United States
Environmental Protection
Agency
Research and Development
Office of Environmental Engineering   EPA-600 7-
and Technology (RD-681! "       September 1980
Washington D.C 20460
Environmental, Operational
and Economic Aspects
of Thirteen Selected
Energy Technologies
Interagency Energy-Environment Research and Development Program Report

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology.  Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:

      1.   Environmental  Health Effects Research
      2.   Environmental  Protection Technology
      3.   Ecological Research
      4.   Environmental  Monitoring
      5.   Socioeconomic Environmental Studies
      6.   Scientific and Technical Assessment Reports (STAR)
      7.   Interagency  Energy-Environment Research and Development
      8.   "Special" Reports
      9.   Miscellaneous Reports

This report has been assigned to the INTERAGENCY ENERGY-ENVIRONMENT
RESEARCH AND DEVELOPMENT series. Reports in this series result from the
effort funded  under the 17-agency Federal Energy/Environment Research and
Development Program. These studies relate to EPA's mission to protect the public
health and welfare from adverse effects of pollutants associated with energy sys-
tems. The goal of the Program is to assure the rapid development of domestic
energy supplies in an environmentally-compatible manner by providing the nec-
essary environmental  data and control technology. Investigations include analy-
ses of the transport of energy-related pollutants and their health and ecological
effects; assessments  of,  and development of, control  technologies for energy
systems; and  integrated assessments of a wide range of energy-related environ-
mental issues.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia 22161.

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                                       EPA-600/7-80-173
                                       SEPTEMBER  1980
          ENVIRONMENTAL, OPERATIONAL, AND
           ECONOMIC ASPECTS OF THIRTEEN
           SELECTED ENERGY TECHNOLOGIES
            EPA CONTRACT NO. 68-01-4999
                        FOR

OFFICE OF ENVIRONMENTAL ENGINEERING AND TECHNOLOGY
        OFFICE OF RESEARCH AND DEVELOPMENT
   UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
              WASHINGTON, D.C. 20460

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                                 PREFACE
     As a result of significant increases in the cost of  fuel  and  the
desire for a clean environment, there has been increased  emphasis  placed
on economic and environmental  aspects of fuel  utilization.   These  fac-
tors contributed to the need for a report that would address selective
fuel utilization and conversion technologies.   This being the case,  the
EPA, Office of Environmental Engineering and Technology (OEET) felt  it
imperative to sponsor such a report in a form suitable for general dis-
tri bution.

     This effort was completed in fulfillment of Task A of EPA Contract
No. 68-01-4999, Morris H. Altschuler and William N. McCarthy,  Jr., EPA
Project Officers.
                               LEGAL  NOTICE
          This  report  was  prepared  by the Hoffman-Muntner Corp-
          oration as an account of  work  sponsored by the U. S.
          Environmental Protection  Agency (EPA).  Neither the
          EPA,  the  U.  S. Government, the Hoffman-Muntner Corp-
          oration,  or  any  person  acting  on  behalf of either:
          (a) makes any warranty  or representation, express or
          implied,  with respect to  the accuracy, completeness,
          or  usefulness of  the  information  contained in this
          report, or that  the use of any information, apparatus,
          method, or process disclosed  in this  report may not
          infringe  privately owned  rights;  or  (b) assumes any
          liabilities  with  respect  to the use of, or for damages
          resulting from the use  of, any information, apparatus,
          method, or process disclosed  in this  report.

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                           EXECUTIVE OVERVIEW
     Approximately one-third of the total  energy used annually in the
United States is devoted to the generation of electricity.   The U.  S.
Department of Energy estimates that by 1990,  this share may substantially
increase.  To meet this increasing demand  will  require the  substantial
addition of generating capacity.

     Currently, about 48 percent of our electric energy is  produced from
coal-fired plants, with the combined outputs  from nuclear and hydroelec-
tric contributing another 24 percent.  This still leaves about 28 percent
being produced with natural gas and oil,  whose price and continued  avail-
ability  lack the stability on which to base a reliable electric power
generating industry.  Further, these increasingly scarce fuels are re-
quired for heating, industrial purposes,  and  transportation.

     Technologies must be developed which  can make greater  use of our
abundant reserves of coal  in an environmentally acceptable  fashion.  The
technologies addressed in this report are  those which potentially could
use our available and under-utilized fossil fuel resources  (coal, heavy
crudes, and oil shale) in an environmentally  acceptable manner.  Some are
more costly than others and this has to be weighed against  their relative
operational and environmental aspects.

     This report  is intended to-give the reader a better understanding of
the current status of possible options as  they might be applied to the
future generation of electricity and other energy needs. Brief coverage
of the technologies follows.  For a more comprehensive assessment,  the
reader is referred to the  individual sections.

      In the case of conventional coal-fired steam-electric  power plants,
current efficiencies range from approximately 31 to 38 percent.  The pros-
pect for the foreseeable future is that newer plants will  have efficiency
values below 40 percent.   It  is unlikely that truly operational efficiency
values in excess of 40 percent from conventional plants will be realized
within the foreseeable future.  In the absence of pollution control meas-
ures, coal fired steam-electric plants would  provide very substantial un-
desirable environmental impacts.  However, the current state-of-the-art
of environmental control and resulting control  measures are capable of
substantially mitigating currently  identified undesirable pollution and
other environmental effects.  Continuing environmental control activities
are expected to provide the means of control  for the near-term any poten-
tial overall  undesirable effects resulting from  increasing  use of coal to
fire steam-electric plants.

     Diesels have been commercially utilized  in excess of 80 years.  They
are used extensively to power moderate size stationary electric generators
for a variety of services.  Even though the output of a large diesel gen-
erator is small compared to the output of  a typical  utility fossil-fuel

                                    i i i

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steam-electric generator, the attainable efficiency is generally as great.
Recently, concern has developed relating to the potential carcinogenic as-
pects of diesel exhaust.  Future utilization of stationary diesel gener-
ators may well depend on diesel emission control standards.  The cost of
diesel derived electric energy is somewhat higher than that from a con-
ventional steam-electric plant.  This is due to the relatively high oper-
ating cost  (per kwh electric energy) of a diesel generator installation.
DOD experience indicates diesel derived electric energy  is at least twice
as expensive as that purchased from an electric utility.  Even so, for
selected applications, diesel generators are very appropriate.

     Current f1uidized-bed combustion efforts are largely in the research,
development, and demonstration stages.  Some manufacturers have recently
begun to advertise the availability of atmospheric commercial/industrial
scale units.  The attainable boiler efficiency  is limited by the same
general  loss components as for a conventional boiler.   Boiler efficiency
values equal to those attainable by conventional boilers will  depend on
the ability to achieve substantially complete carbon burn-up.   The envi-
ronmental aspects of a fIuidized-bed boiler are similar to that of an
equivalent capacity conventional  boiler with flue gas  desuIfurization
(FGD) burning the same coal.  A major difference is the relatively low NO
emission and the amount and  nature of the spent bed material  as compared x
to the effluent from a FGD system.  For fIuidized-bed  combustion with
the same SO  removal, almost three times as much limestone is required.
Spent bed material from a fIuidized-bed boiler contains appreciable CaO
(i.e., quicklime) that may present handling and disposal problems.  Hope-
fully, commercial uses will   be found for the spent bed material.  In the
near term, fIuidized-bed boilers are projected to compete with industrial/
commercial scale conventional boilers with SO  emission control.  Such
units when developed would permit coal to be burned more conveniently at
such locations as schools, hospitals, shopping centers, office buildings,
small industrial  parks, etc.

     There are many gas turbine-steam combined-cycle power plants cur-
rently in operation which achieve overall efficiencies around 40 percent.
However, these systems currently rely upon gas or oil  the price and fu-
ture availability of which have become of serious concern.  Therefore,
there is major emphasis on making today's turbines run more efficiently
on these scarce fuels and to develop improved turbines that will operate
efficiently on the synthetic fuels that will  one day replace oil and
natural gas.   In addition to improved efficiency, such combined-cycle
power plants utilizing gas-turbine and steam-turbine technology have a
number of other key features which could make them particularly appealing
to the utility industry.  Besides very fast start-up capabilities, these
features include relatively  low capital  investment per kilowatt of elec-
tric generation,  relatively  low operating costs, and the capability for
use as a base-load or peaking power plant.   Another potentially promising
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aspect of the combined-cycle power plant is its projected ability to use
low-energy gas from coal.  The environmental implications of this are
significant.  Since such low-Btu gas can be clean burning, much of the
environmental control problems and expense associated with conventional
coal-fired steam generating plants would be avoided.  A variation of the
combined gas turbine and steam-turbine system features the direct combus-
tion of coal in a pressurized fIuidized-bed (PFB).  Although internal
particulate control  is still required, the PFB offers the potential  for
direct combustion of high-sulfur coal  without stack gas cleanup while
achieving an overall coal pile-to-bus bar plant efficiency of approxi-
mately 40 percent.

     The  low/medium-Btu gasification of coaI is essentiaI 1y an exi sti ng
technology.  In fact, gas manufactured from coal  was first produced  in
the eighteenth century.  Currently, low/medium-Btu coal gasifiers are in
use in Europe, South Africa, and to a very  limited extent, in the United
States.  Coal can be gasified by any of several processes:  synthesis,
pyrolysis, hydrogasification.  In synthesis, coal or char is reacted with
steam and oxygen or air and produces the heat for a reaction that pro-
duces a mixture of hydrogen and carbon monoxide.   In pyrolysis, coal is
heated in a starved air atmosphere.   In the process, some gas and liquids
result, the major product being a coke residue.   In hydrogasification,
coal, coke, or char  is reacted with hydrogen to form methane.  Pipeline
gas is produced by upgrading a medium-Btu gas.   Environmental problems
common to coal  associated energy generating systems will generally also
apply to coal gasification facilities.  Additional adverse environmental
aspects of proven and pilot plant processes are difficult to assess  be-
cause of the very  limited data available from such operations.   The  con-
version efficiency as based on total energy input, is somewhat process
and site specific and is estimated to be in the 70 to 80 percent range
including raw gas cleanup.   The value without gas cleanup (i.e., raw hot
gas output)  is estimated to be as high as 90+ percent when the sensible
heat of the gas is included.  Since this is basically a developed tech-
nology, over the foreseeable future, efficiencies are not expected to
improve significantly.   The cost is currently estimated at $2.50 to  $4.00
per mi I I ion Btu.

     The chemically active fluid bed (CAFB) process uses a shallow fluid-
ized-bed of  lime or  lime-like material to produce a clean, hot gaseous
fuel from high sulfur feedstock (e.g., residual oil).  Solid fuel feed-
stocks such as coal are also feasible.  The initial  CAFB pilot unit  (2.39
Mw) was developed  by the Esso Research Centre in  Abingdon, England.   A
10 Mw demonstration plant has subsequently been constructed by Foster
Wheeler at the La  Palma Power Station (Central  Power and Light Company)
in San Benito,  Texas.  EPA is sponsoring the demonstration of this tech-
nology.   Environmental  data are very limited.   Principal environmental
concerns relate to the  size of the particles in the product gas stream,
the vanadium (bound in  a mixture of oxides) emission level, and the  dis-
posal  of  spent, sulfided limestone.  The solid  waste disposal problem

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appears to be the major environmental concern.  Since all  activities are
R&D, no actual full scale performance data are available.   In this regard,
the total gasification efficiency is estimated to be approximately 87
percent.  Similarly, economic values are also projections.  EPA estimates
that a retrofit CAFB plant to fuel a 500 Mwe plant would cost $172 per kw
of  installed capacity; the operating cost is estimated at  2-3 mills per
kwh (1977 dollars).

     CoaI Iiquefaction provides the means to produce liquid fuels from
coal.  In indirect  liquefaction, the coal is gasified to make a synthesis
gas and then passed over a catalyst to produce alcohols (methanol) or
paraffinic hydrocarbons.  In direct  liquefaction the coal  is liquefied
without a gasification intermediate step.  Specific processes are gener-
al ly directed toward converting coal to  liquid fuels with  minimal pro-
duction of gases and organic solid residues.  The liquid products that
are produced vary with the type of process and the rank of coal that is
utilized.  Research and development of coal  liquefaction has been under-
way for many years.  The first practical uses of coal-derived  liquid fuels
were about 1790 when the fuels were used for experimental  lighting, heat-
ing, and cooking.  During World War  II, Germany produced liquid fuels
from coal in  industrial amounts (45 million  bbl/year).   Since then, coal
liquefaction plants have been constructed in a number of countries but
currently only South Africa is producing liquids from coal.   Commercial
demonstration of coal  liquefaction has never been accomplished  in the
United States.  Current U. S. activities are limited to research and de-
velopment and pilot plant programs.   Environmental  problems common to
fossil energy facilities will also apply to  coal  liquefaction facilities.
Liquefaction processes present some unique problems such as the need for
the characterization of materials with carcinogenic effects,  character-
ization and  treatment of wastes, fugitive emissions, and effluents and
the disposal  of sludges and solid wastes. These problems  are generally
common to a I  I liquefaction processes, however, since no large scale plants
are in operation in the U. S., the only available data on  emissions and
effluents are estimated from pilot plant operations and cannot  be com-
pletely quantified for a commercial  operation.  Projected  efficiencies for
coal liquefaction facilities are in the 55 to 70 percent range.  Accurate
values for coal  conversion efficiencies are  difficult to estimate and thus
an exact value cannot be given until commercial demonstration takes place.
Estimated costs for indirect coal  liquefaction plants are  in the $7-10
per mi I I ion  Btu range  (1980 dollars).  Generally, the estimated cost for
direct coal   liquefaction plants is  less than for indirect  liquefaction.

     High-Btu gasification of coal can be accomplished by  any of several
processes:   synthesis, pyrolysis,  or hydrogasification.  In synthesis,
coal or char is reacted with steam and oxygen and produces the  heat for
a reaction that produces a mixture of hydrogen and carbon  monoxide.  In
pyrolysis,  coal  is heated in a starved air atmosphere.   In the  process,
some gas and liquids result, the major product being a  coke residue.   In
hydrogasification, coal, coke, or char is reacted with  hydrogen to form
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methane.  To produce a pipeline quality gas, medium-Btu gas (e.g., from
hydrogasification) is cleaned and further treated.  This further treat-
ment could include a shift conversion to obtain the proper carbon monox-
ide to hydrogen ratio followed by a second purification process, followed
by a methanation process.  To an extent, environmental concerns common
to coal-fired boiler facilities will also generally apply to coal gasifi-
cation facilities.  Additional unique adverse environmental impacts are
difficult to estimate.  No commercial plants are  in operation anywhere
in the world and assessments must be based on limited information from
pilot plants.   In addition,  information from a pilot plant may not be
representative of a commercial operation.  Projected overall energy effi-
ciencies for coal gasification have been estimated to be approximately
75 percent.  The estimated at gate costs of high-Btu gas produced by a
gasification plant are $4 to $6 per million Btu (1977 dollars).

     Oi I shaIe  resources can be processed either  by conventional mining
fo1 I owed by surface process i ng or by i n situ (in  pi ace) process i ng.  In
situ processing can be accomplished by either true or modified  in situ
methods to extract oil from  shale.  Oil shale resources in the United
States are estimated to exceed two trillion barrels of petroleum and of
the total, 25 to 35 percent  is presently projected as commercial.  Shale
oil has been produced commercially at various time intervals in eleven
countries since the initiation of shale oil operations in France in 1838.
In Canada and the Eastern United States, a very small industry was oper-
ating around 1860, but disappeared when petroleum became plentiful.  Cur-
rently, the only commercial  production  is  in Russia  (Estonia) and China
with a combined production of approximately 150,000 barrels per day.  The
conventional process  (conventional mining and surface retorting) to pro-
duce a crude is composed of  four major steps:  mining the shale; crushing
it to the proper size for the retort vessel; retorting the shale to re-
lease the oil;  and refining  the oil to a high-quality product.  True in
situ processes  involve fracturing the shale bed via vertical well bores
to create permeability without mining or removal of material followed by
underground retorting.  Retorting can also be done via well bores util-
izing natural permeability where  it may exist.  The modified in situ pro-
cess involves mining or removing by other means (such as leaching or
underreaming) up to 40 percent of the shale (i.e., in the retorting sec-
tion)  in order  to increase the void volume and allow rubblization before
retorting.   In  modified  in situ, the mJned shale  can be surface retorted.
Considerable environmental questions are associated with oil shale pro-
cessing and until these uncertainties as well as  the demonstration of an
economically acceptable commercial scale viable technology are  resolved,
future development of a viable oil shale industry  is uncertain.

     The fgeI ceI I, by converting chemical energy directly to electric-
ity, can efficiently use fuels without an  intermediate mechanical step.
Fuel cell power plants offer many attractive characteristics such as mod-
ular construction, low environmental emissions, high efficiency and rapid
response to  load demand fluctuations.  Because of the modular construc-
tion, fuel cells are easily  transported and installation times  and costs
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reduced.  The fuel cell concept itself is not new:  such cells have al-
ready provided power for moon landings and, between 1971 and 1973, pro-
vided electric power to 50 apartment houses, commercial  establishments,
and small industrial buildings.   What is new is an effort to capitalize
on the fuel  cell's inherent flexibility, safety, and efficiency by put-
ting together a generator system that can use a variety of fuels to meet
today's utility-scale power need economically.   Environmental  considera-
tions like low water requirements, limited emissions,  and quiet operation
help make fuel cell plants an attractive power option.  Whereas fossil
fuel and nuclear plants require large quantities of water for cooling,
fuel cells generate less heat and can be air-cooled by  low speed fans.
Because fuel  cells can use a variety of hydrocarbon fuels, they share
with conventional generating processes the environmental problems current-
ly associated with extracting and processing fossil fuels.  The required
hydrogen for the fuel  cell power section can be derived by gasifying
coal.  In such a case the coal  gasifier would be an integral  part of the
fuel cell power plant.  The Energy Conversion Alternatives Study (EGAS)
team estimated an overall  efficiency of 50 percent for  its conceptual
molten carbonate fuel  cell power plant.  Although still  in the prototype
stage, the fuel cell offers a means to produce electricity efficiently
on both small and  large scales.   These systems could be used to comple-
ment existing facilities or supply new generating capacity where environ-
mental considerations restrict conventional combustion plants.

     Magnetohydrodynamics (MHD)  is a potential  energy  alternative in which
electricity is generated directly from thermal  energy, thus eliminating
the conversion step of thermal  to mechanical energy encountered in conven-
tional steam-electric generators.  However, due to the nature of the pro-
cess, it would be  inefficient to apply MHD by itself to the large scale
generation of electricity.  Therefore, its eventual implementation is be-
ing planned around combining MHD with a conventional steam plant to make
use of the waste heat from the MHD generator.  The efficiency of such a
combined MHD/steam plant is predicted to be about 50 percent as compared
to 38 percent projected for conventional coal-fired power plants with
flue gas desuIfurization (FGD)  systems.  Unlike rotating machines, much
of this increase in efficiency is attributed to the fact that all  the
rigid structures in MHD generators are stationary, thus permitting oper-
ation at elevated temperatures approaching 5000 F.  These temperatures
are much higher than even the most advanced contemporary plants, result-
ing in much higher efficiencies through the entire thermal cycle than
are attainable in such conventional plants.  Although  much work remains
before the widespread application of the magnetohydrodynamic energy con-
version process to electric utility power generation,  there is experi-
mental evidence that MHD can significantly improve overall power plant
efficiencies.  Another promising aspect of this technology is the ability
to remove, during the process,  pollutants such as SO , NO , and particu-
lates generated in the combustion of coal, thereby eliminating the need
for external  flue gas scrubbing to meet environmental  standards.
                                   VIII

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                            TABLE OF CONTENTS
PREFACE	    i i

EXECUT I VE OVERV I EW	   i i i

LI ST OF F I CURES	   x i 1

L I ST OF TABLES	    xv

ACKNOWLEDGEMENT	  xv i i

I NTRODUCT I ON	     1

TECHNOLOGY ASSESSMENTS	     5

1.    Conventional Coal-Fired Steam-Electric Power Plant	     5

     1 .1   Overv i ew	     5
     1.2   Process Description	     6
     1.3   Applications	    12
     1.4   Environmental  Considerations	    13
     1.5   Performance	    22
     1 .6   Econom i cs	    24
     References	    26

2.    Diesel Generators	    28

     2.1   Overview	    28
     2.2   Process Description	    28
     2.3   Applications	    31
     2.4   Environmental  Considerations	    32
     2.5   Performance	    32
     2.6   Econom i cs	    33
     References	    34

3.    Fluidized-Bed Combustion (FBC)	    35

     3.1   Overvi ew	    35
     3.2   Process Description	    36
     3.3   Applications	    46
     3.4   Environmental  Considerations	    47
     3.5   Performance	    52
     3.6   Econom i cs	    53
     References	    54
                                    IX

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                       TABLE OF CONTENTS  (Cont'd)
7.

Combined Cycle Power Plant 	
4 . 1 Overv i ew 	
4.2 Process Description 	
4.3 Appl i cations 	
4.4 Environmental Considerations 	
4. 5 Performance 	
4 . 6 Econom i cs 	
References 	
Low/Med i um-Btu Gas i f i cation 	
5. 1 Overview 	
5.2 Process Description 	
5.3 Appl i cations 	
5.4 Environmental Considerations 	
5.5 Performance 	
5 . 6 Econom i cs 	
References 	
Chemically Active Fluid Bed (CAFB) 	
6. 1 Overview 	
6.2 Process Description 	
6.3 App I i cations 	
6.4 Environmental Considerations 	
6.5 Performance 	
6 . 6 Econom i cs 	
References 	
Indirect Coal Liquefaction 	
7. 1 Overview. 	
7.2 Process Description 	
7.3 Appli cations 	
7.4 Environmental Considerations 	
7. 5 Performance 	
7 . 6 Econom i cs 	
References 	
High-Btu Gasi f i cat ion 	
8. 1 Overview 	
8.2 Process Description 	
8.3 Appli cations 	
8.4 Environmental Considerations 	
8.5 Performance 	
8 . 6 Econom i cs 	
References 	
Page
	 56
	 56
	 57
	 65
	 68
	 71
	 72
	 75
	 76
	 76
, 	 77
	 85
	 90
	 92
	 93
	 94
	 95
, 	 95
	 95
	 99
, 	 100
	 102
	 103
	 104
	 105
	 105
	 106
	 115
	 115
	 118
	 119
	 	 120
	 	 . 122
	 	 122
	 	 	 122
	 133
	 135
	 138
	 140
	 141

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                       TABLE OF CONTENTS (Cont'd:
9.   Surface Oil  Shale Processing	   142

     9.1    Overview	   142
     9.2   Process Description	   143
     9.3   Appl ications	   148
     9.4   Environmental  Considerations	   149
     9. 5   Performance	   1 53
     9.6   Econom i cs	   154
     References	   1 55

10.  In Situ Oil  Shale Processing	   156
     10.1   Overview	   156
     10.2  Process Description	   157
     10.3  Appl ications	   164
     10.4  Environmental  Considerations	   166
     10.5  Performance	   171
     10.6  Economi cs	   172
     References	   1 73

11.  Di rect Coa I  Liquefaction	   174
     11.1   Overview	   174
     11.2  Process Description	   175
     11.3  Appl ications	   182
     11.4  Environmental  Considerations	   185
     11.5  Performance	   188
     11.6  Econom i cs	   189
     References	   1 90
 7
     Fuel Cel I	   191

     12.1  Overview	   191
     12.2  Process Description	   192
     12.3  App I ications	   1 97
     12.4  Environmenta  Considerations	   200
     12.5  Performance	 .   202
     12.6  Econom i cs	   202
     References	   204

13.  Magnetohydrodynamics (MHD)	   205
     13.1  Overv i ew	   205
     13.2  Process Description	   206
     13.3  Appli cations	,	   215
     13.4  Environmental  Considerations	   216
     13.5  Performance	   219
     13.6  Econom i cs	   220
     References	   221
                                    x i

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                             LIST OF FIGURES

Number                                                             Page
  1        Conventional  Steam-Electric Plant	     7
  2       Heat Flow Diagram for Conventional
          Coal-Fired Steam-Electric Plant	    12
  3       Diesel  Driven Generator Plant	    30
  4       Heat Flow Diagram for Diesel  Generator	    31
  5       Fl u i di zed-Bed Steam Generator	    38
  6       Schematic Diagram for Atmospheric
          Fl u id i zed-Bed System	    39
  7       Schematic Diagram for Pressurized
          FI u i d i zed-Bed System	    40
  8       Heat Flow Diagram for Atmospheric
          Fl u i d i zed-Bed Combustor	    45
  9       Estimated Heat Flow Diagram for Advanced
          Cycle - Pressurized Fiuidized-Bed Electric Plant	    45
  10      Simplified Schematic of Combined Gas
          and Steam Cycle Generating System	    58
  11      Simplified Schematic of High  Temperature
          Combined Cycle Using Coal  Derived Liquid  Fuel	    60
  12      Simplified Schematic of High  Temperature
          Combined Cycle with Integrated  Low-Btu Gasifier	    61
  13      Simplified Schematic of Supercharged Boiler
          Combined Cycle Using Pressurized Coal-Fired
          Fluid! zed-Bed Bo i I er	    62
  14      Heat Flow Diagram Based on Table 13	    65
  15      Generalized Flow Diagram - Low/Medium-Btu Gas	    77
  16      Lurgi  Low-Btu Coal  Gasification Process	    79
  17      Koppers-Totzek Coal  Gasification Process	    80
  18      Westinghouse  Electric Corp.  Low-Btu
          Gasification  of Coal  Process	    81
  19      Combustion Engineering, Inc.  Low-Btu
          Gasification  of Coal  Process	    83
  20      Heat  Flow Diagram for Low-Btu
          Gasification  Plant	    87
  21       Heat  Flow Diagram for Medium-Btu
          Gasification  Plant	    89
                                   XI I

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                        LIST OF FIGURES (Cont'd)

Number                                                              Page
  22       General i zed Schematic of the CAFB	   97
  23       Estimated Heat Flow Diagram for
           Coal Fed CAFB Plant	   99
  24       Synthes i zed Gaso I i ne From Coa I	  1 09
  25       Mob i I Cata I yt i c Process	  110
  26       Fischer-Tropsch Synthesis	  112
  27       Generalized Flow Diagram - High-Btu Gas	  123
  28       Carbon Dioxide Acceptor Process Schematic	  126
  29       Bl-GAS Process Schematic	  128
  30       HYGAS Process Schemat i c	  1 30
  31       Synthane Process Schematic	  132
  32       Estimated Heat Flow Diagram for High-Btu
           Gasification Plant	  135
  33       Pyrolysis and Oil Recovery Unit
           TOSCO  II  Plant..	  146
  34       Estimated Heat Flow Diagram for
           TOSCO  II  Plant.	  148
  35       True In Situ Retorting....	  159
  36       Occidental Oil Shale Process
           Retort Operation.	  161
  37       Flame Front Movement in the Occidental
           Modified  In Situ Process...	  163
  38       Estimated Energy Balance Schematic For
           The Retorting Sections of an Occidental
           Modified  In Situ Plant	  166
  39       H-Coal  Process	  178
  40       SRC-I Process	  179
  41       SRC-1 I  Process	  180
  42       Donor Solvent Liquefaction Process	  181
  43       Energy Flow Diagram for a Commercial
           Scale EDS Plant		  184
  44       Typical Fuel Cell	  193
  45       Fuel Cell  Power Plant	  195
                                  XIII

-------
                        LIST OF FIGURES (Cont'd)
Number
  46       Heat Flow Diagram for Fuel  CelI
           Power Plant	  198
  47       Faraday MHD Generator	  206

  48       Open-Cycle MHD/Steam Plant  -
           Schematic of Possible Configuration	  209

  49       Simplified Schematic of Closed-Cycle
           Inert Gas MHD Topping Cycle	  211

  50       Simplified Schematic of Closed-Cycle
           Liquid Metal  MHD Topping Cycle  Fired
           by Fluidized Combustor	  212

  51       Projected Heat Balance for  Nominal
           2000 MWe Open-Cycle MHD/Steam Plant	  214
                                   x i v

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                             LIST OF TABLES
Number                                                             Page

  1        Summary of Representative Current and
          Projected Efficiencies of the Thirteen
          Energy Technologies	    3

  2       Projected Generation Mix	    5

  3       Heat Balance for 500 MWe Conventional
          Coal-Fired Steam-Electric Plant	   11

  4       Emissions and Effluents from
          Conventional Power Plants	   14

  5       Base Case FI ue Gas Po I I utants	   16

  6       Base Case Estimate of Potential Trace
          Elements Discharged to Atmosphere
          Without Scrubber	   19

  7       Regional Heat Values for Utility
          Steam-Electric Plants	   23

  8       Heat Balance for 5 MWe Diesel
          Electric Plant	   30

  9       Estimated Heat Balance for 100 MBtu
          Output Atmospheric Fl u i di zed-Bed Boiler	   43

  10      Estimated Heat Balance for 903.77 MWe
          Advanced Steam Cycle - Pressurized
          Fluidized-Bed Electric Plant	   44

  11      Emissions and Effluents from
          Fluidized-Bed Boiler	   48

  12      Base Case Estimate of Potential Trace
          Elements Discharged to Atmosphere
          Without Scrubber	   51

  13      Estimated Heat Balance for 1200 MWe
          Coa  Fueled Combined Cycle Power Plant
          with Integrated Low-Btu Gasifier	   64

  14      Estimated Heat Ba ance for Commercial
          Scale Low-Btu Gasification Plant	   86

  15      Estimated Heat Balance for Commercial
          Scale Medium-Btu Gasification Plant	   88
  16      Estimated Heat Balance for Coal Fed
          Commercial Scale CAFB Plant	,
                                    xv

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                         LIST OF TABLES CCont'd)

Number                                                              Page
  17       Thermal  Efficiencies	   114
  18       Estimated  Heat Balance for  a 270 Billion
           Btu per  day High-Btu Gasification Plant	   134
  19       Composition of Synthane By-Product Water	   137
  20       Representative Proximate and Ultimate
           Analyses of Coals  and Chars, Weight
           Percent  (Synthane  Process)	   139
  21        Estimated  Energy Balance For a  TOSCO  II
           Plant Producing 47,000 BPSD Upgraded Oil
           From 35  Gallons Per Ton Oil  Shale	   147
  22       Estimated  Energy Balance for the Retorting
           Sections of an Occidental Modified In  Situ
           Plant for  35 Gallons Per Ton Oil  Shale	   165
  23       Estimated  Heat Balance for  a Commercial
           Scale EDS  Plant	   183
  24       Comparison of Fuel  Cell  Types	   195
  25       Heat Balance for 500 MWe Fuel CelI
           Power Plant	   197
  26       1975 Capital  Cost  Estimate  Summary
           for Integrated Coal  Gasifier Fuel
           Cell  Power Plant (635-MW Plant)	   203
  27       Projected  Heat Balance for  Nominal
           2000 MWe Open-Cycle MHD/Steam Plant	   213
                                  XV I

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                   ACKNOWLEDGEMENT
The authors of this report gratefully acknowledge the
technical support, consultations, and review provided
by Mr. Morris H. Altschuler and Mr.  William N.  McCarthy,
Jr., of the U. S. Environmental Protection Agency,  Office
of Environmental Engineering and Technology, Washington,
D.C., in the preparation of this study.
                        XV I I

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                               INTRODUCTION
      In an era of increasing fuel scarcity and environmental  concern, it
is necessary to consider the implications associated with the various op-
tions for electric power generation, steam generation, and the conversion
of fossil energy values  into alternative forms.  This report provides a
review of 13 fossil  fuel associated processes that currently, or in the
future, could be used for generating energy or converting fuel  from one
form to another.  The processes covered are either on-line or are in var-
ious stages of research and development.  These processes are those at
the forefront of current capabilities or are believed to hold significant
future promise.  The 13 processes are:

          1.   Conventional Boiler  (with steam turbine)
          2.   Diesel Generator
          3.   Fluid!zed-Bed
          4.   Combined Cycle
          5.   Low/Medium-Btu Gasification
          6.   Chemically Active Fluid Bed (CAFB)
          7.    Indirect Coal Liquefaction
          8.   High-Btu Gasification
          9.   Surface Oil Shale Processing
          10.   In Situ Oil Shale Processing
          11.  Direct Coal Liquefaction
          12.  Fuel  CelIs
          13.  Magnetohydrodynamics (MHD)

     The ordering of the processes  roughly corresponds to our estimate of
current and future significant commercial utilization.  To assure consist-
ency and also provide an aid for comparative purposes, a uniform format
is used for each technology writeup.  The major sections are as follows:

               Overv i ew
               Process Description
               AppIications
               Environmental Considerations
               Performance
               Economics

     The Overview section provides a general  summary of the particular
process.  The Process Description section describes the process/technol-
ogy from both a theoretical and operational  viewpoint.  Included in the
Detail portion of the Process Description sections are energy balances
for the individual  energy conversion or generation processes.  The Appli-
cations section covers current (where applicable) and projected with em-
phasis on utility applications.  The Environmental Considerations section
is subdivided into identified pollutants and regulatory impacts.  As ap-
propriate,  the emphasis  is on utility applications.  The ability of each
technology to comply with the current New Source Performance Standards

-------
(NSPS) is identified as appropriate.   Since the composition of the emis-
sions and effluents associated with many of the new and developing tech-
nologies have yet to be fully characterized, only the major identified
emissions and effluents are emphasized.   The Performance section and the
Economics section cover current and projected values.  When there is no
operating experience, projections are provided.

     Table 1  lists the thirteen addressed technologies including the
input fuel(s) and the specific output(s) of each.  As an example, the
atmospheric fIuidized-bed combustor provides steam and the chemically ac-
tive fluid bed, (low-Btu) gas.  For each technology, the current status
(e.g., commercial) is given along with an estimate of the current (1980)
and projected (1990-2000) efficiency.  The efficiencies as expressed are
based on accepted definitions as related to the specific process and out-
put (e.g., diesel generator; electrical  energy).  It must be emphasized
that the efficiency values are for the specific process and not necessar-
ily a value to produce electricity.  For example, the chemically active
fluid bed is projected to have a process efficiency of 81%.  However,'
the overall  efficiency to produce electricity (via steam generator) would
be 51%.   It should be noted that for all processes a range of efficiency
values are to be expected and the provided values are typical efficiency
values for each individual technology.

     The presented material is based on information obtained from avail-
able technical  literature as well as from government and industry sources.
Every effort was made to  include the most timely and relevant information.
A customized on-line data search of the National Technical Information
Service (NTIS) data base containing  in excess of 500,000 reports was per-
formed and appropriate reports obtained.  This  information was reviewed
as to its relevance to the 13 processes and used as appropriate for re-
port development.

     This report  is  intended to give the reader a general understanding
and appreciation  for the relative environmental, operational, and economic
characteristics of the 13 processes addressed.  Should further detail be
required beyond these  Limited assessments, the  reader  is referred to the
list of references appearing at the end of each technology section.  Cur-
rent and projected emission levels, economic data, and other values quoted
for each of the processes were obtained from the reference materials.
The reader is cautioned that these values are considered to be generally
representative of the particular processes under given conditions and are
not to be cons.trued as absolute.  These values  will vary with the speci-
fic installation, system configurations, heat content of fuel, or any one
or combination of a myriad of other variables.   In the case of commer-
cially available  technologies, the data presented can be traced to actual
achieved performance.  When dealing with the new or developing technolo-
gies still undergoing  intensive research, performance data have been pro-
jected by a number of researchers based on conceptual models., laboratory
experiments, or,  in some cases, pilot plant operations.  Needless to say,
such data must be considered rough engineering  estimates and evaluated
as such by the reader.

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                                                         Table  1

                                 Summary  of Representative  Current and Projected
                                Efficiencies of the Thirteen  Energy  Technologies
    Technology
                               Status
 Input
Fuel(s)
                              r. .   .   .     Process  Efficiency  (%}
                              ^rinc!Pa      Current	Projected
                              Output(s)      ()g80)      (]99o.s)
                                                                                                        Comments
1.  Conventional  Steam
    Electric Plant
2.  Diesel  Generator

3.  a) Atmospheric
       Flu i d i zed-Bed
       Combustion

    b) Pressurized
       Flu i d i zed-Bed
       Combustion

4.  Combined  Cycle
5.   a)  Low-Btu
       Gasi f ication


    b)  Medium-Btu
       Gasi f ication
6.   Chemically Active
    Fluid Bed (CAFB)
Commerc i a I     CoaI
                                                          Electricity      34
                            Commercial    Diesel  Oil

                            Commerc i a I    CoaI
                            and R&D
                            R&D
                            R&D
                                          Coal
                            Commercial     Gas  or  OiI
                            and R&D       (or  Coal)
                            Commerc i a I     CoaI
                            and R&D


                            Commercial     Coal
                            and R&D
             Heavy Resid-
             ual Oil or
             Coal
                             Electricity      33

                             Steam            (a)



                             Electricity      (a)



                             Electricity      38
                             Low-Btu Gas
                             MedIum-Btu
                             Gas
             Gas
                              86
                              80
                                                                          (a)
                                          38        Values for plants with
                                                   flue gas desuIfurization
                                                   (FGD).  Without FGD, val-
                                                   ues are 35.4 and 39.5 re-
                                                   spect i vel y.

                                          36        Established  technology.

                                          85        Insufficient operating
                                                   hi story to establi sh
                                                   ef f ic iency vaIue.

                                          39        A combined cycle concept.
 43        Currently  fueled by gas or
           oil.   Projected efficien-
           cy  is  based on an  inte-
           grated coal fed gasifier.

 90        The  efficiency values  In-
           clude  the  sensible heat
           component  and export power.

 83        The  efficiency values  in-
           clude  the  sensible heat
           component.

87(b)       The  efficiency value in-
           cludes the sensible heat
           component.
    (a)  No U.S. commercial plants in existence or with an operating history
    (b)  Projected overall  efficiency to  produce electricity (via steam generator)  is 31 percent

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                                                Table  1   (Cont'd)
                              Summary of Representative  Current and  Projected
                             Efficiencies of  the Thirteen Energy Technologies


7.



8.


9.



10.



11.

Technology Status _ , , .
a' Fuel (s)
Indirect Coal Commercial Coal
Liquefaction and R&D


High-Btu Gasification R&D Coal


Surface Oil Shale R&D Oil Shale
Process i ng


Modified In Situ Oil R&D Oil Shale
Sha 1 e Process i ng


Di rect Coal R&D Coal
Liquefaction
Pri nci pa 1
Output(s)
Hydrocarbon
Products


High-Btu
Gas

Oi 1 and
Gas


Oi 1 and
Gas


Hydrocarbon
Products
Process
Current
(1980)
(a)



(a)


(a)



(a)



(a)

Efficiency (%)
Projected
(1990's)
58



75


68



68



63

Comments
Commercial in South Africa,
al 1 U.S. activities R&D.
Efficiency value very de-
pendent on product mix.
The efficiency value in-
cludes credit for export
electric power.
Substantial variation In
obtainable value depend-
ing on very site specific
conditions.
Substantial variation in
obtainable value depend-
ing on very site specific
cond itions.
Value for EDS process.
Includes credit for by-
12. Fuel Cells
                          R&D
13. Magnetohydrodynamics     R&D
   (MHD)
FossiI  Fuel
(e.g.,  gas
obta i ned
from coaI)
                                       Coal
Electricity
                                                                       (a)
               Electricity
                                                                      (a)
         products.

50       The efficiency value  is
         for a coal fueled (via
         gasifier) plant with  a
         steam-turbine bottoming
         cycle.

48       The efficiency value  is
         for an open-cycle MHD/
         steam plant.
   (a)  No U.S.  commercial plants in existence or with an operating  history

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                         TECHNOLOGY ASSESSMENTS
1.    Conventional  Coal-Fired Steam-Electric Power Plant

1.1   Overview

     The conventional  boiler steam-electric plant (also referred to as
boiler-turbine plant)  is by far the most employed means of generating
electric utility produced electric energy in the United States.   In
1978, over 72 percent of electric utility produced electric energy  was
from coal, oil or gas-fired boiler steam-electric plants.   Of the total
fossil fuel derived utility electric energy in 1978,  over  61  percent
was from coal firing.

     Recent and projected electric utility supplied electric energy mix
as based on reference 1   is provided in Table 2.   Undoubtedly, steam-
electric plants will be the backbone of the U.S. electric  utility indus-
try  in the foreseeable future.
                                 Table 2

                        Projected Generation Mix
                        (Based on kilowatt-hours)

Type
Generation
Coal
Oi I
Gas
Foss i I Fuel Tota I
Nuc I ear
Hydro
Other
Total
1976 Actual
Percent
46.3
15.7
14.4
76.4
9.4
13.9
0.3
100.0
1981
Percent
47-7
17.7
6.6
72.0
19.0
8.5
0.5
100.0
1986
Percent
47.7
14.6
2.8
65.1
27.8
6.5
0.6
100.0

     The current efficiency of on-line steam-electric plants range from
approximately 31 to 38 percent.  The prospect for the foreseeable future
is that newer plants will  have efficiency values below 40 percent.  It
is unlikely that truly operational efficiency values in excess of 40
percent from conventional  plants will be realized within the next 15 to
20 years.

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     In the absence of pollution control  measures,  coal-fired steam-
electric plants would provide very substantial  undesirable environmental
impacts.  However, the current environmental  control  state-of-the-art
and resulting control measures are capable of substantially mitigating
currently identified undesirable pollution and  other  environmental  ef-
fects.   Continuing environmental control  activities are expected to
provide the means to control  potential  overall  undesirable effects  re-
sulting from increasing use of coal  to fire steam-electric plants.
1.2  Process Description

                                 Concept

     The conventional  boiler steam-electric plant basically consists of
a fossil fuel  fired boiler to generate steam that in turn drives a tur-
bine generator.  In addition, a full  plant contains many other associated
elements.  These include:  (1) coal  handling components, (2) ash handling
units, (3) a steam condenser with associated water cooling provisions
(e.g., tower,  pond), (4) plant water treatment elements, and (5) often a
stack gas cleanup system with associated reagent and effluent handling
elements.  A typical basic diagram of a conventional system is provided
in Figure 1.

     Heat for the production of steam is obtained from the combustion of
a fuel in a  furnace.  The energy released by the combustion of fuel  is
absorbed by  the operating medium (usually water and its vapors) in a
boiler.  The boiler is a closed vessel in which water is confined and
heated, steam is generated, steam is superheated, or any combination
thereof, usually under pressure by the application of heat from combus-
tion of fuels.  In practice, the boiler is generally a combination of
tubing with  one or more cylinders called drums.  Steam produced in the
boiler drives a turbine.  The shaft of the turbine assembly is coupled to
an electric  generator.

                                 Deta iI

     For the fuel  combustion process to adequately take place in a furn-
ace, it is necessary to:

     1.   Introduce fuel and air for combustion,
     2.   Burn the fuel,
     3.   Remove the products of combustion and refuse
          remaining after combustion.

     The five requirements for perfect combustion are:

     1.   Proper proportions of fuel  and air,
     2.   Adequate mixing of fuel and air,
     3.   Sufficient boiler surface heat transfer area,

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                Emitted Flue Gas
  Reagent
 Water
                           1
mestone)


Stack Gas
Scrubber
( i f used )

	 •»•
Spent
Reagent

                      I
Coal
Air
                              Electrostatic precipitator
                         Stack Gas
           Roi ler
(NOTE:  For simplicity, items such
 as economizer, airheater, etc.
 are not shown.)
                                     llowdown
                                                                          *
                                            Condensate
                                            Poli sh i ng
                                                                       El ectrica 1
                                                                        Output
                                                                 Water
                                                               Treatment
                                                Figure 1

                                    Conventional  Steam-Electric Plant
                                                                                    Cooli ng
                                                                                     Tower
                                                                                                    Slowdown
                                                                                       Steam
                                                                                    Condenser

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     4.   Sufficient combustion temperatures,  and
     5.   Adequate fuel  residence time to allow for complete
          combustion.

     The efficiency of a steam-electric power  plant is defined as the
ratio of electrical energy output to the total  plant energy input.
Overall plant efficiency is determined by many factors including boiler
efficiency, turbine performance in relation to supplied energy, gener-
ator efficiency, plant losses, auxiliary power requirements, etc.

     Boiler efficiency is defined as the ratio of heat absorbed by the
water and steam to the heat in fuel  fired.  In this regard, the state-
of-the-art in boiler plant design and manufacture is well  advanced.
Modern utility boiler plants are generally very efficient with factors
affecting losses in efficiency well  understood.

     For modern utility boilers, boiler efficiencies in the range of 85
to 90 percent are representative of  the current state-of-the-art.  The
major components with their representative loss values are the following:
     1.   Heating excess combustion air (~0.1-0.!
     2.   Incomplete fuel combustion (less than
     3.   Heating of moisture in coal  and air (4-10$)
     4.   Losses associated with energy in flue gas (4-6$).

     In a steam-electric power plant,  the steam from the boiler, as pre-
viously indicated, is fed to drive a steam turbine.  The steam turbine
is a heat engine that takes energy from a high temperature, high pres-
sure steam,  converts the extracted heat energy to mechanical  energy,
and rejects  unusable waste heat at a lower temperature and pressure.
The discharged steam is condensed to water in a condenser.  This same
water  is then pumped back into the boiler to be reheated and start the
cycle over again.  The heat from the condenser is rejected to the envi-
ronment usually via a cooling tower or cool  body of water.

     In actual practice, the turbine assembly is composed of several
units.   Typically, the spent steam output from the first or high-pressure
turbine is reheated and fed to the second or intermediate turbine.  The
spent steam  output of the second turbine then feeds the  low pressure
turbine.  After the turbine, the discharged  steam is converted to water
by the condenser and is continuously directed back to the boiler (often
after processing to remove undesirable contaminants) to continue the
cycle.   During the cycle, some of the boiler working medium (steam and
water)   is lost or possibly purposely rejected to dispose of undesirable
boiler water constituents.  Makeup feedwater is processed to be more
acceptable to the boiler and fed to the boiler to compensate for system
working medium losses.

-------
     According to the second law of thermodynamics, a heat engine such
as the steam turbine cannot convert all of the transferred heat into
mechanical energy.  That is, given a source of heat coupled with a heat/
work cycle, only a portion of the heat can be converted to work and the
remainder  is rejected as heat to a sink such as the atmosphere.  The Car-
not cycle  is a theoretical  concept which depicts a heat engine operating
within the second law of thermodynamics.  This cycle has no real counter
part in practice but is useful  as a standard in evaluating the perform-
ance of actual heat engines.

     The Rankine cycle  is a reversible cycle, similar to the Carnot
cycle.  As compared to  the Carnot cycle, the Rankine cycle more nearly
approximates steam turbine energy system efficiencies.  If a Rankine
cycle  is closed  in the  sense that the same working fluid is used in a
continuous fashion, it  is termed a condensing cycle.  There are two mod-
ifications as to boiler/turbine  interconnect that can improve the thermal
efficiency of the Rankine cycle  (and the steam turbine).  These are:

     1.    Reheat - This involves a process where a portion of the
           steam that has partially expanded  in the turbine is re-
           heated  in the boiler and then returned to the turbine
           to complete the expansion process.  The output from one
           turbine section can be reheated in a boiler and then
           returned to a second turbine section.

     2.    Regeneration  - This involves extracting a portion of
           the steam from the turbine after (only) partial  expan-
           sion and transferring  heat energy to boiler return water
           prior to entering the  boiler.

     The Carnot cycle efficiency is a theoretical value that cannot be
achieved  in practice but can serve as a measure of performance for actual
cycles.  This cycle offers maximum thermal efficiency attainable between
any given  temperature of heat source and sink and depends only on these
two temperatures.  The  Carnot efficiency  is given by:


                          T  - T        T
                     r-  _    ' 	fi — 1   	£L
                     E  "     T,   " 1 " T,
     where:
          E  = thermal efficiency of heat to work conversion
               (decimaI vaIue)
          T. = abso ute temperature of heat source, R

          T7 - absolute temperature of heat sink, R

-------
     The equations show that the thermal  efficiency is improved by in-
creasing the temperature of the heat source and decreasing the temper-
ature of the heat sink.

     A turbine generally has a maximum inlet steam temperature of approx-
imately 1000 F (1460 R) and a minimum sink temperature of 70 F (530 R).
This corresponds to a Carnot (i.e., theoretical) conversion efficiency of
64 percent.

     In actual practice, the value is considerably less for a number of
reasons.  The actual turbine cycle efficiency does not approach that of
the Carnot cycle.   In addition, there are a number of losses which in-
clude but are not limited to the following:

     1.   Residual velocity  loss.  The steam leaving the turbine
          also carries with  it residual  velocity loss which dis-
          sipates into  increased enthalpy of the steam entering
          the condenser,

     2.   Steam  leakage  losses at shaft glands, or packing, be-
          tween stages,

     3.   Nozzle  losses due to friction and turbulence,

     4.   Blade  losses caused by friction and turbulence,

     5.   Rotational losses caused by the friction between the
          blades and rotating parts of the turbine turning in
          the steam,

     6.   Bearing and external  losses,

     7.   Radiation  loss (usually relatively negligible).

     In addition, when considering the entire steam electric system,
there are generator  losses which generally are relatively minor.  The
efficiency of the electrical generator (which varies with  load)  is
generally  in excess of 98 percent.

     A  reasonable heat balance  (Table 3)  for a plant with full FGD and
an overall plant efficiency  (including the FGD system) of 35 percent
(nominal) follows.  The tabulation is based on a 500 MWe plant and is
provided both in terms of Btu flow per hour and percent of Btu flow.
The values are consistent with the above discussion and represent a
plant within the size and efficiency ranges of utility plants currently
in service.

     DiagrammaticaIly, this  can  be illustrated by the heat flow  diagram,
Figure  2.  This  diagram  indicates the energy disposition on a percentage
of the  total  input  basis and  is  consistent with Table 3.
                                    10

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                                 Table 3

                  Heat Balance for 500 MWe Conventional
                     Coal-Fired Steam-Electric Plant
                                          Btu/hour     Percent of Total
                                         (10  Btu's)      Energy Input
Net Electrical Energy Output               1,706.10         35.0

Furnace Losses

   Heating excess combustion air               9.75          0.2
   Incomplete fuel combustion                 39.00          0.8
   Heating moisture in coal and air          243.70          5.0
   Energy in flue gas                        243.70          5.0
   Miscellaneous  (heat loss, etc.)            24.40          0.5

Heat Rejected

   Heat rejected to cooling tower
      and otherwise lost (e.g.,
      through boiler blowdown)             2,456.78         50.4

Energy Consumed (Auxiliaries and
others)

   FGD system                                 70.70          1.45
   Coal preparation                           21.94          0.45
   Cooling tower pumps and fans               19.50          0.40
   Other (electrostatic precipitators,
      system fans, etc.)                       39.00          0.80

Total  Energy  Input                         4,874.57        100.0
Based on coal  with 11,500 Btu/lb, 3 percent sulfur by weight.

-------
                          	   100$  	
                           Heat  input from coal
  Furnace losses
11.5%S
Dsses \
                                                          3.1$
                                                          Energy consumed
                                                               50.4$
                                                               Heat rejected
                             35$
                Net electrical  energy  output



                                Figure 2

   Heat Flow Diagram for Conventional  Coal  Fired Steam Electric Plant
1.3  AppIications
                                 Current
     In 1978, coal supplied approximately 44 percent of the total input
energy for utility electrical power generation in the United States (2).
According to Reference 3, there was a 6.9 percent increase in Btu's
supplied by coal to electric utilities for 1977 as compared to 1976.
For 1979, coal was estimated to fuel approximately 1,075 X 10  kwh out
of a total of 2,248 X 10  or 47.8 percent of the total (2).  The energy
supplied by this coal would be used to fuel  conventional  steam-electric
pi ants.

     During 1978, 61.2 percent of utility electric power produced by
fossil-fired plants was from burning coal.  This represents 974.3 X 10
kwh out of a total fossil fuel level of 1,592 X 10  kwh.   During the
                                    12

-------
                                                q
same period, nuclear accounted for only 255 X 10  kwh of electrical ener-
gy.  In the United States, coal provides for substantially more electric
power than any other fuel (3).

                                Projected

     The 1979  issue of the National Coal Association publication en-
titled "Steam  Electric Plant Factors" (3) has identified 269 coal  fired
steam-electric plants projected to come on stream by the end of 1988.
These 269 plants have a capacity of 140,887 MW.    In contrast, only 11
oil fired plants with a total capacity of 6,722 MW have been identified
for the same period.

     AM indications are that the U.S. electric power industry will be-
come increasingly dependent on coal.  In the foreseeable future, it is
expected that  essentially all new coal fueled utility plants will  be the
conventional boiler-turbine variety covered by this report.
1.4  Environmental Considerations

     Emissions from power plants can be classified as continuous, sched-
uled intermittent, and unscheduled  intermittent.  Continuous emissions
include pollutants that are contained in the flue gas discharged from the
furnace stack.  Scheduled intermittent emissions  include discharge of
limestone and ash to storage piles, and aqueous wastes from cleaning
equipment.  Unscheduled intermittent emissions  include transients due to
operating upsets, fugitive dust from coal, and storm run-off.  For each
operating or projected power plant, all  of these pollution sources must
be thoroughly considered and adequately controlled.  Pollution control
methods may vary and will  depend to a considerable extent on the specific
plant design and operating situation.  While some variability certainly
exists, this evaluation of the potential  environmental intrusion of a
modern power plant using a conventional  furnace provides a framework to
guide the evaluation of emissions from fossil fuel fired power systems.
It also represents a base case against which new energy conversion sys-
tems can be compared, to see in what respects they are better or worse
than present technology.  The provided environmental material was de-
rived in whole or part from reference 4.   References contained in refer-
ence 4 are also provided herein.

                          Identified Pollutants

     Areas of environmental  concern are summarized  in Table 4.   In the
following detailed discussion,  emissions to the air will be discussed
first,  in the order of process flow, followed by a similar discussion
of solids and liquid effluents, and then trace elements.

