PLANNING
FOR SOLID WASTE MANAGEMENT

                     Symposium
            of State and Interstate
      Solid Waste Planning Agencies
            September 9-11, 1969
                St. Louis, Missouri

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                     Symposium
        of  State and Interstate
Solid Waste  Planning Agencies
         September 9-11,1969
             St. Louis, Missouri
 This publication (SW-2p) was edited by Lillian A. Gluckman
      U.S. ENVIRONMENTAL PROTECTION AGENCY
                              1971

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              This is a U.S. Environmental Protection Agency Publication.

This publication is also in the Public Health Service numbered series as Public Health
Service Publication No. 2093. Its entry in two government publication  series is the result
of a publishing interface reflecting the transfer of the Federal solid waste management
program from the U.S. Public Health Service to the U.S. Environmental Protection Agency.
              LIBRARY OF CONGRESS CATALOG CARD NO. 71-611731
        For sale by the Superintendent of Documents, U.S. Government Printing Office
                         Washington, D.C. 20402- Price is cents
                              Stock Number 5502-3307

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  ENVIRONMENTAL QUALITY-A NATIONAL GOAL
THE QUALITY OF OUR ENVIRONMENT can hardly be good if
we let ourselves become  inundated by  oceans of waste. Yet solid
waste presents  us  with  a problem that is  not  easy  to  solve. In
quantity,  indestructability, and ugliness, these  wastes constitute
an overwhelming burden. In hazards to  health, menace to welfare,
and,  of  course, in  sheer  expense, they  represent a source of
nationwide concern. The problem and its consequences have both
multiplied in size with our increase in  population and advance in
urbanization.
   To aid  our  distressed cities and States, the Congress enacted
the Solid Waste Disposal Act of 1965. The  first  grants became
available  to the States for the planning of solid waste manage-
ment programs  in June 1966. States have received planning grants
from the Bureau of Solid Waste Management of the Public Health
Service over a  period of  three years.  In September 1969,  the
Bureau convened  a  meeting  of the State and regional officials
who have  been developing such plans  to  assess the progress in
planning  and implementation of  solid waste management  pro-
grams. This volume contains  the proceedings of that conference.
   States  that  obtained  their  planning  grants in 1967 and 1968
are obviously somewhat  ahead of other States that were delayed
in initiating their  plans.  However, the  conference clearly shows
that data have  been  collected, State plans outlined, and in some
cases legislation enacted and implementation  begun. The  con-
ference also brought out rather clearly the problems  encountered
and the lessons  involved for future action.

   It is significant that the name of the program and its identity
have changed in the three-year period. The Act of 1965 is known as
the Solid Waste Disposal  Act,  and the program that administered it
was  known  as the  Solid Wastes  Program. Thereafter it  was
recognized  that  "disposal" was not the appropriate word to use,
and the term "solid waste management" came into existence. The
change in  name  is  an  important  indication of a change in
philosophy.  We  cannot  today merely  dispose  of wastes—burning
them pollutes the air; throwing them into oceans and rivers pollutes
                              iii

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the water and the shore; dumping them is ugly, unhealthy, and
obviously self-limiting. Our watchword in planning must be manage-
ment, so that wastes are used, reclaimed, recycled, even prevented.

   While the name of the program was changing, a new national
consciousness  of  the urgency  of  environmental  control was
emerging. In late 1970,  by  order  of the  President, the environ-
mental programs of many Federal  departments were combined in
the Environmental Protection  Agency, and Solid Waste Manage-
ment became an Office in that agency.

    The goal of environmental quality remains the preeminent con-
sideration.  The planning of  solid waste management programs to
help achieve that goal is clearly important. Therefore we are present-
 ing  the report  of the  planning symposium  of September 1969,
retaining the terminology then used. Although we now have a Solid
Waste Management Office of the Environmental Protection Agency
instead of  a Bureau of Solid Waste Management of the Department
 of Health, Education, and Welfare, the purpose remains the same-
 achievement of environmental quality.
                                   -RICHARD D.  VAUGHAN
               Deputy Assistant Administrator for Solid Waste Management
May 1971
                            iv

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                       CONTENTS
Planning for Solid Waste Disposal
   Richard D. Vaughan	
America's Biggest Industry: The Production of Waste
  J. Caleb Boggs	  5

The Planning Process
  Thomas H. Roberts	 13

Workshops on Planning for Solid Waste Management	 21

Data for Solid Waste Planning:  What is Past is Prologue
  Leo Weaver	29

Workshops on Data for Solid Waste Planning	37

Intergovernmental Cooperation and Public Involvement in Solid
  Waste Management
  Patrick Healy  	41

Workshops on Intergovernmental Cooperation and
  Public Involvement	47

Solid Waste Legislation
  Hugh Mields, Jr	51

Workshops on Solid Waste Legislation  	61

Implementation of Solid Waste Management Plans
  Frank Bowerman	 67

Workshops on Implementation of Solid Waste Management
  Plans  	 73
The Light at the End of the Tunnel
  H. Lanier Hickman, Jr	77

Symposium Participants	81

Subject Index	89

Author Index 	   92

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     PLANNING FOR SOLID WASTE MANAGEMENT


        Welcoming Address to the National Symposium
                    of Planning Agencies

                    Richard D.  Vaughan*

   Welcome to the  National Symposium of State  and Interstate
Solid Waste  Planning  Agencies. This  meeting is  an important
landmark. In September 1966, representatives  of the solid waste
planning agencies  of our States met to discuss the conduct  of a
National Survey  of Community Solid  Waste Practices  and  to
consider the development of comprehensive solid waste plans. At
that time, our  efforts  in this field were just beginning, since the
Solid Waste  Disposal  Act  had  been  passed  only  a  short  time
before  (Public  Law 89-272, October 1965). We can view  with
some satisfaction our progress in the brief period of three years,
and we  can now chart  a course to finish the job.
   This  meeting  includes  invited representatives of  present and
potential recipients  of grants  from the  Bureau of  Solid Waste
Management. There are  now 48 political  entities—States,  terri-
tories,  and  regions—which have received  matching grants  and
which are now proceeding with their solid waste  planning.  This
Symposium, however,  includes  representatives from 47 of the 50
States,  the District  of Columbia, the Commonwealth of Puerto
Rico, the territories of Guam and American Samoa,  and  4 inter-
state  agencies,  even though  some  of these are not  yet  grant
recipients. Such broad participation is an indication of  the far-
reaching significance of the solid waste problem. All the States
recognize the need for planning to meet the problem, whether  or
not they have  planning grants from  the  Bureau of  Solid Waste
Management.
   The  role of the Bureau  of Solid Waste Management is  a direct
outgrowth of the Solid Waste Disposal Act of 1965. Participants
in this  Symposium  are well aware  of the Bureau's function  in
encouraging comprehensive solid waste planning through the grant
mechanism,  and  I  need  hardly tell  you  about the problems  of
solid  waste. The  members of this Symposium know about these
*Assistant Surgeon General, Acting Commissioner of Solid Waste Management Office,
 U. S. Environmental Protection Agency.

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2                           Vaughan

problems  from first-hand experience.  This group  is  "where  the
action  is" in the  continuing effort to  properly  manage  mounting
solid waste loads.
   The purpose of the Symposium is to permit  you to share your
experiences  with one  another  and with  our staff. At  the same
time, we  want to share with you some  of our ideas,  based on
experience.
   I am sure we all agree  that any activity develops best when it
is well planned. The need for planning is so important  that Con-
gress provided in  the Solid Waste  Disposal  Act  for  matching
grants   to  State  and  interstate agencies to encourage  them  to
develop  comprehensive plans  for  solid waste management. Con-
gress recognized  that control of solid  wastes is primarily a State
and  local responsibility, and  that  the  States need to plan for the
proper management  of this responsibility. Because  planning is
necessary, the  Congress  pledged funds for  planning as  the initial
step in solid waste management.
   What  is  a solid waste plan? How do  you go about  planning?
How is a plan prepared? What data are  necessary? How do you
coordinate your  plans with those of other government agencies?
What  kind  of  legislation should the  plan call for? How are you
going to see that counties and municipalities conform to the State
plan?  What provision  needs  to be made for updating  the plan?
And, most important, how are you going to gain the support of
 the people of your  State to allow implementation of the plan?
   These are  some of the points to be  discussed in  this Sym-
 posium. This will be a working meeting in which every participant
 will  contribute. We have five major fields for exploration: (1) the
 planning  process; (2)  data acquisition; (3) intergovernmental co-
 operation and public  involvement; (4) legislation;  and  (5)  imple-
 mentation of the plan.  An authority in each  area, a  person of
 broad  experience-not necessarily acquainted with the detailed pro-
 cedural concerns of grant operation-will keynote the  discussion
 of each major topic.  They will not  talk procedures, but rather
 substance. Following  each presentation,  the Symposium partici-
 pants  will discuss the topic in small groups.

   This Symposium has come  none too  soon.  Most of  the States
 are  in their second or third year  of  survey and analysis prepara-
 tory- to the development  of effective plans. It is imperative  that

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                        Welcoming Address                        3

we understand not only the planning process, but also the ingredi-
ents of a comprehensive solid waste management plan. Because the
Federal program is comparatively new, we have not always been
able to  provide the  necessary  guidance early enough. In  this
Symposium,  every  representative should  obtain a  better under-
standing  of what planning is and what a solid waste management
plan should encompass. Since the delegates here are the working
representatives of their agencies,  what is  learned here should have
immediate  application.
   Keynote for  our  three-day  session will be set  forth by the
Honorable  J.  Caleb  Boggs who will  share  with us  his views and
knowledge  based on his  position  as ranking minority member of
the Subcommittee on  Air and Water of the Senate  Public Works
Committee. Our speaker served  as Representative-at-large  for his
State in the  80th, 81st,  and  82nd  Congresses. He  was  twice
elected Governor of Delaware,  and served as Chairman  of the
National  Governors' Conference  in  1959. The  following year he
was  elected President of the Council of State Governments. Since
1960, he has  served his State in the U.S. Senate. His vast experi-
ence in State  and National government and his  particular concern
for the quality of our environment give him special competence in
both planning  and  legislative  implementation. It  is with  great
pleasure that I present  the Honorable J. Caleb Boggs, United States
Senator from the State  of Delaware.

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            AMERICA'S BIGGEST INDUSTRY:
             THE PRODUCTION OF WASTE

                       /. Caleb Boggs*
    I  am  extremely  honored to join you today to participate in
 this important  session to  discuss a problem that affects  every
 American  as  few other problems affect him—our national trash
 pile.  The  problem of our  solid  wastes is as crucial  as  any this
 nation faces in  the latter third of the twentieth century. You are
 the men  and women who will create  and perfect the systems  to
 free humanity  from the burden of its discards. I see no  more
 socially beneficial job than protecting and enhancing  our environ-
 ment—the job you are doing.
    In the course of my preparation for this  session, I  checked the
 annual report on public works of a county in my home State of
 Delaware.  The report discussed the trash collection problem and
 came to the conclusion  that the mounting piles of rubbish in our
 Nation  will require that "more and more money and brains will
 have to be thrown into trash."
    We seem to  be following that prescription. Lots of brains are
 "going into trash"—the brains of planners, legislators  and admini-
 strators.  More money  seems to be "going into  trash," too.  It
 remains  to be  seen  whether we have put  in enough brains  or
 enough money.
    I  applaud the Bureau of Solid Waste Management  for  con-
 vening this National Symposium of State  and  Interstate  Solid
 Waste  Planning Agencies.  And  I  must add that  I  am  doubly
 delighted  to know that my State  of Delaware is so ably repre-
 sented by Frederick Stiegler, of the State Board of Health.
    Perhaps it would be helpful if I should  tell you something of
 the way  in which the Congress looks at our environment and the
 kinds of  legislation  we are discussing  in an effort to enhance  it.
 Such  a viewpoint may be helpful to you as you discuss the topics
 listed in your programs.
* U.S. Senator from Delaware, Member, Subcommittee on Air and Water, Senate Public
 Works Committee.

