UNITED STATES ENVIRONMENTAL. PROTECTION AGENCY
                            WASHINGTON. D.C.  20460

                                 NGV29137E
                                                                    OFFICE OF THE
                                                                    ADMINISTRATOR
 TO-       Regional Administrators

 SUBJECT:  Inspection  and" Maintenance
 *h* rISUn^ aT1 3uu^? af>s?me ?f tt* ^certainties which have surrounded
 the ISM program.  While it has been generally believed that I&M programs
 are benenciaU uncertainties resulted from a lack of sufficient data, and
 differences, even within the Agency, in interpreting that data.  The
 attached. document represents the end of a long process during which all
 orfices in the Agency having an interest in the subject have reviewed
 and interpreted the data and have jointly developed a position.  The data
 Included in  the document is accordingly considered to be reliable, as are
 the interpretations of the data, and the resulting projections.
 Although some questions, noted in the paper, still exist, the document
 represents EPA's position on the subject.

     Some of the more important conclusions are as follows:  (1)  deterioration
 Troni cars on  the road is greater than we had previously expected;
 (Z)  inspection and maintenance programs will, in a cost effective manner
 reduce  pollutants from in use vehicles; (3) the short tests which we have
 now developed  can readily identify high polluting vehicles; and (4)  most
 of  these vehicles can be repaired at a reasonable cost.

     It is important that this document be circulated within your offic*
 to  appropriate: personnel  and, of course, distributed to State and local~
 agencies as well as to interested members of the public.   I suggest that
you inform appropriate personnel  that if they wish to discuss any portion
 of the  document they should contact Michael P. Walsh of the Mobile
 Source  Enforcement Division in Washington, D.C.
                                   'John  R.  Quarles,  Jr.
                                    Deputy Administrator
Attachment

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THE NEED FOR AND BENEFITS OF INSPECTION

AND MAINTENANCE OF IN USE MOTOR VEHICLES
                  Michael P. Walsh
                  Mobile Source Enforcement Division
                  November 9-, 1976

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                            SUMMARY

     This review of available data indicates  that the  Federal motor
vehicle control  program is not reducing  emissions from in-use cars
as rapidly as expected.  Improper adjustments and a  lack  of proper
maintenance seem to be major reasons  for the  shortfall.   The latest
technology with  catalytic converters  seems  as sensitive as older cars
to proper maintenance and adjustment* although the results in
California with  catalysts and air pumps  are more encouraging.  The
ability of short tests to identify high  polluters is established and
the service industry seems capable of repairing failed cars at
reasonable cast.  Casts of repairing  catalyst cars are still somewhat
of a question although initial indications  are that  required repairs
will be similar to those on non-catalyst cars.  Deterioration of vehicle
emission levels  following I/M is still subject to some dispute but  a
best estimate indicates that I/M will slow  down the  long  term rate  of
                                                  s
emission control degradation.  I/M is an effective and cost effective  •
means of bringing cars into compliance with standards  and early results
from New Jersey's I/M program are. encouraging.

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                          TABLE OF CONTENTS _

                                                _PAGE
The Need For I/M
Ability of Short Test to Identify High
 Polluters                                        7
Getting Cars Repaired                             9
Deterioration With I/M                            10
The Benefits of A Good I/M Program                17
Costs of I/M                      '                19
I/M Cost Effectiveness               .             22
Results in New Jersey                             22
Voluntary I/M                                     23
Conclusions                                       24
References                                        25
Figures                                           30

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                                 -1-
   Inspect? on/Maintenance (I/M)  programs  are intended to  identify cars
which need remedial maintenance  or adjustment and require repair on these
cars.  Also by providing a general  incentive for owners to maintain their
vehicles it is intended to bring about an overall improvement  in fleet
maintenance and reduced emissions.   They  are an integral  part  of the
Federal motor vehicle control  strategy.  As illustrated in Figure 1, other
key elements of this strategy  include certification, assembly  line testing
and recall.  Initially, prototype vehicles are certified  by  EPA.  Certification
confirms that the cars are designed so as to be capable of meeting standards.
Assembly line testing of production cars  is conducted to  assure that vehicles,
as manufactured, meet standards.  In-use  surveillance is  carried but to
assure that properly maintained  vehicles  continue to meet standards for
five years or 5Q,QQQ miles; engine families found out of  compliance are
subject to recall.  These are  the three major elements of the  Federal
Motor Vehicle Control Program  (FMVCP), and their execution is  solely a
Federal responsibility.  However, compliance with standards  is ultimately
dependent upon the vehicles being maintained and adjusted correctly.
Inspection/Maintenance is intended to address this final  step  to  "close
the circle".  I/M is primarily a state responsibility with Federal support
in the forms of technical assistance and  Federally prescribed  warranties
against equipment and performance defects.  I/M programs  will  provide
incentives to vehicle owners to  get the maintenance done, incentives
to the service industry to do  the maintenance properly  and incentives  to
the manufacturer to make vehicles more serviceable. Through the  recall
and warranty elements of the Federal Motor Vehicle Control Program (FMVCP),
there  will be ample incentive to the manufacturer to  design vehicles  which
                     4 •--

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   I/M has a prominent role in  many of the most  important components of
the Federal Motor Vehicle Control  Program.  To the extent that
I/W identifies, relatively rapidly, vehicles which may be out of
compliance it can feed this information back to  the recall and assembly
line test programs thereby allowing EPA to focus investigations and test
orders on these vehicles.  It is  key  to the warranty  program by which
individuals can identify equipment defects and it is  a legal requisite
for the warranty against performance  defects which are detected by a
Federally prescribed short inspection test.  It  is also  the major
ingredient in the federal anti-tampering program, as  the threat of I/M
failure is considered a strong deterrent to tampering.   Without inspection/
maintenance, all of these programs are significantly  weakened.
   The need for and benefits of inspection/maintenance has been the
subject of intense controversy since  the motor vehicle was identified
as a major air pollution source in the United States. It  began when it
                                                                 1 2*
was established that emissions were related to vehicle adjustment,  '
and was intensified when manufacturers opted for modified  adjustments on
vehicles as the major thrust of their initial emission control techniques.
As early as 1964, a study had been performed which  showed  initial emission
reductions on the order of 30% for hydrocarbons  and 15%  for carbon monoxide
                                         $
were possible by means of a smog tune-up.  This initial reduction  has
subsequently been verified many times (see Figure 2)  and even greater
initial benefits have been demonstrated. '
   Unfortunately, much of the debate over I/M has taken  place without the
Benefit of sufficient data to resolve other questions such as
deterioration of cars without I/M, adequacy of short tests to identify
     polluting, cars .fesoeciallv if thev are ecuiooed with c»t?7v«,t^.

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                                   -3-
abiTity of the service industry  to repair high  polluting cars and their  '
deterioration subsequent to repair.   In  the  absence of data* the debate
continued.  Advocates of I/M argue that  the  benefits of emission control
depend upon proper maintenance and that  I/M  programs are both effective
and cost-effective means of assuring proper  maintenance.    Moreover, they
continue without programs of this type»  much of the potential benefit  of
                                                      8
the Federal Motor Vehicle Control Program will  be lostt
     On the other hand,, opponents of inspection/maintenance have argued
that the FMVCP can solve the emissions problem  without I/M as newer tech-
nologies much less sensitive to  maintenance  are placed on  cars',    In the
recent past, many people were pointing to the catalytic converter  as such
a maintenance insensitive technology,    Opponents have also argued that
there is no good short test which correlates with the full Federal  Test
Procedure (FTP), and that therefore the  benefits and cost-effectiveness of
I/M will be quite poor.  T    In addition, it has been argued that consumers,
the owners of motor vehicles, will be thrown into the hands of  an  inadequate
service industry and that I/M is just a  means of passing  the buck  from the
automobile manufacturers to individual consumers, thus  shifting the burden
for cleaning up the motor vehicle air pollution problem  from those respon-
sible for it.12

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       The purpose of this paper is  to  review the available data to see
 what this data reveals about the technical concerns which go to the
 heart of the need for and benefits  of  inspection/maintenance.  Particular
 focus will be on deterioration of in-use vehicles with  and without
 inspection/maintenance, the ability of short tests to identify cars which
 need remedial maintenance, the ability of the  service industry to repair
 high polluting cars and the costs and  cost-effectiveness of  I/M.
                     THE NEED FOR I/M
       To the extent that cars in use meet standards  throughout their
useful lives without the existence of I/M programs there is  no need for
I/M programs.  Conversely, to the extent that vehicles fail  to meet
                                                       •
standards there is a need for additional strategies to lower emission
levels.  I/M,of course,is one such option.
       Figure 3 compares CO and HC exhaust emission levels based on data
collected during 1975 as part of the FY 74 emission factor program  '  *
with  those most..recently published- by;-.EPA;   ... For carbon monoxide,  the
measured results are consistently higher than the estimates  while for
HC the differences are insignificant except for 1975 cars.  Based on these
new data, as well  as data collected from previous emission factor programs,
                                                           17 18
new estimates of emission deterioration have been projected  '   and these
are contrasted with the earlier estimates in Figures 4 and 5.  These figures
show emission estimates normalizad according to -their respective stanoards and

