Estimating Staffing for
   unicipal Wastewater
  Treatment Facilities
  U.S. Environmental Protection Agency
   Office of Water Program Operations
       Washington, D.C.  20460

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                 ESTIMATING STAFFING
                          FOR
  MUNICIPAL  WASTEWATER TREATMENT  FACILITIES
       OPERATION  & MAINTENANCE  PROGRAM
           Office of Water  Program Operations
          U» S.  Environmental Protection Agency
                Washington,  D. C.    20460
                 Contract  No. 68-01-0328
                      MARCH,  1973
For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, B.C. 20402
               Price $1.25 domestic postpaid or $1 GPO Bookstore

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          EPA REVIEW NOTICE
This report has been review by the Office
of Water Program Operations.

Approval does not signify that the contents
necessarily reflect the views and policies
of the Office of Water Program Operations,
nor does mention of trade names or commercial
products constitute endorsement or recommendation
for use.

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Inquiries pertaining to this report should be directed to:

  OPERATION AND  MAINTENANCE PROGRAM
       Office of  Water  Program  Operations
       U. S.  Environmental Protection Agency
             Washington, D. C.   20460

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                                CONTENTS
                                                                      Page
INTRODUCTION

STEP 1.    DEVELOPING ADJUSTMENT FACTORS

          Plant Layout
          Unit Processes
          Level of Treatment
          Type of Waste Removal Requirement
          Industrial Wastes
          Productivity of Labor
          Climate
          Training
          Automatic Monitoring
          Automatic Sampling
          Off-Plant Laboratory Work
          Off-Plant Maintenance
          Pattern of Staffing
          Age and Condition of Equipment
          Storm and Infiltration Flow
          Operation at Less Than Design Flow

STEP 2.    DEVELOPING ANNUAL-MANHOUR STAFFING FOR AN
          "AVERAGE"PLANT

STEP 3.    APPLYING  ADJUSTMENT FACTORS

STEP 4,    BREAKING DOWN ANNUAL MANHOURS INTO  SPECIFIC JOBS
2
2
3
3
3
4
4
4
5
5
5
5
7
7
7
APPENDIXES

    A     SOURCES AND USE OF DATA, STAFFING FOR
          PLANTS NOT COVERED

    B     USING THE STAFFING ESTIMATE WORKSHEET

          Example I: Trickling Filter Plant, 1.0 mgd
          Example II: Activated Sludge Plant, 9,5 mgd
          Example III:  Activated Sludge Plants with Relatively Extreme
            Staffing Needs, 20,0 mgd
B-l
B-5

B-9

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CONTENTS (continued)


                                                                              Page

     C     WHETHER TO PROVIDE 24-HOUR STAFFING

     D     STAFFING CURVES AND TABLE

           Supervisory and Administrative                                       D-l
           Clerical                                                            D-2
           Laboratory                                                         D-3
           Yardwork                                                          D-4
           Raw Sewage Pumping                                               D-5
           Screening and Grinding                                              D-6
           Grit Removal                                                       D-7
           Primary Clarification                                                D-8
           Aeration                                                           D-9
           Trickling Filters                                                    D-10
           Secondary Clarification, Activated Sludge                              D-ll
           Secondary Clarification, Trickling Filtration                            D-l2
           Chlorination                                                        D-l 3
           Anaerobic Digestion                                                 D-l4
           Aerobic Digestion                                                   D-l5
           Gravity Thickening                                                  D-l6
           Flotation Thickening                                                D-l 7
            Sludge Drying Beds                                                 D-l8
            Sludge Lagoons                                                     D-l9
            Separate Chemical Coagulation and Settling                            D-20
            Lime Recalcination                                                  D-21
           Ammonia Stripping                                                 D-2 2
           Two-Stage Recarbonation                                            D-2 3
           Mixed-Media Filtration                                              D-24
           Granular Carbon Adsorption                                          D-25
           Granular Carbon Regeneration                                       D-26
            Nitrification-Denitrification                                          D-27
            Ammonia Removal by  Selective Ion Exchange                          D-2 8
            Demineralization by Ion Exchange                                    D-29
            Reverse Osmosis                                                    D-30
            Electrodialysis                                                     D-31
            Stabilization  Ponds                                                  D-32
            Aerated Ponds                                                     D-3 3

            UNIT MANHOUR REQUIREMENTS                                 D-34


     E     TASK AND JOB DESCRIPTIONS

     BIBLIOGRAPHY

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CONTENTS (continued)






                                                                            Page







                                    TABLES




     Table of Adjustment for Local Conditions                                     6




     Table A-1   Treatment Plants Visited-List                                    A-3




     Table A-2  Treatment Plants Visited—Capacities and Processes                   A-5

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INTRODUCTION AND STEPS 1-4

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                                   INTRODUCTION
This manual, intended for use by consulting engineers, plant management personnel, state
regulatory  agencies,  and  the EPA,  describes a four-step  method  for  preparing  staffing
estimates  for sewage treatment plants. It covers  plants with  capacities  of from 0.5 to
25-mgd (million  gallons per  day) of sewage,  using primary, secondary,  and advanced
treatment processes.  The four steps are to:

     1.    Develop from  a   Table of  Adjustment for  Local  Conditions,  factors for
          increasing  or decreasing  staffing needs relative to those for an "average" plant.

     2.    Develop the staffing for such an "average" plant from a  number  of curves that
          show annual manhour needs for:

              a.    Supervisory, clerical, laboratory, and yard  work on the basis of plant
                   design capacity.

              b.    Operation and maintenance work  on  the  basis of  both plant design
                   capacity and types of process units or steps.

          In  addition, develop  from a  table  the operation  and  maintenance manhour
          needs for  certain  types of non-continuous processes on the basis of the time
          that the equipment  for these processes is in operation.

     3.   Increase or decrease the annual-manhour staffing for  these six types of work by
          using the factors taken from the Table of Adjustment for Local Conditions.

     4.   Break down this staffing by type of work into specific jobs.

Because of the many differences in personnel and operational efficiencies from plant to
plant, the staffing estimates prepared according to  this manual should not be used  as rigid
requirements.  Step   1  permits the  staffing  significance  of  these  differences to  be
approximated. However, the  final decision  on  the staff required  for  a  particular  plant
should be made by  a person experienced with similar plants in a similar area: ultimately,
a plant staffing requirement must be a matter of judgment.
                                           -1-

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                STEP  1   DEVELOPING  ADJUSTMENT  FACTORS

The staffing adjustment factors, shown in the  Table of Adjustment for Local Conditions
(TALC),  were developed from staffing studies of 35 treatment plants through the U. S,
(These studies are  discussed briefly  in Appendix A.)  Some  experience and familiarity in
treatment plant layout, design, and  operations is needed to select or interpolate between
the factors shown in TALC. However,  TALC does not require you  to be a treatment
plant  expert.

Enter  the  individual TALC factors, and  their  totals for each of  the  basic  staffing
categories in the  first  table of the Staffing Estimate Worksheet, as it is done  in  the
sample worksheets in Appendix B. You can copy the blank worksheets in the appendix
for your own use.  Each of the adjustment factors is explained below.

PLANT LAYOUT

Plant layout affects  operation and maintenance staffing because of the time required to
walk  from one piece of equipment to another.  It also affects yardwork, particularly if. to
keep  up appearances in a residential area, grass, flowerbeds, and shrubs must be tended.

High  land  costs or  other reasons for restricting the site area may make  a plant more
compact than  it  would ordinarily  be.  Sometimes, plant enlargements or the shape of
available property  may make the plant more extended than ordinary.

Generally speaking,  if there  are or were no  reasons for restricting the site area during
design, and if there are  no extended  expansion  layouts  or  awkward site  shapes that
extend the layout, the layout can be considered average.

As a general rule, for  a given  design flow, the layout of a primary  treatment  plant is
slightly more compact than a secondary treatment plant, and  the layout of a secondary
plant  more compact than an advanced  treatment plant. TALC accounts for this normal
type  of difference in  the  "Level of Treatment"  adjustment  The "Layout" adjustment
refers to unusual layout conditions.

UNIT PROCESSES

A  plant where  process  equipment units of  the  same   type  come from  different
manufacturers  is  less  efficient  to  maintain  than  a plant where  all or most  of  the
equipment of  the same type is from  the same manufacturer.  Similarly, a  plant with
non-standard process equipment-such  as  a filter press rather than a vacuum filter for
dewatering—will be less efficient to maintain and operate, as far as staffing goes, than  a
plant with standard equipment.

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LEVEL OF TREATMENT

Higher levels of treatment require  more staff and  more staff training. Note that TALC
decreases the advanced process maintenance staff additions, as they are given on the Step
2 curves, by  20 percent. This is because of maintenance economies of scale that can be
realized when advanced processes follow secondary processes,

TYPE OF WASTE REMOVAL REQUIREMENT

Waste  removal  requirements generally  stipulate  either the percentage of wastes to be
removed from the incoming sewage or the maximum concentration of wastes that will be
permitted in  the plant effluent. The latter requirement entails more laboratory work and
greater operational care, staffing factors for which are  provided by TALC. Operation and
maintenance  manhours  added  by  removal standards  strict enough to require advanced
treatment processes are covered in the Step 2 curves for these processes,

INDUSTRIAL WASTES

Industrial waste loadings,  if constant, can usually be provided  for in-plant  design or
regular  operations  practices,   so  that these  wastes  do  not  require  significant extra
attention. However,  when  industrial waste loadings vary, either seasonally  or erratically,
the added  attention  they require  adds to  the operations workload.  Erratic, unpredictable
industrial waste loadings add also to the laboratory workload,

PRODUCTIVITY OF LABOR

The  productivity of labor  in  a sewage treatment plant  depends  chiefly on two  things,
which  are  hard  to  quantify,  One is morale—job  satisfaction  and pride  in  the plant
working well. The other is  the rigidity of job definitions and areas  of work  responsibility;
too  much  rigidity   can   result  in  some  men being  overworked  while  others  are
underworked. Union  contracts  should thus be examined  when setting the productivity
factor.

