JUNE 1976
EPA-440/9-76-019
                   IMPLEMENTING
                       A
        BEST
MANAGEMENT    PRACTICES
             FOR RESIDUALS:
          THE  WASTE  EXCHANGE
                           U.S. ENVIRONMENTAL PROTECTION AGENCY
                                  Water Planning Division
                                            and
                            Hazardous Waste Management Division
                                  Washington, D.C. 20460

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IMPLEMENTING "BEST MANAGEMENT PRACTICES" FOR RESIDUALS:
                   THE WASTE EXCHANGE

                            by

                     Alan K. Vitberg
                    Michael L. Rucker
                 Water Planning Division
          Office of Water Planning and Standards

                           and

                  Christopher H. Porter
           Hazardous Waste Management Division
        Office of Solid Waste Management Programs
           U.S. Environmental Protection Agency

                      September 1976

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                    Acknowledgement
Portions of this paper are based on information provided
to the authors by Mr.  Robert C. Terry, Jr. and Dr. Joan
B. Berkowitz of Arthur D.  Little, Inc. under Contract No,
68-01-3241.

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Table of Contents                                 Page



Introduction                                        1

Characteristics of Waste Exchange Systems           3

The Role of the State and Areawide
      Planning Agency                              10

Additional Information                             14

Appendix A:  European Clearinghouses               15

Appendix B:  U.S. Clearinghouses                   17

Appendix C:  Examples from U.S. Clearinghouses     19



List of Tables

Table 1:  Initial Design Specifications for
            Industrial Waste Exchanges              4

Table 2:  Internal Characteristics of Waste
            Exchange Organizations                  6

Table 3:  External Conditions Influencing Waste
            Exchange Organizations                  8

Table 4  Suggested Internal Characteristics of
            a Waste Exchange Organization          12

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 IMPLEMENTING "BEST MANAGEMENT PRACTICES" FOR RESIDUALS:
                   THE WASTE EXCHANGE
Introduction

     The "Federal Water Pollution Control Act Amendments of
1972"  (The Act) delineate water quality goals which are to
be met by 1983 and 1985.  The Act calls for the formation of
State  and Areawide Planning Agencies to "encourage and facil-
itate  the development and implementation of areawide waste
treatment management plans."  These plans are to present an
integrated comprehensive system for managing water quality
problems.

     The Act calls for planners to develop techniques to
control the disposition of all residual wastes generated
within the planners's jurisdiction which could affect water
quality and to control the disposal of pollutants on land
or in  subsurface excavations to protect groundwater and
surface water quality [Section 208(b)(2)(J) and (b)(2)(K)].
Residual wastes are defined as those solid, liquid, or
sludge substances resulting from man's activities in the
urban, agricultural, industrial, and mining environment
and are not discharged directly to water after collection
and treatment, if any.  Residual wastes include municipal
solid waste, industrial wastes and sludges, hazardous
wastes, and sewage sludges.

     The U.S. Environmental Protection Agency (EPA)
encourages planners to develop a sound, results orientated
program of conceptualization, investigation, analysis
and evaluation, planning and programming, and (most
importantly)  the excercise of capable leadership and
strong resolve to implement State and areawide programs
and systems.  The term Best Management Practices  (BMP)
originated as an outgrowth of this concept and means a
practice, or combination of practices,  that is determined
to be the most effective, practicable  (including techno-
logical, economic, and institutional considerations)

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means of preventing or reducing the amount of pollution
generated by nonpoint sources to a level compatible with
water quality goals.  State (or designated areawide)
planning agencies can only make this determination after
assessing the problem, examining alternative practices,
and soliciting appropriate public participation.  A BMP
does not necessarily imply a single approach; rather, a
BMP for residuals may be a combination of techniques and
practices which must be integrated into an overall effective
residual waste management system for a given area.  Inherent
in the notion of BMP are programs which are practical, useful,
and low in cost.

     There are three concepts which planners should consider
as they develop a BMP for residuals management:

        - Waste reduction

        - Resource conservation

        - Environmentally safe disposal.

     The "waste exchange" is a mechanism which will help
local jurisdictions and industry to deal with industrial
wastes and residuals through resource conservation and
utilization.  The premise is that many wastes contain
valuable materials, some of which are in short supply.
Extraction of materials from these wastes makes sense
from both the conservation and the environmental points
of view.  Waste recycling and utilization is especially
effective when the wastes can be transferred from the
generator to the user "as is," thereby reducing the need
for costly treatment processes and the incidence of
potentially harmful disposal practices.  The waste
exchange assists industry to identify industrial wastes
which may be useful raw materials.

     The waste exchange is a system which is universally
beneficial.  First, industry can dispose of  its unwanted
wastes and perhaps receive a monetary bonus  either through
the sale of its wastes or by reducing waste magnitudes
and as a consequence, costs of disposal.  Second, the
waste user can potentially reduce costs for  raw materials.
Finally, the environment is saved from the introduction
of potential pollutants resulting from land  and water
disposal methods.

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Characteristics of Waste Exchange Systems

     Two characteristics appear  to be of dominant
importance when describing waste exchange systems.  The
first distinction is between  those systems which limit
themselves to transferring information and referring
potential offerers and acceptors to  each other, and those
systems which also physically handle the wastes.  This
distinction between  information  and  materials-handling
(which can include information services) is  important
because the latter requires more staff skills, larger
facilities and thus more investment  capital.

     The second distinction relates  to a waste exchange's
approach to or strategy for conducting its business.  Under
a passive strategy,  the industrial waste exchange does not
seek out potential waste users,  but  waits for waste users
to provide input  to  the system.  The passive  industrial
waste exchange  plays no role in negotiations between waste
-sources and potential waste users.   By contrast, under an
active strategy,  the waste exchange  both identifies a
potential match and  assists in consummating  a contract
between the waste generator and  the  waste user.  Active
systems perform technical functions  (i.e., analysis,
recognizing or creating users, processing into more salable
form, etc.) and business functions  (i.e., arranging trans-
portation, financing, etc.).  This distinction between passive
and active strategies is important not only  because the latter
implies greater costs and risks, but also because the active
strategy may be more effective in reducing the amount of
industrial wastes ultimately  disposed into the environment.

