JACKFAU-92-444-1
    Nonroad  Mobile Source Sales and
   Attrition Study:  Identification  and
  Evaluation of Available Data Sources
                  Final Report
                  February 1993
                  Submitted to:
        U.S. Environmental Protection Agency
             Office of Air and Radiation
               2565 Plymouth Road
            Ann Arbor, Michigan 48105

                  Prepared by:
              Jack Faucctt Associates
      (Under Subcontract to Sierra Research Fnc.)
   JACK  FAUCETT ASSOCIATES

         455O MONTGOMERY AVENUE • SUITE 3OO NORTH
                BETHESDA. MARYLAND 2OO 1 .1
                     (3O.1) 961-88OO

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Jack Faucett Associates — 444-1                                                   February 1993
                                     DISCLAIMER

Although the information described in this report has been funded wholly by the United States
Environmental Protection Agency  under Contract Number 68-C1-C079 to Sierra Research, it
has not been subjected to the Agency's peer and administrative review and is being released
for information purposes only.  It may not necessarily reflect the views of the Agency and no
official endorsement  should be inferred.
EPA/OAR                                    i    Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                     February 1993
                      TABLE OF CONTENTS
SECTION                                                       Page

        DISCLAIMER  	   i

        TABLE OF CONTENTS	  ii

  1:     INTRODUCTION	   1-1

  2:     INDUSTRY DATA  . .'.	 2-1

        2.1 OVERVIEW	 . 2-1
        2.2 OUTDOOR POWER EQUIPMENT INSTITUTE (OPEI)  	  2-2
        2.3 PORTABLE POWER EQUIPMENT MANUFACTURERS
             ASSOCIATION (PPEMA)  	  2-18
        2.4 INDUSTRIAL TRUCK ASSOCIATION (ITA)  	  2-23
        2.5 INTERNATIONAL SNOWMOBILE INDUSTRY ASSOCIATION
             (ISIA)	  2-28
        2.6 MOTORCYCLE INDUSTRY COUNCIL (MIC)	  2-33
        2.7 EQUIPMENT MANUFACTURERS INSTITUTE (EMI)  	  2-38
        2.8 OTHER INDUSTRY  ASSOCIATIONS  	  2-42

  3:     SOURCES OF DATA OTHER THAN INDUSTRY  	  3-1

        3.1 OVERVIEW	 3-1
        3.2 CONSULTANTS' REPORTS TO GOVERNMENT	  3-1
        3.3 MACKAY & COMPANY DATA (CONSTRUCTION EQUIPMENT
             MAGAZINE)  	  3-13
        3.4 FIELD SOURCES	  3-17
        3.5 CENSUS  DATA	  3-22

  4:     POWER SYSTEMS RESEARCH  	 4-1

        4.1 OVERVIEW	 4-1
        4.2 ENGINE  AND EQUIPMENT SALES ESTIMATES  	 4-3
        4.3 EQUIPMENT/ENGINE SCRAPPAGE  	  4-12
        4.4 ENGINE  REBUILD/REPLACEMENT RATES	  4-28
        4.5 METHODOLOGY FOR GEOGRAPHIC ALLOCATION  	  4-29
        4.6 SUMMARY AND RECOMMENDATIONS  	  4-30
EPA/OAR                           ii  Nonroad Mobile Source Sales and Attrition Study:
                                               Identification and Evaluation of
                                          Available Data Sources — Final Report

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Jack Faucett Associates — 444-1
                        February 1993
                TABLE OF CONTENTS - (Continued)
Chapters
  5:     FUTURE WORK:  DATA SELECTION AND METHODOLOGY
             DEVELOPMENT	  5-1

        5.1   OVERVIEW 	   5-1
        5.2   NATIONWIDE STATE-LEVEL PbPULATIONS 	   5-2
        5.3   ENGINE/EQUIPMENT  DISTRIBUTION MATRICES 	   5-3
        5.4   ANNUAL ENGINE/EQUIPMENT SALES MATRICES ......   5-3
        5.5   ENGINE SURVIVAL MATRICES (HISTORICAL)   	   5-4
        5.6   ENGINE REBUILD/REPLACEMENT  RATE MATRICES
             (HISTORICAL)	 .'	   5-5
        5.7   EQUIPMENT USAGE RATE MATRICES	   5-5
        5.8   TEMPORAL DISTRIBUTION MATRICES	   5-6


APPENDIX A:  SNOWMOBILE REGISTRATION DATA 1977-1992 	  A-l

APPENDIX B:  MIC STATE POPULATION, ANNUAL USAGE,
             SEASONAL USAGE ESTIMATES		  B-l

APPENDIX C:  SURVEY METHODOLOGY FOR THE 1987 CENSUS OF
             AGRICULTURE  	  C-l
APPENDIX D:  1990 CURRENT INDUSTRIAL REPORTS FOR:
             CONSTRUCTION MACHINERY, FARM MACHINERY,
             LAWN & GARDEN EQUIPMENT, PUMPS AND
             COMPRESSORS, AND MOTORS AND GENERATORS

APPENDIX E:  LISTING OF EQUIPMENT TYPES
             INCLUDED IN ENGINDATA	
                               D-l
                               E-l
EPA/OAR
Hi  Nonroad Mobile Source Sales and Attrition Study:
               Identification and Evaluation of
          Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                     February 1993
                        LIST OF TABLES
Tables                                                      Page
2-1     PEI ANNUAL SHIPMENTS FOR SELECTED
       EQUIPMENT 	  2-5

2-2     WALK-BEHIND ROTARY POWERED MOWERS PERCENTAGE
       OF ANNUAL UNITS SHIPPED BY HORSEPOWER RANGE	  2-9

2-3     FRONT ENGINE GARDEN TRACTORS PERCENTAGE OF
       ANNUAL UNITS SHIPPED BY HORSEPOWER RANGE	 2-10

2-4     REAR ENGINE  RIDING MOWER PERCENTAGE OF ANNUAL
       UNITS SHIPPED BY HORSEPOWER RANGE  	 2-11

2-5     RIDING GARDEN TRACTORS PERCENTAGE OF ANNUAL
       UNITS SHIPPED BY HORSEPOWER RANGE  	 2-12

2-6     WALK-BEHIND ROTARY TILLERS PERCENTAGE  OF ANNUAL
       UNITS SHIPPED BY HORSEPOWER RANGE  	 2-13

2-7     PERCENT OF SALES BY OPEI REGION FOR SELECTED
       EQUIPMENT 	 2-14

2-8     ESTIMATED PRODUCT LIFE SPAN FOR SELECTED
       EQUIPMENT 	 2-16

2-9     PPEMA's SHIPMENT ESTIMATES OF SELECTED 2-STROKE
       GASOLINE EQUIPMENT  			 2-19

2-10    ITA'S DECEMBER FORM 2 DATA ORDERS  	 2-25

2-11    ITA ANNUAL SHIPMENT ESTIMATES BY LIFT CAPACITY/ENGINE
       HORSEPOWER (INTERNAL COMBUSTION ENGINES)   .	 2-27
EPA/OAR                          iv  Nonroad Mobile Source Sales and Attrition SiuJy:
                                              Identification and Evaluation of
                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                     February 1993



                  LIST OF TABLES - (Continued)

Tables                                                        Page

2-12     ESTIMATED NEW RETAIL SALES OF OFF-HIGHWAY
        MOTORCYCLES AND ATV'S	  2-35

2-13     FARM WHEEL TRACTOR RETAIL SALES BY STATE,
        1985-1989 	i	  2-40

2-14     EXAMPLE OF EMI'S PUBLICLY AVAILABLE PERIODIC
        SALES REPORT	  2-41
3-1      CALIFORNIA HEAVY CONSTRUCTION EQUIPMENT SURVIVAL
        AND USE RATES BY VINTAGE 	   3-6

3-2      U.S. SALES OF SELECTED GASOLINE POWERED ENGINES
        (LESS THAN 25 HP)	   3-8

3-3      RESIDENTIAL AND COMMERCIAL ATTRITION FACTORS FOR
        SELECTED LAWN  AND GARDEN EQUIPMENT 	  3-10

3-4      2-STROKE VS 4-STROKE SALE SPLITS, HORSEPOWER,
        LOAD FACTOR, AND USAGE DATA FOR LAWN AND
        GARDEN EQUIPMENT  	  3-12

3-5      EQUIPMENT TYPES INCLUDED IN MACKAY AND COMPANY'S
        STUDIES  	  3-16
4-1      ENGINDATA GASOLINE SALES
        (0 to 1000 HP)	   4-7

4-2      ENGINDATA DIESEL SALES
        (0 to 1000 HP)	   4-8

4-3      COMPARISONS BETWEEN PSR'S SALES DATA AND OPEI,
        PPEMA SHIPMENT STATISTICS 	   4-9
EPA/OAR                           v  Nonroad Mobile Source Sales and Attrition Study.
                                               Identification and Evaluation »/
                                          Available Data Sources — Final Rc'puri

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Jack Faucett Associates - 444-1                                       February 1993
                   LIST OF TABLES - (Continued)
Tables                                                           Page
4-4      HEAVY CONSTRUCTION EQUIPMENT AND
        USAGE DATA DEVELOPED BY EEA	  4-22

4-5      EQUIPMENT ATTRITION AND USAGE DATA DERIVED FROM
        PSR'S SCRAPPAGE CURVE	  4-24

4-6      CALCULATION OF HYPOTHETICAL FLEET-AVERAGE
        NOx EMISSION RATES	  4-27
EPA/OAR                             vi  Nonroad Mobile Source Sales and Attrition Study:
                                                  Identification and Evaluation of
                                             Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                         February 1993
                           LIST OF FIGURES
Figures                                                             Page
2-1      VINTAGE ATTRITION RATES FOR ATV'S AND OFF-HIGHWAY
        MOTORCYCLES	  2-36
4-1      PSR'S ATTRITION CURVE USED TO ESTIMATE VINTAGE
        SPECIFIC ATTRITION  RATES	  4-18

4-2      USAGE VS. AGE
        EEA AND PSR METHODOLOGIES	  4-25
EPA/OAR                              vii   Nonroad Mobile Source Sales and Attrition Stiuly
                                                    Identification and Evaluation <>/
                                              Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                 February 1993

                                     SECTION 1;
                                   INTRODUCTION

Section 213 of the Clean Air Act, as amended, requires that the U.S. Environmental Protection
Agency (EPA) determine the contribution of nonroad engines to the nonattainment of Federal
standards  for ambient ozone and CO concentrations.  In an effort to  assess this contribution,
EPA conducted its Nonroad Engine and Vehicle Emission Study (NEVES) which estimated
emissions from  79  types  of nonroad equipment for 24 metropolitan areas designated  as
nonattainment for ozone and/or  CO by the Office of  Air Quality  Planning  and Standards
(OAQPS).

Results from NEVES are likely to lead to EPA's determination that  emissions from nonroad
sources are significant.  Such a determination would presumably result in emission regulations
for at least some categories of nonroad engines.  In fact,  EPA is currently in the process of
developing emission standards for nonroad diesel engines over 50 horsepower. For other types
of nonroad engines,  EPA is gathering information needed  for emission control strategies.

Emission  inventories for a  given nonattainment area may be determined by the population of
nonroad equipment  in the  area,  the typical  load factor at which  an equipment's engine is
operated, the average annual hours of use of the engine, the engine's rated horsepower, and the
emission factor attributable to the engine.  The product of annual hours of use, .the average
rated horsepower,  and the load factor is referred to by EPA as the per-source usage rate. The
product of the engine  population and the per-source usage rate is referred to as  the activity
level.  Each element is often referred to as an emission  parameter.
EPA/OAR                                   1-1  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

In estimating the emission parameters described above, EPA's NEVES incorporated data and
methodologies  developed by EPA, EPA contractors, industry associations, and other parties.
However, to support possible control strategies, models estimating historical and future in-use
emissions from nonroad engines are needed.   Although the NEVES provided an estimate of
current year emissions from nonroad equipment and engines, it did not provide a methodology
whereby emission inventories could be forecasted, nor did it investigate  methods to estimate
emission  reductions  from  proposed  regulations.    Crucial  to  this  latter feature is  an
understanding of the  equipment fleet make-up, including both historical  sales and equipment
attrition rates.

This  report identifies  and evaluates  data sources  maintained  by  manufacturers, industry
associations,  consultants,  and  U.S. and  State  government agencies  describing  historical
engine/equipment  sales, equipment  attrition rates (or scrappage), engine rebuild/replacement
rates, equipment populations and usage, and other relevant parameters necessary to support an
emission inventory forecasting  model for nonroad mobile sources.  The study focuses on each
of the 79 equipment types covered in EPA's NEVES with the exception of engines/equipment
used in the Recreational Marine category.

Uncertainty regarding the true emission inventories from  nonroad engines is largely fueled by
the fact that data on equipment  populations  and use rates are difficult  to obtain  because
industry  is  reluctant to publicly reveal historical  sales figures or field data on use  and
scrappage.   To  the extent that  such data  is available,  Section 2 of this report presents and
evaluates  industry data on equipment/engine  sales,  scrappage, and usage.   Most of the data
evaluated  in Section 2 was provided by industry associations during the development of EPA's
NEVES.
EPA/OAR                                   1-2  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                 February  1993

Section 3 evaluates  sales, scrappage, and usage data used by consultants  and government  in
their efforts to estimate emissions from nonroad engines.  Consultant reports to ARB and the
MacKay & Company studies conducted for Construction Equipment Magazine are reviewed,
as well as data on engine rebuild/replacement and equipment scrappage  rates that are available
from  "field"  contacts, such as equipment  rental companies, equipment distributors,  service
retailers, parts suppliers,  and local  government, agencies (e.g., county park  and recreation
departments).  Finally, Section 3  discusses  shipment records for nonroad equipment available
from the U.S. Department of Commerce,  Bureau of the Census.  Information available from
the Current Industrial Reports for Construction Machinery,  Farm Machinery and Lawn and
Garden Equipment, and Pumps and  Compressors are reviewed and evaluated.

Section 4 presents  a comprehensive review of methodologies  developed  and maintained by
Power Systems  Research  (PSR)  to estimate  equipment  sales, scrappage,  and populations.
PSR's data on equipment populations and usage was employed in the development  of EPA's
NEVES  and,  thus, have  been vigorously  scrutinized  by industry.  Section  4 reviews  and
evaluates PSR's Engindata and Aftermarket databases  and  the  methodologies  that  PSR
employs to derive engine/equipment  sales and  attrition rates.   PSR's methodology to distribute
equipment populations to the  State and county levels is also  analyzed.

Section 5 provides a discussion of further research  that is necessary for the development  of
data matrices  to be used as inputs into an emissions forecasting model.
EPA/OAR                                   1-3   Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Report

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Jack Faitcett Associates — 444-1                                                   February 1993

                                      SECTION 2;
                                   INDUSTRY DATA

                                    2.1  OVERVIEW

Useful information on  sales,  scrappage, usage, rebuild/replacement  rates,  and other relevant
parameters have  been difficult to obtain from industry associations and engine or equipment
manufacturers.  To the extent that such data is available,  they are often only so at aggregate
levels which lessen their value in an emissions analysis.  For example, sales by equipment type
are usually not broken down by engine/fuel type, horsepower ranges,  2-stroke versus 4-stroke
splits, or other levels of disaggregation necessary for the development of a representative in-use
emission inventory.  Likewise, scrappage estimates are often presented as the number of years
of expected  useful life  for a particular type of equipment,  rather  than as vintage specific
attrition  rates which  more accurately  describe  scrappage of in-use  fleets.   Comprehensive
information  on engine  rebuild/replacement  rates are  simply not  available  from  industry
associations  and  equipment/engine  manufacturers.  It appears that industry  members do not
collect detailed follow-up information on equipment or engines after they have been placed  in
service.

Nevertheless, publicly available industry data is useful as validation data, or reality checks, for
estimates that have been  developed through various methodologies..   In addition,  industry
records on shipments and scrappage  can be disaggregated to levels necessary for emission
inventory development  using, for  instance,  estimates on 2-stroke versus  4-stroke  splits  or
engine/fuel type splits that are available from other sources.
EPA/OAR                                    2-1   Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                         Available Data Sources -- Final Report

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Jack Faucett Associates — 444-1                                                 February 1993

This section presents and evaluates the usefulness of data that have been presented by industry
associations and equipment/engine manufacturers.  Information provided by the Outdoor Power
Equipment Institute (OPEI), Portable Power Equipment Manufacturers Association (PPEMA),
Equipment Manufacturers Institute (EMI), Motorcycle Industry Council (MIC), Industrial Truck
Association (ITA), and the  International  Snowmobile  Industry Association (ISIA) is reviewed.
The Engine  Manufacturers Association (EMA) has not  submitted  any relevant  data, and
directed requests to EMI.   Similarly,  manufacturers have not been forthcoming in providing
sales or scrappage data, even anecdotally, and have  directed requests to their representative
associations.

             2.2 OUTDOOR POWER EQUIPMENT INSTITUTE (OPEI)

OPEI is  a national trade association  which represents manufacturers of powered lawn and
garden equipment,  component and attachment suppliers,  as well  as industry related  allied
services.  Member products include walk-behind lawnmowers, rear engine riding mowers, lawn
and garden tractors, walk-behind tillers, walk-behind  snow throwers, commercial turf care
equipment, shredders and grinders, lawn vacuums,  flexible  line trimmers,  leaf blowers, log
splitters, power rakes, thatchers, lawn edgers and trimmers, engines, and equipment components
and attachments.

Data available from OPEI  include historical product shipments, national and regional  usage
data, and estimates of equipment  life spans.   During the course  of EPA's  NEVES,  OPEI
presented EPA and its contractor, EEA, with their  estimates  of national shipments,  annual
usage (often differentiated  by commercial  and residential  applications),  and estimates  of
product life.  To arrive at estimates of annual hours of use  and product life span,  OPEI
surveyed approximately 30 members of OPEI's Technical Committee which  is comprised of
EPA/OAR                                  2-2  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Rcpon

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Jack Faucett Associates — 444-1                                                  February 1993

technical  representatives  from  member  companies.   Although  details  of the  survey
questionnaire were not available from OPEI, conversations with OPEI's technical staff provided
some insight about the process that was employed to derive estimates of annual hours of use,
product life spans, and residential/commercial splits.

       •      Residential vs. Commercial:  OPEI's questionnaire asked  technical members
              to provide sales splits (percentages), annual hours of use, and life span estimates
              separately for residential and commercial end users.  OPEI defines commercial
              users as those users that are hired lawn maintenance professionals.

       •      Annual Hours  of Use:   Annual hours  of  use  estimates  were provided by
              members  of the  Technical Committee  at  the  regional  level (Le., at  the
              nonattainment level).  OPEI then  calculated a straight average of these regional
              usage estimates to derive national numbers.

       •      Product Life Spans:   National product life span  estimates were compiled by
              OPEI from the responses to the  questionnaire.  OPEI then subjectively weighted
            .  each response by  sales volume and product quality (e.g., mass merchandiser
              brand, premium  brand,  etc.) to derive a weighted  average estimate  of average
              life for products  used in residential and commercial applications.  Details of the
              weighting  scheme  were not available  from OPEI.

OPEI was unable  to locate a copy of the questionnaire that was distributed to the members of
the Technical Committee.    Likewise,  a list of the  manufacturers  and  their technical
representatives was not available  from OPEI.  As a result, a detailed evaluation of the methods
used by the manufacturers to estimate usage and  product life spans was not possible.  However,
EPA/OAR        .                           2-3   Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources - Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

OPEI stated that estimates most likely reflect a manufacturer's "best guess".  If so, high levels
of uncertainty  may be inherent in the usage and product life span estimates generated from
responses to a survey that is not founded on scientific  sampling techniques.

In contrast, shipment data were  derived  from  OPEI's Shipment  Program which calls  on
detailed shipment records provided by member companies for various types of lawn and garden
equipment.  Historical shipment estimates were  recently provided to JFA that go as far back
as 1946, as well as data, previously not submitted to EPA or EEA, on power source splits and
historical horsepower  distributions.  OPEI's shipment  estimates reflect actual shipments and
thus are  likely representative of the market for these products.

Table 2-1 presents OPEI's historical national shipment records for walk-behind power mowers,
front engine lawn tractors/riding  mowers,  rear-engine lawn  tractors/riding mowers, riding
garden  tractors,  rotary  tillers, snow throwers,   walk-behind  fixed  blade  edgers/trimmers,
commercial  walk-behind rotary  turf mowers, and commercial riding rotary turf mowers.'
Shipment data  for shredders and grinders, lawn vacuums, flexible line trimmers,  leaf blowers,
log splitters, power rakes, matchers, and lawn edgers and trimmers  are compiled  by OPEI and
maintained in their Shipment  Program, but are  not released to the public for the following
reasons:

       •       These products  are often  produced by manufacturers that are not members of
              OPEI implying  that OPEI's shipment  statistics for these equipment types may
              not  represent the entire market for these products; and
   'These model year, as opposed to calendar year, figures include estimates of non-member companies and
pre-1987 exports.  Post  1987 estimates only include domestic shipments.
EPA/OAR                                   2-4  Nonroad Mobile Source Sales and Attrition Stud\-
                                                               Identification and Evaluation <>t
                                                         Available Data Sources — Final Report

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                                          Table 2-1
                 OPEI  Annual Shipments for Selected  Equipment
Model
Year
1991
1990
1989
1988
1987
1986
1985
1984
1983
1982
1981
1980
1979
1978
1977
1976
1975
1974
1973
1972
1971
1970
I 1969
^1968
Bl967
W 1966
1965
1964
1963
1962
1961
. 1960
1959
1958
1957
1956
1955
1954
1953
1952
1951
1950
1949
1948
1947
1946

Walk Behind
Lawnmowers
5,350,000
5,700,000
5,300,000
5,600,000
5,900,000
5,400,000
5,193,000
4,950,000
4,400.000
4,600,000
4,600,000
5,700,000
5,900,000
5.400,000
5,000,000
4,900,000
4,700,000
6.000,000
6,400,000
5,200,000
4,800,000
4,900,000
5,300,000
4,900,000
4,680,000
4,360,000
4,130,000
4,100,000
3,900,000
4,000,000
3,500,000
3,800,000
4,200,000
3,841,000
3,266,000
3,200,000
2,750,000
1 ,802,000
1,275,000
1,155,000
1,241,000
1,080,000
529,000
397,000
362,000
139,018

Front Engine
Rid ing. Mowers
840,000
885,000
793,000
812,000
800,000
623,000
548,000
502,000
415,000
393,000
370.000
494,000
515,000
477,000
403,800
403,800
374,539
596,922
538.400
397,948
368,687
394,729
409,652
351,130
321,870
292,609
234,087
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Rear Engine
Riding Mowers
209,000
247,000
260,000
375,000
375,000
322,000
355,000
354,000
276,000
261.000
250,000
314,000
343,000
272,900
266,200
266,200
246,910
393,513
354,933
262,342
243,052
260,220
270,058
231,478
212,188
192,899
154,319
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Riding Garden
Tractors
128,000
156,000
139,000
170,000
150,000
149,000
147,000
152.000
129,000
146,000
1 51 ,000
220,000
254,000
219,000
215.000
210,000
230,000
325,000
250,000
245,500
275,500
275,500
300,000
325,000
280,000
250,000
175,000
125,000
100,000
90,000
67,124
43,486
27,047
12,643 -
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Rotary
Tillers
296,000
300,000
305,000
285,000
272.000
31 1 ,000
362,000
399,000
408.000
497,000
501 ,000
667,000
571 ,300
571 ,000
633,000
780,000
1 ,200,000
845,000
575,000
450,000
400,000
400,000
400,000
400,000
400,000
325,000
340,000
400,000
306,090
317,264
277,048
315,406
251,778
173,348
129,796
N/A
N/A
75,082
67,922
41,498
26,098
17,211
1 1 ,006
15,176
31,051
N/A

Snow;
Throwers
285.000
355.000
543,000
532,000
526,000
482,000
421 ,000
348,000
264,000
95,000
344,700
1 ,577,000
1,118,000
416,000
267,950
165,434
156,800
227,253
300,000
315,000
265,000
245,000
265,000
255,000
1 85,000
185,000
165,000
160,000
200,000
175,000
75,000
40,000
20,000
18,000
12,000
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Walk Behind
Edgers/Trimmers
133,000
166,000
1 67,000
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Walk: Behind
Turf Mowers
93,000
98,000
76,000
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

Riding
Turf Mowers
20,000
23,000
20,000
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A

«
      '
1) The model year is September 1 through August 31 for all products listed except snow throwers.  The snow thrower model year
begins in March and ends in February.
2) For 1976-1965, indepedent estimates were not available for front and rear engine riding mowers. Shipments were aggregated into
£wn tractors/riding mowers. The figures shown for pre-1977 are based on 1977 splits. Front engine mowers were taken as 58% of the total,
  jle rear engine mowers were 38.5% of the total.
                                                    2-5

-------
Jack Faucett Associates - 444-1                                                  February 1993

              Some of these products are produced by only a few firms (often one or two) so
              that disclosing shipment records may compromise the market positions of certain
              manufacturers.

For the  purpose of an emissions analysis, however,  shipment  data  for  leaf blowers and
trimmers and  edgers   are  available  from the  Portable  Power  Equipment  Manufacturers
Association (PPEMA) and are reviewed later in  Section 2.

It should be noted  that the  product shipments  shown in Table 2-1 are not synonymous with
product sales.  The latter more closely reflects the actual  number of units  placed  in service,
while the former accounts  for units not yet sold that sit in inventory.   Estimates are  not
available from OPEI of inventories  maintained at different levels of the  distribution system.
Furthermore, OP El's estimates, as shown in Table 2-1, have limited use in the development
of an emissions forecasting model or in an investigation of emission reductions from proposed
regulations.   Such a model  requires  a disaggregated profile of equipment sales that accounts
for  the distribution of sales  by horsepower, engine cycle, and fuel type.  In an effort to meet
these requirements, OPEI provided the following power base shipment distributions for selected
equipment:
EPA/OAR                                   2-6  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources -- Final Report

-------
Jack Faucett Associates — 444-1
                                  February 1993
DISTRIBUTION OF SHIPMENTS BY POWER BASE
Walk-Behind Lawnmowers
Snowblowers
Riding Mowers
Lawn Tractors
Garden Tractors
String Trimmers
Gasoline
96%
84%
97%
96%
84%
56%
Diesel
0%
16%
3%
4%
16%
0%
Electric
4%
0%
0%
0%
0%
44%
Similar distributions for rotary tillers or the other types of lawn and garden equipment covered
by OPEI are not available from OPEL

Although these  data provide useful information, the distributions  by power base have  surely
changed from one model year to the other. As a result, a static representation, as shown above,
does not  account for  likely trends in consumers' preferences between the available  power
sources.  Historical shipment records by power base would better serve the characterization of
the in-use  fleets of lawn and garden equipment, but these are only available from  OPEI  for
riding  mowers,  lawn tractors, and garden tractors (back to 1978).  However, generating such
statistics is resource intensive since OPEI's Shipment Program is actually maintained by a
contractor  to OPEI (Association Research, Inc.).  Consequently, additional data on  historical
sales distributions for these equipment  types by fuel type were not provided for this study, but
will be provided once EPA begins the development of data matrices necessary for an emissions
model.
EPA/OAR
2-7   Nonroad Mobile Source Sales and Attrition Study:
                    Identification and Evaluation of
              Available Data Sources -- Final Report

-------
Jack Faucett Associates — 444-1                                                  February 1993

OPEI was less forthcoming in providing data on 2-stroke versus 4-stroke model year shipment
splits.  Estimates were submitted only for consumer walk-behind lawnmowers. OPEI estimates
that 90 percent of walk-behind lawnmowers designed for consumer applications are actually
sold to residential users.  Of these, 95 percent employ 4-stroke gasoline engines and 5 percent
2-stroke gasoline engines.  According to OPEI, the remaining 10 percent of consumer walk-
behind lawnmowers are sold to commercial consumers (e.g., landscaping firms), of which 85
percent use 4-stroke gasoline  engines and  15 percent use 2-stroke gasoline  engines.  Similar
splits for other types of lawn and garden equipment would be extremely helpful but are not
available from OPEI.

OPEI's estimates on the percentage  of annual units shipped by horsepower  range for various
equipment  are presented in Tables 2-2 through 2-6.  For each equipment type shown in these
tables, a significant sales shift has taken place  toward more powerful engines.  For example,
the percent  of lawnmowers sold under 3.9 horsepower has declined from 74 percent  in  1986
to 59 percent  in 1991, while those sold over 5 horsepower  have increased from 1 percent to
24 percent over the same  period.  According to OPEI, these shifts are not the result of any
definitional  changes in how  manufacturers report horsepower and thus  reflect actual trends
toward more powerful engines. In order to consider the potential for emission control and the
technology required to meet emission standards, similar trends for other engine specifications,
such  as the  penetration  of  overhead valves, are  necessary.   Shipment  distributions  by
technology are not  maintained nor are they compiled by OPEI, however.

One objective of developing  an emission forecasting model is to help States to determine the
contribution of nonroad engines to  local  emission inventories and to  help them assess the
effectiveness of control programs.  As a result,  State level sales, scrappage, and usage  data are
needed.  Regional  shipment  distributions  were provided by OPEI  for sixteen  regions,  each
EPA/OAR                                   2-8   Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources -- Final Report

-------
                             Table 2-2

              WALK-BEHIND ROTARY POWERED MOWERS
              PERCENTAGE OF ANNUAL UNITS SHIPPED BY
                       HORSEPOWER RANGE
YEAR
1986
1987
1988
1989
1990
1991
3.9 m &
MftM .
74%
71%
71%
69%
61%
59%
4.0 - 4.9
HP
25%
28%
27%
25%
22%
17%
5.0 HP &
OVER
1%
1%
2%
6%
17%
24%
Source: OPEI

-------
                            Table 2-3
                 FRONT ENGINE GARDEN TRACTORS
              PERCENTAGE OF ANNUAL UNITS SHIPPED BY
                       HORSEPOWER RANGE
YEAR
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
9.99 HP &
UNDER
13%
13%
8%
4%
5%
5%
4%
2%
2%
1%
1%
10.00 -
13.9 HP
84%
80%
86%
86%
81%
82%
82%
83%
82%
79%
74%
14.0 HP &
OVER
3%
7%
6%
10%
14%
13%
14%
15%
15%
20%
24%
Source: OPEI

-------
                             Table 2-4

                    REAR ENGINE RIDING MOWER
              PERCENTAGE OF ANNUAL UNITS SHIPPED BY
                       HORSEPOWER RANGE
YEAR
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
7.99 HP &
UNDER
30%
26%
21%
14%
11%
10%
10%
9%
9%
7%
4%
3%
8.00 - 9.99
HP
54%
55%
57%
58%
60%
53%
56%
55%
53%
40%
34%
21%
10.0 HP &
OVER
16%
19%
22%
28%
29%
37%
34%
36%
38%
53%
62%
76%
Source: OPEI

-------
                             Table 2-5
                     RIDING GARDEN TRACTORS
     PERCENTAGE OF ANNUAL UNITS SHIPPED BY HORSEPOWER RANGE
YEAR
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
13.9 HP &
UNDER
25%
23%
23%
18%
15%
18%
20%
17%
9%
11%
9%
5%
14.0-
15.9 HP
14%
10%
12%
11%
8%
9%
9%
8%
11%
8%%
8%
7%
16.0-
17.9 HP
50%
49%
50%
33%
29%
24%
20%
10%
17%
16%
14%
14%
18.0-
19.9 HP



34%'
44%

47%
60%
54%
54%
58%
64%
20.0 HP
&OVER



1-4%
1- 4%

1- 4%
1- 5%
h 9%
1- 11%
H 11%
t- 9%
18.0 HP
&OVER
11%
18%
15%
38%
48%
49%
51%
65%
63%
65%
69%
73%
Source: OPEI

-------
                             Table 2-6

                   WALK-BEHIND ROTARY TILLERS
              PERCENTAGE OF ANNUAL UNITS SHIPPED BY
                        HORSEPOWER RANGE
YEAR
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
1991
6.0 HP &
TENDER
83%
87%
82%
83%
82%
86%
88%
88%
88%
87%
91%
91%
TL OO HTP jfc
T rKiirvi? .ij
tUJIJL/Jl/IV
17%
17%
17%
15%



19%
18%
19%%
13%
14%
4.0 - 6.0
HP
+ 66%
+ 70%
+ 65%
+ 68%



+ 69%
+ 70%
+ 68%
+ 78%
+ 77%%
OVER
6.00 HP
17%
13%
18%
17%
18%
14%
12%
12%
12%
13%
9%
9%
Source: OPEI

-------
                              Table 2-7




      PERCENT OF SALES BY OPEI REGION FOR SELECTED EQUIPMENT
REGION
ME,NV,VT
MA,RI,CT
NY,NJ,PA
OH,MI
IL,WI,IN
MN,AND,SD
MO,NE,KA
DE,MD,DC,WV
NC,SC,GA,FL
KT,KE
AL,MS
AR,LA
OK,TX
MT,ID,WY,CO
NW,AZ,UT,NV
CA,WA,OR
WALK-BEfflND
MOWERS
1.5
3.6
12.7
10.7
9.9
2.2
5.8
7.2
12.4
4.5
3.9
3.2
8.5
1.9
2.0
10.1
RIDING
MOWERS
1.5
3.6
11.5
7.7
8.3
3.0
4.7
4.9
21.5
8.3
6.2
5.7
7.7
.9
.4
4.3
LAWN
TRACTORS
2.2
3.4
16.3
9.2
8.6
3.4
5.3
6.5
14.4
6.5%
5.4
5.4
7.6
1.1
.6
4.0
GARDEN
TRACTORS
1.4
2.5
13.1
12.4
11.7
" 2.8
6.7
7.8
15.3
5.7
4.6
3.6
60.
.4
1.1
5.0
WALK-BEHIND
TILLERS
2.2
2.4
7.8
5.8
9.7
1.5
8.6
8.0
12.1
5.8
5.2
7.1
7.8
3.2
4.1
8.8
Source: OPEI

-------
Jack Faucett Associates — 444-1                                                  February 1993

comprising two, three, or four States.  Table 2-7 shows these 1990 model year distributions for
the five equipment types that were  available.   Similar historical  distributions  would  be
extremely useful for the development of an emissions model.  Moreover, State  rather than
regional data are needed, although regional shipment data may still be useful as a starting point
for developing a fleet mix model.  OPEI, however, does not maintain State specific data of any
kind,  other than that shown  in Table 2-7.   Furthermore, distributions  like those exhibited in
Table 2-7 are not available for any other model years.

Information on  scrappage,  or attrition rates, from OPEI is limited to  that generated from the
Technical Committee survey.  Estimated product life spans  were submitted by OPEI during
the development of EPA's  NEVES and are shown in Table 2-8.  These estimates, however, do
not accurately  describe the  rate  of attrition  across  in-use  fleets.   Attrition  rates provide
information on the expected  survival rate of equipment by vintage, and, thus, are  integral in
determining the  vintage distribution of in-use fleets. Vintage distributions, together with engine
profiles by model  year, are necessary for an accurate estimate of current and future emission
inventories.

Estimated annual hours of use were provided by OPEI for most lawn and  garden  equipment
during the development of NEVES.  Where appropriate,  distinctions between consumer and
commercial use were  provided based  on results from  the Technical Committee  survey.
National and regional  estimates on annual  usage are  presented in  EPA's NEVES and are not
reiterated in this report.  State level estimates on annual usage are not  available from OPEI.

JFA inquired about available data on typical engine rebuild/ replacement rates.  Unfortunately,
such information is not available through OPEI.
EPA/OAR                                   2-15  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

-------
                             Table 2-8
     ESTIMATED PRODUCT LIFE SPAN FOR SELECTED
                           EQUIPMENT


     Walk-Behind Mowers

           Consumer Use - 6 Years
           Commercial Use - 3 Years


     Multi-Spindle Walk-Behind Mowers

           Commercial Use - 3 Years


     Riding Mowers (Rear Engine)

           Consumer Use - 6 Years


     Lawn Tractors

           Consumer Use - 6 Years


     Garden Tractors

           Consumer Use - 9 Years


     Walk-Behind Tillers

           Consumer Use - 9 Years
           Commercial Use - 3 Years


     Misc. Lawn and Garden Equipment

           Consumer Use - 10 Years
           Commercial Use - 10 Years

           (Category  includes walk-behind blower/vacs, edger  trimmers,
           snow throwers, etc.)

Source: OPEI
                                 2-16

-------
Jack Faucett Associates - 444-1                                                  February 1993

Although OPEI has  been  responsive  to data requests,  further  detail is needed for the
development  of data  matrices  required  to  formulate  an emissions inventory  model.   JFA
contacted OPEI to determine further data availability. It is evident that OPEI does not compile
nor does it maintain detailed information on historical shipments by State, technology, engine
cycle, or power base for most of the equipment types that OPEI represents. With the exception
of historical shipment  distributions by power base for lawn tractors, riding mowers, and garden
tractors (which will be submitted by OPEI  at a  later date), the extent  of shipment  data
availability  from OPEI  is limited to that presented in this report.  Similarly, OPEI is  not a
source for detailed information on equipment attrition rates, State  level annual hours of use
estimates, or equipment rebuild/replacement rates.

The reliability of OPEI's data is  also questionable.  While the shipment estimates  are  likely
representative   of  actual   product  shipments,  OPEI's  data  on  scrappage,  usage,  and
commercial/residential splits are based on unscientific methods that rely on  a relatively small-
scale survey.  It is  unclear  how the 30 or so surveyed manufacturers developed the estimates
for these variables,  but OPEI has suggested that a "best-guess" approach may have been widely
used.  Although the technical representatives of the various manufacturers surveyed by  OPEI
may be experts in their respective fields, their responses are likely biased and may reflect
testing experiences rather than field data. As a result,  OPEI's estimates  on scrappage,  usage,
and commercial/residential  splits  should be interpreted  with caution and probably best  serve
as comparative data for estimates developed by other sources.  Likewise,  the  lack of  detail
exhibited by  OPEI's  shipment data  limits  their direct use into an  emission calculation.
However, at the aggregate level, OPEI's  shipment estimates are likely representative of actual
levels.
EPA/OAR                                   2-17  Nonroad Mobile Source Sales and Attrition Sli/Jy
                                                                Identification and Evaluation »t
                                                          Available Data Sources — Final Re/ion

-------
Jack Faucett Associates — 444-1                                                 February 1993

            2.3 PORTABLE POWER EQUIPMENT  MANUFACTURERS
                              ASSOCIATION (PPEMA)

PPEMA is the national, not-for-profit trade association representing the manufacturers of small
engine powered nonroad equipment such as chainsaws, string trimmers, brush cutters, blowers,
hedge trimmers, portable generators, and cut-off saws. Unlike many other nonroad equipment
industries, almost all of PPEMA's members manufacture the engines used in the final products
that they produce.  These engines are predominantly 2-stroke gasoline  engines better suited for
hand-held applications.

Shipment  data for selected equipment were directly provided by PPEMA, while information
on product life spans  and usage is available from a report to PPEMA by Heiden Associates,
Inc. entitled A 1989  California Baseline Emissions Inventory  For Total Hydrocarbon  &
Carbon Monoxide Emissions From Portable  Two-Stroke Power Equipment, dated July 24,
1990. This report uses PPEMA's data on shipments, average annual hours of use, and product
life spans  to  derive  emission inventories from portable 2-stroke  equipment  operating  in
California.

PPEMA's national shipment  estimates are shown in Table 2-9.  Estimates were provided for
chainsaws, trimmers/brushcutters, hand-held blowers,  back-pack blowers, hedge trimmers, and
cut-off saws. The numbers shown in Table 2-9 are for  2-stroke gasoline powered equipment,
since diesel or 4-stroke gasoline engines  are not used in these applications.   Shipments,  as
defined by  PPEMA,  include  product that "goes-out-the-door"  of U.S. plants  and includes
foreign  firms  with U.S. subsidiaries  that  produce  equipment inside the U.S.   Given this
definition, equipment  that is eventually exported out of the U.S. are also included in Table 2-9.
EPA/OAR                                  2-18  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources -- Final Repon

-------
        Table 2-9
PPEMA's Shipment Estimates
of Selected 2-Stroke Gasoline
        Equipment
Calendar
Year
1992
1991
1990
1989
1988
1987
1986
1985
1984
1983
1982
1981
1980
1979
1978
Chainsaws
1,176,060
1,153,000
1 ,378,000
1 ,404,000
1 ,377,000
1 ,350,000
1 ,350,000
1 ,527,000
1 .684,000
1 ,527,000
1 ,400,000
1 ,820,000
2,646,500
2,940,000
2,896,000
Trimmers/
Brushcutters
3,026,340
2,967,000
2,962,000
2,962,000
3,022,800
2,748,000
2,390,000
1 ,920,000
1 ,835,000
1 ,654,000
1 ,250,000
N/A
N/A
N/A
N/A
Hand-Held
Blowers
764,400
728,000
655,000
668,000
564,000
397,000
336,500
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Back-Pack
Blowers
75,920
73,000
87,000
99,000
80,400
67,000
76,200
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Hedge
Trimmers
107,120
104,000
102,950
70,500
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
Cut-Off
Saws
27,000
27,000
27,300
26,500
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
           2-/9

-------
Jack Faucett Associates — 444-1                                                  February 1993

Regional and/or State level shipment estimates have not been provided by PPEMA, although
they exist given that PPEMA's estimates of annual industry product shipments to California
were  used by Heiden  Associates  to  estimate emissions  from  hand-held  portable  2-stroke
equipment operating California. Moreover, PPEMA's State level shipment data were employed
by Heiden Associates in its report to PPEMA entitled Estimates of 24 Non-Attainment Area
Portable Two-Stroke Power Equipment Populations Based on Actual Industry Shipments
Data and Four Alternative Activity Models, dated October 30, 1991. JFA has contacted both
Heiden Associates  and PPEMA in an attempt to obtain State  level shipment data.   Heiden
Associates cannot release the data without PPEMA's  consent, and PPEMA has not responded
to our request.  It  is likely that State level shipment data will not be publicly released by
PPEMA, however.  According to Heiden Associates, through State level product shipment data
the identity of various manufacturers can be determined.  As a result, PPEMA will likely not
publicly release  State  level  shipment statistics  since  the  market  position   of  certain
manufacturers may be compromised.

PPEMA's estimates of the average annual hours  of use and typical product life spans  are
available from the first Heiden Associates' report that is mentioned above.  Estimates appearing
in that report  on  usage and life spans are national estimates rather than  California  specific.
These  figures  are presented below.
EPA/OAR                                   2-20  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources —  Final Report -

-------
Jack Faucett Associates — 444-1
                                   February 1993
PPEMA's Estimates of Usage and Expected Life
Equipment Type
Trimmers/
Brushcutters
Hand Blowers
Back Blowers
Cut-Off Saws
Hedgetrimmers
Chainsaws
Average
Use Hours
(Prof.)
170
197
293
113
75
405
Average
Use Hours
(Cons.)
10
9
12
0
7
7
Expected
Life Yrs.
(Prof.)
1.50
2.00
1.83
2.00
3.00
1.00
Expected
Life Yrs.
(Cons.)
6.00
6.67
6.67

7.50
8.00
PPEMA's estimated  percentage  of sales  going to professional users and consumers, also
appearing in Heiden's report, are provided below for each equipment  type:
PPEMA's Sales Breakdown by Type of User
Equipment Type
Trimmers/Brushcutters
Hand Blowers
Back Blowers
Cut-Off Saws
Hedgetrimmers
Chainsaws
% Sales (Prof.)
16%
5%
95%
100%
79%
25%
% Sales (Cons.)
84%
95%
5%
0%
21%
75%
As mentioned in Heiden's report, PPEMA's life expectancy  estimates, annual  hours of use
estimates,  and distributions  between professional and residential  users (Le., consumers) are
EPA/OAR
2-21   i\'onroad Mobile Source Sales and Attrition Study:
                     Identification and Evaluation of
               Available Data Sources — Final Report

-------
Jack Faucett Associates — 444-1                                                  February 1993

averages  of three  individual PPEMA member company  estimates.  Details regarding the
identity of these manufacturers or the processes that were employed by them to derive the
estimates were not available from PPEMA or Heiden Associates.  Steve McGonegal of Heiden
Associates did mention, however,  that manufacturers may have developed their estimates from
information that was provided by each firm's marketing department.  This can be interpreted
to mean that the estimates  likely  reflect field data rather than testing results.   Of course, the
possibility also exists that the estimates reflect "best guesses" by the marketing people  of the
three manufacturers.  JFA contacted PPEMA for more information,  but  none has  been
provided.

Finally, Heiden Associates'  Steve McGonegal  provided some insight on the process that was
employed to determine the usage, life expectancy, and sales  distribution differences between
professional  and residential end  users.  Differences reflect  a model  specific process that
identifies for  each equipment type  those models that  are  oriented  toward  professional
applications  versus those  that are designed for residential applications.  Information  at the
model level was then presumably  used by each manufacturer to calculate usage, life span, and
sales by user category.  Model level data,  however, are  not available from  PPEMA  and it
remains unclear whether or not the three  manufacturers  employed a rigorous model  based
approach  or "best guess" approach to derive the estimates  presented  above as averages.

The data presented above is  particularly  useful for validating  estimates derived  by  other
sources.   PPEMA  is one source for data describing the distinction between professional and
consumer usage and expected life.  However, while  their estimated annual usage estimates can
be directly incorporated  into an emissions forecasting model, more detailed data on scrappage
are necessary,  as was discussed in Section  2.2.  Vintage specific attrition rates, however, are
not  available from PPEMA.   Furthermore, the validity  of PPEMA's  usage  and  life span
EPA/OAR                                   2-22   Nonroad Mobile Source Sales and Attrition Study.
                                                                Identification and Evaluation 
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Jack Faucett Associates — 444-1                                                  February 1993

estimates  cannot be  assessed without  additional information  about how each of the three
manufacturers calculated the numbers that are imbedded in the averages that are exhibited in
this report.  PPEMA's shipment data, however, are probably reflective of the market for these
products, given that they are based on actual shipment records.

As  in the case of OPEI, PPEMA does not maintain data on engine rebuild/replacement rates
for  the equipment that is produced by their member manufacturers.

                   2.4  INDUSTRIAL  TRUCK ASSOCIATION (ITA)

ITA is a national,  non-profit trade association  of forklift truck  manufacturers  and their
suppliers.   According to their estimates, members  of ITA collectively  produce and  sell  90
percent of all industrial forklift trucks in the  U.S.  These trucks  are powered by diesel,
gasoline, electric motors, or LPG.

ITA has maintained a Statistical Program since 1928 that records information on the number
of forklift  trucks manufactured by  member companies  in  their U.S. plants, the number of
forklift trucks imported into the  U.S. from member companies with foreign plants, and the
number of forklift trucks manufactured  by non-member companies, but marketed by member
companies.  Shipment data are available for seven classes  of industrial trucks: electric motor
rider trucks (Class  1); motor narrow aisle  trucks (Class 2); electric motor  hand trucks" (Class
3); internal combustion engine trucks, cushion tire only (Class 4); internal  combustion engine
trucks, pneumatic tire only (Class 5); industrial  tractors (Class 6); and rough terrain forklifts
(Class  7).
EPA/OAR                                   2-23  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

The program  uses  data submitted  by ITA member companies through what  are called
Telegraphic  Reports and Monthly Detailed Statistical Reports.   Telegraphic Reports report
the number of factory orders during a given month, and include data on the number of orders
from, and shipped to, end users. However, they do not include U.S. government or inter/intra-
plant  transfers.  Monthly Detailed Statistical Reports include information on the total gross
orders, total net orders (Le., gross  orders minus cancellations), and net shipments.  Net factory
orders received are detailed according to truck class, market sector, capacity, and engine fuel
type.  End user level reports detail net order and shipment information by truck class, market
sector, and geographic location.

ITA's Statistical  Program  is  an excellent  source of shipment information  for  forklifts,
industrial tractors, and rough terrain forklifts. Data from the program were submitted to EPA
describing forklift sales estimates for the 24 nonattainment areas included in NEVES.  ITA has
confirmed that similar data are maintained  for all truck classes at the national  and State levels.
An example  of the type of sales data that was submitted by  ITA during NEVES is  provided
in Table  2-10, which lists forklift orders by lift  truck class  for  the  years 1983  to  1990.
According to ITA,  these estimates  are virtually  identical to calendar year shipments,  the
difference  being canceled  orders  during  a given  year.   A  given  year's canceled orders,
however,  usually become next year's shipments  so that in  the long run the order figures are
close  to actual shipments.  ITA's Statistical Program can provide data beyond the detail that
is exhibited in Table 2-10, including State level shipments by lift truck class  and lift capacity
(which can be translated to a rough measure of horsepower as shown in Table 2-11).

Shipment data contained in ITA's  database are  used by  manufacturers  to  evaluate  the
performance  of their dealers.  Shipments are traced by Standard Industrial Classification (SIC)
code allowing manufacturers to determine how many and which types of lift trucks are shipped
EPA/OAR                                   2-24  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation uf
                                                         Available Data Sources — Final Rcpon

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                                  Ta6lF2-10



                          DECEMBER FORM 2 DATA

                                  ORDERS
YEAR
ITA TRUCK
CLASS
1 Electric
2 Electric
3 Electric
4 Gasoline
Diesel
LPG
5 Gasoline
Diesel
LPG
6 Electric
7 Gasoline
Diesel
1983
10,613
5,444
15,267
4,627
592
11,450
4,505
3,087
3,324
389
244
590
1984
13,498
6,733
17,845
6,523
1,135
18,719
6,650
4,705
5,478
344
244
590
1985
16,165
9,197
23,114
7,360
942
19,274
7,375
4,854
5,932
422
186
900
1986
15,809
8,486
24,094
6,924
1,450
18,227
7,371
4,750
6,191
414
118
711
1987
17,392
10,637
24,874
7,895
1,665
20,858
8,744
5,670
7,636
346
95
740
1988
17,895
12,732
29,053
9,698
1,510
18,097
9,831
5,197
7,398
261
42
684
1989
17,312
11,861
28,517
9,518
1,199
18,043
8,868
4,925
7,851
515
47
754
1990
16,303
10,444
25,020
7,327
808
15,724
7,251
4,579
18,955
217
50
511
t
TOTAL
124,987
75,534
187,784
59,962
9,301
140,392
60,595
37,767
62,765
2,908
1,026
5,480
I-J
o,
    Source: ITA

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Jack Faucett Associates - 444-1                                                  February 1993

to a given industry.  From that information, manufacturers can develop marketing plans.  As
a  result, the information that is maintained  and compiled by ITA through the Statistical
Program  is extremely important to manufacturers, and ITA members  spend a considerable
amount of resources to develop and maintain the database.  Given this expense, ITA has stated
that they  will not provide additional  data to EPA beyond what  was  submitted  during  the
development of NEVES.

National estimates of average annual hours of use were provided to EPA by ITA for forklifts
during the development of NEVES.  These estimates can be found in EPA's NEVES and are
not repeated in this report. The usage  data submitted by ITA, as well as their life expectancy
estimate of 8 years, were  based on a field survey that was conducted during the 1980's.  ITA
strongly stands  by their estimate of an 8-year average useful  life, as this estimate is used,
according to ITA,  by various government  agencies, such as OSHA,  in their regulatory
analyses.  ITA does not maintain nor does it compile vintage specific survival rates or engine
rebuild/replacement data.

ITA's Statistical Program is potentially an excellent source of detailed information on lift truck
shipment statistics.  However,  it is apparent that no further information will be provided by
ITA, thus limiting the  use of ITA's shipment  information to that  which has already been
submitted to EPA. Similarly, ITA has not provided detailed information about the field  survey
from which usage and life expectancy estimates were derived. As a result, the validity of these
data cannot be evaluated.  ITA's data on usage,  life expectancy, and lift truck shipments best
serve  for comparative purposes, rather than as direct inputs into an emissions model.
EPA/OAR                                  2-26  Nonroad Mobile Source Sales and Attrition SttiJy
                                                              Identification and Evaluation <>/
                                                        Available Data Sources — Final Report

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                                Table 2-11
        ITA ANNUAL UNITS BY LIFT CAPACITY/ENGINE HORSEPOWER
                         (Internal Combustion Engines)
Lift Capacity
(Ibs.)
THRU 6,000
7,000 THRU 15,000
16,000 THRU 40,000
ABOVE 40,000
Engine Power
(BHP)
THRU 60
61 THRU 90
91 THRU 125
126 THRU 260
Annual Units
(5 Year Average)
42,500
9,700
900
50
(%)
(80%)
(18%)
(2%)
(NIL)
Source: ITA

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Jack Faucett Associates — 444-1                                                 February 1993

     2.5  INTERNATIONAL SNOWMOBILE INDUSTRY ASSOCIATION (ISIA)

Four manufacturers currently produce snowmobiles  for the U.S.  market.  These are Arctco,
Inc., Bombardier, Inc., Polaris Industries L.P., and Yamaha Motor Company, Ltd..  Of these
all  but Polaris are active members of ISIA, the trade  organization  for  manufacturers  of
snowmobiles.

All engines used in current and recent model year snowmobiles are of a 2-stroke design and
are exclusively fueled by gasoline.  Such an engine design  is optimal for snowmobiles because
of the requirement for high performance, or a high horsepower to weight ratio.   While some
snowmobiles  employ one or three cylinder engines, most  have two cylinders.

ISIA provided aggregate historical sales estimates for snowmobiles  sold in the U.S.  These
estimates are provided below:
EPA/OAR                                  2-28  Nonroad Mobile Source Sales and Attrition Study:
                                                             Identification and Evaluation of
                                                       Available Data Sources — Final Report

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Jack Faucett Associates — 444-1
                                      February 1993
Estimated Snowmobile Retail Sales
In The United States
Model Year
1991
1990
1989
1988
1987
1986
1985
1984
1983
Estimated Sales
75,000
80,000
78,000
65,000
61,000
58,000
51,000
59,000
49,000
These estimates  are based upon information reported to ISIA by its members, extended to 100
percent  of the industry operating in the North American market.2  The estimate for model year
1991 included sales as of February 28, 1991.  The model year ends on March 31 of every year.
The sales estimates shown above were derived from member  company retail  sales figures,
2Note that the sum  of estimated sales presented here is 576,000.   Yet in  a  submittal  to the California Air
Resources Board (dated June 1, 1991) ISIA states that an estimated one million  snowmobiles are in operation in
the United States. ISIA estimates the average life span of snowmobiles to be approximately 10 years. However,
the sum of sales  for the 1982 to  1991 ten year period will unlikely total one million given that the 1983 to 1991
sum  is only 576,000.  Roy Muth, ISIA's President and Chief Executive Officer,  provided some insight about the
cause of the apparent  discrepancy.   He stated that  the one million  population estimate was derived  from
information about the expected size of the snowmobile market, rather than  through a methodology that is based
on sales or shipment records.  Clearly, ISIA's sales and life expectancy  estimates do not support this population
estimate, unless snowmobile sales in 1982 totaled about 424,000 units ~ an unlikely case given  the relatively low
yearly  sales estimates presented  above.
EPA/OAR
2-29  Nonroad Mobile Source Sales and Attrition Study:
                       Identification and Evaluation of
                Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                   February 1993

rather than shipment records.  Since snowmobile manufacturers are highly vertically integrated,
they are able to track retail sales from their retail distribution networks.  Polaris' retail sales
have been estimated through a methodology that relies on ISIA's market knowledge.  ISIA
stated that while Polaris' sales estimates may not be totally accurate, they are consistent with
what ISIA anticipates to be the overall  snowmobile market in the United States.

ISIA does not compile retail sales by State.  However, most States require the registration of
snowmobiles  operating  on public land.  These registration  figures,  provided  by ISIA  and
presented in Appendix  A, can be compared against population estimates derived from other
sources (such as PSR) to assess the validity of the other source's estimates.  Moreover, State
registration distributions can be used as a proxy of sales by State,  if one assumes  that the
majority of snowmobiles  bought in a particular State are used and registered  in that State.
Conceptually, registration data can also be used to derive an implied attrition curve.  However,
such a derivation requires vintage distributions  for both sales and registrations. Although such
a distribution is available for  the  sales data,  ISIA  does not  maintain registration  data by
vintage.  Vintage specific registrations may, however, be available from the States directly, but
gathering the information  will be resource  intensive.   Moreover, the issue  of unregistered
snowmobiles presents a problem for such an approach to the derivation of snowmobile attrition
curves.

The number of days, or hours per year, that a snowmobile is operated greatly depends  on snow
cover and, thus, fluctuates  from year to year.  A survey of snowmobile owners conducted by
ISIA during  the 1986-1987 season provided the following annual usage data:
EPA/OAR                                    2-30  Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                          Available Data Sources — Final Report

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Jack Faucett Associates  - 444-1                                                        February  1993


                               < 10 days     11%
                               11-20 days   29%
                               21-30 days   24%
                               > 30 days     36%.


The usage data shown above was constructed from both Canadian and U.S. survey responses.
Details  of the  1986-1987 season ownership and  use survey  were  not available  from ISIA.
Since then, however, ISIA conducted another survey during the spring of 1992 entitled  U.S.
Snowmobile  Ownership  Survey.   ISIA provided the following  discussion about  the survey
procedure and responses:
        Given that ISIA estimates that over one million people constitute the population of snowmobile
        owners throughout the U.S., to survey this population at a 95 percent  confidence level, 386
        usable surveys were needed by ISIA.  In an attempt to achieve this number of responses, 3000
        survey/questionnaires were mailed out for the spring 1992 survey.

        Returns numbered 625, a 20.8 percent response rate. Data used to describe snowmobile usage
        in the U.S. were derived from 385 survey responses.  The number used closely approximated
        the necessary 386 surveys  needed to attain  a 95 percent confidence  level, plus or minus five
        percent.

        According to ISIA, the spring 1992 ownership survey showed  that sixty-one and three tenths
        percent of the  respondents indicated that one or two people operate  snowmobiles  in their
        households.  Thirty-eight and seven tenths of the respondents reported three or more operators
        (n=380).  The majority of respondents (66.2 percent) indicated less than 30 days of usage per
        yearwhereas  23.3 percent indicated more than 30 days of use per year (n=382).  Fifty-nine and
        two tenths percent rode over 500  miles annually (n=382).  Seventy and  nine tenths percent of
        the respondents indicated that more than half of all mileage traveled  was accounted for on the
        weekend  (n=378).  Seventy-seven  percent of the respondents reported that over 50 percent of
        the mileage  traveled takes  place during  daylight hours (n=379).  The mileage traveled while
        carrying  a passenger was less than 51 percent according  to 93.9 percent of the respondents
        (n=380).

        Activities for which snowmobiles were used  included trail  riding/touring  (93.8  percent),
        followed  by  family outings  and  play area  riding  (38.4 percent  each),  pleasure racing (27.5
        percent),  and ice fishing/hunting (18.4 percent) - multiple answers  were allowed.
EPA/OAR                                       2-31   Nonroad Mobjle Source Sales and Attrition Study:
                                                                       Identification and Evaluation of
                                                                Available  Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                       February 1993
        For the snowmobile most often ridden by the respondents,  25.5 percent got over 15 miles per
        gallon of gasoline whereas 50.5 percent reported getting 10-15 miles per gallon (n=380).  Fuel
        consumption was important to 63.8 percent  of the respondents whereas 36.2  percent reported
        that it was not an important factor in their riding decisions (n=381).  Thirty-six and seven tenths
        percent of the respondents indicated the use  of between 26  and 100 gallons of gas per year for
        the most often used snowmobile while 24.3 percent of the respondents did not know annual fuel
        consumption figures (n=379).   For all snowmobiles in  a  household,  49.3  percent of the
        respondents  reported using less than 150 gallons of gasoline per year, while 25.6 percent
        reported that they did not know the amount  of gasoline consumed (n=375).

        When respondents were asked if they take overnight trips,  22.1 percent reported taking 1 to 2
        overnight trips in the past 12 months.  Another 23.4 percent took 3 to 5 trips. Thirty-seven
        percent reported taking none (n=384). Of those taking overnight trips, 51.8 percent  stayed no
        more than 2 nights away from home.  On a one-day trip or less, 26.4 percent of the respondents
        reported traveling less than 25 miles one way while 58.5 percent reported traveling less than 51
        miles one way (n=371). On overnight trips, 18.2 percent of the respondents reported that they
        travel less than 51 miles one way while 55.1 percent reported traveling over 100 miles one way.

        In order to transport their snowmobiles to where respondents ride most often, 19.8 percent rode
        the snowmobile,  73.2 percent used a trailer and 7.0 percent used a pickup truck (n=384).


In addition  to the discussion presented above,  ISIA  also stated that neither  survey  (Le., the

1986-1987 or the 1992 survey) directly provide usage information  at the regional level.  ISIA

has not investigated this issue. Moreover, a copy of the  questionnaire was requested but not

provide by ISIA.
ISIA has also conducted consumer surveys over the  last 5  years  from  which useful  life

estimates  were derived.   At first,  manufacturers and  ISIA believed the average expected  life

span of snowmobiles to be 7 years.  But survey  data showed that a significant number of older

snowmobiles remained in service.  As a result,  ISIA has revised their life expectancy estimate

to 10 years, although some snowmobiles  have  been found to last as long as  15 years.


As  with  most  other  nonroad  equipment associations,  vintage specific  attrition  rates  and

rebuild/replacement rates were not available from ISIA or  from member manufacturers.
EPA/OAR                                       2-32  Nonroad Mobile Source Sales and Attrition Study
                                                                     Identification and Evaluation «t
                                                               Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

                  2.6 MOTORCYCLE  INDUSTRY  COUNCIL (MIC)

MIC is a non-profit national trade organization representing manufacturers and distributors of
motorcycles,  motorcycle  parts and accessories, and members  of allied trades.   Products
represented by this association  include on-highway motorcycles,  scooters, all terrain vehicles
(ATV's), and off-highway motorcycles.   Of these, ATV's and off-highway motorcycles are
considered to be nonroad  vehicles and, thus, apply to this study.

Extensive information is available from MIC's 1991 Motorcycle Statistical Annual on ATV's
and off-highway motorcycles.  This publication is the single most complete public  source of
data for these nonroad vehicles.  Estimates are available on model year retail sales by engine
size (which give some indication of horsepower ranges)  and major brands. In addition, current
in-use  populations  by State are provided,  as well as vintage  specific  attrition rates,  historical
registrations,  imports by  country  and engine  displacement,  and average annual mileage
estimates.

MIC has developed a rigorous, scientific approach to  estimate off-highway motorcycle and
ATV  sales,  usage,  and  attrition.    The  underlying  sources for  these estimates  include
manufacturer  wholesale shipment records, retial outlet audits,  and results from an  extensive
survey conducted every five years by Burke Marketing Research.  MIC recently submitted the
following detailed description of the processes that are employed  to estimate vehicle sales and
vintage specific attrition rates.
       Data published by MIC regarding retail sales estimates of vehicles used off-highway are based
       on three sources:
EPA/OAR                                   2-33  Nonroad Mobile Source Sales and Attrition Study.
                                                                Identification and Evaluation <>/
                                                          Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                      February 1993
               1)      The  MIC Retail  Sales  Report   which  is based on  warranty
                       registration data provided by Honda, Yamaha, Kawasaki, Suzuki and
                       Harley Davidson (which account for over 90 percent of total retail
                       sales). The MIC also conducts a physical audit of a sample of dealers
                       throughout the U.S. to determine the ratio of warranty registrations to
                       retail sales about every two years.

               2)      R.L. Polk Registrations - New  motorcycle registration statistics are
                       purchased from  R.L.  Polk &  Company.   These  are useful  for
                       estimating sales  of brands not  included  in the  MIC Retail  Sales
                       Reporting System.

               3)      MIC  Manufacturers   Wholesale   Sales  reports   and   other
                       miscellaneous data  are used to verify that sales estimates are in line.

        Vehicles in use  are estimated from sales data each year and adjusted using an operability,
        survival probability rate.  The operability rate is  updated every five years from  results of the
        Survey of Motorcycle Ownership and Usage conducted by Burke.  Operability rates by model
        type are based on the percent of the vehicle population by age  of vehicle compared to the
        number of vehicles sold new  each year.  A separate analysis of the operability rate was done
        in 1980 and has been updated for  1985 and 1990.


Burke's survey results are employed  to  determine national  and State level off-highway  and

ATV populations and usage, as well as vintage specific survival probability rates (as mentioned

above). MIC's State level population,  annual usage, and seasonal usage estimates derived from

Burke's survey are provided in Appendix B, as well as a detailed description of the surveying

methodology  that was employed  by  Burke  Marketing Research.   In sum,  a total of 1,896

telephone interviews of motorcycle3 owners and  1,204 interviews of households  not currently

owning a motorcycle  were  conducted  during 1990 using the Super  Survey Sampling National

Probability Sample  (NFS).



Table  2-12 and  Figure  2-1  summarize  sales and attrition  data from the  1991 Motorcycle

Statistical Annual.  JFA recommends  that MIC  data be used as the  basis  for developing  the
    'Includes on-highway and off-highway motorcycles and ATVs.
EPA/OAR                                       2-34   Nonroad Mobile Source Sales and Attrition Study.
                                                                     Identification and Evaluation of
                                                              Available Data Sources — Final Report

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                        TABLE 2-12
           ESTIMATED NEW RETAIL SALES OF
        OFF-HIGHWAY MOTORCYCLES AND ATVs
YEAR
1970
1971
1972
1973
1974
1975
1976
1977
1978
1979
1980
1981
1982
1983
1984
1985
1986
1987
1988
1989
1990
OFF-HIGHWAY
MOTORCYCLES
199,000*
226,000*
233,000*
292,000*
244,000*
247,000*
260,000*
283,000*
326,000*
332,000*
313,000*
370,000*
165,000
155,000
150,000
145,000
125,000
100,000
85,000
70,000
84,000
ATVs
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
N/A
250,000
425,000
550,000
550,000
480,000
405,000
290,000
200,000
145,000
* Sales estimates include both off-highway motorcycles and ATVs units.

Source: Motorcycle Industry Council
                             2-35

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                                         FIGURE 2-1
                            VINTAGE ATTRITION RATES FOR ATVs
                              AND OFF-HIGHWAY MOTORCYCLES
Probability 0.6
  of a
Motorcycle O.S
 Being in
Operation  o.4
Age
0.5
1.5
2.5
3.5
4.5
5.5
6.5
7.5
8.5
9.5
10.5
11.5
Scooter
.94
.88
.79
.71
.60
.50
.36
.28
.23
.13
.08
.OS
On-
Hwy.
.98
. .96
.89
.82
.77
.68
.59
.47
.38
.33
.28
.23
Dual
Purpose
.99
.95
.92
.86
.81
.74
.63
.50
.41
.32
.26
.18
Off-
Hwy.
.98
.89
.82
.70
.59
.48
.35
.26
.22
.16
.10
.04
ATV
.98
.93
.88
.74
.69
.57
.48
.39
.30
.21
.19
.15
                                567
                                Age in Years
10
    11
         12
     Source: Motorcycle Industry Council
                                              2-36

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Jack Faucett Associates - 444-1                                                  February 1993

data matrices needed  for emission estimates  and forecasts of off-highway motorcycles  and
ATVs, since sales, usage, and scrappage data on these equipment types are not readily available
from other sources.

Detailed sales breakdown by engine type (Le., two or four stroke) are unavailable.  However,
information compiled in 1990 by MIC for California indicated that 28.92 percent of the in-use
California population was 2-stroke powered, while the remaining 71.08 percent of the in-use
fleet was powered by 4-stroke engines. These estimates included only recreational off-highway
populations and  ATVs, and excluded  closed course,  competition (motocross) motorcycles,
which  are virtually all powered by 2-stroke engines.  MIC's statistical annual also provides
some generalized data on 2-stroke versus 4-stroke sales splits.  However, the  splits presented
in that  publication do not distinguish between motorcycle types (Le., on-highway, off-highway,
dual purpose, or  ATVs).

