&EPA
              UnmM Suttt
              Environmental Protection
                                      Solid WMI» end
                                      Emergency R«»con««
                     DIRECTIVE NUMBER:  9842.1

                     TITLE: CERCLA Implementation of the Training
                     Requirements of EPA Order 3500.1-  Inspector Training
              APPROVAL DATE: Oct. 19, 1989

              EFFECTIVE DATE:

              ORIGINATING OFFICE: Office of Waste Programs
                                   Enforcement
              H FINAL
              D DRAFT

                STATUS:
              REFERENCE (other document*):
                EPA Order 3500.1
                OSWER Directive 9295.9-05
                OSWER Directive 9842.0
                                     [  ]   A- Pending OMB approval
                                     [  ]   B- Pending AA-OSWER approval
                                     [  ]   C- For review &/or comment
                                     [  ]   D- In development or circulating
                                                        headquarters
Ti'M
  DIRECTIVE     DIRECTIVE     L

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                            unnea oiaies environmental rrotection Agency
                                   Washington. DC 20460
                  OSWER Directive Initiation Request
                                  2. Originator Information
      Name of Contact Person
       Debby Thomas
     Mail Code
     OS-510
Office
 OWPE/Comp Br
1. Directive Number

  9842.1
  ••^^^•M^^M
^-^^—~^~^^«aft Level
          A - Signed by AA/DAA
8 •- Signed by Office Director
       C - For Review & Comment
      rn D - in a
           In Development
8. Document to be distributed to States by Headquarters?
— —

Yes
F

No
This Request Meets OSWER Directives System Format Standards.
9. Signature of Lead Office Directives Coordinator
10. Name and Title of Approving Official
Date
Date
      EPA Form 1315-17 (Rev. S-87) Previous editions are obsolete.
   OSWER           OSWER               OSWER               O
VE     DIRECTIVE          DIRECTIVE        DIRECTIVE

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               MiTEO 3 PATES ENVIRONMENTAL PROTECTION AGENCV
                         WASHINGTON. O.C. 20460
                     OCT I 91989
                                           OSWER Directive 9842.1
 MEMORANDUM
 SUBJECT:
 FROM:
TO:
CERCLA Implementation of the Training R«
Order  3500.1  -  Inspector Training
Henry L. Longest II, Director
Office of Emergency and Remedial
irements of EPA
 Jruce Diamond, Director
Office of Waste Programs Enforcement

Waste Management Division Directors
Regions I - X
Environmental Services Division Directors
Regions I - X
 I.  PURPOSE

     The  purpose of  this  memorandum is  to  explain how  On-Scene
 Coordinators   (OSCs)  and  Remedial  Project  Managers  (RPMs)  may
 satisfy  the  requirements  for  Inspector Training under EPA  Order
 3500.1,  or may be  granted an  exemption from those  requirements.
 An exemption may be granted depending on the  implementation of the
 Structured Training and  Evaluation Program (STEP) .   STEP  is  a key
 component  of  the  OSC/RPM  Support  Program  created  by  OSWER.
 Depending  on  the various  levels  in  STEP -  Basic,  Intermediate,
 Advanced or Master - to which an OSC/RPM is assigned, an exemption
 may be granted from the  training requirements of the Order.

 ii.
     EPA  Order 3500.1,  Training and  Development for  Compliance
Inspectors/Field Investigators (June 29, 1988) , established a Basic
Curriculum  and requirements  for development of  Program-Specific
Curricula for Inspectors.  This Order applies to all  EPA personnel
who lead  or oversee the  conduct of compliance  inspections/ field
investigations  on  a full  or part-time basis  under  any of  EPA's
statutes, including CERCLA.   The requirements in the  Order also
apply to the first-line supervisors  of staff  who meet  the  Order's
definition of an Inspector.  A copy of Order 3500.1 is  included as
Attachment A.