     These two distinctions can  be combined  to produce four
variations:

     - Information/Passive

     - Information/Active

     - Information and Materials-handling/Passive

     - Information and Materials-handling/Active

     Table 1 shows some design specifications of  these four
possibilities.

     To further elaborate on  specific design characteristics,
Table 2 shows the spectrum of possibilities  for  each  of
sixteen general characteristics.  Most of the characteristics

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                           TABLE 1

INITIAL DESIGN SPECIFICATIONS  FOR INDUSTRIAL  WASTE  EXCHANGES
I.    Information/Referral  Only          II.   Both Information and Materials
                                             Handling Services
           A.    Minimum Needs  for Passive Strategy

     Maintain  confidentiality            °    Maintain confidentiality

     Credibility among  users             °    Credibility

     1  part-time manager with            °    Storage & handling capacity
     1  part-time secretary
                                        0    Chemical  analysis capability
     Small  financial  support
                                        0    Manager,  secretary, chemists,
                                             and  handlers  (according to
                                             volume)

                                        0    Modest financial  support
                                             (depending on volume and
                                             revenue)


          B.    Additional  Needs  for Active Strategy

     Intimate  knowledge of user          °    Stable volume of exchange
     industries and processes                 activity

     Location  in industrial region      °    Intimate current knowledge of
                                             user industries & processes
     Additional staff
                                        0    Chemical  treatment capability
     Technical  imagination
                                        0    Provide general consulting
     Entrepreneurial  vigor                   services

                                        0    Additional financial backing

                                        0    Additional technical and market
                                             personnel

                                        0    Technical imagination

                                        0    Entrepreneurial vigor

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are self-explanatory, but a few deserve further comment.
Wastes accepted  (Element 6) is critical to a system's
technical and economic success; whereas a private business
must limit itself to shrewdly selecting wastes with greater
potential for use in order to realize a profit, a
non-profit system, perhaps less constrained by short-term
profit goals may accept marginal residues which are less
immediately attractive in expectation of holding them
until buyers or  acceptors appear.

     Volume of activity  (Element 7) is likely to vary,
and the variations will strongly influence whether a system
can become and remain viable.  The experience of the European
systems suggests that a new industrial waste exchange will
receive many listings for a while, including some large-volume
wastes.  However, as the existing backlog of supplies is
cleared, and after offerers and buyers of regular waste
streams are linked and continue their relations without
the system's further intercession, the system's activity
may both diminish in number and change in character to
irregular offerings  (e.g., wastes resulting form accidents
or occasional below-standard production runs).  Potential
volume influences system design because, while an association
or government-sponsored system might use a part-time staff
on a demand-only basis, a private firm would require a
threshold volume to cover costs or have to operate the
exchange as a "loss leader" to attract new business or a
service ancillary to other profitable enterprises.

     "Private individual", "informal network", "informal
subsidies" (Elements 8, 9, and 17) are included to recognize
that the establishment of a new industrial waste exchange
probably institutionalizes an existing pattern of matching
conducted informally by individual engineers or plant
managers, perhaps supported by minor subsidies of telephone
costs and storage space from their employers.

     The financial elements  (Elements 16, 17, and 18) suggest
that a system's  financial basis may be mixed.  It might
start with subsidies, but shift, after establishing its
value to customers, to a profit or surplus-making mode.
Or it might initially sell only to buyers, but be able,
as disposal costs rise, to charge fees also to waste
generators.

     Whereas Table 2 summarizes characteristics internal or
inherent to a waste management information system, Table 3
presents important features of its external environment.
Elements 7 and 8 highlight the important role of the

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2.
3.
4.
5.
6.
7.
     Element
1.    Services Offered
                                          TABLE 2

               INTERNAL CHARACTERISTICS  OF WASTE'EXCHANGE ORGANIZATIONS

                                        Spectrum

                                                                      Materials:
                    Information and Referral Only:
                    by Magazine    by  special
                    Ads            Clearinghouse
                   I	       I
                                                               only handling   Analysis, repro-
                                                               and transport   cessing & transport
                                                                      I	I
     Service Role or
     Strategy
                    Passive
                                                  Active
                                                 	I
Geographic Radius
Served Normally     25 mi.
                                   50 mi.
                                             75  mi.
                              100 mi.   1,000 mi.
                       2,000 mi.

                      	I
     Industry Coverage
     Offered
Type of Clients
Sought
                    1 sector of
                    an 'industry
                                        1 industry
                              Related
                              industries
                                  I
                    Many
                    industries
                       I
Small, local firms;
weak technical skills

I	I
Medium, Regional
moderate skills
Large, national firms;
strong technical skills

                 I
Number and Value
Reusable Wastes
Accepted
Volume of Activity
Few, most valuable
only
1 1
Small, episodic,
unpredictable
1 1
Private Sector:
Legal Status Private Non-Profit Private
Individual Institution Firm
Many, even of
Marginal Value
I 1 1
Moderate, Large, continual,
variable regular
1 1 i
Public Utility:
Private Special- Government
Firm with Purpose Line
                                                       Government  Government
                                                       Franchise   Corporation Agency
9.   Private-Sec-   Private     Informal
     tor Organiza-  Individual  Network
     tional Forms
                                       Trade      Independent,   Subsidiary
                                       Association Small,  single of large multi-
                                                   company       purpose company
10.  Public-Sector  Single local  Several local  State   Multistate   Federal     International
     Sponsors       Government    Governments    Agency  Authority    Agency      Federation

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11.  Skills of Staff     Limited
                         (managerial
                         and clerical)
                TABLE 2 (Continued)


                         Moderate
                                       I
12.  Technical Ex-  Limited
     perience and
     Imagination of
     Staff
Extensive (chemical
'analysis, processing,
marketing)
                                                              I
ited
1
Moderate Extens
1
13.  Size of Pro-
     fessional
     Staff
14.  Data Bank
1 p^rt-time
manager, few volunteer
advisors
                                             1-3 full-time
                    Blackboard          Files, library, staff experience,  &
                    Simple card files   contacts:
                                        Limited   Moderate  Extensive
                        L
                                             I
                                                                                3-6 full-time
                                                                               	I
                                                            Large,
                                                            Computerized,
                                                            Matching  &
                                                            retrieval system
15.



