United States
             Environmental Protection
             Agency
                            Office of Water
                            (WH-553)
EPA841-B-94-002
June 1994
V-/EPA
         The Watershed Protection
         Approach:

         A Project Focus
   DRAFT
Recycled/Recyclable
Printed on paper that contains
at least 50% recycled Ifoer
                                         WATERSHED
                                              PROTECTION

                                         • An Integrated, Holistic Approach •

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   The Watershed Protection Approach

                   A Project Focus
             Assessment and Watershed Protection Division
              Office of Wetlands, Oceans, and Watersheds
                U.S. Environmental Protection Agency
                        401 M Straet, SW
                      Washington, DC 20460
                           June 1994
Cover:  The Neuse River Basin, North Carolina, featuring the upper Contentnea
       Creek watershed. Maps prepared from separate CIS data layers in the
       Albemarle-Pamlico Estuarine Study Database.

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                                                                      FOREWORD
FOREWORD
                   In  1991, the U.S. Environmental Protection Agency (EPA) began an
                   effort to integrate its water quality management activities within
                   geographically targeted areas. This approach, which the EPA calls
                   the Watershed Protection Approach (WPA), is a departure from the
                   way the EPA has traditionally operated its water quality programs and
                   how Federal, Tribal, and State governments have typically
                   approached natural resource management.  Resource management
                   programs —programs for wetlands protection, waste water discharge
                   permitting, flood control, farmer assistance, drinking water supply,
                   fish and game management, and recreation —have tended to operate
                   as individual entities and occasionally at cross purposes.

                   It is now generally recognized that the critical environmental issues
                   facing society are so intertwined that a comprehensive, ecosystem-
                   based approach is required. It is also recognized that solving
                   environmental  problems will depend in many cases on local
                   governments and local citizens.  Thus, the need to integrate both
                   across topical areas (e.g., flood control, wastewater, land Uoe) and
                   across levels of government (e.g.. Federal, State, Tribal, local) is
                   helping to  drive natural  resource management toward a watershed
                   approach.

                   This document focuses on cne aspect of the Watershed Protection
                   Approach—developing watershed-specific programs or projects.  It is
                   one of three guides to watershed protection designed for State water
                   quality managers. It illustrates how the broader aspects of watershed
                   management—including all relevant State, local. Federal, Tribal and
                   private activities —can be brought to bear on water quality and
                   ecok-]ical  concerns.  The guide provides a blueprint for designing and
                   implementing  watershed projects including references and case
                   studies for specific elements of the  process.

                   A second guide,  The  Watershed Protection Approach:  Statewide
                   Basin Management, describes the development of a statewide basin
                   management approach (BMA), the leading framework that has
                   emerged as States begin to adopt the Watershed Protection
                   Approach.  A third document, currently under preparation, will focus
                   in detail  on elements  of watershed management.

                   I hope this Project Focus document  will provide a useful guide for
                   State v. ater quality managers and others involved in watershed-based
                   activities as they begin to formulate watershed program objectives
                   and program plans.

                                                      Robert H. Wayland, III, Director
                                          Office of Wetlands, Oceans and Watersheds
                                                U.S. Environmental Protection Agency

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                                                        ACKNOWLEDGEMENTS
ACKNOWLEDGEMENTS
                  This document was prepared by Amy Sosin^and Donald Brady of the
                  Assessment and Watershed Protection Division, EPA Office of
                  Wetlands, Oceans, and Watersheds; Michael McCarthy and William
                  Cooler of Research Triangle Institute; and Susan Alexander of the
                  Terrene Institute. The authors gratefully acknowledge the comments
                  of reviewers from within EPA and other agencies including the
                  Delaware Department of Natural Resources arid Environmer .al
                  Control, the North Carolina Division of Environmental Management,
                  and the Metropolitan Washington'Council of Governments.
                                                                             IV

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                                                                        CONTENTS
                                    CONTENTS
Chapter

Foreword   	    jjj
Acknowledgements  	    iv
List of Figures 	    b-
List of Tables	    x
List of Highlights  	    xi

    1   The Watershed Protection Approach:  Defining a Project Focus  	    1-1

           What is the Watershed Protection Approach?  	    1-1
           What is the relationship between individual watershed projects
               and  Statewide basin management?  	    1-3
           How does the WPA differ from other watershed initiatives?  	    1-4
           Purpose  of this Document	    1-7
           Audience	    1-7
           The Netd for Partnerships and Concerted Actions  	    1-8

    2   Watershed Projects - The Broad Issues  	    2-1

           Why is Watershed Planning the Right Thing to Do?  	    2-1
           Who are the "Stakeholders"?	    2-2
           Why is Public  Support So Necessary?	    2-3
           What is the Appropriate Scale for a Watershed Project
               under the Watershed Protection Approach?	    2-3
           How are Watersheds Delineated?	    2-4
           How are Watersheds Ranked and Targeted?  	    2-6
           Is Watershed Planning Suitable where Ground Water
               Contamination is a Major Concern?  	    2-8
           How do We Measure the Success of a Watershed Project?	    2-9

    3   Elements of a Successful Watershed Project	    3-1

    4  Building a Project Team and Public Support	    4-1

           Identify and Involve Stakeholders	    4-1
           Build an Effective Institutional Framework	    4-2
           Educate Stakeholders and the General Public	    4-7

    5  Defining the Problem  	    5-1

           Develop an Inventory of the  Watershed  	    5-1
           Monitor Baseline Water Quality  	    5-5
           Decide to Take Action   	    5-9

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                                                                       CONTENTS
                              CONTENTS (continued)


Chapter                                                                    Page


    6  Setting Goals and Identifying Solutions  	    6-1

           Identify Environmental Indicators and Programmatic Measures ....    6-2
           Set Project Goals	    6-2
           Agree on Critical Actions	    6-8
           Protect Critical Areas	    6-9
           Select Point Source Controls and Nonpoint Source Management
               Practices	    6-9
           Target and Schedule Point and Nonpoint Source Controls	    6-14
           Prepare a Watershed Action Plan	    6-15


    7  Implementing Controls	    7-1

           Obtain Funding  	    7-2
           Provide Incentives 	    7-3
           Secure Commitments	    7-6
           Design and Install Sita-Specific Controls	    7-7
           Inspect BMPs and Other Controls	    7-8

    8  Measuring Success and Making Adjustments	    8-1

           Document Success in Administrative Goals	    8-1
           Conduct Ambient Monitoring For Environmental Results	    8-2
           Make Mid-Course Corrections  	    8-8
           Ensure Long-term Maintenance  	    8-11

    9  References	    9-1


Appendix A:   Selected Pages from the State of the Anacostia--1989 Status Report

Appendix B:   Organizational Protocol from a Puget Sound Watershed Project

Appendix C:   Programs that Can be Useful for Control of Nonpoint Source Pollution
                                                                                 VI

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CONTENTS
Number
1-1
2-1
2-2
3-1
3-2
4-1
5-1
8-1
8-2
LIST OF FIGURES
Features of the watershed protection approach 	
The Tar-Pamlico River Basin, NC and its sub-basin watersheds 	
A waterbody ranking/watershed targeting process 	
Some elements of a successful watershed project 	
Elements of a successful watershed project showing individual
activities . ... 	 	
Example administrative structures of a watershed project 	
Topics for a watershed assessment 'eport 	
Elements of ecological integrity in aquatic systems 	
Biological and habitat monitoring measures in the Anacostia River
Restoration Proipct 	
Page
1-2
2-5
2-7
3-2
3-3
4-3
5-3
8-5
8-6
        VII

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	                                         CONTENTS



                                 LIST OF TABLES


Number

1-1     Types of Existing Watershed Projects  	    1-5

5-1     Sources and Causes of Water Quality Impairment	    5-6

6-1     Examples of Environmental Indicators	    6-3

6-2     Example Nonpoint Source Management Measures and Practices	    6-11

7-1     Types of Incentives for Installation of Controls in Watershed
        Projects 	     7-4

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                                                                         CONTENTS
                                LIST OF HIGHLIGHTS


Highlight
 Number                                                                     page

    1        Features of the CWA Relevant to Watershed Planning  	    1-9

    2        Puget Sound Watershed Planning	    4-4

    3        The Anacostia River Restoration Project	    4-5

    4        Public Workshops in the Stillaguamish Watershed, Washington . .  .    4-8

    5        Sequim Bay's Solution to Problem Identification  	    5-5

    6        Monitoring in the Galena River Priority Watershed Project	    5-8

    7        Goals of the Anacostia Watershed Restoration Committee  	    6-6

    8        Goals and Objectives of the Klamath River Basin Restoration
            Program  	    6-7

    9        Watershed-wide Controls in the Anacostia	    6-13

   10        Interagency Technical Assistance Teams in Puget Sound  	    6-16

   11        Developing  an Action Plan	    6-17

   12   •     Black Earth Creek Priority Watershed Plan	    6-18

   13        Securing Funding for Anacostia Restoration Projects  	    7-5

   14        Tax Incen   'es in the Puget Sound Basin	    7-6

   15        Reporting Progress in the Anacostia River Restoration  	    8-3

   16        Monitoring in the Anacostia Watershed  	    8-7

   17        Mid-course  Corrections at Rock Creek, Idaho-A Management
            Effort in Three Acts  	    8-9
                                                                                  IX

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  1. THE WATERSHED PROTECTION APPROACH: DEFINING A PROJECT FOCUS
Chapter  1

THE WATERSHED PROTECTION APPROACH:  DEFINING A PROJECT FOCUS
  What is the Watershed Protection Approach?
                   The Watershed Protection Approach (WPA) describes efforts within
                   the U.S. Environmental Protection Agency (EPA) and other Federal,
                   State and local agencies to use a watershed-oriented approach to
                   meeting water quality goals.  The WPA is a comprehensive approach
                   that takes into account all threats to human health and ecological
                   integrity within specific watersheds. To some extent, this approach
                   requires a departure from EPA's traditional focus on regulating
                   specific pollutants and pollutant sources and instead encourages
                   integration of traditional regulatory and nonregulatory programs to
                   suppc.i natural resource management. Based on the success of
                   comprehensive, aquatic ecosystem-based programs such as the
                   Chesapeake Bay, Great Lakes, Clean Lakes, and National Estuary
                   Programs, EPA is promoting similar approaches across the Nation in
                   watersheds large and  small, freshwater and marine, urban and rural.

                   The ./PA can  be  described in many ways.  For purposes of this
                   document, the WPA is based on four key elements, listed below, and
                   described more fully in Figure 1-1:

                   •   All  priority problems in a watershed or basin should  be identified
                      and addressed-problems posing the greatest risk to human
                      health, ecological  resources, desirable uses of the water,  or a
                      combination of these

                   •   All  parties with a stake or interest in a specific watershed or
                      basin should participate in the analysis of problems and the
                      creation and implementation of solutions

                   •   Act'ons taken in a watershed or basin should draw on the full
                      range of methods and tools available, integrating them into a
                      coordinated, multiorganizational attack on the problems
                                                                              1-1

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     1.  THE WATERSHED PROTECTION APPROACH:   DEFINING A PROJECT FOCUS
                                                   Addressing Priority
                                                        Problems

                                                  All significant problems in •
                                                  watershed are identified «rid
                                                  addressed, not |u«l the
                                                  problem* ftat are familiar or
                                                  easily solved. Monitoring
                                                  provide* critical data tor thia
                                                  effort.
                                            Problem* lha( may po*« health
                                            Of ecological risks In a w*t*r*hed
                                            Include

                                            Industrial wastewater discharges
                                            Municipal wastewaler. slormwater.
                                              and combined sewer overflow*
                                            Waste dumping and injection
                                            Nonpoim source runoff or seepage
                                            Atmospheric deposition
                                            Habitat alteration, wetland* low
                                            Hydrology modificalon
Stakeholder* Include

Stale environmental, public health.
  agnculturml, and resource agencies
Local/regnnal board*, commurana,
  andagencie*
EPA water and other program*
Otter Federal agenoes
Indian Inbee
Public repreeantatve*
Private wildlife and conservation
  organization*
Industry sector representative*
Academic community
     Stakeholder
     Involvement

Working a* a talk torce,
stakeholder* reach
agreement on goals and
approaches tor addressing
watershed's problems, the
specific action* to be taken,
and how tiey wtf be
coordinated and evaluated.
      Integrated
      Solutions

The selected tool* are
applied to the watershed's
problem*, according to the
plan* and role* established
through stakeholder
agreement.
Coordinated action may be taken
In auch area* a*

Voluntary source red*....on
 (e.g., waste minimization. BMP*)
Permit issuance and enforcement
Standard letting
Direct financing and mcentve*
Educaton and technical aaatatance
Critical area protection
Econgical restoration
Remediation of contaminated sal
Emergency response to leak* or spill*
Effectiveness monitoring
                                                        Measuring
                                                         Success

                                                  Early in the protect stake-
                                                  holder* agree on ecotogeal
                                                  and administrative indicators
                                                  that will demonstrate
                                                  progress. These meaaure*
                                                  are tracked throughout the
                                                  protect by water quality
                                                  monitoring and other type*
                                                  of data gathenng.
                        Figure 1-1.  Features of the Watershed Protection Approach
                                                                                                                         1-2

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 1. THE WATERSHED PROTECTION APPROACH:  DEFINING A PROJECT FOCUS
                  *   Stakeholders should agree on measures of success early and
                      monitor progress throughout the life of the project.

                  The WPA envisions water quality programs that have the following
                  characteristics:

                  •   Feature watersheds or basins as the basic management units
                  •   Target priority watersheds for management action
                  •   Address all significant point and nonpoint sources
                  •   Address all significant pollutants or stressors
                  •   Set clear and achievable goals
                  •   Involve stakeholders during all stages of the program
                  •   Use the resources and expertise of multiple agencies
                  •   Are not limited by any single agency's responsibilities
                  •   Consider public health issues
                  •   Consider all aspects of ecosystem health including habitat

                  In addition, WPA projects must be consistent  with State regulatory
                  programs such as development of total maximum daily loads (TMDLs)
                  and basinwide water quality assessments. In fact, a watershed may
                  be selected for a special prc;ect because of the need for a complex
                  TMDL involving  point and nonpoint sources.

                  The appropriate scale for watershed projects is discussed in
                  Chapter 2.  In general, watershed projects under the WF  * should be
                  larger than demonstration size and should result in water quality
                  improvement in  significant, high priority waterbodies.  Most States
                  delineate from 100 to 500 watersheds for planning purposes.  The
                  cover of this report depicts a river basin and a nested watershed that
                  might be delineated for a watershed project.
What is the Relationship Between Individual Watershed
Projects and Statewide Basin Management?
                  This document focuses on individual watershed projects, which can
                  be components of the statewide basin management approach that
                  many State water quality programs use.  These States have
                  organized their traditional activities, such as permitting, planning,  and
                  monitoring, so that all water quality problems are dealt with in the
                  context of very large drainage areas (river basins).  Typically,  each
                  basin is studied, and a basin plan developed, on a 5-year cycle.

                  A companion document, The Watershed Protection Approach:
                  Statewide Basin Management  (EPA 1994a) discusses how the
                  principles of the WPA can be applied on a larger geographic scale
                                                                              1-3

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 1.  THE WATERSHED PROTECTION APPROACH: DEFINING A PROJECT FOCUS
                  (i.e., statewide and basinwide) to ongoing State water quality
                  programs.

                  EPA encourages both concepts-focusing on individual watershed
                  projects and the organization of State programs for basin
                  management.  States select their approaches to pollution control
                  based on past history and other factors such as the willingness and
                  resources of local governments to contribute to a basin management
                  approach versus an individual  watershed  project approach. For
                  example, solving a State's water quality problems through many
                  individual watershed projects may require greater local interest and
                  resources than currently exist. The basin management approach may
                  be more suitable and may help build a case for local action at the
                  watershed level. In some cases, individual watershed projects may
                  be used as examples to test the general concepts of basin
                  management  or to give special attention to particularly difficult water
                  quality problems.

                  The two approaches are compatible.  For example, individual
                  watershed projects can supply critical information to a State's basin
                  plans as new models aru developed and new watershed-level
                  management approaches are tested.
How Does the WPA Differ from Other Watershed Initiatives?
                 Watershed-based projects are not new-hundreds of projects are
                 ongoing at the Federal, State and local levels. These  projects usua.ly
                 have a specific slant or focus, as shown in Table 1-1.  WPA seeks to
                 build on previous watershed efforts; what is different is EPA's
                 adoption of WPA as an operational approach.  EPA is encouraging
                 water quality agencies to orient their programs toward basins ^nd
                 watersheds as management units and to begin comprehensive control
                 projects in targeted watersheds.

                 A number of EPA water quality programs already incorporate WPA
                 principles to some degree (e.g., the Nonpoint Source Program, the
                 Comprehensive State Ground Water Protection Programs, the
                 National Estuary Program, the Clean Lakes Program, and Advanced
                 Identification or Special Area Management Plans in the Wetlands
                 Program).  The WPA is not intended to replace any of these
                 programs, but to further encourage a watershed orientation in them.

                 The WPA is not limited to EPA-sponsored programs.  Indeed,  one of
                 the principal characteristics of the WPA is that it complements other
                 environmental and natural resource management activities. The
                                                                             1-4

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                                                  Table 1-1. (continued)
Category of Project
 Legislation or Other Authorization
Focu$
National Estuary Program
 CWA Section 320
Promotes development of integrated management
planning based on flexible regional stakeholder
involvement and public outreach for the Nation's major
estuaries and their associated watersheds.
U.S. Department of Interior (DOI)
Bureau of Land Management
(BLM) Fish and Wildlife 2000 Plan
Ar, initiative under the BLM's
riparian policies that places fish
and wildlife values on an equal
footing with other multiple uses of
BLM leases
Starting in 1987, has led to numerous projects in western
States to restore or protect riparian habitats.  The recent
Riparian-Wetlands initiative for the 1990s and the Bring
Back the Natives Initiative  are especially targeted at
restoring ecological functions and protecting native fish
stocks.
Corps of Engineers (COE)
Environmental Enhancement
Initiatives
Water Resources Development
Acts of 1986 and 1990
In 1986, the Corps became a partner with the 8 States
on the Upper Mississippi River in mitigating adverse
ecological impacts from navigation works.  Expanded in
1990 to cover all COE projects.  Examples include the
Kissimmee River and the Everglades  (Florida) and the
Anacostia River (Maryland and the District of Columbia).
Incremental Flows Evaluations
Required by at least 15 States and
relevant to Federal dam permit
renewals, environmental impact
work for COE and Bureau of
Reclamation, and National Park
Service assistance
Studies of instream flow needs in watersheds.  Common
in western States for operation of major dams.  Also of
importance elsewhere where rivers dammed for hydro-
power or where issues with anadromous fisheries
involved.
River Corridor Conservation
Programs
Wild and Scenic Rivers Act,
National Trails System Act, and
Outdoor Recreation Act
In addition to the system for Wild and Scenic River
designation, the National Park Service provides technical
assistance to States for statewide river conservation
pi jgrams or corridor protection projects on specific
streams.  Also many States or local governments have
river greenbelt programs.

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                                     Table 1-1.  Type* of Existing Watershed Projects
Category of Project
 Legislation or Other Authorization
Focus
Nonpoint Source Targeted
Watershed Projects
CWA Section 319
Grants for small watershed demonstrations provided
through Section 319(h) grants, with Stated encouraged to
take advantage of U.S. Department of Agriculture
Hydrologic Unit Area (HUA) projects or other large
watershed-scale initiatives.
Clean Lakes Protection/Restoration
Projects
CWA Sectin 314
Lake protection and restoration. Source of many
techniques relevant to holistic watershed management
emphasizing grassroots stakeholder involvement.  Most
projects focus on small lakes and reservoirs.
Great Lakes Remedial Action Plans
Treaty agreements with Canada,
1987 CWA and Amendments in
Omnibus Water Resources Act of
1990.
Development of water quality-based restoration programs
for Areas of Concern, usually to address toxicant
problems on riverine estuaries.
U.S. Department of Agriculture
(USDA) Hydrologic Unit Area
(HUA) Projects
President's Water Quality Initiative
and the Farm Bill Conservation Title
Provides for water quality-oriented USDA technical
assistance and cost-sharing in selected special watershed
units with documented surface or groundwater concerns
related to agricultural practices.
USDA Forest Stewardship
Incentives Program (SIP)
1992 Farm Bill, Title XII (dealing
with nonindustrial private forestry)
Encourages partnership between USDA Forest Service
and State forestry programs to improve management of
up to 25 million acres of private woodlands and forests.
Improvement can be targeted for riparian zones or
wetlands.
Soil Conservation Service (SCS)
Small Watershed Projects
PL-566, Upstream Rood Control
and Critical Area Treatment
Encourages watershed planning to identify land treatment
practices to reduce soil erosion and coastal flooding and
to address other conservation needs.
USDA Demonstration Projects
President's Water Quality Initiative
Demonstrates practical technology which can be used as
part of integrated resource management for water
resource protection.
                                                                                                                  (continued)

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         1.  THE WATERSHED PROTECTION APPROACH: DEFINING A PROJECT FOCUS
                  WPA, with its focus on specific waterbodies, provides a way for
                  traditional EPA and State programs to work much more closely with
                  other agencies such as the U.S. Department of Agriculture (e.g., SCS
                  and the U.S.  Forest Service), the U.S. Department of Interior (e.g.,
                  USGS, Bureau of Reclamation, Bureau of Land Management, and the
                  U.S. Fish and Wildlife  Service), and local and Tribal governments.
                  These working relationships are vital to the success of any WPA and,
                  more importantly, to the restoration, maintenance, and  protection of
                  the Nation's ecosystems.
 Purpose of this Document
Audience
                  EPA prepared this report to promote watershed planning as
                  envisioned under the WPA. The document describes a logical process
                  for planning and implementing watershed projects and presents some
                  lessons learned in previous projects.

                  In addition to promoting waiershed-based planning, some key goals
                  of the WPA and of this document are:

                  •  To emphasize ecological integrity in watersheds by addressing
                     chemical, physical, and  biological stressors in addition to the more
                     traditional goal  of protecting human health through chemical water
                     quality  criteria

                  •  To encourage the targeting of watersheds for action, pooling
                     resources and expertise  with other government agencies and
                     citizen groups

                  •  To encourage local agencies and citizen groups to  get involved in
                     State or Federal projects or to start their own watershed projects

                  •  To help build a  national  base of successful watershed projects.
                     Many of these projects will carried out under the supervision of
                     State agencies that are also implementing other WPA-compatible
                     programs such  as statewide basin management.
                  EPA hopes this document will aid State, Tribal, and local water
                  quality managers in implementing watershed projects. A successful
                  project typically involves staff from multiple agencies-Federal as well
                                                                               1-7

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          1.  THE WATERSHED PROTECTION APPROACH: DEFINING A PROJECT FOCUS
                   as State and local-and these individuals may benefit as well.
                   Members of environmental action groups and other informed citizens
                   may also find this document helpful.
  The Need for Partnerships and Concerted Actions
1-8
                   Section 101 of the Clean Water Act (CWA) establishes the physical,
                   chemical and biological integrity of the Nation's waters as the primary
                   goal of the national water quality program. Federal, State, Tribal, and
                   local governments, as well as industries and concerned citizens, have
                   been working for 20 years to achieve this goal.  Their focus has been
                   primarily on controlling the effects of municipal and industrial point
                   source pollution through a Federal permitting program (the National
                   Pollutant Discharge Elimination System, NPDES) and a massive  effort
                   to make funds available to municipalities to construct and improve
                   wastewater treatment plants. The success demonstrated by these
                   efforts is a result of defeated work and the concentration of
                   resources, but also reflects the relative ease with which point sources
                   can be identified and treated with existing technologies.

                   Nonpoint sources account for most of our remaining water quality
                   problems. According to the  1990 and 1992 editions of the National
                   Water Quality Inventory:  Report to Congress (EPA, 1992a and
                   1994b), the leading causes of impairment of our Nation's rivers and
                   streams are siltation, excessive nutrients, and other pollutants from
                   nonpoint sources.  Nonpoint  source pollution  is generated from  varied
                   and diffuse sources--for example, runoff from farm fields carrying
                   nutrients and pesticides, runoff from city streets carrying sediment
                   and metals, and sediment-laden runoff from logging and construction
                   activities. The impacts of these stressors may range from acute or
                   chronic effects  on humans and aquatic organisms to the  physical
                   degradation of aquatic habitat.

                   The CWA establishes a foundation of required actions that help
                   prevent water quality impairments from point sources. These actions
                   include technology-based controls, financial assistance, and point
                   source permits.  However, to control nonpoint sources, water quality
                   programs must  work in concert with other Federal, State, Tribal, and
                   local initiatives. Examples  include  activities under the following
                   programs and laws:

                   •  The President's Water Quality Initiative (USDA)

                   •  Conservation Title of the Farm Bill (the Farm Security  Act  of 1985
                      as amended)
                                                                                1-8

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1.  THE WATERSHED PROTECTION APPROACH:  DEFINING A PROJECT FOCUS
          •  Safe Drinking Water Act's Wellhead Protection Program

          •  Rivers and Trails Conservation Program of the National Park
            Service

          •  National Oceanic and Atmospheric Administration (NOAA) Sea
            Grant and the National Marine Sanctuaries Programs that support
            State Coastal Zone Management Programs

          •  U.S. Fish and Wildlife Service efforts in wetlands acquisition and
            conservation under the Emergency Wetlands Resources Act of
            1986

          •  Bureau of Land  Management and Forest Service  initiatives to
            protect or rehabilitate watersheds on public  lands and in national
            forests.

          The benefits of watershed projects will usually be enhanced through  a
          mix of many agencies' approaches, statutory authorities, and
          resources.   Such a mix piomotes the  use of ecological principles and
          takes into account socioeconomic factors (e.g., through training and
          cost-sharing) to develop controls. EPA's  Watershed Protection
          Approach recognizes that all these programs must work together to
          achieve water quality goals.

          Highlight 1 describes some major features ol the Clean Water Act
          (CWA) that are relevant to a watershed-based  approach to water
          quality management.
                                                               Highlight 1

                  Features of the CWA Relevant to Watershed Planning

           Water Quality Standards. Water quality standards are the driving
           force behind State water quality programs.  Water quality standardo
           consist of three elements: the beneficial designated use(s) of a
           waterbody (e.g., fishing and swimming), the water quality criteria
           necessary to protect the use(s)  of the waterbody (these can be
           numeric or narrative), and an antidegradation policy to maintain and
           protect existing uses and water quality.  One goal of any watershed
           management plan is the ultimate attainment of water quality
           standards.

                                                             (continued)
                                                                       1-9

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         1. THE WATERSHED PROTECTION APPROACH:  DEFINING A PROJECT FOCUS
                     Wastewater Treatment Plant Construction Grants Program
                     and State Revolving Funds. Since 1972, the Federal government
                     has provided billions of dollars in grants to States and local
                     communities for the construction of sewage treatment systems.
                     This program, in concert with the NPDES permitting program, has
                     greatly reduced point source loadings to our Nation's surface
                     waters. The 1987 Amendments of the CWA moved the
                     responsibility for financing municipal treatment systems from the
                     Federal government to the States and local communities. Seed
                     money was provided to establish State revolving [loanl funds (SRF)
                     that are designed to become self-sustaining.  If a State can first
                     satisfy its sewage treatment construction needs, then re' Diving
                     funds may be used for other activities including nonpoint source
                     activities that are in accordance with Section 319 of the CWA.
                     Thus, watershed projects may be eligible for SRF funding in certain
                     cases.