MIC estimates off-highway motorcycle usage in the U.S.  to be an average of 313 miles per
year.  ATV usage is estimated to average 263 miles per year.  These estimates were derived
from  Burke Marketing Research's  1990  Survey  of Motorcycle   Usage and  Ownership
conducted  for MIC in  1991.  The survey results  were  recently provided to JFA  and further
indicate that the riding season, for ATVs is year-round, whereas off-highway motorcycle usage
follows a  warm  weather pattern.   In addition, an estimated 66.5  percent  of off-highway
motorcycle  usage and  65.9 percent of ATV  usage  occurs on weekends.  Days  ridden annually
average 51.2 for  off-highway  motorcycles and 81.1 for ATVs,  according to  Burke's  survey.

Data on engine rebuild/replacement rates are not available from MIC or from their  member
manufacturers.  However,  it is known  that  many enthusiasts  routinely refresh (replace  rings
EPA/OAR                                   2-37  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation <>l
                                                         Available Data Sources -- Final Report

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Jack Faucett Associates — 444-1                                                 February 1993

and/or pistons) the top end of their 2-stroke motorcycles between riding seasons. On the other
hand, many others, notably 4-strokes, see little or no major maintenance during their life spans.

              2.7  EQUIPMENT MANUFACTURERS INSTITUTE (EMI)

EMI has been extensively involved in EPA's process of characterizing emissions from nonroad
sources.  EMI is the principal association in the U.S. representing manufacturers  of agricultural,
construction, forestry, material handling,  and utility equipment.  A total of 160 equipment
manufacturers and 140 associates  and suppliers are members of EMI. Their input was essential
in deriving  EPA's NEVES inventory B estimates, as they  provided population estimates  on
construction, agricultural, and light commercial equipment,  and  estimates on average  hours of
annual use.

EMI's estimates of equipment populations do  not, however,  rely on a detailed  profile of
equipment sales, scrappage, and engine rebuild/replacement rates.   For example, agricultural
equipment population estimates  submitted to EPA for NEVES were taken from the 1987
Agricultural Census conducted by the U.S. Department of Commerce, Bureau of the Census,
which collects survey data for motor  trucks,  farm tractors, combines,  cotton  pickers/cotton
strippers, mower conditioners, and pick-up balers.  Of  these,  only tractors,  combines,  and
cotton pickers/cotton  strippers are considered as nonroad vehicles.   A detailed  description of
the  survey  methodology  employed by the  Bureau of the Census for the  1987 Census of
Agriculture is presented  in Appendix C. Estimated equipment populations are available from
this  source at the national, State,  and county levels.

Similarly, EMI's estimates of construction equipment populations used publicly available data
from a  1987 MacKay & Company's study for Construction  Equipment Magazine,  which
EPA/OAR                                  2-38   Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

reported the estimated total national population by machine type.  EMI states in their letter to
John  German (EPA) dated July 30, 1991  the  following  observation which  indicates  their
rationale for employing this data source.  "This source [MacKay & Company's data] was the
only one available to our knowledge. Estimating machine populations would be very difficult
because of the lack of a continuous time series of retail sales over a long period of years. The
industry has  collected such data only  since 1980, a period of time too  short for making
population estimates."

Original sales data available from EMI  are generally  limited to  the type shown in Table 2-13
for farm wheel tractors.   These sales estimates  were compiled  from EMI's public reports, a
summary example of which is provided  in Table 2-14. These reports summarize manufacturer
specific sales that are submitted to EMI  and can be used to  compile information similar to that
shown in Table 2-13.  However, much  effort will need to be expended to develop State level
historical sales by horsepower ranges for farm wheel tractors and historical State level sales
for the other types of agricultural equipment included  in EMI's public reports.  Moreover, JFA
has only received detailed State sales records for 1987  and 1988 from EMI, although similar
records should be available for other years.

EMI's statement regarding the availability of sales data for construction equipment implies that
such information is maintained by manufacturers, but is not likely to be provided to EPA or
its contractors.  EMI  has stated that sales information beyond that available from their public
reports will not be provided because of proprietary  reasons. Similarly, data on scrappage and
engine  rebuild/replacement rates  are not available  directly from  EMI or from its  member
manufacturers.  Information provided by EMI on annual usage is included in EPA's NEVES,
so it is not reviewed  in this report.  However, it  should be noted that usage data provided by
EMI were also directly derived from usage information found in MacKay & Company's study.
EPA/OAR                                   2-39  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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                                           Table  2-13
                   Farm Wheel Tractor Retail Sales By State, 1985-1989
                                                 Unit*

State
Alabama 	
Alaska
Aruona 	 	 	 	
Arkansas 	 	 	 	
California 	 _. ..
Colorado „ 	 	
Connecticut ..._ 	 	
Delaware 	 	
Florida 	
Georgia 	 . 	 _ 	
Hawaii 	
Idaho 	
Illinois 	
Indiana 	 . 	
Kansas 	 	 	 	
Kentucky 	 	
Louisiana 	
Maine 	 	 	
Maryland 	
Massachusetts 	 	
Michigan 	 _ 	 	
Mississippi.- 	 _ 	
Montana 	 	 	
Nebraska ..._ 	 _ 	
Nevada
New Hampshire 	 	
New Jersey.- 	 	 	
New Mexico
New Yoik
North Carolina 	 ._ 	
North Dakota 	 	
Ohio 	 _ 	
Oklahoma 	 	 	 _ 	
Oregon 	
Pennsylvania 	 .' 	 	
Rhode Island

South Dakota 	
Tennessee 	
Teias
Utah 	 :
Vermont 	
Virginia..- 	

West Virginia 	
Wisconsin 	
Wyoming 	
US Govt
Miscellaneous
TOMl 	 	 _

2whed
Drive
2872
39
1.240
3.683
4931
983
715
286
4.543
5.242
126
786
3.327
2.789
1.894
1.739
3.044
3.419
625
2.139
783
2.975
1 714
3.172
3 159
602
963
113
946
1.062
529
3717
4.478
917
4.537
2.203
1.606
4.095
97
2 171
809
4522
13252
625
600
3.253
1 652
685
2615
168
13
306
112.7(1
13J5
4 wheel
Drive
2

29
70
74
89
t
7
30
5
9
83
252
113
68
248
23
66
3
74
202
20
35
122
63
4
1
18
21
9
35 1
56
167
36
16
5
158
16
192
6
2
5
83

60
18

_
2,912

Total
Tractors
2874
39
1.269
3.753
5005
1.072
716
293
4.573
5.247
135
869
3.579
2.902
1.962
1.987
3.067
3.485
625
2.142
783
3.049
1916
3.192
3 194
724
1.026
117
946
1.063
547
3738
4.487
1.268
4.593
2.370
1.642
4.111
97
2 176
967
4.538
13444
631
602
3.258
1 735
685
2.675
186
13
306
115.673

2«hetl
Drive
3041
22
657
3.154
5138
711
937
351
4.732
5.077
142
483
3.182
2.784
2.022
1.585
2.643
2.602
806
2.081
999
3.051
1651
2.516
3290
323
1.258
102
1.139
1.275
418
4065
4.511
892
4.364
1.899
1.699
4.524
117
2.033
934
4.207
9.849
480
625
3.309
1450
925
2.225
149
29
250
106.758
IMS
It/feed
Dm
_

16
55
73
50
6
31
6
4
35
155
68
69
134
11
15
I
51
183
7
38
103
66
2
9
24
7
292
67
82
24
15
1
149
13
77
4
_
6
39
1
41
7
_
_
2.037

Total
Tracton
3041
22
673
3.209
5.211
761
937
357
4.763
5.083
146
518
3.337
2.852
2.091
1.719
2.654
2.617
806
2.082
999
3.102
1.834
2.523
3.328
476
1.324
104
1.139
1.275
427
4.089
4.518
1.184
4.431
1.981
1.723
4.539 -
117
2034
1.083
4.220
9.926
484
625
3.315
1.489
926
2.266
1S6
29
250
lOi.m

2-whed
Drive
2943
20
638
3.083
4970
682
1.091
320
4.375
5.173
149
497
3.204
2.712
2.433
1.591
2.519
2.430
824
2.279
1.188
2.624
1 816
2.317
3266
340
1.314
99
1.293
1.337
444
4074
5.334
1.092
4276
1.857
1.579
4.640
119
2127
1.130
4.472
8.183
308
639
3.704
1 433
8SO
1 900
131
183
529
106.5)1
1417
4 wheel
Drive
1

2
31
49
59
1
4
55
3
4
17
116
46
64
132
8
23
2
34
153
16
43
76
64
I
5
6
3
223
25
81
11
9
2
118
6
95
1

1
30

23
8
2

1.653

Total
Tractors
2944
20
640
3.114
5019
741
1.092
324
4430
5.176
153
514
3.320
2.758
2497
I./23
2.527
2.453
824
2.281
1.188
2.658
1 969
2.333
3309
416
1378
100
1.293
1.337
449
40SO
5.337
1.315
1 301
1938
1590
4.619
119
2 129
1.218
14/8
8278
309
639
J.705
1 163
850
1923
Ii9
I8S
529
IOJ.1I4

2-whcel
Drive
2959
12
677
3.145
5963
750
1.065
369
4.615
4.644
194
490
3.070
2.348
2.516
1 778
• :rt6
. .12
•iOJ
2.022
1.043
2.782
1 777
2.351
3268
347
1.585
87
1.117
1.395
456
3937
5.218
623
3758
1.729
1.612
4.462
115
2616
837
4015
6839
283
612
3.722
1 325
685
1 811
105
368
8)5
104.017
19(8
4wheel
Drive
2

8
105
87
98
12
68
5
2
23
173
100
111
268
14
66
3
2
56
227
21
97
79
90
I
1
1
6
16
4
285
33
164
28
11
5
1/9
15
150
5

2
53

40
12
1

2.729

Total
fractal
• 2961
12
685
3.250
6050
848
1.065
381
4.683
4.649
196
513
3.243
2.448
2.627
2.046
2.520
2.278
903
2.025
1.045
2.838
2004
2.372
3365
426
1.675
88
1.118
1.396
• 462
3953
5.222
908
3791
1.893
1.640
4.473
115
2651
1.016
4.030
6989
283
612
3.724
1 378
685
1884
117
369
835
IOS.746

2-wheel
Drive
4

20
178
235
109
17
98
11
4
71
322
195
161
293
34
79
1
8
. 104
311
31
119
147
146
3
1
4
9
37
27
397
85
208
60
18
8
223
34
146
8
1
3
87
1
59
25
1 '
5
4.151
1919
4«hed
Olive
2874
18
805
3.442
5971
795
674
409
4.235
4.491
206
805
3.364
2.694
2.489
1.767
2.923
2.297
695
1.869
650
2.713
1965
2.471
3056
443
1.614
111
725
1.068
455
3410
4.955
805
3 783
1.682
1.720
4.007
83
2465
1.023
3.814
6.718
342
580
3.579
1.672
631
2.373
165
54
509
102.419

Total
Tractors
2878
18
825
3.620
6207
904
674
426
4.333
4.502
210
876
3.686
2.889
2.650
2.060
2.957
2.375
696
1.877
650
2.817
2276
2.502
3175
590
1.760
114


4.982
1.202
3868
1.890
1.780
4.025
8]
2473
1.246
3.848
6.864
350
581
3582
1.711
6J2
2.«3Z
190
55
515
106.5/0
Source: Equ
-------
           Table 2-14
EXAMPLE OF EMI'S PUBLICLY AVAILABLE
       PERIODIC SALES REPORT
December
EQUIPMENT
Farm Wheel Tractors:
2-Wheel Drive
Under 40 HP
40 & Under 100 HP
1 00 & Under 140 HP
140 HP & Over
Total 2-Wheel Drive
4-Wheel Drive
Under 200 HP
200 HP & Over
Total 4-Wheel Drive
TOTAL FARM WHEEL
TRACTORS
Combines (Self-Propelled)
Rectangular Balers
Forage Harvesters
(Shear Bar Type)
Windrowers (Pull Canvas
& Power Units)
Mower Conditioners
Combination Grinder-Mixers
1989


2,401
2,633
609
1,834
7,477

69
316
385
7,862

1,012
203
116

107

339
365
1988


3264
2455
465
1332
7,516

123
171
294
7,810

505
154
70

83

401
326
Percentage
Change


-26.44%
7.25%
30.97%
37.69%
-0.52%

-43.90%
84.80%
30.95%
0.67%

100.40%
31.82%
65.71%

28.92%

-15.46%
1 1 .96%
January - December
1989


46,926
34,910
5,214
15,369
102,419

1,125
3,026
4,151
106,570

9,110
7,123
2,801

2,121

13,152
2,485
1988


54,741
33,160
4,320
11,802
104,023

998
1,731
2,729
106,752

5,995
5,735
2,405

1,606

1 1 ,043
2,656
Percentage
Change


-14.28%
5.28%
20.69%
30.22%
-1.54%

12.73%
74.81%
52.11%
-0.17%

51 .96%
24.20%
16.47%

32.07%

19.10%
-6.44%
               2-41

-------
Jack Faucett Associates — 444-1                                                  February 1993

MacKay's study is reviewed in Section 3 of this report.

The potential usefulness of EMTs original sales data  for various agricultural  equipment is
potentially great.  Once EMTs public reports have been thoroughly reviewed and summarized
into State level sales  by equipment type and horsepower ranges (at least for farm wheel
tractors), EMI's sales information can be employed as validation data or as baseline data from
which gasoline and diesel,  as well as 2-stroke and 4-stroke, sales  estimates can be derived.
However, in order to develop population estimates from these sales estimates, vintage specific
attrition rates are necessary.  Moreover, the feasibility or cost-effectiveness  of undertaking such
a resource intensive task needs to be further evaluated.

                      2.8  OTHER INDUSTRY  ASSOCIATIONS

JFA also  contacted additional industry associations to  request data on sales,  scrappage, and
engine  rebuild/replacement  rates.    Those  contacted   include  the Engine  Manufacturers
Association (EMA), the Construction Industry Manufacturers Association (CIMA), the Outdoor
Power Equipment  Aftermarket Association (OPEAA), the National Equipment  Servicing
Dealers  Association  (NESDA), the  Engine  Service  Association (ESA), the  Associated
Equipment  Distributors  (AED), and  the North  American Equipment Dealers Association
(NAEDA).  The latter two were suggested as possible sources by EMI.

EMA and CIMA were, and continue to be,  involved in the process of estimating emissions
from  nonroad sources.  However, each has provided limited data on the  parameters  that are
needed  for  an emissions model.   EMA's  input has concentrated on:   helpful  qualitative
descriptions of the  nonroad engine industry;  characterizations of nonroad  engine duty cycles;
recommendations on the selection of representative test procedures, baseline emission factors.
EPA/OAR                                  2-42  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation <>l
                                                         Available Data Sources — Final Report

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 Jack Faucett Associates — 444-1                                                   February 1993

 and actual  measured emissions; regulatory approaches; and descriptions of possible emission
 control technologies.  CIMA, on the other hand, submitted construction equipment populations
 estimates by horsepower ranges.   However,  the estimates that were provided were directly
 taken from the  1987 MacKay  & Company study.  Letters were sent to both of these
 associations asking for detailed data on scrappage, sales, and engine rebuild/replacement rates.
 But,  their answers confirmed our expectations that they maintain no data  on these  issues.

 The other associations that were contacted by telephone provided  no useful data on any of the
 parameters  that are needed.  OPEAA, NESDA, and ESA were targeted with the hope that they
. would at the very least provide anecdotal data on scrappage and/or engine rebuild/replacement
 rates. Unfortunately, they referred  data requests to the other associations reviewed in Sections
 2.1 through 2.7.
 EPA/OAR                                    2-43   Nonroad Mobile Source Sales and Attrition Study.
                                                                 Identification and Evaluation of
                                                          Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                February 1993

                                    SECTION 3;
                  SOURCES OF DATA OTHER THAN INDUSTRY

                                  3.1 OVERVIEW

Since useful information on equipment sales, usage, attrition, and engine rebuiloVreplacement
rates  is  not  fully exhaustive from  industry sources,  other  possible sources  of relevant
information were researched.  These alternative sources include reports prepared by contractors
and other investigative parties for government, data available from MacKay  & Company,
anecdotal information on scrappage and engine maintenance available from "field" sources
(such as  equipment rental firms, service dealers,  etc.), and equipment shipment data available
from  the Bureau of the  Census  for construction,  farm,  and lawn  and  garden equipment.
Estimates on the relevant parameters  that are available through these sources can be used as
benchmarks against which industry data and information compiled by Power Systems Research
(PSR) can be compared.  This section reviews these alternative sources of information.

               3.2  CONSULTANTS'  REPORTS TO GOVERNMENT

With  the goal of expanding the number of possible data sources on nonroad equipment sales,
attrition,  usage, populations, emissions, and other relevant factors, JFA conducted a literature
search to identify reports on nonroad emissions.  This search identified various nonroad studies
that were conducted by consultants in recent years.  The following were found to have useful
information and are reviewed  in this study: 1) Inventory of Emissions from Non-Automotive
Vehicular Sources, prepared  by KVB, Inc. for the California Air Resources Board (ARB).
dated February 1980; 2) Status Report: Emissions Inventory on Non-Farm (MS-1), Farm
(MS-2),  and Lawn and Garden (Utility) (MS-3) Equipment, prepared by ARB, dated July
EPA/OAR                                 3-1  Nonroad Mobile Source Sales and Attrition Study:
                                                             Identification and Evaluation ••>/
                                                       Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                 February 1993

1983; 3) Feasibility and Cost-Effectiveness of Controlling Emissions from Diesel Engines
in Rail, Marine, Construction, Farm, and Other Mobile Off-Highway Equipment,  prepared
by  Radian Corporation  for the U.S. EPA  on February 1988; 4) Feasibility  of Controlling
Emissions from Off-Road, Heavy-Duty  Construction  Equipment, prepared  by Energy and
Environmental  Analysis,  Inc. (EEA) for ARB, dated  December 1988; and 5) Technical
Support Document for California Exhaust Emission Standards and Test Procedures for 1994
and Subsequent Model  Year Utility and Lawn and Garden Equipment Engines, prepared by
Booz, Allen, & Hamilton  (BAH) for ARB during 1990.  Reports submitted by consultants
during the development  of NEVES  were not reviewed for this study.

KVB's 1980 Report to ARB

The purpose of this study was to develop methodologies by which emission inventories from
construction vehicles, agricultural vehicles, industrial  vehicles,  and  marine vessels  could be
estimated for California and/or the South Coast Air Basin (SCAB).   Separate methodologies
were developed for each of the equipment categories described above.  However,  none of these
relied on population estimates developed from sales and scrappage data.  As a result, the only
relevant information  available from this study  are out-dated California specific usage  rates and
fuel consumption rates for selected construction, agricultural,  and industrial equipment.

ARB's 1983 Report

This ARB report estimates emission inventories for construction, agricultural, and lawn and
garden equipment.   The  methodologies to calculate  these  inventories  rely on equipment
populations,  load  factor,  annual hours  of use, average  horsepower, and  emission factor
EPA/OAR                                  3-2   Nonroad Mobile Source Sales and Attrition Stml\
                                                              Identification and Evaluation  
-------
Jack Favcett Associates — 444-1                                                  February 1993

estimates.  Useful information is available on load factors, usage, average horsepowers, and
scrappage.

For construction equipment, population estimates  were derived from U.S.  Census  data  on
construction Machinery (Form MQ-35D).  Shipment data was compiled for 1969 through 1979,
and a ten year life span was used to calculate the active populations of 24 types of construction
equipment. This ten year life span estimate reflected manufacturer comments provided to ARB
during that study.    ARB  staff also consulted with  several construction  firms to  verify
manufacturer  lifetime estimates.  At that time,  those  firms claimed  that given two  to three
engine overhauls in a ten year span, a ten year useful  life  span was representative.

Farm equipment population  estimates were derived using EMI's (then FIEI) sales  data  for
various types of equipment. These  sales estimates were combined with anecdotal estimates of
scrappage rates. The useful life expectancy for 2-wheel and 4-wheel drive tractors were given
as 16 and 10 years, respectively.  While that of combines,  windrowers, and forage harvesters,
were estimated at 16 years, 13 years, and 11 years, respectively.  These estimates  were based
on individual manufacturers' estimates, associations' estimates, and ARB staff communications
with equipment dealers.

Lawn  and garden  equipment  populations were estimated using a  combination of  Census
shipment data for internal combustion engines, shipment data for  individual types of lawn and
garden equipment,  estimated  sales splits to  commercial and residential  users  derived from
information supplied by manufacturers, associations, and estimates of equipment  useful lives
and attrition.  Three sources of information were used to derive the attrition rates employed by
ARB in that report:  1) uncited Trendex reports concerning walk-behind lawnmowers and riding
mowers/lawn  tractors, 2) an uncited Kearney report concerning chainsaws,  and 3) attrition
EPA/OAR                                   3-3   Nonroad Mobile Source Sales and Attrition Simh
                                                               Identification and Evaluation <•<
                                                         Available Data Sources — Final Rcpun

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Jack Faucett Associates - 444-1                                                  February 1993

factors  supplied  by an  unidentified  major manufacturer  of small utility  gasoline-powered
engines. The attrition factors used by ARB are shown later in this section  in Table 3-3.

The information available in this ARB report on attrition, usage, and other emission parameters
is extremely  useful. Although somewhat outdated, ARB's estimates  can be used as baseline
data or validation data for estimates derived from other sources.

Radian's 1988 Report to EPA

This report provides some useful  information on diesel engines  employed in  agricultural,
construction, and industrial applications.  For this study, agricultural equipment populations
were supplied by EMI (formerly FIEI), while estimates on average horsepower and hours of
usage per year are based on a study conducted by Environmental Research and Technology,
Inc. (ERT) entitled Feasibility, Cost,  and Air Quality Impact of Potential Emission  Control
Requirements on Farm, Construction, and Industrial Equipment in  California (1982). JFA
has been unable to obtain a copy of this ERT report, but we anticipate that useful information
may be available  from  it since Radian  uses their usage  and horsepower estimates  for
construction  and industrial equipment as well.  On the other hand,  MacKay  &  Company's
population  estimates were used by  Radian for construction and industrial equipment.

Radian's report provides no  information on  sales, scrappage, or engine  rebuild/replacement
rates. However,  their population, usage, load factor, and horsepower estimates can be used to
compare similar data available from other sources.
EPA/OAR                                   3-4   Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                  February 1993

EEA's  1988 Report to ARE

EEA's report on emissions from heavy-duty construction equipment operating in California is
a good source of independently derived estimates of vintage specific attrition rates and annual
hours of use for the heavy-duty construction category (Le., equipment with engines above 50
horsepower).   During the course of that study, EEA conducted a  small  survey of major
construction contractors,  State and local agencies, and equipment rental  agencies operating in
California to determine the number of construction  vehicles by horsepower  ranges owned by
these entities, estimates of typical useful life, and average annual usage data. Between 50 and
60 survey questionnaires  were mailed, of which 20 to 25  responses were received by  EEA.
Results  from the responses indicated the average life of a backhoe/loader to be 10 years,  while
that of a roller/compactor to be 9 years.  While many contractors reported the average life of
their equipment to be 15-20 years, others reported average equipment lives of 5, 7, or 10 years.
These lower estimates may reflect duration of ownership, rather than useful life, since  many
contractors resell their equipment.   County and city governments were found to keep their
equipment for much longer periods of time. Based on the  information from the survey, EEA
                                        4'
estimated the average life of construction  equipment,  as an aggregate, to be 13 to  15  years.

EEA also constructed vintage specific attrition and usage rates for this ARB report.  Scrappage
rates were  based on anecdotal information, and are reproduced  (along with usage rates) in
Table 3-1.   EEA's scrappage  curve  shows a mean  life of 15  years.   EEA's vintage  specific
usage rates were also derived from anecdotal information. Construction companies interviewed
by EEA indicated  new equipment usage to be extensive in the first  8 to  10 years of its life,
while EEA's survey indicated that equipment older  than 20 years was used 700/800 hours per
year, about one-half of the EEA's estimated new equipment usage of 1400  hours per year.
EPA/OAR                                   3-5   Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources -- Final Report

-------
                       Table 3-1

    CALIFORNIA HEAVY CONSTRUCTION EQUIPMENT
        SURVIVAL AND USE RATES BY VINTAGE
EQUIPMENT
VINTAGE
i
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
EQUIPMENT
SURVIVAL RATE
1.00
0.98
0.96
0.94
0.92
0.90
0.88
0.86
0.84
0.80
0.75
0.70
0.65
0.60
0.55
0.50
0.45
0.40
0.35
0.30**
0.27
0.24
0.21
0.18
0.15
0.12
0.09
0.06
0.04
0.02
EQUIPMENT USE
HOURS/YEAR
1400
1400
1400
1400
1400
1400
1400
1300
1200
1100
1000
1000
1000
1000
1000
1000
950
900
850
800
750
700
700
700
700
700
700
700
700
700
Source: Energy and Environmental Analysis, Inc. (EEA)
                           3-6

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Jack Faucett Associates - 444-1                                                 February 1993

BAH's 1990 Report to ARB

The technical support document prepared by BAH for ARB's  utility and lawn  and garden
equipment engines emissions study provides detailed information on national  shipment data,
residential versus commercial sales splits, attrition factors, annual hours of usage, and average
horsepowers  derived by various sources for the most common types of lawn  and garden
equipment.  Unfortunately,  data on  engine rebuild/replacement  rates are not  available from
BAH's report.

BAH's report provides  historical (1981  to  1989).national shipment data for 14 types of lawn
and garden equipment.  OPEI's shipment  data for  walk-behind  mowers,  front engine riding
mowers, rear engine riding  mowers, garden tractors, tillers, and  snow throwers were  used in
BAH's analysis.   Sales estimates  for  general utility equipment  were compiled under  the
assumption that general utility  engine sales average between 6  percent and 8 percent of the
total lawn and  garden sales (Le., shipments) provided by OPEL   Finally,  national sales
estimates  for   shredders/grinders,   specialized  turf care  equipment,  blowers/vacuums,
edgers/trimmers,  and chainsaws were  developed  from a  combination of Census'  Current
Industrial Reports — Farm Machinery and Lawn and Garden Equipment — and data obtained
from OPEI's Utility Equipment Market Survey, which  reiterates data already presented in
Section 2.2 of this  report.   Table 3-2 provides BAH's  national sales estimates for those
equipment types not presented  in Table 2-1.

BAH's report also provides useful information about the breakdown of sales  by  commercial
and residential  (or consumer) end users. BAH analyzed data provided by Briggs & Stratton,
OPEI,   ARB,   and  Heiden  Associates  to  arrive  at  their  estimates.   As a summary,
consumer/commercial splits available from various  sources are provided below.
EPA/OAR                                   3-7   Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources - Final Report

-------
                                           Table 3-2



                      U.S. SALES OF SELECTED GASOLINE POWERED ENGINES



                               LESS THAN 25 HORSEPOWER, 1981-1989
PRODUCT
CATEGORY
GENERAL UTILITY
SHREDDERS/GRINDERS
SPECIALIZED TURF CARE
4-CYC BLOWERS/VACUUMS
4-CYC EDGERS/TRIMMERS
2-CYC EDGERS/TRIMMERS
2-CYC BLOWERS/VACUUMS
CHAIN SAWS
YEARS
1981
640,083
19,443
10,620
9,776
143,986
308,595
285,682
1 ,323,800
1982
621 ,696
16,330
14,168
10,103
184,363
568,131
525,948
1 ,560,249
1983
610,184
23,239
12,688
3,996
169,916
717,279
664,022
1,261,545
1984
689,620
34,229
14,277
8,598
141,100
828,000
766,522
1,121,000
1985
727,678
55,770
24,952
5,742
164,313
1,713,000
1,124,579
1,252,000
1986
754.936
67.21 1
49,015
9,630
136.500
1.847.000
951 ,472
1,152,000
1987
827,070
59,454
24,359
10,285
153,600
2,102,000
991 ,854
1,193.000
1988
806,910
72,330
38.046
14,323
170,400
2,314.000
1,393,710
1,155,000
1989
765,074
77.405
31,108
16,342
185,888
2,542,000
950,868
1,294,000
SOURCE: BAH

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Jack Faucett Associates - 444-1
                                 February 1993
Estimates of Consumer Sales as a
Percentage of Total Sales
Product Category
Walk-Behind Mowers
Riding Mowers
Tillers
General Utility
Chainsaws
Misc. L & G Equip.
Misc. 2-Strokes
Briggs
90%
75%
60%
50%
N/A
50%
N/A
OPEI
90%
100%
60%
0%
N/A
60%
N/A
ARB
90%
75%
50%
50%
90%
90%
N/A
Heiden
N/A
N/A
N/A
N/A
75%
N/A
85%
BAH
88%
95%
60%
25%
75%
60%
85%
The attrition factors used by BAH to estimate equipment populations and emissions were taken
directly from ARB's  1983 report entitled Status Report: Emissions Inventory on Non-Farm
(MS-1), Farm (MS-2),  and Lawn and Garden (Utility) (MS-3) Equipment and are shown in
Table  3-3.   In  addition, some useful  comparisons  between various  estimates  of  average
lifespans are made in the BAH report.

The BAH report also provides useful information on 2-stroke versus 4-stroke splits, annual use,
load factors, and average horsepowers for the equipment types included in their study.  BAH's
estimates  are based on data available from OPEI, CIC Research, ARB, and Heiden Associates.
Table 3-4 summarizes BAH's estimates of these parameters.
EPA/OAR
3-9   Nonroad Mobile Source Sales and Attrition Study
                    Identification and Evaluation 
-------
               Table 3-3



RESIDENTIAL AND COMMERCIAL ATTRITION FACTORS



  FOR SELECTED LAWN AND GARDEN EQUIPMENT



      RESIDENTIAL USE ATTRITION FACTORS
PRODUCT
CATEGORY
WALK BEHIND MOWERS
RIDING MOWER (FRT ENG)
RIDING MOWER (REAR ENG)
GARDEN TRACTOR
TILLERS
SNOWTHOWERS
GENERAL UTILITY
SHREDDERS/GRINDERS
4-CYC BLOWERS/VACUUMS
4CYC EDGERS/TRIMMERS
2-CYC EDGERS/TRIMMERS
2CYC-BLOWERS/VACUUMS
CHAIN SAWS
YEARS
1961
0.32
0.32
0.32
0.32
0.32
0.14
0.32
0.32
0.32
0.32
0.07
0.07
0.07
1982
0.40
0.40
0.40
0.40
0.40
0.23
0.40
0.40
0.40
0.40
0.16
0.16
0.16
1983
0.48
0.48
0.48
0.48
0.48
0.32
0.48
0.48
0.48
0.48
0.24
0.24
0.24
1984
0.58
0.58
0.58
0.58
0.58
0.42
0.58
0.58
0.58
0.58
0.37
0.37
0.37
1985
0.69
0.69
0.69
0.69
0.69
0.54
0.69
0.69
0.69
0.69
0.59
0.59
0.59
1986
0.79
0.79
0.79
0.79
0.79
0.69
0.79
0.79
0.79
0.79
0.83
0.83
0.83
1987
0.89
0.89
0.89
0.89
0.89
0.83
0.89
0.89
0.89
0.89
0.94
0.94
0.94
1988
0.96
0.96
0.96
0.96
0.96
0.94
0.96
0.96
0.96
0.96
0.98
0.98
0.98
1989
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
IMPLIED AVERAGE
LIFESPAN
7.04
7.04
7.04
7.04
7.04
5.41
7.04
7.04
7.04
7.04
5.21
5.21
5.21

-------
                                              Table 3-3, cont.
                                COMMERCIAL USE ATTRITION FACTORS
PRODUCT
CATEGORY
WALK BEHIND MOWERS
RIDING MOWER (FRT ENG)
RIDING MOWER (REAR ENG)
GARDEN TRACTOR
TILLERS
SNOWTHOWERS
GENERAL UTILITY
SHREDDERS/GRINDERS
SPECIALIZED TURF CARE
4-CYC BLOWERS/VACUUMS
4CYC EDGERS/TRIMMERS
2-CYC EDGERS/TRIMMERS
2CYC-BLOWERS/VACUUMS
CHAIN SAWS
YEARS
1981

0.04
0.04
0.04
0.14
0.14

0.14
0.04





1982

0.08
0.08
0.08
0.23
0.23

0.23
0.08





1983

0.10
0.10
0.10
0.32
0.32

0.32
0.10





1984
0.07
0.18
0.18
0.18
0.42
0.42
0.01
0.42
0.18
0.07
0.07
0.01
0.01
0.00
1985
0.10
0.32
0.32
0.32
0.54
0.54
0.07
0.54
0.32
0.10
0.10
0.07
0.07
0.00
1986
0.24
0.48
0.48
0.48
0.69
0.69
0.24
0.69
0.48
0.24
0.24
0.24
0.24
0.00
1987
0.48
0.69
0.69
0.69
0.83
0.83
0.59
0.83
0.69
0.48
0.48
0.59
0.59
0.00
1988
0.79
0.89
0.89
0.89
0.94
0.94
0.94
0.94
0.89
0.79
0.79
0.94
0.79
0.33
1989
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
1.00
IMPLIED AVERAGE
LIFESPAN
2.68
3.78
3.78
3.78
5.41
5.41
2.85
5.41
3.78
2.68
2.68
2.85
2.85
1.33
NOTEtATTRITION RATES FOR ALL EQUIPMENT ARE TAKEN FROM ARB'S 1983 OFF-ROAD EMISSION INVENTORY REPORT.
ATTRITION RATES FOR COMMERCIAL CHAINSAWS HOWEVER ARE BASED ON INTERVIEWS WITH EQUIPMENT MANUFACTURERS.
SOURCE: BAH

-------
                                            Table 3-4




                             2-STROKE vs. 4-STROKE SALE SPLITS, HORSEPOWER,




                                   LOAD FACTOR AND USAGE DATA FOR




                                     LAWN AND GARDEN EQUIPMENT
PRODUCT
CATEGORY
WALK BEHIND MOWERS
RIDING MOWERS (FRT ENG)
RIDING MOWERS (REAR ENG)
GARDEN TRACTORS
TILLERS
SNOWTHROWERS
GENERAL UTILITY
SHREDDERS/GRINDERS
SPECIALIZED TURF CARE
4-CYC BLOWERS/VACUUMS
4-CYC EDGERS/TRIMMERS
2-CYC BLOWERS/TRIMMERS
2-CYC BLOWERS/VACUUMS
CHAIN SAWS
RESIDENTIAL
PERCENT
4 CYCLE
93%
1 00%
100%
1 00%
1 00%
95%
95%
95%

1 00%
100%
0%
0%
0%
PERCENT
2 CYCLE
7%
0%
0%
0%
0%
5%
5%
5%

0%
0%
100%
100%
100%
AVG.
HP
3.5
13.0
10.0
15.0
5.0
4.5
4.0
4.0

3.5
3.5
0.8
0.8
1.5
LOAD
FACTOR
36%
42%
38%
60%
40%
35%
50%
36%

36%
36%
50%
50%
50%
ANNUAL
HRS U$E
PER YEAR
20.0
38.0
38.0
56.0
18.0
10.0
5.0
16.5

10.0
10.0
10.0
10.0
7.0
PERCENT
4 CYCLE
85%
100%
100%
100%
100%
95%
95%
95%
90%
100%
100%
0%
0%
0%
PERCENT
2 CYCLE
15%
0%
0%
0%
0%
5%
5%
5%
10%
0%
0%
100%
100%
100%
COMMERCIAL
AVG.
HP
4
14
11
17
6
6
10
12
12
8
5
2
3
4
LOAD
FACTOR
36%
42%
38%
60%
40%
35%
50%
36%
50%
36%
36%
50%
50%
50%
ANNUAL
HRS USE
PER YEAR
320
380
380
180
72
60
96
190
800
190
190
170
275
405
Source: BAH

-------
Jack Faucett Associates — 444-1                           v                     February 1993

                         3.3  MACKAY & COMPANY DATA
                   (CONSTRUCTION EQUIPMENT MAGAZINE)

One of the most referred  to sources for information on construction equipment populations,
usage, and  scrappage is  Construction  Equipment  magazine's report  on the Universe  of
Construction Equipment.  The data appearing in this report was  compiled by MacKay &
Company through a four  step process  designed  to determine the operating universe for 37
categories of construction  equipment operating in the U.S., as well as average age, annual
hourly usage, and ownership patterns.

The first step was to  determine  the number of firms in the operating universe by SIC code.
The primary reference was the U.S. Census  of Construction and Census of Mines.  In addition
to Census data, MacKay & Company relied  on input from trade associations about the number
and types of firms that operate construction equipment.

The second step was a detailed review of government and industry data on production, exports,
and imports of specific  equipment types, thereby allowing MacKay & Company to estimate
the  number of units placed in  service in the U.S.

Third, MacKay & Company conducted a relatively extensive mail survey. Questionnaires were
sent to the magazine's subscribers  identified to  be equipment users, to residential  and light
commercial  builders  who receive  Professional Builder magazine,  and to rental dealers and
distributors.  Responses allowed MacKay  & Company to determine equipment acquisition
patterns,  type of ownership (i.e., own, lease, or rent), purchases of new versus used equipment.
life expectancies that are  applied to their estimates of units placed in service, and machine
usage by type of application and fleet size  as measured by the replacement value of a firm's
EPA/OAR                                  3-13  Nonroad Mobile Source Sales and Attrition Sim/\
                                                             Identification and Evaluation <•/
                                                       Available Data Sources — Final Kc/><"i

-------
Jack Faucett Associates — 444-1
                                  February 1993
construction equipment. A total of 16,750 questionnaires were mailed out for the latest version
of  this study  on October 3, 1990.   Overall,  more  than  5,000 responses  were  received,
equivalent to a 32.9 percent response rate.  Six questionnaires were developed and sent out.
Three of  the  six  were  targeted  at  equipment  end-users  identified  through Construction
Equipment magazine subscribers. One questionnaire was targeted at residential and commercial
builders  identified from Professional Builder magazine.  Two other questionnaires were sent
to rental dealers and distributors  to assure that rental equipment are not double counted in the
sampling process.  In effect, each questionnaire was different in content and can be regarded
as an independent  survey from  the others, although together they account  for MacKay &
Company's sample universe of construction equipment operators.  A detailed distribution of
the total respondents  by audience is provided below:
Questionnaire
1
2
3
4
5
6
: ••£. ,-T6tal,':>'-:v- ;.
Audience
End-users
End-users
End-users
Builders
Distributors
Rental Dealers

Respondents
872
860
2,702
248
405
434
. ;.-5,52r:;, .;
Response Rate
38.1%
38.9%
33.7%
9.9%
46.2%
49.6%
: 32,9%
The fourth and final step included  the development of machine profiles by vocation and fleet
size for each equipment type.  By comparing MacKay &  Company's study  results with
Construction Equipment's supplemental firm audit conducted by Business Publications Audit.
EPA/OAR
3-14   Nonroad Mobile Source Sales and Attrition St\ul\
                     Identification and Evaluation «l
              Available Data Sources -- Final Rcpon

-------
Jack Faucett Associates — 444-1                                                 February 1993

a profile of machines  operated by Construction Equipment reader firms was  developed.  It
should be noted, however, that MacKay & Company's sample universe by definition does not
account for all companies that own or use all types of construction equipment. As EMI has
argued, for instance, backhoe loaders and skid steer loaders are often employed in agricultural
applications.  But since the survey process accounts for all units in rental fleets, then if firms
outside the sample  universe rent construction equipment, then  that firm's equipment are
included in MacKay & Company's estimates.

Table 3-5 shows the equipment types included  in the 1987 and 1991 MacKay  studies.  Both
studies cover virtually  the same equipment types, although the 1991 study added Aerial Work
Platforms and All Terrain Cranes. The 1987 study used a three-step rather than  a four step
methodology.   However,  the same issues were basically investigated  and the same survey
process was employed as in the 1991 study ~ the 1991 study was an update to the 1987 study.
The methodology of the 1987 study was as follows:

              Phase 1:  Detailed analysis of machine  production and import/export data for
              the past two decades.

              Phase 2:  Identification  of the distribution of each  type of machine according
              to user-fleet size and vocation.

       •      Phase 3: Performance of accuracy checks comparing data and assumptions with
              those of major equipment marketers.

MacKay & Company's study is only available through Construction Equipment magazine, the
owner of the  actual study.  The  non-advertiser price for the latest 7997 Universe Study is
EPA/OAR                                  3-15  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Report

-------
                                                        Table 3-5

                                            EQUIPMENT TYPES INCLUDED IN
                                           MACKAY AND COMPANY'S STUDIES
                      1991 STUDY
                                                                                          1987 STUDY
EARTHMOVING
BacMioe Loaders
Crawler Dozers
Crawler Loaders
Hydraulic Excavators
  Crawler-Mounted
  Wheel-Mounted
  Truck-Mounted Telescopic
Motor Graders
  Articulated
  Rigid Frame
Off-Highway Haulers
  Articulated Dumps
  Straight Dumps
  Tractor-Trailer Rear/Side Dumps
Scrapers
  Conventional/Open Bowl
  Elevating
Skid-Steer Loaders
Trenchers
  Chain Type
  Wheel-Type
Wheel Loaders
LIFTING
Aerial Work Plattforma
All-Terrain Cranes
Hydraulic Truck Cranes
Knuckleboom Cranes, Truck-Mounted
Lattice-Boom Crawler Cranes
Lattice-Boom Truck-Mounted Cranes
Rough-Terrain Cranes
Rough-Terrain Forklifts
  Telescopic
  Vertical Mast
Telescopic Cranes, Truck-Mounted
Tower Cranes

PAVING
Asphalt Pavers
Concrete Pavers
  Slab
  Slipform
  Combination
Concrete Pumps
  Trailer-or Skid-Mounted
  Truck-Mounted
Planers & Profilers
  Crawler-Mounted
  Wheel-Mounted
Rollers & Compactors
EARTHMOVING
Tractor Backhoe-Loaders
Crawler Dozers
Loaders
 Skid-Steer
 Crawler-Type
 Wheel-Type
Excavators
 Wheel-Type
 Crawler-Type
 Truck-Mounted/Telescoping
Graders
 Rigid-Frame
 Articulated
Compactors
 vibrating
 Non-Vibrating
Scrapers
 Conventional
 Elevating
Trenchers
 Chain-Type
 Wheel-Type
Off-Road Haulers
 Rigid-Frame, Rear-Dump
 Articulated, Rear-Dump
 Bottom/Side-Dump Tractor Trailers
LIFTING AND HOISTING EQUIPMENT
Lattice-Boom Crawler Cranes
Lattice-Boom Truck Cranes
Hydraulic Truck Cranes
Self-Propelled Rough-Terrain Cranes
Tower Cranes
Truck-Mounted Knuckle-Boom Cranes
Truck-Mounted Telescopic Cranes
Rough-Terrain Forklifts
 Vertical Mast
 Telescopic Boom

PAVING AND MATERIAL PRODUCTION
Concrete Pumps
 Truck-Mounted
 Trailer-Mounted
 Skid-Mounted
Rollers
 Single-Drum
 Double-Drum
 Rubber-Tired
Asphalt Pavers
 Crawler
 Rubber-Tired
 Towed
Concrete Pavers and Slipformers
 Slab Pavers
 Curb/Gutter Median Slipform Pavers
 Combination Slab and Slipform Pavers
Planer/Profilers
 Crawl er- Mounted
 Rubber-Tired
Crushing Plants
Screening Plants	
                                                                 3-16

-------
Jack Faucett Associates ~ 444-1                                                  February 1993

$6,000.  According to Construction  Equipment  magazine, this price includes copies of the
questionnaires and a 24 page brochure summarizing the results of the study (the brochure can
be purchased  separately for $300).   In order to conduct a detailed examination  of the data
presented in MacKay & Company's study, the full study would have to be purchased.  Such
an evaluation would help to validate other data sources and would assure industry that  all
considerations were given to the data that they seem to support.

                                 3.4 FIELD SOURCES

Given the  scarcity  of information on engine rebuild/replacement  rates and scrappage  from
conventional sources, JFA contacted equipment rental  firms, parts distributors, equipment
retailers, equipment service and repair firms, lawn maintenance  companies, contractors,  and
local  government agencies to determine  whether or not these organizations have conducted
studies or surveys on nonroad equipment usage, attrition, and/or maintenance.  These so called
"field" sources of  data  can provide  valuable  anecdotal  information  which can  be used to
validate statistics derived from estimation methodologies.

None of the field sources that were  contacted by JFA had performed studies or surveys  on
those issues relevant  to  the parameters  needed for an emissions  model.  However, some
interesting anecdotal information was obtained that highlights the  types  of data that are
available from these sources.

              Equipment Rental Firms: The extent of information  that is  available  from
              these organizations is limited to anecdotal accounts of usage and life  expectancy.
              Information on engine  rebuild/replacement  is  less available given that rental
              firms often resell their equipment before major overhauls or engine replacements
EPA/OAR                                   3-17  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

-------
Jack Fancett Associates — 444-1                                                  February 1993

              are performed.  However, these firms often maintain detailed records of their
              equipment describing age and usage. For example, Mr. Pratt of Walter S. Pratt
              and Sons stated that their pumps and compressors see between 400 and 1000
              annual hours of use, while Wayne Stabaugh of Rental Tools & Equipment Co.
              noted that  estimates  on life  expectancy  could  be generated  for  the firms
              inventory of equipment.  In general, rental firms suggested that, as expected, life
              expectancy  depends on maintenance practices.  The types of equipment that are
              represented by rental  firms cover  a large portion of the spectrum of nonroad
              equipment  and vehicles including chainsaws, commercial  lawnmowers, air
              compressors,  pumps,  generators,  welders,  tractors,  and  other  types  of
              construction, industrial, and agricultural  equipment.

       •       Parts Distributors:   JFA contacted parts distributors  in  an effort to obtain
              information on engine rebuild/replacement rates.  These  firms only maintain an
              inventory of parts and do not generate data on any of the parameters relevant to
              this study.

       •       Equipment Retailers:  Although major equipment retailers conduct product
              testing, life of the engine or chassis is not a variable that they analyze.  As with
              parts distributors,  this field source is not a source of relevant information.

       •       Equipment Service and  Repair  Firms:   Service  and repair  firms provided
              helpful insights about the factors that affect engine life.  For example, a contact
              at Honda Engine  Sales and Repair  noted that the life expectancy of an engine
              depends on various  factors such as engine size, fuel type, use environment, and
              maintenance.   Scott Johns of Mower  Medic  noted that  commercial  mowers
EPA/OAR                                  3-18  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February  1993

              commonly  accumulate about  500  hours  of use  between services,  while
              residential  type  mowers  accumulate  300 hours  of use  before  service  is
              performed. The difference may reflect differences in design characteristics,  as
              commercial mowers typically are built for more rugged applications and employ
              larger engines.  On a similar note, Honda Engine Sales and Repair suggested
              that large diesel  engines (such  as those found in heavy-duty  construction  or
              agricultural equipment) often exhibit a useful  life of  10,000 to 12,000  hours,
              while  smaller  gasoline  (or diesel)  engines  are designed  to only  last  for
              approximately 2,000 hours.

              The information available from this type of field  source is limited to anecdotal
              data that varies from one firm to another depending on experience and the brand
              of products that are serviced.  While equipment service  and repair firms can
              provide useful  anecdotal information on usage and expected life  spans,  it is
              unlikely, from  our contacts, that any firm  has conducted a formal, scientific
              study  or survey on usage, scrappage, or engine rebuild/replacement.

       •      Lawn   Maintenance  Companies:     Field   information  about  the  usage
              characteristics  of lawn and  garden  equipment  can  be   obtained  through
              discussions with lawn maintenance companies.  However,  information from this
              source is anecdotal rather  than based  on scientific  studies or surveys.  For
              instance, a representative from Chemlawn suggested that their lawnmowers are
              operated on average between 40 and 50 hours per week.  At this rate, if the
              engine lasts for three years then the company's  best expectations have been met
              with respect to life expectancy.  Chemlawn purchases new equipment and scraps
              equipment  at the  end  of their useful  lives.
EPA/OAR                                   3-19  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation a
                                                         Available Data Sources — Final Rc/mri

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Jack Faucett Associates — 444-1                                                  February 1993

              Local country clubs also provided anecdotal information on lawn maintenance
              practices and equipment. The superintendent at the Kenwood Golf and Country
              Club noted, for example, that the club's lawn maintenance equipment is often
              resold after four years of use, although riding mowers see 6 to 10 years  of use
              before major rebuild and resale.

       •      Contractors:   The  field source that most  directly represents the types  of
              equipment  used in construction  applications is contractors.  As with other field
              sources, however, contractors only provide anecdotal accounts  of equipment
              usage and useful life.  For example, Driggs Corporation, a large construction
              contractor in the Washington, D.C. area, noted that  on average their engines
              operate from 8 to 10 thousand hours before repairs are performed,  while some
              machines see  17 to 22 thousand hours of use  in their lifetime (accounting for
              periodic maintenance).   Driggs' equipment are usually resold after 4 to 6 years
              of service.   Finally, Driggs  noted that the firm maintains detailed  records for
              each equipment  type   from which maintenance  data can  be  constructed.
              According  to  Driggs,  Fleet  Owners Magazine  lists  500 contractors who  own
              approximately 20 million  dollars worth of equipment  and  likely maintain
              detailed  records  on each  piece  of machinery.   Contractors  are, therefore,
              potentially  a good field  source of maintenance data on construction equipment.
              But,  none  of  the contractors that were  contacted  by JFA have compiled  or
              documented their data  into a format  that  is  publicly  available  or readily
              applicable to an  emissions analysis.

       •      Government Agencies/Departments:   Local and Federal government agencies.
              such as the National Park Service, often own, use and maintain various types of
EPA/OAR                                   3-20  Nonroad Mobile Source Sales and Attrition StmJv
                                                               Identification and Evaluation tif
                                                         Available Data Sources — Final Re-part

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Jack Faucett Associates — 444-.                                                   February 1993

              nonroad equipment.  JFA contacted a number of local government agencies —
              including  the  Maryland  Department  of Transportation  (road  construction
              equipment),  the  Virginia  Department  of  Transportation  (road  construction
              equipment), and  the California  Parks Equipment Management division  (light
              commercial/industrial,  lawn  and garden, and recreational  equipment) — and
              various  Federal  agencies to  determine the types  of relevant  data that  are
              available on usage, scrappage, and rebuild/replacement  rates.  In general, local
              or State governments maintain detailed inventories of equipment  from which
              vintage and maintenance profiles can be constructed. However, equipment are
              often resold  rather than scrapped so that expected life spans are difficult to
              develop from these inventories or records.

              Federal agencies  also maintained detailed equipment inventories.  Unlike local
              or State governments, however,  many federal agencies use equipment until the
              equipment's useful life has been fully expended.  So, life expectancy estimates
              can be derived from their  records.  In  fact, the  National Park  Service  has
              developed a manual (of which a copy was not available) on the recommended
              retirement stages for self-propelled  vehicles. However,  most of these vehicles
              are registered for on-highway use.

Although field sources  are  a  source for anecdotal  information  on nonroad equipment usage,
scrappage, and maintenance practices, it is unlikely that any of the field sources outlined  above
have  developed  scientific  or  survey based  estimates  on  emission parameters  that  arc
representative  of nationwide or regional  in-use nonroad equipment  fleets.   Furthermore.
anecdotal information often varies substantially from one specific contact to another  signifying
the uncertainty of estimates derived from this approach.  However, ranges can be formulated
EPA/OAR                                   3-21  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation 
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Jack Faucett Associates — 444-1                                                 February 1993
from anecdotal information on usage,  scrappage, and rebuild  practices  that can be used as
reality checks on data provided by other sources.

                                 3.5  CENSUS DATA

Product specific shipment data are available from the Bureau of Census' Current Industrial
Reports for Construction Machinery (Form MA35D), Farm Machinery and Lawn and Garden
Equipment (Form MA35A), Pumps and Compressors (Form MA35P), Motors and Generators
(Form MA36H), and  Internal Combustion Engines (Form MA35L).   No  other  Current
Industrial  Reports  (CIR's) relevant to nonroad  equipment and  engines are developed or
maintained by Census.

Generally,  CIR's are constructed from Census  surveys  covering  all firms engaged  in the
manufacturing of the products in question.  For example,  the survey from which the CIR for
Farm and Lawn and Garden Equipment is derived covers firms  engaged in the manufacture of
farm machinery and lawn and garden equipment.  Only very small firms (generally less than
5 employees) are excluded.

The figures presented in CIR's on quantity and value of shipments represent physical shipments
of all products sold, transferred to other establishments  of the  same company, or shipped on
consignment, whether  for domestic or export sale.  Shipment data are available  for many
product codes specifying well defined  equipment types.  For instance, some of the  products
included in the CIR for Construction Machinery  are:

       Product Code 35311 00: off-highway wheel tractors including wheel  tractors for use
       as towing  units,  rubber tired dozers, and self-propelled  wheeled log  skidders
EPA/OAR                  •                3-22  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation <>/
                                                        Available Data Sources — Final Rcpon

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Jack Faucett Associates — 444-1                                                 February 1993

       Product Code 35316 00: mixers pavers,  and related equipment  including concrete
       mixers, pavement reclaimers/planers, asphalt plants, and other types of equipment
       Product Code 35318 00: scrappers, graders, rollers, and off-highway trucks.Shipments
       are broken  down by  horsepower  range, and specific data is provided for export
       shipments.

Similarly, the CIR for Farm Machinery  and Lawn and Garden Equipment includes detailed
shipment data for lawnmowers, lawn tractors and riding mowers, garden tractors, turf tractors,
combines, windrowers or swathers, wheel tractors (farm type), and many other types  of related
equipment.

A complete  and thorough  compilation  of historical  shipment statistics  available  from  the
relevant CIR's requires extensive  resources.  No such compilations were derived for this study,
and JFA knows of no studies that have  undertaken this  task.  However,  Current Industrial
Reports (CIR's), published  annually by  the Bureau of the Census, have  extensive, publicly
available data on product shipments which  can be used as a benchmark figure for comparison
purposes with other shipment or sales estimates.  In addition, the reports contain export/import
information,  although not at a disaggregate level (e.g., by horsepower  range).  According to
the U.S. Department of Commerce,  these reports "present timely  data  on  the  production.
inventories, and orders of approximately 4,400 products, which represent 30 percent of all U.S.
manufacturing".

For CIR's relevant to this study, data is collected from mail surveys of firms operating within
an  industry.   Approximately  1,200 companies  were  surveyed  for  the CIR covering Farm
Machinery and Lawn and  Garden Equipment,  while this figure  was 270  for Construction
Machinery CIR, 350  for the Pumps  and  Compressors  CIR, and 250 for the  Motors  and
Generators CIR.
EPA/OAR                                  3-23   Nonroad Mobile Source Sales and Attrition Snul\
                                                              Identification and Evaluation ,ii
                                                        Available Data Sources — Final Rcfuri

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Jack Faucett Associates - 444-1                                                   February 1993

As mentioned  above, within each CIR, data on quantity and value of shipments are broken
down according  to product codes.  These specific figures,  which measure shipments of all
goods sold,  transferred,  or shipped,  do not differentiate between goods exported or  sold
domestically.   CIR's also include data on the number of companies that manufacture a given
product and, in some cases, these products are listed by horsepower range.  In addition,  data
on engine type are also included, although these data are sometimes grouped with other engine
types (e.g.,  shipments for electric nonriding  mowers are grouped with rotary  gas  nonriding
mowers).  Product information based on engine cycle (e.g.,  two stroke vs.  four stroke) is not
given. As a result, data can be obtained based on both the  engine type and horsepower of a
product, although availability  of this data varies considerably.

Errors in the estimates provided in CIR's could exist as a result of factors such as response
errors, definitional  problems,  and data  entering.   To correct  for nonrespondents and late
reporters,  estimates  are made for missing data based on respondents' annual movements  in
shipments.  This estimation process is limited for most data cells to 10  percent total shipments.
If more than 10 percent of shipments are estimated in this manner, then Census suggests that
the estimate should  be interpreted with  caution.   In certain  cases, data indicating production
figures for individual companies  are withheld,  while data on quantity of shipments that are
inconsistent with value of shipment figures are not included. Although such  errors appear to
cast doubt on the accuracy of the data in the CIR's, the Bureau of the Census notes that  such
nonsampling errors are common in most survey procedures.

CIR's are available at a minimal  cost (about $1 per copy), and can be obtained for years as tar
back as the I970's.   Appendix  D provides copies of the most recent (Le.,  1991)  CIR's for
construction, farm machinery and lawn and garden equipment, pumps and compressors, and
motors and  generators.
EPA/OAR                                   3-24  Nonroad Mobile Source Sales and Attrition Siinh
                                                               Identification and Evaluation  < •/
                                                         Available Data Sources — Final Rcf<>n

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Jack Faucett Associates — 444-1                                                  February 1993

As shown by the CIR's appearing  in Appendix D, information  is also available on both the
value and quantity of exports and imports for different products.  These data are not organized
based  on product codes but on the Harmonized  System (HS).   As a result,  export/import
information does not have  the same level of detail as shipment information. For example, no
trade data is given for snowthrowers or leafblowers.  Breakdowns based on horsepower  range
and, in most cases, engine type, are generally not included in trade data, however. The data
has additional limitations;  trade data on lawn and garden products such as lawn mowers and
garden tractors are not given for 1989 or 1990.  For 1990, no table is given comparing  product
codes with product descriptions for the CIR covering Farm Machinery and Lawn and Garden
Equipment.

The deficiencies with the shipment estimates that are available in  CIR's are minimal.  CIR's
are an inexpensive, publicly available source of detailed shipment estimates that should be used
as benchmarks against which  estimates derived by independent  sources  can  be compared.
Therefore, JFA recommends that future effort be expended to organize CIR shipment data in
a manner that can be easily applied to an emission analysis.
EPA/OAR                                  3-25  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources — Final Report

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Jack Faucett Associates - 444-                                                 February 1993

                                     SECTION  4:
                           POWER SYSTEMS RESEARCH

                                   4.1  OVERVIEW

Power Systems Research, Inc. (PSR) is a global  market  research and consulting  company
which provides information to organizations in the power equipment industry including engine
and component manufacturers,  original equipment  manufacturers, government  agencies,  and
financial institutions.   PSR compiles data for approximately  80 types of mobile  nonroad
equipment  and engines used in lawn and gardening, agricultural,  construction, industrial, and
other  applications.

PSR's data were the basis for emission  inventory estimates developed under EPA's NEVES
(specifically,  Inventory A emission estimates).  For that study, national population  estimates
by fuel  type  and  2-stroke versus 4-stroke splits were purchased  from PSR for 79  types of
nonroad equipment.  PSR's  data on national  and regional  average annual hours of use, load
factors,  and average horsepowers  by fuel type  were  also employed to determine  NEVES'
Inventory A emission estimates.  PSR's State-level  equipment populations were used by EEA
to distribute  equipment to the various nonattainment areas  included  in EPA's study.   Not
surprisingly,  PSR's data have been, and continue  to  be, vigorously  scrutinized by nonroad
engine and equipment industry members.

Nevertheless, PSR is the only known source of comprehensive and detailed data on nonroad
engines  and  equipment.   Through over 15 years  of research,  PSR has developed various
databases  that  provide  detailed historical  information  on engine sales  and specifications,
equipment  populations,  and part consumption profiles.  Databases maintained  by  PSR that
EPA/OAR                                   4-1   Nonroad Mobile Source Sales and Attrition Study:
                                                             Identification and Evaluation of
                                                       Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

contain information which can be used to develop the data matrices on emission parameters
necessary  for  a nonroad emissions  inventory  forecasting  model  include Engindata and
Aftermarket.

              Engindata contains annual shipments of engines with power ratings up to  1,000
              horsepower.  Engine shipments are available  by  calendar year, manufacturer,
              engine model, and market application (Le., equipment type) for every domestic
              and imported engine marketed in the United States and Canada.

       •      Aftermarket contains current population statistics  for all 1 to 1,000  horsepower
              gasoline,  diesel, natural gas, and LPG  engines  by  State, county,  engine
              manufacturer and model, and market application sold in North America.  This
              database  is constructed from historical  sales data  contained in Engindata.  To
              arrive at current-year equipment population  estimates, a scrappage function is
              applied to the historical  sales data.  PSR has also developed a scheme  used in
              Aftermarket that distributes  national equipment populations to the State and
              county levels.   This scheme  is based on activity  indices derived from Census
              data.

This section provides a review and evaluation of the statistics that are available from these PSR
databases.   PSR's methodologies to  compile  engine/equipment  sales  data,  attrition  rates,
equipment populations,  parts consumption profiles, and geographic equipment distributions are
reviewed and evaluated.  In addition, insights are provided on the feasibility of using PSR data
as the basis for the matrices required for an emission forecasting model.
EPA/OAR                                    4-2   Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                          Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

                4.2 ENGINE AND EQUIPMENT  SALES ESTIMATES

PSR's methodology to estimate equipment populations begins with a detailed profile of engine
sales and engine installations.  Sales, or shipment, statistics are gathered from dealers, product
literature,  annual  reports  of engine  and equipment manufacturers,  industry publications
providing periodic equipment or engine shipments, U.S.  Commerce data such as those found
in CIR's, and continuous contact with original equipment  manufacturers (OEM's) who provide
PSR with annual engine installations.  From product  literature, PSR identifies which engines
go in which equipment types, and hence estimate annual engine/equipment  sales at the national
level.

A detailed, step-by-step description  of PSR's engine sales  and  installations  estimation
methodology,  by equipment type, was not  available  from PSR.  However, discussions and
meetings with PSR have provided some insight  on the specifics  of the process that is used to
derive sales estimates.

First, for  equipment  types  used in  construction, agriculture,   industrial,  and  commercial
applications (Le., medium-duty and heavy-duty equipment), PSR mostly relies on information
that is obtained from their industry contacts and  information  that available  publicly from
manufacturers or industry associations. The detail of information on engine sales, installations,
and equipment sales provided to PSR by engine manufacturers and OEM's is highly variable.
Some manufacturers and OEM's are very forthcoming with information, while others provide
little or no data. However, PSR maintains, for example,  that manufacturers are generally very
cooperative, or open, when discussing a competitor's  sales volume and  market share. So it is
possible to arrive at sales numbers for a particular manufacturer  through information provided
EPA/OAR                                   4-3   Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                  February 1993

by a competitor.  Clearly, this approach is anecdotal in nature and can lead to estimation errors.
Note, however, that this is only one approach in the process that is employed by PSR.

Second, PSR's relationship with lawn and garden equipment/engines manufacturers and OEM's
is not as well developed as for other types of equipment.  As a result, PSR heavily relies on
publicly  available  sales  information  from  industry  associations,  product  literature,  U.S.
Commerce,   and  other  public  sources  to  derive  engine   sales   statistics  and  engine
installations/equipment  type relationships for the lawn and garden market.

Third,  once all available  sources of information  have been investigated, PSR fills  data holes
through  analysis and relies on  their  experience and  extensive  knowledge  of engine  and
equipment markets.

Finally, after independent estimates  of engine sales and  installations by  equipment type have
been generated by PSR, the estimates  are compared to publicly available benchmark figures.
This sales data validation technique  involves comparisons of PSR derived estimates with
shipment data available from other sources, such as industry associations, Current  Industrial
Reports,  and other Commerce data.  According to PSR, a benchmark figure for each  equipment
type is derived from an analysis of shipment data available through alternative sources.  PSR
then compares this benchmark  to the estimate produced  through the process described above.
PSR's  estimates  are  adjusted  to reflect a difference  of plus  or  minus 5  percent from  the
benchmark figure. According to PSR,  however, for cases in which there is a large discrepancy
between  the estimate  and the benchmark, PSR further investigates  the issue through additional
contact with manufacturers and the Commerce Department.  Although Commerce cannot reveal
information about specific manufacturers,  it apparently  will indicate if PSR is missing data
from manufacturers  of specific equipment types. These benchmark  numbers have not been
EPA/OAR                                   4-4   Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation of
                                                         Available Data Sources -- Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

provided by PSR, but preliminary analysis of Engindata sales estimates suggests that for some
equipment types — such as rear engine riding mowers, snow throwers,  and chainsaws (see
Table 4-3) — PSR's sales are off by more than 20 percent when compared to shipment statistics
provided by  industry associations, such as OPEI and PPEMA.  Unfortunately,  PSR will not
provide their benchmark data  for any of the equipment types that they track. Concerns about
the ease in which a competitor could obtain the benchmark information  preclude  PSR from
doing so.

PSR's methodology to estimate engine sales and the distribution  of engine installations  by
equipment type results with independent estimates by equipment  type, engine manufacturer,
and engine model.   These estimates  are maintained in Engindata, which includes historical
sales data for calendar years dating back to 1973, although PSR has suggested that they attach
a lower degree of confidence  to their pre-1978 estimates.

In Engindata, the term "sales" refers  to: the delivery of North American produced or imported
loose engines to an OEM,  either through a distributor or factory direct channels; the delivery
of  a  piece  of equipment  containing  a North  American  produced  captive  engine  to  the
distributor; or the delivery  of a packaged or retrofitted engine by a North American distributor
to the user.  Note that this definition of sales  includes exports of North  American produced
loose engines,  but excludes imports  of equipment with installed engines.  The exclusion of
imports  with installed engines presents  an obstacle  to  the  derivation  of an accurate  and
complete compendium of engines and  equipment consumed in North America or  the United
States.  For example,  all off-highway motorcycles consumed in the  U.S. are imported from
other countries  (notably Japan) with installed engines.  Therefore,  sales  estimates for this
recreational equipment type are equal to zero in  Engindata.
EPA/OAR                                   4-5   Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation />/
                                                         Available Data Sources — Final Kc/>»n

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Jack Faucett Associates — 444-1                                                  February 1993

PSR refers to imports of engines already installed in equipment as captive imports.  Although
details on how the absence of captive imports influences  the  estimates contained  within
Engindata have not been provided by PSR, discussions with PSR's staff have proven helpful.
While captive engines are not accounted for in Engindata, PSR has developed  a database on
captive import sales from data available through Commerce on U.S. exports/imports of relevant
products.   This captive import database is used by PSR  along with  sales data contained  in
Engindata  to develop equipment population estimates  for PSR's Aftermarket  database
(Aftermarket  is discussed later in this section).  Details on the types of equipment profiled by
PSR's captive import database, or other relevant information, were not available from PSR.
Nevertheless,  the fact remains that sales estimates in Engindata do not fully reflect the total
consumption of engines in the  North American market.

Another issue which has not been fully  or adequately resolved by PSR concerns Engindata's
inclusion of engine sales to  the Canadian market.  As with captive imports, the  importance  of
Canadian  sales  for each application has not  been addressed by PSR.   Although  PSR has
suggested that the Canadian share of engine sales for most equipment types is negligible, from
an emissions modeling perspective only U.S. engine consumption is relevant.   As a result, it
is  imperative  that  the Canadian  sales  share  be determined  for  each  equipment type  in
Engindata.  However, PSR has not provided any data for this purpose, and will likely  not do
so in the immediate future.  With these caveats in mind, Tables 4-1 and  4-2 present  PSR's
sales estimates  for  gasoline powered  equipment and diesel powered equipment  for 1985
through 1992.