16.

17.


18.
Advertising Informal
word-of- Via magazine
mouth & journals
1 1
Pricing Policy Free
1
Financial Subsidized Subsidized
Policy informally formally
1 I


Special Occasional Vigorous
lists marketing marketing
1
1
At cost At profit
1
1
Subsidizes Break even Profit or
& revenues on revenues surplus
1 1
Income Severs Individual Informal Formal Client Client Fees Public
|
subsidies:
subsidies. subsidies subsidies Fees (Waste



19.

20.


21.




1 1
Risk Level
Acceptable None Small
1
Styl-.; of
Management Reactive.
1
Capital
Requirements $25,000
'
(Waste Generator) Partial
Users)
1 1 1

Medium Large
1

Full

|



Mixed Aggressive


$250,000 $400,
1
1

000+
1
22.  Annual Opera-  $10,000
     ting Budget
     (all costs accounted)
                                                            $100,000+

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                                          TABLE  3
1.
3.
          EXTERNAL CONDITIONS  I.'.TLl'EN'CIXG' WASTE  EXCHANGE  ORGANIZATIONS

Element        Hindrance-4-	 Spectrum	»-Aid

               Dispersed                                               Concentrated

                  1	I
Industrial
locations
     Transport
     costs
               High
Number of small
low technology
firms          Few
     Disposal costs
     to generators  Low and
                    Stable
     Competing raw
     materials
     costs to users
                                                                            Low
                                                                            Many
                                                                           	I
                                                                       High or
                                                                       Rising
6.
7.
9.
     Treatment
     Costs
               High
     Industry       Extensive,
     Communications inter-industry
Generators'
Analysis and
Knowledge of
Waste Stream
Chemistry

Users' Techni-
cal Knowledge
                    Much
                                                                            Low
                                                                       Little or none,
                                                                       within industry
                                                                            Little or none
10.
11.
     Potential
     Value of
     Reusable
     Wastes
     Concentration
     of Residuals
     in- Waste
     Stream
               Low
                                                                       High


                                                                          I
               Low
                                                                      High

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                                      TABLE 3  (Continued)
12. . Regularity of



13.



14.



15.





16.



17.



18.

Streams (com-
bined total)
.
Quantity of
Wastes Avail-
able for
Transfer
Public Aware-
ness of
Environmental
Dangers
Initiative
Available to
Create Trans-
fer Organiza-
tion

Regulations
Requiring
Reuse or Safe
Disposal
Financial
Incentives ,
Subsidies, or
Capital
Legal Liabi-
bility

Episodic
1

Small

1

Low

I

Individual, Informal,
Voluntary Group,
Voluntary

1 1

Few or none,
limited scope
1

Unavailable

1
Unclear,
unlimited
Sustained,
continuous
1

Large

1

High

1

Formal, Spotty Comprehensive
Group, Regulation, Regulation,
Voluntary Mandatory Mandatory

1 1 1

Many
Comprehensive
1

Available

1
Clearly defined
and limited
                                                               -^.i-Vfcii;
                                                                                C' ,T i
                                                                                                  Lp

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system's technical personnel in recognizing or treating
reuse possibilities unknown by offerers.  The last
four elements (Elements 11, 12, 13, and 14) are closely
related to the system's size, complexity, and stage of
development.

     Of the four institutional variations which have been
identified, the Information and Materials-handling/Passive
type appears  to hold little promise.  It is unlikely
that any institution could afford to accept and hold
wastes awaiting the appearance of a potential user.

     The most widely known and discussed type of waste
exchange is the Information/Passive type.  There are
a number of examples of this type in both Europe and
the United States.  Appendix A provides a brief description
of the European clearinghouses and Appendix B provides
a brief description of two clearinghouses in the United
States.  It should be noted that these waste exchanges
are generally operated by organizations which have close
ties to industry  (i.e., industry trade associations),
they are subsidized by the sponsoring organizations with
personnel and materials, and they are able to handle
information without revealing the source until the source
wishes to be  known.

     There are a few examples of the Information/Active
waste exchanges.  The Information/Active type of service
is usually offered by a broker or consultant who identifies
waste sources, consolidates waste lots, and resells the
wastes to users.  The broker may even arrange for transpor-
tation and reprocessing, but never actually invests capital
in waste handling equipment.

     The Information and Materials-handling/Active type
of waste exchange is operated in a similar manner to the
Information/Active exchange, except that the operator
makes a capital investment in some waste handling equipment
(i.e., trucks, storage tanks, etc.) and reprocessing
facilities (i.e., evaporators, distillation equipment,
chemical reactors, etc.).
The Role of State and Areawide Planning Agencies

     Waste exchanges provide industry with a means to
identify alternative uses for their process and pollution
control residuals.  The best way to begin a waste exchange
is by susidizing the Information/Passive type of organ-
                           10

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ization (or more precisely, a waste information clearing-
house) .  Table 4 shows the portion of each element from
Table 2 which would appear to be applicable to the
Information/Passive type of organization.  As part of their
residuals management planning, State and Areawide Planning
Agencies can determine the usefulness of a waste exchange
within their jurisdictions.  If they determine that a waste
exchange is warranted, planning agencies can act as a catalyst
to establish a waste exchange.  It is not likely that a waste
exchange which is sponsored and operated by State and/or
Areawide Planning Agencies would be well received by industry.
Industry would be suspect of possible government regulation
and of potential public disclosure of information which it
might consider confidential.  Therefore, planning agencies
should limit themselves to assisting other organizations
with the development of a viable waste exchange system.

