NATIONAL FIELD INVESTIGATIONS CENTER
                   CINCINNATI
 RETURN  SLUDGE  FLOW  CONTROL

                        BY
               ALFRED W . WEST, P.E.
       CHIEF-WASTE TREATMENT  BRANCH
     PREPARED FOR THE INTERNATIONAL WORKSHOP ON

       INSTRUMENTATION CONTROL AND AUTOMATION

          FOR WASTEWATER TREATMENT SYSTEMS



                  SEPTEMBER 1973
UNITED STATES ENVIRONMENTAL PROTECTION  AGENCY
  OFFICE OF ENFORCEMENT AND GENERAL COUNSEL

                            \
                             UJ

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    OPERATIONAL CONTROL OF THE ACTIVATED SLUDGE PROCESS
                -RETURN SLUDGE FLOW CONTROL-
                    Alfred W. West, P.E.

               Chief, Waste Treatment Branch
     National Field Investigations Center - Cincinnati
         Office of Enforcement and General Counsel
       United States Environmental Protection Agency
    The return sludge flow, or more precisely, the clarifier
sludge flow which includes both  return  sludge  and  excess
waste  sludge  flows,  should be adjusted to meet measurable
process requirements.  Attempts to maintain arbitrary return
sludge flow percentages, for  example  25%,  50%,  or  100%,
etc.,  of  the  wastewater  flow will seldom achieve optimum
sludge  quality  and  process  balance.   Fortunately,   the
results  of  the one-hour mixed liquor settlometer test, the
15-minute mixed liquor and return  sludge  centrifuge  test,
and  the final clarifier sludge blanket test reading provide
the basic data  for  simple  calculation  of  the  clarifier
sludge  flow  rate  needed  to  maintain  or restore process
equilibrium.


     Symbols Used in Formulas and Calculation Examples


  ATC = Aeration  Tank  Concentration  -  The  mixed  liquor
        concentration  determined  by the standard 15-minute
        centrifuge test, expressed as  the  percent  of  the
        centrifuge  tube  occupied  by  the  compacted mixed
        liquor sludge.

  CFO = Clarifier Flow - Out of Clarifier  (Final Effluent)

  CFP = Final Clarifier Sludge Flow Percent -  (CSF/CFO) From
        metered" values, expressed decimally.

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 CFPD = Final  Clarifier  Sludge  Flow  Percent   Demand
        Required  sludge  removal  rate  as a percent of the
        final effluent flow (expressed decimally).

  CSF = Final Clarifier SJLudge Flow - (RSF+XSF)

 CSFD = Final Clarifier SJLudge Flow Demand - Required sludge
        removal rate expressed in either cu m/d or mgd.

MLTSS = Mixed Liquor Total  Suspended  Solids  Concentration
        Tmg/l)~

  RFP = Return Sludge Flow Percent (RSF/CFO as a decimal)

  RSC = Return SJLudge  Concentration  -  The  return  sludge
        concentration  determined  by the standard 15-minute
        centrifuge test, expressed as  the  percent  of  the
        centrifuge  tube-  occupied  by  the compacted return
        sludge.

  RSF = Return SJLudge Flow (to aeration tanks)

RSTSS = Return Sludge Total Suspended  Solids  Concentration
        Tmg/1)

 SSCt = Settled  SJLudge  Concentration  -   The   calculated
        concentration  of the mixed liquor after "t" minutes
        settling in the settlometer.  (SSCt = 1000 ATC/SSVt)

 SSVt = Settled SJLudge Volume - The volume occupied  by  the
        mixed  liquor  after  "t"  minutes  settling  in the
        settlometer.   (cc/1)

  XSF = Excess Sludge Flow to Waste
          The Clarifier Sludge Flow Demand Formula

    In  practice,  at  least  once  per  eight-hour   shift,
operators  should record the actual wastewater and clarifier
sludge flow rates, determine mixed liquor  settleability  by
the  settlometer  test,  check  the  mixed liquor and return
sludge concentrations by the centrifuge test, calculate  the
clarifier  sludge  flow  demand   (CSFD)  from  the following
formula, and  then  adjust  the  clarifier  sludge  flow  to
approximate the demand.
    The  observed  rate  at  which settled sludge is removed
from the final clarifier can  be  expressed  either  as   the.