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                              -2-

III.  APPLICABILITY OF ORDER TO CERCLA STAFF

     In November 1983, OSWER issued guidance on the applicability
of the Order to CERCLA staff (Attachment B) in the Regions.   This
guidance provided  a definition for determining the  CERCLA  staff
who  are  subject to the Order's  requirements.    This  definition
included, at a minimum,  OSCs and RPMs  involved in field activities
and their first-line supervisors.

IV.  IMPLEMENTATION OF THE ORDER'S TRAINING REQUIREMENTS

     EPA Order 3500.1 established  important requirements for basic
and program-specific  minimum training to  be completed  before an
Inspector could  lead an inspection.   The Order  also  reiterated
existing requirements for health and safety training.  To satisfy
the  requirement for  basic  training,  OECM  developed   a  course,
"Fundamentals  of Environmental Compliance Inspections"  for  all
inspectors regardless of the program area, to be  implemented by the
Regions  across  the entire  organization.    Program Offices  are
responsible  for developing  and delivering  the program-specific
curriculum.

     CERCLA,  however,  has  tied  fullfillment  of  the  Order's
requirements into its own program-specific  initiative, the OSC/RPM
Support Program.   Two components  of  this Pr:gram,  (1)  the seven-
week  OSC/RPM  Basic Training  Academy  and,   (2)  the  Structured
Training and Evaluation Program (STEP) are directly linked to the
requirements for training and granting excep  ions as stated in the
Inspector Training Order.  The first session of the OSC/RPM Basic
Training Academy began in May 1989, and the second is scheduled to
begin in late  October 1989.  All staff  who  complete the Academy
will satisfy the requirements of EPA Order 3500.1.

V.  STEP AND EXEMPTIONS

     Decisions made on  STEP will  affect  how CERCLA personnel are
handled under EPA  Order 3500.1.   STEP establishes, four levels of
experience,  knowledge and skills required to manage progressively
complex Superfund sites/incidents.  These  levels are:   (1) Basic,
(2)  Intermediate,   (3)  Advanced,  and  (4)  Master.    Decisions on
training requirements and exceptions are tied to these  levels.

     The evaluation process for all  OSCs/RPMs  is  not complete at
this  time,  but  is  scheduled to  begin this   Fall.    Once  this
evaluation has been completed,  the  exceptions  policy defined for
each  level  will apply  as  stated  in  the SUMMARY  section of this
memorandum.

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      The OSC/RPM staff  designated at the Master or Advanced Level
 will  generally  be  excepted since  they will  have  satisfied  the
 requirements  of  the Order.   Based on nominations and review this
 past  Spring,  48  OSCs/RPMs have been designated as Masters.

      We  have  not yet established  a policy  for  those  OSCs/RFMs
 designated  at the Intermediate Level, or below who did not attend
 the Academy,  nor for first-line supervisors of  OSCs/RPMs.   This
 will  be  finalized in the Fall of 1989,  as the evaluation process
 is  established.    These CERCLA  staff  should  keep in  mind  that
 attendance  at   a  Regional  offering   of  the  "Fundamentals  of
 Environmental Compliance Inspections"  course satisfies the basic
 curriculum  in  the   Order  and  is  a  viable  means of  partially
 completing  the  training requirements.    However,  the  program-
 specific curriculum requirements in the Order would still need to
 be satisfied  or excepted.  These decisions  will be made during the
 grandfathering process.

      New OSCs/RPMs who have attended or who are required to attend
 the Superfund OSC/RPM  Basic Training  Academy will  satisfy  the
 requirements  of EPA Order 3500.1 by completing all sessions of the
 Academy.      OSWER   Directive  9295.9-05,   "Mandatory  Training
 Requirements  for OSCs and RPMs"  (Sept.  29,  1989),  specifies who
 must  attend the Academy.


 VI.   SUMMARY

     Attendance  of  new  OSCs/RPMs  at  the  OSC/RPM  Basic Training
 Academy  will  satisfy the requirements of Order 3500.1.  There are
 no exceptions to  this policy for new OSC/RPM Superfund staff.

