PB   212  730

A  STUDY TO  IDENTIFY  OPPORTUNITIES  FOR  INCREASED SOLID
WASTE  UTILIZATION.    VOLUMES  II  TO  VII

National Association of  Secondary Material  Industries,  Incorporated
New  York,  New  York

1972
                                                    DISTRIBUTED BY:
                                                    National Technical Information Service
                                                    U. S. DEPARTMENT OF  COMMERCE
                                                    5285 Port Royal Road, Springfield Va. 22151
                    This document has been approved for public release and sale.

-------
4. Title and Subtitle
9. Performing Organization Name and Addres

 National Association  of Secondary Material  Industries, Inc.
 New York, New York  10017
BIBLIOGRAPHIC DATA
SHEET
                    '• Report No.
                        EPA-SW-40D.2-72
PB   212   730
   5. Report Date
 A Study to Identify Opportunities for Increased  Solid Waste
 Utilization.  Volumes  II  to VII.
7. Author(s)
 Battelle Memorial  Institute.  Columbus Laboratories
12. ^ponsorintr Organization Name and Address

 U.S. Environmental  Protection Agency
 Office of Solid Waste  Management Programs
 Washington, D.C.   20460
                                                                   8. Performing Organization Rept.
                                                                   10. Ptoiect/TaskA'ork Unit Xo.
                                                                  11. EmoSJtX/Grant No.

                                                                        G06-EC-00282
                                                                  13. Type of Repon & Period
                                                                     Covered
                                                                          Final
15. Supplementary Notes
 This study concerns  the  development cf greater  solid waste utilization  through analysis
 of the secondary materials  industry, its sources  of supply, its consuming markets, and
 its economic and technological problems.  Eight separate materials and  a  general report
 are included.  The materials examined are aluminum, copper, lead, zinc, nickel and
 stainless steel, precious metals, paper, and  textiles.   Problems inhibiting increased
 recycling of these materials are identified,  and  recommended actions  are  proposed.  A
 survey of the secondary  materials industry was  the basis for many of  the  identified
 problems and also provided  numerous statistics  on the scrap industry.
17. Kev 3'orjs and Document Analysis. 17o. Descriptors

 •Refuse, 'Recycling,  *Markets, Industrial wastes,  Salvage, *Metal scrap
ITb. Iies::fie:s Open-Ended Terms                                                        "»j»~ '

 *Soiid waste, *Resource recovery, "Secondary  materials, 'Secondary materials industry,
 Scrap industry, Paper,  Textiles, Aluminum, Copper,  Zinc, Lead, Precious  metals, .Nickel
 Stainless steel
lie. CO5AT1 Field/Croup   J3B
                                        NATIONAL TECHNICAL
                                        INFORMATION SERVICE
18. Availability Statement

 Release to public
                                                       19.. Security Class (This
                                                         Report)
                                                       	UNCLASSIFIED
                                                        20. Security Class (This
                                                          Page
                                                            UNCLASSIFIED
                                                                             21- No. of Pages
                                                                             USCOMM-DC t
                                                                                                        This report has been reviewed by the U.S. Environmental
                                                                                                        Protection Agency  and approved for publication.  Approval
                                                                                                        jloes not signify that the contents necessarily reflect the
                                                                                                        views and policies of the U.S. Environmental Protection
                                                                                                        Agency, nor does mention of commercial products  constitute
                                                                                                        endorsement or recommendation for use by the U.S.  Government.

                                                                                                        As an aid to the reader, the U.S. Environmental  Protection
                                                                                                        Agency has Included the master bibliography for  the  entire
                                                                                                        nine-volume work at the back of this book.

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                                                        EPA-SW-40D. 2-72
                    A STUDY TO IDENTIFY OPPORTUNITIES

                  FOR INCREASED SOLID WASTE UTILIZATION
               Volume II:  Aluminum Report
               Volume III:  Copper Report
               Volume IV:  Lead Report
               Volume V:  Zinc Report
               Volume VI:  Nickel and Stainless Steel Report
               Volume VII:  Precious Metals Report
             This report (SW-40d.2) on work performed under
       solid waste management demonstration grant no. GO6-EC-00282
   to the National Association of Secondary Material Industries, Inc.,
    was written by BATTELLE MEMORIAL INSTITUTE, COLUMBUS LABORATORIES
             and is reproduced as received from the grantee.
Book 1, which consists.=of
Volume I
Book 3, which consists of
Volumes VIII and IX
General Report (SW-40d.l) is available
fron the Department of Commerce, National
Technical Information Service, Springfield,.
Virginia.
Paper Report and Tes&ile Report (SW-40d.3) is
available from the Department of Commerce,
National Technical Information Service,
Springfield, Virginia.
                  U.S. ENVIRONMENTAL PROTECTION AGENCY

                                   1972
                                                                                                                        11
                                                                                      ACKNOWLEDGEMENTS
        This report and the others In the series were made possible by
the cooperation of a large number of people.   Those who gave this help
Include:

     o  The owners and managers of a large number of recycling companies
        who discussed the Industry with Battelle researchers

     *  The people at hundreds of recycling companies who completed and
        returned the Industry Census questionnaires

     •  The managers and specialists of many users of materials—both
        primary and recycled—and generators of scrap who discussed
        recycling from their individual points of view

     o  The personnel of trade associations,  trade publishers, and
        other service groups who advised the researchers

     o  The staff members of NASHI who provided guidance, criticism,
        and encouragement to the research team

     o  The members of the NASMI commodity committees who provided
        insight and information without which meaningful results"
        would have been difficult or impossible

     o  The staff of World Wide Information Service, Inc., who
        interviewed a large number of recycling companies for the
        industry census.

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                                       ill
                                     N 0 T
          This report is part of a series of 9 volumes on the recycling of solid



waste materials:
                                                                                                                             VOLUME II
                                                                                                                        ALUMINUM REPORT
                    Volume




                     I




                     II




                     III




                     IV




                     V




                     VI




                     VII




                     VIII




                     IX
                                            Materials Covered




                                            General Report




                                            Aluminum




                                            Copper




                                            Lead




                                            Zinc




                                            Nickel and Stainless Steel




                                            Precious Metals




                                            Paper




                                            Textiles
         . The reader should read Voluse I as well as the volumes covering



materials of specific Interest.  Volume I provides a brief summary of the other



8 volumes, plus an analysis of activities and recycling problems common to all .



of the commodities.  Areas of commonality Include such matters as legislation and



its 'effect on .recycling, and a description of the equipment used in processing



secondary materials.  It also presents a statistical profile of that portion of



the secondary materials industry studied.

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                                TABLE OF CONTENTS
                                                                            Page
SUMMARY	  ,,;. .....       xi

     Aluminum Recycling Industry	.......:.....     xli
     Aluminum Recycling Problems and Recommended Actions	....*.     Xiv

INTRODUCTION. ......	.....:  .' .  .'.....".':-'.  .  .        1

     Background 	 .....	        1
     Objectives	... .	        2
     Scope		..."'...        3
     Research Methods '.	        3
          Literature Search 	  	        3
          Extensive Survey	        4
          In-Depth Survey	   4
          Analysis and Synthesis	        5

THE ALUMINUM INDUSTRY .	        7

     Characteristics of Aluminum	        7
      . ', Wrought Alloys	...."..        7
          Casting Alloys.	        8
          Other Forms of Aluminum  	        8
     Characteristics of the*Aluminum  Industry	        9
          Materials Sources ...'.'.	        .9
          Aluminum Producers	       10
          Production	       14
     Markets for Aluminum	       16
          Secondary Aluminum Markets	       17
          Market Outlook. . .	       '17

THE ALUMINUM .RECYCLING INDUSTRY	       18

     Characteristics of Aluminum Materials	       18
          Primary Aluminum Alloys  	       18
          Secondary Aluminum Alloys	       19
          Scrap -Drosses	       .19
     Characteristics of the Aluminum  Recycling Industry	       19
          Scrap .Sources  . . .  '. .  ".	       19
               New Scrap Sources	24
               Old Scrap Sources.	       .25
               Consumption of  Aluminum Scrap by ^Ty.pe and Form	       26
               :Scrap"Prices .  . .  '."" ...... \  .*..	       29

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                                TABLE OF CONTENTS
                                   (Continued)
                                                TABT.E OF CONTENTS
                                                   (Continued)
                                                                           Page
                                                                                                                                                                      Page
          Description of the Activities of the Organizations
            That Hake up the Aluminum Recycling Industry.  .  .
               Scrap Processors or Dealers	
               Primary Producers  	
               Nonintegrated Producers	
     Aluminum Scrap and Secondary Aluminum Markets. .  .
          Scrap Markets	 	
          Secondary Aluminum Markets	
               Secondary Aluminum Prices	
          Industry Data 	
          Materials Flow Pattern for Aluminum Recycling
     Demand/Supply Analysis 	
ALUMINUM SCRAP RECYCLING PROBLEMS
     New Scrap.
     Old Scrap.
ALUMINUM RECYCLING INDUSTRY PROBLEMS.
     Air Pollution Control	
     Composite Aluminum Scrap 	
     Need for New Methods of Upgrading Aluminum Scrap
          Conversion of Mixed Aluminum Scrap to
            Pure Metal or a Practical Alloy 	
          Sorting of Mixed Aluminum Alloy 	
          Sorting of Aluminum from Nonferrous Scrap .
     Recycling Wastes 	
          Secondary Smelter Residues	
          Scrap Processing Residues 	
COURSES OF ACTION CONCERNING RECYCLING OF ALUMINUM.
     Evaluation of Problems 	
     Recommended Actions	
          High Priority Actions 	
               Reclamation of Old Aluminum Scrap
                 From Container and Packaging Sources
               Air Pollution Control.	
               Reclamation of Old Aluminum Scrap
                 From Transportation Sources	
          Lower Priority Actions	
          Other Actions ..... 	
 31
 31
 35
 36

 36
 37
 38
 40
 41
 44
 46

 47

 48
 48

 48

 49
 49
 52

 52
 53
 53
 53
 53
 54

 55

 55
 56
. 56

 59
 61

 62
 62
 62
                                                   APPENDIX A
ALUMINUM ALLOY SPECIFICATIONS
                                   APPENDIX B

CALCULATIONS OF ESTIMATED AVAILABILITY OF OLD ALUMINUM SCRAP.
                                                      1954.
                                 LIST OF TABLES

TABLE  I.  ALUMINUM RECYCLING - MAJOR PROBLEMS
             AND RECOMMENDED ACTIONS	
TABLE  1.  PRIMARY ALUMINUM CAPACITY, BY COMPANY. .
TABLE  2.  ESTIMATED CAPACITIES AND LOCATIONS OF
             LARGER SECONDARY ALUMINUM SMELTERS . .
TABLE  3.  GENERAL STATISTICS FOR ESTABLISHMENTS,
             BY INDUSTRY SPECIALIZATION AND PRIMARY
             PRODUCT CLASS SPECIALIZATION: 1967 . .
TABLE  4.  SUPPLY OF ALUMINUM, THOUSANDS OF TONS. .
TABLE  5.  ALUMINUM SHIPMENTS, 1960 AND 1969,
             BY END-USE CATEGORY, THOUSANDS OF TONS
TABLE  6.  GRADES OF ALUMINUM SCRAP AND DROSS . . .
TABLE  7.  NEW ALUMINUM SCRAP GENERATION BY INDUSTRY,
TABLE  8.  NEW AND OLD ALUMINUM SCRAP CONSUMPTION,
             AS REPORTED BY TYPE, 1969	
TABLE  9.  ALUMINUM SCRAP WHOLESALE'BUYING PRICES, CARLOAD
             LOTS, DELIVERED TO BUYER'S WORKS, MARCH, 1971. .
TABLE 10.  NONFERROUS SCRAP DEALERS' BUYING PRICES
             FOR ALUMINUM, MARCH, 1971	
TABLE 11.  ESTIMATED DEMAND FOR ALUMINUM SCRAP, 1971-1980 . .
TABLE 12.  PRODUCTION OF SECONDARY ALUMINUM ALLOYS,
             BY INDEPENDENT SMELTERS, 1969.  . . .	
TABLE 13.  OLD ALUMINUM SCRAP RECYCLING, 1969	
TABLE 14.  DEMAND/SUPPLY ANALYSIS FOR OLD ALUMINUM SCRAP,
             1969, 1974, AND 1979	
TABLE 15.  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING
             OLD ALUMINUM THAT WAS NOT RECYCLED IN 1969 . . .
TABLE 16.  IDENTIFICATION AND ANALYSIS OF OTHER
             ALUMINUM RECYCLING PROBLEMS	
TABLE 17.  EVALUATION OF SEVEN PROBLEMS RELATED
             TO RECYCLING ALUMINUM	
TABLE 18.  RECOMMENDED ACTIONS, HIGH PRIORITY
             ALUMINUM RECYCLING PROBLEMS	
TABLE 19.  RECOMMENDED ACTIONS, LOW PRIORITY
             ALUMINUM RECYCLING PROBLEMS	
                                                                            A-l
                                                                            B-l
                                                                             XT
                                                                             12
                                                                             13
 15
 14

 16
 20
 24

 28

 29

 30
 38

 39
 45

 46

 50

 51

 57

 58

- 63
                                                                                                                                     8

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                                 LIST OFJTABLES
                                  (Continued)
                                                                           Page
                                                                                                                                   SUMMARY
TABLE A-l.

TABLE A-2.

TABLE A-3.

TABLE A-4.

TABLE A-5.


TABLE B-l.
 FIGURE  I.
 FIGURE  1.
 FIGURE  2.

 FIGURE  3.
 FIGURE  4.

 FIGURE  5.

 FIGURE  6.


 FIGURE  7.
ALUMINUM ASSOCIATION ALLOY  DESIGNATION
   SYSTEM FOR WROUGHT ALLOYS ."'..-.  .jj.  ...
CHEMICAL COMPOSITION LIMITS OF SELECTED
   WROUGHT ALUMINUM ALLOYS  (PERCENT)  ....'.
ALUMINUM ASSOCIATION DESIGNATION FOR
   FOUNDRY  (CASTING) ALLOYS	
CHEMICAL COMPOSITION SPECIFICATION FOR
   SELECTED ALUMINUM CASTING ALLOYS (PERCENT) .
DESIGNATIONS AND CHEMICAL SPECIFICATIONS FOR
   ALUMINUM ALLOYS FOR  DEOXIDATION
   IN IRON AND  STEEL MANUFACTURE	
CALCULATION OF ESTIMATED AVAILABILITY
   OF OLD ALUMINUM SCRAP, 1969 	
                      LIST OF FIGURES

FLOW DIAGRAM OF RECYCLING ALUMINIJM - 1969, SHORT TONS.
SOURCES AND MARKETS FOR ALUMINUM, 1969	 .
FLOW OF MATERIAL IN THE COMMERCIAL
  SECONDARY ALUMINUM INDUSTRY	: ....'..
FLOW OF ALUMINUM SCRAP	 . .	
ALUMINUM RECOVERY FROM .NEW AND OLD SCRAP
  FOR THE YEARS 1959 TO 1969 .. .  .	
DIAGRAM OF SCRAP MATERIAL FLOW IN
  SECONDARY ALUMINUM SMELTER ..,	
AVERAGE VOLUME IN TONS PER YEAR OF  (1) ALUMINUM SCRAP
  PROCESSORS, AND'(2) ALUMINUM'SCRAP CONSUMERS,
  BY REGION, 1969: .,-	.'._.-.....
FLOW DIAGRAM OF RECYCLING ALUMINUM - 1969, SHORT TONS.
 A-l
 A-2
 A-3
 A-4
 A-5
                                                                            B-l
xiii
   11
   22
   23
   27
   34
   42
                                                                             43
          The economic recycling of waste materials Is desirable because  (1) it

aids in .the conservation of natural resources and (2) reduces dependence  on

foreign ores.  Recycling is not a new concept, having been practiced for  many

decades.  Recycling, therefore, is of interest to the Office of Solid Waste

Management whose responsibility it is to fornulate and recommend solid waste

programs for the United States.  This report on  the recycling of aluminum

provides information and analyses to be used as  a basis for program planning.

The report was prepared by Battelle-Columbus with the guidance and help of the

National Association of Secondary Material Industries (NASMI) .  It is based on a

12-month study of aluminum recycling.

          The report reviews briefly the demand  and supply for aluminum scrap in

the United States.  It analyzes the recycling of aluminum,. the operations" of scrap

processors and smelters, sources of aluminum scrap, markets for secondary aluminum,

and recycling rates by types of scrap.  Based on this analysis the report presents

the problems faced by the aluminum recycling industry.  Finally, it evaluates

these problems to determine priorities, and recommends courses of action  to solve

or reduce these problems - with the emphasis on  increasing recycling of aluminum

in order to reduce solid waste disposal problems.

          Aluminum has a relatively high scrap value, and therefore, the  scrap is

reclaimed under conditions where lower value scrap materials (such as steel,

and lead) would not be reclaimed.  Yet, in terms of maintaining an environment

free of solid waste, the major problem in aluminum is the collection of old

aluminum scrap, especially that scrap in the form'of cans, or packaging foil, or in

the form of a part on a complex piece of equipment such as an automobile.

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                                              xll
                                          Aluminum Recycling  Industry


                     The  importance  of  recycled  aluminum  In the  total  aluminum market Is

           unknown  because  statistics on  aluminum scrap consumption  are  available only for

           scrap which  is actually purchased.  On the  basis of purchased scrap only,  recycled

           aluminum accounted  for 18.6  percent of the  aluminum supply  in 1969  and the aluminum

           recycled is  48 percent of aluminum calculated  to be available for recycling.


                     Consumers of aluminum scrap,  that is, the secondary smelters, primary

           producers, and nonintegrated fabricators all buy and use  new  scrap.  Although

           definitive data  are not available, nearly all  of the new  aluminum scrap produced

           is recycled.   On the other hand, old  aluminu*  scrap (generated when articles

           containing aluminum become obsolete)  Is  cons oned by essentially only one element

           of the recycling industry, the  secondary smelter.     Although only rough  esti-

           mates are  possible, this  report shows  that only about 13  percent  of the old

           aluminum scrap theoretically available is recovered.  Figure  I presents a  flow

           diagram  showing  the data  and estimated statistics  of aluminum recycling in 1969.

           Examination  of this figure shows that  an estimated 2.2 million tons   of  aluminum

           were theoretically  available for recycling  in  1969.  Of this  amount, about

           1 million  ton  was recycled - about 74 percent  of this went  Into casting alloys

           and other  secondary smelter  products,  while about  25 percent  went into wrought

           aluminum products.

                     If increased recycling of old aluminum scrap is stimulated,  there is  a

           limited  market available.  This market is the  secondary smelter,  which In  turn  has
           (1)  The  aluminum can  recycling programs  qualify  the primary  aluminum companies
               as recyclers of old  scrap.   The quantities of  aluminum recycled  are very
               small  compared to those  quantities recycled  by the  secondary  smelters.

           (2)  Does not  include  new scrap that was  not  purchased.
\

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a limited product line, mainly'aluminum casting alloys, and  therefore,  limited




markets.  Although the use of aluminum'casting alloys is growing  rapidly,




increases in the old aluminum scrap supply at greater rates would necessitate




action to maintain a supply/demand balance.  The possible actions are:






          (1)  Increased use of old scrap, relative  to new scrap




               by the secondary smelter




          (2) . Development of new secondary  alloys and/or' products




          (3)  Development, by the primary producers, of-methods  of




               utilizing old scrap (in much  the same way that  old •




               can scrap is recycled).     .         - .   •






               'Aluminum Recycling Problems'and Recommended Actions






          Aluminum recycling problems  were outlined  based on interviews with members




of the industry.  The problems .were assigned priorities based  on  three  factors:





          •    Potential for improvement  of  the environment




          •    Potential for conservation of natural resources




          •    Possibilities for realis'tic solutions.





Based on the above, the three problem  areas  that can be considered  high priority  are:





          (1)  Reclamation of  old'aluminum scrap from "Container




               and Packaging"  sources




          (2)  Air pollution control                                     '        j



          (3)  Reclamation of  old aluminum scrap  from "Transportation"




               sources.   '   .





The  detailed definition and  analysis of  these  problems, along with  recommended




actions, are given  in Table  1.
                                    TTT*

-------
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                     afcd
                                                            INTRODUCTION




                                      la June, 1970,  Battelie-Columbus undertook a research program for Che


                             National Association of Secondary Material  Industries, Inc.  (NASMI).   This work


                             was carried out under a subcontract from an Office of Solid Waste Management


                             grant to NASMI. This report on aluminum is one of a series of eight  commodity


                             reports plus a general or summary report.




                                                            Background




                                      The Office of Solid Waste Management is responsible for formulating and


                             recommending Federal Government policies in the area of solid waste pollution.


                             This includes pursuing appropriate research to determine the  status and problems  '


                             of solid waste activities, and to develop programs to reduce  solid waste


                             pollution.
                                                                                                                                 16

-------
          One approach to the reduction.of solid waste pollution Is'to reclaim
waste materials for reuse - the recycling concept.  A well established industry--
the secondary materials industry-exists to accomplish this recycling.  NASMI is
the trade association representing the nonferrous metals, paper, and textiles
portion of this industry.                                  	
          The scrap processors, secondary smelters, and other companies that make
up the secondary materials industry have developed effective channels and methods
for recycling nearly all waste materials of economic value.  These companies have
performed their difficult and essential functions well in the traditional economic
environment.
          More recently, additional dimensions have been added  to this traditional
economic environment.  These new dimensions are  (1) improvement of the environment
in which we  live, and  (2)  increased need  for conservation of natural resources.
Ho longer is economic  gain the sole driving-force  for'recycling of waste
materials.   Social  gain  has been added  in the forms of improved living conditions
and preservation of resources  for  future generations. ' In an economics-based
nation  this  creates problems of  interpretation and evaluation of noneconomics-
based goals  and activities.
          The  purpose  of this  series  of reports  is to identify  obstacles  to. thex
recycling  of nonferrous  solid  wastes,  and to recommend directions for investiga-
tion  and research  to overcome  these obstacles.

                                   Ob iectives

          The  objective  of the study  on which this report  is based was to identify
opportunities  for  the  increased  utilization of solid waste.  The major sub-
objectives  were:
                                             17
           (1)  'To  determine  the'structure  and functions  of  the secondary
               materials  Industry,  and  its relationships to sources  of
               supply  and markets
           (2)  To  identify and  evaluate  problems  of  recycling  - materials,
               sources, industry, and markets
           (3)  To  determine  opportunities  for Increased  recycling.

                                      Scope

          The major subjects included in the  scope of  the study are  the  secondary
materials  industry, the materials it recycles,  the sources  of  solid  wastes,  and
the markets for recycled  materials.  Activities peripheral  to  these  major subjects
are considered where pertinent  to recycling.
          The materials included In the  study are:
          Aluminum
          Copper and Copper Alloys
          Lead
          Zinc.
Nickel and Nickel Alloys
Precious Metals (Silver and Gold)
Paper
Textiles
                                Research Methods

          The methods and procedures used in the study are discussed under four
types of activities.  They include (1) literature search, (2) extensive survey,
(3) in-depth survey, and (4) analysis and synthesis.

Literature Search

          The literature search included reviewing and studying books, Government
reports, industry reports, and trade jpurnals covering solid waste handling and
problems, recovery and market data, and recycling of valuable materials.
                                                                                                                                      18

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                                        4.	  _      	; __






          The results of this effort, included the accumulation of data and descrip-




tive material, and an organized bibliography dealing with each of the cocraodities




covered in the scope of the study.






Extensive Survey






          The extensive survey of the secondary materials industry consisted of a




mall survey and personal interviews with management personnel of conrpanies




involved with the collection, processing, and sale of secondary materials.  About




600 responses were received.




          The information developed through the extensive survey included dollar




sales, tons of major materials handled, types of solid waste processed, sources




of materials, investment, equipment and facilities, number of employees, the




amount of space used, and the grades and quantities of secondary materials




produced.




          The data from the extensive survey provided statistical tabulations of




the regional distribution of  the secondary materials industries by type of




commodity in terms of numbers of establishments, volume of business, and numbers




of employees.






In-Deoth Survey






          The in-depth survey of selected members of the secondary materials




industries,  their suppliers, and the users of their products served  to identify




the major technical  and economic problems  facing those companies involved with




secondary material utilization.  About 200 interviews were completed.  Battelle-




Columbus and NASMI commodity specialists  jointly selected the companies to be




Interviewed  in depth.
                                            19
          Interview guides for each.of the commodities were prepared.  The




problems and potential solutions for greatest recycling and waste utilization




that were developed from the literature search and prior Office of Solid Waste




Management work plus the knowledge of the NASMI commodity specialists provided




the basis for designing the Interview guide.






Analysis and Synthesis






          The analysis and synthesis step was concerned with the collation and




analysis of data and information derived from both the literature, extensive




survey, and in-depth survey.   The analysis and synthesis activity covered the




following tasks:




          (1)  Economic Data on the Secondary Materials Industries.  The




               economic data developed through the extensive survey of the




               secondary materials industries were tabulated and analyzed as




               to the amount and type of solid waste handled and as to




               operational data such as number of employees, amount of space




               required, capitalization, and geographic locations.




          (2)  Flow Diagrams and Life Cycles.  Flow diagrams were developed




               to indicate the flow of materials from primary production




               and scrap sources through fabrication.  Life cycle estimates




               of various products were used to develop data on quantities




               available for possible recycling.




          (3)  Demand-Supply Relationships.  Estimates were made of future




               demand and supply levels for secondary materials.  The rela-




               tionship between these data provide an indication of potential




               surpluses or shortages of recycled materials through 1980.
                                                                                                                                         •i-'J

-------
(4).   Stability of Flow, and Consumption.   This analysis is closely




     related to the supply-demand analysis described above and




     identifies the ability of the various secondary materials to




     compete as source materials for manufacturers.  A number of




     factors were examined such as price changes in the secondary




     materials, the availability of materials, and the effect of




     sudden changes in the magnitude of demand.




(5)   Direct Impacts of Technological Change.  Direct technical and




     technological factors were examined to determine their effect




     on rates of processing and recycling.  Potential changes that




     could take place in technology that could decrease or increase




     the rate of solid waste recovery were examined.  This included




     the identification of potentially recoverable solid wastes, the




     problems limiting the recovery to current levels, and the possi-




     bilities of technical advances through the use of known tech-




     nology or through added scientific and engineering.research.




(6)   Constraints on Expansion of the Secondary Materials Industries.




     This analysis included consideration of elements critical to




     expansion of recycling - labor and management availability, laws




     and regulations, equipment availability, nature of solid waste




     materials,- market needs, etc.




(7)   Potentials for Expansion of the Secondary Materials Industries.




     Based on the constraints identified in the above task, plus




     examination of various methods for overcoming constraints, this




     task determined  the ability of the secondary materials industries




     to meet new opportunities for recycling.
           (8)  Indirect Technological Change.  The broad overall technological




               trends indirectly affecting the secondary materials industries




               .were examined, and their probable impacts determined.
                              'THE ALUMINUM INDUSTRY







          In order to better understand the aluminum recycling  industry, it 'is




important to know the makeup of th'e entire aluminum industry and its products.







                           Characteristics of Aluminum







          Aluminum is the "newest" of the metals covered  in this series of




reports, and in terras of production volume, is by far the most  important.  The




properties responsible for the widespread use of aluminum are its low density,




high strength-to-weight ratio, and good electrical and thermal  conductivity.




Also, the metal and many of its alloys may be formed or cast easily, and it is




resistant to many forms of corrosion.  The unit volume costs of aluminum are




relatively low, although not as low as steel.







Wrought Alloys







          Wrought alloys are generally those which are rolled,  drawn, extruded,




or formed by some fabricating method other than casting.  These alloys are




designated by an identification system devised by the Aluminum Association.




(See Appendix A, Table A-l, for details of the identification system.)  Permissible




impurity levels for wrought aluminum alloys are given in Appendix A, Table A-2.




Because of the very low impurity levels specified, the use of scrap in preparing




heats is usually limited to new scrap that Is well segregated.
                                  21

-------
Casting Alloys






          Aluminum casting alloys are used in die, permanent mold, and sand




casting.  Aluminum Association designations for casting alloys are given in




Appendix A, Table A-3; while former commercial designations and chemical speci-




fications of selected alloys are given in Appendix A, Table A-4.  Other designa-




tions and specifications for aluminum casting alloys have been issued by the




Society of Automotive Engineers (SAE), the American Society for Testing Materials




(ASTM), and various agencies of the Federal Government.  In addition, some




aluminum producers have their own designations.




          The specifications for many of the casting alloys permit more than




trace amounts of iron, zinc, and manganese.  The use of scrap in preparation of




these alloys is not as critical as in the case of wrought alloys.  In fact,




casting alloys are prepared from old scrap and new scrap that has not been highly




segregated.




          Some casting alloy specifications are, however, highly restrictive in




terms of chemistry; and preparation using little or no scrap is dictated by the




specification.






Other Forms of Aluminum






          Relatively  low purity aluminum is used for deoxidizing iron and steel.




Specifications for "deox" along with the ASTM and commercial specifications are




given in Appendix A,  Table A-5.  Deox is essentially a low purity form of




aluminum, and in most cases can be .prepared readily from scrap.  Aluminum in




metal,  alloy, or scrap fora may be used in the reduction of certain  ferroalloys,




in iron, zinc, and copper-base alloys, In the production of aluminum chloride,




explosives, pryotechnics.  exotherroics,  etc.
                                              23
                    Characteristics of the Aluminum Industry .






          The aluminum industry, for the purposes of this report, is viewed as




including the following types of companies.




          (1)  Primary Producers are those companies which produce aluoinum




               metal from alumina.   Some of the primary producers are fully




               integrated, in that they own their own bauxite* source and




               alumina plants.  Most are Integrated forward in that tb.eyk.ovn




               their own facilities for producing aluminum shapes from




               primary ingot.




          (2)  Noninteerated Fabricators are those companies which buy



               aluminum ingot,  billet, and/or  scrap, melt and fabricate




               into a wrought form by rolling, extrusion, etc.




          (3)  Secondary Smelters are those companies which purchase aluminum




               scrap and process it into secondary aluminum alloys.




          (4)  Scran Processors are r.hose companies which collect, sort,




               process, and sell aluminum scrap.  Most aluminum scrap pro-




               cessors handle other scrap materials as well.






Materials Sources






          Bauxite ore is used in the production of alumina,  from which aluminum




is eventually derived.  Bauxite comes from foreign sources.  The major suppliers




in 1969 were Jamaica, Surinam,  and the Dominican Republic.   In some' instances




alumina is imported directly, the major sources being Australia and Surinam.




Bauxite, and other .aluminum containing minerals are plentiful, and laree deposits




exist.  There appears to be no  problem with future supply.
                                                                                                       (See Material Sources.)

-------
                          -            .               ..•
..  .  .     Figure 1 gives- a graphical  representatioVi' of  the various aluminum

sources and markets in the year 1969.  The market  for aluminum is given by

product form and by end use categories.  This  figure shows dooes tic primary pro-.

duction accounts for 69 percent of the total aluminum supply,  while secondary

recovery accounts for 19  percent, or  about 1/5 of  the supply of aluminum.

Alumifv^ yroducers   '                                    '       "
          Production of primary aluminum  in  the U.  S.  is  dominated  by  the 'so-
          •                                                            -3 '     '
called "Big Three" — Alcoaj- Reynolds, and  Kaiser.  These companies accounted  for

73 percent of primary aluminum capacity existing  in 1970.  The companies producing

primary aluminum and their size in  terms  of  production capacity are given in .

Table 1.  Since power is  a significant portion of production costs  the primary

producers tend to locate  near sources of  low cost, electricity.  Thus,  they have

located generally in TVA  and Bonneville po >er areas,  or where cheap coal-based.

power is available.  Despite an over suppl;  situation, starting in  the last

quarter of 1970, new reduction facilities are. under construction and others  have   . '

been announced  for  future construction.  '

          The secondary  aluminum  smelters are much  smaller and more widely

scattered than primary producers.   According to the Aluminum Scelters  Research

Institute  (ASRI) , about  35 companies actually prepare specification ingot for

direct  sale  to  the  end user.  Table 2 presents  the  estimated capacities and  loca-

tion of the  large secondary smelters.  .The eight  companies listed are  active in  18

locations and have  nearly enough  capacity to produce as much secondary ingot as

was  shipped  in  1969.  The secondary smelters tend to locate near sources of  scrap

and  markets.  Thus, much of the production capacity is in the Ohio, Indiana,

Illinois, Michigan, and  Wisconsin areas.  On the  West Coast, the Los Angeles area is

a popular  site  for  smelter location because  of  the  abundance of aircraft scrap.
  o
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                                                                                                                                            II
                                              25

-------
                 TABLE  1.  PRIMARY ALUMIKWCAPACITT.  BY COMPANY
Cofopany and Location
Aluminum Company of America:
Alcoa, Tennessee _ "*. •
Bedin, North Carolina . -.
Maasena, New York
Point Comfort, Texas ,. . ',.
Rockdale, Texaa -•-•'. ' :•-'
Vancouver, Washington
Warrlck, Indiana •
Wenatchee^ Washington
Totals
Anaconda Aluminum Company:
Columbia- Falls, Montana
Consolidated Aluminum Company:
New Johnsonville, Tennessee
Eaatalco Aluminum Company - '
Frederick, Maryland
Harvey Aluminum (Incorporated):
• • The Dalles, Oregon .
Intalco Aluminum Corporation: ,. - .. ..
Belllngham, Washington . •. • ... ^ ,'
Ka.t^or Aluminum and Chemir.al Corporation: f •
Chalmette, Loulslttn.i 1
Mead, Washington
Ravenswood, West Virginia . - iWi. , . ;
Tacoma, Washington .- '. - f •••
Totals • I ' , :
National-Southwire Aluminum Company: • r-~>.
Hawesvllle, Kentucky - - • .' .'•
Ormet Corporation '• -'•',•.'
Hannlbal;, Ohio '
'•Reynolds Metals Company: .i ' ^ :
Arkpdelphla, Arkansas ', . •. • '
Jonos Mills, Arkansas , . '
tisterhlll, Alabama' ..'
Longvlew, Washington
.Maasena, New York
San Patrlcio, Texaa
Troutdale, Oregon
Totals' . .
•- ' C.and Total '. .
Installed Capacity, Tons*

• -'•• 200,000
100,000
125,000
175,000
275,000
100,000
175,000
175.000
1,325,000

175,000

140,000

' 90,000

90,000

.265,000

260,000
206,000
163,000
81.000
710,000

". 90,000

240,000 '

. . 63,000
.122,000 .
200,000
190,000
128,000 ..
111,000 • .
loo.ooo .. •;.-
. ." 945,000 " !'"•'
4,070,000
* As of September,  1970.


Source: American,Metal  Market,  December 14, 1970, p.  12.-
                                                                                               .'-I- '
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-------
           -Table 3 gives Che latest available Bureau of Census Data  (1967) oh the



 primary  aluminum industry and the secondary aluminum smelters.  Several important



 differences  between these'two types 'of producers are indicated.  For the secondary



 smelters  the cost, of materi'als. is :80 percent/of the value of  their  shipments.



 For  thevprimary ingot producer,  this ratio is only_52-53 percent, due  to the



 necessary greater value added in,starting from bauxite.



        .;.  Table 3 is also useful..because it shows the relative difference in size

              .•>"'"'.       "'.' .          .    •

t of the primary industry as-'compa'red to the secondary smelters.  For example, the



 value/o'f ingot shipments-'by .the primary producers is almost  four times  that of  the



 secondary sthelters-. • •         "          •





 Production                    -• . .
j'tj   ,.    '-~ The  supply of aluminum in the U.S. is. given"'in Table 4 for 1968 and


 1969.  In 1969 primary production of 3,793,000 tons was supplemented by secondary
                           . "***'

 recovery of  1,030,000 tons.  -'      V     '      *,-•••-••''.',.        -  -       ''   ; :•;'



      .   .    ":.r    "'"'-'••:,  .   *-•-      ";••'   •"•"  -         '.'•  '•'     ••-.-   -
               • \  .TABLE 4.  SUPPLY" OF ALUMINUM,  THOUSANDS OF TONS
4
Domestic Production (Primary Ingot)
Domestic Secondary Recovery ... ,
•Recovery From Imported Scrap
Unwrought Imports.'
Imports of Mill. 'Products '
Shipments from GSA Stockpile • '• .
E.; • Total Supply
Source; The Aluinihurc Association,
1968
3,255
997 .
34 ' .
' 675.5 .
• 70
•'•' ' 56.5 :
5.098/ '
1969
3,793
1,030 -
. " ' 26 .' '
' 468.5.-. t
66.-
- ' 139.5
.5,523
Aluminum Statistical Review.
                   . '  1969,  p 13..
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                                       12 _ 	.
                 TABLE  1.   PRIMARY ALDHIKOM.CAPACITY, BY COMPANY
Company and Location
Aluminum Company of America:
Alcoa, Tennessee
Bad in, North Carolina
Maaaena, New York
Point Comfort, Texas
Rockdale, Texas - :
Vancouver. Washington
Warrick, Indiana
Wena tehee, Washington
Totals
Anaconda Aluminum Company:
Columbia- Falls, Montana
Consolidated Aluminum Company:
New Johns onvi lie, Tennessee
Eaatalco Aluminum Company
Frederick, Maryland
Harvey Aluminum (Incorporated):
The Dalles, Oregon
Intalco Aluminum Corporation:
Belllngham, Washington
Kaiser Aluminum and Chemical Corporation:
Chalmette, Louisiana
Head, Washington
Ravenswood, West Virginia
Tacoma, Washington
Totals
Installed Capacity, Tons*

200,000
100,000
125.000
175,000
275,000
100,000
175,000
175.000
1,325,000

175,000

140,000

90,000

90,000

265,000

260,000
206,000
163,000
81.000
710.000
Natlonal-Southwire  Aluminum Company:

     Hawesvllle, Kentucky


Ormet Corporation

     Hannibal, Ohio
 90,000




240,000
•Reynolds Metals Company:
Arkadelphla, Arkansas
Jones Mills, Arkansas
Llsterhill, Alabama
Longview, Washington
Massena, New York
San Patrlclo, Texas
Troutdale, Oregon
Totals
Giand Total

63,000 ,
122,000
200,000
190,000
128,000
111,000
100.000
945,000
4,070,000
* As of September,  1970.

Source: American Metal Market, December 14,  1970,  p.  12.
                                             27
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-------
                                       -14—







           Table  3 gives  Che  latest  available  Bureau  of Census  Data  (1967) oh  the




 primary  aluminum industry and the-secondary aluminum smelters.   Several  important




 differences  between  these two types  of producers  are indicated.   For  the secondary




 smelters  the cost of materials is 80 percent  of the  value of their  shipments.




 For  the  primary  ingot producer,  this ratio is only_52-53 percent, due to the




 necessary greater value  added in starting from bauxite.




           Table  3 is also useful because it shows the relative difference in  size




 of the primary industry  as compared  to the secondary smelters.   For example,  the




 value of ingot shipments by  the primary producers is  almost four times that of the




.secondary smelters.







 Production







           The  supply of  aluminum in  the U.S.  is given in Table  4  for  1968 and




 1969.  In 1969 primary production of 3,793,000 tons  was  supplemented  by secondary




 recovery  of  1,030,000 tons.







                   TABLE  4.   SUPPLY OF  ALUMINUM, THOUSANDS OF TONS   '        .

Domestic Production (Primary Ingot)
Domestic Secondary Recovery
Recovery From Imported Scrap
Unwrought Imports
Imports of Mill Products
Shipments from GSA Stockpile
Total Supply
Source: The Aluminum Association, Alun
1968
3,255
997
s. 34
675.5
70
56.5
5,098
1969
3,793
1,030
26
468.5
66
139.5
5,523
jinum Statistical Review.
                     1969,  p  13.
                                              29
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                                     ..16..


                              Markets for Aluminum


          The markets for aluminum have been outlined in Figure 1,  both by product

form and general end use.  The shipments of aluminum, by major end use markets,

are given in Table 5 for the years 1960 and 1969.  Total aluminum shipments have

grown from 2,366,000 tons in 1960 to 5,409,000 tons in 1969.  This is equivalent

to a compound growth rate of 9.6 percent per year, much faster than the rate for

lead or zinc.  As can be seen in Figure 1, the two largest end use categories are

"Building and Construction" which accounted for 21.8 percent and "Transportation"

which accounted for 18.4 percent of the aluminum market in 1969.  The fastest

rate of growth, however, is exhibited by the "Containers and Packaging" market.

From 1960 to 1969 shipments of aluminum to this market, increased at the compound

growth rate of 15.7 percent per year.
         TABLE 5.  ALUMINUM SHIPMENTS, 1960 AND 1969, BY END-USE CATEGORY,
        ~~^^-~ '                 THOUSANDS OF TONS
End-Use Category
Building and Construction
Transportation
Consumer Durables
Electrical
Machinery and Equipment
Containers and Packaging
Exports
Other
Total
1960
608.5
427.5
256.5
264.0
166.5
160.5*
308.5
174.0
2,366.0
1969
1,179.0
994.0
527.5
713.0
349.5
596.5**
503.5
546,0
5,409.0
              *   Metal and composite cans accounted for 47 thousand
                  tons of this category.
              **  Metal and composite cans accounted for 333 thousand
                  tons of this category.
              Source: The Aluminum Association, Aluminum Statistical
                      Review, 1969, pp 34 arid 35.
                                             31
                                       17


Secondary Aluminum Markets


          Scrap is utilized by primary producers and nonintegrated producers of

wrought alloy products.  The scrap utilized is generally new  (prompt industrial

scrap) and well identified with regard to alloy content.  It  is usually only a

portion of a furnace charge, the remainder being primary aluminum ingot.  The

product, although it is made using scrap aluminum, is essentially Indistinguish-

able  from a primary aluminum alloy made to the same specifications.  The markets

for such a product are the same as for primary aluminum alloys and were covered

above.

          Very important, however, are the markets for secondary aluminum alloys,

which are produced to specification by the secondary aluminum smelter.  The

smelter utilizes both old and new scrap to produce mainly aluminum casting alloys,

although some deox, aluminum pig, and master  alloys are  also  produced.   In  1969

an estimated 741,000 tons of secondary products were produced by the secondary

smelters.  Further information on secondary smelter production is given later in

the section titled The Aluminum Recycling Industry.


Market Outlook


          The growth of the primary aluminum  industry,' based  on shipments, has

been  at the compound rate of 9.6 percent per year  from 1960 to 1969.  Growth in

shipments from 1970 to 2000 are expected to slow somewhat, dropping to 6.4 percent

per year.^'  At least one producer has estimated that the 1966-1975 rate will

probably be 3 percent compounded annually,  considerably lower .than the optimistic

forecast above.
                                                                                                    (1)  S. P. Wlmpfen,  "Nonferrcms Scrap Availability as. Viewed by a Materials  v; :
                                                                                                        Supply Specialist", Presented at the NASMI-Bureau of Mines Recycling..   '"
                                                                                                        Workshops, Washington, D.C., January 7, 1971.

-------
                                       18.


          Secondary smelter'shipments grew 9.4 percent per ..year, from 1960 to 1969:

During the same period, shipments of aluminum die castings  (the major secondary

market) grew at a rate of 11.1 percent per year.  Future growth in secondary
aluminum is expected to average 8.5 percent per year from 1970 to 2000.
                                                                        (1)
                         THE ALUMINUM RECYCLING INDUSTRY
          The  aluminum recycling  industry  includes  the  organizations  involved  in

getting aluminum scrap from its point  of non-use, processing it,  and  transferring

it  to a point  of use.  The  types  of organizations and  their  functions  include:
                  Type

     Scrap  Processors or  Dealers


     Scrap  Brokers

     Secondary Aluminum Smelters
     Primary Aluminum Producers, and
        Nonintegrated  Fabricators
     Other  Consumers
        Recycling Function

Purchase, collect, sort, process,
and sell aluminum scrap

Buy and sell aluminum scrap

Prepare and consume new and old
aluminum scrap in the preparation
of secondary alloys

Consume new scrap in preparation of
primary alloys in ingot and wrought
forms

Consume scrap in preparation of
alloys, deox, chemicals, etc.
                       Characteristics  of  Alt
                                                  Materials
 Primary  Aluminum Alloys


           Primary  aluminum  producers  and  nonintegrated  fabricators  are  a part of

 the  aluminum  recycling  industry  in  the  sense  that  they  utilize aluminum scrap in
 (1)  S. P. Wjippfen, . op.cit.
                                              33
                                                                                            19


                                                     the  preparation  of  alloys.   Even though the scrap content of these alloys might

                                                     be sizable,  the  materials produced are generally referred to as  primary aluminum

                                                     alloys.


                                                     Secondary Aluminum  Alloys                                                      .  .-
          Secondary aluminum alloys are alloys produced almost entirely from

scrap. These alloys are usually aluminum casting alloys or deox and are essen-

tially equivalent to similar primary alloys made to the' same specifications.


Scran Drosses                          .                     .     .. .
                ^                                                  .           .  --.

          Table 6 provides definitions for standard grades of aluminum scrap and

for dross.  The definitions are those of the National Association of Secondary

Material Industries.


               Characteristics of the Aluminum Recycling Industry


          A diagram showing the components of the aluminum recycling industry is

given in Figure 2.  The scrap  flows from its sources to a consumer; it may  or may

not pass through a scrap dealer.  Another diagram presenting the flow of aluminum

scrap is presented in Figure 3 and  is self-explanatory.


Scrap Sources


          Before discussing scrap sources in detail it is appropriate to discuss

the difference between new scrap and old scrap.. New scrap is taken to be scrap

that  is generated in the production of alutninum metal or in the production  of -

aluminum parts or a finished article made from aluminum.  Old scrap is generally

scrap from aluminum containing articles which have been removed from service at

the  end of their usable  life.
                                                                                                                                              'i'l
                                                                                                                                              O-J

-------
                                                     20
                                 TABLE 6,  GRADES OF ALUMINUM SCRAP AND  DROSS
                                          HEW PIIRE At.irHTHITM Cl.TPPIHflS

Shall consist of new, clean, unalloyed sheet clippings end/or aluminum sheet cuttings,  free  from oil  and
grease, foil and any other foreign substances and from punchingu  lesa than  1/2  inch  in  size.

                                MIXED LOW COPPER ALUMINUM CLIPPINGS AND SOLIDS

Shall consist of new, clean, ancoated and unpainted  lov copper aluminum scrap of  two or more alloys and to be
free of foil, hair wire, wire acreen, dirt, and other foreign substances.   Grease and oil not to total  csore
than 1 percent.  Also free from puncbinga less tban  1/2 inch ID size.  Heu  cao  stock subject to  arrangeaent
between buyer and seller.
                                        JOXEP
                                                 t ALLOT SHEET ALUMINUM
Shall consist of clean old alloy sheet aluminum of two or more alloys and to be  free of  70S  (7000)  series,
foil, Venetian blinds, castings, hair wire, screen wire, food or beverage containers, pie plates, dirt,  and
other foreign substances.  Oil and grease not to total core than 1 percent.  Op  to 10 percent painted  siding*
and awnings are permitted.
                                    SCRAP SHEET AMD SHEET UTENSIL ALUMTKTTH

Shall cons la t of clean, unpalnted old 2S (1100) or 3S (3003) aluminum sheet and sheet utensils,  free  from bub
caps, radiator shells, airplane sheet, foil, food or beverage containers, pie plates, oil cans and bottle
caps, dirt, and other foreign substances.  Oil and gresst not to total more than 1 percent.

                                       NEW PURR ALUMINUM WTRE AND CABLE

Shall consist of new, clean, unalloyed aluminum wire or cable free from hair wire, wire screen.  Iron,  insula-
tion and any other foreign substance.

                                       OLD PURE ALUMTHUM Wjjffi AM) CABLE

Shall consist of old, unalloyed aluminum wire or cable containing not over 1 percent free oxide or dirt and
free from hair wire, wire screen, iron, insulation and any other foreign substance.

                                               ALUMINUM PISTONS

(a) Clean Aluminum Pistons.  Shall consist of clean aluminum pistons to be free from' struts, bushings, shafts,
    iron rings and any other foreign materials.  Oil and greast not to exceed 2 percent.
(b) Aluminum Pistons with Struts.  Sball consist of clean whole aluminum pistons with struts to be free from
    bushings, shafts, Iron rings and any other foreign materials.  Oil and greo*t not to exceed 2 percent.
(e)  Irony Aluminum Pistons.  Should be sold on recovery basis, or by special arrangements with purchaser.

                                   SEGREGATED ALUMINUM BORINGS AND TURNINGS

Shall consist of clean, uncorroded aluminum borings and turnings of one specified alloy only and subject  to
deductions for fines in excess of 3 percent through a 20 mesh screen and dirt, free Iron, oil, moisture and
all other foreign materials.  Material containing iron in excess of 10 percent and/or free magnesium or
stainless steel or containing highly flammable cutting compounds will not constitute good delivery.

                                      MIXED ALUMINUM BORINGS AND TURNINGS

Shall consist of clean, uncorroded aluminum borings and turnings of two or more alloys and subject to deduc-
tions for fines In excess of 3 percent through a 20 mesh screen and dirt, free Iron,  oil, moisture and «U
other foreign materials.  Material containing iron in excess of 10 percent and/or free magnesium or stainless
steel or containing highly flammable cutting compounds will not constitute good delivery.  To avoid dispute
should be sold on basis of definite maximum zinc,  tin, end magnesium content.
                                                         M CASTINGS
Shall consist of all clean aluminum castings which may contain auto and airplane castings but no ingots, and
to be free of iron,  dirt, brass, babbit, and any other foreign materials.  Oil and grease not to total more
than 2 percent.
                                                            35
                                                                                                                                                                                       21
                                                                                                                                                             TABLE 6.  GRADES 0V ALUMIKCM SCRAP AHD DROSS (Continued)  .< ,
                                          WBgCKEfl AJBPLAHE SHEET ALJBqgHM.

  Should be sold on recovery basis or by special arrangeaents with purchaser.

                                                 pEW ALDMIftPM fOIL

  Shall consist of clean, new, pur*, uncoate4. unalloyed alualnua foil, free from onodixed foil, radar foil and
  chaff, paper, plastics, or any other foreign materials.  Hydroullcally brlquetted material by arrangement only.

                                                 OLD ALUMINUM FOIL,

  Shall consist of clean, old, pure, uncoated, unalloyed alasdnua foil, free from anodized foil, radar foil and
  chaff, paper, plastics, or any other foreign cuterLals.  Hydraulically brlquetted material by arraagezsent only.

                                                AL.DMIKIM CRDTOIHCS
  Should be oold on recovery basis or by special arrangements with purchaser.

                          ALUM HUM OMSSES. SPATTERS. SPILLIHCST SKIMMTKCS- AND SWEEPINGS

  Should be flold on recovery basis or by special orrangeaenta with purchaser.

                                                 SSBATR? ALfftfTRfti

  Shall consist of alumlmro scrap which hss been sweated or melted into a  form or shape such as an Ingot, pit,
  or slab for convenience ic shipping; to be free from corrosion, drosses or any foreign materials.  Should be
  sold subject to sample or analysis.

                                SECRETACED KEK ALUMINUM. ALV?Y CLIPPINGS AND SOLIDS

  Shall consist of new, clean, uncoated and unpainted aluminum scrap of one specified aluminum alloy only and to
  be free of foil, hair wire, wire screen, dirt, acd other foreign substances.  Oil and grease not to  total more
  than 1 percent.  Also free fron pun things less tban 1/2 inch in size.  New can stock subject to arrangement
  between buyer and seller.

                                   KIXED KEV AUMTSDM ,-LLOY CLIPPINGS AND  SOLIDS

  Shall consist of new, clean, uncosted and unpaid ted alisainum scrap of two or more alloys  free of 70S (7000)
  series and to be free of  foil, hair wire, wire screen, dirt, and other foreign substances.  Oil and  grease not
  to total more than  1 percent.  Also  free  froo punching* less than 1/2 inch In size.

                             SEGREGATED NEW AJtUMIKLfM CA3TIKCS. FORCINGS AKD EXTRUSIONS

  Shall consist of new, clean, uncoated aluminum castings, forgings , and extrusions of one  specified alloy only
  and  to be  free  from savings, stainless steel, zinc, iron, dirt, oil, grease and other  foreign substsr.ces.

                                              ALUfllSUM AUTO CASTINGS

  Shall consist of all  clean automobile alunintn castings of  sufficient size to be readily  identified  and  :o be
""free from  iron, dirt, brass, babbit  bushings, brass bushings,  and any other foreign materials.  Oil  and  grease
  not  to  total more  than  2  percent.

                                            ALCKISPH AIRPLANE CASTINGS

  Shall consist of clean  aluminum castings  from airplanes and to be free from Iron, dirt, brass,  babbit
  bushings,  brass bushings,  and  any other  foreign materials.'  Oil and  grease not  to total more  than  2  percent.


   Source:  The ftonfarrona Scrap Natal Industry— It* Operations.  Procedures,  Techniques", pp 116-117, published
           by the  Rational Association of  Secondary Material  Industries,  Inc.,  1967.

-------
                                                                                                                                           23
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                                                                                                                                                                70u
Primary aluminum
pig and ingot
( reduction plants)
1
r— -i"
| Producers of
(l,oOO-2,500J " mi" P'0<»UCtS
1
Runaround (home) Mill
scrap products

Secondary
aluminum ingo
(smelters)
i

, f IT—
Producers of
.and costings
(foundries)
1
co«i,,, "»»"»"c;J
1 '
Consumers of mill products
and castings
(manufacturers of end products)
I.
End products
i '
Old scrap
Il75
1
New (prompt
industrial) scrap


-------
                                  28
                                                                                                                                29
           TABLE 8.  NEW AND OLD ALUMINUM-SCRAP CONSUMPTION,
                      AS REPORTED BY TYPE, 1969
                                                    Percent of Total
            Type of Scrap                         Reported Consumption
New Scrap:
     Solids:

          Segregated low copper
          Segregated high copper
          Mixed low copper (*•'
          High zinc (7000 series type)
          Mixed clips

     Borings and Turnings:
          Low copper(l)
          Zinc, under 0.5 percent
          Zinc, 0.5 to 1.0 percent
          Other

     Foil, Dross, Skimmings, and Other
          Total New Scrap
Old Scrap:
     Solids
                (2)
     Sweated pig


          Total Old Scrap


          Grand Total
26.77
 3.20
12.32
 1.12
 7.32
 1.60
 2.44
 5.84
 7.68

13.94
11.26
 6.49
                                                              82.23
         17.75
                                                             100.00
 (1)  Copper maximum 0.4 percent.
 (2)  Purchased for own use.

 Source: Derived from U. S. Bureau of Mines, Minerals Yearbook, 1969,
        Preprint on Aluminum, p 4.
         . Scrap Prices.'  Aluminum scrap prices vary depending on location and

type of scrap.  Prices are somewhat volatile, that is, they are subject to rapid

change.  Table 9 gives smelters' wholesale buying prices, and Table 10 gives scrap

dealers' buying prices as of March, 1971.  At that time, an official aluminum

ingot price of $0.29 per pound was in effect, but price discounts of as much'as

$0.04 to $0.05 per pound were reported by industry sources.  Recently, one

company has officially reduced its price to $0.23 per pound.
         TABLE 9.  ALUMINUM SCRAP WHOLESALE BUYING PRICES, CARLOAD LOTS,
                     DELIVERED TO BUYER'S WORKS, MARCH, 1971
                Types of Scrap
Price, Cents Per'Pound
        Aluminum Clips 3003
                       6061
                       1100
                       5052

        Aluminum Clips 2014
                       2017
                       2024

        Aluminum Clips 7075

        Aluminum Clips Mixed

        Old Aluminum  Sheet

        Aluminum Cast*

        Aluminum borings,  turnings,
           clean dry basis, less  than  1%
           zinc and less  than  1%  iron
      16.75-17.25




      15.50-16.00


      12.25-12.75

      14.50-15.00

      13.00-13.50

      13.00-13.50


      13.25-13.75
                                                                                                  * Including clean crankcases  and pistons.

                                                                                                  Source:  American Metal Market.  March 10,  1971,  p 23.
                                       43
                                                                                                                                .*,?

-------
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                                                           Description of the  Activities of the Organizations
                                                           That Make Up th'e  Aluminum Recycling'Industry
                                                                     Scrap Processors  or: Dealers.   The scrap processors handling aluminum.

                                                           usually also process  other  nonferrous materials, and in some cases also handle

                                                           ferrous materials.  The scrap processor's functions are given in Figure 2.   It.

                                                           has  been estimated  that approximately 70 percent    of the aluminum scrap sold  is

                                                           handled by scrap  processors.                 .

                                                                     Scrap processing  is a local business in the sense that transportation

                                                           costs  limit the distances over which low unit  value materials can be shipped.

                                                           Thus,  scrap dealers tend to locate in industrial areas close to both scrap  gen-

                                                           erators and scrap consumers.   A large portion  of the scrap collected comes  from

                                                           the  immediate location of the processor; however, purchases from as far away as

                                                           200  miles are not unusual.   Overland freight transportation costs severely  limit

                                                           purchases from sources that are over 200-300 miles from the processor

                                                                     Scrap processors  have periods of imbalance to contend with due to the

                                                           fact^that the supply  of scrap is much greater  than demand.  This'surplus is

                                                           sometimes exported  to foreign countries as required by their own supply and'

                                                           demand situation.  Obviously foreign markets can be served more economically

                                                           from coastal sources  than from inland sources.

                                                                     The flow  of scrap at a processing facility consists of the following

                                                           general steps: collection, identification, sorting, processing, including  the

                                                           use  of sweat furnaces, packing, storing, and shipping.
OE
                                                           (1) .  "Economic Study.of Salvage Markets  for Commodities Entering the Solid Waste
                                                                Stream", by Midwest Research  Institute, December, 1970, Chapter VI, p 5-6.

-------
                                        32


          In some cases scrap will have been sorted by the seller, or perhaps

all the scrap from one source will be one alloy.  At times, new scrap will have

retained the original alloy identification markings put on the wrought product

by the primary producer.  In such a case, identification by specific alloy is

possible.  If none of the. above conditions exist, a general knowledge of the

use of alloys in the manufacture of various mill products and end products is

useful in sorting by general alloy type.  The most prominent series of alloys

in use today are 1000, 3000, 6OOO, and 7000.  Obviously, the scrap dealer must

keep abreast of current aluminum industry practice to know what alloys or series

of alloys are likely to reach the market and in what forms.  Alloys and types

change too rapidly to be specific.  For instance, aluminum beverage can bodies

are now almost exclusively produced from the 3004 or- 1100 alloy for deep drawing.

The tops, however, are 5182.

          If the above avenues of identification fail, chemical and spectrographic

tests are used to classify the alloys into general categories.

          After proper identification and sorting, the aluminum may be processed

in a number of different ways.  Some scrap processors may shred or crush sheet,

castings, cans, and other aluminum solids, and remove iron contamination by

magnetic separation.  The resulting fragments, generally smaller than fist size,

can be shipped in appropriate containers.  Another processing step of great

importance is the removal of insulation from aluminum cable.   The insulation is

removed by mechanical means.  One way is a cable stripper, wherein a length of

cable is run through the stripper which longitudinally slits  the insulation, and

the insulation is then removed by hand.  A new method now utilized by many pro-

cessors is an expensive and sophisticated piece of eouipment  called a "chopper".

The chopper cuts insulated cable and wire into very small pieces.  The chopped

insulation is separated by air elutriation, and the product is then passed
                                              •17
                                        33


over magnets to remove any iron or steel contamination.  The chopped aluminum

is then shipped to consumers as a relatively pure aluminum.

          The other important function of the scrap dealer is packaging of

scrap.  Scrap may be baled or briquetted for ease of shipment and handling.

          The secondary smelter buys scrap, both old and new, from scrap dealers.

In some cases, secondary smelters will also buy scrap directly from an industrial

source.  In this latter case, however, usually only several large sources are

utilized.


           The scrap preparation functions which might be performed by the secondary

 smelter have been described in a U. S. Bureau of Mines report.     The following

 is taken from that report.


                "Approximately 85 percent of the total scrap purchased by secondary
           smelters is from mill products, and 15 percent is from castings.  Each
           smelter segregates the scrap into four general classes:

                (1)  Sheet and castings
                (2)  Clippings and other solids
                (3)  Borings and turnings
                (4)  Residues (dross, slag, and skimmings) and sweated pit.

           Each class of scrap has its specific mix of such factors as chemical
           composition, metallic recovery, and physical form, which determines
           not only its value but also the manner in which it must be processed.
           Figure 5 shows the flow of each class of scrap material through a
           secondary aluminum smelter.  It is well to point out, however, that
           not all smelters can process all four classes of scrap.  Indeed it is
           quite rare if they do because the necessity of processing each class in
           a different manner calls for specialized equipment.  Since not all
           secondary smelters have the specialized equipment, they are limited in
           what scrap they can process.  Some smelters purchase all classes of
           scrap, including the cheap low-grade material, and refine it in a compli-
           cated processing circuit.  Other smelters are limited to specific classes
           of higher priced material that can be refined in a short, simple
           processing circuit."
 (1)  D.  L.  Siebert,  ''Impact of Technology on the Commercial  Secondary Aluminum
     Industry",  1C 8445, p 12.  U.S. Bureau of Mines Report.

-------
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          The secondary aluminum producers are an important part of the aluminum




recycling industry because they are':essentiaily the oniy volume users of old   ...




aluminum scrap.  However, with the growth in reclamation of aluminum cans, some




of the primary producers are now in the old scrap reclamation business.  Volumes




to date, hovever, are minute compared to total industry use of old scrap.




           Primary Producers.^Recycling by the primary producers is generally




 limited to new scrap utilization.   Major sources  of scrap are the producers  own




 plants, their customers,  and scrap dealers.




           Primary producers generally purchase "pedigreed" scrap.  That is,  new




 scrap which is well identified as to alloy type,  clean,' bare, and prepared in a




 readily usable form.  Borings, turnings, and other finely divided or contaminated




 forms of scrap are usually not purchased.  The need for only "pedigreed" scrap is




 justified because of the low impurity levels and narrow alloy specifications in




 force for wrought alloys.  A mislabled or contaminated scrap charge could be




 extremely expensive if a "heat" is ruined.




           Much of the new scrap obtained by the primary producers is obtained on




 conversion agreements.  There are two kinds of conversion agreements: (1) direct




 toll, and (2) sale and purchase agreements.  In a toll agreement the primary pro-




 ducer agrees to take a given amount of scrap from a customer and return-an equiva-




 lent amount of mill products, charging the customer the difference between the




 value of the mill product and the scrap.  Because this procedure is difficult to




 administer, It is seldom used.




           Today, most scrap purchased on a conversion agreement is on a sales and




 purchase basis.  Under this arrangement, the primary producers buy scrap outright




 from their customers at a predetermined price.  Generally, the primary producer




 will buy back all  the scrap generated from the products sold to a customer.  This




 scrap  is used within the primary producer's company or may be sold.  If the scrap




 is  in  an undesirable form  (such as borings and turnings)  the primary producer may




 sell the scrap to  a dealer or a secondary smelter.

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                                       36
          Although the primary producers generally purchase "pedigreed" scrap,

because of their extensive operations ,  they are not equipped to handle less

desirable forms of scrap that arise within their company or are returned in con-

version deals.  Therefore, foil, dross, some forms of painted or coated scrap,

etc., are usually sold to the secondary industry.


          When  primary  ingot  is short  in  relation  to demand,  the primary producers

 tend  to  substitute scrap  for  primary metal.  Because the primary producers purchase

 the better grades of  scrap, while  secondary smelters are not  as particular,  they

 do not usually  compete  directly.   However,  in  periods when scrap is short, compe-

 tition occurs.


          Nonintegrated Producers.  The nonintegrated producers are aluminum

 fabricators  that do not have  primary aluminum  reduction capabilities.   A large

 number of the nonintegrated  producers  specialize in extrusions.  They  must purchase

 all  of  their aluminum requirements from outside sources.   Clean alloy  scrap  of  the

 variety  needed is  therefore  in  great demand as long as  it  is  a low cost substitute

 for  primary  ingot.

          The scrap needs of the  nonintegrated producer are similar to those of

 the  primary  producer, in  that they purchase mainly "pedigreed" scrap.   Because

 most of the  nonintegrated producers are extruders, their scrap purchases are

 mainly  of the 6061  and 6063  alloys, which are  extrusion alloys.



                   A^'Fl^nym Scrap  and Secondary Aluminum Markets
           There are really two markets to consider when discussing recycling of

 aluminum.  The scrap market and the market for secondary aluminum products.
                                          51
                                                                                                                                         37
Scrap Markets



          About 90 percent of the aluminum scrap generated goes to aluminum pro-


ducers (primary, secondary, and nonintegrated).  However, there are several other

aluminum scrap markets worthy of mention.  Such include steel deoxidatlon,

reducing agent in the manufacture of ferroalloys, steel alloying, zinc-base alloys,

copper-base alloys, and aluminum chloride.  These "destructive" uses consumed

15,457 tons of scrap (gross weight) and 9,823 tons of dross (recoverable weight)

inl965.(1>

          The consumption of purchased scrap in 1969, as reported by the U. S.

Bureau of Mines breaks down as follows:
                   Independent Secondary Smelters

                   Primary Producers

                   Nonintegrated Fabricators

                   Foundries
Percent

  67.0

  18.5

   7.0

   7.5
                                                       100.0
Slightly over 1 million ton of purchased scrap was estimated to have been consumed.

Scrap consumption for destructive uses, although not recorded by the U. S. Bureau

of Mines, probably amounted to less than 3 percent of total aluminum scrap con-

sumption in 1969.  About 175,000 tons, or 17.5 percent of the purchased aluminum

scrap consumed was old scrap, with the secondary smelter being essentially the

only consumer.
                                                                                                   (1) U.S.  Department of Commerce/Business and Defense Services  Administration,
                                                                                                       Aluminum and Magnesium Division,  "Aluminum Ingot and  Scrap in Non-Aluminum
                                                                                                       Uses  1965",  p.  2,  June, 1967.

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                                       38
                                                                                                                                       39
         . The marketing department of a leading aluminum producer has .forecast

purchased aluminum scrap consumption for 1971 through 1980, based presumably on

current technology and practice.  Selected data from the forecast are given in

Table 11.

            TABLE 11..  ESTIMATED DEMAND FOR. ALUMINUM SCRAP, 1971-1980
         TABLE  12.  PRODUCTION  OF SECONDARY ALUMINUM ALLOYS,
                    BY  INDEPENDENT SMELTERS,  1969
Estimated Demand for
Thous aods__Q f
Year
1971
1974
1979
Total
1,050
1,375
1,910
From New Scrap
875
1,100
1,550
Aluminum Scrap
Tons
From Old Scrap
175
275
360
             Source:   S.  T.  Abbate,  Presentation to NASMI  Seminar,
                      University of  Wisconsin,  Madison,  Wisconsin, August  13,  1970.

 Secondary Aluminum Markets
                                                                                  (


             As explained earlier,  certain so-called primary aluminum products are

 made from scrap,  but usually only  "pedigreed"  scrap is  used to  make  these alloys.

 Essentially the only volume consumers of old scrap, and contaminated or nonsegre-

 gated new scrap,  are the secondary smelters.

             No data  are available  on secondary aluminum markets by segments.   The

 best available information is a breakdown by products produced, as given  in .

 Table 12.  Based on  the product breakdown for 1969, it appears  that  approximately

 85 percent of the reported production is casting alloys.   Another 7.5 percent is

 relatively pure aluminum (usually  sold to nonintegrated fabricators) and  4.9  per-

 cent is deox.  Die casting alloys  are the major single product  of the secondary

 smelter, and  they account for about 60 percent of reported production.
Alloy
Pure aluminum (Al minimum, 97.0 percent)
Aluminum-silicon: . ' - """
95/5 AI-S1, 356, etc. (maximum Cu, 0.6 percent) '
13 percent Si, 360, etc. (maximum Cu,0.6 percent)
Aluminum-silicon (Cu, 0.6 to 2 percent)
No. 12 and variations
Aluminum-copper (maximum Si, 1.5 percent)
No. 319 and variations
Nos. 112, 138
No. 380 and variations
Aluminum-silicon- copper-nickel
Deoxidizing and other descructive uses:
Grades 1 and 2
Grades 3 and 4
Aluminum-base hardeners
Al uminum-magnes ium
Aluminum- zinc
Miscellaneous
Production
Short Tons
47,641
17,285:
46,082
7,770
"6,208
779
50,883
363
356,444
25,223
19,579
12,093_
6,679
905
6,440 .
29,623
     Total Reported


     Estimate Based on Full Coverage
633,997


741,000
Source: U. S. Bureau of Mines," Minerals Yearbook, 1969,  Preprint
        on Aluminum.              -
                                                53

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                                                                                                                                     41
Major markets for die cast aluminum products are: automotive (over SO percent),

hone appliances, and industrial and coianerclal machinery and tools.

          The secondary smelters compete with primary aluminum producers for

markets in only one major product, casting alloys.  In 1969, 849,000 tons of

aluminum castings were shipped.     Thus, baaed on 0. S. Bureau of Mines

figures cited earlier, roughly 75 percent of the casting alloy in these shipments

was made by secondary smelters.  The remainder vas supplied by the primary

producers.  Most of the casting alloys supplied by the primary industry are in

the form of molten metal, and most of this is supplied to automobile makers.

Some of the casting alloys supplied by the primary Industry are made to chemistry

specifications, which cannot usually be met by the secondary smelter.

          The deox market is estimated to be approximately 50,000 tons annually.

It appears that the secondary producers have 60 percent of this market, while

primary producers and scrap dealers have the remaining 40 percent.  Although the

primaries and secondaries compete in this market, it is relatively unimportant.

          In all of the other aluminum markets, there is essentially no compe-

tition between the secondary smelter and the->prlmary producer.


          Secondary Aluminum Prices.  Secondary  aluminum alloys usually sell for

a  slightly lover price than primary aluminum ingot, because the alloys are produced

easily from  scrap.  For  instance,  in March, 1971,  the popular  380 secondary alloy

 (with 1 percent maximum  zinc) was  quoted at 28 cents per pound, versus 29 cents

per pound for  primary aluminum  ingot.      This price differential will fluctuate

depending on many  factors,  the  most important  of which  appears to be the price

of scrap. In  times of high scrap prices,  the  380 secondary alloy might be quoted

at prices higher  than primary  ingot.
          If primary alloy prices dropped sufficiently,, primary alloys could

conceivably capture all of the secondary alloy market (about 740,000 tons in terms

of 1969 results).  On the other hand, if secondary alloy prices dropped sufficiently

the additional market captured would amount to about 210,000 tons in terms of 1969

results.


Industry Data


          A' survey of the recycling industry developed data to afford profiles of

the industry and the companies making up the industry.  Volume:I, General Report, in

this series gives many of these data.• A few data concerning aluminum are given here.

          The average recycler of aluminum -compares with the average recycler of

all commodities as follows:

   •".     •               '   •    Investment In      Number of    Investment
                           Plant and Equipment    Employees   Per Employee
        Aluminum
        All Commodities
$1,739,000
$1,480,000
66
71
$26,200
$20,800
      •  ••  Figure 6 shows the variation in annual.volume of aluminum handled, by census

region, for (1) aluminum scrap processors, and (2) aluminum scrap consumers.  This

figure shows that in 1969 the average amount of aluminum processed by scrap dealers

which handle aluminum was 1,230 tons; while the average amount consumed by the

various consumers was 6,300 tons.  The average volume of aluminum scrap handled by

scrap processors does not vary widely from region to region.  On the other hand,  there

are some significant region differences in the average volume of aluminum scrap

consumed.  Three regions have particularly low average consumption per consumer;

they are the Pacific, New England, and West South Central regions.  It is believed

that the unusually low annual consumption of aluminum scrap in these areas .is the

result of data obtained from sweaters, that consider.themselves to be consumers.
 (1)   The Aluminum Association,   Aluminum Statistical  Review,  1969,  p  28.
 (2)   American Metal Market.  March 10,  1971,  p 23.
 (1)  Data from extensive survey.

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                           42
 I.  New England
 2.  Middle Atlantic
 3.  South Atlantic
4.  East  North Central    " 7.
5.  East  South Central     6.
6.  West North Central     9.
West  South Central
Mountain
Pacific  (includes Alaska.
       and -Hawaii)
FIGURE 6. AVERAGE VOLUME IN TONS PER YEAR OF (I) ALUMINUM
           SCRAP PROCESSORS, AND (2) ALUMINUM SCRAP
    "-     CONSUMERS, BY REGION, 1969
           Source: Extensive survey
                                57
                                                                                    O
                                                                                    c.
                                                                                 in ~n
                                                                                 I 5
                                                                                 8 -<
                                                                                    >
                                                                                    s
                                                                                s c
                                                                                g-o   TO
                                                                                  ">  m
                                                                                s*  2
                                                                                rr H.  -<
                                                                                rr S   O
                                                                                » n>   r-
                                                                                     J>
                                                                                     E
                                                                                     c
                                                                                     2
to
                                                              3  i

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                                        44




Materials Flov Pattern  for Aluminum Recycling




          A dlagramatic table,  representing  the  quantitative  flov  of  aluminum


scrap  to its various  consumers, and to ultimate  markets  is  given in Figure  7.


In  the flow pattern shown, the  widths of  the various  channels are  proportional  to


the quantities involved.  The first column of  Figure  7 shows  the estimated  amount


of  aluminum available for recycling, by source,  was 2,215,000 tons in 1969.


          The Import  source  le  simply aluminum scrap  Imports.



           The new scrap available for recycling was estimated to be essentially


 the quantity that was  reported as consumed.  This presumes a 100 percent recycling


 rate on new scrap.  This is not precisely true,  because some new aluminum scrap


 Is lost in the form of low aluminum drosses, and recovery rates are less than unity.


 According to industry  sources, well over 90 percent of the new aluminum scrap Is


 recycled.   The 855,000 tons of new aluminum scrap shown as available for recycling


 in 1969 represents only that scrap which was available for sale.   A much greater


 tonnage is likely to have been recycled within the primary aluminum companies,


 and was never available for sale.


           The amount of old scrap available for recycling had to be calculated


 using various assumptions.  Table 13 presents Battelle-Columbus'  estimate of the


. old scrap available, by source,  and the  percent of recycling of the  scrap


 from  each source.  The 1969 "crop" of old aluminum scrap was based on expected


 life  cycles of various aluminum  containing products.   Details of the estimates


 are given in Appendix  B, Table B-l.


           Of the estimated 1.3 million tons of aluminum becoming obsolete,  only


 175,000 tons of aluminum were reclaimed  in  1969, or in other words, only 13 percent


 of the aluminum becoming obsolete was recycled.   However, It is likely that the
  (1)  Some scrap imports might be primary ingot, broken into pieces and assigned
      to the scrap category.



                                                59
                                      45
                  TABLE 13.   OLD ALUMINUM SCRAP RECYCLING,  1969
Scrap Source
Building and
Construction
Transportation
Consumer Durables
Electrical
Machinery and
Equipment
Containers and
Packaging
Other
Totals
Estimated
Aluminum
Becoming
Obsolete, Tons
71,000
329,000
197,000
7,000
61,000
486,000
183,000
1,334,000
Estimated
Old Aluminum
Recycled, Tons
9,000
100,000
25,000
6,500
15,000
2,000
17,500
175,000*
Estimated
Percent
Recycled
13.0
30.0
13.0
93.0
25.0
0.4
9.2
13.1
Estimated
Aluminum Not
Recycled, Tons
62,000
229,000
172,000
500
46,000
484,000
5,500
1,159,000
* Imports are ignored because it is believed that the old scrap component of

  imports is not significant.


Source:  U. S. Bureau of Mines, Minerals Yearbook.1969, Preprint for Aluminum,
         and Appendix B, Table B-l.

-------
amount of old  aluminum scrap readily available tp the recycling  industry Is

actually much  smaller because!

          (1)   Some Items, especially .aircraft, are exported  and are

                then not scrapped In the United States

          (2)   Some items such as  aluminum cans and other packaging items

                are widely disseminated  and usually are not  collected

          (3)   Some obsolete Items such as certain military aircraft are being, •

                stored (for use during emergencies) rather than being scrapped

           (4)   The data are not  corrected for recovery yields.



                               Demand/Sunolv Analysis


           A brief  analysis  of the expected future demand for old aluminum  scrap

 and the expected  availability of old aluminum scrap  is presented in Table  14.  New

 aluminum scrap supply and demand are not  considered  because,  under current and

 likely future conditions, there is sufficient demand for all that is available.
             TABLE  14.   DEMAND/SUPPLY ANALYSIS  FOR OLD ALUMINUM SCRAP,
                                1969, 1974, and  1979*
Year
1969
1974
1979
Estimated Demand
for Old Aluminum
Scrap, Tons
175,000 .
275,000
360,000
Estimated Supply
of Old Aluminum
Scrap, Tons
175,000
324,000
451,000
Estimated Aluminum
Scrap Becoming
Obsolete, Tons
1,334,000
1,970,000
2,989.000
             The 1974 and 1979 demand for old scrap Is baaed on estimates of alualnusi
             recovered from old scrap as given in Table 11.  The estimated supply or
             crop of old scrap was estimated in the sane fashion as the 2969 figures
             (see Table B-l, Appendix B). No change In technology vas presuaed. I.e.,
             the percentage of recycling in each category waa presuaed to exhibit no
             change from that given in Table B-l.  Further, to estimate the old scrap
             "crop" for 1974 sad 1979, ehipaeats of aluUm for th* Containers and
             Packaging category had to be as11mted.  For thl* nwtpOM, the figure*
             37*,000 «nd 1,148,000 toe*, respectively, were oeed for 1*74 aod 1979.
                                                61
          The data in Table 14 Indicate a potential surplus of old aluminum scrap

amounting to 49,000 tons in 1974 and  91,000 tons in 1979, an indication that future

development of  new markets for old aluminum scrap is needed.  If  the  technology

of the recovery of aluminum from obsolete articles improves, then an  even greater

excess of supply over demand can be expected.

          How can such an excess of supply over demand be handled?  To answer

this question is difficult.  First, it  should  be noted that the data  in Table 14 •

vere derived assuming that there .was  a  balance In supply" and demand in 1969. '

This may not be true, in fact industry  sources claim a shortage in the supply of

old scrap.  Quantification of the degree of under supply of old scrap in 1969 is

not possible when one considers the various types of scrap and alloys involved.

Therefore, at best, one can only make general  statements.  It appears likely that

the secondary smelters may be able to utilize  the supply of;old scrap forecast

in Table 14.  However, it Is also likely that  future additions to the old scrap

supply by way of improved collection  and recovery methods could not be absorbed

by the secondary smelters producing current product lines.  Therefore, new markets

for old scrap and new products made from old scrap may be needed.  This can be

accomplished'by product and market research and development; and  by expanding the

use of old scrap by the primary aluminum industry.
                                                                                                                               ALUMINUM SCRAP RECYCLING  PROBLEMS


                                                                                                                 There are several  major problem areas that  directly reduce the amount

                                                                                                       of aluminum that is recycled.   In this section a  quantitative approach has been

                                                                                                       taken in an effort to  evaluate the effect of  the  problems  on recycling aluminum.

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                                         48
                                    New Scrap


          New, or prompt Industrial scrap Is recognized as valuable and conse-

quently nearly all Is recycled.  Aluminum melting dross is treated and reclaimed.

Drosses containing as little as 10 to IS percent aluminum are treated to reclaim

the aluminum.  There are no data to indicate the degree to which new scrap and

dross are recycled.  Industry officials claim that well over 90 percent of the

new scrap generated is recycled.


                                    Old Scrap


          Table 15 presents the seven categories of old aluminum scrap generators

along with estimates of the quantities of old scrap that are pot being recycled.

The definition and analysis of problems associated with recycling of aluminum for

each end use category are given.  In terms of estimated quantities of aluminum

not recycled, the Containers and Packaging, Transportation, and Consumer Durables

categories are the most important,  and are discussed more fully In the section

entitled "Courses of Action Concerning Recycling of Aluminum".
                      ALUMINUM RECYCLING INDUSTRY PaOBT.F.MS


          As a result of field Interviews several problem areas emerged as sig-

nificant factors in the aluminum recycling Industry.  These are:
                                             63
               •    Air pollution control

               •    Composite aluminum scrap

               •    Need for new methods of upgrading aluminum scrap

               •    Solid wastes

These problems are defined and analyzed in Table 16.


                              Air Pollution Control


          The most often mentioned problem confronting the aluminum recycling

industry is the improved control of air pollution.  This is especially true in

the case of the secondary smelters.     Proper control of emissions is very


expensive and difficult to achieve with present equipment.  An analysis of pollu-

tion control problem is given In Table 16.  The increased recycling costs resulting

from strict air pollution control might lead to a slight decrease in recycling

painted, coated, or composite aluminum scrap which produce smoke when melted

directly.


                           Composite Aluminum Scrap


          All segments of the aluminum recycling  industry are faced with the con-

tinual problem of learning to process aluminum scrap contained in a never ending

parade of new (aluminum containing) products.  Of particular difficulty is the

processing of composite scrap.  Examples are such items as paper and vinyl coated

aluminum; painted, lacquered or enameled aluminum; and metal-metal composites
                                                                                                      (1)  For a review of the emission problems of the secondary smelter see "Impact
                                                                                                           of Technology on the Comme'rcial Secondary Aluminum Industry",  U.S. Bureau
                                                                                                           of Mines publication, 1C8445.

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                                                50

TABLE 15.  IDENTIFICATION AMD ANALYSIS OF PROBLEMS CONCERNING OLD ALUMINUM THAT WAS NOT RECYCLED IN 1969
Building and Con-
,' • •traction Sources
Problem Definition 1. Aluminum item are used
for • myriad of items In '
the. building and con-
• striictlon category.
Transportation
. • • Sources
1., Not all aluminum on a
salvaged auto is
utilised.
Consumer- Dur- i
able Sources '
1. Scrap is wideify:
disseminated.
2. Host items have small
              2.  Small items that become
                 ' obsolete are usually   •
                  discarded.

              3.  Demolition of' old struc-
                .  tures yields negligible
                  amounts of aluminum per
                  structure.
    obvious source' and is   •
    recovered if economical..

3.  Other sources include
  '  trucka. trailers, buses,
  •  boats, etc. •
                                                                                    amounts of aluminum.
Estimate of Old
Aluminum Scrap Not
Recycled, tons
                         62,000
          229,000
      172.000
Estimate of Percent.
of Available Old
Aluminum Hat Recycled .
Problem Analysis 1.
2.
"- - :- - »7 -. ' ''. "
Better collection needed.
Much of the scrap is
heavily painted, vinyl
coated, etc. Therefore,
. ': . '.- .'-. 70 .; ' *
1. Better utilisation of
aluminum in the non-
ferrous fraction of auto
shredder scrap is needed.
87-:

I. Items except cooking
utensils and lawn
. furniture are not
: recycled to a high
degree. '•;
                  the additional steps         2.
                  needed for coating
                  removal makes scrap
                  .recycling less               .  .
                  economical.  •                3.

                  Yield of aluminum scrap
                  per building is  low.
                  Future yields will
                  Increase.

                  This area has limited        4.
                  possibilities for In-
                  creased recycling of
                  aluminum.    ,
    Improved  collection of
    abandoned autos  is
    needed.

    Some old  scrap is. not
    recoverable because en
    item, for instance: an
    airplane, may be exported
    or become obsolete - .
    overseas.

    Even though large quan-
    titles of aluminum are
    now being recycled,
    transportation items repre-
    sent a very promising area
    in which  to Increase re-
    cycling of aluminum.
Part of problem is
learning to economically
recycle small-amounts of.
aluminum that are in old'
refrigerators, washing '~
machines, atr -conditioner*
             i-
This is a promising area
in which to increase" the
recycling of aluminum.

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                                    50a
          TABU 13.  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING OLD ALUMINUM

                     THAT HAS NOT RECYCLED IN 1969    (Continued)
                                      Electrical
                                       Sources
                                            Machinery and
                                          Equipment Source*
 Problem Definition     1.
                        2.
Electrical transmission lines
are not a significant recycling
problem.

Electrical machinery-,- lighting
fixture* and large conduit,
etc., represent a small
portion of electrical sources,
but are widely disseminated
end not-recycled.
1.  Scrap 1* widely disse-
    minated la a myriad of
    machines and equipment
    such as special Indus-
    trial equipment,
    agricultural machinery,
    'materials handling
    equipment, irrigation   :
    pipe, process industries.
 Estimate of Old
 Aluminum Scrap Hot
^Recycled, coh«
                                   500
                                               46,000
 Estimate of Percent
 of Available Old
 Aluminum Hat Recycled
                                                                               75
 Problem Analysis
Electrical transmission lines
are normally recycled.

Other electrical items are
recycled on a very limited
basis.

Based on the above esti-
mate, this area has very
limited possibilities for
increased recycling of
aluminum.
1,  Better collection
    needed.

2.  Based on the above esti-
    mate, this area has
    Halted possibilities for
    Increased recycling of
    aluminum

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                                     50b
       TABU IS.  IDENTIFICATION AMD ANALYSIS OF PROBLEMS CONCERNING OLD ALUMINUM
                '               '  '

                  THAT WAS NOT RECYCLED IN 1969   (Continued)
                              Packaging Sources
                                         Other Source*
 Problem Definition
1.  Scrap -la extremely
    widely disseminated.

2.  Foil, capa, closures,
    and containers are
    found In household and
    Industrial re'fusa.

3.  In addition, aluminum
    containers occur as
    litter.
the 'other* category consists
mainly of defense Items.

Some Items become obsolete
outside of the U.S. and
may not be recycled In the
U.S.   .
: Estimate of Old
 Aluminum Scrap Mot
 Recycled, tons
          484,000
        165,500
• Estimate of Percent
 of Available Old/   ,
 Aluminum Jjfljt .Recycled
                                       99.6
                                                                         89.8
 Problem Aaalyai*
                        I.
                        2.
                        3.
                        4;
    Collection Is a major
    part of the problem.
    Currant.collection
    program*  return a   '
    very small .'fraction
    of the.alualnum
    available.

    Segregation of refuse
   .within the household
    may aid In utilisation.

    Recovery.from municipal
    refute nay provide'a
    solution..
    Legislation aimed at
    segregation, and col-
 = ;"'  lection problems may
/  aid.

5.  This area holds the most
    promise for the Increased
 '   recycling of alualnum.
Much defense scrap Is .sold
on a bid basis.  However,
much Is not being recycled
due to . lack of minimum
bids.

A small tonnage la des-
tructively consumed- and
therefore, not available
for recycling.

This area has limited
possibilities for In-
creased recycling of
aluminum.  •

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                                   TABLE 16.  IDENTIFICATION AND ANALYSIS OF OTHER ALUMINUM RECYCLING PROBLEMS
   Title
Air Pollution Control
Composite Aluminum Scrap
Need for New Methods of
Upgrading Aluminum Scrap
                                                                                                                             Recycling Wastes
Problem          1. Costs of equipment very
Definitions         high compared to total
                    capital investment of most
                    scrap dealers and secondary
                    smelters.

                 2. Reliability of present equip-
                    ment rates as poor.

                 3. Lack of uniform standards
                    and enforcement penalize
                    those that control emissions.

                 4. Continual changing of stand-
                    ards penalize those that have
                    purchased control equipment.
                              1. Composites of aluminum are
                                 difficult to recycle.

                              2. Composites which combine
                                 aluminum with paper, vinyl,
                                 paint, and other coatings
                                 create air pollution
                                 problems on recycling.

                              3. Composites such as copper
                                 coated aluminum wire or alu-
                                 minum coated steel wire or
                                 steel cans with aluminum ends
                                 may only be recycled under
                                 special conditions.
                                 1. If old scrap could be re-
                                    fined economically, it could
                                    be utilized in making wrought
                                    alloys.

                                 2. Improved sorting of old alu-
                                    minum scrap from other alu-
                                    minum scrap or other non-
                                    ferrous scrap Is needed.
                                 1. Operation of the secondary
                                    smelter produces waste
                                    such as spent fluxes and
                                    drosses.

                                 2. Magnesium chloride wastes
                                    are generated.

                                 3. Processing of aluminum
                                    cable gives rise to small
                                    amounts of cable insula-
                                    tion wastes.
Effect on        Strict control of air emissions
Recycle Rate     will tend to increase recycling
                 costs and lower recycling rates.
                              The use of various aluminum
                              composites tends to lower the
                              recovery rate or make recy-
                              cling uneconomical.
                                 Improved upgrading techniques
                                 •hould Increase recycling.
                                 Essentially no effect.
Problem          1. Air pollution laws and en-
Analysis            forcement are not uniform
                    throughout the country.

                 2. Financing of pollution con-
                    trol equipment is difficult
                    for the small smelter.

                 3. There appears to be a lack
                    of reliable equipment capa-
                    ble of attaining some air
                    pollution standards.
                              1.  Manufacturers and designers
                                 produce products without
                                 special regard to recycling
                                 problems.

                              2.  Specific composites may be
                                 recycled If a method and/or
                                 market is  found.
                                 1.  Development of Improved,
                                    economic refining tech-
                                    niques is a difficult
                                    technical problem.

                                 2.  Scrap sorting problems may
                                    be attacked by many methods.
                                    Solutions are likely to be
                                    highly specific.
                                 1.  Industry has learned to
                                    process drosses and spent
                                    fluxes for aluminum
                                    content.  Low aluminum
                                    content material is a
                                    disposal problem.

                                 3.  Cable insulation wastes
                                    are a disposal problem.

-------
                                       52
                                                                                                                                       53
of 'aluminum with copper or steel or another aluminum alloy.  These composites

either present recycling problems, or cannot be recycled economically.

          The recycling problems created by composites have to be attacked on an

individual basis.  Prevention of some of the recycling problems associated with

aluminum composites could be solved or eased if manufacturers gave some thought

to recycling in the design stage.  For example, the steel beverage can with an

"easy open" aluminum top is not readily recycled either for the aluoinuo ends.

or the steel body.  Perhaps the can industry could have made a more "recycleable"

can,.such as an all steel or all aluminum can, with the "easy open" feature.




                Need for Key Methods of Upgrading Aluminum Scrap


          The need for new methods of upgrading aluminum scrap can be attacked

by dividing the problem into three parts.  In one, consideration is given to con-

version of a group of mixed aluminum scrap to pure aluminum or a'usable alloy.

In the second, consideration is given to separation or sorting of a mixed group

of aluminum alloys.  The third has to do with separation of aluminum alloys from

other nonferrous  alloys.
Conversion of Mixed Aluminum Scrap to
Pure Metal or a Practical Alloy
          As mentioned earlier, magnesium is the only element  that  the secondary

smelters  find practical  to remove from aluminum.  Electrolytic molten salt methods

of refining aluminum  alloys are available but are too costly.  Long range technical

research  in the  area  of  refining aluminum alloys Is  indicated, .but  likelihood of

complete  technical  and economic success i« not considered  good.
Sorting pf ftfixed Aluminuin"A116v
          The value of a mixed group of aluminum alloys can be improved if the

alloys are sorted by type.  To date, various chemical spot tests or emission

spectrograph tests have been used.  Faster and more economical methods are. needed.


                    from Nonferrous Scran
Sni-ting of


          Much of the sorting of aluminum from nonferrous scrap can be done by

sight and feel.  This "hand picking" can .be .accomplished economically If large

pieces are involved.  With the advent of the auto shredder, the need for separa-

tion of metals from the nonferrous fraction of the shredder output arose.  The

separation of aluminum from this nonferrous fraction  is being accomplished and

is under investigation.  Prominent methods of separation include heavy media

separation and air elutriation methods.


                                Recycling Wastes


          Solid wastes resulting from recycling aluminum include wastes generated

by the secondary smelter such as dross, slag and magnesium chloride, and wastes

generated by the scrap processor such as cable insulation.  The problem of solid-

wastes generated by the aluminum recycling industry is .basically an environmental

problem, rather than an industry problem.  Recycling  of these wastes would not be

expected to improve the recycling rate for aluminum.


Secondary Smelter Residues


          The secondary smelter generates dross, slag (spent flux), and magnesium

chloride in the course of melting and .removing magnesium from aluminum.
                                                                                                                                       70

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                                        54
          The drosses containing mainly Al.O,, aluminum, and some salts and dirt




are treated to recover the aluminum.  Drosses containing as little as 10 to 15




percent aluminum can be treated for aluminum recovery.  Leaner drosses are a




disposal problem.  A portion of the drosses "produced" are sold or consumed In




making exothermic or "hot top" materials for the steel Industry.




          Fluxes are used to protect the molten aluminum from oxidation and gas




absorption.  The spent flux or slag Is a solid waste which Is reprocessed for




aluminum content.  These fluxes may contain 10 to 20 percent aluminum and can be




upgraded by wet milling to 65 percent aluminum.  The waste salts (containing a




mixture of NaCl, KC1, and a fluoride bearing salt such as cryolite) are brought




into solution in the wet milling operation, and at this point are liquid wastes,




which must be treated in some fashion.




          In the chlorine treatment of molten aluminum for magnesium removal, the




compound MgCl~ is formed.  This compound may be slightly contaminated with A1C1,




and other Impurities.  Today, little use Is made of this compound,  and it repre-




sents a disposal problem to most secondary smelters.






Scrap Processing Residues






          The major solid waste generated In the processing of aluminum scrap is




cable insulation.  Insulation could be paper, any of a number of various plastics,




rubber, or even glass.  The insulation may be in small pieces (as from a chopper)




or in long lengths (as from a cable stripper).  The amount of insulation waste




generated from aluminum wire insulation is very small compared to the Insulation




waste from copper wire.  To date, no significant use for these wastes has been




found.
                                               71
                                                                                                                                          55
               COURSES OF ACTION CONCERNING RECYCLING OF ALUMINUM






          Having identified the major problems concerning the recycling of




aluminum, it is necessary to evaluate them and select those that are amenable to




solutions.  Then, courses of action can be developed to lead to solutions for the




problems.






                             Evaluation of Problems






          The problem areas that have been identified as significant cover a wide




range of importance and possibilities for solutions.  It is necessary to evaluate




the differences In order to assign priorities for action.




          Four of the problem areas can be assigned low priorities immediately.




          Four problem areas dealing with old scrap generation:  (1) Electrical,




(2) Machinery and Equipment, (3) Building and Construction, and  (4) Other




Categories were assigned low priorities because the amount of old aluminum scrap




not recycled is estimated to be comparatively small.  Thus, the  above four problem




areas will not be given further attention.




          To evaluate the remaining problems relating to the recycling of aluminum,




three criteria for judging  the severity of the problems were developed.  These




same criteria were also used in the other commodity reports in this series.  The




three judgment criteria were based on the following questions:




           (1)  Will solution of the problem improve the environment?




                (Possible Score 0-10)




           (2)  Will solution of the problem conserve natural resources?




                (Possible Score 0-5)




           (3)  Can realistic solutions be found?   (Possible Score 0-5)

-------
                                        56
          Table 17 presents the'problems enumerated in the previous "section and .'


shows the scores assigned to each problem by Battelle-Columbus.  By this method



it is shown that the three major'problem areas are:


          (1)  Reclamation of old aluminum scrap from Container


               and Packaging sources


          (2)  Air Pollution Control


          (3)  Reclamation of old aluminum scrap from Transportation



               sources.




                               Recommended Actions




          The recommendations of what to do about the seven major problems of


the aluminum recycling industry are covered in two parts:


          (1)  High Priority Actions


          (2)  Lower Priority Actions.


          The high priority actions should be dealt with before attention is


given to the lover priority actions.




High Priority Actions




          The high priority actions recommended here are important and far-


reaching enough to be  in the public interest.  Thus, participation by EPA is


desirable.  Participation by NASMI and  its members is also desirable, since the


problems and suggested actions  to be  taken are predominately within the range of


activities of the present aluminum recycling industry.


          Table 18 presents the recommended action programs for the high priority



aluminum recycling problems.  These programs are discussed below.
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                                              73

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                                     TABLE 18.   RECOMMENDED ACTIONS, HIGH PRIORITY  ALUMINUM RECYCLING PROBLEMS
   Title
        Reclamation of
    Old Aluminum Scrap  From
Container and Packaging Sources
Air Pollution Control
 Reclamation of Old
 Aluminum Scrap From
Transportation Sources
Actions         1. Continue  current can reclamation
Recommended        programs.

                2. Utilize current  collection systems to
                   obtain scrap,  i.e.,  local refuse
                   collectors.

                3. Promote segregation  of aluminum from
                   refuse at  the  source by law or other
                   incentives,  and/or

                4. Develop an economic  system for
                   recycling  aluminum from municipal
                   refuse.
                                         1.  Push passage of realistic  Federal
                                            air pollution laws with strong pro-
                                            vision for equal enforcement.

                                         2.  Provide financial aid, in  the  form
                                            of low cost loans or rapid tax write-
                                            offs to companies for purchasing
                                            needed equipment.

                                         3.  Initiate research and development  on
                                            more dependable and maintenance-free
                                            air pollution control equipment.
                                    1.  Learn to better utilize aluminum  from
                                       auto shredder scrap.

                                    2.  Continue research being performed by
                                       industry and the USBM, EPA, and
                                       NASMI.
 By Whom<1)( )( EPA, NASMI, USBM,  CEQ,  Aluminum Producers
                and Aluminum Can Producers
                                         EPA,  NASMI,  ASRI, CEQ and Equipment
                                         Manufacturers
                                    EPA/NASMI and U.  S. Bureau of Mines
                                                                              oo
Specific        1. Intensify current  USBM and other
Steps              studies on  utilization of urban
                   refuse.

                2. Promote and/or sponsor pilot studies
                   on segregation of  aluminum scrap from
                   other refuse  at  the  source.  '

                3. Aluminum and  aluminum can producers
                   should continue  can  reclamation
                   programs.   Especially as  an effective
                   way of removing  litter.
                                         1.  The recommended air pollution  laws
                                            and financial aid can be promoted
                                            through .contact with legislators.

                                         2.  Concerned organizations should pre-
                                            sent specific air pollution control
                                            equipment needs before manufacturers
                                            and pressure for development of  needed
                                            equipment.
                                    1.  Continuation and intensification of
                                       research and development by industry
                                       and USBM.

                                    2.  An EPA/NASMI/USBM team could monitor
                                       progress and point out areas where
                                       further research is needed.
(1)  The responsibility  for recommended actions shown in this table  are based on importance of the
     •ction, benefit to  the taxpayers, and opportunities for NASMI.  They are the best judgments
     of Battelie.                                                           /
(2)  Recommended actions were distributed between high priority and  lower priority based on the
     evaluation with three criteria.
(3)  It Is suggested that NASMI continue its leading role in recycling, recognizing that other
     organizations such  as the Bureau of Mines, Department of Commerce, Council of Environmental
     Quality, HEW Office of Information, and State,  Local, and Federal Legislatures must be
     Involved.

-------
                                       59;





          Reclamation of Old Aluminum Scrap from-Container'and Packaging Sources.




The problem of reclaiming aluminum from cans; 'foil,.and other containers and   '




packages is mainly one of collection.  The vide public dissemination of these




items .makes collection.uneconomical.^     .,   ,   „,-"      ....                '




          Current .Can Reclamation rrograms.  The aluminum  can reclamation




programs sponsored by the major primary aluminum producers, and others are




becoming more and more successful.  However, the 10 cents  per pound payment




plus handling, processing, and transportation costs appear to exceed the actual




value of the.cans.  Thus, it is the opinion of many that the can reclamation




programs are, in fact,, subsidized.    ,;•..„.                ,    ....




          Collection of aluminum.cans^is made by,Interested  individuals, or ' '




civic, charitable,.environmental, or other groups.   The cans are taken to a




collection center which nay be operated by a primary  aluminum company, a brewer




or his distributor or other interests.  Subsequently, the  cans are processed




by shredding and.magnetic separation operations.   _                              .




          The processed can scrap is then shipped  to  primary aluminum plants for




recycling into can stock alloy.  Because the  lid of the  aluminum can is made




from a different alloy than the body, there are  limits on  the amount of can




scrap which can be used in preparing a can alloy melt.   Currently, only two




plants are equipped for charging aluminum can scrap into can stock melts.  These




plants are located in  Warrick, Indiana, and Lister Hill,  Alabama.  Thus, can




scrap generated on the West Coast must be shipped  long distances to be recycled.




          Can reclamation has operated outside the traditional  scrap gathering




channels, with one exception.  One major aluminum  company  is utilizing scrap




processors to process  and ship can scrap to  their  can stock  plant.  It is




believed  that the  dealer receives 5 cents per pound for  this function, giving




a total direct cost of 15 cents  per pound.  Other  companies  from time to time




may utilize scrap  processors for the  shredding and.magnetic  separation operation.

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                                      60
One might expect that the normal channels for aluminum can reclamation would  .



include the scrap dealer-processor and the secondary aluminum producer.  This



system did not and does not operate because of the high cost of collection



and the undesirable alloying elements in the cans.  Aluminum cans (lid and body)



contain about 2.25 percent magnesium and 1 percent manganese on the average.



Both elements are usually undesirable in secondary alloys.  The magnesia nay



be removed, at some cost, while the manganese content can be lowered only by



dilution.


          In 1970, aluminum cans returned for recycling amounted to 2,875 tons



out of approximately 226,000 tons of aluminum shipments for making all aluaimm

      UM2)                              .            .,'....
cans.        This amounts to less than a 2 percent recycle.  Even though a


higher rate of can recycling is expected in 1971, it is unlikely that a significant



fraction  of shipments will be recycled.  The continuation of both the subsidy



and group Interest in collection is open to some doubt.  The can collection



programs  do little in the way of reclaiming all the other aluminum used In



containers and packaging.


          Other  Collection Methods.  In  light of the above, it  is obvious that



other means of collection old aluminum cans, foil,  etc., are also needed.


          Perhaps the best way  to  collect  this old  scrap is to  utilize a collection



system that  is  in use,  the  local garbage or  refuse  system.  To  utilize these



existing collection  systems,  two  types of  action  are obvious.


           First, household  and  industrial  wastes might  be  segregated  so that all



 aluminum cans,  foil, etc.,  are  kept  separate all  through  the'collection phase.



 The aluminum once collected  might  then be  recycled. To promote segregation by'



 the householder and  other municipal  waste  contributors, either  a law or other



 incentive is needed.
 (1)  Aluminum Association Press Release (no date)
 (2)  American Metal Market. March 19, 1971, p 10.



                                              77
                                                                                                                                           61
       .A second, and'perhaps better, long .range action would be to develop



methods of reclaiming aluminum from municipal wastes.  Other novel methods of



collection might also be the subject of pilot programs.  EPA,  CEQ,  NASMI,  and. the



U. S. Bureau of Mines would be logical participants in the above programs.




          Air Pollution Control.  The coming of more stringent air pollution



control regulations is viewed with 'apprehension by most secondary smelters.  The


         -                           '  -* *•"   I  •           (I)
typical smelter may be faced with a large capital outlay    for equipment which



may not be capable of satisfying air pollution regulations that are subject to



change.  In addition, a secondary smelter that is eminently equipped to control



emissions is at a disadvantage in competing with one that isn't or only has to


meet less stringent regulations In some other location.



          Most of the secondary smelters in Los Angeles County have survived the



strict air pollution laws in force there.  They have managed to make the large


capital Investment required and have learned to live with equipment that Is


difficult to maintain.



          Actions recommended include quick passage of realistic Federal air


pollution laws with strong provision for equal enforcement and financial aid In



the form of low cost loans or rapid tax write offs for purchasing needed equipment.


Both recommendations can be pursued by EPA, CEQ, and NASMI through contact with


legislators.



          Research and development aimed at improving the reliability of air pollu-



tion control equipment used or needed by the secondary aluminum smelter should be



performed.  NASMI and/or ASRI and the equipment manufacturers should meet and



determine specific needs.  Research should be funded by the equipment manufac-


turers and the potential users.
(1)  Large compered to total plant investment.

-------
                                        62 ••..:
                                           fip from Transportation Soyyceg - - ' More
 efficient utilization of the aluminum  in  the nonfeirrous fraction of auto shredder

 scrap is needed.  The auto shredder has provided :'a source of aluminum scrap not  •

 previously available.  In order to make the  auto shredding; operation more' viable,
 methods of reclaiming aluminum and other  nonferrous metals have been and are
                   •;     -  .-•    .-•>....   .:••.-••?«>.  •.--.•JiMJ.',V.:,v.' •{,.;.-,   .  '   ••
 being investigated.  Methods such as hand picking,, heavy media separation, and...

 air elutrlation are used or being tried In the recovery of aluminum.  Recovery- --
     •-. i: :.-  :-vt-.--;- ,    '       •-     -,  ..-.--  '.;,.;.;• •; ..; ->•>- #•>•'..'. •'-. •;..'•'    '   > •  •  -"r
 ratios can be Improved.  Further research by Indus try '.and government is'

 recommended.  Since the future reclamation of not only aluminum, but other metals

 is  tied to utilization of auto shredder scrap, and since shredders play an
                                  -•-- •_••'- :    ,i.J .-•:.-. «•/.•--.;!"*.-••*«.'.••           .. ••'
 Important role in the removal of old auto hulks and even old appliances, an

 EPA/NASMI/USBM team should monitor Industry/government progress in the area.

 Lower Priority Actions                       '                '

           The lower priority actions that are recommended are neither important

 enough, nor far-reaching enough to warrant high priority action.

           The low priority problems are:

            (1)  Need for New Methods of Upgrading Old Scrap
            (2)  Reclamation of Aluminum from Consumer Durables Sources

            (3)  Recycling Wastes
            (4)  Composite Aluminum Scrap.

 These are presented in Table 19, along with suggested actions.

 Other Actions

           Additional actions are recommended in the general report of this series.

 Some of these relate to the recycling  of  aluminum.  Refer to the general report
. for additional information.

                                                79

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                                   TABLE 19.   RECOMMENDED ACTIONS, LOW PRIORITY  ALUMINUM RECYCLING PROBLEMS
   Title
 Need for New Methods
of Upgrading Old Scrap
    Reclamation of Old
    Aluminum Scrap From
.Consumer Durables Sources
Recycling Wastes
Composite Aluminum  Scrap
Actions        1. Initiate  research to find
Recommended       economic  methods  of refining
                  aluminum.

              • 2. Conduct research  in the
                  areas  of  sorting  aluminum
                  scrap.

               3. Continue  research on
                  recovery  of  aluminum from
                  low  grade scrap.
                               1.  Determine which consumer
                                  durables contain the most
                                  aluminum.

                               2.  Determine the usual dis-
                                  posal method(s).

                               3.-Recommend collection and
                                  reclamation methods.
                                  1.  Push research on the
                                     recovery of aluminum from
                                     low grade drosses and spent
                                     flux being undertaken by
                                     USBM.

                                  2.  Initiate research on
                                     products/markets for mag-
                                     nesium chloride and cable
                                     insulation waste as
                                     recommended.
                            1.  Educate manufacturers  and
                               designers on the merits
                               of products designed for
                               recycling.

                            2.  Perform technical and
                               market studies aimed at
                               utilizing metal composites.
By Whom^^^^EPA/NASMI/USBM and Industry       NASMI/EPA
                                                                 USBM/EPA/Industry
                                                                    EPA/NASMI
Specific       1. Funding  long term efforts
Steps             to  accomplish the above
                  aims  is  necessary.   A look
                  at  unconventional tech-
                  niques is  needed.
                               1.  Sponsor research to deter-
                                  mine the usual or average
                                  content of important con-
                                  sumer durables, their
                                  average life, and normal
                                  disposal methods.

                               2.  Initiate action depending '
                                  on results of above
                                  1.  Product and market research
                                     aimed at finding products
                                     and markets for magnesium
                                     chloride and cable insula-
                                     tion waste should be per-
                                     formed by sponsorship of
                                     any of the above.
                            1.  Start broad education pro-
                               gram that could be carried
                               out by NASMI.  Could
                               include points on design
                               for recycling.

                            2.  Upon identification of a
                               large amount of aluminum
                               metal composites which are
                               not being recycled, EPA/
                               NASMI could sponsor a
                               technical-economic study
                               aimed at finding new uses
                               for the scrap.

                            3.  EPA/NASMI could pressure
                               can makers away from the
                               steel-aluminum can.
  (1)  The responsibility  for recommended actions shown  in this table are baaed on importance of the
       action, benefit to  the taxpayers, and opportunities for NASMI.  They are the best judgments
       of Battellc.
  (2)  Recommended actions were distributed between high priority and lower priority based on the
       evaluation with three criteria.                                    '
  (3)  It is  suggested that NASMI continue its leading role in recycling, recognizing that other
       organizations such  as the Bureau of Mines, Department of Coonercc, Council of Environmental
       Quality, 1IEW Office of Information, and State, Local, and Federal Legislatures mist be
       involved.

-------
         APPENDIX A
ALUMINUM ALLOY SPECIFICATIONS
             81

-------
                                A-l
      TABLE A-l.   ALUMINUM ASSOCIATION ALLOY DESIGNATION
                    SYSTEM  FOR WROUGHT  ALLOYS*
                                                     Alloy Number


Aluminum - 99.00 percent minimum or                   1XXX
     greater aluminum alloys  grouped
     by major alloying elements

Copper                                                  2XXX

Manganese                                               3XXX

Silicon                                                 4XXX

Magnesium                                               5XXX

Magnesium and  silicon                                  6XXX

Zinc                                                    7XXX

Other Elements                                          8XXX
In the 1XXX group for minimum purities of 99.00 percent and greater, the last
two of the four digits in the designation indicate the minimum aluminum
percentage.  These digits are the  same as the two digits to the right of the
decimal point when the minimum aluminum percentage is expressed to the nearest
0.01 percent.  For Instance, a 1050 alloy would contain a minimum of 99.50
percent aluminum.  The second digit In the designation indicates modifications
In Impurity limits. In the 2XXX to 8XXX alloy groups the last two of the four
digits In the designation have no  special significance.  The second digit In
the alloy designation indicates alloy modifications.

Source: "Handbook of Aluminum", 3rd  Edition, Published by  Alcan
          Aluminum Corporation, Cleveland,  Ohio,  1970, p 225.

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                                       TABLE A-2.  CHEMICAL COMPOSITION LIMITS OF SELECTED WROUGHT
                                                        ALUMINUM ALLOYS (PERCENT)
Other Elements
Alloy
1060
1100
2024
3004
5052
6061
7075
Silicon
0.25 max
1.0 S1+
0.50 max
0.30 max
0.45 S1+
0.40-0.8
0.4 max
Iron
0.35 max
Fe max
0.50 max
0.7 max
Fe max
0.7 max
0.5 max
Copper
0.05 max
0.05-0.20
3.8-4.9
0.25 max
0.10 max
0.15 - 0.40
1.2-2.0
Manganese
0.03 max
0.05 max
0.30-0.90
1.0-1.5
0.10 max
0.15 max
0.30 max
Magnesium
0.03 max
—
1.2-1.8
0.8-1.3
0.10 max
0.8-1.2
2.1-2.9
Chromium
0.
0.
0.10 max 0.
0.
0.15-0.35 0.
0.04-0.35 0.
0.18-0.35 5.
Zinc
05 max
10 max
25 max
25 max
10 max
25 max
1-6.1
Titanium
0.03 max 0.
0.
0.
0.
0.
0.15 max 0.
0.20 max 0.
Each
03 max
05 max
05 max
05 max
05 max
05 max
05 max
Total
—
0.15 max
0.15 max
0.15 max
0.15 max
0.15 max
0.15 max
Aluminum,
Minimum
99.60
99.00
Remainder
Remainder
Remainder
Remainder
Remainder
Source:  "Handbook of Aluminum", 3rd Edition, Published by Alcan Aluminum
         Corporation, Cleveland, Ohio, 1970, pp 148-149.
                                                                                                                                                           I
                                                                                                                                                          NJ

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         TABLE A-3.   ALUMINUM ASSOCIATION DESIGNATION
                   FOR FOUNDRY (CASTING)  ALLOYS*
                                               Designation Number


Aluminum -  99.00 percent minimum              .    1XX.X
     and greater aluminum alloys           '  ••:•
     grouped by major alloying
     elements

Copper                                               2XX.X

Silicon, with added  copper  and/or                 3XX.X
     magnesium

Silicon                                     .         4XX.X

Magnesium                                            5XX.X

Unused series                                       6XX.X

Zinc                                                 7XX.X

Tin                                                  8XX.X

Other major alloying elements                      9XX.X
The 1XX.X series Indicates  aluminum in the form of ingot or Castings having a
minimum aluminum percent of 99.00.  The second two digits Indicate the minimum
aluminum content and are the same as the two  digits to the right of the decimal
in the minimum aluminum percentage when it is expressed to the  nearest 0.01
percent.  Special control of one or more-individual elements is indicated by
a letter prefix to the basic four-digit designation.  In the 2XX.X to 8XX.X
designations  the first digit identifies the alloy group.  The second two digits
are assigned  when the alloy is registered"a modification of the original alloy
is indicated  by a .letter prefix to the numerical-designation.

A zero in the fourth place, XXX.0, is used when referring to compositions of
castings;  and a one or a two in the fourth place, XXX.1 or XXX.2, is used when
referring to  compositions of ingot.  The compositional limits of XXX.1 ingot >.
differ from those of castings by prescribed amounts in respect  to iron,
magnesium,  and, in the case of die castings,  zinc.  When the limits for ingot'
are closer than those prescribed for XXX.1 ingot the designation XXX.2 applies.

Source:  "Handbook of Aluminum",  3rd Edition,  Published  by Alcan
          Aluminum Corporation, Cleveland, Ohio, 1970,  p  226.