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indicate that previous estimates of 1975 model year emissions were
optimistic,, especially for carbon monoxide.  In summary, the previous
predictions that average emissions would initially meet standards and
continue to do so for six or seven years for carbon monoxide, and two
or three years for hydrocarbons have been found overly optimistic.
Estimates based on the data now indicate that carbon monoxide emissions
are initially higher than- had been estimated, exceeding standards on the
average in the first year, and are projected to deteriorate rapidly in
subsequent years.  For hydrocarbons, initial emissions are slightly higher
than estimated and are projected to exceed the standard on average after
about one year-  The relationship of emissions for pre-1975 model year
cars  to their appropriate standards as a function of time is similar to
the relationship for 1975 models.
    The first question that comes, to mind is why  do vehicles in  use emit
at such high levels?  The studies summarized in Figures 5 and 7   indicate
that the major reason is a lack of proper maintenance and/or proper adjustment
on in-use vehicles.  More specifically, for 1973  model year vehicles with
approximately 15,000 accumulated miles, two different studies were carried
out.  One focused on vehicles maintained according to manufacturers'
instructions and which were carefully  tuned-up prior to testing. The other
focused on vehicles tested without  special preparation, i.e., vehicles  in their
                            20
normal state of maintenance.   As  the figures illustrate, carbon monoxide  and
hydrocarbon levels for the normally maintained cars  are substantially greater

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than for those maintained and tuned according to manufacturers' specifications.
For 1975 vehicles, parallel  studies have not been done, except for normally
                                                 21
maintained cars at an average of about 8000 miles.    The normally maintained
cars were subdivided according to idle adjustment into "properly adjusted"
                                    0?
and "improperly adjusted" subclasses.   These data  indicate that the sensitivity
to idle adjustment may be even greater for 1975 models than it had been in
earlier model years, and again the impact  is most significant, for carbon
monoxide.
    Recent data have also been collected on 1975 cars in California   '
and these data, summarized in Figure 8, show that. California  cars are
considerably cleaner than 4-9 state cars, relative to their respective standards,
although at least some of the data indicates that they are dirtier than
expected.  The reason for the relative cleanliness  of the California  vehicles
                        25
is somewhat speculative.    The California assembly line test program may be
responsible; the mild climate may lead to  less  tampering than in other areas;
the state's certified repair facilities may result  in better  vehicle
maintenance; the technology which places much greater emphasis on air pumps
may be more forgiving of maladjustments or less Hke-ly to receive  them because
of better driveability; the Title 13 Program which  requires dealers to properly
set cars following maintenance may keep emission  levels low;  the tradition
which has been established over many years in California  of controlling  emissions
from cars, though difficult  to quantify,  may have  the  greatest  impact  of all.
    Analysis by the California Air Resources Board  however, indicates that
considerable tampering is going on, perhaps affecting  as  many as 15 - 20% of
1975 MY cars.    Carefully screened 49 state cars have shown  as  much  as  20
                                                26
-25% tampering on 1975 cars after only one year.     Since EPA studies have

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                                -7-
                                                27 28
shown that tampering increases with vehicle  age,  *   this  raises questions
about the long term effectiveness of the California and 49  state vehicle
emission controls.  A particular question for all  of these  vehicles  is,
what will happen to the emission controls after 50,000 miles?  The
Federal tools of recall and warranties are applicable only  for 5 years
or 50,000 miles»whichever is less.  I/M is the only compliance technique
which provides for the periodic evaluation of whether  vehicles in use
continue to control emissions throughout their life.
   Although many questions remain', two firm  conlusions can  be  drawn.  First,
with the possible exception of California, it is clear the  Federal Motor
Vehicle Control Program (FMVCP) is not fully achieving its  goal of bringing
cars in actual use into compliance with standards.  Second, the lack of
proper vehicle maintenance and, particularly-for 1975 models,  improper
vehicle adjustment seem to be primary reasons for the shortfall.  Recognizing
the problem, attention must be focused on the questions of  whether  I/M can   ,
 identify the high polluting vehicles, whether such vehicles can  be  repaired,
the costs of such repairs and, in general, the overall emission reduction.
             ABILITY OF SHORT TEST TO IDENTIFY HIGH POLLUTERS
   How well can I/M do its job?  The first question in this regard  is how
well can an I/M short test identify high polluting vehicles?  The full
Federal Test Procedure (FTP) of course, is the best true measure  of a
vehicle's pollution characteristics but this is too expensive and time
consuming to be considered for a large scale I/M program.  Several  short
tests (idle, key mode, Federal three mode among others) which are better
suited to I/M have been investigated in terms of their ability to predict
FTP emission levels in a consistent reliable manner but the results have

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not been too encouraging.53 However the results  have been  very  encouraging
in- terms of being able to  predict whether a  car would pass or fail  the
standard on the FTP.   In effect, though the  short tests  have not demon-
strated the ability to predict the absolute  FTP  result with any high  degree
of" confidence, they have shown, that they can discriminate with  high confi-
dence between clean and dirty cars.  For example, based  on data collected
                                                        29
in the FY 74 emission factor program, a recent EPA study   selected cut-
points for the idle test which give approximately the same rate of errors
of commission (cars failing the short test but which would pass the full
federal test procedure) as the federal test  procedure itself would give
                                 30 31 32
i.e., 5% of the total population,  *'    Vehicles were then screened  ac-
cording to these cutpoints with results as shown in Figure 9.  These  data
suggest that the idle test is capable of segregating low polluting cars
from high polluting cars.

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                                   -9-
                          GETTING CARS REPAIRED
     Once the polluters are identified, it  is up  to the service industry
to repair the cars.  Questions have been raised about the ability of the
service industry to do these repairs as well as the cost of  repairs.
Figure 10 shows the types of repairs required to  pass the Portland  I/M
program and Figure IT shows the associated  costs  for vehicles tested by
the Portland, Oregon, New Jersey and Arizona I/M  programs through early
     34
1976~    These data show that the types of  repairs that are  needed  to pass
an I/M program are mainly carburetor adjustments  and tune-ups, repairs
that are within the capabilities of the service industry today.  Less than
10%. of the failing vehicles in Oregon required repairs costing more than
$50.00; in Arizona, this percentage was up  to 14% while in New Jersey it
was 22%.  The costs of repairs is reasonable in each case.   Over 70% of the
repairs in Oregon cost less than $10.00 and the average is under $20.00.
In New Jersey, 55£ of the repairs cost less than  $25.00 and  the average
is under $35.00.  In Arizona 66% of the repairs cost  less  than $25,00 and
the average is about $25.00.  The present average I/M  associated repair
cost is below the average cost generally experienced  for  a  tune up.
Higher repair costs are reasonably expected in  New Jersey,  since the less
stringent standards applicable there will concentrate  failures  in  the cars
with more serious problems.
     Since virtually all the repair and cost data are  based on  results with
pre 1975 cars,, major questions remain regarding  the ability of the service
industry to repair catalyst cars and the associated costs of such  repairs.
Recall testing carried out on certain catalyst equipped 1975 models indi-
cates that repairs similar to those listed in  Figure 10 were

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                                    -TO-
sufficient to restore these cars to a degree necessary  to  pass  the idle
test with concomitant FTP emission reductions.   However, these  results
are preliminary and somewhat speculative with regard to other engine
families.    Better data should be available in  the  relatively  near
future- from the EPA restorative maintenance study which is currently
in progress.
    The New Jersey program has also demonstrated that the  service industry
can change in response to an I/M program.  During the first year of the
voluntary program in New Jersey, after failing  vehicles were  fixed,.
on retest, their failure rate was still  consistently above 40%.  However,
within two to three months after the program became  mandatory,  the failure
rate on retest fell to approximately 18%.  This  strongly  indicated that  a
mechanics learning process was taking place.    Mechanics  now  had to  fix
the vehicles properly because owner's had an independent  check on the
quality of repair.  Training programs were developed by private industry
in: order to address the needs of the service industry.   In particular,  the
EXXON Corporation provided a training program for most of its  own service
stations to be sure that work done by those stations would not result in
           38
complaints.    At this time, some stations in New Jersey advertise that
they will guarantee their repairs and that the work that they do will
assure passing the inspection/maintenance program.
                         DETERIORATION WITH I/M
    Far and away the most important and controversial technical issues
regarding I/M effectiveness focus on deterioration, both during the

