United States
           Environmental Protection
           Agency
              Office of
              Emergency and
              Remedial Response
EPA/ROD/R02-88/054
February 1988
$EPA
Superfund
Record of Decision
           York Oil Company, NY

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  50275 • 101
  REPORT  DOCUMENTATION  '• «EPO*T NO.
                       2.
          PAGE
EPA/ROD/R02-88/054
                                                                        I 3. Recipients Accession No.
  4. Title and Subtitle
   SUPERFUND RECORD OF DECISION
   York Oil, NY
    irst Remedial  Action
                                       5. Re
  '. Author(s)
                                                                        1 8. Performing Organization Rept. No.
  9. Performing Organization Name and Address
                                                                         10. Preject/Task/Work Unit No.
  12. Sponsoring Organization Name and Address
   U.S. Environmental Protection Agency
   401 M Street,  S.W.
   Washington,  D.C.  20460
                                       11. Contracted or Grant(G) No.
                                       (o

                                       

                                       13. Type of Report & Period Covered

                                           800/000
                                                                         14.
  IS. Supplementary Notes
  16. Abstract (Limit: 200 words)                                         '          :   ~  "                	
      The York  Oil Company  site, encompassing 17 acres,  is located in the Hamlet of Moira,
   Franklin County, New York.   Wetlands  and woodlands are the principal land  use in the•
   vicinity of  the site.  Residences  exist along the  main roads  interspersed  with
   active/inactive agricultural and pasture land.   The now dissolved  York Oil Company
   operated a waste oil recycling facility from 1964  to 1977,  Crankcase industrial oils,
   with some containing PCBs,  were collected from  sources throughout  New England and New
   York, then stored and/or processed at the site  in  eight above-ground storage tanks, a
   series of three earthen-damned settling lagoons, and at least one  below-ground storage.
   tank.  The recycled PCB-contaminated  oil was either sold as No. 2  fue^ oil or used in  =•
   dust control for the unpaved roads in the vicinity of the site.  During heavy rains and
   spring thaws,  the oil-water emulsion  from the lagoons would often  overflow onto the
   surrounding  lands.  In lieu of paying damages to adjacent farm-owners, in  1964 the oil
   company purchased land in the area of the spills.   The York Oil site contamination was
   first discovered in 1979 by a New  York state Department of Transportation  road crew, who
   then notified the New York  State Department of  Environmental  Conservation  (NYSDEC).
   (See Attached Sheet)
 17. Document Analysis  a. Descriptors
   Record of  Decision
   York Oil,  NY
   First Remedial Action
   Contaminated  Media:  gw,  sediments,  soil, sw
                                PCBs,  phenols, VOCs
   c. COSATI Field/Group
   Availability Statement
                                                         19. Security Class (This Report)
                                                                None
                                                         20. Security Class (This Page)
                                                                None
                                                 21. No. of Pages
                                                        210
                                                 22. Price
(See ANSI-Z39.18)
                                         See Instructions on Reverse
                                                                                  OPTIONAL FORM 272 (4-77)
                                                                                  (Formerly NTIS-35)
                                                                                  Department of Commerce

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                 DO  NOT  PRINT  THESE INSTRUCTIONS  AS  A  PAGE  IN  A  REPORT


                                                     INSTRUCTIONS
Optional Form 272, Report Documentation Page is based on Guidelines for Format and Production of Scientific and Technical Reports.
AHSI Z39.18-1974 available from American National Standards Institute,  1430 Broadway, New York, New York 10018. Each separate!,
bcund report—for example, each  volume in  a multivolume set—shall have its unique Report Documentation Page.
 1. Report Number.  Each individually bound report shall carry a  unique alphanumeric designation assigned by the performing orga-
    nization or provided by the sponsoring organization in accordance with American National Standard ANSI Z39.23-1974, Technical
    Report Number (STRN). For registration of report code, contact NTIS Report Number Clearinghouse, Springfield, VA 22161.  Use
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    date of issue, date of approval, date of preparation, date published).

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    the performing organization.

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 9. Performing Organization Name and Mailing Address. Give name, street, city, state, and ZIP code. List no more than two levels of
    an organizational  hierarchy. Display the name of the organization exactly as it should appear in Government indexes such as
    Government Reports Announcements & Index (GRA & I).

iO. Project/Task/Work Unit Number. Use the project, task  and work unit numbers under which the report was prepared.

H. Contract/Grant  Number. Insert contract or grant number under which report was prepared.

12. Sponsoring Agency Name and Mailing Address. Include ZIP code. Cite main sponsors.

13. Type of Report and Period Covered.  State interim,  final, etc., and, if applicable, inclusive dates.

14. Performing Organization Code. Leave blank.

15. Supplementary Notes. Enter information not included elsewhere but useful, such as: Prepared in cooperation with . . . Translation
    of... Presented at conference of ... To be published in  ... When a report is. revised, include a  statement whether the new
    report supersedes  or supplements the older report.

16. Abstract.  Include a brief (200 words or less) factual summary of the most significant information contained in the report. If the
    report contains a significant bibliography  or literature survey, mention it here.

17.  Document Analysis, (a).  Descriptors. Select from the Thesaurus of Engineering and Scientific Terms the proper authorized terms
    that identify the major concept of the research and are sufficiently specific and precise to be used as index entries for cataloging.
    (b). Identifiers and Open-Ended  Terms.  Use identifiers for  project names, code names, equipment designators, etc. Use open-
    ended terms written in descriptor form for those subjects for which no descriptor exists.
     (c). COSATI Field/Group. Field and Group assignments are to be taken from the 1964 COSATI Subject Category List. Since the
    majority of documents  are multidisciplinary in nature, the  primary Field/Group assignment(s) will  be the  specific discipline,
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i'J. Distribution Statement. Denote public releasability, for  example  "Release unlimited", or  limitation  for reasons other than
    security. Cite any availability to the public, with address, order number and price, if known.

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 21. Number of pages. Insert the total number of pages, including introductory pages, but excluding distribution list, if any.

21.  Price.  Enter price  in paper copy (PC) 'and/or microfiche (MF) if known.

       :  '.Ji3 0  - 33i-5J!6  (3393)                                                           OPTIONAL FORM 272 BACK (4-77)
!l^^

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EPA/ROD/R02-88/054
York Oil, NY
First Remedial Action

16.  ABSTRACT (continued)


Several removal actions have been undertaken at the site to contain the
PCB-contamination problem.  Currently, soils, sediments, ground water, and surface water
are contaminated with PCBs, VOCs, metals, and phenols.

   The selected remedial action for this site includes:  excavation of 22,000 yd-* of
contaminated soil and 8,000 yd^ of contaminated sediments with onsite solidification
followed by onsite disposal of treatment residuals; installation of deep ground water
drawdown wells and shallow dewatering wells to collect the sinking contaminant plume and
the oil during excavation, with onsite treatment and subsequent discharge in accordance
with New York State NPDES requirements; offsite thermal treatment of approximately
25,000 gallons of contaminated tank oils in addition to other soils collected at the
site; cleaning and demolition of the empty storage tanks; and grading.  Treatability
studies will determine the effectiveness of the solidification process and optimal
treatment system for groundwater.  The estimated capital cost for this remedial action
is $6,500,000, with present worth O&M of $500,000.

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            DECLARATION FOR THE RECORD OF  DECISION


SITS NAME AND LOCATION

York Oil Comoany site, Hamlet of Moira, Franklin County, New York

STATEMENT OF PURPOSE AND BASIS

This decision document represents the selected remedial action
for the York Oil Company site, developed in accordance with
the Comprehensive Environmental Response,  Compensation, and
Liability Act of 1980  (CERCLA) 42 U.S.C. S 9601, et_. sea. , as
amended by the Superfund Amendments and Reauthorization Act
of 1986, and to the extent practicable, the National Oil and
Hazardous Substances Pollution Contingency Plan  (NCP)  40 C.F.R.
Part 300, November 20, '1985.

This decision is based upon the Administrative Record  for the
York Oil Company site.  The attached index identifies  the items
which comprise the Administrative Record upon which the selection
of a remedial action is based.  Among the  documents relied upon
are:                                           .

    • Remedial Action Master Plan, CDM, November  1982.

    0 Remedial Investigation/Feasibility Study,  Erdman, Anthony,
       Associates, August  1985.

    • Addendum Feasibility Study, Erdman,  Anthony, Associates,
       November 1987.

    * Attached Summary of Remedial Alternative Selection for the
       York Oil Company Site.

    0 Attached Responsiveness Summary, January 1988.

A copy of the Administrative Record is located at the  following
locations:

    0 Moira Town Hall
      North lawrence Road
                 York  12957
    • New York State  Department of   • • •
       Environmental  Conservation
      Route 86
      Ray Brook, New..  York   12977

    0 U.S. Environmental Protection  Agency
      Emergency and Remedial Response  Division
      26 Federal Plaza
      New York, New York   10278

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                             -2-

DESCRIPTION OF SELECTED REMEDY

The remedial alternative presented in this document is the first
operable unit of a permanent remedy for the York Oil site.  The
remedy includes:

0 Excavation of approximately 30,000 cubic yards of contami-
  nated soils followed by on-site solidification of this
  material.  This volume includes excavation of approximately
  8,000 cubic yards of contaminated sediments from the adjacent
  strip of land west of the site;

* Installation of deep groundwater drawdown wells along the
  southern and western perimeter of the site to collect the
  sinking contaminant plume, and installation of shallow dewatering
  wells to collect contaminated groundwater and oil during
  excavation;
                                                               *
* On-site treatment of the collected contaminated groundwater
  and oils with subsequent discharge of the treated groundwater
  in accordance with New York State Pollutant Discharge and
  Elimination System requirements;
                                                                  »
0 Off-site thermal treatment of approximately 25,000 gallons of   r
  contaminated tank oils in addition to other oils collected at
  the site in accordance with the Resource, Conservation and
  Recovery Act 40 CFR S 264 Subpart 0 and the Toxic Substances
  Control Act 40 CFR S 761.70 requirements;
   *                         T
• Cleaning and demolition of the empty storage tanks;

* On-site disposal of the solidified soil and surface grading; and

0 Since the solidified soil will remain on-site, the remedy will
  be reviewed every five years to assure that human health and the
  environment are being protected.
      *
0 Treatability studies during the remedial design to determine
  the effectiveness of the solidification process and to determine
  the optimal treatment system for the contaminated groundwater.
  Should the treatability study determine that solidification
  would not grovide the desired degree of treatment, then a
  treatability study would be performed to determine the effec-
  tiveness of thermally treating the soils at the site.

This Record of Decision (ROD) addresses only source control
measures for the York Oil site.  An additional operable unit
remedial investigation/feasibility study for the contamination
pathways is in progress to further define the extent of the
contamination migration from the site.  If additional remedial
actions are determined to be necessary, a ROD will be prepared
for approval of future remedial action.

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                             -3-
DECLARATIONS

Consistent with CERCLA as amended, and the NCP, I have determined
that the selected remedy is protective of human health and the
environment, attains federal and state requirements that are
applicable or relevant and appropriate, and is cost-effective.
This remedy satisfies the preference for treatment that reduces
toxicity, mobility or volume as a principal element.  Finally,
it is determined that this remedy utilizes permanent solutions
and alternative, treatment technologies to the maximum extent
practicable.

The action will require future operation and maintenance (O&M)
activities to ensure the continued effectiveness of the remedy.
These activities will b'e considered part of "the aporoved action
and eligible for Superfund monies for a period of up to one year.
The O&M associated with the first three years of related deep
well pumping and associated groundwater treatment is, however,
part of the proposed remedial action.  Therefore, the O&M costs
during these three years will be cost-shared with the State.
After the three years, any additional O&M pumping costs will      »
be funded utilizing state funds.                                  '

The State of New York has been consulted with and agrees with the
approved remedy (see attached).

I have also determined that the action being taken is appropriate
when balanced against the availability of Superfund monies for
use at other sites.
                                	
   Datie '                   ~  ^Christopher J./Daggett
                               Regional Administrator

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             ROD DECISION SUMMARY

            YORK OIL COMPANY SITE

                   NEW YORK
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                   Region 2
                   New York

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                      TABLE OF CONTENTS
                                                      Page
Site Location and Description  	   1
Site History	   8
Current Site Status 	   9
Risk Assessment	15
  Risks Under Present Conditions	16
  Response Requirements	17
Enforcement	17
Community Relations	  .  18
Alternatives Evaluation 	  19
  Development of Alternatives/Initial Screening  ...  21
  Description of Alternatives  	  25
  Detailed Evaluation and Comparison of Alternatives.  32
Selected Remedy 	  41
Statutory Determinations  		  47
Operation and Maintenance	48
Schedule	,...-.  ..:.  .-49
Future Actions	  .  .  .  50
  ATTACHMENTS

A - Administrative Record Index
B - NYSDEC Letter of Concurrence
C - Responsiveness Summary

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                           FIGURES
Figure                                                  Page

1 - Site Location Map	  2
2 - Addendum FS Study Area	   3
3 - General Site Conditions  	   5
4 - Site Drainage Areas	   6
5 - Descriotion of Selected Remedy 	  42
6 - Cross Section of Selected Remedy 	  43

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                            TABLES
Table                                                     Page

1 - Groundwater Monitoring Well Compounds
      Exceeding ARARs and/or Other Criteria/Guidance   . .  12
2 - Surface Water Compounds Exceeding ARARs and/or
      Other Criteria/Guidance 	  13
3 - Summary of Soil/Sediment Data	14
4 - Inappropriate Remedial Technologies 	  22
5 - Appropriate Remedial Technologies 	  23
6 - Remedial Alternatives Summary 	  26
7 - Long-Temt Monitorirxj Program	28
8 - Cost Estimate for Selected Remedy - Alternative 5C. .. .45-46

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                     ROD  DECISION SUMMARY
                    YORK  OIL COMPANY SITE
                           NEW YORK

This summary addresses the site prooer ooerable unit, which
involves addressing the source of contamination to prevent
further contaminant migration from the site, and to eliminate
the direct contact threat posed by the site  (1).  A subsequent
operable unit remedial investigation/feasibility study  (RI/FS)
is in progress to further define the extent of the contaminant
migration from the site.


SITE LOCATION AND DESCRIPTION

The York Oil site was placed on the National Priorities List
of known or threatened-releases in July  1982.  The 17-acre
site proper, is located in a rural area  in northeastern New
York State, approximately one mile northwest of the Hamlet of
Moira in Franklin County, New York (see  Figure 1).  It was
formerly used as a waste oil recycling facility, and eventually
the site became a tank and lagoon storage facility for  PCB-laden
waste oil.  The site is bounded on the north and east by private ,
homes, and on the west and south by wetlands and woodlands.      •

Wetlands and woodlands are the principal land use in the vicinity
of the York Oil site.  Residences exist  along the main roads
interspersed with active/inactive agricultural and pasture
land.  Although the area  is rural, there are an estimated  1,700
inhabitants within a three mile radius of the site.  There are
thirteen residences, housing aoproximately forty persons,
located within one half-mile of the site, with the nearest being
approximately 300 feet from the eastern  boundary of the site.
Private wells serve as the sole drinking water supply for area
residents.

The Town of Moira'3 Highway Department garage and sand/salt/
gravel stockpile is located on North Lawrence Road adjacent
to the site to the northwest, and emoloys approximately ten
persons.  Adjacent to the site to the southeast exists an
abandoned milk plant.  An abandoned railroad embankment, running
east/west, is the southern boundary of the site.  This track
provides access to the woodlands and wetlands around the site
for hunters', hikers, and  recreational vehicles.
 (1)The site proper is defined as all York Oil Company lands,
     including the fenced portion of the site, and the  1000 ft.
     by 200 ft. strip of land located to the west of the fenced
     area  (see Figure 2).

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-2-
           York Oil Rtmtdlal
           Investigations Report
           LOCUS PLAN
  rioune NO. i

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                                              FENCED  LIMITS
                                              OF THE
                                              YORK OIL SITE
      AOJACEN
      WESTERN
      DRAINAGE
      AREA
LEGEND
                                         . «>*f •
 	APPROX. LIMITS  OF FORMER  YORK
     OIL CO.,INC. (TAKEN FROM A MAP
     PREPARED BY FOURTH COAST
     POLLUTION CONTROL, INC. - I983)"
     APPROX. LIMITS OF
     PROJECT STUDY AREA
                 0   200  4QQ  6CX)

                    SCALE r»4CO'
  YORK OIL SITE
 MOIRA, NEW YORK

 ADDENDUM FS

SITE BOUNDARIES
AND STUDY AREA
                                     OCT. 1987

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                             -4-


The York Oil site is located within the Lawrence Brook watershed,
which drains portions of northwestern Franklin County and north-
eastern St. Lawrence County.  Two major tributaries, Alburg Brook
and Joy 3rook flow north merging to form Lawrence Brook.  Lawrence
Brook flows north, turning northwest near the site and .the closest
point is about  1250 feet from the site.  Approximately six miles
downstream of the site, Lawrence Brook flows into Deer River.
Deer River flows into the St. Regis River and ultimately into the
St. Lawrence River.

The site is situated on the side of a glaciated hill that slopes
from the northwest to the southwest.  Lawrence Brook meanders around
the glaciated hill to the east.  The ground surface away from the
site decreases gradually to a drainage trench along the abandoned
railroad grade  (see Figure 3).  This trench connects to a poorly
defined drainage pathway flowing northwesterly through a series
of wetlands and ultimately to Lawrence Brook.  South of the
railroad grade is a wetland area where_ su_rface waters_flow to the
south into Lawrence Brook, and to the north towards a culvert
under the~railroad grade, which finally drains into the western
wetlands.                                                        *

The site drainage is influenced by a man-made interceptor trench
located west of the consolidated lagoon areas, that has been con-
structed on the site during remedial work in 1980 and  1981.  The
interceptor trench channels runoff from part of Area A toward
the southern portion of the site and into a drainage ditch
which runs parallel and adjacent to the north side of the
railroad embankment (see Figure 4).  This drainage ditch
also picks up the remainder of Area A runoff not flowing
into the interceptor trench.  It then carries flow toward
the wetlands to the west and northwest of the project site.
This runoff flows to a larger wetland area six miles north
of the site.  The direction of flow beyond the wetlands
include Lawrence Brook, the Deer River and terminating with the
St. Lawrence River.

The runoff from Area B is toward the south-southeast.  Near the
southern coen«r of the site, a divided flow condition exists at
the drainaq^trench with a slight easterly flow under high flow
conditions. ""Ea»f6f the'abandoned milk plant, there exists a
ditch approximately 250 feet long that provides some retention
capacity for this flow.  When this capacity is exceeded, the
water then flows through an  18-inch diameter culvert beneath the
abandoned railroad tracks near the intersection of Mill Road
and North Lawrence Road.

Runoff from Area C which includes the Moira Town garage property,
flows onto the  York Oil site.  Approximately half of this runoff
enters Area A and is channeled into the drainage ditch which

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                       ^
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                                        ?3!i£?^=£^t*-l!*///> Xx^> lAfcoow*  \

                                   ^^flgg^^-^- -.pii.
...-.-.^..—.^ss-v

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                                 y ^
                                 e^v
                         14 7  V\\ ^K   1^^ ^C^
                         ^«J»?\ ^
ABANDONDEO R.R.
 LEGEND
   Q«n«f«Ui«d 8urUc« Flow
    i* Culvert
York Oil Remedial
Investigations Report

SITE DRAINAGE
   AREAS
                            FIGURE 4
                                         fit!
   > i

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                           -7-


flows toward the western wetlands.  The oortion entering
Area B flows toward the 18-inch diameter culvert oreviously
described.

The Lawrence Brook  100 year storm "flood zone is not within the site
prooer boundaries.  Areas adjacent to the site exoerience oeriodic
flooding as a result of high intensity storms and raoid snow melt,
but are not affected by the Lawrence Brook 100 year floodway.

RI activities indicate that subsurface conditions at the
site generally consist of glacial overburden deoosits that
overlie sedimentary bedrock.  While the thickness of the over-
burden varies, it is about forty feet thick within the fenced
boundaries of the site.
                       0
The overburden and bedrock occur in layers of more permeable and
less oermeable materials that are capable of oroducing and/or
transmitting ground water, or are barriers to groundwater flow,
resoectively.   Five soil deoosits have been identified with
resoect to groundwater flow.

A significant geohydrologic factor which exists throughout the    ,
site overburden is the oresence of a glacial till layer ranging •
in thickness from five to twenty feet.  This confining till
layer overlying bedrock has an average" hydraulic conductivity
of approximately  3xlO~4 ft/day and is a barrier to groundwater
flow.  This hydraulic characteristic is very important for the
York Oil Company site since it orotects residential wells
that are screened in the bedrock, from contamination emanating
from the site.  Another factor which affects groundwater flow
is the cobble and boulder layer which may potentially be the
prominent water bearing zone.

The bedrock, narticularly along discontinuities and fracture
zones, is a transmisalve,zone capable of producing and carrying
groundwater.  The majority of the nearby residents obtain
potable water from the bedrock at depths of approximately 100
feet.  The bedrock groundwater contours reveal a divide located
immediately north of the site.  Thus, groundwater flow in the
bedrock at tljt* »ite is to the south.
            .>•„
Regional groundwater flow directions in the overburden deoosits
indicate a mound, within the.glaciated hill beneath the site.
The flow from this mound is generally radial and thus, the flow
generally enters the site from the north.  Overburden groundwater
flows are altered by1 several localized on-site features, including
drainage trenches and the mounded fill covering the former lagoons.
Groundwater flow off the mound is generally southward, and a
divergence was observed in this area, with flows to both the
southeast and southwest.  The groundwater divergence aooears to
be related to the more permeable cobble and nested boulder layer.

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                             -8-

On-site qroundwater and oil either mix with the regional ground-
water flow and continue southward, or discharge to surface locations.
The surface discharge locations include the wetlands south of the
site, the east-west trending drainage channel along the railroad
grade or the north-south trending drainage channel.

Overburden groundwater levels revealed seasonal variations during
the RI activities that range from approximately 2 to 5 feet.  The
observed seasonal variations do not, however, alter groundwater
flow directions.

The quantity of water, including incoming groundwatac and infiltra-
tion, is difficult to estimate as the thick:.esc ana lateral extent
of the cobble and boulder layer is variable.  Based on explorations,
however, it is estimated that the average water quantity may range
from 10 to 15 gal/min, averaged over an entire year.

A six foot high chain 'link fence surrounds the York Oil site which
was intended to limit access during remedial activities.  This
fence does not, however, limit access to the adjacent strip of land
and the wetlands.  The dominant surface feature at the site is an
approximately twenty-five foot high mound of sandy materials
covering former lagoons II and 12 (see Figure 3).  This mound
represents materials  (i.e., contaminated oil'sludges and soils)  »
collected during previous site clean-uo activity, and then       '
temporarily consolidated with kiln dust and sand.  West of
the mound, sand covers former lagoon 13.  This area is relatively
flat and contains PCB-contaminated soils.

North of the former lagoons exists two, 25/000 gallon above ground
horizontal steel storage tanks, designated as tank No. 2 and No.  3.
They contain a combined total capacity of approximately 25,000 gallons
of contaminated oil, and sludge, which was pumped into them during
past clean-up efforts.  One empty subsurface horizontal steel storage
tank, with a volume estimated to be 5,000 to 10,000 gallons, also
remains on-site.  Within the bermed areas near Tank 2 and 3, approxi-
mately ninety 55 gallon drums containing site cleanup equipment, are
stored, awaiting future disposal.

SITE HISTORY

The now dissolved York Oil Company, Inc. of Waltham, Massachusetts
operated a ifoste oil recycling facility in Moira, New York from
approximately 1964 to 1977.  Crankcase industrial oils, some contain-
ing PCBs, were collected from sources throughout New England and
New York, then stored and/or processed at the site proper in eight
above-ground storage tanks, a series of three earthern-dammed
settling lagoons, and at least one below-ground storage
tank.  The recycled 'PCB-contaminated oil was either sold as
No.  2 fuel oil or was used in dust control for the unpaved
roads in the vicinity of the site.

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                              -9-

Durinq heavy rains and soring thaw,  the oil-water emulsion from
the lagoons would often overflow onto the surroundinq lands.  In
lieu of oaying damages to adjacent farm-owners, in  1964 the York
Oil Comoanv ourchased land  in the area of the soills.

The York Oil site contamination was  first discovered in  1979 by
a road crew of the Mew York State Deoartment of Transoortat ion,
who then notified the New York State Deoartment of  Environmental
Conservation (NYSDEC).  The site was then an abandoned oil tank
farm and ownershio of the orooerty was confirmed as belonging to
Kenneth Peirce.  Initial government  resoonse to oil soills at
the site was oerformed under  the the State of New York Oil Spill
Comoensation Fund, and involved various surveys, insoections,
and limited cleanuo and containment work.  Analysis taken at
this time indicated that the  site oresented a PCB-contamination
problem.-.
        -:-.--i     ,.„.  , . ^
Because the FCB—contaminated  oils were being washed from the site
with the »uirfrac-e runoff, the  U.S. Environmental Protection Agency
(USEPA)- wasr notified by the NYSDEC and subsequently undertook
several emergency actions at  the site since  1979.   As part of    »
the US EPA emergency action, the lagoons were drained and PCB-*   »
contaminated oil was,, transferred to  the above-ground storage
'tanks (see Figure 2) » -the contaminated soils from the adjacent
western strio of. land, were  temporarily consolidated in lagoons  1
and 2 wi'tlvkiln dust«and sand, and lagoon  3 was graded with soil
and sandy oil seeoaqe control ©Derations were initiated utilizing
drainaqe and interceotor trenches, weir/inverted oioe arrange-
ments, sorbent oads and oil booms; and a six foot chain link fence
was erected "around the site to reduce the direct contact threat
during remedial activities.

In 1980, the site^erooerty was transferred from Kenneth Peirce to
Steven 'Wood and Charles Lawrence, residents of Moira.

Current response -actions being funded by the USEPA  to orevent PCB-
contaminated oil from entering the wetlands area involve, periodic
collection of contaminated  surface oil in the drainage trench at
the site propvr»«nd the changing of  oil sorbent pads
            "    '   '
CURRENT
Through a Coooertive Agreement with .tfce. USEPA, the  NYSDEC comoleted
an RI/FS for the York Oil site through  its contractor,  Erdman,
Anthony, Associates  (EAA), and it was released for  public comment
in August 19fr5V  Based uoon the finding's presented in  the  RI/FS,
a ROD was prepared, recommending source containment (i.e.,  perimeter
leachate" collection, deep groundwa^ej: drawdown wells, on -site
leachate treatment and. installation, of , a cap. in  accordance  with
RCRA).  The ROD signing was oostponed,  however,  due "to  a change
in EPA policy which now reguires pursuit of  resoonse  actions
that oermanently destroy, treat or recycle wastes,  rather than  just

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                             -10-

contain them, and the failure of the RI/FS to adequately
assess the extent of contamination at the site proper.

Following delays which were due to liability insurance problems
in New York State, an addendum FS to further define the
extent of contamination at the site proper and to evaluate
alternatives that utilize permanent solutions and treatment
technologies to the maximum extent practicable was initiated
in December 1986.  The addendum FS was completed by EAA and
released for public comment in November 1987.  The following
is a brief summary of the types and concentrations of contam-
inants detected at the site.

The site presently consists of two above-ground steel storage
tanks containing approximately 25,000 gallons of PCB-contaminated
oil, one empty subsurface steel storage tank, one graded
unlined lagoon, and two consolidated unlined lagoons forming-
a mound approximately twenty-five feet high, containing
PCB-contaminated soils and sludges, temporarily capped with
kiln dust and sand.  Approximately 30,000 cubic yards of
contaminated soil are present at the site and this volume is
based on a cleanup level of 10 ppm for PCBs in soils.  This
level is derived based on the current New York State goal to
cleanup uncontrolled PCB sites in residential areas to a
level less than 10 ppm and on the USEPA Toxic Substances
Control Act (TSCA) PCB Spill Clean-Up Policy which states
that PCB spills in residential areas be cleaned-up to 10 ppm.

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                           -11-

Th e RI/FS indicates that the primary contaminants at the
site are PCBs  (maximum concentration of 230 opm), heavy
metals, including copper, lead (maximum concentration of
16,000 ppm) and zinc, volatile organics and total ohenolics.
These contaminants have been detected in oils in tanks,
soils/sediments, surface waters and groundwater monitoring
wells.  A list of compounds detected in groundwater
monitoring wells and surface water at the site orooer
that exceed their respective applicable or relevant and
appropriate requirements (ARARs) and/or other criteria/
guidance to be considered are listed in Tables 1 and 2,
respectively.  Residential wells currently in use have
not been impacted by the site.  Table 3 lists the range
of concentrations of eompounds detected in soils/
sediments along with their frequency of detection.

Air quality monitoring conducted during the RI/FS was
performed to assess baseline concentrations of hazardous
materials in the air, to characterize air-borne contaminants
released during drilling activities, and to assess require-
ments for worker health and safety.  The analytical
results reveal no elevated background concentrations of
hazardous materials in the air.  It is, therefore, unlikely
that airborne contamination is a primary machanism for
migration of contaminants.

The contaminant pathways from the site are primarily
through surface water as overland flow to drainage paths
and low lying areas, and through the groundwater, either
as dissolved or floating contaminants, depending on their
chemical nature.  The extent surface water contamination,
based upon oil and sediment analysis for PCBs, is wide-
spread.  Oil was observed floating in a drainage trench
over two miles downstream of the site.  Sediments from
these locations have measureable PCS concentrations
indicating the liklihood that oil from the site migrated
in these surface waters for long distances, and have
probably discharged to Lawrence Brook.  The contamination
pathway RT/FS .will more accurately define the contamination
in these areas.

PCBs tend to be in higher concentrations in lower lagoon
#3, in the floating oil layer beneath the mound  (lagoon
II and #2) and in oils that have migrated via overland
flow from the site.  The highest level of PCBs in soil/
sediments is located in the adjacent  1000 ft x 200 ft strip
of land west of the site at 210 ppra.  Even though this
area has been previously cleaned, migration of PCBs from

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                                   -12-
                                 Table 1

         GROUNDWATER MONITORING WELL COMPOUNDS EXCEEDING ARARS
          AND/OR OTHER CRITERIA/GUIDANCE TO BE CONSIDERED
Comoound
Arsenic          9/16
Benzene          1/20
Cadmium          1/16
Chromium         4/16
Copper           9/16
2,4 Dimethyl
 phenol          1/9
Lead             9/16
Nickel           9/16
Phenol           1/9
Total Phenolics  7/9
Polychlorinated
 Biphenyl (PCS)  10/27
Trans- 1-2
 Dichloroethene  6/20
Xylene           1/20
Zinc             16/16
   Range of  Concen.
     in Detected
(1)   Samples (ppb)-

      2-110
      63
      14
      70-950
      28-920

      260
      66-15,000
      42-940
   .  2,000
      7-3,420

      1-26,900(4)

      90-2,000
      210
      68-2,500
Standard/Guideline
    (ppb)	

   25/0
   ND/0
   10/0
   50/50
   200/1000

   1/50 & 100(3)
   25/50
   -/15.4
   1/50 & 100(3)
   1/50 & 100(3)

   .1/0

   -/SO & 100
   -/50 & 100
   300/5,000
Source(2)

 703.5/CWA
 703.5/RMCL
 MCL/CWA
 MCL/CWA
 170.4/703.5

 703.5/*
 703.5/CWA
 -/CWA
 703.5/*
 703.5/*

 703.5/CWA

 -/*
 -/*  .
 170.VCWA
(1) Frequency is the number of positive observations divided by the
    number of samples analyzed.  Does not include duplicates, blanks
    or matrix spikes.             :                          '     .

(2) Sources for enforceable standards are as follows:
    •703.5- NYS Water Quality Regulations- Standards for groundwater
    •170.4- NYS Sources of Water Supply- Standards of raw water quality
    •MCL- EPA National Primary Drinking Water Regulations- Maximum
     Contaminant Levels
    Sources for the guidelines are as follows:
    •CWA- Clean Water Act Water Quality Criteria
    •RMCL- EPA Recommended Maximum Contaminant Levels
    •143.3- EPA National Secondary Drinking Water Regulations- Secondary
     MCLs
    * -The NYS ambient water quality guideline is 50 ppb for any single
       organic compound or 100 ppb for the total of designated organic
       compound**^

(3) The New York State groundwater standard for phenols  is  1 ppb,
    however, this  is a secondary standard for aesthetic  purposes
    only.  For this  site,  the NYSDOH has advised that the NYS ambient
    water quality  guideline of 50/100 ppb be utilized.

(4) PCBs are concentrated  in the floating oil layer in the  shallow
    water table,  however,  they are reported here as being present in
    the groundwater.

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                              -13-


                           Table 2

           SURFACE WATER COMPOUNDS EXCEEDING ARARS
       AND/OR~OTHER CRITERIA/GUIDANCE TO BE CONSIDERED
                             Maximum Concen.
               Frequency      in Detected          Criteria (2)
Compound         (%)  (1)     Samples (ppb)      	(ppb)	

Arsenic          100                4                  0
Lead             100            5,900                  50
Nickel           100              430                  15.4
Polychlorinated
 Biphenyls (PCS) 100          120,000                 .013
(1) Frequency is the number of positive observations divided
    by the number of samples analyzed times 100.  Does not
    include duplicates, blanks or matrix spikes.

(2) Water Quality Criteria (WQC)- Established under the Clean
    Water Act as non-regulatory criteria to protect human
    health from exposure to contaminated water, fish, and fish
    products, as well as to protect aquatic life.

ND - Analyzed but:not detected.       -

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I
c
c
c
c
0
i
                                -u-
                                      OF SOIL /SEDIMENT DATA
                                                 Range of
                                              Concentrations
                                                in Detected
 Acenaphthylene              2/1i
 Acetone                      !/,?               1.25 - 2.8
 Araenic                      7/f,                    1.6*
 Barium                       i>ia                2.5 - 8.2
 Benzene                      ?,,,                    2.2*
 Bis  (2-ethylhexyl)            '                  «-7i - 9.4
  Phthalate                   2/li
       Chloroform                  J/JJ               »-28 - 22
                             4/11                -'-••  " 2S
                             1/13
                             18/1]
  ••--                       9/11                        -
pibromochlorcmethane         1/13                 3-7.-.25*
        	                    H/U                   _-
       Copper                      9/u                *•« - '9
Chromium"         •         Jifr                  *•»*
                            9/11
                            1/13
                            3/11
  	                5/13               § 85 _ j~
nnorene                    */**                  3   /4
1,2 Dichlorobenzene         3/11                .  M1-f*
Bthylbenzene                c/t?                •.82 - 6.5
       Lead                        4ii?,                1.5 - 3."4
       	                        A»/.U               4.8 - 16,3 M
       Mercury                     7/11              i.ii4 - i.i64
       Methyl ethyl ketone         1/13                   8.3*
       2-methyl napthalene         3/5                  18 - 62
       4-methyl-2-pentanone        1/13                   • "
       	f	 *-*«**««          3/iJ               8.896-26
       Maphthalene                 5/16                 7.7-64
       lickel                      8/11                 3.5-18
       Pentachlorophenol           2/18                 5.4  -  7.1
       Phenanthrene                4/18                 3.3  -  8.8
       Phenol                      2/18                2.7   -  3.2
       Polychlorinated
        Biphenyla (PCBa)            46/186
                                                8.1 - 210
SUver                      J^tJ                   1.1*
tjtr.chroro.thyl.ne         7/13             ....n^
Tran«-l,2                   V"                1«2 - 188
        dichloro.theae            3/11                . ««
       lrlrl  Trlttloco.than.      2/13                I'll ' f'?
       TricMoro*thyl.n.          8/13                1'fi ' hi
       Xylene                     «/tt              .••13 • ^58
       Xinc                        JiJt,
                   .               U/u               3^8.-2.520
                            «/ii               ••*«»  — A^V
                            um • •  •         ••"«  - »•

* - One sample with compound detected.
frequencyi

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                              -15-

the site into this area continues to occur.  Of the total
estimated  30,000 cubic yards of contaminated soils/sediments,
approximately 8,000 cubic yards is attributible to this area.

The second primary contaminant pathway from the site is
through the groundwater.  Soluble and insoluble contaminants
at the site are migrating through the .groundwater.  Insoluble
or floating contaminants  (PCB-laden oil and volatile organics)
were detected in the shallow water table monitoring wells and
well points.  The contaminant plume is concentrated around
former lagoon #3 and is moving and spreading southwards
towards the drainage trench along the abandoned railroad
grade and the southern wetlands.  As noted in Table 1, PCBs
are reported as being*present in the groundwater, however,
they are concentrated in the floating oil layer in the shallow
water table.  PCBs were not detected in the deep monitoring
wells screened in bedrock.

The water soluble contaminants  (total phenolics ) are migrating
southward.   As they migrate, they tend to sink  into the deeper  »
groundwater sources.  The phenolics plume is the only deep     .r
plume exceeding an ARAR.  The New York State groundwater
standard for phenols is 1 ppb, however, this is a secondary
standard for aesthetic purposes only.  For this site, the New
York State Department of Health (NYSDOH) has advised that for
phenols, the NYS ambient water quality guideline of 50 ppb for
any single phenolic comoound or 100 ppb for the total of phenolic
compounds be utilized.

RISK ASSESSMENT

The health risk assessment conducted in the FS evaluates
potential risks associated with threatened or actual exposure
at the York Oil site.  This baseline risk assessment evaluates
the possible impacts of si'te conditions on human health under
baseline conditions of a projected no-action remedial alternative,

Since ther« is a contamination pathway RI/FS underway at the
site to evaluate the potential contaminant pathway impacts,
the following-risk assessment is based upon site proper
environmental data only.  Using maximum concentrations observed
for each environmental media  (i.e., groundwater, surface water
and soils;, the risks associated with a "worst case" scenario
are presented.  The findings of the contamination pathway RI
will permit the computation of a more likely scenario based
on actual contaminant concentrations at the point of exposure.

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                             -16-

The health risk assessment for the York Oil site has identi-
fied and analyzed potential health risks posed by the presence
of hazardous chemicals at the site.  A brief summary of the
process used in this anaysis is presented below.

A characterization of contaminant sources was prepared based
on both the data collected in the field study portion of the
current study and on the results of past studies.  A selection
process was then develooed and imolemented to choose indicator
compounds for the detailed toxicological and risk evaluations.
Indicator compounds were chosen usinq criteria which eliminated
from consideration those chemicals whose presence at the site
did not significantly contribute to the hazard posed.

Potential receptor populations were identified, where possible,
and screened based on assumed exoosure oathways.  Exposure
levels for pathways which passed the screening process were
estimated for the most sensitive identified receptors.
Exposure levels were calculated using a number of assumptions
regarding the absorption of the contaminant and the frequency
of exposures.  Risk levels were then calculated for each        >
exposure pathway under the worst case scenario.  The scenario    r
chosen was conservative in nature, and it was developed using
assumptions which may overestimate risks.

     Risks Under Present Conditions

Risk calculations were undertaken for each of the screened
exposure pathways considered possible under current conditions.

All evaluated site pathways were identified as potentially
posing risks under a "worst case* scenario.  Based on estimated
non-carcinogenic hazard indices and cancer risk estimates,
the relative significance of impacts of pathways is as follows:

    4 groundwater consumption as drinking water;

    0 direct contact with surface water;

    0 accidental ingestion of soils;

    0 accidental ingestion of surface water; and

    0 direct contact with soils.

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                              -17-

 In summary, this indicates that PC3s and lead oose the greatest
 hazard associated with soils  and surface water ingestion and
 dermal absorption.  The major hazard associated with ingesting
 groundwater is due to the oresence'of ?CBs, cadmium, lead,
 arsenic and benzene.  Therefore, contamination leaving the
 site proper in its present condition would not provide adequate
 protection of human health and the environment.

   Response Requirements

 Based on the results of the health risk assessment, in order
 to provide site control, the  following actions should be addressed:

   1.  Surface water infiltration should be reduced.
                       *

   2.  Contaminated surface-water .runoff should be eliminated.

   3.  Contaminated waste oils contained in the tanks, and oil
       migrating to the south on top of the water table should
       be collected and detoxified.
                                     .......                     »
   4.  On-site contaminated soils and sludge should be collected  *
       and detoxified.

   5.  Deeper olumes of phenols migrating to the south should
       be collected and detoxified.

   6.  Contaminated surface sediments and soils in the 1000 ft
       x 20.0 ft strip of land should be collected and detoxified.

 ENFORCEMENT

The USEPA has idetified three potentially responsible parties
 (PRPs) for the York Oil site  at this time.  These PRPs were
sent notice letters prior to  the. initiation of the 1985 RI/FS.
Following negotiations, the PRPs were not willing to conduct
the required work.  On December 9, 1983, the United States
brought a civil action under  Section 104 and 107 of CERCLA,
seeking recovery of past and  future monies expended for
response activities at the site.  The suit was filed against
Kenneth Peiroarrtformerrowner of the York Oil Company), the
Aluminum Company of America (ALCOA), and the Reynolds Metals
Cqmoany.  Upon the comoletion of the 1985 RI/FS, the PRPs
were sent notice letters informing them of, among other
things, their potential liability at the site, the availability
of the 1985 RI/FS report and  the close of the public comment
period.

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                              -18-

In November  1987, the  USEPA orovided the. PRPs with the addendum
FS and notified them of the oreferred remedial action for the
site as well as the close of  the public comment period.

The USEPA intends to send notice to the  PRPs uoon aporoval of
the ROD.

COMMUNITY RELATIONS

Various oublic informational  meetings have been conducted and
fact sheets have been  distributed throughout the site 's NPL
history to inform the  community of the remediation process.
The draft 1985 RI/FS was made available  for oublic review and
comment on August 22,  1985, at the following locations:
Moira Town Hall, the NYSOEC Region 5 Office, and the Franklin
County Office of Emergency Preoaredness.  The oublic was
notified of the RI/FS  availability by public notice which
were mailed to thirteen homeowners in the immediate area, and
by cress releases which appeared in the Watertown Daily Times
and the Massena Observer.  Following a request for extension
of the twenty-one day  public  comment oeriod by the PRPs, the
comment period was extended an additional 30 days to October
11, 1985.  A public meeting was held on August 28, 1985 aft
the Moira Town Hall which was attended by the NYSDEC, USEPA,
Association of Concerned Citizens of Moira, elected officials,
the press, and area residents.        "                          .

Following USEPA's decision to conduct an addendum FS to further
evaluate oermanent remedies and better define the extent
of contamination, local citizens were notified by mail of
this proposed additional investigation and the concurrent
investigations that would be  conducted for the contamination
pathways.  The draft addendum FS was released for public
comment on Movember 27, 1987, followed by the release of the
proposed remedial- action plan for the site.  The public was
notified o€ the addendum FS availability by oublic notice
which were mailed to the thrirteen homeowners and by press
release which aooeared in the Malone Telegram.

The public repositories for the Administrative Record, which
includes the&-addendum  FS, are the Moira  Town Hall, the NYSDEC
Region  5 Of €$ce in. Rant Brook, New York and the USEPA Region  2
Office in New-'York City,  the NYSDEC and USEPA held a public
meeting on December 16, 1987  to discuss  the addendum FS and
the proposed plans.  The comment oeriod  was scheduled to end
on December  18,  1987,  however, in response to a request by
the PRPs, the comment  period  was extended until January  15,  1988,

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                             -19-

A summary of the comments raised concerning the RI/FS and
public.meeting are contained in the attached responsiveness
summary.  The local community prefers a permanent remedy for
the site.  The responsiveness summary also includes a copy
of the press release announcing the meeting and an attendance
list for the public meeting.

A transcript of the public meeting was kept in accordance
with Section 117(a)(2) of CERCLA and is available to the
public at the above-mentioned Administrative Record repositories,

ALTERNATIVES EVALUATION

The remedial alternatives for the York Oil site were developed
and evaluated using CERCLA as amended, the NCP 40 CFR §300.68,
"Guidance on Feasibility Studies Under CERCLA" and EPA's
Interim Guidance on Selection of Remedy (December 24, 1986
and July 24, 1987) as guidance.