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 6                            Boggs

   I know  you are familiar with  the  statistics  on our  national
trash pile,  but I believe they  need to be reiterated regularly to
make us constantly aware  of the magnitude of the problem. The
President's  Science Advisory Committee found not long  ago that
"each year we must dispose of 48 billion cans, 26 billion bottles
and jars, 65 billion metal and  plastic caps and crowns, plus more
than half a billion dollars worth of miscellaneous packaging ma-
terial."
   Waste is America's number one industry in terms of  tonnage,
for we  produce far more tons of waste than we  produce tons of
steel or tons of cars or tons of any other product.
   For  each American we annually produce 13 tons of wastes of
one  sort or another. Put  another way, we annually  discard as
unusable approximately  170 times our body weight in used soft-
drink bottles, tailings from  mining  operations,  junk  cars, old
newspapers, and other equally solid waste materials. As  we grow
more affluent, this tonnage mounts. We buy our soft drinks in
disposable  bottles and clothe our infants with throw-away diapers,
adding  new burdens  to  the Nation's  disposal problem.  We have
become a  society  of discarders. Our  improved  technology taps
lower grade ores, which create more waste for each ton of useful
material. This expands  our waste production at  an almost geo-
metric  rate. And our discards pollute the environment as  surely as
DDT or auto  exhaust.
    The humorist,  Art  Buchwald, has  imagined  a glorious day
when  a spaceship from  Venus  might  land in  a desolate  area
identified  on  the Venusian space  charts as "Manhattan." As the
travelers from Venus examine the landscape, a  professor radios
the  news  back  to his native planet:  "We have come to the
conclusion  that  there is  no  life on Earth," the professor says.
"For one  thing, the   Earth's  surface in the area  of Manhattan is
composed  of solid  concrete  and  nothing can  grow there. For
another, the atmosphere is filled with carbon monoxide and other
deadly  gases,  and  nobody could  possibly  breathe this  air and
survive."
   Norman Cousins,  the knowledgeable editor of the   Saturday
Review,  recently  sought  to  define  the  major  problems  con-
fronting mankind.  Peace  is  of  course the  first problem—the
need for all peoples  to  get along together. A  second problem is
the need for man to  control his environment,  to  preserve the air

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                        Production of Waste                        7

he breathes, the water he drinks and the land he lives on so that
he can live and can enjoy living. Mr. Cousins then  made what I
consider his major point—a  most  hopeful point—each of these
problems is man-made, and  therefore each  must be  within  the
reach of man's ability to solve.
   President Nixon has shown his commitment to the  eradication
of environmental pollution through his  creation of the cabinet-
level  Environmental  Quality  Council.  That  commitment  to  en-
hance  our  environment permeates  the White House.  The  Presi-
dent's  Science Advisor,  Dr.  Lee A. DuBridge, recently spoke of
the need for  the Council to find ways  to improve cooperation
between the Federal, State, and local governments  for the best
method of disposal of solid waste.
   The enormity of this problem is great. The Congress, I believe,
sees a  need for action. That is why we in the Senate  Public Works
Committee are  pressing forward on the  proposed Resource  Re-
covery Act, which  is designed to  improve and expand the 1965
Solid Waste Disposal Act.  Similar legislation  has  been  introduced
in the  House of Representatives.
   The Solid  Waste  Disposal Act  of 1965 authorized a research
and development program aimed at providing new technology for
collection and disposal of solid wastes. Grants have been made for
State  and  interstate  planning,  interstate cooperation, research,
demonstration, training, and other  programs. Results thus far are
promising, but under the 1965 Act no grants have been available
for construction of facilities  for disposal. This  is in contrast to
the National effort to combat water pollution which has provided
construction grants to the States.
   The major thrust of the first solid waste legislation was  de-
signed  to provide the base for correcting the  deficiences in exist-
ing systems  and to develop new  methods  and  techniques  for
collection and disposal of wastes. With the growing  awareness of
the extent of the problem,  many of us have come to realize that
simply extending and strengthening current systems will probably
not provide the answer.
   As  a result, the pending legislation  amending  the Solid Waste
Disposal Act would provide financial assistance  for  the construc-
tion  of solid waste disposal facilities. It would provide grants for
construction up to 25 percent for  individual cities, or  50 percent
for a regional facility. In addition, it would allow  the Secretary of

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                             Boggs
Health, Education, and Welfare to increase the grant by half again
as  much-to  37Mf percent  for individual  communities  and  75
percent  for  regional facilities-where projects  used  new  or im-
proved technology.
    Also  significant  is  the  bill's  price  tag-about  $800,000,000
over five years. I consider that a sign that the Congress  intends to
take a major step  toward ridding this nation of clutter.
    Should  this legislation pass,  it might, of course, be affected by
President Nixon's announcement on reducing construction pro-
jects. However, I  feel confident that the Nixon administration is
committed to environmental programs  since the President exemp-
ted from the cutback, projects of "the  highest social priority." I
can think of no greater social priority than the  protection of the
environment in which we live.
    The legislation, as planned, provides the opportunity for cities,
States or regional units to  initiate,  explore, and test new collec-
tion and disposal  techniques. It offers heavy Federal support  and
places strong emphasis on a  Federal-State-local  partnership  to
protect and enhance the quality of the environment.
    In  addition to support  for construction, the proposed  legisla-
tion would augment the Federal share of planning costs in the
field  of  solid wastes. The present law provides up  to 50 percent
of  the costs  of  surveys of solid  waste disposal practices. The
proposed law raises  the participation to two-thirds of the cost for
individual  municipalities  and  75 percent  for regional  organiza-
tions.
    Four days of hearings are scheduled for late  September, 1969
with  further hearings to take  place in the  field. Many  of you, I
hope,  will  be able  to  attend to give us  the  benefit of your
invaluable guidance and knowledge.
    Senator Edmund  S. Muskie of Maine, when  the new bill was
introduced  last  April,  made  an important  observation on  the
Senate  floor:  "I  do  not   believe   that America  can  continue
indefinitely to burn, bury, or throw away the solid wastes generated
by its people. There  simply  are not enough resources, enough land
area, or enough clear air and clear water to permit the mere refine-
ment of existing approaches  to solid waste management."

    Too  little thought,  I believe, has  centered  on just such  en-
vironmental issues, the finite supply of materials available in and

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                        Production of Waste                        9


on  earth.  The  world  supply of  nickel, I understand, will  be
depleted before the end of this century if  the current usage rate
continues.  Obviously, more and  more  nickel-users will have to
turn to  alternative  metals. Perhaps  our five-cent coin  may  be
known  someday as  a  "steel." Who  today is  considering  what
effect the lack of nickel would have? What other materials are in
this category?
   I am convinced  a role  exists  for  the Federal Government in
establishing a coordinated materials policy; not to dictate usage of
materials, but to provide  inventories  of  world supplies of materi-
als, assistance in research  into alternatives  for those materials in
short supply  or damaging to the environment, and promotion of
economic methods  for recycling  discarded products back into the
economy.
   We may invent bottles that dissolve when broken, or cans that
degrade. We may be able to devise methods for quick and profita-
ble disposal of cars, instead of piling  old autos on dumps to rust
away.
   The  discovery of more efficient   ways  to produce materials
that do not persist in the  environment following use, might go far
toward  reducing  the $3.4 billion we  spend  each year  for garbage
collection and disposal in our urban areas.
   We must begin  to look at the trash heaps  of our Nation as
mines, potentially as valuable  as  the  Comstock Lode. A typical
ton of municipal waste contains a third of the heat potential of a
ton  of  coal.  This is just  one example of  a  currently wasted
resource.
   The  materials problem  must  be faced from  two  directions—
from its source, and after  it has completed its useful life.
   During this session of Congress,  I hope to introduce an amend-
ment to the pending Resource Recovery Act (S.2005) to create a
Presidential Commission  on  Materials  Policy.  The  Commission
would have broad authority to pursue questions  of coordination
of materials policy toward  a goal of  environmental enhancement,
reporting to the Congress its suggestions  for action.
   This proposed amendment  is the outgrowth of two very know-
ledgeable  reports on materials policy, a survey published by the
Senate  Committee  on  Public Works in  January  1968, and  a
second, more detailed report recently released by the same  com-

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10                            Boggs

mittee. The latter, called Toward a National Materials Policy, was
prepared by some of the Nation's most prominent experts in the
materials field. After an intensive examination of the subject, these
experts conclude:

        We should insure an adequate supply of all types of
     materials needed in appropriate balance for our produc-
     tion  requirements,  both in peace  and during national
     emergencies; we should husband  our resources by  ef-
     ficient processing  techniques and by  the  use of com-
     monly available materials as alternates for materials that
     may become short  in supply.
        Future  concerns will  involve  the ability of  the
     materials and energy resource base to support national
     and world aspirations  for economic growth, and  the
     implications for the economy of periodic changes in the
     relative prices of various materials.
        We need to develop new materials with novel proper-
     ties to satisfy the  more stringent demands of advanced
     technologies.
        Finally, it is of the utmost  importance  that, from
     the  initial states  of production of  materials through
     their  ultimate use  and  disposal,  we conduct our opera-
     tions  and activities in such a way as to minimize pollu-
     tion  of air and water and  to avoid despoliation of the
     environment, both  physical and biological.

   Solid wastes were a  public problem long before the  advent of
our industrialized society. On the coast of Maine, there is a huge
pile  of  clam shells left  beside the Damariscotta River by a tribe
of Indians  long ago. Like us, they had no  method of disposing of
their no-longer-needed shells, so they  threw them  on a giant heap.
Today it   is  a  tourist   attraction.  However, not all wastes  are
picturesque.
   We may  find it  difficult  to charge  admission to view  aban-
doned  freight cars and  refrigerators.  George Butcher, director of
the Public Works Department of New  Castle County,  Delaware,
includes a page of cartoons in a recent report. One  cartoon is
headed  Collecting refuse will  one day carry great prestige and
affluence.  The drawing shows a dejected son telling his father that

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                        Production of Waste                       11

he has flunked the Department of Sanitation test.  Father answers:
"You know what that means, son, Medical School."
   The fact is  that  we  are  dealing with man's health and his
survival as  a civilized being when we tackle the problem of solid
wastes. Man surrounded by piles of garbage is little removed from
man surrounded by an epidemic of plague. Proper health measures
defeated plague. I feel confident that planning and  proper measures
can master our solid waste problems as well.

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                THE PLANNING PROCESS
                      Thomas H. Roberts*

   One thing I do not propose to do is to offer a once-and-for-all,
sure-fire, air-tight definition of planning or—perish the thought—of
comprehensive planning.  If the planning profession  hasn't been
able to do this after 52 years of concentrated effort, I certainly
will not try to do it in a few minutes.
   Instead, I will resort to a very old definition that I learned in
my first year  in  planning school and one that still  fits pretty well
today: "planning is an aid to the decision-making process." Note
the three key  words: aid,  decision-making, and process.
   Let's start with  aid.  Neither  professional planners  nor  the
general public  should fool themselves into thinking that the plan-
ners are the decision-makers. In our society, elected  officials are
usually the decision-makers. A planner's  recommendation is  not
a decision until it has been carried out by someone in authority to
do so. Without follow-through a plan is worse than useless. Decisions
can be made with or without planning; it happens every day. So the
plan is—or should be—only the beginning, and the planner should
try to build  into  his plans as much likelihood as possible that
they can and will be carried out.
   The second  key word is  decision-making. It really  doesn't
matter how exciting or innovative or clever a plan is if it is  not
aimed  toward the influencing of decisions.
   The third  key  word is process. We live in a changing world.
People change,  problems change, technology  changes, and social
purposes change. Any plan or program which is static and insensi-
tive to changing times becomes  obsolete very quickly.

          Seven Planning Trends and What They Mean

   Let  me  summarize  seven  emerging trends which  characterize
the contemporary planning scene and suggest some ways in which
they can  influence  the relationship between solid waste manage-
ment planning and the overall comprehensive planning process.
* Executive Director, American Institute of Planners.

                               13

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 14                           Roberts


   First of all, planning has "arrived. " Two or three decades ago
 planning was considered  at  best  to  be  naive and at worst to be
 downright   communistic.  Today  it  is   downright  mandatory,
 whether you are a local government trying to get a  Federal grant
 or a retail  chain store owner trying to capture your share of the
 clothing market.  This sudden popularity has  had  many good
 effects  and at least two  bad effects. For one thing, there aren't
 enough good planners to  go around. And for another, planning
 has  sometimes  been  oversold. People  are led  to  believe  that
 problems will get solved  if  only  they will  appropriate  more
 money  to  make more plans. Under this  theory,  the  planner is a
 professional  hand-wringer: if you  can't solve  a problem at least
 you can hire  someone to worry about it for you. And if he can't
 solve it, at least he can gather more data to describe it to you.
   We can be thankful, of course, that  planning  is more popular
 than  it used  to  be. We must be  careful, however,  not to abuse
 this  popularity by  allowing our plans to be intellectual  but irrele-
 vant exercises.
   Second,  comprehensive planning  now  deals increasingly with
 interrelationships between  subject areas and less with the internal
 details of a given subject. This has become necessary because of
 the sheer volume and  diversity of  subject areas to be dealt with.
 Planners have found  themselves  confronted  with  the  classic
 choice:  either learning more and  more about less and less until
 they  know everything about  nothing,  or learning  less and  less
 about more and  more until  they know nothing about everything.
 It is literally  impossible  for an  urban or regional planner  to
 possess  expertise  in all of  the fields with which he must  deal—law,
 transportation, government, housing,  site design, and so on. How-
 ever,  he is  expected  to  have a  facility for  coordinating and
 interrelating  these  fields  with  one another  and  for developing
 policies, plans, and programs that cut across them.
   This is  best illustrated  by the  nature  of the oral examination
 which  an  applicant  must  pass  before  being  admitted to  full
 membership  in  the American Institute of Planners. First, he is
 asked to discuss and  compare various approaches  to   the total
 comprehensive planning process, including land use  and physical
 environment, transportation  systems, human resources,  economic
functions,  community facilities,  and  government  and finance.
Second, he may select any one of twelve areas  of concentration

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                          Planning Process                       15


and relate it to the comprehensive planning process. These twelve
areas  are: administration for planning and development;  compre-
hensive physical planning; resource development;  social planning;
transportation  planning; urban design; research methodology  and
theory; economic  planning; environmental  sciences planning; re-
newal  planning; planning law; and programming and budgeting. A
perspective  planner may be an  excellent  transportation  systems
technologist, but if he claims  to be a comprehensive planner as
well,  he must  have a reasonably good awareness of many other
factors, such as government, public finance, and human resources,
so  that  he  can take  into  account  their complicated  web of
physical,  social, economic, and political  interrelationships. In
short,  the  special  contribution that the planner  is supposed to
bring to the planning process  is not simply a knowledge of  one
more subject area,  but an ability to build bridges between them.