                     National Pollutant Discharge Elimination System (NPDES).  I ne
                     NPDES system requires that each point source of wastewater
                     (industrial and municipal) obtain a permit that regulates the
                     facility's discharge of pollutants into U.S. waters.  The CWA
                     requires that point source dischargers comply with specified
                     effluent limitations for conventional and nonconventional pollutants
                     and priority toxic pollutants. The 1987 Amendments added Section
                     304(1) to place a special emphasis on the identification and control
                     of waters that remain impaired by toxic pollutants even after the
                     application of technology-based requirements.  Of particular
                     relevance to the WPA, EPA has recently developed an NPDES
                     Watershed Strategy to integrate  the NPDES program into eac-<
                     State's WPA.

                     Total Maximum Daily  Loads (TMDLsl.  The CWA [Section 303(d)J
                     requires that TMDLs be established for waterbodies where water
                     quality standards have not been  met through technology-based
                     effluent limitations alone.  A TMDL can be defined as the sum of
                     the  "wasteload allocation" for point sources and the "load
                     allocation" for nonpoint sources  that a waterbody can assimilate
                     and still meet water quality standards.  The TMDL must also
                     include a margin of  safety, which takes into account any lack of
                     knowledge concerning the relationship between effluent limitations
                     and water quality.

                                                                       (continued)
1-10
1-10

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1.  THE WATERSHED PROTECTION APPROACH:  DEFINING A PROJECT FOCUS
            The TMDL process, as described in Guidance for Water Quality-
           based Decisions:  The TMDL Process (EPA, 1991 a), consists of five
           steps: (1) identification of water quality-limited waters; (2) priority
           ranking and targeting; (3) TMDL development; (4) implementation
           of control actions; and (5) assessment of water quality-based
           control actions.

           Most TMDLs do not involve the extensive planning, interagenuy
           coordination, and public participation described in this WPA
           document. However, some watersheds may be selected for WPA-
           type projects.because of the need for TMDLs. For example, a
           watershed project may be appropriate in a complex situation where
           point and nonpoint sources are degrading a high priority lake,
           estuary or aquifer and local interest is high.

           Clean Lakes Program.  Section 314 of the CWA established a
           program  for identifying publicly owned lakes in each State that are
           impaired  by point and nonpoint sources and by such stressors as
           nutrients, metals, and acidity.  Clean Lakes Grants are issued for
           diagnostic/feasibility sxudi ^s, restoration/implementation projects,
           and post-restoration monitoring programs.  From its inception in
           1972, the Clean Lakes Program has had a watershed focus and has
           encouraged coordination among Federal, State, and local agencies
           and grass-roots organizations.  Building the institutionc., framework
           that  involves  all stakeholders is a major objective of Section 314.
           Over time, many States have developed the local support,
           legislation, and funding sources for self-sustaining lake programs.

           Nonpoint Source Programs. Section 319 of the 1987 CWA
           amendments  created a new program designed to control nonpoint
           source pollution and to protect groundwater as part of the  overall
           effort. In general, this section requires each State to submit (1) an
           assessment of State waters not expected to meet water quality
           ^.andards because of nonpoint source pollution and (2) a
           management  program for  controlling nonpoint source pollution.
           Many watershed projects  are sponsored under Section 319 grants.
           These projects range in size from  small demonstration projects to
           full-scale watershed projects as envisioned  under WPA.

           Groundwater  Protection.  The CWA encourages steps to ensure
           that surface water programs  do not achieve loading reductions at
           the expense of groundwater resources.  For example, Section 319
           nonpoint source management programs must demonstrate that
           their water quality best management practices (BMPs) are  at least
           pollution  neutral in terms  of their impacts to groundwater.  EPA has

                                                              (continued)
                                                                     1-11

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         1.  THE WATERSHED PROTECTION APPROACH: DEFINING A PROJECT FOCUS
                    also worked with States to develop Groundwater Protection
                    Strategies that coordinate the efforts of diverse Federal programs.
                    State Wellhead Protection Programs encouraged under the Safe
                    Drinking Water Act also make use of pertinent CWA programs.
                    Where States have adopted one or more of these approaches to
                    groundwater protection, such tools as the TMDL process or the
                    WPA  may be useful in pursuing their groundwater objectives.

                    National Estuary Program (NEP1.  CWA Section 320 established the
                    NEP to protect and restore the water quality and living resources  of
                    the Nation's estuaries.  The NEP adopts a watershed approach by
                    planning and implementing water quality management activities for
                    an estuary and its entire drainage area.  The Program currently
                    supports 21 estuary projects. When an estuary is selected, EPA
                    convenes a management conference with stakeholders from all
                    interested groups (e.g., industry,  agriculture, conservation
                    organizations and State agencies) to more fully characterize the
                    estuary's problems and seek solutions.  The NEP is a national
                    demonstration program in that only a fraction of U.S. estuaries can
                    be targetfeu for action under NEP.
1-12
                                                                              1-12

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                                    2.  WATERSHED PROJECTS - THE BROAD ISSUES
Chapter 2

WATERSHED PROJECTS - THE BROAD ISSUES
 Why is Watershed Planning the Right Thing to Do?
                   Watershed-based planning is not a new or exotic approach to water
                   quality management.  Some States and Federal agencies (notably the
                   Department of Interior and USDA) have sponsored watershed-based
                   projects for many years, although water quality protection has not
                   always been a primary goal ol these projects.  Watershed-based
                   water quality management is the right thing to do because it protecto,
                   restores and maintains healthy ecosystems. It is an effective way to
                   protect chemical water quality while at the same time protecting
                   critical terrestrial and aquatic habitat, reducing soil erosion, and
                   restor , ig aquatic communities.  These benefits make the approach
                   particularly useful for solving nonpoint source problems  (or a
                   combination of point and nonpoint problems); thus, it is  applicable to
                   the majority of the Nation's remaining water quality issues.

                   From a technical standpoint, watershed planning is grounded in an
                   understanding of the full range of stressors-physical, chemical, and
                   biolog'
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                                   2.  WATERSHED PROJECTS - THE BROAD ISSUES
Who are the "Stakeholders"?
                  Stakeholders are individuals and organizations that have an interest in
                  identifying and solving water quality problems and in monitoring the
                  effectiveness of these solutions over time. Stakeholders of a single
                  watershed project could include:

                  •  Municipal and county governments

                  •  Local councils of government

                  •  Local soil and water conservation commissions or districts

                  •  County boards of commissioners

                  •  Individual citizens

                  •  Local and national citizen action groups

                  •  Local industries

                  •  State surface and ground water agencies

                  •  State agricultural, fisheries, and natural resources agencies

                  •  Indian Tribes and communities

                  •  USDA agencies at the local level (Soil Conservation Service [SCSI,
                     Agricultural Stabilization and Conservation Service,  Forest Service)

                  *  Other Federal agencies (e.g., U.S. Fish and Wildlife  Service, U.S.
                     Geological Survey [USGS), U. S. Department of Interior (DOI),
                     Army Corps of Engineers)

                  •  EPA.

                  Local stakeholders are particularly important in targeting their local
                  problems.  They bring knowledge and concern for specific
                  waterbodies to the forefront.  They serve as organizers in the area
                  and keep interest alive and active.  They are also effective in
                  educating friends, neighbors, and local officials and putting action on
                  the local, near-term agenda.  Local interest and concern may, in fact,
                  dictate which problems are dealt with first.
                                                                               2-2

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                                   2. WATERSHED PROJECTS - THE BROAD ISSUES
Why is Public Support So Necessary?
                 -Experience has shown that the degree of public education and
                  participation can determine the success of a watershed project.
                  Without public support, projects may never get past the planning
                  stage.  Project implementation requires that local government and
                  citizens have ownership of the project.  For example, it can be
                  impossible to implement best management practices (BMPs) for
                  nonpoint source control without the support and cooperation of
                  private land owners.  In addition, a mid-course correction stage must
                  be factored into the project. That is, the public needs to be prepared
                  for the possibility that it may be necessary to alter or add additional
                  point and nonpoint source management measures, if water quality
                  goals are not being achieved part way through the project.

                  There are many ways to involve the public in watershed projects.  For
                  example, the formation of citizen review groups and technical
                  committees has been shown to gain support from  the diverse
                  interests in a watershed anu to provide an accessible core group of
                  community leaders to keep the  project going once agreements have
                  finally been reached.
What is the Appropriate Scale for a Watershed Project
under the Watershed Protection Approach?
                  One of the goals of the WPA is to produce a national set of
                  watershed projects that illustrate the efficacy of the approach. The
                  WPA does not mandate watershed size or scale.  However, individual
                  v .tershed projects should be larger than  research or demonstration
                  scale. Watersheds should be of sufficient size to achieve economies
                  of scale, take advantage of local government and technical expertise,
                  and be viable for long-term management (e.g., be at a scale that is
                  feasible as more and more watershed projects develop around the
                  State).

                  The following factors should be considered  to determine an
                  appropriate watershed size and set boundaries for watershed
                  projects:

                  •  Nature and extent of the water quality problem

                  •  Existing  administrative boundaries (e.g.,  counties)
                                                                              2-3

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                                  2. WATERSHED PROJECTS - THE BROAD ISSUES
                    National watershed delineations~e.g., USGS Cataloging Units,
                    SCS watersheds

                    Ecoregion boundaries-units reflecting homogeneous ecological
                    systems, derived from analyses of such environmental factors as
                    topography, land use, potential natural vegetation, and soils; the
                    coterminous U.S. has 76 ecoregions (Omernik, 1986)

                    Water quality model limitations.
How are Watersheds Delineated?
                 Watersheds are delineated in a number of ways. Many States set
                 watershed  boundaries for planning purposes, and local governments
                 or land management agencies may also delineate watersheds.
                 Finally, concerned citizens or environmental groups may delineate a
                 watershed  ^f particular interest to them.

                 States-Several States have formally delineated their watersheds for
                 planning  purposes.  Oklahoma has delineated approximately 300
                 watersheds, covering the entire State,  for nonpoint source planning
                 purposes.  The Wisconsin Department  of Natural Resources has
                 delineated 330 watersheds for nonpoint source planning. The Ohio
                 Environmental Protection Agency has divided the State into 93
                 "sub-basins" of roughly county size to  match county-level water
                 quality efforts by the SCS and others.  Within these sub-basins are
                 approximately 1,000 watersheds at the level of fairly small streamr

                 North Carolina's Division of Environmental Management has
                 delineated  17 river basins containing 135 sub-basin watersheds
                 which average 250,000 acres in size.  Figure 2-1 shows the sub-
                 basins in the Tar-Pamlico River Basin.  Currently, the basin is  che unit
                 for development of management plans on a 5-year, rotating cycle.
                 The State is moving toward the targeting of controls on a sub-basin
                 or watershed level; for example, in the Tar-Pamlico Basin, special data
                 collection and modeling are under way by sub-basin to support point
                 source/nonpoint source trading of nutrient loads.

                 Other aqencieg-Land management agencies such as SCS, U.S.  Fish
                 and Wildlife Service, Bureau of Land Management, and National Park
                 Service also delineate watersheds.  For example, in Virginia, the SCS
                 has delineated approximately 491 "hydrologic  units" averaging
                 53,000 acres in size for nonpoint source planning purposes.
                 Boundaries are related loosely to prior  SCS  watersheds and are
                 subsets of  USGS Cataloging Units.   South Carolina has used SCS
                                                                              2-4

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Subbasin
Boundary
       Figure 2-1.  The Tar-Pamlico River Basin, NC and its sub-basin watersheds

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                                   2. WATERSHED PROJECTS - THE BROAD ISSUES
                  Conservation Needs Inventory watersheds in delineating its 305(b)
                  waterbodies. The State contains approximately 316 SCS
                  watersheds.

                  Local government and citizens-Local governments,  with the help of
                  citizens, also delineate watersheds in order to mobilize resources and
                  focus attention on particular problems.  In the Anacostia River Basin,
                  Maryland, the District of Columbia, and local agencies have selected
                  nine "priority sub-watersheds" for special management attention.  For
                  each, a sub-watershed action plan is prepared as a blueprint for
                  restoration activities that are unique to the ecological needs of the
                  area (see Restoration Accomplishments in Appendix A). In Virginia,
                  the Chesapeake Bay Preservation Act authorizes the establishment of
                  local boards that can identify watersheds as preservation areas.
                  State agencies and programs can then be tapped to help lr~al
                  governments implement preservation plans.
How are Watersheds Ranked and Targeted?
                  Watersheds may be ranked and targeted for attention and action
                  according to a number of criteria.  These criteria may differ frorn
                  State to State, local government to local government, and citizen
                  group to citizen group.  Most States use some type of formal process
                  for prioritizing their waterbodies or watersheds.  The following criteria
                  (adapted from Adler and Smolen, 1989) are especially appropriate to
                  the example waterbody ranking/watershed targeting process depicted
                  in Figure 2-2:

                  •  Severity or risk of impairment-Typically, the  degree of impu.rment
                     of designated uses as reported in State 305(b) reports or as
                     detei mined through public input. This ranking criterion can ensure
                     that waters most ecologically damaged, sensitive, or at risk get
                     special consideration in the  decision process.

                  •  Ecological value-This ranking criterion can ensure that waters of
                     special ecological value get  special consideration in the decision
                     process.  These waters might include cold water fisheries, primary
                     nursery areas, and  outstanding resource waters.

                  •  Resource value to the public-Many ranking systems assign high
                     value to waters designated  as public water supplies and
                     recreational waters.  This criterion ensures that waters most
                     valued by the public or having the potential for public use receive
                     consideration.  Public support helps ensure funding and may
                     indicate citizens' willingness to push for control  efforts.
                                                                               2-6

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                                2.  WATERSHED PROJECTS - THE BROAD ISSUES
   O
   F=
   CC
   g
   cc
   a.
  LU
  O
  CC
              TECHNICAL/
         PROFESSIONAL INPUT
            Best Professional
             Judgment (BPJ)
 Ambient chemical
       data

       BPJ

   NPDES data
                           Develop Ranking
                               Method
 Biological/habitat
       data

  Human health
     risk data

 Oroundwater data —

  Drinking water  .
    compliance

 Priority lists from
  other programs
                                                                 OTHER INPUT
                              Experience in
                              other States
   Data Gathering
    and Analysis
(Including Assessment
   of Use Support)
  Public input
(public meetings,
  committees,
 questionnaires)
                                         Waterbody
                                    Ranking/Priority Lists
               Hydrology
               Landforms
               Ecoregions
Function and value
   r' resource

 Implementability
   of controls

    Degree of
pollution reduction

Site-specific data  —i
                              Delineate
                             Watersheds
                                      Target Selected
                                        Watersheds
          Watershed modeling —
                                     Target Sites within
                                  a Watershed for Controls
                               Hydrotogic
                               boundaries

                             Administrative
                               boundaries
                              Institutional
                               strengths,
                            authority, interest
                            of local agencies
                             Private funding of
                                 controls
                               Public funding/
                                 incentives

                             Local regulations/
                                  support
Source:  EPA, 1993a
             Figure 2-2. A waterbody ranking/watershed targeting process.
                                                                                2-7

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                                   2.  WATERSHED PROJECTS - THE BROAD ISSUES
                  •   Data availability and quality-Rather than make water quality
                     judgments based on insufficient information, some States
                     establish minimum data requirements.

                  Even watersheds that rank high according to the above criteria may
                  not be the most suitable for intensive management efforts. A number
                  of other factors are pertinent to targeting watersheds based on the
                  ability to implement effective controls.  These criteria include:

                  •   Resolvability of the problem-ability of existing management tools
                     (e.g., BMPs) to solve the water quality problem expeditiously

                  •   Institutional feasibility-whether institutional arrangements are
                     sufficient to put these tools in place (e.g., local governments have
                     authority to pass needed ordinances)

                  •   Legal mandates-court-ordered TMDLs, for example, may propel
                     watersheds to the top of statewide priority lists

                  •   State financial and human resources-availability of State
                     resource*, ror multiple watershed projects while still meeting
                     regulatory obligations

                  •   Local financial and human resources-availability of funding or
                     skilled peisonnel from various agencies.  These resources may
                     take the form of technical and management expertise or payments
                     for controls to carry out a watershed management plan.

                  For further information on ranking and targeting approaches, see
                  Geographic Targeting: Selected State Examples (EPA, !993a).
Is Watershed Planning Suitable where Ground Water
Contamination is a Major Concern?
                  Ground water concerns are important in nonpoint source watershed
                  projects around the country.  The Clean Water Act discourages
                  nonpoint source controls that protect surface waters at the expense
                  of ground water. Watershed projects can be a good mechanism for
                  taking into account all possible impacts on surface and ground water
                  resources.

                  In some areas, ground water/surface water interactions are highly
                  complex and may alter or preclude the  delineation of watershed
                  boundaries (Hughes and Omernik, 1981).  For example, in karstland
                  (limestone and dolomite terrain with sinkholes, subsurface streams,
                                                                              2-8

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                                   2. WATERSHED PROJECTS - THE BROAD ISSUES
                  and caverns), ground water may discharge well beyond apparent
                  watershed boundaries that are based on topography.  Point source or
                  nonpoint source controls that change surface water quality in one
                  area may actually have greater impact on the ground water and
                  .surface water of areas quite a distance away.  Similarly, glaciated
                  areas in the Northern United States and highly arid areas in the
                  Southwest can have complex surface/ground water hydrology.

                  In such areas, agencies should carefully consider whether planning
                  units should  be watersheds (perhaps large watersheds) or
                  administrative units such as counties or regions. In some cases, a
                  dual approach with separate surface and subsurface water resource
                  delineations may be appropriate.  Surface/ground water interactions
                  should  be understood and factored into all aspects of a watershed
                  project.
How do We Measure the Success of a Watershed
Project?
                  It is not always easy to document or measure the success of a
                  watershed project. Watersheds are dynamic systems that require
                  years to restore equilibrium after controls are implemented, and
                  monitoring for environmental success is technically difficult and
                  resource intensive. Nonetheless, we want to know if water quality
                  has improved or if fish populations have grown in abundance or
                  diversity in a relatively short time period. Recognition of the time
                  involved in measuring success is as important as determining what
                  conoitions will represent success.  Fortunately, some institutional and
                  programmatic measures of success require  less time to show results
                  than direct environmental measures.  For example, tracking the
                  number  of stream miles monitored, the number of facilities installing
                  BMPs, or the number of municipalities enacting zoning ordinances can
                  indicate short-term progress toward long-term goals. Chapter 6 of
                  this document discusses goals and environmental indicators for
                  watershed projects.
                                                                               2-9

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                             3.  ELEMENTS OF A SUCCESSFUL WATERSHED PROJECT
Chapter 3

ELEMENTS OF A SUCCESSFUL WATERSHED PROJECT

                   The remainder of this document discusses concepts and a logical
                   framework for planning and implementing a watershed project.
                   Figure 3-1 groups the many activities of a successful project into
                   major topics or elements:

                   •    Building a Project Team and Public Support-developing effective
                        institutional arrangements and local ownership of the project
                        (Chapter 4)

                   •    Defining the Problem-developing an inventory of the watershed
                        and its problems and  conducting baseline monitoring (Chapter 5)

                   •    Setting Goals and Identifying Solutions-developing project
                        goals, a list of management measures, and a detailed plan for
                        their implementation (Chapter 6)

                   •    Implementing Controls-obtaining funding, securing
                        commitments, and installing controls (Chapter 7)

                   •    Measuring Success and Making Adjustments—documenting
                        success in meeting goals, monitoring, changing management
                        measures as needed,  and ensuring project continuity (Chapter
                        8).

                   Figure 3-1 is intended to show that the elements of a  successful
                   p.^ject are interconnected and that each element is important,  ot
                   that they must occur in a particular order.

                   Figure 3-2 is an expanded version of the previous figure, and lists the
                   individual activities that are discussed in the remaining chapters of
                   this report.   EPA's goal for the remaining chapters is to provide
                   insight into similarities among watershed projects.  Of course, each
                   watershed has its own specific problems,  and management activities
                   must be tailored to meet these needs. EPA hopes that some of the
                   lessons learned in earlier projects will be useful to  future watershed
                   managers and the public.
                                                                               3-1

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               3. ELEMENTS OF A SUCCESSFUL WATERSHED PROJECT
   Defining
   the Problem
                                        Setting Goals
 identifying
 Solutions
                     Educating
                     and Involving
                     the Public
   Measuring
   Success
   and Making
   Adjustments
Implementing
Controls
Figure 3-1. Some elements of a successful watershed project.
                                                             3-2

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                           3.  ELEMENTS OF A SUCCESSFUL WATERSHED PROJECT
           • Develop an inventory of
            the watershed
           • Monitor baseline water quality
           • Decide to take action
             Defining
             the Problem
               \
                                 Building a
                                 Project Team
                                 and Public
                                 Support
            Measuring
            Success
            and Making
            Adjustments
           • Document success in
            administrative goals
           • Conduct ambient monitoring
            for environmental results
           • Make mid-course corrections
           • Ensure long-term
            maintenance
    1 Identify environmental indicators
     and programmatic measures
    • Set project goals
    1 Agree on critical actions
    1 Protect critical areas
    1 Select point source controls
     and nonpoint source
     management practices
    • Target and schedule controls
    • Prepare a watershed action plan
     Setting Goafs
     and
     Identifying
     Solutions
                                                            \
• Identify and involve stakeholder
• Build an effective institutional
 framework     |
• Educate stakeholders and the
 general public
     Implementing
     Controls
     Obtain funding
   • Provide incentives
   • Secure committments
   • Design and install site-specific
     controls
   • Inspect BMP and other
     controls
Figure 3-2. Elements of a successful watershed project showing individual activities.
                                                                            3-3

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                              4.  BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                  Such a broad base of stakeholders creates a team that combines the
                  expertise, authority,  and interests of each organization. This can be
                  especially important  later in the project when help and cooperation
                  are needed from several agencies or when gray areas of jurisdiction
                  arise in which no agency has clear authority. Also, some critical
                  management steps may rely on voluntary programs or may require
                  mobilization of broad public support to secure funding.

                  The use of committees can be effective in involving stakeholders and
                  providing the project team with valuable information.  Citizen advisory
                  committees may include representatives from local business groups,
                  environmental groups, recreational organizations, and landowners
                  associations.  Representatives from government agencies, colleges,
                  and universities, as well as other local experts  may serve on technical
                  committees (Brichford and Smolen, 1990).  Citizen monitoring groups
                  may form to involve  local students, teachers, and outdoors-oriented
                  people in gathering useful data and identifying  problems.

                  Highlight 2 describes efforts to locate stakeholders in Puget Sound
                  watersheds.  Highlight 3 lists the stakeholders  in the innovative
                  Anacostia R /er Restora. on Project.
Build an Effective Institutional Framework
                  A common theme among successful watershed projects is involving
                  personnel from multiple organizations in a decisionmaking role
                  throughout the life of the project. However, just  as watersheds
                  exhibit different water  quality problems, the structure that evolves to
                  manage watershed projects can vary significantly. For example,
                  project administration may be centralized, as in a State water quality
                  agency, or run at the local level with the support  of State or Federal
                  agencies. Institutional  arrangements may be highly formalized or may
                  depend more on informal networks of citizens and local officials to
                  ensure coordination.

                  Figure 4-1 shows a type of administrative structure that has been
                  used in some watershed projects and National Estuary Program
                  projects.  This is presented as an example, and is by no means the
                  structure of choice for  every watershed or every  State. The  main
                  decisionmaking body, referred to in Figure 4-1 as the oversight
                  committee, has overall responsibility for the success of the project,
                  for administrative matters, and for coordination with the lead agency.
                  The lead agency, typically the State water quality agency or a local
                  organization, may maintain ultimate authority to approve the plans
                  and recommendations of the oversight  committee.
                                                                                4-2

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Chapter 4

BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                 Defining
                 the Problem
     Setting Goals
     and Identifying
     Solutions
                  \
                                   Building a
                                   Project Team
                                   and Public
                                   Support
                                                              \
 Identify and involve stakeholders
• Build an effective institutional
 framework    |
• Educate stakeholders and the
 general public
                Measuring
                Success
                and Making
                Adjustments
     Implementing
     Controls
 Identify and Involve Stakeholders
                  Successful watershed projects bring together the public, citizen
                  groups, researchers, and government agencies with an interest in the
                  watershed and the project's outcome.  Some representatives may
                  have a special interest in protecting water resources,  others in
                  enhancing the socioeconomic aspects of quality of life (e.g., jobs,
                  businesses, tourism).
                                                                               4-1

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                                   4. BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
Oversight Committee
Potential Members:
• State officials
• Planning organizations
• City/county officials
• Soil and Water Conser-
vation District (SWCD)
• Citizens
• Industry representatives
Duties:
• Administer funds
• Make decisions
• Approve work
and contracts
• Approve action plan

                                         Project Manager
                            Skills:
                             • Coordination
                             • Organization
                             • Interpersonal
                             • Writing and speaking
                          Duties:
                           • Coordinate project
                           • Monitor progress
                           • Manage contracts
                           • Write reports
            Technical Committee
  Potential Members:
   • Federal and State
    staff (water quality,
    agriculture, health, etc.)
   •SWCD
   • Researchers, teachers
   • Industry experts
Duties:
 • Identify problems
 • Identify goals
 • Develop control
  strategy
                                        Citizens Commfttee
Potential Members:
 • Interest groups
 • Property owners
 • Recreational clubs
 • NPDES permittees
Duties:
 • Identify problems
 • Identify goals
 • Educate public
 • Review/approve
  action plan
                                       Project Components
Source:  Adapted from Brichford and Smolen, 1990.
              Figure 4-1. Example administrative structure of a watershed project.
                                                                                         4-3

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            4.  BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                                                     Highlight 2

                Puget Sound Watershed Planning

  Local Watershed Management Committees form the backbone of
  efforts to protect Puget Sound in the State of Washington from
  nonpoint source pollution. One of the first lessons learned from
  these committees follows.

  Finding  "Affected Parties" (Stakeholders)

  Affected parties can be determined by considering the point and
  nonpoint sources and  beneficial uses in each watershed. Each
  source,  from agriculture to septic systems, and each resource,
  from salmon to shellfish,  is important to certain citizens and
  professionals. These individuals often have enough interest to
  participate in the watershed planning process. It is often helpful to
  work through existing organizations--a dairy group, a board of
  realtors, or an environmental organization-to identify poten*^!
  members.

  "To balance out our committee so that it wasn't all agency
  people," explains Becky Peterson, project manager of the Silver
  Creek early action watershed  in Whatcom County, "we invited all
  the property owners within the watershed to participate by
  attending  an initial meeting.  At the meeting we  decided to break
  this group into three smaller groups-businesses  that were located
  in the watershed, farms in the watershed, and citizens' groups.
  Then the members of these three groups chose who they wanted
  on the committee.  I think it was a good way for the residents to
  feel they were being adequately represented."

  Source: Puget  Sound Water Quality Authority, 1991.
In addition to local, State, and Federal agency representatives, the
oversight committee's membership should include a broader
population of stakeholders-environmental groups, business groups, or
other nongovernmental organizations (NGOs)--that are interested in
the ecosystem. Committee size should represent a balance between
the need for expertise and community representation and the need to
have a manageable group.