The major objective of the FS is to evaluate remedial
alternatives using a cost-effective approach consistent with
the goals and objectives of CERCLA.  According to Section 121
of CERCLA,  the recommended remedial alternative should protect
human health and the environment, should be cost-effective,
and should utilize permanent solutions "and alternative treatment
or resource recovery technologies to the maximum extent
practicable.  The proposed remedy must also attain ARARs that
have been identified for the site.  Section 300.68(e) of the
NCP and Section 121(b)(1)(A-G) of CERCLA outline procedures
and criteria which were used in evaluating and selecting the
appropriate remedy for the site.

A five step process was developed and used to meet the FS
objectives.  The following is a summary of that process.

The first step is to evaluate human health and environmental
effects associated with releases and threatened releases of
hazardous substances from the site.  Criteria to be considered
are outlined in Section 300.68(e) of the NCP and include such
factors as actual or potential direct contact with hazardous
material, degree of contamination of drinking water, and
extent of isolation and/or migration of the contaminants.

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                             -20-

The next step is to develop a range of potential available
remedial technologies that could be used to remediate the
site.  Section 121(b) of CERCLA requires that remedial
technologies in which treatment permanently and significantly
reduces the toxicity, mobility or volume of the hazardous
substances as a principal element, are to be preferred over
remedial technologies not involving such treatment.  These
technologies are initially screened on a technical basis.
Based on the screening, a list of individual remedial
technologies appropriate to site conditions and consistent
with the remedial action objectives is.developed.

The site-appropriate remedial technologies are then combined
into a number of preliminary remedial alternatives.__The
basis for the various Combinations are:  the technical and
logical interrelationship between separate technologies; NCP
Section 300.68(f) requirements that generel categories of
alternatives must be considered and CERCLA Section 121
provisions regarding the preference for remedial actions that
utilize permanent solutions and alternative treatment or
resource recovery technologies.  USEPA is in the process of
revising the NCP to reflect these new provisions added by
CERCLA.  USEPA13 "Interim Guidance on Superfund Selection of
Remedy" (December 24, 1986 and July 24, 1987) is intended to
aid the Agency in the selection of remedial actions pending
USEPA's upcoming revisions of the NCP.  This summary reflects
that guidance.  USEPA1s interim guidance requires analysis of
alternatives involving:  1)treatment options with different
degrees of long-term management; 2)containment of waste
option with little or no treatment, but providing protection
of human health and the environment primarily by preventing
exposure or reducing the mobility of the waste and 3)the
no-action alternative.  In most circumstances, these three
categories of alternatives must be carried through the detailed
evaluation process, and should not be eliminated during
previous screening processes.

The fourth step in the process is to provide an initial
screening of these alternatives as delineated in Section
300.68(g) oC£th« NCP.  The three broad criteria that should
be utilized -trr the screening are:  the relative effectiveness
in minimizing threats; the engineering feasibility and
impleraentability of the alternatives and the cost of implement-
ing the remedial action.  This general screening is  intended
primarily to reduce the number of remedial alternatives which
will subsequently be* evaluated in detail.

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                             -21-

The final step as outlined in Section 300.68(h) of the NC? is
to conduct a detailed analysis of the limited number of
alternatives that remain after the initial screening.  In
most circumstances, a range of treatment alternatives, a
containment and no-action alternative should be included in
this analysis.  These alternatives are then evaluated using
evaluation criteria derived from the NCP and CERCLA.  These  •
criteria relate directly to factors mandated by CERCLA in
Section 121 including Section 121(b)(1)(A-G) and EPA's Interim
Guidance on Selection of Remedy (December 24, 1986 and July
24, 1987).  The criteria are as follows:

     0 Compliance with legally applicable or relevant and
       appropriate requirements (ARARs)
       Reduction of toxicity, mobility or volume
       Short-term effectiveness
       Long-term effectiveness and permanence
       Implementability
       Cost
       State acceptance
       Community acceptance
       Protection of human health and the environment

DEVELOPMENT OF ALTERNATIVES AND INITIAL SCREENING

Source control remedial responses for the York Oil site will
address contamination of the site proper.  A further definition
of the extent of contaminant migration from the site is
currently being assessed in a contamination pathway RI/FS.

The objective of the proposed source control remedial action
is to prevent further contaminant migration from the site and
thus minimize the threat to human health and the environment.
Criteria established to obtain this objective are:

     0 Eliminate the potential for human/animal direct contact
       with site wastes;
     0 Eliminate the migration of PCB-contaminated oils and other
       contaminants through surface and groundwaters; and
     • Eliminate the potential for precipitation/infiltration
       with the wastes.

Source control technologies that are not considered appropriate
for utilization at the York Oil site and a brief discussion
of the reasons for their exclusion are Isited in .Table 4.

Table 5 lists and briefly describes the technically appropriate
remedial technologies for the York Oil site.  These technologies
were accepted on the basis that they are compatible with the
specific site conditions and the remedial action objectives
for this operable unit.  These technologies were then combined
into source control alternatives.  As a result, nine remedial
action alternatives were developed for evaluation.

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                             -22-


                           Table 4 - - •
             INAPPROPRIATE REMEDIAL TECHNOLOGIES

0 Grout injection - Best suited for sealing voids in rocks,
  rather than for containing groundwater flow in unconsolidated
  materials around the site.  The compatibility of most grouts
  with hazardous waste and leachate has not been determined.
  Slurry walls are less costly and have lower permeabilities
  than grouted barriers.  In addition, the variability of the
  permeabilites of the soils at the site are not considered
  suitable for grouting^.

0 Steel or wood piling cut-off wall - Wood is an ineffective
  groundwater barrier, and steel barriers are rejected as a
  containment response on the basis that the pilings cannot
  be driven into rocky soil with boulders.  The boulders
  encountered within the overburden and the boulder/cobble
  layer at the York Oil site would damage the piles, rendering
  the cut-off wall ineffective.

0 In-situ solidification - Varying permeabilities at the site
  limit complete interaction of the fixation additives and
  the contaminants in the soil.                  :

0 Soil flushing - Flushing the soil with solvents or surfactants
  will create problems with surfactant recovery.  Steam
  enhanced oil recovery is ineffective since the confining
  pressures of the site overburden is not great enough to
  contain the steam.

• Oxidation .- Inappropriate due to violent reactions between
  oxidant (e.g., ozone) and metals, oxidation of non-target
  compounds which may lead to changes in soil hydraulic
  conductivity, and partial oxidation of target compounds
  resulting in more mobile and/or more toxic by-products.

0 In-situ ch4iaical dechlorination - Due to the non-uniform
  distribution of PCBs in the soils, complete mixing of the
  reagents and PCBs utilizing in-situ treatment would not
 ,occur.  It is also limited due to the higher moisture
  content in the soil/sludge layer.

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                             -23-

                           Table 5
              APPROPRIATE REMEDIAL TECHNOLOGIES

° Slurry wall - Would be keyed into the intact glacial till
  layer at a depth of about 35 feet, and would physically
  contain the site.  The slurry wall would be installed around
  the site perimeter to prevent the entry of clean groundwater
  into a leachate collection drain.

8 French drain.- It is designed to collect contaminated
  groundwater and oil in the overburden and transport it to a
  treatment facility.  The inclusion of a hydraulic barrier
  on the outer portion of the drain is intended to reduce the
  amount of clean groundwater entering the drain.
           ;           »

0 Drawdown wells - Shallow wells would collect contaminants
  in the overburden and oil layer and deeper wells would
  collect the phenolics plume.  The collected groundwater
  would be piped to a treatment facility at the site.

* On-site storage tanks - During remedial response/ temporary
  storage tanks could be utilized for storage of oil and
  soils and permanent tanks could be utilized for a proposed
  water treatment facility at the site.

0 Water treatment system - It is essential for the cleanup of
  contaminants in the groundwater.  Groundwater would first
  pass through an oil/water separator whereby oils would be
  set aside for PCB-treatment.  The water could then be
  treated with an activated carbon filter to remove organics
  and a deionizer to remove heavy metals.

• Surface sealing - If the site is contained, surface sealing
  utilizing clays, bentonite, cement and membrane liners
  helps to prevent direct contact and reduces infiltration
  and leachate generation.  If hazardous wastes are left on-
  site, the surface seal must comply with Section 264.310
  requirements of RCRA.

0 Excavation^of wastes - Would remove all source contaminants,
  (approximately 30,000 cubic yards of soil) except the deep
  phenolics plume, thus eliminating further migration from
  the site.  A shallow well dewatering system would be required
  to control groundwater in the mound during excavation.

0 Off-site disposal of wastes - Aside from the fact that
  landfills do not reduce the toxicity or volume of the
  contaminants and the future fate of these wastes are not
  certain, off-site disposal in a PCB-permitted landfill is a
  technically feasible technology.

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                             -24-

                     Table 5 - continued

0 Chemical dechlorination - Dechlorination of PCB-contaminated
  soils and oils in an off-site facility and in a slurry mode
  following excavation, is a feasibile technology, however,
  volatile organics and metals would still be present in.the
  waste.

0 Biological treatment - It is a viable treatment method for
  the contaminated wastes at the site and could only be
  performed in a slurry mode, following excavation.  The
  microorganisms are sensitive to low temperatures, however,
  covered and heated tanks could provide optimal conditions.
  Most microbes identified are not capable of degrading highly
  chlorinated PCBs.

* Solidification - Following excavation, on-site slurry mode
  solidification provides permanent immobilization of the
  soils at the site.  The toxicity and mobility of the wastes
  is reduced resulting in a non-leachable solidified soil matrix.

0 Thermal treatment - The waste would be excavated, then          *
  thermally treated on-site.  This process would destroy both
  PCBs and organics, however, the fate of the metals is
  questionable.  Further treatment of the ash may, therefore,
  be required.  Thermal treatment must comply with RCRA Section
  26.4 Subpart 0 and XSCA Section 761.70 incineration requirements.

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                             -25-

The nine remedial alternatives have been subjected to an
initial screening consistent with 40 CFR Section 300.68(g)(1),
(2) and (3) of the NCP to narrow the list of potential remedial
actions for further detailed analysis.  This screening
concluded that the excavation and off-site disposal option of
the wastes in a PC3-permitted landfill is not as effective in
minimizing threats to human health and the environment as
containing the wastes on-site.  On-site containment does not
require excavation and transport of the wastes thereby
providing significantly fewer environmental risks than off-
site landfilling.  Also the implementability difficulties and
significantly higher cost for landfilling is a major factor
in eliminating this option from further consideration.

The other remedial option that is eliminatd from further
evaluation is the excavation of the soils followed by either on-
site or off-site chemical dechlorination of these soils arrd
oils in a slurry mode.  The public health and environmental
problems with the excavation and transport of the soils has
been discussed above.  In addition, dechlorination (either on-
site or off-site) only addresses the PCBs and would not affect
the volatile organics and heavy metals.  This would only result  *
in some reduction of. the toxicity of the waste, however, there   r
would be no change in either the mobility or volume of wastes.
Other treatment options (solidification, thermal and biological
treatment) provide better effectiveness in minimizing threats.

DETAILED EVALUATION OF ALTERNATIVES     ?

As a result of the screening process, a total of seven remedial
action alternatives were developed for detailed comparative
evaluation at the York Oil site.  Three containment options,
three treatment options and the no-action alternative were
carried through to. this step.  These seven feasible remedial
alternatives, and their associated capital costs, operation
and maintenance present worth costs and total present worth
costs are provided in Table 6.  This table also provides the
estimated time to implement each remedial alternative from the
completion of the ROD, and the time it takes until full protection
is achieved*,
            y"

Description "of Alternatives

This section provides a brief description of the seven feasible
remedial alternatives.  A more detailed description of the
alternatives can be found in the addendum PS.

-------
   table 6
alternative
  Number
                                                   Remedial Alternative* Summary

                                                        Total  Coat* (| x 10*)
                   Component*
                               •'.'-'••i1
Capital  O a N
Praaant
 Worth
                                                                               Time to
                                                                               Implement
                                                                               Crew ROD
                          Time Until
                          Pull Protect.
                          la Achieved
                                       ante
                                                          4.2

                                                            I
 I   No Action with Bit* Monitoring                       0.3
 ?TA1HMBHT OPTIONS
 ";1perimeter slurry Hall* Interior Perimeter Drain*      5.1
     Lateral Dralna Extending  into Pill* Treatment of
     Collected Groundwater, O(C-8lte Thermal Treatment
     of Tank Oil*, Cleaning and Demolition of  Tank*,
     and an Impermeable Cap in Accordance with RCRA

 3   Prench Drain with Hydraulic Barrier Around the
     Bit* Except Cor Morthweat Portion, Lateral Drain*
     Extending into Pill, Deep Drawdown Nell*,  Treat-
     ment of Collected Groundwater, Off-Bit* Thennal
     Treatment of Tank Oil** Cleaning and Demolition
     of Tank*, and an Impermeable Cap in Accordance
     with RCRA

 4   Shallow and Deep Drawdown Hell Syatem, Treatment      2.3
     of Collected Groundwater, Off-Bite Thermal Treat-
     ment of Tank Oila, Cleaning and Demolition of Tank*
     and an Impermeable Cap in Accordance with RCRA
rRBATMENT OPTIONS                                     '       ,. ,
~TSBoll Excavation, On-Site Thermal Treatment of        15.0
     Boil* and Tank Oila, Deep Drawdown Halle,  Treat-
     ment of Collected Groundwater, Cleaning and Demo-
     lition of Tankr, On-8ite  Dlapoaal of Reaidual Aah,
     and Surface Grading
SB  Boil Excavation, On-Bit* Biological Degradation     13.0
    of Soil* and Tank Oil*,  Deep Drawdown Halle,
    Treatment of Collected Groundwater, Cleaning and
    Demolition of Tank*,  On-Bit* Dlapoaal of Treated
    Boil, and Surface Grading

SC* Boll Excavation, On-Site Solidification of Soil*,    (.5
    Thermal Treatment of  Oil*, Deep Drawdown Hell*,
    Treatment of Contaminated Groundwater, Cleaning
    and Demolition of Tank*, On-8it* Diapoaal of
    Solldifaffftmsoil and Surface Grading
1.1      1.3      f mo.   Undetermined Mill  not  protect
                                      human health  and
                                      environment.

1.7      (.•      3 yr*.     15 yra.    Phyaically containa
                                      the alte  but  doea
                                      not capture deep plume
                                      (Doesn't  meet ARARa).
                                      Bouldera  limit excav.

1.*      «.l      3 yra.     IS yra.    Hydraulically containa
                                      the elte, however,
                                      drain provides limited
                                      oil recovery.  High
                                      long-term OtM require-
                                      ments.
  •/

                                      Hydraulically  containa
                            15 yra.    shallow i deep plumee.
                                      Pumps collect  excess
                                      amounta of clean water
                                      OtH Intensive.

                            5 yra.     Reduces toxlcity and
                                      mobility. Deatroya PCB
                                      and organlca.  Netala
                                      may inhibit process.
                                      Further treatment of
                                      ash may be required.

                                      Degradee most  PCBs and
                                      organlca but  Ineffect-
                                      ive in degrading high
                                      Chlorinated blphenyls.

0.5     7.0      3 yra.    5 yra.     Reduces toxiclty and
       „ v   ••'                         mobility.  Permanently
                                      immobllltes the waete.
                                      Protects humajbJiaalth
                                                                 l.B
                                                                 0.5
                  4.1
                 15.5
                                                                 0.5
                                                                         13.5
           3 yra.
           3 yra,
                           3 yra,
                     5 yra.
  Preferred Remedial  Alternative.
                                                                                                       ft  enylronme/i
                                                                                                                                  I
                                                                                                                                  ls>
                                                                                                                                  ON
                                                                                                                          OfcH

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                                -27-

Alternative 1 - No-Action with Site Monitoring - This alternative
consists of allowingthe site to remainTnits existing condition
and maintaining the current containment system.  The present
containment system consists of an -interceptor ditch that runs
along the northwest border of the site and a filter fence
located in a seep area south of the lagoon S3.  The existing
containment system and existing conditions were previously
shown on Figure 2.  The ditch collects surface runoff and
intercepts groundwater during periods of high groundwater.  The
filter fence collects oils migrating southwards from lagoon #3.

A long-tern groundwater monitoring program would be initiated
with the no-action alternative and each of the other six options,
to allow periodic reassessment of human health and environmental
risks posed by the site-.  The monitoring would incorporate the
installation of aoproximately 15 wells at five locations.  Each
well c'-sr.ar would consist of at least 3 points/ screened in
the overburden, cobble layer and bedrock.  The exact location
of the wells would be a function of the selected alternative.
In general, 2 to 3 well clusters would be located downgradient
along the south side of the site and 1 to 2 well clusters would
be located upgradient in the northwest and northeast corners    .
of the site.  The sampling would occur on a quarterly basis and
would include groundwater/ surface sediments in the wetlands,
and for the no-action alternative, oils collected in the
interceptor-ditch.  Table 7 summarizes the proposed long-term
monitoring program at the site.

Alternative 2 - Slurry Wall with Interior Drain, Groundwater
Treatment, Thermal Treatment of Oils/ and an Impermeable Cap

The perimeter slurry wall would be keyed 5 feet into the intact
glacial till layer at a depth of about 35 feet/ and would
physically contain the on-site contaminants.  An interior drain
would be placed around the site perimeter inside the slurry
wall at a depth of approximately six to seven feet with lateral
drains extending into the fill.  This drain system would partially
protect the slurry wall from migrating oils which could possibly
erode the wall, reduce the occurrence of oil and groundwater
overtopping the slurry wall by draining the groundwater mound
into a sump,,Tamd provide the necessary inward groundwater
gradient.  The drainage would then be pumped into an oil/water
separator and water treatment system along with oils collected
from the on-site storage tanks.

-------
                                                     SronndMttr  Bwiitorin?
                                                        Eiistinq Ktlli:
                                                             TQ1R
                                                              T04
                                                            Y07(S)
                                                            Y0710)
                                                              YW
                                                             TOM
                                                       TQ12 (3 clustirD
                                                       TQ14 (3 clustir*)
                                                            Y027(B)  -

                                                        ProoMH Ktils:
                                                      T0101 (3 clostirs)
                                                      Y0102 (3 clastiri)
                                                      Y0103 (3 clMtirf)
                                                      YOI04 (3 clastirs)
                                                      Y0109 (3 clutirs)

                                                          PiriMtirt:
                                                       voUtiit orqanics
                                                            Kta
                                                        Oil  Mtf 9TIIM
                                                            ZJK
                                                            ItU
                                                            'i flnitorta^
u
                                              3 ittfimt uiplH ii 
-------
                               -29-

Oils collected from the on-site tanks and groundwater would be
thermally treated off-site.  The contaminated water would be
treated by carbon adsorption and deionizer units and discharged
into the surrounding wetlands or injected into the ground.  The
PCB-laden sediments would be collected from the adjacent strip
of land and placed on-site within the slurry wall for containment.
An impermeable RCRA cap would be constructed over the contaminated
on-site area as a component of this alternative.  The monitoring
program outlined for Alternative No. 1 would also be incorporated
with this alternative, in addition to cleaning and demolition
of the on-site tanks.

Alternative 3 - French Drain with Hydraulic Barrier, Deep
Drawdown Wells, Groundwater Treatment, Thermal Treatment of
Oils, and an Impermeable Cap

With this alternative, a french drain would encircle the site,
with lateral drains extending into the fill.  The proposed
drain, which would lower the water table and collect migrating
oils, would be placed at a depth of approximately 15 to 20 feet   »
in the down-gradient (southern) area of the site.  The north,     *
or up-gradient drain would be placed approximately 3 to 5 feet
below the ground to control the level of the water table.  The
hydraulic barrier, on the outside of the french drain serves to
limit the amount of clean groundwater entering the system, thus
reducing treatment quantities and costs.  The barrier would
also prevent migration of any contaminants through the drain.

Another component of this alternative is the addition of
approximately 20 deep drawdown wells places along the south,
east, and west sides of the site.  These wells would be pumped
for three years to collect the phenolics within the weathered
till and cobble/boulder layer located beneath the french drain.
If, after three years, the phenolic olume is cleaned-up to a
level tht satisfies the ARARs (50 ppb for any single phenolic
compound and 100 ppb for total phenolics), the deep wells would
then be used for monitoring only.

Groundwater and oil collected in the french drain and wells
would be storied, treated, and disposed of using the oil/water
separator, water treatment system, and .off-site thermal treatment
as outlined under Alternative No. 2. * The tanks would be cleaned
and demolished as discussed in the previous option.

The PCB-laden sediments would be collectd from the 1000 ft. x
200 ft. strip of land and placed on-site within the limits of
the french drain for containment.  An impermeable RCRA cap
would be constructed over the contaminated on-site areas.

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                               -30-

Alternative 4 - Drawdown Well System, Groundwater Treatment,
Thermal Treatment of Oils, and an Impermeable Cap

The system of drawdown wells would consist of 29 shallow wells
and 23 deep wells set above the till layer.  The shallow wells
would be installed UD to twenty feet deep and would be constructed
of 2-inch diameter stainless steel.  This system of wells would
be connected to a manifold and would be pumped by a series of 3
suction pumps.  The deep wells would be set on top of or extend
up to 5 feet into the till layer, which is approximately 35-40 feet
deep.  Each deep well would be constructed of 6-inch diameter
stainless steel and each would have an individual submersible
pump.  As with the french drain alternative, the deep wells
would be pumped for the first three years to collect the
phenolics plume, and then used for monitoring.

As with the slurry wall and french drain alternatives, this
system would be coupled with an oil/water separator and water,
treatment system.  Recovered oil would be treated off-site
using thermal treatment as outlined in Alternative #2 and 3.
The contaminated sediments would be collected from the strip      *
of land and placed on-site within the drawdown well zone of       r
influence for containment.  An impermeable cap would be con-
structed in accordance with RCRA over the on-site contaminated
area.  The long-term groundwater monitoring program would also.
be incorporated with this alternative.  The PCB-laden sediments
would be collected from the 1000 ft x .200 ft strip of land and
placed on-site within the limits of the french drain for con-
tainment.  An impermeable RCRA cap would be constructed over
the contaminated on-site area.

Alternative 5A - Soil Excavation, On-Site Thermal Treatment of
Soils and Tank Oils, Deep Drawdown Wells, Groundwater Treatment,
On-Site Disposal of Ash and Surface Grading

For this alternative, an estimated 30,000 cubic yards of
contaminated soils and sludges would have to be excavated from
the site.  This volume would include approximately 8,000 cubic
yards of material from the 1000 ft x 200 ft strip of land west
of the site
-------
                               -31-

For three years, deep drawdown wells would be pumped to collect
the phenolics plume, and after that time they would be used for
monitoring purposes.  Temporary shallow drawdown wells would be
utilized to collect migrating pollutants in addition to dewatering
the mound to allow efficient excavation.

As is the case with all the alternatives, the collected groundwater
would be treated and the tanks would be cleaned and demolished.

Alternative SB - Soil Excavation, On-Site Biological Treatment
of Soils and Oils, Deep Drawdown Wells, Groundwater Treatment,
On-Site Disposal of Treated Soil and Surface Grading

As with Alternative 5A, under Alternative 5B, all contaminated
soils would be excavated.  However, Alternative 58 would then
involve biological treatment of the soils in an on-site treatment
unit.  This process could not be applied in-situ due to the
inability to assure complete mixing of the biological organisms
and the contaminated media.

The biological treatment would be done in mixing tanks or         ^
lagoons constructed on-site.  The microorganisms would be added   »
to the excavated soils and nutrients and catalysts would be
added as required to aid in the reaction.  After treatment and
testing, the detoxified soils would be"returned to the site and
graded.  Oil within the storage tanks would be treated separately
or added to the excavated soil for treatment.

During the remedial design, a treatability study would be
conducted to determine the appropriate nutrients, catalysts,
and reaction conditions.  In addition, laboratory testing would
be required to evaluate the leachability of metals from the
treated soils.

A series of shallow wells would also be included during
construction with this alternative to collect floating oils and
to allow efficient excavation.  Deep drawdown wells would also
be necessary to collect the phenolics plume in the deeper
groundwater zone.

As discussed?previously, the groundwater would be treated in-
site and the tanks would be cleaned and demolished.

-------
                                -32-

Alternative 5C - Soil Excavation, On-Site Solidification of
Soils, Thermal Treatment of Oils, Deep Drawdown Wells, Groundwater
Treatment, On-Site Disposal of Solidified Soils and Surface Grading

Alternative 5C involves the solidification/fixation of contaninated
soils and sludges.  The contaminated soil and sludge in the
1000 ft by 200 ft strip of land as well as the contaminated
soils within the fenced area would be excavated and dewatered
prior to treatment.  In-situ treatment is not feasible because
of the highly permeable soils, therefore, resulting in incomplete
mixing.

The solidification treatment would oe performed in a mobile
unit located on-site.  The mobile unit would mix the fixing
agents/additives, and would blend the waste in mixing tanks
with the fixing additives, thereby permanently immobilizing the
waste.  The stabilized material w-uld be tested to verify its
non-leachability, followed by bn-site disposal and grading.

A series of shallow wells would also be included with this
alternative during construction to collect floating oils and     „
to allow efficient excavation.  The oils collected during        t
excavation as well as the tank oils would be thermally treated
off-site.  Deep drawdown wells are also necessary to collect
the groundwater plume within the boulder zone.  The collected
groundwater would be subsequently treated. .

A treatability study during the design phase is recommended to
determine the effectiveness of the fixing agents to permanently
immobilize the entire waste stream.

Detailed Evaluation and Comparison of Alternatives

A detailed evaluation of each of the seven alternatives remaining
after the initial screening was conducted consistent with 40
CFR Section 300.68(h) of the NCP.  A comparative discussion of
the seven alternatives using the evaluation criteria listed
previously is summarized below.

     Compliance with Applicable or Relevant and Appropriate
      Requirements

Section 121(d) of CERCLA requires that remedial actions comply
with all applicable or relevant and appropriate Federal and
State requirements (ARARs) to the extent that hazardous sub-
stances are present 'on-site.

-------
                              -33-


Each of the seven alternatives would comply with ARARs, with
the exception of the no-action.   If the no-action alternative.
is selected/ both surface and groundwater at the site would
continue to exceed  federal and state standards.  The slurry
wall option (Alternative 2) does  not meet the State groundwater
ARAR for phenols (i.e., 50 ppb for any single phenolic compound
and 100 ppb for total phenolics), since the deep groundwater
extraction wells are absent from  this option.  However, this
alternative does comply with RCRA Part 264.310 requirements
which specify certain thickness and composition for final
covers at hazardous waste sites.

While permits are not required for on-site remedial actions at
Superfund sites, any on-site action must meet the substantive
technical requirements of the permit process.  Thermal treat-
ment of the oils at the site would comply with all the appli-
cable federal requirements,of Part 264 Subpart 0 of RCRA
(Subpart 0 specifies design requirements for operation of
hazardous  waste incinerators) and Part 761.70 of TSCA which
specifies requirements for incineration of PCBs.  Specifically,
operation of an on-site thermal treatment unit would require
that the transportable unit undergo waste specific trial or
demonstration burns to demonstrate satisfactory destruction
of the toxic components of the waste.  The trial or demonstra-
tion burn must show that the unit achieves 99.9999% destruction
and.removal efficiency (six 9s ORE), and controls air emissions
of products of incomplete combustion, acid gases and particu-
lates to specified levels.

Containment Alternatives 3 and 4  include deep Dumping to collect
the migrating phenolics plume and these options comply with the
RCRA provisions regarding final covers.

The three treatment alternatives will comply with state and
federal PCB-cleanup policies, requiring PCB cleanup in soils
in residential areas to 10 ppm.   (Even though these cleanup
policies are not promulgated ARARs, they are consistently
ulilized when: developing cleanup levels for PCBs in residential
areas.)  Thai* options also mitigate both the shallow and deep
groundwater qiiality problems.  Thermal and biological treatment
and solidification are also consistent with the proposed NCP as
permanent treatment remedies.  The treatment options would comply
with all federal and state requirements concerning potential
air emissions (particulates and volatiles) during the excavation
of contaminated soils and sludges.

-------
                              -34-


The applicable Mew York State air requirements for excavation
include Part 257 and Part 373, which regulate ambient air
standards, and control of particulates from waste piles,
respectively.  The federal requirements to be complied with
during excavation include 40 CFR Part 50 and Part 264.25(f),
which control ambient ^ir standards and control of particu-
lates from waste piles, respectively.

The State applicable requirements include compliance with Part
212 which controls air emissions of contaminants to the outdoor
atmosphere, Part 373-2.15 regulating operating standards for
hazardous waste incineration and the State Air Guide-1 Guidance.
All alternatives utilizing thermal treatment of oils would also
comply with these requirements.  However, if an off-site, out-
of-state treatment facility is used for the oils, then the
thermal treatment alternatiaves" would comply with the applicable
State requirements where the unit is located.

Each of the treatment options (Alternatives 5A, 5B, and 5C),
which include the incorporation of deep wells, will meet the
State groundwater standard for phenols.
                                                                  »
Discharge of the treated groundwater into the wetlands would      *
comply with the New York State Pollutant Discharge Elimination
System requirements.

Consistent with CERCLA .Section 121 requirements, the continued
effectiveness of containment options 2, 3 and 4 would have to
be evaluated at least every 5 years to assure continued protection
of human health and the environment.  The treatment options would
also have to be evaluated every five years since this material
would remain on-site.

     °Reduction of Toxicity, Mobility or Volume

This evaluation criteria relates to the performance of a remedial
alternative in terras of eliminating or controlling risks posed
by the toxicity, mobility or volume of hazardous substances.

Solidification would permanently immobilize the soil/waste
matrix, therfby eliminating any associated toxicity due to the
contaminants.'-" Any future leaching of contaminants from the
solidified soil would also be eliminated by this option.  Thermal
and biological treatment of the soils'would destroy the PCBs
and organics, however, the toxicity associated with the heavy
metals would remain unchanged.
                    : ' fc
The no-action alternative would not result in a reduction of
either the toxicity, mobility or volume of the waste  since  the
site would be left as  is.  The containment options (Alternative

-------
                              -35-

2, 3 and 4) would result  in some toxicity and mobility reduction
due to  the groundwater collection and  treatment system, however,
the volume of waste material would not be reduced.  The volume
of waste material would not be affecated by either thermal
or biological treatment.  With solidification, however, due to
the addition of the fixation agents, the volume of waste material
would likely increase, but not substantially.

     "Short-Term Effectiveness

Short-term effectiveness measures how well an alternative is
expected to perform, the  time to imolement the action, and the
potential adverse impacts of its implementation.

The implementation of the no-action alternative causes no
adverse impacts over the short-term, since the only short-term
construction activities associated with this alternative i.s
the installation of additional groundwater monitoring wells
for long-term site monitoring.  The estimated time to implement
the no-action alternative is six months from the signing of the ROD.

Alternatives 2 and 3 require limited excavation of the soils,     »
and the .installation of a slurry wall and french drain, respect-  »
ively.  Excavation could result in short-term air emissions
and installation difficulties due to large boulders at the
site.   Both alternatives provide limited recovery of contaminated
oils due to the low porosity of the soils.
              r             .                     •           \.
Alternative 4 "provides a greater degree of protection over the
short-term than Alternative 2 and 3 since only deep and shallow
drawdown wells would be installed, thereby not requiring soil
excavation.  However, excessive amounts of clean groundwater
would be collected and oil recovery via the pumping system
would be limited.  Installation of an impermeable cap (Alterna-
tives 2, 3 and 4) would increase the short-term air emissions
due to the necessity of grading the mound at the site.

The three treatment options (Alternatives 5A, SB and 5C) require
excavation, thereby increasing the short-term risk from air
emissions.  Thermal treatment may result in air emissions, how-
ever,  as not*$T above, strict measures would be implemented to
ensure that sach emissions would not be harmful to human health
and the environment.  Alternative 5A may also require additional
materials handling on-site, such as pretreatment (e.g., shred-
ding and crushing) of the contaminated soils prior to feeding
to the thermal treatment unit.

The time to imolement each remedial option, except for the no-
action, is approximately three years from the signing of the
ROD.

-------
                               -36-

     "Lonq-Term Effectiveness and Permanence

Long-term effectiveness and permanence addresses the long-term
protection and reliability of an alternative.

Over the long-term, the on-site treatment ootions orovide
essentially equivalent protection to the local communtiy, since
the residuals are  not expected to pose a hazard from a health
and environmental perspective.  However, the long-term
effectiveness of thermal treatment to destroy the organics and
to fuse the high concentration of lead into the residual ash in
a non-hazardous form is questionable at this time.  Further
treatment of the residual ash may, therefore, be required.

The residuals following thermal, biological and solidification
treatment processes would be anlayzed to determine the
effectiveness each treatment  procedure has in rendering the
material into a non-hazardous form.  In addition, tests would be
conducted to ensure that the residuals pose no direct contact
risk.

Each alternative, except the no-action and slurry wall options,   »
is designed to clean-up the deep phenolics groundwater            »
contamination within three year of pumoing.
                                      -.
The treatment options achieve full protection of human health
and the environment, with minimal O&M, within five years from
the signing of the ROD, while the containment options require a   ^
high degree of O&M and take approximately fifteen years to
achieve full protection.  Alternatives  2, 3 and 4 only contain
the wastes while Alternatives 5A,  SB and 5C treat the wastes,
resulting in a permanent remedy for the site.  It is believed
that Alternative 5C, solidification, would provide a higher
degree of long-term.effectiveness than biological treatment
since solidification would permanently immobilize the waste.
Biological treatment is not effective in degrading the highly
chlorinded PCBs and metals.  As mentioned above, further
treatment of the residual ash following thermal destruction may
be needed.

The containnipnt options, once implemented, need to be evaluated
every five years to ensure their continued effectiveness.  This
evaluation would determine the effectiveness of these options
to lower the groundwater mound at the site and determine
the continued effectiveness of the cap to reduce the direct
contact threat.

-------
                               -37-

The no-action a-lternative orovides minimal long-term effective-
ness sj.nce the wastes would remain at the site without any con-
tainment or treatment.

     °Imolementabilitv           ....

Implementability addresses how easy or difficult it would be to
carry out a given alternative.  This covers implementation from
design through construction and O&M.

The implementability of the alternatives is evaluated in terms
of technical and administrative feasibility, and availability of
needed goods and services.

Each alternative evaluated here is technically feasible, however,
each treatment option '(Alternative 5A, SB, and 5C ) would require
a treatability study to determine the optimal conditions to
render the residuals into a non-hazaradous form.  The tr;stability
study would be conducted during the remedial design.

Pull-scale operation of transportable thermal treatment units
at hazardous waste sites has been limited.  Units have also      »
experienced extended periods of downtime, therefore, it is likely'
that operation of a unit at the York Oil site would also result
in some extended downtime oeriods.  However, in all situations,
transportable units have been repairable and have been brought
back- up to full-scale operation.

The effectiveness of thermal treatment to fuse the metals in
the residual ash without further treatment of this material has
not been demonstrated at this time.  Frequent monitoring of
residuals during full-scale operations would be needed to
ensure the systems's effectiveness and reliability.

Transportable units for thermal, biological and solidification
are currently available for use at hazardous waste sites and
could be used at York Oil.  Sufficient area exist on-site to
set-up these mobile treatment units for operation and there is
ample land area available on-9ite for disposl of the treated soil.

Due to the savere and elongated winters in this area, the construc-
tion season "for each alternative would be limited.  These conditions
might also result in hampered maintenance operations, especially
with the groundwater collection component (pumps, drains) of the
containment options.  Due to the decreased winter temperatures,
both solidification and biological treatment may require additional
precautions (heated'tanks ) to maintain optimal reaction rates.

-------
                              -38-

     °Cost

Costs are evaluated  in terms of caoital, O&M and present worth.

In comparing treatment Alternatives 5A, SB and 5C which result
in the same degree of remediation (i.e., final end-product
which does not pose  a threat to human health and the environ-
ment), solidification of the soils has been identified as a
cost-effective alternative.  The present worth cost for these
three options ranges from approximately $7 million for solidifi-
cation to $15 million for thermal treatment.  For thermal
treatment of soils (Alternative 5A), if it is determined during
the treatability study that further treatmeant of the residual
ash is needed, an estimated additional $2 million could be
required.  The three treatmeant options include costs  for
excavation and treatment of approximately 30,000 cubic yards of
contaminated soils.

The total present worth cost for the containment options
(Alternatives 2, 3 and 4) vary from approximately $4 million
to $7 million, but do not meet the preference for treatment.
They do, however/ reduce the exposure, to the contaminants.       m
                                                                . r
As mentioned previously, Table 6 provides a summary of the
capital, OSM and total present worth cost for each of the
seven alternatives.  A more detailed breakdown of these costs
are provided within  the addendum FS.

     •State Acceptance

This section addresses any concerns and degree of support
the State has expressed regarding the remedial alternatives
being evaluated.

The States supports  a permanent solution for the York Oil
site.  Its preference is on-site thermal treatment of the
contaminated soils and oils (Alternative 5A).  The State's
primary concern with this option is the ability or inability
of the thermal treatment unit to render the high concentra-
tion of metals in the residual ash in a non-leachable form.

Alternative 5C includes on-site solidification of the soils
and off-site thermal treatment of the oils.  This option
would permanently destroys the contaminants in the oils
through' thermal treatment and would immobilize the contaminated
soils at the site.   The State's concern regarding this
option is whether the contaminants in the solidified soil
would leach, therefore, not providing a permanent solution.

Prior to implementation of either of these options, a treatability
study would be performed to answer the concerns mentioned above.

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                               -39-


     "Community Acceptance

This evaluation criteria addresses  the degree  to which members
of the local community suport  the remedial alternatives
being evaluated.

Both the DEC'S preferred option  (Alternative 5A) and EPA's
proposed remedial action plan  (Alternative 5C) were made
available during the public comment period and were oresented
at the public meeting.  In general, the community indicated
a preference for a permanent remedy at the site.  Some residents
expressed concern that solidification only contains the
wastes and is not a permanent  technology.

Concerns were also raised regarding the quality of the residential.
wells and the need for a residential water supply in the
area of the site.  Since all residential wells are free of
any contamination attributable to the York Oil site, and the
potential for future impact of residential wells is minimal
due to the nature and movement of groundwater  in the area, a
residential water supply is not  justified at this site.          ?
       •                                                         • *

Detailed responses to the community concerns are contained
in the attached responsiveness summary..

     "Protection of. Human Health and the Environment
                •*» '             s,
Protection of human health and the environment is the central
mandate of CERCLA.  Protection is achieved primarily by re-
ducing health and environmental  threats to acceptable levels
and taking appropriate action  to ensure that there will be no
unacceptable risks to hemah health and the environment through
any exposure pathways.

Except for the no-action alternative, all of the alternatives
evaluated here are protective of human health  and the environment
to some degree.  However, options 2, 3 and 4 only physically or
hydraulically contain the contaminants at the  site, thereby
resulting in-, the potential for some continued  migration of PCBs and
other contaminants into the groundwater and surface water.
Thermal treatment of the soils by itself (Alternative 5A) would
not address the health risks associated with leaving heavy
metal contamination in the residual ash, however, it would
destroy the organic contaminants in the soils.

-------
                              -40-
Appropriate measures would need to be taken during site excava-
tion (Options 5A, SB and 5C) to protect workers and the com-
munity.  In addition, prior to implementing treatment under
Alternatives 5A, SB and 5C, measures would have to be taken to
assure that implementation of these treatment processes does
not pose a threat to human health or the environment.  A few
of the potential problems are outlined below.

workers would be protected through measures outlined in project
specific health and safety plans and through contractor ad-
herence to Occupational Safety and Health Act (OSHA) regulations.

An on-site transportable thermal treatment unit and/or associ-
ated air pollution control equipment, materials handling equip-
ment, or materials pretreatment equipment may generate noise
during routine operation.  However, proprietors of these units
have indicated a willingness to house or insulate any noisy
pieces of equipment or take any other measures necessary to
eliminate the generation of noise.

Both solidification and biological treatment would not generate  »
substantial noise during actual operations.  However, noise
from excavation equipment and any potential materials pretreat-
ment would be generated.  Again, measures could be taken to
minimize noise generation.

Dust and particulate matter could be generated during materials
handling pretreatment.  The potential for air releases of
products of incomplete combustion during thermal treatment,
also exists.  Measuares would be taken to reduce these potential
hazards prior to full-scale operation.

Of the treatment options, solidification (Alternative 5C)
permanently immobilizes the soils and eliminates any future
leaching of both organic and inorganic contaminants.  All
threats associated with soils ingestion and dermal contact,
and surface water runoff, would be eliminated.  The contaminated
oils at the site would be thermally treated in an off-site
facility, therefore, eliminating any future toxicity of these
wastes.     T

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                              -41-

.SELECTED REMEDY"

Based upon CERCLA, the detailed evaluation of the alternatives,
and public comments, the EPA has determined that Alternative 5C,
excavation and on-site solidification  is the most cost-effective,
environmentally sound remedy for this  source control operable
unit.  This remedy consists of the following 'components:

1.  Excavation of approximately 30,000 cubic yards of contami-
    nated soils followed by on-site solidification of this
    material.  (Figures 5 and 6 indicate the contaminated
    areas to be excavated.)  This volume includes excavation of
    approximately 8,000 cubic yards of contaminated sediments
    from the adjacent strip of land west of the site.  On-site
    analytical testing of the soil would be performed, to
    screen the soils te help determine the required excavation
    limits.  The treated soils would be returned to the same
    waste management unit from where they were removed, and
    then graded.  Since the solidified soil will remain on-site,
    the remedy will be reviewed every  five years to assure that
    human health and the environment are being protected.

2.  Installation of thirteen deep groundwater drawdown wells    .
    along the southern and western perimeter of the site to
    collect the sinking phenolics contaminant plume (see
    Figure 5), and installation of shallow dewatering wells
    to collect contaminated groundwater and oil during excava-
    tion.  The deep wells would be screened at the top of the
    underlying till layer.

3.  On-site treatment of the collected contaminated groundwater
    with subsequent discharge of the treated groundwater in
    accordance with New York SPDCS permit requirements.  The
    proposed treatment system would consist of an oil skimmer and
    oil/water separator that would concentrate the PCB-laden
    oils floating on the groundwater.  Water from the separator
    would be discharged into a modular water treatment unit.
    The collected oils would be thermally treated off-site.

4.  Off-site thermal treatment of approximately 25,000 gallons
    of contaminated tank oils in addition to other oils collected
    at the site, in accordance with the RCRA 40 CFR $264 Subpart
    0 and the TSCA 40 CFR §761.70 requirements.  The empty
    storage tanks would be cleaned and demolished.

5.  Treatability studies would be conducted during the remedial
    design to determine the effectiveness of the solidification
    process and to determine the optimal treatment system for
    the contaminated groundwater.  Should the treatability study

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,11V"*
I  «Ml»3*'
\   .t»;x..:"J
           York  Ol  Addsndum
           Feasibility  Study Report

              SITE EXCAVATION
           ApproilMt* Llall* Of fCI
           Distribution U Shallow
           Ground M»t«»
           ApproilMt* Halt* or Oil
           SludM
 ___—   APOIOM|B*I« Llall* or  fCI
           ConI«Bln«tloo la Soli/
                                                             COtJfOL/PAre

-------
«»l
   400
   390}
H
  M0\
             LEGEND:
                           APPROXIMATE TRANSITIONS
                           BETWEEN 801 TYPES
             NOTE:

             I. SCHEMATIC ILLUSTRATES COMCMTUAL DESIQN-
               NOT INTENDED FOR FBIAL
             t. SUBSURFACE PROFLC ADAPTED FROM
               SUBSURFACE MFORMATION PROVDED Bt QZA
                                                                                                                       York Oil Addendum
                                                                                                                       Feasibility  Study  Report

                                                                                                                          SITE EXCAVATION
                                                                                                                 FIGURE
                   •(•(••y **-m»t>um t«NO
                                                                                                                                      — «Uc. Ill
                               VMNONIP AMP •••ONBIO «LACIAL fat
                                                     fMOIMNT •• TO-i an
                                                                •IONOCK

-------
                              -44-

    determine that solidification would not provide the desired
    degree of treatment, then a treatability study would be
    performed to determine the effectiveness of thermally treat-
    ing the soils at the site.