   It is  tempting  to  become  impatient  with this ever-widening
circle  of interrelationships and to want to cut back, to draw a
line,  and to say,   "I'll do  my planning  in my backyard,  and I
don't want  to  be slowed down by worrying  about some endless
network of  interrelationships." But it  is this very  compartmental-
ized approach  to decision-making that has gotten us into a lot of
the messes  we are in today.  An example from the field we are
now concerned with—solid waste management—is appropriate. We
know that solid waste can be  transformed into gaseous waste by
burning it; it can be  transformed into liquid waste by grinding it;
or  it  can  remain  as a  solid  material  and  be  transported to
landfills. We certainly do not want to  solve a  solid waste  problem
by creating an  air pollution problem, a water pollution problem, a
transportation  problem,  or a land use  environmental problem. So
nowadays, like it or not, we can't do a conscientious job in  our
own field unless we worry about the effects that our problem  and
solutions will have  on the next fellow's problem and solutions. It
is the  comprehensive  planner's  job to  help us  do this—to help us
develop integrated policies,  plans and programs, even though they
may be separately administered.
   Third, planning has  moved  closer  to  government   and  has
become more  and  more and more a part of  the public decision-
making process which it is supposed to be advising. Not  too long
ago most planning was  conducted by advisory boards composed
of appointed citizens. This was done  intentionally.  Both citizens

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15                           Roberts

and  elected officials felt  that plans would have more integrity if
they were kept  out of the political decision-making process.  The
only trouble was that this integrity was purchased at the price of
irrelevance.  We  all know  what  happened to the  volumes  and
volumes of planning studies and reports that were produced under
this virginal concept. The sheer bulk of unused plans has probably
contributed more  to our  solid waste disposal  problem  than  any
other single source!
   Let's  look at one way in which planning and politics have to
work together.  In  a typical metropolitan area  it often turns  out
that the  solid  waste disposal  problem  is concentrated  in  one
jurisdiction—the central  city, for example—but the means for its
solution  is available somewhere else, possibly in a sprawling  out-
lying county  with  lots of  open space for sanitary  landfill sites.
Local governments, like people, are motivated by self-interest. (A
rural philosopher once pointed  out to me  that pigs didn't huddle
together  to  keep each other warm, they huddle together to keep
themselves warm.)  Therefore,  the outlying county isn't going to
fall  all over itself  trying to help  the  central city  with its solid
waste problem,  even though it is the commuters  from the  out-
lying county  who contribute to  the problem.  But  maybe  the
outlying  county has a problem on which it  needs help  from the
central city, freeway access to downtown, for example.  At  this
point, political bargaining can be  quite effective. Reciprocal back-
scratching  is a  time-honored custom, and the planner must  not
overlook its potential in the art of planning.

   Fourth,  what was  largely city planning a few years ago  now
occurrs  at  all  levels  of government—city, county, state,  and
national. This symposium of state, local, and regional officials is
characteristic  of the change. Planning at all  levels of  government
will  allow us, if we will let it, to  achieve better integration of our
policies, plans, programs, and expenditures.

   Fifth,  planning has  become  horizontally  intergovernmental.
Planning  efforts now  span over  several  cities  and counties  at a
crack, in the form of metropolitan planning  agencies and -regional
councils of  local governments. This kind of  planning  has obvious
limitations as long as the  implementation powers rest  with the
several individual  local governments,  but at least it is a start.  It
lets us define problems and solutions  on a metropolitan  area-wide
basis, and it lets us look for ways to create  regional implementa-

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                           Planning Process                        17

tion programs, or at least coordinate and standardize local imple-
mentation programs. It also provides to higher levels  of govern-
ment, such as the  State, a handle to work with in enforcing or
coordinating  metropolitan  area-wide  standards  or efforts.  A
metropolitan  council of elected officials, for example,  is a useful
place to strike the kind of political bargain I mentioned above.
   Sixth, the planning process has gone modern and has adopted
and  adapted data processing and systems analysis techniques from
other fields.  In  turn, many of the  analytical  and planning tools
now available within other parts of  the  planning process, particu-
larly urban transportation  and land  use models, are available for
application to solid  waste systems planning.
   Finally, planning and planners are a "mixed bag." The plan-
ning  field  is  marked  more by diversity than by homogeneity.
Some  planners  are  very  practical and some are very theoretical.
Some  work within  government, some work close to government,
and  some work outside  of government. Some work at the city
block and neighborhood level, some  at  the county level, some  at
the regional level, and some at state and national levels. Some are
physically-oriented,  some socially-oriented,  and some economical-
ly-oriented.  And I  suspect  that the solid waste planning  and
management  problem  in all of its many facets cuts right across
and  weaves in and out  of all  of these aspects of  the planning
profession and the planning process.

    i How Comprehensive Planning Can Help Solid Waste Planning

   Established planning firms and planning agencies at all levels
of government  can  assist the  preparation and  implementation of
solid waste management plans  in at least  three ways:
   First, they  can  be a source  of organized information  and
intelligence about the present  and future of the area under study
—its population forecast and geographic  distribution; its land use,
transportation, and  public  facility plans; and  its social and  eco-
nomic problems and characteristics.
   Second, they can help to relate solid waste planning to other
functional planning  areas. For example,  they can help provide an
inventory  of  potential  landfill sites that offer  minimum conflicts
with  conservation objectives and other  competing land  use  pro-
posals.  They  can also recommend optimum routes for hauling,
based on present and future traffic volumes, capacities, and plans.

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18                          Roberts

   Third, they can help tie solid waste and other plans into the
decision-making processes of the governments which they serve.

                        Five "Don'ts"

   Solid waste management planning is now coming into its own,
and  the volume  and  level of planning  efforts in this field are
certain  to  keep increasing. A few signposts can help in avoiding
mistakes that  have been made  in  other functional planning areas.
Here  is  a  list of five  "don'ts"  which have been gleaned from
comparable planning experience in other fields.
   First, don't direct  your planning efforts simply toward treat-
ment and  disposal.  Concern  yourselves  with the source  of the
problem as well—that is, with the policies governing the generation
of solid wastes.
   For years,  we tried to plan urban  highways  in response to
expressed or projected  vehicular  demands, and  in  many places it
has been a losing battle. We just could not catch up. If anything,
our efforts seem to have induced more demand. For years, house-
hold  detergents played havoc with water quality control  efforts
until  people  became  concerned enough to stimulate research ef-
forts aimed toward a change in the product.
   Similarly, solid waste policies  should  be concerned about the
costs imposed  on society  by  the proliferation of such things as
nonreturnable bottles  and nondegradable containers.  Unless  you
look  for ways  to  control solid  waste at the  source—through
effective incentives and restrictions—you just may never catch up!

   Second, don't get "data-happy." 1 am sure that there are not
enough data available on which to base perfect solid waste plans.
I am  equally sure that  there never will be. We planners have been
guilty of gathering, manipulating,  and massaging data, because we
were interested, or because data  were there, or because we had a
large computer capacity to fill. Clearly, data and data processing
are necessary  and useful. But at  some point  we should move on
to planning and implementation, even though more data could be
gathered and even though  we  feel somewhat uncomfortable and a
little unready.
   Third, don't  develop  a  "modal loyalty."  In transportation
planning we have people  who swear by  freeways but hate rapid

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                           Planning Process                        19

transit,  and vice  versa. In housing planning, we have people who
feel  that  single-family houses  are  an unmitigated evil  and that
apartments are the salvation of mankind, and vice versa.  I suspect
that these loyalties often have  Freudian origins and have little to
do with an  objective look at the problem  and the proper mix of
solutions.  These  debates are  often fueled  by  the  industries  and
producers who profit by given modes, and  the planner should not
succumb.
   Fourth, as I suggested earlier, don't solve the problem assigned
to  you  by  creating  a problem for  someone  else.  Try  to  be
comprehensive and  look at the broad  range  of implications for
land use,  for transportation, for conservation  and ecological con-
sideration, for the neighboring jurisdictions, and for the impact of
your plans on the poor and disadvantaged.
   Fifth,  and  last, don't  re-invent the  wheel.  Many  of  the tech-
niques and studies developed by  others can be retailored to your
needs,  and  this  can be  cheaper, faster, and just  as effective as
starting from scratch with a brand new research  grant to discover
the Garden of Eden.
    If a competent planning agency has developed a reasonably
good population and economic base forecast, examine  it  objec-
tively  and  use  it for  your own  purposes. If  a transportation
planner has  developed a technique  for  correlating land use  and
density categories  with trip  generation  factors,  tinker  with  it a
little and see if it  won't produce solid  waste  generation levels as
well.
    Although  the subject  matter and  "tricks  of the trade" for
solid waste planning are different  from those of other planning
fields,  the  basic  planning process is  probably  fairly  similar in
many respects, including phases  of inventory, projection  of gen-
eration  factors,  selection of  geographical distributions, analysis
and selection  of generation  conditions such  as changing tech-
nology  and  consumer  preferences, and analysis and  choice of
management conditions.
   If we  don't seek and exploit  these parallels, we will be the
ones to suffer because we will put  off solving a solvable problem.
As  that famous  philosopher, Pogo, once said,  "We have met the
enemy,  and they are us."

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              WORKSHOPS ON PLANNING
           FOR SOLID WASTE MANAGEMENT
   In eight concurrent workshops the representatives of 47  States
and eight regions discussed guidelines for planning in solid waste
management. The workshops varied in their approach, some con-
centrating on planning  procedures, others on  planning problems,
and still others  on problems in implementing plans. In general,
the workshop discussions reflected the state  of development of
the solid waste management program in the State or region.

                        What is a Plan?

   "Planning  is  an  aid to  the  decision-making process." This
definition, offered by Thomas H. Roberts in the plenary session,
stimulated discussion on the part of workshop participants. They
agreed that a plan for solid waste management should be a guide
for intended  action, showing times  and priorities, developed with
a  view toward  implementation,  not  as  a  showpiece or  status
report.
   Although  the workshops were not in complete agreement on
what  should  and what should not be included in a plan for solid
waste management, they concluded that the  plan should generally
include: (1) a statement of the problem, including an analysis of
any data  available; (2)  the  establishment of  objectives;  (3) an
outline  of  the  methods  by  which  the objectives  would  be
achieved; (4)  a  time  schedule for achievement of the objectives;
(5) an  indication  of  the scope of legislation required; and (6)
some  definition of jurisdictions and responsibilities.
   Some workshop participants felt that a  plan should be more
inclusive and should provide for some or all of the following: (1)
specific legislative recommendations; (2) an outline of regulations;
(3) requirements for inspection, licensing, and enforcement; (4)
consideration  on recruitment  and training of  personnel; (5)  re-
commendations  on  technical  assistance;   (6)  information  on
financing  and cost-effectiveness;  and   (7)  provision for   public
relations and  public  information. To the majority  of the  work-
shop  participants,  the plan is  a  guidebook. However, there are
others to whom  it is a  road map containing specific route indica-
tions.

                             21

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22                          Workshops

   All the workshops discussed the publication on State planning
distributed  by  the  Bureau  of Solid Waste Management  of the
Environmental  Health  Service. Most  of the discussants regarded
the guidelines as a useful general pattern, with existing legislation
and  community practice affecting the conformity of  any  one
State's plan with the guidelines. Although some State representa-
tives believe that any plan should be sufficiently detailed to cover
procedures  at each  jurisdictional level, the majority favor policy
orientation  in the State plan, with specifics to be  spelled out in
regulations proceeding from  the policy statements.
                    Objectives and Priorities

   A plan for solid waste management has as its objectives: (1)
orderly management of solid waste disposal; (2) appropriate legis-
lation;  (3) effective public  understanding;  and (4) technical im-
provement. Priorities  vary  from  State to  State, depending on
previous  experience and  legislation,  level  of urbanization and
industrialization,  extent  of  public  information,  and  previous
financial  support.  In  one  State,  licensing  is  an important  ob-
jective; in another, legislation is the  major goal; in  still others,
better control, increased funding, better management,  greater co-
ordination may be the most important considerations.
   Planning for specific time  schedules (goals  to be accomplished
in one, two,  five  or ten  years) depends on the  State needs and
the  forecasts of future developments. Such details as location and
size  of disposal facilities, control mechanisms and personnel re-
quirements should  be left  to administrative decision.
                           Problems

    Problems in planning merged in discussion with problems of
 execution. All eight workshops reported essentially the same basic
 problems:  (1)  The social problem—interpretation and understand-
 ing by the public of the nature  of  the solid waste situation  and
 the  need  for  solutions,  particularly for  those  solutions  recom-
 mended by  the  planning  authority; (2) the budgetary  problem-
 the  need for funds  to support the establishment of appropriate
 facilities; (3) the political problem—local vs. State control, legisla-

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                           On Planning                          23

tion vs. regulation, and local jurisdiction vs. area needs; (4) setting
priorities  involving immediate as  against long-range  goals,  indus-
trial as  against  agricultural  considerations,  eyesores  as against
economics; (5) technological  problems—the need to do something
vs.  lack  of  appropriate  technology or lack of data  on which  to
base decisions.
   Public Understanding. One workshop group stated that 90%  of
a  good  plan for solid waste  management  consisted of  public
relations.  Other workshops cited no special percentage figures, but
agreed that  lack  of public awareness,  lack of planning for  public
education, and lack  of personnel  for public information  seriously
handicapped the  adoption and acceptance of any solid waste plan.
"People  do  not recognize  the problem until it  is beyond im-
mediate  control." ....  "People are concerned with solid waste
collection, but not  with solid  waste  disposal." .... "People do
not  understand  the  nature of the  solutions proposed  nor the
relationship   of  these  solutions to their own cities  and States."
These were typical comments.
   Funds. A problem common to every jurisdiction is  the fact
that good plans  are  expensive in land, personnel, and equipment.
Legislatures   which recommend plans  and programs,  but  delay  in
appropriating funds,  may  overwhelm  local  agencies  charged with
application and enforcement.
   Political  factors impeding the operation of a plan were men-
tioned by every participant.  Only  very recently have States re-
cognized that coordinated action  and uniform policy control are
necessary for the implementation of statewide plans. The mere
existance of  the plan cannot make  the problem go away.
   In a  single State  there  may be a wide range in the  size and
population of individual counties;  there may be wide variation  in
local  needs  and  local  conditions; there may  be  disagreement
among courts in different jurisdictions; there may be considerable
variation in  local ordinances  and local regulations; there may be
variation in  the methods of reporting solid waste data; there may
be no  established procedure  for  coordinating different  agencies.
These situations  present obvious difficulties in the way of arriving
at and implementing a plan  for solid waste management.
   A State law  may approve  a disposal site, but a local ordinance
may close it. The State may  formulate  a plan, but may  not have
authority to require  compliance.  Several agencies  within a  single

