v>EPA
             United States
             Environmental Protection
             Agency
            Office of
            Solid Waste and
            Emergency Response
DIRECTIVE NUMBER:  9488.0K85)
                •*
    : ~ Dilution of a Characteristic Waste as a Treatment
    '- Process to Qualify for the §264.340 Exemption
              APPROVAL DATE:  i-io-85
                          * *   "**
              EFFECTIVE DATE: 1-10'85

              ORIGINATING OFFICE: :': off ice

              0 FINAL

              D DRAFT

               STATUS:
                      Solid Waste
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 PARTS 264-265  SUBPART 0 - INCINERATOR                         DOC: 9438.01(35)


 Key Words:    Exclusion, Characteristics of Hazardous Waste, Appendix VIII,
               Dilution

 Regulations:  40 CFR 264.340

 Subject:      Dilution of a Characteristic Waste as a Treatment Process to
               Qualify for the §264.340 Exemption

 Addressee:    James Scarbrough, Chief, Waste Management Branch, Region IV

 Originator:   John H. Skinner, Director, Office of Solid Waste

 Source Doc:   09488.01(85)

 Date:          1-10-85

 Summary:

      Dilution of a characteristic waste by mixing with other hazardous and non-
 hazardous waste is an acceptable treatment process under RCRA.  Dilution is
 considered' to be treatment, since the definition of treatment includes: "...
 any method ..'.-.' designed-, to change the physical, chemical, or biological
 character or composition of any hazardous waste ... so as to render such
 waste  non-hazardous,  or less hazardous . . ."

.-.   ......Dilution ,is also an acceptable treatment technique for a D001, D002, or
 D003 waste.•streami with significant concentrations of Appendix VIII constituents.
 If.after treatment, the wastes are rendered non-EP toxic or "the^cohcentrations
 of  Appendix VIII constituents are insignificant, then the incineration of these
 wastes will.either not be regulated under RCRA or ma;/ qualify for the exemption
• for- a''-'ch'aracteristic -waste- according to :§264.340(c).

,r..->'-^I.n.'brderr'tp. estab'lish'.-compliance -with the 264.340 exemption, applicant s
 must submit:

     a)   A list of all' Appendix VIII constituents reasonably expected to be in
.-..-..-  . :...,   the-waste; .  .  , .... ...  ...      .

     b)   A justification for the exclusion of any Appendix VIII constituents
          cited  in (a), indicating that the particular Appendix VIII constituents
          are  not used as a raw material, are not a constituent or contaminant  in
          the  raw materials, and are not products,- by-products, or intermediates
          in the production process; and

     c)   An analysis  of the waste for each of the constituents identified in  (a),

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                                                                9438.01  (3
             UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

                        WASHINGTON. D.C. 20460
                            JAN  10 1985                o.,,
                                                SCUD WASTE AND =
 MEMORANDUM
 SUBJECT:  Region IV's Application of  the  40  CFR  264.340  Exemption
           to du Pont'Xp1ant -- EPA  I.D.  Number  NCD047369046

 FROM:      Joh-n H. Skinner, Director
           Office of Sol id Waste   (WH

 TO:        James Scarbrough', Chief
           Waste Management Branch, Region  IV


      I  am responding, to. your memorandum of December  11,  1984,
 raising two-' issues 'in North Carolina's processing  of du  Pont's
..Cape. Fear, perm it application. .--The' two. issues  are  whether  dilution
 i s an-..acceptable means, of converting  hazardous  wastes that do  not
 qualify for the exemption at 40 'CFR  264.340  into  wastes  that  do
 qual i fy ; and. what information is  necessary to  demonstrate  compliance
 with  this exemp.ti.on ...

