenes  separately from
NCGA's  popular Annual  Computer Graphics Conference,
and is dedicated exclusively for users and producers of GIS,
defense  mapping,  energy  mapping, and utilities  and facilities
management technologies.  The convention focuses on topics
that   address  information   management  and   enables
participants to:

•  Learn from mapping experts in these four inter-related
   areas of geographic information technology; and

•  Help determine cost optimization for a first GIS, or
   focus on critical decisions involving multiuser databases.
Conference Activities
   Participants have the opportunity to have their questions
about  GIS  answered  by  experts from  oil  companies,
consulting firms, government agencies, universities and major
corporations. Activities from past conferences have included
the following:

•  Technical sessions that have addressed such issues as:
                            o
                            o
                            o

                            o
      GIS - How to Get Started;
      GIS Applications in Resource Management;
      System Evaluation: What to Consider in Selecting A
      System for Your Organization; and
      A Forum on Computer Mapping and Location
      Problems.
                            Exhibits of the newest CIS/mapping hardware, software
                            and services displayed by top GIS/mapping companies.
                                                                             VI-8

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    EPA
Section VI

Programs and Activities
                             Exhibitors from past conferences have included ESRI,
                             CalComp, ERDAS Inc. and Tektronix, among many others.
                             The NCGA Mapping  and  GIS  Conference convenes
                          annually  every fall in  a  different  U.S.  city.   For  more
                          information, contact NCGA, 2722 Merrliee Drive, Suite 200,
                          Fairfax, VA 22031,  telephone (703)  698-9600 or 1-800-225-
                          NCGA.
URISA
ANNUAL
CONFERENCE
   The  Annual  Conference of  the  Urban  and  Regional
Information Systems Association (URISA) is an  excellent
opportunity for professionals in GIS to meet with and learn
from each other.  The Conference consists of numerous events
that  focus  on  the effective  use  of  information  systems
technology, including  GIS,  at the local, state, and  regional
levels.
Conference Activities
                             Activities at the URISA conference include the following:

                             Presentation of papers on current and projected
                             applications of GIS and other technologies;

                             Pre-conference workshops on introductory and
                             advanced topics in geoprocessing, microcomputers, etc.;

                             Vendor exhibits and demonstrations of computer systems,
                             third-party databases, and support services; and

                             Site visits to local public and private facilities using GIS
                             or other information systems technology.
                             The URISA conference  meets in  the  late summer at
                          different cities in the U.S.  For  more information, contact
                          URISA, 319 C Street, SE, Washington, DC  20003, telephone
                          (202) 543-7141.
                                                                              VI-9

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          GIS TECHNICAL  MEMORANDUM  1-88:

             GIS PROJECT PLANNING AND
                DATA SET SELECTION
                        by
      Mason J.  Hewitt III  and  Eric  N.  Koglin
   Environmental  Monitoring Systems Laboratory
                  P.O.  Box 93478
           Las  Vegas, Nevada 89193-3478
                       and

                Richard A. Dulaney
Lockheed Engineering and Management Services,  Inc.
         1050 E. Flamingo Rd.,  Suite 126
             Las Vegas, Nevada  89119
                 Project Officer

               Mason J. Hewitt III
   Environmental  Monitoring Systems Laboratory
           Las Vegas, Nevada 89193-3478
   ENVIRONMENTAL MONITORING SYSTEMS LABORATORY
        OFFICE OF RESEARCH AND DEVELOPMENT
       U.S. ENVIRONMENTAL PROTECTION AGENCY
                  P.O.BOX 93478
           LAS VEGAS, NEVADA 89193-3478

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                                     NOTICE





     This information in this  document  has been  funded  wholly or in part  by



the U.S.  Environmental  Protection  Agency  under contract  68-03-245 to



Lockheed  Engineering and Management Services  Company,  Inc.   It has been



subjected to the Agency's peer and administrative  review,  and it has been



approved  for publication as  an EPA document.
                                       11

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                                    CONTENTS
Figures
Tables
A Planning Strategy for 6IS Projects  ..................   1

     Introduction ............................   1
     Planning Phase ...........................   2

     Define the Objectives .......................   2
     Define Major Decisions and Data  Quality  Objectives .........   4
     Define the Information Needs ....................   7
     Determine Data Availability ....................   9
     Decision Point:   Are Adequate Data  Available?  ...........  10
     Costs ...............................  12

     Implementation Phase ........................  12
     Data Base Design ..........................  13
     Data Capture and Automation ....................  13
     Review and QA Coverages ......................  13
     Test ................................  14
     Production .............................  14

     Conclusions ............................  14
     References .............................  15

GIS Data Set Selection .........................  16
     Introduction ............................  16
     Digital  Data Types .........................  18

          Digital Line Graph Data ....................  18
          Land Use and Land Cover ....................  23
          Topography ..........................  25
          Census Geography .......................  28
          Demographic Data .......................  29