In small plants,  of  less than  about   10-mgd capacity, high  morale  can  make a great
difference in productivity.  In large plants, with capacities of around 25-mgd and more,
the complexity of staffing  organization makes it  difficult  to  use the factor of morale to
good  advantage.  Labor productivity  is thus usually lower in  larger plants than  in the
better-run of the smaller plants.

As  discussed in Appendix  A,  this manual uses 6-1/2 hours of productive  work per man
per day which amounts to  1,500 hours per year as the normal level of labor productivity.
                                            -3-

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CLIMATE

Ordinarily, the  major impact  of climate on  most aspects of sewage  treatment plant
staffing is offset with proper design. Maintenance work, however, is hindered by extreme
winters and TALC accounts for this. Where winters  are moderate, as along the  Pacific
coast,  the maintenance manhours  indicated  on  the  Step 2  staffing  curves  need no
adjustment. Where winters are  extreme, as  in  the  northern  continental  states,  the
maintenance manhours indicated on the curves should be increased.

TRAINING

Generally speaking, good training makes a treatment plant  staff more efficient.  The Step
2 curves assume that plant personnel have the uniformly high level of training  indicated
by certification, but do  not have the benefit of a  continuing education program. Thus, as
reflected in TALC,  a plant can be assumed to be more efficient  than indicated  by the
Step 2 curves if it has  a continuing education program, but less efficient if its personnel
do not have to be  certified.  Although  not  shown in  TALC, supervisory  manhours will
need to be  increased slightly if the plant is participating in programs  similar  to the
government-sponsored Emergency Employment Act, Employment  Supplement  Program,
Public Employment Program, or other similar local programs.

The  effects of  training  may  also be looked at  from  a monetary standpoint.  Since an
operator is entrusted with a very large investment—the plant itself, it is necessary to be
sure that he knows how to get the most out of the plant—how to use it most efficiently.
If the  staff is  not well enough  trained to get the most out of the plant, some of the
investment in the  plant is being wasted,

Many training programs are available. The ones in your area can be found by asking the
 state or the EPA. More comments on training and training manuals can also be found in
 the references in the Bibliography.

AUTOMATIC MONITORING

 Automatic monitoring,  as the  term is used in this manual, means the  continuous,
 instrumented  sensing  of process variables, such  as chlorine residual,  dissolved oxygen,
 sludge  density,  and turbidity. It may, but in most plants today, usually does not  include
 control functions. While it permits closer and more efficient process control, its potential
 for decreasing  staffing  needs  may be offset by its requirements for  frequent repair and
 calibration involving  relatively high maintenance  skills. The table  does show decreasing
 staffing needs  for increasing  levels  of  automatic monitoring. See  Appendix  C  for  more
 comments on this topic.
                                             -4-

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AUTOMATIC SAMPLING

Manual  collection and  compositing  of samples is done  either by  plant  operators  or
laboratory  personnel  or both.  Time  is  lost,  both for  the  actual sampling, and  the
transition time between one task and another. Laboratory and operations time for such
sampling can be  reduced by equipment  that automatically  collects and composites test
samples, As TALC  indicates, both laboratory and  operations manhours decrease as  the
number of automatic sampling points are increased.

OFF-PLANT LABORATORY WORK

Letting  outside contracts for laboratory work reduces laboratory staffing needs. Generally
such contracts are most economic when  they  are used for testing receiving  waters—for
such waste  indicators  as heavy metal concentrations, toxicity, and pesticides—and  for
testing requiring  special equipment,  such as coliform tests. Usually, letting laboratory
contracts for process  control is economic only when several treatment plants, serving a
regional sewerage  district, are grouped together.

OFF-PLANT MAINTENANCE

Contracts for off-plant maintenance are usually let for two types of work. One is ground
and  building maintenance,  which  can  be economic even  at small plants.  The other is
instrument   and   control  system  maintenance,  which  requires  special  skills.   Some
maintenance that cannot be scheduled,  such as  electric motor rewinding  or clarifier
mechanism repair, may be  done by  outside personnel on  a  job-by-job basis.  In none of
the  plants  visited  in  preparing  this manual was all  maintenance done  by off-plant
personnel:  at the very  least, preventive equipment-maintenance such as lubrication still
had to be done by the plant staff.

PATTERN  OF STAFFING

Commonly,  night staffing is about one-third of day staffing, and weekend staffing  about
one-third of weekday staffing. When this ratio is lower or higher, the total staffing should
be adjusted proportionately as indicated in TALC.

TALC does  not answer questions about the organization of the shift staffing. This should
be decided  by the treatment plant administration.

A list of considerations for 24-hour staffing are given in Appendix C.
                                           -5-

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TABLE OF ADJUSTMENT FOR LOCAL CONDITIONS
LOCAL CONDITION
PLANT LAYOUT
UNIT PROCESSES
LEVEL OF TREATMENT
TYPE Of WASTE REMOVAL
REQUIREMENT
INDUSTRIAL WASTE
PRODUCTIVITY OF LABOR
CLIMATE
TRAINING
AUTOMATIC
MONITORING
AUTOMATIC
SAMPLING
OFF- PLANT
LABORATORY WORK
OFF- PLANT
MAINTENANCE
AGE AND CONDITION
OF EQUIPMENT
STORM AND
INFILTRATION FLOW
PRESENT FLOW OPERATION
AT LESS THAN DESIGN FLOW
PATTERN OF STAFFING
ADJUSTMENT
COMPACT
YARDWORK: -so%
OPERATIONS, MAINTENANCE: -/ox
STANDARD EQUIPMENT,
SAME MANUFACTURER
MAINTENANCE: -/ox
PRIMARY
SUPERVISORY, CLERICAL,
OPERA TIONS : -SOX
LABORATORY: -20 x
YARDWORK: -/ox
AVERAGE
NO ADJUSTMENT
STANDARD EQUIPMENT,
DIFFERENT MANUFACTURERS
NO ADJUSTMENT
SECONDARY
NO ADJUSTMENT
PERCENTAGE OF WASTE REMOVAL
SUCH AS'85% REMOVAL OF BOD"
NO ADJUSTMENT
NONE OR CONSTANT
NO ADJUSTMENT
HIGH
OPERATIONS, MAINTENANCE : -11%
EXTENDED
YARDWORK: *so%
OPERATIONS, MAINTENANCE: *io %
NON-STANDARD EQUIPMENT,
DIFFERENT MANUFACTURERS
OPERATIONS, MAINTENANCE: '/ox
*
ADVANCED
SUPERVISORY, CLERICAL,
LABORATORY: '2% /AWT PROCESS
OPERATIONS . "OX
MAINTENANCE: -20%
YARD WORK '. *IO%
AMOUNT OF WASTE IN EFFLUENT, SUCH
AS "NO MORE THAN 20 MG/L BOD"
LABORATORY: '/ox
OPERATIONS: »J v.
SEASONAL
OPERATIONS: 'ix
AVERAGE (6'/2-HR/DAY)
NO ADJUSTMENT
MODERATE WINTERS
NO ADJUSTMENT
CERTIFICATION AND
CONTINUING EDUCATION
SUPERVISORY: -wx
OPERA TIONS : - 5 X
NONE
OPERATIONS. tSX
NONE
LABORATORY, OPERATIONS: '3%
NONE
NO ADJUSTMENT
NONE
NO ADJUSTMENT
ERRATIC
LABORATORY, OPERATIONS .' ' IO %
LOW
OPERATIONS, MA/NTENANCf: 'IS X
EXTREME WINTERS
MAINTENANCE : +10%
CERTIFICATION BUT NO
CONTINUING EDUCATION
NO ADJUSTMENT
MONITORING ONLY
NO ADJUSTMENT
OF INFLUENT AND EFFLUENT
LABORATORY, OPERATIONS :- S X
FOR RECEIVING-WATER
MONITORING ONLY
LABORATORY .' -10%
CORRECTIVE MAINTENANCE ONLY
MAINTENANCE: - 21 x
RELATIVELY NEW AND/OR
WELL- CARED FOR
NO ADJUSTMENT
NEITHER CERTIFICATION NOR
CONTINUING EDUCATION
SUPERVISORY, OPERATIONS: +10 x
MONITORING WITH FEEDBACK
OPERATIONS : -SX
MAINTENANCE: 'S x
THROUGHOUT PLANT
LABORATORY . -/OX
OPERATIONS: -s%
FOR ENTIRE PLANT
LABORATORY . - IOO X
ALL MAINTENANCE EXCEPT MINOR
PREVENTIVE EOUVMENT MAINTENANCE
MAINTENANCE . -90%
RELATIVELY OLD AND/OR
POORLY CARED FOR
INCREASE MAINTENANCE: '/ox
NO ADJUSTMENT, EXCEPT MAY INCREASE SOLIDS DISPOSAL
FOR INCREASED SCREENINGS AND GRIT
NO ADJUSTMENT, EXCEPT COMPLETELY BYPASSED
UNITS MAY BE SUBTRACTED OUT
SMALLER NIGHT AND WEEKEND
STAFF THAN ORDINARY
DECREASE APPROPRIATE
STAFFING PROPORTIONATELY
Of DAY STAFF
WEEKEND STAFF: i FOR EVERY 3 OF
WEEKDAY STAFF
NO ADJUSTMENT
LARGER NIGHT AND WEEKEND
STAFF THAN ORDINARY
INCREASE APPROPRIATE
STAFFING PROPORTIONATELY

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AGE AND CONDITION OF EQUIPMENT

Maintenance workload  will increase if  plant equipment is old or improperly cared for.
The amount that it  will increase is highly variable,  but has  been set at 10 percent in
TALC for initial estimation.