6.  An additional operable unit RI/FS for the contamination
    pathways is in progress to further define the extent of the
    contamination migration from the site.  If remedial actions
    are determined to be necessary to address the contamination
    pathways, a subsequent ROD will be prepared.

Cost estimates for the selected remedial action are listed in
Table 8.

-------
i
i
 P
 I
 I
 k
 I
  I
  l
   i
   i
   i
                                                                 -45-
                                                      Alisraativt 5C - Sit* excavation «;th SoiidiMCatio
-------
i
I
I
t
 I
 »
 I
                                                             -46-
. V
 j
 IF
                        Tutt  8
                        (cont'd)
                          »TEH
                 «Mro9tolo
-------
                              -47-

5TATUTORY DETERMINATIONS

The selected remedy satisfies the nine evaluation criteria to
the greatest extent of any of the alternatives evaluated.

The solidification alternative would comply with federal and
state clean-up levels for PCBs, all groundwater ARARs, and
surface water discharge requirements (New York SPDES).  The
contaminated oils would be thermally treated off-site in accor-
dance with RCRA Section 264 Subpart 0 and TSCA Section 761.70
requirements.  In addition, the wastes in the solidified
soil.would be permanently immobilized in a non-leachable
form.  The treated soil would undergo the extraction procedure
toxicity test.and/or the proposed toxicity characteristics leach-
ing procedure test to ensure the permanance of the treatment.

The selected remedy involves placement and treatment of soils
and debris wastes.  Placement of wastes or treated residuals
is prohibited under RCRA Land Disposal Restrictions (LDR)
unless certain treatment standards are met.  LDR standards       »
have not been promulgated for soil and debris wastes, but        '
when published/ the standards may be applicable or relevant
and appropriate.  Despite the absence of specific treatment
standards, the treatment method employed as part of this
remedial action satisfies the statutory requirement to sub-
stantially diminish th« toxicity of the waste or substantially
reduce the likelihood of migration of hazardous constituents'
from the waste so that short-term and long-term threats to
human health and the environment are minimized.

EPA believes that soils solidification is an availabe and
reliable technology for the treatment of wastes types identified
at the York Oil site.  The treatability study would ensure the
site-specific technical feasibility and operational reliability
of the solidification process.

The selected remedy satisfies CERCLA Section 121 requirements
for utilizing a remedy that permanently immobilizes and reduces
the toxicity^ and mobility of the waste at the site.  Solidification
of the soil^provides the same degree of protection to human
health and the environment as the other treatment options, but
at a lower cost.

To summarize, EPA's selection of on-site solidification of
soils, off-site thermal treatment of oils and deep drawdown
wells (Alternative 5C) is protective of human health and the
environment, will attain ail ARARs, and is cost-effective.
Since this option utilizes solidification and thermal treatment
to eliminate the principal threat at the site, this alternative
would also satisfy CERCLA preference for remedies which employ
treatment, as their principal element to reduce toxicity,
mobility or volume of the contaminants at the site.

-------
                              -48-

Operation and Maintenance

O&M are those costs required to operate and maintain the reme-
dial action throughout its lifetime.  These activities ensure
the lifetime effectiveness of the remedial alternative selected.

The selected alternative involves the installation of deep
wells to collect the phenolics plume with subsequent treatment
of the contaminated groundwater in a water treatment system.
It is estimated that thirteen deep drawdown wells would be
installed along the southern, eastern, and western perimeter
of the site.  These wells would be screened at the top of the
underlying till layer and are anticipated to consist of six
inch diameter stainless steel wells with 25 gallon/minute pumps.

The recommended water treatment system is anticipated to consist
of an oil/water separator followed by a modular water treatment
unit.  The oils would be thermally treated and the contaminated
groundwater would be treated and discharged to the wetlands in
conformance with New York SPDES permit requirements.  A treata-
bility study would determine the optimum water treatment system.

The O&M associated with the first three years of deep well
pumping is part of the proposed remedial action, since it is
currently projected that it would take three years to restore
the quality of the aquifer and cleanup the deep groundwater
phenolics plume to a health-based level of 50 ppb for any
single phenolic compound and 100 ppb for total phenolics.
Therefore, the related O&M costs during those three years would
be cost-shared with the State.  Subsequent to three years, any
additional O&M pumping costs would be incurred utilizing State
funds.

As part of the remedial action, a 30-year groundwater sampling
program is included to monitor changes in the nature and extent
of contamination at the site to determine the effectiveness of
the operation.

One hundred percent of the remedial design will be funded by EPA.
Cost sharinf^for construction of the remedy is 90% Federal and
10% State. -i-v

-------
                              -49-
SCHEDULE*
             Activity
8 Public Meeting

0 Regional Administrator Signs
    Record of Decision

0 PRP Negotiations
If no PRP pick-up,  then:
                     *
0 Contractor Procurement Process
    for Remedial Design

0 Treatability Study and
  Remedial Design Begins

0 Potential PRP Negotiations
    Completion

0 Contractor Procurement Process
    for Construction

0 Implement Remedy

0 Construction Complete
      Date

December 16, 1987

January 29, 1988


December 1987 to
February 1988
February 1988 to
May 1988    • •
June 1988

December 1988


December 1988 to
March 1989

April 1989

October 1990
 * This is a projected schedule for this site and it is,  therefore,
   subject to future modification.

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                              -50-


FUTURS ACTIONS

This ROD addresses the source control operable unit for the
York Oil site.  An additional operable unit RI/FS for the
contamination pathways is in progress to further define the
extent of the contamination migration from the site.  Furthe.r
evaluation of the groundwater quality/ the extent of contamination
in the wetlands and Lawrence Brook/ and the potential impact
of wildlife and aquatic life such as bioaccumulation in the
food chain is being conducted during this study.  If additional
remedial actions are determined to be necessary/ a subsequent
ROD will be prepared.

Residential wells currently in use have not been impacted by
the site.  It is also unlikely that these residential bedrock
wells will become contaminated once the remedy has been imple-
mented*  The glacial till layer above the bedrock is also a low
permeable confining layer.  Continued monitoring of the ground-
water would be conducted/ however/ to assure the quality of
the groundwater.                                                 m
                                                                . »
The area around the York Oil site has a high sensitivity for
the discovery of cultural resources.  Accordingly/ under the
National Historic Preservation Act/ a cultural resources survey
would be performed during the remedial design phase of the source
control operable unit to determine if any historical landmarks
or additional cultural resources exist within the undisturbed
portions of the York Oil site area.

Because of the similarity of the cultural resource issues
associated with the entire area/ both'the contamination path-
ways and source control cultural surveys would be conducted
concurrently.

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New York Stai? Department of Environmental Conservation
       ^cad. - :'-•-.  N«w ^c ^ -:223-  4011
                                                                             •35 C  .;.-.-
                                               JAN 2 8 1988
       Mr.  Stephen  0.  Luftig,  P.E.
       Director
       Office  of  Emergency and Remedial  Response
       U.S.  Environmental  Protection Agency
       Region  II
       26  Federal  Plaza
       New York,  New York  10278

       Dear Mr.  Luftig:

                         Re:  York Oil Company - Moira,  New York             »
                                                                             »  .
             The  New York State Department of Environmental Conservation
        (NYSOEC)  has re-examined the remedial action alternatives for the York
       Oil Company site.  The purpose of this letter is to advise you that the
       NYSDEC  will  conditionally concur with the U.S. Environmental  Protection
       Agency's  (USEPA) recommended Remedial Action Plan which includes site
        excavation,  on-site solidification, groundwater extraction wells,
        treatment of collected groundwater, thermal treatment of oils stored in
        tanks,  cleaning and. demolition of the tanks and surface grading.  It
        appears to us that the on-site solidification alternative is  a feasible
        source  control measure for the York Oil site.

             As you know, the NYSDEC preferred on-site thermal treatment for the
        contaminated soils and this  is stated in the Record of Decision (ROD).
        The State, as does USEPA, supports a permanent solution for the York Oil
        site.  Recognizing  the potential problems associated with implementation
        of  either solidification or  thermal treatment, a treatability study must
        be  performed to  answer all uncertainties.  We understand that EPA will
        require treatability studies  shall be conducted during the remedial
        de**$n to determine the effectiveness of the solidification process for
        the soils and determine the  optimal treatment system for the
        contaminated groundwater.  Should the study  indicate that solidification
        of the soils  is  ineffective,  then the effectiveness of thermally
        treating  these  soils shall be  investigated.  Provisions to authorize
        such an expansion  of the  treatability study must be stipulated in the
        ROD.

-------
Mr.
"he beiec:t?
c :.i i  alternative .•»;!]
                                             require   cng  teroi ^on • tor ' ^~
ana maintenance.   ihou'C the rcon;tor;.ig  'naicate  tnac  contaminants  .are
.•e'rvg  r-^'edseo  to the  eov ; --ornienc .  then, pursuant  to  SARA,  the se'ectec
• riieci 3 '  ^"c^ze snou'o be re-evaiuated oy the USEPA  r'or  suosecuent
••jrac:at  '-=Tiedy.   iec-fcn 1^1 (••:•) of 3ARA i-eauires  tne  -jSEPA to aeterrnvne
•.ne ef rect i veness of"  th;s type of" remeoiai action  or  a  fi/
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                   ATTACHMENT C
                   RESPONSIVENESS SUMMARY
     Responses to the public comments on  the  Draft  Addendum
Feasibility Study for the York Oil Company  Inactive
Hazardous Waste Site in Moira, New York.

-------
               York Oil Company Public Meeting
             Moira, New York - December 16, 1987  -,
     In attendance were twenty four (24) local residents;
three (3) newspaper/radio reporters; three (3)
representatives from the New York State Department of
Environmental Conservation (NYSDEC) or the "Department"; two
(2) representatives of United States Environmental
Protection Agency (EPA) or "Agency"; two (2) representatives
from Erdman, Anthony Associates (EAA); and one (1)
representative from Goldberg, Zoino and Associates (GZA).

     Mr. Daniel *L. Steenberge, P.E. of the New York State
Department of Environmental Conservation chaired the
meeting.  The meeting began with an introduction of"   *
the Government representatives and the Government's
consultant with an explanation that the purpose of the
meeting was to gather public comment so that it could be
used in the decision making process of choosing a remedy for
the York Oil Company Inactive Hazardous Waste Site.  The   »
introductions were followed by a technical presentation from
Mr. Carl W. Eller, P.E. of Erdman, Anthony Associates.  Mr.
Eller's presentation included a^brief history of the York
Oil Company Site activities prior to the beginning of work
on the Addendum Feasibility Study and dstailed discussion.of
the findings of the Addendum Feasibility Study.  An overhead
projector was used as a visual aid by Mr. Eller and his
presentation was followed by a question, answer and comment
period.

     A verbatim transcript of the meeting was kept in
accordance with the Comprehensive Environmental Response
Compensation and Liability Act, 42USC9601, (CERCLA) Section
117, and is attached as Exhibit I.  Written comments were
received from Reynolds Metals Company and Alcoa Aluminum
Company of America and are attached as Exhibit II.  Attached
as Exhibit III is a general summary of the significant
questions, comments and concerns expressed at the public
meet£ixr and in written comments along with the Department of
Environmental Conservation's responses to the questions,
comments and concerns.  Attached is Exhibit IV which
includes the New York State Department of Health responses
to specific comments of Alcoa and Reynolds.

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                        PUBLIC MEETING ATTENDANCE LIST

                        YORK OIL SITE - TOWN HALL MO IRA
                                   12/16/87
NAME                                             Address

Ken Mason (Suburban Propane)                     Malone, NY
Lee Mulverhill (Suburban Propane)                Malone, NY
Doug Wilson                                      Massena, NY
Brian Schafer                                    Massena, NY
Mike Healy                                       Newark, NY
Wilfred Boyea                                    Moira, NY
Jane Boyea                                       Moira, NY
Louie LaRock                                     Moira, NY
Joseph J. Terry                                  Moira, NY
Lona Wells                 "                     Moira, NY
Mary Wells                                       Moira, NY
Pete Warner                                      Moira, NY
Gary Bradford                                    Moira, NY
Rita Hutchins                                    Brushton, NY
Win "Jake" Hughes                                 Malone, NY
Wayne H. Brockway                                Moira, NY
Thomas Finnegan                                  Moira, NY
Thomas R. Grady                                  Malone Evening Telegram
Joe Lyon                                         Moira, NY
Monte Coughlin                                "   WICY
Tammy Wells                                      Moira, NY
                          GOVERNMENT REPRESENTATIVES


NAME                                             Affiliation

Daniel L. Steenberge, P.E.                       NYSDEC
Stephen Hammond, P.E.                            NYSDEC
Robert Howe                                      USEPA
Joel S1ngermarH~-                                USEPA
Carl W. Ell er *£*»£..                              Erdman Anthony Associates
Mary Kenny     ~~~                                Erdman Anthony Associates
Raymond Laport                                   Goldberg Zoino Associates
James Connolly                                   NYSDEC

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                              TERMS/ABBREVIATIONS
PCB         - Polychlorinatsd Biphenyls - Once widely used industrial  chemicals
              whose high stability contributed to both their commercial  usefulness
              and their long-term deleterious environmental  and health effects.
              Common uses:  In electrical  -capacitors and electrical  transformers
              and as hydraulic fluids, lubricants and cutting oils.

ppm         - Parts per million - Abbreviation standing for 1 part in  1 million
              parts, also written PPM.

mg/1        - Milligrams per liter - Abbreviation standing for 1 part  in 1  million
              parts.  Applies to aqueous samples.

ug/1        - Microgram per liter - Abbreviation standing for 1 part  in 1  billion
              parts.  Applies to aqueous samples.
                           #
mg/kg       - Milligrams per kilogram - Abbreviation standing for 1  part in 1
              million parts.  Applies to non-aqueous samples such as  soil.

ug/kg       - Microgram per kilogram - Abbreviation standing for 1 part in 1
              billion parts.  Applies to non-aqueous samples such as  soil.
                                                                              »
RI/FS       - Remedial Investigation/Feasibility Study-The remedial  investigation
              is the report on the scientific investigation and the  feasibility
              study is the pre-design planning document.

ARAR        - Applicabl or Relevant and Appropriate Requirements - Promulgated
             Federal and State standards that'remedial actions must  comply
             with.                                    "          .      *

EA          - Erdman, Anthony and Associates - This is the State of  New York's
              consulting engineer for this project.

GZA         - Goldberg Zoino Associates - This is the sub-consultant  to Erdman,
              Anthony Associates.

Portable GC - Portable Gas Chromatograph - This is a scientific instrument used
              to Identify various chemicals.

Phenolics   - Class of aromatic organic compounds.- The phenolics present at the
              Ybrk 011 Site are most likely due to the use of high-boiling point
              pftenols as fuel-oil sludge inhibitors.

Aroclors    - Another name for Polychlorinated Biphenyl - The Aroclors are charac-
              terized by four digit numbers, the first two digits indicate that  the
              mixture contains biphenyls (12) and the last two digits give the
              weight percent of chlorine in the mixture (e.g., Aroclor 1254 contains
              biphenyls with approximately 542 chlorine).

10"4 or 10"6- This is called scientific notation - For example 10"  is .0001  or  one
              ten thousanths and 10   is .000001 or one one milliona^h.

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                                     -2-


CERCLA      - Comprehensive Environmental Response Compensation and Liability
              Act - This is the federal law commonly known as Superfund.

SARA        - Superfund  Amendments   . and Reauthorization Act - This, is the
              Federal law which ammended CERCLA.

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    EXHIBIT I
(see attached  transcript)

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EXHIBIT II

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       ; i -\ i '• : '• ' ^ •— ' • ••— •  • i v —. —  • • • — "• • -^ '.
        ,••!•«•'' v 1 s» ^/ . i . J-j--..  •< I  "w ("~ /A . « . £L £"»• W.H
1988 January 19
                                   BY EXPRESS  MAIL
Daniel  L.  Steenberge, P.E.
Senior  Sanitary Engineer
NYS department of Environmental
     Conservation
Route 86
Ray Brook,  New York   12977
RE:   York Oil Site
                                                      JAW 2 0  1930

                                                Dept of Environmental Conservation
                                                 REGIONAL ENGINEER - REGION 5
                                                 RAY BROOK, NEW YORK 12972
Dear Mr.  Steenberge:

In Alcoa's  comments on  the above referenced "Site (in my  letter
dated December 17,  1987  and during the  December 28,  1987
meeting  in-.Albany) we  referred to recent {information on  the
relationship  between the degree of chlorination  of  byphenyls
and PCB  toxicity.   We  have been able  to obtain  a copy of the
attached  comments of Dr. Stephen M. Roberts,  et al., made  to
the California Scientific  Advisory Board dated  October 20,
1987.   As we stated during the  December 28,  1987 meeting we are
forwarding  a  copy of these comments to  you for  inclusion in  the
administrative  record on this  matter.
Since
Ralph W.  Waecttter
Attorney
WPPRWW140
Attachment
cc:
James Ludlani,' NYSDEC
 R.  Howe, U.S.  EPA
 Elena T. Kissel,  Esq., U.S. EPA

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                  ORAL PCB COMMDJTARY
         Before the Scientific Advisory Panel
"Safe Drinkidg Water and Toxic Enforcement Act of 1986"
                  State of California
      by
         Or. Raymond D.  Harbison
         Dr. Robert C. Jaajcs
         Or. Stephen M.  Roberts
         Division of Interdisciplinary Toxicology
         University of Arkansas
         School of Medicine         ;
         Little Rock, Arkansas
      on behalf of
         National Electrical Manufacturers Association (NEMA)
         Chemical Manufacturers Association (CMA)
         Utility Solid Vast* Activities Group (USVAG)
                   October 30, 1987
                Sacraaento, California

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                             PCB Commentary:
             State of California Scientific Advisory Panel -
         'Safe Drinking Water and Toxic Enforcement Act of 1986".
     Prior to the originally scheduled August meeting of the Scientific
Advisory Psnel to review polychlorinated biphenyls (or PCBs), we
submitted ts tie panel a detailed review of the published literature
relevant to the carcinogenicity of PCBS.  This review was submitted on
behalf of three national trade associations, who are concerned about
their industries, customers, and the geaeral public who may be broadly
affected by this panel's sctions.  The conclusions of our review are:

     •    PCBs sre not mutagenie.
                                                                         »
     •    The only conclusive evidence from chronic animal studies       »
          that PCBs are carcinogenic is limited to PCB mixtures
          containing 60% chlorine.
     •    Epidemiological studies of highly exposed worker populations
          have shown no consistent cancer increases attributable to PCB
          exposures.
     •    Therefore, the existing data are inadequate to characterize
          PCBs as probable human carcinogens.
     I would like to take this opportunity to briefly review the basis
for these conclusions, and I ask this scientific panel to consider the
following information before rendering their decision.

     All PCB congeners or commercial PCB mixtures are not equal and that
it is scientifically incorrect and unjustified to consider all PCB
mixtures as- equivalent.  It is now widely recognized that the chemical
properties and toxicities of the 209 discrete PCB congeners are dictated
primarily by the degree and position of chlorination; and in general terms,
it may be stated tha.t the toxicity increases as the average chlorine con-
tent of the PCB mixture increases.   Therefore, there are significsnt
and important differences among commercial PCB mixtures, and they should
not be evaluated by a single, all inclusive, generic rule that is based
on animal data specific to only some PCB mixtures.

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PCBs are not  genotoxic.  A vide range of commercial PCB mixtures and
specific PCS  congeners have been shown to be without activity in bacterial
mutation assays.  PCfis have also been found to be inactive is test
systeas measuring DNA daaage, chromosomal damage, and the ability to
induce cell transformations.  Also, consider the fact that the positive
animal carcinogenicity data is specific for highly chlorinated PCB
mixtures.  Only 3 animal studies have unequivocally demonstrated that
PCBs induce liver cancer in rats, and all involved commercial PCB
mixtures of 60% chlorine.

     Epideaiologic studies have not causally linked PCB exposure to
cancer of any type in humans.  For the currently available studies to
provide evidence for human carcinogenicity would require:

     •    That these studies show a consistent increase in              *
          cancer mortality.                                             *
     •    The increase in cancer to be positively correlated to either
          the magnitude or the duration of PCB exposure.
     •    The increase in cancer to show evidence of latency.
     •    The evidence for carcinogenicity to demonstrate a consistent
          pattern, that is, specific sites of cancer should be
          consistently elevated.

A review of the available mortality studies reveals that none of the
four criteria for a positive epidemiologic association have been met.

     In conclusion, I ask the panel to recognize that PCB mixtures,
either manufactured as commercial products or inadvertently generated
in processing, are not equivalent.  For this reason a generic ruling that
treats all PCS mixtures as equivalent-human health hazards is scientifically
inappropriate and should be replaced by an approach that considers each
PCB mixture separately.  Consideration of PCB mixtures separately would
be consistent with the approach this scientific panel has taken when
evaluating other chemical classes and would be consistent with the

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scientific literature describing the toxicities PCB mixtures of different
chlorine content.  PCBs «re not genotoxic, and PCB mixtures of_less than
60% chlorine are not carcinogenic in rata; therefore, clear distinctions
should be made between PCB mixtures with a chlorine content of 601 or
greater from those mixtures having a chlorine content of leas than 601.
Further, none of the PCB mixtures have been found to be carcinogenic by
epidemiologic study of capacitor workers exposed to high levels of
commercial mixtures.  Therefore, I ask this panel to consider esch
mixture separately or defer any final decision on PCBs until such time
that it can consider each mixture on the basis of the data available for
the chlorine content «f that mixture. Based upon our review of the
current scientific literature, we submit that the listing of onl-y cotnoercial
PCB mixtures with an average molecular chlorine content of 60% or greater
is scientifically justified.

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                                                            Aw8 I 9  13S7

                                  ornea* or

                        MOBSlflOIT & FOZBSTSB
   nujrcwco
"OCVl*;* SUM            l^i Jkjagjj.. C
	aus
      Via Telefacaimile         *i/tr ^tf*"t ..1         213-^21-9423
      August 18,  1987
      Dr.  Steven leek                                              »
      Executive Secretary                                          '
      Scientific Advisory Panel
      1600 9th Street,  Room 450
      Sacramento, California

                 Re:   Scientific Advisory Panel
                      Meeting Slated for August 28, 1987

      Dear Dr. Booki

                 Z am writing en behalf of three trade associations:
      the  National Electrical Manufacturers Association ("KEMA");
      the  Chemical Manufacturers Assoeation CCMA"); and the
      Utility Solid Waste Activities Group CUSWAC").  NXMA,
      CMA,  and USWAG  hereby request that they be permitted to
      submit  a brief  joint presentation to the Scientific Advisory
      Panel,  as the panel considers listing polyehlorinated
      biphenyls (ceamonly known as PCB's) as possible known
      carcinogen* on  August 28, 1987.

               " WEMA,  CMA and USWAG will be jointly represented
      by Dr.   Robert  James, a toxicologist with the Department
      of Interdisciplinary Toxicology, University of Arkansas
      Medical School, Little Reck, Arkansas.  Dr. James will
      be accompanied  by Dr. John Craddock, of the Monsanto Chemical
      Corporation and Steven S. Rosenthal, Esq. of this firm.
      Or.  James intends to offer a brief (three to five minute)
      oral presentation, and will be available to respond te
      any  questions from the panel prompted by the oral presentation
      or a prior written submission being sent to the Panel
      this week.                                      por Distribution hy CMA
                                                     SPECIAL PROGRAMS '

                                                   From
                                                      yr.-f.gg>

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                            August 20, 1987
Dr. Stevea A. Book
Health aad Welfare Agency
1600 9th Street, Room 450
Sacramento, CA  95814

Dear Dr. Book:

     The National Electrical Manufacturers Association (NEHA),  the
Chemical Manufacturers Associstioa (CMA), and the Utility Solid Waste
Activities Group (USVAG) Jointly commissioned independent toxicology
consultants to review the published technical literature oa carcino-
geaicity of PCBs for the upcoming Safe Drinking Water aad Toxic
Enforcement Act Scientific Advisory Paael (SAP) review oa August 28.
Eaclosed is a copy of the consultants' report for consideration by the
SAP in reviewing PCBs.  Copies of this document also have been seat
xader separate cover to each SAP member.

     This technical review is based upon animal studies sad
epidemiological studies of exposed populations with particular emphasis
oa workplace exposures.  The conclusions of the eoasultsats are aa
follows:

     .  The dsta do not indicate PCBs are probable human carcinogens;
        existing evidence is inadequate to coafirm PCBs as carcinogenic.

     .  Epidemiological studies of highly exposed worker populations
        have shown no consistent cancer increases attributable to PCB
        exposures.

     .  PCBs are aoa-snitageaic.

     .  Bioassay reaults are inconsistent and ahow no more than
        limited, inconclusive evidence of animal carcinogeaicity except
        in studies using higher chlorinated PCBs, e.g., 60% chlorine.

     We believe that the evidence fro* animal studies does not justify
regarding all PCBs aa carcinogenic to humaas.  At. most, the dsta
indicate that only the "higher chlorinated" PCBs, e.g., 60% chlorine
and higher, may be claaaified aa auspect animal carcinogens.  Reviews
of human health effects studies do not reflect any statistically
significaat human cancer effects resulting from PCB  exposure.

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                         ATTACHMENT

JCiabrough, R. D., 1987.  Hunt an Health Effects of
Polychlorinated Biphenyls (PCBs) and Polybrominated
Biphenyls (PBB«).  Ann. Rev. Pharaaeol. Toxleol. 27:87-111.

N«w York State Department of Health, June 1987.  An
Investigation of the Health Status of Workers 'with Potential
PCS Exposure from Hudson River Sediment.

The Massachusetts Department o£ Public Health.  June 1987.
The Greater New Bedford PCS Health effects Study 1984-1987.

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        BIOLOGICAL DATA RELEVANT TO THE
   EVALUATION OF CARCINOGENIC RISK TO HUMANS
                 Prepared for
          Scientific Advisory Pine1,
Safe Drinking Water and Toxic Enforcement Act
             State of California
                  Prepared by
            Dr. Raymond D. Harbison
              Dr. Robert C. Janes
            Dr. Stephen M. Roberts

   Division of Interdisciplinary Toxicology
            University of Arkansas
              School of Medicine
           .Little Rock, Arkansas
                    U.S.A.
                  August 1987

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                      TABLE OF CONTENTS
     Executive Summary                   .             ill
1.0  Carcinogen! city and Related Studies
     In Animali                                         1
     1.1  Studies in Mice                               1
     1.2  Studies in Rats                               2
     1.3  Studies in Other Species                     11
     1.4  The Effects of PCBs on Other
          Liver Carcinogens                            11
2,0  Epideraiological Studies of PCS Exposure
     and Cancer Mortality                              15*
3.0  Other Relevant Human Data                         .18
     3.1  Health Effects Information from
          Accidental Inqestion                         18
    I                                   '                •:
     3.2  Health Effects Information from
          Environmental Exposure                       19
     3.3  Health Effects Information from
          Occupational Exposure                        20
     3.4  Summary of Non-Cancer Human
          Health Effects of PCBs                       21
4.0  Cenotoxic Effects of PCBs                         22
     4.1  Bacterial Mutagenicity Studies               7.2
     4.2  Clastogenic/Chromosomal Studies              23
     4.3  Dominant Lethal Tests                        24
                                                   •
     4.4  DMA Damage Studies  '                         25
     4.5  Cell Transformation Studies                  25
     4.6  Summary                                      25
                            - i -

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                      DECOTXVE


                   Evaluation of Animal Data
    The  Investigation of PCBs' carcinogenic potential in  mica  is
limited to two short studies, while aome eight to ten studies  have
been reported using various  strains of rat. The PCS mixtures'tested
thus far are : 1)  in mice -  Kanechlor 300, Kaneehlor 400,  K&nachlor
500 and  Aroclor 1254; and  2)  in  rats  - Kanechlor 300,  Kanechlor
400,  Kanechlor 500,  Clophen A30, Clophen A60,  Aroclor 1254 and
Aroclor 1260.

    PCBs  have been found to be  tumorigenic  in mice  with  Aroclor
1254 producing hepatooas after 11 months of exposure  and Kanechlor
500   (similar  in  composition  to   Aroclor  1254)   inducing
hepatocellular carcinomas after 8  months of exposure. These lesions
were shown to be reversible  and specific for the dose  (500 ppm) and
chlorination of the PCS mixture.

    Zn  rats,  Aroclor  1260  or its equivalent,  Clophen  A60,  have
produced  hepatocellular carcinomas in  three  studies at doses  of
approximately 100  ppm,  a  dose   which  appears  to  represent the
maximally tolerated dose for rats. A review of these  three studies
indicates  that the  tumors   occur very  late  in the  life of the
animal, with  a significant  incidence of tumors  only  beginning  to
appear after about two  years of exposure. Of  interest is the  fact
that in all three  studies the PCS treatment,  while increasing the
incidence  of  live* cancer, did not   increase the  total tumor
incidence. The  total tumor  incidence  was  not increased in these
studies because in each case the incidence of other tumor types had
been significantly decreased. This suggestion of antitumor activity
of PCBs has also been demonstrated in a study examining the effect
of PCS exposure on  the  final tumor incidence  in animals following
the transplantation of the Walker 256  sarcoma.   The effects  of
chronic PCB-treatment was not  life-shortening,  and in fact in two
of the  studies the morbidity and  mortality of the animals was
actually decreased by PCS treatment. Furthermore, while the tumors
are described as malignant,  i.e.  hepatocellular  carcinomas, in none
of the  three studies  did the liver tumors  metastasize to other
organs even though metastases would be expected if the tumors  were
malignant. So  from  these  studies  it  is evident that  PCB-treatment]
does not increase the total  cancer risk  in these  animals, rather  itI
shifts   the  incidence  of  the   type  of  tumors   observed  byj
significantly decreasing  some tumor  types  while enhancing the
incidence  of  liver  tumors. Lastly,  PCB   mixtures  of  lesser
chlorination,  i.e., Aroclor 1254  and  Clophen A30  (similar  in
composition to Aroclor 1242, see  table  1.4, page  8, of Brinkman and
DeKok, 1980), have been examined  in two  separate studies and found
not to be carcinogenic. Thus, conclusions to be drawn from the rat
data, like the mouse  data,  are specific  for the dose  and degree  of
chlorination of the PCS mixture being tested.
                           iii

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    While  Bertazzi  et al.  (1986),  in  their study  of Italian
PCa-exposed workers/  found a  statistically significant elevation in
the rate of  cancer mortality among both male  and  female" worJeers,
the  much  larger  study  of  Brown,  found no  increase  in  cancer
mortality.  In the Brown  study/  there  were higher-than-expected
incidences of rectal and liver cancer. Evidence for an association
between  PCS  exposure and  these  malignancy types  cannot  be
considered strong/ however/  in that:  1)  no  cas'es of rectal cancer
were  observed  after  the  initial  report/  suggesting  that  this
increased  rate  was  anomalous/  2)  the  number of  cases of liver
cancer observed in  this  study  is  not  appreciably greater than
expected when examined without total number of liver neoplasms used
by Brown which includes those liver cancers that have metastasized
from other organs/ 3)  in  comparison/  the study by  Bertazzi et al.
found only one case  of liver cancer and no  cases of rectal cancer
in their cohort/  and  4)  the absence  of a clear association with
latency or relationship with  duration  of  exposure.*

    The  primary  sites   of  neoplasms  contributing  to  the
higher-than-expected cancer mortality  rates in the Bertazzi  studies
were  located in the digestive  system  and  the hematopoietic and
lymphatic systems. These  were not  increased in the larger cohort
reported by  Brown.  Further/  in  the Bertazzi cohort/  there was no
evidence of  latency  or relationship  between cancer mortality and
exposure to PCBs. It should also be  noted that  in the larger of the
two subdivisions of  their  cohort/  the female workers/ differences
in  incidences of  causes  of death presumably unrelated  to PC3
exposure  (viz./  increases in  accidental death  and  decreases in
deaths from  cardiovascular disease)  were of similar magnitude as
increases in',death from malignant tumors. This suggests/ at least
for this  group/  that  other confounding variables may exist.

    In summary/ epidemiological evidence for human earcinogenicity
of PCBs  is at present weak  and  mostly negative.  As such/ until
larger epidemiological studies can  be completed/ the data must be
Considered Inadequate gJ  gJia—gg^g— ±tm  Pgg^ as human  cm~~

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                       PXTX M!T.gVXNT TO
                  QP 'gVRgTKQGgNTg ftTSIC TO
1.0  Carciaogenicity aad  Related  Studies  Za Animal*

1.1  Studies in  Mice

    Nagasaki   et   al.    (1972)   initially  -examined   the
hepatocarcinogenic  effects of  Japanese  brands of  PCB  fluids by
feeding male mice dietary  levels of 100 ppm, 250 ppm, and  500 ppm
for  32  weeks.  As this  particular citation represents  a short
communication,  detailed discussions  of  the  experimental  design and
histopathological examinations of this  investigation were  lacking.
An increased incidence  of liver  tumors was found in only  one of the
treatment  groups,  those  mice  receiving  the  500  ppm  diet  of
Kanechlor 500, where hepatomas  were identified in 58% or  7/12 o£
the animals. The  livers from  animals in thia group  also contained
nodular areas and many  necrotic foci.  Zn sharp contrast to iaaae
findings, no hepatomas  and none of these  histopathologic  changes
were observed in animals receiving lower  doses  of  Kanechlor 500 or
in any of the animals receiving  Kanechlor 400 or Kanechlor 300.

    The  results  of  the above  study  also  appear to  have  been
reported in two other journals  under Zto et  al.  (1973a4b) .  As in
the previous study it was reported that male mice of the  ddY strain
were fed diets  containing Kanechlor 300, Kanechlor 400 or Kanechlor
500 at dietary levels of 100,  250  or  500 ppm for 32 weeks.  .PCBs
significantly' increased the liver  weights  of the animals, and at
the highest- dose  of  Kanechlor  500 the  liver: body  weight ratio had
increased 3-fold  with histopathological examination of  the livers
revealing a focal hypertrophy  in the centrilobular  hepatocytes of
non-neoplastic  areas.   Another   change observed  in  all  PCB
treatment  groups,  except those  receiving  500  ppm  of either
Kanechlor 500  or 400,   was a  marked amyloid degeneration of the
liver  in  the  space  between  the  sinus  endothelium and  the
hepatocytes.   For some  reason, the liver tumors  in these  more
recent publications  (Ito et al, 1973a4b)  have been  reclassified,
and the tumors reported as  hepatomas in the previous communication
(Nagaski et al.,  1972)  are now listed  as  carcinomas  (Zto  et al.,
1973 a&b) .  That  is,  in  the  group receiving 500 ppm of Kanechlor 500
(originally described as having  hepatomas in 7/12 animals)   nodular
hyperplasia was  found  in 7/12 animals  (58.3%)   while 5/12 of the
livers   (41.7%)   now  have well-differentiated  hepatocellular
carcinomas.   The carcinoma  cells were reported  to   be comprised of
irregularly shaped cells with  pyknotic  nuclei and occasionally had
mitotic nuclei.   The  reason  for changing the classification of
these neoplasms  from hepatoma to carcinoma  is  not provided.   Of
some interest to discussions of the carcinogenic  potential  of PCBs
is the  fact  that all of the  other  doses of all three  Kanechlors
tested  failed  to produce  even  nodular  hyperplasia.   Thus,  the
tumorigenicity reported was quite specific  for  the dose  and the
extent of chlorination of the  Kanechlor being tested.

    Kimbrough and Linder   (1974) examined  the  effects of  PCBs in

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contained fatty degenerative changes, and while 6/10 of the livers
from female animals had adenomatous nodules, none of the livers of
the male animals contained such nodules.  However,the liver nodules
observed in the  female  animals do not appear to be related to the
PCB treatment  as 2/5 (40%) of  the  livers  from the control female
animals also contained adenomatous nodules.

    In a second study  Kimura  et al. (1976) fed 12  female Oonryu
rats  diets  containing  400 ppm Kanechlor 400  for  6 months.   The
estimated dose corresponded to  a total  of 531 mg of  PCBs during
this  period.    Eight of  the 12 animals were  then sacrificed 590
days  after  the  feeding began.   None of these animals  developed
hepatocellular carcinoma, and  9/12  of  the livers were  normal in
appearance,  suggesting  that the  degenerative  changes  observed in
the previous study are reversible.

    Ito et  al.   (1974)   fed  male  Wistar  rats  Kanechlor  300,
Kanechlor 400  or Kanechlor  500 at dietary levels of  100,  500 or
1,000  ppm  for up  to 52  weeks.   Mo  hepatocellular  carcinoma was
found  in the livers  of  any of the treated rats.  The highest dose
of  all three  Kanechlors   did  produce a cholangiofibrosis  of the
liver, but this effect was not observed at the  lower doses with any
of  the Kanechlors. Nodular hyperplasia was  observed in 30-40% of
the rats exposed to the  two highest  doses  of Kanechlor 500  (i.e.
doses  of  500 ppm  and 1,000 ppm) and in animals receiving a diet
containing 1,000 ppm of Kanechlor 400. Oval cell proliferation and
proliferation of the bile duct cells were observed  in all treatment
.groups. Hypertrophy of the centrilobuiar cells- was also evident in
animals receiving the  highest dose  of   the two  most  heavily
chlorinated  PCB mixtures.   Fatty changes and  fibrosis  were also
observed  in the  livers  of  animals  of  several of  the  treatment
groups.  The fatty changes, hypertrophy  and fibrosis of the  liver
all tended  to be  present and correlate  with the  observation of
nodular hyperplasia,  suggesting that these  changes  may have been
contributory factors.

    Kimbrough  et  al.  (1975)  published  the first  major positive
study  demonstrating that  Aroclor  1260 can  produce hepatocellular
carcinoma in the rat.  In this study 200  female Sherman strain rats
were   fed  Aroclor  1260   at  a dietary  level  of  100  ppm  for
approximately  21 months.   There was a  statistically significant
6-7%  decline in the weight gain of the animals exposed to PCBs in
this   study suggesting  that  the  dose  used  approximated the
maximally-tolerated dose.   The incidence of   the histopathological
findings  from this  study  are summarized in  Table  1.   The most
consistent  histopathologic difference in the  PCB  treatment group
was the finding of hyperplastic or neoplastic nodules in 144/184
 (78%)  of the livers.  More importantly, however,  was  the  finding of
hepatocellular  carcinoma in .26/184 (14%)  of  the  PCB-treated
animals.   The tumors were well-differentiated neoplasms  of the
trabecular  type,  except in three  of  the  animals which had tumors
with  a glandular,  papillary pattern.  Foci  of  coagulative necrosis
were occasionally observed in the cancerous areas,  but  there was no
fibrosis or other evidence of chronic degenerative  changes.  Tumors

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 one  nodular hyperplasia was observed and it  was  in the group fed
 100  ppm of Aroclor 1260 for 12 months.   Mortality  in this, study was
 high and  approximately  one-third of the 105 animals anticipated to
 be  exposed for two  years  at  each dietary level  died.   Hepatomas
 were observed in 7/25 livers from animals  fed  100  ppnr Aroclor 1260,
 in  4/26  fed Xroclor  1254,  3/19 fed Aroclor  1242,  and  only 1/168
 animals  receiving the  1-10 ppm diets.   Nodular hyperplasia  was
 twice as prevalent as  hepatomas  in  the  high  dose animals,
 particularly in the Aroclor 1254 group.

   In  1978 the National Cancer  Institute examined the carcinogenic
 potential of  Aroclor 1254   (NCI, 1978) .   Groups of  24 male  and 24
 female Wistar  rats were fed Aroclor  1254  at  dietary levels  of 25,
 50 or 100 ppm  for 105 weeks.  Clinical signs  of toxicity including
 hair loss,  facial edema and  cyanosis  occurred by week  72  in the
 high dose animals  and the mean body  weights were roughly  only
 2/3-3/4 that  of  their respective controls.   This decrease, in-body
 weight exceeds the no more than 10%  weight  loss guideline  for the
 estimated maximally tolerated dose  that  is  part of the  NCI
 guideline for cancer bioassays  (NCI,  1979). Several histopathologic
 changes  occurred in the  livers of animals  receiving  PCBs  that
 appeared  to be  related to the PCB  treatment,  particularly  the
 incidence of  hyperplastic  nodules  and adenomas.  Male animals 'had
 one  hepatocellular carcinoma in the 50 ppm group  and only 2 in the
 100  ppm group.   Although  the  incidence  of  these tumors was not
 significant, the occurrence of  proliferative  lesions did appear to
 be  dose  related.  In  reviewing this bioassay,  the Data Evaluation/
.Risk Assessment  subgroup   of the  Clearinghouse  on  Environmental
 Carcinogens  responsible for providing peer review of NCI  studies
 concluded the following :

       •It  is  concluded that,   under  the conditions  of the
     bioassay,  Aroclor  1254 was ««»  earginoganie in Fischer
     344  rats; however, a  high incidence of  hepatocellular
     proliferative lesions  in both male and female  rats were
     related to treatment.   la addition,  the carcinomas of the
     gastrointestinal tract may be associated with treatment
     in  both  males  and  females.  Based   on  the   liver
     proliferative lesions  in the treated rats  and published
     reports,   it  is  suggested  that Aroclor  1254  may  be  a
     tissue  prompter."


     Morgan et al. (1981)  have  taken the same tissue sections that
 originated in the NCI  bioassay (NCI, 1978),  stained  the  stomach
 sections  for  alkaline phosphatase,  and then  re-sectioned these
 tissues   for  histological  evaluation in conjunction  with those
 provided  in the NCI  study  itself.  The  final  incidence of alkaline
 phosphatase rich  areas was 6.4% in controls,  10.4% in animals fed
 25  ppm Aroclor 1254, 16.7% in  the SO ppm group,  and 35.4%  in the
 100  ppm group.  These changes were most often noted in the pyloric
 region of the stomach and duodenum (88% of the lesions were found
 in  these areas), suggesting  a  toxicity specific to the cells of
 these areas.  Gastric adenocarcinomas comprised six of the 33 total

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 the cellular  appearance  of  the liver tumors of PCB-treated animals.

     Schaeffer et  al.  (1984) used a  total of 432 weanling  Wistar
 rats to examine the  effects produced by  chronically  feeding  rats
 Clophen A60  (equivalent  to  Aroclor 1260) or Clophen A30 (similar in
 composition  to Aroclor 1242; Brinkman and DeXok,  1980).   The study
 consisted  of  three groups.   Group 1, a control group of 139 animals
 receiving  the normal  diet, Group 2  with 152 animals receiving a
 diet containing  100 ppm  of  Clophen A30, and Group 3 which consisted
 of 141  animals  fed a  diet containing  100  ppm of  Clophen A60.
 After day  801 animals were randomly  selected and killed, and  the
 experiment was terminated  on day  832.   The Clophens used  in  this
 study were reported  to be free of  any chlorinated  dibenzofuran
 contamination, but  the level of detection for this analysis was  not
 specified.  Zn  those   animals   necropsied  prior  to   day 800,
 hepatocellular carcinomas were only identified in the PCS treatment
 groups,  one  in Group  2 and a total of 9  were observed in Group 3.
 This  latter  number was  statistically significant for the  Clophen
 A60  treatment, but represented a  liver cancer incidence  of only 7%
 for  the entire group.   Zn  contrast,  the  incidence  of thymoma  was
 significantly reduced by PCB treatment  declining from 12%  in  the
 control  group  to 3-4%  in the treatment groups.   Likewise the total
 number of the  remaining   types  of  neoplasms  was  significantly
 reduced by the PCB  treatment, with Clophen A60 causing the greatest
 reduction  (from 52 in  controls down to 18 in  the  Clophen  A60
 group).  The  final results of this study  are  shown  below in Table
 2.   The incidence of hepatocellular carcinoma was  significantly
 increased  only in  those animals receiving the Clophen A60.  Thus,
 the  results  of  this  study were consistent  with the previous  rat
 studies, i.e. Aroclor 1260, or its equivalent, was reported to  have
 induced hepatocellular carcinoma in rats while a lesser chlorinated
 PCB mixture was not carcinogenic.