     Summary ..............................  29
     Conclusions ............................  31
     References ...................  ..........  32
                                      iii

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                                    FIGURES


Number                                                                     Page

  1       Flowchart  outlining  planning  and implementation  phase  	     3

  2       Data  needs versus  data  sources	     8

  3       Transportation  layer	    21

  4       Hydrography layer  	    22

  5       Display  of artifact  boundary  between  adjacent digital  land  use
            and land cover  1:250,000 quadrangles	    26
                                     TABLE


          EMTS  Digital Data  Sources/Costs	    19
                                       1v

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                       A  PLANNING STRATEGY FOR GIS PROJECTS





 INTRODUCTION







     Geographic  information  system  (GIS) technology has emerged as a new and



 powerful tool  for  the  analysis of environmental problems in a spatial context.



 The need for GIS systems evolved as a means of assembling and analyzing diverse



 data pertaining  to specific  geographical areas with spatial locations of the



 data serving as the basis for the information system (Estes, 1986).







     In all GIS  projects, there is  a customer-provider relationship that exists



 for the length of  the  contractual obligation between GIS product consumers and



 GIS support centers.   Because of the contractual producer-consumer relationship,



 there is a special  responsibility borne by the GIS support facility to communi-



 cate with product  users  on how the  project will proceed from the idea stage to



 the deliverable stage.  What follows is a synthesis of steps that outline the



 process from conceptualization to final product.







     What we have  outlined is a common-sense approach to project adminstration



which everybody understands, but is seldom stated clearly during project plan-



ning.  The intention of this publication is to provide an educational tool



which GIS support  facilities may find useful when dealing with their customers.



The intended audience  is the consumer and producer of GIS products.

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     Figure 1 outlines  the  planning and implementation  steps  and  will  be  used
to illustrate the process.   This  paper will  focus  on  the planning phase as
this is the crucial  stage  in which  the customer  must  communicate  their needs.
As will be seen, the process must remain flexible  and not be  subjected to a
strict protocol.  Our attempts  to more rigidly define the process are  purely to
illustrate the process. We have  highlighted the process with reference to a
hypothetical  project.

PLANNING PHASE

Define the Objectives

     As with any project or experimental design, time spent defining program
objectives clearly and concisely  will  reduce wasted time and  effort.  Objec-
tives must be concise and  purposeful  statements  of achievable goals.  Often
objectives will address the questions  of who, what, and why.   It  is  not ade-
quate to state that  the GIS will  be used to  support the objectives of  the pro-
gram or project.  To ensure that  the collection, archival, manipulation,  and
display of spatial data are in  concert with  the  project schedule  requires a
concise delineation of how the  GIS will support  project goals.

     It is important to identify  the primary impetus  for any  type of environ-
mental investigation and analysis.   In most  cases, a  local,  state, or  federal
law exists which mandates  actions.   Site-specific  secondary  objectives will
also need to be defined.  Project objectives should not necessarily be re-
stricted to the data collection and analysis portion, but should  address

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                     PLANNING
                      PHASE
                                  DATA BASE
                                  DESIGN
                                DATA CAPTUIIt
                                   AND
                                 AUTOMATION
                                  REVIEW
                                   AND
                                 QA COVERAGES
                                   TEST
                                              IMPLEMENTATION
                                                 PHASE
Figure  1.   Flowchart  outlining  planning  and  implementation phases,

                                       3

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every conceivable aspect of the project.   At  the outset  of a  project,  we usually
have minimal information compared to what is  required to meet project  goals.
Therefore, the need exists to build in enough flexibility so  that,  as  additional
information is collected, the objectives  can  be refined.  In  instances where
little information exists to satisfactorily define project objectives, a pre-
planning data gathering effort may be necessary to help  define the  objectives.

     In most cases, the reason for undertaking a project is to derive  a result
which will be used in some decision-making process.   The results may also be
used to answer a question which may or may not be part of arriving  at  a deci-
sion.  Regardless, the questions and decisions should be stated up  front, as
these are the focal points of the project for which  data are  collected.

     Problem:  A local water quality authority is seeking a method  to
     organize the data related to drinking water source  protection. The
     authority has been monitoring well  and surface  water sources for
     years and has been archiving the data into a computer system.   The
     authority believes GIS technology may help it organize its data for
     management and decision making.  Not having the internal  resources
     or expertise to develop a GIS capability, the authority  approaches
     a Federal agency with GIS expertise.

Define Major Decisions and Data Quality Objectives

     Identifying .the decisions to be made and questions  to be answered are
critical elements in the planning process and ultimately to the success of the

-------
project.  This stage in the planning process requires the combined input  of  the
program management staff as well as those providing the GIS service.   The
program staff must be able to communicate their needs (decisions  to be  made,
questions answered, etc.) to the GIS experts who, in turn, must
determine which needs can be supported by products from the GIS.