     Staff who will be grandfathered into the STEP program at the
 Advanced  and  Master  levels  are  formally  exempted  from  .the
 requirements  of  the  Order.   OSCs/RPMs grandfathered in  at  the
 Intermediate Level may need additional training or may be exempted
 from EPA Order 3500.1 based on previous training and/or experience.
These decisions will be made in conjunction  with the grandfathering
process  in the Fall of 1989.

     First-line supervisors are not included in the STEP program.
Therefore, training options and guidance on exceptions still needs
to be developed   for  this  group.    We  aim  to  have  this guidance
prepared by February 1990.

     Further guidance in the form of a memo will be provided in the
near future on tracking and compliance procedures for STEP.

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                              - 4 -
     If there are questions, or if additional information is needed
regarding CERCLA's implementation of the requirements of EPA Order
3500.1, please contact Debby Thomas at FTS 475-7028.

Attachments

cc:  Bruce Diamond
     Henry Longest
     Colleen Carruthers
     Advisory Board  (Inspector Training)
     Training Contacts
     Meg Kelly
     Becky Barclay
     Marlene Suit

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]fl|Classification No.:     33QC.1

w   Approval Data:       Jln» 29,
               TRAINING AND DEVELOPMENT FOR COMPLIANCE INSPECTORS/PIELD INVESTIGATORS

         1.  PURPOSE.  This Order establishes a consistent Agency-wide training and develop-
         ment program for employees leading environmental compliance inspections/field
         investigations.

         2.  APPLICABILITY.  This order applies to all Environmental Protection Agency (EPA)
         personnel who lead or oversee the conduct of compliance inspections/field
         investigations on a full- or part-time basis .under any of EPA's statute*.
         This order is advisory to state and local agencies.

         3.  POLICY.  It is the policy of the Environmental protection Agency to ensure.
         that those who lead environmental compliance inspections/field investigations are
         properly trained to perform these functions in a legally and technically sound
         manner.

         4.  RrrmENCES.                                                           ^

             a.   EPA 1440.  Occupational Health and Safety Manual: Chapter  1, Occupational
         Health and Safety Training.

             b.   EPA Order 1440.2, Health and Safety Requirements for Employees Engaged in
         field Activities.

             c.   EPA Order  1440.3, Respiratory Protection.

             d.   Agency-wide Program to Train, Develop and Recognize compliance inspectors/
         Field Investigators:  A Program Description, June, 1988.

         5.   DEFINITIONS.

             a.   Compliance Inspection/Field Investigation Function. The function
         includes leading,  or  overseeing state/local, contractor  or other personnel
         conducting,  any of the) following activities for the  purpose of establishing the

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 -jTJ'i  .»1X»&A
                                                               JCC.l
compliance status of facilities or sites with applicable  laws, standards, reaulat:<
and permits and/or of supporting appropriate enforcement  action (administrative,
civil judicial or criminal), including:
       (1) planning and carrying out inspections of  collation
relevant facility operations and .-naintenance practices,  self-monitor xr.c practices
and records, and laboratory equipment;

       (2) gathering and developing evidence, including  but  not  limited to emission
monitoring measurements, other analytical field procedures such  as sampling and c.-.e
associated quality assurance procedures, and in-depth  engineering evaluations; and
                                                                                ,
        (3) maintaining field logs, recording field observations  photographically,
 analyzing sampling and emissions data, and preparing reports of  observations along
 with any supporting documentation.

      Any EPA employee performing these activities regardless of  job title or
 program shall be considered a compliance inspector/field investigator  for the
 purposes of this Order.  The terms compliance inspector/field  investigator  will be
 used throughout this Order.  This, function does not include field activities or
 investigations for purposes such as research and development,  which are unrelated
 to compliance monitoring or enforcement.