-------
                              TABLE A-4.   CHEMICAL  COMPOSITION SPECIFICATION FOR SELECTED ALUMINUM CASTING ALLOYS
                                                                   (Percent)    •'    •:
Aluminum
Association
Alloy Number
Former
Commercial
Designation
Copper
Silicon
Magnesium .
Zinc .,
Iron
Manganese
Nickel
.titanium
Chromium
Others
Each
Die Casting Alloys ' .
A413.0
A360.0
B380.0
A380.0

F332.0
319.0*
356.0*

208.0
308.0**
213.0
A13
A360
380
A380

F132
319
356

108
A108
113
0.6
0.6
3.0-4.0
3.0-4.0

2.0-4.0
3.0-4.0
0.2 max

3.5-4.5
3.5-4.5
6.0-7.0
11.0-13.0
9.0-10.0
8.5- 9.5
8.5- 9.5

8.5-10.5
5.5- 6.5
6.5- 7.5

2.5- 3.5
5.5- 6.5
2.0- 3.0
1.10 max
0.45-0.6
0.10 max
O.lO max

0.6-.1.5
0.1 max
0.25- 0.40

0.10 max
0.10 max
0.10 max
0 . 5 max
0.35 max
1 . 0 max
2.0-3.0

1.0 max
1 . 0 max
0.30 max

1.0. max
1.0 max
1.5-2.5
., 1.0 max
1.0 max
1.0 max
1.0 max
Permanent
0.9 max
1.0 max
0.5 max
Sand
'• 1.0 max
1.0 max
1.2 max
0.35 max
0.35 max
0.5 max
0.5 max
Mold Castings
0.50 max
0.50 max
0.35 max
Cflfi £i&£8
0.50 max
0.50 max
0.6 max
0.50 max
0.50 max
0.50 max
0.50 max

0.50 max
0.35 max

0.35 max
0.25 max
0.25 max

0.25 max
0.25 max
0.25 max

0.25 max
0.25 max
0.25 max
— 0
— 0
0
0

0
o
-- 0

0
0
0
.20 max
.15 max
.20 max
.20 max

.20 max
.20 max
.05 max

.20 max
.20 max
.20 max
*   Might also be used to produce sand castings.                                                          •

**  Might also be used to produce permanent mold  castings.

Source:  "The Alloy Data Book" published by Apex  Smelting Company, Division of AMAX Alimlnum Company, Inc.,  pp 28-34
                                                                                     65"

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                                      A-5
            TABLE A-5.   DESIGNATIONS  AND  CHEMICAL  SPECIFICATIONS  FOR
                         ALUMINUM ALLOYS  FOR DEOXIDATION
                          IN IRON AND STEEL  MAHUFACTURE
ASTM
Designations
980A
950A
920A
900A
850A
Total
of All
Commercial Impurities,
Designation Aluminum Copper Zinc Magnesium Maximum
Special 98 rain 0.2 max 0.2 max 0.5 max 2.0
Grade 1 95-97.5 1.5 max 1.5 max 1.0 max 5.0
Grade 2 92-95 4.0 max 1.5 max 1.0 max 8.0
Grade 3 90-92 4.5 max 3.0 max 2.0 max 10.0
Grade 4 85-90 5.0 max 5.5 max 2.5 max 15.0
                                                                                                                                 APPENDIX B
                                                                                                                          CALCULATIONS OF ESTIMATED
                                                                                                                     AVAILABILITY OF OLD ALUMUSIIM SCRAP
Source:   "The Alloy Databook",  published by Apex  Smelting Company, Division of
          AMAX Aluminum Company,  Inc.,  p 34.
                                              86

-------
                           H
                           2
s
W
Bi
                                  A
                                  O
                                  o
                 TABLE B-l.  CALCULATION OF ESTIMATED AVAILABILITY OF OLD ALUMINUM SCRAP. 1969
!
i
i
1 Source
1
Building and
: Construction
Transportation
Consumer Dursbles
Electrical
1 /
Machinery and
1 Equipment
Containers and
Packaging
Other
Estimated
Life Cycle,
Years
30
10
10
50
20

10
Year
or Years
Interest
1939
1958-1960
1958-1960
1919
1948-1950
1969
1958-1960
Aluminum
Shipments in
Year of
Interest, Tons
(350,000)
0.100
Estimated
Shipments
to Source
Corrected for
New Scrap Return
0.816
0.816
0.816
0.816
0.816
0.816
0.816
Total
Aluminum Scrap
1969, Tons
71,000
329,000
197,000
7,000
61,000
486,000
183,000
1,334,000
(a)  Estimated Based on Primary Ingot Production.
(b)  Primary Ingot Production.
(c)  Actual

Sources:  U.S.  Bureau of Minea,  Minerals Yearbook.  Volume I-II,  Chapter on Aluminum for 1958,  1959,  and
          1960, and The Aluminum Association;  Aluminum Statistical Review.  1969 and Battelle Estimates.
          Life  cycle data obtained from "Resources in America's Future - Patterns of Requirements and
          Availabilities 1960-2000",  by H. H.  Landsberg,  L.  L.  Flschman, and J.  L.  Fisher,  Published  for
          Resources for the Future, Inc. by The John Hopkins Preea.

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                                      lii


                                 TABLE OF 'CONTENTS

                                                                            Page
SUMMARY
     The Recycling Industry 	  vli
     Problems	Till
     Recommendations	Till

INTRODUCTION	     1

     Background 	     1
     Objectives 	     2
     Scope	     3
     Research Methods 	     3
          Literature Search 	     3
          Extensive Survey  	     3
          In-depth Survey 	     4
          Analysis and Synthesis	     5

THE COPPER INDUSTRY	     7

     Characteristics of Copper and Copper Alloy Products	     7
          Grades of Refined Copper	     7
          Grades of Brass Mill Products 	     9
          Grades of Brass/Bronze Foundry Products 	     9
     Characteristics of the Copper Industry 	    10
          Materials Sources 	    10
          Materials Flow	    11
          Copper Producers	    11
          Production	    13
     Markets for Copper	    13
          Historical Markets	    13
          Prices	    13
          End Uses for Copper	    18
               Brass	    18
               Wire	    19
               Castings	    19
               Powder	    20
               Other Uses	    20
          Market Outlook	    21

'THE COPPER RECYCLING INDUSTRY	    22

     Characteristics of Copper Materials	    22
          Recycled Smelter Copper 	    22
          Copper Scrap	    22
          Copper-Base Scrap 	    25
          Skimmings, Spills and Drosses 	    25

     Characteristics of the Copper Recycling Industry 	    30
          Materials Sources 	    30
     Markets for Recycled Copper	    32
          Historical Markets	    32


                                                SO

-------
                                         iv.
                          TABLE OF CONTENTS (Continued)
                                                                            -Page
          Prices	
          End-Use Patterns.	• •  • :" • •	•  •
     Recycling Industry Data	•  •
     Materials Flow Diagram for Copper Recycling	
     Demand/Supply Analysis 	
          Demand for Recycled Copper	 •  •
          Supply of Recycled Copper ..... 	  •
          Demand/Supply Balance in Future	   45
          Effect on Copper Industry 	   46a
36
36
36
39
39
39
45
PROBLEMS THAT DIRECTLY REDUCE THE RECYCLING OF COPPER
                                                                              47
     Industrial Scrap	   47
     Obsolete Scrap 	   47
     Other Direct Problems	-. . .  .   49
PROBLEMS .THAT DO NOT DIRECTLY REDUCE RECYCLING OF COPPER.

COURSES OF ACTION CONCERNING RECYCLING OF COPPER	
     Selection of Opportunities
     Recommended Actions. . . .
50

52
52
53
                                 LIST OF TABLES
TABLE I.

TABLE II.

TABLE III.
TABLE IV.
TABLE 1.
TABLE 2.

TABLE 3.
TABLE 4.
TABLE 5.
TABLE 6.
TABLE 7.
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING COPPER
THAT WAS NOT RECYCLED IN 1969 	
IDENTIFICATION AND ANALYSIS OF PROBLEMS WHICH DO NOT DIRECTLY
REDUCE THE AMOUNT OF COPPER THAT IS RECYCLED 	
RECOMMENDED ACTION, HIGH PRIORITY COPPER PROBLEMS 	
RECOMMENDED ACTIONS , LOWER PRIORITY PROBLEMS 	 . .
SPECIFICATIONS FOR MOST COMMON REFINED COPPER MATERIALS. . . .

X

xl
xiii
xiv
8
GENERAL STATISTICS FOR ESTABLISHMENTS, BY INDUSTRY SPECIALIZATION
AND PRIMARY PRODUCT CLASS SPECIALIZATION: 1967
PRODUCTION OF COPPER IN THE UNITED STATES 	
CONSUMPTION OF COPPER PRODUCTS BY TYPE 	
MAIN TYPES OF UNALLOYED COPPER SCRAP 	
TYPES OF UNALLOYED COPPER SCRAP 	
TYPES OF COPPER BASE SCRAP 	 	 	 .
14
15
16
23
24
.26-27
                                           91
                                                                                                                         TABLE OF CONTENTS (Continued)
                            LIST OF TABLES (Continued)
                                                                             Page
TABLE 8.

TABLE 9.


TABLE 10.

TABLE 11.

TABLE 12.


TABLE 13.

TABLE 14.

TABLE 15.

TABLE 16.

TABLE 17.

TABLE 18.


TABLE 19.


TABLE 20.

TABLE 21.

TABLE 22.
MAIN TYPES OF COPPER-BASE ALLOY SCRAP	    28

MAIN LOW GRADE SCRAP AND RESIDUES USED AS FEEDS FOR
RECYCLED SMELTERS		      29

CONSUMPTION OF COPPER SCRAP BY TYPE AND SOURCE, 1969	    31

SECONDARY COPPER CONSUMPTION	    33

CONSUMPTION OF PURCHASED COPPER SCRAP BY USERS IN THE
UNITED STATES IN 1969	    35

MARKETS FOR SECONDARY COPPER, 1969	    33

ESTIMATED COPPER SCRAP RECYCLING, 7.969	    41

DEMAND FOR COPPER	    45
                                                                                                          SUPPLY OF COPPER AVAILABLE FOR RECYCLING
                                                                                                                                                                            45
                                                                                                          DEMAND/SUPPLY BALANCE FOR RECYCLED COPPER FOR 1974 AND 1979.  .  .   46


                                                                                                                                                                            48
                            IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING COPPER
                            THAT WAS NOT RECYCLED IN 1969	
                                                                                                          IDENTIFICATION AND ANALYSIS OF PROBLEMS WHICH DO NOT DIRECTLY
                                                                                                          REDUCE THE AMOUNT OF COPPER THAT IS RECYCLED	
                                                                                                          EVALUATION OF PROBLEMS INVOLVED IN RECYCLING OF COPPER

                                                                                                          RECOMMENDED ACTION, HIGH PRIORITY COPPER PROBLEMS.  .  .

                                                                                                          RECOMMENDED ACTIONS, LOWER PRIORITY PROBLEMS	
                                                                                               51

                                                                                               52

                                                                                               54

                                                                                               55
                                                                                                                                LIST OF FIGURES
                 FIGURE I.  RECYCLED COPPER FLOW, 1969

                 FIGURE 1.  MATERIALS FLOW FOR COPPER, 1969

                 FIGURE 2.  ELECTROLYTIC COPPER PRICES (PRODUCER) IN U.S

                 FIGURE 3.  HISTORICAL MARKETS FOR COPPER AND COPPER-BASE SCRAP
                                                                                                                                                                             12

                                                                                                                                                                             17

                                                                                                                                                                             34
                                                                                               FIGURE 4.  A COMPARISON BETWEEN PRODUCER AND NO.  2 DEALER COPPER PRICES  .  .   37

                                                                                               FIGURE 5.  VOLUME OF COPPER HANDLED BY TYPE OF RECYCLE, BY REGION .....   40

                                                                                               FIGURE 6.  RECYCLED COPPER FLOW, 1969 ...................   44

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                                         vi
                          TABLE OF CONTENTS  (Continued)
                               LIST OF APPENDIXES
                                                                             Page
                                   APPENDIX A






MAJOR PRODUCERS OF COPPER	;  .  .  .  .    A-l







                                 LIST OF TABLES







TABLE A-l.  U.S. COPPER REFINERY CAPACITY	A-l




TABLE A-2.  PRINCIPAL COPPER FABRICATORS	A-2









                                   APPENDIX B






END USES FOR COPPER PRODUCTS	B-l







                                 LIST OF TABLES






TABLE B-l.  CONSUMPTION OF BRASS MILL PRODUCTS, BY .TYPE OF ALLOY AND FORM.  .  B-2




TABLE B-2.  FINAL USE FOR BRASS MILL PRODUCT SHIPMENTS	B-3




TABLE B-3.  CONSUMPTION OF WIRE MILL PRODUCTS IN END-USE MARKETS	B-4




TABLE B-4.  CONSUMPTION OF COPPER AND COPPER-BASE ALLOY CASTINGS	B-5




TABLE B-5.  CONSUMPTION OF POWDER PRODUCTS	3-6
                                            93
                                                                                                                                         vii
                                                                                                                                     SUMMARY
           The economic recycling of waste materials is a desirable approach to the




 disposal of solid  wastes.   Recycling,  therefore,  is of interest  to the Office  of




 Solid  Waste Management whose  responsibility it  is to formulate and recommend solid




 waste  programs for the United States.   This report on recycling  of copper and




 copper alloys provides information and analyses to be used as a  basis for program




 planning.   The report was  prepared by  Battelle-Columbus with the guidance and




 help of the National Association of Secondary Material  Industries (NASMI).   It




 is based on a 12-month study  of  copper recycling.




           The report reviews  briefly the  demand and supply for copper in  the




 United States--both primary and  secondary.   It  analyzes the recycling of  copper--




the operations of scrap processors and  secondary smelters, ingot  makers and other




consumers—sources of copper scrap, markets for  recycled copper,  and recycled rates




by types of scrap.  Based on this analysis the report presents the problems faced




by the  copper recycling industry.  Finally, it evaluates these problems to determine




priorities, and recommends courses of actions to solve or reduce  these problems--




with the emphasis on increasing recycling of copper in order to reduce solid




waste disposal problems.






                             The Recycling Industry






          The task of the procurement,  identification and sorting, smelting,  re-




fining, and sale of copper and copper-base alloy scrap for use by refineries, brass




mills,  and ingot makers are functions of the copper recycling industry.  Scrap




processors, brokers, secondary smelters, and ingot makers have developed efficient




and economic means of recycling the many different types and forms of copper scrap.-

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                                     vili
          Recycled copper makes up a significant proportion of total copper con-

sumption as seen below:
                                                   Percent
                       Source of Copper  .   of Total Consumption

                       Recycled copper              42.1
                       Foreign ores                  8.4
                       Domestic ores                45.1
                       Other                         4.4

                           TOTAL              .     100. 0
                                    Problems


          Estimates of percentage recycling for the major identifiable markets

for copper were made to outline those channels where there was some obstacle to

recycling.  Figure I is a schematic diagram of recycled copper flow.  It shows

estimates of total amounts available for recycling in 1969, total amounts recycled

and total amounts not recycled for the major identifiable scrap forms.  About

61 percent of the total copper available for recycling is returned to some copper

use.  The principal markets for recycled copper are wire and cable, brass mill

products, and cast brass and bronze products.

          Table I shows identification and analysis of those problems concerning

copper that was .not . recycled in 1969.  Table II shows identification and analysis

of those problems that do not directly, reduce the amount of copper recycled.  Thes

are problems that might have economic effects on an individual company or on the

industry, or make operations more difficult.


                                 Recommendations


          In order to identify those problems having the highest priority for

attention, evaluations based on several criteria were made of each problem.  The

highest priority ideas are those that are so important that the public, as well

-------
  Capper Wire
    and Tube     850 9
  Magnet Wire ::::: 150.6 :::
Cartridge Brass ;;;:;204.9 ;:;;•.
     Additives I
        Other ::: 1088.9 ::
        Brass
        Other
                 96.9
2455.7 ;&  966.4
 Totol
             Not
                                                       1489.3
                                Note: All quantities in thousand
                                      short tons of copper

                                Copper content recycled as percent
                                of total available copper = 61 percent
                                                        1489.3

                                                       Recycled
                                                                                 700.7
                                                                                                         wire and
                                                                                                          Coble
                                                                                                         Brass Mill
                                                                                                          Products
                                                                                                         Brass/Bronze
                                                                                                           Foundries
                                                                                                 IZ7.4    Other
                                  FIGURE  I.    RECYCLED  COPPER FLOW,  1969
     Source:   Battelle  estimates,  U.S.  Department of the Interior,  Bureau of Mines,  Minerals Yearbook.
              "Copper"  chapter.

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     TABLE I.   IDENTIFICATION AND ANALYSIS  OF  PROBLEMS CONCERNING COFFER THAT  WAS NOT RECYCLED IN 1969
   Tttl.
                                     Scrap Categories Where Some Copper Was Not Recycled
                   Copper Wire and Tub*
      M«gnet Wire
                                       Cartridge Bras*
                 1.  Copper wire Is used for     1
                     th* following:
                     a) Insulated*comnunlcation
                          wire and cable
                     b) power wire and cable     ;
                     e) coated magnet wire for
                          transformer and motor
                          windings
                     d) other types of Insula-
                        ted wire and cable for
                        building, automobile,
                        alrframe, and shipboard
                        applications
                     •) Insulated/appliance wire
          •'               and flexible cord sets
                     f) wire for large           ;
 PROBLEM                  trans fonnar and
 DEFINITION               motor windings.

                 2.  Of the above,, magnet wire
                     la not Included (It launder
                     magnet wire problem).

                 3.  Copper tube Is used for
                     the following typical       4
                     end-products:
                     a) plumbing tube
                     b) air conditioning and
                          refrigeration
                     c) heavy Industrial
                          equipment..

                 4.  At the end of  their use-
                     ful lives, comunlcatlon
                     cable, power cable,  bare
                     wire from large trans-
                     formers and generators,
                     and plumbing tube from
                     larger buildings are col-
                     lected,  processed,  and
                     recycled.  •
  Magnet wire Is used for
  windings In motors and
  generators.

  Motors range In sice from
  common fractional horse-
  power motors for house-
  hold appliances to comnon
  generators and larger frac-
  tional horsepower motors
  for automobiles, small
  pumps, and machines, to
  less common large horse-
  power motors.

  In short, the  moat comnon
  motors' contain small amounts
  of copper Individually but
  large amounts  In .aggregate.
  The larger comnon motors
  contain large  amounts of
  copper but these don't
  consume much In aggregate.

  In addition, copper windings
  are generally  surrounded by
  Iron making simple recovery
  difficult.
I.  Cartridge brass Is used
    for small arms and am-
    munition artillery shells.

2.  Small arms and artillery
    rounds are fired mostly
    either at domestic mili-
    tary bases or In battle-
    fields-.

3.  Small-arms and artillery
    shells can be 100 per-
    cent recycled • from
    military training bases.

4.  However, small arms shells
    are often scattered In  small
    quantities over many
    square'miles of land, but
    shells are easily recog- '
    nixed and are valuable.

5.  Artillery shells are often
    scattered In larger
    quantltles--over many
    square miles of land--
    but these are easily
    recognised as being
    valuable.
THOUSAND SHORT
TONS OF COFFER .jsi-a,
NOT RECYCLED
PERCENT OF
AVAILABLE
COPPER fipl 18
. RECYCLED
144.5 76.7
91 37
                1.   After a usable  service       1.
                    life of up to 50 years,
                    copper cable Is about  100
                    percent recycled as  scrap
                    by utilities and phone com-
                    panies after being replaced.

                2.   Plumbing tube,  which Is
                    generally In place for the
                    entire life of  the building,
                    can have a life up to 60
 PROBLEM            to 65 years. When build-   2.
•ANALYSIS           Ing Is torn down,,.copper
                    Is''Segregated and recycled.

                3.   Nearly all of the above  Is
                    economically recyclable  ex-
                    cept those applications  In   3.
                    which the copper Item Is a
                    small fraction  In a  widely
                    dispersed consumer product, 4.
                    e.g., (a) air conditioning
                   •tand refrigeration tube and
                    (b) appliance wire.
                             t   •
                4.   Thus perhaps 5  to 10 per-
                    cent should not be
                    recycled.

                5.   Yet IB percent  Is not
                    recycled.

                6.  This area appears  to be  a
                    promising one In which to
                    Increase recycling of
                    copper.
After an average useful        1.
service life of 6 years
for magnet wire In a
consumer appliance to 10
or more years  for larger
fractional horsepower          2.
motor applications In-
tended for Industrial or
farm use, the motor is
scrapped.

If economically recyclable,    3.
material returned, on aver-
age  should equal magnet
wire use about 8 to 10
years ago.

.However, recycling rate Is
Just 9 percent.                A.

This area appears to be a
promising one  in which to
Increase recycling of
copper.                        5*
  Cartridge brass  scrap
  sells  for about  30  cents
  per  pound In the United
  States.

   Items, like glass bottles,
   etc:,  with  lower value
   are  being  recycled  In the
   United States.
   Logic would Indicate that
   moat cartridge brass, at
   market conditions, should
   be recycled.
   Yet only 63 percent- of
   cartridge brass Jj,
   recycled.


   This appears to be s prom-
   ising area in which to
   Increase the recycling of
   copper.

-------
              NOT RECYCLED IN 196)   (Continued)
    TlClo
       (Scrap Categories Where Some Copper  Was  Not Recycled
      Other BrassCopper Used As Addltiv.
 PROBLEM
 DEFINITION
 1.  •) This category Includes
        •It brass mill products
        except those considered
        in other categories:
        • cartridge brats
        • copper (unalloyed)
            wire, tube, and strip.
     b) This category Includes
        all brass/bronze foundry
        products.
     c) Two brass mill products
        which have been Included
        In this .category, strip
        for automobile radiators
        and railroad car ba.t.j,
        are analysed separately
        In Table 13 In the text.
        Each product Is about
        90 percent recycled.

 2.  Brass mill products Included
     are used In a myrald of
     different applications,
     e.g., plumbing and heating,
     hardware, fasteners and
     closures, watches, screw
     machine products, etc.

 3.  Brasa/bronse cast products
     are used In pumps and
     valves, ship propellers,
     plumbing fittings, etc.
     This category Includes all copper.
     powders, many of which are used to
     strengthen Iron-based P/M parts.

     This category Includes all copper
     used by the steel, chemical,
     aluminum, and other Industries
     as an alloying additive.

     la the above applications copper
     Is a minor part of a much larger
     system.  For example, copper
     contents for low-alloy steels
     range from 0.20 to 3.00 percent.
     Steels and other copper-containing
     alloys are uneconomical to segregate
     and use over for copper content.
     Consequently, the copper content
     Is sufficiently diluted to be
     determined as lost.
tinWsANirsiiuirr- 	 	
TONS op corm'
NOT HKCYCI.KD
rTUdKHY or
AVAIURI.E
COPPER JJOJ
RECYCLED
496.5
AS. 6
96.9
100.0
 PROBLEM
•ANALYSIS
1.  Due to the lack of statis-
    tical Information, It Is
    not known what types of
    products are being recycled
    except strip for automobile
    radiators and railroad car
    boxes.  Since the litter
    ere tabulated separately,
    recycling retes for these
    can be calculated.  As
    shown In Table 13 In the
    text, automobile radiators
    and railroad car boxes are
   /each about 90 percent
  ' recycled.

    The brass mill snd brass
    foundry Industries sell
    products to a number of
    different market segments.
    Some of these are:
    a) alloy copper tube
    b) brsss/bronie valves
    c) coinage
    d) brans/bronze plumbing
         fittings
    e) tube for heat exchangers.
    Due to the lack of data
    concerning the above and
    other large markets for
    brass mill or brass foundry
    products. It Isn't known
    to what extend these pro-
    ducts are being recycled.

3.  This appears to be a prom-
    ising area In which to
    Increase recycling.
1.   Copper, as an alloying element
    In either aluminum or steel is
    usually present In quantities'
    under 1 percent.

2.   In many cases, copper containing
    alloys are produced In relatively
    small tonnages.

3.   It Is practically Impossible to do
    either of the fallowing:
    a) separate copper from alloy
    b) segregste low copper alloys
         from similar alloys containing
         no copper for the purposes
         of reusing copper content.
         Result:  copper is usually
         diluted.

4.   This Is not a promising area in
    which to Increase the recycling
    of copper.

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                                        xi.

       TABLE II.   IDENTIFICATION AND ANALYSIS OF PROBLEMS  WHICH DO NOT
                  DIRECTLY REDUCE THE AMOUNT  OF COPPER THAT IS  RECYCLED *• '
    Title
     Wire Insulation
       •  Removal
  Declining Secondary
    Copper Markets
              1.  Most cable and wire
                  has been Insulated
                  or covered with either
                  lead, polyethylene, PVC,
                  rubber, asbestos or
                  paper and cloth.

              2.  To be recyclable, the
                  Insulation must be
                  removed.

              3.' However, due to strln-
                  gency of air pollution
PROBLEM           regulations, .processors
DEFINITION        must-use either Incin-
                  eration equipment with
                  suitable pollution abate-
                 • merit equipment., or mech-
                  anical methods such as
                  cable stripping or frag-
                  mentizing.

              4.  There Is a trend toward
                  fragmentizing most ord-
                  inary Insulated wires
                  arid separating copper
                  from Insulation with air
                  .blowers or other suit-
                  able techniques.  However,
                  the process Is difficult
                  with armored,or greased
                  cables.
                                1.  Brass/bronze foundries have
                                    lost the new railroad car
                                    journal bearing market''to
                                    roller bearings, and the
                                    repair railroad1 journal
                                    segment is expected to
                                    decline to zero within 1Q
                                    to 15 years.  Other brass/
                                    bronze application markets,
                                    e.g., plumbing fittings, are
                                    also expected to see reduc-
                                    tion in share of market due
                                    to competition.from plastic
                                    materials.

                                2.  Increasing competition from
                                    aluminum In such areas as
                                    service drop cable, bus bars,
                                    and power cable—where less
                                    serious design constraints.
                                    exist is expected.  However,
                                    in some magnet wire applica-
                                    tions, e.g., consumer ap-
                                    pliances—where design is  :
                                    more constraining—might be-
                                    come a future problem..

                                3.  Use of some brass mill pro-
                                    ducts, especially those used
                                  ,  in construction, e.g., plumb-
                                    Ing tube,  copper/brass trim,
                                    etc., will decline, relative
                                    to plastics, aluminum, etc.
              No  significant effect  on  re-
EFFECT ON       cycling.  Some economic
RECYCLING       effect because of  Increased
RATE            Investment for equipment.
                                No significant effect on rate"^of
                                  recycling.  Some effect on
                                  amount of recycling for parti-
                                  cular applications  on a long-
                                  term basis.
PROBLEM
ANALYSIS
1.  The stringency of air       1.
    pollution laws Is forcing
    processors Into higher
    cost equipment.

2.  This is creating need for
    larger processing opera-
    tions to justify higher     2.
    cost equipment.

3.  Development of cheaper
    "and more versatile equip-
    ment methods, would be of
    great help.
It is unlikely chat contin-
ued decline of those mar-
kets where some other
product has been found
superior can be slowed or
averted.

New products and alloys.
should be developed to utilize
properties possessed by copper as
compared with its substitutes.
 (1)  Problems adversely affect economics or practice of recycling but the effect
      in terms of . amount  cannot  be measured.  This situation is considered an
      indirect effect:.
                                    Material recycled
  (2)   Rate  of  recycling
                             Total available to be recycled

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            TABLE II.  IDENTIFICATION AND ANALYSIS OF PROBLEMS WHICH DO NOT
                       DIRECTLY REDUCE THE AMOUNT OF COPPER THAT IS RECYCLKD
                       (Continued)
    Title
    Air Pollution Control
        Customer  Prejudice
PROBLEM
DEFINITION
1.  During melting of brass at
    • foundry. Ingot maker, or
    secondary.smelter, small
    quantities of zinc and other
    materials are oxidized and
    expelled from the melt as
    flue dust.

2.  Nothing can be done to solve
    partlculate pollution by.
    melters except by purchasing
    pollution abatement equip-
    ment.

3.  Efforts to combat this prob-
    lem In many cases may en-
    tail higher costs.
                                                     Two charges  often made against the re-
                                                     cycling Industry are:  (a) Recycling
                                                     materials  Industry  Is often the most
                                                     Important  reason for fluctuations In
                                                     price  of refined copper,  (b) Users of  •
                                                     refined copper wire bar not made entlrelj
                                                     from ore sources sometimes claim that
                                                     such material is Inferior to that made
                                                     entirely from ore sources.
EFFECT ON
RECYCLING
RATE
No  significant effect on the
  amount of copper recycled.
  Some economic effect on
  smaller foundries because
•  of increased investment cost.
No significant effect  on  the amount of
  copper recycled.   Little  or  no  economic
  effect.
 PROBLEM
 ANALYSIS
               1.  This will probably result
                  in  fewer, but  larger  found-
                  ries and ingot makers.

               2.  Development  of cheaper and
                  better  pollution control
                  equipment would be of great
                  help.
                                       Consumers and large producers  of copper
                                       find a small secondary copper  source
                                       a convenient target when copper prices
                                       are rising.   Swings in refined or other
                                       copper prices are not  primarily due to  the
                                       recycling Industry, but due  to a combin-
                                       ation of causes.   Some of these are:
                                       sharp increases/decreases In demand by
                                       copper users, 'sharp decreases/increases
                                       in supply by all  copper suppliers including
                                       changes in governmental stockpile levels.
                                                 2.  Consumers find a small secondary copper
                                                     source a convenient target when they have
                                                     processing difficulties.   Refined copper
                                                     wire bar made to specification from some
                                                     scrap sources is equivalent to that made
                                                     completely from ore in price and maxi-
                                                     mum Impurity levels.   Yet, many consumers
                                                     of copper will purchase refined copper
                                                     made only from ore sources.

                                                 3.  Making secondary copper products equlva-
                                                     .lent to primary copper products In
                                                     reputation, in addition to specification,
                                                     would be of great help.
                                                        100

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                                      xii
as- the copper/copper recycling industry, would have interest in their solution.

Consequently, these problems are important enough to be acted upon by EPA.:  'These
        "r                                                        .
problems with their recommended actions are ;shown in Table III.  Lower priority

ideas are those which are important for the recycling industry to solve, but  ;

whichVare not important enough for full-scale participation by the public.  Con-

sequently, these problems are not important enough to be acted upon by EPA.  The

problems with their recommended actions are shown in Table IV.

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                        TABLE  III.  RECOMMENDED ACTION, HIGH PRIORITY COPPER  PROBLEMS
  Title
Copper Wire and Tube
Copper Magnet Wire
    Brass Products
                                                                                                               .1
ACTIONS
RECOMMENDED
                    1.   R&D should be  undertaken to  1.   R&D  should be  undertaken
  develop economical techniques
  and technology for the mech-
  anical separation of copper
  wire and tube from aluminum,
  steel, plastics, and In-
  sulations of various kinds.
to-develop an economic
process for recovery of
copper magnet wire from
small motors.
1.   An investigation should
    be undertaken to Jeter-
    mine why 496,500,short
    tons of 'copper contained
    in brass product; were
    not  recycled  in  '.969j
BY WHOM
       d)(2)(3)
       EPA/NASMI
   EPA/NASMI
      EPA/NASMI
                   1.  NASMI form a committee of
                       three copper smelters and
                       three major scrap pro-
                       cessors.

                   2.  Committee discuss problem
                       with several of each of
                       the following:
                       •  electric utilities
                       •  cable manufacturers
                       •  manufacturers of:
                            consumer durables
                            and durable goods
                            that employ copper
                            wire and tube.

                   3.  Survey  the following
                       organizations to find out
                       where copper wire and
                       tube are going when
                       discarded:
                       •  scrap processors
                       •  building dismantlers
                       •  secondary smelters
                       •  municipal waste
                            handlers.

                   4.  Analyze the results of
                       2 and 3 above to deter-
                       mine if recycle rate is
                       indeed low; If so,
                       analyse how to
                       increase it.

                   5.  Take appropriate actions
                       on feasible ideas gener-
                       ated by analysis.
                               1.  NASMI form a committee of
                                   three copper smelters and
                                   three major scrap pro-
                                   cessors.

                               2.  Committee discuss problem.
                                   with several of each of
                                   the following companies:
                                   •  manufacturers of
                                        fractional horse--
                                        power motors
                                   •  manufacturers of
                                        magnet wire.

                               3.  Survey the following
                                   organizations to find out
                                   where magnet wire products
                                 .  are going when discarded.
                                   •  scrap processors
                                   •  secondary smelters
                                   •  municipal waste
                                        handlers
                                   •  other.

                               4.  Analyze the results
                                   of 2 and 3 above to
                                   determine if recycle
                                   rate is indeed low;
                                   If so, analyze how to
                                  •increase it.

                               5.  Take appropriate
                                   actions on feasible
                                   ideas generated by
                                   analysis.
                              1.  NASMI form a conclttee of
                                  two copper smelters,
                                  two major scrap processors,
                                  and two ingot makers.|

                              2.  Committee analyze why there
                                  Is a low recycle rate.for
                                  brass products. ;     j

                              3.  Committee discuss problem
                                  with U.S. Bureau of Mines,
                                  Department of Copnerce,
                                  and Copper De\elc?ment
                                  Association to find pos-
                                  sible reporting errors.

                              4.  Committee discuss problem
                                  with original equipment
                                  manufacturers an: other
                                  final users of brass
                                  products to find out where
                                  and haw much bra is'goes  into
                                  various major markets.

                              5.  Survey the following or-
                                  ganizations to find out
                                  where brass products are
                                  going when discarded:
                                  •  scrap processors
                                  •  .secondary smelters
                                  •  municipal was:e handlers
                                  •  other.

                              6.  Analyze the results of 3,
                                  4, and 5 above to determine
                                  if recycle rate is indeed
                                  low, and if It ii, how to
                                  increase it.

                              7.  Take appropriate actions
                                  on feasible Ideai generated
                                  by analysis.
 Notes:     *  Except  copper magnet wire.
      4   **  Except  the  following:
                (a)   cartridge  brass
                (b)   unalloyed  copper wire  and tube.
         (1)  The  responsibility  for recommended actions  shown  In  this  table are based on Importance of  the
      *      action,  benefit to  the taxpayers,  and opportunities  for NASMI.  They  are the best  judgments  cf Battelle.
         (2)  Recommended actions were  distributed  between  high priority  and lower  priority based on the
      •      evaluation  with three criteria.
        • (3)  It is suggested that NASMI  continue its  leading role in recycling, recognizing  that other  organization.;
             such as  the Bureau  of Mines,  Department  of  Commerce,  Council of Environmental Quality, HEW Office of
             Information, and  State, Local, and Federal  Legislatures must be Involved.

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                                     xlv
           TABLE IV. RECOMMENDED ACTIONS, LOWER PRIORITY PROBLEMS
                                                                                                              xlv-a

                                                                                TABLE IV.  RECOMMENDED ACTIONS, LOWER PRIORITY PROBLEMS (Continued)
  Title
                        Cartridge Brass
                               Legislative  Problems
                                                                                                 Title
                                                                                                             — -  Wire Insulation Removal
                                                                                                                                                         Declining Markets
                      An investigation should be
                   made. Find out why 76,000 short
ACTIONS            tons of copper contained in
RECOMMENDED        cartridge brass were not re-
                   cycled in 1969.  A good
                   portion of this may be ex-
                   plainable by errors of
                   reporting or by exports of
                   copper contained in cartridge
                   brass from Southeast Asia
                   to countries other than the
                   United States.
                                An investigation  should
                             be  initiated  to determine       •
                             what  steps  can  be  taken to
                             amend various legislation
                           .practices which aren't  in
                             the best Interest  of the
                             recycling industry and  the      :
                             public.  These problems  are:
                               •  Sale of  emergency
                                    stockpiles
                               •  Restrictions  on the expor-
                                  tation of  certain  types
                           	of scrap.	|
                      An  investigation  should
                   be undertaken  to develop
ACTIONS            more effective methods of
RECOMMENDED        wire insulation removal.
 BY WHOM
        (D(2)(3)
                             NASMI
                                                              NASMI
                                                                                              BY WHOM -
1. Form a committee 1.
representing
• major scrap processors and
• major export/ '.mport
dealers
Form a committee
representing
. NASMI,
• major scrap processors,
• and smelters.
I
t
j

i
 RECOMMENDED
 STEPS
                    4.
Committee analyze why there  2.
is a low recycle rate for
obsolete cartridge brass.

Committee discuss this prob-
lem with U.S. Bureau of Mines,
Department of Commerce, Depart-
ment of Defense, and Copper
Development Association.

Committee discuss this prob-
lem with several of each of
the following:
•  Brass mills
•  Cartridge and artillery
     shell producers
                                                        Inform pertinent
                                                        committees in Congress on
                                                        the effects of various
                                                        legislation on the
                                                        recycling of copper
                                                        materials.
                                                                                               RECOMMENDED
                                                                                               STEPS
   (1)   The responsibility for recommended actions shown in this  table are based
        on importance of the action, benefit to the taxpayers,  and opportunities
        for NASKI.   They are the best judgments of Battelle.
   (2)   Recommended actions were distributed between high priority and lower
        priority based on the evaluation with three criteria.
   (3)   It is suggested that NASMI continue its leading role in recycling,
        recognizing that other organizations such  as the Bureau of Mines,
       'Department  of Commerce, Council of Environmental Quality,  HEW  Office
        of Information, and State, Local, and Federal Legislatures must be
        involved.

                                            103
   Continue R&D efforts and
initiate additional programs
to find new uses for copper
and brass products.
                                                                                                                           NASMI
                                                                                                                       NASMI/COPPER DEVELOPMENT ASSOCIATION/
                                                                                                                         BRASS & BRONZE  INGOT INSTITUTE,
                                                                                                                                PRIMARY  PRODUCERS
                                                                                                                 1.  Form a committee
                                                                                                                     of major scrap pro-
                   2.  Committee analyze.pres-
                       ent methods and problems
                       of removing insulation.

                   3.  Committee investigate
                       methods and processes
                       for removing armored
                       steel and,grease, etc.,
                       from cable.

                   4.  If no acceptable methods
                       are found,  determine if
                       it  is feasible  to carry on R&D
                       to  find out  economic methods
                       to remove the above.
                                                                                                                              All interested organizations
                                                                                                                              cooperate in R&D programs
                                                                                                                              to promote continued use of
                                                                                                                              copper and develop new
                                                                                                                              applications, supplementing
                                                                                                                              efforts of copper and copper
                                                                                                                              alloy producers.
                                                                                                                   10-1

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                                     xlv-b


      TABLE IV.   RECOMMENDED  ACTIONS, LOWER PRIORITY PROBLEMS  (Continued)
  Title
                      Air Pollution Control
                                                      Customer Prejudices
                       An investigation should
                    be undertaken  to determine
ACTIONS             the best present pollution
RECOMMENDED     '    abatement methods,  and to
                    find  improved, cheaper methods.
   A campaign should be
undertaken to inform copper
users of quality of
secondary copper.
 BY WHOM
                       NASMI/INGOT MAKERS
                    AND SECONDARY SMELTERS
                                                              NASMI
                    1.  Set up a com-           ,
                       mittee of:
                        •  ingot makers  and
                        •  secondary  smelters.

 RECOMMENDED        2.   Committee  analyze pres-
 STEPS                  ent pollution abatement
                        practices  of industries
                        with probleas similar
                        to it.

                    3.   Committee  should obtain
                        advice  froa  prominent
                        pollution  control equipment
                        manufacturers concerning
                        suitable equipment and cost.
   Continue general publicity
   and educational program;
   including  sponsorship  of
   technical  seminars.

   Start  advertising and
   educational program to
   publicize  recycling of
   copper.
                                                                                                                                       INTRODUCTION
           In June 1970 Battelle  undertook  a  research  program  for the National

 Association of Secondary Material   Industries, Inc. (NASMI).  This was under a

 subcontract of the Office of Solid  Waste Management grant  to  NASMI.  This repo

 on copper and copper alloys is  one  of  a series of  eight commodity reports plus

 general report.


                                    Background


          The  Office of Solid Waste Management is responsible  for  formulatin

and recommending  Federal Government policies in the  area  of  solid waste  poll.

This includes  pursuing appropriate  research to determine  the status and  prob

of solid waste  activities,  and  to develop  programs to reduce solid waste poll

          One  approach to the reduction of solid waste pollution is to recla:

waste materials Cor  reuse - the  recycling  concept.  A well established indusi

the secondary materials industry-exists  to accomplish this  recycling.  NASK

the trade association representing  the nonCcrrous metals, paper, and  tcxtilei

portion of  this industry.

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           The  scrap processors,  secondary smelters, ingot makers  and  other companie:
 that make up the secondary materials industry have developed effective channels and
 methods  for  recycling nearly all waste materials of economic value.  These
 companies  have  performed  their difficult and essential functions well in the
 traditional  economic environment.
           More  recently additional dimensions have been added co this traditional
 economic environment.   These new dimensions are (!.) improvement of the environ-
 ment in which we  live,  and  (2) increased need for conservation of natural
 resources.   These  new dimensions provide new challenges and opportunities for
 the recycling industry.   No longer is econon-.ic gain the scle driving force for the
 recycling of waste  materials;   Social gain has been added in the  forms of
 improved living conditions  and preservation of resources for future generations.
 In an economics-based  nation this  creates  problems  of interpretation and
 evaluation of noneconomics-based goals and activities.
          The purpose  of  this  series  of reports is  co identify obstacles to the
 recycling of nor.ferrous solid  viastes,  and  to recorcr.end  direciions for investiga-
 tion and research  to  overcome  these obstacles.                                   _

                                    Objectives

          The objective of  the study  on which  this  report is  based  was  to
identify opportunities  for  the increased utilization  of  solid  waste.  The n-.ajor
sub-objectives were:
          (I/  To determine  the  structure  and  functions  of  the  secondary
               materials  industry,  and  its  relationships  to sources of
               supply and markets
          (2)  lo identify and evaluate  problems of recycling  - materials,
               sources, industry,  and markets,  and
          (3)  To determine opportunities  for  increased  recycling.
                                               ir.7
                                          Scope

            The major  subjects  included in the scope of the study are the secondary
  materials industry,  the materials  it  recycles,  the sources of solid wastes,  and
  the markets for recycled materials.   Activities  peripheral to these major
  subjects are. considered where pertinent  to  recycling.
            The materials included in the  study are:

            Aluminum    -* •                     Kickei and Nickel Alloys,'.
                           „ _-  —±» o
            Copper and  Copper Alloys          Precious Metals  (Silver, Gold, r.nd
                                                                Platinum)
Lead
Zinc
                                              Peper
                                              Textiles
                                  Research  Methods

           The nethods and procedures  used  in  the  study  are  discussed  under  four
 types of activities.  They include  (A)  literature  search, (B) extensive  survey,
 (C) in-depth survey, and (D) analysis and synthesis.

 Literature Search

          The literature search included  gathering  and  examining books, Government
 reports, industry reports, and trade journals covering  solid  waste-handling and
 problems, recovery and market data,  and recycling of valuable materials.
          The results of this effort included the accumulation of data and  descrip-
 tive material, snd an organized  bibliography dealing with each of the consnodities
 covered in the scope of the  study.

Extensive Survey

          The extensive survey of  the secondary materials industry  consisted of &
mail survey and  personal  interviews  with management  personnel  of  companies  involved

-------
 with the collection, processing,  and  sale  of  secondary materials.  About 600




 responses were received from the  mail survey.





           The information developed  through  the extensive  survey Included dollar




 sales,  tons of major materials handled, types of  solid waste processed,  sources




 of  materials, investment, equipment  and facilities,  number of employees,  the




 amount  of space used, and the grades and quantities  of secondary materials



 produced.




           The data from the extensive survey provided statistical tabulations  of




 the regional distribution of the  secondary materials industries  by  type of




 commodity  in terms of numbers of  establishments, volume of  business,  and  numbers



 of  employees.






 In-depth Survey







           The  in-depth survey of  selected  members of the secondary materials




 industries,  their  suppliers,  and  the  users of their products  served to identify




 the major  technical  and economic  problems  facing those companies  involved  with




 secondary material utilization.   About  200 interviews were completed.  Batcelle




 and NASM1  commodity  specialists jointly. selected the companies to be interviewed



 in depth.




           Interview  guides  for each of  the  commodities were prepared.   The




 problems and potcnti.il  solutions  for  greatest  recycling and waste utilization




 that were developed  from  the  literature  search  and prior  Bureau of Mines vork



plus the knowledge  of the  NASMI commodity specialists provided the basis for design-




 ing the  interview guide.  Sample guides are reproduced in the Appendix of the




General  Report.
                                           109
Analysis and Synthesis






          The analysis and synthesis  step was  concerned  with  the collation and




analysis of data and information derived from  the  literature,  extensive survey,




and in-depth survey.  The analysis  and  synthesis activity covered the following



tasks:




     (1)  Economic Data on the Secondary Materials  Industries.  The




          economic data developed through the  extensive  survey of the




          secondary material industries was  tabulated  and analyzed to




          determine the amount and  type of solid waste handled, and to




          accumulate operational data such as  number of  employees, amount




          of space required, capitalization, and geographic locations.




     (2)  Flow Diagrams and Life Cycles.  Flow diagrams  were  developed




          to indicate the flow of materials  from primary production and




          scrap sources through fabrication.   Life  cycle estimates of




          various products were used  to develop data on  the amount of




          materials available for possible recycling.




     (3)  Demand-Supply Relationships.  Estimates were made of future




          demand and supply levels  for  secondary materials.   The rela-




          tionships between these data  provide an  indication  of potential




          surpluses or shortages of recycled materials through 1980.




     (*)  Stability of Flow and Consumption.   This  analysis is closely




          related to the supply-demand  analysis described above and




          identifies the ability of the various  secondary materials to




          compete as source materials for manufacturers. A number of




          factors were examined such as price  changes  in the  secondary




          materials, the availability of  materials, and  the effect of




          sudden  changes in the magnitude  of demand.

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                                                                                                                         THE COPPER INDUSTRY
(5)  Direct Impacts  of Technological Change.  Direct  technical and




     technological factors were examined to determine their  effects  on




     the rates of processing and recycling.  Potential changes that




     could take place in technology that could  decrease  or increase




     the rate of solid waste recovery were  examined.  This included .




     the identification of potentially recoverable  solid wastes,




     the problems limiting the recovery to  current-levels, and the




     possibilities of technical advances through the  use of  known




     technology or through added scientific  and engineering  research.




(6)  Constraints on Expansion of the Secondary  Materials Industries.




     This analysis included consideration of the elements critical to




     expansion of recycling -  labor and management availability,




     laws and regulations,  equipment availability, nature  of solid




     waste materials, market  needs, e*:c.




(7)  Potentials  for Expansion of  the Secondary Materials  Industries.




     Based on the constraints identified in the above task, plus




     examination of various methods for overcoming constraints,




     this task determined  the ability of the  secondary materials




     Industries  to meet new opportunities  for  recycling.





(8)  Indirect Technological  Change.   The broad overall  technological




     trends indirectly affecting  the secondary materials  industries




     were examined, and their  probable Impacts determined.
                                      111.
          For years copper has been used in essentially three  basic  intermediate




product forms:  copper wire and cable, brass mill products (including copper




tube), and brass copper and copper alloy castings.  The market segments that  use




these materials depend upon one or more of the outstanding physical  properties




of the metal, e.'g., outstanding thermal and electrical conductivity,  outstanding




machinability, good corrosion resistance, and good ductility.-






               Characteristics of Copper and Copper Alloy Products






          Copper and copper alloy products are produced in a wide range of  differ-




ent chemical compositions and shapes, cast and wrought.






Grades of Refined Copper






          Refined copper metal is marketed in four basic types:  (1)  electrolytic cathode,




(2) tough-pitch, (3) oxygen-free, and (4) deoxidized copper.  Electrolytic  cathode




is the direct product of electrolytic refining and can be sold without further




processing.  Tough-pitch copper is refined either electrolytically or fire-refined




and then cast into various shapes containing controlled amounts  of oxygen in




order to obtain adequate surface qualities on the casting.  Oxygen-free copper  is




electrolytic copper that has been further processed under reducing conditions in




an induction furnace to elmininate small cuprous oxide concentrations.   Deoxi-




dized coppers are those coppers that have been  freed  of oxygen by the addition of




residual metallic deoxidizers, usually phosphorus and boron.  See Table 1 for




standard chemical composition limits for the most common refined copper materials.




          Copper is supplied in six basic shapes:  cathodes, cast wirebar,  cast




cakes, billets, ingots, and ingot bars and rod.  Of the six, wirebar  shapes and




wire rod accounted for about 60 percent of the total consumption in  1969.   The  re-




maining consumption is almost equally divided among the other  four shapes.

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                      TABLE 1.  SPECIFICATIONS FOR MOST COMMON REFINED COPPER MATERIALS
          Electrolytic Copper Wire Bars. Cakes.  Slabs.  Billets.  Ingot and Ingot Bars
                                           ASTM Designation:  B 5-43

Chemical Composition--99.90 percent Cu, silver counted  as copper.
Resistivity-Shall have resistivity not to exceed the following:

                                                                Resistivity, max.  international ohm
i               Wire Bars	0.15328

                              [when specified for electrical use 	  0.15328
               Other Shapes
                              |other uses  	  0.15694
,          Fire-Refined Copper for Wrought Products and Alloys
                                         ASTM Designation:  B 216-49

These specifications cover fire-refined copper for fabricating Into wrought products not Intended for electrical
purposes, and for alloying in cast and wrought alloys.
the copper in all shapes shall conform to the following requirements as to chemical composition:
          Copper plus silver, minimum percent.  .99.88
          Arsenic, maximum percent 	  0.012
          Antimony, maximum percent	0.003
          Selenium plus tellurium, maximum
            percent	0.025
                                      Nickel, maximum  percent.  .  .  .  0.05
                                      Bismuth, maximum percent  .  .  .  0.003
                                      Lead, maximum  percent	0.004
Source:  American Society for Testing and Materials, 1916 Race Street,  Philadelphia, Pa.  19103.
                                           113

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                                       10
                                                                                                                                      11
                     Characteristics of the Copper Industry


          Copper is a relatively high-valued material, and is marketed interna- •

tionally as a concentrate, an ore, "blister", copper and copper alloy scrap,

refined metal, and fabricated products.  The United States is one of the few

countries using the bulk of its mine output and its secondary copper in the pro-

duction of fabricated goods in addition to importing.relatively large quantities

of ore and other copper-containing products.  The U.S. copper.industry is comprised

of integrated primary producers, copper wire and brass fabricators, and the secon-

dary copper industry^  The major producers of refined copper and their capacities

are shown 'in Appendix A.                                                 •


Materials Sources


          The United States depends on the following basic sources for copper

bearing materials:

                                                       1969 Consumption
                                                (thousand tons, copper content)
             Domestic ores

             Recycled scrap

             Foreign ores

             Stock change (refined and other)

             Unaccounted
1,469

1,375

  274

   60

   93
          As seen above, most of the copper either is produced from domestic ores

or recycled scrap.  However, smaller, but significant, amounts of copper are

derived  from foreign ores.
                                           115
Materials Plow


          A diagram showing the materials flow from source of copper to fabrica-

ted product is shown in Figure 1.  As shown, the major sources '• r copper are "

U.S. orebodies and recycled secondary materials.  All of the ore, foreign or

domestic, and some of the scrap is consumed and refined by one of the large, verti-

cally integrated copper companies.  The bulk of the refined products goes into

copper wire or brass manufacture; some of it is exported and some of it is sold

for foundry and other domestic use.  Most of the scrap not made into refined .

products is recycled to either brass mills, ingot makers, or foundries in the form

of scrap or secondary ingot; although some ot It goes Into steel or aluminum manufacture.


Copper Producers•


          Overall, the large producers of copper are usually vertically integrated

from ore to fabricated product; American Metal Climax, American Smelting and

Refining, Anaconda, Kennecott, and Fhelps Dodge maintain the largest refining

capacities.  Furthermore, most of this capacity is in the form of electrolytic

refining.

          Many producers who convert refined shapes into fabricated shapes are

divisions or subsidiaries of the copper refineries, e.g., Chase Copper and Brass

(Kennecott Copper Corp.) and Anaconda American Brass (Anaconda Co.).  However,

major independents exist in each of the major fabrication fields; these companies

purchase their copper from the major domestic or foreign producers of refined

copper and domestic recyclers of copper and copper alloy scrap.

          Other major producers of copper products are the recycling industry.

In addition to segregation and recycling of scrap, the recycling industry produces

a diversity of different alloys to be used as raw materials in the brass and

foundry-industries.  The latter industries are discussed in detail in a subsequent

section.
                                             ?J.6

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                                          12
Foreign Ores
;: Recycled j:
^Copper' ::
••Content  ••
!;i,375.ood;
                              Note.: All figures are short tons
                                    of copper content
   93,000
I:; Source;::                           Supply                            Consumption
                  FIGURE  I   MATERIALS  FLOW FOR COPPER. 1969
Source:  U.S. Department of  Interior, Bureau of Mines, Minerals Yearbook.
         "Copper" chapter.
                                       117
                                                                                                                                         13
          Table 2 gives the latest statistical information on primary and secon-

dary copper smelters.


Production


          Production of copper has increased from 2,236 thousand short tons in

1950 to 3,011 thousand short tons in 1965 and to 3,182.6 thousand short tons in

1969  (see Table 3).  About 70 percent of this was refined copper from ore or scrap

 sources;  the rest was processed or  produced as  segregated scrap or  secondary  ingot

About 55  percent  of the  copper produced originated  as  ore; about 45 percent

 originated  as scrap.


                               Markets for Copper


          The main uses for primary and recycled copper are in brass mill products,

wire and cable, cast foundry products, powder, and "other" miscellaneous uses.

These uses for copper are described in this section and in further detail in

Appendix B.


Historical Markets


          Consumption of copper by main uses for the years 1950, 1955, and  1960

to 1969 is shown  in Table 4.  Copper consumption has grown slowly during the past

20 years in the brass mill products and wire and cable products.  However,

foundry products, among the large consumers of copper, have remained essentially

constant during the same time period although there have been wide fluctuations

year  to year.


Prices


          Producer prices for electrolytic copper in the United States for selec-

ted years are shown in Figure 2.  However, due to shortages of refined copper in

-------
                             TABLE  2.   GENERAL STATISTICS  FOR ESTABLISHMENTS,  BY INDUSTRY SPECIALIZATION AND
                                       PRIMARY PRODUCT CLASS SPECIALIZATION:   1967
Indus-
try of
Product
Cl&ss
Coc'e
333]

33412
Industry
or Product Class
Primary' Copper
Entire industry
Secondary Copper (pig, ingot,
Estab-
lish-
ments
(number)

32

All Employees
Number Payroll
(1,000) ($ million)

11.6 80.6

Value
.Added by Cost of
Manufacture Materials
($ million) ($ million)

262.6 935.0

Capital
Value of Expendl-
Shipments tares, new
' ($ million) ($ million)

1,184.1 M.7

                             shot,  etc.)

             (Primary product class of
              establishment)
42
3.8
30.3
52.7
410.9
464.3
3.5
Source:-  U. S.  Department of Commerce,  Bureau of the Census,  1967  Census of Manufacturers.  "Smelting and Refining of Nonferrous
         Metals and Alloys".

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                        TABLE 3.    PRODUCTION OF COPPER IN THE UNITED STATES
                                      (Copper content, thousand short tons)
    Type/Source
  1950
  1955
  1960
  1965
  1966
  1967
  1968
  1969
Ore sources

Scrap sources

Total Refined
1,239.9

  206.5
1,342.4

  236.4
1,518.9

  291.7
1,446.4   1,578.8   1,810.6
1,711.8

  445.0

2,156.8
1,711.0

  490.3
1,133.0

  406.6
1,437.4

  416.6
1,742.8

  491.0
                              2,202.3   1,539.6   1,854.0   2,233.8
Secondary copper

Total Copper Produced
                      601.1
                                          805.5
                                                    948.8
2,236.4   2,365.2   2,411.7   3,011.9   3,112.8   2,345.1   2,707.5   3,182.6
Source:  U.S. Department of the Interior, Bureau of Mines,  Minerals Yearbook,  "Copper"  chapter.
         U.S. Department of Commerce, Business and Defense  Services Administration,  Copper Report.

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                                                       TABLE 4.  CONSUMPTION OF COPPER PRODUCTS  BY TYPE
                                                                        (thousand short tons)

Brass Mills
~~ Refined
Scrap „,
Recycled Ingot v
Total
Wire Mills(2)
Refined
Foundries
Re fined
Scrap
Recycled Ingot
Total
Powder Plants
Refined
Scrap
Recycled Ingot
Total
(L)
Other Industries v '
Refined
Scrap
Recycled Ingot
Total
Copper Consumed
'• Refined <5)
Scrap
TOTAL

1950

675.1
317.4
2.9
995.4

713.4

34.2
148.5
277.5
460.2

6.9
5.3
0.1
12.3

46.4
42.2
2.3
90.9

1,482.2
790.0
2,272.2

1955

647.0
356.4
6.0
1,009.4

812.7

24.5
115.6
250.4
390.5

9.1
10.9
1.2
21.2

23.0
50.9
1.8
75.7

1,523.1
786.4
2,309.5

1960

486.5
265.8
4.8
757.1

828.8

22.7
86.8
203.8
313.3

6.2
9.7
1.4
17.3

28.9
36.3
0.7
65.9

1,381.3
601.1
1,982.4

1961

599.8
266.1
4.3
870.2

823.8

23.9
74.1
201.6
299.6

7.2
7.6
2.1
16.9

29.1
35.7
1.2
66.0

1,493.3
583.2
2,076.5

1962

636.1
323.4
5.5
965.0

922.9

26.7
78;5
206.9
312.1

7.4
8.9
2.6
18.9

24.4
38.6
2.7
65.7

1,627.0
657.6
2,284.6
Copper
1963

673.9
346.9
5.2
1,026.0

1,036.2

22.4
92.1 .
216.1
330.6

8.1
8.2
3.3
19.6

23.8
40.4
2.4
66.6

1,768.1
710.9
2,479.0
Content
1964

690,4
389.9
5.2
1,085.5

1,097.5

25.3
99.1
232.7
357.1

7.8
14.1
3.0
24.9

26.5
42.2
3.2
71.9

1,852.2
784.7
2,636.9

1965

739.9
441.1
5.1
1,186.1

1,223.4

28.1
95.2
251.3
374.6

9.4
15.1
2.8
27.3

21.2
47.4
3.6
72.2

2,028.5
855.1
2,883.6

1966

928.5
472.0
5.2
1,405.7

1,370.8

42.9
116.2
. 262.8
421.9

13.1
17.0
3.4
33.5

25.3
50.4
3.2
78.9

2,400.3
910.5
3,310.8

1967

650.4
412.6
3.4
1,066.4

1,240.2

35.4
97.2
233.9
366.5

6.5
16.0
4.9
27,4

19.9
43.7
2.8
66.4

1,961.4
805.5
2,766.9

1968

652.5
452.6
4.1
1,109.2

1,189.3

31.0
92.8
241.1
364.9

' 7.7
17.5
4.6
29.8

19.4
43.4
3.8
66.6

1,906.3
853.5
2,759.8

1969 
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                               17
1956  1957  1958  1959 I960 1961  1962 1963  1964  1965 1966  1967 1968 1969 1970
                                 Year
  FIGURE 2.  ELECTROLYTIC COPPER  PRICES (PRODUCER) IN U.S.
              Source:  Metals Week (formerly E 8 MJ) average domestic
                      delivered price. Suspended September  1,1967.
                      Resumed April 8, 1968.

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                                       18
the United States, some consumers have had, upon occasion, to purchase copper from




the London Metal Exchange (LME).  Consumers, however, who have .had to purchase




copper from the LME have done so at more widely fluctuating prices than those




who purchase from domestic producers.






End Uses for Copper






          Brass mills and wire mills each account for over 40 percent of the total




copper consumption; foundry products account for about 13 percent of the total,




and other uses, e.g., powder, chemicals, the remainder of copper consumption.






          Brass.  Brass mills are the largest consumer of copper raw materials,




including scrap.  Generally, copper, copper containing scrap, and alloying




materials are melted and cast into billets, slabs, or cakes, then fabricated into




tube, rod and wire, and sheet in subsequent processing steps.  Brass mills




perform the above operations on a number of different copper and copper-base




alloys, e.g., pure copper, .brass, phosphor bronze, nickel silver.  Since brass




mills do little refining during melting phases, they should be considered more




like fabricators than as foundries.




          Brass mills supply both copper and copper-base alloys in all wrought




forms.  On the  average, about 35 to 40 percent of total brass'mill production




consists of pure copper shapes, sheet, rod and mechanical wire, and tube.  In late




years, especially, copper tube for plumbing and commercial tube applications has




been the major  portion .of the copper fabricated by brass mills.




          Generally, the largest end uses  for brass mill  products  are  for  plumbing,




heating, and architectural products in the construction industry; for automobile




radiators; for  copper bus bars and other current carrying devices in the electrical




goods industry; and for use in a number of different applications in machinery
                                                                                                                                             19
and industrial and construction equipment.  Due to the .Vietnam conflict, however,




a far higher percentage of brass mill products have been used, since 1965, in




small arms and other types of ammunition.  Other significant, but smaller, end




uses for brass mill products are in fasteners and fasteners, c.-.. -ige and condenser



tube.






          Wire.  Like brass mills, wire mills consume large amounts of copper raw




materials.  However, most of the copper consumed is in the form of.a refinery




shape; little purchased scrap, or other recycled .material is directly used by wire




mills in wiremaking.  However, recycled material reappearing as refined copper is




used to some degree.  Generally, wire is fabricated by hot rolling wirebars or by




hot extrusion of billets into rods, which are then cold-drawn through various




sizes into finished shapes.  After the wire has been drawn to finished shape,




it may be either shipped bare or receive one of the following treatments:




enameling; tinning, stranding; and/or insulating with plastic, rubber, lead,




paper, or other materials.




          Wire mill products can be classified  into three main categories:  bare




wire, insulated communication wire and cable, and other insulated wires and cable.




Bare wire is used mostly as windings in many varieties of electrical machinery




such as transformers, generators, communications equipment, and electronic compo-




nents.  Insulated communications wire and cable, as the classification denotes,




includes all communications cable except that which is used as bare wire in




equipment.  Other insulated wires include magnet wire used as windings for small




electrical equipment, power wire and cable, insulated cable used for  appliance




wire, and cable used for building and transportation.






          Castings.  As shown in Table 4, foundries are a large consumer of




copper-base materials, including scrap.  Foundries rely heavily on scrap and

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                                       20
other recycled materials for their raw materials input.  In 1969, for instance,




about 90 percent of each pound of copper used by the foundry industry originated




from recycled sources.  Total copper contained in materials consumed by foundries




has risen from about 313 thousand short tons in 1960 to 375 thousand short tons




in 1965 and to 407 thousand short tons in 1969.  Most of this was in the form of




brass and bronze ingot, one of the major products of the copper recycling industry.




          Sand castings represent the largest type of casting produced from copper-




based alloy materials; other types produced in some quantity are permanent mold




and die castings.  These products are used in a wide variety of different applica-




tions, but the following are the most significant:




                    Valves and fittings, excluding plumbing




                    Metal plumbing fittings




                    Plumbing valves




                    Industrial pumps




                    Railroad journal bearings




                    Other bearings




                    High voltage switching gear.






          Powder.  Consumption of copper raw materials in powder manufacture is




not nearly so large as the three largest uses for copper:  brassmaking,  wiremaking,




and foundry products.   As seen from Table 4,  secondary copper materials  have been




employed widely for powder production.  In 1969,  for instance, secondary mater-




ials accounted for about 75 percent of each pound of copper used in powder.




          Other Uses.   As shown in Table 4, consumption of copper in other




products, e.g., chemical, steel, aluminum, etc.,  is minor.
                                                                                                                                          21
Market Outlook






          Due to recent shortages and price variances of copper raw materials,




some customers have given serious thought to substituting somf -"her material for




copper.  This has occurred in certain types of power and communications wire and




cable, and in brass mill and foundry applications in plumbing.  In addition, one




major manufacturer of fractional horsepower tools has switched over to alunisua




magnet wire instead of copper wire for motor windings.  In short, the outlook for



copper is not certain.




          Battelle-Columbus estimates that annual growth rates for copper will be




lower than the 4 to 4.5 percent per year commonly mentioned in the press litera-




ture, which is well above historical growth rates.  Battelle-Columbus estimates




that growth of total copper consumption will average about 2 percent annually




through 1979.

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                                      22
                          THE COPPER RECYCLING INDUSTRY
                                                                                                                                              23
          The copper recycling industry's major functions include the purchase of

scrap from industrial and public sources, upgrading it to a specification scrap

fora or ingot and marketing  it to a potential user.v Ttain types of companies

include :

                        Scrap processor/dealer or broker

                        Secondary smelter

                        Ingot maker.


                        Characteristics of Copper Materials


Recycled Smelter Copper                                       •


          Blister and/or black copper, both nearly pure copper, are the main

products of a secondary smelter.  Low-grade scrap and residues, i.e., sweepings,

foundry skimmings, armatures, etc.,  are feed material for conversion into blister

copper.  This blister copper may then be refined electrolytically by one of the

large,  integrated producers into a high grade copper.


Copper Scrap                              ^ .


          Copper scrap includes nev  or obsolete scrap that is unalloyed.  Although

NASMI includes five different types  of copper scrap in its classification circular,'-2)

the Bureau of Mines lists three distinctly different unalloyed copper scraps in

its statistical data.  They and their nominal compositions are all shown in Table 5.

Also given are the main uses for each of the different types of unalloyed scrap.

Brass mills can use unalloyed scrap  for use as copper input  in making brass or in

making unalloyed, refined shapes for later fabrication into plumbing tube.  Copper

refineries, however, use unalloyed copper scrap to produce refinery shapes.
            TABLE 5.  MAIN TYPES OF UNALLOYED COPPER SCRAP
       Type
                               Nominal Copper
                              Content, percent
                                                      Where Used
No. 1 wire and heavy
  copper


No. 2 wire and heavy
  copper
Light copper
99.9
96
                                   92
Direct use in refined
shapes or alloying
agent in brassmaking.

Electrolytically
refined, then fabrica-
ted into refined
shapes or alloying
agent in foundry
products.

Smelted, electroly-
tically refined, then
fabricated into
refined shapes.
Source:  National Association of Secondary Material  Industries,
         Circular NF-66.
(1)For a discussion of the functions of the  recycling industry,  see Volume 1—
     General Report.
12)  For a complete discussion of these,  see Table  6.             "2.^7

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                   TABLE 6.   TYPES OF UNALLOYED COPPER SCRAP
                               NO.  1 COPPER WIRE

Shall consist of clean, untinned,  uncoated, unalloyed copper wire and cable,
not smaller than No.  16 B and S wire gauge, free of burnt wire which is  brittle.
Hydraulically briquetted copper subject to agreement.

                               SO.  2 COPPER WIRE

Shall consist of miscellaneous, unalloyed copper wire having a nominal 96 percent
copper content (minimum 94 percent) as determined by electrolytic assay.  Should
be free of the following: excessively leaded,  tinned, soldered copper wire;  brass
and bronze wire; excessive oil content, iron,  and nonmetallics ; copper wire  from
burning, containing insulation; hair wire; burnt wire which is brittle;  and
should be reasonably free of ash.   Hydraulically briquetted copper wire  subject
to agreement.

                               NO.  1 HEAVY COPPER

Shall consist of clean unalloyed,  uncoated copper clippings, punchings,  bus  bars,
commutator segments,  and wire not  less than 1/16 of an inch thick, free  of burnt
wire which is brittle; but may include clean copper tubing.  Hydraulically
briquetted copper subject to agreement.

                                  NO. 2 COPPER

Shall consist of miscellaneous, unalloyed copper scrap having a nominal  96
percent copper content (minimum 91 percent) as determined by electrolytic assay.
Should be free of the following: excessively leaded, tinned, soldered copper
scrap; brasses and bronzes; excessive oil content, iron and nonmetallics;
copper tubing with other than copper connections or with sediment; copper wire
from burning containing insulation; hair wire; burnt wire which is brittle;
and should be reasonably free of ash.  Hydraultcally briquetted copper subject
to agreement.

                                  LIGHT COPPER

Shall consist of miscellaneous, unalloyed copper scrap having a nominal  92
percent copper content (minimum 88 percent) as determined by electrolytic assay
and shall consist of sheet copper,  gutters, downspouts, kettles, boilers, and
similar scrap.  Should be free of  the following: burnt hair wire; copper clad;
plating racks; grindings; copper wire from burning, containing insulation;
radiators; fire extinguishers; refrigerator units; electrotype shells; screening;
excessively leaded, tinned, soldered scrap; brasses and bronzes; excessive oil,
iron and nonmetallics; and should  be reasonably free of ash.  Hydraulically
briquetted copper subject to agreement.  Any items -excluded in this grade are
also excluded in the higher grades above.
Source:  National Association of Secondary Material  Industries,  Circular NP-66.
                                                                                                                                       25
                                                                                               Copper-Base  Scrap
          Copper-base scrap includes new or obsolete  scrap  ge:-.:cated  by users  of

brass mill products and obsolete copper-base  castings.

          As this scrap has not been changed  in  its original composition,  most of

It can be reused by itself or blended with other materials  to  produce products

similar in composition to that of the scrap from which it originated.   Due to  the

number of copper-base alloys, cast or wrought, there  are a  number o£ different

scrap classifications.  See Table 7 for a complete discussion  of NASMI  copper-base

classifications.  The Bureau of Mines, however, lists nine  main categories of

copper-base alloy scrap.  These are shown in  Table 8.
Skimmings. Spills, and Drosses


          Skimmings, spills, and drosses are relatively  low copper containing  resi-

dues and scrap generated during melting or casting operations at brass mills or

foundries.  Other materials included under this category are grindings,  irony

brass, and other copper resulting from various machining operations.  As  the

copper content of this material is generally too low for consumption in normal

melting practices, this material is upgraded by smelting, either at a secondary or

primary smelter, to a blister copper prior to subsequent electrolytic refining.

Main scrap classifications for this category are shown in Table 9.

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                                  26

                   TABLE 7.  TYPES OF COPPER BASE SCRAP
                                COMPOSITION OR RED BRASS
 Shall consist of red brass scrap, valves, machinery bearings, and other machinery
 parts. Including miscellaneous castings made of copper, tin, zinc, and/or lead.
 Should be free of semi-red brass castings (78 percent to 81 percent copper);
 railroad car boxes and other similar high-lead alloys; cocks and faucets; gates;
 pot pieces; Ingots and burned brass; aluminum and manganese bronzes; iron and
 nonmetallics.  No piece to measure more than 12" over any one part or weigh
 over 100 pounds.

                             RED BRASS COMPOSITION TURNINGS
 Shall consist of turnings from red brass composition material and should be sold
 subject to sample or analysis.

                          GENUINE BABBITT-LINED BRASS BUSHINGS
 Shall consist of red brass bushings and bearings from automobiles and other
 machinery, shall contain not less than 12 percent high tin base babbitt, and
 •hall be free of iron-backed bearings.

                            RICH GRADE-LOW LEAD BRONZE SOLIDS
 It is recommended these materials be sold by analysis.

                              BRONZE PAPER MILL WIRE CLOTH
 Shall consist of clean genuine Fourdrlnier wire cloth and screen having a
 minimum copper content I of 87 percent,  minimum tin content of 3 percent, and a
 ma-ir-timm lead content of 1 percent free of stainless steel and Monel metal
 stranding.

                         < HIGH LEAD BRONZE SOLIDS AND BORINGS
 It Is recommended that these materials be sold on sample or analysis.

                             MACHINERY OR HARD BRASS SOLIDS
 Shall have a copper content of not less than 75 percent, a tin content  of'not
 less  than 6 percent,  and a lead content of not less than 6 percent—nor more than
 11 percent,  and  total impurities,  exclusive of zinc,  antimony,  and nickel of not
 more  than 0.75 percent;  the antimony content not to exceed 0.50 percent.  Shall
 be free of lined and unlined standard  red car boxes.

                     UHLINED STANDARD RED CAR BOXES  (CLEAN JOURNALS)
 Shall consist of standard unlined  and/or sweated railroad boxes and  unlined and/or
 sweated car journal  bearings,  free of  yellow boxes  and Iron-backed boxes.

                      LINED STANDARD RED CAR BOXES  (LINED JOURNALS)            .
 Shall consist of standard babbitt-lined railroad boxes and/or babbitt-lined car
 journal  bearings,  free of yellow boxes  and iron-backed boxes.

                                   COCKS AND FAUCETS
 Shall consist of mixed clean red and yellow brass,  including chrome  or  nickel-
 plated,  free of  gas  cocks,  beer faucets,  and aluminum and zinc  base  die cast
 material,  and to contain a minimum of  35 percent semi-red.

                                   MIXED BRASS  SCREENS
 To consist  of clean mixed; copper,  brass and  bronze  screens,  and to be free  of
 excessively  dirty and painted  material.

                                   YELLOW BRASS  SCRAP
 Shall  consist  of brass  castings, rolled brass,  rod  brass,  tubing and miscellaneous
 yellow brasses,  including plated brass.   Must  be free  of manganese-bronze,  aluminum-
 bronze,  unsweated  radiators  or radiator parts,  iron, excessively dirty  and  corroded
 materials.

                                 YELLOW BRASS CASTINGS
 Shall  consist  of yellow  brass  castings  In crucible  shape,  no  piece to measure
more  than 12  Inches over any one part;  and shall be free  of brass  forgings,  silicon
 bronze, aluminum bronze  and manganese bronze, and not  to  contain more than
 IS percent nickel  plated  material.

                                     OLD ROLLED  BRASS
 Shall  consist  of old  pieces of  yellow sheet  brass and  yellow  light tubing brass,
 free  from solder,  tinned  and nickel  plated material, Iron, paint and corrosion,
 rod brass, and  condenser  tubes.

                                  NEW BRASS CLIPPINGS
Shall consist  of the  cuttings of new unleaded yellow brass sheet, to be clean and
 free  from foreign  substances and not to contain more than  10 percent of clean brass
punchIngs under  1/4".  To be free of Muntz metal and naval brass.         •

-------
Shall consist of clean  fired 70/30 brass shell cases free of primers and any other
foreign material.

                           BRASS SHELL CASES WITH PRIMERS
Shall consist of clean  fired 70/30 brass shell cases containing the brass primers
and which contain no other foreign material.

                   BRASS SMALL ARMS AND RIFtE SHELLS. CLEAN FIRED
Shall consist of clean  fired 70/30 brass shells free of bullets, iron and any other
foreign material.

              BRASS SMALL ARMS AND RIFLE SHELLS. CLEAN MUFFLED (POPPED)
Shall consist of clean muffled (popped) 70/30 brass shells free of bullets,  iron
and any other foreign material.

                                 YELLOW BRASS PRIMER
Shall consist of clean  yellow brass primers, burnt or unburnt.  Free of iron,
excessive dirt, corrosion and any other foreign material.

                                     BRASS PIPE
Shall consist of brass pipe free of plated and soldered materials or pipes with cast
brass connections.  To be sound, clean pipes free of sediment and condenser tubes.

                              YELLOW BRASS ROD TURNINGS
Shall consist of strictly rod turnings, free of aluminum; manganese, composition,
Tobin and Muntz metal turnings; not to contain over 3 percent free iron, oil or other
moisture; to be free of grindings and babbitts; to contain not more than 0.30 percent
of tin and not more than 0.15 percent of alloyed iron.

                              NEW YELLOW BRASS ROD ENDS
Shall consist of new, clean rod ends from free turning brass rods or forging rods,
not to contain more than 0.30 percent tin and not more than 0.15 percent alloyed
iron.  To be free of Muntz metal and naval brass or any other alloys.  To be In pieces
not larger than 12" and free of foreign matter.

                                YELLOW BRASS TURNINGS
Shall consist of yellow brass turnings, free of aluminum, manganese and composition
turnings; not to contain over 3 percent of free iron, oil or other moisture; to be
free of grindings and babbitts.  To avoid dispute, to be sold subject to sample or
analysis.

                           MIXED UNSWEATED AUTO RADIATORS
Shall consist of mixed automobile radiators, to be free of aluminum radiators,.
and iron finned radiators.  All radiators to be subject to deduction of actual iron.
The tonnage specification should cover the gross weight of the radiators, unless
otherwise specified.

                           ADMIRALTY BRASS CONDENSER TUBES
Shall consist of clean sound Admiralty condenser tubing which may be plated or un-
plated, free of nickel alloy, aluminum alloy, and corroded material.

                          ALUMINUM BRASS CONDENSER TUBES
Shall consist of clean  sound condenser tubing which may be plated or unplated, free of
nickel alloy, and corroded material.

                                  MUNTZ METAL TUBES
Shall consist of clean  sound Muntz metal tubing which may be plated or unplated,
free of nickel alloy, aluminum alloy, and corroded material.

                                PLATED ROLLED BRASS
Shall consist of plated brass sheet, pipe, tubing, and reflectors, free of soldered
tinned, corroded, and aluminum painted material, Muntz metal and Admiralty tubing,
and material with cast  brass connections.

                               MANGANESE BRONZE SOLIDS
Shall have a copper content of not less than 55 percent, a lead content of not more
than 1 percent, and shall be free of Aluminum bronze and Silicon bronze.

                          MACHINERY OR HARD BRASS BORINGS
Shall have a copper content of not less than 75 percent, a tin content of not less
than 6 percent, anJ c lead ccntir.t of not less than £ percent--r.or norc than
11 percent, and total impurities, exclusive of zinc, antimony, and nickel of not
more than 0.75 percent; the antimony content not to exceed 0.50 percent.  Shall be
tree of lined and unlined standard red car boxes.

                                                                                     ~~
Source:  National Association of Secondary Material  Industries. Circular NF-66.

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                                 28
            TABLE 8.  MAIN TYPES OF COFFER-BASE ALLOT SCRAP
                                      Approximate Copper Content
Composition or Red Brass
Railroad Car Boxes
Yellow Brass
Cartridge Cases and Brass
Auto Radiators (unsweated)
Bronze
Nickel Silver
Low Brass
Aluminum Bronze
80 to 85
72 to 75
   65
   70
   70
55 to 60
   65
   80 .
78 to 90
                                        133
                                                                                                        TABLE 9.
                                                                                                                  MAIN LOW GRADE SCRAP AND RESIDUES USED
                                                                                                                  AS FEEDS FOR RECYCLED SMELTERS
                  REFINERY BRASS

 Shall contain a minimum of 61.3 percent  copper  and
 maximum 5 percent iron and to consist  of brass  and
 bronze solids and turnings, and alloyed  and  contam-
 inated copper scrap.   Shall be free  of insulated
 wire, grindings, electrotype shells  and  nonmetallics.
 Hydraulically briquetted material subject to agree-
 ment.
               COPPER-BEARING SCRAP

 Shall consist of miscellaneous copper-containing
 skimmings,  grindings, ashes, irony brass  and  copper,
 residues and slags.   Free of insulated wires;  copper
 chlorides;  unprepared tangled material; large  motors;
 pyrophoric  material;  asbestos brake linings;  furnace
 bottoms, high lead materials; graphite crucibles;  and
 noxious and explosive materials.   Fine powdered  ma-
 terial by agreement.   Hydraulically briquetted
'material subject to  agreement.
                                                                                                        Source:  National Association of Secondary Material
                                                                                                                 Industries, Circular NF-66.
                                                                                                                                 Lu-J

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                                      30


                 Characteristics of the Copper Recycling Industry




          Scrap dealers collect, sort, and otherwise process the various grades



of copper and copper-base'scrap for potential use by smelters, ingot makers, or



brass mills.  Most of the major dealers handle both copper and copper-base alloy



scrap but in addition also handle other materials, especially aluminum.



          When processing copper scrap, usually insulated copper wire, dealers



use either incineration or mechanical methods to separate copper from insulation.



Due to air pollution laws, the latter technique, which chops or fragments the



cable prior to gravity separation of insulation from copper, is increasingly used


by the industry.


          While brass mills commonly repurchase scrap from their large customers,



thereby bypassing the secondary industry, dealers do perform an important



function by processing the remaining portion.  Segregation methods are mechanical,



i.e., recognition of metals by  filing, drilling, etc.


          Consumers of copper and copper alloy scrap and residues are ingot makers



(remelters), secondary smelters and refiners, brass mills, and foundries who convert



scrap into useful products.  Ingot makers purchase and melt down a wide variety of



different types of scrap and make a specification ingot that is used by foundries as



one  of their prime raw materials.  Secondary  smelters take low copper containing resi-



dues and scraps and upgrade these to blister  copper or  prior  to  subsequent  electro-



lytic refining.





 Materials Sources




           The main sources for copper or copper-base scrap are manufacturers of



 fabricated goods--as prompt industrial scrap--and end-users of various fabricated



 goods and products as obsolete scrap.  Table 10 gives  copper  scrap consumption by



 type of scrap and source.  As shown, the following four types of scrap represent



 about 75 percent of total consumption:   No.  1 wire and heavy copper,  No.  2 wire,



 mixed heavy and light copper, yellow brass,  and low grade scrap and residues.



 Furthermore, obsolete scrap represents a significant proportion (about 43 percent)


                                                           ••3 *^r -
 of total copper scrap consumption.                        j-iJO
                           31
TABLE 10.   CONSUMPTION OF  COPPER AND  COPPER BASED  SCRAP

            BY TYPE AND SOURCE,  1969

                  (short tons of scrap)
Type of Scrap
No. 1 wire and heavy copper
No. 2 wire, mixed heavy and
light copper
Composition or red brass
gailroad-car boxes
Yellow brass
Cartridge brass
Auto radiators (unsweated)
Bronze
Nickel silver
Low brass
Aluminum brass
Low grade scrap and residues
Mixed alloy scrap
Total
Source: U.S. Department of
Prompt
Industrial
192,158
195,534
24,400
-
335,816
110,444
-
12,254
16,324
53,323
783
124,123
3,143
1,068,302
Interior, Bureau
Obsolete
146,137
157,910
74,950
26,736
65,829
21,655
69,250
28,821
5,436
1,243
387
224,649
-
823,003
Total
338,295
353,444
99,350
26,736
401,645
132,099
69,250
41,075
21,760
•; 54,566
1,170
348,772
3,143
1,891,305
of Mines , Minerals Yearbook.
   "Copper" chapter.

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                                       32
                                                                                                                                          33
                            Markets  for  Recycled  Copper






           Since most  applications  for copper can be  satisfied  equally  well  from




 either ore or  recycled  sources,  scrap and  other  forms  of secondary  copper compete




 with ore as copper inputs to brass  and  other copper  products.   The  question of




 which material is specified in a given  product is generally one of  price, the




 price for a given copper unit regardless of origin.






•Historical Markets--






           Secondary copper in its  broadest sense, i.e.,  all products made from




 scrap or similar origin, has historically represented  a  significant proportion




 of total copper used.  Table 11 shows the  extent of  the  role of secondary in total




•copper consumption.  Secondary has  consistently  supplied between 41 and  46  percent




 of total copper consumption in the  last two decades.  In recent years, secondary




 copper has amounted to  about 46 percent of total copper  consumption.



           Figure 3 describes the historical markets  for  copper and  copper-base




 scrap.  As shown, brass mills, ingot makers, and secondary copper producers, i.e.,




 primary mills  and secondary smelters, consume the bulk of the  total scrap




 purchased each year.  Foundries, chemical  plants, and  other manufacturers




 consume lesser amounts  of scrap.  Furthermore, Figure  3  shows  that  brass mill




 and refinery consumption of scrap  has  increased  greatly  over the past  decade




 relative to other consumers.




           Consumption of major types of copper bearing scrap by major  consumers




 is shown in Table  12.  Brass mills, foundries, and ingot makers consume  mostly




 brass and other copper-base alloy  scrap, products that they can melt with little




 difficulty.  Primary producers, on the  other hand, purchase unalloyed  copper




 scrap to produce new refined shapes under controlled conditions, and along  with




 secondary smelters, they purchase  low-grade scrap and  residues to upgrade into




 refined products.




                                              137
TABLE 11.  SECONDARY COFFER CONSUMPTION




(thousand short tons of copper content)
Year -
1950
1955
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
Source :
As Refined
Metal
206.5
236.4
291.7
281.7
289.7
302.1
351.1
445.0
491.3
406.6
416.6
491.0
U.S. Department of
Minerals Yearbook.
As Scrap
or Ingot
790.0
786.4
601.1
583.2
657.6
710.9
784.7
855.1
910.5
805.5
853.5
948.8
Interior, Bureau
"Copper" chapter
Total
996.5
1,022.8
892.8
864.9
947.3
1,013.0
1,135.8
1,300.1
1,401.8
1,212.1
1,270.1
1,439.8
of Mines ,
Percent of
Total Copper
Consumption
44
44
45
42
41
41
43
45
42
44
46
46


-------
                                                                                                                                                     if1
                                                                                                                                                     B I
   600


§
~  500
    400
    300
 o  200
.O
                 	Secondary Smelters
                 	Brass Mills
                 	Ingot  Makers
                 	Foundries
                 	Other Industries
                 	Primary Refineries
, o>
 Q.
 Q.
 O
 O
    100
OQ M
n a.
        3
        »
        g.
                                                                                                                                                            I
                                                                                                                                                            3
                                                                                                                                                                              H
                                                                                                                                                                              M
                                                                                                                                                                              O
                                                                                                                         z
                                                                                                                         H-
                                                                                                                         3
      T950
                                                                                                                               p
                                                                                                                               b
                                                                                                                                                                  .1"?
                                                                                                                                                                  ro CD
              1952
                      1954
                               1956
                                       1958    I960
                                           Year
                                                        1962
                                                                1964
                                                                        1966
                                                                                 1968
                                                                                                                                                            ft Mi O
                                                                                                                                                            to   ro
                                                                                                                                                            t->   p
         FIGURE 3.   HISTORICAL  MARKETS FOR COPPER AND  COPPER-BASE SCRAP
                                                                                                                                                                  ?•
                                                                                                                                                                  §.
         Source:  U.S.  Department of the  Interior, Bureau  of Mines, Minerals Yearbook.
                 "Copper"  chapter.
                                                                                                                               8
                                                                                                                               b
                                                                                                                                                                •o
                                                                                                                                                            So •
                                                                                                                                                             " M> O

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                                       36
                                                                                                                           37
Prices
          As world and domestic supplies of copper have been short  in  recent

years, prices have risen and fluctuated greatly since 1960,  a year  of  relative

balance between supply and demand.   Figure 4 shows prices' for U.S.  producers'

copper and dealers' No. 2 copper scrap (buying prices).  Note that  during  the

copper shortage both prices moved upward, but the scrap price was actually higher

than that for electrolytic copper.


End-Use Patterns


          The major end-user markets for secondary copper,  either as scrap or as

refined copper, are shown in Table 13.  Since copper refined from secondary

smelting operations is generally made to ASTM specifications, the end-uses for

refined secondary are essentially the same as for the total refined copper output.

Consequently, wire mills are the largest consumers of secondary refined  copper;

brass mills are next.  Also, since wire mills generally don't consume  scrap.

except that generated internally, i.e., home scrap, brass mills and foundries

consume most of the outside, purchased scrap.  In total, then, brass mills are

the largest consumer of secondary materials with about 49 percent of the total;

foundries and wire mills trail with 26 and 20 percent of the total  respectively.


                             Recycling Industry Data


          A survey of the recycling industry developedrdata  to provide a profile

of.the industry and the companies comprising the industry.   The General  Report,

Volume I, gives many of these data.  Information concerning  the copper and copper

alloy portion of the industry are given on page 39.
    60
    50
    40
T3
C

I

2   30
en

0>
O
    20
     10
Producer copper,
electrolytic copper,
domestic refineries,
Atlontic Seoboord

           Dealer's buying prices
           for No. 2 scrap copper
      1961        1963
                             1965        1967
                                   Year   :
                                                     1969       1971
      FIGURE  4.  A COMPARISON BETWJEEN  PRODUCER AND NQ. 2
                  DEALER  COPPER  PRICES
                                         111

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38
                                                                                         39




                                                            The  average  recycler  of  copper  compares with the  average recycler of



                                                 all  conmodities  as  follows:
TABLE 13

End User
Wire and Cable
Brass Mill Products
Castings
Powders
Chemical Products
Other Industries
. MARKETS FOR SECONDARY COPPER, 1969

Type of Secondary Product,
(short tons)
.j. Scrap or Percent of Total
8 y PP
292.0 -- 292.0 20
179.8 520.9 700.7 49
11.5 357.7 369.2 26
1.7 21.0 22.7 1
1.0 3.0(1) 4.0 Nil
6.0 46.2 52.2 4
(1) Battelle estimates.
(2) Steel, aluminum, and other industries.
Source: U.S. Department
"Copper" chapte
1970 Report.

of Interior, U.S. Bureau of Mines, Minerals Yearbook,
r; Copper Development Association, Anr.-j^l Data

Average Average Average
Investment in Number of Investment
Plant and Equipment Employees Per Employee
Copper $1,863,000 98 $19,000
All Commodities $1,480,000 71 $20,800
Figure 5 shows the variation in size by census region of copper and
copper alloy processors and copper smelters. There is some correlation with popu-
lation density, degree of industrialization, or other common regional indicators.
Materials Flow Diagram for

Table 14 shows estimated percentages
the major identifiable articles. Recycling of
i
tube, automobile radiators, railroad car boxes
(prompt industrial only) are all relatively h.'
brass are relatively low. Sources and methods
Copper Recycling

of copper recycled for several of
obsolete electric wire and plumbing
, and low-grade scrap and residues
gh; however, cartridge and other
for estimation, Table 14, are shown
on page 41.
Figure 6 is a schematic diagram of the recycling estimates made in
Table 14.

                                                                              Demand/Supply Analysis






                                                           An analysis of the expected demand for copper  inputs and their sources




                                                 is necessary to  identify opportunities for increased markets  for recycled copper.






                                                 Demand for Recycled Copper






                                                           The demand for copper inputs in 1969 and the estimates for  future years,




                                                 1974 and  1979, are shown in Table 15.  As shown, the demand for copper is expected




                                                 to increase at about 2 percent per year in the 1969-1979 period.






                                                 *  Extensive survey data.              J» '?'f

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                                    40
                                     17188
1



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                                                                  ~I4;738~
                                                                            2343
                        1
 Processors

I Smelters
   Note: Volume in net tons

   I.  New England
   2.  Middle Atlantic
   3.  South Atlantic
4.  East North Central
S.  East South Central
6.  West  North Central
7.   West  South Central
8.   Mountain
9.   Pacific (includes Alaska
           and Hawaii)
 FIGURE 5.  VOLUME OF COPPER  HANDLED BY TYPE OF  RECYCLE,
             BY  REGION
                                                                                                                              TABLE 14.  ESTIMATED COPPEB SCRAP RECTCLIHC, 1969
• - Kind end Type of
Scrap'1'
Electric Wire and Cooper Tube
Proopt Industrial
Obsolete
__TOIM.i
Magnet Wire t±\
Prompt Industrial
Obsolete'5'
TOTAL
Cartridge Brass
Prompt, lodustrial
Obsolete'6'
TOTAL
Automotive Radiators
, - Prompt Industrial^7'
Obsolete
TOTAL
Railroad Car Boxes
prompt Industrial^*)
Obsolete
TOTAL
Other Brass. Cast and Wrought
Prompt Industrial
Obsolete
TOTAL
Low Grade Scrap and Residues
Prompt Industrial
Obsolete(')
TOTAL
Other Scrap (1°)
Prompt Industrial
Obsolete
TOTAL
Copper AlloyinR AddttivesO3)
TOTAL OBSOLETE
QttND TOTAL
Copper Concept
Available for
RacycllngV2'
(thousand tons)
379.7
471.2
850.9
isn.o
158.0
92.8
MB
-si
"•*
22.6
310.0
703.3
1,013.3
37.2
37.2
12.8
6.1
18.9
96.9
1,623.2
2.455.7
Copper" Content
Recycled'3)
' (thousand tons)
379.7
319.411 '
6l97l
"•»
13.5
92.8
it!
48.5
TTs
20.0
"20LO
310.0
213. 9(">
5B75
37.2
37.2
12.8
6.1
TO
--
656.8
1,489.3
Percent
Recycled
100
68
"82
9
9
.100
31
~63
91
91
88
-88
~100
30
52
-100
-Too
~100
Too
00
40
61
Copper Conten
Hot Ftecycle-
(thousand to.
151.8
T5TT5
m
"•?
76.7
4.5
4.5
2.6
2.6
489.4
489.4
"
"
96.9 '
966.4
966.4
                                                                                                       !ote» :  See following page*
                                    155
                                                                                                                                             •9 -\i

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                                       42
                                                                                                                                          43
Notes for Table 14.

(1)  All scraps are separated Into prompt Industrial and obsolete  scraps except
     automobile radiators and railroad car boxes,  both  obsolete  scrap types.
     Obsolete low-grade scrap and residues, e.g.,  motor armatures  and other contam-
     inated copper scraps, were reclassified under other scraps  so as to obtain
     as realistic a figure as possible for the amount of copper  recycled.   ,

(2)  Calculated from estimated life cycles of various end-use products.  Consumption
     for each end-use item was estimated using the following life  cycles and
     consumption patterns:
(3)
Source
Electric Wire and Copper Tube
Magnet Wire
Cartridge Brass
Automobile Radiators
Railroad Car Boxes
Brass, N.E.C.




Low-Grade Scrap and Residues
Copper Alloying Additives
Life Cycle,
(years)
45.0
10.0
0.5
12.0
3.5
30.0




0.5
14.0
Years of Copper Consumption
Used to Calculate Copper
Availability
1923-1931 average
1957-1958 average
1968-1969 average
1957-1958 average
Battelle estimate of 1966
1939-1942 average of brass
mill shipments
(50 percent scrap) plus
1941 - cast brass
products
1968
1955
Sources for Prompt Industrial Scrap estimates:
       U.S. Department of Interior, Bureau of Mines, Minerals Yearbook.
       "Copper" chapter; Department of the Army; Battelle estimates.
                                                                                          Notes for Table 13 (Continued)-


                                                                                          (6)  Source:  Department of the Army.

                                                                                          (7)  Prompt industrial scrap for radiators included under Oth«r Brass, Cast
                                                                                               or Wrought.

                                                                                          (8)  Little prompt industrial scrap, other than drosses or residues,  generated in
                                                                                               manufacture  of railroad car boxes; drosses and residues included separately
                                                                                               under own type.

                                                                                          (9)  Obsolete low-grade scrap proportioned using figures under (3)  above.

                                                                                          (10) For simplicity,  recycling assumed under this category to be 100  percent.

                                                                                          (11) Includes copper-base scrap exports.

                                                                                          (12) Includes unalloyed copper scrap exports.

                                                                                          (13) Includes copper  used as copper  or other additive  to steel,  aluminum,  etc.
     b.
         Obsolete scrap was estimated in the  following way:
                1.  Obsolete scrap, for .each end-use  item,  returning in the same
                    form of scrap as the product was  sold  originally, was added
                    a proportion of the obsolete low-grade scrap and residues
                    using the following make-up of low-grade  scrap and residues.
                Type of Scrap
                                                      Proportions of Total
             Ashes (incinerator)
             Sweepings (warehouse)
             Breakage (irony brass)
             Armatures (generators, etc.)
             Armored (fine Insulated wire)
             Large Contaminated Brass
             Refinery Brass
                                                    12.5
                                                    12.5
                                                    25.0
                                                    20.0
                                                    10.0
                                                     5.0
                                                    15.0
                                                   100.0
  (4)  Prompt  industrial scrap generated during manufacture  included under Electric
      Hire and Cable.

  (5)  Obsolete scrap returned to smelters as armatures  in  (3) above.


                                          1,17
                                                                                                                                       '1  --S

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                                                                                                                           TABLE 15.  .DEMAND FOR COPPER
, Thousand Short Tons
of Copper Content
Year
1969
1974
1979
. Recycled
1,439.8
1,621.7 ,;.
1,828^6 '.'••
Primary
i;685.3
1,828.7
• 1,980.9
Total
3,125.1
3,450.4
3,809.5
Recycled,
Percent of
Total Consumption
46
47
48
     Source:  Battelle estimates.            .                          /:"






Supply of Recycled  Copper  '        .





          Future  availability of recycled copper, based  on present recovery rates



is shown in table 16 (calculated by same method used to  calculate 1969 availability);



(see Table 14).







                      TABLE 16.  SUPPLY OF RECYCLED COPPER
(thousand short tons, copper content)
Year
1969
1974
1979
Recycled Copper
Content
1,439.8
1,798.0
1,781.9
                                                                                                                         Source:   Battelle estimates.





                                                                                                    Demand/Supply Balance in Future





                                                                                                             In order to provide  a view of what the future will be  for  the copper



                                                                                                    recycling industry, a demand/supply balance has been constructed using data from




                                                                                                    Tables  15 and  16 shown above.   See Table  17.

-------
                                       46
               TABLE 17.   DEMAND/SUPPLY BALANCE FOR RECYCLED COPPER
                          FOR 1974 AND 1979

                      (Thousand short tons, copper content)
Year
1974
1979
Demand
1,621.7
1,828.6
Supply
1,798.0
1,781.9
Apparent Balance
176.3 (surplus)
46.7 (deficit)
           Source:  Battelle estimates.


          Since Table 17 assumes that the same incentives, i.e., price, cost, etc.,

are the same in 1974 and in 1979 as exist today, an apparent balance can be calcu-

lated based on (1) current recovery practices, (2) scrap availability forecasts,

and (3) market forecasts.  A moderate surplus and a moderate deficit of recycled

copper is indicated for 1974 and 1979 respectively.

          The major reason for the apparent future surplus and deficit for recy-

cled copper are:  (1) surplus of good obsolete scrap from products made during the

period 1925 to 1930, (2) shortage of good obsolete scrap from products made during

the period 1931 to 1939, and (3) slow growth of many copper markets (copper wire

and cable, brass mill products, and foundry products).  However, these balances do

not show what will happen.  In 1974, for instance, it is expected that recycled

copper demand will increase  relative  to the  supply at the  expense  of  lower demand  for

primary copper.   However, the indicated surplus -for 1974 may cause downward price

pressures and may discourage copper recycling.
                                             151
                                                                                                                                         46a
Effect on Copper Industry


          If different incentives, i.e., price, cost, etc.,  are different in

1974 as exist today, apparent balances calculated in Table 17 no longer apply.

It is expected that an additional 329,000 tons of copper in  copper and brass

products can be recycled annually under ideal conditions  •.   This additional

amount represents about a 18 percent increase in the recycled copper supply in

1974.  However, it represents only about 9 percent of total  copper supply in

1974, or only about a 1.75 percent per year growth in total  copper supply from

1969 to 1974.  Since total supply fluctuates often by as much as 10 to 15 percent

per year, the copper industry should have little trouble in  absorbing this new

supply.
(1) The 329,000 tons of copper was calculated.based on the following changes  in
    percent recycled.
                                                                    Additional
                                                                     Recycled
                                            1969,       Goal,       Copper Content
                                           percent    percent      (thousand tons)
                                                                                                      Copper Wire and Tube
                                                                                                      Magnet Wire
                                                                                                      Cartridge Brass
                                                                                                      Other Brass
                                              82
                                               9
                                              63
                                              52
91
20
90
70
                                                                                                                                                           TOTAL
 77
 17
 55
180

329

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                                       47
              PROBLEMS THAT DIRECTLY REDUCE THE RECYCLING OF COPPER.-


          There are several problems that directly reduce the rate of recycling of

copper.  These will be discussed in detail in the following paragraphs.

                                Industrial Scrap       .         "
                                                                       .»
          As shown in  Table  14  all industrial scrap generated, including ashes,

sweepings, and other low-grade residues, are about 100 percent recycled.  Some

copper is lost during melt-down in brassmaking and in foundries and during smelting

operations, but these losses are so small in proportion to the total copper con-.

taining industrial scrap recycled, i.e., a fraction of one percent, that they are

not worth further study.

                                  Obsolete Scrap

          As shown in Table 14  recycling of copper in different categories varies

from 91 and 88 percent respectively for automotive radiators: and: railroad car

boxes to 82 percent for copper wire and tube to just- 52 percent for" other brass.

The main problems that directly reduce the rate of recycling.involve the following

scrap materials:

                               Copper wire and tube

                               Copper magnet wire

                               Cartridge brass

                               Other brass.

          Table  18  presents these problems along with a discussion of the problem

definition, problem magnitude, and problem analysis.

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                                                       48
                    TABLE 18.
                               IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING COPPER THAT WAS
                               NOT RECYCLED IN 1969
   Title
                                                       Scrap Categories Where Some Copper Was Not Recycled
                   Copper Wire and Tube
                                                         Magnet Wire
                                                                                          Cartridge Brass
                 1.   Copper wire Is used for
                     the following:
                     a)  Insulated conmunlcatIon
                          wire and cable
                     b)  power wire and cable     :
                     c)  coated magnet  wire for
                          transformer  and motor
                          windings
                     d)  other types of Insula-
                        ted wire and cable for
                        building,  automobile,
                        alrframe,  and  shipboard
                        applications
                     e)  Insulated  appliance wire
                          and flexible cord sets
                     f)  wire for large           ;
 PROBLEM                  transformer  and
 DEFINITION               motor windings.

                 2.   Of  the above,  magnet wire
                     Is  not Included (it Is under
                     magnet wire problem).

                 3.   Copper tube  is used for
                     the following  typical        t
                     end-products:
                     a)  plumbing tube
                     b)  air conditioning and
                          refrigeration
                     c)  heavy industrial
                          equipment.

                 4.   At  the end of  their use-
                     ful  lives, communication
                     cable,  power cable,  bare
                     wire  from  large trans-
                     formers  and generators,
                     and plumbing tube from
                     larger buildings are  col-
                     lected,  processed,  and
                     recycled.
                                  Magnet wire is used for
                                  windings In motors  and
                                  generators.

                                  Motors range in size from
                                  common fractional horse-
                                  power motors for house-
                                  hold appliances to  common
                                  generators  and larger frac-
                                  tional horsepower motors
                                  for automobiles, small
                                  pumps, and  machines,  to
                                  less common large horse-
                                  power motors.

                                  In short, the  most  common
                                  motors contain small  amounts
                                  of copper ...-.xvidually but
                                  large amounts  in aggregate.
                                  The larger  common motors
                                  contain large  amounts of
                                  copper but  these don't
                                  consume much in aggregate.

                                  In addition, copper windings
                                  are generally  surrounded by
                                  Iron making simple  recovery
                                  difficult.
                                 1.   Cartridge brass la uaed
                                     for small arms and am-
                                     munition artillery shells.

                                 2.   Small arms and artillery
                                     rounds are fired mostly
                                     either at domestic mili-
                                     tary bases or in battle-
                                     fields.

                                 3.   Small arms and artillery
                                     shells can be 100 per-
                                     cent recycled from
                                     military training bases..

                                 4.   However, small arms shells
                                     are often scattered In small
                                     quantities over many
                                     square miles  of land,  but
                                     shells are easily recog-
                                     nized and are valuable.

                                 S.   Artillery shells are often
                                     scattered In  larger
                                     quantltles--over many
                                     square miles  of land—
                                     but these are easily
                                     recognized as being      •
                                     valuable.
THOUSAND SHORT
TONS OF COPPER 151-8
NOT RECYCLED
PERCENT OF
AVAILABLE
COPPER NOT 18
RECYCLED
144.5 76.7
91 37
PROBLEM
ANALYSIS
               4.
After a usable service      1.
Ufa of up to 50 years,
copper cable is about 100
percent recycled as scrap
by utilities and phone com-
panies after being replaced.

Plumbing tube, which is
generally In place for the
entire life of the building,
can have a life up to 60
to 65 years.  When build-   2.
ing Is torn down, copper
is segregated and recycled.

Nearly all of the above Is
economically recyclable ex-
cept those applications in  3.
which the copper item Is a
small fraction in a widely
dispersed consumer product, 4.
e.g., (a) air conditioning
and refrigeration tube and
(b) appliance wire.

Thus perhaps 5 to 10 per-
cent should not be
recycled.
After an average useful        I.
service life of 6 years
for magnet wire In a
consumer appliance to 10
or more years for larger
fractional horsepower          2.
motor applications In-
tended for Industrial or
farm use, the motor Is
scrapped.

If economically recyclable,    3,
material returned, on aver-
age  should equal magnet
wire use about 6 to 10
years ago.

However, recycling rate is
Just 9 percent.                .4.

This area appears to be a
promising one in which to
increase recycling of
copper.                        S-
                                                                                      Cartridge brass scrap
                                                                                      sells for about 30 cents
                                                                                      per pound In the United
                                                                                      States.

                                                                                      Items, like glass bottles,
                                                                                      etc.. with lower value
                                                                                      are being recycled in the

                                                                                      United States.
Logic would Indicate that
most cartridge brass, at
market conditions,  should
be  recycled.
Yet onlv 63 percent of
cartridge brass /j
recycled.


This appears to be a prom-
ising area In which to
incresse the recycling of
copper.
               5.  Yet 18 percent Is not
                   recycled.

               6.  This area appears Co be a
                   promising one in which to
                   increase recycling of
                   copper.
                                                                  1   '4

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     TAIII.K  IB.   lliKIJTIKirATION AND ANAJ.YK IS Of PKODI.KHS CONCKUNI NC COl'I'I'.H TIIAT WAS
                 NOT  KKCYIXKU IN i»ov (Continued)
   TUlo
   Scrap CatCKortcs Hhnre Sumo COPIHT Wan Not Recycled
  Other Brass                    Copper Used AD  Additive
 PROBLEM
 DEFINITION
1.   a) This category Includes
       alt brass mill products
       except those considered
       In other categories:
       • cartridge brass
       • copper (unalloyed)
           wire, tube, and strip.
    b) This category Includes
       all brass/bronze foundry
       products.
    c) Two brass mill products
       which have been Included
       In this category, strip
       for automobile radiators
       and railroad car boxes,
       are analyzed separately
       in Table 13 In the text.
       Each product Is about
       90 percent recycled.

2.   Brass mill products Included
    are used in a myraid of
    different applications.
    O.K., plumbing and. heating,
    hardware, fantenor9 and
    c 1 OrUireti, watches, screw
    maclttnn products, etc.

3.   Brass/bronze cast products
 '  are used In pumps and
    valves, ship propellers.
    plumbing fittings, etc.
                                   This category Includes all copper
                                   powders, many of which are used to
                                   strengthen Iron-based P/H parts.

                                   This category Includes all copper
                                   used by the steel, chemical,
                                   aluminum, and other industries
                                   as an alloying additive.

                                   In the above applications copper
                                   la a minor part of a much larger
                                   system.  For example, copper •
                                   contents for low-alloy steels
                                   range from 0.20 to 3.00 percent.
                                   Steels and other copper-containing'
                                   alloys are uneconomical to segregate
                                   and use over for copper content.
                                   Consequently, the copper content
                                   Is sufficiently diluted to be
                                   determined as lost.
THOUSAND SHOUT
TONS OF COPPER 496.5
NOT RECYCLED
PKRCENT OF
AVAILABLE
COPPER NOT 5p
RECYCLED
96.9
100.0
PROBLEM
ANALYSIS
Due to the lack of ntatts-
tlcol information. 1C la
not known'what types of
products ore being recycled
except atrip for nutomnbtlo
radiators and railroad car
ho«an.  Since Che latter
are tabulated separately,
recycling rates for'these
can be calculated.  As
shown In Table 13 in Che
text, automobile radiators
and railroad car boxes are
each about 90 percent
recycled.

The brass mill and brass
foundry Industries sell
products to a number of
different market segments.
Some of these are:
a) alloy copper tube
b) brass/bronte valves
c) coinage
d) brass/bronte plumbing
     fittings
e) Cube for heat exchangers.
Due to the lack of data
concerning the above and
other large markets for
brass mill or brass foundry
products, It isn'c known
to what extend chese pro-
ducts are being recycled.

This appears to be a prom-
ising area In which to
Increase recycling.
                                     Copper,  as  an  alloying  element
                                     In  either aluminum or steel  Is
                                     usually  present  In quant it lee
                                     under I  percent.

                                     In  many  caned,  copper containing
                                     alloys are  produced In  relatively
                                     small tonnages.

                                     It  Is practically Impossible Co do
                                     either of the  following:
                                     a)  separate copper from alloy
                                     b)  segregate low copper alloys
                                          from similar alloys  containing
                                          no  copper for the  purposes
                                          of  reusing copper  content.
                                          Result: .copper Is usually
                                          diluted.

                                     This  Is  not a  promising area in
                                     which to Increase the recycling
                                     of  copper.
                                                           1  >5

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                                         49
                              Other Direct Problems






          Other problems that directly reduce the amount of recycling, but which




cannot be measured quantitatively, are those problems caused >w'legislative




action.  They are as follows:




     (1)  Sale of emergency copper stockpile




     (2)  Restrictions on the exportation of certain types of scrap




     (3)  Subsidies allowed to primary industries, but not to recycling




          industries, in the form of ore depletion allowances.






          All of the above actions will decrease, everything else being equal,  the




price for copper scrap.  Since lowered prices might decrease collection and segre-




gation of copper scraps in those areas where it had been economic to do so, a




lowered recovery rate will probably result.

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                                        50
             PROBLEMS THAT DO NOT DIRECTLY REDUCE RECYCLING OF COPPER









         These are problems that might have economic effects on an individual




 company or on the industry, or make operations more difficult.  The economic




 effects, however, are not serious enough to have effect on recycling, but in




 some cases, e.g., air pollution control (see Table 19, page 51), where industry.




 structure is changed somewhat to achieve economies of scale, processing and




 smelting costs are increased somewhat by added investment costs. Those problems




 for copper are:




                            •  Wire insulation removal




                           .••  Declining markets




                            •  Air pollution control




                            •  Public prejudices.




          Table 19 presents these problems along with a discussion of problem




definition, problem magnitude, and problem analysis.




          The solid wastes generated by the copper recycling industry and their




disposal do not appear to be a problem.  Wire and cable insulation, which has been




removed during processing activities, appears in a relatively dense form and is




simply and inexpensively removed from the processor's yard to the landfill by




truck.  Smelter slags also appear in a dense form arid are easily removed to the




disposal site by truck.   These are the only important solid wastes generated by




the copper recycling industry.

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                                         51

   TABLE  19.   IDENTIFICATION AND ANALYSIS OF PROBLEMS WHICH DO NOT DIRECTLY
               REDUCE THE  AMOUNT OF COPPER THAT IS RECYCLED (1)
     Title
     Wire  Insulation
         Removal
      Declining Secondary
        Copper Markets
    __. - '     1.   Most  cable  and wire
                   has been Insulated
                   or covered  with  either
                   lead,  polyethylene, PVC,
                   rubber,  asbestos or
                   paper  and cloth.

               2.   To be  recyclable, the
                   Insulation  must  be
                   removed.

               3.   However,  due  to  strin-
  '                 gency  of air  pollution
PROBLEM           regulations,  processors
DEFINITION         must use  either  Incin-
                   eration  equipment with
                   suitable  pollution abate-
                   ment equipment,  or mech-
                   anical methods such as
                   cable  stripping  or frag-
                   mentizing.

               4.   There  is  a  trend  toward
                   fragmentizing most ord-
                   inary  Insulated wires
                   and separating copper
                   from insulation with air
                   blowers or  other  suit-
                   able techniques.  However,
                   the process is difficult
                   with armored  or greased
                   cables.
                                3.
    Brass/bronze foundries have
    lost the new railroad car
    journal bearing market to
    roller bearings, and the
    repair railroad journal
    segment is expected to
    decline to zero within 10
    to 15 years.  Other brass/
    bronze application markets,
    e.g., plumbing fittings, are
    also expected to see reduc-
    tion in share of market due
    to competition from plastic
    materials.

    Increasing competition from
    aluminum in such areas as
    service drop cable, bus bars,
    and power cable--where less
    serious design constraints
    exist Is expected.   However,
    In some magnet wire applica-
    tions,  e.g., consumer ap-
    pliances --where design is
    more constraining—might be-
    come a future problem.

    Use of some brass mill  pro-
    ducts,  especially those used
   ,in construction,  e.g.,  plumb-
    ing tube,  copper/brass  trim,
    etc., will decline  relative
    to plastics, aluminum,  etc.
              No  significant  effect  on  re-
EFFECT ON       cycling.   Some  economic
RECYCLING       effect  because  of  increased
RATE            investment for  equipment.
                                No significant effect on rate^'of
                                  recycling.  Some effect on
                                  amount of recycling for parti-
                                  cular applications on a long-
                                  term basis.
PROBLEM
ANALYSIS
1.  The stringency of air
    pollution laws is forcing
    processors into higher
    cost equipment.

2.  This is creating need for
    larger processing opera-
    tions  to  justify higher
    cost equipment.

3.  Development of cheaper
    and more versatile  equip-
    ment methods would be of
    great help.
1.   It Is unlikely that contin-
    ued decline of those mar-
    kets where some other
    product has been found
    superior can be slowed or
    averted.

2.   New products and alloys
    should .be developed to utilize
    properties possessed by copper
    compared with its substitutes.
 (1)  Problems adversely affect economics or practice of recycling but the effect
      in terms of amounc cannot  be measured.  This situation is considered' an
      indirect effect.

                                   Material recycled
 (2)  Rate of recyclinn
                             Total  available  to  be  recycled

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 TABLE 19.  IDENTIFICATION AND ANALYSIS OF PROBLEMS WHICH DO  NOT DIRECTLY REDUCE THE
	 AMOUNT_pF_CpPPER TtlAT IS RECYCLED (1)    (Continued)
    Title
                  Air  Pollution Control
                                           Customer Prejudice
PROBLEM
DEFINITION
1.  During melting of brass'-at
    a foundry, ingot -maker, -or
    secondary.smelter, -small
    quantities of zinc and other
    materials are .oxidized and
    .expelled from the"melt as
    flue dust.

2;  Nothing -can be done to solve
    participate pollution by
    melters except by purchasing
    pollution abatement-equip-
    ment .

3.  Efforts to combat this prob-
    lem In many -cases 'may en-
    tail higher'Costs.
                                                     Two charges often made against  the  re-
                                                     cycling  Industry are:  (a)  Recycling
                                                     •materials  Industry  Is often the most
                                                     Important  reason for  fluctuations In
                                                     price of refined copper,  (b)  Users  of
                                                     refined  copper wire bar not made-entirely
                                                     from ore sources sometimes  claim that
                                                     .such material .is inferlot to that made
                                                     entirely from-'ore sources.
               No significant effect on the
 EFFECT ON       amount of copper recycled.
 KKOYCI.1NC       Some economic effect on
 HATE            .smaller foundries because
                 of increased investment cost.
                                   No significant effect on the amount of
                                     copper recycled.  Little or.no economic
                                     effect.
 PRODIil'SM
-ANALYSIS
               1.  This will .probably result
                   in-fewer, but larger found-
                   ries and ingot makers.

               2.  Development of cheaper and
                   better pollution control
                   equipment would be of great
                   help.
                                   1.  Consumers and large producers of copper
                                       find a small secondary copper source
                                      • a convenient target when copper prices
                                      . are rising.  Swings in refined or other
                                       copper prices are not primarily due to the
                                       .recycling Industry, but due  to a combin-.
                                       at ton of causes.  Some of these are:
                                       sharp increases/decreases in demand by
                                       .copper users, sharp decreases/increases
                                       in supply by all copper suppliers Including
                                       changes in governmental stockpile levels.
                                                  3.
                                       •Consumers  find a small secondary copper
                                       source a convenient target when they have
                                       processing difficulties.  Refined copper
                                       wire bar made'to specification from some
                                       scrap sources is equivalent to that made
                                       completely from ore In price and maxi-
                                       mum Impurity -levels.  Yet, many consumers
                                       of copper will purchase refined copper
                                       'made only  from ore sources.

                                       Making secondary copper products equiva-
                                       lent to primary copper products in
                                       reputation, in addition to specification,
                                       •would be of great help. .

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                                         52
                 COURSES OF ACTION CONCERNING RECYCLING OF COPPER



           In this section, the problems delineated in the above analysis are

 evaluated to determine priorities, and recommended courses of action are made to

 help solve or reduce these problems - with the emphasis on increasing recycling

 of copper in order to reduce solid waste problems.


                            Selection of Opportunities


           In order to identify those problems that have the highest priority for

 attention, evaluations based on several criteria were made on the problems

 identified.*  See Table 20.  The highest total scores, then, indicate the problems

 of highest importance.  As shown, the following problem subjects are the most

 significant:  copper wire and tube, magnet wire, and other brass.


         TABLE 20.   EVALUATION OF PROBLEMS INVOLVED IN RECYCLING OF COPPER
Criteria and Scores





Copper Wire and Tube
Magnet Wire
Cartridge Brass
Other Brass, nee.
Legislative Problems

Solution of
Problem Will
Improve Environment
(10)
10
10
2
10
3
Wire Insulation Removal 3
Declining Markets
Air Pollution Control
Public Prejudices
0
7
0
Solution of
Problem Will
Conserve Natural
Resources
(5)
5
5
5
5
4
1
0
0
0


Ease of
Solution
(5)
2
2
5
2
5
5
5
5
5


Total
Scores

17
17
12
17
12
9
5
12
5
Notes:  (1) First criteria is considered most important and is assigned max score
            of 10.
        (2) Other two criteria are considered less important and are assigned max
            scores of 5 each.
        (3) The higher the total score, the more attractive the problem is for
            further action.
*    One  problem,  copper  additives, was not  evaluated  for  the  following  reason:
     collection of copper used  in  small quantities  in  steel, aluminum, chemicals,  and
     other  products for recycling  beyond  an  unforeseen development  seems  impossible.

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                                       53
                               Recommended: Act ions


          In the above, a'J.1 problems were separated into the- following categories:

     (1)  High priority for action

     (2)  Low priority for action

     (3)  Not worthy of further consideration.