     Once decisions are defined, the program management staff should  attempt
to prioritize the major decision points and determine the quality of  data and
information required for each.  Environmental Protection Agency (EPA) uses data
quality objectives (DQOs) to address this need.  DQOs are statements  of the
quality of data a decision maker needs in order to provide a defensible,  rational
decision.  The DQO process requires that decision makers be involved  from the
outset.  DQOs are developed using a top-down approach; the initial  input  and
perspective of the decision maker is critical to the successful development  of
DQOs.

     In most cases GIS systems are not involved in field data collection, but
rather are used to organize field data in a spatial context to serve  as a plat-
form upon which to make a decision.  While GIS systems do not generate  primary
data, they must be designed to capture and process the best quality primary
data available.  Therefore, it is necessary for project managers  to carefully
consider DQOs for the GIS data base design phase.

     Continuing with the example:  The combined efforts of the GIS
     experts and the water quality authority staff are directed toward

-------
     outlining the scope of the project.  The purpose will be to define
     the  project  objectives and to identify major decisions as follows:

          *   Are  ground water or surface water supplies at risk from
             contamination?

          *   Should steps be taken to protect sources?

     The  DQOs are more difficult to define.  Determining the quality of
     data necessary to reach the above decisions is based upon subjective
     and  technical elements.  For purposes of illustration, we will assume
     that no  current water quality or supply problems are apparent and
     this project has been established to evaluate the effect of urban
     growth  in the basin.  Therefore, the use of best available informa-
     tion in  lieu of new data acquistion will be considered for the
     initial  assessment.  Feedback between project technical staff and
     decision makers will determine if the data are adequate.

     Another  OQO  that must be considered in GIS-related projects is the
spatial  fidelity  of the data layers.  Each data layer needs to have a  state-
ment of  spatial accuracy assigned which states the degree of spatial accuracy
between  the  data  layer and the  real world.  This should be considered  carefully
by project staff  and decision makers.  For instance, is an accuracy of +_ 30 m
sufficient to meet the program  objectives, or is greater  accuracy  required?

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Define the Information Needs








     Once an outline of objectives and decisions are defined, a detailed list



of data and information needs can be compiled.  It may be useful  to develop  a



matrix of needs and sources as outlined in Figure 2.  At this point in  project



planning, relative costs should not be considered because such consideration



may obstruct or complicate the project objectives.  Cost will be  given  complete



consideration in a later step.








     When developing the need/source matrix, it is useful  to ask:







          *  What sort of GIS products are needed to support the  objective and



             decision requirements?








          *  What data inputs are necessary to produce the GIS products:







          *  What is known about the inputs (accuracy, method of collection,




             etc.)?







     Data of questionable integrity should be eliminated from consideration.



However, what if these are the only data available?  The technical staff may



have to use the data until such time that the data are replaced or corrected.

-------

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-------
Determine Data Availability

     The GIS staff will serve as a resource for identifying standard data  sets
such as the United States Geologic Survey (USGS) digital products.   On the
other hand, the consumer staff should be able to find and list the  availability
of existing in-house data.  The data used to supply the project informational
needs will break down into three categories:  information you have; information
someone else has; and information no one has.  The distinctive difference
between the categories is the time and cost associated with the acquisition of
each.  As shown in Figure 1, at this stage you will be considering  only two of
the data categories.

Information Someone Has--
     This refers to digital information that is available somewhere.  There is
a good deal of digital data available from public as well as private sources.
The USGS produces several digital line graph (DLG) products as well as digital
terrain data which are derived from the survey's topographic map series.   The
GIS support staff can identify these data sets.

Information You Have—
     This is information which is on hand, analog or digital, which requires
little cost to archive.  This type of data may be tabular or cartographic  in
nature.  Cartographic data (maps) have an intrinsic spatial relation because  of
their reference to an Earth coordinate system.  Tabular data are often spatial
in that all environmental ly-oriented data are collected at some measureable
place on the planet.  Therefore, the collected data may be related spatially  to

-------
other data points  as  well  as  to other data  layers  by  using an  Earth coordinate
system for reference.

     Continuing with  the example:   The project  planning staff  has  identi-
     fied several  base thematic layers.   These  layers  will be  obtained
     from the USGS DLG series (information  someone has) and will consist
     of transportation, hydrography,  and political boundaries.  In addi-
     tion, the water  monitoring data  collected  by  the  water quality
     authority (information you have) will  be archived as point data for
     each surface  and well  monitoring site.   Because the water quality
     authority is  concerned with population  growth, digital census data
     for the area  will be acquired.

Decision  Point:  Are Adequate Data Available?