STORM AND INFILTRATION FLOW

Storm and infiltration flows  from combined, sanitary, and storm sewer systems  will, up
to a point, be anticipated in plant design.  Staffing to meet these flows will thus, up  to
some  point, be included  in  the Step  2  curves,  which  are  based  on design capacity,
Storms,  however, will periodically overload these combined-system plants. Extra staffing
to take  care of the  resulting process upsets and heavy grit and solids loadings must be
obtained, on an  emergency basis, as  needed.  It is  not practical to  staff-and TALC,
therefore, does  not provide for staffing—a combined-system plant to handle these periodic
peak  storm loads.   While personnel  from  other city departments may  possibly be
borrowed, generally plant  staff can be reassigned to help during storm loading conditions.

OPERATION AT LESS THAN DESIGN FLOW

This manual assumes that a sewage treatment plant—if all equipment is operating—will
require the same  staff at less than design flow as  it would at full design flow. If certain
process  units can be totally by-passed, then  the  manhours required for that particular
process would become those required for the actual flow through the  process.
             STEP  2.  DEVELOPING  ANNUAL-MANHOUR  STAFFING
                         FOR AN  "AVERAGE"PLANT
Curves D-l through D-4 in Appendix D show the annual supervisory, clerical, laboratory,
and yardwork manhours at  an "average" sewage treatment plant, on the basis of plant
design  flow. Curves D-5  through D-33 show  annual operation and maintenance manhours,
also on the basis of plant design  flow, for plant unit processes. They assume 24-hour,
seven-day-a-week operations, with  nighttime staff one-third of day  staff, and  weekend
staff one-third of weekday staff. (See page 10 for example). The curves are valid only for
plants  of from  0,5  to 25-mgd  and should not be extrapolated beyond that  range. They
do not cover collection system  maintenance  or off-plant (contract) laboratory  work.
                                          -7-

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Using the curves, enter the annual manhours for each type of work and process unit in
the second table of the Staffing Estimate Worksheet. Note how  it is done in the sample
worksheets in Appendix  B. Remember to use design flow with the curves, not present
flow. Present flow is used only for idle (bypassed) process units.

Table D-34, which  follows the curves, shows operation and maintenance manhours  per
hour of unit  operation for the process  units of centrifugation, vacuum filtration, and
incineration.  Develop  annual operation and maintenance manhours for these units and
enter them also in the second table of the Staffing Estimate Worksheet.
                  STEP 3.  APPLYING  ADJUSTMENT  FACTORS
This step is just  arithmetic. Simply apply the totalled adjustment  factors from the first
table of the Staffing Estimate Worksheet to the total annual manpower estimates for each
type of  work  in the second table  of the  worksheet. For instance,  in  the  Example  I
sample worksheet in Appendix B, the total adjustment factor for  Operations is plus 15
percent.  The total annual manhours  for Operations, before adjustment, is 1,468: adding
15 percent and rounding to the nearest 10 brings it to  1,690.
               STEP  4.  BREAKING DOWN  ANNUAL MANHOURS
                              INTO  SPECIFIC JOBS
 Rather  than try to limit you to any given set of job titles and descriptions, this manual
 uses six general classifications of work.  These classifications are on the worksheet and
 also appear in TALC. They are supervisory, clerical, laboratory, operations, maintenance,
 and yard.  Yard includes the jobs that  do not fit into the other categories:  custodial,
 general  housekeeping, operator assistance, for example.

 Definitions of these six categories are given in Appendix E to help you decide what kind
 of  men  you  need. Twenty-one job titles and descriptions developed in previous studies
 are also  included in the Appendix to help you in making up your own job classification
 system.

 The procedure,  as shown in the  examples, is  to  develop, from TALC  and the  curves, a
 column  of figures  giving the annual productive manhours in each of the six categories.
 These manhours are then  divided by  1,500 to determine the number of men in each
 category. (Round off to the nearest one-tenth in figuring these numbers.) This second
 column now gives you a basis for making job assignments.
                                           -8-

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Fifteen  hundred (1,500) hours per year assumes a 5-day work week, an average  of 29
days for holidays,  vacations and sick leave, and 6-1/2 hours per day of productive  work.
If conditions  at your plant are significantly different, you  might want  to  develop a
different figure.

Any fractional amounts of men obtained in  column two should be combined whenever
possible. This  would  mean you might  have  a man performing both the supervisory  and
clerical  jobs,  or  both  the  operations and  lab  work. These  combinations should  be
reasonable—both from the standpoint of what the men have to do and what kind of men
are available.

If the manual is being used on an expansion of an existing plant,  every effort must be
made to interface  the existing personnel setup most effectively with the plant expansion.

You should work  through the examples in  Appendix B to acquaint yourself with the
allocation procedure.  For instance, Example I in Appendix B shows a particular  LO-mgd
trickling filter  plant as calling for the following annual manhours:

                Supervisory                         540
                Clerical                              50
                Laboratory                          340
                Yard                               470
                Operations                         1,690
                Maintenance                        1,600

                  Total                             4,690

Dividing these  manhours biy 1,500 gives the following breakdown:

                Supervisory                        0.4 men
                Clerical                            0
                Laboratory                         0.2
                Yard                              0.3
                Operations                         1.1
                Maintenance                        1,1

                  Total                             3   men (to nearest half man)
                                           -9-

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A reasonable allocation among these three men here might be:

                Supervisor                          60% in operations
                                                   40% in supervision

                Operator                           50% in operations
                                                   30% in maintenance
                                                   20% in lab work

                Maintenance Man                   70% in maintenance
                                                   30% in yard work.

 Different job titles might be  used, but  this tells you what  kind  of men you need and
 each man's responsibility.

 It should be recognized that TALC implies a certain pattern of staffing-the median level
 or: 'the week night staff equal to 1/3 of the weekday staff and the weekend staff equal
 to  1/3  of the weekday staff.'  These formulas or rules-of-thumb are best explained by an
 example:

 Let's assume that, after working  through the curves and TALC, we arrive at an  estimate
 of  20 men. What is the median pattern of staffing for this total of 20? We know  that the
 total of the weekday and weekend staff is 20  and that the weekend staff is 1/3 of the
 weekday staff, so we can write the following equations:

                       (weekend)  + (weekday) = 20, and

                        1/3 (weekday) = (weekend).

 Substituting, we have:

                        1/3 (weekday) + (weekday)  =  20, and solving this:

                       weekday staff = 3/4 (20) =  15.

 This means that the weekend staff is the  remainder, or 5.

 Now,  we know that the total week day staff is 15, and also that the nighttime staff is
 1/3 of the daytime staff. Therefore, we can write:

                        (daytime) +  (nighttime) =  15, and

                        1/3 (daytime) = (nighttime).
                                          -10-

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Substituting again, we have:

                       (daytime)  +  1/3 (daytime)  = 15, and solving:

                       daytime staff = 3/4 (15), say 11.

The remainder of 4 is the nighttime staff.

In summary, this staffing pattern might look like this:

              Weekday

                       Day shift             11 men
                       Night shift            2
                       Graveyard shift        2

              Weekend staff                   5

                         Total Staff         20 men

If it is decided that the plant should be  attended  more  often or less  often than  this,
appropriate additions or deletions from the staff should  be made. More  on the  question
of weekend and night staffing can be found in  Appendix C.

It must  be remembered that the  conversion of manhours  to jobs is an arbitrary  one.
There  can  be no hard-and-fast rule  on what jobs there should be at a treatment  plant, so
individual treatment plant administrations should not feel restricted to a specific  selection
of job titles or shift staffing,  The staffing at  a plant must be tailor-made to meet the
planf s specific requirements.

Examples II, IIIA, and IIIB in Appendix B show  how  staffing guidelines  are developed
similarly for larger plants.
                                          -11-

-------
APPENDIX A

-------
                 APPENDIX  A,  SOURCES  AND  USE OF  DATA,
                    STAFFING  FOR  PLANTS NOT COVERED
This manual is  based  on three types of data. The first type consists of general comments
and information obtained from EPA Regional Offices, state and interstate water pollution
control  agencies,  and some local regulatory  agencies. The second type is  data gathered
during visits to 35 sewage  treatment plants across the country. These plants are listed in
Table A-l  and  their capacities and process steps shown in Table A-2. The third type  is
data from EPA  reports and the literature, as cited in the Bibliography.