                                 Table 2

       Frequency of Xepatocellular Alteration* Induced by Chronic
            feeding Studies with Clophea A30  and Clophen A60


             f of fagj    Meeclagfig Medulla    HecaEeeellulap eareinoma
Controls        6/131           5/131                    1/131
(group 1)       (4.5%)           (3.8%)                   (0.8%)


Clophen A30     63/130*         38/130*                  4/130
(group 2)   .   (48%)           (29%)                     (3%)
                  • - *

Clophen A60     3/126           63/126*                  61/126*
(group 3)       (2.4%)           (50%)                    (48%)

• denotes a significant difference from the control value (P<0.05)

-------
and  significantly  decreased the total  tumor  load of the  exposed
rats. • In essence/  he questions  the human relevance of tumors which
occur  only  very  late  in  the  life  of  the  animal"  are not
life-shortening and do not  metastasize to other organs of the body.
Thus, to quote Young :

     "If the purpose  of long-term studies is to extrapolate  to
     humans,  then  one  finds   it  difficult -to  infer  dire
     consequences to  humans when the treatment  is  beneficial
     in  the  model  system.  Is  the  model  only  useful for
     inferring  bad  events?  The  model should be  equally  valid
     for detrimental and beneficial  effects."

Lastly/ the analysis  of Young also calls  to question a  suggestion
made by Schaeffer et  al.  (1984)/ which was that the decrease in the
incidence of thymoma might be caused by immunosuppressive  effects
of PCBs.   While PCBs cause  thymic  atrophy at certain doses/ any
proposed immunosuppressive effect  cannot  be considered to  have  a
significant  clinical  impact when  the treated animals  did not
ultimately suffer  a greater incidence  of morbidity  or  mortality
from either  infectious  diseases  or  the  cancer  induced by this
treatment.

     The  last  major  rat study  reported  is that  of Norback and
WeItman  (1985) .   These  investigators  fed 70  male and 70  female
Sprague-Dawley rats  a diet containing 100  ppm  Aroclor 1260 for  16
months followed, by a reduction to 50 ppm for the next  8  months.
The animals were then fed a control diet for the remaining 5 months
of their lives.  All  results were compared to a control .group which
initially consisted  of 126 animals/  63  of  either sex.   At  various
time points throughout this  study two control  animals of each sex
and  three  PCB-treated animals  of each  sex (10 animals  in  total)
were anesthetized with ether and the medial left lobe of the liver
of each animal was surgically removed.  These  tissue samples were
taken at I/ 3,  6/ 9/  12/  IS/  and 18 months.  At 24 months a  similar
group was killed and at the end of 29 months all remaining  animals
were  sacrificed.    The  induction  of  liver  hypertrophy  in the
centrilobular  area   of  the  lobule  was  evident  at  the  first
observation period made  one month -after the PCS diet was initiated.
By the 18th month the liver:body weight ratio had increased  from  4%
to 12% in the  female animals.   Macroscopically these investigators
noted  evidence  characteristic of  neoplastie nodules  near the
capsular surface/ hepatocellular carcinomas and adenofibrosis.   In
the  PCB-exposed  group/ the observed  lesions  appeared  in the
following sequence :  centrilobular hypertrophy  at 1 month/  foci  of
cells  appeared  at  3  months/  foci  of  altered  cells  in the
centrilobular  and  midzonal  regions at  6-9  months/ neoplastie
nodules appeared at  12 months/  trabecular  carcinoma was observed
after 15 months  and adenocarcinoma  at  24  months.   Simple  cystic
cholangioma  and adenofibrosis  appeared in animals  18-23  months
after the exposure began.   There was no evidence of metastases  to
the lungs.   All trabecular carcinomas had cell arrangements with a
glandular/ ductal  or cystic pattern and all  adehocarcinomas had
some elements  of the trabecular pattern of growth.   The lumens  of

-------
it would appear that a number of early deaths  occurred only in the
group of male control animals.   These  same  observations were also
noted by the authors,  who  stated  in the discussion of this paper :

    m Although the tumors met the morphological criteria for
    malignancy,  their  biologic behavior was   relatively
    unaggressive.  The  neoplasms  did  not metastasize to
    distant organs nor invade blood vessels. Mortality of the
    animals was not increased.  The lack of greater morbidity
    or  mortality is likely  due  to  slow progression of the
    neoplastic process and late  appearance and slow growth of
    the hepatocellular carcinoma."

The authors further noted  that it remains to b« established whether
PCBs have an initiating  effect or whether the neoplasms observed
result from the  promotion of a background incidence of initiated
cells.

1.3  Studiea  In  Other  Species

    Calandra  (1976)  reported,  in summary form, a carcinogenicity
bioassay performed in dogs.   Groups  containing 4  male and 4 female
dogs were fed 1,  10 or  100 ppm of Aroclors  1242,  1254 or 1260 for
two years.  While  this  exposure  interval is for  a period of time
that is considerably  less than  the  lifetime of the  species being
tested,  no remarkable  findings were reported.


1.4  The Effects of  PCBs oa Other  Liver Carcinogen*

    PCBs have been tested in numerous studies  to determine whether
they alter the carcinogenicity  of  other chemicals.  The evidence
obtained  from such studies  is sometimes  inconclusive,  and in
several  instances  similar  studies  have  produced conflicting
results.   The results  of have been  summarized  in the following
paragraphs and in table  5  located on page 13 :

    •   A number  of studies  indicate  that  PCBs administered
    after  a  carcinogenic  dose of a  liver carcinogen enhance
    the  incidence of tumors.   Nishizumi  (1976)  found  that
    Kanechlor 500  promotes  liver  tumors   initiated  by
    diethylnitrosamine.   Kimura et al.  (1976)  demonstrated
    that Kanechlor  400  can promote  the liver cancer induced
    by  3'-methyl-4-dimethylaminoazobenzene  (MeOAB).   Zto et
    al.    (1978)    initiated    liver   tumors   with
    N-2-fluorenylacetamide and then  increased  tumor incidence .
    by  feeding the  rats diets containing 1,000 ppm of PCBs.
    Preston  et al..  (1981)  have reported that  Aroclor  1254
    with or  without polychlorodibenzofuran contaminants can
    promote the liver cancer initiated by diethylnitrosamine.
    Osterle and Demi  (1984)  demonstrated that  this effect can
    be  produced  in weanling  rats/  although the  immature
    animal is  less  sensitive.   Demi et al. (1983) have also
    found  that  an  initial PCB pretreatment  to  increase


                                 11

-------
    Wistar rats and CD-I nice from diethylnitroaamine-induced
    liver  tumors  (Nishizumi, I960, Anderson  et al.,  1983).
    Likewise  Kimura  et al.  (1976)   found that  PCBs given
    before or  during  MeOAB exposure  decreased the incidence
    of MeDAB-induced liver cancer. Similarly,  Makiura et al.
    (1974) have shown that the co-administration of PCBs with
    the  liver  carcinogens MeDAB, N-2-fluorenylacetamide and
    diethylnitrosamine decreases tumor incidence.  Trout fed
    diets  containing  PCBs  prior  to  their  exposure  to
    aflatoxin had a reduced frequency of liver tumors  induced
    by the aflatoxin  (Hendricks et al.  1977).   This effect
    is perhaps explained by  Stott and Sinnhuber (1978)  who
    demonstrated that PCBs  reduced the bioactivating  ability
    of   trout   microsomal  fractions  used   to test  the
    autagenicity of aflatoxin B1.

    •  In  dermal  initiation-promotion assays PCBs have been
    found to diminish the initiating  activity  of certain skin
    carcinogens and to be  devoid of  any promoting activity
    (DiGiovanni «t al., 1977; Berry et al.,  1978).  Similarly
    Hayes  et al.  (1985)  examined the effects of PCBs on the
    proliferating hepatocytes in livers of young animals or
    adult  animals after partial hepatectomy.   They concluded
    that short-term PCS exposures do not have  an initiating
    action in an in vivo assay that detects both hepatic and
    extra-hepatic initiating carcinogens.

    •  In  contrast  to its reportedly adverse  effects on the
    immune  system,  Kerklivet  and  Kimeldorf  (1977a&b).
    demonstrated that PCBs administered either in the  diet or
    by   injection   reduced  the   size   of  Walker   256
    carcinosarcomas transplanted to  rats  and increased the
    lifespan of the PCB-treated animals.

                                Table 5

                      xy of PCS Interactions With Other Carcinogens
Study             Carcinogen               Results
                           »he Cargineon
Nishizumi         diethylnitrosamine        promotion (liver tumors)
   (1976)

Kimura et al.,    Me-DAB                   promotion (liver rumors)
   (1976)

Ito et al.,       N-2-fluorenylacetamide    promotion (liver tumors)
   (1978)
                                 13

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         this effect has also been demonstrated  for phenobarbital
and is * no doubt also  true  for most other  liver enzyme inducing
chemicals that produce a hypertrophy or hyperplasia of tihe liver.
Additionally, recent work  by Demi and  Oesterle  (1987)  has shown
that the promotional effects of PCBs  has a threshold, as one might
expect,  and this  threshold appears  to be  well above  the  dose
commonly  encountered  by  most  persons.    In  contrast  to  its
promotional effects on liver carcinogens  known to be initiators,
PCBs also  act as anticarcinogens when  administered prior  to the
exposure of an initiating carcinogen.  This effect is most probably
the result of PCB induction of liver  metabolism which then acts to
decrease -the carcinogenic  effects  of  a  number of chemicals  by
increasing their degradation and elimination.
2.0  Xpideaiologieal  Studies  of   9CB  Zzposuze   and  Caaeer
Mortality                                                     *

    Published epidemiological  studies addressing the  carcinogenic
potential  of  PCBs  have  been  confined  to two  cohorts,  both
consisting  of  employees  of plants where  PCBs were  used in the
manufacture of capacitors.(Kote  : Bahn et  al.  (1976), in  a  letter
to  the editor,  reported  an  analysis of  eight deaths  among 92
research and development  workers at  a refinery, and  suggested an
association between  PCB  exposure  and incidence of  malignant
melanoma. The extremely limited size of their cohort,  the  inability
to adequately assess  exposure,of the  cohort  to  other, potentially
carcinogenic  substances  or other  known  risk factors,  and the
inconsistency of their  observations with the results  from the two
larger  cohorts,  precludes any  utility  of this  report  in the
assessment of the human carcinogenicity of PCBs.]

    Brown  and  Jones  (1981) have published a retrospective  cohort
mortality  study of employees  from two  plants. Minimal  exposure
period to  PCBs  was three months, and the types of PCBs used were
Aroclors 1016,  1242, and 1254.   Workers who had potential exposure
to  trichloroethylene,  which was also used  in  both plants, were
excluded from  the cohort.  Of  the  2567  employee cohort,   163 were
known to be deceased and the vital status of 55  (2%) was unknown.

    Righer-than-expected   incidences  of  cancer  in the  rectum
(primarily among  females  in  Plant  #2)  and  liver  were  noted,
although the differences were not statistically significant. The
overall  incidence  of  malignancies observed was  slightly  less than
expected.  Hone  of the causes  of death showed a clear association
with latency, and no relationship was  observed between the duration
of employment in  jobs involving PCB exposure and risk of  mortality
due to cancer.  The causes of  mortality  and incidences of specific
malignant neoplasms are summarized in  Table 6.


    The  study  of  mortality   in this cohort  has  recently been
updated, with  the number  of deceased increasing  from 163  to 295


                                 15

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the study, and exposure was primarily to Aroclor 1254 and Pyralene
1476.  -While  some members  of  the cohort  were also exposed  to
trichloroethylene, alkylbenzene, and  epoxy  resins,  the "number was
stated to be few. A total of 27 deaths were observed in the cohort
between  1954  and 1978.   The overall  incidence  of  cancer observed
was significantly higher  than  expected  (14  versus  5.65 expected),
contributed  primarily by elevated  (though  not statistically
significant)  incidences of neoplasms of the 'digestive organs and
lymphatic and hematopoietic systems.

    Bertazzi  et  al.  (1986) have  recently published  an  update  of
their  study  of  PCB-exposed  capacitor  workers with a  modified
cohort.  Non-production workers at the  plant  were  added to the
cohort, and the  minimum period of  employment  was reduced from six
months  to one  week.  The  size of  the  cohort was  consequently
increased to  2100,  and the number of deceased  to  64. The results
from male and female  workers  were  analyzed  separately/  and are
summarized below in Tables 7 and 8.
                             Table 7

                Mortality from Selected Cauaes) of
                    Male Workers Kxpoeed to FCB
Cause of daath        Observed Expected     SMR           Cxp«ct«d    SMR
All causes
Malignant tumors
Cancer of G.Z. tract
Lung cancer
Hemato logic neoplasms
Cardiovascular disease
Accidents
Confidence limits (95%)
30
14
6
3
3
a
c
•—
b.
27.8
5.5
1.7
1.2
0.8
'•»
. «-B
144-415
104-300
108
233*
34«c
250
3?3
101
88
c- 141-721
*- 112-572
29.8
7.fi
2.2
l.C
1.1
9.4
5.8

101
183b
27 4d
187
263
95
103

    For  males, mortality from  cancer was significantly  greater
than expected  (14 versus 5.5 expected). Among  specific tissues, the
observed incidence  of  neoplasms  of the GI tract was significantly
higher than  expected,  and hematologic neoplasms were also greater


                                 17

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symptoms reported included acneform lesions and hyperpigmentation.
The incidence of hyperpigmentation was high (9/10) among offspring
born to mothers pregnant during%ingestion of the contaminated  rice
oil  (Higuchi,  1976).  This hyperpigmentation gradually  faded  over
the 2-5 months  after birth. Developmental tooth  and bone  defects
were noted among some  of  the offspring  (e.g. eruption of teeth at
birth,  larger-than-usual frontal  and occipital  fontanelles,  and
maintenance  of  a  wider  sagittal  suture than  usual). However,
postnatal  physical  and mental  development  of  infants  born to
contaminated rice  oil-exposed mothers paralleled that  of  healthy
infants (Higuchi, 1976).

    While  it  was  originally  assumed  that  the  rice oil  was
contaminated with  only PCBs  (Kanechlor 400), subsequent analysis
revealed  that   there  was  also  extensive  contamination   with
polychlorodibenzofurans  (PCDFs)  and polychlorinated quaterphenyls
(PCQs). Studies  in animals have clearly indicated that PCDFs are
more toxic than PC3s,- and. a number  of lines of evidence support the
contention that the adverse health  effects suffered by the rice oil
poisoning victims were a  result  of PCDF  rather  than PCS exposure.
First,  the  concentrations  of  PCBs measured  in  patients  with
symptoms of Yusho were substantially lower than those observed' in a
number of  studies of healthy,  occupationally-exposed  workers
(Xunita et al,  1984; Masuda et al,  1985). The occupational  studies
have    also   shown    workers    to  have   undetectable   or
minimally-detectable  concentrations  of  PCDFs  (Kashimoto  et al,
1985), while rice  oil  victims  in Japan and Taiwan had significant
concentrations  of  PCDFs,  including a number  of extremely toxic
isomers. These  human observations are supported by a study in which
monkeys were fed PCBs with  levels of PCDF and PCQ  contamination
similar to that of  the Yusho oils (Xunita et al,  1984). Monkeys fed
this diet developed dermatologic symptoms resembling those  seen in
patients   with  Yusho.  Monkeys   fed  PCBs  without   PCDF/PCQ
contamination,  or  fed  PCQs alone,  did  not develop  dermatologic
lesions. Collectively these observations have led to the conclusion
that the  symptoms  experienced by  the rice oil poisoning  victims
were the result of PCDF rather than PCS exposure  (Xuratsune, 1980;
Kashimoto et  al,  1981;  Drill et  al,  1982; Masuda  et  al, 1982;
Masuda and Yoshimura,  1984;  Chen -et  al,  1984; Xunita et al, 1985;
Miyata et al,  1985, and Bandiera  et al, 1984).

3.2  Health  effects   Information   from  Xaviroaaeatal   Ixposure

    A  number of studies have attempted to measure  health  effects
from  environmental exposure  to  PCBs. The most common source of
environmental exposure in these studies was the consumption of  Lake
Michigan fish (e.g. Humphrey, 1980;  Fein et al, 1984; Kreiss et al,
1981;  Smith,  1983.),  although the   results  from other  sources of
environmental exposure have also been studied  (e.g. Baker et al,
1980). The results  from these studies have generally been negative.
Interpretation of the meaning of the few positive observations has
been hampered by either the absence of a control population matched
for known risk factors for the parameter studied, a strong positive
correlation between PCB body burden and the body burden of other
                              •

                                 19

-------
conditions.  Which  respect  to  each of  these  categories/  the
following observations and conclusions were noted:
           o logical -mt*mc*9*  Of 11  Studies  Of PCB-expOSed
    workers  which  reported  dermatologic  findings,  dermal
    symptoms  were noted  in  all 11.  Correlation  of dermal
    symptoms with blood PCS  concentrations were generally  poor
    or  non-existent.  However,  collectively the  evidence
    strongly suggests that chloracne may occur when  PCS blood
    levels exceed 150-200  jig/ml.
    t.ivey   function?  Some  abnormality  in  liver  function
    indicated  by a change in  one  or more  relevant clinical
    chemistry  parameters ,  was  observed in  five  of seven
    studies  of occupational exposure  to  PCBs.   (Though  not
    mentioned  by  Gaf fey,  it should be  noted that while
    differences   in  some parameters  indicative   of liver
    function were observed to be statistically significant in
    some of  these, studies,  these differences were  uniformly
    quite small.  Further,  with chemical-induced hepatotoxicity
    one  would  expect  to  find a   consistent  pattern  of
    abnormalities among overlapping indices of liver function.
    No such  consistent pattern was  observed.] Zn no case was.
    the  abnormality  associated  with any measurable  adverse
    health  effect.    The remaining  two  studies  found  no
    evidence  of  liver  abnormalities.  A ninth  study found
    evidence of induction  of  drug metabolism among PCB-exposed
    workers (Alvares  et  al, 1977) .

    Fat; mggaboliam! There appears to be a correlation  between
    serum  triglycerides  and  PCS exposure  in most studies.
    Results  concerning cholesterol  are equivocal,  with  one
    study showing  an  increase,  one a  decrease, and three no
    change. Conflicting results  have  also been observed  with
    HDL-cholesterol.  Changes in fat metabolism produced  by
    PCBs,  if they exist,  do  not  appear to  be  of clinical
    significance.

    Bloed and  blood  preaaure;  None  Of the five  Studies  which
    examined blood chemistry noted  abnormalities  associated
    with  PCB  exposure.  One  study  of  PCB-exposed  workers
    measured blood pressure,  but  found no association  with
    PCBs.
    Symptoms.  illnaaa.  and othgy  eondifciona; Five  Studies
    report  a  variety of symptoms among  PCB-exposed  workers.
    Most  of these  symptoms appear  to be  unrelated to  PCB
    exposure.  None  of the  reports have  found  significant
    clinical effects to be  associated with PCB exposure.


3.4  Summary  of  Non-cancer  Human  Health  Effects  of  ?CBs:

    PCBs  appear  to  be of  low potency  in  producing  adverse  human
health effects. Among workers with demonstrated high body burdens


                                21

-------
                                TUBLI 9

           Summary of Mierobial Mutageaicity Test Results
        Strain _______________	
 Product       C3078  03052  Gtt TA93  TA1CO  TA1000  TA1535 TA1S36 TA1S7 TA1S38 WP2 WPZuvi


 Aredor          ....
 12M
             Ifag.   tfag.   Ncg.  tfag.  Nig.   Ifag.    tag.    .    »fag.    Ifag.  (fag.  Ntg.
1254

KvweMor       -     --NMg.tfag.-~     -     -     -
500
                                                 -    tag.
tatrictiloro-
Diphwiyt

                       -  tag.  tag.   -     tag.    tag.   tag,   tag.  tag.   -



Arodor         -     -.'-.-•    -    -     -   •  -     -    tag.'  -    -
•1221                  v             '                      '            l
Source:   L«vinsJcas (1981)
* Based  on re-evaluation of Wyndhaa';et  al. (1975)  by Or. Safe.

Levins leas,  1981), all of which have been  summarized in Table 9,  it
is concluded that PCBs are not mutagenic  in bacterial test systems.

4.2   Clastogenic/Chromoaomal ~ Studies

     Several  test systems  designed 'to measure chromosomal  damage
have  been  used to test  the potential genotoxicity of PCBs.   The
only  human cell  line tested were human lymphocytes in the study of
Hoopingarner et al.  (1972).  The  test  system used phytohemagglutin
stimulated cells which were treated  with 100 ppm  Aroclor 1254 for
the first 24 hours, then again during the last eight hours of the  S
and  62  stages of > the cell cycle and during the three hours of
mitosis.  Cytological examinations of the cells during these stages
of the  cell cycle  failed  to reveal any  effect  of  PCB treatment on
chromosomal integrity...    •-..  --	

     Green  et  al.  (1975a)  tested Aroclors  1242 and  1254  for their


                                  23

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mutations in the rat.  Aroclor 1254 administered for five days at
dosages of 75, 150 or 300 mg/kg or at dietary levels of 25 or 100
ppm for  70  days was  likewise without effect.   Keplinfer et al.
(1972) and Calandra  et  al.  (1976)  tested Aroelors 1242, 1254 and
1260 in mice at dosages  of 500 or 1000 mg/kg and also found them to
be without dominant lethal effects.

4.4  DNA  Oaaage Studies

    On the  basis  of sedimentation  rates,  Stadnicki et al. (1979)
have  reported  that the  epoxide  of  tetrachlorobiphenyl  caused
single-stranded chromosomal  breaks in the DNA  of  L-929 cells at
concentrations ranging from 1  ug/ml to 100 ug/ml.  A mixture of two
hydroxylated  metabolites,  and   to  a  much  lesser   extent
tetrachlorobiphenyl, caused some damage at  20 ug/ml and what was
reported as significant damage at  100 ug/ml.  The  significance of
this single  in vitro  test is  questionable, given the fact that the
epoxide metabolite  was  the  only chemical species demonstrating a
strong activity in  this test system.  This  conclusion has  been
reached in part because  the  authors,  on the basis of this study,
similarly  concluded  that the  epoxide  metabolite  is  the  only
chemical  species  of  interest  with  regards  to its  potential
carcinogenicity. However,  all mammalian  tests  as well those  io
vitro tests  containing some activation  system  were  negative,
indicating that either the epoxide is not genotoxic  in  other test
systems  or  quantities  of  the  epoxide  sufficient to  produce
genotoxicity are not generated in vivo.

4/5  Cell  Transformation  Studies

    Norback et  al.  (1981)  reported that Aroclor  1254 transformed
C3H10T11/2 cells to Type ZZI foci after  six weeks of  continuous
exposure to 10  ug/ml of Aroclor  1254, while a  concentration of 1
ug/ml did not.  The  authors  suggested that these  results  indicate
that the effects .of PCBs  in cell culture may include promotion.  In
contrast to  this study,  Pienta (1980) reported Aroclor 1254 did not
induce cell transformations  after eight  days of  exposure  when
utilizing   Syrian hamster  embryo  cells.  The highest dose tested
was 50 Jig/ml,  which was five  times the highest  dose  later used by
Norback et al. (1981).
4.6  Summary                                 :    .        •

    The  results  of the preceding studies have been summarized
on the next  page in Table 10. Given  the fact  that the only test
reported  as  positive  is one  of questionable  significance,  the
number of times PCBs  have been  tested and found  to  be without
significant  genotoxicity lead inevitably to  the conclusion that
these compounds  should  be  considered to be  without  evidence of
genotoxic activity.
                                25

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 incidence of  liver  cancer,  did not  increase  the total  tumor
 incidence.  The total tumor  incidence was not  increased  in these
 studies because in each case the incidence of other tumor types had
 been significantly decreased. This suggestion of antitumor activity
 of PCBs has  also  been demonstrated in a study examining the effect
 of PCS  exposure  on the final tumor incidence in animals following
 the  transplantation of  the  Walker 256 sarcoma.   The  effects  of
 chronic PCB-treatment was  not life-shorteningr  and  in  fact in two
 of  the studies  the morbidity  and mortality of  the animals  was
 actually  decreased by PCB  treatment. Furthermore,  while the tumors
 are described as malignant, i.e. hepatocellular  carcinomas, in none
 of  the  three  studies  did the  liver  tumors metastasize to  other
 organs even  though metastases would be expected if the tumors were
 malignant. So  from  these studies it  is evident  that PCB-treatment
 does not increase the total cancer risk in these animals, rather it
 shifts  the  incidence  of   the  type  of  tumors  observed  by
 significantly  decreasing  some  tumor  types  while  enhancing  the
 incidence of  liver tumors.  Lastly, PCB  mixtures  of  lesser
 chlorination,  i.e.  Aroclor 12S4  and Clophen X30  (similar  in
 composition to Aroclor 1242,  see table  1.4, page 8, of Brinkman and
 DeKok, 1980), have been examined in two separate studies and found
 not to be carcinogenic. Thus, conclusions to be drawn from the rat
 data, like the mouse data, are specific for the dose and degree of
 chlorination of the PCB mixture being tested.

    Possibly because PCBs  produce liver hypertrophy,  they enhance
 the tumorigehesis of certain liver carcinogens  if given after the
 carcinogen in  question has had an opportunity to  initiate tumors.
However,  if the  PCB  exposure  precedes  or  is concomitant  with
 exposure to liver carcinogens the tumorigenic response is typically
 decreased,   probably  as  a  result  of  an  enhanced  metabolic
 detoxification of the carcinogen.

    To  summarize,  the   qualitative  human   relevance   of the
 carcinogenic activity of PCBs based on the animal  data is limited.
The studies  providing some evidence of its  carcinogenic activity
 are specific for the degree of chlorination of the PCB mixture, the
total tumor  incidence is  not increased,  and the tumors  produced
occur only very late in the life of the animal and have no adverse
 effect on the morbidity or mortality of the animal. There are other
 considerations that limit concern for the  carcinogenic data in rats
 as well. PCBs are not mutagenic,  and the mechanism of tumorigenesis
 for these compounds therefore would appear to involve an epigenetic
mechanism. There  is  also substantial  evidence that  the  doses used
to induce tumors  in  rats are hepatotoxic, and evidence indicating
the neoplasms  induced by  PCBs  are reversible  if the exposure  is
terminated before the animal has been exposed  for  a considerable
portion of the animal's  lifespan.  All  of  these  findings seriously
undermine the human  relevance of the  animal carcinogenicity data.
This  is particularly true  as the human dosages  from past  and
present human exposures are far lower than those used in the animal
studies.   Given  these  considerations, it  is  concluded that  the
animal data provides sufficient  mvidmnem of -^ifflitgrf human reJgvangg
that PCBs of 60%  chlorine  content (e.g. Aroclor 1260/Clophen A60)


                                 27

-------
for this group, that other confounding variables may exist.

    In'  summary, epidemiological evidence  for human carcinogenicity
of PCBs is at  present weak and  mostly negative. As  such,  until
larger  epidemiological  studies can be completed,  the  data must be
Considered -fnarfgonaga to charaftsriftt Pf8s ms human ear
5.3  Evaluation
         There is sufficient  gvirfgnee of limited human  r
    for the carcinogenicity of Aroclor 1260 in animals.

         The human evidence for carcinogenicity of this compound is
    Xgaelag  12S4 /TTmnaghlag  gQQ  •
         There is inadequate  mvrdmnf* for  the  carcinogenicity of
    Aroclor 1254 in animals.

         The human  evidence for .carcinogenicity is  negative but


                              4QQ  •
         There is   no  evidence/insufficient  evidence  for the
    carcinogenicity of Aroclor 1248 in animals.

         The  human  evidence for  carcinogenicity is  negative but
    eioph+n  X3Q/1TaaaehlQg  SOQ/Xroelog  1243  ;
         There is either no  mvidmncm  or  insufficient mvidmnem for
    the carcinogenicity of these mixtures in animals.

         The human  evidence for  carcinogenicity  is  negative but
                                 29

-------
                 Biph^nyla.  OSEPA report 560/6-75-004.
Chen, P.H.S.  «t  al.  1984.  Poly chlorinated biphenyla,   ~*
dibenzofurans, and quaterphenyls in the toxic rice-bran oil and
PCBs in the blood of patients with PCS poisoning in Taiwan.  Am. J.
Znd. Med. 5:133.

Demi, E. et al.  1983.  Benzo(a)pyrene initiates enzyme-altered
islands in the liver of adult rats following aingle pretreataent
and promotion with polychlprinated biphenyls.  Cancer Lett. 19:301.

Demi, E. 'and  0. Oesterle. 1987.  Dose-reponse of promotion by
polychlorinated biphenyls and chloroform in rat liver foci
bibassay.  Arch. Toxicol. 60:209.

DiGiovanni, J. et al. 1977.  Tumor-initiating ability of
2,3,7,8-tetrachlorodibenzo-p-dioxin and Aroclor 1254 in the two
stage system  of mouse skin carcinogenesis.  Bull. Environ. Cent am.
Toxicol. 18:552.

Drill, V.A. et al. 1982.  Comments and Studies on the use of
Polychlorinated Biphenyls in Response to an order of the United
States Court  of Appeals for the District of Columbia. Drill,
Freiss, Hays, Loomis and Shaffer Inc., Consultants in Toxicology,
Arlington, VA.

EPA (Environmental Protection Agency). 1980.  AmM»*f wa^er Qualify
Criteria for  Polyehloginaged Biph»nyla.  EPA- 440/5-80-068,
PB81-117798.

Fein, 6.6. et al.  1984.  Prenatal exposure to polychlorinated
biphenyls:  Effects  on birth size and gestational age.  J. Ped.
105 (2). -315.

Fischbein, A. et al. 1979.  Clinical findings among PCB-exposed
capacitor workers.  N.Y. Acad. Sci. 320:703.

Fischbein, A. et al. 1982.  Derma tological findings in capacitor
manufacturing workers exposed to dielectric fluids containing
polychlorinated biphenyls (PCBs).  Arch. Environ. Health 37:69.

Fischbein, A. et al.  1985.  Oculodermatological findings in
workers with  occupational exposure to polychlorinated biphenyls
(PCBs).  Brit. J. Zndust. Med. 42:426.

6affey, W.R.  1983.  The epidemiology of PCBs. Zn: 9ms • Human
              Hazards. P.M. D'ltri and M.A. KamriA [EdS.],
Butterworth Publ., 'Woburn, MA.

6ans, J.B. and S.J. Pintauro.  1986.  Liver scarring induced by
polychlorinated biphenyl administration to mice previously treated
with diethylnitrosamine. Proc.Soc. Exp. Biol. Med. 183:207.

Greim, H. et al. 1985.  Studies on the evaluation of tumor


                                 31

-------

growth in rats by feeding a polychlorinated biphenyl, Aroclor 1254.
Bull. Environ. Contain. Toxicol. 18:243.                 _,

Kimbrough, R.O. and R.E. Linder, 1974.  Induction of adenofibrosis
and hepatomas of the liver in Balb/cJ mice by polychlorinated
biphenyls (Aroclor 1254).  J. Nati. Cancer Inatit. 53:547.

Kimbrough, R.O. et al. 1975.  Induction of liver tumors in Sherman
strain rats by polychlorinated biphenyl Aroclor 1260.  J. Natl.
Cancer Inst. 55:1453.

Kimura, R.T. et al. 1976.  Polychlorinated biphenyls as a promoter
in experimental hepatocarcinogenesis. 2. Krebsforseh. Klin. Onkol.
87:257.

Kiaura, N.T. and T. Baba, 1973.  Neoplastic changes in the rat
liver induced by polychlorinated biphenyl.  Gann 64:105.

Kreiss, K. et al. 1981.  Association of blood pressure and
polychlorinated biphenyls.  J. Am. Med. Assoc. 245:2505.

Kunita, N. et al. 1984.  Causal Agents of Yusho. An. J. Ind. Med.
5:45.

Kunita, N. et al.  1985.  Biological effect of PCBs, PCQs and PCDFs
present in the oil causing Yusho and Yu-Cheng.  Environ. Health
Persp. 59:79.

Kuratsune, M. 1980.  Yusho. In: Haloygnaggd Biphenyla. Triphenylaj
Nap^halgnaa. Pibangodiexing and Related Product^,. R. Kimbrough

-------
Shelton, D.W. et al.  1984a.  Effect of dose on the inhibition of
carcinogenesis/mutagenesis by Aroclor 1254 in Rainbow trout fed
aflatoxin Bl. J. Toxicol. Environ. Health  13:649.      -

Shelton, O.W. et al.  1984b. The hepatocarcinogenicity of
diethylnitrosamine to Rainbow trout and its enhancement by Atoclors
1242 and 1254. Toxicol. Lett. 22:27.

Ward, J.M.  1985.  Proliferative lesions of the glandular stomach
and liver in F344 rats fed diets containing Aroclor 1254.  Environ.
Health Persp. 60:89.

Warshaw, R. et al.  1979.  Decrease in vital capacity in
PCB-exposed workers in a capacitor manufacturing facility.  N.Y.
Add. Sci. 320:277.

Wolff, M.S.  1982.  Body burden of polychlorinated biphecyIs'among
persons employed in capacitor manufacturing.  Int. Arch. Occup.
Environ. Health.  49:199.

Young, S.S. 1985.  Letter to the Editor.  Toxicol. Appl. Pharmcol.
78:321.
                                 35

-------
                       LIST Of TABLES
Table 1:  Results of Carcinogenesis Bioassay
          Of Aroclor 1260

Table 2:  Frequency of Hepatoeellular Alteration*
          Induced by Chronic Feeding Studies with
          Clophen A30 and Clophen A60

Table 3:  The Incidence of Bepatocellular Carcinoma,
          Other Neoplastic Lesions, and Mortality by
          Tine Period

Table 4:  Incidence of Repatocellular Neoplasms

Table 5:  Summary of PCS Interactions with Other
          Carcinogens
          Major Causes of Death for Plant Workers
          Exposed to Aroclor 1016, 1242, and 1254

          Mortality from Selected Causes of Male
          Workers Exposed to PCB
                               %
          Mortality from Selected Causes of Temale
          Workers Exposed to PCB

          Summary of Microbial Mutagenicity Test
          Results
Table 6:


Table 7:


Table 8:


Table 9:


Table 10: Type of Genotoxic Activity
 8

10


13


16.


17


18


23

26
                           - 36 -

-------
ALUMINUM COMPANY OF AMERICA
ALCOA BUILDING
PITTSBURGH, PENNSYLVANIA 13213
'-EGA1. OEPART.VSNT
 1988  January 15
BY EXPRESS MAIL
Daniel  L.  Steenberge,  P.E.
Senior  Sanitary Engineer
NYS  department of Environmental
      Conservation
Route 86
Ray  Brook,  New York  12977
RE!   York  Oil  Site
       JAN 10 <
   0«pt of Environmental Conservation
   REGIONAL ENGIN£ER • REGION 5
    RAY 8800*! NEW YORK 12977
Dear Mr.  Steenberge:

Following a  meeting held in Albany on December 28, 1987 among
representatives  of EPA,  DEC, Alcoa and Reynolds the comment
period  on the proposed remedial action for the above-referenced
Site was  extended until January 15, 1988.  Alcoa has continued
its review of the scope of the clean-up alternatives as they
are presented in the recent draft Addendum Feasibility Study
Report  ("1987 AFS"),  the 1985 Remedial Investigation Report
 ("1985  RI"),  the-. 1985 Feasibility Study Report ("1985 FS"),
NYSDEC's  November 27, 1987 Public Announcement which presented
the Department's preferred remedy, and the EPA Proposed
Remedial  Action  Plan.

Alcoa submits the following comments which, together with
Alcoa's past comments,  including those expressed verbally at
the December 28,  1987 meeting, its written comments submitted
by letter dated  December 17, 1987 and prior written and oral
comments  made to EPA and NYSDEC, we request be incorporated in
the administrative record related to the York Oil Site.
 I.    Recommended remedial alternatives far exceed, in scope and
 cost,  those necessary to protect human health and the
 environment and are inconsistent with the National Contingency
 Plan.
      It  is  abundantly clear from information contained in the
      1985 studies that surface contamination at the York Oil

-------
Daniel L. Steenberge, P.E.
January 15, 1988
Page 2
     Site occurred as a consequence of a spill of oil,  most
     likely due to tanks being cut open and lagoon dikes being
     breached.  (1985 RI, App. RI-1,  page 3; 1985 RI,  page
     1-9.)  Subsequent sampling and analysis demonstrated that
     the only ground water which exhibits any level of
     contamination is that confined to the operational area of
     the site.  Indeed, no significant ground water
     contamination by PCB's exists anywhere at the Site.
     Further, the contractor which prepared the 1985 studies
     and the 1987 AFS has noted that the movement of
     contaminants in the groundwater is slow and that no
     groundwater drinking wells are threatened by the Site.
     Although we were not provided with, nor have we had an
     opportunity to review, records of the NYS Department of
     Health, we believe that such records would confirm the
     absence of a threat to drinking water wells.

     Any alternative adopted must be the most cost-effective
     remedy which will protect human health and the
     environment.  The absence of a genuine threat to human
     health and the environment and the negligible to
     non-existent migration of contaminants off-site or into
     the groundwater strongly suggests that the appropriate
     remedy, not inconsistent with the NCP, is one far less
     extensive and costly than those preferred by EPA and
     NYSDEC.  I
II.  Recommended remedial alternatives employing site
excavation present the highest exposure risks to workers and
the community.

     Several of the remedial alternatives involving excavation
     of site soils, considered in the 1985 FS and the 1987 AFS,
     present the highest risk of community and worker exposure
     of any of the alternatives considered:

         "Installation of this system [excavation/off-site
         disposal] would result in the most severe exposure
         risks of the alternatives considered.  As with the
         slurry walls and french drain,  on-site excavation
         could result in worker or- community contact with the
         exposed materials.  During implementation of this
         alternative, excavation would be concentrated on the
         lagoons and the most contaminated materials  ...  "
         (1985 FS, page 6-60)

     Similarly, such worker and community exposure would occur
     under the excavation and on-site incineration options

-------
Daniel L. Steenberge, P.E.
January 15, 1988
Page 3


     presented in the 1987 AFS.  The impact of such exposures
     were not, but should be, evaluated as part of the risk
     assessment.          -    -•      •-•-.-

     It is highly likely that exposure risks to both workers
     and the community would be magnified due to on-site
     incineration.  Such "disposal" will also produce emissions
     that must be of concern.  For example, if 50,000 tons of
     soil containing an average of 2 ppm PCB are incinerated,
     250 pounds of PCB will be destroyed.  However, because the
     oil in the lagoons at the site was contaminated with lead
     (used motor oil), some lead and other metal emissions will
     result.  Lead is particularly easy to volatilize because
     of its low melting point and the chemical nature of lead
     compounds used as motor fuel additives.  If the lead
     content of the contaminated soil is 500 ppm, then 50,000
     pounds of lead could be volatilized at the high
     incineration temperature? tha"C will be used.  Much of this
     lead could escape control devices as a fine fume, thus
     producing an emission situation of. concern.

     While the increased, exposure risks resulting from site
     excavation may have been presented,  albeit buried within a
     technical discussion,_in the 1965 FS, the enhanced risks
     were not addressed in the 1987 AFS..  Therefore, the Moira
     and surrounding community may .not now be sufficiently ..,
     apprised of these potential emissions, nor will" they, in
     the future, become aware or have any further opportunity
     to comment upon them since the anticipated incineration
     units will not require RCRA_ permj.ts.


III. Information currently available indicates that significant
error is contained.in,.the cost estimates for Option 5A,
resulting in a substantial understatement of the true .costs of
this alternative.       :
     The 1985 FSW note's that the excavation, transportation and
     spreading of 2700 cubic yards of wetlands soils will cost
     $92.87 per cubic yard.  (1985 FS, p.B-3)  However, the
     1987 AFS states that excavation, on-site transportation
     and incineration can be accomplished at a cost of $145.00
     per cubic yard  (excavation at' $26/cy and on-site
     transportation-and incineration at $119/cy).   (1987 AFS,
     App. I-D, p.2)  If the 1985 excavation cost figures are
     correct then''the 1987 estimated excavation  costs appear to
     be far to low.

     Further, the 1987 AFS used $215 per ton as  the unit cost
     for incineration of on-site soils  (1987 AFS, App. I-D,
     p.7) and a much lower figure of $119 per ton for

-------
Daniel L. Steenberge, P.E.
January 15, 1988
Page 4


     incineration of soils in the wetlands area (1987 AFS,
     App. I-D, p.2).  Available data indicates that neither of
     the estimates  employed  in the 1987 AFS is realistic.

     The attached Waste Treatment Technology Newsletter from
     BBC, Inc., Publications (Attachment I, hereto) contains a
     report (pp.7-8)  on mobile incinerator equipment which we
     assume would be similar to the equipment envisioned by the
     consultant for the Site.  This BCC report states that the
     EPA mobile incinerator operates at a unit cost of $300 to
     $1000 per ton, depending upon waste characteristics.  An
     ENSCO mobile system is reported to operate at $300 to $400
     per ton of contaminated soil.  We are aware that
     IT Corporation and Waste Tech also plan to have mobile
     equipment in the future and estimate costs to be within
     these ranges.

     The incineration cost estimates employed in evaluating
     total Option estimated cost are critical since over 38,000
     cubic yards (50,000 tons)  are included in the clean-up  -
     estimate.  If the true cost is twice the consultant's
     estimate  (at best a conservative estimate of the magnitude
     of the error since the soil has no fuel value and high
     moisture content), the on—site incineration estimate is
     understated by at least $10 million.  If realistic on-site
     incineration estimates had been employed, Option 5A, the
     consultant's recommendation/ would cost in excess of $35
     million.

     Such a gross error must be considered in evaluating
     appropriate, cost-effective remedies.


IV.  The absence of Treatability. Studies for the Alternative 5
Options renders coat estimates for those Options incomplete and
inaccurate.

   _ The contractor has not included any information on the
     treatability of the soils at the Site or in the wetlands
     area.  Fixation and incineration are complex processes.
     It is virtually impossible to estimate the true costs or
     effectiveness  of the Alternative 5 Options without
     treatability worJc prior to design of a construction
     program and prior to..selection of a remedial alternative.
     In contrast stands the. alternative of closure and capping
     of the site in situ which will not require additional
     treatability study prior to design.  Such an alternative
     can immediately progress to design of a construction

-------
Daniel L. Steenberge, P.E.
January 15, 1988
Page 5
     program.  For any remedy requiring further study prior to
     construction design, the procedures outlined in the
    'recently published EPA Remedial Action Coating Procedures
     Manual  (see Attachment II,  hereto) be employed to better
     understand and estimate the costs of the various
     alternatives.
V.   Adoption of NYSDEC recommended PCB clean-up levels does
not comply with legally applicable or appropriate and relevant
requirements.

     In its December 17, 1987 comments Alcoa stated that
     promulgated EPA PCB clean-up standards, rather than
     unpublished NYSDEC clean-up "policies" are the applicable
     standards to which the Site should- be remedied.  NYSDEC's
     policy is neither applicable nor appropriate and relevant.

     Since the DEC "policy" is not promulgated it may not  -
     qualify as a potential applicable standard.  See "Interim
     Guidance on Compliance With Other Applicable or Relevant
     and Appropriate Requirements", 52 Fed. Reg. 32496,
     32496-97, August 27, 1987.  The EPA promulgated standards
     are the applicable standards.  Neither can the DEC policy
     be considered in determining the necessary level of
     clean-up, because there exists an applicable,
   .  chemical-specific standard for PCB, Thus, the NYSDEC
     policy is also neither appropriate nor relevant.