     This is the decision point at which the project  staff will  compare the
data on hand with  the critical  decisions defined during the scoping activity.
Project deadlines  and data quality objectives should  also be reviewed at  this
time.  The personnel  which are responsible  for the critical decisions should
be involved in this adequacy review.   A set  of  questions may be framed by
the project staff  which will  uncover  any data gaps.  Based on the  decisions
required, the deadlines for decisions, and  the data quality objectives, are the
data adequate?  Can rational, defensible decisions be made based on the data
at hand?  Is the data quality such that decisions  will stand on these data?
Is there enough time to collect additional  data if needed?
                                       10

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     This step often requires the collection and display of some of  the  avail-



able information in order to conduct the adequacy review.  If the answers



indicate that the present data is not adequate,  then the project staff must



consider collecting primary data or exploring additional data sources.   This



step may also identify a discreoancy in the amount,  type, or frequency of data



collection.








     Continuing with the example:  A review of the water quality authority-



     supplied monitoring data has revealed several problems with data



     integrity.  This is particularly true of data greater than  5 years



     old.  Questionable methods were used for analysis with no replication.



     In addition, almost all the data (recent and old) have missing  or



     erroneous monitoring station geocoordinates.  It is decided by  the



     project planning staff that:








          *  Data older than 5 years is not adequate to meet DQO



             standards and will be discarded and,








          *  The water quality authority will have to undertake  an



             effort to verify spatial coordinates for all monitoring




             stations.








Information No One Has —



     The result of the adequacy review may indicate that additional  information



is required.  This forces the project staff to acquire data no one has;
                                       11

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information uniquely required by the current project.   Usually  these data  are



in analog form and must be digitized for GIS archival.
Costs
     The project definition exercise quickly moves  into  the  cost/benefit  stage.



All aspects of the information needs assessment involve  a cost which must be



borne by project funding.  Information that  must be acquired is  more expensive



than information on hand.  These cost considerations along with  quality assur-



ance costs and other costs such as travel,  contractor fees,  and  project manage-



ment costs must be considered in view of the available funding.







     Continuing with the example:   In analyzing costs compared to  desired



     products, the planning staff ascertains some unforseen  costs  involved



     with the verification of the monitoring site coordinates.  As illus-



     trated in Figure 1, the project objectives are revisited and  the



     decision is made to postpone the acquisition of the census  data in



     favor of building a base system with DLG data  and corrected monitor-



     ing locations.  In other words, it is  more important to have  accurate



     locations of monitoring sites than to  have census data.







IMPLEMENTATION PHASE








     Once the planning phase is complete, the GIS customer is not  finished with



overseeing the project.  What follows are the steps required to carry the plan
                                       12

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to completion.  It is briefly covered here to inform the customer of the steps



that the GIS staff will follow and of the ooints the GIS customer will  need to



review progress.








Data Base Design








     The results from the planning phase are translated into a data base design



by the GIS staff.  The GIS staff will define the data base structure and docu-



ment the file and attribute coding scheme.  The resulting data base document



should be reviewed by the customer for completeness and logicality.  In addi-



tion, the GIS staff will identify specific data sets and models and will



assemble and archive the required data in accordance with the data base design.








Data Capture and Automation







     During this step the GIS staff will  acquire the required data.  The data



acquisition may involve ordering digital  products from public or private



sources or digitizing analog data.  This step will  also require that data be



standardized in accordance with the data base design and that tabular data be




archived.







Review and QA Coverages







     At this point,  data will  have been organized within the GIS and thematic



coverages may be plotted for review.  This is another checkpoint for the GIS



consumer:  do the maps conform to the real world?  Unfortunately, statistical





                                       13

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verification  of  thematic  naps  is  in  its  infancy  and  is  not  nuch  help  to the



GIS product consumer-   The most  reliable method  for  verifying  coverages is to



verify the map in  the  field and to provide  feedback  to  the  GIS support staff.
Test
     Testing of the GIS system implies  exercising the data  base  and the carto-



graphic ability of the system to  address queries from the  consumer.   Typically



these queries will  be addressed to  the  GIS  staff by the  consumer staff.  The



consumer staff should compile a list  of typical questions  that they feel



should be addressed by the GIS system.  The GIS staff can  then exercise the



system.







Production







     The final stage comes when the consumer  staff is satisfied  with  the GIS



comprehensiveness, reliability, and accuracy  and the system begins to produce



products to address the questions posed during the initial  scoping activity.







CONCLUSIONS








     We all know that, in spite of  appearances, this process  does not flow but



jerks and stumbles and it is not  box-like but rather fuzzy.  However, the point



we have tried to make is that following a sequence of steps,  the GIS  staff can



address the needs.of the consumer in  a  logical, straight-forward manner.
                                       14

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     The goal of environmental monitoring is to learn the state of the bio-



sphere.  The function of environmental monitoring is to feed data into the



decision making process.  GIS is a tool that, if properly integrated into the



assessment regime as a decision support system, can link goal  to function.