          Highest priority ideas are those which are so important that the public,

in addition to the copper/copper recycling industry, would Have interest  in     \

their solution.  Consequently, these problems are important eh'ough  to be  acted

upon by EPA.  These problems with their recommended actions are shown in  Table  21.

          Low priority ideas are those that are important for the recycling  indus-

try to solve, but which aren't important enough for full-scale participation by.

the public.  Consequently, these problems a-ren't felt to be important enough to
                                                                                . N
be acted upon by EPA.  These problems with' their recommended' actions are  shown  in

Table 22.

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                                                             54
                             TABLE 21.   RF.fOMMKNDF.D ACTION, HIGH PRIORITY COPl'EK PROULEMS
  Title
Copper Wire and Tube
                                     Copper Magnet Wire
                                                                                           Brass Products
ACTIONS
RECOMMENDED
  R&D should be undertaken to  1.
  develop economical techniques
  and technology for the mech-
  anical separation of copper
  wire and tube from aluminum,
  steel, plastics, and in-
  sulations of various kinds.
                                     R&D  should be undertaken
                                     to develop an economic
                                     process  for recovery of
                                     copper magnet wire  from
                                     small motors.
1.   An investigation should
    be undertaken to deter-
    mine why 496,500 short
    tons of copper contained
    in brass products were
    not recycled  in  1969.
BY WHOM
        (D(2)(3)
       EPA/NASMI
                                        EPA/NASMI
      EPA/NASMI
1.  NASMI form a committee of    1.
    three copper smelters and
    three major scrap pro-
    cessors.

2.  Committee discuss problem    2.
    with several of each of
    the following:
    •  electric utilities
    •  cable manufacturers
    •  manufacturers of:
         consumer durables
         and durable goods
         that employ copper
         wire and tube.          3.

3.  Survey the following
    organizations to find out
    where copper wire.and.
    tube are going when
    discarded:
    •  scrap processors
    o  building dismantlers
    •  secondary smelters
    •  municipal waste           4.
         handlers.

4.  Analyze the results of
    2 and 3 above to deter-
    mine If recycle rate is
    Indeed low; If so,
    analyze how to               5.
    Increase it.

5.  Take appropriate actions
    on feasible ideas gener-
    ated by analysis.
                                                        NASMI  form a  committee of
                                                        three  copper  smelteis and
                                                        three  major scrap pro-
                                                        cessors.

                                                        Committee discuss problem
                                                        with several  of each of
                                                        the following companies:
                                                        •  manufacturers of
                                                             fractional horse-
                                                             power motors
                                                        •  manufacturers of
                                                             magnet wire.

                                                        Survey the following
                                                        organizations to find out
                                                        where  magnet  wire products
                                                        are going when discarded.
                                                        •  scrap processors
                                                        •  secondary  smelters
                                                        •  municipal waste
                                                             handlers
                                                        •  other.

                                                        Analyze the results
                                                        of 2 and 3 above to
                                                        determine if  recycle
                                                        rate Is indeed low;
                                                        if so,  analyze how to
                                                        increase it.

                                                        Take appropriate
                                                        actions on feasible
                                                        Ideas  generated by
                                                        analysis.
                                                                 1.   NASMI  form a  committee cE
                                                                     two copper smelters,
                                                                     two major  scrap prccesscrs,
                                                                     and two  ingot makers.

                                                                 2.   Committee  analyze why  there
                                                                     Is  a low recycle rate  for
                                                                     brass  products.

                                                                 3.   Committee  discuss problem
                                                                     with U.S.  Bureau of Mir.is,
                                                                     Department of Commerce,
                                                                     and  Copper Development
                                                                     Association to find pos-
                                                                     sible  reporting errors.

                                                                 4.   Committee  discuss problem
                                                                     with original equipment
                                                                     manufacturers and other
                                                                     final  users of brass
                                                                     products to find out where
                                                                     and  how much brass goes into
                                                                     various major markets.

                                                                 5.   Survey the following or-
                                                                     ganizations to find out
                                                                     where  brass products ar=
                                                                     going  when discarded:
                                                                     •   scrap processors
                                                                     •   secondary smelters
                                                                     •  municipal waste handlers
                                                                     •   other.

                                                                 6.   Analyze  the results of 3,
                                                                     4,  and 5 above to determine
                                                                     If  recycle rate Is indeed
                                                                     low, and If it is, how to
                                                                     Increase it.

                                                                 7.   Take appropriate actions
                                                                     on  feasible ideas generated
                                                                     by analysis.
Notes:    *  Except copper magnet wire.
         **  Except the following:
               (a)  cartridge brass
               (b)  unalloyed copper wire and tube.
        (1)  The responsibility for recommended actions shown in this table are based on importance of the
             action, benefit to the taxpayers, and opportunities for NASMI.  They are the best judgments of Battille.
        (2)  Recommended actions were distributed between high priority and lower priority based on the
             evaluation with three criteria.
        (3)  It Is suggested that NASMI continue its leading role in recycling, recognizing that other organizations
             such as the Bureau of Mines, Department of Commerce, Council of Environmental Quality, HEW Office o:
             Information, and State. Local, and Federal Legislatures must be involved.

                                                             loO

-------
                                      55
            TABLE 22.  RECOMMENDED ACTIONS, LOWER PRIORITY PROBLEMS
  Title
                         Cartridge Brass
                                               Legislative Problems
                      An investigation should be
                   made.Find out why 76,000 short
ACTIONS            tons  of  copper contained in
RECOMMENDED        cartridge brass were not re-
                   cycled in 1969.  A good
                   portion  of this may be ex-
                   plainable by errors of
                   reporting; or by^exports of
                   co'pper cbntaine'd in cartridge
                   brass  fronT-Sou'theast Asia'
                   to countries other than the
                   United States.
                                                An investigation should
                                             be Initiated to determine
                                             what steps can be taken to
                                             amend various legislation
                                             practice's which aren.'t In
                                             the best interest .of'.the
                                             recycling Industry' and the
                                             public. .These problems are:
                                              •" SaieT of emeTrgency
                                                   stockpiles
                                              •  Restrictions on th'e expor-
                                                   tation, of certain types
                                            	of  scrap.	
BY WHOM
        (D(2)(3)
                              NASMI
                                                               NASHI
 RECOMMENDED
 STEPS
            1.  Form a committee.              1,
               representing.  •  ;        .
                •' major scrap processors and
                • major export/import
                  dealers

            2.   Committee analyze "why] there   2,
                is, a" low recycle".rater for
                obsolete cartridge brass.
                                                        Form a committee
                                                        representing
                                                         •' NASMI,
                                                            ...•••-•*
                                                            major scrap processors,
                                                            and smelters.
                    3.   Committee discus's/ this probV
                        tern  with U.S. BureW of Mines",*"
                        Department 'of Commerce", •Depart-
                        ment, of .Defense,  arid Copper
                        Development Association.

                    ^   Committee ^dlYcuss .this orotr-
                        1 em .with; several  of e'ach of
                        thejfollowlng:   .       .
                        •  Brass mills
                        •'  Cartridge and artillery
                             shell producers
Inform^p'eYtinent  >
adaaitteis^lH Congress on
the';'e'ffects" of. various
legislation' on' the'
recycling; of copper
materials.
   (1)


   (2)

   (3)
The responsibility,  for  recommended actions shown in this table are based
on importance of the  action,  benefit  to the taxpayers, and opportunities
fbr'NASMI,.  They are  the best judgments of Battelle.
Recommended actions were distributed  between high priority and lower
priority based on the evaluation with three criteria.
It is suggested that NASMI  continue its .leading role in recycling,
recognizing that other  organizations  such as the Bureau of Mines,
Department of Commerce, Council of Environmental Qual'lty, HEW Office
of Information, and State,  Local,  and Federal Legislatures must be
involved.
                                       lol
                                                                                                                                           55a

                                                                                                   TABLE 22.  RECOMMENDED ACTIONS. LOWER PRIORITY PROBLEMS (Continued)
                                                                                                       Title
                                                                                                                         Wire  Insulation Removal
                                                                                                                                                        Declining Markets
                                           ACTIONS
                                           RECOMMENDED
                      A'n Investigation should
                   be undertaken to develop
                  :more effective methods of
                   wire Insulation removal.
      Continue R&D  efforts' and
   Initiate additional programs
   to find new uses for copper
   and brass  products.
                                                                                                     BY^WHCfcT
                                                                                                                                   NASMI
                                                                                                                                              NASMI/COPPER DEVELOPMENT .ASSOCIATION/
                                                                                                                                                BRASS & BRONZE  INGOT  INSTITUTE,
                                                                                                                                                       PRIMARY  PRODUCERS
                   1.  Form a committee
                       of major scrap pro-
                       cessors.

                   2.  Committee'analyze pr'e's-
RECOMMENDED            erit methods and problems
STEPS                  of removing insulation.

                   3.  Committee Investigate'
                       methods and processes
                       for removing armored
                       steel  and grease, etc.,
                       from cable.

                   4.  If no  acceptable' methods
                       a're" found', determine  If
                 .it Is .feasible .to. carry.on^ R&D
                       to" fimf out'Vcohbmlc .metnoas
                      .to remove the above.
1.  All interested organizations
    cooperate in R&D programs
    to promote continued use of
  .  copper a'nd develop new'.
    applIca'tions,' supplementing
    efforts of c'opp'er and copper
    alloy producers.

-------
                                55b
TABLE 22.  RECOMMENDED ACTIONS, LOWER PRIORITY PROBLEMS (Continued)
Title Air Pollution Control
An investigation should
be undertaken to determine
ACTIONS the best present pollution
RECOMMENDED abatement methods, and to
find improved, cheaper methods.
NASMI/ INGOT MAKERS
BY WHOM AND SECONDARY SMELTERS
1. Set up a com-
mittee of:
• ingot makers and '
• secondary smelters..
RECOMMENDED 2. Committee analyze pres-
STEPS ent pollution abatement
practices of industries
with problems similar
to it.
3. Committee should obtain
advice from proninent
pollution control equipment
manufacturers concerning
suitable equipment and cost.
Customer Prejudices
A campaign should be
undertaken to inform copper
users of quality of
secondary copper.

NASMI
1. Continue general publicity
and educational program?
including sponsorship of
technical seminars.
2. Start advertising and
educational program to
publicize recycling of
copper.






                    APPEHDIX A


            MAJOR PRODUCERS OF COPPER



     TABLE  A-l.   U.S.  COPPER REFINERY CAPACITY

(Annual capacity at  end  of  1969 in tons  of  2,000 Ib)
Electrolytic
The Anaconda Company
Great Falls, Montana

Asarco
Baltimore, Maryland
Perth Amboy, New Jersey
Tacoma, Washington

Cerro Copper & Brass -
Div. of Cerro Corp.
St. Louis, Missouri

Inspiration Consolida-
ted Copper
Inspiration, Arizona

International Smelting
and Refining Co.
Raritan, Perth Amboy,
New Jersey

Kennecott Copper Corp.
Garfield, Utah
Kennecott Refining Corp.
Anne Arundel County,
Mary land
Phelps Dodge Refining Corp.
El Paso, Texas
Laurel Hill, Long Island,
New York

United States Metals
Refining Co.


190,000


318,000
168,000
156,000



44,000



70,000




150,000


186,000


276,000

420,000

155,000



Lake and Fire Refining
Calumet & Hecla Corp.
Universal Oil Products Company
Hubbell, Michigan

Kennecott Copper Corp.
Hurley, New Mexico

Phelps Dodge Refining Corp.
El Paso, Texas
Laurel Hill, Long Island, New York

Quincy Mining Co.
Hancock, Michigan

United States Metals Refining Co.
Carteret, New Jersey, a subsi-
diary of American Metal Climax,
Inc.

White Pine Copper Co.
White Pine, Michigan

TOTAL LAKE AND FIRE REFINED

TOTAL REFINED COPPER CAPACITY


Casting Capacity

(1) Electrolytic (including
scrap)

(2) Lake



30,000


103,000


25,000
20,000


15,000




85,000


90,000

368,000

2,676,000





2,380,000

135,000
                                                                                         Carteret,  New Jersey,  a
                                                                                          subsidiary  of
                                                                                          American  Metal
                                                                                          Climax, Inc.             175.000

                                                                                          TOTAL TANK.  CAPACITY    2,308,000
(3)   Fire refining (in addition
     to capacity reported under
     Item 1)
                                                                 208,000
                                 It, 3

-------
                                   A-2
                TABLE A-2.  PRINCIPAL COPPER  FABRICATORS
                           CAPTIVE FABRICATORS
                               Brass Mills

Chase.Brass andjCopper
The Okonite. Company - • • „   ,   —      ^
The'Anaconda American Brass Corporation
Phelps Dodge Copper Products Corporation
Calumet & Hecla-Wolyerine Tube Division
C. G. Hussey & Company, Division of
  Cooper Range Company
Sew Haven Copper Company
Cerro Copper & Brass Company, Division of
  Cerro Corporation
                                                      Kennecott Corporation
                                                      Kennecptt Corporation
                                                      The Anaconda' Company
                                                      Phelps. Dodge,
                                                      Calumet & Hec-la

                                                      Cooper Range
                                                      Tennessee Corporation

                                                      Cerro Corporation
                                     -•   -v_
                               Wire'Mills
Ana'cbnda. Wire. and Cable     .  .
Cycle Wire, and "Cable Corporation
Katfield Wire and Cable Division
                                                      Anaconda  Company
                                                      Cerro Corporation
                                                      Continental  Copper  and
                                                         Steel Industries, Inc.
                                       -.    ,,
                             INTERDEPENDENTS
           Brass Mills
Bohn.Aluminum & Brass Corporation
Bridgeport Brass Company, Division  of
  National Distillers &  Chemical Corporation
Bridgeport Rolling Mills Company
The Bristol Brass Corporation
Chicago Extruded Metals  Company  .
DatVo.it. .Gasket^s, Manufacturing" Company
The Electric Materials Company
International Silver Company
Miller Company  .
Mueller Brass Company, ...
Sew England Brass Company      t.
Olin Mathieson Chemical'  Corporation
H. K. Porter Company, Inc., Riverside-Alloy
  Metal Division
Reading Tube Company,
   Division Reading Industries
Scovill Manufacturing Company
Triangle Conduit & Cable Company,  Inc.
U.S. Mint  Service
Volco Brass & Copper Company
Western Electric Company,  Inc.
                                                           Wire 'Mil Is

                                                      Rod's, 'Inc.
                                                      Rome Cable .Corporation
                                                      Triangle Conduit &
                                                        Cable Company, Inc.
                                                      Western Electric Company,
                                                        Inc.

-------
                                   APPENDIX B
                          END USES FOR COPPER PRODUCTS









          Table B-l shows consumption of brass mill products by type of alloy and




product form.  Note that copper forms have consistently averaged from 35 to 40




percent of total consumption.




          Table B-2 shows the final uses for brass mill shipments irrespective of




alloy for 1965 and 1969.  Most end uses have retained their market segments.  How-




ever, building product uses have declined somewhat from 29.7 percent of the total




in 1965 to 23.5 percent in 1969.




          Table B-3 gives consumption of wire mill products by end-use markets.




communications wire and cable, magnet wire, and building/transportation wire and




cable represent the largest markets for copper wire mill products.  Total copper




wire markets have increased from 760 thousand short tons in 1960 to 1,294 thousand




short tons in 1969.




          Tables B-4 and B-5 give consumption of various types of copper foundry




products and powder products by type.  Although foundry products are shown to have




increased in the past ten years, the markets for foundry products have not grown




since a high of approximately 600 thousand short tons, gross metal weight, was




achieved in  1951.  Consumption of copper powder products increased rapidly from




1960 to 1965 but remained essentially constant thereafter.
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-------
                                  B-3
        TABLE B-2.  FINAL USES FOR BRASS MILL PRODUCT SHIPMENTS.
Final Uses
Building products .
Automotive and other
transportation
Consumer's goods
(include coinage)
Fasteners and fastenings
19
Quantity
Thousand S.T.'
442.1 ;
254.5 '
125.0
77.4 ;•
Air conditioning, refrigeration,
and appliances 105.7 !
Electrical goods ' 212.9 i
Machinery and industrial
equipment
Military
Export
221.8 :
43.2 i
t
' 6.0 '
55
Percent
29.7
17.1
8.4
5.2
7.1
14.3
14. '9
2.9
0.4
19
.Quantity
Thousand S.T .•
365.4
228:6
116.6
57.5
136.8
i
208.4
228.6
206.8
6.2
&9
Percent
23.5
14.7
7.5
3.7
8.8
13.4
14.7
13.3
0.4
Total
                              1,488.6    100.0
1,554.9   100.0
Source:  Copper Development Association estimates. .
         Ba'ttelle estimates.
         U.S. Department of Commerce, Business and Defense Services,
           Administration, Copper Report.
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                                                                                                                   B-6
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                                                                                                TABLE B-5.  CONSUMPTION OF  POWDER PRODUCTS






                                                                                                 (total metal weight,  thousand  short  tons)
                                        H

                                        H<


                                        O
Product
Granular
Flake
Total
1960
16.5
3.0
19.5
1965
28.5
2.5
31.0
1966
30.0
3.5
33.5
1967
25.0
3.0
28.0
1968
28.5
3.0
31.5
1969
29.0
3.0
32.0
                                                                                   Source:   Copper  Development  Association,  Annual Data 1970.
                s-a
                                                                                                                    1V1

-------
                                                                                                         ill

                                                                                                  ' TABLE OF CONTENTS

                                                                                                                                                Page

                                                                   SUMMARY	    vii

                                                                        The Lead Recycling Industry.	    vii
                                                                        Problems of Lead Recycling	viii
                                                                        Recommendations. 	    xii

                                                                   INTRODUCTION	      1
  VOLUME IV                                                    ...                                    .
                                                                        Background	      1
                                                                        Objectives	  .      2
LEAD REPORT                                                        Scope	      3
                                                                        Research Methods 	  	      3
                                                                             Literature- Search  ;  . .  .  ;	      3
                                                                             Extensive  Survey		      4
                                                                             In-depth Survey 	      4
                                                                             Analysis and Synthesis	      5

                                                                   THE LEAD INDUSTRY	      7

                                                                        Characteristics of Lead	•....	      7
                                                                             Pig Lead	      7
                                                                             Anticocial Lead	      8
                                                                             Miscellaneous Lead-Base  Alloys	      9
                                                                             Lead Oxides, Pigments, and Chemicals	      9
                                                                        Characteristics of the-Lead Industry	     10
                                                                             Materials  Sources  ..........  	     10
                                                                             Materials  Flow.	     11
                                                                             Lead Producers	     11
                                                                        Markets for Lead	     14
                                                                             Lead Use Pattern	     15
                                                                             Secondary  Lead Markets	     15
                                                                        Market Outlook  ......  	     15

                                                                   THE LEAD RECYCLING INDUSTRY	     18

                                                                      .  Characteristics of Recycled Lead	     18
                                                                             Secondary  Lead	     18 ..
                                                                             Scrap  and  Drosses	   18
                                                                        Characteristics of the Lead Recycling Industry	     19
                                                                             Materials  Spurces ..-.•.  ...		..• .     21
                                                                        Recycled Lead Markets.	,.     22
                                                                             Use Patterns	     23
                                                                        Industry Data	     24
                                                                        Materials Flow  Pattern  for Lead Recycling	:*.•-•  •     26
                                                                        Demand/Supply Analysis  	     29
                                                                             Demand. ......  	     29
                                                                             Supply	•	     29
                                                                             Denar.d/Supply Balance	     30
                                                                             Effect on  Lead Industry	     30a

-------
               iv
TABLE OF CONTENTS (Continued)
                                                                                                TABLE OF CONTENTS (Continued)

LEAD SCRAP RECYCLING PROBLEMS 	 	





LEAD RECYCLING INDUSTRY PROBLEMS 	
COURSES OF ACTION CONCERNING THE RECYCLING OF LEAD 	






APPENDIX A
LEAD MARKETS 	
APPENDIX B
LEAD RECYCLING INDUSTRY DATA FROM EXTENSIVE SURVEY 	

LIST OF TABLES
TABLE I. IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING LEAD
THAT WAS NOT RECYCLED IN 1969 	 	
TABLE II. IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT DIRECTLY
REDUCE THE AMOUNT OF LEAD THAT IS RECYCLED 	
TABLE III. RECOMMENDED ACTIONS, HIGH PRIORITY LEAD RECYCLING PROBLEMS . .
TABLE IV. RECOMMENDED ACTIONS, LOWER PRIORITY LEAD RECYCLING PROBLEMS. .


TABLE 3. GENERAL STATISTICS FOR LEAD ESTABLISHMENTS, 1967 	
TABLE 4. LEAD CONSUMPTION BY TYPE OF METAL, U.S., 1969 	
Page
31
31
31
34
34
35
36
39
39
40
42
44
44

A-l
B-l


X
x-
xiii
xlv
8
9
13
15




TABLE 5.

TABLE 6.
TABLE 7.
TABLE 8.
TABLE 9.

TABLE 10.

TABLE 11.
TABLE 12.
TABLE 13.
TABLE 14.
TABLE 15.
TABLE 16.
TABLE Al.
TABLE A- 2.
TABLE A- 3.
TABLE A-4.
TABLE A-5.
TABLE A- 6.

TABLE A-7.


LIST OF TABLES (Continued)



LEAD CONSUMPTION IN THE U.S., BY PRODUCTS 	

GRADES OF LEAD SCRAP AND DROSSES 	
CONSUMPTION OF LEAD SCRAP BY TYPE, 1969 	
LEAD SCRAP PRICES, 1969 	
RECYCLED LEAD PRODUCTION, 1960-1969 	

CONSUMPTION OF SECONDARY LEAD BY USE, 1969 	

LEAD SCRAP RECYCLING, 1969 	
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING LEAD
THAT WAS NOT RECYCLED IN 1969 	 	 	
IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT DIRECTLY
REDUCE THE AMOUNT OF LEAD THAT IS RECYCLED
EVALUATION OF TEN PROBLEMS RELATED TO RECYCLING OF LEAD. . . .
RECOMMENDED ACTIONS, HIGH PRIORITY LEAD RECYCLING PROBLEMS . .
RECOMMENDED ACTIONS, LOWER PRIORITY LEAD RECYCLING PROBLEMS. .
UNITED STATES CONSUMPTION OF LEAD 	
SHIPMENTS OF BATTERIES, U.S. MANUFACTURERS, BY USE CATEGORY,
PERCENT 1966-1968 AVERAGE 	
AVERAGE BATTERY LIV5, 1949-1968 	
BATTERIES PRODUCED PER TON OF LEAD CONSUMED, 1946-1968 ....
CONSUMPTION OF LEAD IN THE PRODUCTION OF TETRAETHYL LEAD,
1964-1969 	
U.S. CONSUMPTION OF LEAD AS OXIDES, PIGMENTS, AND CHEMICALS,
EXCEPT BATTERIES AND TETRAETHYL LEAD 	

DISTRIBUTION OF WHITE LEAD (DRY AND IN OIL), LITHARGE, ANT)
RED LEAD SHIPMENTS BY INDUSTRIES 1969 	




Pace

16

20
21
22
22

23

27
33
37
41
43
45
A-l
A- 2
A-3
A-4
A-4
A-5

A-6



-------
                                        vl
                           TABLE OF CONTENTS  (Continued)


                            LIST OF TABLES  (Continued)
                                                                          Page
 TABLE B-l.  SECONDARY MATERIALS INDUSTRY—AVERAGE BUSINESS
             STATISTICS FOR LEAD	   B-l

 TABLE B-2.  AVERAGE SIZE OF LEAD SCRAP PROCESSORS, ANNUAL TONS,
             BY REGION	'	   B-l

 TABLE B-3.  AVERAGE SIZE OF SECONDARY LEAD • SMELTERS, ANNUAL TONS,
             BY REGION	'	; . .  .  .   B-2


                                 LIST OF FIGURES

 FIGURE   I.  SCRAP/SECONDARY LEAD FLOW,  1969	    lx

 FIGURE   1.  MATERIALS  FLOW  BALANCE,  LEAD,  1969	•	    12

 FIGURE   2.  LEAD  CONSUMPTION, U.S.,  1945-1969	    14

FIGURE 2-A. MONTHLY AVERAGE LEAD PRICES AT NEW YORK AND LONDON,
            1960-1969  ....-.........-..:.'..	    14b

FIGURE    3. AVERAGE SIZE IN TONS PER YEAR OF LEAD OF  (1) LEAD SCRAP
            PROCESSORS, AND  (2) LEAD SMELTERS', BY REGION, 1969. •'.-...    25

FIGURE "  4. SCRAP/SECONDARY LEAD FLOW, 1969	    28

FIGURE A-l. TOTAL LEAD USED BY BATTERY MANUFACTURERS.  .	   A-2

FIGURE A-2. LEAD OXIDE MADE BY BATTERY MANUFACTURERS	   A-3
                                     176
                                       Til

                                    SUMMARY



          Lead, because of its relative inertness in metallic form, is seldom

lost, and it is valuable enough so that industry has always sought to recover

it.  Consequently, its recycling record is rather good with about 49 percent of

total U.S. lead production in 1969 being recycled lead.  However, according to

Battelle-Columbus estimates, 821,000 tons or almost 60 percent of the lead

theoretically available for recycling in 1969 is not recycled.  It is possible

that solution of problems identified during the study could -mean that about an

additional 250,000 tons of lead could be recycled.
The Lead Recycling Industry
                           (1)
          The lead recycling industry takes scrapped lead from the point of
                              (2)   .
scrappage to a point of reuse.-    The functions include buying and selling, physical

movement, and change of form of the lead.  The scrap materials are old batteries,

other old lead and lead alloys, and lead drosses from melting operations.   The

recycled lead that is the output of the industry covers a range of types and puri-

ties of lead and lead alloys of which some are equivalent ir. characteristics and

uses to primary lead.

          The importance of recycled lead in the total lead carket is shown by

1969 supply data for lead:
                                                                                                             Lead Source

                                                                                                           Domestic ore

                                                                                                           Imported Ore

                                                                                                           Imported Metal

                                                                                                           Recycled Lead

                                                                                                           U.S. Stockpile

                                                                                                                TOTAL
                                   Short Ions of Lead

                                         515,000 '

                                         125,000

                                         285,000

                                         605,000

                                          15.000
Percent of Total
.  " - V,*. .' '  ' ' ~"'~
                                                                                                                                        1,545,000
       34

        8

       18-

       39

      	!_

      100
(1)  Hone scrap is not Included in this report.
(2)  For a discussion of the functions of the recycling industry, see Vol. 1,
     General Report.

-------
                                      vlil
         • Figure 1  summarizes data concerning the recycling of lead for the year




1969.  The quantities of lead that were calculated to be available for recycling




in 1969 are shown at the left (light shading).  The quantities not recycled are




shown next (dark shading).   No tetraethyl lead or lead oxides are recycled because




the nature of these applications makes recovery nearly impossible.  Most solder




and ammunition are not recycled for the same reason.




          The lead that is recycled is shown in the unshaded portions.  It is




apparent that large quantities of lead are being recycled from several sources.




This recycled lead is then being marketed for several applications as shown on




the right of Figure I.  Overall, the recycling of lead is highly successful, yet




only 42 percent of the amount theoretically available is being recycled.






Problems of Lead Recycling






          The problems of lead recycling are of two types:  (1) those that dir-




ectly reduce the recycling of lead, and (2) those that do not directly reduce the




recycling of lead.  Those in the first category are problems that reduce




recycling in measurable quantities.  Those in the second are problems that




adversely affect economics or practices of recycling but the effect in terms of




amounts of lead can not be measured.



          Table I describes  the problem situation for each of the five itiajor scrap




sources and the extent to which lead was not recycled in 1969 in each case.  The




relative degree of recycling shown  is based on a Battelle estimate of the amount




of  scrap of each type theoretically available for recycling that year.



          Table II presents  the five problems that do not directly reduce  the  re-




cycling of lead.  The first  two are market problems and the other three are




operating problems of the recycling industry.

-------
27I.OOO;
                                  SSS.OOO
                        Notes: (II All quantities in
                                short tons of lead
                             (2) Home scrap not included ^
                             (3) Estimoted 25% of scn/p
                                by-posses processors,
                                dealers, and brokers
                                                           Batteries
                                                              4OO.OOO
                                       Bearings
                                       13.000
100.000  38.000
l,406,000!j; 821,0001::
            "*'*8*
j Available
•; Lead, in •
::::Scrop:::
      585.0OO.
      Recycled
(15% Prompt Industrial
85% Obsolete)
                                                               Secondary
                                                              Lead markets
         FIGURE I   SCRAP/SECONDARY LEAD FLOW, 1969

-------
                                    TABLE I    IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING  LEAD THAT WAS NOT RECYCLED IN 1969
                                                             Scrap Categories Where Sorae Lead Was Not Recycled
                           Batterv Lead
                                                         Lead  Cable  Sheathing
                                                                                                                               Bearing Lead
                                                                                                                                         _OtAer  Obsolete  If si
 PROBLEM
DEFINITION
1. Antimonial lead is used for_
   structural and electrical
   parts of lead-acid storage
   batteries.

2. Lead oxides (usually produced
   by the battery manufacturers)
   are used for active materials
   on battery electrodes.

3. A typical automotive battery
   contains 10 Ibs of antimonial
   lead and 10 Ibs of lead
   oxides when manufactured.

4. Automotive battery sales are
   based on a trade-in allowance
   for the old batteries.
                 5. Thus, most worn out batteries
                    are collected bv sellers of
                                                   I.  Lead, because  of  its  corrosioni
                                                      resistance,  is used to  sheath
                                                      underground  power and commu-
                                                      nications  cables.              -,
2. Polyethylene and other
   elastomeric sheathings have
   been developed that have
   economic advantages over
   lead.

3. Consumption of lead for
   cable sheathing has de-
   creased to about 25Z of
   what it once was.

4. At the end of their
   service lives, lead-
   sheathed cables are
   sold aa scrap.
  Tin-lead mixtures arc <-omnion-  1.
  ly used as solders.

  Cost of solders is decreased
  by increasing the lead content. 2.

  High-lead solders are common-
  ly used for auto body and
  radiator use, cans, and other
  non-critical applications.

  In most uses, the  lead be-     3.
  comes  intimately attached in
  small  quantities to much lar-
  ger  quantities  of  other
  materials  (copper, steel).
                                 4.
  At the end of the  useful
  lives  of soldered  products,
  method of disposal depends
  on value of materials other    5
  than the solder.
                                                                      Lead-base alloys are often
                                                                      used as bearing surfaces
                                                                      for rotating parts .
                                 1. Considerable lead is used for
                                    its corrosion resistance in
                                    pipe, fittings, and sheet.
  Such bearings are used where   2.
  the lower friction of rolling
  type bearing is not needed,
  or where cost or environnental 3.
  factors rule against rolling-
  type bearings.
                                 4.
  Lead  is a small constituent
  of a much larger system  of
  other materials in bearing     5.
  uses.

  Disposal of  smaller  lead bear-
  ings depends generally on
  the other materials.           6.

  Disposal of  larger  lead  bear-
  Some  lead  is used  in  foil
  and collapsible  tubes.

  Considerable  lead  is  used
  as caulking material.

  Some  lead  is  used  in  weights
  and ballasts.

  Some  lead  is  used  for several
  minor uses such  as in terne
  metal,  electric  plating,
  annealing, and galvanizing.

  Disposal toethods vary widely
  depending  on  use and  location
  at  the end of the  product's
  useful life.

TONS OF LEAD
221 RECYCLED 135.000
7. OF AVAILABLE
LEAD NOT RECYCLED . 28


98,000

75


56 000 23,000 38,000

06 70 38
 PROBLEM
 ANALYSIS
1. Most worn-out batteries are
   collected in economically re-
   cyclable quantities as a
   result of marketing practices
   for new batteries.

2. The recycling industry is set
   up to recycle battery lead
   effectively.

3. Logic and industry opinion
   would indicate that only a
   few 7. of battery lead should
   not be recycled.

4. Yet 281 la not recycled.

5. This is a promising area in
   which to increase recycling
   of lead.
1. After an average service life
   of 40 years, lead-sheathed
   cable is nearly 10G7, sold as
   scrap according to electric
   utilities and phone companies
   that use it.

2. Nearly all this lead is econ-
   omically recoverable once it
   enters the recycling industry.

3. Thus only a few 7. should
   not be recycled.

4. Yet 757. is not recycled.

5. This is a promising area in
   which to increase recy-
   cling of lead.
1. In most cases, lead in
   solder ends its service life
   as minute quantities of lead
   bonded to other metals.

2. Thus, collection of this lead
   for recycling usually is inci1
   dental to collection of
   the other metals to which
   the lead is attached.

3. In most cases, economics
   dictate that  the lead not
   be separated  from these
   other materials.

4. In some cases it is separa-
   ted and recovered as lead,
   especially when the tin
   content of the solder can be
   recovered as  tin.

5. This  is an area that has
   some  promise  for Increasing
   the recycling of lead.
1. Much bearing lead is dis-
   posed of as part of a
   system that is primarily
   nu-de of other aetals. (For
   exb-nple, it does not pay to
   disassemble an auto engine
   for the small amount of
   lead in the bearings.)

2. When bearings are large and
   easily accessible, lead is
   often separated and re-
   cycled .

3. This area is not promising
   for increased recycling of
   lead.
1. Sooe of this lead (for
   example, foil, collapsible
   tubes, terne netal) is
   in forms or locations
   that make recycling
   difficult.

2. Some is easily recyclable
   (such as weights and
   ballasts, pipe and fittings,
   sheet).

3. Other (caulking, annealing)
   is marginal as to the econ-
   omics of recycling and
   depends on specific cases.

4. Overall, the recycle rate
   is relatively high.

5. This area has licited possi-
   bilities for increased
   recycling of lead.

-------
                                                   TABLE II.  IDDrTlFICATlOli'A10>;JUULT8lS OF »IDBU» TBaT 00 HOT DIKECTLY UOliCC
                                                             THE MOUNT 07 LEAD'THAT IS ftZCTCLED
*••' •" - - -.-.- ..«
s
. .' Definition ;
"*•••- ^ 1



1



1


. ' • -i
' • ; Effect on .
• ... tecyel* tale
".'' ' ' i
• • . •.-. S

Analysis '

" - :






.{
t'-
\:


--. -v-:;vV- •-
' Market/ V , lf
l.,The tetra'cthyl lead . '
- "Barker, 'sreaent Is i
expected to decline •
to zero within 10 year*. •'
.2. .Cable sheathing, -typ'e
-metal; and caulking lead
/markets are expected ~to •
continue to decline
'slowly in 'the future. *
3. Overall, growth of m i
-conventional Market* for *
lead vtll be very sasjll" '
*ln tb*' 'future ' "r
• \
\ '-
;*
-'



Sew* preseur* on economies
.of, recycling but no algnifi-. '
caot effect on quantities of •
lead thai will be recycled.
... . ' - . • _ |
1. it la unlikely that 'd>- .;
".cline of tctraeth'yl. lead - ""
. \ market ''eefBtent can be . . -
'prevented In face -of
..government pressure, and
policies of auto, manu- . .
facturera * oil conpanles.
2. It. Is unlikely that contln-
,ued decline of SOBC other, •
•arket Yegnentc. can be pre-
• -'vented where plastic* and
o'tber lute rials, have per- •
. fonunce and economic . •
•• advantages over lead. . -;

3. Prorotlon/and 'develb'pWnt -
', Vfforts atibuld be^concen- |
't rated "on 'oarket *egne'nts \:
vhere lead has advantages.'
4.1 Also, nev\u>es and .new t
t -a'l loVs' ;OT;' f ab /iVa* t ion c'^f'.
.'d-ethod* a'^buld 'be.- 'developed
.•^lo create ~ntv Basket aeg- t
"ceats 'for 'lead..
CuHtober 'Prejudices Battery Case DiBpossl "attery Acid Disposal Batterv Breaking
"1. SoeW lead^users cl.l. , .-3
'•that •econdary lead 'la, . .
Inferior -to prlnary lead.
2. It la doubtful if ..they ~!
'actually believe thta
generalUatlon.
3. They protably uae thla
ea baala for bargalnlnt
purposes.



, ^ *

' . *
•-. • -' ' - |



Ko significant effect on
'qoantltles*of .lead-that are
recycled. Little •-, *
economic 'effect. • ;

1. 'Secondary lead la not' ;
'inferior to -primary for
the *BM grades.
2. Proaot'lboal efforts • ..
Infomlng cuatoawra of
equal quality of sacottdsry,
plua advantages of
recycling say be desirable.












-i
' -.-'
1. For 'every ton of battery •
• ilead that. la recycled, one-
fourth to one-half ton of
byproduct cerea.-sre produced.
2. These are worthless and .
• ns possible jaourcs of ,,
-teed poisoning.
3. -The disposal problev Is . •.
large la qasntlty of cases.
and require* care In ssithod
of dlapoaal.
'. •. a







•o •significant effect oi
. quantities 'of Iced chat «re"
recycled. Slljtfat ecooomic
• effect because of dlspbeel •
'cost. ;
1. Battery ceses';~csuse an an- '
- • usually .large -and unique
• disposal probies).
2.. However, disposal coat a
• -are not' a large percent
of total operating cost.
3. Finding soew uses for
.battery ca«ea'would be
advantageous.
4. There la a trend to plastic
cVses In piece of rubber.
It U _po«slble to charge

furnace*. ' .





• * ''V-J i
""*" '•" • . ',
:-•--- .ia-~ .• .' , '-
J
. 'For every .ton of battery
lead that Is recycled.
;one-feurth to one-half
ton of byproduct acid Is ;
produced. • J
'. This 1* worthies* and 'can
pollute surface and ground *
'waters.
3. The disposal probles la
•large in 'quantity of acid,
end requires csr* in
'Mthod of disposal.

•

' ?



Bo significant effect en. '
quantities 'of lead that. ere '
recycled. Slight ecooomic '
effect because "of disposal -
cost. v
L. Battery'acid causes an on-'
oaually large 'and difficult
disposal .problem.
2. Rovever, disposal costs
src not s large percent
of total operating costs.
3. finding Improved disposal
methods would 'be
advantageous.






i

|



— .- 	 -.-- -~-.. ,.:-&.
1. Scrap batteries 'must hive
the case opened to pet
the lead out.
, Z. Eand and nachln* 'methods
. a'r* wsed.
:3. /Tors ere sheared or aawed
off. Or-cases are broken
by aleiage'hapBiers or
entsMng tucbines.

4. Keaiwl and band-operated
•rswjcitlns; bte*kln» are unpleeeent
jots, •shin* it difficult to
Mr* and retain workers.
"l. There la e trend to 'more
eatomeUc machine breaking.
*. So** loaWtrlal batteries »r*
^iBieaicel cenceiaers requiring
cutting torches 'to get~tha
•batteries 'oiit.
*Re algetficBBt effect on the
^ejoeniitiem of lead recycled. See*
economic effect because of iocrest
Vlabor cost and investment cost foi
•'equlpcWnt.
1. tojivstlabtllty of labor, =plns
rlncremslnf cost of labor 'is .
forcing expsnston of machine
: bresUn* m«tbods.
2. This is. cawing larger and few
breaking* operation*.
3. C
-------
                                       xii
Recommendations




          The  ten problems were assigned priorities based on three factors:




       •  Potential  for  improvement of the environment




       •  Potential  for  conservation of natural resources




       •  Possibilities  for realistic solutions.




          On this basis, .three of  the problems were classified as high priority,




and the other  seven  as lower priority.  Table III gives recommended actions




for the high priority problems.  Table IV gives recommendations for the lower




priority problems.




          The question of who takes action is difficult to answer.   Battelle




suggests  that NASMI and EPA continue their leadership  in working on solid  waste




problems,  recognizing that many other Federal Government agencies such as  the Bureau




of Mines,  Council of Environmental  Quality, and Department of Commerce, as  well




as state  and local agencies will  be involved.

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                                                             xlil

                     TABLE III. RBCOMNENOKD ACTIONS,  HIGH mOHlTY LEAD KlCycUIIC PIIOIILEIU









Actions
• Recommended









^OXDO)
By Whoa



•
Specific , .
Step*






















Battery tend That it
Not Rreyelcd
An Investigation should
b* undertaken to determine
why 135, 000 tont of battery
lead were not .'recycled in
1969, Once tnla*;dctermi-
nation has 'been made,
appropriate additional
analyses and 'plan* can be
made to increase "the 'recycle
rate If feasible.










EPA/NASMI
1. form • cocnlttee of
secondary • leod'taclter*
end major processors. of
lead -scrap • • ,
2. Committee analyse and .dis-
cuss the 'possible and ,prob*
,able reasons for 'the large •
quantity of battery lead .
that is' hot recycled.

3, -Survey' organisations
involved In battery lead
recycling:
scrap ; processors
. -secondary 'smelters
battery rctallera
to determine what batteries
are not being recycled and
.why.
A 1
• .to determine if it is feas-
ible to increase the recycle
rate for battery lead, and if
' so -how. x

5. .'Take necessary actions (based
on 4)"'to Increase battery
lead 'recycling.







Uad Cable Sheathing That is
Not Recycled . . .
An Investigation should
be undertaken to- determine
why 98.000 tons of lead cable
sheathing were not reeyled In
1969. Part of this nay be ex-
ing by 'recycle companies or the
U;S. Bureau of Minos. 'However,
It Is difficult to see how the
entire 98^000' tons could be
explained this .way. Once
reasons for the1 low recycle
rate are 'determined,* approprl*
ate additional 'actions can be
planned.

- ' ' **.



BPA/HASMI
1. Torn a c omit tee of
secondary Isad snelteri
,. and major .processors of
' lead 'scrap.
2.- Committee analyze and
. discuss the possible
reasons Cor the low
' recycle rate for lead
cable sheathing.

3. Discuss with the
'. U.S. Bureau of Mines
possible misunderstandings
In reporting' of 'lead
cable ^sheathing.
4. Survey organizations .
involved in' lead cable
she* thine recycling:
scrap. processors
'electric utilities ,
telephone companies
cable-manufacturers.

5 . Ana 1 y*c survey ' re -
suits to determine if
recycle rate 'la indeed
low, and If It in, how
to'incrcase •it;
6. .Take appropriate actions
(based on results of S).



Battery Case Disposal

Disposal of battery
cases provides an excel-
lent subject for analysts
of solid-waste by product
problems. Cases .are .^
cannot be burned -without
air pollution, are hszard-
ous' to health, and. are
dirty and unpleasant to
handle.

Ah investigation
should be undertaken to
If major 'uses can be ,
found, the generation of
solid waste will be great-
ly reduced, and .'economics
of battery lead recycling
will,'be improved.
EPA/NASMI
1. Form a committee of
battery breakers,
••alters, scrap 'pro-
cessors i aod specialist*
in breaking.
2. ( Committee .prepare
rather ''comprehensive
write-up -on battery
cases: •> ••
. . sices' --
materials .
condition' of cases
.foreign ''materials
(Uad. acid, dirt).
• ' . - *>c.' •• . ' .,'-.'
3; Retain research organization
to seek uses via'

; Idea generation by
. creative groups
.. Interviews with people
and organisations
pertinent to the
subject
. evaluation of idea
. for new uses
, rcconmcndni ion's . 'I of
additional action's
if any
, •
feasibility of
best IdcoM for. us'co
5 ." ConJiict Rf.D on'-fi-ntiblc tdf
(1)


(2)

(J)
Tin; rotponslbllity for reeoDMnded .ctloai ihoim in'thli  t.ble >rc b.icd on  Inporconcc of th.
action, benefit to th. t«xp.y«ri,  «nd oppottunltl.i  for HASHI.  They* are the best  ludnxnii '
of Battcllc.                   .  .                                                           •

RcconmoiKlcd octlons were dl.tribut.d between hljh priority and lower priority baied on the
evaluation.with three, criteria.                  .           .        -
It Is unvested that'N»Sra  continue Iti  leading  role  In recycling, recognlilng that other
orgonlzntlons such as the Bureau of Mine.,  DapartBint of Conierco, Council of Environmental
Quality, IIEU Office of InforMtlon. and  St.te, loc.l. and Federal Ugiil.ture. mat be   '
Involved.   •  ••    ..-.   . . .•         .       •      •'              •   ••.    .             ,'.•••
                                                                                                       183

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                                     TABLE IV    RECOMMENDED ACTIONS.  LOWER PRIORITY LEAD RECTCLIKG PROBLEMS
             Solders
                •  Bearing  Lead
                    •  Other Obsolete lead
                        Scrap that are
            	Not Recycled	
                                  Declining Market
                                 	Sceneries	
Actions
Recommended
A brief investigation should
be undertaken to determine
the feasibility of increas-
ing the recycling of solders,
bearing lead, and other  -
obsolete lead scrap.  If
any feasible possibilities
are found, additional actions
can then be planned.
R&D should be pursued to
develop new markets for
lead.  This may include
new alloys or compounds,
new forms, etc.
                           Custpr-.er PrtMudlcos
                          Ba11cry Acid Disposal  Eattorv Br
Publicity should be used
to inform lead users of
the purity, and quality of
secondary and priir.ary
lead.  Additionally, the
public service aspects
of using secondary lead
should be featured—clean
up the environment, save
natural resources.
An investigation
should be undertaken
to determine present
battery acid dispos-
al methods, and to
find improved
methods.
An investigation
should be under-
taken to develop
improved methods
of battery break-
ing.
   (D(2)(3)
By wnoa
      SASXI
NASMI/Lead Industries
 Association/ILZRO
NASMI/NASMI Member
  Companies	
HASXI/Battery
 Breakers
XASXI/Battery
  Breakers
 Specific
 Scepa
1. Set up a comnittee of
   secondary smelters
   and scrap processors.

2. Corr-.ittee analyze what
   is not  being recycled
    and  why.

3. Recommend  if it  is
   feasible to try to
   increase recycling rate
   or not.

4. Survey  recycling
    industry, if justified
    (based  on  3),  to  more
    accurately determine
   what  and why of materials
   not being recycled.

5. Determine what next
   actions to  take.
 1. Set up a
   cor-.-nittee of one
   NASMI staff member,
   and 2 secondary
   snelters to co-
   ordinate recycling
   industry interests
   with Lead Industries
   Association/iLZRO
   activities.

 2. Discuss with
   Lead  Industries
   Association how to
   work together to
   develop new lead
   markets—funding of
   R&D, selection of
   projects, etc.
1. Continue general •
   publicity prograias
   that promote recycling

   Inaugurate
   specific program to
   publicize recycling
   of lead.

3. Help member
   companies design
   publicity and adver-
   tising programs.
1. Set up a
   corsittee of
  •battery breakers-
 •  smelters, scrap
   processor*
   and specialist*
    in breaking.
2. Prepare a report
   on  present
   disposal methods
   and problems.

3. Investigate similar
   disposal problems
   of other Indust-
   ries.

4. Discuss improved
   methods of disposal
   with equipment and
   materials suppliers

5. Determine what add!
   tional actions
   should be taken.
   Set up a
   committee of
   battery breakers-
   •meltert, scrap p
   cessors, end
   specialists
   in breaking.

   Prepare a report
   on present
   breaking methods,
   equipment, and
   problems.

   Investigate impro'x
   methods of breakir

   Determine what
   additional steps
   to take.
                                                                                                                                                x
                                                                                                                                                H-
  (1)  The responsibility for rccontnondcd actions  shown In this  table  arc  based on importance  of  tr-
       action, benefit to the taxpayers,  and opportunities for NASH1.   They  are the best  judgr.er.:*
       of Battcllc.
  (2)  Kccoirmcndcd actions wore distributed between high priority  and  lower  priority based  on  the
       evaluation with three criteria.
  (3)  It is sur.p.er.u-d that NASMI  continue Its  lending role in recycling,  recognizing that  other
       orc.nnix.il ionr. such as tin- liurcju of nines,  Department  of  Commerce,  Council of Environr.c-r.:a 1
       Ounllty, IICW Office of lnform.it ton, anJ  Slate,  Local,  ami Federal Legislatures must  be
       involved.

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                                  INTRODUCTION

          In June, 1970, Battelle-Columbus undertook a research program for the
National Association of Secondary Material  Industries, Inc.  (NASMI) .  This work
was carried out under a subcontract from an Office of Solid .Waste Management
grant to NASMI.  This report on lead is one of a  series  of eight comodity
reports plus a general or summary report.       •             .       •

                                   Background

          The Office of Solid Waste Management .is responsible  for .formulating
and recommending Federal Government policies  in the area  of solid waste pollution.
This includes pursuing appropriate research to determine  the  status  and problems
of solid waste activities, and to develop  programs to reduce  solid waste pollution.
 .-•  , _    One approach to the reduction of solid waste  pollution .is  to reclaim
waste materials for reuse - the recycling  concept. ~A~~welT established industry--
the secondary materials industry-exists to accomplish  this recycling.  NASMI is
the  trade association representing the nonferrous metals,  paper,  and textiles
portion of  this Industry.
                                         lc-5.

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          The scrap processors, secondary smelters, and other companies that

make.up the secondary materials Industry have developed effective channels and

methods for recycling nearly all waste materials of economic value.  These

companies have performed their difficult and essential functions well in the

traditional economic environment.

          More recently additional dimensions have been added to this traditional

economic environment.  These new dimensions are (1) improvement of the environ-

ment in which we live, and (2) increased need for conservation of natural

resources.  These new dimensions provide new challenges and opportunities for

the recycling Industry.  No longer is economic gain the sole driving force for

recycling of waste materials.  Social gain has been added in the forms of

Improved living conditions and preservation of resources for future generations.

In an economics-based nation this creates problems of interpretation and

evaluation of noheconomics-based goals and activities.

          The purpose of this series of reports Is to Identify obstacles to the

recycling of  solid wastes,  and to recomend directions for investigation and

research to overcome these obstacles.


                                    Oblectives


          The objective of the study on which this report is based was to

identify opportunities for the increased utilization of solid waste.  The major

sub-objectives were:

          (1)  To determine the structure and functions of the secondary

               materials industry, and its relationships to sources of

               supply and markets

          (2)  To identify and evaluate problems of recycling - materials,

               sources, industry, and markets, and

          (3)  To determine opportunities for Increased recycling.

                                                                          1SG
                                      Scope


          The major subjects Included in the scope of the study are the secondary

materials industry, the materials it recycles, the sources of solid wastes, and

the markets for recycled materials.  Activities peripheral to these major

subjects are considered where pertinent to recycling.

          The materials included in the study are:

          Aluminum                          Nickel and Nickel Alloys

          Copper and Copper Alloys

          Lead

          Zinc                              Textiles
Precious Metals (Silver, Gold, and
                  Platinum)
Paper
                                Research Methods


           The methods  and  procedures used  in  the study are discussed under four

 types  of activities.   They include  (A)  literature search, (B) extensive survey,

 (C)  in-depth survey, and  (D)  analysis and  synthesis.


 Literature Search


           The  literature  search Included  reviewing  and studying  books, Government

 reports, industry reports, and trade journals covering solid waste  handling  and

 problems, recovery and market data, and recycling of  valuable materials.

           The  results  of  this effort Included the accumulation of data  and

 descriptive material,  and an organized  bibliography dealing with each of  the

 commodities covered in the scope of the study.
                                         167

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Extensive Survey






          The extensive survey of the secondary materials industry consisted of




a mail survey and personal interviews with management personnel of 'companies




involved with the collection, processing, and sale of secondary, materials.




About 600 responses were received.




          The information developed through the extensive survey included dollar




sales, tons of major materials handled, types of solid waste processed, sources




of materials, investment, equipment and facilities, number of employees, the




amount of space used, and the grades and quantities of secondary materials




produced.                          •                    "   •




          The data from the extensive survey provided statistical tabulations of




the regional distribution of the secondary materials industries by type of




commodity in terms of numbers of establishments, volume of business, and numbers




of employees.      .               •..                  ,''•"..






In-depth Survey                                       -.   '     .






          The in-depth survey of selected members of the secondary materials




industries, their suppliers, and the users of their products served to Identify  '




the major technical and economic problems facing those companies involved with




secondary material utilization.  About 200 interviews were completed.  Battelle




and NASMI commodity specialists jointly selected the companies to be interviewed




in depth.              .




          Interview guides  for each of the commodities were prepared.  The




problems and potential solutions for greate'st recycling and waste utilization




that  were developed from  the literature search  and prior 'Office of Solid Waste
                                               iss
Management work plus the knowledge of the NASM1 commodity specialists provided




the basis for designing the interview guide.  Sample guides are reproduced In




the Appendix.






Analysis and Synthesis






          the analysis and synthesis step was concerned with  the collation and




analysis of data and Information derived from both  the literature, extensive




survey, and in-depth survey.  The analysis and synthesis activity covered the




following tasks:




          (1)  Economic Data on the Secondary Materials Industries.  The




               economic data developed  through the  extensive  survey  of  the




               secondary materials industries were  tabulated  and analyzed -as




               to  the amount and type of solid waste handled  and as  to




               operational data such as number of employees,  amount  of




              •space required, capitalization, and  geographic locations.




          (2)  Flow Diagrams and Life Cycles.  Flow diagrams  were developed




               to  Indicate the flow of materials from primary production




               and scrap sources through fabrication.  Life cycle estimates




               of  various products were used to develop data  on quantities




               available for possible recycling.




          (3)  Demand-Supply Relationships.  Estimates were made of  future




               demand and supply levels for secondary materials.  The  rela-




               tionship between these data provide  an indication of "potential




               surpluses or shortages of recycled materials  through  1980.




           (4)  Stability of Flow  and  Consumption.   This  analysis  is  closely




                related to the supply-demand analysis described above and




                identifies the ability of  the  various secondary materials to
                                            189

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     compete as source materials for manufacturers.  A number of




     factors were examined such as price changes in the secondary




     materials, the availability of materials, and the effect of




     sudden changes in the magnitude of demand.




(5)   Direct Impacts of Technological Change.  Direct technical and




     technological factors were examined to determine their effect




     on rates of processing and recycling.  Potential changes that




     could take place in technology that could decrease or increase




     the rate of solid waste recovery were examined.  This includes




     the identification of potentially recoverable solid wastes,




     the problems limiting the recovery to current levels, and the




     possibilities of technical advances through the use of known




     technology or through added scientific and engineering research.




(6)   Constraints on Expansion of the Secondary Materials Industries.




     This analysis included consideration of elements critical to




     expansion of recycling - labor and management availability,




     laws and regulations, equipment availability, nature of  solid




     waste materials, market needs, etc.




(7)  Potentials  for Expansion of the Secondary Materials Industries.




     Based on  the constraints identified in the above task, plus




     examination of various methods for overcoming constraints,




     this task determined the ability of the secondary materials




     industries  to meet new opportunities for  recycling.





(8)  Indirect Technological Change.  The broad overall technological




     trends  indirectly affecting the secondary materials industries




     were examined, and their probable impacts determined.






                                       IS <)
                                THE LEAD INDUSTRY






          Primary and recycled lead can  be  used  interchangeably for most appli-




cations.  Thus, many of the markets for  recycled lead  are  the same as those for




primary lead, and there is competition between the  two sources to supply lead




to its markets.




          This first section of the report  provides a  brief review of the lead




industry - including both primary and recycled producers.  Included are:




                      Characteristics of Lead




                      Characteristics of the Lead Industry




                      Markets for Lead




                      Market Outlook.






                             Characteristics of  Lead






          A variety of types and forms of lead are  produced.  Major among these




are:




                      Pig lead




                      Antimonlal lead




                      Miscellaneous lead-base alloys




                      Lead oxides, pigments, and chemicals.
          Table 1 gives specifications  for the  four  common  grades of pig lead




(also called soft lead).  Of these grades, corroding lead and  chemical lead are




not normally produced from scrap.




          A fifth grade of pig lead is  remelt lead produced from scrap.  Since




this Is not reduced or refined, it is not a standard specification product.  Its




composition will vary depending upon the composition of  the scrap that is melted.

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Antimonial Lead


          Antimonial lead (also called hard lead) includes a range of alloys

meeting the specifications of different users.  It Is produced mainly from

battery scrap and used largely in the manufacture of new batteries.  Table 2 is a

quote from The Association of American Battery Manufacturers, Inc. (AABM)

yearbook pertinent  to antimonial lead.
                                        TABLE 1
                           STANDARD SPECIFICATIONS FOR PIG LEAD

                          (A.S.T.M. Designation B29-55)

Silver,
Silver,
Copper,
Copper,

maximum,
minimum ,
maximum,
minimum,

percent
percent
percent
percent
Corroding
Lead
0.0015
--
0.0015
--
Chemical
Lead
0.020
0.002
0.080
0.040
Acid
Copper
Lead
0.002
--
0.080
0.040
Common
Desilverized
Lead
0.002
—
0.0025
—
Silver and copper together,
  maximum, percent                 0.0025
Arsenic, antimony, and tin
  together, maximum, percent

Zinc, maximum, percent

Iron, maximum, percent

Bismuth, maximum, percent
Lead (by difference),
  minimum, percent                99.94
0.002
0.001 '
0.002
0.050
0.002
.0.001
0.002
0.005
0.002
•_i .
0. 001
0.002
0.025
0.005
t . V
0.002
0.002
0.150
                                                99.90
                                                           99.90
                                                                       99.85
                                             132
                                      TABLE 2

                             BATTERY MATERIALS  SPECIFICATIONS
         Unless otherwise detailed in this  specification  all material
         used in the construction of batteries  shall  conform to  the
         best commercial practices.  Active material, grid  alloy or
         miscellaneous lead parts smelted from  other  batteries must
        • be refined prior to subsequent use in  new batteries.

         Source:  American Association of Battery Manufacturers,
                  Yearbook. 1970.


Miscellaneous Lead-Base Alloys


          A variety of other lead-base alloys are produced  in  limited  quantities.

More important among these are:

                      Babbitts - used as bearing materials

                      Solders - used for joining and  filling metals

                      Type metals - used in printing  plates.

          These alloys are generally produced to custpmer specifications,  standard

specifications, and brand names.


Lead Oxides, Pigments, and Chemicals
                                                                                                    include:
          Nonmetal forms of lead that are produced in significant quantities



                       Litharge

                       Red lead

                       White  lead

                       Black  oxide

                       Tetraethyl lead.
                                                                                                                                              193

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                                       10
                                                                                                                                             11
          Specifications for oxides used in batteries (black oxide, litharge)

are covered by the quote of Table 2.  Other oxides meet public or private

specifications depending on the customer.


                      Characteristics of the Lead Industry


          The lead industry includes the institutions and activities necessary

to process the lead-containing raw materials into the various usable grades of

lead and lead compounds.  Included  are several types of companies:

          Integrated producers - mining, concentrating, saelting and refining

          Miners               - mining, concentrating of ores

          Primary smelters     - smelting and refining from ore

          Secondary smelters   - smelting and refining from scrap

          Scrap processors     - collecting, sorting, melting of scrap.


Materials Sources
materials:
          The U.S. lead industry depends on the following sources for lead
          (1)
          Domestic ores

          Imported ores

          Imported metal

          Drosses, residues, and scrap
                                                      1969 Supply
                                                  (lead content), tons
515,000

125,000

285,000

605,000
          In recent years, domestic ores have Increased substantially as a mater-

ials source, while the other three sources have remained constant.
Materials Flow


          There are four major sources of lead raw materials as shown above.

In addition, the U.S. Strategic Stockpile can be a source or a market depending

on whether it is a net seller or buyer in a specified year.

          Figure 1 provides a materials flow balance for lead for  the year  1969.

The major importance of recycled lead is apparent, as is the heavy market depen-

dence on batteries and tetraethyl  lead.  None of the other  individual uses  exceed

90,000  tons or about 5 percent of  total consumption.


Lead Producers


          Production of primary lead  in the U.S. is dominated by  five producers

with over 85 percent of the  total  primary production:

               American Smelting & Refining Company       (38Z)

               St. Joseph  Minerals Company                (20%)

               American Metal  Climax  Company             (n.a.)

               Bunker  Hill Company                 .      (19%)

               U.S.  Smelting,  Refining  & Mining  Company  (  7%)

          There  are  over  2CO additional companies  that  smelt or reroelt  lead in

 the United  States.   Most  of these  are secondary  producers.   The largest of  these

 is NL  Industries Inc.

          Table  3 provides 1967  data  (latest  available) concerning primary  and

 secondary lead smelters.   This table  is incomplete because more diversified

 companies are not included.  Even so, it  shows 19 primary and 112 secondary

 companies.
 (1)  U.S.  Bureau of Mines.
                                               (1)   "Economic Analysis  of the  Lead-Zinc  Industry",  April  1969,  Chas.  River Associates,
                                                    Inc.,  Cambridge,  Mass.
                                            19-1

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                                                       TABLE 3

                                   GENERAL  STATISTICS FOR LEAD ESTABLISHMENTS, 1967
Indus-
try of
Product
Class
Code
3332

33413

Industry or
Product Class
Primary Lead
Entire industry
Secondary Lead (pig, ingot,
Estab-
lish-
ments
(number)

19

All
Number
(1,0005

2.7

Employees
Payroll
($ million)

18.9

Value
Added by
Manufacture
($ million)

48.3

Cost of
Materials
($ mil-lionl

270.8

Value of
Shipments
($ million)

304.0

Capital
Expend 1 -
new
($ million)

18.5

                         shot, etc.)

            (Primary product class of
             establishment)
            Establishments with 757. or
             more  specialization
62

50
3.4

2.4
23.3

16:5
43.0

26.9
218.6

149.-0
263.5

178.5
3.4

3.0
Source:   U.S.  Department  of Commerce, Bureau of the Census, 1967 Census of Manufacturers.  "Smelting  and  Refining,of
         Nonfcrrous Metals and Alloys",  p. 33C-10 and p. 33C-19.
                    SOURCE
                                                                    CONSUMPTION
                                                                                            SE
                                                                         535,000 ::::::0ther Manufacturing
                                                                          Li«ii;::?r^>^ Additions to Inventories
                                           Notes: (I) Quantities are'.in
                                                     short tons
                                                  (2) Supply and consumption
                                                     are balonced-by "Unexplained
                                                     Losses" use
                                 OXN.  Une«ploined Losses
                              FIGURE  I.   MATERIALS FLOW BALANCE., LEAD,  1969
                                            Source; U.S. Bureau.of Mines, Minerals'Yearbook. 1969,
                                            "Lead" chapter

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                                Markets for Lead


          Markets for lead have Increased slowly over the past 25 years - at an

average annual rate of 0.5 percent.  Figure 2 gives annual consumption since

1945 as reported by the U.S. Bureau of Mines.

             I.4OO


             (.too
            .1000


            I eoo
              eoo
              400
              eoo
                l»45
                                             I9CO
                                                                 1970
                 FIGURE 2.  LEAD CONSUMTPION, U.S.,  1945-1969

            Source:  U.S. Bureau of Mines, Minerals Yearbook. 1969,
                     p. 625.

          Table 4 gives a breakdown of  lead consumption  for  1969 by type of metal.

Much  of  the soft lead  is further processed to make  lead  oxides and tetraethyl lead.

Most  of  the antimonial lead is used to  manufacture  storage battery parts.

          Figure 2-A provides historical  price data monthly  for a  10-year period.
                                               198

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                                        15
                                       TABLE 4
                             LEAD CONSUMPTION BY TYPE OF METAL,
                             V.S., 1969.
                     Type of Metal
                                             Short Tons of Lead
                   Soft Lead                   .    900,858

                   Antimonial Lead     .            384,324

                   Alloys (other than copper-base)  51,426

                   Copper-Base Alloys          '     15,367

                   Other     .                       37.383

                        TOTAL	      1,389,358

                   Source;- U.S. Bureau of Mines.' Minerals
                            Yearbook. 1969, "Lead" chapter.
 Lead Use Pattern
           The market for lead is characterized by one very large use (storage

 batteries - representing about 40 percent of the lead consumed annually),  one large

 use (tetraethyl lead - representing about 29 percent of the lead consumed),  and

 many small uses.  Table 5 provides a use pattern for lead for 1969.   Additional

 information is given in the Appendix concerning uses of lead.


 Secondary Lead Markets


           Markets for secondary lead accounted for 585,000 tons in 1969.  .This is

 included  in the previous subsections on markets and use patterns.  A more  complete

 consideration of markets for secondary  lead  is presented in a later  section,

 "The Lead Recycling Industry".  .       '                        .


                                  Market Outlook


• '          The market outlook for lead Is not favorable.   If present  trends continue,

 It  is' expected that tetraethyl  lead (TEL)  demand  will decrease  to  nearly zero
                                                 £00
                             16

                           TABLE 5

        LEAD'CONSUMPTION IN THE U.S.,' BY PRODUCTS
                        (Short tons)
                                                                                                                  ':Product
Metal Products:                  :

     Ammunition
     Bearing Metals
     Brass and Bronze
     Cable Covering "'
     Caulking Lead-
     Casting Metals
     Collapsible Tubes
     Foil           -
     Pipes, Traps, and Bends
     Sheet Lead    :       •  •     '
     Spider
     Storage Batteries:'•  •
          Battery Grids, Posts, etc.
          Battery Oxides  ;
     Terne Metal
     Type Metal
          TOTAL
Pigments:

     White Lead
     •Red Lead and Litharge
     Pigment Colors
     Othert1)'
          TOTAL

Chemicals;

     Gasoline Antiknock Additives
     Miscellaneous Chemicals
          TOTAL

Miscellaneous Uses:

     .Annealing
     Galvanizing
     Lead Plating
     Weights and Ballast
        ' TOTAL
Other, Unclassified Uses
         GRAND TOTAL
                     * •
                                                                                                                                                                    1969
   79,233
   17,406
   21,512
   54,203

    9^918
   12,484
    5,881
   19,407
   25,818
   72,626

  280,386
  302,160
    1,583
   25.660
  973:134
    6,617
   79,898
   14,670
  271,128
      602
  271.730
    4,252
    1,797
      406
   17.366
   23,821
   18.'287

1,389,358
_(1)Includes  lead content of leaded zinc oxide and other
     pigments.                               "
 (2)  Includes  lead which went directly from scrap to fabrica-
     ted products.
 Source:  U.'S. Bureau of Mines.. Minerals  Yearbook.  1969,
          "Lead" chapter.
                                                                                                                                                                            SOI

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                                        17
                                                                                                                                                 18
during the next 10 years based on redesign of automotive engines and increased

production of higher octane gasoline constituents.  The automobile manufacturers

and petroleum companies seem to be dedicated to this course.

          The U.S. Bureau of Mines estimates annual growth rates during the 1970's

as follows:

                                                  Percent

                           Primary lead             1.6

                           Secondary lead           2.5

          These estimates do not take into account  the decreasing  deaand  for  lead

in TEL.   If  the TEL market it lost by 1980,  this  is an annual  average  loss of

1.7 percent  of the total lead market during  the 11-year period from  1969-1980.

Subtracting  this  from  the 2.1 percent growth rate estimated  by the Bureau of Mines

gives  a  growth rate of only 0.4 percent  annually.  This compares with  an  average

annual growth rate of  0.5 percent during the last 25 years.

          The importance of this low future  growth  rate  is that it nay depress

lead prices.  This could then adversely  affect  the  recycling of lead because  of

depressed scrap prices.
                                         202
                                                                                          )      ;
                           THE LEAD RECYCLING INDUSTRY              - ••,, "


          The lead recycling industry is organized to collect, process,  and refine

scrapped lead, and again make it available for use.  This industry and the mater-

ials it handles are reviewed in this section.  The topics included are:

                     'Characteristics of Lead Materials

                      Characteristics of the Lead Recycling Industry

                      Recycled Lead Markets

                      Materials Flow Pattern for Lead Recycling

                      Demand/Supply Analysis.
                        Characteristics of Recycled Lead
Secondary Lead
          All grades of lead can be made from scrap by secondary smelters.  How-

ever, ASTM corroding lead and ASTH chemical lead are not normally produced by

secondary smelters.  Antimonial lead to customer specifications is the largest

single tonnage of secondary lead.  Other alloys such as bearing metals, type

metals, and solders are important.  Soft lead is also a large output of secondary

smelters.  Large tonnages of this soft lead are used to make tetraethyl lead and

battery oxides.


Scrap and Drosses


          The raw materials of the lead recycling industry are a variety of types

of  scrap and drosses.  These materials vary from almost pure soft lead to drosses

and alloys with over 25 percent impurities.  Also, some lead scrap is mechanically

mixed with other materials and must be separated.  Notable examples of such

products are storage batteries and lead-sheathed electrical cable.
     For a discussion of the functions of the recycling industry see Vol. I,
     General Report.           •            ** r> r^

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                    ._.._             19  			


          Table'6 "provides NASMI. definitions of standard, grades of lead scrap.'"'•-'..  •


                 Characteristics of the Lead Recycling Industry


          Scrap metal dealers collect, handle, sort, segregate, and process the

various grades of lead scrap for eventual shipment to secondary lead smelters,

refiners, and consumers.  A majority of these dealers also collect and handle other

scrap metals.  However, some dealers specialize in lead  scrap, particularly those

processing scrap batteries.

          Dealers utilize modern equipment and materials handling methods in  the

processing of lead scrap.  Lead cable strippers, for example, are used in removing

the lead sheathing from cable.  The separation of battery lead from batteries now

involves saws, choppers, and guillotines.

          A  large proportion of scrap batteries by-passes the scrap metal dealer

'who'is not a specialist.  The processing of scrap batteries requires expensive

equipment.   Also, disposal of cases and acids'is often difficult.

          Lead scrap consumers consist of remelters, smelters, refiners, and manu-

facturers who convert scrap and residues into useful products.

          Equipment and facilities in the secondary  lead smelting and refining

industry range  from small remelting pots to complex  furnace operations.  These

operations involve furnaces of various types, such as sweaters, blast and rever-

beratory furnaces, refining kettles, and special systems to recover lead and alloy

metals.  All secondary metal plants are equipped with chemical analysis facili-

ties  and spectrographic units.  These are used to determine the compositions of

the purchased scrap, and  to adjust composition of the refined lead to desired

specifications.          '     '
204
                                                                                               .20

                                                                                              TABLE 6
                                                                                      GRADES OF LEAD SCRAP AND DROSSES
                                                                                         SCRAP LEAD - SOFT

                                                        Shall consist of clean soft scrap lead, free of all foreign materials such as
                                                        drosses, battery lead, lead covered cable, hard lead, collapsible tubes, foil,
                                                        type metals, zinc, iron, and brass fittings, dirty chemical lead.  Free of
                                                        radioactive materials.                    '                            .      -•

                                                                                    MIXED HARD'/SOFT SCRAP LEAD

                                                        Shall consist of clean lead solids, free of foreign materials, such as drosses,
                                                        battery lead,, lead covered cable, collapsible tubes, type metals:, zinc, iron
                                                        and brass fittings, dirty chemical lead'.  Free of radioactive materials.

                                                                                         BATTERY PLATES

                                                        If cells (plates, separators, and lugs) or battery plates, must be reasonably
                                                        free of rubber.  May be bought and sold by assay or as agreed between buyer and
                                                        seller.

                                                                                    DRAINED WHOLE BATTERIES

                                                        Batteries to be free of liquid and extraneous material content.  Aircraft
                                                        (aluminum or steel cased) and other special batteries subject to special
                                                        agreement .

                                                                                         BATTERY LUGS

                                                        Shall be free from battery plates, rubber and foreign material.  A minimum of
                                                        97 percent metallic -content is required.

                                                                                  LEAD COVERED COPPER CABLE

                                                        Free of armored covered cable, and foreign material.

                                                                                         LEAD DROSS

                                                        Should be clean and reasonably free of foreign matter, iron, dirt, harmful chemi-
                                                        'cals or other metals.  Free of radioactive materials.  Assay basis, , or as agreed
                                                        between buyer and seller.  Other metals present such as antimony, tin, etc., to
                                                        be accounted for as agreed between buyer and seller.

                                                                                        LEAP WEIGHTS

                                                        May consist of lead balances with or without iron, as may be specified.  Free of
                                                        foreign materials.

                                                                                   MIXED COMMON BABBITT

                                                        Shall consist of lead base bearing metal containing not less than 8 percent tin,
                                                        free from Aliens Metal, Ornamental, Antimonial and Type Metal.  Must be free
                                                        from all zincy and excessive copper in the alloy.
                                                                                                      Source :  NASMI .

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                                       21
                                                                                                                                              22
Materials Sources  ,                       .                  "


          Lead for recycling comes from melters of lead (mostly as drosses and

residues), from users of lead who generate scrap in making lead products, from users of

lead-containing products as obsolete scrap, from demolition of buildings, and

from scrappage of obsolete equipment containing lead.

          The importance of the various types of lead scrap is shown in Table 7

which gives lead scrap consumption data by type of scrap.


                                   TABLE 7

                     CONSUMPTION OF LEAD SCRAP BY TYPE, 1969
                                    TABLE 8

                               LEAD SCRAP PRICES. 1969

                                                  Price,
                          Item  	i per Ib
                       Drosa

                       Soft lead

                       Battery plates
 8

12

 7
Type of Scrap
Soft lead
Hard lead
Cable lead
Battery-lead plates
Mixed common babbitt
Solder and tinny lead
Type metals
Drosses and residues
GRAND TOTAL
Short Tons
of Scrap
57,791
15,553
31,983
520,913
12,220
11,853
32,462
114.988
797,763
                  Source:  U.S. Bureau of Mines, Minerals
                           Yearbook. 1969, "Lead" chapter.
          Lead scrap prices vary greatly depending on prices of new lead,

the grade of scrap, geographical location,  availability, and other factors.


Table 8 provides a rough indication of typical prices in 1969.
                       Whole batteries, (drained)    4

                       Common Babbitt               10

                       Source:  NASMI lead committee.



                              Recycled Lead Markets


          Table 9 gives a 10-year history of recycled lead production (consump-

tion is about the same as production).  Also included is secondary production

as a percent of total lead consumption.  This has remained in the range of 40-46

percent for the 10-year period.


                                    TABLE 9

                       RECYCLED LEAD PRODUCTION, 1960-1969
                                              106
                                                                                             \
Year
1960
1
2
3
4
5
6
7
8
9
Source :
Short Tons
of Secondary Lead
470,000
453,000
444,000
493,000
542,000
576,000
573,000
554,000
551,000
604,000
U.S. Bureau of Mines, Minerals
Percent of Total
Lead Consumption
46
44
40
42
45
46
43
44
42
44
Yearbook. i4o4
                       and 1969, "Lead" chapter.

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                                       23
Use Patterns'        '                                •     .


          The use pattern for secondary lead Is similar  to that for all lead.

Secondary and primary lead are more often than not indistinguishable from each

other.  Table 10 gives 1969 consumption data for. secondary lead.  The importance

of batteries and tetraethyl lead as markets is apparent.


                                     TABLE 10

                   CONSUMPTION OF SECONDARY LEAD BY USE, 1969
Use
Batteries
Tetraethyl lead
Solder
Type metal
Cable sheathing
Bearing metal
Other uses
TOTAL
Ions of Lead.
400,000^^
75,000<2>
31,000<3>
28,000(3)
19,000<3>
13,000<3>
19.000(3)
585,000<3)
Percent of Total
69
13
5
5
3
2
"JL
. 100
            Notes:  (1)   Battelle estimate based on U.S. Bureau of
                         Mines data.                    •
                    (2)   Battelle estimate based.on opinions of
                         secondary lead industry.
                    (3)   U.S. Bureau of Mines_data. _.   .    _'  .
            Source:  U.S."Bureau of Mine's, Minerals •Yearbook.  1969',
                     "Lead" chapter.
                                              2Q8 .-
                                                                                                                                            24
                               Industry Data  ••     .


          A survey of the recycling industry developed data to afford profiles

of the industry and the companies making up the industry.  Volume I, General

Report, in this series gives many of these data.  A few data concerning lead

are given here and in Appendix B of -this-report.  ••"'•'

          The average recycler of lead compares with, the'average recycler of all
commodities as follows:
                                                                                                             Lead

                                                                                                             All commodities
                       (1)
                                                                                                                                        Investment in       Number of    Investment
                                                                                                                                      Plant and Equipment   Employees   per Employee
                                   $1,652,000

                                  .,1,480,000
95

71
17,300

20,800
                                                                                                                 Figure 3 shows the variation in size by census  region  of  (1)  lead

                                                                                                       scrap processors and (2) lead smelters.  There is little  correlation of sizes

                                                                                                       with population density, degree of industrialization, or  other common regional

                                                                                                       indicators.
                                                                                                       (1)  Data from extensive survey.
                                                                                                                                                 209

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X
                                                                                                                                                  26
                                                                                                                              Materials Flow fattern  for Lead  Recycling    '      •;






                                                                                                                    Using data  on scrap sources and markets  for secondary lead-.In 1969,*




                                                                                                           plus  calculations  of  the quantities of  lead scrap  that should have  been generated




                                                                                                           in 1969,  it  Is possible to develop a materials flow  pattern.   Table 11 presents




                                                                                                           these data.   Footnotes show sources and methods  of derivation.       '       >




                                                                                                                    The first column of the table gives data concerning the quantities of




                                                                                                           lead  that should have been scrapped In  1969 based  on life cycles of the various




                                                                                                           sources.  Thus, drosses are Immediately available  as a byproduct of lead melting.




                                                                                                           At the other extreme  are lead sheathlngs for cable which are in use for an average




                                                                                                           of 40 years  before they are scrapped.  'The  quantity  of lead used in production of




                                                                                                           cable sheathing in 1929 (actually the  1923-1935  average was used to smooth year-to-




                                                                                                           year  variations) is the amount that should  have  been scrapped in 1969, and this




                                                                                                           is the 130,000 tens shown in Table 11.   The other  entries in the first column




                                                                                                           were  calculated in a similar manner using the life cycles given in footnote (2).




                                                                                                                     Figure 4 presents the data  of Table 11 In graphic form.  The widths of




                                                                                                           the various channels are proportional to the quantities involved.  The total




                                                                                                           amount of lead calculated to be available for recycling is shown by lightly




                                                                                                           shaded areas, the rec -cled lead is shown by the  unshaded areas, and the lead that




                                                                                                           is not recyeled is shown by darkly shaded areas.  It can be seen that industrial




                                                                                                           scrap is not a problem - essentially  all of it is recycled.  But for the  large




                                                                                                           categories of obsolete scrap—batteries, oxides, and cable sheathing—large quanti-




                                                                                                           ties apparently are not recycled.  The major reason  for this  is  that it is not




                                                                                                           economically feasible.  This will be discussed later in a problems section.
                                                                                                                                                 fcii

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                        LEAD SCRAP RECYCLING,  1969
Scrap Source^ /
Drosses and residues
Batteries
Tetr.aethyl lead
Oxides and .chemicals
Cable sheathing
Spider
Bearing metal
Type metal
Ammunition
Other obsolete scrap
-TOTAL
Tons" of Lead Calculated j>otiB
to be Available for1 of Lead
Recycling2) Recycled
88,000
485,000(4)
271,000
125,000
130,000
65,000
33,000
29,000
80,000
<6> 100,000
1,406,000
88,000<3)
350,000<3>
--
--
32,000<3)
9,000<3>
10, 000 <3)
29,OPO<3)
5,000<5)
62, 000 (3)
585,000<3)
Percent
Recycled
100
72
0
0
25
14
30
,100
6
62
42
Tons of Lead
Not Recycled
:.--
135,000
271,000
125,000
:98,000
56lV0,00
23,000
'••!•-
75,0,0,0
38,000
821,000
Notes:   (1)  "Drosses.and  residues" covers prompt industrial ,scra.p. ..All other
              headings  in  column cover  obsolete scrap.

         (2)  Calculated  from estimated  life cycles and consump.ti.Qn .of lead t.hat
             number of  years prior  to 1969.  The life cycles used,,.and t;he y,eatr,s
             for which  consumption  data obtained are as follows:
                   Source
             Drosses and residues
             Batteries
             TEL '
             .Oxides and chemicals
             Cable sheathing
             Solder
             Bearing metal
             Type metal
             Ammunition
             Other obsolete scrap
              Years of JLead Consumption
Life Cycle        Used ,to Calculate
  (years)         Lead .Availability

    0.1                .1-969
    2.3:          l966-rl96r- average
    0.2                -1969
   20.0           1949-1950 average
   40.0           1923T1935    ""
   20.0           1949^1950    "
   20.0           1949-1950    "
    2.0           i966-,i968    "
    0.5           1968rl969    "
   30.0           1938-i939    "
        (3)  Based on U.S. Bureau of Mines data.

        (4)  Includes 40,000 tons/year of lead  in  litharge  (Battelle  estimate).

        (5)  Estimated by Battelle.

        (6)  Copper-based allots not included.
                                                                      i
Source:  U.S. Bureau of Mines.. Minerals Yearbooks. 1935  to  1969, "Lead"  chapters.

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                                28
Prompt
                                                               Type
                        Notes: (I) All quantities in
                                 short tons of lead
                             (2) Home scrap not included
                             (3) Estimated 25% of scrap
                                 by-passes processors,
                                 dealers, and brokers
                                      Bearings
                                      Ti^OOO
                                                                19,000
 100.000  38,000
iKf«>6JQPoi|p!iS22i
  Available:;! Recycled |;
  •Lead in ii;
  ;;Scropll:::
     585.0OO
      Recycled
115% Prompt Industrial
85% Obsolete)
Secondary
Lead markets
          FIGURE 4.   SCRAP/SECONDARY  LEAD FLOW, 1969
                                      13

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                                      "29
       .''      -              Demand/Supply Analysis


          A brief analysis of expected future demand and supply for secondary

lead provides one indication of the future environment for lead recycling.


Demand                                                    ' •'. •


          Demand for secondary lead in 1969 and future years is forecast as

follows:  (Based on growth rate for secondary lead of 0.4 percent

annually [see Market Outlook subsection, p. 15]).

                                                Short Tons

                               1969               585,000

                               1974               595,000

                               1979    '           610,000
Supply


          Future availability of secondary lead, based on present recovery'rates

is as follows: (Calculated by same method used to calculate 1969 availability

[see Table 11]).                          -

                                              Secondary Production

                               1969-    -       '" . 585,000""

                               1974               740,000

                               1979               830,000
                                                   \\A
                                                                                                                                          30
Demand/Supply Balance                                            -         '       •


          Surpluses of secondary lead (or lead scrap) are indicated for 1974

and 1979 based on (1) current recovery practices,  (2) scrap availability  forecasts,

and (3) market forecasts:
                                     Short Tons of Lead
                                      1974         1979
                 Demand
                  *,.  t '
                 Supply

                 Surplus
595,000    610,000

740,000    830,000

145,000    220,000
          The major reasons for the apparent  future  surplus of secondary lead

are:   (1) loss of TEL market,  (2) nongrowth and decline  of other markets (cable

sheathing,  type metal, solder, plumbing products,  etc.),  (3)  rapidly  increasing

availability of lead scrap as  calculated  from life cycle  data.  However, these

surpluses do not show what will happen.   In reality  it is expected  that demand

will  increase to the supply level at  the  expense of  lower demand for  primary

lead.  The  price of recycled lead is  discounted to encourage  its use.  Buying

prices for  scrap are set  to follow price  reductions.  However, if recycling in-

creases more rapidly than expected, markets for secondary leac." may  become more

critical to the recycling process in  the  future.

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                                       30a
Effect on Lead Industry


          It is reasonable to expect that an additional 213,000 short tons of

lead could be recycled annually under ideal conditions.     If.this much

additional lead can be recycled by 1974, about 25 percent will be added to the

predicted recycled lead supply in that year.

          This is less than 13 percent of total supplies, or about a 2-1/2 percent

Increase each year for the 5 years between 1969 and 1974.  This should not cause

major upheaval in the lead industry.  This additional recycled lead will be

marketed at the expense of lower sales of domestic and imported primary lead

because of the lower price for recycled.  Since, there are large year-to-year

variations in primary lead supplies (in the 1965-1969 period imported metal

varied by 175,000 tons from lowest to highest year, production from domestic

ores varied by 250,000 tons), growth of recycled lead supplies over a 5-year

period should not cause unusual problems for the primary suppliers.
 (1)   The 213,000 tons was calculated based on the following changes in percent
      recycled:

                                                                  Additional
                                           1969,       Goal,       Recycled,
      Batteries
      Cable
      Solders
      Other  Obsolete
                                                   TOTAL
                                                                     tons
72
25
14
62
90
90
50
80
86,500
85,000
23,500
18.000
                                                                   213,000
                                              216
                                                                                                                                             31
                          LEAD SCRAP RECYCLING PROBLEMS


          There are several problems that directly reduce the amount of lead

that is recycled.     In order to provide as quantitative a base as possible for

analyzing the effects of the problems on recycling, the organization of this

section follows the types of scrap.


                                Industrial Scrap


          There are no types of prompt industrial lead scrap that are not close

to 100 percent recycled.  This is also true of drosses, flue dusts, and other

materials generated during smelting of secondary lead.  Some lead is lost in

slags during secondary smelting,  but these losses are very small.  Thus, there

are no problems concerning industrial lead scrap that directly reduce the amount

of lead that is recycled.


                                 Obsolete Scrap


          Recycling of lead according to class of use varies from 0 percent

(tetraethyl lead) to pearly 100 percent (type metal).  The problem areas involve

the following classes of uses:

                         (1)  Tetraethyl lead

                         (2)  Oxides

                         (3)  Cable sheathing

                         (A)  Bearing lead

                         (5)  Battery lead

                         (6)  Solder

                         (7)  Ammunition lead

                         (8)  Other obsolete lead scrap.
  (1)   Problems that do not directly reduce  the amount of  lead  that  is recycled are
       discussed in the next major section of  the  report.
  (2)   Type metal scrap is not Included because it la about  100 percent  recycled.

                                                  2.17

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                                        32
           Table  12  presents these problems  in-eight columns based on 1969 data.;




 Included  are:   (1)  definitions of the problems  (2)  tons of lead not recycled,




 (3)  percent of lead calculated to be available  but  that was not recycled, and




 (4)  analyses of  the problems.




          Four of the problems hold little or not promise for increased recycling




of lead under present econimic conditions.  These involve the following categories




of lead that is not recycled:




                           •  Tet'raethyl lead




                           •  Lead oxides and chemicals




                           •  Ammunition lead




                           •  Bearing lead.




          In all four of these cases the lead is so widely dispersed, or so con*




tamlnated with other materials as to be virtually unrecoverable.  Only for tetra-




ethyl lead is this condition  likely to change in the future.  If catalytic air




pollution control systems are installed on motor vehicles,- the lead may be




recoverable by the service stations that service the catalytic systems.  Of if




the systems do not require servicing, the lead might be recoverable when the auto




is scrapped.




          Two of the problems hold considerable promise for Increased recovery and




recycling of lead.  These are the following categories where not. all lead is now




recycled:




                            •  Battery lead




                            •  Lead cable sheathing.




          In both of these areas it is difficult to explain the high losses since




recycling is economically attractive.  It is believed that errors in reporting may




account for some of the apparent losses.  Some lead cable sheathing is probably




reported in the "other" category.  Perhaps even some of the battery lead is
                                              218

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                                                 33
TABLE 12  IDEOTIFICATION AND ANALYSIS  OF PROBLEMS CONCERNING LEAD THAT WAS NOT RECYCLED IN 1969
                           Tetraethvl Lead
                                       Lead Oxides and Chemicals
                                (Excluding Battery Oxides and Tetraethyl Lead)
 PROBLEM
DEFINITION
1. Tetraethyl lead is added
   to gasoline in minute
   quantities.

2. The lead  is converted  to
   lead oxides and other
   compounds in the engine
   cylinder.

3. This lead is then deposi-
   ted on engine parts, in
   the exhaust system, and
   exhausted to the atmosphere.
 1. Included in this category are
   white lead, red lead, litharge
   (except for batteries), leaded
   zinc oxide, and miscellaneous
   chemicals.

 2. These oxides and chemicals are
   used primarily in paints, cer-
   amic glazes, rubber, insecti-
   cides, and several minor uses.

3. In nearly all uses, the lead
   compound becomes a minor con-
   stituent of a larger system.
  TONS OF LEAD
  NOT RECYCLED
                              271,000
                                                125,000
% OF AVAILABLE
LEAD NOT RECYCLED
                                100
                                                                      100
 PROBLEM
 ANALYSIS
                                                     4.
1. Annual discharge of lead for
   an average auto is 5 Ib.

2. Recovery of this lead has in-
   significant economic value to
   the auto owner.

3. In the future, pollution-
   control devices may collect
   the lead.

4. These devices will probably
   require regular servicing.

5. The lead may be economically
   recoverable by the service
   station, and could then be
   recycled.

6. But lead in gasoline will
   decrease in future to reach
   near  zero  in  10 years.
                    7.  Therefore, this is not a promising
                       area  in which  to  increase
                        recycling of lead.
1. Lead is usually under 1% of a
   system with other materials.

2. The other materials are usually
   low-value materials such as wood,
   rubber, ceramics, or steel.

3. Little of these other materials
   are recycled.
   It is nearly impossible techni-
   cally and economically to separate
   the lead from the other materials
   for recycling the lead only.
                                                      5. This  is not a promising area  in
                                                        which to  increase recycling of
                                                        lead.
                                                   *-. .-•<

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                                                     33a
   TABLE  12  -IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING ^LEAD THAT 'WAS 'NOT-RECYCLED {N 1969  (Continued)
                                                 .: s^gP:gategbr:ies;;WKer.e' Spine::^ad Was;.;Not Recycled
                               Battery Lead
                                        ,;£tead«Cab le Shea thin g .
                                    .,.	 '.Ammunition  Lead
 PROBLEM
DEFINITION
 1. Antimonial lead is used  for
    structural and electrical
    parts of tlead-acid storage
   ••'batteries.

V2. Load oxides  (usually produced
    by the ba'ttery''manufacturers)
   "arc used 'for active''materials.
    on battery electrodes.

 3. A typical*automotive battery
    contains '10  Ibs of' antimoriial
   • lead and 10  Ibs of lead
    oxides when manufactured.

 4. Automotive- battery 'sales' 'are
   -'based on a trade-in allowance
    for the did  batteries .

•5. Thus,-most worn out batteries
   '"are" collected by 'sellers of
   •hew batteries.
1. Lead  is  used  to 'sheath under-
   ground 'power'' and  communica-
   tibhs cables  because'bf -its
 •" 'c'o'rrbslon 'resistance.

2." Polyethylene' and  other
   elastomcric sheathings have
   'been developed 'that"h'Sve
 ''economic"'advantages over
   lead.

3.  '"Consumption of 1'ead 'for
   'cable 'sheathing-'has'1de-
   creased  to about  25%'bf
  "what it'once"was.

4.  At the end of their
  -^service-  lives,  lead-
  -''sheathed cables are
   sold as  scrap.
                                    1. Lead  is  used for most
                                      'small'arms  slugs and
                                      shot.

                                    2Y This  lead is fifed 'from
                                      'guns  at  targets.

                                    3.^Mbst-'targets are'out-
                                      doors'(hunting areas,
                                      •ba 11 le f i'e Id s ,  -t'ra'p -
                                      'shootiny ranges).

                                   4. 'thus,  small  bits'bf
                                      lead are scattered 'over
                                      thousands of square
                                     "'miles  of land  'and  water.

                                   5.'''Some  lead is- fired
                                      Into backs'topped
                                      'targets  at  shooting
                                      ranges.
  "TONS OF LEAD
              ),:000._;	    ...   _ .  /'98-.000
                                                                                                   75,000
I OF AVAILABLE
LEAD ..NOT''RECYCLED
                                   28
                                                75
                                              94
 PROBLEM
'•ANALYSIS
 l.'Most1 worn'-out batteries"are
   - collected in economically 're-
    cyclable 'quantities as a
    result of'fmarkcting practices
    for new b'atterics.

 2.  The recycling industry is-set
    up to recycle battery lead
    effectively-.

 3.-Logic and11 industry opinion
    would indicate 'that only a
    few 7. of'battery lead should
    not be recycled.

 4.  Yet 28 percent is. not,
   •recycled.       /

 5. This is a*promising'area In
    which to'increase-recycling
    of lead.
                                                       I/After an  average servi'ce-1 life
                                                         -'•bfv'4p years,' read-'she!athed
                                                         ''cable is' nearly' -i'00%- sold as
                                                         -"scrap"ac'cprdihg to electric
                                                         '•utilities and 'phone 'companies
                                                          'that use  it.
                                   1.-Except for some shooting
                                      range artraunlcion,  the
                                      '•lead is scattered 'in
                                      tiny bits over large
                                      land 'and water'areas of
                                      the earth.
                                      fraction of a cent.
2.'Nearly all  this'lead is econ-  2. Each'bit is 'wb'rth "only a
   'omically recoverable once it
  * enters 'the 'recyc ling -•'iridus try.

3.'Thus 'only! a 'few % should '
  ' not•be recycled.

4 .: Yet 757. is not recycled .  .

5. This is'aipromising ar'on in
   which'- to increase recy-
   cling of lead .
                                                                                          3.: Thus, -collection'of 'this
                                                                                             lead  (ekcept 'from  shoot-
                                                                                            ' Ing ranges) if com-
                                                                                             pletely 'uneconomic .

                                                                                          4. This  aBea  has  no  promise
                                                                                            • for''increased  recycling
                                                                                             of lead.

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                                                 33b
TABLE 12  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING LEAD THAT WAS NOT RSCYCLED  IN  1969  (Continued)
                                  Solders
                                                                                          Other Obsolete  Lead  Scran
 PROBLEM
DEFINITION
 1.  Tin-lead mixtures are common-  ^
    ly  used as  solders.

2. Cose of solders is decreased
   by  increasing the lead content. 2.

3. Hiph-lcad solders are common-
    ly  used for auto body and
    radiator use, cams, and other
   non-critical applications.

4- In  most uses, the 'lead be-     3.
   comes intimately attached in
   small quantities to much lar-
    ger quantities of other
   materials (copper, steel).
                                  4.
5. At  the end of the useful
    lives of soldered products,
   method of disposal depends
   on  value of materials other    5.
   than the solder.
                                                         Lo;Hl-hase alloys .ire  of ton
                                                         usod au bearing surfaces
                                                         for rotating  parts.
                                  1.  Considerable  lead is used tor
                                     its corrosion resistance in
                                     pipe,  fittings,  and sheet.
   Such bearings  arc used where   2.
   the lower friction of rolling
   type bearing is not needed,
   or where cost  or environmental 3.
   factors rule against rolling-
   type bearings.
                                  4.
   Lead is a small constituent
   of a much larger system of
   other materials in bearing     5.
   uses.

   Disposal of smaller lead bear-
   ings depends generally on
   the other materials.           6.

   Disposal of larger lead bear-
   ings is sometimes based on
   the lead value.	
   Some lead is used in foil
   and collapsible tubes.

   Considerable lead is used
   as caulking.

   Some lead is used in weights
   and ballasts.

   Some lead Is used for several
   minor uses such as terne
   metal, lead 'plating, anneal-
   ing, and galvanizing.

   Disposal methods vary widely
   depending on use and location
   at the end of useful lives of
   products.
  TONS OF LEAD
  NOT RECYCLED
                                 56,000
                                              23,000
                                              38,000
X OF AVAILABLE
LEAD MOT RECYCLED
                                   86
                                                                    70
                                                                                  38
 PROBLEM
 ANALYSIS
1. In most cases, lead in
   solder ends its service  life
   as minute quantities of  lead
   bonded to other metals.

2. Thus, collection of this  lead
   for recycling usually Is  a
   side  light to collection  of
   the other metals to which
   the lead is attached.

3. In most cases, economics
   dictate that the lead not
   bo separated from these
   other materials.

4. In some cases it is  separa-
   ted and recovered as lead,
   often when  the tin content
   of the solder is recovered
   as tin.

5. This is an area that has
   some promise for increasing
   the recycling of lead.
1. Much bearing lead is dis-
   posed of as part of a
   system that is primarily
   made of other metals. (For
   example, it does not pay to
   disassemble an auto engine
   for the small amount of
   lead in the bearings.)

2. When bearings are large and
   easily accessible, lead is
   often separated and re-
   cycled.

3. This area is not promising
   for  increased  recycling
   of lead.
1. Some of this lead (for
   example, foil, collapsible
   tubes, tcrne metal) is
   in forms or locations
   that make recycling
   difficult.

2. Some is easily recyclable
   (such as weights and
   ballasts, pipe and fittings,
   sheet).

3. Other (caulking, annealing)
   is marginal as to the econ-
   omics of recycling and
   depends on specific cases.

4. Overall, the recycle rate
   is relatively high.

5. This area has limited possi-
   bilities for increased
   recycling of lead.

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                                          34
reported in the "other" category.  Incomplete reporting by scrap processors and



smelters may account for additional errors.  However, it is unlikely that such



errors can account for more than one-fourth of the apparent loss of the battery



lead or more than one-half of the apparent loss of cable sheathing.



          Discounting possible reporting errors, the actual loss of battery lead



would still exceed 100,000 tons in 1969.  This can be explained by such possible



loss categories as military batteries, discards into trash collection channels,



"permanent storage" losses in homes and garages, end similar factors.



          The other two problem areas offer limited possibilities for increased



recycling of lead:



                               •  Solders



                               •  Other obsolete lead scrap.



          In both of these categories there are wide variations in the types of



applications so that some lead is economically recoverable while other lead is not.



It is doubtful that more than a minor amount of additional lead could be realisti-



cally recycled in these categories.




                                 Other Problems




Depletion Allowances




          One other important problem that directly reduces the recycling of lead



but for which it is impossible to measure the magnitude of the reduction, is the



subsidy allowed the primary industry in the form of ore depletion allowances.  A



similar subsidy for the secondary lead industry would allow higher scrap purchase



prices and processing costs at fixed profit levels and sales prices.  An unknown


                                                          O)
additional quantity of lead would be recycled as a result.
 (1)  See Volume I, General Report, for additional discussion of depletion

     allowances.

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                                          35
Cal.c ium. -Lead -







          Another- problem way arise- in. the • futU're* tfet could:.s'eriously affect the




recyclirig:-of battery lead; , Th.fs-'-is~-a  cHange-front 'ant-imonial• -lead: to calcium lead




alloys  for  storage-battery^parts.   There is ' activity .'in  the  acea-of such a change,




but it  is. impossible to-pre.ddct  if  and when-such--a change1 will occur for the bulk




of automotive  batt'eries-'.




          If  this change-does;take  placejrapidly it-could-Jsefiously interfere with




recycling.  Antimonial lead-would be pouring into "the smelter* as scrap:, but anti-




mony would  have- to-be- removed and calcium^added-1 to provide  the new- alloys required




by the  battery manufacturers-.  This;'could;-slowi< the flow'-of iriefeal through the smelters




as they adjust to new.-operating  procedures-^  It: c'ould also  cause"a buyers' market




in antimony that-wbuld make it difficult to sell the antlm'ony;




          If  this .problem^ does iarisey  it'would1 .be tempor'ary  in'nature-.  Within a




few- ye'ars the  ca-lcium?.ba't'tfeMes^w'ouid'1 be?- coming-back.'.as-.s'crapv  The- smelters




would settle  down'-to'- the- riew:;r'outinei of" sm'elt-ingrvcalcium- le'ad Unstead -of anti-




mbriial  lead.

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                                       36
                        LEAD RECYCLING INDUSTRY PROBLEMS






          There are several problems faced by the lead recycling industry that




have no direct measurable effect on the rate of recycling.  Rather, they have




economic effects on the industry, or make operations more difficult.  These may




indirectly affect the recycling rate.  These problems are:




     (1)  Declining markets for lead




     (2)  Customer prejudices against secondary lead




     (3)  Battery case disposal




     (4)  Battery acid disposal




     (5)  Slag disposal




     (6)  Battery breaking.




          Table 13 discusses each of these problems.  Included are (1) titles of




problems, (2) definitions of problems, (3) effect on recycling, and (A) analyses




of problems.




          Two of the problems in Table 13 concern the markets for lead:




                           •  Declining markets




                           •  Customer prejudices .




          Customer prejudices against secondary lead are relatively minor and do




not cause a serious problem.  It is deserving of little or no attention other than




to say promotional efforts could help erase .any irrational user preference for




primary over secondary.




          Declining market segments for lead could have significant affects on




the economics of lead recycling.  The secondary smelters will have to find new




markets as tetraethyl lead demand falls off.  Equally important, prices for lead




may decline because of this loss of an important market.

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                   ,.TABLE 13
                                      37.

             IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT; DIRECTLY^
             REDUCE THE AMOUNT OF. LEAD ..THAT IS. RECYCLED
                   D«cllnlng Overall
                                    Customer•Prejudices
                                                                                     "•'Battery- Case -^Disposal
    .'Problem
     Definition
1. The  tetraethyl lead
  , market  segment is
  ,-expected  to decline
   to zero within 10 years.

2. Cable sheathing,  type
   metal,  and  calking'lead
   markets are expected to
   continue  to decline
   slowly  in the  future.

3. Overall, market growth
   for lead will  be  very
   small in the future
 1.  Some lead, users claim
    that.secondary lead is
    inferior to primary lead.

 2.  It  is. doubtful if they
   . actually..believe this
    generalization.

 3.  They probably use this
    as basis for bargaining
    purposes.
 IV'.For. every ton 'of 'battery    .  i
 'vajtead that isi:recycled," one-   ;
   - fourth to: one-half ton of     •
  •>'byproduct'''c'ases '-are'produced.:

 2-.jfh.ese are ^worthless and       j
  i ai possible1 source of          i
    .lead poisoning.               !

 3.'The- disposal  problem is large j
   •in quantity of- cases,  and      ;
  .'requires care  in'method       1
   •;6f disposal,                   j
     Effect .on
    ; Recycle, Rate
So'me pressure on. economics
of recycling but  no  signifi-
cant effect on  quantifies of
lead, that, will  be -recycled.   '
No significant  ef ff-c.t on
quantities of lead  that-are
recycled. ..Little cr no
economic"effect.
\ Nonsignificant effect oh
,..:qu'4ntities pf~le.ad that 'are
•'recycled.  -Slip.ht economic
:;'.Vef fett"Because of'-.disposal
 "•'cost. .'•''.'
    • ..Problem
     Analysis
1. It is unlikely  that decline
   pf-,the,ftetraethyl  lead
  ..^market segment  can be
  ..prevented  in  face  of
  ^government pressure, .and  '.
  ...policies of .auto manu-
  facturers  4, oil companies.

2. It is,.unlikely' that contin-
  •cued.»decline .of  some other
  •market,, segments can; be pre-
  -.vvented-where  plastics .and
  viOther .materials have.- per-
  • formance and  economic
  - advantages over lead.

3, .Promotlrr'  and development .
  . ;.efforts- should  be -concen-
  .-jtrated on. market.segments '
  '.where .lead has  advantages.

6. Also,..new  uses  and new
   alloys or  fabrication
  ...me.thods should  be  Developed
   ,to .create  new market seg-
   ments  for  .lead.
                                                      Secondary lead  :.s.;not
                                                      inferior tO'prinary for
                                                     .the same grades.

                                                     .Promotional efforts
                                                      informing, custoners'of
                                                     .equal.quality ol.'> secondary,
                                                      plus- advantages of .
                                                      recycling -may b«; .desirable.
                                   1.. 'Battery -cases  cause an un-
                                      ;usuallv.'tl;arga-and unique
                                     ;;dispcsal problem.

                                   2 .r-KoweveT: , disposal costs
                                    - 'are not a large  percent
                                      ,pf. total operating  cost.

                                   •3 .,t-.F.indinR ^-some uses for
                                     .^battery cases would be
                                                                                      4.'5i,there .is^a'-.trend to plastic
                                                                                        - -cases in place of  rubber.
                                                                                         •,It .is.possible  to charge
                                                                                        . ''these to- the -.smelt ing
                                                                                        -furnaces.
(1)  Problems,adveriny .affect economics or practices .of recycling but tha effect In «'ternsl;of. amount c«.n -nofbe
   .'neasurcd.  Thi/«  airv.atJon ii conitdered. an: Indirect effect.
(2) .Includes.markets.for primary^ and recycled .metals.

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                                                                     37a


                                TABLE 13  IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT  DIRECTLY
                                           REDUCE THE AMOUNT OF LEAD THAT IS  RECYCLED  (Continued)
               Battery Acid Disposal
                                              Slag Disposal
                                                                                     Battery Breaking
Problem
Definition
 Effect  on
 Recycle Rate
   For every ton of  battery
   lead that is recycled,
   one-fourth to one-half
   ton of byproduct  acid is
   produced.

2. This is worthless and can
   pollute surface and  ground
   waters.

3. The disposal problem is
   large in quantity of acid,
   and requires care in
   method of disposal.
   Significant  quantities of
   lead-containing slags are
   produced as  a byproduct
   of secondary smelting of
   lead.

2. These  have no economic
   value.

3. They are commonly disposed
   of by dumping on company  premises.

4. Alternative disposal methods
   may be required at some  future
   date.
 Problem
 Analysis
  No significant eifect on
  quantities of lead  that are
  recycled.  Slight economic
  effect  because of disposal
  cost.
 1.  Battery acid  causes an un-
    usually large and  difficult
    disposal problem.

 2.  However, disposal  costs
    are not a large  percent
    of total operating costs.

 3.  Finding improved disposal
    methods would be
    advantageous.
                                               No effect on recycling.  Little
                                               or no economic effect now.
                                              1.  Slag disposal is  a normal  type
                                                 of business activity.

                                              2.  No attention need be given
                                                 to this problem.
1. Scrap batteries must have
   the case opened to get
   the lead out. •

2. Hand and machine methods
   are used.

3. Tops are sheared or sawed
   off.  Or cases  are broken
   by sledge hammers or
   crushing machines.

4. Manual  and hand-operated
   machine breaking  are  unpleasent
   jobs, making it difficult  to
   hire and  retain workers.

 5. There is  a trend  to more
    automatic machine breaking.

 6. Some industrial batteries are
    in metal containers requiring
    cutting torches to get the
    batteries out.
                                         No  significant effect on the
                                         quantities of  lead  recycled.   Some
                                         economic effect  because of  increasii
                                          labor cost and Investment cost for
                                          equipment.

                                          1. Unavailability of labor, plus
                                             increasing cost of labor is
                                             forcing expansion of machine
                                             breaking methods.

                                          2. This is causing larger and feve;
                                             breaking operations.

                                          3. Continued  development of better
                                             and  safer  machine breaking
                                             methods  is desirable.

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                                         38
          The other four problems of Table 13 involve operations of the lead




recycling industry:




                         •  Battery case disposal




                         •  Battery acid disposal




                         •  Slag disposal




                         •  Battery breaking.




          The first three of these problems Involve waste disposal.  Of these,




slag disposal is relatively minor.  It could become more Important in the




future, but has little or no effect on recycling at present.




          Disposal of battery cases and battery acid are much more serious




problems than slag disposal.  Both wastes can be classed as hazardous because




of lead content (as sludge).  Both are generated in relatively large quantities.




Both warrant attention so as to prevent pollution and health hazards.




          Battery breaking is the last problem.  It is an unpleasant operation If




mechanized breaking equipment is not used.  Thus, labor is hard to find to fill




breaking jobs.  Fortunately, the recycling Industry is making good progress in




the mechanization of the breaking operation, and the problem is being solved.

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                                          39
                 COURSES OF ACTION CONCEBMING THE  RECYCLING OF LEAD


           Having Identified the major problems concerning the recycling of  lead,

 It Is necessary to evaluate them and select  those that are amenable to solutions.
  :•••...-••;.    .,»...-      -    ....       . ,            ,     :-.(>.
 Then, courses  of action can be developed  to  lead to solutions for the problems.


                               Evaluation of Problems


           The  fourteen problems that have been Identified cover a wide range  of

 Importance  and possibilities for solutions.   It  is necessary to evaluate  the

 differences in order to assign priorities for actions.

           Four of the problems can be assigned low priorities readily.  These,

 with  the reasons the; are low priority, are  as follows:
                                         Reason- for Low Priority
                                        - *-.y;-is. .jA.y.'-^;..;:! *\- vv •
                               The  actions leading1 to^-the*'solution  of the
                               problem are" already underway':  '
                               .'•  '  -^  li:-/ •?."•• <••'• ••!"• ' tw.ri'.'       •
                                   (1)  Lead-.is being- removed from
                                        gasoline:' •'"•  '      •  '  -
                                              -•
                Problem

           Tetraethyr lead that is
             riot' recycled'
                                   (2)  Automotive 'pollution' control^
                                    '    device's"ia're'iiijaer ;de'yelbpment
                                        iha't'!c'6uid -malie 'the* lea'd' '
                                        recyclable'.  '"*•       '••'

                               Cb'irectTori1 aTrid'•'sepa'r'at-i.'on-cof"the1 lead 'is-v' it-'
                               beyond 'any' foreseeable  tecnnlca'l- or" economic
                               development 'thafwould  make  It feasible.

                               No feasible collection  method  seems possible.


Slag disposal                  This is" no more  than  a  minor operating
                               problem 6'f the sec'onda'ry smelters;

It is recommended  that  no further attention  be given  to these  four
           Lerfd; oxide's that are not
            'recycled] '           •  '
           Ammunition lead that  is
           '  not' recycled
                  •    '
problems.
          The other  ten' problems are all of  some importance and a method was

needed for determining which ones are more  important.

          The method used Is based oh how the ten compare with each other when

scored with  three criteria:

                 •  Solution of the problem will improve the environment

                 •  Solution of the problem will conserve natural resources

                 •"  Realistic solutions  can be found                       :

          In the context of this report,  the first of these criteria  is believed
              • ' ;    •            -     - -      .        .^            ,
to be more  important than the other  two.   It is weighted to allow a high score

equal to  the total of the other two.

          Table 14 presents the results of  the evaluation of the ten  problems using

the  three criteria.   In this evaluation three of the problems have total scores

substantially higher than the other  seven.   They are those" involving  battery  lead,

lead cable  sheathing, and battery case  disposal.              .            •

          These three problems are rated as high priority, and actions to solve
          '>.••;••  .'•••!   ;-.  '  --  ,.--  i . .  -. .-.;.'  :r' .-. r ;--i M    •>•••••'- _t.- - i<••••. i-..
them should be fully investigated before considering the seven lower  priority

problems.


                                Recommended Actions


           The recommendations of what  to do about the ten major  problems of the
  i.  ..: ... ;^i. - -  :;utm.;?yu_". »P'.-SX,*>£ ,^'h"1^  tcu.   pe£ '.  "•'!"  '. '•  rr '  ~  i.t:'!  ;urnii   ' •"-.
 lead recycling industry are'covered  in two parts:

      (1)   High priority actions

      (2)   Lower priority action's
                      '!'••'
           The high  priority actions  should be dealt  with before  attention  is  given

 to the lower priority  actions.

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                                        41
                   TABLE 14   EVALUATION OF  TEN PROBLEMS RELATED
                              TO RECYCLING OF LEAD
Criteria and Scores




Problems

Battery lead
Lead cable sheathing
Solders
Bearing lead
Other obsolete lead scrap
Declining markets ?
Customer prejudices
Battery case disposal
Acid disposal
Battery breaking

Solution
of Problem
Will Improve
Environment
(10)
10
8
4
2
3
0
0
10
5
1
Solution
of Problem
Will Conserve
Natural
Resources
(5)
5
4
2
1
2
0
0
0
0
0


Realistic
Solutions Can
be Found
(5)
5
5
1
1
3
5
5
5
5
5



Total
Scores

20
17
7
4
8
5
5
15
10
6
Notes:  (1)  First criteria is considered most important and is assigned maximum
             score of 10.
        (2)  Other two criteria are considered less important and are assigned
             maximum scores of 5 each.
        (3)  The higher the total score, the more attractive the problem is for
             further action.
                                          829
                                                                                                                                               42
High Priority Actions


          The high priority actions recommended here are important and far-

reaching enough to be In the public interest.  Thus, participation by EPA Is

desirable.  Participation by NASNI and its members Is also desirable since

the problems and actions are predominately within the boundaries of the lead

recycling Industry.

          Table 15 presents the  recommended  action programs  for  the high priority

lead  recycling problems.

          The solutions to  the first  two problems—  battery  lead and  lead  cable

sheathing—involve  learning the details  as to why  large quantities of. lead are

shown as not being  recycled.   The members of the recycling industry interviewed

 suggest that these  are statistical errors based on incomplete or inaccurate

 reporting.   The U.S. Bureau of Mines does not think such large quantities  can be

 accounted for in this way.   The Battelle-Columbus method of calculating quantities

 (based on life cycles) available for recycling probably introduces some error.

 These possible statistical errors may mean  that the 135,000 tons of battery lead

 shown as not being recycled is as much as 25 percent too high.  If so, about

 100,000 tons were not  recycled - still a large amount.  Table 15  recommends that

 NASMI survey members discover why this lead is not being recycled, and based  on this

 determine  what actions to  take.  A similar  recommendation is made concerning  lead

 cable  sheathing.

            The solution recommended  for  the  third high  priority  problem—battery

  case disposal—is  to seek  economic  uses for battery cases.

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                      TABLE 1« RECOMMENDED ACTIONS.  HIGH PRIORITY tEAD RECYCLIKC PRODtEKS
                          Battery tend Tlial U
                            Hot Rrrycird
                                       Coble Shrolhlnp. That  It
                                          Hot Recycled
                                                                    Battery Case Disposal
   Actions
   Recommended
     An investigation should
be undertaken to determine
why 135.000 ton* of battery
lead were not recycled  in
19C9.  Once this .determi-
nation has been made,
appropriate additional
Analyses .ind plans, can  be
nude to increase the recycle
rate .if fe.as,iblo.
                                     '  An  Investigntlon should
                                   be undertaken  to determine
                                   vhy 98,000 ton:  of,lead coble
                                   shcathlnr. wore not>,rccyled  in
                                   1969.  1'art of this  nay be  ex-
                                   plainable by .errors  in report-
                                   Ing by recycle companies or the
                                   U.S. Bureau of Mines.  However,
                                   1C is  difficult  to sec how  the
                                   entire 9,8,000  tons could be
                                   explained this way..  Once
                                   t*e«»orw*>ud opportunllles for NASMI.  They arc the best judeccnti
     Of Battclle.
(2)  Rrcoam-ndi-d actions were distributed between .high priority and lover priority based 'on the
     evaluation with llir.ee criteria.                                         ".
(J)  It is suc.r.cstrd that .NASMI continue its leading role in recycling. reeoRnlzlng that other
     ori;nn<7.ntions turli as 11»- liurc.ui of Hlni-s, Do,part,mcnt of Comrorrfr, Council of FiwlronnentJ1
     
-------
                                      44
Lower Priority Actions






          The lower priority actions that are recommended are neither important




enough, nor far-reaching enough to be of much interest to the public.  Thus,




participation by EPA is not recommended.  The problems involve primarily




NASMI, its members, other companies involved in the lead recycling industry, and




other organizations concerned with lead.




          Table 16 presents the recommended action programs for the lower




priority problems of lead recycling.




          Programs are already underway concerning two of these problems.  The




Lead Industries Association has an R&D program to develop new markets for lead




to replace declining market segments.  NASMI has a program to promote recycled




materials, including lead, as a means of overcoming customer prejudices.






Other Actions






          Additional actions involving markets, scrap sources, recycling industry




operations, equipment, and legal requirements are recommended in Volume 1, the




General Report of this series.  Some of these relate to the recycling of lead.




Refer to the General  Report for additional information.

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                                              TABLE  16   RECOMMENDED ACTIONS, LOWER PRIORITY LEAD RECYCLING PROBLEMS
          Actions .
          Recommended
            (D(2)(3)
          By wnom
a. V
f" •-
Specllfic
'Steps
                       Solders
                          •  Bearing Lead
                              • Other Obsolete 'Lead'
                                   Scrap that are
                      	Not Recycled	
             A brief investigation should '
             be undertaken to determine
             the 'feasibility o'f 'increas-
             ing, the recycling of solders,
             bearing lead, and other      .
             obsolete lead scrap.  If
             any feasible possibilities
             are 'found, additional actions
             can then be "planned.         '
                   NASMI
1. Set up a committee of
   secondary 'smelters
   and scrap processors.