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                                 Table 4
         Emissions and Effluents from Conventional  Power  Plants
Emissions to Atmosphere
   Wind action on coal  storage and
      hand Ii ng
   Wind action on limestone and waste
   Waste vapor from grinding
   Cleaned fIue gas

   Vacuum pump on steam condenser
   Air and mist from cooling tower

   Possible fugitive dust from area
   Transients due to upsets, cleaning,
      etc.
   Potential  noise and odors
Effluents - Liquids and Solids
   Rain runoff - coal,  limestone, and
      waste areas
   Ash Slurry
   Slurry of waste from stack gas
      cleanup '
   Sludge and chemicals from water
      treat!ng
Trace Elements
   Leaching associated with disposal
      of ash and Iimestone waste
   Fate of volatile toxic elements in
      coal feed
   Emissions as gas and PM and POM
      with stack gas
Potential  Concerns
Dust, fire, odors

Dust
Dust, H2S
NO , plume dispersion,
  Xdust, SO , POM*
           x
Minor
Plume, mist deposition,
   trace chemicals
Dust nuisance
Dust, smoke, fumes

Machinery, maintenance
Suspended and dissolved
   matter
Groundwater contamination
Groundwater contamination
   and  land use
Mi nor
Soluble toxic elements

Contamination of local
   a i r and water
Health hazard
  = Polynuclear Organic Materia
                                     14

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     Air Emissions

     The first area to consider is the coal preparation area, primarily
coal  storage and grinding.  Wind action on the coal  pile can cause a
dust nuisance especially during loading and unloading operations.

     The grinding process, prior to firing in a pulverized coal  fired
boiler, reduces the coal to smaller than 200 mesh.  Moisture laden
grinding effluent gas from drying may contain sulfur compounds,  combust-
ibles, and other trace components.  Depending on its composition, the
stream may need to be either scrubbed or incinerated prior to venting.

     The precautions used to prepare the stack gas scrubbing reagent
should be similar to those of coal, since the scrubber reagent (e.g.,
limestone)  is often stored, ground, and used in a manner comparable to
coa I .

     Ground coal is fed to the furnace where it is essentially complete-
ly burned.  The ash residue (bottom ash) is withdrawn and quenched with
water, care being required to see that vapors and fumes from quenching
are collected and returned to the system rather than becoming an. efflu-
ent to the air.  Ash is handled as a slurry to prevent dusting.

     Flue gases from the furnace are a major environmental concern since
they contain many pollutants including SO  , NO , polynuclear organic mat-
ter (POM), trace elements, etc.  At present, there is no fully accepted
way to remove NO  from flue gas, but NO  can be controlled by modifying
combustion conditions to minimize its formation.  Flue gas recircuIation
staged combustion, and reduction of excess air are methods that have been
effectively demonstrated on full size equipment (5).  These methods tend
to decrease flame temperature, and/or the availability of oxygen.  Cur-
rently the U.S. Environmental Protection Agency through its  laboratory
in North Carol i.ia is pursuing a substantial program addressing NO  reduc-
tion by burner/combustion modification techniques.  Limestone scrubbing
is used primarily to remove sulfur oxides  but can also be effective  in
removing particulates, associated trace elements, and other contaminants.
Electrostatic precipitators remove most of the dust ahead of the  lime-
stone scrubber.  Electric precipitators are very effective in removing
particles greater than a micron.  Submicron particles, on the other hand,
are not removed efficiently by these precipitators.

     Adjusting the data presented by Crawford et al. (5) for an 800 MWe
power plant using a tangentially fired furnace operating at 24.2 Mpa/
811 K with Black Mesa Subbituminous coal which contains 1.4% N (moisture
free) for the specific example in this base case, potential emissions
are compared with Federal standards in Table 5, in order to show the
degree of removal  or cleanup required.

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                                 Table 5

                      Base Case Flue Gas Pollutants



SO (as SOQ)
x 2
NO (as N00)
x 2
Part icu 1 ates
CO

1 n Raw Gas
g/J
3.10

0.28

3.84
0.02
New Source
Performance Standard
g/J
0.31*

0.215

0.013
None

% Remova I
Requ i red
90.0

23.0

99.66
None

* See NSPS for SO  emission criteria as a function of coal
  suI fur content.
     In a stack scrubber,  generally some water is evaporated to cool  the
gas by adiabatic humidification.   The scrubbed gases are then released
to the atmosphere.   The scrubbing system should be designed to minimize
and control  mist and spray carryover.  It is important to control  and
minimize entrainment and loss of  the scrubbing liquid in the vent  gas,
since it may cause objectionable  residues,  deposits and other problems.

     As more information is obtained, other pollutants in the flue gas
may become of concern.  For example, nitrates, HCN, suI fates, and  organic
matter are areas now being examined.  Also, it is known that chlorides in
the coal are volatilized during combustion, and can leave in the flue
gases as HCI.  In many operating  power plants, the HCI formed is presum-
ably released to the air,  but with limestone scrubbing, it will  be re-
moved by reacting with the limestone to form soluble CaCI?.

     Periodic cleaning of  furnace equipment is required and precautions
are needed to avoid emissions to  the air at such times.  One method of
on-stream cleaning of heat transfer surfaces is called "soot blowing,"
using high velocity jets of steam to dislodge deposits.  Most of the
additional dust load will  be recovered in the electrostatic precipita-
tor and scrubber but if the system is overloaded, there can be serious
emission of pollutants.   The deposits are made up of fine particles,
which will be high in volatile trace elements according to indications
from related studies (6).   Equipment cleaning at shutdown or during
turnaround can also cause  dust nuisances, or even a hazard in the  case
of deposits of toxic materials.
                                    16

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     The final  air emission consideration is the cooling tower.   The air
flow through it is by far the largest stream in a plant, and its contam-
ination is therefore a major concern.  Fortunately, it appears that it
will be clean and not subject to contamination.  The cooling water in a
power plant is used almost exclusively for condensing steam under vacuum,
and very little is exchanged with lubricating oil or scrubbing liquid
where leaks could cause contamination (7).
     Solid and Liquid Effluents

     The first effluent of solids and liquids covered are those from the
coal and limestone storage piles and handling area.  Here, rain runoff
will contain suspended solids and may also contain soluble sulfur and
iron compounds.  The coal pile is subject to oxidation and weathering,
with conditions similar to those associated with acid mine water.  As
one precaution, curbing should enclose the storage pile and coal  prepar-
ation area, so that runoff can be segregated and sent to a storm pond for
settling.  The water can then be treated prior to disposal or treated and
used for makeup.

     The next consideration  is ash disposal from the furnace.  The ash
is slurried with water for handling and will go to an ash pond in some
cases for  settling, so that the water can be recycled.  Ash is then peri-
odically removed from the pond bottom for offsite disposal as landfill,
construction raw material , or for some other application.  Ash disposal
poses serious problems with regard to dusting when it dries out, and in
the presence of water it can cause problems from possible leaching of
sulfur, trace elements and soluble salts.  Therefore, the ash pond may
have to be  lined, and the extent of leaching determined and controlled
for any specific situation.  Some preliminary studies have been made in
this area  (8); but much more work is needed.

     Wastes from stack gas cleanup constitute the  largest effluent of
solids and  liquids from the power plant.  For a limestone system, the
solids consist mostly of calcium sulfite, with some sulfate, plus unre-
acted I imestone and other reaction products.  As mentioned earlier, HCI
can be formed during combustion, forming CaCI~ in the scrubber.   Also,
nearly all  limestones contain some magnesium as well, which can form
soluble MgSO..  Calcium sulfate is sufficiently soluble to result in
very hard wafer.  Disposal of the large volume of scrubber waste could
pose a formidable problem.   It may be handled as a slurry containing 50
wt. percent water, and be sent to retention ponds.  The high value land
used for such disposal will not be available in many plant  locations.
The land area required for twenty years accumulation based on 65 percent
load factor is very significant.

     One approach to disposal is chemical stabilization of the waste to
make it suitable as landfill.  Chemical  stabilization is being tested
                                    17

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at TVA in EPA sponsored programs (9) using processes offered by Dravo
Corporation, Chemfix Inc., and IU Conversion Systems, Inc.   Leaching
of these wastes must be considered, including the transport of soluble
salts (sodium salts, etc.) introduced by slurrying with blowdown water.
Perhaps the waste could be developed into a useful soil  conditioner, or
used as raw material for bricks,  road construction, sewer pipe, etc.
Slagging the waste would probably stabilize it as a road base, if the
cost could be justified.  Leaching of sulfurous compounds needs to be
considered, in addition to leaching of soluble compounds such as those
mentioned above.  The latter are of particular concern,  since many vola-
tile trace elements in the coal  will appear in the scrubber waste, and
many of these volatile elements are toxic.

     The net discharge of waste water from the plant is included with
the scrubber waste, which is slurried mainly with blowdown water from
the cooling tower.  The latter water stream contains about 3,000 ppm of
soluble salts brought in with the makeup water and concentrated in the
cooling water circuit by evaporation in the cooling tower.   In addition,
the dissolved solids may be increased more than twofold by the contrib-
utions of CaCI-, MgSO., and CaSO. discussed earlier.  Thus, the water
portion of the slurry waste could lead to unacceptable hardness and
solids content if  it gets' into groundwater supplies.  It does not appear
to be acceptable for irrigation,  or for discharge into inland rivers,
although ocean disposal might be acceptable, where applicable.  At pres-
ent, the only possible disposal  method seems to be storage in a very
large pond, with positive control of seepage and overflow.   Evaporation
to a paste would ease the storage problem.

     As previously mentioned, blowdown from the cooling tower is used
to control buildup of dissolved solids in the cooling water circuit.
Similarly, blowdown from the boiler controls solids content in steam
generation, and serves as partial makeup to the cooling tower.  Other
miscellaneous waste streams of sludges and  liquids come from treating
the fresh water to make it suitable as makeup to the cooling tower or
boilers.  Chemicals used in water treating could  include a I urn for coagu-
lation and separation of suspended matter,  lime to precipitate hardness,
plus spent sulfuric acid and caustic from regenerating ion exchange re-
sins used to demineralize boiler feedwater.  These can be combined, neu-
tralized, and included with the waste stream from limestone scrubbing.
     Trace Elements

     A great many trace elements are contained in coal; and although the
concentration may be low, the total potential emissions can be very
large when considering the total coal  consumed in the U.S.  Many of the
trace elements are toxic; moreover, the emissions are concentrated at
large power plant locations.  For orientation, typical content of trace
elements is given in Table 6 for Illinois No. 6 coal, together with a

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                                 Table 6

             Base Case Estimate of Potential Trace Elements
                Discharged to Atmosphere Without Scrubber

Element
Antimony
Arsenic
Beryl 1 i urn
Boron
Bromi ne
Cadmi um
Ch lor i ne
F 1 uor i ne
Lead
Mercury
Mo 1 ybdenum
Sel en i um
Vanad i um
Zi nc
Total
ppm in Coal
(Dry Basis)
0.5a
8-45
0.6 - 7.6
13 - 198
14. 2a
0.149
400 - 10003
50 - 167
8-14
0.04 - 0.49
0.6 - 8.5
2.2a
8.7 - 67
0-53
Average
% Emitted
25
25
25
25
100
35
100
100
35
90
25
70
30
25
Emitted
kg/d
0.81
13 -
1.0
21 -
92.0
0.32
2600
320
18 -
0.2
1 .0
10.0
17 -
0 -
3094

73
- 12
320


- 6500
-1100
32
- 2.9
- 14

130
86
- 8373

a - Not given in EGAS basis and therefore, not estimated.
b - Based on a feed rate of 6892 tpd of I  I Iinois No. 6 coal.
total estimated discharge to the atmosphere for a 800 MWe plant based on
CGA estimates (7) that used national average efficiencies for contact
devices.  It must be emphasized that these estimates do not take into
account the effect of the FGD scrubber on controlling trace element emis-
sions.  Only actual  tests at a power plant using Illinois No. 6 and the
flue gas treatment equipment specified in this design could provide the
data to assess the potential trace element problem.

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     The very large combined  amount of  these trace  elements  may  be  cause
for concern as to possible environmental  and health hazards.   Many  ex-
periments have shown that all  of the elements listed are partially  vola-
tile at combustion conditions, and most of  them are known to be  toxic  in
sufficient concentration.  Tests also show  that many of  these elements
become concentrated on the fly ash carried  out with combustion gases, and
the relative concentration of trace elements in particulates increases
with decreasing particle diameter (6).   Particulates leaving the stack
after electrostatic precipitation have the  highest  concentration of all.
Some elements such as Br, Cl, F, and Hg,  are reported to leave in vapor
form with the flue gases, as  can be seen from the estimated  '$ emitted'
column in Table 6.

     The concentration of trace elements in fine ash, such as that  col-
lected in an electrostatic precipitator,  raises questions as to  safe
methods for handling or disposing of such wastes.  For example,  if  the
wastes are dumped or used as  land fill, there are serious questions of
leaching and possible contamination of vegetation or groundwater.  Fines
collected in a stack scrubber raise similar questions about  disposal.   If
fines are not adequately removed from the stack gas, then these  contamin-
ated particles may be dispersed into the air we breathe.  Moreover, these
fine particles also absorb liquid from the  stack gas,, giving an  acid con-
densate containing sulfurous  and suIfuric acid.  HCI is apparently  formed
in the combustion process and may also be present.   Therefore, a highly
acid condition exists on the  surface of the particle, which  may  activate
or solubilize the trace element contaminants.

     In one program (10), the fate of 37 trace elements in coal  was
traced through a power plant  combustion system.  Results showed  that many
of the 37 elements were appreciably volatile, becoming concentrated on
the fine particles collected  by electrostatic precipitation.  Uncol-
lected particles were even higher in concentration  of trace  elements.
It was concluded that most of the bromine,  chlorine, and mercury remain
in the gas phase, along-with  much of the selenium.   Appreciable  vola-
tility during combustion was  also found for arsenic, cadmium, copper,
gallium, lead, molybdenum, and zinc.  Most of these have already been
designated as toxic.

     The flue gases entering  the scrubber can contain mercury, arsenic,
selenium, and possibly also chlorine, fluorine and  bromine.   The degree
of removal of these materials in the scrubber will  be a function of the
scrubbing medium.   It is  likely that the halogens will be present as
acids and be removed by aqueous scrubbing,  but this  is not certain, and
it is therefore  important to  determine the form  in  which trace elements
appear in order to develop suitable methods for their removal and deact-
ivation.  Stack gas cleanup may use scrubbing with   lime, limestone, su  I -
furic acid, or other liquids.  The chemical reactions that occur with
trace elements will be different and need to be considered and evaluated
on an individual basis.
                                    20

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     It is clear that sizable amounts of undesirable or toxic elements
are present in coal, that many of these are partially volatile during
combustion and become concentrated on the finer particles, and appear to
present a potentially serious environmental hazard.  Studies are needed
to show how to deactivate and dispose of them in an environmentally
acceptable manner.   It is most important that these studies be made be-
fore the potential problems become difficult and urgent.
     Noi se

     Noise affects power plant employees and those in the immediate vi-
cinity but does not have much impact on the rest of the surroundings.
Thus, noise pollution  is an occupational rather than an environmental
problem.  The occupational hazard of noise, as well as its general  annoy-
ing  influence in residential as well as commercial areas, has been the
subject of recent Federal  legislation.  The Department of Labor Occupa-
tional Noise Exposure  Standards specifies the Permissible Noise Exposure
which relates to hearing protection.

     Recently, Heymann, et a I. (11) presented data indicating that the
average sound pressure  level around steam turbine generators rated at
700  MW  is 94 dBa.  Thus, according to the Department of Labor Occupa-
tional Exposure Standard,  personnel may not be exposed to such a noisy
environment for more than  four hours per day.  The noise level of other
components of conventional power plants was measured by Broderson,  et al.
(12).  Broderson et a I. also established that power plant workers exhibit
significantly greater  hearing loss than the normal, non-noise exposed
population.   The hearing  loss fits the general pattern of compensable,
noise-induced hearing  loss which increases with time exposure.  The study
established that 37 percent of the employees received an unacceptable
high noise dose, resulting  in an average hearing  loss greater than 20 dB
at 4000 Hz in 39 percent of the employees in the 35-50 age group, and 86
percent of the employees  in the over-51 age group.

      In order to avoid  this occupational problem  in power plants, a num-
ber  of component manufacturers offer noise control options with poten-
tial ly noisy equipment.  The options include acoustically designed pipe
laggings and enclosures for coupling, special enclosures for rotating
equipment and valves,  and acoustical treatment for the generator housing
(13).
                           Regulatory  Impacts

     Currently, there  is a substantial body of regulatory control over
the electric utility industry.  There are Federal and state emission
standards covering existing plants for air, water, and solid waste.   In
addition, trace elements are receiving increasing attention.   In the
                                    21

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future, as more and more coal  is utilized,  pollution levels (e.g.,
production, acid rain,  inhalable particulates)  would substantially
increase without additional  mitigating measures.
1.5  Performance

                                 Current

     The limitations on the obtainable efficiency from a coal  fired
steam-electric plant is well  understood.  Obtainable efficiency is sub-
stantially less than the ideal  thermodynamic value.   Even though boiler
efficiencies are generally high in that most of the  available energy in
the fuel is transformed to the  boiler working medium,  it does not neces-
sarily follow that the energy is substantially usable by the turbine.
Turbine output is based not only on the energy available in the steam,
but also on the energy in the steam flow and the steam temperature.  As
previously indicated, using 1000°F steam temperature and a body of water
at 70°F for condensate cooling, we have a Carnot efficiency value of 64
percent.  The only way to increase the Carnot efficiency value is to
either increase the steam temperature (to the turbine) and/or reduce the
heat sink temperature (for condensate).  Furthermore,  the actual  turbine
cycle is not as good as the Carnot cycle and, in addition, there are a
number of system losses (e.g.,  friction, nozzle, etc.).

     Unfortunately, the steam temperature to the turbine is limited by
the metallurgical state-of-the-art coupled with very severe economic
restrictions.  In essence, materials that can tolerate higher than
currently employed temperatures are rare, extremely  expensive, and very
difficult to fabricate.

     On the turbine output side, the available energy from the boiler is
not available when the working  fluid reaches the sink temperature.  In
actual practice, the theoretical efficiency of each  stage of a turbine
can be calculated from the energy dissipated by the  throughput working
medium.  The actual turbine efficiency is reduced by a number of unavoid-
able losses as previously indicated.

     In the past (not currently), the National Coal  Association,  in
their annual  publication entitled "Steam Electric Plant Factors," pro-
vided steam-electric utility heat rates by region.   The heat rate is the
average number of Btu's required to produce a kwh of electrical energy.
Table 7 provides regional heat  rate values for coal  fired plants for CY
1972 (14).

     The values  in the Table are believed to be fairly representative of
the current overall situation.   There are a number of recently completed
plants around the world that achieve significantly higher efficiencies.
                                    22

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                                 Table 7

       Regional Heat Rate Values for Utility Steam Electric Plants
     Area
             Heat Rate
Average Regional  Efficiency
United States
New England
Middle Atlantic
E. North Central
W. North Central
South Atlantic
E. South Central
W. South Central
Mounta i n
10,176
10,770
10,264
10,300
11,012
9,781
9,882
10,639
10,458
33.5$
31.7$
33.2$
33.1$
31.0$
34 . 9$
34.5$
32.1$
32.6$

The following, obtained from reference 15, is an indication of the cur-
rent state-of-the-art  in coal fired electrical generating systems.  These
U. S. coal fired boi ler-turbine units are among the best in the world.
The stated efficiencies are defined as:
                          Efficiency =
                       100 x NEO
                          TEC
     where:

          NEO
Net electrical  output,  expressed as units exported
from the station during the year (having deducted
all house load  and auxiliary unit usage)
          TEC = Total energy consumed in that year, expressed in
                kwh and based on the gross or higher calorific
                vaIue of all fuel.
Utility        Power Station              Size      Load
 Name              Name	     Year     (MWe)    Factor    Efficiency

TVA            Bull Run          1975      950      74.9$      38.28$
Duke Power     Be lews Creek      1975     1100      57.5$      38.21$
Duke Power     Marshall          1975      650      58.8$      38.07$
                                    23

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     The values indicated, as based on available information,  are assumed
to not include efficiency reductions for flue gas desuIfurization sys-
tems.  A full scale flue gas desuIfurization system is estimated to use
an amount of energy equal to four percent of the output energy.   This
value includes one percent used for flue gas reheat.   A fIue gas desuI -
furization system that would only treat fifty percent of the flue gas is
not expected to require reheat and correspondingly- would use an energy
level of one to one and one-half percent of the plant output.   The above
systems would have overall efficiencies of approximately 36.7 percent
with full  scale flue gas desuIfurization and 37.7 percent if only half
the gas is cleaned.

                                Projected

     The peak efficiency value of on-line coal-fired conventional steam
electric plants is not expected to show any significant  improvements
through the 1990's over what is currently being attained.  The genera-
tion of electric energy by conventional boiler steam turbine plants is
certainly a very mature technology.  The losses and limitations are very
well  understood.  At best, a coal-fired steam-electric plant is not ex-
pected to achieve a 40 percent overall operational  efficiency value.
The expectation, based in part from inputs by industry sources,  is that
without FGD, the value could be between 39 to 40 percent.  With FGD, a
peak efficiency value of 38 percent appears reasonable.  This equates to
a projected 4 percent improvement over current capabilities.
1.6  Economics

                                 Current

     The economics of the current situation is indicated by the cost of
a  new coal  fired steam-electric plant and the present selling price of
utility generated electric energy.  It should be noted that considerable
spread exists on electric rates and on construction costs.  In addition,
when making comparisons, it is necessary to define what is included in
cost vaIues.

     The time it takes to bring a new plant on-line has increased over
the past ten to fifteen years.  This is due in part to additional legal
requirements (i.e., site justification, impact studies, inprocess inspec-
tions, various permits, etc.).  Increased construction time combined with
the high cost of money has a significant impact on a final  cost.   Total
construction cost includes, but is not limited to:  (1) land  for  plant
and possible effluent disposal, (2) coal  handling and associated  facili-
ties, (3) steam turbine plant, (4) electrical  system, (5)  A-E cost with
contingency, (6) interest during construction, (7) escalation during
construction, (8) permits, assessments, etc.   In  view of the  above,  ref-
erence 4 provides the following CY 1976 per kWe cost for a 800 MWe unit
as foI lows:
                                   24

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          Furnace/steam boiler     $ 110
          Steam turbogenerator        66
          Stack-gas cleanup          139
          Balance of plant           520
                                   $ 635 per kW of installed capacity
     The indicated values do not include land cost and provisions for
on-site disposal.  A general rule of thumb is that a complete plant will
cost in the area of $800 to $1000 per kW installed capacity.

     The mid-1979 selI ing price of electric energy to industrial  custo-
mers varied from approximately 27 to 40 mills per kilowatt-hour.   The
breakdown of cost components is typically as follows:

     1.   capital component - 66.6 percent (of total),
     2.   operation and maintenance - 7.4 percent, and
     3.   fuel component - 26 percent (16).

                                Projected

     As  in any economic projection, there is an element of uncertainty.
Even so, for a number of reasons, electric plant and electric energy cost
have risen faster than the cost-of-living index.  It is expected  that
future cost in terms of current dollars will  similarly increase.   This
would be due  in part to rising construction cost, high interest rates,
rising fuel costs, and increasing environmental expenses necessitated
by  increasing use of coal.  Both plant capital cost and electric  rates
are expected to  increase at 3 to 7 percent per annum over the inflation
level through 1985 (17).
                                    25

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                  References - Conventional  Coal-Fired
                       Steam-Electric Power  Plant
1.   U.S.  Department of Energy (DOE).   Status of  Coal  Supply Con-
     tracts for New Electric Generating Units,  1977-1986,  First
     Annual Supplement.  DOE/FERC-0004/1,  U.S.  DOE,  Federal  Energy
     Regulatory Commision,  Washington,  D.C.,  May  1978.

2.   U.S.  Department of Energy.   Annual  Report to Congress,  Volume
     11.   DOE/EIA 0173(79)72,  U.S.  DOE,  Energy Information Admin-
     istration, Washington,  D.C.,  1979.

3.   National  Coal  Association.   Steam  Electric Plant  Factors.
     Washington, D.C.,  1979.

4.   Jahnig,  C.E.,  and  Shaw, H.   Environmental  Assessment  of an
     800 MWe Conventional  Steam  Power Plant.   Government Research
     Laboratories,  Exxon Research and Engineering Company, Linden,
     New Jersey, September 1976.

5.   Crawford, A.R., Manny,  E.H.,  Gregory,  M.W.,  and Bartok, W.
     The Effect of  Combustion Modification  on Pollutants and
     Equipment Performance of Power Generation Equipment.   Sym-
     posium on Stationary Source Combustion (EPA),  Atlanta,
     Georgia,  September 24-26, 1975.

6.   Davison,  R.L., Natusch, F.S.,  Wallace, J.R., and  Evans, C.A.
     Trace Elements in  Fly Ash Dependence  of  Concentration on
     Particle size, Environmental  Science  & Technology,  8, 13,
     p.  1107-1113,  December 1974.

7.   Suprenant, N., et. al.   Preliminary Emissions Assessment of
     Conventional  Stationary Combustion Systems.   EPA  600/2-76-046a
     and b, March 1976.

8.   Beckner,  J.L.   Trace Element Composition and Disposal of
     Gasifier Ash.   AGA Conference, Chicago,  Illinois,  October
     27-29, 1975.

9.   Stern, R.D.,  Ponder,  W.H.,  and Christman,  R.C.  Symposium
     on  Flue Gas DesuIfurization.   New  Orleans, March  1976 -
     EPA 600/2-76-136a  and b,  May 1976.

10.   Klein, D.H.,  Andren,  A.W.,  Bolton,  N.  et al.  Pathways  of  37
     Trace Elements Through Coal-Fired  Power  Plant.  Environmental
     Science & Technology,  9,  10,  p. 973-980, October  1975.
                                   26

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11.   Heymann,  F.J.,  Bannister,  R.L.,  and Niskode,  P.M.   Steam Tur-
     bine Noise - A  Status Report.   ASME Paper 75-Pwr-7,  1975.

12.   Broderson, A.B., Edwards,  R.G.,  and Green, W.W.   Noise Dose
     and Hearing Loss in a Coal-Burning Power Plant.   Sound and
     Vibrations, 9,  22-30 (1975).

13.   Magee, E.M., Hall,  H.J., and  Varga, G.M.  Potential  Pollu-
     tants in Fossil Fuels.  EPA-RZ-73-249,  June 1975 - NTIS
     225 039.

14.   National Coal Association.  Steam-Electric Plant Factors.
     Washington, D.C., 1974 Edition,   p. 102.

15.   World's Top Ten Power Stations for 1975 or Nearest Fiscal
     Year, Combustion, Volume 49,  September  1977,  p.  15.

16.   Based on unpublished information obtained from the Utilities
     Division of the Naval Facilities Command.  1979.

17.   Hoffman, L.  Projected Price of Utility Supplied Electric,
     Power to  Industrial Users.  Hoffman-Muntner Corporation,
     Silver Spring,  Maryland, November 12,  1975.
                                   27

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2.   Diesel  Generators

2.1  Overview

     The diesel  generator is an internal  combustion  engine that works on
the cylinder and piston principle.   Fuel  is injected after the air is
compressed and because of the thereby attainable high compression ratios,
efficiencies greater than for the conventional  gasoline internal  combus-
tion engine are achievable.

     Diesels have been commercially utilized  for in  excess of 80 years.
They are used extensively to power moderate size stationary electric
generators for a variety of  services.  Even though the output of a large
diesel generator is small compared to the output of  a typical utility
fossil fuel  steam-electric generator, the attainable efficiency is gen-
erally as great or greater.

     Recently, concern has developed relating to the potential  carcino-
genic aspects of diesel exhaust.   Future  utilization of stationary diesel
generators may well depend on diesel  emission control  standards.

     The cost of diesel derived electric  energy is somewhat higher than
that from a conventional steam-electric plant.   This is due to the rel-
atively high operating cost  (per kwh electric energy) of a diesel-gener-
ator  installation.   DOD experience indicates  diesel  derived electric
energy is at  least twice as  expensive as  that supplied by an electric
utility.  Even so,  for selected applications, diesel generators are very
appropriate.
2.2  Process Description

                                 Concept

     The diesel  generator is simply a diesel  engine mechanically coupled
to an electrical  generator.   Diesel  engines have been commercially em-
ployed for over 80 years.  With advancements in metallurgy,  refinements
in engine design, and improvements in lubricating capabilities,  modern
diesels generally operate at substantially higher rpm and (consequently)
are much lighter than older engines of the same output capability.  Cur-
rently, stationary diesel engines adaptable to electric generation are
catalog listed with ratings up to 48,000 horsepower (1).

     The diesel  is an internal combustion engine and works on the cylin-
der and piston principle.  Depending on application, these cylinders may
be in-line, opposite, a V arrangement, or radial.  Radial  groups can be
stacked to form the so-called pancake arrangement.
                                   28

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     Diesels are compression ignition engines.  In the "ideal" (i.e.,
commonly termed) diesel cycle,  a charge of air is compressed without
heat being added or rejected (i.e., adiabaticaI Iy).   Compression (400 to
700 pounds/square inch) is  limited by the strength of the engine with
compression ratios generally between 12 to 22.  Fuel is injected at or
near the end of the compression cycle.  Due to the high temperature of
compressed air, burning begins as soon as the fuel enters the combustion
volume within the cylinder.  Ideally, the rate of injection of the fuel
should be adjusted to the travel of the piston so as to maintain constant
pressure until the fuel injection is stopped.  The next two operations
are like those of a normal gasoline cycle (Otto cycle) engine, adiabatic
expansion of the gas and cylinder heat rejection.   In practice, it is not
possible to obtain constant pressure burning  (2,3).

     The relative high efficiency (as compared to a  gasoline cycle) is
due to the attaining of substantially high compression ratios.  Higher
compression ratios are attainable since the fuel  is  injected at or near
the end of the compression cycle.  Analyses indicate that the efficiency
of the diesel cycle increases with increased compression ratio and is
greater at less than full   load  (2).

                                 Deta i I

     The Otto cycle or the four stroke constant combustion cycle is the
one used  in most  internal  combustion cycles.  The Diesel cycle is simi-
 lar to the Otto cycle except heat is supplied at constant pressure com-
pared to constant volume for the Otto cycle.  The modern diesel engine
does not exactly  follow the so-called diesel or constant combustion
pressure cycle and has a higher thermodynamic efficiency value.  The
diesel fuel oils  are crude oil  distillates  i ntermed  iate in voI ati I i ty
between kerosene  and lubricating oils.  As a  rule, no ignition provi-
sions are required for the higher compression ratio  engines.  Engine
speed control  in  reaction to lead changes is contro  led by varying the
quantity of  injected fuel   (4).

     Diesel engines are often used as prime movers for smaI  I power plants.
Large, relatively slow rpm diesel engines have outstanding reliability,
and the obtainable efficiency rivals that of the best fossil fuel  fired
steam-electric plants.  However, the largest  diesel  plant size is smaller
than a conventional fossil fuel fired steam-electric plant of the same
output capacity.

     Figure 3  is a diagram of a typical  diesel driven generating plant.
The heat balance of a diesel driven generator is relatively simple.  The
 input energy  is supplied by diesel fuel  oil.  The input energy less
 losses equal  the output power.   Table 8 indicates a  reasonable heat bal-
ance for a diesel generator plant producing 5 MW of  electrical energy.
Figure 4 diagrammaticaI Iy  indicates the distribution of the total   input
energy.
                                    29

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Bulk
Oi 1 St

Oil Ho 1 d i ng
^ Tank
1

1 1 1 1

Fuel Diesel
orage Engine
'








i















Generator














j

Coo ling
(Heat Exchanger)


                                Figure 3

                      Diesel  Driven Generator Plant
                                 Table 8

              Heat Balance for 5 MWe Diesel Electric Plant
                                          Btu/hour
                                         (10  Btu's)
             Percent of Tota I
               Energy Input
Net Electrical  Energy Output

Losses

   Incomplete fuel  combustion
   Diesel  engine losses (friction,
      etc.)
   Heat rejected (cooling and
      exhaust gas)
   Generator losses

Total Energy Input
17.06



 0.10

 3.00

30.81
 0.73

51.70
 33.0



  0.2

  5.8

 59.6
  1 .4

100.0
                                   30

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                       	   100$  	
                        Energy input from fuel
Diesel engine losses
and incomplete fuel
combustion
                                                      =» I A%
                                                       Generator
                                                       losses
                                                                   59.6%
                                                                  Heat
                                                                  rejected
             Net electrical  energy output



                                 Figure 4

                  Heat Flow  Diagram for Diesel  Generator
 2.3  AppI ications
                                  Current
      Diesel  driven generators with their attractive thermal  efficiencies
 and proven high reliability have made the diesel  very popular for small
 power plants.  Such plants are being used as the main or backup source
 of power for many consuming sectors.  These include electric utilities,
 major military installations, hospitals, shopping centers,  office build-
 ings, schools, industrial  activities, and others.

      There are many reputable domestic and foreign manufacturers of sta-
 tionary diesel engines.   A partial listing of manufacturers include
 Worthington, Fairbanks Morse, Electric Motor Division of General Motors,
                                    31

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General Electric, Alco Power,  Sulzer Bros.  Ltd.,  and Copper Bessemer.
Some foreign designs are manufactured by domestic manufacturers.   The
majority of units used by utilities, the military services and others
are less than 5,000 horsepower.   Even so, a number of larger units are
currently being utilized (1).

                                Projected

     The projected applications are the same as current applications.


2.4  Environmental Considerations

     Diesels emit significant amounts of soot-like exhaust and associated
other constituents.  Until  relatively recently, the environmental  con-
cerns associated with diesel  emissions have not received much attention.
This is due  in part, especially in a period of fuel availability concerns,
to the reputation diesels have for high efficiencies as compared to the
internal combustion gasoline engine.

     The principal emissions from a diesel  engine are particulates, CO,
and NO .  The  level of emissions (for diesels as a class) varies consid-
erably with engine design and operating conditions.  The particulates
from the diesel exhaust are composed of  large particles (up to 10  A)  and
small particles (100-800 A).   The particles are composed primarily of
carbon but up to thirty percent of the particle may consist of hydrocar-
bons with at  least three but usually up to six condensed benzene rings.
Some of these aromatic hydrocarbons are known carcinogens (5).

     Recently, there has developed considerable concern relating to the
carcinogenic potential of the very fine soot-like particle emissions
(polynuclear organic material) and the high NO  emission associated with
diesel exhaust.  This concern has been substantially heightened by the
high emission  levels from diesel powered automobiles.  This is an area
just starting to receive significant attention.  The U. S. Environmental
Protection Agency  is currently  investigating the potential health effects
and investigating pollution control technology.  Currently, there does
not appear to be a viable means to satisfactorily reduce or restrict
emissions of concern.   It is suspected that any effective emission con-
trol measures would have a significant adverse effect on the obtainable
engine efficiency.
2.5  Performance

                                 Current

     The first diesel engine for commercial service was installed in
St. Louis, Missouri  in 1898.  Within a few years, thousands of diesels
                                   32

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were in use.  Today, diesels range in size from 15 to 45,000 horsepower.
A general  rule of operation is that to prevent operational  impairment,
a stationary diesel should not be run at no load or with slight load (1),
A state-of-the-art diesel driven generator carrying a 70 to 75 percent
load, should have an efficiency value of approximately 33 percent (1).
Even so, it should be noted that many large diesel generators show over-
all efficiency values of 37 percent (6).

                                Projected

     The projected use of diesel generators is the same as the current
use.  The technology is very mature and future efficiency values are
not expected to be higher than those currently attainable.   However, it
should be noted that if stringent environmentally related restrictions
are placed on diesel emissions, future utilization prospects could be
severely impaired.
2.6  Economics

                                 Current

     The cost of diesel generated power to an industrial  user, in part
due to economy of scale factors, is generally significantly higher than
electric utility provided power.  The real cost of diesel  generated
power must  include the capital  (i.e., amortization) component as well  as
the operation and maintenance component.

     Currently, DOD estimates the capital cost of a 1,000 kW skid
mounted diesel generator assembly at approximately $500 per kW capacity.
For a 1,500 kW unit, the estimated capital cost is approximately $400
per kw capac ity (1).

     A recent diesel generator operation and maintenance cost associated
with the generation of 65,000 Mwh of electrical  energy (over a one year
period) was in excess of 60 mills per kwh (1).  This value does not in-
clude the capital amortization component.  In essence, the overall cost
to provide a kwh of electrical energy via a diesel generator  is consid-
erably higher than utility provided power.  Even so, for selected appli-
cations, the utilization of diesel  generators are fully justifiable.

                                 Future

     The cost of electrical energy from diesel generators is expected
to increase somewhat faster than the rate of  inflation.  This is mainly
due to the expected continuation in the foreseeable future of the recent
cost trend of diesel fuels (7).
                                    33

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                     References - Diesel  Generators
1.   Based on unpublished information obtained from the Utilities
     Division of the Naval  Facilities Engineering Command,  1979.

2.   Emswiier, J.E.   Thermodynamics.   McGraw-Hill Book Company,  Inc.,
     New York, New York,  1943.

3.   Baumeister, T., Aval lone,  E.  A., Baumeister III,  T.,  Eds.
     Marks' Standard Handbook for  Mechanical  Engineers, Eighth
     Edition.  McGraw-Hill  Book Company,  Inc., New York, New York,
     1978.

4.   Butterfield, T. E.,  Jennings, B. H.,  Luce, A. W.   Steam and
     Gas Engineering, Fourth Edition.  D.  Van Nostrand Company,
     Inc., New York, New  York,  1947.

5.   U. S. Department of  Energy.  Environmental Readiness Document -
     Cogeneration.  Commercialization Phase III Planning.   DOE/ERD-
     0003, U.S. DOE, Washington, D.C., September 1978.

6.   Knowlton, A. E., Ed.  Standard Handbook for Electrical  Engin-
     eers, Eighth Edition.   McGraw-Hill  Book Company,  Inc.,  New
     York, New York, 1949.

7.   The Hoffman-Muntner  Corporation.  Assessment of Availability
     and Price of Fossil  Fuels  for Utility Purposes Through  1985.
     For:  The Naval Facilities Engineering Command and the  Office
     of Naval Research.   Silver Spring,  Maryland, June 1975.
                                   34

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3.    Fluid!zed-Bed Combustion (FBC)

3.1   Overview

     A fIuidized-bed boiler involves passing air upward through a thick
(several feet) bed of granular,  noncombustible material such as coal  ash
with limestone or dolomite.  The air fluidizes the granular particles
and, with the relatively small  amount of air used to inject the fuel,
serves as the combustion air.  The basic advantages are 1) the ability
to burn high-sulfur fuel with resulting low SO  and NO  emissions and
                                              XX
2)  the potential  for boilers of  reduced size and weight (i.e., as com-
pared to conventional boilers of equivalent capacities).

     Two variations of fIuidized-bed technology, atmospheric and pres-
surized, are being supported by  the U. S.  Department of Energy.  Atmos-
pheric fIuidized-bed combustion  can be used for the same purposes as  a
conventional boiler.  Pressurized fIuidized-bed combustion is oriented
for use with combined cycle gas/steam turbine systems to generate elec-
trical  energy.  The viability of a pressurized fIuidized-bed combustor
may well depend on the ability to adequately remove particulate material
from the gas before it reaches the turbine.

     Current fIuidized-bed combustion efforts are largely in the R&D
stages.  Some manufacturers are  just starting to advertise the availa-
bility of atmospheric commercial/industrial scale units.  The attainable
boiler efficiency is limited by  the same general loss components as for
a conventional boiler.  Boiler efficiency values equal  to those attain-
able by conventional boilers will depend on the ability to achieve sub-
stantially complete carbon burn-up.

     The environmental aspects of a fIuidized-bed boiler are similar  to
that of an equivalent capacity conventional boiler with flue gas desul-
furization (FGD)  burning the same coal.  A major difference is the amount
and nature of the spent bed material  as compared to the effluent from a
FGD system.  For atmospheric fIuidized-bed combustion with the same SO
removal, almost three times as much limestone is required.  Spent bed
material from a fIuidized-bed boiler contains appreciable CaO (i.e.,
quicklime) that may present handling and disposal  problems.   Hopefully,
commercial uses will be found for the spent bed material.

     In the near term, fIuidized-bed boilers are projected to compete
with industriaI/commerciaI  scale conventional  boilers.   Currently oper-
ating fIuidized-bed boilers are  mainly in the development, test and
evaluation categories.  It is expected that fIuidized-bed boilers will
be economically competitive with conventional  units with SO  emission
controI.
                                   35

-------
3.2  Process Description

                                 Theory

     A f I uidized-bed boiler involves passing air upward  through a thick
(several feet) bed of granular,  noncombustible material  such as coal  ash
with limestone or dolomite.  The air fluidizes the granular particles
and, with  the relatively small  amount of air used to inject the fuel
(usually coal but possibly other fuels), serves as the combustion air.
Some of the heat transfer can be through tubes embedded  in the fluid!zed-
bed because combustion takes place at temperatures (approximately 1,600 F!
that hopefully will  not damage the tubes (1).

     The f luidized-bed boiler,  which can combust coal  in a bed of inert
ash with limestone or dolomite,  hopefully,  has two basic advantages.
These are:

     1)   The ability to burn high-sulfur coal  (all  ranks) with
          resulting low sulfur dioxide and  nitrogen  oxides emis-
          sions.  The sulfur dioxide formed  during combustion of
          the coal will react with the limestone or  dolomite sor-
          bent to capture a major portion of the sulfur  values from
          the combustion gas.  Due to the low operating  temperature,
          the formation of nitrogen oxides  is minimized  as compared
          to a conventional boiler.

     2)   If it is found that dependable cost effective  operation
          is possible with a portion of the  boiler tubes embedded
          in the fIuidized-bed,  then the attainable  high release
          rate and heat transfer coefficient would permit reduced
          boiler size and weight.  However,  a substantial  opera-
          ting history will be required to  fully substantiate that
          embedded boiler tube operation is  indeed cost  effective.

     Two variations of fIuidized-bed combustion technology, atmospheric
and pressurized, are being pursued by the U. S. Department of Energy.
Atmospheric fIuidized-bed combustion can be  used for generating elec-
tricity.  However, current indications are that it will  principally be
employed for process or space heating due to efficiency  considerations.
Pressurized fIuidized-bed combustion is oriented for use with a com-
bined cycle gas/steam turbine system to generate electricity.  In the
pressurized variation of fIuidized-bed technology, combustion takes
place at an approximate 100 F higher temperature.  Pressure within the
cornbustor  is maintained at a design value of 4 to 16 atmospheres (2).

     In the pressurized-bed combustor, particulate removal must be accom-
plished before the gases enter the gas turbine in order  to prevent blade
damage.  The viability of pressurized fIuidized-bed  technology may well
rest on the yet unproven ability to adequately and efficiently clean  the
turbi ne gas feed.
                                    36

-------
                                 Deta iI

     FIuidized-bed combustion is a technology which involves the combus-
tion of coal  in a bed of inert ash with limestone or dolomite that has
been fIuidized (held in suspension) by the uniform injection of air
through the bottom of the bed at controlled rates.  The sulfur dioxide
formed during the combustion of the coal reacts with the limestone or
dolomite sorbent to form a dry calcium suIfate solid.   No additional
sulfur control  devices are anticipated to enable FBC to meet current New
Source Performance Standards (NSPS) and emission standards for S0? for
selected applications.  Users may elect to remove pyritic sulfur in coal
preparation plants prior to combustion if economics favors such opera-
tion.  NO  emissions will also meet current standards.  The formation of
NO   is minimized because of the low operating temperature in the fluid-
ized-bed (approximately 1600 F) as compared to conventional  combustion,
in which temperatures may reach 3000 F (2).

     The advantages envisioned by DOE for FBC include increased energy
conversion efficiencies through the ability to operate using coal  as the
fuel without the operational requirement to power a scrubber system,  rel-
atively early commercial availability,  a projected cost competitive with
other near-term technologies, reduced emissions of SO,., and NO , and the
abi I ity to burn alI  types and ranks of coal as welI  as char and refuse.

     Figure 5 is a conceptual presentation of a fIuidized-bed steam gen-
erator and does not indicate various arrangements (e.g., fuel  feed).
Figure 6 is a schematic diagram for an atmospheric fIuidized-bed system
with a steam turbine load.  Figure 7 is a schematic diagram for a  pres-
surized-bed system with both steam turbine and gas turbine loads (3).

     Atmospheric fIuidized-bed combustion is controlled in the tempera-
ture range of 1500-1650 F with excess air values of 20-25 percent.
Steam produced in tube bundles and/or water walls located within the
combustor may be converted to electricity in a conventional  steam  tur-
bine cycle or may be used for process and/or space heating.   S0~ and NO
control  is accomplished in the combustion zone by reaction of SO-  with
limestone and reduced temperatures, respectively (2).

     The portion of the coal ash which is small  enough to be elutriated
from the bed must be removed, along with attrited limestone, prior to
releasing the flue gas to the atmosphere.   Particulate removal  can be
achieved with cyclones, precipitators,  and  advanced fabric filters.  The
balance of the ash,  along with the large particles or reacted limestone,
is drained out of the bed (2).

     The elutriated ash may be high in unburned carbon and its direct
disposal would result in a  lowered combustion efficiency.   It is antici-
pated that atmospheric units will  employ either a carbon burnup cell
(CBC), a high-temperature, high-excess-air bed to which the collected
ash  is fed and burned, or will  allow for the reinjection of  collected
ash  into the combustor (2).


                                    37

-------
Fuel  Injection  Pipes
                        -Boiler Tubes
                        "t)
                                                Boiler Tubes
                                                   (Embedded)
                    Y  Air  Distribution Grid L
I

I
I
                                Plenum
                                                             Air
                                   Figure  5

                         Fluidized-Bed  Steam  Generator
        The first U.  S.  pilot plant (30 MWe)  for atmospheric fIuidized-bed
   combustion began test operations in  late 1976 at Rivesville,  West Vir-
   ginia.   Demonstration-scale industrial  applications are in the design,
   construction,  and evaluation stages.  Preliminary design is  also under-
   way for an AFBC demonstration plant  in the 200 MWe range,  with operation
   expected in approximately 1982.   The use of AFBC for industrial  heat
   and steam is anticipated in the  early 1980's (2).
                                      38

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v£>
                    Coal  Limestone

                      1        1
                    Solids Handling
           Sta-.k
                                     Air
 AFB
Furnace
                                                             Reheat
            Steam
                                           Solids Disposal
                                                                    High
                                                                   Turbine
 Inter-
mediate
Turbine
                                         f
  Low
Turbine
ft
Generator
                                                                   Feedwater
                                                          Figure 6

                               Schematic  Diagram for Atmospheric Fluidized-Bed  System

-------
 Coal   Dolomite
J	L
Solids Handling
  Spent Solids
   Handling
 Solids Disposal
                          PFB
                         Furnace
 Inier-
mediate
Turbine
              Air-
                                                                     Stacks
                                      Figure 7

            Schematic  Diagram  for Pressurized  Fluidized-Bed  System

-------
     In the pressurized variation of FBC technology, combustion occurs
in a fluidized bed of sorbent which may be dolomite, with excess air
ranges similar to those found in the atmospheric boiler and at tempera-
tures approximately 55 C (100 F) higher.  Pressure within the combustor
is maintained at a design value of 4 to 16 atmospheres, possibly result-
ing in a significant size reduction compared to an atmospheric fluidized-
bed combustor (2).

     Exxon, under EPA sponsorship, has developed and operated a 0.63 MW
equivalent pressurized FBC miniplant with sorbent regeneration.  The
purpose of the miniplant is to permit assessments of and develop controls
for particulate, SO,,, and NO  emissions from a pressurized FBC.  This
same pressurized miniplant has been used by DOE to assess tube performance
in a pressurized FBC environment.

     Pressurized fIuidized-bed combustion systems are being developed for
combined-cycle operation where energy conversion is achieved through gas
turbines as well as through a conventional steam turbine cycle.  One sys-
tem being studied by General Electric for DOE is a pressurized fluidized-
bed boiler with a power recovery gas turbine.  A 13 MWe combined cycle
pilot plant is being designed by Curtiss-Wright for operation at Wood-
ridge, New Jersey.  This plant will use a pressurized fIuidized-bed com-
bustor/air preheater coupled to a gas turbine and then to a heat recovery
boiler.   In pressurized FBC, particulate removal must be accomplished
before the gases enter the gas turbine to prevent turbine blade damage.
Devices (not yet proven) such as granular bed filters, ceramic filters,
or felt metal f i Iters will  be needed to clean the gas sufficiently., and
it  is desirable to do this at the combustor exit.  To improve combustion
efficiency, the  larger ash particles will be recycled to the combustor.
The power output of a typical combined-cycle unit will be divided between
the steam and gas turbines.  Pressurized FBC systems for commercial util-
ity use are not expected until approximately 1995 (2).

     For both atmospheric and pressurized FBC systems, problems associ-
ated with disposal of spent sorbent, as well  as raw sorbent requirements,
can be  largely reduced by employing a regeneration process, where suifated
sorbent is withdrawn from the combustion bed, regenerated, and returned
to the bed for reuse.  For commercialized systems, it is anticipated that
the S0? (or H?S) - rich gas produced  in the regeneration process will be
fed to a conventional sulfur recovery operation (located on site) and
converted to either sulfur or sulfuric acid.   Spent sorbents are being
evaluated by DOE and EPA for utilization  in agriculture and industry and
for stable landfill  disposal (2).

     The energy  loss components are essentially the same as for the con-
ventional  boiler and result  in part from the following:

     1.   Heating excess combustion air
     2.    Incomplete fuel combustion
                                    41

-------
     3.   Heating of moisture in coal  and air
     4.   Losses associated with energy in flue gas.

     It should be noted that pulverized coal  firing provides extremely
efficient combustion of coal with the unburned combustible loss gener-
ally being less that 0.5 percent for bituminous coals.   With stoker
firing, the unburned combustible loss can be  held to approximately 5
percent (i.e., with reinjection of initially  unspent carbon).

     Currently, the unburned combustible loss can be 10 to 15 percent
for single pass combustion in a FBC unit.   The most significant factor
contributing to this loss is that the combustion temperature must be
limited to 1500 to 1650°F range to achieve efficient S02 capture.  Even
though it may be possible to improve over the single pass FBC efficiency
by collecting and firing the unspent carbon in a separate combustor, it
is most unlikely that the attainable boiler efficiency  of the FBC will
ever reach that obtainable by a pulverized coal fired unit (4).  It is
expected that the unburned combustible loss for FBC with the collecting
and firing of initially unspent carbon can be made to approach the stoker
f i red boi Ier vaIue.

     The required calcium to sulfur molar feed ratio may be 2? to 3?
with the atmospheric FBC process to achieve 85 percent  SO,-, removal  with
a 3 percent sulfur coal (i.e.,  meeting the NSPS).  By contrast, the Ca/S
feed for limestone scrubbing with the same coal is approximately 1.1.
With a more restrictive S0? emission standard, the Ca/S ratio to provide
a 90 percent removal  could be 4 to 5 for FBC  as compared to 1.3 to 1.4
for limestone scrubbing.

     However, a pulverized coal  fired boiler  with FGD requires energy to
operate the FGD system and often requires additional energy for flue gas
reheat after cleaning.   The additional energy required  could equate to
3 to 4 percent of the rated energy output of  a coal  fired steam-electric
pI ant.

     Reference 4 indicates that there are considerable  operational  un-
certainties including such items as 1) effects of in-bed tube corrosion
under different gas flow velocities,  2) load  responsiveness, 3) oper-
ationally  achievable boiler efficiencies,  and 4) realistic "overall"
capital  and operating cost.   In essence,  even though there is very con-
siderable  research and  development in the FBC area,  uncertainties exists.
Undoubtedly,  final  utilization  will  depend on fuel availabilities,  appli-
cable environmental standards,  capital and operating economics, and other
items.   It may well turn out that atmospheric FBC will  prove attractive
for commerciaI/industriaI  steam raising applications, but not for util-
ity electric generating purposes where the overall efficiency depends
not only on boiler efficiency but also on the steam quality fed to the
turbi nes.
                                    42

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     As previously indicated, in the near term, f I uidized-bed boilers
are projected to compete with conventional industrial/commercial scale
boilers.  Table 9 provides a reasonable anticipated heat balance based
on relating the projected  losses of an atmospheric fIuidized-bed combus-
tor with those ot currently available spreader stoker fired boilers.
Since the atmospheric fIuidized-bed boiler is  initially expected to com-
pete with conventional  industrial/commerciaI  boilers,  the provided table
only covers boiler operation.  The information in Table 9 can diagram-
matical ly be illustrated by the Figure 8 heat  flow diagram.  It should
be emphasized that the provided heat balance is at best a projection.
The heat balance does not take into account the differential between heat
of calcination (endothermic) and sulfonation (exothermic)  reactions
associated with the fIuidized-bed.   It is possible that for all  practical
purposes these values will  offset each other.
                                 Table 9

               Estimated Heat Balance for 100 MBtu Output
                    Atmospheric Fluidized-Bed Boiler
                                           Btu/hour
                                          MO  Btu's)
                                                       Percent of Tota
                                                         Energy Input
Net Heat Energy  Imparted to Boiler
Fluid
                                           100.0
85.0
Furnace Losses
Heating excess combustion air
Incomplete fuel combustion
Heating moisture in coal and air
Energy in flue gas
Miscellaneous (heat loss, etc.)
Total Energy Input

0.24
5.88
4.71
4.71
2.12
1 17.66
0.2
5.0
4.0
4.0
1 .8
100.0

     As previously
oriented for use w
                   indicated, pressurized f I uidized-bed combustion is
                   ith combined cycle gas/steam turbine systems to gener-
                        Table 10, based in part on reference 5, provides
                       heat balance for a pressurized fIuidized-bed
                       DiagrammaticaI Iy this can be illustrated by the
                        Figure 9.   It must be emphasized  that pressurized
fIuidized-bed systems are only in the early research and  development
stages and at best commercial  utilization is many years off.
ate electrical energy.
a considered projected
combined cycle plant.
energy balance diagram,
                                    43

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                                Table 10

             Estimated Heat Balance for 903.77 MWe Advanced
         Steam Cycle - Pressurized Fluidized-Bed Electric Plant
                                         Btu/hour      Percent of Total
                                        (10  Btu's)      Energy  Input
Electric Power Output

   Gas turbine derived power              699.49
   Steam turbine derived power           2520.31
   Less power (i.e., losses for
      fans, coal handling,  pumps,         (136.01)
      transformers, etc.)
                                                             39.14*

Boiler Losses

   Heating moisture in coal and air       315.126             4.00
   Incomplete fuel  combustion             157.563             2.00
   Heating excess combustion air           15.756             0.20
   Miscellaneous (heat losses, etc.)       63.025             0.80

System Losses

   Stack Loss                             441.176             5.60
   Mechanical, frictional,  etc.           157.563             2.00
   Heat rejected to cooling towers
      and otherwise lost (e.g.,          3644.432            46.26
      through boiler blowdown)

Total Fuel Energy Input (Coal)           7878.15            100.00
   (Totals may not add due to independent rounding)

   * Net value
                                    44

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                       Heat  Input from coal
      Heating excess
      combust!on
      ai r and
      Mi seellaneous

          5$ <3
      Incomplete  fuel
      combust!on
Heating moisture
i n  coaI
                               85$
                       Energy  in steam output
                            Figure 8

Heat  Flow  Diagram for Atmospheric Fluidized-Bed Combustor
                                   100%
                            Heat input from coal
          Mechan icaI,
          friction, etc.
          losses
              1%.
          BoiIer  losses
         ,  5.6$
          Stack
          losses
                                                              46.26$
                                                              Heat
                                                              rejected
                              39.14$
                    Net  Electrical Energy Output
                             Figure 9

          Estimated  Heat  Flow  Diagram for  Advanced
     Cycle  -  Pressurized  Fluidized-Bed Electric Plant
                                  45

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3.3  Applications

                                 Current

     Fluidized beds have been used for many years in the chemical  industry
for ore treating purposes.   In contrast, the use of FBC for steam raising
purposes is relatively new.   Currently, FBC activities, oriented at steam
raising purposes, are being  pursued in a number of industrial  countries
around the world.  In Europe, fIuidized-bed combustors have been devel-
oped in which the boiler tubes are more conventionally located (6, 7).