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24                         Workshops

jurisdiction may have  overlapping responsibilities:  for example,
health authorities,  water and/or  air pollution authorities,  police
forces,  public  works  departments, conservation  and natural re-
sources departments, agriculture and commerce departments.
    The  consensus  of  the workshops  was  that  the State  plan
should  recognize variation  in local  conditions,  that it should
establish  the basic acceptable standards below which no locality
should  fall,  and leave flexibility beyond the minimum to each
locality. Experiences with  the reverse  pattern, i.e., situations in-
volving  separate plans  developed  by  counties and cities, later
incorporated into statewide plans, presented greater difficulties.
    Many kinds  of jurisdictional problems  were discussed. Solid
waste management is not usually a completely local problem, and
cannot usually be handled on a completely local basis. Cities and
their adjacent  counties,  industrial  areas and  their rural environs,
wastes  generated in one area and disposed  of in  another—such
problems  are  common  to all State planners. There was general
agreement that the  solution to such difficulties required  that the
plan be  supported through appropriate legislation and coordinated
action.
    Priorities and Technology.  The  problem of priorities is related
to  the  political problems  cited  above, since the pressures of
county  and municipal  governments  and the pressures of  local
industry  affect time schedules and priorities of implementation.
Technology—or the  lack  thereof—was cited  as a planning problem
by  only  one State.
                       Specific Situations

   Sites.  Almost  every planner and administrator mentioned site
location as a major planning problem. Any site proposed produces
local  opposition.  The only answer thus far devised has been the
use of an adequate public information program. Many States have
not  considered the land  use of completed disposal  sites, while
others have not properly prepared the way for the announcement
of new disposal locations.
   Rural Situations. Small rural areas have no planning staffs and
need  help. Rural collection and transportation must also be con-
sidered in State planning.

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                           On Planning                         25

   Special Disposal Problems. Planners face many kinds of special
situations, demanding  particular  types of  skill  for solution.  In-
dustrial wastes  are sometimes privately handled, sometimes not.
Present disposal methods  for agricultural  wastes and anti-burning
laws frequently conflict.
   Disasters.  In areas  where natural  catastrophes  may occur,
special  provision must  be made  for  situations of flood,  earth-
quake,  hurricane, or tornado. More recently,  it has become im-
portant to plan  for manmade disasters, such as  strikes.
   The Seas.  Ocean disposal, for example, may and probably will
create interstate disputes.  Oil  tankers discharging wastes at  sea
bring about both interstate and  international disputes. If disposal
at sea  is beyond  State boundaries and  jurisdiction, may it be
included  in the  State  plan?  No  answer seems to be available to
this question at present.
   Personnel.  For  many  State  planners, the  major problem  re-
ported  was in the  field of recruitment and training of personnel.


                  Guidelines for State Planning

   Tentative guidelines  for a State  plan  for solid waste  manage-
ment were distributed by  the Bureau of Solid Waste Management
to all  participants. Comments on the guidelines centered on the
role  of  the  State in  relation  to  local  and  area management
programs.  In  all workshops,  the  majority felt that  the State
should establish minimum requirements or standards to be met by
all local and regional governments. The latter,  in turn, can imple-
ment or  expand the requirements. The planning process cannot
realistically predict all  the actual situations in every region, nor
can plans be the same  for  all States. Geographic, social, political,
industrial and technical resources vary. from State  to State  and
from region to region.
   In most States  the  planning process is already well advanced
and in some it has been completed. Most States reported legislation
enacted  and  implementation  beginning.  In those  States which
received the guidelines prior to the completion of planning, the
document proved helpful.  There was agreement among the work-
shops that the guidelines were better used as a general guide than
as a specific pattern.

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 26                          Workshops

                           Conclusions

    Three roles were seen for a State plan in  solid waste manage-
 ment:  (1) setting  minimum  standards for local agencies; (2) pro-
 viding  a  general  legislative  support  document;  (3)  providing
 technical and policy guidelines.
    The workshops produced a lengthy list of needs and a short
 list  of  recommendations. Needs include: research in planning and
 solid waste  management; legislation to  permit and encourage co-
 operation among  agencies  and  among jurisdictions;  improved
 public  relations; larger budgets; and updating of survey data.
    Recommendations included: development of help from govern-
 ment and industry in planning for the  special situations outlined
 above  (oil spillage,  agricultural wastes,  sea disposal); inclusion of
 county and municipal governments in the State planning process;
 improvement in data on seasonal and geographic variations.
    Several officials  asked to be informed about grants and activi-
 ties  in their  States, not only those in the field of  solid waste
 management,  but  also in related areas. They would also like to be
 better  informed about  new developments in packaging and pro-
 cessing, so that these developments could be incorporated in their
 planning.
    By whatever standard,  the most helpful  tool in solid waste
 planning has been a sound public relations program. Some States
 have  set up  community advisory  committees  representing the
 public. Others have set up coordinating committees among State
 agencies (health, parks,  roads, pollution control, etc.).  From both
 types  of committees, news releases, public speakers and radio and
 television programs have gone out  to  the general public.  These
 information  activities have  been particularly helpful  in  securing
 acceptance  of  sites for landfills.  (Only  one  area reported no
 problem in  site selection; that one uses  Federal  land.) One State
 has awarded a  contract to  a  public  relations  firm  to study the
 psychology of opposition to  landfill sites.
    Local objections to  landfill sites  have been  counteracted in
 some States by grants.  One State requires communities with a
population density of 300 per  square  mile  to provide solid  waste
management  plans.  This has stimulated  areawide planning since
the State provides half the funding.  Such techniques have proved

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                           On Planning                          27

helpful  to the planning process, as well as important in imple-
mentation.
   The  workshop participants were agreed that information from
the Bureau of Solid Waste Management on research results, con-
densed  guidelines, exchange of  information, and  grants from all
Federal Agencies related to environmental problems, would be of
assistance to both planners and  operators of solid waste manage-
ment programs.

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          DATA FOR SOLID WASTE PLANNING:
               WHAT IS PAST IS PROLOGUE


                         Leo  Weaver*

  NEVER  UNDERESTIMATE  the  importance   of  previous
experience. "What is past is prologue"  is inscribed at the entrance
of  the  National Archives  Building  in  Washington,  D.C.  A
Washington  taxi  driver  is said  to have "translated" this to mean
"You  ain't  seen nothin' yet." This phrase aptly  describes the
present status  of data  collection  programs in the solid  waste
management field.
  Recently  Finley G. Martin wrote in Engineer that man's total
body of knowledge doubled between 1775 and  1900.l It doubled
again between  1900 and 1950 and again between 1950 and 1958,
and now it is thought to be  doubling  every five years. Fantastic?
Yes, but because we started with so little, even this phenomenal
rate  of knowledge expansion will fail to  meet the need for solid
waste management systems. I believe we  have more than doubled
our knowledge  of solid waste management in the three years since
our meeting in 1966.
  Data collection serves a number of worthwhile purposes—and
some not so worthwhile. For a  long time  the guiding principle was
for   each  government  to  seek   more-or-less  random  bits  of
information from sister cities or other governmental jurisdictions.
The theory was that if more cities follow Plan I than follow Plan II,
Plan  I must be the  better  plan.  The  method  of obtaining
information was  usually a mail query. Typically, questionnaires
were  mailed to  representative cities  by convenient population
groupings to determine what solid waste was collected; how it was
separated;  what  department  was  responsible;  the  number in a
typical collection crew; what was the average wage; whether a task
system was used; what regulations were enforced; when and where
collections were made; and so on. Common questions were on the
cost of collection and disposal for each unit of time and the weight
and volume of collected material.
  Recommended definitions of refuse, garbage, and rubbish, and
other forms of solid wastes were contained in the first issue of the
* General Manager, Institute for Solid Wastes, American Public Works Association.

                             29

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30                          Weaver

manual Refuse Collection Practice published  in  1941 by the
American Public Works Association.2  However,  local custom and
definitions imbedded in the legal concrete of local ordinances and
regulations persisted, and  one community's "garbage" might be the
same as another community's "mixed refuse," with great variations
possible from city to city, even those using the same terminology.
Only the broadest kind of comparison could be made and then only
with great care. Realistic comparisons could be made with difficulty
even in the simplest areas; for example, are  municipal employees
used to  collect  refuse from  households:  yes  or no? Cost  and
quantity data of all types were particularly suspect.

   During the  late  1950's, the APWA's  committee  on  disposal
prepared the text of the first edition of Municipal Refuse Disposal?
The committee decided that the mail questionnaire would not be
used.  In  its place  was substituted the personal  interview by a
technically  competent  individual obtaining data through  visits to
selected cities.  The secretary of the committee, under a grant from
the  U.S. Public Health Service, obtained information in this way
from 12 cities. He was successful in terms of common definition of
such items as food wastes and  rubbish. But this, of course, did not
eliminate estimates  and judgments; it only gave  some assurance of
realistic estimates and judgments. It did not really seem necessary at
that time to measure the  intensity of the odor or the blackness of
the  smoke from an open  burning  dump. We had not yet attained
the level of "how clean is clean" or "how dirty is dirty."
   We have much data on community collection systems or the lack
thereof,  on burning dumps,   incinerators,  or  landfills  without
burning, but we lack almost completely an evaluation of subsystems
and  therefore of the total system.

   One cannot evaluate without some form of guidelines or criteria.
Early in  our consideration must come a goal, after which we can
decide what kind of data we need and the techniques appropriate in
obtaining them.  If data are collected to make possible planning,
systems  evaluation,  and  implementation  of  better  and  more
economical systems to meet people's needs, then data collection is
definitely worthwhile.

   The key words in  this  statement—planning, systems  evaluation,
and  implementation—indicate  the  goals  and  provide clues to the
kinds of data needed to achieve  the goals.

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                           Planning Data                         31

   We frequently refer to the Solid Waste Disposal Act of 1965 as
the beginning of a new era in the field of solid waste management.
Certainly this Act  is the  point  of departure for data collection,
since it made possible a survey of community solid waste practices.
This survey represents the  first comprehensive effort to obtain data
with sufficient coverage and accuracy to permit evaluation of solid
waste management  practices on a national basis. We waited a long
time. The first  effort toward a national inventory  of water  and
sewage  facilities emanated  from  the Stream  Survey Center in
Cincinnati more than half a century ago.

   While we already  had sufficient piecemeal data to suspect rather
strongly that there were critical lacks in the  thousands of collection
and disposal non-systems across  the country, we could not quote
definite  numbers with any degree  of certainty. A primary goal of
the survey design was therefore  to  determine the state of the art.
Because  of  the  experience of previous committees, we knew  this
could  not  be  done acceptably  by  mailed questionnaires.   Our
conclusion was  that an individual  survey  interview in each  area
would be required.  However, considering  the  limited resources
available for the planning at the time, our efforts had to be geared
toward  that portion  of  the  problem  which affected most
communities  most  severely:  household   services  and   certain
commercial services.

   We  decided  that agricultural,  industrial and Federal  agency
sources would not be included comprehensively in that phase of the
planning  survey insofar as the Federal guidelines were concerned.
Experience  in the  water  pollution program was helpful  in  this
evaluation. We knew, for example, that 50,000 Federal installations
had been catalogued for sewage disposal purposes in the Federal
agency  water pollution control survey. These decisions should be
reevaluated.

   A few States have moved ahead  in the field  of agricultural  and
industrial waste management and can  provide valuable experience
for the  assessment  of industrial-agricultural-Federal agency solid
waste management  practice  and  data collection. In suggesting this
reassessment,  I  am  not recommending the expenditure of great
amounts of time on the details of how best to get this type of data
and what data bits are really important to obtain. I am referring to
using data already   available to set priorities on the direction of

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32                          Weaver

planning  or  to  diversify  and  intensify  existing  efforts  in
community-system-oriented data collection.

  Two  significant areas  remain to be discussed:  the first concerns
data  requirements  for  systems  design;  the  second  concerns
obtaining the additional data required for action programs.
                    Data for Systems Design

   One   of   the   most  important  compromises  made  in  the
development of  the data base  suggested  for the State surveys
resulted   from   a  realization  that  obtaining  state-of-the-art
information  did  not realistically lead to detailed system design
input data.  A survey could reasonably ascertain, for example, the
population served and the types of trucks and manpower employed.
Such a  survey,  however,  could  not feasibly  develop in-depth
evaluation of the  system.  Such evaluation would haye required
determination  of  the  sizes  of trucks,  compaction efficiencies,
routings, details of routes served, cataloguing personnel assigned to
the  various types of vehicles,  and much other detailed data. It is
probable  that   the  surveyed agencies  would  not have  this
information readily available if they had such data at all.