•2. Commit t e'e,ahaly'ze. what
   is not being recycled
   and  why.      :

3. .Recomneni "tiE :i?t  ils
   feasible'to try to.
   increase recycling rate
   or not.

•4. Survey recycling.,'.
   ind'us t ry, i'f just if led
   {bjised pn^3),,^oim~pre  '„-:'.
   •ae'curafely ^determine -. '.
   what and why of  materials
   "hot 'being recycled.

5. 'be'termine 'what 'next
   actions to take.
                                               Declining Market
                                                ,  Segments	
                              R&D should be pursued  to
                              develop new markets  for
                              lead.  This may include
                              new alloys or compounds,
                              new forms, etc.
                              NASMl'/Lea'd .Industries
                               Association/ILZRO
I. Set up a
   .committee of one
   NASMI staff member,
   •and 2 'secondary
   'smelters to cb-
   'ord'inat'e recycling
   [industry interests
   with -Lead Industries
   Assbciation/ILZRO
  -activities.
                                                      2. Discuss     ^
                                                         ^Le'ad indus'tries
                                                         'Association how. to
                                                         work together to
                                                         ..develop new^l^a/d c,.
                                                         ^(rk"ets--fu'nid;ing of
                                                         :RiD, selection of
                                                         "projects, etc.
                                                          Customer Prejudices
                         Publicity should be used
                         to Inform lead users of
                         the purity, and quality of
                         secondary and primary
                         lead.  Additionally, the
                         public service aspects
                         of using secondary lead
                         should be featured—clean
                         up 'the environment', save
                         natural resources.
                         NASMI/NASMI Member
                           Companies	
1. Continue general •
   publicity program.?
   that promote recycling',

2. •Inaugurate     -,"
   specific 'p'ro'gTam .'to
   "publicize recycling
   of 'lead.

3. Help member
   companies design
   publicity and adver-
   tising programs.
                                                   Battery Acid Disposal   Battery Breaking
                          An  investigation
                          should  be  undertaken
                           to  determine present
                          battery acid dispos-
                           al  methods, and to
                           find improved
                           methods.
                          NASMI'/Battery
                           Breakers
                      An investigation
                      should be under-
                      taken to develop
                      improved methods
                      of battery break-
                      ing.
                      NASMI/Battery
                        Breakers
1. Set up a
   committee of
  •battery breakers-
 •  smelters, scrap
   'processors
   and -specialists
   in breaking.
2. Prepare a report
   on present
   disposal methods
   and problems.

3. investigate similar
   disposal problems
   •of. other -indust-
   ries.

A. Discuss improved
   methods .of disposal
   with equipment and
   materials suppliers

5. Determine what addi
   tional actions
:   'should'be taken.
Set up -a
conaaittee of
battery breakers-
smelters,, 'scrap pro-
cessors;, «nd
specialists
in breaking.

Prepare, a report
on present
breaking methods,
equip-ient,  and
problems.

Investigate icprbved
methods -of  breaking

Determine what
additional  steps
to take.
                                                                                                                                                           Ul
            (1)  The responsibility for reconinended actions shown in this table are based on importance of the
                 action,  benefit  to the taxpayers, and opportunities for NASMI.  They are the best iudenert*
                 of Battelle.
            (2)  Recommended actions were distributed between high priority and lower priority based on the
                 evaluation w'ith  three criteria.
            (3)  It is  suggested  that NASMI  continue its leading role in recycling, recognizing that other
             •   organization^  such as tHe Bureau of Mines, Department of Commerce, Council of Environmental
                 Quality, 11EW Office of Information, and State, Local, and Federal Legislatures must -be
                 involved.

-------
                                    APPENDIX A



                                   LEAD  MARKETS




Uses of Lead



           Table A-l provides a detailed  breakdown of  lead consumption  by use

since 1965.
                       TABLE
                             A-l. United States Consumption of Lead '
                                        (In short tons)
                                1965
                                           1966
                                                    1967
                                                              1968
                TOTAL
                              1,241,482
1,323.877.  1,260,516
1,328,790
                                1969a
Ammunition
Bearing metals
Brass and bronze
Cable covering
Calking lead
Casting metals
Collapsible tubes
Foil
Pipe, traps and bends
Sheet lead
Solder
Storage batteries
Terne metal
Type metal
White lead
Red lead and litharge
Pigment colors
Other pigments
Gasoline antiknock
additives
Misc. chemicals'
Annealing
Galvanizing
Lead plating
Weights and ballast
Other uses unclassified
57,322
21 ,600
23,699
59,645
66,584
5,046
10,893
4,805
19,837
27,569
77,819
455,347
2,109
. 33.416
8,414
79,853
12,553
8,063

225,203
346
5,719
1,775
240
14,135
19,490
78,435
21,588
25,447
6fi,491
63,250
6,671
1 1 .987
6,041
19,984
28,938
78,898
472,492
1,966
30,421
8,131
89,500
13,695
8,562

246,879
614
5,441
1,639
428
18.090
18,289
78.766
19.561
20,467
63,037
48,789
10,083
1 1 ,299
6,148
20,184
26,763
68.833
466,665
1,620
28,554
8,087
76,589
13,041
5,473

247,170
609
4,202
1,854
532
15,794
16.396
82,193
18,441
21,021
53,456
49,718
8,693
9,310
6,114
21,098
28,271
74,074
513,703
1.427
27,981
5,857
86,480
14,163
3,234

261,897
629
4,194
1,755
389
16,768
17,924
79.233
17.406
21,512
54,203
44,857
9,918
12,484
5,881
19.407
25,818
72,626
582.546
1,583
25,660
6,617
79,898
14.670
1,201

271,128
602
4,252
1,797
406
17,366
18,289
1,389,358
               U.S. Bureau of Mines, Minerals Yearbooks.  1965, 1967,  and
               1969,  "Lead" chapters.
           Storage Batteries.  Table A-2  gives the percent distribution of numbers

of motor vehicle batteries shipped by  category of usage for the 3-year period

1966-1968.

-------
                                       A-2
            TABLE A-2.   SHIPMENTS OF BATTERIES,; U.S. MANUFACTURERS,
                             BY USE CATEGORY, PERCENT,
                                 1966-1968 AVERAGE
               Use Category
                                            Percent of Total Units
             Replacement
             Original Equipment

             Export

                  TOTAL
 76

 23
  1

100
             Source:  American Association of Battery Manufacturers,
                      Yearbook. 1970.
          Figure A-l shows lead consumption by battery manufacturers annually

since 1946.                                                         .
                                                       r .  :!!,:-.

'•&
& V dfi.
1946 	 280,000
1947 	 380.000 _


1951 	 353.800
1952 330 000 300
1953 	 356,500
1954 	 337,300
1955 	 380,000
1956 	 37P.771 „
1957 	 saivOlS
1958 	 312,725
i960 	 353.196 •
1962 	 419,906
1963 	 439.100
1964 	 429.348
1965 	 455,347
1966 	 472.492
1967 	 466,665
1968... 513^703
1969... 582, 546




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•69
                FIGURE A-l.  TOTAL LEAD USED BY BATTERY MANUFACTURERS
                             Includes primary,;secondary,.and
                           antlmonlal lead in tons of 2000 Ibs.

           Source:   U.S.  Bureau of Mines, Minerals Yearbooks.  1946 to
                    1969, "Lead" chapters.~

                                              235

-------
                                       A-3
          Figure A-2 shows the annual  production of lead oxide by battery

manufacturers since 1946.
          Year
                    Torn
1947	 69.000
1948	 69.000 ...
1949	 55.000
1950	 80,000
1951	 77,000
1952	 76,000 »>
1953	 82.000
1954	 79,233
1955	113,800 160
1956	106,956
1957	127,583
1958 	120,324 i»
1959	152.341
1960	139,847
1961	147,130 eo
1962	161,023
1963	182.934
1984	178,038 „
1985    192,655   ..
1966    198.941
1987	203,571
1968	214,346
                          "s
                                           /^
                                              A'
                                'JW '5J  'IS  '57  •»  •«!   'U  •«  '47  •»
                   FIGURE A-2.  LEAD OXIDE MADE BY BATTERY
                                MANUFACTURERS
                                    (lead  content)
                   Source:  U.S. Bureau  of Mines,  Minerals Yearbooks.
                            1947 to 1969,  "Lead" chapters.

          The average lives of batteries have  been increasing during the last

20 years.  Table A-3 shows the average lives  for four 5-year periods.   This

extension of service life reduces the number  of batteries purchased and thus

the amount of lead that might be used if battery life was not increasing.



                    TABLE A-3.  AVERAGE  BATTERY LIFE, 1949-1968
5-Year Period
1949-1953
1954-1958
1959-1963
1964-1968
Average Life,
21
24
25
27
Months




                     Source:  American Association of Battery
                              Manufacturers, Yearbook. 1970.
                                                                                                                                              A-4
          The yield of batteries per  ton of total lead consumed increased until

the mid-1950's.  Since then it has  remained about constant.  Table A-4 shows  the

number of batteries manufactured per  ton of lead consumed for three 3-year  periods.


                      TABLE A-4.   BATTERIES PRODUCED PER TON  OF
                                  LEAD CONSUMED,  1946-1968
                                                                                                                             3-Year Period
                                                                                                                                                  Number of Batteries
                                                                                                                                                    Per Ton of Lead
                                                                                                                               1946-1948

                                                                                                                               1956-1958

                                                                                                                               1966-1968
                                                     82

                                                     92

                                                     90
                        Source:  American Association of  Battery
                                 Manufacturers, Yearbook.  1970.

           The  yield of batteries per ton of lead is expected  to remain about

 constant  in  the future.  However, battery life will probably  continue to increase.

 Thus,  annual lead consumption for batteries will increase somewhat slower than

 the  increase for motor vehicles in use.


           Tetraethyl Lead.  Table A-5 provides historical data on consumption of

 lead for  the production of tetraethyl lead.  This  material is used as a constituent

 of antiknock additives for gasoline.
                 TABLE A-5.   CONSUMPTION OF LEAD IN THE PRODUCTION OF
                             TETRAETHYL LEAD, 1964-1969
Year
1964
1965
1966
1967
1968
1969
Source :
Tons of Lead
223,466
225,203
246,879
247,170
261,897
271,128
U.S. Bureau of Mines,
Minerals Yearbooks.
                                                                                                                                        1964 to 1969,  "Lead"
                                                                                                                                        chapters.
                                                                 137

-------
                                       A-5
          It is expected that tetraethyl lead will be phased out of motor vehicle

fuels within the next ten years for the following reasons:


          (1)  The U.S. Government is currently considering taxing lead content
               of motor fuels to reduce air pollution.  This method or some other
               action- is expected to discourage lead use.

        '- -(2)  The auto manufacturers have taken a stand favoring removal of  ..
               lead from gasolines.

         ,(3)  The petroleum, companies, have recently,, introduced lead.-free
               fuels, .and. are planning new refinery  facilities to upgrade
               octane values of blending-stocks.

          Other Oxides. Pigments, and Chemicals.  Table A-6 gives consumption

data.for lead in nonmetallic applications (except1 battery oxide and tetraethyl.

lead).                                       -
           TABLE: A-6.  u.s1.. CONSUMPTION-or LEAD; AS OXIDES, .PIGMENTS-, AND:
                       CHEMICALS, EXCEPT BATTERIES'. AND; TETRAETHYL LEAD:
                                      (tons)

White lead
Red lead, and' litharge
Pigment colors
Other pigments
Lead plating
Misc. chemicals.
1965
S',414
79,853
12,553
8,063
240'
346
1966,
8', 131
89i500
13', 695
8;, 562.
428=
614.
1967?
8'i087
76', 589'
13,041
5,473'
532.
609
l'968r
5,857
86', 480'
14,163:
3,234.
389?
629
1969
6,617
79,898
14,670
1,201
406
602
 Source:   U.S.  Bureau, of Mines*. Minerals' Yearbooks.  1965 to 1969-,  "Lead" chapters.
          Consumption of the major, lead oxides by use is given in Table A-7.
                                                                                                                                             A-6
TABLE A-7.  DISTRIBUTION OF WHITE  LEAD (DRY AND IN OIL),  LITHARGE,
            AND RED LEAD SHIPMENTS,^ BY INDUSTRIES,  1969
                           (short  tons)
                  Industry


        White Lead  - Paints
                     Ceramics
                     Other
                             TOTAL
        Red Lead
                      Paints
                      Other

                             TOTAL

                      Ceramics
                      Oil  refining;
                      Rubber
                      Other

                             TOTAL
 10,359

  9,191
 12.986

 22,177-

 21,570.-
  1,603
'  1,794
110'. 752.'
135', 719
                                                                                                                     (1)   Excludes-basic lead- sulfate, figures withheld
                                                                                                                          to avoid disclosing individual company confi-
                                                                                                                          dential  data.

                                                                                                                     Source:  tt.'Si Bureau of Mines,  Minerals Yearbook.
                                                                                                                              1969,  "Lead" chapter.
                                           208

-------
                             APPENDIX B
                     LEAD RECYCLING INDUSTRY DATA
                         FROM EXTENSIVE SURVEY
      TABLE B-l.  SECONDARY MATERIALS INDUSTRY--AVERAGE BUSINESS
                  STATISTICS FOR LEAD
Average Investment
   in Plant and
    Equipment
Average Number
 of Employees
Average Investment
   per Employee
    1,652,000
                                   95
                             17,300
           TABLE B-2 .
                       AVERAGE SIZE OF LEAD SCRAP PROCESSORS,
                       ANNUAL TONS, BY REGION
                 Region
                                             Tons per Year
                                                of Lead
        Total United States

           New England
           Middle Atlantic
           South Atlantic
           East North Central
           East South Central
           West North Central
           West South Central
           Mountain
           Pacific
                                                 731.1
                     922.7
                   1,014.3
                     522.2
                     493.4
                     650.0
                     850.0
                   1,376.9
                     377.3
                     676.2
                                                                                                                                      B-2
                                                                                                                 TABLE B-3.
                                                                                                 AVERAGE SIZE OF SECONDARY LEAD SMELTERS,
                                                                                                 ANNUAL TONS, BY REGION
                                                                                           Region
                                                                                                                      Tons per Year
Total United States

   New England
   Middle Atlantic
   South Atlantic
   East North Central
   East South Central
   West North Central
   West South Central
   Mountain
   Pacific
2,532.8

  500.0
4,483.9
2,416.7
1,945.7
  500.0
3.400..0
3,562.5
  666.7
1,842.1

-------
                                                                                                   ill
                                                                                            TABLE OF CONTENTS
                                                                                                                                       Page
 VOLUME V           .                            .      SUMMARY...		Vii

                                                                     Zinc Consumption and Production  .................  yli
ZINC REPORT                                        .,-.-.   The ?,inc Recycling  Industry  ................... Vlli
                                                                     Problems of Zinc Recycling.  .	    x
                      '                                               Recommendations	xlii

                                                          INTRODUCTION. .	:	    1

                                                               Background  ........................  	    1
                                                               Objectives  . .	  	  ........    2
                                                               Scope.	    3
                                                               Research Methods  ................  	  ......    3
                                                                     Literature Search  ........................    3
                                                                     Extensive Survey.  ........................    4
                                                                     In-depth Survey ..........................    4
                                                                     Analysis and  Synthesis.  	  ...........  	    5

                                                          THE ZINC' INDUSTRY	''•'•:	•  •  •    ^

                           -    .           _.   .,'               Characteristics-of-Zinc;--k-:  ............;..	    7
                                                                     Grades of Slab Zinc and  Zinc Dust	    7
                    .                                                 Zinc Die Casting Alloys  .........  	  	    .9
                                                                     Zinc Oxide.	.....;,........    10
                                                               Characteristics of th'e Zinc Industry  .................    10
                                                                     Materials Sources	    11
                                                                     Materials Flow. .........................    11
                                                                     Zinc Producers. ...........  	  ..  	    11
                                                               Markets for Zinc..	    13
                                                                     Zinc Use Patterns  ........................    15
                                                               	v  Markets_for Recycled Zinc ....  ,  ,  ,  .  .  ...  .........    16
                                                               Market Outlook  .  7	  .    16

                                                          THE ZINC RECYCLING INDUSTRY	    17

                                                               Characteristics of Zinc  Materials.  ...  	  .....    17
                                                                     Secondary Zinc. .......  	    17
                                                                     Scrap  and Drosses		    17
                                                               Characteristics of the  Zinc Recycling Industry  ...  	    19
                                                                     Materials  Sources  ......  	  .    19
                                                               Recycled Zincs Markets'  . '.	    20
                                                                     Use Patterns	    21
                                                               Industry Data.	  .  .  .............    23
                                                               Materials Flow Pattern  for  Zinc Recycling	    25




                                                                                                       £-.13

-------
                                       IT
                          TABLE OF CONTENTS (Continued)
     Demand/Supply Analysis	28
          Demand	'   28
          Supply	28
          Demand/Supply Balance	28

ZINC SCRAP RECYCLING PROBLEMS	29

     Industrial Scrap	   29
     Obsolete Scrap	   29
     Other Problems	32

ZINC RECYCLING INDUSTRY PROBLEMS	   32

COURSES OF ACTION CONCERNING THE RECYCLING OF ZINC	34

     Evaluation of Problems	34
     Assignment of Priorities	34
     Recommended Actions	   36
          High Priority Actions	36
          Lower Priority Actions	38
          Other Actions	40
                               LIST OF APPENDIXES


APPENDIX A.  ZINC MARKETS	  A-l

APPENDIX B.  ZINC RECYCLING INDUSTRY DATA FROM EXTENSIVE SURVEY	B-l


                                 LIST OF TABLES


TABLE   I.  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING ZINC THAT
            WAS NOT RECYCLED IN 1969	xi

TABLE  II.  RECOMMENDED ACTIONS, LOWER PRIORITY ZINC RECYCLING PROBLEMS. .  .  xil

TABLE III.  RECOMMENDED ACTIONS, HIGH PRIORITY ZINC RECYCLING PROBLEMS . .  .  xlv

TABLE  IV.  RECOMMENDED ACTIONS, LOWER PRIORITY ZINC RECYCLING PROBLEMS. .  .  XV

TABLE   1.  GRADES OF SLAB ZINC	    8

TABLE   2.  ASTM B 240—63-STANDARD SPECIFICATION FOR ZINC-BASE ALLOYS
            IN INGOT FORM FOR DIE CASTING	    9

TABLE   3.  ASTM SPECIFICATIONS FOR AMERICAN AND FRENCH PROCESS
            ZINC OXIDE	10

-------
                          TABLE OF CONTENTS (Continued)


                           LIST OF TABLES (Continued)
TABLE  4.

TABLE  5.

TABLE  6.

TABLE  7.

TABLE  8.

TABLE  9.

TABLE 10.

TABLE 11.

TABLE 12.

TABLE 13.


TABLE 14.


TABLE 15.

TABLE 16.

TABLE 17.

TABLE A-l.

TABLE A"-2.

TABLE A-3.


TABLE B-l.


TABLE B-2.

TABLE B-3.
                                                                  Page

GENERAL STATISTICS FOR ZINC ESTABLISHMENTS,  1967.  .  .  .  .  .  ...  .14

ZINC  CONSUMPTION BY TYPE OF MATERIAL,  U.S.,  1969.	15

ZINC USE PATTERN, 1969	   15

GRADES OF ZINC SCRAP AND DROSSES.  ................   18

CONSUMPTION OF NEW AND OLD ZINC  SCRAP  IN  THE U.S.  in 1969  ....   19

ZINC SCRAP PRICES, 1969	20

RECYCLED ZINC PRODUCTION, 1960-1969	21

CONSUMPTION OF SECONDARY ZINC  BY USE,  1969	   22

ZINC SCRAP RECYCLING, 1969	  .  .  ........  26
IDENTIFICATION AND ANALYSIS OF PROBLEMS  CONCERNING ZINC
THAT WAS NOT. RECYCLED IN  1969  .............
30
IDENTIFICATION AND ANALYSIS OF PROBLEMS  THAT DO NOT DIRECTLY
REDUCE THE AMOUNT OF ZINC THAT IS RECYCLED.	33

EVALUATION OF NINE PROBLEMS RELATED TO RECYCLING OF ZINC.  ....  .  35

RECOMMENDED A.CTIONS, HIGH PRIORITY ZINC  RECYCLING PROBLEMS         37

RECOMMENDED ACTIONS, LOWER PRIORITY ZINC RECYCLING PROBLEMS ...  39

ZINC DIE CASTINGS USE PATTERN, 1969	A-l

.GALVANIZING ZINC USE PATTERN	A-l

ZINC CpNTENT"QF- ZINC -PIGMENTS AND-COMPOUNDS  PRODUCEDJBY-   -:  —  -.-
DOMESTIC MANUFACTURES, BY SOURCES, 1969	A-2

AVERAGE SIZE OF ZINC SCRAP PROCESSORS, ANNUAL TONS,
BY REGION	B-l

AVERAGE SIZE OF ZINC SMELTERS, ANNUAL TONS,  BY REGION	B-l

SECONDARY MATERIALS INDUSTRY - AVERAGE BUSINESS STATISTICS
FOR ZINC	 .  .  . B_2
                                                                                                                                          VI
                                                    TABLE OF CONTENTS  (Continued)


                                                          LIST OF FIGURES                 '


                                                                                                      Page

                          FIGURE I.   SCRAP/RECYCLED ZINC FLOW, 1969	  ix

                          FIGURE 1.   MATERIALS  FLOW BALANCE, ZINC, 1969	  ..\ ..  12

                          FIGURE 2.   TRENDS  IN  THE ZINC INDUSTRY IN THE UNITED STATES, 1945-1969 •. .  .  13

                          FIGURE 2-A.MONTHLY AVERAGE ZINC PRICES AT EAST ST. LOUIS AND LONDON,
                                     1960-1969	  15a

                          FIGURE 3.   AVERAGE SIZE  IN TOSS PER YEAR OF ZINC OF (1) ZINC SCRAP
                                     PROCESSORS AND ZINC SMELTERS, BY REGION, 196?	  24

                          FIGURE 4.   SCRAP/RECYCLED ZINC FLOW, 1969	  27
                                                                                                                                                 r:  r f*
                                                                                                                                                 «.-•.,'6

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Tli
                                     SUMMARY



          The economic recycling of waste materials is a desirable approach to the

disposal of solid wastes.  Recycling therefore is of interest to the Office of

Solid Waste Management whose responsibility it is to formulate and recommend

solid waste programs for the United States.  This report on the recycling of zinc

provides information and analyses to be used as a basis for program planning.  The

report was prepared by Battelle-Columbus with the guidance and help of the National

Association of Secondary Material  Industries (NASMI).  It is based on a 12-month

study of zinc recycling.

          The report reviews briefly the demand and supply for zinc in the

United States - both primary and secondary.  It analyzes the recycling of zinc -

the operations of scrap processors and smelters, sources of zinc scrap, markets

for recycled zinc, and recycling rates by  types of scrap.  Based on this analysis

the report presents the problems faced by  the zinc recycling industry.  Finally,

it evaluates these problems to determine priorities,  and recommends courses of

actions  to  solve or reduce these problems  - with the  emphasis  on  increasing

recycling  of zinc  in  order to reduce solid waste disposal problems.


Zinc  Consumption and  Production


           Although zinc  is used  in  hundreds of consumer products,  four basic  markets

account  for  85  percent  of  the total  consumption of  zinc:

                                                    Percent

                             Die  casting                 35

                            Galvanizing                 28

                            Oxides  and  chemicals        12

                            New  brassmaking             10
      2-7
                                                                                                                                         ylH

                                                                                                                 Recycled  zinc,  however, comprises only a small percentage of  total

                                                                                                       U.S. zinc production:^1'
                                                                              Primary zinc  production

                                                                              Recycled zinc production


                                                             The Zinc Recycling  Industry^2)
                                                                       The zinc  recycling  inudstry takes scrapped zinc  from  the  point of  scrap-

                                                              page  to a point of  reuse.  The functions  include buying and selling, physical

                                                              movement, and change  of  form  of the zinc.  The scrap materials  are  mostly drosses

                                                              and residues from zinc melting operations.  The recycled zinc that  is  the output

                                                              of the industry covers a range of types and purities of zinc and zinc  alloys of

                                                              which some are equivalent  in  characteristics and uses to primary zinc.

                                                                       The importance of recycled zinc  in the total zinc market  is  shown  by

                                                              1969  supply data for  zinc:


                                                                      Zinc Source           Short Tons  of Zinc     Percent of Total

                                                                     Domestic ores               459,000                 26

                                                                     Imported ores               582,000                 33

                                                                     Imported metal              _329,000                 19

                                                                     Recycled zinc               378,000                 22


                                                                           TOTAL               1,748,000                100

                                                                       Figure I  summarizes data concerning the recycling of  zinc for the  year 1969.

                                                              The quantities of zinc that were calculated to be available for recycling in 1969 are

                                                              shown at the left (light shading).  The quantities not recycled are shown next  (dark

                                                              shading).  No galvanized steel or zinc oxides and chemicals are recycled because the

                                                              nature of the applications for these materials makes recovery nearly impossible.
                                                              (1)   Zinc recycled as a constituent  of  brass  is not  included.
                                                              (2)   Home scrap is not included  in this report.
                                                              (3)   For a discussion of the functions  of the recycling Industry,  see Vol  I
                                                                   General  Report.                                                      '  '
                                                              (4)   Includes 194,000 tons  of zinc recycled as brass.

-------
                                             ix
PI
r n
o d
m u
P s
t t.
 Golvoniied
  Clippings
  50.000,

Flue  Oust
.50,
       20,000           17.000
       Other Pjoiii|rt Industnoi:
       130.000,
                                   Notes:  (t)  All quantities in short tons of zinc
                                         (2)  Zinc recycled os.bross'not included
                                         (3)  Home scr.ao.not included.     ;:....
                                         (4)  Prompt  industrial above broken line,
                                             -.obsolete.below.  .......     .
                                          (5) Estimated 50% of scrap by-passes
                                          -   -. processors,'-deafens, and brokers
       1.271 POO
       7otdl.?Zinc
                                 182,000
                                 Recycle^
    Available in Scropj:;;: Recycled ijij (77% Prompt Industrial
                                              Recycled Zinc
                                                .Markets
                FIGURE   I.   SCRAP/RECYCLED  ZINC FUOW, 1969
                                                249

          The zinc, that is rec'ycled is shown in the unshaded pprtipn.   It  is -

apparent that large quantities of zinc are being recycled from industrial  sources,

but not from other sources.  The recycled zinc is then marketed for several

applications as shown on the right of Figure 1, namely, slab zinc, zinc dust,

alloys, and oxides and chemicals.  Overall, the recycling of zinc is at a  very

low rate with less than 15 percent of the amount theoretically available being

recycled.


Problems of Zinc Recycling


          The problems of zinc recycling are of two types:  (1)  those that

directly reduce the recycling'of zinc, and (2) those that do not directly  reduce

the recycling of zinc.  Those in.the first category are problems because they

reduce recycling in measurable quantities.  Those in the second because they, ad-

versely affect economics or practices of recycling but the affect in terms of

amounts of zinc can not be measured.

          Table I presents the 6 problems that directly reduce recycling.   They

are classified by the type of zinc scrap to be recycled.  The problems in  each

category is the very sizeable amounts of zinc that are not~recycled.  In some  in-

stances there are real reasons why the zinc cannot be recvcled.

         Table II  presents the three"?roblems that do not directly reduce the  recy-

cling.of zinc.  The first two are market problems and the other one is an  operating

problem of the recycling industry.

-------
              TABLE I.   IDENTIFICATION  AND ANALYSIS  OF PROBLEMS  CONCERNING  ZINC  THAT WAS NOT RECYCLED IN 1969
                                              Scrap Categories Where Some Zinc Was Not Recycled
                        Galvanized Clippings
                                                                 Flue Dust
                                                                                                Zinc Base Alloys
Problem
Definition
               4.
               5.
 Fabrication of galvanized
 sheet  and  strip  gives  trimmings
 that are scrapped.

 This is recycled as steel
 scrap  with the zinc still on
 it.

 This zinc  is lost out the
 stack  of the steel furnace
 or is  collected by air
 pollution  control equipment
 and dumped.

 The zinc often corrodes
 furnace refractories during
 steel  melting.

Thus,  none of the clip-
 ings are recycled for zinc
 content.
     In smelting of zinc and
     brass, some zinc is evaporated

     Much of this zinc is now
     recovered by air pollution
     control equipment.

     In most cases, the material
     is high in chlorine content,
     and is quite fluffy.

     Because of the chlorine and
     low density,  it  is difficult anc
     costly to recycle.

     Thus, only 15 percent is
     recycled.
                           Nearly all zinc base
                           alloy scrap is in the form
                           of die castings.

                           The die castings  vary In
                           size from fractional ounce
                           to a few pounds.

                           The die castings  often
                           contain Inserts of steel,
                           brass,  or other materials.

                           Over half of the  die castings
                           are in autos.

                           Most of the remainder are
                           also attached  to  large
                           amounts  of  other  materials
                           in home appliances,  mach-
                           inery,  farm equipment, etc.

                           There has been no economical
                           method for separating most
                           of the die castings  from the
                           other materials.

                           Thus,  less than 10 percent
                           of the zinc base  alloys are
                           recycled.
 Tons of Zinc
 Not   Recycle^
          50,000
17,000V
                                                 320,000
 Percent
 of Avail-
 able Zinc
Hot   Recycle-
                                 100
                                                                      85
                                                                                                            91
Problem
Analysis
               5.
Galvanized clippings contain 4
or 5 percent zinc and 95 or 96
percent steel.

The materials values per ton
are about:
      Steel - $30
      Zinc  - $12
    Total     $42

Only about $30 per ton of
clipping is now being paid.

An economic method for sep-
arating the zinc from the
steel would Increase the
value by $12 per ton — a  40
percent Increase.

In addition, It would reduce
corrosion of steel furnace
refractories and make air pol-
lution control easier.
1.  Flue dusts from zinc and
    brass smelting usually con-
    tain 40 to 50 percent zinc.

2.  Each pound of dust contains
    5 to 7t worth of zinc.

3.  An economic method of re-
    covering the zinc would
    increase the recycling of
    zinc.

4.  Also, it would provide ad-
    ditional incentive for strict
    air pollution control measures
                       1.   Zinc in die castings has  low
                           Impurity levels.

                       2.   Inserts of other  metals can
                           be  easily removed.

                       3.   The difficulties  involve
                           economical separation of  the
                           die castings from the larger
                           products (autos,  appliances,
                           etc.)  of which  the die cast-
                           Ings are a part.

                       4.   Larger,  easily-accessible die
                           castings can be removed by
                           hand.

                       5,   Smaller,  nonnccesstble die
                           castings can be removed by
                           disintegration  and separa-
                           tion equipment  such  as auto
                           hulk shredders.

                       6.   Separation from ferrous metal:
                           is  easily accomplished mag-
                           netically.

                       7.   Separation from, nonferrous
                           metals  is much  more
                           difficult.

                       8.   More economic methods of  sep-
                           aration  of zinc from nonfer-
                           rous scrap would  Increase
                           recycling substantially.
(1)  Does not Include steel furnaces.

(2)   This is total quantity of zinc that were originally used.  By the time of scrappage much of the zinc
      has been washed away (maybe 50 percent) and would be virtually Impossible to recover.

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                    TABLE  I.   IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING ZINC  T11AT WAS NOT'RECYCLED IN 1969
                               ('Continued)
                                           .Scrap  Categories Where Some Zinc WUH  Not  Recycled
Problem
Definition
                          Old Galvanized
1:  Old"galvanized metal Is
 . '-scrapped In^'a* great' variety
  • of f6rms--biickets, tanks,
   'bridges, 'fencing; autos,
  swfann-'silos, ''etc.

2. "Much of the*zinc has been
i  ':rcbrr6ded'away'while pro-
    tectIng-the base metal
  '•'during the'useful lives of
   -the products.  The 'zinc"has
' . •"'been -washed'bff Iritb'the
  '"ground or'ihto'-sewers and
 •'"streams.

3. ' If"the*products 'are recycled,
  •  It Is as"the'base metal,' not
  * as"zinc.

4: :i-fhus, no:ol'd galvanized
    ' zinc Is recycled.• It  is
   •'wasted  In'the  flue'gases  of
 •'. ' iron and'steel furnaces  If
   • not washed'away  In use.
                                                        ' Oxides' and 'Chemicals
 •Close'-to'half of'.-'the»zinc
 •oxides 'and 'chemicals1.are
  scrapped- as  constituents
  of  rubber products.

  Most of- the'remainder are
 'scrapped as'constituents
  of'paintsy.rp'apers, 'textiles,
  and^chemicals.

  Zinc-' 6xides'.4and chemicals
'•are> nearly-always'-'a 'minor
"percentage of 'these'products.

  These1'products1 are generally
  not recycled.

  It  ls;j not'economic to recycle
; -the;zinc In" these1 products.

• •Thus;-' no'zinc oxides  or
 •'chemicals''are ^recycled'.
                                                                                                'Other Obsolete Scrap
''Other-obsolete zinc scrap In-
 cludes rolled zinc (used In dry
 cells), zinc dust  (used  in paints),
-'.'and a"varlety o£'mlnor        •   V
 uses.

 Recycling of'this zinc Is
 •generally not economic because
 it is in very small and  conCam-
 -inated pieces (such as dry cells),„
 or Is "intimately'mixed:with'and
'•'attached to other materials
 •(such as in paint).

 Thus, only a.small percentage of
 this 'zinc scrap Is recycled.
 Tons of  Zinc
 Not  Recycle
              39tf;000
                                                            190>006
                                                                    (2)
                                                                                                       122,000
 •Percent
• of Avail-
s-able 'Zinc
,;t)oi ; Recycle
                                  100
                                               ;ioo
                                                                                                            94
  Problem'
  Analysis
 1."  In"most  cases,  the'percentage
     of zinc  in old  galvanized
   '•products is too-small to be
   ".economicsllyfiseparated.

 2.'  Thus,  it is more-practical
     to-recycle'the  zinc with'the
    -steel  scrap.

 3.   In'the'lron or'steel-'furnace,
    ' the"zlnc'"evaporates''and can
  1  be collec'tedTrom the flue
   •  gases  by-air-.pollution'con-
    't'rol 'equipment.

 4.(-  Ih'the'flue "dust;  the-zinc is
   1 ••mixed"with 'iron oxide and
   ""other "materials.

 5.   'Ztnc'contenf-can' range,''from
    •"under  S"percent to'over 25
    "percent. •

 6.  -'Economic', recovery methods
    •for'thls'zinc could sub-
    stantially- increase the re-
  '  ':cycling of- zinc.

 ?; "•' In.'addition; !'the Incentive
   . vwould' be'increased to instal
    ^ good sir pollution control
  . • -equ Ipmeht.
  Economic-recovery of zinc
•  oxides'and chemicals from
  scrapped1rubber products
 -might be 'possible If economic
  recycling of-rubber Is'accom-
  pl'ished.

1•••An6ther*p6ssiblllty is- re'covery
'  of zinc as--flue dust If'scrapped
 Vrubber'can'-be- burned as fuel.

 •"Recovery of- zinc oxides.and
  'chemicaTsV^from'imos't'-other 'pro-  '
 'ducts will-remain 'uneconomic
"because" of»'dl'lutloh -and. dis-
  persion ''in-'use.

'• Eco'hbmlc '-rubber, recycling
 'meth'ods could allbW'Zlnc recov-
  ery;'and substantially increase
  the recycling of'zlnc.
                                                                                          I.  Dispersion and dilution  of most
                                                                                              forms of other obsolete  scrap
                                                                                              prevent economic  recovery.

                                                                                          2.  Opportunities for increased re-
                                                                                              cycling: are strictly  limited.

-------
                               TABLE II.  IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT DIRECTLY
                                         REDUCE THE AMOUNT OF ZINC THAT IS RECYCLED
                                                                                                     (1)
                       Declining Overall Markets
                                                (2)
                                              Customer Prejudices
                                                                                                             Air Foliation Control
Iroblem
I'efinition
1.  Zinc's largest market segment—
    die casting --has not grown
    since 1965.

2.  The consensus of industry spokes-
    men is that little or no growth
    will occur in the future—perhaps
    there  will  be  a  decline.

3.  Other market segments are
    expected to continue  present
    growth rates in the future.
1.  Some zinc users claim  that
    recycled zinc is inferior
    to primary.

2.  This is seldom true.

3.  Some users will be using  re-
    cycled zinc without knowing it
    because they buy from a
    primary producer and think
    this means they get primary zinc.
1.  Most zinc smelters use chloride
    fluxes that make flue gases
    extremely corrosive.

2.  Collection of solid pollutants from
    flue gases is difficult with bag
    houses because the chlorides attack
    the fabrics.

3.  The collected dust is high in zinc
    (40 - 50 percent), but of low value
    because of high chloride and because
    very fluffy and hard to handle.

4.  Investment cost for equipment is
    relatively hi.gh for small smelters.
                                                                                                                                                      X
Effect on
Recycle Rate
Perhaps slight pressure on economics,
but not important.  No  significant
effect on quantities recycled.
This has some effect on economics of
zinc recycling—causing price dis-
counting.  No significant effect :  .
on recycle rate.
Pollution control measures effect economics
of recycling moderately by adding to invest-
ment and operating costs of a smelter.  No
measurable effect on quantities  that are
recycled.
.problem
 Analysis
1.  Competitive materials (such as
    plastic moldings, aluminum die
    castings), and redesign of
    products to reduce need for
    decorative die castings are
    reducing  the demand  for zinc
    die castings.

2.  Development of improved designs
    and fabrication methods to re-
    duce ccsts of zinc die castings
    could prevent loss of markets.

3.  Also,  development of alloys
    with greatly improved prop-
    erties could gain new markets
    in new applications (such  as
    replacement of brass in valves
    and other plumbing products).
                                                            1.  Recycled zinc is not inferior to
                                                                primary zinc for the same grades.

                                                            2.  Promotion of equal quality and
                                                                desirability of recycling could
                                                                help overcome prejudices.
                                        1.  Air pollution control problems of zinc
                                            smelting are 'rather severe and
                                            require costly equipment.

                                        2.  Some smelters may have problems providing
                                            investment capital for air pollution
                                            control equipment.

                                        3.  Aid in borrowing money may be needed.
 •;i)  Problems  adversely  affect economics or practices of recycling but the effect  in  terms of  amount  cannot be measured.  This  situation
     is  considered an  indirect effect.
 (2)  Includes  markets  for  primary  and  recycled rr.otals.

-------
 Recommendations



           The nine., problems, ,werte  assigneiuprdor-ities; .based on  three  factors:


        •  Potential for improvement' of the, environment


        •  Potential-for conser^va'tion of nat;ur,ali.respurces .


        • . Possibilities for, realisticx sohitfcons:.                           !



           On this, basis., three of the.j'prpbl'emsjiwere classified as. high; priority,


 and  the other six-.,as» lower-: pciorri'ty.   Tab,fetIII vgijy.es recpmmg.nded: actions .for

0
 the  high priority problems:.  Table  IV gives- recommendations for  the  lower


 priority problems;..


          The question of; who -takes  action^is difficult: to answer  at  this  time.


 Battelle suggests that NASMI and:  EPA  continue; their leadership in working on


 solid waste  programs,  recognizing that-.many other Federal, Government  agencies


 such as the  Bureau; of Mines, Council  of. Environmental Quality, and Department of


 Commerce, as wel-1 as; state and local  agencies:,  will be involved.

-------
                     TADLE in. RECOMMENDED ACTIONS,  HIGH PRIORITY ZINC RECYCLING PROBLEMS
                    Zinc Base Alloys
                                           Old Galvanized
                                                                                            Air Pollution Control
Actions
  4
Recommended
     R&D  should be undertaken
to develop  economical methods
and equipment  for the mechan-
ized separation of zinc,  alum-
inum, copper,  and nonmagnetic
stainless steels.
     R&D should be undertaken
to develop an economical process
for recovery of zinc  from  flue
dusts.  (In addition  to  steel
and Iron furnaces, this  should
Include zinc and brass furnaces.)
                                   An  Investigation should be
                              made of  the  need  for financial
                              lelp by  smelters  In meeting,
                              air pollution standards.   Also.
                              methods  for  providing help If
                              needed.
By Whom
         EPA/NASMI
                                                            EPA/NASMI
                                                                                 EPA/NASMI
Specific
Steps
1*  Form a committee of
    •crap processors.

2.  Committee analyze  the major
    sorting problems for non-
    ferrous metals
        •  types of metals
        •  forms of metals
        •  quantities, etc.
        •  etc.
3.  Committee analyze  the major
    sorting methods now In use:
        •  hand picking
        •  heavy media
        •  sweating
        •  etc.

4.  Committee review problems
    and methods with major
    equipment manufacturers  to
    determine If economic sort-
    Inn methods can be Installed
    with present  equipment.

5.  If  so, prepare  guidebook of
    practical  installations.

6.  If  not, undertake  R&D to
    develop methods  and
    equipment needed.
2.
                                                    3.
                                                        Form a flue dust committee
                                                        representing zinc smelters,
                                                        brass smelters, steel milla
                                                        (using high-zinc scrap
                                                        charge), iron foundries
                                                        (using high-zinc scrap
                                                         charge).
Committee survey other smelt-
ers and mills to determine
present flue dust:
   •  recovery methods
   •  composition of dust
   •  disposal of dust
   •  etc.

Committee analyze present
recycle methods and econ-
omics for zinc flue dusts.

Initiate R&D on promising
approaches with goal of
developing economic pro-
cesses  for recycling most
dusts.
                                   1>  Establish a committee to
                                       conduct the investigation.
Committee survey the zinc
smelters to collect data
concerning status, methods,
and problems of air pollution
control.  Emphasis on  econ-
omic  impact on smelters.

Committee to develop finan-
cing  plans to meet  Investcen:
needs of smelter  for air
pollution control  systeos
where hardships occur.

Committee present data
and recommendations to
EPA and legislative bodlei
concerning needs—fast
tax writeoffs, guaranteed
loans, etc.
 (IT The responsibility for reconmendcd actions shown In this table  are based on  Importance of the
     action, benefit to the taxpayers, and  opportunities for NASMI.  They are the best Judgoenti

 (.?* Reconmended  actions were  distributed between high priority and  lower priority based on the
     evaluation with three criteria. •
 O) It Is suggested that NASMI continue Its  leading role  In recycling, recognizing that other
   - organizations  such as the Bureau of Mines, Department of Conmerce, Council of Environmental
     Quality. HEW Office of Information, and  State, Local, and Federal Legislature! must bt
   * Involved.

-------
                                             TMU iv.  nwimm Acnons. unit PIIOIITT me ucvcum: nanaa


teconnanded



»»-»'<2>









Spectfta
Stepe








Calvaalsed Clipping*
. . g&O should be undertaken
to. develop an ecoooolcat ^process
for the recovery of sine fron
galvanised clipping*.




3> Msm
1. QMIT mi Chmical* Conpany
•' " concerning it* degalvanlalng
, aroceM.

J. If It look* good end 1* *o«n
to be ccnnarcUllted.
' HASHl *top actions. '*

i. It net to be *ooa connarcial-
Ised, determine why and "what
. additional work needed. ; '

>; If promising., encourage further
develoontnt and-coMMrclalt-
sat ion of the'HaT proccs*.

i. If not pronleing. Initiate an
g&O program to 4evelop-a'eoand.
and'ecoabnlc degalwanlslng'
• process.
.0*ide and Chevlcals
R&D should be undertaken
to develop processes for the.'
recovery of material* fron tire*
and other rubber product*.
Included are the rubber, sine
oatde, sulfur compounds, carbon
black, fiber*, and ateet wire.
Or, develop nethods for using
oid rubber a* fuel and recovering
by-product* of conbua'tbrn.
KA5HX
1. Invest Kate oreaant
status of old rubber
recycling:
e quantities available .
e present recycling
, ' activities
e Up enderway.
e etc.-

I. Undertake g&O to develop
- oconebie netted, for re/
; cycling old rubber.
_ "
\






Other Obeolote Scrap
An tnveatlgatlon ehould be
nada of the* fenalbllity of re-
cycling additional ov«ntiti«»
of other 'obsolete sloe •crap-
dry call*, sine duat, etc.




.-., . BASHI
1. lUSJa aet op cnsiaUtna ef
•crap pTocaaaora.

2: . CoaailKtee analyae wbat alne
*cr*p 1* not now r«cyclno>


J. Cenmltte* de«Ue whether or
. not It wooU be feealele -
to try to Incrceao recycle
'„ rate for! sane of" thia scrap: .

». If f*«*lbl* (3 above). Invert- .
igata nbre elonely «ha* aeoes
to be- done to Increaee '
" recycling.'

3. lecoanwjnd actions mealred to
increase recycling.
. • , .
Dec UN tag Market*
t&D should be continued to
develop higher-oar foneence sine
alloy* that can gain w «ark»ta
for sine die eaatlaga.




•ASMI/Zlnc Inatltwte
1. HASMI aet up'connlttee
of -one KASNI staff ninftef
and two dle-caatlng alloy
producer* to coordinate
recycling Industry Interest a
with Zinc Institute g&O
activities. • _

•I. Coewlttee dlscnas with zinc
Institute bow to work, together
	 to develop new sine die-cast*
fng alloy*, nstnaf act wring-
Methods, and narket a—pro ject*
finding, etc.





- .- - -
Customer Prejudice*
Publf It? *hould be used
to Inform *er* of recycled
tint: that t 1* eoual lo
eiMlltr to prlnary sine.
Tie rubUc ty to saving the
envlronawn and aavlng natvral
re*ource*.



, KAS1I/KASM1 Hsnber Conpanles
1. NASHI continue general pro-
notion of recycling concept.

: 2. KA5KI and approprlat*
nenber conpaales it art ^
specific progran to pro- <
'. -note recycled sine.







j-


i
'f
:: . -
 (!)  The responsibility, for recommended actions shown In this table are based on iapbrtance^of'.the
      action, benefit to the taxpayers»  and'opportunities for NASHI.  They'are the best.judgments
      of'Battelle.                                                             .„>..,
 (2)< Recocsnended actions uere distributed between high priority and lower priority based.oa the*
      •valuation with three"criteria;
. (3), It is suggested'that HASMI  continue its'leading role in. recycling', recognizing that other,.  '
      organizations such as tKe 'Bureaurof'Mincs; Dcparttaent of^ Connterce,' Councll\of Environment's!
      Quality,. HEW Office of Informat ion'/'and .'State,' LocaT;' »nA, Federal* Legislature's oust be"'
      Involved/   "          	-
              (•  '  '

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                                  INTRODUCTION






          In June, 1970, Battelle-Columbus undertook a research program for the




National Association of Secondary Material  Industries, Inc. (NASMI).  This work




was carried out under a subcontract from the Office of Solid Waste Management




grant to NASMI.  This report on zinc is one of a series of eight commodity



reports plus a general or  summary report.







                                   Background






          The Office of Solid Waste Management  is responsible  for  formulating




and recommending Federal Government policies in  the area  of  solid  waste pollution.




This includes pursuing  appropriate research to  determine  the status and problems




of solid waste activities, and to develop  programs to  reuuce solid waste pollution.




          One approach  to the reduction  of solid waste pollution  is to reclaim




waste materials for reuse - the  recycling  concept.  A well established industry--




the secondary materials industry—exists to accomplish  this  recycling.  NASMI is




the trade association representing the nonferrous metals, paper,  and  textiles




portion of  this industry.               ri-.ty

-------
           The  scrap processors; secondary smelters, and other companies that

 nake  up the  secondary materials industry have developed effective channels and

 methods for  recycling nearly all waste materials of economic value.  These

.companies  have performed their difficult and essential furictTon's"we 11 in the

 traditional  economic environment.            '                            .

           More recently additional dimensions have been added to this traditional

 economic environment.  These new. dimensions are (1) Improvement of the envlron--

 nent  in which we live, and (2) increased need for conservation.of natural

 resources.  These new dimensions provide new challenges and opportunities for

 the recycling industry.  No longer is economic gain the sole driving force for

 recycling of waste materials.  .Social gain has been, added in the forms of

 improved living, conditions and preservation of resources for future generations.

 In an economics-based nation this creates problems of interpretation and'

 evaluation of noneconomics-based goals and activities.                 :

           The purpose of' this se.ri.es of reports Is to. identify obstacles to the

 recycling  of solid  wastes, and  to recommend directions for investigation  and

 research to  overcome these obstacles.


                                     Objectives



           The objective of the study on which this report is based was to
 • ,  . . . .   . .:    ...  . .  .   .   i!U  . .»   '.'     . r . I  .' ,fc   .  ,.i  .'  . 5> ..:...-)    . i   - .. I
 identify opportunities for the increased utilization of solid waste.  The major

 sub-objectives were:

           (1)  To determine the structure and functions of the secondary

                materials industry, and its relationships to sources of

                supply and markets

           (2)  To Identify and evaluate problems of recycling - materials,

                sources, industry, and markets, and    ...

           (3)  To determine opportunities for Increased recycling..


                                                  2-':j 8
                                      Scope        .                       .....


          The major subjects included in  the scope of  the  study  are  the secondary

materials Industry, the" materials  it recycles,  the sources of  solid  wastes,  and-

the markets for recycled materials.  Activities peripheral to  these  major

subjects are considered where pertinent to recycling.

          The materials. Included in the study, are:

          Aluminum                          Nickel and Nickel  Alloys

          Copper and Copper Alloys         Precious Metals (Silver  and Gold)

          Lead                        •      Paper

          Zinc                -              Textiles


                                Research  Methods


          The methods and procedures used in. the study are discussed under four

types of activities.  They include .(A) literature search,  (B)  extensive survey,

(C) "in-depth survey, and (D) analysis and synthesis.


Literature Search


      .-•  The literature search Included  reviewing and studying  books,  Government

reports, industry reports, and trade journals covering solid waste handling  and

problem's, recovery and; market data, and recycling of valuable  materials.

         The results of this effort included the accumulation of data  and

descriptive material, and an organized bibliography dealing with each of the

commodities covered in the scope of the study.

-------
.Extensive Survey                      .






           The extensive survey of the secondary materials industry consisted of




 a mall survey and personal interviews with management personnel of companies




 involved with the collection, processing, and sale of secondary materials.




 About 600 responses were received.




           The information developed through the extensive survey included dollar




 sales, tons of major materials handled,  types of solid waste processed, sources




 of materials, Investment, equipment and facilities, number of employees, the




 amount of space used, and the grades and quantities of secondary materials




 produced.




           The data from the extensive survey provided statistical tabulations of




 the regional distribution of the secondary materials industries by type of




 commodity in terms of numbers of establishments, volume of business, and numbers




 of employees.






 In-depth Survey






           The in-depth survey of selected members of the secondary materials




 industries, their suppliers, and the users of their products served to Identify




 the major technical and economic problems facing those companies involved with




 secondary material utilization.  About 200 interviews were completed.  Battelle




 and NASMI commodity specialists jointly selected the companies to be Interviewed




 In depth.




           Interview guides for each of the commodities were prepared.  The




 problems and potential solutions for greatest recycling and waste utilization




 that were developed from the literature search and prior Office of Solid Waste
Management work plus the knowledge of the NASMI commodity specialists provided




the basis for designing the  interview guide.  Sample guides are reproduced in




the Appendix.






Analysts and Synthesis






          The analysis and synthesis step was concerned with  the  collation and




analysis of data  and information derived from both  the  literature,  extensive




survey, and in-depth survey.  The  analysis  and  synthesis activity covered  the




following tasks:




          (1)  Economic Data on the Secondary Materials Industries.   The




               economic data developed  through  the  extensive  survey of  the




               secondary materials Industries were  tabulated  and  analyzed  as




               to the  amount and type of solid  waste  handled  and  as to




               operational data such as number  of employees,  amount of




               space  required, capitalization,  and  geographic locations.




           (2)  Flow Diagrams and Life Cycles.   Flow diagrams  were developed




               to indicate  the flow of  materials  from primary production




               and scrap  sources  through  fabrication.   Life cycle estimates




               of various  products were used to develop data  on quantities




               available  for possible  recycling.




           (3)  Demand-Supply Relationships.  Estimates were made of future




               demand and  supply  levels for secondary materials.   The rela-




                tionship between  these  data provide  an indication of potential




                surpluses  or  shortages  of recycled materials through 1980.




           (4)  Stability of Flow and Consumption.  This analysis is closely




                related to the supply-demand analysis described above and




                Identifies the ability of the various secondary materials to

-------
    •'compete as source materials for manufacturers.'- A'number of •


     factors were examined such as price changes in  Che secondary


     materials, the availability of materials, and the effect of


     sudden changes in the magnitude of demand.    •          .


(5)  Direct Impacts of Technological Change.  Direct technical  and


     technological factors were examined to determine their  effect


     on ra_tes of processing and recycling.  Potential changes that


     could take place in technology that could decrease or  increase


     the rate of solid waste recovery were examined. This  Includes


     the identification of potentially recoverable solid wastes,


     the problems limiting the recovery to current levels,  and  the


     possibilities of technical advances through the use of  known


     technology or through added scientific and engineering  research.


(6)  Constraints on Expansion of the Secondary Materials Industries.


     This analysis included consideration of  elements critical  to


     expansion of recycling -labor and management availability,


     laws and regulations, equipment availability, nature of solid


     waste materials, market needs, etc.


(7)  Potentials for Expansion of the Secondary Materials Industries.


     Based on the constraints identified In the above task,  plus
     .= ••        - KZ  *'•  :••::   '••'.'••<  )...••.>•:  '.'.If.-' .--•.   .
     examination of various methods for overcoming constraints,


     this task determined the ability of the  secondary materials


     Industries to meet new opportunities for recycling.


(8)  Indirect Technological Change.  The broad overall technological


     trends indirectly affecting the secondary materials industries


     were examined, and their probable Impacts determined.
                                THE ZINC INDUSTRY .                        .




    r      This first section of the report provides  a  brief  description of  the

zinc industry—the overall framework of which zinc  recycling Is  a  part.  Included

are the characteristics of zinc—primary and recycled, and the characteristics

of the zinc industry—primary and recycled.



                             Characteristics of Zinc



         .The major forms of primary and recycled zinc that  are  produced are:


                             Slab zinc


                             Zinc dust


                             Zinc die casting alloys

                             Zinc oxide.



Grades of Slab Zinc and Zinc Dust



          Slab zinc is produced in six standard grades which range from about 98.3

to more than 99.99 percent zinc.


          The specifications (ASTM designation:  Revision:  B6-62T) for primary slab

 zinc  provide  that  the  zinc  be  made  from ore or other material by distillation or elec-


trolysis, and not by "sweating" or remelting of scrap.  The  grades and maximum

impurities are shown In Table  1.                             .

        .  Zinc produced from newly mined ores Is termed primary  or virgin zinc.

When zinc is produced from scrap or residues, it is termed secondary redistilled


or remelt zinc dependent upon the process utilized  for recovery.  Primary zinc  is

referred to as electrolytic or distilled zinc according to the  reduction process


used.

-------
                                                                                      ••J
                                    TABLE 1

                               GRADES OF SLAB ZINC
Name
Special high grade
High grade
Intermediate
Brass special
Prime Western

Lead
0.003
0.07
0.20
0.60
1.60
Maximum.
Iron
0.003
0.02
0.03
0.03
0.05
percent ^ '
Cadmium
0.003
0.03
0.40
0.50
0.05

Total
0.010
0.10
0.50
1.0
—
Minimum
Percent
Zinc (2)
99.99
99.90
99.50
99.00
98.0
(1)  ASTM Standards, B6-62T.
(2)  Difference, by deduction of listed allowable impurities.

NOTE:  Analysis shall not regularly be made for tin but when used for die castings,
       if found, by the purchaser, tin shall not exceed 0.001 percent.   Greater
       amounts may constitute cause for rejection.

       Where it is specified by the purchaser at the time of purchase that the
       special high-grade zinc is to be used for the manufacture of zinc-base,
       die-casting alloy ingot, the maximum permissible tin content shall be
       0.002 percent and the maximum permissible lead content shall be 0.005
       percent.

       Analysis shall not regularly be made for aluminuc.  When used for the manu-
       facture of rolled zinc or brass, aluminum, if found by the purchaser, shall
       not exceed 0.005 percent.  Greater amounts may constitute cause for
       rejection.
          Specifications for zinc dust have not been adopted by the industry, but

chemical purity and particle sizes are closely controlled to particular customer

requirements.  Commercial-zinc dust ranges from 95 to 99.8 percent zinc with the

balance being principally oxidized zinc plus impurities of lead and iron.  A

representative particle size gradation would be 100 percent minus 100-mesh and

25 percent minus 325-mesh although some specifications call for more than

97 percent passing a 325-mesh screen.


Zinc Die Casting Alloys


          Zinc die casting alloys are any of several zinc-base alloys in which

aluminum and copper are the principal alloying elements.  The most widely used

of these alloys have compositions described by ASTM Specification B 86, -63 alloys  AG40A

and AC41A (die castings) and ASTM  Specification  B 240,  alloys  AG40A  and  AC41A

(ingots).    These  specifications  are  shown  in  Table  2.
                                    TABLE 2

                      ASTM B 240--63-STANDARD SPECIFICATION
                       FOR ZINC-BASE ALLOYS IN INGOT FORM
                                 FOR DIE CASTING

Composition
Percent
Aluminum
Copper
Magnesium
Nickel
Iron
Lead
Cadmium
Tin
Zinc
AG40A
Alloy
XXIII
3.9 - 4.3
.10 Max.
.025 - .05
'• .
.075 Max.
.004 "
.003 "
.002 "
*
AC41A
Alloy
XXV
3.9 - 4.3
.75 - 1.25
.03 - .06
—
.075 Max.
.004 "
.003 "
.002 "
*
'*. Remainder. ''••-. ri

-------
                                       10
Zinc Oxide           ...           ...  •'       .    -.      -.• ..'   ..  "...


          Zinc burns in air to form the white  powdery  zinc  oxide used widely in

pigments and rubber.  Table 3 presents ASTM Specifications  (D-7.9-44). for •  .   • —

American and French process zinc oxide.                   ••'•..


                                    TABLE 3

                   ASTM SPECIFICATIONS FOR AMERICAN AND  FRENCH
                       .    -  "• -PROCESS ZINC OXIDE   • • -"

Zinc oxide
Sulfur
Moisture and other
volatiles
Total impurities
Retained on 325-mesh ...^
(44-micron) sieve ,,
Percent
Minimum
Maximum
ii
ii
ii
American
Process'*^
• 98.0
0.2 .
0.5
2.0
1.0
French
Process
99.0
0.1
0.5
1.0
."-'T.O
(2)





           (1)  Produced directly.from  ores.
           (2)  Produced from slab  zinc or  zinc  scrap.
                      Characteristics of the Zinc Industry


          The zinc industry includes the institutions and activities required to

process zinc-containing raw materials to produce zinc metal,- oxides, and chemicals.

Included are several types of companies:                                •  -  .

            Type of Company       	. Activities	

          Integrated producers -  mining, concentrating, smelting and
                                  refining
          Miners

          Smelters
-  mining, concentrating of ores

   smelting and refining from ore
           Secondary  smelters    -   distillation,  smelting,  and refining.
                                   from scrap,  and  production of die casting
                                   alloys

           Scrap processors      -   collecting,  sorting,  etc.,''o~f "scrap
                                                   «->.-o ••••- •
                                                   **t! O
                                                                                                                                              11 •'
                                                                       Materials Sources '.
                                                                                 The U.S. zinc industry depends on the following sources for zinc.
                                                                       materials:
                                                                                 (1)
                                                                                                                   1969 Consumption
                                                                                                                 (zinc content, tons)
Domestic ores • • .
Imported ores ..". ';. 11.
Imported metal . <
Recycled zinc
. 459,000
. 582,000
329,000
378,000<2>
                                                                       Materials Flow                     .'-•••.

                                                                              "-             •     -                '   .f~
                                                                                 The 4 sources of zinc raw materials shown above,  plus  the  U.S.  strategic

                                                                       stockpile supplied the U.S..zinc market  in  1969.  Figure-1  provides  a materials

                                                                       flow balance based on these 5  sources of'"zinc.  Although scrap is a  major source

                                                                       of zinc, over half is alloyed  with copper and is  recycled as brass.  Thus,  it  is

                                                                       not zinc scrap, but  only a constituent, of copper-base  alloys scrap.

                                                                                 The use pattern of Figure  1 shows the heavy  dependence of  zinc  on die

                                                                       casting  (zinc base alloys) and galvanizing  for Its markets.  Oxides  are also  large

                                                                       because zinc  oxide  is used in rubber tires.
                                                                                                       Zinc Producers                                                                 .


                                                                                                       ""  ..."      Production of  slab zinc  in  the  United  States  has been dominated  by  seven

                                                                                                       producers with  over 85  percent  of  the total (includes primary and recycled).(3)
St. Joseph Lead Co.
The Anaconda Co.
American Smelting
  & Refining Co.
                                                                                                                                        Percent
                                                                                                                                            17
                                                                                                                                            16
14
                                                                                                                                                                            Percent
           New Jersey Zinc Co.
           American Zinc. Co.
           Bunker Hill .Co.
           American Metal Climax
                                                                                                                                               12
                                                                                                                                               11
                                                                        (1)   U.S.  Bureau of Mines. Minerals Yearbook. 1969, "Zinc" chapter.

                                                                        (2)   Includes 194,000 tons of zinc in copper-base.alloys.  This is nearly all
                                                                             recycled as brass and bronze rather than being recovered as zinc.

                                                                        (3)   Based on 1966 production, from "Economic Analysis of the Lead-Zinc Industry",
                                                                             April 1969.  Chas. River Associates Inc., Cambridge, Mass.           Svj*7

-------
                                    12
	ti^U=l:;::;;::;;;;::;;:::;: 1.905.000 |
I::-:: Scrap I:::::::::::::::: 376,000
                                                            lUnexpToTrie'd'Up's'ies
                       Notes-  I.  Quantities in short tons
                              2. Includes brass scrap that is recycled as brass
                                 scrap without extraction of zinc. This accounts
                                 for 194,000 tons of zinc. Thus, only I79.OOO
                                 tons of zinc were used to make new brass
      FIGURE  I.  MATERIALS FLOW BALANCE. ZINC, 1969
                   Source:  U.S. Bureau of Mines,  Minerals Yearbook.
                            1969.  "Zinc" chapter
                                                                                                                                              13
          Table 4 gives 1967 data (latest available) concerning primary and -

secondary zinc smelters.  These data are misleading in the case of secondary zinc.

There are many more than 14 establishments involved in recycling of zinc.  The

remelters, smelters, oxide producers, etc., are not included in the table.


                                Markets for Zinc  •


          The markets for zinc have increased at an average annual rate of about

1.8 percent since 1945.  Figure 2 gives annual consumption data for this period.

          Table 5 provides a breakdown of zinc consumption for 1969 by type of

material.  Most of the slab zinc is used for galvanizing, die casting alloys, and

brassmaking.  Muc'i of the "other and unspecified" category is zinc oxide made

from ore and scrap.
                S.IOO



                1.800



                1.500

               c
               9

               S 1.200
            FIGURE 2.  TRENDS  IN  THE  ZINC  INDUSTRY IN THE UNITED STATES,
                       1945-1969
                                                                                                                  Source:  D.S. Bureau of Mines, Minerals Yearbook. 1969,
                                                                                                                           "Zinc" chapter, p. 1144.

-------
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                                                                                                     15.

                                                                                                 'TABLE s'-"   ;.--.

                                                                                    ZINC CONSUMPTION BY TYPE OF MATERIAL,
                                                                                                 U.S'J, 1969''
                                                                                     Type of Material
                                                                                                              Short Tons of Zinc
                                                                                Slab zinc                         1,368,000

                                                                   "          "Recycled copper-base alloys         194,000

                                                                                Zinc dust                            55,000

                                                                        '        Other and unspecified               288.000

                                                                                        TOTAL        '.-            1,905,000

                                                                               Source:  U.S. Bureau of Mines, Minerals Yearbook.
                                                                                        1969, "Zinc" chapter.

                                                                        Figure 2-A  shows monthly  average  zinc  prices at  East  St.  Louis and  Londo

                                                               1960-1969.   It  is  interesting"to note  that  domestic zinc  prices were steady at

                                                               13 cents  per pound  during  1960, dropped  to  il;5  cents  in  1961  and 1962,.then  rose,

                                                               stepwise, -to 14.5  cents  in later 1964  and stayed at this  level until early in 1967

                                                               when prices  dropped to 13.5  cents.   Prices  eventually  rose to  15.5  cents during th

                                                               last half of 1969.  London prices have been below domestic price levels  except

                                                               during  1964  and early 1965.

                                                               Zinc Use Patterns                                                      \


                                                                        The market  for slab zinc  is  dominated  by two large uses - die  casting

                                                               and galvanizing. ..Table  6 gives a percent distribution by  major uses of  slab  zinc

                                                               sales in  1969:  Additional information is given  in the appendix concerning the

                                                               yarious uses of zinc.              ;  .                                  '   .  "

                                                                                    '"'-...       TABLE 6          .

                                                                                            ZINC USE  PATTERN, 1969
Use
Die casting
Galvanizing
Brassmaking
Rolled zinc
Other uses
TOTAL
Source: U.S.
Tons of Zinc
585,000
482,000
184,000
49,000
100,000
1,400,000
Bureau of Mines, Minerals
Percent of Total
42
34
13
4
	 7
100 .
Yearbook. 1969,
                                                                                    "Zinc" chapter.
•71

-------
N
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                                          s
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                                              \\-
                                                                                                                                           16
Markets for Recvcled'Zinc      .,'  • •       '    __•..





          Markets for recycled zinc  totaled  376,000 tons  in  1969.  This zinc  is



included in the foregoing data on zinc markets  and  use patterns.  A more complete



consideration of markets for recycled zinc  is presented  in the  next major  section,



"The Zinc Recycling Industry".





                                 Market Outlook





          The market outlook for zinc is not good.   The  U.S. Bureau  of Mines  fore-



casts  the following annual growth rates in the  1970's:



                                                 Percent



                      Primary  zinc                 1.1



                      Recycled zinc                1.2



          Applying the  Bureau  of Mines growth factors to zinc gives  future



markets as  follows:' '








                         	Short Tons of Zinc

                           Total



           1969



          1974



          1979





          Increased availability of old-zinc die casting scrap  could  boost recycled



zinc markets substantially - probably at the expense of  primary zinc.   It  is  expec-



ted that  the supply of  old die casting scrap will increase greatly as more shredders



of steel  scrap are put  in operation, and improved methods are developed for sepa-



ration of the nonferrous metals fraction.  Based on this, one can speculate that



recycled  zinc markets may be 250,000 tons by 1974 and 300,000 tons by 1979 -  or



perhaps much higher than these figures.
Total
I,i32,000
1,623,000
1,715,000
Primary
1,350,000
1,430,000
1,510,000
Recycled
182,000
193,000
205,000
                                                                                                     (1)  Zinc content of old and new brass not  included.

-------
                                       17
                                            18

                                          TABLE 7
                           THE ZINC RECYCYING INDUSTRY,     ;     ,  . '   ,^



          The zinc recycling industry is organized to collect, process, and refine

scrapped zinc, and make it available for reuse'--?This industry and the materials

it handles are reviewed in this section.  The topics covered are:

                 Characteristics of Zinc Materials

                 Characteristics of the Zinc Recycling Industry.

                 Recycled Zinc Markets                                     .

                 Materials Flow Pattern for Zinc Recycling

                 Demand/Supply Analysis.


                        Characteristics of Zinc Materials


Secondary Zinc                                  .'.-.'.


          Not all grades of slab zinc can be produced by a secondary smelter.  As

an example, Special High Grade is 99.99 percent zinc and the secondary smelter

cannot achieve this purity.  In practice, the only grade of recycled slab that is

produced in substantial quantities is Prime Western.  The other important types

of recycled zinc are dust, oxide, die casting alloys, and brass.  Of these, over

half the recycled zinc is contained in recycled brass.   .             .


Scrap and Drosses                                                    I-


          A variety of zinc scrap and drosses provide the raw materials for zinc

recycling.  In composition, these materials vary from almost  100 percent zinc

content to about 60 percent zinc.

          Standard grades of zinc scrap and drosses have been defined by NASMI.

These are shown  in Table 7.                              •.-...•
                                                                                                                              GRADES OF ZINC SCRAP AND DROSSES
     For.a discussion of the functions of the recycling industry see Vol I,
     General Report.    •               .         '             -           .
                                  OLD ZINC DIE CAST SCRAP

Shall consist of miscellaneous old zinc base die castings, with or without .iron and other—-
foreign attachments. .Must be-free of-borings, turnings, dross pieces, chunks, melted
pieces and skimmings.  All unmeltables, dirt, foreign attachments, and volatile substances
(such as rubber, cork, plastic, grease, etc.) are deductible. • Material containing in
excess of 30 percent iron will not constitute good delivery.

                                  NEW'ZINC DIE CAST SCRAP

Shall consist of new or unused, clean, zinc base die castings. . Castings to be unplated,
unpainted, and free from corrosion.                        "      ' •  • "     "•    '.-..-•

                              NEW PLATED ZINC DIE CAST SCRAP   .

Shall consist of new or unused clean, plated zinc base die castings, free  from corrosion.

                            . ZINC DIE-CAST AUTOMOTIVE GRILLES

Shall consist of clean, old or used zinc base die cast automotive grilles, free from -
soldered material.  All foreign attachments and extraneous material are deductible.

                                      OLD SCRAP ZINC

Shall consist of clean dry scrap zinc, such as sheets, jar lids, clean unalloyed castings
and anticqrrosion plates.  Borings and turnings are .not "acceptable.  Material must not be
excessively corroded or oxidized.  All foreign attachments and extraneous  materials are
deductible.                        •

                                    NEW ZINC CLIPPINGS

Shall consist of any new pure zinc sheets or stampings free from corrosion.  To contain
no foreign material or attachments.  Printers zinc, such as engravers zinc, lithograph
sheets and addressograph plates subject to special arrangements.  Printers zinc to be
free of routings.

                                ZINC  DIE CAST SLABS OR PIGS

Shall consist of melted zinc base die cast materials, in'smooth clean solid slabs or pigs.
Material  to be  free from drosses and  to contain a minimum zinc content of  90 percent.

                                GALVANIZERS SLAB ZINC DROSS

Shall consist of galvanizers unsweated zinc dross  in slabs with a minimum  zinc content of
92 percent and  shall be free of skimmings.  Broken metallic pieces under 2 inches in diam-
eter  shall not  exceed  10 percent of the weight of each shipment.  Slabs shall not weigh.
over  100  pounds each.

                                  PRIME ZINC DIE CAST DROSS

  Shall consist of metal skimmed from the top of pot of molten zinc die cast  metal.   Must be
  unsweated, unfluxed, shiny, smooth,  metallic and free from corrosion or oxidation.  Should
  be poured in igDids..or in small mounds weighing not over 75 pounds each.   Zinc shall be a
  minimum of 85 t percent....

  ANY OTHER GRADES OF ZIHC-BEARIHG MATERIALS HOT MENTIONED ARE SUBJECT TO SPECIAL ARRANGEMEg'

  Source:  NASMI.                                                   2,'f fir

-------
                                       19
                  Characteristics of the Zinc Recycling Industry


        .. Scrap'metal processors collect, handle, sort," segregate, and otherwise

process the various grades of zinc scrap for shipment to secondary smelters.

Most of these processors also handle other scrap metals.  A small amount of zinc

scrap was generated as a by-product of steel shredders in 1969.  This quantity is

increasing so more old die casting scrap is recycled each year.

          Old zinc scrap is often contaminated with dirt, plating, inserts, or

other items.  Because of the contaminants, and the low melting and boiling points

of zinc, sweating the zinc off the contaminants is a common practice.  This

operation is done by both processors and smelters.  The secondary smelters, in

addition to sweating, distill, refine, and alloy zinc to produce slab, alloys,

dust, or oxide.


Materials Sources


          Zinc for recycling comes as prompt industrial scrap (mostly drosses,

skimmings, and residues), and as obsolete scrap (mostly old die castings and rolled

zinc).  Table 8 gives zinc scrap consumption data.


                                    TABLE 8

                  CONSUMPTION OF NEW AND OLD ZINC SCRAP IN THE
                              UNITED STATES IN 1969
(short tons)
Class of Consumer and
Type of Scrap
New clippings
Old zinc
Engravers' plates
Skimmings and ashes
Sal skimmings
Die-cast skimmings
Galvanizers' dross
Diecastings
Rod and die scrap
Flue dust
Chemical residues
TOTAL
Source: U.S. Bureau of

New Scrap
670
--
—
74,269
8,397
4,890
66,496
—
—
8,603
36.797
200,122
Consumption
Old Scrap
_„
6,463
3,392
--
--
—
—
38,312
1,590
—
"*
49,757

Total
670
6,463
3,392
74,269
8,397
4,890
66,496
38,312
1,590
8,603
36.797
249.879
Nines. Minerals Yearbook. 1969,
                    "Zinc" chapter.
                                                                                                                                         20
          Zinc scrap prices fluctuate depending on slab zinc prices,  type,

and quality of scrap, location of scrap, availability of scrap,  and other factors.

Table 9 provides a rough indication of 1969 prices for zinc scrap.  When scrap

prices are at a low level, zinc dusts and low grade scraps are not recycled.  This

means that more solid waste is generated and disposed of and our natural resources

depleted.


                                     TABLE  9

                             ZINC SCRAP PRICES, 1969
Item
New die cast scrap
New clippings
Old zinc scrap
Old irony die cast scrap
Galvanizers' drosses
Die casters' drosses
Price,
cents per Ib
10
9
7
6
9
7
                 Source:  Zinc recycling companies.
                                                                                                                                 Recycled Zinc Markets


                                                                                                             Table "10 gives a 10-year history of recycled  zinc  production (consumption

                                                                                                   is about the same).  This table shows total zinc recycling and zinc recycling ex-

                                                                                                   cluding copper-base alloys.  The amount of  noncopper-base zinc recycled has

                                                                                                   maintained a relatively constant ratio with total consumption at  around 10 percent

                                                                                                   over the period.

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                                       21
                                                                                                                                             22
                                    TABLE 10

                     RECYCLED ZINC PROBOCTIOHU), 1960-1969
Year

1960
1961
1962
1963
1964.
1965
1966
1967
1968
* *' f If
1969
(1JT Includes
Source: U.S.
. Total
(Short tons, of
266,000
238,00.0,
262,000
268,000
298,000
353,000
360,000
320,000
355,000
376.000
production' of Alloys • '
. - K~" 't , -~ i ,• • W £•• i'.i ' . .. /
Bureau of Mines, Minerals
Excluding
Copper-Ba'se
Zinc)
158,000
13?,OQO;
148,000
149 000
164.000
191, 000
193,000
177,000
192,000
182,000
'. •' . • - '" * ,
Yearbooks .
                     1961, 1963, 1965; 1967, 1969S VZinc'.'-
                     chapters.
Use Patterns
          Table 11 gives consumption data for recycled zinc by form of recovery.

Copper base alloys are over half the total.  This zinc remains in the alloy - it is

not separated as zinc. Other forms of recovery are small compared with copper

base alloys.              '
                                                                                                                                          TABLE 11

                                                                                                                         CONSUMPTION OF SECONDARY Z1XC BY USE, 1969
                                                                                                                         .  Form of 'Re'c'overy
                                                                                                                        As metal:
                                                                                                                             By distillation:

                                                                                                                                  Slab zinc(1)
                                                                                                                                  Zinc dust
                                                                                                                             By remelting
                                                                                                                                            TOTAL
In zinc-base alloys
In brass and bronze
In aluminum-base alloys
In magnesium-base alloys
In chemical products:

     Zinc oxide (lead-free)
    • Zinc-sulfate
     Zinc chloride
     Miscellaneous

        •            TOTAL


                    GRAND TOTAL
                                                                                                                                                                  1969
                                         68,677
                                         33,241
 19,980
196,244
  6,853
    459
 21,049
 11,986
 10,9i7
 'j.346

268.834


376,391
                                                                                                                         (1).  includes zinc content of redistilled slab
                                                                                                                             made from remelt die-case slab.
                                                                                                                             j-
                                                                                                                         Source:  U.S. Bureau of Mines, Minerals Yearbook.
                                                                                                                                 1969, "Zinc" chapter.

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                                       23
                                  Industry Data


           A survey of  the  recycling  industry developed data to afford profiles of

 the industry and  the companies making up the industry.  Volume I, General Report

 in this series, gives  many of these  djgta.  A few data concerning zinc are given

 here and in Appendix B of  this report.

           The average  recycler of zinc compares with the average recycler for all
 commodities as  follows:
                        (1)
          Zinc

          All commodities
                                     Investment in      Number of   Investment
                                  Plant and Equipment   Employees  Per  Employee
$1,103,000

 1,480,000
43

71
$25,500

 20,800
           Figure. 3  shows  the variation in size by census region of (1) zinc scrap

 processors and (2)  zinc  smelters.  There is some correlation of sizes of smelters

. with degree of industrialization  - the heavily industrialized Middle Atlantic

 and East North Central regions  support much larger smelters than the other

 regions.
 (1)  Data from extensive  survey.
                                                                                                                                          24
                                                             (I)  Zinc  Scrop
                                                                 Processor

                                                             (2)  Zinc Smelter
                                                                       I.   New England
                                                                       2.   Middle Atlantic
                                                                       3.   South Atlonlic
                                                                      4.  East North  Central     7.
                                                                      5.  East South  Central    8.
                                                                      6.  West North Central    9.
                                                                                        West  South Central
                                                                                        Mountain
                                                                                        Pacific  (includes Alaska
                                                                                               and Hawaii.)
                                                                                                          FIGURE  3.  AVERAGE  SIZE IN TONS PER YEAR OF ZINC OF (I)  ZINC
                                                                                                                      SCRAP PROCESSORS AND (2) ZINC SMELTERS, BY REGION. 1969
                                                                                                                      Source:  Extensive Survey
                                                                                                                                          Cot

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                      Materials Flow Pattern for Zinc Recycling


          With data on scrap sources and markets for secondary zinc in 1969, plus

calculations of the quantities of zinc scrap that should have been generated in

1969, it is possible-'to develop a materials flow pattern.  Table 12 presents

these data.  Footnotes show sources and methods of derivation.               .

          The first column of the table gives data concerning quantities of zinc

that should have been scrapped in 1969 based on life cycles of the-various

sources.  Thus, drosses are immediately available as a by-product of galvanizing

and die casting operations.  At the other extreme  is old galvanized which is in use

for an average of 20 years before being scrapped. /The quantity  of  zinc  used in galva-

nizing in 1949 (actually the 1948-1950 average was used to smooth year-to-year

variations) is the amount that should have been scrapped  in 1969, and this  is

the 390,000 tons 'shown in Table 12.  The other entries in the first column were  .  .

calculated in a similar manner using the life cycles given in footnote (2).     '   .  .

          Figure 4  presents the data of Table 12 in graphic form.  The widths of

the various channels are proportional to .the quantities involved.  The total
        '• '.       '••'•'    -      •  •   >;:'   •  '      Y   •   •".'"'•    •
amount of zinc calculated to be available for recycling is shown by lightly

shaded areas, the recycled zinc is  shown by unshaded areas, and  the zinc that is

not  recycled is shown by darkly shaded areas.   It  can be  seen that  industrial

scrap is not a problem except  for galvanized clippings and flue  dust.

          All categories of obsolete scrap  zinc  show'very low'recycle rates—large

quantities apparently are not  recycled.  The major reason for this  is that  it has

not been economically feasible—except for  zinc base alloy scrap.  This  is not re-

cycled because of a combination of  technical and economic reasons based  on

difficulty of separation of the die castings from  junked  autos,  appliances, and

other products.  This will be  discussed  later in a problems section.
                                         26.


                                    TABLE  12

                           ZINC SCRAP  RECYCLING,  1969
Scrap Sources
Galvanized clippings
Flue dust
(6)
Other prompt industrial
Zinc base alloys
Old galvanized
Oxides and chemicals
'Other obsolete scrap
Total'6'
Tons of Zinc
Available- for
Recycling'2'
50,000(3)
20,000(4>
138,000
353,000
390,000
190,000
130,000.
1 .271 ,000
Tons of
Zinc . . Percent
Recycled Recycled
- ' 0
3,000(5) 15
138,000(5) 100 ,
33,000(5) 9
0 .
0 . .
8,000(5) 6
182,000 14
Tons, of Zinc
Not. Recycled
50,000
17,000
" _ • >-*
320_, 000
. . 390,000
190,000
122,000
1,089,000
Notes:   (i)  "Galvanized Clippings"; "Flue Dust" and "Other Prompt Industrial"
              cover all the prompt industrial scrap.  All other sources in this
              column  coyer  obsolete  scrap.    ".'  .-.   •''     •••'  •-.     ';  •  •

        (2)  Calculated from estimated  life cycles, and consumption of zinc
             that number of years prior 'to 1969.  The life cycles used, and
             .the years for which_ consumption data were used  are as follows:



Source
. . Galvanized clippings
Flue -dusts .
Other^prompt industrial :
Zinc base:alloys
Old galvanized
Oxides and chemicals
Other obsolete scrap


Life Cycle
-(Years)

-------
                                       27
    Galvanized
     Clippings
     50.0OO

   Flue Dust
             50,
   20.000        ^17.000
  Other Prompl Induslriol
  Old     :::::::390.000
Gaivaniied-iil!;;!!
   Guides a::::::::::!90,OOO,
   Chemicals
                                     (5)
   130,000
                                     All quantities in short  tons of zinc
                                     Zinc recycled as brass not included
                                     Home scrap not included
                                     Prompt industrial above broken line,
                                      obsolete below
                                     Estimated 50% of scrap by-passes
                                      processors, dealers, and brokers
   1,271,000
   Total Zinc
Available in Scrap
              =     Not
              i;:j Recycled
    182.000
    Recycled
(77% Prompt Industrial
 23% Obsolete)
                                                           Recycled  Zinc
                                                             Markets
            FIGURE  4.   SCRAP/RECYCLED ZINC  FLOW, 1969
                                                                                                                                        28
                             Demand/Supply Analysis


          A brief analysis of expected future demand and supply  for recycled  zinc

provides an indication of the future recycling environment.


Demand


          The demand for secondary zinc  in 1969 and two future years,  1974  and  1979,

is forecast as follows (see p.  16):

                       Year                 Short Tons

                       1969                   182,000
                                                                                                                        1974

                                                                                                                        1979
                                                                                                                                            193,000

                                                                                                                                            205,000
                                                                                                 Supply
                                                                                                           Future availability  of  recycled  zinc,  based on present rates of re-

                                                                                                 covery  is as  follows:
                      Year

                      1969

                      1974

                      1979
                                                                                                             Production  of
                                                                                                             Recycled  Zinc

                                                                                                                182,000

                                                                                                                196,000

                                                                                                                212,000
                                                                                                 Demand/Supply  Balance
          An  insignificant  surplus  of  recycled  zinc  is  indicated for the future

based  on  present  recovery practices:

                                    	Short  tons
                                     1974

                  Demand

                  Supply

                    Surplus

          It  is expected that production  of  recycled  zinc will be  higher than  indi-

cated  for 1974 and  1979, based on better  recovery  of  old die castings.   Thus,  the

indicated surpluses may be much  larger  than  shown, resulting in  possible downward

price  pressures,  and requiring more aggressive  marketing.

                                                                  £83
1974
193,000
196,000
3,000
1979
205,000
212,000
7,000

-------
                                       28a
Effect on Zinc Industry


          It is reasonable to expect that an additional 274,000 short tons of zinc

could be recycled annually under ideal conditions.     If  this much additional

zinc can be recycled by 1974, about 140 percent will be added to  the predicted

recycled zinc supply in that year.. However, this  is only  about 20 percent of

total supply.  This is less than a 4 percent increase  each year for .the  5 years

between-1969 and 1974.  This should not cause major upheaval in the zinc industry.

This additional recycled zinc will be marketed  at  the  expense of  lower sales -of

domestic and imported primary zinc because  of the  lower price for recycled. ,

Since,  there are large year-to-year variations  in  primary  zinc supplies  (in the

1965-1969 period imported metal varied by 175,000  tons from  lowest to highest

year, production from domestic ores varied  by 11-5,000  tons), and  because imported

metal supplies are increasing rapidly, growth- of  recycled  zinc supplies  over a

5-year  period should not cause unusual problems  for  the primary suppliers.  ... .
                             . I*, •
 (1)   The 274,000 tons  was  calculated  based  on  th'e following changes  in  percent
      recycled:
                                                                   Additional
                                             ..1969V      Goal-,      Recycled,
      Galvanized Clippings
      Flue Dust
      Zinc Base Alloys
      Old Galvanized
 0
15
 9
 0
80
80
50
20
                                                    TOTAL
                                                                      tons
  40,000
•  1-3,000
 143,000
  78.000

 274,000
                                           £86
                                                                                                                                            29'
                                                                                ZINC SCRAP RECYCLING PROBLEMS



                                                                There are  several  problems that  directly  reduce  the  amount  of  zinc  that

                                                       is  recycled.    In order  to  provide as  quantitative a  base as.possible for  analy-

                                                       zing  the  effects  of  the problems  on recycling,  the  organization of  this  section

                                                       follows the  types of scrap.                                         .


                                                                                      Industrial Scrap


                                                                There are  two types of  prompt industrial  zinc  scrap  that  have  a  low re-

                                                       cycle rate:   (1)  galvanized clippings  and (2)  flue dusts.  Table  13  presents

                                                       these problems along with those concerning obsolete scrap.

                                                                                                  \                     ' '
                                                                                        Obsolete  Scrap


                                                                Recycling  of ob'solete zinc  scrap is generally  under  10 percent of scrap

                                                       calculated  to be  available  for recycling.   The  problem areas of obsolete scrap

                                                       involve the  following classes of  uses:

                                                            (1)  Zinc base  alloys  (die castings)

                                                            (2)  Old galvanized

                                                            '(3)  Oxides  and. chemical's

                                                            (4)  Other obsolete  zinc scrap.                         .     ".

                                                                Table  13 preseVts  th'e'se problems' cased or. 1969 data.  Included are:

                                                       (1) definitions of the problems,  (2)  tons  of  zinc not  recycled, (3) percent of

                                                       available zinc not recycled, and  (4)  analyses of the problems.
                                                                                                      (1)  Problems  that do not directly reduce  the  amount  of  zinc  that  is  recycled are
                                                                                                          discussed in the next major section of  the  report.

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                  TABLE 13.  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING ZINC THAT WAS NOT RECYCLED IN 1969
                                              Scrap Categories Where Some Zinc Was Not Recycled
                        Galvanized Clippings
                                                                 Flue Dust
                                                                                 Zinc Base Alloys
Problem
Definition
                4.
                5.
    Fabrication of galvanized
    sheet and  strip  gives  trimmings
    that are scrapped.

    This Is recycled as steel
    scrap with the zinc still on
    It.

    This zinc  Is lost out the
    stack of the steel furnace
    or Is collected by air
    pollution  control equipment
    and dumped .

    The zinc often corrodes
    furnace refractories during
    steel melting.

    Thus, none of the clip-
    Ings are recycled for zinc
    content.
     In smelting of zinc and
     brass, some zinc Is evaporated

     Much of this zinc  Is now
     recovered by air pollution
     control equipment.

     In most cases, the material
     is high in chlorine content,
     and is quite fluffy.

     Because of the chlorine and
     low density,  it  is  difficult an
     costly to recycle.

    Thus, only 15 percent Is
     recycled.
                           Nearly all zinc base
                           alloy scrap is in the form
                           of die castings.

                           The die castings  vary in
                           size from fractional ounce
                           to a few pounds.

                           The die castings  often
                           contain inserts of steel,
                           brass,  or other materials.

                           Over half of the  die castings
                           are in autos.

                           Most of the remainder are
                           also attached  to  large  •  I
                           amounts  of  other  materials'
                           in home appliances,  mach-
                           inery,  farm equipment, etc.

                           There has been no economical
                           method  for  separating most
                           of the  die  castings  from the
                           other materials.

                           Thus,  less  than 10 percent
                           of the  zinc base  alloys  are
                           recycled.
 Tons of Zinc
 Not  Recycle*
              50,000
17,000^
                                                 320,000
 Percent
 of Avail-
 able Zinc
 Not   Recycle'
                                 100
                                                                       85
                                                                                                            91
Problem
Analysis
1.  Galvanized clippings contain 4
    or 5 percent zinc and 95 or 96
    percent steel.

2.  The materials values per ton
    are about:
          Steel - $30
          Zinc  - $12
        Total     $42

3.  Only about $30 per ton of
    clipping Is now being paid.

4.  An economic method for sep-
    arating the zinc from the
    steel would increase the
    value by $12 per ton--a  40
    percent Increase.

5.  In addition, it would reduce
    corrosion of steel furnace
    refractories and make air pol-
    lution control easier.
1.  Flue dusts from zinc and
    brass smelting usually con-
    tain 40 to 50 percent zinc.

2.  Each pound of dust contains
    5 to It- worth of zinc.

3.  An economic method of re-
    covering the zinc would
    increase the recycling of
    zinc.

4.  Also, it would provide ad-
    ditional incentive for strict
    air pollution control measures
                       1.   Zinc  in die castings  has  low
                           impurity levels.

                       2.   Inserts of other  metals can
                           be  easily removed.

                       3.   The difficulties  involve
                           economical separation of  the
                           die castings from the larger
                           products (autos,  appliances,
                           etc.)  of which  the  die cast-
                           ings  are a part.

                       4.   Larger,  easily-accessible die
                           castings can be remqved by
                           hand.

                       5.   Smaller,  nonaccespible die
                           castings can be removed by
                           disintegration  and  separa-
                           tion  equipment  such as nutn
                           hulk  shredders.

                       6.   Separation from ferrous mot.il:
                           is  easily accomplished mag-
                           netically.

                       7.   Separation from nonferrous
                           metals  Is much  more
                           difficult.

                       8.   More  economic methods of  sep-
                           aration  of zinc from  nonfcT-
                           rous  scrap would  Incream-
                           recycling substantially.
 (1)  Does not  include  steel  furnaces.

 (2)   This is total quantity of zinc that were originally used.  By  the time of  scrappage much  of  the  zinc
       has been washed  away (maybe 50 percent) and would be virtually impossible  to recover.

-------
                                           Scrap Categories  Where Some Zinc W.iu Not Recycled
                         Old Galvanized
                                                        Oxides and Chemicals
                                                                                               Other Obsolete  Scrap
Problem
Definition
                3.
    Old  galvanized  metal  is
    scrapped  in  a great variety
    of forms--buckets, tanks,
    bridges,  fencing, autos,
    farm silos,  etc.

    Much of the  zinc has  been
    corroded  away while pro-
    tecting the  base metal
    during the useful  lives of
    the  products.   The zinc has
    been washed  off into  the
    ground or into  sewers and
   ' streams.

    If the products are recycled,
    it:is as  the base metal, not
    as zinc.

     Thus, no old?galvanized
     tine is  recycled. . It  is
     wasted in the  flue gases  of
     iron and steel furnaces  if
     not washed  away  in use.
                         Close to half of the zinc
                         oxides, and chemicals are
                         scrapped as constituents
                         of rubber products.

                         Most of the remainder are
                         scrapped .as constituents
                         of paints, papers,  textiles,
                         and-chemicals.

                         Zinc oxides and chemicals
                         are- nearly always a minor-
                         percentage of these products.

                         These'products are generally
                         not recycled.

                         It is not economic to recycle
                         the zinc in these products.

                         Thus, no zinc oxides or
                         chemicals are recycled.
Other obsolete zinc scrap In-
cludes rolled zinc (used ..in dry
cells),  zinc dust  (used  in paints),
and a variety of minor
uses.

Recycling.of this zinc is
generally not economic because
it is. In very small and  contam-
inated, pieces (such as dry cells),
or is intimately mixed with and
attached to other materials
(such as in paint).

Thus, only a small percentage of
this.zinc scrap is recycled.
 Tons  of Zinc
 Not   Recycle
390,000"
                                           190,000
                                                                   (2)
                                                                                     122,000
 Percent
 of Avail-
 able Zinc
 Not   Recycle
                                 100
                                                               100.
                                                                                                          94
Problem
Analysis
1.  In most cases, the percentage
    of zinc in old galvanized
    products is too small to be
    economically separated.

2.  thus, it is more practical
    to recycle the zinc with the
    steel scrap.

3.  In the iron or steel furnace,
    the zinc evaporates and can
    be collected- from the flue
    gases by air pollution con-
    trol equipment.

4.  In the flue dust, the zinc is
   .mixed with iron oxide and
    other materials.

5.  Zinc content can ranges-front
    under 5 percent to over 25
    percent.

6.  Economic recovery methods
    for this zinc could sub-
    stantially Increase the re-
    cycling of zinc.

7.  In addition, the incentive
    would be Increased to install
    good air pollution control
    equipment.
                         Economic recovery of zinc
                         oxides and chemicals from
                         scrapped.rubber products
                         might be possible if economic
                         recycling of rubber is accom-
                         plished.

                         Another possibility is recovery
                         of zinc as flue dust if scrapped
                         rubber can* be.: burned as fuel.

                         Recovery of zinc oxides and
                         chemicals from most other pro-
                         ducts- will remain uneconomic
                         because of; dilution and- dis-
                         persion in use.

                         Economic rubber recycling
                         methods could.allow, zinc recov-
                         ery,  and substantially increase
                         the recycling of zinc.
                                                                                             Dispersion and  dilution  of  most
                                                                                             forms  of other  obsolete  scrap
                                                                                             prevent economic  recovery.

                                                                                             Opportunities for  increased re-
                                                                                           .  cycling are strictly  limited.

-------
                                       31
          Increased recovery and recycling in most of these categories will be

quite difficult and complex.  Only the "Galvanized Clippings" and "Zinc Base

Alloys" categories are amenable to straightforward solutions.  The "Flue Dust",

"Old Galvanized", and "Oxides and Chemicals" categories require more involved con-

sideration and approaches.  The zinc from old galvanized is difficult if not

impossible to remove.  Thus, it is more promising to charge the old galvanized to

steel furnaces as steel scrap, collect the zinc in flue dusts, and attempt to

develop economic methods for recovering the zinc from the flue dusts.  The flue

dust problem is complicated by the wide variation of compositions depending on

types of furnaces (zinc, brass, steel) and operating practices.

          Solution of a large part of the zinc oxides and chemicals problem

depends on developing methods of recovering other values from old rubber products.

          As explained in the previous section of the report, all recycling data

are based on U.S. Bureau of Mines data.  Some members of the recycling industry

take exception to these data.  This applies primarily to the zinc base alloys

category.  The industry spokesmen state that the recycle rate in the zinc base

alloy category is more like 75 percent than the 9 percent shown in Table 13.   Thus,

the quantity not recycled in 1969 would be only 90,000 tons instead of the

320,000 tons shown.   The U.S. Bureau of Mines does not believe its data can be

understated by more  than 100 percent.

          The situation then is this:

                                                Tons of Zinc in Zinc Base Alloys
                                                  That Was Not Recycled in 1969

     Table 13 data                                          320,000

     Data within U.S. Bureau of Mines
       limits of error                                  290,000-320,000

     Zinc recycling  industry estimate                        90,000

-------
                                        32
                                   Other'r'Probl'emsy...



           One -important1, other rproblem directly reduces the^recycling of  zinc ,


but  it  is  impossible tp; measure i the magnitude. of the: reduction. . This  is the  sub-


sidy allowed1 thei-primar-y industry in  therform'Of ore depletion, allowances.  A


similar subs idy:if or .-the "secondary zinc? industr.y'would/allbwi.thigherr scrap purchase


prices  and process irig^cbsts.' at fixed,  profit .levels  and-'tsales prices .   An-unknown


additional^ quantity' of zinc* would be  recycled^asua  result;.,



                         ZINC -'REG YCMNG>INDUSTRYv.PROBLEMS .y .                     '
                                                                                 !

           There are . several ;problems'-.;faeed by -the. .zincijrecycldng,: industry that :
              !                                                                   ••
                                                             f                   ,
have  no direct  quantitative effect on  the >rate. of recycling!.',  Rather,,  they  have


economic ef fectsr on -the industry, or make '.operations •«moEe>difficult .   These    '

problems are :


      '(1)  Declining .markets for-zinc                    .....'.

      (2)  Customer -prejudices  against -secondary zinc

      (3)   Air pollutionvcontrol;  .                           :.


           Table • 14 discusses-each of these- problems ...  Included are (1) titles of

problems,  (2) def initions-of problems-, -:-. (3) ^effects 'on 'recyclingy :and . (4)  analyses

of problems.-


           Two-'of  the^-problems  fcinrTable !d4*,eoncern' theama.r.ke^si for. zinc :


                               • ^Declining'-markets,  -
          Both' problems  are relatively minqr^andodesery.ing^gf,,. little, or no attention.

          The  third 'probiem-^airupollutionjcontrol.-^presentsi. a  serious economic

problem for some'-secondary.'zinc smesLtersv? The investment costvfor  equipment can

be high - perhaps 'beyond the capability.iof , someti.sme-lters; tO't.raise.:the  money .
,(1)  See "Report No.  1,  Summary" for,'additional^.discussion, of depletion  allowances

-------
                              TABLE 14.   IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT DIRECTLY
                                         RFDTirF. THE AMOUNT OF ZTNC THAT T f. lIF.rvri.F.n
                                                                                                     (1)
                       Declining Overall Markets
                                                (2)
                                                                  Customer Prejudices
                                                                                                             Air Polljtion Control
I'roblam
Definition
!•  Zinc's largest market segment--
    die casting —has not grown
    since 1965.

2.  The. consensus of industry spokes-
    men is that little or no growth
    will occur in the future—perhaps
    there  will be  a  decline.

3.  Other market segments are
    expected to continue  present
    growth rates in the future.
1.  Some zinc users claim  that
    recycled zinc is inferior
    to primary.

2.  This is seldom true.

3.  Some users will be using  re-
    cycled zinc without knowing it
    because they buy from a
    primary producer and think
    this means they get primary zinc,
1.  Most zinc smelters use chloride
    fluxes that ir.ake flue gases
    extremely corrosive.

2.  Collection of solid pollutants from
    flue gases is difficult with bag
    houses because the chlorides attack
    the fabrics.

3.  The collected dust is high in zinc
    (40 - 50 percent), but of low value
    because of high chloride and because
    very fluffy and hard to handle.

4.  Investment cost for equipment is
    relatively high for small smelters.
Effect on
Recycle Rate
Perhaps slight pressure on economics,
but not important.  No significant
effect on quantities recycled.
This has some effect on economics of
zinc recycling—causing price dis-
counting.  No significant effect   .
on recycle rate.
Pollution control measures effect economics
of recycling moderately by adding to invest-   ^
ment and operating costs of a smelter.  No     *•"*
measurable effect on quantities  that are
recycled.
Problem
Analysis
1.  Competitive materials (such as
    plastic moldings, aluminum die
    castings), and redesign of
    products to reduce need for
    decorative die castings are
    reducing  the demand  for zinc
    die castings.

2.  Development of improved designs
    and fabrication methods to re-
    duce ccsts of zinc die castings
    could prevent loss of markets.

3.  Also,  development of alloys
    with greatly improved prop-
    erties could gain new markets
    in new applications (such  as
    replacement of brass in valves
    and other plu.-nbing products).
                                                            1.   Recycled  zinc  is  not  inferior to
                                                                primary zinc for  the  same  grades,

                                                            2.   Promotion of equal  quality and
                                                                desirability of recycling  could
                                                                help  overcome  prejudices.
                                        1.   Air pollution control problems of zinc
                                            smelting are rather severe and
                                            require costly equipment.

                                        2.   Some smelters may have problems providing
                                            investment capital for air pollution
                                            control equipment.

                                        3.   Aid in borrowing money may be needed.
;i)  Problems adversely affect economics or practices of recycling but the effect in terms of amount cannot be measured.
     is considered an indirect effect.
                                                                                                       This  situation

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                                        34                                    '


                COURSES-OP ACTION CONCERNING THE RECYCLING-OP -ZINC   	   -



           Having identified the major problems concerning the recycling of zinc.

 it is necessary to evaluate them and select those that are amenable to solutions.

 Then, courses of action can be developed to lead to solutions for the problensV


                              Evaluation of Problems


           The nine problems concerning the recycling of zinc are not all of equal

 importance or priority.   A method is needed for determining which ones are more

 important.

           The method  used is based on how the nine compare with  each other when

 scored  with three  criteria:

           •  Solution of  the problem will improve  the  environment

           •  Solution of  the problem will conserve  natural resources

           •  Realistic solutions  can be found.

           In  the context  of  this  report,  the  first  of  these criteria Is believed  -

 to be more  important  than the other  two.  It  is weighted to allow a high score

equal to the  total of the other two.

          Table 15 presents  the results of the evaluation of the  nine problems

using the three criteria.  In this evaluation, three 'problems have total scores

substantially higher than the other six:

                     Low Recycling Rate of Zinc Base Alloys

              -^.     Low Recycling Rate of Old Galvanized

                     Air  Pollution Control.


                             Assignment of Priori tit.,.


          The three problems listed above are rated as high priority, and actions

to solve these should be fully investigated before considering the five lower pri-

ority problems (reduced from six because flue dust problem has been transferred

to old galvanized oroblem).

                                          293
                                          35
                   TABLE 15.   EVALUATION OF NINE PROBLEMS  RELATED
                              TO RECYCLING OF ZINC
Criteria and Scores .


Problems
Galvanized clippings
Flue dust
Zinc base alloys
Old galvanized
Oxides and chemicals
Other obsolete scrap
Declining markets
Customer prejudices
Air pollution control
Solution of
Problem Will
Improve
Environment
3
2
10
10
6
5
0
0
10
Solution of
Problem Will
Conserve Nat-
ural Resources
1
1
5
5
3
2
0
0
0
Realistic
Solution
Can Be
Found
5
3
5
2
1
0
5
5
5


Total
Score
9
6
20
17
10
7
5
5
15
 Hotes:  (1)  Fir]it criteria is considered most important and is assigned maximum
              score of 10.

         (2)  Other two criteria are considered less important and are assigned
              maximum scores of 5 each.

         (3)  The higher the total score, the more attractive the problem is for
_   	       further action.

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                                      36
                                Recommended Actions






          The recomnendations of what to do about the eight major problems of




the zinc recycling industry are covered in two parts:




     (1)  High priority actions




     (2)  Lower priority actions




          The high priority actions should be dealt with before attention is




given to the lower priority actions.






High Priority Actions






          The high priority actions recommended here are important and far-reaching




enough to be in the public interest.  Thus, participation by EPA is desirable.




Participation by NASMI and its members is also desirable since the problems and




actions are predominately within the boundaries of the zinc recycling industry.




          Table 16 presents the recommended action programs for the high priority




zinc recycling problems.




          The solution for the first high priority problen--zinc base alloys—




involves improved methods for the separation of old die castings from other




materials - primarily from junked autos.  The major potential for increased re-




covery of zinc is from scrap steel shredders.  The output of shredders is increasing




each year to make more mixed nonferrous scrap available.  Zinc is the major con-




stituent of this scrap.  The first activity toward a solution of this problem




should be a review by a NASMI committee of present separation practices and




development efforts.  Based on this, further R&D can be undertaken if needed.

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                                                       37

                         TABU 16. RECOMMENDED ACTIONS, HIGH PRIORITY ZINC RECYCLING PROBLEMS
                        Zinc Base Alloys
                                           Old Galvanised
                                                                                                Air Pollution Control
    Actions
    Recommended
      R&D should be undertaken
 to develop  economical methods
 and  equipment for the mechan-
 ized separation of sine,  alum-
 inum, copper, and nonmagnetic
 stainless steels.
      R&D should be undertaken
 to  develop an  economical process
 for recovery of zinc from flue
 dusts.   (In  addition to steel
 and iron furnaces, this should
 include  sine and brass furnaces.)
     An Investigation should Tie
made of the need  for financial
help by smelters  In meeting,
air pollution  standards.   Also,
methods for providing help if
needed.
    By When
         EPA/NASMI
                                                               EPA/NASMI
                                                                                 EPA/NASMI
   Specific
s—'Steps
1.  Form a committee of
    scrap processors.

2.  Committee analyze  the  major
    sorting problems for non-
    ferrous metals
        a  types of metals
        •  forms of metals
        •  quantities, etc.
        •  etc.
3.  Committee analyze  the  major
    sorting methods now In use:
        •  hand picking
        •  heavy media
        •  sweating
        •  etc.

4.  Committee review problems
    and methods with major
    equipment manufacturers  to
    determine if economic  sort-
    ing methods can be Installed
    with present equipment.

5.  If so, prepare guidebook of
    practical  installations.

6.  -If not, undertake  R&D  to
    develop methods and
    equipment  needed.
                                                           Forma flue dust committee
                                                           representing zinc  smelters,
                                                           brass smelters, steel mills
                                                           (using high-zinc scrap
                                                           charge), iron foundries
                                                           (using high-zinc scrap
                                                            charge).
2.  Committee  survey other smelt-
    ers and mills  to determine
    present flue dust:
       •  recovery methods
       •  composition of dust
       •  disposal of dust
       •  etc.

3.  Committee  analyze present
    recycle methods and  econ-
    omics for  zinc flue  dusts.

4.  Initiate R&D on promising
    approaches with goal of
    developing .economic  pro-
    cesses for recycling most
    dusts.               .    , ,
                                    1.  Establish a committee  to
                                       conduct the investigation.
 2.  Committee survey the zinc
    •smelters to collect data
    concerning status, methods,
    and problems of air pollutici
    control.. Emphasis on econ-
    omic impact on smelters.

 3.  Committee to develop finan-
    cing plans to meet InvesCcec:
    needs of smelter for air
    pollution control systeas
    where hardships occur.

 *•  Committee present data
    and recommendations to
    EPA and legislative bodies
    concerning needs--fast
    tax writeoffs, guaranteed
   . loans, etc.
     (1)  Iho responsibility for recoomcnded actions shown In this table are based on Impotence of the
         action, benefit  to the taxpayer*, and opportunities for NASMI.  They are the best Judgoenti

     (2)  Reconroended'actions were distributed between high priority and lower priority based on the
         evaluation with  three 'criteria.
     (3)  It is  suggested  that NASMI continue Its leading role In.recycling, recognizing that other
         organizations such as tne Bureau of Mines, Department of Connie re c, Council of .Environmental
         Quality. JEW Office of Information, and State, Uocal, and Federal Legislatures oust bt
         Involved.

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                                       38
          The solution to the second high priority problem of zinc—old




galvanized--depends on recovery of the zinc from flue dusts of iron and steel




furnaces that use old galvanized scrap charges.  It is believed not to be economic




to remove the zinc directly from the galvanized scrap.  Recovery of zinc from the




flue dusts of zinc and brass furnaces should also be included.  The first acti-




vity toward a solution should be an investigation by a NASMI committee of present




flue dust compositions and  recovery practices.  Based on the  results of this, R&D




programs can be designed.




          The solution to the last high priority zinc problem--air pollution




control—involves helping zinc smelters meet air pollution control regulations.




The cost of control systems for zinc smelters can be high - as much as one-third




of the total cost of new smelting capacity.  This can put a severe financial




burden on some smelters.  They may be unable to borrow sufficient money to




install control equipment.  The solution proposed is based on an investigation by




a NASMI committee to determine possible relief that is needed - fast tax writeoffs,




loan guarantees, or other actions.






Lower Priority Actions






          The lower priority actions that are recommended are neither important




enough, nor far-reaching enough to be of much interest to the public.  Thus, par-




ticipation by EPA is not recommended.   The problems involve primarily NASMI, its




members, other companies involved in the zinc recycling industry, and other




organizations concerned with zinc.




          Table 17 presents the recommended action programs for the lower priority




problems of zinc recycling.  Two of these problems--declining markets and customer




prejudices--are relatively minor.  Continuation of existing NASMI programs should




pretty well solve the customer prejudice problem.  Perhaps expanded attention is

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                                             xuu i>.  uctwarocD Acnms. uvoi FRIOUTY ziic ucicunc ntmaa




Actions
R«cocm«ndc4



»«-



.Specific
Stepe







Galvanized Clipping!
R&D should be undertaken
to develop an economical procese
for the recovery «* «1«* *"•
islvanleed cllpplnga.




<3> KASHJ
1. Query H&T CM- 1 e«l« Company
concerning It* dcgalvanlxlng
proc*t».
I. tr It look* good and .it aoon .
to be coDBerclallied,
HASM1 step Action*.
). 1( not to be soon coanerclal*
ited, determine whr and what
additional work needed.

,. 1C premising* encourage further
development and conptcretalf*
satton of the Mil process.

I. K not proelslns, InltUtc aa
UD progran to d*v«lop a-*ow>4
and tconoalc dtgalvanlt Ins
proc«»».
Ox Id* -and Chcmlcali
R&D should be undvrtakra
to develop processes tor the
recovery of Mterlals from tin*
Included are thc~ruobcrt sine
oxide, sulfur, compounds, carbon
black, fiber*, and steel wire.
Or, develop Methods" for using L
old rubber ••• fuel and recovering
by-products of combustion.
HASHJ ,
t. lnv*»tleat* present
statas of old rubber
ncycllagt
• quantities available
• present recycling
activities
• UD underway
• etc.

1. Oadartahe UO to develop
ecoooMle •itnod* Co* re* *
cycling old robber.







Other obsolete Scrap
An Investigation Bhoald be
made of the' feasibility of re-
cycling additional quantities
dry cells, sine dust, etc.




HASHI
1. HASHI set tip coaisittee of
acrsp processors. ' '
1. Conlttec analyse vhat tine
scrap' Is not aow recycled-
and yhy. - •
3. Committee decide whether or
not It would be feealble
to try to Increase recycle
rate Cor some of this scrap.

4. If Ceaslble (3 above). Invest-
igste awre closely whet need* '
to be done -to Increase
recycling.

$. Recommend actions required te
Increase recycling. ~, '-"

Declining Market* .
R&D should be continued to
develop hlgher-perfonunce t,lnc
alloys that can gain new markets





KASHI/Zinc Institute
1. BASH! set tip comlttee .
Of one XASHI staff neater
^,/" end two die-casting alloy
producers to coordinate
recycling industry Interest*
with Zinc Institute R&D
activities. ' ;
t. Committee diecbs* with Zinc
Institute bow to; work together
to develop new tine die-cast*
ing el leys, manufacturing
methods, end markets—project!
fond log, etc. \





1 -
Cuitrmer Prejudice* ; -
. Publl ty *hould be used
to Infom erf of ecycled -
sine that - Is cqu 1 la
-qtijlltf tt* rlnarr Inc.
Tie public v to sa Ing the
- resource!.



•ASM1/KASHI Member Coopaatee
1. XASHI continue. general pro- '
motion of recycling concept. •
2. ' USHt sad appropriate
ember companies start/ J£
•pacific program to pro-
mote recycled «lnc. .,









	 :— " "
(1)  The responsibility for recamended Actions shown in  this table are based on importance of the
     action, benefit to the taxpayers, and opportunities  for. KASH1.  they are the beat judgments
.     of Battclle.             . ' •-_       -,    .  -      ..'*».•:-' Vv.:;  r  ; •''.'•'•"' -•-....
.(2)  RccoRmended actions vere distributed between high priority and lower priority based oh the
     tvaluotion with three criteria.   ,; ;^   ' •.  -s   .-,  _**   sTj^."'^;'^'.  *-,•,.-  .:'«:.". ii.-r-.   ;   £.
(3)  It is -suggested<-that- NA5Hl*continue •it*,-leading rolc^ in. recyclin8»~:Vecogiil
-------
                                       40
needed for declining markets since additional quantities of recycled zinc are ex-



pected to become available in the future.



          The oxides and chemicals problem warrants investigation by NASMI to



determine the Association's position relative to scrap rubber.  A successful solu-



tion may require utilization of zinc, sulfur, and other values in addition to



the rubber.



          The other two lover priority problems--galvanized clippings and other



obsolete scrap—involve solutions that require more knowledge concerning present



practices and potential opportunities.  In the case of other obsolete scrap the



need is a close look at what scrap processors are handling to determine what is



and what is not being handled.  It Is a matter of looking closely for additional



opportunities for recycling.



          The solution suggested for galvanized clippings is to check with



M&T Chemicals Co. concerning its dezincing process.  Based on the results, deci-



sions can be made concerning the practicability of dezincing and how to fit it



into the recycling industry.






Other Actions






          The reader is referred to Volume i of this series -  General Report.



It presents problems and recommended actions that apply to the entire recycling



Industry.  Problem categories include markets, scrap sources, recycling Industry



operations, equipment, and legal requirements.
 APPENDIX A
ZINC MARKETS

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                                   APPENDIX A
•   .\.  •.'".'.... '  ' "        '       .  ZIHC MARKETS      '-•••'  •-- '






Die Casting                                            _ .. .




          Table A-l gives use pattern for zinc  die castings.
                                     TABLE A-1
                                 .  "  "ti 3T"  v''


                        ZINC DIE CASTISCS USE PATTERN, 1969
•Using Industry
'Auto
Home '"appliances
Machinery and 'tools
'Other
.-• -.-.. -.TOTAL-.
Ton* of Zinc •
315,000
:95,000
:80V006
^95_,P06
585VPOO • ' --'
.-..— * - *-. ..... ,3 • - ., . ,-^,1, i _*•.>'
Percent of
'54
16
ii
16
• - -.* - ioo
j^... - —
Total



          :Source:  Discussion 'with Die Casting Institute.





 Galvanizing




           Table A-2 gives the use pattern for zinc in galvanizing.




                                    .TABLE A-2.;  .  ....


                           iGALVANIZiUG ZINC USE PATTERN
Use
Sheet and strip
Tube and pipe
Wire
.Structural shapes
Fencing and other mesh
Tube and pipe fittings
Other uses
TOTAL
:Tcms of Zinc
252;00.0
66,000
32,000
19,000
18,000
11,000
78.000
476,000
Percent of
53
14
7
4
4
2
:i6
100
Total








          Source:  Discussion with Hot Dip Galvanlzers  Association.


                                            001

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                                     A-2
Braaa Products
          In 1969,  179,000 tons of slab zinc were used  to produce brass and other

copper-base alloys, and an additional 194,000 tons of zinc were  contained  in

recycled brass and  other copper-base alloys.


Oxides and Chemicals
                                          I  I
          Table A-3 shows the 1969 content of zinc in oxides  and  chemicals  -

total and by zinc source.


                                   TABLE A-3

             ZINC CONTENT OF ZINC PIGMENTS*1* AND COMPOUNDS PRODUCED
                   BY DOMESTIC MANUFACTURES, BY SOURCES,  1969

                                  (short tons)
Pigment or Compound
Zinc oxide
Leaded zinc oxide
TOTAL
Zinc chloride*2'
Zinc sulfate

Ore
Domestic
82,643
1.705
84,348
—
5,503
Zinc in
Compounds

Foreign
23,949
1.539
25,488
--
5,342
Pigments and
Produced From
Slab Zinc
41,362
— — —
41,362
W
—

Secondary
Material
28,115
— II —
28,115
W
10,897
Total Zinc
in pig-
ments and
Compounds
176,069
3.244
179,313
11,632 -
21,742
W - Withheld to avoid disclosing individual company confidential  data.
 (1)  Excludes zinc sulfide and lithopone; figures withheld to avoid disclosing
     individual company confidential data.
 (2)  Includes zinc content of zinc ammonium chloride and chroraated zinc chloride.
Source:  U.S. Bureau of Mines, Minerals Yearbook. 1969,  "Zinc" chapter.


Other Uses
                                                                                                                                    APPENDIX B
                                                                                                                           ZINC RECYCLING INDUSTRY DATA
                                                                                                                               FROM EXTENSIVE  SURVEY
short tons)
          Other uses for zinc in the U.S. in 1969 were as follows  (zinc  content  in
           (2)
                              Rolled zinc
                              Zinc dust
                              Other Uses
49,000
55,000
38,000
 (1)  For an.analysis of brass, see the report In this series  on copper  and
     copper-base alloys.                             .-..       •      .
 (2)  U.S. Bureau of Mines, Minerals Yearbook. 1969,  "Zinc" chapter.