The project manager coordinates and monitors all project activities
and is critical to a smoothly running and focused project. The
manager is responsible to the oversight committee and/or lead agency
                                                             4-4

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           4. BUILQING A PROJECT TEAM AND PUBLIC SUPPORT
                                                   Highlight 3

           The Anacostia River Restoration Project

The Anacostia River Restoration Project is featured in highlights
throughout this document because it illustrates many of the
principles being encouraged under EPA's Watershed Protection
Approach.

Background

The Anacostia River is a tributary to the Potomac River and has a
watershed of about 150 square miles.  The watershed has a
variety of pollution and habitat modification problems. Starting in
the 1930s, construction projects along the Capitol Mall and
Washington's central business district transferred much of the
surface drainage of the Tiber River to the Anacostia.  This created
a substantial combined sewer overflow (CSO) problem on the
lower, tidal portions of the river.  In addition, approximately 75
percent of the Anacostia watershed's forest cover has been
removed for urban development and agriculture,  resulting in high
stormwater flows and pollutant loadings.

From  an early date, the Anacostia was targeted by Marvland  as a
Critical Area under the Chesapeake Bay program. With impetus
from this program, the Anacostia Restoration Agreement was
signed in 1987.  The four principal signatories were the State of
Maryland, Maryland's Montgomery and Prince George's Counties,
and the District of Columbia.

Stakeholders

The Anacostia River Restoration Committee, the main oversight
rommittee, consists of representatives from the  signatory
ayencies:

      District of Columbia Department of Public Works
      District of Columbia Department of Consumer and
        Regulatory Affairs
      Prince George's County Department of Environmental
        Regulation
      Montgomery County Department of Environmental Programs
      Maryland Department of Natural Resources
      Maryland Department of the Environment.

                                                   (continued)
                                                           4-5

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            4.  BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                                                    (continued)
  Other stakeholders and participants include:

       Izaac Walton League
       Anacostia Watershed Society
       Alliance for Chesapeake Bay
         U.S. Army Corps of Engineers
       Washington Suburban Sanitary Commission
       National Park Service
       Interstate Commission on the Potomac River Basin
       Metropolitan Council of Governments
       U.S. Department of Agriculture
       U.S. Environmental Protection Agency.

  Source:  Anacostia Restoration Team, 1991.
for tracking project expenditures and funding  requests and for
producing project documents such as watershed action plans and the
final project report.  The roles of the lead agency, committees,  project
manager, and staff can be formalized so that  all participants know
what to expect.  See Appendix B for an example protocol of
participants' functions and responsibilities from a Puget Sound
watershed project.

Another reason for the type of institutional framework shown in
Figure 4-1 is that watershed projects often do not follow a neat
"command and control"  organizational structure.  Reaching
agreement often  requires consensus-that is, each participant agree"
with the group decision or at least agrees to support the group
decision--or negotiating a constructive compromise position.  The
following was  written about lake management in New York State, but
applies to watershed management in general:

      No one governmental entity has absolute power over lake
      management.  This situation has its benefits and drawbacks.
      On the plus side of the ledger, every organization and
      constituency has some say over decisions which affect the
      lake and its watershed.  The structure  is disseminated and
      hence "democratic." On the other hand, it seems that
      decisions could be made more efficiently if each lake and its
      watershed had one omnipotent management agency...

      One fact is clear,  government agencies seem to be quits
      capable of making decisions on issues  where there is little
      disagreement between the major constituencies. If the land
      developers, the fishermen, the hotel owners, the lakeshore
      property owners,  the academics and the elected officials all are
                                                            4-6

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                              4. BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                        either neutral or on the same side of an issue, then the only
                        problem will be how to finance it.  When constituencies
                        disagree, the government decision process often breaks down
                        (New York Federation of Lake Associations, 1990).

                  The Watershed Protection Approach seeks to find solutions by
                  bringing the constituencies together in a long-standing commitment to
                  succeed.
Educate Stakeholders and the General Public
                  The purpose of education in a watershed project is to increase
                  awareness of the natural system and of problems in the watershed
                  and, where necessary, to elicit behavior changes in particular groups.
                  Behavior changes by developers, farmers, loggers, municipal and
                  industrial permittees, local officials, and other groups are often crucial
                  to successful watershed projects.

                  Education helps everyone living or working in a watershed understand
                  the relative contributions of different types of pollution sources.  For
                  example, in the Albemarle-Pamlico Estuary drainage in North Carolina,
                  the pi jlic initially perceived that toxicants from point sources were
                  the major water quality problem. However, monitoring data and
                  professional judgement indicated that nutrients were the primary
                  cause of problems in the region.  Highlight 4 describes a series of
                  workshops in the Stillaguamish Watershed,  Washington to educate
                  the public about types of nonpoint sources.  Further examples of
                  pub!'  education programs are  available (EPA, 1989).

                  Effective education and  public  involvement lead to workable and long-
                  lasting Answers to watershed problems-answers that are arrived at
                  through a process that goes well beyond the one-way communication
                  of the traditional public hearing approach.  For these reasons,
                  watershed projects should have explicit plans for involving and
                  educating the public  (Puget Sound Water Quality Authority,  1991).

                  A public education program is a set  of activities, often with a specific
                  purpose and a target audience. Effective education programs address
                  each target audience in terms that are meaningful to that audience.
                  Key tai.jet audiences include:

                  •  Oversight and citizen advisory committee members
                  •  Local elected officials
                  •  State and local agencies
                  •  Agencies providing incentives
                  •  Corporate and land use interests
                                                                               4-7

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            4. BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
                                                     Highlight 4

       Public Workshops in the Stillaguamish Watershed,
                          Washington

 To help Snohomish County develop plans for reducing pollution in
 the Stillaguamish Watershed and Warm Beach area, the county
 held a series of workshops in May 1988.  The purpose of the
 workshops was to educate the public about the four types of
 nonpoint sources that had been identified by citizen groups as
 most important and  to form workgroups to draft text for the
 Watershed Plan. The workshops were:

        Workshop 1--Septic Systems and Household Waste:
                     Impacts on Water Quality in the Watershed

        Workshop 2-Agricultural Practices :  Challenges and
                     Solutions

        Workshop 3--Forestry Practices in the Watershed:
                     Historical and Future Perspectives

        Workshop 4-Development and Stormwater Runoff:
                     Impacts on Water Quality in the Watershed.

 Source:  Cole et al., 1990
•  Trade associations
•  Environmental groups
•  News media.

Timing is an important factor in designing a public education program.
Early in the watershed project, emphasis should be put on informing
everyone about existing pollution problems and the nature of the
upcoming planning process.  Later in the project, emphasis should
shift to the implications of different control strategies, actions, or
BMPs expected of each target audience, and how success will be
measured.  Throughout the process, project accomplishments should
be reported so that support and  enthusiasm for the project are
maintained.

In addition to the audiences mentioned above, a project team may
wish to cultivate an environmental ethic in target audiences that can
affect policy well into the future. These long-term audiences include
schoolchildren, teachers, and civic organizations.  The project team
                                                             4-8

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            4. BUILDING A PROJECT TEAM AND PUBLIC SUPPORT
must decide how to divide resources for education among the
different types of audiences.

Some tried-and-true methods of public education include:

•  Newsletters, brochures
•  Mass media
•  Demonstration sites such as model farms
•  Signs
•  Meetings, workshops, and field trips
•  Self-completed checklists or inventories
•  Onsite technical assistance, inspections, or inventories
•  Citizens monitoring programs
•  Contests
•  Training and certification programs.

To help prepare for education  of the public, it may be helpful to
develop a list of target audiences, behaviors to be changed, groups or
entities most respected by each target audience, and a strategy for
how to approach these groups and work cooperatively with them.
                                                             4-9

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                                                        5. DEFINING THE PROBLEM
Chapter 5

DEFINING THE PROBLEM
                   • Develop an inventory of
                    the watershed
                   ' Monitor baseline water quality
                   • Decide to take action
                    Defining
                    the Problem
Setting Goals
and Identifying
Solutions
                                      Building a
                                      Project Team
                                      and Public
                                      Support
                    Measuring
                    Success
                    and Making
                    Adjustments
Implementing
Controls
                    This chapter discusses the process of gathering available information,
                    about the watershed and its water quality problems.  Preparing an
                    inventory of the watershed  and starting a baseline monitoring
                    program are usually critical  to the  ultimate success of a project.
 Develop an Inventory of the Watershed
                   An inventory of the watershed helps ensure that project team
                   members have a consistent knowledge base and helps focus their
                   attention on the most significant problems or ecosystem threats.
                                                                                 5-1

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                                    5.  DEFINING THE PROBLEM
The inventory and assessment of baseline conditions and water
quality problems is sometimes documented in a watershed
assessment report; an example format is shown in Figure 5-1. This
report provides direct input to the goal-setting process and to
preparation of a watershed action plan, discussed in Chapter 6.

"Prior to beginning a watershed assessment report, writers should
ensure that the product  will be compatible with statewide databases
and basin plans in both format and approach. For example, data
analysis methods for assessing designated use support should follow
methods used by the State for their biennial reports under CWA
Section 305(b). Where  possible, databases and hard copy reports
should be suitable for inclusion in statewide or basinwide assessment
databases and  reports.  State 305(b) Coordinators are  often the key
contacts for ensuring this type of compatibility.

Background Information on the Watershed

Most watershed projects are selected based on some type of
geographic targeting, so considerable information about the resource
and its problems usually exists.  For example, water quality data on
at least a portion  of each watershed are needed to develop wateroody
rankings.  At the  point when watersheds are targeted, information
such as the following is often available from  State Section 305(b)
reports, State Waterbody System databases, and other public
sources:

•   Sizes, locations and designated uses of all waterbodies
•   Waterbodies having impaired use support
•   Causes of impairment (e.g., pollutants, habitat limitations)
•   Physical/chemical and biological water quality
•   Locations and loadings from point sources
•   Categories of  nonpoint sources and estimates of loadings
•   Groundwater quality
•   Sources impacting groundwater
•   Fish and wildlife surveys
•   Topographic and hydrologic maps
•   Crude land use maps.

Such readily available data can be supplemented by other data types
needed  for the critical steps to follow--goal-setting and selection of
point and nonpoint source management measures:

•   Detailed soil survey
•   Locations of highly erodible soils
•   Locations of critical riparian areas
•   Locations of critical instream habitat areas
•   Locations of sensitive ground water areas (e.g., recharge zones)
•   Demographics and growth projections
•   Economic conditions--e.g., income, employment
                                                              5-2

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                                  5.  DEFINING THE PROBLEM
I.    Watershed Description
     A.  Name, size, administrative boundaries
     B.  Geographic locators-Federal or State identification
         numbers
     C.  Maps

II.   Physical Characteristics
     A.  Geology, topography,
     B.  Soils
     C.  Land use/land cover
     D.  Ecoregion(s)
     E.  Hydrology

III.   Critical  Areas
     A.  Surface water
         -  waters with endangered or threatened species
         -  critical fishery areas, outstanding resource waters
         -  critical riparian and instream habitat
     B.  Ground water
         -  water supplies
         -  recharge areas
         -  springs, other vulnerable areas

IV.   Water Quality
     A.  Designated uses and use support
     B.  Watershed's water quality problems
         -  physical/chemical
         -  biological
         -  habitat (including flow needs)
         -  other problems or sources of stress

I  '   Point and  Nonpoint Sources
     A.  Point source locations, loadings (if applicable)
     B.  Nonpoint source locations, loadings (if applicable)
     C.  Control measures in place-types, locations, effectiveness

V.   Information Needs
     A.  Baseline monitoring program
     B.  Other  data gaps
     C.  Information management systems
      Figure 5-1. Topics for a watershed assessment report.
                                                             5-3

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                                    5.  DEFINING THE PROBLEM
 •   Detailed existing and projected land use
 •   Locations and sizes of animal operations
 •   Locations of nonpoint source controls.

 Sources for these data include State surface and ground water
-databases and reports, local agency reports, State or local geographic
 information system (GIS) databases, and aerial photography.  SCS
 Field Office Technical Guides (county level) are excellent sources of
 information on soils, water, plants, animals, nonpoint source  BMPs
 and other topics. Contact the SCS Midwest National Technical
 Center at (402) 437-5315 for more information.

 Finally,  and of great importance, decisionmakers and project staff
 should conduct a first-hand survey of the watershed-walking along
 streams to observe overall ecosystem health and driving around  the
 watershed or flying over it to observe land uses and sources of
 pollution.  During these forays, technical experts can describe to
 decisionmakers the impacts of traditional  pollutants (e.g., sediments
 and nutrients) and  of nontraditional stressors (habitat loss, bank
 erosion).

 Problem Statement

 Whether or not a watershed assessment report is written, a detailed
 statement of the watershed's water quality problems may be
 essential to tne ultimate success of the project.  Types of problems
 frequently identified in  watershed projects include:

 •   excessive sediment or nutrients reaching sensitive waterbodies
 •   reduced fish harvest
 •   reduced anadromous fish spawning range
 •   high stream temperatures
 •   riparian habitat damage by timber harvests
 •   nitrate contamination of ground water.

 The problem statement may include more problems than were
 identified  in the statewide priority-setting  process.  For example, a
 watershed may be  selected on the basis of a high priority for  TMDL
 development  because of nutrient enrichment of an estuary; upon
 more detailed study, ground water contamination and loss of riparian
 habitat may also become key issues.

 A problem statement, agreed to by the various stakeholders,  begins
 to merge their interests and helps to focus upcoming monitoring
 activities. The statement includes information about the type and
 location of threatened or existing water use impairments, pollutants,
 and sources,  as well as economic impacts associated with the water
 quality problem.  Problem statements may be developed for
 individual  sub-watersheds if plans will be  written at that scale.
                                                             5-4

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                                                      5.  DEFINING THE PROBLEM
                                                                       Highlight 5

                           Sequim Bay's Solution to Problem Identification

                    "Rather than spend our time evaluating traditional sources of
                    nonpoint pollution, our watershed management committee focused
                    on yoals and objectives," reports Katherine Baril, project manager
                    of the Sequim Bay Water Quality Project.  "This allowed us to
                    avoid the traditional-and perhaps more adversarial-methods of
                    analysis originally used to evaluate industrial sources of pollution.

                    "In this way. we could begin to look at common contributors and
                    common solutions. For example, instead of looking at agriculture
                    or forestry as a problem to be  fixed, we recognized that all sectors
                    c. the community were potential contributors of bacteria,
                    sediment, and other forms of nonpoint pollution.  At the same
                    time, we realized that there were certain things we all  wanted—
                    viable industries, open space,  and good stewardship in our
                    watershed."
                  At this stage, it may not be necessary to quantify pollutant loadings
                  from specific sources.  To keep momentum, the stakeholders might
                  do better to agree that multipia sources contribute to the problems
                  rather than focusing blame on  one or two sources (see Highlight 5,
                  Sequim Bay, Washington).

                  Table 5-1 summarizes pollutants or stressors that may cause
                  wate-shed impairments and their most likely sources (adapted from
                  EFA, 1987).  Nontraditional stressors such as habitat loss are not as
                  well dccumented  as chemical pollutants, but  are the subject of recent
                  investigations.  See, for example, Restoration of Aquatic Ecosystems:
                  Science, Technology, and Public Policy (National Research Council,
                  1992) and Entering  the Watershed (Doppelt et al., 1993).
Monitor Baseline Water Quality
                  Lack of oaseline water quality data has been a problem in past
                  watershed projects.  If adequate data are not collected prior to
                  implementation of a watershed action  plan,  the project team may be
                  unable to document the  improvements that  result from controls or
                  restoration.  Therefore, baseline monitoring  should begin during the
                  early planning and goal-setting process.
                                                                               5-5

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                                                      5.  DEFINING THE PROBLEM
            Table 5-1. Sources and Causes of Water Quality Impairment
Pollutant or stressor
Possible sources
Sediment
Nutrients
Cropland
Forestry activities
Pasture
Streambanks
Construction activities
Roads
Mining operations
Gullies
Livestock operations
Other land-disturbing activities
Erosion and runoff from fertilized areas
Urban runoff
Wastewater treatment plants
Industrial discharges
Septic systems
Animal production operations
Cropland or pastures where manure is spread
Bacteria
Animal operations
Cropland or pastures where manure is spread
Wastewater treatment plants
Septic systems
Urban runoff
Wildlife
Pesticides
All land where pesticides are used (forest, pastures,
  urban/suburban areas, golf courses, waste disposal sites)
Sites of historical usage (chlorinated pesticides)
Urban runoff
Irrigation return flows
Altered flow regime
or habitat
modification
Impoundments
Urban runoff
Artificial drainage
Bank destruction
Riparian corridor destruction
                                                                                 5-6

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                                   5. DEFINING THE PROBLEM
                                  mmmmmmmmmfmrnrnmt^m

If possible, a water quality monitoring program should extend through
the life of the project in a continuum that includes:

•   Baseline monitoring to show water quality conditions prior to
    implementation of controls

•   Interim and post-implementation monitoring to show effectiveness
    of individual controls and the overall watershed project.

Baseline monitoring programs are watershed-specific, and  involve
principles of monitoring design  that are discussed in various texts and
EPA publications such as:

•   Watershed Monitoring and Reporting for Section 319 National
    Monitoring Projects (EPA, 1991b)

•   Rapid Bioassessment Protocols for Use in Streams and Rivers
    (Plafkin et al., 1989)

•   Draft Surface Water Monitoring Program Guidance (EPA,  1990a)

•   Monitoring Guidance fot the National Estuary Program
    (EPA, 1992b)

•   Draft Nonpoint Source Monitoring and Evaluation Guide
    (EPA, 1988)

•   Methods for Evaluating Stream Riparian and Biotic Conditions
    (Platts et al., 1983)

•  Appropriate Designs for Documenting Water Quality
    Improvements from Agricultural NPS Control Programs (Spooner
    et al.,  1985).

In general, baseline monitoring  (a)  measures concentrations and
loadings of the pollutants in main stems and tributaries prior to .he
implementation of controls; (b) includes biological monitoring
(typically, for fish and macroinvertebrates)  and habitat  assessment;
and (c) measures edge-of-field  loadings in some areas where controls
will be installed.

Some baseline monitoring sites should  be selected to detect
watershed-wide changes in water quality over time.  Planners may
make judgments about sites that will be useful in before-and-after
analyses to show the effectiveness of controls-e.g., sites
downstream of areas where stringent point source permit  limits will
be imposed or where BMPs will be installed.  Before-and-after
monitoring is often effective where point sources are involved, but
can be difficult to implement for nonpoint sources.  As discussed in
Highlight 6, unless planners know exact locations where nonpoint
                                                             5-7

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                                   5.  DEFINING THE PROBLEM
                                                      Highlight 6

 Monitoring in the Galena River Priority Watershed Project

 The Wisconsin Department of Natural Resources (WDNR) has
 delineated 330 watersheds for its statewide nonpoint source
 program.  Approximately one-fifth of the watersheds are targeted
 for priority watershed projects.  Each of these projects includes
 evaluation monitoring to assess water quality improvement.

 The Galena River Priority Watershed is a 154,800-acre watershed
 with largely agricultural land uses—row crops and beef and dairy
 farming.  Early in the project, WDNR assumed that the level of
 landowner participation in BMP cost-sharing would be high and
 that measuring improvements in surface waters would not be a
 problem.  Mainly biological data were collected at  random sites
 throughout the watershed prior to installation of BMPs.  The plan
 was to return  to these same sites following BMP installation to
 collect data for comparison to pre-project data.

 Unfortunately, the level of landowner participation was much lower
 than expected, and the original monitoring  strategy was not
 successful. A paired-site monitoring approach was then adopted
 to ensure Mat the effects of BMP implementation were being
 measured and to account for meteorologic  and hydrologic
 variability (Spooner et al.,  1985).  Paired monitoring  sites were
 selected,  one on a stream with installed BMPs and the other on a
 nearby stream without BMPs.  The paired streams had similar
 landscape, flow, gradient, temperature and habitat features.

 Monitoring included water chemistry, macroinvertebrates, habitat,
 and fish community sampling.  In the paired sites,  each type of
 data indicated at least slightly better conditions at the managed
 sites (downstream of BMPs} than at the unmanaged  sites.

 Source:  K-oner et al.,  1992
source controls will be installed, a paired sampling approach may be
more effective. Paired sampling sites are selected on separate small
watersheds or catchments. Ideally, the two sites are in close
proximity and have similar land uses, drainage area, hydrology, and
other characteristics. Upstream of one paired site, however, controls
will be installed, while the other site will  not receive additional
controls. Automatic samplers and flow measurement devices are
often used on both sites.
                                                             5-8

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                                                     5.  DEFINING THE PROBLEM
                  Watershed project managers should coordinate all monitoring with
                  State-level monitoring programs, both to ensure compatibility of
                  methods and to take advantage of State monitoring resources.  While
                  State agencies may not have sufficient  resources to do intensive
                  monitoring for every watershed project, monitoring stations and
                  protocols may already be established under programs  such as the
                  following:

                  •   Fixed-station and rotating-station monitoring networks (e.g., under
                      a basinwide planning approach of the State water  quality agency)

                  •   Intensive surveys developed under point source wasteload
                      allocation or nonpoint source programs

                  •   Fish community sampling by the State fish and game agency.
Decide to Take Action
                  The project team may never be able to gather enough data to satisfy
                  all technical participants or to convince all stakeholders that a
                  problem exists. At some point the team  decides to proceed with the
                  projec* based on best judgment, allowing flexibility for mid-course
                  corrections later on.  Following are some clues that the time has
                  come to move on to goal-setting and developing a watershed  action
                  plan:

                  1.   Technical experts believe that all significant problems in the
                      watershed are known-problems in physical/chemical water
                      quality,  biological communities, instream and riparian habitat, and
                      otner  factors required to meet designated uses.

                  2.   If tnese problems were solved, ecological integrity of aquatic
                      systems in the watershed could be achieved.

                  3.   The nature of these problems is understood  well enough that
                      environmental indicators can be chosen to track  progress in
                      cleaning them up.

                  4.   Sources of the problems are known or can  be readily determined.
                                                                               5-9

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                                     6. SETTING GOALS AND IDENTIFYING SOLUTIONS
Chapter 6

SETTING GOALS AND  IDENTIFYING SOLUTIONS
                    Defining
                    the Problem
                                                       • Identify environmental indicators
                                                         and programmatic measures
                                                       • Set project goals
                                                       • Agree on critical actions
                                                       • Protect critical areas
                                                       • Select point source controls
                                                         and nonpoint source
                                                         management practices
                                                       • Target and schedule controls
                                                       • Prepare a watershed action plan
Setting Goals
and
Identifying
Solutions
                                      Building a
                                      Project Team
                                      and Public
                                      Support
                    Measuring
                    Success
                    and Making
                    Adjustments
Implementing
Controls
                    This chapter describes activities that result in specific goals and
                    objectives for  the watershed project and the selection of management
                    measures to achieve these goals.  The end product of these activities
                    is usually some form of action plan for the watershed.
                                                                                    6-1

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                                  6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
Identify  Environmental Indicators and Programmatic
Measures
                  Environmental  indicators are measures that can be used to
                  characterize ecosystem health and improvement in a particular
                  watershed (i.e., how well a watershed project is meeting its goals
                  and objectives).  By identifying the universe of potential indicators
                  before setting goals, planners will ensure that no key aspect of the
                  watershed's ecological health is overlooked.

                  Environmental  indicators can range from measures of administrative
                  or programmatic accomplishments (e.g., the number of TMDLs
                  developed or BMPs implemented) to measures of true environmental
                  improvements  (e.g., the maintenance  over a specific time period of
                  healthy, reproducing populations of fish, macroinvertebrates, aquatic
                  vegetation, and terrestrial wildlife).  Agencies and the public are most
                  interested in direct measures of ecosystem health; however, in the
                  early years :f a watersi 3d project measures usually will include a mix
                  of direct environmental indicators and programmatic measures.

                  Table 6-1 shows one way of categorizing environmental indicators,
                  along with examples (adapted from Urban Institute, 1992). Indicators
                  in Table 6-1  represent a continuum from administrative or
                  programmatic measures in the top row to direct measures of
                  ecological health in the bottom row.  EPA's Office of Water is
                  currently working to develop a set of national environmental
                  indicators for human health and ecological protection.
Set Project Goals
                  Identify Potential Solutions for Each Type of Water Quality Problem in
                  the Watershed

                  Before setting overall project goals (discussed below), it is useful to
                  identify potential solutions for each type of problem identified in the
                  watershed. This identification of problems and solutions will facilitate
                  an exchange of ideas and make sure that no options are overlooked.
                  For example, many people are oriented toward structural controls
                  such as wastewater treatment systems or certain BMPs. But in
                  reality, comprehensive ecosystem protection often requires structural
                  BMPs combined with public education, economic incentives  and, in
                  some cases, regulations, land use controls, or habitat restoration.
                                                                               6-2

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                               6. SETTING GOALS AND IDENTIFYING SOLUTIONS
               Table 6-1.  Examples of Environmental Indicators
Description of Indicator
Type or Category
Examples of Indicators
Document the extent to
which programmatic and
regulatory actions have
been taken
Number of permits reissued with new limits
Number of point sources in substantial
   noncompliance
Elapsed time from identification of serious discharge
   violations until correction
Number of targeted facilities/properties that have
   implemented BMPs
Amount of fertilizer sold or used
Number of estuary acres monitored
Number of communities enacting zoning or
   stormwater management ordinances
Number of public outreach activities
Number of citizens reached
Quantify the extent to
which actions have led
to reduction in threats to
surface or ground-water
quality
Reduction in nutrient loadings from each type or
   point and nonpoint source
Reduction in pollutant loadings to ground water from
     underground injection wells
Stability and condition of riparian vegetation
Percent imperviousness upstream
General erosion rate upstream
Amount of toxicants discharged in excess of
   permitted levels
Amount discharged by spills; number of businesses
   and households that have altered behaviors or
   processes to reduce pollutants
Measure the extent to
which ambient water
quality has changed
Pollutant concentrations in water column,
   sediments, and ground water
Frequency, extent and duration of restrictions on
   water uses-bathing, drinking, fishing,
   shellfishing
Percent of stream miles or lake or estuary acres that
   support each designated use
Percent that are nonsupporting or threatened
Percent of citizens who rate major waterbodies as
   usable for various recreational activities
Measure direct effects on
the health of humans,
fish, other wildlife,
habitat, riparian
vegetation, and the
economy of the region
Aquatic community metrics
Reductions in incidence of waterborne disease in
   humans
Size of wetlands or riparian habitat lost or protected
Size of commercial and recreational fish harvest
Increased jobs and income due to recreation
                                                                            6-3

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                6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
Develop Overall Project Goals

Next, the project team should develop a set of general goals
reflecting a vision of the watershed in 10 to 20 years.  Each goal
should be backed by specific and quantifiable objectives that use
environmental indicators to express the degree to which pollution
must be prevented or controlled by given dates.  Examples of
watershed goals and objectives include:

•  Eliminate all fish consumption advisories in the watershed within
   10 years

•  Reduce or eliminate incidence of blue-green algal blooms in a lake:
   reduce total phosphorus concentrations by 30 percent;  maintain
   lake transparency as measured by Secchi disk depth at j seasonal
   mean of 2 feet

•  Reduce edge of field sediment delivery by 50 percent and nutrient
   and agrichemical use by 20 percent in the watershed (USDA
   Sycamore Creek Watershed Hydrologic  Unit Area [HUA],
   Michigan)

•  Stabilize 70 percent of the mileage of eroding  stream banks in  the
   watershed to prevent sedimentation downstream

•  Eliminate the "supporting but threatened" classification by
   reducing sediment inputs to the main  stream by 50  percent and
   reducing nitrogen  concentration from  1 3 to 4 mg/L  (Herrings
   Marsh Run Demonstration Project, North Carolina)

•  Protect  from degradation all remaining stream  reaches with
   undamaged  habitat and balanced aquatic communities

•  Restore habitat in specified lakes and streams so they will support
   a reproducing game fish population

•  Provide 100-foot riparian buffers along  20 miles of stream to
   lower water temperatures, provide wildlife corridors, and increase
   recreation

•  Reduce the  potential for nitrate  and pesticide contamination of
   groundwater (USDA Upper Tippecanoe  River Watershed  HUA,
   Indiana)

•  Achieve biological standards for macroinvertebrates and  fish in all
   streams in the watershed

•  Develop TMDLs for nitrogen, phosphorus and  sediment in the
   watershed.
                                                             6-4

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                6. SETTING GOALS AND IDENTIFYING SOLUTIONS
The goals of the Anacostia River Restoration Program are shown in
Highlight 7.  Highlight 8 presents selected goals and objectives from
the Klamath River Basin Restoration Program.