     Past and current FBC efforts for steam raising purposes have been
pursued in England, France,  Czechoslovakia, Germany and undoubtedly other
countries.  As indicated, past developments are take-offs of chemically
related roasting concepts including those to desulfurize copper ores and
to produce sponge iron.   Past FBC steam raising concepts do not have the
potential  advantages of  currently pursued U. S. efforts.

     For all  practical purposes,  FBC activities in the U. S. are still
in the research, development, and evaluation phases.   Several  reputable
firms have recently begun to market commercial/industriaI size units.

                                Projected

     The projected applicability  of FBC systems would be primarily for
industriaI/commerciaI  boiler utilization.  A Federally funded  study (8)
on the potential application of industrial  steam raising FBC systems in-
dicates that the potential  is substantial and would make inroads when:

     1)   A reliable FBC technology is demonstrated and resulting
          units are capable  of achieving continuous boiler oper-
          ation (of about one year duration) with effective control
          of emissions,  and

     2)   The economics  of  FBC technology are demonstrated to  be
          competitive with  alternative ways of  firing solid coal.

     Reference 8 indicates  that the nationwide  potential for FBC tech-
nology, assuming timely  development and acceptable economics,  is:

                                                      1 5
                          Cumulative Number of       10   Btu
          Year           Industrial  FBC Boilers     per year
          1980                      7                 0.01
          1985                    200                 0.29
          1990                    685                 0.99
          1995                   1170                 1.69
          2000                   2050                 2.97
            1 5
     (1 x 10   Btu,  i.e.  one Quad,  equates to approximately 165
      mi I I ion barrels of oil)
                                    46

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     Most of the estimated potential is expected to be in the chemicals,
petro-chemicaIs, petroleum refining, paper, primary metals, and food
industries.  Even so, it must be remembered that wide-scale industrial
acceptance  is uncertain.

     The potential  for generating utility produced electrical  energy,  as
previously  implied,  is totally speculative and, at best,  is much more
remote.  Currently, as based on competing options, the outlook would de-
pend to a  large extent on the successful development of a pressurized
FBC capability so as to achieve significant improvements  in the overall
electric generating efficiency.
3.4  Environmental Considerations

     Emissions from a fIuidized-bed boiler can be classified as continu-
ous, scheduled intermittent,  and unscheduled intermittent.  Continuous
emissions include pollutants that are contained in the flue gas dis-
charged from the furnace stack.  Scheduled intermittent emissions in-
clude discharge of limestone (or dolomite) and ash to storage piles, and
sulfur bearing wastes ejected from the bed.  Unscheduled  intermittent
emissions include transients due to operating upsets, fugitive dust from
coal, and storm run-off.   For each boiler plant, all of these pollution
sources must be considered thoroughly and controlled adequately.  Pollu-
tion control methods may vary and will depend to a considerable extent
on the specific plant.  The environmental aspects of a fIuidized-bed
boiler bears a very close resemblance to that of a conventional  boiler
plant.  The pollutants and their source are almost  identical.  A princi-
pal difference is the pollution associated with the spent bed effluent
from a conventional plant.   Conceivably, there may be a difference in
the combination products due to low temperature burning.  This could
change the organic and trace element emissions.

                          Identified Pollutants

     Areas of environmental  concern are summarized  in Table 11,  based in
part on an EPA funded study (9).  In the following detailed discussion,
emissions to the air will be discussed first, followed by a similar dis-
cussion of solids and liquid  effluents, and then trace elements which are
treated separately.  The following is based, in part, on an assessment
of the environmental  aspects of a pulverized coal-fired boiler plant (9).
     Air Emissions

     The first area to consider is the coal preparation area, primarily
coal storage and sizing.  Wind action on the coal pile can cause a dust
nuisance, especially during  loading and unloading operations.  Conveyors
                                    47

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                                Table 11

            Emissions and Effluents from Fluidized-Bed Boiler
Emissions to Atmosphere

   Wind action on coal storage
      and hand Ii ng

   Wind action on limestone and
      waste

   Cleaned fIue gas
   Possible fugitive dust from area

   Transients due to upsets, clean-
      ing, etc.

   Potential  noise and odors

Effluents - Liquids and Solids

   Rain runoff - coal, limestone,
      and waste areas

   Spent bed  ef f I uent
   Sludge and chemicals from water
      treat i ng

Trace Elements

   Leaching associated with disposal
      of spent bed waste

   Fate of volatile toxic elements in
      coal feed

   Emissions  as gas and PM and  POM
      with stack gas
Potential Concerns

Dust, fire, odors


Dust


NO , plume dispersion,
  Xdust, SO , POM
           x
Dust nuisance

Dust, smoke, fumes


Machinery, maintenance
Suspended and dissolved
   matter

Ground water contamin-
   ation and land use

Mi nor
Soluble toxic elements
Contamination of local
   a i r and water

Health hazard
                                    48

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should be covered to contain the dust, and water sprays may be needed at
transfer points.  As in all solids handling operations, leaks and spills
are to be expected, and provisions should be provided for cleaning them
up and hosing down the area so as to wash dust to a collecting pond be-
fore it becomes airborne (9).

     The precautions used to prepare the limestone for the bed should
be similar to those of coal, since the bed reagent (e.g., limestone) is
often stored, sized, and used in a manner comparable to coal.

     Sized coal and limestone is fed to the furnace where the coal is
burned in an inert bed of ash and limestone.  Spent bed material   is gen-
erally dropped from the bed by gravity and removed by a water cooled
screw, the spent material remaining in a dry state.  Care must be taken
to prevent dust emissions (10).

     Flue gases from the furnace are a major environmental concern since
they contain many pollutants including SO , NO , polynuclear organic
matter (POM), trace elements, etc.  At the present, there is no fully
accepted way to remove NO  from flue gas.  However, in a fIuidized-bed
boiler, the formation of NO  is reduced due to the low fuel  burning tem-
perature.  S0~ is removed by the  limestone reacting with sulfur dioxide
formed during combustion of the coal.   Means such as baghouses,  electro-
static precipitators, or scrubbers are used to reduce particulate emis-
sions.   It should be noted that submicron particles which are suspected
of causing respiratory problems are not efficiently removed by an elec-
trostatic precipitator.

     As more information is obtained,  other pollutants in the flue gas
may become of concern.  For example, nitrates, HCN, sulfates, and organic
matter are areas now being examined.  Also, it is known that chlorides
in the coal  are volatilized during combustion, and can leave in the flue
gases as HCI.  In many operating power plants, the HCI formed is presum-
ably released to the air, but with  limestone in the fIuidized-bed, it
conceivably could be removed by reacting with the limestone to form
soluble CaCI2.

     Periodic cleaning of furnace equipment is required and precautions
are needed to avoid emissions to the air at such times.  One method of
on-stream cleaning of heat transfer surfaces is called "soot blowing,"
using high velocity jets of steam to dislodge deposits.  Most of the
additional dust load will hopefully be recovered in the particulate
collection system (e.g., bag-house).  The deposits are made up of fine
particles, which could be high in volatile trace elements according to
indications from related studies.  Equipment cleaning at shutdown or
during the turnaround can also cause dust nuisances, or possibly a haz-
ard in the case of deposits of toxic materials (9).
                                   49

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     Solid and Liquid Effluents (4,  9)

     The first effluent of solids and liquids covered are those from the
coal  and limestone storage piles and handling area.   Here,  rain runoff
will  contain suspended solids and may also contain soluble sulfur and
iron compounds.   The coal  pile is subject to oxidation and weathering,
with conditions  similar to those associated with acid mine water.  As one
precaution, curbing should enclose the storage pile and any coal  prepar-
ation area, so that runoff can be segregated and sent to a storm  pond for
settling.  The water can then be treated prior to disposal  or treated and
used for plant purposes.

     The next consideration is disposal  of the spent bed material from
the furnace.  The spent material  is  usually removed in a continuous form
and kept in a dry state.  Because of the low calcium utilization, the
spent solids contain substantial  CaO in  addition to CaSO.,  along  with
trace elements and other substances  (e.g., MgO,  SiCU, A 1^0,,  iron oxide,
ash, etc.).  The presence of  CaO (i.e.,  quick lime)  may make  the  material
unsuitable for direct landfill  except in lined cavities and thereby sub-
stantially complicate disposal.  CaO poses the potential  for  personnel
hazard and any leachate may have a high  pH.  Hopefully, the waste will
have economic value for such  uses as building material, fertilizer, and
neutralization of acid mine drainage.  Some preliminary studies have been
made by EPA and  DOE with regard to bed  waste, but much more work  is needed,

     The waste streams would  be from rain runoff of coal  and  possibly
exposed limestone and waste areas along  with sludge and chemicals from
boiler blowdown  and boiler water treatment.  Chemicals used for boiler
water treatment  could include a I urn for  coagulation and separation of sus-
pended matter, lime to precipitate hardness, along with many  other cur-
rently used water treating agents.  Rain runoff  from coal  has received
considerable attention and control procedures are in current  use.  Ade-
quate disposal of streams associated with boiler water conditioning and
boiler waste has been ongoing.   In essence, waste streams control should
not pose any new or unique problems.
     Trace Elements (9)

     A great many trace  elements are contained  in coal;  and  although the
concentration may be low,  the total  potential  emissions  can  be very large
when considering the total  coal  consumed  in  the U.  S.  Many  of the trace
elements are toxic; moreover, the emissions  are concentrated at large
boiler plant locations.   The trace elements  content of a No. 6 Illinois
coal is given in Table 12,  together with  the average percent emitted as
based on CGA (11) estimates that used national  average efficiencies for
contact devices.  It must be emphasized  that these estimates do not take
into account the effect  of  particulate and  S0?  emissions control  on con-
trolling trace element emissions and are  therefore upper bounds.
                                    50

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                                Table 12

             Base Case Estimate of Potential  Trace Elements
               Discharged to Atmosphere Without Scrubber*

El ement
Antimony
Arsen ic
Beryl I i urn
Boron
Bromi ne
Cadmi urn
Ch lori ne
Fl uori ne
Lead
Mercury
Mo I ybdenum
Selen i urn
Vanad i urn
Zi nc
ppm in Coal
(Dry Basis)
0.5**
8-45
0.6 - 7.6
13 - 198
14.2**
0.14**
400 - 1000**
50 - 167
8-14
0.04 - 0.49
0.6 - 8.5
2.2**
8.7 - 67
0-53
Average %
Emitted
25
25
25
25
100
35
100
100
35
90
25
70
30
25

* - Based on a No. 6 I
** - Not oiven in FCAS
II i no i s coa I .
basis and therefore estimatf

=d (oer Reference 9).
     The very large combined amount of these trace elements may be cause
for concern as to possible environmental  and health hazards.  Many experi-
ments have shown that all of the elements listed above are partially
volatile at combustion conditions, and most of them are known to be toxic
in sufficient concentration.  Tests also show that many of these elements
become concentrated on the fly ash carried out with combustion gases,  and
the relative concentration of trace elements in particulates increases
with decreasing particle diameter (12).  Particulates leaving the stack
after electrostatic precipitation have the highest concentration of all.
Some elements such as Br, Cl, F, and Hg,  are reported to leave ;n vapor
form with the flue gases (see Table 8) (9, 11).

     The concentration of trace elements  in fine ash, such as that col-
lected in an electrostatic precipitator,  raises questions as to safe
methods for handling or disposing of such wastes.  For example, if the
wastes are dumped or used as land fill, there are serious questions of
leaching and possible contamination of vegetation or groundwater.  Fines
                                    51

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collected in a stack scrubber raise similar questions about disposal.
If fines are not adequately removed from the stack gas,  then these con-
taminated particles may be dispersed into the air we breathe.   Moreover,
these fine particles also absorb liquid from the stack gas, giving an
acid condensate containing sulfurous and sulfuric acid.   HCI is appar-
ently formed in the combustion process and may also be present.  There-
fore, a highly acid condition exists on the surface of the particle,
which may activate or solubilize the trace element contaminants (9).

     In one program C13), the fate of 37 trace elements in coal was
traced through a power plant combustion system.  Results showed that
many of the 37 elements were appreciably volatile, becoming concentrated
on the fine particles collected by elctrostatic precipitation.   Uncol-
lected particles were even higher in concentration of trace elements.
It was concluded that most of the bromine, chlorine, and mercury remain
in the gas phase, along with much of the selenium.  Appreciabl/ vola-
tility during combustion was also found for arsenic, cadmium,  copper,
gallium, lead, molybdenum, and zinc.  Most of these have already been
designated as toxic.

     It is clear that sizable amounts of undesirable or toxic elements
are present in coal, that many of these are partially volatile during
combustion and become concentrated on the finer particles, and appear
to present a potentially serious environmental  hazard.  Studies are
needed to show how to recover them, or how to deactivate and dispose of
them in an environmentally acceptable manner.  It is most important that
these studies be made before the potential problems become difficult and
urgent (9).

                           Regulatory Impacts

     Currently, there is a substantial  body of regulatory control  that
would apply to fIuidized-bed boiler plants.  There are Federal  and state
emission standards covering coal fired plants for air, water,  and  solid
waste.   Recently, more stringent NSPS have been promulgated for SO , NO ,
and particulate emissions from utility sources.  In addition,  trace ele-
ments are receiving increasing attention.  In the future, as more  and
more coal  is utilized, pollution levels would substantially increase
without additional mitigating measures.
3.5  Performance

                                 Current

     Current activities are mainly in research,  development,  and demon-
stration stages.  Existing boilers are still  in  the development stages
and therefore,  current performance value would  not necessarily be repre-
sentative of future operations.
                                    52

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                                Projected

     The expectation of proponents of FBC technology is that a fluidized-
bed boiler will  favorably compete with conventional  boilers with FGD
systems.  Even so, it should be noted that more restrictive S0? emission
limitations might not be readily achievable with a f I uidized-bed fired
boiler and the amount of limestone required for the same S0? removal
would be substantially greater than for the FGD approach.

     Boiler efficiencies of fIuidized-bed boilers are not expected to
surpass the values obtainable for conventional  pulverized coal fired
boilers with an FGD system.  It is expected that the principal reasons
would be due to incomplete carbon burnup and the amount of energy re-
quired to maintain the air flow through the fIuidized-bed.

     FBC Technology is expected to have the greatest near term impact in
the commerciaI/industria1 boiler size categories.  Developed units would
permit the more readily burning of coal at such  locations as schools,
hospitals, shopping centers, office buildings,  small industrial parks,
etc.  The applicability of FBC technology to the utility sector is be-
lieved to depend on the successful development of a pressurized FBC
capability.  This appears to be considerably in the future.
3.6  Economics

                                 Current

     As previously indicated, all domestic FBC activities are basically
developmental and testing.  There are no commercially operating plants
that could provide current (non-R&D) economic operating costs.

                                Projected

     Current projections by the U. S. Department of Energy are that the
capital cost of an atmospheric fIuidized-bed boiler plant would be about
the same as for a conventional boiler plant with a FGD scrubber.   In ad-
dition, the total operating costs are expected to be comparable.   The ex-
pectation is that even though the limestone requirement will  be greater,
this would be offset by a reduction  in labor costs.
                                    53

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               References - Fluidized-Bed Combustion (FBC)
1.   University of Oklahoma,  The Science and Public Policy Program.
     Energy Alternatives:   A  Comparative Analysis.  Norman, Oklahoma,
     May 1975.

2.   U.S. Department of Energy.   Environmental  Development Plan
     (EDP) - Direct Combustion Program,  FY 1977.   DOE/EDP-0010, U.S.
     DOE, Washington, D.C., March 1978.

3.   Institute  for Energy  Analysis,  Oak  Ridge Associated Universities.
     Energy Requirements for  Fluidized Bed Coal  Combustion in  800-
     1,000 MW Steam Electric  Power Plants.  ORAU/IEA(M)-77-4,  February
     1977.

4.   Smith, J.  W.   A Comparison  of Industrial  and Utility Fluidized
     Bed Combustion Boiler Design Considerations.  In:   The Proceedings
     of the Fifth  International  Conference on Fluidized Bed Combustion,
     Vol. 11, Near-Term Implementation.   Sponsored by U.S. DOE, U.S.
     EPA, TVA,  and EPRI. Washington,  D.C., December 12-14 1977.

5.   General Electric Company.  Energy Conversion Alternatives Study
     (EGAS).  Phase II  Final  Report  to the National  Aeronautics and
     Space Administration. NASA-CR  134949.   December 1976.

6.   Based on unpublished  material obtained  from  the U.S. Department
     of Energy  in  March 1979.

7.   Bliss, C., Ed.   The Proceedings  of  the  Fifth International Con-
     ference on Fluidized  Bed  Combustion,  Vol.  1, Overview.  Sponsored
     by U.S. DOE,  U.S.  EPA, TVA, and  EPRi.  Washington, D.C.,  December
     12-14 1977.

8.   Farmer, M. H.,  Magee, E.  M., Spooner, F.  M.   Application  of
     Fluidized-Bed Technology  To Industrial  Boilers.   Prepared for
     U.S. EPA,  Office of Research and Development.   Exxon Research and
     Engineering Company,  Linden, New Jersey,  September 1976.

9.   Jahnig, C. E.,  Shaw,  H.   Environmental  Assessment  of an 800 MWe
     Conventional  Steam Power  Plant.   Prepared  for U.S. EPA, Office
     of Research and Development.  Exxon Research and Engineering
     Company, Linden, New  Jersey, September  1976.

10.   Based on unpublished  material obtained  from  the U.S. Department
     of Energy  in  ApriI 1979.

11.   Suprenant, N.,  et  al. Preliminary  Emissions Assessment of Con-
     ventional  Stationary  Combustion  Systems.   EPA 600/2-76-046a and
     b, March 1976.
                                   54

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12.   Davison,  R.  L.,  Natusch,  F-  S.,  Wallace,  J.  R.,  Evans,  C.  A.
     Trace Elements in Fly Ash Dependence of Concentration on
     Particle  Size.  Environmental  Science and Technology, 8, 13,
     p.  1107-1113,  December 1974.

13.   Klein, D. H.,  Andred, A.  W.,  Bolton, N. et al.   Pathways of
     37  trace  Elements Through Coal-Fired Power Plant.   Environmental
     Science & Technology, 9,  10,  p.  973-980,  October 1975.
                                   55

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4.    Combined Cycle Power Plants

4.1   Overvlew

     In the context of power generation,  the term combined cycle was,  un-
til  recently, applied only to the combination of two turbine cycles util-
izing two different working fluids in electrical generation plants in
which the waste heat from the first turbine cycle provided the heat energy
for the second turbine cycle.  However,  with the development of more ad-
vanced generating technologies which do  not necessarily rely on turbines,
the term now encompasses any combination  of cycles using separate work-
ing fluids operating at different temperatures.   Combined cycles of gas
turbine-steam, diesel-steam, and mercury-steam have seen varying degrees
of  commercial service.  Of these, the combined open-cycle gas turbine
and steam turbine power plant appears to  offer the best prospects for
having its existing technical problems solved in the near future.  Some
configurations being developed could provide generating efficiencies of
over 50 percent based on the heating value of the clean fuel as delivered
(1).  This value would be degraded by the energy losses incurred in pro-
viding the clean fuel (e.g., coal conversion).  However, efficiencies  of
40 percent or better are projected.

     There are many gas turbine-steam combined-cycle power plants cur-
rently in operation which achieve overall  efficiencies around 40 percent
(2).  However, these systems currently rely upon gas or oil whose price
and future availability have obviously become of serious concern.  There-
fore, there  is major emphasis on making  today's turbines run more effi-
ciently on these scarce fuels and to develop improved turbines that will
operate efficiently on the synthetic fuels that will  one day replace oil
and naturaI  gas (3).

     In addition to  improved efficiency,  such combined-cycle power plants
utilizing gas-turbine and steam-turbine  technology have a number of other
key features which could make them particularly appealing to the utility
industry.  Besides very fast start-up capabilities, these features in-
clude low capital investment per kilowatt of generation, low operating
costs, and the capability for use as a base-load or peaking power plant.
Another potentially promising aspect of  the combined-cycle power plant  is
its projected ability to use low-energy  gas from coal.  The environmental
implications of this are significant.  Since such low-Btu gas could be
clean burning, much of the environmental  control problems and expense
associated with conventional coal-fired  steam generating plants could  be
avoided (4).

     A variation of the combined gas turbine and steam turbine system fea-
tures the direct combustion of coal in a  pressurized fIuidized-bed (PFB).
Although internal particulate control is  still required, the PFB offers
the potential for direct combustion of high-sulfur coal  without stack gas
c eanup while achieving an overall coal  pile-to-bus bar plant efficiency
in excess of 40 percent (5).
                                    56

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     Some of the more exotic generation technologies currently under de-
velopment fall  into the category of combined cycle because of the manner
in which they might be efficiently applied as a power system.  These
combined cycles which have been proposed include steam-organic fluid,
gas-organic fluid, liquid metal-steam, and MHD-steam (6).  Since these
systems are substantially different from the other combined cycles being
considered and are at such varied levels of development, they will only
be discussed to a limited degree in this section.
4.2  Process Description

                                 Concept

     A combined cycle has been described as a synergistic combination of
cycles operating at different temperatures, each of which could operate
independently (6).  Synergistic is an appropriate modifier in that the
heat rejected by the higher temperature cycle is recovered and used by a
lower temperature cycle to produce additional power, thus as a system
realizing improved overall efficiency.  To qualify as a combination,  the
individual cycles must operate on separate fluids.  Among these combina-
tions which have been commercially applied are diesel-steam,  mercury-
steam, and gas turbine-steam.  Still   in the development stages are com-
bined cycles of steam-organic fluid,  gas-organic fluid, liquid metaI -
steam, and MHD-steam (6).

     As stated above, each cycle in the combination  is operating at a
different temperature.  The higher temperature cycle is referred to as
the topping cycle and the lower temperature cycle as the bottoming cycle.
By generic category, topping cycles which have been practically applied
include Otto, Brayton, and Rankine cycles.  All  bottoming cycles have
been of the Rankine type.

      In practice, a topping cycle consisting of  a gas turbine or diesel
engine is used to drive electric generating equipment.   Should MHD be the
topping cycle, the electric current would be generated directly.  The
principal heat rejected by these possible topping cycles is in the form
of sensible heating  in the exhaust products of combustion.  This is the
heat that becomes available to the bottoming cycle as the exhaust gas  is
cooled through a range of temperatures.  The heat is imparted to the
working fluid of the bottoming cycle, typically  steam,  which drives
additional power generating equipment.  Depending upon the overall  eco-
nomics of the particular system, it may be advantageous to supplement
the heat recovered from the topping cycle with additional  heat to oper-
ate the bottoming cycle.  However, whether the bottoming cycle  is unfired
or supplementary fired, it is this "captured" heat, which would other-
wise be lost, that is the key to the  improved efficiency of combined
cycle systems.
                                    57

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     For most bottoming cycles,  it appears that steam  will  remain the
predominant fluid for the  foreseeable future.  The advantages  of steam
Rankine bottoming cycles have so far prevailed and, with  the exception
of a few experimental installations, all commercial bottoming  cycles
have used this medium (6).   Some of the advantages of  steam are low
cost, chemical stability and inertness, high specific  heat, and high
heat transfer rates.  The  disadvantages of steam  include  low molecular
weight, high  latent heat,  and high critical pressure.   However, some of
these disadvantages can and  are  being mitigated at the expense of some
cycle complexity.

                                  Deta iI

     As noted earlier, gas-steam turbine combined cycle generating sys-
tems are currently available to  efficiently serve utilities in base, in-
termediate and peaking modes. Unfortunately, these contemporary systems
rely on premium fuels.  A  schematic representation of  such  systems and
the typical efficiency attainable under current technology  is  provided
by Figure 10  (3).  Gas and  light distillate oils  have  been  the most wide-
ly used fuels in the past.   Heavy distillates, residual,  and crude oils
have also been used, but treatment is necessary to remove or inhibit the
contaminants
             fuel in
   Simple
   gas turbine
   cycle


     compressor
                  combustor
                                                 29% ol luel energy
                                                 out as electricity
   Steam
   turbine
                                                 condenser
                                                 cooling system
                                                                   15-18% waste
                                                                   heat energy
                                                                   out as electricity
Total
combined cycle
efficiency 40%
                                 Figure 10

             Simplified  Schematic of Combined Gas  and  Steam
                          Cycle Generating System
                                     58

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normally present which cause corrosion.  To cope with the ever increasing
problem of supply and price of these premium fuels, greater use of coal
and coal derived liquid and gaseous fuels is seen as a viable alternative.
Therefore, the most promising combined cycle plant configurations being
considered are directed at using such fuels along with improved gas tur-
bine performance.

     Although there are many such configurations in various stages of
conceptual and practical design, there are four possible combined cycle
power plant systems which have been and are being actively studied (1, 7).
These systems, three of which were assessed by Energy Conversion Altern-
atives Study  (EGAS) are:  1) a high-temperature combined cycle using coa I -
derived gaseous and liquid fuels; 2) a high-temperature combined cycle
using a low-Btu coal gasifier integrated into the compressed-air path of
the combined cycle; 3) a supercharged boiler combined cycle using a pres-
surized coaI-fired fIuidized-bed boiler in the compressed-air path of the
combined cycle; and 4) a low-temperature (1600-1800 F) combined cycle us-
ing a pressurized coaI-fired fIuidized-bed combustor in the compressed-air
path of the combined cycle.  All of these combined cycle systems are only
conceptual at this point.

     High Temperature Combined Cycle Using
     Coal  Derived Liquid Fuel

     This particular combined cycle configuration, depicted in Figure 11,
is arranged essentially like existing gas-steam turbine combinations.
The differences are the higher operating temperatures and the use of a
clean, coal-derived liquid fuel.  Under the conditions assumed for this
combined cycle arragement, the topping cycle is an advanced gas turbine
with inlet temperatures around 2400 F coupled with a heat recovery steam
generator.  Based upon the Btu content of the clean, coal-derived fuel,
an overall thermal  efficiency of near 50 percent is projected.  This will
be degraded to about 40 percent  if consideration is given to the energy
lost in the conversion process.   Such a fuel  must not only be clean
enough to meet environmental standards, but also must have low erosion
and corrosion properties to protect the gas turbine blades.  Variations
in the steam bottoming cycle include options for supplementary fired
steam boilers, alternative steam pressure levels, and the use of steam
induction that affect both cycle efficiency and plant cost, and there-
fore, the ultimate cost of electricity.

     The higher gas turbine inlet temperature of this configuration re-
quires the use of either cooled or ceramic blades.  Turbine inlet temper-
atures in excess of 1800 F require either cooling of the vanes and blades
so as not to exceed critical rneta I  temperatures or the use of high tem-
perature ceramic construction.   Air cooling of vanes and blades is pres-
ently used by the industry for turbines operating in the range of 1900 F
with units under development capable of reaching 2100 F.   Advanced gas
                                    59

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                                                To
                                                Stack    Steam
                                                      Turbine
    Fuel
                                Figure  11

         Simplified  Schematic  of  High Temperature Combined Cycle
                     Using  Coal  Derived  Liquid Fuel
turbine cooling concepts  include extension of air cooling to 2500 F,  the
use of water cooling  to reach  3000 F,  and  the use of ceramic vanes and
blades capable of withstanding temperatures from 2400 to 3000 F (1).

     The simplicity,  environmental  acceptability, and high projected  ef-
ficiency of this combined cycle configuration is particularly appealing.
However, further advances in high temperature gas turbine technology, and
the development of an economically sound process to produce a high-Btu
liquid from coal will determine the future application of this combined
cycle arrangement in  the  electric power generating industry.

     High Temperature Combined Cycle With
      Integrated Low-Btu Gasifier

     As shown in Figure 12,  this configuration employs a gasifier with
its own cleanup system to provide the gas  turbine topping cycle with  a
low-Btu gas.  The technical  and economic feasibility of this arrangement
is based upon this coal derived gas being  sufficiently free of particu-
lates, sulfur, and nitrogen  to eliminate the need for any final emission
control apparatus as  well as not being damaging to the gas turbine compo-
nents.  As shown in Figure 12, the air-blown pressurized gasifier and
associated cleanup equipment fit into the compressed air flow path of
the gas turbine to provide for coal firing of the turbine.  Development
efforts currently are centered on both fixed-bed and fIuidized-bed gas-
ifiers, but future development may include entrained-bed gasifiers (1).
                                    60

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      Process Water
                                                  To
                                                  Stack
Steam
Turbine
                                              Heat
                                              Recovery
                                              Steam
                                              Generators
                                Figure 12

         Simplified Schematic of High Temperature Combined Cycle
                    With  Integrated Low-Btu Gasifier
     The inclusion of a gasifier  in the compressed-air  flow  path  has  the
effect of reducing the overall efficiency as compared to  the previously
discussed combined cycle system using coal derived oil.   Based  upon vari-
ous configurations of this combined-cycle arrangement addressed  by the
EGAS, efficiencies approaching 47 percent were the upper  limit  (based on
the Btu content of the clean, coal derived gas).  Since the  bottoming
cycle is the same, this drop  in efficiency  is definitely  attributed to
the gasifier addition.  Two particular gasification  concepts were invest-
igated by EGAS:   1) an air-cooled gas turbine with a fixed-bed  gasifier
and a cold gas cleanup train; and 2) an air-cooled gas  turbine  with a
fIuidized-bed gasifier and a  hot  gas cleanup train.   The  desuIfurization
of the low-Btu gas occurs  in  the  cleanup train with  the fixed-bed units
and in the gasifier with the  fIuidized-bed  units.  The  cold  gas  cleanup
train removes particuIates, heavy oils, and sulfur compounds.  The  hot
gas cleanup train  removes  particuIates.   It  is the cooling of the fuel
gas that introduces an efficiency loss.
                                    61

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     As noted previously, this combined cycle plant configuration is only
conceptual  at this point.  The success of such an advanced power gener-
ating concept will rely on continued achievements in air cooling of tur-
bines, economic low-Btu gasification of coal, and economic gas cleanup
systems.

     Supercharged Boiler Combined Cycle Using
     Pressurized Coal-Fired Fluidized-Bed Boiler
     As seen by the schematic representation presented as Figure 13, this
is the most complex combined cycle configuration addressed thus far.  The
thrust of this design is to use a gas turbine to augment the output from
a pressurized coal-fired fIuidized-bed boiler plant.  The gas turbine,
operating on gas furnished by the fIuidized-bed, is used to pressurize the
boiler and the gas turbine exhaust is used to heat the boiler feedwater
above 190 F.  Power from the gas turbine is added to that produced by the
steam cycle side of the plant to provide about 20 percent of the net power
from this conceptual generating system.
     Coal   Dolomite

      I
            Air
                                Figure 13

       Simplified Schematic of Supercharged Boiler Combined Cycle
            Using Pressurized Coal-Fired Fluidized-Bed Boiler
                                   62

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     The performance of this configuration is limited by the permissible
outlet temperature from the fIuidized-bed combustor/boiIer.  Since the
gas leaving the fIuidized-bed to feed the gas turbine is not over 2000 F,
the temperature at the gas turbine inlet is equally  low.    In spite of
this,  the overall efficiency is projected to be close to 40 percent since
the arrangement permits the direct burning of coal without any associated
conversion or external  environmental  control  losses.

     Several power plant design options are available:  steam turbine
inlet conditions, ratio or gas turbine power to total plant power, and
gas turbine inlet conditions.  The best steam conditions appear to be
near or above critical  steam pressure but with 1000 F throttle and reheat
temperatures.  The capital cost rises sharply as more austentic steels
are required in the steam system, offsetting the small reduction  in elec-
tricity cost that accompanies an improved heat rate.  The cost of elec-
tricity from a power plant with a supercharged boiler is also relatively
insensitive to gas turbine inlet temperatures and to the gas turbine-to-
steam turbine power ratio at values below 0.2 (1).

     Again, we are looking at a conceptual design whose practical imple-
mentation  is contingent upon an economic and technically sound pressur-
ized fIuidized-bed boiler, development of efficient and reliable  hot gas
cleanup equipment, and development of a 1600 to 1800 F gas turbine with
the construction to withstand the increase loading of gas-borne contami-
nants directly into the turbine.

     Low-Temperature Combined Cycle With Pressurized
     Coal-Fired FIuidized-Bed Combustor

     Another possible variation of the combined cycle utilizing fluidized-
bed is to  replace the standard combustor used in a gas turbine (see Fig-
ure 11), with a coal-fired pressurized fIuidized-bed combustor without
in-bed heat removal.   Designs of this type are characterized by higher
heat rates than are presently being projected for other combined cycle
configuration because of the lower gas turbine inlet temperatures (1600-
1800 F).   Whether or not units of this type will  ever serve in base load
utility plant application is doubtful.  However,  smaller scale industrial
sized plants may find acceptance since they would permit the direct burn-
ing of coal in an environmentally acceptable fashion.

     As in the previous combined cycle design, the ultimate success
hinges on  development of efficient and reliable f I uidized-bed combustors,
hot gas cleaning equipment, and gas turbines capable of satisfactorily
operating  at higher dust and corrosive loadings in the working gas.

     There have been many indepth studies addressing the performance of
combined cycle power plants.  Of particular current  interest are combined
cycle concepts that are fueled by coal through the use of an integrated
gasifier.  Such a configuration, the High Temperature Combined Cycle with
Integrated Low-Btu Gasifier, has previously been described.  Reference 8
                                    63

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addresses the energy balance of  such a concept employing  the Combustion
Engineering Low-Btu coal  gasification process.  The reference 8 analysis
is predicated on advanced gas turbine designs with a 2400 F combustion
outlet temperature.  Such turbines are not presently available, but with
development, reference 8  indicates an expected availability in the 1981
to 1985 time period.

     Table 13 provides a  heat balance based on reference  8.  Diagrammatic-
ally, this can be  illustrated by the heat flow diagram of Figure 14.   This
diagram indicates energy  distribution on a percent of total input basis.
                                Table 13

        Estimated Heat Balance for 1200 MWe Coal  Fueled Combined
           Cycle Power Plant with Integrated Low-Btu Gasifier
                                             Btu/hour    Percent of Total
                                           (10  Btu's)     Energy Input


Net Electrical Power Output

   Gas turbine derived power                  3,024            28.26
   Steam turbine derived power                1,050             9.81

System Losses
   Ash/slag (combustibles and sensible          138             1.29
      heat)
   Gasifier loss (heat loss)                    153             1.43
   Sulfur product                               103             0.96
   Power losses (electrical, mechanical          154             1.44
      etc.)
   Condenser  (steam turbine and compres-      3,505            32.76
      son turbine)
   Fuel gas compressor coolers                  819             7.66
   Cooling for gas cleanup unit                 179             1.67
   Stack losses                               1,541            14.40
   Waste water steam heat  losses                 34             0.32

Total Energy  Input                           10,700           100.0

   (Input energy:  95% coal, 5% from aux-
     iliary power, blower and turbine air.)
   Based on gasifying 10,000 ST/day of Illinois No. 6 coal with a coal
   feed rate of approximately 420 tons per hour and a plant rating of
   approximately 1,200 MWe.
                                    64

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                                	 100?  —
                                 Energy input

                                	 95? 	
                                   From coal
               7.11?,
   Heat  losses associated
   with  ash/slag, gasifiers,
   sulfur product gas cleanup,
   etc.  and power losses.
                            Gas
                            turbi ne
                            deri ved
                            power
— 5?
 (other)
     4.40?
   /Stack losses
                                                           32.76?
                                                           Losses from
                                                           Condensers
                                         Steam turbi ne
                                         derived power
     7.66?
     Losses via Fuel
     Gas Coolers
                               38.07?
                          Net Electrical
                           Energy output
                                 Figure  14

                    Heat Flow Diagram  Based on Table  13
4.3  Applications
                                  Current
     There  are numerous gas turbine-steam combined cycle  plants present-
ly operating  in intermediate and  base  load capacities at  utility plants
in various  parts of the country.   For  example, the Westinghouse Electric
Corporation has installed many units during this decade  for  Public Ser-
vice of Oklahoma,  El  Paso Electric,  Florida Power and Light,  Southern
California  Edison,  and others.  These  have been units rated  at up to 260
MW, installed  either singularly or in  series which are capable of burning
various grades of  oil  and/or gas  (9).   The other major domestic manufac-
turer of  such  plants is General Electric with United Technologies, Curtis
Wright, Brown  Boveri,  and others  offering various combined  cycle configur-
ations.
                                      65

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     Certainly,  plants consuming these increasingly scarce and costly
fuels (oil  and gas)  do not provide a long term solution to meeting this
country's electric power generating requirements.   Therefore, any large
scale implementation of such combined cycle plants will only be strate-
gically and economically acceptable with the advent of clean burning syn-
thetic fuels most probably derived from coal.   Even so, on a near-term
basis, there is a role for combined cycle plants.

     An example of such a near-term role is where, because of environ-
mental constraints,  power plants cannot be converted to burn cheaper,
more abundant coal.   In this situation, combined cycle power plants
could provide more economical  and efficient base load power generation
than conventional oil  and gas burning systems.  The more obvious and
most  immediate application of the existing gas turbine-steam combined
cycle design is in areas such as the Southwest where fuels such as nat-
ural gas are, for the moment,  plentiful locally (3).

     Another contemporary application of combined-cycle is the repower-
ing of existing conventional  plants by the addition of a combustion
turbine.  Based upon the desired impact, a wide variety of repowering
configurations are available.   Some of the basic reasons for repowering
may i nclude (10):

     •    Efficiency improvement resulting from repowering,

     «    Increase in capacity at existing sites,

     ®    Increase in capacity without increase in cooling
          water requirement,

     •    Shortage of new sites for new power  plants,

     *    Air pollution difficulties with the  existing plants,

     •    Minimum environmental  impact of the  repowered plant,

     e    Avoidance of cost,  difficulty and delay  involved
          in approval  of new sites,

     •    Boiler plant in need of extensive overhaul or
          rep Iacement.

     One of the simplest forms of repowering consists of using the ex-
haust heat from the combustion turbine to heat the feedwater for a con-
ventional gas or oil  fired steam plant in place of the steam extracted
from the steam turbine.  Under this arrangement, additional power is
produced by the combustion turbine and by the  steam no longer used by
the feedwater heaters now expanding to the condenser.   Repowering can
also be applied to puIverized-coaI  burning plants.   Unfortunately, such
                                    66

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an application presents a variety of technical  and economic problems
which may negate the potential benefits.  For example, when combustion
turbine exhaust gas is used as the source of boiler oxygen, the flow Cand
velocity) of exhaust gas through the boiler is increased.  However, the
intake of oxygen to pulverized coal fired boilers is deliberately  limited
to minimize fly ash erosion.  Therefore, the increase in gas velocity
resulting from the increased exhaust gas flow may be unacceptable.   Under
such conditions, steam flow of a repowered coal-fired boiler may have to
be restricted.  Additionally, the economizer would have to include soot
blowing and water wash capabilities to control  fouling.  Further, a spe-
cial low-oxygen burner is also needed, as well  as a primary air mover
because the conventional  air preheater will  be removed.  A final feature
limiting the application of repowering to coal-fired plants is that the
equipment costs are higher than for their oil  and gas fired counterparts
(11).

     Repowering has only been applied to a limited degree in the past be-
cause the availability of relatively inexpensive fuels has until now min-
imized the importance of achieving higher thermal efficiencies.  However,
as the price of gas and oil continues to go up along with their question-
able long term availability, the improvement in  heat rate offered by re-
powering makes it more attractive than ever for  utility applications (11).
Besides being economical, a repowered plant would be more efficient, us-
ing as much as 20 percent  less fuel than the conventional oil-fired plant.
It  is estimated that twenty thousand or more megawatts of this nation's
old, inefficient oil-burning capacity cannot be  converted to coal  for
economic or environmental reasons.  If those plants were repowered  with
combined cycle systems, the greater efficiency made possible by the gas
turbine's waste heat recovery system could save  over 150,000 barrels of
oi I per day (2).

                                Projected

     There has been a slump in the United States market for gas turbines
since 1973 when it became clear that the future  price and availability  of
clean fuels was less than desirable (12).  However, the General Electric
Company, one of the principal turbine manufacturers, now forecasts  a two-
thirds increase in the worldwide gas turbine market during the next ten
years over the previous decade.  This projected  increase will  be mainly
due to the development of larger, more efficient units and their use in
gas-steam turbine combined cycle power plants (13).  In addition to
achieving efficiencies in excess of conventional  fossil  plants, there are
other attributes of such combined cycle systems  which can make them more
attractive for power generation in the near future.  These include  lower
installation cost, shorter installation schedules, more flexible oper-
ational  capabilities,  and half the water requirements of a conventional
steam plant.   Another factor that makes combined-cycle plants attractive
to utilities is the ready availability of factory-constructed portable
                                    67

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control  rooms providing computer control  systems that load units auto-
matically to achieve a desired megawatt demand (4).   These highly sophis-
ticated  control  systems can start each piece of equipment, accelerate
and synchronize  the turbine generators, and direct a complete plant shut-
down in  the event of a normal  stop mode.   The systems not only get the
unit on  and off  line faster,  but also provides less chance for equipment
damage by reducing the number of personnel  required to operate a plant
and the  level of training and experience necessary to achieve reliable
performance.

      n  this country, one of  the primary factors giving impetus to the
use of such gas-steam turbine combined cycle plants fueled by natural
gas and  light distillate oil  is their envi ronmentaI  acceptabiI ity.  In-
creasingly stringent emission regulations,  permit requirements,  and cit-
izen opposition  to other, less costly, alternative energy sources such
as coal  encourage a continued expansion of  this generating approach.
However, as stated before, the use of these high grade clean fuels is
strategically and economically unacceptable in the long run.  Therefore,
any new  generating capacity of this type should have the capability to
not only burn residual and other low grade  fuels, but also synthetic
fuels which will eventually be derived from coal  and oil  shale.   Thus
this technology  could continue to be an alternative for efficient elec-
tric power generation through the time of dwindling oil  and natural gas
supplies to a time of more abundant synthetic fuels.  When such fuels
are available, then i.t will  be practical  to implement them on other than
a peaking and intermediate load basis.

     On  a large  scale, combined cycle plants will be very desirable when
fIuidized-bed combustor/boiIer technology is perfected for utility size
application.  This will permit the direct combustion of high sulfur coal
without  the energy losses attributed to conversion and external  environ-
mental controls.  Another promising, but more indefinite, role for com-
bined cycle power systems will come toward  the end of the 1990's when
fuel cells and MHD are projected to be commercially available.   These
technologies are discussed separately in their respective sections of
th i s pub I ication.
4.4  Environmental  Considerations

     As discussed previously,  there is not one single unique combined
cycle power plant,  but instead,  a potentially infinite number of cycle
combinations to comprise such  a  system.   Therefore, when addressing the
environmental  aspects of combined cycle  power plants, it is more appro-
priate to identify  the effluents associated with the individual  cycles.
These cycles may be applied in a topping or bottoming role, depending
upon the particular generation system configuration.
                                   68

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                          Identified Pollutants

     Of the combined cycle systems which have seen commercial service,
only the gas-steam turbine type can be considered to be currently applic-
able to electric power generation.  There are no significant liquid or
solid pollutants from this system and the air emissions are currently
quite low since present configurations use gas turbines burning high
grade fuels (light distillate oil and gas).  Subsequent generations of
the gas-steam turbine combined cycle systems will be designed to consume
lower grade, hotter burning fuels which will result in an associated  in-
crease in air emissions.  Those combined cycle systems incorporating a
fIuidized-bed combustor/boi Ier have their own set of air, liquid, and
solid effluents.  This also applies to the combined cycle configurations
with an integrated low-Btu gasifier.  The effluents associated with more
advanced cycles such as fuel  cells and MHD have been projected and are
covered in their respective sections of this document.
     Air Emissions

     Contemporary gas-steam turbine combined cycle systems burning light
disti  late or natural gas have no significant sulfur or particulate emis-
sions.  The only emission of any consequence is NO .  Although it results
in an  increase in the carbon monoxide emitted,  NO  is controlled by the
injection of demineraI ized water or steam into the combustor.  Since the
injection technique requires water of high purity to avoid deposits on
turbine blades and other components, water treatment (and associated
sludge disposal) may  be required.  Alternative control  techniques for re-
ducing both thermal and, to a  lesser extent, fuel NO  include:  alter-
ations to the combustion temperature and residence time; use of a two-
stage combustion system; or use of a catalytic combustor.  Fuel refining
to reduce nitrogen content of fuels, or stack gas scrubbing, are being
considered for controlling fuel-related NO  (14).
                         s                x
     The gas-steam turbine combined cycles configurations utilizing a
pressurized fIuidized-bed (PFB) boi Ier/combustor offer several environ-
mental advantages.   The fIuidized-bed, with limestone or dolomite addi-
tion, permits the direct combustion of high sulfur coal  without need for
flue gas desu I f ur i zation.  As the sulfur in the coal burns to SO,,, it is
removed from the combustion gases through the reaction of the S0? and
CaCO,  (limestone) and a i r to form solid CaSO. and CO,, gas.  Based upon
various proposed configurations, S0? can be reduced to within the utility
New Source Performance Standard (NSPS).  The NO  emissions from a PFB are
also substantially below the levels encountered  in conventional coal
fired furnaces since  conversion of air nitrogen  is eliminated by  low com-
bustion temperatures  and NO  from fuel-bound nitrogen is  lessened due to
partial reduction by  the dofomite sulfation reactions (5).  Total NO
emissions are projected to be between 0.2 and 0.3 Ib per MBtu as compared
to the utility NSPS of 0.5-0.6  Ib per MBtu.  Anticipated particulate emis-
sions are also quite  encouraging, projected to be well  below the utility
                                    69

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NSPS of 0.03 Ib per MBtu.   Although  it has not been proven in utility
size units,  the PFB boiIer/combustor integrated with a gas-steam com-
bined cycle  plant is projected  to not only meet the current emission
limits, but  also have the  capability to meet the progressively more
stringent standard anticipated  in the future.   Some of the other envi-
ronmental aspects of fIuidized-bed combustion  such as trace element
emissions are discussed  under the appropriate  section of part 4.

     Gas turbine cycles  of the  future, designed to burn coal-derived
low-Btu gas  or liquid fuel,  will  have relatively low emission of sulfur
dioxide and  particulates.   This is so since most of these contaminants
are removed  before reaching  the turbine to protect it from corrosion
and erosion.

     The high temperature  combustion used  in these future combustors
could increase nitrogen  oxide formation above  that of contemporary tur-
bines.  NO  from the open  cycle gas  turbine combustor would consist of
thermal NO  produced from  conversion of atmospheric nitrogen) and fuel-
bound NO  Tproduce-d from conversion  of fuel-bound nitrogen).   Coal-
derived  liquid fuels are expected to produce higher emissions of NO than
low-Btu gas, since the liquid fuels  are more conducive to the formation
of thermal NO  and contain more fuel-bound NO   (.14).
             x                               x
     The gas turbine combustor  should emit negligible amounts of carbon
monoxide and unburned hydrocarbons under full  load operating  conditions
when combustor efficiency  approaches 100 percent.  However, for startup
or partial  load conditions,  the combustor  efficiency would decrease,
increasing emissions of  CO and  HC.  Some unburned carbon particles also
may be emitted under partial  load conditions,  but under normal, full
load conditions, all  the carbon should be  combusted.

     Particulate emissions from open cycle gas turbines should not be a
problem since removal of the particulates  from the combustion gases to
levels well  below environmental  standards  is necessary to prevent ero-
sion of the  turbine blades,  walls, and ducting system.  If the turbine
erosion does occur, erosion  products could present a potential emission
problem.  Trace elements such as nickel, chromium, cobalt, and molyb-
denum may be generated from the erosion of turbine materials, ceramic
coating, and refractory  composites,  and from the fuel  itself.


     Liquid  Effluents and  Solid Waste

     As stated above, contemporary gas-steam turbine combined cycle power
plants consuming light distillate oil or natural  gas have no  liquid or
solid waste  of any consequence.  However,  for  those combined cycle config-
urations  involving fIuidized-bed, low-Btu  gasification, or coal liquefac-
tion, the environmental  problems attributed to liquid or solid effluents
                                    70

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are those associated with the particular process rather than its applica-
tion in a combined cycle power generation scheme.  Therefore, the reader
is referred to the appropriate sections within this publication where
such environmental aspects are discussed for the specific process.
4.5  Performance
                                 Current
     In the days of "cheap" gas and oil, a gas turbine with its relatively
 low initial cost and short delivery was the natural choice for generating
 power at small dispersed stations, meeting peak loads at larger central-
 ized utility plants, and in many cases, for base load service.  Today,
 the initial cost is still relatively low and the delivery time the best
 of any comparable rated equipment.

     A typical gas turbine-generator currently being produced converts
 approximately 30 percent of the fuel input energy  into electrical  power.
 Combined cycle concepts have received attention as a means of utilizing
 turbine waste heat to produce additional electric energy thereby provid-
 ing greater overall system efficiencies.  Current operating combined
 cycle plants typically have efficiency values on the order of 40 percent.
 Unfortunately, existing combined cycle plants depend on clean petroleum
 based fuels.

                                Projected

     As stated above, current combined cycle power plants are reasonably
 efficient and environmentally safe performers.  Unfortunately, such per-
 formance depends upon clean fuels whose price and availability lack the
 stability on which to base a reliable electric power generating industry.
 Therefore, although promising, the future for combined cycle systems  is
 limited by many technological hurdles now under intense research and de-
 velopment.  These R&D areas being sponsored by EPA, DOE, industry, and
 others include:  1) advances in high-temperature (2500-3000 F) gas tur-
 bine design; 2) development of improved gas turbine construction to with-
 stand hot, corrosive and erosive particulate gases from low-grade fuels;
 3) commercialization of economically viable processes to convert coal  to
 a suitable  liquid or gaseous fuel; 4) hot gas cleanup of particu lates;
 5) perfection of f I u id i zed-bed combustion applicable to utility sized
 plants; and 6) implementation of advanced power systems such as fuel
 cells and MHD.  The first five of these areas are essentially directed
 at solving the fuel problem faced by contemporary combined cycle power
 plants.  As achievements are realized, a second generation of combined
 cycle plants will evolve which will be capable of efficiencies compar-
 able (40+$) or greater than present systems, but more importantly, will
 not rely on scarce clean fuels.  The advanced concepts  like fuel cells
 and MHD represent an entirely different topping cycle concept which, as
                                    71

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discussed in their respective sections,  when combined  with a steam bot-
toming cycle,  offers the prospect for coal-to-electricity efficiency
levels of near 50 percent.   However,  as  a  practical  combined cycle tech-
nology, these concepts are  not anticipated to be implemented until  the
near 2000 period  and are therefore not considered  in further detail.

     In the area  of turbine technology,  work sponsored by DOE and others
is directed at the development of gas turbines which can operate effi-
ciently on lower  grade,  more readily  available fuels.   Prime candidates
for use in the near term are residual  oils and fuels made from agricul-
tural  and urban waste products.   In the  longer run,  these fuels will be
replaced by the synthetic fuels that  should eventually be derived from
coal and oil  shale.  Because many different liquefaction, gasification,
and other fuel-cleanup processes are  being developed,  future turbines
must have the capability to burn a broad spectrum  of fuels with a wide
range of contaminant levels (12).  Such  lower grade  fuels burn hotter and
contain more contaminants than do light  distillate oil  and natural  gas.
To cope with this, improved turbine combustors and blades are being de-
veloped which can withstand the hot,  corrosive gases resulting from these
lower grade fuels.  Other gas turbine development  efforts are focused on
improved cooling  systems intended to  increase turbine  durability when
hot-burning fuels are used.  One method  of this type involves fabricating
the turbine blades with  internal  channels  to carry cooling fluid.