VI.  Alternative 5 Options conflict, with cleanup standards
required under CERCLA amendments..

     While recent CERCLA amendments shift clean-up preferences
     toward treatment, this preference does not exist in a
     vacuum.  Treatment remedies must be those which
     permanently and significantly reduce the volume, toxicity
     or mobility of site contaminants.  SARA §121(b)(1).

     Incineration remedies, which at best reduce small and
     non-threatening levels of PCB- while leaving an ash residue
     containing the true contaminants of concern — metals,
     simply do not provide a significant reduction of volume,
     toxicity, or mobility.  Encapsulation or fixation, at a
     site where the available evidence suggests negligible risk
     of movement, is of questionable value as a permanent or
     significant solution.

     These conclusions are reinforced by the fact that other
     suitable remedies are available which will adequately
     protect human health and the environment.  Further, and as

-------
Daniel L. Steenberge, P.E.
January 15, 1988
Page 6


     described above, the lack of treatability studies at the
     time of remedy selection means that the significance and
     permanence of the recommended alternatives is highly
     speculative, as are the short-term exposures associated
     with the remedy.  Indeed, the alternatives requiring
     excavation, transportation and incineration, in contrast
     to other remedies, are those most likely to conflict with
     the assessment factors required under SABA
     §121(b) (1) (A)-(G) .

     Suitably closed and capped, the site presents a very low
     risk of human exposure and meets the SABA standard by
     interposing a remedy which will greatly reduce the already
     low mobility of site contaminants.  The applicable
     clean-up standard should be 25 ppra for PC" ur.der E£A
     promulgated rules.  That standard indicates that no
     excavation or "treatment" of excavated material is
     required.  Cost-effectiveness, together with maximum
     practicable protection, remains a requirement of any
     Superfund clean-up.  Treatment, for treatment's sake, has"
     never been a goal or requirement of CERCLA.  Where
     available data indicates that less extensive remedies will
     provide equal-and possibly greater protection, selection
     of the currently recommended alternatives is inconsistent
     with the National Contingency Plan and CERCLA.


In sum, the alternatives evaluated and recommended by the
consultant, by NYSDEC and by EPA — the Alternative 5 Options
— are the result of flawed technical analysis and improper
application of the standards applicable to Superfund Program
clean-ups.  Option 5A is simply the most egregious example,
since it would incinerate the largest quantity of Site
materials  (thereby presenting the highest risk of worker and
community exposures) and is the most seriously cost undervalued
incineration alternative.

In the face of far le»a expensive, yet equally protective
alternatives, selection of any of the Alternative 5 Options
contravenes the fundamental requirement that remediation be
done in the most cost-effective fashion that will protect human
health and the environment.  To adopt an extraordinarily costly
remedial alternative, with no practical nor demonstrable
increase in the protection of human health and the environment,
over far less costly and eminently suitable alternatives, is an
inherently capricious exercise of agency power.  That such an
exercise may, in fact, increase community and worker exposures

-------
 Daniel L. Steenberge, P.E.
 January 15,  1988
 Page 7


  (over those  presented by more  suitable  remedies) confounds
 reason.  It  is an exercise which  itself poses a threat to human
 health and the environment.
 Sincerely,

^]^Vxy»xU

 Ralph W. Waechter
 Attorney
 WPPRWW136

 Attachments

 cc:      James Ludlam, NYSDEC
          R. Howe,  U.S. EPA
          Elena T.  Kissel,  Esq.,  U.S.  EPA

-------
 related parts for complete filter arrays. Prices for arrays range from 5413 for a single
 cartridge in-tank filter rated at 300 gallons-per-hour to $4,327 sixty-cartridge systems
 rated at 6,000 gallons-per-hour. Depth filter media include polypropylene, cotton with
 a polypropylene core, glass fiber, pleated melamine or granular carbon or resin.



 [Indexers: Membranes. Company announcement, Memtek, Raytheon]

 RAYTHEQN  PURCHASES  ADVANCED WASTEWATER TREATMENT  SYSTEM  FROM
 MEMTEK CORPORATION.  Raylheon's new monolithic microwave  integrated circuit
 facility is located in Andover, MA, where it is configured to remove arsenic, fluoride,
 copper and nickel from wastewater. The Memtek system consists  of the company's
 Teflon™ tubular membrane.  Each module contains ten membrane tubes with a pore
 size of 0.1 11.   According to  Memtek's Chris Founier, the system works  by first
 chemically pretreating wastewater to form a suspended solid slurry which is   settled
 and then pumped through the membrane filter.  The turnkey system cost approximately
 $250,000.


 [Indexers: Patents, Membranes]

 RECENT  PATENTS:  MEMBRANES

 Japan JP 61 2Q0.81Q  fCI. BQ1P131  Sentembgr 5. 19Bfi
 Kurita Water industries, Ltd.
 MEMBRANE FILTRATION OF WASTEWATER
 The filtrate from ultrafiltration of wastewater is treated by 2 reverse osmosis units both having 10-60%.salt
 rejection. A biological treatment effluent was ultrafittered and the filtrate containing 360 COO was
 subjected to reverse osmosis at 40 times concentration and five times concentration in two units.

 Japan JP 61 129 Q94   fCI CQ2F3/19>  June 17 1986   „.              .
 Nino Electric Industrial Company, Ltd.
 MEMBRANE IN BIOLOGICAL TREATMENT  OP WASTEWATER
 Wastewater is treated in an aerating tank containing an uttrafilter which is connected to a suction pump or
 pressurized tank The aeration prevents contamination and concentration-polarization on the membrane.
 The aeration prevents contamination and concentration-polarization on the membrane.

 East Germany DP 233 823  fCI Cn2F9/QQ>  March 12. ^9,86
 Forschungszentrum Wassertechnik Dresden
 BIOLOGICAL  AND NATURAL PHYSICOCHEMICAL  PRETREATMENT  OF CONTAMINATED  RAW
 WATER
 A slow flow-through water reservoir is divided into many reaction chambers by flexible membranes, raw
 water is fed to the first chambers, depending on water quality the water is aerated In the first and optionally
 subsequent chambers, and the water Is allowed to undergo natural self-cleaning in the last chamber, and a
 water preparation plant Is added to the outlet of the reservoir. The mesh size of the first membrane may be
 larger than subsequent membranes.


 [Indexers: Incinerators]

 CALIFORNIA DEPARTMENT OF  HEALTH-SERVICES   COMPARES   ADVANCED.
 MOBILE  INCINERATOR  DESIGNS.  The comparison was presented in  "Alternative
 Technology  for  Recycling  and Treatment  of Hazardous  Wastes."  The discussion
contrasts four types bf thermal destruction systems applicable to site  cleanup
                                  ATTACHMENT  NO.  \

-------
 operations.   "Each ot the processes  can readily destroy wast*.  Dils and solve t
 residues.  The rotary kiln incinerator,  the infrared incinerator anc the electric kiln
 pyrolyzer can detoxify contaminated soils. The rotary kiln and supercritical solubilizer
 units can detoxify wastewaters.

      Rotary  kiln units: The EPA has developed  a transportable  incineration
      system  for on-site thermal destruction of hazardous materials at remote spill
      or disposal sites. The system can be broken down into three sections: the
      waste shredder and rotary kiln, the afterburner with venturi gas squelch unit
      and the scrubber with sound suppressor and fold-down stack. The sections
      can be  transported on semitrailers. Such a system can detoxify up to two
     tons-per-hour of contaminated dirt (about 15,000 tons-per-year) or  up to 60
     gallons-per-hour of liquid waste  oil.   Successful trial burns of heavily
     chlorinated wastes (like dioxins) were conducted at Times Beach,  Missouri
     in  1985 with destruction removal efficiencies  of  99.999% or better.
     Operating costs for the mobile incinerator range from $300 to $1,000-per-ton
     depending on waste characteristics. Consequently, these wastes can be
     disposed of on-site. Design specifications for the EPA mobile incinerator are
     available nationwide to assist federal and state personnel for Superfund
     cleanup projects.  A few private companies have constructed rotary kiln
     incinerators.  Several have been permitted by the EPA and are operating
     outside  California.  For example, Ensco Environmental Services (Little Rock,
     AR) offers  a mobile (seven trailers) unit that can simultaneously incinerate
     up to four tons-per-day of contaminated solid material together with 150
     gallons-per-hour of  liquid hazardous wastes.  Ensco rotary  kiln units  have
     been  operating in Florida for on-site cleanups.  Operating costs are in the
     range of $300 to $400 per-ton of contaminated dirt treated.

 Infrared incinerators: This comparatively new technology offers tremendous flexibility
 for the decomposition of solid hazardous wastes.  In a typical infrared  incinerator, a
 woven  metal conveyor belt  carried the wastes under infrared heating  elements
 equally  spaced along the length of the insulated furnace.  At the end of the furnace,
 ash  residue is  discharged to a hopper. Off-gases are sent to a secondary burner
 where they  are destroyed by a propane burner. The flexibility of this technology
 comes from the operator's ability to vary the  residence time (the  belt speed), the
 temperature (the intensity of the heating elements), and the aeration.  The infrared
 furnace's capability to operate with very low air flows is a particular  advantage.  The
 process can be operated to minimize emissions of volatile organic  compounds and
 particulates.  Infrared incinerators can be constructed as a mobile  unit. Shirco
 Infrared Systems of Dallas, TX, is  manufacturing several mobile units  expressly for
 contaminated site  cleanup applications. One Shirco  unit is employed at a fixed
 location for hazardous waste treatment. Several other units are used for activated
 carbon  regeneration.  Shirco reports that  their units can achieve  greater than
 99.999% ORE of PCBs and dioxin.  A mobile unit with a capacity of 100 tons-per-day
 costs approximately $2.5 million.

     Advanced  Electrical  Reactor  The AER unit uses infrared radiation to
     pyrolytically destroy.incoming wastes. The  reactor consists of a tubular core
     surrounded by an annular radiant zone.  A  porous sleeve separates the two
8

-------
                     United States
                     Environmental Protection
                     Agency
Hazardous Waste Engineering
Research Laboratory
Cincinnati OH 45268
                     Research and Development
EPA/600/S8-87/Q49  Dec. 1987
SEPA          Project Summary

                     Remedial  Action Costing
                     Procedures Manual
                     Brian Burgher, Mike Culpepper. and Werner Zieger
                      The full manual provides  specific
                     procedures for the cost estimating and
                     economic analysis steps required for
                     preparing engineering cost estimates
                     for selecting remedial action alterna-
                     tives in response to the requirements
                     of the Comprehensive Environmental
                     Response. Compensation, and Liability
                     Act (CERCLA) and the National Con-
                     tingency Pleh  (40 CFR 300).  The
                     manual  la designed to be used in
                     conjunction with  EPA's  manual
                     entitled Guidance on Feesibility Stu-
                     dies Under CERCLA. The audience for
                     this manual Includes EPA  Regional
                     Project Officers,  remedial investiga-
                     tion/feasibility study contractors, and
                     state and local remedial action person*
                     nel  end other Pederel  agenciea.
                     Detailed procedures are provided for
                     generating estimated  capital  and
                     annual operating  coat*, calculating
                     annual costs and  present worth  for
                     each remedial action alternative, and
                     performing sensitivity analyses of the
                     cost estimates to determine the Impact
                     of  changes to varioua cost input
                     parameters. Worksheets are provided
                     to  assist the user in developing the
                     feasibility cost  analyses. An example
                     coat analysis is provided to illustrate
                     these procedures.
                      Thit Project  Summary wet devel-
                     oped by EPA't Heierdout Witt* Engi-
                     neering Reteetch  Leboretory. Cincin-
                     netl. OH. to announce key finding! of
                     the reteerch project thet it fully doc-
                     umented in e separate report of the
                     teme title (tee Project Report ordering
                     infotmetion et beck).
Introduction
  As the number and scope of remedial
actions at uncontrolled hazardous waste
disposal  sites increase, there is a cor-
responding need for standard procedures
for preparing engineering cost estimates
for proposed remedial solutions. The
National Contingency Plan(NCP) of 1982
outlines a general approach for conduct-
ing remediation at  Superfund sites. The
purpose  of the manual is 'to provide
specific procedures for the cost estimat-
ing and economic analysis steps required
for the various remedial action planning
phases. These phesos are:

• Preparing an initial assessment of
  remedial action  alternatives to estab-
  lish a general cost for the remedial
  investigation/feasibility process and
  initial  remediel meesures,
• Screening  remedial action  alterna-
  tives  during feasibility analysis to
  eliminate those alternatives for which
  the costs are  substantially greater
  than other alternatives and yet do not
  provide e commensurate public health
  or environmental benefit,
• Preparing detailed cost estimates for
  feasibility studies to sid in selecting
  a remedial action alternative.

  The full manual  presents -procedures
and provides worksheets to accomplish
the cost analysis objectives  of the
phases.  The  guidance presented has
been developed for generalized condi-
tions at  uncontrolled  hazardous waste
disposal  sites. The user should modify
these  procedures  where necessary to
accommodate site-specific conditions.
                               ATTACHMENT  MO. 2

-------
   The anticipated audience  for this
  document  includes  those  persons
  responsible for Superfund  remedial
  actions:  EPA Regional Protect Officers.
  remedial investigation/feasibility study
  contractors,  state  and local  remedial
  action personnel,  and  other Federal
  agencies. This manual should also be
  useful to  those involved  m  planning
  state- and  private-lead  and  voluntary
  actions,  particularly to demonstrate to
  the public and other  interested parties
  that the selection of  a remedial  action
  alternative was conducted according to
  EPA approved procedures.

  Discussion
   Chapter 2 of the full manual address**
  initial site planning -&n estimating. Site
  response assessment  costing  ir impor-
  tant  because it  sets  the tone for the
  remedial investigation and feasibility
  study, and gives a rough estimate of the
  level  of effort and funding  necessary to
  address sue problems  under Superfund.
  It is  a fairly straightforward procedure
  requiring minimal  time and  effort to
  complete. It should be noted that these
  initial costs will be superseded by costs
  derived  during  the  feasibility  study
  process.
   The purpose of Chapter 2 is to  define
  the steps of the site response assess-
  ment process and offer guidelines as to
  how  costs for each of these steps may
  be  derived. With this dats the reader
  should be able to:
       • Assign 'order-of-magnitude  costs  to
         the applicable sections of  the site
         response assessment report format.

       • Determine  total  order-of-magnitude
         costs  for site RI/FS  activities and
         remedial alternatives available at the
         site assessment stage.

        Chapter  3 describes standard proce-
       dures  for preparing cost estimates for
       remedial action alternatives being eval-
       uated  during feasibility analysis. Initial
       site planning  cost estimating efforts.
       discussed in Chapter 2. are based solely
       on  existing data and  are performed  to
       provide general cost data associated with
       activities.  Remedial  Removal
measures,  and  remedial  alternatives.
Feasiliby study cost estimating is aimed
solely at providing remedial altnernj
costs using information collected di __
the investigation. The sections in Chapter^
3 provide an overview  of the costing
process for both screening and detailed
feasibility analysis of alternatives: proce-
dures for economic analysis: guidance on
the use of  sensitivity  analysis: and »n
example illustrating these cost analysis
procedures. Additionally, worksheets are
provided to assist the  user to estimate.
analyze, and present costs for  remedial
action alternatives.
         Britn Burgher and Werner Zieger art with JR8 Associates. McLean. VA 22102:
           Mike Culpepper is with CH^M Hill. Atlanta. GA 30333.
         Douglas Ammon is the SPA Project Officer (see below).
         The complete report, entitled "Remedial Action Costing Procedures Manual."
           (Order No.  PB 88-113  691/AS; Cost: 914.95. subject to change! will be
           available only from
                 National Technical Information Service
                 S28S Port Royal Road
                 Springfield. VA22161
                 Telephone: 703-487-4650
         For information Donald Sanning can be contacted af
                 Hazardous Waste engineering Research Laboratory
                 U.S. Environmental Protection Agency
                 Cincinnati. OH 45268
                                                                            -•J
    Construct a site response assessment
    report  outline  and identify areas
    which require estimating.
United States
Environmental Protection
Agency  •
Canter fo» Environmental R«*«arcn
Information
Cincinnati OH 45268
                         BULK RATE
                     POSTAGE t FiES PA!
                            EPA
                       PERMIT No. G-3S
Official Business
Penalty lor Private U*e »300

EPA/600/S8-87/049


-------
            •V O w    r 0 >• c
              REYNOLDS ALUMINUM
                  Metals Company • P.O. SOA 27003 • Ricivnona Virginia 232
                        January  5,  1988


Ms.  Elena T.  Kissel
Assistant Regional Counsel
Office  of Regional Counsel
:U. S. Environmental  Protection  Agency
Region  II
26 Federal  Plaza
New  York, New York   10278


                              RE:  York  Oil  Superfund  Site
Dear Ms. Kissel:

     On December.28,  1387 at the invitation of  EPA, Reynolds
Metals  Company attended -a meeting in Albany,  New  York regarding
the  York Oil  Superfund Site.  At this meeting,  Reynolds  learned
for  the first time that EPA was strongly considering  the selec-
tion of onsite incineration as  the remedial technology at  the
York Oil site.  This fact contradicts the information contained
in the  letter which  Reynolds received from the  EPA dated November
25,  1987, which states that:

     "Following a review of the preliminary recommended
     alternative  and other  alternatives, the United States
     Environmental Protection Agency ("EPA")  and  the  New York
     State  Department of Environmental  Conservation ("NYSDEC")
     have selected a preferred  remedial action  for the York Oil
     site which at this time includes;  site excavation,  onsite
     solidification  of soils..."

     Reynolds relied on this letter in  it's preparation  of
comments on the November,  1987  Addendum Feasibility study, and
focussed the limited time  available in  commenting on  the solidi-
fication option.  We frankly do not understand  the basis for the
Agency's apparent shift in  it's position.

     Because of this apparent shift, we believe that  we  have beer.
denied  an effective  opportunity to comment on all the options
addressed in the  study. Further, we feel that  the EPA has not
allowed adequate  time for people in the Moira area to publicly
review  the  study. We believe that if the residents of the area
knew that onsite  incineration was the possible  technology  of
choice, they would have likely commented much more fully on an
option  that could adversely impact their community.

-------
                                                    22/10
Ms. Elena T. Kissel             ....
Page Two
January 7, 1988


     Additionally, Reynolds believes that the costs and technical
feasibility of onsite incineration are grossly underestimated in
the Addendum Feasibility Study, and that if onsite incineration
is implemented, the final costs will be substantially higher.

     In view of the above, Reynolds requests that the EPA allow
another 30 days for the submission of additional comments on this
Addendum Feasibility Study.  We also ask that this letter, and
the Agency's response, be made a part of the Administrative
Record on this site.

     If you have any questions, feel free to contact our Mr. John
L. Ooyle at (804) 281-3865, or our Mr. Stephen 0. Ryan at (804)
281-3952.
                              Lawrence C. Tropfeal/ Jr., P.E.
                              Director, Environmental Control
                              Corporate Environmental Control
                                 Department
Ict/sdr

-------
                                                      32/19
       .^ ;-VC COMPANY OF
         . PENNSYLVANI

LCG.it. OCPA.sV •.'£*«.


December 29, 1987
                                                            ALCOA
                                       via Federal- Express
Ms. Elena T. Kissel
Assistant Regional Counsel
Office of Regional Counsel
U. S. Environmental Protection Agency
Region XI
26 Federal Plaza
New York, New York  10278

Re:  York Oil Site, Moira, New York
     Addendum feasibility Study
                                       r-
Dear Ms. Kissel:

Aluminum Company of America (Alcoaj. submitted a number of
comments to you on th« Addendum Feasibility Study  for the York
Oil Site in a letter dated December 17,  1987.  These comments
also were elaborated upon at a meeting held in the New York DEC
Offices in Albany, New York, on December 28, which we
attended.  One purpose of this letter is to add clarification
to several of the  issues tha-t were discussed at the December 18
meeting, and to that end we have enclosed  for your review
documents which support many=-of the comments Alcoa made  in its
response to the Addendum Feasibility Study.  The other purpose
of this letter is  to reiterate to  you our  concern  over the fact
that we were not advised prior to  this meeting that the  EPA &
DEC were considering thermal destruction of PCS contaminated
soils and sludges  as an alternative remedial action.
The letter from Elena Kissel, dated November  25,  1987, which
accompanied the Addendum Feasibility -Study clearly states  in
the last paragraph on page one,  "Following a  review of the
preliminary recommended alternative and  other alternatives, the
United States Environmental Protection Agency ("EPA") and  the
New York State Department of  Environmental Conservation
("NYSDEC") have selected a preferred  remedial action  for the
York Oil site...."  Based on  this  statement,  Alcoa did not
spend time evaluating the various  alternatives outlined in  the

-------
1 .
  Ms.  Elena T.  Kissel
  December 29,  1987
  Page 2

  report,   we felt that such an exercise would be fruitless since
  the  letter clearly indicated that both the EPA and NYSDEC had
  agreed or. the remedial action plan.   Since this is evident-ly
  not  the case, as was stated during the December 28 meeting,
  Alcoa requests the opportunity to review and comment on the
  various options noted in the Addendum Feasibility Study.  We
  believe a 30-day extension of the comment period would be
  appropriate in this particular instance because the parties
  were not made aware of the divergence of the opinion between
  DEC.S EPA on  the Remedial Action Plan,  we are particularly
  concerned about the cost estimates used in Alternative 5A since
  they appear to be very crude and not suitable as a basis for
  decision making.  Since no treatability studies have been
  conducted, it is difficult to understand how management options
  can  be evaluated in enough depth to determine which methods can
  work, and which method will be most effective.  It studies are
  planned or are underway, we would appreciate receiving
  information on the results so that we may review it as well.

  Alcoa's comments and much of the discussion at the December 28  •
  meeting centered acound the "softness" of the data, the lack of
  extensive data, the disclaimers that the contractor attached to
  the  data and  his interpretations of the data, and the misuse of
  the  data for  risk assessment purposes.  In light of the
  magnitude of  the decisions that will be made concerning site
  cleanup options, Alcoa feels that the data and analyses are
  inadequate to provide a basis foe. such decisions.  We feel that
  a defensible  risk assessment should be prepared and that a
  better definition of the potential for off-site contamination
  should be established before multi-million dollar decisions are
  made concerning actions at the gibe.

  If the currently available data la to he used for decision
  making, Alcoa believes that the data as presented in the RTFS
  and Addendum Feasibility Study supports the following actions:
  material In the tanks should be removed and disposed of  (by
  incineration off-site),  If PCB levels are above 50 ppm)j that
  the tanks should be cleaned and removed; that the drums
  containing PCS  contaminated solids should be disposed of
 'off-site; that  the existence of an underground tank system
  should be evaluated, and  If appropriate*, It should be removed;
  that  contaminated  "hot spots" (above  25 ppm PCS)  In the area
  south of the site  should  be excavated and disposed of on the
  fenced site; and that the  fenced site should be graded  and
  capped to control  infiltration and surface  runoff.  Our
  recommendations are based  on the sample data which show no
  significant  groundwater  contamination off-aite,  limited
  migration of pollutants  In groundwater  and  no migration  of  PCBs~

-------
Ms. Elena T. Kissel
December" 29, 1987
Page 3

in groundwater, no on-site soil or sludge 'samples which fail
the EP-TQX test, and very low PCB contamination with the
exception of some surface oil samples collected in the drainage
pathway.

Our reading of the reports leads us to conclude that the sludge
lagoons were used primarily for treatment and reclamation of
motor oils and that the "bulking" process used by the agencies
in 1981-1982 have been effective.  The surface contamination
appears to be sporadic which supports an inference that the PCB
containing substances were spilled at the site sometime after
the oil reclamation operations ceased.  This should clearly be
treated as a spill in accordance with the EPA spill cleanup
policy, and we believe that our recommendations are in
accordance with that policy.

Thank you for the opportunity to comment on this proposed
program.  We are interested in seeing that the environment is
protected and that the most ctist effective approach is taken to
insure that the site is properly addressed.

Very truly yours,
Marlene w. Jackson
General Attorney

MWJ/rv

Pncs.

cc:  Robert  Howe  (w/encs.)
     James Ludlam (w/encs.)
     Melissa Marshall  (w/enca

-------
 SUPERFUND UPDATE.
                                                 December  7,  1987
                                                 Page  M65
 NCP AMENDMENTS 70 LIMIT
 USE OF RCRA  STANDARDS
     The  Environmental Protection Agency will not require contaminated
 ground water at Superfund sites to be restored to the  exacting background
 level in EPA's Resource Conservation and Recovery Act  standards, says a
 draft of proposed amendments to the National Contingency Plan, unless the
 cleanup  involves a waste regulated by Subtitle C or  requires an activity
 like one regulated by RCRA.

     Significantly, the NCP draft would not define the  capping and con-
 tainment of hazardous wastes at the Superfund site itself — long a
 favored  agency cleanup method — as a disposal subject to regulation
 under RCRA.  Only waste actually removed from a site would potentially be
 governed by RCRA's strict management standards.

     The  applicability of other environmental laws would be similarly
 limited.  For example, the NCP would prohibit the use  of national
 emission standards for hazardous air pollutants under  the Clean Air Act
 in  the cleanup of inactive asbestos disposal sites unless the site is a
 former asbestos mill or contains asbestos mill waste.   The CAA standard,
 however, could be relevant and appropriate.

     The  RCRA regulations became final in May 1980 and  took effect in
 November 19BO.  Any waste generated before May 1980, therefore, is not a
 RCRA hazardous waste and not subject to regulation under Subtitle C;
 disposal sites containing waste generated before May 1980 (meaning most
 sites on the National Priorities Liatl ary np^ d«fiB»d »* "BCftA-peguiatod
, units.•  exempting them from Subtitle C also.  But toxic wastes deposited
 in  unlicensed landfills and othf* nnr»gnTat.»»nrfli under Superfund.
     The  distinction is critical for polluters,  who already  face enoraoi
 cleanup  coats and long-tern legal and financial liabilities under
 Superfund.   Agency regulations require contaminated ground  water at
 post-1980 waste units to be cleaned up to expensive, environmentally
 stringent background levels.  They allow EPA to waive the standard by
 granting an  alternate concentration level (ACL) on a site-by-slte basis
 or requiring a maximum contaminant level (MCL)  for specific substances
     under the Safe Drinking Water Act.
     •The source  or prior use of many wastes at [Superfund]  sites cannot
 be positively  identified.  Yet the [Superfund] waste may  be identical to
 a listed RCRA  waste.   If [Superfund] waste would not otherwise exhibit
 the characteristics that would make it a RCRA hazardous waste ... the
 RCRA regulations for hazardous waste would not be applicable to manage-

                               (Continued)

-------
*•«• u66	Hazardous Waste News

EPA TO LIMIT USE OF RCRA  STANDARDS  (Continued)

ment of the [Superfund] waste.  Certain RCRA regulations, especially the land-
disposal restrictions and design and  operating  requirements, would very likely
be relevant and appropriate  to management of [Superfund] waste," it-Jays.

    RCRA ground-water standards are potentially relevant and appropriate only
when "two basic Jurisdictional prerequisites" are satisfied:  1.) The substance
being cleaned up must be  a RCHA hazardous waste; 2.) it must b« removed from a
RCRA-regulated waste unit or destined  for final treatment, storage or disposal
in a RCRA-regulated unit. '

     "If the Jurisdlotlonal prerequisites are not fulfilled, then none of the
[RCRA] treatment, storage and disposal regulations will be [legally] applicable.
Note that these requirements may still be relevant and appropriate,• the NCP
draft continues.

    "Because many [Superfund] actions address RCRA waste that is not in a
RCRA-regulated unit, a key question in evaluating whether the basic Jurisdic-
tlonal prerequisites are  fulfilled is the determination of which [Superfund
cleanups] involve movement of RCRA hazardous waste in such a manner as to
constitute treatment, storage or disposal.  EPA has determined that any physical
movement, alteration or disturbance of RCRA hazardous waste due to remedial
action may constitute a new act that fulfills the XCRA definition of treatment,
storage or disposal." (Emphasis added)

                 NCP To fleflne Treatment. Storage and Disposal
    Treatment will Involve any physical, chemical or biological change that
neutralizes the waste, recovers energy or other resource from it or renders it
nonhazardous, according to the NCP amendment.

    Storage covers any Superfund cleanup activity resulting in "the holding of
hazardous waste for a temporary period, at the end of which the waste is
treated, stored or disposed of elsewhere," it says.  Disposal occurs only when
RCRA hazardous waste is removed from a non-RCRA unit at a Superfund site and
disposed of in a RCRA-regulated unit.  Disposal occurs when waste is removed
from the Superfund "unit/* treated and returned to its original location.

    The shifting of hazardous waste within a non-RCRA unit is not disposal.
•Similarly, the- covering  and sealing off of hazardous waste at a non-regulated
[Superfund] unit, called  *capping with waste in place,' is also not considered
disposal, and RCRA disposal requirements would not be applicable."

                   RCRA Tiffnd-Diapcsal Restrictions May Apply
    If a cleanup involves the excavation and treatment of hazardous waste banned
by RCRA from land disposal, the disposal prohibitions would apply, says the
draft NCP.  "If, however,  banned waste is merely moved, graded or treated
entirely within the original [non-RCRA] unit, then ... placement has not
occurred, and the land-disposal restrictions are not applicable," it say a.
"Nevertheless, depending  upon the site, [EPA or the state] may find that, while
the land-disposal restrictions are not applicable, they may still be relevant
and appropriate."

    Another restriction on the use of RCRA standards (the background level, MCL
or ACL) would limit them  to sites containing RCRA hazardous wastes that were
deposited after July 1982 — the date  federal ground-water monitoring rules took
effect — and that are leaking into ground water beneath the,site.  But the
corrective-action requirements in the  1964 RCHA amendmenta for releases into
off-site ground water would apply regardless of when the waste was deposited at
the aite.

-------
 1792
                                                                                      ENVIRONMENT REPORT^
Compensation, tad Liability Act (superfund law) for costs at
the Conservation Chemical  Co. hazardous  waste site in
Missouri (Armco  Inc.  v.  Maryland  Casualty  Co.,  US
SupCL No. 87-744).
  A federal district conn held in favor of the insurance
company, determining that the insurer had no duty to defend
or indemnify because the government's suit was for injunc-
live relief, and not for damages that  would normally be
covered  under the  policy (Maryland Casualty Co. v.
Armco Inc., DC Md: 24 ERC  1980).
  The U.S. Court of Appeals for the Fourth Circuit rejected
the lower court's distinction  between legal and equitable
forms of action, holding instead that  the insurance policy's
own definition  of damages excluded  coverage of  response
costs (Maryland Casualty Co. v. Armco Jnc_ CA  4; 26
ERC 1281).
  In its petition, Armco Inc. the waste generator, argued
that the court  rulings were contrary to the purposes of the
superfund law. creating  an artificial distinction  between
action  under  the  law for damages  to natural resources.
which would be covered under a  policy,  and actions for
response costs, which would not
  Armco said the approach used by the courts frustrated the
congressional policy behind the superfund  law's enactment
and ignored decisions by other courts that held that  response
costs were damages for the purpose of comprehensive gen*
eral liability policies. Armco also argued that the approach
taken by the lower courts would create obstacles to the
efforts of parties to take remedial  actions at hazardous
waste sites.

Drinking Wittr

SCIENTIFIC  BASIS FOR REGULATIONS
DISCUSSED BY SCIENCE ADVISORY  BOARD
  The diversity of the more  than 200 types of polychlori-
nated biphenyl compounds can lead to regulatory headaches
and scientific wrangles, such  as those Environmental Pro-
tection Agency regulators experienced at a Science Adviso-
ry Board meeting Nov. 19.
  The EPA science advisers met to suggest how the agency
can regulate PCBs found in drinking water.  According to
Krishan Khanna. a pharmacologist in the criteria and stan-
dards division  of EPA's Office of Drinking Water, the agen-
cy could
IB humans is another  challenge,  Because RIBs of ten art
contaminated with polychlorinated dibenzofurans, EPA offi-
  According to Stephen Hamilton, manager of environmen-
tal science and technology •* General Electric Corp., recent
research on PCs-containing sediments in waterways shows
that heavily chlorinated compounds are being converted Into
PCBs with less chlorine.                 _
  Dechlorination is important because PCBs containing
fewer chlorine atoms are more soluble, more volatile, and
break down more easily than heavily chlorinated biphenyls,
                                Scientists speculate that anaerobic bacteria in sedimes
                              with no free oxygen remove tome of the chlorine from tht
                              PCBs. he said.
                                Hamilton told SNA Nov.  23 that GE researchers found
                              heavily chlorinated PCBs in  the first Inch or so of sediment
                              from a number of waterways. They expected to find the
                              same contaminants lower down, but instead found PCBs
                              containing fewer chlorine atoms, he said.
                                Most of the lesser-chlorinated PCBs found in the sediment
                              are orthosubstituted. he said, meaning that the dechlorinat-
                              ing process  tends to work  on meta- and para- substituted
                              compounds.  Meta and para-substituted  PCBs are the types
                              of biphenyls that tend to bioaccumulate  and are retained in
                              humans, be explained.
                                Researchers at Michigan State University are conducting
                              further study  to  determine  the  ecological conditions re-
                              quired for the establishment of enough bacteria to dechlori-
                              oate PCBs at an observable rate, Hamilton said.

                              Hazardous  Wait*

                              INTERIM PROCEDURES FOR SEEKING ASSESSMENTS
                              OF HEALTH EFFECTS OF TOXIC RELEASES ISSUED
                                Interim procedures  for  individuals to  follow when re-
                              questing a health assessment of releases of hazardous sub-
                              stances were issued Nov. 24  by the Agency for Toxic Sub-
                              stances and  Disease Registry.
                                The health effects assessment process is required under
                              the Superfund Amendments and Reauthorization Act of 1986
                              and  the Resource  Conservation and Recovery Act. Com-
                              ments are being requested on the interim procedures to help-
                              the agency prepare final regulations for the initiation and
                              conduct of health assessments and other health effects stud-
                              ies (52 FR 45018).
                                ATSDR said  the purpose  of a health assessment is to
                              evaluate information on the release of hazardous substances
                              by assessing current or future impacts on public health;
                              developing health advisories or other public health recom-
                              mendations; and identifying studies or actions  needed to
                              evaluate, mitigate, or prevent human health effects.
                                The request should contain:
                                » The name, address, and telephone number of the person
                              requesting the assessment;
                                » The organization that the person represents, if any,
                                »The name  and location of the  facility or release of
                              concern,
                                » A statement of what is  the perceived potential health
                              pnpblem associated with toe release;
                                   statement requesting HHS to perform a health assess-
                                 it; and
                                 Any other information, such as the nature and amount of
                                 release, substances of concern, media contaminated,
                                      pathway  for human exposure,  and agencies which
                                   been  notified or  have investigated the facility  or
                              release.
                                The requests should be  sent to Associate Administrator,
                              Agency for Toxic Substances and Disease Registry, Chamh-
                              lee. Building 27.1600 Clifton Road NJL, Atlanta, Ga. 30333.
                                Written comments on the interim procedures should be
                              submitted by Feb. 22, 1981,  to Director, Office of External
                              Affairs, Agency for Toxic Substances and Disease Registry,
                              Chamblee 28 South, at  the  address above; specify docket
                              number ATSDR-3.
                                For more information,  contact Georgi Jonea, director.
                              Office of External  Affairs.  Agency for Toxic Substances and
                              Disease Registry. Chamblee  28 South, at the above address;
                              telephone (404) 454-4620.
 11-37-17
Copyngm «1W7 Dy Ttw BUTMU el Nttor* AfUrt, inc. WuMngvn. O.C.
                    001S-«11/f7/>»*JO

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                      COMMENTS OF THE
             CHEMICAL MANUFACTURERS ASSOCIATION
             ON EPA'S PROPOSED NATIONAL PRIMARY
             DRINKING WATER REGULATION FOR PCBS
                      Table of Contents
INTRODUCTION.
I.   THE ONLY EVIDENCE THAT PCBS ARE
     CARCINOGENIC IS FROM ANIMAL STUDIES
     THAT ARE LIMITED AND INCONCLUSIVE.. ,
     A.   Epidemiclogic Studies of Highly
          Exposed Worker Populations Have
          Found No Significant Cancer
          Increases	.. ..	••	
     B.   Contrary to EPA's Discussion,
          PCBs Have All Been Found to Be
          Non-Mutagenic.	
     C.   The Inconsistent Bioassay
          Results Show No More Than
          Limited, Inconclusive Evidence
          of Animal Carcinogenicity.
II.  UNJUSTIFIED EXPENDITURE OF SOCIETAL
     RESOURCES WOULD BE MANDATED BY
     ESTABLISHMENT OF A ZERO RMCL FOR
     PCBS	       9

CONCLUSION			• •	•	•'       10
                              -i-

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                                   PRIVILEGED & CONFIDENTIAL
                                   DRAFT 2/2496
                       COMMENTS OF THE
             CHEMICAL MANUFACTURERS ASSOCIATION
             ON EPA'S PROPOSED NATIONAL PRIMARY
             DRINKING WATER REGULATION FOR PCBS
INTRODUCTION
     The Chemical  Manufacturers  Association (CMA)  PCS Pro-

gram Panel  welcomes this  opportunity  to comment on EPA's

proposed  National  Primary  Drinking  Water  Regulations.

50 Fed. Reg.  46936 (Nov.  13,  1985).   CMA's PCB Panel has.

been an active participant in numerous  EPA rulemakings, par-

ticularly pursuant to  the Toxic  Substances Control Act

(TSCA), concerning PCBs.  Throughout its history, the Panel-

has worked  closely with EPA  to assure  that any  PCB  regula-

tions  are both protective of public health  and consistent

with reasonable assessment of potential  risks.

     As detailed in these  comments, we urge that EPA revise

its proposal establishing  a Recommended Maximum Contaminant

Level  (RMCL)  of zero  for PCBs in drinking water. EPA errs

in its conclusion  that  PCBs are  a Category  I probable human

carcinogen.  To the contrary, there is  only limited, incon-

clusive evidence of animal carcinogenicity.  Accordingly,  an

RMCL of  zero  is  unjustified.  We  propose that the Agency

instead, rely  on significant work of the  Food and Drug Ad-
                               •
ministration  (FDA) to  assess potential risks of PCB in the

diet and, following its lead,  adopt an RMCL of  at least 6.5

micrograms  (t&) per liter.

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                             -2-
I.   THE ONLY EVIDENCE THAT PCBS ARE
     CARCINOGENIC IS FROM ANIMAL STUDIES
     THAT ARE LIMITED AND INCONCLUSIVE.

     Extensive data exists  on  PCBs.   Highly  exposed worker

populations have been  studied,  and the compound  has been

administered in a wide variety of toxicology studies. Based

upon this extensive data base,  it is possible to reach rea-

sonable conclusions about any  potential risk that might be

posed from the presence of PCBs in  drinking water.  Although

it is not  possible  to  conclude that absolutely no  adverse

health effects would be expected, more than enough data ex-

ists to indicate that  EPA would err by concluding that it"

should establish a PCS RMCL of zero.


     A.   Epidemiologic Studies of Highly
          Exposed Worker Populations Have     '
          Found No Significant Cancer
          Increases.	

     Several epidemiology studies  of  highly  exposed worker

populations have found no significant cancer increases.  I/

Studies by Brown and Jones and by Bertazzi, et al., of 2,567
I/   Earlier  reliance on  studies in Yusho  is no longer
considered appropriate.  Yusho Oil is not representative of
PCB heat  transfer fluids,  as it contained, in addition to
PCBs,  high levels  of polychlorinated  dibenzofurans  and
polychlorinated  quarterphenyls.   In  consideration of these
facts, several scientists have concluded that PCBs were not
the cause of  poisoning in Japan or Taiwan.  See  Kuratsune,
"Yusho,"  in Halogenated Biphenvls. Triohenvls, Napthalenes.
Dibenzodioxins  and Related Products (1980); Chen, et  al.,

(Footnote Continued)

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                              -3-
and 1,310 workers, respectively,  exposed for up to  more  than

20 years, have not demonstrated  any consistent  relationship

between exposure to PCBs and the  development of any particu-

lar cancer. 2/  In addition, the more recent epidemiological

review by Lawton, et al., 3/ of  medical  records of General

Electric workers  with  PCS exposure in electrical capacitor

manufacture found  only minor dermatological effects,  unre-

markable physical  examinations,  and no  signs  of chloracne

past or present.  The study demonstrates that extensive  ex-

posure to PCBs  in the  occupational setting, sufficient to

have established blood levels in excess  of 200 ppb, has not

led to any clinical disease states.
(Footnote Continued)

"Polychlorinated     Biphenyls,     Dibenzofurans,    and
Quarterphenyls in  the  Toxic Rice-Bran Oil and PCBs in the
Blood of  Patients  with PCS Poisoning in Japan,"  5 Amer.  J.
Ind.  Med.  133  (1984);   Kashimoto,   et  .al.,  "Role  of
Polychlorianted  Oibenzofuran in  Yusho  (PCB Poisoning),"
36 Arch. Environ.  Health  321  (1981);  Masuda and Yoshimura,
"Polychlorianted Biphenyls and Dibenzofurans  in  Patients
with Yusho and Their  Toxicological Significance," 5 Amer.  J.
Ind. Med. 31  (1984); and  Kunita,  et  al.,  "Causal Agents of
Yusho," 5 Amer. J.  Ind.  Med. 45 (1984).

2/   Brown, D. P., and M. Jones,  "Mortality and  Industrial
Hygiene  Study  of  Workers  Exposed  to  Polychlorinated
Biphenyls,"   36 Arch.   Environ.   Health  120-29    (1981);
Bertazzi, P. A., et al.,  "Mortality Study of Male and Female
Workers  exposed   to   PCBs,"  Paper   presented  at  the
International  Symposium on Prevention of Occupational Cancer
(April 21-24, 1981, Helsinki, Finland).

3/   Lawton,   R. W.,   jet   .al.,   "Studies  of  Employees
Sccupationally Exposed to PCBs,"  General Electric Progress
Report (1981).

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                             -4-
     The  reference  in EPA's Health Advisory draft on PCBs

(at  page 4)  to an  increase  in  incidence of  malignant

melanoma  in petrochemical workers exposed to PCBs and other

identified  chemicals  should be afforded  .no weight.   This

study 4/ is not adequate to  reach  conclusions of an associa-

tion with carcinogenicity  due  to  the small number of indi-

viduals exposed and the confounding variable of exposure in

the workplace  to many other chemicals.  Indeed,  the  study

was subsequently withdrawn  for revision and has  not been

reissued. 5_/

     In  sum,  substantial human data indicate even heavily

exposed workers have not developed serious clinical diseases

attributable to PCBs.   No significant human evidence  of  PCS

association with any cancer exists.

               *
               £•
     B.   Contrary to EPA's Discussion,
          All PCBs Have Been Found to
          Be Non-Mutaqenic.	•


     There  is  also  no significant evidence that  PCBs are

mutagenic  in  test  systems  or in human populations.  It is

thus quite unlikely that PCBs would exert  mutagenic activity
4/   Bahn,  A. K.,  et  al.,  "PCBs  and Melanoma,"  296 New
England J. Med. 108  (1977); Bahn,  A.  K.,  et .al.,  "Melanoma
After Exposure to PCBs," 295 New England J. Med. 450 (1976).

5/   See  NIOSH -1977 Criteria  for a  Recommended  Standard:
Occupational  Exposure  to Polychlorinated Biphenyls  (PCBs),
USDHEW, NIOSH Publication No. 77-225.

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                             -5-
in humans.  This  conclusion  is consistent with the lack of

excess cancer incidence observed in PCS-exposed human popu-

lations.