Set Interim Goals

Once overall project goals are determined, it is also useful to develop
a series of interim goals that will document progress at each step of
the project. The reason for establishing interim goals is that overall
water quality goals-such as major improvements in achievement of
designated use-may be impossible to document in less than 5 to  10
years (or more for larger waterbodies).  In the meantime,
administrative and interim water quality goals can be used to measure
progress toward success:

Program Goals are goals for changes in the policies of agencies or
other organizations.  As an example, a goal for the agency
responsible for road construction might be to require that runoff from
all new roads discharge into buffer zones or detention ponds rather
than directly to streams.

Activity Goals are those actions that will be taken by various
participants.  These goals are often  expressed in terms of the number
of activities to be accompished-e.g., "the Department of Health will
conduct 3 seminars for county sanitarians on proper septic tank
installation" and "sanitarians will monitor performance of all new
septic tanks in the watershed."

BMP Goals define which pollution control measures or other
environmental improvement practices will be put in place, and where.
BMP goals can be set for structural  or nonstructural  measures.  These
goals must relate to the pollutant or problem  of concern, e.g.,
"stabilize and revegetate with native plants 3 miles of streambanks
on Washout Creek adjacent to fields planted  in soybeans" is a goal
fo,  streambank protection and control  of sedimentation.

Interim Water Quality Goals can sometimes be set where activities
will produce improvements in the early years of the project. For
example, installation of a new wastewater treatment facility or a
change in land use may enable the rapid achievement of water  quality
standards in a portion of the watershed. Similarly, removal of
instream barriers to fish passage may bring about rapid return of fish
populations.
                                                             6-5

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               6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
                                                    Highlight 7

  Goals of the Anacostia Watershed Restoration Committee
The Restoration Committee set the following goals in a 1987
agreement:

•  Dramatically reduce pollutant loads in the tidal estuary to
   measurably improve water quality conditions by the turn of the
   century through:  sewage overflow controls, urban stormwater
   retrofits (ponds, marshes, and filter systems), urban BMPs for
   new development, and control of trash and debris.

•  Protect and enhance the ecological integrity of urban Anacostia
   streams to enhance aquatic diversity and provide for a quality
   urban fishery through:  urban stream restoration (channel and
   streambank restoration) and stream  protection (land use controls
   and BIWs  within se. sitive watersheds).

•  Restore the spawning range of anadromous fish to historical
   limits through removal  of fish barriers and habitat improvement.

•  Increase the natural filtering capacity of the watershed by
   sharply increasing the acreage and quality of tidal and non-tidal
   wetlands through: wetlands protection (no net loss of wetlands
   in the watershed), urban wetlands restoration, and urban
   wetlands creation (several hundred acres).

•  Expand .the range of forest cover throughout the watershed and
   create a contiguous corridor of forest along the margins  of its
   rivers and streams through:  forest protection, watershed
   reforestation and riparian reforestation  (10 linear miles alo g the
   Anacostia in 3 years as a first step).

•  Make the public aware of its key role in the cleanup of the river
   and increase volunteer participation  in watershed restoration
   activities.

Source: Metropolitan Washington Council of Governments
        (MCOG), 1992.
                                                            6-6

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               6. SETTING GOALS AND IDENTIFYING SOLUTIONS
                                                     Highlight 8
       Goals and Objectives of the Klamath  River Basin
                     Restoration Program
The Klamath River Basin was once one of the most productive
anadromous fish spawning areas on the West Coast. Physical
barriers, habitat destruction, and pollutant  loads have severely
damaged this important commercial and tribal fishery.  The Ic^g-
range plan of the Klamath Restoration Program uses a  "step-down"
approach with specific goals, objectives, and  policies or project
priorities. Following is an example of a goal and a single objective
under this goal.

Goal I:   Restore, by 2006, the biological productivity of the basin
         in order to provide for viable commercial and recreational
         ocean fisheries and in-river tribal  (subsistence,
         ceremonial, anc  commercial) and recreational fisheries.

         Objective  1:  Protect stream and  riparian habitat from
         potential damage caused by timber harvesting and related
         activities.

             Improve timber harvesting practices through local     '
             workshops;  develop habitat protection and
             management standards for agency endorsement;
             create a fish habitat database; view existing
             regulations as minimum expectations

             Contribute to evaluating the effectiveness of current
             timber harvest practices through:  developing an
             index  of habitat integrity; incorporating fish habitat
             and population data into State water quality
             assessments; monitoring recovery of habitat in
             logged watersheds

             Promote  necessary changes in  regulations—State
             Forestry  Practice Rules;  Forest Service Policies in
             Land Management Plans, BMPs

             Anticipate potential problems by requesting
             additional State monitoring programs and by
             modifying State Forest Practice Rules  and Forest
             Service plans to protect highly erodible soils and give
             priority to protection of unimpaired salmonid habitat.

Source:  Klamath River Basin Restoration Program, 1991
                                                             6-7

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                                  6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
Agree on Critical Actions
                  With a number of water quality problems, goals, and solutions to
                  choose from, and limited funds, how does one decide which actions
                  to take and in what order? Dealing with  one source of pollution at a
                  time (e.g., dairy runoff or  urban stormwater} may seem to be the
                  simplest approach, especially if the agencies and groups represented
                  on the project team tend to specialize in one type of land
                  management activity.  This approach also allows easier
                  documentation of progress in installing controls or changing behavior.
                  The problem is that the "one problem at a time approach" rarely
                  results in clean water! Typically,  when one problem is fixed, other
                  problems masked by the first problem become evident; the public
                  gets disillusioned, and support for the project evaporates.

                  Successful watershed projects address all key sources of pollution at
                  the same time.  Not only does this approach make sense ecologically,
                  it also makes good political sense—treating all significant soi"";3s
                  diffuses the "blame" for pollution  problems among many responsible
                  segments of society.  Less time is wasted arguing over who is more
                  to blame when all agree they are  part of the problem.

                  The project team should strive to  emphasize certain problems that
                  present greater risk to human health and  the ecological health of the
                  watershed.  From lists of pollutants and sources and simple
                  calculations of  pollutant loads, some sources or types of pollution
                  may  be seen to contribute relatively high  loadings of the  targeted
                  pollutants.  Review of cost data will show that some management
                  measures are more cost effective, and discussions with agency
                  professionals will show that some measures are more effective in
                  controlling pollutants  than others.

                  At this point, brainstorming sessions are  recommended to list "what
                  if" scenarios involving different control measures and to get an idea
                  of how one measure effects others. For  example, some  members of
                  the project team  may want to require nutrient management plans of
                  all agricultural land owners, while missing the impact of lawn
                  fertilization  by urban dwellers. Such brainstorming sessions can help
                  clarify what can be achieved without adversely affecting the
                  community.  Some projects prove too complex or controversial at this
                  point. However, it is important to identify all political, social, and
                  technical challenges before committing any money for solutions that
                  might never be acceptable in a watershed.

                  Predictive tools such  as watershed models are also available for
                  estimating the relative effectiveness of watershed management
                  strategies (e.g., EPA, 1992c; RTI, 1994).  Using all available data and
                                                                              6-8

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                                  6. SETTING GOALS AND IDENTIFYING SOLUTIONS
                  tools and professional judgments, decide upon the critical actions that
                  would  be the most effective ways to meet each of the specific goals
                  of the  project.  Most important, ensure that the agencies, local
                  governments, citizen groups, and others who will be responsible for
                  4he selected management actions are capable of and willing to
                  complete the actions.
Protect Critical Areas
                  Point and nonpoint source controls alone often may not result in
                  achieving a watershed's goals for ecological integrity.  A high
                  percentage of our Nation's watersheds have experienced major
                  changes in land use and, consequently, aquatic habitats have been
                  damaged and biological communities have been compromised or lost.
                  Undamaged habitat and fully functioning aquatic communities may
                  remain in only a small number of places in a watershed —areas that
                  are large enough to maintain viable populations of biologically diverse
                  communities and small, isolated patches of habitat that are able to
                  support some portion of their original biological communities. These
                  critical areas may include headwater streams and portions of larger
                  streams that have been protected by land ownership bu* may be
                  subject to development pressures in the future.

                  Because such sources of biodiversity may provide the best hope for
                  repopulation of watersheds with  balanced aquatic communities, the
                  protection of remaining critical areas or refuges should have  a high
                  priority when implementing watershed projects. This type of
                  protection, which may be carried out through  local land use
                  regulations for protecting riparian buffers and  floodplains or the
                  purchase of conservation easements, can be more cost-effective than
                  sc' 'ing future problems a*ter they occur.

                  The bibliography in Chapter 9 includes references on protecting
                  critical areas and on ecological restoration.
Select Point Source Controls and Nonpoint Source
Management Practices
                  Pollution control measures for both point sources and nonpoint
                  sources  benefit society as a whole but often do not provide an
                  economic benefit to the individual or organization that installs them.
                  Point source dischargers are used to this situation.  Selecting
                                                                               6-9

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                6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
management measures for nonpoint sources is apt to lead to
contention, with some arguing for the least costly methods  and
others for the most effective regardless of cost.  Many watershed
projects rely upon voluntary implementation  of BMPs, and incentives
must be provided to encourage installation.  The situation is further
complicated by the difficulty in determining which measures really are
most effective in protecting water quality.

EPA has prepared a major compendium of nonpoint source controls,
Guidelines Specifying Management Measures for Sources of Nonpoint
Pollution in Coastal Waters (EPA, 1992d). This document describes
appropriate management measures and management practices for
each major category of nonpoint source (agriculture, forestry,  urban,
etc). A management measure is an economically achievable system
of nonpoin: source control practices that  reflects the greatest  degree
of pollutant reduction achievable. States with coastal management
programs are required to implement these management measures;
States  are not  required to implement specific management practices
(often called BMPs), but watershed project teams may choose to do
so. Example management measures and  practices are given in
Table 6-2.

For purposes of this Project Focus document, the term BMP applies to
any type of nonpoint source  management practice (structural,
nonstructural, vegetative). There is a tendency for projects to select
the most "palatable"  measure (e.g., those BMPs most likely to be
implemented on a voluntary basis).  Unfortunately, at the end  of
some watershed projects the primary water  quality problem has not
been solved even after BMP-type goals have been achieved or
exceeded.  This can occur for many reasons; e.g., the water quality
goal was inappropriate; the wrong BMPs  were selected; BMPs or
restoration techniques were  installed in the wrong places.

Selection of BMPs is  a site-specific activity and is beyond the  scope
of this  document. The project team should rely on its own expertise,
but should  also seek advice from those who have faced these
challenges  in similar watersheds. Outside expertise may be especially
important when nontraditional stressors such as aquatic habitat loss
are involved.  Following are some items to consider when choosing
management practices (see also Highlight 9):

•  Evaluate the land use in the watershed. Is it likely to stay the
   same or change drastically because of changing economic  or social
   conditions?

•  Realize that there  are several types of management practices
   including structural, vegetative, and nonstructural (e.g.,
   conservation tillage). The key to effective pollution control often is
   to use them in concert with education and, if appropriate.
                                                            6-10

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                                         6. SETTING GOALS AND IDENTIFYING SOLUTIONS
      TABLE 6-2.  Example Nonpoint Source Management Measures and Practices
Type of Nonpoint
Source
       Example Management Measure
Corresponding Management
Practices
Confined Animal
Facilities
(small units)
Forestry
Design and implement systems that collect
solids, reduce contaminant concentrations,
and reduce runoff to minimize discharge of
contaminants in both facility wastewater and
in runoff from up to a 25-year, 24-hour
storm.  Reduce groundwater loadings.
Manage stored runoff and accumulated solids
through an appropriate waste utilization
system.
   Waste storage ponds
   Waste storage structure
   Waste treatment lagoons
   Sediment basins
   Filter strips
   Grassed  waterways
   Constructed wetlands
   Dikes
   Diversions
   Heavy use area protection
   Lined waterway/outlets
   Roof management  systems
   Terraces
   Composting facility
Stieamside Management Areas (SMAs)

Establish and maintain a streamside
management area along surface waters,
which is sufficiently wide and which includes
a sufficient number of canopy species to
buffer against detrimental changes in the
temperature regime of the waterbody, to
provide  bank stability, and to withstand wind
damage. Manage the SMA  in such a way as
to protect against soil disturbance in the SMA
and delivery to the stream of sediments and
nutrients generated by forestry activities,
including harvesting.  Manage the SMA
canopy  species to provide a sustainable
source of large woody debris needed for
instrear   channel structure and aquatic
species  habitat.
 Generally, SMAs should have
 a minimum width of 35 to
 50 feet, increasing  according
 to site-specific factors (e.g.,
 slope, class of watercourse,
 depth to water table, type of
 soil  and vegetation, and
 intensity of management)
 Minimize  disturbances that
 would expose the mineral
 soil  of the forest floor.  Do
 not  operate skidders or other
 heavy machinery in SMA
 Locate all landings,  sawmills,
 and  roads outside the SMA
 Restrict mechanical site
 preparation in the SMA; en-
 courage natural revegetation,
 seeding, and handplanting
 Limit pesticide and  fertilizer
 usage in the  SMA.  Buffers
 for pesticide  application
 should  be established for  all
 flowing streams
 Directionally  fell trees away
 from streams to prevent
 slash and organic debris
 from entering the waterbody
 Apply harvesting restrictions
 in the SMA to maintain its
 integrity
                                                                                             6-11

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                                         6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
Type of Nonpoint
Source
       Example Management Measure
   Corresponding  Management
   Practices
Agricultural Land
(cropland,  range_and
pasture, orchards,
specialty crops, etc.)
Erosion and Sediment Control Management
Measure

Apply the erosion component of a
Conservation  Management System (CMS) as
defined in the Field Office Techr.ical Guide of
the U.S.  Department of Agriculture  Soil
Conservation  Service (see Appendix 2A of
this chapter) to minimize the delivery of
sediment from agricultural lands to surface
waters, or

Design and install a  combination of
management and physical practices to settle
the settleable solids  and associated pollutants
in runoff  delivered from the  contributing area
for storms of up to and including  a 10-year,
24-hour frequency.
(See EPA, 1992d for detailed
descriptions of these)
•   Conservation cover on land
    retired from production
•   Conservation cropping
    sequence
•   Conservation tillage
•   Contour farming
•   Contour orchard and other
    fruit area
•   Cover and green manure
    crop
•   Critical area planting on
    highly erodible or critically
    eroding areas
•   Crop  residue use to protect
    cultivated fields during
    critical erosion periods
•   Delayed  seed bed
    preparation
•   Diversion
•   Field  border
•   Filter strip
•   Grade stabilization structure
•   Grassed  waterway
•   Grasses and legumes  in
    rotation
•   Sediment basins
•   Contour  stnpcropping
•   Field  strip-cropping
•   Terrace
•   Water sediment conf -i  basin
•   Wetland  and riparian zone
    protection
Source:  EPA,  1992d
                                                                                              6-12

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               6. SETTING GOALS AND IDENTIFYING SOLUTIONS
                                                     Highlight 9

          Watershed-wide Controls in the Anacostia
Water quality problems in the Anacostia are attributed to urban
sources such as combined sewer overflows, stormwater runof*,
and erosion from construction sites.  In addition, widespread
habitat destruction has occurred due to increased peak flow rates,
channelization, sedimentation, and barriers to fish movement.

Efforts in the first few years of the Anacostia Restoration Program
have focused on  beginning improvements  in nine priority sub-
watersheds.  Within each priority sub-watershed, a Sub-watershed
Action Plan (SWAP) is prepared as a blueprint for restoration
activities.  SWAPs are prepared with input and participation of all
local, State, and Federal agencies with an  interest in the sub-
watershed, and each plan is unique.

SWAPs typically detail the locations and timing of a combination of
measures-retrofitting of urban stormwater controls to modern
designs that reduce pollutant loads, improvements to instream
habitat, and restoration of wetlands or riparian buffers. Early
projects in  sub-watersheds are described below:

Sligo Creek Sub-watershed (Wheaton Branch)-construct an
extended detention pond/marsh system to remove pollutants and
reduce magnitude of destructive flood events.  Downstream,
stabilize banks and create structural habitat instream using
boulders, notched log drop structures to create pools,  stone wing
deflectors to create riffles; also, reforest the floodplain.

;  -lian  Creek Sub-watershed-retrofit an existing dry stormwater
facility to create a dry, extended detention facility to control runoff
from 1.65 square miles.

Paint Branch Sub-watershed-Restore the mainstem portion of
Paint Branch including  riparian reforestation and a series of in-
stream fish habitat improvements, initially involving 2000 linear
feet of stream.

Sources:   MCOG, 1990
                                                           6-13

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                                 6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
                    regulation.  A single type of management practice is seldom
                    sufficient to solve a watershed's problems.

                  •  Consider protecting buffer zones around receiving waters as a last
                    line of defense between sources and waterbodies.  The U.S. Forest
                    Service  provides specifications in Riparian Forest Buffers:  Function
                    and Design for Enhancement in  Water Resources (Welsch,  1992).
                    A forest buffer less than 100 feet wide can protect water quality
                    and enhance aquatic habitat.

                  •  Review  published information about BMP design, installation, and
                    effectiveness and obtain help from technical experts on the project
                    team. See the bibliography in Chapter 9 for sources of
                    information. Also refer to SCS Field  Office Technical Guides
                    (county  level) for watershed-specific information.

                  •  Prioritize the measures available for each source and
                    pollutant/stressor and decide which should be implemented first.
                    This decision should be based on the  estimated water quality
                    effectiveness of  the measure as well as its cost.

                  •  Select priority BMPs and other measures for each source and
                    pollutant/stressor of concern in the watershed so that they may be
                    installed simultaneously.

                  •  Consider innovative approaches that link point and  nonpoint source
                    management, e.g., pollutant trading.
Target and Schedule Point and Nonpoint Source
Controls
                  This is the "heart and soul" of the developing watershed action plan.
                  It involves r°aching agreement to implement point source controls
                  and nonpoint source management measures within a certain time
                  frame. These practices include critical BMPs and other control and
                  restoration practices in particular areas (e.g., near critical aquatic
                  habitat or in areas contributing the most pollutant loads).
                  Management measures also may involve seeking  local ordinances or
                  redirecting agency resources and programs.

                  In this stage of the project, planners often fear that the agreements
                  secured from stakeholders will evaporate.  However, committing to a
                  specific schedule is essential; allow additional negotiating time on this
                  step to make sure everyone involved in  the project is clear and in
                  agreement to the extent possible.
                                                                              6-14

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                                  6. SETTING GOALS AND IDENTIFYING SOLUTIONS
                  Agencies and local government are the keys to this activity because
                  they must agree to focus activities and funds on discrete areas.  If
                  agreement is difficult:

                  •  Seek to reach consensus on at least one critical redirected action
                     for each agency and special interest group on the project team.

                  •  Lobby for early (1  year) implementation of some measures by each
                     responsible  or designated agency or group.  It is vital that the
                     public know "that someone is  finally doing something," and it is
                     important that the agencies establish a precedent for action.

                  The project team may want to consider seeking "bad-actor"
                  regulations at the local level at this point. In most watershed
                  projects, individuals are given incentives  (technical  assistance, cost
                  share funds, tax advantages) to install certain BMPs.  If the BMPs are
                  not installed and it is determined  by the local committee or agency
                  that the property is still causing a water quality problem, then bad-
                  actor  regulations can require that fines or other penalties be assessed.

                  It is important  to stress that watershed projects do not operate in a
                  vacuum; management measures  should be compatible with other
                  water quality programs to the extent possible (e.g., statewide basin
                  management efforts).
Prepare a Watershed Action Plan
                  A watershed action plan documents everything that has been learned
                  and agreed upon prior to actually implementing management
                  measures.  The primary topics are usually the watershed inventory,
                  water quality problems and their sources, indicators, goals, agreed-
                  upon actions, a funding plan, and commitments from  participating
                  agencies.

                  Some type of formal action plan is important because it clarifies for
                  those outside the decisionmaking process (and even for the
                  decisionmakers themselves) exactly what needs to be done in the
                  watershed and how it will be accomplished.  A useful side benefit of
                  a plan i«? that affected parties (e.g., industrial dischargers, farm
                  groups, urban developers) see that they are not the only individuals
                  who are being asked to help improve water quality. Further,  an
                  action plan demonstrates to the public and political interests that
                  there is a broad-based commitment to progress.
                                                                              6-15

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                6. SETTING GOALS AND IDENTIFYING SOLUTIONS
 Local committees and agencies often do not have all the required
 expertise to prepare watershed plans.  Some States provide technical
 assistance for watershed planning.  Highlight 10 discusses efforts by
 State and Federal agencies to provide support  to local watershed
 committees in the State of Washington.  Highlights  11 and  1 2 show
-contents of watershed action plans from Puget Sound and Wisconsin.
                                                    Highlight 10

    Interagency Technical Assistance Teams in Puget Sound
  In the Puget Sound basin, local committees seeking funding for
  watershed projects are required to prepare action plans for control
  of nonpoint sources. The Washington Department of Ecology
  (DOE) formed the Interagency Technical Assistance Team to
  support these committees. The team consists of representatives
  from over 20 State agencies with expertise in:

        • Agricultural and forestry BMPs
        • Technical transfer to the agricultural community
        • Surface water quality monitoring and assessment
        • Groundwater protection
        « Stormwater management
        • Shellfish protection
        • Public involvement strategies
        • Wildlife management
        • Habitat protection.

  In addition, a Puget Sound Cooperative River Basin Study Team
  was formed with representatives from the Soil Conservation
  Service, the Forest Service, the Washington Department  of
  Fisheries, and DOE. This team helps evaluate land use water
  quality problems within watersheds through field and literature
  investigations,  provides  management alternatives, and produces
  reports and maps based on watershed information.

  Source:  Puget Sound Water Quality Authority, 1991.
                                                            6-16

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               6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
                                                   Highlight 11

                  Developing an Action Plan

The Puget Sound Water Quality Authority's Nonpoint Rule requires
watershed management committees to include, at a minimum, the
following elements in their action plans:

       •  A watershed  characterization, including information such
         as watershed maps, geographic and biological
         information, and sources of data on the watershed.

       •  A water quality assessment identifying nonpoint sources
         of pollution and evaluating water quality, beneficial uses,
         and the biological health of the watershed.

       •  A problem definition indicating the extent of existing and
         potential water quality problems and effects on beneficial
         uses from nonpoint sources in the watershed.

       •  Goals and objectives for prevention and correction of
         these nonpoint pollution concerns.

       •  Specific source control  programs to address the
         problems identified and justification for the management
         actions proposed in each of these programs. Source
         control programs can apply to stormwater and erosion,
         agriculture, on-site sewage disposal systems, forest
         practices, boats and marinas, and other nonpoint
         sources.

       •  An implementation strategy identifying specific actions
         required, the responsibilities of each implementing
         agency or entity, and project milestones, costs, and
         funding sources.
                                                           6-17

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               6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
                                                   Highlight 12

          Black Earth Creek Priority Watershed Plan
The Wisconsin Department of Natural Resources (WDNR) works
with other State agencies and local governments to target
watersheds for intensive nonpoint source management.  Once they
have been targeted. Priority Watershed Plans are developed by
local agencies in cooperation with WDNR. As of 1993,
approximately 9  priority watershed projects had been completed,
23 were in the cost-share phase, and 24 were in the planning
stage.

The Black Earth Creek Watershed Plan was prepared in cooperation
with the Dane County Land Conservation Department and
approved by the  County Board of Supervisors in 1989.  Trout
Unlimited, the Black Earth Watershed Association, USGS, and SCS
also provided input to the plan.

Contents of the Priority Watershed  Plan included:

      Letters of approval by agencies
      Introduction, purpose, and legal status
      Physical description of the watershed
      Water resources conditions,  objectives, and control needs
          (by sub-watershed)
      Point sources
      Nonpoint  source control activities
      Fish management and related activities (e.g., habitat
          protection)
      Coordination activities among agencies
      Detailed program for implementation
      Evaluation and monitoring program.

The bulk of the plan is a section on water resources conditions,
objectives, and control  needs.  This section presents detailed
information for each sub-watershed in the Black Earth Creek
watershed.  For example, in one sub-watershed,  nonpoint  source
control needs include:

      •  Cropland management-control erosion on 1,820 acres of
         land having high erosion rates
                                                   (continued)
                                                          6-18

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              6.  SETTING GOALS AND IDENTIFYING SOLUTIONS
      •  Stream bank management-control bank slumping on
         three small sites

      •  Animal lot management-achieve a 79 percent reduction
         in phosphorus loading by additional controls at six of the
         eight livestock operations

      •  Manure management-prepare manure spreading
         management plans for the eight livestock operations

      •  Cropland  management-purchase and retire from crop
         production an area having high organic soils and
         excessive phosphorus losses

      •  Urban lands management-have builders comply with
         existing construction regulations; ensure that new
         industrial  development includes additional controls such
         as wet basins

      •  Ground water protection-protect lands adjoining a major
         spring area via acquisition, rental, or easement

      •  Fishery management-improve  stream habitat (excessive
         sediment and aquatic vegetation) in a stretch of about 1
         mile supporting a trout fishery.

Source:-  WDNR and  Dane County Land  Conservation Department,
         1989.
                                                          6-19

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Chapter 7

IMPLEMENTING CONTROLS
                                                        7. IMPLEMENTING CONTROLS
                    Defining
                    the Problem
Setting Goals
and Identifying
Solutions
                                      Building a
                                      Project Team
                                      and Public
                                      Support
                   Measuring
                   Success
                   and Making
                   Adjustments
Implementing
Controls
                                                      • Obtain funding
                                                      • Provide incentives
                                                      • Secure committments
                                                      • Design and install site-specific
                                                       controls
                                                      • Inspect BMP and other
                                                       controls
                   This chapter discusses implementing the controls and restoration
                   activities called for in a watershed action plan. Implementing
                   pollution controls is actually a two-stage process. The first stage is
                   political-reaching agreement among participating organizations that
                   there is a problem and that solutions exist, and achieving
                   commitments  from agencies and others to adjust their priorities to
                   implement these solutions.  The second stage is both technical and
                   administrative-making sure that agreed upon actions are carried out;
                   controls are designed, installed, and operated correctly; funds are
                   accounted for  properly;  implementation is proceeding on schedule;
                                                                                  7-1

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                                                     7. IMPLEMENTING CONTROLS
                  the public is aware of the project's progress; and effectiveness
                  monitoring is being done properly.