     When synthetic liquid  and gaseous fuels become  commercially avail-
able and advanced turbine technology  permits inlet temperatures in the
2500-3000 F range, then  we  will  see combined cycle electric generating
efficiencies of over 50  percent based  upon the heating value of the
clean fuel as delivered  (1).   The inefficiency of  an off-site fuel  plant
for conversion of the coal  to a clean  fuel  would reduce the coal-to-
electricity efficiency level  to approximately 40 percent.  It is these
energy losses attributed to coal  conversion that create strong incentives
to design more efficient gas turbines  and  to use them  in combined cycle
systems for base  load and intermediate service.   If  an integrated low-
Btu gasifier configuration  of the type discussed earlier were employed
as the fuel  supply system and comparable gas turbine inlet temperature
(2500-3000 F)  were acceptable, coal-to-electricity efficiencies could
reach 44 percent.

     The gas-steam turbine  combined cycle  configurations using the pres-
surized fluidized-bed combustor/boiIer also would  be capable of effi-
ciencies close to 40 percent.
4.6  Economics

                                 Current

     When looking  at the cost of  contemporary  combined  cycle power plants
versus conventional  coal  or  nuclear  facilities,  one  must not only address
                                    72

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the initial plant cost, but also the price and availability of suitable
environmentally acceptable fuels.  As mentioned earlier, the gas-steam
turbine combined cycle plants currently being offered by the industry
have initial capital costs and lead times significantly less than those
of alternate generating systems.   For example, combined cycle plants
fired by gas and/or oil have an  initial capital cost of less than $400
per kilowatt and can be installed and operating in less than three years.
This compares with a coa -fired steam plant cost with FGD of about $350
per kilowatt taking five to ten years to plan and build and a nuclear
facility cost of $1,100 or more per kilowatt requiring 10 to 13 years
lead time  (3).  However, this is just the "tip of the iceberg."  In spite
of this low capital cost and reasonable efficiency (40+$), the cost of
electricity generated by contemporary combined cycle systems approaches
40 mills per kilowatt hour based upon today's clean fuel  prices ($3.00
per MBtu for natural gas), as compared to around 30 mills/kwh for a coa I -
fired steam plant with FGD.  If the quality of fuel was reduced, savings
realized would be more than offset by the increased overhaul and mainten-
ance cost.  The poorer the fuel,  the  ower the turbine reliability, the
more frequent the overhaul, and thus, the greater the operating costs.
When running on distillate oil, a gas turbine can  last 30,000 to 50,000
hours before overhaul and when natura  gas is used, this period is
doubled.   However, when today's gas turbines are run on the more abund-
ant residual fuels, turbine  life can be as short as 2000 to 5000 hours
before overhaul is necessary (3).

                                Projected

     As noted earlier, the term combined cycle covers a broad range of
systems comprised of cycles having well established technologies as well
as those barely beyond the conceptual stage.    In these latter cases,
since there are so many uncertainties with respect to the point of
eventual imp ementation, equipment costs, and environmental regulations,
the overall economics of these systems remain to be established with
reasonable certainty.  For example, projections have been made that
electricity generated by MHD combined cycle systems will  cost about 32
mills per  kilowatt hour in the 1990's as compared to 45 mills/kwh from
conventional coal-fired plants at that time (15).  Needless to say, the
accuracy of such an estimate is subject to many poorly defined technica ,
environmental, and economic  issues.  However, with the more established
technologies that have near term prospects,  the economics are better
defined.  These are mainly contingent upon achieving improved heat rates
with high temperature turbines capable of withstanding the corrosive
gases from burning  low grade synthetic and natural fuels.  Obviously, the
overall economics are further sensitive to the ultimate costs of such
equipment and fuels.   It is safe to say that the coming generation (early
1980's) of gas-steam turbine combined cycle plants will  achieve heat rates
below 8000 Btu per kilowatt hour.  At a clean fuel (e.g., natura  gas)
cost of $3.00 per MBtu and a plant cost of $400/kW, the cost per ki owatt
hour from a 320 megawatt power station will  be over 38 mills per kwh.
                                    73

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This is based upon an 18 percent per year capital  charge and  the plant
functioning in a  base load  capacity  (5000+ hours  per year).   Even though
this projected plant is  over  40  percent efficient,  its  cost,  in terms of
current dollars,  is high because of  the clean  fuel  cost.   Therefore,  as
the various synthetic fuel  processes evolve, they  will  essentially dic-
tate whether the  combined cycle  is an economic alternative.
                                   74

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                References - Combined Cycle Power Plants
1.    National  Academy of Sciences.  Assessment of Technology for
     Advanced Power Cycles, 1977.

2.    Marks' Standard Handbook for Mechanical Engineers, Eighth
     Edition.   McGraw-Hill  Publishing Company, 1978.

3.    U.S. Department of Energy.  Gas Turbines for Efficient Power
     Generation.  Assistant Secretary for Energy Technology, DOE/OPA-
     0003, Washington, D.C., February 1978.

4    Uram, R.   Computer Control of Combined-Cycle Power Plants.
     IEEE Spectrum, October 1977.

5.    Peterson, J. R., and Lucke, V. H.  Commercial Powerplant Design
     Development for the Coal  Fired Combined Cycle.  Combustion,
     January 1979.

6.    Foster-Pegg, R. W.  Steam Bottoming Plants for Combined Cycles.
     Combustion, March 1978.

7.    General Electric Company.  Energy Conversion Alternatives Study
     (EGAS).  Phase  II Final Report, NASA-CR 134949, December 1976.

8.    Chandra,  K., McElmurry, B., Neben, E. W., and Pack, G. E.
     Economic Studies of Coal  Gasification Combined Cycle Systems
     for Electric Power Generation.  Fluor Engineers and Constructors,
     Inc. for EPRI, EPRI AF-642, Palo Alto, California, January 1978.

9.    DiNenno,  P. A.  Combined Cycle Update.  1977 Electric Utility
     Engineering Conference, March 13-25, 1977.

10.  Foster-Pegg, R. W.  Combustion Turbine Repowering of Conven-
     tional Steam Power Plants.  1977 Electric Utility Engineering
     Conference, March 13-25,  1977.

11.  Pruce, L. M.  Combined-Cycle Repowering:  More Attractive Than
     Ever.  Power,  March 1979.

12.  R&D Aimed at Burning Coal-Derived Fuels.  Power, November 1977.

13.  For Higher Efficiency...Look to the Combined Cycle.  Turbo-
     machinery  International,  September 1978.

14.  U.S. Department of Energy.  Environmental Development Plan
     (EDP) - Advanced Power Systems Program.  Assistant Secretary
     for Environment, DOE/EDP-0021, Washington, D.C., March 1978.

15.  MHD's Target:   Payoff by 2000.   IEEE Spectrum, May 1978.  pp.
     46-51.

                                    75

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5.   Low/Medium-Btu Gasification

5.1   Overview

     No fixed energy values are associated with the definition of low
and  medium-Btu gases.   However, 100 to 200 Btu's per cubic foot is
generally considered low and 300 to 650 Btu's is generally considered
medium (1).   The Iow/medium-Btu gasification of coal  is essentially an
existing technology.  In fact,  gas was first manufactured from coal  in
the  eighteenth century.   Currently, Iow/medium-Btu coal gasifiers are
in use in Europe,  South Africa, and to a very limited extent, in the
United States.

     Coal can be gasified by any of several processes:   synthesis, pyrol-
ysis, and hydrogasification.  In synthesis, coal  or char is reacted with
steam and oxygen and produces the heat for a reaction that produces a
mixture of hydrogen and carbon  monoxide.   In pyrolysis, coal  is heated
in a starved air atmosphere.  In this process,  some gas and liquids
result, the major product being a coke residue.  In hydrogasification,
coal, coke,  or char is reacted  with hydrogen to form a  methane product.

     A number of Iow/medium-Btu coal  conversion processes have been in-
vestigated.   The U. S. Department of Energy, together with the Electric
Power Research Institute and others,  are sponsoring the development of
several advance conversion processes,  two of these being the Lurgi and
the  Koppers-Totzek.  In addition, the U. S. Department  of Energy is
supporting efforts relating to  the in situ gasification of coal.

     Environmental  problems common to coal associated energy generating
systems will generally also apply to coal gasification  facilities.  Addi-
tional adverse environmental aspects of proven  and pilot plant stage
processes are difficult to assess because of the very  limited data avail-
able from such operations.

     The conversion efficiency  as based on total  energy input is some-
what process and site specific  and is estimated to be  in the 70 to 80
percent range including raw gas cleanup.  The value without gas cleanup
(i.e., raw hot gas output) is estimated to be as high as 90+ percent
when the sensible heat of the gas  is included.   Since this is basically
a developed technology, efficiencies are not expected to improve signif-
icantly over the foreseeable future.

     Estimates of the cost of  Iow/medium-Btu gas depend on many factors
including utility or private financing, coal cost, effluent disposal
requirements, etc.   Current estimates range between $2.50 and $4.00 per
million Btu for low-Btu gas and $5.00 to $8.00  for medium-Btu gas.
                                    76

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5.2  Process Description
                                 Current
     Figure 15 is a generalized diagram that shows the basic processing
steps common to different types of gasification processes.   An  overview
of the overall  process consistent with the figure follows.
                        H2 or
                        Steam
Oxygen
or Al r
                         LJ
Coal
Mechan lea 1
Preparation and
Possible Pre-
treatment


Gasl f Icat Ion


Gas
Cleanup
                             Low or Medl urn
                             Btu Gas (low Btu
                             if air used)
                                           CO-
                           By-products
                           and Waste
                 f
                                          Sulfur Recovery
                                Figure 15

              Generalized Flow Diagram - Low/Medium-Btu Gas
     The first step, coal preparation with possible pretreatment, can be
 simple or complex depending on the characteristics of the specific gasi-
 fication process.  This step can range from crushing or grinding to
 proper size to more sophisticated preparation including sizing, physical
 beneficiation, and drying.  In addition,  in certain processes, it may be
 necessary to' pretreat an agglomerating coal feed to destroy the coking
 properties (1 , 2).

     The three primary ingredients needed to chemically synthesize gas
 from coal are carbon, hydrogen, and oxygen.  Coal provides the carbon;
 steam  is the most commonly used source of hydrogen, although hydrogen
 is  sometimes introduced directly from an  external source; and oxygen  is
 usually supplied as either air or pure oxygen.  Heat can be supplied
 either directly by combusting coal and oxygen inside the gasifier or
 from an external source (1).
                                    77

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     Coal  can be gasified  by  any  of  several  processes:   synthesis,  py-
rolysis,  or hydrogasification.   In  synthesis,  coal  or char is reacted
with steam and oxygen  and  produces  the heat for a  reaction that produces
a mixture of hydrogen  and  carbon  monoxide.   In pyrolysis,  coal  is heated
in a starved air atmosphere.   In  the process,  some gas and liquids  re-
sult, the major product being a coke residue.   In  hydrogasification,
coal, coke, or char is  reacted with  hydrogen to form methane.

     Three combustible  gases  produced by  coal  gasification processes  are
carbon monoxide (CO),  methane (CH.)  and  hydrogen (H2).   Methane,  the
primary component of  natural  gas,  is similar to natural  gas  in  heating
value.  Carbon monoxide and  hydrogen heating values are approximately
equal, being about one-third  the  methane/natural gas value.   Several
noncombustible gases  are also produced,  including  carbon dioxide, hydro-
gen sulfide, and nitrogen  (1).

     Gas  manufactured  from coal was  first produced  in the  eighteenth
century.   More recently (i.e.,  last  twenty  years),  a large number of  gasi-
fiers have been proposed and  a number built and tested.   It  is  possible
to classify gasifiers  by various  means as indicated in  references 1 and
2.  These include:  a)  the method of contacting reactants,  b) the gasify-
ing medium, and c)  the  means  of supplying heat.

                                 Deta i I

     The  U. S. Department  of  Energy  has  been actively supporting  the  de-
velopment of low, medium,  and high-Btu gasification technology.   Cur-
rently there are a  number  of  commercially proven processes, a number  of
process development programs, and efforts relating  to in situ gasifica-
tion of coal.   An overview of selected commercially available processes
and processes under development follows.


     Fixed Bed Gasifier—Lurgi  (1)

     Only noncaking coals  can be  used in  this  process.   As indicated  in
Figure 16, pulverized  coal  is introduced  into  a pressurized reactor ves-
sel through a lock hopper.  The coal  passes downward and is distributed
onto a rotating grate.   Steam and oxygen  are introduced  below the grate.
All coal  is combusted,  leaving only  ash which  is allowed to fall  through
the grate.  Product gas from  the  combustion zone above  the grate  leaves
the reactor at 800 to  1000°F. A  single  12  foot diameter gasifier section
in a commercial  plant  would produce  approximately  10 million  scf/day.
Typical gasifier section outlet composition is approximately  (3):

                   Gas                  Mo I.  % (dry)

                   CH                        10
                   H2                        38
                   CO                        24
                   CO                        28
                                    78

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  Coal
                                                               Low Btu Raw

                                                               Synthetic Gases
                                                               (Medium if oxygen
                                                                    Is used)
                                                Dust and Tar
                Air(or
                Oxygen)
                                Ash
                                 Figure  16

                 Lurgi  Low-Btu  Coal  Gasification Process
     Entrained Gasitier—Koppers-Totzek  (1)

     For this process, finely ground  coal  is mixed with oxygen and steam
and then pumped into an atmospheric-pressure vessel  (see Figure 17).
Because of the low pressure  used  and  the  entrained flow of the material
injected, a complex system of hoppers is  avoided.   Combustion occurs at
high temperatures  (about 3000 F)  in the  center of  the reactor vessel and
the product gas exits  upwards through a  central  vertical outlet.  A typ-
ical large gasifier is about  10  feet  in  diameter and 25 feet long.  A
single Kopper-Totzek reactor will  produce about twice the gas of a Lurgi
reactor.  Typical  gasifier section outlet composition is approximately
(2, 3):
                    Gas
                    CO,

                    N2
Mol. % (dry)

    36
    56
     6
     2
                                    79

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Coal
                                               Quench, Heat
                                               Recovery and
                                               Gas Cleanup
                             Medium Btu Raw
                             Synthesis Gas
Gasi f ier

P=atmospheric
T=3000°F
                                      T
                                  Molten Slag
                                  Figure 17

                  Koppers-Totzek Coal  Gasification Process



       U.  S.  Department of Energy Supported R&D Efforts

                  Westinghouse Coal  Gasification Effort  (4)

       In  this process, coal, is crushed to a topsize of  6 mesh,  dried,  and
  transported to a reactor vessel for devolatiI ization and  partial  hydro-
  gasification (see Figure 18).  A central draft tube  is used  primarily for
  recircuIating solids.  Recycled solids required to dilute the  feed  coal
  and temper the hot inlet gases flow downward  in the  fluid!zed  bed sur-
  rounding the draft tube.  The fluidizing agent  is a  portion  of the  gases
  entering the unit.  Recirculating solids have flow rates  up  to 60 times
  the coal  feed rate to prevent the agglomeration of the feed  coal  as it
  devoIatiIizes and passes through the plastic or sticky phase.   Dense, dry
  char collects in the fluidized bed at the top of the draft tube and is
  withdrawn at this point.  Dolomite or calcium oxide  (sorbent)  may be
  added to the fluidized bed to absorb the sulfur present  as hydrogen sul-
  fide in the fuel gas.  Spent  sorbent could  be withdrawn  from the bottom
  of the reactor and regenerated.  Heat for devolatiIization is supplied
  primarily by the high-temperature fuel  gas  produced  in the gasifier-
  combustor.  After separation  of fines and ash,  product gas is cooled and
  scrubbed with water  for final  purification.
                                      80

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                        Westinghouse  Electric  Corp. Low-Btu Gasification  of Coal  Process

-------
     Final  gasification occurs in a  fluidized  bed  gasifier combustor.
Char from the devolatiIizer is burned  with air in  the lower leg of the
gasifier at 1900-2000°F to provide the heat for gasification.   Heat is
transported from the combustor to the  gasification zone by combustion
gases flowing upward and by char circulating between the combustion and
gasification zones.   Ash from combustion of fines  agglomerates on the
ash from the char and segregates in  the lower  bed  leg for removal.
              Combustion Engineering  Entrained  Gasifier (4)

     The Combustion Engineering  gasification  process is based on an air-
blown, atmospheric-pressure,  entra i ned-bed  gasifier.  A schematic of the
process is provided in Figure 19.   In the process,  a portion of the pul-
verized coal  and recycled char are  fed to the combustion section of the
gasifier and  burned to supply the  heat necessary for the endothermic
gasification  reaction.  In the combustion section,  nearly all  of the ash
in the system is converted to molten  slag,  which is then drawn off the
bottom of the gasifier.   The  remainder of the pulverized coal  is fed to
the reduction portion of the  gasifier where it  is contacted  with hot
gases entering the reduction  zone  from the  combustor.   The gasification
process takes place in the entra inment portion  of the reactor where the
coal   is devo I at i I i zed and reacts with the hot gases to produce the de-
sired product gas.   This 1700 F  product gas is  then cooled to 300 F.  At
this point,  the gas contains  solid  particles  and hydrogen sulfide that
must be removed.   Solids are  removed  and recycled by means of a spray
drier, cyclone separators, and venturi scrubbers.  Hydrogen  sulfide is
removed and  elemental  sulfur  is  produced by the Stretford process.  The
clean low-Btu gas (about 120  Btu per  standard cubic foot) can then be
delivered to  the burners of power  boilers,  gas  turbines, or  combinations
of the two in a combined-cycle power  generator.

     Operating conditions will  have a variety of effects on  the cost and
quality of the gas produced in this system.  For example, oxygen could be
substituted  for air in the gasifier combustor,  thereby increasing the
heating value of the product  gas from 120 to  285 Btu per standard cubic
foot.  Conversely,  this  change will also increase the cost of producing
the gas, depending on the price  of  oxygen and the quantity used.
                        Underground  Gasification

     A very substantial  portion  of our underground  coal  resources is not
expected to become economically  recoverable by conventional  mining meth-
ods in the foreseeable future.   Underground coal  conversion  would permit
the recovery of some of  this  so-called unmineable coal  by converting it
in place to a gaseous fuel  that  could  be extracted,  cleaned  and possibly
upgraded prior to use.
                                   82

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CO
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                       Combustion  Engineering,  Inc. Low-Btu Gasification of Coal  Process

-------
     The concept of converting  coal  into fuel  gas in the ground  or "in
situ" is an old  concept.   The idea  was first suggested by the British in
1868 and by the  Russians  in  1888.   These two countries have conducted
the largest efforts to date.   Underground gasification of coal  has been
tested in the Soviet Union since the early 1930's.   Major projects were
undertaken in the early 1950's  and  reached a peak in the late 1960's.
The Soviets now  have three underground gas plants in operation.   It
should be noted  that only a  very smaI I  amount of  the energy needs of
the U.S.S.R. are supplied by  this  technology (2,  5).

     Large scale experiments  were  conducted by the  British from  1949
to 1959.  Following World War II,  Belgium, Morocco,  the United  States
and Germany have committed resources to underground  gasification pro-
grams (2, 5).

     Coal is gasified underground  by drilling boreholes in the  seam and
injecting air (or oxygen) and steam into the underground reaction zones.
The hot gases are forced  through the seam to the  exit borehole  and are
carried to the surface, where they  are cleaned and  upgraded for  use (5).

     There are a number of identified  potential disadvantages associated
with underground coal gasification.   These include  (5):

     e    Possibility of  being  unreliable or uneconomical  due
          to uncertainties in underground conditions,

     •    Possible disruption of aquifers and pollution of
          groundwater,

     •    Ground subsidence  that could cause gas  leakage or
          damage to surface  equipment, and

     •    Low-Btu gas (from  air injection) is uneconomical  to
          transport over  long distances; thus markets for this
          gas must be near the  plant site.

     Changes in  groundwater  quality and the possible effects of  subsi-
dence and ground movement introduced by the underground gasification
cavity represent significant environmental concerns  associated  with  in
situ gasification process.  Measurement by the Lawrence Livermore Lab-
oratory of gasification experiments indicate that the reaction  products,
such as ash and  some coal tars  that remain underground following gasifi-
cation are a potential source of localized groundwater contamination.
The concentration of  important contaminants, such as phenols, shows a
significant decrease due to  absorption by the surrounding coal.   There
is also concern  relating  to  roof collapse connecting the gasification
cavity with overlying aquifers.  It is quite conceivable that hydrogeo-
logical site selection criteria may be of considerable environmental
importance  in choosing comme'rcia I-sea I e operations  (6).
                                    84

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     In summary, there is substantial  uncertainty as to the environmental
aspects of a large in situ coal  gasification complex.  The technology as
applied to domestic coal  resources is still in the R&D stage.  The poten-
tial, including associated economics,  has not been adequately assessed.

     As previously indicated, a number of gasification processes have or
are currently receiving R&D support from the Department of Energy.  One
such process previously discussed is the Combustion Engineering Entrained
Gasifier.  When air is used as the oxidant, the produced fuel gas is in
the  low-Btu category and has the economic advantage of not requiring an
air separation plant.  When an oxygen blown device is used the fuel  gas
will be in the range considered as medium-Btu.  Reference 7 contains pro-
jected heat balances for both a commercial  scale air blown (low-Btu)
gasifier and an oxygen blown (medium-Btu) gasifier.  An estimated heat
balance (based on reference 7) for an air blown gasifier is given in
Table 14.  DiagrammaticaI Iy, this is illustrated by the heat flow dia-
gram, Figure 20.  Table  15, also based on reference 7, provides a heat
balance for an oxygen blown gasifier.   DiagrammaticaI Iy, this can be
illustrated by Figure 21.  The heat balances are based on plants gasify-
ing  10,000 standard tons of .Illinois No. 6 coal a day.  The Btu values
per standard cubic foot of gas as indicated by reference 4 are within 10
percent of the values indicated by reference 7-
5.3  AppI ications

                                 Current

     Currently, according to the U. S. DOE, there are several  commercial
users of low-Btu gas and no medium-Btu commercial plants in the United
States.  This  is the case even though low/medium-Btu gasification of
coal can be considered an existing technology.

                                Projected

     The significant utilization of low/medium-Btu gas derived from coal
basically depends on the overall economics (including environmental con-
trol) as compared to other options.   In this regard, DOE is currently
providing support to industry and other potential users of low-Btu gas
in order to accumulate and analyze technical  and economic data on oper-
ating systems, and to decrease the near-term consumption of natural gas
and fuel oil.

     Six proposals were selected including four that would employ avail-
able fixed-bed gasifiers.  EPA  is supporting the environmental assess-
ment for each demonstration project in the overall DOE supported program.

     In essence, the significant use of a  low or medium-Btu gas derived
from coal  is uncertain.  We currently have the technical capability and
yet the current use is insignificant.
                                    85

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                                Table 14

               Estimated  Heat Balance for Commercial  Scale
                       Low-Btu Gasification  Plant
                                           Btu/hour    Percent of Tota
                                         (10  Btu's)      Energy Input
System Output
   Product gas heating value                 6,919          67.86
   Product gas sensible heat                   817           8.01
   Export power (at 3414 Btu/kwh)               382           3.75

System Losses
   Product gas latent heat                     243           2.38
   Ash combustibles and sensible heat           85           0.83
   Gasifier radiation loss                     153           1.50
   Sulfur product heating value                102           1.00
   Steam turbine condenser (latent             965*          9.46
      heat)
   Isobutane condenser (latent heat)             80           0.79
   Blower driver condenser (latent             201            1.97
      heat)
   Stretford miscellaneous (sensible            179           1.76
      and latent heat)
   Coal  pulverizer                              94           0.92
   Sensible and latent heat capture            (76)         (0.74)
      (blower a i r, etc.)
   Other miscellaneous                          52           0.51

Energy Input

   Coal  heating value                       10,196         100.0
   * Approximately 65$ of total  associated with export power

     Coal  input - Illinois No.  6;  10,000 ST/day;  12,235 Btu/lb;
                  Sulfur 4.29$  (by wt.)

     Gas Output - 113 Btu/scf  heating value (not including sensible
                  heat)
                                    86

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                 4.21?
    Losses from ash, sulphur
    product and latent heat
    of gas

                 3.26?
    Gasifier radiation loss and
    Stretford misc.  losses
                 0.69?
    Losses via coal pulverizer,
    misc.,  less heat recapture
                     8.01?  	'
                  Product gas
                  sensible  heat
                                   Energy input from coal
Product gas heating value
                                    12.22?
                                    Various.
                                    condenser
                                    losses
                                  (latent heat)
                                                               3.75?
                                                           Export power*
                                                        (based on 3413 Btu/kwh)
                                          75.87?
                                 Product gas available heat
                                   Figure  20

             Heat  Flow Diagram for Low-Btu Gasification Plant
*   If  export power is calulated on  the basis of  9000 Btu/kwh (the  energy
    required to generate the  equivalent output),  the system efficiency is
    85.75$S (vs. 19.62%} (i.e.,  for product gas  heating  and sensible heat
    values plus electrical  energy based on Btu's  required  to produce
    equivalent electrical energy).
                                        87

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                            Table 15

           Estimated Heat Balance for Commercial Scale
                  Medium-Btu Gasification Plant
Btu/hour Percent of Total
(10 Btu's) Energy Input
System Output
Product gas heating value
Product gas sensible heat
System Losses
Product gas latent heat
Ash combustibles and sensible heat
Gasifier radiation loss
Sulfur product heating value
Steam turbine condenser (latent heat)
Compressor driver condenser (latent
heat)
Blower driver condenser (latent heat)
Air compressor intercooler (sensible
heat)
Air compressor aftercooler (sensible
heat)
Stretford miscellaneous (sensible
and latent heat)
Coal pulverizer (sensible and latent
heat)
Sensible and latent heat capture
(compressor suction air, etc.)
Other miscellaneous
Energy Input
Coa I heati ng va I ue
Electric power (at 3414 Btu/kwh)
Tota I I nput

8,020
185

139
85
153
102
70
800

42
213

189

179

94

(77)

36

10,196
34
10,230

78.40
1 .81

1 .36
0.83
1.49
1.00
0.68
7.82

0.41
2.08

1 .85

1.75

0.92

(0.75)

0.35

99.67
0.33
100.0

Coal  Input - Illinois No.  6;  101,000 ST/day;  12,235 Btu/lb;
             Sulfur 4.29$  (by wt.)

Gas Output - 312 Btu/scf heating value (.not including sensible
             heat)

-------
                              100?  Heat  input-
                    (99.61% from coal,  0.33 electrical*)
Losses  from ash,
sulfur  product and
latent  heat of gas

     3.24? d
Gasi f ier rad i at ion
loss and Stretford
misc.  losses
       0.52?
 Losses  via coal
 puIveri zer, mi sc.,
 less heat  recapture
                                 78.40?_
                        Product  gas  heating value
                                                                8.91?
                                                                Various condenser
                                                                losses (latent
                                                                heat)
                                                               3.93?
                                                               Product gas
                                                               sensible heat
                                                         1.81?
                                                         Product gas
                                                         sensible  heat
                                  80.21?
                        Product gas  available heat
                                  Figure 21

         Heat  Flow  Diagram  for Medium-Btu Gasification Plant
Electrical  input  based  on  3413 Btu/kwh
                                       89

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5.4  Environmental  Considerations

                          Identified  Pollutants

     This discussion  does  not cover coal  extraction and transportation.
Reference 2 indicates that the data base  for evaluating environmental,
health and safety aspects  is  very  limited and reported information is
frequently contradictory.   This same  reference also indicates that ad-
verse health effects  expected are  particularly difficult to estimate
because operational experience is  so  limited.   The provided material,
based mainly on analyses and  very  limited actual  data, are derived from
the indicated referenced sources.
     Air Emissions

     The type and  sources of  potential  air  pollutants  from coal  conver-
sion are as follows (8):

     Pol Iutant               Process-Generated      Combustion-Generated

     Particulate matter              X                        X
     SuI fur oxides                   X                        X
     Reduced sulfur                  X
        compounds
     Nitrogen oxides                                         X
     Hydrocarbons                     X                        X
     Carbon monoxide                 X                        X
     Trace metaIs                     X                        X
     Odors                           X
     Other gases (includ-            X
        ing NH3, HCN,  HCI)


     Sulfur dioxide is emitted  principally  from the tailgas stream of the
sulfur recovery plant  and from  stack gases  of auxiliary systems requiring
fuel oxidation. These include  plant boilerhouse and miscellaneous fossil
fuel fired process heaters.

     Particulate matter can  be  released as  a  fugitive  dust and as a pro-
cess or combustion-based  stack  emission.   Fugitive emissions have a poten-
tial for occurring at  receiving,  handling,  and  storage areas for coal,
solid waste, and from  leakage from process  equipment elements.  Process
stack emissions would  include the exhaust of  pollution control equipment
(e.g. scrubbers and precipitators).   Fuel  combustion would provide the
potential  source of particulate matter.

     Nitrogen oxide emissions would  result  from fossil  fuel firing of
boilers.  Hydrocarbon  emissions could occur from liquid storage areas,
                                    90

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system leaks, and from the evaporation of hydrocarbon liquids dissolved
in  cooling systems.  Reduced sulfur compounds occur in the initial  pro-
duct stream of virtually all  coal conversion processes.

     Trace element emissions of such substances as mercury, beryllium,
arsenic,  and other heavy metals which are contained in coal in small
amounts are expected in view of experience from coal fired boilers.   In
addition, other gaseous emissions, especially hydrogen cyanide and ammo-
nia (as well as hydrogen chloride and gaseous odorants)  may also be
associated with coal conversion plants.
     Liquid Effluents

     Waste waters from coal conversion processes can originate from a
number of sources.  These  include water of constitution, water added for
stoichiometric process requirements, and water induced for gas scrubbing
and by-product recovery.  Such process waters come into contact with con-
taminants in coal and are  likely to be a principal source of potential
poI Iution.

     There are potential sources of water effluents from boiler blowdown,
the raw gas cooling system, and overfill of water clarifiers.   It is
expected that blowdown and raw gas cooling waters will be recycled via
a clarifier and filter system for reuse.  It has been estimated (i.e.,
for the Koppecs-Totzek process) that 1.3 million gallons will  be produced
for every 10   Btu's of coal  input to the gasifiers.   In addition, the
clarifiers will require 80 gallons per minute in makeup water  because of
evaporation losses in quenching the ash from the gasifier (1).
     Sol i d Wastes

     The solid waste generated by low-Btu gasification ranges from 3,500
to 8,500 tons for each 10   Btu's of coal input.   The value is dependent
on the heat and ash values of the coal.  If the sulfur recovered in the
process cannot be sold, it also will require disposal.  The solid waste
from the gasifier will resemble waste from coal cleaning and boiler plant
operations.  This waste (from a gasifier) contains small quantities of
radioactive isotopes.   Analyses for an agglomerating gasifier provided
estimated   levels of 0.00076 curie of radium-226?and 0.0128 curie of
radium-228 and thorium-228 and 230 for each 10   Btu coal  input to the
gasi f i ers   (1).

                           Regulatory Impacts

     The environmental aspects of gasification are, to an  extent, site
specific.   Reference 2 indicates that potential air pollutants are similar

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in nature to those of  a  power plant and  generally the same pollution con-
trol  applies.   Waste water pollution control  would have to be tailored
to the specific gasification process.   Disposal  of solids would have to
take into account the potential  for leaching  and special  treatment may
be required prior to burial.

     Currently, there is a substantial  body of legislation that directly
relates to the gasification of coal.  There are  Federal  and state emis-
sion standards covering  air, water and solid  waste.   There exists legis-
lation and regulations covering toxic substances, safe drinking water,
occupational health and  safety,  protection of fish and wildlife and
others.  Any viable conversion technology would  necessarily have to be
consistent with the substantial  body of  environmental, health and safety
legislation and regulations in being.
5.5   Performance

                                 Current

     In the March 15,  1979,  issue of the Commerce Business Daily,  the
U. S. Department of Energy stated as part of a procurement statement:
"Processes for producing environmentally acceptable gas from coal  are
available commercially.   Although there are numerous low and medium-Btu
gasification plants operating overseas, there are only two commercial
users of low-Btu coal  gas and no medium-Btu commercial  plants in this
country today.  Uncertainty  of costs,  operating reliability and retrofit
impacts; effect of gas on product quality and plant processes;  plant
siting and environmental factors; gas distribution costs and safety;
regulatory impacts; coal supply and transportation; capitaI/financing
arrangements, etc., are considerations which a potential  owner/user must
weigh when seriously considering the use of low and/or medium-Btu  coal
gas as an alternative fuel option.  The lack of commercial operating
experience in this country from which answers to many of those questions
can be readily obtained,  in  combination with the availability of cheaper
fuels today, removes any strong motivation by industry to assess in-depth
the utilization of low and medium-Btu gas from coal."

     In essence, the technology exists and is proven.  However, there is
little domestic operating experience to go on.  In addition, it should
be noted that there appears  to be a very limited number of situations
where use of a  low or medium-Btu gas obtained from coal would be more
attractive than the direct use of coal.  This has been somewhat indicated
by conversion assessments of industrial boiler plants and industrial
operations and the low demand for gasification facilities.

     The conversion efficiency as based on total energy input  is somewhat
process and site specific and is estimated to be in the 70 to 80 percent
range including raw gas cleanup.  The value without gas cleanup (i.e.,
                                    92

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raw hot gas output) is estimated to be as high as 90+ percent when the
sensible heat of the gas is included (2, 9),

                               Projected

     This process, for all  practical purposes, is a developed technology.
Projected performance is not expected to improve significantly over pre-
sent capabilities during the foreseeable future.
5.6   Economics

                                Current

     We do not have an operating history to go on.  Estimates of the cost
of low/medium Btu gas depend on many factors including utility or private
financing, coal cost, effluent disposal requirements, etc.  Current esti-
mates for low Btu gas range between $2.50 and $4.00 per million Btu (9).
Medium Btu gas is estimated to range between $5.00 and $8.00 per million
Btu.  The range in price depends on many changing factors including raw
coal cost, processing conditions, and pollution control requirements (9).

                               Projected

     The projected price in terms of current dollars is expected to re-
main fairly stable.  However,  large escalation in the cost of coal  could
upset this expectation.
                                    93

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                References - Low/Medium-Btu Gasification


1.   University of Oklahoma.  Energy Alternatives:   A Comparative
     Analysis.   The Science and Public Policy Program, University of
     Oklahoma,  Norman,  Oklahoma,  May 1975.

2.   Advances in Energy Systems and Technology,  Volume 1.  Academic
     Press,  Inc.,  1978.

3.   Neben,  E.  W., and  Pack, G. E.   Screening of SNG Alternatives.
     In:   Fourth Annual International  Conference on Coal  Gasification,
     Liquefaction  and Conversion  to Electricity.  University of Pitts-
     burgh School  of Engineering, August 2-4, 1977.

4.   U.S.  Department of Energy.  Coal  Gasification, Quarterly Report,
     January-March 1978.   Division  of  Coal  Conversion, DOE/ET-0067-1,
     Washington, D.C.,  September  1978.

5.   Energy  Research and  Development Adminstration.  Underground Coal
     Gasification  Program.  Division of Oil,  Gas and Shale Technology,
     ERDA 77-51, Washington, D.C.,  March 1977.

6.   Mead, S. W.,  Wang, F. T.,  and  Ganow,  H.  C.   Control  Aspects of
     Underground Coal Gasification:  ILL Investigations of Groundwater
     and  Subsidence Effects.  For:   DOE Environmental  Control Sympo-
     sium, Washington,  D.C., UCRL-81887.  Lawrence  Livermore Labora-
     tory, November 10, 1978.

7.   Kimmel,  S., Neben, E. W.,  and  Pack, G. E.  Economics of Current
     and  Advanced  Gasification  Processes for Fuel  Gas Production.
     Fluor Engineers and  Constructors, Inc.,  for EPRI, Los Angeles,
     California, July 1976.

8.   Rubin,  E.  S., and  McMichael, F. C.  Some Implications of Envi-
     ronmental  Regulatory Activities on Coal  Conversion Processes.
     In:   Symposium Proceedings:   Environmental  Aspects of Fuel Con-
     version Technology.   Prepared  for the U.S.  EPA, Office of
     Research and  Development,  Washington,  D.C., May 1974.

9.   Personal  communications with the  U.S.  Environmental  Protection
     Agency,  July  1980.
                                   94

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6.   Chemically Active Fluid Bed (CAFB)

6.1   Overview

     The Chemically Active Fluid Bed (CAFB) process uses a shallow fluid-
ized bed of lime or lime-like material  to produce a clean, hot gaseous
fuel from high sulfur feedstock (e.g.,  residual oil).  A solid fuel feed-
stock such as coal is also feasible.

     In applying the process to residual  oil, oil is fed to a reactor
that contains a fluidized bed of fine particles of  limestone.  The oil
is vaporized in the reactor through a series of catalytic cracking and
oxidation reactions.  Sulfur values are released from the vaporized oil
to be absorbed by the lime in the boiling limestone.  The remaining hot,
low-Btu, low sulfur fuel gas produced in the process is available for
combustion (e.g., in a steam boiler).

     The CAFB reactor contains two sections, one for gasification of the
oil  and one for regeneration of the  limestone sorbent.   In the regener-
ation step, sulfur dioxide is released from the  limestone and is avail-
able for converting to elemental sulfur.

     The initial CAFB pilot unit (2.39 MW) was developed by the Esso
Research Centre in Abingdon, England.  A 10 MW demonstration plant was
subsequently constructed by Foster Wheeler at the La Raima Power Station
(Central Power and Light Company) in San Benito, Texas.

     Environmental data is very limited.   Principal  environmental concerns
relate to the size of the particles  in the product gas stream, the vana-
dium (bound in a mixture of oxides) emission level,  and the disposal of
spent, sulfided limestone.  The solid waste disposal problem appears to
be the major environmental concern.

     Since all activities are R&D, no actual full-scale performance data
is available.   Even so, the total gasification efficiency is estimated
to be approximately 85 percent.  Similarly, economic values are also pro-
jections.  EPA estimates that a retrofit CAFB plant to fuel  a 500 MWe
plant would cost $172 per kW of installed capacity  (1977 dollars).  The
operating cost is estimated at 2 - 3 mills per kwh.
6.2  Process Description

                                 Concept

     The Chemically Active Fluid Bed (CAFB) process uses a shallow fluid-
ized bed of lime or lime-like material  to produce a clean, hot gaseous
fuel from heavy high sulfur feedstocks, such as residual oils or refinery
bottoms.  Solid fuels, such as Texas lignite, have also been tested.  The
                                    95

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CAFB performs three operations simultaneously:  (1)  gasification and/or
cracking of the feedstock;  (2) removal  of  sulfur;  and (3)  partial  removal
of vanadium and other metals.   The sulfur,  vanadium and  other metals are
captured by the chemically  active fluid bed.   The  CAFB has operated at
temperatures in the range of  870-920°C  for  that portion  of the bed receiv-
ing the feedstock.   This portion is commonly  called the  gasifier.   The
necessary heat release to maintain this temperature in this portion of
the bed, or gasifier, is accomplished  by partial combustion of the feed-
stock.   Flue gas recycle has  been used  to  control  the bed  temperature.
The amount of air to the CAFB is about  20  percent  of that  required for
complete combustion of the  feedstock, and  is  varied from this percentage
to match the attributes of  the feedstock to the capabilities of the pro-
cess (1 ).

     As the feedstock is gasified, the  sulfur is captured  by the CAFB as
calcium sulfide, because the  reaction occurs  in an  oxygen  deficient or
reducing atmosphere.   The bed  material  is  then  moved,  via  fluidization
technique, to a regenerator section of  the  reaction vessel.   In current
practice, this regenerator  section is separated from the gasifier  portion
by a refractory divider and has a separate  plenum  or air passage to sup-
ply air for the regeneration  reaction.   The regeneration reaction  is
accomplished by passing air through the fluid bed.   The  calcium sulfide
in the bed is oxidized to sulfur dioxide and  calcium oxide.   A minor
amount of calcium sulfate is  also produced  during  the regeneration step.
The heat required to sustain  the regeneration reaction at  about 1050 C
is produced by the oxidation  of the calcium sulfide, externally supplied
coal, and from the oxidation  of carbon  deposited on the  surface of the
bed material.  The gaseous  stream from  the  regenerator contains 6  to 10
percent by volume of sulfur dioxide with 1  to 4 percent  carbon dioxide
and virtually no oxygen.  This gas stream  can be converted to either
elemental su fur or other products using existing  technology (1).

     The regenerated bed material  is returned,  via  fIuidized techniques,
to the gasifier portion of  the vessel and  the cycle is repeated.

     The c ean, hot product low-Btu gas for the gasifier is ducted,
through cyclones, to a boiler  and burned in the normal manner, using
burners designed specifically  for the hot,  low  heating value product
gas (1 ) .

     The process, as developed under U.S.  Environmental  Protection Agency
sponsorship, operates at atmospheric pressure.   Pressure differentials
throughout the system are required to  induce  fuel  and materials flow and
are on the order of those found in conventional  boiler installations (1).

                                 Deta i I

     The initial CAFB unit,  a  2.39 MW pilot plant,  was constructed at the
Esso Research Centre, Abingdon, England facility.   A 10  MW demonstration
                                   96

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plant was subsequently constructed
ation (FWEC) at the La Raima Power
Light Company in San Benito, Texas
                                   by the Foster Wheeler Energy Corpor-
                                   Station of the Central Power and
                                   (2).
     Figure 22 is a generalized schematic diagram of the CAFB showing
principal  unit operations and material flows.  Limestone and oil  are fed
continuously into the gasifier at a Ca ( I imestone)/S (oil) molar ratio
of unity.   Limestone (CaCO,) is rapidly converted to lime (CaO) and C0~
and the lime is maintained  in a fluidized state by a preheated air/flue
gas mixture.  The air input rate is equal to roughly 20 percent of
stoich iometric with respect to oil.  Fuel oil  is consecutively vaporized,
oxidized,  cracked and reduced at 870°C (1600 F) to produce a  low-Btu gas.
Over 80 percent of the input feed sulfur is removed by the lime.   The
gas travels from the gasifier through cyclones for particulate removal
and then into a boiler for combustion.   Lime is continuously cycled be-
tween the gasifier and the generator where the lime which is sulfided in
the gasifier is oxidized to CaO.  Approximately 7 percent of the input
limestone as CaO is reduced to CaS on each pass through the gasifier.
Su I f uc d ioxi de produced  in the regenerator is  fed to a Foster Wheeler
RESOX   unit where it is processed into  elemental sulfur  (2).
                                                                  Sulfur
                                            Spent Limestone


                                 Figure  22

                    Generalized  Schematic  of  the CAFB
                                    97

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     The heat balance for a coal-fed CAFB plant nominally sized to fuel
a 500 MWe steam-electric plant has been estimated based on data obtained
from the existing pilot and demonstration plants.  The provided heat
balance information, Table 16, is based on a projected mass balance and
related heat balance assessment obtained from reference 3.  The heat
balance is shown diagrammaticaI Iy by Figure 23.  It should be noted that
Table 16 (and Figure 23) are projections for a commercial scale plant
using Illinois No. 6 coal.

                                Table 16

     Estimated Heat Balance for Coal Fed Commercial Scale CAFB Plant
                                           Btu/hour
                                          (10  Btu)
                                                        Percent of TotaI
                                                          Energy Input
                                                                ,55
                                                                ,94
System Output
   Product gas heating  value              4,364.15           75.17
   Product gas sensible heat                690.85           11.90

System Losses

   Product gas latent heat                   90.00
   Gasifier radiation loss                  112.36
   RESOX associated radiation loss            4.67
   Gas ifier/regenerator sensible heat        35.09
      of ash and  reacted Iimestone
   Ash combustibles                          56.00
   Sulfur product heating  value              78.23
   Various latent heat,  sensible heat       374.06
      and radiation losses (RESOX
      associated  condensers, blowers,
      coo Iers, etc. )

Energy Input
                                                              0.08
                                                              0.60

                                                              0.97
                                                              1 .35
                                                              6.44
Coa I heati ng va I ue
Activated coal, coke and anthra-
cite to RESOX unit
Electric power (at 3414 Btu/kwh)
Total Input
5,617.78
146.67

40.96
5,805.41
96.77
2.53

0.70
100.0

   Nominally sized to fuel  500 MWe conventional steam electric plant

   Coal input - Illinois No.  6; 520,743 pounds/hour; 10,788 Btu/lb;
                ash 9.6/o, sulfur 3.9$ (by wt. )
               TM
   Note:  RESOX   is a trademark
                                    98

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           1.55? 1	
 Product gas latent heat
                       	,_  Heat Input 100?  	
                       (Bituminous coal  96.77?, anthracite
                        2.53?, electric power 0.70?)
           2.02? 4=
 Gasi fier and RESOX
 associated radiation
 losses
75.17? .
                              Gas  heating value
                       	1 2.92?
                            Ash and spent
                       limestone associated
                       losses
      6.44?
	  Various latent,
 sensible, and radiation
 heat losses

 I I.90?
 Gas sensible heat
                                   87.07?
                           Product gas available heat
                                  Figure 23

            Estimated  Heat Flow Diagram for Coal  Fed CAFB Plant
6.3  AppIications
                                   Current
     Currently, there  is not a single commercial  CAFB anywhere in the
world.   All  current  and  past activities are  in  the research,  development
and demonstration categories.  The  CAFB has operated successfully on oil.
In the  Fall  of 1980, the CAFB system will be operated for  2  to 3 months
on coal.   This demonstration effort will  cover  Texas lignite to further
demonstrate the technology and to provide addi.ional data  for environ-
mental  assessments.
                                      99

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                                Projected

     Many utilities are required to burn only low sulfur fuel  in order to
meet Federal  and State emissions regulations.  This means that large sup-
plies of heavy residual  oils remain untapped as sources of fuel  for power
plants.  In the face of the growing shortage of domestic oil  supplies, it
is important that maximum use be made of all  grades of petroleum.  By
efficiently converting high sulfur residual  oil  to clean gaseous fuel,
the CAFB process potentially offers an environmentally sound  means of
freeing this resource for the production of  energy (4).

     The process has particular importance as a retrofit mechanism for
the numerous gas-fired power plant boilers in the southwest.   The major-
ity of these boilers cannot be converted to  the use of oiI  or coal.
Natural gas for these boilers is expected  to be in short supply  in a few
years.  These boilers are in power plants  that currently produce approx-
imately 120,000 megawatts of power.  Use of  the CAFB process  could per-
mit this level of energy production to be  maintained throughout  the
useful life of these boilers (4).

      In addition, the CAFB process offers  a  technological advantage over
other methods of contaminant removal  by avoiding the necessity of cool-
ing and scrubbing the gas.  These methods  lower the heating value of the
product gas and the efficiency of the gasification process (4).

     However, it should be noted that potential  use of CAFB technology
would depend on:

      1)   The need to find an alternate for  natural  gas firing for
          boilers that cannot be converted to an alternate fuel
          (e.g., fuel  oil),
     2)   The ability to handle in an environmentally acceptable
          fashion the solid waste and possible trace element  air
          effluents, and
     3)   The applicability of the CAFB as compared to other  fuel
          supplying alternatives.
6.4  Environmental  Considerations

     Data applicable for environmental  assessments of the overall  gasi-
fication process is very limited.  Any  environmental  assessment must
accordingly be recognized as estimates  until  data from commercial  scale
system(s) becomes available.

     It should be emphasized that a CAFB is not for consuming fuel  but
for converting fuel  from one form to another.   Therefore, the overall
effluents should be small  as compared to a  fuel  consuming unit (e.g.,
coal-fired boiler)  of the same fuel input level.
                                   I 00

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     The following was obtained from reference 2 and is based on the EPA
supported Esso pilot unit and an assessment of a proposed 250 MW demon-
stration faci I ity.
     Air Emissions

     Fugitive air emissions were identified as resulting from the storage
and handling of oil, limestone and coal, the latter material  being used
in the FW's RESOX process to reduce sulfur dioxide emanating  from the
regenerator to elemental sulfur, and from cooling tower discharges.   One
of the two fuels used at the pilot plant, bitumen, was found  possibly to
contain polycyclic organic matter (POM); thus emissions from  storage of
this material, as well  as from other oil feeds, must be investigated fur-
ther.  Cooling tower drift losses would also occur.

     Sampling and analysis programs were carried out at the pilot plant
operation to quantify stack emissions.  Samples were collected during
seven separate runs:  four fuel oil  gasification runs, two bitumen gasi-
fication runs and one combustion/startup bitumen run.  The field measure-
ment program entailed on-site quantification of S0?, SO,,  NO  , hLS,  total
particulate and particulate size distributions.  In addition, vapor and
particulate samples were collected for subsequent chemical analyses.
Sulfur dioxide emission rates for fuel oil  gasification averaged 0.63 Ib/
10  Btu.  Bitumen gasification under conditions of saturated  gasifier
bed stone (caused by clogging in the gasifier-regenerator stone transfer
duct) resulted in an S0? emission rate of,1.6  lb/10  Btu.   Sulfur tri-
oxide emission rates averaged 0.023 lb/10  Btu for these same three runs.
Total nitrogen oxide emissions ranged from 0.067 to 0.085 lb/10  Btu.  No
significant hLS was detected in,any run.  Total particulate emissions
ranged from 0.063 to 0.10 lb/10  Btu for normal gasification.  During
fresh stone feed, this rate increased to 0.19  lb/10  Btu due  to attrition
of fresh particles.  Particulate size distribution measurements made
under gasification conditions for both fuel  oil and bitumen feeds indi-
cated roughly one-third of the escaping stack particulate is  in the res-
pirable size range.

     Laboratory analysis of stack particulate employing spark source mass
spectrometry (SSMS), atomic absorption spectroscopy (AA) and  electron
spectroscopy for chemical analysis (ESCA) demonstrated that vanadium,
which is bound in a mixture of oxides,  is emitted at a rate of almost 90
percent of the EPA established critical value.  No other trace element
emissions were found to be of concern.  Both particulate and  gaseous
stack samples were also analyzed for organic functional groups by the
procedure outlined by the EPA Level  1  protocol.  Flue gas analysis re-
sults indicated that emissions of hydrocarbons, quinone and carbonyl
compounds are potentially of concern.
                                   101

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     Liquid Effluents

     Identified liquid effluents are similar to those found in conven-
tional  combustion systems.   Potential  discharges to ambient water could
come from coal  pile runoff,  cooling tower blowdown and boiler blowdown.
     Sol id Waste

     The principal  identified solid waste environmental  concern would be
associated with the disposal  of spent,  sulfided limestone.   Spent stone
from a CAFB cannot be disposed of as a  solid landfill  in an environment-
ally acceptable manner without treatment.  The stone of  from 3 to 5
percent CaS would react with  moisture in the air to liberate hLS.  The
H9S would be oxidized in the  atmosphere to SCL.  This S02 would be in
addition to the S0? emissions from a CAFB unit.  It has  Been estimated
that for a typical  feedstock  that if 90 percent of  the fuel  sulfur is
retained in the CAFB bed and  70 percent of the waste sulfide is con-
verted to sulfate,  then the total emissions from the CAFB and the spent
stone disposal  pile would exceed the current Federal  SO- emission
standard.  Clearly, the waste stone would have to be treated to remove
the sulfide or render it inert.
6.5  Performance

                                 Current

     Currently, there is not a single operational  CAFB anywhere in the
world.  Even so, based on data obtained from the Esso pilot plant,
assessments of anticipated performance have been addressed.

     The Esso pilot plant had trials with petroleum,  pitch, coal,  and
lignite feedstock.   Test results indicated that these feedstocks were
usable for the CAFB process.  As previously indicated, the pilot plant
provided significant reductions in SO , NO  as well  as reductions in the
emission of vanadium and other metalsx(5).x

     There is very  limited information on the expected overall  energy
efficiency of a CAFB facility.  Reference 3 indicates that readily ident-
ified energy losses associated with the overall system add to an expected
loss value of 13 percent of the feedstock input energy.  This loss value
does not include the sensible heat component of the product gas.  It is
assumed that the sensible heat would be utilized (see Figure 23).

                                Projected

     According to reference 6, the fuel conversion efficiency limit for
the fluid bed portion of a CAFB system is 89 percent.  This same refer-
ence projects an 81 percent efficiency value by 1990 (i.e., for the
                                   102

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fluid bed portion of the overall CAFB system).  In contrast, as previ-
ously indicated, reference 3 indicates a projected overall system
efficiency value of 87 percent.  In essence, there is some uncertainty
as to the obtainable efficiency of a commercial scale CAFB system.
6.6  Economics

                                 Current

     We do not have an operating history to go on.  All current activi-
ties must be classified as R&D.

                                Projected

     As with any developing or new technology, the cost to process a
MBtu is, at best, an estimate.  EPA estimates a retrofit CAFB plant to
fuel a 500 MWe plant at $172 per kW installed capacity (in 1977 dollars).
The operating cost was estimated at 2 - 3 mills per kwh of gaseous energy
feed (5).
                                   103

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             References - Chemically Active Fluid Bed (CAFB)
1.   Rakes, S.  L.   Capstone Review of the EPA Chemically Active Fluid
     Bed Program.   Energie Spectrum (Netherlands), May 1978.

2.   Werner,  A.  S., Young, C.  W.,  Bornstein, M.  I., Bradway, R. M.,
     Mills, M.  T.,  and Durocher,  D. F.   Preliminary Environmental
     Assessment of  the CAFB.   For:  U.S.  Environmental Protection
     Agency,  Office of Research and Development,  EPA-600/7-76-017,
     Washington,  D.C., October 1976.

3.   Personal  communications  with  Foster Wheeler  Energy Corporation.

4.   U.S.  Environmental  Protection Agency.   Advanced Fossil  Fuels
     and the  Environment - Decision Series.   Office of Research and
     Development,  EPA-600/9-77-013, Washington,  D.C.,  June 1977.

5.   Based on unpublished interoffice memorandum  on CAFB/Combustion
     Engineering  Gasifier Comparison  in the  U.S.  Environmental
     Protection  Agency,  1979.