Table 4-3 provides  comparisons of PSR's sales estimates  and OPEI's and PPEMA's shipment
estimates for selected lawn and garden equipment.  Some of the differences shown in the table
between  PSR and industry  may reflect differences in  definition.   For example, it  is  unclear
EPA/OAR                                   4-f>   Nonroad Mobile Source Sales and Attrition Study
                                                              Identification and Evaluation <>/
                                                        Available Data Sources — Final Report

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        Table 4-1
ENGINDATA GASOLINE SALES
      (0 to 1000 HP)
EQUIPMENT TYPE
J-WHEEL TRACTORS
SERIAL LIFTS
i\G MOWERS
\G TRACTOR
MR COMPRESSORS
AIRCRAFT SUPPORT
IVLL-TERRAIN VEHICLES
3ALERS
SORE/DRILL RIGS
:EM/MTR MIXERS
SHAINSAWS
SHIPPERS/GRINDERS
COMBINES
X5MM TURF
:ONCRETE/IND SAWS
CRANES
3RUSH/PROC EQUIP
DUMPERS/TENDERS
EXCAVATORS
:OREST EQUIP
:ORKLIFTS
;RONT MOWERS
3ENTR SETS
3OLF CARTS
SRADERS
KYD POWER UNIT
-EAF BLOW/VACS
.N MOWERS
.N/GDN TRACTORS
.T PLANTS/SIGNAL BDS
YIINI-8IKES
OTH AG/EQ
DTH CONST
DTH GEN INDUST
3TH LN GDN
DTH MAT HD
'AVERS
'AVING EQ
'LATE COMPACTORS
3R£S WASHERS
3UMPS
VT LOADER
1EAR ENG RIDER
ROLLERS
1OUGH TRN FORKLFTS
5/S LOADER
5CRUB/SWPR
SHREDDERS
3NOWBLOWER
SNOWMOBILE
5PEC VEH/CARTS
SPRAYERS
SURFACING EQUIP
3WATHERS
TAMPERS/RAMMERS
TERMINAL TRACTORS
FILLERS
FRAC/LDR/BCKHOE
TRENCHERS
TRIM/EDGE/CUTTER
WELDERS
WOOD SPLTR
1985
3,787
2,742
1,279
63
46,803
869
72,206
202
647
12.779
1,079,143
6,033
20
1 1 7,392
11,281
389
90
1,314
0
0
8,486
0
260,536
30,250
0
2,848
226,390
5,331 ,562
577,848
551
0
300
224
6,346
34,651
127
594
23,454
6,047
25,677
118,602
629
280,974
3,120
599
5,908
5,159
1 1 ,446
546,420
68,403
16,018
14,962
10,281
1,882
2,122
899
336,578
18
5,878
2,224.827
32.644
44.120
CALENDAR
1986 198T
3,393
3,737
1,262
0
48,752
943
59,812
71
737
14,906
915,343
6,315
6
133,111
11,588
370
93
1,333
0
0
7,266
0
281,457
31 ,928
0
3,351
188,282
5,488,945
787,953
382
0
154
228
6,583
34,899
109
570
24,259
6,445
36,397
128,493
666
348,703
2,543
623
4.664
5,276
1 2.956
603,286
69,241
18,976
14.237
10,247
940
2,689
1,004
322.252
0
4.976
2.762.680
34,973
29.065
2,627
5,335
1,190
0
49,484
1,024
55,705
60
721
20,271
813,062
6,503
0
148,981
13,667
346
87
1,359
0
0
7,400
1.401
327,712
33,609
0
3,780
287,138
5,900,094
971,584
386
0
131
221
6,835
35,682
113
614
24,903
6.781
48,081
137,039
690
452,244
2,538
603
5.429
5.725
18.983
628.620
81.010
20,073
14,445
10,685
638
3,218
1.068
302.109
0
5.S74
3.019.024
40.401
13.413
YEAR SALES
1988 1989
2,030
6,623
1,022
0
47,446
946
57,604
67
642
20,030
954,232
6,702
0
184,682
15,340
352
146
1,416
0
0
6,322
34,398
381 ,323
44,248
0
4,233
307,271
5,672,242
996,047
408
0
340
232
6,734
33,898
110
644
24,184
• 7,332
57,131
150.120
696
423,018
2,791
562
5.323
6.243
28,598
646,217
100,625
19,310
17,661
10,487
348
3.265
1,141
322.472
0
5.513
2,999.288
45,916
10,258
1,766
6,115
625
0
46,788
954
58,687
62
623
20,091
818,236
6,762
0
203,168
13,777
350
296
1,480
0
0
9,897
49,655
469,871
53,216
0
4,453
250,860
5,275,067
951 ,978
458
0
380
225
7,630
32,203
113
642
23,538
7,370
61,258
152,804
662
319,713
3,034
505
4.881
5,836
42,623
683.930
1 1 1 .594
17.614
15,308
10,405
360
3.070
1.273
347.559
0
5.273
3,182,348
49,131
8,941
1990
2,078
4.824
670
0
43,109
824
79,137
58
635
18,556
823,892
6,915
0
219,932
13,377
309
288
1,624
0
0
9,961
60,149
455,464
54,504
0
4,616
247,128
5,850,999
1 ,069,084
436
0
411
218
7,561
30,594
73
611
22,080,
7,098
70,953
154,254
544
333,347
2,859
290
4.410
5,975
43.226
543,877
120,152
16,958
14,407
9,382
363
2,865
1,571
356,505
0
5.090
3.116,601
45.558
10.227
1991
2,145
4,439
644
0
37,937
859
91,831
52
623
18,183
844.849
6,484
0
208,698
11,907
273
253
1,663
0
0
9,251
72,179
445,699
58,494
0
4,708
222.950
5,444,874
1,011,708
422
0
371
192
6,805
29,065
69
426
19,464
6,446
73,193
146.203
479
361,221
2,571
203
3,458
5,737
47.247
532,996
114,143
16,623
13,047
8.258
327
2,616
1.485
335.114
0
4.479
3.069,770
41,951
10,474
1992
2,253
4,262
633
0
40,217
874
99,178
44
654
17,887
861 ,746
6,548
O
221.213
12,622
260
261
1,648
0
0
8,605
77,953
449,372
60.250
0
4,897
229,638
5,224,666
1,007,316
457
0
386
200
6,668
29,936
68
520
21,794
6,575
75,634
153,156
479
375,525
2,829
172
3,704
5,870
51,971
575,636
120.991
16,127
1 3,309
8.506
332
2.773
1.456
341.818
0
4.075
3.039.656
39.567
10.409
             4-7

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                                              Table 4-2
                                     ENGINDATA DIESEL SALES
                                            (0 to 1000 HP)
EQUIPMENT TYPE
SERIAL LIFTS
4G MOWERS
*G TRACTOR*
4IR COMPRESSORS
MRCRAFT SUPPORT
BALERS
3ORE/DRILL RIGS
CEM/MTR MIXERS
SHIPPERS/GRINDERS
COMBINES
COMM TURF
CONCRETE/IND SAWS
CRANES
CRUSH/PROC EQUIP
CRWLR DOZERS
JUMPERS/TENDERS
EXCAVATORS
:OREST EQUIP
:ORKLIFTS
3ENTR SETS
GRADERS
HYD POWER UNIT
.N/GDN TRACTORS
.T PLANTS/SIGNAL BDS
OFF-HWY TRACTORS
OFF-HWY TRUCK
OTH AG/EQ
OTH CONST
OTH GEN INDUST
OTH LN GDN
DTH MAT HD
'AVERS
'AVING EQ
>LATE COMPACTORS
'RES WASHERS
'UMPS
W DOZER
?/T LOADER
1EAR ENG RIDER
1OLLERS
1OUGH TRN FORKLFTS
S/S LOADER
SCRAPERS
SCRUB/SWPR
SNOWBLOWER
SPEC VEH/CARTS
SPRAYERS
SWATHERS
TERMINAL TRACTORS
TILLERS
TRAC/LDR/BCKHOE
TRENCHERS
WELDERS
WOOD SPLTR
1985
839
74
33,703
14,301
1,594
160
748
241
1,814
10,273
8,027
13
3,782
567
10,677
38
2,674
4,440
3,654
25,935
4,942
269
6,149
3,434
3,763
1,910
818
854
1,973
0
296
2,030
1.662
129
427
12,236
218
9,898
0
7,445
6,179
13,783
4,864 '
3,415
120 .
431
537
3,478
2,614
0
20,431
3,964
8,033
18
CALENDAR YEAR SALES
1986 1987 1988 1989
1,010
75
22,444
13,162
1,694
205
834
267
2,038
8,938
11,721
18
3,739
647
8,468
21
2,792
4,849
3,261
27,960
4.664
307
8,869
3,798
2,936
1,571
547
909
1,651
0
273
2,242
1,511
155
449
12,212
230
8,563
875
5,544
7,003
16,481
3,726
3.806
104
470
523
3,471
2.695
0
25.638
4,154
11,301
12
1,030
67
24,528
14,798
1,800
195
836
314
2,452
13,245
1 7,702
24
4,030
706
1 1 ,589
21
2,971
5,560
2,878
33,035
3,702
367
7,141
4,079
2,341
1,917
549
859
1,361
26
267
2,386
1,525
177
679
10,613
230
9,020
972
5,124
7,515
21,715
2.898
4,150
103
473
476
4,318
2,586
0
29,305
4,074
10,345
5
1,251
67
33,993
16.218
1,922
255
815
316
2,869
8,786
19,299
35
4,303
894
12,433
22
3,138
4,935
3,778
38,529
3,874
424
8,042
4,477
2,710
2,113
604
782
1,273
54
247
2,563
1,474
198
875
10,787
242
8,803
1,080
5,288
7,838
25,325
3.347
4,441
102
498
519
2,867
2,994
0
25.514
4,418
10,499
4
1,670
58
45,281
17,284
2,010
230
772
324
3,699
12,643
21,550
27
5,534
832
9,956
23
3,176
4,593
4,747
45,331
4,277
448
6,396
4,468
2,519
2,283
647
802
1,272
54
253
2,619
1,340
252
923
10,241
222
8,061
1,200
5,325
7,798
27,977
3,227
4,724
90
514
535
2,751.
3,154
0
22.966
4.994
1 1.446
3
1990
1,660
54
45,826
16,181
1,838
240
786
304
3,660
15,197
23,452
37
4,952
793
9,219
24
3,854
4,120
5,022
38,184
4,061
476
5,743
4,287
2,447
3,175
721
774
1,193
63
251
2,465
1,274
258
939
9,765
208
8,626
1,298
4,964
5,700
27,433
3.003
4,571
102
512
548
2,861
3,503
0
23,248
5,188
11,103
2
1991
1,790
52
33,630
13,989
1,843
222
781
284
3,481
12,370
24,508
32
4,040
714
6,471
25
3,511
3,684
4,509
35,676
3.652
501
5,386
3,153
2,215
2,999
673
700
1,058
60
240
1,632
1,150
237
948
9,045
187
8,024
1,493
. 4,551
3,691
26,715
2,704
3,713
98
488
502
2,661
3,442
0
17,424
4.069
10,338
2
1992
1,622
52
28.758
14,639
1,773
211
765
272
3,476
1 1 ,059
25,242
32
3,843
757
5,182
25
3,629
3,755
4,147
36,302
3.836
521
5,548
3,166
2,280
3,149
692
731
1,032
62
234
1,864
1,283
244
956
9.426
193
6,494
1,493
5,032
3,326
28.856
2.828
3.255
95
430
506
2.582
3.074
0
15.676
4.295
10,854
0
•Note that PSR's sales estimates for agricultural tractors are considerably lower than those provided
by EMI in Table 2-13. The cause of the discrepancy has not been resolved by PSR.
                                                      4-8

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              Table 4-3
COMPARISONS BETWEEN PSR's SALES DATA AND
     OPEI, PPEMA SHIPMENT STATISTICS
EQUIPMENT
TYPE
Walk-Behind Mowers
Rear Engine Riding Mowers
Lawn and Garden Tractors
Rotary Tillers
Snow Throwers
Chalneaws
OPEI/PPEM
1965
5,193,000
355,000
695,000
362,000
421,000
1,527,000
PSR
1985
5,331,562
280,974
583,997
336,578
546,540
1,079,143
%
DIP
2.67%
-20.85%
-15.97%
-7.02%
29.82%
-29.33%
OPEI/PPEM
1986
5,400,000
322,000
772,000
311,000
482,000
1 ,350,000
PSR
1966
5,488,945
349,578
796,822
322,252
603,390
915,343
%
DIP
1.65%
8.56%
3.22%
3.62%
25.18%
-32.20%
OPEI/PPEM
1988
5,600,000
375,000
932,000
285,000
543,000
1,377,000
PSR
1988
5,672,242
420,716
992,825
322,472
646,319
954,232
%
DIP
1.29%
12.19%
6.53%
13.15%
19.03%
-30.70%
OPEI/PPEM
1991
5,350,000
209,000
968,000
296,000
285,000
1,153,000
PSR
1991
5,439,758
355,478
1,018,515
335,114
533,099
844,849
%
DIP
1.68%
70.09%
5.22%
13.21%
87.05%
-26.73%

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Jack Faucett Associates - 444-1       DO NOT CITE OR QUOTE                      February 1993

exactly what defines a lawn tractor in OPEI's shipment data.  Differences may also  be the
result of calendar versus model  year peculiarities.  According  to PSR, sales  available from
Engindata are based on calendar year data.   While this is true for chainsaws,  OPEI's data
reflect model year shipments.  It  is further expected that a major cause of differences between
Engindata sales statistics and those from other sources will be the fact that PSR excludes sales
of imported equipment with installed engines.  The reader should be advised that comparisons
made in Table 4-3 are preliminary.  As of yet, no detailed  and comprehensive analysis  of
discrepancies between all the various sources of shipment, or sales,  data has been performed.
As a result, an understanding of the sources of discrepancies has not been formulated.  JFA
recommends that such an undertaking be performed in order to account for possible differences
between data sources. Clearly, much input from  all parties, including  PSR, will be required
to explain the origins of discrepancies.

In addition to application specific sales reports, such  as those shown in  Tables  4-1 and 4-2,
Engindata allows for retrieval of model  specific  engine sales data by engine manufacturer,
market  segment (e.g., lawn and garden, construction, etc.), horsepower, equipment  type, or a
combination of engine model specifications  and model sales.  Detailed profiles of each  engine
model  are compiled by  PSR from the  sources described above.  These  profiles include the
following specifications:   1) the year that  a specific  engine  model was introduced into the
market  and the year that it was discontinued, 2) the fuel type (diesel, gasoline,  LPG,  natural
gas, or heavy diesel), 3) the intermittent horsepower rating per  SAE J245  (gasoline) and
DIN6270-B (diesel), 4) the continuous horsepower rating per  DIN6270-A  (diesel),  5) the
engine  crankshaft speed at which the intermittent horsepower rating is measures (HP  RPM),
6) the  number of combustion cylinders per engine,  7) the cylinder  arrangement (Le,,  in-line,
angular, or horizontal configurations), 8) the crankshaft plane, either vertical or horizontal, 9)
the number of piston strokes in the engine combustion  cycle (2-stroke versus 4-stroke),  10) the
EPA/OAR                                   4-10  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

delineation  between air, water, or oil engine cooling,  11) the engine's  displacement in liters,
12) the type of aspiration (turbocharged or naturally aspirated), 13) the  type of intercooling
describing the treatment of turbocharger air (water-air cooling, air-air  cooling, or none), 14)
the fuel delivery method  (direct-injection, indirect  or  swirl, carbureted,  fuel  injection,  or
pressurized  gas), 15) the valve/cam  configuration designating  the basic design of the engine
intake and exhaust valve system  (double overhead cam, overhead cam, overhead valve, side
valve, or reed valve),  16) the maximum rated torque  per SAE J245  (gasoline) and SAE J270
(diesel) expressed as foot/pounds,  17) the engine speed at which torque  is measured, or torque
RPM, 18) the cylinder bore  measured  in millimeters,  19)  the  piston  stroke  measured  in
millimeters, and  20) the length, width, height, and weight of the engine.

Although PSR's  engine sales  and installation estimates  have some  limitations that have not
been  addressed by PSR for  inclusion into this  report,  Engindata  is  nevertheless the  most
complete source  of sales statistics that has been  identified by JFA  for engines produced in
North America or the United States and  marketed in this  region by foreign  manufacturers.
However, various important issues and methodological details have not  been resolved by PSR.
JFA has gone through great lengths to obtain further explanations  about PSR's estimation
process,  but no additional  data is expected to be  forthcoming in the near future.

Yet,  PSR's Engindata  database  is  an excellent starting  point for detailed  sales  statistics
necessary for a nonroad emissions forecasting  model. Sales of engines  are organized  in the
database into  99  distinct equipment  types.  These equipment types are  listed in Appendix E,
and those relevant to this  study  are identified with an  asterisk.  In all, data on over 2,050
engine models produced by more than 120 manufacturers  located  in  over 20  countries are
contained in  Engindata.   Finally, data  comparisons  or other data analysis can be  readily
EPA/OAR                                   4-11  Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                          Available Data Sources -- Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

conducted, since EPA has already purchased Engindata for use in a related JFA analysis under
a separate contract with EPA.4

                       4.3 EQUIPMENT/ENGINE SCRAPPAGE

In order to arrive at in-use equipment populations, PSR has derived a methodology to calculate
attrition rates specific to each engine model and equipment type combination.  The attrition
methodology  derived by PSR utilizes an attrition curve (normal  distribution about half life),
data on the number of engines/equipment placed into service each year (from Engindata), the
mean lifetime expectancy (B-50 life) of the engine expressed  in Bhp-hrs, the average annual
hours of use,  the horsepower rating of the  equipment's  engine, and  the typical  load  factor at
which the engine is operated.5  The discussion presented  below focuses  on the  strengths and
limitations of PSR's methodology and the underlying sources that are used to derive necessary
data, rather than on its detailed description.

Equipment  in-use  populations,  parts  consumption  profiles, and geographic  distributions  of
equipment are available  from PSR's Aftermarket database.  This database directly  employs
sales  information from Engindata and imbeds PSR's attrition methodology to derive in-use
equipment populations  by engine model.   For  those cases  where sales estimates  are not
available  from  Engindata,  such  as  off-road motorcycles,  PSR  uses   aggregate  shipment
   4EPA has access to Engindata until August 1993.  The original price of the database was $13,650, which
includes a one year licensing agreement.
   5For a description of PSR's attrition methodology the reader is referred  to EEA's  Final Report to EPA
entitled Methodology to Estimate Nonroad Equipment Populations by Nonattainment Areas, written for
EPA's NEVES on September 30, 1990.
EPA/OAR                                   4-12   Nonroad Mobile Source Sales and Attrition Study
                                                                Identification and Evaluation <>/
                                                          Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February 1993

estimates available from industry or the Commerce Department.  Details about their approach
to solving this data hole have not been provided by PSR, as mentioned in Section 4.2.

Likewise, PSR has not submitted their estimated vintage attrition rates for any equipment type
shown in Tables 4-1  or 4-2, so comparisons between PSR's  attrition rate estimates and those
from other sources cannot be performed.  However, several conceptual observations can be
made regarding PSR's methodology.

                      4.3.1 B-50 Lives By Engine Model (Bhp-hrs)

The attrition,  or survival,  rates that are derived by PSR will reflect the data and sources that
are used in their calculation.   Although an engine will have  a predictable  laboratory survival
rate, most manufacturers do not test significant numbers of engines to establish a reliable mean
failure rate.  As a result,  PSR mostly relies on information from actual owner experiences  to
derive their  mean lifetime expectancies  (or  B-50  lives) for  each engine  model  found  in
Aftermarket, although information from manufacturer reports of mean failure design lives and
from statistically valid reports of actual engine failures are also  used according to PSR.6 Over
the past  15 years, PSR has surveyed over 200,000 owners and  operators from which lifetime
and survival statistics on more than  1.5  million individual  pieces of equipment have been
gathered. By combining average annual hourly usage (also compiled from survey data),  engine
age, and percent of engines remaining  in the fleet, PSR is able  to estimate the median age (in
Bhp-hrs) at which  half of the engines  originally placed in service  remain  in service and half
have been placed  out  of  service.   This median  age is known  as the  engine's  B-50 life.
According to  PSR, for an engine model originally placed in service in a given year, plotting
   6These sources (reports) were not provided or referenced by PSR.
EPA/OAR                                   4-13  Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                          Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

the percent of units placed out of service versus engine age  through time results in a bell-
shaped  curve.  The apex of this curve is considered to be the median age, or B-50  life.  In
estimating B-50 life for each  engine model,  PSR attempts to obtain 96 survey responses per
year  per model  until  sufficient  are acquired  to  trace  out  the bell-shaped  curve  and
corresponding median life in Bhp-hrs.  This process is rigorously followed for high production
volume models, while low production models receive less attention in the  survey process. Yet,
PSR's notion is that if representative survey data on average life can  be acquired and compiled
for 50 percent of the engine models in Aftermarket (Le., the high volume models),  then the B-
50  lives for the remaining models can be estimated.

Once PSR establishes  for a particular engine model the B-50 life it is generally not updated.
PSR does, however, compare  their estimated B-50 lives to available data from manufacturers.
PSR's clients (mostly engine  manufacturers like Perkins, Cummins,  or other  producers of
medium to heavy-duty engines) often provide PSR with feedback about  the comparability of
PSR's  B-50  life   estimates  to  those developed  by  the  manufacturers  themselves.   If
discrepancies  are  found between PSR's  estimates and manufacturers'  estimates  that  cause
significant inaccuracies in total equipment population estimates, then PSR re-examines survey
results and takes appropriate action to correct for the differences ~ this may include additional
survey work. This feedback mechanism is likely not available for small nonroad engines, since
Briggs & Stratton  or Tecumseh do not purchase  Aftermarket.

Details  specific to the surveying process that is employed by PSR (Le., sample sizes, response
rates, questionnaires, etc.) were not provided, although engine manufacturer, model, equipment
EPA/OAR                                   4-14  Nonroad Mobile Source Sales and Attrition StuJy
                                                               Identification and Evaluation "I
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                  February 1993
types, usage, and age are variables that are included in PSR's Power Products Parts Survey -
- a copy of the questionnaire is provided  in EEA's report for NEVES.7

                    4.3.2  Average Annual of Use and Load  Factors

As with estimates of B-50 lives, PSR's estimates of load factor and average annual hours of
use will directly  influence  the  attrition rates developed by Aftermarket and used to estimate
equipment in-use populations.   As was  experienced  during the  course  of EPA's NEVES,
changes to PSR's average annual hours of use greatly influenced the estimated national in-use
populations for various lawn and garden equipment.

The underlying sources through which PSR develops annual hours of use estimates and load
factors are end-user surveys.  PSR's Power Products Parts Survey and periodic, smaller end-
user surveys provide the necessary data for PSR's usage and load factor  estimate development
process. PSR uses fuel consumption rates — obtained from the Power Products Parts Survey
of over  40,000 owner/operators  of the  equipment types that ace tracked by PSR — versus time
to calculate the load factor that is normally experienced by each engine/equipment combination
in the survey. PSR calculates  load factor as follows:
                     Load Factor   =   Actual Fuel Consumption/Hour
                                       Rated Fuel Consumption/Hour  @ Rated HP.
   'For a discussion  of the survey, the reader is referred to EEA's 1991 report to EPA entitled Methodology
to Estimate Nonroad Equipment Populations by Nonattainment Areas.
EPA/OAR                                  4-15  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation nj
                                                         Available Data Sources — Final Report

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Jack Faucett Associates ~ 444-1                                                   February 1993

An engine's rated fuel consumption per hour is derived through product literature and industry
contacts.  In this way, PSR estimates load factors for the engine/equipment combinations that
are identified  in the survey.  For those  engine/equipment combinations  not  found in  survey
results, PSR  relies on  industry  contacts, product literature,  and  their own analysis and
experience  to construct the  appropriate  load  factors.   As with other  parts  of  PSR's
methodology,  this  alternative approach  is likely employed for smaller  nonroad engines and
equipment (e.g.,  lawn and garden equipment).

Unlike  load  factor estimates,  however,  PSR's  annual hours of use  estimates  are derived
exclusively  from survey results and PSR's experience and analysis --  industry contacts  or
product literature are not a source that is employed by PSR for  usage  information.   Details
about the types of surveys  that are conducted by PSR to estimate usage were not available,
although it is clear that the Power Product Parts Survey is one of the sources.   However,
conversations  with PSR  suggest that to obtain survey results from a representative distribution
of an equipment type's  end-users, PSR has conducted, through  the years, specific end-user
surveys. For example, forklifts are used in a number of different  industries so that the annual
usage of forklifts may vary from one industry to  the other.  In order to capture this variation
and construct  a  realistic annual hours of use estimate, PSR has established  a relationship
between industry type (by 3-digit  Standard  Industrial  Classification codes) and equipment
usage.  In this way, PSR focuses its smaller survey efforts on the  industries most likely to use
the equipment type in question.

PSR's efforts to estimate annual hours of use  by equipment type result with an average figure
which is reported in Aftermarket for each equipment type. PSR reports (and  uses) average-
annual  usage rates  for all vintages,  although PSR recognizes the  fact that older equipment is
generally  used less.  Annual hours  of use by vintage  are optimal from the perspective of ;ui
EPA/OAR                                   4-16  Nonroad Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation -//
                                                         Available Data Sources — Final Report

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Jack Faucett Associates - 444-1                                                  February  1993
emissions forecasting model or an emissions inventory development ~ since emission benefit
estimates  from proposed regulation will  not be accurately estimated  with an average usage
estimate that is applied  for all vintage years.  However, PSR's objectives in developing  the
database it maintains are not necessarily related to emissions analysis.  Therefore, the survey
requirements to estimate annual usage as a function of equipment age are likely  not cost-
effective from PSR's perspective.

It should  be noted,  however, that to the extent that PSR's surveys include a representative
cross-section  of commercial  and  consumer  equipment  ownership,  differences   between
commercial annual hours of use and consumer annual hours of use are incorporated in their
estimates.  But, separate  figures for commercial usage versus consumer usage are not available
through PSR.  Similarly, no information related  to  temporal  usage  patterns is compiled  or
maintained by PSR.

                              4.3.3  PSR's Attrition Curve

PSR has developed a typical attrition curve  which is  used, together with the other parameters
described above,  to determine   vintage  specific  survival  rates  for  each  engine/equipment
combination  in Aftermarket.  PSR's research has determined that survival  rates fit the normal
distribution about half-life, or S-curve, shown in Figure 4-1.  Estimates  of the number  of
equipment,  with  a  given engine model  installed in them, that  are  placed in service,  the
equipment's  average annual hours of use, its engine's horsepower and load factor are used to
determine the expected life of the engine/equipment combination not yet consumed (Le., where
EPA/OAR                                   -1-17  Nonroud Mobile Source Sales and Attrition Study
                                                               Identification and Evaluation />>
                                                         Available Data Sources — Final Rc[)<>n

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                        FIGURE 4-1

         PSR'S ATTRITION CURVE USED TO ESTIMATE
            VINTAGE SPECIFIC ATTRITION RATES
100
   «O           4O


% Of W9n RCMA1MM2 IN SCRV1CX
                                                 20
                          4-18

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Jack Faucett Associates — 444-1                                                    February 1993

you are along the Y-axis of the curve).8  This in turn provides the vintage specific survival
rate found by simply matching the position on the Y-axis to that on the X-axis.  Of course, this
Y to X correspondence will greatly depend on the shape of the attrition curve that is employed.
For instance,  a "flatter" S-curve  than the one shown in Figure 4-1 would derive lower survival
rates, while a "tighter" one would derive higher survival rates.9

PSR has not  provided a detailed description of the exact methodology that has  been used to
develop the  attrition  curve shown in Figure 4-1.  Conversations with PSR,  however,  have
provided a general overview of the process.  PSR has apparently derived its attrition curve
through end-user  surveys — likely the same  surveys that determine annual  hours of use, load
factor, and B-50 life estimates.  End-user survey results on the number of  engines remaining
in service by  model year are compared to model year sales estimates  from Engindata to arrive
at PSR's attrition curve.

The fact that PSR uses this same attrition curve for all engines and equipment combinations
likely  leads to some  biased vintage specific survival rates  for different types of equipment.
According to PSR, however, reported survival  rates derived from PSR's research have been
found  to fit the normal distribution pattern shown in Figure 4-1.  Further,  PSR contends that
98  percent of all  1.5 million reported cases  are found to fit within 1.5 standard  deviations of
the  mean, and that their findings  are  similar  to those described in  Society  of Automotive
Engineers (SAE) paper 851260 (Reduced Durability due to a Friction Modifier in Heavy Duty
   8 A detailed description of this process is provided on page 3-5 of EEA's report to EPA, which is
referenced above.
   9 A "flatter" curve implies that the convex portion (or upper part) of the S-curve and the concave portion
(or bottom part) of the S-curve are decreasing at a slower rate than that portrayed by the S-curve in Figure 4-
1.  A "tighter" curve implies the opposite.
EPA/OAR                                    4-19   Nonroad Mobile Source Sales and Attrition SiuJv
                                                                 Identification and Evaluation »i
                                                           Available Data Sources — Final Report

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Jack Faucett Associates  — 444-1                                                      February 1993
Diesel Lubricants,  1985) and SAE paper  750621 (Engine  Maintenance  Cost Reduction
Through Improved Component Design and Development, 1975).  The former is an analysis
of heavy-duty diesel engine  wear,  encountered  in the  field,  caused by  a friction reducing
additive used in diesel lubricants, while the  latter is an analysis  of reductions in maintenance
costs through improved  aircraft engine durability.   Although the  results described  in these
papers may be directly applicable to heavy-duty diesels and aircraft engines, clearly the entire
spectrum of nonroad engines  is not represented  by those results.   As  such, the notion that
PSR's survey findings and attrition results are similar to those found in these SAE papers does
not necessarily  imply that PSR's attrition curve  is representative  of survivability across  all
engines that comprise the nonroad engine emissions source category.

It is not presently evident whether or not manufacturers  that do derive survival estimates rely
on a normal distribution to statistically describe their observations.  Recent conversations with
PSR suggest that  some manufacturers  may  employ a Weibull  distribution, like those  used in
the study of  breaking strengths of  materials.I0  However,  JFA has not  been successful  in
obtaining information from manufacturers on this issue.
    10 A random variable X is said to have a Weibull distribution pattern if the probability function of X is
given by:
               f(X;a,b) = f(a/b") A""' exp-(X/b)"f for X greater or equal to 0.
The parameter a is positive and is referred to as the shape parameter, while the parameter b is also positive
and represents the scale parameter.   While in some situations there are theoretical justifications  for the
appropriateness of the Weibull distribution, in many cases the Weibull simply provides a good fit to observed
data for particular values of a and b. Note that if A" is less than Q,f(X;a,b) equals 0.
Other examples of distributions often employed in the analysis  of product  life cycles include the exponential,
lognormal, and the smallest  extreme value distributions.  For a discussion of these distributions the reader is
referred to Applied Life Data Analysis by Wayne  Nelson of General  Electric Co. ~ published by John Wiley
& Sons, 1982.
EPA/OAR                                      4-20  Nonroad Mobile Source Sales and Attrition Study:
                                                                    Identification and Evaluation of
                                                             Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

                        4.3.4 The Role of Attrition  in Emissions

Equipment attrition rates have important implications for emissions calculations.  For example,
if a particular engine or equipment type has a relatively short life, the effects of implementing
an emission standard will be realized more quickly than for an equipment type with a long life.
This is a widely recognized phenomenon, and fleet turnover is an important consideration when
crafting a regulatory package to  mitigate emissions  from mobile sources.

One aspect  of fleet  turnover that can impact an emissions benefit calculation  is the shape of
the equipment attrition curve. As discussed above,  PSR assumes that  equipment attrition is
described by  a normal S-curve  and that all engines (of a particular model)  have the same
annual hourly  usage regardless of age.  On the other hand,  in a study performed  for CARB,
EEA determined (through a limited survey of California construction firms) that as equipment
ages,  it is generally used  less.  EEA also developed a survival curve for heavy construction
equipment in this work.   To illustrate  the effect of differing assumptions  about equipment
attrition and usage, an example emissions benefit calculation  is presented below that compares
results from utilizing the PSR and EEA data.

The attrition  and  usage  data developed by EEA for heavy  construction  equipment   are
summarized in Table 4-4.  As seen,  the  table also contains fractional usage by equipment
age."   Because it  is  assumed  that the equipment is not  used  at the  same average  rate
throughout  its life, the fractional  usage is not equivalent to  the population fraction.  (This is
analogous to on-road motor vehicles where the VMT distribution  by model year, Le., usage,
   "Feasibility of Controlling Emissions from Off-Road, Heavy-Duty Construction Equipment, Energy and
Environmental  Analysis, December  1988.
EPA/OAR                                   4-21   Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                         Available Data Sources — Final Report

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                      Table 4-4
Heavy Construction Equipment Attrition and Usage Data
                   Developed by EEA
Age
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
Fraction
Remaining
1.00
0.98
0.96
0.94
0.92
0.90
0.88
0.86
0.84
0.80
0.75
0.70
0.65
0.60
0.55
0.50
0.45
0.40
0.35
0,30
0.27
0.24
0.21
0.18
0.15
0.12
0.09
0.06
0.04
0.02
Fraction
of Fleet
0.064
0.062
0.061
0.060
0.059
0.057
0.056
0.055
0.053
0.051
0.048
0.045
0.041
0.038
0.035
0.032
0.029
0.025
0.022
0.019
0.017
0.015
0.013
0.011
0.010
0.008
0.006
0.004
0.003
0.001
Hours/
Year
1400
1400
1400
1400
1400
1400
1400
1300
1200
1100
1000
1000
1000
1000
1000
1000
950
900
850
800
750
700
700
700
700
700
700
700
700
700
Cumulative
Hours
1,400
2,800
4,200
5,600
7,000
8,400
9,800
11,100
12,300
13,400
14,400
1 5,400
1 6,400
17,400
18,400
1 9,400
20,350
21,250
22,100
22,900
23,650
24,350
25,050
25,750
26,450
27,150
27,850
28,550
29,250
29,950
Wtd Hrly
Use
89
87
86
84
82
80
78
71
64
56
48
45
41
38
35
32
27
23
19
15
13
'11
9
8
7
5
4
3
2
1
Fractional
Use
0.077
0.075
0.074
0.072
0.070
0.069
0.067
0.061
0.055
0.048
0.041
0.038
0.036
0.033
0.030
0.027
0.023
0.020
0.016
0.013
0.011
0.009
0.008
0.007
0.006
0.005
0.003
0.002
0.002
0.001
Total: 1.00 11 63 1.00
                     4-22

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Jack Faucett Associates — 444-1                                                   February 1993

is not equivalent to the registration distribution, Le., population.)  Also, a "fleet-average"  annual
use of 1163 hours was calculated based on multiplying the fleet fraction for each equipment
age by the annual usage for that age and summing over the 30 "model years" listed in Table
4-4.

A corresponding fractional use by equipment age matrix based on PSR's attrition curve (Figure
4-1) was also developed and is shown in Table 4-5.  A number of assumptions were required
to produce this table:

       •      All  "model years" accumulate the same  annual hours based  on the EEA fleet-
              weighted estimate (1163 hours),

       •      The total  cumulative hours for the longest-lived machine is based on  EEA's
              estimate (approximately 30,000 hours),

              The B-50 life was assumed to be one-half the longest life (approximately  15,000
              hours), and

       •      Calculations are based on constant sales  for each year.  (Although this is not
              likely to be a good assumption for  an accurate  estimate,  it is valid  for the
              comparison being  illustrated here.)

The fractional usage estimates developed in Tables 4-4 and 4-5 are  depicted graphically in
Figure 4-2.  As seen, the two methodologies result in different usage  versus age curves. The
PSR methodology  indicates that most of the  equipment usage in the fleet  is performed  by
newer equipment, with a sudden drop near the equipment half-life. This is because the S-curvc
EPA/OAR                                   4-23  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

-------
              Table 4-5
Equipment Attrition and Usage Data Developed
      from PSR's Scrappage Curve
Age
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
Cumulativ
Hours
1163
2,326
3,489
4,652
5,815
6,978
8,141
9,304
10,467
11,630
12,793
13,956
15,119
16,282
1 7,445
18,608
19,771
20,934
22,097
23,260
24,423
25,586
26,749
27,912
29,075
30,238
Fraction of
Expected Life
0.923
0.846
0.769
0.692
0.615
0.538
0.462
0.385
0.308
0.231
0.154
0.077
0.000
-0.077
-0.154
-0.231
-0.308
-0.385
-0.462
-0.538
-0.615
-0.692
-0.769
-0.846
-0.923
-1 .000
Fraction
Remaining
0.985
0.975
0.960
0.940
0.925
0.905
0.885
0.860
0.835
0.810
0.770
0.730
0.500
0.270
0.230
0.190
0.165
0.140
0.115
0.095
0.075
0.060
0.040
0.025
0.015
0.000
Fraction
of Fleet
0.079
0.078
0.077
0.075
0.074
0.072
0.071
0.069
0.067
0.065
0.062
0.058
0.040
0.022
0.018
0.015
0.013
0.011
0.009
0.008
0.006
0.005
0.003
0.002
0.001
0.000
Wtd Hrly
Use
92
91
89
87
86
84
82
80
78
75
72
68
47
25
21
18
15
13
11
9
7
6
4
2
1
0
Fractional
Use
0.079
0.078
0.077
0.075
0.074
0.072
0.071
0.069
0.067
0.065
0.062
0.058
0.040
0.022
0.018
0.015
0.013
0.011
0.009
0.008
0.006
0.005
0.003
0.002
0.001
0.000
Total: 1.00 11 63 i.oo
               4-24

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                          Figure 4-2
                         Usage vs. Age
                 EEA and PSR Methodologies
   0.1
   0.08
0)
CO
13 0.06

1
g

CJ0.04
   0.02
        I I  I  I  I I
                    I
                         i
                                         I
i 'f-4-.j  i
                                                           EEA
                                                           PSR
      1 2345678 9101112131415161718192021222324252627282930
                     Equipment Age (years)
                            4-25

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Jack Faucett Associates — 444-1                                                  February 1993

used by PSR assumes very high attrition rates near the equipment half-life. Conversely, EEA's
estimates show a much more gradual decrease in fractional usage with age.

The usage curves in Figure  4-2  were used to compute  the benefit of hypothetical emission
standards.   As an example,  assume that the  NOx emission rate  is decreased from 10 to 5
g/Bhp-hr as a result of a standard  that takes effect with the 1998 model year.  The fleet-average
emission rate without the standard would be 10 g/Bhp-hr, assuming all model years emit at the
same  rate prior to regulation.  If the benefit for the year 2010 is desired, a fleet-average
emission rate can be determined by applying the fractional usage calculated in Tables 4-4 and
4-5 (and shown in Figure  4-2) to the corresponding  model-year  emission rate and summing
over all  model years making up the fleet.  This calculation,  summarized in Table 4-6, was
performed with both EEA  and PSR estimates  of equipment attrition and usage.

The PSR methodology resulted in a fleet-average NOx emission rate of 5.57 g/Bhp-hr, while
the EEA methodology  produced a  rate  of 6.08  g/Bhp-hr.  In the  year 2010, therefore, the
benefit of the hypothetical emission standard  was estimated to be 44 percent and 39 percent
for the PSR and  EEA attrition assumptions, respectively.  Although the two  methodologies
illustrated above did not result in dramatic differences in  the benefit calculation, it is clear that
the choice of assumptions  on equipment attrition does impact emissions estimates.  Thus,  by
obtaining an accurate characterization  of  equipment attrition, emissions estimates  can  be
improved.
EPA/OAR                                   4-26  \onroad Mobile Source Sales and Attrition SiuJ\
                                                               Identification and Evaluation «i
                                                         Available Data Sources -- Final Report

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             Table 4-6
Calculation of Hypothetical Fleet-Average
         NOx Emission Rates
Model
Year
2010
2009
2008
2007
2006
2005
2004
2003
2002
2001
2000
1999
1998
1997
1996
1995
1994
1993
1992
1991
1990
1989
1988
1987
1986
1985
1984
1983
1982
1981
Emission
Rate
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
5.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
10.0
EEA
Fraction Wtd EF
0.077 0.383
0.075 0.375
0.074 0.368
0.072 0.360
0.070 0.352
0.069 0.345
0.067 0.337
0.061 0.306
0.055 0.276
0.048 0.241
0.041 0.205
0.038 0.192
0.036 0.178
0.033 0.328
0.030 0.301
0.027 0.274
0.023 0.234
0.020 0.197
0.016 0.163
0.013 0.131
0.011 0.111
0.009 0.092
0.008 0.080
0.007 0.069
0.006 0.057
0.005 0.046
0.003 0.034
0.002 0.023
0.002 0.015
0.001 0.008
Fleet-Wtd Emission Rate: 6.082
PSR
Fraction Wtd EF
0.079 0.394
0.078 0.390
0.077 0.384
0.075 0.376
0.074 0.370
0.072 0.362
0.071 0.354
0.069 0.344
0.067 0.334
0.065 0.324
0.062 0.308
0.058 0.292
0.040 0.200
0.022 0.216
0.018 0.184
0.015 0.152
0.013 0.132
0.011 0.112
0.009 0.092
0.008 0.076
0.006 0.060
0.005 0.048
0.003 0.032
0.002 0.020
0.001 0.012
0.000 0.000




5.568
                  4-27

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Jack Faucett Associates - 444-1                                                  February 1993

                  4.4  ENGINE REBUILD/REPLACEMENT  RATES

PSR recently  submitted a description  of their approach to account for the effect of engine
rebuild/replacement  rates on engine/equipment life expectancy.  In their assumptions related
to engine and  equipment survival, PSR has considered the fact that  engines  are rebuilt  or
overhauled during their useful lifetimes and that for some equipment types the engine is often
physically  replaced.    For  many equipment types,  however,  PSR  regards  this  issue  as
insignificant.  For example, air cooled  gasoline powered engines and the equipment  in which
they are installed are assumed to be retired congruently.  The reasoning is that it is usually not
economic to salvage an operating engine and replace it in another type of equipment when the
useful  life of the equipment itself has been expended.  On the other hand, for many types  of
heavy-duty equipment,  engines routinely outlast the equipment  in which they  are originally
installed and can find further use in other equipment at a reduced  capacity.  In such cases, PSR
has extended the expected useful life to include  a factor for the continued survival of a small
portion of engines.

PSR also accounts for engine rebuild and overhaul as part of a normal operating lifetime.  Such
major  maintenance  is particularly  important in the  case  of heavy-duty equipment,  where
practices call for partial overhaul once  a predetermined  number of operating hours have been
reached.   Rebuilds  and overhauls  have a considerable  effect on engine life.  Such  major
maintenance practices are taken into account by PSR on an equipment by equipment basis
depending on the specific industry in which an equipment is employed.  However, PSR does
not maintain data on rebuild rates at the individual equipment level.  Rather,  engine rebuild is
accounted for  in PSR's attrition calculation.
EPA/OAR                                  4-28  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation of
                                                        Available Data Sources -- Final Report

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Jack Faucett Associates — 444-1                                                   February  1993

             4.5  METHODOLOGY FOR GEOGRAPHIC ALLOCATION

PSR's Aftermarket database includes a methodology  to distribute national  in-use population
estimates to State and county levels. Data from the U.S. Bureau of Census'  County Business
Patterns  are used to  establish the geographic  model by  which  end products are allocated.
Economic data for each county in the U.S. from  12  major Standard Industrial Classification
(SIC)  groups12   has been  compiled and used  to derive  activity  indices.  For each engine
application, different combinations of these 12 factors are used as a  means  of geographically
allocating in-use equipment.

The geographic  distribution  of  every  engine  application  is accomplished  by  assessing
percentage weights to each of the 12 major SIC based activity sectors  and applying these
weights to the ratio of county to national activity  by sector.  This process derives an activity
index which is then multiplied by the national in-use population of a given  application to arrive
at the  county  population estimate.  For example,  the percentage weights  for compressors by
major  category are 16 percent mining,  12 percent oil and gas, 34  percent construction, 12
percent metal  manufacturing, 7 percent machinery production, 12 percent wholesale trade, and
7  percent retail food distribution.  These  weights  are determined  through  the  analysis of
ownership and usage information obtained  from PSR's surveys.  By combining these so called
"correlation factors" with the percentage  of national revenue of employment produced in each
county for these sectors, PSR estimates the percentage of air compressors that will be found
in a given county. A  complete profile of PSR's "correlation factors" for each equipment  type
is available from  the Aftermarket  database.
   12  These  12 SIC groups include: total employment, agricultural services, fishing, mining, oil and gas,
construction, metal manufacturing, machinery production, trucking, wholesale trade, retail food distribution.
and auto dealerships.
EPA/OAR                                    4-29  Nonroad Mobile Source Sales and Attrition Stu
                                                          Available Data Sources — Final Rcpmi

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Jack Faucett Associates ~ 444-1                                                  February  1993

The top-down approach used by PSR to distribute national in-use populations of equipment to
State and county levels is subject to criticism.  PSR's approach assumes that sub-national in-
use populations  of all types of nonroad equipment are characterized by one or more of the SIC
based activity categories described above.  Clearly, the regional populations of some types of
equipment,  such as those used in logging or airport service, cannot be accurately  estimated
using any of PSR's 12 activity categories.  Furthermore, it is not explicitly clear what criteria
were employed  by PSR to determine the percentage weights or, "correlation factors", used in
the estimation methodology.  JFA suspects that many of the "correlation factors" were derived
from anecdotal information and, thus, may not actually correlate well with regional populations.
However, before an analysis of all the indices derived for each equipment type is performed,
the true limitations of PSR's geographic distribution methodology cannot be properly assessed.
To conduct such an analysis, PSR will have to  submit their data to EPA or JFA, or PSR's
Aftermarket database will have to be purchased.

                    4.6  SUMMARY  AND RECOMMENDATIONS

PSR is a useful  and comprehensive source of sales, scrappage, in-use equipment  populations,
annual hours of use, and load factor estimates.  However,  some problems are evident in PSR's
methodologies that must be resolved before PSR derived statistics can be directly incorporated
into an emissions forecasting model. These problems include: 1) PSR's exclusion of imported
equipment with installed engines (Le., captive  imports)  and inclusion of Canadian sales in
Engindata's sales statistics, 2) discrepancies between PSR's sales estimates and those available
from industry and possibly government sources,  3) PSR's employment of one attrition curve
for all equipment/engine  combinations, and 4) conceptual problems with PSR's geographic
distribution  methodology.  In addition,  likely biases in PSR's lifetime expectancy (B-50  life)
estimates  for various equipment need to be investigated.  Finally, although JFA has requested
EPA/OAR                                   4-30  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                   February 1993

detailed  descriptions of PSR's surveys  (such  as, sample sizes, response  rates,  audiences,
questionnaires, etc.), no additional information has been provided beyond that described in this
section.  Likewise, data from which Canadian sales can be backed-out from Engindata or data
on captive imports have not been made available by PSR.  The degree of further cooperation
from  PSR,  other  than what can be  learned  from their databases,  with  respect to emission
analyses is not entirely evident at this time.

One important issue that needs  to be addressed  is the resolution of discrepancies  between
PSR's sales, usage, load factor,  and scrappage estimates and those derived by parties  both
inside and  outside of industry.   Such  an analysis  will  be useful  in  determining  where
complementary data can be substituted for PSR's  estimates.  The flexibility  of PSR's process
will assure that the best possible  data will be implemented into an emissions model if their
databases and computer models are chosen as the  basis for its development.  PSR's databases
provide an expedient and relatively inexpensive way to derive emission parameters,  and they
can be altered to reflect more detail (such as commercial and residential  sales splits for lawn
and garden equipment) and better data (such  as MIC's sales and scrappage statistics on ATV's
and off-highway motorcycles).  PSR's Engindata database has already been purchased by EPA,
while their Aftermarket costs roughly $25,000.  The possibility of using  PSR's databases for
the development of an emission model should be considered by EPA once detailed evaluations
and validations of their  estimates  are  performed, serious discrepancies are resolved, and
additional information on methodologies  and surveys  is obtained.
EPA/OAR                                   4-31  Nonroad Mobile Source Sales and Attrition Study:
                                                               Identification and Evaluation of
                                                         Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                 February 1993

                                     SECTION 5:
                                  FUTURE WORK:
           DATA SELECTION  AND METHODOLOGY  DEVELOPMENT

                                   5.1  OVERVIEW

Given that all available nonroad equipment data sources have been identified, after a detailed
evaluation and compartive analysis it will be necessary  to select  the most appropriate data
sources  to fill out the  data matrices needed  to support a  nonroad emissions model.   In cases
where  data do not  currently exist,  methodologies  must be developed  to estimate  certain
parameters (e.g., attrition rates).  Although the data matrices were not completed as part of the
current  study, it is useful to summarize, for each required data matrix,  the availability  and
likely sources of data that could be used to fill the matrices. Thus, this section briefly outlines
the potential data sources for each matrix and identifies areas in which new methodologies are
likely to be needed.

As detailed below, data for the following quantities will  be necessary:

       •      Nationwide State-level equipment populations for each equipment type included
              in NEVES;

       •      Current  year equipment population distributions  by horsepower and engine class;

       •      Historical annual equipment sales  matrices for  each  combination of equipment
              type, engine class, and  horsepower range;
EPA/OAR                                  5-1  Nonroad Mobile Source Sales and Attrition Study:
                                                              Identification and Evaluation <>j
                                                        Available Data Sources — Final Report

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Jack Faucett Associates — 444-1                                                 February 1993

       •       Historical equipment survival matrices for each combination of engine class and
              horsepower range;

       •       Historical  engine  rebuild/replacement   matrices  for  each  combination  of
              equipment type, engine class, and horsepower range;

       •       Current equipment  usage, load  factor, and fuel consumption matrices for each
              combination  of engine and equipment type;  and

       •       Temporal distribution matrices  by equipment type.

Descriptions of data sources for these elements are provided as follows.

                 5.2  NATIONWIDE STATE-LEVEL POPULATIONS

Although not an absolute requirement for the  development  of an emissions model (depending
upon the methodology chosen to generate equipment usage estimates, Le,, top-down or bottom-
up), methodologies to estimate State-level equipment  populations for each equipment type
included in NEVES should  be investigated. State-level equipment populations for the 23 states
included in NEVES were derived by PSR from national equipment estimates through the use
of activity  indicators  that  relate  economic activity at  the  State-level relative to that  at the
national-level.  The State populations  were then used  by  EPA's contractor, EEA, to derive
population  estimates at the county-level.

It is recognized that top-down approaches,  like those used by PSR and EEA, are likely to result
in estimation  errors if national-level  population estimates are incorrect or  if the activity
EPA/OAR                                  5-2  Nonroad Mobile Source Sales and Attrition Study
                                                              Identification and Evaluation <>/
                                                        Available Data Sources — Final Report

-------
Jack Faucett Associates - 444-1                                                 February 1993

indicators  employed  to  apportion  national data to the local  level are biased.   However,
developing detailed bottom-up estimates for each State and equipment type is not feasible for
a generic nonroad model.  Thus, State-level equipment populations would have to be estimated
using some form of a top-down approach.  It is anticipated that the estimates would rely on
PSR data, industry-supplied data (e.g., shipment data), or on potential  alternative methodologies
to allocate national data to the State-level.

              5.3  ENGINE/EQUIPMENT DISTRIBUTION  MATRICES

Based on the results presented in the previous sections, PSR appears to be  the only available
source for these data.  Distributions of equipment by engine type (Le.,  2-stroke gasoline, 4-
stroke gasoline,  diesel, 4-stroke  LPG/CNG) and horsepower  range can be developed  from
PSR's Aftermarket database with the assumption that national distributions hold at the sub-
national  level.   Independent distributions (of any kind) at the sub-national  level are not
available from any of PSR's databases nor are they available  from  any other  known source.
Thus, developing a national-level engine/equipment matrix  would likely be limited to the use
of PSR data.  (A moderate amount of validation data for  lawn and garden equipment are,
however, available  from  OPEL)

             5.4  ANNUAL ENGINE/EQUIPMENT SALES MATRICES

Data matrices describing  U.S. equipment  consumption  for each year  from 1960  through the
most recent year for each combination of  equipment type, engine type, and horsepower range
are required. However, to develop  current year (or  future year) population  estimates, it is not
necessary to consider, for example, 30 years of historical sales records for a piece of equipment
with an average life of 5 years.  Alternatively,  equipment  types with very long  useful lives
EPA/OAR                                  5-3  Nonroad Mobile Source Sales and Attrition Study.
                                                              Identification and Evaluation <>/
                                                        Available Data Sources — Final Rcpon

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Jack Faucett Associates - 444-1                                                  February 1993

(e.g., agricultural  tractors)  may  require a more complete  accounting of historical  sales  to
generate current year population estimates.  Thus, data matrices should be filled out to the
extent that  the  historical sales data  will allow calculation  of equipment populations  for a
selected base year (e.g., 1990).  Further, based on the results presented above, it is clear that
data do not  exist to completely fill out such matrices for each equipment type of interest. For
equipment types without completed sales matrices, estimates may be possible based  on sales
trends.

Data sources likely to be utilized for these matrices include manufacturer associations,  PSR,
and the Department  of Commerce.

                5.5  ENGINE SURVIVAL  MATRICES (HISTORICAL)

Developing  these  matrices  would require extensive review of the  methods used by  PSR,
MacKay, and engine manufacturers to develop B50 engine lives and attrition curves. However,
the extent to which survival matrices  could be developed depends largely upon available data
sources and the willingness of those sources to share  information.   Additionally, although
information on engine attrition rates may be available for some selected equipment types, the
applicability of these data across equipment categories is questionable (Le., engine attrition for
lawn  and garden  equipment  would  not be expected  to be  the same  as  for  construction
equipment). Nonetheless, an evaluation of engine attrition might be possible  at the equipment
category level.   At a minimum, general functional forms of  attrition curves should be further
investigated.
EPA/OAR                                   5-4   Nonroad Mobile Source Sales and Attrition StuJy
                                                               Identification and Evaluation "
                                                         Available Data Sources — Final

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Jack Faucett Associates ~ 444-1                                                 February 1993

    5.6  ENGINE  REBUILD/REPLACEMENT  RATE MATRICES (HISTORICAL)

Based  on results presented  above,  it is apparent that data on nonroad  engine rebuild and
replacement rates are not readily available.  Additional effort to identify sources of rebuild and
replacement would be  useful,  but the results of such  an effort are uncertain,  as is the
development of an appropriate matrix.  However, data on rebuild and replacement rates do
exist for heavy-duty, on-road diesel  engines.  Thus, these data could be considered surrogates
for the higher horsepower, nonroad equipment types and  might provide a very rough estimate
of the  number  of rebuilds that could be in service  at a  given time.  For some of the more
inexpensive, lower horsepower equipment, it is very likely that engines are scrapped rather than
rebuilt.  (A qualitative assessment of rebuilds and replacements may also be possible based on
information developed by EEA in its 1988 report to CARB.)

                    5.7 EQUIPMENT USAGE RATE MATRICES

For these matrices,  data would  be compiled on  state-  or regional-level annual hours  of
operation, load factors,  and  annual average fuel consumption by  equipment and engine type
combination.  Multi-regional average annual  hours  of use data are available  from  NEVES,
which used PSR and industry data. However, as discussed previously, NEVES relied on a top-
down approach for all equipment usage estimates.  Depending upon the equipment category,
top-down  methodologies may not be the most appropriate  to determine local-level activity.
Therefore,  an assessment should be made  to determine whether top-down  or bottom-up
approaches provide the  best  estimates of activity for the  various equipment categories.

The primary sources of information  for these  matrices  are likely  to be PSR,  MacKay
(particularly for annual hourly usage), and manufacturer associations.  Selected manufacturers
EPA/OAR                                   5-5   Nonroad Mobile Source Sales and Attrition Study
                                                             Identification and Evaluation <>/'
                                                       Available Data Sources — Final Rupori

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Jack Faucett Associates ~ 444-1                                                   February 1993
		~ 	     .—    	     	      	     	i_. -. .-	--  	

might also have information on usage, load factor, and fuel consumption  for the engines that
they  sell,  as well as  information  regarding regional  variations  in load factors  and fuel
consumption.  However,  as  discussed  in  earlier  sections of this report, the  likelihood of
obtaining additional data from manufacturers is questionable.

                    5.8  TEMPORAL  DISTRIBUTION  MATRICES

Data identifying  the  fraction  of annual  source activity that occurs  during each  month  of the
year, each day of the  week, and each hour of the day are important from an emission modeling
perspective.  Such data  allow policymakers  to determine how much is  being emitted in a given
region, during a specific  time, and by a particular type of nonroad  equipment.   Ideally, these
data would be developed both at the national and State, or multi-State, levels.

Because a single  comprehensive  source for  such  data is  not available,  information from a
variety of previous nonroad reports  and industry  associations  would have to be utilized to
determine temporal distributions.  (Although  the quality of such data is questionable.)  Thus,
a detailed data matrix is  not possible  in this  case,  rather, estimates of temporal usage would
have  to be reported by equipment category (and potentially  sub-category, if data in enough
detail  are  discovered).   Additionally,  a  limited  amount of  effort  should  be directed at
investigating estimation methodologies based on ambient temperature, number of rainy days,
and other weather parameters.
EPA/OAR                                   5-6   Nonroad Mobile Source Sales and Attrition Study:
                                                                Identification and Evaluation of
                                                         Available Data Sources — Final Report

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APPENDICES

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Jack Faucett Associates - 444-1                                             February 1993
                            APPENDIX  A:


                        SNOWMOBILE REGISTRATION
                               DATA (1977-1992)

                                 Source: ISIA
EPA/OAR                                    Nonroad Mobile Source Sales and Attrition Study:
                                                        Identification and Evaluation of
                                                  Available Data Sources -- Final Report

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                    1991-1992 NORTH AMERICAN SNOWMOBILE
                            REGISTRATION SURVEY
State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Estimated Number
Current of Unregistered
Registrations Snowmobiles
4,231
9,646 2,191
18,396 3,000-5,000
2,600
176
22,790 10,000-15,000
58,276
18,178
29,300
63,471
235
8,253
180,340
192,926
11,300
828
27,330 plus or minus 5%
3,000
1,246*
51,723*
9,200
15,421
10,078
42,354
353
3,480
9,683
31,515
20,414
156,062
14,208
County
Breakdown
Available

X



X
X

X
X


X
X
X
X
X

X
X
X
X
X
X
X
X
X

X
X
X
Total
1,017,013
   1990-91 figure
Note:  Registration figures are not available for the remaining states.
                                      A-l

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                       1991-1992 NORTH AMERICAN  SNOWMOBILE
                              REGISTRATION SURVEY

                                            Estimated Number   County
                         Current            of  Unregistered    Breakdown
 Province                 Registrations      Snowmobiles        Available


 Alberta                    15,194                                  X
 British Columbia           60,162
 Manitoba                   18,361                                  X
 New Brunswick              11,526
 Newfoundland               61,000

 Nova Scotia                 3,691
 Ontario                   346,932                                  X
 Prince Edward Island        3,188
 Quebec                    122,189
 Saskatchewan                6,022

 Yukon Territory               654
TOTAL                     648,919
                                  A-2

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                       1990-1991  NORTH AMERICAN SNOWMOBILE
                               REGISTRATION SURVEY

                                             Estimated Number   County
                          Current            of Unregistered    Breakdown
 Province                  Registrations      Snowmobiles         Available


 Alberta                     13,875                                   X
 British Columbia            53,386
 Manitoba                    27,161
 New  Brunswick                9,000
 Newfoundland                61,000

 Nova Scotia                  4,143
 Ontario                   329,976                                   X
 Prince Edward Island         4,153*
 Quebec                    113,758
 Saskatchewan                 6,086

 Yukon.Territory               654
TOTAL                     623,192


*  1989-90 figure
                                 A-3

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                    1990-1991 NORTH AMERICAN SNOWMOBILE
                            REGISTRATION SURVEY
State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin - -
Wyoming
Estimated Number
Current of Unregistered
Registrations Snowmobiles
4,427
8,849
17,142 6,000
2,635
290
21,000 10,000-15,000
58,891
21,509
22,000
61,641
235
13,000
202,368
191,838
14,500*
767
32,430 less than 5%
2,991
1,246
51,239
8,200
18,040
9,675
39,449
375
4,028
14,034
32,762
19,631
155,632
14,506
County
Breakdown
Available





X
X
X
X
X


X
X

X
x


X
X
X

X
X
X
X

X
X
X
Total
1,045,330
*  1989-90-figure
Note:  Registration figures are not available for the remaining states
                                 A-4

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                    1989-1990 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Total
REGISTRATION SURVEY
Estimated Number
Current of Unregistered
Registrations Snowmobiles
2,756
7,989 2,330
16,026 4,000
3,062
307
15,356 15,000+
60,510
22,941
22,020
63,190
333
23,110
205,772
194,339
14,500- 36,462
902
33,000 2,475 (5-10%)
3,641
1,100 "quite a few"
46,324
10,893
17,947
9,533
43,000 25,000
432
3,200
12,706
33,961
17,280
151,000
14,683
1,051,813 85,267

County
Breakdown
Available

X



X
X
X
X
X

X
X
X
X
X



X
X

X
X

X
X

X
X


Note:  Registration figures are not available  for  the  remaining  states
                                  A-5

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                       1989-1990 NORTH AMERICAN SNOWMOBILE
                               REGISTRATION SURVEY

                                            Estimated Number   County
                         Current            of Unregistered    Breakdown
 Province                 Registrations      Snowmobiles        Available


 Alberta                     14,169                                  X
 British Columbia            52,689
 Manitoba                    22,723                                  X
 New Brunswick               8,566
 Newfoundland                60,300

 Nova Scotia                 5,054
 Ontario                   308,373                                  X
 Prince Edward Island        4,153
 Quebec                    103,179
 Saskatchewan                6,243

 Yukon Territory               508
TOTAL                     585,957
                               A-6

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                    1988-1989 NORTH AMERICAN  SNOWMOBILE
State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Total
REGISTRATION SURVEY
Estimated Number
Current of Unregistered
Registrations Snowmobiles
2,671
6,847 2,552
15,060 4,000
3,503
328
21,024 10,000
62,047
19,206
45,000
58,148
450
22,000
200,854
192,647
50,000
918
30,000
2,600
7,029*
56,172
9,361
18,782
9,349
43,785 95,000
395**
6,433
16,481
27,953
20,032
150,963
14,958
1,114,996 111,552
County
Breakdown
Available

X



X
X
X
X
X

X
X
X

X



X
X

X
X

X
X

X

X

* includes all-terrain vehicles
** 1983 figure
used

Note:  Registration figures are  not available  for  the  remaining stac-
                                  A-7

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                       1988-1989 NORTH AMERICAN SNOWMOBILE
                              REGISTRATION SURVEY

                                            Estimated Number     County
                         Current            of Unregistered      Breakdown
Province                 Registrations      Snowmobiles          Available


Alberta                    14,986
British Columbia           51,597
Manitoba                   17,748                                   X
New Brunswick              10,000
Newfoundland               56,000

Nova Scotia                 4,967                                   X
Ontario                   286,664                                   X
Prince Edward Island        n/a
Quebec                     79,287
Saskatchewan                6,435

Yukon Territory               494
TOTAL                     528,178
                                A-8

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                    1987-1988 NORTH AMERICAN SNOWMOBILE
                             REGISTRATION SURVEY
State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Ma ry la nd
Current
Registrations
1,812
6,283
14,234
3,626
263
20,000
59,163
26,643
49,033
57,481
450
Estimated Number
of Unregistered
Snowmobiles

2,860
8,000


15,000





County
Breakdown
Available

X



X
X
X
X
X

 Massachusetts
 Michigan
 Minnesota
 Montana
 Nebraska

 New  Hampshire
 New  Jersey
 New  Mexico
 New  York
 North  Dakota

 Ohio
 Oregon
 Pennsylvania
 Rhode  Island
 South  Dakota

 Utah
 Vermont
 Washington
 Wiscons in
 Wyomi ng

 Total
   15,000**
   206,544
   181,598
   50,589
    1,095****

   38,332
    6,000
    6,000***
   54,321
    6,415

   25,456
    8,767
   46,500
      395*
    6,459

   11,884
   23,573
   17,922
  149,839
   13,736

1,109,413
                        X
                        X
                        X
                        X
                        X
                        X
                        X
                        X

                        X

                        X

                        X
                        X
                        X
25,860
*   1983 figure used
**  1984 figure used
*** 1985-86 figure used
****1986-87 figure used
Note:  Registration figures are not available for the remaining states
                                  A-9

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                      1987-1988 NORTH AMERICAN SNOWMOBILE
                              REGISTRATION SURVEY

                                            Estimated Number    County
                         Current            of Unregistered     Breakdown
 Province                 Registrations      Snowmobiles         Available


 Alberta                    14,094
 British Columbia           50,840                                   X
 Manitoba                   30,705
 New Brunswick               9,912
 Newfoundland               56,000

 Nova Scotia                 5,195
 Ontario                   263,681                                   X
 Prince Edward Island        1,500**
 Quebec                     76,409
 Saskatchewan                8,603

Territories:

Yukon Territory               250
Northwest Territories         293*
 (City of Yellowknife)

TOTAL                     517,482
*  1984 figure used
** 1986-87 figure used
                               A-10

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                    1986-1987  NORTH AMERICAN SNOWMOBILE
                             REGISTRATION SURVEY
State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Ve rmont
Washington
Wisconsin
Wyoming
Estimated Number
Current of Unregistered
Registrations Snowmobiles
3,593
5,729 3,219
13,600 8,000
3,667
280 300
18,000 15,000
60,490
23,695
55,090
56,391
420
15,000*
200,773
198,212
12,068
1,095
32,974 1,000
6,000
6,000**
60,701
10,823
6,388
8,597 6,300
47,000 30,000
2,700 ' 400
5,163
12,951
19,566
15,813
145,609
11,868
County
Breakdown
Available



X

X
X
X
X
X


X
X
X
X



X
X


X
X
X
X

X
X
X
Total
                1,060,256
64,219
 *1984 figure used
**1985-86 figure used
Note
:   Registration figures are not available  for  the  remaining states
                                   A-li

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                       1986-1987 NORTH AMERICAN SNOWMOBILE
                               REGISTRATION SURVEY
 Province
  Current
  Registrations
Estimated Number
of Unregistered
Snowmobiles
County
Breakdown
Available
Alberta
British  Columbia
Manitoba
New  Brunswick
Newfoundland

Nova Scotia
Ontario
Prince Edward Island
Quebec
Saskatchewan

Territories:

Yukon Territory
Northwest Territories
(City of Yellowknife)

TOTAL
    15,113
    50,551
    22,926
     9,755
    53,000*

     7,922**
  300,000
     1,500
    69,948
     7,236
      437***
      293**
  538,681
                        X
  *1985-86 figure used;
 **1984 figure used
***1985-86 figure used
includes all-terrain vehicles
                               A-12

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                     1985-1986 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Delaware
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Ve rmont
Washi ng ton
Wisconsin
Wyoming
Total
* 1984 figure used
**1983 figure used
REGISTRATION SURVEY
Estimated Number
Current of Unregistered
Registrations Snowmobiles
2,632
5,837 3,500
14,250 8,000
3,239
290
23,000
65,591
23,539
55,091
49,722
400
15,000*
287,524
202,944*
16,569 29,700
994
30,586 2,000
6,000
6,000
67,346*
13,532
15,417
7,813
46,700 80,000
395**
9,066
13,480
11,953
17,020
154,000
11,136
1,177,066 123,200



County
Breakdown
Available

X

X

X
X

X
X


X
X
X




X
X

X
X

X
X

X
X
X



Note:  Registration  figures  are not available  for  the  remaining states,
                                     A-13

-------
                       1985-1986 NORTH AMERICAN SNOWMOBILE
                                REGISTRATION SURVEY

                                             Estimated Number    County
                          Current            of Unregistered     Breakdown
Province                  Registrations      Snowmobiles         Available


Alberta                     22,305
British Columbia            49,970
Manitoba                    35,798
New Brunswick                7,785               25,000               X
Newfoundland                53,000*

Nova Scotia                  7,922**                                  X
Ontario                   200,000
Prince Edward Island         3,647**
Quebec                      78,521
Saskatchewan                10,269                                    X

Territories:

Yukon Territory               437
Northwest Territories         293**
(City of Yellowknife)
TOTAL                     469,947               25,000


* includes all-terrain vehicles
**1984 figure used
                            A-14

-------
1984 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Total
*1983 figure used
REGISTRATION
Current
Registrations
2/522
4,816
13/788
2/379
20/200
66,863
32,651
65,329
47,862
1/200
15,000
271,221
202,944
13,261
1,858
29,658
4,000
4,500
67,346
10,976
31,971
8,134
47,000
395*
9,617
11,741
21,288
14,959
164,124
12,197
1,199,800