                  If the watershed project has a project manager, he or she is ultimately
                  responsible for the success of these technical and administrative
                  tasks, as well as for leading efforts to secure funding.  The manager
                  must be knowledgeable about environmental conditions in the
                  watershed; knowledgeable about point and nonpoint source controls
                  and restoration  measures; aware of the policies and missions of the
                  various cooperating agencies, citizen groups, and local governments;
                  and supportive of all programs that are part of the project (not just
                  the easy-to-implement or high-profile ones). To acquire this unique
                  combination of knowledge and skills, the project manager should
                  have access to a network of other watershed project  managers
                  through professional conferences and ongoing training.
Obtain Funding
                  Few watershed projects come complete with sufficient Federal and
                  State funding for all phases of the project. Most of the activities
                  discussed in :his document raquire funding and often are funded by
                  multiple sources.  One way to organize the search for funds is to
                  divide activities listed in the watershed action plan into categories,
                  then to seek the type of funds that match each category.  Not all
                  activities require "cash" funding; some may be completed by the
                  work of cooperating agency staff.

                  Fund raising is a time-consuming activity. Each  type and source of
                  funds has its own application criteria, procedures, and deadlines.
                  Project managers must allow sufficient time and resources for
                  acquiring funds and in-kind assistance.

                  Early in the nroject, or ac part of the watershed  action plan, it may be
                  helpful  to establish a schedule for obtaining  funds and in-kind support
                  for the  entire project.  The schedule  should document, for example:
                  possible funding sources, application dates, dates funding is needed,
                  and work to be done to obtain funding.  The schedule can be
                  organized  by funding categories: educate, plan, install, monitor, and
                  enforce.

                  A complete discussion of funding mechanisms and their requirements
                  would have to be State-specific and  therefore is beyond the scope of
                  this report.  Some  broadly available funding sources  are listed below.
                  In working to obtain funding, it is important to recognize that it is
                  difficult to obtain sufficient funds initially to carry out an entire
                  watershed project.  The best approach is to begin with the available
                                                                                7-2

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                                                    7.  IMPLEMENTING CONTROLS
                  resources, do an exemplary job on initial tasks, and clearly document
                  success.  Additional funds  tend to become available to projects that
                  have shown results and are organized so that results can be carried
                  forward.  Further,  many watershed projects are successful because,
                  in addition to new funding, existing resources are maximized.
                  Highlight  13 describes how resources are maximized for Anacostia
                  Rive'- Restoration Projects.

                  State and local funding sources include:

                  •    State  General Assembly appropriation
                  •    State  income tax credit
                  •    Bonds-general revenue and special purpose
                  •    State  taxes-income,  sales, luxury
                  •    Grants
                  •    Easements
                  •    Lotteries
                  •    Loans
                  •    Fees-hunting/fishinp  licenses; NPDES  permit fees.

                  Some Federal funding  sources are described in Appendix C.  More
                  complete coverage of funding  sources can be found in State and
                  Local Funding of Nonpoint  Source Control Programs (EPA, 1992e)
                  and Watershed Protection: Catalog of Federal  Programs (EPA,
                  1993.;.
Provide Incentives
                  In watershed projects, most nonpoint source controls are installed on
                  private property, yet the effects of these practices often do not
                  directly benefit the discharger or landowner. To ensure that controls
                  are implemented, some type  of incentive is usually provided by
                  society.  Various types of incentives available across the country are
                  listed in Table 7-1.

                  For many years,  cost-sharing has been viewed as  the most effective
                  method of securing landowner cooperation in a voluntary program.
                  Cost-share  rates have traditionally been set at 50  to 75 percent of
                  the average cost of a BMP  State agriculture agencies and USDA
                  agencies have extensive experience in implementing cost-share
                  programs.

                  Evaluations of completed watershed projects have shown that:

                  •  Without vigorous, targeted, and effective education programs,
                     technical assistance and  cost-sharing alone often will not secure
                     adequate BMP implementation
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                                                             7.  IMPLEMENTING CONTROLS
    Table 7-1.  Types of Incentives for Installation of Controls in Watershed Projects
Type of Incentive or
Motivational Fa"ctor
Description of Key Factors
Education
Programs that target key audiences and tailor the message to the audience
are most effective in eliciting a behavior change.  Can include technical
education about operation and benefits of controls.
Technical assistance
One-on-one interaction between the professional water quality staff and the
affected citizen, with recommendations about BMPs appropriate for the
specific site in question. Includes oh-site engineering or agronomic work
during the installation of BMPs.
Tax advantages
Can be provided through State and local taxing authorities or by a change in
the Federal taxing system that rewards those producers who install  BMPs.
Cost-share to
individuals
Direct payment to individuals for installation of specific BMPs (e.g., terraces)
has been effective where the cost-share rate is high enough to elicit
widespread participation
Cross-compliance
among existing
programs
Generally a type of quasi-regulatory incentive/disincentive that cond'*'cris
benefits received on meeting certain requirements or performing in a certain
way.  Currently in effect through the  1985 and 1990 Farm Bills. 	
Direct purchase of
riparian corridors or
of lands causing the
greatest problems
Direct purchase of special areas for preservation has been used extensively
by groups such as the Nature Conservancy; community-owned greent .Its in
urban areas are another variation. Costs of dir.jct purchase are generally
high but effectiveness can also be exceptional. Sometimes used to obtain
control of critical areas whose owners are unwilling to install  BMPs.  	
Nonregulatory site
inspections
A site visit by staff of local or State agencies can be a powerful incentive for
voluntary  installation of BMPs.
Peer pressure
Social acceptance by one's peers can be a motivational factor for installation
of BMPs by some individuals. For example, if a community values the use of
certain agricultural BMPs, producers in those communities are more likely to
install them.
Direct regulation of
land use and
production activities
Regulatory programs that are simple, direct, and easy to enforce are quite
effective. Such programs can regulate land use (through zoning ordinances)
or the kind and extent of activity allowed (e.g., pesticide application rates),
or can set performance standards for a land activity (such as retention of the
first inch of runoff from urban property).                             	
Incentives from
private enterprises
Watersheds with successful nonpoint source projects often are backed by
private enterprises that support the implementation and operation of the
recommended BMPs.  These companies supply services and equipment that
individuals cannot afford to own or acquire. Without these services or
equipment there is a tendency to neglect BMP maintenance once th»
financial  incentive expires.  Some examples include: firms specializing in
animal waste lagoon pumpout and land application, companies that specialize
in prescribed burning for brush control and range management, and
professional associations skilled in integrated pest management techniques.
                                                                                            7-4

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                                  7. IMPLEMENTING CONTROLS
                                                    Highlight 13

     Securing Funding for Anacostia Restoration Projects
The Anacostia Watershed Restoration Committee annually seeks
funding for many restoration projects. In FY91, more than 5C
projects were funded by over a dozen local, State, and Federal
agencies. Funding sources are matched with appropriate
watershed projects.  In about half a dozen cases, special funding
came from Federal agencies (the Corps  of Engineers, USDA, and
EPA).  The overwhelming majority of  projects, however, involved a
skillful coordination of existing sources of support from State and
local governmental programs combined  with additional help from
nongovernmental organizations such as Trout Unlimited and  from
other citizen volunteers. The signatory agencies (the District of
Columbia, Prince George's and Montgomery Counties, and the
State of Maryland) fund most of the stormwater retrofit,
monitoring, and  demonstration projects and public participation
activities.

A key element in maximizing resources  from existing programs is
the organization  of special technical assistance teams ':>r priority
sub-watersheds.  Sub-watershed Action Plan (SWAP) coordinators
carry out public education and outreach efforts, but also assist in
comparing management needs for their  sub-watersheds with
activities of local government.  Because many of the problems in
the Anacostia relate to urban stormwater runoff, many
infrastructure projects can have a bearing on restoration needs.
Where such infrastructure projects are identified, SWAP
coordinators pursue ways to involve them in the Anacostia
program and to obtain funding from them for retrofit and
  anagement objectives

The Anacostia Watershed Restoration Committee is also in a
position to coordinate with large-scale projects (and funding) by
such stakeholders as the State of Maryland  and the Corps of
Engineers.  Careful coordination with  existing programs  and
resources is one key to the success of the Anacostia program.

Source: MCOG, 1990.
                                                            7-5

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                                                     7. IMPLEMENTING CONTROLS
                                                                      Highlight 14

                              Tax Incentives in the Puget Sound Basin

                   Several counties in Washington State have adopted open space tax
                   plans to give citizens incentives to designate land for conservation.
                   In Kit sap County, for example, landowners may be eligible for up
                   to 90 percent tax reductions for voluntarily setting aside wetlands,
                   stream corridors, and other sensitive areas on their property.

                   Source:  Puget Sound Water Quality Authority, 1989
                     Regulatory programs can be effective. They often provide more
                     equitable solutions and achieve clear results much faster than
                     voluntary programs; however, regulatory programs that are poorly
                     enforced or that do not contain effective education are only
                     marginany more effective than voluntary cost-share programs.

                     The most successful projects appear to have used a mix of
                     voluntary and regulatory incentives to achieve water quality
                     results.  The most effective of these offer variable cost-share
                     rates, market-based incentives, and regulatory back-up coupled
                     with support services (private and governmental) to keep the
                     controls maintained and operating properly.  Highlight 14
                     describes tax incentives in the Puget Sound area.
Secure Commitments
                  Two types of commitments are needed for effective watershed
                  protection:

                  •  Commitments with the agencies, groups, and businesses that will
                     be funding and carrying out programs that involve  controls and
                     restoration activities

                  •  Commitments with individuals, businesses, municipalities, etc.,
                     that will actually install the controls and other measures.

                  The fundamental question is "How do you  make people honor their
                  commitments?"  The reality is that people and organizations often
                  have different views on what constitutes "acceptable," and
                  unforeseen circumstances sometimes alter the ability  of participants
                                                                               7-6

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                                                     7. IMPLEMENTING CONTROLS
                  to fulfill commitments.  Two tools that have proven effective in
                  securing (and keeping) commitments are formal written agreements
                  and public accountability.

                  Formal agreements--To avoid disappointment and misunderstanding,
                  agreements on all topics (no matter how trivial) are best documented
                  in writing. Agencies often use a formalized  process known as  the
                  Memorandum of Understanding (MOD) or Memorandum  of Agreement
                  (MOA) to document commitments and positions on certain topics.
                  Such agreements should be specific as to the actions to  be taken by
                  each party, should include a conflict resolution process in the event
                  of misunderstandings,  and should  include definitions of terms that
                  may mean different things to different people.

                  Kfiping the project moving often involves compromise-each
                  participant agreeing to one or two small commitments without  an
                  accompanying increase in funding. Sometimes larger commitments
                  follow after success has been demonstrated in meeting the smaller
                  commitments.

                  Public accountability-One of the best ways to keep work focused  on
                  the  watershed project's critical actions is through public
                  accountability of all participants in the project.  For example, once
                  written commitments are secure, arrange to have periodic public
                  meetings at which participants present detailed updates  on the
                  progress being made on each specific task.
Design and Install Site-specific Controls
                  The des'Tn and installation of point source controls is well-established
                  after decades of wastewater treatment plant construction.  Nonpoint
                  source controls, critical area protection, and habitat restoration
                  measures must be tailored to factors such as hydrology, geology,
                  topography,  soils, capability of the landowner, and resource to be
                  protected. Discussion of specific controls is beyond the scope of this
                  report, but a compendium of management practices for most
                  categories of nonpoint sources is available (EPA, 1992d).

                  In addition, technical reports by Federal,  State, and  local agencies are
                  good sources of information on the design, installation, and operation
                  of BMPs and restoration measures. Reports on appropriate control
                  techniques are available from USDA agencies and State nonpoint
                  source control agencies.  Figure 6-1 lists a few references on the
                  selection and installation of nonpoint source BMPs.  In designing site-
                  specific controls, technical support from  agency experts is essential.
                  For example, SCS, State soil and water agencies, State agricultural
                                                                               7-7

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                                                     7. IMPLEMENTING CONTROLS
                  agencies and land-grant universities have decades of experience
                  applying agricultural BMPs.

                  Timing is also crucial-project teams should be sure to schedule
                  enough time for this labor-intensive step. The availability of agency
                  staff or contractors is often a limiting factor and planners must
                  consider this factor when scheduling  BMP or restoration measure
                  implementation, especially in areas with a high seasonal demand for
                  these services.  Again, the project manager and committees should
                  have access to reports and feedback  from staff at other watershed
                  projects that have dealt with similar technical and  institutional issues.
                  Each project team should be allowed  to make its own mistakes,
                  without repeating the mistakes already made by others.
Inspect BMPs and Other Controls
                  Assuming the correct BMPs and other controls have been seated
                  and are well designed, they will still be ineffective if not properly
                  installed.  In fact, poor installation can make matters worse by
                  concentrating flow or causing some other hydrologic disruption.
                  Inspection by qualified professionals during and after construct jn is
                  therefore essential.  In this regard, many nonpoint source control
                  programs are inadequate and water quality problems persist
                  unnecessarily.  However, even professionals sometimes disagree as
                  to the adequacy of BMP installation, so reaching agreement on what
                  constitutes a properly installed and operated BMP or restoration
                  measure and who will do the inspections is important.

                  In addition to post-construction approvals, a permanent inspection
                  program is needed to ensure proper maintenance of controls.  Most
                  BMPs for urban and rural runoff are subject  to severe loss of
                  effectiveness if not properly maintained. For example, urban
                  stormwater control structures require periodic unclogging  anr1
                  cleaning out of sediments and debris; lagoons for animal operations
                  require removal of waste.

                  One approach that has worked well during forestry BMP inspections
                  has been the formation of multidisciplinary,  multiagency teams of
                  government foresters, logging representatives, and biologists to
                  randomly spot check BMP installation on all types of forest land
                  (public, corporate and individually owned).  At other times, each
                  agency or industry checks BMPs within its normal jurisdiction. This
                  type of quality assurance/quality control activity has two benefits:
                  (1) it builds confidence  in unbiased and equitable installation  of BMPs;
                  and (2) it serves  as a way diverse individuals can arrive at a common
                  definition of adequate BMPs.
                                                                                7-8

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                                 MEASURING SUCCESS AND MAKING ADJUSTMENTS
CHAPTER 8
MEASURING SUCCESS AND MAKING ADJUSTMENTS
                    Defining
                    the Problem
Setting Goals
and Identifying
Solutions
                                     Building a
                                     Project Team
                                     and Public
                                     Support
                   Measuring
                   Success
                   and Making
                   Adjustments
Implementing
Controls
                 • Document success in
                  administrative goals
                 • Conduct ambient monitoring
                  for environmental results
                 • Make mid-course corrections
                 • Ensure long-term
                  maintenance
                   This chapter discusses the importance of documenting the success of
                   a watershed project and making mid-course corrections based on
                   these measurements. Funding agencies, landowners, and the general
                   public want to know that the goals of the watershed project will be
                   achieved if they invest in pollution control and restoration.  Proving
                   effectiveness is  one of the most difficult tasks in a watershed project.
 Document Success in Administrative Goals
                  Progress in achieving goals must be reported clearly and regularly to
                  sponsoring agencies and organizations and the public to stay on
                                                                               8-1

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                              8.  MEASURING SUCCESS AND MAKING ADJUSTMENTS
                  target, make the most efficient use of resources, and maintain public
                  support. Of course, improving or protecting water quality is the major
                  goal in most watershed  projects, but detecting trends in ambient
                  water quality can take 10 years or more. In the meantime,
                  administrative goals can be important interim measures of success.

                  Four types of administrative goals were outlined in Chapter 6:
                  program goals, activity goals, BMP goals, and interim water quality
                  goals.  Following are several approaches that can  be used to monitor
                  results.
                  Type of Goal
                  Program goals
                  Activity goals
                  BMP goals
Approach

Periodic written reports, public meetings, and
financial  records (documentation of shifts in time
and resources).

Simple tracking forms or data files for each
responsible agency to report progress by activity
(e.g., educational presentations, irrigation system
evaluations, septic tank installation inspections).

Reports,  maps and photographs of specific
controls and restoration devices installed (e.g.,
animal waste lagoons, restored streambank,
stormwater detention ponds).

Qualitative and quantitative results of instream
 monitoring and BMP effectiveness monitoring.
Trends in chemical or biological metrics can
sometimes be dramatic (even if not at a  high
confidence level statistically). Visual
documentation of waterbody improvements can
also  be convincing.
                  Highlight 1 5 discusses ways in which the Anacostia River Restoration
                  Program communicates progress toward environmental goals.
                  Interim water
                  quality goals
Conduct Ambient Monitoring for Environmental Results
                  Water quality monitoring is done for several purposes during the life
                  of a typical watershed project:

                  • to assess baseline conditions
                  • to detect trends in ambient (e.g., instream) water quality
                  • to measure the pollutant-removal efficiencies of controls
                                                                                8-2

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               MEASURING SUCCESS AND MAKING ADJUSTMENTS
                                                      Highlight 15

        Reporting Progress in Anacostia River Restoration

  The Anacostia Restoration Program communicates progress
  through an excellent series of publications and through direct
  contact with the public. Examples include:

  • A detailed annual progress report,  The State of the Anacostia,
    presenting results of the year's monitoring efforts, installation of
    CSO and stormwater controls, stream restoration projects,
    riparian corridor protection, public participation, and many other
    features. The reports are  written for a lay audience with some
    science background.  Selected pages from the 1989 Status
    Report are included in Appendix A of this document.

  • Slide presentations to civic associations, environmental groups,
    and community leaders by part-time coordinators in 9 sub-
    watersheds;  the coordinators also lead stream walks and
    distribute literature

  • A series of sub-watershed educational documents, the first of
    w'lich was "Restoring V/atts  Branch."

  • A quarterly newsletter devoted  to restoration and citizen
    accomplishments in the watershed.

  Source:  MCOG, 1990
•   to Demonstrate the effectiveness of restoration measures
•   to monitor the long-term maintenance of controls.

Monitoring design is critical; however, a detailed discussion is beyon-"1
the scope of this document.  Several references are listed in the
bibliography (Chapter  9); below are several key considerations for
monitoring in watershed projects.

1.   It is not necessary to prove the effectiveness of every control
    device or restoration effort in the watershed.  Rigorous
    monitoring of selected areas is better than widely scattered
    efforts.  For example, the efficiency of certain BMPs may have
    been proven already in other, similar watershed studies; if so,
    monitoring resources can be best spent in other areas such as
    biological monitoring.
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           8.  MEASURING SUCCESS AND MAKING ADJUSTMENTS
2.   Because of cost, monitoring design should limit the number of
     parameters for study.  These parameters are driven by the
     environmental indicators, goals, and quantifiable objectives of the
     watershed project.

3.   Watershed monitoring should include physical and chemical
     parameters as well  as more direct measures of aquatic health--
     measures of  fish population and community structure, bottom-
     dwelling organisms (e.g., benthic  macroinvertebrates), and
     habitat quality.

Regarding Item 3, most  projects have  a major goal of attaining aquatic
life uses in their waterbodies.  Historically in watershed projects,
physical and chemical parameters alone were considered sufficient to
show this attainment-e.g., parameters such as  water temperature and
concentrations of sediment, dissolved  oxygen, nitrogen and
phosphorus.  These are  the typical parameters or pollutants controlled
by wastewater treatment and nonpoint source  BMPs. The Watershed
Protection Approach, on the other hand, promotes a broader view-
that ecological integrity  is attainable when physical and cherr;?al
integrity and biological/habitat integrity occur simultaneously (Figure
8-1). Therefore,  watershed monitoring should include biological and
habitat measures of aquatic life in Item 3 above. Figure 8-2 lists
some of the parameters used to measure aquatic health in the
Anacostia Restoration Project, which has a progressive biological
monitoring program. Highlight 1 6 relates monitoring in the Anacostia
watershed to the program's goals.

Routine physical  and chemical sampling (grab sampling) is generally
done at least monthly.  Nonpoint source special studies often
emphasize storm  event  sampling to measure effectiveness of controls.
Storm event sampling is expensive, however, and in most caseo
requires installation of automatic sampling devices.  Biological/habitat
monitoring can be done  much less frequently; seasonal or annual
sampling is normally adequate.  This type of-monitoring does require
the help of expert biologists, who are  often available through State
water quality and fisheries agencies and through universities.

Citizen Monitoring

Citizens can provide valuable support  to the project by collecting
water quality samples, identifying water quality problems, and
gathering photographic  documentation. Citizen monitoring programs
have reached a new level of sophistication in recent years, including
certification programs for volunteers and preparation of quality
assurance management plans.   Citizen monitoring programs have also
moved into the realm of biological monitoring with training from
experts. Guidance and  technical transfer information is available from
                                                               8-4

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                                         Physical/Habitat
                                             Integrity
Figure 8-1.  Elements of ecological integrity in aquatic systems
                (adapted from EPA, 1991c).
                                                                  8-5

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                  8.  MEASURING SUCCESS AND MAKING ADJUSTMENTS
        Stream Habitat Measures

              Bottom substrate/instream cover
              Embeddedness
              Flow
              Canopy cover
              Channel alteration
              Bottom scouring and deposition
              Pool-to-riffle ratio
              Lower bank channel capacitv
              Upper bank stability
              Degree of bank  vegetative protection
              Streamside cover
              Riparian vegetative zone width

        Macroinvertebrate Measures

              Taxa richness-total number of number of species or genera
              Hilsenhof Biotic Index-a measure of pollution tolerance of
                the organism? nresent
              Number of mayfly,  stonefly, and caddisfly taxa
                (pollutant-intolerant insects)
              %  contribution of the dominant taxon to total organisms
              Ratio of mayfly, stonefly, and caddisfly individuals to
                Chironomids  (pollut.on-tolerant worms)
              Ratio of the number of detritus-shreading organisms to total
                organisms
              Ratio of scrapers to filter collectors-indicates relative
                dominance of particular feeding types

        Fish Measures

              Total number of species
              Number of darter, sculpin and madtom species (sensitive to
                siltation and oxygen depletion)
              Number of sunfish  species
              Average size of principal gamefish
              Nurriuer of intolerc.,it fisn species
              Proportion of carp, white suckers, northern creek chub and
                blacknose dace  (pollution-tolerant)
              Proportion of omnivorous/generalist individuals (increases as
                conditions deteriorate)
              Proportion of fish having disease/anomalies-depicts the
                health of individual fish
Figure 8-2.  Biological and habitat monitoring measures in the
             Anacostia River Restoration Project.
                                                                          8-6

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          8. MEASURING SUCCESS AND MAKING ADJUSTMENTS
                                                   Highlight 16

            Monitoring in the Anacostia Watershed

The Anacostia River Restoration Program conducts water quality
monitoring in support of four of the program's six goals. Results
are summarized both in technical publications and in detailed
annual status reports for lay readers (e.g., ICPRB, 1991 and
MCOG,  1990).  Following are some elements of the Anacostia
monitoring effort  as related to these program goals.


ooal 1 - Reduce pollutant loads

•  Baseline water chemistry monitoring throughout sub-watersheds
   prior to BMPs or stream restoration activities

•  Performance monitoring of nonpoint source controls (pollutant
   removal)

•  Automatic sampling stations at the base of selected sub-
   watersheds to  measure storm loads of phosphorus, nitrogen,
   sediment, organic carbon, trace metals and hydrocarbons
Goal 2 - Protect and restore ecological integrity of urban streams

•  * n annual water quality index based on 1 5 stations in the
   Coordinated Anacostia Monitoring Program (multiple agencies
   participate)

•  Intensive biological and habitat surveys (baseline and post-
   implementation) of  over 40 sites in selected sub-watersheds;
   generally follow EPA's Rapid Bioassessment Protocols for
   macroinvertebrates and fish

•  Special studies of urban impacts (e.g., temperature effects of
   urbanization; watershed imperviousness vs. fish diversity)

                                                   (continued)
                                                            8-7

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                            8. MEASURING SUCCESS AND MAKING ADJUSTMENTS
                   Goal 3 - Restore spawning range of anadromous fish

                   • Monitoring of fish spawning runs
                   • Routine fish  sampling


                   Goal 6 - Increase public awareness and participation

                   • Stream walks, photographic documentation of water quality
                     conditions and habitat improvements
                  EPA Headquarters (EPA, 1 990) and may be available at the State
                  level.  For example, the States of Kentucky,  Illinois, Minnesota, and
                  Texas have well-developed citizen monitoring programs.
Make Mid-course Corrections
                  Midway through a watershed project, it is likely that at least one of
                  the following problems will occur:

                  •  Monitoring indicates that the wrong problem is being solved

                  •  Solving one problem unmasks another problem that is more difficult
                    to control

                  •  The project reaches some program or activity  goals but may not be
                    effective enough to reach the water quality goals

                  •  Quantifiable objectives  (e.g., pollutant load reduction) were set too
                    low to solve the problem.

                  These unpleasant realizations occur due to data  gaps; most projects
                  do not have access to extensive land use and water quality databases
                  and mapping and modeling tools.  It is important for the project team
                  to recognize this possibility from the outset and  to build into the
                  project yearly evaluations  and an agreed-upon halfway point where all
                  aspects of the project can be revised if necessary.  Highlight 1 7
                  presents mid-course corrections in the Rock Creek, Idaho watershed.
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          8.  MEASURING SUCCESS AND MAKING ADJUSTMENTS
                                                  Highlight 17
      Mid-course Corrections at Rock Creek, Idaho -- A
              Management Effort in Three Acts
Rock Creek is a tributary to the Snake River in an arid area of
southern Idaho. The headwaters for Rock Creek lie in the
Sawtooth National Forest, and the middle and lower reaches of the
system feature intensive irrigation farming. Water is diverted from
the Snake River, and the irrigation systems create the potential for
impacts from irrigation return flows in addition to soil erosion and
habitat alterations from cropping practices and livestock grazing.

Starting in the  early 1980s, Rock Creek was the focus of a Rural
Clean Water Program (RCWP) project with an active monitoring
component.  The RCWP period, which ended in 1 991, can be
viewed as the second of three "acts" in a  long  process of
environmental improvements. Each stage  overcame major pollution
problems and paved the way for additional goals to restore fully the
integrity of Rock Creek.

ACT I: Overcoming a Heritage of Neglect

By the 1960s, State and Federal natural resource agencies began
to document severe impacts  from point source discharges and
crop and livestock agriculture.  Domestic  rubbish and even car
bodies were being dumped in Rock Creek. The fishery resource
was in poor  condition and fecal coliform levels  showed frequent
violations of public health standards.  In the  1 970s, most
significant point source discharges were diverted to avoid the
system, leaving agriculture as the main source  of water quality
problems.