                                                  302
                                                                                                303

-------
                    APPENDIX  B
            ZINC RECYCLING INDUSTRY PATA
                FROM EXTENSIVE SURVEY '
                     TABLE B-l  •  /

       AVERAGE SIZE OF ZINC SCRAP  PROCESSORS,
               .ANNUAL TONS, BY, REGION   ' .:
"•' Region •" "" "
Total U.S.
New England
Middle- Atlantic
South' Atlantic
East' North Central
East South Central
West North Central
West South Central
Mountain '. '.':!' , _«. ......
Pacific-
Tons Per Year
273.7
110.9
380.9
193.5
245.8
167.5
327.3
f 37 .5
. 104:5
332.1
                     TABLE B-2

           AVERAGE SIZE OF ZINC SMELTERS,
               ANNUAL'TONS, .BY...REGION;  ;,
     Region
                                      Tons Pe'r Year
Total U.S.

  New England
  Middle Atlantic
  South Atlantic
  East North'Central
  East South Central
  West North Central
  West South Central
  Mountain
  Pacific
 250.0
2605.8
 843.8
2190.8
 600.0
 812.5
 785.7
 250.0
1250.0
                               304
                                                                                                                             B-2
                                                                                                                        TABLE B-3
                                                                     SECONDARY MATERIALS  INDUSTRY  -
                                                                 AVERAGE  BUSINESS  STATISTICS  FOR ZINC
                                                                                                         .Average
                                                                                                        Investment
                                                                                                       in Plant and
                                                                                                       and  Equipment
 Average
Number,.of
Employees
                                                                                                  Average
                                                                                               .Investment
                                                                                               Per Employee
                                                                                                          403,000
                                                                                                                              43
                                                                                                  25,500

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                                                                                                                   ill

                                                                                                              TABLE OF CONTENTS
                                                                                                                                                         Page
               VOLUME VI


NICKEL AND STAINLESS STEEL REPORT
SUMMARY	      ix

     The Recycling Industry 	      ix
     Nickel Alloy Problems	       x
     Nickel Alloy Recommendations 	     xiv
     Nickel Stainless Steel Problems	    xrti
     Nickel Stainless Steel Recommendations  	     XZl

INTRODUCTION	       1

     Background 	       1
     Objectives	       2
     Scope	       3
     Research Methods 	       3
          Literature Search 	       3
          Extensive Survey	       4
          In-depth Survey 	       4
          Analysis and Synthesis	       5

THE NICKEL INDUSTRY . •	       7

     Characteristics of Nickel	       7
          Electrolytic Cathode	       7
     Characteristics of the Nickel Industry  	       8
          Materials Sources 	       8
          Materials Flow	       9
     Markets for Nickel 	       9
          Prices	       9
          Use Patterns	       9
               Stainless Steel	      13
               Low Alloy Steels	      14
               Electroplating Materials 	      14
               Superalloys. 	      15
               Cast Iron	      17
               Nonferrous Alloys	      18
               Copper-Base Alloys	      19,
          Market Outlook	      19

THE NICKEL RECYCLING INDUSTRY	      20

     Characteristics of Nickel Materials	      20'
          Master Alloys 	      2Q
          Scrap	      20
          Secondary Nickel	      20
                                                                                                                       5C7

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                                       Iv
                               - TABLE. OF CONTENTS
                           ..   .     (Continued)


                                                                            Paee


     Characteristics of the Nickel  Recycling Industry .  .  .  :  :"":' .  ...""••  24"
      -•  .Materials Sources-	      24
     Markets for Recycled Nickel and Nickel  Alloys.  .	  .  .       25.
          Use Patterns. :..,..	       25
          Prices.;. ;.;. ..............  ....  .......   '    27
     Recycling Industry Data.	  .  .       27
     Materials Flow Pattern for Nickel Alloys Recycling .  _........     28
     Demand/Supply Analysis ..'..".:.....'.:'.........       28
          Demand for,Recycled  Nickel and. Nickel Alloys	       34
          Supply of Recycled Nickel and Nickel  Alloys	  .     .34
          Demand/Supply Balance in  Future	......   .   34

PROBLEM THAT DIRECTLY REDUCE  THE RECYCLING  OF  NICKEL SCRAP ......   • . .  36

     Industrial Scrap .	'.'....   :  .•••36"
     Obsolete Scrap .;.....,..	       36
     Other Direct Recycling Problems.  .  .'	:......       37-

PROBLEMS THAT DO NOT DIRECTLY  REDUCE THE RECYCLING OF NICKEL.  ......       39

COURSES OF ACTION CONCERNING RECYCLING OF  NICKEL. ......;....      .39

   '  Selection of Opportunities ..........;..........       >3'9.
     Recommended Actions.	       41

THE STAINLESS STEEL INDUSTRY.	     .45

     Characteristics, of Nickel Stainless Steels	    .45
          Nickel-Bearing-Stainless  Steels  .  . . _.	      45
     Characteristics of .the Stainless Steel  Industry. .  ........       47
          Material Sources. .	      .47
          Materials ;F1<>W.".. 1;,. ...."......	 .  .  .       47.
          Stainless Steel  Producers 	 .........       49
          Productlpn. . ,.. . .  ,. ....................       49
     Markets.-for.JStainiess;.Steels  ..;.:;....'..;.>.:..       *9 .
          His toricaljiarkets.  ......................      '49-
          Prices^for Stainiess Steel.	       51
          Use. Patterns	       51
          Ma'rket Outlook.  ;..................'....       55

THE STAINLESS STEEL RECYCLiNG  INDUSTRY	  .       55

     Characteristics of Stainless  Steel  Scrap Materials ........       55
     Characteristics of the .Stainless  Steel
       Scrap Recycling Industry	       57
          Materials Sources 	"	       58
                                           C9

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                                      QP CONTENTS
                                   (Continued)
     Markets  for Recycled  Nickel  Stainless Steel Scrap	
          Historical  Markets	
          Use Patterns	
          Argon-Oxygen  Melting Technology	
          Prices	
     Recycling Industry Data	
     Materials Flow Pattern for Nickel Stainless Steel  Recycling.  .  .  .
     Demand/Supply Analysis 	
          Demand	
          Supply	
          Demand/Supply Balance 	  	

PROBLEMS THAT DIRECTLY  REDUCE THE RECYCLING
  OF NICKEL STAINLESS STEEL SCRAP	
                                                                                                                                    LIST OF TABLES
     Industrial Scrap
     Obsolete Scrap .
     Other	
PROBLEMS THAT DO NOT DIRECTLY REDUCE
  RECYCLING OF NICKEL STAINLESS STEEL SCRAP

COURSES OF ACTION CONCERNING RECYCLING
  OF NICKEL STAINLESS STEEL SCRAP	
     Selection of Opportunities
     Recommended Actions.  ,  .  .
                                   APPENDIX A
PRINCIPAL PRIMARY NICKEL GRADES
                                   APPENDIX B

CONSUMPTION OF NICKEL CONTAINING PRODUCTS .  .
                                                                          Page
                                                                            58
                                                                            59
                                                                            60
                                                                            60
                                                                            60a
                                                                            61
                                                                            63
                                                                            63
                                                                            63
                                                                            67
                                                                            67
69

69
69
69
72
                                                                            74
74
74
                                                                           A-l
                                                                           B-l
                                                                                          l"  ')
TABLE I.


TABLE II.


TABLE III.

TABLE IV.

TABLE V.

TABLE VI.


TABLE VII.

TABLE VIII.

TABLE   1.
TABLE   2.
TABLE   3.
TABLE   4.

TABLE   5.
TABLE   6.

TABLE   7.
TABLE   8.

TABLE   9.

TABLE  10.

TABLE  11.
TABLE  12.
TABLE  13.

 TABLE  14.
 TABLE  15.

 TABLE  16.


 TABLE 17.
                                                                                                                                                                                Page
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING
  NICKEL AND NICKEL ALLOYS THAT WERE NOT RECYCLED
  IN 1969 ............... ,
IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT
  DIRECTLY REDUCE THE AMOUNT OF NICKEL AND NICKEL
  ALLOYS THAT ARE RECYCLED .......
RECOMMENDED ACTIONS, HIGH PRIORITY NICKEL AND NICKEL
  ALLOY PROBLEMS
RECOMMENDED ACTIONS, LOWER PRIORITY NICKEL ALLOY
  PROBLEMS .....
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING
  STAINLESS STEEL THAT WAS NOT RECYCLED IN 1969
IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT
  DIRECTLY REDUCE THE AMOUNT OF NICKEL STAINLESS
  STAINLESS STEEL THAT IS RECYCLED, 1969 ..
RECOMMENDED ACTIONS, HIGH PRIORITY STAINLESS STEEL
  PROBLEMS .......
RECOMMENDED ACTIONS, LOWER STAINLESS STEEL PRIORITY
  PROBLEMS ........................   Xxill
                                                                 8
                                                                11
                                                                12
                                                                                                   xii
                                                                                                  xlii
                                                                                                   XVl
                                                                                                   xlx
                                                                                                                 REFINEL  ELECTROLYTIC NICKEL SPECIFICATIONS	
                                                                                                                 HISTORICAL PRICES FOR NICKEL,  SELECTED YEARS 1940-1971
                                                                                                                 CONSUMPTION OF PRIMARY NICKEL  IN THE UNITED STATES .  .
                                                                                                                 U. S.  CONSUMPTION OF PRIMARY AND RECYCLED NICKEL
                                                                                                                   BY USE,  1969 	
                                                                                                                 COMPOSITIONS AND COMMON FORMS  OF SUPERALLOYS	
                                                                                                                 TYPICAL NICKEL BEARING MASTER  ALLOYS AVAILABLE TO
                                                                                                                   USERS OF RECYCLED MATERIALS	
                                                                                                                 TYPICAL SPECIFICATIONS FOR NICKEL CONTAINING SCRAP .  .
                                                                                                                 CONSUMPTION OF NICKEL AND NICKEL ALLOY,
                                                                                                                   INCLUDING STAINLESS, SCRAP IN 1969	
                                                                                                                 CONSUMPTION OF NICKEL BEARING  FERROUS SCRAP,
                                                                                                                   BY TYPE Or MANUFACTURE, IN 1968	
                                                                                                                 STOCKS AND CONSUMPTION OF NEW AND OLD NICKEL SCRAP
                                                                                                                   IN THE UNITED STATES IN 1969	
                                                                                                                 DEALER'S BUYING PRICES FOR NICKEL SCRAP	
                                                                                                                 NICKEL ALLOY SCRAP RECYCLING,  1969	
                                                                                                                 ESTIMATED DEMAND FOR NICKEL CONTAINED
                                                                                                                   IN NICKEL ALLOY SCRAP	
                                                                                                                 SUPPLY OF NICKEL AVAILABLE FOR RECYCLING	
                                                                                                                 DEMAND/SUPPLY BALANCE FOR RECYCLED NICKEL
                                                                                                                   FOR 1974 AND 1979	
                                                                                                                 IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING
                                                                                                                   NICKEL AND NICKEL ALLOY THAT WAS NOT RECYCLED
                                                                                                                   IN 1969	
                                                                                                                 IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT
                                                                                                                   DIRECTLY REDUCE THE AMOUNT OF NICKEL AND  NICKEL
                                                                                                                   ALLOYS THAT ARE RECYCLED	
                                                                13
                                                                16

                                                                21
                                                                22

                                                                25

                                                                26

                                                                26
                                                                27
                                                                30

                                                                34
                                                                35

                                                                35
                                                                                                                                                                                 38
                                                                                                                                                                                 40
                                           309

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LIST OP TABLES
 (Continued) '
                                            41.

                                            42


                                            44
                                            46
--TABLE  18.     EVALUATION OF PROBLEMS INVOLVED IN RECYCLING.OF..NICKEL .  .
 TABLE  19.     REJpMMENIfflB/ACTIpHS.VHIGH'PRIORITY NICKEL  '  '•->'  •' ---
   •'.'•'         '~'~Ain>~ NICKEL ALLOY PROBLEMS. ...'.......	
 TABLE  20.     RECOMMENDED'ACTIONS,'LOWER PRIORITY
    "•'•••          'NICKEL ALLOY PROBLEMS. ..::.'	;......
 TABLE  21.    -MOST COMMON NICKEL-BEARING STAINESS STEELS ......  . .  .
 TALBE  22.     U.~ S. PRODUCTION OF NICKEL STAINLESS STEEL     s  .
                 INGOTS, SHORT TONS . ... .' . . . .' ..;........      50,
 TABLE  23.     PRICE FOR TYPICAL^ALLOYS AND SHAPES OF STAINLESS    .
                 STEEL AS OF DECEMBER 24, 1970. . . V . '. '. . ." '. .  . .  .      52
 TABLE  24.     HISTORICAL PRICE BEHAVIOR OF STAINLESS STEEL BASE
                 PRICE, 304 STAIN1ESS STEEL SHEET-. ..'....".....      52
 TABLE  25.     DOMESTIC SHIPMENTS' OF STAINLESS STEELS BY AISI
                .MARKET CLASSIFICATION, 1969.  ....'-..........      53
 TABLE. 26.     DOMESTIC TRADE BALANCE IN STAINLESS STEEL MILL PRODUCTS.  .      54
 TA'BLE,! 27.     NASMI SPECIFICATIONS FOR.STAINLESS' STEEL SCRAP .  ." :.  . .  .      56,
 TABLE  28.     SOURCES OF RECYCLED NICKEL CONTAINING MATE'RIALS,  1969. .  .      58
 TABLE  29.     RECYCLED NICKEL STAINLESS SCRAP CONSUMPTION IN     '
                 THE 0NITED STATES; 1951-1969 . •.'".-.' ..'..'	      59
 TABLE  30.     CONSUMPriON OF NICKEL STAINLESS STEEL
    ''-f'    "       SCRA'P BY-USER, l'968. . . . .  . ...... . .	      60,
 TABLE  31.     PRICE RANGES'FOR SELECTED NICKEL' STAINLESS, SCRAP;
                 PRJffiUCTS TO PITTSBURGH, PENNSYLVANIA, 197<£1971	      61"
 TABLE  32.     STAINLESS SCRAP RECYCLraG, 196'9. .'.'V . .'-.'."'.	      64.
 TABLE  33".     IDEOTIFICATiON" AND ANALYSIS OF* PROBLEMS CONCERNING
                 STAINLESS STEEL THAT WAS NOT'RECYCLED IN 1969.	      -71
 TABLE  34.     IDENTIFICATION AND ANALYSIS OF PROBLEMS' THAT
                 DO NOT DIRECTLY REDUCE THE AMOUNT OF" NICKEL
                 STAINLESS STEEL THAT IS RECYCLED, 1969	      73
 TABLE  35.     RECOMMENDED ACTIONS, HIGH-PRIORITY   '
                • STAINLESS'STEEL'PROBLEMS .':'.".-	      75
 TABLE  36.     RECOMMENDED ACTIONS, LOWER STAINLESS STEEL                ,  -
                APRIORITY PROBLEMS; . .'"•.- . .'. '.•'. .'.....	      76
 TABLE  A-l.    PRINCIPAL' PRIMARY NICKEL-GRADES. ..............     A-2
 TABLE  B-l.    MARKETS 'FOR Ni,CKEL-CONTAININGrL6w. ALLOY; STEEL. .  . .  . .  .     B-2
 TABLE  B-2.    ESTI^TED;'MARKETSi'FORflVACUDfrMELTED"s'teR^LOTS,'"                "
                "BY ALLOY TYPE', 1969	' .';-. .'•".• ': '.' . '.".'.	     B-3
 TABLE  B-3.    ESTIMATED PRESENT Ul'.S. CONSUMPTION.OF
                 NICKEL-BASE'NONFERROUS ALLOYS: ;'"; . . .	     B-3
 TABLE  B-4.    CONSUMPTION't'OF NICKEL USED" IN COPPER-BASE ALLOYS  . ... .  .     B?4
 TABLE  B-5.    NICKEL "'USED IN PRODUCTION OF CAST'lRON, 1969 . '.'	     B-4
          311
                                                                                                        vlil



                                                                                                   LIST OF FIGURES
                                                                                                                                         Page
 FIGURE  I.  NICKEL RECYCLING FLOW DIAGRAM, 1969  .........
.FIGURE II.  RECYCLEp NfCKEL STAINLESS STEEL -FLOW,  1969.-  ...  ;  .  :
 FIGURE  I." MATERIALS FLOW BALANCE FOR NICKEL, 1969 ........
 FIGURE  2. .AVERAGE AMOUNTS OF NICKEL AND NICKEL ALLOY,  EXCLUDING
               STAINLESS STEEL, PROCESSED BY EACH DEALER  IN
.....          EACH CENSUS REGION. .  . . . '. '.-'•.  .  .  .....  .  .
 FIGURE  3.  NICKEL RECYCLING FLOW DIAGRAM, 1969  .
.'FIGURE  4.  MATERIALS FLOW BALANCE,  NICKEL STAINLESS  STEELS, 1969
 FIGURE  5.  STAINLESS STEEL SCRAP. PROCESSED IN EACH CENSUS
               REGION, PER DEALER ..........  .......

 FIGURE  6.  RECYCLED NICKEL STAINLESS STEEL FLOW,  1969.  ...
xl
 i-
10
29
33
48


62
66
                                                                                                            •> I C*
                                                                                                            oJL-4

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                                       Ix
                                     SUMMARY






          The economic recycling of waste materials is a desirable approach to




the disposal of solid wastes.   Recycling, therefore,  is of .interest to the Office




of Solid Waste Management Problems, whose responsibility It is to formulate and




recommend solid waste programs for the United States.  This report on recycling of




nickel and nickel stainless steel provides information and analyses to be used as a




basis for program planning.  The report was prepared by Battelle-Columbus with the




guidance and help-of the National Association of Secondary Material Industries




(NASMI).  It is based on a twelve-month study of nickel recycling.




          The report is divided into two sections, nickel and nickel stainless




steel.  Each section reviews briefly the demand and supply for nickel or nickel




stainless steel in the United States.  Each analyzes the recycling of nickel -




the operations of scrap processors and smelters, sources of'nickel or stainless




steel scrap, markets for recycled nickel or stainless steel, and recycling rates




by types of scrap.  Based on this analysis, the report presents the problems




faced by the nickel and stainless steel recycling industry.  Finally, it evaluates




these problems to determine priorities, and recommends courses of actions to solve




or reduce these problems - with the emphasis on increasing recycling of nickel




and stainless steel in order to reduce solid waste disposal problems.






                             The Recycling Industry






          The task of the procurement, identification and sorting, refining, and




sale of nickel alloy or stainless scrap  for use by nickel or stainless steel users




is the function of the nickel recycling industry.  Scrap processors, brokers, and




secondary smelters have developed efficient means of recycling the many different




types and. forms of nickel alloy or stainless steel scrap.
                                          3J3

-------
                                                                                                                                       xl
          Recycled" nickel contents of nickel  alloys and stainless steels make up

a significant proportion of  total nickel  consumption as seen below,:.
                        Source
                        • v/«'  f
                   Recycled  Nickel

                   Primary Nickel .

                         Total
 Percent of Total
Nickel"'- Consumption
         35 '
                                                     100
                              Nickel Alloy Problems


          Estimates  of percentage  recycling for the major Identifiable markets

were made to outline those channels  for which there was some obstacle to recycling.

Figure I is a  schematic diagram for  the recycling of nickel in nickel alloys. . It

shows estimates  of total amounts available  for recycling, total amounts recycled,

and total amounts  not recycled  for the major nickel alloys except stainless steel.  '

About 40 percent of the total nickel available for recycling is returned to some

nickel use.

          Table  I  shows identification and  analysis of the problems concerning

nickel alloys  that were not recycled in 1969.

          Table  II shows identification and analysis of those problems which do

not directly reduce  the amount  of  nickel alloys recycled.  These are problems ,
     •                    —-  1~-     *-.-'';' .-. •   ~~-   -  - •-'-vi££^v  ''A.'-'^-^,-,. • .  •' -V-'  ~' -
that might have  economic effects on  an individual  company or on the industry,

or make operations more difficult.
                                                     Coppen-Bose'Ai
                                                          8786  ••
                                                      106,011 ;;;
                                                        Nickel; ill! Nickel
                                                      Available ••••••••••• v-wt--
                                                      •   p-   . iiiJii  Not-
                                                      _    ,.  iii-ii Recycled
                                                      Recycling:-:!::........'......!
Note: All quantities in short
      tons, of nickel content
    42,193

    Nickel
   Recycled
                                                                                                                              Copper-Base Alloys
                                                                                                                                   4600
                                                                                                                               Non-ferrous Alloys
   -. 350
42,193
Recycled
Markets
                                                                                                               FIGURE  I.   NICKEL RECYCLING FLOW DIAGRAM, 1969
                                           314
                                                     Note:  See Table 12, page 30, for breakdown between prompt industrial and obsolete.


                                                     Source:  U.S. Department of Interior, Bureau of Mines, Minerals Yearbooks.
                                                              "Nickel" and "Iron and Steel Scrap" chapters; Battelle-Columbus
                                                              estimates.            .                ,'"r   "    .""   ~,


                                                     "  "  "   .                     '     .   •"     CIS

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        TABLE I.
       Title
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING NICKEL AND NICKEL ALLOYS THAT

WERE NOT RECYCLED IN 1969.
                         Industrial Low
                          Alloy Steel
                                      Scrap Categories Where Some Nickel Was Noy Recycled
                                    Electroplating
                                      Materials
                                     Obsolete  Low
                                      Alloy  Steel
Problem
Definition
  1.  Nickel contents In low
      alloy steel average
      about 0.80 percent.

  2.  Low alloy steel is
      shipped to various
      original equipment
      manufacturers (OEM)
      who machine and other-
      wise fabricate it.

  3.  After fabrication,
      scrap is usually
      returned back to
      steel mills.
1.   Nickel is  used  in
    thicknesses  of  1.2
    to 1.6 mils  as  an
    underplate for  auto-
    mobile bumper,  grills,
    and other  trim.   About
    1 pound of nickel is
    used-for each bumper.
    Automotive applications
    represent  about SO  per-
    cent of total nickel
    plating market.

2.   Nickel is  used  in
    thicknesses of  0.4  to
    1.2 mils for consumer
    appliances, furniture,
    and sports equipment.
    These applications
    represent  the bulk  of
    the remaining portion
    of the nickel plating
    market.

3.   In all uses, nickel
    becomes a  minor con-
    stituent of a larger
    system.
Nickel contents in
low alloy steel run
from about 0.40 to
3.75 percent with an
average around 0.80
percent.  Generally,
other elements are
present, too.

Nickel containing
low alloy steels
represent about 16
percent of total low
alloy steel production.

Low alloy steels are
used in many diverse
applications as a
standard constructional
material.  When a  low
alloy steel part is
scrapped, the  low alloy
steel is generally not
recycled as a  nickel
alloy steel but as a
low alloy steel.  Con-
sequently, the nickel
is diluted enough to
be considered  lost.
Tons of
Nickel Not 3,100
Recvled
Percent of '
Available 81
Nickel Not
Recycled
21,475
100
25,500
100
 Problem
 Analysis
   1.  Nickel is just one of
       several different con-
       stituents of low alloy
       steel.

   2.  It is fairly easy to
       determine (unlike obso-
       lete low alloy scrap)
       what type of low alloy
       steel is being recycled
       without testing.  Know-
       ledge of OEM's processing
       provides needed infor-
       mation.

   3.  Yet only 19 percent of
       the available nickel
       is recycled.

   4.  This seems a promising
       area to increase the
      .recycling.
     Nickel is  small part       1.
     of larger  system and
     is covered on two
     sides  by metal.

     For automobiles, other
     system components are
     steel, copper,  chromium,
     zinc and zinc-alloys
                               2.
     Steel-chromium items  are
     generally  recycled back to
     the steel  industry--bsji the
     nickel is  diluted so
     much as to be called
     lost.   Zinc items, in      3.
     many instances, aren't
     being  recycled.

     For consumer goods,
     other  systems compo-
     nents  are  plastic,
     copper, steel,  wood,
     and glass.  In  addi-
     tion,  these items are      e>-
     small  and  generally
     are discarded to
     municipal  waste after
     termination of  useful
     life.

     This Is not a promising
     area to increase re-
     cycling.
 Nickel is only one of
 several different con-
 stituents of low alloy
 steel.  In most common
 low alloy steels, total
 alloy content is gen-
 erally less than 3 .
 percent.

 It is difficult to dis-
 tinguish one alloy steel
 grade from another (for
 nickel content) or from
 mild steel.

 Since scrap prices for
 nickel containing types
 of low alloy steel are
 roughly equal to those
 of nonnickel containing
 grades, there is little
 Incentive to segregate
 small quantities of steel.

 This is not a promising
 area to Increase the re-
 cycling of nickel.
                                                                 116

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      TABLE I.   IDENTIFICATION AND-ANALYSIS OF  PROBLEMS  CONCERNING NICKEL

                AND .NICKEL ALLOYS THAT WERE NOT RECYCLED IN 1969
                (Continued)
Title

Cast Iron

Copper-Base Alloys
Problem:
Definition
1.   Nickel is used in
    residual amounts-of
    about 0.10 percent
    in gray iron.

2.   Nickel is used as.
 Problem'
 Analysis
 1.  After an average life
     cycle, of -16 years,
     cast-iron Is sold as
     scrap.'

 2.  As most of- the nickel
     contained in obsolete-
     scrap- Is in gray Iron,.
     andtraost materials
     recycled are-gray iron
     going into-gray.iron
     production, it would
     follow .-that'most-of
     the.nickel should be
   j recycled.

 3.  Yet only 57 percent
     Is being recycled.
     This  Is a promising
     area  in which -to
     increase recycling
     of nickel.
 1.  In -1969|- 17,267 s. t.
     of ;nlckel'silver  (conr
     talnlng.about:15  percent
     nickel) were recycled.
     About 4,666 s.t.  of   ,
     cupronlckel was, recycled.
        ...   x •
 2.  Nickel and copper.are  .
     valuable commodities,
     selling-for $1.33/lb ..
     and  $0.50/lb.respective-
     ly in primary  form.

 3.  Cupronickel is generally
     used in heat exchangers
     and  Is easily  recovered.
     Coinage, is generally
     recovered:'-by 'the'' mint
     but  some.is lost  to
     hoarding., Nickel
     silver is .often plated.
     with-silver; this  is
     generally ..recycled.

 4.  Yet, only 47 percent is
     being-recycled.  This is
     a promising area  in which
 •    to Increase-recycling of
     nickel.

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                 TABLE  II.  IDENTIFICATION  AND  ANALYSIS OF  PROBLEMS THAT DO NOT DIRECTLY REDUCE
                           THE AMOUNT  OF NICKEL  AMU  NICKtL ALLOYS  THAI'  AKt RECYCLED  (1)
 Problem
                   Customer Prejudices
                                      Alloy Separation
                                                              Conservation of Elements
                                                                 Other Than Nickel
               I.  There have been periodic
                  shortages of primary nic-
                  kel In the past 20 years.
                  There was a very serious
                  shortage existent from
                  1967 to 1970.

PROBLEM        2.  This has forced some
DEFINITION        users of nickel to favor
                  primary over recycled In
                  times of nickel over-
                  capacity so that alloca-
                  tions will be made to
                  them In "tight" times.

               3.  In addition, despite good
                  economics of using scrap,
                  It Is "easier" to use
                  primary.
1. Superalloys and some
   nonferroua alloys are
   of very similar com-
   position.  All are non-
   magnetic and are dif-
   ficult to identify by
   other usual methods,
   e.g., color, spark,
   acid testing.

2. However, small differ-
   ences in chemistry cause
   large differences in
   physical properties of
   superalloys.

3. Consequently, much
   effort is expended In
   separation of these
   alloys.
                                                            1. All superalloys contain
                                                               significant amounts of
                                                               other elements beside
                                                               nickel, e.g.,  molyb-
                                                               denum, cobalt, columblun,
                                                               titanium, tungsten.

                                                            2. In recent years, most
                                                               superalloys have been
                                                               recycled Into stainless
                                                               steel melting; this
                                                               recovers the nickel and
                                                               chromium contents of
                                                               scrap but dilutes to a
                                                               minimum most other
                                                               elements.
EFFECT ON
RECYCLE
RATE
No significant effect on
the amount of rlckel re-
cycled.
No significant effect on
th* amount of nickel re-
cycled.
 No significant effect  on
 the amount of nickel re-
 cycled; great effects on
 other materials.
PROBLEM
ANALYSIS
1. Recycled nickel scrap
   Is not Inferior to
   primary materials In
   most steel melts.

2. There Is a need for
   promotional  efforts
   that will Inform buyers
   and actual users (many
   times different persons
   In steel mills, for
   Instance) of advantages
   of using recycled
   materials.

3. New methods should be
   developed to aid buyers
   and users of scrap to
   ••ka) scrap easier to
   use.
1. This Is a normal busi-
   ness activity In the
   recycling Industry, but
   a more difficult one.

2. As all material Is being
   recycled, no grave prob-
   lems exist.

3. Continued development
   by superalloy melters
   and recycling Industry
   on new recycling methods
   to recycle scrap back
   to superalloy melters.
   Instead of stainless
   melters. Is desirable
   from a conservation
   standpoint (for this
   problem, ••• next
   colusjn).
 I. All superalloys, by
    definition are melted
    in vacuum Induction
    equipment.  Little, If
    any,  refining can be
    done  in these furnaces.

 2. Any heat with off-
    specification chemistry
    must  be scrapped if
    dilution of impurities
    is not possible.  All
    superalloys are produced
    to Aerospace Material
    Specifications, military
    specifications with strict
    chemistry and physical
    property requirements.

 3. Superalloy meltera
    consider the risk of
    using scrap to be great.
    However, a few of the
    leading melters are
    using some scrap In
    their melt charges.
    However, of the total
    amount ot scrap gen-
    crated, only a small
    fraction is returned to
    superalloy melting.

 4. In the late 1960's,
    there was a great short-
    age of primary nickel.
    Stainless steel melters,
    desperate for nickel
    supplies, learned how
    to use superalloy scop
    as nickel and chromium
    Inputs in stainless
    steel melting.

3.  Continued development by
    superalloy melters and
    recycling industry on
    methods to increase re-
    cycling of superalloy
    scrap is desirable.
               (1) Problems adversely affect economics or practices of recycling but the effect in
                   terms of amount cannot be measured.  This situation la considered an indirect

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                                                                                 f
                                                                                 i
                                        xlv"
..-,..-•  '                 Mlckel Alloy Recommendations .    v              .


 J       .  In order, to identify thoee^problems that have  the, highest  priority.  .,

 for attention, evaluations based on several criteria were made  on each    .  .   I

 problem.   Highest priority ideas are those that are so.important that'the

 public, besides the nickel alloys recycling industry, would have interest
     '...  '-      -.     '..... .. . *iV. >   -  -tf.tr frifciiv.i* .t-«..,*'--:s$Ets::  etsr..,'  ••-? '      :
 in their  solution.  Consequently, these problems are Important  enough to be    >

 acted upon by EPA.  These problems with their recommended actions are shown    j
      -• ' ••     '       .'  -.   -J   ;•   •  ,"v '.    /.•• '•   . '"  •, ..          v .*;. *';.     • :
                 •                    •                 '••.'•      i
 In Table  III for nickel alloys.  Lower priority ideas are those which are      i

 sufficiently Important for-the recycling Industry to solve, but which aren't   :

 important enough for full-scale participation by the public..  Consequently,

 these problems aren't Important enough to be acted upon  by  EPA.  These problem;
 ,-::..• --v;s  '••• fS:.f}-. ••' f- ..-.•.',  r>f  ?,•:   • ti ''-J";¥  *' •f'" .  Vy--"' 
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                                                  xvi
                  TABLE IV.   RECOMMENDED ACTIONS,  LOWER  PRIORITY NICKEL ALLOY PROBLEMS
    Title
   Electroplating
      Products
     Low Alloy Steel
       (Obsolete)
     Low Alloy Steel
       (Industrial)
  RECOMMENDED
  ACTIONS
A brief investigation
should be made to
determine whether any
recycling of nickel in
electroplated nickel
products is economical-
ly feasible.  If any
potential solutions are
found, action can be
planned at that point.
An investigation should be
made to determine why an
estimated 100 percent of
the nickel in available
nickel alloy steel is not
being recycled.  Part or all
of this may be explained by
reporting errors by the re-
cycling companies, or by
lack of statistics reported
by the U.S. Bureau of Mines.
An investigation should be
made to determine why an
estimated 80 percent of the
nickel in available Indus-
trial nickel alloy steel is
not being recycled.  Part
or all of this may be ex-
plained by various report-
ing errors or incomplete
reporting.
  BY WHOM(1)(2)(3)    NASMI/NASMI MEMBERS
                                                      ISISV 7ISIS MEMBERS
                                                                  ISIS/ IS IS MEMBERS
  SPECIFIC
  STEPS
1. Set up a committee
   composed of nickel
   processors and
   nickel smelters.

2. The committee should
   analyze the recycling
   problems pertinent to'
   electroplated nickel.

3. The committee should
   determine whether
   there is any way to
   increase recycling
   that is attractive.

4. If anything appears
   to be attractive, the
   committee should recom-
   mend specific steps
   to take in order to
   make recycling feasible.
 1.  Form a committee
    composed of pro-
    cessors.

2. The committee should
   analyze and discuss the
   possible reasons for the
   relatively low recycle
   rate.

3. The committee should
   discuss with the Bureau
   of Mines why there are
   possible reporting errors.

4. The committee should
   analyze all of the data
   to select the next action.
 1.  Form a  committee
    composed  of  pro-
    cessors.  .

2. The committee should
   analyze and discuss the
   possible reasons for the
   relatively low recycle
   rate.

3. The committee should
   discuss with the Bureau
   of Mines why there are
   possible reporting errors.

4. The committee should
   analyze all of the data
   to select the next
   action.
(1)  The responsibility for recommended actions shown in this table are based on Importance of  the
     action, benefit to the taxpayers, and opportunities for NASMI.  They are the best judgments
     of Battellc.
(2)  Recommended actions were distributed between high priority and lower priority based on the
     evaluation with three criteria.
(3)  It is suggested that NASMI continue its leading role in recycling, recognizing that other
     organizations such as the Bureau of Mir.es, Department of Commerce, Council of Environmental
     Quality, HEW Office of Information, and State, Local, and Federal Legislatures must be
     involved.
(4)  Institute of Scrap Iron and Steel  (ISIS).

-------
  TABLE IV.   RECOMMENDED ACTIONS, LOWER PRIORITY NICKEL ALLOY PROBLEMS
             (Continued*)   „
   Title
                          Cast Iron
                                  Copper-Base Alloys
•RECOMMENDED
 ACT-IONS
An investigation should be
made to determine why-about
43 percent of the nickel in
available cast iron is not
recycled.
An. investigation should-;be
made to determine why an
estimated 53 percent of the
nickel in copper-base alloys
is  not  recycled.  Part of
this error may be.explained
by reporting errors or incom-
plete reporting.
BY WHOM
    ISIS/ISIS MEMBERS
   NASMI/NASMI MEMBERS
 SPECIFIC
 STEPS
1. Form a committee
   composed of proc-
   cessors.

2. The committee should     <
  . analyze, and discuss the
  . .possible, reasons for the
 ,  relatively low recycle
   rate.

3; The, committee should
   discuss with the Bureau
   of - Mines why there,, are
   possible reporting errors.

4. The committee should
   analyze all of the data
   to select the next
   action.
 1.  Form a committee
    composed of nickel
    processors.

2. The committee should, ana-
   lyze, and discuss the pos-
   sible, reasons for the
   relatively low recycle
   rate of nickel-contain-
   ing copper-rtase. alloys.

3. The committee should, dis-
   cuss, with the Bureau of
   Mines possible-misunder-
   standings in the report-
   ing of nickel-containing
   copper-base;

4. A survey of-'the recycling
   and user industries'to-de-
   termine, where these: alloys
   are used., and where-.they
   might be lost should be
   initiated.

5. The committee should ana-
   lyze all data to select
   the next actions.

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 TABLE IV.   RECOMMENDED ACTIONS, LOWER PRIORITY NICKEL ALLOY PROBLEMS
             (Continued)                                         • '
   Title
                     Alloy Separation
                                 Customer Prejudices
RECOMMENDED
ACTIONS
An investigation should be
made to look for improved
methods of nickel alloy
segregation.
Publicity programs should
be undertaken to point
out the advantages of
using recycled materials
over competitive materials
BY WHOM
   NASMI/NASMI MEMBERS
   NASMI/NASMI MEMBERS
SPECIFIC
STEPS
 1.  Form a  committee
    composed of nickel
    processors.

2. The committee should •
   analyze the present at-
   tempts to expedite, and
   to make more accurate,
   the analysis of various
   nickel-base scraps.

3. The committee should
   investigate- new techniques
   in alloy separation.

4. The committee should de-
   termine what future steps
   are necessary to solve
   the problem. '.
1. NASMI should continue
   its present publicity
   programs and seminars.

2. NASMI should develop
   specific programs to-
   ward nickel recycling
   in areas where it
   would be most advan-
   tageous.

3. NASMI should retain a
   metallurgical or other
   consultant to assist
   NASMI in finding ways
   to use scrap and to
   instruct potential
   scrap users in' these
   methods.
                    <.*
                                       O-i
                                      *.»:, ij

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                                     xvli
                         Nickel Stainless'Steel Problems






          Figure II is a schematic diagram for-the recycling of stainless




steels.  It shows estimates of total amounts available for recycling, total




amounts recycled, and total amounts .not--recycled for stainless steel. •. An  ...




estimated 88 percent of the total stainless steel available for recycling.




is reused in one'way or another. .'      •    •     .           -     ../••.-.




          Table V shows identification and analysis of the problems concerning




nickel stainless steel that was not recycled in 1969.




          Table VI shows identification and analysis of those problems which




do not directly reduce the amount of stainless steel recycled. These are



problems that might have economic effects on an individual company or on the




industry, or make operations more difficult.

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                                             xvlll
                                                                                                                                                   xiz
                                                                                                                    TABLE V.'
                                                                                                                               IDENTIFICATION AKD ANALYSIS OF PEOBLEMS CONCERNING
                                                                                                                               STAINLESS STEEL THAT WAS NOT RECYCLED IN 1969  .
  Prompt
Industrial
! 429.400
   Total
 Available
   Nickel
 Stainless
   Steel
$   Not   3
: Recycled:
                            Note: All quontities in short tons
                                  of nickel stoinless steel
                                          378.4OO

                                         Recycled
                                                                             Steel Goslings
                                                                                  52,900
Recycled
 Nickel
Stainless
 Market
             FIGURE H.   RECYCLED  NICKEL STAINLESS STEEL  FLOW, 1969
                                                                                                                Title
                                                                                                         PROBLEM DEFINITION
                                                                                                         TONS OF STAINLESS
                                                                                                         SOI RECYCLED
PERCENT OF AVAILABLE
STAINLESS NOT RECYCLED
                                                      	Obsolete Stainless Steel	.__

                                                       1.  Prompt stainless steel.scrap is estimated to be
                                                           about 100 percent recycled.  Obsolete stainless
                                                           steel scrap Is only 76 percent recycled.

                                                       2.  This problem cannot be broken down further due to
                                                           the lack of adequate statistical information.

                                                       3.  Stainless steel is used In a myriad of different
                                                           applications, e.g., automobile parts and trim,
                                                           aircraft engine components, and appliances and
                                                           cutlery.                  •••  -

                                                       4.  Applications where stainless steel is a large part
                                                           of a system are generally.recycled, but those
                                                           applications, e.g., cutlery and small appliances,
                                                           where stainless steel  is a small part of a system
                                                           are probably not completely recycled.


                                                                     51,000                   '"
                                                                                                                                    24
                            1.  Stainless steel Is often a small part of a larger
                                system in consumer appliances and other stainless
                                uses.

                            2.  These Items are small and generally are discarded
                                to municipal waste after termination of useful life.

                            3.  This seems a promising area to Increase recycling.
                                                                                                         PROBLEM ANALYSIS
    Source:  U.S. Deportment of the  Interior, Bureau of Mines, Minerals Yearbooks.
            "Nickel" and "Iron and  Steel Scrap" chapters.

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TABLE -VI.  iDENTIFICATION AND ANALYSIS' OF PROBLEMS THAT DO NOT
           DIRECTLY REDUCE  THE.AJCuNT OF NICKEL STAINLESS STEEL
           THAT-IS RECYCLED,  i969' that ma'de only'
                                from pri'mary- materials.
                                 i ! ' :. • j .../• ;-M.,;-r;,  ..-. .-.,'•.  '.• •
                            2.   There -is; a need; for promotional  j
                                and- educational^ efforts thiat will
                                ikfbrajbuyers- and' actual" users of
                                advantages' of .using recycled
                            •-• '  materials*.- ,'   •       '"
                               -- •        -—  "
(1)  Problems' adversely  affect  economics or .practices of  T7^  ~.
     recycling but  the' effect in" terms" of amount cannot be"  .
     measured-.  This  situation  is considered ah indirect effect.
                                    3127
                                                             :-.',-     .           Nickel Stainless Steel Recommendations   -


                                                              .  _  _ In order  to identify those problems-that have the highest priority

                                                          for attention, evaluations based-on several criteria were made on each    .,

                                                          problem.  Highest priority ideas are those that are so'important. that the   ....

                                                          public,-besides  the stainless steel .recycling industry, would have interest

                                                          in their solution."   Consequently,  these problems are important enough to be

                                                          acted upon by EPA.  ' These problems with their recommended actions are shown

                                                          in Table" VII for nickel stainless  steel.  Lower priority ideas are those which

                                                          are sufficiently important for the recycling. Industry to solve, but which

                                                          aren't important:enough for full-scale participation by the public.-  Consequently,

                                                          these problems" aren't important enough to be acted upon by EPA.  These problems

                                                          with their recommended actions are shown in Table VIII for.nickel stainless steel.

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                               zxli
                                                                                                                                     nd.il
                                                                                                       TABLE VIII.  RECOMMENDED ACTIONS, LOWER STAINLESS STEEL PRIORITY PROBLEMS
         TABLE VII.
                     RECOMMENDED ACTIONS, HIGH PRIORITY
                     STAINLESS STEEL PROBLEMS
      Title
RECOMMENDED
ACTIONS
SPECIFIC
STEPS
                               Obsolete Stainless Steel
An investigation should be undertaken
to determine why approximately 51,000
tons of nickel stainless steel were
not recycled in 1969.
                                   EPA/NASMI
                      1.
                      2.
Form a committee representing the
following:

•  Stainless steel processors
•  Stainless steel fabricators
•  Stainless steel mills

The committee should discuss the problem
with other people knowledgeable in the
area of obsolete stainless steel scrap
including:
                             Municipal land fill operators
                             Small scrap collectors
                      3.
                          The committee should discuss and analyze
                          why obsolete stainless steel scrap is not
                          being recycled.

                          The committee should determine what
                          additional actions should be taken.
  (1)  The responsibility for recommended actions shown in this
      table are based on importance of the action, benefit to the
      taxpayers, and opportunities for NASMI.  They are the best
      judgments of Battelle.
  (2)  Recommended actions were distributed between high priority
      and lower priority based on the evaluation with three
      criteria.
  (3)  It is suggested that NASMI continue Its leading role In re-
      cycling, recognizing that other organizations such as the
      Bureau of Mines, Department of Coamerce, Council of Environ-
      mental Quality, HEW Office of Information, and State, Local,
      and Federal Legislatures must be Involved.
                                                                                                          Title
                                                                                                                          Customer Prejudice
                                                                                                                      Against Recycled Material
RECOMMENDED
ACTIONS
                                                                                     \
     KASMI  should  undertake a broad publicity
     program  to:

(1)   Outline  to  the  public  the  conservation
     features of using  scrap.

(2)   Kelp large users of  scrap  to publicize
     their  conservational actions.

(3)   Help small users of  scrap  with their
     problems BO they will be less reticent
     to use scrap.
                                                                                                     BY WHOMUX2X3)
                                                                                                                                            NASMI/NASMI MEMBERS
                                                                                                     SPECIFIC
                                                                                                     STEPS
                               (1)  >;ASMI should continue its recycle
                                    programs, conferences,  etc.,  to inform
                                    the public and promote conservation
                                    aspects of recycling.

                               (2)  Furthermore, NASMI should promote
                                    seminars to discuss new and useful
                                    techniques of using additional stainless
                                    scrap inputs, in steelmaking.

                               (3)  KASMI should promote research in methods
                                    of utilizing higher amounts of.scrap.
                                                                           (1) The responsibility for recommended actions shown In this table are based
                                                                               on importance of the action, benefit to the taxpayers,  and opportunities
                                                                               for NASMI.  They are the best judgments of Battelle.
                                                                               Recommended actions were distributed between high priority and lower
                                                                               priority based on the evaluation with three criteria.
                                                                               It is suggested that NASMI continue its leading role in recycling,
                                                                               recognizing that other organizations such as the Bureau of Mines,
                                                                               Department of Commerce, Council or Environmental Quality, HEW Office of
                                                                               Information, and State, Local, and Federal Legislatures must be involved.
                                                                                                                                           030

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                                  INTRODUCTION            •






      .    In June, 1970, Battelle-Columbus undertook a research program for the




National Association of Secondary Material  Industries,  Inc.  (NASMI).   This work




was caYried out tinder a subcontract from Che Office of Solid Waste Management




grant to NASMI.  This report on nickel and stainless steel is  one of a  series  of




eight commodity reports plus a general or summary report.






                                   Background    '      .          .   -






          The Office of Solid Waste Management is responsible  for formulating




and recommending Federal Government policies in the area of solid waste pollution.




This includes pursuing appropriate research to determine the  status  and problems




of solid waste activities, and to develop programs to reduce  solid waste pollution.




          One approach to the reduction of solid waste pollution is  to  reclaim




waste materials for reuse - the recycling concept.  A well established  Industry--
                                          331

-------
the secondary materials industry-exists to accomplish this recycling.  NASM1 is
the trade association representing the nonferrous metals, paper, and textiles
portion of this Industry.
          The scrap processors, secondary smelters, and other companies that make
up the secondary materials industry have developed effective channels and methods
for recycling nearly all waste materials of economic value.  These companies have
performed their difficult and essential functions well in the traditional economic
environment.
          More recently, additional dimensions have been added  to this traditional
economic environment.  These new dimensions are  (1) Improvement of the environment
in which we live, and  (2) Increased need for conservation of natural resources.
These new dimensions provide new challenges and  opportunities for the recycling
industry.  No longer is economic gain  the sole driving force for recycling of
waste materials.  Social gain has been added in  the forms of improved living con-
ditions and preservation of resources  for future generations.   In an economics-
based nation this creates problems of  interpretation and evaluation of noneconomics-
based goals and activities.
          The purpose  of this series of reports  is to Identify  obstacles to the
recycling of nonferrous solid wastes,  and to recommend directions for Investiga-
tion and research to overcome these obstacles.

                                   Oblectives

          The objective of the study on which this report is baaed was to identify
opportunities for the  increased utilization of solid waste.  The major sub-
objectives were:
          (1)  To determine the structure  and  functions of the secondary
              materials  industry,  and  its relationships  to sources of
              supply and markets
          (2)  To  identify and evaluate .problems  of recycling -'
              materials, sources,  industry,  and  markets
          (3)  To  determine opportunities  for increased recycling.

                                      Scope

          The major subjects  included in the scope of the study  are the secondary
materials industry, the materials it recycles, the sources of solid wastes, and
the markets for recycled materials.  Activities peripheral to these major subjects
are considered where pertinent to recycling.
          The materials  included in the study are:
          Aluminum                     Nickel and Nickel  Alloys
          Copper and Copper Alloys     Precious Metals (Silver,  Gold, and Platinum)
          Lead                         Paper
          Zinc                         Textiles.

                                Research Methods

          The methods and procedures used  in  the study are discussed under four
types of  activities.  They include  (A) literature  search, (B) extensive survey,
(C)  in-depth survey,  and (D) analysis  and  synthesis.

Literature Search

          The literature search included  reviewing  and studying books, Government
reports,  industry  reports, and trade journals covering solid waste handling and
problems, recovery and market data, and recycling of valuable materials.
                                         333

-------
          The results of this effort included the accumulation of data and




descriptive material, and an organized bibliography dealing with each of the




commodities covered in the scope of the study.                .






Extensive Survey   •        .                \       . • -..        ....






          The extensive survey of the secondary materials industry consisted of a




mail survey and personal interviews .with.management personnel of companies Involved




with the collection, processing, and sale of secondary materials.  About 600




responses were received.




          The information developed through the extensive survey included dollar




sales, tons of major materials handled, types of solid waste processed, sources of




materials, investment, equipment and facilities, number of employees, the amount




of space used, and the grades and quantities of secondary materials .produced..




          The data from the extensive survey provided statistical tabulations of




the regional distribution of the secondary materials industries by type of commodity




in terms of numbers of .establishments, volume of business, and numbers of employees.






In-De'oth Survey






          The in-depth survey of selected members of the secondary materials indus-




tries, their suppliers, and the users of their products served to Identify the




major technical and economic problems facing those companies involved with the sec-




ondary material utilization.  About 200 interviews were completed.   Battelle and




NASMI commodity specialists jointly selected the companies to be interviewed in




depth.




          Interview guides for each of the commodities were prepared.  The problems




and potential solutions for greatest recycling and waste utilization that were




developed from the literature search and prior Office of Solid Waste Management
work plus the knowledge of the NASMI commodity specialists provided  the basis  for




designing the interview guide.






Analysis and Synthesis






          The analysis and synthesis step was concerned with  the  collation  and




analysis of data and  information derived from the literature, extensive




survey; and in-depth  survey.  The analysis and synthesis  activity'covered the




following tasks:




          (1)  Economic Data on the Secondary Materials Industries.   The




               economic data developed  through the  extensive  survey  of the




              • secondary materials industries were  tabulated  and  analyzed as




               to  the amount and type of solid waste  handled  and  as  to




               operational data such as number of employees,  amount  of




               space  required, capitalization, and  geographic locations.




          (2)  Flow Diagrams and Life'Cycles.  Flow diagrams  were developed




               to  indicate the flow of materials from primary production and




               scrap  sources through fabrication.   Life cycle estimates of




               various products were used to develop  .data on  quantities




               available  for possible recycling.




          (3)  Demand-Supply Relationships.  Estimates were made  of  future




               demand and supply levels  for secondary materials.   The rela-




               tionship between these data provide  an indication  of  potential




               surpluses  or shortages of recycled materials  through  1980.




          (4)  Stability  of Flow and Consumption.   This analysis  is  closely




               related  to  the .supply-demand analysis  described  above and




               Identifies  the  ability of  the various  secondary  materials  to

-------
     compete as source materials for manufacturers.   A number of
     factors were examined such as price changes In  the secondary
     materials, the availability of materials,  and the effect of
     sudden changes In the magnitude of demand.
(5)   Direct Impacts of Technological Change.   Direct technical and
     technological factors were examined to determine their effect
     on rates of processing and recycling.  Potential changes that
     could take place in technology that could decrease or Increase
     the rate of solid waste recovery were examined.  This includes
     the Identification of potentially recoverable solid wastes, the
     problems limiting the recovery to current levels, and the possi-
     bilities of technical advances through the use  of known tech-
     nology or through added scientific and engineering research.
(6)   Constraints on Expansion of the Secondary Materials Industries.
     This analysis included consideration of elements critical to
     expansion of recycling - labor and management availability,
     laws and regulations, equipment availability, nature of solid
     waste materials, market needs, etc.
(7)   Potentials for Expansion of the Secondary Materials Industries.
     Based on the constraints identified In the above task, plus
     examination of various methods for overcoming constraints,
     this task determined the ability of the secondary materials
     Industries to meet new opportunities for recycling.
(8)   Indirect Technological Change.  The broad overall technological
     trends Indirectly affecting the secondary materials industries
     were examined, and their probable Impacts determined.
                               THE NICKEL INDUSTRY

          Although nickel is used in unalloyed forms,  such as on electroplated
surfaces and in chemical process equipment,  most nickel is used in alloy form.
Nickel is used in varying amounts in stainless steel,  low alloy steel,  cast
Iron, cupronickels, permanent magnet materials, and many other different
applications.  The nickel used in stainless  steels, however,  is the subject of
the second section of this report; except for clarification in statistical form,
the subject of stainless steels will not be  mentioned  further in this discussion
of nickel.

                            Characteristics  of Nickel
which are:
          Nickel Is used in a number of different forms.   The most popular of


                              Electrolytic cathode
                              Nickel oxide sinter
                              Ferronickel
                              Pellets and powder
                              Recycled nickel.

Electrolytic Cathode

          Electrolytic cathode accounts for over 60 percent of the total  U.  S.
consumption of primary nickel.  Electrolytic cathode,  one  of the  purest fores of
primary nickel, can be used in virtually any application  that requires  nickel.
Table 1 gives the American Society for Testing and Materials (ASTM)  Specification
for electrolytic cathode.   Appendix A describes other  grades of primary nickel.
                                                                                                                                037

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                                      -8
             'TABLE 1.   REFINED ELECTROLYTIC NICKEL SPECIFICATIONS
                    Ni  .99.89 rain-
                    Co   0.15 max
                    Cu   0.02 max
                    C    0.03 max
                    Fe   0.02 max
                    S    0.01 max
P,-Mn, Si, As, Pb, Sb,
Bl,  Sn, Zn, less Chan
0.005 each
                    Source: American Society for Testing and
                            Materials
                     Characteristics of the Nickel Industry


          Unlike the copper industry, producers of nickel do not process their

nickel and make finished goods.  Most nickel is sold in the primary form. .

International Nickel does, however, produce semifinished nickel alloy forms.


Materials Sources


          U. S. nickel consumers depended on the following sources for their

nickel in 1969:
                   .Source

           Domestic Refined-Metal

           Foreign Refined Metal
           Recycled Metal


                Total
        1969 Consumption*
   (Short Tons.  Nickel Content*)

              •8,119,

              94,160

              42,193
                                                   144,472  .
           * Excludes primary nickel and stainless steel scrap going
             into stainless steel melting.  The second section of this
             report will discuss this furthar.
                                         208
Materials  Flow        -          •             .   • -.-'••' -  .       -   ' • -:'"•.-.'


           A  diagram outlining the materials flow from source of nickel to fabri-

cated product  is  shown in Figure 1.   As shown,  the major sources of nickel for

U. S. -consumers are foreign refined  and .domestic •recycled materials.


      •                 ,       -Markets for Nickel


           Historically,  the main markets for nickel have been as alloying .addi-

tions to steel and nonferrous alloys, as electroplating products,  and as additions

in other miscellaneous applications,   r


Prices    ...'••         •  .           .             •           ,.--.'


           Historical prices for  primary nickel  are shown in Table 2.  Note the

rapid rate of  Increase in prices from S0.78 per pound in 1965 to $1.33 per pound

at present.  Reasons for the recent  increases in the price are twofold:  (1)  the

demand/supply,  imbalance: for nickel,'and (2) the rapid increase in cost of

extracting nickel  from ore.   From'' 1967 to 1969, a  severe shortage of nickel

resulted due to a  long miners' strike and unanticipated .nickel demand increases.'

Also .during  this  period, inflationary trends forced operating costs up.


-Use Patterns   .    .'.••'•         •'


           The  major uses for nickel  are for alloying additions to stainless  steel,

low alloy  constructional, steels, cast irons, and copper-base alloys; for electro-

plating.products ;  for superalloys;'and other nickel-base alloys;  for uses in  other

applications such  as" batteries,  chefflicals,-catalysts, and electronic alloys.
                :               
-------
                                       10
; Foreign Refined
:   94,160
  Source
    of
   Nickel
                                    144,472
                       Note:
All quantities in short tons
of nickel content
        Total
       Supply of
         Nickel
                                                                     Stainless and
                                                                      Alloy Steel
                                                                       45,654
                                                                       10,087
Markets
  For
 Nickel
           FIGURE  I   MATERIALS FLOW  BALANCE*FOR NICKEL.  1969
                      (•EXCLUDES PRIMARY NICKEL AND RECYCLE STAINLESS
                       STEEL SCRAP GOING INTO STAINLESS MELTING)
 Source:  Battelle  estimates; U.S. Department of Interior, Bureau of Mines;
         Minerals  Yearbook. "Nickel" and "Iron and Steel Scrap" chapters.
                                                                                                                                     11
                                                                                                        TABLE 2.   HISTORICAL PRICES FOR NICKEL,  SELECTED YEARS  1940-1971

                                                                                                                  Basis: Electrolytic cathode,  dollars (U.S.)
                                                                                                                         per pound, fob Port Colborn.
Year
1940
1945
1950
1955
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
Present
Price
Dollars Per Pound
0.35
0.35
0.44792
0.645
0.74
0.77653
0.79895
0.79
0.79
0.7775
0.8525
0.94
1.03
1.28
1.33
                                              310

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                                       TABLE  3.   CONSUMPTION OF  PRIMARY NICKEL IN THE UNITED STATES

                                        Consumption  In the  United States (exclusive of scrap) by
                                        uses  as  reported  by the  U.  S.  Bureau of Mines, In short
                                        tons  of  nickel.
1960
Ferrous :
Stainless Steel
Other Steels
Cast Iron
Nonferrous
High temperature^6' and
electrical-resistance alloys
Electroplating:
Anodes (f>
Solutions(g)
Catalysts
Ceramics
Mignets
Other
Total, partly estimated

30
15
4
26
10
15
1


1
108

,086
,331
,605
.567
,095
,847
970
,515
365
778
,970
,159
1961

34.213
18,238
4,649
28,789
11,294
15,737
770
1,519
366
773
2,167
118,515
1962

29,711
18,608
5,503
28,215
12,862
16,953
904
1.566
439
910
3,006
118,677
1963

34,140
19,727
5,509
24,794
13,505
18,621
1,050
1,613
554
777
3,796
124.478
1964

48,301
24,679
6,605
23,639
15,291
19,446
1,645
2,167
529
664
3,954
146.920
1965

51,700
27,009
6,937
37,082
18,464
19.450
2,037
2,241
501
828
5,835
172,084
1966

65,910
27,807
7.286
57,303
5,423(e)
13,828
1,925
(h)
00
807
7,544
187,833
1967

53,936
23,661
6,596
47,400
.4,311
23,721
4,041
(h)
(h)
806
6,019
173,798
1968

44,858
29,014
6,322
47,048
3,886
24,919
3.522
(h)
(h)
748
8,349
159,306
J969

39,458
23,864
f 5,588,.
f 12,709*
< 26.265^
} 5.474(d)
V
(l9,242
(h)
(h)
—
9,137
141,737
(0  Comprises copper-nickel  alloys,  nickel-silver,  brass',  bronze,  beryllium alloys,  magnesium and aluminum alloys, Monel, Inconel, and
    malleable nickel.             •                       .-..'•••
(b)  Superalloys.
(c)  Other nickel- and nickel  alloys.
(J)  Nickel-copper and copper-nickel  alloys.                                                   .                .
(e)  High temperature alloys  now under nonferrous alloys or with heat-resisting under stainless.
(f)  Figures represent quantity of nickel used for production of anodes, plus cathodes used as anodes in plating operations.
(3)  Figures do not cover all consumers.    .                      .                                       ...
(h)  Now included in "other"  group.                 .......

Source:  U.S. Department of Interior,  Bureau of Mines, Minerals Yearbook. "Nickel" chapter.

-------
                                       13-    	


          Table 4 gives' consumption of nickel, primary and recycled, in its '

principal uses for 1969.  Recycled nickel containing products are used extensively

by the steel industry.  It accounted for consumption of 117,662 short tons of

nickel content in 1969.  Other industries, e.g., cast iron and copper-base alloys

producers, also relied on recycled nickel for a large fraction of their nickel

inputs.  Among all nickel users, only the electroplating industry relied little

on recycled nickel materials.
           TABLE 4.  V. S. CONSUMPTION OF PRIMARY AND RECYCLED NICKEL
                                   BY USE, 1969

Stainless/Alloy Steel
Cast Iron
Superalloys
Electroplating
Nonferrous Alloys
Copper-Base Alloys
Other
Total
Short
Primary
63,322
5.588
12,709
19,242
26,265
5,474
9,137
141,737
Tons of Nickel
Recycled
54,340
4,589
4,600
0
6,000
4,264
950
. 74,743
Content
Total
117,662
10,177
17,309
19,242
32,265
9,738
10,087
216,480
           Source:  U.S. Department of Interior, Bureau of Mines,
                    Minerals Yearbook. "Nickel" chapter, and
                    Battelle-Columbus estimates.

           Stainless Steel.   Since  stainless  steel  consumes  from  30  to  35 percent of

 the primary  nickel each year and almost  an equal  amount of  nickel in mill revert and

 recycled scrap,  nickel  stainless steels  are  Important  enough  to  be  considered as a
                                     313

-------
                  .  . 	•_.	  	ri4.	..._ _.  .	_.	i_	  	


separate topic, and are discussed separately in .the second section of this report.

See the next section for stainless steel recycling information, problems, and

recommendations for action.          .                       ..•..-,      ;      :


          Low Alloy Steels.  Nickel is used in amounts  of 0.50 to 3.50 percent  to.

strengthen and otherwise modify steels of low  alloy content.  .There are five

types of nickel-containing low alloy steel: nickel, nickel-chronirai, nickel-

molybdenum, nickel-chromium-molybdenum, and nickel-chromlum-inpiybde'num-vanadium.

At present, the largest markets for nickel-containing low alloy steels are the

automotive, farm Implement, electrical equipment, aerospaces, Mining, and metal-

working Industries.  These steels are used in making many kinds.of machinery

parts, such as gears, axles', drill bits, and turbine/generator rotors.  Although

nickel containing low alloy steels continue to be used  in quantity, the rate  of

growth has slowed in the last five years.  See Appendix B for further detailed

consumption of alloy steel.                             ..•',.                 .


          Electroplating Materials.  Nickel is  consumed in  several different  _.

forms in electroplating baths.  A rolled anode,  containing  99 percent nickel  and

small amounts of nickel oxide to depolarize it has  been the leading product for

electroplating.  It is still being used by platers  in some  quantity.  Another

popular product for use in plating baths  is sheared electrolytic nickel cathodes

which are contained in titanium baskets as anode material.   There has been a  very

significant trend  in the increased usage of electrolytic nickel  (called SD nickel),

with small additions of sulfur  (about  0.02 percent) so  that rapid dissolution of

the anode material will occur,  and in  nickel plating salts  that  are introduced  as

additions directly to  the plating baths.
                                       15       "   •            .     '


   •;'     For years, electroplating has been  a  large  and  growing  consumer  of

nickel.  In 1969, electroplating accounted  for  roughly  14 percent of total nickel

consumption.  Electroplaters, in general among  nickel consumers,  have been the

most affected by the recent nickel shortage.  Small platers  had extreme  problems

in obtaining enough nickel even at greatly  Increased  prices.

          About 50 percent of the nickel consumed for electroplating applications

Is'for automotive use.  About.1 pound of electroplated  nickel  is  used on each car

bumper; other applications include grills,  door handles,  lower body trim,  and wind-

shield wiper parts.  For car applications  that  must endure corrosion and denting,

e.g., bumpers, plated nickel thicknesses must be 1.5  rails.

          The bulk of the remaining nickel  is used in home appliances, utensils,

furniture, and sports equipment.  These applications  consume about 30 to 35 per-

cent of the nickel consumed for electroplating.   Host of  these applications

require only 25 to 50 percent of the plating  thicknesses  of  automotive applications.

There are other small industrial plating applications for nickel, and nickel is  also

electroformed.


          Sunerallovs.*  These alloys are generally used  in  elevated temperature

portions of aircraft jet engines, industrial  gas turbines, rockets,  and  similar

uses.  Many of the alloys are nickel-base with  small  additions of various  elements
   -.. A . r   .. -.  '  -         ' - '.-  •'     -     '     .. '	  • -  . .
to achieve specific property characteristics  in strength, fatigue resistance, and.

oxidation resistance.  Some of the most common  superallby compositions are shown

in Table 5.  Many of these compositions are casting alloys for making blades and

vanes, while others are forging alloys for  discs, shafts, rings,  and casings.
     These alloys .have been developed  to  achieve  high values  of  structural  Integrity
     and low cycle fatigue resistance  at  elevated temperatures.   Consequently,  these
     alloys are  to be differentiated from other nickel-base alloys.

-------
                                         16
               TABLE  5.   COMPOSITIONS  AND  COMMON  FORMS OF  SUPERALLOYS
Alloy rVnignatkin
Alloy 7 ISC
Alloy 713I.C 	
Alloy 901 	
Alloy «01 	
A-286 	
II-1UOO 	
D-979.

GMtt 235- D
Hottelloy alloy K-235..
Ha-tMloy alloy X.

Inconel alloy 700 	


Inconel alloy 718 	
Inconel alloy 722 ....
Inconel alloy 750 ...
Inconel alloy 750 	 ..
IN 100 	
IN 102 	
L-605
M-22
MAH-.M 200 	
MAR-M 246 	
M-252 	


Nimonic alloy 90 	

N-1SS 	
PDRI. 162 	
llefracialoy 26 	
Kene 41
Hene41 	
8-816 	
TD-Nickel 	
TD-NicLel 	
TRW 1900 	
Udimet 500
I'dimet 500 	
Cdimet 520 	
Cdimet 630. 	
Vdimet 700 	
Unitemp AF 1753 	
Wupoloy 	
X-40 	
16-25-6 	

Nominal chemical composition, percent
C
0 12
.05
.05
.05
.10
.0.1
.04
15
15
.10
.as
.12
.04
.W
.04
.04
18
.06
.10
.13
.15
.15
.15
.10
.06
.07
.15
.15
.12
.03
09

.38
.01
.ii
.08
.07
.05
.03
.08
.24
.08
.50
.06
Mn


0.10
1.35
.25
.90

.50
.15
.10
.05
.20
.55
.70


1.50


.50
.10
.50
1.50
.80

1.20
<.01








.75
1.35
Si


0.10
.50
.20
.80

.50
.30
.30
.20
.30
.20
.30


.50


.50
.70
.70
.50
1.00

.40
<.01








.76
.70
Cr
12.5
12.0
12.5
15.0
8.0
15.0
13.5
15.5
15.5
22.0
22.0
15.0
15.6
18.6
15.0
15.0
10.0
15.0
20.0
5.7
9.0
8.0
20.0
12.0
18.5
19.5
15.0
21.0
10.0
18.0
18.0
20.0
<.01
10.3
18.0
19.0
19.0
18.0
15.0
16.3
19.5
25.5
16.0
Ni
Bal
Bal
42.5
26.0
Bal
Bal
26.0
Bal
Bal
Bal
Bui
Bui
Bal
Bal
Bal
Bal
Bal
Bnl
10.0
Bal
Bal
Bui
Bal
Bal
Bal
Bui
Bui
20.0
Bal
Bal
Bal
20.0
Bal
Bal
Bal
Bal
Bal
Bal
Bal
Bal
Bal
10.5
25.0
Co





10.0


1.5
28.5





15.0
Bal
10.0
10.0
10.0
10.0
1.1
18.0
15.0
20.0
20.0
11.0
Bal
.03
10.0
18.5
19.0
12.0
18.5
7.2
13.5
Bal

Mo
4.2
4.5
5.7

1.3
6.0
4.0
2.7
5.0
5.5
9.0
3.0
3.7
3.1




3.0
3.0
2.0
2.5
10.0
r

3.5
3.0
4.0
3.2
10.0
4.0
<.01

4.0
4.2
6.0
3.0
5.2
1.6
4.3
6.0

W






4.0


.6








3.0
15.0
11.0
12.5
10. 0
8.6



2.5
2.0


4.0

9.0


1.0
3.0
8.4
7.8


Cb
2.0
2.0




	



4.0


5.0


.9


3.0

1.0






1.0
1.0


4.0

1.5



6.5
	



Fe


Bal
Bal
27.0
Bal
4.5
10.0
18.5
3.0
.7
.4
18.5

6.5
6.8


7.0








Bal
Bal
16.0


4.0
<.01





18.0
9.5

Bal
Ti
0.8
.6
2.8
2.0
1.0
3.0
1.7
2.5
2.5

.2
2.2
.7
.9

2.4
2.5

4.7
.6

2.0
1.5
2.6
4.0
2.5
2.4
4.0

1.0
2.6
3 1




1.0
2.9
3.0
3.0
1.0
3.5
3.2
3.0


Al
6.1
£.9
.2
.2
6.0
1.0
0.1
3.5
2.0

.2
3.0
3.4
.4

.6
.8

5.5
.4
6.3
5.0
5.5
1.0
4.0
1.3
1.4
5.0

6.5
.2
1 5


<0.1

6.3
2.9
3.0
2.0
.5
4.3
1.9
1.3


B
0.012
.010
.015
.015
.015
.010
.005
.050










.014
.005

.015
.015
.005
.050



.020
005




.030
.006
.007
.005
.030
.008
.006


Zr
0.10
.10


.10











.06
.03
.60
.05
.05
.05



.10





.10
.05
.05


.06
.06


Other





4.0 Ta











1.0 V
.02 Mg
3.0 Ta

1.5 Ta




.15 N
2.0 Ta



2.2 ThOi









.16 N
Form
Cut
X



x











X


X




X



	









z
Bar






z












z






z

z




z





X





Sheet



X

	

X
X

X
X
X
X
z







	


X
X










Source:  U.S. Bureau of Standards, Nickel and Its Alloys.  Samuel J.  Rosenburg,
         Washington, GPO,  1968.

-------
                                        17


           One  trend in the materials used for aerospace applications is the

replacement  of iron-based superalloys with nickel- and- cobalt- based .superalloys as

higher, more efficient temperatures are sought in advanced engines .  The trend"  '

can  be  illustrated from the materials trends in GE engines as follows:        .
                              .  ALLOY BASE. PERCENT
    Speed

 Subsonic
 Supersonic-
 Mac'h 3
 Subsonic '.
 .  Fan':
 Supersonic


Engine .
J47
J79
C93
TF39
CF 6
GE 4

Time
Period
1950
1955
1960
1969 .
1969
1974


Al. Mg
22
3
1
2
2
1


11
0
2
7
33
33
12


Fe
70
85
24
18 .
18
15


Si. Co
8
10
68
47
47
72
Engine
Dry Weight,
Pound
2,554
3,620 ,
n.a.
7,026
7,026
11,303
   . .       Appendix B gives, .estimates of- the markets  for' vacuum melted-.wrought

 and cast superalloys in 1969.     '.-•_.                         ,


           Cast Iron.  There are four basic types of  nickel-containing cast  iron:

 (1) nickel-containing gray iron,  (2) ductile iron,.  (3)  Ni-resist  iron, and

•(4) Ni-hard iron.  Of these, nickel-containing gray  irons  and ductile irons are

 by far the largest and most important.

    ;       The production of gray  iron was about  16 million short  tons in  1969.

 Its.nickel composition is about 0.1C percent.  Not much nickel  is  deliberately

 added to gray iron production, but since large quantities  of  iron ,and steel

 scrap are .used by this industry,  a residual of 0.. 10  to  0.15 percent nickel will

 be' present.  Gray iron is used in a myriad of different applications; motor

 vehicles, agricultural equipment, mining and construction  equipment, machine-tool

 frames, and foundry metal working equipment are-a  few typical applications  for ;

 gray iron.

-------
                                       18

          The "annual production of ductile Iron has Increased from about 190
thousand short tons in 1960 to about 1.6 million short tons In 1969.  Nickel is
used in ductile iron to carry magnesium, a necessary nodulizing agent.  Ductile
iron is used for the following automotive applications: steering knuckles for
passenger cars and trucks, crankshaft gears, disc brake components, and flywheels.
Ductile iron is also used in farm, industrial, and construction machinery and
tractors.
          Ni-resist and Hi-hard cast irons contain higher amounts of nickel than
do other cast irons to develop unique combinations of properties.  Ni-reslst,
generally containing 18 to 22 percent nickel, is used for valve and pump parts
In the marine and petrochemical fields, and  for piston and piston ring inserts
for automotive applications.  Ni-hard is used for grinding balls and liners for
ball mills, rolls for steel mills, and In various types of crushing equipment.

          Nonferrous Alloys.  These alloys,  like most of the superalloys, are
nickel-base, but are used primarily for their corrosion and oxidation resistance
at ambient or moderately elevated temperatures.  These materials are used as
industrial heat treating racks, trays, and  furnace parts and as pyrolysls furnace
parts  In the petrochemical industry.  However, they can also be used in lower
temperature applications in chemical, marine, and consumer product applications.
A  few  of the principal materials  Included are: nickel,  Inconel 600, Monel 400,
Hastelloy B,  Hastelloy C, Incoloy 800, and  Carpenter  20CB-3.  Estimated consump-

tion of  these alloys  is shown  in Appendix B.
                                       19

          Copper-Base Alloys.  The principal "copper-base alloys containing nickel
are: (1) cupronickel and cupronickel-copper composite for coinage, (2) cupronickel
condenser tubing, (3) nickel-silver, and (4) cast bronzes and brasses.  It is

expected that growth of nickel consumption In these materials will not be above
2 or 3 percent per year unless desalination programs, presently hampered by
political and technical problems, show a resurgence.  Appendix B gives nickel
consumption estimates for copper-base alloys.

Market Outlook
                                                              r
          Battelle-Columbus estimates that the annual growth rates for nickel
will continue at a moderate rate of increase.  Battelle-Columbus estimates that
growth of total nickel consumption in nickel alloys will average about 6 percent
per year through 1979.
                                                                                                                                           i.19

-------
                                       .20
                          THE NICKEL RECYCLING  INDUSTRY







                       Characteristics of Nickel Materials







          The main products of the nickel recycling  industry are:  (1) master




alloys used as additions in foundry and steel mill melting,  (2) segregated scrap,




and (3) refined recycled nickel.                           '                 .-•  •







Master Alloys







          These alloys are used by foundries, steel  mills, and other users as




alloying additions to heats.  Table 6 shows typical  master alloys  available in




pig, bar, and shot from most nickel alloy recyclers.  Ferronickel, Monel, and




nickel-magnesium are also available.  In addition to the above, master alloys




containing known, but usable, residual contents are  promoted by recyclers--




usually at a price below that of the major master alloys.







Scrap






          Segregated scrap is the most widely used form of recycled nickel




material.  A very active national and international  market exists  for stainless




steel and high nickel alloy scrap.  Typical specifications for nickel-containing




scraps' are' listed in Table 7.'






Secondary Nickel







          One producer has taken complex alloy mixtures, those difficult to up-




grade by conventional techniques, e.g., a nickel-cobalt-copper-molybdenum-other




alloy, and blended these into sulfide mattes with controlled sulfur contents to

-------
                         21
TABLE 6.  TYPICAL NICKEL BEARING MASTER ALLOYS AVAILABLE
          TO USERS OF RECYCLED MATERIALS
STAINLESS STEELS
201: AISI 201
202: AISI 202
302: AISI 302
ACI-CF-20
AMS-S3S8
303: AISI 303. SAE 30303F
SAE 40303A. ACI-CF-l4Fa
AMS S440E
304: AISI 304. SAE 30304
SAE 40304. ACI-CF-8
304LC: WAO 8370
304ELC:
308: AISI 308
SAE 70308. ACI-HF
307: AISI 30*. SAE 30307
SAE 40309. ACI-CH-20
SAE 70307. ACI-HH
310: AISI 310. SAE 30310
SAE 40310. ACI-CK-20
AMS 5345 A
AMS S344A
SAE 70310. ACI-HK
SAE 703IOA. ACI-HL
312: SAE 40312. ACI-C6-30
SAE 70312. ACI-HE
316: AISI-314
AISI-3I4L
SAE 40314. ACI-CF-8M
AMS 5340A
AMS 53418
321: AISI 321
327: SAE 70327, ACI-HO
330: SAE 70330. ACI-HT
331: SAE 70331. ACI-HU
334: SAE 70334, ACI-HW
347: AISI 347
SAE 40347, ACI CF-8C
AMS 5343A

AMS 5342C
C
mai.
.IS
.IS
.08 - .20
.20
.25
.15
.14
.15
.08
.08
.04
.03
.08
.20 - .40
.20
.20
.20 • .50
.25
.20
.10- .18
.18
.20 - .40
.20 - .40
.30
.20 - .50
.10
.0}
.08
.15
.15- .25
.08
.50
.3S - .75
.35 - .75
.3S - .75
.08
.08
.10

.12
HIGH TEMPERATURE c Mn
ALLOYS •"•«• ""••
AMS 5355 ( 17- 4PH*) .08 1.0
AMSS378 (17 -4PH*) .08 .0
AMS5373A (Sttllilt 4") .70-1.4 .0
AMS 5387 (Sltllitt 4") .70-1.4 .0
AMS 53758 (Sltllitt 23") .35 - .45 .0
AMSS378B (Sttllitt 27") .35 - .45 .0
AMS 5380C (Sttllilt 30") .40 - .50 .0
AMS 53878 (Sttllitt 31") .45 - .55 .0
AMS S38SC (Sttllilt 21") .20 -.30 .0
AMSS388B (HaittlloyC") .IS .0
AMS 5387A (Hatttlloy C") .15 .0
AMS 5379 (Hailtllor X") .20 .0
AMS 53720 (NI-Rttitt IA*"| 2.4 -2.8 1.0-1.5
MR
mai.
S.S • 7.S
7.S • 10.0
2.0
I.S
2.0
2.0
I.S
2.0
2.0
I.S
1.0-2.0
1.0-2.0
2.0
2.0
2.0
1.5
2.0
2.0
I.S
2.0
2.0
2.0
2.0
I.S
2.0
2.0
2.0
I.S
2.0
2.0
2.0
I.S
2.0
2.0
2.0
2.0
1.5
2.0

2.0
Si
mai.
.0
.0
.S
.5
.0
.0
.0
0
.0
.0
.0
.0
.S • 2.S
Si
mai.
1
1.
|.

1.
1.
0
0
0
0
0
0
2.0
1.
1.
0
0
2.0
1.
1.
1.
0
0
0
2.0
t

0
0
2.0
1.
5
2.0
.5 • 1.5
.5- 1.5
3.0
3.0
2.0
2.0
1.
1.
1.

I _
1
0
0
5
75

)
2'0
2.5
2.5
2.5
1.0
2.0
I.S


1.0
P/S
rrtfii.
.04/.04
.04/04
—
	
—
	
—
.04/.04
_
__
—
.04/.03
.30/12
Cr
14.0 - 18.0
17.0 • 17.0
17.0- 17.0
18.0- 21.0
17.0 - 17.0
17.0 - 17.0
18.0- 21.0
17.0- 17.0
18.0 - 20.0
18.0-21.0 '
18.0- 21.0
18.0- 20.0
17.0-21.0
18.0 - 23.0
22.0 - 24.0
22.0 - 24.0
24.0 - 28.0
24.0 • 24.0
23.0- 27.0
23.0 - 24 0
23.0 • 24.0
24.0 - 28.0
28.0 - 32.0
24.0 - 30.0
24.0 - 30.0
14.0 - 18.0
14.0 - IB.O
18.0-21.0
14.0- 18.0
17.0 - 20.0
17.0- 17.0
24.0 • 30.0
13.0- 17.0
17.0 • 21.0
10.0 - 14.0
17.0- 17.0
18.0-21.0
17.0 - 20.0

18.0 - 17.5
Cr Ni

155- 17 S 3.0 -5.0
15.5- 17 5 30 -5.0
27.0- 31.0 30 mai.
27.0 • 31.0 30 mai.
23.0-27.0 .50-3.0
23.0 • 24 0 30.0 - 35.0
24.0 • 28.0 14.0 • 14.0
24.5-24 5 75 - 115
250-270 1.75-3.75
ISO- 17.5 Rtm.
15.0 • 17.5 Rtm.
20.5-23.0 Rtm.
1.8- 2.4 14.0 • 14.0
Ni
I.S 5.0
4.0 4.0
8.0 10.0
8.0 11.0
8.0 10.0
8.0 10.0
7.0 12.0
8.0 10.0
8.0 11.0
8.0 11.0
8.0 110
v.o n.o
10.0 12.0
7.0 12.0
12.0 IS.O
12.0 15.0
11.0 14.0
17.0 22.0
17.0 22.0
17.0 22.0
17.0 22.0
18.0 22.0
18.0 22.0
8.0 11.0
8.0 II. 0
10.0 14.0
10.0 14.0
7.0 12.0
12.0 14.0
12.0 IS.O
8.0 11.0
4.0 7.0
33.0 37.0
37.0 41.0
S8.0 62.0
7.0 12.0
7.0 - 12.0
7.0 - 12.0

10.0 • 14.0
Mo

_
^
I.S mai.
I.S mai.
1.0 mai.
4.5 • 4.5
5.5 • 45
_
S.O • 40
14.0- IB.O
14.0 • 18.0
8.0 - 10.0

P
OTHER
.04, S .03 unltii othtrwiit nottd
P .04 nui.; N .25 mai.
P .04 mai.: N .It mai.

S .04 i
Mo .S

nai.
mai.: Cu .S mat.
P. S. St .07 mill.: Zr -4- Mo .4 mai.
S .20
S .18-

S .04 I
.40; Mo .40 • .80
.35; Mo .75 mai.; Cu .50 mai.

nai.
Mo. Cu .50 mai.
Mo. Cu .40 mai.


Mo .50 mai.: S .04 mai.

S .04 r

nai.
Mo .50 mai.: N .20 mai.: S .04 mai.

S .04 r
S .04 n

nai.
nai.: Mo. Cu .50 mai.
Mo. Cu .50 mai.
S .04 r
S .04 r.
S .04 n
nai.; Mo .50 mai.
nai.; Mo .50 mai.
nai.
Mo .SO mai.; S .04 mai.
Mo 2.0 • 3.0
Mo I.7S • 2.S
Mo 2.0 - 3.0; S .04 mai.
Mo 1.5- 2.2S; Cu .50 mai.
S .04 mai.: Mo 1 .75 -2.5
Ti 5.0
i C min.
Mo .50 mai.; S .04 nui.
Mo .50 mai.; S .04 mai.
Mo .50 mai.; S .04 mai.
Mo .50 mar; S .04 mai.
Cb 10.0 i C min.
Cb 8.0 i C • 1.0: S .04 mai.
Cb +
S .04
Cb +
Co

—
_
Rtm.
Rtm.
Rtm.
Rtm.
Rtm.
Rtm.
Rtm.
'.S mai.
1.5 mai.
.50- 2.5

Ta 10.0 i C- I.3S; Mo. Cu .50 mai.;
mai.
Ta 10.0 i C - 1.5; Mo. Cu .50 mat.
OTHER

Cu 3.0- 5.0; Cb + Ta .45 mai.; N .04
Cu 3.0 • S.O; Cb + Ta .45 mai.- N 04
W 3.5 - 5.5; Ft 3.0 mai.
W 35 • 5.5; Ft 3.0 mai.
W 4.0 • 4.0; Ft 2.0 mai.
Ft 2.0 mai.
Ft 2.0 mai.
W 7.0 • 8.0; Ft 2.0 mai.
Ft 3.0 mai.; 8 .007 mai.
W 3 75-525; Ft 4 S - 7,0; V .20- 60
W 3.75 • 5.25- Ft 4.5 - 7.0; V .20 • .60
W .20- 1.0; Ft 17.0-20.0
Cu 4.0 • 7.0; Pb .001 out.
 Source:  Alloy Metal Products, Inc.

-------
                          TABLE 7.   TYPICAL SPECIFICATIONS  FOR NICKEL.CONTAINING SCRAP
                                                NEW NICKEL SCRAP

 Shall  consist  of new clippings,  plate,  skeleton,\ and  all  other rolled  shapes.   Nickel  plus  Cobalt,
 minimum -  99%;  Cobalt,  maximum -  0.25%;  Copper,  maximum -  0.50%.  -This grade shall  be  free  of all  castings.

                                                OLD NICKEL-SCRAP

 All  rolled nickel scrap shall  come  under this  classification.  Shall consist of clean  scrap and shall  be free
 of soldered, brazed,  sweated,  welded, or painted material.  Nickel,, minimum - .987=;  Copper,.maximum - 0.507.."

                                           MISCELLANEOUS NICKEL SCRAP

 Shall  consist  of.miscellaneous(Nickel Scrap  such as Carbonized Scrap,  Castings,  Strippings,  Peelings,  Baskets
 and/or Turnings,  and  shall  be  packed and sold  separately  on basis of analysis.

                                                   S-816 ETC.        '    •

 Shall  consist  of alloys  in  which  the principal constituents are nickel, ^cobalt,  chromium, and other alloying
 elements.   It  shall be.sold on,the  basis of  description and analysis..   (This .category  refers  to such alloys
 as Hastelloys,  Stellites, S-816, .etc.)

                                               NI-RESIST  SOLIDS

 Shall  consist  of .clean Ni-Resist  Solids  and  shall  be  sold  according .to type or  analysis  (Type 1  -..approxi-
 mately 6%  Copper,  all others,  such  as Types  II,  III,  IV,  and V - free .of| Copper); shipment  shall be of uniform
 grade  unless otherwise  agreed  on  by buyer and  seller  arid must,be free  ofyforeign attachments  and all other
 contamination.

                                               HI-RES1ST BORINGS

 Shall  consist  of clean and  dry Ni-Resist Borings  and  shall be sold according to  type or  analysis (Type I -
 approximately  6% copper, all others, such as Types  II,  III, IV, and V  - -.free of  copper); shipment shall  be of
 uniform grade  unless otherwise,agreed on by  buyer  and seller.  iMust be free o£ all  contamination.

                                     NEW CUPRO-NIGKEL CLIPPINGS AND SOLIDS      ' ;

 Shall  consist of.new, clean Cupro-Nickel  clippings, plate, pipe, and other  rolled forms.  The shipment must be
 of a uniform grade and  form agreed  on by buyer and seller, whether it,be\70 Copper  30  Nickel,  80 Copper
 20 Nickel,  90 Copper 10 Nickel, or  any other standard Copper Nickel-Alloy.  .Must be free of  foreign attach-
ments  and  all other contamination.                                       • •.      ' '.   •

                    1  ', •          :           OLD .CUPRO-NICKEL SOLIDS

 Shall  consist of  old, clean Cupro-Nickel  Solids.  The shipment must :be of a uniform grade agreed on by buyer
 and seller, whether it.be 70 Ccjpper 30 Nickel, .80  Copper 20 Nickel, 9.0 Copper 10 Nickel, or any  other  standard
Copper Nickel Alloy.  It must  be  free of soldered, brazed, or sweated  material,  as well  as  foreign  attachments
and all other contamination.   Mixed solids should be packed and sold separately.           .

                                          SOLDERED CUPRO-NICKEL SOLIDS

Shall  consist of.soldered, brazed,  or sweated  Cupro-Nickel Solids.  The shipment must  be of a uniform  grncle
agreed on by buyer and seller, .whether it  be 70 Copper  30 Nickel,.,,80: Copper 20 Nickel, 90 Copper 10 Nickel, or
 any other standard Copper Nicke.l Alloy.    Must  be  fre;e of trimmed .seams apd edges,, and  all other  contamination.
Mixed  solids.should be packed  and sold separately,  j
                                                    t                         •
                                       GUPRO-NICKKL TURNINGS AND.BORINGS
      I                             •        ..;.....
      /                I
Shall  consist of  clean:and dry Cupro-Nickel Turnings and Borings.   The shipment must be.of a  uniform gra
-------
                   TABLE 7.  TYPICAL SPECIFICATIONS FOR NICKEL CONTAINING SCRAP (Continued)
                            MISCELLANEOUS NICKEL COPPER AND NICKEL-COPPER-IRON SCRAP

Shall consist of miscellaneous scrap in which the basic elements, by weight, are Nickel and Copper, such as
Copper Nickel Peelings, Plating Racks and Hangers and all Nickel and Copper in attached or combined form.  In
all cases, miscellaneous Nickel Copper Scrap should be sold by description and analysis.

                                        NEW MONEL CLIPPINGS AND SOLIDS

Shall consist of new, clean, regular and/or R-Monel Clippings, plate, and other rolled shapes.  Must be  free
of foreign attachments and all other contamination.

                                            MONEL RODS AND FORCINGS

Shall consist of regular and/or R-Monel Rods and Forgings.  K and KR Monel Rods and Forgings must be packed.
and sold separately.  Must be free of foreign attachments and all other contamination.

                                          OLD MONEL SHEET AND SOLIDS

Shall consist of clean, regular and/or R-Monel Solids, such as sheet, Plate, Pipe, Rods, and Forgings, and
Screen or Wire Cloth.  Must be free of foreign attachments and all other contamination, soldered, brazed,
welded, or sweated material.

                                        SOLDERED MONEL SHEET AND SOLIDS

Shall consist of soldered and/or brazed regular and/or R-Monel Sheet and Solids.  Must be free of trimmed
seams and edges and all other contamination.

                                    SOLDERED MONEL WIRE. SCREEN. AND CLOTH

Shall consist of soldered and/or brazed Regular Monel Wire, Screen, and Cloth.  Must be free of trimmed seams
and edges, nonmetallic filling, and all other contamination.

                                       NEW MQNEL WIRE. SCREEN. AND CLOTH

Shall consist of new, clean Regular Monel Wire, Screen and Cloth, free of soldered material, as well as all
other contamination.

                                                MONEL, CASTINGS

Must contain a minimum of 607. Nickel and shall consist of clean, Regular, S or H Monel Castings.  Must be free
of foreign attachments and all other contamination.

                                          MONEL TURNINGS AND BORINGS

Must contain a minimum of 60% Nickel and shall consist of clean and dry Regular and R-Monel Turnings and
Borings.  K, KR, S, H or nixed Monel Turnings and Borings must be packed and sold separately.  Must be free of
all contamination.                       '


Source:  NASMI,  Circular NF-66.

-------
                                       24.
be toll refined Into pure" nickel by the Sherritt-Gbrdon ammonia  leach process.  ...

Other researchers have described other techniques  for  separating nickel  from
      *                          .         '••-••          .           .  '
scrap.    .           '•  '.        '       •     "     ."  .     ''•....••'.':•.''••


                Characteristics of the Nickel  Recycling Industry^ •'-.-


          Secondary nickel processors collect,  sort,  and,otherwise, process various

grades of nickel and nickel-containing scrap for'potential use by  foundries, steel-.

mills, and other users.  Most major superalloy producers specialize only in this

material or one other material, such as cobalt alloys  or titanium.alloys.  Other

nickel alloys generally are handled.by secondary stainless steel processors.      :

          When processing superalloy scrap, such as obsolete  jet/engine  .turbine.

components or new machine turnings, dealers use a  variety of  different methods  to

segregate scrap.  To Identify and separate various grades  of  obsolete scrap,

spark testing followed by more accurate chemical.and spectrum analysis is.employed.

For.machine turnings, processing steps include crushing,  degreaslng, analysis,  and.

packaging.    ..;,..    ;             ...    ..'••-      _. .    • -    ••     '   '

          The consumers of nickel and nickel alloy scrap are  generally steel mills,.

foundries, and melters of superalloys.


Materials Sources                .    :


          Available data on the consumption of new and old nickel  scrap  are

incomplete.  Table 8 gives nickel and nickel alloy scrap consumption In  1969 by.

type of scrap and source.                                                 "
 *   See Powell, H. E., Smith, L. L.,  and Cochran, A. A.,  "Solvent Extraction of
     Nickel and Zinc  from a Waste Phosphate  Solution",  Bureau  of Mines Report of
     Inv. 7336, 1970, 14 pp.
  (1) For a discussion of the functions of the  recycling industry see Volume I,
     General Report.                       ...
                                                                                                                                        25
                "TABLE 8.'  CONSUMPTION OF NICKEL .AND NICKEL ALLOY, INCLUDING
                            .•'•*'• STAINLESS, SCRAP IN 1969
                                Type
Short Tons of Scrap
                     Unalloyed nickel
                    ' Monel .metal  .
                    . Nickel  s_ilyef

                     Cupronickel
                     Miscellaneous nickel alloys
                     Nickel  residues

                    /Stainless      ,
                     Alloy steel  :.
                    ..Cast iron       -
                          Total
        8,538
        3,887
       17,267.

        4,666
        4,951
        6,255

      326,000
      .83,500
    4,589,000


    5,044,064
                     Source:   U.S.,. Bureau of.Hlnes, Minerals Yearbook..
                    ''   -...    "Nickel" and "Iron and Steel Scrap"
                      .     .'   chapters, and Battelle-Columbus estimates.

                        Markets for Recycled Nickel and Nickel Alloys
      .;__;     .  The. markets for recycled nickel and nickel alloy .scrap. are generally

     'much the same as those for primary nickel.  .Steel mills, foundries, and other

      metal melt ers .have traditionally been the largest users of recycled nickel  .

    .'materials.    •";=•  '''.,'• •  •        '->'*     '       :  ''•'-••'.-".'


     •^Use Patterns  ' ..    -, -    .          : •      -....•
   .  .,<;••        Recycled nickel materials come in two basic forms: those, containing

 .. •" relatively low amounts of nickel, e.g., stainless steels, cast irons, and low

   :.   'alloy steels, and those containing higher amounts, e.g., superalloys, nonferrous

 ." ..   "alloys, and copper- base alloys.  Table 9 shows the consumption of  low-nickel

     : bearing materials by type of customer and type of scrap.  Table 10 shows the same

.' !-•"• .for. high-nickel alloys..                  ...-•'•   ,'..:.
                                             OcT-1
                                                                                                                                        35£

-------
                                       26
       TABLE  9.   CONSUMPTION OF NICKEL BEARING FERROUS SCRAP, BY TYPE
                          OF MANUFACTURE,  IN 1968C1)
                                                   Consumption of Scrap
                                                   (Thousand Short Tons)
                                             Stainless     Alloy     Cast  Iron
Steel mills
Manufacturers of steel castings
Iron foundries and miscellaneous users
815
29
34
2,685
131
133
5,737
323
8,063
     Total                                      878         2,949      14,123

(1)  No statistics  reported for 1969.
Source: U. S. Department of Interior, Bureau of Mines, Minerals Yearbook.
        "Iron and Steel Scrap" chapter,  Battelle-Columbus estimates.
        TABLE  10.   STOCKS AND CONSUMPTION OF NEW AND OLD NICKEL SCRAP
               ••'   •       IN THE UNITED STATES IN  1969

                          (Gross Weight, Short Tons)
CbuH of consumer and

Smelters and refiner*:
Unalloyed nickel 	
Monel metal 	
Nickel silver » .- ....




ToUl 	

Foundries and plants, of other manu-
facturers:
Unalloyed nickel 	
Monel metal .. ........_.

Cupronickct ' 	 	 _.


Total

Grand total:
Unalloyed nickel 	

Nickel silver >




Tottl 	
Stock*
of jrear
108
607
564
98

21

636

394
10
1,999
6,060
336

739

602
617
2,663
6,168

366

1.S76


1,660
3,892
5. 643
381
4,961
6,974

17,387

13,637
268
11,666
320
868

14,763

16,197
4.160
17,299
701
4,961
7,832

82.160
<
New
1.108
682
738

61
2,463

4,194

72
92
11,475
4.088
297

461

1.180
674
12.213
4,088
61
2,750

4,666
!on*uinptl<
Old
470
3.061
4. 954
. 428
4,900
2,799

11,230

6,888
152
100
150
706

7,746

7,368
3,213
5,054
678
4,900
8. MS

18.976
an
Total
1.678
3.643
6,692
428
4.961
5.252

16,424

6,960
244
11,576
4,238
1,003

8.207

8,638
3,887
17,267
4.666
4,951
6,256

28.681
Stock*.
• fflH Af
ye«r
90
756
616
61
10
1,743

2.699

7,071
34
2.080
1,142
190

7,296

7,161
790
2,695
1,193
10
1,933

9.894
           1 Entailed from total* because It I* eopper-baw (crap, although containing considerable nickel.


            Source: U. S.  Department of Interior,  Bureau of Mines,
                    Minerals Yearbook.  "Nickel"  chapter.
                                              0./6

-------
                                       27






Prices






          Table 11 shows prices for selected nickel scraps in 1970.  These scrap




prices-reflected the tight supply of primary nickel in early 1970 by being




slightly-above the producer's price for cathode nickel during.the first quarter




of 1970.  However, as the supply imbalance eased in the latter half of 1970,




scrap nickel prices dropped to about 60 percent of the first quarter 1970 prices




by early 1971.                                           :








               TABLE 11.  DEALER'S BUYING PRICES FOR NICKEL SCRAP




                      Basis: FOB New York, Dollars Per Pound
' J3ate
March 5,
1970
Nickel
Nickel
Nickel
Nickel
anodes rolled
rod ends
sheet, clips
turnings
i.
. i.
i.
0.
25-1.
25-1.
25-1,
75-1.
.50
.50
.50
.00
June 4,
1970 /
1.00-1.
1.00-1.
1.00-1.
0.70-0.
10
10
10
80
September 3,
•--.'. 1*7P
1
i
i
0
.00-1.
.00-1.
.00-1.
.70-0.
10
10
10
80
January 7 ,
1971
0
0
0
0
.8
-------
                                      28

          The  average'recycler of nickel and nickel alloys  compares with the

average recycler of all commodities as follows:
     Nickel  and Nickel Alloy

     All  Commodities
Average
Investment
in Plant and
Edulmnent
$1,348,000
1,480,000
Average
Number of
59
71
Average
Investment
Per EmDlovee
$22,700
20,800
          Figure  2 shows the variation In size by census  region of nickel and

nickel alloy processors.  There appears to be some correlation with population

density,  degree of Industrialization, and other conmon regional indicators.

              Materials Flow Pattern for Nickel Alloys Recycling

          Table 12 gives Battelle-Columbus estimates concerning nickel alloy

recycling in 1969.  Many simplifying assumptions were made  so that construction

of this table could be possible.  The assumptions, sources,  and methodology used

are included as footnotes to the table.  Figure 3 shows these estimates in a flow

diagram.

          As shown, about 40 percent of the available nickel in nickel alloy scrap

Is being recycled.

                            Demand/Supply Analysis

          To show what can  be expected of nickel alloy recycling, an analysis of

expected future demand and  supply Is made In this section.
     Data from extensive survey.
                                                                                                                                     29
                                                                                                                                                                         251.2
                                                                                                        I.   New England
                                                                                                        2.   Middle Atlantic
                                                                                                        3.   South Atlantic
4.   East North Central
S.   East South Central
6.   West North  Central
7.  West South Central
8.  Mountain
9.  Pacific  (includes Alaska
           and Hawaii)
                                                                                                    FIGURE  2.   AVERAGE AMOUNTS  OF NICKEL AND NICKEL ALLOY.
                                                                                                                 EXCLUDING STAINLESS STEEL, PROCESSED BY EACH
                                                                                                                 DEALER  IN EACH  CENSUS REGION.  ALL  FIGURES IN
                                                                                                                 NET TONS PER YEAR

-------
                                          30
                    TABLE 12.  NICKEL ALLOY SCRAP-RECYCLING,;  1969;
Kind and Type of Scrap
Electroplating Materials'
Prompt Industrial
Obsolete
TOTAL
(2)
Superalloys
Prompt Industrial
Obsolete
TOTAL
(2)
Non ferrous Alloys
Prompt Industrial
Obsolete
TOTAL

Alloy Steel
Prompt Industrial
Obsolete
TOTAL
Cast Iron •

Prompt Industrial
Obsolete
TOTAL
Copper-Base Alloys
Prompt Industrial
Obsolete
TOTAL
Permanent Magnet Alloys'
Prompt Industrial
Obsolete
TOTAL
Chemicals and Chemical lUscs
Prompt Industrial •
Obsolete
TOTAL
Other Uses
Prompt • Industrial '
Obsolete
TOTAL
TOTAL INDUSTRIAL
TOTAL OBSOLETE
GRAND TOTAL
Nickel
Available for
Recycling(15)
(Short Tons)

350 gj
21.125UJ
21,475
(3)
7'350m
5.250
12,600

6,250
12.900
19,150

.'
3,100^
25.500P;
28 , 600


((>)
8.100*°'
8,100

3,486 ..
5.300
8,786

100'
- 800
900 .
/ ~> \
100(7)
' 800 .
900-
/ ~1 \
800(7)
4,700
5,500
21,536
84.475
106,011
Nickel
Recycled
(Short Tons)

0
0
0

n.a.
n.a.
12,600(13)

2,170
11.331.,.,.
13,501(14)
19,150 Old

.n.a.
n^ a m '
•640
/ O \
1 O 1
• » \v/
4.589
4,589

3,486
: 778.
4,264 -

n.a.-
n.a.' .:
n.a.

n.a.
n.a.
n.a.
,
600^:?,
__3_5p_ • '
950
-. :.
--
42,193
Nickel
. Not
Percent Recycled
Recycled (Short Tons)

0 . 350
_£> 21.125
0 21,475

-- --
.. ... -- . -- •
Too o

— • • —
..'
100 0


'.•--•
. ' -- • , — .
2 27,960


_- ._;.••
57 '3.511
57 3,511

100' 0
15 4.522
47 4,522

-- 100
'• .— 800
-- 900

100
--• 800
-- 900

75 . 200
7 4.350
17 4,550
,'_•«
-_•
'/,0 63,818
Note: Footnotes are listed on the following page.

-------
                              FOOTNOTES TO TABLE 12


 (1)  Source: International Nickel Company

 (2)  Superalloys and other nickel-base alloys differentiated  in  the  following way:

     (a)  Superalloys       - those nickel-base alloys used for  their structural
                              Integrity and low cycle fatigue resistance  at
                              elevated temperatures.

     (b)  Nonferrous alloys - those alloys which are used  either at  high  or  low
                            .  temperatures for their oxidation or corrosion
                              resistance to various media.  Includes Inconel
                              (ordinary types), Incoloy, nickel, etc.

 (3)  Source: Battelle-Columbus estimates -

          1964 estimated superalloy mill product shipments  (A) = 42,000,000  Ibs
          Percentage scrap rate                             (B) = 50  percent
          Average nickel content                            (C) = 50  percent

                  (A) x (B) x (C) = TOTAL NICKEL USED IN PARIS " 10,500,000  Ibs.

 (4)  Any bar anode scrap is consumed by electroplater as scrap held  in  titanium
     baskets.  Material lost is material lost in filtration,  etc., during bath
     purification.

 (5)  ASSUMED: (a)  40 percent of each heat contained nickel alloy scrap
              (b)  50 percent yield of each ingot  to mill  product
              (c)  15 percent scrappage of industrial uses of alloy  products.

 (6)  ASSUMED: (a)  Primary nickel additions average about  60  percent of total
                   nickel content although total scrap  usage  is  relatively high '
              (b)  Foundry yield  from melt to shipped casting averages  about
                   63 percent.

 (7)  Source: Battelle-Columbus estimates.

 (8)  Recycled mostly at foundry.

 (9)  Estimated nickel content of  nickel alloy steel  recycled.

(10)  Estimated  20 percent  industrial scrap generation.

(11)  Reported by U. S. Bureau of  Mines  as aluminum-base.

(12)  Estimated  nickel content of  nickel contained  in  cast  iron  recycled.

(13)  All superalloy scrap  recycled  in  either  of  two places:  stainless  steel
     melting or  superalloy melting.

-------
                                       .32
(14)  Some nonferrous scrap going into stainless melting. . BatteUe-Columbus
      estimates about 5,700 short tons, or the remaining amount available, has
      been consumed by stainless steel melters.

(15)  Calculated from estimated life cycles of various end-use products.
      Consumption for each end-use item was estimated using  the following life
      cycles and consumption patterns:
                                                                                                                                            33
          Source

Electroplating
     Automobiles
     Consumer Products

Superalloys
     Jet Engine
     Other Aerospace

Nonferrous Alloys
     Chemical
     Heat Treating
      Alloy Steel

      Cast Irons

      Copper- Base Alloys

      Permanent Magnets

      Chemicals and Chemical Uses

      Other Uses      '         '
                                      Life Cycle.
                                       (Years)
                                         12
                                        4
                                   16"

                                   16

                                   18

                                   10

                                    2

                                   10
                                                    Tears  of
                                               Nickel  Consumption
                                                 Used to Calculate
                                               Nickel  Availability
1957



1966



1962


1953

1953

1951-1952 Average

1959-1960 Average

1967-1968 Average

1959;-1960 Average
                                                                                                                            Note: AH quontities in short tons
                                                                                                                                 of nickel stoinless steel
 378,400
Recycled
                                                                                                                     Steel Costings
                                                                                                                         22.700
                                                                                                                                                                           52,900
Recycled
 Nickel
Stoinless
 Market
Source: Battelle-Columbus Estimates, and U.S. Department of Interior,
        'Bureau of-Mines,"Nickel" and^ "Iron''and .Steel-Scrap" chapters.
                                                                                                            FIGURE  3.   RECYCLED  NICKEL STAINLESS STEEL  FLOW, 1969
                                                                                                              .  .r: .   •'•   '.?*i .  &,:„    w>          V r"-'i f' • -J^'-S--"  T j^-*-«-  r* .  /
                                                                                                   Source:  U.S. Department of the Interior, Bureau of Mines, Minerals Yearbooks.
                                                                                                           "Nickel" and "Iron and Steel Scrap'.' chapters.

-------
Demand for Recycled Nicke]
                                       34
                               Hicka! Alloys
          The demand for nickel inputs in 1969 and  the  estimates  for  future

years, 1974 and 1979, are shown in Table 13.  As shown,  the demand  for nickel

contained in recycled alloys is expected to increase at  about 6 percent  per year

in the 1969-1979 period.  During this period, demand for recycled nickel content :

will Increase from 42,193 short tons in 1969 to 75,400  short tons in  1979.
                TABLE 13.  ESTIMATED DEMAND FOR NICKEL  CONTAINED
                              IN NICKEL ALLOY  SCRAP
Year
1969
1974
1979
Short Tons of
Nickel Content
42,193
56,300
75,400
                           Source:  Battelle-Columbus Estimates.
 Supply of Recycled Nickel and Nickel  Alloys                  .              -         .


           Using the same technique that was  employed to develop the total availa-

 bility of nickel as shown in Table 14,  the supply of recycled nickel was calculated

 for 1974 and 1979 assuming similar recycling rates as in 1969.


 Demand/Supply Balance in Future


           In order to provide a view of what the future will be for the nickel

 alloy recycling Industry, a demand/supply balance has been constructed using data

 from Tables 13 and 14, and Is shown in Table 15.
                                                                                                                                          35
                                                                                                                  TABLE  14.  SUPPLY OF NICKEL AVAILABLE  FOR RECYCLING
Year ..
1969
1974
1979
Recycled Nickel Content
(Short Tons)
42,193
49,300
59,700
                                                                                                                        Source: Battelle-Columbus Estimates.
                                                                                                                  TABLE  15.   DEMAND/SUPPLY  BALANCE  FOR RECYCLED NICKEL
                                                                                                                                   FOR  1974 AND  1979
                                                                                                                              (Short. Tons,  Nickel Content)
                                                                                                                     Year
                                                                                                                              Demand
                                                                                                                                         Supply
                                                Apparent Deficit
                                                                                                                     1974     56,300     49,300

                                                                                                                     1979     75,400     59,700
                                                      7,000

                                                     15,700
                                                                                                                     Source:  Battelle-Columbus  Estimates.
          Since Table 15 assumes  that the same incentives, i.e., price, cost,

etc., are the same in 1974 and 1979 as exist today, an apparent balance can be

calculated..  Recycled nickel shortages (apparent) of 7,000 short tons and 15,700

short tons are expected in 1974 and 1979.  It is expected that these apparent

shortages will force nickel prices upward with the following effects or. the

nickel Industry with everything else being held equal:


              Industry                              Effect

      (1)  Recycling Industry     Will encourage increased recycling

      (2)  Nickel users           Will discourage increased usage of nickel.

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                                       35a
       '-  If Incentives are different in 1974"arid 1979 than as exist today, e.g';,
if recycling is encouraged by new legislation, new technology, etc., Battelle
estimates that only small increases in nickel alloy recycling  (or  about, a  ,  ^
S percent increase in the recycled nickel  supply) will result.; Main reasons  are:
       •  High nickel containing superalloys  and nonferrous alloys,.    •
          currently representing about 30  percent of  nickel available  for  .
          recycling (not Including nickel  in  stainless steels), are
          presently 100 percent recycled.
       •  Nickel contained  in electroplating  materials and alloy  steels,
          currently representing about,50  percent of  nickel available  for  :
          recycling (not including nickel  rin  stainless steels), occur, as ,.;,
          such  small  percentages in  a'larger  system (see Table 16, page 38)
          that  only massive, and presently unforeseen,  incentives will cause
          nickel  recycling  in  these  materials to increase.
                                                                                                                                        36
                                                                                         ,)
                       REDUCE THE RECYCLING OF NICKEL SCRAP

           There are several problems that directly reduce the rate of recycling
 of nickel scrap.  These are discussed in detail in the following.        .   .   .  .
"               ->--.  -.•  :.      •         •  ..  -i  '' . ,<
  "  •    - •       -' " •       •    ,   Industrial Scran          "               •

           As shown in Table 12, all industrial nickel bearing scrap generated;
 including grindings,  turnings, and other materials, is about 100 percent recycled.
 There are known to be small amounts lost in electroplating solution.effluents, or
 about 350 short tons  in 1969, and there are lesser amounts lost in electrolytic
 machining of superalloys; these amounts aren't considered great.enough to be
 classified as a problem.   Although adequate statistical data are not available,
 it is known that greater, amounts of .nickel .are lost, through dilution of nickel
 containing low alloy  steel.  About 81 percent, or about 2,500 short tons of nickel
 contained in industrial alloy steel scrap are not being recycled.

                                  Obsolete Scrap

         .„ As shown in Table 12, the recycling of nickel obsolete.scrap, varies
 from nearly 100 percent for .stiperalloys and nonferrous alloys, to 57 and 47 per-
. .'a*-'.  .-.** - r •••-•.• fc  v '  .. *~ -.-.-'•-'  '!•'•'-  '- ..^ •      - .    ''"''..    " . ." •' .
 cent for cast iron and copper-base alloys, respectively; to 0 percent each for  •
 low .alloy steel and electroplating.  The main problems that directly reduce the
 rate of nickel recycling are related to the following obsolete scrap meterials:
                             Electroplating materials
                             Low alloy steel
                             Cast iron
                             Copper-base alloys  '•
                             Other uses for nickel.

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                                       37






          Table 16 presents these, problems, along with the prompt., low alloy steel




scrap problem, with a discussion of problem definition, problem magnitude, and




problem analysis.






                         Other Direct Recycling Problems






          Other problems that directly reduce the amount of recycling, but which




cannot be measured quantitatively, are those problems caused by legislative




action.  They are as follows:




          (1)  Sale of emergency nickel stockpile




          (2)  Restrictions on the exportation of certain types




               of nickel bearing scraps




          (3)  Subsidies allowed to primary industries, but not to




               recycling industries, in the form of ore depletion




               allowances.




          All of the above problems will decrease the price for nickel scrap,




everything else being equal.  Since lowered prices might decrease collection and




segregation of nickel scraps in those areas where it had been economic to do so,




a lowered recovery rate might result.  The General Report, Volume I, gives a




discussion of these problems that are common to entire secondary industry.

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        TABLE 16.   IDENTIFICATION^ AND ANALYSIS OF 'PROBLEMS CONCERNING NICKEL AND NICKEL ALLOY THAT
                    WAS"NbTREC~YCLED"iN  1969                                                      '."•'..

industrial aLow
Title . Al'-lby 'Steel
Scr'ab. Cateaorles.-Wliere.' Seine iNickel
Electroplating
Materials
-..WasMNbt-Recvcled -
Obsolete Low
Alloy 'Steel .-•
Problem
Definition
                     1.   Nickel -conteri ts 'in "low
                         alloy' steel''average
                         about'0;80 -percent.
                     2.
    Low alloy-steel  is
    sh'ippe'd 'to various
    original equ'i-pnfent '
   'manufacturers '(OEM) '
    who' machine and 'other-
    wise fabricate  It.
                     3.
    After fabrication;
    'scrap' is usually
    'returned 'back "to
    'steel 'mills.
                                                      3.
•Nickel *i's 'used 'In
 thicknesses'>b'f 1:2
 to 1;6 miis'as 'an
 underp'late 'for 'auto-'
 mobile bumpe'r, 'grill's;
'and '-other '-trim.  • Ab'out-
 1 ••pound bf<'-nickel >ie
 used 'for "eachi 'bumper; •
 AutonibtiVe' ap"plircat'ions
 repre'se1it""about- Sp'per-
'cent 'of 'total "'nickel •
 p tat i"rig vinark"e"t.'

 Nickel ''la used-'in'.
 thlck'ries'ses-'bf -b:'4'.:to'
 1.2 "mils ''for '•consumer '
'appliances, -furhl'turei  •
 "and 'sports 'equipment.
 These'applications
 represent ;the  bifik''bfl1
'the  remai'ni'ng-'port'iori
 of /lthe'nickel 'pla'tiiig
 market.  ,

 In ail'uses; nickel '
'becomes -a lm'lndr*coif-
 st'i'tuent of a •larger
 system:'
    Nickel'-contents in
    Ibw'-aliby steel run
    from''about O.AO^tb
    3.75 •pe'rcerit with an'-
    average around 0.80
    pe'rcenf.   Gene'ral'ly,
    btKer'e'lemerits are
    'present','  too.
!2;  '"Nickel containing
     16w-al-loy steels
     represent 'about 16
     pe'rce'ht iof tot'al low
     al'ldy'steel production.,

3.   Low'ol'ldy'Steels arc
     used  in many Ml'vcrse
    •applications as a
     standard  constructional
    .mate'ri'al.  WKe'n a  low
     alloy-steel p'art is
     scrapped, "the low alloy
     steel is  :generally not
     re'cyc'led  as a nickel
     alloy steel'but as a
    'low'alloy steel.  Con-
     sequently,  the.nickel
     is 'diluted enough 'to
     be "considered- lost.
Tons of
Nickel Not
Recyled.
Percent of
Available
Nickel Not
Recycled. , ..
3,100 ' ' '21,475 '],: ' 25,500 '
81 iOO-' . . . 100 •
 Problem
 Analysis
 1.  Nicke'lJis just'on'e'bf
    several  dlf feferit !cori-
    stitue'htS''of low "al-ioy
    steel.

 2.  It  is-fai'r'ly'easy to
    determine '(unlike'obso-
    lete' low* alloy 'sc'r'ap) •'
    what'type of low -alloy*
    steel -is 'be'ing recycled
    without  testing.  Know-
    ledge 'of -OEM's p'rb'cessthg'
    prov'.ide's needed  ih'fo'r--
    matlbn.

3.  Yet -only .19 'percent -of
    the '•available nickel
    is  recycled.•

4.  This:seems- a -promising
    area/tb 'ihcre'a'se the
    recycling:
. 'Ni'ck'el 'i's ^sm'all fpa'rt '
 of •"'larger "system ond'
 is ''covered  oh : two •
 side's ;b'y '•me'fal'.'

 For autbmobii le's , .'otHer
 sy s tem''cbmp6neri t s •• are
 steel-, copper;  chromium1;1.
 zinc anil-'zinc-alloys
      - '  , '      ,            2
 Steel'-c^rbmiuin'''! terns are '
 'gene rally rec'y c led • -bick *t b
 the •steel •iri''
                                                          much :• as 'tb;;be"'ca'lliied"
                                                          -lbs't.L  Zinc items"'; '-In
                                                          many ''instances,' 'a'ren't
                                                          being 'recycled.
                                                      4. •  "For'consumer good's,-
                                                          ' btKer '*sys' tems-cbm'p'S-
                                                          •"nent's^are^plastic; .
                                                          cbp'pe'r;  steely wo'pdv •
                                                          a'nd ;glass'-.   In 'a'adi- '
                                                          tiijri; .'these' item's' a're' '
                                                          'small 'arid^'generally
                                                          are -discarded -'to
                                                          munici'pal 'waste 'after
                                                          termination 'of 'useful'
                                                          life.-.-

                                                      5.   This is 'not  a 'prbmtsiiig-.
                                                          area 'to-'increas"e 're-
                                                          cycling. .
     Ntckol; is  only one of
     se'vnral different con-
     stituents  of  low alloy
     steel.  In most common
    .'low alloy  steels, totiil
     alloy content  is gen-
     erally  less than 3
     percent.