     EPA's   reference   to  a   mutagenicity   assay  of

4-chlorobiphenyl  as  being positive,  SO Fed.  Reg.  at 47002,

is inaccurate.  That study is contradicted by numerous other

mutagenicity  assays  of PCDs.  6/  More  significantly,  the

co-author of  that study  has,  since its  initial  release,
6/   McMahon,  et  al.,  "Assay  855  Test Chemicals  in Ten
fester Strains Using a New Modification of the Ames Test for
Bacterial   Mutagens,"    39  Cancer    R«3.   682   (1979);
Environmental  Protection Agency,"Ambient  Water  Quality
Criteria for Polychlorinated Biphenyls," EPA  440/5-80-068 PB
81-117798 (1980); Bruce and Heddle,  "The Mutagenic Activity
of 61 Agents as Determined by  the-Micronucleus,  Salmonella
and Sperm Abnormality Assays," 21 Can. J.  Genet. Cytol.  319
(1979); Schoeny,  et a_l.,  "Non-mutagenicity for Salmonella of
the      Chlorinated     Hydrocarbons      Aroclor 1254,
1,2,4-trichlorobenzene, mirex  and  kepone,"  68 Mutat. Res.
125   (1979);   and,  Rinkus   and   Legator,   "Chemical
Characterization of 465 Known  or Suspected Carcinogens  and
Their correlation with Mutagenic Activity in the Salmonella
Tvphimuriua System." 39 Cancer  Res.  3289 (1979).

Other  studies  that  support  the lack of mutagenic activity
for PCBs  include  an absence of effects in the micronucleus
test and  sperm morphology tests.  (Bruce  and Heddle (1979)
previously cited; Jensen  and Ramel,  "The Micronucleus Test
as Part  of  a Short-Term Mutagenicity Test Program  for the
Prediction  of Carcinogenicity Evaluated  by  143  Agents
Tested," 75 Mutat. Res. 191 (1980).

Others have  shown that PCBs did'not  produce chromosomal
damage in the  testes and  bone  marrow of rats (Dikshith, et
al., "Effect  of  Polychlorinated Biphenyl  (Aroclor 1254)  on
Rat Testes,"  22  EXP. Mol. Path. 376 (1975);  and, Carthoff,
et al..  "Biochemical and  Cytogenetic Effects  in Rats Caused
by Short-Term  Ingestion of Aroclor 1254 or Firemaster BP6,"
3 Toxicol. Environ.  Health 769  (1977).

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                             -6-
indicated that  he  had been unable to replicate the result
and that  it  was his belief  that PCBs  should not be consid-
ered mutagenic.  7/
     In sum,  no prediction  of PCB carcinogenicity can  be
based on any mutagenicity results.

     C.   The Inconsistent Bioassay
          Results Show No More Than
          Limited, Inconclusive Evidence
          of Animal Careinogenicity.
     EPA's  placement   of  FCBs  in Category I  based  'upon*
strength of  evidence  of  carcinogenicity is inappropriate.
The existing data do not provide "sufficient human or animal
evidence of  carcinogenicity"  to warrant the regulation of
PCBs  "as  probably  human  carcinogens."   50  Fed.  Reg.
at 46948.  To the contrary/  the only possible evidence indi-
cating Carcinogenic risk is in the animal data  and that data
should place PCBs in Category  III  as it  is "inadequate" evi-
dence of carcinogenicity.  Id. At a minimum, PCBs should be
placed  in Category II  given that  the evidence is "limited
inconclusive evidence  ... from animal data."  Id.
     A  sizeable volume of animal  experimental work has been
directed toward chronic studies of PCBs in several species:
the mouse,  the  rat,  ahd the dog.   The data shows:  (a) the
?/   See  Affidavit of Dr.  Steven Safe submitted to EPA in
1980 by the Dow Chemical Company.  A copy of that affidavit
is attached as Appendix A to these comments.

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                              -7-
evidence on carcinogenicity is negative for gastrointestinal

carcinoma  and bladder carcinoma in rats and hepatocellular

carcinoma  in  the dog;  and  (b)  some studies have reported an

increase in  hepatocellular carcinoma  in mice and rats ex-

posed to commercial PCBs, whereas  other studies have afford-

ed negative results.  §/

     Animal studies  thus do not provide convincing evidence

that PCBs  induce liver cancer.  Of the major studies  in the

rat, one has  been  judged positive and  two have been nega-

tive.  Hepatic  carcinoma  was  not produced  in the  dog.

Chronic administration of Aroclors in the rat did  not induce

bladder cancer, gastrointestinal  carcinomas,  or cancer of
§/   See, Ito, N., et al.. "Histopathologic Studies on Liver
Tumorigenesis  Induced in Mice by Technical Polychlorinated
Biphenyls and  Its  Promoting Effect on Liver Tumors Induced
by Benzene  Hexachloride," 51  J.  Natl.  Cancer  Inst.  1637
(1973);  Kimbrough,  R.  0. and  R.  E.  Linder,"Induction of
Adenofibrosis  and Hepatomas of the Liver in BALB/cJ Nice by
Polychlorinated Biphenyls  (Aroclor 1254)," 53(2)  J. Natl.
Cancer  Inst.   547-52  (1974);  Kimbrough,  R. D.,  ±t jil.,
"Induction of  Liver Tumors in Sherman Strain Female Rats by
Polychlorinated Biphenyl (Aroclor 1260),"  55 J.  Natl. Cancer
Inst.  1453-59  (1975);  Calandrm,  J. C.,  "Summaryof
Toxicological  Studies  on Commercial  PCBs," Proe. of  the
National Conference  on Polychlorinated Biphenyls  Chicago,
111.   (Nov.  19-21,  1975);  Calandra,  J. C.,  "Summary  of
Toxicological  Studies  on  Commercial  PCBs," Proc.  of  the
National  Conference on  Polychlorinated  Biphenyls  35-42
(EPA-560/6-75-004)   (1976);   National  Cancer   Institute,
Bioassay  of Aroclor 1254  for  'Possible  Carcinogenieity,
No. 38,  NEW (1978); Preston,  B. D.,  et  al.,  "Promoting
Effects  of Polychlorinated  Biphenyls (Aroclor  1254)  and
Polychlorinated '  Dibenzofuran-free   Aroclor   1254   on
Oiethyl-Nitrosamine-Induced Tumorigenesis in the Rat,"  66(3)
J. Natl. Cancer Inst. 509-25 (1981).

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                             -8-
the thyroid  gland,  pituitary gland,  adrena: gland, uterus,
lung, hematopoietie system, or other organs.
     Much of the controversy surrounding this issue involves
interpretation of the significance of hepatocellular prolif-
erative lesions noted in some but not  all  chronic studies.
The liver  is a target organ for PCBs.  Chronic administra-
tion of sufficiently high  levels of PCBs can  induce  liver
injury in  animals leading  to  a proliferative response in
hepatic tissue.  This response may be  reparative  in nature
and not due to genotoxic interactions, since the majority of
short-term assays demonstrate  that PCBs are not mutagenic.
Based on these considerations, exposure to moderate environ-"
mental  levels  of  PCBs  would  hot  pose  a  significant
carcinogenic risk to  man.
    . In aum, EPA, errs by concluding that PCBs are  a probable
human  carcinogen.   There   is   "inadequate"  evidence  of
carcinogenicity-.to  reach-such a conclusion.  At best, PCBs
             t.  •»     * . j    "-                 ,             ...•-.-
should be placed in  SDWA Category XI given the "limited in-
conclusive  evidenceu^..*- from animal  data."  Accordingly, -
consistent, with. JRMCta proposed  for other substances at this
time, a numerical number other than zero  should  be estab-
lished as the RMCL for PCBs.

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                             -9-
II.
     UNJUSTIFIED EXPENDITURE OR SOCIETAL
     RESOURCES WOULD BE MAN^ATEU\BY   >,
     ESTABLIS>iMENT\Or A\2£RO\RMCLNfOR PCS a.
                              of  zero  foX PCBs,  it
                                                        be
     Should EPA \adopt an RM
   uired to fashion a Maximura:ontaminant \evel  (MCL)\for
PCBs
          will,  in
   istance.
         water
         riate to
        zero
limit*
                          require\either  monitoring and/oi
                            water  in\this country for this
                            expected  tbi be found \n most
                                very  low levels, it would be
                                »gulatory ac\ion based ok an
                                inevitably  muc\ monitorinc
                          Much more Xppropriate, ^iven  the.
                      evidence of carcrnogenicity,  frould  be
                      time  of\a reasonably  limit for a\PCB
RttCL.            -
     CMA thus urges that  the  RMCL  for PCBs  not  be zero.  To
the extent the Agency-feels  a  need  to  establish  any  RMCL,  an
appropriate basis for such  a  value would be in FDA's conclu-
sion  that  the tele-ranee  for  PCBs in the diet  should  be
13 micrograas per-day.  The Food and Drug Administration has
set a tolerance limit of 2 -ppm PCBs in*(21 C.F.R. Part 109).
Assuming an  average  person's daily consumption of  8CBa >»
          .  «§..-•••
fishyis 6.5 Jb/d*-y*. the average daily consumption of PCBs
      t*i+lfp~

-------
                            -10-
would be  13  vg/day.  Accordingly, given average  human, con-
sumption  of  2  liters  of water per day, the RMCL would be
6.5 ug/liter.
CONCLUSION.

     CMA urges that an  RMCL  for  PCBs  be established at at
least 6.5 ug/liter.  Such an RMCL would be  more  than ade-
quately protective of the nation's  drinking water supplies
and would more  accurately  reflect the substantial epidemi-
ologic and toxicologic information on this substance.

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  FEVEN P. MILLARD'
                                                                     Room ror Improvement
         over environmental degradation have led to leg-
  luion such as the Clean Water Act, the Clean Air Act,
  .e Resource Conservation and Recovery Act, and the Com-
  -ehensive Environmental Response, Compensation, and
  lability Act.  Federal and state laws have mandated  the
  -cation of numerous  monitoring programs to ensure or de-
  :rmine the  integrity of the environment. Unfortunately,
  lany of the resulting monitoring programs shed linle light
  n the questions that they were meant to help answer because
  icy are based on poor experimental designs and a super-
  cial knowledge of statistics. This article briefly discusses
  3me past environmental-monitoring designs and current
  :gulations for monitoring at  hazardous-waste sites. The
  efficiencies of many monitoring programs are linked  to the
  eed to improve the  status of the career category "statis-
 ician" in the sphere  of the environmental sciences.

 CEY WORDS: Environmental  Protection  Agency;
 jroundwater monitoring;  Power. Sampling design; Statis-
 ician; Type I error Type II error.
                1.   INTRODUCTION
       «past two decades have witnessed a flurry of legis-
      in the realm of environmental protection, such as the
       Water Act, the Clean Air Act, the Resource Con-
 servation and Recovery Act (RCRA), and the Comprehen-
 sive Environmental Response. Compensation, and Liability
 Act (CERCLA). Anderson (1983) gave a more comprenen-.
 sive list of federal environmental legislation, and Loftis et
 al. (1986) discussed legislation pertinent to groundwater
 monitoring. Federal, state, and local statutes have mandated
 extensive  environmental monitoring, ostensibly in  Uw in-
 terest of environmental protection. Consequently, mere has
 been an increase in the demand for professional* U> design
 monitoring programs, analyze the resulting data, and im-
 plement environmental policy decisions based on these re-
 sults. But who designs these monitoring programs? Who
 analyzes these data? And how much statistical reasoning
-goes into environmental  policy decisions?- Based  on my
 limited experience, it appears  mat many environmental
 monitoring programs lack grounding in fundamental statis-
  •Strvta P. Milted i* DBMOT. Bwatiiocsl Coocotens. UM.
    i of 800000. Uwvmcy at Wnhnfn. Snofe. WtMntva «I93.
The oritiaai dnn of ito nek WM wrioea white to Mdnr «• Vuioat
Auinm Prafcuor. Sm«uc*«d Applied Probability PiofnB. Uarwmty
of CttifonuA. Sttti BotMn. It ww picpmd fren (tit mt of •> tridreu
                 Qupw of tte Southern California Qupur of (he
               AuacittOB. Tht mtar it fractal to te inuabm
      poop. Dams Lcncnmaicr. N. Phillip ROM. Robot Hindi. ma
           i referee* for tfwr helpful couunenu. uiuciuat. «d wg-
  tical  principles, precluding any meaningful data analyses
  meant to address the nominal network objectives. Qualified
  statisticians simply are not consulted in the design, analysis.
  or policy-making phase of environmental-monitoring pro-
  grams, or else they are ignored. My goal in this article is
  to alert th« statistical community to the sometimes shoddy
  state  of statistics in environmental-monitoring, in the hope
  of encouraging more participation and research in this area.

            2.   STATISTICAL NATURE OF
          ENVIRONMENTAL MONITORING
    Environmental monitoring may have many  objectives.
  including estimation of baseline physical or biological pa-
  rameters (e.g.. what  is the  background concentration of
  mercury in a particular stream?), detection of standards vi-
  olations (e.g.,  does the concentration of mercury. ID the.
  effluent from a certain paper mill constitute a violation of
  the effluent permit?), and/or determination of the presence
  or absence of a change or impact hi an area (e.g.. has Love
  Canal contaminated the soil in adjacent neighborhoods?).
  Environmental-monitoring  data refect multiple sources of
  variability, including natural fluctuations in space and time.
  as well as deviations resulting from Held measurement, stor-
  age and handling, and laboratory analysis techniques. If it
  is important to be able to detect a change on the same order
  of magnitude as the variability inherent in the variable, then
  careful consideration of statistical issues is essential.
    The usual procedure for analyzing environmental moni-
  toring data is to set a (the probability of making a Type I
  error) to some fixed value (conventionally .01. .05. or. 10).
  apply some standard statistical test, and then appropriately
  reject or not reject the null hypothesis. Often,  little or no
  attention is given to the power of the test, and rarely are
  the underlying assumptions of the Kt questioned. An "ideal"
  procedure for designing an cnvironmental-roonitoring pro-
  grim might be  somehow to quantify the cost of making a
  Type I error and a Type U error and then to balance the
  levels of a and ft (the probability of a Type U error) to
  reflect these costs, perhaps through a decision-theory ap-
  proach (Berger 198S). it should be stressed, however, that
  the basic question of how to balance both kinds of errors is
  not a statistical one but a political one. Examples in the next
  section show how this issue is improperly handled or com-
  pletely ignored  in  many  environmental-monitoring  pro-
  grams.
          3.  EXAMPLES OF STATISTICAL
       SHORTCOMINGS IN ENVIRONMENTAL-
              MONITORING PROGRAMS
    In this section, three examples are given that illustrate
  some of the statistical problems that prevail in environ-
  mental-monitoring programs and regulations.
 O 1987 American Statistical Atsorfon'M
77k* American Statistician. November 1987. Vet. 41. He. 4    249

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     Difference and Minimal Detectable Difference
  In 1979, the Analytic Sciences Corporation developed
what dtey termed optimal environmental-monitoring pro-
grams for the New England Power Service Company (Duffy
and Luden 1979). The aim of these programs was to detect
any change over time in the abundance of certain organisms
in Mount Hope Bay in southern Massachusetts. The effec-
tiveness of a monitoring program was defined in terms of
"average differences in the [between times]  . . . catches
which are detectable with a given confidence level" (Duffy
and Luden 1979, pp. 2-5). Suppose X, and X2 denote the
mean catch in yean 1 and 2. respectively, based on n, and
/ij observations. Let 7  » Xj - X\ denote the difference in
means between these two yean, and let r? denote the es-
timated standard  deviation  of 7. Duffy and Luden (1979,
p. A-2) stated that the smallest detectable population change,
A. can be estimated as
                      A - r.j?.                 (3.1)
where ta denotes the critical value  of the t statistic for a
two-sided- level-o test  with (n, + «2) - 2 df. Apparently.
Duffy and Luden believe that if a *  .05. nt  » /ij » 12,
and ip « 1, then a change of A - 2.074 could be detected
with 95% confidence. Actually, the correct value is A •
(2.074 + 1.717) - 3.79 {.assuming that observations be-
tween sampling occasions are independent. Equation (3.1)
is of course incorrect because account has not been taken
of the power of the t test; it is the formula  for the  least
significant difference (SokaJ and Rohlf 1981. p. 244), not
the minimal detectable difference (Sokal and Rohlf  1981.
p. 262).  In fact, A in (3.1)  is identical  to  the minimal
detectable difference for a power of .5. Ironically, Duffy
and Ludcts (1979, p.  A-2) stated that "account  was not
taken of  the Type II error. ..."
  Duffy  and Luden (1979) based part of their research on
dw work of Saila.  Pikanowski, and Vaughan (1976), who
confused minimal detectable difference with least significant
difference in exactly the same way. The "optimal" mon-
itoring designs of Duffy and Luden were approved by Re-
gion I of the U.S. Environmental Protection Agency (EPA)
(Duffy..Luden,  and Ketschke 1981). Millard and Lertea-
maier (1986) demonstrated an approach to optimizing sam-
pling designs based on the more appropriate  minimal
detectable difference.       ~   •.•*—•
 3.2  Example 2: Enrinwinettaf Monitoring at
      LovtCuri    •;  -  •- "'; •;'.„.. .'".
   In the early  1980s, in response to t state-of-emergency
 order by then President Jimmy Cuter, the EPA conducted
 a study to determine whether a specific residential area
 surrounding Love Canal, termed thtEmergency Declaration
 Area, was contaminated (EPA 1982). Chemical concentra-
 tions in the toil and odier media were compared among the
 Emergency Declaration Area, the Love Canal Area, and a
 control area. Problems with the poor experimental design
 of this study and the subsequent chemical analyses were
 discussed by Anderson (1983).  Brass (1985). Office of
 (1986.  1987). *\ ..  ^nse to thr*.    . isms was given by
 Seilkop and Akland (1987).
   The basic flaws of the study included a lack of sufficient
 control sites  and samples, a lack of adequate number of
 replicates, poor quality control, and pseudoreplication (i.e..
 treating correlated observations as independent: see Hurlben
 1984). For example, becasueof the small number of cor
 observations, in most cases there was no significant dL
 ence between the Love Canal area and the control area (Ol
 1983).  Despite the shortcomings of this study, it was  the
 major input to the habitability decision reached by the U.S.
 Department of Health and Human Services (DHHS). which
 concluded in  1982 that the Emergency Declaration Area "is*
 as habitable as the  control area* with which it was com-
 pared" (DHHS 1982; also cited  by OTA 19X3. p.  6).


 3.3  Example 3: Current Legislation Requiring
      Groundwater Monitoring at
      Hazardous-Waste Sites

   Sections 264 and 265 of Title 40 of the Code of Federal
 Regulations (Office of the Federal Register I986a), estab-
 lished under the authority of RCRA, mandate groundwater
 monitoring in the vicinity of hazardous-waste sites. Section
 265 outlines a nominal-groundwater-monitoring program for
 an interim period (before the site gains an approved permit)
 and requires the submission of a more comprehensive mon-
 itoring program for subsequent operation. Section 264 out-
 lines regulations for monitoring during the active life of the
 facility.
-  Section 264 addresses three  kinds of mon
 grams: detection monitoring, compliance monitoring
,cprrecove-acti«n monitoring. Section 265 deals only
 detection monitoring. Only detection monitoring under Sec-
 tion 264 will be discussed in this example. The aim of
 detection monitoring is to determine whether die concen-
 trations of certain chemicals have increased above their nor-
 mal background levels in die groundwater near the hazardous-
 waste site. The regulations provide  that background level
 is to be defined by one year of quarterly  sampling of the
 control welKs) (hydrauucauy upgradient from the waste ate).
 Sampling at  the compliance-point wells (hydraulically
 downgradient fronj  the waste site) must occur at least semi-
 annually during the life of the facility. (Detection monitoring
 under Sec. 265 requires at least one upgradient well and
 dute downgradient wells.)
   Each time diat a single well  sample is taken at a com-
 pliance-point well,  at least four subsamples must be taken
 (i.e., four laboratory replicates  are measured). These sub-
 samples are referred to as "portions" in Section 264,  tnd
 as "aliquots" in die groundwater-monitoring literature  (see
 Groenevdd and Duvai 1985; McBean and Rovers 1985).
 When sampling is performed at die control well(s). Section
 264 requires at least one sample per well and at least four
 samples from all of the control wells. Hence, if only one
 control well  exists, four "replicates" from this
 be taken each quarter during the sampling  year
 determine the background  levels. It is ooc clear
 2SO    Tht American Statiaieim. Novtmbtr 1987. Vol. 41. No. 4

-------
these four "replicates" for a single control well should be
well (Held) replicates or laboratory replicates (aliquot*) The
mandate of aliquots for compliance-point wells, however.
apparently leads most or all hazardous-waste operators to
use aliquots (McBean and Rovers 1985).
  On each sampling occasion, for each compliance-point
well and each  chemical  of interest, the hazardous-waste
operator must compare the average of the four aliquots at
(he compliance-point well with the average background level.
If the background level coefficient of variation (cv) is less
than or equal  to 1 (a check against gross nonnormaliry), the
comparison is made using Cochran's approximation to the
Behrens-Ftsher Student-r test at the .05 level. If the cv is
greater than 1  or if the regional EPA administrator so directs.
an "equivalent" statistical procedure  is used. It is not clear
what observations and what avenges are used. Should the
operator treat the 4 aliquots from the compliance-point well
as 4 independent observations from one population and the
16 observations from the single control  well (4 aliquots for
4 quarters) as independent observations from another pop-
ulation? This is what the  EPA has directed (Loftis et al.
1986, p. 87). The more appropriate  analysis uses the av-
enges over aliquots as the observations, in which case there
are four observations for the control  well  and one for the"
compliance-point well. It is also not clear how data from
different quarters for die same compliance-point  well are
combined. Apparently, past data at a compliance-point well
are ignored.
  If the results of the t test yield a  significant difference
between a compliance-point well and the  control well(s).
the hazardous-waste operator is instructed  to obtain a new
compliance-point well sample and four aliquots from this
new sample and to repeat die  t test based on these new
aliquots. If the result is again significant, only then  does
die operator conclude that a statistically significant change
has occurred  and subsequently notify the regional EPA ad-
ministrator of the finding.
  There are obviously several deficiencies in these require*
menu for groundwater monitoring. Fust is the idea of pre-
ferring  aliquots (lab replicates) to well replicate*  (field
replicates). McBean and Rovers (1985) recognized that both
intersample and intrasampie variability should be taken into
account when comparing compliance-point and control wells.
They present analyses of certain groundwater constituents
and show that the concentration of these constituents in a
well sample  increase* with die number of bailings, at me.
well. They also incorrectly conclude that intersampk (be-
tween bailings) variability is significantly greater (p < .05)
than intrasampie (between aliquots) variability by using a
conventional F test. What diey actually show is that inter-
sample variability is significantly greater than 0. because,
that is what the F test is testing. Results given in their paper,
however, can be used to compute unbiased estimates of both
components of variability. Table 1 shows diat, as is to be
expected, intersample variability can be orders of magnitude
larger dun intrasampie variability. The requirement of treat-
ing aliquots as independent observations is in essence man-
dated pseudoreplication (Hurlben 1984).  Groeneveld and
Duval (1985) suggested that  it is more cost-effective to
simple more frequently and with fewer aliquots, because
 -. at
Vc8««n VK) Rovtrs (1093)
                                                  in
Pwnettr
Conductivity
BetwMn
Within
CMorid* (mo/1)
BetwMn
Within
SS

9,207
500

55
24
at

3
8

3
8
MS EMS

3,069 «i * 3
-------
 •hd  geotechnical consulting  firms, who usually  employ
 professionals in areas of expertise other than statistics. As
 a result, many reports generated by these firms attempt to
 apply textbook statistics, sometimes incorrectly, and almost
 always without consideration of the power of the monitoring
 design  network.  Many  introductory courses and textbooks
 in statistics do not emphasize the concepts of power and
 experimental  design  for lack  of time and space (Huribert
 1984).  For instance, the first edition of Zar (1974) contains
 only a  brief mention  of the concept of power, whereas the
 second edition (Zar 1984) devotes  numerous pages to the
 topic.
.   What is the explanation for the  widespread misuse of
 statistics in environmental monitoring? The problem clearly
 is not a lack of research in development of statistical meth-
 ods for environmental data (e.g.. Caselton and Zidek 1984;
 Eynon and Switzer 1983; Gilbert 1987; Hawkins and Cressie
 1984; Hirsch and Slack  1984; van Belie and Hughes 1984).
 It is not clear that the problem can be explained by a  lack
 of technology-transfer  mechanisms  either The American
 Statistical  Association (ASA). has sponsored eight symposia
 on statistics, law, and the environment  (see The American
 Statistician. November  1985.  Part 2).
   Part  of  the answer may be explained by a difference in
 attitude toward statistics between the environmental-moni-
 toring field and other professions that have much closer ties
 with statistics. The medical and pharmaceutical professions.
 for instance, have long  recognized the advantages and im-
 portance of employing  statisticians (Meier 1978).  For ex-
 ample.  the May  1986  issue of Amsiat News contains 10
 advertisements for openings for biostatisticians in the non-
 academic  sector but only one opening in the area of envi-
 ronmental monitoring. Salsburg (1985) even argued that in
 some cases the medical profession overemphasizes the im-
 portance of classical  inferential statistics.
   On the  other hand, "statistician" does not appear to be
 a well-defined career category in  the  sphere of environ-
 mental  monitoring. For example, the Federal Code  of Reg-
 ulations requires that any alternative groundwater-monitonng
 design  for the interim period of a hazardous-waste facility
 (other than the one presented ia Section 265) be approved
 by • qualified geologist or feotechnical erapaeeK even though
 this is a sampling-design problem* the tervioM of  a statis-
 tician are  not required  as well, hmhennore.  rt is  up to a
 regional EPA administrator to dictate what statistical tests
 are to be used for thc-monitoring programs at each hazard-
 ous-waste site, yet only I region -out of 10 (Region V)
 employs anyone with- the position tide of statistician  or
 mathematical statistician (EPA Headquarters Personnel Of-
 fice, personal communication. Aufust 20,  1986). (In all
 fairness, the EPA does employ 28 mathematical statisticians
 and 51 statisticians who are based at the EPA headquarters
 in Washington, D.C., and me three laboratories in Las Ve-
 gas. Cincinnati, and Durham.) :'
    Hiring more statisticians at the EPA regional offices may
 not solve the problem of respectability, however. U.S. Of-
 fice of Personnel Management requirements define a math-
 ematical statistician as someone who performs "professional
 work involving the  development and adaptation of mathe-
 matical statistical theory and methodology." yet the basic
requirement i-   -  \. or  B.S. degree (noif necessarily in
statistics) with 12 semester hours of mathematics and 6 of
statistics (U.S. Office of Personnel Management  1981). There
are no additional degree or course requirements  specified
for increasing CS levels.
   Why is the practice of statistics stronger in drug and
medical research than in the area  of environmental
toring? One possible explanation is that the former;
research are much older than the latter. The Food and Drug*
Administration was established in  1931.  although its  be-
ginnings  date back to the Food and Drug Act of 1906. The
area of drug  research  has  had time to build a strong link
with statistics. In comparison, the EPA is a young agency."
established in  1970. and environmental monitoring is a young
science. It will take time for a statistical tradition to develop
in this field.
   Minton (1983) noted the general lack of visibility of sta-
tistics as a discipline. He points out that much of the problem
is due to "nonstatisticians" thinking of  a statistician  as
someone who merely performs computations, not someone
who can also help with the intellectual part of research (such
as the design). The widespread availability of statistical
packages for personal computers and the growing trend to-
ward expert systems may well lead to much less involvement
of qualified statisticians in any phase of  environmental-
monitoring studies.


           5.  HOPE FOR THE FUTURE

   There are a few dim rays of hope for an improved role
for statisticians and  statistics in environmental  monitoring:

   I. In September  1983. the EPA announced a new
on the determination of the habitability of the
Declaration Area surrounding Love Canal (Periez 1983).
ostensibly because it found significant migration of chem°
icals during the summer of 1983.  but almost certainly be-
cause of statistical criticisms leveled against the past study
as well.
   2. Recently, the ASA was asked to review EPA-funded
acid precipitation research. The results of this review were
summarized by the ASA Coordinating Committee (1985).
   3. In August 1986, the EPA announced that it was con-
sidering revising the regulations for groundwater monitoring
at hazardous-waste sites and requested "comments from the
public to assist in the regulatory development process" (Of-
fice of the Federal Register 1986b. p. 29812). The public
includes statisticians hired by industry to analyze these reg-.
ulations.
   4. The ASA has to date organized three research con-
ferences  supported by the  ASA and the EPA  on environ-
mental monitoring and statistics.

   What can statisticians do as a community to nurture the
growing  awareness  of the  importance of statistics in envi-
ronmental monitoring  and  in general? In the academic sec-
tor, instructors of statistics courses should emphasize to their
students that  a few  statistics courses will not train
be statisticians but will enable them to communicate
statisticians. (Do a few law courses qualify someone to be
an attorney?) Moreover, as Huribert (1984) suggested, basic
  232     The Amfhean Starimeian. Nmtmtxr 1987. Vol. 41, No. 4

-------
c^_. cspu ol experimental  design should be included in el-
ementary courses and explained in concise, nonmathemat-
icaJ terms. In the private sector, statisticians should emphasize
their ability to help contractors save money by helping them
to create cost-effective, statistically  sound designs.  In the
government sector,  statisticians  should play an integral  pan
in the creation of any statutes that involve statistical tests.
They can also emphasize the useful role thai they can play
by helping to provide scientific evidence to justify certain
regulatory actions.  In this age of environmental litigation,
statisticians will be  appearing more often in the courtroom
to help defend the government's or industry's actions (see
Meier 1986).
   It has  been more than  10 years since Boen and  Smith
(1975) called for the  formation of  an ASA committee to
study  whether statisticians should be certified. We are no
closer to a certification procedure, and in many  areas  our
profession still lacks the respect it deserves (Minion 1983).
In light of the increasing role statistics plays in public wei-
fare. we owe it to the public to assure quality control  in our
profession.
        (Received February 1986. Kevited No\-ember 1996.}
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     W«tf. R. c.. and Sander*. T. G. (1986). "Monitoring Strategies for
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   	(1986). "Damned Lian aad Expert Witnesses." Journal of the
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   	(1984). iiuuiimni Anmfvsu. (2ad ad.). Englewood Cliffs, NJ:
     Prenhce-HalL-      . _   .
                                                                 Tne American Slaiiaicim. Novtmbrr 1987. Vol. 41. No. 4     223

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 N. PHIU.IPROSS*
                                                                                                 Comment
                 1.   INTRODUCTION

   Dr. Millard's article provides a  timely reminder to the
 statistical community that statistical methods as well as stat-
 isticians have not yet been totally accepted as essential com-
 ponents  of environmental  decision making.  Most
 environmental program managers,  analysts, and scientists
 agree that well-designed environmental monitoring systems
 are essential to making informed decisions.  Therefore, it is
 difficult to understand why statistics has not become better
 integrated into the process of environmental program man-
 agement and decision mking   I believe that Dr. Millard
 touches on  ?omr' aspects r>f this paradoxical problem.  I
 would liks ;o focus on two areas that I believe can provide
 additional insight: the socio-political process that affects
 environmental programs and the role of the statistician in
 working within 'his socio-political system.

       2.   THE SOCIO-POLITICAL PROCESS
  Societal concern about our environment and its future is
 a major force in molding the direction in which our envi-
 ronmental programs will go. In the United States we often
 deal with these societal concerns by enacting laws that at-
tempt to correct or regulate our perception of the causes.
These laws are enacted through the political process, carried
out by executive agencies, and interpreted by the courts.
Green (1986) cited from a dissenting opinion of Justice
 Rehnquist in American Textile Manufacturers,  Inc., v. Don-
 ovan (1981): ''Statutory law more  often than not is based
 on emotion,  politics, and compromise rather than on  co-
 herent principles that objective experts would regard as
 valid. ..." Most of our monitoring programs are based on
 statutes enacted by federal, state, or local legislatures. As
 Chief Justice Rehnquist has said, they are  often based on
 emotion, politics, and compromise—very  subjective and
 not always amenable to the imposition of sound scientific
design in the implementation process. In fact, many of the
 statutory requirements are so detailed they leave the imple-
menting agencies  very  little room for monitoring design
 considerations (National Academy of Sciences 1977). This
does not mean that the lack of flexibility in  many of our
 environmental statutes totally excuses managers from using
 good design principles; however, it does mean that the abil-
 ity of the program managers to use objective  scientific ap-
 proaches can be severely limited. They must operate within
 these limitations; they have no choice.
  Dr. Millard  has chosen an excellent example in  Love
 Canal. It provides insights into how both political and social
 forces can  impose themselves on what initially appears to
 be a scientific problem. The shortcomings in the Love Canal
  •N. Phillip Rosa if Chief. Statistical Policy Brand). Office of Policy.
 Planing, ind Evaluation. Environmental Protection Agency. Washington.
 D.C. »4oO.
 study, some of which Dr. Millard has cited, did not result
 from  the lack of qualified statisticians participating
 study, nor were their recommendations totally
 of the shortcomings resulted from the attempt by EPA sci-
 entists to deal with the realities of the socio-political con-
 straints that were imposed on the study.
   For a variety of reasons, detailed by the EPA (1982). a
 series of events resulted in President Carter declaring 'on
 May 21. 1980. that a state of emergency existed at Love
 Canal. This led to the initiation of the  EPA Love Canal
 monitoring studies. EPA site-sampling activities began on
 August 8. 1980. and concluded on October 31. 1980. The
 entire data-collection activity took place in less time than it
 would have taken  to develop statistically  valid sampling
 designs and to arrange for the logistical support to undertake
 the sample-collection  activities. It would have been desir-
 able to have had several months to just work on the study
 design; however, this was not possible.  The political  and
 social pressures demanded that visible  federal  action be
 taken  immediately. We know that front-end planning would
 have eliminated many of the study's shortcomings; we know
 it now. and we knew it then. At die time of the "crisis."
 however, the socio-political  pressures and constraints did
 not permit any other actions to be taken. The EPA (1982)
 described its Love Canal monitoring effort as follows:

. The monitoring program performed by EPA at Love Canal iavolj
 collection and analysis of approximately 6.000 field samples.
 Love Canal study the most comprehensive multimedia monitoring!
 ever conducted by EPA at a hazardous waste site.  The precisios ad
 accuracy of the cBvuoBmemaJ neasurements "^unf
 through application of aa extensive quality assurance program. Ai a result.
 this study exemplifies die design and execution of a snuB-of<
-------
   Scientists are trained to use logic and objective thinking:
 in contrast, decision making requires taking action with a
 minimum of information; often theories art modified with
 each new problem. Both art legitimate approaches; bow-
      *we must keep in mind that they serve different pur-
      . Green (1986) quoted Philip Handler, then president
      i National Academy of Sciences, regarding the EPA's
 decision on DDT:
 I have uudettvne dx masochistic exercise of reading a considerable part
 of those hundreds of pates of mtimotiy which were taken by the heating
'rummer (who would oow be called ta "administrative law judge"]. . . .
 I tay "masochistic" quite deliberately. Two-thirds of the to-called "sci-
 entific evidence"  that  I read could not have found acceptance by (he
 editorial board of » reputable journal. The tiniation was summed up. I
 thought, in the remarkable words of the Administrator of EPA in the
 decision statement in which DDT was effectively banned  for most pur-
 poses. As close u I can recall it. he said "DDT constitutes an unquan-
 ofiabte hazard of uncertain nature." ... I am not disagreeing with the'
 decision itself. It is the basis for decision making, the inadequacy of the
 data, which I found so  very troublesome. I still do. ... (p. 122)

 Green concluded by pointing out that "U is clear that Dr.
 Handler was unable to accept the legal culture" (p. 222).
   Statisticians-may not wish to accept the "legal culture"
 either, however, we need to understand that it is a way of
 thinking that strongly influences what is and what can be
 done in environmental monitoring programs.
          3.   THE STATISTICIAN IN THE
             SOCIO-POLITICAL ARENA
   Marquardt (1987) defined the primary role of the statis-
 tician as that of a  "purveyor" of the scientific method.
 Statisticians must become  "entrepreneurial practitioners"
 and consultants for the scientific method. You cannot lit.
 comfortably in your office and expect the managers and
 decision makers to  come knocking on your door insisting
 that you get involved early enough to ensure that the sci-
 entific method will be followed and. that die resulting in-
 formation will be acceptable for the types of decisions that
 need to be  made. Statisticians need to raise their concerns
 to their management and not wait for management's aware-
    i of the problem to result from concern filtering up through
 the chain of command. Most managetvwant to. know when
 they are heading for disaster, it is the obligation of their
 statistical staffs to help them become aware of impending
 disaster long before they reach a point of no, or not easy.
 return. The managers are operating ondex the forces of the
 socio-political environment. They ate not going to seek out
 the ttatifliiniM! the statisticians most, if they want to have
 an impact on the decision making early enough in the pro-
 cess, seek out the manager. The statistician ha* to convince
 the decision makers that statistics can help them make better
 and  more defensible decisions and that .statistical dunking
 is not so rigid as to preclude the flexibility needed in decision
 making.
                ust be careful not to fall victim to the "shoot
 the messenger" syndrome. To avoid being the bearer of
 bad news, you must be aware of what is happening and to
 try to anticipate where your expertise may be needed. Too
 often 1 hear the statement dutt 1 am only concerned with the
           analyses, not the policy decisions. This is a very
 narrow v\e/w to :ake of one's responsibility, if the statistician
 is not aware of t^e policy context in which decisions are
 made, then it is doubtful  that he or she will be given the
 responsibility of being concerned about the statistical anal-
 yses. If every time a statistician is asked by the manager to
 assist in the analysis or interpretation of imperfect data (usu-
 ally data that you were not responsible for collecting), they
 respond by stating that there is nothing~you can do to help—
 the data were not collected properly, or there is no time to
 design and implement a survey of that size—managers will
 stop asking statisticians for assistance. It does little good to
 point out errors in the analysis or inadequacy of the data
 after time and money (usually a great deal of both)  have
 been expended and decisions are seconds away from being
 made. It  may be true that what the information manager
 wants from the data or study may not be obtainable. But
 the problem may be amenable to a modified approach—
 some logical answer to the question may be  possible or.
 perhaps, a different question can be asked. The statistician
 has the training and the ability to make these judgments and
 to define approaches that may not have the rigor of a  clas-
 sical design but nonetheless will provide a better answer
 than attempting to impose inappropriate or inadequate anal-
 yses on the data or data-collection activity.
   Recently there have been some innovative approaches for
 dealing with imperfect sets of .data.  Paul. Rao, and Zelen
-(1983) and Hennemuth. Paul, andTaille (1985) introduced
 the concept of "encountered'data"  as a possible approach
 to dealing with observational studies in which the data do
 not fall into experimental or replicattble categories. The
 approach is particularly useful for environmental problems.
 More often than not we are faced with using available data
 rather than planning for the collection of new data. Inno-
 vative thinking and approaches of this type to environmental
 data collection and analyses should "be an integral pan of
 the environmental  statistician's arsenal of tools.
 ':           4. .  IMPROVED TRAINING
   Another area where improvement is needed is in the way
 applied statisticians  are trained,  which contributes to the
 probiemof- adjustment to the real world of applied statistics.
 McCulloch. Boroto, Meeter. Polland, and Zahn (1985) pointed
 out that many students have difficulty making the change
 from academia to government or industry. Statisticians tend
 to be trained as research scientists, most of whom are com-
 fortable doing theoretical research or reviewing and com-
 mentinf on the misappJication of theory. Applying the results
 of theoretical research to real world problems is difficult.
 however, and very little time, if any, U devoted to providing
 statisticians  experience and training in real-world applica-
 tions. Some attempts have been made to provide graduate
 students with training in. the "an" of consultation. Mc-
 Culloch et al. (198S) discussed an expanded approach to
 the education of statisticians being used at Florida State
 University,  where courses on statistical consultation are of-
 fered as part of the curriculum. They found in their course-
 evaluation interviews with graduate students that the con-
 sulting courses had given them an opportunity to gain ex-
 perience in  actual consulting, to learn more about applied
                                                           Tht Amerinn StaUuicion. Navtmbtr 1987. Vol.41. No. 4    255

-------
                           .v«u!':j :iow to worx
                                                   non-
    .iicians." Carter. Scheaffer. and Maries (1986) strongly
advocated Che role thai the consulting units in statistics de-
partments play  in providing  in excellent opportunity for
graduate students to receive on-the-job training in the prac-
tice of statistics. Unfortunately, the "practice" is often lim-
ited to consulting in the controlled environment of academia.
Both of these articles discussed consulting experience under
controlled situations. But there is nothing like the real ex-
perience of working in the government or an industrial set-
ting. Statisticians should have this type of exposure during
their  academic  training.  Primary-  and secondary-school
teachers  are required  to take at least one semester of an
internship during which they actually teach within a school
system. They must take this internship before they can be
certified to teach. If statistics departments could arrange for
statistical internships and traineeships with government or
industry,  this would provide the student with pre-«mploy-
ment experience (i.e.. help them decide what they want to
do  with the education they are getting) and. at the  same
time, provide feedback to the statistics department on the
success of their mining courses.