ACT II:  Applying BMPs to Agricultural Land Uses

By the late 1 980s, 182 landowner management plans had been
developed and implemented. Site-specific variations of nine
agricultural BMPs were stressed including: permanent vegetative
cover, animal waste control systems, conservation tillage, stream
protection at critical erosion  points, permanent vegetative cover on
highly erosive areas, sediment detention and erosion structures,
improved irrigation water conservation, fertilizer management, and
pesticide management.

                                                    (continued)
                                                            8-9

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            8.  MEASURING SUCCESS AND MAKING ADJUSTMENTS
  A well-designed monitoring program documented substantial
  reductions in the loadings of such parameters as phosphorus and
  suspended solids. Despite these gains, monitoring and
  bioassessment work showed that additional improvements were
  still needed to make sure the stream was safe for primary body
  contact recreation and to further lower sediment inputs to restore a
  self-sustaining salmonid fishery.

  ACT III:  Lessons Learned and  Work for the Future

  The final barriers to meeting the goals set forth under the RCWP
  project have to do with habitat conditions. The RCWP BMPs had
  focused en mitigating the impacts of agricultural land uses, and
  particularly the inputs of pollutants from the irrigation return flows.
  However, during monitoring, processes such as streambank erosion
  were found  to contribute two to three times the sediment loadings
  as cropped land surfaces or irrigation ditches.  To  reduce these
  loadings, it will be necessary to carry out protection  and restoration
  measures in the riparian zones. As the streambanks are stabilized
  and riparian vegetation cover is re-established, the fecal coliform
  concerns should also be ameliorated.  Stakeholders in the RCWP
  project have pledged to continue the implementation of  needed
  management measures. Ai the end of Act III, the goal of restoring
  Rock Creek to a condition supporting fishing and swimming now
  looks attainable.

  Source: Rock Creek Project Board, 1991.
Citizens and funding agencies tend to feel misled if they are surprised
to learn at the end of a project that it is not going to work out as
planned, especially if someone has promised them a total solu.,on.
Regular evaluations can help detect problems early.  Different groups
should evaluate each pomon of the project independently using the
same evaluation criteria that were agreed upon before the project
began.  At a minimum, an annual meeting of all evaluators should be
held  to compare notes and reach consensus on:

• Overall project performance

• List of actions and controls that must  be changed and the process
  and timetable to do so.

Evaluation questions that have helped other watershed projects make
mid-course  corrections include:
                                                            8-10

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                             8. MEASURING SUCCESS AND MAKING ADJUSTMENTS


                  • Are the correct controls/restoration measures being installed in the
                    target areas first?

                  • Are they being installed correctly and on schedule?

                 -• Do the controls appear effective?

                  • What visual evidence is there to support this?

                  • What do the water quality data show?

                  • How are biological systems responding?

                  .• Are all cooperators meeting commitments for time, funds, labor,
                    and other resources?
Ensure  Long-term Maintenance
                  One of the least discussed and most difficult parts of a project is
                  maintenance.  Many projects  have failed when outside funding ended
                  or wh^n the  perceived problems were solved.   A watershed action
                  plan must provide for regular and ongoing maintenance in order to
                  ensure success.

                  The concept of long-term maintenance is difficult for project
                  managers, because there can often be no assurance of funding  for
                  mair'enance after the life of the project.  However, if at all possible,
                  institutional and financial arrangements should be made that have a
                  high piobability of extending past the end of the funding period.

                  Cooperators  should agree to perform the management measures and
                  to continue operation and maintenance  on structural and vegetative
                  BMPs  even if the economics of the situation change. New growth
                  (new housing developments, animal operations, highways, etc.)
                  should be held to the BMPs and pollution control measures used in the
                  project (or a  higher  level of treatment if needed) without expecting
                  compensation via cost-share or other grant monies.  These
                  newcomers should include  pollution control as a part of the cost of
                  doing  t jsiness.  Some key points to consider are:

                  •  Education  and training of newcomers and continuing education and
                    reinforcement for current cooperators is essential.
                                                                             8-11

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           8. MEASURING SUCCESS AND MAKING ADJUSTMENTS
• Maintenance programs should be self supporting whenever
  possible.  Individuals and businesses, as well as municipalities and
  natural resource agencies, should be aware of the long-term need
  to provide for maintenance of controls.

• A project that has developed and encouraged private-enterprise
  support services for BMP maintenance is much more likely to
  succeed.

• Local regulations can be helpful to maintain water quality gains;
  demonstration of success may be needed first.

Project managers should contact their counterparts in well-established
programs such as the Anacostia, Chesapeake Bay, Puget Sound, and
Rock Creek Projects to gain insight on maintaining support ,or a
watershed project. Contacts for these programs can be obtained
through the EPA Regions and the EPA Office of Wetlands, Oceans,
and Watersheds in Washington, DC. See Chapter 9 for  references
from the literature.
                                                             8-12

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                                                                   9.  REFERENCES
Chapter 9

REFERENCES
 References in Alphabetical Order by Author or Agency
 (see page 9-4 for references listed by topic)
                   Alexander, Susan.  1993.  Clean Water in Your Watershed:  A
                   Citizen's Guide to Watershed Protection.  Prepared for the U.S.
                   Environmental Protection Agency, Region 6.  Washington, DC: The
                   Terrene Institute.

                   Anacostia Restoration Team. 1991.  A Commitment to Restore Our
                   Home River:  A Six-Point Plan to Restore the Anacostia River.
                   Washington, DC:  Metropolitan Washington Council of Governments.

                   Brichford, S. L. and M. D. Smolen. 1990.  A Manager's Guide to
                   NPS Implementation Projects. Raleigh, North Carolina: North
                   Carolina State University Water Quality Group.  October.

                   Cole, C., T. Hall, and N.R. Hansen.  1990. Ranking of Puget Sound
                   Watersheds for the Control of Nonpoint Source Pollution:  An
                   Evaluation Report.  Prepared for Puget Sound Water Quality
                   Authority, Seattle, Washington.

                   Coppelt,  Bob, Mary Scurlock, Chris Frissell, and James Karr.  1^93.
                   Entering the Watershed:  A New Approach to Saving America's River
                   Ecosystems.  The Pacific Rivers Council. Washington, DC:  Island
                   Press.

                   EPA (U.S. Environmental Protection Agency). 1987.  Setting
                   Priorities:  The Key to Nonpoint Source Control. Washington, DC:
                   Office of Water  Regulations and Standards.

                   EPA.  1988.  Draft Nonpoint  Source Monitoring and Evaluation Guide.
                   Washington, DC:  Office of Water, Assessment and Watershed
                   Protection Division.
                                                                               9-1

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                                                9.  REFERENCES
EPA.  1989.  Effective Nonpoint Source Public Education and
Outreach: A Review of Selected Programs in Region 10. Seattle,
WA:  Region 10, Water Division.

EPA.  1990a.  Draft Surface Water Monitoring Program Guidance.
Washington, DC:  Office of Water, Assessment and Watershed
Protection Division.

EPA.  1990b.  Volunteer Water Monitoring:  a Guide for State
Managers.  EPA 440/4-90-010.  Washington, DC: Office of Water,
Assessment and Watershed Protection  Division.

EPA.  1991 a.  Guidance for Water Quality-based Decisions:  The
TMDL Process. EPA 440/4-91-001.  Washington, DC: Office of
Water.

EPA.  1991b.  Watershed Monitoring and  Reporting for Section 319
National Monitoring  Program Projects. Washington,DC:  Office of
Water, Assessment  and Watershed Protection Division.

EPA.  1991c.  The Watershed Protection Approach:  An Overview.
EPA 503/9-92-001.  Washington, DC:  Office of Water.

EPA.  1992a   National Water Quality Inventory:  1990 Report to
Congress. EPA 503/9-92/006. Washington, DC:  Office of Water.

EPA.  1992b.  Monitoring Guidance for the National Estuary Program.
EPA 842-B-92-004.  Washington, DC:  Office of Water, Oceans and
Coastal Protection Division.

EPA.  1992c.  Compendium of Watershed-Scale Models for TMDL
Development.  EPA 841-R-92-002. Washington, DC: Office of
Wetlands, Oceans and Watersheds and Office of Science and
Technology.

EPA.  1992d.  Guidance Specifying Management Measures for
Sources of Nonpoint Pollution  in Coastal Waters.  EPA 840-B-92-002.
Washington, DC:  Office of Water.

EPA.  1992e.  State and Local Funding  of Nonpoint Source Control
Programs. EPA 841-R-92-003. Washington, DC:  Office of Water,
Assessment  and Watershed Protection  Division.

EPA.  1993a.  Geographic Targeting: Selected State Examples.
EPA 841-B-93-001.  Washington, DC:  Office of Water, Assessment
and Watershed Protection Division.
                                                            9-2

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                                                9.  REFERENCES
EPA.  1993b.  Watershed Protection:  Catalog of Federal Programs.
EPA 841-B-93-002. Washington, DC:  Office of Water, Assessment
and Watershed Protection Division.

EPA.  1994a.  The Watershed Protection Approach:  Statewide Basin
Management.  In preparation.  Washington, DC: Office of Water,
Assessment and Watershed Protection Division.

EPA.  1994b.  National Water Quality Inventory:  1992 Report to
Congress.  EPA 841-R-94-001.  Washington, DC:  Office of Water.

Klamath River  Basin Fisheries Task Force.  1991. Long Range Plan
for the Klamath River Basin Conservation Area Fishery Restoration
Program.  Yreka, CA:  U.S. Fish and Wildlife Service,  Klamath River
F: .hery Resource Office.

Kroner, Ron, Joe Ball,  and Mike Miller.  1992. The Galena River
Priority Watershed Project: Bioassessment Final Report.  Publication
WR-306-92. Madison, Wl:  Wisconsin Department of Natunl
Resources, Bureau of Water Resources Management.

MWCOG (Metropolitan Washington Council of Governments).  1990.
The State of the Anacostia:  1989 Status Report. Washington, DC:
Prepared for the Anacostia Watershed Restoration Team.

MWCOG. 1992.  Watershed Restoration Sourcebook. Washington,
DC:  Prepared  for  the Anacostia Restoration Team.

National Research Council. 1992. Restoration of Aquatic
Ecosvstems: Science, Technology and Public Policy.  Washington,
DC:  National Academy Press.

New York Federation of Lake Associations. 1990.  Diet for a Small
Lake:  A New Yorker's Guide to Lake Management. Rochester, NY:
New York Department of Environmental 'Conservation and the
Federation of Lake Associations, Inc.

Plafkin, James L., Michael T. Barbour, Kimberly D. Porter, Sharon K.
Gross, and Robert M. Hughes.  1989.  Rapid Bioassessment Protocols
for Use in Streams and Rivers:  Benthic Macroinvertebrates and Fish.
EPA/444/4-89/001. Washington, DC:  EPA Office of Water
Regulations and Standards.

Platts, v\/.S., W.F.  Megahan, and G.W. Minshall.  1983. Methods for
the  Evaluation  of Stream, Riparian, and Biotic Conditions.  Technical
Report INT-138. Ogden, Utah:  Intermountain Research Station, U.S.
Department of Agriculture Forest Service.
                                                            9-3

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                                                                 9. REFERENCES
                 Puget Sound Water Quality Authority.  1991.  Seattle, Washington:
                 Puget Sound Water Quality Management Plan.

                 RTI (Research Triangle Institute).  1994.  Nutrient Modeling and
                 Management in the Tar-Pamlico River Basin. Prepared for
                 ~N.C. Division of Environmental  Management.  Research Triangle  Park,
                 NC.

                 Rock Creek Project Board. 1 991.  Rock Creek Rural Clean Water
                 Program:  Ten Year Report. Rock Creek, ID:  U.S. Department of
                 Agriculture Agricultural Stabilization and Conservation Service, Soil
                 Conservation Service, and Administrative Records Survey; Idaho
                 Division of Environmental Quality; and the Twin Falls and Snake  River
                 Soil Conservation Districts.

                 Spooner, J., R.P.  Maas, S.A. Dressing, M.D.  Smolen, and F.J.
                 Humenik.   1985.  Appropriate Designs for Documenting Water
                 Quality Improvements from Agricultural NPS Control Programs.  In
                 Perspectives on Nonpoint Source Pollution, pp.30-34.  EPA 440/5-85-
                 001.  Washington, DC: EPA  Office of Water Regulations ar
                 Standards.

                 WDNR and Dane County.  1989.  A Plan for the Control  of Nonpoint
                 Sources and Related Resource Management in the Black Earth Creek
                 Priority Watershed. Publication WR-218-89.  Madison, Wl: Wisconsin
                 Department of Natural Resources and the Dane County Land
                 Conservation Department.

                 Welsch, David J.  1991.  Riparian Forest Buffers: Function and
                 Design for  Protection and Enhancement of Water Resources.  NA-PR-
                 07-91.  Radnor, PA: USDS Forest Service, Northeastern  Area.
Extended Reference List — By Topic
                 Watershed/Basin Planning and Management

                 Alder K. and M. Smolen.  1989.  Selecting Priority Nonpoint Source
                 Projects:  You Better Shop Around. EPA 506/2-89-003.  EPA Office
                 of Water.

                 Alexander, Susan.  1993.  Clean Water in Your Watershed: A
                 Citizen's Guide to Watershed Protection.  Prepared for the U.S.
                 Environmental Protection Agency, Region 6. Washington, DC: The
                 Terrene Institute.
                                                                             9-4

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                                                9.  REFERENCES
 Brichford, S. L. and M. D. Smolen.  1990. A Manager's Guide to
 NPS Implementation Projects. Raleigh, North Carolina: North
 Carolina State University Water Quality Group.

_Cooter, W. S.  1990.  Report on Statewide Nonpoint Source Cluster
 Ranking System.  Oklahoma  City:  Oklahoma Conservation
 Commission for the Oklahoma Pollution Control Coordinating Board.

 EPA (U.S. Environmental Protection Agency).  1987.  Setting
 Priorities:  The Key to Nonpoint Source Control.  Washington, DC:
 Office of Water Regulations and Standards.

 EPA.  1989.  Effective Nonpoint Source Public Education and
 Outreach:  A Review of Selected Programs in Region 10. Seattle,
 WA:  Region 10, Water Division.

 EPA.  1991.  Guidance for Water Quality-Based Decisions:  The
 TMDL Process: EPA 44/4-91-001.  Office of Water.

 EPA.  1991 a.  Guidance for Water Quality-based Decisions:  The
 TMDL Process. EPA 440/4-91-001. Washington, DC: Office of
 Water.

 EPA.  1991c.  The Watershed Protection Approach:  An Overview.
 EPA 503/9-92-001. Washington, DC:  Office of Water.

 EPA.  1991d.  A Review of Methods for Assessing Nonpoint Source
 Contaminated  Ground-Water Discharge to Surface Water.
 EPA 570/9-91-010.  Office of Ground-Water.

 EPA.  1992a.  National Water Quality Inventory:  1990 Report to
 Congress.  EPA 503/9-92/006.  Washington, DC:  Office of Water.

 EF ^   1992c.  Compendium  of Watershed-Scale Models for TMDL
 Development.  EPA 841-R-92-002. Washington, DC:  Office of.
 Wetlands, Oceans and Watersheds and Office of Science and
 Technology.

 EPA.  1992e.  State and Local Funding of Nonpoint Source Control
 Programs.  EPA 841-R-92-003.  Washington,  DC: Office of Water,
 Assessment and Watershed  Protection Division.

 EPA.  1993a.  Geographic Targeting:  Selected State Examples.
 EPA 841-B-93-001.  Washington, DC: Office of Water, Assessment
 and Watershed Protection Division.

 EPA.  1993b.  Watershed  Protection: Catalog of Federal Programs.
 EPA 841-B-93-002.  Washington, DC: Office of Water, Assessment
 and Watershed Protection Division.
                                                            9-5

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                                                9.  REFERENCES
EPA.  1994a. The Watershed Protection Approach:  Statewide Basin
Management. In preparation.  Washington, DC: Office of Water,
Assessment and Watershed Protection Division.

EPA.  1994b. National Water Quality Inventory:  1992 Report to
Congress.  EPA  841-R-94-001. Washington, DC:  Office of Water.

Hammill, S. M.,  Jr., J. C. Keene, D. N. Kinsey, and R. K.  Lewis.
1989.  The Growth Management Handbook: A Primer for Citizen and
Government Planners. Prince, NJ:  The Middlesex Somerset Mercer
(MSM) Regional Council.

New York Federation of Lake Associations. 1990. Diet for a Small
Lake: A New Yorker's Guide to Lake Management.  Rochester, NY:
New York Department of Environmental Conservation and the
Federation of Lake Associations, Inc.

Welsch, David J.  1991. Riparian Forest Buffers: Function and
Design for Protection and Enhancement of Water Resources.  NA-PF.-
07-91.  Radnor, PA: USIS Forest Service, Northeastern Area.

Specific Watershed Projects

Anacostia Rrstoration Team   1991.  A Commitment to Restore Our
Home River: A Six-Point Plan to Restore the Anacostia River.
Washington, DC:  Metropolitan Washington Council of Governments.

Cole, C., T. Hall, and  N.R. Hansen.  1990.  Ranking of Puget Sound
Watersheds for the Control of  Nonpoint Source Pollution:  An
Evaluation Report.  Prepared for Puget Sound Water  Quality
Authority, Seattle, Washington.

Dodd, R. C., G.  McMahon,  and S. Stichter. 1992. Areawide
Watershed Planning in the Albemarle-Pamlico Estuarine system:
Report 1 — Annual Average Nutrient Budgets.  Prepared by Research
Triangle Institute for the Albemarle/Pamlico Estuary Study. A/P
Project 92-03. Raleigh, North Carolina.

Hession, W. C.,  J. M. Flagg, S. D.  Wilson, R. W.  Biddix, and
V. O. Shanholtz.  1992. Targeting Virginia's Nonpoint Source
Programs.  Presented at the 1992 International Summer Meeting,
Paper No. 92-2092. American Society of Agricultural Engineers,
St. Joseph, Ml.

Klamath River Basin Fisheries Task Force.  1991.  Long Range Plan
for the Klamath  River Basin Conservation  Area Fishery Restoration
Program. Yreka, CA:  U.S. Fish and Wildlife Service, Klamath  River
Fishery  Resource Office.
                                                            9-6

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                                                9. REFERENCES
 Konrad, J. G., J. S. Baumann, and S. E. Bergquist.  1985. Nonpoint
 Pollution Control:  The Wisconsin Experience.  Journal of Soil and
 Water Conservation, Vol. 41, No. 1:  pp. 56-61.

 Kroner, Ron, Joe Ball, and Mike Miller.  1992. The Galena River
"Priority Watershed Project:  Bioassessment Final Report. Publication
 WR-306-92. Madison, Wl: Wisconsin Department of Natural
 Resources, Bureau of Water Resources Management.

 MWCOG (Metropolitan Washington Council of Governments).  1990.
 The State of the Anacostia:  1989 Status Report. Washington, DC:
 Prepared for the Anacostia Watershed Restoration Team.

 MWCOG (Metropolitan Washington Council of Governments).  1992.
 V atershed Restoration Sourcebook. Washington, DC:  Prepared for
 the Anacostia Restoration Team.

 Puget Sound Water Quality Authority. 1991.  Seattle, Washington:
 Puget Sound Water Qualry Management Plan.

 RTI (Research Triangle Institute). 1994. Nutrient Modeling and
 Management in the Tar-Pamlico River Basin.  Prepared for
 N.C. Division of Environmental  Management.  Research Triangle  Park,
 NC.

 Rock Creek  Project Board.  1991.  Rock Creek Rural Clean Water
 Program:  Ten Year Report. Rock Creek, ID:  U.S. Department of
 Agriculture Agricultural Stabilization and Conservation Service, Soil
 Conservation Service, and Administrative Records Survey; Idaho
 Division of Environmental Quality; and the Twin Falls and  Snake  River
 Soil Conservation Districts.

 Tippett. J. P.  1992. TMDL Case Study:  Nomini Creek Watershed.
 Report No. 4 in a series.  Prepared by Research Triangle Institute for
 EPA Office of Wetlands, Oceans, and Watersheds.  Research Triangle
 Park, North Carolina. November, 1992.

 WDNR and Dane County.  1989. A Plan for the Control of Nonpoint
 Sources and Related Resource  Management in the Black Earth Creek
 Priority Watershed.  Publication WR-218-89.  Madison, Wl: Wisconsin
 Department  of Natural Resources and the Dane County Land
 Conservation Department.

 MonitQiinq

 EPA.  1988.  Draft Nonpoint Source Monitoring and Evaluation Guide.
 Washington, DC:  Office of Water, Assessment and Watershed
 Protection Division.
                                                             9-7

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                                                9. REFERENCES
EPA.  1990a.  Draft Surface Water Monitoring Program Guidance.
Washington, DC:  Office of Water, Assessment and Watershed
Protection Division.

EPA.  1990b.  Volunteer Water Monitoring: a Guide for State
Managers.  EPA 440/4-90-010.  Washington, DC: Office of Water,
Assessment and Watershed Protection Division.

EPA.  1991b.  Watershed Monitoring and Reporting for Section 319
National Monitoring Program Projects.  Washington,DC: Office of
Water, Assessment and Watershed Protection Division.

EPA.  1992b.  Monitoring Guidance for the National Estuary Program.
EPA 842-B-92-004.  Washington, DC:  Office of Water, Oceans and
Coastal Protection Division.

Plafkin, James L.,  Michael T. Barbour, Kimberly D. Porter, Sharon K.
Gross, and Robert M. Hughes.  1989.  Rspid Bioassessment Protocols
for  Use in Streams and Rivers:  Benthic Macroinvertebrates and Fish.
EPA/444/4-89/001.  Washington, DC:  EPA Office of Water
Regulations and Standards.

Platts, W.S., W.F. Megahan, and G.W. Minshall.  1983.  Methods for
the  Evaluation  of Stream, Riparian, and Biotic Conditions. Technical
Report INT-138.  Ogden, Utah: Intermountain Research Station, U.S.
Department of Agriculture Forest Service.

Spooner, J., R.P. Maas, S.A. Dressing, M.D. Smolen, and F.J.
Humenik.  1985. Appropriate  Designs for Documenting Water
Quality Improvements from Agricultural NPS Control Programs.  In
Perspectives on Nonpoint Source Pollution, pp.30-34.  EPA 440/5-85-
001.  Washington, DC:  EPA Office of Water Regulations and
Standards.

Nonpoint Source Control

EPA. 1988 Chesapeake Bay Nonpoint Source Programs.  EPA
Region 3, Annapolis, MD: Chesapeake Bay Liaison Office, .

EPA.  1988. Draft Nonpoint Source Monitoring and Evaluation  Guide.
Washington, DC:  Office of Water, Assessment and Watershed
Protection Division.

EPA.  1988 Protecting Groundwater:  Pesticides and Agricultural
Practices. Office of Ground Water Protection, Washington, DC.

EPA.  1989. Effective Nonpoint Source Public Education and
Outreach: A Review of Selected Programs in Region 10. Seattle,
WA:  Region 10, Water Division.
                                                            9-8

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                                                 9. REFERENCES
 EPA. 1992d. Guidance Specifying Management Measures for
 Sources of Nonpoint Pollution in Coastal Waters. EPA 840-B-92-002.
 Washington, DC: Office of Water.

 EPA. 1992e. State and Local Funding of Nonpoint Source Control
 Programs.  EPA  841-R-92-003. Washington, DC: Office of Water,
 Assessment and Watershed Protection Division.

 Heatwole, C., T. Dillaha, and S. Mostaghimi. 1991. Agricultural
 BMPs Applicable to Virginia. Blacksburg, VA:  Virginia Water
 Resources Research Center, Virginia Polytechnic Institute and State
 University.

 Johnson, P.R. and L. F. Dean 1987.  Stormwater Management
 Guidebook for Michigan Communities.  Utica, Ml:  Clinton River
 Watershed Council.

 Jones and Stokes Associates,  Inc. 1988.  Effectiveness of
 Agricultural  and  Silvicultural Nonpoint Source Controls:  Final Report.
 Prepared for the U.S. EPA Region  10, Seattle.

 Kings County Department of Public Works.  1987.  Surface Water
 Design Manual.  Seattle.

 Municipality of Metropolitan Seattle.  1987. Priorities for Water
 Quality.  Seattle, WA:  Water Quality Division.

 North Carolina Agricultural Extension  Service, USDA, and EPA. 1988.
 Best Management Practices for Agricultural Nonpoint Source Control.
 I Animal waste.  II. Commercial Fertilizer. III. Sediment. IV.
 Pesticides.   Raleigh,  NC:  North Carolina Agricultural Extension
 Service.

 N(  h Carolina State University Water Quality Group. NPS Liter?ture
 Database. [An extensive computerized database of nonpoint source
literature.]   615 Oberlin Road, Raleigh, NC 27605.

 Robillard, P.O. ,  M. F. Walter, and L.  M. Bruckner. Undated. Planning
Guide for Evaluating  Agricultural Nonpoint Source Water Quality
Controls. Athens, GA: U.S. EPA  Environmental Research Laboratory.

Schueler, T.R. 1987. Controlling Urban Runoff:  A Practical Manual
for Planning and Designing  Urban  BMPs. Department of
Environmental Programs, Washington, DC: Metropolitan Washington
Council  of Governments.
                                                             9-9

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                                               9. REFERENCES
Spooner, J., R.P. Maas, S.A. Dressing, M.D.  Smolen, and F.J.
Humenik.  1985. Appropriate Designs for Documenting Water
Quality Improvements from Agricultural NPS Control Programs. In
Perspectives on Nonpoint Source Pollution, pp.30-34.  EPA 440/5-85-
001.  Washington, DC:  EPA Office of Water  Regulations and
Standards.
Ecological Protection and Restoration

Association of State Wetland Managers.  1991.  A Casebook in
Managing Rivers for Multiple Uses.

Berger, John J.  1991.  The Federal  Mandate to Restore:  Laws and
Policies on Environmental Restoration.  The Environmental
Professional, Volume 13, pp. 195-206.

Bureau of Land Management.  1991. Riparian-Wetlands Initiative for
the 1990's.  BLM/WO/GI-001 +4340.  Washington, DC:  USDOI,
Bureau of L-nd Manage lent.

Cairns, John, Jr. 1991.  The Status of the Theoretical and Applied
Science of Restoration Ecology. The Environmental Professional,
Volume 13.

Caldwell, Lynton, Keith.  1991. Restoration Ecology as Public Policy.
The Environmental Professional, Volume 13, pp.  275-284.

Doppelt,  Bob, Mary Scurlock, Chris Frissell, and James Karr.  1993.
Entering the  Watershed:  A New Approach to Saving America's River
Ecosystems.  The Pacific Rivers Council.  Washington, DC:  Island
Press.

Environmental Law Institute.  1993. Wetland Mitigation Bank .:g.
Washington, DC.

EPA.  1992c. Kissimmee River Environmental Restoration.  EPA
News-Notes, Number 18, January-February, pp.  1-18.  Office of
Water, AWPD, Nonpoint Source Information Exchange.

EPA.  1993.  TMDL Case Study (Number 8): Boulder Creek,
Colorado. EPA Report No.  841-F-93-006.

EPA.  1994.  Restoration as a Water Resource Management Tool. In
preparation.  Office of Wetlands, Oceans', and Watersheds,
Washington, DC.
                                                          9-10

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                                                9.  REFERENCES
Gore, James A. (editor). 1985.  The Restoration of Rivers and
Streams: Theories and Experience. Stoneham,  MA: Buterworth.
280 pp.