      Not all individuals performing work as On-Scene Coordinators (OSCs) and
 Remedial Project Managers (RPMs) under the CQtCLA program are covered by the)
 definition of the compliance inspection/field investigation function.  Additional
 program guidance will be developed to assist Regions in distinguishing these
 functions froa other programmatic responsibilities*
                                                                        r
     b.   New Compliance Inspector/Field Investigators.  Including:

         (1)  Individuals newly employed by EPA subsequent to the issuance date
 of this Order regardless of previous training in anc experience leading environ-
 mental  compliance inspections/field investigations, or

         (2)  Individuals rehired by EPA or transferred within EPA,  subsequent
 to the  issuance date of this Order, with no previous training in and  experience
 leading environmental compliance inspections/field  investigations.

     c.   Experienced Compliance Inspectors/Field  investigators,   including:
 Individuals who were employed by EPA on the issuance date of  this  policy,
 and/or  who have previous training in and experience leading environmental
 compliance inspections/field investigations in any  one of  EPA's compliance and
 enforcement pcooraM.

     d.   First-line Supervisors of inspectors.  A first-line supervisor is the
 immediate supervisor of the day-to-day work of an individual  who leads or
oversees  compliance inspections/field investigations.   The first-line supervisor,
who  is  responsible for the official performance  appraisal, may be "new" or
 "experienced* as defined above in items 5(b) or  S(c).
                                      -2-

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      e.   Contract  inspectors and ethers.  This category includes contract
  personnel and employees of a grantee organization under the Senior  -r.vircrrer.tal
  Employment Program, performing compliance inspect ions/field invest! rations  ..-.dec
  SPA'S statutes.

      f.   Leading an  Inspection.  Leading an inspection r.eans i.-.deper.der.zly
  conducting a  compliance inspection/field investigation or directl.-.g an
  inspection/investigation with others as support staff.

      g.   Curriculum.  Curriculum refers to defined content presented in a
  sequence of supervised self-study/ formal on-the-job and/or classroom training:

          (1)   Supervised Self-study.  Self-study means any knowledge gained
  through  independent/ personal study/ and overseen by a first-line supervisor  or
  an experienced inspector/investigator.

          (2)   on-the-Job Training.  On-the-job training (OJT) means structured
  training that relates principles or theories to work-related skills which are
 demonstrated  and applied in the field environment during an actual compliance
  inspection/field investigation.

          (3)   Classroom/classes.  This refers broadly to any fora of instruction,
 flexible  in format and size/ to include seminars, workshop*, lecture-type or
 video-assisted classes, or question-and-answer session* following prior     '
 independent self-study, that fosters group interaction with an instructor dc an
 experienced inspector.

     h.  Completing Required Training.  Completion of required training means
 completing self-study, OJT and participation in classes covering the oentent
 described in applicable training curricula.

 6.   TRAINING PROGRAM.   EPA's training program consists of three parts — occupa-
 tional Health and Safety Curriculum, Basic curriculum, and Program-specific
 Curricula — as follows.

     a.  occupational Health and safety curriculum.   EPA Order 1440.2 establishes
 basic, intermediate, advanced and refresher requirements for occupational
 health and safety training for all EPA employees before engaging  in any  field
 activities.  In addition,  EPA compliance inspectors/field  investigators  must
 meet  requirements, where these apply, of EPA order 1440.3  for  Respiratory
 Protection.  A summary of  the curriculum is found in Appendix  B of Reference
 4(d)  above,  contractor personnel must meet training  requirements of applicable
 regulations of the Occupational safety and Health Administration (OSHA).

      b.   Basic Inspector curriculum.  This curriculum  establishes required
 training  to provide a comprehensive overview of knowledge  and  skills needed for
compliance inspections/field investigations under any  EPA  statute.  It consists
of a  course, that  integrates legal, technical and administrative subjects, with
communication  skills.   It  also includes the occupational Health and Safety
Curriculum cited  in 6(a)  above.  Th« Basic Curriculum is summarized in Appendix c
of Reference 4(d)  above.   Related supplemental Training is recommended to further
develop some of  these skills, as summarized in Appendix f of Reference 4(d) above.
                                 -3-