       5.   FEDERAL-AGENCY INITIATIVES
  Dr. Millard's article provides a timely reminder that sta-
tistical methods as well as statisticians have not yet been
totally accepted as essential components of environmental
decision making, but it is important to note that there have
been major improvements in statistical quality  and statis-
tician involvement in  environmental monitoring programs
in the last few yean (particularly at the EPA). Keep in mind
that the monitoring activities that Or. Millard reviews  in his
article took place from three to five yean ago. Many lessons
have  been  learned from  these experiences,  and positive
changes have been initiated in a number of environmental
programs. The EPA has initiated a number of activities to
foster better quality assurance and analyses of  their  envi-
ronmental data. For example, in 1984 the EPA formally
initiated a new and more  rigorous agency-wide  quality as-
surance program (EPA 1984). Through a process called Data
Quality Objectives (DQO's)  the  EPA is  working toward
institutionalizing quality-assurance requirements for ail pro-
grams. The DQO's will provide • basis for developing qual-
ity-assurance protocols for their existing and plumed EPA
environmental-monitoring activities. Oversight responsibil-
ity  for this program resides in the EPA Office of Research
and Development's Quality  Assurance Management Staff
and the EPA Office of Policy, naming, and Evaluation's
(OPPE) Office of Standards and Regulation. Born of these
offices are staffed with highly qualified  statisticians and
technical  experts. In addition, the assistant administrator for
 Me U«Vb has established a Statistical Policy Advisory Com-
 mittee. which will provide policy guidance and advice to
 the assistant administrator on statistical issues and problems.
 This committee is composed of 25 senior-level statistical
 managers and statisticians from EPA program offices, lab-
 oratories, and regions. The committee represents a major
 step forward for statistics at the EPA.  and the impac^^its
 activities will be reflected in continued improvemen^Bie
 way EPA deals with its environmental-monitoring anoT4ta-
'collection activities.
                  6.  CONCLUSION
                   •
   In conclusion. Dr. Millard demonstrates (hat there defi-
nitely  is room for improvement in the use of statistics and
statisticians in environmental monitoring; however, the rays
of hope are  far from dim. Statisticians need to recognize
that environmental programs are functions of complex social
and political forces. Once we recognize the socio-political
pressures and how  these constraints mold environmental
programs, then we can carve out a meaningful role for
statistics and statisticians that will provide the program man-
agers and the public with the tools to make better and more
informed decisions.
             ADDITIONAL REFERENCES

Ammca* Trailf Momrfoet*rtrt. lot., v. Donovan 11981 >. 452 U.S. 490.
Carter. R. L.. Scheaffer. R. L. and Marks. R. G. (1986). "The Role of
  Consulting Units in Statistics Departments." The Amtntan Statistician.
  40. 260-264.
Green. H. P. (1986). "The Role of Courts in Environmental
  Making." Journal of ike Watnington Academy of Science!.
  223.
Henaemuta. R. C. Petti. G. P.. and Taille. C. (1983). "Can We Design
  Our Enconam?" unpublished paper presented to the International Council
  for the Eiptoration of the Sea. London.
House. P. W.. and Shull. R. (1983). Managing Metearrii am Demand.
  Boston: Abt Books, pp. 33-47.
Marquardl. D. W. (1987). "The Importance of Statisticians." Jommai of
  the America* Stanttirot Association. 82. 1-7.
McCulIoch. C. E.. Boroto. D. R.. Meeter. D.. Polland. R.. and Zahn.
  D. A. (1983). "An Expanded Approach to Educating Statistical Con-
  sultants." TV Amrwm Sunaieim. 39. 139-167.
National Academy of Sciences (1977). Entiro*nnmal Momioritiiy. 4. I-
   III.
Paiil. G. P.. Rao. C. R.. and Zefcn. M. (1983). "Proposed Advanced
  Research Conference on Weighted Distributions and Related Weighs*
  Methods for Statistical Analysis and Interpretation of Encountered Data.
  Observational Studies and Resulting Inferences." technical report. Penn-
  sylvania State University. Center for Statistical Ecology and Environ-
  mental Statistics.
U.S. EiuiiomntmaJ Protection Agency (1984). "QA Rcsponsnilibes for
  Each Major Agency Organuation." EPA Order 3360.1. EPA. Wash-
  ington.  D.C.
 256    77t» America* Statistician. November 1997. Vol. 41. No. 4

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 BERTRAM  PRICE1
                 1.   INTRODUCTION

   Dr. Millard identifies a serious problem that affects the
 ability of the U.S. Environmental Protection Agency (EPA)
 to carry out effectively the mandates of major environmental
 legislation. The problem is the failure of some (possibly
 many) environmental-monitoring programs to produce data
 containing information  sufficient to support  the types of
 analyses needed for making effective regulatory decisions.
 Millard focuses on statistical issues in environmental  mon-
 itoring, demonstrating with three examples that statistical
 principles either are not used where needed or. if used, are
 often applied incorrectly. One of his major points, that sta-
 tistical procedures based on data obtained  from monitoring
 networks are used almost always without  consideration of
 the power of the monitoring design network, is a particularly
 important  criticism. There  is little question  that Type II
 statistical error rates are too often ignored when environ*
 mental-monitoring programs are being developed. Since most
 environmental-monitoring data are used ultimately in a sta-
 tistical test (e.g.. either testing compliance with a regulatory
 standard or determining if  a change in pollution level has
 occurred) designs for data collection should be focused on
 the control of statistical decision error rates. Designing data-
 collection  plans for monitoring  programs  that control the
 likelihood  of Type II errors requires formal monitoring ob-
 jectives to be stated.  Environmental managers responsible
 for developing regulatory programs (and possibly even some
 statisticians) may be  surprised to find that more attention
-devoted  to controlling statistical error rates can lead to a
 unified approach for  planning and implementing environ-
 mental-monitoring programs.

           2.  NATIONAL ACADEMY OF
                 SCIENCES REPORT
   This theme—developing formal objectives for environ-
 mental-monitoring programs and designing data-collection
 plans to control error rates—was addressed in some detail
 in me report prepared by the Study Group on Environmental
 Monitoring and published by the National Academy of Sci-
 ences (NAS. 1977). Chapter 3 of the report. ~EPA's Man-
 agement of Scientific Dan." and Appendix C, "Incorporating
 Uncertainty Into  Environmental Guidelines," prepared by
 J. Stuart Hunter, deal with problems in applications of sta-
 tistics to environmental monitoring similar to those identi-
 fied by Millard. (Millard's article would have more relevance
 if be had related his observations to those reported by the
 Study Group.) As discussed later in this comment, progress
 since 1977 toward solving  some of the problems identified
 is apparent.  Millard's examples, however, are a reminder
   •Bema Phct is President. Price AUOCUMS. Inc.. Suite 400.2100 M
 Sow. Nmih»m. Washington. O.C. 20037. The author is • member of
 •BB ASA Commute* on frr'"^ end the Environment.
  that deficiencies in statistical practice applied to environ-
  mental monitoring identified in  1977 have not been elimi-
  nated. To place in perspective some oflhe criticisms. 1 have
  briefly summarized findings of the Study Group  and noted
  a few important areas of progress.
    The Study Group reported that "broad purposes must be
  taken into account in the design of monitoring  networks.
  But designing  a network m'at is  cost-effective requires one
  to define specific operational objectives and criteria in ad-
  vance" (NAS  1977. p. 23). Establishing operational objec-
  tives  for monitoring may be easy in some  situations and
  much more difficult in others,  depending  on the "broad
  purposes."
      3.   AMBIENT AND SOURCE MONITORING

    The Study Group's classification of monitoring systems
  into two categories—ambient monitoring systems and source
  monitoring systems—reflects different "broad purposes."
  Ambient systems are intended to determine how well en-
  vironmental standards are being met and how environmental
  quality is changing over time. Source  monitoring systems
  are used to develop inventories of pollutants discharged to
  (he environment and to test compliance of individual or-
  ganizations  with  regulatory  standards. An example helps
  clarify ..this  classification system. Ambient water-quality
  standards limiting chemical concentrations in surface waters
  have been established under section 304
-------
rent regulations or control methods. In addition, they are
intended to assess, in the future, regulations that have r.ct
been implemented  or. in some cases, have not  been for-
mulated.
         4.   PROBLEMS AFFECTING EPA
              MONITORING SYSTEMS
  The Study Group indicated three reasons for the problems
affecting EPA monitoring systems:  (a) "the apparent lack
of connection between the data EPA acquires and the de-
cisions the Agency makes." (b) quality assurance practice
that is "often inadequate to guarantee that the data produced
wifl be accurate and relevant to decision making." and (c) "the
scarcity of statistical talent within the Agency" (NAS 1977,
p. 63). The Study Group was more specific in its criticisms
of environmental sampling and chemical  analysis, which
are components of a  monitoring  system.  Regarding sam-
pling. it identified the need for "a central point of scientific
responsibility for sampling protocols; network designs; pro-
cessing and audit of sampling activities; and the preparation
of guides,- instructions and standards" (NAS 1977. p. 66).
Regarding chemical analysis,  the Study Group expressed
concern that no  estimates of bias  and precision existed for
many of the EPA's reference measurement methods and that
ruggedness testing, which is conducted according to a for-
mal experimental design to investigate consequences that
small changes in analysis protocols have  on the  resulting
measurements, was not used often  enough. Furthermore,
the Study Group called for interiaboratory comparison pro-
grams. noting the necessity of these  programs to control the
quality of analytical data used in major regulatory initiatives
such as the tens of thousands of NPDES permits issued to
limit discharge of pollutants into  the nation's- waters. The
Study  Group also called for a certification program based
on  performance for laboratories that, by performing mea-
surements, determine  whether industries and state and local
governments are complying with standards established in
all  EPA programs. Effective resolution of most, if not all.
of these problems integrally involves statistical concepts and
the need for statistical design.


       5.  FEDERAL-AGENCY  INITIATIVES

  Have EPA  monitoring programs  and the role played by
statistics improved since the report  was written? Notwith-
standing Millard's three examples,  progress in some areas
is apparent.
   In 1982 the EPA adopted a broad  set of quality assurance
(QA) guidelines requiring, among other things,  the prepa-
ration of a QA Program Plan
issued for environmental data collection and for each spe-
cific  project that involves environmental data  collection.
These QA plans are intended to be compieuiiuiv*. covering
in operational detail project organization and responsibility,
sampling design  including samplr jpeeificiBKJnJ. lathpfe-
collection protocols, statistical sampling specifications, and
analytical measurement protocols including quality control,
such  as die analysis and interpretation of replicates, blanks.
and referee laboratory samples. The general QA objective
 is to collect data with  quality  sufficient for the intended
 application. Statistical concepts such as bias, precision, sample
 size. Type I and Type II error rates, and minimum detectable
 difference must be addressed explicitly if the QA objective
 is to be realized.
   In a related action, in 1984 a program was
 requiring data quality objectives (OQO's) to be estai
 for all environmental-monitoring and data-collection^ro-
 grams undertaken by the EPA. As in the QA program, the
 guiding principle for data quality is to produce data sufficient
 for the intended application. DQO's address characteristics
 of the raw data and summary statistics based  on the raw
 data including bias,  precision, representativeness, and sta-
 tistical decision error rates when  the data are used for testing
 compliance with a regulatory standard.
   Regarding the  standardization  and  testing of  reference
 measurement methods, in 1986 the  EPA drafted guidance
 for analytical-method development and validation. Devel-
 opment and validation activities, which are  to be completed
 before an analytical-measurement method is released for use
 in a regulatory monitoring program, include ruggedness test-
 ing, conducting an interiaboratory  study, and estimating the
 method's bias and precision. Prior to  1986, the EPA took
 action to improve control in  the  NPOES permit program, a
 program specifically addressed by the Study Group, by con-
 ducting a series of interiaboratory studies of the analytical
 methods needed for the program. The EPA developed a
 laboratory qualification  program to screen laboratories in-
 tending to analyze samples to  determine  NPOES pemu't
 compliance, and  it established  a laboratory performance
.program to monitor ongoing performance of
 that pass the qualification test. In addition to these
 for the NPDES permit program, the EPA has implemented
 laboratory qualification and ongoing performance testing in
 the Contract Laboratory Program, which is a  network  of
 laboratories under contract to the  EPA to analyze samples
 taken at  hazardous-waste disposal sites that are being con-
 sidered for cleanup under "Superfund" legislation.
   Each of these three actions indicates improvements af-
 fecting environmental-monitoring programs in  areas criti-
 cized by the Study Group. In addition, each of the actions
 requires  substantial  statistical involvement. Nevertheless,
 Millard's examples provide  strong evidence that statistics
 still is not always used effectively.
       6.  ADDITIONAL EPA CONSTRAINTS
.  •
   In 1977 the Study Group listed a number of reasons why
 statistics had a limited effect on monitoring programs. In-
 cluded were the following:
 (a) the miintar afjybff^eif^l acWcurir* the Afeacy to too mil;
 (b) (here is no prafcniMltanft^iMHiie£Mi^«d AuubcaJ eipeniw
 is sevtendJBiilUfhovi the Agency. (c) rwpomtbUity far eaMiiRmeet snd
 fMatttMiaoB. jf food stttiflical pneticts is uncoortinaied: (d) eo 00*-
 ticua with EPA has tufficim nak to influence Agency        ~
 delay them on te besis of misticsi deficiency; (c) no
 tutisucml greup within the Agency OB consider the whole nnge <
 tittical concerns idsted to eavnonmenul problem* in onkr to decide
 astittkal eipcRitt could be brought to bear most effectively or to
 ts iUiittical advisor » the Agency'* top msattemem. (NAS 1977. p. 93 >
 2SS    TV Amthcai Sututieia*. Novtmbtr 1987. Vol. 41. No. 4

-------
The Study Group als-. . ::• * » broad recommendation  that
"EPA develop. .  . talent ut sufficient quantity and character
to meet its many statistical responsibilities and that the Agency
establish at least one senior statistician to advise EPA man-
agement on  the entire range of Agency's statistical  con-
cerns" (NAS 1977, p. 96).

        7.   IMPROVING COMMUNICATION
  The Study Group looked inside the EPA for reasons and
solutions. Millard's assessment and recommendations are
primarily focused outside EPA. His assertion that "Many
introductory courses and textbooks in statistics do not em-
phasize  the  concepts  of power and experimental design"
(p.  252) and his recommendation that  "basic concepts of
experimental design should be included in elementary courses
and explained in concise, nonmathematical terms" (p. 222)
need to be considered seriously by the teaching community.
This is one way to help those developing regulatory policies
to recognize the importance of statistics in environmental
programs. Of equal or perhaps more importance, the  con-
sulting st;ui«i6>an  muit take the responsibility for-com-
municating, in terms understandable by regulators, o^I>^s.
and environmental scientists, the role of statistical design
principles in  setting objectives and providing efficient so-
lutions to problems of environmental regulation.
  Ten years have passed since the Study Group completed
its report. The EPA has recently developed new concepts
and implemented new approaches to improve the quality of
environmental-monitoring  programs. Another  formal re-
view of environmental monitoring is justified at this rime.
The review should not be  limited to evaluating progress
relative to previous recommendations, but it should provide
guidance for  the effective-application of statistics in the
continuing development of meaningful and efficient mon-
itoring systems for the future.
            ADDITIONAL REFERENCE

National Academy of Sciences (1977). Environmental Monitoring: Ana-
  lyiifal Studies for tht U3. Environmental Protection Agency (Vol. 4).
  Wellington. DC: Author.
                                                         7ft* American Styiiiiciati. Novtmbrr 1987. Vol. 41. No. 4    259

-------
              REYNOLDS ALUMINUM
              Reynolds Me«a» Company . PO Bo* 27003 • Rcnmono Virgins 23261    /
._. I
,. X
                      December 17, 1987
                                                  r>. .
EMERY EXPRESS
Mr. Janes Ludlam
New York State Department of Environmental Conservation
Bureau of Remedial Action
50 Wolf Road, RM 222
Albany, New York   12233-0001

RE: York Oil Site - Moira, New YorJc

Dear Mr. Ludlam:

     Reynolds Metals Company has reviewed the Addendum
Feasibility Study Report on the York Oil Company site, dated
November, 1987, and has the following comments to offer:

1.   The data contained in this report, along with that of the
RI/FS done in 1985, shows that a substantial number of sediment
and soil samples were analyzed for. PCBs.  However, of the 266
samples analyzed, only 9 had concentrations above the 50 PPM
level that both the State of New Yorfc and the EPA use as a
criteria for hazard determination.  The States ^arbitrary
selection of the 10 PPM cleanup policy goal at this site is thus
in question, what with other superfund sites in the State using
the more normal 50 PPM PCB as a remedial action level
(specifically the Hudson River sites, where PCB hotspots above 50
PPM were remediated by removal) .

     New York State's 10 PPM PCB cleanup policy dramatically
increases the cost of the York Oil cleanup, by increasing the
amounts of soils alleged to be contaminated.  This is evident in
the soil volumes estimated necessary for excavation, now at
30,000 cubic yards, up froa the 2,700 cubic yards in the original
1985 RZ/FS.

     A more practical approach would be to just excavate the
hotspots above  50 PPM, as has been successfully done at
other superfund site cleanups, with the same overall risk
minimization to the public.  This approach would act to keep
the costs of any remedial action down to a more reasonable
level, and would adequately protect the public from any
perceived danger at this site.     ...

-------
Mr. James Ludlam
December 17, 1987

2.   The Agency has selected as it's preferred alternative the
option labeled "5C", an approach utilizing soil excavation,
solidification, and groundwater treatment.  Nowhere in the
addendum study does Reynolds find any cost breakdown of the
solidification process.

     In fact, Reynolds has serious reservations about the
cost estimates that the EPA has developed for this
alternative.  Specifically, page 6-74 gives the cost for
excavation and solidification as being $2,746,800.  Using
the EPA's soil quantity estimate of 30,000 cubic yards, one
arrives at an average figure of $91.56 per cubic yard for
both excavation and treatment.  On page 5-32 of the 1985
study, the Agency itself says that excavation costs range
from $50 - $60 per ton.  Reynolds has had some contact with
solidification companies, and has never seen a quote as low
as the $31 per ton figure that is left over after the costs
for excavation are subtracted out.

     Reynolds feels that the costs for option 5C are
understated, especially for the solidification end of the
process.

3.   The PCBs that the EPA has identified in all the
studies of the York Oil site are PCS 1248, 1254, and 1260.  As
pointed out  in the recent study commissioned by the State of
California,  these aroclors are not considered to be carcinogenic
to animals,  or to humans.

Specifically:

Aroclor 1260 - "The human evidence for carcinogenicity of this
compound is  inadequate."

Aroclor 1254 - "The human evidence for carcinogenicity is
negative."

Aroclor 1248 - "The human evidence for carcinogenicity is
negative."

      Sines  these compounds are the ones discovered at the
York  Oil site, their  lack of  carcinogenicity can be used as a
basis for the  50 PPM  cleanup  goal being chosen.

4.    Page 2-4  of this addendum states that the  EPA conducted
a cleanup of the site in 1981, where soils from the wetlands and
sediments from the  lagoons were  solidified with cement and cement
products and left' onsits.  Reynolds questions why these materials
have  to be  excavated  again for the solidification treatment, if
they  have already undergone the  process.

-------
                                                           • .--
Mr. James Ludlam
December 17, 1987
          If you wish  to  have  additional  information  on
these comments, feel free to call  our Mr.  S.  D.  Ryan  at
(804) 281-3952.

                               Sincerely,
                               Lawrence C.  Tropea,  Jr.  P.if.
                               Director,  Environmental  Control
                               Corporate Environmental  Department
LCT/SDR
cc:  Keith  Teel  - Covington & Burling
     Robert Howe - U.  S.  EPA

-------
 .UMINL'M COMPANY OF AMERICA'
                                                          ALCDA
December 17, 1987
VIA EXPRESS MAIL
Mr. James Ludlam, Project Engineer
New York State Department of Environmental
  Conservation
Bureau of Remedial Action
SO Wolf Road - Room 222
Albany, New York   12233-0001

Re;  York Oil Site. Moira> New York - Addendum FQaaibility Study

Dear Mr. Ludlam:

Attached are the comments of Aluminum Company of America to the
Addendum Feasibility Study prepared for the York Oil Site.  A
copy this letter and the attachment is also being sent to
Mr. Robert Howe, EPA's Project Manager.  By separate letter we
are also transmitting a copy of these comments to Ms. Elena T.
Kissel, EPA's Assistant Regional Counsel, and, in that letter,
have requested a meeting between DEC/EPA and Alcoa to discuss
the proposed remediation.  We therefore request that the
comment period be?extended until at least such time as a
meeting can be held.  If you have any questions concerning
these comments, please feel free to contact me at (412)
553-4259.
     truly yours,
  ilph W. Waechter
Attorney

Attachment

RWW/mit
117RWW
cc:


-------
ALUMINUM COMPANY OF AMERICA
ALCOA BUILDING

PITTSBURGH, PENNSYLVANiA 15219

LEGAL S£=ARTV.£NT
              ALf'QA
 December 17,  1987
VTA EXPRESS MAIL
 Ms.  Elena T.  Kissel
 Assistant Regional Counsel
 Office of Regional Counsel
 United States Environmental Protection Agency
 Region II
 26 Federal Plaza
 New York, New York   10278

 Re?   York Oil Site. Moira. New York

 Dear Ms. Kissel:                         x

 Enclosed for your convenience is a copy of the comments of
 Aluminum Company of America to the draft Addendum Feasibility
 Study for the referenced site.

 With regard to this site and the Addendum Feasibility Study and
 the Agency's decision making process,, I would like to request
 that representatives of EPA and NYSDEC meet with
 representatives of Alcoa to discuss the Consultant's report and
 recommendations and EPA's and DEC'S recommended remediation.
 We are free to meet at any time prior to issuance of a ROD.  He
 anticipate that such a meeting will benefit the agencies in
 their decision making and request that additional comments
 offered by Alcoa'at such a meeting be included in the
 administrative record on this matter.  In that regard, we
 request that the comment period be extended until such time is
 we are able to meet.  Please contact me at (412) 553-4259 so
 that we can discuss mutually convenient dates.
       jruly yours,
 Ralph W. Waechter
 Attorney

 Attachment

 RWW/mit
 116RWW

-------
                     ALOMINDM COMPANY OF AMERICA'S
               COMMENTS ON THE DRAFT ADDENDUM FEASIBILITY
              STUDY FQRTHE YORK OIL SITE.  MOTRA. NEW YORK
   I.    CTTNFRAL COMMENTS
         1.    EPA' 3 1984 Draft PCS Cleanup Policy is referenced
               throughout the Report.  This Policy was never
"7"              adopted by EPA and is now obsolete.  The Agency
  N* % 2u    Other than stating that it is a  DEC "action level",
-"=  '   \ ,», '^
^ Uj  p* ^i^   the Report gives no basis for choosing a 10 ppm
$   ^  ^J & *                      •
 -      jo — r-  clean-up level.  The scientific  and environmental
 -   ^  v^        .          '--
 c              basis for choosing this level, or any level, should
-'    r -'
   ' V- » r?>       be discussed  and documented.
       V)
          3.   The groundwater ingestion  risk  assessment  employed  a
               26.9 ppm PCB concentration.  Risk  assessment  for
               surface water accidental ingestion used a  120 ppm
               concentration.  Each  of these values  are orders of
               magnitude  above the- PCB solubility limit,  as
                          »
               referenced in the  Report.   It appeared,  therefore,

-------
     that if these are valid samples, they are actually

     samples of "free oil".  Indeed, Sample YO-DSW in

     Appendix C is labeled as an "oil" sample at 120 ppm

     not as surface water.  Only one surface water sample
                     » «  f  •
     is stated in the data - the water phase of Sample

     YO-DSW at a concentration of 0.014 ppm.  Additional

     data on surface and groundwater PCB levels is

     necessary to perform a meaningful and scientifically

     justifiable risk assessment.



4.   Because zinc will not be regulated as a drinking

     water standard by EPA, using zinc as a factor in any

     of the risk assessments is inappropriate.



5.   The most recent literature on PCB carcinogenicity

     (e.g., that of Or.  Stephen Roberts, a University of

     Arkansas Toxicologist) indicates that only those

     isomers of PCB with 60% or greater chlorine content

     are suspected carcinogens.  The majority of PCB

     isomers found at the site are Aroclors 1242 and

     1248.  In light of the recent scientific findings,

     only Aroclor 1260 should be used in cancer risk

     assessments.  Such an approach would follow that

     employed in California's Proposition 65.



6.   An assumed gastrointestinal adsorption of 100% was
        : ' *
     applied in assessing the risk of drinking PCB


-------
II.
           contaminated groundwater.  The assumed dermal
           adsorption factor for organics was 50%.  More
           realistic and appropriate factors for
           gastrointestinal and dermal adsorption are 15 to 30%
           and 1% respectively.  For further information on the
           appropriate adsorption factors, Dr. Renata
           Kimbrough, formerly of the CDC and now with U.S.
           EPA-HQ, an expert in this area, should be consulted.
      1.   Executive Summary, Page 2 - Top of Page -
           "Alternative No. 5A was ranked highest based on
           non-cost criteria." Feasibility Studies require cost
           evaluation for each alternative.  What then is the
           significance of this statement?

      2.   Executive Summary, Page 2 - Bottom - Until the
           contamination pathway RI/FS is performed the Erdman,
           Anthony  ("EA") recommendation that "on- and off-site
           remedial action be completed at the same time" is
           suspect and not supportable.

      3.   Page 1-1 - The site is located near Moira, not in
           the Town of Moira.  The last paragraph suggests that
           more than one report is to be referenced, but only
           one is listed.

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4.   Page 1-1 - Last Paragraph - The preparer of the RI
     Report should be identified.

5.   Page 2-1 - Does the Report include information from
     groundwater wells installed earlier,  or only the 57
     new wells?  If none of the earlier data was used,
     why not?

6.   Page 2-2 - The results of field screening using the
     portable GC should be, but are not, discussed in the
     Report.

7.   Page 2-2 - First Paragraph - The "Site Exploration
     and Conditions . . ." is incorrectly dated.  That
     Report is dated October, 1987.

8.   Page 2-3 - Paragraph 2 indicates that lab data from
     the 1985 Study are not included.  However, it
     appears that only selected results from the 1985
     Study are mentioned in this Report.  What was the
     criteria employed in selecting the data to be
     included?

9.   Page 2-4 - Paragraph "5'suggests that cleanup
     activities have continued since 1981.  The systems
     installed at that time have not been maintained and
       .' * *
     were essentially non-functional as early as 1985.

-------
10.  Page 2-5 - Graphics would help this subsurface
     discussion.

11.  Page 2-6 - First Paragraph - How many is "many"?

12.  Page 2-6 - Observations were made about oil and oil
     staining.  How are these terms defined?  How much
     oil is needed to be "oil" rather than oil stained?
13.  Page 2-7 - This table contains clearly subjective
     observations rather than measurements.  It' should be
     so stated and the terms "oil soaked", "oil sludge",
     "oil and oil staining", and "oil pockets" should be
     defined.  Also, the term "possible oil stains" is
     confusing.

14.  Page 2-7 - Boring number YO-17A> depth and elevation
     do not agree for 23.0-24.0 and 382.7 and 380.7.

15.  Page 2-7 - and 2-8 - Under remarks - What does EA
     mean by "suspected" and "possible"?

16.  Page 2-9 - Paragraph 3 - States that the flow from
     the mound is generally radial but states that the
     flow is generally from the North.  What does this
     mean?  Paragraph 4 states that there is a bedrock
     grbundwater divide immediately north of the site.

-------
17.  Page 2-11 - The basis for the determination that the
     groundwater flow from the site is only 10-15 GPM is
     not clear.

     Which report is discussed in the first paragraph of
     section 2.03.  It contains 37 individual chemicals
     found at the site.  Two aroclors are mentioned,  but
     the appendix to this report mentions that three were
     found.

18.  Page 2-11 - Third Paragraph - PCB aroclors need to
     be identified.  (They are not listed on Table 2-3
     either.)

19.  Page 2-13 - The MCLG for PCBs is listed as 0, but no
     MCL is listed.

20.  Page 2-15 - Paragraph 2 - Mentions widespread
     surface water contamination.  However, the data set
     suggests that only one or two surface water samples
     were analyzed.  How can widespread contamination be
     determined with so few samples?
     The termv "hotspots" Is used to describe areas of PCB
                        j term should be defined.
                      r
                        i
                       ,/ \*

-------
     The last paragraph discusses how insoluble materials
     are moving through the groundwater system.  It is
     generally believed that insoluble materials move
     extremely slowly, if at all, in a typical
     groundwater 'system.  Oil and PCBs will probably not
     move with the water, and perhaps will not move at
     all.

21.  Page 2-15 - First Paragraph - "Apparently" should be
     eliminated.

22.  Page 2-15 - Second Paragraph - How long is "long"?

23.  Page 2-16 - The statement is made that the water
     soluble components tend to sink  . . . What is the
     basis for this .statement?

24.  Page 3-1 - The term "hotspot" is used at the bottom
     of the page.

25.  Page 4-1 - At the bottom of the page a statement is
     made that  "It has been established that PCB levels
     in the 0-10 ppm  range, should be managed to
     eliminate  direct human exposure.  . .  . This is not
     in accord  with the SPA most recent and final cleanup
     policy that calls  for spill cleanup and to various
     levels  .  .  . some  above 10 ppm.

-------
26.  Page 4-1 - This table is the same as Table 2-3.

27.  page 4-2 - Paragraph 1 states that it as anticipat
     that the cleanup limits will approach the lower end
     of the established limits.  What is the basis for
     this determination . . . particularly since the
     indications are that surface water does not contain
     contaminants and that the groundwater in the usable
     zone is not impacted?

     Borings YO-54 and YO-32 are mentioned as having PCS
     levels above the action level.  However the data in
     Appendix C show that the levels found are not, above
     the 10 ppm action level.

     Paragraph 3 suggests that data is available to draw
     contours of PCB contamination, yet the data are not
     included in the report.  It discusses areas where it
     is suspected that PCB contamination may have
     occurred.  Such speculation has no place in this
     type of report.  Data are needed to support major
     decisions, not speculation.  The writer also refers
     to Appendix A and B which are boring logs, not test
   *
     data.

28.  Page 4-3 - Top of Page - This doesn't make sense.
        -• •- •
     How  and why will PCB concentrations in the 0-10

-------
     ppm range be ej^*»«-fed during cleanup?  What
     established limits are referred to in the last
     sentence?

29.  Page 4-5 - The data presentation in Table 4-2 is
     unsatisfactory.  In addition to the high and low
     values, it would be helpful and appropriate to
     present the average of all samples taken.  It would
     also be helpful to have all the results tabulated in
     an easily understood table.  Evidently, at least 60
     soil samples taken at the site showed zero
     contamination of PCBs, and many showed levels that
     were only slightly above the detection limits.

30.  Page 4-6 - Paragraph 3 - It is stated that the 1985
     study determined that the oil sludge layer cay be
     serving as a reservoir for potential contaminants.
     However, the data presented in this report do not
     seem to confirm that.  The soil samples indicate
     that the PCB levels are below the 50 ppm level and
     that the sludges pass the EP Toxicity testa  (top of
     pp 4-6).  Shouldn't this be mentioned?  In
     Paragraph 3, reference is made to PCB levels in
     surface water of 120 ppm.  This is impossible since
     PCB solubility in water is at least three orders of
     magnitude less.  This should be reported as PCB
     levels in oil.

-------

31.  Page 4-8 - Since only one water sample is involved


     in this table, why is a frequency number included in


     Table 403.





32.  Page 4-9 - A "plume" of phenolic contamination is


     discussed in Paragraph 4.  However, the number of


     samples available seem to be inadequate to define a


     "plume".  Table 4-4 suggests that phenol was


     detected in only one of nine groundwater samples


     analyzed.
                                               •   *




33.  Page 4-13 - In Paragraph 1, the "worst case"


     scenario approach is described.  However, it seems


     inappropriate to use a concentration (31.5 mg/Jcg)

                                r>
     found 20 feet below the grtfnd surface as the "worst


     case" surface soil concentration for ingestion risk


     analysis.  Likewise, it seems inappropriate to use


     an oil sample (120 ppm) as the basis for a "worst

              • \
     case" water ingestion or water contact risk
        -       t                                .

     analysis.  Realistic samples should be used in these


     scenarios.





34.  Page 4-15 - The last sentence of the paragraph


     before Section 4.03.022 discusses PCBs as a class.


    ' Recent statements by EPA officials indicate that the


     Agency does not fconsider PCBs as a class, but


     rather as a series of compounds with widely varying

-------
     degrees of toxicity.  PCBs with more than 60 percent
     chlorine are considered to be toxic (i.e., Aroclor
     1260) while PCBs with less chlorine (i.e., Aroclors
     1248, 1252) are of less concern.

35.  Page 4-16 - In Paragraph 2, the indicator scores
     should be based on realistic samples,  not worst case
     numbers such as a sample found 20 feet below the
     surface.  r

36.  Page 4-18 - The 31.5 mg/Jcg concentration for sils is
     from a sample 20 feet below the surface.  It should
     not be used for soil ingestion risk analysis.

37.  Page 4-20 - The 26.9 mg/1 PCB concentration for
     groundwater is not realistic for two liters of
     consumption per day.  The sample is obviously
     contaminated with oil and would not be used as a
     constant drinking water source.

38.  Page 4-22 - PCBs are listed as a probable human
     carcinogen.  There is not data to suggest this.  It
     should be listed as a suspected human carcinogen or
     as an animal carcinogen.

39.  Page 4-25 - This is the same as Table 2-4.

-------
40.  Page 4-28 - In Paragraph 3, it is noted that PCB3
     were found in 43 percent of the soil samples
     analyzed.  It should also be noted that^the average
     level in all samples- with PCBs detected is less thar
     3 mg/Jcg.

     In Paragraph 4,  the concentration found in one
     sample, 20 feet below the surface is used for
     surface soil ingestion risk analysis.  This is
     inappropriate.

41.  Page 4-30 - In Paragraph 5, a groundwater
     concentration of 26.9 mg/1 is used as the basis for
     ingestion risk analysis.  This sample was obviously
     contaminated with oil -since the level is at least
     100 times the solubility limit for'PCBs.  It is an
     inappropriate sample to use for risk analysis.

42.  Page 4-31 - At the bottom of the page, a PCB level
     of 120 mg/1 is selected for worst case surface water
     risk analysis.  However, the data in Appendix C
     clearly note that sample as an oil sample, with the
     associated water sample containing 0.014 mg/1 PCBs.
     It is  inappropriate.to use the 120 mg/1
     concentration for surface water risk analysis.

-------
43.  Page 4-33 - In Paragraph 2, the possible exposure of
     people who work in the town garage is mentioned.
     However, since the town garage is a maintenance
     facility for motorized equipment, oils with high
     lead, other metals and phenol content will be
     present in and around the facility.  Exposure to
     workers and visitors to the garage will probably be
     much higher from the activities in that facility
     than from this site.

44.  Page 4-36 - In Paragraph 4, mention is made of risks
     associated with ingestion and dermal absorption of
     contaminants in on-site soils.  Yet, in Paragraph 2
     on Page 4-35, the writer concludes that the presence
     of contamination in the subsurface soils prevents
     the release of site contaminants as particulate
     matter, effectively eliminating potential inhalation
     exposure and minimizing the potential for direct
     contact with or accidental ingestion of soil.  In
     spite of this, soils found at a depth of 20 feet
     were used in the ingestion risk analysis.

45.  Page 4-37 - The concept of using water on the site
     as undiluted drinking water is introduced in
     Paragraph 2.  This -seems inappropriate since there
     are no  surface intakes for many miles from the site.

-------
46.  Page 4-38 - Section 4.03.034 begins by stating that

     the maximum contaminant concentrations detected in

     samples were used.  Only appropriate samples should

     be used.


47.  Page 4-40 - In Paragraph 1,  it is stated that

     observed maximum concentrations for various

     compounds exceed the ARAR by at least 600 times.  It

     should be noted that the PCB concentrations used are

     in oil, while the ARARs cited are for water.  If the

     water sample concentrations were used the ratios for

     PCBs would be several orders of magnitude less.


48.  Page 4-41 - Zinc should be removed from Table 4-11

     since it has been dropped as a compound in drinking

     water standards.


49.  Page 4-42 - The PCB concentration in the surface

     water sample was reported as 0.014 mg/1 not 120 mg/1

     as shown.  The zinc number is reported as 0.088 mg/1

     not the 0.88 mg/1 concentration shown.


50.  Page 4-43 - Same comments as Page 4-42.

                           • • ' *
51.  Page 4-48 - Or. Renate Kinbrough of the Center for

     Disease Control suggests that gastrointestinal

-------
     absorption should be 15-30 percent rather than the
     100 percent rate assumed.

52.  Page 4-49 - Same comments are Page 4-48.

53.  Page 4-51 - The carcinogenic potency factor for PCBs
     is listed as 4.34.  This seems high for a suspected
     carcinogen.  What is the basis for that factor?

54.  Page 4-59 - In Paragraph 1, the estimated risk range
     of 10~4 to 10~7 is noted as the range that, may be
     considered to be a public health concern.  Normally,
     a risk smaller.than 10~6 is considered acceptable.
     What is the basis for the selection of the range
     10'4 to 10"7?
                          s.
55.  Page 4-60 - Paragraph 2—Lifetime cancer risk
     estimates for arsenic, PCBs and trichloroethylene
     are within the target risk range only if the worst
     case assumptions include the errors pointed out
     earlier concerning assumed absorption factors, the
     use of oil samples rather than water samples and the
     use of sample data collected at a depth of 20 feet
     to represent surface soil conditions.

-------
56.  Page 5 - 47 - Third Paragraph - EA has assumed that

     there will be clean up associated with the pathway

     3tudy, duch an assumption is inappropriate at this

     time.



57.  Page 5-49 - Alternative 4 calls for a total of 52

     groundwater extraction wells.  However,  the report

     concludes that the total groundwater flow from the

     site is 14 gpm.  The number of wells specified seems

     very large for this type of flow system.



58.  Page 5-50 - Last Sentence - A recommendation of

     thermal treatment, when treatability studies haven't

     been conducted, is wholly inappropriate and

     unsupportable.



59.  Page 5-52 - Last Sentence - Same comment regarding

     treatability studies.



60.  Page 6-1 - The referenced FS document is outdated.

     A June 1986 edition is available.



61.  Page 6-60 - Paragraph 2 discusses the New York DEC

     Law that regulates materials containing PCBs in

     excess of 50 ppm.  It should be noted that only some

     surface sediments  (probably  from the oil spill which
        .- • *
     occurred when  the tanks were overturned at the site)

     contain PCBs in excess of 50 ppm.

-------
62.  Page 6-61 Paragraph 1 speaks of the EPA cleanup

     policy for residential areas.  It should be noted

     that this policy refers to residential areas where
                      *  *  * .
     people live nearby and have direct access, such as

     homes with utility poles nearby.  Sites with

     controlled access,  such as fenced areas,  are

     considered non-residential.  The York Oil site would

     be considered non-residential under the EPA policy.




63.  ??ge 6-61 - Paragraph 2 states that PCB levels on

     and adjacent to the site are above 50 ppm.  The

     report indicates that the maximum soil sample was

     31.5 mg/kg, the maximum groundwater sample was

     26.4 mg/1 and a surface water sample,.when analyzed

     for oil and water separately showed. 120 ppm PCB in

     the oil and 0.014 ppm in the water fraction.   (The

     surface water sample was taken from a location off

     the site.)  Therefore, it can be concluded that

     soils and water on the site are not contaminated

     above the action limits for PCBs, and that only the

     sediments in the drainage areas resulting from an

     oil spill sppear to be contaminated.




64.  Page 6-62 - Reference is made in Paragraph 2 to the

     EPA Draft PCB Cleanup Policy.  That draft policy has

-------
           been superseded by a formal cleanup policy.  The


           formal policy should be referenced here.





      65.   Page 6-72 - Cost estimates are difficult to


           challenge without detailed study.  However, the cost


           estimate to excavate,  incinerate and backfill


           30fOOO cubic yards of moist soil for $9,165,000


           seems very modest.  If this represents 50,000 tons


           of material, the estimated cost is $183 per ton.


           Incineration costs alone usually range above $500


           per ton for materials with low or no BTU value.


           More details on the cost estimates should be


           provided.





      66.   Page 7-8 - Second Paragraph - Under cost comparison,
                                »,

           Alternative No. 5A is 2-1/2 times as expensive as


           the least expensive alternative.





III.  COMMENTS ON REPORT "SITE EXPLORATION AND CONDITIONS"
      PREPARED BY GOLDBERG-ZOINO ASSOCIATES


      1.   Page 10 - If sediment samples were collected in


           one foot intervals, were steps taken to prevent


           cross contamination when the sample tube was


           withdrawn, between intervals?

-------
2.   Page 11 - Are the results of the field testa for PCS
     recorded in the report?

3.   Page 14 - The statement is made that moisture
     content estimates were made in the soil and sediment
     samples, and that the estimates were purposefully
     made higher because high estimates would make the
     PCS content results higher as well.  Such procedures
     are inappropriate and reduce the credibility of the
     results.

4.   Page 17 - Reference is made in Paragraph 2 to the
     fact that during the current and previous field
     activities by GZA, this system (a filter chamber
     near the outlet of Lagoon 3 to collect oils exiting
                          %
     Lagoon 3) was generally free of water with no oil
     visible on the sorbent pad. .This statement suggests
     that the contamination found in the drainage areas
     is from an earlier oil spill and not from the
     release of contaminants from the material currently
     in the fixed lagoons.

5.   Page 23 - The different between oil and oil-stained
     soils is unclear.  Thetse terms should be defined.

6.   Page 31 - The method used to determine soil and
        : ' *
     sediment moisture should be stated in the last

-------
     paragraph, since PCB levels are mentioned.  If the
     soil or sediment moisture contents are off by a
     factor of two, the PCB levels will be off by that
     same factor.

7.    Page 32 - Paragraph 2 states that boring Y054 showed
     PCB levels of 20 mg/kg.  The table in Appendix C
     shows ND and BOL as the levels measured by GZA.  The
     split spoon data also indicate ND levels of PCB in
     this boring.

8.    Page 32 - Paragraph 2 stated that boring Y032 showed
     PCB levels above 10 mg/kg.  the data in the first
     table of Appendix C indicate that the surface sample
     showed a level of 10 mg/kg and that all other levels
     were less than 5 mg/kg.  No samples greater than
     10 mg/Jcg were reported.                'r

9.    Page 32 -There is no basis for the statement at the
     bottom of the page that "it is assumed that much of
     the former Lagoon 3 contains PCBs greater than
     10jrfmg/kg.N  The evidence is to the contrary.  The
     referenced sample, boring Y015  (not available in
     this report) evidently showed some PCB contamination
     in the surface sample, but essentially none in the
     sample below the cap layer.

-------
10.   Page 33 - Paragraph 3 attempts to describe possible
     analytical problems associated with the CLP test
     procedures used for PCB determination.  If
     appropriate spiked were used and spike recoveries
     were within acceptable limits, the test results
     should be valid.  If not,  the results should be
     invalidated,  not speculated as being too low.

     Paragraph 4,  same comment as above.

11.   Page 38 - The PCB levels reported in the monitoring
     wells are obviously not possible in water.
     Therefore, oil must have been present.  Is there any
     information on how the samples were collected (were
     the wells bailed fully), how much oil was present in
     the samples,  and were the oil and water fractions
     analyzed separately?

12.   Page 39 - In Paragraph 1, the writer speculates
     about the "PCB plume."  However, he fails to state
     the very likely possibility that since almost all
     the detected PCB contamination is on or near the
     surface, the PCBs at the site came from the oil
              •
    . tanks which were tipped over and emptied 'by unknown
     persons after the site was abandoned by Mr. Pearce.

-------
     Vlie evidence points toward a surface oil spill as

     the source rather than PCB contamination in the

     lagoons.


                      * » »  .
13.  Page 47 - Conclusion 5 states that contaminated

     soils are predominantly in the south central portion

     of the site covering former Lagoon 3.  This

     conclusion seems to be based on comments on Page 32,

     Paragraph 1, which refer to PCB levels in boring

     Y039 to a depth of six feet.  However, the data in

     Appendix C indicate that -Implicate tests of the deep

     samples in Y039 showed 17.3 mg/kg by ERCO and

     0.5 mg/kg by GZA.  At best, the numbers should be

     averaged, which is then below the action level.

     Actually, the data should be disregarded.
        *                  •;•_
     Certainly, it should not be the basis for a

     conclusion.



14.  Page 48 - Conclusion 7 speaks of PCBs found in Y052

     from 7-12 feet.  However, the data in Appendix C

     indicate that the PCB levels in &052 in samples S-4

     (6-8 feet), S-6  (10-12 feet) and S-9  (16-18 feet)

     were all below 5 mg/kg.  This should be clarified.



15.  Page 50 - Conclusion  8 discusses a "plume" of PCB

     contamination in the  shallow groundwater.  The
        : • *
     implication is that the  "plume" has  a PCB

-------
          concentration of 120 mg/1.  However, only one oil
          sample, collected in a drainage trench, was at that
          level.  How can that sample be used to define a
          "plume?"-

     16.  Page 50 - Conclusion 8 discusses a phenol plume that
          appears to sink as groundwater flows to the south
          across the site.  Insufficient information is
          presented to support this conclusion.  Only one
          groundwater test of the nine reported contained any
          phenol.

     17.  Page 52 - Paragraph 4 under limitations appears to
          imply that the writer's confidence  in the data is
          limited.  If this is the case, appropriate caveats
          should be included in the report.
118RWW

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John W.Johnson
County Manager
                     OFFICE OF
                     FRANKLIN COUNTY MANAGER
                      Court House, Malone, New York
                                                                Phone: (518)483-6767 Ext. 26S
                                       January 13, 1988
 Mr.  Daniel L.  Steenherge
 Senior Sanitary Engineer
 NYS  Dept.  of Environmental Conservation
 Route 86
 Ray  Brook, New York  12977

'Dear Mr. Steenherge:
                                                              REGIONAL ENGINE
                                                               f....
          The Franklin County Legislature has had the opportunity to review both
   Deparanent of Environmental Conservation and Environmental Protection Agency1 s
   remedial plans for clean up of the York Oil Company Hazardous Waste Site
   located in the Town of Moira.
                        i •                '
          Resolution No. 5 passed by the County Legislature on 1/7/88 outlines their
   recarmendation.  Specifically the County prefers removal of all hazardous materials
   from the site as the first option.  DEC'S proposal for on-site thermal treatment is
   our second preference; providing heavy metals are not present in the soil.  The EPA
   recommendation for solidification is the least preferred of the three options.