Hunter, Christopher, J. 1991.  Better Trout Habitat: A Guide to
Stream Restoration and Management.  Montana Land Reliance.
Washington, DC:  Island Press.

Kusler, J. A.  1983. Regulating  Sensitive Lands: An Overview  of
Programs.  In James H. Carr and Edward E. Duensing, eds. Land Use
Issues of the  1980s,  pp. 128-153. New Brunswick: Rutgers
University,  Center for Urban Policy Research.

Kusler, J. A., and M. E. Kentula  (editors).  1990. Wetland Creation
a, .d Restoration: The Status of the Science. Washington, DC:  Island
Press.

National Research Council.  1992. Restoration of Aquatic
Ecosystems:  Science, Technology and Public Policy. WasMngton,
DC:  National Academy Press.

NCSU and EPA, 1982. Interfacing Nonpoint Source Programs with
the Conservation Reserve:  Guidance for Water Quality Managers.
North Carolina State University Water Quality Group, Raleigh.

Welsch, David J.  1991.  Riparian Forest Buffers: Function and
Design for Protection and Enhancement of Water Resources.  NA-PR-
07-91.  Radnor, PA: USDS  Forest Service, Northeastern Area.

Wer'man, Walter, E.   1991. Ecological Restoration Projects:
Measuring Their Performance. The Environmental Professional,
Volume 13, pp. 207-215.
                                                           9-1 1

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                 Appendix A

Selected Pages from the State of the Anacostia
              1989 Status Report

-------
     Current Environmental Conditions
     Tributary Water Quality Index for 1988
      A water quality index has been
  prepared to compare overall condi-
  tions within the tributary water-
  sheds of the Anacostia. The index
  was based upon observed monthly
  monitoring data collected at over
  15 stations by the CAMP program.
  The index includes data on water
  quality temperature, nuu .cnts, pH,
  and water clarity.  During  1988,
  water quality in the Anacostia tribu-
  taries did not change sharply from
  previous years.

      As can be seen, the stream
  with the poorest water  was the
  heavily  channelized  Northeast
  Branch, followed by Lower Beav-
  erdam  Creek, and Little  f jnt
  Branch.  In comparison 10 recent
  years, water quality conditions
  appeared to improve in the Indian
  Creek and declined slightly in the
  Upper Northwest Branch.

      Water   quality conditions
  within the tributary systems reflect
  the broad spectrum of land uses
  encountered in the watershed. M,JT
  water quality problems found
  throughout the tributary system
  include  high  concentrations  of
  sediment and bacteria, and elevated
  water temperatures. Localized water
  quality problems associated with
  high nutrientor toxic contaminants
  also exist within the tributary sys-
  tem.
                                    Low Bedvtfdam CTCCR
                                            POOR
                                            coor
                                FA*
                              NO OTA
                                                                                   I fAJR-0000
State of the Anacostia
Page 10
                                                                       1989 Status Report

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     Current  Environmental  Conditions
     Urbanization and the Fragile Paint Branch Trout Fishery

     Overall, Paint Branch's resident trout population remained relatively stable in 1989. However, the inherent
  resiliency of this trout-supporting system is being severely tested, both by channel scouring storm events, and
  increased sediment loads to key spawning and nursery tributaries. Of major concern is the gradual deterioration
  of physical habitat conditions within Paint Branch's principal trout-producing stream; the Good Hope tributary.
  Good Hope Tributary

  Since 1986, the stream channel ero-
  sion, turbidity, and sediment deposi-
  tion have increased steadily in the
  Good Hope tributary. While the ori-
  gins of these problems are many and
  complex, watershed  development
  activities continue to exert the great-
  est negative influence. As illustrated
  in the adjoining chart, the fluctuating
  Good Hope trout population has his-
  torically been very responsive to natu-
  ral and anthropogenic events, such as
  flooding  and  sediment  pollution.
  Recent surveys suggest that aquatic
  habitat conditions necessary for the
  continued maintenance of a healthy
  Good Hope trout population may be
  at or near the critical threshold level.
        Brown  Trout  Population
         Good  Hope Tributary Station
  Number of Trout
   1979 1980  1981  1982 1983  1984  1985  1986 1987  1988  1989

Source: MD DNR, 1989

  Brown trout populations observed in Paint Branch fluctuate greatly
 as a result of land disturbances that create increased sediment loadings.
  Upper Gum Springs Tributary

  Fortunately, not all Paint Branch news was bad in 1989. Among
  the bright spots are the excellent number of young-of-year trout
  surveyed in the Upper Gum Springs tributary.  Because of its
  relatively small size and limited number of quality pool areas, the
  Upper Gum Springs does not support large numbers of adult trouL
  In an attempt to improve adult habitat conditions and numbers in
  the stream, several pool-forming check dams were installed. This
  joint project among Trout Unlimited, Maryland  Department of
  Natural Resources, and Maryland National Capital Park and
  Planning Commission will be continued in 1990.
                       This riparian forest canopy provides
                       excellent habitat conditions for aquatic life.
State of the Anacostia
        Page 17
1989 Status Report

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               Restoration  Accomplishments
    IMPLEMENTATION  OF  BASIN -

    WIDE CONTROLS


        Water quality problems in the Anacostia can be largely attributed to urban
    nonpoint sources of pollution.  Major nonpoint sources in the basin include
    combined sewer overflows, urban runoff from developed areas and erosion from
    construction sites and surface mining operations.  Within certain areas of the
    basin, point sources of pollution also have major negative impacts on water
    quality. To improve water quality within the basin, pollution from each of these
    areas must  be addressed and minimized.

        During the third year of the restoration effort, a number of basin-wide controls were implemented to improve
    both water quality and stream habitat. The following list summarizes the accomplishments achieved in this area.

    CSO A batement Program in the .4 nacostia - About one third of the District's drainage area (12,500 acres)
    is served by combined sewer systems that dale back to the late 19th century. Most of the CSO discharge points
    are concentrated along the Anacostia near RFK  Stadium.  Phase I of a 400 million-gallon-per-day Swirl
    Concentrator facility near the RFK Stadium outfall is complete and should be operational by summer of 1990.
    Progress on Phase II  of the program includes completion of a CSO benefit study in addition to obtaining necessary
    operational permits.

    Basin-wide Implementation of the Retrofit Program • The Anacostia Watershed Urban Retrofit
    Directory lists 26 projects in the District of Columbia, Prince George's County, and Montgomery County that have
    been approved for funding, are in the design phase, or are under construction.  Approximately $5 million has been
    committed to these projects. Construction has been completed on the Wheaion Branch Stormwater Retrofit in
    Montgomery County.  This project represents one of the first generation Maryland State Cost-Share proje ts
    treating 824 acres of a 55% impervious watershed area.

    Point Source Controls  • The State of Maryland has required the Mineral Pigments Plant at Indian Creek to
    abide with new discharge restrictions for toxic meials contained within surface runoff from the site. This actior
    has dramatically reduced nitrogen levels within the stream. Processing waste is now treated at the Blue Plains
    Treatment Plant. In  addition, the Hirlcey Run METRO site has also been required to treat oil byproducts at the
    Blue Plains Treatment Plant.

    Enhanced Controls On New Development - Local governments are continuing efforts to mitigate the
    impact of new development on the Anacosua, through stringent stormwater/sediment control land-use and site
    design review. Both Prince George's and Montgomery counties have passed Tree Preservation ordinances for the
    protection of trees, woodland, and wildlife habitat from the impacts of land development. In 1989, more  than 20
    acres of land were reforested in the Anacostia watershed.  More of these projects are planned for 1990.

    Surface Mine Reclamation: Cleanup at the Magruder I Rawlins Site -  Reclamation work at the
    Magruder /  Rawlings abandoned sand and gravel facility is nearly 80% complete. Much of the work to-date has
    included regrading, sludging, and seeding the north and south portions of the site. In an effort to complete all of
    the scheduled reclamation work, the Maryland Department of Natural Resources, Surface Mining Division, has
    granted a perm it extension through October of 1990 for surface grading, sludging, and seeding for the remainder
    of the site.
State of the Anacostia
Page 34
1989 Status Report

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              Restoration  Accomplishments
       Non-Point Source Storm Monitoring Network Established

       In addition to the CAMP network, a system of storm monitoring stations became operational during 1989.
   The storm motmor nc4work was established to measure pollutant loadings delivered to the tidal estuary, as well
   as to assess the impact of urban storm runoff on stream water quality.

       During 1989, four storm monitoring stations were operated in the watershed. These monitoring stations
   neatly fall within two distinct categories: watershed monitors and performance monitors.

   Watershed Monitors

   1. The Northwest Branch Storm Monitor: This monitor was installed by MDE and COG within the existing
   USGS stream gauging stauon house at Queens Chapel Road in Hyattsville, Maryland. This station gathers storm-
   flow water quality data  from 49 square miles of Piedmont drainage in the western  portion of the Anacosua
   watershed.

   2. The Northeast Branch Storm Monitor: This monitor was installed by the Natural Resource Division of PG-
   MNCPPC at the stream gauging house at Riverdale Road in Riverdale, Maryland. This stauon gathers storm-flow
   water quality data from the 72.8 square rr iles that drain tr it through the eastern portion of the free-flowing Ana-
                                              costia watershed.
                     1. Northwnt Branch Storm Monitor
                     2. Northeast Branch Storm Monitor
                     3. Rjver Terrace Storm Monitor
                      Indian Cnck. Storm Monitor
     Both monitors work in tandem, gathering information
from the two main tributaries that form th~ Anacostia River
when they merge just upstream of the Bladensburg Marina.
At their confluence, lies the head of tide which signals the
transition of the watershed from free-flowing upland drain-
age to the tidally-influenced estuary.

Performance Monitors

3. The River Terrace Storm Monitor: This monitor is
located at  the terminus of C Street, N.E. in  a  heavily
urbanized portion  of downtown Washington, D.C.  The
monitor measures  pollutant levels within the ston dram
system of an industrial and residential area before they are
discharged into the tidal Anacostia.

4. The Indian Creek Storm Monitor: This monitor meas-
ures pollutant levels within upper Indian Creek. Land use
within the seven-square mile watershed includes new devel-
opment, forest cover, and abandoned sand and gravel mines.
The monitor is operated by PG-MNCPPC and will be used
to assess the effectiveness of  three large urban retrofit
projects.
This map indicates the locations of four storm
monitors located within the Anacostia watershed.
Slate of the Anacostia
  Page 26
1989 Status Report

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               Restoration  Accomplishments
                           Eight Steps of a Sub-Watershed Action Plan

    1 -   An in-depth analysis of the water quality and aquatic community within the sub-watershed.

    2.   The definition of specific target(s) or goals to guide the restoration effort in the sub-watershed.

    3.   A detailed inventory of the opportunities for storm water retrofit and stream restoration projects.

    4.   Priority ranking of the restoration projects, based on feasibility, cost, and ability to meet sub-watershed
        targets.

    5.   Long-term agreements to design, review, permit, construct, maintain, and monitor the priority restoration
        projects.

    6.   Development of plans to increase wetland and forest cover in the sub-watershed.

    7.   Identify other actions that can be taken to protect the sub-watershed beyond restoration projects.

    8.   Specify a long-term monitoring program to assess progress made in achieving water quality and biological
        habitat improvements.
PRIORITY SUB-WATERSHEDS
Nine watersheds have been selected for SWAPs and three v ill be
prepared during the coming year.

SLIGO CREEK:  Flowing through densely populated sections of
Montgomery and Prince George's counties, Sligo Creek is one of the
most heavily urbanized Anacostia tributaries. Although bordered by a
thin buffer of parkland managed by M-NCPPC, periodic parkland and
roadway flooding, in  addition to severe streambank erosion  are the
major problems affecting the stream. As a result, Sligo Creek supports
few fish and other forms of aquatic life.

HICKEY RUN: Located entirely within the District of Columbia, this
1070 acre watershed is heavily polluted from upstream commercial and
industrial land uses. Hickey Run has a fifty year history of chronic oil
spills and stormwater runoff of oil and grease. In addition, water quality
problems include violations of bacteria, BOD, trace metals, pH, DO and
phosphates.

INDIAN CREEK: Originating in the sparsely developed upper reaches
of the basin, the character of Indian Creek changes as it meanders
through numerous active and abandoned sand and gravel mining areas.
It is there that numerous abandoned sand and gravel mines contribute
large amounts  of sediment to the river. In its lower reaches, Indian
Creek passes through a highly urbanized, commercial and residential
corridor. At its confluence with Paint Branch, the stream is a concrete
lined flood control channel with little or no vegetative buffer.
                                       I Slijo Creek
                                       2 Hickey Run
                                       3 Indian Creek
                                       4 Northwest Branch
                                       3 Upper Piuu Branch
                                       6 Beaver Dam Creek
                                       7 Nonheui Branch
                                       8 Warn Branch
                                       9 Tidal Estuary
                This map indicates the locations of
                the nine priority sub-watersheds located
                within the Anacostia basin.
 State of the Anacostia
Page 23
1989 Status Report

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              Restoration  Accomplishments
        Coordination of the Watershed  Restoration Effort

        Due to ils£iulti-jurisdictional character, the Anacostia watershed can only be fully restored if federal, state,
    and local governments cooperate together to develop and implementation of watershed restoration projects. More
    than sixty different agencies are directly involved in some aspect of the restoration program. Their participation
    is coordinated through a series of policy and technical committees, as well as special work groups, supported by
    COG.


    Anacostia Restoration Fund

    The Anacostia Watershed Restoration Committee (AWRC) approved the concept of an Anacostia Restoration
    Fund (ARF) at their Or ober 5,  1989 meeting.  The fund supports the regular  Anacostia coordination and
    management activities in addition to providing support for special basin-wide projects. The Fund formalizes and
    replaces prior funding arrangements that exist through various local, state, and federal grants.

    Anacostia Retrofit Strategy

    The AWRC endorsed the concept of developing a long-term basin-wide urban retrofit strategy.  The AWRL
    reached a consensus agreement calling for the adoption of detailed Sub-Watershed Action Plans (S W APs) as part
    of the urban retrofit strategy. This action will help in streamlining the approval of individual restoration projects
    and define interagency roles and responsibilities with regard to implementation.

    Federal Participation in the Clean-Up Effort

    COG staff acting upon a directive from the AWRC has coordinated with federal agencies to enlist greater federal
    support and participation in the Anacostia restoration effort. (See  box on page 24.)

    Third Annual Work PL n

    The AWRC adopted the final version of the 3rd  Annual Work Plan at their June 12th committee meeting. This
    plan covers  the period between October 1, 1990 to September 30, 1991, and contains more than 50 local, state,
    and federal initiatives. Although some initiatives continue previous programs, a significant number represent an
    increased emphasis on project implementation.  The Third Annual Work Plan is outlined on page 57.
       Sub-Watershed Action Planning Process

       A sub-watershed action plan (SWAP) is intended to be a detailed blueprint for restoration activities within
    a priority area in the Anacostir. SWAP plans spell out where and when urban retrofit and stream restoration
    projects will be carried out SWAP plans are to be prepared with the input and participation of all local, state and
    federal agencies with an interest in the watershed. Each SWAP plan will be different so as to address the unique
    problems of each stream in a comprehensive manner. The AWRC has endorsed the preparation of SWAP plans
    within rune priority sub-watersheds (see map on page 23) as a critical element of the overall restoration effort The
    key components of a SWAP plan are Listed on the following page.
State of (he Anacostia                           Page 22                          1989 Status Report

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            Restoration Accomplishments
         Recreating Lost Wetlands

         Tidal and nontidal wetlands have been destroyed in many portions of
      the Anacosua watershed. Experimental work was performed during 1989 to
      re-create wetlands lost to human actions. COG staff planted the margins and
      shore line zones of five stormwater ponds on Montgomery County with
      emergent wetland plants, such as wild rice, bulrush, arrow arum, wild celery,
      and sweet flag. Most of the wetland plants survived to the next year.

         Another wetland planting experiment was conducted on the shore line
      margins of the tidal Anacostia River in 1989. The University of Maryland
      planted eight species at two site' at two sites along the tidal zone to
      determine which wetland plants will fare the best in the demanding environ-
      ment of the Anacostia

         Lessons learned from both planting efforts will be used to develop better
      planting strategies  to recreate the lost wetlands of the Anacostia.
Wetland plants . once mature, will enhance water
quality, fish and wildlife habitat, and the overall
aesthetic appearance of stormwater management facilities.
       Planting of aquatic vegetation by the Montgomery
       County Conservation Corps at a Paint Branch
       retrofit site.
State of the Anacostia
Page 52
                                                                          1989 Status Report

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             Restoration  Accomplishments
      Sediment / Stormwater Controls for New Development

      Development activity was strong throughout the Anacostia basin during 1989, reflecting a six-year-long
   boom in the building indufcry.  Local governments worked to institute tight controls on the new urban and
   suburban development so as to minimize the impact on streams. These controls include tough requirements to
   reduce sediment generated during the construction stage of development, as well as requirements to construct
   urban BMPs to control stormwater runoff.  Urban BMPs include wet ponds, extended detention ponds, created
   wetlands, infiltration trenches, and oil/grit separators.

      County-wide statistics compiled during 1987 to 1989 underscore the significant efforts made in Montgomery
   and Prince George's Counties to protect urban streams (no data was available to assess the District of Columbia's
   stormwater and sediment control programs). As can be seen in the chart below, more than 1,000 urban BMPs were
   constructed in both counties during the three-year period. A majority of these B MP's were capable of removing
   urban pollutants and controlling frequent flooding. An increase in the use of cenain kinds of BMPs such as
   infiltration systems, wet ponds, created wetlands, and oil/grit separators was seen.

      Similar improvement was noted during 1989 for  construction site sediment control.  Recent statistics
   generated by MDE indicate that more than 30 square miles of land in the two counties saw new construction in
   1989. Local governments responded by increasing the number of sedimemcontrol inspectors, and enforcing more
   stringent sediment control plans ai construction sites. Nearl> 1,800 sediment control permits were issued with an
   average load of about 100 permits for each inspector. While the inspectors remained overloaded, this represented
   an encouraging drop in the inspection burden from the previous year.  A number of initiatives are to be undertaken
   to further improve local stormwater and sediment control programs, which are described in the Third Annual
   Workplan..
                 Urban  BMP's  Constructed  at  New
                             Development  Sites
                      Total No. Stormwater BMP's  1987-1989
               Montgomery  County    Prince George's  County
           Detention Pond, ,4 ^ _ ^                IMIHr.Ho,. 268
                 3*     -^     ~"~\                   43%
                                       Oil/Grit
             E,tended  {^BB4     //   Detention Pond. 41
            Detention 14 N ^•^•la    //         7*
              , 3*     \^ ]  T  ./       Retention Pond. 73
              Inllllr.tlon 87 ^~-~l	1	               15.
                 ...                           12*  Vegetited
                 ™%         W.tl.nd.  19              s"tltt 10
                               4%                   J%

                        TotaI-442                          Total-677



                        Sources: 1) MCDEP  2) PG DER  3} MD. Depl. ol Environment
State of the Anacostia                          Page 48                        1989 Status Report

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             Restoration  Accomplishments
      LIVING RESOURCES

      The following section reports on progress made toward improvement of
   Living Resources as pan of the overall program of watershed restoration in the
   Anacostia.
      Fish Passage Modification
                         DODO X3X3
                         cxj ex ex ex
      During 1989, the ICPRB organized a Migratory Fish Barrier Working Group to serve as a subset of the
   Maryland and Chesapeake Bay Migratory Fish Working Group. The Work Group established three goals in
   response to recent biological monitoring conducted in the Northeast and Northwest Branches and the Lower
   Anacosua River:  1) Remove/modify barriers to fish passage, 2) Improve water quality, and j) Restore fish
   habitat.

      The Work Group identified three sites where barriers to herring migration exist: 1) Northeast branch weir
   structure behind PG-MNCPPC offices, 2) Northwest Branch 38th Street dam in Hyattsville, and 3) Northwest
   Branch sewer encasements located 200 yards upstream from the 38th Street dam. The Work Group is optimistic
   that work will begin to modify the weir structure in the Northeast Branch during the summer of L.U.
      Riparian Reforestation Effort

      As with most urban areas, the Anacostia watershed has experienced tre-
   mendous loss of tree cover due to watershed development. Increased urbani-
   zation and the resultant need for flood control protection have both increased
   the loss of forested areas.  Of particular concern is the loss of tree cover
   adjacent to rivers and streams. Tree cover along streams not only provides
   essential habitat, shading and forage for both aquatic and terrestrial species,
   but also can protect surface and ground water quality. Forested stream buffers
   also provide wildlife corridors essential for survival in the urban environment.

      In the recent in ventory of restoration opportunities in the Anacosua, more
   than ten linear miles of reforestation projects were identified in the watershed.
   The locations  of these proposed projects are shown on the map to the right
   Concepts developed for these projects typically include the use of mixed-age,
   native plant and tree species in an attempt to mimic the historical streamside
   ecosystem. In areas of intensive recreational use or high visibility, different
   planting stratagies may be needed.

      The reforestation of the Anacosua stream corridor is an ambitious task,
   and due to constraints such as land ownership or in-compatible existing land
   uses,  it  may not be possible to create a totally connected forested corridor.
   With  the help of both local staffs and volunteers, however, tremendous im-
   provements can be made.
State of the Anacostia
Page 51
1989 Status Report

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          Restoration  Accomplishments
  Urban Stream Restoration Techniques • Part of the process of restoring an urban watershed
  such as the Anacostia involves rebuilding or the re-creation of its streams that have become damaged or severely
  altered by years of urbanization and agriculture. The following eight stream restoration techniques are being used
  in the Anacostia.
                         BRUSH
                        BUNDLES
State of the Anacostia
Page 53
                                                           1989 Status Report

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              Restoration  Accomplishments
    PUBLIC PARTICIPATION
    During  1989. the ICPR£ program continued 10
    strengthen and expand its efforts in the following
    areas:

    O  Eight sub-basin coordinators  covering nine
    sub-basins promoted  public involvement for the
    Anacosua restoration effort to more than 1,000
    people. This was accomplished by oral-slide pres-
    entations to civic associations, environmental groups,
    and community leader;, in addition to conducting
    educational stream walks and distributing related
    printed literature. The pan-time coordinators have
    continued to walk and photograph their designated
    streams  while advising appropriate agencies of
    problems. A photographic library of the tidal river
    and upstream tributaries now includes more than
    1,000 slide transparencies.

    O  The  ICPRB published and distributed four
    issues of "In the Anacostia Watershed," an 8-page
    quarterly newsletter devoted to restoration and
    citizen accomplishments in the Anacostia water-
    shed. In 1989,8,500 free copies of the publication
    were distributed, doubling the previous year's cir-
    culation.

    O  Volunteers for the Anacostia were sought and
    encouraged to join the organization(s)  of their
    choice, and to adopt segments of tributary streams.

    O  In an effort to train the public about stream
    habitat and clean-up efforts, a series of educational
    workshops for volunteers were held in the spring of
    1989.

    O  1989 saw the publication of "Restoring Watts
    Branch," the first of a series of 8-page, sub-basin
    educational documents.

    O  ICPRB continued to provide support for agen-
    cies engaged in restoration effortsj-evious year's
    circulation.
    Getting Involved

    Volunteers:

    For general volunteer information on the Anacostia
    restoration effort, organizations.

    Interstate Commission on the Potomac River Basin
    OCPRB), Beverly Bandler, Suite 300,6110 Executive
    Boulevard, RockviUe, MD 20852 (301)984-1908

    Annual Tidal Anacostia Clean-Up: Howard Gasaway,
    2806 32nd Street, S.W., Washington, D.C. 20020.
    (202) 544-7333

    Adopt A Stream: The Interstate Commission on the
    Potomac River Basin; Maryland Save Our Streams,
    5531 Bosworth Avenue. Baltimore, MD 21207 (301)
    448-1979; Izaak Walton League Saw Our Streams,
    1401 Wilson Boulevard, Level B. Arlington, VA
    22209. (703)528-1818.

    Join an Organization  such as the Alliance for the
    Chesapeake Bay,  Anacostia  Watershed  Society,
    Audubon  Naturalist Society, Chesapeake Bay Foun-
    dation.  Izaak Walton League, League of Woman
    Voters, and Maryland Save Our Streams.

    One Million Mary landers for the Bay isastate-wide
    effort aimed at getting groups actively invoh jd in
    projects to improve the bay, including: tree planting,
    habitat enhancement, stream and shoreline clean-up,
    and shoreline erosion control.   Write: One  Million
    Marylanders for the Bay,  Office  of the Governor,
    State House, Annapolis, MD 21401.

    The Soil Conservation Service's Earth Team Pro-
    gram  offers a variety of volunteer  opportunities.
    Contact the appropriate District Conservationist in the
    District of Columbia (576-6951), Prince George's
    County (952-3903), Montgomery County (590-2855).
State of the Anacostia
Page 54
1989 Status Report

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               Appendix B

Organizational Protocol from a Puget Sound
            Watershed Project

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                    STILLAGUAMISH RIVER
                EARLY ACTION WATERSHED PLAN

                       DRAFT PROTOCOL
               WATERSHED MANAGEMENT COMMITTEE


Lead Agency Functions and Responsibilities

The Snqhomish County Department of Public Works will function
as  the lead agency for the Stillaguamish River Early  Action
Watershed Plan.   In accordance with WAC 400-12-400 (2) ,   the
Department of Public Works,  as the lead agency,  is  respon-
sible for the following:

a. Coordinate  activities necessary to develop and  implement
   the watershed action plan.

b. Coordinate all activities of the Watershed Management Com-
   mittee.

c. Submittal of the action plan to the Department of  Ecology
   for approval.

d. Administration of the grant to develop the action plan.

e. Coordinate the SEPA review process.

f. Carry out implementation provisions of the approved water-
   shed action plan.


Watershed Management Committee Functions and Responsibilities

The Watershed Management Committee is responsible for  devel-
oping the Watershed Action Plan for the Stillaguamish  River.
The use of consensus in making decisions is strongly  encour-
aged.   The Snohomish County Department of Public Works  will
coordinate and function as staff for the Watershed Management
Committee.  Specific functions and responsibilities include:

a. Prepare  a 1  review a detailed work plan,  sci.ed.le,  a .d
   budget for the development of the Stillaguamish River  Ac-
   tion Plan.

b. Develop  a strategy for public participation and  involve-
   ment in the planning process.

c. Prepare a statement of water quality goals and objectives,
   involving the public and affected parties through   consul-
   tations, public meetings, or document review.

d. Develop a draft Action Plan for the Stillaguamish River.

e. Regularly  provide written information on action plan  de-
   velopment  to  local government  legislative  authorities,
   federal and state governmental entities with  jurisdiction

-------
                    STIUAGUAMISH RIVER
                EARL*  ACTION WATERSHED PLAN

                       DRAFT PROTOCOL
               WATERSHED MANAGEMENT COMMITTEE


   within  the watershed,   planning and health agencies  with
   jurisdiction  within the watershed, tribes in  the  water-
   shed, and the public and affected parties.

d. Ensure  that the action plan is technically and  function-
   ally sound.

e. Provide and encourage public review and involvement in the
   planning process.

f. Ensure  that federal agencies, local entities,  and  state
   agencies  that either have jurisdiction over any  property
   of facility,  or are engaged in any activity resulting  in
   nonpoint  pollution in the watershed,  are aware of  their
   responsibility to comply with local requirements for  pol-
   lution control.