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250C.2
 £PA ORDER


     c.  Program-Specific Curricula.  The Program-Specif ic Minimum Curricui j.
 for each ma]or environmental program establishes required training in Legal,
 programmatic and technical subjects.  Any EPA conpliance inspector conduct-..-:
 inspections in rare than one program is required to have completed trie r2_-=va.-.t
 Program-Specific Minuiun --.irricula  in each such program.  Program-Spec if-.c
 Specialized Training is recommended  to further develop inspection skills.
 Stannaries of these curricula are availaole in Appendix D, of Reference 4(d) aocve.
 A summary of multi-media (multi-program)traimng" reconnendations is availaole  ;n
 Appendix E of Reference 4(d) aoove.

     d.  Refresher Training.

         (1)  Occupational Health and Safety: EPA Orders 1440,2 and 1440. 3
 require refresher training annually.

         (2)  Basic and Program-Specific Minimum Curricula; Refresher training in
 both the Basic Curriculum and Program-Specific Minunura Curricula  is strongly
        nded,  but at the discretion of the first-line supervisor.  At a minimal,
 refresher training should occur every three years, or more frequently, depending
 on the needs of the individual/  and changing emphases or needa  in the compliance
 and enforcement program.

 7.   Re^UlkOElIS AND EXCEPTIONS.                                             >

     a.   Before Any Field  Activities.  All coapliance inspectors and first-line
 supervisors  of inspectors are required to oooplete applicable occupational
 health and safety  training before any field activities  as defined  in EPA Order*
 1440.2 and 1440.3.                                                      f

     b.   Before Leading Inspection/Investigations.   All conpliance inspectors/
 field  investigators must  complete the Basic Curriculjn  and  the Program-Specific
 Minimum Curriculum in the assigned program area(s) before  leading  an inspection.
 experienced  inspectors may be excepted from the Basic Curriculum,  but  new
 inspectors may not.   There may be limited exceptions to program-specific require-
 ments  for new and  experienced inspectors.

     c.   Within One Year vftien Supervising.  The requirements to complete the
 Basic and Program-Specif ic Minimum curricula apply to first-line supervisors
 of  conpliance inspectors.  First-line supervisors shall meet these requirements
 within one year of  appointment to the supervisory position, if they have not
 already  done so.   If the  first-line supervisor directs inspectors/investigators
 in  two or race programs,  the supervisor may need additional time to complete all
 of  the applicable  Program-Specific Minima Curricula, and should do so  as soon
 as  practicable* Experienced first-line supervisors may be excepted from  the
 Basic Curriculum but net ones may not.  There may be limited  exceptions  to
program-specific requirements for new and experienced first-line supervisors.

    d.   Procedures)  for Exceptions.

         (1)   Health and Safety Training.  Any exceptions to  the occupational
health and safety  training requirements mu»t be in accordance  with Paragraph
9(d), EPA Order 1440.2, or the provision* o£ 1440.3.

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                                                                 •5/2S-/58

          (2)   Basic and  Program-Specific Mir.i.-rmn Curricula.   In  the Regions,
  exceptions .-rust  be approved by the Regional Administrator.   Delegation aelcw
  this level may be jade  to the Deputy Regional Administrator or  a cross-r«g:c.-.3l
  panel of ;tanagers established for this purpose, out excludi.-.g tr.e  _-7r.ec~.I-e
  first- or second-line supervisor of the individual for whom the exception  ;s ze;-~
  requested.  For  Program Offices with ihspectors 'oased in Headquarters,  tr.e
  Assistant Administrator shall approve exceptions for those inspectors,   ^eiegaticr.
  below this level ray be rnade to the Deputy Assistant Administrator,  or Office
  Director,  or in  the case of OECM, to the Director of the National  Enforcenent
  Investigations Center (NEIC).  The first-line supervisor shall  prepare a -written
  request based  upon guides for evaluating the previous knowledge, experience
  and/or training of the  inspector, and shall submit this to the  approving official,
  according to procedures adopted in the Region or Headquarters,  whichever apply.
  A copy of the  approved  written request shall be placed in the employee's official
  personnel file along with other training records.