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metered  flow   (CSF)  or  as a percentage  (CSP-recorded as a
decimal  fraction)  of  final  effluent  flow  out  of   the
clarifier.    The   demands  (CSFD  or  CFPD)  can  also  be
calculated in terms of flow rates or percentages.
               CSFD = CSFx(RSC-ATC)/(SSC -ATC)

               CFPD = CFPx(RSC-ATC)/(SSC -ATC)
  Sludge Settling  (SSV) and Concentration  (SSC) Test Data

    Mixed  liquor  sludge   concentration   characteristics,
determined  by  the settlometer and centrifuge tests, define
sludge quality and are used to  determine  clarifier  sludge
removal requirements.  The settlometer test differs from the
conventional  sludge  settling test for SVI determination in
that:

    a.  A larger diameter   (12.5  cm  =  5  inches)  shorter
      length   (15  cm = 6 inches) graduated cylinder is used
      to minimize the settling rate distortions  that  occur
      when  slowly  settling  sludge is tested in the narrow
      standard 1,000 cc graduated cylinder.

    b.  Settled sludge volume is observed  and  recorded  at
      intervals  throughout  one hour  (or  longer for special
      studies) instead of the single 30-minute reading  used
      for SVI.

    c.  Sludge quality is revealed by the  shape and the end-
      point   (1.0 hr) of the sludge concentration curve that
      is calculated from the mixed liquor  concentration  and
      the settled sludge volumes.  (SSC=1,000 ATC/SSV).

    The  settlometer test results displayed in Figure 1 show
that the Settled Sludge Volume   (SSV)  reached  235  cc  per
liter  at  40  minutes,  215  at  50  minutes, and 200 at 60
minutes.

    The Settled Sludge Concentration  (SSC)  curve,  revealed
that  the  mixed  liquor sludge, with an initial centrifuged
concentration of ATC=3.0%  at  time  zero,  compacted  to   a
calculated concentration of 12.8% in 40 minutes, 14.0% in 50
minutes, and 15.0% in 60 minutes.

    Using these sludge concentration test  data and the waste
water  and  the  clarifier  sludge  flow meter readings, the

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                     FIG.  1

      Sludge Settling and Concentration Characteristics
1000
           ssv   a  ssc
               (SSC = 1000 ATC/SSV)
                    ADJUST  RSC

                    TOWARDS  SSC
                              ACCEPTABLE RSC
                              RANGE- SSC40_60
  0
          10     20    30     40    50

         SLUDGE  SETTLING  TIME - SST, min.

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operator can calculate the clarifier sludge withdrawal  rate
that  will  provide approximately one hour sludge compaction
time in the clarifier.
    Ideally, removing sludge from the final clarifier  at  a
concentration  approximating the 60-minute SSC value usually
minimizes the sludge detention time in the  anaerobic  final
clarifier  environment  and reduces the amount of water that
is pumped back with the sludge solids to practical minimums.
In practice, operators usually  use  the  50-minute  SSC  as
their  target value to minimize the chance of increasing RSC
above the 60-minute SSC value and  thereby  lengthening  the
clarifier  sludge  detention  time  unduly during periods of
rapidly rising waste water flows.  SSC  targets  greater  or
less  than  the 50 minute value are used only in exceptional
cases when other control procedures  are  also  modified  to
overcome plant or process balance abnormalities.

    It  may  be  impractical  to  try to maintain RSC at the
precise target SSC  value  at  all  times.   The  operators,
therefore,  usually  select a range of RSC's, between SSC 40
and SSC 60, within which the clarifier sludge  flow  is  not
changed even though RSC does not equal the SSC target value.
Therefore,  for  the  sludge  concentration  characteristics
shown in Fig. 1, the operator should  change  the  clarifier
sludge   flow  rate  only  if  the  observed  return  sludge
concentration (RSC) value is less than 13% or  greater  than
15%.  If it is, he should insert ATC=3.0 and SSC  =14.0 into
the clarifier sludge flow demand formula and then adjust the
clarifier sludge flow to meet the current demand.

           Clarifier Sludge Flow Demand Examples

    The   following  examples  illustrate  the  step-by-step
calculation  procedures  used  to  determine  the  clarifier
sludge  flow  needed  to achieve process balance where mixed
liquor sludge characteristics equalled those in Fig.  1  and
the  observed  return  sludge  concentration  (RSC) equalled
16.0%.  Observed flow  meter  readings  are  posted  in  the
examples.