     ' Herb .Mi 11er, 'of your staff,  discussed the  first issue with
 Alan  Cor son and Randy Chri'smon. .At  that  time,  both  Alan and  Randy
 agreed  that dilution can be used  to  treat  a  waste  exhibiting  any
..of. .the  .charac.te.rvs.t ics, of -i gnrt.abi.l 1 ty, corros i v i ty, react i v i ty
 or EP  toxicity. 'Dilution by' mix'ing  with  other  hazardous and
 ,no.n-haz.a.rd;o.-u-s, w-as.te ,,i s.;.an..,accepta.b.l.e. ..-ne-thod.  of. trea t^ent tha t
 i's "sub j ect' to  .'perrrii't'c'ond 1 t i ons ,  as  is proposed  in the  drift  du
 Pont,  permit-.   Treatment is defined as "... any  method,  technique,
 or- .proces s ,•• i-ncl jdi ng neu tral i za t i on , designed  to  cnange the
 physical, chemi.cal.,. or biological  character  or  composition of  any
 haza'rdbus ~ was te .".'.' so" as to render such waste  nc.n-h* za rdo^s ,  or
 less  hazardous, safer to transport,  store  or  dispose of...."

      Also discussed during the conversation  among  Alan,  Randy,  and
 Herb  was  whether dilution could also  change  a  characteristic  waste
 stream  (either D001, D002, or D003)  with  significant concentrations
 of Append!x -VII I  hazardous constituents into  a  characteristic  -
 waste  stream  with insignificant concentrations  of  such  constituents
 and  thereby qualify for the exemption at  40  CFR  264.340.  At  the
 time  of their  discussion, both Alan  and Randy  thought that this
 may  not be acceptable.   However,  after consideration of the
 information you sent in your memorandum and  using  the analysis
 outlined  above, we have now concluded that dilution  is  also  an
 acceptable treatment technique for a  0001 , D002,  or  0003 wast-e
 stream  with significant concentrations of  Appendix VIII  cons', tu tents

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                                 -2-


      According to the du Pont permit application, 100 gallons of
 hazardous waste would be blended with 2700 gallons of solid waste
 to produce a waste that is 3.5% of the original concentration.
 According to the accompanying information, the waste streams #20
 and #24 (which are hazardous only because of EP toxicity) would
 be. sufficiently di.luted by. the .blending to no. longer be EP toxic.
 The burn-ing of 'these wastes, after" di Vutiorv, would not be subject
 to RCRA since the wastes are no longer hazardous even though
 they may contain relatively high.concentrations of Appendix VIII
 constituents.

      Samples #30 and #40 apparently do not meet any hazardous
 waste criteria.   Ignitability is determined by use of the Setaflash
 or Pensky-Martens closed cup or equivalent methods.  According to
 these methods,  a flash outside the cup, such as experienced by
 du Pont, does not render a sample ignitable.  If you have other
 data indicating that samples #30 and #40 are RCRA ignitable
 wastes,, then blending or dilution would be appropriate to reduce
 the Appendix VIM constituents below concentrations of concern.
 'In add-i ti on ,.'s:ampl e  #40 .i s apparent! y the analysis of a blended
 mixture," which  has  be'tween 111 and 140 pp.- of a chlorinated
 fluorocarbon.   This  concentration of Appendix VIII hazardous
 constituents may qualify for a 40 CFR264.340(c) exemption.

 •  .   the 'ma teri al  .incl uded with your memorandum indicated chat
 du Pont also plans  to incin-erate £P toxic spill residues.  This
 material  is.not  blended prior to incineration but du Pont claims
 that "the  mixture is likely no longer EP toxic."  The du Pont
 "•com;pa"ri'y:'-m:ust' ensure "'•th-a t the "EP --'to'x i c' s'pi 1 1 residues will never
 be EP toxic or  must  obtain a permit to incinerate these hazardous
•.wastes ;.•••; A sv w-vth: •'the .other- was-te :s treats , -du Pont may dilute
 this  waste stream to ensure that it is no longer EP toxic.