Two  kinds of  information were collected  during the  plant visits.  One  kind  was
information on  the  size  of staff  and  on its breakdown  into  supervisory,  clerical,
laboratory, yard, operation, and maintenance workers. Maintenance, to distinguish it from
operations, was defined  for  this manual  as  "working on equipment to prevent failure
(preventive  maintenance)   or   repairing   equipment   that   had   failed  (corrective
maintenance)."  Thus,  cleaning  the weirs and  effluent  channel of a clarifier were, for
instance,  considered  to be operations,  while greasing  a clarifier  sludge  pump  was
considered to be maintenance.

The second  kind of  information collected during  the  visits  was  the operation  and
maintenance manhours  that  were spent per process unit.  It was found that when these
hours were totalled for the year  they were consistently lower, in a ratio of about 6-1/2
to 8, than the manhours attributed directly to operation and maintenance staff members,
Average operation and maintenance work productivity was thus taken to be 6-1/2 hours
per day, or—when vacations, sick leaves, and holidays  were  taken into account—about
1,500 hours per year. The  same productivity level was assumed to  hold for supervisory,
clerical, laboratory, and yardwork. As TALC indicates, if  these  conditions  do not apply
at your  plant, you should develop a new number.

Analysis of the data showed that manhours for the six types of plant work could, for an
"average" plant and most  common  processes,  be based on design  flow. Factors, which
were  later organized  into  the Table of Adjustment for Local Conditions  could then be
applied  to account for individual plant variations from an average plant.

The manhour curves for secondary treatment processes are the most reliable because they
are based  on  data from a  large number of operating plants.  The  curves for primary
treatment are less reliable because they are based  on data from fewer plants. Most data
for advanced waste treatment processes are from the South Tahoe Public Utility District
                                        A-l

-------
plant and cover chemical coagulation and settling, lime recalculation, ammonia stripping,
two-stage  recarbonization,   mixed-media   filtration,  granular  carbon  adsorption,  and
granular  carbon regeneration,  The unit manhour  requirements given in Table D-34, for
centrifugation, vacuum filtration, and incineration, are also based on limited data.

Pilot  scale  data  or  data  from  the  literature  were  used  for  the  processes  of
nitrification-denitrification,  ion-exchange ammonia removal and demineralization, reverse
osmosis,  and electrodialysis.

Treatment facilities smaller  than those covered by  the  staffing curves  (below 0 5-mgd),
may  be  of  the  conventional  type or may be  package  plants or  stabilization ponds.
Generally these  can be staffed  by just one person, though sometimes a small conventional
plant  may  require a staff of  two  or three.  Conventional plant and package  plant
attendants  should  be trained in equipment  maintenance (possibly by the  equipment
manufacturers),  in recognizing process upsets, and in sampling procedures. Stabilization
pond  attendants will mainly be expected  to perform maintenance duties, such as dike
repair, weed control and minor maintenance on the chlorinator. Attendants at all of these
small  plants should have a  qualified person to seek help from  in the event of operational
problems.

Iowa  State University's  Department of Industrial Engineering  is  currently  developing a
staffing  manual for the EPA  that is  intended specifically for  plants smaller than  1-mgd
(37),  The preliminary draft, entitled "Estimating Manpower Requirements and  Selected
Cost Factors for Small 'Waste-water Treatment Plants, " is now available,

Treatment  plants  larger than those  covered by  the staffing curves  were  adequately
covered  by a previous staffing study  (3). Plants of these sizes are  usually in larger cities
where a large skilled labor pool is  available,  so that it would be easier to find  highly
qualified personnel. Operations at some of these plants  may be so complex or  large, or
connected with other city operations so that a special study would  be warranted.
                                          A-2

-------
                                   TABLE  A-l




             TREATMENT PLANTS  VISITED  -  NUMERICAL CODES






No,                                  Name





  1,                Sacramento County   Northwest  Plant, California




  2.                City of San Leandro,  California




  3,                City of San Rafael, California




  4,                South Tahoe PUD, California




  5.                City of San Jose, California




  6.                Los Angeles County Sanitation District, California




  1,                City of Medford, Oregon




  8.                City of Salem, Oregon




  9.                City of Tualatin, Oregon




 10.                North Roseburg Sanitation District, Oregon




 11.                City of Durham, North Carolina




 12.                City of Lebanon, Pennsylvania




 13.                City of Chapel Hill, North  Carolina




 14.                City of Lancaster, Pennsylvania




 15,                City of Stockton, California




 16,                City of Dallas, Oregon




 17.                Security Water and Sanitary District, Colorado




 18,                East Canon Sanitation District, Colorado




 19.                City of Aurora,  Colorado




 20.                City of Troutdale, Oregon
                                          A-3

-------
TABLE A-l (continued)








No.                                                 Name





21.                City of Portland   Tyron Creek, Oregon




22,                Santee County Water District, California




23.                City of Grand Rapids, Michigan




24.                City of Boulder, Colorado




25.                City of Colorado Springs, Colorado




26.                City of Logan, Utah




27.                Metropolitan Sewer District, Louisville   Kite Creek Plant, Kentucky




28.                Johnson County Main Sewer Districts   Main Plant, Kansas




29.                Johnson County Main Sewer Districts   Indian Creek Plant, Kansas




30,                Municipality of Metropolitan Seattle, Washington




31.                City of Glendale, Colorado




32.                City of Bellingham, Washington




33.                Richmond Sanitary District, Indiana




34.                Chatham Township, New Jersey




35.                City of Trenton, New Jersey
                                           A-4

-------
TABLE  A-2
TREATMENT PLANTS VISITED
\PROCESS
CAPACITT\
(MSB) \
0. - 0.5
O.S- 1
1 - 2
2 - 4
4-6
6 - 8
8 - 10
10 - 12
12 - 14
14 - 16
16 • IS
18 - tO
20 - 22
22 - 24
24 - 26
«~4UP

s3
iW
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PRIMARY
CLARIFICATION

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^
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SLU06E
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PILTFR

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9
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CHIORINATION
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PACKAGE
PLANT
•S)
zdj















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ANAEROBIC
OI6ESTION

17134
101
6^130)30
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12
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AEROBIC
DIGESTION


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»
-------
APPENDIX B

-------
        APPENDIX  B. USING THE  STAFFING  ESTIMATE  WORKSHEET
The  following  Staffing  Estimate  Worksheets are completed for four treatment plants.
Work them through yourself for practice, copying as many copies of the blank worksheet
as you need.     '

EXAMPLE I: TRICKLING FILTER PLANT, 1.0 MGD-

Plant I is  a  17-year-old plant serving a small town of 8,000 people that has no significant
industry. The town  has a well-maintained separate sewer system. The plant was well
designed with an average layout. The plant has not been modified extensively and was all
built  under a single contract. As a  result, most  of the equipment is from  the same
manufacturer. It is  currently operating at full design capacity.

Regulatory requirements for 80 percent BOD  and  suspended solids removal are met  by
the trickling filter process.

Motivation is reasonably good  at  the plant  so  that productivity is average. Many of the
staff  are not properly  trained nor certified,  however,  so  that  operations are not as
efficient as they could be.

The  plant has no automatic monitors  or samplers, nor does it  use  any  outside contracts
for laboratory or maintenance work.

Equipment maintenance has  not been  a  serious  problem,  due in part to  a  regular
preventive maintenance program.
                                         B-l

-------
BY.
DPH
DATE  FFR 7
ENVIRONMENTAL PROTECTION AGENCY
   STAFFING ESTIMATE WORKSHEET
      PLANT
               EXAMPI F  I
                                                                    TYPE
PAGE 1 OF 3
                                                                         TRICKLING FILTER
      LOCATION.
                                                                    DESIGN FLOW 10 MGD
I.  ADJUSTMENT FOR LOCAL CONDITIONS (SEE TALC)
LOCAL CONDITION

PLANT LAYOUT
UNIT PROCESSES
LEVEL OF TREATMENT
TYPE OF REMOVAL
REQUIREMENT
INDUSTRIAL WASTES
PRODUCTIVITY
CLIMATE
TRAINING
AUTO. MONITORING
AUTO. SAMPLING
OFF-PLANT LABORATORY
OFF-PLANT MAINTENANCE
AGE OF EQUIPMENT
STORM, INFILTRATION
PRESENT FLOW
TOTAL

COMMENT

AVERAGE
STANDARD, DIFF.
SECONDARY
PERCENTAGE
NONE
AVERAGE
MODERATE
SOME CERTIFIED
NONE
NONE
NONE
NONE
WELL CARED FOR
NONE
AT DESIGN


ADJUSTMENT
OPERATION
-
-
-
-
-
-
-
+5%
+5%
+5%
-
-
-
--
-
+ 15%

MAINTENANCE
-
-
-,
-
-
-
-
-
-
-
-
-
-
-
-
0

SUPERVISORY
-
-
-
-
-
-
-
+5%
-
-
-
-
-
-
-
+5%

CLERICAL
-
-
-
-
-
-
-
-
"
-
-
-
-
-
-
0

LABORATORY
-
-
-
-
-
-
-
-
-
+5%
-
-
-
-
-
+5%

YARDWORK
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
0


-------
                                     STAFFING ESTIMATE WORKSHEET
                                                                                     PAGE 2 OF 3
II.  ANNUAL MANHOURS
UNIT PROCESS
RAW SEWAGE PUMP STATION
SCREENING
GRIT REMOVAL
PRIMARY CLARIFIER
TRICKLING FILTER
SECONDARY CLARIFIER
CHLORINATION
ANAEROBIC DIGESTER
SLUDGE BEDS