REFERENCES








Estes, J. E.  A Perspective on the Use of Geographic Information Systems  for



Environmental Protection.  In:  Geographic Information Systems for Environ-



mental Protection, The Environmental Research Center, University of Nevada,



Las Vegas, Nevada, January 22-23, 1986.
                                        15

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                             CIS DATA SET SELECTION



INTRODUCTION



     The Toxic Substances Control  Act of 1976 requires the U.S.  Environmental

Protection Agency (EPA) to develop and improve methods for assessing human

exposure to toxic substances.   Field tests of new monitoring equipment or

exposure assessment methods and models are a vital  part of EPA's research

agenda.  Because physical background data must be collected prior to any field

effort, and because field tests carried out in different cities  make comparisons

between methods difficult, the EPA's Office of Toxic Substances  (OTS) instituted

the Environmental Methods Testing Site (EMTS).  The objective of the EMTS is

to provide a single, wel1-characterized site in which to develop, test,  and

compare multimedia exposure monitoring methodology.
The mention of trade names or commercial  products  in this paper is for identi-
fication purposes only and does not constitute endorsement or recommendation
for use by the U.S.  Environmental  Protection  Agency or Lockheed Engineering and*
Management Services  Company, Inc.   The views  expressed here are solely those of
the author and do not necessarily  reflect the views of the U.S. Environmental
Protection Agency.

                                       16

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     After a lengthy site selection process, Chattanooga, Tennessee was  chosen



as the EMTS.  The formal study area is defined as the Chattanooga Standard



Metropolitan Statistical Area (SMSA) which is composed of six counties  (three



in Tennessee and three in Georgia) comprising sone 2inO-square niles.   The



entire SMSA is covered by fifty-four 7.5-mnute topographic quadrangles.







     Scientists at Lockheed Engineering and Management Services Conpany,  Inc.



(LEMSCo) in Las Vegas, Nevada, have developed the EMTS GIS data base on  a



Digital Equipment Corporation VAX 11/785 super minicomputer using the ARC/INFO



GIS developed by the Environmental Systems Research Institute in Redlands,



California.








     Once the decision was made to utilize GIS technology, a search for  perti-



nent data for site characterization was begun.  Basic base map data layers  in



digital form were the first to be acquired and entered into the GIS. These



basic data were identified as (1) transportation network, (2) hydrography,



(3) political boundaries, (4) land use and land cover, (5) topography,  and



(6) census geography.







     The EMTS project has afforded a unique opportunity to work with many



different types of digital data and to vigorously exercise ARC/INFO. This



paper describes some observations and recommendations of the LEMSCo scientists



who have been involved in the acquisition, processing, and final incorporation



of the digital data.
                                       17

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DIGITAL DATA TYPES

     As GIS technology emerges, the availability of  existing digital  data  for
timely incorporation into the GIS data base becomes  an important issue.   Several
sources of quality digital  data have been  identified.   The following  sections
describe the data utilized in the EMTS GIS data  base.

Digital Line Graph Data

     The transportation and hydrography data layers  for the EMTS GIS  data  base
were acquired from the U.S. Geological  Survey (USGS) in the form of Digital
Line Graph (DLG) data.  The initial  plan called  for  the acquisition of  1:24,000
scale DLG data, but only 16 of the 54 quadrangles were available.  The  cost  of
these data, along with the cost of the other data types acquired are  shown in
Table 1.

     Recently, the USGS began marketing 1:100,000 scale DLG data which  do  pro-
vide complete coverage of the EMTS.   The transportation and hydrography layers
of the Chattanooga and Chickamauga 1:100,000 quadrangles were acquired.  Small
portions of the study area which were not  covered by these two quadrangles were
digitized in-house and added to the  data base.

     The USGS supplies each 1:100,000 scale DLG  in multiple data files  depend-
ing on the feature density.  The roads  and trails and  hydrography layers of
the Chattanooga quad were divided into 32  separate files.  The railroad and
                                       18

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                   TABLE 1.  EMTS DIGITAL DATA SOURCES/COSTS
    Name
Source
Scale
 Area!
Coverage
                                                                Cost
                  USGS



                  USGS


                  USGS
           1:24,000
             7.5'x7.5'
           1:100,000     30'x30'
           1:24,000
             7.5'x7.5'
              S20 (Boundaries)
              $50 (Transportation)
              $50 (Hydrography)

              $75 (Transportation)
              $75 (Hydrography)

              $100
Digital Line
Graph
Digital Line
Graph

Digital
Elevation
Models

Land Use and
Land Cover
(Satellite)

Digital
Land Use and
Land Cover

Census
Block Group
Boundary
File

MapBase
Digital Street
Network
(Modified
GBF/DIME)
miscellaneous transportation layers were each divided into two separate files.  All

data layers for the Chickamauga quad were divided into eight separate files each.
SPOT
Image
USGS
Geographic
Data
Technology
Inc.
ETAK, Inc.