      Your'memorandum also  asks what minimum information is necessary
 to-es-ta-bl.i-s.h,. co^-p-l-i ance. wi th . the- 40 CFR 254.340 exemption.  As
 your memorandum  correctly  identifies, an applicant must submit:

      a.   A list  of  all  Appendix VIII  constituents which would
          reasonably  be expected to be in the waste.

      b.   A justification for the exclusion of any Appendix VIII
          constituents from the list in (a).

      c.   An analysis of the waste for each of the constituents
          identified  in  (a).

      The  justification  for excluding wastes from the list  identified
 in (a) must indicate that  the particular Appendix VIII constituents
 are  not  used  as  a  raw material, are not a constituent or contaminant

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                                 -3-


 in the raw materials, and are not products, by-products or  inter-
 mediates  in the production process.  The applicant may demonstrate
 this by describing the process which generates the waste and
 listing the chemical  constituents of the raw material, catalysts,
 expected  intermediates..products, .and ..by-products.

      It appears you also asked the applicant to submit calculations
 of the expected concentration of Appendix VIII constituents  in
 the sta.ck  gases based on the constituent's concentration in  the
•waste  feed.   Although .there is no specific requirement for  this
 information in  the regulations, the Region is within  its discretion
 to request' this material.  The information should assist the
 Region in  determining whether the ^oncentration of Appendix  VIII
 hazardous  constituents is significant.

      To summarize  the conclusions in this memo, dilution of  a
 character! sti c  -was-te. is-.a treatment process under RCRA.  Generally,
 this treatment  wi.11  occur in tanks or containers which will  be
 permitted-under Subpart .'I' or J of Part 264, and subject to  the
 general  fa'ci 1 i ty- standards of RCRA.  If, after treatment,  the
 wastes..are rendered non-EP toxic or are 0001, DGU2, or 0003  waste:
 with Insignificant concentrations of Appendix VIII constituents,
..then. the;-..i.rtc.inera-t i.on ..of-..'the.se- was tes wi 11 either not  be regulated
 under  RCRA. or .m_ajr_o,ua 1 i fy'. for the- exempt ion for characteristic
 wastes ' at-40' CFR  264.340(c).  This exemption will be  granted,  at
 the Directo'r's  discretion, if the waste does not pose  a threat  to
 human  health and. the  environment when burnea in an incinerator.
•I-f -the-1 re a'-tment-p'r.oces-S'reduces' the' concent ra t i on of  Append i x  VIII
 constituents  so that  they are undetectable using the  appropriate
''proc;e.d-\ur;es';:V^                                   , then  the  facil i ty
 ."lust be 'granted the  exemption at 40 CFR 25^.34G(b).

      Thank  you  for'your  memorandum raising 'these important  issues.
 If.-yau h.ave  any,, q.ues t i ons. -pi ease -conta.ct Irene Homer  (FTS  382-4304)
 regarding  waste characterization issues or Randy Chrismon  (FTS  3o2-
 4691)  regarding incineration issues.

 Attachments

 cc :   Waste  Management Branch Chiers
      Regions  I-III,  V-X
     Bruce  Weddle
      Alan  Corson
      Peter  Guerrero

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TO
                   UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
•jeer  Region IV' 3 Application of the 40 CF3 §264.340  cxe.-ption  from a  Trial  3um
      to E.I. DuPont de Nemours and Company,  Cape Fear,  ^orth Carolina Plane -
      EPA I.D.  Nunber NCD 047 369 046

      Chief, Residuals Management Branch
      Waste Management Branch

      John- H.. Skinner, Director    -.. ;.-• ••  .   •   ;  :      ...
      Office of Solid Waste
      We are.requesting your written  concurrence  by January  2,  1985  with our
      approach  on  two  important  permitting  issues that  arose £ron  our  overview of
      North Carolina's processing  of  Dupont's  application and which  are  discussed
      below:                      »

      1.  We  need  written confirmation  of the  verbal  agreement  given in  the
         November 7,  1984  telephone  conversation when  Aian  Corsan and Randy
         Chrismon agreed with Herb'Miller  of  my  staff  that:"                    ^

        . '.    Dilution by mixing  with  other!  hazardous  and non-hazardous
         '••"••  wastas is not  an acceptable means of converting hazardous
             wastes that do not  .qualify for tha exemption (40 CFS  §264.340)
             into  wastes that do qualify.