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                                   -11-

year between inspections on failed cars which  are  repaired and the long
term deterioration of an I/M fleet compared  to deterioration which would
have occurred on that same fleet in the absence of an  I/M program.  In the
first case, the benefits over the course  of  a  year are substantially less
if the failing cars once repaired, deteriorate back to their previous level
in 2-3 months compared to 12-15 months.  Not only  is the absolute emission
level to which these vehicles rise important,  and  the  time it takes them to
rise to it, but the shape of the deterioration curve can be quite sig-
nificant.  For example, as illustrated in Figure 13, the end of year emission
level could be reached by three different shapes of deterioration rates:
     (1)  A very rapid initial deterioration (possibly due to
          tampering) with a gradual leveling off.
     (2)  A linear deterioration throughout  the year.
     (3)  A very slow deterioration for most of the year with a
          rapid climb at the end.
     Traditionally, EPA has assumed a linear deterioration  rate  back  to
the level which would exist without I/M,  thereby concluding  that the
                                                                 39
annual benefits of I/M are about one-half the initial  reductions.
     TO date, only one study has been carried out  which measured emissions
                                                    40
from the same group of cars over a full year period.   These tests were
conducted during 1975 by Olson Laboratories  for the California  Air Resources
Board on four similar groups of 1968 through 1974- model year vehicles,
systematically selected to represent the  proportions of these vehicles  in
the January 1975 .California vehicle population.  Only two  groups, an  I/M

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group and a control  group were used in  the  analysis which  is  illustrated
in Figures 13 and 14-..  Figures 13  and 14- show emission  levels [normalized
to initial test levels.  Results are illustrated for  all vehicles which
completed the program on one hand  and for selected vehicles with deteriora-
tion rates less than 400% on the other.   Each vehicle in the  I/M group was
initially subjected to an idle test with approximately  41% failing,  and
those which failed were given adjustments and repairs only sufficient to
pass the idle test limits.  Vehicles were tested according to the  1972
FTP as received, and (idle test failures only) 'after  repair and at 1, 3,.
6, 9 and 12 months.   The control group was  tested at  the start  and end of
 ,                                                41
the year.  Although this study is  not definitive,  all analyses have
concluded that the previous EPA deterioration estimates with  I/M are too
high.
     When the data from all cars which have completed the  years testing  are
used, it appears that the I/M fleet deterioration rate is  greater than
the control (non I/M fleet) deterioration rate.   This deterioration how-
sver is not sufficient to bring these cars  back to non-I/M levels  within
the one year time frame.  Moreover it has also been  pointed  out that
the control fleet deterioration" rate is unusually high for HC, and that
if more normal deterioration were observed the I/M fleet deterioration
                                                                42
could have reached the level of the non-I/M fleet by year's  end.     This
analysis led to the conclusion that the overall  effectiveness of I/M in a
program's first year is approximately 70% of the immediate reduction
following repair at the start of the year,42'52

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                                -13-
   A.-second : analysis., has focused on  apparent discrepancies in the
data* the most extreme of which went from  4.88 grams per mile HC at
the 9 month test point to 110.07 grams  per mile  at  the  12 month test
point-  If data points are screened from both the I/M and non I/M fleets
                           *
according to a criteria of eliminating  all  cars  with deterioration rates
greater than 400S, the I/M fleet is reduced from 109 to 105 cars and
the non I/M fleet from 91 to 86. The I/M  fleet  in  this case deteriorates
at about the same rate as the -non I/M fleet and  for HC  does not even
return to its pre I/M level in  the  course  of a year.  For CO, the fleet
does deteriorate to the pre-I/M level but  not to the non I/M control fleet
level.
    A third approach has been even  more subjective, focusing on a
theoretical comparison of possible  differences between  the  I/M and non
I/M fleets that could impact on deterioration rates.  On the one hand, it
has been postulated that the I/M fleet  would have a lower rate of
deterioration because the quality of service would  generally improve
resulting in better maintenance for all cars across the board.  In addition,
ta the extent that defective vehicle components  exist  and are  identified
and repaired in the I/M fleet,  it is argued that the subsequent secondary
deterioration to other parts due to that  defect (e.g.,  catalyst burn  up
due to ignition misfire problems) will  be eliminated or at  least  ameliorated.

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                                 -T4-
                                        *
     On the other hand, it has  been  argued that more tampering may be done
to the I/M fTeet to compensate  for possible  driveahility problems which
                                   .•
exist when the vehicles are adjusted to  low  emission levels.
     Based on a careful review  of the available data and lengthy discus-
sions between the respective offices, it is  the collective best judgement
of the technical staff that the deterioration  rates of the I/M and non I/M
fleets are the same within the  limits of accuracy  of current data, over
one year, although there are those who still disagree.  This judgement is
reflected in the draft revised  Appendix  N which was circulated for comment
on September 30, 1976.43
     In the past, EPA has assumed that the percentages of emissions
reduction obtained from successive  I/M cycles  was  identical to that  achieved
in the first cycle.  The assumption  of a repeat performance was reasonable
given a further assumption that one  year ofter an  I/M cycle emissions
return to the levels that would have existed in the absence of  I/M.  How-
ever, with the tentative conclusion  as stated  above that the  I/M  fleet does
not deteriorate to the levels which  would have existed  in  the absence of
I/M and if one further assumes  that  the  I/M  vehicles will  deteriorate and
be repaired in future years in  the  same  manner as  in the first year, the
I/M benefits will increase with time. Over  a long term in  other  words,
if both of these assumptions are true I/M programs will  actually  impact
on the lifetime deterioration of vehicles.
This is illustrated in Figure 15.

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                                    -15-

   Nc study exists or win  exist for several years which proves or
disproves the hypothesis that I/M vehicles will deteriorate over their
lifetimes at a lower rate than non I/M vehicles.  Concern has been
expressed that because of some of the assumptions made, vehicle emissions
are estimated to remain at or near standards throughout their entire life
if a maximum*" I/M program is properly applied.  There  is considerable
disagreement over whether this is actually possible.
                                                               •
   Other sources of data however, were reviewed to determine if they would
shed any light on this issue.  Figures 16 and 17 summarize linear regressions
of all available emission factor and in-use compliance CO and HC data for
T972- and 1973 model year cars normalized according to  their respective zero
mile values.  The emission factor data are representative of the normal
non-I/M emission levels of in-use cars while the IUCP  data represent what
emission levels could be if all cars were properly maintained and tuned  up
just prior to testing (this may be a most optimistic I/M case except for
the potential impact of I/M on the quality of maintenance performed).
There is a lot of scatter in the data but it does  indicate that properly
maintained and tuned cars tend to have lower deterioration rates for CO
and HC than "normal" cars.   While this does not prove  that I/M cars would
have lower lifetime deterioration rates than non I/M cars, it does  indicate
that to the extent that I/M results in more and better maintenance  it would
tend to lower deterioration.
   The only data available which address this  point for catalyst cars are
from the FY 74 emission factor program and are summarized  in  Figures  18  and
19.  It should be noted that these figures represent  extrapolations
 'semi-annual inspection,. 50% stringency factor with mechanic training

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                                     -Iff-
of data from vehicTes with very Tittle mileage  accumulation; the average
accumulation is only 8700 miles and 752 of the  sample have  fewer than
15,500 miles.  With the data available* however,  regressions of emissions
versus miles were developed for two groups of cars,  those which would
fail an idle inspection test with a cut point of  1.555 CO and those vehicles
which would pass.  The CO deterioration rate  for  failing cars  is significantly
greater than for passing cars while the reverse is true for HC.
In.terms of average emissions over a 100,000  mile lifetime, CO emissions
are projected to be substantially lower for passing  cars than  for failing
cars» HC slightly lower.
   One of the critical factors upon which the impact of I/M on long term
deterioration hinges is the use of constant short test cut  points.  It
has been argued that the use of constant'cut  points  would increase failure
rates over time which would be politically unacceptable leading to a
                                      42
gradual loosening of these cut points.    Such  a  loosening  would reduce
any tendency to slower I/M vehicle deterioration  rates. Of  course, the
critical question here is whether there will  be a shift in  in-use vehicle
               *
maintenance due to an I/M program or not, a shift which not only goes to
the amount of maintenance performed but probably  more importantly to  the
quality of maintenance and adjustments made.
   Figure 20 summarizes the mean idle test emission  levels  in  the New
                                                      44
Jersey I/M program for each model year vehicle  tested. '  These data
show that idle emission levels are fairly stable  in  New Jersey, presumably
in response to the I/M program.  A glance at failure rates  over time  as
shown in Figure 21 also indicates a fairly stable failure rate for cars mars
than a year old.  Data collected in New York  State   and Pennsylvania  as illustra

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                                 -17-
in Figures 22 and 23 also show that idle emissions in Mew Jersey  are
lower than in surrounding areas although negligibly so for HC.  These
data tend to support the argument that the quality of adjustment  will
improve with I/M and that therefore there will  not be a need  to relax
I/M cut points with time.
                     THE BENEFITS OF A GOOD I/M PROGRAM
   Ultimately, the benefits of an I/M program depend on the quality of
the program which is implemented.  A poorly designed or poorly managed
I/M program could result in very little or even 'no benefit.  On the other
hand a well planned, well operated system could be the cornerstone of  the
entire motor vehicle control effort in a given area.  What distinquishes
a good program from a poorer one?  At a minimum, any good program would
provid'e for the following:  '
   0)  regular periodic inspection (at least annually) of all
        vehicles for which emission reductions are needed.
   (2)  retest of failing vehicles following maintenance to
        assure that necessary maintenance is performed.
   C3)  a careful and well designed quality control program to
        assure the reliability of the inspection system and
        equipment accuracy.  This should include routine
        maintenance, calibration and inspection of equipment
        and routine auditing of results.
   Some question exists whether a decentralized I/M program could ever
achieve the full benefits that I/M is estimated to be capable of.  If it is
to do so, certain additional provisions such as the following must at a
minimum be included:
   (4}  licensing of the inspection facilities which assures the use
        of proper equipment in an acceptable manner by people 'who
        have been adequately trained.