6.   Monsanto Research Corporation.  Efficiencies in Power Gener-
     ation.  For:   U.S.  Environmental  Protection  Agency,  PB-234 160,
     March 1974.
                                   104

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7.   Indirect Coal  Liquefaction

7.1  Overview

     Coal liquefaction is an emerging coal conversion alternative that
holds promise for near-term commercialization allowing greater utiliza-
tion of the nation's coal reserves.  The  liquid products vary with the
type of process and the rank of the coal that is utilized.

     Coal liquefaction processes can be classified into four types -
direct hydrogenation, solvent extraction, pyrolysis,  and indirect lique-
faction.  In direct hydrogenation, hydrogren is added cataIyticaI Iy to
coal in a reactor under high pressure and temperature resulting in vapor
and  liquid phases which are cooled to separate the products, refined to
remove by-products and, depending on the fuel product desired, further
processed.  In solvent extraction, a solvent is used  as a hydrogen carry-
ing agent to promote  liquefaction under high temperature and pressure to
produce the liquid fuels, after purification.  In pyrolysis, crushed coal,
thermally decomposed  in the absence of oxygen, yields solids (char),
liquids, and gases.   In  indirect  liquefaction, the coal is  first gasified
to make a synthesis gas and then passed over a catalyst to  produce alco-
hols (methanol) or paraffinic hydrocarbons.

     Research and development of coal liquefaction processes has been
underway for many years.  The first practical uses of coal-derived liquid
fuels were about 1790 when they were used for experimental  lighting,
heating, and cooking.  During World War  II, Germany produced liquid fuels
from coal in industrial amounts via both direct and indirect liquefaction.
Since then, coal liquefaction plants have been constructed  in a number of
countries but only one plant in Sasol, South Africa,  is still producing
liquids from coal (via indirect liquefaction).  A second plant, SASOL II,
has  recently begun operation.  Commercial demonstration of  coal lique-
faction has never been accomplished  in the United States; current U. S.
activities has been  limited to research and development and pilot plant
programs.

     A particular advantage of indirect  liquefaction  is that essentially
all of the sulfur and nitrogen present  in the coal can be separated in
the gaseous phase and thus eliminated from the liquid products.  These
materials are difficult and expensive to remove to a  very low concentra-
tion with direct processes.

     The two indirect liquefaction processes receiving significant atten-
tion are the Fischer-Tropsch and the Mobil M (methanol).  A modification
of the Fischer-Tropsch process is  in commercial use in South Africa.  A
range of hydrocarbon products are obtainable with this process.  The
Mobil process is in the development stage.  The principal product of this
process  is gasoline.
                                   105

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     Environmental  problems common to fossil  energy facilities will  also
apply to coal  liquefaction facilities.   Liquefaction facilities do pre-
sent some unique problems due to incomplete combustion resulting in  a
wide variety of  organic compounds, reducing conditions resulting in  H^S
and other reduced sulfur compounds and  catalytic processes producing
spent catalyst with associated environmental  concerns.  These problems
are generally common to all  liquefaction processes.  Since no large  scale
plants are in operation in the U.S.,  the only available data on emissions
and effluents are estimated from pilot  plant operations and cannot be
quantified for a commercial  operation.

     Projected thermal  efficiencies for indirect coal  plants (i.e.,
Fischer-Tropsch  and Mobil) producing  pipeline quality synthetic natural
gas (SNG) and gasoline and/or diesel  fuel  are in the 50-60 percent range;
the Mobil process being the more efficient.  Liquid fuels from indirect
liquefaction plants are projected as  being more costly than from direct
processes.  The estimated cost,  depending on process in terms of 1980
dollars, is estimated to vary between $7 - 10 per million Btu.   This is
based on plant coal cost at $1 per million Btu.

     Although there remain unanswered questions relating to coal  lique-
faction (e.g., commercial demonstration, environmental impacts, costs),
the successful development of a  technology would provide a valuable
energy alternative and allow greater  utilization of our nation's coal
reserves.  Additionally, liquid  fuels are generally easier to store,
transport, and utilize than solid fuels, and during liquefaction,  im-
purities (e.g.,  sulfur) can be removed  making it possible to produce an
environmentally  acceptable liquid fuel  from various ranks of coal.
7.2  Process Description

                                 Concept

     The basic objective of coal  liquefaction is to convert coal  to
liquid fuels with minimal  production of  gases,  liquids,  and organic
solid residues.  AM  ranks of coal  can be liquefied although some are
more attractive than  others.   The liquid products vary both with  the
type of coal used and the particular process applied.

     There are several  methods for  producing a  liquid  fuel  from coal.  As
with gasification, either hydrogen  has to be added or  carbon removed from
the compounds in the  coal.  In bituminous coal,  for example, the  carbon-
to-hydrogen ratio by  weight is about 16  to 1; in fuel  oil  the ratio is
about 6 to 1.  Although liquefaction is  a complex process,  it can be
viewed as a change in the carbon-to-hydrogen ratio that can be accom-
plished by one of several  processes (e.g., indirect liquefaction).  The
chemical  structure of the coal  influences the type of  chemical  reactions
that will  take place  during liquefaction.  This  structure  varies  with
rank of coal (1).
                                   106

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                                 Detai I

     Coal liquefaction processes can be grouped into four distinct cate-
gories (2, 3, 4):

     •    Direct hydrogenation (e.g., H-CoaI )

     »    Solvent extraction (e.g., Solvent Refined Coal)

     *    Pyrolysis (e.g., Clean Coke)

     •    Indirect liquefaction (e.g., Fischer-Tropsch)

     In direct hydrogenation, hydrogen is added cataIyticaI Iy to coal
in a reactor under high pressure and temperature resulting in vapor and
liquid phases which are cooled to separate the products,  refined to re-
move by-products and, depending on the fuel product desired,  further
processed.  The process conditions (temperature, pressure, and amount
of hydrogen added) determine the fuel produced.  Processes and products
in this category include:

     »    H-CoaI  produces boiler fuel or synthetic crude

     •    SynthoiI  produces synthetic crude or fuel  oil

     The solvent extraction process liquefies coal  through indirect
transfer of hydrogen to the coal  using a process-derived  solvent and a
hydrogen atmosphere.  Processes and products  in this category include:

     »    Solvent Refined Coal  produces  boiIer fuel  or
          low-sulfur solid fuel

     •    CQ-Steam produces fuel  oi I

     «    Donor Solvent produces liquid  and gas products

     In pyrolysis,  crushed coal,  thermally decomposed  in  the  absence of
oxygen, yields solids (char), liquids, and gases.   These  products,  via
the same action,  have been produced from coal  for  well  over  100 years
as the by-product of coking operations.   Processes and  products in  this
category i ncIude:

     »    Hydrocarbon i zation produces fuel  oiI

     «    Clean Coke produces coke and I iquid  fuels

     «    Flash Pyrolysis produces fuel  oil,  coke,  gas
                                   107

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     Indirect liquefaction involves the initial  gasification (see Sec-
tion 5, Low/Medium-Btu Gasification)  of coal  to  produce a mixture of CO
and H? (synthesis gas),  which is purified and converted to liquid fuels
by reaction over appropriate catalysts to produce alcohols (methanol) or
paraffinic hydrocarbons (3,  4).   A particular advantage of indirect
liquefaction is  that essentially all  of the sulfur and nitrogen present
in the coal can  be separated in  the gaseous phase and thus eliminated
from the liquid  products (5). These materials are often difficult and
expensive to remove to a very low concentration  with direct processes
(5).  A major environmental  difference between direct and indirect lique-
faction is that  direct processes produce a significant amount of poten-
tial ly carcinogenic aromatic organic compounds.   The indirect category
processes and products include:

     •    MobiI  Process produces gasol ine

     •    Fischer-Tropsch produces liquid fuels  and
          chemical products.

     The Fisher-Tropsch process  is significant in that it is the only
large commercial  coal  liquefaction plant in operation.   (It is located in
Sasol, South Africa.)   Discussions on the above  two indirect liquefaction
processes foI low:
     Mobil  Methanol  Technology (1,  6,  7)

     The Mobil  Oil  Corporation is developing  an  improved  process for pro-
duction of  motor fuels by indirect liquefaction.   The product gasoline
has a high  octane rating and is free of  heavy ends so that product up-
grading is  not necessary.

     The Mobil  process involves the conversion of  methanol  to gasoline.
When starting with  coal, coal  is first converted  to a synthetic gas with
subsequent  conversion to methanol  by proven commercial  technology.  The
methanol is then converted to  gasoline by  means of the Mobil  process.
Figure 24 indicates the basic  concept.

     The Mobil  process is claimed to be  about 92  percent  energy effi-
cient.  The process does not appear to have any materiaI-of-construction
problems and is said to be essentially free of undesirable by-products.
Solid-liquid separation problems are avoided  as the coal  feed is gasified
The amount  of durene, a gum forming material, formed by this  process con-
ceivably could be a disadvantage.   In  high concentration  above 5 to 6
percent, it can cause drivability problems.  It has a high octance and
is a desirable constituent if  the concentration can be kept down.   Mobil
claims knowledge to date indicates they  can control the durene content
to less than 4 percent, a value within desired limits.
                                   108

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Coal ->.
Oxygen -».
Steam ^
Coal
Gas i f i er
|
Synthesi s
Gas __
1

Methanol
Process

Methano 1

Mobi 1
Process
U/^ + ^r-
                                                               Gasol i ne
                      Methane
                                Figure 24

                     Synthesized Gasoline From Coal
     In the overall Mobil  indirect  liquefaction process (Figure 25),
synthetic gas is produced  from coal via any of the existing medium-Btu
coal gasification processes  (e.g.,  Lurgi, Koppers-Totzek,  Texaco).   When
the synthesis gas  is shift converted to the proper carbon-to-hydrogen
ratio,  methanol  becomes an alternative product from any process than  can
produce high-Btu gas.   In  practice, the synthesis gas is converted  to
methanol by any of a number of proven processes (e.g., the low pressure
ICI methanol process).  The yield of methanol  is maximized by a combin-
ation of optimum reactor conditions and catalyst and the recycle of
unreacted gases.  High catalyst selectivity limits the production of
ethers, ketones, and higher alcohols.  Carbon dioxide is removed prior
to converting the synthesis gas to methanol thereby qualifying the
product as a feed for the  Mobil process.

     The Mobil  process converts methanol into a high-octane gasoline by
dehydration over a shape selective  zeolite catalyst.  The secret of the
process is really the catalyst, a unique zeolite identified a few years
ago.  Mobil's initial developmental efforts are directed at the fixed-
bed reactor configuration.  Even so, considerations are also being  given
to tubular and fluid-bed catalytic  reactor units.

     In the process, methanol  is blended with water and charged as a
vapor into the reactor.  The product is separated from the catalyst,
filtered and condensed and the water is separated from the hydrocarbon
components.  The principal output components are premium gasoline
(approximately 90% of Btu  output) and LPG  (approximately 10/6 of Btu
output).
                                   109

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o
                                COAL
                             GASIFICATION
                              LJ
                                ICIOR
                                OTHER
                              METHANOL
                               PROCESS
                                                           • WATER
                                             FEED PREPARATION
                                                        LIQUID FEED
                                                       VAPOR FEED
                                                                                                                    LIQUID
                                                                                                                 HYDROCARBONS
                                                                   Figure  25

                                                          Mobil  Cataly-tic Process

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     Fischer-Tropsch Technology (5, 6, 7)

     The Fischer-Tropsch (F-T) indirect  liquefaction process is based
on the F-T catalytic reactions that were discovered in 1923.  The F-T
reactions can cover a range of combinations using different metallic
oxide catalysts to react hydrogen and carbon monoxide to form a mixture
of olefins, paraffins, and alcohols.  These reactions are exothermic and
are not specific to the formation of any single compound.  The range of
products from the F-T process depends on the reaction and temperature
conditions as well as the type of catalyst used and the composition of
(input) reactants.

     In the complete scheme of the F-T process, the coal  is initially
gasified (e.g., using a Lurgi gasifier), then cleaned of hydrogen sul-
fide, carbon monoxide and impurities, and finally shift converted before
it enters a catalytic reactor.

     The major reason for interest  in the F-T process is that a commer-
cial plant using a modification of this method is currently operating in
South Africa (SASOL  I).  In the commercialized process,  two reactors
using different catalysts and temperatures and pressures, process gases
with different carbon and hydrogen ratios into different products.  Its
main drawbacks are that a great deal of reaction heat is produced (i.e.,
efficiency suffers) and the process  is apparently expensive.  As previ-
ously  indicated, the process can produce a wide variety of hydrocarbons
ranging from methane to light oils.  The different products are produced
with varying degrees of overall thermal efficiency.

     The gasification can be accomplished with any of a number of differ-
ent gasifiers.  SASOL  I, as shown  in Figure 26, employs 13 Lurgi high-
pressure, steam-oxygen coal  gasifiers to produce a product gas contain-
ing carbon monoxide, tars, and oils as the main components.  The crude
product gas is cleaned of carbon monoxide, hydrogen sulfide, organic
sulfur, ammonia, and phenol.  The cleaned gas is partitioned into two
streams.  One stream  is adjusted to a hydrogen-to-carbon monoxide ratio
of two to one and fed to a fixed-bed catalytic reactor (ARGE) that is
operating at 450 F and 360 psi.  The products from this reactor are
mainly straight chain and medium boiling oils, diesel  oil, LPG, and some
a Icohols.

     The remaining stream of purified gas (i.e., gas from the Lurgi gas-
ifiers) is combined with reformed product gas (to increase the hydrogen-
to-carbon monoxide ratio) and sent to a fIuidized-bed reactor (i.e.,
Synthol:  the U.S. developed Kellogg synthesis).  The operating condi-
tions are 620 F and 330 psi.  The products from this reactor are mainly
gasoline, fuel  oil fractions, and various chemical products.  The gasoline
has a  lower octane rating than the natural  petroleum-based gasoline that
is currently marketed  in the United States.
                                   1 11

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 RAW COAL
                            SYNTHESIS
 IT
TAR  CREOSOTE
                  KELLOGG
                FLUIDIZED-BED
                  SYNTHESIS
                   620°F
                   330 psi
                                        ARGE
                                      FIXED-BED
                                      SYNTHESIS
                                        450°F
                                        360 psi
                     PRODUCTS
                    SEPARATION
                                             REFORMER
                                     AMMONIUM
                                      SULPHATE
                                        PLANT
AMMONIUM
 SULPHATE
LIQUID PRODUCTS
ILPG, PETROL, OIL,
  WAX, ALCOHOL)
                                                                ARGE
                                                               TAIL GAS
                                                                      PRODUCT GAS
                          KELLOGG
                          TAIL GAS
                    PRODUCTS
                   SEPARATION
 LIQUID PRODUCTS
 (PETROL, ALCOHOL,
MINOR OIL AND WAX)
                                      Figure  26

                             Fischer-Tropsch Synthesis

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     Overviews on SASOL I  and SASOL II, based on reference 8, follow:

                                 SASOL I
     LOCATI ON:

     DESCRIPTION:
     SIZE:

     STATUS:

     YEARS OPERATION:

     COAL TYPE:

     MAJOR PRODUCTS:
     LOCATI ON:

     DESCRIPTION:
     SIZE:

     STATUS:

     COAL TYPE:

     MAJOR PRODUCTS:
Sasolburg, South Africa

Gasification in Lurgi gasifiers

Two Fischer-Tropsch synthesis units;

   1)  ARGE fixed-bed unit, temp. 230°C;
       press. 23 atm.; catalyst, pelleted
       precipitated iron.

   2)  Kellogg SYNTHOL process, high-
       velocity entrained-flow reaction
       using a doubly promoted iron
       catalyst.

10,000 bpd
In commercial production since 1956
24
Subb i tumi nous
Liquid fuels, chemicals, and fuel gas.

         SASOL  I i
Secunda, South Africa
Gasification in Lurgi gasifiers,

Fischer-Tropsch synthesis unit using the
Kellogg SYNTHOL process
Nominal 40,000 bpd

Anticipate ready for commissioning in 1980

Subbi tumi nous
Liquid fuels (gasoline is the major product)
     Process variabilities for indirect liquefaction processes are such
that any efficiency value must be used with caution.  Due to the pro-
prietary nature of indirect liquefaction technology (e.g., SASOL), a
detailed heat balance was not obtainable.   Even so, a specific compar-
ison between the Fischer-Tropsch (F-T) and the Mobil processes was
obtained.  Reference 9 provides a performance comparison between the
Mobil methanol-to-gasoline technology and  the commercially available F-T
technology for the production of the motor gasoline meeting U.S. quality
standards.  This reference covers complete conceptual plant complexes
using the Lurgi dry-ash,  pressure technology to gasify subbituminous
                                   113

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coal.  Except for the Mobil  process,  processes used are commercially
available.  Co-production of products,  namely SNG,  LPG, and gasoline is
practiced.  Efficiency values contained in reference 9 are not based on
detailed mass balances and associated heat balances, but on the known
performance of specific processes.   A thermal  efficiency comparison
(reference 9) between the commercial  F-T technology and the Mobil  meth-
anol-to-gasoline technology for the production of motor gasoline (with
other output products) from U.S.  subbiturn!nous coal  is provided by Table
17.  A typical  heat balance for the gasification portion of indirect
liquefaction appears in Section 5.
                                Table 17

                          Thermal  Efficiencies
                        MethanoI-to-GasoIi ne

                        Btu/hour   Percent  of
                       (10  Btu)      Input
    Fi scher-Tropsch
 Btu/hour
(10  Btu)
Percent of
  I nput
   Coal                   19,383
   Coal  Fines (excess)      (872)
   MethanoI                 —
      Total  Input        18,511
  19,708

  	3
  19,711
Ou_tpu±
SNG
C LPG
e LPG
10 RVP Gasol ine
Diesel Fuel
Heavy Fuel Oi I
Subtotal
A I cohol s
Sulfur
Ammonia
Power*
Total Output

6,067
247
385
4,689


11,388

19
83
18
11,508

32.8
1.3
2.1
25.3


61 .5

0.1
0.5
0.1
62.2

7,243
176
26
2,842
514
147
10,948
290
19
83
11
11,351

36.8
0.9
0.1
14.4
2.6
0.7
55.5
1 .5
0.1
0.4
0.1
57.6

   Direct thermal  equivalent value (thermal  efficiencies are highly
   dependent on product mix, see Section 7.5)
                                   114

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7.3  Applications

                                 Current

     The conversion of coal to liquids has never been accomplished com-
mercially in the United States.  In the past, coal  to oil plants were
constructed in a number of countries.  Currently there is only one plant,
in South Africa, producing liquids from coal.  This plant, SASOL I, em-
ploys an indirect liquefaction process.

                                Projected

     The successful  development and commercial demonstration of a coal
liquefaction technology would provide a valuable energy alternative and
would allow greater utilization of the nation's coal  resources.  There
are many advantages to liquefying coal.  Liquid fuels are generally more
attractive than solid fuels in that they are easier to store, transport,
and utilize.  Also,  during liquefaction, impurities found in coal  (e.g.,
sulfur, metals, and ash) can be removed or their concentrations greatly
reduced.  Thus, it is possible to produce clean, environmentally accept-
able liquid fuels from various ranks of coal.  The development and future
commercial  use of a coal liquefaction technology are dependent on many
factors.  Some of the more important include:

     •    The demonstration (large scale) of a viable technology,

     •    The ability to satisfy environmental concerns,  and

     •    The ability to produce a commercially usable liquid
          fuel with an acceptable overaI I  efficiency rating
          and cost.
7.4  Environmental Considerations

     Although many of the environmental  issues associated with conven-
tional  fossil fuel utilization are common to coal  conversion processes,
liquefaction technology presents some unique problems (2).  These include:
the identification of materials with carcinogenic, mutagenic,  and related
effects; characterization and treatment of wastes and fugitive emissions
and effluents; and disposal  of sludges and solid wastes.   These problems
are generally common to all  liquefaction technologies;  however, particu-
lar processes may have to be evaluated individually.   Liquefaction does
have the inherent advantage of separating the processing  of the coal  from
the ultimate utilization.  Since impurities can be removed from the coal
during  liquefaction, a "clean" fuel  can be delivered  to the utilization
site (possibly an urban area)  and thus the fuel using facility will  not
have to cope with the impurities.
                                   115

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                          1 dent i f i ed PoI Iutants

     Air Emissions

     Development and commercialization of  a coal  liquefaction industry
creates a concern with regard to the introduction of air pollutants into
the atmospheric environment (2).   The typical  materials produced in a
coal liquefaction facility which could have a  detrimental  impact on air
quality include:  hydrogen sulfide,  ammonia,  particulate matter (e.g.,
coal dust and process fines), hydrocarbons, sulfur dioxide,  hydrogen
cyanide, small  amounts of nitrogen dioxide, polycyclic hydrocarbons, and
heavy metals.  These emissions result from such activities as coal  hand-
ling and preparation, fuel  combustion, coal gasification,  raw gas and
liquid product cleanup, sulfur recovery,  catalyst regeneration,  and
product upgrading and storage.

     The major air emissions from liquefaction facilities are generally
known and conventional control techniques  possibly could be effectively
applied.  The Dravo Corporation,  in  a 1976 handbook produced for the U.S.
Government, provides  information on  a number of industrial sulfur removal
systems.  (Handbook of Gasifiers and Gas  Treatment Systems,  FE-1772-11,
February 1976.)  The majority of the proprietary systems described  are
for removing hLS from  industrial  gases.  Some  systems in addition to
removing hLS also remove other gaseous effluents (e.g., CO,-,, NHL, HCN).
Almost all  of the addressed systems  have  been  in existence for many years
with significant industrial  usage.   Such  systems include the Rectisol  and
the Stretford processes that have been used for selectively cleaning up
gaseous impurities from processes used to  convert oil or coal to other
fuel form(s).  Liquefaction air emission  streams may contain impurities
which could reduce the capabilities  of commercially available control
technolog ies.

     However, in some  instances,  advanced  controls may have to be devel-
oped before coal conversion plants are constructed on a commercial  scale.
In addition, airborne pollutants will be  transported into the general
environment and possibly transformed into  other compounds after emission
from coal  liquefaction facilities.

     The 1977 Clean Air Act amendments mandate that fossil energy facil-
ities,  including coal conversion plants,  utilize the best available
technology to control pollutants.  Coal liquefaction (and other process
facilities) constructed in non-attainment  areas will be subject to emis-
sion trade-off policies.  The energy and  cost  penalties of applicable
air pollution controls must be characterized as well as the secondary
pollutants which may be emitted by the controls.


     Liquid Effluents

     Coal  liquefaction processes may produce waste effluents which have
broad temperature and pH ranges and  may contain a variety of materials
                                   1 16

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such as:  suspended particles, ammonia, toxic trace metals, phenols,
aromatic hydrocarbons, thiophenes, aromatic amines, and other organic
compounds (2).  Conventional control and wastewater treatment techniques
can be applied to most of these materials.  However, particularly trouble-
some areas requiring more study include:  phenols, trace metals and the
final disposal of the effluents (2).

     Water quality may also be affected by gaseous streams, fugitive
effluents and air emissions which may settle or be washed into water
bodies by rain.   Improper handling or disposal of solid wastes may also
release dissolved and suspended solids and organics.  Control  and treat-
ment options compatible with water discharge standards should be identi-
fied and their effects evaluated.

     Effluent constituents may accumulate and/or be transformed in the
water column and biotic sediment or aquatic ecosystems.  Current methods
for predicting the movement of waste contaminants through surface and
groundwater systems must be evaluated for locations where liquefaction
facilities may be  located.
     Sol id Waste

     Solid wastes generated by coal liquefaction processes consist pri-
marily of (gasifier) ash and refuse removed from the coal  and sludges and
solids recovered from waste treatment processes.  The major solid waste
streams, as well as minor ones such as spent catalyst, must be character-
ized and appropriate disposal techniques determined.  Where appropriate,
new treatment and disposal techniques may need to be developed.

     Conventional disposal of solid wastes (especially ash) in offsite
landfills will require transport and handling equipment and relatively
large areas of  land.  The handling, transportation and disposal of wastes
must be controlled to prevent fugitive dust emissions and accidental  dis-
charges.  Groundwater leaching is another concern which must be evaluated
if  landfills are used as disposal areas for coal liquefaction wastes.
Physical and chemical reactions  involved, effects of various methods of
disposal upon Ieachabi Iity, effective control and containment techniques,
and compliance with new State hazardous waste disposal regulations must
all be evaIuated.

     A DOE publication has estimated that the total solid wastes to be
disposed of by a large-scale Fischer-Tropsch facility would be about
1000 to 4500 tons per day (2).  Most of these wastes wiI I  be in the form
of ash.  Disposal of these solid wastes (from a Fischer-Tropsch plant)
would cover approximately 250 to 1125 acres to a depth of 10 feet over a
20-year period.
                                   117

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                           Regulatory Impacts

     Each liquefaction technology will  have to be evaluated separately
as to regulatory impacts.   Because of the difference in technologies and
also varying state and local  regulations, siting of a major coal  lique-
faction facility must be approached on  a case-by-case basis.

     A coal  conversion facility must comply with regulations and  stand-
ards including requirements of the Clean Air Act, the Clean Water Act,
the Safe Drinking Water Act,  the Resource Conservation and Recovery Act,
the Toxic Substances Control  Act, the Federal  Nonnuclear Research and
Development Act, and the National Environmental  Policy Act as well  as
applicable State laws.  Failure to comply has the potential of halting
all progress toward commercialization.

     Current standards for hazardous air pollutants limit mercury,  beryl-
lium, and lead emissions.   These standards conceivably could put  a  limit
on coal types than can be utilized in future demonstration plants.   Since
effluent guidelines have not been developed for  most fossil energy  tech-
nologies, permit requirements are determined on  a case-by-case basis by
States or by EPA (2).

     Disposal of specific materials used in coal  liquefaction may be
regulated in the future.  Currently, solid waste disposal  must comply
with stringent standards.   Monitoring is required and State or EPA  per-
mits for all landfills will  be required by 1 April  1988.

     The Resource Conservation and Recovery Act  of 1976 (RCRA) has  guide-
I ines for the land disposal  of solid wastes (40  CFR 241).   These  standards
set minimum  levels of performance for any solid  waste land disposal  site.
Additional standards have been proposed for disposal  of solid wastes that
contain hazardous pollutants.  All future coal  liquefaction facilities
will have to abide by these solid waste standards (10).

     Undoubtedly, the coal  conversion industry would benefit from the
experience of the petroleum industry in dealing  with complex organic
substances and new processes while complying with governing statutes.


7.5  Performance

                                 Current

     Currently,  there are no commercial  coal liquefaction plants  in the
United States.  Therefore,  all projections are based on available data
associated with  SASOL I  and assessments relating to SASOL  II and  efforts
in the U.S.  still in the developmental  stage.

     The overall thermal efficiency of  the Fischer-Tropsch  is dependent
on the output product mix.   The projected overall thermal  efficiency of

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a modern Fischer-Tropsch plant that would predominately produce pipeline
quality SNG with a lesser amount of liquid fuels (32% on a Btu basis)  is
estimated by reference 9 to be approximately 55 percent (see Table 17).
The same reference projects that the Mobil process producing pipeline
quality SNG with almost as much gasoline  (i.e., on a Btu basis) would
have an overall thermal efficiency of approximately 60 percent.  Note-
worthy is the fact that a greater percentage of the Mobil  process output
is in the form of gasoline and that these efficiency values are based  on
giving credit to all  output products.  When these processes are optimized
for gasoline yield and credit is not given for product gas the efficiency
values are significantly less (e.g., 32%  for F-T per reference 11).

                                Projected

     The general expectation, based on substantial  development efforts
and overseas experience, e.g., SASOL I, is that efficiencies of indirect
liquefaction processes will not measurably improve (over currently antic-
ipated values)  in the forseeable future.  System losses are well  under-
stood and substantial efforts have already been directed at utilizing
all system available energy.
7.6  Economics

                                 Current

     Since there are no commercial coal  liquefaction processes currently
in operation in the United States, the economics must be projected.

                                Projected

     The cost to produce a million Btu of a liquid fuel  is,  at best,  an
estimate.  There are many factors that could greatly influence the cost
of fuel from an indirect liquefaction plant.  These include inflation,
interest rates, fuel cost, pollution control,  process efficiency;  and
others.  It should be noted that the projected cost of liquid  fuel  from
an indirect liquefaction process  is consistently higher than for a direct
process.  Reference 12 projects the costs of liquid fuels from indirect
liquefaction processes to be in the range of $7 - 10 per million Btu.
This is in terms of 1980 dollars with coal costs at one dollar per mil-
I  ion Btu.

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                 References - indirect Coal  Liquefaction
1.   University of Oklahoma.   Energy Alternatives:   A Comparative
     Analysis.   The Science and Public Policy Program, University
     of Oklahoma,  Norman,  Oklahoma,  May 1975.

2.   U.S. Department of Energy.  Environmental  Development Plan
     (EDP) - Coal  Liquefaction Program FY 1977.   Assistant Secre-
     tary for Environment, DOE/EDP-0012,  Washington, D.C., March
     1978.

3.   U.S. Department of Energy.  Environmental  Readiness Document -
     Coal Liquefaction, Commercialization Phase III  Planning.
     Assistant Secretary for Environment, DOE/ERD-0015,  Washington,
     D.C., September 1978.

4.   Perry, H.   Clean Fuels from Coal.  In:   Advances in Energy
     Systems and Technology,  Vol.  1, P. Auer, Ed.   Academic Press,
     1978.  pp. 244-324.

5.   Rogers, K. A., and Hill,  R. F.   Coal  Conversion Comparisons.
     The Engineering Societies Commission on Energy, Inc.  for  the
     U.S. DOE,  FE-2468-51, July 1979.

6.   Hittman Associates, Inc.   Proceedings of EPA/Industry Coal
     Liquefaction Conference,  Chicago, Illinois,  October 23-24,
     1979.

7.   Wilson, S. C., Reznik, R. B.,  Knapp, E. M.,  and Tsai, S.  M-H.
     Environmental Implications of  the President's  Energy  Initia-
     tive.  Monsanto Research  Corporation for the U.S. EPA,  Septem-
     ber 1979.

8.   U.S. Department of Energy.  International  Coal  Technology
     Summary Document.   Assistant Secretary for Policy and Evalu-
     ation, HCP/P-3885, December 1978.

9.   Schreiner, M.  Research Guidance Studies to Assess  Gasoline
     from Coal  by Methanol-to-Gasoline and SASOL-Type Fischer-
     Tropsch Technologies.  Mobil  Research and  Development Corpor-
     ation for the U.S. DOE,  FE-2447-13,  August 1978.

10.  Gibson, E. D., and Page,  G. C.   Low/Medium Btu  Gasification:
     A Summary of Applicable EPA Regulations.  Radian Corporation,
     DCN #79-218-143-92, Austin, Texas, February 1979.
                                   120

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11.   Rogers,  K.  A.,  Wilk,  A.  S.,  McBeath,  B.  C.,  and Hill,  R.  F.
     Comparison  of  Coal  Liquefaction Processes.   The Engineering
     Societies Commission  on  Energy, Inc.,  for the U.S.  DOE,
     FE-2468-1,  ApriI  1978.

12.   Rudolph,  P. F.  H.   Synfuels  from Coal  -  How  and At  What  Cost?
     Paper presented at the 7th Energy Technology Conference,
     Washington, D.C.,  March  24-26,  1980.
                                   121

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8.   High-Btu Gasification

8.1   Overview

     High-Btu gasification of coal  will  provide a means to augment our
supply of natural  gas.   Coal  can be gasified by any of several  processes:
synthesis, pyrolysis,  or hydrogasification.   In synthesis, coal  or char
is reacted with steam  and oxygen and produces the heat for a reaction
that produces a mixture of hydrogen and  carbon monoxide.  In pyrolysis,
coal is heated in  a starved air atmosphere.   In the process, some gas and
liquids result, the major product being  a coke residue.  In hydrogasifi-
cation, coal, coke, or char is reacted with  hydrogen to form methane.

     To produce a  pipeline quality  gas (900  to 1,050 Btu/ft ),  medium-Btu
gas (e.g., from hydrogasification)  is cleaned and further treated.  This
further treatment  could include a shift  conversion to obtain proper car-
bon monoxide to hydrogen ratio followed  by a second purification process,
followed by a methanation process.   The  second purification process re-
moves carbon dioxide and hydrogen sulfide.  The shift conversions and
methanation steps  are  catalytic process  operations.

     A number of high-Btu gasification second generation processes have
or are being investigated by  the U. S. Department of Energy.  These in-
clude the CO- Acceptor, BI-GAS, HYGAS, and the Synthane processes.  Each
of these processes have unique characteristics and research and develop-
ment must proceed  accordingly.  Beside the above, there are a number of
other processes some of which have  not been  fully considered by DOE.

     To an extent, environmental concerns common to coal fired  boiler
facilities will also generally apply to  coal  gasification facilities.
Additional unique  adverse environmental  impacts are difficult to esti-
mate.  No commercial plants are in  operation anywhere in the world and
assessment must be based'on limited information from pilot plants.  In
addition, information  from a  pilot  plant may not be representative of a
commercial operation.

     Projected overall  energy efficiencies for coal gasification have
been estimated to  be in the 58 to 68 percent range.  A 1977 estimate of
the gate cost of high-Btu gas produced by a  gasification plant was $4
to $6 per million  Btu.   Current estimates are somewhat higher.
8.2  Process Description

                                 Concept

     Figure 27 is a generalized diagram that shows the basic processing
steps common to different types of gasification processes.   An overview
of the overall process consistent with the figure follows.
                                   122

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Coal-
Steam Oxygen Steam

Mechanical
Preparation A
Possl ble Pre-
treatment




















J I 1

Sh 1 f 1"
Cleaning) "'* "" Conversion


1


^
i





By-product
recovery
(Tars, ol Is,

















Gas



Purification


i








i
co2
]
Sul


"^ Methanatlon


H2S
fur
Recovery








naphtha, ammonia)
High
Btu
Gas
                                       Figure 27

                       Generalized  Flow  Diagram - High-Btu  Gas

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     The first step,  coal  preparation with possible pretreatment,  can be
simple or complex depending on the characteristics of the specific gasi-
fication process.  This step can range from crushing or grinding to
proper size to more sophisticated preparation including sizing,  physical
beneficiation, and drying.   In addition,  in certain processes,  it may be
necessary to pretreat an agglomerating coal feed to destroy the  coking
properties (1, 2).

     The three primary ingredients needed to chemically synthesize gas
from coal are carbon, hydrogen, and oxygen.  Coal  provides the carbon;
steam is the most commonly used source of hydrogen, although hydrogen is
sometimes introduced directly from an external  source; and oxygen is sup-
plied (i.e., for medium-Btu gas) as pure  oxygen.  Heat can be supplied
either directly by combusting coal and oxygen inside the gasifier or from
an external  source (1).

     Coal can be gasified by any of several processes:  synthesis, pyrol-
ysis, or hydrogasification.  In synthesis, coal  or char is reacted with
steam and oxygen and produces the heat for a reaction that produces a
mixture of hydrogen and carbon monoxide.    In pyrolysis, coal is  heated in
a starved air atmosphere.  In the process, some gas and liquids  result,
the major product being a coke residue.  In hydrogasification, coal,
coke, or char is reacted with hydrogen to form methane.

     Three combustible gases produced by  coal gasification processes are
carbon monoxide  (CO), methane (CH.) and hydrogen (hL).  Methane, the
primary component of natural  gas, is similar to natural gas in heating
value.  Carbon monoxide and hydrogen heating values are approximately
equal, being about one-third the methane/natural gas value.  Several non-
product gases are also produced, including carbon dioxide, hydrogen sul-
f i de, and n itrogen (1)-

     A major goal for most coal gasification processes is to produce a
high quality gas during the initial gasification stage.  The product from
each process  is determined primarily by the methods used to introduce hy-
drogen, oxygen, and heat into the gasifier.  To produce a pipeline quality
gas, medium-Btu gas (e.g., from hydrogasification) is cleaned and further
upgraded.  Three steps are involved in upgrading raw gases produced during
the gasification stage:  shift conversion, purification, and methanation.
Shift conversion combines carbon monoxide and water to produce carbon di-
oxide and hydrogen (CO + H20 —>• C02 + hL + heat).  This shift  is neces-
sary to adjust the hydrogen and caroon monoxide to the 3:1 ratio required
for methanation.  A catalyst is used in this reaction.  After shift con-
version, the gas is purified to  less than  1.5 percent carbon dioxide by
volume and less than one ppm of hydrogen  sulfide.  Methanation  follows,
reacting carbon with hydrogen to produce  methane (CO + 3hL —>  ChL + hUO
+ heat).  Catalysts are used for this reaction.  The basic upgrading pro-
cess is fairly standardized, and the major choices involve engineering
details rather than alternative processes  (1).
                                   124

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     It should be noted that gas purification can largely be accomplished
using developed processes.   The Dravo Corporation,  in a 1976 handbook
produced for the U.  S.  Government, provides information on a number of
industrial  sulfur removal  systems.  The covered proprietary systems are
for removing I-LS from industrial gases.  Some systems,  in addition to
removing I-LS, also remove other gaseous effluents (e.g.,  C0?,  NHL, HCN).
Almost all  of the addressed systems have been in existence for many years
with significant industrial usage.  Such systems include the Rectisol  and
the Stretford processes that have been used for selectively cleaning up
gaseous impurities from processes used to convert oil to other fuel
form(s).  There are over 35 Rectisol  and 50 Stretford plants currently
in operation worldwide.

                                 Deta i  I

     A  large number of  high-Btu gasification processes  have been proposed
Major high-Btu processes that have or are currently being investigated by
the U. S.  Department of Energy  include:  CO- Acceptor,  BI-GAS, HYGAS,  and
Synthane.   Detailed overviews of these processes based  on a DOE report
follow  (3).

     CCU Acceptor

     A diagram of the carbon dioxide acceptor process is shown in Figure
28.  The pilot plant is located in Rapid City, South Dakota.  In this
process, raw coal is crushed to 8 x TOO mesh in hot-gas-swept impact
mills, where the moisture content is also reduced from  approximately 38
weight percent to about 16 weight percent.  The hot gas,  at approximately
850 F,  is supplied by the combustion of coal fines recovered from mill
offgas.  The temperature of the furnace flue gas injected into the mills
is moderated with recycle of mill  offgas.

     The crushed and partially dried coal is dried to 0-5 weight percent
moisture in flash dryers operating at about 240 F.   The dried coal is
conveyed in fIuidized-bed preheaters where the temperature is raised to
approximately 500 F.  The preheated coal is fed into the gasifier near
the bottom of a fluidized bed of char.   Rapid devolati Iization occurs,
followed by gasification of the fixed carbon with steam.

     The gasifier temperature ranges between 1480 F and 1550 F.  Heat for
the gasification reactions is suppl ied by a circulating stream of calcium
oxide called acceptor.   This acceptor which can be either limestone or
dolomite,  supplies the  heat needed for gasification, primarily through
the reversible exothermic/endothermic carbon dioxide acceptor reaction:

                    CaO + C02 5=± CaC03 + heat

     The acceptor,  reduced to the desired size distribution (generally
6 x 14 mesh) enters the gasifier above the fluidized char bed, showers
                                   125

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M
ON
              PHIHEATER

                WW '
                                                   Figure 28


                                  Carbon  Dioxide Acceptor Process  Schematic

-------
through the bed, and collects in the gasifier boot.  Steam needed for
hydrogasification enters through the gasifier boot and the distributor
ring.  Spent dolomite, used during startup to avoid plugging, is replaced
by fresh acceptor after circulation rates are established and the system
is at process temperature and pressure.  Product gas from the gasifier
passes through a steam-generating heat exchanger, then goes to the gas
cleanup section.  The regenerator is used for calcining the acceptor.

     Both the flue gas from the regenerator and the product gas are
cleaned; the clean flue gas is either returned to the regenerator or
flared, and the clean synthesis gas is sent to the methanation unit where
the heating value of the gas is raised to pipeline quality, approximately
1000 Btu per standard cubic foot.  The methanation facilities include a
shift converter, carbon dioxide absorber, hydrodesuIfurizer, zinc oxide
sulfur guard, and a packed-tube methanator.  A Dowtherm system is used
to remove the heat generated by the strongly exotf  ,iic methanation re-
action.
     B I -GAS

     The BI-GAS process is a two-stage, high-pressure, oxygen-blown sys-
tem using pulverized coal  and steam in an entrained flow.   The pilot plant
is located in Homer City,  Pennsylvania.  A diagram of the  BI-GAS process
is provided in Figure 29.

     Raw coal  is first pulverized so that approximately 70 percent will
pass through 200-mesh.  The coal, mixed with water, is fed to a cyclone
where the solids are concentrated into a slurry.   Coarse underflow from
the cyclone is sent to a wet grinding mill  for further crushing.  The
slurry is further concentrated in a thickener and centrifuge, repulped
and mixed with flux to generate the desired concentration, and fed to
the downstream high pressure feed system.

      A high pressure slurry pump picks up the blended slurry and trans-
ports  it under pressure to a steam preheater.  The hot slurry is then
contacted with hot recycle gas in a spray dryer for nearly instantaneous
vaporization of the surface moisture.   The coal is conveyed to a cyclone
at the top of the gasifier vessel by the stream of water vapor and inert
recycle gas, as well as additional recycled gas from the methanator.  The
coal  is separated from the hot recycle gas in the cyclone  and flows by
gravity to the gasifier.

     The coal  enters the gasifier through injector nozzles near the throat
separating the stages.  Steam is  introduced through a separate annulus in
the injector.   The two streams combine at the tip and join the hot syn-
thesis gas rising from Stage 1.   A mixing temperature of about 2200 F is
attained rapidly and the coal  is converted to methane, synthesis gas, and
char.   The raw gas and char rise through Stage 2, leave the gasifier at
                                   127

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                                                                                                 HIGH ITU GAS
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                                                                                        RCCrCLC CAS
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                                                 BI-GAS  Process Schematic

-------
about 1700 F, and are quenched to 800 F by atomized water prior to separ-
ation in a cyclone.  The synthesis gas (containing carbon monoxide, car-
bon dioxide, hydrogen, water, hydrogen sulfide, and methane) passes
through a scrubber for additional cooling and cleaning.  The clean gas,
along with the desired amount of moisture, is sent to a carbon monoxide
shift converter to establish the proper ratio of carbon monoxide and hy-
drogen required in the methanation process.  Three process steps follow
shift conversion:  hydrogen sulfide removal,  carbon dioxide removal, and
methanation.
     Hydrogasification (HYGAS)

     The pilot plant is located in Chicago, Illinois.  With the HYGAS
process, several  processing steps are required to convert coal  to high-
Btu gas.  A diagram of the process is provided in Figure 30.  Coal  prepar-
ation involves crushing the coal to -14 mesh.   Caking coal  is pretreated
in a fluid!zed bed at temperatures between 750°F and 850°F at an atmos-
pheric pressure to destroy caking tendencies and produce a free-flowing
coal.  Non-caking coal is fed directly to the slurry tank.   The coal  is
slurried in this tank with an aromatic recycle oil  to form a thick slur-
ry.  This slurry is then pumped to 1000 psig and injected into the top
section of the gasifier (slurry dryer) which contains a fluidized bed of
hot coal particles.  Oil  is vaporized and removed,  together with the hot
gases passing upward from the lower stages of the gasifier.  Vaporized
oil  is recovered for reuse by quenching the effluent from the gasifier.

     Dry coal particles,  at approximately 600 F from the slurry drying
section, flow by gravity through a dipI eg into a lift pipe.  This lift
pipe serves as the first stage of hydrogasification.  In this stage,  the
heated coal comes  in contact with a hot gas from the lower sections of
the reactor.  This gas contains methane, carbon oxides, hydrogen, and
steam.  The hydrogen chemically reacts with the more reactive part of
the  incoming coal, forming additional  methane.  Approximately one-third
of the methane in the final product gas is produced  in this step.

      In the second stage hydrogasification section, the partially con-
verted coal from the first stage mixes with the rising hydrogen-rich gas
at about 1400-1700°F.  Part of the hydrogen and steam react chemically
with the coal, forming methane and carbon dioxides.  Approximately one-
third of the methane in the final product gas is produced in this step.
Hot residual char  is then transferred to the third  stage.  Here the steam
and oxygen react with the char  in a fluidized bed to produce a mixture of
gases rich in hydrogen.  This mixture is passed upward into the hydrogas-
ification sections.  Ash is removed from the bottom of the steam-oxygen
zone.

     The raw product gas leaving the top of the reactor at about 600 F
is cooled and rinsed in a water quench, purified, and passed into a
                                   129

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o
                               CO AI
                                                  Figure 30




                                           HYGAS Process Schematic

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methanator.  The ratio of hydrogen to carbon monoxide in the purified gas
entering the methanator is adjusted to about three to one.  The purified
gas passes through a nickel  catalyst at 800-900 F and is transformed to
pipeline quality gas with an average heating value of 930 to 950 Btu per
standard cubic foot.


     Synthane

     This DOE program is no longer being funded.  The DOE pilot activi-
ties were  located in Allegheny County, Pennsylvania.  A key feature of the
Synthane process is that pretreatment of caking coals is integrated with
gasification.  Another feature is that gas with a relatively high methane
content is produced directly.   A schematic of the Synthane process is
provided in Figure 31.  There are four major steps in the process:  coal
pretreatment, coal gasification, shift conversion and purification, and
methanation.

     Coal, crushed to -20 mesh, is dried, pressurized to approximately
40 atm., and is transferred into the fIuidized-bed pretreater by means
of high pressure steam and oxygen.  Pretreatment prevents caking coals
from agglomerating  in the gasifier.  The coal overflows from the pre-
treater into the gasifier fluid!zed bed through an injection pipe.
Steam and oxygen enter the gasifier just below the fluid!zing gas dis-
tributor.  The gasification reaction occurs within the fluidized bed.
Char flows downward into a bed fluidized and cooled with steam, and  is
removed with transport steam,  slurried i>n water, and depressured through
let down valves.  In a commercial  plant, this char can then be burned to
produce process steam.  The product gas, containing methane, hydrogen,
carbon monoxide, carbon dioxide, ethane, and impurities, is passed
through a venturi scrubber and a water scrubber to remove carry-over ash,
char, and tars.  The concentration of hydrogen and carbon monoxide in
the gas is adjusted to a three-to-one ratio  in a shift converter.  The
acid gases are absorbed in a hot-potassium carbonate (Benfield) scrubber.
Carbon dioxide is reduced to two volume percent and sulfur is reduced to
40 parts per million.   Regeneration of the potassium carbonate solution
produces a hydrogen sulfide-rich gas, which  is converted to elemental
sulfur by the Stretford process.  The remaining traces of sulfur in the
product gas are removed by passing the gas through activated charcoal.
The purified gas must be reacted cataIyticaIly to convert the hydrogen
and carbon monoxide to methane.

     Two methanation systems were installed  in the pilot plant.  One sys-
tem operates isothermally with no recycle in a Tube Wall Reactor (TWR)
in which the inside wall  of the tube is coated with the catalyst and the
heat of reaction is transferred to boiling Dowtherm on the outside of
the tube wall.   The other system is a Hot Gas Recycle (HGR) Reactor  in
which temperature is controlled by using a cooled recycle side stream of
product gas.  High pressure drop is avoided by coating parallel plates
with catalyst,  a low pressure drop configuration.  The  low level of CO
                                    131

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         Figure 31




Synthane Process Schematic

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that leaves the methanation as the catalyst deactivates will  be converted
in an adiabatic final methanator.  The plant is currently in a protective
standby status.

     As previously indicated there are a number of high-Btu gasification
processes that have received attention.  Heat balance information for
such processes are not readily available due to the current developmental
and/or proprietary status of these processes.  Reference 4 contains an
estimated heat balance on a proposed combination of two gasifiers (e.g.,
Lurgi/BGC and Texaco) approach.  Reference 4 indicates that the proposed
combination gasifier concept is strongly synergistic in that the result-
ing balance between slurry water needs and phenolic liquor production
eliminates the cost of liquor treatment as well  as other operational  and
cost advantages.  No claim was presented for an increase in overall  sys-
tem energy efficiency.

     An estimated heat balance based on reference 4 is given in Table 18.
DiagrammaticaI  Iy, this can be  illustrated by the heat flow diagram,  Fig-
ure 32.  The provided heat balance is based on a plant with an output of
over 250 billion Btu per day.  The product gas has a heating value of
950 Btu/scf.  The indicated design coal feed is 17,027 tons per day with
an as-received Btu value of 24.47 million Btu per ton.
8.3  AppIication

                                 Current

     Currently, there is not a single commercial  high-Btu gasification
plant operating anywhere in the world.  All  current activities are in  the
research and development categories (5).

                                Projected

     The successful development of a high-Btu gasification (from coal)
technology would provide the means to produce a pipeline quality, pipe-
line compatible product from coal.  The resulting gas would augment a
decreasing amount of available natural gas.   Undoubtedly, future use of
high-Btu gasification technology would depend on a number of factors.
These include:

     1)    The development of a viable technology,
     2)    The ability to satisfy environmental  concerns, and
     3)    The ability to produce a pipeline quality product
          at an acceptable cost.

     Assuming that an economic and environmentally acceptable technology
can be developed, the high-Btu gasification of  coal would permit the aug-
mentation of natural gas with a synthetic product.  The need for such  a
capability appears to be critical  15 to 20 years hence.
                                   133

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                                Table 18

          Estimated Heat Balance for a 270 Billion Btu per day
                       High-Btu  Gasification Plant
                                           B±u/day
                                         (10  Btu's)
            Percent of TotaI
              Energy  Input
Product Gas

   285.3 x 106 scfd @ 970 Btu/scf

Electric Power Export

   Approximately 2400 Mwh  per 24
   hour period
Sensible Heat of Product Gas
276.70



  8.17*


  0.33
66.41
 1.96*
 0.08
System Losses
Heat value of sulfur product
Carbon losses
Stack and boiler losses
Steam, ash disposal, and
unaccounted
Electric motor and mechanical
Heat content of (XL waste gas
Heat Rejected
Cooling tower and air cooler
Total Energy Input
(17,027 shopt tons/day @
24.47 x 10 Btu/ton.)
5.12
4.67
4.70
5.00
2.50
2.71
106.75**
416.65
1.23
1.12
1 .13
1.20
0.60
0.65
25.62**
100.0
 *  Based on direct thermal  eguivalent

**  Approximately 16$ of  total  heat rejected  is associated with
    production of export  power
                                   134

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                        	   100$   	
                         Heat  input  from coal
  Sensible  heat
  of  product  gas
   5.93$
  System  losses
                                                                  25.62$
                                                                  Heat
                                                                  rejected
                                                   1.96$
                                               Electric power export
                                               (based on direct thermal
                                               equ ivalent)
                             66.41 $
                           Product gas
                                Figure 32

       Estimated Heat Flow Diagram for High-Btu Gasification Plant



8.4  Environmental Considerations

     As previously indicated, data applicable for environmental  assess-
ments of the overall  gasification cycle is very limited.  Any environ-
mental assessments must be recognized as estimates until we can obtain
data from on-line operating systems.  Reference 2 indicates that data
from pilot plants may not be representative of effluents that would be
produced by a commercial plant.

     Approximately 10 percent of the coal  input to a gasification plant
is used to generate steam.  Combustion of this coal  creates the environ-
mental emissions generally associated with steam generation.
                                   135

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     Other wastes (e.g.,  tar oils,  phenols,  solids)  would be of different
composition than wastes from conventional  coal  fired boiler steam gener-
ators.  It must be emphasized that  the handling of waste from a high-Btu
coal gasification plant is an area  where we  have very limited information.
The following presented material  must be considered  accordingly.

                          I dent i f i ed PoI Iutants

     This discussion addresses the  environmental  aspects associated with
the gasification process and does not cover  coal  extraction and trans-
portation.  Reference 5 indicates that the data base for evaluating en-
vironmental, health, and safety aspects is very limited  and that reported
information is frequently contradictory.   Reference  5 indicates that ad-
verse health effects are particularly difficult to estimate, since no
large scale plants are operational.   The only available  data on emissions
and effluents are based on limited  information collected at pilot plant
operations.

     The provided material,  based mainly on  unsupported  analyses, are de-
rived from the indicated referenced  sources.


     Air Emissions

     The type and sources of potential  air pollutants from coal  conver-
sion are as follows (6):

        Pollutant              Process-Generated   Combustion-Generated
     Particulate matter                X                    X
     SuI fur oxides                     X                    X
     Reduced sulfur compounds          X
     Nitrogen oxides                                        X
     Hydrocarbons                      X                    X
     Carbon monoxide                   X                    X
     Trace metaIs                      X                    X
     Odors                             X
     Other gases (including            X
        NH3, HCN, HCI)


     Sulfur dioxide is  emitted principally from the tailgas stream of the
sulfur recovery plant and from stack gases of auxiliary systems requiring
fuel oxidation.  These  include plant boilerhouse and miscellaneous fossil
fuel fired process heaters.

     Particulate matter can be released as a fugitive dust and as a pro-
cess or combustion-based stack emission.  Fugitive emissions have a po-
tential for occurring at receiving,  handling, and storage areas for coal,
solid waste, and from leakage from process equipment elements.  Process
                                   136

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stack emissions would include the exhaust of pollution control  equipment
(e.g., scrubbers and precipitators).   Fuel combustion would provide the
potential source of particulate matter.

     Nitrogen oxides emissions would  result from fossil  fuel  firing of
boilers.  Hydrocarbon emissions could occur from liquid  storage areas,
system  leaks, and from the evaporation of hydrocarbon liquids dissolved
in cooling systems.  Reduced sulfur compounds occur in the initial  prod-
uct stream of virtually all  coal conversion processes.

     Trace element emissions of such  substances as mercury, beryllium,
arsenic, and other heavy metals which are contained in coal in  small
amounts are expected in view of experience from coal  fired boilers.  In
addition, other gaseous emissions, especially hydrogen cyanide  and  ammo-
nia (as well as hydrogen chloride and gaseous odorants)  may also be as-
sociated with coal conversion plants.