     In their role as catalyst, State and Areawide Planning
Agencies may wish to provide educational services.  As an
example, planning agencies can sponsor meetings with industry
representatives to discuss the waste exchange concept and
provide information to the media (i.e., newpapers, regional
journals, professional publications, newsletters, etc.) to
explain and encourage the establishment of waste exchange
systems.  Planning agencies also have the means to identify
potential industry participants to help develop and use the
system.

     Even though State and Areawide Planning Agencies should
not have direct access to waste exchange data, agency staff
can assist in the development and operation of a waste exchange
by participating on a waste exchange advisory committtee.
The purpose of the advisory committee would be to establish
policy for the waste exchange and to evaluate its effective-
ness in transferring wastes to potential users.

     The importance of a waste exchange in residuals management
should not be overemphasized.  Utilization of industrial
wastes is a viable concept for a number of waste streams, but
only a small number (and volume) of wastes can be expected to
be handled in this mannner.
                           11

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                                      TABLE 4

        SUGGESTED  INTERNAL CHARACTERISTICS OF A WASTE EXCHANGE ORGANIZATION

     Element                          Spectrum

 1.   Services  Offered    Information and Referral Only:    	Materials:	
                        by Magazine    by special         only handling  Analysis, repro-
                        Ads            clearinghouse.4    and transport  cessing 6 trans-
                       |	f*t      (    fr»)	|	port	I
 2.   Service Role  or
     Strategy            Passive                      v               Active
                       |	(««     |    »J      I       II

 3.   Geographic  Radius
     Served Normally     25 mi.    50  mi.    75 mi.    100 mi.    1,000 mi.     2,000 mi.
                       i	i	I	(«•!          *r)	i

 4.   Industry  Coverage
     Offered             1 sector of                  Related        Many
                        an industry    1 industry    industries     industries
 5.   Type of Clients     Small,  local firms;       Medium, Regional    Large, national  firms
     Sought             weak  technical skills     moderate skills     strong technical
                                                                     skills
6.
7.
\r 	 	
V
Number and Value Few, most valuable
Reusable Wastes only
Accepted
1 1
Volume of Activity Small, episodic,
unpredictable
ft* 	 1
Private Sector:
	 1 	 . 	 ff..
J
Many, even of
Marginal Value
1 1 (+-+-+)
Moderate, Large, continual,
variable regular
I •-> 1 |
1 *y \ \
Public Utility:
 8.  Legal Status   Private     Non-Profit   Private  Private    Special-  .   Government
                    Individual   Institution  Firm     Firm with  Purpose      Line
                                                     Government Government
                                                     Franchise  Corporation  Agency
                      fr            I   	$	I	I	I

 9.  Private-Sec-   Private     Informal     Trade        Independent,   Subsidiary
     tor Organiza-   Individual   Network      Association  Small, single  of large multi-
     tional Forms                              -         company        purpose company


10.  Public-Sector   Single local  Several local  State    Multistate  Federal   International
     Sponsors       Government     Governments    Agency   Authority   Agency   Federation
                        I	I	I	I	_J	I
            *  Brackets  indicate the range on the spectrum which would
              represent the characteristics for a Information/Passive
              waste  exchange.
                                     12

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                                TABLE 4 (Continued)
                                   ±
                       Limited
11.   Skills of Staff   Limited
                       (managerial
                       and clerical)
12.  Technical Ex-
     perience and
     Imagination of
     Staff

13.  Size of Pro-
     fessional
     Staff
                                         Moderate
                                                                Extensive (chemical
                                                                analysis, processing,
                                                                marketing)
                                         Moderate
                                                                Extensive
                       1 part-time
                       manager, few volunteer
                       advisors                  1-3 full-time
                                         ")	I
                                                                          3-6 full-time
                                                                         	J
14.  Data Bank   Blackboard         Files, library, staff experience, f,   Large,
                 Simple card files  contacts:                             Computerized,
                                    Limited  Moderate  Extensive          Matching £
                                        v                                 retrieval system
                                       f)       I	J	|

15.  Advertising Informal
                 wprd-of-     Via magazine   Special    Occasional      Vigorous
                 mouth        5 journals     lists      marketing       marketing
                                                            I	I
16.  Pricing
     Policy
                 Free
                                             At cost
                                                                        At profit
                                                                       	I
17.  Financial
     Policy      Subsidized   Subsidized   Subsidizes   Break even     Profit or
                 informally   formally     3 revenues   on revenues    surplus


18.  Income      Individual  Informal  Formal   Client   Client Fees   Public subsidies
     Sources     subsidies   subsidies subsidies Fees    (Waste
                                                 (Waste  Generator)    Partial Full
&                                                 Users)       s
                                  I         I         I '         H	|	1
19.  Risk Level
     Acceptable  None
                             Small
                                            Medium
                                                                      Large
20.  Style of
     Management  Reactive
                         fr-
                                           Mixed
                                              S
                                                                      Aggressive
21.  Capital
     Requirements  $25,000
                     I	
                                           $250,000
                                                                      $400,000+
22.
     Annual Opera-
     ting Budget
     (all costs
     accounted)
                     $10,000
                       fe
                                                                        $100,000+
                                     13

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Additional Information

     A soon to be completed study commissioned by EPA's Office
of Solid waste Management Programs, entitled Waste
Clearinghouses and Exchanges;   New Ways for Identifying and
Transferring Reusable Wastes,  will expand upon the concepts
presented here and offer additional information about waste
exchange operations.
                          14

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Appendix A:  European Clearinghouses


     During the past four years, waste exchange clearing-
houses have been established in ten European countries to
promote the utilization of industrial wastes.