-------
                                -18-
     (5)  maintenance of records  on  each  vehicle  inspected  including
          vehicle descriptive data,  test  results  and vehicle  operator
          signatures.  Records must  also  be maintained  on the calibration
          of testing equipment.
     (6)  copies of these inspection records should  be  submitted on a
          periodic basis to the governing   agency for  auditing.
     (7)  the governing agency should inspect each facility at least'
          every ninety days to check the  facilities'  records,  check
          the- calibration of the testing  equipment and  observe that
          proper test procedures  are followed.
     (8)  the governing agency should have  an effective program of
          unannounced/unscheduled inspections both as a routine measure
          and as a complaint investigative  measure.
     Finally, all good I/M programs  should  have provisions  for dealing
directly with the service industry to keep  them informed of system changes,
to handle consumer  complaints and to assure that excessive tampering is
not taking place.
     The absence of any or all of the above would tend  to  reduce the amount
of emission reductions achieved by an I/M program and could even make the
program worthless.
     Based on the data presented in  previous sections on emissions deterioration
without I/M, idle test/FTP correlation etc., and  further based upon certain
key assumptions regarding service industry  repair capability  and deterioration
following such repair, also discussed previously, I/M emission reduction
                                                        47 48
estimates have been generated using computerized  models.'  '    The  results
indicate that the benefits of a good inspection/maintenance program  can  be
significantly greater than had previously been believed.  This conclusion  is
summarized in Figures 24, 25 and 26  which reflect EPA's current estimates  of
emissions with and without inspection/maintenance for 1975 and 1974 model  cars.

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                                 -19-

These figures show that stabilized emission reductions of 4-1% and 25%
are possible for CO and HC,. respectively, after several years of an I/M
program with catalyst cars at a 30% stringency factor.  Higher or lower
numbers are possible if more or less stringent programs are implemented.
Since there is an almost infinite variety of options available to a
state in implementing a program (exemptions for vehicles requiring repairs
which cost in excess of some upper limit, selecting cutpoints which focus
on one or another pollutant exclusively, emphasizing fleet vehicles, to
give but three examples) the actual emission reductions attainable must be
estimated on a case by case basis.
   As previously discussed, vehicles in use are deteriorating faster than
predicted.  Accordingly, cities with mobile source air pollution problems
cannot expect the improvement previously estimated in their transportation
control plans.  However, I/M can do more than previously estimated and can
therefore make up much of the shortfall.  Figures 27 and 28 illustrate the
significance of these new estimates for an average LLS. City* with a mobile
source air pollution problem as well as certain representative cities (Phoenix,
Boston, Seattle and Portland).  These data show that the typical emission
reduction from 1970 to 1980 expected from the FMYCP has been reduced to
about 60% of the previous estimate for CO and about 70% for HC.  If an
I/M program were instituted in each of these cities in 1977 with a 30%
stringency factor** and mechanic training, much of the short fall could be
*ayerage. -UUS. car populatfon.and average, mileage, growth rate,for areas with
 "existing transportation control plans-.      " .             .-..
**Strfngency factor fs a measure, of th\e"rfgor of a-program-based on the
  estfmated fraction of .'the.-vehicle, population whose emissions cauld exceed
  cut'-points for eitfrer or'Both, carBon-iEonoxfde and hydrocarbons, were no
  improvements "*n ma-intenanca habits or quality to take place as a result of
  the program.               '      '     •           -

-------
                                  -20-
regained.  Whereas I/M was formerly estimated to  be responsible  for about
4£ and 10% of the total reduction from the FMVCP  and I/M combined for CO
and HC respectively, the latest estimates attribute roughly a third to
I/M for each pollutant.
                         COSTS OF I/M
   Cost data with regard to I/M are available from three main sources, the
CARB/Qlson study, analysis of existing programs by the Office of Transportation
and Land Use Policy (OTLUP) and the Office of Planning and Evaluation (OPE)
and are summarized in Figure 29.
   In the CARB/Olson study, a comparison of the maintenance and  fuel costs
was made between the I/M fleet and the control fleet over a one  year period.
The results showed that while the maintenance costs were greater  for the
I/M fleet than for the control fleet, they were more than offset by the fuel
savings (assuming $0.60 per gallon fuel prices] of the I/M fleet resulting
in a net annual savings of $0.4-2.  This study did not estimate the inspection
fee which would be required to pay for system start up, administration and
operating costs.  A close examination of the data collected in this study
indicates that the maintenance cost estimate is probably high in that
subsequent to being repaired sufficiently to pass the idle inspection test,
the repair costs for the remainder of the year were found to be higher for
the I/M fleet than for the non-I/M fleet.  This seems counterintuitive in
that one would expect some of the repairs which were done for the I/M fleet
to be needed during the year.by the control fleet cars.  One possible
explanation is that since there was less "control of the non-I/M fleet during
the year some of the repair costs on these cars were not reported.   Of course,

-------
                                   -Z1-
arr alternative explanation might be that the cars  repaired to  pass  the
I/M program experienced driveability problems and  were subsequently
"readjusted".to drive better and therefore had higher costs.
                     49 50
   The OTLUP analyses  '   were based upon data collected by operating
I/M programs and derived relationships between initial failure rates and
repair costs and fuel consumption.   It included estimates of fixed  and
operating costs of various program types.  As in the CARS/Olson study,
OTLUP's analyses lead to the conclusion that incremental  maintenance
costs are completely offset by fuel savings; therefore the entire program
costs would be fixed and operating expenses for the inspection, which
ranged from $1.76 to $1.92 per car.
                   42
   The OPE analysis   was based upon a very comprehensive review of all
existing I/M programs as well as studies of maintenance habits in the
absence of I/M.  Fuel savings were not analyzed by OPE but maintenance
costs were found to range from somewhat lower to about the same as
previous estimates.  The inspection costs to cover start up and operating
expenses were estimated to be higher than OTLUP's estimates.
   Based upon all three studies a best estimate is that incremental
maintenance costs and fuel savings approximately offset each other and
that the average out of pocket costs of I/M will be about $5 per car.
Some individuals, however, may be significantly impacted with high repair
costs possibly coupled with increased fuel consumption.

-------
                                 -22-
   Not included in this analysis is another cost  which  is  not a  direct out
of packet cost but is still  a perceived cost;  this  is the  cost of time
spent getting one's vehicle inspected and in some cases repaired and
reinspected.  OPE has estimated this time to average 21 minutes  with an
average cost of about $1.75 per car.
   There are no comprehensive cost data with regard to  catalyst  cars and
inspection/maintenance.  While the inspection  costs will  be the  same as
for non-catalyst cars there is considerable uncertainty with regard to
the repair costs.  Limited low mileage data collected by EPA  indicate
that no permanent catalyst damage has occurred and  normal  engine repairs
bring cars into compliance,  therefore indicating  that the  repair costs would
be approximately the same as for non-catalyst vehicles.  However, there  is
concern that in the long term, extended use of vehicles out of adjustment
could result in permanent catalyst damage and therefore much higher repair
costs.  To the extent that this is true, however, the effectiveness of I/M
should also increase.
                       I/M COST EFFECTIVENESS
   Based on the cost data cited in Figure 29 and  the latest estimates of
I/M effectiveness, the cost-effectiveness of I/M  has been calculated.
These results, and for comparative purposes the estimated cost effectiveness
of reducing light duty vehicle emission standards from interim to statutory
      51                            59
levels    and stage 1 Vapor Recovery   are summarized  in Figure 30.  I/M is
shown to be quite cost effective.