SURVEY
Estimated Number
of Unregistered
Snowmobiles

3,900
6,000

10,000

15,000






30,900

5,000


25,000



25,000







120,800


County
Breakdown
Available

X

X
X
X
X
X
X


X
X
X
X



X
X

X
X

X


X
X
' X


               A-15

-------
 Province
                        1984 NORTH AMERICAN SNOWMOBILE
                             REGISTRATION SURVEY
Current
Registrations
Estimated Number
of Unregistered
Snowmobiles
County
Breakdown
Available
Alberta                     25,000
British  Columbia            24/000
Manitoba                    29,196
New Brunswick               9/040
Newfoundland                60/000

Nova Scotia                 7/922
Ontario                   169/335*
Prince Edward Island        3/647
Quebec                      78/569
Saskatchewan                15/526

Territories:

Yukon Territory               238
Northwest Territories         293
(City of Yellowknife)

TOTAL                     422,816
                      60/000
                                           X
                                           X
                         100
                      60,100
*1983 figure used
                              A-16

-------
                       1983 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
REGISTRATION SURVEY
Current
Registrations
1,602
5,120
13,959
2,266
21,785
69,439
32,037
60,291
42,177
639
16,500
282,274
207,564
16,074
1,664
21,154
4,109
5,900
73,244
14,739
24,048
4,113
55,000
395
7,839
16,355
19,971
14,959
159,561
12,972

County
Breakdown
Available

X

X
X
X
X
X
X

X
X
X
X
X



X
X

X
X

X
X


X
X
TOTAL
1,207,750
Note:Registration figures are not available  for  the  remaining states.
                                     A-17

-------
Province
                       1983 NORTH AMERICAN SNOWMOBILE
                             REGISTRATION SURVEY

                                  Current
                              Registrations
                           County
                           Breakdown
                           Available
Alberta
British Columbia
Manitoba
New Brunswick
Newfoundland

Nova Scotia
Ontario
Prince Edward Island
Quebec
Saskatchewan

Territories:

Yukon Territory
Northwest Territories

TOTAL
 23,001
 59,593*
 21,767
  9,590
 50,000

  9,750
169,385
  3,637
 60,918
 16,855
    445
No statistics available

424,941
X
*1982 figures used
                           A-18

-------
                      1982 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
Naw Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
TOTAL
REGISTRATION SURVEY
Current
Registrations
2,522
5,048
14,087
2,577
18,552
72,682
46,361
56,000
57,178
896
23,000
386,391
220,100
14,064
1,016
35,490
4,015
3,077
85,639
13,660
32,045
7,682
56,459
451
6,986
17,016
28,827
15,161
175,334
12,715
1,415,031

County
Breakdown
Available
X
X
X

X
X
X
X
X

X
X
X
X
X



X
X

X
X

X
X

X
X
X

Note:  Registration figures are not  available  for  the  remaining states
                                   A-19

-------
                      1982 NORTH AMERICAN SNOWMOBILE
                            REGISTRATION SURVEY

                                 Current
                             Registrations
Province
                             County
                             Breakdown
                             Available
Alberta
British Columbia
Manitoba
New Brunswick
Newfoundland

Nova Scotia
Ontario
Prince Edward Island
Quebec
Saskatchewan

Territories:

Yukon Territory
Northwest Territories

TOTAL
 24,161
 59,593
 35,853
 12,493*
 49,144

 11,390*
170,976
  3,600
173,094*
 17,512
    268
 No statistics available
X

X


X

X
558,084
*1981 figures used
                                  A-20

-------
                 1981 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
REGISTRATION SURVEY
Current
Registrations
(as of December 1, 1981)
1,102
5,542
12,832
2,700
19,961
70,822
44,760
60,000
51,511
786
18,696
368,858
228,764
10,944
1,500
26,679
5,392
2,543
86,907
14,900
32,045
7,544
55,763
400
4,695
14,984
22,223
14,194
162,600
9,468

County
Breakdown
Available
X
X


X
X
X
X
X

X
X
X
X
X



X
X

X
X

X
X

X
X
X
    TOTAL
1,359,115
Note:  Registration figures are not available
       for the remaining states.
                               A-21

-------
                1981 NORTH AMERICAN SNOWMOBILE
                      REGISTRATION SURVEY
                           Current                    County
                        Registrations               Breakdown
  Province         (as of December 1, 1981)          Available
Alberta                     26,364
British Columbia            46,031                      X
Manitoba                    36,788
New Brunswick               12,493                      X
Newfoundland                46,550

Nova Scotia                 11,390                      X
Ontario                    165,882
Prince Edward Island         3,582                      X
Quebec                     173,094
Saskatchewan                19,069

Territories:
  Yukon Territory              398
  Northwest Territories     !       No statistics available
  TOTAL                    541,641
                          A-22

-------
                      1980 NORTH AMERICAN SNOWMOBILE

State
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
REGISTRATION SURVEY
Current
Registration Estimated
SurveY Unregistered
4,618
6,335 3,276
13,776 8,000
5,016
20,705
68,188
44,513
58,929
40,869
106
35,147
465,038
286,035
8,315
1,037
16,755 5,000
5,044
2,207 448
121,713
13,157
21,973
8,458
68,961 20,000
300
6,855
17,211 5-10%
21,818
12,748
212,605 40,000
9,806 10-15,000

County
Breakdown
Available
X
X

X
X
X
X
X
X


X
X
X
X



X
X

X
X

X
X

X
X
X
          TOTAL      1,598,238
Note:  Registration figures are not available  for  the
       remaining states.
                                      A-23

-------
1980 NORTH AMERICAN SNOWMOBILE
      REGISTRATION SURVEY
State
                       Current
                     Registration
                                       Estimated
                                        County
                                      Breakdown
                                      Available
Alberta
British Columbia
Manitoba
New Brunswick
Newfoundland

Nova Scotia
Ontario
Prince Edward Island
Quebec
Saskatchewan

Territories:
  Yukon Territory
  Northwest Territory

  TOTAL
 25,180
 42,056
 13,395
 12,858
 38,000

 12,221
195,184
  3,400
 46,000
 24,300
                        75-80,000
                                                         x
                                                         x
                                                         X
                                          75,000

                                         105,000
                                          x
                                          x
                                          x
                                          x
          310                2,000
      NO  statistics  available

     412,904
          A-24

-------
State
                         1979 NORTH AMERICAN SNOWMOBILE
                              REGISTRATION SURVEY
                  County          1978
   Current      Breakdown    Registration
.5®Sfi§tE§^i22§	dY§ii§^i§	§U£YSZ
  U. S. Total
                1,682,956
                             1,643,608
                                                                   Notes
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
New Mexico
New York
North Dakota
Ohio
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Sub Total
Nevada (est)
West Virginia (est)
Delaware (est)
Virginia (est)
All other states (est)
3,539
7,176
13,687
6,630
21,726
58,317
34,883
74,510
63,646
104
37,865
444,212
300,467
28,263
2,200
36,761
5,201
1,702
121,713
21,031
12,855
7,822
66,195
339
7,617
17,244
31,328
14,362
216,821
10.040
1,668,256
2,500
5,450
200
550
6,000
X
X

X
X
X
X
X
X

X
X
X
X




X
X

X
X

X
X

X
X
X






10,081
5,744
11,257
7,119
14,594
45,882
10,481
54,470
67,345
101
47,000
409,266
307,985
15,355
1,110
35,905
4,521
2,509
130,109
18,128
11,290
7,529
78,000
378
7,513
16,207
31,281
14,278
255,908
8,862
1,630,208
2,400
5,350
150
500
5,000
1
2
3













4



















1.  Start of new 2-year registration period for all  snowmobiles,
2.  Estimated 3,242 unregistered.
3.  Estimated 8,000 unregistered.
4.  Estimated 1,000 unregistered.
                                  A-25

-------
                        1979 NORTH AMERICAN SNOWMOBILE
                              REGISTRATION SURVEY
       State
Current
                                        County
                                       Breakdown
                                                       1978
                                                   Registration
Alberta
British Columbia
Manitoba
New Brunswick
Newfoundland

Nova Scotia
Ontario
Prince Edward
  Island
Quebec
Saskatchewan

Territories:
  Yukon Territory
  Northwest Territories

  Canada Total

  U. S. Total          }

GRAND TOTAL
 27,626
 40,000
 49,159
 17,403
 37,144

 16,171
195,000 est.
  1,524

175,678
 24,540
                             173
                           7,000
                         591,418

                       1,682,956

                       2,274,374
                                           x
 23,956
 37,013
 38,357
 20,399
 32,284

 13,912
199,502
  2,956

223,293
 21,576
                                388
                              2,100


                            615,736

                          1,643,608

                          2,259,344
1.   Estimated 1979 data;  Registrar of Motor Vehicles, Northwest Territories
                                  A-26

-------
                         1978 NORTH AMERICAN SNOWMOBILE
                               REGISTRATION SURVEY
       State ,
                                   County
                     Current      Breakdown
                   Registrations  Available
     1977
 Registration
    Survey
Delaware  (est)          150
Virginia  (est)          500
All other states  (est)5,000
  U. S. Total
                  1,640,793
1,606,318
notes
Alaska
California
Colorado
Connecticut
Idaho
Illinois
Indiana
Iowa
Maine
Maryland
Massachusetts
Michigan
Minnesota
Montana
Nebraska
New Hampshire
New Jersey
. New Mexico
»ork
Dakota
, • . '
Oregon
Pennsylvania
Rhode Island
South Dakota
Utah
Vermont
Washington
Wisconsin
Wyoming
Sub Total
Nevada (est)
West Virginia
10,081
5,744
11,257
7,119
14,594
45,882
10,481
54,470
67,345
101
47,000
409,266
307,985
15,355
1,110
35,905
4,521
2,509
130,109
18,128
11,290
7,529
78,000
345
7,513
13,425
31,281
14,278
255,908
8,862
1,627,393
2,400
(est) 5,350
X
X

X
X
X
X
X
X


X
X
X




X
X
X
X

X
X

X
X
X ,



9,146
5,363
11,003
7,859
14,306
38,673
13,993
51,019
71,502
82
46,000
381,803
316,886
22,978
346
41,887
4,238
2,097
132,301
25,115
8,967
6,791
72,550
367
7,896
11,752
32,222
9,420
245,542
7,214
1,599,318
2,000
5,000


1



2




3

3


1



4










4.
             estimate of 2,000 unreqistered
           breakdown available for 1976 only
            registration procedure
    County breakdown available 9/78
                                        A-27

-------
                         1978 NORTH AMERICAN SNOWMOBILE
                               REGISTRATION SURVEY
    Province
                County
  Current      Breakdown
 Registrations  Available
     1977
 Registration
   Survey
  Sub Total

Canada Terri-
 tories  (est)

  Canada Total

  U. S. Total

GRAND TOTAL
  636,055


   25,000

  661,055

1,640,793

2,301,848
  623,199


   22,000

  645,199

1,606,318

2,251,517
notes
Alberta
British Columbia
Manitoba
New Brunswick
Newfoundland
Nova Scotia
Otl+"3 7*1 O
WilU.CLJL^U
Prince Edward
Island
Quebec
Saskatchewan
23,956 x
37,013
38,879
20,399
32,284
13,912 x
TIC) 1f\A n7rt */ 7if /

2,956

235,776
21,576
18,087
33,742
30,374
22,788
27,000
13,826


699

227,587
24,096



1

2
alL "i A
Of J f *i



5
1.  Final 1978 registration figure available 7/78
2.  County breakdown available 11/78
3.  Estimated 1977 figure
4.  Official estimate of 75,000 unregistered
5.  Revised registration procedure
                                       A-28

-------
                                1977 SNOWMOBILE
                              REGISTRATION SURVEY
     State

 Alaska (est.)
 California
 Colorado
 Connecticut
 Idaho
 Illinois
 Indiana
 Iowa
 Maine
 Maryland
 Massachusetts
 Michigan
 Minnesota
 Montana
    raska
    Hampshire
 New Jersey
 New Mexico
 New York
 North  Dakota
 Ohio
 Oregon
 Pennsylvania
 Rhode  Island
 South  Dakota
 Utah
 Vermont
 Washington
Wisconsin
 Wyoming
    Jbtotal
Nevada (est.)
W. Virginia (est.)
  TOTAL
1977
Registration
15,000
5,363
11,003
7,859
14,306
38,673
13,993
51,019
71,502
82
46,000
381,803
316,886
22,978
346
41,887
4,238
2,097
132,301
25,115
8,967
6,791
72,550
367
7,896
11,752
32,222
9,420
245,542
7,214
1,605,172
2,000
5,000
County Breakdown
Available
X
X

X
X
X
X
X
X


X
X
X



X



X
X

X
X

X
X
X



1,612,172
                                                          Revised 10/14/77
                                                   1976
                                               Registration
     9,945
     6,655
    12,991
     4,043
    19,886
    34,375
    18,688
    51,454
    71,222
        48
    36,800
   374,458
   306,270
    16,854
       325
    42,055
     4,715
     1,633
   149,401
    22,533
     4,387
     7,864
    53,952
       390
     9,746
    15,232
    34,806
    11,940
   241,395
     8,621

1,572,684
    1,900
    4,700
1,579,284
                                      A-29

-------
   Province
                               1977  SNOWMOBILE
                             REGISTRATION SURVEY
   1977
Registration
County Breakdown
   Available
    1971
Registra^Ton
Alberta              18,087
British Columbia     33,742
Manitoba             30,374
New Brunswick        22,788
Nova Scotia          13,826
Ontario             225,000
Prince Edward Is.       699
Quebec              227,587
Saskatchewan         24,096
                                                 19,919
                                                 31,460
                                                 45,236
                                                 24,600
                                                 17,656
                                                209,120
                                                  1,672
                                                223,544
                                                 26,964
  TOTAL
 596,199
                             600,171
                                   A-30

-------
Jack Faucett Associates - 444-1                                           February 1993
                           APPENDIX B:


                MIC STATE POPULATION, ANNUAL USAGE,
                       SEASONAL USAGE ESTIMATES

                    Source:  MIC, Burke Marketing Research
EPA/OAR                                  Nonroad Mobile Source Sales and Attrition Study:
                                                     'Identification and Evaluation of
                                                Available Data Sources — Final Report

-------
MOTORCYCLE
INDUSTRY
COUNCIL, INC.
                                                                   EXECUTIVE
                                                                      OFFICE
2 Jenner Street. Suite 150. Irvine. CA 92718 • (714) 727-4211 • FAX I714) 727-4217
                                   1990 SURVEY

                    OF MOTORCYCLE OWNERSHIP AND USAGE

                             FINAL RESULTS. WAVES  1-12

                                   •  MAY, 1991

                                     VOLUME II
                               CONDUCTED FOR THE
                      MOTORCYCLE INDUSTRY COUNCIL, INC.
                                         BY
                          BURKE MARKETING RESEARCH
                         Copyright 1991. Motorcycle Industry Council
        This information may not be distributed to any other company, association, government
        agency, or other entity, or used in any advertisement or other public communication
        without the exoress written permission of the Motorcycle Industry Council.
                                    B-l

-------
                        INTRODUCTION
Background
Every 5 years the MIC intends to conduct a major telephone consumer survey of
motorcycle, mini-cycle, scooter, moped and ATV owners and non-owners. It's purpose
is to provide nationally projectable data on U.S. motorcycle ownership and usage, to
update information on the motorcycle market and to provide comparisons for a trend
analysis.  This is the third report prepared by Burke Marketing Research.  The first
survey was conducted in 1974.

Purpose
The primary purpose of this research is to provide information to support MIC
programs in government relations, land use, technical issues, public awareness and
statistics. The secondary purpose is to provide information to MIC members.

Method/Interviewine Dates/Locations
Burke Marketing Research conducted telephone interviews via CRT's from its WA iS
interviewing facility in Cincinnati, Ohio from January through December, 1990. A
twelve month period was used for the entire study to eliminate seasonal bias. Weekday
late afternoon/evening and weekend dialing was used. All interviews were completed
by "exclusively Burke" investigators operating under constant supervision. Up to six
callbacks on identified owning households were made, and additional callbacks if felt
to be productive.                  '                  •    .

Research Design
Telephone interviews were conducted via CRTs. There was an owner and a non-owner
version of the questionnaire. The following is an outline of each version.

Questionnaire Outline
      Screening and Ownership
      Non-Owner
          Previous Ownership
          Reasons Never or No Longer Own
          Importance of Reasons For Not Owning
          Household Operators of Vehicles in Past Year
          Attitude toward Motorcycles/ATV's
          Reasons for Attitude
          Demographics
BMRS 40-083
                                     B-2

-------
                       INTRODUCTION                    2
      Owner
         Vehicles Currently Owned
         Year, Make, Model, Engine Size of Vehicles
         Where Vehicle Operated
         Number of Wheels on ATVs
         Whether or Not In Running Order
         Number of Household Member Operators
         Number of Operators on the Streets/Off-Highway

      Primary Rider Questions
         Month/Year Vehicle Purchased New/Used
         Where Purchased
         Where Vehicle Operated
      Street Riding
         Annual Mileage
         Usage By Season/Weekend/Urban vs. Rural
         Primary Means of Transportation
         Fuel Consumption
         Commuting
         Helmet Usage
         Motorcycle Licensing and Rider Education
      Off-Highway Riding
         Usage by Season/Weekend/Urban vs. Rural
         Mileage of ATV for Utility Purposes
         Days, Miles, Hours, Gallons Used for Vehicle
         Fuel Consumetion
                                                                                    i
         Helmet Usage          .                                                    \
      Motorcycle Aftermarket
         Muffler System Replacement                                                  I
         Purchase of Riding Aooarels
                        O   4 *.                                                       !
         Maintenance of Vehicle                                                       j
         Insurance Coverage                                                          j
         Demographics and Interests                                                   |
                                                                                    i
A copy of the questionnaire and all field supplies can be found in the Appendix of this
report.

B MRS 40-088
                                      B-3

-------
                         INTRODUCTION
 Sample
 A total of 1896 (approximately 158 per month) interviews of motorcycle owners were
 completed from January through December 1990 using Super Survey Sampling
 National Probability Sample (NFS).  Completes with incorrect or non-classifiable
 vehicles as the selected vehicle were deleted each month from the data, and replaced in
 following months. A total of 43 NFS interviews had to be deleted from the data
 throughout the year. The sample was plus 1 and our Telephone Number Management
 System (TNMS) was used to monitor the quota, control callbacks, and release sample
 efficiently.

 A total of 1204 interviews (100 per month) of households not currently owning a
 motorcycle were also completed using the NFS.

 An additional 699 interviews of motorcycle owners were completed using Piggyback
 sample. A piggyback question screening for motorcycle owners was asked on other
 Burke studies to obtain this sample.  Again, completes with an invalid selected vehicle
 were deleted, and replaced in following months. A total of 27 piggyback completes had
 to be deleted throughout the year.

 The final dispositions can be found in the appendix of this report.

 Sample  Control
 Control of sampling was executed on a month by month basis. A new random sample
 was drawn each month to provide discrete time segments over which sample analysis
 could be evaluated.

 Multiple Ownership
 For households owning more than one motorcycle, a random selection procedure of all
 vehicles in. operation was used to select one vehicle for the in-depth interview.

 Respondent Selection
 The primary rider of each selected motorcycle was interviewed. Names of the primary
 riders were collected to do an analysis of what else they ride. The assistance of an adult
 for children under 12 may have been sought. However, the demographics will be of the
 child, not the adult.
 BMR# 40-088
                                       B-4
V    	1	

-------
                        INTRODUCTION                    4

 rt the end of each.month, Burke sent to MIC a computerized print out of the owner
completes sorted by make with the phone number and information about the vehicle's
year, brand, model, engine type, nominal engine size and actual engine size. MIC
recontacted respondents if necessary to obtain information to make the interview a
valid complete.  MIC returned these sheets for key-punching and indicated those to be
deleted due to insufficient or incorrect information.

A print out of the other responses for QB was sent to MIC monthly, along with other
responses for Q's 26,36,41,43,56,59,61,69 and N4. A pre-list was developed for Q61
magazines.

Interpretation of the Data
1)    Questions (tables) based on TOTAL VEHICLES and TOTAL VEHICLES EN
      RUNNING ORDER are run against Banners A-D.
2)    Questions (tables) based on SELECTED VEHICLES are run against Banners A-G.
3)    Questions (tables) based on NON-OWNERS are run against Banner H-I.
                                        B-5

-------
                        INTRODUCTION
Number of Bikes Owned
For interviews from January - April, the number of bikes owned is the number of bikes
asked about, up to 5. For interviews from May - December, the number is the exact
number of bikes owned, from QX2, which was added to the interview in May.

Non-Owner Weightine
The non-owner tables, as was done in the 1985 wave, are weighted 50% male, 50%
female.

      In some instances, base sizes are small. Where this occurs, caution should be
      used in the interpretation of data.

      Individual bases within the banner may add to less than the Total base because
      some respondents refused, were unable to answer or were not asked some  '
      questions. Bases may add to more than the Total when base selections are not
      mutually exclusive.

      In some cases, percentages may add to slightly more or less than 100% due to
      rounding. Percentages may also add to more than 100% due to the acceptance of
      more than one answer from a respondent to a particular question.

      When means were calculated, "Don't Know" answers 'were removed from the
      base.

      Throughout this report, the data are presented with numbers appearing on each
      line with the corresponding percentages immediately below them.

      A blank space or a dash indicates no response was made for a particular answer
      or comment.

      The abbreviation "N.S." means "Non-Specific."
                                       *

      The word "Net" often appears after the description of a category. A given
      respondent may have made more than one comment in the detail lines beneath
      the category net but is counted only once in the net line.
BMRS 40-088
                                    B-6

-------
GEOGRAPHIC POPULATION

-------
CO
       I1MR  /  10-008
        MIC SURVEY OF MOTORCYCLE OWNERSHIP AND USAGE
          OWNERS
        TABLE  33A

        STATE
IIASE-SELECIED  VEHICLES

EAST (NET)

  NEW ENGLAND  (SUO-HET)

    CONNECTICUT

    MAINE

    MASSACHUSETTS

    NEW HAMPSHIRE

    RHODE  ISLAND

    VERMONT

  MIDDLE ATLANTIC (SUO^
   NJ|H
    DELAWARE

    MARYLAND

    NEW JERSEY

    NEW YORK

    PENNSYLVANIA

    WEST VIRGINIA

MIDWEST (NET)

  C A ST CENTRAL (SUII-NET)

    I L.I. I HO I S

    I til)! AHA
                                                                 MODEL TYPE
TOTAL
2505
472
18.2
1 1 1
4.3
10
0.7
17
0.7
40
t .0
14
0.5
a
0.3
4
012
361
13.0
S
0.2
40
1 .5
40
1 .8
1 10
4.6
125
4. B
26
1 .0
777
29.0
300
14.0
04
3 .0
02
2.4
SCOOT
1
80
1 1
13.8
3
3.8
1
1 .3
-
-
2
2.5
-
-
-
-
-
- _
8
10.0
-
-
1
1.3
-
-
4
5.0
3
3.8
-
_
1 22
27.5
12
15.0
4
5.0
1
1 .3
ON-
HWY
2
1340
203
21.0
73
5.4
12
0.0
10
0.7
31
2.3
8
0.6
B
0.6
"'••; 4
0.3
220
16.4
1
0. I
30
2.2
28
2. 1
82
6. 1
72
5.4
7
0.5
446
33.3
210
16.3
54
4. 0
30
2.0
DUAL
PURP
3
223
20
0.0
2
0.0
-
-
1
0.4
1
0.4
-
-
-
-
-
-
18
a. i
-
-
-
-
3
1 .3
2
0.0
1 1
4.0
2
0.0
65
20. 1
20
12.0
5
2.2
3
1 .3
OFF
HWY
4
143
16
11.2
3
2. 1
-
-
-
-
3
2. 1
-
-
-
-
-
-
13
0. 1
I
0.7
1
0.7
-
-
4
2.8
0
4.2
1
0.7
35
24.5
21
14.7
4
2.n
3
2. 1
COMP
5
100
32
16.2
12
6. 1
3
1.5
2
1 .0
5
2.5
2
1.0
-
-
-
-
20
10. 1
-
-
-
-
5
2.5
8
4.0
4
2.0
3
1.5
40
20.2
21
10.0
0
3.0
1
0.5
A TV
8
000
too
16.4
IB
3.0
3
0.5
4
0.7
7
1 . 1
4
0.7
-
-
-
-
82
13.5
3
0.5
8
1 .3
10
1 .6
10
3. 1
20
4.8
13
2. 1
108
27.6
05
M.O
21
3.4
15

ALL
MOTOR/
SCOOT
1-5
1084
372
18. a
03
4.7
16
0.8
13
0.7
42
2.1
10
0.5
B
0.4
4
0.2
270
14.1
2
0. 1
32
1.6
36
1 .8
100
5.0
00
4.8
13
0.7
008
30.6
301
15.2
73
3.7
47
2.4
SCOOT/
ON-
ItWY
1-2
1420
304
21.4
76
5.4
13
0.0
10
0.7
33
2.3
B
0.6
8
0.6
4
0.3
226
16. 1
1
0. 1
31
2.2
28
2.0
86
6. 1
75
5.3
7
0.5
468
33.0
231
10.3
58
4. 1
40
2.0
OFF/
COMP/
ATV
4-6
050
148
15.6
33
3.5
6
0.6
6
0.6
IS
1.6
6
0.6
-
-
-
-
1 IS
12. 1
4
0.4
0
0.0
15
1.6
31
3.3
30
4. I
17
1.8
243
25.6
127
13.4
31
3.3
10
2.0
OFF/
COMP
4-5
341
48
14. 1
15
4.4
' 3
0.0
2
0.6
8
2.3
2
0.6
-
-
-
—
33
9.7
1
0.3
1
0.3
5
1 .5
12
3.5
10
2.0
4
1.2
75
22.0
42
12.3
to
2.9
4
I .2
UN-Ill HI IWAT
BY SPECIFIC TVPE
STAN-
DARD
813
173
21.3
45
5.5
7
0.9
7
0.0
19
2.3
5
0.6
6
0.7
1
0. 1
128
15.7
-
-
17
2. 1
16
2.0
48
5.0
45
S.S
2
0.2
201
34.6
135
16.6
32
3.0
16
2.0
CRUIS
272
66
24.3
tt
4.0
4
1.5
3
1 .1
1
0.4
2
0.7
t
0.4
-
-
55
20.2
-
-
10
3.7
10
3.7
21
7.7
12
4.4
2
0.7
63
30.5
40
14.7
0
3.3
11
4.0
SPORT
BIKE
OO
17
18.9
6
6.7
• -
-
-
-
S
5.6

-
1
1.1
-
—
It
12.2
1
1.1
-
-
-
-
6
6.7
3
3.3
t
1.1
30
33.3
17
18.9
4
4.4
3
3.3
TOUR
150
35
22.4
11
7.1
t
0.6
-
-
6
3.8
1
0.6
-
-
3
1 .9
24
IS. 4
-
-
3
1.9
2
1.3
6
3.8
II
7.1
2
1.3
50
32. 1
25
16.0
9
5.B
9
5.8
                                                                                                                                        7 FEB 91

-------
DMT1 / 10-008
 MIC SURVEY OF MOTOnCYCLE OWNERSHIP AND USAGE
  OWNERS
TADLE 33A

STATE
                                                                                                                                'ART.  ?
                                                                                                                             7 rrn g
                                                        MODEL TVPE
SCOOT
TOTAL 1
BASE-SELECTED VEHICLES
MICHIGAN

OHIO

WEST CENTRAL (SUB-
N§I1
IOWA

KANSAS

MINNESOTA

Mtssount

NEBRASKA

NORTH DAKOTA

SOUTH DAKOTA

WISCONSIN
• ,
SOUTH (NET)

SOUTH EAST (SUB-NET)

ALABAMA

FLORIDA

GEORGIA

KENTUCKY

MISSISSIPPI


2595
121
4.7
too
4.2
391
15. 1
45
1.7
OB
2.8
94
3.0
56
2.2
27
1.0
12
0.5
11
0.4
78
3.0
640
24.7
420
16.2
41
1.6
71
2.7
42
1.0
41
1.6
37
1 .4

BO
0
7.5
1
1.3
10
12.5
2
2.5
3
3.0
2
2.5
-
-
-
-
-
-
-
-
3
3. a
19
23.8
11
13.8
-
-
4
6.0
-
-
1
1.3
-
-

OH-
IIWY
2
1340
53
4.0
73
5.4
227
10.9
20
1.9
39
2.9
45
3.4
31
2.3
IB
1.3
6
0.4
5
0.4
57
4.3
297
22.2
204
15.2
13
1.0
45
3.4
17
1.3
19
1 .4
12
0.0

DUAL
PUHP
3
223
17
7.6
3
1.3
37
16.6
8
3.6
8
3.0
9
4.0
2
0.9
2
0.9
2
0.9
2
0.9
4
1.8
33
14.8
IB
8.1
1
0.4
2
0.9
2
0.9
3
1.3
1
0.4

orp
irwv
4
143
10
7.0
4
2.8
14
9.8
3
2.1
5
3.5
3
2. 1
2
1 .4
1
0.7
-
-
-
-
-
-
43
30. 1
30
21.0
2
1.4
1
0.7
5
3.5
5
3.5
1
O. T

COMP
5
too
0
3.0
8
4.0
19
9.0
—
-
3
1 .5
5
2.5
0
3.0
1
0.5
-
.
3
1 .5
1
0.5
40
23.2
29
14.0
4
2.0
7
3.5
2
1.0
4
2.0
t
n.r.

ALL
MOTOR/
ATV SCOOT
0 1-5
009
29
4.0
20
3.3
83
13.0
0
t .0
10
1 .0
30
4.9
15
2.5
5
0.0
4
0.7
1
0.2
12
2.0
202
33.2
120
21.0
21
3.4
12
2.0
10
2.0
0
1 .5
2Z
n. n

1904
92
4.0
09
4.5
307
15.5
39
2.0
50
2.0
04
3.2
41
2.1
22
1.1
B
0.4
10
0.5
05
3.3
430
22.1
202
14.7
20
1 .0
59
3.0
20
1.3
32
1 .0
15
n.n

SCOOT/
ON-
IIWV
1-2
1470
59
4.2
74
5.2
237
10.7
70
2.0
42
3.0
47
3.3
31
2.2
10
1.3
0
0.4
5
0.4
60
4.2
3)0
22.3
215
15. 1
13
0.0
40
3.5
17
1.2
20
1 .4
12
n.n
• •
orr/
COMP/
ATV
4-0
050
45
4.7
32
3.4
1 10
12.2
0
0.0
10
1.0
30
4.0
23
2.4
7
0.7
4
0.4
4
0.4
13
1.4
291
30.0
107
10.7
77
2.0
70
2.1
23
2.4
10
t .9
24
7.r»
i ii
or'rV -
C'QMP
4-5
341
10
4.7
12
3.5
33
0.7
3
0.9
0
2.3
0
2.3
0
2.3
2
0.6
-
-
3
0.9
1
0.3
80
20. 1
59
17.3
. 0
1 .0
0
2.3
7
2. 1
9
2.0
2
n.n
n
VI» — 1 1 1 V*' '**/> »
nv SPECIFIC TYPE
STAN-
DARD
OJ3
30
4.4
51
0.3
140
10.0
17
2.1
20
3.0
20
3.0
21
2.0
7
0.0
3
0.4
2
0.2
3B
4.7
171
21.0
1 10
14.3
10
1 .2
21
2.0
7
0.0
1 1
1 .4
0
1 .0
1 U
cnuis
272
7
2.0
13
4.0
43
15.0
2
0.7
7
2.0
7
2.0
4
1 .5
0
3.3
7
0.7
2
0.7
10
3.7
50
21.3
39
14.3
-
-
9
3.3
0
2.2
2
0.7
2
n . T
1
SPOUT
nine
90
4
4.4
0
0.7
13
14.4
2
2.2
1
1 . 1
5
5.0
2
2.2
1
1 . 1
-
-
-
-
2
2.2
72
24.4
10
20.0
-
-
0
0.7
2
2.2
1
1 . 1
1
1 . 1
7
TOUM
150
1
2.0
3
1 .9
20
10.0
5
3.2
2
1 .3
4
2.0
4
7.0
1
0.0
1
0.0
1
0.0
7
4.5
43
77.0
79
10.0
3
1 .0
0
5.0
1
0.0
5
3.2
1
n. n
i
                                                                                                                                      op
                                                                                                                                      CQ

-------
      4o-oofl
 MIC SURVEY or MotoncvcLE OWNERSHIP AND USAGE
  OWNERS
lADLP: 33A


s i A i n
                                                                                                                            PAGE 3
                                                                                                                          7  rno 01
                                                      MODEL TYPE

tJASC-SF.LECIEO VEHICLES
SOUTH CAROLIMA

_ 1ENNESSEE
UJ
VII1CIMI A

SOUIII WEST (SUD-HET)

ARKANSAS

LOUISIANA

OKLAHOMA

ICXAS

WESI INEO

ROCKY MOUNTAIN (SUD-
NETl
ARIZONA

COLORADO

IDAHO

MONTANA

tinvAOA

U I All

nr « ur. x i co

HVOM 1 M(".


TOTAL
2GOS
30
1 .5
50
1 .0
54
2. 1
220
8.5
20
1 .0
30
1 .4
41
1 .0
1 1 1
4.3
700
27.2
204
10.0
40
1.8
52
2.0
1 1 1
4.3
12
0.5
20
0.0
22
O.B
M
0 .0
7
ft ^

SCOOT
1
80
-
-
4
5.0
I
t .3
a
10.0
\
\ .3
1
1 .3
2
2.S
4
5.0
28
35.0
2
2.5
-
-
-
_
_
_
_
-
1
1.3
1
1 .3
_
_
_
_

ON-
IIWY
2
1340
23
1 .7
21
1 .0
31
2.3'
03-
0.0
0
0.0
0
0.0
23
1 .7
54
4.0
304
22.7
120
0.0
25
1 .0
30
2.2
30
2.0
0
0.4
G
0.4
1 1
0.0
10
0. 7
3
n . ?

DUAL
PUItP
3
223
1
0.4
3
1 .3
2
0.0
15
0.7
2
0.0
1
0.4
2
0.0
10
4.5
105
47. 1
51
22.0
3
1 .3
0
3.0
33
14.0
1
0.4
2
0.0
3
1 .3
1
0 . 4
-
-

OFT
IIWY
4
143
4
2.0
2
1 .4
5
3.5
13
0. 1
-
-
1
0. 7
5
3.5
7
4.0
40
34.3
10
13.3
1
0.7
1
0.7
12
0.4
1
0.7
2
1 .4
1
0.7
-
-
1
0. 7

COMP
5
100
2
1 .0
2
1 .0
4
2.0
17
8.0
-
-
4
2.0
4
2.0
0
4.5
00
40.4
25
12.0
3
J.S
7
3.5
5
2.5
1
0.5
5
2.0
2
1 .0
1
0.5
1
0.0

A1V
0
009
0
1.3
18
3.0
11
1 .0
74
12.2
15
2.5
21
3.4
1 1
1 .0
27
4.4
130
22.0
SO
0.5
14
2.3
0
1 .0
22
3.0
3
0.5
5
0.0
4
0.7
2
0.3
2
0.3

ALL SCOOT/
M010R/ ON-
SCOOT HWY
1-0 1-2
1004
30
1 .5
32
1 .0
43
2.2
140
7.4
1 1
O.G
15
0.8
30
1 .8
04
4.2
500
20.5
225
1 1.3
32
1 .0
40
2.3
00
4.4
0
0.5
15
0.0
10
0.0
12
0.0
n
0.3

1420
23
1.0
25
1 .8
32
2.3
101
7. 1
0
0.0
0
0.0
25
1 .0
G8
4. 1
332
23.4
130
0.2
25
1.8
30
2. 1
38
2.7
0
0.4
0
0.4
12
0.0
10
0. 7
3
0.2
- ' "
OFF/
COMP/
ATV
4-0
050
14
1.5
22
2.3
20
2,1
104
10.0
15
1.0
20
2.7
20
2. 1
43
4.C
268
28.2
102
10.7
18
1.0
14
1.5
30
4. 1
6
0.5
12
1.3
7
0.7
3
0.3
4
0.4
t r» it
orr./ -
CdMP
4-5'-
34- 1
0
1 .0
4
1 .2
0
2.0
30
0.0
-
- '
5
1 .5
0
2.0
10
4.7
129
37.8
44
12.0
4
1.2
8
2.3
17
5.0
2
0.0
7
2.1
3
0.0
1
0.3
2
0.0
M •*.
UW-MIlillBAY
I)Y SPECIFIC TVPE
STAN-
DAMO
'013
0
1.1
11
1.4
23
2.0
55
0.0
2
0.2
0
0.7
IB
2.2
29
3.0
IBB
23.1
70
0.7
7
0.0
10
2.3
20
3.4
3
0.4
3
0.4
0
1.0
8
1.0
3
0.4
inn
cnuisv
272
0
2.2
5
1.8
5
1.8
10
7.0
5
1 .8
2
0.7
2
0.7
10
3.7
05
23.0
31
11.4
12
4.4
0
3.3
6
1.8
1
0.4
1
0.4
2
0.7
1
0.4
—
-
nt
S'PO'HT
• DIKE
00
4
4.4
2
2.2
-
-
4
4.4
1
1.1
-
-
-
—
3
3.3
21
23.3
e
6.7
3
3.3
-
-
2
2.2
-
-
-
-
-
-
1
1 . 1
-
—
ir.
TOUR
156
3
1.9
3
1 .9
3
1.9
M
0.0
-
-
-
-
3
1.8
1 t
7.1
20
17.9
10
0.4
3
1.0
1
0.6
3
1.0
2
1.3
-
-
1
0.6
-
-
-
-
in

-------
BMR 1 40-080
 MIC SURVEY OF MOTORCYCLE OWNERSHIP AND USAGE
  OWNERS
TABLE 33A

STATE
                                                                                                                            7 r r. II 91
                                                       MODEL TYPE

SCOOT
TOTAL 1

HWY
2

PURP
3

IIWY
4

COUP
5

ATV
6
ALL
SCOOT
1-5
SCOOT/ OFF/
IMY
1-2
ATV COUP
4-6
4-5
DV SPECIFIC TVPE
STAN-
DARD cnuis
SPOHT
DIKE

TOUR
BASE-SELECTED VEHICLES
    CALIFORNIA

    OREGON

    WASHINGTON

TOTAL
2505
 256
80  1340
        18
             111
223
 26
143
 16
100
 30
                             600  1084  1420   050   341
 0.0  22.5   8.3  11.7  11.2  10.7
                              46   210
                             7.0  10.6
                                                 130
                                                       101
                                                              55
                              0.1   10.0  16.1
013
 CO
0.5
272
 20
00
13
                                                                  7.4   14.4
                                                                              150
                                                                                      5.0
64
2.5
102
3.0
2505
4
5.0
4
5.0
00
15
1.1
50
3.7
1340
11
4.0
17
7.6
223
6
4.2
B
5.6
143
11
5.6
5
2.5
100
17
2.0
10
3.0
000
47
2.4
84
4.2
1084
10
1 .3
54
3.8
1420
34
3.6
31
3.3
050
17
5.0
. 13
3.0
341
0
0.7
34
4.2
813
5
1 .8
0
3.3
272
-
-
2
2. 2
00
4
2.0
5
3.2
150
                          100.0  100.0  100.0  100.0  tOO.0  100.0  100.0  100.0  100.0 100.0 100.0  100.0 100.0 100.0 100.0
                                                                                                          o

                                                                                                          CO

-------
ANNUAL USAGE

-------
OMII  /  io-onu
 MIC SUIIVEY Ol: MOIOUCYCLE OWNERSHIP AMI) USAGE
  OWMCIIS
1AIJLE  47


MII.HS  HIDDEN IM  PAST 12 MONTHS  OPF-HOAO
Q.3I
                                                                                                                                   23  MAY Ot
                                          REGION
                                                                               REGION
IIASU-SELECTED VEHICLES
       orp-noAi)
0 -  75

7C> -  '.iO


r. i -  75

70 -  100

101  -  200

701  -  300

301  -  100

101  -  GOO

50 I  -  I .000


I  .00 I  -  1 .500

i  .r.o i  -  2.000

7 .001  -  12 .000

lion • r  KMOW

I (I ! A I
TOTAL
1200
320
25.9
102
14 . 1
45
3.5
135
10.0
151
1 1 .9
91
7 .4
3 1
'2.1
77
6. 1
• 02
0.5
12
0.9
• 21
I .9
32
2.5
75
5 .0
I 200
IOO.O
?o;
17
•""
EAST
19 1
13
22.5
21
I2.0
3
1 .0
21
11.0
20
11.7
11
7 .3
3
I . 0
20
10.5
12
0.3
2
1 .0
5
2.C
9
1.7
7
3 . 7
10 1
100.0
3 JO
GOT.
19
i i n
MID
WEST
330
91
27 .0
52
15,0
13
3.. 9
30
10.9
30
11.5
23
7.0
• 10
.3.0
; . . 10
"5.5
17
5.2
2
0.0
5
1 .5
0
2.1
17
5 . 2
330
100.0
7 t)G
GCI
37
nn
SOUTH
357
90
27.5
53
11.0
17
1.0
27
7.0
37
10.1
30
0.1
0
I .7
10
5.0
22
G.2
3
0.0
0
2.2
7
2.0
31
0.7
357
100.0
770
507
32
ir,
WEST
390
9G
21. G
53
13. G
12
3. 1
51
13.1
10
12.3
27
G.9
'2
3. 1
21
5.1
31
7.9
5
1 .3
G
1 .5
0
2. 1
20
5. 1
390
100.0
70 1
570
20
inn
MEW
EMC
1 1
0
19.5
2
1.9
-
-
G
11.0
to
21.1
3
7.3
I
2.1
1
9.0
3
7.3
-
-
-
-
2
1.9
2
1 .9
11
100.0
307
G02
10G
ino
Mil)
AIL
150
35
23.3
22
11.7
3
2.0
15
10.0
10
12.0
1 1
7.3
2
1 .3
10
10.7
0
0.0
2
1.3
5
3.3
7
1.7
5
3.3
ISO
mo.o
30 1
GG1
GO
IOO
EAST
CNTRL
ICO
5G
33.3
26
15.5
6
3.G
19
1 1 .3
22
13.1
10
0.0
1
2.1
0
3.G
3
1.0
1
0.0
1
2.1
A
2.4
7
1.2
IfiO
100.0
2'J3
G20
19
r>o
WEST
CNtflL
1G2
35
21. G
2G
1G.O
7
1.3
17
10.5
10
0.9
13
n.o
G
3.7
12
7.1
11
O.G
1
0.0
1
O.G
4
2.5
IO
0.2
1G2
100.0
322
G9G
5G
100
SOUTH
EAST
230
02
27.0
27
1 1 .7
12
5.2
20
0.7
25
10.9
22
O.G
5
2.2
12
5.2
13
5.7
' 1
0.4
5
2.2
4
1 .7
22
9.G
230
100.0
270
515
30
100
SOUIII
'WEST
127
3G
20.3
2G
20.5
5
3.9
7
5.5
12
9.1
0
G.3
1
0.0
e
4.7
9
7. 1
2
1 .G
3
2.4
3
2.4
9
7. 1
127
100.0
202
G07
50
50
HOCKY
MTN
102
37
22.0
21
13.0
0
1.9
24
14. B
22
13. G
15
9.3
G
3. 1
5
3. 1
II
G.O
3
i.g
i
0.0
4
2.5
0
3.7
1G2
100.0
231
374
30
100
• PAC-
. 220
59
25.9
32
14.0
4
1.0
27
1 1 .0
26
1 1 .4
12
5.3
7
3. 1
10
7.0
20
e.o
2
0.9
5
2.2
4
1 .0
14
0. 1
220
100.0
317
613
42
100

-------
BMR / 40-008
 MIC SURVEY OF MOTOnCVCLE  OWNERSHIP AND USAGE
  OWNERS
1AI3I.E 49

PERCENT OF RIDING DONE ON  WEEKENDS OFF-ROAD
Q.33
                                                                                                                             7 rr"  9
                                                        MODF.L TYPE
BASE-SELECTED VEHICLES
 USED OFF-nOAD

0 - BX

10 - 10

70 - 29


30 - 39

40 - 49

50 - 59


60 - 69

70-79

BO - 89


90 -  100X

DON'T KNOW

TOTAL
 MEAN
 STO.  OEV.
 STD.  ERR.
 MEDIAN

TOTAL
1268
04
5.0
48
3.8
77
0.1
53
4.2
27
2.1
145
11.4
43
3.4
173
13.6
141
M.I
450
35.5
47
3.7
1208

SCOOT
1
21
2
9.5
2
9.5
-
-
2
9.5
-
-
3
14.3
1
4.8
6
28.6
3
14.3
I
4.8
1
4.8
21
riM
WFI —
»IWV
2
106
8
7.5
8 '
7.5
2
1.9
3
2.8
2
1.9
14
13.2
3
2.8
7
6.6
10
9.4
44
41.5
5
4.7
106
ni t A I
UUAL
punp
3
203
11
5.4
7
3.4
10
4.9
0
3.9
5
2.5
17
8.4
7
3.4
28
13.8
20
9.0
86
42.4
4
2.0
203
f\ fi c
Ul n
iiwv
4
MO
0
4.3
2
1 .4
0
0.4
7
5.0
9
0.4
21
15.0
4
2.9
15
10.7
14
10.0
47
33.6
6
4.3
140

COUP
5
1D4
7
3.6
7
3.0
7
3.0
• 7
3.0
3
1.5
22
11.3
6
3. 1
19
9.8
28
14.4
83
42.8
5
2.0
194

A.TV
0
603
30
5.0
22
3.0
49
0. t
20
4.3
8
1.3
00
11.3
22
3.0
90
16.3
00
10.0
100
31.2
26
4.3
003
ALL
urt T f\n /
f*\J 1 VM /
SCOOT
1-5
004
34
5, t
20
3.0
20
4.2
27
4. 1
19
2.9
77
1 1.0
21
3.2
75
11.3
75
11.3
201
39.3
21
3.2
004
SCOOT/
nil
UM -~
IIWV
1.-2
127
10
7.9
10
7.0
2
1 .0
5
3.0
2
1 .0
17
13.4
4
3. 1
13
10.2
13
10.2
45
35.4
0
4.7
127
OFF/
mup /
\,W**I /
ATV
4-0
037
43
4.0
31
3.3
05
0.0
40
4.3
20
2.1
1 1 1
11.8
32
3.4
132
14. 1
108
1 1 .5
318
33.0
37
3.0
037
f\r. r. t "
\Jt I / • •
COMP
4-5 '
334
13
3.9
0
2.7
10
4.0
14
4.2
12
3.0
43
12.0
10
3.0
34
10.2
42
12.0
130
30.9
1 1
3.3
334
un
DY SP
STAN-
DARD .
85
0
7. 1
7
0.2
2
2.4
2
2.4
1
1 .2
t 1
12.0
3
3.5
5
5.9
8
9.4
35
41 .2
5
5.0
00
— 1 1 1 \jl 1W
ncinc
cnu is
12
2
10.7
-
-
-
-
_
-
i
8.3
2
10.7
_
-
1
8.3
1
0.3
5
41 .7
-
-
12
« T ,
TYPE
SPonr
DIKH
4
_
-
-
-
-
-
1
25.0
.
-
1
25.0
_
-
1
25.0
-
-
1
25.0
-
-
4

ioun
4
—
-
1
75.0
-
-
_
-
-
-
-
-
_
-
-
-
1
25.0
2
DO.O
-
-
4
                                                                                                              •N

                                                                                                              CO
                          100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0  100.0 100.0 100.0 100.0
67.88 54.75 68.11 70.00 60.52 72.08 05.04 00.57 05.00 07.50 70.30
30.85 29.71 34.33 31.09 29.02 29.23 30.00 30..02 33.00 30.37 20.04
 0.80  0.64  3.42  2.20  2.50  2.13  1.20   1.22  3.00  1.01  1.00
75.00 70.00 80.00 00.00 75.00 00.00 75.00 00.00 75.00 75.00 00.00
00.05 GO.25 05.00 70.00
34.50 37.24 70.50 40.02
 3.00 10.75 14.29 20.41
00.00 75.00 02.50 B5.00

-------
 MIC SURVEY  OF  MOTORCYCLE OWNERSHIP AMD  USAGE
  •OWN E ItS
TAIRE 53


MUMiirii on DAYS  noue VEHICLE IM PAST  12  MONTHS OFF-ROAD
0.3?
                                                                                                                               1 FED  01
                                                         MODEL TYPE
DASE-SELECTEO  VEHICLES
 usno orr-noAD


i  - 5


o-io


I I  - 15



10  - 20


2 I  - 30


31-40



41-50


51  - 75


70  - 100



101 - ISO


151 - 200


Ovl n ?ni)


I . •• I • !•(!•


I   t •.
TOTAL
1200
102
15. 1
136
10.7
S3
0.5
05
7.5
150
1 1 .8
40
3.8
71
5.0
B5
0.7
102
0.0
02
4.0
03
5.0
no
7 .0
02
7 . 3
i ?r.n
mo o
SCOOT
1
21
5
23.8
-
-
2
0.5
1
4.8
2
0.5
2
0.5
_
-
3
14.3
1
4.8
1
4.8
1
4.8
2
0.5
1
4 .8
7 1
1 C 0 . 0
ON-
IWY
2
too
20
20.4
IB
17.0
0
5.7
3
2.8
12
1 1 .3
3
2.8
e
6.7
3
2.0
e
G.7
1
0.0
5
4.7
4
3.0
1 1
10.4
too
100 .0
DUAL
punp
3
203
40
10.7
28
13.0
10
8.0
22
10.8
23
1 1.3
0
3.0
10
4.0
a
3.0
0
3.0
10
4.0
3
1 .5
0
3.0
23
11.3
203
100.0
OFF
IMY
4
140
25
17.0
22
15.7
0
5.7
10
7. 1
13
0.3
5
3.0
12
.8.0
0
4.3
10
11 .4
3
2. 1
0
4.3
0
4.3
0
5. 7
MO
100.0
COMP
5
104
31
10.0
20
10.3
0
4.0
14
7.2
20
13.4
3
1.5
10
5.2
17
0.0
10
0.3
11
5.7
0
3. 1
12
0.2
17
H . a
104
100.0
ATV
0
003
03
10.4
40
0.0
40
0.0
44
7.3
74
12.3
20
4.0
33
5.0
40
B.O
53
0.1
30
0.0
42
7.0
50
0.0
32
5.3
003
100.0
ALL SCOOT/ OFF/
MOTOR/ OM- COMP/ OFF/
SCOOT IIWY ATV COMP.
1-5 1-2 4-6 4-S !;.•
004
120
10.4
BO
13.3
43
0.5
SO
7.5
70
11.4
to
2.0
30
6.7
37
6.0
47
7. 1
20
3.0
21
3.2
30
4.5
no
0.0
004
100.0
127
33
20.0
18
14.2
a
0.3
4
3. 1
14
1 1.0
• 6
3.0
a
4.7
B
4.7
7
5.5
2
1.6
0
4.7
0
4.7
12
0.4
127
ino.o
037
1 10
12.7
00
0.6
57
0. 1
00
7.3
113
12.1
37
3.0
55
s. a
71
7.6
80
0.5
50
5.3
54
5. B
77
8.2
57
0. 1
037
100.0
334
50
10.0
42
12.0
17
5. 1
24
7.2
30
1 1 .7
a
2.4
22
6.0
23
6.0
34
10.2
14
4.2
12
3.6
18
5.4
25
7.5
334
100.0
UN-HIGHWAY-
OY SPECIFIC TYPE
STAN-
DARD
85
10
22.4
13
15.3
6
7. 1
3
3.5
1 1
12.0
2
2.4
3
3.5
3
3.6
0
7. 1
1
1 .2
4
4.7
4
4.7
10
1 1 .8
85
100.0
cnuis
12
5
41 .7
4
33.3
_
-
_
-
I
8.3
-
-
1
8.3
-
-
-
-
-
• -
1
8. 3
—
-
-
-
' 12
100.0
SPORT
DIKE
4
1
25.0
1
25.0
—
-
_
-
-
-
1
25.0
1
25.0
-
-
. -
-
-
-
-
-
-
-
-
-
4
100.0
TOUR
4
2
50.0
-
-
-
-
_
-
• -
-
-
-
1
25.0
-
-
-
-
-
-
-
-
—
-
1
25.0
4
100.0
                          r,o.?o or..;o  4«.o;  10.02  51.in  01.71  oi.on r.o.io to.33 72.00 57.21  50.40 25.00 25.25  10.33
                          o.- .-. n«  07  74  or,  nn.nn  nn.io  no.no  n-i.io 72.an 70.00 no.70 74.01  01.35 45.00 23.40  20.50

-------
SEASONAL USAGE
   (Geographic)

-------
      -lo-ono
 MIC SUI1VEY Or MOTORCYCLE OWNERSHIP AND USAGE
  owNcns
1AOLE 4UA

f'EMCCNT OP RIDING DONE  IN  SPRING OFF-ROAD
Q.32A
                                                                                                                             1 1  FED 91
                                        REGION
                                                                           REGION
IIASE-SELECTED VEHICLES
 USED OPF-ROAD

OX

t  - 0

10 - 10


20 - 29

30 - 30

40 - 40


50 - 59

00 - 00

70 - 70


00 - 00

00 - 100X

DON'T KNOW

TOTAL
MEAN
SID. DCV.
sio. run.
    iAH
TOTAL
120B
153
12.1
36
3.0
125
9.0
436
34.4
176
13.0
76
e.o
136
10. 9
26
2.2
25
2.0
10
0.6
13
1 .0
50
3.0
1268
EAST
101
10
0.0
4
2. 1
24
12.0
74'
38.7
26
13.6
10
5.2
21
1 1 .0
9
2.6
4
2. 1
1
0.5
1
0.5
2
1 .0
101
MID
WEST
330
42
12.7
13
3.0
27
8.2
1 1 1
33.6
53
16. I
18
5.5
35
10.6
5
1 .5
6
2.4
1
0.3
5
1 .5
12
3.6
330
SOUTH
357
22
6.2
14
3.0
34
0.5
130
36.4
40
12.0
24
6.7
43
12.0
a
2.2
6
t .7
4
t . t
2
0.6
24
6.7
357
WEST
300
70
17.0
7
1.6
40
10.3
121
31 .0
5t
13. t
24
6.2
30
10.0
10
2.6
7
t .8
4
t .0
5
f .3
12
3.1
300
NEW
ENG
41
4
0.8
2
4.0
4
0.8
16
30.0
7
17. 1
1
2.4
3
7.3
1
2.4
2
4.0
1
2.4
-
-
-
-
41
MID
ATL
150
15
10.0
2
1.3
20
13.3
58
38.7
19
12.7
0
6.0
18
12.0
4
2.7
2
1.3
_
-
t
0.7
2
1.3
150
EAST
CNTRt.
168
23
13.7
B
4.8
16
9.5
53
31.5
24
14.3
6
3.6
18
10.7
6
3.0
6
3.6
_
.-
1
0.6
6
4.0
160
WEST
CNTRL
162
10
11.7
5
3. 1
1 1
6.8
58
35.8
20
17.9
12
7.4
17
10. 5
-
-
2
1.2
1
0.6
4
2.5
4
2.5
162
SOUTH
EAST
230
13
5.7
0
3.9
23
10.0
00
39.1
26
11.3
17
7.4
27
11.7
4
1.7
3
1.3
2
0.9
1
0.4
15
6.5
230
SOUTH
WEST
127
9
7.1
5
3.9
1 1
8.7
40
31.5
20
15.7
7
5.S
19
12.6
4
3. 1
3
2.4
2
1.6
1
0.8
9
7. 1
127
ROCKV
MTN
.102
35
21.6
t
0.6
17
10.5
52
32.1
22
13.6
9
5.6
16
0.9
4
2.S
1
0.6
1
0.6
2
1.2
2
1.2
162
PAC
228
35,
15.4
6
2.6
23
10.1
69
30.3
29
12.7
IS
6.0
23
10. 1
6
2.6
e
2.6
3
1.3
3
1.3
10
4.4
228
100.0 100.0 100.0 100.0  100.0  100.0  100.0  100.0  100.0  100.0  100.0  100.0  100.0

27.04 20.72 26.06 28.74  25.70  27.76  26.43  26.17  27.75  28.22  20.69  23.85  27.17
10.02 17.60 10.49 17.00  20.20  10.80  17.20  10.54  10.47  16.73  10.33  19.26  20.00
 0.54  1.20  1.00  0.07   1.04  3.00   1.42   1.54   1.55   1.14   1.78   1.52   1.42
25.00 25.00 25.00 25.00  25.00  25.00  25.00  25.00  25.00  25.00  25.00  25.00  25.00

-------
IIMR * 40-008
 MIC SUHVEV OF MOTOnCVCLE OWNERSHIP AND USAGE
  OWNENS
TAOI.E 488

PERCENT OF RIDING DONE IN SUMMER OFF-ROAD
Q.32D
                                                                                                                            it  r E n  n i
                                       REGION
                                                                          REG10M
BASE-SELECTED VEHICLES
 USED OFF-ROAD

OX

1 - 9

10 - 10


20 - 29

30 - 39

40 - 40


50 - SO

00 - 69

70 -79


80 - 80

90 - IOOX

DON'T KNOW

TOTAL
MEAN
STD. DEV.
STD. F.RR.
MEDIAN
TOTAL
1268
83
6.5
17
1.3
08
B.4
289
22.8
131
10.3
101
8.0
256
20.2
.'64
5.0
02
. 4.6
45
3.5
102
8.0
50
3.0
1208
EAST
101
14
7.3
2
1.0
8
4.2
40
20.9
23
12.0
18
0.4
41
21.5
14
7.3
1 1
5.8
6
3. 1
12
6.3
2
1.0
191
MID
WEST :
330
18
5.5
2
0.6
1 1
3.3
58
17.6
42'
12.7
31
0.4
73
22.1
IS
4;5
20'
0. 1
16
4.8
31
9.4
13
. 3.9
• 330
SOUTH
357
22
0.2
7
2.0
25
7.0
106
20.7
34
9.5
24
0.7
00
10.3
10
4.5
9
2.5
9
2.5
13
3.0
23
0.4
357
_WEST
300
20
7.4
6
1.5
24
0.2
as
21.8
32
8.2
20
7.2
73
18.7
19
4.0
22
5.0
14
3.6
46
1 1.8
12
3.1
300
NEW
ENG
41
1
2.4
2
4.0
-
-
12
20.3
3
7.3
4
0.0
9
22.0
3
7.3
2
4.9
1
2.4
4
0.0
-
-
41
MID
ATL
150
13
0.7
-
-
0
5.3
28
in. 7
20
13.3
14
0.3
32
21.3
1 1
7.3
0
0.0
5
3.3
8
5.3
2
1 .3
150
EAST
CNTRL
108
7
4.2
1
0.0
4
2.4
25
14.0
20
11.9
10
11.3
43
25.0
4
3.4
10
e.o
10
0.0
17
10.1
8
4.8
100
WEST
CNTRL
102
1 t
0.8
1
0.0
7
4.3
33
20.4
22
13.0
12
7.4
30
18.5
1 1
0.0
10
0.2
0
3.7
14
0.6
5
3. t
102
SOUTH
EAST
230
10
7.0
5
2.2
13
5.7
74
32.2
10
8.3
17
7.4
43
18.7
1 1
4.0
0
2.0
5
2.2
7
3.0
14
0. 1
230
SOUTH
WEST
127
0
4; 7
2
1 .0
12
0.4
.32
25.2
15
1 1 .8
7
5.5
20
20.5
5
3.0
3
2.4
4
3. 1
6
4.7
0
7. 1
127
nOCKY
HIM
• 102
13
'0.0
3
1 .0
0
5.0
31
10. t
to
0.0
13
0.0
32
10.0
7
4.3
1 1
0.0
5
3. 1
20
12.3
2
1.2
102
PAC
220
10
7.0
3
1 .3
15
0.0
54
23.7
to
7.0
15
0.0
41
1B.O
12
5.3
t 1
4.0
0
3.0
20
1 1 .4
10
4.4
228
100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0  100.0  tOO.O

41.61 41.53 45.60 35.54 43.00 44.00 40.84 47.83 43.52 34.82 30.87  44.08  43.24
26.04 24.56 25.00 22.41 28.78 25.35 24.38 25.58 20.31 21.00 23.34  28.03  20.72
 0.75  1.79  1.46  1.23  1.48  3.00  2.00  2.02  2.10  1.40  2.15   2.20   1.05
40.00 40.00 45.00 30.00 40.00 40.00 40.00 50.00 40.00 27.50 30.00  40.00  40.00
                                                                                                           CD

-------
nun i  -l
 MIC SURVEY  OH  MOTOHCYCLE OWNERSHIP AND USAGE
  OWNERS
1ADLE 40C

PERCENT OF  RIDING DONE 1H FALL OFF-ROAO
Q.32C
                                                                                                                              It TED 01
                                        REGION
                                                                            REGION
HASE-SELECTED VEHICLES
 USED OFF-ROAO

OX

I - 0

10 -  10


70 -  70

30 -  30

40 -  49
CO - 09

70 - 70


BO - 00

00 - IOOX

DON'T KNOW

10IAL
M F. A N
S II) .  1>C:V .
SID.  Cllll.
MI o i An
TOTAL
170B
273
2) .5
03
5.0
200
10.5
402
31.7
122
o.e
49
3.0
57
4.5
. 7
o.e
13
1.0
B
0.0
20
1 .6
47
3.7
1208
EAST
101
37
10.4
13
6.8
31
10.2
04
33.5
23
12.0
1 1
5.8
7
3.7
-
-
1
0.5
_
-
3
1.6
1
0.5
101
MID
WEST
330
81
24.5
1 1
3.3
51
15.5
103
31.2
43
13.0
7
2. 1
10
3.0
-
-.
3
0.0
2
0.6
6
1 .8
13
3.0
330
SOUTH
357
. 57
10.0
IS
4.2
05
18.2
120
. 35.3
25
7.0
17
4.8
22
. 6.2
3
0.8
; ' 3
0.8
1
0.3
2
o.a
21
5.0
357
WEST
300
08
25.1
24
6.2
02
15.0
100
27.0
31
7.0
14
3.0
18
4.6
4
1 .0
0
> .5
3
0.8
0
2.3
12
3. 1
300
NEW
ENG
41
14
34. I
4
o.a
4
0.8
12
29.3
4
0.8
2
4.0
1
2.4
-
-
-
-
_
-
-
•-
-
-
41
MID
ATL
ISO
23
15.3
0
0.0
27
18.0
52
34.7
to
12.7
0
0.0
0
4.0
-
-
1
0.7
_
-
3
2.0
1
0.7
ISO
EAST
CNTRL
108
44
26.2
5
3.0
27
10.1
54
32. 1
20
1 1.0
2
1 .2
4
2.4
-
• -
2
1.2
1
o.e
t
0.0
a
4.8
108
WEST
CNTRL
102
37
22.8
e
3.7
24
14.8
40
30.2
23
14.2
5
3. 1
0
3.7
-
-
1
o.e
i
0.6
5
3. 1
5
3. 1
162
SOUTH
EAST
230
38
15.7
It
4.8
42
18.3
83
36.1
13
5.7
12
S.2
17
7.4
I
0.4
2
0.0
t
0.4
-
-
12
5.2
230
SOUTH
WEST
127
21
16.5
4
3. 1
23
IB. t
43
33.9
12
0.4
5
3.0
G
3.0
2
1.0
1
0.8
_
-
2
1.0
0
7. 1
127
ROCKY
MTH
102
30
24.1 '
10
0.2
25
15.4
30
23.5
13
B.O
B
4.0
0
5.6
3
1.0
9
3.1
2
1.2
B
4.0
2
1.2
102
PAC
22,8
'59
25.0
14
e. i
37
16.2
71
31. 1
IB
7.9
e
2.6
0
3.9
1
0.4
1
0.4
1
0.4
t
0.4
10
4.4
228
100.0 100.0  100.0  100.0  100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0

20.00 10.87  10.25  20.00  20.00 14.40 21.35 17.37 21.17 20.08 21.03 24.21 17.07
10.73 17.45  18.47  16.73  21.12 14.30 17.00 16.33 20.29 15.08 18.11 25.02 16.15
 0.54  1.27   1.04  0.01   1.00  2.23  1.47  1.20  1.62  1.08  1.67  2.05  1.08
70.00 20.00  20.00  70.00  20.00 10.00 20.00 20.00 20.00 20.00 20.00 20.00 15.00

-------
DHn f 40-088
 MIC SURVEY OF MOTORCYCLE  OWNERSHIP AND USAGE
  OWNERS
TABLE 4BD

PERCENT OF RIDING DONE  IN WINTER  OFF-ROAD
Q.32D
                                                                                                                            11  rrn 91
                                        REGION
                                                                           nEGION
BASE-SELECTED VEHICLES
 USED OFF-ROAD

0»

1 - 0

10-10


20 - 29

30 - 30

40 - 40


50 - 50

60-60

70 - 70


80-80

90 - 100*

DON'T KNOW

TOTAL
MEAN
STD.  DEV.
STD.  ERR.
MEDIAN
TOTAL
1208
647
51.0
72
5.7
151
11.0
231
IB. 2
33
2.6
23
1.8
28
2.2
4
0.3
11
0.0
4
0.3
18
1.4
46
3.6
1268
EAST
101
104
54.5
5
2.6
24
12.6
35
18.3
7
3.7
4
2. 1
4
2.1
-
-
2
1.0
1
0.5
4
2.1
1
0.5
101
MID
WEST
330
188
57.0
22
6.7
30
11.8
40
14.8
6
1.8
1
0.3
7
2. 1
1
0.3
1
0.3
1
0.3
2
0.6
13
3.0
330
SOUTH
357
130
38. 1
24
6.7
45
12.6
85
23.8
12
3.4
12
3.4
11
3.1
2
0.6
4
1.1
1
0.3
5
1.4
20
5.6
357
WEST
390
210
56.2
21
5.4
43
11.0
02
15.0
8
2. 1
e
1.5
6
1.5
1
0.3
4
1.0
1
0.3
7
1.8
12
3. 1
390
NEW
ENG
41
24
58.5
-
-
4
0.8
8
10.5
-
—
1
2.4
2
4.9
-
-
-
-
1
2.4
1
2.4
-
-
41
MID
ATL
150
80
53.3
5
3.3
20
13.3
27
18.0
7
4.7
3
2.0
2
1 .3
-
-
2
1 .3
_
-
3
2.0
1
0.7
150
EAST
CNTRL
108
' 06
57.1
9
5.4
23
13.7
22
13.1
2
1 .2
-
.
3
1.8
1
0.0
1
0.0
1
0.0
2
1.2
8
4.8
108
WEST
CNTPL
102
92
56.8
13
8.0
10
9.9
27
10.7
4
2.5
1
0.0
4
2.5
-
-
-
-
_
-
-
-
5
3.1
102
SOUTH
EAST
230
79
34.3
18
7.8
20
11.3
03
27.4
8
3.5
7
3.0
8
3.5
2
0.9
1
0.4
1
0.4
5
2.2
12
5.2
230
SOUTH
WEST
127
57
44.0
0
4.7
to
15.0
22
17.3
4
3. 1
3
3.0
3
2.4
-
-
3
2.4
_
_
-
'
8
8.3
127
ROCKY
UTN
102
108
00.7
8
4.9
15
0.3
20
12.3
2
1 .2
-
-
1
0.0
1
0.6
3
1 .9
_
• -
2
1.2
2
1.2
102
PAC
22fl
1 11
. 48.7
13
5.7
28
12.3
42
18.4
0
2.0
0
2.0
9
2.2
-
-
1
0.4
1
0.4
5
2.2
10
4.4
220
 • « w w   •«**   www   w«j •    wvw    ^ »    t«fw   i vvr   i ir_L    «L%*V   i * *    i v«.    «. *. u
100.0 100.0 100.0 100.0 100.0 100.0  100.0 100.0 100.0  100.0 100.0  100.0  100.0