     The first waste exchange in Europe was set up in the
Netherlands by the Association of Dutch Chemical Industries
(VNCI) early in 1972.  The Belgian Chemical Industry
Association (FICB soon followed suit.  West Germany's
Chemical Industry Association (VCI) set up its "Abfallborse"
in December 1972, and Austria soon joined it.  In Germany,
a number of exchanges have also been established by local
chambers of commerce, in cooperation with VCI.  In March
1973, the Swiss Society for the Chemical Industry, the
Association of Swiss Paint and Varnish Manufacturers, and
Switzerland's Union of Soap and Detergent Manufacturers
jointly set up a waste exchange for their members.  The
Federations of Industry in the four Scandanavian countries
(Denmark, Norway, Sweden, and Finland) jointly established
the Nordic Waste Exchange in November 1973.  In the United
Kingdom, a government-run waste exchange has been operating
since November 1974.

     In most cases, the initative for establishing a waste
exchange clearinghouse came form the national chemical
industry trade association, and all but two of the exchanges
are financed wholly by the industry.  In Scandinavia, a
Nordic intergovernmental foundation  (Nordisk Industrifond)
was formed at the recommendation of an official Nordic
working group on waste management, to cover the costs of
operating a clearinghouse for a three year period.  Matching
funds are provided by each country's Federation of Industry.
In the United Kingdom, a committee of chemical manufacturers
recommended the establishment of a waste exchange clearing-
house to the Department of Enviroment and the Department
of Trade and Industry.  The clearinghouse is now sponsored
by the latter.

     These European waste exchange clearinghouses all
began with a very low budget, with no clear idea of what
might happen, but with a belief that waste utilization
made sense. Most of the exchanges appear to be integrated
into the operations of the chemical industry associations,
which run them with a staff of one administrator supervised
by one or two part-time senior staff.  The latter are
usually engineers or chemists.  The cost is kept to a
minimum by using existing resources  (offices, staff, etc.)


                           15

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and existing communications vehicles  (trade journals,
association bulletins, etc.).  Except in Scandinavia and the
United Kingdom, the role of government agencies is apparently
nonexistent.

     The basic service provided by the clearinghouses is
simple and inexpensive.  The administering organizations
receive offers of, and requests for, waste material.  They
circulate them anonymously to potentially interested parties.
Offers and requests are often listed in the industry associ-
ation journal.  Parties interested in purchasing any material
offered write to the clearinghouse, and their inquiries are
forwarded to the firm which placed the offer.  The firm
contacts respondents for further negotiations if it wishes
to do so.  The clearinghouse services are provided to partici-
pants free of charge, except for the subscription fee which
sometimes charged for the publication in which offers and
requests are listed.

     The waste exchange clearinghouse in the United Kingdom
is unique among the exchanges in Europe in that it is
exclusively government sponsored.  The U.K. Waste Materials
Exchange is operated by the Warren Spring Laboratory at
Stevenage and is funded by the Department of Trade and
Industry.  The clearinghouse is run by three people, one
full-time secretary, one half-time secretary and one third-
time technical person.  Of the 845 items which were listed as
available in the U.K. Waste Material Exchange's first five
quarterly bulletins, a total of 2,802 inquiries were received
for 620 of them.  This activity resulted in 62 transactions.
There were also 635 offers to supply 120 of the 158 items
which were listed as wasted.  There have been no transactions
reported involving the "wanted" materials, and the U.K.
Waste Materials Exchange is reassessing the value of the
"wanted section."
                           16

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Appendix B:  U.S. Clearinghouses


     Two waste exchange clearinghouses have recently been
established in the United States.  Both clearinghouse
operations are similar to those in Europe.

     A volunteer task force, composed of government and
industry representatives, emerged from a conference sponsored
jointly by the St. Louis Regional Commerce and Growth
Association (RCGA), the East-West Gateway Coordinating Council
(the St. Louis area's Council of Governments and Areawide
Planning Agency), and the Associated Industries of Missouri
to study the potential for a waste exchange clearinghouse.
The work of this group resulted in the establishment of
the first U.S. waste exchange clearinghouse on October 30,
1975.  RCGA, acting as the Secretariat for the St. Louis
Industrial Waste Exchange, receives, codes, compiles, and
publishes offers and requests from industry.  All listings
are confidential.  Responses to listings are received and
forwarded by RCGA to the firm which made the offer.  The
firm chooses the respondents with which it wishes to
negotiate.  The St. Louis Industrial Waste Exchange and
RCGA do not participate in negotiations and do not assume
any responsibility for the accuracy of descriptions.

     The St. Louis Exchange published its first list of
waste offerings in January 1976.  The listing included 43
items which were available and 8 items which were wanted.
Even though the St. Louis Exchange primarily serves the
St. Louis metropolitan area  (including several counties
in Illinois), the first list carried offers and requests
from the East Coast, the Upper Midwest, and the South.
No wastes are known to have been transferred as a result
of the St. Louis Exchange's efforts, however, this is not
unexpected since negotiations often take several months.

     The second clearinghouse to be established in the
United States, the Iowa Industrial Waste Information
Exchange, evolved from the cooperative efforts of Iowa
State University's Center for Industrial Research and
Service  (CIRAS), the Iowa Department of Environmental
Quality, the Iowa Development Commission, the Iowa
Manufacturer's Association, and private firms.  CIRAS
is an extension service of lowas State University
which offers consulting services to Iowa industries.
The Iowa Exchange was established at CIRAS to provide
a formalized and orderly approach to handling a greater
                           17

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volume and variety of requests for help with waste disposal
problems from Iowa industry.

     Like other waste clearinghouses, the Iowa Exchange
receives, codes, compiles, and publishes lists of available
and wasted waste materials.  Sources of listings are
confidential until the firm which placed the listing
responds to an inquiry.  Listings are carried for one
year, free of charge to Iowa industry.  Inquiries are
forwarded to the firm which makes the offer or request.
The Iowa Exchange does not participate in negotiations
nor does it warrant character or contents of any items
listed.  The Iowa Exchange does not make recommendations
with respect to legal requirements for storage, handling,
transportation, or disposal of potentially hazardous
substances.  Firms offering materials are not required
to disclose what means they now use, or have used in
the past, to dispose of waste materials.