     Liquid EffIuents

     Waste waters from coal  conversion processes can  originate  from a
number of sources.  These include water of constitution, water  added  for
stoichiometric process requirements,  and water induced for gas  scrubbing
and by-product recovery.  Such process waters come into  contact with  con-
taminants in coal and are likely to be a principal  source of  pollution.
Table 19, taken from reference 6,  indicates expected  composition of waste-
waters associated with one conversion approach (i.e.,  Synthane).
                                Table 19

                Composition of Synthane By-Product Water
          n ,,  ,   ,                            By-Product Water
          Po  utant                              ,   ,...   ,
                                                 (mg/Iiter)

          pH                                   7.9  - 9.3
          COD                                  1,700 - 43,000
          Ammonia                              2,500 - 11,000
          Cyanide                              0.1  - 0.6
          Thiocyanate                          21 - 200
          Phenols                              200  - 6,000
          Sulfide                              N/D
          AIkal inity (as CaC03)                N/D
          Specific Conductance                 N/D
             (as /umhos/cm)
          N/D = not determined
                                    137

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     Sol id Waste

     Past analyses have indicated the expectation that in a commercial
plant, residue from the gasifier would be burned along with tars to raise
steam for the overall  process.   Table 20, taken from reference 7, provides
representative analyses of coals and associated chars from the Synthane
process.   The chars would contain some trace elements.  It should be noted
that problems may exist with burning tars due to residence time (in flame)
and with  SO  stack gas cleaning when burning tar and char.  Reference 2
indicated tftat in the past, consideration was given to solid waste dispo-
sal by means of burial in a mine.  These waste materials would consist of
ash from  the boiler plant and gasifiers, coal wash plant waste (i.e., if
wash plant is used), process sludge, and other waste.  Undoubtedly, this
whole disposal  area requires additional  effort.  It should be noted that
additional information for decision making is required so as to permit
compliance with applicable environmental, health and safety regulations.

                           Regulatory Impacts

     Currently, there is a substantial body of legislation that directly
relates to the gasification of  coal.  There are Federal  and state emis-
sion standards covering air, water, and  solid waste.  There exists legis-
lation and regulations covering toxic substances, safe drinking water, oc-
cupational health and safety, protection of fish and wildlife and others.
Any viable conversion technology would necessarily have to be consistent
with the  substantial body of environmental, health and safety legislation
and regulations in being.
8.5  Performance

                                 Current

     Currently, there is not a single commercial  high-Btu gasification
plant anywhere in the world.  Therefore, all  projections are based on a
technology still  in the developmental  stage.

                                Projected

     It is difficult to provide confident estimates for coal conversion
efficiencies.   In addition,  the definition of efficiency can vary depend-
ing on the included factors  (e.g.,  only input coal  or coal  and supple-
mentaI  energy).

     Reference 2 indicates an efficiency range of 56-68 percent.   Refer-
ence 8 indicates that for a  900 Btu/scf gas,  the  limiting efficiency is
77 percent and by 1990,  a 75 percent value should be achievable.   This is
consistent with the estimated heat  balance (Table 18) based on reference
4.  In essence, we are dealing with a technology  where a substantial
amount of  energy will  be used and lost in the conversion process.
                                   138

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                    Table 20

Representative Proximate and Ultimate Analyses of
         Coals and Chars, Weight Percent
               (Synthane Process)




Coa 1 s :
Moi sture
Volati 1 e matter
Fixed carbon
Ash
Hydrogen
Oxygen
Carbon
Nitrogen
Sulfur
Chars (from above coals):
Mo i sture
Volati 1 e matter
Fixed carbon
Ash
Hydrogen
Oxygen
Carbon
N i trogen
Sulfur
1 1 1 i no i s
No. 6
Coal

8.3
37.5
43.0
11 .2
5.3
15.9
63.0
1 .1
3.5

0.8
4.0
69.9
25.3
1 .0
1 .3
70.4
0.6
1 .4
Western
Kentucky
Coal

4.3
34.6
44.5
16.6
4.7
10.9
62.7
1 .2
3.9

1 .2
4.8
63.3
30.7
1 .0
1.1
64.5
0.7
2.0
Wyomi ng
Subb i tumi nous
Coal

18.1
31 .9
32.0
18.0
5.4
30.3
45.2
0.6
0.5

0.5
5.1
38.1
56.3
1 .0
1 .2
40.6
0.4
0.5
North
Da kota
Li gn i te

20.6
32.9
38.2
8.3
5.7
32.6
5]. 5
0.7
1 .2

1 .2
10.0
50.2
38.6
0.9
0.0
58.9
0.2
2.0
Pi ttsburgh
Seam
Coal

2.5
30.9
51.5
15.1
4.7
9.3
68.4
1 .2
1 .3

1 .4
1 .6
69.3
27.7
1 .0
1.7
68.9
0.5
0.2

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8.6  Economics

                                 Current

     Since there is not a single high-Btu gasification plant in the world,
economics can only be projections.

                               Projections

     As with any sophisticated developing technology,  the cost to produce
a million Btu (MBtu)  is,  at best,  an estimate.   The estimated cost by DOE
to produce a synthetic pipeline gas as of mid-1977 and based on coal  cost-
ing one do Ilar per mil I ion Btu was  $4 - $6 per  mi I I ion Btu (9).  Undoubted-
ly, cost in current dollars will  be high.
                                   140

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                   References - High-Btu Gasification
1.    University of Oklahoma.   Energy Alternatives:  A Comparative
     Analysis.   The Science and Public Policy Program, University
     of Oklahoma,  Norman, Oklahoma, May 1975.

2.    Perry,  H.   Clean Fuels from Coal.  In:  Advances in Energy Sys-
     tems and Technology, Vol. 1, P. Auer, Ed.  Academic Press, 1978.

3.    U.S. Department of Energy.  Coal  Gasification, Quarterly Report,
     January-March 1978.  Assistant Secretary for Energy Technology,
     DOE/ET-0067/1, Division of Coal Conversion, Washington,  D.C.,
     September 1978.

4.    Netzer, D., and Ellington, R. T.   SNG By Fluor - Combination
     Coal Gasification.  Presented at the Sixth Annual International
     Conference on Coal Gasification,  Liquefaction and Conversion to
     Electricity,  University of Pittsburgh School of Engineering,
     Pittsburgh, Pennsylvania, July 31 - August 2, 1979.

5.    Based on unpublished data obtained from Resources of the Future
     during 1979.

6.    Rubin,  E.  S., and McMichael, F. C.  Some Implications of Environ-
     mental  Regulatory Activities on Coal  Conversion Processes.  In:
     Symposium Proceedings - Environmental Aspects of Fuel Conversion
     Technology, St.  Louis, Missouri.   U.S. EPA/ORD, Washington,  D.C.,
     May 1974.   pp. 69-90.

7.    Forney, A. J., Haynes, W. P., Gasior, S. J., Johnson, G. E., and
     Stakey, J. P., Jr.  Analyses of Tars, Chars, Gases,  and  Water
     Found  in Effluents From the Synthane Process.   In:   Symposium
     Proceedings - Environmental Aspects of Fuel Conversion Technology.
     St. Louis, Missouri.  U.S. EPA/ORD, Washington, D.C., May 1974.
     pp. 107-113.

8.    Monsanto Research Corporation.  Efficiencies  in Power Generation.
     Report prepared for the U.S. EPA, NTIS PB-234-160,  Washington,
     D.C., March 1974.

9.    Mills,  G.  A.   Synthetic Fuels From Coal:  Can Research Make
     Them Competitive?  Washington Coal Club, March  10,  1977.
                                    14'

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9.   Surface Oil  Shale Processing

9.1   Overview

     The oil shale resources in the United States probably exceed two
trillion barrels of petroleum and of this amount, 25 to 35 percent is
presently projected as being commercial.   Most oil  shale of projected
commercial  grade contains 20 to 50 gallons of oil per ton of rock.  A
large portion of the United States shale  resource is in the range of 10
to 20 gallons per ton of rock with an insignificant amount of the re-
source base containing as much as 125 gallons per ton (1).

     The most extensive high-grade deposits of domestic oil shale are
in the Rocky Mountain region in the Green River Formation primarily in
Colorado, Utah,  and Wyoming, on land which is mostly in the public do-
main (1 ).

     The two major routes for exploiting  oil  shale resources are (2):

     1.    Conventional mining followed by surface proces-
          sing,  and
     2.    In situ (in place processing).

     In  addition, there is modified in situ.   Modified in situ involves
removing some of the shale (e.g., by conventional mining) to increase
the void volume  in order to enhance the in situ processing.  In modified
in situ, recovered shale (e.g., by conventional mining) can be surface
processed.

     This section addresses convention (i.e., surface retorted) processes,
In conventional  oil shale processes, the  following steps are performed:

     •    Mi ni ng the shale,

     •    Crushing the mined shale,

     •    Retorting the crushed shale, and

     •    Collecting and upgrading the crude shale and
          other  by-products.

     To  date, a  number of above ground retorting processes are in the
advanced development stage.  Even though  shale oil  has been produced
commercially (on a small scale) for various periods of time since 1838,
the future viability of an oil  shale technology depends on many factors
i ncIud i ng:

     •    The demonstration of a modern commercial  scale
          techno logy,
                                   142

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     •    The ability to satisfy environmental  concerns, and

     •    The ability to produce an acceptable product at an
          acceptable price.

     In this regard, there are many unknowns.  These range from the abil-
ity to satisfy environmental concerns to the commercial  scale cost to
produce a barrel  of oil from oil shale.
9.2  Process Description

                                 Concept

     Oil  shale is a marl, a variety of limestone laced with organic mat-
ter (hydrocarbon) known as kerogen.  Kerogen is a complex material  com-
posed mainly of carbon, hydrogen, oxygen, sulfur, and nitrogen.   The
kerogen molecule is large and heavy.  Heating breaks the chemical  network
holding the heavy kerogen molecules together and "cracks" the individual
large molecules into smaller molecules.  This releases a liquid  hydrocar-
bon mixture, the shale oil, that is the most valuable (3).

     In conventional processes, the heating (retorting)  takes place above
ground.  The conventional process  is composed of four basic steps:   min-
ing the shale; crushing  it to the proper size for the retort vessel; re-
torting the shale to release the oil; and refining the oil  to bring it up
to a high-quality product.  The shale can be mined underground or on the
surface depending on the nature of the deposit.  The minimum thickness
of a shale seam for commercial utilization is considered to be about 30
feet, but thicker seams are preferred (3).

     After the shale is crushed to the right topsize, it is fed  into a
retorting vessel  and heated to between 800 F and 1000 F to decompose the
kerogen.   In practice, on the order of 75 percent of the kerogen is sep-
arated from the rock at these temperatures (3).

     Different retorting processes apply heat to the shale in different
ways.  The heat carrier can be either a gas or noncombustible solid such
as sand or ceramic balls.  The oily vapor produced as the kerogen decom-
poses during the retorting is condensed to form the raw shale oil.   This
raw shale oil  is subsequently upgraded to produce a more marketable prod-
uct.  If  gas is produced in the retorting operation, it can be used for
process purposes (e.g., to produce electric power) and/or a pipeline
qua Iity gas.

                                 Deta i I

     Conventional (above ground retorting) oil  shale processes basically
provide for the following (2, 3):
                                   143

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     1 .    Mi ni ng  the shale,
     2.    Crushing the mined  shale,
     3.    Retorting the crushed  shale,
     4.    Collecting the  crude shale oil  and other by-
          products, and
     5.    Upgrading the crude oil  and possibly other by-
          products.

     Currently,  there are several  above ground retorting processes that
are in  the advanced development  stage.   These include:

     •     The Union Oil Company  Retort  B process that employs
          a vertical gas-recycle retort.

     •     The Paraho Development Corporation hot gas process
          that employs a  vertical  gas combustion kiln based
          on a design used for many  years to process limestone.

     •     The Superior Oil  hot gas method that employs a cir-
          cular gas-combustion retort.

     •     The Lurgi-Ruhrgas  modified coal  carbonization tech-
          nique that uses sand or recycled shale ash heated to
          above 900 F to  retort  the  shale.

     •     The TOSCO II process that  uses i-inch ceramic balls
          heated  to above 1000 F to  transfer heat to the crushed
          shale.

     The Oil  Shale Corporation (TOSCO), in conjunction with other joint
venture participants (called  the Colony group), have demonstrated their
retort  process technology at Parachute  Creek, Colorado, in a 1000 tons/
day semi-works plant.  TOSCO has designed a full-scale 66,000 tons/stream
day commercial  plant that would  produce 47,000 barrels per day of low
sulfur  fuel oil  and 4,300 barrels per day of LPG.  The plant (TOSCO II)
would be located  on the Dow  West property of the Middle Fork of  Parachute
Creek,  with spent shale disposal  in  the nearby Davis Gulch.  Current
plans are for construction of full-scale commercial  plant to commence in
early 1984 with completion early in  1987.  Details of the TOSCO II pro-
cess foI low (4,  5) .

     The TOSCO II retort  is  an externally-heated reactor that uses hot
ceramic balls to  heat the shale  to pyrolysis temperature in a horizontal,
rotating kiln.   The shale, crushed to  less than one-half inch size, is
fed into a fIuidized-bed  where it is preheated by hot combustion gases
from a  separate ball heater.   After  preheating, the shale  is moved into
the reactor and mixed with half-inch diameter heated ceramic bails from
the ball  heater.   The heat in these  balls transfers to the sha e, effect-
ing pyrolysis.   The oil,  steam,  and  gases are given off as a mist, which
                                   I 44

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is fed to a fractionator for product recovery.  The spent shale and cer-
amic balls are discharged from the pyrolysis drum and separated by a
trommel  screen.  The balls are returned to the ball heater, and the spent
shale is removed for disposal (6).

     A fractionator separates the oil from gas and waste contained with
the hydrocarbon vapors feeding the fractionator; some of the gas from the
fractionator is burned to heat the balls in the ball heater.  Since no
combustion takes place in the reactor vessel, the resulting gas has a
higher energy content and the oil a  lower viscosity than that from an in-
ternally heated retort.  These features, and the reactor's ability to
handle fine particles, are advantages of the TOSCO  II process (6).

     The TOSCO  II commercial plant will include a conventional  under-
ground room-and-pi Ilar mine.  Primary crushing of the run-of-mine shale
will be carried out at the mine portal bench.  The coarse ore product
will be transported by conveyor to the final crusher at the plant site.
The product on final crushing will be ^-inch topsize and fed to the TOSCO
II retort unit and oil recovery equipment.   The flowsheet for a single
unit (one of six) is shown  in Figure 33 (5).

     As previously  indicated, the minus i-inch oil  shale is first pre-
heated to about 500 F with flue gas  from the ball heater.  The preheated
shale is fed to a horizontal rotating retort (pyrolysis drum),  together
with approximately  1.5 times its weight in hot ceramic balls from a ball
heater.  This raises the temperature of the shale to pyrolysis tempera-
ture (900 F) and converts its contained organic matter to shale oil vapor.
The shale oil vapors are fed to a fractionator for hydrocarbon recovery.
The mixture of balls and denuded shale are discharged through a trommel,
in order to separate the balls from  the shale.  The warm balls are purged
of dust with flue gases from a steam preheater (5).

     The dust-free warm balls are returned to the ball  heater via a ball
elevator.  They are then reheated to about  1300 F using in-plant fuel  and
then recirculated to the pyrolysis drum (5).

     The hot processed shale is cooled, moisturized and deposited  in a
disposal site.  The shale oil hydrocarbon vapors from the pyrolysis drum
are separated into water, gas, naptha, and gas oil, and bottom oil in a
fractionator.  The foul water is stripped of hLS and NHL and reused and
the other products are upgraded prior to shipping or used for process
purposes (5).

     An estimated energy balance for a -commercial scale TOSCO II facility
is contained in reference 7.  The reference 7 energy balance assessment
covers both the retorting process and the resulting product upgrading
facilities.  An estimated heat balance based on reference 7 is given in
                                   145

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      FLUE c«s
    TO ATMOSPHERE
MEHEAT SYSTEM
   STUCK
    PREHEAT SYSTEM

  (INCLUDES INCINERATOR!
                  *  ALL SCRUBBER SLUOSE STREAMS
                     TO PROCESSED SH4LE DISPOSAL

                  ** TO GAS RECOVERY AND
                     TREATINS  UNIT
                                                                                    MOISTURIZED PROCESSED
                                                                                    SHALE TO DISPOSAL
                                                                   COVERED PROCESSED
                                                                   SHALE CONVEYOR
                                    Figure  33

Pyrolysis  and  Oil  Recovery  Unit  TOSCO   II   Process

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Table 21.  DiagrammaticaI Iy this can be illustrated by Figure 34.  It
should be noted that the provided heat balance is an estimate, there
being uncertainty as to the exact composition of the input stream and the
yields and composition of the output stream.  The provided energy balance
is in terms of energy flow per hour of plant operation.
                                Table 21

              Estimated Energy Balance For a TOSCO  II Plant
                Producing 47,000 BPSD* Upgraded Shale Oil
                    From 35 Gallons Per Ton Oil Shale
                                           B±u/hour
                                         (10  Btu's)
           Percent of TotaI
             Energy  Input
Product Output
   Product oiI
   LPG
   Diesel fuel

System Losses
   Spent shale and moisture
   Residual carbon (coke)
   Ammonia
   Sulfur
   Cooli ng water
   Water evaporation on shale
   Losses (including flue gas
      heat)
I 0.30
 0.70
 0.1 1
 1 .78
 0.93
 0.11
 0.06
 1 .07
 0.25
 2.45
58.00
 3.94
 0.62
10.02
 5.24
 0.62
 0.34
 6.02
 1.41
13.79
Energy Input
Raw shale
Steam
Electrical energy
17.76
17.00
0.53
0.23
100.0
95.72
2.98
1 .30

   BPSD = barrels per stream day
                                    147

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                        100$ Energy input

                             95.72$
                          From raw shale
 10.02$
 Spent
 sha le
  6.20$  (
  Resi dua
  carbon,
  and  sul
 ammonia,
fur
                             58.0$
                          Product oi I
                                               -4.28$
                                                From 'steam
                                                and electricity
          6.02$
          Cooli ng water

          1.41$
          Water
          evaporation

           13.79$
           Misc. losses
           (i nc I ud i ng
           fIue gas)
4.56$
LPG and diesel   fuel
                             62.5$
                         Total energy out
                                Figure  34

             Estimated  Heat  Flow Diagram  For  TOSCO  II  Plant
9.3  AppIications
                                 Current
     Shale oil  has been produced commercially for various periods of
time in eleven countries since the initiation of shale oil  operations in
France in 1838.  In Canada and the Eastern United States, a very small
industry was operating in 1860 but disappeared when petroleum became
plentiful.  Currently, the only commercial production is in Russia (Es-
tonia) and China with a combined production of approximately 150,000
barrels per day.  AM other shale industries (i.e., in other countries)
                                   148

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succumbed because of the inability to compete with petroleum fuels.   All
production to date has generally occurred in retorts that would not be
considered of commercial size for U. S. operations (2,  8).

                                Projected

     The successful development and demonstration of a  commercial  scale
shale oil production technology would provide a valuable alternative for
the acquisition of I iquid fuels.  The abiI ity to produce oiI  from oi I
shale would provide the potential means to produce liquid fuels from our
vast oil shale resources and thereby reduce our dependence on imported
and domestic petroleum products.  The commercial scale  development and
future use of an oil  shale technology are dependent on  many factors.
These include:

     •    The demonstration on a commercial  scale of a
          viable technology,

     •    The ability to satisfy environmental  concerns, and

     •    The ability to produce a commercially acceptable
          product at an acceptable cost.
9.4  Environmental Considerations (3, 8)

     The Environmental Protection Agency, the Department of Energy,  other
governmental agencies, and other groups are studying the environmental
aspects of shale oil development.  Currently, there remain a number  of
unanswered environmental questions.   It may not be possible to provide  a
meaningful environmental determination until experience with one or  pos-
sibly more operating plants are acquired.  The technologies are just too
new, the effected ecologies are not well understood, and the scale of
operation is too massive to be able to predict (with a reasonable degree
of confidence) the effect of an oil  shale industry.  In addition, envi-
sioned environmental controls for the oil shale industry are subject to
large uncertainties.

     The most significant problems and uncertainties are associated  with
impacts on air and water quality, waste management and occupational
health and safety aspects.

                          I dent i f i ed PoI Iutants

     Air Emi ss ions

     Atmospheric emissions can arise from several  activities or opera-
tions during oil shale processing.   The major source of SO,-,, NO , and
CO is fuel combustion for process heat; SO^ is also emitted in The tail
                                    149

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gases of sulfur recovery operations.   The use of fuel  oils in mobile
equipment and in explosives will  result in emissions of CO and N0x-
Hydrocarbons are present in both  combustion emissions and in product
storage tank vapors.   Emissions of  particulate matter can result from
blasting, raw and spent shale handling and disposal, raw and spent shale
dust in process gas stream, fuel  combustion,  and site activities which
generate fugitive dust.

     Particulate emissions from fuel  combustion and  fugitive dust from
spent shale handling  and disposal can contain polycyclic organic mater-
ial (POM) and certain trace metals.   Gaseous  ammonia,  hydrogen sulfide,
and volatile organics may be released during  moisturizing and subsequent
cooling of retorted shale.   Catalyst  materials may release particulate
matter containing trace metals to the atmosphere during regeneration,
handling, or final  disposal.

     Actual  S0? emission associated with  individual  retorting processes
will depend upon the  degree of sulfur removal  accomplished for in-plant
fuels,  the extent of  on-site shale oil  processing, and  the degree of
control applied to sulfur recovery tail gases.   Combustion of any hydro-
carbon fuel  will  produce oxides of  nitrogen when air containing nitro-
gen is used as the source of oxygen.   In  addition, organic nitrogen
contained in the fuel  can be partially oxidized to NO and N0~.  In gen-
eral, those processes which require small-size shale feed (e.g.,  TOSCO
II) will have more uncontrolled particulate emission during crushing
and raw shale operations than processes which require large feed.

     Site use activities which may generate fugitive dust generally are
not process specific.   The use of open pit versus underground mining
will be the largest factor determining total  fugitive emissions associ-
ated with extraction  of oil  shale.  Overall  fugitive dust emissions may
present more of a problem for the TOSCO II  process than for some other
processes.  Ore storage and handling  and  disposal  of the fine TOSCO II
retorted shale are potential  fugitive sources.

     The largest source of  CO in  an oil shale operation is mobile equip-
ment used for mining  and transport.   The  quantity of such emissions is
a function of mining  method and haul  distances rather than retorting
process.

     The pyrolysis of essentially any type of organic material  produces
a certain amount of POM, and oil  shale kerogen is no exception.   Gen-
erally. POM compounds have a low  volatility and will  be associated with
high boiling liquid or solid products or  particulate matter.   And, al-
though POM is known to be present in  carbonaceous retorted shales, the
biological  availability and potential  hazard  of such material  is not
accurately known at present.
                                    50

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     Release of POM to the atmosphere during oil shale processing can
occur via three major pathways:

     (1)  Handling and disposal of retorted shale - fugitive
          particulates and possible volatilization of hydro-
          carbons.

     (2)  Combustion of shale derived oils containing POM.

     (3)  Flue gases containing entrained retorted shale
          particulates, along with retort gas or spent
          shale coke combustion products.

     Oil shale contains trace amounts of many elements.   However, for
elements other than Si, Fe, Al, Ca, Mg, and K, the concentrations in oil
shale are less than generally found in coal.  In addition, conditions
during retorting are not severe enough to volatilize most metallic and
heavy elements.  With notable exceptions such as arsenic (As) and possi-
bly antimony (Sb), most trace elements (e.g., nickel  (Ni), vanadium (V),
molybdenum (Mo)) remain with the spent shale, or are found as components
of raw and spent shale solids entrained in retort gases  and in raw shale
oil.  Arsenic  in raw shale apparently forms a range of volatile oil  sol-
uble compounds (perhaps organic arsines) during retorting, and appears
in raw shale oil and all  condensible oil  fractions.  If  not removed dur-
ing upgrading,  arsenic will be present in shale oil combustion products.

     Metals and their compounds are used as catalysts (Ni, Co, Mo, Cr,
Fe, Zn) for hydrotreating, de-arsenating, sulfur recovery, and trace
sulfur removal.  Emissions of particulate matters containing catalyst
metals can occur either during on-site regeneration or during handling
and disposal.  Catalyst use is not unique to shale oil  processing, and
much information and experience in preventing hazardous  emissions can be
borrowed from the petroleum and related industries.

     Solid and Liquid Effluents

     Construction, mining, and site use activities may potentially
result in increased sediment and dissolved solids loading in surface
run-off and receiving streams.  This  indirect source of  potential water
pollution is not unique to oil shale extraction and processing but may
require careful control due to the magnitude of site activities.  Col-
lection and impoundment of run-off may be necessary.

     The need to process 1 to 3 tons of shale per barrel  of oil results
in a major solid waste disposal problem regardless of whether surface or
in situ retorting is employed.  A principal  impact will  be the necessary
storage of overburden on refuse from open pit and room-and-piIlar mining.
Large volumes of waste material must be disposed of in a satisfactory
                                   151

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manner.   If the overburden  and  refuse have properties  toxic to the ex-
isting surroundings,  vegetation and  ecosystem,  then  the technology must
include control  of these effects.

     Aqueous wastes from oil  shale processing  can  be broadly categorized
as originating from direct  or indirect sources.   Direct sources are waste-
waters generated from unit  operations and/or processes, including waste-
water from retorting  operations;  wastewater from upgrading  operations;
water from air emission control  and  gas cleaning systems; cooling water
and boiler water blowdowns;  water treatment systems;  mine dewatering
wastewater; and sanitary wastewaters.  Indirect sources include:   leach-
ate from retorted shale disposal  areas;  run-off and  erosion resulting
from construction and site  use  activities;  and  run-off from mining and
transport activities.

     Water is a direct product  of oil shale retorting, resulting  from
the step in the release of  free and  inorganically  bound water from raw
shale, and combustion of organic material  in shale.   From  1  to 8  gallons
of water are commonly produced  per ton of  input shale  feed  to a surface
retort,  depending on  the retorting process and  the composition of the
shale processes.

     This water can separate partially from crude  shale oil  during stor-
age, and/or can appear in aqueous waste streams of shale oil  upgrading
operations.  Water remaining in retort gases after oil separation can  be
condensed during cooling or gas cleaning operations,  or can appear in
the flue gas stream from retort gas  combustion.   Water separated  from
crude shale oil  contains mainly ammonia, carbonate and bicarbonate,
sodium,  sulfate, chloride,  and  dissolved or suspended  organic compounds
(phenolics, amines, organic acids, hydrocarbons, mercaptans).  Smaller
quantities of calcium, magnesium sulfides,  and  trace elements may also
be present, along with suspended shale fines.   Water condensed from
retort gases contains primarily ammonia and carbonates, with traces of
organic substances and sulfur containing compounds.

     The quality of wastewaters from an upgrading  operation varies with
the level of on-site  upgrading  or refining utilized.   In general, a full-
scale refining operation may include any of the following wastewater
streams:  oily cooling water, process water, and wash  water.

     Wastewaters are  also collected  during retort gas  cleaning, tailgas
cleanup, and foul water stripping.  Major  constituents in  such waters
are shale dust particulates, hydrocarbons,  hLS, NHL,  phenols, organic
acids, and amines.  Other constituents such as  thiosulfate  and thiocyan-
ate may also be present.

     Approximately 45 to 50 percent  of the water required  for an  oil
shale plant is expected to  be used for moisturizing  of retorted shale.
Much of this water requirement  will  be supplied by minewater and  process
                                    52

-------
wastewaters.  Because of the large quantities of water utilized and the
exposure of retorted shale to rain and snowfall, a source of indirect
water pollution may occur via leaching or run-off from retorted shale
piles.  However, the bulk of the water applied to retorted shale is ex-
pected to be held in capillarity or to be bound as simple hydrates.  The
suspended and dissolved constituents of wastewaters applied to retorted
shale are expected to be partially immobilized by physical adsorption
and/or chemical reaction with retorted shale.  Leaching experiments in
the laboratory and with small plots indicate that inorganic salts - Na,
Mg, SO., Cl - may be leached from retorted shales.  Small quantities of
organic substances and trace elements are also water soluble.

                           Regulatory  Impacts

     Each oil shale technology and resulting commercial  implementation
will have to be evaluated separately as to regulatory  impacts.   Because
of the differences in technologies and in state and local regulations,
siting of a major oil shale  facility must be addressed on a case-by-case
basi s.

     The oil shale industry must comply with regulations and standards in-
cluding requirements of the Clean Air Act, the Clean Water Act, the Safe
Drinking Water Act, the Resource Conservation and Recovery Act, the Toxic
Substances Control Act, the  Federal Nonnuclear Energy Research and Devel-
opment Act, and the National Environmental Policy Act as well as applic-
able State  laws.

     Undoubtedly, the oil shale  industry will benefit from the experience
of the petroleum  industry in dealing with complex organic substances and
new processes while complying with governing statutes.
9.5  Performance

                                 Current

     Even though an estimated heat balance (for a given process) and
thereby an efficiency value  is provided,  it should be recognized that,
currently, there are no commercial scale  shale oil extraction and proces-
sing facilities  in the United States.  There have been some small scale
experimental efforts and small scale demonstration of some process ele-
ments (e.g., a specific retort).  Therefore, there are no performance
values that can  be applied to a commercial scale plant.

                                Projected

     It is difficult to provide confident estimates of operating efficien-
cies of future shale oil facilities.   In  this regard, a given shale oil
project could have various efficiency values depending on the specific
                                    53

-------
definition.  Efficiency values could be based on energy contained in re-
sources in place or on the energy content of the shale into the retort-
ing facility.  In addition, efficiency values will  depend on what system
input and product output energy components are considered.
9.6  Economics

                                 Current

     There are no commercial  scale oil  shale processing facilities cur-
rently in operation in the United States.

                                Projected

     The oil  shale companies  themselves are aware of the technological
and economic  uncertainties.   One company recently stated that no one
really knows  what any of the  available  oil  shale technologies will  do or
what they will  cost in dollars per barrel  until  plants are built and
operating and cost data collected (1).   Even though there is consider-
able uncertainty, reference  10 does contain an assessment of economic
and financial considerations.
                                   I 54

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                References - Surface Oil  Shale Processing
1.    State of Colorado.  Colorado Oil  Shale:  The Current Status,
     October, 1979.  Department of Natural  Resources for the U.S.
     Department of Energy, 1979.

2.    U.S. Department of Interior.  Shale OiI  - A Chapter from Mineral
     Facts and Problems, 1975 Edition.  Bureau of Mines, preprint
     from Bui let in 667, 1975.

3.    U.S. Environmental Protection Agency.   Oil  Shale and the Envi-
     ronment.  Office of Research and Development, EPA-600/9-77-033,
     Washington, D.C., October 1977.

4.    U.S. Department of Energy.  Candidate Shale Oil Projects.   As-
     sistant Secretary for Energy Technology, Washington, D.C.,
     January
5.   U.S. Environmental Protection Agency.  Technological  Overview
     Reports for Eight Shale Oil  Recovery Processes.   Industrial
     Environmental  Research Laboratory, EPA-600/7-79-075,  Cincinnati,
     Ohio, March 1979.

6.   University of  Oklahoma.  Energy Alternatives:   A Comparative
     Analysis.   The Science and Public Policy Program, University of
     Oklahoma,  Norman, Oklahoma,  May 1975.

7.   Denver Research  Institute, et al.  Material  and  Energy Balance
     for the Retorting Section of the Colony Development Operation.
     Prepared for the U.S. EPA/ORD-IERL, Cincinnati,  Ohio, March  1980

8.   U.S. Department of Energy.  Commercialization  Strategy Report
     for Oil Shale.  Prepared by  U.S. DOE Task Force  on Oil Shale,
     Washington, D.C., 1979.

9.   U.S. Department of Energy.  Environmental Readiness Document -
     Oil Shale.   Assistant Secretary for Environment, DOE/ERD-0016,
     Washington, D.C., September  1978.

10.  Chevron Research Company.  An Assessment of  Oil  Shale Tech-
     nologies.   Prepared for the  Office of Technology Assessment,
     Congress of the United States, OTA-M-118, Washington, D.C.,
     June 1980.
                                   155

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10.   In Situ Oil  Shale Processing

10.1  Overview

     The oil  shale resources in the United States probably exceed two
trillion barrels of petroleum and of this amount 25 to 35 percent is pres-
ently projected as being commercial.  Most oil  shale of projected commer-
cial grade contain 20 to 50 gallons of oil  per  ton of rock.  A large por-
tion of the United States shale resource is in  the 10 to 20 gallons of
oil per ton of rock range.   An insignificant amount of the resource base
contains as much as 125 gallons per ton (1).

     The most extensive high-grade deposits of  domestic oil shale are in
the Rocky Mountain Region in the Green River Formation primarily in Color-
ado, Utah, and Wyoming, on  land which is mostly in the public domain (2).

     The two major routes for exploiting oil shale resources are:

     1)   Conventional  mining followed by surface proces-
          sing, and
     2)   In situ (in place processing).

In addition,  there is modified in situ.  Modified in situ involves remov-
ing some of the shale (e.g., by conventional mining) to increase the void
volume in order to enhance  the in situ processing.  In modified in situ,
recovered shale (i.e.,  via  conventional mining) can be surface processed.

     This section addresses in situ retorting (including modified in
situ).  True in situ processes involve (1) formation fracturing via ver-
tical well bores to create  permeability without mining or removal of
material followed by undergound retorting and (2) underground retorting
via well bores utilizing natural  permeability where it may exist.  No
underground material is removed by any means to create additional void
space for fracturing or rubbling except by the  driI Iing/underreaming
process (3).

     The modified in situ process involves mining or removing by some
other means (such as leaching or underreaming)  up to 40 percent of the
shale (i.e.,  in the retorting sector) so the void volume and permeabil-
ity can be increased before retorting.  The remaining oil shale is then
explosively fractured into  the void volume and  combustion or hot-gas
retorted.  In the case of leached shale, the shale is not fractured,
but hot-gas retorted.  The  mined shale fraction can be surface retorted
(3, 4).

     Currently, a number of in situ processes are receiving attention
with a goal  of demonstrating a viable commercial capability.  The com-
mercial scale development and degree of product market penetration will
depend on numerous factors.  These  include:
                                   156

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     1)   The demonstration of a modern, viable commercia
          sea e technology^

     2)   The ability to satisfy environmental concerns, and

     3)   The ability to produce an acceptable product at
          an acceptable price.

     In this regard there are many unknowns.  These range from the abi
 ity to acquire a viable in situ technology to achieving an acceptable
 environmental status.   It  is expected that the cost to produce a barre
 of shale oil from an  in situ process would be less than for a surface
 retorted process (i.e., assuming the achieving of a viable technology)
 10.2  Process Description

                                 Concept

     Oil shale  is a marl, a variety of  limestone  laced with organic mat-
 ter (hydrocarbon) known as kerogen.  Kerogen  is a complex material com-
 posed mainly of carbon, hydrogen, oxygen, sulfur, and nitrogen.  The
 kerogen molecule  is large and heavy.  Heating breaks the chemical network
 holding the heavy kerogen molecules together and "cracks" the  individual
 large molecules into smaller molecules.  This releases liquid hydrocarbon,
 some combustible gases, and a coke-like residue.  It is the liquid hydro-
 carbon mixture, the shale oil, that is the most valuable (4).
the
     In "true" in situ processing, a central  well  is first
    bed of shale.  Several  other wells are then drilled in
                                                           drilled into
                                                           a pattern
around the central  well.   Explosive charges are placed in the we
detonated to fracture the surrounding shale.   Sometimes the shale is
                                                                 Is and
fractured by pumping water into the we I  s under
                                                                     This
fracturing process is necessary to create pathways (void  spaces)  in  the
         impermeable shale so as to permit heat transfer.   For a  given
              about 50 o of the shale volume has to contain  void spaces
                         take place to decompose the kerogen
norma
in situ site,
for enough combustion to
                                                very high pressure.
                                                   (void spaces)
                                                             (4)
     Once the shale is fractured, it is ignited by a flame from compressed
air and a combustible qas pumped into the central  well.  The hot combus-
tion gases circulate along the pathways in the fractured shale, heating
it to retorting temperatures and releasing the gas and oil  from the kero-
gen.  After a few hours, the external ly-fed gas is shut off, but com-
pressed air continues to be fed to the burn zone where combustion is
sustained by the carbon residue that remains as the shale is retorted (4).

     The gas produced in the retorting process is withdrawn from a well
down-stream from the central  injection well.  Some of this gas is recir-
culated to the central well  to aid combustion.  The vapor produced in

-------
in situ retorting condenses to liquid in a sump at the base of the shale
area and is pumped to the surface.

     In a "modified" version of in  situ recovery,  20 to 40% of the lower
portion of the shale bed is first mined (by conventional  methods) or
otherwise removed.  This leaves a void space beneath the shale.  The
shale is then fractured with explosives, filling the mined-out space with
shale rubble.  The rubble column is ignited, retorting the shale in place,
as in the "true" in situ method, to produce gas and oil.   The shale ex-
tracted (e.g., by conventional  methods) can be retorted by conventional
surface processes.

     The oil  from in situ processing has essentially the same character-
istics as the oil retorted on the surface and has  to be processed to re-
move impurities before being used as refinery feedstock (4).

                                 Deta i I s

     True In Situ (5)

     The true in situ shale oil recovery process is characterized by
fracturing techniques that require  no mining or removal of major amounts
of oil  shale.  The fractured oil shale bed can be  retorted by two general
methods.  The shale can be ignited  at the bottom of the injection well
and combustion sustained by air injection, in which case hot combustion
gases retort the shale.  In some cases, it is advantageous to supplement
the air supply by injecting propane, recycled gas  or some other fuel  to
enhance combustion.  In the second  method, energy  for retorting the shale
can be supplied by injecting heated gases.  The gases considered for use
in this process are steam, natural  gas, nitrogen,  and others.

     In either method,  products of  retorting are recovered from the pro-
duction well.  Liquid products collected in the bottom of the well  can be
pumped to the surface.   Liquid entrained in the exit gas stream can be
separated and collected on the surface.  Depending on the heating value
of the gas stream, it can be used as recycle gas,  burned as a source of
fuel on the surface, or discarded through a flare  to prevent pollution.
The true in situ concept is indicated by Figure 35.  This concept of pro-
cessing oil  shale is most likely to be applied to  shales deposited in
thin beds, possibly interspersed with barren rock.
     Mod if led In Situ

     The difference between these processes and true in situ retorting
methods is that between 20 and 40 percent of the oil shale or other min-
erals are mined or otherwise removed from within the retort to provide
the void space for enhanced permeability when the remaining shale is
rubblized, as previously discussed.   If mined shale is oil rich, it will
                                   158

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r
                   COMPRESSED AIR

                   INJECTION WELL
           OIL. WATER. AND GAS -«-.

            PRODUCTION WELL  h.
                                     OVERBURDEN
u.
— "W —

0
w" 2000-r
cc
D
h-
I 1500-
UJ
a.
5
H 1000-
UJ
1-
<
1 500-
X
O
CC
i 0-







FRACTURED
SHALE ZONE









.^4




1
I


\
/
V


/





*
~^- 	 TXJ-
1 1 	

' 	 ^ - - . -
^".~ ' ^ ' . ' ^-_~T
- — - - . ^ — -^_ "f~ — ^~f—
~-~_^--^~- . '
— *- ^^| '^|\ .' CFRONT MOVEMENT ^ '^" » -'
/ ' , \ -'r^ :.^f 7"
/ 1 ' i ' Y" ^--~":: -i^-~
- —^7; ." ^^^ — ' _ -
'-^"-^ ^r^r*"-
— *• / | 1 VCOMBUSTION GASES, OIL. AND WATER
- / ! • ! ; -^ "•?^^M- "^
/EXPECTED ' | r^^'.-.-^V-"^"-
X TEMPERATURE , 1 ^ -~- •'" ^ - r_ ^I-
' PROFILE | ^CT^; V ^r C-_
^^- ' I | ^^^ 	 ^.^1~- Xt— '
1 Ll^~— ^^ 	 "" — "" ~^>1~™"
I ^ —
1 ^~~ 	 	 	 	 	 	 -^~~~
BURNED-OUT ZONE ^Jo^ljBU^
ZONE
< 	 . 	 .Jd 	 . — ».
RETORTING ZONE

'^r^-^-r7- -:
"~ •~-''^X.~ - •• ^ .. • - - ^
" — ~—"-^-^— -" — — S-"
	 ^.__^ — - 	 — " ~ —
~^~-~^ — 	 — ^ — " ^"
^___^~'^I^^^^-r_^ '^^
^ 	 ^ 	 ' 	 	 	 -~^~- —
OIL. WATER. AND
GAS DRIVE ZONE

KX

»
'
\
i
4
^

^
-^^^
— 	
•— —
—
Jl
^
-
*"
_;
— ^
-^
—





                                Figure 35

                         True In Situ Retorting
be sent to surface retorting; but if it is  low-grade shale, it will prob-
ably be discarded.  This can greatly influence mine designs and detailed
development plans.  Wells are drilled and prepared prior to fracturing
the shale.  After the oil shale is fractured through explosive techniques,
a porous medium remains and retorting is begun.
     Four general concepts of modified
ified (5):
in  situ techniques can be ident-
     1)   Vertical modified in situ with partial mining  in
          which the relative dimensions of the  retort are
          larger  in the vertical  direction than  in the hori-
          zontal, such as a column.

     2)   Horizontal modified in situ with partial mining  in
          which the relative dimensions are  larger in the
          horizontal direction than in the vertical, such  as
          a bed.

     3)   Modified  in situ retorting of a zone  in which  min-
          erals contained in the shale have  been  removed by
          naturally occurring groundwater (leached zone  in
          Colorado) or by solution mining.
                                   159

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     4)   Horizontal  modified in situ retorting of a rubblized
          oil  shale bed that has been prepared by explosive
          detonation  resulting in noticeable surface uplift.

     Modified  techniques that require partial  mining followed by massive
rubblization are believed to offer the most promise for deeper and very
thick shale deposits.  In these deposits the vertical  configuration is
most useful.  A horizontal  technique will  be more useful  in somewhat thin-
ner deposits or as a  secondary recovery method in a previously worked
mi ne (5).

     Collected crude  oil  must be processed to remove water and other con-
taminants and  then further upgrading (e.g., removal of deleterious mate-
rials and viscosity alteration) before pipelining and before entering
conventional refinery streams.

     A number  of modified in situ processes are currently receiving sub-
stantial attention with a goal of demonstrating a viable commercial capa-
bility.  These include (4,  6):

     1)   The  Occidental  Oil  Company's "modified" vertical
          in situ process in which a rubbled column of broken
          shale is retorted to produce oil and a combustible
          gas.

     2)   The  Rio Blanco modified in situ method involves
          mining out  a relatively large underground retort
          void space.  After removal of the material from
          underground, the retort is rubblized and burned to
          produce oil.  The mined-out material is surface
          retorted.

     3)   The  Geokinetics process in which oil shale is
          extracted possibly from oil shale beds under rel-
          atively thin overburden using a horizontal modified
          in situ technique.

Details on the Occidental modified  in situ process follow (7):

     The Occidental modified in situ shale oil recovery scheme is covered
by a U. S. Patent.  The system was tested in excess of one year in a com-
mercial size  in situ  retort with a total production in excess of 27,000
barrel s of crude oil.

     The modified in  situ process for shale oil recovery consists of re-
torting a rubblized column of broken shale, formed by expansion of the
oil shale into a previously mined out void volume.  The process involves
three basic steps.  The first step  is the mining out of approximately 20
to 25% of the oil shale deposits (preferably  low grade shale or barren
                                   160

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rock), either at the upper and/or  lower  level of the  shale  layer.   This
is followed by the drilling of vertical  longholes  from the  mined-out  room
into the shale layer,  loading these holes with an  ammonium  nitrate-fuel
oil (ANFO) explosive,  and detonating  it  with appropriate time  delays  so
that the broken shale  will fill  both  the volume of the room and  the volume
of the shale column after blasting.   Finally, connections are  made  to both
the top and bottom and  retorting  is carried out (Figure 36).
                                i OIL RECOVERY
                                   RECYCLE GAS '
                                   COMPRESSOR
                            , FUTURE RETORT
                            ' CENTER SHAFT
AIR MAKEUP*
COMPRESSOR
                                     iOo-«-.--^
                                     .°A ..".OIL SHALE RUBBLE,
                                               -
                         SOIL SUMP AND PUMP
                                 Figure 36

               Occidental  Oil  Shale Process Retort Operation
      In the  Occidental  scheme,  both the size of the retorting chamber and
the thickness  of  the walls have an important impact on the fraction of
the cross  section of the shale  formation available for retorting.  With
                                   161

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40 feet thick walls,  the cross section of  the shale formation available
for retorting would be 56$ for 120-ft square retorting chambers and
for 160-ft square retorting chambers.  With 20 feet thick walls,  the
cross section of the shale formation available for retorting would be
for 120-ft square retorting chambers and 19% for 160-ft square retorting
chambers.   Thus large retorting chambers and thin walls are necessary for
the optimum recovery of oil shale resources (i.e., for the Occidental
concept).

     Assuming that 20$ of the rock is mined-out to create the void volume
necessary  for subsequent rubbl ization, a 120 ft x 120 ft x 250 ft commer-
cial  size  retort could yield 50,584  barrels of crude shale oil, at 65%
retorting  efficiency and for 15 gpt  shale.   The results from the  Occiden-
tal experiments indicated a retort burn rate of 0.54 in/hr, thus  the
production period of a 250 ft high retort  is 232 days and the production
rate of crude shale oil from a commercial  size retort is 218.5 barrels
per day CBPD).  Two hundred and twenty-nine retorts would be required to
operate simultaneously to produce 50,000 BPD of crude shale oil if the
average Fischer assay of the shale zone is  15 gallons per ton (gpt).  For
a shale zone with an average Fischer assay  of 25 gpt, a minimum of 149
retorts would be required if the production goal  of 50,000 BPD of crude
shale oil  were to be realized.

     In the construction of the commercial  size retort, Occidental plans
mining at  two levels.  The upper mining level  will  be a complete  heading
at or near the top of the retort, and wi I I  serve as.a base from which
vertical longholes will be drilled for the  loading of explosives.  In the
retorting  process, combustion air will be  supplied through the heading.

     In the Occidental  modified in situ process,  retorting is initiated
by heating the top of the rubblized  shale  column with the flame formed
from compressed air and an external  heat source,  such as propane  or nat-
ural  gas.   After several  hours, the  external  heat source is removed and
the compressed air flow is maintained, utilizing the carbonaceous residue
in the retorted shale as fuel  to sustain air combustion.  In this verti-
cal retorting process,  the hot gases from  the combustion zone move down-
wards to pyrolyze the kerogen in the shale  below that zone, producing
gases, water vapor, and shale oil mist which condense in the trenches at
the bottom of the rubblized column (Figure  37).  The oil production pre-
cedes the  advancing combustion front by 30  to 40 ft.  The crude shale
oil and by-product water are collected in  a sump and pumped to storage.
The off-gas is composed of gases from shale pyrolysis, carbon dioxide
and water  vapor from the combustion  of carbonaceous residue and carbon
dioxide from the decomposition of inorganic carbonate (primarily  dolo-
mite and calcite).  Part of this off-gas is recirculated to control the
oxygen  level  in the incoming air and the retorting temperature.  The
off-gas has a heating value of approximately 65 Btu/scf.  The part of
the off-gas not recycled will  be burned in  a turbine for electric power
generation after hydrogen sulfide removal  by the Stretford process.
                                   162

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             AIR AND RECYCLE GAS
                            BURNED OUT ZONE
                GAS
                          --    ^'• xl~"p  •-  —

                       '^-^COMBUSTION ZONE^RONT  .
                        *--^- v,-    .<----.-"-MOVEMENT
                    RETORTING AND VAPORIZATION ZONE
                       VAPOR CONDENSATION ZONE
                         GASES, OIL, AND WATERi
                            I   I  i   I  J
              PILLAR
            PILLAR -
OIL AND WATER
                                Figure 37

     Flame Front Movement in the Occidental  Modified In Situ  Process
     According to Occidental's estimate,  only 20 to 25% of the electric
power produced from the low-Btu gas is required for operating the modi-
fied in situ process.   The minimum treatment required for the crude shale
oil produced from the  retorting process will include phase separation of
the oil from the by-product water and the stabilization of the oil  prod-
uct.  The wastewater effluent from the phase separator may be used for
steam generation after appropriate treatment.
                                       the Occidental process has
                                       25 ), a pour point of 70 F,
                                                                 '
     The crude shale oil  produced from
cific gravity of 0.904 (API  gravity of
sulfur content of 0.71 weight percent and a nitrogen content of 1
weight percent.  The crude shale oil  is reportedly free of solids
may be used directly as boiler fuel.
                      a spe-
                       a
                      50
                      and
                                   163

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     Reference 8 contains an  estimated  energy balance for the retorting
sections of an Occidental  modified  in situ  plant.   The provided energy
balance covers both in situ and Lurgi surface retorting.   The Lurgi
retorts handle the approximate 20 percent of  the oil  shale removal  from
the modified in situ retorts  before rubblization by explosives.  In  addi-
tion, a few additional percent of oil shale from development passageways
will  also be sent to the Lurgi  retorts.   The  shale oil  retorted both
ways will be 25 gallons per ton average grade.   Low-Btu gas produced by
retorting will  be used to generate  steam and  to produce electricity  by
gas turbine driven generators.   An  estimated  heat balance based on  ref-
erence 8 for both in situ and Lurgi  retorting is given by Table 22.
This can be represented diagrammaticaI Iy by Figure 38.   As indicated,
Table 22 and Figure 38 cover  the retorting  sections of the plant only.
The energy balance is for a plant producing 111,111 barrels of shale oil
per stream day (BPSD).  This  results from 68,000 BPSD from in situ  re-
torting and 32,000 BPSD from  conventional  (i.e., surface) retorting.
10.3  Applications

                                 Current

     Shale oil  has been produced commercially for various periods of
time in eleven  countries since the initiation of  shale oil  operations
in France in 1838.  In Canada and the Eastern United States,  a very small
industry was operating in 1860 but disappeared when petroleum became plen-
tiful.   Currently, the only commercial  production is in Russia (Estonia)
and China with  a combined production of approximately 150,000 barrels per
day.  All other shale industries (i.e., in other  countries) succumbed be-
cause of the inability to compete with  petroleum  fuels.  All  production
to date has generally occurred in retorts that would be considered of
commercial  size for U. S. operations (9).

                                Projected

     The successful development and demonstration of a commercial scale
shale oil production technology would provide a valuable alternative for
the acquisition of liquid fuels.  The ability to  produce oil  from oil
shale would provide the potential means to produce liquid fuels from our
vast shale oil  resources and thereby reduce our dependence on imported
and domestic petroleum products.  The commercial  scale development and
future use of an oil  shale technology are dependent on many factors.
These incIude:

     1)    The demonstration on a commercial scale of a
          viable technology,
     2)    The ability to satisfy environmental concerns, and
     3)    The ability to produce a commercial product at
          an acceptable cost.
                                   164

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                              Table 22

             Estimated Energy Balance for the Retorting
             Sections of an Occidental  Modified In Situ
               Plant from 35 Gallons Per Ton Oil  Shale
                      (68,000 BPSD* In Situ and
                    32,000 BPSD Surface Retorted)

10
MIS
Product Output
Product oi I 16.91
Retort gas** 10.56
Recovered heat
System Losses
Retorted shale 8.78
Fl ue gas
Miscellaneous losses 1.34
Energy Input 37.59
Raw shale 35.44
Steam 1.94
Electrical energy 0.21
9
Btu per
Surface

7
0
0

0
0
0
10
10

0

.82
.97
.44

.43
.15
.21
.02
.01
—
.01
hour
Comb

24
11
0

9
0
1
47
45
1
0
Percent of Tota I
i ned

.73
.53
.44

.21
.15
.55
.61
.45
.94
.22
Energy

51 .
24.
0.

19.
0.
3.
100.
95.
4.
0.
i nput

94
22
92

34
32
26
0
46
08
46

 *  BPSD = barrels per stream day

**  Low-Btu gas that can be used at site (e.g., to generate
    eIectric i ty)
                                 I 65

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                           •100? Energy input
                                94.46?
                             From raw shale
 19.34?
 Retortedx
 sha le
                               51.94?  —
                              Product oi
                         •4.54?
                          From steam
                          and electricity
                                                            '3.26?
                                                            Misc.  losses
                      = 0.32?
                           Flue gas

           -25.14?-*-j—Retort gas and
                      heat
                            Total
  77.08?
energy out
                                Figure 38

          Estimated Energy Balance Schematic for the Retorting
            Sections of an Occidental  Modified In Situ Plant
     The most significant problems and uncertainties are associated with
impacts on air and water quality,  waste management, occupational health
and safety aspects, and the cost to produce a marketable commodity.
10.4  Environmental Considerations

     The Environmental Protection Agency, the Department of Energy, other
governmental agencies, and other groups are studying environmental as-
pects of producing oil from shale.  Currently, there remain a number of
unanswered environmental  questions.  It may not be possible to provide
                                   166

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a meaningful environmental determination until experience with one or
possibly more operating plants is acquired.  The technologies are just
too new, the affected ecologies are not well understood, and the scale of
operation is too massive to be able to predict (with a reasonable degree
of confidence) the effect of an oil shale  industry.  In addition, envi-
sioned environmental  controls for the oil shale industry are subject to
large uncertainties.

     The most significant problems and uncertainties are associated with
impacts on air and water quality, waste management, and occupational
health and safety aspects.