11.52 12.18  8.42 15.14 10.55 13.73  11.70  8.94  7.90  10.00 12.34   7.86  12.52
18.32 10.85 15.07 10.21  18.07 23.34  18.85 17.27 12.40  20.34 10.07  17.20  19.40
 0.52  1.44  0.85  1.05  0.00  3.04   1.54  1.37  1.00   1.38  1.53   1.30   1.32
    -             10.00     _____  10.00  5.00
                                                                                                             CO

-------
SEASONAL USAGE
  by Vehicle Type

-------
DMII / 10-000
 MIC sunvcv or MOTOIICVCLE OWNERSHIP AMD  USAGE
  OWNERS
i A ii L n 10 A

PEIlCmr OP  RIDING DOME IH SPRING OFF-ROAD
Q.32A
                                                                                                                               7 ren  91
                                                         MODEL TYPE
BASE-SELECTED  VEHICLES
 USED OFF-ROAD

ox

I  - 0

10 -  10


20 - 20

30 - 39

10 - 10


50 - GO

00 - 00

70 - 70


no - oo

00 -  IOOX

DOM'T KHOW

I 0 I A I.
Kl • '1
j i: i  : M J.
'.ID. I  Mil .
TOTAL
1208
103
12. 1
30
3.0
125
0.0
130
31.4
176
13.0
70
0.0
130
10.0
28
2.2
25
2.0
10
0.8
13
1 .0
50
3.0
1 200
SCOOT
t
21
3
11.3
2
0.5
-
-
B
30. 1
2
0.5
2
0.5
1
4.8
-
-
1
•1.8
_
-
1
4.0
1
4.0
21
ON-
imv
2
100
20
10.0
3
2.0
0
8.5
25
23.0
20
18.0
1
3.8
12
1 1 .3
3
2.8
-
-
_
-
2
1 .0
B
7 .5
100
DUAL
PUHP
3
203
10
10.7
10
'4.0
21
10.3
57
28. 1
28
13.8
B
3.0
25
12.3
2
1.0
2
1 .0
4 .
2.0
1
0.6
5
2.5
203
OPF
irwY
4
140
13
0.3
1
2.0
10
7. I
42
30.0
20
14.3
11
10.0
20
14.3
3
2.1
4
2.0
1
0.7
2
1 .4
7
5.0
110
COMP
5
104
10
8.2
1
0.5
15
7.7 '
50
20.0
30
20. 1
IB
0.8
20
13.4
e
3. 1
7
3.0
1
0.5
1
0.5
5
2.0
104
A1V
0
603
01
10. 1
10
3.0
09
11.4
240
40.0
07
11.1
20
4.d
54
0.0
14
2.3
1 1
1.0
4
0.7
0
1 .0
24
4 .0
003
ALL
MOTOR/
SCOOT
1-5
004
02
13.0
20
3.0
55
0.3
100
28.0
100
10.4
47
7. 1
04
12.7
14
2.1
14
2.1
0
0.0
7
1 . 1
20
3.0
004
scoot/
ON-
irwY
1-2
127
23
10. 1
5
3.0
0
7. 1
33
20.0
22
17.3
e
4.7
13
10.2
3
2.4
1
o.a
_
-
3
2.4
0
7.1
127
OFT/
COMP/
A1V
4-6
037
00
0.0
23
2.5
04
10.0
340
30.0
12D
13.4
02
0.6
100
10.7
23
2.5
22
2.3
0
o.e
0
1.0
30
3.8
937
OFF/
COMP
4-5'
334
20
8.7
5
1 .5
25
7.5
100
20.0
59
17.7
33
0.0
40
13.0
0
2.7
1 1
3.3
2
0.0
3
0.0
12
3.0
334
UN-HIGHWAY
DY SPECIFIC TYPE
STAN-
DARD
85
14
10.5
2
2.4
0
10.6
10
22.4
17
20.0
3
3.5
10
t 1.8
2
2.4
-
-
-
-
2
2.4
7
8.2
85
CRUIS
12
4
33.3
-
-
• —
—
3
25.0
1
8.3
1
9.3
I
8.3
1
8.3
-
-
-
-
-
-
1
a. 3
12
SPOUT
DIKE
4
.
-
1
25.0
-
-
2
50.0
1
25.0
_
-
_
-
-
-
-
-
-
-
-
-
-
-
4
TOUR
4
1
25.0
•-
-
_
-
1
25.0
1
25.0
_
-
t
25.0
-
-
-
-
-
-
-
-
-
-
4
100.0 100.0  100.0  100.0  100.0  100.0  100.0 100.0 100.0 100.0 100.0  100.0 100.0  100.0  100.0

J/.01 2'.00  20.20  23.02  30.71  31.10  20.23 27.70 20.71 27.01 30.04  20.12 22.18  21.50  27.00
10.02 21.00  20.20  10.01  10.10  10.IO-10.IO 10.73 20.00 10.50 10.70  20.57 21.55  12.07  20.80
 0.01  O.Ol  2.00   1.11   1.00   1.32   0.70  0.70  1.03  0.02  1.04   2.33  6.50  0.03  10.40
2r. .on 20.00  20.00  7o.no  20.00  no.oo  20.00 75.00 25.00 20.00 no.oo  20.00 20.00  ??.!>o  yn.oo

-------
      40-one
 MIC SURVEY OF MOTORCVCLE OWNERSHIP AND USAGE
  OWNERS
TADLE 405

PERCENT OF RIDING DONE  IN  SUMMER OFF-ROAN
Q.32!)
                                                                                                                              7  n:n
                                                        MODEL TYPE
BASE-SELECTED VEHICLES
 USED OFF-ROAD

OX

1-0

10 - 10


20 - 29

30-30

40 - 49


50 - 59

60 - 69

70 - 79


60 - 89

90 - 100X

DON'T KNOM

TOTAL
MEAN
SID.  DEV.
SID.  ERR.
SCOOT
TOTAL 1
1268
83
6.5
17
1.3
68
5.4
200
22.8
131
10.3
101
8.0
256
20.2
64
5.0
82
4.0
45
3.5
102
8.0
50
3.9
1268
21
1
4.8
1
4.8
-
-
3
14.3
2
9.5
1
4.8
3
14.3
3
14.3
2
9.5
_ •
-
4
19.0
1
4.8
21
ON-
IMY
2
106
5
4.7
1.
0.9
1.
0.9
12
11.3
11
10.4
5
4.7
21
19.8
1 1
10.4
5
4.7
0
5.7
19
17.9
9
8.5
100
DUAL
PURP
3
203
7
3.4
-
-
0
3.0
30
19.2
17
8.4
16
7.9
42
20.7
9
4.4
10
4.0
15
7.4
37
18.2
5
2.5
203
OFF
IIWV
4
MO
13
9.3
1
0.7
7
5.0
27
10.3
15
10.7
1 1
7.9
28
20.0
8
5.7
8
5.7
• 4
2.9
to
7.1
8
5.7
MO
COMP
5
194
to
5.2
-
-
10
0.2
30
20.1
22
11 .3
16
8.2
45
23.2
15
7.7
7
3.6
7
3.6
12
6.2
5
2.6
194
ATV
0
003
47
7.8
14
2.3
30
0.3
1(10
20.0
04
10.0
52
0.0
1 17
19.4
18
3.0
30
5.0
13
2.2
19
3.2
22
3.0
003
ALL
MOTOR/
SCOOT
1-5
004
36
5.4
3
0.5
30
4.5
120
10. 1
07
10.1
49
7.4
130
20.9
40
0.9
32
4.0
32
4.8
82
12.3
20
4.2
004
SCOOT/
ON-
ItWV
1-2
127
0
4.7
2
1.6
1
0.0
10
1 t .0
13
10.2
6
4.7
24
18.0
M
1 1 .0
7
5.5
0
4.7
23
18.1
10
7.Q
127
OFF/
COMP/
ATV
4-0
837
70
7.5
15
1 .6
01
0.5
235
25.1
101
10.8
70
8.4
too
20.3
41
4.4
45
4.8
24
2.0
41
4.4
35
3.7
037
OFF/ -
COMP
4*S.':-
334
23
0.9
1
0.3
23
0.0
no
to.n
37
11.1
27
6. 1
73
21.9
23
0.9
IS
4.5
1 1
3.3
22
0.0
13
3.0
334
un-i ii \** i«
DV SPECIFIC
STAN-
DARD
85
3
3.5
1
1 .2
1
1 .2
10
1 1.8
9
10.6
4
4.7
17
20.0
to
11.8
5
5.0
4
4.7
14
10.5
7
0.2
05
cnuts
12
t
8.3
-
-
-
-
1
0.3
1
0.3
1
8.3
1
8.3
-
-
-
-
2
10.7
3
25.0
2
1C. 7
12
f\ T,
TYPE
SPOnr
DIKE TOUR
4 A
__ _
-
-
-
-
-
1
75.0
1
- 25.0
-
- -
2 t
50.0 25.0
1
25.0
-
- -
-
-
t 1
25.0 25.0
-
-
4 4
                          100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0  100.0 100.0 100.0 100.0
41.61 52.20 54.00 52.30 40.00 41.40 35.57 17.00 51.20 37.57 41.20
26.04 30.13 29.03 28.92 25.03 24.50 22.03 27.00 20.11 23.05 25.02
 0.75  6.74  2.05  2.00  2.25  1.78  0.04  1.10  2.09  0.79  1.40
40.on no.no so.on tin.on -in.nn m.on no.no r»o.nn 50.00 m.oo m.no
51.35 00.30 03.50 52.00
20.01 30.50 20.07 33.00
 3. I 7 1 I .50 10.44 10.03
r>o.oo nn.nn 55.00 ii.r.n
                                                                                                              CO

-------
 nun / ^o-oon
  MIC SURVEY Or  MOTOIICYCLE OWNERSHIP AND USAGE
   OWMF.HS
 TAIILF. IOC

 pnncrnr or HIDING HOME in TALL
 Q. 37C
                                                                                                                                   7  rcn 91
                                                           MODEL TYPE
 DASC-SELECTED  VEHICLES
  USED orr-noAD

 ox

 I  - 0

 10 - 10


 20 - 20

 30 - 30

MO - -10


 •JO - GO

 no - oo

 70-70


 oo - on

 00 - IOOX

 ! <;n • I c.MOx
TOTAL
1200
273
21 .5
63
5.0
200
10.5
402
31.7
122
0.0
to
3.0
57
4.5
7
0.0
13
1 .0
0
0.5
20
1 .0
4 7
3 . 7
i :c.n
SCOOT
1
21
8
38. 1
3
14.3
2
0.6
5
23.8
1
4.0
-
-
1
4.8
-
-
-
-
_
-
-
-
1
4 .n
2 1
ON-
IfWY
2
too
37
34.0
2
1.9
18
17.0
20
24.5
0
8.5
5
4.7
_
-
-
-
-.
-
_
-
2
1 .9
7
0.0
100
DUAL
PURP
3
203
00
20.0
8
3.9
33
10.3
53
20. 1
17
0.4
7
3.4
1 1
5.4
1
0.5
4
.2.0
2
1.0
2
1 .0
5
2.G
2(13
orr
>IMY
4
140
20
20.7
10
7. 1
23
10.4
30
25.7
1 1
7.0
0
4.3
to
7.1
-
-
1
0.7
1
0.7
5
3.0
0
5.7
140
COMP
G
104
54
27.0
G
2.0
25
12.0
02
32.0
20
13.4
3
1.5
7
3.0
3
1 .5
2
1 .0
1
0.5
2
1 .0
4
2 . 1
104
ATV
0
003
84
13.0
35
5.0
100
17.0
320
30.5
50
0.0
28
4.0
20
4.0
3
0.5
0
1 .0
2
0.3
0
1 .5
22
3.0
003
ALL
MOTOR/
SCOOT
1-5
004
loa
28.3
28
4.2
101
15.2
102
27.4
04
9.0
21
3.2
20
•4.4
4
0.0
7
1 . 1
4
0.0
11
1 .7
25
3.0
004
SCOOT/
OH-
IIWY
1-2
127
45
35.4
5
3.9
20
15.7
31
24.4
to
7.9
5
3.9
1
0.8
-
-
-
-
_
-
2
1 .0
a
0.3
127
OFF/
COMP/
ATV
4-8
037
107
17.8
50
5.3
150
10.0
318
33.0
OS
10. 1
37
3.9
45
4.8
0
0.0
0
1 .0
4
0.4
16
1 .7
34
3.0
037
OFF/ -
COMP
4>S'.V
334
83
24.9
15
4.5
48
14.4
00
20.3
37
11.1
0
2.7
IT
5. 1
3
0.0
3
0.9
2
0.8
7
2. 1
12
3.0
334
UN-HIUIIW
DY SPECIFIC
STAN-
DARD
05
2B
32.0
2
2.4
10
18.0
21
24.7
7
8.2
5
5.9
-
-
-
-
-
-
-
-
-
-
0
7. 1
05
cnuis
12
0
50.0
-
-
1
0.3
2
10.7
1
8.3
-
-
-
-
-
-
-
-
-
-
1
8.3
1
8.3
12
AY. '.
TYPE
'DIKE
4
1
25.0
-
-
1
25.0
2
so.o
—
-
—
-
-
-
-
-
-
-
-
-
-
-
-
-
4

TOUR
4
2
SO.O
-
-
-
-
1
25. 0
1
25.0
—
-
-
-
—
-
-
—
-
-
-
-
-
-
4
                            ICO C  100.0  100.0 1UO.O  lOO.O  100.0 lOO.0 100.0  lOO.0  100.0  100.0  lOO.O 100.0  100.0  100.0
                           .'., ( :,  I I . «••,  I : . 1 1  ill. IK)  7 I . 
-------
DMR 9 10-008
 MIC SURVEY OF MOTORCYCLE OWNERSHIP AND USAGE
  OWNERS
TABLE 40D

PERCENT OF RIDING DOME IN WINTER OFF-ROAD
Q.32D
                                                       MODEL TYPE
BASE-SELECTED VEHICLES
 USED OFF-ROAD

OX

I - 9  ,

10 - 10


20 - 29

30 - 39

40 - 49


SO - 59,

60 - 69

70 - 79


80 - 89

90 - 100X

DON'T  KNOW

TOTAL
 MEAN
 STD.  OEV.
 SIP.  ERR.
TOTAL
1268
047
51.0
72
5.7
151
n.o
231
18.2
33
2.6
23
1.8
28
2.2
4
0.3
11
0.9
4
0.3
18
1.4
46
3.6
1268
100.0
11.52
18.32
0.51
SCOOT
1
21
11
52.4
4
19.0
3
14.3
1
4.8
-
-
-
-
_
-
-
-
-
—
_
-
1
4.8
1
'4.8
21
100.0
8.40
21 .99
4.02
ON-
HWY
2
108
78
73.8
1
0.9
7
0.0
0
8.5
-
-
1
0.9
2
1.9
_
-
1
0.9
_
-
-
-
7
6.6
100
100.0
5.25
12.72
1 .78
DUAL
PURP
3
203
151
74.4
0
3.0
14
0.9
22
10.8
1
0.5
1
0.5
2
1.0
-
-
-
-
_
-
1
0.5
5
2.5
203
100.0
4.98
1 1.87
O.D4
OFF
IIWY
4
MO
78
65.7
12
8.0
10
13.0
11?
13.0
1
0.7
-
-
_
-
-
-
1
0.7
_
-
2
1 .4
0
5.7
MO
100.0
7.72
15.58
1 .30
COMP
5
104
118
00.8
12
0.2
21
10.0
25
12.9
5
2.0
2
1.0
4
2.1
-
-
-
-
_
-
3
1.5
4
2.1
104
100.0
0.55
10.30
i . in
A TV
0
003
210
34. 0
37
0. 1
07
14.4
155
25.7
20
4.3
10
3.2
20
3.3
4
0.7
0
1 .5
4
0.7
1 1
1.8
21
3.5
003
100.0
10.70
20.43
0.05
ALL SCOOT/ OFF/
MOTOn/ OH- COMP/ OFF/'
SCOOT IIWY ATV COMP
1-5 1-2 4-0 4-5 :
004
430
05.7
35
5.3
04
0.0
70
11.4
7
1.1
4
0.0
8
1.2
-
-
2
0.3
_
-
7
1. 1
75
3.8
004
100.0
0.70
14.03
n.r.n
127
80
70. 1
5
3.0
10
7.0
10
7.0
-
-
1
0.8
2
1.0
-
_-
1
0.0
_
-
1
0.8
8
0.3
127
100.0
5.70
14.02
1 .34
037
400
43.3
01
0.5
127
13.0
too
21.2
32
3.4
21
2.2
24
2.0
4
0.4
10
1 . 1
4
0.4
10
1 .7
33
3.5
037
100.0
13.72
10.40
0.05
334
100
58.7
24
7.2
40
12.0
44
13.2
0
1 .8
2
0.0
4
1 .2
-
-
1
0.3
_
-
5
1 .5
12
3.0
334
100.0
0.21
15.00
o.nn
\jr%— r 1 1 1>' > •• " >. 1 ,
DY SPECIFIC TYPE
STAN-
DARD
05
GO
70.0
1
1.2
7
n.2
0
0.4
-
-
1
1.2
1
1 .2
-
-
1
1 .2
_
-
-
-
0
7. 1
05
100.0
5.03
12.00
1 .45
cnui$
12
10
03.3
-
-
-
-
_
-
-
-
-
-
1
0.3
-
-
-
-
_
-
-
-
1
B.3
12
100.0
4.55
15.00
4.r.n
SPORT
HIKE Toun
4 4
4 3
100.0 75.0
-
-
-
-
1
- 2T..O
-
-
-
-
_
-
-
-
-
-
_
-
-
-
-
-
4 4
100. 0 100.0
- 0.25
- 17. SO
n 7 r.
CO

-------
ATV UTILITY USAGE

-------
nun / 40-000
 MIC SUnvEV OP  M010RCYCLE OWNERSHIP AND USAGE
  OWNEIIS
1AIII.E 51

PCItCEMT OP OFF-ROAD RIDING FOR UTILITY PURPOSES  -  ATVS  ONLY
q.ar,
                                        REGION
                                                                            REGION
                                       MID                NEW   MID  EAST  WEST  SOUTH SOUTH ROCKY
                          TOTAL  EAST  WEST  SOUTH  WEST   ENG   ATL  CNTRL CNTRL  EAST  WEST  MTN   PAC
                                                                                                                              1 1  PCD 01
               AWS  USED   003    00    107    100    130
                                                            10
                                                                  01    04    83   127    72    57
 Or-F-HOAO

ox

\  - ox

to - 10

20-20


30 - 30

40 - -10

r.o - r>o


oo - no

70 - 70

00 - 00


00 - 100X

OOM'T KNOW

TOTAL
UTAH
Sll). DCV.
sii). rnn.
    iAM
  200
         57
                            B1
                                              38
                                                    30
                                                          52
                                                                32
33
                                                                                                      01
                                                                            48
 40.1  57.0  44.3  42.2   50.7   00.7   55.0  45.2  43.4  40.0  44.4  57.0  50.3
17
2.0
42
7.0
40
0.0
15
2.5
15
2.5
37
0. 1
•' 4
0.7
13.
2.2
20
3.3
82
13.0
22
3.0
003
4
4.0
0
0. 1
8
8. 1
4
4.0
-
-
7
7. 1
1
1 .0
1
1 .0
1
1.0
7
7. 1
1
1 .0
99
3
1 .0
0
4.0
15
0.0
3
1 .0
5
3.0
0
5.4
1
0.0
7'
4.2
5
3.0
33
10.8
4
2.4
107
7
3.5
10
0.5
12
0.0
0
4.0
7
3.5
10
0.0
2
. 1.0
4
2.0
0
4.5
24
12.1
7
3.5
too
3
2.2
7
5. 1
3
3.0
_
-
3
2.2
5
3.0
_
-
1
0.7
5
3.0
10
13.0
10
7.2
130
-
-
1
5.0
2
11.1
1
5.0
-
-
-
-
_
-
-
-
-
-
2
1 1 . 1
-
-
18
4
4.0
7
0.0
0
7.4
3
3.7
-
-
7
0.0
1
1 .2
1
1 .2
1
1 .2
5
0.2
1
1.2
B1
2
2.4
5
6.0
B
0.5
2
2.4
3
3.0
7
8.3
1
1 .2
3
3.0
3
3'. 0
0
10.7
3
3.0
84
1
t.2
3
3.0
7
8.4
1
1 .2
2
2.4
2
2.4
-
_
4
4.8
2
2.4
24
20.0
|
1.2
03
a
4.7
12
0.4
7
5.5
e
4.7
4
3.1
11
0.7
2
1.0
3
2.4
5
3.0
15
1 1.0
4
3. I
127
1
1 .4
7
0.7
5
0.0
2
2.0
3
4.2
5
e.o
_
-
1
1 .4
4
5.0
0
12.5
3
4.2
72
-
-
2
3.5
3
5.3
_
-
-
-
2
3.5
_
-
1
1 .0
3
5.3
1 I
10.3
2
3.5
57
3
3.7
S
6.2
2
2.5
_
-
3
3.7
3
3.7
-
—
-
—
2
2.5
7
8.6
0
0.0
81
100.0 100.0  100.0  100.0  100.0  100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0

20.13 10.00 32.05  27.78  21.05  10.30 17.13 20.81 30.01 27.75 27.83 28.73 10.05
30.19 20.00 39.41  35.37  30.40  32.30 28.37 34.41 43.10 34.90 30.20 40.95 32.00
 1.50  2.03  3.09  2.55   3.23   7.01  3.17  3.02  4.77  3.10  4.37  5.52  3.70
          -  10.00  10.00      -              10.00 20.00 10.00 10.00

-------
DMR f 40-oae
 MIC SURVEY OF MOTORCYCLE OWNERSHIP AND USAGE
  OWNERS
TABLE 52

UTILITY PURPOSES FOR WHICH USE ATV S
Q.36
                                                                                                                          11  rr n 91
                                       REGION
                                                                         REGION
BASE-USE A TVS FOR
 UTILITY PURPOSES

FARMING/ RANCHING

GROUNDS KEEPING

PROPERTY MANAGEMENT

TRANSPORTATION (MARCH-
 DEC)
CONSTRUCTION

OCCUPATION/ COMMERCIAL
 WORK
OTHER

DON'T KNOW

TOTAL
                                      MID               NEW   MID  EAST  WEST  SOUTH SOUTH ROCKY
                         TOTAL  EAST  WEST SOUTH  WEST  ENG   ATL  CNTRL CNTHL  EAST  WEST  UTN   PAC
307
158
51.5
84
20.8
23
7.5
21
6.8
11
3.6
10
3.3
42
13.7
18
5.0
347
113.0
42
16
38.1
8
10.0
10
23.8
1
2.4
1
2.4
1
2.4
8
10.0
1
2.4
46
100.5
03
47
50.5
25
26.0
6
6.5
7
7.5
4
4.3
2
2.2
11
11.8
3
3.2
105
112.0
115
66
57.4
21
18.3
5
4.3
7
6.1
. 5
4.3
5
4.3
20
17.4
4
3.5
133
115.7
57
20
50.0
10
17.5
2
3.5
6
10.5
1
1.8
2
3.5
3
5.3
10
17.5
63
110.5
0
2
33.3
1
16.7
2
33.3
1
16.7
-
-
-
-
1
16.7
-
-
7
116.7
30
14
38.0
7
10.4
6
22.2
-
-
1
2.6
1-
2.8
7
10.4
1
2.8
30
108.3
46
16
34.8
15
32.6
4
8.7
4
8.7
3
6.5
1
2.2
6
13.0
2
4.3
51
110.0
47 75
31 43
00.0 57.3
10 13
21.3 17.3
2 3
4.3 4.0
3 4
6.4 5.3

2.

2.
1
10. (

2
4
5.3
4
B.3
12
5 16.0
3
4.0
54 86
114.0 114.7
40
23
57.5
8
20.0
2
5.0
3
7.5
1
2.5
1
2.5
8
20.0
I
2.5
47
1 17.5
24
14
50. 3
4
10.7
1
4.2
5
20. B
1
4.2
|
4.2
1
4.2
2
B.3
20
120.8
33
15
45.5
0
18.2
1
3.0
M
3.0
-
-
1
3.0
2
6. 1
8
24.2
' 34
103.0
CD

-------
03
NJ
•U
          YEAR 2000 ATV & OFF-HIGHWAY MOTORCYCLE
                         POPULATION ESTIMATES

Year

19882
19892
19902
19913
19923
19933
19943
19953
19963
19973
19983
19993
Total
Total
Sold

290,000
200,000
145,000
145,000
145,000
145,000
145,000
145,000
145,000
145,000
145,000
145,000
1,940,000
Op1
Rate
ATVs
0.10
0.15
0.19
0.21
0.39
0.48
0.57
0.69
0.74
0.88
0.93
0.98

In Use in
Year 2000
Total
Sold
Op1
Rate
In Use in
Year 2000
MOTORCYCLES
29,000
30,000
27,550
30,450
56,550
69,600
82,650
100,050
107,300
127,600
134,850
' 142,100
937,700
80,000
70,000
84,000
84,000
84,000
84,000
84,000
84,000
84,000
84,000
84,000
84,000
990,000
0.04
0.10
0.16
0.22
0.26
0.35
0.48
0.59
0.70
0.82
0.89
0.98

3,200
7,000
13,440
18,480
21,840
29,400
40,320
49,560
58,800
68,880
74,760
82,320
468,000
     Estimated ATV In Use in Yr 2000:

     Estimated Off-Road M/C In Use in Yr 2000:

     Estimated Total In Use in Yr 2000:
   937,700

468,000

 1,405,700
     1 Operability Rates source is MIC 1991 Motorcycle Statistical Annual
     2 Sales information compiled from actual 1988, 1989 & 1990 Sales.
     3 1991 - 1999 sales estimates are based on 1990 sales, and assume a constant sales rate thru 1999.

-------
 IMIC
EXECUTIVE
   OFFICE
MOTORCYCLE
INDUSTRY
COUNCIL, INC.  2 Jenner Street. Suite 150, Irvine. CA 92718-3812'[714] 727-4211 • FAX [7i4j 727-4217
                  COPYRIGHT PERMISSION AGREEMENT


                                   February 9,  1993

Mr. Sergio J. Ostria
Jack Faucett Associates
4550 Montgomery Avenue STE  300 North
Bethesda, Maryland  20814

In response to your request, the Motorcycle Industry Council
grants non-exclusive, non-transferable copyright permission to
reproduce all, or portions  of the text and illustrations
contained in the publications listed  below, subject to  the
following conditions:

     1.   The reproduced material must not be altered in  any way
          to defeat the original spirit and intent of the
          messages.

     2.   The reproduced material must not be misrepresented,
          taken out of context, or used in any  fashion-derogatory
          to the off highway vehicle  industry or the Motorcycle
          Industry  Council.

     3.   Each new  publication presenting all or portions of MIC
          materials must carry an acknowledgement of MIC
          copyright, i.e.,  "Portions  of this publication  are
          reprinted with copyright permission of the Motorcycle
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     4.   A free copy of the total publication  in which the
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     5.   This permission is revocable for cause at any time upon
          notice from the Motorcycle  Industry Council.

This permission is  limited  to excerpts from the Motorcycle
Industry Council 1990 Survey of Motorcycle Ownership &  Usage;
including the Introduction  and tables 33A, 47,  49, 53,  48A-D,  51,
& 52.
                             B-25

-------
If possible, advance approval is requested of the portions of the
new publication in which MIC material is to appear.  This is
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Aside from the above permission expressly given, the Motorcycle
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Please return one signed copy indicating your agreement with
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                              Alan R. Isley
                              President
These terms and conditions are accepted by:



                                           /7
                                   Date
                              B-26

-------
Jack Faucett Associates — 444-1                                           February 1993
                           APPENDIX  C:


                     SURVEY METHODOLOGY FOR THE
                       1987 CENSUS OF AGRICULTURE

                         Source:  Bureau of the Census
EPA/OAR                                   Nonroad Mobile Source Sales and Attrition StuJ\
                                                       Identification and Evaluation • •/
                                                 Available Data Sources — Final Rc['«n

-------
MAIL LIST MODEL

   A statistical discriminant model was developed to pre-
dict the probability that a mail list addressee operated a
farm. The model was used to identify  the 4.1 million
records from the preliminary census mail list of 6.0 million
records that would receive a census of agriculture report
form. Records from the 1982 census mail list were used to
build the model. Record characteristics such as the source
of the mail list record (see appendix A for a description of
record sources), number of source lists on  which the
record appeared, expected value of agricultural sales, and
geographic location were used to separate mail list records
into model groups. The proportion of 1982 census farm
records  in  each  group  was  calculated  to provide an
estimate of the probability that an addressee in the group
operated a farm.
   Using these same group definitions, the 1987 census
mail list records were separated into groups, each with an
associated estimate  of farm probability from the model.
The 4.1 million mail list records in groups  with the largest
estimate of farm probability were selected to receive the
census report form. A  large percentage of the 1.9 million
records that were dropped from the 6.0 million preliminary
census mail list were nonfarm records from the  previous
census. This procedure was used to obtain a more com-
plete  census enumeration without excessive respondent
burden and data collection cost.

1987  CENSUS OF AGRICULTURE
CENSUS SAMPLE DESIGN

   Each of the 4.1 million name and address records on
the census mail list was designated to receive one of three
different types of census report forms. The three forms
were the nonsampfe census form (a four-page form), the
sample form (a  six-page form), and  the  short form (a
two-page form). Sections 1 through 22 of the sample form
were identical to sections on the nonsample census form.
However, the sample form contained  additional sections
on farm production expenditures, usage of fertilizers and
insecticides, value of machinery and equipment, value of
land and buildings, and  farm-related  income. The short
form contained abbreviated versions of the sections on the
nonsample census form. These three different forms were
used to reduce the response burden of the census, while
providing quality  information on a large number of data
items at the county level.
   The sample, form was mailed to all  mail list records in
Alaska and Hawaii  and to a sample of records in other
States identified when the mail list was constructed. Addresses
were selected into the sample with certainty if they were
expected to have large total values of agricultural products
sold or large acreage, if they were firms with two or more
farms, or if they had other special characteristics. Whe,n a
nonsample large  farm was identified during processing, a
supplemental form that contained  the additional data
inquiries was mailed. All  farms in counties  with less than
100  farms in  1982  were included  in the sample with
certainty; counties containing 100 to  199  farms in 1982
were systematically  sampled at a  rate of  1 in 2;  and
counties  containing  200  or more farms  in 1982 were
systematically sampled at a rate of 1 in 6. This differential
sample  scheme  was used  to.  provide reliable  data  for
sections 23 through 28 of the report form for all counties.
   To determine which mail list records would receive the
short form, all mail  list  records not designated for the
sample were sorted into  model  groups according to farm
probability as specified by the mail list model. The 906.000
mail list records  in  the  model groups with the  lowest
probability of being farms and with an expected total value
of agricultural product sales less than  S20.000 were des-
ignated to receive the short  form. The remaining mail list
records were selected to receive  the  nonsample census
form.


CENSUS ESTIMATION

   The  1987 Census of Agriculture used   two  typor. of
statistical  estimation  procedures.    These  ostim.ition
                                                   C-l

-------
 procedures accounted both for nonresponso to the data
 collection and for the sample data collection. These pro-
 cedures are used because some farm operators never
 respond  to the census despite  numerous attempts to
 contact them, and not an torn operators are revested to
 provide the sample data items.

 Whole Farm Nonresponse Estimation

   A statistical estimation procedure was used to account
 for the census farms among mail list nonrespondents that
 were not designated for telephone followup. A stratified
 systematic sample of eligible census nonrespondents were
 mailed a  simplified report form. Five sample strata were
 defined based on form type, expected value of sales, and
 previous census status.  The report form was designed to
 provide sufficient information to determine farm  status.
 Additional mail and telephone  contacts were  made  to
 survey nonrespondents  to obtain  sufficient response for
 survey estimates.
   Estimates of the proportion of census nonrespondents
 that operated farms were made for each stratum in the
 State using survey results and applied to the total number
 of census nonrespondents in that stratum. A synthetic
 estimation procedure was used to estimate the number of
 census nonrespondents that operated farms for each
 county by stratum. This estimation procedure is based on
 the assumption that the  distribution of farms in a stratum
 by county is the same for census nonrespondents as for
 census respondents.
   Within each stratum in a  county, a noninteger nonre-
 sponse weight was calculated and  assigned  to .each
 eligible respondent farm record. The procedure used for
 calculating the nonresponse weight assumed the eligible
 census respondents and the nonrespondent farm opera-
 tions in a county had similar characteristics within each
 stratum. The noninteger nonresponse weight was the ratio
 of the sum of the estimated number of nonrespondent
 farms (using nonresponse survey results) and the number
 of eligible  census respondent farms  to the number of
 eligible census respondent farms. Stratum controls were
 established to ensure that this weight was never greater
 than 2.0. The noninteger nonresponse weight was used in
 the estimation of the final weight for the sample items. It
was randomly rounded to an integer weight of either 1 or 2
 for each record for tabulating the complete count itoms.
  The procedure assumed that we obtain complete response
 from large and unique  farm operations because these
cases  received intensive telephone followup during cen-
sus processing. In situations where addressees could not
be contacted by telephone or refused to cooperate, sec-
ondary  sources  such as  Agricultural  Stabilization  and
Conservation Service offices or county extension agents
woro askod to provide information as to whether or not the
addressee had agricultural activities. Data from previous
census reports for the specific addressee, in conjunction
with other information, were used to complete the census
report form.
     ..,...   -  ,.,=.     .»,...s-;.   --...--c-v•
   Tables A and B quantify the effect of the nonresponse
 estimation procedure on selected census data Kerns. The
 percentage of the census  value contrfixited by nonre-
 sponse estimation as provided in these tables Indicates
 the potential for bias in published figures resulting f re
 procedure. The estimates provided in these tables .
 reflect the effect of nonresponse to individual data	_
 on respondents' census report forms. The effect of this
 Hem nonresponse is discussed further under Census Non-
 sampling Error.

 Sample Estimation

   All respondent sample records received a sample weight
 The sample data estimates  the actual figures that would
 have resulted  from a complete census of the items in
 sections 23 through 28 of the report form. The estimates
 were obtained from an iterative ratio estimation procedure
 that resulted in the assignment of a weight to each record
 containing sample items. For any given county, a sample
 item total was estimated by  multiplying the data items for
 each farm in the county by the corresponding  sample
 weight and summing overall sample records in the county.
   Each sample farm was assigned one sample weight to
 be used to produce estimates for all sample items. For
 example, if the weight given to  a sample farm had the
 value 5, all sample data items reported by that farm would
 be multiplied by 5. The weight assigned a certainty farm
 was 1. The estimation procedure used to assign weights
 was performed for each county.
  Within a county, the ratio estimation procedure for f
was performed in  three steps using three variables. The
first variable contained eight 1987 total value of agricultural
production (TVP)  groups. Both the  second  and  third
variables. Standard Industrial Classification (SIC) code and
farm acreage, contained two groups. The variable groups
were as follows:
                      SIC

                      01 All crops
                      02 All live-
                      stock
Acres

0 to 69
70 or more
TVP

$1 to $999
$1,000 to S 2.499

$2.500 to S 4.999
$5.000 to S 9,999
$10,000 to $24.999
$25.000 to $49,999
$50,000 to $99.999
$100,000 or more
  The first stop in the estimation procedure was lo
tion tho  sample records into 32 mutually exclusive
post strata formed by combining the three variable 
-------
 count, expanded for nonrosponse estimation, for the cell
 containing the sample farm. This weight was approxi-
 mately equal to the inverse of the probability of selecting a
 farm for the census sample.
   The second step in the estimation procedure was to
 combine, if necessary, the cells of the array (prior to the
 repeated ratio estimation) to increase the reliability of the
 ratio estimation  procedure. Any cell within the array that
 either contained less than 10 sample farms or had a ratio
 of total farms to sample farms that was more than 2 times
 the mail sample rate was collapsed with another cell (in the
 same variable) according to a specified collapsing pattern.
 New total farm counts and sample farm  counts were
 computed for each of the collapsed cells (final post strata)
 and were used in the ratio estimation procedure to calcu-
 late final sample weights.
   In the third step in the ratio estimation procedure,
 complete counts for the three variables (TVP, SIC, acre-
 age) were used to compute the marginals of  the array
 defined by the final post strata. Factors were then applied
 to expanded sample totals  in each cell of the array to
 obtain agreement with the row marginal (TVP) complete
 counts. The sample totals then had factors applied to
 obtain agreement with the column marginal (SIC) complete
 counts. Lastly, the sample totals had  factors applied to
 obtain  agreement with the depth marginal (acreage) com-
 plete counts. This procedure that requires the row totals,
 then the column totals, and then the depth totals to agree
 with the complete  counts for the rows, columns, and
 depths, respectively, is continued iteratively until the pro-
 cess converges  (the marginal totals  agree with the com-
 plete count totals).
   The ratio of the adjusted total farm count to the sample
 farm count obtained from the second  iteration of the
 estimation procedure was the noninteger final post stratum
 sample weight assigned to the sample farm records in that
 post stratum. The noninteger sample weight, the product
 of the noninteger final post stratum sample weight and the
 nonresponse weight, was randomly rounded to an integer
weight for tabulation. If, for example, the final weight for the
 farms in a particular group was 7.2,  then one-fifth of the
 sample farms in this group were randomly assigned a
 weight of 8 and the remaining four-fifths received  a weight
 of 7.
CENSUS SAMPLING ERROR


   Sampling error in the census  data  results  from  the
nonresponse sample and the census sample data collec-
tion. Census items were  classified as either complete
count or sample data items. The complete count items
were asked of all farm operators. Ttie complete count data
items included land in farms, harvested cropland, livestock
inventory and sales, crop acreages, quantities harvested
and crop sales, land use. irrigation, government loans and
payments, conservation acreage, type of organization, and
operator characteristics (sections  1 through 22  of  the

1987 CENSUS OF AGRICULTURE
                                 .
census repeat form). VariabWty in the cornptete count data
items is considerably smaller than in the sample items as
the variation is due only to  the nonresponse sample
estimation procedure.  The sample Kerns were asked of
approximately 25 percent of the total census farm opera-
tors. The sample data items included farm production
expenditures, fertilizer  and chemical usage, farm machin-
ery and equipment value  of land and buildings,  and
farm-related income (sections 23 through 28 of the census
report form). Variability in the estimates of sample items is
due both to the census sample selection and estimation
procedure and the nonresponse sample estimation proce-
dure.
   The sample for the 1987 Census of Agriculture is one of
a large number of possible samples of the same size that
could have been selected using the same sample design.
Estimates derived from the different samples would differ
from each other. The difference between a sample esti-
mate and the average  of all possible sample estimates is
called the sampling deviation. The standard error or sam-
pling  error of a survey  estimate is a measure of the
variation among the estimates from all possible samples.
and thus is a measure of the precision with which an
estimate from a particular sample approximates the aver-
age result of all possible samples. The percent relative
standard error of estimate is defined as the standard error
of the estimate divided  by the value being estimated
multiplied by 100.  If all possible  samples were selected,
each of the samples were surveyed under essentially the
same conditions, and an estimate and its standard error
were calculated  from each sample, then:

    1. Approximately 67 percent of the intervals from one
      standard error below the estimate to one standard
      error above the estimate would include the average
      value of all possible samples.
   2. Approximately 90 percent of the intervals from 1.65
      standard errors below the estimate to 1.65 standard
      errors above the estimate would include the aver-
      age value of all  possible samples.

   The computations involved to define the above confi-
dence statements are illustrated in the following example.
Assume that the estimate of number of farms for the State
is  94,382 and trie relative standard error of the estimate
(percent) is .1 percent (0.001). Multiplying 94.382 by 0.001
yields 94, the standard  error. Therefore, a  67-percent
confidence interval is 94.288 to 94.476 (i.e., 94,382 plus or
minus  94).  If corresponding confidence intervals  were
constructed for all possible samples of the same size and
design,  approximately  2  out of 3 (67 percent)  of these
intervals would contain the figure obtained from a com-
plete  enumeration. Similarly, a  90 percent confidence
interval is 94.227 to 94,538 (i.e.. 94.382 plus or minus  1.65
x 94).

   Table C presents the relative standard error of sok-cted
U.S. data items for all farms and for all farms with u.ii-v.; of
SI0.000 or more. The percent relative standard orr->' -if the
                                                   C-3

-------
 estimate for complete count data measures the variation
 associated with the sample-based adjustment for whole
 farm nonresponse. The percent relative standard error of
 the estimate for sample Items measures both the sampling
 error due to the nonresponse sample estimation procedure
 and the census sample selection and estimation proce-
 dure. The reliability of State estimates may vary substan-
 tially from State to State. Generally, State estimates for a
 given data Kern are less reliable  than the corresponding
 U.S. estimate.
   Table 0 presents the standard error (not relative stand-
 ard error) for percent change in U.S. totals from 1982 to
 1987. The general purpose of the percent change estimate
 is to provide a relative  measure of the difference in a
 characteristic between censuses.  The relative change for
 a given characteristic is defined as the ratio of the differ-
 ence of the 1987 and the 1982 estimate for that charac-
 teristic to the 1982 estimate. This ratio is multiplied by 100
 to obtain the percent change. The percent standard error
 of a percent change estimate, then, is the standard error of
 the ratio multiplied by 100.
   Table E presents the relative standard error for U.S. and
 State totals  for 10 major complete  count items  and 7
 sample Hems. The relative standard error of the estimate
 (percent) for the same item differs among States. Reasons
 for this  are  differences among States in  (1) the total
 number of farms. (2) the number of large farms included
 with certainty,  (3) the size  classifications  of the farms
 sampled, (4) the amount of nonresponse, (5) the general
 agricultural characteristics, and (6) the specific character-
 istic being measured.
CENSUS NONSAMPLING ERROR

   The accuracy of the census counts are affected by the
joint effects of the sampling errors described in the previ-
ous  section and nonsampling  errors. Extensive efforts
were made to compile a complete and accurate mail list for
the census, to design an understandable report form and
instructions, and to minimize processing errors through the
use of quality control, verification, and check measures on
specific operations. Nonsampling errors arise from incom-
pleteness of the census mail list, duplication in the mail list,
incorrect data reporting, errors in editing of reported data.
and  errors in imputation for missing data. These specific
nonsampling errors are further discussed in this section.
Evaluation studies will be conducted to measure the extent
of certain nonsampling errors such as  coverage error,
classification error, and item  imputation.


Census Coverage


   The main objective  of the census of  agriculture  is to
obtain a complete and accurate enumeration of U.S. farms
with  accurate data on all aspects of the agricultural oper-
ation. However, the cost and availability of resources for
 this enumeration place restrictions on operationally f.
 ble data collection methodologies. The past five agricul
 ture censuses have been conducted by man
 with telephone contact for selected nonrespond
 completeness of such an enumeration thus
 large extent on the coverage of farm operations
 census mail list
   Historically, the  census of agriculture  has indudec
 approximately 90 percent of the farms in the United State:
 and over 96 percent of the agricultural production. Com
 plete  enumeration of agricultural operations satisfying th
 farm  definition of $1,000 or more in agricultural sales ij
 complicated by fluctuations in agricultural operations qual
 rfying  for enumeration, the variety of  arrangements undei
 which farms are operated, the multiplicity of names used
 by an operation, the number of operations in which an
 operator participates, the accuracy of data reporting, etc. A
 new mail list is compiled  for each census because no
 current single list of agricultural operations is comprehen-
 sive.
  An evaluation of census coverage has been conductec
 for each census of agriculture since 1945. The evaluation
 provides estimates of the  completeness of census farm
 count and  major census data items.  In  addition,  the
 evaluation helps  to identify problems in the census enu
 rneration and  provide information that can form the basi
 for  improvements.  The results of  the 1987  Coverag
 Evaluation program will be published in volume 2,  part 2
  The evaluation of coverage conducted  in 1987 wa
 designed to measure errors in the census mail  list
 farm classification. Mail list error includes a measurj
of farms not on the census mail list  (undercount),
 measurement of farms enumerated more than gnce in th
census (overcount). Classification error includes a mea-
surement of farms  classified  as nonfarms in the census
(undercount) and of nonfarms classified as farms in  the
census (overcount). Classification error arises from  report-
ing and processing errors. Mail list undercount dominates
all coverage errors. Net coverage error is defined  as the
difference of undercounted and overcounted farms. Mea-
surements of these errors,  as well as a description of the
complete coverage program, will be available in the Cov
erage Evaluation  report

 Mall Ust Coverage

  A major problem with the use of a mail list for the census
of agriculture enumeration is the difficulties that are encoun-
tered in compiling a complete list. The percentage of (arms
on  the census mail list varies considerably  by  St.ito
Several reasons have contributed to farm operators' nam-.1:
not  being included on the census mail list—the op-JMVjn
may have been started after the mail list was dev;io:>-?
the  farms not  included on the mail list were small m
acres  and sales of agricultural products.

                    1987 CENSUS OF AGMu;'J'.  :
                                                   C-4

-------
   The 1987 Census of Agriculture Coverage Evaluation
 used the area segment sample of the 1987 June Enumer-
 ate Survey (JES) of the National Agricultural Statistical
 Service (NASS) to estimate farms not on the census mail
 list The Census Bureau contracted with the NASS to
 augment the JES data collection and receive survey data
 under  the confidentiality protection afforded by Title 13,
 U.S. Code,  from all  residents of area sample segments
 with agricultural activity. These survey records were matched
 to the census mail list Records that did not match were
 mailed a census of agriculture report form to estimate mail
 list coverage. Estimates of farms not on the census mail
 list used the capture-recapture dual frame estimator that
 will be described in the Coverage Evaluation report
   Table F provides coverage evaluation estimates of the
 number of farms not on the mail list and selected charac-
 teristics of those farms with their percent relative standard
 error. The table also provides an estimate of characteris-
 tics of farms not on the mail list as a percentage of total
 farms in the United States. The estimate of total farms in
 the United States is based on census farm count and the
 estimated number of farms not on the census mail list This
 estimate of  total  farms  in  the United States was  not
 adjusted for classification and list duplication errors. Esti-
 mates  of these errors will be available in the Coverage
 Evaluation report at the regional and U.S. levels. The table
 provides the standard error (not relative  standard error) of
 this percent estimate.


 Respondent and Enumerator Error

   Incorrect or incomplete responses to the mailed census
 report  form  or to  the questions posed by  a telephone
 enumerator  introduce error into the  census data. Such
 incorrect information can lead, in some cases, to incorrect
 enumeration  of  farms.  This  type  of reporting error is
 measured by the Classification Error Study discussed later
 in this  section. To reduce all types of reporting error,
 questions were phrased as clearly  as possible based on
 tests of the census report form, and detailed instructions
 for completing the report form were provided to each
 addressee. In addition, each respondent's answers were
 checked for completeness and consistency.

 Item Nonresponse

   Nonresponse to particular questions on the census
 report that we would logically or statistically expect to be
 present may  create a type of nonsampling error in both
complete count and sample data. When information reported
 for another farm with similar characteristics is used to edit
or impute for item nonresponse, the data may be  biased
because the  characteristics of the  nonrespondents have
not been observed and may differ from those reported by
respondents. Any attempt to correct the data  for  nonre-
sponse may not completely reflect this difference either at
 the element  level  (individual farm  operation)  or on the
average.

 1987 CENSUS'OF AGRICULTURE
 Processing Error
 - ' •  'i'.: it

  The many steps of processing of each census report
 form are sources for the Introduction of nonsampling error.
 The processing of the census report forms includes cleri-
 cal screening for farm activity, computerized check-in ol
 report forms and followup of nonrespondents, keying and
 transmittal of completed report forms, computerized edit-
 ing of inconsistent and missing data, review and correction
 of individual  records  referred from the computer edit
 review and correction of tabulated data, and electronic
 data processing. These operations undergo a number ol
 quality control checks to ensure as accurate an application
 as possible, yet some errors are not detected and  cor-
 rected.


 Classification Error

  An evaluation study of classification  errors was con-
 ducted in the 1987 Census of Agriculture as part of the
 census coverage evaluation program. A sample of mail list
 respondents was selected,  and  these addresses reenu-
 merated to determine whether they were a farm  or non-
 farm. A farm status determination was made based on the
 evaluation questionnaire and compared with the status
 based on the data reported on  the census form. Differ-
 ences in status were reconciled.
  In past censuses, the proportion of farms undercountecl
 due  to classification errors was higher for farms with smal:
 values of sales. The classification error rate was higher fot
 (1) livestock farms than crop farms, (2) farms with a smali
 number of acres than larger farms, or (3) tenant farms'than
 full or part-owner farms. Results from the 1987 classifica-
 tion  error study will be published  in the Coverage  Evalua
 tion  report.
EDITING DATA AND IMPUTATION FOR ITEM
NONRESPONSE


   For  the  1987 Census of  Agriculture,  as in  previous
censuses, all reported data were keyed and then edited ty
computer. The edits were used to determine whether the
reports met the minimum criteria to be counted as farms ir
the census. Computer edits  also performed a sonos o
complex, logical checks of consistency and completeness
of item responses. They provided the basis for deciding tc
accept, impute (supply), delete, or alter the reported value
for each data  record item.
   Whenever  possible,  edit imputations,  deletion--,, anc
changes were based on component or related d.it.i DM UK
respondent's report form. For some items, such  ,v; oper
ator characteristics, data from the previous C';iv,ir.  v.;er~c
used when available. Values for other missing o< \H\.\  .>;pt
able reported data items were calculated based on <••;>. n;.j<
quantities and known price parameters.
                                               C-5

-------
   When these and sbnflar methods were not avaHabte and
 values had to be supplied, the Imputation process used
 information reported for another farm operation hi a geo-
 graphically adjacent area with characteristics similar to
 those of the farm operation with incomplete data For
 example, a farm operation that reported acres of com
 harvested,  but did not report quantity of com harvested.
 was assigned the same bushels of com per acre harvested
 as that of the last neaiby farm with similar characteristics
 that reported acceptable yields during that particular exe-
 cution of the computer edit The imputation for missing
 items in each section of the report form was conducted
 separately; thus, assigned values for one operation could
 come from more than one respondent
   Prior to the imputation operation, a set of default values
 and relationships were assigned to the possible imputation
 variables. The relationships and values varied depending
 on the item being imputed. For example, different default
 values were assigned for several standard industrial clas-
 sification and total value of sales categories when imputing
 hired farm labor expenses. These values and Hem relation-
 ships for the possible imputation variables were stored in
the computer in  a  series  of matrices. The computer
records were sorted by reported State and county, where
the county sequence was based on similar types of farms
and agricultural practices.
   Each execution of the computer edit consisted of records
 from only one State. For a given execution of the edit, the
-stored entries in the various •matrices were retained in the
 computer only until a succeeding record having
 characteristics for some sections of the report
 processed by the computer. Then the acceptable r<
 of the succeeding  operation replaced those  previously
 stored. When a record processed through the edit had
 unreported or unacceptable data, the record was assigned
 the last acceptable ratio or response from an operation
 with a similar set of characteristics. Once each execution
 of the computer edit  for a State  was  completed,  the
 possible imputation variables were reset to the default
 values and relationships for subsequent executions.
   After the initial computer edit keyed reports not meeting
 the census farm definition were reviewed to ensure that
 the data were keyed correctly. Edit referrals were gener-
 ated for about 30 percent of the reports included as farms,
 and they were also  reviewed for keying accuracy and to
 ensure that the  computer edit actions were correct If the
 results of the computer edit were not acceptable, correc-
 tions  were made and the  record  was  reedited. More
 extensive  discussions  of the edit and item imputation
 methodology with measures of the extent of imputation in
 the census estimates will  be  provided in a  separate
 research report
                                                C-6
                                                                            1987 CENSUS OF AGl<:

-------
Jack Faucett Associates - 444-1                                        February 1993
                         APPENDIX D:

               1991 CURRENT INDUSTRIAL REPORTS FOR:
                      CONSTRUCTION MACHINERY
         FARM MACHINERY AND LAWN & GARDEN EQUIPMENT
                       PUMPS AND COMPRESSORS
                      MOTORS AND GENERATORS
EPA/OAR                                 Nonroad Mobile Source Sales and Attrition Sitnlv
                                                   Identification and Evaluation <>/
                                              Available Data Sources — Final Report

-------
                                                                            CURRENT INDUSTRIAL REPORTS
U.S. Department of Commerce
Economics and Statistics Administration
BUREAU OF THE CENSUS
                                                               Construction  Machinery
                                             1991
                                         MA35DOD-1
                                    Issued January 1993
SUMMARY OF FINDINGS

   Shipments of construction machinery as collected on
this survey totaled $6.7 billion in  1991, a  17.5 percent
decrease from the 1990 total of $8.1 billion . Shipments
of contractors off-highway wheels tractors, totaled $244.5
million, representing a 32-percent decrease from the
1990 shipments of $360.5 million. Shipments of tracklay-
ing tractors in 1991  were $998.7 million, a decrease of
9-percent from the 1990 shipments of $1,092.6 million.
The 1991  shipments  of track shovel loaders totaled
$1,854.5 million, a decrease of 17-percent from the 1990
total of $2,235.9 million. Shipments  of power cranes,
draglines, and shovels in 1991 totaled $1,237.0 million, a
decrease of 18  percent  from the 1990 shipments of
$1,511.8 million. The 1991 shipments of mixers, pavers,
and related equipments totaled $518.6 million, a decrease
of 15-percent from the 1990 total of $609.6 million.
   The 1991  shipments of scrapers bowls totaled $98.9
million. Other 1991 shipments included motor graders,
$356.7 million; rollers and compactors, $187.2 million;
off-highway  vehicles $822.7 million; and rough terrain
forklifts, $167.9  million.  Shipments of equipment  for
mounting on tractors in  1991 totaled $196.3  million, a
decrease of 24-percent  from the 1990 shipments of
$258.6 million.
   A description-of the survey methodology and other
related information appears on page 12.
                              Ttblc 1. VALUE OP SHIPMENTS OF CONSTRUCTION MACHINERY:  1982 TO 1991

                                              (Million! of dolliri)
Product
code
3531A


3531F
3531G


Product deacrlption
Contractor* off-htghway wheel tractor* 	


Mixer*, pavers, and related equipment 	
Scraper*; grader*; coepaccora; roller*;
off-highw«y truck*, trailer*, and wagon*; and

E4 P" <
1991
244.3


5!8. 6
I 633.3
196 3

1990
360.5
C2 235 9

609.6
2 023. '


1989
366.2


701.8
1 881.3


1988
408.1
2 027 6

565.3
1 524.2
363 8

1987
374.8
975 9
I 782 5

S69.9
1 249.9
481 1

1986
421.9


566.2
1
V.023.8
'
1985
486.6
628 7


632.1
2.322.0

1984
421.9
785 4
1 791 9

485.5
1.799.4

198!
292.4



,.)OV.


••>


_,


    Revised by 5 p«rc«nc or «or« fro«'previously published figure*.

    Beginning In 1987, parti for pover crsnes. drsgllnes. 
-------
                          r«bl« 2.  QUANTITY AND VALUE OF SHIPMENTS OF SELECTED TYPES OF CONSTRUCTION MACHINERY:   1991 AND  1990

                                               (Quantity to nuaber of units; value to thouaandi  of  dollari)
  Product
     cod*
                                          Product description
Nuaber of
coapanles
                                                                                                                 1991
                                                                                                          Quantity
                                                                                                                         Value
                                                                                                                                  Quantity
                                                                                                                                         19901
 3531A 00  Contractors' off-highway wheel tract on	           13
             Towing tract on	         (NA)
 3531A 13      Single axle	           <,
               Two axle:
 3531A 20        Under 100 HP	           1
 3531A 22        100 through 149 HP	           3
 3531A 24        150 HP and ov«r	v	           4

 3SJ1A 34    Rubber-tired doiers	           2
 3531A 37    Wheeled log i Udders,  self-propelled	            5

 3531B 00  Crawler trectort	           5
 3S3U 30    Under 90 NEHP	           4
 35311 36    90 through 159 NEHP	           «
 35311 40    160 NEHP and over	           3

 3531C 00  Loaden	         (NA)
 3531C 60    Skid tteer loader!	           7
             Wheel  loader!,  non-ikld iteer	         (NA)
 3531C 71       Under 79 NEHP	           6
 3531C 72       80 through 149 NEHP	           5
 3531C 73       150  through 249 NEHP	           7
 3531C 74      250  NEHP and over	'	           6
             Crawler loader!-***--*.	           4
 3531C 81       Under 90 NEHP	           4
 3SJ1C 84       90 NEHP and over	           3
 3531C 95     Backhoee  (wheel cractor-chaaal! !hlpped ae part  of  front  engine aount).........           4

 3531E 00   Power crane!,  dragline!, ihovel! (excavator!),  and attachaent!	          47
             Excavatore	         (NA)
               Crawler oounted.	         (NA)
 3531E  03         Cable operated	           2
                 Hydraulic operated:                                                        |
 3531E  05           Under  25  aetrlc toni	 I         10
 3531E  06           25  through 40 metric tona	 •          5
 3531E  07           Over 40 aetrlc ton*.....	 •          6
 3531E  19       Wheel  (rubber) nounted	           6
             Power  cranei	         ( NA)
               Lattice  boon		         (NA)
                Crawler  counted	         (NA)
                  Maiciaua working load:
 3531E  20             Under 91 tona	           5
 3531E  26             91 through  120 ton>	           3
 3531E  29             121  tona and over	           4
                Wheel (rubber) mounted	         (NA)
                  Haxiouv. working load:
 3531E  37            Under  121 toni	           4
 3531E  38             121  tona and over	           4
              Hydraulic operated, telescopic booo..	         (NA)
353IE 41        Crawler aounted	           I
                Wheel (rubber oounted), multiple control  itaclona	j        (NA)
                  Maxima working load:
 3531E  51            Under  21 tona	           6
 3531E  52            21 through 30 tone	           5
3531E 53            31 through 55 ton!	           4
3531E 54            56 tona and over	           3
3531E 57        Pinned on type,  teleacopic and articulated...	           3
                Wheel (rubber oounted). one control  ftatlon	         (NA)
                  Maxima working load:
3531E 68            Under  19 toni	       -    9
3531E 65             19 through 25 tona	           5
3531E 66            26 tona and over	           5
3531E  75      Dragline!,  crawler and/or tub	           2
            Other cranea	         (NA)
 3S31E 81      Locoaocive  (except wrecking)................	           4
              Pedeatal or enlpejounted urine cranee:
 )S31E 82        Teleacoptc or box boo*.	           '
 3531E  86         Lattice  boo*.	           3
 3531E 85       All other  creoee (Including locoeotlve wrecking)	           7
            Attachateota  for powi- I
   360.540
   199,839
   159.839


   f40,000
   160.701


 1.092.559
  r130.413
       (D)
       (D)

r2,235.881
       (0)
 1,094.839
    24,242
   256.861
   355.615
   458,121
       (0)
       (0)
       (D)
       (D)

 1,511.757
   705,574
   631.451
       (0)

   256,798
    75.268
       (0)
    74.123
       (D)
       (3)
    tl.035
     J2.510
   211.814
       C>

      5.: 13

   ' 19.3 •>:
     *>1.111

     II.-'-
      ' .i'l
                                                                          D-2

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                    T.bl« 1.  QUANTITY AND VALUE OF SHIFMCNTS OF SELECTED TTRS OF CONSTRUCTION MACHINERY:   1991 AND I990--Continued

                                              (Quantity In nmb«r of unite, value In thouaanda of  dollar*)
 Product
    cod*
                                         Product description
Number of
companies
                                                                                                                1991
                                                                                                         Quantity
                                                                                                                                        1990
                                                                                                                                 Quantity
           Mixers. paver*, and related equipment--Continued
             Concrete—Cont inued
               Concrete pav«r§—Continued

3531F 34         Nonautouted (extruder) curberi and concrete placer apreadere.	
3531F 39       Concrete trowele	•	
3531F 40       Concrete vlbratort	.	
3S31F 42       Concrete screed*..1	-	
3531F 43       Concrete batching planta	
               Concrete pueipa. mobile:
                 Trailer mounted:
3531F 60           Under 25 cu. yds./hr	
3531F 62           23 cu. yde./hr. and over	
3S31F 6*         Truck mounted	
             Slcuainoua:
353IF 66       Distributors	
               Paverj. feU-propelled:
3531F 71         Under 22.000 Us. grosa weight	
3S31F 75         22,000 lb«. gross weight and over	
3S31F 80       Paver*, not self-propelled	
               Asphalt planta (Including cold ffllx central planta):
3531F 82         Leas Chan 7,500 Ibe. (239 TPH)	
3531F 84         7.500 Iba. and over (240 TPH and over)	
3S31F 85       Stabilization olxlng equipment (Including  central plants and mix-in-place)..
3531F 89       Cold planers/ollllng machines (self-propelled)	
3531F 98     Other concrete and bituminous equipment,  including mixers, heating kettles,
              heaters, circulators, travel olx-type, and  spreader  boxes	

3S31C pt.  Scraper bovla	
3531C 01     Conventional scraper bowls, (dig, carrying,  and hauling) used as part  of a
              self-propelled, nonelevating. 2-wheel type  scraper,  S.A.E. struck rating	
3531C 03     Elevating acraper bowls, (dig, carrying,  and hauling), 2- and 4- wheel type,
              S.A.E. heaped rating	
3531C OS     All other scraper bowls, including towed type	

3531C pt.  Motor graders and light malntalners	
3531C 11     Under 145 NEKP	
3531C 17     145 NEHP and over	

3S,31C pt.  Rollers and compactors (except hand-held)	
             Self-propelled type, ride on	
               Static compaction equipment (fully ballasted).	
                 Smooth steel wheel rollers, tandem:
3S31C 21           Under 3 metric cone	
3531C 23           3 through 5.4 metric tone	
3S3IC 26           3.5 metric ton* and over	
                 Pneumatic tire rollers:
3S31C 29           Under 2.5 metric tons	
3S31C 31           2.3 metric tons and over	
                 Multiple projection steel wheel rollers:
3531C 33           Embankment	
3531C 35           Landfill.	
               Vibratory compaction equipment (fully ballasted)	
                 Single drum with one or two drive wheels	
3531C 37           Under 5 metric ton*	
3531C 39           5 through 7 metric ton*...	
3531C 42           8 metric tons and over	
                 Double drum, two drum* vibrating....	
3531C 45           Under 3 metric tons	
3531C 47           3 through 4 metric tons.	
3531C 49           5 through 7 metric tons...	
3531C 51           8 through 11.2 metric tons	
3531C 53           11.3 metric too* and over...	
3531C 55         Double drust with one drum vibrating	
3531C 57         Other compactors, except hand-held	

3531C 91     Towed type roller*, including pneumatic tire,  statlc-padfoot. sheepsfoot. bar
              type, vibratory-smooth	

1531C pt.  Off-highway vehicles......	;	
3531C 71     Rear dump haulers	".	
3531C 73     Integral self-powered side and bottom dumps. Including coal haulers	
3531C 75     Off-highway truck-type, rear dump chassis used as a tractor for cowing earth.
              rock, coal,  and ore trailers..	
3531C 77     Other truck-type tractor chassis used for log  hauling, oilfields, desert. Jnd
              other use*.	
3531C 79     Off-highway trailers and vagona (end. side,  and bottom dump)	

3531C pt.  Rough terrain forkllfts (Integral units only)	
3531C 81     2-wheel drive, vertical last	
3531C 83     4-uheel drive, vertical last	
353IC 65     2- and 4- wheel drive, variable reach	
  22 i
(NA)
(NA) j

  10 I
   5
   5
        2
        2
     (NA)
     (NA)
        4
        6
        6
     INA)
        4
        4
        4
        3
        1
        3
        1
                  106
                5,047
               90.046
                2.366
                  289
                  710


                  483

                  460
                  408
                   76

                   31
                   67

                  138

                2,038

                1.250


                1.250



                3.312
                3.312


                4.111
                  (D)
                1.614

                  750
                  103
                  156



                  605
  (D)
1.377
  162
  240
  975
  7)1
  419

   97
  (D)
  (D)
  (D)
  (D)
                  (D)

                2,500



                2.500
                2.609
                1.082
           6.557
           3|169
          19.038
           1.455
          32,316
                           64,323
           19.232

           17.266
           59.600
             717

           12.843
           62,076

           31.155
          28,521

          98,876


          98,876
          356,674
          356.674


          187.23;
              (D) i
          87.641

            4.738
            2,511
            6.050
 74.342


    (D)
 71,393
  3.638
 11.061
 57.194
 24.470
  8.741

  4.679
    (D)
    (D)
    (0)
    (D)


    (D)

822,697
                          322.697
          167.853
           70.896
            I.40!
           95.556
            r'""
             6,771
            88,336
            18,311
               317
               958


               421

               r444
               526
               122

                 27
                 81
                 91
                 72

             2.058

             1,885


             1,885
              4.136
              1.816
              2.320

              5.719
                (D)
              2.203
                911 !
                122
                353
                                     (D)
                                   1.372
                                     308
                                     550
                                   1.014
                                  rl.!89
                                    ^594
                                      83
                                     203
                                     >i6
                                      63
                                     (0)
                                     (D)
                                          (D)
                                                                                                                                    ' I . >9• I
   See footnotes at end of table.
                                                                        D-3

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                     Table 2.  QUANTITY AMD VAUfc Of SHIPMENTS Of SEt£CTM TTPtS OF COMTKCTION MACHISSIT:  1991 AMD !990—Continued




                                               (Quantity In nuaber a( unlc«;  value In thousands of dollars)
Product
cod*
3531H 00
3531H 01
3531H 03
3531M 05
3531H 07
3531H 09
3531H 11
3531H 13
3531H 15
3S31H 17
3531H 19
3531H 21
3531H 23
353U 20
353IK U
353U 15
3S31K 16
353U 18
3531K 90
353U 81
3531K 83
3531K 85
3531K 87
Product description
"
Sid baa ° ""l h'^dl * "*
D f t
Winches (cowing, logging and oil-field types):

Backho*s:








Self-propelled continuous ditchers and trenchers (Integral units only) 	









u
Number of
companies
31
2
6
3
6
8
2
3
3
3
3
5
7
10
(NA)
4
5
5
4
29
9
13
8
" i
19
K^»H«_^_^B^>H
Quantity
66,96*
(0)
1.077
} .'7,777
J 7,342
(D)
(D)
(D)
154
3,35*
713
5,876
(0)
2,550
2.389
\ 937
22,124
4,464
7.520
1,557
8.583
91
Value
196.302
(0)
7,066
69.575
55,610
(0)
(0)
(0)
588
13,281
13.765
111,816
(D)
14,691
46.510
50,615
566,971
214,020
107.418
8.897
236.636
:9
Quantity
f83.607
(0)
2.925
53,147
r9.392
(0)
(D)
(D)
iso
r6,398
969
7.687
(D)
r).'l69
rl.C69
30,:&6
10.341
1.687
9,391
2 53. 005
O)
13.929
75,477
r7 1.524
(0)
(0)
(0)
813
29.789
IS. -66
C9.715
CO)
r53.008
r5-.030
81-. 926
330.639
i . .-•» 1
(D) Data withheld CO avoid disclosing figures for individual coopanies. (SA) Noc available. Revised by 5 percent or more froa previously
published figures.
3531E 26 and 3531E 29), to avoid disclosing figures  for  individual companies.
                                                                  D-4

-------
Tabl« 3.  COMPARISON OF VALUES Of SHIPMENTS Of CONSTRUCTION MACHINERY.  AS  REPORTED  IN THE MA350.
           THE 1987 CENSUS OF MANUFACTURES. AND THE 1940 ANNUAL SURVEY  OF  MANUFACTURES

                             (Value In chouaanda of dollars)
Product
code
353!
3S3IA
3531B
3531C
3531E
3531F
3S31C
3531H
3531K
3531M
35310 00
35310 02
Product descripcion






Wheel tractor chassis, shipped as part of front-engine aouot,
integral design tractor shovel loader back hoe 	


D 11



i
cum o a q p
Scrapers, graders, compactors, off-highway trucks and trailers.

Graders
C



l
n h


Portable crushing, screening, washing, and combination planes.
Parts for construction machinery a ad equipaenc 	
Contractors* off-highway wheel tractors, cracklaying tractors.