     Appendix C includes the listing questionnaires,
instructions, and examples of lists from the St. Louis
Industrial Waste Exchange and the Iowa Industrial Waste
Information Exchange.
                           18

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         Appendix  C:   Examples  from U.S.  Clearinghouses

 Saint Louis Regional Commerce & Growth Association
 Ten Broadway/Saint Louis. Missouri  63102/314 231-5555
                   ST.  LOUIS INDUSTRIAL WASTE EXCHANGE

         "ST. LOUIS REGIONAL COMMERCE  & GROWTH ASSOCIATION

                              .10 Broadway

                       St.  Louis, Missouri  63102

OPERATIONS AND PROCEDURES:

The Exchange will publish listings and make every effort to circulate them
as widely as possible.   Items listed will be published every quarter and
will be carried for three consecutive  quarters.  The types of materials
offered or sought should be those for  which well-established markets do
not exist.

The Exchange will make every effort to protect the identity of participating
firms from competitors and government  regulatory agencies.  Each item listing
which the Exchange receives will be assigned a confidential code number.
Only the person managing the day-by-day activities of the Exchange will  have
access to the coding index relating listing numbers to the firms' names.
Federal and State agencies dealing with hazardous waste have agreed to this
procedure in the interest of increasing resource recovery and reducing the
volume of industrial waste requiring disposal.

Responses to listings will  be received by the  Regional Commerce ?t Growth
Association and will be promptly forwarded  to  the firm v/hich made the
listing.  The firm chooses the responders,  if  any, with which it wishes to
negotiate.  The Exchange will not participats  in negotiations.  The firm's
only obligation to the Exchange is to  notify the Secretariat when1a successful
negotiation is completed.

LISTINGS:

The Exchange will publish two types of listings  for which there will be a
nominal fee of $5.00 per itam listed.   The  fee 'is to  be paid by  the listing
party and is intended to cover the Exchange's  -rp.il': ing and stationery costs.

The Type "A" listing is for iterris which  arc available and the Type"W" listing
is for items which h\-z .^s^lr&d.  Each listing  should  include a description of
the item, composition, quantity3 packaging, and  geographic origin.

Fees for the items 'Ivvi-sdl should be paid  in advance.

The Exchange will not be responsible for  the contents of  any item listed.


                                    19

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pige 2


ADDITIONAL BACKGROUND:

The waste exchange concept, while non-existent in the U.S.,  is  currently a
successful operation in the Netherlands, Germany, Italy, Switzerland,  Belgium,
Britain, and the Scandinavian Countries.  These waste "bourses" are institutions
where companies can offer potentially salable waste products and where buyers
can bid for them.  Such inter-industry trading of waste materials is rare in
the United States, and the St. Louis region is no exception. Moreover, adequate
hazardous waste disposal facilities are lacking in the Missouri-Illinois area.


SAMPLE LISTINGS:


A 0001-75   Chrome (III) oxide, water content approx. 30%.  Dry weight

            composition:  Cr^O-, over 992, carbon, trace; kieselguhr, trace.

            Quantity:  Approx. 7 tons/mo.

            Location:  St. Louis


W 0001-75   Aluminum  chloride, as hexahyclrate or as solution with at least

            10% Al, without heavy metals.

            Quantity:  up to  30,000 tons/yr

            Location:  St. Louis area,  if possible
                                  20

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                            LISTINS FORM

                  ST. LOUIS INDUSTRIAL WASTE EXCHANGE

            ST. LOUIS REGIONAL COMMERCE & GROWTH ASSOCIATION

                               10 Broadway
                       St. Louis, Missouri 63102
                              (314) 231-5555
Company Name:
Mailing Address:
Company Contact:

Telephone Number:
                           Company identities will be kept confidential


Code Number	(to be provided by RCGA)


The following item should be listed in the next bulletin (separate sheet for each
                                                                            item):
                            Item Available
Quantity and                                          Description
Frequency*
                              Item Desired
 Quantity  and                                          Description
 Frequency*
 *P1ease  provide the quantity per period of time,  i.e.,  gals/wk,  Ibs/month.  A
 regular  production of 1,000/gals/month should  not be  listed  as 123COO  gals/year.

 Please enclose the $5.00 fee for each item.   Checks payable  to St.  Louis
 Industrial  Waste Exchange.
                                         21

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                           LISTING   1-76
St.  Louis  Industrial  Waste Exchan
                          operated  by
                  a
                Saint Louis Regional
                Commerce & Growth
                Association
Ten Broodway/Saint Louis, Missouri 63102/314 231-5555
        There are two types of items that are listed herein, Items Available and
        Items Wanted.  If there is an interest in any item, send a letter to:

                             Roland C. Marquart
                             St. Louis Regional Commerce
                             & Growth Association
                             10 Broadway
                             St. Louis, Missouri  63102

        Please note the Code Identification in your response.  Inquiries will be
        promptly forwarded to the firm which made the listing. Any future
        actions, including terms and conditions of a sales agreement, are left
        between the inquiring parties.  The Exchange will not participate in the
        negotiations.

        INFORMATION GIVEN HAS BEEN SUPPLIED BY THE OFFEROR; NEITHER THE REGIONAL
        COMMERCE & GROWTH ASSOCIATION, THE INDUSTRIAL WASTE EXCHANGE, NOR ANY
        MEMBER THEREOF MAKES ANY WARRANTY, EXPRESS OR IMPLIED, AS TO THE ACCU-
        RACY OF DESCRIPTION, FITNESS FOR A PARTICULAR PURPOSE OR MERCHANTABILITY
        OF ANY ITEM LISTED HEREIN.