TOTAL
ADJUSTMENT (FROM 1)
ADJUSTED TOTAL
GRAND TOTAL 4,690
OPERATION
—
43
200
230
380
65
130
180
240









1,468
+220
1,690

MAINTENANCE
330
17
22
220
540
230
200
44
-









1,603
0
1,600

SUPERVISORY


















510
+26
540

CLERICAL


















53
0
50

LABORATORY


















320
+ 16
340

YARDWORK


















470
0
470


-------
III.  STAFFING SUGGESTION
 OPERATIONS .  .
                                        STAFFING ESTIMATE WORKSHEET
                                             TOTAL HOURS PER YEAR
                                                     1,690
                                        PAGE 3 OF 3




                                        NUMBER OF MEN'

                                              1.1
 MAINTENANCE -
1,600
                                                                                                   1.1
 SUPERVISORY
                                                      540
                                              0.4
CLERICAL
                                                       50
LABORATORY
                                                      340
                                             0.2
YARDWORK
 470
                                                                                                  0.3
TOTAL
'ASSUMES 1500 HOURS PER YEAR PER MAN
 (SEE PAGE 9)
                                                     4,690

-------
EXAMPLE II: ACTIVATED SLUDGE PLANT, 9.5 MOD
Plant II is a  10-year-old plant serving 60,000 people in an area where winters are severe.
The  plant  was  well  designed  using  conventional unit processes.  Much of  the minor
equipment (pumps, etc.) is of the same manufacturer. The  plant is now operating at  close
to design  flow.  Due to a  well  established  sewer  maintenance  program  and  good
enforcement  of  an ordinance  prohibiting storm drain  connections to the sanitary sewer
there are no problems with infiltration  or storm runoff.  The plant is used for research
purposes by  a nearby university so there is no laboratory work done at the plant.

The  state  regulatory  agency requires  85 percent BOD and suspended  solids involved.
These removals are generally exceeded by the well run activated sludge plant.

There is a small meat packing  plant and dairy in town, but no seasonal industry. There is
good rapport between the treatment plant  operators  and the  plant foremen which has
helped prevent operation problems.

Certification is encouraged so  that all the operators are certified, but are not engaged in
any regular continuing education program.

There  are no automatic  samplers,  and  the only automatic monitoring is for chlorine
residual. Maintenance on this monitor is done by an outside contract.

A small amount of equipment  corrective maintenance is done by contract, in addition to
the maintenance on the chlorine  residual monitor. The equipment is generally well cared
for so that no special maintenance problems  exist.
                                          B-5

-------
BY.
      DPH
DATE  FFR 9 1Q71	


      PLANT    EXAMPLE II
ENVIRONMENTAL PROTECTION AGENCY
   STAFFING ESTIMATE WORKSHEET
                                    TYPE
      PAGE 1 OF 3
ACTIVATED SLUDGE
      LOCATION .
                                                                    DESIGN FLOW 9.5 MGD
I.  ADJUSTMENT FOR LOCAL CONDITIONS (SEE TALC)
LOCAL CONDITION

PLANT LAYOUT
UNIT PROCESSES
LEVEL OF TREATMENT
TYPE OF REMOVAL
REQUIREMENT
INDUSTRIAL WASTES
PRODUCTIVITY
CLIMATE
TRAINING
AUTO. MONITORING
AUTO. SAMPLING
OFF-PLANT LABORATORY
OFF-PLANT MAINTENANCE
AGE OF EQUIPMENT
STORM, INFILTRATION
PRESENT FLOW
TOTAL

COMMENT

AVERAGE
STANDARD/DIFF
SECONDARY
PERCENTAGE
CONSTANT INFLOW
AVERAGE
SEVERE WINTERS
ALL CERTIFIED
SOME, NO FEEDBACK
NONE
NO LAB AT PLANT
A LITTLE
WELL CARED FOR
NO SPECIAL
PROBLEM
AT DESIGN FLOW


ADJUSTMENT
OPERATION
-
-
-
-
—
-
-
-
-
+5%
-
-
-
-
-
+5%

MAINTENANCE
-
-
-
-
—
-
+ 10%
-
-
-
-
-15%
-
-
-
-5%

SUPERVISORY
-
-
-
-
—
-
-
-
-
-
-
-
-
-
-
0

CLERICAL
-
-
-
-
-
--
-
-
-
-
-
-
-
-
-
0

LABORATORY
-
-
-
-
-
-
-
-
-
+5%
-100%
-
-
-
-
-100%

YARDWORK
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
0


-------
                                     STAFFING ESTIMATE WORKSHEET
PAGE 2 OF 3
II.  ANNUAL MANHOURS
UNIT PROCESS
SCREENING, GRINDING
GRIT REMOVAL
PRIMARY CLARIFIER
AERATION
SECONDARY CLARIFIER
CHLORINATION
ANAEROBIC DIGESTER
SLUDGE TRUCKING










TOTAL
ADJUSTMENT (FROM 1)
ADJUSTED TOTAL
GRAND TOTAL 17,500
OPERATION
900
680
2,000
1,500
1,800
330
860
(750)










8,820
+410
9,230

MAINTENANCE
39
60
490
1,700
400
390
210
_










3,289
-164
3,120

SUPERVISORY


















2,250
0
2,250

CLERICAL


















800
0
800

LABORATORY


















2,250
-2,250
0

YARDWORK


















2,100
0
2,100


-------
  I.  STAFFING SUGGESTION
 OPERATIONS . .
                                        STAFFING ESTIMATE WORKSHEET
                                             TOTAL HOURS PER YEAR
 9,230
PAGE 3 OF 3




NUMBER OF MEN*


      6.2
 MAINTENANCE	
                                                     3,120
                                              2.1
 SUPERVISORY .
 2,250
      1.5
 CLERICAL .  . .
  800
      0.5
 LABORATORY
 YARDWORK
 2,100
      1.4
 TOTAL
 •ASSUMES 1500 HOURS PER YEAR PER MAN
 (SEE PAGE 4)
" ROUNDED TO NEAREST ONE-HALF
17,500
      11V

-------
EXAMPLE  ffl:  ACTIVATED  SLUDGE  PLANTS  WITH  RELATIVELY EXTREME
STAFFING NEEDS, 20,0 MGD
Examples IIIA and IIIB show the possible effects of the TALC factors on two treatment
plants of the same  size and with  the  same process units, but differing in a number of
opposite ways from an "average" plant.

Plant IIIA.  due to restricted land availability, has an unusually compact layout. On the
whole, it is well  designed and equipped, and excellently run. Regulatory agencies require
that it remove S5 percent of the BOD and suspended  solids from the sewage.  While  its
process units and other equipment are conventional, the same types of equipment have in
a  number of instances  been supplied by different manufacturers.  Fortunately, the plant
has no  industrial  wastes  to  contend with, nor does it  have  an extreme winter to make
maintenance difficult.

A progressive  management insists  on  operator  certification,  provides periodic in-plant
training  sessions,  and when possible sends personnel to short courses on sewage treatment
practice  and theory at  a local technical school.  For these  and  other reasons, morale and
productivity are good.

Chlorine  residual at the plant is  monitored and chlorination is paced  by  automatic
equipment;   influent  and  effluent  sampling  is  done automatically,  too. All  other
maintenance, as well as laboratory work, is performed by the  plant staff,

Plant  IIIB, in sharp contrast, is a problem plant. First built  20 years ago on low-cost  land
in an area of severe winters, its layout was relatively extended. Then a booming economy
and population forced it to expand when much of the land surrounding it was owned by
industry. An awkward,  inefficient process layout  was thus  forced  upon it. By  this time,
too, many of its process units were obsolete.