20-meter
resolution
N/A
N/A

j

N/A



60kmx60km
I°x2°
Census
Urban
Area

Census
Urban
Area

$1600/Scene
$100
$300



$5100


     It is imperative the user understand that these separate files must be

edgematched and appended (mapjoined).  This is because the current version of

1:100,000 scale DLG's being produced by the USGS have not been tested for edge-

matching.  It is also important to note that the attributes associated with the

                                         19

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various DLG features are represented by an  often complex series  of minorcodes
and majorcodes.  The user will  most likely  wish  to combine codes in a logical
manner in order to simplify the analysis and  display of DLG data.   LEMSCo
scientists have developed a system of processing DLG data in a largely auto-
mated fashion.  This system will  be the subject  of a forthcoming Technical
Memorandum.

     A comparison of the two available scales of DLG data yields useful  informa-
tion.  It was discovered that 1:100,000 scale DLG data provided  many transporta-
tion and hydrography features.   Figures 3 and 4  show the two scales of DLG  data
for one area  (Fairmont 7.5-minute quadrangle) situated at the northern edge of
Chattanooga.  It is evident from comparing  the transportation network (Figure 3)
that the primary routes and the common roads  are nearly as well  represented in
the 1:100,000 scale data as in  the 1:24,000 scale data.  It is also evident
that many more trails are present in the 1:24,000 scale data as  are a few more
transmission lines.  A comparison of the two  hydrography data sets (Figure  4)
reveals that the 1:100,000 scale data represents the major drainage quite well
but has fewer small streams than the 1:24,000 scale data.  Also, only one
water body is represented in the 1:100,000  scale data while the  1:24,000 scale
data contain 104 water bodies,  all but one  of which are less than  one hectare
in area.

     It is important to note that not only  do the 1:24,000 scale DLG data por-
tray a greater number of features, but these  data also provide more detailed
attribute information as well.   In addition,  the 1:24,000 scale  DLG data contain
a boundary file which provides  political and  administrative boundaries.  These
data are not available in the smaller scale DLGs.
                                       20

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                                          1:24,000
                                           SCALE
                                            DIG

                                      TRANSPORTATION
                                           LAYER
                                           Pr imory or-
                                           Secoodory
                                           RouU

                                           L.gKt Doty
                                           Rood

                                           Troi I

                                           Tronsm i ss i on
                                           Lin«

                                           P/peline
                                         1:100,000
                                           SCALE
                                            DLG

                                      TRANSPORTATION
                                           LAYER
                                           Pr imory or
                                           S«ccr>dory
                                           Rout*

                                           Light Duty
                                           Rood

                                           Troi I

                                           Tronsm i »» i on
                                           Pip«l ir«
Figures 3a  and 3b.   Transportation  layer.

                       21

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                                   1:24,000
                                    SCALE
                                     DIG

                                 HYDROGRAPHY
                                    LAYER
                                    Slreoms


                                    Reserve i r,
                                    Lok« or
                                    Pond
                                   1:100,000
                                    SCALE
                                     DLG

                                HYDROGRAPHY
                                    LAYER
                                    Streams


                                    Reserve ir,
                                    Lake or
                                    Pond
Figures 4a  and  4b.  Hydrography layer.

                   22

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     Potential users of DLG data are urged to obtain USGS circulars 895-C and  G,
both of which provide detailed discussions of these important sources of digital
spatial data.

Land Use and Land Cover

     There were many potential sources of land use and land cover information
available to the EMTS project.  Aerial photographs could be interpreted  and  the
results digitized.  Satellite imagery could be acquired and the classified data
incorporated into the data base as vector data.  Alternatively, USGS digital
land use/land cover (LULC) data could be obtained and entered directly as
vector data.

     Interpreting aerial photos and digitizing the results is an excellent way
of getting up-to-date land use information.  However, this method is extremely
expensive, especially for an area as large as the EMTS.  Access to a highly-
trained aerial photographic interpretation staff is also required.  Although
aerial  photographs were obtained for the EMTS project, they have not yet been
interpreted or digitized.  A detailed analysis of the Chattanooga urban  core
area by LEMSCo photo interpreters may be performed in the near future.

     There are many advantages and disadvantages to the use of digital satel-
lite imagery for the production of land use and land cover data.  Classifying
satellite imagery can be a very expensive undertaking both in man-hours  and
computer time.  Furthermore, the relatively poor spatial resolution of such
data can complicate classification in areas having diverse land uses such as

                                       23

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in urbanized regions.   The classified  satellite  data  will  initially  be  in a



raster format and must subsequently be converted into vector  data  for  integra-



tion with other data layers.   Data  will  require  filtering  in  order to  reduce



to a manageable number the classified  land  use and  land  cover polygons  incor-



porated into the GIS data base.   Also, an ARC/INFO-imposed  limitation of 10,000



arcs-per-polygon could easily be reached in the  raster to  vector conversion of



a large group of cells.