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                                  -23-
                          RESULTS IN NEH  JERSEY
     The first fully mandatory I/M program was instituted  by  the State
of New Jersey in February 1974.   The developers  of the  program adopted a
gradual phase-in approach, starting with  relatively lenient standards
to allow the public and the service industry to  adapt to the  program and
slowly tightening down the cut points to  the level  which they initially
deemed appropriate.  They remained in Phase  1 until  November  of 1975, failing
approximately 12% of the cars  which were  inspected.   Investigations carried
out by EPA have indicated that gross tampering has  gone down  in Mew Jersey,
from 10" in 1974 to 5% in 1975 (compared  to  15%  recorded in 1974  in
Washington, D.C., an area which while .it  has not been demonstrated to be
an appropriate control group for New Jersey, is  known to differ in at least
one significant respect, that  it was without a mandatory I/M  program  in
       27 28
1974).   *    While many factors could influence this,  including  the
energy crisis and the change in vehicle mix, it  could also be at  least
partly the result of the disincentive provided by I/M.
   Finally, while air quality  is influenced  by many factors  (meterology,
transport, emission standards, etc.] it is enough to note  that average
ambient carbon monoxide levels and contraventions of the air  quality
standard declined during this  time period.  These results  are summarized in
Figures 31 and 32.  Similar reductions in oxidant levels were not recorded
although this is not surprising since oxidant levels are much more impacted
by other sources, and the initial Hew Jersey cut points were  oriented more to
carbon monoxide than hydrocarbons.

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                                  -Z4-

                               VOLUNTARY I/M
      In  many areas  of the country, private groups and fTeet managers have
'instituted inspection programs on their own just for the fuel economy and
 maintenance benefits  which are derived.  Notable among these are the
 California State Auto Association, the City of Phoenix and various fleets
 of American Telephone and Telegraph.  In the latter case, recent data from
 Cincinnati Bell as  summarized in Figure 33 indicate that the program may
 have helped reverse a trend of rising running expenses (.less gasoline) for
 their fleet.  Similar reductions were noted in fuel costs as shown in
 Figure 34, which may  also be due to their new maintenance program.
                            CONCLUSIONS
      This  review of available data indicates that the Federal motor vehicle     . .
 control  program is  not reducing emissions from in-use cars as rapidly as
 expected.   Improper adjustments and a lack of proper maintenance seem to be
 major reasons for  the shortfall.  The latest technology with catalytic
 converters seems as sensitive as older cars to proper maintenance and adjustment,
 although the results  in California with catalysts and air pumps are encouraging.
 The ability of short  tests to identify high polluters is established and the
 service  industry seems capable of repairing failed  cars at reasonable cost.
 Costs of repairing catalyst cars are  still somewhat of a question although
 initial  indications are that required repairs will  be similar to  those  on
 non-catalyst cars.  Deterioration of  vehicle emission levels following  I/M
 is still subject to some dispute but  a best estimate indicates  that  I/M will
 slow down the long term rate of-emission  control  degradation.   I/M  is  an
 effective means  of bringing cars  into  compliance with standards and  early
 results  from Mew Jersey's  I/M  program are encouraging.

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                                25


                              REFERENCES

1.  WHAT ARE WE DOING ABOUT COMBUSTION?  BY J.M. Campbell, AMA
     (August 16-18, 1954)   SAE Preprint

2.  SOME EFFECTS OF ENGINE-FUEL VARIABLES ON EXHAUST-GAS HYDROCARBON
     CONTENT  BY F.G. Rounds, P.A. Bennett, and G.J. Nebel, CMC
     (January 10, 1955)  Presented at SAE 50th Annual Meeting

3.  "USING THE ENGINE FOR EXHAUST CONTROL"  BY C.M. Heinen, Chrysler
     (November 1962) SAE Paper S355

4.  SMOG TUNE-UP FOR OLDER CARS  BY Miles L. Brubacher, Donel R. Olson
     (April, 1964)  SAE Paper S403

5.  DATA ON EXHAUST EMISSION REDUCTION BY TUNE-UP  BY John Hawley
     (February 24,  1971) New York State Department of Environmental
     Cons ervation

6.  EFFECTIVENESS OF SHORT EMISSION INSPECTION TESTS IN REDUCING
     EMISSIONS THROUGH MAINTENANCE  BY R.R. Carlson, T.A. Huls,
     S.G. Kuhrtz, G.M. Wilson (June 24-28, 1973)  APCA Paper f73-80

7.  THE NEED FOR A NATIONWIDE S.YSTEM OF COMPREHENSIVE PERIODIC MOTOR
     VEHICLE INSPECTION  BY The Automotive Industry Coordinating
     Committee To Conserve Energy

8.  THE NEED FOR AUTOMOTIVE EMISSION INSPECTION  BY Miles L. Brubacher
     (September 20, 1972)

9.  CLEARING THE AIR  Federal Policy on Automotive Emissions Control
     BY Henry D. Jacoby, John D. Steinbruner, and Others/--Ballinger
     Publishing Co., 1973

10. THE AUTOMOBILE AND THE REGULATION OF ITS IMPACT ON THE ENVIRONMENT
     BY Frank P. Grad, Albert J. Rosenthal, James A. Fay, John Keywood,
     John F. Kain,  Gregory K. Ingram, David Harrison, Jr., Thomas
     Tietenberg  (June 30, 1974)

11. ECONOMICS AND PUBLIC POLICY:  THE AUTOMOBILE POLLUTION CASE  BY
     Donald N. Dewees  MIT Press, 1974

12. VEHICLE INSPECTION AND MAINTENANCE FOR MASSACHUSETTS  BY Greg
     Conderacci  (May 27,  1976)

13. HIGHLIGHTS FROM PRELIMINARY ANALYSIS OF RESULTS FROM EPA EMISSION
     FACTOR SURVEILLANCE CONDUCED IN CHICAGO   Eric 0. Stork to
     Roger Strelow  (November 14, 1975)

-------
                               26
14. 1974 EMISSION FACTOR PROGRAM  Eric 0. Stark to John Hidinger,
     B. Steigerwald, Norman Shutler (February 27, 1976}

15. PRELIMINARY DATA ON EXHAUST EMISSIONS FOR 1972-1975 MODEL YEAR
     CARS FROM THE FY 1974 SURVEILLANCE PROGRAM  Eric 0. Stork to
     Roger Strelow

16. SUPPLEMENT NO. 5 FOR COMPILATION OF AIR POLLUTANT EMISSION FACTORS
     U.S. Environmental Protection Agency  (December 1975)

17. ESTIMATES OF EMISSION DETERIORATION FOR 1975 MODEL YEAR VEHICLES
     Marcia Williams to John DeKany (August 6, 1976)

18. NEW ESTIMATES OF DETERIORATION FOR THE 1968-1974 MODEL YEARS
     BASED ON THE CHANGE IN MEAN EMISSIONS OVER MILEAGE  Lois Platte
     to Eric Stork (September 13, 1976)

19. 1973 In Use Compliance Program

20. AUTOMOBILE EXHAUST EMISSION SURVEILLANCE ANALYSIS OF THE FY73
     PROGRAM  BY Jeffrey Bernard, Paul Donovan, H.T. McAdams,
     .Calspan Corp.  (July, 1975)

21. FY74 Emission Factor Program, preliminary data

22. EMISSIONS FROM PROPERLY ADJUSTED IN-USE VEHICLES, 1975 MODEL
     YEAR (MSED INTERNAL MEMO)

23. FY74 Emission Factor Program, preliminary data

24. TELEPHONE CONVERSATION WITH CALIFORNIA AIR RESOURCES BOARD
     REPRESENTATIVE (September 3, 1976)

25. DIFFERENCE BETWEEN CALIFORNIA AND 49-STATS EMISSION RESULTS
     FOR 1975 MODEL YEAR CARS  Michael P. Walsh to Norman D. Shutler
     (June 17, 1976)

26. INTERNAL MSSD DATA

27. RESULTS OF THE D.C. TAMPERING SURVEY  Albert K. Lee to Director,
     Mobile Source Enforcement Division   (June 10,  1974)

28. THE INCIDENCE OF TAMPERING ON CARS IN NEW JERSEY DURING  1975
     Mobile Source Enforcement Division  (June 22, 1976)

-------
                               27
29. COMMISSION/OMISSION ERROR RATES USING I/M CUT POINTS  Michael
     P. Walsh, to Benjamin R. Jackson  (May 7, 1976)

30. ACCEPTABLE LEVEL OF ERRORS OF COMMISSION  Michael P. Walsh to
     Norman. D. Shutler (November 20, 1975)

31. ACCEPTABLE LEVEL OF ERRORS OF COMMISSION II  Michael P.  Walsh to
     Norman D. Shulter  (November   27,  1975)

32. ACCEPTABLE LEVEL OF ERRORS OF COMMISSION  John P. DeKany to
     Norman D. Shutler  (December 12, 1975)

33. NEW JERSEY.,ARIZONA AND OREGON REPAIR COST DATA  compiled  BY
     Joe Cutro (October 12, 1976)

34. CUMULATIVE COST-OF-REPAIR SUMMARY  BY Oregon Department of
     Environmental Quality,Vehicle Inspection Program   (September
     19, 1975 - April 30,  1976)