Discharging  as  it  does to a river, regulatory agencies  stringently  require that  BOD and
suspended  solids   in  its effluent  be  kept  below  15  parts per  million. Meeting  this
requirement is  difficult  enough by itself, but the plant's work is complicated by the fact
that  it has  had a history of erratic, illegal dumping of industrial wastes. Some of these
wastes have contained heavy metals,  so that the  plant  must constantly  monitor its
influent for heavy metal compounds and other wastes that  might upset its processes. The
plant  has automatic  sampling  equipment  to  help in  this task;  it also has automatic
chlorine-residual monitoring equipment, which is used to pace the chlorinator,

In part because key staff positions in the plant are political appointments, without regard
for technical qualifications, the morale  of most of the  plant staff is low. Certification is
                                           B-9

-------
not required and no  training  programs are held or even encouraged. The plant does its
own laboratory  and maintenance work, with the exception of contract maintenance of
the automatic monitoring and sampling equipment. Many of the maintenance tasks are
difficult to perform during the long, cold, and snowy winters.
                                           B-10

-------
BY
DPH
DATE  FEB. 2. 1973

      PLANT  EXAMPLE III-A
ENVIRONMENTAL PROTECTION AGENCY
   STAFFING ESTIMATE WORKSHEET
                                                               TYPE
                                                                                      PAGE 1 OF 3
                                                                         ACTIVATED SLUDGE
      LOCATION.
                                                               DESIGN FLOW 20.QMGD
I.  ADJUSTMENT FOR LOCAL CONDITIONS  (SEE TALC)
LOCAL CONDITION

PLANT LAYOUT
UNIT PROCESSES
LEVEL OF TREATMENT
TYPE OF REMOVAL
REQUIREMENT
INDUSTRIAL WASTES
PRODUCTIVITY
CLIMATE
TRAINING
AUTO. MONITORING
AUTO. SAMPLING
OFF-PLANT LABORATORY
OFF-PLANT MAINTENANCE
AGE OF EQUIPMENT
STORM, INFILTRATION
PRESENT FLOW
TOTAL

COMMENT

COMPACT
V
STANDARD/DIFF.
SECONDARY
PERCENTAGE
NONE
AVERAGE
MODERATE
CERT. W.
EDUCATION
SOME W.
FEEDBACK
OF INFLUENT,
EFFLUENT
NONE
NONE
WELL CARED FOR
NO PROBLEM
AT DESIGN FLOW


ADJUSTMENT
OPERATION
-10%
-
-
-
-
-
-
-5%
-5%
-5%
-
-
-
-
-
-25%

MAINTENANCE
-10%
-
-
-
-
-
-
-
+5%
-
-
-
-
-
-
-5%

SUPERVISORY
-
-
-
-
-
-
-
-10%
-
-
-
-
-
-
-
-10%

CLERICAL
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
0

LABORATORY
-
-
-
-
-
-
-
-
-
-5%
-
-
-
-
-
-5%

YARDWOF
-50%
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-50%


-------
                                    STAFFING ESTIMATE WORKSHEET
                                                                                     PAGE 2 OF 3
I. ANNUAL MANHOURS
UNIT PROCESS
SCREENING, GRINDING
GRIT REMOVAL
PRIMARY CLARIFICATION
AERATION
SECONDARY CLARIFICATION
CHLORINATION
ANAEROBIC DIGESTION
CENTRIFUGE (24 H/D)
SLUDGE TRUCKING









TOTAL
ADJUSTMENT (FROM 1)
ADJUSTED TOTAL
GRAND TOTAL 31,570
OPERATION
2,500
1,020
4,100
2,100
4,100
450
1,450
2,630
(1,500)









19,850
-4,963
14,890

MAINTENANCE
50
82
630
2,800
490
490
350
1,760
-









6,652
333
6,320

SUPERVISORY


















3,700
-370
3,330

CLERICAL


















2,000
0
2,000

LABORATORY


















3,500
-175
3,330

YARDWORK


















3,400
-1,700
1,700


-------
                                         STAFFING  ESTIMATE WORKSHEET
                                         PAGE 3 OF 3
III.  STAFFING SUGGESTION
OPERATIONS
                                               TOTAL HOURS PER YEAR
14,890
NUMBER OF MEN*

     9.9
MAINTENANCE
                                                        6,320
                                               4.2
SUPERVISORY
 3,330
                                                                                                      2.2
CLERICAL
                                                        2,000
                                               1.3
LABORATORY
                                                        3,330
                                               2.2
YARDWORK.
                                                        1,700
                                               1.1
TOTAL
                                                       31,570
                                               21
"ASSUMES 1500 HOURS PER YEAR PER MAN
 (SEE PAGE 9)

-------
         BY.
DPH
         DATE  FEB. 2, 1973

               PLANT   EXAMPLE
ENVIRONMENTAL PROTECTION AGENCY
   STAFFING ESTIMATE WORKSHEET
                  I-B
                                                               TYPE
PAGE 1 OF 3
                                                ACTIVATED SLUDGE
               LOCATION.
                                                                              DESIGN FLOW 20.0 MGD
          I.  ADJUSTMENT FOR LOCAL CONDITIONS (SEE TALC)
LOCAL CONDITION

PLANT LAYOUT
UNIT PROCESSES
LEVEL OF TREATMENT
TYPE OF REMOVAL
REQUIREMENT
INDUSTRIAL WASTES
PRODUCTIVITY
CLIMATE
TRAINING
AUTO. MONITORING
AUTO. SAMPLING
OFF-PLANT LABORATORY
OFF-PLANT MAINTENANCE
AGE OF EQUIPMENT
STORM, INFILTRATION
PRESENT FLOW
TOTAL

COMMENT

EXTENDED
NONSTANDARD
SECONDARY
BOD, SS=15PPM
ERRATIC INFLOW
LOW
EXTREME WINTERS
NOT CERTIFIED
SOME W. FEEDBACK
OF INFLUENT,
EFFLUENT
NONE
NONE
POORLY CARED FOR
NO PROBLEM
AT DESIGN FLOW


ADJUSTMENT
OPERATION
+10%
+10%
-
+5%
+10%
+ 15%
-
+ 10%
-5%
-5%
-
-
-
-
-
+50%

MAINTENANCE
+10%
+10%
-
-
-
+15%
+ 10%
-
+5%
-
-
-
+ 10%
-
-
+60%

SUPERVISORY
0
-
-
-
-
-
-
+10%
-
-
-
-
-
-
-
+ 10%

CLERICAL
0
-
-
-
-
-
-
-
-
-
-
-
-
-
-
0

LABORATORY
0
-
-
+10%
+10%
-
-
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-
-5%
-
-
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-
-
+15%

YARDWORK
+50%
-
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-
-
-
-
-
-
-
-
-
-
-
-
+50%

CO

-------
                                             STAFFING ESTIMATE WORKSHEET
PAGE 2 OF 3
        II. ANNUAL MANHOURS
UNIT PROCESS
SCREENING, GRINDING
GRIT REMOVAL
PRIMARY CLARIFICATION
AERATION
SECONDARY CLARIFICATION
CHLORINATION
ANAEROBIC DIGESTION
CENTRIFUGE (24 H/D)
SLUDGE TRUCKING









TOTAL
ADJUSTMENT (FROM 1)
ADJUSTED TOTAL
GRAND TOTAL 55,620
OPERATION
2,500
1,020
4,100
2,100
4,100
450
1,450
2,630
(1,500)









19,850
+9,925
29,780

MAINTENANCE
50
82
630
2,800
490
490
350
1,760
	









6,652
+3,990
10,640

SUPERVISORY


















3,700
+370
4,070

CLERICAL


















2,000
0
2,000

LABORATORY


















3,500
+525
4,030

YARDWORK


















3,400
+ 1,700
5,100

CO

-------
CD
          III.  STAFFING SUGGESTION
                                                  STAFFING ESTIMATE WORKSHEET
                                         PAGE 3 OF 3
          •ASSUMES 1500 HOURS PER YEAR PER MAN
          (SEE PAGE 9)
                                                       TOTAL HOURS PER YEAR
                                                                                                        NUMBER OF MEN*
          OPERATIONS	
29,780
19.9
          MAINTENANCE
                                                                10,640
                                                                                                              7.1
          SUPERVISORY
 4,070
 2.7
          CLERICAL
 2,000
 1.3
          LABORATORY
                                                                4,030
                                               2.7
          YARDWORK
 5,100
3.4
          TOTAL
55,620
37

-------
APPENDIX C

-------
         APPENDIX  C.  WHETHER TO  PROVIDE  24-HOUR  STAFFING
Effluent  quality and  public  health and safety are the  things to consider when deciding
whether to staff a plant nights and weekends. Erratic influent quality; complex, easy to
upset processes; stringent discharge requirements: if any of these  conditions exist, then
24-hour,  seven day per week  staffing should be evaluated.

More specifically,  these are  some points to  consider  when  determining  the  need for
24-hour,  seven day staffing:

     1.   When the plant has a capacity greater than 10-mgd.

     2.   When the influent  is highly erratic or has a large and fluctuating proportion of
         industrial wastes.

     3.   When power failures are common.

     4.   When full-scale, complete advanced-waste-treatment schemes are used to remove
         nutrients and other pollutants in addition to BOD and suspended solids, (Partial
         advanced waste treatment at  a  plant, such as  chemical coagulation alone, may
         not require  more staffing than would a  strictly secondary-level plant.)

     5.   When equipment requiring highly specialized maintenance is used.

     6.   When the plant's effluent is discharged close to a downstream water intake.

     7,   When  the plant's  effluent  is  discharged into a small,  enclosed  water-contact
         recreational  area,  though  this  factor need influence staffing  only during the
         recreational season.

     8.   When the plant's effluent is discharged into a  shell fishery.

     9.   When the effluent  flow is very high in  proportion to the receiving water flow.

Automatic  monitors and controls may  be used to improve operation  and reduce staffing
needs—especially  nighttime staffing. The present state  of the  art in instrumentation  is
such that,  although better operation and control may be achieved through the  use of
these monitors and control systems, increases in maintenance  and meter calibration time
                                         C-l

-------
can  offset any savings anticipated in staff.  In addition, highly trained  and specialized
personnel are required to repair and maintain these instruments. These points should be
kept in mind when evaluating the use of automatic monitors and controls against 24-hour
staffing.