     Despite these potential  problems, four SPOT-Image satellite images were



acquired.  The 20-meter resolution  of  the SPOT data was  considered acceptable



for detailed land use classification in the urban portions  of the  EMTS  study



area.  Additionally, the ability of the duplicate sensors  aboard SPOT-1 to



obtain simultaneous coverage  of  neighboring scenes  perpendicular to  the flight



path allowed same-date coverage  of  the entire SMSA.   Also,  SPOT-Image was able



to shift a few of the scenes  to  the south,  thus  allowing complete  coverage of



the study area with fewer scenes.  LEMSCo digital remote sensing specialists



and GIS analysts will  create  a land use and land cover layer  from  the SPOT data



and integrate this information with the existing GIS  data  base.







     To date, the only land use  and land cover data that have been fully incor-



porated into the EMTS GIS data base are the USGS LULC digital data in  vector



format.  Several problems can be identified with the  LULC  data.  The LULC are



compiled from aerial photographs that  are typically  10 or  more years old and



the minimum mapping units are 4 or  16 hectares depending on the mapping cate-



gory.  Also, the-data are provided  in  1-degree by 2-degree blocks  (correspond-



ing to 1:250,000 topographic  quadrangles) and commonly,  different  quadrangles





                                       24

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are compiled from aerial  photographs acquired on different dates.   For  exanple,



the EMTS project required two LULC data files corresponding to the Chattanooga



and Rome 1:250,000 quadrangles.  The Chattanooga data file was compiled  from



1976 photography while the Rome data file had source photography dated  1973.



When these two data files were incorporated into the GIS and edge  matched, many



discontinuities appeared.  As shown in Figure 3, some portions of  the more



recent source data were classified as residential  and agricultural  land  use



while neighboring areas on the older data were classified as forest land cover.



The different interpretations left an artifact boundary between these classes.



Because the source dates of the imagery for the two quadrangles are only three



years apart, the discrepancies may simply be a matter of interpreter discretion



as to whether the land was actually residential or forest.  Despite these



problems, the USGS digital LULC data represent a very inexpensive,  easily



integrated source of land use and land cover information that should not be



overlooked for use in GIS data bases.








Topography







     The topographic layer of the EMTS GIS data base is being derived from



USGS 7.5-minute Digital Elevation Models (DEM).  These OEMs provide digital



elevation information in the form of regularly spaced (30 meter) elevation-



point grid files.  Forty-nine of the fifty-four 7.5-minute quadrangles  were



available and have been acquired.  To date, only raster processing of the data



has been performed using the ELAS software package, with  subsequent conversion



to ARC/INFO polygon format.  As with the satellite raster data mentioned above,



conversion from classified raster to vector data must be  accomplished  before





                                       25

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                   CHICKflMflUDfl 1=250.000 QURORRNGI.E
              RESIDENTIAL
              COMMERCIAL
              TRANSPORTATION
              OTHER URBAN
AGRICULTURE
FOREST
TRANSITIONAL
                                          3 MILES
                   1    0
                   H H M
   4 KH
Figure  5.  Display of artifact  boundary between adjacent  digital
          land use and land cover 1:250,000 quadrangles.

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the topographic information can be integrated with other data  sets  in  the  EMTS



data base.  The physical size of the 7.5-minute OEMs can also  pose  a  severe



problem in data handling and storage.  At the latitude of the  EMTS, a  typical



DEM contains approximately 180,000 elevation points.








     DEM data are also available from the USGS in a 1:250,000  scale format.



These data were considered to have too coarse a resolution (1201 rows  by  1201



columns per 1:250,000 quadrangle) for the EMTS project.  However, the  smaller



size data sets  (approximately 90,000 ooints per 7.5- by 7.5-minute  area)  may



provide more manageable digital topographic information.







     The new TIN  (Triangulated Irregular Network) software recently released



by the Environmental Systems Research Institute may alleviate  some  of  the



problems that are foreseen in dealing with DEM data.  TIN is fully  integrated



with the rest of ARC/INFO and provides analysis and display of any  surface-



value (Z-value) data.  TIN is also designed to support specific data  sets



having regularly-spaced surface data such as the OEMs.  However, much  time



must be spent experimenting with this software before OEMs can become part



of the operational EMTS GIS data base.







     USGS Circular 895-B describes the DEM data in detail and is recommended



for those users considering the acquisition of digital topographic data.
                                       27

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Census Geography

     The ability to display basic demographic data was considered a priority
because the study of human exposure to toxic substances is the basis for the
EMTS.  Numerous sources for digital Census geography boundaries are available
on the market.  One Census geography layer currently operational  in the EMTS
GIS data base is a block group boundary data set  derived from an  updated
Census GBF/DIME file of the Chattanooga urbanized area.  These data were pur-
chased from Geographic Data Technology Inc. (GOT) of. Lyme, New Hampshire, and
contain boundary information for 231 block group  polygons.