                        Identified Pollutants (9)

     Air Emissions

     Atmospheric emissions can arise from several  activities or oper-
ations during oil shale processing.  The major source of SO,,, NO , and
CO is fuel combustion for process heat;  S0? is also emitted in tne tail
gases of sulfur recovery operations.  The use of fuel  oils in mobile
equipment and in explosives will  result  in emissions of CO and NO .
Hydrocarbons are present  in both combustion emissions and in product
storage tank vapors.   Emissions of particulate matter can result from
blasting, raw and spent shale handling and disposal, raw and spent shale
dust in process gas stream, fuel  combustion, and site activities which
generate fugitive dust.

     Emissions of potentially hazardous substances may occur during the
extraction and processing of oil  shale.   Silica (quartz) may be present
in dust derived from oil shale and associated rocks and in fugitive dust.
Particulate emissions from fuel combustion and fugitive dust from spent
shale handling and disposal can contain' polycyclic organic material (POM)
and certain trace metals.   Gaseous ammonia, hydrogen sulfide, and vola-
tile organics may be released during moisturizing  and subsequent cooling
of retorted shale.  Catalyst materials may release particulate matters
containing trace metals to the atmosphere during regeneration, handling,
or f i naI d isposaI.

     Generally,  the retorting operation  itself does not involve atmos-
pheric emissions; gaseous, liquid, and solid streams leaving the retort
are handled by downstream systems before reaching  an atmospheric inter-
face.   However,  certain features inherent  in the retorting method influ-
ence the nature and magnitude of emissions from other sources in the
associated shale oil  plant.

     Sulfur in raw oil  shale amounts to about 0.7  percent by weight, ap-
proximately one-third associated with the organic  fraction; and two-
thirds as pyrite (Fe~S).  During kerogen pyrolysis, about 40 percent of
the organic sulfur in shale appears as H-S in the  produced gases, and
                                   167

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the other 60 percent as heavier sulfur compounds in raw shale oil  and in
the spent shale carbonaceous residue.   Pyritic shale sulfur does not
decompose under nonoxidizing retorting conditions.

     Actual  S0? emissions associated  with individual  retorting processes
will  depend  upon the degree of  sulfur removal  accomplished for in-plant
fuels, the extent of on-site shale oil  processing,  and the degree of con-
trol  applied to sulfur recovery tail  gases.   Combustion of any hydrocar-
bon fuel  will  produce oxides of nitrogen  when air containing nitrogen is
used as the  source of oxygen.   In addition,  organic nitrogen contained
in fuel can  be partially oxidized to  NO and  NO--

     The feed  to a surface retorting  plant always presents a particulate
control problem.  Run-of-mine raw shale commonly contains about five
weight percent of ore of less than ^-inch size.   A  sizable percentage of
this segment will  become minus  100-micron particulate as a result of pri-
mary crush i ng.

     Emissions of HCs and CO occur during incomplete combustion of fuels
in process heaters and in mobile equipment.   Hydrocarbons may also be
vaporized during product storage.  Equipment use and evaporative hydro-
carbon emissions are not expected to  be process  specific.

     The largest source of CO in an oil shale operation is mobile equip-
ment used for  mining and transport.  The  quantity of such emissions is
a function of  mining method and haul  distances rather than retorti.ng
process.

     The pyrolysis of essentially any  type of organic material  produces
a certain amount of POM, and oil  shale kerogen is no exception.  Gen-
erally, POM  compounds have a low volatility  and  will  be associated with
high boiling liquid or solid products  of  particulate matter.  It should
be noted, that although POM is  known  to be present  in carbonaceous re-
torted shales, the biological  availability and potential  hazard of such
material  is  not accurately known at present.

     Release of POM to the atmosphere  during  oil  shale processing can
occur via three major pathways:

     (1)   Handling and disposal of retorted  shale,
          fugitive particulates and possible  volatil-
          ization of hydrocarbons;

     (2)   Combustion of shale derived  oils containing
          POM; and

     (3)   Flue gases containing entrained retorted
          shale particulates,  along with  retort  gas or
          spent shale coke combustion  products.

-------
     Oil shale contains trace amounts of many elements.  However, for
elements other than Si, Fe, Al, Ca, Mg, Na, and K, the concentrations in
oil shale are less than generally found in coal.  In addition, conditions
during retorting are not severe enough to volatilize most metallic and
heavy elements.  With notable exceptions such as arsenic (As) and possi-
bly antimony (Sb), most trace elements (e.g., nickel (Ni), vanadium (V),
molybdenum (Mo)) remain with the spent shale, or are found as components
of raw and spent shale solids entrained in retort gases and in raw shale
oil.  Arsenic in raw shale apparently forms a range of volatile oil  sol-
uble compounds (perhaps organic arsines) during retorting, and appears
in raw shale oil and all condensible oil fractions.   If not removed dur-
ing upgrading, arsenic will be present in shale oil  combustion products.

     Actual emissions of nonvolatile trace elements are anticipated in
approximate proportion to raw and retorted shale particulate emissions
for an oil shale extraction and retorting operation.  Such emissions may
not be different in nature or magnitude from those associated with the
extraction and processing of other fuel and nonfuel  minerals (coal,  lime-
stone, phosphate rock, etc.).  Further, the dolomitic and/or alkaline
nature of shale immobilized many elements as relatively inert oxide,
carbonate, or silicate salts.

     Metals (Ni, Co, Mo, Cr, Fe, Zn) and their compounds are used as cata-
lysts for hydrotreating, de-arsenating, sulfur recovery, and trace sulfur
removal.  Emissions of particulate matters containing catalyst metals can
occur either during on-site regeneration of during handling and disposal.
Cata yst use is not unique to shale oil processing,  and much information
and experience in preventing hazardous emissions can be borrowed from the
petroleum and related  industries.

     Solid and Liquid Effluents

     The surface retorted shale from a modified in situ process can be a
major problem.  Surface retorted shale occupies a greater volume than the
original shale and contains varying quantities of organic and inorganic
residuals.  The nature of these are dependent on many factors including
process, site and climatic variables.

     Aqueous wastes from oil shale processing can be broadly categorized
as originating from direct or indirect sources.  Direct sources are waste-
waters generated from unit operations and/or processes, including waste-
water from retorting operations; wastewater from upgrading operations;
water from air emission control and gas cleaning systems; cooling water
and boiler water blowdowns; water treatment systems; mine dewatering
wastewater; and sanitary wastewaters.  Indirect sources include:  leach-
ate from retorted shale disposal areas; run-off and erosion resulting
from construction and site use activities; and run-off from mining and
transport activities.
                                   169

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     Water is a direct product of oil  shale retorting,  resulting trom the
release of free and inorganically bound water from raw  shale,  and combus-
tion of organic material  in shale.   From 1  to 8 gallons of water are com-
monly produced per ton of input shale  feed  to a surface retort,  depending
on the retorting process  and the composition of the shale processes.  In
situ process demonstrations have reportedly produced even greater amounts
of water.  Some water condenses with crude  shale oil  during separation of
the oil from retort gases.   This water can  separate partially  from crude
shale oil during storage, or can appear in  aqueous waste streams of shale
oil upgrading operations.  Water remaining  in retort gases after oil sep-
aration can be condensed  during cooling or  gas cleaning operations, or
can appear in the flue gas stream from retort gas combustion.   Water
separated from crude shale oil  contains mainly ammonia, carbonate and bi-
carbonate, sodium, sulfate, chloride,  and dissolved or  suspended organic
compounds (phenolics, amines,  organic  acids,  hydrocarbons, mercaptans).
Smaller quantities of calcium,  magnesium sulfides, and  trace elements may
also be present, along with suspended  shale fines.  Water condensed from
retort gases contains primarily ammonia and carbonates, with traces of
organic substances and sulfur containing compounds.  In particular, it
should be noted that in situ and modified  in situ retorting will  result
in various liquid, solid, and gaseous  products being left in the retort
zone.  Their effect on aquifiers due to disruption and  leaching  is not
known.

     The quality of wastewater from an upgrading operation varies with
the  level of on-site upgrading or refining  utilized.   In general, a full-
scale refining operation  may include any of the following wastewater
streams:  oily cooling water,  process  water,  and wash water.

     Wastewaters are also collected during  retort gas cleaning,  tailgas
cleanup, and foul  water stripping.   Major constituents  in such waters
are shale dust particulates, hydrocarbons,  HLS, NH,,  phenols,  organic
acids, and amines.  Other constituents such as thiosulfate and thiocyan-
ates may also be present.

     Cooling water is used  in retorting and oil  upgrading to absorb heat
which cannot be economically recovered for  use in the complex  or absorbed
by air fan coolers.  Cooling water  is  generally circulated through a wet
cooling tower system to release this heat to the atmosphere.  Because of
evaporative losses, there is a constant buildup of dissolved solids which
requires a portion of this  recirculated water to be discharged as a blow-
down from the cooling water system. Similarly,  a fraction of  the boiler
water must be discharged  as blowdown to minimize scaling of boilers.
Both the cooling water and  the boiler  blowdown waters contain  a  high con-
centration of dissolved solids, and substances such as  hexavalent chro-
mium used for corrosion control.

     Good quality water is  needed to supply processing, cooling  tower,
steam generation,  and other miscellaneous process uses.  Wastes  from
                                   170

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water treatment systems generally consist of chemical sludges, backwash
water from filtration system and blowdown from zeolite softening systems.
The largest quantity of waste is lime sludge which is characterized by
high hardness and dissolved salts content.

     An appreciable amount of the water required for an oil shale plant
is used for moisturizing of retorted shale.  Much of this water require-
ment will  be supplied by minewater and process wastewaters.  Because of
the large quantities of water utilized and the exposure of retorted shale
to rain and snowfall, a source of indirect water pollution may occur via
leaching or run-off from retorted shale piles.

     Construction, mining, and site use activities may potentially result
in increased sediment and dissolved solids loading in surface run-off and
receiving streams.  This indirect source of potential water pollution is
not unique to oil shale extraction and processing but may require careful
control due to the magnitude of site activities.

                           Regulatory Impacts

     Each oil shale technology and resulting commercial implementation
will  have to be evaluated separately as to regulatory  impacts.  For exam-
ple,  the nitrogen content of the product shale oil will be higher than in
coal  or petroleum derived fuels and may result in unattractive NO  levels
upon combustion.  Because of the differences  in technologies and in state
and I oca  regulations, siting of a major oil  shale facility must be ad-
dressed on a case-by-case basis.

     The oil shale industry must comply with regulations and standards
including requirements of the Clean Air Act, the Clean Water Act, the
Safe Drinking Water Act, the Resource Conservation and Recovery Act, the
Toxic Substances Control Act, the Federal Nonnuclear Energy Research and
Development Act, and the National Environmental Policy Act as well  as
applicable State  laws.  Failure to comply has the potential of halting
all progress toward commercialization (10).

     Undoubtedly, the oil shale  industry will benefit from the experience
of the petroleum  industry in dealing with complex organic substances and
new processes while complying with governing statutes.
10.5  Performance

                                Current

     Even though an estimated heat balance (for a given process) and
thereby an efficiency value  is provided, it should be recognized that,
currently, there are no commercial scale shale oil extraction and proces-
sing facilities in the United States.  There have been some small scale
                                   171

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experimental  efforts and small  scale demonstrations of some process ele-
ments (e.g.,  a specific retort).   Therefore, there are no performance
values that can be applied to a commercial  scale plant.

                               Projected

     It is difficult to provide confident estimates of operating efficien-
cies of future shale oil  facilities.  In this regard a given shale oil
project could have various efficiency values depending on the specific
definition.  Efficiency values could be based on energy contained in re-
sources in place or on the energy content of the shale into the retorting
facility.   In addition, efficiency values will  depend on what system in-
put and product output energy components are considered.
10.6  Economics

                                Current

     There are no commercial  scale oil  shale processing facilities cur-
rently in operation in the United States.

                               Projected

     The oil  shale companies  themselves are aware of  the technological
and economic uncertainties.   One company recently stated that'no one
really knows what any of the  available  oil  shale technologies will  do or
what they will  cost in dollars per barrel  until  plants are built and
operating and cost data collected (1).   Even though there is consider-
able uncertainty; reference  11 does contain an assessment of economic
and financial considerations.
                                   172

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                References - In Situ Oil  Shale Processing
1.    State of Colorado.  Colorado Oil  Shale:  The Current Status,
     October, 1979.  Department of Natural  Resources for the U.S.
     Department of Energy, 1979.

2.    U.S. Department of Interior.  Shale Oi I - A Chapter from Mineral
     Facts and Problems, 1975 Edition.  Bureau of Mines, preprint
     from Bui let in 667, 1975.

3.    U.S. Department of Energy.  Environmental Development Plan
     (EDP) - Oil Shale.  Assistant Secretary for Environment, DOE/
     EDP-0051, Washington, D.C., November 1979.

4.    U.S. Environmental Protection Agency.   Oil Shale and the Envi-
     ronment.  Office of Research and Development, EPA-600/9-77-033,
     Washington, D.C., October  1977.

5.    U.S. Department of Energy.  Fossil  Energy Program Summary
     Document.  Assistant Secretary for Energy Technology, DOE/ET-
     0087, Washington, D.C., March 1979.

6.    U.S. Department of Energy.  Candidate Shale Oil  Projects.  As-
     sistant Secretary for Energy Technology, Washington, D.C.,
     January 1980.

7.    U.S. Environmental Protection Agency.   Technological Overview
     Reports for Eight Shale Oil Recovery Processes.   Industrial
     Environmental Research Laboratory,  EPA-600/7-79-075, Cincinnati,
     Ohio, March 1979.

8.    Denver Research  Institute, et al.  Material and Energy Balance
     for the Retorting Sections of the OXY  In Situ System with Lurgi
     Surface Retorts.  Prepared for the U.S. EPA/ORD-IERL, Cincinnati,
     Ohio, Apri I 1980.

9.    U.S. Department of Energy.  Commercialization Strategy Report
     for Oil Shale.  Prepared by U.S.  DOE Task Force on Oil Shale,
     Washington, D.C., 1979.

10.  U.S. Department of Energy.  Environmental Readiness Document -
     Oil  Shale.  Assistant Secretary for Environment, DOE/ERD-0016,
     Washington, D.C., September 1978.

11.  Chevron Research Company.  An Assessment of Oil  Shale Tech-
     nologies.  Prepared for the Office of Technology Assessment,
     Congress of the United States, OTA-M-118, Washington, D.C.,
     June 1980.
                                    73

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11.    Direct Coal  Liquefaction

11.1   Overview

     Coal  liquefaction is an emerging coal  conversion alternative that
holds promise for near-term commercialization allowing greater utiliza-
tion of the nation's coal  reserves.   The liquid  products that are pro-
duced vary with the type of process  and the rank of the coal  that is
utiI ized.

     Coal  liquefaction processes can be classified  into four types -
direct hydrogenation,  solvent extraction,  pyrolysis,  and indirect lique-
faction.  In direct hydrogenation,  hydrogen is added  cataIyticaI Iy to
coal  in a  reactor under high pressure and  temperature resulting in vapor
and  liquid phases which are cooled  to separate the  products,  refined to
remove by-products and, depending on the fuel  product desired, further
processed.  In solvent extraction,  a solvent is  used  as a hydrogen carry-
ing  agent  to promote liquefaction under high temperature and  pressure to
produce the liquid fuels,  after purification.   In pyrolysis,  crushed
coal, thermally decomposed in the absence  of oxygen,  yields solids (char),
liquids and gases.  In indirect liquefaction,  the coal  is first gasified
to make a  synthesis gas and then passed over a catalyst to  produce alco-
hols (methanol) or paraffinic hydrocarbons.

     Direct hydrogenation, solvent  extraction, and  pyrolysis  are classi-
fied as direct liquefaction processes.   In the United States, some of the
direct liquefaction processes receiving attention as  having a potential
for  commercialization  are H-CoaI  (direct hydrogenation), and  Solvent
Refined Coal  and Donor Solvent (solvent extraction).

     Research and development of coal  liquefaction  processes  has been
underway for many years.  The first  practical  uses  of coal-derived
liquid fuels were about 1790 when the fuels were used for experimental
lighting,  heating, and cooking.  During World War II, Germany produced
liquid fuels from coal  in industrial  amounts via both direct  and indirect
liquefaction.  Since then, coal liquefaction plants have been constructed
in a number of countries but only one plant in Sasol, South Africa is
still producing liquids from coal  (via  indirect  liquefaction).  Commer-
cial  demonstration of  coal liquefaction has never been accomplished in
the  United States.  Current U.  S. activities are limited to research and
development and pilot  plant programs.

     Environmental problems common  to fossil  energy facilities will  also
apply to coal  liquefaction facilities.   Liquefaction  facilities do pre-
sent some  unique problems due to incomplete combustion resulting in a
wide variety of organic compounds,  reducing conditions resulting in H?S
and  other  reduced sulfur compounds  and  catalytic processes  producing
spent catalyst with associated environmental  concerns.   These problems
are  generally common to all  liquefaction processes, however,  since no
                                    74

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large scale plants are in operation in the U. S., the only available data
on emissions and effluents are estimates from pilot plant operations and
cannot be quantified for a commercial  operation.

     Projected efficiencies for direct coal  liquefaction facilities are
in the 60 to 70 percent range.  Exact values for coal  conversion effi-
ciencies are difficult to estimate and thus an exact value cannot be
given until commercial demonstration takes place.  In 1977,  DOE esti-
mated the cost to produce a synthetic crude to be $4 - 6 per million Btu.

     Although there remain unanswered questions relating to coal lique-
faction (e.g., commercial demonstration, environmental impacts, costs),
the successful development of a technology would provide a valuable
energy alternative and allow greater utilization of our nation's coal
reserves.  Additionally, liquid fuels are easier to store, transport,
and utilize than solid fuels, and during liquefaction, impurities (e.g.,
sulfur) can be removed.  It appears that environmentally acceptable
liquid fuels can be produced from our various ranks of coal.
11.2  Process Description

                                 Concept

     The basic objective of coal liquefaction is to convert coal  to
liquid fuels with minimal production of gases, liquids,  and organic solid
residues.  All ranks of coal can be liquefied although some are more
attractive than others.  The liquid products vary both with the type of
coal used and the particular process applied.

     There are several methods for producing a liquid fuel  from coal.
As with gasification, either hydrogen has to be added or carbon removed
from the compounds in the coal.  In bituminous coal, for example,  the
carbon-to-hydrogen ratio by weight is about 16 to 1; in  fuel  oil  the
ratio is about 6 to  1.  Although liquefaction is a complex process, it
can be viewed as a change in the carbon-to-hydrogen ratio that can be
accomplished by one of several  reactions (e.g., pyrolysis) (1).  The
chemical  structure of the coal  influences the chemical  reactions that
will take place during the  liquefaction process.  The chemical structure
of different coals show significant variance.

                                 Deta i I

     Coal liquefaction processes can be grouped into four distinct cate-
gories (2, 3):

     •    Direct hydrogenation (e.g., H-CoaI )

     •    Solvent extraction (e.g., Solvent Refined Coal)
                                  175

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     •    Pyrolysis  (e.g.,  Clean  Coke)

     «    Indirect Liquefaction  (e.g.,  Fischer-Tropsch)

     In indirect hydrogenation,  hydrogen  is added  cataIyticaI Iy to coal
in a reactor under high pressure  and  temperature resulting in  vapor and
liquid phases which  are cooled to separate the products,  refined to re-
move by-products and,  depending on the  fuel  product desired,  further pro-
cessed.  The process conditions  (temperature,  pressure  and amount of
hydrogen added)  determine the fuel  produced.   Processes and products in
this category include:

     •    H-Coal produces boiler  fuel or  synthetic crude

     •    SynthoiI  produces synthetic crude or fuel  oil

     The solvent extraction process liquefies  coal  through indirect trans-
fer of hydrogen  to the coal using a process-derived solvent and a hydro-
gen atmosphere.   Processes  and  products in this category include:

     •    Solvent Refined Coal  produces boiler fuel  or  low
          suI fur sol id fuel

     •    CO-Steam produces fuel  oi I

     •    Donor  Solvent produces  liquid and gas products

     In pyrolysis, crushed  coal,  thermally decomposed in the absence of
oxygen, yields solids (char), liquids and gases.  These products, via
the same process have been  produced from  coal  for  well  over 100 years
as the by-product of coking operations.  Processes and  products  in this
category include:

     •    Hydrocarbon i zation produces fuel oi I

     •    Clean  Coke produces coke and  liquid  fuels

     •    Flash  Pyrolysis produces fuel oiI,  coke,
          and gas

     Indirect liquefaction  involves the initial gasification of coal to
produce a mixture of CO and hL (synthesis gas), which is purified and
converted to liquid fuels by reaction over appropriate  catalysts to pro-
duce alcohols (methanol) or paraffinic  hydrocarbons.  A particular advan-
tage of indirect I iquefaction is that essentially alI of the sulfur and
nitrogen present in the coal  can  be separated   in the gaseous phase and
thus eliminated  from the   iquid  products.  These materials are difficult
and expensive to remove to a very  low concentration with direct  processes.
Processes and products  in this category include:
                                   176

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     •    the MobiI  produces gasoline

     •    Fischer-Tropsch produces liquid and gaseous fuels and
          chemical products

     The Fischer-Tropsch process is significant in that it is the only
large commercial  coal  liquefaction plant in operation.  The plant is
located in Sasol, South Africa.

     In the United States, the direct liquefaction processes receiving
DOE support that are closest to near-term commercial  demonstration are
H-Coal, Solvent Refined Coal, and Donor Solvent.  Detailed descriptions
summarized from DOE publications of these processes follow (4,  5, 6, 7).
     H-CoaI

     The H-Coal pilot plant is located in Catlettsburg, Kentucky.   This
600-ton of coal per day test facility recently commenced operation.   The
process is a catalytic hydroliquefaction process that converts high sul-
fur content coal to boiler fuels and to syncrude.  A schematic of  the
process is provided in Figure 39.  Coal is crushed to minus 60 mesh,
dried, and then slurried with recycled oil and pumped to a pressure of
about 200 atm.  Compressed hydrogen is added to the slurry, and the mix-
ture is preheated and charged continuously to the bottom of the ebullient-
bed catalytic reactor.  The upward passage of the internally recycled
reaction mixture maintains the catalyst in a fluidized state.   (Catalyst
activity is maintained by the semi-continuous addition of fresh catalyst
and the withdrawal of spent catalyst.)  The temperature of the ebullient-
bed catalytic reactor is controlled by adjusting the temperature of the
reactants entering from the preheater.  Typically, the temperature of the
mixture entering the reactor is 650-700 F.

     Vapor product leaving the top of the reactor is cooled to separate
the heavier components as a liquid.  Light hydrocarbons, ammonia,  and
hydrogen sulfide are absorbed from the gas stream and sent to a separator
and a sulfur recovery unit.  The remaining hydrogen-rich gas is recom-
pressed and combined with the input slurry.  The  liquid from the conden-
ser is fed to an atmospheric distillation unit.  The liquid-solid  produd
from the reactor, containing unconverted coal, ash, and oil, is fed into
a flash separator.  The material  that boils off is passed to the atmos-
pheric distillation unit that yields light and heavy distillate products.
The bottoms product from the flash separator (solids and heavy oil) is
further separated with a hydro-cyclone,, a liquid-solid separator,  and by
vacuum distillation.

     The gas and  liquid products, composed of hydrocarbon gas, hydrogen
sulfide, ammonia, light distillate, heavy distillate, and residual fuel,
may be further refined as necessary.  A portion of the heavy distillate
                                    177

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                                               \  /  HVDROCLONES


                                              	1
               3O6
               T/D
                     ASH
                                                    FUEL OIL
                                Figure  39

                             H-CoaI  Process
is recycled as the slurry medium.   The  stream containing  the unreacted
carbon and some liquid will  eventually  be  processed in a  commercial
installation to produce additional  hydrogen  needed  for the process.

     The specific operating  conditions  of  the H-CoaI  process affect the
type of fuel produced.  For  example,  to produce synthetic crude,  more
hydrogen is required  and  there is  a
In this mode,  the separation of  the
                                          yield of  residual  fuel  oil
                                           (unconverted carbon and ash)
                                    lower

from the liquid can be accomplished  by  vacuum distillation, and a spe-
cial liquid-solid separation unit is not required.   To produce clean
             low-sulfur residual  oil  as major products,  the temperature
             in the ebullient-bed reactor  are lowered, and less hydro-
fuel  gas and
and pressure
gen is required.
                                   178

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     Solvent Refined Coal  (SRC)

     The product from the original  SRC mode (SRC-I) is a nearly ash-free
low-sulfur solid fuel  at ambient conditions.  In a modification of the
process (SRC-II) a distilled liquid product results.  The SRC-I product
is projected to serve as a clean fuel  substitute for high sulfur coal.
The SRC-II  product can be used directly as a boiler fuel or, with further
hydrogenation,  as a refinery feed for conversion to conventional fuels.
A 50-ton per day pilot plant is located at Fort Lewis, Washington.  A
demonstration plant for SRC-II  (6000 tons of coal  per day - 2000 barrels
of oil per day) is currently planned to be constructed  in Morgantown,
West Virginia,  with startup  in 1984.

     Figure 40 is a schematic of the SRC-I process.  The coal  is first
pulverized and mixed with a coal-derived solvent in a slurry mix tank.
The slurry is mixed with hydrogen, which  is produced by other steps in
the process, and  is then pumped through a fired preheater and passed into
a dissolver where about 90 percent of the moisture- and ash-free coal  is
dissolved.  Several other reactions also occur  in the dissolver:  the
coal  is depolymerized and hydrogenated, which results in an overall de-
drease in product molecular weight; the solvent is hydrocracked to form
lower-molecular-weight hydrocarbons that  range  from light oil  to methane;
and much of the organic sulfur is removed by hydrogenation  in the form of
hydrogen sulfide.
              COAL
                                                         SOLID
                                                         FUEL
                                                         ISRCI
                                 Figure  40

                               SRC-I  Process
                                   179

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     From the dissolver,  the mixture passes to a separator where the
gases are separated from  the slurry of undissolved solids and coal solu-
tion.  Raw gas is sent to a hydrogen recovery and gas desuIfurization
unit.  Hydrogen recovered is recycled with the slurry coming from the
slurry mix tank.   Hydrocarbon gases are given off and hydrogen sulfide
is converted to elemental sulfur.

     The slurry of undissolved solids and the coal solution pass to a
filtration unit where undissolved solids are separated from the coal solu-
tion.  In the commercial-scale process, the solids are sent to a gasifier-
converter where they react with supplemental coal, steam, and oxygen to
produce hydrogen for use in the process.  The coal solution passes to the
solvent recovery unit and the final  liquid product, solvent refined coal,
is produced.  The solvent-refined coal has a solidification point of
350  to 400° and a heating value of about 16,000 Btu/lb.

     As previously indicated, modification of the SRC process  (SRC-II)
produces an a I I-disti I late  liquid  instead of a solid residual  fuel as the
principal product.  Figure 41  is a schematic of the SRC-II process.   In
         COAL
                                                                LIGHT DISTILLATE

                                                                    OIL
                                 Figure 41

                              SRC-I I  Process

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this modification, part of the product slurry is recycled as solvent for
the pulverized coal feed instead of 450 F-plus boiling-range distillate.
As a result of increased severity of reaction conditions, the hydrogen
reaction is greater and a major part of the coal is converted to a liquid
distillate product.  The quantity of unconverted coal and vacuum residue
is controlled so  it is in balance with the requirements for gasifier feed
to produce the process hydrogen requirements.  This eliminates the solid/
liquid separation step (filtration) required for production of fuel  in
so I i d form.
     Donor Solvent

     The chief features of the Exxon Donor Solvent (EDS) Process are
 illustrated  in the process schematic, Figure 42.  A pilot plant (250 tons
of coal per  day)  is  located in Baytown, Texas, next to an Exxon refinery.
Crushed coal  is  liquefied  in a non-catalytic reactor in the presence of
molecular hydrogen and the hydrogen-donor solvent.  The liquefaction re-
actor operates at 800-880  F and 1500-2000 pounds per square inch.
      HYDROGENATED
         DONOR
        SOLVENT
       c
                                 Figure  42

                    Donor  Solvent Liquefaction  Process
                                   181

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     The hydrogen-donor solvent is a 400 -850 F boiling range material.
The solvent is a cataIyticaIly hydrogenated recycle stream fractionated
from the middle boiling range of the liquid product.   After hydrogen-
ation, the solvent is mixed with fresh  coal feed and  pumped through a
preheat furnace into the liquefaction reactor.   Slurry leaving the lique-
faction reactor is separated  by distillation into gas, naptha, distill-
ates, and a vacuum bottoms  slurry.  The vacuum  slurry is coked to produce
add itionaI  I iqu ids.
     The plant is "balanced" in that
cess fuel  and hydrogen requirements.
produced by gasifying the coke and by
liquefaction process.
it  is  self-sufficient  in  both  pro-
 Process  fuel  and  hydrogen  are
 reforming  C.-C0 gases  from the
     The process is simple,  and critical  processing  steps are adaptations
of Exxon's base in petroleum refinery technology.   Distinguishing fea-
tures are the decoupled  configuration of  the liquefaction and catalytic
hydrogenation sections and  the use of vacuum distillation for solids/
liquid separation.  The  catalyst does not contact  coal  minerals or high-
boiling liquids, thereby leading to longer catalyst  life at high activity,
Use of hydrogenated rather  than unhydrogenated  recycle  solvent produces
a very significant improvement in process operability,  particularly in
down-stream processing vessels.  Also,  hydrogenated  solvent produces
higher distillate product yields than unhydrogenated solvent.  The use of
mechanical separation devices for solids/I iquids separation is avoided.

     The process gives high yields of low-sulfur liquids from bituminous
or subbituminous coals or lignites.  For  Illinois  bituminous coal, the
liquid yield  is 2.6 barrels of C + liquid per ton  of dry coal.  Ammonia
and elemental sulfur are the only by-products of significance.  By vary-
ing liquefaction conditions or adjusting  solvent properties, product
distribution  may be varied  over a wide range.

     An estimated heat balance as derived from  reference 8 is given by
Table 23.   DiagrammaticaI Iy, this is illustrated by  the heat flow dia-
gram,  Figure  43.
11.3  AppIications
                                 Current
     During World War II,  Germany produced liquids from
ate scale.   The conversion of coal  to liquids has never
commercially in the United States.    n
constructed in a number of countries.
in South Africa producing liquids from
ploys an indirect liquefaction process
                   coaI  on  a  moder-
                   been  accomplished
  the  past,  coal-to-oil  plants were
  Currently  there  is  only one plant
  coal.   This  plant,  SASOL  I, em-
                                  182

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                                Table 23

         Estimated Heat Balance for a Commercial  Scale EDS Plant
                                           Btu/day      Percent of TotaI
                                         (10  Btu's)      Energy Input
System Products

   Liquids                                 323,071             61.72
   Sulfur, ammonia                           8,309             1.59

System Losses

   Ash, combustibles and sensible
      heat                                  26,882             5.13
   Stack  losses                             20,039             3.83
   Energy losses via water and air         136,853            26.14
      Liquefaction and solvent
         hydrogenation (9.80$)
      FI exicoking (6.44$)
      Hydrogenation and recovery
          (6.72?)
      By-product recovery, offsites,
         and misce laneous (3.18$)
   Other miscellaneous                       8,309             1.59

Energy Input

   Coal (cleaned)*                         488,761             93.37
   Electrical power**                       34,702             6.63
 * CoaI  - I I I i noi s No. 6; 10,574 Btu/Ib as received prior to cleaning

** Power based on 8,500 Btu/kwh to generate
                                   I 83

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                                100$
                            Energy  Input
                          93.37$ from Coal
         5. I
   Ash combustibles
   and sensible heat

         3.:
   Stack losses
          I .59$
    Mi see I Ianeous
 61.72$
_Li qul ds
                          6.63$ from
                          Electrical Power
                           \ 26.14$
                           / Energy tosses via
                             a i r and water
,59$  S,NH3  (by-products)
                            63.31$
                       System  products out
                                Figure 43

          Energy  Flow  Diagram  for a Commercial Scale EDS Plant



                                Projected

     The  successful  development and commercial demonstration  of  a  coal
liquefaction  technology  would  provide a  valuable  energy  alternative  and
would allow greater  utilization of the nation's coal resources.  There
are many  advantages  to liquefying coal.   Liquid fuels  are  generally  more
attractive than  solid  fuels in that they are  easier  to store, transport,
and utilize.   Also,  during the liquefaction process,  impurities  found in
coal  (e.g., sulfur,  metals, and ash)  can be removed  or their  concentra-
tions greatly reduced.  Thus,  it is possible  to produce clean,  environ-
mentally  acceptable  liquid fuels from various ranks  of coal.   The  devel-
opment and future commercial  use of coal liquefaction  technology are
dependent on  many factors.  Some of the  more  important include:
                                   184

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     •    The demonstration (large scale) of a viable technology,.

     •    The ability to satisfy environmental concerns, and

     •    The abiIity to produce a commerc ially usable  liquid
          fuel  at an acceptable market price.


11.4  Environmental  Considerations

     Although many of the environmental   issues associated with conven-
tional fossil fuel  utilization are common to coal  conversion processes,
liquefaction technology presents some unique problems (2).  These include:
the identification of materials with carcinogenic, mutagenic, and related
effects;  characterization and treatment of wastes, fugitive emissions,
and effluents;  and disposal of sludges and solid wastes.  These problems
are generally common to all liquefaction technologies; however, particu-
lar processes may have to be evaluated individually.   Liquefaction does
have the inherent advantage of separating the processing of the coal  from
the ultimate utilization.  Since impurities can be removed from the coal
during liquefaction, a "clean" fuel  can be delivered  to the utilization
site  (possibly an urban area) and thus the power generation facility will
not have to cope with the  impurities.  A major environmental consideration
in direct coal  liquefaction is product toxicity due to the presence of
high molecular weight organic compounds.

                           Identified Pollutants

     Air Emi ss ions

     Development and commercialization of a coal  liquefaction industry
creates a concern with regard to the introduction of  air pollutants into
the atmospheric environment (2).  The typical materials produced in a
coal  liquefaction facility which could have a detrimental impact on air
quality include:   hydrogen su fide,  ammonia, particulate matter (e.g.,
coal dust and process fines), hydrocarbons, sulfur dioxide, hydrogen
cyanide,  and small  amounts of nitrogen dioxide, polycyclic hydrocarbons,
and heavy metals.   These emissions result from such activities as fuel
combustion, coal  preparation, sulfur recovery, ammonia storage, petroleum
storage and miscellaneous hydrocarbon losses.

     The major air emissions from liquefaction facilities are generally
known and conventional control techniques may be applicable.  The Dravo
Corporation, in a 1976 handbook produced for the U. S. government, pro-
vides information on a number of industrial sulfur removal systems (Hand-
book of Gasifiers and Gas Treatment Systems, FE-1772-11, February 1976).
The majority of the proprietary systems described are for removing H?S
from  industrial  gases.  Some systems in addition to removing H^S also
remove other gaseous effluents (e.g., CO,-,, NhL, HCN).  Almost a I I of the
                                   185

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addressed systems have been in existence for many years with signifi-
cant industrial  usage.  Such systems include the Selexol  and the Stret-
ford processes that have been used for selectively cleaning up gaseous
impurities from processes used to convert oil  or coal  to other fuel
form(s).  Liquefaction air emission streams may contain impurities which
could reduce the capabilities of commercially available control  tech-
nologies.

     However, in some instances, advanced controls may have to be devel-
oped before such plants are constructed on a commercial scale.  In addi-
tion, airborne pollutants will  be transported into the general environ-
ment and possibly transformed into other compounds after emission from
coal liquefaction facilities.  Conventional models are generally adequate
to predict atmospheric dispersion for a high stack and flat land scenario.
However, more detailed atmospheric transformation and  dispersion informa-
tion wi I I be requi red to fully utiIize these models.

     The 1977 Clean Air Act amendments mandate that fossil  energy facil-
ities,   including coal conversion plants, utilize the  "best available
technology" to control pollutants.  Coal liquefaction  (and other process
facilities) constructed in nonattainment areas will  be subject to emis-
sion trade-off policies.  The energy and cost penalties of applicable
air pollution controls must be characterized as well  as the secondary
pollutants which may be emitted by the controls.
     Liquid Effluents

     Coal  liquefaction processes may produce waste effluents which have
broad temperature and pH ranges and may contain a variety of materials
such as:  suspended particles,  ammonia, toxic trace metals,  phenols,
aromatic hydrocarbons, thiophenes,  aromatic amines, and other organic
compounds (2).   Conventional  control and wastewater treatment techniques
possibly could  be applied to  some of these materials.   However,  particu-
larly troublesome areas requiring more study include:   phenols,  trace
metals and the  final  disposal  of the effluents (2).

     Water quality may also be affected by gaseous streams,  fugitive
effluents and air emissions which may settle or be washed into water
bodies by rain.   Improper handling  or disposal  of solid wastes may also
release dissolved and suspended solids and organics.  Control  and treat-
ment options compatible with  water  discharge standards should be identi-
fied and their  effects evaluated.  Ultimate discharges (after treatment)
can generally be projected for each coal  liquefaction  process.  The
general effects  of these discharges at specific locations on indigenous
aquatic organisms and communities can also be predicted.

     Effluent constituents may accumulate and/or be transformed in the
water column and biotic sediment or aquatic ecosystems.  Current methods
                                   186

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for predicting the movement of waste contaminants through surface and
groundwater systems must be evaluated for  locations where liquefaction
facilities may be  located.
     Sol id Waste

     Solid wastes generated by coal  liquefaction processes consist pri-
marily of ash and refuse removed from the coal and sludges and solids
recovered from waste treatment processes.  The major solid waste streams,
as well as minor ones such as spent catalyst, must be characterized and
appropriate disposal techniques determined.  Where appropriate, new treat-
ment and disposal techniques may need to be developed.

     Conventional disposal of solid wastes (especially ash) in offsite
landfills will require transport and handling equipment and relatively
large areas of land.  The handling, transportation and disposal of wastes
must be controlled to prevent fugitive dust emissions and accidental  dis-
charges,  Groundwater leaching is another concern which must be evaluated
if landfills are used as disposal areas for coal  liquefaction wastes.
Physical and chemical reactions  involved, effects of various methods  of
disposal upon IeachabiI ity, effective control and contrainment techniques,
and compliance with new State hazardous waste disposal regulations should
all be evaIuated.

     A DOE publication has estimated that the total  solid wastes to be
disposed of by a large-scale facility would be about 1200 to 2800 tons
per day for a coal   liquefaction plant, and 1000 to 2500 tons per day  for
an SRC-I plant (2).  Most of these wastes will be in the form of ash.
Disposal of these wastes would cover approximately 300 to 700 acres to a
depth of 10 feet over a 20-year period.  Approximately 250 to 525 acres
would be needed to dispose of wastes from an SRC plant.

                           Regulatory Impacts

     Each liquefaction technology will have to be evaluated separately
as to regulatory impacts.  Because of the difference in technologies  and
also varying state and local  regulations, siting of  a major coal  lique-
faction facility must be approached on a case-by-case basis.

     A coal  conversion industry must comply with regulations and stand-
ards including requirements of the Clean Air Act, the Clean Water Act,
the Safe Drinking Water Act,  the Resource Conservation and Recovery Act,
the Toxic Substances Control  Act, the Federal Nonnuclear Energy Research
and Development Act, and  the National Environmental  Policy Act as well
as applicable State laws.  Failure to comply has the potential  of halting
all progress toward commercialization.
                                   187

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     Current standards for hazardous air pollutants limit mercury, beryl-
lium, and lead emissions.   These standards conceivably could put a limit
on coal  types than can be  utilized in future demonstration plants.
Since effluent guidelines  have not been developed  for most fossil  en-
ergy technologies, permit  requirements are determined on a case-by-case
basis by States or by EPA  (2).

     Disposal of specific  materials used in coal  liquefaction may be
regulated in the future.   Currently, solid waste  disposal  must comply
with stringent standards.   Monitoring is required  and State or EPA per-
mits for all landfiI Is wiI I  be requi red by ApriI  1, 1988.

     The Resource Conservation and Recovery Act of  1976 (RCRA) has guide-
lines for the land disposal  of solid wastes (40 CFR 241).   These stand-
ards set minimum  levels of performance for any solid waste land disposal
site.  Additional standards have been proposed for disposal  of solid
wastes that contain hazardous pollutants.   All  future coal liquefaction
facilities may have to abide by these solid waste  standards (9).

     Undoubtedly, a coal conversion industry would  benefit from the ex-
perience of the petroleum  industry in dealing with  complex organic sub-
stances and new processes  while complying  with governing statutes.
11.5  Performance

                                 Current

     Currently, there are no coal  liquefaction facilities operating in
the United States.   Therefore,  all  projections are based on technology
still in the development stage.   Reference 10 indicates an estimated
efficiency range of 60-70 percent for direct liquefaction processes.

                                Projected

     It is difficult to provide realistic and confident estimates for
coal conversion efficiencies.   Also,  efficiencies reported often do not
indicate whether the value is  for a plant that purchases all,  part, or
none of the supplemental  energy needed in the conversion.  (These- pur-
chases include electricity;  steam,  and other utilities.)

     Reference 10 indicates  an  efficiency range of 60-70 percent for
Direct Hydrogenation (H-Coal).   Reference 1  stated overall energy effi-
ciencies for various coal liquefaction processes to be in the  62 to 69
percent range.  This is consistent with the  provided estimated heat
balance based on reference 8.   Limiting factors that can reduce efficien-
cies significantly  are specific to each process and output mix and must
be separately computed.

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11.6  Economi cs

                                 Current

     Since there are no coal  liquefaction processes currently in opera-
tion in the United States, the economics must be projected.

                                Projected

     As with all complicated and unproved energy technologies,  the cost
to produce a million Btu is,  at best, an estimate.   The estimated cost by
DOE to produce a synthetic refined crude oil  as of  mid-1977  was $4-6
per mi I I ion Btu (11).  Undoubted Iy, the actuaI  cost wiI I  be  high.  In
general,  the estimated cost from a direct liquefaction  process  is less
than for indirect liquefaction.

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                  References - Direct Coal  Liquefaction


1.   University of Oklahoma.  Energy Alternatives:   A Comparative
     Analysis.   The Science and Public Policy Program, University of
     Oklahoma,  Norman,  Oklahoma,  May 1975.

2.   U.S.  Department of Energy.  Environmental  Development Plan
     (EDP) - Coal  Liquefaction Program FY 1977.   DOE/EDP-0012, U.S.
     DOE,  Washington,  D.C., March 1978.   52 pp.

3.   U.S.  Department of Energy.  Environmental  Readiness Document -
     Coal  Liquefaction, Commercialization Phase  III  Planning.
     Assistant Secretary for Environment, DOE/ERD-0015, Washington,
     D.C., September 1979.

4.   U.S.  Department of Energy.  Coal  Liquefaction  Quarterly Report,
     January-March 1978.  Assistant Secretary for Energy Technology,
     DOE/ET-0068/1, Washington, D.C.,  September  1978.  64 pp.

5.   U.S.  Department of Energy.  Coal  Liquefaction  Quarterly Report,
     July-September 1978.   Assistant Secretary  for  Energy Technology,
     DOE/ET-0068/3, Washington, D.C.,  May 1979

6.   U.S.  Department of Energy.  Fossil  Energy  Program Summary Docu-
     ment.  Assistant Secretary for Energy  Technology,- DOE/ET-0087,
     Washington, D.C.,  March 1979.

7.   U.S.  Department of Energy.  Fossil  Energy  Research and Develop-
     ment Program.  Assistant Secretary for Energy  Technology,
     DOE/ET-0013(78),  Washington, D.C.,  March 1978.

8.   Exxon Research and Engineering Company.   EDS Coal Liquefaction
     Process Development - Phase IMA, Interim  Report.  Synthetic
     Fuels Engineering  Division,  FE-2353-13,  Florham Park, New Jer-
     sey,  1978.

9.   Gibson, E. D., and Page, G.  C.  Low/Medium  Btu Gasification:
     A Summary of  Applicable EPA Regulations.  DCN  #79-218-143-92,
     Radian Corporation, Austin,  Texas,  February 1979.  33 pp.

10.  Perry, H.   Clean Fuels from Coal.  In:  Advances in Energy
     Systems and Technology, Vol. 1, P.  Auer, Ed.  Academic Press,
     1978.  pp. 244-324.

11.  Mills, G.  A.   Synthetic Fuels From Coal:  Can  Research Make
     Them Competitive?   Washington Coal  Club, March 16, 1977-
                                   190

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12.   Fuel Cel
12.1  Overview

     The fuel cell, by converting chemical energy directly to electric-
ity, can efficiently use fuels without a mechanical intermediate step.
Fuel cell power plants offer many attractive characteristics such as
modular construction, low environmental emissions, high efficiency and
rapid response to  load-demand fluctuations.  Because of their modular
construction, fuel cells are easily transported and installation times
and costs reduced.

     The fuel cell concept itself is not new:  such cells have already
provided power for moon landings and, between 1971 and 1973, provided
electric power to  50 apartment houses, commercial establishments, and
small industrial buildings.  What is new is an effort to capitalize on
the fuel cell's inherent flexibility, safety, and efficiency by putting
together a generator system that can use a variety of fuels to economic-
ally meet today's  utility-scale power needs.

     A fuel cell  is a sandwich consisting of an anode, electrolyte, and
cathode, much like a battery.  Hydrogen-rich fuel is fed down the anode
side of the cell,  where the hydrogen loses its electrons, leaving the
anode with a negative charge.  Air is fed down the cathode side, where
its oxygen picks up electrons, leaving the cathode with a positive charge
The excess electrons at the anode flow towards the cathode, creating
electric power.  Meanwhile, hydrogen ions produced at the anode (when
electrons are lost) and oxygen ions from the cathode migrate together in
the electrolyte.   When these  ions combine, they form water, which leaves
the cell as steam  because of the heat of the electrochemical process.

     The inclusion of fuel  cell  power plants in utility systems conceiv-
ably would yield a number of benefits.  Reduced resource consumption
would result from  high full-load and part-load efficiency.  Because of
their modular construction they could be installed at substations on
transmission and distribution systems if constant fuel supply is avail-
able (1).  This modularity could mean lower cost, shorter plant construc-
tion lead time, and greater flexibility in plant size.  Fuel cell systems
have been identified as candidates for power generation in a variety of
utility applications.  These are:

     •    Upgrading old urban plants by using existing sites more
          efficiently with decreased environmental impact.

     •    Supplying new generating capacity where environmental
          considerations restrict combustion plants (especially
          when transmission right-of-way is  limited and plants
          must be  sited close to population areas).
                                    191

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     •    Complementing existing power systems'  peak load
          capacity,  where quick response and part-power
          efficiency are required.

     •    Supplying  power for small  and medium sized
          municipal  and rural utilities under 100 MW,  a
          range in which other power plant types cannot
          operate as efficiently.

     Low water requirements,  limited emissions,  and quiet operation help
make fuel  cell plants an attractive power option.  An  advanced fuel cell
plant would produce  less waste heat than a comparable  capacity conven-
tional or nuclear plant and thereby require less cooling.  Because fuel
cell plants can use  a variety of hydrocarbon fuels, they share with con-
ventional  generating processes the  environmental problems currently
associated with extracting and processing fossil fuels.  However,  since
the fuel cell  portion of the plant  does not involve a  combustion process,
emissions from overall  operations are significantly lower than emissions
from conventional  power plants.  The fact that fuel cell  plants operate
with very little noise also helps to make them attractive for a number
of use situations.

     Projected electricity generating efficiencies for hydrogen fuel
cells are estimated  between 54 and  61 percent.  The Energy Conversion
Alternatives Study (EGAS) team estimated an overall efficiency of  50
percent for their conceptual  molten carbonate fuel  cell power plant con-
taining an advanced  coal gasifier.

     Although still  in conceptual and prototype stages, fuel  cell  plants
offer the potential  to produce electricity efficently  on both small and
large scales.   These systems could  be used to complement existing  facil-
ities or supply new  generating capacity where environmental  considera-
tions restrict conventional combustion plants.
12.2  Process Description

                                 Concept

     The fuel eel   (Figure 44)  is a device that produces electrical  en-
ergy from the controlled electrochemical  oxidation of fuels (2).   The
basic components of a simple hydrogen-oxygen fuel  cell  are the electrodes
(anode and cathode) and the electrolyte,  which can be either acidic or
basic.  The reactants are normally consumed only when the external  cir-
cuit is completed, allowing electrons to flow and the electrochemical
reaction to occur.  When the external  circuit is completed, an oxidation
reaction, yielding electrons,  takes place at the anode and a reduction
reaction, requiring electrons,  occurs at the cathode.  The electrodes
provide electrochemical-reaction sites and also act as conductors for
electron flow to the external  circuit.
                                   192

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       FUEL (H,)
POROUS
ANODE
POROUS
CATHODE
   SPENT FUEL AND
    WATER VAPOR
                          ELECTRON FLOW-
                                                     OX IDA NT (02)
                             Figure 44

                          Typical Fuel  Cel
    Fuel cells make efficient  use of fuels  by converting chemical  en-
ergy directly to  electricity and heat without going through a mechanical
intermediate step.

    The basic components of a  fuel cell  are the inlets  to the anode and
cathode, the electrodes, and an electrolyte.  The individual cells  can
be aligned in series to build up voltage.  When the external circuit  is
                                193

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closed,  the electrochemical  reaction initiates electron flow and the
reactants are consumed resulting in good fuel  efficiency even at low
loads.  By utilizing the cell's waste heat (e.g.,  in the reforming reac-
tion), overall  efficiencies  above 75 percent are theoretically possible
(3).

     There are three basic designs under active consideration:

     •    In acid cells employing acid electrolyte,  hydrogen
          ionizes at the anode, releasing two electrons per
          molecule, and oxygen reacts with hydrogen  ion and
          electrons at the cathode to produce water.  The
          electron release at the anode provides an  electric
          current.

     •    In molten carbonate cells, hydrogen combines with
          carbonate ion at the anode to yield water, carbon
          dioxide and electrons.  At the cathode,  meanwhile,
          oxygen and carbon  dioxide combine with the returning
          electrons to regenerate carbonate ions.

     «    In solid oxide cells, oxygen ionizes at the cathode,
          consuming electrons, and then migrates to  the anode,
          where it combines  with hydrogen and releases the
          electrons for the  flow of current.

     A fuel  cell power plant would include a fuel  conditioner, a fuel
cell power section, and an inverter to convert the direct current (d.c.)
fuel cell output to alternating current (a.c.) power.  Several types of
fuel cells could be used in  the fuel cell  power section,  Table 24 pre-
sents the types which have received significant attention for aerospace,
military, and utility use (4).

                                 Deta i I

     A fuel  cell power plant generates electricity from naturally occur-
ring fuels (e.g.; petroleum  products, natural  gas, coal), or synthetic
fuels (e.g., hydrogen, synthesis gas).  The power plant has three major
subsystems:   the fuel  conditioner, the fuel cell power section, and the
inverter.  The typical configuration is shown in Figure 45 (5).

     The fuel conditioner generates a hydrogen-rich  gas for use in the
fuel cell power section.  With  light distillates,  natural gas or methyl
fuel, the fuel  conditioner is a catalytic steam reformer of the type used
in the petrochemical industry.  Heavier liquid fuels can be conditioned
in partial oxidizers or in advanced fuel processors  presently being in-
vestigated.   Coal must be processed in a coal  gasifier of the same type
as proposed for use with combined-cycle power plants.
                                    194

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                                Table 24

                       Comparison of Fuel-Cell Types

Cel 1
Type
Aqueous
Acid


Molten
Carbon-

ate



Operati ng
Temper-
ature
80-205°C
Gas Dif-
fusion

650-760°C






Typica 1
Elec-
trodes
Tef Ion
bonded
acid in
matrix
Si ntered
nickel

oxide &
coba It


Typica 1
Elec-
tro lyte
Phosphoric
acid


A 1 ka 1 i meta 1
carbonates

i n a f i ber
rei nforced
partic 1 e
matrix
Typica 1
Structure 1
Mater i a 1 s
Bonded
graphite


Sta in 1 ess
steel





System
Considerations
Waste heat
used for steam
production

Requi res addi-
tion of CCL to
2
air supply;
waste heat
used to reform
process heat
 Solid     815-1095 C   Metallic    Doped metaI
 Oxide                  and semi-   Oxides
                       conductor
                       f i rms
Ceramic
Highest tem-
perature for
i ntegration
with fuel
cond itioner
NaturaI
Gas, Dis-
tiIlates, -
Residuals,
Methanol
                       Hydrogen-
                         rich
Fuel
Condi -
t ioners
t
l>
Gas
Water
Heat
Fuel -eel I
Power
Section


DC
Power ^

I nverter

                       AC Power
                                 Figure 45

                           Fuel  CelI  Power Plant
                                    195

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     The fuel  cell  power section is composed of single cells having three
basic components:   a fuel  electrode (anode), an air electrode (cathode),
and an electrolyte to form an ion conductor between them.   The process in
the cell is the reverse of the well-known process of water electrolysis
in which electricity is passed through water to produce hydrogen and oxy-
gen.  A fue  cell  combines the hydrogen from the processed fuel  with the
oxygen from the air to produce water and d-c electricity.   Aside from
some waste heat, the only by-products are water and carbon dioxide.  No
pollution is generated by the electrochemical  reaction.

     A single cell  generates approximately one volt of d-c power.   In
a fuel cell  power section, stacks of such cells are connected in series
to permit generation of hundreds to thousands of volts.  At present
technology levels, a single fuel cell generates roughly 100 to 200 watts
of electricity for each square foot of electrode area.  Connecting a num-
ber of assemblies in parallel permits power  evels from kilowatts  to
megawatts.

     The third subsystem of the fuel cell power plant, the inverter,
converts the d~c electrica  output of the fuel  cell power plant to a-c
electricity.   Inverters are presently used in applications ranging from
small consumer devices to large-scale electric utility equipment.   The
development of inverters for fue! cell power plants has been directed
toward technological improvements that reduce unit cost and improve
eff i c i ency.