          We are concerned that solidification does not reclaim the soil but simply
   solidifies the hazardous material.  The site still remains hazardous.  The residents
   in the area must still be neighbors to hazardous waste and the County will forever
   hold title to this unattractive plot of land.  What future liability will the site
   pose to the County?  Does EPA intend to relieve the County of all liability asso-
   ciated with the hazardous material stored in a solid state on County owned property?
   These 4uestions need to be answered before any option is chosen.
                                       JOHN W. JOHNSON
                                       FRANKLIN COUNTY MANAGER
   JWJ:rtro

   Enc.

-------
                           RESOLUTION NO. 5

Offered by     Legislators Donaldson, Frenette, Jackson,  McCann
               Pounore. Jones A Smith

Relating to    York Oil Site Decontamination Procedures

    WHEREAS:  The York 011 Site has been for years a major concern  of
local, state and federal authorities because of the contaminated
material deposited there; and

    WHEREAS:  Several  methods of detoxification have been proposed
including removal from the site, thermal treatment and solidification;
and                                                   "*   -         •.

   .WHEREAS:  Removal  from the site is no longer on the options  list
and the Department of Environmental Conservation believes that thermal
treatment would be the best alternative as it would allow the site  and
surrounding area to be environmentally safe whereas sol 1-d-; fixation
would render the site useless and 1t would in fact remain a hazardous
waste site exposing the County and its citizens to possible adverse
environmental  and liability questions; and

    WHEREAS:  The liability problem of the York Oil Site  has already
caused an insurance company to cancel the County policies; and

    WHEREAS:  The people of Franklin County and particularly those  in
the Township of Moira deserve to have their community restored to an
environmentally safe place to live; NOW, THEREFORE, BE IT

    RESOLVED:   That the Franklin County Board of Legislators requests
that DEC and the EPA accept the alternative that involves thermal
treatment in the event removal 1s no longer a viable option; and, be
it                                                                 '

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EXHIBIT III

-------
                         -1-


                     EXHIBIT III
 Comment:
     A series  of  questions  dealt  with the  quality of  the
 area's groundwater  and  the water obtained from  residential
 wells, potential future impact on the wells  and the  need for
 residential water supply in the  area immediate  to the York
 Oil  Site.

 Response;

     All  sampling done to date on the residential wells
 shows they are free of  contamination due  to  the York Oil
 Site.  If the site  were left as  it  is,  there might be a
 potential for future impact on residential wells.  However,
 the  remedial program proposed for the site and  the
 monitoring of the remedial program's effects will eliminate
 this potential.   Based  upon this, a residential water supply
 system does not  appear  to  be justified  at the York Oil Site.

 Comment;

     The  time  from identification of the site until the
 present  is approaching  ten years. "  When can  we  anticipate
.that the final portions of this  project will be completed.
    ~~-       .''.'.              •            i
 Response;

     We can now anticipate  that we would begin the design
 phase of this project during the first  or second quarter of
 1988 and be ready to commence construction in 1989.

 Comment;

     A significant portion  of discussion at the  public
 meeting  centered around the appropriate permanent remedy to
 be implemented at the site.

 Response;

     There was not yet agreement  between the  USEPA and
 NYSDEC at the time  of the  public meeting. The  NYSDEC
 through  its consultant  had recommended  a  thermal
 destruction alternative whereas  the USEPA had chosen a
 solidification.process  as  the preferred alternative. The
 consensus of  those  attending the public meeting appeared to
 be that  the solidification process  was  really not a
 permanent technology.

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                         -2-
Comment;
111 •" ^^^••»                                              —%

    There were several comments that the choosing of a ten
ppm cleanup level for PCB was not appropriate nor
established by regulation.

Response;

    A national PCB cleanup policy of ten ppm for PCB in
residential areas was established on April 2, 1987 at (52
FED.REG.10688).  USEPA has adopted the National PCB Cleanup
Policy.

Comment;

    It was asked why the material at the site could not be
left in place since they had previously been solidified with
cement and cement products in 1981.

Response;

    The findings of our study were that the .solidification
process undertaken in 1981 was a temporary remedial measure
which was not effective in permanently stabilizing or
immobilizing these materials.

Comment;      -,

    Several of the comments dealt with the fact that the
report used the highest found concentration of various
contaminants in its health risk assessment.

Response;

    The health risk reassessment was done to assess the
worst case.  It is EPA's policy to use the highest values
found.

Comment;

    Several comments dealt with the fact that the report
did not include information which had previously been
included in the earlier Remedial Investigation/Feasibility
Study.

Response;

    The current report is an Addendum Feasibility which is
a supplement to the original Remedial Investigation/
Feasibility Study (RI/FS).

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                         -3-
Comment;

    One comment  stated that the sample analysis did «ot
show contamination of the groundwater above the 10 ppm
action level.  (Note:  This comment is in reference to the
groundwater standard for PCS).

Response;

    The regulatory action level for PCB in groundwater is
.0001 ppm (i.e. 6 NYCRR 703).

Comment;

    Several of the comments dealt with the use of a limited
data base to draw conclusions.

Response;

    No matter how many data points or samples are
collected, the data base will always be limited in some
aspects.  The Department has determined there was a
sufficient data base to draw valid conclusions.

Comment;
                                  T-
    •One comment states that the report introduced a concept
of not being able to use water on the site .as unpolluted
drinking water in the future.  The cdmmenta-tor further
stated that it seems inappropriate since there are no
surface water intakes for many miles from the site.

Response;

    The mere fact that there are no current uses of this
surface water for drinking at this time does not preclude
the possibility of that use in the future.

Comment;

    A recommendation of thermal treatment, before
treatability studies have been conducted, is inappropriate
and unsupportable.

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                         -4-


Response:                                           _

    A recommendation for use of thermal treatment was based
on our consultant's literature search.  The literature
search findings indicates that the thermal treatment option
was the most promising of the three identified permanent
technologies.  A treatability study will be a necessary part
in the design phase of this project.  Similarly, if either
one of the other two permanent options is selected, a
treatability study would also have to be completed during
the design phase.

Comment;

    Reference was made to the statement in paragraph two oo
page 17 of the RI/FS that during current and previous field
activities by GZA, the existing collection system (filter
chamber near the outlet of lagoon 3 to collect oils exiting
the lagoon) was generally free of water with no oil visible
on the sorbent pads.  This statement suggests that the
contamination found in the drainage areas is from an earlier
oil spill and not from the release of contaminants from the
material currently in the fixed lagoons.

Response;.

    The contamination found in the drainage area around the
southern fence of the site is not from earlier oil spills.
The drainage ditch which runs along the southern boundary of
the fenced area at the railroad currently contains floating
oils which are seeping out of the ground and are
periodically removed by a contractor working for the
Department.

Comment;

    EPA's 1984 Draft PCS Clean Up Policies are  referenced
throughout the report.  This policy was never adopted by EPA
and is now obsolete.  The agency issued a final policy
establishing a National PCS Clean Up Policy on April 2,
1987 (52 Fed. Reg. 10688).  Most recent final policy should
be referenced and applied.  It should be noted that the
Agency's present clean up level for soils and low contact
restricted access areas is 25 ppm.

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                        -5-

Response;

    The commenter was correct that the draft PCB clean up
policy was referenced throughout rather than an appropriate
referenced final rule.  However, this specific issue is not
substantive since the USEPA, NYSDEC and our consultants were
cognizant of the final rule.  Briefly, the final rule was
used in the Agency's decision making, however the report did
not incorporate the final rule.  In response to the second
portion of the comment regarding, use of a 10 ppm versus a
25 ppm clean up level in the soils, the Agency's do not
agree with the commenters position that the York Oil site is
a restricted access area as described in the final rule.
The Agency's reasons for making this determination are that
the area to be remediated is not completely fenced and it
does not meet-the intent of a restricted zone (i.e., there
is no commercial or industrial activity currently at the
site which would provide continuous control over access to
the site).

Comment; .

    Other than stating that it is a DEC action level, the
report gives no basis for choosing a 10 ppm clean up level.
The scientific and environmental basis for choosing this
level or any level should be discussed and documented.

Response;
                                         ,V

    In response to a previous comment, it was established
that a PCB clean up policy level had been implemented by
EPA.  Using a 10 miligram per kilogram concentration of PCB
to determine carcenogenic risk associated with leaving PCB's
at 10 ppm in soils, the risk analysis formulas produce the
following numbers:

The residual risk due to soil ingestion is an increase risk
of 4.3 in a 100,000 and the residual risk due to soil/skin
direct contact is an increase in risk of 8.25 in a
1,000,000.

Thereby the health risk assessment is supportive of a 10
milligram per kilogram action level.

Comment;

    Because zinc is not regulated in the drinking water
standards by EP'A, using zinc as a factor in any of the risk
assessments is inappropriate.

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                         -6-
Response:

    NYSDEC has established a groundwater standard for zinc
of 5 parts per million.

Comment;

    An assumed gastrointestinal absorption of 100 percent
was applied in assessing the risk of drinking PCS
contaminated groundwater.  The assumed dermal absorption
factor for inorganics was 50 percent.  More realistic and
appropriate factors for gastrointestinal and dermal
absorption are 15 to 30 percent and 1 percent respectively.

Response;

    At the time of writing the health assessment, USEPA was
contacted by our consultant.  EPA's response to the
inquiries regarding absorption factors was that there were
no published absorption rates.  Thereby, it was appropriate
for our consultant to use a conservative number for
assessing absorption.

Comment;

    Does the.report include .information from groundwater
wells installed earlier, or only the 57 new wells?  If none
of the earlier data was used, why not?

Response;

    There appears to be some confusion on the part of the
commenter since this current report is an Addendum to the
original RI/FS which means that in any assessment all data
collected since the beginning of all studies was used.

Comment;

    Page 2-3, Paragraph 2, indicates that lab data from the
1985 study are not included.  However, it appears that only
selected results from the 1985 study are mentioned in this
report.  What was the criteria employed in selecting the
data included?

Response;

    All available data from the 1985 study was assessed.

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                        -7-
Comment;

    Page 2-7-This table contains subjective observations
rather than measurements.  The terras "oil soaked"/ "oil
sludge", and" oil and oil stained", and "oil pockets" should
be defined.  Also, the term "possible oil stains" is
confusing.

Response:

    The terms oil soaked or oil sludge were used to record
the visible observations as to the nature of the material
collected or sampled.  Use of any one of the descriptors
using the word oil was an indicator to those persons doing
the assessment of contamination to make determinations to
what samples would be analyzed by the laboratory or by the
on-site portable GC.  The presence of "oil" is not the basis
for determining the extent of the remedial action, rather
the results of laboratory analyses regarding the presence
and concentrations of PCBs.

Comment;

    Page 2-7 and 2-8 under Remarks - What does Erdman
Anthony Associates mean by suspected and possible?

Response;                •                                  r

    The subjective qualifier terms of "suspected" and
"possible" were used by the field personnel to identify
samples that were not obviously visibly contaminated or
laden with oil.  However, these samples contained some type
of staining which indicated the need to have them analyzed
to determine whether or not they were actually contaminated.

Comment;               -  •

    Two of the comments provided by Alcoa numbered 16 and
17 in their section number II labeled "Specific Comments"
dealt with the hydrogeology of the site.  These questions
dealt with the proper interpretations of the hydrogeology.
For these specific comments you should refer to the
questions as shown in the exhibits.

Response.:

    The Department assessed these  questions and believes
the report is correct as written.

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                         -8-
Comment;

    Page 2-11 -  3rd paragraph - PCS aroclors need to be
identified.  (They are not listed on table 2-3 either).

Response;

    From a regulatory standpoint only total PCS is
regulated thereby listing of specific aroclors is not
needed.

Comment;

    Page 2-15 -  paragraph 2 - mentions widespread surface
water contamination.  However, the data sets suggested that
only one or two  surface water samples were analyzed.  How
can widespread contamination be determined with so few
samples?

    The term "hot spots" is used to describe areas of PCS
contamination.   This term should be defined.

    The last paragraph discusses how insoluble materials
are moving through the groundwaters system.  It is generally
believed that insoluble materials move extremely slowly, if
at all in a typical groundwater system.  Oil and PCB's will
probably not move with the water or perhaps will not move at
all.

Response;

    As discussed in response to a previous question the
data base is not limited to that as presented in this
Addendum.  It is the entire data base as presented in both
the Addendum and Remedial Investigation/Feasibility Study
(RI/FS).  The term "hot spot" was used- to describe areas of
PCS contamination in soils of greater than the 10 milligrams
per kilogram.  In response to the last item of the question
the findings of  our studies have shown that insoluable
materials are moving through the hydrogeological system.

Comment;                         • -  '

    Page 2-15 -  1st paragraph -• the term apparently should
be eliminated.

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                        -9-
Response;                                           ^

    .The qualifier  "apparently" is appropriate in this
situation since it indicates that contamination was not
identified at the analytical method detection limits.

Comment;

    Page 2-16 - the statement is made that the water
soluble  components tend to sink ... what is the basis for
this statement?

Response:

    A rereading of the entire first paragraph on page 2-16
indicates that the contaminant being discussed is total-
phenblics which forms a density plume of the type that
tends to sink.  Further the studies and the analytical
chemistry showed this to be a valid assumption.

Comment:

    Page 4-1 - At  the bottom of the page a statement is
made that "it has been established that PCS levels in the
0-10 ppm range, should be managed to eliminate human
exposure ... this,is not in accord with the. EPA's most
recent and final cleanup policy that calls for spill cleanup
to various levels  ... some above 10 ppm.

Response;

    The use of the term "management" in this situation is
similar to the EPA cleanup policy which specifies that
material is to tie covered to prevent direct human contact.

Comment;

    Page 2-2 - the results of the field screening using the
portable gas chromatagraph (GO should be, but are not,
discussed in the report.

Response;

    The results of the field screening  is presented  in the
report (See Addendum Feasibility Study Report, Appendix Vol.
1, Appendix C):'

-------
                        -10-


Comment;
«^_««»l>MB^_»                                             ^

    Page 4-2 - Paragraph one states that it is anticipated
that the cleanup limits will approach the lower end of the
established limits,  what is the basis for this
determination ... particularly since the indications are
that surface water does not contain contaminants and that
the groundwater in a usable zone is not impacted?

Response;

    The statement that it is anticipated that the cleanup
limits will approach the lower end of the established limits
since that area of contamination is quite well defined.
Contaminated material will either be detoxified or
stabilized if it is in excess of the 10 ppm action level.
Less contaminated materials on the remainder of the site
will end up being under the final cover placed at the site.

Comment;

    Boring YO-54 and YO-32 are mentioned, as having PCS
levels above the action level.  However, the data in
Appendix C shows that the levels found are not above the 10
ppm action level.

Response;

    A rereading of Appendix C indicates that levels of PCB
greater than 10 ppm were not found by the portable GC.
However, confirming work at the contract laboratory
identified PCB's in excess of the 10 ppm action level.

Comment;

    Paragraph 3 suggested, that data is available to draw
contours of the PCB contamination, yet the data are not
included in the report.

Response;

    Taking into consideration all data presented in the
Addendum and the original Remedial Investigation/Feasibility
Study there is sufficient data available to develop PCB
concentration isopleths.

-------
                        -11-
Comment;                                            ^

    Page 4-5 - the data presentation in Table 4-2 is
unsatisfactory.  In addition to the high and low values,
it would be helpful and appropriate to present the average
of all samples taken.  It would also be helpful to have all
the results tabulated in an easily understood table.
Evidentially, at least 60 soil samples taken at the site
showed zero contamination of PCB's, and many showed levels
that were only slightly above the detection limits.

Response;

    To present the average of all samples taken is
inappropriate since the methodology used in the field to
assess a site entails taking a number of samples to
determine a area of 0 contamination.  Averaging all the
results of these essentially "clean" samples would give an
erroneous low number.

Comment;                                   •    .

    Page 4-6 - paragraph 3 - it is stated that the  1985
study determined that the oil sludge layer may be serving as
a reservoir for potential contaminants.  However, the data
presented in this report do not seem to confirm that.

Response;

    Based on the findings of this study it appears
that the oil sludge layer serves as a reservoir for the
phenolics plume which is exiting the site.  We feel this
interpretation is correct.

Comment;

    Page 4-9A "Plume11 of phenolic contamination is
discussed in paragraph 4.  However, the number of samples
available seem to be inadequate to define a plume.  Table
4-4 suggests that phenol was detected only one of nine
groundwater samples analyzed.

Response;

    The 1985 RI/FS includes the additional data on  the
phenolic compounds in groundwater.

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                         -12-
Comment;                                              _

     Page  4-22 - PCB's are listed as a probable human
carcinogen.   There are no data to suggest this.  It  should
be listed as  a suspected human carcinogen or as an animal
carcinogen.

Response;

     The term  "probable" was taken from USEPA's guidance
document on writing health risk assessments entitled the
Superfund Public Health Evaluation Manual of October 8, 1986
at Table 4-7  on Page 4-23.  NYSDEC and USEPA believe this
.term is appropriate.

Comment:              •                   •

     Page  4-40 - in paragraph one, it is stated that
observed maximum concentrations for various compounds exceed
the  Applicable or Relevant and Appropriate Standard  (ARAR),
by at least 600 times.  It should be noted that the  PCS
concentration used are in oil, while the ARAR's sited are
for  water.  If the water sample concentrations,were.used the
ratios for PCB's would be several orders of magnitude less.
                         -          *•
Response:       '..-.-      ....

     It  is possible" for a water supply to provide,water, that
would contain oil which would not be noted visibly and
thereby contaminants could be ingested at the concentration
indicated in  the samples used in table 4-11.

Comment;  •    ~~a.> .--*••••    -  -..;.•;•*:••.;*;-:•  :.   •    .,-;..>.,..
            -'•••"• ' ••  -•'••••  ••-•• •• . -• -;     .?   ;*:-...:••      ;.. ,.< . ,..   	1
     Page  5-47-- 3rd-paragraph - EA has-assumed that  there  "".
will be cleanup associated with the pathway -study« such an
assumption is inappropriate at this *ime.•:• •••.-.    ••*•-  ,.,.,,.    , .

Response:     '  •-'••••-"•*  -   •'-•-  -*•-  -•    .•••-•     ........

     EA  suggestion that on-site cleanup be performed  in
conjunction with a pathway cleanup activities is in  the form
of a recommendation to the State.  Such, a recommendation is
appropriate based on*1 their' findings-.  Briefly the purpose of
EA's work was to-assess the situation, draw conclusions, and
make recommendations.      •  ^-                .

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                        -13-

Comment ;

    Page  50 - Conclusion eight discusses the "plume" "of PCS
contamination in the shallow groundwater.  The implication
is that the plume has a PCB concentration of 120 mg/1.
However, only one oil sample, collected in a drainage
trench, was at that level.  How can that sample be used to
define a plume?

Response;

    Oil was found in various monitoring wells, also a
visual observation of the oil seeping out of the soil into
the drainage trench along the railroad grade indicates that
a plume exists.

Comment:

    The contamination present on the site is due solely to
spilled material caused by the overturning of tanks at the
site.

Response:

    The findings of the RI/FS study do not support this
contention.               -

Comment ;     . •    *  •                                i

    Two commentators suggested that the preferred
option should be grading the site and putting on cover
material and reseeding along with disposal of the oils
stored at the site in the tanks.

Response ;

    We believe such a remedy is not complete, for example,
it would not address subsurface contamination and would not
recover PCB contaminated oils, etc.  It would also not be a
preferred remedy as required required by CERCLA Section
Comment ;                        •  .  •

    Two verbal comments were received concerning the
appropriate remedy, one at the public meeting and another
through a telephone conversation with the Department.  Both
comments were in favor of using a thermal treatment option
rather than a solidification option. They felt that the
solidification option was not a permanent remedy.  Further
even if solidification was technically permanent, those
commenting had reservations regarding the impact on their
property values .since the site may continue to be perceived
as being hazardous.

-------
                                -14-

Response;

    USEPA believes  that  soils  30!idification is *n available
and reliable technology  for  the treatment of waste types  identi-
fied at  the site.   Solidification  satisfies CERCLA Section  121
requirements for utilizinq a  remedy  that  oernanently immobilizes
and reduces the  toxicity an.1  nobility  of  the waste *t the site.
Solidification of  the  soils  provides  th
-------
                        -15-

Comment;

    Page 14 of GZA's Report - The statement is made that
moisture content estimates were made in the soil and
sediment samples, and the estimates were purposefully made
higher because high estimates would make the PCB content
results higher as well.  Such procedures are inappropriate
and reduce the credibility of the results.

Response;

    NYSDEC believes that the possible difference between
the estimated and actual moisture content would only
introduce a possible variation of approximately ten percent
between the actual and reported concentrations.
Additionally several duplicate samples were analyzed by the
contrac: laboratory.  Goldberg Ziono Associates values for
the GC work performed in the field were typically lower
than the contract laboratory results reported for the
duplicate samples.  NYSDEC believes that even if the results
reported by Goldberg Ziono Associates were slightly high due
to an estimated moisture content, this variation did not irr
any manner influence the decision-making process. Comment:

Comment;
^^^^^^^•^•^^^•MM*                          ,_

    Page 32, Paragraph 2, states that boring YO54 showed
PCB levels of 20 mg/kg.  The table in Appendix C shows NO
(i.e., Non-Oetect) and BDL (i.e., Below Method Detection
Limit) as the levels measured by GZA.  The split spoon data
also indicate ND levels of PCB in this boring.

Response;

    The data referenced in the comment was produced by a
portable GC in the field.  The recorded data of 20 mg/kg was
as reported loy the contract laboratory.

Comment:

    Page 32 - There is no basis  for the statement at the
bottom of the page that "it is assumed that much of the
former Lagoon 3 contains PCBs greater than 10 mg/kg."

Response;

    If  all data.available are examined, it will be found
that the statement regarding Lagoon No. 3 as prepared by GZA
is a valid assumption.

-------
                             -16-
Comment;                                          „

     Page 33 - Paragraph 3, attempts to describe possible
analytical problems associated with the CLP (i.e., Contract
Laboratory Procedure) test procedures used for the PCS
determination.  If appropriate spikes were used and
appropriate spike recoveries were within acceptable limits,
the test results should be valid.  If the test results were
not valid, the data should not be relied upon.

Response:

     The test results were accepted as being valid.  It
should be noted that the actual quantity of material
to be cleaned up was based upon the analytical data showing
PCBs present at greater than the 10 ppm action level.

Comment:
     Recommended remedial alternatives, far exceed, in scope
and cost, those necessary to protect human health and the
environment and are inconsistent with National Contingency
Plan.
                               f.
Response;

     The recommended alternatives are in accordance with the
requirements with the Comprehensive Environmental Response
Compensation and Liability Act (CERCLA).  Specifically,
Section 121(d) of CERCLA requires the following:  "Remedial
actions in which treatment which permanently and
significantly reduces the volume, toxicity or mobility of
the hazardous substances, pollutants, and contaminates is a
principal element, are to be preferred over remedial actions
not involving such treatment.   The off-site transport and
disposal of hazardous substances or contaminated materials
without such treatment, should be the least favored
alternative remedial action where practicable.treatment
technologies are available."  It is possible that there are
inconsistencies with the National Contingency Plan since
revision of the plan as required under CERCLA is yet to be
completed.  Thereby, both the National Contingency Plan and
CERCLA as amended must be referenced, with the CERCLA
provisions taking preference,' in order to make the proper
interpretations.  It is the Agency's position that our
interpretations are in accordance with CERCLA.

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                         -17-
Comment;
    Recommended  remedial  alternatives employing site
excavation present the highest  exposure  risk  to workers  ar.d
the community.

Response:

    This comment is  only  correct  in the  context that the
remedial alternatives involving excavation present  the
highest exposure risfc during construction.  Engineering
controls will be employed during  construction to minimize
risk to both workers and  the community.  The  engineering
controls implemented would  be such that  the actual  exposure
to workers and the community would not present an actual
health risk.

Comment t

     Information  currently available indicates that
significant error is contained  iff the cost estimates for •
Option 5A, resulting in a substantial understatment of the
true cost of  this alternative.  The commehtor also  appended
information regarding the cost  of known  incinerators (e.g.
the  operating cost  for one mobile incinerator was in the
range of $300 to $1,000 per ton and for  the'other it was in
the  range of  $300 to $400 per  ton of contaminated soil).

Response:

     The estimated cost for Option 5A, Excavation and
Thermal Treatment,  as  presented in the Addendum PS  is
 approximately $15 million.  The amount of material  estimated
 for thermal destruction is approximately 50,000 tons. These
 dollar amounts back figure to an estimated cost of
 approximately $300 per ton for the thermal treatment option.
 It should be noted that the $300 per ton cost figure Is
 within the range as presented by the commentor.

 Comment;                                           .

     The Citizen Participation  Specialist for HYSDBC, Region
 5, informed those present at the public meeting that if  they
 felt they needed additional time to submit comments (i.e.,
 the end of official comment period was two days after the
 meeting) that they  should make such requests in writing  to
 the Department.

 Responset

      The general public  did not request  an extension to  the public
  comment period.  In response  to  a request from the Potentially
  Responsible Parties,  however,  the comment period was extended fret
  December 18, 1987  to  January  15, 1988.

-------
                            -18-
Commer.t:

Alcoa's letter of December 29, 1987 addressed  to Elena
Kissel, USEPA, dealt with the Addendum Feasibility Study
("Addendum FS") for the York Oil site in Moira, New York.
The purpose of the letter was; 1) to clarify AlCOA's
comments on the Addendum FS that were presented to USEPA and
the New York State Department of Environmental Conservation
("NYSDEC") at a meeting held in Albany on December 17, 1987,
and 2) to voice ALCOA'S concern it was not advised that
USEPA and the NYSDEC were considering thermal  treatment as
an alternative remedial action for the York Oil site.  ALCOA
specifically mentioned a November 25, 1987. letter received
from Elena Kissel which stated that "the preferred remedial
action for the York Oil site at this time includes site
excavation, on-site solidification of soils, thermal
destruction of tank and other oils ..." ALCOA  also requested
a 30 day extension in the public comment period..

Response:

ALCOA's reliance on the letter dated November  25, 1987 as
precluding other'remedies is not supportable.  The Addendum
FS clearly outlines the thermal "treatment option.  The
November-25 letter in no way indicated that USEPA had made a
final selection of a remedy.  The selection of a remedy is
not finalized until a Record of Decision ("ROD") is signed
by the USEPA's Regional Administrator.	
              -1  • •» =  • '  "    ..""'    .      :..-..-
ALCOA was given an extension in the comment period.  On
December 31, 1987, Elena Kissel telephoned, the- attorneys'
for ALCOAy Reynolds and "Kenneth Pierce, to inform them that
the public comment period would be extended to allow
comments to be submitted to USEPA on or before January 15,
1988. .          •".•!•=.••-

Comment:-"-  -   -••'-•-•-
Reynolds-requested a 30 day extension in the public comment
periods for the-York'Oil Addendum FS.  Reynolds  request was
based on its-belief that USEPA'«."apparent  shift"  from the
position outlined in a November 25,  1987 letter from USEPA
to Reynolds, effectively denied Reynolds an opportunity  to
comment on the remedy.  This "apparent  shift" wa*  from
USEPA's selection of solidification .to, .thermal  treatment as
a remedy for the York Oil site.       ....

-------
                             -19-
 Resoonse;

 Reynolds claim that it was  denied  an  effective  opportunity
 to  comment  on the Addendum  PS  because USEPA  shifted  its
 remedy from solidification  to  thermal treatment at the York
 Oil site is not supportable.   The  Addendum FS clearly
 outlines the thermal treatment option.   The  November 25,
 1987 letter in no way indicated that  USEPA had  made  a final
 selection of a remedy for the  York Oil site.  The selection
 of  a remedy is not finalized until a  Record  of  Decision
.("ROD") is  signed by USEPA's Regional Administrator.

 Reynolds request for a thirty  day  extension  in  the public
 comment period was denied.  Reynolds  attorney had been
 contacted on December 31, 1987 and had been  given an
 extension until January  15, 1988.

 Comment;

 Franklin County is concerned that  if  USEPA selects
 solidification as the remedy for the  York Oil site,  that the
 county "will forever hold title to this unattractive plot of.
 land." The Franklin County legislature passed  a resolution
 (No.  5) on  January 7, 1988  specifically stating that the
 county's order of preference for remedial alternatives at
 the York Oil'site is first, the removal of all  hazardous
 materials from the site, second, thermal treatment and last,
 solidification.

 The county  also inquired as to what future liability the
 site would  pose to Franklin County and whether  or not the
 USEPA intends -to relieve the county of all liability
 associated  with hazardous material stored in a  solid state
 on  county owned property.

 Response;

 The selection of a remedy  for  the  York Oil site will be made
 by  the NYSDEC and the USEPA on the basis of  criteria
 outlined in the Comprehensive  Environmental  Response,
 Compensation and Liability  Act ("CERCLA").   Section  121 of
 CERCLA provides that the remedial  action selected must be
 protective  of human health  and the environment, must be cost
 effective and must utilize  permanent  solutions  and
 alternative treatment technologies or resource  recovery
 technologies to the maximum extent practicable.

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                               -20-


The potential of liability to Franklin County in the current
action or a future action under CERCLA, is governed under CERCLA
Section 107(b), which outlines defenses to liability, and Section
101(20)(A)(iii) which excludes from the definition of owner or
operator, "any facility, title or control" of which was conveyed
due to bankruptcy, foreclosure, tax delinquency, abandonment,, or
similar means to a unit of state or local government	..".

The potential liability of Franklin County once the""remedial
project is complete and the site is removed frc:r the National
Priorities List  is not addressed in CEFCLA.   UGSPA has deemed
the solidification remedy to be a permaoant treatment option,
however, since the solidified soil will remain on-site, the
"Review" provisions specified in Section 121(c) requiring review
of remedial actions no less of ten "than evecy five years, would
be applicable.

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EXHIBIT FV

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OlWJ A.«WOO. M 0
         STATE OF NEW YORK
         DEPARTMENT OF HEALTH
         Corning Tower The Governor Nelson A. Rockefeller Empire State Plaza  Albany, New York 12237

                              December 30,  1987
  Mr.  James Ludlam
  NYS  Department of Environmental Conservation
  50 Wolf Road
  Albany, New York   12233-0001
  Dear Mr.  Ludlam:

       Please find attached our responses to specific and general comments
  raised by both Alcoa'and Reynold's Aluminum regarding the Addendum
  Feasibility Study for the York Oil Site,  (T) Moira, Franklin County.
                       .-...--•>..;  „..»•• •.-:._.     ..-,,.•-  -  •••
       Please forward these to Dan Steenberge for inclusion in the
  Responsiveness Summary.""       ^    -:....-      •- . :
Ifryou have any further"1 questions ;-pl«ase  call me
                              Sincerely,'

                                         '   <-*•
                                                           f 458-6310.
                                     Gary A. Li twin
                                     Program- Research Specialist  III
                                     Bureau  of Environmental  Exposure
                                     Investigation^
                                                     JAN 1 3 1980

                                                D«pt of Environmwtal Conservation
                                                 REGIONAL ENGINEER • REGION 5
                                                 RAY BROOK, NEW YORK 12977

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                      Responses to Aloca's Comments
#3    The levels of PCB's in the water used  for a risk assessment are
      orders of magnitude above the PCB solubility  limit.  However, the
      water is carrying free phase oil, and  the sediments  in  the wetland
      contain up to 210 ppm.  This shows that the water  is-carrying PCB'
      at high levels regardless if it is dissolved  or not.  The exposure
      levels used are appropriate.

#25   The low level (0-10 ppm) PCB's will be managed to  eliminate
      exposure.  This does not mean that they will  receive the same
      treatment  as the-higher levels of PCB. However, it  is  not
      reasonable to leave these low level materials exposed.  Some sort of
      management is required, whether it is  removal, covering them, or
      some other method.

#33   (1st Part)  The worst case soil sample from 20 feet  below grade
      contained 3T.5 mg/kg PCB.  The worst case surface  soil  on-site
      contained PCB's at 17 mg/kg.  The deep and surface levels are of the
      same order of magnitude.  Since, the levels are close,  it is not
      unreasonable to use the worst case soil sample found-regardless of
      where it is found.  Even if.the,surface sample is  used, it would not
      make a significant difference in the risk assessment.•  Furthermore,
    ''  the-distrubance of the soil structure  during  remediation, may make
      the deep soil levels more relevant.'• (2nd Part)  See response to
     "comment #3i   --..•;•> ......
                                  ' ~;":1 '  - •'   -'-.-^c
#35   See response- to, comment 133.
                                         v
#36   See response to comment #3.3. .
                                     • 'i V .     4 -
                                                 • "* -- — : :
#37   See response to comment . 13.__     _

#40   The soil sampling was done  in order to define the  extent of
      contamination.  This necessitated a large number of  non-detect or
      low level samples, in^prder to define  all of  the isopleths.  An
      average level of all the samples is1" not appropriate^ (Part 2)  See
	  response to-comment.. 133* _
                             ' '"'"  "-'- : '•••* •   - • 'I :.r.s.
#41   See response to comment #3.

#42   See-response-^p.,7comment #3.

143   While the wpxkAr,s. jajt the town garage may be exposed  to  other  sources
      of hazardous compounds, the purpose1'of the risk, assessment  is  to
      determine. .Jth exp.ojgu^e f^om the site.
                                      ~ "f~ •*-*.'
#44   See response to comment.#33,

#45   The report does not limit its treatment of drinking  water to
      on-nite.  Considering the obvious releases from the  site, the
      consideration of the use of water for  drinking and other uses  is
      appropriate.

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                                      -2-
#46   See responses to comments $3 and #33
152   See repsonse to comment #51.
155   See response to comments #3 an #33.

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Reynolds
Draft  Response to Comment 3
    Documentation for the statements about' tlie human carcinogenicity
of Aroclors 1260, 1254 and 1248 was not provided, therefore, the
scientific basis for these statements cannot be evaluated.  However,
the statement  that Aroclors 1254 and 1260 "are not considered to  be
carcinogenic to animals* is incorrect.  Two studies showed the
carcinogenicity of Aroclor 1260 in rats (Ximbrough et al., 1974;
Nor back  and Weltman, 1985) and a third study showed the
carcinogenicity of Aroclor 1254 In rats (Ward, 1985).  In addition,
the US EPA (1987) considers these compounds, as well as Kaneclor  SCO,
                      .....    -   ••,„.. ... .    _.:•».    ...•.•:.-•*". : ' ':
Clophen  A-60 and Clophen' X'X^ ^9 be, jinimalL.^car.cinoj^ns.   Similarly,
both the International Agency for Research on Cancer (IARC, 1982)  and
the National Toxicology Program (NTP, 19 85 reconsider PCBs,, as a  group
of compounds that a rV carcinogenic in animal if.'"
    Furthermore," the; isr EPA +l9Sf, IARC (»    a$f the _WTP  (1985)
                                            ""                    -^.
all consider  the evidence on the" human caVcinogenicity of  PCBs to be
inadequate  (conclusions, on their, caxcinogenicity., cannot be made  on
      »     . - .           .. .'     ".-Jig:-.....  . . . *..* ---- u c. . . • . - . -- .-.-.= 3 . .   «.'
the basis of  the available dita^ .""Ifonse^'uehtfly, given the positive
animal data and the inadequate^ .human data, the OS  EPA considers  PCBs
to be probable human carcinogens, the OTP considers PCBs. to  be a
                  ..-;;. :"•  •: sifl . •    ....  •  . '. -* -   •  • •-
and human                                     '

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Alcoa           •  '
Draft Response  to Comment 5
    Documentation for the statement that  only those  "isomers of PCS
with 60% or greater chlorine content are  suspected carcinogens*'  was
not provided, therefore, _.tne.. scientific ba'sis for the statement
cannot be evaluated.  However* the statement is .incorrect.
Undoubtly, Dr.  Roberta .was discussing the carcinogenicity of
commerical -mixtures of Aroclors_as he concluded .^hat only those
mixtures  (i^«.f Aroclors) with a chlorine content  (by weight) of
greater than.60*.art carcinogenic in animals,,,He could not be
discussing isomers because the carcihogenic^agerits in commerical*
mixtures of PCBs have not been^identifjed^.g  .r - .-=.  .= ,,	
                   ' ~  •-.-•.;  • •.-:  < , a r c|  — — • ^ •-...-. t-   - .  » .     ^    _. _ .
    However,-the-opinion of Dc-Boberts regarding the carcinogenicity*
of Aroclors is not held by the US EPA  (1987)  (see response-to-comment
3 of Reynolds).  The evidence is clear that Clophen  A-30  (a
commerical mixture with only 30% chlorine) and Aroclor 1254  (a
commerical mixture with 54% chlorine) are carcinogenic in rats
(Schaeffer et al., 1984; Kimbrough et al., 1975).
    Aroclors 1242 and 1248 are not "PCS isomers* but commerical
mixtures containing a large number of PCS congeners.
    In their most recent review of PC3 toxicity, the OS EPA  (1987)
concluded there is no information regarding which constituents of any
PCS mixture are the active carcinogenic moieties, therefore/ Aroclor
1260 will be assumed to be representative of all mixtures and the
cancer potency  factor of 7.7 (mgAg/day)"1 derived from studies
with Arcolor 1260 will apply to all PCS mixtures.

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. Draft Response to Comment >
     Documentation to support the estimate that the  gastrointestinal
 absorption factor for PCBs in drinking water  should be  15-30%  was not
 provided,  therefore/ the scientific basis for the estimate  cannot be
 evaluated.  However, limited evidence in humans  indicates PCBs are
 absorbed in the gastrointestinal tract  (quantitative  evidence  on the
 amount absorbed is unavailable)  and animal data,  including  that for
 rhesus monkeys, indicate that over  90% of ingested  PCBs are absorbed
 (Albro and Fishbein, 1972; Allen et al., 1974a,  Morales et  al.,
 1979).

 Draft Response to Comment 34           ......
          *             - 5 .- -.   - " • *: S • '  3 ' ••   •* _   - *   " ""  ' ' . "  ' ' •  :•—•'-.
     Although the toxicities of specific Aroclors was  presented in a-
 recent US EPA (1987), review on. .PCBs, the available  evidence is not
 sufficient to conclude that PCBs with less-than  60% chlorine are of
 less concern than those with .more than 60% chlgrine,  ...
     Available evidence, indicates that exposure .to -Aroclor 1016 (41%
 chlorine), Aroclor 1248 (48% chlorine) and Arocloc  1254 (54%
 chlorine)  can induce noarcarcinAgenic, systemic toxicity and  -
 reproductive toxicity in ^rhesus  monkeys  (a valuable surrogate  animal
 model for  humans) at relatively  low-doses  (Barsotti aj»d Van Miller,
 1984; Barsotti et al^r 1976; Allen  and Barsotti, 1976;  Tryphonas et
 al./ 1986a,b).  In addition, these  are no good data on  the
 non-carcinogenic toxicity of Aroclor 1260  (60% chlorine) in rhesus
 monkeys and studies in rats indicate that Aroclor  1260  is less toxic
                                                             •
 to rats that Aroclor 1254 (Linder et al.,  1974).

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     See  response-to-comment  3  of  Reynolds  (second  paragraph).
     The  use  of  "It" to  refer to the large  number of  commerical
mixtures of  PCBs  is incorrect.           "" ""." ---.s-         -*

Draft Response  to Comment 51
     See  response-to-comment  6

Draft Response  to Comment 53       .   ... .... .
    The  potency, fact or _ of PCBs .is correctly, presented,, as  4.34
(mgAg/day)"1.  .The statement  - "This  seems.high-^or a.  suspected.,
carcinogen." -  reflects a.misunderstanding regarding the,  difference-
between qualitative evidence of ,carcinogenicit£~(ISj-it  a  carcinogen?)
and q ua nt it at iv«,_ evidence of carcinogenicity  (What is the. dose
required  to  induce a carcinogenic response24^     =    -..     -
                                           *.
    The  potency factor  of 4.34  (mg/kg/day)"1  was taken  from the
table found  in many US-:EPA--Health- Assessment  Documents  ranking  the
carcinogenic potencies  of 5-5 cheaicals. -A more recent  estimate is
7.7  (mgAg/day)~l (US EJ>A,^l»ft7)^.  Both potency factors were
calculated from data obtained-from animal-studies.    -      _.    --
                             • H v
Draft Response to Comment S41--  :      • :"  - -•  ..-•••••
    There is no predetermined r is Jt level that  is -considered
regulatory agencies as^aeetfptable^"  In general/  risks  greater"than
IQ-€ . io*7 warren* consideration for regulatory  action.   The

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determination that  a  given level  of  risk is acceptable •*'•.'•'•  respect
to clean-up  criteria  should be made  on a case-by-case basis,  after
all the factors of  the  case are carefully assessed  and after  the
concerns of  all interested parties are addressed.   An initial ~
-determination that  risk  levels of 10'4 to 10~7  may  be of  public
health concern is consistent with this approach
 kgb-12

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A0946

                               REFERENCES
 Albro,  p.W.  and L.  Pishbein.  1972.  Intestinal absorption of poly-
    chlorinated biphenyls in rats.  Bull. Environ. Contain. Toxicol.
    1:  26-31.                                                  .

 Allen,  J.R.  and D.A.  Barsotti.  1976.  The effects of transplacental
    and mammary movement or PCSa on infant rhesus monkeys.
    Toxicology, it  331-3-40.           .   ,,  ,

 Allen,  J.R., D.H.  Norbacfc and I.C. Hsu.  1974a.  Tissue modification
    in  monkeys as  related to absorption, distribution and excretion
    of  polychlocinated biphenyls.  Arch. Environ.- Contain.. Toxicol. 2:
  .  86-95.       ,.;.            •'•"..
Barsotti,  D.A.  and J.P.  van Miller. . .1984.  Accumulation- of<-«=
    commercial  polychlorinated biphehyl mixtutV (Aroclor 1016) in
    adult  rhesus 'monkeys and their nursing, infants,  Toxicology. 3Qs
•  "••31-44.""                        "   '".       .       .,   ,.i ..
Barsotti, D.A. ,  R.J.  Marlar and J.RV Allen.  1976.  Reproductive
    dysfunction^ in rhesus monkeys exposed to low levels of
.   polychl or in* ted biphenyls.  Pppd' Cpsnet. Toxicol. I1& 99-103.
 -..       .  -•...  -  .     •  - •         ,-, ...... r ..  . .  ..  ...  .•. - .   •---
.International  Agency^ for Research on Cancer  (IARC)._ 1982.   IARC
 . .  Monographs on  the;«BvAluation. of , Carcinogenic Risk of Chemicals to
    Humans.   (ARC  Monographs Supplement 4." Ly on. Prances World
   'Health Organization*^-         .,,.;,.^   :
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                                  -2-
                                                                 •

Norback,  D.B.  and R.B. Weltman.  1985.  Polychlorinated  biphenyl
     induction  of hepat©cellular carcinoma in the Sprague-Dawley rat.
     Environ* Health Perspeet. &&t 97*105.

Office of Science and Technology Policy (OSTP).  1985.   Chemical
     carcinogens: A review of the science and its associated
     principles.   Fed. Register. ££_t 10371-10442.

Schaeffer,  B.» H. <3reim anc^W. Goessner.  1984.  Pathology of chronic
     polychlorinated biphenyl (PCB)  feeding in rats.  Toxicol. Appi;
     Pharnacol. 25* 278-288.
                                                        .x
0.5. Environmental Protection Agency (DSCPA).  1987.  Drinking Water
     Criteria Document for Polychlorinated Biphenyl.  ECAC-CIN-414.
     Final.

Ward, J.M.  1985.  Proliferative lesions of the glandular stomach and
     liver  in P344 rats fed diets containing Aroclor 1254.  Environ.
     Health  Perspeet.  £Qt  89-9$.            . .  ..;.... r	  .
               -..:i::-. T, i..t7iT'atn c ..•;>>:/,• 5•

          Tl: ". .. .:-: -•••  ~ ",iifK .-nyr:;nf t:#


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