Conatruccioo machinery for mounting and tractors and

Construction machinery n.s.k.. typically for establishments with
Construction machinery n.s.k.. typically for establishment* with

1990
HAJ5D
(X)
360.5
1,092.6
2,235.9
(0)
(D)
(0)
1,511.8
705.6
\ 637.2
169.0
609.6
363.1
222.7
23.8
2,023.8
181.6
408.0
267.2
957.7
209.3
2258.6
(X)
129.7
814.9
'85.1
(X)
C)
(<•>
(')
(<•>
(<•>
(*)
Annual Survey
of Manufaeturea
Value
14,888.0
364.6
1,106.3
2,167.4
(NA)
(NA)
(NA)
1,655.6
(NA)
f (NA)
X (NA)
(NA)
612.3
(NA)
(NA)
(NA)
-2.000.4
(NA)
(NA)
(NA)
(NA)
(NA)
2543.7
1,814.5
(NA)
(NA)
(NA)
3.890.6
(NA)
(NA)
(NA)
(NA)
(NA)
(NA)
>• 732.7
Standard
error of
etttoateal
1
1
1
1
(NA)
(NA)
(NA)
1
(NA)
(NA)
(NA)
(NA)
4
(NA)
(NA)
(NA)
3
(NA)
(NA)
(NA)
(NA)
(NA)
7
2
(NA)
(NA)
(NA)
2
(NA)
(NA)
(NA)
(NA)
(NA)
(NA)
1
1987
KA350
(X)
374.8
975.9
1,782.5
1.055.0
100.0
627.5
955.4
423.0
268.7
45.4
218.3
569.9
297.7
232.4
39.8
1,249.9
145.4
327.7
264.3
391.5
121.0
2431.1
(X)
127.6
529.3
371.6
(X)
270.7
C)
(')
(*)
Note: In the 1987 Census of Manufactures, shipments for small companies, typicslly those with fewer than 10 employees, were e*t
adequately identified by detail product were coded In some cases to Industry 3531 (four-digits) followed "000."
(0) Oaca withheld Co avoid disclosing figures for Individual companies. (NA) Not available. n.s.k. Not specified by kinc
applicable.
The annual survey of e*snuf accures percentage standard errors shown are the approxlaace relative standard errors of the e*claat<
more detailed description of Che standard error of estimate Is given In the Introduction of the annual survey of manufactures. v*u
Cenaua of
11,704.6
379.7
945.6
1.741.8
(NA)
(NA)
(NA)
957.1
(SA)
(NA)
(NA)
586.1
(NA)
(NA)
(NA)
1,221.4
(NA)
(NA)
(NA)
(SA>
(NA)
1.356.9
i:5.8
501.9
71.0
3.249.1
1.401.2
270.:
191.6
210.3
397.3
i90.3
Ki.5
JOB. 9
iajced f rota
Produces .".oc
(X) soc
* of If v* i . \
t c( Prodti.-:
Shipments. H90(AS)-2, undmr "Qualification* of the Data."
*Data for snow clearing attachments for eounclng on tractors or trucks are Included with the census of manufacture* shlpaencs, buc ««ciu-:^.:
fro* the MAJSO shipments.
^Collected on the MAJSf. Mining Machinery.
^Available only from the annual surv«y of eanuf acture's and census of aanuf ictures.
                                          D-5

-------
Tsble 4A. SHIPMENTS, EXPORTS, AND IMPORTS OF CONSTRUCTION MACHINERY: 1991
Product
code
J5JU 13, 2U,
22. 24
35JIA 34
JlJU 37
J1JIB 10. 36
njifl 40
mic 6o
73. 74
J53IC 81
35)|C 84
J5JIC 0)
)•> la 0)
35.11 ill
> > JIL 1 •<
) "> 1 1 1. 2 0
J^JIL !>•
n IIL 11
J»ll H
JiJIl 5'
mil In
)". HI M
11JIL 52
)•>)!£ 65
Jlllt bb
15I.C t-B
mil 82
)5>lt 80
)5)lt 11
See t uolnute

Product description




Crawler tractors (net enflna horsepower):



j design; 4-wheel drive, non-skid steer- 	



,
1 1 i a r , y P
j

I
I '
•
)C,.«... P

• at end of cable*
Msnuf scturers '
shipments '
Quant Ity
1.427
I 1.182
\ 7.423
(D)
7.376
(D)
(D)
>• 2,650
420
.
4,138
75
144
430
Value
127.547
116,973
998.740
(D)
893.287
(D)
(D)
390,690
62.090
634,072
20,000
7,021
j 3I.55J
Export ahlpisenta
Quantity
1.040
(NA)
1.992
2.189
(NA)
97
36
1.168
54
2,436
(NA)
(NA)
(HA)
Value
as
reported?
19,949
44,582
170,501
92.615
187,564
4.201
1,868
14.624
164.959
3,966
2.823
I 3.685

Estimated
producers'
Value1
12.18)
16,138
100,128
75.07*
114.159
1.407
1.115
132,603
11,854
133,746
3,215
2,288
2,987
Percent
Exports to
•anuf acturers '
•hlpaents
uant Ity
73
(NA)
27
(NA)
(NA)
(NA)
(NA)
44
1)
59
(NA)
(NA)
(NA)
Value
25
31
30
(NA)
15
(NA)
(NA)
34
19
21
16
11
9
Imports for
consumption' *
Quantity
4.104
2.569
2.2)1
2.060
2,406
114
27)
2.51)
275
4.645
184
45
647


20.546
54,239
101.6)7
76.552
1)8.268
5,80)
31,673
217,686
20,369
16,672
15.7)4
1.724
\ 859
Apparent .
contuapt Ion


4,491
(NA)
7.662
(NA)
(NA)
(NA)
(NA)
),995
641
6.347
(NA)
(NA)
(NA)


Hi. 710,
135.074
800.0*9
(NA)
717,196
(NA)
(NA)
475.77)
70,605
5)7,028
12,579
6,457
I 29,425
Percent
Imports tu
apparent
consumption
Quantity
91
(NA)
29
(NA)
(NA)
(NA)
(NA)
61
73
(NA)
(NA)
(NA)
Value
It
4U
1)
(NA)
1*
(NA)
(NA)
40
-It
1

-------
Table 4A.  SHIPMENTS,  EXPORTS,  AND IMPORTS OP CONSTRUCTION  MACHINERY:   1991--CoatInued




                  (Quantity In  unit*;  value In thousand*  of  dollar*)
Product
code
3VJ.K 33. )*.
Ji3lK 66. 71,
7i. 00
3i)l»' 6U, 62.
64
)*31C Ul , U),
0V
3>3ic it . i;
3 V3 1 C 21. 23,
2b. 29. 31.
33. 35
3>31C 3;. 39,
fc2. 4i. O.
<•*. il. >3.
>i. i/
n nc 11
J •> J 1 L / i
J > J 1 L M
miiJ >X //
.mm ui
)i.llM U)
Ji J1H Ui. U/
J> JIM U<4. 11
J i J 1 H 11
J)IIH 1 /
35)1* !<.. 1),
1 6
I1) J 1 *- 10
Product description






LjeU-prop«l led vibratory compact Ion equipment..








Winchc* (towlnf. logging. *nd oil-field



S« 11 -prope 1 led continuuu* ditcher* «nd
trencher* (integral unit*):
Uheel-type digging element 	 	

.hlp-enta.
Quantity
374
1,427
710
1,250
3,312
1,614
(D)
(D)
• 2,500
(D)
1,077
47,77;
7,342
(D)
(0)
V 5,876
Value
5), 019
96.815
64,32)
98,876
156,674
87,641
(D)
(D)
822,697
(0)
7,066
69,575
55,610
(D)
(0)
111,816
Export ahlpaenta
Quantity
(NA)
(NA)
(NA)
315
2,627
7)2
1,22)
20,171
(NA)
27)
(NA)
(NA)
1,)))
14,303
22)
1,5)6
Value
aa
reported?
19,61)
22,267
25, 81)
. ),)55
215,4)0
37,830
37,848
)0,5);
497,588
17,406
(NA)
51,159
5,2)9
13,637
2,608
25,485

producera'
Value^
15,898
18,050
20,924
2,720
174,628
30.665
30,680
24,75)
403,345
14,109
(NA)
41,469
4,247
11,216
2,114
20,658
Percent
Exporte to
auinufacturera '
ahlpaenta
Quantity
(MA)
(NA)
(NA)
25
79
45
(NA)
(NA)
(NA)
(NA)
(NA)
(NA)
18
(NA)
(NA)
26
Value
30
19
1)
)
49
35
(NA)
(NA)
49
(NA)
(NA)
60
8
(NA)
(NA)
18

fl-
' 	 D..
l»«- „( I l.t l"rri»-ii t tpot 1 . In ^O, U.S. t»j>Of(».
. -. , ,. i •>, .11 i*,.(ur lui in it trport I « O.blOb.

laporta lor
conauaption' *
Quantity
89
702
52)
18
107
100
1,065
2.001
760
41
7,281
189,885
640
25.1)0
796
20
Value
448
6,271
9,612
405
20.322
6,510
40,416
5,0)4
4), 822
4,02)
20,56)
29,391
1,0)7
6,8)5
87)
680
Apparent .
conauapt Ion
Quantity
(NA)
(NA)
(NA)
97)
992
1,182
(NA)
(NA)
(NA)
(NA)
(NA)
(NA)
6,649
(NA)
(NA)
4,360
Value
37.569
85.056
51,011
96,561
202,168
61,486
(NA)
(NA)
461,174
(NA)
(NA)
57,497
52,400
(NA)
(NA)
91,8)8
Percent
laporta to
apparent
conauaptlon
Quantity
(NA)
1
(NA)
(NA)
4
)1
25
(NA)
(NA)
(NA)
(NA)
(NA)
(NA)
10
(NA)
(NA)
1
Value
1
7
ia
1
10
10
(NA)
(NA)
1
(NA)
(NA)
51
2
(NA)
(NA)
1
e '6.


-------
                                                                                                                                                                                                               00
                                                                        Table 48.  SHIPMENTS. EXPORTS,  AND IMPORTS  OP CONSTRUCTION MACHINERY:


                                                                                     (Quantity tn unlta;  value In thousand*  of  dollara)
o
CO
Product
code
333U 1). 20.
22. 2*
3S3IA 34
3531A 31
35311 30. 36
353U 40
353IC 60
333IC 11. n.
13. 14
353IC 81
353IC 04
)53lt 01
JiJIt Ui
35 lit 06
13 III. 07
J5 IlL I "*
JillL 20
IbJIC 26
IV1IC 21
JS1IL 41
J5III 57
J33II 31
333IC 38
333IE 51
353IC 52
351IE il
3i3lt i4
)i)l£ 65
)i)l[ 66
)1)IE 68
3b3|[ 82
)i)IE 86
)i)IL Vb
llllt •»'
ir < 1 oo( nut
Ptoducc description

Contractors off-l>l|hw*7 >tMal tractor! (or

Whttled loj aklddert. aalf-propal lad 	





I



iLxCivitort, hydraulic operated, crawler
LACdvatum, hyJr*u 1 1 c opcr.iCed, wtictfl
>»
J
J
^

• ^t end uf t«blc.
Manufacturera '
•hlpaental

.Quantity
2.121
L 1.954
L 8.181
(0)
9.890
(0)
(0)
[• 1.'55
i"il
. i,847
as
116
1.382

Value
199.839
160.101
1,092.339
(D)
1.094.839
(0)
(0)
651.451
14,123
631,2011
18,85?
9,841
31,022
Ciport ahlpaenta
Quantity
1,190
828
1,660
2,9)2
(NA)
155
34
1.194
55
1.186
(NA)
(NA)
1.21)
Value
as
reported'
42.836
45,652
308,149
74.721
421,321
4,615
2,131
198, 288
3,539
96,631
3,231
1.352
3.189

producere1
Value1
34,12)
31.168
230,272
60.569
341.52)
3.190
2.214
160.132
2.869
78,334
2.619
1.096
2,585
Percent
Exporta to
•anuf acturera*
ahlpcenta
Quantity
it
42
19
(NA)
(NA)
(NA)
(NA)
30
10
31
(NA)
(NA)
88
Value
11
2)
2)
(NA)
31
(NA)
(NA)
25
4
12
14
11
1
laporta for
conauatptlon' *
Quantity
10,718
4,8))
3,953
4.786
4,476
211
817
5,947
5)8
5.34)
111
),751
2,410
Value
43,007
89.097
164.731
181.079
261.040
14,944
91.119
4)7.639
38.442
54,1))
9,990
2,428
1,319
Apparent .
consumption
Quantity
11.113
5,959
11,074
(NA)
(NA)
(NA)
(NA)
8,708
1,0)0
9,404
; 
-------
                                            Table 4B.  SHIPMENTS,  EXPORTS, AND IMPORTS OF  CONSTRUCTION MACHINERY:   1990—Continued

                                                               (Quantity in unit*; value  In thouaanda of dollari)
Produce
code
)5)ir 11. 34
JS1IF 66. II,
75. «0
)5)tf t>0, 62,
6«
35)10 01, 03.
0)
15)10 11, 17
35HC 21, 23,
26, 29. 31.
31, 15
353IC 37, 19.
42. 45. 47,
1,1. SI. 51,
55. 51
mic •)!
nnc />
11 Ml M
mic /5. ;;
)5)IH 01
J51IH 0)
351IH 05, 01
J51IH at. i i
151IH 1 )
351IH 1?
)5MH l«. 15.
16
J5 Jl< Id

Product description


k


tie If 'propel led little compaction equlpatent 	
5e 1 f -propel led vlbretorjr compaction equipment.*


All other of ( -hlghwcy truck-type trector



Wlnche* (towlnf. logging, end oil-field



Se U-propelled contlnuoue ditcher* end

Wheel-type digging elea«nt 	
Manufacturers '
ahlpmenta'
Quantity
451
1,513
958
1,885
A, 116
2,203
(D)
(D)
> 3,2110
(D)
2.925
53,147
9.192
(D)
(0)
f 7.1.87


56,539
104,698
77.548
181, 556
407,987
120,291
(D)
(D)
957,726
(0)
13,929
75,477
71.524
(D)
(0)
129,715
Ciport ahlpaenta


(NA)
(NA)
(NA)
75
1,957
629
1,176
17.174
3,126
125
1,966
(NA)
1,121
16.617
209
1,727
Value
• aa

11,865
22.992
19.026
4,118
161,646
14,851
10.915
22,717
531,715
17,560
16,615
58,858
5,696
i 16,025
1,317
22,873
El t tinted
producers'
Value)
11.219
18,617
15,422
1.138
131,010
28,250
25,060
18,414
431,008
14,234
11,468
47.710
4,617
II.990
1,084
10,541
Percent
Export* to
•anuf acturera '
ahlpatenta
Quantity
(NA)
(NA)
(NA)
4
47
29
(NA)
(NA)
95
(NA)
67
(NA)
14
(NA)
(NA)
22
Value
20
18
20
2
12
21
(NA)
(KA)
45
(NA)
97
63
6
(NA)
(NA)
14
Icporta for
consumption* *
Quantity
1,645
64 5
4,022
74
SIB
678
5,170
1.994
5.724
1}
11,119
404.077
2,852
14.977
899
18


2.319
5,424
19, SOS
1,216
29.497
t, 748
81.651
5.036
130. 583
1.717
21.861
10.997
4,072
17,690
1,562
24
Apparent 5
conauaipt Ion


(NA)
(NA)
(NA)
1,884
2.697
2.2S2
(NA)
(NA)
5,878
(NA)
12,298
(NA)
10.921
(NA)
(NA)
5.978


47.619
91.485
81.931
179.434
306.454
100,791
(NA)
(NA)
657.301
(NA)
22.122
S8.764
70.979
(NA)
(NA)
111.198
Percent
{•port* to
apparent '
conauaipt ton
Quantity
(MA)
f (NA)
(NA)
4
1*
30
(NA)
(NA)
97
(NA)
92
(NA)
26
(NA)
(NA)
1
Value
S
6
24
1
10
9
(NA)
(NA)
20
(NA)
ttt
5)
6
(NA)
(NA)
      to avoid  dlcclOMlnj figure*  (or  Individual corapanlca.      (NA) No I available
.0.1 ol i(«nd«!d  lndu«irl«l Clttitil ( icdt Ion-batted product  coJtb,  Schvdult: t **\>»n
i r • .  ol (lie CftiBM*  irfioct, CM  l^i,  U.Ji .  E mPr. 1J!'
.  „,,, Jrii.tJ  Li  l'>« w*c ul «d ]u»
                it
          .
     laictof*  to eirluOe If
 ul c.^ufieJgOuOt,.   Cut ( c

 !• (J . t) | Ot •
U - 'j .  I aj.ur I •  l_ui  Co_t>» -.«]'t U
 r .j>uf I •  ( r o« t ht I ot J I it I
                                                                 (  jd ] .1
     NEHP  *  Nel  engine horsepower.

nbcr*, and HTSUSA Import numbers,  bee  table b.

ut hi-r chiirgtf •)  1 ncur red In tvovl ng goods  to t he port of export.   Thla adjuataenc  ••  attade to convert  t he
jrr b.ittcJ  on data for 19B* which are published In Expuria  fro* Manut«ctur I ng Eatabl Uhaentg. AR&9-I.

-------
10
                                Table S.  COMPARISON Of STANDARD INDUSTRIAL CLASSIFICATION-BASED PRODUCT COOES WITH
                                           SCHEDULE B EXPORT NUMBERS. AND HTSUSA IMPORT NUMBERS:  1991
.Product code
3S31A 13. 20,
22. 24
3531A 34
3S31A 37
3S3IB 30, 36
3531B 40
3531C 60
3531C 71. 72.
73, 74
3S31C 81
3531C 84
3S31E 03
3531E 05
3531E 06
3531E 07
3531E 19
3531E 20
3531E 26
3531E 29
3531E 41
3J31E 57
3531E 37
3S31E 38
3531E 51
3531E 52
3531E 53
3531E 54
3531E 65
3531E 66
3531E 68
3531E 82
3531E 86
3531E 95
3531E 97
See footnotes
Product description
\Contractors off-highway wheel tractors for use


Crawler tractors (net engine horsepower):


^Uheel loaders, rear engine mount. Integral design;
Crawler loaders (net engine horsepower):
Under 90 NEHP 	 ...
90 NEHP and over 	

^Excavators, hydraulic operated, crawler mounted....
Excavators, hydraulic operated, wheel (rubber)





at end of table.
Export
number I
{-8701.90. 5015
J 8701.90.5020
^8701.90.5025
8429.19.0010
8701.90.1001
r8701.30.0015
^8701.30.0030
'8701.30.0045
• 8701.30.0060
_8 701. 30.0075
8429.51.1060
'8429.51. 1015
8429.51.1025
8429.51.1030
, 8429.51.1035
8429.51.1040
8429.51.1045
8429.51.1050
J429.51.1055
t 8429. 51. 5010
1^ 8429.51.5020
{-8429.51.5030
{ 8429.51.5040
(^8429.51.5050
8429.52.1020
8429.52.1010
8429.52.1030
8426.99.0000
(8705.10.0010
8705.10.0050
8426.30.0000
8431.41.0060
8431.41.0040
nuOTslsw
8701.90.5015
8701.90.5020
8701.90.5025
8429.19.0010
8701.90.1001
(-8701.30.1015
J8701.30.5015
| 8701.30.1030
(j3701.30.503Q
f8701.30.1045
\8701.30.5045
J870l.30.1060
1 8701.30.5060
/8701.30.1075
\870l.30.5075
8429.51.1060
8429.51.1015
8429.51.1025
8429.51.1030
8429.51.1035
8429.51.1040
8429.51.1045
6429. 51. 1010
8429. 51^B
8429.51.5010
8429.51.5020
8429.51.5030
8429.51.5040
8429.51.5050
8429.52.1020
8429.52.1010
8429.52. 1030
8426.99.0000
8705. 10.0010
8705. 10.0050
a4:6. )o.^^l
8D1 . •: . ^^
A '- i 1 . • : . ' • •
                                                   D-10

-------
                                                                                                                          11
         Table S.  COMPARISON OF STANDARD INDUSTRIAL CLASSIFICATION-BASED PRODUCT COOES WITH
               SCHEDULE B EXPORT NUMBERS. AMD HTSUSA IMPORT NUMBERS:   1991—Continued
Product code
3531F 33 34
3531F 66. 71.
75, 80
3S31F 60, 62.
64
3531C 01. 03.
OS
3S31C 11 17
3531C 21. 23,
•){. 7Q -11
33. 35
3531C 37, 39.
42. 45, 47,
49. 51. 53,
55, 57
TCIlf O1
3531G 71
3531C 73
3531C 75, 77
3531H 01
3531H 03
3531H 05, 07
3S31H 09 11
3531H 13
353LH 17
3531K 14,15,
16
3531K 18

Produce description









Of f -highway integral self-powered side and hoc con
All other off-highway truck-type tractor chassis...
Construction machinery for mounting:

Winches (towing, logging, «nd oil-field types)...


Self-propelled continuous ditchers and
trencher* (Integral units):


Export
number1
8479.10.0040
8479 10 0060
8413.40.0000
8430.62.0000
8429 20 0000
8429 40.0040
8429.40.0020
8430 61 0030
f 8704.10.5020
1 8704.10.5030
] 8704.10.5040
1,8704.10.5050
8704.10.5060
8704.10.1000
8428.90.0030
• 8431.42.0000
/ 8425.31.0000
\_ 8425.39.0000
8431 49.9005
8431 49.9010
8431.49.9015
8429.59.5020
8429 59.5040

Import
number?
8479.10.0040
8479 10 0060
8413 40 0000
8430 62 0000
8429 20 0000
8429 40 0040
8429.40.0020
8430 61 0000
8704.10.5020
8704.10.5030
8704.10.5040
8704.10.5050
8704. 10.5060
8704.10.1000
8428.90.0030
8431.42.0000
8425.31.0000
8425.39.0000
8431 49 9005
8431 49 9010
8431.49.9015
8429.59.S020
8429 59 5040

    Source:  1991 edition. Haraooited Systesi Based Schedule  B,  Statistical Classification of
Domestic and Foreign Coaaoditles Exported fro« the United States.
   iSource:Haraonlted Tariff Schedule of the United States, Annotated  (1991).
                                                              D-ll

-------
 12
 DESCRIPTION OF SURVEY

 Scop* of Survey.  This survey covers firms engaged in
 the manufacture of selected types of construction machin-
 ery. Very small firms (Generally less than five employ-
 ees) for which 1987 Census of Manufactures data were
 derived from Administrative  records of other govern-
 ment agencies are excluded.

 Survey Methodology.  The statistics in this publication
 were collected by mail on Bureau of the Census annual
 Form MA35D, Construction Machinery. The survey panel
 includes  all known producers of the types of construc-
 tion machinery covered on the survey, except the very
 small firms  excluded from the scope of the survey.
 Approximately 270 companies are included. No estimate
 is derived for the small firms excluded from the survey.

 Reliability of Data. Survey error may result from several
 sources:  (1)  inability  to obtain information  about all
 cases in the survey; (2) response errors; (3) definitional
 difficulties; (4) differences in the interpretation of ques-
 tions; (5) mistakes in recording or coding the data obtained;
 and  (6) other errors of collection,  response, coverage,
 and  estimation for missing data. These nonsampling
 errors also occur in complete censuses. Although no
 direct measurement of the biases due to nonsampling
 errors has been obtained, precautionary steps  were
 taken in  all  phases of the collection, processing, and
 tabulation of the data in an effort to minimize their
 influence.
  A major source  of bias in the published estimates is
 due to imputing data for nonrespondents, for late report-
 ers, and for data which fail logic edits. Missing figures are
 imputed based on yearly movements shown by report-
 ing firms. Imputation generally is limited to a maximum
of 10 percent for any one data cell. Figures with imputa-
tion rates greater than 10 percent are footnoted.
  The imputation rate is not an explicit indicator  of the
potential error in published figures due to nonresponse,
because the actual yearly movements for nonrespon-
dents may or may not closely agree with the imputed
 movements. The range of difference between the  actual
 and imputed figures is not precisely known, but is assumed
to be small. The degree  of uncertainty regarding the
accuracy  of the published data increases as the percent-
age  of imputation increases. Figures with imputation
rates above 10 percent should be used with caution.

Revisions to Previous Pariod Data. Statistics  for previ-
ous years may be revised as the result of corrected data
from  respondents, late  reports for which imputations
were made as described  above, or other corrections.
Figures which have been revised by more than 5 percent
from previously published figures are indicated by foot-
notes.
   Revisions ihdude changes to prior period
ing from reconciliation of the results of
with the 1987 Census of Manufactures to correwfer
ences in reported data between the two series and t<
identify and verify new establishments included in th<
scope of this survey. Table 3 presents a comparison o
data from the two series by census product class follow
ing the reconciliation.

Adjustment for Price Change. All dollar figures includec
in this publication are in current dollars; i.e., they  hav<
not been adjusted for price change.

EXPLANATION OF TERMS

Quantity and Value of Shipments. The figures on quan
tity and value of shipments represent physical shipment:
of all products sold, transferred to other establishment:
of the  same company,  or  shipped  on consignment
whether for domestic or export sale. The  value repre
sents the net sales price, f.o.b. plant, to the customer 01
branch to which the products are shipped, net of dis
counts, allowances, freight charges,  and returns. Ship-
ments to a  company's own  branches are assigned the
same value as comparable sales to unaffiliated  custom-
ers;  i.e., the value includes an appropriate  allooi 01
company overhead  and profit. Products
resold without further manufacture are
Wheel Tractors, Contractors' Off-Highway Type. Whee;
tractors designed primarily to be used as towing units for
scrapers, trailers, wagons, and similar types of towed
equipment for use on natural terrain. These units may be
2- or 4-wheel type.

Tractor Shovel Loaders— Wheel Type, Front-End Load
(Integral Design, Rear Engine Mount). Complete machines
originally conceived and designed as heavy duty, wheel
type, front-end loaders, and not as wheel tractors, to
receive shovel loading attachments.

Off-Highway Vehicles. Vehicles designed for operation
off public highways to transport material or equipment
on mining, construction,  logging, petroleum develop-
ment, and similar project sites.

Excavator. A commercial earth-moving machine equipped
with  a  bucket-mounted front-end attachment mounted
on a 360-degree revolving superstructure.
Crane. A machine having a front-end lifting
and operating machinery mounted on a
structure.
Cable Operated.  A machine with front-end ,jn.f.- --lent
functions performed by wire rope.
                                            D-12

-------
                                                                                                     13
Hydraulic Excavator. A machine with front-end attach-
ment functions performed hydraulically.


Crawler Mounted. A machine with two parallel continu-
ous crawlers or tread belts.
Truck Mounted (Rubber). A machine which generally has
two engines, one to propel the carrier and another to
power the work functions. A truck- or carrier-mounted
machine will have two operator stations and is designed
for on- and off-highway travel.


Self-Propelled (Rubber). A machine which has only one
engine and one operator station. The engine  may  be
mounted in either the upper or lower works.


Net Engine  Horsepower(NEHP). Net flywheel perfor-
mance as measured by manufacturer, with all standard
accessories installed, operated,  and corrected to 29.38
inches mercury (Hg) and temperature of 85 degrees
Fahrenheit.

   Tractors with torque converter transmission should
be included in the same horsepower group as the com-
parable model tractor equipped with direct drive trans-
mission.  Where  there is no comparable direct drive
model tractor, include such tractors at 80 percent of net
horsepower at the flywheel.


Hydraulic Crane. A machine with 360-degree rotation on
which the boom is designed primarily for lifting the load
by wire rope, and  which can be extended, retracted,
raised, and lowered hydraulically.


Integrated Hydraulic Truck Mounted Crane. A telescopic
truck mounted (rubber) crane mounted on  a purpose-
designed crane carrier chassis.


Pinned on Telescopic Crane. A hydraulically-powered
multipurpose rotating crane-with  fixed or telescoping
booms designed to lift and place materials by winch and
load line and  which is mounted onto a  commercially
available vehicle having a platform or body.


Pinned on Articulated Crane. A stationary or vehicle
mounted hydraulically powered mutipurpose  knuckle
boom crane consisting of an inner and outer boom that
can  fold to  a stowable  position. Excluded are  those
machines commonly known as  knuckle boom loaders.


Unmounted Cranes. These cranes are classified under
"Construction machinery for mounting."
                                                D-I3
ABBREVIATIONS AND METRIC EQUIVALENTS

hp     horsepower = .7457 kilowatts (kW)
cu. yd. cubic yard = .7646 cubic meters (cu. m.)
kg     kilogram = 2.205 pounds (Ibs)
ft      feet = .305 meters (m)
s.t.     short ton =  .907 metric tons
NEHP  net engine horsepower
t.p.h.   tons per hour
Ibs     pounds

COMPARISON OF EXPORT, IMPORT, AND
DOMESTIC OUTPUT DATA

  The trade comparisons shown in this report should be
considered only as approximations. Several problems
prevent precise comparisons among  imports, exports,
and domestic output. These problems include the fol-
lowing:

• Export and import comparisons do not account for the
  origin of materials used to manufacture the finished
  product. Domestic output includes any  goods  that
  undergo substantial transformation into  a finished
  product in the U.S., even if the goods are partially
  constructed abroad or are constructed of imported
  materials.

• There will be a lag between the time a producer makes
  or ships a product and the time it is  actually exported.
  Similarly,  there may  be a lag  between  the  time a
  product is imported  and when it enters into  U.S.
  distribution channels.

• The basic structures  of these classification systems
  differ. The Standard Industrial Classification (SIC) sys-
  tem used for domestic output was developed  inde-
  pendently of the  Harmonized System (HS) used to
  classify  imports and exports.  The level of detail pro-
  vided by the different systems varies substantially,
  reflecting their different objectives. For example, there
  are a number of imported commodities that have no
  comparable domestic output classification.

• Because producers' shipments of some commodities
  may be  used as materials for incorporation into  other
  commodities, combinations of domestic  output  data
  for  such commodities may contain  some duplication.

• Import and export data reflect the movement of mer-
  chandise into and  out of U.S. foreign trade zones, the
  U.S. Virgin Islands, and the U.S. customs territory sf
  the 50 States, the District of Columbia,  and Puerto
  Rico. Domestic output reflects activity in the 50 States
  and, only if specified, in Puerto Rico.

• Import and export data generally do not d'istinauish
  between new, used or rebuilt commodities.

-------
 14
 • The valuations of the three data sets differ. Domestic
   output is valued at the point of production. It includes
   the  net sales price, f.o.b. plant after discounts and
   allowances, and excludes freight charges and excise
   taxes. Exports are valued at the point of exportation.
   Export value includes the net sales price or value, and
   inland freight, insurance and other charges to  the
   export point.  Imports are valued at the first port of
   entry  in the United States.  They include the cost,
   insurance, freight, duty, and other charges to  the
   import point.

 • Detailed commodity information is not included for
   individual export or import shipments at or below a
   certain dollar limit. This dollar limit is $2,500 for exports
   and  $1,250 for imports, except for import of textiles
   and  textile products, gloves, footwear, and miscella-
   neous rubber and plastics products, where the limit is
   $250.

 HISTORICAL NOTE

   Data on construction machinery have been collected
 by the  Bureau of the Census since 1942. Historical data
 may be obtained from Current Industrial Reports (called
 Facts for Industry before 1959) available at  your local
 Federal Depository Library. A list of these libraries may
 be obtained from  the Bureau  of the Census regional
 offices:
                 Serin    Frequency   Title
Office

Atlanta, Georgia
Boston, Massachusetts
Charlotte, North Carolina
Chicago,  Illinois
Dallas, Texas
Denver, Colorado
Detroit Michigan
Kansas City, Kansas
Van Nuys, California
New York, New York
Philadelphia, Pennsylvania
Seattle, Washington
   Telephone

404-730-3833
617-565-7100
704-344-6142
312-353-6251
214-767-0621
303-969-6750
313-354-4654
913-236-3728
818-904-6336
212-264-4730
215-597-8313
206-728-5314
Historical data  are also available on microfiche. For
further information contact the Bureau of the Census.
Data User Services Division, 301-763-4100.

RELATED REPORTS

  The Bureau of the Census also publishes the following
related reports:

S«ri«s    Fr«qu«ncy   Thlo
Current Industrial Reports
M37L     Monthly      Truck Trailers
                 MA35A   Annually

                 MA35F   Annually
                 MA35L   Annually
                 MA35P   Annually

                 Other Industry Reports

                 M3-1     Monthly

                 (AS)      Annually
                 (MC)
          Quin-
          quenriially
                Foreign Trade Reports
                CD-ROM  Monthly/
                          Annually
                FT 447    Annually
                 CD-ROM

                 FT 247
          Monthly/
          Annually
          Annually
                      Farm Machinery and L
                      and Garden Equipment
                      Mining Machinery
                      Internal Combustion Engines
                      Pumps and Compressors
     Manufacturers' Shipments,
     Inventories, and Orders
     Annual Survey of Manufac-
     tures (ASM)
     Census of Manufactures
     U,S. Exports—Schedule B-
     Commodity by Country

     U.S. Imports for
     Consumption—HTS US A —
     Commodity by Country
                 CONTACTS FOR DATA USERS
Subject Area
Current Industrial
Report MA35D
Classification
Systems
Comparability
Foreign Trade
Census/ASM
International
Trade
Administration
To order a
Current Industrial
Report
To subscribe to a
Census Bureau
publication
Contact
Donald Burgess

Francis
McCormick
(ESD)
Trade Data
Inquiries Staff
(FTD)
Tom Lee
Leonard
Heimowitz

Superintendent
of Documents
(GPO)
Superintendent
of Documents
(GPO)
                                                           irn^WF
Phono Nu
301-763-7492

301-763-1935


301-763-5140


301-763-5752
202-377-0558


202-783-3238


202- 512-2303
ACKNOWLEDGMENTS

  This report  was prepared  in the Industry O
Bureau of the  Census,  under the direction of
Flood,  Chief,  Current  Durables Branch.  and
Thomas. Chief,  Machinery and Equipment Se
Burgess was directly responsible for the re^<
data  and  preparation  of  the   repon   :
Bugenhagen. Acting Chief of the Division. JM.;
Tinari.  Assistant Chief  for  Current Induou.i
provided overall direction and coordination :.-):•
                                                                on
                                              D-14

-------
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Mall to: Cuatomir S«rv/c««, Burttu of th* Census, Data Usw S«rvfc*« Division. Washington. DC 20233
                                         D-15

-------
                                                                         CURRENT INDUSTRIAL REPORTS
 U.S. Department of Commerce
 Economics and Statistics Administration
 BUREAU OF THE CENSUS
                                                       Farm  Machinery  and  Lawn
                                                              and  Garden  Equipment
                                            1991
                                        MA36A(91M
                                  Issued February 1993
SUMMARY OF FINDINGS

   During 1991, factory shipments of farm  machinery
and equipment, including parts and  attachments pro-
duced by original equipment manufactures (OEM), totaled
$7,708.6 million, a decrease of 12 percent from  1990
shipments of $8,809.2 million. The 1991 total included
planting, seeding, and fertilizing machinery, $604.6 mil-
lion, a decrease of 11 percent from the 1990 level of
shipments; harrows, rollers, pulverizers and stalk cutters,
$327.3 million, a  decrease of 18 percent from  1990;
plows and listers, $119.8 million, a decrease of 12 per-
cent; harvesting machinery, $2,158.0 million, a decrease
of 6 percent; haying machinery, $658.9 million, a decrease
of 25 percent; farm dairy machines, sprayers and dust-
ers, farm elevators, and farm blowers, $450.8 million, a
decrease of 13 percent;  and  all other farm machinery
and equipment (including farm tractors), $3,389.2 mil-
lion, a decrease of 13 percent.
  The dollar value of factory shipments of commercial
turf and ground equipment, including parts, was $716.6
million in  1991, an increase of 1  percent from 1990
shipments of $707.9  million. The  1991 total included
commercial turf and grounds mowing equipment, $558.1
million, a decrease of 2 percent; and other commercial
turf and grounds care equipment, $158.4 million, an
increase of 13 percent.
  The dollar value of factory shipments  of  consumer
lawn, garden, and snow equipment, including  parts, was
$4,109.9 million in 1991, virtually unchanged from 1990
shipments of $4,101.8 million. The 1991 total included
consumer nonriding lawn, garden, and snow equipment
and parts, $2,030.5 million, an increase of 3 percent; and
consumer riding lawn, garden, and snow equipment and
parts, $2,079.4 million, a decrease of 2 percent.
  A description of the survey methodology and related
information appears on page 14.
        Table 1.  VALUE OF SHIPMENTS OF FARM MACHINERY AND LAWN AND GARDEN EQUIPMENT, BY TYPE OF MACHINERY OP. EQUIPMENT:  1982 TO 1991

                                          (Millions of current dollars)
Produce description
Wheel cractors faro t
Farm dairy machines, sprayers and duscers, farm
Planting, seeding, and fertilizing machinery 	


Harrows, rollers, pulverizers, and similar
All other farm machinery and equipment? 	
Commercial Curf and grounds mowing and care
Consumer lawn, garden, and snow equipment 	
1991
(D)
450.8
604.6
2 158.0
658.9
119.8
157.3
3,559.2
716.6
4,109.9
1990
(D)
516.0
676.2
2 302.5
875.1
136.0
212.4
4,091.1
707.9
r4,!01.8
1989
(D)
478.2
638.2
1 858.8
731. 1
130.8
207.8
3,586.6
633.9
3.708.5
1988
(D)
434.8
508.6
1,422.8
574.6
117.7
136.9
3.002.8
595.0
3.937.0
1987
958.6
364.7
409.1
1282.3
433.7
74.6
99.9
1,186.5
514.6
3,979.9
1986
893.4
371.7
371.2
1,230.1
383.4
75.3
99.2
933.1
412.8
3,385.8
1985
1 443.2
403.6
453.3
1,190.8
498.1
111.0
166.0
1 ,051.9
3/6.7
3.155.1
1984
2 045.3
428.2
601.1
1,424.6
611.6
152.5
369.7
1,204.3
333.8
2,978.1
1983
1, 720. 7
417.2
447.5
1 .478.8
541 .9
129.7
34 1 .0
1 . 1 3 5 . 9
26). :
2.475.1
; 'M2
2 ! 1 i . 'j
I -. ! . 0
t> M . 1
?.•!•>". 6
•>.'..!
! -i 1 . 'i
1. .' ':
t . .' ' . ')
.')'.-'
.'..•-. 1
  (D) Daca withheld to avoid disclosing figures of individual companies.

  .Each type of farm machinery includes parts and attachments.
   Includes irrigation systems, and for years 1988 through 1991 wheel tra
                                                       Revised by 5 percent or more from previously published
                                                        farm type.
Address inquiries concerning these figures to U.S. Department ol Commerce. Bureau of the Census, Industry Division Washington 0 C .'0; 11
or call Donald Burgess, 301-763-7492.
For sate by the Superintendent of Documents. U.S. Government Printing Office. Washington, O.C. 20402.
                                               D-16

-------
                    Table 2.   VALOE Of KAWFACTOU1S' SBinWTS OF fAIM KACHIKKIY AND LAMM AMD CAUU EQUIPMENT. VI PRODUCT CROOP:   1987 TO 1991

                                                                      (Thoouad* of dolUn)
Product group and year

1991 	

1989 	
1988 	
1987 	

Total far* machinery:


1903 	


Uh««L tractors, farm type:
1991 	

1989 	 	
1988 .


Farm dairy oachlnes and equipment:



1987 . 	

Sprayer* and duster*:







1 990 	





machinery:



1987 	 	

Harvesting machinery:
1990 	


1987 . 	



1991 	 	 	
1990 	


1987 .. 	








equipment :




Cultivators and welders:





Total

12 535 087
13 618 986
11,973,918
10,730,213
9 303 973

8 425 140
9 si7 158
8 265 407
6 793 254
5 324 024

<*>
(t)
(1)
(1)
958,597

69,832
110 563
HI 489
95 492
76 584

299,213
335 132
304 311
274 994
214 484


61,764
70 314
62 397
64 342
73 648


604 600
676 159

SOS 566
(09 082

2 [57 966
2 302 510
I 858 777
1 422 751
1 282 315



658,905
875 104

574 587
433 671


119 7H1

1 JO 754
117 725


157 274
2P 376
^07 834
136 923



201 102
154 471


Complete
units

(NA)
(NA)
9,939,340
8.580,321
7,341 148

(HA)
(NA)
6 764 779
5 297 325
4 037,691

(O
(1)
(1)
(1)
742.454

(D)
(D)
43 105
36 963
30 263

231,831
258 533
229 610
195 548
153 196


47,837
57,946
48 214
49 499
61 901


457 248
526 360
497 347
372 356
299 468

1 764 271
1,899,462
1 518 259
1 057 910
960 326



(D)
697,321
581 999
437 643
309,861


83 652

96 847
81 025


129 796
18& 720
181 140
112 960
75 33*

133 252
125 952
88 150
53 7 t>ti

Attach-
ments a ad
parts

(NA)
(NA)
2,034.578
2,149,892
1.962 825

(NA)
(NA)
1 500 628
1 495 929
1,286 333

213,206
C257 994
201 815
227 860
216 143

(D)
(D)
68 384
58 529
46 321

67,382
76 599
74 701
79 446
61 288


13,927
12 368
14 183
14 843
1 1 747


147 352
149 799


109 614

393 695
4Q3 048
340 518
364 841
321 989



(D)
177 783

136 944
123 610


36 129

35 907
36 700
">2 237

27 478
""7 056
26 688
23 963


r' >. n >
'5 210
(16 321


Product group and year
St Ik n dde nd
. CUt * * ° *"*


• 1989 	 	

1987 	
Ha chines for preparing crops for market
1991 	
1990 . . . ....
1989. . 	
1988 	
1987 	

1991 	
1990 	
1989 	
1988 	
1987 	

1991 	
1990 	


1987 	

1991 	
1990 	
1989 	
1988. . ..
1987 	



1991
1990 ...

1988
1987 	

1991 . 	
1990

1988 	
1987 	


1991 	
1990 	
1989 	
1988 	
1987 	 f 	


1991 	

1989 	
1988 	
1987 	

1991 	

1989 	
198H 	


snow fquiiment :
1990 	
19«y 	
1988 	
1987 	 '. . .
Consumer rid In,', l^wn, ^ardeii, .»:id sru-w
i«qu i |"n«?nt :

1989 	
19*8 	 • 	
19«; 	

Total


170 002
188 769
194 099
197 576
161 462



207 521



193 380
197 124
161 832
144 149
116 763

82 542
78 788
68 131
75 717
66 415

190 880
204 062
181 914
214 133
164 142




' 2*603*246
* 2 189*999
* 1 725*202
$149 '2 17

350 421


298 307



558 116
568 096
494 313
473 509
416 240


158 441
139 842
139 598
121 535
98 3^6

4. 109 947
r4 [01 828
3 708 511
3.936 959
3 979 949

2 030 503
ri 97i 982
1 ,BA3 «47
I .993.863
1 911 603'


I . 4r»i h'.i



Complcta
units




160 158

131 557










116 670





66 753
57 706

155 440
164 775


131 329







128 415

274 518


247 839



42 1 72")

390 76<»
362 31**
331 115


129 3lh

116 I'M
99 JM
80 •*»»!

3 i9 1 4 '•»
ri •>:.) -,.,-
3 1/4 V, .
] M.' *•*•.
3 JO 1 t*-1


ri'-,V. •
,-,;..-..
1 : : ;
i ; i •. •
























27 479





8 964


35 440



32813
















. i l H|
i • • .49
, ' \ S<-i

.



• "i
i \

• • . -,


« . }

.. ,



, ,









   (U) Data
flgur«*.
             lttiheld Co avoid disclosing
                                                 for Individual
                                                                               (S'A)  Sot.  available.
                                                                                                                          (it  or  oore  (rom
    Uheel tractors, farm typ«. are Included with farm u-^uns and othvr
    Includes operator cabs In the attachocnts and parts for this Itee.
                                                                               D-17

-------
                Table 3.   MANUFACTURERS' SHIPMENTS OF FARM MACHINERY AND LAMM AND GARDEN EQUIPMENT. BY TYPE:  1991

                                            (Quantity In unit*; value In thousand* of  dollan)
                                                                                                                 AND 1990
   Product
      code
                                   Product description
                                                                Number
                                                               of co»-
                                                                paniea
                                                                                                  1991
                                                                                            Quantity
                                                                                                           Value
                                                                                                                           1990
                                                                                                                    Quantity
                                                                                                                                    Value
 35231 —
Wheel tractors,  farm type (except  contractors' off-highway
 wheel tractors,  garden tractors,  turf  tractors, and motor
 tillers) and attachments	
           Wheel  tractors,  farm  type (power take off hp)	
              2-wheel  drive  (including front wheel assist types)**-****	••
 35231  10       Under  100  PTO  hp  (under 75 PTO kW)	
 35231  12       100-159  PTO  hp (75-119 PTO kW)	
 35231  U       160 PTO  hp and over (120 PTO kW and over)	


 35231  30     4-wheel  drive  (Including tractors with equal size tires,  front
               and rear)	

 35231  87  Attachments  for  wheel tractors, farm type	
 35239  26  Parts  for  wheel  tractors, farm type	

 35232  —         Farm dairy machines, sprayers, dusters, elevators,  and farm
                   blowers*	

 35232  pt.  Farm dairy machines and equipment*	

           Mechanical Installations:
 35232  03    .Vacuum pumping outfits for milking machines with or without
               motors  and/or reserve tanks	..*.	
 35232  04     Milking  machines, complete, suspended and floor type bucket,
               single  and  double units.*	
 35232  08     Pipeline milking units, complete,  Including claws,  shells,
               inflations, air tubes, with or without pulsator	

 35232  11   Cream  separators	
 35232  12  Other  farm dairy machines and equipment	
 35232  16   Attachments  for  faro dairy machines and equipment	
 35239  30  Parts  for  farm dairy.machines and equipment, replacement  units       ,
            only	

 35232  pt.         Sprayers and dusters	

           Power  sprayers,  field and row crop types only:
 35232  19      Self-propelled	
 35232  30      Tractor  mounted	
              Other  than tractor mounted:
                Piston pump  type:
 35232  40          ?ower take-off driven	
 35232  44          Engine driven	
 35232  45        Nonpiston  pump type.....	
 35232  46'       Other  power sprayers,  over 4 g.p.m	

           Power  sprayers, other than row crop and field types,  over 4  g.p.m.:
 35232  47      Power  take-off driven	
 35232  49      Engine driven	

 35232  50   Air  carried type power sprayers (field,  row crop, and orchard
            types)	

 35232  51   Foggers and mist sprayers portable	

 35232  58   Hand pulled and gardtm type 4 g.p.o.  and under	

           Sprayers,  agricultural hand:
 35232  59      Under  1  gallon	
              I  gallon and over:
 35232 61        Compressed air or gas	
 35232 62       Other,  including knapsack,  hose  end and flame sprayers and
                sprayer pumps.	

35232 67   Ousters, power, hand,  all types	

 35232 68   All other  sprayers	
35232 69   Attachments for sprayers  and dusters	
35239  35   Parts  for  sprayers and dusters,  replacement  units only	

   See footnotes at end of cable.
                                                                    14

                                                                  (NA)
                                                                     6
                                                                     5
                                                                     3
                                                                     3
                                                                  (NA)

                                                                    15



                                                                     6

                                                                     3

                                                                     7
                                                                    13
                                                                    29
                                                                    12
                                                                    16
                                                                    15


                                                                     6

                                                                     5

                                                                     9

                                                                     7

                                                                    12
                                                                    18
                                                                    42
      (X)

      (D)
      (D)
      (D)
      (D)
      (0)
                                                                                (D)

                                                                                (X)
                                                                                (X)
      (X)

      (X)



      (D)

      310

   25,618
                                                                                (X)

                                                                                (X)
    2,099
   "9,075
                                                                               "439
                                                                             h   (D)
                                                                             bl,931
                                                                                (D)
    1,391
    2,995
    1,943

  b27,905

  b22,701


  523,517

4,166,804

3.807,901

   95,281

      (X)
      (X)
      (X)
    (D)
    (D)
    (0)
    (D)
    (D)
                  (D)

                5,611
              207,595
361,815

 69,450



    (D)

    a48

S14.721
                                                                             19,766       14,768
                                                                                (X)  '       (D)
               20,382

             a240,709
 98,982
 12,163
                1,972
               h  (D)
               b4.962
                  (D)
  4,064
  6,195
                                                                                         7,169

                                                                                        b9,435

                                                                                        b6.442
  2,808

 60,709

  6,063

    971

  3,384
  8,878
 58,504
      (X)

      (D)
      (D)
      (D)
      (D)
      (D)
                (D)

                (X)
                (X)
      (X)

      (X)



    5,917

      (D)

   36,666


  "22,565
      (X)

      (X)

      (X)
    2,781
   11,144
              1,224
                (D)
              1,783
                (D)
    2,225
    3,816
    1,766

  r26,654

   25,253


 r535,398

3.871,680

1,182,536

   86,717

      (X)
      (X)
      (X)
    (D)
    (D)
    (D)
    (D)
    (D)
                   (D)

                10,747
               247,247
418,559

 88,232



  8,372

    (D)

"l9,620


 17,609
    (D)

 22,331

270,228
129,477
 13.718
                 4,153
                a  (D)
                 3,646
                   CD)
  4.683
  6.215
                                                                                                                  6,630
                                                                                                                  8,001
                                                                       D-18

-------
           Table 3.  MANUFACTURERS* SHIPMENTS OF FARM MACHINERY AND LAWN AND GARDEN EQUIPMENT.  BY TYPE:   1991  AMD 1990—Continued

                     •                       (Quantity in units; value in thousands of dollars)
   Product
      code
                                   Product description
 Nuaher
of com-
 panies
                                                                                                   1991
                                                                                            Quantity
                                                                                                           Value
                                                                                                                            1990
                                                                                                                    Quantity
                                                                                                                                     Value
 35232  pt.         Farm elevators and blowers	         44

            Farm elevators* portable:
 35232  70     Single and double chain	         IS
 3S232  72     Auger type	         15

 35232  73    Other  faro portable and stationary augers and elevators	         16
 35232  74    Other  farm blowers, including forage blowers, combination grain
            and forage blowers	•	         9
 35232  75    Attachments for farm elevators and blowers	         11
 35239  40    Parts  for  farm elevators and for grain and forage blowers,
            replacement units only	         25

 35233  —          Planting, seeding, and fertilizing machinery	        126

            Corn planters, corn and cotton planters, and lister planters:
 35233  20     Pull type	         8
 35233  22     Mounted  planters (total rows mounted)	*	         5

 35233  24    Grain drills (fixed frame) all types	         10
 35233  40    Transplanters (pull type or mounted) and broadcast  seeders  (end-
            gate, mounted and drawn)	-	         11

            Fertilizer distributors, pull type or mounted:
 35233  50     Dry, including lime spreaders	         31
 35233  58     Liquid	         9
 35233  59     Anhydrous ammonia	-	         6

 35233  61    Manure spreaders, rear discharge	 „ „.,         18
 35233  65    Manure spreaders, side discharge.	         9
 35233  69    Manure pumps,  liquid	         11

 35233  73    Front and  rear tractor mounted loaders (farm type),  manure  and
            general utility (except beet and sugar cane loaders)	         15

 35233  77    Row crop unit planters (quantity In rows)	         10
 35233  79-  Other planting, seeding, and fertilising machinery	         33
 35233 84    Attachments for planting, seeding, and fertilizing  machinery	         28
 35239  71    Parts for planting, seeding, and fertilizing machinery,
            replacement units, only	*	         79

 35235  —         Harvesting machinery	         67

 35235  11    Combines (harvester-threshers),  grain types  only  (self-propelled
            and pull type)	         8
 35235  21    Small grain header for combines, all sizes	         6
 35235  31    Ccrn heads, all sizes	         6
 35235 41   Other grain type combines	         9
            Field forage harvesters:
 35235  63     Shear bar,  self-propelled type and pull type (basic machines)	
             Attachments for shear bar type forage harvester:
 35235  64       Pickup hay unit and cutter bar hay unit	*	         7
 35235 65       Row crop unit, all sizes	         5
 35235  70     Flail type (horizontal knives or vertical  free-swinging knives  or
              hammers),  including discharge spouts	         4

35235 78   Cotton strippers and pickers (all  types).....	         3
35235  79   Other harvesting  machinery, including potato diggers,  cane
            harvesting equipment, plcker-shellers, and  field shelling
            attachments for corn pickers	         40
35235 83    Attachments.for harvesting machinery (Including platform and
            seeder,  reel,  straw spreaders,  load levelers, ueed stripper, grate
            unit, knife grinders, and stalk walkers)	
35239  50    Parts for harvesting machinery,  replacement  units only	         49

35236 —         Haying machinery	         39

 35236  1 j   Mowers , cutter bar type	         5
 35236  23   Mower-conditioners and wlndrowcrs  with conditioner  auger and draper
            type (pull type and self-propelled)	         0
 35236  31    Rakes, side delivery,  cylinder type and finger wheel type	         11
 35236  55    Hay balers, hat stackers, hay bale loaders (field type), bale
            throwing attachments
36236 82   Other haying machinery
 35236 83   Other attachments for haying machinery (stripper,  bale  chute, and
            knife attachments)	  j       9
35239  55    Parts for haying machinery, replacement units only	  |       2**

   See footnotes ac end of table.
                 (X)


               2,95*
              15.722

               6.687

               2,668
                 (X)

                 (X)

                 (X)
 45,129


 10,473

 40,878


  5,586

  3,812


  6,613
  2,949
   "898


"l5,343

"24,903
366,837
    (X)

    (X)

    (X)


 11,555
 11.701
  5,268
 al,865

  3.192

    (X)
    (X)

    612

    (D)


  5.905
                 (X)
                 (X)
                 (X)

               5,70S
              15.468
               8,718
              25.316
              2i,20'>
                 (XI
                 (X)
   51.6S6


    4,870
   20,675

   14,570

    7,722
    3,819

   10,108

  495,120



  132,954


  106,712

    8,518


   26,478

   13,622


   31,349
   19,089
   «3,315


  839 ,"l 11

  a15,511
   60,189
   37,872

  109,480

1,834,072


1,064,358
  111,583
   87,658
  "31.267

   93,114

    4,128
      (D)

    1,352

      (D)


  109,000


   69,801
  523,894

  515.455

   17.510

  166,046
   27,126

  293.502

   31.051

  123,450
    (X)


  3,415
 21,180

 r7,585

  2,867
    (X)

    (X)

    (X)
 58,408


 13,000

 41,528


  5,854

  3,859


  9.576
  3,402
   ^687


 18,445

"29,503
283,604
    (X)

    (X)

    (X)


 14,629
 18,168
  6,405
  1,932

  4.631

    (X)
    (X)

    784

    (D)


  5,511


    (X)
    (X)

    (X)

  9,815

 19.491
 12.251

 40,934
 21,925

    (X)
    (X)
                                      60,099


                                       6,999
                                      24,962

                                      17,396

                                       8,589
                                       2,153

                                      10,215

                                     568,837
                                                  169,298

                                                  121,643

                                                   8,098


                                                   28,271
                                                  r!2,416

                                                   44,303
                                                  r!9.747
                                                   "•2,946


                                                   44,961

                                                  b!4,696
                                                   59,981
                                                   42,477
                                                 ,216,893
                                                  162,473
                                                  100,244
                                                   30,813

                                                  103,764

                                                      (D)
                                                      (D)

                                                    1,189

                                                      (D)
                                                    ?.761
                                      90.597
                                     311.451
                                     217 .330
                                      32.481
                                                   13.961

                                                   30. )•)«
                                                             D-19

-------
          Table 3.  MANUFACTuHSBS' SHIPMENTS OF FARM MACHINERY AMD LAMM AMD GARDES EQUIPMENT,  BY TYPE:   1991 AND 1990—Continued

                                            (Quantity la unit*; value In thouaands of dollars)
  Produce
     code
                                   Product description
 Number
of COB-
 panlea
                                                                                                   1991
            Quantity
              Value
                                                                                                                           1990
                       Quantity
                                                                                                                                    Value
3S23C —         Pious, harrowa, rollers, pulverizers, cultivators,  and
                  weedera	

3523C pt.  Plowa (primary tillage equipment)	
3523C 02   Moldboard plows (pull, nounted, seel-counted,  1-vay and 2-way)	
3523C IS   Subaoilers. deep tillage	
3523C 17   Terracing and ditching plows	
           Chisel plows, deep tillage (chisel or sweep type):
3523C 19     Pull type	
3523C 21     Mounted	

3523C 23   Disc-chisel combination	
3523C 25   Other plows, except snow plows	
3S23C 27   Mlddlebusters and disc bedders	
3523C 29   Attachments for plows (coulters, jointers, root cutters,
            subsollers, fertilizer distributors, etc.). excluding lister
            planting attachments...	
3523C 31   Plowshares (quantity in thousands of pounds)..	
35239 60   Parts for plows except plowshares, replacement  units only..........

3S23C pt.        Harrows, rollers, pulverizers and similar equipment
                  (secondary tillage)	

3523C 41   Spike-tooth harrow sections and spring-tooth and tine-tooth harrow
            sections.	
3S23C 43   Power harrows	
3523C 44   Disc harrows (single, tandem and offset)	
3523C S3   Combination tillage equipment, roller/harrows,  disc or coulter/
            field cultivators, disc or coulter/spring tooth.	
3523C S4   Blade terracers or scrapers, farm size.....	
3523C 59   Land levelers	
3523C 61   Other harrows, rollers, pulverizers, and similar equipment...	
3523C 63   Attachments for harrows, rollers, pulverizers,  and  similar
            equipment	
35239 45   Parts  for harrows, rollers, pulverizers, and similar equipment,
            replacement units only	

3523C pt.        Cultivators and weeders.....'.	

3523C 70   Corn and cotton type cultivators, shank and sweep type (front and
            rear mounted)	
3523C 80   Rotary cultivators, ground and power driven.....	
3523C 90   Field cultivators	
3523C 94   Other cultivators and weeders, including tool bars  (basic units)...
3523C 98   Attachments for cultivators and weeders (front  mounting frame, disc
            weeders, rear section, and drawbars)..... —	
35239 65   Parts for cultivators and weeders, replacement  units only	

3523E —         All other farm machinery and equipment, except parts	

3523£ pt.  Stalk shredders and cutters or rotary mowers (PTO)......	
3523E 01   Flail type, without spout	
           Horizontal blade type:
3523E 05     66 Inches cutting width and under	
3523E 07     Over 66 Inches up to 100 Inches cutting width	
3523E 09     Over 100 Inches cutting width	

35239 85   Parts for stalk shredders, and cutters or rotary mowers (PTO),
            replacement units only.....	

   See footnotes at end of table.
   (NA>

     65
      9
     26
     10

     14
     13

      9
      5
     11
     24
      9
     25
     84


     26

     26

     28
     32
     10
     24

     16

     41

     62
     29
     11
     18
     23

     30
     38

   (NA)

     35
     15

     23
     18
     12
    (X)

    (X)
  1,382
  1,999
    283

  1,326
  2,087


  3,021

  2,114
    (X)
    (X)
    (X)
    (X)


 20,435

 11,367

  6,022
 25,556
  1,087
  4,923

    (X)

    (X)

    (X)
 10,580
  4,116
  3,829
  5,122

    (X)
    (X)

    (X)

    (X)
  3,457

 55,478
 25,715
*10,116
                 (X)
  353,461

   93.802
    5,038
    8,787
      432

   12,410
   15,040
   30.470

    2,235
   10,150
   «9,240
   25,979
  135,033


    7,188

   56,381

   41,485
    9,329
    1,400
   14,013

   "5,237

   22,241

  124,626
   41,644
   12,383
   31,957
    5,286

   33,356
   41,959

2,936,908

 ai34,439
   14,141

   29,3*5
   34,677
   56,276
                          35,563
    (X)

    (X)
  2,665
  2,516
    391

  2,278
  1.947


  3.573

  2,331
    (X)
    (X)
    (X)
    (X)


 27,340

riS,339

 r7,754
r29,714
  1,336
  7,357

    (X)

    (X)

    (X)
 15,449
  4,335
 r7,255
  4,669

    (X)
    (X)

    (X)

    (X)
  4,591

 67,568
 27,117
 11.612
                                         (X)
485,961

115,718
 10,844
 10,433
    655

 24,902
r!3,207


 33,981

  2,823
  9,422
  9,451
 20,254
191,384


  9,822

 76,487

 64.036
 12,277
  1,113
 20,985

  6,664

 20,992

178,859
 53.03V
 14.261
 40.0.11
 151, )?t>
  )">. I'1*
  3?.o: i
  61 . 1M
                                                                     D-20

-------
          T«bl« 3.  KAKUFACnntElS' SHIPMENTS OF FAIN HACHINUT AMD LAMM AND GAIDEM EQUIPMENT,  ft TYPE:   1991 AND 1990—Continued

                                            (Quantity la unit*; value In thousand* of dollare)
  Product
     code
                                   Product description
 Number
of com-
 panies
                                                                                                   1991
                                                                                             Quantity
                                                                                                            Value
                                                                                                                            1990
                                                                                                                     Quantity
                                                                                                                                     Value
3S23E pt.        Machines for preparing crop* for market or for uae	

3523E 11   feed grindera and crushers, power	
3S23E 13   Feed mixers, far* alte, atatlonary and portable	
3S23E 14   Combination grinder-mixers	
           Dryers (grain, hay, and aeed):
3S23E 07     Heated air crop dryeri	
3S23E 09     Crop drying fans (over 15,000 c.f.m. at approximately 1-lnch
              pressure).....•.•••.••••••••••••••-•••.••••••	............

3S23E 23   Other machlnea for preparing cropa for market or for use.•*..••.-.-
3S23E 24   Attachments for machine) for preparing crops for market or for use.
3S239 70   Parts for machlnea for preparing crops for market or for use,
            replacement units only	

3523E pt.        Farm poultry equipment	

3523E 31   Incubators, quantity represents egg capacity In thousands	
3S23E 33   Brooders, floor and hanging (gas, eletrlc,  oil, coal,  and  wood)....
3S23E 35   Brooders, battery (starting and growing), quantity In number of
             decks	r	
3523E 36   Nests and cages	
3S23E 39   Poultry feeders, except turkey feeders (trough, hanging,  and
            mechanical)	

3S23E 43   Poultry waterers, except turkey waterers	
3523E 48   Other farm poultry equipment. Including turkey waterers,  mechanized
            egg graders, and egg washers	
3S23E 49   Attachments for farm poultry equipment....	
35239 75   Parts for farm poultry equipment, replacement units only	•

3523E pt.        Hog equipment	

3523E 50   Feeding equipment	
3523E 55   Handling equipment	
3523E 59   Watering equipment	
3523E 61   Other hog equipment	
3523E 62   Attachments for hog equipment	
35239 88   Parts for hog equipment, replacement units  only	

3523E pt.        Other barn and barnyard equipment.		

3523E 63   Silo and grain bin unloaders, forage and grain Including sealed
            storage unloaders (faro type)...	
           Cattle and dairy barn equipment:
3523E 64     Feeding equipment	
3523E 71     Handling equipment	

3523E 79     Water equipment	—

3523E 85   Other barn and barnyard equipment.	
3523E 86   Attachments for barn and barnyard equipment	
35239 80   Parts for barn and barnyard equipment, replacement units only	

   See footnotes at end of table.
     91

     17
     22
      9

     20

     12

     45
     16

     54

     42

      7
      2
      5

     10

     14

     23
     13
     18

     47

     26
     16
     23
     28
     12
     17

     98
     38
     32
     54
     21
     31
       (X)

     2,000
     3,673
     2,589

     5,165

     5,036

    42,239
       (X)

       (X)

       (X)

       (D)

L   80,230

 1,789,056


.11,428,465
      (X)
      (X)
      (X)

      (X)

  271,915
  700,024
  837,738
  367,777

      (X)

      (X)


   19.227

  156,184
1.150,617

  434,285

  910,504
      (X)
      (X)  i
180,709

 15,386
 37,259
 21,882

 26,217

  2,705

 69,698
  7,562

 23,893

171.804

 21,008

 10,781

 21,158


 58,964
                44,639
                15,254
               "21.576

                76.150

                30,402
                16,668
                11,719
                15,079
                 2,282
                 6,392

               159.493
                28,798

                21,580
                31,274

                21,781
       (X)

    r2,211
     3,891
     3,039

     7.411

    10,970

   r40.580
       (X)

       (X)

       (X)

       (D)

   121,814

 1,759,527


12,026,132
                (X)
                (X)
                (X)

                (X)

            273,049
            467.540
            687,313
           r335,250
                (X)
                (X)

                (X)
             18,490

            116,788
            893,215

            473,652
                52,007 ]    954,832
                 4,053 I        (X)
               "31.387 I        (X)
                                       205,242

                                       rl5.353
                                        42,586
                                        23,880

                                        39,169

                                         5,710

                                        70,812
                                        '7,732

                                        25,567

                                       178,262

                                        23,237

                                        10,838

                                        21,669


                                        66,906
                 40,897
                 14,715
                *18,862

                 73,920

                 32,826
                 13,631
                  9,507
                 12,741
                  5,215
                  4,868

                169,912
                 35,877

                 20,147
                 30,511

                 22.627

                 55,613
                  5,137
                "34,150
                                                                D-21

-------
        Table  3.  MANUFACTOKEIS' SHIPMENTS OF FARM MACaiNEKY AMD LAI* AMD GARDEN EQUIPMENT. IT TTFE:   1991 AND  1990—Continued



                                         (Quantity In units; value In thousands of dollan)

code
3S23E pt
3523E 88
3S23E 90
3523E 91
3S23E 92
3523E 94
3S23E 95
3S23E 96
35239 84
3523E pt
3523E 98
3523E 99
35239 82

35239 90
35239 95
3523F —
3523F pt.
3523F 01
3523F 03
3523F 07
3523F 09
3523F 11
3523F 13
3523F 17
3523F 19
3523F pt.
3523F 21
3523F 23

3523F 27
3523F 29
3523F 31
3523F 33
3523F 35
3523F 37
3523F 41
3523F 43
3524
35241
35241 01
35241 11
35241 12
35241 15
35241 20
35241 30
35241 41
5241 42
15241 50
35241 54
35241 55



Wagon* (chassis only) and trailer gears, excluding motor truck*:
Boxes and racks Cor mounting on wagons and trailer gears:





Parts for farn transportation equipment, replacement units only....

All other systems using 100 feet flexible hose feeder line


Operator cabs (metal) for farm equipment, shipped separately:
All other Including wlndrowers, combines, power sprayers, etc....
Commercial turf and grounds .care equipment. Including parts




Cang rotary cutting units, reel and rotary, individual sections 	

Parts for commercial turf and grounds mowing equipment 	
Attachments for commercial turf and grounds mowing equipment 	
Other commercial turf and grounds care equipment..... 	





Irrigation systems, except agricultural and residential.... 	

Parts for other commercial turf and ground care equipment 	
Attachments for other commercial turf and ground care equipmenc. . . .