  8.   £fF&JPIVE  DATE*
     a.  Occupational Health and Safety Training*  The requirements of EPA
 Orders 1440.2 and 1440.3 are in effect and will remain in effect.

     b.  Basic and Program-Specific Minimum Curricula*  This Order is effective
 on the date of issuance; however/ requirements are phased in as follows*     t

         (1)  New Inspectors.  Beginning October 1, 1989, new inspectors shall
 not lead inspections unless they have completed the Basic Curriculum, and have
 completed, or have been formally excepted, from the Pi umlaut-Specific Minimus
 Curricula.
                                                                        r
         (2)  Experienced Inspectors.  Beginning Octooer 1, 1991, experienced
 inspectors shall not lead inspections unless they have completed or have been
 formally excepted from the Basic and Program-Specif i- Minimum Curricula.

         (3)  First-line Supervisors.  Beginning October 1, 1989, all first-line
 supervisors shall meet the requiranents of this Order or have been formally
 excepted within one year of appointment to the supervisory position, or as
 scon as practicable, for those with two or more pcogiaas.

         (4)  Contract Inspectors and Others.  Training requirements  for EPA
 contract inspectors snail be appropriately phased into future contracts or
 solicitations involving compliance inspection work.  These requirements shall
 be incorporated into future assistance agreements awarded under the  Senior
 Environmental Employment Program involving compliance inspections.
  .  RESPONSIBmna*  This section lists the primary  responsibilities for
 mplementing uus order.  ;
detailed  list of responsib'
implementing tms order.  Appendix G of Reference 4(d) above contains a more
                          (illties.
    a.  Assistant Administrator for Enforcement and Compliance Monitoring (OBCM
The Assistant Administrator for Enforcement and Compliance Monitoring is
responsible for:

        (1)   U|pdating this Order, and overseeing  and evaluating iaplaaentation
of the; overall program requirements every  3 years?


                                    -S-

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         (2)  Developing, updating and disseminating student .Ttanuals and
 instructor's guides for the 3asic curriculum  to the Regions, coordinating the
 selection of and rnaintaining a list  of  instructors from the Regions and Head-
 quarters; and

         (3)  Orcanizirsc a board of Senior  Agency Managers frcm Headquarters
 and Regions, and inspectors/investigators  co  advise him/her in carrying GU=
 the responsibilities listed above.

     b.   Assistant Administrator for  Administration and Resources Management.
 The Assistant Administrator for Administration and Resources Management is
 responsible for:

         (1)  updating and providing  sufficient materials for occupational
 health  and safety training, or approving non-EPA courses to meet the requirements
 of EPA  orders 1440.2 and 1440.3, and reviewing program-specific health and safety
 training.

         (2)  Training and evaluating EPA personnel designated as instructors
 for delivering the Inspector Health  and Safety curriculum; and

         (3)  Coordinating and disseminating a timely schedule of classes
 of the  Health and Safety, Basic, and Program-Specific curricula, in consultation
 with OECM, Program offices and the Regions.

     c.   Assistant Administrators. The Assistant Administrators are responsible
 for:

         (1)  implementing the requirements of this Order and Agency prqgram
 [Reference 4(d)] within their areas  of jurisdiction, including periodically
 evaluating implementation;

         (2)  Developing, updating, and disseminatinc materials and schedules
 for classes under the Program-specific Curricula, in consultation with Regions
 and states, and providing a plan by October 30,  1988, for implementing the Basic
 curriculum for inspectors based in Headquarters;

         (3)  Establishing guides for first-line supervisors of inspectors
 to  evaluate the training and development needs of compliance inspectors/field
 investigators and approving requests for exceptions}

         (4)  Determining who among those inspectors/investigators based in
 Headquarters are subject to this Order, and  reviewing and approving exceptions
 to  the  training requirements requested  for these personnel.