        Listings are scheduled to be published quarterly, in January, April,
        July, and October.  For additional information, send a letter as in-
        dicated above, or call 314-231-5555, extension 41.

                                     22

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                                              ITEMS AVAILABLE
Code Identification:  Al-1
 Item:  Coated Abrasive  Scrap-Mixed  Pieces/Sizes, both  Cloth  and  Paper  Backings; Grit  Range  16-400  Unsorted.
 Availability;  Ten Tons per Month,  350  Pound  Bales.
 Location"  Mid-South.


 Code Identification:  Al-2

 Item:  Spent Nitric Acid Strip with Approximately  l>i Pounds  Copper Metal per Gallon Plus  %  Pound Nickel
       Metal per Gallon.
 Availability:  3,000 Gallons at this Time.
 Location"Local.


 Code Identification:  Al-3

 Item;  Centrifuge Cake-lOt Plus Moisture; Solids-Approximately 841 Sand, 141 Glass, 2\  Iron.  Average
       Particle Size 20 Microns.
 Availability:  200 Tons per Week.
 Location:  Local.


 Code Identification:  Al-4

 Item:  Thermoplastic Resins, Reground;  Various Types and Colors.  Contaminated froa It  to SOt; Average1
       Contamination 51 with Other  Resins.  Average Particle Size 3/16  Inch Diameter.
 Availability;  50,000 Pounds per Month.
 Location":  Midwest.


 Code Identification;  Al-5

 Item;  Nitric, HF Acid Solution with Urea.  451 Nitric Acid, 15* Hydroflouric Acid, S Ounces Urea  •
       per Gallon.  Also Contains Dissolved Titanium/Vanadium Metal.
 Availability:  2,000 Gallons per Week.
 Location':  Local.


 Code Identification;  Al-6

 Item;  Ferric Chloride Solution.  30* to 451  Ferric Chloride, with Dissolved Iron, Nickel,  Chromium,
       and Aluminum Metal.
 Availability:  1,000 Galleys per Month.
 Location!Local.


 Code Identification;  Al-7  ^ -

 Item:  Chromic HF Solution  .SI to  20*  Chromic Acid, S* to 15t Hydrofluoric Acid, with  Dissolved
       Titanium Metal.
 Availability;  3,000 Gallons per Month.
           fi
Location:  Local .


Code Identification;  Al-8

Item:'  Shotdust-Finely Divided Particles Smaller than a No. 80 U.S. Standard Sieve. Composition-Ferrus
       Oxide 41.81, Ferric Oxide 31.88, Iron Ferrum 26.44, Iron Content 80.88*.
Availability; , 10 Tons per Month.
Location":  Local .


Code Identification;  Al-9

Item: Sawdust (From Shaping Particle Board).
Availability:  100 55-^Gallon Drums per Month.
Location":  Local.


Code Identification:  Al-10

Item:  Scrap Nail Polish, 701 Solvent Mixture (N/Butyl Acetate, Toluene, Ethyl Acetate);  231  Nitro-
       cellulose, Thixotropic Agent, and Pearl Essence Pigment; 7* Color Pignents.
Availability:  Approximately 3,500 Gallons at this Time.
Location:  Midwest.


Code Identification:  Al-11

Item:  "D.C.I.P.E." CDichlorodiisoproplyether) By-Product Of Propylene Oxide.  Production-S Major

~~
Availability:  10-15,000 Gallons per Month.
Location:  tast Coast.                               23

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 ;iRAS Fact Sheet
                  Iowa  Industrial   Waste
                 Information  Exchange
Conducted by: Center  for Industrial  Research  and
             Service (CIRAS)
             Iowa State University—201 Building E
             Ames,. Iowa 50011

                  Background
  Legislation, both state and federal, in recent years has
brought into- focus increasing problems for industrial
firms in handling by-products and waste materials. En-
vironmental  considerations and regulations preclude
many of the historical methods of disposal such as open
burning or use of landfills for certain materials.
  CIRAS, in its 12 years, has handled many projects re-
lating to possible uses for wastes and has worked with
individual firms to search out economical methods for
use or  disposal of them. These requests have been
handled on  a one-to-one  basis and  in many  cases
satisfactory solutions  have been achieved. No special
publicity has been given to this effort. However, the pro-
blems are increasing and the Iowa Industrial Waste In-
formation Exchange has been established at CIRAS to
provide a formalized and orderly approach ttrhandlitigr
greater volume and  variety of requests for help from
Iowa firms.
  The waste exchange concept is  currently showing suc-
cess  in several European  countries, and the first ex-
change of this type in the United States is operating in
the St. Louis, Missouri area. The chemical industry, in
particular,  has  accomplished  much  in developing
markets between  individual firms in  which  the  by-
product from one plant has been utilized or reprocessed
by other firms.
  Salable wastes are already being handled satisfactori-
ly in many cases, and nothing in this Exchange effort is
intended to interfere in any way  with these existing ar-
rangements and agreements. The focus  of this effort is
on materials for which no  satisfactory means of use or
disposal have been found.
  It  is  inevitable that questions about some waste
materials will come  to CIRAS,  as they have in  past
years, for which no satisfactory answers  are now availa-
ble. Should these develop in a significant way, research
activity beyond  the scope of CIRAS  staff time and
capabilities may be needed, and could be conducted only
if they  were to be  undertaken by the interested firm or
groups  of firms.                         ;;