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Examples
           Metric Units
     Observed:

       ATC
       RSC
       SSC
       CFO
       RSF
       XSF
                    English Units

              Observed:
3.0%
16.0%
14.0%
37,850 cu m/d
18,170 cu m/d
760 cu m/d
ATC
RSC
SSC
CFO
RSF
XSF
3.0%
16.0%
14.0%
10.0 mgd
4.8 mgd
0.2 mgd
     Wanted:   CSFD and CFPD required to reduce RSC from 16%
              to 14%
     Therefore:

       CSF = RSF+XSF
           = 18,170 + 760
           = 18,930 cu m/d

      CSFD = CSFx(RSC-ATC)
             /(SSC50-ATC)
           = 18,930x(16.0-3.0)
             /(14.0-3.0)
           = 18,930x1.18
           = 22,340 cu m/d

       CFP = CSF/CFO
           = 18,930/37,850
           = 0.50

      CFPD = CFPx(RSC-ATC)
             7(SSC50-ATC)
           = 0.50x1.18
           = 0.59
           = 59%
               Therefore i
                 CSF =
       RSF+XSF
       4.8 + 0.2
       5.0 mgd
                CSFD = CSFx(RSC-ATC)
                       /(SSC50-ATC)
                     = 5.0x(l6.0-3.0)
                       /(14.0-3.0)
                     = 5.0x1.18
                     = 5.91 mgd
                 CFP =
       CSF/CFO
       5.*0/10.0
       0.50
               CFPD = CFPx(RSC-ATC)
                      /(SSC50-ATC)
                     = 0.50x1.18
                     = 0.59
                     = 59%

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    The  operator  should  now increase the clarifier sludge
removal pumping rate from  18,930  cu  m/day  (5.0  mgd)  to
22,340  cu  m/day  (5.9 mgd).  In actual practice, operators
usually select a maximum allowable sludge flow increase,  or
decrease,  that  they will not exceed at any single test and
control period.  In this case of a 37,850 cu m/d  (10.0  mgd)
plant,  for  example,  the  maximum  clarifier  sludge  flow
adjustment permitted after each test period might have  been
limited  to  3,785 cu m/day  (1.0 mgd).  This is a precaution
against over-control that  could  otherwise  occur  if  very
large flow changes are called for.
    During  the  next  8-hour  shift,  or more frequently if
necessary, the operator would make similar observations  and
calculations  and then readjust, if necessary, the clarifier
sludge flow to meet the new demand.

    During each testing  period  the  operator  should  also
calculate  the  sludge detention time in the final clarifier
and attempt  to  maintain  this  value  between  30  and  90
minutes.   If  the  process  is so badly unbalanced that the
clarifier sludge detention time  equalled  or  exceeded  two
hours,  he  should  increase  the clarifier sludge flow rate
more aggressively and  probably  also  step  up  the  sludge
wasting  rate.   The clarifier sludge flow demand, discussed
in this paper, must be  coordinated  with  other  measurable
process requirements that will be described in a forthcoming
PROCESS  CONTROL  pamphlet  being  developed by the National
Field Investigations Center.
    Control   adjustments   could   be   accomplished   more
conveniently  and  accurately  if  the  treatment plant were
equipped  with  an  automatic  clarifier  sludge  flow  rate
controller  that continuously adjusted the metered clarifier
sludge flow to equal a preset  percentage  of  the  measured
waste water flow.  In such case, the operator would move the
controller  set-point  from  50%  to  59%  and the increased
sludge flow rate would continue to respond  to  waste  water
flow rate changes.

    Looking  to the future, it is easy to visualize how this
procedure may be further automated when reliable  continuous
activated sludge concentration sensors become available.

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         Response to_ Return Sludge Flow Adjustments

    The  return  sludge  concentration  and the mixed liquor
sludge concentration responses to changed return sludge flow
percentages are  illustrated  in  Figures  2  and  3,  which
contain two weeks of data from the Merrimack, New Hampshire,
Waste Treatment Plant operating log.   During the period, the
return  sludge  percentage was increased from 15 to 127, and
then reduced to less than 26.