      In the Energy Conversion A ternatives Study (EGAS) (4) conceptual
design power plant, coal is gasified  in an air blown, ash agglomerating,
fIuidized-bed gasifier operating at 200 psia.   Sulfur is removed from
the product gas in  iron oxide beds.  The clean gas is fed to molten
carbonate fuel cells that operate at  150 psia and a nominal temperature
of 650 C.  Direct current power from the fuel  eel Is is converted to alter-
nating current in solid-state inverters.  Fuel  cell exhaust gases  drive
turbocompressors that pressurize the fuel cells and gasifiers.  Waste
heat  from the fuel eel I  and the gasifier is used to drive a steam  turbine
bottoming cycle.  Bottoming cycle throttle conditions were 2400 psig and
540 C with single reheat to 540 C.  Bottoming cycle heat is rejected in
wet forced-draft cooling towers,  The gasifier vessels, fuel cell  modules,
inverters, and turbocompressors are designed for factory fabrication with
rail transport to the p ant site.  This resulted in a rating of 108 MW
for the gasifier and fuel  cell  islands.  The steam turbine bottoming
cycle rating of 203 MW was selected to provide reasonable economies of
scale for the steam plant.  Four gasifier and fuel cell islands are re-
quired to provide sufficient waste heat for the steam turbine; conse-
quently, total net output from the plant is 635 MW.  Two-thirds of the
plant output  is furnished by the fuel cells, with the remainder being
from the steam plant.

     Reference 4 contains thermal emission data for the conceptual fuel
cell  power plant described above.  Based on reference 4, an estimated
                                   I 96

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heat balance for a 500 MWe fuel cell power plant was developed (Table
25).  DiagrammaticaI Iy, this can be represented by Figure 46.  The pro-
vided values are for fuel cell  power plant with a steam turbine bottom-
ing cycle.  If a gas turbine bottoming cycle were to be utilized,  the
overall  efficiency would drop to 45 percent because the gas turbine bot-
toming cycle can not utilize fuel  cell waste heat as effectively.
                                Table 25

             Heat Balance for 500 MWe Fuel Cell Power Plant
                                         Btu/hour
                                        (10  Btu's)
             Percent of Tota
               Energy Input
Net Electrical Energy Output

Losses

   Cooling tower heat reject
   Stack heat losses
   Miscellaneous heat losses

TotaI  Energy  nput
1706.5
 866.0
 437.5
 412.5

3422.5
 49.9
 25.3
 12.8
 12.0

100.0
 I 2.3  AppI i cations
                                 Current
     Presently, there are only experimental/feasibility fuel  cell  power
plant related activities in this country.  The outcome of these efforts
and such unsolved questions as fuel acceptability, reliability, and costs
will contribute to defining the proper application of this technology.

                                Projected

     While features of fuel cell  power plants appear attractive for cen-
tral station applications, the low pollution potential of the fuel  cell
and its effectiveness at small sizes also suggest that fuel  cell  power
plants be used where the characteristics of conventional  power plants
would prohibit their use (4).  For example, when the generating facility
is  located close to or at the  load, the amount of energy lost in trans-
mission is reduced, and the need for additional transmission investment
                                   197

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                   	100$ 	
                    Energy input from fuel
 \2.8%
 Stack
 heat losses
                                                         12.0?
                                                         Mi seel Ianeous
                                                         heat loss
                                                         25.3$
                                                         Coo Ii ng tower
                                                         heat  reject
                         49.
             Net electrical  energy output


                                Figure  46

               Heat  Flow  Diagram for  Fuel  Cell  Power  Plant
is deferred.   In  addition,  the  waste heat from a  fuel  cell  plant can be
recovered and  used.   Thus,  a  fuel  cell  power plant can offer significant
economic advantages  in  certain  situations.

     The fuel  cell may  provide  an  alternative method  for meeting new load
requirements  in congested  urban or suburban areas having restrictive pol-
lution standards  and limitations on new transmission  rights-of-way.   Use
of the fuel  cell  to  feed  power  into an electric utility's distribution
system at points  near the  load  to  be served would eliminate the energy
losses (approximately 3 to 6  percent) in transmitting power from a re-
mote central  plant to the  substation and afford the opportunity to recap-
ture waste heat (4).
                                   98

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     The fuel cell also offers a more fuel-efficient approach to supply-
 ing a utility system's spinning reserve requirements.  Spinning reserve
 refers to power plants kept on line either at  idle or part power to per-
 mit rapid system  repsonse to demand changes and to provide continuity of
 service in the event of a plant outage.   In this type of operation, low
 part-power heat rate and fast response to load change are important
 generator features.  Combining conventional  units at rated load with
 fuel cell  units at part  load could prove to be an efficient, economic
 mix.  The use of  fuel cells to provide spinning reserve capacity could
 permit up to 15 percent reduction  in overall utility system fossil  fuel
 consumption  (4).

     Pratt & Whitney has a major program for dispersed generation using
 natural gas  reformers and low-temperature (<250°F) fuel  cells of the
 phosphoric acid and potassium hydroxide electrolyte types.  The Insti-
 tute of Gas Technology has been doing complementary work using low-
 temperature  phosphoric acid and high-temperature (2200 F) molten carbon-
 ate electrolyte cells.

     In the  Pratt & Whitney system, the cells operate at about 230°F.
 This system  burns the effluent from the fuel cells to provide heat to
 reform hydrocarbons, such as natural  gas, yielding a hydrogen/carbon
 dioxide mixture.  (Heat produced in the cells  is also used to preheat
 the water used  in the reforming reaction.)  Given proper pretreatment,
 hydrogen can be used directly in the cells as can the fuel gas from coal
 gasification.  Thermal and electrical output from nuclear reactors  can
 be used to produce hydrogen and oxygen via the electrolysis of water.
 In this manner, fuel cells have the potential  to become an integral  part
 of electrical systems for the dispersion of  electrical  power.   However,
 if is not known at this time if this approach  is being seriously inves-
 tigated.

     Testing on a 4.8 MWe demonstration fuel cell  power plant at Con-
 solidated Edison  (New York City) should begin  in 1980.   This electric
 utility fuel  cell utilizes a phosphoric-acid electrolyte and generates
 approximately two thirds of a volt d-c per cell.  This effort was under-
 taken to demonstrate not only technological  feasibility,  but also the
 social  acceptability of  locating a power plant in a densely populated
 area. (3, 6).

     United Technology Corporation is currently working on the develop-
ment of second generation fuel  cell models employing molten carbonate
 electrolyte.   Advantages of this system are a reduction in the by-product
 heat rate and operation at high temperature such that a catalyst is not
 required in the electrodes.   Argonne National  Laboratories and General
 Electric Company also are conducting ongoing research into molten carbon-
ate systems.

     A third  approach to fuel  cell  development has been initiated by
Westinghouse Electric Company.   This system  employs a high temperature
                                   199

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cell  with a solid oxide electrolyte.   Westinghouse feels this type of
fuel  cell could be employed in central  power generation plants.

     In 1976, DOE sponsored a  study to examine industrial  applications
of fuel cells.   Twelve major industries were selected on the basis of
intensity of energy use, availability of waste gases to fuel  the cells,
type of power consumed (i.e.,  a-c or d-c),  and compatibility with cogen-
eration of heat.  The best matchings were in the rubber, styrene, and
ethylene industries where the  utilization of waste heat from the cells
could reach 100 percent.  A chlorine plant was shown to be only  capable
of utilizing 30 percent of the waste heat but, nevertheless,  is  an
attractive candidate because it consumes d-c power and produces  hydrogen
fue  (3).  In the spring of 1978, DOE requested proposals  for a  feasi-
bility study for the construction, installation, and operation of a 4.8
MW fuel cell  power plant in industrial  cogeneration applications similar
to the utility trial already in progress but this time involving industry

     However, acceptable these feasibility studies prove to be,  the
widespread use of fuel cells is presently limited by high  equipment
costs and the narrow range of  acceptable primary fuels (currently nat-
ural  gas or naphtha)(3).
12.4  Environmental  Considerations

                          Identified Pollutants

     Central  station systems using fuel  cells will  produce the same
chemical pollutants  as those created by  conventional  utilization of the
same fuels (2).  That is,  a fuel  cell  power plant which utilizes coal
for its natural fuel will  require coal  preparation facilities similar to
conventional  coal  fired steam plants.   For example,  there may be dust
nuisance from wind action  on the pile and leaks and  spills during hand-
I i ng operations.

     The proposed  commercialization concept for the  phosphoric acid fuel
cell anticipates using natural  gas or naphtha as fuels.  This type of
operation is not expected  to create a major environmental concern.  How-
ever,  future development anticipates utilizing a coal  derived gas or high
hydrogen industrial  waste  gas as a fuel  and this operation may create
environmental worker health and safety concerns inherent in coal gasifi-
cation and by-product handling operations.

     The fuel cell,  however, is particularly sensitive to conventional
combustion pollutants, primarily sulfur  (2).  This sensitivity will
require extensive  fuel pretreatment to eliminate contaminants prior to
electrochemical oxidation.  For an equivalent electrica  power output,
the higher operating efficiency of an advanced fuel  cell system will
                                   200

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result in reductions in the quantity of fuel  required and effluents along
with a reduction in the emission of nitrogen oxides due to reduced tem-
peratures to which the air streams are exposed.  Waste heat rejection is
not a significant problem with fuel cell  power systems since much of the
waste heat is used in the fuel gasification or reforming process.  The
excess heat is rejected to the atmosphere, and cooling water may not be
requ i red.

     An environmental study performed by Exxon for the EPA estimated
emissions from a 638 MWe molten carbonate fuel cell power plant (7).
The NO^  level  in the stack gas was estimated at 0.013 /ug/J (0.03 Ib/
MBtu).  This level  apparently reflects the low temperature of combustion
in the fuel  cell catalytic burner.  However, NO  levels may prove higher
than the thermal NO  values reported, due to combustion of ammonia  and
other nitrogen compounds present  in the coal  gasifier product (7).

     Hydrocarbon emissions in stack gas were estimated to be negligibly
small.  Similarly,  particulate emissions in the stack gas should be at
a very low level, since the fuel cell electrolyte system serves to  trap
whatever solids appear in the effluent gases.  The sulfur level  in  fuel
cell exhaust was estimated to be about 0.086 jug/J (0.2 Ib/MBtu), due to
thermodynamic limitation on the efficiency of the iron oxide desulfuri-
zation process  (7).

     For a coal  fueled fuel eel I power plant, there wiI I  also be sol id
and liquid effluents from the coal storage piles and handling area.
Rain runoff will contain suspended solids and may also contain soluble
sulfur and iron compounds.

     The production of leachate from the fuel cells and sludge disposal
from the electrolysis process offer the potential for water pollution.
However, with established technology, these waste streams can be effec-
tively treated and the pollution controlled.

     Until commercialization of fuel cell power plants is realized  and
the fuel(s) for the plant known,  it  is difficult to identify specific
pollutants associated with the operation.  The experimentaI/feasibi  I ity
activities thus far, have not  indicated any unique environmental prob-
lems.

                           Regulatory Impacts

     Since large scale commercialization for fuel cell power plants
will probably not take place until after 1990, the regulatory impacts
are unknown.  Estimates of emissions from naphtha-phosphoric acid
systems are under current NSPS standards for fossil fueled power plants
(8).
                                   201

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12.5  Performance

                                 Current

     Since there are no full  scale fuel  cell  power plants currently oper-
ating, no performance efficiencies can be given.

                                Projected

     The fuel  cell  has the potential  for high fuel  efficiency over a full
operating range from minimum  to maximum power.   The theoretical  maximum
efficiency of  the fuel cell  is a function of  the fuel  and oxidant used.
These theoretical cell efficiencies range between 80 and 100 percent.
Gross efficiency is the product of the theoretical  maximum efficiency  and
the ratio of the operating voltage to the theoretical  voltage.  For hydro-
gen fuel cells, this efficiency is estimated  between 54 to 61 percent  (2).

     The EGAS  conceptual  design of an integrated coal  gasifier and molten
carbonate fuel  cell power plant estimates the overall  efficiency to be
50 percent.  The high efficiency of the fuel  cell prime cycle, the avail-
ability of high-temperature waste heat for the steam turbine bottoming
cycle, and the availability of high-pressure, high-temperature fuel  cell
exhaust for driving turbocompressors. combine  to provide this relatively
high overall efficiency.   An  alternate design utilizing a gas turbine
bottoming cycle has an estimated efficiency of 45 percent (4, 5).


12.6  Economics

                                 Current

     Since there are no large fuel cell  power systems presently operating,
a current figure for the costs per kilowatt hour is unavailable.  Costs
have been calculated for a coal fueled,  high  temperature system.  However,
unresolved problems in any of the fuel cell  processing steps could re-
quire significant process additions and add significantly to capital
costs and thus the cost of energy.

     The major cost items relating to the fuel  cell are the cell itself,
power converters and the spare parts.  The key item is the cost of the
fuel eel I.

                                Projected

     Costs have been projected for a coal-fueled, high-temperature sys-
tem by considering research and development progress to date and com-
paring unit costs of various  elements with similar items in a coal fired
steam turbine  power plant (2).  By assuming that the cost of electricity
produced by a  coal-fueled fuel cell system is equal to that from a steam
turbine system, the allowable capital costs for the fuel cell system can
                                   202

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be projected.  The result of these assumptions and calculations is to sug-
gest that a coal-fueled fuel cell system can produce competitively priced
electricity  if it can be built for a total  capital cost of $294 to $374
per kilowatt electrical (2).  As previously indicated,  the three critical
items are the fuel eel I, power inverter and spare parts.  Each of these
has projected cost ranges that will  allow reaching the  cost target.

     An essential factor is the cost of the fuel  cells.  The cost range
allocated. $60 to $80 per kilowatt electrical, corresponds to a manufac-
tured cost of $7.00 to $9.50 per pound based on the materials require-
ments.  Total material costs for these thin-film, solid-electrolyte
fuel  cell  assemblies have been estimated to be about $21 per kilowatt
electrical ($2.45 per pound), leaving an allowable margin for manufac-
turing and assembly of $39 to $59 per kilowatt electrical ($4.55 to
$6.85 per pound).  These allowable manufacturing  costs  show reasonably
good agreement with independent direct estimates  (4).

     The National Academy of Sciences (NAS) estimated  the total  installed
cost for a 635 MWe integrated coal  gasifier fuel  cell  power plant to be
$595 million or $937/kW, as indicated in Table 26 (4).   The power plant
cost is based on an estimated five-year lead time.  A  high degree of fac-
tory fabrication and low coal  handling, gasification,  and heat rejection
requirements associated with the high power plant efficiency help mini-
mize the cost of this power plant.

                                Table 26

         1975 Capital  Cost Estimate Summary for Integrated Coal
              Gasifier Fuel  Cell  Power Plant (635-MW Plant)
     I tern                                             $  Mi I I ions

   Land, improvements and structures                      48

   Coal  handling, gasification,  gas cleanup,
      and ash hand I i ng                                    79
   Fuel  cell  system equipment                             94

   Steam plant bottoming cycle equipment                  50

   Electrical  plant equipment                             51

   A&E  services and contingency                            78
   Escalation and interest during construc-
      t;on (at 48.7?)                                     195
          TOTAL                                          595
                                   203

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                         References - Fuel  Cel
1.   U.S.  Department of Energy.   Additions to Generating Capacity
     1978-1987 for the Contiguous United States.   DOE/ERA-0020,
     U.S.  DOE, Economic Regulatory Administration,  Washington, D.C.,
     October 1978.

2.   Penny,  M. M.  and Bourgeois,  S.  V.   Development Status and
     Environmental hazards of Several  Candidate Advanced Energy
     Systems.   EPA-600/7-77-062,  U.S.  Environmental  Protection
     Agency, Cincinnati,  Ohio,  June 1977.

3.   Davis,  J. C.   Fuel Cell  Trials:   Utilities Now,  CPI  Next?
     Chemical  Engineering, August 14,  1978.   pp.  79-81.

4.   National  Academy of  Sciences.  Assessment of Technology for
     Advanced  Power Cycles.   Washington, D.C., 1977.   pp.  127-144.

5.   Barry,  P. B., Fernandes, L.  A.,  and Messner, W.  A.   A Giant
     Step  Planned  in Fuel  Cell  Plant Test.  IEEE  Spectrum, Novem-
     ber 1978.  pp.  47-53.

6.   U.S.  Department of Energy.   Fossil  Energy Program Summary
     Document.  Assistant Secretary for  Energy Technology, DOE/ET-
     0087,  Washington, D.C.,  March 1979.

7.   Shaw,  H.   Environmental  Assessment  of a 638  MWe  Molten Carbon-
     ate Fuel  Cell Power  Plant.   Government Research  Laboratories,
     Exxon  Research and Engineering Company, Linden,  New Jersey,
     December  1976.

8.   U.S.  Department of Energy.   Environmental Readiness Document -
     Advanced  Electric Generation - Commercialization Phase IN
     Planning.  DOE/ERD-0014, U.S. DOE,  Washington,  D.C.,  Septem-
     ber 1978.  p. 25.
                                   204

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 13.   Magnetohydrodynamics  (MHD)

 13.1  Overview

     Magnetohydrodynamics (MHD)  is a potential energy alternative in
which electricity  is generated directly from thermal energy, thus elim-
 inating the conversion step of thermal to mechanical energy encountered
 in conventional steam electric generators.  However, due to the nature
of the process, it would be inefficient to apply MHD by itself to the
 large scale generation of electricity.  Therefore,  its eventual imple-
mentation  is being planned around combining MHD with a conventional
steam plant to make use of the waste heat from the MHD generator.   The
efficiency of such a combined MHD/steam plant is predicted to be about
50 percent or greater (1), as compared to 32 to 35 percent for conven-
tional coal-fired  power plants with flue gas desuIfurization (FGD) sys-
tems.  Much of this increase  in  efficiency is attributed to the fact that,
unlike the case of rotating machines, all  the rigid structures in MHD
generators are stationary, thus  permitting operation at elevated temp-
eratures approaching 5000 F.  These temperatures are much higher than
even the most advanced contemporary plants, resulting in much higher
efficiencies throughout the entire thermal cycle than are attainable in
conventional plants (2).

     There are three types of MHD systems:  open-cycle,  closed-cycle
plasma, and closed-cycle liquid metal.  In all of these sytems, an
electrically conductive fluid (either gaseous or liquid) is passed
through a magnetic field, thereby inducing a voltage drop across the
gas stream.  Electrodes convey the electricity to an inverter where  the
direct current naturally produced by the system is transformed to alter-
nating current, which can be transmitted directly into an electric power
grid.  Of the three major types  being considered, a combined open-cycle
MHD/steam generator system offers the greatest potential to improve
electricity generation plant efficiency and cost performance.

     Initial development of MHD  began during the late 1950's.   Programs
exist both in this country and abroad, notably in Japan  and the U.S.S.R.
The basic distinction between the United States and foreign programs is
the emphasis abroad on "clean" fuels usage; that is, natural  gas in  the
U.S.S.R.  and fuel  oils in Japan.  In the United States,  emphasis is  on
coal as the primary fuel.  The abundance of domestic coal  and its ability
to be used directly in an environmentally acceptable manner,  make it an
attractive candidate fuel for MHD power generation (1).

     MHD could be commercially available in the I ate,twentieth century.
The Department of Energy (DOE) has the lead in MHD development in the
U.S., but other government agencies such as the Environmental  Protection
Agency, the National  Science Foundation, the National  Aeronautics and
Space Administration,  and the Office of Naval  Research,  as well as the
Electric Power Research Institute in the private sector, also fund
research on various aspects of MHD development and impacts.
                                   205

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     Although much work remains before the widespread  application of the
magnetohydrodynamic energy conversion process to  electric utility power
generation, there is experimental evidence that MHD  can  significantly
improve overall power plant efficiencies.  Another promising  aspect of
this rapidly developing technology  is the ability to remove,  during the
process, pollutants such as SO , NO  , and particulates generated in the
combustion of coal, thereby eliminating the  need  for external  flue gas
scrubbing to meet environmental standards (3).
13.2  Process Description
                                Concept
     MHD  is an application of a simple  law of  physics  that has been prac-
ticed for over 150 years to generate electricity.   This  law states that a
conductor moving across a magnetic field  produces  an electrical  current.
In the case of MHD, electricity is generated  by  the interaction  of a
conductive fluid moving through a magnetic field.   Such  an application
is not new.  MHD began to evolve over a century  ago, but now the attempt
to translate it  into a viable, commercially acceptable energy-conversion
technology is  intensifying (2).

     The  principle of MHD can best be explained  by examining the simplest
type of MHD generator, named after the  English physicist Michael  Faraday,
depicted  in Figure 47.  As shown  in Figure 47,  the basic MHO generator
consists  of a  channel, suspended  in a magnetic field,  consisting of a
cathode,  anode,  and  insulating walls.   The flow of the conducting fluid
(jj_) across the magnetic field (B) results in  an  induced  electromotive
                                                  Load
                             Magnetic field
                     Cathode
           insulati ng walIs
            Fluid flow
                         Anode   Electric field
                                                     Current
                                 Figure  47

                           Faraday  MHD Generator
                                  206

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force (EMF) and a current in an external  load.  This particular generator
configuration can operate efficiently only when the fluid is a liquid
metal as opposed to a conductive gas.  However, other generator configur-
ations and power takeoff schemes have and are continuing to be developed
which permit the use of the more practical  gaseous conductive fluid.

     As would be expected from the discussion above, the key element  in
the systems now under development is the MHD generator.  Essentially,
this is an expansion engine that converts super-hot gases from the
burning coal  directly into electricity.  In order to accomplish this, the
coal is first pulverized and then burned in a highly efficient combustor.
A small  amount of an alkali  metal salt (usually potassium carbonate)  is
added to the combustion gases to produce a plasma.  This super-hot swarm-
ing mass of electrically charged gas then passes at high velocity through
a strong magnetic field between two electrodes.  The positive and negative
ions separate and collect at opposing electrodes.  The difference in
potential between the electrode plates drives a current through an exter-
nal circuit.

     The heart of the MHD generator is the channel which is suspended
between the poles of a powerful magnet.  This is comprised of a multitude
of hollow rectangular metal  frames stacked horizontally and insulated
from each other to form a long corridor through which the hot gases flow.
Electrodes are mounted on opposite sides of each frame through which
water circulates to prevent overheating.

     By seeding the combustion gas with easily ionized materials such as
potassium or cesium, the electrical  conductivity sufficient for the pro-
cess can be obtained at somewhat lower temperatures (4500  to 5000 F)
than would be required otherwise.  From an economic as well  as environ-
mental  standpoint, potassium—in the form of potassium carbonate (K^CO-,)
or potassium hydroxide (KOH) — is the preferred seed material  for open-
cycle MHD.  The potassium seed not only enhances the conductivity of  the
combustion gas, but also provides a unique built-in capability for re-
moving sulfur products released during the combustion of sulfur-bearing
fuels (in particular, high-sulfur coal).   The potassium seed  reacts pref-
erentially with the sulfur at high temperatures and later precipitates
out as potassium sulfate (K~SO.) when the combustion gas cools.  The
potassium sulfate can be removed from the system along with the ash by
particulate control devices and then be regenerated to yield  potassium
carbonate or potassium hydroxide, which is recycled (1).

                                 Deta iI

     Much of  the early work with MHD was performed with liquid and gas-
eous fuels.  As stated earlier, MHD developmental programs in both Japan
and Russia are designed for gas and oil  firing.  Although there is some
limited research in closed-cycle systems,  the high temperatures achieved
in open-cycle operation with resultant improvements in efficiency and
their applicability to coal  utilization favor this latter type (3).
                                  207

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     Open-Cycle MHD

     A simplified schematic of a complete open-cycle MHD/steam plant is
presented in Figure 48.   This possible configuration is representative
of the types of integrated designs being developed.   It should be noted
that it is presently conceptual, and testing of such a  system has yet
to be accomplished (4).   In the system outlined in Figure 48, coal  is
dried and crushed before being fed to the combustor. The water-cooled
combustor operating with preheated air produces combustion gas products
at temperatures in excess of 4600°F.  Eighty-five percent of the coal
slag is rejected from the combustor.  The combustion gas is seeded  with
potassium carbonate (K-CO ) to increase its electrical  conductivity.
This product is then expanded in an MHD generator producing a d-c elec-
trical  output.   The expanded gases are reduced in velocity in a diffuser
section to recover the remaining kinetic energy before  entering the first
heat exchange state—the radiant furnace—at temperatures in excess of
3660 F.  A two-second residence time is provided i-n  this furnace at
approximately 2900 F to  permit decomposition of NO  as  an emission  con-
trol step.  Combustion is completed by the addition  of  air at the exit
of this heat exchange section.  The gases then enter a  series of regen-
erative high-temperature air pre-heaters.  These cyclic, refractory heat
exchangers are utilized  to preheat the combustion air to 2500 F.  The
exhaust gas then enters  a secondary furnace containing  a steam generator
and  low-temperature air  preheater section (the combustion air exits from
this heat exchanger at approximately 1400 F).  The combustion gas then
enters an economizer section where its temperature is reduced to approxi-
mately 250 F before passing through an electrostatic precipitator and
discharged out the stack.  The seed material, KJDO-,, is used to increase
the electrical  conductivity of the gas as well as To tie up the sulfur
in the coal  as potassium suIfate (HLSO.) (5).  Experimental  tests have
achieved better than a 99 percent removal of the S0?from the effluent
gas  (6).  This potassium sulfate is collected from the  heat exchange
components and the electrostatic precipitator and returned to a seed
recovery system where an intermediate-Btu gas reduces the K?SO. to  K?CO,
seed material and hydrogen sulfide (I-LS).  Elemental sulfur is recovered
from the H2S in an integral Claus plant.  Feedwater  is  used to cool  the
combustor and MHD channeI/diffuser.  Steam is generated at 3500 psi/
1000 F/1000 F in the heat exchange equipment.  This  steam is utilized
in two steam turbines:  one provides mechanical drive to the air compres-
sor which supplies air at approximately 10 atmospheres  for the combustor/
MHD channel.  The other  steam turbine drives an a-c  generator.  The d-c
output of the MHD channel is converted to a-c in solid-state  inverters (5)
     Closed-Cycle MHD

     In the closed-cycle MHD processes,  the basic energy conversion pro-
cess is the same as that for open-cycle  MHD (i.e. motional  electromag-
netic induction).  However, in the closed-cycle processes,  the working
                                   208

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                             Reducing Go*
                                         Sulfur
                  Raw
                  Cool'
Air Preheoterj
and Steam Generators
o
VO
                                                                                                 Cooling
                                                                                                  Water
                                                                                                 Makeup
                                                        Figure  48

                        Open-Cycle MHD/Steam Plant  - Schematic of  Possible Configuration

-------
fluid is in a closed-loop system and receives the heat energy indirectly
from a primary source through a heat exchanger.   The primary heat source
can be from the combustion of coal,  other fossil  fuels,  or from a nuclear
reactor.  Because the working fluid  is recycled  in closed-cycle systems,
there is more latitude available in  choosing the working fluid and in
obtaining electron densities that give sufficient conductivity.   As a
result,  somewhat lower temperatures  than those required  in open-cycle
systems  are necessary to obtain sufficient conductivity  for the MHD
process.  The extraction of thermal  energy from  the working fluid and
its conversion to electricity in an  MHD channel  and conventional  steam-
bottoming plant are similar for open- and closed-cycle systems.   There
are two  major approaches to closed-cycle MHD technology:  plasma systems
and liquid metal systems (1).

     In  a closed-cycle plasma MHD system, the working fluid is a noble
gas, such as argon, which is seeded  with an easily ionized material  such
as cesium.  Figure 49 is a schematic diagram of  a closed-cycle plasma
MHD system (7).  Air is preheated prior to entering the  combustor.  The
hot combustion gas is ducted to heat exchangers  which transfer heat to
the argon working fluid.  After leaving the heat exchangers, the com-
bustion  gas passes through an air preheater prior to being exhausted out
the stack.  The argon gas is expanded through a  nozzle where it is seeded
with cesium.  The argon/cesium gas passes through the MHD generator which,
as in open-cycle MHD, produces d-c power.  After passing through a diffu-
ser, the gas flows through an unfired steam generator.  The cesium is
condensed into  liquid in the precooler, purified, and then reinjected at
the nozzle.  The argon is compressed, purified,  and recycled to the high-
temperature heat exchanger.  The steam turbine plant produces substantial
electric power and drives the argon  compressor (1).

     Liquid metal systems are very similar to closed-cycle plasma systems,
with one major exception:  a gas-liquid metal  froth is used as the work-
ing fluid rather than a noble gas.   Liquid metal  systems have high elec-
trical  conductivities compared to totally gaseous systems, the potential
for lower temperatures, and the applicability of lower magnetic fields.
As a result, a smaller plant and higher extraction efficiencies may be
possible.  Figure 50 is a schematic  diagram of a liquid  metal  MHD system
(7).  The pressurized liquid metal  (usually sodium) is heated to peak
cycle temperature in an externally heated exchanger fired by a fluid!zed-
bed coal combustor and then flows to a mixer where heated helium is in-
jected as a uniform dispersion of bubbles.  Heat is transferred  from the
liquid to the gas,  resulting in nearly isothermal  expansion as the fluid
passes through the MHD generator.  After leaving the generator,  the gas
and liquid are separated and the liquid is recirculated  back to the
mixer.   The gas passes through the diffuser to a steam bottoming plant
where its heat  is utilized.  The helium then is  compressed and recycled
to the heat exchanger and the mixer  (1).

     As  previously indicated, the emphasis in the United States is on
the combined open-cycle MHD/steam generator system approach.  Since all
                                   no

-------
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Simplified  Schematic  of  Closed-Cycle  Inert Gas MHD  Topping Cycle

-------
M
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                              Simplified  Schematic  of  Closed-Cycle  Liquid Metal  MHD
                                  Topping Cycle Fired  by Fluidized  Combustor

-------
efforts are in early R&D stages, any energy balances are at best projec-
tions.  Table 27 based on reference 5 provides a considered heat balance
for an open-cycle MHD/steam generator plant.  Diagrammatically,  this can
be illustrated by the heat flow diagram, Figure 51.  It should be noted
that both Table 27 and Figure 51 present overall system values and do not
indicate intra-system energy transfers (e.g. employment of recovered
heat).  The overall heat balance assumes that electrical energy  generated
via steam would be produced at 1 kWh per 8160 Btu (reference 5).  This
is not an unreasonable projection when compared to the projection for the
conventional steam-electric plant and taking into account differences in
component makeup with associated energy loss values.
                                Table 27

 Projected Heat Balance for Nominal 2000 MWe Open-Cycle MHD/Steam Plant
                                           Btu/hour     Percent of Total
                                          (10  Btu's)     Energy Input


Net Electrical Energy Output                6,593.92          48.30

   (MHD power 1420 MWe plus steam
    power 587 MWe less losses)

Heat Rejected
   Cooling tower                            4,589.80          33.62
   Stack                                    1,171.34           8.58

Energy Consumed or Loss
   Additional energy  input (for
      precipitator, seed recovery,            853.25           6.25
      Claus  un it, etc.)
   Coal ash and K9SO. (sensible and
       latent)                                 109.22           0.80
   Coal heating and miscellaneous              79.18           0.58
   MHD  inversion loss and auxiliary
      power  requirements for coal             255.29           1.87
      handling, transformer loss, etc.

 Total Energy Input                        13,652.0          100.0

   (Coal supplied 98.45?, correction
    for SO  —> K?SO.  (G) condensation
    and solidification of K SO  1.6$)
                                   213

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                          	  \00%  	
                           Total Energy Input
       6.25?
Energy consumed
by precipitator, for
seed  recovery, claus
unit, etc.
        3.25?
       due to
                  ash,
Losses  due to coa
K-SO  (sensible &
latent), coal heating,
MHD inversion loss,
auxi Ii ary power
requirements for coal
handling, transformer
losses, misc.
                                                                     33.62?
                                                                     Energy
                                                                     rejected by
                                                                     cooli ng tower
                                                                 8.58?
                                                                 Stack  loss
                            48.30?
                    Net electric power output
                  (approx.  70? from MHD & 30?
                   from conventional)
                                 Figure  51

            Projected Heat Balance  For Nominal  2000 MWe
                      Open-Cycle  MHD/Steam Plant
                                    214

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13.3  AppI ications

                                 Current

     At present, there are only experimental  MHD working models in this
country.  The life expectancy of these models has been limited by the
combined effects of current leakage, arcing between the electrodes, and
the corrosive effects of high-temperature combustion gases and residues.
Presently,  there are major research, development, and testing programs
at the component and subsystems level  to alleviate these problems.  This
work is being sponsored by the Department of  Energy with additional sup-
port from the Electric Power Research Institute and several  utility
compan ies.

     The U.S.S.R. and Japan have also been quite active in the further-
ance of this technology.   In the U.S.S.R., an MHD pilot installation
designated U-25, has been constructed and operated.  The U-25 generator
is rated at 20 MW nominal, and is gas fired.   A smaller facility desig-
nated U-25B, which uses the same feed supplies and utilities as the U-25,
has been used for joint U.S.-U.S.S.R.  channel testing.  The U.S.S.R. has
announced the planning and design of the first large-scale commercial
MHD/steam power plant of nominal 500 MW total capacity, with oil-firing.
In Japan, an experimental oil-burning MHD generator with a 4 Tesla super-
conducting magnet has been tested at power levels of close to 500 kW,
and other MHD system componenets have been studied on a small  scale in
an integrated component test facility.  Other MHD development programs
are currently in progress  in Poland, Germany  and India (3).

                               Projected

     It is difficult to specify the role MHD  will play in the future of
domestic power generation.  However, there has been a significant commit-
ment of resources toward near-term goals (Fiscal  1979 DOE-MHD Budget
was $80 mill ion).

     Specifically, the United States plans to have an operational  pilot
plant as early as 1985 and a base-load commercial demonstration before
1995 (2).  Current plans call  for this to be  achieved in three phases (8)
as follows:

     1.   Ongoing thru mid-1980's - development of engineering
          data and experience to design and build a 250 MW pilot
          plant—the Engineering Test Facility (ETF).

     2.   Running parallel with Phase I  and on thru the 1980's -
          design, construction and operation  of the ETF, a fully
          integrated combined cycle MHD/steam system operating
          at 250 MW, the minimum scale that can demonstrate the
          concept and still be of interest to utilities, and
                                  215

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     3.   During the mid- to late 1990's - demonstration of
          baseload power plant performance at several  hundred
          megawatts using Commercial  Demonstration Plants (CDPs).

Any large-scale commercial  implementation of  MHD combined-cycle power
generation facilities will  be in the  post 2000 period.
13.4  Environmental  Considerations

     Because open-cycle MHD technology has been developed further than
the closed-cycle plasma or liquid metal  MHD technologies and since the
DOE MHD program emphasizes open-cycle MHD, this discussion focuses pri-
marily on the environmental  concerns associated with open-cycle MHD.   For
closed-cycle systems under normal  operating conditions,  the effluents
(e.g., S07, NO , hydrocarbons,  CO, trace elements,  particulates,  ash
residue, etc.)xmay be similar to those produced by  conventional  boilers
and will not be discussed further (1).

                          Identified Pollutants

     The range of pollutants from an MHD system is  expected to be similar
to the range of those associated with direct combustion  processes.  How-
ever, due to the extremely high temperatures required in the MHD process
as compared to the relatively low temperatures of direct combustion tech-
nologies, significantly different relative amounts  of the various efflu-
ents will be emitted.  Due to the higher overall  plant efficiencies of
MHD power generation, less coal  input is needed per unit of electrical
output; therefore, pollutants (such as S0~ emissions), thermal  discharges,
solid wastes, and their associated environmental  impacts are expected to
be less than those from a conventional coal-fired power  plant of  compar-
able generating capacity.  However, sufficient experimental  data  are  not
available to verify this (1).
     Air Emissions

     Although fugitive emissions are a potential  hazard to worker health
and safety, the air emissions of primary concern  are stack emissions.
At the high temperatures intrinsic to MHD power generation,  nitrogen
oxide (NO ) production is increased while the production of  organic
effluents, particularly the condensed polycyclic  organic molecules (POM's)
is decreased.  The high temperatures also may alter radically the physi-
cal and chemical  formation and the selective enrichment of various trace
element compounds found in the fly ash particles.   Because of the nature
of sulfur-seed reactions unique to MHD processes,  quantities of sulfur
oxide (SO ) are likely to be much lower in the effluents of  an MHD facil-
ity than in those of a standard, commercial, coal-fired power plant (1).
                                  216

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     An anticipated feature of the MHD power generator is a self-contained
sulfur removal system inherent in its design.  The potassium carbonate
(KLCO,) seed used to increase the conductivity of the working fluid will
combine with the SCL to form a sulfate or sulfite, which will be removed
with the slag in the seed condenser and/or by particulate control devices.
As stated earlier, experimental work has demonstrated S09 removal effi-
ciencies from such seeding can exceed 99 percent for coaf containing 2.2
percent sulfur by weight (6).  Further studies have shown that the S0?
content of emissions can be almost eliminated by increasing the seed
rate, even using high sulfur coal which is environmentally unsuitable
for use in conventional  power generating plants (9).

     The high-combustion temperatures of open-cycle MHD could produce up
to ten times the nitrogen oxide  (NO ) emissions produced by conventional
coal combustion (10, 11, 12).  NO  is a significant pollutant because
of  its direct effect on plants anS animals and its role in the photo-
chemical oxidant cycle.   Thus, NO  potentially presents the principal
emission problem to be found  in tfte MHD system.

     Two methods of NO  control have been identified:  minimization of
NO  in the effluent gas, or maximization of NO  in the effluent to recov-
er nitrogen compounds (e.g., fertilizer).  Presently, it appears that
NO  emissions will be controlled by the first technique through combus-
tion modification.  Combustion modification includes techniques such as
initial fuel-rich combustion, down-stream adjustment of the fuel-air
mixture to make it air rich (sometimes referred to as "two-stage air com-
bustion"), and regulation of exhaust gas residence times in down-stream
components to enhance decomposition of NO  formation.  According to data
from the University of Tennessee Space Institute (UTS I) MHD test facility,
NO  emissions can be kept well below applicable standards by controlling
the stoichiometric ratio and radiant boiler residence times (11).  These
data agree with data from earlier studies by others at Avco-Everett
Laboratory (13).  However, these data are in conflict with the Exxon
computer modeling work.   Their computer modeling of NO  formation and
decomposition in open-cycle MHD  indicates that NO  emissions may be near
or above currently allowable  limits (12).

     It is expected that particulate matter existing in the exhaust gases
will consist primarily of fly ash, with some unrecovered seed material
(potassium carbonate and potassium sulfate).  Due to the very high com-
bustion temperatures characteristic of MHD, and possibly due to the ef-
fects of NO  controls (14, 15), fly ash emissions from MHD are expected
to consist of a greater proportion of fine particulate matter than those
produced by conventional coal-fired power plants.   These fine particles
(<3 microns) may present a hazard to human health because they can enter
and be retained in the lungs.

     Emission of particulate sulfates, especially spent seed material,
is a potential problem associated with MHD.  Atmospheric sulfates have
                                   217

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been implicated in such adverse environmental  effects as acid rains, the
modification of weather, visibility, and climate (.1).

     The environmental  impacts of trace element emissions from a coa I -
fired MHD facility depend on coal quality, method of burning coal, power
plant size and location, emission control  technologies,  and weather con-
ditions (16).  When coal is burned, the trace elements will 1) be trap-
ped in bottom slag; 2)  be collected in the emission control device as
particulate ash;  3) escape through the stack as a gas or by adhering to
effluent particles; or 4) escape as fugitive emissions within the facility
environment.  While a substantial fraction of trace elements present in
the coal is retained with the fly ash and slag removed by control devices,
significant quantities of trace elements still may be emitted as or on
submicron-size particles because of collection inefficiencies in the
small particle range characteristic of these devices.  Potassium and
radioactive compounds,  as well as trace elements, adhere to the surfaces
of particulates.   Volatization of some trace elements during coal com-
bustion and their release to the atmosphere in the gaseous phase also
occur.  Because of its characteristically high temperatures, this may be
of particular concern in MHD.
     Liquid Effluents

     Effluents will result from boiler cleaning, cooling systems, and
feedwater treatment processes which are not unique to the MHD technol-
ogies themselves, but exist in conventional boilers as well.   Secondary
water pollution can result from runoff and leaching from solid waste
disposal sites if appropriate control  measures are not taken.  No data
are currently available on the leachability of specific compounds and
trace elements contained in MHD slag and fly ash.   It is expected that
the trace elements potentially found in MHD effluent streams  and solid
waste leachate will be similar to those identified for air emissions.
Effluents resulting from MHD processes, seed regeneration, and solid
waste disposal need to be characterized and assessed to ensure that they
do not contain any unexpected hazardous pollutants or excessively high
potassium levels, and that they will meet applicable water quality
standards (17).
     Sol id Waste

     A MHD faciI ity, I ike any conventionaI  coaI-fired power plant, will
produce solid waste.  MHD-generated solid waste will  be unique in several
respects:   1)  it will contain potassium compounds (K»CO,, K?SO.,  and/or
KOH) resulting from the injection of the seed material; 2) the slag col-
lected from the combustor and other components will  have different prop-
erties than bottom ash collected in conventional  coal-fired systems;
3) fly ash collected in the emission control  device probably will contain
                                   218

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a greater proportion of fine particles; and 4) trace elements adhering
to the surface of these fine particles may be more toxic to biological
systems through  leaching and fugitive dust emissions.

     In order for open-cycle MHD to be acceptable both environmentally
and economically, it is expected that the seed material  must be recovered,
probably regenerated, and recycled.  The method has not been defined yet
but the decision will affect both the quality and quantity of the solid
waste generated from an MHD facility (1).

                           Regulatory  Impacts

     Since large-scale commercialization of MHD is planned for after the
turn of the century, it is difficult to conjecture what the environmental
regulatory climate will be for utility plants.  In spite of the uncertain
regulatory future and the final measurement and characterization of pol-
lutants from MHD systems, it is generally agreed that because of its
higher thermal efficiency, there will be less coal consumption per unit
of electrical output and therefore, reduced emissions per Btu output
than from conventional  coal-fired generating facilities.
13.5  Performance

                                 Current

     Since there has yet to be a fully integrated MHD power generating
facility, no actual performance efficiency has been measured.

                                Projected

     Of all the emerging power generation technologies, MHD offers one
of the most promising performance efficiency.  Overall  efficiencies of
MHD-based systems  (coal  pile to electrical bus-bar) may exceed 50 percent
as compared to 34 to 37 percent projected for conventional  coal-fired
plants with FGD now scheduled for construction (2).  In practice, the
coal-fired MHD generator will be installed as a topping system at the
front end of a conventional steam turbine power plant,  where it will  draw
off twenty percent of the coal's total energy.  The hot exhaust gases
will then be used to power the steam turbines, which will  extract an
additional 30 to 40 percent of the available energy.  The total  combined
output (50 to 60 percent)  is half again as much electrical  power as that
produced by today's conventional steam or nuclear power plants.   Since
coal-fired steam power plants currently supply about half of the nation's
electrical energy  (19),  merely adding MHD as a topping  system to exist-
ing plants could conceivably increase the nation's generating capacity
by as much as 25 percent with the same fuel  consumption.
                                   219

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13.6  Economics

                                 Current

     Since there are no commercial  generation plants presently employing
an MHD system in this country,  a current figure for the cost per kilowatt
hour of electricity is unavailable.   However, detailed projections have
been made of MHD costs and their behavior relative to conventional  coal-
fired plants beginning around 2000 when wide-scale implementation should
occur.

                               Projected

     Obviously,  there is some measure of uncertainty associated with cost
estimates for an emerging technology which is not even scheduled to go
on-line until 1990.  However, preliminary estimates indicate that in the
1990's, MHD-generated electricity will  sell  for around 32 mills/kwh as
compared to about 45 mills/kwh  for that from conventional  coal-fired
plants at that time (2).  These estimates were based on theoretical
plant configurations covered by the EGAS.  Under their ground rules,
capital costs were escalated by a combination of factors to the year
construction would be completed if it had been started in mid-1975.   The
O&M cost component was based upon mid-1975 dollars and the fuel  cost was
based upon specified prices intended to project the period of consump-
tion.  Although many factors such as inflation rates and the period of
implementation have changed substantially since that time, the relative
cost advantage appears to be supported  by more contemporary estimates.

      Indications are that capital  cost  per kilowatt of installed capacity
for an MHD topping system will  be about the same as that for a conven-
tional steam power plant in the latter  1990's.  However, the operating
costs per kilowatt may be significantly lower due principally to a  more
efficient utilization of fuel.
                                   220

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                 References - Magnetohydrodynamics (MHD)
1.   U.S. Department of Energy (DOE).  Environmental  Development
     Plan (EDP) - Magnetohydrodynamics Program FY 1977.   DOE/EDP-
     0009, U.S. DOE, Washington,  D.C., March 1978.

2.   MHD's Target:  Payoff by 2000.   IEEE Spectrum,  May  1978.   pp.
     46-51.

3.   Hals, F. A., et a I,  Avco Everett Research Laboratory, Inc.
     MHD Power Generation.  Paper presented at Coal  Technology '78
     Meeting in Houston,  Texas,  October 17-19, 1978.

4.   MHD:  More Money for Promising Technology.  Coal  Industry News.
     August 7, 1978.  p.  17.

5.   Energy Conversion Alternatives Study (EGAS).  General Electric
     Phase II Final  Report.   NASA-CR 134949.  December 1976.

6.   Bienstock, D.,  Bergman,  P.  D., Henry, J.  M., Demski,  R.  J.,
     Demeter, J.  J., and  Plants,  K. D.  Air Pollution  Aspects  of
     MHD Power Generation.  Proceedings of the 13th  Symposium  on
     Engineering  Aspects  of  Magnetohydrodynamics, Stanford Univer-
     sity, March  25-28,  1973.  pp. V11-1.10.

7.   Jackson, W.  D.   MHD  Electrical Power Generation:   Prospects
     and  Issues.   AIAA Paper  No.  76-309, AIAA 9th Fluid  and Plasma
     Dynamics Conference, San Diego, California.   July 14-16,  1976.

8.   Breakthrough in MHD  Testing  Told.  Coal Industry  News.
     August 7, 1978.  p.  1 .

9.   Bergman, P.  D., Gyorke,  D.,  and Bienstock, J. J.   Economic  and
     Energy Considerations in MHD Seed Regeneration.   16th Symposium
     on Engineering  Aspects of Magnetohydrodynamics,  Pittsburgh,
     Pennsylvania, 1977.

10.   Bienstock, D.,  Demski,  R. J., and Demeter, J. J.   Environmental
     Aspects of MHD  Power Generation.  Proceedings of  the  1971  Inter-
     society Energy  Conversion Engineering Conference, Boston, Mass-
     achusetts, August 3-5,  1971.  pp. 1210-1217.
11.   Strom,  S. S., Chapman, J. N., Meuhlauser,  J.  W.,  and Lanier,
     J.  H.   Controlling NO  from a Coal-Fin
     Intersociety Energy Conversion Engineei
     Diego,  California, August 20-25,  1978.
J. H.  Controlling NO  from a Coal-Fired MHD Process.  13th
Intersociety Energy Conversion Engineering Conference, San
                                  22:

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12.   Shaw,  H.   Environmental  Assessment of  Advanced  Energy Conver-
     sion Technologies,  Government Research Laboratories,  Exxon
     Research  and  Engineering Company,  Linden,  New Jersey, Febru-
     ary 9,  1978.

13.   Hals,  F.  A.,  and  Lewis,  P.  F.   Control  Techniques  for Nitrogen
     Oxides  in MHD Power Plants.   ASME  Paper 72-WA/ENER-5, 1972.

14.   Nadar,  J. S.   Field Measurements and Characterization of  Emis-
     sions  from Coal-Fired  Combustion Sources.   71st APCA  Annual
     Meeting,  Houston,  Texas,  June 25-30,  1978.

15.   Schmidt,  E. W., Dieske,  J.  A.,  and Allen,  J.  M.  Size Distrib-
     ution of  Fine Particulate Emissions from a  Coal-Fired Power
     Plant.  Atmospheric Environment.   1976.  Vol.  10,  pp. 1065-1069

16.   Matray, P- The BioenvironmentaI  Impact of  Trace Element  Emis-
     sion From A Magnetohydrodynamics  (MHD)  Facility:   A Literature
     Review  and Recommendations.   Montana Energy and  MHD Research
     and Development  Institute In-House Document,  No. 3F19:76N9.
     September 1976.

17.   Barret, B. R. Controlling  the  Entrance of  Toxic Pollutants
     Into U.S. Waters.   Environmental Science and  Technology.   1978.
     Vol. 12(2).   pp.  154-162.

18.   Balzhiser, R. E.   Energy Options to the Year  2000.   Chemical
     Engineering.   January  3,  1977-  Vol. 84 (1),  pp. 73-90.

19.   Coal Facts 1978-1979.   National Coal Association.   Washington,
     D.C.,  1979.
                                  222

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                                         TECHNICAL REPORT DATA
                                 (Please read Instructions on the reverse before completing)
  REPORT NO.
   EPA-600/7-80-173
              2.
                                                  3. RECIPIENT'S ACCESSION NO.
  TITLE AND SUBTITLE
   Environmental,  Operational  and  Economic  Aspects of
   Thirteen Selected Energy Technologies
                                                  5. REPORT DATE
                                                    	September  I960
                                                  6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
                                                                       8. PERFORMING ORGANIZATION REPORT NO.
 Lawrence  Hoffman,  Stephen  E.  Noren &  Elmer C.  Holt,  Jr.
9. PERFORMING ORGANIZATION NAME AND ADDRESS

   The  Hoffman-Muntner Corporation
   8750 Georgia Avenue
   Silver  Spring,  Maryland   20910
                                                  10. PROGRAM ELEMENT NO.
                                                        1NE825
                                                  11. CONTRACT/GRANT NO.

                                                        68-01-4999
12. SPONSORING AGENCY NAME AND ADDRESS
   Office  of  Environmental  Engineering
      and Technology,  Headquarters
   U.S. Environmental  Protection Agency
   Washington.  D.C.    20460	
                                                  13. TYPE OF REPORT AND PERIOD COVERED
                                                         Task Report
                                                  14. SPONSORING AGENCY CODE
                                                         EPA/600/17
 15. SUPPLEMENTARY NOTES
    EPA Contacts:
     Mr.  William  N.  McCarthy,  Jr.
     Mr.  Morris H. Altschuler
     Mr.  Robert M. Statnick
                      202/755-2737
                      202/755-0205
                      202/755-0205
 16. ABSTRACT

        This report covers the environmental,  operational, and economic aspects of thirteen (13)  current
   and developing technologies as applied  to the  generation of electric power, steam generation,  and  the
   conversion of fossil  energy Into alternative  forms.  The following technologies are addressed:   I)  Con-
   ventional Boiler; 2)  Diesel Engine;  3)  Fluidized-Bed Combustion; 4) Combined Cycle Systems;  5)  Low/
   Medium-Btu Gasification;  6) Chemically  Active  Fluid Bed; 7)  Indirect Coal Liquefaction;  8)  High-Btu
   Gasification; 9) Surface Shale Oil  Processing;  10)  In  Situ Shafe Oil Processing; II) Direct  Coal  Lique-
   faction;  12) Fuel Cells;  and 13) Magnetohydrodynamics  (MHD).  The present status of each technology is
   discussed along with  prospects for commercial  implementation.
        Some of these processes such as conventional coal-fired boilers and combined cycle  electrical
   utility systems are currently being applied to varying degrees  for base, intermediate,  and  peaking  ser-
   vices at power plants.   When using cleaner  fuels  (distillate oil and gas), some addressed processes re-
   quire only  limited environmental controls.  Due to the shortages associated with currently  utilized
   cleaner fuels, greater emphasis is being placed upon the rapid  development of alternative technologies
   capable of  using the  Nation's more abundant reserves of coal, oil shale, and heavy crude oil  in an
   environmentally acceptable fashion.   One such  technology, permitting the direct use of  high-sulfur  coal,
   is fIuidlzed-bed combustion which is currently being demonstrated in industria I-sized units.   Other
   technologies involve the conversion of  coal to a  suitable  liquid or gaseous fuel for use in existing
   equipment and for advanced technologies under development, and  the conversion of oil shale  to a com-
   mercial grade oil product.  Also discussed  are some of the more remote processes, such as fuel  cells and
   MHD, which  offer the prospect, when substantial technical hurdles are overcome, for improved efficiencies
   while maintaining environmental compliance.
17.
                                      KEY WORDS AND DOCUMENT ANALYSIS
                      DESCRIPTORS
                                                       b.IDENTIFIERS/OPEN ENDED TERMS
                                                                      COSATI F-ield/Group
  Air Emission!
  Chemical ly
  Active FB
  Contained Cycle
  ConventlonaI
  Boller
  Oiesel Generators
  Efficiency
  Energy Conversion
  Energy Efficiencies
EnvIronment
Fluldlzed-Bed
Fuel Cell
Fuel Conversion
Fuel Processing
 Techno log Ies
Hlgh-Btu Gasification
Liquefaction
Liquid Effluent!
Lo--Btu Gasification
Magnetohydrodynamlcs
Oil Shale
Performance
Power Generation
Shale Oil
Sol Id Waste
Thermodynamlc
 Efficiencies
BI-GAS
CO-Acceptor
Combustion
 EngIneerlng.
 Inc.
Fi scher-
 Tropsch
M-Coal
HYGAS
Kbppers-Totzek
Lurgl
MobiI Process
Occidental Modified
 In Situ
Solvent Refined Coal
SRC
Synthone
SynthoiI
TOSCO  I I
Westinghouse Electric
 Corporotion
10A    97F
10B    97G
43E    971
43F    97K
680    97L
97B    97R
 18. DISTRIBUTION STATEMENT

     Re lease UnIimited
                                   19. SECURITY CLASS (This Report/
                                     UNCLASSIFIED
                                               21. NO. OF PAGES
                                                        20. SECURITY CLASS (This page)
                                                          UNCLASSIFIED
                                                                   22. PRICE
 EPA Form 2220-1
                 v. 4-77)
                           PREVIOUS EDITION IS OBSOLETE
                                                    223
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