     It 'is difficult to dis-
     tlng'ulsh one alloy steel
    'grade from ario'the'r (for
    inlcU'el :coritent) or from
    'ml-ld !si-eel.

   •  Since scrap prices for
     nicKel containing types
     ofulow alloy steel arc
    'roughly equal  to those
     of norinickel  containing
     grades, there  is little
     incentive  to segregate
     small quantities of  steel.

     This"is not a  promising
     area  to-increase  the  re-
     cycling -of nickel.

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        TABLE 16.  IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING NICKEL
                   AND NICKEL ALLOY THAT WAS NOT RECYCLED IN 1969 (Continued)
       Title
                             Cntcgorlcn Whnrc Some Nickel Una Not Recycledj
                            Cast Iron
                                   Copper-Base Alloys
Problem
Definition
1.  Nickel is used in
    residual amounts of
    about 0.10 percent  .
    in gray iron.

2.  Nickel is used as a
    carrier for magnesium
    in ductile iron in
    amounts up to  0.65
    percent.

3.  Almost all cast iron
    production is  gray
    iron with some malle-
    able and some  ductile.

4.  Gray iron is used for
    a number of different
    applications;   such
    as motor vehicles and
    miscellaneous  indus-
    trial equipment.

    Ductile iron Is
    used for automotive
    applications and in
    miscellaneous  types
    of industrial  equip-
    ment.
2.
Nickel is used in
copper-base alloys for
coinage, condenser
tubing, nickel silver
products, and nickel
brasses/bronzes.

Coinage and condenser
tube are generally
recycled.
                                                    3.   Nickel silver,  however,
                                                        is used for a wide
                                                        variety of consumer
                                                        applications: springs,
                                                        tableware, fishing
                                                        reels, and other
                                                        similar uses.

                                                    4.   Disposal of these
                                                        alloys depends  partly
                                                        on the value of other
                                                        materials and partly
                                                        on the shape and size
                                                        of nickel silver part.
Tons of
Nickel Not 3,511
Recvled
Percent of
Available 43
Nickel Not
Recycled
4,522
53
 Problem
 Analysis
 1.   After  an average  life
     cycle  Of 16 years,
     cast Iron  is sold as
     scrap.

 2.   As most of the nickel
     contained  in obsolete
     scrap  Is in gray iron,
     and most materials
     recycled are gray iron
     going  into gray  iron
     production,  it would
     follow that most  of
 •    the  nickel should  be
     recycled.     .

 3.   Yet  only 57  percent
     is  being recycled.
     This  is a  promising
     area  In which to
     Increase recycling
     of  nickel.
 1.  In 1969, 17,267 s.t.
     of nickel silver (con-
     taining about 15 percent
     nickel) were recycled.
     About 4,666 s.t. of
     cupronickel was recycled.

 2.  Nickel and copper are
     valuable commodities,
     selling for $1.33/lb
     and $0.50/lb respective-
     ly in primary form.

 3.  Cupronickel is generally
     used in heat exchangers
     and is easily recovered.
     Coinage is generally
     recovered by the mint
     but some is lost to
     hoarding.  Nickel
     silver is often plated
     with silver; this Is
     generally recycled.

 4.  Yet only 47 percent is
     being recycled.   This is
     a promising area in which
     to increase recycling of
     nickel.

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                                       39
                             PROBLEMS THAT DO NOT
                    DIRECTLY REDUCE THE RECYCLING OF NICKEL
          These are problems that might have economic effects on an individual

company or on the secondary industry, or make operations more difficult.  Those

for nickel are:

               •  Customer Prejudices

               •  Alloy  Separation

               •  Conservation of Resources, other  than nickel.



          Table 17 presents these problems along with a discussion of the following:

problem definition,  problem magnitude,  and problem analysis.



                COURSES OF ACTION CONCERNING RECYCLING OF NICKEL


   1       To determine those problems that are important enough to be of interest

to the public, and therefore EPA, a screening of the problems was made to separate

out those problems that are important - but not far reaching enough to interest

the public.


                           Selection of Opportunities


          In order to identify those problems that have the highest priority for

action, evaluations based on several criteria were made on each problem in Table 18.

The highest scores,  then, indicate the problems of highest importance.

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                TABLI'17.  IDENTIFICATION AND ANALYSIS OF PROBLEMS THAT DO NOT  DIRECTLY  REDUCE
                           THE AMOUNT OF-NICKEL ANU NICKbL ALLuVS . 1'HAl AKt. kii-VCLEL  (1)
 Problem >•
                   Customer Prejudices:
                                      Alley•SeparatIon-
                                                                              Conservation  of  Elements •
                                                                                 Other Thin Nickel
               1. There have /.been periodic
                  shortages of.primary nic-
                  kel In.the.past 20 years.
                  There wan a very serious.
                  shortage existent 'from
                  1967 to 1970.'

PROBLEM        2; This has forced-some
DEFINITION;-'      users of nicker to favor-
                  primary over recycled In
                  times of nickel over-
                  capacity so' that alloca--
                  tIons will'be mode to
                  them.In "tight'!' times.-.

               3. In addition, despite good
                  economics of using'scrap,
                  It la "easier" to usev
                  primary.
                              1. SuperaHoys  and  some:
                                 nonferrous alloys  are:.
                                 of very  similar  com-
                                 position.. All are-non-
                                 magnetic andvare'dif-
                                 ficult to Identify by
                                 other'usual  methods,
                                 e.g., color,  spark,
                                 acid testing:

                              2. However; small differ-
                                 ences In chemistry cause
                                 large- differences  In
                                 physical properties of
                                 superalloys.

                              3. .Consequently; much--
                                 effort Is expended;In
                                 separation of these
                                 alloys.
                               1. All-superalloys-contain •
                                  significant, amounts of
                                  other .elements beside •
                                  nickel-, a.g;,  molyb-
                                  denum, cobalt/ columblum,
                                  titanium,- tungsten-.

                               2; In recent-years, most.
                                  superalloys-have-been
                                  recycled Into stainless
                                  steel melting; this
                                  recovers the nickel and-
                                  chromium-contents of
                                  scrap but dilutes to a
                                  minimum-most.other
                                  elements. .
EFFECT ON '
RECYCLE
RATE,
No 'significant- effect on
the amount of nickel re-
cycled.   '
 No 'significant effect on
 the  amount of nickel re-
 cycled.
  No significant effect on •
   the  amount  of nlcVel  re-
   cycled;! great effects-on
   other,,nut erla Is:
PROBLEM-/
ANALYSIS'.-'
1. Recycled nickel scrap.
   Is not- inferior to i
   primary materials.In
   most steel! melts.

2.. There .is « need for -
  ' promotional1  efforts i
   that will Inform buyers
   and actuali users '(many •
   times different persons
   In steel mills,' fort"
   Instance) of advantages;"
   of using recycled .
   materials.i

3. New methods .should  be
   developed to aid buyers:,
   and users of scrap.to •
   make scrap easier to
   use.
 1. .This  is  a normal busi-
    ness  activity in the •
    recycling Industry,- but -
    a .more .difficult one.:

 2..As-all material Is being ;
    recycled, no grave prob-
    lems .exist.

"3." Continued .development
    by .Superalloy melters i -
    and.-recycling .Industry ••
    on new recycling•methods»
    to recycle scrap,back
    to Superalloy .melters,. .
    Instead 'of 'stainless--
    melters,-,is  desirable •
    from  a .conservation •
    standpoint (for this
    problem,, see next
    column).
  1. All! superalloys, by ,
     definition are melted •
     In  vacuum induction
     equipment.  Little, if•
     any,i refining can be '
     done In these\£urnacea.-

  2. AnyAeat with'off -
     specification .chemistry '
     must .be 'scrapped If
     dll'iitlon.'pf '.Impurities-...
     is  not-.possible.  All
'.     superallpys .are-produced-'*
     torAeroopace Material  .
     Specifications,- military-
     specifications with'strict
     chemistry,-and- physical
     property 'requirements.

  3.'.Superalloy melters •
     consider'the risk of-
     using-scrap-to-be 'great.
     However, a few of the.
     leading roelters are
     using some .scrap In '
     their melt Charges. •
     However,- of the itotal
     amount oi scrap gen-
     erated, only a sraaM -
     fraction'.Is returned to r
     Superalloy melting.

 . 4., ;In ;the late 1960's, .
     there was a great short-
     age! pf primary .nickel-..
     Stainless- steel meltara,
     desperate 'for nickel •
     supplies;- 1 earned jho«.
     to use Superalloy .sccap ;•.
     as .nickel and.chromluB
     Inputs in stainless
     steel melting.,

 3.  • Continued -development .by••>•
     Superalloy iwlters and
     recycling Industry on-
     methods to Increase .-re-
     cycling of Superalloy .
     scrap Is desirable.
                (1) Problems adversely  affect  economics  or .practices  of  recycllngubut- the, effect- In
                   terms of amount cannot-be  measured.-.This  situation-Is considered :an-indirect
                   etiect.                                                   .-••'•

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                                       41
        TABLE 18.   EVALUATION OF PROBLEMS INVOLVED IN RECYCLING OF NICKEL
Criteria- and Scores • '.'.




Electroplating
Products
Low Alloy Steel
Cast Iron
Copper-base Alloys
Customer Prejudices
Alloy Separation
Conservation of
Resources Other .
Than Nickel
Solution of
Problem Will
improve .•'*
Environment v
(10)
4

4
4
. : 4 ...
0
5
10


' Solution of "'.
Problem Will
Conserve
Natural „.
'Resources
(5)
5

5
4
4
3
4
5


." *•" ", '•

Ease of/.;
Solution^ '
(5)
0

0
3
- 3 - -..
5
" "- 2. .
2

' ." .- "•'

>-'""' i - ' •-
' lcores<3>

: 9

9
•'"•• 11-
, : :• 11 -"
-\ ,..-. 6
-.-'•;• . ^-11 '- '-
17


(1)  First criterion is considered most important and is assigned maximum score
     of 10.                                             '•'.-''•'•'
(2)  Other two criteria are considered less important and are assigned maximum*
     scores of 5 each.
(3)  The higher the total score, the more attractive the problem is for  further
     action.                                 ,..    '                          :  '
                               Recommended Actions
          In the above, all problems, were separated Into the following categories:
          (1)  Highest priority for action    ..

          (2)  Low priority for action         .             ''.!''

          (3)  Worthy of Immediate high priority consideration without 'screening.

          Highest priority ideas are those which are so  Important  that  tHe public,

besides the nickel recycling industry, would have interest  in ttfeir solution.

Consequently, these problems are Important enough to be  acted upon;by EPA.  These

problems with their recommended actions for solution are shown .in  Table 19.

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                                                                                                                                                                    . -^^//.^-i^i^^'iri^K^'t!^/
       TABLE  19.   RECOMffiNDEp ACTIONS, HIGH PRIORITY NICKEL  '.-.
                   AHD NICKELALLOY PROBLEMS
 Title
RECOMMENDED
'ACTIONS
SPECIFIC
                                         Conservation of Resource*
                                           ' Other Than Hickel '.  '
An investigation should be undertaken to
determine what  elements and how much  of
other elements  are being 'lost during  the *
recycling of  superalloy.  r'        *
                            EEA/NASMI
                            1.  Form a commit tee representing the
                                               •'  '  '   "• .....    ''"
                                •  Klckel processors           .     •«'
                                •  Secondary nlcluil smelters      -     •'•-..
                                •'  Y*';si?» BSl^f *'c£* syj??Kf?is*!! •   '-•••'''"

                             ?•  T^e committee should discuss and analyze
                          .-  ' '  wtiy superailpy scrap is being riscycled1  .
                          .      Into less exotic materials ' s'ucfi'as '"'
                                **•'•.• T-:- :a 'fy^vT* -yi-i • >KJ T * » - •   r. --,-.--- - f, > -y r.' ; .— ;:•. *•; -y ~^,ff. ^~',-'---l$«-i.->!-.'\: C*Z;3? •-
 (1)  The responsibility  for  recommended actions shown  in this table are
   ''  based on importance' of  the actloiSj' benefit t6- tfie- taxpayers,!"andr'   '
     i>ppo«is?-sif?'for %§l^r TT^s? SFf ysrtfIj'48^f?li";°"rSfSFt}if •  v
 (2)  Recommended actions were distributed between-high priority and lower
     priority based  on the evaluation with three criteria 1
 (3)  It is suggested that NASMI continue its 'leading role  in recycling,
     recogniiing that other  organisations such 'as the  Bureau of Mines;
     Department of Comoerce, Council of Environmental  Duality, HEW Office
     of" Information, and State, Local, 'and Fediaral Legisiatures"must be
     inyoived. V. '.'"'". '''•'.  '.*' .    . ' ".. ..... ' '"'Y ' *"  ' "'''"•  l '>" " ""'_'_' !.__
                                          43   •                       '•   '


             Lower priority ideas are  those which are important for the recycling

   industry to solve, but which aren't  important enough for full-scale participation

   by the public.  Consequently, these  problems  aren't important enough to be acted

   upon by EPA.  These problems with their recommended actions are shown in Table 20.

             One problem, that of the  lack of  adequate statistical information, is

.   worthy of imm.edi.ate further consideration.  The lack of statistics on the con-

   sumption and recycling of some types of nickel containing products makes accurate

".'  analysis difficult.         .                                   ,

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                                                      44
                    TABLE 20.  RECOMMENDED ACTIONS, LOWER PRIORITY NICKEL ALLOY PROBLEMS
      Title
   Electroplating
      Products
     Low Alloy Steel
       (Obsolete)
     Lov Alloy Steel
       (Industrial)
   RECOMMENDED
   ACTIONS
A brief Investigation
should be made to
determine whether any
recycling of nickel in
electroplated nickel
products is economical-
ly feasible.  If any
potential solutions are
found, action can be
planned at that point.
An investigation should be
made to determine why an
estimated 100 percent of
the nickel in available
nickel alloy steel is not
being recycled.  Part or all
of this may be explained by
reporting errors by the re-
cycling companies, or by
lack of statistics reported
by the U.S. Bureau of Mines.
An investigation should be
made to determine why an
estimated 80 percent of the
nickel in available indus-
trial nickel alloy steel is
not being recycled.  Part
or all of this may be ex-
plained by various report-
ing errors or incomplete
reporting.
   BY WHOM(l)(2)(3)    NASMI/NASMI MEMBERS
                                   ISIS(A)lSIS MEMBERS
                                   ISIS/ISIS MEMBERS
   SPECIFIC
   STEPS
1. Set up a committee
   composed of nickel
   processors and
   nickel smelters.

2. The committee should
   analyze the recycling
   problems pertinent to
   electroplated nickel.

3. The committee should
   determine whether
   there is any way to
   increase recycling
   that is attractive.

4. If anything appears
   to be attractive, the
   committee should recom-
   mend specific steps
   to take in order to
   make recycling feasible.
 1.  Form a committee
    composed of pro-
    cessors.
            *
2. The committee should
   analyze and discuss the
   possible reasons for the
   relatively low recycle
   rate.

3.'The committee should
   discuss with the Bureau
   of Mines why there are
   possible reporting errors.

4. The committee should
   analyze all of the data
   to select the next action.
 1.  Form a  committee
    composed  of  pro-
    cessors.

2. The committee should
   analyze and discuss the
   possible reasons for the
   relatively low recycle
   rate.

3. The committee should
   discuss with the Bureau
   of Mines why there are
   possible reporting errors

4. The committee should
   analyze all of the data
   to select the next
   action.
 (1)   The  responsibility for recommended actions shown in this table are based on importance of the
      action,  benefit to ,the taxpayers, and opportunities for NASMI.  They are the best judgments
      of Battelle.
 (2.   Recommended actions were distributed between high priority and lower priority based on the
      evaluation with three criteria.
.(3)   It is  suggested that NASMI continue its leading role in recycling, recognizing that other
      organizations  such as the Bureau of Mines, Department of Commerce, Council of Environmental
      Quality, HEW Office of Information, and State, Local, and Federal Legislatures must be
      involved.
 (4)   Institute of Scrap Iron and Steel (ISIS).
                                                           *":•' f"
                                                           
-------
                                    44 a
TABL& 20.   RECOMMENDED ACTIONS,-
            (Corit-iriue'd) ___
                                                   ^^
   Title
                           Cast-iron
                                                      •Copper-Base' A5l!loys
RECOMMENDED
ACTIONS
                   An*Tlnve«rtig'atIon"should- be' -
                   made- to'- determine why 'about
                   43 percent- of the nickel • in'
                   available• 'cast' 'Iron- is*:n'ot
                   recycled".
• Ah- investigatIbtf should' be"
- made"' to det'ertnin'e why an
 es t imated' 53" percent of the'
 h'i'ckei' in' copper'-base* alloys.
 'is-  not-' recycled.' -part1'of
• this* erro'fJmay be'i'ex'pi'a'ined
 by* reporting" .error's1 or -incom-
 plete reporting.'
BY WHOM
                                 •MEMBERS'
                                                      NASMi/NASMI'MEMBERS  .
 SPECIFIC
 STEPS
                   1.* Form a •committee
                      composed 6f-"pr6c-'
                      cessors.

                   2.- •Tne"':c'dinmi:tte'e1-should
                    •  analyze'-'and discuss  the -
                      possible' •reason's for "the'
                     "relative'ty low-fe'cycle'
                    ."'rate'.
                       ,'•   .          .
                   3.•' The'' c'ommi-tte'e" sh'ouId
                      discuss with- the' -Bureau
                   •   of  Mihies''why'-'tKere''are '  .
                      possible'-reporting errors.

                   4.' ThV cdmrnit'tee'-'should
                     -analyze all1 df^he"'data-
                      to1  select the next
                    •  action.
  1. Form a  committee
   •  composed  of nickel
     .processors.

 2. The' committee should -"ana-
    lyze .arid-- discussv the'po's-'
    sible reasons 'for the
    relatively.low recycle
    'rate' of hickeF-contain-
    ing copper-base alloys.

 3'. The committee* should' dis-
    cuss' w'itti the'-'Bureau of
    MineV po°s!8ibi;e'ilmis und'er-
    staridihgs" in" 'th'e'  report-
    • Ing" of' ni'ckel-'cbntaining
    1 coppeV-'base.
                                                   4'-'' A- "survey: of the' Recycling •••
                                                      and user 'indusfries; to de-
                                                      termine--whe re 'these' 'alloys
                                                     1 are" used' arid": where they
                                                     ':'might be* ;lostvrshould; be
                                                   •  •" Inlitiiafcied/' :•  - '  "

                                                   5. The committee should'. ana-
                                                      lyre all data to"  select
                                                     :- the- n'ex"t-: act Ions.

-------
                                  44b
TABLE  20.  RECOMMENDED ACTIONS, LOWER PRIORITY NICKEL ALLOY PROBLEMS
            (Continued)
   Title
                     Alloy Separation
                                 Customer Prejudices
RECOMMENDED
ACTIONS
An investigation should be
made to look for improved
methods of nickel alloy
segregation.
Publicity programs should
be undertaken to point
out the advantages of
using recycled materials
over competitive materials.
BY WHOM
   NASMI/NASMI MEMBERS
   NASMI/NASMI MEMBERS
 SPECIFIC
 STEPS
 1. Form a committee
   composed of nickel
   processors.

2. The committee should   *
   analyze the present at-
   tenpts to expedite, and
   to make more accurate,
   the analysis of various
   nickel-base scraps.

3. The committee should
   Investigate new techniques
   in alloy separation.

4. The committee should de-
   termine what future steps
  • are necessary to solve
   the problem.
1. NASMI should continue
   its present publicity
   programs and seminars.

2. NASMI should develop
   specific programs to-
   ward nickel recycling
   in areas where it
   would be most advan-
   tageous.

3. NASMI should retain a
   metallurgical or other
   consultant to assist
   NASMI in finding ways
   to use scrap and to
   Instruct potential
   scrap users in these
   methods.
                                   3v8

-------
                                         45
                           THE STAINLE.S'Sv.S-TEEL. INDUSTRY1

                                             •'•-''•"'  '   ••' -  f.
           Stainless steel,, an alloy  usually'containing'chromium-,  nickel.,  and iron,

is used in a  number of different, end--use markets.  It is, generally''produced by

most, of the large; steel mills that .also  manufacture carbon',, tool,, and  other steels

and  is provided ifn .any .shape :and. in  different .chemical.-compositions:1.'   The U. S..

stainless  steel industry\is,large-and  currently; is^producing,at a rate of about

1 million  ingot tons per: year.-


                    Characteristics of  Nickel Stainless Steels
                                                               ."•      L


           The major types o.f nickel.-stainless;.j,s:teels arer         •

                American Iron and ;Stee 1 Ins-ti.tute (AISI)'. 300;. series
                  or chrome-? nickel-iron alloys•>-

                AISI 200 seriies or, chrome-.nickel-manganese-iron ^alloys.


Nickel-Bearing Stainless Steels


           The AISI- 300 series s.tainless  'steels .are the- .200 series- steels* that also contain, some, nickel *   In these

grades manganese has replaced a portion  of  the.'nickel content:.  For example, the

composition of these-grades, is  about.  18 percent.: chromium', 4..;5  percent nickel,
              t.                                                 .    •          '"
6.5  percent .manganese, and••:the balance ,iron.-..:

           The AISI 400-series, stainless,  steels, contain little;.  if any, nickel.

Consequently j nickel contained-in these  steel's  represents; a-negligible fraction of
                                                       *'^ ;' 1Tk
the  total  amount of nickel being recycled.           *i ? ,f

-------
                                   TABLE 21.   MOST COMMON NICKEL BEARING STAINLESS STEELS
AISI '
Type No.
201
202
301
302
303
304
304L
308L
309
310
316
316L
321
347
Source:
Chromium
16.00-18.00
7.00-19.00
16.00-18.00
17.00-19.00
17.00-19.00
18.00-20.00
18.00-20.00
19.00-21.00
22.00-24.00
24.00-25.00
16.00-18.00
16.00-18.00
17.00-19.00
17.00-19.00
Nickel
3.50- 5.50
4.00- 6.00
6.00- 8.00
S. 00-10. 00
8.00-10.00
8.00-11.00
8.00-11.00
10.00-12.00
12.00-15.00
19.00-22.00
10.00-14.00
10.00-14.00
8.00-11.00
10.00-12.00
U.S. Bureau of Standards, Nickel
Carbon
0.15 max.
0.15 max.
Over 0.08-0
Over 0.06-0
0.15 max.
0.08 max.
0.03 max.
0.03 max.
0.20 max.
0.25 max.
0.10 max.
0.03 max.
0.08 max.
0.08 max.
and Its Alloys.
Manganese
5.50- 7.50
7.50-10.00
.20 2.00 max.
.20 2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
2.00 max.
Samuel J. Rosenburg,
Silicon
1.00 max
1 . 00 max
1.00 max.
1.00 max.
1.00 max.
1.00 max.
1.00 max.
1.00 max.
1.00 max.
1.50 max.
1.00 max.
1.00 max.
1.00 max.
1.00 max.

Sulphur
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.07 min.
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.030 max.
0.030 max.

Phosphorous Other Elements
0.060 max. N 0.25 max.
0.060 max. 0.75 max.
0.045 max.
0.045 max.
S 0.07 min. Zr or Mo 0.060 max
0.045 max.
0.045 max.
0.045 max.
0.045 max.
0.045 max.
0.045 max. . Mo 2.00-3.00
0.045 max.
0.045 max. Ti 6 x C min.
0.045 max. Cb + Ta 8 x C min. -1.25 t?.ax. -

Washington, GPO, 1968.

-------

           •  "    Characteristics of the Stainless  Steel Industry



          The nickel  stainless steel industry  is composed of several different


types of companies: producers of stainless steels, fabricators of stainless   '


steels, and  the  stainless steel recycling industry.   The stainlessvsteel recycling


industry is  discussed in detail in a subsequent section.                  ,.



Material Sources
•-.-..  • : ;   ia: .•. >  '


          The United  States stainless steel  industry relied oh.the following
  '•-         »          ' -^  .'..-?".-   <-*-  «•      *™f*/* -.  ?ttt  '•-

sources for. its  nickel Inputs In 1969:                                        >. •



                                                          Nickel Content
                        -  '  •       .                   (thousands'of  short  tona^  '  .

           ."'-•       • .  '                               ^      -J              ••"•.''
    .Domestic ores :                       -     .       '   .     7;500


      Imported metal  (largely  from Canada)    v ,'-          •  31,958
      "».. ...  if -••'."   '.-.-'    -'•--    '           '                  '        '-..-'-

      Recycled Materials    .                                                     •
      :'•••' -.!•• ,i.«'. .-i-.. •  .    .  ,  •                                            • •' •  .
           Stainless  steel .scrap                              32,600
           " -.-rli''!?-..  '•.."••"..• '• •-. >.-L-   '                              *               . .  • .
           Superalloy and nickel-base  scrap                    17,742


           TOTAL NICKEL CONTAINED IN       '•'  '    :'.   ;      89,800
             DOMESTIC"PRODUCTION OF STEEL                           ^



      Source:  Battelle-Columbus estimates,  U.S. Bureau of Mines,  Minerals  Yearbooks,
         •      '^Nickel" and' "Iron and Steel  Scrap" chapters                 '•> •'.': ''"'.'
 . -          ..-•''•'            •'•.".                        -i                 .  • • '


Materials  Flow



           Figure 4 shows the- amounts  of refined nickel  metal  from foreign  and


domestic  producers and of  recycled nickel contained-in  stainless  steel  and in
    .-     .  . - -               ••.   ••"-""»>

superalloy and other nickel-base scrap,

-------
                                                                                                                                       49
                                                                                                Stainless Steel Producers
EC O)
£• *
3 ft
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rl (D
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a m
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       (0
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at :
                                        917
                                                                                                          The largest stainless steel producers are the following:

                                                                                                                         Allegheny-Ludlum Steel Corporation
                                                                                                                         U. S. Steel Corporation
                                                                                                                         Republic Steel Corporation
                                                                                                                         Armco Steel Corporation
                                                                                                                         Easco Corporation
                                                                                                                         Crucible Steel Corporation
                                                                                                                         Jones and Laughlin Steel Corporation

                                                                                                          Smaller, but Important producers of stainless steel are the following:

                                                                                                                         Carpenter Technology Corporation
                                                                                                                         Washington Steel Corporation
                                                                                                                         Jessop Steel Company
                                                                                                                         Joslyn Manufacturing and Supply Company
                                                                                                Production


                                                                                                          The production of nickel stainless steels has grown about 7 percent per

                                                                                                year since  their  introduction in the 1920's.  Table 22 shows the ingot production

                                                                                                of  the more popular grades of nickel containing stainless steels in recent years.

                                                                                                Note that production of nickel stainless steels has remained relatively constant

                                                                                                in  the last six years.


                                                                                                                          Markets  for Stainless Steels


                                                                                                          Stainless steels are used  In virtually every industrial, public, or

                                                                                                private  sector of the  economy.  Due  to its  low cost relative to its advantages,

                                                                                                e.g., corrosion resistance, appearance, and strength, as compared to other

                                                                                                standard materials of  construction,  the growth in  stainless steel usage has been

                                                                                                steady and  rapid.


                                                                                                Histori gal  Markets


                                                                                                           In  1934, the principal applications  for  nickel containing stainless


                                                                                                                                            063

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                                                                                                                                     51                               '  -'••



                                                                                              steels  were for building'trim, household cooking utensils,-marine fittings, auto-


                                                                                              mobile  hardware and fittings, power equipment, military equipment, turbine blading,


                                                                                             ..chemical  apparatus, and miscellaneous parts and trim in outdoor equipment.  Today,


                                                                                              many of the applications have remained the same and have, grown in size with their


                                                                                              respective Industries.   However, new applications have been  found either by


                                                                                              replacing another material, e.g., stainless steel replacing  chrome-nickel plated


                                                                                              steel consumer products, or by developing totally new applications in.new fields,


                                                                                              e.g., nuclear, petrochemical, and aerospace.
          Base prices for various stainless  steel  alloys  and stainless steel


shapes are shown In Table 23.  Cold rolled sheet and strip,  which accounts for


over 50 percent of sales, costs $0.54  to  $0.5825 per pound for ordinary 18 per-


cent chrome-8 percent nickel varieties', and  $0.78  to $0.935 per pound for more


highly alloyed forms of stainless.  The AISI 200 series,  often a competitor to

     '..'•    •'.'"•   '•. ....':'.'  -' .-•.i  .   -:n  ','  --  '<}'• •'•  " •' '"  "'•''"'  •'•• -   •
the 300 series, are about $6.125  to $0.1325  per pound cheaper than their 300


series counterpart.


          Table 24 gives a historical  picture of prices for AISI 304 stainless


steel sheet.  As shown, prices of stainless  have  fluctuated to a small degree


over the  last six years, but remained  essentially  constant to October, 1969.  .


At that point, base prices rose considerably from  $0.48 to $0.5825 per pound by


January,  1970..  However, i-t might be added  that discounts have b'eeri common for


the past  several' years.        x                        -             •



Use Patterns                                       .



           The domestic  shipments  of stainless steel by major market classification


are given in Table  25.  Steel  service  centers and  warehouses take the largest

-------
                                          52


amounts  of stainless  steel.  These  companies purchase relatively large quantities


from  steel producers  and process  it to fill small  orders by  cutting, coating,


polishing, etc.  Other large markets for stainless steel are with original  equip-


ment  manufacturers, e.g., automotive, aircraft,  and consumer durables.  Other

markets  include export,  construction, transportation, and steel  for conversion.
               TABLE 23.  PRICE FOR TYPICAL ALI.OYS AND SHAPES OF STAINLESS STEEL
                                  AS OF DECEMBER 24,  1970


 Base price, cents per pound, f.o.b. mill.
Produce
Billets, forging
Bars , s true tures
Plates
Sheets
Strip, hot- rolled
Strip, cold-rolled
Wire, cold- finished
Red, hot-rolled
201
38.00
52.25
41.75
48.75
36.00
48.75
49.75
...
202
41
56
39
53
39
53
54
46
.50
.75
.50
.75
.00
.75
.00
.25
301
43.25
66.50
51.75
54.00
37.25
54.00
63.75
60.50
302
46.25
71.00
55.50
58.25
40.50
58.25
68.00
65.00
303
48.
74.
69.
56.
--
56.
71.
68.
50
50
75
75
-
75
50
25
304
46.25
71.00
55.50
58.25
40.50
58.25
68.00
65.00
316
63.25
97.25
84.75
89.50
62.50
89.50
93.25
93.00
321
56.50
86.75
75.75
78.00
53.50
78.00
83.00
79.00
347
61.50
94.25
86.75
93.50
63.50
93.50
90.25
85.25
 Source:  iron Age, for date specified in Table.
           TABLE 24.  HISTORICAL PRICE BEHAVIOR OF STAINLESS STEEL BASE PRICE,
                              304 STAINLESS STEEL SHEET

                            (Cents per pound, f.o.b. mill)
Month
January
February
March
April
May
June
July
August
September
October
November
December
Average
1963
48.00
48.00
48.00
48.00
48.00
48.00
48.00
45.25
45.25
41.75
41.75
41.75
45.97
1964
41.75
41.75
41.75
42.50
42.50
42.50
42.50
42.50
42.50
42.50
42.50
42.50
42.31
1965
42.50
42.50
42.50
42.50
42.50
42.50
42.50
39.00
39.00
39.00
39.00
39.00
41.04
1966
39.00
39.00
39.00
39.00
39.00
39.00
39.00
39.00
39.00
39.00
41.75
41.75
39.45
1967
41.75
41.75
41.75
41.75
41.75
41.75
41.75
41.75
41.75
44.00
44.00
44.00
42.31
1968
44.00
44.00
44.00
44.00
44.00
44.00
44.00
45.50
45.50
45.50
45.50
45.50
44.625
1969
45.50
45.75
45.75
45.75
45.75
48.00
48.00
48.00
48.00
55.50
55.50
58.25
49.15
       Source:  Iron Age> for date specified in Table.
                                                         *~\ "— --u
                                                         Jeb

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                                   53.
       TABLE 25.  DOMESTIC SHIPMENTS  OF STAINLESS STEELS BY AISI
                      MARKET CLASSIFICATION,  1969
              Market Classification                •      -Net Short Tons

 (1)   Steel for conversion    .              .   ,. ''.r..',','.  .  81,133  ,j.v.;
 (2)   Forging              .•••:;•    .  -;.  .:••'-   20,659. .'f*
 (3)   Fasteners     .       .-•           "" ,. .'  .^.,": ..'.''^ _ '•', ••' 18,964;^ •&
 (4)   Service centers                     :•"-'   '• •  '•'•'•  S  •'"'  '373,701  '-';
 (5)   .Construction   ,  :..                        ..            5,236
 (6)   Contractors' products            '                •  '   -  26,138
 (7)   Automotive                       ,           ..,.    ,.:.  "123,277.
 •(8)   Railroad,:                                           .     '3,852
 (9)   Shipbuilding                                             2,226
(10)   Aircraft.,.,  -      ;                                     11,163
(11)   ;0il. and gas drilling  ,,..;.,,- ^                    ..     558
(12)   Mining, quarrying, and  lumbering                        .  420
(13)   Agricultural, <•   -  ..  .... .< v^-".   .'•:;:,•":'-              :;1,^73
(14)   Machinery, industrial,..equipment,-..-and tools            61,331
(15)   Electrical machinery and equipment                   .  20,703
(16)   Appliances, utensils,, and  cutlery ..^.t-                 54,448  .
(17)   Other domestic and-commercial equipment.. ,              21,1'94
(18)   Container packaging  and  shipping materials              5,295
(19)   Ordnance and other military                            .2,589
(20)   Expprt:   ..                                      .      41,182
(21)   Nonclassified                                          "22,603

 . -   .TOTAL      ••-         • ---    -         -  -       -•••- •  -'898,145-

Source: American Iron  and  Steel  Institute, Annual Statistical Reports.
                                       257

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                                       54


         ..Within single end-user markets, the major markets for stainless steel

in 1969 were as follows:                                      •
    SIC
   Number         .  .  .     Ma lor Markets

   346131      Automotive hubcaps
   3722        Aircraft engines
   3300  '      On-site construction
   3452  .      Fasteners, e.g., bolts, rivets, screws
   3461        Home and hospital utensils
   342915"-   Automotive hardware
   3623        Welding, electrodes
   34294       Builder's hardware
   3431        Metal plumbing fixtures
   14644 .      Chemical process equipment

   Source:  Battelie-Columbus Estimates.
Approximate Stainless
  Steel Consumption
    fShort TonsV'

       40,000
       25,000
       25,000
       25,000
       20,000
       '20,000
       15,000
       15,000
       10,000
       10,000
          Although the domestic stainless steel industry has remained relatively

stagnant In recent years (see Table 22), imported stainless steel products have

grown rapidly to supply the growing domestic demand for these steels.  For example,

imported stainless steels have grown from 79,762 short tons in 1964 to about

175,000 short tons in 1969 (see Table 26).   Domestic exports of stainless steel

have declined in the same time period.   At  present, imports represent about 20 peff-

cent of all stainless steel sold in the United States.


       TABLE 26.  DOMESTIC TRADE BALANCE. IN STAINLESS STEEL MILL PRODUCTS


Year
1964
1965
1966
1967
1968
1969
Foreign
Steel Imports
(Short Tons)
79.762
113,480
137,394
149,354
174,062
175,000
Domestic
Steel Exports
(Short Tons)
74,456
54,252
55,519
65,625
52,668
41,182

Net Imports
(Short Tons)
5,306
59,228
81,875
83,729
121,394
134,000
       Source:   American Iron and Steel Institute,
                Annual Statistical Reports.
                                             058
                                                                               55>
          In addition to the above, an immeasurable amount of stainless steel is

being imported as a part in a final product.  Japanese cutlery, for example, is

currently Imported.in large quantities and is estimated to have more than.33 per-

cent of the total domestic market.

          Consequently, due to the rising amounts of imports, there should be

ample amounts of scrap available for recycling In the future.  However, since the

domestic stainless steel industry isn't growing with domestic stainless steel

demand, a surplus of stainless steel scrap may be forthcoming.


 Market Outlook


           Battelle-Columbus estimates  that  the  annual growth rate for  stainless

steel will be about 4.5 percent  per year In  the  foreseeable future.



                      THE STAINLESS STEEL RECYCLING  INDUSTRY


           The stainless steel recycling industry consists of brokers,  dealer/

 processors, and ingot makers.  Generally,  In the processing of stainless  scrap,

 many of the above functions are carried out by  the  same company.   The  Industry

 purchases new scrap from industrial fabricators and obsolete scrap from dis-

 mantle ra of old machines, plants, etc.; segregates  and otherwise processes it

 into a product suitable for steel melts.  In some cases, scrap is melted down

 and sold with a guaranteed analysis.


                 Characteristics of Stainless Steel Scrap Materials


           Major types of stainless steel scrap are given In Table 27.   Although

 stainless scrap material is sold by specification only, dealer/processors give
                                                                                                                                                ass

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                                                                                          I .
                              TABLE, 2.7.  NA.SMI  SPECIFICATIONS. FOR STAINLESS. STEEL SCRAP
      ,i                      .                    STAINLESS  STEEL SCRAP
       (             •       ...                   -..:;.-- ,~.-~-.~-J*",f.•.•:.-.-..;:•.
      I I                     .                                      '   '
 18-8 sjt.ainless  steel scrap, shall consj.st.of c I.e. an scrap, cqntaini.ng^ a, minimum of 7%  nickel., 1670 chromiuni and
 have a', maximum of 0.50% molybdenum, 0.50% copper, 0.045% phosphorous, .ond,p.03|i sulphur, and otherwise free: of <
 harmful contaminants'.  .Material to. bej prepared to 'individual consumer's^ specifications.

       I      .      "   :   •   -^ ' ' •f  • * ..:-""'     ' STAINLESS  SjTEEL; CASTINGS   ;:  '    •'
     :  !      •••    • ...  •'••      .'. -;.  '   - '••     ...;""'-:''•''  "-••••-r-J-"~;.;- •  • •   •    .     .,    •.    '
 Stainless, ste.el castings,, .submit '.analysis, ,sizrc of-/pieces,  and' p.hysi,catl,* description.  - „• .V •     '

 '   ;' i'!:-': .•-..... .'•'-  ••''  r-H^"..- : ,v.."'  •  """   '."••  STAINLESS  STEEL. TURNINGS-  •_  '   •   •...',.;•   '     -  :  .

 18-8 turnings,  machine, shpp grade for' dir.ect 'mi;l-l- delivery. shall; ;contain a. minj.nium, of 7% nickel and...1:6%
 chromium .and  be free .of/ajl. nonferroys metals., .nonmetallics, eKcessiye, ir.on,  oi'lj 'and harmful contaminants.

                                 .     . SHORT OR- CRUSHED..STAINLESS' STEEL TURNINGS   -        .- ...  .  '  .  '.

 Crushed or. s.hort turnings  to conform,.ch.emi;cal;ly^ to. the.machine, shop grade speci.ficatipns.

       '                            • "         11-14% CHROME- STAINLESS SCRAP,
       i                     •            '                                 . ' ,                            •
 Straight  chrcimc stainl,esTsA scrap; shall, contain 11-147.,  chrome., phpsphor,o,us  and.;s.ul.p.hu'r 0..037,, maximum,  and. shol 1
 not contain over 0.50% nl.qkeL  and othciylse.be tree. from,.harmful cpntaminants,   Material, to, be 'prepare.iJ to
 Individual- consumer.'s specificati.pns;.  •                                                t
       i                   '           ' ..   "     .           '           '..'*..'
       !                 •'..''.            .14-^18% CHROME  STAINTESS" SCRAP        .         '   .
 Straight  chrome- stainless,, scrap shall;  contain. 14-18%  chr.ome, phospprous  and sulphur.. 0.03% maximum,  and shall
 not contain over 0.50% nickel, and. otherwise be, free fr.om, harmful contaminants."  Material to be. prepared, to
 Individual- consumer's sped ficcitipns.^           .   .                                  .  ,
                                                          BATTERIES
 To be spl.d by  type and to be: free of. cr.ates  and liquid;.                         .      .

                                                   H.IGH-NT.CK-EL SCRAP,

 Shall; consist  of nickel-.ste.el  bilie.t, bl.qom,  bar crops,,  or,, other shapes, o.f. similar section find .equal  grade,
 not pye.r 0.04; percent of phosRliorpus. or; sulphur., between 3 percent and. 3. 5-. per cent of,  nickel (lower, or .'-higher
 in nickel  content to be duly, cpnside.rjed.) ,  fr.ee fr(om. pthe.ri/a.lloys.   Mus,t  be cle^n. material.   Size of matcriol
 to, be agreed, upon, between, buyer, snd seller.      ,                                       :

                                                 NO. 1 CHROMtllMr.NTCKEL         -   •...•-.;,•           ..

 Shall consist  of chr.pmium-.nicke]  s.tee.l  billet,, bl-opm, bar cr.op,  or, other shapes, of similar section  an.d. ecjual
 gr.ado, not  over 0.0''i percent  o,f phpspho.rous  or sulphiir,  between  3 and. 3.5 percent o.f nickol (lower, or  higher
 nickel, con.tent to be duly cons.ld.er.eil.)...,.  no,t oye.r 0.5 percent of- chroinium,  fra.e. fr.om other  alloys.  Must  be
• clean ma.terial.   Sisc of- ma.terial to .be  agreed upon betwecp buyer and'seller,.

;    '        .      '"    • .               '    .       NO. 2. C
 Shall consist  of chromijUtii-ni-ckel st.oe.l bille.t,  bl.oom, bar  crops,  or. other  s_hapcs o.f similar  suction and  cqr.;ri
 grade, np,t  over 0.04 pprce.nt  o,f.. plioJiphor.ojjs,. or  suJ.pluir, between. 1.5. and  2 . 5, .percent of  nickol  (lov.u;r or  hi.^l^'i:
 nickel conte.nt to be duly  consiclci'ed)' , between  0.5 and 1 percent  of chr.pmium,  free fr.om o.iher  alloys.  Musi:  be
 •clean '.ma.l.eria,! .   Size of material to. be. agreed, upon between  buyer and seller.
                                        .            <1-L- ST.F.F.L TURN'T.NGS '•  • '  '   ,  •   '   .-       .   .

                                                 ;                                      '•                           •«!
 Shall consis,t..,of; hfia.vy short  first-.cut turnings from nicke;!^ steel  forgings .   Nlcke.l and chromium content  to  he-
 specified  on ench indiv.i-djua.l  s.ale..   To. weigh  no,! less tlin.n  7-5 pounds per cubic foot.  .To be  free from dirt .1;.-;.'.
 other foreign materials.                                                 •
 Spurc*:  NASJ«, Circular. NF-66.

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                                       57  -. -   -        —              -    	


particular attention to the separation of molybdenum-containing grades, e.g.,

AISI 316, from nonmolybdenunrcontaining grades, e.g., AISI 304 and 301.


                     Characteristics of the Stainless"Steel
                           - Scrap Recycling Industry


          Stainless steel scrap is purchased from scrap generators, processed

and segregated, and sold to a user of stainless steel scrap—usually a stainless

steel mill.  Unlike many materials which can be easily identified, e.g., brass by

color tests, carbon steel by magnetic means, a stainless steel processor generally

is forced to use more costly, processing.  A stainless steel processor generally

uses more costly testing techniques, Including spark and acid testing, to properly

identify and segregate various grades of stainless steel from similar materials.

          Stainless steel scrap is often generated in the form of machine chips

and turnings.  Processors have procured relatively expensive forms of equipment

to crush, degrease, and otherwise process machine turnings.  Since ordinary or

nonmolybdenum stainless steel machine turnings can be "contaminated" with molyb-

denum containing stainless steels, processors generally melt down a representative

sample of a lot of machine turnings and determine its chemical composition by

spectroscopic and x-ray methods.  The chips and turnings can be sold "as is" or

melted down in electric furnaces to an ingot  form with a known composition.

          Stainless steel scrap consumers are generally stainless steel mills and

steel foundries.  These mills, which can use up to 100 percent of total heat weight

in scrap, charge, stainless scrap along with primary nickel, carbon steel scrap,

and ferrochromium.  The economics of using stainless steel scrap ie closely linked

to the price and analysis of scrap versus that of primary materials.

-------
                                       58
Materials Sources
                                                                                      .-'  .  Jf.
          Sources of nickel inputs come from primary nickel received from

domestic and foreign sources and from recycled sources, in the form of both prompt

Industrial and obsolete scrap.  The amount of nickel.Inputs coming from various

sources is shown In Table 28.                                                .  ...



         TABLE 28.  SOURCES OF RECYCLED NICKEL CONTAINING MATERIALS, 1969
Material
Stainless scrap
Other scrap (including superalloy,
ferroalloys, and other high nickel
containing materials)
TOTAL
' Average •
Nickel Content,
Percent
"•• io ' '•--•'
50- : •

Short Tons
of Scrap
'326VOOO
35,484
361.484
       Battelle-Columbus estimates.


                 Markets for Recycled Nickel Stainless Steel Scrap


           The historical markets for recycled stainless steel scrap are:

 (1) stainless steel mills, (2) stainless steel foundries, and (3) cast iron and

 other miscellaneous uses.  Stainless steel mills are by far the most Important

 consumers of stainless steel scrap and other .nickel-containing materials.

 Stainless steel foundries, other than those captlvely owned by stainless steel

 mills, are relatively minor consumers of stainless steel scrap materials.
                                                                                                                                          59
                                                                                                   Historical Markets-'
      -...'  Table  29 gives  the recent history of  the  role of  recycled nickel stainless

steel  scrap  in stainless  steel  ingot production.  As shown, purchased or recycled

scrap  represented from  19to 23 percent of total nickel Inputs used.in stainless

steel  production from I960 to 1968.  However, In 1969, recycled scrap represented

about  33 percent of  the total nickel inputs used in stainless steel,production.
                                                                                                               -TABLE 29.   RECYCLED NICKEL STAINLESS SCRAP CONSUMPTION
                                                                                                                .   :         IN THE UNITED STATES,  1961-1969
                                                                                                           Estimated Purchased,Nickel
                                                                                                            Stainless Scrap Consumed
                                                                                                           (Thousands'of Short Tons')
                                         Estimated
                                        Total Nickel
                                       Consumption .for...
                                      Stainless  Steels1  '
  Nickel Content
   in Purchased
Stainless Scrap,as
Year
1961
1962
1963
1964
1965
1966
1967
1968
1969
Total
Weight11'
143
142
174
209
204
267
232
224
326
Nickel Content
14
14
17
21
20
27
23
22
33
.(Thousands of
Short Tons)
74
70
81
101
101
119
100
97
102
Nickel Consumption
in Stainless Steel
19
20
21
21
20
23
23
23
33
'(!•)'  Equal  to. 0.7  tines  (total  scrap  consumption -  receipts,  as reported by
     U. S.  Bureau  of Mines).
 (2)  Equal  to 0.10 times'(total  ingot production of AISI 200  and 300 series  ,
     stainless steels.)

 Source:   U.S. Bureau  of  Mines,  Minerals Yearbook. "Nickel" and "Iron and Steel
          Scrap" chapters,  and Battelle-Columbus estimates.
                                                092
                                                                                                                                          G33

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                                                                                                                         ' .• i. -. — '.*»;?«, •
                                                                                                                         ""-"''
S

                          >«•<
     !«•«
  .<*«•<
t»i
 394
                                                                                              395

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      i^

                                         ' •'*'   -'       '"'"  "•• '   •    "  '•         "'"-  •-"-•    '-'     '
                                                                                               & .^M^&lc^i^Si^^a^ :;«t^S^a^&^
      ; TABLE 31. . PRICE RAHGES FOR SELECTED NICKEL STAINliSS SCRAP. PRODUCTS ,,


                                      Per Cross TToh)
 •="• ."• '.-4-'-.4 _>;• -.|V.  .-_-„  .'"_  ,-,i f'-.- fiMBrchily' - i:'june:;. tt , c August'31, ^j January.. 4,
     '  '•"'"Scrap*type '."'.'          '    ;i97b'  • • •"'ftTO"-'   7/51970''.'   .^''1971 '
 IS'Chrome^S nickel bundles/solids   385-395   -385-400  *
                     :    ..
  18 Chrome- 8 nickel  turnings
                                            .
                                    300^310   .'285r300    23Qr240
;   ,270-280

   160-170
•Source:  1 ran Age.  for • datrea-«peclfled-dnrTahle.
                                    •
                            /vRecv'c l~tng' J m^ufl try'- Data  ;";.''"''
           'A^'survey of  the recycling industry', developed; data to. provide  a. prof lie

 'of -the in'dustry!Tand  the" companies comprising the: Industry.  V The: General Report,

V'Vbliime" I,'vgives'many~ of these- data, i Information concerning !tbe stainless steels

Portion of the ^industry "are:-given-below.           ..v               5,

           : The average  recycler;'of -stainless ^teels:;comparesiwith  the-.-ave.rage

-'riecycler'of 'all: commodities ras'follows:*           -' ;  .  .           ?i.
                             A Average"   •'•*•• •-  ^«;,«.
                           "Investment in          '.-Average
                                    nd ';*  v.**'' ?>!Nuiiiber.'i'o£
                                                                    /...Average
                                                                     Inyes tment
 Stainless Steels
                            '$1)419(660
                                                                     , ,33;400
                                                                    ./ 20,800
         '•'Figure  5  shows'the variation, in size by census region of/.stainless

 steel'processors.•  There"isiapparently no correlation'with-population density,

-.degree of Industrialization;'and other .common regional indicators.
                                                                                                                                                                              752.Z
                                                                                               . .Note;-. All .figures in net  \
                                     -  I, ..^New.Enqlpnd      4.  Eo»t North Cenlrol    .7.   West South Central
                                     ,1 2.yMiddle,,Atlontie    „ S. ^s|VsSouth'u:-
 * '.Extensive' survey  data.
                                                   396
                                                                                                                                          097

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                                       63
                          • Materials F^ow Pattern for
                        Nickel Stainless Steel Recycling
          Table 32 gives Battelle-Columbus estimates concerning nickel stainless

steel scrap recycling in 1969.  Many simplifying assumptions were made so th'at

construction of this table could be possible.  The assumptions, sources, and

methodology used are included as footnotes of the table.  Figure 6 shows these

estimates in a flow diagram.

          As shown, about, 88 percent of the total nickel stainless steel available

for recycling (industrial and obsolete scrap) is apparently being recycled.  Most

of the stainless is returned to the steel mill; however, some of it is sent to
                \                               •                   .    •'
iron and steel foundries, and, some of i,t la exported overseas, largely to Japan,

Sweden, and Italy.


                             Demand/Supply Analvaia


          To show what can be expected in the future for nickel stainless steel

recycling, an analysis of expected future demand and supply is made in this

section.
          U. S. demand for recycled nickel stainless steel In 1969, 1974, and 1979

is  forecast as follows:
                                     Demand for Recycled
                                    Nickel Stainless Steel
                                          (Short Tons>
1969
1974
1979
326,000
357,000
445,000 '•
                                                                                                                                          64
                                                                                                                       TABLE 32.   STAINLESS  SCRAP  RECYCLING,  1969
Source and Type of Scrap
Aerospace and Power
Industrial
Obsolete
Construction and Machinery
Industrial
Obsolete
Consumer Products*
Industrial
Obsolete
Automotive
Industrial
Obsolete
Chemical, Petrochemical,
and Marine
Industrial
Obsolete
All Other Stainless
Products
Industrial
Obsolete
TOTAL INDUSTRIAL
TOTAL OBSOLETE AND/OR
EXPORTED
GRAND TOTAL
TOTAL NOT RECYCLED
Stainless Steel
Available for
Recycling^)
(Thousands of
Short Tons)

20.6
36 . 8

39.5
5.8

45.9
58.4

31.2
58.2


29.9
20.3


52.4
30.4
219.5
209.9

429.4
Not Applicable
Stainless Steel Percent
Recycled (2) . Recycled

20.6
n.a. .

39.5
n.a.

45.9
n.a.

31.2
n.a.


29.9
n.a.


52.4
n.a.
219,5
158.9

378.4
51.0

v 100
•

v 100
--

y~ 100
-• '

v»100
"


w.100
--


-v» 100
—
v*\ 100
76

88

                                                                                                    Note: Footnotes are listed on the following page.
                                                                                                                                                 C99

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                                                     .-.-•/.,. ^'^.-ti-'^Xv^-W;. £-.-'.. '.'-,, %,'.\w--~--1*.-'.^'*''>"• *' •
                                                     :3^,-^i«v^?!iita^Vi:;.^i»"^«s4l4i^-MpJ^?A^%1;
                                         65
                              FOOTNOTES TO TABLE 32:
                                                                                                                                                   66
                                                                                                                                                                               . .;•• L ',.$$#-1*r iv'i'H: ''
                                                                                                                                                                               f «&vT.^r»-.vi-.-^t v«n;ii^lt'j»^£ '-1.
(1)   The sources for scraps were calculated in the  following way:
          scrap
for Industry. A .
                               2
                                   • ••
                                                    shlpBents to industry A -
                                                        "~          •..*.
          Obsolete scrap was  calculated from estimated  life cycles and the con-
     sumption of nickel stainless  steel that number  of  years 'prior to 1969.'  'The:
    'life cycles used',* and'the years for which constmytlon- data "were 'obtained— '-,
     are as follows:
                                           •  .       Years  of Hickel Stainless
                                                     *SteelJConsumption -Used"
                                          Life         to Calculate Nickel-' •.
                                          Cycle       Stainless Availability

                                           11            '     1958.   '"1''-''"
                                           22                 1947       ,
                                           12                 1957  '" .'  -
                                           12                 1957      . ; n;.
                                           t2                 1957
                                           20                 1949
     Aerospace and power
     Construction'and machinery
     Consumer products
     Automotive   .-• •'• •
     Chemical', • petroleum, and marines
     AIT other stainless products '   >
(2)   (a)  Industrial scrap Is essentially 100 percent recycled.  That.which is.
     1   •• hot ;is. estimated at a  fraction of*l' percent.  •  -'-\ ••       -    "^   :

     (b)  Sources for recycled obsolete scrap could not be determined  with any
        1  degree of accuracy-due to, "complete rlack.-of statistics "in  this  area.
          Total amount of-obsolete  scrap was calculated,by the following       '
          equation:          -         .-.''" •:   f  "•       •   r  .  .   ,•


          „.   ,               .  .   Grand total scrap purchased less estimated'
          Obsolete scrap recycled = indugtnal >crap generated less'scrap exports.


(3)   All exports assumed to be either industrial or obsolete scrap.
                                                                                                    Prompt
                                                                                                  Industrial
                                                                                                                                 Note: "All.quantities in short tons
                                                                                                                                 »*-??  of'nickel.stoinless steel-
                                                                                                      !i!ili!:i;l!!i=!=i=ij:S?SS$;:S:SS^
                                                                                                      ::429:40Oii:$: 5I.OOO  S
                                                                                          ::4?9.40q::£ 51.000  g
                                                                                          	   :=:::::  Not    *'•
 378.4OO

Recycled
                                                                                                                                                                        Steel CoMincs
                                                                                                                                                                          • 22 .'700
                                                                                                                                                                             52,900
                                                                                                                                                                                    Recycled
                                                                                                                                                                                     iNickel
                                                                                                                                                                                    Stoiniess
                                                                                                                                                                                     Market
                                                                                                                 FIGURE  6.   RECYCLED NICKEL  STAINLESS STEEL  FLOW,  1969
                                                                                                       Source:   U.S.  Department  of the Interior,  Bureau of Mines, Minerals Yearbooks.
                                                                                                                "Nickel1!, iind "Iron and Steel Scrap" chapters.  •   .  ; .'.. •'!  .-.',.'

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          By 1974, the Industry should have experienced Che full effect of the

Increase in scrap usage per heat due to greater flexibilities of the new argon-

oxygen melting technology.  Recycled nickel stainless steel demand should increase

from 326 thousand short tons In 1969 to 357 thousand short tons, in 1974, and to

445 thousand short tons In. 1979.                           -


Supply                  •                           .     .


          The future availability of recycled stainless steel scrap, based on the

calculations and methodology presented in calculating total scrap available for

recycling in Table 32, is .given as follows:
                                  Supply of Recycled Nickel
                                   Stainless Steel "Scrap^
                                  	(Short Tons^	
                    1969

                    1974

                    1979
326,000

366,000

434,000
                    (1) Total nickel stainless steel scrap
                        recycled less that exported.
          The above calculations assume that stainless steel imports and scrap

exports will remain about the same in the future as in 1969.


      ysupplv Balance                  '         •          .
          Unlike other metals, e.g., copper and lead, the demand/supply picture

 for stainless steel appears  to be essentially  in balance based on present recovery

 estimates, product life  cycles, and market forecasts.  The future demand/supply

 picture  is expected to be as  follows:
                                                                                                                                         68
                                                                                               Nickel Stainless Steel
                                                                                                    (Short Tons')

Demand
Supply (1)
Surplus (+)
1974
357,000
366,000
9,000
1979
445 , 000
434,000
-11,000
                                                                            (1)   Assume about 50,000 tons of nickel stainless
                                                                                 steel scrap exported in 1974 and 1979.  This
                                                                                 was deducted from  total domestic generation
                                                                                 of scrap  to derive .total domestic supply.
          The surplus and deficit shown are only approximate.  It is assumed that

domestic prices, domestic scrap supplies, or scrap exports will rise or fall so

that a demand/supply balance will be achieved.

          If foreign demands for scrap are larger than in the past, a small

deficit for 1979 will be turned into a much larger one.  This will increase

domestic prices.

          If incentives are different in 1974 and 1979 than as exist today, e.g.,

if recycling is encouraged by new legislation, new technology, etc., Battelle

estimates that only small Increases in stainless, or about a 4 to 5 percent maximum

increase In the recycled nickel supply, steel recycling will result.  Main reasons

are:

       •  All prompt industrial scrap, or about 220,000 short tons, is

          presently being recycled.

       •  Most obsolete scrap (about 75 percent), or about 160,000 short

          tons, Is presently being recycled.
                                                                                                                                             403

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                                .  69
                    .      PROBLEMS THAT DIRECTLY REDUCE            "   -  .
                  THE  RECYCLING OF NICKEL STAINLESS STEEL SCRAP


          Unlike the situation with most other commodities, there are only a

few identifiable problems that directly reduce the amount of nickel stainless

steel that is recycled.*


                                Industrial Scrap


          Prompt industrial nickel stainless steel scrap is about 100 percent

recycled.  Those small amounts that are not represent only a very small fraction.

of one percent.  These are usually'flue.dusts and slags associated with the

melting of stainless steel charges.                        ••-.-.


                                 Obsolete Scrap


          Due,to the lack of statistics, only an aggregate figure for obsolete

scrap recycling can'be determined with,any degree of accuracy.  In this case,

recycling of nickel stainless steel scrap is about 76 percent of the total

amount available.

          Table 33 presents the problems associated with obsolete scrap based on

1969 estimates.  Included are:  (1) problem definition,  (2) tons of nickel   .      .

stainless steel scrap not recycled, (3) percent of- available nickel stainless

steel scrap noj recydled, and (4) problem analyses.                    '-....'


                                      Other


          Other problems that directly effect the recycling of nickel stainless

steel—but which are impossible to measure quantitatively—are legislative problems.
Problems that do not directly reduce the amount of recycling but which are
important due to other reasons are discussed in the next major section of the
report.
                                                                                                                                      70                        ^


                                                                                              Some of the. most important are:  (1) discriminatory subsidies allowed nickel

                                                                                              producers in the form of ore depletion allowances, (2) purchase and sale of

                                                                                              emergency stockpiles primarily include primary nickel producers, "(3) export >

                                                                                              restrictions on.movement of stainless scrap.  All of the above tend to favor -..

                                                                                              use of primary over recycled, other things remaining equal.  If the above    .

                                                                                              problems were resolved,  additional amounts of stainless recycling would result.*
                                                                                               *   See "Report  No.  1,  Summary" for  additional  information of  depletion
                                                                                                   allowances.

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                                           71
              TABLE 33.
                         IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING
                         STAINLESS  STEEL THAT WAS NOT RECYCLED IN 1969
       Title
                                      Obsolete Stainless Steel
PROBLEM DEFINITION
1.  Prompt stainless steel scrap is estimated to be
    about 100 percent recycled.  Obsolete stainless
    steel scrap is only 76 percent recycled.

2.  This problem cannot be broken down further due to
    the lack of adequate statistical Information.

3.  Stainless steel is used in a myriad of different
    applications, e.g., automobile parts and trim,
    aircraft engine components, and appliances and
    cutlery.

4.  Applications where stainless steel is a large part
    of a system are generally recycled, but those
    applications, e.g., cutlery and small appliances,
    where stainless steel is a small part of a system
    are probably not completely recycled.
TONS OF STAINLESS
NOT RECYCLED
              51,000
PERCENT OF AVAILABLE
STAINLESS NOT RECYCLED
PROBLEM ANALYSIS
                            1.  Stainless steel is often a small part of a larger
                                system in consumer appliances and other stainless
                                uses.
                            2.
                                These items are small and generally are discarded
                                to municipal waste after termination of useful life.
                            3.  This seems a promising area to increase recycling.
                                                     4C6
                                                                                                                                          72
                      PROBLEMS THAI DO NOT DIRECTLY REDUCE
                   RECYCLING OF NICKEL STAINLESS STEEL SCRAP


          There is only one problem faced by the stainless steel recycling

industry that has no direct quantitative effects on recycling.  However, it

generally has an economic effect  on the industry or Industry members, or it

has a nuisance effect on the industry.

     (1)  Customer prejudices against recycled materials.


          Table 34 discusses this problem.   Included  are  (1)  titles  and

definitions of problems  (2) effects on recycling,  and (3)  analyses of problems.
                                                                                                                    407

-------
                            73
                                                                                                                              74
 TABLE 34.   IDENTIFICATION AND AHALYSIS  OF. PROBLEMS THAT DO
      'NOT DIRECTLY REDUCE THE'AMOUNT  OF NICKEL  STAINLESS
            STEEL THAT IS RECYCLED, 1969
                                           Customer Prejudices
Title	          •	        Against Scrap
PROBLEM
DEFINITION
EFFECT ON
RECYCLE RATE
PROBLEM
ANALYSIS
1.  Some scrap types, e.g., stain-
    less steel turnings, aren't
    being purchased by some; scrap
    users and are being exported
    overseas to foreign steel
    producers.

2.  Despite good economics of using
    scrap, stainless steel mill's
    sometimes prefer,primary over
    scrap.because (a) it is easier to
    use.primary and (b) 'they, prefer
    to use more.expensive primary, so
    that they are assured-adequate
    nickel supplies during shortages.
    None.   Most of this scrap is
    recycled by. exporting it overseas.
1.  For most applications, stainless
    steel made from recycled scrap
    is not inferior to that made only
    from primary materials.

2.  There ,is a.need for promotional
    and educational efforts that will
    inform buyers and actual users of
    advantages of using recycled
    materials.         -'  .
(1)  Problems adversely affect economics,or practices of
     recycling but the effect in terms of amount cannot be
     ceasured.  This situation is considered an indirect effect.
                                                                                     COURSES OF ACTION CONCERNING
                                                                               RECYCLING OF NICKEL STAINLESS STEEL SCRAP
          This section analyzes what actions EPA,  the recycling industry,

and others should take in resolving problems outlined in the last two sections.


   "  -        • .•-•-..        Selection of Opportunities


          In the above analysis, two problems were delineated:  obsolete nickel
."'"''    "    :          .     •  V."  ••'-"'.           ~-
stainless steel scrap not recycled and customer prejudices against recycled

materials.  From an environmental and conservational point of view, the first

problem is of much higher priority than the second.


                               Recommended Actions


          High priority ideas are those which are  so important that the public,

in addition to the stainless steel recycling industry, would have interest in

their solution.   Consequently,  these problems are  important enough to be acted

upon by EPA.  These problems and their recommended actions are shown in Table 35.

          Lower priority ideas are those that are  important for the recycling

industry to solve, but which are not important enough for full participation by

the public.  Consequently, these problems are not  important enough to be acted

upon by EPA.  These problems with their recommended solutions are shown in Table 36.

          One problem, .that of ^the lack of adequate^ statistical information, is^

worthy of immediate consideration.  The lack of statistics on the consumption and

recycling of some types of nickel stainless steel  makes accurate analysis difficult.
                                      •3GS
                                                                                                                                409

-------
                                 75
                                                                                                                                  76
                                                                                                 TABLE  36.  RECOMMENDED ACTIONS, LOWER STAINLESS STEEL PRIORITY PROBLEMS
          TABLE 35.
                     RECOMMENDED ACTIONS, HIGH PRIORITY
                     STAINLESS  STEEL  PROBLEMS
      Title
RECOMMENDED
ACTIONS
Bt
                               Obsolete Stainless  Steel
An Investigation should be undertaken
to determine why approximately 51,000
tons of nickel stainless steel were
not recycled in 1969.
                                    EPA/NASMI
                      1.   Form • committee representing the
                           following:

SPECIFIC                   •   Stainless  steel processors
STEPS                      •   Stainless  steel fabricators
                           •   Stainless  steel mills

                      2.   The committee should discuss the problem
                           vith other  people knowledgeable In the
                           area of obsolete stainless steel scrap
                           including:

                           •   Municipal  land fill operators
                           •   Small scrap collectors

                      3.   The committee should discuss and analyze
                           why obsolete  stainless steel scrap Is not
                           being recycled.

                      4.   The committee should determine what
                           additional  actions should be taken.

  (1)  The  responsibility  for recommended actions shown in this
      table are based on  Importance of  the action, benefit to the
      taxpayers,  and opportunities for  NASMI.  They are the best
      judgments of Battelle.
  (2)  Recommended actions were distributed between high priority
     ' and  lower priority  based on the evaluation with three
      criteria.
  (3)  It  is suggested that NASMI continue Its leading role in re-
      cycling,  recognizing that other organizations such as the
      Bureau of Mines,  Department of  Commerce, Council of Environ-
      mental Quality, HEW Office of Information,, and State., Local,
      and Federal Legislatures nuat be involved.
                                                                                                    Title
                                                                                                                   Customer  Prejudice
                                                                                                               Against Recycled Material
                                                                                               RECOMMENDED
                                                                                               ACTIONS
     NASMI should undertake a broad publicity
     program to:               •

(1)  Outline the  conservation features of
     using scrap  to the public.

(2)  Help large users of scrap to publicize
     their conservatlonal actions.

(3)  Help small users of scrap with their
     problems so  they will be less reticent
     to use scrap.
                                                                     BY WHOM W (2) (3)
                                                                                                            NASMI/NAEMI  MEMBERS
                                                                     SPECIFIC
                                                                     STEPS
(1)  NASMI should continue its recycle
     prop.rams, conferences, etc., to inform
     the public and promote conservation
     aspects of recycling.

(2)  Furthermore, NASMI should promote
     seminars to discuss new and useful
     techniques of usinp additional  stainless
     scrap inputs in steelmaking.

(3)  NASMI should promote research in methods
     of utilizing hipher amounts of  scrap.
                                                                     (1) The  responsibility for recommended actions shown in this table are based
                                                                        on Importance of the action, benefit to the taxpayers,  and opportunities
                                                                        for  NASMI.  They are the best judgments of Battelle.
                                                                     (2) Recommended actions were distributed between high priority and lower
                                                                        priority based on the evaluation with three criteria.
                                                                     (3) It Is  suggested that NASMI continue its leading role in recycling,
                                                                        recognizing that other organizations such as the Bureau of Mines,
                                                                        Department of Commerce, Council of Environmental Quality,  HEW Office of
                                                                        Information, and State, Local, and Federal Legislatures must be involved.
                                                                                                                                         •5.11

-------
          APPENDIX A
PRINCIPAL PRIMARY NICKEL GRADES

-------
                                      A-l
                                  APPENDIX A








                         PRINCIPAL PRIMARY NICKEL GRADES






          Table  A-l  gives the  types, producers, approximate nickel content, main




uses,  and descriptions  of the  principal grades of primary nickel.

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                                             413
                                                                                                                                      z-v

-------
               APPENDIX B
CONSUMPTION OF NICKEL COOTAHTCHG PRODUCTS
                                                                           -•••  •       '• '•    •••••••"-•••.      •    APPENDIX  B'        •       '    "  ' '









                                                                             :-..•'.          CONSUMPTION OF NICKEL CONTAINING  PRCTOUCTS






                                                                              -     Table B-l  gives, the  consumption pattern  for  the principal nickel-




                                                                          containing low alloy steels.
                                                                                                                     416

-------
                                        B-2
               TABLE B-l.  MARKETS FOR NICKEL-CONTAINING LOU ALLOY STEEL
Type
and Grade
Nickel
2515
Nickel -Chromium
3312
Nickel-Molybdenu
4620
4621
4626
4815
4817
4820
Average Nickel
Content, percent 1965
50.314
3.50
113.915
3.50
i ' 493,096
0.85
0.85
0.85
3.50
3.50
3.50
Nlckel-Chromlum-Molybdenum-Vanadlum 130,878
4335V
1.82
Nickel -Chromtum-Molybdemin 1,656,269
4317
4320
4340
8620
8622
8640
8645
8660
8720
9310
94317
GROUP TOTAL
1.82
1.82
1.82
0.55
0.55
0.55
0.55
0.55
0.55
3.25
0.45
0.77 2,444,472
Total Production,
. abort tona
1966 1967 1968 1969
76,727 35,430 38,948 53,649

102,926 80,055 69,808 78,950

484,126 386,252 370,709 296,845






130.239 182,624 157,452 142,855

1,718,158 1,434,339 1,553,654 1,905,279











2,512,176 2,118,700 2,190,571 2,477,578
Source:  American Iron and Steel Institute, Annual  Statistical Report«.
                                                                                                                                             B-3
                                                                                                              Table B-2  gives  consumption of principal  superalloys In 1969.
                                                                                                               TABLE B-2.   ESTIMATED MARKETS FOR VACUUM-MELTED SUPERALLOYS,
                                                                                                                            BY ALLOY TYPE, 1969
Alloy and Type
Wrought Products
A-286
Incoloy 901
Inconel 718
X-750
Waspaloy
V-57
Rene 41
Inconels 700/702/722
0-700/Astroloy
D-979
Inconel 625
m-102/U-520/Inc. 801
U-500
All other
Total Wrought
Cast Products
Total Weight
Metal Content,
short tons

5,500
5,000
5,000
2,750
2,000
1,000
500
300
300
300
750
150
125
3.250
26,425
7,000
33,425
Nickel Content,
short tons

1,375
2,130
2,750
2,040
1,160
250
280
160
160
135
450
100
69
2.130
13,189
5,500
18,689
           Source:   Battelle-Columbus estimates.

          Table B-3  gives estimated consumption  of nickel in principal nickel-base

nonferrous alloys  In 1969.

                 TABLE B-3.   ESTIMATED PRESENT U.S.  CONSUMPTION OF
                              NICKEL-BASE NONFERROUS ALLOYS
Type
Nickel
Inconel 600
Monel 400
Hastelloy B
Hastelloy C
Incoloy 800
Incoloy 825/Carpenter 20CB-3
Other
TOTAL

Nickel
Content ,
percent
100
76
67
64
56
32
42
50
•« f o
Estimated
Nickel
Consumption
(short tons)
4,000
6,100
10,000
1,900
1,700
4,865
1,700
2.000
32.265


-------
                                       B-4
          Table  B-4  gives  estimated  nickel consumption In principal  copper

>ase alloys  in 1969.
                  TABLE  B-4.   CONSUMPTION OF NICKEL DSED
                              IN COPPER-BASE ALLOYS
           Type of  Product
                                                      Nickel Content
                                                   (thousand short tons)
                                        Scrap
Primary
                                                                          Total
Cupronickel condenser tube, nickel          . .
  silver, and other wrought products     3.3
Cast brasses and bronzes                 0.9^)

     TOTAL                               4.2
                                                            5.9
                                                               (2>
                 9.2 .
                 0.9

                10.1
      Sources:   (1)   Copper Development Association,  Annual Data 1970.
                (2)   This total slightly higher than  that given
                      by U.S.  Bureau of Mines.
          Table B-S gives estimated consumption of nickel in various cast

Lrons in 1969.
                   TABLE B-5.   NICKEL USED IN PRODUCTION OF
                               CAST IRON,  1969
        VOLUME VII


PRECIOUS METALS REPORT
                Type
                                          Short Tons of Nickel Consumed
                                        Scrap '*'     Primary	Total
       Gray Iron •

       Ductile iron

       Ni-Resist/Ni-Hard

           TOTAL
                                        12,700         3,300       16,000

                                         6,000         2,000        8,000

                                           600           300          900

                                        19,300         5,600       24,900
       (1)  Includes revert and recycled scrap.  Recycled scrap accounts for
            about 4,589 s.t. of nickel consumption In cast iron.
       Source:  Battelle estimates.

-------
                                     ill
                                                                                                                                         iv
                                TABLE OF CONTESTS
                                                                                                                          TABLE OF CONTESTS  (Continued)
PRECIOUS METALS RECYCLING.
     Summary .  •  •
          Gold .  .
          Silver .
          Platinum
INTRODUCTION
     Background	
     Objectives	
     Scope 	
     Research Methods	
          Literature Search	
          Extensive Survey 	
          In-depth Survey	
          Analysis and Synthesis 	
     The Gold Industry 	
          Characteristics of Gold	
               Gold Alloys 	
               Special Alloys	
               Gold Compounds	
               Legal Considerations	
          Characteristics of the Gold Industry 	
               Materials Sources 	
               Materials Flow	
               Gold Producers	
          Markets for Gold	
               Jewelry 	
               The Arts	
               Dental Applications 	 	
               Industrial Applications  	
          Market Outlook 	  	
     The Gold Recycling Industry	 .
     The Characteristics of Secondary Gold  ...  	
          Characteristics of the Gold Recycling Industry .  . .
               Materials Sources 	
               Materials Flow	
               The Recycling Industry	
          Markets for Recycled Gold	
          Demand-Supply Analysis 	
     Obstacles and Problems that Reduce the Recycling of Gold.
          Prompt Industrial Scrap	
          Industrial Wastes and Sweepings	
          Old Industrial Scrap  	
          Old Consumer Scrap 	
 viii

 vlii
   ix
  xii
xvili
     1
     2
     3
     3
     3
     4
     4
     5
     8
     8
     9
    11
    11
    12
    12
    12
    13
    17
    20
    24
    25
    25
    26
    28
    29
    29
    30
    30
    31
    32
    34
    34
    37
    37
    39
    39
    42
Problems Not Directly Related to Recycling of Gold  .  .  .  .
     Industry Statistics  	
Courses of Action Concerning Recycling of Gold  ......
     Selection of Opportunities .  .	
     Recommended Actions  	
The Silver Industry	 .  .  .  .
     Characteristics of Silver  	
     Characteristics of the Silver Industry 	
          Materials Sources 	
          Materials Flow  	
          Silver Producers  	 	
     Markets for Silver 	
          Consumer-Oriented End Uses  	
          Industrially-Oriented End Uses  	
          Other End Uses  	
          Prices  	 	
          Market Outlook  	
The Silver Recycling Industry .	
     Characteristics of Secondary Silver	
     Characteristics of the Silver Recycling Industry .  .  .
          Materials Sources 	
          Materials Flow	  .
          The Recycling Industry	  .
     Markets for Recycled Silver  	
     Demand-Supply Analysis	  .
Obstacles and Problems that Reduce the Recycling of Silver
     Prompt Industrial Scrap  . .  .  .  	
     Industrial Waste and Sweepings 	
     Old Industrial Scrap 	
     Old Consumer Scrap 	
     Photographic Scrap and Waste 	
Problems Not Directly Related to Recycling of Silver  .  .  .
     Industry Statistics  	
Courses of Action Concerning Recycling of Silver  	
     Selection of Opportunities 	
          Prompt Industrial Scrap .  ...... 	
          Old Industrial Scrap	
          Industrial Wastes and Sweepings 	
          Photographic Scrap and Waste   	
     Recommended Actions  	
Platinum-Group Metals Industry  	
     Characteristics of the Platinum-Group Metals ......
     Characteristics of the Platinum-Group Metals Industry
          Materials Sources 	
          Materials Flow	
          Platinum-Group Metals Suppliers	  .
     Markets for the Platinum Group Metals  	
          Chemical Industry Markets 	
          Petroleun Industry Markets  	
          Glass Industry Markets  	
 44
 44
 45
 45
 46
 49
 49
 50
 50
 52
 55
 59
 61
 61
 63
 64
 65
 67
 67
 67
 67
 69
 70
 71
 71
 73
 73
 75
 77
 78
 81
 85
 85
 88
 88
 88
 89
 90
 91
 92
 95
 95
 96
 96
 96
100
101
104
106
108

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                                                                                                               Vl'V
TABLE OF CONTENTS (Continued)
'"- ... .••-- " " ••''•,
Electrical and Electronics Industry Markets 	
Other Markets 	
Platinum Group Metal Prices 	 . .• 	
Market Outlook •....•..'..:..: 	 	 .
Characteristics of the Platinum Group Metals Recycling
Industry 	 	
Materials Sources 	 	 	 	
Materials Flow 	 	
The Recycling Industry 	 	 	
Demand/Supply Analysis 	
Obstacles. and Problems that Reduce Recycling of Platinum Group
Metals 	 	 	
Prompt Industrial Scrap' . . . . : 	 ;.'..'...:.
Obsolete Scrap 	 	 	 	 	 	
Problems- Other Than Supply and Economics 	 	 	
Courses of Action Concerning Recycling of the Platinum Group Metals
Recommended Actions' . . . . 	 	 	 	 ".
Environmental Protection Agency 	 . .
Recycling Industry 	 	 	 	 •

LIST OF APPENDIXES

.PPENDIX A. PRECIOUS METALS RECYCLING INDUSTRY DATA FROM EXTENSIVE
SURVEY. 	 	 	
-..;.- •*-
PPENDIX B. EXTENSIVE SURVEY 	 	 •


LIST OF TABLES
•
'ABLE I. IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING GOLD THAT
WAS NOT RECYCLED IN 1969 . . . . ; 	 	 	 '.'.".•

•ABLE II. RECOMMENDED ACTIONS, HIGH PRIORITY GOLD RECYCLING PROBLEMS .
•'- - • *> •• • • ' ..-'"•' '' •
'ABLE III. IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING SILVER
THAT WAS NOT RECYCLED IN 1969 . . :...'.'..' 	

'ABLE IV. RECOMMENDED ACTIONS, HIGH PRIORITY SILVER RECYCLING
PROBLEMS ; 	 	 	 	 : 	

'ABLE V. IDENTIFICATION AND ANLYSIS OF QUANTITATIVE PROBLEMS OF
. . i . ... PLATINUM GROUP METALS RECYCLING 	 ; . 	 	
• -- •-" •••, . • : .'....•.,-. • •
•ABLE VI. RECOMMEND ACTIONS, HIGH PRIORITY PLATINUM GROUP METALS
RECYCLING PROBLEMS 	 	 	 	

'ABLE 1. SOURCES OF GOLD, 1965-1969 	


.... ) '
108
112
115
117- -

118
. 118
120
122
124

125
125 •
"128
131
132
132
132
133




. A~l . .)

B-l




f
Xi '

xili


xv • -


xvii


xxil


xxiii

14
)



TABLE

TABLE

TABLE


TABLE

.
TABLE
TABLE

TABLE


TABLE.

TABLE .


TABLE


TABLE


TABLE

TABLE


.'. TABLE
- ..

TABLE
-

TABLE


TABLE

. IV,
TABLE

TABLE



2.

3.

4.


b.


6.
7.

8.


9.

10.


11.


12.


13.

14.


15.


16.


17.


18.


19.

20.



SOURCES OF NEWLY MINED GOLD IN THE UNITED STATES 	

REFINERY. PRODUCTION OF GOLD. IN THE UNITED STATES, 1965-1969. •

INDUSTRIAL CONSUMPTION OF GOLD IN THE UNITED STATES, '
1965-1969 . . . . 	 	

IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING GOLD
THAT WAS NOT RECYCLED IN 1969 	

RECOMMENDED ACTIONS, HIGH PRIORITY GOLD RECYCLING PROBLEMS .
SOURCES OF SILVER, 1965-1969 	 	 ......'...

SOURCES OF NEWLY MINED SILVER IN THE UNITED STATES,
1965-1969 	

INDUSTRIAL CONSUMPTION OF SILVER IN THE UNITED STATES,
1966-1969 	 	 	
IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING SILVER
THAT WAS NOT RECYCLED IN 1969 	

RATIONALIZED FLOW OF SILVER IN INDUSTRIAL USES IN THE
UNITED STATES. 1969 	 	

RECOMMENDED ACTIONS, HIGH PRIORITY SILVER RECYCLING
PROBLEMS 	 	 	

SOURCES OF PLATINUM-GROUP METALS, 1965-1969 .....'...

REPORTED SALES OF PLATINUM GROUP METALS TO CONSUMING
INDUSTRIES, 1965-1969 	

REPORTED SALES OF PLATINUM GROUP METALS TO THE CHEMICAL
INDUSTRY, 1965-1969 . . . 	 	

REPORTED SALES OF PLATINUM GROUP METALS TO THE .PETROLEUM
INDUSTRY, 1965-l'969 ' \ .'."...'. 	 :

REPORTED SALES OF PLATINUM GROUP METALS TO THE GLASS
INDUSTRY, 1965-1969 .... 	

REPORTED SALES OF PLATINUM GROUP METALS, TO THE ELECTRICAL
AND ELECTRONICS INDUSTRY, 1965-1969 	

REPORTED SALES OF PLATINUM GROUP METALS TO MINOR CONSUMING
INDUSTRIES, 1965-1969 	 .......
REFINERY OUTPUT OF RECYCLED PLATINUM GROUP METALS, 1965-
1969 	
Paee

18

21 .


23


38

48
53


58


6.2

74


86


94

97


103


.105


107


109


111


113

121

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                                        Til
                                                                                                                                          Till
TABLE
TABLE
TABLE
                           LIST OF TABLES (Continued)
       21.  RATIONALIZED FLOW OF PLATINUM GROUP METALS, ANNUAL
            AVERAGES BASED ON 1965-1969  	
22.  IDENTIFICATION AND ANALYSIS OF QUANTITATIVE PROBLEMS OF
     PLATINUM GROUP METALS RECYCLING	
       23.  RECOMMENDED ACTIONS, HIGH PRIORITY PLATINUM GROUP METALS
            RECYCLING PROBLEMS	
TABLE A-l.


TABLE A-2.


TABLE A-3
     AVERAGE SIZE OF PRECIOUS METALS SCRAP PROCESSORS, ANNUAL
     TONS, BY REGION	
     AVERAGE SIZE OF PRECIOUS METALS SOLUTIONS PROCESSORS,
     ANNUAL GALLONS, BY REGION	•	
            AVERAGE SIZE OF PRECIOUS METALS SMELTERS, ANNUAL TROY
            OUNCES, BY REGION	• .  . .
                                LIST OF FIGURES

FIGURE  1.  APPROXIMATE ANNUAL FLOW OF GOLD, UNITED STATES  .

FIGURE  2.  APPROXIMATE ANNUAL FLOW OF SILVER, UNITED STATES
FIGURE  3.  APPROXIMATE ANNUAL FLOW OF PLATINUM-GROUP METALS, UNITED
            STATES  	
FIGURE A-l  REGIONAL DISTRIBUTION OF PRECIOUS METALS REFINERS
Page


123


126


134


A-l


A-2


A-3
                                                                      16

                                                                      56


                                                                      99

                                                                     A-4
                                                                                          I  )
                                                                                                                              PRECIOUS METALS  RECYCLING
          This report deals with problems and opportunities in the recycling of

gold, silver, and the platinum group metals, collectively known as precious metals.

To place recycling In its proper perspective, each segment of the precious

metals industry is analyzed briefly as to materials sources, materials flow,

markets for the metals, and demand-supply relationships.

          In general, recycling of the precious metals has been well advanced

for a number of years.  The metals are relatively high priced and domestic mine

sources in the United States have been unable to satisfy the demand for them.

Both factors have helped to stimulate recycling when the metal value was readily

recognized and economical to recover.

          In broad perspective, the recycling of precious metals appears to be

related to the usages made of them.  Traditionally, they have been prized for

their beauty and permanence  for personal adornment, art, and household decoration.

Such products tend to have extensive useful life cycles, frequently spanning

generations, and their return to the recycle system is problematical.  Since

World Uar II, increasing recognition has been made of the physical properties

of the precious metals that fit them to functional uses in industrial applications.

Here, the resulting products have finite life cycles measured in years and the

discarded products frequently can be salvaged for recycling of the precious metal

content.  In all instances, though, the manufacture of products containing

precious metals results  in unavoidable scrap and waste that is recycled promptly

at relatively high levels of recovery, averaging nearly 90 percent of that generated.

          Problems associated with recycling of the precious metals are

 difficult to rate  In terms of priorities, but the  principal opportunity appears

 to lie In the  salvage of discarded consumer goods  and industrial equipment con-

 taining the metals.                          * ->£•
                                            •

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Gold       . ,.-     .„.,   .                 _               —,'•,;  ;'          •'••'•':






           Between 1965 and 1969,  consumption of gold in nonmonetary uses in the




United  States  rose from about  5.25 million troy ounces to:7.'10'million ounces,




averaging about  6.25 million ounces annually.   Of this average.annual consumption,  .




60  percent was used in the production of  jewelry,  art and decorative ware,




9 percent in dental applications,  and 31  percent in industrial equipment and




devices.   This contrasts with  the traditional pattern of 75 percent for jewelry




and the arts,  10 percent for dental, and 15 percent for industrial that pertained




prior to  1958.  Since then the reliability of performance provided by gold  in




electronic equipment and components and -in space exploration hardware—as electrical




connectors, heat shields,  and  brazing alloys—has  rapidly increased its usage in




the industrial sector.   Concurrently, usage in jewelry in particular has out-




paced the rise in personal disposable income (the  usual indicator), reflecting




'an'extended period of economic prosperity as'well  as a shift in consumer




preference toward the richer gold alloys.




           Between 195S and 1969,  consumption of gold increased at an average




annual  rate of 13.1 percent.   The recessionary economy in 1970 arrested this




spectacular growth and indications are that growth in the first half of the




1970 decade may average no more than about 5 percent annually.




           The  present level of recycling  of gold scrap and waste, both the*




prompt  industrial return and salvaged consumer arid industrial products, supplies




about 29  percent of net nonmonetary consumption.  An additional 25 percent  is




.provided  by domestic mine  production of new gold and the balance comes from imports.




There is  little prospect that  domestic mining can  furnish more than incremental




additions to supply at present price levels for gold and increases in the amount
                                         4 £7

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of recycled gold will be difficult to achieve'.  Thus, the United States will




continue to be dependent on Imports of gold to satisfy future demand levels.




          Table I sunmarizes the problems and analyses of gold recycling.   The




primary obstacle to better recycling of gold is the economic infeasibility




of collecting small quantities of gold-containing scrap from individuals or




from lean industrial sources.   Consumer-oriented products usually have a




significant gold content (40 percent or more) but the recycling value to the



consumer is only a fraction of the value ascribed to the article and insuffi-




cient to motivate him to seek a market outlet  except  in  special  circumstances.




Accordingly, individual jewelry and art  articles,  if discarded,  are more  likely




to be consigned to trash dumps than to be returned  to the recycle  system.




Industrially-oriented products normally  contain minor quantities of gold  (less




than 1 percent), complicating Identification of gold values  and  necessitating




joint recovery of several  salvageable values to be  economically  feasible.




Collection of electronic and  industrial  equipment  scrap  containing gold and




segregation techniques  for ferrous, nonferrous, and precious metal scraps has




been feasible only in selected instances of geographic concentration of salvage




centers, for example, military salvage depots.  Modest increases in the recycling




of old industrial gold  scrap  are possible but  will  depend on the identification




of geographic areas  having high levels of equipment discard  and  the development




of efficient disassembly methods to permit  segregation of components having  gold




contents of 2 percent or more.




          Because the present level of recycling appears to  be approaching the




limit of economic feasibility, actions   recommended to Improve it  tend to fall




in the category of general promotion of  the recycling concept.   The principal




specific recommendation involves a  continuation of  training  programs instituted

-------
                            TABtE I.   IDENTIFICATION AND ANALYSIS OF  PROBLEMS CONCERNING GOLD THAT WAS NOT  RECYCLED  IN  1969.
  Title
                 Prompt Industrial Scrap
                                                          Scrap  Categories Where  Some Gold Was  Not  Recycled
                                      Industrial Wastes and  Sweepings
                                         Old Industrial Scrap
                                                                                                                                        Old Consumer Scrap
Problem        Manufacturing processes often
Definition     generate unusable materials
               In small volume in a number
               of installations, often
               these are contaminated  and  are
               not recycled.
Polishing, buffing, plating
operations and metal melting
generate wastes with a small
gold content

The gold values are not
economic to recover.

Thus, acrap gold Is not
recycled.
                                                                            Cold  content  of discarded
                                                                            articles  Is  low,  frequently
                                                                            less  than 1  percent

                                                                            Nongold content Is variable,
                                                                            usually other metals  and
                                                                            frequently plastics,  paper,
                                                                            and cloth

                                                                           This Is a major area of gold
                                                                           not being recycled.
                                                                               Service life of consumer
                                                                               goods dependent on factors
                                                                               other than economics

                                                                               Consumer's Ides of article value
                                                                               to be scrapped Is much higher
                                                                               than the materials cost

                                                                               Individual article has small
                                                                               amount of gold and' variable gold
                                                                               content               	_
GOLD NOT
Recycled
100-150,000 ounces
annually
20-30,000 ounces annually
                                     400,000 ounces annually
                                                                                       Unknown
Percent of
Available
GOLD ggT
Recycled
       10
                                                20
                                                                                     80
                                                                                                                              Unknown
               1.  Rate of recycling Is high
                   when scrap' csn be segregated
                   by alloy and. color

               2.  Segregation becomes difficult
                   when same worker has to handle
                   several alloys and different •
                   product forms In same day

  Problem      3.  Jewelry, arts, and .dental  .
  Analysis         Industries have many'Small
                   shops with one or two pro-
                   duction workers.

               4.  In small shops, production of
                   saleable goods represents more
                   economic use of labor than
                   collecting scrap          .

               5.  This Is not a promising area
                   because the economically re-
                   coverable scrap Is being
                   recovered          .  -

               6.  Institutional promotion by the
                   refining Industry Is  desirable
                   to maintain level of  recovery
                   now achieved
                                       1.   Gold  content  of wastes  and
                                           sweepings  Is  variable,  from
                                           0.1 percent to 5.0  percent

                                       2.   Balance  of material has  no
                                           significant recovery  value

                                       3.   Efficient  collection  Is  dif-
                                           ficult because of dilution

                                       4.'  This  Is  not s promising  area
                                           because  the economically
                                           recoverable waste la  being
                                           recycled ..      ...  .. s» .

                                       S.   Institutional promotion  by
                                           the refining  industry is .
                                           desirable  to maintain level
                                           of recovery now achieved
                                     1.   Aside from military salvage
                                         depots no effective mechanism
                                         exists for economic collection
                                         of discarded equipment

                                     2.   Discarded equipment has variable
                                         gold content—some none, others
                                         up to 1 percent gross weight

                                     3.   Identification of gold-bearing
                                         scrap is difficult at times

                                     4.   No effective processes exist
                                         to treat bulk scrap for gold
                                         recovery.      -

                                     S.   Upgrading to recoverable gold
                                         level is uneconomic unless
                                         large volumes of scrap are
                                         collected

                                     6.'   About  two-thirds  of  economi-
                                         cally  recoverable  gold  Is
                                         being  recovered-            .  •'"

                                     1.   Some  improvement  is  possible
                                         via  joint  USBM-DOD  programs
                                         now  underway
                                                                                1.   Consumer  has  little  economic
                                                                                    incentive to  recycle gold
                                                                                    unless  a  direct  replacement
                                                                                    of  an article  is being made

                                                                                2.   Unreported recovery  believed
                                                                                    to  be substantial via small
                                                                                    manufacturing  jeweler

                                                                                3.   No  effective mechanism exists
                                                                                    to  collect discarded articles
                                                                                    from individual  consumers

                                                                                4.   Improvement In1 recycling
                                                                                    definitely possible  but not
                                                                                    necessarily economic for
                                                                                    consumer

-------
by the U.S. Department of Defense and the U.S. Bureau of Mines for better ident-

ification of gold-cpntaining components of military scrap.  Table II summarizes

the actions recommended.


Silver


           Between 1966 and 1969, consumption of silver in nonmonetary uses in

the United States declined from about 184 million troy ounces to a level near

140 million ounces.  Primarily, the decrease is attributable to erosion of

markets for silver in selected consumer-oriented products and photographic uses

accompanied by a lack of growth in industrial applications.  Historically,
          >. 4
photographic uses for silver have accounted for nearly one-third of annual

consumption, consumer-oriented products for about one-fourth, and industrial

applications for the balance of a little over 40 percent;  In contrast to the

situation  in gold, industrial applications for silver developed shortly after

World War  II and appear to have matured technologically.   Consumer-oriented

applications, especially silver-plated tableware and household furnishings

including mirrors, have suffered from substitution of alternative materials--

stainless steel and chrome plating in particular—and changes in life style with

respect to the home.   But most of these negative factors  are believed to have

reached a point where silver will be able to retain its share of expanding markets.

          The outlook for silver in the 1970 decade is optimistic as  soon as the

effects of the 1970 recession wear off.   A recent study by the U.S.  Bureau of

Mines projected overall growth for silver at a rate of 3.0 to 3.5 percent per year,

paralleling the increase in durable goods manufacture.  This appears  to  be

reasonable as long as it is applied to 1970 as a base year to arrive  at  consumption

of 155 to 160 million ounces of silver in 1975.

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                                                  TABLE II.  RECOMMENDED  ACTIONS, HIGH PRIORITY GOLD RECYCLING PROBLEMS
Title
                 Prompt Industrial Scrap
                                      Industrial Wastes and  Sweepings
                                      Old  Industrial Scrap
                                                                                                                                  Old Consumer Scrap
tions ,  .       Recycling industry should
commended    .  continue promotional efforts
               for collecting and recycling
               small volumes of scrap.
                                      Recycling industry itiouTd
                                     .continue promotional efforts
                                      for collecting, segregating
                                      and using small volumes  of
                                      scrap with  low gold content.
                                   Recycling  industry should
                                   continue promotional and
                                   training efforts to ensure
                                   that scrap with low cold content
                                   Is collected and recycled.
 Recycling industry should
 continue promotional efforts
 to encourage ultimate  consumer
. to turn in discarded articles.
 Whom
     (D(2)(3)
    EPA/NASMI
                                                        EPA/NASMI
                                                                            EPA/NASMI
                                                                             EPA/NASMI
 :ciflc
 ;ps
1.   Continue institutional
    advertising on Value of
    scrap and 'probable cost
    savings by recycling
1.   Continue institutional
    advertising on value of scrap
    and  probable cost savings by
    recycling
                                                                                       1.
                                                                                        2.
                                                                         3.
Continue institutional             1.
advertising on value of
scrap and heed to'recycle
to conserve resources

Support USBM-DOD training          2.
.programs for identification
and  segregation of gold-
bearing scraps
                                                                                           Support .R&P eff.orts to
                                                                                           develop processing of gold-
                                                                                           bearing scraps to economic
                                                                                           recovery level
     Continue institutional adve
     tising on value  of  scrap an<
     need to recycle  to  conserve
     resources

     Support efforts  by  service
     clubs to act as  collection
     agencies for consumer scrap
 I)  The responsibility for  recommended actions  shown in this  table  'are based  on  importance of the
     action, benefit to the  taxpayers, and opportunities for NASMI.   They are  the best judgments
     of Battelle.
 I)  Recommended  actions were  distributed between high priority  arid  lower priority based on the
     evaluation with three criteria.
 i)  It is  suggested that NASMI  continue its  leading role in recycling, recognizing that other  "
     organizations such as the Bureau of Mines,  Department of  Commerce, Council of Environmental
     Quality,  HEW Office of  Informal ion, and  State,  Local, and Federal Legislatures must be
     involved.

-------
          Currently, recycling of silver is at a high level from recent attempts




to improve its recovery from salvaged military and industrial equipment.  When




annual consumption is about 140 million ounces, prompt industrial scrap should




be about 30 million ounces and old scrap, including photographic      wastes,




would add an additional 30 million ounces.  In 1968 and 1969 recycled silver




exceeded 90 million ounces or over 60 percent of total consumption.  There are




reasons to believe that little improvement over this level can be achieved.  An




additional 28 percent of consumption is supplied by domestic mine production of




new silver with the balance of about 12 percent derived from imports since the




U.S. Treasury Department ceased selling silver in 1970.  Expansion of domestic




mine output is unlikely at recent silver prices and any increase in recycled




silver will be small so that imports will be needed to satisfy future demand levels.




           Table  III summarizes the problems of silver recycling.  The primary




obstacle  to better recycling of silver has been economics--the economics of




collection and segregation of old scrap from private and industrial consumers.




Consumer-oriented products — tableware and household decorations, jewelry,




dental and medical devices, and mirrors—are purchased with every intention of




keeping them for a lifetime.  Accidental damage and normal wear produce small




quantities of scrap each year that is  potentially available for recycling.




However, the individual consumer seldom bothers to determine the scrap value of




the single article he has unless it is sterling silver and he wants to replace




a piece in a set.  Silver plated articles or jewelry are more apt to wind up in




the trash and disappear into a municipal dump.




          Some industrial products have readily identifiable contents of silver




and a pattern of usage that encourages recycling.   The U.S.  Navy u.ses silver




batteries in submarine service and has organized the collection and recycling of




discards.  Military electronic equipment with silver batteries and/or silver

-------
                            TABLE III.   luKNI'lFICATIo:: A.NI) ANALYSIS OK  1'KOKI.KMS  LI'XCIIHXISt.  SII.VKK  THAI  WAS NOT RECYCLF.t' IN 14«9

Title
Problem
Definition
Silver 'HOT
Recycled
.Percent of
Available
Silver HOT
Recycled
Problem
Analyst*
Prompt Industrial Scrap
Manufacturing *proce»»e» often
generate 'unuacble material!
In email volume In a number •
of installations, often these
•re contaminated and are not
recycled.
1,500,000 ouncea annually
5
1. Recycling la at' a high
level'when scrap can 'be
aggregated by alloy and
and product form.
2. Small shops handling a
a few ouncea of allvcr
per day have difficulty
Industrial Wastes and Sweepings Old Industrial Scrap Old Consumer Scrap
Polishing, buffing, plating
operations and metal melting
generate wastes with a small
silver content. The silver values
are not economic to recycle.
Thus this scrap silver
la not recycled.
270,000 ounces annually . .
45

from'0.1 percent to 20.0
percent
2. Balance of material has
no 'significant recovery
value
Silver content of discarded
articles is variable
Low silver-content articles
usually have other metals,
sometimes nonmetalllc materials.
This is a major area where
silver is not recycled.
20-25,000,000 ounces
annually
33
1. Aside from military
salvage depots no
effective mechanism
exists for economic
collection of dis-
carded equipment
2. Discarded equipment
Service life of consumer
goods dependent on fac-
tors other than economics.
Consumer's idea of value
of article to be scrapped
Is mach higher than the
materials coat.
2-3,*000,000 ounces
annually
50
1. Consumer has little
economic Incentive
to recycle silver
unless a direct re-
placement of an
article la being
made
Photographic Scrap
Silver recoverable only
at certain stages which
occur at geographical ly
dispersed locations
Economic recovery possible
only at certain levels of
film processing or dispo-
sal
20-^5,000.000 ounces
annua I ly
50

from apent processing
solutions and dis-
carded film and prints
recovering silver
    In'collecting scrap
    economically                    3.

3.  Thla Is not a promising
    area becauae the econo-
    mically recoverable acrap       4.
    Is being recovered

4.  Institutional promotion
    by the refining Industry
    Is desirable to maintain        S.
    level of recovery now.
    achieved
Efficient collection la
difficult because of
dilution

This Is not a promising
area because the econo-
mically recoverable waste
la being recycled

Institutional.promotion
by -the- refining i'ndustfry
la desirable to-malntaln
level of recovery now
achieved
                                                                         7.
has-variable  silver
content--some none,
others up  to  60 per-
cent of  gross weight

Identification of
silver-bearing scrap
Is difficult  at  times

No effective  processes
exist to treat bulk
'scrapf for  silver
recovery

Upgrading  to 'recover-
able silver level  Is
uneconomic unless
large volumes  of
scrap are  collected

About two-thirds of
economically  recover-
able silver is being
recovered       - -

Some Improvement is
possible via  Joint
I'SBM-nOI) protir.ims
now underway
2.  Some recovery  Is
    unrcportcd, probably  '
    from small manufac-
    turing jewelers

3.  No effective mecha-
    nism exists to collect
    discarded articles
    from Individual
    consumers

4.  Improvement In re-
    cycling definitely
    possible but not
    necessarily economic
4.
                                                                                                                                                 5.
                                                                                                                                                 6.
certain Governmental
users

Large volurae  generator's
of discarded  film  and
prints also recover
silver effectively

Essential problem  for
small user is the  lack
of "incentive  to co fleet
store, and recycle the
small quantities gen-
erated

About 80 percent of
economically  recover-
able silver is being
recycled
                                                                                                                                                     Improvement is possible
                                                                                                                                                     and desirable hut con-
                                                                                                                                                 .  .. suner apathy has to be
                                                                                                                                                     overcome
                                                                                     "i

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                                          xvi
contact points  is another example that accounts for recent increases in silver




recycling.  But products such as silver bearings and silver brazing alloys




illustrate the  situation of continuing loss to recycling because the silver




content of the  discard is low (less than 5 percent by weight) and uneconomic to




collect.




          Photographic wastes in processing solutions and used film and paper have




received concentrated attention in the past five years from the makers of photo-




graphic supplies who recognize the irreplaceable nature of silver in their




products.  Recovery of silver probably has been doubled over that span by the




establishment of a network of collectors and processors of photographic wastes.




Virtually all the large and medium-sized users and processors of paper and film




are now covered for recycling and nearly half of the silver used by this industry




annually is now being recovered.  At least one-third of annual silver consumption




in photography  cannot be recovered because of economic considerations or archival




usage.  The balance is potentially recoverable but a variety of logistical and




legal problems  remain to be solved before recovery is accomplished.




          Aside from photographic uses, the present level of recycling of silver




appears to be approaching the limits of economic feasibility.   Actions recommended




thus tend to be general in character along the lines of promotion of the recycling




concept, including continuation of the programs underway by the U.S.  Department




of Defense and the U.S. Bureau of Mines.   The  problems of photographic wastes




also merit general promotion of recycling to overcome user complacency as  well  as




legal action to permit federal governmental agencies,  other than the  Veterans




Administration, to deal with private industry for treatment of their  photographic




wastes.




          Table IV summarizes the actions recommended for easing the  silver re-




cycling problems.

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                                              TABLE IV.  RECOMMENDED ACTIONS. HIGH PRIORITY SILVER RECYCLING PROBLEMS
     Title
Prompt Industrial Scrap
                                             Industrial Wastes  and Sweepings
                                                                              Old Industrial Scrap
                                                                                           Old Consumer Scrap
                                                          Photographic Scrap
  Actions     '   Recycling industry should
  Recommended    continue promotional efforts
                for collecting and recycling
                small volumes of  scrap
                             Recycling Industry should
                             continue promotional efforts
                             for collecting, segregating
                             and using small volumes of
                             scrap with low silver content
Recycling industry should
continue-promotional and -
training efforts to ensure
that scrap with,low silver
content  is collected and
recycled
Recycling  Industry should
continue promotional *
"efforts to encourage
ultimate consumer to
turn in discarded
articles
Recycling industry shouli
continue promotional
efforts to ensure collection
and  processing of photo-
graphic scrap

Legislation should be pro-
moted to allow Governmental
Installations to receive
credit  for silver recovered
  By When
   EPA/NASMI
                                                  EPA/NASMI
                                                                                 EPA/NASMI
                                                                                                               EPA/NASMI
                                                                                                                                            EPA/NASMI
Specific 1. Continue 'institutional 1. Continue institutional 1. Continue Institutional
Steps advertising^ on value of advertising on. value of advertising on value of
scrap, and probable cost scrap. and probable cost scrap and need to re-
savings by recycling savings by recycling cycle to conserve
- s . • resources

•:.•'•• •..''•••' 2. Support' USBM-DOD.
'•••'.'•' training programs for
~ •'.'••'• identification and
1 segregation of silver-
. , bearing scrap

. " 3. Support R&D efforts
'.'-;» . to develop processing of
•''.'-• •_[• silver-bearing scraps to
•••••. ';' . . economic recovery level
I. Continue institutional
advertising on value
of scrap and need to
recycle to conserve
resources
• ' y "
2. Support efforts by
service clubs to act
as collection agen-
cies, for consumer
scrap





1. Continue institutional >
advertising on need to '
conserve resources' T
r
2. Sponsor legislation to
allow Government instal-
lations to use industrial
reclamation services and
receive credit for silver
recovered

3. Support 'efforts by ser-
vice clubs to act as
collection agencies for
photographic wastes
-
(1)  The: responsibility 'for  recommended "actions  shown  in this  table  are'based oh  importance  of tn'ie
     action,..benefit  to the  taxpayers, 'and opportunities for NASMI.   They  are the best  judgments
     of. Bat te lie.. .,  - .,.  „  ... .,  _.   •    .    .,,  :      ..      .    .....
(2)  Recornmended actions were distributed between high priority and  lower  priority based on  the
     evaluation,with  three criteria.   .
(3)  It  is-suggested  tliat NASMI  continue  .its  leading, role in recycling, recognizing that other
     organizations  such as the Bureau of  Mines,  Department of  Commerce, Council of Environmental
     Quality,  HEW Office of  Information,  and  State, Local, and Federal Legislatures must be
     involved.

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                                                                                                                                 xix
Platinum                 .                     •-.*••






          Consumption of the platinum group metals in the United States  is difficult




to pinpoint.  Sales to consuming industries are reported annually but since about




1960 the amount of material that is refined for consumers on a toll basis has




been nearly equal to or above reported sales.  For the 1965rl969 period, for




example, reported sales to industry averaged 1.38 million troy ounces annually




while toll refining yielded an average of 1.91 million ounces per year that also




was available to consumers.  In view of this situation it is not.surprising to




find that more than 84 percent of reported sales were made to consumers who




applied the metals in industrial applications over which they had control.  The




balance of 16 percent of reported sales went to producers of consumer-oriented




products such as jewelry and dental and medical devices.  Nearly 54 percent of




the reported sales were of palladium, platinum accounted for 41 percent and




the remaining 5 percent was split among iridium, osmium, rhodium, and ruthenium.




The latter four are used predominantly as alloying agents with platinum or




palladium.




          The electrical and electronics industry received nearly 39 percent of




reported 'sales in the 1965-1969 period, of which 80 percent was palladium.  It




is used primarily in telephone switching relay contacts to assure reliability of




circuit connections for dial telephones.  Platinum is used for contact points in




voltage regulators and other industrial control equipment and as the points for




aircraft sparkplugs.




          The chemical industry received a little more than 28 percent of reported




sales, of which 52 percent was palladium and 42 percent was platinum.  Both
palladiunu-and platinum are used as catalysts .for hydrogenation-dehydrogenation




reactions and platinum catalyzes the oxidation of ammonia to nitric acid.




Platinum also is fabricated into laboratory ware and corrosion resistant processing




equipment.




          The petroleum industry received a little more than 12 percent of reported




sales, of which 88 percent was platinum.  Platinum catalyzes reforming reactions




in hydrocarbons, an efficient way to increase the octane ratings in gasoline.




          Other applications for the platinum group metals take advantage of




their resistance to corrosive environments at high temperatures, their strength




to weight characteristics and chemical inertness, their color and permanence,  and




other physical properties.




          The market outlook for the platinum group metals is hazy.  Palladium,




long an undesirable byproduct, probably will be back to that status before 1980.




Central exchange relays are being replaced by semiconductor switching devices




to accommodate touch tone number selection systems.  Complete conversion to




touch tone would eliminate a demand for at least 0.5 million ounces of palladium




per year.  In the opposite direction, a bar. on lead in gasoline would create an




additional demand for platinum for reforming catalysts that could exceed 3.5




million ounces.  There appears to be little prospect that lead in gasoline will




be phased out before 1975 and in the meantioe automobile manufacturers will be




adapting their engine designs to accept lover octane ratings in gasoline.   If




both these conditions prevail, the need for added reforming capacity would be




moderated substantially and the new demand could be spread over several years  as




the facilities are built.  Expanding markets in other applications suggest that




overall, consumption of the group as a whole will remain in the vicinity of 1.0
                                                                                                                                     '137

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                                                                                                                                      'JOtl
'to 1.25 million ounces per year, through 1975 but shifting gradually toward -     ' '   '




 platinum and away from palladium.                                             .-...•




           As'mentioned 'earlier, recycling of the-platinum group metals is. practiced  .




 extensively although much of this material does not change ownership , in the  . .




 process.  .Considering only the reported sales to consumers'.as( a measure of .




 consumption, recycled material that is sold to refiners supplies a little-under




 19 percent of annual average consumption and domestic mining contributes about




 2 percent.  The balance is imported.   No significant improvement in the output




 of the domestic mining industry is expected.  A few small placer deposits in




 Alaska are the only known domestic reserves of the .platinum group metals.'




 Recycling, which may actually account for over 60 .percent of annual usage, already




 is at a high level with respect to the amount of scrap  generated and unlikely to .




 experience significant improvement. -A'continued dependence on imports is projected.




           In the absence of reliable data'on recycling of prompt industrial




 and old scrap, a rationalized flow calculation indicates that.,consumers use




 about 3.30 million ounces annually of the platinum group metals, return about




 18 percent of this as prompt industrial scrap, and concurrently recycle old




 scrap and wastes equivalent to 50 percent of consumption.  Indications are that




 less than 60,000 ounces of.the group.metals generated as prompt industrial scrap




 miss being recycled, largely.because the generators handle such small  quantities




 of the metals that segregation of scrap is uneconomic.  Similarly, the recycling




 of old industrial scrap and waste is believed, to. include nearly all that is




 economically recoverable and the consumers seldom relinquish control of the products




 and can assure their recovery.  Old consumer scrap may represent a modest opportunity




 to increase recycling provided that the general public can be motivated to turn  in




 discarded articles  instead of  throwing them in the  trash  can.
    .      Tabie v  identifies and analyses  the  platinum-group recycling  problems.




The major obstacle to better recycling of  the  platinum group metals  is  economics,




the economics of collecting and segregating  small  quantities of  scrap and waste  -




from widely divergent locations,  this applies  to  prompt  industrial  scrap, old




industrial" scrap,  and old consumer scrap.  A solution  for this problem  is




difficult to visualize.  The high level of recycle for the  platinum  group




metals already' achieved limits recommended actions to  the general promotion of



the recycling concept.  "  '        "  '  '.       .                               .




          Table VI summarizes the recommended actions  for platinum-group metals.
                                                                                                                                         439

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TABLE V.
                        IDENTIFICATION  AND  ANALYSIS  OF QUANT1TATIVK  PROBLEMS
                        OF  PLATINUM GROUP METALS  RECYCLING
                                                                                                                                            xxili
  Title
                   Prompt  Industrial Scrap
                                                  Obsolete  Scrap
                                                                                                                      TABLE VI.
                                                                                                                                  RECOMMENDED ACTIONS, HIGH PRIORITY
                                                                                                                                  PLATINUM GROUP  METALS  RECYCLING  PROBLEMS
 Problem         Manufacturing processes
 Definition       generate  unusable  materials
                 in' small  volume in a number
                 of installations that are often
                 contaminated  and not recycled
 Platinum
-NOT Recycled
 Percent of
 Available
 Platinum NOT
 Recycled
 Problem
 Analysis
                                       Platinum content  of  discarded  articles
                                       frequently is  low, usually masked  by
                                       other  metals

                                       Individual consumer  goods  articles
                                       have small amount of platinum.  Con-
                                       sumer's  idea of value of  article is
                                       much high than the materials  cost
        60,000 ounces
    40,000 ounces
    1.   A very high percentage of
        available scrap is recycled

    2.   Aside from accidental loss,
        only small shops find it
        uneconomic to recover
        platinum

    3,   This is not a.promising area
        because the economically
        recoverable scrap is being
        recovered

    4.   Institutional promotion by
        the refining industry is
        desirable to maintain level
        of recovery now achieved
1.  Recycling of obsolete industrial
    scrap is high in spite of low
    content of platinum at times

2.  Recycling of discarded consumer
    articles is economic only when
    consumer turns article in

3.  Consumer has little economic
    incentive to recycle platinum
    unless a direct replacement of
    the article is being made

4.  No effective mechanism exists to
    collect discarded articles from
    individual consumers

5.  Unreported recovery via small
    manufacturing jewelers believed
    to exist

6.  Minor improvement may be possible
    without economic benefit to
    consumer
                                                                                                          Title
                                                                                         By
                                                                                                       Specific
                                                                                                       Steps
                                                                                                                              Prompt  Industrial  Scrap
                                                                                                                                                                 Obsolete  Scrap
Action
Recommended
Recycling industry
should continue
promotional efforts for
collecting and recycling
small volumes of scrap
Recyling industry should
continue promotional efforts
to encourage ultimate con-
sumer to turn in discarded
articles even in small
amounts
                                                                                                                   EPA/NASMI
                                                                                                             EPA/NASMI
Continue institu-
tional advertising
on value of scrap
and probable cost
savings by re-
cycling
Continue institu-
tional advertising
on value of scrap
and need to recycle
to conserve re-
sources
                                                                                                       (1)  The responsibility for recommended actions shown in this  table  are based  on
                                                                                                           importance of the action, benefit to the taxpayers,  and opportunities  for
                                                                                                           NASMI.  They are the best judgments of Battelle.

                                                                                                       (2)  Recommended actions were distributed between high priority and  lower prior-
                                                                                                           ity based on the evaluation with three criteria.

                                                                                                       (3)  It is suggested that NASMI continue its leading role in recycling, recognizing
                                                                                                           that other organizations such as the Bureau of Mines,  Department of Commerce,
                                                                                                           Council of Environmental Quality, HEW Office of Information, and State, Local,
                                                                                                           and Federal Legislatures must be involved.
                                                                                                                                              •Ml

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                                  OITRODUCTION







          In June, 1970, Battelle-Columbus undertook a research program for the




National Association of Secondary Material  Industries, Inc. (NASMI).  This work




was carried out under a subcontract from an Office of Solid Waste Management




grant to NASMI.  This report on precious metals is one of a series of eight




commodity reports plus a general or summary report.







                                   Background              .







         . The Office of Solid Waste Management is responsible for formulating




and recommending Federal Government policies in the area of solid waste pollution.




This includes pursuing appropriate research to determine the status and problems




of solid waste activities, and to develop programs to reduce solid waste pollution.




          One approach to the reduction of solid waste pollution is to reclaim




waste materials for reuse - the recycling concept.  A well established industry--




the secondary materials industry—exists to accomplish this recycling,  NASMI is




the trade association representing the nonferrous metals, paper, and textiles




portion  of this industry.