Return Sludge Concentration (RSTSS in mg/1)

    Return  sludge  concentrations   respond   rapidly   and
inversely  to  return  sludge  flow adjustments.  This normal
relationship is evident in Figure 2 where the return  sludge
concentration  fell  from 5640 to 2280 mg/1 while the return
sludge percentage increased.   Return  sludge  concentration
then   increased  to  7110  mg/1  while  the  return  sludge
percentage was reduced.

Mixed Liquor Concentration  (MLTSS in mg/1)

    Mixed liquor concentrations, and the associated  sludge-
age  and  food-to-microorganism  ratios, respond strongly to
sludge  wasting  adjustments  but  they  are  not   normally
affected  greatly  by  return  sludge flow adjustments unless
the process is badly out of balance.   In  fact,  a  direct
response,  where  mixed  liquor concentrations increase with
higher return sludge flows, usually occurs  only  after  the
process balance has been upset by excessive accumulations of
sludge solids in the final clarifier.

    As  shown  in  Figure  3  the mixed liquor concentration
increased only modestly from 1230 to  1470  mg/1  while  the
return  sludge  flow  percentage rose drastically from 15 to
127.  Then, the  mixed  liquor  concentration  continued  to
increase   to  2400  mg/1  even  though  the  return  sludge
percentage adjustment was reduced from 127 to 37.


          Sludge Concentrations vs. Sludge Wasting

    Process response to  variations  in  sludge  wasting  is
discussed  only  briefly  since  Sludge  Wasting  Control is
beyond the scope of this paper.

    Comparison of the mixed liquor  and  the  return  sludge
concentration  curves with the pounds of sludge wasted curve
(Figure  4)  reveals  that  the  effects  of  wasting   were
overwhelmed  by  other  control  adjustments from July 17 to

                               8

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                                               FIG. 2
                                 Return Sludge Concentration  Response
                           to Return  Sludge  Flow Percentage  Adjustments
N.

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 9,000
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                       WITH INCREASED RSP
WITH DECREASED RSP
                                      F   S    S   M   T   W   T
                                      20  21   22   23   24  25   26
                                            JULY  1973

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                           FIG.  3

               Mixed Liquor  Concentration Response
         to Return  Sludge Flow  Percentage  Adjustments
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16    17   18   19   20  21   22   23   24  25   26  27  28   29
                           JULY  1973

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                                  FIG. 4
20000
               Mixed Liquor and Return  Sludge Concentrations  vs.

                    Kilograms (Pounds) of Sludge Wasted
  200
  9000

  8000


  7000


  6000


  5000



  4000




- 3000







- 2000
                                                                          X
                                                                          o>
                                                                          a
                                                                          LU
 -1000

  900

  800


  700


  600


- 500




- 400





- 300
                                                                  - 200
                                                                          §
                                                                   -100
       MTWTFSSMTWTFSS

       16  17   18   19  20   21   22   23   24  25  26   27  28  29

                                JULY  1973

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July  26.   The  sludge concentrations did not increase with
the decreased wasting rates, nor did they decrease with  the
increased  wasting  rates  to the extent they should have if
sludge wasting had exerted the principal  control  pressure.
As evidenced in Figure 2, the drastically increased and then
decreased  return  sludge  flow percentage, that reduced and
then increased the return sludge concentration, exerted  the
predominant control pressure during this ten-day interval.

    Conversely,  the relative effects of the wasting and the
return controls reversed after July 26, when the response to
the exceptionally high sludge wasting rate  overpowered  the
lesser  response  to the more moderate changes in the return
sludge flow percentage.  Sludge wasting on July  26  and  27
had  been  increased  to  more than three times the previous
ten-day average.  Both  the  mixed  liquor  and  the  return
sludge  concentration  trends reversed and then decreased in
logical  response  to  the  predominating   sludge   wasting
control.
                   Practical Precautions

    This  clarifier  sludge  flow adjustment procedure, when
coordinated  with  proper   aeration  and   sludge   wasting
techniques,  has  improved  performance  at  practically all
plants   at   which   Waste   Treatment   Branch   personnel
demonstrated  control  procedures.  Although such procedures
can be helpful, they may not solve problems that are imposed
by gross overloads or by improper plant design.