Launmowers:




2-vheeL tractors walking type, except rotary tillers 	
Snow throwers (snow blower), except attachr.ent type:

Powered lawn edgers/t rlmroers:
Other than fixed blades:
Other. Including ulectric 	 	 	
Number
panics
82
35
9
13
22
12
28
18
39
18

12
10
(NA)
5
1
(NA)
38
16
7
21
8
7
8
29
20
40
2
3

14
9
13
3
5
19
19
10
(NA)
52
4
22
23
2
16
2
0
9
1 5
10
5
195
Quantity
(X)
(0)
(D)
(D)
(D)
(D)
(D)
(X)
(X)
°13 828

b5 552
(X)
(X)
(D)
(D)
(X)
(X)
49 278
15 842
27 970
41,140
b2 633
12 314
"(X)
(X)
(X)
•^
f 210 133

J
10 757
4 940
9 096
) (3>
/ 9,936
(X)
(X)
(X)
17 073 948

4,374,856

1,256,552
\
J 379.908
131 266
7; OK,

\
t 6.S76.0UI
1
Value
'l 939 795
(D)
(D)
(D)
(D)
(0)
(D)
6 473
47,835
a274 518

b41 961
75 903
(2)
(D)
(D)
716 557
5 58 H 6
68 606
128 583

45,233
t>8 226
1 5 721
89l[o47
39,344
158,441


35 687
4 095
12 705
(3)
44,477
22.720
6,335
4 109 947
1 813 195

633,723

324,691

158,152
33 5 P

ajc) 5;,^

.m. 1 1;
199
Quantity

-------
           Table 3.   MANUFACTUREKS' SHIPMENTS OF FASH MACRIMEU AMD LAWN AND GARDEN EQUIPMENT. BT TYPE:  1991 AND 1990—Continued

                                            (Quantity In unlta; value la thousand* of dollars)
Product
code
35241 61
35241 63
35241 64
35241 91
35244
35244 03
35244 07
35244 08
35244 10
35244 11
35244 12
35244 15
35244 17
35244 19
35244 31
35246 00
35246 03
35246 05
35246 11
35246 13
35246 15
35246 17
35246 19
35246 21
35246 23
35246 25
Product description
Consumer nonrlding lawn, garden, and snow equpment — Continued

Lawn sweepers, push type and powered, except attachment type 	

Lawn tractors and riding mowers, front engine:

Lawn tractors and riding mowers, rear engine:


Garden tractors:




Parts and attachments for consumer lawn, garden, and snow
Nonriding:

Hiding:
Parts:

Attachments:




All * her attachments

Number
of com-
panies
9
17
3
IS
22
7
13
3
12
16
6
7
11
6
4
(NA)
47
26
22
7
14
12
11
6
10
25
1991
Quantity
138,522
1,543,506
}*1,680.434
1,358,053
24.298
956,762
J 70,058
191,426
19,595
13,910
63,089
13.643
5,272
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
Value
73,230
91,351
"79,844
1.680,781
24,192
1.013,660
79,156
221,801
44,189
35.243
183,835
60,901
17,804
615,971
146,857
70,451
199,955
7,278
73,365
7,228
13,295
8,500
6,394
82,648
1990
Quantity
108,556
1,672,609
1,875,231
rl, 453, 013
r29,561
1,012,447
r!08,184
175,704
15,255
12,330
79,828
15.875
3,829
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
(X)
Value
40,487
106,792
83,182
rl. 744, 830
r29,995
1,034,536
r98,878
187,357
r31,013
35.625
245,732
68,339
13,355
581,323
r!38,466
60,841
r!97,920
8,926
r60,332
r6,428
r!2,878
8,067
5,428
82,037
Note: The percent of estimation of each item is Indicated as follows (see "Description of Survey" for a discussion of estimation of
missing reports: a!0 to 25 percent of this item Is estimated. b25 to 50 percent of this item Is estimated.
- Represents zero. (D) Data withheld to avoid disclosing figures for individual companies. (NA) Not available. pt. Partial.
rRevlsed by 5 percent or more from previously published  figures.     (X) Not applicable.

    Data for product class 35231, wheel tractors,  are  combined with product class 3523E, farm wagons,  and other farm transportation equip-
ment, to avoid disclosing figures for individual companies  (except 35231 87, attachments for wheel tractors).
   zData fot operator cabs are Included with product code 35239 84, parts for farm transportation equipment,  to avoid disclosing figures
for Individual companies.
   ^Data for product codes 3523F 21, 3523F 23, 3523F 25, and  3523F 33 are combined to avoid disclosing figures
                                                                 D-23

-------
                      T«bl« 4.  COMPARISON OF VALUES OF SHIPMENTS OF FARM MACHINERY AND LAWN EQUIPMENTS. AS REPORTED IN THE MA35A,
                                      THE 1987 CENSUS OF MANUFACTURES. AND THE 1990 ANNUAL SURVEY OF MANUFACTURES

                                                           (Value In thousands of dollars)
Produce
code
3523
35231
35232
35233
35235
35236
3523C
3523E
35239
35239 pt.
35239 pt.
35239 pt.
3523F
35230 00
35230 02
3524
35241
35244
35246
35240 00
35240 02
Product description






hi T
Plows, harrows, rollers, pulverizers, and cultivators and weeders...
Pares for farm machinery and equipment, for sale separately 	 	


Commercial turf and grounds care equipment, including Bowing
Faro machinery and equipment n.s.k., typically for establishments
Farm machinery and equipment n.s.k., typically for establishments


C r rldinu la e'rde a' t s w eaul^menT
Parts and attachments for consumer lawn, garden and snow equipment..
Lawn and garden equipment n.s.k., typically for establishments
Lawn and garden equipment n.s.k., typically for establishments

1990
MA3SA
(X)
(2)
418.6
568.8
1,990.1
727.7
486.0
3,381.7
(NA)
247.2
(NA)
(NA)
707.9
| («>
4,101.8
1,775.7
1,744.8
581.3
},,
Annual Survey
of Manufactures
Value
10,871.4
(D)
352.8
585.0
1,969.5
730.7
462.8
(D)
1,652.8
(NA)
(NA)
(NA)
726.0
917.3
4,342.9
1,864.0
1,746.5
599.8
132.6
Standard
error of
estimates'
2
(X)
5
6
2
2
12
(X)
4
(NA)
(NA)
(NA)
6
2
1
1
1
3
1
1987
MA35A
(X)
745.8
278.9
321.8
1.017.2
326.0
199.5
938.4
(NA)
212.8
(NA)
4.6
514.6
(«>
3,979.9
1,716.8
1,586.6
675.5
(«)
Census of
Manufactures
6,384.7
751.2
263.8
313.2
1,014.8
326.6
189.6
909.9
1,282.5
218.3
1,019.3
4.5
516.9
f 340.1
V 476.1
4,061.0
1,697.0
1,567.4
699.5
( 26.7
I 70.5
   Note:  Effective  wlch 1979 annual
    ed to the  1987 Census of  Manufact
    jpment (original  equipment).   The
     iose products not  specified  by  ki
      the 1987 Census  of Manufactures
 stimated from administrative records
 roducts not adequately  identified  by
   Product class totals  in this  table
 ables 1 and 2 include the value of p
 lass 35239.
                                     reports (annual summaries for monthly and quarterly series) most Current Industrial Reports are being bench-
                                     ures.  However, this was not possible for CIR HA35A since  It excludes parts sold to plants producing farm
                                     lawn and garden Industry 3524 was added to the survey In 1979.  It Is not possible to determine what pore ion
                                     nd in the census (product codes 35230 00 and 35230 02) are covered by the survey.
                                       shipments data for establishments of small companies, typically those with fewer than five employees,  were
                                      data rather than collected on census questionnaires.  These shipments are Included in product code 35230 02.
                                      detail product were coded in some cases to the appropriate industry (four-digits) followed by "000."
                                      Ho not agree with comparable values in tables 1 and 2.  This results from the fact that the values in
                                     arts in the comparable product class total.  In this table, all Industry 3523 parts are collected in produce
   CIR MA35A does not  include part of product class 35239, parts for faro machinery  and equipment sold to plants producing farm machinery.   Also.
product class 3523F was not  included prior to 1979.
                                                                               (NA) Not available.
                                                                                                      n.s.k. Not specified by kind.
   (D) Data withheld  to  avoid  disclosing  figures for individual companies.
pt. Part.      (X)  Not applicable.

    The annual  survey of manufactures  percentage standard errors shown are  the approximate  relative errors ot the estimates of level.  A more
detailed description  cf  the  standard error of estimate is given in the Introduction of  the  annual survey of manufactures, Value of Product '
Shipmentj, M90(AS)-2, under  "Qualifications of the Data."
   *DaFa~for wheel tractors  and  attachments (product class 35231) are combined with all other farm machinery and equipment (product class 3523E)
to avoid disclosing figures  for  individual companies.
   ^Data collected in the 1987 Census  of  Manufacture* include operator cabs whether shipped to original equlpoent manufacturers or to others.  Th
MA35A excludes  products  shipped  to  original equipment 'manufacturers.
   ^Available only from  the  annual  survey of manufactures and census of manufactures.   Most of these data are derived from administrative record*.
                                                                             D-24

-------
                                                                   Table 5.   SHIPMENTS,  EXPORTS,  AND  IMPORTS OF FARM MACHINERY AND EQUIPMENT:  1991
                                                                                  (Quantity  In units; value In thousands of dollars)
a
K)
Product description

Farm dairy mechanical Installations, Including milking

d 11

fertilizer distributers, pull-type or mounted 	
Other harrows, rollers, pulverizers, and similar
Dls harrows



May mowers, aower-condl t ioners and windrowera 	
. 1° i dl Ik bal






Nest* and cages (poultry equipments) 	
Sf 1 1 -p rope 1 led Irrigation systems, center-pivot 	
All other self-propelled Irrigation systems using 100
(eet flexible hose feeder line and over 	
farm wagons and other faro transportation equipment...

. . h
"l *

pn° d \'" a i"d° ^


shipments
Quantity
(D)
(D)
(X)
121,383
18,960
58,023
11,367
11,555
(D)
3,804
115,942
32,943
25,336
1,382
10,830
23,647
8,262
52,440
(X)
1,789,056
(X)
8,276
5,552
(D)
61.592
43,812
43,773
6,873.952
208.282
7,491,888
Value
(D)
(D)
231,831
263,695
90,938
73,415
56,381
1,064,358
(D)
96,466
318,015
(D)
293,502
5,038
69,374
91,270
74,527
98,620
31,789
21,158
332,911
232,557
41,961
(D)
84,327
289,939
53, '.59
2,297,223
87,341
36'. ,063
Exports of j
domestic merchandise
Quantity
19,789
1,564
208
(X)
7,522
10,662
5,493
1,102
3,631
3,111
1,508
53,592
2,685
5,830
223
4.127
(NA)
5.992
4,512
19.290
72.566
21,246
2,667
(X)
(NA)
10,298
1,160
537,608
12,227
829,311
Value
434,073
12,655
1,996
89,431
29,108
21,551
6,731
5,065
181,407
42,826
32,430
68,749
23,011
58,652
851
9,767
22,807
31,932
16,321
14,177
(NA)
54,740
48,494
(NA)
33,484
35,460
7,425
296,292
8,854
42,924
Estimated
producers'
value*
338,143
9,858
1,555
69,667
22,675
16,788
5,243
3,946
141,316
33,361
25,263
53,555
17,926
45,690
663
7,608
17,767
24,875
12,714
11,044
(NA)
42,642
37,777
(NA)
26,084
27,623
5.784
230,811
6,897
33,438
Percent exports
to manufactur-
ers' shipments
Quantity
(NA)
(NA)
(NA)
(NA)
6
56
9
10
31
(NA)
40
46
8
23
16
38
(NA)
73
9
(NA)
4
(NA)
. 32
(NA)
(NA)
24
3
8
6
11
Value
(NA)
(NA)
(NA)
30
9
18
7
7
13
(MA)
26
17
(NA)
16
13
11
19
33
13
35
(NA)
13
16
(NA)
31
10
11
10
8
9
Imports for
consumption^
Quantity
79,738
8,504
2,429
(X)
14,733
47,397
10,798
44,120
1,719
4,125
312
66,280
9,937
1,115
1,501
33,664
34,755
1,485
25,321
90,924
59,679
231,059
2
16,467,628
5,888
9,069
1,550
373
102,569
22,199
525,720
Value
988,562
269
4,496
19,491
19,267
14,564
3,529
33,699
22,827
26,201
4,377
76,800
14,348
8,492
6,245
14,392
41,207
2,069
2,678
6,871
12,529
15.665
26
13,699
2,297
4,138
4,257
1,001
15,406
13.740
46,227
Apparent
consumption4
Quantity
(NA)
(NA)
(NA)
(NA)
128,594
55,695
63,328
54,385
9,643
(NA)
2,608
128,630
40,195
20,621
2,660
40,367
(NA)
3,755
73,249
(NA)
1,776,169
(NA)
5,611
(NA)
(NA)
(NA)
35,064
42,986
6,438,913
218,254
7,188,297
Value
(NA)
(NA)
(MA)
181,655
260,217
88,714
71,701
86,134
945.869
(NA)
75,580
341,260
(NA)
256,304
10,620
76,158
114,710
51,721
88,584
27,616
(NA)
305,934
194,806
(NA)
(NA)
62,381
266,573
48,676
2,081,818
94,184
377,452
Perc«nt
latports to
apparent
cons tap t Ion
Quantity
(MA)
(MA)
(MA)
(HA)
11
' 85
17
81
IB
(NA)
12
52
25
5
56
83
(MA)
40
35
(NA)
3
(NA)
1
(MA)
(NA)
(NA)
4
1
2
10
7
Value
(NA)
(MA)
(MA)
11
7
16
5
39
2
(MA)
6
23
(MA)
3
59
19
36
4
3
25
(NA)
5
1
(NA)
(NA)
7
2
2
1
15
12

-------
                                                           Table 6.  SHIPMENTS, EXPORTS, AND IMP:
                                                                                                        FARM MACHINERY AND EQUIPMENT:   1990
                                                                          (Quantity in units; value in thousands of dollars)





Cr r cl In ? *
Sprayers and dusters except aerial types 	
Fertilizer distributers, pull-type or mounted 	





Hay mowers, mower-condlt loners and windrowers 	

' P







Self-propelled irrigation systems, center-pivot 	
All other self-propelled irrigation aystetos using 100
feet flexible hose feeder line and over 	

f ""
11
l


°
Manuf acturera '
shipments
Quantity
(D)
(D)
(X)
142,439
22,691
73,501
15,339
14,629
(D)
5,415
140,194
34,176
40,934
2,665
13,036
31,708
9,141
r58,961
(X)
1,759,527
(X)
8,104
6,421
(D)
1)4,652
46,099
45,034
6,943.377
270,375
6,122,808
Value
(D)
(D)
258,533
313,735
104,737
11)8,233
76,487
1,216,893
(D)
107,953
398,054
46,448
404,145
10,844
86,001
133,252
81,819
rl!5,691
34,075
21,669
341,283
237,272
45,492
(D)
95,134
292,803
56,262
2,321,057
102,545
309,717
Exports of
domestic merchandise
Quantity
23,986
1,243
477
(X)
10,255
8,281
4,281
1,692
4,581
2,074
1,598
41,010
3,947
8,355
347
3,182
(NA)
3,012
3,075
8,886
32,126
14,711
3,906
(X)
(NA)
15,425
1,349
481,158
10,563
365,680
Value
450,392
9,806
2.043
55.457
35.872
17,671
4,628
6,446
209,157
31,029
29,860
57,845
30,769
72,065
1,611
8,873
22,504
22,906
14,758
12,657
(NA)
52,039
62,916
(NA)
20,817
37,885
7,726
266,286
10,775
14,761
Estimated
producers '
value^
350,855
7,639
1,591
43,201
27,944
13,766
3,605
5,021
162,933
24,172
• 23,261
45,061
23,969
56,139
1,255
6,912
17.531
17,844
11,496
9,860
(NA)
40,538
49,012
(NA)
16,216
29,512
6,019
207,437
8,394
11,499
Percent exports
to manufactur-
ers' shipments
Quantity
(NA)
(NA)
(NA)
(X)
7
36
6
11
31
(NA)
30
29
12
20
13
24
(NA)
33
5
(X)
2
(X)
48
(NA)
(NA)
33
3
7
4
6


(X) Not jppllcdble.
sclosing figures Cor individual companies. (NA) Not available.
Exports.
Value
(NA)
(NA)
(NA)
17
9
13
3
7
13
(NA)
22
11
52
14
12
8
13
22
10
29
(NA)
12
21
(NA)
17
10
11
9
8
4
Imports for
consumption^
Quantity
103.477
49,137
1,459
(X)
39,426
70,582
14,828
27,423
2,399
4,727
247
77,695
13,074
2,028
1,320
30,122
64,637
49,900
3,385
14,138
45,355
331,745
6
6,776,668
4,394
18,929
1,725
309
166,650
17,496
467,069
Value
1,254,022
448
4,380
26,332
41,010
17,430
7,685
62,083
36,007
28,753
1,942
100,667
14,507
10,803
6,514
19,663
68,107
4,929
3,028
5,112
10,698
23,634
201
7,289
4.504
7,411
4,966
170
45,522
10,570
9,442
Appsre'nt
consumption4
Quantity
(NA)
(NA)
(NA)
(X)
171,610
84,992
84,048
41,070
12,447
(HA)
4,064
176,879
43,303
34,607
3,638
' 39,976
(NA)
56,029
59,271
(X)
1,772,756
(NA)
4,204
(NA)
(NA)
(NA)
32,399
43,994
6,628,869
277,308
6,224,197
. Value
(NA)
(NA)
(NA)
241,664
326,801
108,401
mjsn
133,549
1,089,967
(NA)
86,634
453,660
36,986
358,809
16,103
98,752
183,828
68,904
107,223
29,327
(NA)
324,379
188,461
(NA)
(NA)
86,329
268,257
50,413
2,159,142
104,721
307,660
Percent
imports to
apparent
consumption
Quantity
(NA)
(HA)
(HA)
(X)
23
, S3
18
67
19
(HA)
6
44
30
6
36
7J
(NA)
89
6
(X)
3
(NA)
1
(NA)
(NA)
(NA)
5
1
3
6
a
Value
(HA)
(HA)
(HA)
11
13
16
7
46
3
(NA)
2
22
39
3
40
20
37
7
3
17
(HA)
7
1
(HA)
. (HA)
9
2
1
2
10
3
port numbers , see table 7.
Revised by 5 percent or more from previously published figures*
    Th^M; values were derived by use of  adjustment factors  to exclude  freight,  insurance, and other charges Incurred in moving goods to the port  of  export.  This adjustment  Is made  to  convert  the
values to an approximation of the producers' value of export  goods.  Current  adjustment  factors  are based on data for 1989 which are published in Exports  From Manufacturing  Establtshaents. AR89-1,
appendix B.  The adjustment factor for this report is 0.7790.
   ^Source:  Bureau of the Census report 1M 145,  U.S. Imports for  Consumption.
   ''Apparent consumption is derived by subtracting exports  from the  total of  shipments plus  imports*

-------
12
                                 Table 7.   COMPARISON OF STAMDARO INDUSTRIAL CLASSIFICATION-BASED PRODUCT CODES WITH
                                           SCHEDULE B EXPORT NUUERS. AND HTSUSA IMPORT NUMBERS:  19)1
Product
code

35231 10
35231 12
35231 14
35231 30
3523F 21
35244 12
35244 15
35244 17
35244 19

35232 03
35232 04
35232 08
35232 11
35232 19
35232 30
35232 40
35232 44
35232 45
35232 46
35232 47
35232 49
35232 50
35232 51
35232 58
35232 59
35232 61
35232 62
35232 67
35232 68
35233 20
35233 22
35233 24
35233 40
35233 77
35233 50
35233 58
35233 59
35233 61
35233 65
3523C 41
3523C 43
3523C 53
3523C 54
3523C 59
3523C 61
352JC 44
35235 11
35235 21
35235 31
35235 41
35235 78
35235 79
35235 63
35235 70
35236 I)
35236 23
3523E 01
3523E 05
3523E 07
35236 09
35236 31
35236 82
35236 55
1523C 02
Produce





>arm dairy mechanical Instal
machines and vacuua pumping








P 1 r a p







1


1


Vfe rtilizec distributors pul 1
description





Latlons, Including oilking









yp





















^Other harrows, rollers, pulverizers, and similar equipment






Bother harv
8
















Mtay mowers , oouer-condit loners and wlndrowe rs . . . 	


Vlther ha akin uchlner
jv y g y






Export
nuaiber'
[ 8701.90.100S
8701.90.1010
8701.90.1015
8701.90.1030
8701.90.1035
8701.90. 1040
•S 8701.90.1045
8701.90.1050
8701.90.1055
8701.90.1060
8701.90.1065
_ 8701. 90.1070
8434.10.0000
8421. 1 L.OOOO







f 8424.81.1000
i_ 8424.81.9030








f 8432.30.0010
l_ 8432.30.0090



8432.40.0000




8432.29.0090


8432.21.0000
r 8433.51.0010
L 8433.51.0090

r 8433;59.0090
k 8433.53.0000

8433.59.0010

f 8432.80.0000
I 84J3.20.0020
\ 8433.20.0040
^ 8433.20.0060

8433.30.0000
84 33.40.0000
8432.10.0020
laport
nuaber^
8701.90.1005
8701.90.1010
8701.90.1015
8701.90.1030
8701.90.1035
8701.90.1040
8701.90.1045
8701.90.1050
8701.90.1055
8701.90.1060
8701.90.1065
8701.90.1070
8434. 10. 0000
8421. 1 1.0000







8424.81.1000
8424.81.9030








8432.30.0010
8432.30.0090



8432.40.0000




8432.29.0090


8432.21.0000
8433.51.0010
8433.51.0090

8433.59.0090
8433.53.0000

8433.59.0010

8432.80.0000
8433.20.0020
8433.20.0040
8433.20.0060

8433.10.0000
B433.40.0000
H4J2.10.0020
                           See footnotes at end of table.
                                                                     D-27

-------
                                                                                                                             13
         TabU 7.   COMPARISON OF STANDARD INDUSTRIAL CLASSIFICATION-BASED PRODUCT CODES WITH
                SCHEDULE B EXPORT NUMBERS. AND HTSUSA IMPORT NUMBERS:  1991—CONTINUED
Product
cod*
3523C IS
3523C 17
3523C 19
3523C 21
3523C 23
3523C 25
3523C 27
3523C 70
3523C 80
3523C 90
3523C 94
3523E 11
3523E 13
3523E 14
3523E 07
3523E 09
3523E 23
3523E 31
3523E 33
3523E 35
3S23E 36
3523E 39
3523E 43
3523E 48
3523E 50
3523E 55
3523E 59
3523E 61
3523E 63
3523E 64
3523E 71
3523E 79
3523E 85
3523E 98
3523E 99

3523E 88
3523E 90
3523E 91
3523E 92
3523E 94
3523E 95
3523F 01
3523F 13
3523F 03
3523F 07
3523F 09
3523F 11
35241 01
35241 11
35244 03
35244 07
35244 08
35244 10

35244 11
35241 12
35241 15
35241 41
35241 42
35241 50
15241 54
35241 55
Product description



P






/Other machines for preparing crops for market or for use. .


Nests and cages (poultry equipment)* •••«•• **••*• ..*.*












Self-propelled irrigation systems, center-pivot 	
All other self-propelled irrigation systems using 100
f eec f lexible hose feeder line and over. . . * • • • .
1
1
rFarm wagons and other farm transportation equipment 	

J
rOther commercial and turf grounds mowers 	








•Mowers for lawns, parks, or spores grounds 	 	 	






lowered lawn and hed e trimmers

Export
nuaberl


(8432.10.0040
8432.10.0060


f 8432.29.0040
< 8432.29.0060
I 8432.29.0080
8436.10.0000
f 8419. 31. 0000
\ 8436.80.0060
-8436.21.0000
8436.29.0000





/ 8436.80.0040
X 8436.80.0080





8424.81.9010

8424.81.9020


8716.80.1000


f 8433.19.0040
X 8433.19.0050
/ 8433.19.0010
X 8433.19.0030
8433.19.0020


( 8433.11.0010
8433.11.0020
J 8433.11.0030
1 8433.11.0040
8433.11.0050
1^ 8433.11.0060

f 8430.20.0030
\ 8430.20.0060

f 8467.89.5050
X 850H.80.0070
Import


8432.10.0040
8432.10.0060


8432.29.0040
8432.29.0060
8432.29.0080
8436.10.0000
8419.31.0000
8436.80.0060
8436.21.0000
8436.29.0000





8436.80.0040
8436.80.0080





8424.81.9010

8424.8 1.9020


8716.80.1000


8433.19.0040
8433.19.0050
8433.19.0010
8433.19.0030
8433.19.0020


8433.11.0010
8433.11.0020
8433.11.0030
8433.11.0040
8433.11.0050
8433.11.0060

8430.20.0030
8430.20.0060

8467.89.5030
8508. BO. 0070
    Source:   1991 edition,  Harmonized  Systeo-Based Schedule B, Statistical Classification of
Domestic and  Foreign Commodlt ies  Exported from tJu^JJnj ted^J>_t_j_t_e_g_.
   * Source:   Harmonized Tariff  Schedule  of__t_hg|_JJni_t_e_dI States^ Annotated (1991).
                                                     D-28

-------
 14
 DESCRIPTION OF SURVEY

 Scope of Survey.  This survey covers firms engaged in
 the manufacture of farm machinery and lawn and garden
 equipment. Very small firms (generally less than five
 employees) for which 1987 Census of Manufactures data
 were derived from administrative  records of other gov-
 ernment agencies are excluded.

 Survey Methodology.  The statistics in this publication
 were collected by  mail on Bureau of the Census annual
 Form MA35A, Farm  Machinery and Lawn and Garden
 Equipment. The survey panel includes all known produc-
 ers of farm machinery and lawn and garden equipment,
 except the very small firms excluded from the scope of
 the survey. Approximately 1,200 companies are included.
 No estimate is derived for the small firms excluded from
 the survey.

 Reliability of Data. Survey error may result from several
 sources: (1)  inability to  obtain  information  about  all
 cases in the survey; (2) response errors; (3) definitional
 difficulties; (4) differences in the interpretation of  ques-
 tions; (5) mistakes in recording or coding the data obtained;
 and (6)  other errors  of collection, response,  coverage,
 and estimation for missing data. These  nonsampling
 errors also occur  in  complete censuses. Although no
 direct measurement  of the biases due to nonsampling
 errors has been  obtained,  precautionary steps  were
 taken in all phases of the  collection, processing, and
 tabulation of the  data in an effort to minimize their
 influence.
   A major source  of bias in the published estimates is
 due to imputing data for nonrespondents, for late report-
 ers, and for data which fail logic edits. Missing figures are
 imputed based on  yearly  movements shown by report-
 ing firms. Imputation generally is limited to a maximum
 of 10 percent for any one  data cell. Figures with imputa-
 tion rates greater than 10 percent are footnoted.
   The imputation rate is  not an explicit indicator of the
 potential error in published figures due to nonresponse,
 because the actual yearly movements  for nonrespon-
 dents may or  may not closely agree with the imputed
 movements. The range of difference between the actual
 and imputed figures is not precisely known, but is assumed
to be small. The degree of uncertainty regarding the
 accuracy of the published data increases as the percent-
 age  of  imputation increases. Figures with imputation
 rates above 10 percent should be  used with caution.

 Revisions to Previous Period Data.  Statistics for previ-
 ous years may be revised as the result of corrected data
from  respondents, late reports for  which imputations
were  made as described above,  or other corrections.
 Figures which have been revised by more than 5 percent
from previously published figures are indicated  by foot-
 notes.
   Revisions include changes to prior period data i
ing from reconciliation of the results of this survey
the 1987 Census of Manufactures to correct diffe
in reported data between the two series and to identify
and verify new establishments included in the scope of
this survey. Table 4 presents a comparison of data from
the two series  by  census  product  class following the
reconciliation.

Adjustment for Price Chang*. All dollar figures included
in this publication are in current dollars; i.e., they have
not been adjusted for price change.

EXPLANATION OF TERMS

Quantity and Value of Shipments.  The figures on quan-
tity and value of shipments represent physical shipments
of all products sold, transferred to other establishments
of the same company, or shipped on  consignment
whether for domestic or export sale. The value repre-
sents the net sales price, f.o.b. plant to the customer or
branch to  which the products are shipped, net of  dis-
counts, allowances, freight charges, and returns. Ship-
ments to a company's own branches are assigned the
same value as comparable sales to unaffiliated custom-
ers; i.e., the value includes an appropriate allocation of
company  overhead and profit. Products bought  a
resold without further manufacture are excluded.

Net Engine Horsepower.  Net engine  horsepower (NEHP
is defined  as net flywheel performance as measured by
the manufacturer, with all standard accessories oper-
ated, and corrected to 29.38 inches Hg and temperature
of 85°.

Lawn  Tractors and Riding  Mowers.  A self-propelled
riding vehicle, generally designed for cutting grass, which
is not  capable of pulling a plow.

Garden Tractors.  A self-propelled riding vehicle designed
for general-purpose lawn  and  garden work, which is
capable of pulling  a plow. All attachments for garden
tractors  are removable.

Turf Tractors. A self-propelled riding vehicle, typified by
a low center of gravity,  equipped with wide turf-tread
tires.

Parts for Farm  Machinery and Equipment.  Parts  are
manufactured components  essential to  the complete-
ness and  proper operation of  a  machine, vehicle, or
apparatus. Parts data include only parts sold for replace-
ment and  repair. Parts sold to manufacturers for incor
poration in their own products are excluded.

Attachments for Farm Machinery and Equipment. Attac
ments are supplementary devices designed to be attached
to a vehicle or apparatus that either (1) vary or extend the
function of the  unit or  (2) add to the convenience of
effectiveness of the basic unit.
                                                 D-29

-------
                                                                                                         15
COMPARISON OF EXPORT, IMPORT, AND
   MESTIC OUTPUT DATA

  The trade comparisons shown in this report should be
considered only as approximations. Several problems
prevent precise comparisons among imports, exports,
and domestic output. These problems include the fol-
lowing:

• Export and import comparisons do not account for the
  origin of materials  used to manufacture the finished
  product. Domestic  output includes any  goods that
  undergo substantial transformation into  a finished
  product in the  U.S., even if the goods are partially
  constructed  abroad or are constructed of imported
  materials.

• There will be a lag between the time a producer makes
  or ships a product and the time it is actually exported.
  Similarly, there  may be  a lag between  the time a
  product is imported and when it enters into  U.S.
  distribution channels.

• The basic structures of these classification systems
  differ. The Standard Industrial Classification (SIC) sys-
  tem used for domestic output was developed inde-
  pendently of the Harmonized System  (HS) used to
   Classify imports and exports. The level of detail pro-
   ided by the different systems  varies substantially,
  i effecting their different objectives. For example, there
  are a number of imported commodities that have no
  comparable domestic output classification.
      P
•
   •  Because producers' shipments of some commodities
      may be used as materials for incorporation into other
      commodities, combinations of domestic output data
      for such commodities may contain some duplication.

   •  Import and export data reflect the movement of mer-
      chandise into and out of U.S. foreign trade zones, the
      U.S. Virgin Islands, and the U.S. customs territory of
      the 50  States,  the District of Columbia, and Puerto
      Rico. Domestic output reflects activity in the 50 States
      and, only if specified, in Puerto Rico.

   •  Import  and export data generally do not distinguish
      between new, used, or rebuilt commodities.

   •  The valuations of the three data sets differ. Domestic
      output is valued at the point of production. It  includes
      the net sales price, f.o.b. plant, after discounts and
      allowances, and excludes freight charges and excise
      taxes. Exports are valued at the point of exportation.
        port value  includes the net sales price or value, and
       land freight,  insurance and  other charges to the
      export point. Imports are valued at the first port of
      entry in the  United  States.  They include the cost,
      insurance,  freight, duty,  and other charges to the
      import point.
    tax
*
                                                         • Detailed commodity information is not included for
                                                            individual export or import shipments at or below a
                                                            certain dollar limit This dollar limit is $2,500 for exports
                                                            and $1,250 for imports, except for import of textiles
                                                            and textile products, gloves, footwear, and miscella-
                                                            neous rubber and plastics products, where the limit is
                                                            $250.


                                                         HISTORICAL NOTE

                                                            Data on farm  machinery and  equipment have been
                                                         collected by the Bureau of the Census since 1920; data
                                                         on lawn and garden equipment since 1978. Historical
                                                         data may  be obtained from Current Industrial Reports
                                                         (called Facts for Industry before  1959) available at your
                                                         local Federal Depository Library. A list of these libraries
                                                         may be obtained from the Bureau of the Census regional
                                                         offices:
                                                        Office

                                                        Atlanta, Georgia
                                                        Boston, Massachusetts
                                                        Charlotte, North Carolina
                                                        Chicago, Illinois
                                                        Dallas, Texas
                                                        Denver, Colorado
                                                        Detroit, Michigan
                                                        Kansas City, Kansas
                                                        Van Nuys, California
                                                        New York, New York
                                                        Philadelphia, Pennsylvania
                                                        Seattle, Washington
                                        Telephone

                                     404-730-3833
                                     617-565-7100
                                     704-344-6142
                                     312-353-6251
                                     214-767-0621
                                     303-967-6750
                                     313-354-4654
                                     913-236-3728
                                     818-904-6339
                                     212-264-4730
                                     215-597-8313
                                     206-728-5314
                                                        Historical data  are  also available on  microfiche.  For
                                                        further information contact the Bureau of the Census,
                                                        Data User Services Division, 301-763-4100.


                                                        RELATED REPORTS

                                                          The Bureau of the Census publishes  the  following
                                                        related reports:

                                                        Series    Frequency    Title

                                                        Current Industrial Reports
MA35D   Annually

MA35L    Annually

MA35P    Annually

Other Industry Reports
                                                        M3-1
          Monthly
                                                                            Construction Machinery

                                                                            Internal Combustion Engines

                                                                            Pumps and Compressors
                                                                            Manufacturers' Shipments.
                                                                            Inventories, and Orders
                                                   D-30

-------
U.S. Department of Commerce
BUREAU OF THE CENSUS
Washington. O.C. 20233

Official Business
PwwHy tar Privat* Uw, $300
                                                                     FIRST-CLASS MAIL
                                                                   POSTAGE & FEES PAID
                                                                          CENSUS
                                                                      PERMIT No. G-58
Series

(AS)


(MC)
Frequency

Annually


Quin-
quennially
Foreign Trade Reports

CD-ROM  Monthly/
          Annually
FT 447    Annually

CD-ROM  Monthly/
          Annually
FT 247    Annually
Title

Annual Survey of
Manufactures (ASM)

Census of Manufactures
            U.S. Exports—Schedule B—
            Commodity by Country


            U.S. Imports for
            Consumption—HTSUSA—
            Commodity by Country
CONTACTS FOR DATA USERS

Subject Area      Contact
Current
Industrial
Report MA35A

Manufacturers'
Shipments,
Inventories, and
Orders

Classification
Systems
Comparability
                       Phone Number

       Donald Burgess  301-763-7492



       Steve Andrews   301-763-2502
       Francis
       McCormick
       (ESD)
           301-763-1935
Subject Area

Foreign Trade



Census/ASM

International
Trade
Administration

To order a
Current Industrial
Report

To subscribe to
Census Bureau
publication
Contact

Trade Data
Inquiries Staff
(FTD)

Tom Lee

Mary Wiening
                                               Superintendent
                                               of Documents
                                               (GPO)

                                               Superintendent
                                               of Documents
                                               (GPO)
Phone Number

301-763-5140




301-763-5752

202-377-4708




202-783-3238



202-512-2303
ACKNOWLEDGMENTS


  This report  was  prepared in the  Industry Divi-
sion, Bureau of the Census, under  the  direction of
Thomas Flood,  Chief,  Current Durables Branch,  and
Milbren Thomas, Chief, Metals Section. Donald Burgess
was directly responsible for the review of the data and
preparation of the report. Roger H. Bugenhagen, Acting
Chief of the  Division, and Robert N. Tinari, Assistant
Chief for Current Industrial Reports,  provided  overall
direction and coordination to this project.
                                                  D-31

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                                                                            CURRENT INDUSTRIAL REPORTS*
 U.S. Department of Commerce
 Economics and Statistics Administration
 BUREAU OF THE CENSUS
                                                             Pumps  and  Compressors
                                             1991
                                          MA35P(91)-1
                                  Issued November 1992
SUMMARY OF FINDINGS

   In  1991, manufacturers' shipments  of pumps and
compressors totaled $5,169.1 million, an increase of 7
percent from the  1990 figure of $4,797.4 million. The
1991 total includes industrial pumps, $2,284.5 million, an
increase of 7 percent from the 1990 total of $2,131.2
million;  compressors  and vacuum  pumps,  $2,018.6
million, an increase of 9 percent from the 1990 total of
$1,839.1  million; domestic water systems, $275.1  mil-
lion, an increase of 4 percent from the 1990 total of
$263.6 million; and  other pumps,  $590.9  million, an
increase  of 4 percent from the 1990 total  of $563.4
million.

  A description of the survey methodology and related
information appears on page 9.
                   Table 1.  VALUE OF SHIPMENTS OF PUMPS AND COMPRESSORS. BY CLASS OF PRODUCT:  1983 TO 1991

                                             (In millions of dollars)
Produce
code
3561 ft.
3563 pc.
35611
35617,8
35613
35615 pc.
35631
Produce description
> • Pumps and compressors 	 	
Hydraulic fluid power pumps and

Oil well, oilfield, and ocher pumps
Compressors and vacuum pumps 2 	
1991
5,169.0
2 284.5
(2)
275.1
590.8
2,018.6
1990
4,797.3
2 131.2
(2)
263.6
563.4
1,839.1
1989
4,472.8
2 023.9
(2)
273.8
488.2
1,686.8
1988
4,130.7
1 795 0
(2)
307.6
496.0
1,532.2
1987
3,655.1
1 677.4
(2)
268.9
428.7
1,280.0
1986
4,505.7
1 632 3
881.6
272-0
451.7
1,268.1
1985
4,919.4
1 724 2
861.0
250.6
627.4
1,456.2
1984
5,006.2
1 753 3
852 4
264.8
673. 1
1,462.6
1983
4,597.0
1 7490
684 3
237.1
639. 3
1,287.3
   pt. Pare.

   Excludes hand pumps,  automotive circulating pumps, compressors for icemaking and refrigeration equipment, air-conditioning units.
measuring and dispensing  pumps, paint spraying equipment, hydraulic fluid power pumps for passenger automobile pover steering units, and
replacement and repair parts for pumps and compressors.
   2Beginntng in 1987, product codes 35617 and 35618 changed to 35941.
Address inquiries concerning these figures to U.S. Department of Commerce. Bureau of the Census, Industry Division, Washington DC  ?0 J 31
or call Lynn Jedrey. 301-763-5547.
For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402.

-------
                         T«bl« 2.
COMPABISOH Or VALUES Of SHIPMENTS OF PUMPS AMD COMFUSSOIS. AS REPORTED IM THE MA35P,
THE 1987 ceasaa or MAMWACTDIES AND THE 1990 AHHUAL sumt OF MAMUFACTORES
                                                         (Value In thousand* of dollar*)
Product
code.
3561
35611
35613
35615
356162
35610 00
35610 02
3563
3S631
3S631 30
35631 20
35631 00
35632
35635
35630 00
35630 02
Produce description



., p.»P
Parts and attachments (or pumps and pumping equipment, except
Pumps and pumping equipment not specified by kind, typically
Pumps and pumping equipment not specified by kind, typically

Air and gas compressors, except refrigeration compressors, and
p p
a gas op o
" " .
Parts and attachments for air and gas compressors, except

Air and gas compressors, not specified by kind, typically for
Air and gas compressors, not specified by kind, typically for
esta s ents t p y
1990
HA35P
W
2,131.2
263.6
563.8
(3)
} •
(X)
1,839.1
1,369.3
U2.7
(X)
(3)
(3)
} '"
Annual Survey
of Manufactures
Value
4,220.8
2.092.8
294.7
528.1
1,119.3
185.7
3,548.4
1,743.8
(NA)
(NA)
(X)
831.9
882.5
9.01
Standard
error of
estimates'
3
3
11
7
4
6
2
3
(NA)
(NA)
(X)
6
3
1
1987
MA3SP
(X)
1,677.4
268.9
428.7
(3)
(3)
(X)
1,280.0
1,119.0
117.1
(3)
(3)
(3)
<3>
Census of
Manufactures
3,447.8
1,659.8
276.9
446.9
875.3
f 108.5
I. 80.3
2,600.1
1,259.8
1.070.9
124.0
64.8
538.5
669.1
{113.5
(
   Note;  In che 1987 Census of Manufactures,  shipments data for establishments of small coopanlea,  typically  those with fewer than five
employees, were estimated from administrative  records data  rather than collected on census questionnaires.  These shipments are included in
product codes 35610 02 and 35630 02.  Products not  adequately  Identified by detail product were coded  in some  cases to the appropriate
industry (four-digits) followed by "000".
   (NA) Not available.
                           n.e.c. Not elsewhere classified.
                                                               n.s.k. Not specified by kind.
                                                                                                  (X)  Not  applicable.
    The annual survey of manufactures percentage  standard errors shown are the approximate relative  errors  of  che  estimates of level.  A core
detailed description of the standard error of  estimate  is given in the introduction of the annual survey  of manufactures. Value of Produce
Shipments,  M89(AS)-2, under "Qualifications of the  Data."
   ^Previously published as 3561C.
   ^Available only from the annual survey of manufactures and census of manufactures.
                                                                  D-33

-------
                       Table 3.  QUANTITY AND VALUE Of SHIPMHTTS OF FIMPS AHD COMPUSSOtS:   1991 AND  1990

                                   (Quantity la number of ualti; value la thousands of dollar*)
 Product
    code
                              Produce description
   Number
       of
companies
                                                                                          1991
             Quantity
                Value
                                                                                                                  1990
                                     Quantity
                                                     Value
                Puaipa and coapreaaora-*** •••••••--••••••••••••••••

35611 —  Industrial puapa ........................................
35611 98    Value of driver* (reported separately)! ...............
            Reciprocating pumpa. .............•.--••..•.........•..
3S611 01      Direct-acting steam-driven ..........................
35611 02      Electric motor driven ...............................
3S611 04      Engine driven .......................................

            Turbine pumps, vertical (Including deep-well) .........
3S611 05      Submersible, over 5 hp ---- . .........................
              Other than submersible:
35611 07        Up to 8" diameter bowl aize .......................
35611 08        Over 8" to 16" diameter bowl  site .................
35611 10        Over 16" diameter bowl size .......................

            Centrifugal pumps .....................................
              Submersible centrifugal pumps (except submersible su
               pumps):
                Submersible effluent pumps (less than  I*1 solids
                 handling capacity):
35611 83          4-3/4 hp ........................................
35611 84          1 hp. and over ..................................
                Submersible solids handling pumps  (solids 1" to 2"
                 inclusive):
35611 85          1/3 to 1/2 hp ...................................
35611 86          3/4 hp. and over ................................
                Submersible nonclog pumps  (greater than 2" solids
                 handling capacity):
35611 87          3" discharge outlet and  under ...................
35611 88          4" to 6" discharge outlet .......................
35611 89          7" and 8" discharge outlet ......................
35611 90          9" to 12" discharge outlet ......................
35611 91          Over 12" discharge outlet .......................
              Single stage, single suction, close  coupled:
35611 11        1/2" discharge outlet and  under ...................
35611 12        3/4" and 1" discharge outlet ......................
35611 14        1-1/4" and 1-1/2" discharge outlet ................
35611 15        2" and 2-1/2" discharge outlet ....................
35611 16        3" and 4" discharge outlet ........................
35611 19        Over 4" discharge outlet ..........................
              Single stage, single suction, frame  mounted:
35611 21        1/2" discharge outlet and  under ...................
35611 22        3/4'' and 1" discharge outlet ......................
35611 23        1-1/4" and 1-1/2" discharge outlet ................
35611 24        2" and 2-1/2" discharge outlet ....................
35611 25        3" discharge outlet ...............................
35611 26        4" to 6" discharge outlet .........................
35611 29        Over 6" discharge outlet ..........................
              Single stage, double suction:
35611 42        Under 4" discharge outlet .........................
3561144        4" and 5" discharge outlet ........................
35611 46        6" and 7" discharge outlet ........................
35611 48        8" to 12" discharge outlet ........................
35611 49        Over 12" discharge outlet .........................
              Multistage (single or double suction):
35611 52        1-1/2" discharge outlet and under .................
35611 54        2" and 3" discharge outlet ........................
35611 56        4" and 5" discharge outlet ........................
35611 58        6" and 7" discharge outlet ........................
35611 59        8" and over discharge outlet ......................
              Propeller and mixed flow:
35611 62        20" and under .....................................
35611 64        Over 20" ..........................................
              All other centrifugal pumps  (including can, etc.):
35611 65        1-1/2" discharge outlet and under .................
35611 66        2" to 6" discharge outlet .........................
35611 69        Over 6" discharge outlet ..........................

            Rotary pumps ..........................................
              100 P.S.I, and under designed pressure:
35611 70        10 C.P.M. and under, designed capacity ............
35611 71        11 to 99 C.P.M.. designed  capacity ................
35611 72        100 to 299 C.P.M., designed capacity ..............
35611 73        300 C.P.M. and over, designed capacity ............
              101 Co 250 P.S.I., designed  capacity:
35611 74        10 C.P.M. and under, designed capacity ............
35611 75        II to 99 C.P.M., designed  capacity ............. ...
35611 76        100 C.P.M.. and over,  designed capaclcy ...........
              251 co 500 P.S.I., designed  pressure:
35611 77        10 C.P.M. and under, designed capaclcy ............
35611 78        11 C.P.M., and over, designed capaclcy ............
35611 79      Over 500 P.S.I., designed pressure ..................

            Diaphragm pumps .......................................
35611 82      Single diaphragm ....................................
35611 92      More Chan one dlaphragn .............................
35611 97    Other Industrial pumps, noc elsewhere  classified ......
      331

      (X)
      132
      (X)
        5
       29
       12

      (X)
       21

       11
       14
        9

      (X)
       10
       13
       11
       14
        6
        5
        1

       12
       38
       52
       52
       50
       33
       45
       52
       53
       57
       49
       36

       21
       21
       17
       21
       15

       20
       21
       19
       14
        9

       16
       16

       23
       21
       II

      (X)

       26
       21
       13
       It

       I]
       16
       14

        8
       10
        6

      (X)
       14
       10
       19
15,912.178

 5,192,364
       (X)
   236,544
        65
   210,749
    25.730

    31,910
     9,626

     3.920
    16,863
     1,501

 3,548,253
              110,883
                9,034
   134,145
    18,230
    16,862
     8,812
        92
       117
   105,841
   225,788
   292,119
   104,590
    30,106
    12,603

       (D)
       (D)
    33.010
    37,959
    28,023
    27,853
     5,709

     6,285
     6,089
     4,570
     4,575
       627

    26,026
     5.467
       954
       142
       102

     1,774
       511

 1.523,892
    94,327
     2,897

   848,355

   457,561
    98,412
    19,637
     3,551

   134,350
    37,938
    19,332

    '1.751
     4,441
     1.382

   '46,987
       (D)
       (0)
    80.315
5,169,055

2.284,470
  424,131
  113.953
    2,304
   98,463
   13,186

  197,708
   56,416

   22,182
   89,548
   29,562

1,169,107
                11,539
                 5,018
   26,329
    8,577
   12,114
   12,942
      579

    1,253
    6,372
   30,116
   70,616
   42,780
   28,392
   25,274

      (D)
      (0)
   42,518
   68.393
   51,145
   83,667
   53,959

    9,850
   23,413
   24*. 716
   36,261
   36,941

   13,784
   31,095
   31,131
   13.118
   21,692

   15,394
   40.297

   73.439
   51,919
  106.437

  204,818

   43.170
   28,973
   12,416
    9,766

   21,488
   37,626
   30.223

    7, 149
   10.918
    3,089

  1)1.046
      (3)
      (D)
   43.707
15.983,709

 5,186,024
       (X)
   219.179
        57
   179,794
    39,328

    30.804
    10,415

     5.620
    13,438
     1,331

 3,526.247
               120,963
                 7,558
   132,631
    14,440
    17,339
     6,180
        60

       F53
   118,104
   223,563
   312.873
   113,089
    28,590
    14,424

       (D)
       (D)
    38,509
    38,094
    29,601
    29,274
     5,536

     6,787
     7,219
     5,117
     5,940
       691

   r26,774
  •   6.510
     1,034
       110
       149

     2.129
       498

 1,432,595
   105,631
     2,648

   877,878

 .  476,351
   112,370
     7,370
     3.253

   136.034
    41.829
    16.728

    77.555
     4.814
     1,574

   452.876
       (0)
       (D)
    7S.040
4,797,423

2,131.235
  373,228
  105,655
    2.330
   85,198
   18,127

  166,922
   41,876

   19,187
   84,098
   21,761

1,122,184
                 12,235
                  4.903
   23,788
    7,198
    7,556
   10,649
      294

     r480
    6.368
   29.1 17
   73,697
   44,395
   26,903
   24,220

      (D)
      (D)
   49,092
   61,754
   52,175
   80,983
   51,329

   11,272
   20.622
   23.753
   28.70J
   30.491

   13.9 '6
   34.6)7
   28,624
    5, jO-i
   12,071
   71 .«">!>
   48. •>:•<
   A J ** -'*
   31 .  1'J-
   See footnotes . t end of cable.

-------
                   Tabla ).  QDAMTin AND VAUII OF SHIIimRS Or PUMPS AMD COMTUSMtSl   1991 AMD 1»»0—Continued

                                    (Quantity ia  nuaber of  unit*; value la  thousands of  dollars)
Produce
coda
35613 —
33613 13
35613 20
35613 26
39613 27
35613 28
33613 70
.3561$ —
35615 98
35615 99
35615 11
35615 13
35615 15
35615 73
35615 77
35615 78
35615 93
35615 95
35615 97
35631 —
35631 98
35631 01
35631 02
35631 03
35631 04
35631 OS
35631 06
35631 07
35631 10
35631 11
35631 12
35631 13
35631 15
35631 14
35631 17
35631 19
35631 29
35631 33
35631 34
35631 36
35631 37
35631 38
35631 39
35631 42
35631 43
35631 46
35631 47
35631 48
35631 51
35631 53
35631 56
35631 89
35631 93
35631 94
35631 96
Product deacrlptlon


* *™P . 3 h ihi 12
Sutneratbla pulp ajricna, 5 hp. and under2:


Doaeatlc hand and windmill pumps, pump jacks, and

Valua of drlvara (reported separately)! 	 	 	 	
Other pumps, excluding domestic water systems and imp
Oil veil and oilfield pumps (except boiler-feed) 	
Mud t 1 h ) P r S







1\* ** F 1
Other pumps, except automotive, (Include oil burner and
appliance pumps, fire engine puaps, laboratory puaps.

Value of drivers (reported separately)! 	


1 ?/7 h nd d



Re d bl tl
ISO h A Att


Discharge pressure 50 PS1C and under, all hp.
Discharge pressure of 51 PS1G and over:














250 to 599 C.F.M 	
600 to 899 C.F.M 	


tl trlfuf 1 and 1 1
H \g


Stationary reciprocating:
Integral engine*:? .


Other Chan Integral engines:
1*001 h d
St ' P Itlv
Other compressors (Including compressor packages) 	
Low vacuum. 29.5 Inches aercury vacuum and lower 	
High vacuum 29.6 Inches mercury vacuum and over 	
Packaged compressor units as^eoblcd from purchased
c op
Dumber
of
coapaales
(X)
19
7
18
16
16
5
(X)
14
5
(X)
10
6
6
(X)
21
(X)
21
11
2
5
26
(X)
47
(X>
(X)
(X)
20
25
22
14
(X)
9
5
(X)
8
6
15
16
10
7
(X)
7
(X)
2
5
(X)
11
9
10
10
5
6
6
(X)
(X)
5
5
(X)
3
2
2
16
6
6
6
(X)
24
li
*
1991
Quantity
.1,640.122
f 813,097
675,987
109,066
28,885
13,087
6,772,603
(X)
(X)
182,965
173,939
444
8,582
1,944,293
338,586
1,605,707
1,502,880
102,827
H, 645, 345
2,307,089
(X)
1,836,146
770,295
678.137
454,878
163,763
41.967
17,529
698
549
149
75,412
57.800
1.331
4,654
9,956
1.206
465
16.048
V 16,048
1.065.851
961,865
91.509
1,130
8,006
1,469
1,414
458
4,642
359
126
233
4,283
} »'
3.210
449
372
(0)
394,514
326.293
68.221
(U)
Valua
275,140
106,631
124,723
27,206
14,773
1,807
590.864
70,087
4,361
206,396
175.021
17,151
14,224
103.216
16,043
87,173
78.000
9,173
206,804
2,018,581
294,511
914,719
612.577
207.835
39.589
72.586
64,806
30,854
32.417
17.776
14,641
234.229
21.947
3,403
35,259
93,440
46,141
34,039
138,096
138,096
302,142
137.687
26.436
6.523
56,315
17,159
36.285
21.737
581.394
198.366
137.039
61,327
383.028
131.681
136,691
104.730
9.936
(0)
131, 6i9
73.552
58.107
(D)
1990
Quantity
1.637,619
872.636
630,341
99,347
22,055
13.240
6,823,180
(X)
(X)
188.473
179,822
489
8,162
2,049,002
397,949
1,651,053
1,540,664
110,389
4,585,705
2,336,886
(X)
1,856,766
830,205
745,795
560.101
129,488
41,187
15,019
1,971
1,807
164
81,403
63,033
814
T 5,203
10.543
1.365
445
1,036
1,036
rl. 026, 561
"•924,724
86,353
1,776
10,113
1,610
1.440
545
4,274
365
75
290
3,909
C308
r2,872
"•395
334
(0)
403,201
318.744
84.457
(D)
Value
263,615
112,275
116,002
23,359
10,336
1,643
563,440
•75,618
2,550
177,194
152,003
12,810
12,381
109,313
18,843
90,470
80,288
10.182
198,765
1.839,133
r245,797
923,970
590.705
194,671
36.150
66,756
61.064
30,701
29.534
12,417
17,117
242.152
20,754
2.653
r35,935
102,370
48,347
32,093
124,348
124,348
333,265
139,447
33,767
10.324
72.114
18,475
35,015
24.123
445,313
127,895
75,771
52.124
317,418
r62,406
135.492
107,163
12,357
(D)
142,730
75,484
67,246
(0)
(0) Data withheld to avoid disclosing figures for Individual coopdnies. Kevlsed by 5 percent or raoro (rom previously
    The value of drivers was  reported only at lh« product cl^st level.  For
noted for codes 3^613  13-70 and  )5«>3l i6-48, the value of drivers (?U-cirU
The extent to which sone respondents aay have Included the valutr of drtv.-rs
unknown.
   ^Include;, the value of drivers.
 product 1i no,  v« lue fI^urea exc lude. except a*
r or pr 1 oc  movers ) «n,;iped with thai product -
 t li«- value  of  spec I f tc pump* or coupcc g«ors Is
                                                                   D-35

-------
                                           Table 4.  Hiitum. luom, utroai, ta> ttram ooawmai or pom urn on

                                                             (Quaultr U Maker of omits; nig* la t»o«aaads *f dolUra)
Product
cod*
35611 01
13611 04
35611 05
15611 07
15611 0«
15611 10
15611 83-
15611 91
15611 11-
15611 19
1S611 21-
35611 29
15611 42-
35611 49
35611 52-
-35611 59
15611 62-
15611 69
15611 70-
15611 79
15611 82
15611 92
15611 11-
35611 70
15615 71-
15615 78
15615 11-
15615 15
15615 95
15615 97
35611 01-
35611 04
35611 05
35631 06
35631 07-
15611 15
35631 14
35631 17
35631 19
15631 29-
35631 39
15631 42
35631.43
35631 46-
35631 56
35631 89
35611 93
35631 94
Product description .
itmisniu. nan



.Centrifugal pumps — single ecsf**
.Centrifugal pumps— single stage.
1 Centrifugal pumpe — elngle stage.
, Centrifugal pumps— -multistage, sloglo
Other centrifugal pumpa. Including
U. "„ „»,.
[•Diaphragm, pump*, all typea, 	 	 •

OIL well tad oilfield puop« Uxcept
1 Oth«r PUMP*. Including hoc water
COMPRESSORS

/ reciprocating. « Ingle acting. ..........
Air compressors — stationary,
Air compressor* — stationary, rotary


U
LCaa compressors — centrifugal and «xl«l. .

Oth«r conprescors (lacludtng
SELECTED tints
I
XinafMCimr*1
«nl|«inr»
Qu«ottCr
13.524,774
236,544
31,910
298,175
771,047
900,791
22,146
32.691
1.623,401
641,155
446,997
1,640,122
182.965
4,645,145
2.254.955
678,117
698
75,412
16.048
1.065.851
159
4.281
19.651
394,514
V.lu.
f.o.b.
plcnc
2,607,116
111.591
197.701
78,151
201,550
157.709
111.181
110.820
287,486
204,818
111,054
275,140
101.216
206,196
206,804
1.657,125
207,815
12.417
214.229
118.096
102.142
198,166
381,028
29,151
111.659
Biport •hlpMatil 2

Qu«=-
cltjr
1,170.998
57,512
5.667
145, 2M
181.552
14,11}
1,340
5.177
81.248
111,150
49,150
I 67.011
1.147
1.112.221
519,002
L 167,790
V 60,260
23.888
6,107
260.957
V«lu«
<• r<-
porccdl
578.588
46.095
25,842
11.401
15,121
12,666
7,121
14,689
71,558
74,817
25,540
7,987
30,219
115,205
666,149
68,165
81,497
92,447
160,690
61.550
E*tiMC«d
producers '
..lu.1 4
311.991
40.789
22,868
27.787
11,262
28,906
6,478
10,696
61.122
66,206
22,600
6,979
44,456
119,641
589,652
60,319
72.117
81.806
119.175
56.215
Percmc
export* to
Mauf*e~
tarer* '
•hlpxoti
(turn-
tit,
11.8
24.1
17.8
48.7
24.5
1.8
6.1
15.8
5.1
11.9
11.0
1.9
1.8
24.4
23.0
24.7
79.9
2.2
25.1
66.1
Velae
22.2
40.6
11.1
40.1
17.4
9.1
5.6
31.1
24.9
16.5
19.5
2.1
24.1
65.4
40.2
28.4
14.9
10.6
59.1
48.3
tuporte for
coMuBptloa1 *
Quantity
29,115.191
158,170
2,144
116,615
101,121
17.999
7.012
2.781
554,044
227,546
15,996
15.769
1.041
27,094,949
4,100,260
174,098
326.264
2.046.S06
28,563
1,524.529
V«lu«6
100.669
27.770
1.112
21.914
22.722
7.995
761
6.121
72,488
28,581
7,595
624
10,027
90.947
366.318
3D. 165
58,994
41,093
101.968
122.098
Apparent .
coneuaptloa
QueatlCf
19,989,167
117.182
28,587
269.502
681.618
824,679
27,818
10.297
2.094.197
957.751
411,611
1.511,171
180.659
10.608.071
5. 83ft. 213
685.141
157,464
1,088,769
46,751
1.658,086
Value
2,129.917
95,268
174,998
68,864
190.944
111.028
124.621
' 82.234
288,416
158.592
111.109
171.093
166.184
162,546
1.357,094
210,252
149,822
252,788
354.025
190.207
Percent
(•porte to
apparent
consumption
Quao-
tltr
70.9
46.9
8.2
41.1
14.8
4.6
25.2
9.2
26.5
21.8
1.9
0.4
0.6
88.5
70.3
25.4
91.3
66.3
61.1
91.9
Value
12.9
29.1
1.8
11.8
11.9
2.4
0.6
7.4
25.1
18.0
6.7
0.2
6.0
56.0
27.0
18.2
16.9
17. 0
29.4
64.2
   .For coaparttron of SIC-bcsed  product  cod«t with Schedule ft export nueber*. and HTSUSA Import nu*b«r«  see table 6.
   ^Source:  Bureau of Ceoaue  report  CM  545. U.S. Enporta.
   .Excludea the valu« of driver*.
    Theee value* were derived  by uae  of  adjutttwot factor* to exclude freight, taaurao.ce, and other chargee Incurred In Coving goods  to  the  port of export'  Thia adJustMnt 1«
aade to convert the valuea to  an approximation of the producer*' value of exported goods.  Current adju«t-»ent factor* are ba«cd on data  for  1989 which are published In Export*
froa Kanufactorlng Eatabliehiient*;1999. AK89-., appendix B.  The adjustment factor applicable to tht* report Is 0.86*9.
   3Source:  Bureau of Ceasu*  report  IM  145. U.Sj^le»?ore« for Con
-------
MIROORS. ana*, iieom, ua tnaaft anaaana* or ran *n> comusoui  itto
       (Qu»tlty U uevbcr o( o«lte; »«!»• H tkonuMa of dollars)
rtodact
cod«
15611 01
35611 04
15611 05
35611 07
35611 0»
35611 10
356U -SJ-
35611 91
35611 11-
35611 19
35611 21-
35611 29
35611 42-
35611 49
35611 52-
35611 59
35611 62-
35611 69
35611 70-
33611 79
35611 12
35611 92
15611 11-
35613 70
35615 73-
35615 78
35615 11-
35615 15
35613 95
35615 97
35631 01-
35631 04
35631 05
35631 06
35631 07-
35631 IS
35631 14
35631 17
35631 19
35631 29-
35631 39
35631 42
35631 43
35631 46-
33631 56
35631 «9
35631 93
3S631 94
Product daecrlptloa.
IKDUSTtlAL ru*ra
L ""^
ILL .J! ^

C*atrlfu(«l PIMP*— «infl« «c«(*.
\ Ccatrlfugal pvmy*— •iafl« «C«<«,
C«atrlfufal piHpr— •ittcl* (tag*.
C«otrlfu.f«l {Hiap«— •ulttflt«««, •lagU
Otb«r c*atrifuc*l puBp*. locludlo*

.

\Dcmc*tle *u«p puaps, 1 hp. and un4«r. ...
{ Oil «•!! and oilfield pu«P« (*xcepc
i Otlur pu«pa. laeludinx hoc w«t«r
COHPUSSOBS
Co«pre««or* (excluding driver*). ..
}Alr co«pre«or«— •taclooary,
1 Air co^r«««or»"*t«tlon*ry.
l Air co^r«»«or»T-*t«tioa*ry, rotary
\Alr coop r«c«or*—- •taciooary.
( "*
LGM coapreeeore — centrifugal and siclel..

' Other coapreetors (Including
SELECTED PUHFS
/
-For coaparlaon of SIC-based product coda* with Sc
^Source: Bureau of Census report EH 543, U.S. Cxp-
^Excludes the value of drivers.
Theae values were derived by use of sdjustawot fs
aade Co convert the values to en approxlaatlon of the
fro* Manufactorlng Establishments: 1987 end 1986. AR8
^Source
*thl« d
'kppere
: Sureeu of Census report IN 143. U.S. lap
tUnalMtaran '
•mnMmt*
Quantity
13,567.713
219.179
30,804
299,224
810.643
812,548
25,754
34,377
1,543,501
877.878
452,876
1.637,619
2.049,002
188.473
4,585.705
2,288.954
745,795
1,971
81,403
1,036
1,026,561
365
3,909
24.713
403,201
Veins
f.o.b.
pleat
2,469,998
105.655
166,922
67.103
204,700
345,944
114,841
94,813
294,783
202.546
123,804
263,615
109,313
177.194
198,763
1.536.906
194,671
29.534
242.152
124.348
333,265
127,895
317.418
24.891
142.130
ledule 8 export nuabers
arts.
ctors to exctude frelgh
producers' value of ex
7-1. appendix B. The a
otcs for Consuaptlon.
olUr velue represents the c.l.f. (cost, Insurance, end freight) v
nt consuaptlon Is derived by subtracting exports fro*, the tocsl of
Export shlpaeatsl 1

Qina-
tltj
1.979.875
67.570
7,001
94,895
178.802
12.113
1,276
4,340
73,012
146,850
48.866
\ 65.762
1.985
1,277.403
197,902
V 155.011
1 29.929
17.014
I 4.S2B
191,400
Value
to t«-
•ortedJ
472,904
41.818
26.637
19, BM
30,171
26,528
4,752
23,707
31,549
67,976
19,277
8.176
27.388
124,817
590,317
59,337
66,908
66,603
347,751
49,718
Istlaatad
nrodueara*
value* 4
422.020
37,116
21,771
17,748
26,923
21.674
4,241
21,156
46.002
60.662
17,203
7,475
24,441
111,387
526.799
52,952
59.709
59.437
110.333
44.368
Patent
«a»ort> to
MBBfae-
turara'
shipments
Quan-
tity
14.6
30.8
21.7
31.7
22.1
1.5
5.0
12.6
4.7
16.7
10.8
1.8
1.1
27.9
17.4
20.7
16.8
1.7
15.6
47.5
Value
19.1
19.6
16.0
29.6
14.7
7.7
4.1
25.0
17.5
33.6
15.6
2.2
15.5
62.6
38.4
26.3
27.6
20. D
74.0
14.8
Xflport* for
coostjaptloal >

24.932.774
189,976
956
124,763
62,483
8,375
92,562
1.238
1.000,933
161,380
15,291
69,213
1,274
23.204,328
3.084.868
146,580
305,002
1.354,294
Z5.SS4
1.253.418

287.312
22.641
4,256
12.606
14.140
6.875
1.467
1,915
74,054
21,610
5,492
187
5,678
92,211
354,741
42,173
56.838
47,105
90.1>7
118.438
•peanut ,
coa.taatloa'

36.520,682
341.585
24,759
329.092
694,326
808,810
117,040
31,475
2.471,422
892,408
419,301
3.690,072
187.762
26.312,630
2.686,966
719,315
337,512
2.363.841
30.013
I.46S.219

2.284.426
86, 4M
144.541
79,619
188,669
326,291
111,556
71,021
117,286
158,180
110,019
364,739
135,484
166.161
I. 301. 330
207,041
356,430
313.767
212.642
211.450
farcattt
taperta to
apperent
consumption
Qua»-
68.1
33.6
3.9
37.9
9.0
1.0
79.1
3.9
40.3
18.1
3.6
1.9
0.7
87.5
114.8
19.6
85.1
57.3
31.1
B5.5

12.6
16.2
2.9
40.8
7.5
2.1
3.1
2.6
23.3
13.0
3.0
0.1
3.7
55.5
27.3
20.4
15.9
15.0
42.4
56.0
and HTSUSA taport nuabers see table 6.
, Insurance, and other charges Incurred In aovlng goods to the port of export. This sdjustaeot Is
orted goods. Current adjustaent factors are based on data for 1987 which are publtahed in Exports
justaent factor applicable to this report tfl 0.8924.
lue at the first port of *ntry In the United Ststes plus laport dutte*.
Manufacturers', shipments plus laports.
                          D-37

-------
        Tabls 6.   COKP AIISOII Or STANDARD IKDUSTRIAL CLASSIFICATION-BASED PtODUCT COOES VIIH
                   SCHEDULE B EXPOd NIMBSIS, AND BTSUSA IMPOCT IKMBCISl  1991
Product
cod*
3S611 01
3S611 02
35611 04
3S611 OS
33611 07
35611 08
35611 10
35611 83
35611 84
35611 85
35611 86
35611 87
35611 88
35611 89
35611 90
35611 91
35615 77
35615 78
35611 11
35611 12
35611 14
35611 15
35611 16
35611 19
35611 21
35611 22
35611 23
35611 24
35611 25
35611 26
35611 29
35611 42
35611 44
35611 46
35611 48
35611 49
35611 52
35611 54
35611 56

35611 58
35611 59
35611 62
35611 64
35611 65
35611 66
35611 69
356U 70
35611 71
35611 72
35611 73
35611 74
35611 75
35611 76
35611 77
35611 78
35611 79
35615 73
35611 82

35611 92
35611 97
35615 97
35615 95
35613 13
35613 20
35613 26

35613 27
35613 28
35613 70
35615 11
35615 13
35615 15
35631 29
35631 33
35631 34
35631 36
35631 37
35631 38
35631 39
Product description









•Submersible centrifugal puaps. Industrial and domestic....