This  is  not to  say that the  option of automatic monitors  should not  be carefully
examined. On the contrary, the potential in this field is enormous. The art and science  of
reliable instrumentation is advancing rapidly. No doubt  the  future will see more reliable
and maintenance-free systems.
                                           C-2

-------
APPENDIX D

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-------
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                                     TABLE D-34
                         UNIT MANHOUR REQUIREMENTSf
CENTRIFUGATION
                      Operation                       0.3 hours/hour of operation
                      Maintenance                    0.2 hours/hour of operation
VACUUM FILTRATION
INCINERATION
                      Operation                       0.6 hours/hour of operation
                      Maintenance                    0.3 hours/hour of operation
                      Operation                       0.2 hours/hour of operation
                      Maintenance                    0.2 hours/hour of operation
 f The requirements shown are for single units of equipment. For three or more of these units, of whatever mix, reduce
 the  operation and maintenance  requirements by half. For  instance, one  centrifuge, one vacuum filter, and one
 incinerator would require a total of about 0.35, rather than  0.^, hours of maintenance per hour of operation.
                                            D-34

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APPENDIX E

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                       APPENDIX  E.  TASK DESCRIPTIONS
The  following six pages are  general descriptions of the six tasks or general classifications
of work at a  plant.  The  descriptions  are  in  the  form  of lists  of different jobs,  or
activities, performed under each task. The list is not meant to be complete by any means,
but  should  give you  a  good idea of  the  difference  between  each task, and what is
supposed to be done under them.

These task descriptions are  not  the same  as job descriptions; they do not tell you who
reports to whom, or who tells who what to do. They do tell you what a man engaged in
a particular task would be doing  or should know how to do.  Anything beyond that is left
to the job descriptions themselves.

The  various activities, or jobs,  listed for each task  can  be  combined  in almost any
reasonable way to make up your own job descriptions. "One man's meat is another man's
poison"—and this certainly  holds true for job  descriptions. This is why TALC and the
worksheet do  not hold you to any one set  of job descriptions—they allow you to  make
up your own. To help you  in this, twenty-one job titles developed by others in the past
(3) are  listed  along with some  indication  of approximately what jobs  go under which
general tasks.  The final pages of this  appendix  are an example of a thorough description
of the job title 'superintendent' taken  from (3).

                               OPERATIONS  TASK

Included in  this task  are  various activities that  are commonly  identified with the
mechanics of plant operation. The following are examples:

     o    Operation of process equipment, valves, pumps, engines, and generators.

     o    Cleaning of clarifier weirs,  bar  screens, and  other items necessary for proper
         unit process function.

     o    Taking sewage samples as required.

     o    Operation of electrical  controls (timers, etc.)

     o    Monitoring of gauges, meters, and control panels.
                                          E-l

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    o    Recognition of process upsets, and of critical conditions in unit processes,

    o    Determination  of  treatment process  condition using lab data and meter and
         gauge readings,

    o    Mixing of any chemicals required in treatment.

    o    Inspection of plant for overall process condition,

                              MAINTENANCE TASK

Maintenance  has  been  divided into two  types: preventive  and corrective maintenance.
These can  be defined  as "what you do to keep equipment from breaking (preventive),
and what you do to fix broken equipment (corrective.)."Some of the activities you might
perform in  both types of maintenance are  the following:

    o    Lubricate equipment and check for equipment malfunctions,

    o    Replace packing in pumps and valves.

    o    Service and replace bearings in motors and other equipment,

    o    Install and start up new equipment.

    o    Clean out pipes (sludge lines).

    o    Do some minor plumbing.

    o    Do some welding and cutting.

    o    Calibrate  and  repair  meters and  gauges (although this is sometimes done by an
         electrician or by outside contract).

    o    Set  up and  maintain a  regular program  of lubrication and  replacement of
         critical parts (bearings).

    o    Inspect  and  service  mechanical  and  electrical  control  systems  (timers,  level
         controllers, etc.).
                                          E-2

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                               SUPERVISORY  TASK

This task  includes all activities that are necessary for the administration and management
of the entire plant. Every  plant must have someone who performs the supervisory task.
His exact  title is unimportant, except that it should differentiate him from the remainder
of the staff. Some of the individual activities involved in this task are the following:

     o    Regular inspection of plant operation and maintenance.

     o    Analysis and evaluation  of the  functions performed  under the other five tasks,

     o    Organization and direction of the activities of the plant staff.

     o    Organization and direction of training programs.

     o    Formulation of budget and control of expenditures.

     o    Development  of  plans   and procedures  to  insure  efficient  operation  and
          maintenance.

     o    Reporting to authorities  on the  operation and expenditures of the plant.

     o    Maintenance of good public relations.

     o    Preparation of work schedules, shift staffing, and operation.

     o    Evaluation of operation and maintenance records.

                                 CLERICAL TASK

This task  includes all record  keeping and secretarial activities necessary in a plant—the
"paper work" task. Some of the jobs included under "paper work" are:

     o    The maintenance of operation and maintenance records.

     o    The maintenance of shift logs and meter readings.

     o    The filling out of regulatory agency forms:  discharge reports, operation reports,
          staff reports.

     o    The maintenance of reports on operating expenditure.
                                          E-3

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And, further:

     o   Composition of routine correspondence  and the handling of routine inquiries
         from the public.

     o   Operation  of office machinery:  typewriters, calculators, etc.

     o   Maintenance of financial records.

     o   Posting, filing and sorting of various reports and records.

                               LABORATORY TASK

Work  in  the  laboratory is highly  specialized  and  requires considerable  training and
experience. In small  plants, this task may  be handled by those spending time at either the
supervisory  or  operations  tasks. Thus  the  supervisor  might  also  be the laboratory
technician. Some of  the activities involved in laboratory work are the following:

     o   Collection  of samples (sewage and receiving water),

     o   Performance of laboratory analyses—both simple and complex.

     o   Assembling and reporting of data from  tests.

     o   Evaluation of data in terms of plant process performance.

     o   Preparation of common chemical reagents and bacteriological media.

     o   Recommending process changes based on  laboratory data.

     o   Reporting  to regulatory agencies on the operation of the plant.

                                    YARDWORK

This task is a catch-all. It  includes custodial work,  janitorial work, gardening and minor
maintenance tasks.  Almost anything that  does not fit in  the  other five  tasks could
conceivably go here. Some of the most common  activities included in yardwork are listed
below:

     o    Driving, loading and unloading of sludge trucks  and other equipment.

     o   Gardening: cutting grass, trimming shrubs, watering, etc.
                                           E-4

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o    Removing of snow, ice and ponded water.
o   Washing of equipment and tools.
o   Cleaning and polishing of floors, walls, furniture, etc.
o    Serving as night watchman.
              RELATIONSHIPS OF JOB TITLES TO TASKS
               Task

           Operations
           Maintenance
            Supervisory
           Job Title

Operations Supervisor
Shift Foreman
Operator II
Operator I
Chemist
Laboratory Technician

Maintenance Supervisor
Mechanic Maintenance Foreman
Mechanic II
Mechanic I
Electrician II
Electrician I
Maintenance Helper
Automotive Equipment Operator
Laborer
Painter
Storekeeper
Custodian

Superintendent
Assistant Superintendent
Clerk Typist
Operations Supervisor
Shift Foreman
Maintenance Supervisor
Mechanical Maintenance Foreman
Chemist
Laboratory Technician
                                  E-5

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                     Task                          Job Title

                Clerical                     Clerk Typist

                Laboratory                  Chemist
                                            Laboratory Technician

                Yardwork                   Laborer
                                            Painter
                                            Storekeeper
                                            Custodian

This list  should give you  an idea of what portions of tasks to put under which job titles,
The  list tells you that a man engaged in one of the tasks in the left column will do some
or all of the corresponding jobs listed in the right column. An important point to notice
here is the  overlap, This  is a good example illustrating the difficulty of using rigid job
titles. For example, a "chemist"  may  in  fact do  supervisory work, or he may just do
laboratory work.
                                        E-6

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                      SAMPLE OCCUPATION  DESCRIPTION

Title: SUPERINTENDENT, WASTEWATER TREATMENT PLANT

JOB DESCRIPTION

Responsible for administration,  operation,  and maintenance  of  entire plant. Exercises
direct authority over all  plant  functions  and personnel, in accordance with approved
policies  and procedures.  Inspects plant  regularly, Analyzes  and evaluates operation and
maintenance functions;  initiates or  recommends new or improved practices. Develops
plans  and  procedures   to   insure  efficient  plant  operation.  Recommends  plant
improvements  and additions.  Coordinates  data and prepares or reviews and approves
operation  reports  and budget requests. Controls expenditure of  budgeted  funds and
requests approval  for major expenditures,  if required.  Recommends  specifications  for
major  equipment  and  material  purchases.  Organizes  and  directs activities of  plant
personnel, including  training programs. Maintains effective communications and working
relationships with employees, government officials, and general public,

QUALIFICATIONS PROFILE

     1,   Formal Education

         College degree  in  sanitary, civil,  chemical, or mechanical engineering highly
         desirable. Minimum  high  school  graduate or  equivalent,  plus  5  to 7  years
         practical experience  in treatment plant operations,  depending upon size and
         complexity of plant.

     2.   General Requirements

         a.   Knowledge of processes and equipment involved in wastewater treatment,
              including basic chemical, bacteriological, and biological processes.

         b,   Understanding of managerial, administrative,  and accounting practices and
              procedures  involved in successful plant operation.

         c.   Knowledge of industrial  wastes  and  their effects on  treatment processes
              and equipment.
                                          E-7

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    d.   Ability  to prepare or supervise  preparation  of  clear,  concise reports and
         budget recommendations.

    e.   Ability  to  plan,  direct,  and  evaluate plant  operation  and maintenance
         functions.

    f.   Ability  to  establish  and maintain  effective  communication and  working
         relationships.