     Also on hand is a modified DIME file purchased from ETAK, Inc. of
Menlo Park, California.  This file contains the entire urbanized  area street
network (including addresses and some non-street  features) in which most of the
network was redigitized from 7.5-minute quadrangles to produce a  more accurate
representation of true feature shape.  Because they are a modified GBF/DIME
file, the ETAK data permit automated address matching to feature  location which
should prove useful for the EMTS project.  Census geography resolved to the
block level may be obtained from this network. However, initial  attempts to
derive the needed census boundary information from the ETAK data  were hampered
by coding errors in the data and ARC/INFO version 3.2 software problems.
Therefore, the more generalized GOT data were purchased as an inexpensive,
interim Census boundary data layer.
                                       28

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Demographic Data





     Census demographic data, like Census boundary data, are available  from  a



number of private  vendors.  Many of these vendors enhance the original  Census



data by providing  small-area, current-year population estimates,  as well  as



future projections.  These estimates and projections have been deemed necessary



for the accurate assessment of current and future populations at  risk.



Demographic data for the entire Chattanooga SMSA have been obtained from



Donnelley Marketing Information Services.  These data contain detailed  age-sex-



race population data as well as some income and household information for the



Census years 1970  and  1980.  These data also provide 1986 estimates and 1991



projections and all data are resolved to the block group level of Census



geography.







     Also obtained from the Census Bureau is a special EPA tabulation of  the



Urban Transportation Planning Package  (UTPP).  The UTPP contains data on



workers by place of work and by place of residence along with data on length



of commute and mode of transportation.  These data will be used to characterize



the general movement of population during typical work days and should prove



useful for exposure assessment studies taking place within the EMTS.







SUMMARY







     LEMSCo is attempting to build a high quality GIS data base in the shortest



time possible to allow EPA and other researchers timely access to needed infor-



mation.  This has dictated a heavy reliance on existing digital data.  Based on
                                       29

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LEMSCo's past  experiences  with  these  data,  several  recommendations  and  observa-
tions can be summarized here regarding data for  large-area  analyses.

     Project planners  must be aware of the  possibly  long  time  lag between
receipt and operational implementation of digital  data.   DIG data are a good
example of this.   As mentioned  earlier,  considerable time was  spent in  the
appending of the  1:100,000 scale data and the  associating of attributes.  One
must also be aware of  the  variation in detail  provided by the  different scale
DIG data.  The high cost associated with obtaining large  numbers of quadrangles
of 1:24,000 scale DIG  data may  outweigh  the added  detail  provided.  Given the
detail available  from  the  1:100,000 DLG's,  project goals  nay well be met with
these much less expensive, smaller scale data.

     The problems involved with obtaining,  classifying, and incorporating land
use and land cover data are also of concern.   Satellite data are expensive to
store, analyze, and convert from raster  to  vector  format.  For example, the
four SPOT images  obtained  to cover the EMTS contain  a combined total of
approximately 38,000,000 pixels.

     Digital land use  and  land  cover  data produced by the USGS present  some
problems when trying to integrate more than one  1:250,000 quadrangle of data.
Although this  data source  does  not provide  up-to-date land  uses, it does repre-
sent an inexpensive alternative.

     Sources of digital topographic data such  as the 7.5-nrinute OEMs, like
satellite data, present problems with data  storage and handling.  However,

                                       30

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smaller scale data in the form of 1:250,000 OEMs  nay  provide  a  less  cunber-
some data set.  As with the DLG data, the benefits  of greater detail  versus
substantially higher costs must be carefully weighed.

     When integrating Census boundaries and demographic data, one  must  be
aware of the resolution required.  If one only requires general  information
about an area's population, then boundary data to the Census  tract level may
be all that is needed.  Demographic data resolved to  this level  will  also  be
quite less expensive than that to the block or block  group.  Also, when order-
ing boundary and demographic data, make sure they are resolved  to  the same
geographic level.  Boundary data at the block level are of no use  when the
available demographic data are only resolved to the tract or  block group.

  CONCLUSION

     The initial function of the EMTS CIS data base was to characterize the
Chattanooga SMSA, thus allowing researchers to develop and test new exposure
monitoring techniques while minimizing the time and cost of background data
collection.  The development of a GIS data base that will be useful  to a
myriad of undetermined projects has been difficult but challenging.   Many
lessons have been learned about digital data availability, cost and
complexity.
                                       31

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REFERENCES
Allder, W. R., and A. A. Elassal.  Digital  Line Graphs  From l:24,000-Scale
Maps, USGS Circular 895-C.  1983.

Allder, W. R., Sziede, A. J., McEwen,  R.  B.,  and F.  J.  Beck.   Digital  Line
Graph Attribute Coding Standards, USGS Circular 895-G.   1983.

Elassal, A. A., and V. M. Caruso.  Digital  Elevation Models,  USGS  Circular
895-B.  1983.

Fegeas, R., Claire, R., Guptill,  S., Anderson,  K.  E., and  C.  Hallams.   Land  Use
and Land Cover Digital Data, USGS Circular  895-E.   1983.
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