-------
          The scrap processors, secondary smelters, and other companies that




sake up the secondary materials industry have developed effective channels and




nethods for recycling nearly all waste materials of economic value.  These




companies have performed their difficult and essential functions well in the




traditional economic environment.




          More recently additional dimensions have been added to this traditional




economic environment.  These new dimensions are (1) improvement of the environ-




cent in which we live, and (2) increased need for conservation of natural




resources.  These new dimensions provide new challenges and opportunities for




the recycling industry.  No longer is economic gain the sole driving force for




recycling of waste materials.  Social gain has been added  in the forms of




inproved living conditions and preservation of resources for future generations.




In an economics-based nation this creates problems of interpretation and




evaluation of noneconomics-based goals and activities.




          The purpose of this  series of reports is to identify obstacles to the




recycling of nonferrous solid  wastes, and to recommend directions for investiga-




tion and research to overcome  these obstacles.





                                    Objectives







          The objective of the study on which this report  is based was to  •




identify opportunities for the Increased utilization of solid waste.  The major




sub-objectives were:




           (1)  To determine  the  structure and functions of the secondary




               materials industry, and its relationships to sources of




               supply  and markets




           (2)  To  identify and evaluate  problems  of-recycling  - materials,




               sources,  industry,  and markets,  and




           (3)  To  determine  opportunities  for Increased recycling.
          The major subjects included in the scope of the study are the secondary




materials industry, the materials it recycles, the sources of solid wastes, and




the markets for recycled materials.  Activities peripheral to these major




subjects are considered where pertinent to recycling.




          The materials included in the study are:




          Aluminum                          Nickel and Nickel Alloys




          Copper and Copper Alloys          Precious Metals (Silver, Gold and Platinum)




          Lead                              Paper




          Zinc  .                            Textiles






                                Research Methods






          The methods and procedures used in the study are discussed under four




types of activities.  They include (A) literature search, (B) extensive survey,




(C) in-depth survey, and (D) analysis and synthesis.






Literature Search






          The literature search included reviewing and studying books, Government




reports, industry reports, and trade journals covering solid waste handling and




problems, recovery and market data, and recycling of valuable materials.




          The results of this effort included the accumulation of data and




descriptive material, and an organized bibliography dealing with each of the




commodities covered in the scope of the study.

-------
Extensive Survey                                                            ••



          The extensive survey of the secondary materials  industry consisted of


a mail survey and personal interviews with management  personnel  of companies


involved with the collection, processing, and  sale  of  secondary  materials.


About 600 responses were received.                        ...         ._.'.,.


          The information developed  through  the extensive  survey included dollar


sales, tons of major materials handled,  types  of  solid waste processed,  sources


of materials, investment, equipment  and  facilities, number of employees, the


amount of space used,  and the grades and quantities of secondary materials


produced.                                                     .


     • .,' •  The data  from the  extensive  survey provided  statistical tabulations  of


the  regional distribution of the  secondary materials industries  by  type  of


commodity in  terms  of  numbers of  establishments,  volume of business,  and numbers


of employees.



In-depth Survey    '    .                                ~  •                      •



          Ttie  in-depth survey of  selected members of the secondary materials


industries,  their  suppliers, and  the users of their products served  to identify
         -•-,.-  .• . •    i •• "          •  ..•• *     .    -.- -     .

the  major  techni'cal and economic  problems facing  those companies involved with


secondary material utilization.   About  200  interviews were completed.   Battelle


and  NASMI  commodity specialists  jointly selected  the companies to be interviewed


in depth.


           Interview guides  for  each of the  commodities were prepared.   The


problems and'potential1 solutions  for greatest recycling and waste utilization


 that were  developed from  the literature search'and prior Office  of  Solid Waste
Management work plus  the  knowledge  of the NASMI commodity specialists provided


the basis .for designing  the  interview guide.   Sample guides are reproduced in.


the Appendix.



Analysis and Synthesis



          The analysis and synthesis  step was concerned with the collation and


.analysis of data  and  information  derived from both the literature, .extensive


survey, .and .in-depth  survey.   The analysis and synthesis activity covered the


following tasks:                       .                          •


          (1)  Economic Data  on the Secondary Materials Industries.   The


               economic data  developed.through,the extensive survey of the.


               secondary  materials  industries were tabulated and analyzed as .


               to the amount  and  type of solid waste handled and .as to


               operational data such  as  number of employees, amount of


               space  required,,capitalization, and geographic locations.


          (2)  Flow Diagrams  and  Life Cycles.  Flow diagrams were.developed


               to indicate the flow of materials' from primary production


               and scrap  sources  through fabrication.   Life cycle estimates


               of various products  were  used  to develop data on quantities


.  •             available  for  possible recycling.  .


          (3)  Demand-Supply  Relationships.   Estimates were made of future


               demand and supply  levels  for .secondary materials.  The rela-


               tipnship  between these data provide an indication of potential


               'surpluses  or  shortages of. recycled materials through 1980.    ,..;


           (4)  Stability of  Flow  and  Consumption.  This analysis is closely


               related  to the supply-demand analysis described above and:'~


               identifies the ability of the various secondary materials to

-------
     compete  as  source materials for manufacturers.   A number of


     factors  were  examined such as price changes In  the secondary


     materials,  the availability of materials,  and the effect of


     sudden changes in the magnitude of demand.


(5)   Direct Impacts of Technological Change.   Direct technical and


     technological factors were examined to determine their effect


     on rates of processing and recycling.   Potential changes that


     could take  place in technology that could decrease or increase


     the rate of solid waste recovery were  examined.  This Includes

                                   '"'   •   ' • '  •••'
     the identification of potentially "recoverable solid wastes,


     the problems  limiting the recovery to  current levels, and the


     possibilities of technical advances through the use of known


     technology  or through added scientific and engineering research.


(6)   Constraints on Expansion of the Secondary Materials Industries.


     This analysis included consideration of elements critical to


     expansion of recycling - labor and management availability,


     laws and regulations, equipment availability, nature of solid


     waste materials, market needs, etc.


(7)   Potentials  for Expansion of the Secondary Materials Industries.


     Based on the constraints identified in the above task, plus


     examination of various methods for overcoming constraints,


     this task determined the ability of the secondary materials


     Industries  to meet new opportunities for recycling.
(8)   Indirect Technological Change.  The  broad  overall  technological


     trends Indirectly affecting  the secondary  materials  industries


     were examined,  and their  probable  impacts  determined.
                                                                                                                             4-18

-------
                                        -8
            -.' •:•'•_:                The Gold Industry  .


 Characteristics of Gold


           "HOre than any other metal, gold lias symbolized the dreams and

.aspirations, as well as the greediness, of man.  Since the start of recorded

 history, it has been held in high esteem for its beauty and workability, and

 the quest for the yellow metal has continued down to the present day"*.  Its

 permanence and density are contributing factors to the role it still plays in .

 international monetary circles both legal and otherwise.  But of chief interest

 to this study are the properties of gold that account for its Industrial usage.

           Gold is the most malleable and ductile of the metals.  It is a good

 conductor of heat and electricity.  It resists attack by common chemical

 materials or atmospheric components.  It alloys readily with silver, the

 platinum group metals, copper, lead, zinc, nickel, and mercury, and can be

 tailored to a range of colors without serious loss of.tarnish resistance.

 Although its principal nonmonetary applications traditionally have been in the

 fields of personal adornment, art, and decoration, gold's physical properties

 have been exploited Increasingly in recent years In strictly utilitarian appli-

 cations in industrial equipment and technologically sophisticated hardware for

 communication devices and space exploration.         .-

           Gold is widely disseminated in the earth's crust, occurring in virtually

 all the geologic, rocks.known but at very low concentrations.  By unknown  .     .

 mechanisms, it appears to have been concentrated to some degree in.base metal

 sulfide ores where it still exists as the native metal.  'During the erosion

 and weathering of mountain ranges, it has been further concentrated in alluvial

 basins from which it could be recovered by placer mining.  Although more abundant

 than silver, commercially exploitable deposits have been relatively small in
 *Anonymous,  "Gold  —  symbol of excellence, measure of wealth,"
  Metals Week. Vol. 39 (40), 11 (Sept. 30, 1963)
                                                                                                                                                '
gold'content and size.  One authority has estimated  that world  production  of  :-

gold to the year 800 A.D. totaled not more  than  3.75 million  ounces,  a  quite

minor amount in view of the 2.5 billion plus ounces  mined  since the discovery

of the'Americas.  The point is that gold is relatively  scarce and  currently

known commercial deposits have limited production  potentials.  However,  the

gold that is mined is seldom lost Irretrievably  although  it may disappear

from the market place.

          Newly mined gold is prepared for  use by  refining to base bullion, an

impure form containing a minimum of 90 percent gold. The  common form for

marketing is refined bullion that is 99.5 percent  pure  gold,  but other  commercial

grades are available up to 99.99 percent pure.   For  jewelry and other decorative

uses, gold alloys are identified by the gold content on a  classification system

based on "karat", a term meaning a 24th part. ' Pure  gold  is 24  karat  (kt);

coronon jewelry alloys are 22 kt (91.6 percent gold), 18 kt (75  percent),

14 kt (58.4 percent), and 10 kt (41.7 percent).


          Gold Alloys.  Pure gold is so ductile  and  soft  that it has  few

significant applications.  The bulk of the materials Issued to  industrial

users consist of alloys of gold that have been tailored to specific applica-

tions with respect to color, hardness, workability,  and price.

          Pure gold is required for the production of gold leaf.  The art  of

making this product in the United-States is.confined.to•two-companies that

have automated the process and five aging artislans  who still use  hand  beating

methods.  Simplified, a gold coupon, 1 1/4  Inches  square  and  one thousand  of  an

inch thick is beaten out to a sheet about 4  1/2" x 4 1/2"; the  sheet  is  quartered

and each quarter is again beaten out, the resulting  sheets again quartered and

rebeaten.  The original area has been expanded by  a  factor of 64 and  the final

-------
                                        10
leaf Is about 1/200,000 inch thick.  In spite of the apparent fragility of gold




leaf It retains its appearance for many years when applied to statues or building




domes exposed to the atmosphere.




          A wide variety of gold alloys find applications in jewelry, art,




dentistry, and strictly industrial uses.  The most common jewelry alloys are




identified as to gold content by a classification system based on the "karat,"




a term meaning a 24th part.  Jewelry alloys start at 22 karat (kt) or 91.6




percent pure gold and range down to 10 kt or 41.7 percent pure gold.  From




18 kt to 10 kt, alloys may be prepared that are reddish yellow, yellow (like




pure gold), greenish yellow, or white.  In addition, malleability can be




controlled to better suit a number of different fabrication techniques and




tempered to provide varying degrees of work handening.  A detailed elucidation




of jewelry alloys would be inappropriate here.  The yellow colored alloys




usually contain gold, silver, copper, and zinc.  For the white colored alloys,




nickel replaces the silver.




          Dental alloys may have a range of gold content from 60 percent to




92.5 percent.  Varying proportions of silver,  copper, platinum,  palladium,  and




zinc account for differences in workability to accomodate the various operations




performed by .the dentist or dental laboratory.  The softest alloys contain




between 80 and 92.5 percent gold while the hardest are based on 60 to 70 percent



gold.




          Gold alloys are available in a variety of forms to suit the subsequent




fabrication technique.  Sheet and strip are provided for stamping and blanking




operations, tubing for roll forming,  wire for  chain manufacture  and  assembly




buildup, and grain for casting.  In addition to these solid gold mill products,




gold alloys are clad on base metals for sheet, strip, tubing,  and wire for
S)
                                                                                                                                      11
      selected end-use products in the field of art and decorative applications.




      "Gold filled" is the designation for materials consisting of a karat gold layer




      on base metal in which the gold represents l/20th or more of the total weight




      of the composite.  "Rolled gold plate" is used to designate composite materials




      in which the karat gold layer is less than l/20th of the total weight.  Federal




      Trade Commission regulations require that consumer goods articles be stamped to




      identify them as gold  filled or rolled gold plate and  that  the marking include




      the karatage of the gold  layer and, in the case of rolled gold plate, the ratio




      of the gold layer  to total weight (i.e.,  1/40 10K gold rolled plate).






                Special  Alloys.  Brazing alloys are formulated to give a desired  bond




      strength.  Jewelry brazes need rather  low bond strength and seldom contain  more




      than  30 to 35 percent  gold.  Jet engine  brazes require high bond strength and




      a much higher percentage  of  gold (70  to  80 percent)  to assure the metallurgical




      bond.  Alloying elements  include silver,  copper,  and nickel.




                "Liquid  Gold,"  used  in the  decoration  of glass and  ceramics,  and  Cor




      microcircultry  consists  of  22  kt gold  powder  suspended in  a varnish-type  vehicle.




      After application, the article is  fired  in  a  kiln which  converts  the gold  to a




       thin adherent  film that  is  decorative or electrically  conductive.





                Gold Compounds. The principal gold compounds are plating  salts.




      Substantial  improvement  in  the speed  of  deposition,  integrity of  the deposited




      film,  and  finish  appearance  have been achieved  in the  past  few years with




      proprietary  bath  formulations  and complete plating systems.  The major  suppliers




      of  plating  salts  offer extensive technical service as  well  as system design and




      engineering  and  equipment.

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                                       12
          Legal Considerations.   It is Illegal for a private individual in the




United States to own or hold gold other than a limited number of coins,




commemorative medals, or manufactured articles.            .   ..'   -




          Because of monetary considerations, the United States Government




maintains a measure of control on gold by.requiring that producers, refiners,




dealers, and consumers be licensed and report their gold .transactions and -




stocks.  Exceptions are made only for those that handle less than 50 ounces at




any given time and less than 350 ounces in any monthly period.






Characteristics of the Gold Industry






          Materials Sources.  In the United States, gold is mined from place!




and lode deposits and recovered as a by-product in the refining of copper,




lead, and zinc.  Additional supplies are available from the refining of foreign




ores and base bullion as well as from consumer and Industrial products containing




gold that are scrapped for salvage.  Further, until March 1968,  the U. S.




Treasury Department was authorized to sell any excess gold it was holding




(that is, not needed for the legal support of currency).  These sources




frequently were insufficient to satisfy nonmonetary demands in this country




and imports of refined bullion from other countries were needed.           .  .




          Domestic mine production of gold in the United States peaked in 1940




Jith an output of a little more than 4.8 million ounces.  During World War II




a number of lode gold mines were closed to divert the mining manpower to more




critical needs and many of them have never been reopened.   After the war,




steadily rising costs for operations and exhaustion of deposits  contributed to
                                                                                                                                             13
a long-term decline in the output of new domestic gold. ' In contrast to this




situation, world production of gold has been increasing rather regularly since




1944, lead by South Africa and Russia to a level of about 46 million ounces.




Table 1 presents the recent (1965-1969) production of gold in a number of




important producing countries, refinery production in the United States from '




both primary and secondary sources, and U. S. imports and exports of unrefined




and refined gold.  The increases in South Africa and Russia barely compensate




for declines in other areas that are suffering from the same economic squeeze




that is evident in the United States.




          Refinery production in the United States after 1966 has to be




estimated since the Bureau of the Mint no longer does refining for private




Industry.  Growing industrial consumption suggests an increase in recycled




scrap, especially in 1969 when  the  free market in gold  rose  to over S44 per ounce.




          Import data probably  represent a close approximation of the quantities




channelled to refiners (ore and base bullion) and into  industrial markets




(refined  bullion).  Not  too many countries settle international  trade deficits




with the  United States by sending us gold.  However, our exports of refined gold




reflect almost completely international monetary transactions rather than




commercial trade in gold.






          Materials Flow.  In recent years, the Office  of Docestic Gold and Silver




Operations,  in the Treasury Department, has collected and published data relating




to  the flow  of gold to industrial consumers and back  to refiners for reprocessing.




No  attempt has been made by this or any other official  agency  to determine  the




quantitative relationships between  supply and demand  for gold or the details of




receipts  by  and  returns  from  specific  consuming  industries.  Through 1967,  the

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                                       15
published statistics showed net industrial consumption, determined by the total




quantity issued less the total quantity returned for reprocessing, and an




estimated allocation of net consumption to broad classes of consumers.  The




cycle obviously includes scraps, wastes, and sweepings generated by manufacturing




industries in the course of their conversion of gold received into saleable




products as well as old scrap reentering the cycle after use by ultimate consumers




But differentiation between these two sources of recycle materials is difficult




because the manufacturing industries usually receive the salvaged consumer scrap




and combine it with their own conversion scrap for delivery to a refiner.  Thus




the exact quantities of salvaged old scrap are unknown although they represent




a net addition to supply in any given year.




          Based on reported statistics for the 1965 to 1969 period and prior




Battelle studies of the gold industry, Figure 1 presents an approximate annual




flow of gold in industrial uses in the United States.  A total of 8.090 million




ounces of gold was issued to industrial consumers in addition to which they




apparently received 0.320 million ounces in salvaged scrap from consumers.  Of




these gross receipts, 1.820 million ounces were returned to refiners for




reprocessing while 6.590 million ounces were incorporated into saleable or




usable products in circulation.




          The quantity issued is estimated to have originated from 3.720 million




ounces processed by refiners and 3.110 million ounces of imported refined bullion,




of which 0.560 milli'on ounces represents a net addition to refiners' and importers




stocks to balance reported net  consumption of 6.270 million ounces.




          It should be noted that the flow diagram shown does not include any




allowance for gold reprocessed  by refiners for consumers on toll.  Refiners




contacted during  this study admitted  that toll refining of gold is increasing




since  the two-tier pricing system was instituted  in 1968.  The magnitude of this







                                      4-6

-------
                                       16
                                 Impor ted .Ores and-
                                   Bo'se Bunion
New Domestic Ores
1650



•s
250
1

.Sc


                                                       .Scrap, Waste, and.Sweepings
                                                               Recycled
                                                                 1820
          Imported Refined Bullion
                   3110
crop 485
crop 75
                               Alloys Available
                               ' to'Denfai Use*
                                                      Refinery Production
                                                         .   3720
  Refined Metal and
' Semimanufactures
Available to Industrial
• Uses, Including Space
:    and Defense
      2620'
                              u

                            57(j
Re'fined Metal'and Sernirnanufacturers
Available to Jewelry and Art Uses
             4815.
                                                                   Into
                                   Scrap
                                    940
)ld Scrap 320
                             Additional' Inventory. Held by
                            Industrial and Private Consumers'
           FIGURE  1.  APPBOXIMATE ANNUAL FLOW OF GOLD. UNITED STATES
                      (Based  on 1965-1969 data, in thousands'of troy ounces)
       Battelle Columbus Laboratories
               1
                                                   <:  -7
                                                                                                                                              17
 facet of .the recycling' industry  is  indeterminable from the information received

 for this study but is believed  to be  relatively minor and would influence only

 refinery production since'stocks held by consumers are not accounted for in  the

.flow diagram presented.                                     .       . .


           Gold Producers.  The  producers of gold in the United States consist

•of mining companies and refiners with some organizations performing both functions.

           Newly mined gold is produced  from placer deposits, lode deposits

 containing primarily gold and silver, and base metal mines for copper, lead, and

 zinc having recoverable gold.   Table  2  presents the production of gold from

 various types of mines in the 1965-1969 period.  Placer mining is declining

 because of exhaustion of known  deposits and rapidly rising labor costs and may

 soon disappear as a significant source  in this country.

           Gold lode ores predominantly  originate from three large mines that

 have been able to minimize labor cost increases by mechanization of mining.  The

 roster of small lode mines is decreasing steadily because of economic factors.

 Homestake Mining Company's deep deposit at Lead, South Dakota, has been the

 largest single gold producing property  in the United States in recent years.

 This operation produces  nearly  600,000  ounces of gold annually and recent

 development at very deep  levels indicates that this mine may have a productive

 life'of 6 to  10 years yet.   Carlin  Gold Mining Company initiated a large open

 pit  operation in  1965 at  Eureka, Nevada, to tap reserves of about 11 million tons

 of ore  containing 0.32  ounces  of gold per ton.  Peak production was in  1967  with

 an output of  337,000  ounces  but the last several years have been lower  because

 of lower grade ore  being treated.   The  third largest mine  is  the Lander, Nevada,

 openpit operation of  American' Exploration and Mining Company which began operation

 in 1969.

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          Gold recovery from base metal mining depends on  the level of operation


of these properties ar.d the concentration of gold in  the ores which ranges


from 0.001 ounces to 0.385 ounces per ton.  Electrolytic refining of  copper,


lead, and zinc yield slimes with a high content of gold and  silver that are


readily treated for recovery of the precious metals.  Copper accounts for an


average of more than 82 percent of annual gold output from the base metals.


Current expansions, especially in Arizona and New Mexico,  should boost gold


recovery from copper over the 600,000 ounces per year level. Among the top


25 gold producing tines (that accounted for 97.6 percent of  total production),


13 were copper mines, 2 were copper-lead-zinc mines,  and 2 were lead-zinc mines.


          The gold refining industry until 1968 consisted  of a handful of companies


dealing with base metal recovery circuits, a group of 10 to  15 companies treating


recycled scraps, ar.c the U.S. Bureau of the Mint.  The latter did virtually


all the upgrading of new gold bullion to refined bullion since tolling charges


by the Mint were lover than those imposed by private  refiners.  Since the Mint


withdrew from toll refining, a number of the private  refiners have added silver-


gold parting circuits and refined bullion casting equipment. The current refining


industry is  believed to be capable of handling between 6 and 8 million ounces


of .gold per  vear from all sources--new domestic mine  production, imported ores and


base billion, and recycled scrap.


          Among the companies dealing with new mine  production, Komestake Mining,


Kennecott Copper Company, The Anaconda Company, American Smelting and Refining


Company, and American Metal Climax are important  factors.  Engelhard  Industries


and Handy and Karcan are  the largest of  the  refiners of  scrap,  followed by  (in


alphabetical order)  American Chemical and Refining Company,  Joseph Behr & Sons.


Cincinnati Gold J. Silver Refining Company,Eastern Smelting & Refining Company,

-------
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          VT •"•'•'.' '•' *..--•-- J.,*v;,^«.,. ..... .-,_..,W^*;:^&f:d4w-*v.^
Martin Metals,Pease  and Cuirren, Sabin Metal Corporation,  Sel-Re'x'Corporation,  -


Simmons  Refining Company, Sltkln Smelting and Refining, Spiral Metal Company,


United Refining and  Smelting, and Wlldberg Brothers Smelting and Refining.



Any of these are  believed to be able to''handle •aay''materlal'ylth'a'.gold content


of more  than 2 or 3  percent.  A few are capable of handling more dilute materials,


for example sweepings  and wastes.       .•'•:•     •         '     •   "



          Table 3. presents'rep'orted refinery '"production, of newly.mined gold    .


from domestic  ores,  and Battelle estimates of refinery production from Imported


ores and base  bullion and from purchased recycled materials.  The yield from •


Imported ores  and base bullion has been calculated at 96.75 percent-of the gold


content  of Imports for the given year, the historic basis for-determining the


price to be paid for such materials.  The estimates of output'from recycled


materials does not include any allowances for process losses.  Thus,'the


total represents the quantity of gold available  from  refiners for sale to In-


dustrial consumers or licensed dealers.




Markets  for Gold




          Historically, consumer-oriented applications have accounted for more


than two-thirds of the gold consumed annually  in the  United States.  Jewelry


represented  the largest market segment followed  by art and decorative uses and


dental applications.  Gold is valued in these markets for its aura of affluence"


as  well  as  for Its beauty and durability.  The  strictly utilitarian applications


for gold in  Industrial products'have gained prominence only since World War'II


with the development of sophisticated  technology in  electronics, aviation, and  ,


space  exploration.                   '  -   ."   -        .
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                                        22
          Immediately after World War II, Industrial consumption of gold In



the United States spurted to new highs as economic prosperity continued



without a post war depression.  The buying public had disposable funds and



jewelry was an outlet for this pent-up purchasing power.  From 1946-1950,. average



annual net industrial consumption was nearly 2.6 million ounces.  In the

                       -^'


succeeding decade this fell to an annual average slightly under 2 million'



ounces as consumer buying returned toward normal patterns, with a definite



upsurge In the final years of the period.  Consumption In 1960 was 3 million



ounces, advanced to 4.2 million ounces In 1964 and then continued to rise, as



shown -in Table 4.



          Between 1934 and 1968, the price of gold In the United States was



fixed at $35 per ounce by the U.S. Government.  When.the Treasury Department



.withdrew from refining and the purchase of newly mined gold in March 1968, a



free market in gold was created.  Speculators and Investors In foreign countries



forced prices upward during 1968 and 1969 until the problem of how South Africa



would market its current production was solved.  At the peak, gold prices in



Paris and Zurich exceeded $45 per ounce and rose In the United States to a high



of $44.25 per ounce on March 10, 1969.  The establishment of Special Drawing



Rights (SDR) in the International Monetary Fund and resumption of sales to free



markets by South Africa restored confidence in the continued availability of .gold



for Industrial uses and prices declined to the level of $35 to $37 by. year end.



Minor fluctuation in 1970 toward $39 per ounce reflected short-term availability



of industrial supplies in the face of declining demand in the United States.



          To date, the price of gold has had relatively little influence on



demand for the metal in nonmonetary applications. In the major consumer-oriented
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                                        24
 of gold in the  final product determine the  decision to buy.   In industrially-




 oriented uses,  gold .provides vital functionalities that are.   attainable with




 substitute materials only after costly research, engineering, and development.




 ;Price fluctuations since '1968 undoubtedly have intensified efforts to reduce




 the quantity of gold needed in industrial applications—efforts initiated when




 the price of gold was controlled—but where functionality is involved it will




 continue to be  used until a much higher.price level is reached and held...






           Jewelry.  Gold is consumed in the'manufacture of rings, pins, brooches,




 earrings, bracelets, necklaces, cuff links, tie pins, and other articles of




•personal adornment.  All the forms of gold provided by refiners except. leaf and




 pastes and suspensions find applications, led by casting "alloys, sheet--and




: strip, and tubing. 'Casting is an economical-means of manufacturing class rings,..




 complex pins and'necklace parts, and1 mounting'bases-for stones.  Stamping and




 blanking of sheet and strip are used for mounting1 bases for stones,;bracelet and




 necklace parts, earrings, and cuff links.  Roll'forming of tubing Is used for




 wedding bands and shanks for ladles fashion rings and men's-rings.




           An important share of the growth*of gold in jewelry since 1958 has to




 be attributed to the-popularity of class rings for college and .secondary1'school.




 students.  This rapidly growing market is served by Investment casting of 10 karat




 alloys in a range of colors.  An Individual ring may contain up to half an-ounce of




 10 karat alloy, about $7.worth of gold in an-article retailing for $18 to $25. .




           One general trend in 'the jewelry industry''is worth noting;- a gradual




 swing'.to'the alloys of higher gold content.  Through the;1950's, about*,75 percent




 of the gold used by the industry'was.issued in the form of 10 karat alloys. .The




 12 karat, 14 karat,-and 18 karat alloys were found only in more expensive pieces
                                                                                                                                          25
 whose appeal was based primarily on design considerations rather than intrinsic




 value.  During the 1960's, the proportion of 12 karat and 14 karat jewelry




 increased to-the point that they now account for over half of the gold used.




 Further, there is evidence that 18 karat usage is about to grow substantially,




 possibly as a result of American consumers' exposure to European jewelry which




 uses this karatage extensively.  Overall, this trend toward the better grade




 alloys may account partially for increasing.gold consumption since 1958 but




 Its impact is difficult to assess in'comparison•to growth-of-the total market




 for jewelry related to population or to expansion of the value of the jewelry




 •market from-inflationary;factors.






          .The Arts.  This category includes a variety of uses for gold.  Gold




 leaf is used for architectural decoration, on statuary, and .for book gilding.




 Karat gold,.;gold clad materials, and plated gold in strip and wire.form are used




 to fabricate pens, pencils, lipstick cases, watch bands, watch cases, spectacle




. parts, and trophies.  Gold suspensions and pastes are used to decorate dlnnerware,




 drinking glasses, glass bottles, and household furnishings of glass and ceramic.




           This category of gold consumption has had a slow rate of growth in




 recent years because of the substitution  of nongold containing materials for




 economic as well as fashion reasons.  Some facets, such as -gold.leaf, actually




 have .declined from.the incursion of metallized plastics and.surface treated




 "metals such as'-anodized"aluminum.  However,-gold-.retains its share of: these




 markets based on its automatic association with quality for appearance and




 durability.          .                      .






           Dental Applications.  Gold is unaffected.by body fluids and is




 accepted^as a.permanent repair for tooth decay in fillings, Inlays, caps, and

-------
                                       26
crowns or as supports for artificial teeth In bridges.  Casting alloys"


constitute the most used form of gold although leaf and wire have specialized


applications.


          Dental technology and patient preference determine the amount of gold


used in dentistry.  Recently, dental technology has been swinging toward the


retention of natural teeth for as long as possible which increases the


opportunity to use gold.  Further, certain ethnic groups in American society


prize gold for its Inferrence of affluence as represented by caps and crowns.


Both factors contribute to growing markets for dental gold.




          Industrial Applications.  Gold is used industrially for electrical


contacts, electronic components and conductors, for braze joining of machine


components exposed to high temperatures, and as protective coatings for


equipment components.  About 70 percent of the gold consumed in industrial


uses is applied by plating on base metal substrates.  Brazing alloys are the


next largest form, followed by suspensions and pastes, wire, and sheet and strip.


          The corrosion resistance and electrical conductivity of gold assure


its place in separable connectors and sockets for low-current, moderate voltage


electronic circuits that operate at low signal levels.  Reliability of circuit
                                                                                  r

operation is critical and the choice of metals for contact points is gold or


platinum or the alternative of nonseparable contacts.  For the highest levels


of reliability, gold button contacts are used but the usual solution Is gold


plated contacts.  While the number of such contacts has been increasing rapidly


in the past five  years, gold consumption has not kept pace because manufacturers


have  continued to refine their plating techniques to be more and more selective


of the areas where gold Is applied.  The  trend is toward plating only the potential
                                                                                                                                           27
contact surfaces which may represent 5 to 10 times as much area as that


involved in the actual mating contact surfaces.  Further Improvements may


involve redesign of connectors, an expensive procedure.  These connectors are used


with electronic equipment such as computers and calculators and semi-portable


communications equipment, for example plug-in telephones.


          Other uses for gold in electronics include plating of semiconductor


conponents for heat dissipation, conduits on printed circuit boards and micro


circuit assemblies, and electroformed thick films and wave guides.  Lead wires


for semiconductors and electron tubes frequently are gold wire.  Brazing alloys


make electrical connections in circuit boards and miniature and micro circuitry.


          Jet engines for aircraft represent a significant market for brazing


alloys outside the electronics field.  The large jet engines now in use may


contain 20 to 30 ounces of gold to attach seals and manifolds.  Even more


spectacular is the usage of gold brazing in the rocket engines for Saturn


launchers.  To cool the thrust chamber, fuel and oxidizer on the way to the


engine are routed through tubes brazed to the outside of the chamber.  The


limited number of Saturn engines built keeps this application in the minor category.


          Suspensions and pastes are used to form heat reflective shields for


engine shrouds on certain military aircraft, for face masks and other protective


equipment for steel workers, for communications satellites, and for cryogenic


equipment and jet thrusters on space exploration vehicles.  None of these require


substantial quantities of gold for individual items but no direct substitute has


been discovered.


          Gold finds applications in chemical laboratory ware, bolometers, X-ray


targets, rayon spinnerets, and in specialized gasketlng materials.

-------
                                       28
Market Outlook '     """-.•.".'

          The National Materials Advisory Board* recently projected net
industrial gold consumption for 1973 at 8.761 million ounces, an increase of
2 million ounces over their 1968 estimate.  This corresponds, to an average'
annual growth rate of 5.3 percent which agrees favorably with projections made
by Battelle in previous studies^ of the gold industry, assuming a .price no
higher than about $43 per ounce. .Preliminary indications are that 1970 will
fall below the trend line projection because of the stagnation of industrial
expansion in this country.  Similarly, recovery in 1971 appears to be slower
than expected and a new base for expansion may be appropriate.  Unless the
American and world economies return soon to the annual growths considered to
be normal, it is probable that gold consumption may not approach the 8.5 million
ounces level until 1975 or later.
          Prospects for increasing the domestic mine production of gold are not
encouraging unless a drastic rise in price is experienced.  This latter condition
appears  unlikely  in view of  the continued commitnent of the  United States
Government  to  the $35 per ounce price.  Although domestic mining and recycling of
scraps and wastes will not supply annual demand in the United States, Free World
production of  new gold will  exceed industrial demand and the U.S. deficit can be
met  by imports.   Undoubtedly,  the free market price will-be  higher than the
monetary standard set by the United States but  levels exceeding $50 per ounce are
not  anticipated through  1975 in the absence of  disruptive political situations.
 *Anonymouns,  "Trends  in  Usage  of  Gold",  NMAB-254, National Research Council,
  National Academy  of  Sciences  - National Academy of  Engineering, Washington, B.C.
  September 1969, p 14
                                         29                       .'-••--


                             The  Gold  Recycling  Industry

' Characteristics of Secondary  Gold                                        "''•

           Refined secondary gold is undistinguishable  from any other refined gold.
 The value of gold-containing  materials, be  they recycled scraps and wastes  or
 newly mined concentrates and  byproduct  recoveries,  is  based on the gold content
 with suitable deductions to process it  to refined bullion.   If the gold value of
 recycled, materials is less than  the value of nongold components they are more
 likely to be reprocessed for the other values without credit for the gold and  it
 may be lost or disappear for  years in other material's  flow cycle.
           Gold-bearing scraps and waste are paid for on the basis  of gold content,
 determined by analytical tests,  and the market  price for gold  on the day that the
 refined product is available  for sale.  Processing  charges and adjustments  for
         .'.. ....'.      i .-..,.>,    ' . '..  *  .  . - ,     • . •„    >".-••..!.
 processing losses are deducted from the total value in  settling payments.
 Depending on the type of scrap or waste, the reprocessing cycle may require up
 to four weeks, an unavoidable delay in  settling accounts between seller and buyer.
           Aside from the dealer-processors  and  refiners there  are  no markets for
 recycled gold.  The requirement  of the  Federal  Trade Commission for karat
 identification of jewelry alloys effectively forces gold users to  know the  chemical
 analysis of the alloys they purchase  and gold refiners  to separate the constituents
 .1*3	 .    ... A...V  -. • ; ' v-,^.4. #.. 1   .    ^.i . .. ^fi^Or«..-3  5^1 V.-'V. ::.%*•*.-.,. ".•     '   *•
 of scrap to assure meeting  karat standards.  In special circumstances of well
 segregated scrap  of known 'alloy composition, a dealer-processor or refiner may
 remelt and readjust composition without going through  the complete separation of
 constituents.  In this case,  the reprocessing charge is adjusted to reflect the
 minimal work involved.
                                                                                                                                                '1.0

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                                        30
                                                                                                                                        31
          Refined secondary gold must meet all  the  specifications  for  refined


bullion.  It therefore commands a price equivalent  to  that  for newly refined


gold.  This is accepted by consumers who do not  inquire about the  origin  of the


gold when making purchases.



Characteristics of the Gold Recycling Industry         .               .



          Materials Sources.  Gold-containing materials for recycling  consist  of


scraps, wastes, and sweepings.  Scraps usually  originate  from the  fabrication  of


products or component parts by metal working techniques and retain the  essential


characteristics of the original metal with  respect to gold content and form.


Wastes result from secondary metal  finishing operations (such as grinding or


polishing) on metallic products or  component parts, or from residues associated


with electroplating, operations or the manufacture of brazing alloys or  suspensions


and pastes.  Generally, the gold content of wastes  is  substantially lower than


the materials supplied to the consumers.  Sweepings consist  of gold-containing


residues resulting from cleanup operations in shops or factories where  gold is


used.  The gold content usually is  low (1 percent or less)  and the balance of


the material collected has essentially no recoverable  value.  Some shops  make  a


practice of burning sweepings to remove combustible materials and concentrate


the gold content so that reprocessing charges are lower.


          Discarded and obsolete products containing gold usually consist of


metallic items in which the gold is readily identifiable.   Consumer-oriented


products tend to consist of alloys with several precious metals but the gold Is


easily recognized and frequently the principal value recoverable.  Industrially-


oriented products tend to consist of composite materials with gold representing


a very minor part of the total weight.   A printed circuit for a computer  illustrates


the point.   A plastic base supports an etched copper foil to which are connected
metallic, ceramic, and encapsulated components.  On one or more edges of the


board are gold-plated spring wire contacts.   As received from the scrapyard that


dismantled the computer, an average circuit  board has a gold content value of


6 cents per pound.  If the board is trimmed  so that only the contact spring


assemblies are left as metallic components,  the value increases to 60 cents


per pound.  Further upgrading could be performed by removing the spring assemblies


from the board support but the usual procedure would be to burn the board and


dissolve the metallic residue in acid leaving a sludge with a fairly high gold


content.


          Prompt  industrial scrap normally includes scraps, as defined above, generated


in manufacturing  operations and recycled to a refiner or a dealer-processor on a


fairly regular schedule.  In circumstances where the scrap generator is able to


segregate scraps  from various alloys (for example, from ring shank production or


dental castings manufacture), the material may be either processed on toll or


purchased by the  refiner with the credit applied toward additional purchases of


gold semimanufactures.   Old scrap includes industrial wastes and sweepings as


well as discarded or obsolete items being returned to the recycle system from

                                                             i
consumers.  It generally has to be completely refined with separation of the


metallic  components and is purchased by the dealer-processor or refiner.  Frequently,


old jewelry scrap is accumulated by manufacturing Jewelers and melted, for convenience


in handling and assaying, along with prompt industrial scrap.  When delivered


to a refiner,  it  is impossible to identify the origin of the scrap leading to


uncertainty as to the efficiency of primary manufacturing operations or the actual


quantities of  old scrap being recycled.



          Materials Flow.  The basic flow pattern for recycled gold starts


with the  generation of  prompt industrial scrap or industrial wastes and sweepings

-------
                                        32
                                                                                                                                               33
by consumers performing manufacturing operations or  the  salvage of  discarded

old scraps by dealer-processors.  Large volume  generators, of  prompt industrial

scrap or industrial wastes frequently deal directly  with the  refiners—acting as

dealer-processors—in order to speed the delivery of materials needed  in the  '

manufacturing operations.  Small volume generators of  industrial  scraps  and

wastes may use brokers or local dealer-processors who  in turn sell  to  refiners.

Especially in the jewelry industry, the small generator  of industrial  scrap may

act also as a dealer-collector for old scrap.   It is believed that  virtually  all

of the old consumer scrap.that is salvaged enters the  recycle system by  way of the

small industrial scrap generator rather than  flowing to  dealer-collector in

"over-the-scale" transactions.
 ...-,.-                         • •         j-                •       .
          From the refiners, who ultimately receive.nearly all-the  scraps,  wastes,

and sweepings, refined gold is reissued to industrial  consumers in  the various

forms and ^alloys needed;  The recycle circuit, is included., in. Figure 1  (page 16)

which shows the approximate* flow of gold.


          The RecyclingjIndustryJ  There is essentially  no .information available

to quantify relationship's within the recycle  chain.  Prior; to .1968,  the  U.S.

Bureau of the Mint accumulated recycle data from its own transactions  and those

of the large private refiners processing, ores and base bullion.   Dealer-processors

and small refiners handling secondary, materials .excluslyeiy'were'-nbt contacted .

and the magnitude of their reprocessing and refining .operations, was  not, included',
"_^-  .,   -.;- .'•-- -:  	'.'*'•  ~-.r.-~,  ...'..'• ",<;•-.' ,^i>+f-  #--~
-------
                                                                                                                                      35
                                      34                    •     .



The prompt industrial scrap represents 18.5 percent of the gold  issued.  If the


20 percent figure proposed previously is correct, it could indicate that the


unreported recycling contains a minimum of 120,000 ounces of prompt industrial.


scrap and perhaps 300,000 ounces of old scrap.


          In the identifiable recycle system, all of the 1,817,000 ounces of


scrap pass through the refineries (called dealer-processors).  Perhaps 1,350,000


to 1,400,000 ounces of this represents prompt Industrial scrap recycled directly


from generator to refiner.  Some small fraction of prompt industrial scrap plus


part of the old scrap reaches the refinery by way of dealer-brokers who nay


handle 300,000 ounces annually.  Further, up to 150,000 ounces per year aay


reach the refinery by way of dealer-collectors in over-the-scale transactions


involving Industrial and consumer obsolete scrap.


          In the context of the objectives posed for this study, unreported   •


recycled materials do not constitute a problem per se.  The assumption of an


unreported recycle stream is believed to be valid and constitutes a mechanism


for channeling old consumer scrap into the recovery system.  The opportunity lies


in stimulating the general public to use the existing system whether or not the


data get reported.



Markets for Recycled Gold



          Markets for recycled gold are the same as those for gold in general.


Gold consumers are concerned only that the materials they purchase meet the


compositional and physical properties specifications established without regard


to the origin of the gold.  Admittedly, scrap gold commands a price less than


the price of the material they purchased, the difference being the cost to re-


process the scrap to usable form.  But gold in ores or base bullion alsc has to


be refined and even refined bullion usually requires subsequent  processing to


become a usable .form.    '         -      "      -
         Demand-Supply Analysis
))                 Net industrial consumption of gold has been increasing at an average


         annual rate of about 13.1 percent since 1958.  Since that date nearly 51 million


         ounces of gold has been funneled into the American economy in consumer and


         industrial products.  The durability of gold suggests that theoretically it all


         should be available for recovery and recycling at some distant future date.


         Practically, much of it disappears into what could be described as consumer


         hoarding—not for speculation but for sentimental value—and some is lost through


         discard to rubbish piles in wastes that are considered to be uneconomic for


         recovery.


                   Future demand for gold for industrial uses is expected to.expand but

                                                                          4*'-' "
         at a rate substantially below that experienced in the past 12 years. 'This is


         evidenced by preliminary reports of consumption in 1970, which fell.below 1969,


         and indications that usage in industrially oriented applications aay..,stagnate


         or decline in the future.  The primary determinant of growth in the 1970 decade


         probably will be the jewelry industry where consumer demand tends to follow


         gross economic indicators.  Overall, annual growth at an average rate of 5.3


         percent may be appropriate for the 1971 to 1980 period, taking as the base


         the final tally for 1970.


                   Domestic mining is not expected to expand substantially beyond the


         1.8 million ounces per  year level as long as the price of gold does not exceed


         $50 per ounce  for an extended period of time.  The new large open pit mines


         will  compensate for the closing of small lode mines and byproduct recovery from


         copper ores  should  increase to over 600,000  ounces per year.  However,  the


         potential  for  a major  boost in gold production within  five years does not exist


         even  if  the  price of gold was raised to $70  per ounce  tomorrow.  Domestic


         mining will  supply  not  more than one-fourth  of projected demand.

-------
        :  Recycling of gold by industrial consumers currently supplies nearly    *•
30 percent of net industrial consumption and includes both industrially generated
scraps and wastes and old scrap from consumer and industrial products salvage. '
More than 80 percent of the 1.8 million ounces recycled annually in the. 1965-1969
period originated as prompt industrial scrap and represented nearly 90 percent of
that available for recovery.  An average of 300,000 ounces originated annually  .
from old scrap, estimated to be less than 40 percent of the amount actually
discarded but including most of the economically recoverable material under
existing methods of identification and processing.  It would be expected that
the prompt industrial scrap generated would remain as a resonably constant 20
percent of net industrial deliveries and that recovery would gradually Improve
toward a level of 95 percent of that.generated.  Any improvement, in the recovery
of old scrap from consumer and industrial products will be difficult to achieve.
Overall, recycled gold will be'insufficient to cover the gap between domestic
supply and demand and the United States "will have to rely on Imports of refined
bullion in:the period to 19,80.
                                                                                                                                            37
              Obstacles and Problems that Reduce the Recycling'of  Gold.•»   :     '   "

          Table  5  summarizes  the problems  Identified  and  the analyses  presented
in succeeding paragraphs.  '...;',                        •           .

Prompt Industrial Scrap                                      ...

          Prompt industrial' scrap results  from the conversion of gold-containing
materials into  usable or  saleable products  or  components.   Some  fraction of the
material purchased does not emerge in  products or components because  of  inefficiencies
inherent in the conversion processes used.  Predominantly,  prompt  industrial scrap
has'the same alloy composition  and physical form as  the  material purchased  but
is unusable  by  the purchaser  because of size or other  considerations.
          It is generated primarily by metal working operations  such  as  stamping
or coining, cutting, casting, blanking or  drawing.   The  loss from  yield  depends
on the metalworking technique,  ranging from about 5  percent for  casting  to  over
40 percent for  certain stamping operations.  Recycling of  this scrap  is  readily
identifiable as an economic means of reducing  the materials*cost in the  product
being made and  most consumers do segregate  and collect it  for return  to  refiners-.
          This  type of scrap originates primarily in the jewelry,  arts,  and
dental industries where metallic gold  and  gold .alloys  are  handled.  All  except
the smallest shops have established relations  with •dealer-collectors,  brokers,
•or refiners  ih-order''to assure  prompt  delivery of gold in  usable form and a ready
outlet for scrap.
          The major obstacle to increased  recovery of  prompt industrial  scrap is
apathy on the part of the consumer.  In small  shops, daily production  may involve
several alloys  and a variety of mill product forms (sheet,'Strip,  tubing*, wire,     \f
casting grain), each of which is used  in small quantities.'   Segregation'  of  scrap,    >
even by alloy only, presents problems  because  the generator is more concerned
about production than about  scrap collection.   Further,  the quantity  of  scrap
                                               478

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TABLE 5. ' IDENTIFICATION AND ANALYSIS OF PROBLEMS CONCERNING GOLD THAT WAS NOT RECYCLED IN 1969.
Scrap Categories Where Some Gold Was Not Recycled 	
Title
Problem
Definition







GOLD NOT
Recycled
Percent of
Available
GOLD HOT
Recycled
Prompt Industrial Scrap
Manufacturing processes often
generate unusable materials
in small volume In a number
of Installations , often
these are contaminated and are
not recycled.




100- 150,000 ounces
annually

10


Industrial Wastes and Sweepings
. Polishing, buffing, plating
operations and metal melting
generate wastes with a small
gold content
The gold values are not
economic to recover.

Thus, scrap gold Is not
recyc led .

20-30,000 ounces annually


20


Old Industrial Scrap
Gold content of discarded
articles la low, frequently
less than I percent
Nongold content Is variable,
usually other metals and
frequently plastics, paper.
and cloth

This Is a major area of gold
not being recycled.
400,000 ounces annually


80


Old Consumer Scrap
Service life of consumer
goods dependent on factors
other than economics
Consumer's Idea of article value
to be scrapped Is much higher
than the materials cost

Individual article has small
•mount of gold and variable gold
content
Unknown


Unknown


             I.  Rate of recycling Is high
                 when scrap csn be segregated
                 by alloy and color

             2.  Segregation becomes difficult
                 when same worker has to handle
                 seversl alloys and different
                 product forms In same day

Problem      3.  Jewelry, arts, and dental
Analysis         Industries have many small
                 shops with one or two pro-
                 duction workers.

             4.  In small shops, production of
                 saleable goods represents more
                 economic use of labor than
                 collecting scrap

             S.  This Is not a promising area
                 because the economically re-
                 coverable scrap Is being
                 recovered

             6.  Institutional promotion by the
                 refining Induatry la desirable
                 to maintain level of recovery .
                 now achieved
1.  Gold content of wastes and
    sweepings Is variable, from
    0.1 percent to 5.0 percent

2.  Balance of material has no
    significant recovery value

3.  Efficient collection Is dif-
    ficult because of dilution

4.  This Is not a promising area
    because the economically
    recoverable waste Is being
    recycled

S.  Institutional promotion by
    the refining Industry Is
    desirable to maintain level
    of. recovery .now achieved
                                                                1.  Aside from military salvage
                                                                   depots no effective mechanism
                                                                   exists for economic collection
                                                                   of discarded equipment

                                                                2.  Discarded equipment has variable
                                                                   gold content--aome none, others
                                                                   up to 1 percent gross weight

                                                                3.  Identification of gold-bearing
                                                                   scrap Is difficult at times

                                                                4.  No effective processes exist
                                                                   to treat bulk scrap for gold
                                                                   recovery

                                                                5. . Upgrading to recoverable gold
                                                                   level Is uneconomic unless
                                                                   large volumes of scrap are
                                                                   collected

                                                               6*  About two-thirds of economi-
                                                                   cally recoverable gold Is
                                                                   being recovered

                                                               7.  Some Improvement Is possible
                                                                   via joint DSBH-DOD programs
                                                                   now underway
1.   Consumer has little economic
    Incentive to recvcle gold
    unless a direct replacement
    of an article Is being made

2.   Unreported recovery believed
    to be substantial via small
    manufacturing Jeweler

3.   No effective mechanism exists
    to collect discarded articles
    from Individual consumers

4.   Improvement In recycling
    definitely possible but not
    necessarily economic for
    consumer

-------

involved may be small so'that' long-term collection is fequired..'to accumulate a    •




saleable amount.  The solution to this type of. consumer apathy appears to be in




the education of management and workers to the value being lost and, if appropriate,




training in identifying various kinds of scrap for segregation.  The gold refining




industry has been promoting the concept of recycling for many years with large     ;




consumers and others who request help.  Beyond a continuation.of the institutional




advertising they currently support, no effective programs were discovered.






Industrial Wastes and Sweepings                                                  ;.






          Metal finishing operations, the production of brazing alloys, and  .




electroplating operations involve procedures that result in gold-containing




wastes.  The gold content of the waste material usually is.considerably lower




than that of* the material purchased and the ph'ysical form frequently is different.




Polishing and buffing of jewelry, artware, and dental castings'leaves traces of




gold in the polishing compound.  Fluxes and covercoats for melting braz'ing    .  .




alloys may trap some metal.  Spent plating baths and'wash water recovery systems




contain small percentages of gold as salts.  Properly handled the gold is.recover-




able in spite of the fact that it may be less  than 1 percent of the weight of the




scrap;  The problem here is to avoid accidental dumping or discard of the gold-




bearing wastes either from carelessness or lack of recognition of value.  Again,




educational advertising such* as that already supported by the refining industry




seems to be the most logical approach.






Old Industrial Scrap






          Old industrial scrap consists primarily of electronic equipment




components and gold brazed jet engine parts that have been scrapped for salvage.

-------
                                        40
                                                                                                                                            41
The gold content of the original product usually.is less than 2.percent of the




total weight and identifiable only by trained inspection or test.  Effective




recovery of the gold is complicated by the presence of large percentages of




aluminum or nickel-based alloys with copper, lead, zinc, tin,-and pias'tic materials




as contaminants.  Currently available processing methods are not amenable




economically to treatment of the scrap in bulk form for isolation of the gold




content from the other nonferrous metals:




          In electronic equipraent--military communication and navigation devices




and industrial computers—the gold is present as thin-plated film on connectors,




contact points, and semiconductor•components.  Dismantling of the original




instrument or device with segregation of recoverable metals is necessary to




upgrade the gold-bearing parts to a level of economic gold recovery.  Printed




circuit boards for computers are rather readily identifiable as potential gold




scrap because most of the gold content is on the connectors mounted on the edges




of the boards.  Gold-plated transistors and diodes with gold lead wires are more




difficult to spot because not all such components contain gold.  Furthur, perhaps




one component out of a dozen is gold plated and should be segregated to permit




gold recovery.




          The salvaging of jet engines is practiced routinely because of the




value Inherent in the metal parts--casings, rotors, turbine blades, etc.  Certain




models made by one of the two major manufacturers--Pratt and Whitney—have gold-




brazed parts such as rotor sea~ls and turbine blades.  When such engines are




Identified, salvagers recover as much of the brazing alloys as they can by




"sweating" the parts after disassembly.  Complete recovery is difficult because




by nature the brazing alloys when melted form a thin film that clings to the
'  )      base metal unless wiped off by an expensive hand  operation.   Bulk melting of the




         parts results in loss of the gold since  the high  performance alloys  used  in jet




         engine parts are not reprocessed  to the  pure component metals but diverted into




         other alloying uses.




                   The U.S. Bureau of Mines has been working with the Department of




         Defense for several years to develop techniques for identifying separable




         components in military salvage.  Studies made by  the Bureau suggest  that




         military salvage depots  currently handle scraps  containing about 300,000




         ounces of gold, of which an unknown percentage can be recovered by presently




         available processing techniques.   However, it is  recognized that the salvage




         depots  represent the most effective approach for solving the logistical




         problem of accumulating large quantities of gold-containing scraps to justify




         the development of segregation techniques.




                   Similarly, there is an  evident need to  devise collection procedures




         for nonmllitary electronic equipment discards to  permit recovery of  gold  and




         other precious metals.  The recent establishment  of companies specializing in




         salvage of computer conponents, working with the  large computer manufacturers,




         is a further attempt to solve this problem.  But  data are not available to




         indicate that potential loss because of noncollection or the effectiveness of




         the collection that is now going  on.




                   Overall,  the old  industrial scrap being salvaged annually  may contain




         as much as 500,000 ounces of gold.  Perhaps as much as 150,000 ounces of this




         can be segregated and  isolated to the point that  economic recovery of the gold




         is feasible but  it  is  doubtful that more than 100,000 ounces actually is




         being  recovered.

-------
Old Consumer Scrap    '. .        "-   ''•             -.  ..'    -. • ;     ,T      • ...


          Old scrap appears to offer an opportunity to improve the recycling of  .

gold.  "No one knovs how much gold is discarded annually by ultimate consumers,

the general public.  Recent estimates suggest that municipal refuse may contain

up to 0.6 ounce of gold per ton, from discarded jewelry, watch cases, and

spectacle frame parts.  Whether or not these estimates, are representative is

questionable but there is no question that gold-containing articles do get discarded

instead of being returned for recycling.  The average individual has  difficulty in
                                         V
justifying the time and effort to accumulate gold-bearing scrap and then to find

a dealer-collector who will purchase it for a reasonable fraction of the inherent

value.  Actually, the economics of the recycling system tend to discourage the'

recovery of individual consumer articles.  The consumer places a value on the

articles that reflects his purchase price although the contained gold may represent

less than 25 percent of that price.  When he comes to sell it, the gold content

value has to be discounted to compensate'for dealer-collector's fees and refinery.

charges.  Refiners calculate that their charges for analysis and reprocessing

make it uneconomic for seller and buyer alike to handle anything less than        . -

25 ounces of gold content.  Individual consumers seldom accumulate that much

gold in a lifetime.                                                            •

          No readily apparent solutions to thi_s^ problem of collecting consumer -.

gold scrap were suggested by the contacts made during the course of this study.

The appeal made during World War II by the U.S. Government resulted in a temporary

Increase in the recycling of old scrap.  The value of the scrap received is believed

to have been substantially below-the cost of the appeal'and currently infTated

costs  for mass media advertising mitigate against the economics of a similar
                                                  483
                                                                                                                                           43
approach at this time.  Perhaps the" best alternative would be to enlist-the help

of service organizations—church groups, Boy Scouts, Rotary clubs, etc.—to

act as collection agencies.in.return for any revenues derived from the sale; of

the scrap.> ., To be  effective, such an effort would have to be promoted for

several years by a national organization as a public service. ,
                                                                                                                                              464

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                Problems NQt Directly Related to  Recycling of Gold






Industry Statistics         .






          The lack of adequate statistics relative to the flow of gold through the




manufacturing complex to the American economy complicates any attempt to analyze




the magnitude of the problems Involved In recycling and determine priorities for




their solution.  Unquestionably, gold disappears from the flow cycle in many




forms and at a wide range of concentration of gold content.  It might be possible




to quantify some of the more readily apparent areas of loss merely by estimating




the effective life cycle of selected products containing gold and the probability




of recovery based on the level of contained gold.  But such studies would be




highly theoretical and impossible to verify In any quantitative sense.




          From a practical viewpoint, the value to be derived from having access




to complete statistical information is questionable and the cost of collecting




and reporting it can be readily determined to be excessive.  However, the avail-




ability of more detail on the throughput of domestic gold refineries--production




from foreign ores and base bullion, sources of recycled gold by the same classi-




fications used for net industrial consumption--would be a welcome addition for




industry analysts.  Hopefully, the U.S. Bureau of Mines may include such data




in its annual canvass of .the refinery industry now that it has assumed this




reporting responsibility.
                  Courses of .Action Concerning Recycling of Gold                 ,  ._






Selection of Opportunities






          All the evidence gathered by this study Indicates that the major




opportunities to Improve the recycling of gold Involve the collection and processing




of old scraps from ultimate consumers and Industrial products.  By and large,




the manufacturing segment of the gold industry Is aware of the value of recycling




and further Improvement  from this sector, while possible, will not materially




affect the demand-supply situation.  Thus, the development of priority rating




information appears to be superfluous.




           Intuitively,  the general public is complacent about recycling gold




 because the monetary return falls far below the value ascribed to individual




 pieces by the owner.   In the final analysis, the existing system for collecting




 gold consumer scrap fails to provide an economic incentive to the ultimate consumer




 for recycling except In those few Instances where direct replacement of an




 article leads to a trade in.  From a gross materials flow viewpoint, this does




 constitute an opportunity to improve recycling but the cost of achieving even




 a modest increase in recycling may be prohibitive.




           In the case of old industrial scrap, the potential for recovery is




 apparently less than for consumer-oriented products but the probability of




 effecting Improvement is better.  Basically, the problem still hinges on




 economics—the economics of collection and processing for segregation.   The




 precious metals content of the equipment being scrapped is Insufficient to justify




 salvage for that value alone so that concurrent recovery of several values is




 needed.  In general, military and industrial electronic equipment contains steel,




 copper, and aluminum as salvageable values as well as plastic and textile wastes.




 The economics of recovery for the base metals favor the handling of large volumes




 of them by automated or semi-automated means.  Currently, only military salvage




                                             456

-------
                                        46-
.depots and the large computer manufacturers can accumulate the-volume  of scrapped


 equipment needed to setup disassembly lines for segregation of the various  metal


 values.  Experiences gained In these installations.undoubtedly will be transferable



 in part to dealer-collectors who could serve as'local processors.for discarded



 office equipment (desk calculators,  dictation.equipment,  intercom systems)  and



 consumer appliances (radios and television sets) where suitable arrangements  can



 be made vlth servicing organizations.  The key to such Installations .will be



 the ability to Identify .the various  salvageable components and to devise efficient-



 disassembly methods.                 .                       '...-..-•         •  .'-.-.'•




 Recommended Actions                                          .                '       ./




           For the Environmental Protection Agency (EPA),  the most  apparent  action'-.



 would be the general promotion of recycling for consumer  and industrial  products


 containing gold as well as other values.   Concurrently, support  could  be furnished . .  •



 to other governmental agencies,  such as the Department of Defense  and  the U.S.



 Bureau of Mines,  to continue their educational  and  training programs in  scrap



 recycling, possibly, expanding the training programs  to private  industry  on  a


 cost-sharing basis.



           Obviously, enlightened self-interest  suggests tnat the recycling


 industry should continue  Its educational and promotional  advertising on  an  Individual



 company basis as well as  conduct seminars  and training sessions  under  the auspices •



 of NASMI at national and  regional assocition meetings.  Beyond this  NASMI may.


 be in a position to coordinate governmental  and private Industry efforts  to



 develop more efficient methods for processing multi-metal  scraps or  disassembly



 of electronic equipment.  .Overall, the aim should be  to  identify and upgrade



 gold  scrap  to acceptable range for refining or to develop ..recovery processes  for


 scraps  containing less than 2 percent of gold.     '    -   . -;-,        ...






                           •-"••':••"  •   " -   457 •"•    •  •'./  •.-.•-• '.  ..   •••   •
                                                                                                                                                47"
•  ""•  ...   :  -;-   -"'•-•   .    ••    •••'*..-•'-•'     '   '-  :    :..:..•
          Stimulation of-recycling by'individual consumers offers..formidable  •



problems.  One approach  suggested by representatives of the recycling  industry



was the enlistment of local  service organizations—Rotary, clubs, Boy .Scout  troops,



church groups—to act as collection agents  for jewelry and art  objects.   Revenues



derived  from the  sale of the scrap  collected would be used to  further  the .programs



of  the organizations for the common good.   Here, as  a.public  service,  NASMI



might be able  to stimulate such'service groups by  working with their national



offices  in  the organization and planning of programs to  be  carried out at the



 local  level.  Continued encouragement and support  would  be  needed to- sustain



 interest in such programs because of changing leadership in local clubs.



          Table 6 summarizes the actions recommended.                -_.,--
                                           458

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                                                    TABLE 6.  RECOMMENDED ACTIONS,  HIGH PRIORITY GOLD RECYCLING PROBLEMS
  Title
                  Prompt Industrial Scrap
                                       Industrial Wastes and Sweepings
                                      Old  Industrial Scrap
                                                                                                                                    Cld Consumer Scrap
Actions         Recycling Industry should
Recommended     continue promotional efforts
                for collecting and recycling
                small volumes of scrap.\
                                      Recycling Industry should
                                      continue promotional efforts
                                      for collecting,  segregating
                                      and using small  volumes of
                                      scrap with low gold  content.
By When
        (D(2)(3)
    EPA/NASMI
                                                          EPA/NASMI
                                   Recycling  Industry should
                                   continue promotional and
                                   training efforts to ensure
                                   that scran with low cold content
                                   is  collected and recycled.
                                                                             EPA/NASMI
                                     Recycling Industry should
                                     continue promotional efforts
                                     to encourage ultimate consuce
                                     to turn In discarded articles
                                                                                                                  EPA/NASMI
Specific
Steps
1.   Continue  Institutional
    advertising on value of
    scrap and probable cost
    savings by recycling
1.   Continue  Institutional
    advertising on value of scrap
    and probable cost savings by
    recycling
1.   Continue  Institutional
    advertising on value of
    scrap and need to recycle
    to conserve resources

2. . Support USBM-DOD training
    programs  for  identification
    and segregation" of gold-
    bearing scraps

3.  Support R&D efforts  to
    develop processing of gold-
    bearing scraps to economic
    recovery  level
1.   Continue  institutional ad'
    tlsing  on value of scrap .
    need  to recycle to conseri
    resources

2.   Support efforts by servlc*
    clubs to  act as collectloi
    agencies  for consumer scr;
  (1)  The responsibility  for  reconmended actions shown in  this table are based on importance  of the
       action,  benefit to  the  taxpayers, and  opportunities  for NASMI.  They  are the best  judgments
       of Battelle.
  (2)  Reconrr.ended actions were distributed between high priority and lower  priority based  on  the
       evaluation with three criteria.
  (3)  It is  suggested that NASMI continue  its leading role in recycling, recognizing that  other
       organizations such  as the Bureau of Mines', Department of Commerce, Council of Environmental
       Quality, HEW Office of  Information,  and State, Local, and Federal Legislatures must  be
       involved.

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                               .The Silver Industry
Characteristics of Silver
          Silver is one of the metals known to man before the advent-of recorded




history.  Found as native metal, 'it was prized for its easy .workability, bright




appearance and relative permanence.  It probably was used first in articles, of




personal adornment, later extended to household utensils and decoration, and




adopted by the Romans as the basis for their monetary system prior to the




Christian Era.




          The whitest of the metals, silver is the best conductor of heat and




electricity and second only to gold in malleability and ductility.  It readily




forms alloys with gold, the platinum group metals, copper, nickel, lead, zinc,




tin, and mercury, arid will tolerate substantial amounts of alloying agents




without sacrificing its basic appearance or permanence. Both the metal and




certain of its compounds exhibit catalytic activity for selected chemical reactions




and a number of its compounds, especially the halides, are sensitive to light.




          Silver is a scarce metal but durable.  It is widely disseminated In




the earth's crust, usually associated with other metals.  As an indication




of its relative abundance, it has been estimated that for every 10.million parts




of iron in the lithosphere there are 2 parts of silver.  However,. it_ also is




believed that most of the silver that has been mined since the evolution of man




still exists In .metallic form in jewelry, coins; bullion, and art objects held




by individuals or institutions for sentimental or hoarding reasons.  This does




not indicate that any significant portion of the silver hoard is available for




use In any given year or at anytime.

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                                       50






          Silver for coinage or.Industrial uses.usually is first refined to bullion




which may contain gold,  copper, lead, or zinc, depending on the original source.




This is processed to refined silver containing a minimum of 99.9 percent silver,




which is suitable as a starting point for most commercial applications.  Because




pure silver is too soft for the majority of metallic uses, it is alloyed with




copper for common commercial grades such as sterling  (92.5 percent silver,




7.5 percent copper) or coinage metal (90.0 percent silver, 10.0 percent copper).




These are usually expressed in "fineness", designating the parts per thousand of




the silver content.  Sterling is 925 fine and coinage metal is 900 fine.




          In order to assure flexibility in channeling  silver into any of its




industrial uses, as well as to isolate the more valuable components of ores, base




bullions, scraps, and residues, the refining of silver normally proceeds to the




production of commercial silver bullion with a fineness of 999 minimum.  Thus,




secondary silver is undistinguishable from primary silver and enters the marketplace




on an equivalent basis pricewise.  This does not preclude the production of alloys




such as sterling or coinage metal from secondary sources without the full refining




procedure when applicable but such alloys still would command prices equivalent




to those changed for newly prepared alloys.






Characteristics of the Stiver Industry






          Materials Sources.  In the United States silver has beta available




from new mine production, from stocks held by the Treasury Departcent, from




imports, and from  recycled scraps.  New mine production in this country has failed




to meet the demand for coinage and industrial applications for many years.  Imports




of ores and concentrates and base bullion, for refining in this country, supple-




mented domestic mine production but still failed to provide all the silver needed.
                                                 431.
                                                                                                                                           51
However,, as long as .the Treasury Department could release silver from the stock-




pile accumulated since 1934, industrial consumers were assured of adequate material




to meet their requirements.




          With the prospect of continuing shortages of hew silver production,




the United States began to demonetize silver in 1965.  The Coinage Act of 1965




provided for the complete removal of silver from newly minted quarters and dimes




and the reduction of the silver content of half dollars from 900 fine to .400




fine.  In 1967, Public Law 90-29 was enacted providing for a termination date




of June 24, 1968, for the redemption of outstanding silver certificates,, thus




limiting the amount of silver that the Treasury Department needed to hold




for the purpose.  This legislation also provided for the transfer of 165 million




ounces of silver from the Treasury Department to the National Strategic Stockpile




with the balance of Treasury holdings available for disposal at a minimum price




of SI.29 per ounce at a rate of 2 million ounces per week.  During 1969, the




rate of Treasury sales was lowered to 1.5 million ounces per week open to all




competitive bidders, domestic or foreign, and legislation was proposed for the




minting of a commemorative silver dollar that would consume 47.5 million ounces




of silver.  By November 10, 1970, the 2.1 billion ounces of silver held by the




Treasury Department in  1958 had been sold or transferred and the United States




silver industry was on'its own to get the material it needed.  Actually, in the'




12 year period  from 1958 through 1970, the Treasury Department supplied over




1 billion ounces of silver for coinage and sold at least as much to American industry




and private investors.  But the essential point is that the United States Govern-




ment no longer will act as a balance wheel for the silver market and prices in




the  future are  likely to reflect near-term supply-demand balances.

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                                       • 52.
                                                                                                                                            53
          .To put the:recent supply, situation  in  perspective,.Table 7 presents


world mine production of silver  by countries,  refinery production in the United


States, and imports  into the United States  for the 1965-1969 period.   For 1969,


the U.S. Bureau of Mines estimated that world new silver supply was about 10\


million ounces less  than consumption (286 million ounces .versus 387 million    .   .


ounces), of which nearly. 64 million ounces  was supplied from the Treasury stock-


pile.  Concurrently, private investors and  speculators outside of India were


believed to hold about 400 million ounces that, could be available to consumers .  .-


at prices up to $3 per dunce.   In .the United  States, silver prices peaked for.


1969 at over $2 per ounce in January, declined to $1.54 near  mid-year and


closed at.about $1.80 per ounce.       !-.-.-                  .           .      .   -




          Materials- Flow.  The  flow of silveri.into.Wd, through the American economy


remains a matter for conjecture.  Reportedstatistics are Incomplete, especially

     ..:•-.••<•.   • :    ••;  ..••'•.  -! •'.-••  .'.. . •'<:-- i.' •   ••••!: -••;T"'-:i'  • >•  • -•- - ' ;  .- •••
with regard to the transactions  of."private-and Institutional; Investors and


speculators, the ultimate .destination of  monetary silver,  and the definitive


identification of scrap'.sources.  The demonitlzatlon of silver by the United


States. Government, now essentially accomplished, should clear the decks for more


accurate  reporting in the.future on the physical movement of.silver within the


industry  but it may  take.several years more to establish an approach that recognizes


silver primarily as  an'industrial commodity  .and; .is geared to .reporting.accurately


its flow.          .       V  .  •  .      ,    :...'..._    .      .


          In contrast to the. situation  for  .gold,,.the ownership of silver, by private


individuals in the United .'States is legal'.: Moreover, silver's value is high ;


enough that the physical accumulation;, of  a  substantial hoard is not difficult.	


Silver thus represents an- easy Way-to transport  and store relatively large
                   TABLE 7.  SOURCES OF SILVER,  1965-1969
                             (in millions of troy ounces)
'•'.'. • ' • ' .. . " 1965
1966
1967
1968
1969
New Mine- Production
"








United States
.Canada
Mexico
Peru
Australia
Japan
U.S.S.R.
Others
Total
39.
32.
40.
36.
17.
9.
31.
51.
257.
8
3
3
5
3
0
0
3
5
43
32
42
32
18
10
33
53
266
.7
.8
.0
.8
.9
.3
.0
.2
.7
32.
37.
38.
32.
19.
10.
35.
52.
258.
1
2
3
1
8
8
0
9
2
32.
.45.
40.
3,6.
2i.
10.
' 35.
53.
275.
7
4
0
4
3
7
0
6
1
41 .
41 !
.42.
•34.
24.
9
9
9
1
7
10.8
37.
55.
288.
0
2
5
UniVed. States 'ReVlnery Production . . : :





•'.. .--,'. ,: .', .i ..'•>'.
Primary 'from dome's tic ores
Primary -.'from foreign ores
Secondary
Total

39.
45.
61.
145.
V (\\
0
0
0
0
-.-
48
31
53
133

.4
.1
.7
.2

30.
23.
58.
113.

•3
8
9
0
;• , '
42.
31.
92.
165.

1
2
1
4
/ ; '
62.
- .'42.
94.
199.

7
0
5
2
United States Imports . .


Ore and base bullion
Refined bullion .
47.
8
6..9 -
36
27
.6
.0-
;25.
29.
6
9
28.
41.
8
9
32:
39.
3
5
Source:  "Minerals Yearbooks", U.S. Bureau of Mines.


(1)  Bureau of the-Mint estimate of recovery of silver mined  during the  year

    >at domestic, mines.    -..

(2)  Estimated by Battelle Columbus Laboratories.    '"'
                                                 433

-------
                                        54
blocks of funds for investment or speculation.  However, no mechanism exists for




determining on a regular basis the quantity and value of such silver or the move*




ment of it from and to the marketplace for industrial use.




          Silver containing coins have virtually ceased to circulate in the




United states.  Receipts of such coins at the Treasury Department during the




1965 to 1970 period suggest that private and institutional investors hold large




stocks that eventually may be melted and refined for the silver content value.




This remelted silver as well as any future repayment of. lend-lease obligations




in silver could be refined for industrial use if necessary.  But here again, a




mechanism to trace the flow of such silver outside Government hands is needed.




          Prior to 1966, the U.S. Bureau of the Mint was responsible for collecting




and publishing data on the refining of silver in its own and industrial refineries.




However, the Mint was concerned primarily with new silver and failed to solicit




information from most of the secondary industry.  The U.S. Bureau of Mines




initiated industry-wide collection of refining operations' data late in 1965




and published its findings for 1966 as the first full year.  However,the




designations adopted for new and old scrap are inconsistent with industry usage




and the Bureau makes no attempt to eliminate duplication of reporting that




results from the transfer of silver-containing materials from one refiner to




another.  Through 1965, one of the Mint's refineries and four industrial refineries




were the only installations in the United States capable of separating silver




alloys into their pure component metals.  All the other so-called refiners




processed scraps to saleable alloys where possible and sold unusable scrap and




waste to the ultimate refiners, who in turn reported it as scrap received from




industry.  The magnitude of such duplicate reporting is not known, and, hopefully,




will be eliminated eventually as the Bureau of Mines improves its data collection




and reporting activity.
                                                                                                                                          55
        •  Granting the imponderables indicated above, Figure 2 presents a synthesized




flow diagram for silver in 1969 based on reported statistics.  According to these




data, 239 million ounces of refined silver were available for sale (199 million




from refiners and 40 million from imports).  Deliveries to industrial and coinage




uses totalled 193 million ounces and 58 million ounces were exported, the




implication being that stocks held by investors and speculators had a net




outflow of 12 million ounces.






          Silver Producers.  In recent years, nearly two-thirds of all the new




silver mined in the United States has been recovered from the refining of base




metal ores—copper, lead, and zinc.  From 30 to 35 percent results from the




operation of mines primarily for silver and about 1 percent comes from mines




operated principally for gold and silver.  These ratios have remained relatively




constant for the past twenty years.




          Production of byproduct silver from base metal ores depends on the




level of output of the base metals.  Sulfide copper ores in the United States




average a little better than 10 ounces of silver per ton of copper.  The copper




mines of the western states account for the bulk of the 13 to 14 million ounces




of silver produced from this type of ore.




          Occurrence of silver with lead, zinc, and complex base metal ores is




highly variable.  The lead ores of  Idaho have averaged over 80 ounces of silver




per  ton of lead in recent years, but the Missouri lead belt contains only about




2 ounces per ton of lead.  Zinc ores also are variable and recovery of subsidiary




metal values including silver depends on the primary production process used.




Electrolytic refining of zinc offers the principal opportunity to isolate silver,




and  the ores so treated appear to have averaged about 30 ounces of silver per
                                                                                                                                        436

-------

                  :  56
New Domestic Ores .
'./'" 42' '-'•"' '



imported Ores
and Base Bunion
32

1

Imported
Refined
Metal
4O
— v,




Domestic
Or<
Stock Pile
'• „?

\



f
                   New Scrap
                    Recycled
                      32
1
 Old Scrap Recycled
'"-•• '"•  62 -.'-•••
                           Refinery. Production.-
                                   199

l • ;
\—S
, Investor and
Speculator
Stockpile


—/




•>-»



                    Refined Metal and Semimanufactures
                        Available to Consumers
                                 l93
                                                     Scrap 32
                            Metal Content of
                            Products.Sold to
                               Consumers
                                  142
                           Additional  Inventory
                            Held by industrial
                          and .Private Consumers


                             '
FIGURE 2.   APPROXIMATE ANNUAL FLOW OF SILVER,UNITED STATES
           (based on 1969 data, In millions of
           troy ounces)"
           Source:  Eattelle Columbus Laboratories
                                                                                                                       57
ton-of .zinc recently,  increasing production from base metal mines in the future

seems to assure a rising recovery of  silver that could approach 30 million

ounces by 1975,- in contrast to the  25 million ounces in 1969.

          There are perhaps 70 active silver mines in the United States that

yield about 15 million ounces of silver per year.  Most of these are small,

frequently marginal, operations  that  may or may not produce during a given year.

However, there are four big operations in Idaho and Colorado, three of which

yielded over a million ounces per year each with all four appearing among the

25 leading silver producing mines.   The Sunshine Mine of Sunshine Mining

Coapany is the largest single producer with an output of 8.33 million ounces in

1969.  The Galena Mine of  American  Smelting and Refining Company is the third

largest producer, yielding 3.03  million ounces in 1969.  The Crescent Mine  of

The  Bunker Hill Company was  the  seventh largest mine in the United States.

Future production from silver mines will depend to a large extent on  its price.

The  deposits  generally are deep, narrow-veined and expensive to develop and

maintain.  At  prices up  to ?3  per ounce, known silver deposits in the United

States have  a  production potential  of up to about 2.7 billion ounces  of silver,

according to a recent study by the U.S. Bureau of Mines.*  Expansion  beyond the

current  level  of  about 15 million ounces annually will necessitate substantial

 capital  investment  that  is unlikely  to occur  until  firm evidence  evolves.that

 silver prices will  remain over $2 per ounce  for  an estended  period of time.

           Table 8  summarizes the sources of  newly mined   silver  in the United

 States for the 1965-1969 period.  The extended  strike  in  the copper  industry

 reduced production from this source  in both  1967 and  1968.
                                                                                *Banister,  D.,  and  Knostman,  R.W.,  "Silver in the United States", Information     .
                                                                                 Circular  #8427,  U.S.  Department of the Interior, Bureau of Mines, Washington,D.C.,.
                                                                                 1969,  Table  1,  page 5.

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                                58
                                                                                                                                   59
          TABLE 8 .   SOURCES OF NEWLY MINED SILVER IN THE
                    UNITED STATES,. 1965-196?
                    (in millions of troy ounces)
Source
Gold Ore
Gold-Silver Ore
Silver Ore
Copper Ore
Lead Ore
Zinc Ore
Complex Sulflde Ores
Old Tailings
TOTAL
1965
0.5
0.1
13.4
12.7
5.3
0.5
7.0
0.3
39.8
1966
0.4
Q.I
14.4
13.1
4.0
1.8
9.5
0.6
43.7
1967
0.4
0.1
12.3
8.2
3.0
0.5
7.6
0.4
32.1
1968
0.4
0.1
12.5
9.4
2.5
0.5
6.8
0.5
32.7
1969
0.3
0.2
14.8
13.6
5.2
0.3
6.9
0.6
41.9
Source:  "Minerals Yearbooks", U.S. Bureau of Mines.

Note:    Details may not add to totals because of Independent
        rounding to nearest 100,000 ounces.
                                        499
          At1the  refinery  level, the  1965 to 1969 period.was one of transition! "

Until  the enactment of The Coinage Act of 1965, the U.S. Mint and four private

companies had  facilities capable of producing silver bullion.  The Mint decided

to close its refinery as the need for monetary silver decreased and to give up

immediately (i.e., 1966) the refining of scrap and waste for Industrial consumers.

Between 1965 and  1970, at  least 6 private companies Installed facilities to refine

silver to bullion purity »nd an unknown number of others equipped themselves to

produce high-purity silver chemicals.  Thus, currently the capacity to refine

silver from ore,  concentrates, base bullion, scraps, and wastes (estimated to

be 321 million ounces by Charles River Associates) exceeds the level of demand

for refined silver originating from domestic sources and foreign sources of

unrefined materials.  The  leading refiners are Engelhard Minerals and Chemicals,

Handy  and Harman, American Smelting and Refining Company, and Amax Copper, Inc.

Major  new names In refining Include Agmet, Incorporated, Joseph Behr and Sons,

Goldsmith Division of NL Industries,  Martin Metals, Sabin Metal Corporation,

Sttkln Smelting and Refining, Spiral  Metal Company, and Wildberg Brothers

Smelting and Refining.  Eastman Kodak, E. I. duPont, MalHnckrodt Chemical

Works, and Sel-Rex Corporation are among the top producers of silver chemicals.

          Additionally, there are up  to 30 other organizations that participate

to some extent in the Importation of  silver, the collection and processing of

scraps and wastes, or the  brokerage of silver-containing materials.


Markets for Silver


          Silver  finds a wide range of industrial and artistic applications

based  on its malleability  and ductility, tensile strength, high electrical and

thermal conductivities, acid resistance, melting point, and chemical reactivity.

Its durability, color, and polishing  characteristics were exploited for many

years in coinage  and decorative  uses.   Since  the  latter  part  of the  1950 decade, rapidly

                                           500

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                                        60
rising industrial. uses based on .its physical and chemical properties: started .


to strain the ability of the mining industry to supply enough .silver under the


controlled price needed to stabilize coinage uses.  After much political debate,


the decision was taken in 1965 to demonetize silver and let. it find .its own ......


market  level as an industrial commodity. .               ,   -,..          .


          Prior to World War II, industrial consumption of  silver was largely


in the field of the decorative arts and photography and ranged up. to a maximum


of about 40 million ounces annually..  During and after World War 11, technological


advances in electrical and electronic equipment and in the  application of industrial


and medical photography more than doubled silver usage to the.100 to 130 million


ounces level annually.  Further advances in technological sophistication, including


electrical batteries and metals joining techniques, initiated another boom in


industrial silver consumption after the recovery from the. recession year  of 1958.


According to statistics compiled by the U.S. Bureau of the Mint, noncoinage uses


in the United States received over 204 million ounces of silver.in 1963 from


refiners and importers, the largest quantity ever issued.  Actual industrial


consumption in saleable products is not known because the method of reporting


scrap returns from industry and other sources did not differentiate between a


prompt scrap return and the recycling of old scrap.  This procedure for reporting  • .


industrial usage continued through 1965, at which time a net industrial consumption


of 137 million ounces (198 million ounces issued and 61 million ounces returned)


was reported.  Further, the breakdown of industrial consumption by end use was


published only at irregular intervals and year to year comparisons of selected


end uses were difficult.
                                           50
          Starting in 1966, the U.S.. Bureau of Mines began the publication of.


industrial consumption based on their own collection of data from refiners and


other marketers of silver.  The extent of coverage and accuracy of returns of


these data are undefinable.  Informed industry, sources feel that the first


several years of reporting may contain irreconcilable duplications that distort  ,


net consumption (the .purported basis) by as.muchjas,' 25 percent.  In any event,


by .1968 and 1969 both the Bureau of Mines and industry were in substantial


agreement that net industrial consumption was about 140 Co 145 million ounces per


year as shown in Table .9.  Preliminary indications are that 1970 consumption will


be lower.         .-'..'.




          Consumer-Oriented End Uses.  Silver usage in consumer oriented products--


electroplated and sterling ware, jewelry, dental and medical,, and mirrors—tends


to follow economic prosperity.  It rises in periods of increasing personal


disposable incomes and contracts when incomes plateau or decline.  Both plated


and sterling tableware narkets are being eroded by stainless steel but the


"elegance" of silver still preserves a minimum market that probably will never


disappear.


          Overall, these five categories of end use account for about 25 percent


of silver consumption and should increase at a.rate at least equal to that for  ..


population growth, or -between 1.5 and 2.0 percent.     •    .           '       -




          Industrially-Oriented End Uses.  Silver usage in industrially-oriented


end uses--brazing alloys, electrical and electronic'products, catalysts, and


bearings—depends on a price-performance relationship.  Silver fulfills a physical


function that is important, if not vital, to the intended use of the ultimate   '.!
                       0

product whether this be industrial equipment or consumer goods.  Alternative ways
                                                                                                                                              502

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                                  62
                                                                                                                                   63
             TABLE 9 .   INDUSTRIAL  CONSUMPTION OF  SILVER  IN  THE
                       UNITED STATES,  1966-1969
                       (In millions  of troy ounces)
End Use
Electroplated Ware
Sterling Ware
Jewelry
Photographic Materials
Dental and Medical Supplies
Mirrors
Brazing Alloys and Solders
Electrical Batteries
Electrical and Electronic Contacts
and Conductors
Catalysts
Bearings
Miscellaneous
TOTAL
As Reported by Industry
1966
21.5
30.9
6.3
48.4
2.5
2.9
18.4
12.5
33.7

2.7
0.6
3.2
183.7
150.0
1967
17.9
30.3
5.8
50.3
2.7
2.2
15.4
11.4
26.8

5.8
0.6
1.9
171.0
145.0
1968
15.3
28.3
4.5
41.6
3.1
1.7
15.1
5.8
25.8

2.3
0.5
1.2
145.3
145.0
1969
12.7
20.3
3.0
41.4
1.6
1.5
16.5
3.8
34.6

4.1
0.5
1.6
141.5
147.0
Source:   "Minerals Yearbooks",  U.S.  Bureau  of Mines; Handy  and Harnan

Note:  Details may not add to totals because of  independent  rounding
       to the nearest 100,000 ounces.
are available to achieve technologically equivalent results in virtually all

these applications but the solutions based on silver represent the most economic

ones at present.  This could well hold true for most of the applications even

if the price of silver should double in a few years.  The research and engineering

cost and new capital investment for alternative materials or manufacturing

procedures suggest a relative inelastic demand-price relationship.  For example,

silver contact points in a step relay for a TV set might be replaced by

palladium-plated beryllium copper without loss in reliability or signal transfer

efficiency.  But the cost to redesign the relay and to set up the equipment to

fabricate it become prohibitive until the materials cost for the silver containing

relay far exceeds the materials cost for the alternative relay.

          Overall, these uses accounted for about 40 percent of annual silver

consumption recently and are expected to grow at only a modest rate in the

future.  Ways to conserve the amount of silver needed to satisfy the performance

requirement have been and are being sought—for example, bimetallic contact

points instead of solid silver—but the number of applications continues to

increase.  A growth rate of 4 to 5 percent per year appears reasonable.


          Other End Uses.  To date, silver in photographic uses has been irreplace-

able.  Other light sensitive chemicals are known but nothing has been discovered

that compares to the silver halides--silver chloride, silver bromide, and silver

iodide—in speed, range of response, and ease of subsequent processing.  So in

spite of large research expenditures to displace it, silver seems assured of

these markets for another five to ten years at a minimum.  Further, the markets

for industrial, commercial, and medical photography continue to increase and

amateur photography also grows.
                                      503
                                                                                                                                       504

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       :   Thts use accounted'for. 29 percent of silver consumption in'. 1969., slightl-y




belov the historic proportion.  A return to about one-third of industrial usage




is expected with future growth at a rate of about 4 percent. .  ,      .






          Prices.  Silver prices in the United States have been influenced by




governmental policies with respect to its value as money for many, years.  In




Che 1930's legislation authorized unlimited purchase of newly mined domestic silver




at $0.6464 per ounce (one half the $1.293 per ounce that represents the monetary




equivalent of the silver content of silver dollars and subsidiary coinage).




Newly mined silver flowed to the Treasury Department and industrial users had




to go to foreign sources for their needs, usually at lower prices.'      .




          In 1946, >to stimulate the domestic mining industry, which had 'been




drastically curtailed during World War II, the price for newly mined silver was




raised to. $0.9050 per ounce, still above the market price for foreign silver.




By 1955,  the market price approached the support price and purchases from  .




Treasury stocks were needed to supplement domestic production that was going into




industry.  Treasury's "free" stocks—the portion of total inventory not needed




to support outstanding silver certificates—were sold at $0.9050 per ounce plus




a handling charge and effectively placed a ceiling on silver market prices until




1961 when they were exhausted.  Between 1961- -and 1963, the .market price advanced




CO $1.293 as domestic production was channeled to industry and coinage.requirements




were met by retiring $5 and $10 silver certificates thus freeing some Treasury stock.




          The Coinage Act of 1965 resulted in freeing further  Treasury stocks




no longer hee'ded for' coinage'and subsequent downward revisions 'in-the support-




stocks held for-silver certificates permitted Treasury sales at $1.293 per ounce




into 1967.  On May 18, 1967, Treasury announced a limitation'on sales to domestic
'users only-and-the prohibition of private melting and'export of silver coins,




 which stimulated a two-tier pricing for silver.  Prices jumped sharply on the




 nongovernmental markets but the dual pricing situation was eliminated on




 July 14, 1967, with the announcement that'future Treasury sales would be at.




.auction rather than the fixed monetary equivalent of $1.293.  However, prices




 continued to rise and reached a peak of $2.565 per ounce in mid-June, 1968'.  There-




 after, a gradual decline set in as.the market reacted to short-term  supply  and




 demand relationships and during 1969 silver ranged from a high of  $2.025 early




 in the year to a low of $1.540 near mid-year before closing at a little over




 $1.800.  There was little speculation activity during 1970 and with  supplies




 relatively free, even the end of Treasury's sales during November  did not




 stimulate the market which ranged from a high of $1.900 to a low of  $1.600,




 winding up the year at the lower end of the range.






           Market Outlook.  During 1969, the U.S. Bureau of Mines published  a




 study that related consumption of silver with the index of durable goods manu-




 factured for the 1954 to 1965 period.  The correlation developed in  this study*,




 which would have predicted a silver consumption of 163 million ounces in 1969




 (versus a reported 141.5 million ounces), appears to require some  modification.




 Preliminary indications are that 1970 will be even farther below the trend  line,




 probably establishing a.new base from which future, calculations can  be made.




           Without question, the current applications for silver suggest rising




 consumption in the decade ahead and a continuation of the supply deficit.




 Industry sources stress the latter aspect as justification for the predication  that




 prices about $2.00 per ounce are inevitable with the big question  being what
                                                                                                   *Banister, D. and Knostman, R.W.,  ibid, Table 7, page 25.
                                                                                                                                              see

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                                        66
price wilt.bring significant quantities on the market ..from speculators'  hoards...




Assuming a gradual recovery from the depressed industrial activity of 1970,




demand for silver in the United States could Increase at a rate of about 3 to 3.5




percent per year until 1975.  This would suggest a demand level of 155 to 160




million ounces annually at that time (up. from the 135.million ounces of 1970)




and the prospect that prices would range from. $2.25 to $2.75 per ounce.
                                             •567--:-/'.:
                                                                                                                                          67
                          The Silver Recycling Industry .  •






Characteristics of Secondary Silver






          As mentioned previously, secondary silver is undistinguishable from




new silver with respect to purity, performance,  or price.  Selected scraps, for




example the stamping waste from sterling ware production, may be remelted and




rerolled to strip without isolation of the component metals, but the price for




this material to consumers is the same as that charged for newly made alloys.




          Essentially, the specifications for industrial silver alloys or com-




pounds are rigid within limits so narrow that only the equivalent of complete




refining is tolerable regardless of the source of the silver.  There are no




markets for "off grade" or impure silver alloys or compounds, except to the




refiners for recycling.






Characteristics of the Silver Recycling Industry






          Materials Sources.  Silver-containing materials for recycling consist




of scraps, wastes, and sweepings.  Scraps normally originate from the fabrica-




tion of products or component parts by metal working techniques and usually




retain the essential characteristics of the original metal with respect to silver




content and form.  Wastes result  from secondary metal finishing operations (such




as grinding or polishing) on metallic products or component parts, or from




residues associated with electroplating operations or the manufacture of brazing




alloys and solders or silver chemicals.  Generally, the silver content of wastes




is significantly lower than the materials supplied to the consumer.  Sweepings




consist of silver-containing residues resulting from cleanup operations in shops




or factories in which silver is used.  The silver content frequently is low
                                                                                                                                                 >CS

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                                       68
(1 percent or less), and the balance of the .material collected has essentially  .




no recoverable value.                                 '*•-.-




          Discarded'and obsolete products containing silver usually consist of  .




metallic items in which the silver content is .readily identifiable. . Unless other.




precious metals are present, this old scrap .normally has  a .relatively high silver




content.  Discarded jewelry, worn out silver batteries, obsolete.or damaged




contact points, junked bearings, and spent catalysts illustrate the principal




sources of old scrap.  Broken mirrors and 8liver-brazed industrial machinery




parts  illustrate potential sources of old scrap whose low silver content  frequently




precludes their recycling.                                .                .




          For convenience in subsequent discussions, prompt industrial scrap is




considered to be the high metallic content scrap resulting from metal working      :




operations mentioned above.  Old scrap is considered to be the wastes and sweepings




originating  in industrial plants and the discarded  products or components that




have outlived their usefullness by individual or industrial' consumers.'    •




          The data  reported by  the U. S. Bureau of  Mines  for  1966  to 1969 on




refinery production  from new and old scrap  represent the  best available information.




As shown in  the accompanying tabulation, old scrap  is the more important  source.








                     Refinery Production of Silver.''Millions  of Ounces
Xfiflr..
1966
1967
1968
1969
Froph Qld S,crjiD
36.6
33.5
57.5
62.5 . .,.
From New Scrap
17.0
25.4
. 34.6
-. 32.0...,
TotaLlSfiraD
53.7. _
58.9
92.1
94.5
                                                                                                                                       69
         Source:  "Minerals  Yearbooks'.',  U.  S.  Bureau of Mines.'
      However, in view of reported industrial consumption In the sane years, the




      figures given for new scrap are subject to question.  Two explanations are




      immediately obvious: '(1) consumers tend to hold prompt industrial scrap when




      the prospect of a price rise is imminent, as in 1966 and 1967, or (2) the




      first few years, of reporting by a new agency contain unresolved discrepancies




      until the respondents become acquainted with the forms and definitions.  The




      former appears more probable, and consolidating the four years would suggest




      the issuance of about 750 mil lion'ounce's to industry from which the prompt




      industrial scrap return was nearly 110 million ounces, a loss to yield of




 .     slightly less "than IS percent'which is within reason.




              ".'The' increase 'from 33.5 million ounces in  1967 to 57.5 million ounces




      in 1968 for old scrap may or may not be related to  the price rise.  The




.  ,    recycling of old scrap has tended to be rather variable in the past and




      largely dependent on consumer oriented products.  Intensified emphasis, on




      recovery and recycling of obsolete military and industrial electrical and




      electronic equipment as well as the uncontrolled price probably account for




      the jump.








                Materials Flow.  Industrial and consumer  generated silver refuse  •




      follow  slightly differing .paths to the ultimate recipient, the refiner.  Prompt




      industrial scrap, old industrial scrap, and wastes  and sweepings reach the




      refiner by way of a'dealer-collector or dealer-processor.  Many of .the refiners




      act as  dealer-collectors, especially for large industrial generators, while the




      smaller generators usually are serviced by dealer-processors who consolidate




      various types of scrap and waste from several sources.  Industrially generated




"•»;    scrap and waste seldom passes through more than, two hands en route to the
                                             5G9

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                                        70
refiner.  Refiners pay for scraps and wastes on the basis of an analysis of a




sample for silver content.




          Consumer generated scrap normally enters the recycle chain at a small




dealer-collector who may be a retail jeweler, a dental laboratory, or an "over-




the-scale" dealer.  Brokers specializing in precious metals visit the dealer-




collectors on a fairly regular basis, fulfilling the function of consolidating




small quantities of scrap into shipments to refiners that can be handled




economically.  Refiners pay for scrap only after analyzing the material for




silver content, which may entail a bulk melting of the shipment to assure a




representative sample.  The broker pays on the basis of his estimate of the




silver content, as does the dealer-collector, although both will discount either




the weight or the price of silver in order to assure a profit on the transaction.








          The Recycling Industry.  There Is virtually no information available




on the quantitative relationships in the recycle chain.  Refiners, of course,




eventually treat all recycled silver and there probably are at least 70




companies that claim to be refiners.  Beyond this, the number of brokers and




dealer-collectors is unknown and the quantities of silver scrap passing through




their control is not reported.  The Intensive survey conducted for this study




identified 111 organizations that handle silver out of the 578 responses, of




which 67 claim to do some refining.  These obviously include large dealer-




collectors,  some of the larger brokers of industrial scraps and wastes, and




the principal refiners but few of the small retail outlets or laboratories




that serve as dealer-collectors for consumer generated scrap, or the brokers




that service them.  Battelle estimates that the primary collection and accu-




mulation function is performed by over 500 companies or shops, including the




ones identified by the Intensive survey, and that Industrially generated scrap
                                                                                                                                        71
and waste, both prompt and old, accounts for at least 75 percent of the 94.5




million ounces recycled in 1969.




          It should be noted that the recycling of silver from photographic uses




is considered to be an industrial rather than a consumer oriented situation.




Moreover, at least a part of the 70 refiners Identified by the Intensive survey




are believed to be dealer-processors in the context that they buy old film and




paper and process it to a silver containing ash, if not carrying the refining




to the ultimate stage of purified silver compounds or metal.








Markets for Recycled Silver








          Markets for recycled  silver are the same as those for silver in general.




This results from the fact that the silver Industry makes no distinction between




primary or secondary sources for the materials sold.  While it is true that




silver-containing scraps and residues do not yield the full silver price to




the seller, the pricing basis is the prevailing price for silver less a




charge for the reprocessing and refining.  And, the recovered silver commands




full price when reissued to consumers.  Thus, the usage pattern for secondary




silver is coincident with the pattern for primary silver.








Demand-Supply Analysis








          Nonmonetary net consumption of silver has exceeded 100 million ounces




annually  since 1955.  This represents the disappearance of more than 2 billion




ounces of silver into the American economy in consumer and industrial products.




Aside  from accidental loss, this material theoretically should be available for
                                               511

-------
                                        72,_y,
.recycling  at.'sane-;time  in the  future when the  products  have  outlived  their use-

 fulness.    Much of  it never will  actually be recycled because  of  sentimental

 attachment, archival considerations, or  the difficulty  of economic  collection

 and  processing.   From the viewpoint of  logic,  the potential  recovery  of  old

 scrap  should exceed 100 million ounces annually if the  problems of  logistics

 and  economics.of  collection could be solved.   Indications derived from recent

 data suggest that the probable achievable, level under current  pricing is about

 75 million ounces annually which  might be increased to  80 to 85 million  ounces

 if the price goes to $3 per ounce.

           Prompt  Industrial scrap, currently in excess  of 30 million  ounces

 annually,  represents an area where improvement is possible under  present

 pricing  for silver.  Representatives of  the recycling industry contacted

 during this study believe that a  10 to  15 percent increase could  be achieved

 at an  annual consumption  level of about  145 million .ounces.  .          ....

           Overall,  recycled silver might supply about 100 million ounces -and

 new  domestic mine procution about 40 to  50 million ounces versus  a  demand of

 150.million ounces  or more.  This would  leave  a deficit to be  furnished  by

 imports  and dehoarding  of investor and speculator stocks  that.appears  to be

 manageable.  Considering  established import-export trade  relationships,  the  .

 projected  supply-demand balances  for the next  five to ten years will  hot

 exert  substantial pressures to increase  the recycling of  silver.  More likely

 would  be a decline  in old scrap return to a level of  about 50  to  60.million

 ounces per year with a  consequent net increase in imports of refined metal

 to fill  the deficit gap.                   •   --.,-,.,
                     Obstacles  and  Problems'that  Reduce  the;
                         -";•"•'•' :Reeve Una "of Silver' •   "'
                     '":••'.'•..       '" ?- ' J*    '  T-   '   .
                                                                                                                                                             t-W-w JtM.tXS - --._.-.



                                                                                                                                                             i   .;'. .    :""
          Problems  identified  and  the  analyses  contained ^in  succeeding paragraphs

are summarized  in Table  10.                       ...



"Prompt Industrial Scrap:              <       '  ;              '         .'"?.-.


          As used here,'prompt industrial scrap consists primarily of metallic

waste of relatively high silver content generated by the'application of metal

working processes  to sheet, strip, tubing, wire, and casting alloys.  The mill

product forms used  may be solid silver alloys or bimetallic composites in which

silver is clad on a base metal.  Stamping, blanking, drawing,! and casting

operations  result in unusabla'wastes ranging from 5 percent to over 40 percent

of the metal purchased by consumers.  Recycling of this scrap is readily

 Identifiable as an economic means of reducing  the manufacturing cost  of the

 end product and most consumers do segregate and collect it.  .

           This type of scrap originates primarily in ,the' sterling ware, jewelry,

 dental and medical, electrical and electronic industries.  Sterling ware pro-

 ducers, Jewelry manufacturers, and dental and  medical  laboratories maintain

 close ties with the refiners of silver and have recycled scrap for many years.

 Only the smallest consumers who work  infrequently with silver may be  lax  in

 segregating their scrap  for efficient recycling but the materials usually are

 collected with other precious metals  and  eventually returned.

           The  electrical and  electronic  industries also are well aware of the

 value of silver and the  need  to recycle  it  for assurance of future  supplies.

 In contact  points  in particular,  manufacturers have been active  in  adapting

 clad metals  to replace  solid  silver  in order to reduce the  cost  of  materials.

 The  lower  silver content of bimetallic components  introduces  problems in

 segregating this scrap  from  solid silver scrap for  efficient  recycling and the

 reduced value  of the  scrap per unit  weight  may lead  to carelessness in handling


                                           554

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                                              TABLE  10.  IDENTIFICATION AND ANALYSIS OF  PROHU'.NS CONCERNl.NC. SILVER THAT WAS HOT RECYCLED IN  1969
  Title
                                                                            Scrap Categories Where Some Stiver Wat Mot Recycled
                    Prompt Industrie! Scrip
                                                     Industrial Waste* and Sweepings
                                                                           Old Industrial Scrap
                                                                                                                 Old Consumer Scrap
                                                                                                                                                                    Photographic Scrap
Problem           Manufacturing processes often
Definition        generate unusable materials
                  la small volume In a number
                  of Installations, often these
                  •re contaminated and are  not
                  recycled.
                                    Polishing,  buffing,  plating
                                    operations  and Betel netting
                                    generate wastes with a snail
                                    •liver content.   The sliver values
                                    are not economic  to recycle.
                                    Thus this *crap silver
                                    Is  not recycled.
Silver content of discarded
articles is variable

Low silver~content articles
usually have other swtals,
sometime! noranetalllc Material*.

This is a major area where
silver is not recycled.
Service life of consuner
goods dependent on fac-
tors other than economics-

Consuner'a Idea of value
of article to be scrapped
Is much higher than the
materials cost.
                                                                                                                                                Sliver recoversble only
                                                                                                                                                at certain stages which
                                                                                                                                                occur at georgraphtcally
                                                                                                                                                dispersed locations

                                                                                                                                                Economic recovery possible
                                                                                                                                                only at certain levels of
                                                                                                                                                film processing or dispo-
                                                                                                                                                sal
Silver HOT
••cycled
1,500,000 ounces  annually
                                                      270,000 ounces annually
20-25,000,000 ounces
annually
2-3,000,000 ounces
annually
                                                                                                                                                20-25,000,000 ounces
                                                                                                                                                annually
Rstcent of
available
Silver HOT
Recycled
                                                                                 33
                                                                                                                       50
                                                                                                                                                         50
  •robin
  Analysts
1.  Recycling Is st s high          1.
    level when scrsp csn be
    segregated by alloy and
    and product form

2.  Small shops handling a          2.
    a few ounces of silver
    per day have difficulty
    In collecting scrap
    economically                    >.

3.  This la not a promising
    are* because the econo-
    mically recoverable scrap       4.
    is being recovered

4.  Institutional promotion
    by the refining Industry
    Is deslrsble to maintain      '  ).
    level of recovery now
    achieved
Stiver content of wastes
and sweepings is variable*
from 0.1 percent to 20.0
percent

••lance of material has
no vignlfleant recovery
value

Efficient collection la
difficult because of
dilution

This Is not a promising
area because the econo-
mically recoverable waste
la being recycled

Institutional promotion
by the refining Industry
Is desirable to maintain
level of recovery new
achieved
                                                                         1.  Aside from military
                                                                             salvage depots no
                                                                             effective mechanism
                                                                             exists for economic
                                                                             collection of dis-
                                                                             carded equipment

                                                                         2.  Discarded equipment
                                                                             has variable silver
                                                                             content—some none,
                                                                             others up to 60 per-
                                                                             cent of gross weight

                                                                         3.  Identification of
                                                                             silver-bearing scrap
                                                                             Is difficult at times

                                                                         4.  No effective processes
                                                                             exist to treat bulk
                                                                             scrap for silver
                                                                             recovery

                                                                         S.  Upgrading to recover-
                                                                             able sliver level Is
                                                                             uneconomic unless
                                                                             large volumes of
                                                                             scrap are collected

                                                                         6.  About two-thirds of
                                                                             economically recover-
                                                                             able silver is  being
                                                                             recovered

                                                                         7.   Some improvement  Is
                                                                             possible  via  joint
                                                                             fSBM-DOD  programs
                                                                             now  underway
                                      I.  Consumer has  little
                                          economic Incentive
                                          to recycle sliver
                                          unless a direct re-
                                          placement of an
                                          article Is being
                                          made

                                      2.  Some recovery Is
                                          unrcported, probably
                                          from small manufac-
                                          turing jewelers

                                      3.  No effective mecha-
                                          nism exists to collect
                                          discarded articles
                                          from Individual
                                          consumers

                                      4.  Improvement In re-
                                          cycling definitely
                                          possible but not
                                          necessarily economic
                                  1.   Silver  Is  recoversble
                                      from  spvnt  precetslng
                                      solutions  and dis-
                                      carded  film and prints

                                  2.   Large processors are
                                      recovering  silver
                                      affectively, except
                                      certain Governmental
                                      users

                                  3.   Large voluae generators
                                      of discarded ft In and
                                      prints slso  recover
                                      silver effectively

                                 4.  Essential problem for
                                     •mall user Is the lack
                                     of Incentive to collect
                                      •tore, and recycle the
                                     •mall quantities gen-
                                     erated

                                 S.  About 80 percent of
                                     economically recover-
                                     sble silver Is being
                                     recycled

                                 6.  Improvement Is possible
                                     .tnd deslr.iMe but  con-
                                     sorter apathy has to be
                                     overcome

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                                                  75
          Chat results In losses;                 '   ' •          '• •'-"'




                    Overall, the refiners feel that these industries are recovering more




          than 95 percent of the prompt Industrial scrap generated and that the remainder




          would be difficult and expensive to get.  Improperly trained labor and careless-




          ness are cited as the principal problems of collection and to alleviate them the




          refiners conduct educational and promotional advertising campaigns and shop




          practice training for consumers' personnel, if so requested.






          Industrial Waste and Sweepings






                    Metal finishing operations, the production of brazing alloys and




          solders, electroplating operations, and mirror manufacture involve procedures •




          that result in silver-containing wastes.  These may range from a low of several




          percent of silver content up to about 20 percent and be produced continuously




          or sporadically.




                    Polishing and buffing of sterling or electroplated ware and jewelry




          Illustrate metal finishing from which'spent polishing compounds accumulate.




          Such waste has a low silver content but tends to be collected to prevent a




          health hazard in  the factory.  In shops where the silver polishing can be




          isolated, the segregation of silver waste is readily accomplished and returned




          to a refiner when a convenient quantity has been collected.




                    The manufacture of brazing alloys and solders involves metal melting




          and casting with their inherent opportunities to lose metal into slags and




          cover coats, by spillage, and reject products.  Silver content of the alloys




          is variable although higher than in the slags and melting pot cover coats but




          all sources of waste present problems of segregation and collection.  From




          their knowledge of this industry, the silver refiners believe that less than




          80 percent of the available waste is being returned for recovery.  They have
\

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76
attempted to make Che industry.aware of the desirability.of better collection




through institutional advertising and sales contacts to little avail.  Feu of




the companies in this industry can afford to have labor continuously available




to specialize in waste recovery and the emphasis for production labor is




production rather than "housecleaning."




          Electroplating and mirror manufacture involve the handling of silver




chemicals and large volumes of solutions and wash waters.  Spent plating




solutions and metallic wash water recovery units are the usual wastes that are




recycled.  Careless handling of solutions and Inattention to the recovery unit




account for most of the loss of silver that does not go out with the product.




The refiners provide metallic recovery units and manuals of instruction for




their operation which has resulted in significant savings to the consumers




operating them.  But again, production labor is concerned primarily with produc-




tion while the value of spent solutions and recovery units is difficult to see.




The larger shops and facilities that have continuous plating do a more effective




job of salvage than the small shops.  For this reason It is probable that more




than 90 percent of the recoverable silver is recovered.  The economics of




trying to recover the balance do not appear favorable to the consumer and there




is little more that the refiners can do.  There are unavoidable losses from




very dilute wash waters for which no practical recovery methods are presently




available.  Potentially, Ion exchange techniques offer the best hope for




treating very dilute solutions for complete removal of silver.  If necessary,




a  technically acceptable unit could be developed rather quickly but the




economics will remain unfavorable If they depend on the value of the silver




recovered.
     SJ7
                                                                                                  77
                                                          Old Industrial Scrap






                                                                    Old industrial scrap consists predominantly of worn-out silver




                                                          batteries, discarded silver bearings, contact points in military and industrial




                                                          electrical or electronic equipment, and spent chemical catalysts.  Having served




                                                          their intended purposes, they become available for the recovery of silver.




                                                                    In the past five years, military disposal agents have become well




                                                          avare of the value left In discarded silver batteries and contact points.




                                                          Intensive efforts are being made to recover batteries and points from field




                                                          connmnication equipment and submarine service in order to assure a continuing




                                                          supply of silver for defense applications.  By 1969, the U. S. Bureau of Mines




                                                          estimated that military salvage depots around the world were recovering silver




                                                          at a rate of 12 million ounces annually.  Undoubtedly, this does not represent




                                                          the total silver content of the equipment withdrawn from service in any given




                                                          year.  Battlefield losses and salvage at remote isolated locations present




                                                          difficult collection problems logistically and the very low silver content of




                                                          certain types of aircraft and electronic equipment scrap virtually preclude its




                                                          segregation and collection.  Minor increases in the quantity of recycled silver




                                                          probably are possible under current conditions of collection and identification




                                                          but the limit of economic recovery is believed to be fairly close to actual




                                                          recovery.




                                                                    Discarded bearings, industrial control equipment, and commercial




                                                          communications equipment are a source of recovered silver.  The amount of silver




                                                          actually recovered Is less than the amount available, although both quantities




                                                          are not known with any degree of accuracy.  The logistics of collecting such




                                                          scrap  and the segregation of the silver content to a  level of economic recovery




                                                          are the major obstacles to recycling of this scrap.







                                                                                                 518

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                                         78
          Sliver  catalysts  are  recycled  frpm  the chemical industry at a high  ..


 level of  recovery.   The materials  are  readily segregated, have an identifiable


 silver content, and  need  to be  replaced  with  a similar  product.  Losses in  this


 recovery  cycle  tend  to be the accidental spills and  careless materials handling


 that is difficult are  difficult to eliminate.  Little improvement is possible.


          No  data are  available to even  suggest the  magnitude of the problem


 of  recovering more silver frpm  old industrial scrap. In recent years, the


 consuming industries that account  for  most  of the  products'  that would be


 classified  as industrial scrap  have used between 35  and 40  percent of the net


 consumption of  industrial silver.   This  would suggest that,  since  1955, between


•600 and  700 million ounces of silver was funneled   into end  products that had


 an  effective  useful life ranging from  one "year to"over  10 years.  The assumption


 that annual production of these industrial  products  in  recent years has merely


 replaced" those  scrapped  indicates  that 60 • "to 70 million ounces of silver would .


 be  the  amount scrapped    annually.~ In  view  of attempts to  reduce the sliver


 content  of  electrical and electronic components,' a figure nearer 70 million


 ounces  per  year appears  to be more reasonable.  However, reported recovery  from


 all old  scrap —  including all  the discarded  consumer-oriented products --  averaged


 only 47.5 million ounces annually  in the 1966,to  1969 .period.  -Thus, it'appears


 that at  least 20  million ounces, per year is not being'recycled, .in spite of


 continuing  efforts by.the refiners to  promote recovery  and  reuse.          : ...




 Old Consumer  Scrap                         _, „•   .



          Old consumer scrap includes  jewelry,.-tableware,  flatware,  trophies,


 artware,  mirrors, and dental and medical products  that  have  been discarded


 because  of  damage or obsolescence.  It consists 01 sterling  alloys,' coinage


 alloys,  silver plate on  copper-  or nickel-base-alloys, dental amalgams, special
                                                • - .-"  -.:-•  • ••     .. -' .    , .'

 alloys  for  dental or medical use,  and  silver  on glass.       .   '  '
                                                                                                                                              . 79
          Sterling jewelry, table and flatware, and dental and medical products


that are discarded by individual consumers usually find their way into the


recycle system because the silver value is recognized.  Retail jewelers fre-


quently will pay some fraction of the metal value of articles presented for


their appraisal and, thus, function as a dealer-collector in the recycle chain.


Dentists and hospital medical personnel also collect (with or without payment)


silver-containing alloys, pins, supports, and other devices that patients no


longer need.  These then are returned to refiners by way of brokers, dental


laboratories, or dealer-processors.  However, very little of the outstanding


inventory of these products in the hands of individual consumers is returned


for recycling.  The majority is kept for sentimental reasons and frequently


passed from one generation to the next with no thought of salvage.  The chief


obstacle to recycling usually is apathy to the inherent value, once the


sentimental attachment has been broken.  A single piece of jewelry or even


several pieces offer little incentive to the average American to collect them


and take them to someone who is willing to pay for them.  Many times, the first


unresolved question for the consumer Is "who will give me a fair price?"  The


demise of the Itinerant "junk collector" has removed a vital link in the


recycling of precious metals including silver, and no one is making a concerted


effort to replace.him.            .   •


          Mirrors and silver plate ready for discard are more likely to be


thrown out as refuse than to be presented for reclamation.  In the case of


mirrors, the salvage value of the silver is less than the time and Inconvenience


of trying to find a suitable buyer.  In the case of silver plate, individual


items encounter the same resistance to sale as mirrors, but if the owner will


tolerate the inconvenience of storage eventually he may accumulate enough
                                                                                                                                                520

-------
                                        80
                                                                                                                                      81
silver to make recovery worthwhile.  The problem for these items is that their




salvage value is much less than appearance would Indicate and even the most




reputable dealer-collector has difficulty explaining the discrepancy.  Dealer-




collectors also encounter difficulty in making their services known to the




general public despite the local advertising they do.




          Again, no data are available to Indicate  the quantity of old consumer




.scrap recycled In any given year or its specific source.  Moreover, the need  of




both dealer-processor and refiner  for accurate knowledge of  the metallic




composition of the scrap leads  to  bulk melting of the material  .which  destroys




the identity of the source.  Further, the useful  life cycle  of  the products  is




not predictable.  In the 1966-1969 period,  the average net consumption of  silver




in these  products has been nearly  54 million ounces annually.   It is  probable




that not  over  1 percent of this represented the direct replacement of articles




damaged or discarded during  the course of a given year.  Assuming that  articles




are discarded  several years  after  their  utility has expired  on the  average,




Battelie  estimates  that between I.5 and  2.S million ounces of silver  were




reclaimed annually  from Old  consumer  scrap  during  the  1966-1969 period.




           For certain  sectors  of  the  general public, economics will play a




major  role in determining  the  useful  life cycle  of  silver-containing jewelry




 and household decorative  Items.  They .are purchased in good  times and sold




during hard  times.   But this type of  transaction represents  a minor  percentage




 of the silver going Into  consumer-oriented  products and recycling can be in-




 creased only by appealing to motivations other than economic for the bulk of




 the  general public.
)   Photographic  Scrap and Waste






              Photographic scrap and waste consists of  solutions  from the  processing




    of  film and paper and used  film and paper.  Recognizing  the impending  silver




    shortage,  the major producers of photographic supplies initiated  promotional




    and educational program as  early as 1965 In an attempt to  recover and  recycle




    as  much as possible.  Substantial progress has been made but  this category of




    silver consumption still represents a major opportunity  to decrease  the dis-




    appearance of material that potentially could be recycled.




              Depending on the  end use, photographic film and  paper may  contain




    from 0.01  to  0.70 ounces of silver per pound.  The  developing and fixing




    processes  remove a part of  this but the residue Is  left  in the film  or paper.




    When discarded, these materials could have a silver scrap  value of 15  to 35 cents




•j   per pound  with silver at the $1.50 to $2.00 per ounce price level.




              During processing, the silver not needed  to form the image concentrates




    in  the fixing bath and wash waters.  Under controlled conditions,  exhausted




    fixing solutions could contain up to 1 ounce of silver per gallon although




    wash waters would be much more dilute.