         (5)  Btsuring in future contracts and assistance agreements awarded
 under the Senior Bivironmental Employment Program involving compliance inspections
 that training is required by means of statements of  work or other appropriate
 vehicles;  and

         (6)  Establishing standing work groups  including Regions, and States where
appropriate, to help carry out  these responsibilities and to improve the quality
of  the  compliance monitoring function.

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  EPA ORDER
                                                              c/29/68

      d.  Regional Administrators.  The Regional AdTiinistrators are responsible
  far:

         (1)  Implementing the requirements of inis Order and Agency program
  [Reference 4(d)J within their areas of jurisdiction,  including periodically
  evaluating implementation;

         (2)  Determining who in the Region is subject to this Order, and reviewing
  and  approving any exceptions to the training requirements;

         (3)  Ensuring in future contracts involving compliance inspections that
  training is required by means of statements of work or other appropriate vehicles;

 »,       (4)  Supporting in-house instruction for the  Basic Curriculum, by
 working with OECM to identify Regional personnel to serve as classroom instructors
 and providing a Regional implementation plan by October 30, 1988; and

         (5)  Ensuring each program identifies States* inspector  training needs
 annually through the State/EPA Enforcement Agreements process) assisting States
 in identifying ways to meet their training needs; and coordinating  training  oppor-
 tunities.

     e.   Line  Supervisors.   Line supervisors in Ptuutam or Environmental
 Service Divisions,  are responsible for:

          (1)  Ensuring quality compliance inspections/field investigations using
 performance standards*  periodic appraisals, appropriate assignments to ensure
 development,  and recognition of personnel engaged in  the compliance
 monitoring  function;  and
                                                                                    *
          (2)  Identifying employees who require training, ensuring that  employees
 comply  with the requirements of this Order, preparing requests for exceptions,
 and  maintaining records of actions.
                       ,                                       k

     f.  Compliance  Inspectors/Field Investigators. Compliance inspectors/
 field investigators are responsible for:

         (1)  Advising their supervisor about the history and extent of relevant
 training and  experience, and assisting in the preparation of an Individual  Develop-
ment  Plan to  meet the requirements of this Order; and

         (2)  Replying and maintaining the knowledge, skills, and techniques
acquired through training to ensure that inspections/investigations are
accomplished  in a technically and legally sound manner.
                                A* Janes Barnes
                              Deputy Administrator
                                      -7-

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              UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                        WASHINGTON, O.C. 20440

                          ' CV 2 3 988
                                                SOUO wA*r| 4*0
 MPfQRAflOUM

 SUBJECT:  Guidance on Applicability of EPA Ordtr 3500.1 to C£RCIA
           Staff

 FROM:     Bruca N. Oiaaond, Oiracto
           Office of va«t« Program* £n

           Honry L. Longest II, Director
           Office of Emergency and R«Mdia

 TO:        tfaat* Managamant Oiviaion Director*
           Regions I - X
           Environmental Services Division Directors
           Regions I - X                                r

      On June 29, 19ta, EPA Order 3500.1 established training
 requirements for Compliance Inspectors/Field Investigators.   This
 order applies to all EPA personnel who i«ad or oversee the
 conduct of. compliance inspection/field investigations on a full
 or part-time basis under any of IPA's statutes, including CEHCLA.