    Furthermore, certain hydraulic limitations must be taken
into consideration at most plants.  There is usually a limit
below which the return sludge flow cannot be reduced without
impeding proper sludge collection or plugging return  sludge
piping.   Similarly,  there  is usually a limit beyond which
the return sludge flow cannot be increased without  creating
excessive turbulence and scouring flow velocities within the
final  clarifier.  Most operators identify these limits from
practical experience and follow the demands  throughout  the
acceptable  return  sludge flow range.  In general, reducing
the return sludge flow percent below  15  or  increasing  it
above  150  may  induce  more  problems  than those that are
solved.
                              12

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                       Actual Results

    Two examples of final effluent  quality  achieved  while
following  these  control procedures are the most recent 30-
day  average  data  summaries  from   the   Merrimack,    New
Hampshire,  and  the  Albany,  Oregon, waste water treatment
plants.  The National Field Investigation Center's technical
support projects were completed on September  30,  1973,  at
Merrimack and on August 9, 1973, at Albany.

    The  Merrimack  plant treats 8,330 cu m/day  (2.2 mgd) of
wastes.  About 95% of the flow  is  brewery  waste  and  the
remainder  comes   from a paper coating factory.  Wastes are
pretreated  by  a  trickling  filter  before  entering    the
complete-mix  type,  activated  sludge  plant  equipped with
surface-mechanical aerators.

    The Albany plant treats 20,820 cu  m/day  (5.5  mgd)  of
domestic  sewage.  Local industries contributed less than 5%
of the waste flow  during  the  project.   The  plant  is  a
conventional  complete-mix  activated sludge plant utilizing
compressed air.

    During the first two  months  of  each  project,  NFIC-C
personnel  trained  plant  personnel  to use the coordinated
control procedures that have been  developed  by  the  Waste
Treatment  Branch.   Consultation  was provided for the next
month or two and the final month's  performance,  summarized
in  the  Table  1,  was  achieved by plant personnel without
further assistance from NFIC.
     TABLE 1   Activated Sludge Plant Performance

                          Merrimack             Albany

                         BOD      SS         BOD       SS
Concentrations (mg/1)
   Raw Waste
   Aerator Influent
   Final Effluent

Reductions (%)
   Preliminary Treat.
   Act. Sludge Process
   Total Plant
1168    524
 340    325
   6.9    6.4
  70.9   38.0
  98.0   98.0
  99.4   98.8
191
141
  5.4
 26.2
 96.2
 97.2
254
172
  6.0
 32.3
 96.5
 97.6
     The turbidity of settled final effluent averaged 1.8
JTU at Merrimack and 2.1 JTU at Albany.
                               13

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                          Summary
    The real value of this  control  procedure  is  that   it
responds  to  practically  all  loading, process balance and
sludge  quality  characteristics  to  reveal  the  clarifier
sludge  flow rate that will best satisfy the net requirement
of all these interacting variables.  The  calculated  demand
satisfies  the  coordinated requirements imposed by changing
mixed  liquor  sludge  concentrations  and  quality,  sludge
solids distribution between the aeration tanks and the final
clarifiers,   and   the   waste  water  flow  rates.   On  a
progressive long-term basis it also responds to  changes   in
organic  loadings and the interrelated sludge-wasting rates.
This control procedure satisfies the dynamic requirements  of
the total process.
Author's Note

    A series of  pamphlets  describing  Operational  Control
Procedures   for  the  Activated  Sludge  Process  is  being
developed by the Waste  Treatment  Branch  of  the  National
Field   Investigation   Center   -  Cincinnati.   Part  I
OBSERVATIONS, Part  II  -  CONTROL  TESTS,  and  Part  III-A
CALCULATION PROCEDURES are available for distribution.  Part
IV - SLUDGE QUALITY, Part V - PROCESS CONTROL,, APPENDIX, and
a  series  of CASE HISTORIES will come later.  This paper is
essentially a preview of a section  of  proposed  Part  V
PROCESS   CONTROL.   Though  this  paper  is  limited  to  a
discussion of the clarifier sludge flow  control  procedures
that  were  evolved  by me and are demonstrated by the Waste
Treatment Branch, it should be recognized  that  coordinated
control   of  aeration  tank  mixing  and  dissolved  oxygen
concentrations along with excess sludge  wasting  procedures
is  also  necessary  to  obtain  best  plant performance and
effluent quality from the activated sludge process.
                                           Alfred W. West
    U.S. GOVERNMENT PRINTING OFFICE 1973- 758-488/1048          14

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