   Much has been written about the development of mathematical
models,  and work has been  carried out  in this field  at Johns
Hopkins, Northwestern, and North Carolina  State Universities. The
fact is, however,  that even if successful models are  developed, they
cannot be applied without the benefit of locally oriented "k" factor
input. In my opinion, it is time to  begin to move ahead on  the
development of locally  oriented systems design  data  input.  I feel
that such an effort is a legitimate part of the State planning process,
and  that the most feasible mechanism is the case-study approach.

   Our workshop  sessions could profitably consider the implication
of assigning certain planning resources available to the development
of systems  design  data on  a case  study  basis.  If this proves
appropriate, I believe that the  Bureau of Solid Waste Management
should initiate a program to develop suggested guidelines for use in
such  case  studies  to  facilitate interjurisdictional  application  of
mathematical models developed for various subsystems in the total
community solid waste management system.

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                           Planning Data                         33

              Additional Data for Action Programs

   It is clearly not our purpose to become perpetual data collectors
or perpetual planners, but  to develop additional data in order to
develop action programs. Data collection is not an end in itself.

   An illustration may clarify this  point. There is an  oft-quoted
figure—94 percent—of the number of land disposal sites which fail
to meet sanitary landfill criteria, based  on the built-in checks and
balances within the survey form itself.4 This  is not  appreciably
greater than the subjective evaluation made by the survey reporters.
Some 85 percent of landfills were rated  as below satisfactory levels
in the land disposal site investigation report.

   Let's accept the fact that most landfills are poor. What are the
reasons? What do we  need to do to correct the situation? Is the
problem lack of money? Bad management? Lack of training? Lack
of skilled people? Low salaries? Lack of appreciation? Or is  it a
mixture of all or some of these factors? These are the data we must
have if we are to correct the situation. Such data are the basis for
planning and implementation of a remedial program.

   The Advisory Commission on Intergovernmental Relations, in its
report Urban and Rural America: Policies  for Future Growth,
recommends the  creation  of a  state' land  development agency
empowered to undertake  large-scale urban  and new  community
land purchase, assembly, and improvement.5  The commission feels
that such a land development agency with appropriate powers for
acquisition of land offers  a promising means of implementing state
and  local urban  growth policies. They  present a draft legislation
based in part on the 1968 act that established the New York State
Urban Development Corporation. The draft  act grants powers to
acquire  land by negotiation and the  exercise of eminent domain, to
arrange  for site  development,  and to  construct or contract for
construction, of utilities,  streets and other related improvements;
also  to  hold land for  later use,  sell, lease or otherwise dispose of
land or rights to private developers or public agencies, and finally to
establish local or regional land development agencies.  A regionally
oriented statewide program under  such legislation would  make
possible enormous advances in solid waste disposal.
  Another example is derived from  items 15  and 16 of the Public
Health Service community  description report used to survey solid

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34                           Weaver

waste practices.6  The classes of household refuse not collected are
listed,  and the frequency with which several types of refuse are
collected is given. Are these policies established simply as a matter
of local prerogative based on tradition, or have they evolved from a
decision on a reasonable cost  limit? Can we correlate frequency of
collection with other information, such as the number of dumps in
the county or  the amount of roadside litter? Is it worthwhile to
obtain the  additional  data  required for  such  a comparison? A
knowledgeable  person  could, based  on his own  experience, go
through the  information in the existing forms  and suggest  other
areas where  fruitful analyses might be made. Some of these might
be:
   • Cost versus service reportedly given, leading to cost of desirable
level.
   • Correlation  between presence or absence of State regulations
and local systems levels,  or, said  in another way, the need for
State-level criteria from which local standards can be applied.
   • The need for financial assistance at the local level (What is the
community  getting  for  its  dollars  spent,  both  municipal and
private?).
   • Are area-wide approaches doing a better job? Why?
   The possibilities in existing data are legion. They challenge us not
only to recognize the need, but also to establish priorities.
   The data we now have are  sufficient to set forth certain program
guidelines  for  action. Several States have  already  done this. Our
workshops today  may be able to analyze data included in the
community solid wastes practices report, to assess the adequacy of
the  information  now  available for  action programs,  and  to
determine what additional data are needed to guide the effort.
   I consider that the most important function of the workshops is
to set priorities so that whatever data we collect form a useful part
of a projected action program.

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                                  Planning Data                                35


                                 REFERENCES


1.  Martin, F. G. Courses by correspondence.  Engineer, 9(3) :19-21, May-June  1968.

2.  Committee  on Refuse Collection and Disposal, American Public Works Associa-
           tion.  Refuse collection practice.  Chicago, American Public Works  Asso-
           ciation, 1941. 659. (Current edition: Committee on Solid Wastes, Ameri-
           can  Public  Works  Association.  Refuse collection  practice.   3d  ed.
           Chicago, Public Administration Service, 1966.  525 p.)

3.  Committee on Refuse Disposal,  American Public Works Association.  Municipal
           refuse disposal.   Chicago, Public Administration  Service,  1961.  506 p.
           (Current  edition:  Institute for Solid Wastes,  American  Public Works
           Association.  Municipal refuse disposal.  3d ed.  Chicago, Public Adminis-
           tration Service, 1970. 538 p.)

4.  Proceedings;  Third  Annual  Meeting of  the Institute for Solid Wastes, Miami
           Beach, Oct. 1968. Chicago, American Public Works Association, p. 24-74.

5.  U.S.  Advisory Commission  on  Intergovernmental Relations.   Urban and  rural
           America: policies for future growth; a commission report.  Washington,
           U.S. Government Printing Office,  1968.  786 p.

6.  Muhich, A. J., A.  J. Klee, and  P.  W.  Britton. Preliminary data analysis ;  1968
           national  survey  of community solid  waste practices. Public Health  Serv-
           ice  Publication No.  1867. Washington, U.S. Government Printing Office,
           1968. p. xiii.

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                  WORKSHOPS ON DATA
              FOR SOLID WASTE PLANNING
  Information  is vital for  solid waste planning. Without data it is
futile to attempt  to  forecast needs or set objectives. State solid
waste planning agencies have surveyed the community solid waste
practices in their States, with the three national forms developed by
the Bureau of Solid Waste Management, and have used the data as a
basis  for  their projections. They  have added  to these data by
surveys in specific areas and by calling on other State agencies for
necessary background  information. All the workshop participants
reported that their survey using the national forms had been  of
major assistance, although in certain significant areas (agricultural
wastes,  costs, etc.) the survey does not have sufficient coverage.
They have also found that more detailed and  precise figures  are
needed  in regard  to land use,  population,  physiography,  and
community practices. Physical factors reported should include top-
ographic features,  soil,  groundwater,  flood  areas, oil  and coal
deposits, timber, and climate.
  In some States  the survey has been repeated in order to review
and update  findings.  However, in most areas a total resurvey has
been  found impractical and various sampling methods have been
used instead. Some data gatherers  have covered individual regions
intensively,  while  others  have  made complete surveys of  specific
types of waste. Resurveys are needed where great change has taken
place in a short time, or where the legal picture  has changed,  or
where special problems occur. Certain kinds of waste (agricultural,
radiological, mining, etc.) have been the subject of such sampling
surveys.
                    Methods for Resurveying

  The workshops were generally in agreement that data should be
updated  on a continuing basis. Many  channels  are used for this
purpose:  checking  licensed collectors, processors and disposers;
using incinerator operational forms; requiring reports from disposal
facilities; and utilizing data collected by other State agencies. Where
possible, the information is fed into computers for tabulation. Sites

                              37

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38                         Workshops
should be surveyed at least once, and preferably twice, a year. In
some States this  is done via reports, while others have sanitarians
visit and evaluate. Wherever resurveys have taken place, significant
changes in the figures have been recorded. The survey appears to be
an inaccurate survey.
                        Sources of Data

   Using the information derived by other State agencies has been a
fruitful source of information. The State department of commerce
may list industries and provide information on industrial sites. Air
and water pollution control agencies have relevant data. The health
department has information on  hospitals.  Geology  departments
have  information  on  ground surveys,  water levels, and mines.
Agriculture  departments have information on agricultural wastes.
The highway department  has data  on  abandoned autos. The
recreation department can report on campsites and parks.
   Especially  important  as   sources   of  information   are  the
universities, both those within the State and those outside it. They
can provide assistance in making surveys; they often have technical
data in highly specific fields (animal feed lots, costs, economic uses,
research); and they provide access  to numerous types of disciplines.
   Engineers  employed by communities and regional governments,
the U.S. Geological Survey, and State soil conservation bureaus, are
often helpful  to data collectors. Permits and applications in various
areas  can contain relevant information. Grants to localities for solid
waste    management   programs   can    be   accompanied   by
questionnaires.
   One  State has predicted  its cost of solid waste disposal on the
basis  of retail sales and has found high correlation  between these
two statistics.
                        Special Surveys

  Special problems vary from State to State and special surveys do
likewise. Serious  problems in one state may have merely nuisance
value in another. Junked  automobiles, for example,  are of great
importance to some, but relatively unimportant to others. A serious

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                             On Data                          39

problem requiring special consideration is the disposal of hazardous
wastes,   especially  radioactive   wastes.  The  workshops  also
mentioned  hospital  wastes,  septic  tank pumpings, catch-basin
contents, and toxic chemicals as subjects of special surveys.
  Industrial wastes  were discussed  at length, the feeling  of the
workshop participants being that surveys of such wastes were best
dealt  with  by   interview  and  investigation  rather  than  by
questionnaire.  The  survey should  include both qualitative and
quantitative data, composition of waste, flammability, solubility,
and other  significant characteristics. For industry, sampling must
cover an entire locality or an entire type.
  Surveys  of junked cars indicate that this is a growing problem.
Follow-up information is available from registration check and from
highway departments, with junkyard control through permit. Fees
paid for turning  in junked autos have not proved successful, since
they presented  the junkyard operators with a  bonanza and did not
affect the individual  owner. Dumping  of autos  in waters was
generally discouraged. In one area,  a portable crusher is used and
has proved helpful.
  A new form was  proposed by Bureau staff for  optional use in
surveys   of agricultural  and industrial wastes. The  workshops
approved the approach and the objective, since lack  of data in these
fields has impeded prediction of  needs and capacity. However, the
workshops also felt that ambiguities in the  questions should be
resolved, as for example, differences between chemical, food, and
liquid wastes; salvageable and salvaged wastes; wastes disposed of by
more  than one  method;  how  to include commercial wastes.  A
broadside questionnaire approach to this survey was not favored by
all the workshops; a sampling technique was suggested instead.
  In  every workshop, the need for as much data as possible and for
the constant updating of surveys was emphasized.

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         INTERGOVERNMENTAL COOPERATION
              AND PUBLIC INVOLVEMENT
            IN SOLID WASTE MANAGEMENT


                       Patrick  Healy*

  Intergovernmental cooperation  and  public  involvement are
crucial in solid waste management. The National Association of
Counties has prepared a series of  handsome booklets on solid waste
management   containing   plenty   of   material  on   both
intergovernmental   cooperation  and  public involvement.   The
Nation's  Cities,  a  monthly magazine  published by  the  National
League of Cities, devoted its September 1969 issue to the subject of
pollution and included a fine article on solid waste reuse.
  I have four  basic thoughts to offer on the subject of discussion
today:
  1. Solid  waste management, like everything else in our urban,
industrial, technological  country, is related to almost every other
element in our  society.
  2. Federal,  State, and regional capacities  must be greatly
improved to deal  cooperatively  with  our growing mountains of
trash.
  3. Despite  the activities of State and national  agencies, the
problem will remain essentially a local one, and local government
will have to reorder itself, with all the help it can get, to cope with
the problem.
  4. The scientists and engineers who are busily and imaginatively
designing new  techniques for  waste collection, disposal, and reuse
will have to stay in close touch with local officials, who  have the
ultimate responsibility to see that the job gets done efficiently and
economically.

               The Interrelatedness of Everything

  The City and County of Los Angeles, where the people produce
about 750,000 tons of solid waste a month, provide a fine example
* Executive Vice President, National League of Cities.