35. THE AUTOMOBILE TUNE-UP,   Champion Spark Plug Company  Second
     Edition  (April, 1975)

36. INTERNAL MSED DATA

37. NEW JERSEY'S AUTO EMISSION INSPECTION PROGRAM:  AN ASSESSMENT
     OF ONE YEAR'S MANDATORY OPERATION   BY John C.  Elston,  Daniel
     Cowperthwait  (June,  1975)  APCA Paper f75-42.3

38. EFFECTIVENESS OF MAINTENANCE IN REDUCING EMISSIONS   BY Jerome
     Panzer and Hugh F. Shannon, Exxon Research and Engineering
     Company  (September 25, 1974)  MVECC III

39. 38FR15198, June 8, 1973, Appendix N, Emission Reduction Achievable
     through Inspection Maintenance and Retrofit of Light Duty
     Vehicles

40. DEGRADATION EFFECTS ON MOTOR VEHICLE EXHAUST EMISSIONS,  Olson
     Laboratories With State of California Air Resources Board
     (March, 1976)

41. ISSUES REQUIRING RESOLUTION TO PERMIT COMPLETION OF APPENDIX N
     REVISION   Eric O. Stork to Ed Tuerk  (August 23,  1976)

42. VOLUME 3:  INSPECTION/MAINTENANCE:  COST-EFFECTIVENESS AND
     FEASIBILITY OF IMPLEMENTATION   BY E.J. Bentz, Sandra J.
     Bodmer-Turner, Barry Korfa,- William P. White III,
     Office of Planning and Evaluation

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                              28


43. Draft Revised Appendix N, Hidinger to Addressees   (September
    30, 1976)

44. Discussion between R. Reichlen and Daniel Cowperthwait

45. Data from Walt Pienta, NYS DEC  •

46. AEROSPACE REPORT ON "ANALYSIS OF REGIONAL DATA ON VEHICLE
    IDLE EMISSIONS"  John. P DeKany to Eric Stork   (July 7, 1976)

47. COMPUTER SIMULATION OF EMISSION INSPECTION PROCEDURES - ASSESSMENT
    OF EFFECTIVENESS  By Marcia E. Williams (June, 1976) SAE
    No. 760555

48. COMPUTER SIMULATION OF VEHICLE EMISSIONS FROM AN INSPECTION
    AND MAINTENANCE PROGRAM  Jay Wallace to Michael P. Walsh
    (September 27, 1976)

49. BEST ESTIMATES OF I/M FUEL ECONOMY BENEFITS,'Joe Cutro,
    OTLUP, 4/1/76.

50. BEST ESTIMATES.OF I/M COSTS TO CONSUMERS, Joe Cutro, OTLU?

51. DRAFT ENVIRONMENTAL AND INFLATIONARY IMPACT STATEMENT,
    INTERIM HEAVY DUTY ENGINE REGULATIONS FOR 1979 and LATER
    MODEL YEARS, MSAPC, 4/21/76.

52. OTLUP ANALYSIS OF CARB/OLSON STUDY, "DEGRADATION EFFECTS
    ON MOTOR VEHICLE EXHAUST EMISSIONS,"  Joe Cutro  (December 1975)

53. REGULATORY SUPPORT DOCUMENT SECTION 207 (b) NPRN,
    THE EMISSION CONTROL TECHNOLOGY DIVISION MSAPC -..
           9/21/76.

54. THE SHORT CYCLE PROJECT; EFFECTIVENESS OF SHORT EMISSION
    INSPECTION TESTS IN REDUCING EMISSIONS THROUGH MAINTENANCE,
    VOLUME 2-METHODOLOGY AND RESULTS, FINAL REPORT, EPA
    CONTRACT 68-01-0410, OLSON LABORATORIES, INC. 31 JULY 1973.

55. HIGH ALTITUDE VEHICULAR EMISSION CONTROL PROGRAM;
    VOL VII   EXPERIMENTAL CHARACTERIZATION, D.R. Liljedahl
    et al, AUTOMOTIVE TESTING' LABS, INTERIM REPORT
    JULY 1974, STATE OF COLORADO.

56. CALIFORNIA VEHICLE INSPECTION PROGRAM.,. RIVERSIDE ;TRIAL
    PROGRAM REPORT, OPERATIONS FROM 9/2/75 to 2/13/76, VOLUME 2-
    SUMMARY REPORT, CALIFORNIA INSPECTION PROGRAM BRANCH,
    BUREAU OF AUTOMOTIVE   REPAIR, MAY 1976.

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                                29
57.  IDLE EMISSION TESTING,  PART  III, J. Panzer, ESSO Research and
     Engineering

53.  DATA compiled  by  Joe Cutro, October 1976

59.  COST EFFECTIVENESS OF STAGE  1 VAPOR RECOVERY AT SMALL BULK PLANTS,.
     Robert R.  Hunter to James J. Sakolosky, October 19, 1976

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                                 PROTOTYPE
                                 CERTIFICATION
                                 PRECLUDE SALE
   STATE
INSPECTION
  PbQPER
MAINTENANCE
WARRANTIE
 VEHICLES
CONFORM TO
 STANDARD
ASSEMBLY-LINE
    TESTING
                                     IN-USE
                                 SURVEILLANCE
                                     RECALL

                                   FIGURE 1

-------
! 1
FIGURE 2 !
I t
i ;
I/M STUDY RESULTS • 1
|
Fleetwide initial (imrvEsdiately following repair) Effectiveness i
i
PI1? Evaluations i
Short
Name of Study Test
Olscn Short Cycle 5/** Idle
" '• " Loaded
11 " " Loaded
t 55
ATL-TRW Colorado Idle
40
Olson Degradation Idle
56
CAKB-lUverside Idle
" ' " Loaded
" " Idle
Short Test Evaluations
Short
Name of Study 'Jest
Exxon 57 Idle

" Idle
11 Idle
58
New Jersey Idle
Special Sample
Conditions Size
299
149
w/ mechanic training 150
high altitude 55
144
. 238
393
1672
Special Sample
Conditions Size
i 396

M
II
9070*
Model
Years
1957-71
1957-71
1957-71
"••>
1964-73
1968-74
1955-74
1955-74
1975-76
Model
Years
1959-72

n
n
"thru '74
%
Failure
31
32
34
t
50
41
35
35
17,5
Failure
M

24
56
, 26
HC
21,
20,
33
18
23,
18,
17,
12
HC
22

23
35
26.
Emission Reduction i
(%) CO (%) NO^ (%) '
7 16,5 (-)l, 4 ;
3 15,9 0 . ; '
i :
22 (-)l. 5 I
1
12 HO, 8 ' j
i
1 14,8 (-)2,8 ;
8 15,0 1,4 |
3 15,6 (-)1,5 i
(est.) 22 (est.) 9 (egt,)
Emission Reduction
(%) CO (%) NOX (%)
i
11
i
!7
31
5 27,3
       and after repair comparisons not performed on sane cars,   Samole  size is for all vehicles tested,
References

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                        FIGURE 3
           EMISSIONS DURING CALENDAR YEAR 1975

MODEL YEAR

1975
1974
1973
1972
1971
1970
1969
1968
PRE-68

CARBON
AP-42
9.0
39.0
41.0
43.0
58.5
61.0
71.4
73.6
96.0
(1975 FTP)
•MONOXIDE
LATEST ESTIMATE*
23.7
43.2
50.0
56.8
63.6
70.3
77.1
83.9
117.2
f

HYDROCARBONS
AP-42
1.0
3.5
3.8
4.1
5.1
6.3
6.3
8.0
9.0
LATEST ESTIMATE*
1.4
3.4
4.1
4.7
5.4
6.0
6.6
7.3
9.4
*  reflects latest emission data adjusted to reflect
   July 1, 1975 emission levels.