      2. ' Me  also  request your agreement that  at  a minimum,  any applicant requesting
         the exemption must.supply the following information for  each waste
         stream subject to the  exemption.   ('See  Comment two of attachment 4.)
        '"a."A "List'of 'Appendix v"IIl constituents'which would reasonably be
        .. . ..expected to.-be  in the.waste.   ...    ,...-..

         '->. Justification for the exclusion  if  an/  Appendix" '/III  constituency
         . • ..from.the -list: in.-a.-:. •-.-._.-   •-. ..  	• •

         C-. 'An'analysis''of  the wasta for  each of  the  constituents identified In a.

         d. A suirmary of the steps taken  to develop tne list in  a.  and/or t.-ie
            justification in b.  The summary must include  a description of che
            process which generates the wasta,  and  a  list  -of the cnenical con-
            stituents of raw materials, catalysts,  expected intermediates,
            products, and by-products  involved.

         e. A calculation of the concentration  in the stack gases of each Appendix
            Vlli constituent identified in c.,  above, based on their concentrations
            found by that analysis.   (The calculations should assume the following
            destruction efficiencies:  0%, 50%,  99.0%', and 99.99%.}
  13204 (R.v. 3-76)

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                                     -2-
We have ^ttacr.ed  the  following  items:

      (1) Cover sheet  and pages  14  and  15  of the stat-? prepare-} preli/ni.-.ary
         draft permit which would  have specified treatment of hazardous
         wastes by dilution.

      (2) Sections D-2c, D5b(l)  and D5b(2)  of Oupont's application that vere
         referenced in  the draft permit regarding dilution oc hazardous
         vastes.

      (3) Dupont's Justification for Incinerator Exemption—Section 0-5c,
         Exhibit  IV and cxnioit V  of the  application.

    .  (4) Region IV's  November 23,  1984 letter and comments tj North Carolina
         on the subject application.

Thank you for ycfcir assistance in these unporta'nt ^rmitting  issues.  Ic you
have  any jueocions, olaase call Mr.  Herb  Miller at FTS 257-3067.
James H. Scarorouh
cc:-  allan .Corson  •
     Randy Ci-.rismc-n

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Plr. Allan 8. Abramson, Director
Division of Fnvironaent                 j
v.anaas Departn^nt of Health and £nviroraent
7ort>«a Fi«ld                 .  •    =
Topeka, Kansas  66620
    " • "
D*ar »te. Abraasoni : ' -
     Tour February 27 , 1985, letter points out a topic
which has already been subject to review.  Let «e augment *"
the points that. the January 10, 1985, memorandvsa covered con-
cerning the du Pont per* it application submitted to Region IV i
••his led to the conclusion that dilution was an acceptable '~. ?
  reatment technique for waste streams prior to incineration.
nothing in the RCRA regulations prohibits dilution aa a ......
treatment method* indeed, there are times when dilution is  '
a necessary step in a treatment train that renders hazardous
was te nonhai ardou*.  •- -•-••'-•v^ - •-•:• .;•.. .••.•_.-:...-...:•..•..•-•.,.....  ' .... --,••"   .-,

     The May :19r 1980> Federal ft eo later discussed provisions
of the definition of hazardous waate outlined in 40 CTO 261.3.