                             41

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42                           Healy

of  interrelationships. Since  1957, the  law of  Los Angeles  has
banned  backyard  burning  of  solid  wastes.  The sheriff  flies
helicopter  patrols  to  catch people who  may be dumping trash
illegally  near somebody else's backyard. Moreover, the combined
City-County Health Departments have to employ  200 sanitarians to
check  on landfills and transfer stations. And, of course, the county
engineer regulates some landfills. The Los Angeles Regional Water
Quality  Control  Board has  to  pass  on whether industrial waste
disposal  sites conform  to specifications. The county treasurer, the
tax  collector  and  the health  department are  all  involved  in
supervising private contractors who haul trash away from 59 cities
in Los Angeles county.  The business of solid waste management is
the responsibility of at least five departments in  both city and
county governments.
   Another example of the  interrelatedness of everything comes
from a much smaller area. The Bureau of Solid Waste Management
gave a grant  to the town of Barrington, Rhode  Island to test the
idea of having householders throw rubbish and garbage into kraft
paper  sacks which  were then dumped at a model sanitary landfill.
The homeowners were enthusiastic  about using  the  kraft bags,
which  they found far easier to handle than conventional containers.
Unfortunately, the  dogs of Barrington also liked the bags; a hungry
dog can chew through a bag much more easily  than through a
garbage can.  So now Barrington has  a  leash law, which it did not
have before.
                      Improving Capacity

  Given  the interrelationships inherent in the solid waste problem
and its management,  no single level of government can handle it
effectively. Although  this is a truism to people sophisticated in the
field,  as  a nation  we  are just  beginning  to understand  this
proposition and to forge the necessary interjurisdictional links in
the chain of waste management.
  While the collection of waste will remain a local responsibility for
the foreseeable  future,  disposal and/or reuse  can no  longer be
accomplished solely by  the city that generates the waste. Large
cities  do not have the disposal sites, and  neither  large cities  nor
small  cities have all the  other resources they need, especially the

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                    Intergovernmental Cooperation                   43

money. (It costs San Francisco  $31 a ton to handle solid waste
these days.)
  We need to move vigorously toward area-wide cooperation, and
we  need state  help,  too. The advantages of achieving  area-wide
cooperation are evident, but are worth repeating. Area  operation
brings about economies of scale;  it permits greater flexibility in the
choice of disposal sites; it enhances coordination of air and water
pollution abatement; and it may serve to attract Federal financial
assistance.
  Here  are some examples  of regional  cooperation  in solid waste
management fostered by councils of governments,  as reported by
the National Service to Regional Councils:
  The Muscle  Shoals  Council of Local Governments in northern
Alabama has developed a unique  program for refuse  disposal in its
area. The Council, unable to raise funds  to cover the costs for a
regional study of solid waste disposal practices, recommended  that
the studies be  carried  out  on a county level. As a result of the
studies,  two programs developed.  In Florence a sanitary landfill was
used. In the second  case  the  county and  three  cities jointly
purchased  a tract of land, the major portion of which was used  as
an industrial park, with the remainder as sanitary landfill. When the
fill area  is complete it will be converted to a recreation park.
  In the Richmond, Virginia area, the solid waste program may be
placed under the authority  of a park agency, although many legal
and technical complications must be solved first. However, the solid
waste program stands to gain two important advantages: (1) the
power of  eminent domain and  (2) the power to issue bonds for
revenue. The program would thus be assured of funds and would
not have to depend entirely upon  voluntary support.
  The Association of Bay Area Governments recently completed a
study of disposal practices in the San Francisco Bay area. In the
report, disposal  sites were analyzed,  their capacities noted, public
and  private programs were  broken  down as were the  costs of
operation.  The  study laid the foundation for an action program  in
the Bay area.
  The  Statewide  Comprehensive Transportation and  Land  Use
Program of Rhode Island also recently completed a study of waste
disposal. In its report the group recommended an action program,
encompassing all aspects of planning, financing,  constructing, and

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44                            Healy

managing refuse disposal facilities. The group recommended a State
grant-in-aid fund  of  40 cents per capita,  to be apportioned to
communities for refuse disposal,  to encourage high quality service
and joint use of refuse facilities.

   In  New York  the Metropolitan  Regional  Council has been
investigating  the  possibilities  for  intermunicipal  solid waste
management. The New York area is also studying the feasibility of
better local monitoring of solid waste processing and establishing
standardized regional waste measures.

   In addition to  such council actions  in  specific  regions, State
government  will  have to  become  more involved in solid waste
disposal.   For  one thing,  only  State  government  can  set  the
necessary  standards and  allocate  the  necessary resources to assure
an orderly, sanitary, and economical solution to the problem. Only
State government can take full account  of population growth and
movements,   conservation,   land-use  planning,  air  and water
pollution,  and technological change.

   Regrettably, State laws, like local waste management efforts, are
too fragmented in their approach  to assure coordinated  results.
Such   waste  management   activities   as   storage,   collection,
transportation,  processing, and disposal are treated  as separate
steps, rather than as  part of an integrated process. As  recently as
 1962,  only  nine  States   (California,  Connecticut,  Kentucky,
Michigan,  New  Jersey,  Ohio, South  Carolina,  Tennessee,  and
Washington) had  any  provisions  for  formation of  districts  to
operate area-wide disposal systems. We need  State legislation  to
treat the  sequential  elements  in the process as part of a whole
system, rather than as unrelated tasks.
   The  Federal government, too,  has  a large stake in the outcome
and must play a major role in assuring that we solve this problem.
The efforts of the Bureau of  Solid Waste Management have been a
big step in the right direction, though there  are many steps still to
be taken. I particularly welcome Senator Muskie's proposed amend-
ments to the Solid Waste Disposal  Act, which would stimulate State
and local area-wide waste management planning within a regional
environmental protection system.  The proposed bill would  provide
nearly three-quarters of a billion dollars to States and localities over
the next five years to  build solid waste disposal facilities and study

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                     Intergovernmental Cooperation                   45

ways to recover and reuse salvageable materials that our society no
longer can afford to burn, bury, or dump into the sea.

   Finally, the Federal government should adopt tax and regulatory
policies that will encourage—indeed, require—industry  to develop
modes of manufacturing and kinds of packaging that will minimize
rather than maximize our solid waste management difficulties. State
governments should do likewise.
   Regional,  State,  and  Federal governments must  help  local
government in the management of waste disposal. The cities cannot
cope  with the whole problem, but for the foreseeable future they
will be  literally holding the bag—the trash bag. The cities bear the
burden  if the local trash pick-up system breaks down. They have to
hire  the trashmen  or contract for rubbish removal service.  They
have to worry about where to put the junk when the landfill is full.
They therefore have to look closely to see  whether they are doing
the job  as best they can with the resources they have at hand—those
resources are, I know, inadequate.
   This  brings me back to my first point—the interrelatedness of
everything. I am not sure that our city governments are organizing
themselves to  do the job with full understanding of this principle.
As W.  C. Button  (Chairman  of the  Maryland National  Capital
Planning  Commission)  suggested  at a National League of Cities
annual meeting a few years ago, perhaps our cities should reorganize
their  public works departments, sanitation departments, and  some
parts  of their health  and planning departments into a Department
of Waste  Management  that  would  bring  under one roof  a
coordinated  approach  to  the  land  use,   public  health,  and
environmental protection  problems associated  with solid  waste
collection, processing, transfer, disposal, and recycling.
   There certainly  are many  legal,  administrative, political, and,
most  of all, financial constraints that will have to be relieved before
our local, State, and Federal governments can undertake the tasks I
have outlined, but I submit that as the public becomes more aware
of the problem it will insist that these constraints be overcome. The
National League of Cities stands ready to do its share to inform the
public of the magnitude and the urgency of the problem we face.
   One  of the great needs  is improvement  of communications
between the engineers and scientists who  are  working on the
technology of waste management, and the public officials who have
the ultimate responsibility for seeing the job through.

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46                           Healy

  As we improve our technological capabilities, we shall, no doubt,
find new ways to gather and get rid of our refuse. Perhaps we shall
have pneumatic tubes,  incinerators  that  do not pollute the air,
maybe a "reverse cornucopia" that will consume a limitless amount
of solid  waste,  even  as our cornucopia-like factories produce an
unending  supply of  consumer  products  packaged in bulky  and
indestructible containers.
  One can envision revolutionary approaches to the collection and
disposal problem.  It  may not be too far-fetched to expect that,
some day,  homes, apartment houses, public buildings, stores, and
factories will have trash-burning systems  that will  provide them
with usable heat and power without emitting air pollutants. I can
foresee  that trash  collection  might  become  a two-way system,
carting  away  non-flammable  wastes  and delivering  packaged
flammables from other sources to feed the household heat-power
generator.  And perhaps that pick-up and delivery system could be
used for other purposes too: to deliver mail, newspapers, and milk;
to pick up school children, commuters, and shoppers, and, let us
hope, deliver them home, too.
  All this  may  be too  fanciful, but it does suggest  that there are
surely going to be more ways than we can now imagine to deal with
our  waste  problem. City governments are inevitably going to be
directly and deeply affected by the new technology. Those who are
concerned  with local planning and those  who are concerned with
local governing  must share  in decisions as  technological advances
change our lives.

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        WORKSHOPS ON INTERGOVERNMENTAL
      COOPERATION AND PUBLIC INVOLVEMENT
   Every State planning agency, without exception, recognizes that
 public relations and public information are vitally important factors
 in the success of any planning program for solid waste management.
 There is also  an  awareness  of the difference  between public
 relations and public information; every agency has public relations,
 good or bad, but effective public information can help to make
 public relations favorable rather than unfavorable.
   The  workshops  which  discussed  public  involvement  also
 discussed intergovernmental cooperation, dealing with this matter
 in two different ways: (1) cooperation among various State agencies
 to achieve better solid waste management, avoid friction and secure
 relevant information; and  (2) cooperation among governments of
 different jurisdictions,  especially  in areas  where solid  wastes
 generated in  one  area affect other areas. As in the case of public
 involvement,    there   was    general   agreement   that    good
 intergovernmental  relations are desirable, but that such harmony
 was extremely difficult to establish.
                Intergovernmental Cooperation

  Cooperation among Federal Agencies.  Programs affecting solid
waste management  are  included in several Federal agencies and
departments,   including  Housing  and  Urban  Development,
Transportation, Interior, Defense, as well as Health, Education and
Welfare. The suggestion came from many State representatives that
the Bureau of Solid Waste  Management act  as  a coordinator  of
information from Federal sources, as well as a clearinghouse  for
information from private and research organizations.  Information
on policies and grants from all these sources would be conducive to
better management.
  Cooperation among State Agencies.  Agencies within a State deal
with health, roads, air pollution, water resources, geology, sanitary
engineering, agriculture, commerce, forestry, recreation, and all of
these have relationships  to solid waste management. Federal grants
for many different purposes, ranging from rat  control to highways,
may  go to different State programs, without necessarily producing

                              47

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48                         Workshops

cooperation among  these programs. One agency may designate a
disposal  site;  another may  organize  its operation; a third may
enforce standards; a fourth may have the power to change location
or methods of operation.
   Examples of cooperation or the lack thereof were numerous:
cooperation with the highway department in handling junked autos;
with the forestry department on burning debris; with geologists to
determine  optimum landfill sites, safe depths, ground water levels;
with recreation departments for use of completed landfills and for
solution of problems  of wastes at public campsites; with urban
renewal  and   urban  planning  officials,  with natural resources
supervisors, with police and sheriff's offices. The list is long.
   Since  most  agencies   fear  loss  of  traditional powers and
independence,  cooperation and  coordination are not  easy  to
achieve. Some States schedule regular meetings of department heads
for mutual information, clearance of problems, and combination of
resources.  Other  States use informal conferences  and meetings,
while  still others have  developed departments  of environmental
control in  which various forms  of pollution control are represented.
In  a  few cases, the Office of  State Planning acts  as coordinating
agency.  In sum,  although there  is agreement  on the need for
cooperation, no uniformly successful technique has emerged.
   Cooperation among Jurisdictions within States. Most States plan
for solid waste management on a county basis. This has occasioned
much  difficulty  in  administration, especially for  municipalities.
There is  a trend toward  development of metropolitan planning
agencies involving regional  concepts. A formal council of govern-
ments has  been set  up in some areas, while in others meetings of
county and city officials are scheduled under State guidance. Local
legislation, local option and local practice vary in an almost infinite
range of patterns of jurisdictional cooperation.
   The supervision of the solid  waste management program may be
in the hands of health authorities, pollution control authorities, or
natural resource  officials.  Planning may be in one set of hands,
administration  in  another, licensing  in another. Where  State
legislation has been enacted, authority may rest at the State level or
at the county level. Cooperation between State and county officials
has been improved  by (1)  systems of  regular meetings; (2) State
financial assistance  to  the counties;  (3)  State  licensing and
enforcement programs; and (5) setting of statewide standards.

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                  On Intergovernmental Cooperation                   49

   The    major    stumbling   block   in   coordination   and
intergovernmental  cooperation  has been the difficulty of getting
counties and  municipalities  to  work together. Site locations are
usually the problem. Opposition on the part of those adjacent to
proposed disposal sites is vocal and extreme, while support for the
sites is usually lacking.  Local problems, particularly those of the
cities,  cannot usually be solved within the municipality, and State
involvement is almost inevitable.
   Coordinating Groups.  Cooperation among State agencies  has
been  enhanced by formal meetings of pollution control  officials
with  departments  of geology,  agriculture,  highways, recreation,
commerce,  etc. Sometimes a solid waste interagency committee is
established. In some areas, geography may require coordination on
an interstate  basis, and  a few  regional meetings have been held,
usually with Federal assistance.
   In  the  counties,  coordinating  groups  have  followed  similar
patterns,  with the State providing assistance for  inter-county or
county-city coordination. An  area council representing several
counties and cities can, with State support, provide a more effective
and more  economical   approach  to solid waste management
programs. An  exchange of benefits (for example, roads for disposal
sites) may prove mutually advantageous to the areas concerned.
   The difficulties  in the way  of  coordinated  action range from
constitutional limitations in some States, to financial difficulties in
others, and include public understanding in all.
                      Public Involvement

  Public education and public information on the subject of solid
waste management are vital  to the success of any program.  There
was  unanimous agreement in  every  workshop that  when people
understand the problem and  are involved in the planning, they tend
to cooperate  with the  solutions devised  and bring appropriate
pressure to bear on elected  and decision-making officials to carry
plans into operation and provide funds for their implementation.
  As  suggestions   for   informing  the   public,   the   standard
communications mechanisms were recommended: news releases;
television  programs; spot announcements on radio and TV; public
meetings;  posters;  films.  Speakers  bureaus  have  been  helpful,

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SO                         Workshops

especially in  approaches to service and voter organizations. Public
involvement has been handicapped by lack of appropriate materials,
lack of  budget,  and  sometimes  by  lack  of relevance to  local
situations.
  An effective public relations technique is to get a good operation
started  and publicize  its effectiveness.  Those in opposition to a
program are usually active and vocal while those in support of it are
passive  and silent. Since budgets for public relations are meager in
almost every jurisdiction, publications, films and posters from the
Bureau of Solid Waste Management would be appreciated by States
and cities.
  There was little discussion of "forming"  public opinion, and
much  discussion on "informing" the public. Increasing national
awareness, TV coverage,  and current interest in  ecology have
helped, but it is recognized that  changes in public opinion come
slowly. Basic changes come from local approaches to local problems
rather than from general understanding of a global problem.
                      Advisory Committees

   Most states have advisory committees of some type for their solid
waste  management programs. Some of these represent government
agencies, while others are representative of the general public. The
experience has been that public cooperation is more readily secured
when  local  organizations  such as the  Chamber of Commerce,
League of  Women  Voters,  conservation groups,  anti-pollution
groups, etc.,  form  a nucleus of public support  for solid waste
programs if they are included in advisory committees.
   Another  form  of advisory committee  centers  on  technical
functions,  ranging   from   planning  to  operational technology.
Associations  of cities, counties, professional groups, management
groups, and  industrial groups are all represented  in one  State or
another. Public involvement is recognized as an important element
in assuring the effectiveness of solid waste management plans. In
spite of this, no  pattern has  emerged for either a public  advisory
interest or a public education program in this field.