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                 EMISSIONS  DIVIDED  BY STANDARDS Vs. CALENDER YEAR
 i .as
at.sz
                  uS
of
                                      en
                                                         en
                                                                   cs
                                                                   OT
Pi
m
01
 rf
•a
                                                                                                a\
•3.01
      Ui


      I
      I
      as.
t .B
                                                                       MCioen-
^^»CS™
                  ui
                                      ni
                                                or
                                       ri
                                       d
                                       en
                                                                                                a
                                                                                                (Tl

-------
                               EMISSIONS DIVIDED  BY STANDARDS Vs.  CALENDER YEAR
a.czr
 r .=
 t.c
      I

      a

      5
C3.S
                                                   O=»RBDM  fia.viaxtos:
bra
                                      r-
                                      r-
                                      trt
                                                           VEF1R



                                                          Of
                       si
                       i
a
en
                                                                                       [VI
3.21
2.S
2.CS
      Ul
      fi
                   ui
                             id
•CRt-ETNORF?  VST3R


    ai         cri
    r-         r*
    ct         ai
                                                                              en
                                                                              CT
                                                                                        XI

-------
                                                          K  Ut

                                                  CARBON  MONOXIDE
973
tandard
39  /ml
                                       53.5
                                                              1975
                                                              Standard
                                                              (15 g/ml)
                                                                                                  23.01
                                                                     12.7
              Maintenance
              and Tuned
           1973 Model Vehicles
  As Found
  Condition

Avg, Mileii~15,QQQ
                                                                   Proper
                                                                   Adjustment*
All Vehicles
Tested
                                                              1975  Model Vehlclea  Avg, Milea
-------
l.fif
I M
1.0
    g
    m
    m
    T
    1,1
    N
    »— »

    fn
    p
    z
                                           Selected
           All;  All vehicles completing  12 month program


           Selected: All vehicles except those showing deterioration in  excess  of
                             -t-
-h
H-
-t-
-t-
-t-
                                            MPNTHS
                                       FIGURE H

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                                         SIGNIFICANCE OF MAINTENANCE
                                             HYDROCARHONS '•
.973
Standard
                                     4.07
                                                           1975
                                                           Standard
                                                           (1,5 e/m
                                                                                1.01
                                                                                    1.33
                Proper
                Maintenance
                and T uned
                    As Found
                    Condition
Proper
Adjustment*
All Vehicles
Tested
            1973 Model Vehicles ,  Avg, Mlles^lS.OOO
                                                           1975 Model Vehicles   Av{>.  Mlles<10,000

       adjustment means Idle CO levels equal to or less than 0,6$ for catalyst cars and equal to or
'less thah }.()% for hon catalyst cars,

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                                        FIGURE  8
                     EMISSION DWA PRPM IN-UPK 1975' MODEL CALIFORNIA CARS
              STDS
CO
HC
NOV
9.0
0.9
2.0
 EPA ESTIMATE1/

 75..   ....76 .

5.4    5.9

0.6    0.7

2.0    2.06
EPA DATA
CARD DATA
                                            FY  74  EFPV FY75 EFp3/

                                            5.7  (IB*)-7 10.6 (50%)    9.1

                                            0.5  (0%)      0.7 (36%)    0.9

                                            2.3  (35%)     2.7 (14%)    2.3
4/
43
8329
50%
14
19060
57%.
43
~>15,000
51%
No.

Miles

Failure Rate-Overall

(1)   AP-42  (Supp,  5)
(2)   Measured during  calendar year 1975
(3)   Measured during  calendar year 1976
(4)   Measured during  calendar year 1976 by the California Air Resources Board
(5)   Numbers in parentheses, refer to failure rates  by  pollutant

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                                          FIGURE 9
                               CAN I/M IDENTIFY HIGH POLLUTING VEHICLES?

                                          IDLE TEST IS EASIEST TEST
                                          MEAN FTP  RESULT                    MEAN FTP RESULT
CO RESULTS*                               72 - 74 MY*      £_                  75 -  76 MY**     £_
CARS PASSING IDLE TEST                      40,54 (39)     207                   13.50 (15)      349
CARS FAILING IDLE TEST                      65.39          290                   36,73          230
IIC RESULTS*
                                                                                              i
CARS PASSING IDLE TEST                       3.26 (3.4)     207                    0.97 (1.5)    349
CARS FAILING IDLE TEST                       4.92          290                    1.03          230
     *1DLE TEST POINTS SELECTED FOR 5% ERRORS OF COMMISSION;  FTP  vs.  FTP CAN  RESULT  IN SAME  COMMISSION
ERROR RATE ALTHOUGH LOWER OMISSION ERROR RATE
( )  STANDARDS

Data Source!   FY 74 Emission Factor Program
*Pass/Fa11 outpoints for* Idle tests:  2.71% CO, 261  PPM !!C
**Pass/Fai1 outpoints for Idle tesU  1,0*» 160 PPM IIC

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                                         FIGURE 8
                     EMISSION DKCA FROM H>HJPE 1*>75' MTDEL CAt JJOJRNIA CARS
CO

HC

NO
  rx
5TDS



 9.0

 0,9

 2.0
EPA ESTIMATE1/ EPA DATA
75 76
5.4 5.9
0.6 0.7
2.0 2.06



FY 74 EFP.2/_
. 5.7 (10%)-/
0.5 (0%)
2.3 (35%)
43
8329
50%
_F_Y75 EFJpV
10.6 (.50%)
0.7 (36%)
2.7 (14%)
14
19060
57%
CARD DATA 4,

9.1
0.9
2.3
43
^15,000
51%
No.

Miles

Failure Rate^Overall

(1)   AP-42  (supp.  5)
(2)   Measured during  calendar year 1975
(3)   Measured during  calendar year 1976
(4)   Measured durihg  calendar year 1976 by  the California Air  Resources Board
(5)   Numbers in  parentheses, refer to failure  rates by pollutant

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'.973
 tatidatd
 3.4
                                          SIGNIFICANCE  OF  MAINTENANCE

                                              HYDROCARBONS ,
                                                           1975
                                                           Standard
                Ptopet
                Maintenance
                and T uned
As Found
Condition
            1973 Model Vehicles ,  Avg.  MilegMl5,oOO
                                                                                1.01
1'ropet
Adjustment*
                                                                                                  1.33
All Vehicles
Tested
                                        1975 Model Vehicles   AVR. MIletK 10,000
            *pfoper adjustment toeans idle CO levels equal to or less than 0.6% for catalyst cars and  equal  to  or
             less than 1.0/6 for non catalyst cars.

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                                         FIGURE 10
                               CAN SERVICE INDUSTRY REPAIR CARS?
                                      OREGON RESULTS
                                  TYPES OF REPAIRS NEEDED
CARBURETOR ADJUSTMENT                                                          70%
TUNE UP                                                                        14%
ENGINE OVERHAUL                                                                 1«
VALVES                                          ,                               H
OTHER                                                                           6%

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                             FIGURE  11

                      REPAIR COSTS FOR EXISTING
                             PROGRAMS
New Jersey  (.flunk rate - 12%)

less than $10

$10 to $25

$25 to $50

$50 to $100
29.7%
25.4%

22.1%.
nib re than $100
16.IS

 5.6%
N = 16,000
Avg. Repair Cast = $32.97
Median:  50% of repairs cost
  less than $21
65% of repairs cast less than
  average


Arizona (flunk rate = 47%).
less than $5
$5 to $10
$10 to $25
$25 to S50
$50 to $100
more than $100
  24%
  17%
  25%
  20%
  11%
   3%
N = 4000 (does not include those
    who performed their own repairs)
Avg~ Repair Cost = 25.42
Median:  50% of repairs cost
  less than SI5
67% of repairs cost less than
  average
                  Oregon (flunk rate = 35%)
No cost

less than $10

$10 to $30

$30 to $50

$50 to $75

$75.to $100

more than $100
32
40%

15%

 6%

 3%
                                                          2V
                                                          a
                  N = 6,527 (primarily newer cars)
                  Avg. Repair Cost = $18.86
                  Median:  50% of repairs cost
                     less than $6
                  79% of repairs cost less than
                     average

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                           FIGURE!?-
        IMPACT OF POST MAINTENANCE DETERIORATION  ON  I/-1
             EFFECTIVENESS  OVER  A  SINGLE  I/M  CYCLE*
A HC EMISSIONS
        RAPID
     DETERIORATION
   LINEAR
DETER 10PsAT I ON
   SLOW
DETERIORATION
                                                              •TIME
                                                         EMISSION
                                                         REDUCTION
                                                         OBTAINED
   *  FOR  PURPOSES  OF  ILLUSTRATION,  THESE  CURVES  ASSUME  THAT
     THE  I/M  FLEET DETERIORATES SACK  TO  ITS  PRE-I/M  EMISSION
      EVEL OVER  ONE  CYCLE  AND THAT  THE  NON-I/M  FLEET DOES
     NOT DETERIORATE OVER  THIS  TIME PERIOD,


-------
in
z
q
fri
m
v:
1.1


u
n:

ri:
p
-y
                                                                                Selecued
       All; All vehicles completing 12 month prograpi



       Solgcted; All vehicles  except thooe showing deterioration In excess of  400%
         ~7~t-
MPNTHS


      a
                                                                          a   •
                                 FIGURE ,)3

-------
                                             HYPRPCRRE5PNS
     in
     ~z.
     g
     in
     w
     u
     N

     ft
     }~
     I'C
     n
     "Z.
tat1;
Control Group
                                                                                     All.
ivr
 V<5*
                                               SelectetJ
           All}  All  vehicles completing  12  month program


           Selected;  All vehicles except  those showing deterioration  in  excess of
                 —I—
                                             MPNTHS
                                       FIGURE- 14

-------
\I\
z
       £3.
Ifl
yn
z
       EI.
                                                   WTTtr  r /v
                                                   *' -1- — *•*  -i./ J.A
                                                        WITHOOT I/:-
                                  EMISSIONS   ': '
                                  ELIMINATED 3Y I/M
                                          WITHOUT i/:
                                          WITH I/M
    1 .
                       VEHICLE   REE
Impact o
                       f _I/M_rieet_Dei
rioratica Races 0:
i Levels

-------
tu

-------
FIGURE 17
                           EMIS5IPN  FRCTPRS-

-------
 1 C2I0.
EEJ.
-ita.
2121.
            CO GM/MI
            FIGURE 18


   DETERIORATION OF CO EMISSION Vs MILEAGE

     1975  IN-USE VEHICLES
                                                                                   ,  MILEAGE (OOP)  ,
                           Kl

                           fVJ
ta
n
ta
ta
in
                                    ra
ISJ
m

-------
           HC GM/m
         FIGURE  10'


DETERIORATION  OF HC EMISSION Vs MILEAGE

  1975  IN-USE  VEHICLES
.•a.
i.

                                                     -i—
                                                                                   MILEAGE (000)
                 Kl
td
PT
EJ
in
Kl
r-
                                                                               cu
m
         Kl
         Kl

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                       FIGURE 20


 Average  Idle  Test  Emission Levels  In  Mew Jersey

                          1972  - 1976
c
o
o
t.
a
u
                          HEW JEnSEK DATA.