Qualifications of Watershed Management Committee Members

The general qualifications of Watershed Management  Committee
members are:

a. Watershed  Management Committee members should be able  to
   speak  for  and  represent the  full  range  of  interests
   within their local governmental  entity, tribe,  or inter-
   est group.

b. Watershed Management Committee members  should have a grasp
   of statewide,  county,  and  basin  issues with respect  to
   nonpoint source pollution.

c. Watershed Management Committee members  should be of a .ilgh
   enough level within their organization  to be  able to  make
   decisions   at the WMC meetings with a high degree of  con-
   fidence  that the decision will be  upheld and accepted  by
   their respective entity, tribe, or  interest group.

d. Watershed  Management Committee members  should possess   the
   technical   knowledge  to review and comment  on  detailed
   work plans,  project schedules,  and ensure  that  action
   plan is  accurate and technically  and functionally sound.

e. Watershed  Management Committee members  must  be willing   to
   respect,  listen  to,  and understand other  interests.

f. Watershed  Management Committee members  will  be expected to
   meet at  least  once  a month,    possibly  more  often,  during
   1988.    Attendance  at all WMC meetings  is imperative.    If
   a  member  is unable to  attend a  WMC meeting,  then it   is

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                    STILLAGUAMISH RIVER
                EARLY ACTION WATERSHED PLAN

                       DRAFT PROTOCOL
               WATERSHED MANAGEMENT COMMITTEE


   the responsibility of that member,  as a representative of
   a governmental entity, tribe, or  interest group,  to des-
   ignate an alternative to attend the  meeting.


Watershed Management Committee Meetings

a. Watershed Management Committee meetings are designed to be
   more  like work sessions than formal meetings,  therefore,
   it  is not generally necessary to abide  by  parliamentary
   procedures.

b. All  Watershed Management Committee meetings will have  an
   agenda.  The agenda will be reviewed and revised as neces-
   sary  at the start of each meeting.   The project  manager
   from the Department of Public Works,  or his/her designee,
   will facilitate all meetings.

c. The facilitator is responsible for ensuring that the  com-
   mittee moves through the agenda,  and that each  committee
   member  has the opportunity to speak on agenda  items  and
   that the discussions stay germane to the agenda items.

d. All  decisions made by the Watershed Management  Committee
   will be made by consensus.   When decisions are  required,
   the facilitator will make sure that the decision is under-
   stood by all committee members and that consensus has been
   achieved.

e. Each Watershed Management Committee meeting will end  with
   a  short evaluation of the meeting and the status  of  the
   project  as *. whole and a summary of  consensus  decisions
   reached at the meeting.

f. Each Watershed Management Committee meeting will be  taped
   and notes taken by Public Works staff.   A summary of each
   meeting will be prepared and distributed to all  Watershed
   Management Committee members and others who have expressed
   an interest in receiving a summary of meetings.

g. Watershed Management Committee members are responsible for
   reviewing the meeting summaries and briefing  their respec-
   tive elected officials, tribal councils, or affected party
   constituents   prior  to  the  next  scheduled   Watershed
   Management Co-mittee meeting.

h. All  Watershed Management Committee meetings  will be  open
   to the public.

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       Worksheet  on  Forming  Watershed  Management Committees*

                   POTENTIAL COMMITTEE MEMBERS

Each  watershed  management  committee  will  be somewhat  unique,
depending on the  nature  of  the  watershed.   Use this worksheet as
a guide  for selecting  potential committee  members.   IT  IS  NOT
MEANT TO BE_ INCLUSIVE OR PRESCRIBE MEMBERS, but rather to lay out
the  range  of   parties   that  could  be  involved   in  a  nonpoint
planning process.


COUNTY GOVERNMENT AND AGENCIES  (What  is the most  appropriate mix
of staff and officials?)

Planning                           	
Health                             	
Public Works                       	
Council/Commission                 	
County Executive                   	
Planning Commission                	
Conservation District              	
Cooperative Extension              	
CITY  GOVERNMENT  (Who  are  the  most  appropriate  representatives
from city government?)

Planning                           	
Public Works                       	
City Manager                       	
City Council                       	
Mayor                              	
TRIBES   (Do any tribes have jurisdiction in the watershed?;
AFFECTED PARTIES  (What  groups have a direct interest in nonpoint
pollution in the watershed?)

Agriculture                        	
(commercial--dairy,                	
cattle, crop;                      	
non-commercial)
Developers/Realtors                	
Environmental	
Recreation	
Commercial/Industry                	
Residents "At Large"               	
Other

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SPECIAL PURPOSE DISTRICTS (Which special purpose districts  should
fae involved in developing a watershed action plan?)
Drainage
Diking  -
Flood Control
Ports
River Improvement
Sewer
Other
COUNCIL OF GOVERNMENTS
STATE AGENCIES   (Do any state agencies own land in the watershed?
Should others be  included  in an advisory capacity?)

Dept. of Natural  Resources         	
Dept. of Fisheries                 	
Dept. of Social  and Health  Serv.   	
Dept. of Ecology                   	
Dept. of Transportation            	
Parks and Recreation               	
Dept. of Agriculture               	 	
FEDERAL  AGENCIES    (Do  any federal  agencies own  land in  the
watershed?   Should others be included  in an advisory capacity?)

Soil  Conservation  Service          	
U.S.  Forest Service                	__
U.S.  Dept.  of Transportation	.
U.S.  Park  Service                   	
Military Installations             	-
U.S.  E.P.A.	
Other                              	,	
 *Worksheet prepared  by the  Puget  Sound Water Quality Authority
 for  use by lead agencies for Early  Action Watersheds.

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      Worksheet  on  Forming  Watershed Management  Committees*

              QUESTIONS  ABOUT COMMITTEE FORMATION



1.    Wha^fe process will we use to recruit members?


2.    What committee structure should we use?


3.    What is a manageable committee size?
4.   Who  should  be  asked/urged to  participate  from  local
     government?
5.   How  do  we  ensure  the  representation  of  "affected
     parties"?


6.   Under  what  conditions   should  we  use  an  advisory
     committee  (citizen, technical, or policy)?
7.   At  what  points  in  the  process  will  we  involve the
     general public and how will this be done?
*Worksheet  prepared by  the  Puget Sound  Water Quality Authority
for use by  lead agencies  for Early Action Watersheds.

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              Appendix C

Programs that Can be Useful for Control of
        Nonpoint Source Pollution

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              PROGRAMS THAT CAN BE USEFUL FOR CONTROL OF
                          NONPOINT SOURCE POLLUTION *
Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
US Environmental Protection
Agency (EPA)

Located in  10 Regional
Offices.  Headquarters in
Washington D.C.
Provides environmental
assessments, water quality
monitoring, regulations and
regulatory oversight,
education, planning, technical
assistance, grants and loans
for pollution control.
Staff, information and data,
laboratories and research
facilities, grants and loans for
pollution control, educational
materials, monitoring
equipment.
EPA  Permits
NPDES permits for confined
animal feeding operations,
enforcement for non-
compliance
                                                             Staff for technical assistance
                                                             with  modeling and permit
                                                             drafting, site inspections and
                                                             compliance monitoring. Funds
                                                             for special studies or
                                                             projects.
EPA  Pesticides
Regulation of pest'cide
labeling and  registration,
which includes application
rates, allowable crops and
pests, environmental and
human health cautions,
disposal procedures.
Licensing of restricted use
pesticide applicators
Staff for review of research
results,  assistance with
strategic planning, education
and training, oversight of
enforcement procedures of
States.  Funds for special
projects and studies.
EPA - Surface water quality
management (multiple
programs)
Overall water quality planning
and management through the
following programs:

1.  Nonpoint Source Control

    Program which oversees
    and approves State
    development of water
    quality assessments and
    management programs.
    Directs funds to high
    priority watershed
    projects.

2.  Clean Lakes

    Program provides funds to
    restore or enhance
    publicly owned lakes.
Staff for technical assistance
to State and local agencies,
review and approval of State
programs, research and
special studies. Grants to
States for most water quality
protection activities,
educational materials and
programs.  Funds for special
studies or projects.
  See also  Watershed Protection: Catalog of Federal Programs (EPA,  1993b)

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
                               3.  Coastal Programs

                                   A number of programs
                                   designed to assess and
                                   protect coastal waters,
                                   including the National
                                   Estuary program.

                               4.  Wetlands

                                   Oversight of the Corps of
                                   Engineers on wetlands
                                   dredge and fili permits,
                                   takes enforcement actions
                                   for illegal wetlands
                                   filling,technical support
                                   for wetlands delineations.

                               u.  Water Quality  Standards

                                   Program provides
                                   technical assistance in
                                   developing nun.eric,
                                   narrative and  biological
                                   criteria and standards to
                                   protect water quality and
                                   its use.
EPA  Monitoring and
surveillance
Environmental assessment,
data analysis,  oversight of
State monitoring programs,
special studies and agency
research, EPA laboratory and
Office of Research and
Development coordination
Staff for technical assistance
to States and citizens on
monitoring programs and
projects; special studies and
data analysis upon request;
water quality monitoring at
select locations.
EPA  Drinking Water
hegulates pubnc drinking
water supplies and suppliers,
special studies on human
health and risk, develops
drinking water criteria and
MCLs (maximum contaminant
levels).  Administers a special
program that encourages
watershed projects  to
decrease pollution loads to
drinking water supplies if
installation of the BMPs is less
expensive than the  water
treatment.
Staff for technical assistance
in setting drinking water
standards,  special studies,
oversight and compliance
monitoring of public water
supplies and suppliers.
                                           C-2

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        antj pr0gram
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
EPA - Ground water
Administers the Sole Source
Aquifer Protection Program,
provides technical and
programmatic assistance to
State wellhead protection
programs.
Staff for technical assistance;
funds for special studies.
EPA  Office of Research and
Development (ORD)
Conducts basic and applied
research to support EPA
mission including biological
and physical studies on fate
and transport of
environmental contaminants
and ecosystems at large.
Reports, data,  maps,
monitoring equipment, study
and demonstration sites, staff
for technical assistance in
interpreting research results.
US Department of Agriculture
(USDA)

Unless otherwise indicated
each agency has field offices
located in almost every
county or parish , State
offices in each State and a
Washington D.C.  office.
Stabilize and support the
efficient production,
marketing and distribution of
food and fiber. In addition to
commodity and public welfare
programs, administers a
number of conservation
programs designed to assist
private and federal land
owners or managers  in  natural
resource conservation and
multiple use management.
Works mainly with private
individuals on improving
resource management.
Staff, technical assistance,
information and data,
educational materials, cost-
share funds, engineering
equipment.
USDA   Multiple agency
administration of 1 985 and
1990 "Farm Bill" programs

1.   Conservation Reserve
    Program (CRP)
1.   Program to
    conserve/protect highly
    erodible or other
    environmentally sensitive
    land from production by
    putting it in permanent
    vegetative cover through
    10 year easements and
    annual rental payments.
In most cases responsibilities
within these programs are
divided between departments
of USDA as follows:

SCS  technical assistance
    in planning, design and
    implementation of BMPs

ASCS  Administrative
    oversight of program and
    cost-share funding
    disbursement.

CES  Education and
    information about the
    variety of conservation
    and economic choices
    available
                                           C-3

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
2.  Wetlands Reserve
    Program
3.  Sustainable Agricultural
    Research and Education
    Program
4.  Conservation cross
    compliance (sodbuster
    and swampbuster)
5.  Water Quality Incentives
    Program
2.  Program available only in
    pilot States to return
    drained wetlands to
    wetland status and
    protect existing wetlands.
    Uses same
    easement/payment
    method as CRP.

3.  A practical research,
    education and grant
    program to promote lower
    input methods  of farming.

4.  A quasi-regulatory
    program that denies
    subsidy payments to
    farmers who plow highly
    erodible land or drain
    wetlands.

5.  A watershed treatment
    program designed to
    improve or protect soil
    and water resources in
    watersheds impacted or
    threatened by NPS
    pollution.
CSRS  Research, data
    and the results of
    demonstration field trials
    of new technologies
USDA  Soil Conservation
Service (SCSI
Technical assistance on the
planning, site specific design
and installation and
management of soil and range
conservation, animal waste,
and water quality
management systems and
special land and water
resource assessments and
inventories. Cost-share funds
for installation of BMPs on
private lands are available
from some of the programs
listed below.
Staff and equipment in field
offices for technical
assistance including
engineering  designs, survey
work, and planning for water
resource protection.
                                           C-4

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        and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
USDA   SCS   Small
Watershed Program (PL-566)
Evaluation and treatment of
small agricultural watersheds
with multiple resources to
protect.  Includes land and
natural resource inventories
and assessments, basin-wide
planning and targeting of
resources, technical
assistance and educational
programs.
Staff for technical assistance
to landowners and
decisionmakers in the basin,
funds for demonstration
projects, reconnaissance and
intensive inventories of
resources.
USDA  SCS   Great Plains
Conservation Program (GPCP)
Intensive conservation
treatment for individual farms
located within the Great
Plains ecoregion through long-
term agreements (3-10 year
contract) with farmers.
Technical assistance, cost-
share funds up to 75% of the
average cost of selected high
priority conservation
practices.
USDA  SCS  Resource
Conservation and
Development Program
(RC&D)
Volrntary program to promote
economic development and to
intensify resource protection
in priority areas through the
use of public participation in
RC&D councils
Planning assistance for small
communities for community-
wide resource protection.
USDA - SCS  Natural
Resource Assessment
programs : Soil Survey,
Natural  Resources Inventory,
River Basin Studies
Various programs to map and
assess the condition of
natural resources (generally
soil, water, vegetation and
wildlife) and conservation
treatments.
Maps, reports, data
information, statistical
analysis.
USDA  Agricultural
Stabilization and Conservation
Service (ASCS)
Provides administrative
oversight and cost sharing for
approved conservation
practices from ASCS and
other USDA administered
programs. Tracks crop
production and other
statistics.  Distributes crop
subsidy and deficiency
payments.
Maps, conservation practice
status information, cost-share
funds
USDA  ASCS   Agricultural
Conservation Program  (ACP)
 Cost-sharing on an annual
 basis for a number of soil
 conserving, production
 efficiency improving and
 water quality practices.
Funds for cost share,
generally limited to $3,500
per farm per year.
                                           C-5

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
USDA  ASCS  Emergency
Conservation Program (ECP)
Cost-sharing on an annual
basis to replace conservation
treatments (mainly structural)
that were destroyed in areas
designated as disaster areas
due to an act of nature.
Funds for cost share of high
priority conservation
practices.
USDA  ASCS  Water Bank
Program
Designed to improve and
restore wetland areas through
financial compensation for 10
year easements on private
property.
Funds for easement
compensation on eligible
lands m participating States.
USDA   ASCS  Colorado
River Salinity Control Program
(CRSCP)
Financial assistance for farm
projects which seek to control
salinity levels delivered to the
basin, primarily irrigation
water management.
Funds, reports, data on level
of conservation treatment,
demonstration sites, funds
for cost-share, monitoring
and education.
USDA   ASCS  Forestry
Incentives Program (FIP)
Lost-share to re-vegetate and
improve timber stands on
private lands.
Cost-share funds
USDA   Cooperative
Extension Service (CES)
Educational programs and
information to aid individuals
in the selection, operation,
and maintenance of the most
beneficial conservation
treatments.  Economic
analysis and data for each
farm or ranch. Provides
technical assistance in
integrated pest management.
Programs generally carried out
in cooperation with  State land
grant universities.
Staff for educational
programs and technical
assistance, personalized
economic analysis, and
coordinating small scale
demonstrations on local
farms.  Educational  materials
USDA   Cooperative State
Research Service (CSRS)
Applied researcn, usually at
State experiment stations on
agricultural production and
soil and water conservation,
generally using demonstration
plots. Conducts the
Sustainable Agriculture
Research and Education
program (SARE). Many
projects m cooperation with
State land grant universities.
Reports, data, equipment.
Occasionally funds for
joint/special projects outside
the normal research agenda.
Grants for Agriculture in
Concert with the
Environment (ACE) program.
                                           C-6

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
USDA - Forest Service (USFS)

Field offices located in each
national forest, Regional
offices located in 9 areas.
Headquarters in Washington
D.C.
Management of national
forests and grasslands for
sustained production and
multiple use. Works with
individuals, industries and
other agencies.
Staff, maps, reports,
equipment for construction
and monitoring, educational
materials, occasionally funds
for special projects.
USDA - USFS - Permit
program
Oversight of timber sales and
harvest contracts, grazing
leases, minerals development
on USFS property.  Provides
technical assistance to
permittee in proper resource
use.
Staff for technical assistance
and compliance monitoring.
USDA - USFS - Air and
Watershed Programs
Overall environmental
planning and terhn:ral support
for forest management
decisions.  Special studies and
watershed demonstration
projects in certain areas.
Funds for special studies and
watershed demonst ition
projects. Natural resource
inventories and reports,
water quality/habitat
monitoring, environmental
analysis of resource trends
and conditions.
USDA - USFS - Forest
Stewardship Initiative
Technical assistance and cost
share to private inholdings or
lands adjacent to National
forest lands for installing
BMPS.
Funds and technical
assistance to individuals
USDA - Farmers Home
Administration (FmHA)
Loans and loan guarantees to
eligible producers for
operating expenses, land
purchase and conservation
measures.
 Funds and loans for property
 improvement and
 conservation treatment
 installation and water
 conservation practices.
USDA - Agricultural Research
Service (ARS)

Research stations located
throughout each State; most
specialize in particular types
of investigations.
 Basic and applied research on
 agricultural production and
 conservation measures,
 including fertilizers, pesticides
 and BMP effectiveness.
 Reports, BMP effectiveness
 and environmental fate and
 transport data, demonstration
 sites; occasionally funds for
 joint sponsored projects.
 US Department of the Intern
 (USDOI)

 Offices located in regional
 centers, field offices in
 numerous management areas;
 headquarters in Washington
 DC.
 Oversight, management, or
 monitoring of National natural
 resources, including land,
 water, and wildlife.
 Staff, maps, reports,
 demonstration sites,
 educational materials,
 monitoring equipment.
                                            C-7

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Agency and program
                      Program Descriptions and
                      Agency Responsibilities
                               Resources Available and
                               Possible Roles
USDOI   Geological Survey
(USGS)
                      Long term baseline monitoring
                      of water resources (quantity
                      and quality), hydrologic and
                      geologic investigations and
                      data, special intensive short
                      term studies,
                               Maps, data and information
                               on hydrology and water
                               quality status and trends.
                               Staff for technical assistance
                               in designing a monitoring plan
USDOI
Service
Fish and Wildlife
Oversight and regulation of
the Nation's wildlife
resources.  Management of
National wildlife reserves,
enforcement of federal game
and fish laws, cooperative
administration of national
wetlands program with COE
and EPA.   Cooperative
projects to enhance wildlife
habitat, special studies
especially fisheries
investigations.
Staff for enforcement of
Endangered Species Act and
other laws on public and
private agricultural land,
research reports and data on
habitat, population  and
management of wildlife.
Funds for cooperative
projects. Educational
materials, teacher training,
curricula, and maps.
USDOI  Bureau of Land
Management (BLM)
                      Administration and
                      management of federal lands.
                      Oversight of grazmc leases,
                      mineral exploration and
                      extraction bids and leases on
                      BLM lands.  Technical
                      assistance to permitees on
                      BLM land in proper resource
                      use.  Oversight of recreational
                      users of BLM land.
                               Staff for environmental
                               analysis and trend evaluation
                               on BLM land, technical
                               assistance and oversight.
                               Funds for special studies and
                               cost-share for permitees for
                               certain conservation practices
                               (generally grazing/range
                               management).  Funds for
                               range improvement, riparian
                               area management,and
                               recreational area
                               development  projects.  Maps.
USDOI   Bureau of Indian
Affairs (BIA)
                      Technical assistance to tribes
                      on tribal lands mainly for
                      social services.  Some
                      assistance for conservation
                      work and educational
                      programs. Natural resource
                      inventories and monitoring of
                      ground and surface water.
                               Maps,  natural resource
                               inventories of Indian .nd
                               tribal lands. Funds  for
                               special projects. Staff for
                               technical assistance to tribes.
                                           C-8

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
USDOI   Bureau of
Reclamation
Administers, constructs, and
oversees water supply
facilities in western States.
Regulates discharge from
these facilities.  Joint
administration of the Colorado
River Salinity Control Program
with many agencies to set
consistent salinity standards
and manage public and private
lands within the basin.  New
initiative to reclaim lands
damaged by federal irrigation
projects.
Staff for oversight of projects
and  management of federal
property and facilities,
assessment of water quality
around reservoirs as part of
the national irrigation water
quality program.  Maps,
reports, and data.
USDOI   National Park Service
Administers and manages
national parks for preservation
of natural resources.
Staff for oversight and
administration. Funds for
special studies and
occasionally cooperative
projects on land adjoining
park boundaries.
USDOI   Office of Surface
Mines (OSM)
Regulates the removal and
reclamation of surface mined
minerals, mostly coal on
private lands.
Staff for oversigt-1' and
technical assistance in mining
operations and reclamation
efforts, for engineering
studies, and for vegetative
site inspections and
monitoring of resources.
Educational materials,  data
and reports.
US Department of Defense
Army Corps of Enginee *
(COE)

Field offices located in
various districts through out
States.
Oversees construction and
operation of large flood
control and public water
supply reservoirs, conducts
water quality monitoring on
lakes within their jurisdiction.
Regulates in-lake activities
and shoreline development.
Cooperatively administers the
wetlands dredge and fill
permit  program with EPA and
USFWS.  Can enforce  permit
requirements for BMPs or
other mitigation.
Maps, special studies,
monitoring data.  Staff and
funds for improvement o.
existing projects.  Staff for
review and oversight of 404
(wetlands)  permits.
                                            C-9

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
US Department of
Commerce  National Oceanic
and Atmospheric
Administration (NOAAI
Administers programs in
cooperation with States to
inventory and manage coastal
resources.  Funds and
performs basic research and
assessments relating to
coastal eutrophication.
Maintains data base for
pesticides and nutrient
loadings.
Funds to State coastal
programs.  Staff for technical
assistance.  Data, reports,
educational materials.
Occasionally funds for special
demonstration projects.
USDOC  NOAA -Coastal
Zone Management Act
(CZMA) programs
In cooperation with EPA,
administers a qua^i-regulatory
coastal protection program
that specifies management
measures for control and
prevention of NPS pollution in
coastal areas for all land use
activities.
Staff for technical  assistance.
Funds for plan development.
State Water Quality Agencies
Administer many programs
(similar to USEPA's) for
protection of water quality in
ground and surface water,
including the NPDES permit
program, water quality
standards regulations, the
NPS program, ambient
statewide monitoring
programs.
Staff for technical  assistance
to local governments and
individuals in BMP
application.  Water quality
monitoring, data and reports.
Funds  for pollution control
projects, educational
materials, and programs.
State Natural Resource
Agencies
Administer programs for
wetlands and coastal
protection programs.
Staff for technical assistance
to local governments.
Monitoring of natural
resource trends.  Repots,
data, educational materials.
State Departments of
Agriculture
Regulates pesticide
registration and use,
administers marketing and
rural development programs.
Sometimes issues permits for
fertilizer or feedlots.
Staff for oversight of
applicators and other
regulatory functions.
State Cooperative Extension
Services
Provide training and technical
assistance to landowners in
nonpoint source control.
Staff for education, technical
assistance, and research
                                           C-10

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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
State Departments of Health
Administer septic tank and
public drinking water
regulatory programs.  Monitor
water supplies.  Provide
technical assistance to local
governments.
                                                              Staff for technical assistance
                                                              to local governments,
                                                              monitoring, and educational
                                                              programs.  Data,  reports, and
                                                              educational materials.
State Soil and Water
Conservation Commissions
Administer cooperative
programs with the USDA SCS
to conserve soil and water
resources on private lands.
Provide technical assistance
to individuals.
Staff for technical assistance
to individuals, engineering or
construction  equipment,
services and  supplies that
support BMP implementation.
Some States have cost-share
funds for BMPs.
State Fish and Game
Agencies
Regulate the harvest of fish
and wildlife resources by
individuals and :orv,Tiercial
operations. Responsible for
cost recovery to State of lost
fish and wildlife due to
environmental contamination
 Staff for enforcement of
 State fish and game laws and
 for technical assist; ice in
 wildlife and fisheries
 management for private
 individuals. Educational
 materials, natural resource
 inventory data, and fish
 monitoring support.
State Water Rights Agency
Responsible for allocation of
water rights (mostly in
western States).  Regulates
consumptive use of water
resources.
 Staff for permit writing and
 oversight.  Data and reports
 on water flow.
Local Planning and Zoning
boards. City Planning
Commissions,  County
Planning Boards
 Specify land use zoning and
 boundary determinations,
 general community planning,
 oversight of program
 operation
 Maps, long range plans,
 inventory of local resources,
 special reports, budget
 information, staff for
 technical assistance.
Local School Boards and
School Administrations
 Oversee public education
 within jurisdictional
 boundaries.  Can set local
 curricula requirements and
 priorities.  Taxing authority,
 bond issuing authority.
 Information on status of
 current educational programs,
 assistance in developing new
 initiatives.
Local Municipal Utilities
Districts
 Oversees construction and
 maintenance of public works
 projects for water and sewer
 (occasionally energy). Taxing
 and bond issuing authority.
 Information and special
 reports on water issues.
 Funds for special projects to
 enhance system operation
 and reduce costs.
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Agency and program
Program Descriptions and
Agency Responsibilities
Resources Available and
Possible Roles
Regional River Authorities
Manage and coordinate
activities within their basin for
flood control, water quality
protection, energy
development.  Taxing
authority.
Data, reports,  maps, water
quality monitoring.  Staff for
technical assistance to local
government and other
agencies or groups.  Funds
for special  projects.
Regional Planning
Commissions and Councils of
Government
Assist in the coordination of
activities of all governments
within the councils area.
Provide  technical assistance,
information and promotes
special projects.
Staff for technical assistance
to local governments,
occasionally water quality
monitoring, reports and data
about local conditions. Funds
for special projects.
Others  Commodity Groups
Various groups usually formed
to improve marketing and
lobbying capabilities for
specific crops or livestock
interests.  Almost every major
crop has at least one such
group.
Staff for data gathering and
analysis, public education
campaigns, technical support
to growers, legislative and
market analysis. Fur  c ff>m
members for special projects.
Environmental Organizations
Various groups formed to
protect, conserve or preserve
the environment in general or
to address a specific issue.
Lobby for environmental  laws
and programs  as well as
funding.  Many perform
volunteer services such as
water quality monitoring  or
natural resource rehabilitation
work.
Staff and volunteers for
assistance with local
projects, occasionally funding
fcr cooperative work.
Educational materials  and
programs. Reports  and data
on environmental conditions
and trends.
Social and Service clubs
Formed for reasons other than
resource protection, most do
local projects that enhance or
beautify the community.
Staffed with volunteers,
these organizations can
provide labor,  suppli"c and
equipment on  mutually
beneficial projects as  well as
insight into the community.
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