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                SOLID WASTE LEGISLATION


                        Hugh Mields, Jr. *

   State, territorial  and interstate solid waste planning agencies
represented at this  Symposium  have been intimately involved in
collecting and analyzing data, in defining the nature and scope of
solid waste problems and  resources for their solution, and in the
development  of  plans  and  specific proposals for  solid waste
management.  However,  these efforts may  prove  to be only  an
academic exercise unless this planning for program implementation
is the product of an institutional  arrangement that  is capable of
making political decisions to act affirmatively over the long run.
   By an institutional arrangement able to make political decisions,
I  mean  more  than a cooperative effort on the part of all  the
governmental  entities  in the area—Federal, State, regional, and
local. It will take no less than an unqualified political commitment
on the part of all the relevant governmental bodies to pass the laws,
raise and spend the money, and provide the authority necessary to
actively implement the plans.
   As bureaucrats and technicians, you will now be required to use
all your imagination, talent, dedication, and muscle to convince the
political policy-makers  and  your  public   constituency  of  the
necessity  for  action—action  now!  The  consequences  of  total
inaction or partial effort will be magnification of the problems.
   Only after all the governments having jurisdiction within a solid
waste  management region can  agree upon the  nature  of  their
environmental problem and the fact that it has regional significance,
can area-wide planning begin to move toward implementation and
productive   environmental  management.   In  addition,   these
governments must agree on the  quality of environment they want
to provide and arrive at a general understanding on the means which
will be required to achieve this condition. These considerations will
intimately  involve planners   and managers  in the political and
legislative process.
   We must be  concerned with all the  levels of government that
affect our environmental mangement program from the activities of
 Linton, Mields & Costen, Inc.

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52                          Mields

the  Federal  government  and  Congress  to  those  of the  State
legislatures, the local councils and the county boards.
  We must also be concerned with the environment as a whole. The
interrelated  nature  of our  environmental  problems  dictates a
sweeping view of environmental legislation  and action, including
efforts at prevention, control, and abatement  of pollution and plans
for environmental management.
  What is the status of our environment? What are the prospects
for  environmental legislation  which  will  provide us  with  the
necessary political solutions  and institutional arrangements? Each
day more statistical  evidence  is introduced  to document  the
decaying  state of  our natural resources. Technical  studies and
reports indicate the vast  complexity and integrated nature of the
problems that must be faced in order to halt  the continuing attacks
upon the air, our water,  our land, our health, and our welfare. In
addition, environmental assaults  are becoming page one topics in
our newspapers and popular magazines, and  the subject matter for
nationwide television specials.
   Increased public awareness and concern about the quality of the
 environment  can  be  seen in the  growing  editorial  treatment
 accorded the problems; in  the  flurry  of  activity among  good
 government  groups; in the rumblings emanating from corporate
 board rooms; and in the rising tone of political comment. Still, in
 spite of all this documentation, concern, publicity, and interest, the
 nation's environmental quality continues to deteriorate.
   Some explanation for the contemporary state of the environment
 was  offered  by  the  recently  released  report  of the  American
Chemical  Society,   "Cleaning Our Environment."   This report,
among other  things, points an accusing finger at the failure  to make
use of pollution  control technology  already  in  existence; at the
failure  of Federal,  State,  and  local  governments to  carry  out
legislative remedies  already  on the books;  and at the failure to
commit the money and energy.needed to do the job.
   More importantly,  we   have  failed  to achieve  a  national
commitment  for environmental  quality. On a national level, we
have not  yet taken  the  crucial step  necessary to  build  the
institutional arrangement capable  of making  the political decisions
necessary to restore our environment.
  In his foreword  to Edmund  Faltermayer's  book   Redoing
America-A Nationwide Report on How to  Make our Cities and

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                            Legislation                          S3

 Suburbs Livable,   Charles  Abrams makes the statement: "Public
 policy is now the most important force in determining whether our
 cities will improve or decline, whether our  suburbs  grow well  or
 badly,  whether  our journeys  to work will  be comfortable  or
 tedious, whether  we breathe good air or bad, whether our slum
 neighborhoods will continue to seethe with  tensions  and violence.
 What is needed is a statement of national purpose . . ."

   In spite of an increased  awareness  and a  greater concern about
 the magnitude of environmental problems, we  have  yet to hear a
 statement of national purpose. We have yet to make a commitment
 for environmental quality, a national pledge  which proclaims to  all
 the various segments of our society: "Our air is going to be clean,
 our water clear, our land uncontaminated, and our health and our
 welfare  free  from  environmental  assault." Until  our  national
 purpose is made known and  the commitment  to quality proclaimed,
 our  progress  toward the solution  to the  complex, interrelated
 multitude of environmental  problems will be fitful and sporadic.

   Under  our  system of  government,  the offering of legislative
 programs and proposals at the national level is usually the function
 of  the executive  branch.  For  the  last   decade,  however,  in
 environmental legislation  the  Congress of the  United  States has
 taken the initiative. The Congress, more specifically the Committees
 on Public Works of both Houses, has recognized the national scope
 and  character  of  environmental decay, and has introduced and
 actively prosecuted  legislative responses  to many  of the  most
 pressing environmental problems.  In  most  cases the  executive
 branch  has  followed,  belatedly  or  reluctantly,  behind  the
 Congressional initiative.

   State and local efforts to  control environmental decay have been
woefully inadequate in most  cases. This has been  due in  large
measure to the overwhelming magnitude of the problems. Despite
the valiant efforts of the State of California and the Los Angeles Air
Pollution Control District, the smog of Los Angeles is too much for
their efforts alone. The failure of State and local governments  to
respond to environmental challenges has also been due in part  to
the pressure of private interest groups within their jurisdictions. The
threat  of an  industry  to   take business,  tax base,  and payrolls
elsewhere  if forced to institute pollution controls is a strong whip
over any State or municipal government.

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54                           Mields

     The Congress, less bound by such pressures, has championed
the idea of environmental quality and has  laid the basis of what
may become a national environmental policy. Senator Edmund S.
Muskie of Maine has been a Congressional leader in the pursuit of a
quality environment.  As Chairman  of the Senate Public Works
Subcommittee  on Air  and  Water  Pollution,  he has  provided
leadership,  imagination  and  drive  behind important  legislative
efforts.
   In the past decade, the Congressional committees have produced
vast amounts of informational and educational material, including
hearings, testimony, and staff reports, which have played a part in
bringing the  nature and scope of environmental deterioration to the
attention of press and public.
   Congressional hearings have also brought into the public spotlight
some of the shyer elements of our society. There has been some
reluctance  to take a public stand when the subject  is  the proper
responsibility to  halt environmental  decay. Such reluctance  has
characterized vested  business  interests,  State and local  officials
concerned  about  the possible  loss of their powers, and passive
Federal  agencies  opposed  to taking  an active  role in  fighting
pollution and  contamination,  satisfied in restricting their role to
research. While all of these groups have not become converts to the
environmental  causes of Congress, the Congressional  hearing room
has provided a good  forum for public identification  of arguments
and points  of  difference,  for the  persuasive  force of political
compromise, and for the education of the recalcitrant.
   And along with the documentation and rhetoric,  the Congress
has produced environmental legislation. In the last six years, major
steps to confront  specific attacks upon the  environment have been
taken  with the Clean Air Act of  1963, and its 1965 and  1966
amendments; the Air Quality Act of 1967; the Water Quality Act of
1965;  the  Clean Water  Restoration  Act of 1966; and the  Solid
Waste  Disposal Act of 1965. While  these laws have not  themselves
enunciated a total national environmental policy and commitment,
they have made probing steps  in the required direction and have
fixed   into law several  important  environmental principles and
working policies.

   Among the principles which have  been incorporated as  basic
features of Congressionally initiated environmental legislation is the
idea that although environmental decay is a national  problem,  the

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                           Legislation                         55

responsibility for providing environmental quality must be divided
among all segments of society-public and private, the individual
and the organization. The vast resources of the private sector are
therefore encouraged to apply their technological expertise to the
development of new, better  and  more economical  solutions to
specific environmental problems. State and local governments are
given  the  responsibility  to  develop,  administer,  and  enforce
environmental  standards  as  long  as they  are competent  and
responsive to the problem.

  Perhaps of most importance is the recognition in this legislation
of  the   need   for  comprehensive   regional  approaches  to
environmental  problems.  In  most  instances, particularly  in
metropolitan areas,  local and State jurisdictional boundaries do not
adequately describe the area which  is relevant to the control of air
or water pollution  or the development of an effective program of
solid waste management.
  Almost all of us have been  or now are going through the mill of
the problems  of  multiple jurisdictions—overlapping, intertwining,
oftentimes undermining. While our  experience in trying to achieve
city-county  consolidations or  other kinds of regional  government
has been just short of dismal, I am reasonably convinced that the
regional  approach  is  both   necessary and ultimately   possible.
Councils of  governments, which now number close to 100, give us
good  reason for  hope. Almost  all of these  councils have  been
formed as a  result of assistance provided by the Federal government
under  Section  701g of the  Urban Planning  Assistance  Program
enacted in  1965. Continued  Federal aid  and Federal pressure to
require  local  governments  to cooperate  in  taking a  regional
approach  to common  problems are absolutely essential to the
process.
  The most recent example of the determination of  the Federal
government  to encourage a  regional or  area-wide  approach in
development programs  which receive Federal aid is contained in
Section 201 of Title IV of the Intergovernmental Cooperation Act
of 1968. The Bureau of the  Budget Circular A-95 initiates a formal
regional and State review procedure for a wide range of Federal aid
programs, including most of the Federal grants in the environmental
field.  This review procedure is intended to encourage appropriate
local  development  programs  receiving  Federal  money to reflect
regional needs and priorities.

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56                          Mields

   Grants  of Federal money to local governments for construction
of municipal waste treatment plants has been an important program
addition to  the environmental legislation emanating from Congress.
The Public  Works  Committees  recognized that  there was  a
tremendous need for the construction  and improvement of local
municipal waste treatment plants if the  quality of our streams and
water was to be improved.  The Committees also recognized the
magnitude of the  financial  commitment  necessary  to  get  these
plants built. As a result of the inclusion of this grant program, the
water pollution program was given an initial boost as municipalities
became financially able to initiate  much-needed improvements in
their  waste  treatment  facilities.  However,  as  the program has
progressed,  there has  developed a gap between the Federal aid
authorized in the water pollution legislation to meet the local needs
and the amount actually appropriated. In the last several years, the
gap between needs (authorization) and funding (appropriation) has
widened.
   In fiscal year 1969  the authorized amount for water pollution
control was $700 million, but only $214 million was appropriated.
In  fiscal year 1970 the authorization  is  for $1  billion, but the
Administration has  again requested  only  $214 million for the
program.  The gap in these two years, therefore,  is almost $1.3
billion.  As a result,  many critically  needed water pollution control
programs have been seriously delayed.
   The impact which will be felt by pollution control programs if
the Administration's requested funding is accepted, is indicated by
the Executive Director of the Delaware Water and Air Resources
Commission who recently stated  that  ". . . The  appropriation of
$214 million as opposed to the $1 billion authorized will drastically
reduce  the  efforts  of  the  state  (Delaware)  to meet  the  1972
deadline imposed by the Water Quality Act of 1967 ..."
   It appears, however, that a large number of Congressmen and
Senators will attempt to push for full funding of $1 billion,  or at
least as  much of this amount as  can be used effectively this year, a
sum estimated by the Interior Department as $600 million.
  Even at  a time  of heavy  anti-inflationary pressures,  many
members  of  Congress   seem  concerned   about  keeping  the
commitment to  local  government  made  in the  Clean Water
Restoration  Act of 1966 and emphasized by the Water Quality Act.
These legislative  measures directed the States  to impose  water