                    July I97Z to September 1975
S            £
                                          19S3 T.odct year
                                                           •j
                                                           S
                                 YEAH
                           KSW JESSSi" aA?A



                      July 1972 to SepcaaSer 1975
                                        ora 1353 social yaar
              1973
                            1374
                                            963
                                         1373
                                                     197S
                                T*.\Z

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                          FIGURE  21



                       Failure Rates  at



                          New Jersey



                         Calendar Year
Model Year
1976
1975
1974
1973
1972
1971
1970
1969
1968
1967
& Older
1972





10
23
30
18
26
24





.8
.6
.8
.0
.7
.1
1973




8
14
21
23
15
19
19




.7
.4
.1
.7
.5
.8
.1
1974


7.
15.
13.
27.
30.
20.
23.
21.


4
4
8
8
8
3
9
5 .
1975

16
14
16
19
26
29
21
24
19

.7
.5
.3
.7
.4
.6
. 4
.6
.2
197

—
13
17
21
25
32
22
27
13
6

.8
.1
.7
.9
.4
.4
. 1
.4
*  Assumes phase I standards constant throughout this period

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H.K1
     oY>

     n

     LJ
 I .S:
  .s:
                                                               3.7
                                                                                                3.3
                               3.0
ta.tzi
                               N.U.                           N.V.                           PF1.
                                    IDLE TEST EMISSION RESULTS ON  IN-USE VEHICLES DURING CALENDER YEAR 1975
                                  (Based on Nationwide A9e Distribution for each Site).
                                                           FIGURE 22

-------
        Di
        Di
      LJ
      .J
 I tad
CJ.IZI
                              317 PPM
                                                            322 PPM
                                                                                             330 PPM
                              N.t_L
N.Y.
                         Idle Test Emission Results on  In-Ufse Vehicles During Calender Year 1975
                                                                                               ••••
                      (Based on  nationwide AqetDistribution fof Each  Site)

                                                  'FIGURE 23

-------
EMISSION REDUCTIONS FRfflf I/f* PROGRAM AT'3G% STRINGENCY
                                 Latest Estimate-No I/M
                                2. I/M witii Mechan
                                  Trainin
FIR:   YEIRR
                FIGURE. 24 '

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                                                        303  STRINGENCY
                                    ETL_  V El FT
____  tg
 •- -  en ...
                                                                  LEGEND
                                                            1.  Latest Estimate
                                                            Z.  I/M with Mechanic
                                                               Training
                                                            3.  I/M without Mechanic
                                                               Training
Hi   ,
                     -7S   MDO
c
LENDRR
                                                     Y
K
                                     FIGURE 25

-------
                             FIGURE 26

                    LATEST ESTIMATES OF EMISSIONS REDUCTIONS

                        WITH A GOOD I/M PROGRAM-PERCENT
STRINGENCY
  FACTOR

A-FIRST YEAR

      .10
      .20
      .30
      .40
      .50

B-EIGHTH-'YEAR

      .10
      .20
      .30
      .40
      .50   .  '
            CO
                                   HC
PRE-CATALYST
    3  (6)
    3  (12)
   13  (18)
   19  (25)
   22  (29)
         CATALYST
                          PRE-CATALYST
   21
   26
   31
   37
   40
(31)
(37)
(43)
(50)
(54)
           8
          20
          28
          33
          37
              25
              38
              46
              51
              55-
C-AVERAGE OVER  VEHICLE LIFETIME
      10
      20
      30
      40
      50
10 (16)
15 (22)
20 (28)
26 (35)
29 (39)
                 (11)
                 (24)
                 (33)
                 (39)
                 (44)
   (33)
   (46)
   (55)
   (61)
   (66)
15 (19)
27 (32)
35 (41)
40 (47)
44 (52)
                 1
                 5
                 7
                10
                11
26
30
32
35
36
   (4)
   (9)
   (12)
   (16)
   (18)
(36)
(41)
(44)
(48)
(50)
                                11  (17)
                                15  (22)
                                17  (25)
                                20  (29)
                                21  (31)
            1
            3
            9
           16
           24
26
23
34
41
49
   (4)
   (7)
   (14)
   (22)
   (31)
(33)
(36)
(43)
(51)
(60)
                                        11  (15)
                                        13  (18)
                                        19  (25)
                                        26  (33)
                                        34  (42)
       ) with mechanic training

-------
Figure 27
                                  FIWCP
CO
r~~~'
v._-
CO '
CO
LLJ KitTti
LU
»— {
c5
21 CD Mc?t-
CO
s: en
CD i — 1
en
(XL CD SX'Pt.
CD
^-i en MPT.
	 r-H
CD
jm tspj.
( 	 )
^5
i-D S!W»
O£

t:
r*-"-. , _,
UJ IP*.
ex:
UJ
Q_ ^ , 	


I/M A'pisunptions K\^\1
30% Stringency !.\\\N I/M
Program Starts in 1977

WI/A I/M '-II TM 1ECH, TRAINING




"







-













(Ij
I—"
s;
P
CO
UJ
K,
UJ
2^
o:
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LL























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1-
to
UJ
h-

-------
                                                   Figure 28
       i trttrt.   T
oo
CO
V)
M—
    .
I/M Assumptions
30% Stringency
Program Starts in 1977
CI	.1  FMVCP

        I/I
CD /•««
ra
ct:
^ — • ^D tritTi. •
CD CO *
r~T " CD *\mi«
i— ~
^ CD
=- ^5 Ma.
c5 i-H
1 	 1 V_-»
h~
^ acn. .
s
3«ta.
LU
or f crt.
LU
Q_
ijl J •

W'/lk I/M WITH «H, TRAINING
-
•
LU
•
s:
H
CO
LU
FORMER



/I////
\\N\\V

LATEST


TYPICAL

\\\\\

FORMER
•


.'////(

\-
LU


BOSTON


FORMER



LATEST


SEATTLE


FORMER
i

m
LATEST


PHOENIX
CITY

-------
              CARS'*
Total
  FIGURE  29





COSTS OF  I/M








OTLUP^
OPE'***     BEST ESTIMATE
Maintenance 15.41
Fuel Savings -15.83
Inspection
9.60
-9.60
1.76-1.92
2.80-10.56
-
2.21-5.87
9.60
-9.60
5.00
               5.00
 Reference
**•
  Reference    49,50
***Reference   42

-------
                                       FIGURE
                             I/M COST  EFFECTIVENESS ($/TON)
                                     HC
                             CO
NEW APPENDIX  N  WITH
MECHANIC TRAINING
 338.28
12.42
REDUCING LDV  EMISSION
STANDARDS FROM INTERIM
TO STATUTORY
 437
 41
STAGE t VAPOR RECOVERY
446  - 1448

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-------
                                           Figure 32
                             Contraventions of the Carbon Monoxide

                                Ambient Air Quality Standard at

                           Eighteen New Jersey Air Monitoring Sites*
irt 'd
c: n
O nJ
•r( ' 10
(U
H 0)
•|j -a
fi ••!
o x
o o
  r;
M i o
O i-l
         2000,
        1500
1000
 500
              1971
1972       1973
                                             il
                                              I
1974      1975


  Years
1976
                                                                     1977
               * Does not include Elizabeth Trailer, Atlantic  City,  Morriatown,  and Trenton

-------
                                      Figure 33
                              RECENT DATA FROH AT&T ON
                                CINCINNATI BELL FLEET
                              RUNNING EXPENSE LESS GASOLINE

                                      PER 10,OOOM               PER VEHICLE

1972                                    $610                       $67*1

1973                                     708                        693

1974                                     803                        784

1975*                                    753                        715

   *No TUNE UP WITHOUT EXHAUST ANALYSIS

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                                     3^..

                                     BELL
CTJ
(2)

  T003773
  1044774
 TOS7209
 TG77324
T0595S3
                                          ,567,297
  10.9
 TO.5
 TO.5
TO.g
n.o

-------