     The waste mixtures provision is a clarification which
     has been added in response to Inquiries about whether
     viixtures of hazardous and nonhazardoun wastes would be
     subject to Subtitle C requirements.  This is a very
     real issue in real-world waste management, since nany
 ' -   hazardous wastes are mixed with nonhazardous wastes or  •
     other hazardous wastes during storage, treatment, or
     disposal.,.    '         •

 ' '••  ;   "  Waste mixtures containing only wastes which meet
     the characteristics are treated just like any other
     solid waste, I.e., they will be considered hazardous
     only if they exhibit the characteristics.  EPA recog-
     nizes that this may not be an altogether satisfactory
     regulatory approach.  While  it would no doubt  encouraqe
     aone desirable mixina of wastes, it would also allow
     sccse wastes (principally wastes caught by EPA's extraction
     procedure) to escape regulation merely by beinq mixed
     with other wastes or other materials.  We Know of  no
     solution to this problem which does not create najor
     inconsistencies in the way wastes are determined  to be
     hazardous under Subpart C of this regulation.   (45  PP.
     33095.)

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   *  Sections 261.3(o)(1) and (d)(l) say that an unlisted        -       §
 hazardous waste remains a hazardous waste until it no longer            i
 exhibit* «ny of the characteristics identified tn tubpart C.-  _r  -     £
-After sufficient dilution, -a* characteristic waste is no lonoer  ~- ' "•   !±
.hazardous unlike listed waste mixtures which Bust still obtain          <
 exclusions according to f2<0»20 and 260*32 In order to beT' .      •     £
 nonhazardous.  .    ..^^   ,_,_._,,   ........ ,^,.,_:.. __,_..:,_-,-.  ,H..v^ .......        °
••: .-,_•-• -'•'••• • ••  •;.--.:-.— ,_-:» ••:•. v^v-r -v  -.  .  v- •--...•-.        •               3
      Dilution is considered to be treatment, since the definition       £
 of  treatment includes "...any atethod.. .designed to change the           ^
 physical* chemical* or -biological character or composition of         •  *
 amy hazardous waste.*,so as to render such waste nonhssardonsr • -;.'-      V
 or  less hazardous...*  In the case of ignitable, corrosive,             *
 reactive and BP toxic waste, dilation perforsied according to  v '.        ^
 the perait conditions can effectively render waste nonhasardous.        \
                                                                         n
                                   •          .                    'g
    ••  In the du Pont request, after dilution, ignitable waste
 will  have concentrations of Appendix VIII constituents that    •--. + •   *
 fall  below the suggested 100 ppn range acceptable for the"        ~'   •   ^
f2(4.340(b)  exclusion discussed in the June 24, 1984, preamble -..-,_-    «~
 (41 FR 27525).  In tKa»ir February 11, 1985, followup letter/    v'      ,L
 Region ZV requested du Pont to provide further classification     ~      f
of  the Appendix VIII constituents remaining in the ignitable -.         »
 waste in order to determine whether or not the incinerator csn  .-       \
 qualify for the type of reduced Bubpart O permit covered by. -   ,~       £
 the f264.340(b)  exclusion.     ..                ,                        m
          '..•••••                   '                        O
      As you know, a State with interim status may be more    . • .         "£
 stringent than RCRA.  Since Kansas has interim status, you may      ..    v-
choose to have stricter regulations than «PA, as the f271.1(1) .     -   M
 and S271.121(i)  standards allow.  Indeed, if you can distinouish        ^
.between, desirable, necessary dilutions, and dilutions intended
 to  avoid regulation, we would like to benefit from your insight.
Dilution is a treatment process that can be permitted under
 Federal regulations unless our standards are changed to identify
unacceptable forms of treatment.
         '.•'••      •         .        "               '       '
                          ^ *                   %
      If you have  any further concerns regarding this topic,
please feel  free  to contact Alan Corson or Irene Homer of my
 staff at (202)382-4770,  ..   '                .'. /            /'
           ^          .•' *  ^
                               Sincerely yours.
                               John H. Skinner
                                  Director
                            Office of Solid Waste
 bcc Hazardous Waste Branch  Chiefs,  Regions I-X
         C.MC«T-O. O«PE"         .

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