           Operations and Procedures
  The  Exchange  functions as a clearinghouse for in-
formation about types and quantities of industrial waste
materials.  It  gathers  and disseminates  information
about available materials and about materials war.u
by Iowa manufacturers. The  Exchange also  has
veloped a list of firms who are in the scrap and salv
business which is available upon request
  "Listings"  of  materials  available  or  wanted
solicited by the Exchange.  The Exchange pnm
special listing questionnaire form to interested fir
which they can make their wishes known. (See •
side.) These "listings" of materials available or
by Iowa  firms are handled  on a confident.;;..
number basis so there is no public disclosure of this
involved.
  Names of firms interested in-certain "listings" wii,
forwarded promptly to the firm which placed the Us"
It is the responsibility of the firm having the mate-.
to choose the  inquirer, if any, with which it wishes
negotiate. The firm's only obligation will be to notify
Exchange when the problem is resolved.
  The Exchange will not participate in negotiations m.
will it knowingly list materials for the specific purpoh
of trying to develop a higher price for the owner of it
  The ExrftarrgB" will nrrt 'be-'heftr responsible for de~
termination of the character or contents of any  itero
listed nor for determination of what may constitute
hazardous  substance or  create a hazardous conditi' "
The Exchange does not make recommendations  w .:
respect to legal requirements for storage, handlin.,-.
transportation, or disposal of what may be  defined >
hazardous substances.
  Firms offering listings of  available materials are no-
required to disclose what means they now use, or have
used in the past, to dispose of waste-materials unless
they wish to do so.

                   '.Listings
  The Exchange solicits and will publicize in the widest
means available two types of listings:
  1. "A"—For available materials.
  2. "W"— For materials wanted by manufacturers.
  Each  listing  will  include  a description  (and/or
analysis) of the material, its composition, quantity per
week  or month,  packaging  or  available  form, and
general area of the state where the material exists or is
wanted.
  Listings are coded by consecutive number and date of
first listing, such as A-001-1/76 or W-001-1/76. Listings
will be carried for up to one year or until a successful
solution has been achieved..
  A listing form is on the reverse side. Only one item is
to be listed on each form.  Make additional copies for
each available or wanted item.          .       ;
                                                 24

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                                       LISTING  FORM


            Iowa Industrial Waste Information Exchange	
            c/o CIRAS, 201  Building E                                                   (Code Number)
            Iowa State University                                                  	__
            Ames, Iowa 50011   515/294-3420                                                 (Date)

Check One:  This is a listing for 	Material available

                             	Material wanted

Please list the following through Iowa Industrial Waste Information Exchange: (Type or print information)

Material: (Describe as fully as possible as to content and/or analysis)

Quantity:  (Amount per period of time, i.e. gal./week or Ib./month, etc.)

Packaging:  (Barrels, loose, bales, etc.)

Where available or wanted:

The following 3 points are optional. Your answers will help the Exchange provide better service.

1.  Is this material now being disposed of or obtained satisfactorily?	Yes 	No.
   If Yes, please list here any  firms which are providing disposal or supply services.


2.  Please state your primary reason for asking the Exchange to make  this listing for your firm.


3.  Comments: (Use additional pages, if needed.)
                                   PLEASE READ BEFORE SIGNING

In submitting this listing it is understood that the Exchange and CIRAS will not disclose our firm's identity. We
also recognize that determining the nature and content of the subject material and the description or representa-
tion of it is our company's sole responsibility. CIRAS and the Exchange will not be involved  in negotiations
between our firm and potential customers or suppliers and will not make any determinations  as to prices of
materials or what may constitute hazardous substances or conditions.
Your Name		Title.


Signature	__	——	
Company Name		—	Telephone.


Address _____	
                        (Street)                  (City)                  (State)                  (Zip)
For Office Use: Accepted for the Exchange by: —		 Date
                                                25

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           StatC UniVerSitlj of Science and Technology



                                              ^^
                                                       Aiiirs, Iowa .WOK)


                                                             University Extension

                                                               Address reply to:
                                                             Center for Industrial Research and Scrvio
                                                             201 Building E
April 20, 1976                                               Telephone 515-294-3420

            IOWA INDUSTRIAL WASTE  INFORMATION EXCHANGE -  LIST #1

                    Available and  Wanted  Waste Materials

     Listed below are the materials  which have been submitted to the Exchange
through April  15, 1976, by Iowa firms.   When inquiring about any of these ma-
terials please  refer to the code  numbers.  Inquirers will not be given names
of owners of these materials but  owners  will be made aware of,  and  will be
urged to contact the firms who do inquire.   Address all  inquiries to Iowa
Industrial  Waste Information Exchange, c/o CIRAS, Bldg.  E., Iowa State Univer-
sity, Ames, IA  50011.

                            Available Materials
Type
Code
Oils;
A-20.
A-33.
A- 33.
A- 34.
&

0
0
1
0
Description

Used Motor Oil
Cutting Oils (Mobil met
308 & 26)
Water Soluble Cutting Oils
Transformer Oil (contam-


Amount

250 Gal /Mo
1200 Gal /Mo
500 Gal /Mo
Form

Drums
Drums
Drums
Location

E.C.
S.W.
S.W.

la
la
la
Wood Products:

A-10.0

A-15.0

A-15.1
A-15.2
A-17.0

A-29.2
A-30.0
A-31.0

Paper Products:

A-25.1
A-29.0
A-29.1
                    inated)
                 Ponderosa K.D. Sawdust  &
                    Scrap
                 Wood Shavings & Sawdust
                    Mixture
                 Sawdust (Powdery)
                 Wood Hog Residue
                 Southern Yellow Pine
                    Sawdust & Blocks
                 Wood Pallets
                 Wood Pallets
                 Wood Blocks, Chips, Sawdust
                 Cardboard
                 Cardboard
                 Paper
                                                 Up to 7000 Gal
                    Drums
            N.W.  la.
9 Cu Yd/Da
3 Cu Yd/Da
9 Cu Yd/Da

1 to 2 T/Wk
100/Mo
200/Wk
1000 #/Wk
6 Cu Yd/Wk
5000 #/Mo
8000 #/Mo
Rail Cars   E.  la.

Loose       S.E.  la.
Loose       S.E.  la.
Loose       S.E.  la.
Loose
Bulk
Bales
Bales
N.E. la,
N. la.
N.E. la.
N.E. la.
S.E.
N.
N
 OU.S. GOVERNMENT PRINTING OFFICE: 1976 210-810/180
                                           26

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