3.   General Educational Development

    a.   Reasoning

         (1)  Apply principles of  logic  to  define  problems,  collect  and analyze
              data, and draw  valid  conclusions. Deal with a variety of concrete and
              abstract variables.

         (2)  Interpret  a  wide variety  of technical instructions,  in book, manual,
              and mathematical or diagrammatic form.

     b.   Mathematical

         Perform  ordinary arithmetical,  algebraic,  and  geometric  procedures in
         standard, practical applications.

     c.   Language

         (1)  Write and edit operation reports.

         (2)  Evaluate and interpret engineering and other technical data.

         (3)  Interview applicants and employees.

         (4)  Establish  and maintain communications with employees, government
              officials, and the public.

4.   Specific Vocational Preparation

     a.   Completion of   operator  training  course  or  equivalent training  and
         experience.

     b.   Five to  7  years experience  in wastewater treatment  plant  operation,
                                     E-8

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              depending upon  size and complexity of plant and educational background.
              Minimum of one year supervisory experience.

    5    Aptitudes-Relative to General Working Population

         a.    Intelligence                  /     Highest third excluding
         b.    Verbal                       }     top 10 percent
         c.    Numerical
         d    Form Perception
         e.    Spatial
         f    Clerical Perception
         g.    Motor Coordination           \   Mlddle Third
         h.    Finger Dexterity
         i,    Manual Dexterity
         j     Eye-Hand-Foot Coordination
         k.    Color Discrimination

    6.   Interests

         Prefer working with people in situations involving organization and supervision
         of varied activities,

    7,   Temperament

         Prefer situations involving  the direction,  control,  and planning of  an  entire
         activity or the activity of others,

    8,   Physical Demands

          Sedentary work, except for regular plant inspection trips.

    9.   Working Conditions

          Largely inside. Occasional exposure  to weather, fumes,  odors, dust, and risk of
         bodily injury. Possible exposure to toxic conditions,

ENTRY  SOURCES

Assistant  Superintendent,  Operations  Supervisor,  Shift  Foreman, or  Chief Chemist;
depending on  individual qualifications and size and complexity  of  plant.

PROGRESSION TO:
Similar position in larger or more complex plant.
                                         E-9

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BIBLIOGRAPHY

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                                BIBLIOGRAPHY
 1.  Austin,  John  H.,  "Training   How  to Do  It," Journal American Water  Works
    Association, 62(7), pp. 431-432, July 1970.

 2.  Austin,  John H.,  McLellon, Waldron,  M.,  and  Dyer,  Jon  C.,  "Training  the
                                                                       t
    Environmental  Technician,"  American Journal  of  Public  Health,  60(12),  pp.
    2314-2320, Dec. 1970.

 3.  Black and  Veatch, Estimating Costs and Manpower Requirements for Conventional
    Wastewater Treatment Facilities. Oct. 197L

 4.  Conference of State Sanitary  Engineers: Recommendations for Minimum Personnel,
    Laboratory Control and Records for Municipal Waste Treatment.  1963,

 5.  DiGregorio,  David,  Cost  of  Wastewater   Treatment  Processes,  United  States
    Department of the Interior, Federal Water  Pollution Control Association, Cincinnati,
    Ohio. Dec. 1968. Report No.  TWRC-6.

 6.  Environmental  Protection  Agency,  Advanced  Waste  Treatment  Seminar,  San
    Francisco October  1970, Session IV  Combined Treatment and Applications,

 7.  Environmental   Protection   Agency,  Clemson   University,   Criteria   for   the
    Establishment and Maintenance   of  Two   Year  Post High  School  Wastewater
    Technology Training Programs   Informational Packet. Prepared  for the  March  29,
    1972, meeting.

 8.  Environmental   Protection   Agency,  Clemson   University,   Criteria   for   the
    Establishment and Maintenance   of  Two   Year  Post High  School  Wastewater
    Technology Training Programs  Volume I, Program  Criteria. 1970,

 9.  Environmental   Protection   Agency,  Clemson   University,   Criteria   for   the
    Establishment and Maintenance   of  Two   Year  Post High  School  Wastewater
    Technology Training Programs  Volume II, Curriculum Guidelines, 1971.

10.  Evans, D. R.,  and Wilson,  J. C.,  "Capital and Operating Costs  AWT," JWPCF,
    44(1), pp. 1-13, Jan.. 1972.-

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11.  Fransmathes,  J, R.,  "Operational Costs of  Trickling  Filters  in the  Southeast,"
    JWPCF, 41(5), pp. 814-821, May  1969.

12.  Garber,  William  F.,  "Treatment Plant  Equipment and  Facilities  Maintenance,"
    JWPCF, 42(10), pp. 1740-1770, Oct.  1970.

13.  Harper,  Fred A., "Operator  Training  by an  In-Plant Apprenticeship Program,"
    Journal Water Pollution Control Federation, 41(12), pp. 2010-2017, Dec. 1969.

14.  Joint  Committee on Operation,  Certification  and  Training,  "Model Law  on
    Regulations  for  Mandatory Certification of Operators  of Water Treatment Plants,
    Water Distribution Systems and Wastewater Treatment  Plants," JWPCF, 38(12), pp.
     1898-1914, Dec.  1966.

15.  Kerri, K. D., and Dendy, B. B., "A New Approach  to  Operator Training," JWPCF,
    42(2), pp.  190-194, Feb.  1970.

16.  Lisack, J. P., Office of Manpower Studies, School of Technology, Purdue University,
    Manpower Requirements for Pollution Control and Water Resources in Indiana and a
    Related Pollution Control Technology Curriculum, Manpower Report 69-1, Feb. 24,
     1969.

17.  Michel, Robert L., "Costs and Manpower for  Municipal Wastewater Treatment Plant
    Operation  and Maintenance,  1965-1968," JWPCF,  42(11), pp.  1883-1910,  Nov.
     1970.

18.  Michel, R. L., Pelmoter,  A. L., and Pelange, R. C,, "Operation and Maintenance of
    Municipal Waste Treatment Plants," JWPCF, 41(3), pp. 335-354, March 1969.

19.  New York State, Department  of  Environmental Conservation, Manual of Instruction
    for Sewage Treatment Plant Operators.

20.  New York  State, Department of Health, Laboratory Procedures for Wastewater
    Treatment Plant Operators.

21.  Olympus  Research  Corporation,  Manpower   Training for  Wastewater Treatment
    Plants.

22.  The  Ontario Water Resources  Commission,  .Basic  Course  for  Sewage  Works
    Operators,  1969.

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 23.  The  Ontario  Water Resources Commission,  Intermediate Course for Sewage  Works
     Operators. 1968.

 24.  The  Ontario  Water  Resources  Commission,  Senior  Course  for  Sewage  Works
     Operators. 1969.

25.  Redekopp,  A. B.,  and Austin,  J. H.,  "Systems  Approach  to Licensing,"  paper
     presented at the  American Waterworks Association Annual Conference, June  1971.

26.  Sacramento State College, Department of Civil Engineering, Operation of Wastewater
     Treatment Plants    A Field Study Training Program, 1970.

27.  Smith, Robert and McMichael, W. F., Cost and Performance Estimates for Tertiary
     Wastewater  Treating  Processes,  Federal Water Pollution  Control Administration
     Report No. TWRC-9.

28.  Swanson,  Charles   L.,  Unit  Process   Operating and  Maintenance  Costs  for
     Conventional  Waste Treatment Plants,  United States  Department of  the  Interior,
     F. W. P, C. A., Cincinnati, Ohio. June 1968.

29.  United   States   Department   of   Health,   Education  and  Welfare,   Federal
     Guidelines  Design, Operation and Maintenance of Wastewater Treatment Facilities:
     Sept.  1970.

30.  United  States Department of the  Interior,  Federal Water Quality Administration,
     Report    No.   PPB1704:  Current  Status   of   Advanced   Waste   Treatment
     Processes  Dissolved Inorganic Removal,  July  1970.

31.  United  States Department of the  Interior,  Federal Water Quality Administration,
     "Training Unpolluters," Manpower, May  1970,

32.  URS  Research Company, Manpower Factors and Training Requirements. May  1972.

33.  URS  Research Company, Procedures for Evaluating Performance of Waste Treatment
     Plants   A Manual  May 1972.

34.  Wight, George, "A  Survey of Operating  Personnel," JWPCF, 43(10), pp. 2114-2117,
     Oct. 1971.

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35.  Harbridge  House Inc.,  Effectiveness Evaluation of  Operator Training Conducted
     Under the PSC Program, June  1972.

36.  Longino, C. F. Jr.,  Green,  C. S., Kauffman,  C. F.  Sewage  Treaters  or  Pollution
     Controllers   Trainees View  Their Jobs.

37.  Iowa  State  University, Department  of  Industrial  Engineering,  et. al., Estimating
     Manpower Requirements and Selected Cost Factors For Small Wastewater Treatment
     Plants.
                                                       *U. S. GOVERNMENT PRINTING OFFICE 1 973 —51"l-\ 55/302

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