      However, since CERCLA staff do not perform classic
 compliance inspections, the order allovs the CZRCLA program
 offices to define), through guidance to the Regional
 Administrators), wfeich C2XCLA staff shall be subject to the
 Order's resjuiramMntau  It also indicates that a CERCLA-specifie
 curriculsn im beino; developed to address the required training.
     Th* following definition shall be used to determine the
CERCLA staff subject to the Order's training requirements:

     "All  staff who collect samples, conduct field audits or
oversee  Potentially Responsible Party  (PR*) projects for the
purpose  of ensuring PRP compliance or  for obtaining evidence to
use in potential enforcement actions.*

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                                -2-

            definition should include, at a niniaua,  On-scene
               (OSCs) and Remedial Project Managers  (RPMs)  involved
  in fieie>»*etivities.  However, it is understood, per  section
  9d(2)  of the Order, that the Regional Administrator aaXes the
  final  determination of who in the Region is subject to  the Order
  and is responsible for reviewing and approving any exceptions to
  the training requirements.
 In addition to the health and safety training currently
 required, the Order mandates a minimum of forty hours that
 cover:

      o    L*a«i fundamental* - introduction to enforcement  of EPA
           statutes, overview of enforcement and compliance  goels
           and strategies, administrative and judicial litigation
           processes, legal authority and EPA policies regarding
           gaining entry, uee of information-gather! .< tools,  and
           defining and documenting evidence).
      o    r*eimie*i iseuee - rolee and responsibilities of aw
           inspector/investigator, violation detection and
           inveetigative techniques, records inspection,
           statistical sampling strategies, obtaining physical
           samples, QA/QC, and lab analysis

      o    fiQBa\inlt=**iQn skills - notification, negotiation
           techniques, elements of an inspection plan, written
           documentation e reporting requirements

      o    Administrative - planning considerations, travel,
           records management, organizational structure, contract
           mechanisms

      To meet these requirements, our offices will  slightly
modify the •O8C/KVN Basic Course".  Additionally,  the OSC/RPM
Support Prograsj developed by OERft calls  for an osc/RPM Academy to
be pilots* la April 1999 which will provide 41 days of required
trainings* new OJCs and RPMs that will also meet, as part of
its curifclM, the) training requirements in  EPA Order 3500.1.

      At tfcls) tiat), it is not anticipated that any additional
training courses or materials will need  to be developed to meet
the Order's requirements.

      If you have any questions about  or  problems with the
proposed definition of affected  CEHCLA staff or the curriculum,
pleass  feel frss to contact either of us.

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                                             ATTSCiSiT C
        Phaainq-1n
     Sections  8.b.(l),  (2), and  (3) distinguish between new
 inspectors/  experienced inspectors and "all" first-line super-
 visors, as  follows.

     Kev  Inspectors!   "Beginning October 1, 1989, 'new* inspec-
 tors shall  not lead  inspections  unless they have coapleted the
 Basic Curriculum,  and  have coapleted, or have been formally ex-
 cept ed, froa the Program-specific Miniaua curricula."2

     Experienced Inspectors:   "Beginning October 1, 1991,
 •experienced*  shall  not lead  inspections unless they have
 completed or have  been formally  excepted froa the Basic and
 Program-Specific Minimum Curriqula."

     First-Line Supervisors;   "Beginning October 1, 1989, all
 first-line  supervisors shall  meet the requirements of this Order
 or have been formally  excepted,  within one year of appointment to
 the supervisory position, or  as  soon as practicable, for those
 with two  or more programs."

     The  Deadline  for  Experienced First-Line supervisors is
 October 1.  199Q.   This interpretation reflects the general
 approach  of the Order,  to phase  in requirements  for experienced
personnel over a slightly longer time frame.

     The Order Allows  More Time  for Supervisors  Who are
Responsible  for Two  or More Programs.

      Supervisors  directing inspectors in two or more  areas  may
do the following:  coaplete the  "Fundamentals" course  and  one
program's minimum  curriculum  within one year, and coaplete at
least one additional program  curricula each year thereafter  until
the supervisor has coapleted  them all.  This is  the maximum
amount of tia* allowed.  If the  supervisor can coaplete the
required training  more quickly than this, s/he should do so.

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