              Overall, the photographic industry estimates that two-thirds of the




    silver contained in film and paper could be recovered.   The balance  is lost la




    archival records .(industrial, commercial, and family snapshots) or occurs in




    such small quantities at such dispersed locations (logistical loss)  that




    collection is uneconomical.  In the 1966 to 1969 period,  the amount recovered




    in  the United States has risen from about 30 percent of  the total consumed to




    something  over 40 percent and may reach 45 percent  in 1970.  The  steady increase




    in  recovery Is attributed to the efforts of the photo supply  Industry aimed at




)   commercial film and paper processors and the industrial,  commercial,  and

-------
                                        82
Institutional users of X-ray and business record films.  In addition to direct



mall and Institutional advertising promotions that stress the econoalc oppor-



tunities for recovery, they have offered technical service help In connection



with proprietary systena (metallic or electro-chemical) for removing silver



from fixing baths and wash waters, and encouraged the formation of a network



of film and paper collector-processor* that now blanket the country to service



the user who could not afford his own separate recovery system,  for example,



the basic publication on photographic silver recovery from Eastman Kodak



Company (Publication J-10), lists 98 Installations nationwide that handle one



or more facet* of recovery.



          Several classes of photographic supply users are recognised by the



supply producers as opportunities for Increased recovery within the two-thirds



limit of economic recovery.  A major class Is government Installations other



than the Veteran* Administration (VA).  Several year* ogo> enabling legislation



was enacted to permit the VA to use Industrial firm* rather than governmental



agencies to recover and refine Its silver-bearing wastes with the credit



therefrom accruing to the VA.  All other federal government Installations



have to send their scrap* and wastes to governmental installations with' the



value of the recovered silver going Into general revenue funds.  Many state



and local governmental Installations have similar restrictions.  These proce-



dures minimize the Incentive for agency and departmental heads to actively



promote efficient recovery and recycle since they dp not benefit directly.



          Another major class Is the small industrial or conmeVcial Instillation



handling classified Information but unable to support a separate Incinerator



for photographic waste.  The photographic waste usually Is burned with paper



and the silver content of the resulting ash Is too low to permit economic



recovery.
                                                                                                                                             83
           A third major class of user Is business  firms who record technical



 and scientific Information on special sensitized papers for analytic and records



 work.  Exploration areaa for petroleum or mining companies Illustrate one aspect



 of this class.  The papers they use have a high content of silver but usually



 get discarded as refuse because the information recorded  he* temporary usefulness,



. frequently at quite remote'locations.  Even  at centralized locations, the time



 and effort to collect and recycle  small quantities appears unwarranted.



           User complacency also is a major contributor to photographic silver



 loss.  This area has a bearing on  the three  classes discussed above bat is



 applicable specifically to many small commercial and industrial photographic



 departments operated In connection with other activities,  in general, the



 darkroom of such installations is  operated Intermittently and current solution




 recovery system* are not applicable.  Film and paper waste also 1* small in



 volume and inconvenient to store.for any  length of time.   The economic incentive



 for the operator/of such an  Installation  to  recover silver is far leoa than the



 Incentive to get more business and It la  unlikely  that what he would recover



 from  silver would have much  effect on profit or loss.



           In connection with reprocessing used film and paper, the economics



 of recovery could be Improved significantly  if markets could be found or



 developed for  the'film or paper base and  for the  emulsions in which the



 silver  is held.  To date,  these nonsllver values  are recovered only in highly



 specialized situations,  for  example, by the  producers of film and paper treating



 large quantities of wastes of known composition.   Other processors of used film



 and. paper incinerate film  and paper  scrap because the variability of composition



> precludes economic handling  of  the nonsllver values.  A solution to this



 problem would  have  to  Include quite  imaginative approaches to finding uses



  for  relatively low-valued  products as well  as extensive research and development'

-------
                                        84
for efficient methods of separating the components from small quantities of




diverse waste materials.




          In connection with solution wastes, there are three principal methods




for treating exhausted fixer baths.  Metallic recovery units, called "silver




filters" or "silver savers", consist usually of steel wool in  canisters




through which the solution Is passed with the silver depositing on the steel




wool.  The loaded steel wool is treated by refiners for silver recovery.




Electrolytic systems use an electrical current to deposit the contained silver




on plates which are then recycled  to the refiner.  Precipitation systems use




chemicals to reduce the silver content to metal which is then filtered and




sent to'refiners.  Any of these systems are effective as long as the silver




content of the spent fixer bath is about 0.5 gram per liter or more.




          However, wash waters are more dilute than this, perhaps of the order




of 0.05 grams of silver per liter.  At these low concentrations, none of the




available commercial systems are selective enough to recover silver  economically.




Ion exchange systems appear to offer some hope for solving this problem if the




production cost of the resins can be reduced by several orders ofi magnitude




through the discovery of suitable materials.  Research is being carried out




in this area in the hope of having technically and economically feasible




systems if stringent controls are  placed on the discharge of silver to public




sewers.  No near-term breakthrough is anticipated.




          As a rough approximation, recovery of silver from photographic wastes




in the United States in 1969 is estimated by Battelle to have been between




15 and 20 million ounces.  Intensified efforts by the photo supply industry




may result soon in an increase of  2 to 3 million ounces per year but a minimum




of about 20 million ounces are being lost, of which less than 5 million ounces




is considered to be potentially recoverable.
                                                                                                                                             85
               Problems Not Directly Related to Recycling of Silver






Industry Statistics






          One difficulty in any analysis of the problems and opportunities in




recycled silver is the lack of adequate statistics on the flow of silver into




and out of the industrial manufacturing complex and through the hands of industrial




and private consumers.  The available data fall far short of those needed to




measure the potential for recovery in any given end use, to allocate actual




recovery to end uses, and thereby to assess the magnitude of the scrap recovery




problem.  Of course, studies such as this help to highlight gross problem areas




and a tentative order of magnitude for those problems.  In lieu of better data,




Battelle presents a rationalized flow of silver in industrial applications in




the United States based on available data for 1969 in Table 11.  It should be noted




that this presentation ignores losses in processing recycled silver by equating




refinery production from scrap sources with the quantities received by refiners.




Further, it is assumed that net industrial consumption represents the quantities




of silver converted into saleable products for the year, an addition to the amount




in circulation.




          A further difficulty with the statistics lies in the possible duplication




of data in the recycle system..  The existence of several levels of refining




complicates the task, of following recycled silver through the system.  For example,




a dealer-processor specializing in photographic wastes will report the recovery




of silver even though the silver is contained in an ash having no commercial use.




The ash is sold to a refiner, who reports receipt of silver waste from industry




and the production of refined silver suitable for use by consumers.  Unless the




scrap nature of the dealer-processor's product is identified by the statistical

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                                       87
reporting agency and eliminated from the recovery data, the data will contain




duplication of information.  In actuality, the situation is much more complex




than the illustration cited because some refiners generate wastes and sweepings




in the course of their operations that are sold to other refiners who are better




able to handle these wastes, but the transfer may be treated as a new increment




of scrap generation and recovery.  The magnitude of error arising from duplicate




counting is unknown and not critical to the continued functioning of the recycle




industry.

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                                        88




                 Courses of Action Concerning Recycling of Silver






Selection of Opportunities                                      	






          Without question, substantial quantities of silver are being lost each




year because scraps and wastes are not returned to the recycle system.  All the




evidence accumulated during the course of this study suggests that the primary




opportunity for Increasing recycling lies In the area of reclaiming old scrap




that has been in the hands of individual and institutional consumers as products




that contain some silver.  By comparison, the recovery of silver from prompt




Industrial scrap represents a minor opportunity for Improvement.   Qualitatively,




top priority should be assigned to all the  problems associated with the  reclama-




tion of old scrap.






           Prompt Industrial  Scrap.  As  suggested  in Table 8,  the generation of




prompt  Industrial  scrap  exceeded  recovery by a minimum of 2.2 million ounces  in




1969.   Actual recovery  of- 32  million ounces  in that year may  include  some  scrappage




from prior years that was  held  by generators  for  a better silver price.  Never-




theless,  the amount  generated but not  recovered  in any given,  year  probably is




less than 10 percent of the  reported  recovery.   Achievement of the 90 percent




level of recovery  is attributable to  growing recognition by consumers of the  value




of their scraps from continuing promotional  and  educational programs  supported




by the recycling industry.  In those  consuming industries where  silver  represents




a major share of the materials  cost in products--jewelry,  sterling ware, dental




 and medical,  and mirrors—recycling has been practiced  for many  years.   In all




probability,  further improvement  in recycling is economically infeasible because




 of the difficulty in overcoming consumer indifference or  the  inability  to  resolve




 the logistics problems of collection of small quantities  of  scrap.




           For those consuming industries where silver represents a minor materials




 cost but fllfllls a vital performance function—electric  batteries, electrical
                                                  :-;?*»
                                       89
and electronic contacts and conductors, catalysts, and bearings — good recognition




of the value of silver recycling now exists as a result of efforts by the recycling




industry.  Here again, consumer indifference and the logistics of small-volume




collection remain  the principal obstacles to improved recycling.




          Aside from continued education and promotion by the recycling industry




and governmental agencies such as the Bureau of Mines, General Service Administration




and the Defense Department, there appears to be little that could be suggested




as a worthwhile program.  Assuming that the 2.2 million ounces loss figure is correct




the American economy is wasting nearly $4 million (silver at $1.80 per ounce')



but the cost of recovery is likely to be more than the value.






          Old Industrial Scrap.  The problem with old industrial scrap Is that




no one has a firm idea of the amount of silver contained in discarded, worn-out,




or obsolete industrial equipment.   Studies of military and space equipment salvage




by the Bureau of Mines suggests that at least 12 million ounces of silver are




contained in the materials scrapped annually.  Sources in the recycling industry




feel that the largest single consumer of silver batteries,  the U.S.  Navy Department,




has done an excellent job of recovering and reclaiming this specific source.




Here, the silver content is readily identifiable and sufficiently concentrated




to support the economics of recycling.   But the silver content of airborne




electronic equipment or field communication equipment is much lower than in




batteries and complicated by the presence of other nonferrous metals and nonmetallic




materials.  Segregation- solely for the value of the silver probably is uneconomic




and the military seems to be the principal institutional agency capable of




accumulating the large volumes necessary to make simultaneous recovery of aluminum,




copper, gold, silver, and iron economically feasible.

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                                        90
        , Programs for training .military salvage experts in the identification "    •


and segregation of precious metals scrap have been underway for .several  years

now and can be credited with some part of the. .recent increase to over 60 million


ounces reported recovered from old scrap^  In addition, the recycling industry

has supported educational and promotional campaigns aimed at nonmilitary Industrial

salvage concerns in the hope of increasing recovery and reclamation of silver.    .  .



          Industrial Wastes and Sweepings. Very little is known about the'quantities


of industrial wastes and sweepings that are generated or recycled in any given


year.  Electroplating'and polishing wastes from .consumer-oriented products and


electrical contacts and conductors probably account'for the bulk of this'potential.

The brazing alloys and bearings industries also generate some of this type of


material.                -

          The recycling industry feels that only brazing.alloys and bearings


offer much opportunity to substantially improve recycling.on a percentage basis,


although the absolute quantities involved will be small.  Currently recycling


about 3.1 million ounces of silver per year,.an increase.of about 0.6 million


ounces is believed to be possible.  The other industries are estimated to be


recovering nearly 90 percent of their potential with the losses attributed

primarily to operator carelessness, accidental spills, and dilute wash waters.
                                   '                  '      *           •
These are difficult to prevent and may be.considered to be economically'infeasible.

          Overall, no specific programs offering logical solutions to the problems


of this category of waste were discovered during this study.  At best it  represents

a minor.opportunity for increased recycling.
                                                                                                                                       91
          Old Consumer Scrap.  The products that are the source of this scrap--

plated and sterling tableware and flatware, household decorations, trophies and


medals, and dental and medical devices--usually have values associated with them


that exceed the value of the silver content.  By nature they represent the

achievement of affluence or excellence in some specific field and are considered


by the owners to be permanently removed from the recycle system.  Whether or


not they are fulfilling a functional or aesthetic need currently is insufficient

justification to consider that they are or are not available for recycling.  The .


quantities.actually discarded annually because of damage, obsolescence, replace-

ment, or economic necessity are unknown.  However, scrappage is likely to occur


on single items more frequently than on large collections of articles and the


primary problem for the recycling industry is one of collection.  The demise of


the itinerate "junk man" removed the initial link in the recycle system that has


not been replaced to date.                             .


         .The response to governmental appeals for scrap silver during World War II


demonstrated that some individual owners could be stimulated to search for and


turn in  unused silver articles.  The appeal then was to patriotism.  In the

absence of a~-similar motivation, it is doubtful that any appeal to the general


public.will be effective in increasing the flow of old consumer scrap for recycling.



          Photographic'Scrap and Waste.  Photographic scrap and waste appears to

offer the best opportunity to increase substantially the recycling of silver.


Theoretically, perhaps as much as 90 percent of the quantity consumed in any

given year should be available for recycling within a two or three year period;


the balance going into permanent archival record uses.  This suggests that the

potential for recovery in 1969 was about 37 million ounces, not including

any materials in consumers' hands from prior years.  In contrast, recovery was
                                                 531

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                                       92
estimated to be 20 million ounces total of which an unknown quantity cane froo

the 41 million ounces supplied to consumers In 1969.

          Consumer apathy Is the underlying cause for failure to recycle photo-

graphic silver scrap and waste.  Various rationalizations are used to explain

the lack of consumer motivation for recycling but the principal one is economic .

In the context that the cost of collection and processing exceeds the value to be

credited to the consumer for the sliver recovered.  Small Industrial, commercial,

and medical photographers account for most of the loss.  There is virtually no

existing oechanlsm by which .they could be reimbursed even if they were willing

to bring their scrap and waste to a central  collection point because analysis of

the silver content of small lots is prohibitively expensive.  Eastman Kodak*

suggests that the minimum economic level for recycling used film and paper Bay

be 25 pounds per week If the silver content Is 0.10 ounces per pound.  Even then,

several weeks accumulation IB desirable In order to minimise the charge per

pound for analysis.                .


Recommended Actions.


          For the  Environmental Protection Agency (EPA), the only apparent

action would be the general promotion of recycling of Industrial scraps and wastes

emphasizing the advantages of  recycling over solid waste disposal.  Some selected

programs aimed at other governmental agencies, such as the Department of Defense

or the National Aeronautic and  Space Agency could be Implemented to support

the existing training and educational programs.  Also, EPA might take the lead

In sponsoring legislation that would permit governmental agencies other than the
 *Anonymous, "Recovering Silver  from Photographic Materials", Kodak Publication J-10,
 Eastman Kodak Company, Rochester, New York, 1969, p. 6.
                                               533
                                                                                                                                            93  .
VA to receive credit for silver recovered from photographic wastes.

        .  The recycling Industry obviously will continue its institutional

advertising and promotional campaigns for recycling.  Concerted or joint action

In this area Is not recommended.  But through NASMI, support might be generated

to stimulate the formation of service club collection agencies for .photographic

wastes.

          Several suggestions were advanced by representatives of the recycling

Industry contacted during this study in this connection.  The tenor of then was

that service organisations—for example, Rotary International, Boy Scouts of

America, church groups, or professional or trade associations—might be persuaded

to act as the accumulation center for local photographers and use any funds

derived from the sale of th« scrap In furthering the programs of the organization.

The photographer consumer would derive no economic benefit other than the

possible lessening of his contribution In support of the organization's.program.

Alternatively, a local governmental unit might serve as the accumulator with toe

revenues received going to defray specified expenses (for example, school supplies}

for which the taxpayer would then not be liable.  Experience along these lines

Indicates that interest In such programs is hard to sustain in service organizat ice

because of changing 'leadership.  This should not deter the suggestion that such

programs be tried and continued as long as possible, but the stimulus for then

will have to Involve a philanthropic group willing to Invest annually in a venture

of questionable durability.

           Table 12 summarizes  the recommended  actions.
                                        534

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                                                TABtE 12.  RECOtWETOED ACTIONS. "HIGH PRIORITY SILVER RECYCLING PROBLEMS
    Title
Prompt Industrial Scrap
                                             Industrial Wastes  and Sweepings
                                                              Old Industrial Scrap
                               Old Consumer Scrap
                                                          Photographic Scrap
  Actions        Recycling Industry'Should
  Recocoended    continue promotional efforts
                for collecting and recycling
                small voluaes of scrap
                              Recycling Industry should
                              cont-lnue promotional efforts
                              for collecting,  segregating
                              and using snail volumes of
                              scrap with low silver content
Recycling Industry should
continue promotional and
training efforts to ensure
that scrap with low silver
content is collected and
recycled
Recycling industry should
continue promotional
efforts to encourage
ultimate consumer to
turn In discarded
articles
Recycling industry »hruH
continue prcsotlcnal
efforts to ensure collection
and processing of photo-
graphic scrap

Leelslation should be oro-
Doted to allow Governmental
Installations to receive
credit  for silver recovered
                                                                                                                                         credit for silver recovered
                                                   EPA/NASMI
                                                                  EPA/NASMI
                                  EPA/NASMI
                                  EPA/NASMI
Specific
Steps
1. Continue institutional
advertising on value of
scrap and probable cost
savings by recycling
1. Continue institutional
advertising on value of
scrap and probable cost
savings by recycling
1. . Continue institutional
advertising on value of
scrap and need to re-
cycle to conserve
resources
1. Continue institutional
advertising on value
of acrap and need to
recycle to conserve
resources
I.
2.
Continue institutional
advertising on need to
conserve resources
Sponsor legislation to
                                                              3.
                                                                                   Support USBM-DOD
                                                                                   training programs for
                                                                                   Identification and
                                                                                   segregation of silver-
                                                                                   bearing scrap

                                                                                   Support R&D efforts
                                                                                   to develop processing of
                                                                                   silver-bearing scraps Co
                                                                                   economic recovery level
                                                                                            2.  Support efforts by
                                                                                                service clubs to act
                                                                                                as collection agen-
                                                                                                cies for consumer
                                                                                                scrap
                                                                                                                        3.
                                                              allow Covern-ent instal-
                                                              lations to use industrial
                                                              reclamation services and
                                                              receive credit for silver
                                                              recovered

                                                              Support efforts by ser-
                                                              vice clubs to set as
                                                              collection agencies for
                                                              photographic wastes
(1)   The responsibility for  recommended  actions shown in  this table are based on importance  of the
      action,  benefit to the  taxpayers, and opportunities  for NASMI.   They  are the best judgments
      of Battelle.
(2)   Recorciended actions were  distributed between high priority  and lower  priority based on  the
      evaluation with three criteria.
(3)   It is  suggested that N'ASMI continue its  leading  role in recycling, recognizing  that other
      organizations such as the Bureau of Mines, Department of Commerce, Council  of Environmental'
      Quality, HEW  Office of  Information, and  State, Local, and Federal Legislatures  must be
      involved.                                                                                             •  •

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                                      "95' ''';';'    '        ":•'••••''
                          Platinum-Group Metals  Industry   _        •,           .





Characteristics of the Platinum-Group Metals   •            .   .-            '   .





          The metals or'  the platinum group consist  of platinum,  palladium,



iridlum, osmium, rhodium, and ruthenium.  These .metals are characterized by



high density, hardness,  and relatively high melting points.   Their usefulness



in industry and the decorative arts derives from excellent resistance  to cor-



rosion at atmospheric conditions or at high temperatures, moderately good        -..



electrical conductance coupled with abrasion and corrosion resistance,  catalytic



activity for a variety of chemical reactions,  and maintenance of a bright, tarnish-



free appearance.     '       '                             '    •' .    ".':'.'



          Usually found  in conjunction with other metals --  gold in placer de-



posits, copper and nickel in  the Canadian suitide deposits,  and  chromium in the



South African Merensky Reef district --  the platinum-group metals are  produced



as by-products or co-products with all members of the group  represented.     .  .



Platinum and palladium are relatively far more abundant than the other metals .of". .



the group, usually representing more than 90 percent of the group's total occurrence.



However, the platinum to palladium ratio is subject to rather wide variation --



from 3:1 to 1:3 — depending  on the deposit.   Initially isolated as a  crude



platinum or palladium, the Individual metals are separated by .chemical methods



and purified for use.  Commercial' platinum has a' purity of 99.7  percent but many



of its end-use products  require 99.9 or 99.99  percent purity. Thermocouples and



resistance thermometers  need  99.999 percent purity.  Palladium and the other



group  metals usually are refined to 99.9 percent purity.  These high  levels of



purity as well as relative scarcity -- total world  production of platinum group .



metals in 1969 was about 220  tons — accounts  for the high prices these metals



command. .                                             "*"'..

-------
                                                                                      '..*?
                                       96
          The platinum-group metals are used principally in metallic form. Un-




alloyed platinum and palladium are readily malleable and soft and the other




group members are used as alloying agents to Improve hardness, abrasion re-




sistance, and stiffness.  Also, the _yarious members of the group exhibit slight




differences In catalytic activity and, recently, platinum- rhenium combinations




have been found to be more effective than platinum  alone in petroleum reforming.




For the purposes of this discussion, however, the platinum- group metals can




be considered to consist of platinum and palladium and their alloys.






Characteristics of the Platinum-Group Metals Industry






.3  •      Materials Sources.  Since 1965, the United States has produced less than




i percent of the newly mined platinum-group metals output of the world but has




consumed 43.4 percent of that output.  Thus, the United States is dependent on




foreign sources for new metal.  However, the uses to which these metals are put




are predominantly nonconsumptlve — in the usual context of that term — and




annual supplies available to users Include substantial quantities of old metal




rerefined by a domestic recycling industry.  Table  13   presents world mine pro-




duction of new metal, details of refinery production of new and secondary metal




in the United States, and imports into the United States of refined metal and'




semimanufactures for the period 1965 through 1969.




          Materials Flow.  The basic source of platinum- group metals that are




used by consumers in the United States has been imports for many years.  Recovery




of the metals from domestic mining operations — some Alaskan placer deposits




and selected gold and silver by-product separations -- has supplied negligible




quantities of new metal In comparison to annual needs.  For the 1965 through




1969 period, domestic mining output averaged slightly over 27 ,$00 troy ounces   ,  .




annually while imports of refined metals for consumption averaged* 1,250,000
                                               5,17
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                                         98
 ounces. . Since preparations'for World.War II began In 1940 In this country,.-  .

 the United States has produced  less than 800,000 ounces from domestic sources  .

 but has Imported over 21,250,000  ounces, against which exports have been about

 2,680,000 ounces.            '                                  .  .    •

           Theoretically,  the current Inventory of the platinum-group metals

 In the United States'Is about 20,000,000 ounces, assuming.that none has been

 lost In products or  In recycling.   Undoubtedly, products containing platinum-

 group metals (jewelry, dental and medical Items, electrical and electronic

 equipment) have been exported from the United States or shot Into space and

 losses due to accidents and reprocessing are Inevitable.  No reliable data

 regarding the current Inventory of readily reprocessable platinum-group metals

 were discovered In the course of  this study, but Battelle estimates that It Is

 between 6,000,000 and 8,000,000 ounces.  It Is held principally by companies'

 that produce chemicals, the petroleum refiners, manufacturers of glass, and-.

 the telephone'companies.   But the Important point Is that this'Inventory provides

 more platinum-group  metals for  reclaimatlon annually than the-quantity of new

 metal added to  that  Inventory.

           Based on the statistics for 1965 through 1969, the approximate annual

 flow of platinum-group metals in  the United States Is presented In Figure  3 ..

 In brief, annual refinery production of new metal averages about 40,000 ounces,

 purchased scrap and  waste averages nearly .260,000 of which 190,000 ounces are

 generated by consumers and 70.-000 ounces are imported, and toll refining

, of spent catalysts and obsolete equipment averages 1,900,000 ounces, a refinery

 throughput of about  2,200,000 ounces.  In addition, about 1,300,000 ounces

 of refined metals are Imported  to make a total of 3,500,000 ounces of refined

 metal or semimanufactures available to consumers.  Approximately, 3;000,000
                                             5x19
        Imported Refined Metal
               1300
 Reported
SaWs for
 Consumer
 Products,
                                                                                                                                                99
                                                                                                                                               Domestic *Twetpings
                                                                                                                                                Wufcle, flJWl Scrop
                                                         Imported
                                                         Sweepings,
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                                                         ondScrpp
                         On
                        and. New
                      Crude Metal
I9O







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0







40



                                                       Refinery Production
                                                             2200
                                                 30O Refined from Purchased
                                                      Materials  .
                                                 I9OO Refined on Toll from  Large
                                                      Consumers
                                   Refined Metal
                                        Available
  Scrap Return ISO
                  Exports of Refined
                Metal, Scrap, arid Ore
ond Semimanufactures
  to Consumers
3500
                                         Reported Sales  for Products Controlled
                                             by  Large  Industrial Consumers
                                                        3000
                                                     _L
    For
    Toll
Refining
   1900
                                                Additional Inventory in Products
                                             Controlled by Large Industrial Consumers
                                                 Estimated to be 7000-9OOO

                                                                                                                    FIGURE  3.   APPROXIMATE ANNUAL FU3H OF PLATINUM-GROUP METALS,  UNITED STATES
                                                                                                                               (Based on 1965-1969 Data, In thousands of troy ounces)
                                                                                              .V-
  Source:  Battelie's Columbus  Laboratories
                                                                                                                                                             5*0

-------
                                      100
ounces of this supply la used by the chemical, petroleum,, glass,  and electrical




companies with the bulk of It remaining under their control because of the nature




of the products produced.  Some 300,000 ounces gets exported from the country




In the form of crude metals, refined metals, semimanufactured metal forms, and




waste and scraps.  The balance of 200,000 ounces disappears (less a scrap re-




covery of about 40,000 ounces) Into dental and medical devices,  Jewelry, and




miscellaneous Industrial products usually containing minor quantities of the




group metals.  These products are sold and represent an addition to the unre-




ported Inventory of metals held by ultimate consumers.




          Platinum-Group Metals Suppliers.  The suppliers of platinum group




metals fall Into two distinct categories: those that have access to primary




sources of the metals, and those that depend primarily on secondary sources.




Currently, there are between 30 and 40 companies In the United States that claim




to be able to refine these metals.  Four of these are affiliated or have working




arrangements with companies that mine ores containing the metals.  The remainder




process scraps and waste of all the precious metals Including the separation and




recovery of the platinum group metals.




          Matthey Bishop, Inc., Engelhard Minerals and Chemicals Corporation,




Amax Copper, Inc., and American Smelting and Refining Company (ASARCO) have




access to primary sources of the metals.




          Matthey Bishop Is an affiliate of Johnson, Matthey & Company, the




English organization that refines the output of the Rustenberg platinum mine




in South Africa.  Its refining operation Is supplemented by metal working facilities




to produce a full range of pure or alloyed metals In grain, strip, tube, or wire




form as well as  chemical compounds for plating or catalysts.  Imports of refined




metals from  the  parent company for industrial uses are channelled through




Matthey Bishop but Imports for the jewelry trade are handled by the parent
                                              51!
                                                                                                                                        101
company directly.  The Rustenberg mine Is the largest producer of platinum in




the Free World.




               The Engelhard refinery handles crude primary platinum and pal-




ladium and all forms of secondary materials.  It is supplemented by metal




working facilities and special chemical facilities to produce a full range of




pure and alloyed metals, plating solutions, and catalysts.  This refinery handles




a part of the crude primary platinum recovered by International Nickel Company




from their Canadian nickel-copper operations.  In addition, Engelhard imports




refined metals for conversion to semimanufactured products -- strip, tubing, or




wire.




               Amax and ASARCO recover the platinum group metals in the course




of their refining of both primary and secondary copper, gold, and silver.  Both




are capable of handling virtually any form of ore, concentrate, scrap, waste,




or sweepings.  Both tend to specialize in metal recovery, largely as the pure




metals.




               Among the refiners dealing primarily with secondary materials,




the more important companies include (listed alphabetically): Joseph Behr and




Sons; Handy and  Hartnan; Martin Metals; Sel-Rex Corporation; United Refining and




Smelting Company; and Wildbere Brothers Smelting and  Refinine Company.
Markets  for  the Platinum Group Metals






               The  platinum group metals are fabricated into specialized pro-




cessing  equipment  for  the  chemical and glass Industries, into wire and formed




contact  points for  the electrical and electronics Industries, into cast and
                                                                                                                                              542

-------
                                        102
 built up support, parts for the dental and medical professions, and Into cast and


 stamped findings for the jewelry manufacturing Industry. .Salts of the various


 metals also are made in the preparation of catalysts for the chemical and


 petroleum refining industries, as well as for plating baths that are used by  -


 the electrical and jewelry manufacturing industries.                 .,


                Actual consumption of the platinum group netals is difficult to

 assess.  Sales to consumers are reported annually by the refiners and metal trading


 firms to the U. S. Bureau of Mines but there is evidence that, at times, some


 purchased materials go into consumers' inventories rather than being utilized im-


 mediately. Further, as shown in the flow diagram (Figure . 3, page 99),  toll


 refining of consumer-owned materials provides additional supplies for which no


 use classification is available.  Moreover, the reported data for refinery pro-


 duction, imports for consumption, exports, and changes In suppliers' stocks do

 not balance statistically with reported sales to consumers.  Aside from the
                                                        f.
 problems of accounting for net changes in consumers' Inventory stocks (for.which    '

 no data are reported), the principal obstacles to a statistical balance appear


. to lie (1) in the amount  of  foreign  crude metals absorbed by consumers, and (2) in


 the distribution of the exports of ores, scrap, and refined metals.  . The best


 approximation of consumption apparently is the reported sales to consumers, which,


 as shown in Table 14,  averaged 1,380,000 ounces annually in the 1965-1969 period.


                The electrical and electronics Industries took 38;8 percent of


 reported sales, an average of 535,000 ounces per year.  The chemicals industry

 purchased 28.2 percent of the available metals, an average of 390,000 ounces

 per year.  These two. plus  the petroleum and glass Industries, accounted for


 84.A percent of sales, and probably represent at least an equivalent percentage

 of the material refined annually on toll.


                Brief discussions of the individual consuming markets follow.
                                              5-13
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                                       10*
          Chemical Industry Markets.  The chemical Industry uses  the platinum



group metals directly as catalysts and as specialized equipment.   Platinum



laboratory ware, especially Ignition crucibles,  has long been recognized as an



outstanding example of the high-temperature corrosion resistance  of these metals.



These same properties are Important also in applications such as  spinnerettes



for artificial fibers, anodes for electrochemical processing, rupture discs



for processing operations, and highly resistant processing equipment.  Products



such as these are fabricated from sheet and strip platinum with minor additions



of rhodium, ruthenium, or iridium for Improved abrasion resistance or high



temperature performance.



          In the catalysis area, platinum and palladium are used  to promote



oxidation reactions (ammonia to nitric acid), and hydrogenation or dehydrogenation



reactions (for vegetable oils and specialty organic chemicals).  A platinum-



rhodium alloy is fabricated into wire gauze for use in the production of nitric



acid, while palladium has been gaining favor as the catalyst for  hydrogenation



reactions.



          The larger chemical companies try to retain control of  their equipment



and catalysts containing  the platinum group metals by returning their worn out



or damaged equipment and  spent catalysts to the refiners for reprocessing on a



toll basis.  Table  IS presents sales of the individual platinum group metals to



the chemical  Industry for the 1965-1969 period.  Battelle estimates that the



chemical  industry has between 1,000,000 and 2,000,000 ounces of platinum group



metals  tied up  In equipment and catalysts, and that about 250,000 to 300,000



ounces  of the annual  sales  to the industry are used to maintain that inventory.



Annual  additions  to the Inventory probably average less than 100,000 ounces.
                                                                                                                 Z   w
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-------
                                       106



          Petroleum Industry Markets.  The petroleum Industry uses  the  platinum


group metals primarily as catalysts based on platinum.  A recent minor  use  for


palladium Is developing as a diffusion mevbrane  for  the purification of hydro-


gen.                                                                              .


          Platinum deposited on Inert substrates Is  used  for reforming  operations


In petroleum refining, isually Involving hydrogenstIon.   The products of this


operation are blended into gasoline where they  increase the  octane  rating.


Unalloyed platinum still accounts  for the bulk  of this application, but starting


in 1968 a platinum-rhenium alloy was commercialized  on the basis  of improved


yields of aromatic reformate compounds and significantly  longer catalyst life.


Both factors will contribute to a  decrease in the amount  of  platinum needed to.


produce a given quantity of reformate.  However, demand for  platinum reforming  •  .


catalysts could increase by a  factor of 15 if the petroleum  refining industry


is forced to remove lead antiknock compounds from gasoline to  comply with anti-


pollution regulations.


          Crude hydrogen, available in petroleum refineries  from  several catalyzed


reactions,  can be purified by  diffusing the hydrogen through thin membranes of


palladium metal.  This is likely  to remain a rather  small market  for palladium


since  the membranes are quite  thin and last  for a long  time  before  requiring


replacement.     .                                  '          .                       •


          Virtually all the catalysts used by  the petroleum  industry are. repro-  •


cessed by the refiners on a toll  basis.  The high level  of  sales  in 1966 and  1967,


as shown in'Table 16, is believed  to reflect a deliberate buildup of. Inventory by


the petroleum companies, who would have purchased more In 1968  and  1969  if  It had


been available.   Battelle estimates that the petroleum Industry has  between 2,000,000


and 2,500,000 ounces of platinum tied up in catalysts, both  installed and held as


replacement charges.
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-------
                                      108
          Glass industry Markets. 'The glass industry uses platinum and Its



alloys In sheet and tubing forms for Its high temperature corrosion resistance.



          Optical glasses and laser glass formulations are prepared In platinum-



lined crucibles to assure the chemical composition of the products.  Glass



melting furnaces for selected formulations -- boroslllcate glasses , textile grade



fiber glass, and similar compositions — may have platinum-lined stirring



equipment as well as platinum sheet linings at the liquid level line In addition



to platinum thermocouple wells.  For fiber glass, forehearths may have platinum



linings on the refractories and  the fiber forming bushings are fabricated from a



platinum-rhodium alloy.  Various levels of rhodium have been tried In an attempt



to extend the life of the bushings, starting with a 90 pt-10 Rh alloy and



ranging up to 70 Pt-30 Rh.  Rhodium Increases the abrasion resistance but also



makes the material more difficult to work In fabrication of the bushings.  An



80 Pt-20 Rh alloy appears to be a reasonable compromise between performance and



workability.



          The glass industry tends to retain ownership of the platinum it has and



uses and the high level of purchases In 1966 as shown in Table 17  is believed



to have added to the inventory held for future use.  The five-year average



purchase of 70,000 ounces probably represents about 50,000 ounces for maintenance



of an Inventory estimated at 500,000 to 750,000 ounces plus about 20,000 ounces



annually for additional new equipment and fittings.



          Electrical and Electronics Industry Markets.  The electrical and



electronics industry uses the platinum group metals as contact points in relays,



magnetos, thermostats, voltage regulators, and control devices, as thermocouple



wire, as sparkplug electrodes, as temperature or current limiting fuses, as



protective coatings on resistance heating elements, in metal to glass seals.
                                                                                                              o   o
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                                                                                                                                          601

-------
                                       110
arid in sophisticated  electronic circuitry;.  Table  18  .presents reported sales



to these markets  for  1965-1969.  Strip and wire mill  products probably are  the



most commonly used  forms,  although plating of contact parts and resistance'



heating wire Is  Important  and paste formulations are  made  for seals  and .electronic



circuitry.                                                  .  '.



          Since  the Introduction of the dial telephone in  the late 1940's,  the



communications Industry has been the major consumer-of the palladium supplied



to the electrical and electronic industry.  Palladium contact points in central  .  '



exchanges-switching  relays  assure reliability of current flow, for  trouble-free

   "    'l^f'^k-      '   :'         '..".'-.                        •     '-'.'•.•
operation.  Expansion of dial,telephone systems continued  through 1969 but  further

       ii'VJ" .            '  3»-.''.';>-  ;-•'  ' .' '    ' '       •    *'"'  ''  ' ~  (!''-  '       '".'-. - " •'

increasesjin the  annual sales of palladium to this segment of"the industry .appear -



unlikely because  of the greying popularity of touch-tone dialing  for which  the



central exchange  depends on solid-state switching devices rather  than relays;



Metals WeeS^Cvolume 42, No! 4,  January 25,.1971, page 25) recently suggested that



this market; for  palladium  may disappear within a few  years while  the scrapping!



of relayed.central  exchanges will throw large quantities of secondary palladium.  .



on the shrinking market.                    '             .        •  ... .•_ ...     '



          Platinum  (frequently alloyed) is favored  for spark plug electrodes,.  .



thermocouple wire,  magnetos, voltage regulators, resistance heating  elements,    -



relays for  control  devices, and electronics circuitry.   Pastes based on either



platinum or palladium are  used for glass to metal seals for electronic vacuum



tubes and for  printed circuits and thick film devices.



          Central exchange equipment usually remains  under the ownership .of the

 ••'                                      .1              •        '.''.'
telephone companies who recycle manufacturing scrap and obsolete  contact, points--.,



•-• a refiner for processing on toll.  The quantity of palladium ti-_j u'p tn  :
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-------
                                     112
central exchange equipment Is unknown but could be between 3,000.000 and 5,000,000




ounces.  The platinum-containing products tend to be sold to industrial, com-




mercial, or military users where the probability of effective scrap recycling




is lower.




          Other Markets.  Dental and medical uses include cast metals for special




dental fillings and caps from platinum-palladlum-gold-silver-copper alloys,




bridges, tooth pins, anchors, cone pins, plates, hinges, and other prosthetic




devices from strip and wire forms of several alloy combinations of platinum group




metals with gold and silver, and platinum or palladium wire reinforcement for




dental porcelains.  Platinum electrodes are incorporated into a heart pacing device




designed for implanting within the body for certain types of heart failure.




Palladium usually accounts for two thirds of these applications, as illustrated




in Table  19.




          The jewelry and decorative Industries take platinum and palladium alloys




in grain, strip, and wire forms for cast and fabricated mountings for precious




stones and  for complete rings, pins, pendents, bracelets, and necklaces.




Electroplated rhodium provides a bright, tarnish-free finish for jewelry findings




and high quality reflectors.  Palladium brazing compounds with gold are used to




assemble jewelry and other art objects.




          Among the miscellaneous uses for the platinum group metals, galvanic




corrosion protection systems, platinum-edged razor blades, antipollution devices,




and brazing alloys deserve mention.  Platinum-coated electrodes provide the




nonfouling  contact for  introduction of the low-voltage, low-amperage current that




can protect metallic boat hulls from corrosion in salt water or dissimilar metal




parts  in industrial equipment exposed  to conducting liquids.  A number of such




systems  have been designed and Installed on large ocean boats and floating dry




docks,  as well  as  In  the  condenser water headers of large Industrial boilers.
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-------
                                             114
                                                                                                                                            115
       The latter use significantly  reduces  the  clean out  needs and .maintenance     •
       shutdowns resulting from condenser  tube  fouling and corrosion-induced  failure.
                 A platinum-chromium alloy applied  to stainless steel  razor blades  is
       claimed  to provide  the most durable edge  ever  achieved.  The .alloy,  principally
       platinum, is applied by  vapor deposition  techniques only along  the'edge of the
       blades in quite  thin films.'   Although one of the more  "exotic"  uses  for platinum,
       this application consumes quite modest quantities of the metal.       J   •
                 Platinum  Is one of  the  catalytic agents being used in devices and
       systems  now being offered commercially or under test to convert obnoxious and
       poisonous effluents to harmless gases.  Systems based  on platinum have  been
       installed on a few  plants to  decolorize the  tail gases from  nitric acid produc-
       tion  facilities.  Somewhat similar  systems are under test  on exhaust stacks  for'
       spray  painting booths to convert  organic  solvents to carbon  dioxide  and water,
       eliminating an odorous nuisance.  Platinum also is  being tested as a catalyst    •.
^*v    for cleaning up  the exhaust of internal combustion  engines,  especially  for.
     \automobiles.  Here,  the  catalyst  promotes oxidation of the unburned  hydro-
       carbons, carbon monoxide to carbon  dioxide,  and nitrous oxides to nontoxlc
       nitric oxides.   To  date,  platinum-based catalyst  systems rapidly lose efficiency
       because  of poisoning from the lead  residues  of  antiknock compounds.  Further,
       the automotive industry  has considered them  to  be too expensive for  use on
       current  models of cars.   Both objections  appear to  be well founded..  However,
        research is being continued,  and  the  probability of platinum based  exhaust converters
       for  automobiles  is  undeterminated today.
                 Brazing alloys based oh palladium  or platinum are  finding  increasing
       use  in high temperature  situations.   They are  particularly suitable  for joining
       ti:in-walled tubing  to headers, for  example in  rocket engine  cooling  systems.
 However,' the experience  gained  in this  application is now being applied in
 less  severe  service  where  extended service  life is desirable, as in nuclear
 reactor Installations.                                     .   , .   •

 Platinum.Group Metal Prices .                                  :

  :         The platinum group metals are relatively expensive and prices .are
 sensitive to the supply-demand  balance.  Moreover, a two-tier pricing system
 has been In  effect for many years in the Free World.  Free World sources for
 platinum have been unable  to supply all the metal desired by consumers for many
 years until- 1970.but the major  producers have followed conservative pricing
 policies consistently for  dealing with large established customers.  Metals
 reaching Free World markets from Russia and small quantities supplied by minor
 Free  World producers have  been  marketed by brokers at prices variably above
. the producer-quoted prices depending on the severity of the unbalance of supply
 and demand.   This is usually referred to as the "dealer price".
           In 1965, the platinum group metals were priced as follows, in dollars
 per troy ounce:
           Metal                 Producer Quotations
           Platinum                   $97 to $100
: .          Palladium                  $32 to $35  •                   -
    : ;     Irldium  .                  $100 to 105                    -
           Osmium                     $230 to $250
           Rhodium                    $182 to $185                   -
           Ruthenium                    $55 to $60
 By the end  of 1965, Free World supplies were definitely lagging behind demand and
 continued to do so until about the second quarter of  1970.  During  the  intervening
Dealer Quotations
 $135 to $140

-------
                                      116
period,' the producer price for platinum moved upward gradually Co a high of




$130 to $135 per ounce late In 1969 while the dealer price peaked at about




$300 per ounce In mid 1968.  By the end of 1969, the premium charged by dealers




had fallen from $160 per ounce to about $47 per ounce with the dealer quote




at $177.  In 1970, the premium disappeared entirely and although producers main-




tained the $130 to $135 quotation they were conceding discounts of $10 to'




$15 per ounce.                                               .




          Prices of palladium, consistently In an excess supply situation,




remained relatively stable over the 1965-1969 period.  Slight Increases In




1966, 1967, and 1968 raised the producer price to $45 to $47 per ounce by mid




1968, returning to $37 to $39 near the end of 1969.  Dealer prices reflected




a premium that peaked at $12 per ounce when the dealer quotation reached $56 -




In mid March 1968.  By the end of 1969, dealer quotations were below producer




quotes at $35.50 to $36 per ounce.




          For the minor metals, prices Increased Irregularly from the 1965




quotations and then declined Coward the end of 1969.  Irldlum advanced to a




producer price of $185 to $190 during 1967, nearly double the 1965 opening of




$100, then retreated to $160 to $162.   Osmium jumped to a producer quote of




$300 to $450 In 1967 and 1968, falling back Co the $200 to $250 level In late




1969.  Rhodium rose from $185 In 1965 to Che range of $245 to $250 by late 1967




but was  back down to $215 to $220 In 1969.  Ruthenium maintained the producer




price of $55 to $60 until 1969 when a drop to about $45 was noted.




          Prices for platinum-group metals scrap are not listed by any of the




metal trade journals.  However, the usual practice of scrap purchasers is to




determine the specific metallic content of the scrap, deduct probable repro-




cessing losaes. and pay for the probable recovered metals at prevailing new




metal prices less the processing charge.  Depending on the form and content




of metal, processing charges may range from $5 to $15 per ounce.
                                                                                                                                   117
Market Outlook           •             - •"            '





          Future markets for the platinum group metals present a series of




enigmas.  Certain applications for platinum appear to have good growth prospects




without serious threats of replacement or discontinuance.  This situation




would be applicable to hydrogenatlon catalysts and processing and laboratory




equipment in  the chemicals Industry, to glass industry uses, to electrical




industry uses for platinum, and to the minor markets for all the metals.




          Platinum-based catalysts for nitric acid are threatened by the recent.




commercialization of nonplatinum catalysts.  At best, the growth of platinum-




using systems will be slowed from the rapid expansion of the 1963-1968 period;




at worst, the market for platinum catalysts in nitric acid could disappear by




1980.  Most probable is a modest growth based on continued use of platinum




catalysts but more efficient utilization of the metal charged to the reactor.




          In  the petroleum industry, the service life of reforming catalysts Is




being extended by the platinum-rhenium alloys which require less platinum per




barrel of throughput.  Reforming requirements will continue the 10 percenc per




year growth pattern of the past ten years if lead is not legislated out of




gasoline.  Under this assumption, platinum demand in petroleum will probably




remain  above 100,000 ounces per year.   If,  however,  lead is  removed  from




gasoline, platinum demand for reforming catalysts could skyrocket to more than




2,250,000 ounces.  New plants would have to be built to handle the increased




reforming load and it is difficult to visualize this occurring in less Chan




a  5-year period afcer the decision is reached.  Still, the potential new demand




of  700,000 ounces per year is believed by some industry observers to have




been  the motivation  for  Che  recent expansion In production capacity for platinum




in  South Africa.  Based  on the assumptions that lead will be phased out of
                                                                                                                                          S.--8

-------
                                      .118
                                                                                                                                        119
gasoline gradually in the .1975 to 1985 period and that further Improvements in


reforming catalysts can be achieved, Battelle believes that  the reforming catalyst


demand will not create a shortage of platinum in the foreseeable future.


          Palladium demand  in the electrical and electronic Industry, as


mentioned earlier, appears to be headed toward .lower annual  levels with the con-


tinuing conversion to touch-tone dialing.  The currently  installed switching


equipment based on palladium contact relays eventually will  be scrapped, but


reclaimatlon of the palladium may well depend on the development of new markets


for this metal that cannot be visualized at this time.  Other markets for palladium


appear to have some growth potential.


          Overall annual sales of the platinum group metals  could continue at


the 1,000,000 to 1,250,000 ounce level for several years, perhaps beyond 1975,


but with increasing emphasis on platinum at the expense of palladium.



Characteristics of the Platinum Group Metals                 ••••.-.         ...
Recycling Industry            •                                  .  .


          Materials Sources.  The source materials for secondary platinum group


metals consist of scrap, wastes, and sweepings.  These materials originate from


the processing of the metals Into usable parts for Industrial, commercial, or


consumer products or from the dismantling of damaged, worn out, or obsolete


equipment and the discarding of consumer items containing the netals.  These


sources may be classified as "prompt Industrial scrap" and "old scrap" for con-


venience in following the flow of the platinum group metals  through the recycling


industry.


.  i-.ii.   '-Prompt  Industrial.scrap includes the waste material generated in the


course of the fabrication of equipment or the manufacture of component parts


for inclusion in  industrial, commercial, or consumer products.  It originates


In the factories and shops of consumers of the platinum group metals and thus
  excludes the "in-house" scrap generated and recycled by the refining' Industry:


  It consists primarily of metallic wastes resulting from the conversion of sheet,


  strip, tubing, wire', or grains to fabricated parts by metal working processes-


  including casting.  In general, it is readily segregated from other metallic


  and nonmetaliic scraps and contains the same percentage of platinum group metal


~  content as the material purchased.  Depending on the amount of.platinum group


  metals handled, it may be returned to the refiner for reprocessing on toll or


  sold to the refiner as scrap.  Examples of prompt industrial' scrap include the


  trimmings from stamping and blanking operations; sprues, gates, and risers from


  casting operations; trimmings from sheet, tubing, and wire in  fabrication of


  equipment or assemblies; and reject subcomponents or parts that cannot be re-


  worked .


            Old scrap consists primarily of consumer articles that have been dis-

        •            •      '      .
  carded, industrial equipment that is damaged or worn out, parts salvaged from


  obsolete commercial, industrial, or military equipment, and spent catalysts from


  the chemical or petroleum industries.  It also includes wastes such as spent


  plating solutions, polishing compounds containing metallic particles, and floor


  sweepings from shops where the metals are processed.  The platinum group metals


  content of old-scrap ranges from nearly 100 percent to less than 1 percent


.  depending on  the  source and extent of segregation effected by  the collector.  It


  may represent part of  the processing loss incurred in treating metals purchased.


  - in the current year or  the return to the recycling system of products sold many


  years in the  past.  Examples of old scrap include discarded jewelry; spent


  catalysts; uorn out aircraft sparkplugs; damaged laboratory or production equip-


  ment; contact points from obsolete switching equipment or control devices;


  polishing wastes;  floor sweepings; even worn out wooden floors.

-------
                                       120
          Materials Flog.' The platinum group metals are returned to the're-



cycling Industry by a variety of routes.  A large percentage of the prompt



Industrial scrap follows the relatively short route of generator to dealer-



collector.  The dealer-collector may also be the refiner or he may be a broker



handling several types of metallic scrap.  In either event, the scrap ultimately



reaches a refiner for reprocessing to saleable forms of the pure and alloyed



metals and chemical compounds.



          A substantial share of the old scrap appears also to follow the route



of generator to dealer-collector, especially from sources In the chemical, petro-



leum, glass, and electrical and electronics Industries.  This Is evidenced by  .



the quantity of material that Is rereflned on a toll basis for the consumer-



generator.  However, old scrap Is sold by certain generators to dealers, dealer-



collectors, and Industrial generators for .entry Into the recycling system.



This .may be Illustrated by the example of platlnum-or palladium-containing



jewelry that Is turned In to a manufacturing jeweler at the time of a new purchase.



Accumulations over a period of time at this level may be sold to dealers having



no processing facilities as a part of their purchases of all the precious metals.



In turn, they sell the scrap jewelry to refiners for reprocessing.  Similarly,



generators of wastes that have a low content of platinum group metals — for



example, used polishing compounds, spent plating baths, and floor sweepings —



are more likely to sell these materials to dealer-collectors than to try to



retain ownership by toll refining.



          The available data on recycled platinum group metals are presented



In Table 20.  From Information received from refiners in the course of this



study, Battelle estimates that the reported recovery represents about 98 per-



cent of the material received by the refiners and probably represents about



95 percent of the material available for recycling.  In other words, prompt
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-------

                                      122
Industrial scrap and obsolete products  discarded  had  an annual average

platinum group metals content of perhaps  2,300,000 ounces,  of which  2,200,000
                                            1                   C i. '
ounces were recycled with a  recovery  of about  2,160,000. ounces.'  -

          From the reported  data relating to recovery of the  various metals

and opinions expressed by dealer-collectors and refiners, Battelle further  -

estimates that prompt industrial scrap  accounted  for  approximately 600,000

ounces of the 2,200,000 ounces actually recycled,  heavily weighted1 in favor.. -..

of palladium used by the electrical industry.  By inference,, this indicates

•that much of the platinum was recovered from old  scrap, probably spent  catalysts

used by the chemical and petroleum industries.  Table 21 presents Battelle's

rationalization of the flow  of platinum group  metals  for an average  year.in

the 1965-1969 period.  It should be noted that the amount of  purchased  scrap

recycled in the last three years of the period increased substantially  during

the height of the shortage of supplies.   This  suggests that recovery of the

platinum group metals from old scrap  represents an opportunity  to improve the

supply situation if suitable economic incentives  are  provided.

          The Recycling Industry.  The  recycling  industry for the platinum

group metals consists of  at least 49  companies  that  refine the  metals  and an

unknown number of collectors and brokers  that  serve to link .the  generators      .

of scrap to the refiners.  The extensive  survey  for this study  identified 193  .

organizations (out of 578 responses)  that handle  all  the precious metals.

The responses suggested that 112 of these have no refining  facilities, while 73

claim,to refine one or more  of.the precious metals, including 49 that refine

the platinum group metaln.                                       ".....
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-------
                                       124
          Dealer-collectors who  also refine form the backbone of the recycling
 Industry.  They  service  the major Industrial consumers,  many on a toll refin-
 ing basis, and purchase  crude  metals from collector-processors that perform
 a  segregation function.  There are between 12 and 15 established refiners In-
 cluding  the companies  listed In  the section dealing with platinum group metals
 suppliers.  Hatthey  Bishop and Engelhard are the largest Integrated refiners,
 probably accounting  for  75 percent of refined metals capacity.  The top 15 may
 process  as much  as 90  percent  of the total.
          In terms of  the quantity of platinum handled,  the collector-processors
 dealing  with electrical  and electronic scrap are the moat Important.  They
 supplement th'e integrated dealer-collectors on the collection side and sell to
 the refiners,*.; Numerically, the  largest group of collector-processors is  the
 manufacturing Jewelers,  especially the small shops associated with retail out-
 lets.  The discarded jewelry they purchase or take In trade is readily segregated
 and usually melted down  into gold,  silver, or platinum crude ingots.  These are
 returned, frequently through brokers, .to the refiners.  Although the volume of
.such activities'is not large—estimated by Battelle to be about 10,000 ounces per
 year—it is a fairly steady source of recycle material.

 Demand/Supply Analysis
          In spite of  the extensive recycling that occurs regularly with the
 platinum group metals, the supply of secondary material  falls far short of total
 demand in the United States.   As measured by reported sales to consumer,  demand
 has increased steadily since 1940 with most of the new supply being furnished by
 imports. There  is a distinct  possibility that this pattern will be reversed .
 with respect to  palladium in the next five years whereby secondary  sources  (largely
 telephone switching  equipment) will be able to supply more than enough material
 to satisfy continuing  needs in the chemical,  electrical,  and  consumer-goods
 markets. However, Increasing  demands for platinum will  continue  to depend on
 Imports  of foreign metal although secondary refining also will expand  to  handle
 toll reprocessing of industrial  materials.            r-  t—
                                      125
      Obstacles and.Problems that Reduce Recycling of Platinum Group Metals

          Table 22 presents the problems identified and analyses discussed In
succeeding paragraphs.

Prompt Industrial Scrap

          The prices of the platinum group metals always have encouraged their
recycling when their functionality has been lost.  The relative sizes of the toll
reprocessing and secondary recovery activities indicate the awareness of Industry
to the value in platinum group metals scrap.  Whereas about 250,000 ounces of
secondary metals are produced annually at the present time, 1,900,000 ounces are
processed without change in ownership of the metals.  To a considerable extent,
this relationship is possible because the principal applications for the metals
lie:in industrial products that never leave the control of the primary industrial
consumer.  Catalysts for the chemical and petroleum industries, and contact points
for telephone switching relays illustrate this situation.  The products used by
these industries are expected to fulfill an important function and when that
function no  longer is efficiently performed the products are returned for re-
working or reactivation.  This is not to say that the ultimate in recycling has
been achieved.  Accidental spills, careless handling of materials, fires, hurricanes,
or other disasters can result in disappearance of the platinum group metals.  Al-
though such  losses are known to occur, their incidence is minor in comparison
to the careful handling of the metals and the products they are in.
          To counter these losses, the refiners have been conducting institutional
advertising  aimed at the industrial consumer for many years and supplementing this
with technical  services for operating personnel and discussions with financial
and top management personnel of consumers.  As expressed by one refiner inter-
viewed, "if  we  can get top oanageroent, the  financial people, and factory foremen
aware of  the possibilities for scrap recovery, we usually have an excellent
                           '

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                             -   .  .        126'••.•':•.•.'..:'•.-•        •'".',;••:
             TABLE 22.   IDENTIFICATION AND ANALYSIS OF: QUANTITATIVE PROBIEMS
                        OF PLATINUM GROUP METALS RECYCLING      '    r
  Title
Platinum
NOT Recycled
Percent of  .
Available  .
Platinum NOT
Recycled
                   Prompt Industrial Scrap
           Obsolete Scrap'
Problem          Manufacturing processes often
Definition       generate unusable materials
                 In small volume In a number
                 of installations that are
                 often contaminated and not
                 recycled.               •
Platinum content of discarded articles
frequently is low, usually masked by
other metals.   .      .        .

Individual consumer goods: articles
have small amount of platinum.  Con- ,
Burner's idea of value of-article is
much higher than the materials cost
Some of this platinum is not recycled.
                     60,000 ounces
    40,000 ounces
          :       1.  A very high percentage of
                     available.scrap is recycled

                 2.  Aside from accidental loss,
                     only small shops.find it
                     uneconomic to recover
                     platinum

Problem          3.  This is not a promising.area
Analysis             because the economically
           .          recoverable scrap is being
                     recovered :

                 4.  Institutional promotion by
                     the refining industry is
                     desirable to maintain level
                     of recovery now achieved
 1.  'Recycling of obsolete industrial
    scrap is high in spite of. low
    content of platinum at times

 2.  Recycling of discarded consumer
    articles is economic only when
    consumer turns article in

 3.  Consumer has little economic
    incentive to recycle platinum
    unless a .direct replacement of
    the article is being made

 4.  No effective mechanism exists to
    collect discarded articles from.
    individual consumers

 5.  Unreported recovery via'Small  '
    manufacturing jewelers believed
    to exist

 6.  Minor Improvement may be possible
    without economic benefit to
    consumer
                                                                                       127
 response'and get nearly everything available".  . He also'reported  that  their  own

 studies indicated'that about 90 percent of  the  prompt  industrial  scrap generated

 was being recycled with most of the  losses  concentrated in small factories  and

 shops that handle modest quantities  o'f platinum group  metals  annually. ;His

 solution includes a continuation of .present efforts, to educate all.:levels  of

•personnel at consumers' installations with.the  expectation that the  improvement   :

 noted in recycling during  the  past five years will be  continued.   t

          .Without question, the shortage  ofJprimary  new  metals that  developed

 In 1965 and intensified through  1968 accounted for  the  sudden increase In re-

 processing of consumer-owned metals  starting in 1966 and in purchased  scrap  from

 1967 on:  Aside  from  the Increased value  of scrapr-asreflected by rising  prices

 for refined metals--many consumers had to searcfr'for material to  be  reprocessed

 in order to assure at  least part of  their needs.  The  latter  aspect  probably

 was the dominant factor in view of .limited  opportunities to substitute for platinum

.and palladium in most  uses..  Thus, the .actual  effectiveness of the refiners'.

 efforts  to boost recycling may be questionable from  the  strictly'economic  view-

 point but certainly valid  from the viewpoint of improving the overall  supply

 picture.

            As!noted in Table. 21  , Battelle estimates that an  average, of about

. 600,000, ounces, of'.prompt 'industrial  scrap;was'recycled' annually* in" the" 1965-1969

 period.  Over 85 percent of  this  is  believed to be originating  from the fabrication

 of  contact  points and other  components  of telephone  switching systems, industrial

 control  devices, voltage  regulators  for  automotive  use,  aircraft  spark plugs,

 and wirerbased  products such as  thermocouples  and resistance  heating elements.

 Nearly.'all  the  balance also  resulted from the  manipulation of sheet, strip,

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                                      128
tubing, and^wlre .(I.e., mill.product forms) into the desired products.  Very




little direct loss is believed to occur in the conversion of compounds to




catalysts, plating solutions, brazing compounds, or other non-mill product




forms.  The total represents less than 20 percent of the amount of. the platinum




group metals that was available to consumers (3,280,000 ounces), for processing -




into usable products.  It may account for about 30 percent of an estimated




delivery of 2,000,000 ounces of platinum group metals in mill product form,




a reasonable rate of scrap and waste generation by the metal working processes.




          The refining industry feels that small shops handling less than a few




thousand ounces of platinum group metals annually are responsible for most of




the loss of prompt industrial scrap.  There are many one-or-two man shops in




jewelry manufacture, dental laboratories, and specialty electrical concerns




where  the secondary metal processing operations (machining, grinding, polishing,




and plating) produce such small volumes of waste that segregation and collection




becomes a major problem.  The craftsmen who perform these operations are concerned




primarily with the output of usable products whose value is many times that of the




value  of platinum group metals in the scrap.  Even optimun recovery of the waste




would  not significantly affect the final cost of the products and there Is thus




little economic incentive to divert high-priced labor to segregating and collecting




it.  There is little that the refining industry or scrap dealers can do to over-




come this problem beyond the institutional promotion they are maintaining.






Obsolete Scrap






          Obsolete scrap is believed to account for 1,550,000 ounces annually




of refined platinum  group metals in the 1965-1969 period (see Table 20).  The




chemlc.il, petroleum, and electrical and electronics industries were responsible
                                                5.9
                                                                                                                                            129
for 90 percent of this and virtually all was toll, refined and returned to the



consumer-generators.  Platinum and palladium catalysts—deposited on inert



substrates—for the petroleum and chemical Industries may have accounted for



nearly half of the total, about 700,000 ounces, returned for reprocessing after



1 to 2 years of service.  Platinum gauze catalysts for chemicals and petro-



chemicals (largely nitric acid) probably accounted for an additional 200,000



ounces.  A majority of the old scrap from the electrical and electronics Industry



is believed to consist of'telephone relay contacts from obsolete or damaged



central exchanges, with minor quantities originating from discarded aircraft



sparkplugs, military hardware, Industrial control devices Including thermocouples,



and automotive voltage regulators.  Other significant sources of obsolete scrap



were chemical laboratory and process equipment, glass tank equipment and linings,



fiberglass bushings, and imported scrap for rerefining.



          The potential volume of old scrap that could be available for recovery



of the platinum group metals is uncertain.  From discussions with consumers and



refiners, Battelle estimates that a minimum of about 7,000,000 ounces of platinum



group metals are being used or held In Inventory by the large Industrial companies.



The actual figure may be closer to 9,000,000.  Since 1940, when industrial ex-



pansion boomed to support the prosecution of World War II, new domestic production



and Imports of the platinum group metals have totalled over 22 million ounces.



Exports of refined and unrefined metals over the period would reduce the net In-



flow Into the system by about 2.7 million ounces to 19.3 million ounces.  Further,



perhaps as much as 4 million ounces have been converted into consumer held



products by the jewelry and dental and medical Industries, leaving about 15.3



million ounces channelled into Industrial uses.  Undoubtedly, there have been



exports of Industrial products and equipment containing the metals and an



allowance must be made for accidental disappearance and reprocessing losses.
                                                                                                                                                 5',"0

-------

                                      -130
But the nearly 7 million ounces of new supplies made available between 1965


and 1969, less the 1.5 million ounces of exports suggests, that the potential


recoverable amount Is between 7-and 9 million ounces, of which not over 2 million.

        V ' ; •         '       ' .  '  '     •                                  -       '   -
ounces represents unused Inventory held by the chemical, petroleum, and glass


Industries partly In product form and partly as Ingots of.refined metals.       •


Theoretically, all of the 7 to 9 million ounces could be returned eventually


for reprocessing.  Battelle's rationalized flow'of the metals suggests that a


little over 1.5 million ounces were returned annually in the 1965-1969 period.


However, declining prices during 1970 that reflect a change to surplus supplies   .


may also reflect a lower level of recycle for old scrap both purchased and toll


refined.      '                                          .


          One of the major problems associated with old scrap Is the segregation


of the platinum group metals.  Electrical control devices, relays, and Industrial


and military electronic equipment frequently contain base metals and/or nonmetallic


materials in addition to the platinum group metals.  In many instances, the


platinum group metals account for less than 1 percent of the weight of the item .   .


being discarded.  The cost of segregating the precious metals content to the


point that it  represents over 50 percent of the recycle weight may be prohibitive


under current approaches to recycling which start with manual disassembly.


Bulk melting is a possible alternative approach as long as the base metals consist


principally of copper.  Appreciable quantities of iron or aluminum, however,


preclude this approach because methods for treating such scrap are riot conducive


to recovery of the platinum group metals or the economic separation of aluminum


from copper or iron  from aluminum and copper.


          Generalizations about this problem tend to be meaningless beyond the


comments given above.  Each salvage operation for these industrial-type scraps


presents specific and frequently unique problems.  Usually, an effective
                                                                                                                                      131
segregation can be achieved If the volume of scrap Is large, for example with


thousands of relays.  The real problem arises when the units,being salvaged


arrive at-a collection point a few at a time, at irregular intervals, or mixed


in with other items:for reclamation.  No ready solutions for'this problem are


known to exist but the refiners can offer helpful suggestions in many instances
If they'are'made .aware of the opportunities..                         •-.'..-


      ' '  With respect to  old scrap from the 'jewelry and dental and medical


industries, collection and segregation is less of a problem because the gold and


silver also present, is recognized as economically recoverable.  The'.major obstacle


to increased recycling of these obsolete products is' the reluctance of consumers


to turn the articles in for reclamation.  Aside from speculative hoarding—


believed to be minimal in the United States— sentimental attachment to the article


and indifference to the reclaim value result in wastage and loss of all the


precious metals.  Nationwide''campaigns aimed at consumers have temporarily


boosted recycling of the precious metals In the past with .the primary stimulus


of patriotism.  Similar campaigns based on antipollutlon objectives might persuade


some consumers to search for reclamable articles but the lasting effects of such


promotions was questionable.




             '-"•••'••  Problems Other Than Supply and Economics



         . Representatives of the -recycling industry for platinum group metals


failed to identify any significant problems In areas other than those noted in


the preceding section.  The collection, processing, segregation, and refining of


the platinum group metals require minimal space, virtually no hazardous or


offensive treatment methods, and no unusual labor skills.  The refiners are
                                                          .T           ' •  f .

faced with tightening requirements for air and water effluent treatments but these


have no specific hazards or complexities unique to the platinum group metals.
                                               571
                                                                                                                                        ssz

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                                      132
                                                                                                                                    133
                      Courses of-Action Concerning Recycling
                           of the Platinum Group Metals
          The problems of the platinum group metals recycling Industry have .

a predominant economic orientation.  The supply of scrap-available In any given

Tear falls far short of demand for the metals but the quantities collected and

reprocessed represent nearly the maximum economic recovery under, present con-

ditions.  The experieace of the 1965-1969 period demonstrates that consumers

and scrap collection agencies can increase the annual recycle of the platinum

group metals under the Impetus of a severe supply shortfall.  However, less.than

20 percent of the Increase came by way of purchased scrap that represented a

real Increase in the available supply and even a part of that increase was

generated by foreign consumers.

          Fundamentally, courses of action are needed to stimulate the flow of

scrap containing the platinum group metals to the refiners.  In terms of priorities,

there is little difference in the magnitude of Improvement to be achieved between

the recycling of prompt Industrial scrap and that of old scrap.  Both represent

opportunities for consumers and recyclers alike.  However, from the viewpoint of

the consumers, the problem is most severe in small shops and factories and the

general public, an audience that is difficult to reach and uneconomic for the

refiner to cultivate extensively.  Programs aimed at these low-volume generators of

scrap will undoubtedly benefit from indirect education of some of the large-

volume generators who also will see the promotional materials.

Recommended Actions

          Environmental Protection Agency.  Battelle recommends that the Environ-

mental Protection Agency Initiate a promotional campaign to stimulate the recycle

of all solid waste materials, including a series for the precious metals.  The
%   emphasis should be on the need to conserve these metala to reduce the dependence

    of the United States on foreign sources.   Inputs for the precious metals series,

    by way of illustrating what to look for,  could be provided by the refining .

    industry working through their subcommittee of the NASMI Committee on Solid

    Wastes.  The campaign should have an Intensive phase with broad use of all  .

    communication media — radio, television,  newspapers, trade journals, and general

    readership magazines — and an extensive  phase that repeats the basic message over

    several years.                                                   ;

              Recycling Industry.  Battelle recommends that the recycling industry

    continue the individual company-sponsored promotional and educational advertising

    and technical service activities that currently are being carried out.  They can

    supplement the EPA campaign, especially for the larger-volume consumers of the

    platinum group metals, by detailing specific instances or opportunities for re-

    cycling.                            :

               Table  23  summarizes the recommended actions.
                                                                                                                                        574

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                            L
                           %i>
                                       134
                TABLE  23.  RECOMMENDED ACTIONS, HIGH PRIORITY
                •''  .       'PLATINUM CROUP METALS  RECYCLING 'PROBLEMS
    Title
By Hbo.-(lH2>''0>
                        Prompt  Industrial Scrap
                                 Obsolete Scrap
Action
Recommended
.Recycling industry .
should continue
promotional efforts for
collecting and recycling
small volumes of scrap.
Recyling industry should
continue promotional efforts
to encourage ultimate con-
sumer to turn in discarded
articles even in small
amounts . • • " . ,
EPA/NASMI
    EPA/NASHI
               APPENDIX A


PRECIOUS METALS RECYCLING INDUSTRY DATA


         FROM EXTENSIVE SURVEY
Specific
Steps
  Continue institu-
  tional .a'dvertising
  on value of scrap
  and probablr cost
  savings by rc-
  cycling
1.  .Continue .institu-.
    tlonal advertising
    on value of scrnp
   .and need to recycle
    to conserve re-
    sources
(1)  The responsibility  for  recommended actions  shown  in  this table are based on
     importance  of  the action, benefit to  the  taxpayers,  and opportunities for
     NASMI..  They are the best judgments of Battelle.                .'••.""'.

(2)  Recommended actions wore distributed  between  high_priority and lower prior-
     ity based on the evaluation with three.criteria.

(3)  It  is sugsebtrcl that NASMI continue its leading role in recycling, recognizing
     that other  organizations such as the  Bureau of Mines, Department of Commerce,
     Council-of  Environmental Qu.ilHy, HEW Office  of Information, and State, Local,
     and Federal Lcnisl.iLurcs must be involved.                   '            :
                                               575
                                                                                                                                      576

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                     A-l
TABLE A-l.  AVERAGE SIZE OF PRECIOUS METALS SCRAP
           PROCESSORS, ANNUAL TONS, BY REGION
Region
Total United States
New England
Middle Atlantic
Sooth Atlantic
East North Central
East South Central
West North Central
West South Central .
Mountain
Pacific
Unknown
Number of
Companies
115
9
29
11
27
1
4
2
5
26
1
Tons Per Year,
Gross Weight
6.6
8.0
10.3
7.9
3.6
1.0
3.5
1.0
1.6
6.9
1.0
                                 5.7
                                                                                                                           A-2
TABLE A-2.   AVERAGE SIZE OF PRECIOUS METALS
            SOLUTIONS PROCESSORS,  ANNUAL
            GALLONS, BY REGION
Region
Total United States
New England
Middle Atlantic
South Atlantic
East North Central
East South Central
West North Central
West South Central
Mountain
Pacific
Unknown
. iiumber of
Companies
42
5
is
0
9
0
1
0
0
9
0
Gallons Per
Year
1656
2720
2S08
0
761
: 0
50
0
0
433
0
                                                                                                                                5','f)

-------
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                                                                    3.  South Atlantic
                                                         4.   East North Central
                                                         5.   East. South Central
                                                         6.   West North Central
7.   West Soutn Central
8.   Mountain
9.   Pacific  (includes Alaska
           and  Hawaii)
                                                                FIGURE  A-i. REGIONAL  DISTRIBUTION OF PRECIOUS METALS REFINERS
C-V

-------
   APPENDIX B
EXTENSIVE SURVEY
                                  APPENDIX B







                               EXTENSIVE  SURVEY







          The extensive survey of  the  secondary materials  industry consisted  of




a mail survey and personal interviews  with management  personnel  of companies




involved with the collection processing,  and sale of secondary materials.  About




600 responses were received.




          The information developed  through the extensive  survey included  dollar




sales, tons of major materials handled,  types of solid waste  processed, sources




of materials, investment, equipment  and  facilities,  number of employees, the




amount of space used, and the grades and  quantities  of secondary materials




produced .•                             ...




          The data from the extensive  survey provided  statistical tabulations of




the regional distribution of the secondary materials industries  by type of




commodity in terms of numbers of establishments, volume of business,  and numbers




of employees.'
        .53:5

-------
        BIBLIOGRAPHY

FOR ENTIRE NINE-VOLUME REPORT
                               BIBLIOGRAPHY*

                          Books  and Pamphlets  on
                     Industrial  Resources  and  Solid Waste

 Sesselievre, E. B.  The treatment of .industrial wastes.   New York,
   McGraw-Hill Book Company, 1969.  403 p.

 Combustion Engineering, Inc.  Technical-economic  study  of solid waste
   disposal heeds and practices.  Public Health Service  Publication
   No. 1886. 'Washington, U.S. Government  Printing Office, 1969.
   [705 p.']                       '

 DeMarco, J. , D. J. Keller, J. Leckman, and J. L.  Newton.  Incinerator
   guidelines--1969.  Public Health Service Publication  No.  2012.
   Wa'shiiig'ton, U.S. Government Printing Office, 1969.  98 p.

 Engdahl, R. B. Solid waste processing; a  state-of-the-art report on
   unit operations and processes.  Public  Health Service Publication
   No. .1856.  Washington, U.S. Government  Printing Office, 1970.
• .  72 p.  ( '  '   '   "  •• '                               .  '   '   .

 [Fritz, -W. G.  The future of industrial raw materials in North America.
   Canadian-American Committee,'  National Planning  Association, 1960.
   76 p.]'  ."    '..'•••••                   •  '
 [George,. P.;£.. The .CMI  report  on solid waste control.
 - ConSttihicaSons Marke'ting",;  1970.  69  p.]
     -.'IT-.- ..'•••-•-.
                                                                                                                              Wash'ington,
      .   ,
 Golueke, C..G.
 ' '"
                                                                                      ...                          .      .
                                                                                     Solid waste management:   abstracts  and.. excerpts from
                                                                          _           .  v.'l and 2.  Public Health  Service  Publication '.'•"•
                                                                       No. 2038r  Washington, U.S.  Government  Printing Office,  1970;  147 p.
                                                                     Golueke,CC. G., and P. H. McGauhey.   Comprehensive  studies of solid^
                                                                       waste management; first and  second  annual reports.   Public Health .
                                                                       Seryice P.uBlicatiqn No. 2039.   Washington,  U.S. Government Printing
                                                                       Office';,'- 1970:  245":p-     '                                 '

                                                                     Gunnerson, C.  G.  An appraisal of marine disposal.of  solid wastes off
                                                                     '' tne'';west coast:  a preliinihary review-an'd'.'res.uits of•'a-suryey..
                                                                       [Cincinnati], U.S'. Department  of Health,  Education, and Welfare,
                                                                       problems.  : London;-Butterworths,  1963.   247 p:]

                                                                     Jones  & Henry Engineers  Limited.   Proposals for a  refuse disposal  .
                                                                       system  in;0akland' County,  flichigan';1 final report on a solid'.v:aste
                                                                       demonstratio;!  grant .project.   Public Health Service Publication
                                                                       Ho.  i960:' Washington," U.S. Government  Printing  Office, 1970.
                                                                       146  p.  -'•

                                                                     *References.have been  restyled  by the Office of Solid Waste Management
                                                                       Progranis and, except  for those in brackets, have  been verified.

-------
[Jonesberg, H. H., Resources in America's future; patterns of
  requirements and. availabilities 1960-2000..  Baltimore, John Hopkins
  Press, 1963.  1,017 p.]

[Lipsett, C. H.  Fifty years of history of the scrap and waste
  material trade.  New York, Atlas Publishing Company, 1955.  38 p..
  Reprint from Waste Trade Journal, Sept. 24, 1955.)

Lipsett, C. H.  Industrial wastes and salvage; conservation and
  utilization.  2d ed.  New York, Atlas Publishing Company, Inc.,
  1963.  406 p.

[NASMI commodity outlook, 1970.  New York, National Association of
  Secondary Material Industries, Inc., Jan. 1970.  20 p.]

[Pacific Northwest Industrial Waste Conference; Proceedings; University
  of Washington, Seattle, 1962.]  .

[Resource Engineering Associates.  State of the art review on product
  recovery.  Washington, U.S. Federal Water Pollution Control
  Administration, 1969.  93 p.]

Shell, G. L., and J. L. Boyd.  Composting dewatered sewage sludge.
  Public Health Service Publication No. 1936.  Washington, U.S.
  Government Printing Office, 1970.  28 p.

Small, W. E.  Third pollution; the national problem of solid Waste
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Sponagle, C. E.  Summaries; solid wastes demonstration grant projects
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  National Academy of Engineering—National Academy of Sciences.
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                                                     Donaldson, J. G.  Recovery of lead aad zinc from slimes.  U.S. Bureau
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[George,* L. C.  Recovery of metals from electroplating wastes by the
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[Metal Bulletin handbook.  2d ed.  London, Metal Bulletin, 1969.  985 p.]

[Metal statistics, 1938-1957.  Frankfurt am Main, Metallgesellschaft,
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[Proceedings of the Second Mineral Waste Utilization Symposium, Chicago,
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-------
[Industrial profile and cost factors in nonferrous scrap.metal processing.
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[Information about recycling resources; environmental management through
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[NASMI commodity outlook- 1970.  New York, National Association of
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[NASMI 1969-1970 membership directory.  New York, National Association
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[The secondary material industries in a changing urban society.  New
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[Standard classification for non-ferrous scrap metals.  New York, .
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A study of the secondary lead industry in the United States.  .New York,
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[Metal seminar digest; a series in in—depth discussions of important
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[Air Pollution Control in the Secondary Metal Industry; 1st Air Pollution
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[The secondary, material industries and environmental problems.  New
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[Statistics of manufacturing industries:  primary metals:  II.  New
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[National Industrial Solid Wastes Management Conference, Technical
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[1970 E/MJ international directory of mining and mineral processing
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[Non-ferrous metal works of the world, 1967, 1st ed.  'London, Metal
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                                          O^J
 [Recommended methods for the sampling of aluminium scrap.   Duesseldorf,
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 [The non-ferrous metals industry, 1962-1968.  Paris,  Organization for
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 [Non-ferrous metals statistics, 1957-1961.  Paris, Organization for
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 Powell, H. E., L. L. Smith, and A. A. Cochran.   Solvent  extraction of
   nickel and zinc from a waste phosphate solution. U.S. Bureau of
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 [Rasher, H. W.  The nonferrous scrap metal industry.   New York,
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 [Rasher, H. W., and M. Suisman.  Nonferrous scrap metal  guidebook.
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 [Recommended methods for sampling aluminium scrap. Duesseldorf,.
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 Rosenbaum, J. B., and K. C. Dean.  Utilization and stabilization of
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 Ruppert, J. A., and P. M. Sullivan.  Recovery of zinc from galvanizers"
   dross and zinc-base die-cast scrap by filtration.  U.S. Bureau of
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                                                                     New
 Spendlove, M. J.  Methods for producing secondary copper.  U.S. Bureau
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 [Stanczyk, M. H.  Physical and chemical beneficiation of metal and
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 Stanczyk, M. H., and C. Rampacek.  Recovery of zinc from ammoniacal-
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Columbus, Battelle

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                                    10
[Sullivan, J. D.  Lead smelting and refining.
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                           Columbus, Battelle
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  tin from hardhead by amalgam electrolysis.   U.S. Bureau of Mines
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Proceedings; First Mineral Waste Utilization'Symposium, Chicago, Mar.
  27-28, 1968.  U.S. Bureau of Mines, and Illinois Institute of
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[Symposium on Advances in Extractive Metallurgy; Recovery of Copper
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[Townsend, M. W.  Presentation (on silver industry of Firm of) Handy  &
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[U.S. Scientific Conference on the Conservation and Utilization of
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Business and Defense Services Administration.  Economic impact of air
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[U.S. Business & Defense' Services Administration.  Materials survey,
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[U.S. Interstate Commerce Commission.  Ex Parte no. 259 (etc.);
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[Ex Parte no.  262; increased freight rates and charges.  Verified
  statement of Frankel Brothers & Company, Inc....  Washington, U.S.
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[U.S. Interstate Commerce Conmission.  Ex Parte no. 265;. increased
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 [Oral  argument...
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 [U.S.  Interstate Commerce Conmission.   Petition  for suspension before
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                                                                                                                          11
                                                                  Kingston, G. A., F. V. Carrillo, J. J. Gray, and P. Mcllroy.  Availability
                                                                    of U.S. Primary nickel resources.  U.S. Bureau of Mines Information
                                                                    Circular-8469.  Washington, U.S. Government Printing Office, 1970.
                                                                    57 p.

                                                                  Turner, S.  Economic aspects of gold and silver.  U.S. Bureau of Mines
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                                                                    July 1933.  17 p.

                                                                  Nichols, I. L., and L. Peterson.  Leaching gold-bearing mill tailings
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                                                                    7395.  .Washington, U.S. Department of the Interior, June 1970.  10 p.

                                                                  Oldright, G. L.  Leaching silver in unroasted tailings with ferric salts
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                                                                  Davis, C. W.  Methods for the recovery of platinum, iridium, palladium,
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                                                                                                       -          '            r
                                                                  [U.S. Bureau of Mines.  Mineral facts and problems.  1965 ed.  Washington,
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                                                                  U.S. Bureau of Mines.  Minerals yearbook, [1932-1970].
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George, L. C. and A. A. Cochran.  Recovery of metals from electroplating
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Schack, C. H., and B. H. derations.  Review and evaluation of silver-
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Secondary gold in the United States.  U.S. Bureau of Mines Information
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[Secondary nonferrous metals industry in California, with data on Nevada
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Dannenberg, R. 0., and G. M. Potter.  Silver recovery from waste
  photographic solutions by metallic displacement.  U.S. Bureau of
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  of the Interior, Apr. 1968.  22 p.

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                                    12
                                                                                                                                 13
Ashes richer than ore, recovery study underway.  Engineering and
 .Mining -Journal. 169(6):256. June 1968.      ..            ,,-.'.

[Bennett, A.  Scrap:  evidence of integration on aluminium.  Metal
  Bulletin, 139-145. Winter 1969.1                          •   . .

[Bennett, K. W.  Secondary aluminum:  moving up.  Iron Age, 200:56-57,
  Nov. 16, 1967.]                             .             .•"-!..''

Bennett, K. .W.  World market battles for U.S. scrap.  Iron Age,  •
  205(10):47, Mar. 5, 1970.             .                          :.

[Bishop, F. C.  Military-space scrapyards hold gold-silver bonanza.
  American Metal Market. 77(58):20. Mar. 27, 1969.]

Bjorling, G., and G. A. Kolta.  Recovery of valuable metals from slags,
  leached residues, and scraps by a wet oxidation method.  Journal of  ,
  Chemistry U.A.R.. 9(2):205-216. 1966.

Cash in trash?  Maybe.  Forbes. 105(2):18-24. Jan. 15, 1970.

[Cashing in on precious-metal scrap.  Purchasing Magazine. 87-89, Apr.
  21, 1966.]               .-                     .  . .

Chepchugova, A. G., and S. I. Ivanov.  Opredeleniye zasorennosti loma
  tsvetnykh metallov.  [Determination of the contamination of non-ferrous
  metal scrap.]  Tsvetnye Metally. (11):88-90, Nov. 1968.

Chip collection system; centrifugal separators reduce waste by swallowing
  uncontaminated metal particles.  Compressed Air Magazine. 71(1):15,
  Jan. 1966.

[Cogen, L. L.  Oxygen in the secondary lead industry.  Proceedings,
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[Copper-brass-bronze; special supplement.  American Metal Market,
  1-74, sec. 2, Sept. 21, 1970.]

[Copper-nickel section.  American Metal Market, sec. 2, Apr. 27, 1970.]".--•

Dean, K. C. , H. Dolezal, and R. Havens.  Sew approaches to solid
  mineral wastes.  Mining Engineering. 21(3):59-62, Mar. 1969.

Dean, K. C., R. Havens, and E. G. Valdez.  Stabilization of mineral
  wastes.  Industrial Water Engineering. 6(10);30-33. Oct. 1969.
[Dean, K. C.  Utilization and stabilization of solid wastes.  In
  Proceedings; 16th Ontario Industrial Waste Conference, Niagara .Falls,
  June 15-18, 1969.  p.18-42.)

Denev, D.  Processing of battery scrap in an electric furnace.
  Ru'dodobiv Metalurgiya, 23(4):41-47. 1968.
 Dumontet, J.  Deux aspects de 1' Indus trie de 1'affinage de 1'aluminium.
   [Two aspects of the aluminum refining industry.] .Revue de
   1'Aluminium, (380):1207-1219, Dec. 1969.

 [Executive Reorganization Plans....  Reorganization Plan no.3;
   establishing the new Environmental Protection Agency; consolidates
 - major programs to combat pollution in a single Agency independent of
   existing Departments.  Congressional Quarterly Weekly Report,
   28(41):2,466, Oct. 9, 1970.]              '

 [Forbes, R. Hv  Silver recovery.  American Metal Market, 15-16, sec.
'   2, Mar. 16, 1970.]

 With a new kind of metaluorking machine called AutoForge, you can
   combine casting, forging and trimming to... forge good parts from
   scrap metai:.  Machinery. 75(9) ;114-115. May 1969.
 [GM's new way to save scrap;  (reconstituted steel).  Business Week,
   24, Mar. 7, 1970.]
 George, P. C.  America's neglected .pollutant, solid waste [in four
   parts].. Nation's Cities. 8(6):8-9.  12-15. June 1970; 8(7):16-19,
   July 1970; 8(8):16-20, Aug.  1970;  8(9):24-27, Sept. 1970.     '

 [Gold market guide.  .Metals Week, 10-35, Sept. 30, 1968.]

 Grosspietsch, W.,. H. Prohl, and W. Stiehler.  Wirtschaftliche
   aufarbeitung von kupferhaltigen sekundaerrohstoffen.  [Economic  '."     .
   recovery of copper-bearing secondary raw materials.]  Neue Huette,  -,
   14(l):18-23, Jan. 1969.

 Haake, G.  Stand  und entwicklungstendenzen bei der verarbeitung von
   kupfer- und kupferlegierungs-schrotten; II; verfahren der
   metallurgisch-chemischen schrottverarbeitung—kabelschrottaufbereitung.
   [Present practice and trends in the  scrap  recovery of copper and
   copper alloys;  II; metallurgical and chemical process:  cable scrap
   treatment.]  Neue Huette. 14(11):647-651,  Nov. 1969.

 Haake, G.  Stand  und entwicklungs tendenzen bei der verarbeitung von
   kupfer- und kupferlegierungs-schrotten; I; aoeglichkeiten der
   schrottverwertung—direkter  schrotteinsatz bei der legierungsherstellung.
 .  [Status and development  trends  in  the processing .of copper and copper.
   alloy scrap; I; possibilities  of using scrap—direct  introduction  of
   scrap in the production  of alloys.]   Neue  Huette., 14(10):593-596,
 . Oct. 1969.

  [Harms, D.,  and Przybyslawski, A.  Metal recovery from  bimetallic scrap
   steel/Al-Sn alloy.   Rudy i Metale  Niezelazne,  13(11):573-576, Nov.  1968.]

  [He turns junk  into  gold.  Dun's Review. 51, Dec. 1968.]

  [Hershaft, A.   Solid waste treatment.   Science and Technology,  34-45,
   June 1969.],                                                    .

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                                    14
[International precious metals report.  American Metal Market, 1A-31A,
  sec. 2, Sept. 8, 1970.]

[Jakobi.J.  Secondary European aluminium smelting.  Metal Bulletin,
  22-3. Oct. 19, 1965; 25-26, Oct. 22, 1965.]

Jangg, G., and K. Schuetz.  Nasschemische aufarbeitung von
  buntmetallschrott.  [Hydrochemical treatment of non-ferrous metal
  scrap.]  Zeitschrift fuer Erzbergbau und Metallhuettenwesen..21(7):
  299-305, July 1968.                                        .

[Jarman, G.  Mechanical separation of scrap wire and insulation.  Wire
  Journal. 2(12);51-53. 1969.]

[Kaplan, J.  Gold, the untouchable metal.  American Metal Market, sec. 2,
  Apr. 14, 1969.]

Kemp, M., and G. Schrade.  Fusione di trucioli d'ottone in un forno
  elettrico a crogiuolo B.F.   [The melting of brass swarf in a low-
  frequency electric crucible  furnace (coreless induction furnace).]
  II Rame. 7(26);39-42. 1969.

Kleespies, E. K., J. P. Bennetts, and T. A.  Henrie.  Gold recovery from
  scrap electronic solders by  fused-salt electrolysis.  Journal of Metals,
  22(l):42-44, Jan. 1970.

[Krzakala, J., and H. Kolasa.  Econometric model  of non-ferrous metals
  recovery from  scrap and waste material.  Rudy i Metale Niezelazne,
  14(5):263-270, 1969.]

Lead and  zinc supplement—1968.   American Metal Market.  75(63), sec.
  2:5-42, Apr. 1, 1968.

Liebscher,  S.  Refining storage battery scrap.  German Patent  41,881;
  filed May 19,  1964;  issued Oct.  15, 1965.

[Long  look  at  nickel:  as  the  projects proliferate.  Metals  Week,
  13-15,  19-20,  25-27, Sept. 14,  1970.]

Mantle, E.  C., and N. H. Jackson.   The reclamation  of  scrap.   Copper,
  2(l):6-8, Jan. 1968.

Martin,  H.  G.   Precious  metals.  American Metal Market,  12-29, sec. 2, .
  Apr. 14, 1969.

 [Mechenov,  P.,  R.  Dimitrov,  P. Lesidrensky,  and I.  Rosenov.   Vacuum-
  electrothermal production of zinc powder from zinc  scrap.
  Godnisnjak  na khimiko-Technologicheskiya Institut,  13(1):7-20,  1966.]

 [Metal recovery  from scrap.   Die Casting Engineer,  12(2):48, Mar-Apr.
  1968.]

Metals recovery seen one solution for solid wastes.  Oil,  Paint and
  2>™J!_ReP?.r.?!?'.'. 197(12):4, 38, Mar. 23,  1970.
                                        53?
                                                                                                                               15
[Mighdoll urges lifting curbs on recycling of solid wastes.   American
  Metal Market. 57(S9);16. Mar. 30, 1970.]

Mnukhin, A. S., B. Ya. Krasil'shchik, G.  R. Fedorova,  and A.  M.
  Verblovskiy.  Issledovaniye protsessa karbonilirovaniya nikelya iz
  anodnogo skrapa.  [Carbonyl processing of nickel obtained  from anode
  scrap.]  Tsvetnye Metally. (5):38-40, May 1968.

[Molten salts:  new route to high-purity metals.  Chemical Engineering.
"  26(18):36, 38, 1968.]

Morgenbesser, D.  Scrap industry faces environmental change.   American
  Metal Market. 77(62):!, 18, Apr. 2, 1970.

Naumov, N. M., Yu. A. Kuznetsov, and L. Ya. Zarubinskaya. Rassortirovka
  otkhodbv alyuminiyevykh splavov metodom vikhrevykh tokov.   [Sorting
  aluminum alloy waste by the eddy-current method.]  Tsvetnye Metally.
  (9):92-93, Sept. 1969.

Neal, H. R.  Scrap has a bundle of problems.  Iron Age. 197(25):73-78,
  June 23, 1966.

[Nickel section.  American Metal Market. Sept. 12, 1968; Mar. 3, 1969;
  Feb. 24, 1970.]

[Offer new cable stripper.  American Metal Market. 21, June  10,  1970.]

[Ohio City will install system to sort, reclaim solid wastes. American
  Metal Market. 21, June 10, 1970.]

[Old gold:  to buy or not to buy.  Jewelers' Circular-Keystone,
  137(9):38-41, June 1967.]

Pollution control in copper wire reclaiming by use of afterburner in
  new dual-chamber furnace.  Industrial Heating, 37(3):450,  452, 454,
  456, Mar. 1970.

[Precious metals section.  American Metal Market. 1-24A, sec. 2, Oct.
  4, 1968.]

[Reclaiming refuse; efforts to save, reuse waste products slowed by
  variety of problems.  Wall Street Journal, 175(122):!, 23,  June 23,
  1970.]

Baliski, S., Z. Nowakowski, E. Klis, J. Kaniut, J. Wolszakiewicz, and
  A. Wawrzak.   (Instytut Me.tali Niezelaznych).  Recovery of  metals
  from conductors and cables.  Polish Patent 55,668; filed Apr.  17,
  1965; issued Aug. 30, 1968.

[Recycling:  practical answer to the problems of air pollution,  water
  pollution, solid waste.  American Metal Market (Special Issue),
  1-42, sec.  2, Mar. 16, 1970.]

Rose, K.  Secondary metals now accepted as of high quality.   Materials
  & Methods.  29(l):56-59. Jan. 1949.
                                                                                                                                  S9S

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                                    16
                                                                                                                              17

[Ruth, J. P.  -Electroplated gold for industrial use on the upswing.
  American Metal Market., 9A-24A. Dec. 8, 1969.]

[Ruth, J. P. . Gold 'plating's role in computers expands.  Acerican
  Metal Market; 1-20, Feb. 18, 1969.]

[Schwartz, W., and W.. Haase.  Short rotary furnace and its application
  in the treatment of battery scrap.  NML Technical Journal, 6(l):42-44,
 • Feb. 1964.] '  •       .       .  ,-   '   •                              -

Scrap recovery cuts purchases of prime metal.  Modern Metals, 21(7):84,
  Aug. 1965.            .        ,     .

Scrap salvaging system will save an extra $1 1/2 million in 5 years.
  Material Handling Engineering. 23(4);97-98. April 1968.          :V

[Secondary materials supplement.  American Metal Market, sec. 2, Mar.
  16, 1970.]

[Sen, M. C., and T. Banerjee.  Recovery of lead from scraps.  NML
  Technical Journal.' 8(3):33-38. Aug. 1966.]

Sherman, J. V.  Sophisticated scrap; the metal reclaiming business
  has come a long way from the junkyard.  Barren's, 47(49):3, 10, 12,
  Dec. 4, 1967.

Klimczok, R., R. Kaminow, S. Zielihski, and A. Krawczyk.  Metallic
  zinc recovery from zinc wastes.  Polish Patent 54,393; filed Sept.
  9, 1966; issued Feb. 15, 1968.          '

Smolyarenko, V. D., L. N; Kuznetsov, and L.  E, Nikol'skiy.
  Znergeticheskaya rabota zlektropechi pri byplavke nerzhaveyushchey
  stall.  [Energy performance of the electric furnace when melting
  stainless steel.]  Stal. (4);321-324. Apr. 1969.

[Solid waste disposal.  A Bill  (HR11833), the Resource Recovery Act
  of 1970 passed by Senate.  Congressional Quarterly Meekly P^eport,
  28(33):2,043, Aug. 14, 1970.]      -

[Solid waste disposal.  (Action on) a Bill (HR11833), the Resource
  Recovery Act of 1970.  Congressional Quarterly Weekly Report, 28(42):
  2,546-2,547, Oct. 16, 1970.]

Solid waste disposal.   [Action on] a Bill (HR 11833-HR 91-1155).
  Congressional Quarterly Weekly Report, 28(25):!,587, June 19, 1970.  .

[Solid waste disposal.  [Action on] a Bill (S.2005 - S. Ept. 91-1034);
  the Resource Recovery Act of  1970.  Congressional Quarterly Weekly
  Report, 28:1.941-1,942. July  13, 1970.]

Prescott, J. H., and J. E. Browning.  Solid wastes schemes sifted.
  Chemical Engineering, 77(11):80-82, May 18, 1970.
   Solid wastes.  Environmental Science & Technology, 4(5);384-391, May,
 '    1970.             .                    ...•-.

   [Secondary setals.]  American Metal Market, 74(72). sec. 2:15-43,
     45-46, Apr. 17, 1967; 75(53):7-42, Mar. 18, 1968.

"  [Special scrap forum section.  American Metal Market, sec. 2, May
 "•'••  25, 1970.]... •':  ,. ..:\.;  .       .•••--       .        -   ..  '

   [Copper metals.]  American Metal Market. 74(184). sec. 2:23-90, Sept.
   .  25, 1967; 75(178), sec. 2:21-82, Sept. 16, 1968.

   Lead and zinc.  American Metal Market. 73(143) :9-31, 33-42, July 25,
     1966; 74(140):20-21, July 24, 1967; 75(63), sec. 2:5-42, Apr. 1,
     1968.

   Stadler, 7.. Ueber das legieren von nichtrostendem stahl.  [Alloys for
     stainless steel.]  Neue Huette. 11(10);600-604. Oct. 1966.

'   [Telyuk,. I. I., and A. M. Dukhota.  Remelting.aluminum alloy shavings.
     Mashinostroenie Inform N-T, Sb., 31(l):55-56. 1965.]

   [Texas Instruments' product could affect the copper industry.   (Copper
    • encased aluminum rods.)  Wall Street Journal, 175(112):31, June .9,
   .  1970.]                        .      ' •                        '     '

   Tremolada, C-., and L. Afduni.  Lead refining with sulphamate bath at
     the A. Toriolli e Cs.  Electrochimica Metallorum. 1(4) :457-470, 1966.

   [Turning junk and trash into a resource.  Business Week, 66-67, 70-71,
     74-75i Oct. 10, 1970.]                             -

   Vaughan, R. D.  Reuse of solid wastes:  a major solution to a major
     national problem.  Waste Age. 1(1):10. 14-15, Apr. 1970.

   Waste recovery:  big business in the  70's.  Chemical & Engineering
     News, 4S(9).:14-15. Mar. 2, 1970.

   [The wide world of secondary metals 1969 secondary metals supplement;
     American Hetal Market. 1-42. Apr. 14.  1969.]

   Will industry sell recycling.  Modern Packaging. 43(9):46-49, Sept. 1970.

   Woolley, H.-B.  New patterns, new outlook for world gold.  Engineering
     and Mir-lng Journal, 168(10) :86-92.  October 1967.

        .       *'       '  Books and Pamphlets  on
                    the Textile  Industry and its Wastes
   AATCC  technical manual, v.46.  Research Triangle Park, N.C., American
     Association  of Textile Chemists  and Colorists, 1970.  433 p.
                                                                                                                                600

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                                    18
[Brown, V.  Solid waste as it relates to paper stock.   Presented  at
  Paper Stock Institute, National Association of Secondary Material
  Industries, Incv, San Francisco, Mar. 1970.  11 p.]

Chopra, S. N. , and G. H. Guild (Chemcell Limited).  Retreatment of
  synthetic fibres.  British Patent 1.120,272; filed Jan.  21,  1966;
  issued July 17, 1968.

Combustion Engineering, Inc.  Technical -economic study of  solid waste
  disposal needs and practices.  Public Health Service Publication No.
  1909.  Washington, U.S. Government Printing Office, 1969.  705  p.

Milnes, A. H.  (Cook & Co. Manchester, Limited).  Controlled pneumatic
  waste collection for textile machines.  British Patent 987,001;
  filed Jan. 14, 1964; issued Mar. 24, 1965.

[Erskine, W.  Expanding consumption of secondary fibres in the
  seventies.  Remarks at Paper Stock Institute, National Association
  of Secondary Material Industries, Inc., San Francisco, Mar.  1970.
Hhalon, E. G. , T. Reid, and A. J. Osowski (The Hale Manufacturing
  Company) .  Method and apparatus for treating thermoplastic synthetic
  filaments particularly waste thermoplastic synthetic filaments.
  British Patent 1,019,818; filed May 19, 1964; issued Feb. 9, 1966.

 [Hutchins, W. E.  Secondary textile materials; a buyer's view.  Presented
  at National Association of Secondary Material Industries, Inc. Annual
  Meeting, Los Angeles, Mar. 1968.]

Japan Exlan Company Limited.  Production of polyacrylonitrile fibres.
  British  Patent 1,006,040; filed May 28, 1964; issued Sept. 29, 1965.

 [Lewis, J.  A study of the problems connected with the use of cotton
  rags in  the paper industry.  New York, Cotton Rag Council, 1959.]

Lipsett, C. H.  Industrial wastes and salvage; conservation and
  utilization.  2d ed.  New York, Atlas Publishing Company, Inc., 1963.
  406 p.

Luey, A. T.  Technological advances in secondary fiber usage.  Presented
  at National Industrial Solid Waste Management Conference, University
  of Houston, Mar. 24-26, 1970.  7 p.

 [Guide to  man-made fibers.  New York, Man-Made Fiber Producers
  Association,  Inc.,  1969.  16 p.]

 [Man-made  fiber fact^book.  New York, Man-Made Fiber Producers
  Association^-Inc. ,  1967.  82 p.]

 [Man-made/fibers , a  summary of origins, characteristics  and uses.   New
 ..York, -Man-Made  Fiber Producers Association,  Inc., 1964.  48 p.]
                                   601
                                                                                                                                19
Marks, R. H.  Method of waste fiber utilization.   British  Patent
  1,107,394; filed May 24, 1965; issued Mar.  27,  1968.

Bullock, H. L.  (National Engineering Company of  Canada, Limited).
  Electrostatic separation.  British Patent 1,021,800;  filed Mar.  20,
  1964; issued Mar. 9, 1966.

1964 man-made-fiber chart.  Textile World.  114(7);181-198. July 1964.

Press, J. J., ed.  Man-made textile encyclopedia.  New  York, Textile
  Book Publishers, Inc., 1959.  913 p.

Rich, J. H.  Address.  Presented at National Industrial Solid  Waste
  Management Conference, University of Houston, Mar.  24-26, 1970.   14  p.

[Shane, W. M.  What time is it for textiles?  Address at National
  Association of Secondary Material Industries, Inc., Miami Beach,
  Apr. 1967.]

[Standard & Poor's industry surveys:  basic analysis, textiles-apparel.
  New York, 1970.  p.32-67.]

[Technical and production data of principal man-made fibers and
  metallic, stretch and bulk yarns produced in the United  States.
  America's Textile Reporter.  Rev. llth sec.  Boston,  1962.  33 p.]

Temafa, Textilmaschinenfabrik Meissner Morgner & Co.  GmbH.
  Improvements in and relating to feed hoppers for preparatory textile
  machines.  British Patent 1,126,668; filed Apr. 5,  1967; issued  Sept.
  11, 1968.

[Textile industries facts, 1969-1970, Atlanta, Textile  Industries,
  1969.)

1964 man-made-fiber chart.  Textile World, 114(7):181-198, July 1964.

[Trutzschler, H.  Improvements in or relating to a multiple swift
  -textile waste tearing machine.  British Patent, June  26, 1961.]

U.S. Congress.  Senate.  An Act [to encourage increased consumption
  of cotton].  88th Cong. 2d sess., Mar. 6, 1964.  Washington.  34-p".

Problems of the domestic textile industry; hearings before a Subconnaittee
  of the Committee on Interstate and Foreign Commerce,  U.S. Senate,
  85th Cong., 2d sess., S.Res.287, pt.4.  Washington, U.S. Government
  Printing Office, 1959.  p.1,211-2,067.             '         -^

[U.S. Congress.  Senate.  Committee on Interstate and Foreign Commerce.
  Problems of the domestic textile industry, report pursuant to
  S.Res.287.  85th Cong.  Washington, U.S. Government Printing Office,
  1959.  28 p.]
                                                                                                                                  60?

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                                     20
 Federal Trade Commission.   Rules and regulations under the Wool Products
   Labeling Act of 1939.  Washington, U.S.- Government Printing 'Office;
   [1941].   .28 p.      .              •       '~"~      :•' .•  .'     ''__•.-.'   '•  '.:-••"'

 [Rules and regulations  under the Textile Fiber Products Identification
   Act, effective Mar. 3, 1960.  Washington, U.S. Federal Trade ;
   Commission, 1959.  31 p.]  -                      :,'.-'.-.•.•

 [Federal Water Pollution Control Administration.  The cost of  clean
   water,  v.4.  Textile mill products.  Washington, D.S.  Government
.  Printing Office, 1968.  (in 10 parts).]                 '',--..     '•'•'•

 [Telegram on used clothing exports.  Washington, U.S. Department of
:   State, 1970.  2 p.]                    • /               .".'. /;    •'.'.'  :

 Summaries of trade and tariff information.  Schedule 3.  Textile
   fibers and textile products,  v.2.  Washington, U.S. Tariff  '
   Commission, 1969.  158 p.

                        Journal Articles on the                      .
                    Textile Industry and its Wastes;
 Aerated lagoon handles 10-million gpd.  Textile World. 116(2):86-87,
   Feb. 196.6.

 Ashmore, W. G.  Waste control today-:  why you need it; how it works;
   how it pays off in three mills.  Textile World. 114(4):44-5.4, April
  "-1964.   "-.•   ••'.;•         ;          •     -•••       -            •; .  ;••;  .

 Bowen, D. A. ': Engineering tackles the textile environment.  Textile
   World. 120(7):122-23, July 1970.

 Bringardner, D. J., and P. P. Pritulsky.  Latest word on identifying
   today's fibers.  Textile World. 111(12):47-59, Dec. 1961.

 [Cleaning up wool waste.  Textile World.  69, Aug. 1970.]

 [Cotton, bad days on the plantation.  Time. 94, Oct. 10, 1969.]

 Fast way to measure trash in cotton and waste.  Textile World,  113(6):
   64-65, June 1965.                                        .

 Fedor, W. S.  Textiles in the seventies.  Chemical & Engineering
   News. 48(17):64-73, April 20,  1970.

• -Garbage:  uses of "urban ore".   Chemical  &  Engineering News,. 48(8):17,
   Feb. 23, 1970.

 Gee, N. C.  Fibre identification in reclaimed  textiles.  Materials
   Reclamation Weekly. 115(19);195, 197-201, Nov.  8,  1969.

 Hargreaves, E. M.   Solvent  degreasing- will it replace  conventional
   scouring?  Textile World. 115(2):104-106. Feb.  1965.         ,
                                     60,3
                                                                                                                                    21
 How four cotton mills control spinning waste.   Textile  World
   110(3):63, Mar. 1960.                       -~-..-"

 King, P. J.  Improving profits with better waste control.   Textile
   World. 112(6)-.64-67. June 1962.                            ;

 Kurie, J. F.  World trends in cellulosic and natural fibers.   American
   Dyestuff Reporter. 58(25):17-20.'37. Dec. 15, 1969.

 [Latest word on low-cost-mill-waste disposal.   Textile  World.
   71-75, June 1970.]                                              .  .

.Man-made fiber waste production.  Textile Organon.  37(6):97,  104,
   120, June 1968.   '                                               !

 Morrison, R. D.  New photomicrographs included in current method on
   fiber identification.  African Dyestuff Reporter, 52(22)i:28-47,
   Oct. 28, 1963.

 Pinault, R. W.  Low BOD starch derivative promises less pollution.
   Textile.World. 112(1):95. Jan. 1962.

 Newest problem:  -mill costs and the new minimum wage.  Textile World.
   111(6):50-56,.June 1961.

 Producers' waste shipments.  Textile Organon. 40(2):31. Feb.  1969.

 Producers' waste shipments.  Textile Organon, 41(2);31, Feb.  1970. ..'.-

 [Reclaiming refuse; efforts to save, reuse waste products slowed by
   variety of problems.  Wall Street Journal. 175(122):!.  23,  1970.]

 Recycling can head off pulp crisis.  Paperboard Packaging, 55(1):30-33,
   Jan; 1970.

 Salable waste can be an expensive proposition.  Textile World,
   110(4):113, Apr. 1960.

 Smith, S. G.  Identification of unknown synthetic fibers; part IV;
   revision, new fibers, cross sections.  American Dyestuff.Reporter.
   49(21):27-35, October 17, 1970.

 Solid wastes.  Environmental Science & Technology. 4(5);384-391. May,
  -1970.                                     .               .,

..-[Spivak, S. M.,, Is cutting waste going to waste?  The Bobbin,
   19:34, April 1970.]                       '                       .'  "
 One system treats sewage, solid wastes.  Chemical & Engineering News,
   48(12):44-46, Mar. 23, 1970.
 Textile water pollution clean up picks up speed; what government
   regulations mean to you; what your company can do; what other
   companies are doing.  Textile World. 117(11):52-66, Nov. 1967.
                                       604

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                                    22
Waste recovery:  big business in the 70"s.
  News. 48(9);14-15. Mar. 2, 1970.
Chemical & Engineering
Wastewater machine.  Textile World. 118(9):154, Sept.  1968.

What's ahead In textile technology?  Textile World. 120(6):48-50, June
  1970.

Wilson, F. C.  Waste at roving- How much is too much?  Textile World.
  114(9):78-79, Sept. 1964.

Wilson, F. C., and C. W. Foster.  7 steps to cutting waste costs.
  Textile World, 116(2):72-75, Feb. 1966.

 [Woods, H.  Solid waste:  refuse or reuse?  Toledo Blade Magazine,
  4-7, July 12, 1970.]

                      Books and Pamphlets on the
                    Paper Industry and  its Wastes;

 (Fibre Market News.  Paperstock Institute Special Issue.  Oct. 13, 1966.]

 [Fibre Market News.  Special  Issue covering the 12th De-Inking
  Conference by TAPPI on subject of secondary  fibre usage, Oct. 19,
  1967.]

 [Fibre Market News.  Special  Issue.  Nov. 14,  1969.]

 [Fibre Market News.  Special  Issue.  Nov. 15,  1968.]

 [Introduction to de-inking; de-inking of wastepaper.  TAPPI Monograph
  Series  No. 31.   New York, Technical Association of the  Pulp and
  Paper Industry,  1967.]

 Kirkpatrick, W. A.,  II.  Wastepaper utilization and deinking  in  the
  board and paper  industry.   In C. E. Libby, ed.  Pulp  and paper science
  and technology,  v.l.  Pulp.  chap.14.  New  York, McGraw-Hill Book
  Company,  1962.   p.375-393.

 [The newsprint  problem.  Special Antitrust  Subcommittee of the
  Committee on  the Judiciary. Washington,  U.S. Government Printing
  Office, September  14,  1953.]

 [Paperstock annual review  number.  Fiber Market News, Nov. 13, 1970.]

 National  Academy  of  Engineering-National Academy  of  Sciences.
  Policies for  solid waste management.   U.S. Public  Health Service
  Publication No.  2018.   [Washington],  U.S.  Department  of Health,
  Education, and Welfare,  1970.   64 p.

 [The statistics of paper,  1970 supplement.   New York,  American Paper
   Institute, July 1970.]
                                     60S
                                                                                                                            23
                                            Tuchman, S. G.  The economics of the waste paper Industry.   Ph.D.
                                              Thesis,..New York University, June 1963.   327 p.

                                            [1969-1970 Waste trade directory of the world.  New York, Atlas  Publishing
                                              Company.]

                                                                   Journal Articles on the
                                              '                 Paper Industry and its Wastes

                                            [Allln, W. H.  Solid waste management.  Hew York, American  Paper
                                              Industry, June 1970.

                                            [Beggs, A. K.  A look ahead at the pulp and paper industry.  Presented
                                              to the American Pulpwood Association, New York, Feb.  23,  1965.]

                                            Cash in trash?  Maybe.  Forbes. 105(2);18-24. Jan. 15,  1970.
                                            Contest-winning symbol promotes recycling concept.  Boxboard Containers.
                                               78(3):39-41, Oct. 1970.
                                            Edwards, J. R.  How paperboard is doing and meaning of the capacity
                                              survey.  Paper Trade Journal. 154(51);28-30. Dec. 21, 1970.

                                            [Ersklne, R. W.  Paperstock in the packaging world.  Presented at
                                              Paperstock Institute Fall Conference, Phoenix, Oct. 14, 1966.]

                                            Evans, J. C. W.  Capacity survey indicates modest increases for years
                                              1971-73.  Paper Trade Journal. 154(48);37-41. Nov. 30, 1970.

                                            Federal incentives for recycling likely to pass Congress in '70.
                                              Chemical 26.  7(5):38-39, May 1970.

                                            [Graham, G. A.   (Consolidated Fibers).  Address to the American
                                              Newspaper Publishers Association, Purchasing Agents Division,
                                              Meeting, San  Francisco, Apr. 15, 1969.]

                                            [Hartung, J. W.  (St. Regis'Paper Company).  A partnership in
                                              paperstock.   Presented at PSIA Meeting, Apr. 18, 1966.]

                                            [Katoyich, R.   Foreign trade division vice-president looks to
                                              improvements  in exports of paper stock during 1971.  Fibre Market
                                              News, January 2, 1971.]

                                            [Ledbetter, W.  C., Jr.  A strong paper chain—better quality fiber.
                                              Presented at  Canadian Pulp and Paper Association Meeting, Montreal,
                                              Jan. 29, .1970.]

                                             [Lehto, B. 0.  (Charles T. Main, Inc.).  The economics of recycling.
                                              Presented at  Recycling Seminar, Technical Association of the Pulp
                                              and Paper Industry Annual Conference, New York, Feb. 24, 1971.]

                                             [Mighdoll, M. J.  Recycling resources:  new economics, new technology,
                                              new challenges.  Fiber Market News, Nov. 13, 1970.]
                                                                                                                               606

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                                    24
Miller, W. H.  Paper stock in the paper industry—a1 technical  analysis.
  Tappi. 47(4) :36A. 42A. 46A^. .68A. Apr. 1964.
Miller, W. H.  A new look at the problem of secondary fibers  supply.
  Paper Industry. 46(6):495-8. Sept. 1964.

[New homes for old newspapers-waste makes wealth.   Graphic Communications
  Weekly. July 7, 1970.]

[New paperboard made from recycled fiber.  Fibre Market News, July .29,
  1970.]

[Newspaper facts, Sept., Nov., 1969; Jan., Mar., May-June, 1970.   New
  York, Newsprint Information Committee.]

Bird, D.  Old phone books pose a problem.' New York Times, 120:55,
  Jan. 10, 1971.                               '"'              ,

Koplik, P. H.  Outlook for expansion in the U. S.  exports of  secondary
 .fibers.  Paper Trade Journal. 154(10);37. Mar. 9. 1970.

Reclaimed fibers—50/50 board compares favorably with virgin  kraft.
  Paperboard Packaging. 54(8):23, Aug. 1969.

[Reclaiming refuse.  Wall Street Journal, June 23, 1970.]   .  ..    .

Recycling a losing proposition.  Paperboard Packaging. 55(8):8, Aug.
  1970.                                                       ,

Recycling waste paper helps solve a problem.  Public Works. 100(12):
  67-68, Dec. 1969.                                                .

Recycling; will we drown in trash—or learn to reuse it?  New York
  Times. 120. sec. 4:7, Feb. 7, 1971.

Reeves, 0. T.  The future of secondary fibers in paper mills.  American
  Paper Industry. 52(5);62-63i May 1970.       •

[Rich, J. H.  Debates on recycling paper on new to Industry but....
  Waste Age. July-Aug. 1970.1                 ,

Solid waste recycling now possible.  American Paper industry.
  52(6):18, June 1970.

Roden, H. E.  Symbol sought for recyclable package.  Boxboard
  Containers. 77(12):82, July 1970.

[There is money in wastepaper.  Reprint from Web Printer. 9,  1969.)

Turning junk and trash into a resource.  Business Week,• No. 2145:67,
Oct. 10, 1970.

Erskine, R. W.  Secondary fibres:  recycling turns solid waste into
  profits.  Boxboard Containers. 77(10):61, 170, 187-188, 190, 200,
  203, May 1970.
                                   607
  [White, P.  Research program by PS I — significant event of year.
.  r- -Commercial Bulletin. Oct. 27. 1962.]                           .      .

  [Why recycling wastepaper when surplus of wastepaper is being destroyed
   or burned.  Waste Trade Journal. Nov. 28, 1970.]       :

- [Williams, L. E.  The changing role of the paperstock industry.
   Presented at PSIA Convention, Bermuda, Oct. 20, 1967.]

:  {Williams, L. E.  (Container Corporation of America).  Managing the
   solid waste function.  Presented at the Packaging Institute Forum,
   Chicago, Oct. 1970.]

  Williams, W. C.  Use it/reuse it.  Political, economic .pressures
   brighten future for waste.  Pulp and Paper. 44(10) :6J-65, Sept. 1970.
                                                                                              Williams, W. C. %C A makes corrugating medium at 1,100 ft/min from
                                                                                                100% waste paper.  Pulp and Paper, 44 (12); 112-116,  Nov.  1970.

                                                                                              Wilson, A. W.  Industry environmentalists and top execs differ on
                                                                                                recycling solid wastes.  Pulp and Paper. 44(JO) :69-73, Sep,t..l9.7Q. .
                                                                                                   •..-   ••.   •  -..•.-     '-        .          •      .   .      .:^$i£'
                                                                                              Will industry sell recycling? .Modern Packaging. 43 (9); 46-9,  Sept.'>;
                                                                                                1970.            .      .      .   . •                                :

                                                                                              Write on scrap.  Chemical Week. 108(3) :16. Jan. 20, 1971.
                                                                                                                                                    U0732
                                                                                                                                   60S

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