,
(Centrifugal pu«ps, .Ingle stage, single suction, close
F coupled, 1/2" discharge outlet through 1-1/2" 	
(Centrifugal pumps, single stage, single suction, close

"\
[Centrifugal pumps, single stage, single suction, frame

(Centrifugal pumps, single stage, single suction, frame

I
[centrifugal pumps, single stage, double suction, from

I

ICentrifugal pumps, multistage, single or double suction.



bther centrifugal pumps, Including propeller and mixed







>Rotary pumps, domestic and industrial 	 	 	






Diaphragm pumps, all sizes, Industrial type •


Other pumps not elsewhere classified Including









Oil well and oilfield pumps; 	







Export
number 1
8413.S0.009C

8413*81 002G






8413.70.2004





8413.70.2005
8413.70.2015


8413. 70.2022

8413. 70.2025


84 13. 70 2030




84 13* 70 20^0


' 8413.70.2090
k 8413.70.1000






" 8413.60.0070
8413.60.0090





84 13. 50 0050


' 8413.20.0000
8413.81.0040




o*« 1 J . o 1 . 0030



" 8413. 50. 0010
8413-60.0050


84 14. 4Q.OOOO
8414. HO. 10*5


laport
amber 2
84 1 1 ^n nflQfl
O^I J. JU.UU7V
RA it ft i nfi~yn
O^l J.Ol.UOaiU





8413.70.2004





8413.70.2005
8413 70 2015


8413. 70. 2022

8413 70 2025



8413. 70* 2030



at. I •» 7fj •)f\/.f\
o** 1 J. /U. iU*»U

8413.70.2090
8413.70.1000






8413.60.0070
8413.60.0090





ftt 1 1 ^n rtd^n
O4* 1 J. 3U. UU 5U

8413.20.0000
8413.81.0040




O4 1 3.8 1 .0030



8413.50.0010
8413.60.0050


'8411.40.0000
8414.80. ! 085
_S4|4.80.IOYO


See footnotes at end of table.
                                              D-.18

-------
a
                                  Table 6.   COMPARISON OP STANDARD INDUSTRIAL CLASSIFICATION-BASED PRODUCT CODES WITH
                                        SCHEDULE B EXPORT NUMBERS, AND HTSOSA IMPORT NUMBERS:  1991—Continued
Product
code
35631 01
3S631 02
35631 03
35631 04
35631 OS
35631 06

35631 42
35631 43
35631 07
35631 10
35631 11
35631 12
35631 13
35631 14
35631 15
35631 17
35631 19
35631 46
35631 47
35631 48
35631 51
35631 53
35631 56
35631 89
35631 93
35631 94
Product deacrtptton
^

^Stationary reciprocating air conpressora, single and





\

Air compressors, stationary, rotary positive, centrifugal,


/
N






Export
nunberl


( 8414.80.1018
•I 8414.80.1042
^8414.80.1055


8414.80.2010



{8414.80.1060
8414.80.1067
8414.80.1075
8414.80.1080



C 8414.80.2050
< 8414.80.2060
(^ 8414.80.2070

8414.80.9000
8414.10.0000

Inpocfl
nunbei^l
'8414.80.1005
8414.80.1015
8414.80.1025
< 8414.80.1035
8414.80.1040
8414.80.1045
.8414.80.1055
8414.80.2010



'8414.80.1060
8414.80:1065
8414.80.1070
8414.80.1075
.8414.80.1080



8414.80.2050
8414.80.2060
8414.80. 2070

8414.80.9000
8414.10.0000

                            Source:   1991 edition. Harmonized System-Based Schedule B, Statistical Classification of
                        Domestic and  Foreign Commodities Exported from the United States.
                           ^Source:Harmonized Tariff Schedule of the United States, Annotated (1991).
                                                           D-39

-------
      €RIPT10N OF SURVEY

      of Survey. This survey covers companies engaged
in manufacturing industrial pumps, (reciprocating, tur-
bine, centrifugal, and rotary pumps); domestic water
systems, including  domestic sump pumps; oil well and
oilfield pumps; air compressors; gas compressors; and
vacuum pumps. Very small firms (generally less than 5
employees) for which 1987 Census of Manufactures data
were derived from  administrative records of other gov-
ernment agencies are excluded. Excluded from this sur-
vey are hand pumps; measuring and dispensing pumps;
automotive  circulating  pumps; hydraulic fluid  power
pumps; paint-spraying equipment; compressors for ice
making, refrigeration equipment, and air-conditioning
units; and replacement and repair parts for pumps and
compressors.

Survey Methodology. The statistics in this publication
were collected by mail on Bureau of the Census annual
Form MA35P, Pumps  and Compressors. The  survey
panel includes all known manufacturers of the covered
products, except the very small firms excluded from the
scope of the survey. Approximately 331 companies are
included. No estimate  is  derived for the  small firms
   «'  ided from the survey.

     bility of Data.  Survey error may result from several
sources:  (1)  inability to obtain information  about all
cases in the survey; (2) response errors; (3) definitional
difficulties;  (4) differences in the interpretation of ques-
tions; (5) mistakes in recording or coding the data obtained;
and  (6) other errors of collection, response, coverage,
and  estimation  for  missing data.  These nonsampling
errors  also occur in complete censuses. Although no
direct measurement of the biases due to nonsampling
errors  has  been obtained, precautionary steps were
taken in all  phases of  the collection, processing,  and
tabulation of the data  in  an  effort  to  minimize  their
influence.
  A  major source of bias in the published estimates is
due to imputing data for nonrespondents, for late report-
ers, and for data which fail logic edits. Missing figures are
imputed based on yearly movements  shown by  report-
ing firms. Imputation generally is limited to a maximum
of 10 percent for any one data  cell. Figures with imputa-
tion rates greater than 10 percent are footnoted.
  The imputation rate is not an explicit indicator of the
potential error in published figures due to nonresponse,
because the actual  yearly  movements for nonrespon-
      may or may  not  closely agree with the imputed
      lents. The range of difference between the actual
     iputed figures  is not precisely known, but is assumed
to be small. The degree of uncertainty regarding the
accuracy of the published data increases as the percent-
age  of imputation  increases.  Figures with imputation
rates above  10 percent  should be used with caution.
Revisions to Previous Period Data. Statistics for previ-
ous years may be revised as the result of corrected data
from respondents, late reports for which imputations
were made as described  above, or other corrections.
Figures which have been revised by more than 5 percent
from previously published figures are indicated by foot-
notes.

Adjustment for Price Change. All dollar figures included
in this publication are in current dollars; i.e., they have
not been adjusted for price change.


EXPLANATION  OF TERMS

Quantity and Value of Shipments. The figures on quan-
tity and value of shipments represent physical shipments
of all products sold, transferred to other establishments
of the  same  company, or shipped  on consignment,
whether for domestic or export sale. The value repre-
sents the net sales price, f.o.b. plant, to the customer or
branch to which  the products are shipped, net of dis-
counts, allowances, freight charges, and returns. Ship-
ments to a company's own branches are assigned the
same value as comparable sales to unaffiliated custom-
ers; i.e., the value includes an appropriate allocation of
company overhead  and profit. Products bought and
resold without further manufacture are excluded.

Pump. A device for raising, transferring, or moving fluids
or for attenuating gases by suction or pressure or both.

Driver.  An electric motor, or a prime mover,  such as
steam engine, steam or gas turbine, or internal combus-
tion engine.

Classes of Pumps:

  Direct-Acting Steam-Driven. A reciprocating pump
  and a steam engine built together as a unit. The power
  to drive the pump is furnished by the steam engine.
  Power-Operated, Other  Than Steam. A reciprocating
  pump driven by power from an outside source applied
  to the crankshaft of the pump.

Types of Pumps:

  Single (Simplex) Pump.  A reciprocating pump having
  one liquid piston or its equivalent single or double
  acting plunger.

  Duplex Pump. A reciprocating pump having two liquid
  pistons or  their equivalent  single  or double acting
  plungers.

  Triplex Pump.  A  reciprocating pump having three
  pistons or  their equivalent  sfngle  or double acting
  plungers.

-------
10
  Multiplex Pump. A reciprocating pump having more
  than three pistons or their equivalent single or double
  acting plungers.
  Horizontal Pump. A reciprocating pump having the
  axial centerline of the cylinder or cylinders in a hori-
  zontal position.
  Vertical Pump. A reciprocating pump having the axial
  centerline of the  cylinder or cylinders in a vertical
  position.

Vertical Turbine Pumps  (Including Deep  Well). A sub-
mersible pump system, over 5 horsepower. Submersible
pump systems, 5 horsepower and under, are included in
domestic water systems.

Centrifugal Pumps:

Classes of Pumps:

  Centrifugal Pump. A pump in which the pressure is
  developed  principally by  the action of centrifugal
  force. Pumps in this class  with single inlet impellers
  usually have a specific speed below 4200, and with
  double suction impellers, a specific speed of below
  6000. In pumps of this class, the liquid normally enters
  the impeller at the hub and flows radially to  the
  periphery.
  Frame Mounted Pumps. A pump design in which the
  impeller is mounted on a shaft, held in a bearing frame
  and coupled to a motor with a flexible coupling.
  Close Coupled Pumps. A pump  design in  which the
  impeller is mounted on the motor shaft.
  Mixed Flow Pump.  A pump in which the head is
  developed partly by centrifugal force and partly by the
  lift of the vanes on the liquid. This type pump has a
  single inlet impeller with the flow entering axially and
  discharging in an axial and radial direction. Pumps of
  this type usually have a specific speed from 4200 to
  9000..
  Axial Flow  Pump. A pump of this type, sometimes
  called a propeller pump, develops most of its head by
  the propelling or  lifting action of the vanes on the
  liquid. It  has a single inlet  impeller, with the flow
  entering axially and discharging nearly axially. Pumps
  of this type usually have a  speed above 9000.

Types of Pumps:

  Single Stage Pump.  A pump in which the total head is
  developed by one impeller.
  Multistage Pump. A  pump  having two or more impel-
  lers acting in series in  one  casing.
  Single Suction Pump.  A pump equipped with one or
more single suction impellers.
Double Suction Pump. A pump equipped with o
more double suction impellers.
Rotary Pumps. A positive displacement pump, con-
sisting of a fixed casing containing gears, cams, screws,
vanes, plungers, or similar elements actuated by rota-
tion of the drive shaft These pumps are characterized
by their close running clearances and the absence of
suction and discharge valves.
Domestic Water  Systems. Water supply pumps for
household and farm use. A pump sold separately as
well as a complete system containing driver, tank, and
fittings. Includes submersible pump systems 5 hp and
under.  Submersible pump systems over 5 hp. are
reported  as vertical  turbine pumps.  Excluded are
irrigation pumps, which are reported under industrial
pumps by class and type of pump.

 Jet Pump. A pump with built-in jet (ejector) assembly
 for either shallow  or deep well use.
 Convertible Jet Pump. A pump  with separate jet
 (ejector) assembly which permits installation as or
 conversion to either shallow or deep well settings.
 NonjetPump. An electrical reciprocating piston p
 for shallow or deep well use.
 Submersible Pump. A pump completely submerc
 in water (well, pond, reservoir, etc.) which utilizes a
 series of impellers and diffusers (stages) on a single
 shaft or a helical rotor positive displacement design
 propelled by an oilfilled or water-lubricated motor.

 Domestic Hand Pumps, Etc. Hand, windmill, or engine-
 driven well pumps not electrically powered.

Oil Well  and Oilfield Pumps. Included are pumps
especially designed for oil well and oilfield applica-
tions.

Vacuum Pumps. A device for withdrawing air, gas, or
airgas mixtures from  piping systems,  enclosed ves-
sels,  or enclosed  spaces, discharging the air to atmo-
sphere, and removing the  moisture.

Compressors. Devices for compressing gases, such
as air, for motive  power or natural gas for the transfer
of gas or for the recovery of liquid hydrocarbons

 Stationary Air Compressors. Air compressors intended
 for permanent installation and which are not typically
 mobile.

 Portable Air Compressors. Air compressors
 are  mountable on wheels, skids, or motor truck
 as to be typically mobile.

 Gas Compressors. Engine-compressor units thjt Am-
 orally consist of  an integral engine compressof block
                                                   D-41

-------
                                                                                                  u ...^
    that houses both the engine and compressor. In such
    machines, the engine pistons and compressor pis-
    tons are mounted on a common crankshaft.


COMPARISON OF EXPORT, IMPORT, AND
DOMESTIC OUTPUT DATA

  The trade comparisons shown in this report should be
considered only as approximations. Several problems
prevent precise comparisons among imports,  exports,
and domestic output. These problems include the fol-
lowing:

• Export and import comparisons do not account for the
  origin of materials used to manufacture the finished
  product. Domestic output includes any goods that
  undergo substantial transformation  into a  finished
  product in the U.S., even if the goods are  partially
  constructed abroad or  are constructed of imported
  materials.

• There will be a lag between the time a producer makes
  or ships a product and the time it is actually exported.
  Similarly,  there may be  a lag between the time a
  product is imported and when it  enters into U.S.
  distribution channels.

  The basic structures of these classification  systems
  differ. The Standard Industrial Classification (SIC) sys-
  tem used for domestic output was developed inde-
  pendently of the Harmonized System (HS)  used to
  classify imports and exports. The level of detail pro-
  vided by  the different  systems varies substantially,
  reflecting their different objectives. For example, there
  are a number of  imported commodities that  have no
  comparable domestic output classification.

• Because producers' shipments of some commodities
  may be used as materials for incorporation into other
  commodities, combinations of domestic output data
  for such commodities may contain some duplication.

• Import and export data  reflect the movement of mer-
  chandise into and out of U.S. foreign trade zones, the
  U.S. Virgin Islands, and the U.S. customs territory of
  the 50 States, the District of  Columbia, and Puerto
  Rico. Domestic output reflects activity in the 50 States
  and, only if specified, in Puerto Rico.

• Import and export data generally do  not distinguish
  between new, used or rebuilt commodities.

• The valuations of the three data  sets differ. Domestic
  output is valued at the point of production. It includes
  the net sales price, f.o.b. plant, after discounts and
  allowances, and excludes freight charges and excise
  taxes. Exports are valued at the  point  of exportation.
  Export value includes the net sales price or value, and
  inland  freight,  insurance  and  other  charges to the
  export point Imports are valued at the first port of
  entry in the United  States. They include the cost
  insurance, freight, duty, and  other charges to  the
  import point.
• Detailed commodity  information is not included for
  individual export or import shipments at or below a
  certain dollar limit. This dollar limit is $2,500 for exports
  and $1,250 for imports, except for import of textiles
  and textile products,  gloves, footwear, and miscella-
  neous rubber and plastics products, where the limit is
  $250.

HISTORICAL NOTE

  Data on pumps and compressors have been collected
by the Bureau of the Census since 1960. Data on hydrau-
lic fluid power pumps and motors formerly collected on
this survey are now included in the Current Industrial
Report,  MA35N, Fluid Power Products. Historical data
may be obtained from Current Industrial Reports avail-
able at your local Federal Depository Library. A list of
these libraries may be obtained from the Bureau of the
Census regional offices:
Office

Atlanta, Georgia
Boston, Massachusetts
Charlotte, North Carolina
Chicago, Illinois
Dallas, Texas
Denver, Colorado
Detroit, Michigan
Kansas City, Kansas
Van Nuys, California
New York, New York
Philadelphia, Pennsylvania
Seattle, Washington
                                        Telephone

                                     404-730-3833
                                     617-565-7100
                                     704-344-6142
                                     312-353-6251
                                     214-767-0621
                                     303-969-6750
                                     313-354-4654
                                     913-236-3728
                                     818-904-6339
                                     212-264-4730
                                     215-597-8313
                                     206-728-5314
Historical data are also available on microfiche. For
further information contact the Bureau of the Census,
Data User Services Division, 301-763-4100.


RELATED REPORTS

  The Bureau of the Census publishes the following
related reports:

Series   Frequency   Title

Current Industrial Reports
MA35D  Annually     Construction Machinery
MA35F   Annually     Mining Machinery and
MA35L   Annually
                      Mineral Processing
                      Equipment
                      Internal Combustion
                                               D-42

-------
 U.S. Department of Commerce
 BUREAU OF THE CENSUS
 Washington, O.C. 20233

 Official BualrwM
 Penalty for Private Uu, $900  .
                                                                     FIRST-CLASS MAIL
                                                                   POSTAGE & FEES PAID
                                                                          CENSUS
                                                                      PERMIT No. G-£
Series    Frequency

MA35M   Annually

MA35N   Annually

MA36H   Annually

Other Industry Reports
M3-1      Monthly
(AS)


(MC)
Annually


Quin-
quennially
Foreign Trade Reports
CD-ROM  Monthly/
          Annually
FT 447    Annually
CD-ROM

FT 247
Monthly/
Annually
Annually
            Title
            Air-Conditioning and
            Refrigeration Equipment
            Fluid Power Products
            Motors and Generators
Manufacturers' Shipments,
Inventories, and Orders
Annual Survey of
Manufactures (ASM)

Census of Manufactures
U.S. Exports—Schedule B-
Commodity by Country

U.S. Imports for
Consumption—HTSUSA—
Commodity by Country
CONTACTS FOR DATA USERS

Subject Area      Contact
Current Industrial
Report MA35P
       Lynn Jedrey
           Phone Number

           301-763-5547
                               Subject Area
                               Classification
                               Systems
                               Comparability
                               Foreign Trade
Census/ASM

International
Trade
Administration
To order a
Current Industrial
Report
To subscribe to a
Census Bureau
publication
Contact
Francis
McCormick
(ESD)
Trade Data
Inquiries Staff
(FTD)

Tom Lae
Edward
McDonald

Superintendent
of Documents
(GPO)
Superintendent
of Documents
(GPO)
                                 Phone Number

                                 301-763-1935



                                 301-763-5140
                                                                           301-763-57

                                                                           202-377-068'
202-783-3238
                                                                                     202-512-2303
ACKNOWLEDGMENTS

  This report was  prepared  in the Industry Division,
Bureau of the Census, under the direction of Thomas
Flood,  Chief,  Current  Durables Branch, and  Milbren
Thomas, Chief, Machinery and Equipment Section. Lynn
Jedrey was directly responsible for the review of the
data  and  preparation  of  the   report.  Roger  H.
Bugenhagen, Acting Chief of the Division, and Robert N.
Tinari, Assistant Chief for  Current Industrial Reports,
provided overall direction and coordination to this project.
                                                  D-43

-------
                                                                            CURRENT INDUSTRIAL REPORTS
   •turn*
U.S. Department of Commerce
Economics and Statistics Administration
BUREAU OF THE CENSUS
                              Motors and
                              Generators

                                             1991
                                          MA36H(91)-1
                                  Issued November 1992
SUMMARY OF FINDINGS

   During 1991, manufacturers' value of shipments of
motors and generators, including interplant transfers,
totaled $7,646.3 million, a 1-percent increase above the
revised 1990 shipments of $7,552.8 million.
   The 1991 data for individual categories of motors and
generators exhibited the following changes: The dollar
value  of shipments of fractional horsepower motors
decreased 3 percent, to $3,584.2 million in 1991 from
$3,698.3 million in 1990; integral horsepower motors
and generators showed an increase of 1 percent in the
 ralue  of shipments, from $1,568.3 million  in 1990 to
$1,597.0 million in 1991. The dollar value of shipments of
land transportation motors and generators decreased 1
percent, from $198.6 million to $195.4 million. There was
a 13-percent decrease in the value of shipments of prime
mover generator sets sold. In 1991, $1,139.5 million was
reported in this category compared with the $991.9
million reported in 1990. Electric motor generator sets
and other rotating equipment, including hermetics and
parts, showed a 2-percent increase in value, from $1,127.1
million to $1,098.8 million.

  A description of the survey methodology and related
information appears on page 10.
                           Table 1. VALUE Of SHIPMENTS OF MOTORS AND GENERATORS, BY PRODUCT CLASS:  1982 TO 1991

                                               (Mlllloni of dollar.)
Product
code
3621
36211





36217



Produce description
Motors and generators 	
Fractional horsepower motor*, excluding

than for land transportation equlpaent 	



Motor generator sets and other rotating
equipment:



1991
7,646.3
3 584.2

1,597.0


1 139.5
325.4



1990
7.552.6
3 698.3

1.568.3



311.4



1989
7.947.3
4 049 7

1,573-5







1988
7,664.1
3 983 5

1.477.0



250.5

2487 8

1987
6. 806. 2

1,249.7



248 1



1986
6,198.6

1,191.5







1985
6,267.3

1.201.2







1984
6,314.6

1.209.3







1983
5.651.5

1.134.5







m:
s. as*.]

1 . iO1* .8


.




     (NA) Not available.    Revised by 5 pe

     I
                                            vlously published figures.
     ?Prlor to 1986, data for produce code 36219, parts for oocors and generators, were collected only on a partial basis and Included with product cod*
      Revised downward due to reporting errors.
Address inquiries concerning these figures to U.S. Department of Commerce, Bureau of the Census. Industry Division. Washington. 0 C ."O." I I
or call Robert Wright. 301-763-5573.
For sale by the Superintendent of Documents, U.S. Government Printing Office. Washington, D.C. 20402.
                                                D-44

-------
2
                                 I«bl« 2.   QUANTITY tm VALUE Or SHIFKEHTS OF MOTORS AMD CENEIATOISt   1991 AMD 1990

                                                         (Value to thouaanda of dollar*)
  Product
     cod*
                                     FroducC description
   Number
       of
coapanlea
                                                                                                         1991
                                                                                                 Quantity
                                                                                                                  V«lu«
                                                                                                                                   1990
                                                                                                                           Quantity
                                                                                                                                            Valua,
 3621            Motor* and generator*	

 36211 —  Fractional horsepower  (excluding heraetle* and other rotating equipment).
 36211 OH    Ua	
                      Split phase	
 36211 32                Less than 2.5 inch diameter	
 36211 33                2.5 to lesa than 3.75  Inch diameter	
 36211 34                3.75 to less than 4.375 inch  diameter	
 36211 35                4.375 to  less than 5.375 inch diameter	
                        5.375 to leaa than 6  Inch diameter:
 36211 36                  Less than 746 watta,  under  1  hp  (2 digit  FS)	
 36212 3E                  746 watta and over,  I  hp and  over (2 digit FS) (see code
                           36212  X*)	
                        6 Inch dlaaeter and over:
 36211 38                  Less than 746 watts,  under  1  hp   (2 digit FS)	
 36212 3F                  746 watts and over.  1  hp and  over (2 digit FS) (see code
                           36212  X4)	
                      All other single  phase	
 36211 42                Lees than 2.5 Inch diameter	
 36211 43                2.5 to less than 3.75  Inch diameter	
 36211 44                3.75 to less than 4.375 Inch  diameter	
 36211 45                4.375 to  less than 5.375 Inch diameter	
                        5.375 to  less than 6  Inch diameter:
 36211 46                  Less Chan 746 watts,  under  I  hp  (2 digit  FS)	
 36212 4C                  '46 watts and over.  1  hp and  over (2 digit FS) sec code
                           36212  X4>	
                        6 Inch diameter and over:
 36211 4U                  Less than 746 watts,  under  I  hp  (2 digit  FS)	
 36212 411                  746 watts and over,  I  hp and  over (2 digit FS) see code
                           J6212  X4)	
     (NA)

     (NA>

       13

       22
       22
        1
        8

     (NA)
     (NA)
       10
        4
     (NA)
        6

        6
        7
        4

        6
        6
        4
     (NA)
        6

        9
        9
       11

       3

       5

       4
    (NA)
       4
       8
       5
       7

       6

       5

       7

       7
    (NA)
       1
       4
       3
       6

       9

       4

       5

       2
    (NA)

       1
       1
       3

       4

       3
        (X)

    282,890

    117,997

        217
        393
     18,458

    116,728

      2340

     25,388
     7,735
     17,653
     48,153
        (D)

     5,845
     12,077
     2,718

     2,095
        (D)
     12,346
        (D)

        762
        990

        67
        667

        (D)
        899
        834

     37,098
       (3)

       (*)
     7,031

[•    5.416
       733
       391

       265
   226


 9,403
    17

 1,966

   (D)



   (D)


12,565


   (D)


   (D)



 6.'76 |
          7,646,263

          3,584,182

            890.405

             47,516
             85.759
             72,274

          1,875,131

            264.600

            100,783
             37,982
             62.801
            363,549
                (D)

             68,696
            107,429
             34,092

             33.052

                (P)
            317,502
                (0)

             18.871
             18,622

             2.714
             13,112

                (D)
             17,099
             22,173

           3212,756
    (3)


218,736
111,835
 49,913
 16,578

 15,860

    <*)

 24,550


293,902
  1,855

 38.570

    (0)

    (*>

    (D)

    (')
402,018


    (0)


    (D)
    (X)

292,579

130,849

    284
    380
 20,776

113,391

   236*

 23,941
  7,101
 16,840
 42.986
    (D)

  5.567
 12.038
  2.774

  2.107

    (D)
 13,344
    (D)

    724
  1,410

    103
    770

    (D)
    716
    964

 37,870

    (*)

    (3)

    («>
  7,703
  5,758
    737
    404

    274
                                 530

                                 (*)
                              10,529
                                  17

                               2,009

                                 (D)
                                 (D)

                                 (*>
                              12,854
                                 (D)


                                 (D)

                                 (')

                               7.371
                        7,552,788

                        3.698.323

                        1,007,954

                           50,500
                           88,267
                           72,265

                        1,879,162

                          247,516

                           97,286
                           35,488
                           61,798
                          340,091
                              (D)

                           63,161
                          103,765
                           33.431

                           31,637

                              (D)
                          341,763
                              (D)

                           15,497
                           24,423

                            3,826
                           13,319

                              (0)
                           18,607
                           23,503

                         3231,494
    (3)

    (*)
218.041

118,255

 50,294
 17,112

 11.576

    (')

 20,804

    («)
322.097

  1,775

 38,970


    (D)

    (')

    (D)


403.734


    (D)


    (0)

    (M

249.883
   See footnotes At end o( table.
                                                                                 D-45

-------
                           T«bl« 2.  QQAKITT AMD VALUE or SHIPMENTS Or HDIOtS AMD CimATOISi  1991 AMD 1990—Continued

                                                         (Valo*  lo thousands of dollars)
 Product
    cod*
                                     Produce description
                                                                                       Number
                                                                                           of
                                                                                                         1991
                                                                                                 Quantity
                                                                                                                 Value
                                                                                                                                  1990
                                                                                                                          Quantity
          Fractional horsepower (hermetlca and other rotating e«,ulpment)--Contlnued
            All other uaea— Continued
              A.c. (non-commutated) — Continued
                Single phase or polyphase — Continued
                  Single phase— Continued
                    Polyphase (servo end non-servo) ...... ....... ..... ..............
                      Synchronous stepper Motors:
36211 SI                Less than 3 Inch dlasuter ..................................
36211 52                3 to less than 4 Inch diameter .............................
36211 53                4 to lea* than 6 Inch diameter .............................
36211 54                6 Inch diameter and over ...................................
                      All other polyphase:
                        Servo (Induction rotor):
36211 SM                  Less than 4.375 Inch diameter ............................
36211 SO                  4.373 to less than 5.375 Inch diameter ...................
36211 SO                  S.37S Inch diameter and over .............................
                        Non-fervo:
36211 5P                  Less than 4.37S Inch diameter ............................
36211 5R                  4.37S to less than S.37S Inch dlaaeter ...................
                          5.375 to less than 6 Inch diameter:
36211 ST                    Leas than 736 watta. under 1 hp  (2 digit FS) ...........
36212 SI                    746 watts and over, 1  hp and over (2 digit FS) (see
                             code 36212 X5) ........................................
                          6 Inch Idameter and over:
36211 SV                    Less than 746 watts, under 1 hp  (2 digit FS) ...........
36212 SJ                    746 watte and over, 1  hp and over (2 digit FS) (see
                             code 36212 XS) ........................................
            D.c. or universal motors by case size.. .............. ..................
              Leas than 4.0 Inch dlaaeter. .........................................
              4.0 Inch diameter and over. ...................... ..... . ....... .......
              By commutation:
                Mechanically comnutated (brushes,  for example) ............... . .....
                  Cased or sleeved:
36211 6E            Less than 2.87S Inch dlaaeter ..................................
36211 6F            2.87S to less than 3.188 Inch  diameter .........................
36211 6C            3.188 to less than 3.563 Inch diameter .........................
                    3.563 Inch diameter and over:
36211 6H            Less than 746 watts, under 1 hp (2 digit FS) ...................
36212 6K            746 watts and over, 1 hp and over (2 digit FS) (see code
                     36212 X6) .......... . ..........................................
                  Uncased:
36211 6J            Less than 2.87S Inch diameter ..................................
36211 6K            2. 875 to less than 3.188 inch diameter .........................
36211 6L            3.188 to less than 3.563 inch diameter .........................
36211 6M            3.S63 to less Chan 4.37S Inch  diameter .........................
                    4.375 inch diameter and over:
36211 6N              Less than 746 watts, under 1 hp (2 digit FS) .................
36212 6L              746 watts and over, 1 hp and over (2 digit FS) (see code
                       36212 X6) [[[
                Permanent magnet (brushes) .........................................
                  Servo:
36211 8F            Less Chan 2.0 inch diameter ....................................
36211 8C            2.0 to less than 4.0 inch diameter .............................
36211 8H            4.0 inch diameter and over .................................. ...
                  Non-servo:
36211 81            Less than 2.0 inch diameter ....................................
36211 8J            2.0 to less than 4.0 inch diameter .............................
36211 8K            4.0 inch diameter and over .....................................
                  Wound field:
36211 8L            Less than 2.0 inch diameter ....................................
36211 8H            2.0 to less than 4.0 Inch diameter .............................
36211 8N            4.0 inch diameter and over .....................................
                  Electronically commutated ........................................
                    Stepper:
36211 91              Less than 3 inch diameter ....................................
36211 92              3 inch diameter and over .....................................
                    All other:
                      Servo:
36211 93                Less Chan 4.375 Inch dlaaeter ..............................
36211 94                4.375 Co less than 5.375 Inch diameter .....................
36211 95                5.375 inch diameter and over ...............................
36211 96              Non-servo [[[

36212 —  Integral horsepower (excluding hermeclcs and other rocaclng equipment)...
36212 04    Used In aircraft and spacecraft (exclude generators) ...................
            All other uses:
              A.c. (non-comnu taced) ............. .. ......................... . ..... ..
                Motors [[[
                  Single phase:
36211 1U            Less Chan '46 waccs, under 1 hp (3 digit FS) (see code
                     36211 X2) [[[
36212 12            '46 waccs and over. 1 hp and over (3 digit FS) .................
36212 X4    '        746 waccs and over. I hp and over (2 digit FS) .................
                  Polyphase Induction (exclude synchronous) ........................
                    All oocors,  Including engery efficient (EE) ....................
36211 IX              Less Chan 0.746 waccs, less  than 1  hp  (3 digit FS) (see code
                       36211 X)) [[[
36212 X5              '46 vaccc and over. I hp and over (2 digit FS) ...............
J62I2 15              0.746 co 3.371 kW, I through 5 hp ............................
36212 16              3. '31  to less Chan 14.921 Kw. greater  than 5 through 20 hp...

   See footnotes at end o( table.
(HA)

   8
   2
   3
   6
(NA)
  45
  12

(NA)

  17
  11
  11
   1
(NA)

   7
  10
   5
   7
(NA)
   1
   2
   5

(NA)
(NA)
(NA)
   3
  10
(NA)
(NA)
(NA)

   1
(NA)
  15
  ID
                                                                                                     1,502
      732
              141
      247

      (4)

      331

      («)
   29,097
   28,746
      349

   17,909

    3.007
    1,224
      116

      (0)

      (4)

    5,403

    7,932


      (0)

      (4)
   10,560

    2.833
       16

    6,910
      166
      635

      628
              320
      (D)
      (0)
        7.039,978
           10.905
4,140,416
2.111,211
      (2)
  K', 63'
1.963,574
1.943,021
1.947.691

      (2)
  350,879
  889.804
  482,469
                                                                                                                114,041
                40,690
                        14,695
    8,662

   22,758

      (4)

   27,236

      (4)
  613,097
  349.591
  263,506

  339,244

   42,559
   24,310
    6,665

      (D)
   45.586

  157,815


      (0)

      (4)
  232,526

   55,528
   10.026

  124.237

   22,88-2


   19.853

   41,327


   23,550
    6,333

      (D)
      (0)
1,596,915
   38.597

1,286. '29
  140,326
      (2)
   33,116
  10'. 210
  914,898
  945,248

      (2)
   3'. 3"
  142.880
  151.120
                                                                                                                              1.670
                               927
   135



    23

   246

   (4)

   339


26,899
26.532
   366

16,680

 3,575
 1,263
    88

   (D)

   (4)

 4,323

 7.279


   (D)

   (4)
 9.658

 1,921

    20

 6,759

   203



   '55
   561

   351
      (D)
      (0)
                          7,026.382
                             12,'42
4,209,125
2.202,929
      (2)
  148.437
2.054,492
1.912.999
1.917.818

      (2)
  379,541
  "1.5)9
  553,496
               108.634



                44,743





                11.956



                 2.971

                22.068

                   (4)

                26,896

                   (4)
               600,175
               333,768
               266,407

               316,188

                42,265
                24,373
                 5,029

                   (0)

                   (4)

                37,'28

               149,047


                   (D)

                   (4)
               244,153

                48,013
                10,949

               132,906

                29.051


                23.234


-------
                           Table 2.  QOAHTITT AND VALOE Of SaiPMEaTTS OF MOTOtS MO CERERAXOtS:  1991 AMD 1990—Continued

                                                         (Value la thouaaode of dollar.)
 Product
    code
                                     Product description
   Number
       of
companies
                                                                                                         1991
                                                                                                 Quantity
                                                                                                                  Value
                                                                                                                                   1990
                                                                                                                           Quantity
                                                                                                                                           Value
          Integral horsepower (excluding herMtlca and other
           rotating equipment—Continued
            All other use*—Continued
              A.c. (non-coesvltated)—Continued
                Motors-Continued
                  Polyphase Induction (exclude aynchronoua)—Continued
                    All Botora, Including engery efficient (EE)—Continued

36212 1?              14.921 to leaa than 37.301 kW, greater than 20 through
                        50 hp	
36212 18              37.301 to leaa than 74.601 kU, greater than SO through
                        100 hp	
36212 19              74.601 to leaa than 149.201 kW, greater than 100 through
                        200 hp	
36212 20              149.601 kW to leaa than 373.001 kU. greater than 200 through
                        500 hp	
36212 27              373.001 to leaa than 746.001,  greater than 500 through
                       1,000 hp	
36212 28              746.001 to leaa than 1,865.001 kU,  greater than 1,000 through
                       2,500 hp	
36212 29              1,865.001 kU and over,  greater than 2,500 hp	
                Energy efficient motors (Included In product code 36212 15-
                 36212 19 above)	
36212 2K          0.746 to 3.371 kU,  1 through 5 hp	
36212 2L          3.731 to less than 14.921 kW, greater than 5 through 20 hp	
36212 2H          14.921 to leaa than 37.301 kU, greater  than 20 through 50 hp	
36212 2N          37.301 to less than 74.601  kW, greater  than 50 through 100 hp....
36212 2P          74.601 to less than 149.201 kU, greater than 100 through
                   200 hp	
                Synchronous (aervo and non-servo).........................*..-.*...
36212 31          Less than 149.201 VH through 200 hp	
36212 32          149.201 and over, over 200 hp	

                A..C.  generators (for Internal conbustlon  engines)....	
36212 36          Less than 1.5 kva	
36212 37          1.5 to leas than 5 kva	
36212 38          5 to leas than 15 kva	
36212 39          15 to leas than 40 kva	
36212 41          40 to less than 75 kva	
36212 42          75 to less than 200 kva	•-
36212 43          200 to less than 375 kva	
36212 44          375 to less than 750 kva	
36212 45          750 to less thsn 1,250 kva	
36212 46          1,250 to leas than 2,500 kva	
36212 47          2,500 to less Chan 10,000 kva	
36212 48          10,000 kva and over	
                D.c.  notors and generators (exclude  all arc welding and battery
                 charging generatora for Internal combustion engines)..............
                Motors and generators:
                  0.746 to less than 3.375 kv, 1 through  5 lip:
36212 61          Permanent magnet.................................................
36212 62            Wound field	...
36212 63            Other (includea univeraal and electric cosmtated)	
36212 X6            746 watts and over,  1 hp  snd over (2  digit PS)	
36212 64            3.731 to less than 14.921 kW, greater than 5 through 20 hp	
36212 65            14.921 to lesa than 74.601 kU, greater than 20  through 100 hp..
36212 66            74.601 to less than 149.201 kW,  greater than 100 through 200 hp
32612 67            149.201 kU Co less thsn 373.001  kU, greater than 200 through
                     500 hp	
36212 68            373.001 kU and over,  greater than 500 hp	

36213 —  Motors and generators for Isnd transportstlon (including  those used in
           associated control equipment).	
36213 01    Used for trolley cars, trolley coachea,  rapid transit cara, trolley
             locomotives, third-rail locomotives, multiple unit cars for railway
             service,  and mining locomotives	
56213 21    Used for gasoline-electric snd dlesel-electrlc buses,  trucks, locomo-
             tives,  and rail cars	
36213 41    All other types of Isnd transportation	

36214 —  Prime mover generator sets, except  steam or hydraulic turbine and
           electric motor-driven generator sets	
            Cas/gasollne engine-driven generstor sets, a.c. and d.c. output	
36214 0]      Under 1.5 kva	
36214 04      1.5 to less thsn 5 kva	
36214 05      5 to less than 15 kva	
36214 07      15 to less than 50 kva	
36214 08      SO to less than 100 kva	
36214 10      100 to less than 300 kva	
36214 12      5UO to less than I.000 kva	
36214 13      1,000 kva and over	
            Diesel engine-driven generator sets, a.c- and d.c. output........	
36214 41      Under 15 kva	
36214 42      15 to less than 50 kva	
36214 43      50 to less than 100 kva	
36214 4«      100 to less than 200 kva	
36214 45      200 to less than 400 kva	
36214 46      400 to less than 600 kva	
36214 47      600 to less than SOO kva	
36214 48      800 to less than 1.000 kva	
36214 49      1.000 to less than 2.000 kva	
36214 50      2,000 to less than 3.000 kva	

   See  footnotes at end of table.
        1}
     (NA)
        8
        8
        8
        8

        8
     (NA)
        4
        4

     (NA)
        3
        6
       14
        8
        7
        7
        6
        6
        4
        4
        4
     (NA)
        8
        2
     (NA)
        7
        3
        3

        2
        3
     (NA)


        3

        4
     (NA)
     (NA)
        8
       21
       23
       19
       14
       12
        5
        2
     (NA)
       22
       27
       30
       29
       28
       20
       19
       15
       15
        7
   132,852

    39,687

    29,521


    15,670


     2,139

   253,848
    61,657
   131.106
    39,740
    13,124

     8,221
     4,670
     4,670

    76,844

    36,930
    10,956
    12,827

     7,311
     6,617

     2,203
             2,888,657
.2,700,154

    63,861
   114,367


    10,275
               535,401
   535.401
   343,317
   298.939

   240,899

    48,354
     4,957
     4,186
       457

        86

    44,378
    16.236
     5,863
     4.569
     4.646
     6.238
     2.179
     1.285
     1.024

     1.4)0
  118,621

   90,782

  117,976


  164,095


   90,047


  146,190
   34,041
   40,131
   27,014
   22.358

   22,646
   30,350
   30,350

  170.805
   14,710

   19,210
   43,878

   21,021

   36,833

   35,153
                           271,589
  103,893

   14,469
   46,453


  106,774
                            198,645
                198,645
1,139,465
  259.685

  123,132

   66,283
   23,894
   15,875
    8.601

   21,900

  879,780
   85.551
   48.842
   46.333
   68.509
  170.271
   76.481
   66.3)2
   78.524

  H.7.JOl
  126,993

   35,179

   28,546


   15.593


    2,109

  235,554
   57,710
  125,687
   31,784
   12,620

    7,753
    4,819
    4,819

   83,559
   43,259
    9,102
   14,667

    7,741
    6,747

    2,043
2,804,Sis



2,658.223

   39,506
   96,310


   10,476



  537,880



  537,880
  351,710
  315.339

  258,374

   47.231
    5,431
    4,037
      208

       58

   36,371
   I I, I 38
    ",.914
    4.05«
    5.243
    5.101
    1.559
    I. 178
      981

    1 .204
104.724

 78,077

112,708


159,573


 83.557

139,161
 30,878
 38,595
 27,625
 21,221

 20,842
 33.566
 33.566

175.115
 15,595
 16,486
 45,989

 23,119

 38,390

 35,536



267,512
106,538

 10,074

 44,908


105,992
                                                      195,425
991,905
260.826

133,474

 66,780
 23.329
 17.189
  7,828

 12,226

7)1.079
 66.061
 37.891
 47,274
 74,048
141,804
 50.860
 53,619
 61,014

127,987
                                                               D-47

-------
                           T*U* 2.  QOABTITT AND MIDI Or SOUMX«n Or MOTOIS AMD CEMOAIOISl  1991 AMD 1990—CootlnMd

                                                        (Value In thouainila of dollar*)
. . .—
Product
cod*




36214 75
36217 8.9
36218 11
36217 21

36218 33
36218 34

36217 53
36217 57


36217 98
36218 98

36219 59
36219 95


Product description
Prlatt swver generator sets, except steam or hydraulic turbine and
electric »o tor-driven generator eeta — Continued
Dleeel engine-drlren generator seta, «.c. end d.c. output — Continued
Duel fuel (oil and gu) engine-driven generator aeta, a.c. and d.c.
output:


Other generator set unit* excluding electric motor-driven generator
Electric motor-driven generator aete, other rotating equipment, and parta
Electric BO tor-driven generator aeta (Including dynasxttora, converter*,
Inverter*, and frequency changera):
Synchro convertera and double current generator*. 746 watta or more. .

A.c* and d.c. output rated at 746 watts or more:
A.c. output, bae«d on Che rating of the largest a.c. generator:

D.c. output, based on the rating of the largest d.c. generator;

Other rotating equipment:
Rate generators, resolvers, and combinations (less than 746 watta).
All hermetic motors:
" ' •
All other rotating equipment:






of
coapaalea
3
I
I
8
4
(NA)
3
9
15
8
3
I
12
4
6

8
7
(NA)
15
8
52

19
Quantity

5608

(*>
(5>
(X)
2,414
13,649

} 10.248
X 7,«
>• 720
} 234, 924
8 805
7 915
(X)
(X)
(X)
(X)
(X)
(X)

91
Value

S7 1.636

(*)
(5)
1 127 OS6
9,101
5,027

40,609

29,634
92,028
203 849
265 273
24 454
43.176
413,905
129 623
25,342
258 940

19
Quantity1

5995

(6)
(5)
(X)
2,563
24,169

1 1 , 634

1,314
244,074
78 227
6 863
(X)
(X)
(X)
(X)
(X)
(X)

90
Value

S70,52l

(*)
<5>
1 098 809
9,422
7,217

48,016

26,311
90,057
183 423
240 545
30 733
34,694
428,391
126 338
29,077
272 976

    - Represents rero*     (D) Data withheld to avoid disclosing figure* for Individual companies.     FS « frame sice.     (NA) Not  available.
(X) Not applicable.

    The unit of measure shown for Fractional horsepower (excluding heroetics and  other rotating equipment) is in thousands of units and Integral
horsepower (excluding heroetics and other rotating equipment) in number of units*
   ?Data are included in produce class 36211.
   ^Data for SIC 36211 1U are Included In 36211 IS.
   -Data are included in product class 36212.
   'Data for dual fuel generator sets (over 2,000 kU) includes figures for other  generator set units.
    Figures for code 35111 90 covering gas turbine-driven generator sets are not  Included in any of the total figures to avoid disclosing the
operations of individual companies.
   'The unit of measure for this data is in number of units.
                                                             D-48

-------
         Table  3.   QOAJJIITT AM) VAUJt OF TOTAL SHlmMTS AM) imSHUtt TUMFUS OF tBTOIS AHD CS«lATOtS.  AMD QOAHm OT HOTOtS AND CENEIATOKS
                                 FIODUCm AMD IMCOIFOIATED INTO OTBM flOODCM AT THE SAME ESTABLXSBOIR:  1991 AND 1990
                                             (Quantity in thousand* of unite; value, In thousand* of dollar*)
Product
coda
3621
36211 —
36212 —
36212 00
36212 XX
36213 —
36214 —
36217 —
36218 —
36219 —
3621
36211 —
36212 —
36212 00
36212 XX
36213 —
3621* —
36217 —
36218 —

Product daacciptloa
1991
Hotora aad generators:

Alternating current:



Electric motor generator aeta and other rotating equipment (including hermetic*)
Electric motor generator eeta and other rotating equipment (including heraetlce)
u a power ng
1990
ttotora and generatora:
Integral horaepower motora aad generatora (excluding henaetlca)--..** 	 	 	
Alternating current:


Prlme'mover generator aeta (except steam and hydraulic turbine)**. ......*......•
Electric motor generator teta and other rotating equipment (including hermetic*)
Electric motor generator aeta and other rotating equipment (including heraetica)
f A

Total ahipaanta.
Including laterplant
traaafara
Quantity
282,890
7.040
1,592
5,448
535
343
(X)
(X)
(X)
292,579
7,026
1,533
5,493
538
352
(X)
(X)
(X)
Value
3.584,184
1,596.915
877.521
719.394
198,645
1.139,465
325,358
387,793
413.905
3,698,323
1,568.326
830,572
737.754
195,425
991,905
311,430
358,988
428,391
XntarplaQt transfers
Quantity
63,188
2.490
11
2,479
} '"
4,240
(D)
(X)
74,495
2,441
6
2,435
I 170
4,968
(D)
(X)
Value
782,662
58.228
9,409
48,819
8,533
49,488
\ 67,480
877,732
55,727
4,641
51,086
17,064
44,575
I 69,824
m
•nd^i
porma
(quantity)
10,663
1,199
9
1.190
(D)
(D)
(D)
13.269
1.085
4
1,081
(D)
(D)
(D)
(D) Data withheld to avoid disclosing figures for Individual companies.
                                                                           (X) Not applicable.
                                                                          D-49

-------
                    Table 4.  OOWA1I8MI OF VALORS OF SHUHSm, IKLDOIK IROFLAH TIMSFIIS. Of MOTOIS ADD CORUIOIS. AS
                                 H THE MA36H, TBS 1990 AHTOAL SCOTT OF MAKuTACTUtKS, AK) THE 19(7 CttSOS OF MAmjFACTOIES

                                                         (Value In thouasnds of dollar!)
Product
code
3621
36211
36212
36213
36214
36217
36218
36219
36210 00
36210 02
Product description



Land transportation notors, generator* t and control equipment
Prlstt Mover generators sets, except steasi or hydraulic turbine..
Motor-generator sets and other rotating equipment (integral)....
Motors and generators a.a.k. , typically for estsblishsents with
Motors and generatora n.s.k. , typically for eatabllahnenta vlth
«p oy
1990
MA36B
(MA)
3.698.3
1.568.3
195.4
991.9
311.4
359.0
428.4
} "'
Annual Survey
of Manufactures
Value
7,846.3
3,519.0
1.687.4
201.7
983.5
259.8
325.2
483.2
386.7
Standard
error of
estimates
1
2
2
5
1
1
1
4
2
1987
MA36H
(NA)
3,493.8
1,249.7
228.6
779.4
248.7
282.2
r479.6
CO
Census of
Manufactures
6,982.9
3,479.0
1.293.5
233.1
787.7
237.9
296.8
535.0
{ "-
L 92.0
   Note:  In the census of aanufActure*.  •hlpaents d«ta  for ««t«bli«h.««nc* of ••all •ingle-unit conpiniec with up  to five enployee* were estimated
fron administrative records data rather than data actually collected fro* respondents.  Employment cutoffs used for administrative records were
developed for each industry, and shipments figures are included in codea ending with "002."  In both the 1987  and  1982 Censuses of Manufacture*.
products not completely identified on standard foras vere coded in appropriate product classes (five-digits) followed by "00" or. in some cases,
in appropriate product groups (four-digits) followed by  "000."
   (NA) Not available.

   1
                            n.s.k.  Not specified  by  kind.
Revised by 5 percent or more  from previously published figures.
    Available only from the annual survey of manufactures and the census of manufactures.  Host of these data are  derived  from administrative
records.  See note above.
                                                                D-50

-------
                        table  s.   saimnm, szrom, IMPOSTS. AMD APPAUKT ooHswrno* or tfrtota AMD CBBUIOIS:  1991 am i»90
                                                   (Quantity In thousanda of onlt«;  vain* la $1,000)
Product
codel
36211
36212.)
36214
36217 8.9
36211
36212.3
36214
36217 8,9
Product description _
1991
Fractional boraepower Motor* and
Integral horeepower aotora and generatora...
Prime mover generator aeta, except iteu
Caa/gaeollne driven:
5 kva and over (36214 05-09) 	
Dleael engine-driven:
400 kva to lea* than 1,000 kva


Electric motor-driven generator aeta.
heraetica. other rotating equipaent.
and parta:
generatora, and electric motor-driven
generator aeta (36217 21. 36218 11-36)...
Other rotating equipaent (36217 S3. 57,


1990
Fractional horaepover notora and
Integral horeepouer motora and generators. . .
or hydraulic and electric motor driven:
Gas/gasoline driven:

Diesel engine-driven:
400 kva to lesa than 1 ,000 kva



heraetica, other rotating equipment.
and parts:
generators, and electric motor-driven

Other rotating equipment (36217 S3, 57,
Parts for all electric motors and
generators (36219 59-95)6 	

Manufacturer '
ahlpaenta
Quantity
282.890
7.57S
241
57
38
59
(X)
17
16,720
(X)
(X)
292,579
7,564
258
57
30
49
(X)
28
15,090
(X)
(X)
Value
f.o.b.
plant
3.584,182
1.795,560
123,132
106,052
419,506
388,638
(X)
43,762
469,122
159,658
413.905
3,698,323
1,763.751
133,474
107,298
367.078
293,480
(X)
42,950
423,968
155,484
428,391
Exporta of
doses tic
•erchandlacl 2
Value
at
port
302,763
397,204
. 751,491
• 27,298
537,288
265,240
369,329
• 515,243
• 26.454
418,912
Estimated
produce ra '
valued
281,660
369,519
699,112
25,395
499,839
239,671
333,726
465,574
23.904
378.529
Percent
exporte to
aanufac-
turera*
shlpaenta
(value)
7.9
20.6
67.4
3.8
20.8
6.5
19.0
51.7
3.9
83.4
laporta
for
conauatp-
tlonl «
(value)
966,801
468,163
287,346
23,264
382,000
836,142
495,770
293,478
25,830
358,364
Apparent
conauap-
tloni
(value)
4,269,323
1,894,204
625, 552
670,411
296,066
4.294,794
1,925,795
729,234
624,328
408,226
Percent
laporta to
apparent
coaauaptlon
(value)
22.7
24.8
46.0
3.5
29.1
19.5
25.8
40.3
4.2
87.8
   Note:  Beginning In 1989.  data for exports  and  imports  are being classified under a new harmonized  system  for  better comparabtlicy.

   (X) Not applicable.

   *For comparison of SIC-based product  codes  with Schedule B export numbers and HTSUSA Import  numbers,  see table 6.   Includes duty.
   ^Source:   Bureau of the Census Report,  EM 5*5,  U.S. Exportju
    These values were derived by use of  adjustment factors to exclude freight. Insurance,  and ochcr charges Incurred  In moving goods to the port of
export.  This adjustment Is made to convert  the  values to  an approximation of the producers'  value of  exported  goods.  Current adjustment factors art-
baaed on data for 1989 which are published In  ^xpo^rj s J|£om JUn f ac t u r Ing Establls time n t tt ^ j^.Bjj.^  ,a PPS jy* _*.*- B.'   The a
-------
         Table 6.  COMPARISON OF STANDARD INDUSTRIAL CLASSIFICATION-BASED PRODUCT CODES WITH
                    SCHEDULE B EXPORT NUMBERS, AND HTSUSA IMPORT NUMBERS:  1991
Produce
code!


36211

















36212
36213



















36214
36217
36218
36219





Produce description










































lectrtc generating sees, rotating converters, and pares..






Export
nunber2


'8501.10.3000
8501.10.4040
8501.10.4060
8501.10.4080
8501.10.6020
8501.10.6040
8501.10.6060
8501.10.6080
• 8501.20.2000
8501.20.3000
8501.31.2000
8501.31.3000
8501.31.8000
8501.40.2040
8501.40.3040
8501.51.2040
8501.51.3040




'8501.20. 6000
8501.31.6000
8501.32.2000
8501.32.4000
8501.32.6000
8501.33.2000
8501.33.3000
8501.33.4040
8501.33.4060
8501.33.6000
8501.34.3000
8501.34.6000
8501.40.6040
' 8501.51.6040
8501.52.4000
8501.52.8000
8501.53.4000
8501.53.6000
8501.53.8040
8501.53.8060
8501.61.0000
8501.62.0000
8501.63.0000
8501.64.0020
8501.64.0030
. 8501.64.0050



8502.11.0000
8502.12.0000
8502.13.0020
8502.13.0040
8502.20.0040
8502.20.0080
8502.30.0000
8502.40.0000
8503.00.2000
8503.00.5000
8503.00.6040
8503.00.6060

Import
lumber^
8501.10.2000
8501.10.4020
8501.10.4040
8501.10.4040
8501.10.4060
8501.10.4080
8501.10.6040
8501.10.6060
8501.10.6080
8501.20.2000
8501.20.4000
8501.20.5000
8501.31.2000
8501.31.4000
8501.31.5000
8501.31.8000
8501.40.2040
8501.40.4040
8501.40.5040
8501.51.2040
8501.51.4040
8501.51.5040
8501.20.6000
8501.31.6000
8501.32.2000
8501.32.4020
8501.32.4040
8501.32.6000
8501.33.2040
8501.33.2080
8501.33.3000
8501.33.4040
8501.31.4060-
8501.33.6000
8501.34.3000
8501.34.6000
8501.40.6040
8501.51.6040
8501.52.4000
8501.52.8020
8501.52.8040
8501.53.4040
8501.53.4080
8501.53.6000
8501.53.8040
8501.53.8060
8501.61.0000
8501.62.0000
8501.63.0000
8501.64.0020
8501.64.0030
8501.64.0050
'8502.11.0000
8502.12.0000
8502.13.0020
'8502.13.0040
8502.20.0030
8502.20.0060
< 8502.00.0080
8502.30.0000
8502.40.0000
8503.00.2000
8503.00.4000
8503.00.6020
8503.00.6040
8503.00.6060
    Detailed description of the SIC product codes appear In cable  2.
    Source:  1991 edition. Harmonized System-Based Schedule B,  Statistical Classification of
Domestic and Foreign Commodities Exported from the United States.
   •'Source:  Harmonized Tariff Schedule of the United States, Annotated (1991).
                                                         D-52

-------
 10
 DESCRIPTION OF SURVEY

 Scope of Survey.  This survey covers firms engaged in
 the manufacture of electric motors and generators and
 engine-driven generator sets in the United States.

 Survey of Methodology.  The statistics in this publica-
 tion were collected by mail on Bureau of the Census
 annual Form MA36H, Motors and Generators. The sur-
 vey panel includes all known manufacturers of motors
 and generators and engine-driven generator sets, approx-
 imately 250 companies.

 Reliability of Data. Survey error may result from several
 sources: (1)  inability to  obtain  information  about all
 cases in the survey; (2) response errors; (3) definitional
 difficulties; (4) differences in the interpretation of ques-
 tions; (5) mistakes in recording or coding the data obtained;
 and (6) other errors of collection, response, coverage,
 and estimation for missing data. These nonsampling
 errors  also occur in  complete censuses. Although no
 direct measurement of the biases due to nonsampling
 errors  has been  obtained,  precautionary  steps were
 taken in all phases of the collection, processing,  and
 tabulation of the data in an effort to minimize their
 influence.
  A major source of bias in the published estimates is
 due to imputing data for nonrespondents, for late report-
 ers, for small establishments not included in the mail
 panel, and for data which fail logic edits. Missing figures
 are imputed  based on yearly movements shown  by
 reporting firms. Imputation generally is limited to a max-
 imum of 10 percent for any one data cell. Figures with
 imputation rates greater than 10 percent are footnoted.
  The  imputation rate is not an explicit indicator of the
 potential error in published figures due to nonresponse
because the actual yearly movements for  nonrespon-
dents may or may not closely agree  with the imputed
 movements. The range of difference between the actual
and imputed figures is not precisely known but is assumed
to be small. The  degree of uncertainty regarding the
accuracy of the published data, however,  increases as
the percentage of imputation increases. Figures with
imputation rates above 10 percent should be used with
caution.

Revisions to Previous Period Data.  Statistics for previ-
ous years may be revised as the result of corrected data
from respondents, late reports for which  imputations
were made as described above, or other corrections.
Figures which have been revised by more than 5 percent
from previously published figures are indicated by foot-
notes.
  Revisions include changes to prior period data result-
ing from reconciliation of the results of this survey with
the 1987 Census of Manufactures to correct differences
in reported data between the two series and to identify
and verify new establishments included in the scope
this survey. Table 4 presents a comparison of data fn
the two series by census product class following
reconciliation.
Adjustment for Price Change. All dollar figures included
in this publication are in current dollars; i.e., they have
not been adjusted for price change.


EXPLANATION OF TERM*

Quantity and Value of Shipments.  The figures on quan-
tity and value of shipments represent physical shipments
of all products sold, transferred to other establishments
of the same  company, or  shipped  on consignment,
whether for domestic or export sale. The value repre-
sents the net sales price, f.o.b. plant, to the customer or
branch to which the products  are shipped, net of dis-
counts, allowances, freight charges, and returns. Ship-
ments to a  company's own  branches are assigned the
same value as comparable sales to unaffiliated custom-
ers; i.e., the value includes an appropriate allocation of
company overhead  and profit. Products bought  and
resold without further manufacture are excluded.
COMPARISON OF EXPORT, IMPORT, AND
DOMESTIC OUTPUT DATA

  The trade comparisons shown in this report should be
considered only as approximations. Several problems
prevent precise comparisons among imports, exports,
and domestic output. These problems include the fol-
lowing:

• Export and import comparisons do not account for the
  origin of materials used to manufacture the finished
  product. Domestic  output includes any goods that
  undergo substantial transformation into a finished
  product in the U.S., even if the goods  are partially
  constructed  abroad or are constructed  of imported
  materials.

• There will be a lag between the time a producer makes
  or ships a product and the time it is actually exported
  Similarly, there  may be a lag  between the time a
  product is imported and when it enters into US.
  distribution channels.

• The basic  structures of these  classification systems
  differ. The Standard Industrial Classification (SIC) sys
  tem used  for domestic output was developed  mcl
  pendently  of the Harmonized  System (HS) used
  classify  imports and exports. The  level of detail p'
  vided by the different systems varies substantially.
  reflecting their different objectives. For example, ihct ••
  are a number of imported commodities that h.ivo n<>
  comparable domestic output classification.
                                                 D-53

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                                                                                                      11
 • Because producers' shipments of some commodities
   may be used as materials for incorporation into other
   commodities, combinations of domestic output data
   for such commodities may contain some duplication.

 • Import and export data reflect the movement of mer-
   chandise into and out of U.S. foreign trade zones, the
   U.S. Virgin Islands, and the U.S. customs territory of
   the  50 States, the District of Columbia, and Puerto
   Rico. Domestic output reflects activity in the 50 States
   and, only if specified, in Puerto Rico.

 • Import and export data generally do not distinguish
   between new, used or rebuilt commodities.

 • The valuations of the three data sets differ. Domestic
   output is valued at the point of production. It includes
   the  net sales  price, f.o.b. plant  after discounts and
   allowances, and excludes freight charges and excise
   taxes. Exports are valued at the point of exportation.
   Export value  inludes the net sales price or value, and
   inland freight,  insurance and other  charges to the
   export point. Imports are valued at the first port of
   entry  in  the  United States. They include the cost,
   insurance,  freight,  duty, and other  charges to  the
   import point.

 • Detailed  commodity information is not included for
   individual export or import shipments at or below a
   certain dollar limit. This dollar limit is $2,500 for exports
   and  $1,250 for imports, except for import of textiles
   and  textile products, gloves, footwear, and miscella-
   neous rubber and plastics products, where the limit is
   $250.
                 Historical data are also  available on microfiche. For
                 further information contact the Bureau of the Census,
                 Data User Services Division, 301-763-4100.
                 RELATED REPORTS


                   The Bureau  of the Census publishes the following
                 related reports:

                 Series     Frequency   Title

                 Current Industrial Reports

                 MQ35D    Quarterly     Construction Machinery
                 MA35A


                 MA35F


                 MA35L

                 MA36F
                   Annually


                   Annually


                   Annually

                   Annually
                 Other Industry Reports
                 M3-1


                 (AS)


                 (MC)
                   Monthly


                   Annually
                   Quin-
                   quennially
                      Farm Machinery and Lawn
                      and Garden Equipment

                      Mining Machinery and Min-
                      eral Processing Equipment

                      Internal Combustion Engines

                      Major Household Appliances
                      Manufacturers' Shipments,
                      Inventories, and Orders

                      Annual Survey of Manufac-
                      tures (ASM)

                      Census of Manufactures
HISTORICAL NOTE

   Data on motors and generators have been collected
by the Bureau of the Census since 1960. Historical data
may be obtained  from Current Industrial Reports avail-
able at your local Federal Depository Library. A list of
these libraries may be obtained from the Bureau of the
Census regional offices:
Office

Atlanta, Georgia
Boston, Massachusetts
Charlotte, North Carolina
Chicago, Illinois
Dallas, Texas
Denver, Colorado
Detroit, Michigan
Kansas City, Kansas
Van Nuys, California
New York, New York
Philadelphia, Pennsylvania
Seattle, Washington
   Telephone
404-730
617-223
304-344
312-353
214-767
303-969
313-354-
913-236-
818-904-
212-264-
215-597-
206-728-
-3833
2327
•6142
•6251
•0621
•6750
•4654
3728
6339
4730
8313
5314
                Foreign Trade Reports
                CD-ROM  Monthly/  '
                          Annually
                FT 447    Annually
                CD-ROM  Monthly/
                          Annually
                FT 247    Annually
                                U.S. Exports—Schedule 8-
                                Commodity by Country

                                U.S. Imports for
                                Consumption—HTSUSA —
                                Commodity by Country
CONTACTS FOR DATA USERS

Subject Area      Contact

Current Industrial  Robert Wright
Report MA36H
Classifications
Systems
Comparability

Foreign Trade
Census/ASM
Francis
McCormick
(ESD)

Trade Data
Inquiries Staff
(FTD)

Tom Lee
Phone Number

301-763


301-763 1



301-763 S



301-'/I',! •
                                               D-54

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U.S. Department of Commerce
BUREAU OF THE CENSUS
Washington, D.C. 20233


Official Business
Penalty for Priwat* UM. $300
                                                               FIRST-CLASS MAIL
                                                             POSTAGES FEES PAID
                                                                    CENSUS
                                                                PERMIT No. G-58
Subject Area

International
Trade
Administration

International
Trade
Commission

To order a
Current Industrial
Report

To subscribe to a
Census Bureau
publication
Contact

Dick Whitley
John T.
Cutchin, Jr.
Phone Number

202-377-0682



202-523-0231
Superintendent   202-783-3238
of Documents
(GPO)

Superintendent   202-512-2303
of Documents
(GPO)
                                                     ACKNOWLEDGMENTS
  This report was prepared in the Industry Division.
Bureau of the Census, under the  direction of Thomas
Flood,  Chief,  Current  Durables Branch, and Kenneth
McBeth,  Chief,  Electrical   and   Electronics  Section.
Robert Wright was directly responsible for the review of
the data  and  preparation  of  the  report. Roger  H
Bugenhagen, Acting Chief of the Division, and Robert N
Tinari,  Assistant  Chief for  Current Industrial Reports.
provided overall direction and coordination to this project
                                                D-55

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Jack Faucett Associates - 444-1                                             February 1993
                             APPENDIX E:


                       LISTING OF EQUIPMENT TYPES
                          INCLUDED IN ENGINDATA


                                 Source: PSR
EPA/OAR                                    Nonroad Mobile Source Sales and Attrition Study:
                                                        Identification and Evaluation of
                                                   Available Data Sources — Final Report

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MARKET SEGMENT/APPLICATION CODES IN PSR'S
  ENGINDATA AND AFTERMARKET DATABASES
5*fr
Code Sftgmtnt
HW HIGHWAY








LG LAWN & GARDEN
••











MR MARINE



MH MATERIAL HANDLING



OT OTHER





PC PUMPS & COMPRESSORS




APP
Coda
8
7
87
5
6
1
2
3
4
70
67
88
66
65
63
76
82
96
56
59
53
75
51
99
50
79
64
18
19
16
52
83
54
86
15
78
10
89
85
58
1 1
Application
BUSES
CARS
MOTOR HOME CHASSIS
TRUCK CL 1 & 2
TRUCK CL 3 a 4
TRUCK CL 5
TRUCK CL 6
TRUCK CL 7
TRUCK CL 8
CHAINSAWS *
COMM TURF •
FRONT MOWERS •
LEAF BLOW/VACS *
LN MOWERS *
LN/GDN TRACTORS •
OTHER LN GDN *
REAR ENG RIDER *
SHREDDERS *
SNOWBLOWER *
TILLERS *
TRIM/EDGE/CUTTER *
WOOD SPLTR *
MARINE COM
OUTBOARD ENGINES
POWERBOATS
SAILBT AUX
AERIAL LIFTS *
FORKLIFTS *
OTH MAT HD *
TERMINAL TRACTORS *
DIST LOOSE
EXPORTS CKO
EXPORTS - LOOSE ENG
EXPORTS - MARINE ENG
TACT MIL EQUIP
VEHICLE REPWR
AIR COMPRESSORS *
GAS COMPRESSORS •
HYD POWER UNIT •
PRES WASHERS •
PUMPS *

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MARKET SEGMENT/APPLICATION CODES IN PSR'S
  ENGINDATA AND AFTERMARKET DATABASES
Sto *«** ^ 2* - Applied
AG AGRICULTURAL 98
55
45
49
47
44
46
69
48
CN CONSTRUCTION 41
37
• 57
22
27
31
60
28
24
30
68
40
36
35
61
39
84
32
33
29
25
38
95
43
42
13
Gl GENERAL INDUSTRIAL 81
26
77
34
20
12
74
90
14
80
21
62
23
2-WHEEL TRACTORS *
AG MOWERS *
AG TRACTOR *
BALERS *
COMBINES *
IRRG SETS
OTH AG/EO *
SPRAYERS •
SWATHERS •
ASPH PAVER *
BORE/DRILL RIGS *
CEM/MTR MIXERS *
CNCRTE PAV *
CRANES *
CRWLR TRTR •
DUMPERS/TENDERS *
EXCAVATORS •
FELLER/8UNCHER *
GRADERS •
OFF-HWY TRACTORS *
OFF-HWY TRUCK *
OTHER CONST *
PAVINGEQ*
PLATE COMPACTORS *
ROLLERS *
ROUGH TRN FORKLFTS *
RAT DOZER *
R/T LOADER *
SCRAPERS •
SKIDDERS *
S/S LOADER •
TAMPERS/RAMMERS •
TRAC/LDR/BCKHOE •
TRENCHERS *
UNDRGND MINE EQUIP
AIRCRAFT SUPPORT •
CHIPPERS/GRINDERS *
CONCRETE/IND SAWS •
CRUSH/PROC EQUIP *
LOCOMOTIVE
OIL FLO EQ
OTH GEN INDUST •
PUMP JACKS
REFRIGERATION/AC
RLWY MAINT
SCRUB/SWPR *
SPEC VEH/CARTS *
SURFACING EQUIP •
              E-2

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MARKET SEGMENT/APPLICATION CODES IN PSR'S
  ENGINDATA AND AFTERMARKET DATABASES
s«g
Code S»flrrten*
RP REC PRODUCTS




WG WELDERS & GENERATORS



APP
Code
91
94
93
92
71
9
.73
72
17
Application
ALL-TERRAIN VEHICLES *
GOLF CARTS *
MINI-BIKES *
OFF-ROAD MOTORCYCLES *
SNOWMOBILE *
GENTR SETS *
LT PLANTS
SIGNAL BRD *
WELDERS *
               E-3

-------