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                            Legislation                          57

quality standards, committed local governments to a timetable of
compliance and included a program of construction grants. As of
March 31, 1969, the Federal Water Pollution Control Agency listed
a backlog of 4,525 waste treatment works projects, requiring an
investment of over $5.1 billion.
  Senator Muskie has continued his push  for new environmental
efforts by introducing the Resource Recovery Act. This legislation
would take a giant  step beyond the Solid  Waste Disposal  Act of
1965.  The 1965 law provided for grants to the States  to conduct
surveys of municipal solid waste disposal practices and problems; to
develop comprehensive State plans; and for demonstration projects
to test new methods of disposing of solid wastes.
  The Resource Recovery Act would take an innovative approach,
placing heavy emphasis on the recovery, recycling, and reuse of the
component   materials  in  solid  waste. The bill  authorizes  the
Secretary  to find  recommended incentive programs  (such  as
favorable tax treatment)  to assist in solving the problems of solid
waste disposal; and to investigate current production and packaging
practices.  Included  in  this  portion  of the  bill  would   be
demonstration projects  to test the techniques developed  in  the
study for recovering useful materials from  solid wastes. Grants to
State,  interstate, municipal, and intermunicipal agencies to make
surveys and plans, as well as a grant program for the construction of
solid waste disposal facilities, are also recommended.
  Great emphasis  is  placed  in this  prospective  legislation upon
regional planning and the reuse of resources, rather than simple
disposal.  Individual planning grants  are to be coordinated with
regional planning activities. The Federal share in construction grants
would increase from 25 percent to 50 percent of the project if the
area served  includes more than one municipality.  Additionally, if
the construction project utilizes new techniques which will act to
reduce  the  environmental impact  of  solid waste  disposal,  the
Federal share would cover 75 percent of the reasonable  costs of the
project.
  In June 1967, the Task Force on  Environmental  Health  and
Related  Problems presented its report, A  Strategy  for a Livable
Environment  to  the then Secretary  of Health,  Education,  and
Welfare, John Gardner. The Task Force recommended a  grant-in-aid
program for solid  waste disposal at the local level  by 1973  and
envisioned research  into new avenues  for waste recycling. Both of

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58                          Mields

these recommendations are included in  Senator Muskie's  pending
Resource Recovery Act.
  In  another portion of the same  Linton Task Force  Report in
1967, the Secretary of Health,  Education, and Welfare  was urged
". . . . as  a   major  step  toward   meeting  the  challenge  of
environmental  protection ... to seek Congressional authorization
to establish a council of Ecological Advisors to provide an overview,
to assess activities in both the public and private sectors affecting
environmental  change, and to act in analyzing capacity;  to be in a
commanding   position   to  advise   on   critical   environmental
risk-benefit decisions; and finally to be instrumental in the shaping
of national  policy on environmental  management." I regard that
last admonition—shaping a national policy—as most important.
   President   Nixon  has   created   by   Executive  Order   an
Environmental Quality Council, composed of the Secretaries  of
Agriculture,  Commerce, Health, Education, and Welfare,  Housing
and Urban  Development, Interior,  and Transportation. However,
the House Appropriations Committee has denied this Council any
operating funds, criticizing its "patchwork" approach. The Council
has  also been faulted because it must, essentially, make judgments
on its own departmental programs.
   The idea  of a body of environmental advisors in the White House
 is, however, still alive. Senator Henry Jackson's  bill to  create a
 three-man Board of Environmental Quality Advisors, to be named
 by the President subject to  Senate confirmation, passed  the Senate
 in July 1969. Senator Muskie  has  incorporated into the  omnibus
 water  pollution  bill, a proposal that would  create an Office of
 Environmental Quality in the  Executive Office of the President.
This office would be headed by a Presidential appointee confirmed
by the Senate. The principal advantage of this mechanism is that it
provides for a sufficiently large, competent, and independent staff
unaffiliated  with  any  other Federal  agency,  and,  therefore in a
position to give to the President a thorough, professional review and
analysis on all matters which pertain to the environment. Such new
capability   for  expert   advice   should   help   to  make  the
Legislative-Executive dialogue  on  environmental  quality   more
productive. This  office could be capable  of helping the President
develop and  promote a national policy on the environment.  In the
Report   of   the  Senate  Committee  on  Public  Works  which
accompanied the bill, the Committee stated ". . . The Committee

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                           Legislation                          59

and the Congress are pledged to a national policy of enhancement
of environmental quality, a policy based on the concept that man
and his environment are interrelated and that a quality environment
is necessary to the improvement of living standards for all men."
  I believe that an unqualified political commitment must be made
in each regional area, on solid waste legislation, air, water, and any
other  environmental  concern.  I would  encourage  the  earliest
expression of national policy in this regard. This national position
requires the  technical  and  intellectual resources of  a competent
environmental advisory group to the President. The new legislation
(S.B.   7)  contains  the  features  initially  required.  Technicians,
practitioners,  planners, veterans  of political  battles, and, active
administrators of functional programs  of solid waste management,
have a large stake in this bill. I feel certain it will, if enacted, prove a
major  factor in improving  our  ability to  deal with problems of
environmental management.
  To  many,  the  prospect   for  environmental  control  and
environmental enhancement seems rather dim. However, we have
some  reason  to  hope;  we have come a long way since 1955 when
Congress  first passed an extremely modest air pollution research
program at the request of Senator Kuechel of California.
  We now have  a reasonable grasp on  the nature and scope of our
problems.
  We now have laws which provide tools to control, abate, enforce,
and manage.
  We now have in large measure the technology that needs to be
applied for solution.
  We don't have all  the financial resources required, and we don't
have the management, control, and enforcement organizations  we
need  to  effectively  implement  our existing  laws. These  are,  of
course, deficiencies of no small order, but they  can be overcome.
  As  we proceed, let us take note of President Woodrow Wilson's
counsel that ". . . What really bends the processes of government is
continuous, sustained and intense effort, generally uncertain at the
beginning of what its exact final outcome will be, always responsive
to the situation as it is, and continuously aware of the need to be
on top of that situation, and not of some abstract plan of what it
ought to be, or was when one once knew it, or would be if only the
people in Washington had more sense."

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     WORKSHOPS ON SOLID WASTE LEGISLATION
   All  the workshops  agreed that  State  solid  waste planning
should  precede State legislation. Most of the workshop partici-
pants felt  that a State  legislative measure was highly desirable if
not  essential. As  planning progresses,  legislative requirements be-
come clear, making it possible for legislative action, when under-
taken,  to  be  completely suitable. Legislation  enacted prior  to
proper  planning usually  requires  amendment or alteration. How-
ever, because  action  is  urgently  needed  and because  pressures
come from many parts  of the community, precipitate legislative
moves  may  be  difficult to  avoid.  Nevertheless, the  need for
planning should be emphasized.
   In all the workshops there was  consistent support  for State
solid waste legislation. The existence of a solid waste act improves
administration of the  program and  strengthens the  position  of
solid waste officials.  If the  question is asked, "Should a State
have a  solid  waste management  act?" the answer  of workshop
participants from most of the States would be YES.


               What Should the State Act Include

   The   workshops  recommended  that  State  solid  waste  laws
should  set policy and standards, but should leave rules and regula-
tions to be set administratively. The law should include:
   Definitions.  Uniform  definition of terms makes clear  the re-
sponsibilities of communities;  enhances understanding of the pro-
gram; facilitates  smooth relationships  to other States and to the
Federal government  programs.
   Designation of Authority.  The act should outline the mecha-
nism of procedure,  indicate the groups or individuals in control,
state how  these officials should be  appointed,  and delineate the
structure of State and local machinery.
   Responsibility. Areas  for State and local  responsibility  should
be  defined. A  legislative enactment  which  is  unenforceable  or
inapplicable is of little  use. Enabling  legislation is therefore pre-
ferred to regulatory  legislation.
   Standards.  Some  States  prefer to leave  setting of standards to
the  designated  authority. Where  standards are indicated  in the
                               61

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62                          Workshops


law, they should be the basics  to be expected of all jurisdictions,
permitting more stringent  requirements where  localities wish to
implement them.  A State  act  should  bring together and  codify
existing legislation to  provide  consistency.  Guidelines (legislative
or administrative) from the State capital are often of assistance to
county  governments, particularly where the  political consequences
of local action might be unfavorable.
   Certification and Enforcement.  A program  of enforcement by
enabling rather than directional authority is an important ingredi-
ent of State law. The workshops were agreed that improvement in
waste  management  is  difficult without a  legal mechanism for
enforcement.  A  state  agency  needs authorization not  only to
establish  and enforce  statewide regulations, but also to enforce
local standards, rules and regulations.
   Jurisdictions.  The  State law should outline areas  for  imple-
mentation and  encourage  regional  applications. In most  States
regional  agreements are legally permissible; however, others will
require  new  legislation  or constitutional action  to  permit the
formation of solid waste regions.
   The jurisdiction of  the  Federal government  presents  some
problems.  Large  Federal  installations,  military  bases or  Indian
reservations may not conform to State  solid waste regulations. On
the other hand, in some States the availability of public land has
been an advantage in providing sites for landfills.
   Manpower.  Enabling legislation to permit the State solid waste
authority to set  manpower standards may be of significant help.
Both counties and municipalities find  that  appropriate  standards
for selection  of  manpower, training and education of personnel,
and inspection to assure competence make their job easier.
   Esthetic Standards. The basis for most State solid waste legis-
lation  is  health. There is  a growing  tendency  to consider that
esthetic standards should also be embodied  in the law as a  matter
of principle. Such standards  convey broad authority for dealing
with industry, mining,  private dumping, junkyards,  etc.
   Funding.  Budgeting  for solid waste management at  the State
level is  crucial, for without funding the legislation becomes mean-
ingless. Budgets may be  for the State solid waste program, or may
include  technical assistance and grants  to localities, and funds for
public relations and public education.

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                           On Legislation                        63

                        Local Authority

    When  legislation  has  provided  for designation of  a State
authority  and its range of  responsibilities, standards  and regula-
tions can  be set  by  the State,  leaving operation and administra-
tion of  facilities  in local hands. Effective  control of such opera-
tion  might  be handled through licensing, inspection,  training,
matching grants,  and similar devices. The  workshops agreed that
collection  practices, types of containers, storage areas and details
of  operation should not be embodied in law,  but should be left
to local jurisdiction.
                   Administrative Regulations

   Minimum acceptable standards should be set by the State, the
workshops agreed  almost unanimously, with  varying  additional
requirements  set  by  the State or  locality  for  communities of
different  sizes. With near unanimity,  the  workshops agreed that
open burning should be prohibited.
   With policy  set  by law,  and procedures and  standards set by
administrative regulation, the power of regulation may be vested
in appropriate State authority. The  ban on open burning, licens-
ing of sites and facilities,  conduct of training programs and similar
activities by  the State  are handled in  some areas by departments
of  health, in others  by departments of  natural resources,  but
there  is  a  trend toward establishment of  a State solid  waste
agency, possibly within the department of health.
   Licensing may be  carried out by  the  State  or by  county or
municipality  under  State standards.  In either  case the workshops
recommended  that  licenses  be  issued  on a  year-to-year basis.
Revocation  of a  license  may present more problems  than non-
renewal.
                   Compliance with Standards

   There was considerable discussion on compliance, ranging from
the use  of compliance bonds  to the  use of public education.
There  was  general agreement  that both  the  "stick"  and the

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64                          Workshops

"carrot" are necessary. Legislation can be  a  stimulus to effective
public education, but  opinion was divided as to  whether it is
feasible to  have  regulation for solid waste disposal  precede com-
munity acceptance.  Some observers feel that the regulations  are
futile if the community is not ready to accept them, while others
feel  that  the communities will never  be ready if regulations do
not push them toward new attitudes.
   Most of the workshops concurred in the concept of legislation
and  regulation, with a  built-in time lag in  enforcement to permit
continuing educational efforts.  For communities which may have
difficulty in meeting new standards, lead time may be extended,
but no community should be exempted from established standards.
   There was all but total agreement that open burning should be
prohibited, with designated disposal  sites  to eliminate this prob-
lem.  Violators are  therefore prosecuted not for open burning of
solid waste, but for failure to operate sites conforming to State
regulations.  The workshops considered that open burning could
be phased out over  periods of six months to three years, with one
year accepted by  the majority as a  feasible  and  practical time
interval. This pattern was arrived  at independently  in each work-
shop.
    The  major  cause  for  failure  to  comply is lack of funds.
Answers to this problem were suggestions for grants or loans from
the  Federal or State government.  Although there is considerable
difference  of opinion  on  this  subject,  low interest loans  are
apparently favored  over  outright grants. State involvement in  the
allocation of funds  assists the State agency in enforcing standards.
    Various  sources  of funds  other  than general  taxation were
suggested  by the workshops: a tax  or surcharge on products to
provide  funds for ultimate disposal of both package and product;
establishment of solid waste management  as a public utility with
fees for service regulated by a utility commission,  a tax on retail
sales.

    In the  experience  of workshop participants, compliance  has
been more effectively achieved through construction  grants  and
loans, planning assistance and encouragement of regional programs
than through punitive  action against  violators. The experience of
water pollution agencies  was cited as an example of the failure of
punitive action to secure  desired results.

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                           On Legislation                         65

                     The Regional Approach

   The workshops felt that regional agreements should be encour-
aged, but not compelled, by the States. Solid waste problems can
rarely be solved within a  single municipality. Regional programs
may  be  stimulated by financial  aid,  demonstration  grants, assis-
tance  in  planning,  and by mutual exchange of benefits.  They
cannot usually be enforced against the will of local groups.
   Reports indicated that  most  of the States have passed  State
Solid Waste legislation, others have such legislation  pending, and
regional agreements have been begun or are planned in many States.

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         IMPLEMENTATION OF SOLID WASTE
                 MANAGEMENT PLANS


                      Frank Bowerman*


   To "implement" is  to "put to work."  But in  implementing a
solid waste plan, we may start from a premise that may or may
not be  true. In many instances,  we  may  assume that we are
starting  with  a workable  plan, but  since many  plans  are  not
workable,  implementation  may  not be successful. Many studies
result in a final effort which is not  capable of implementation.
We cannot accept  as a premise that planning always  produces a
program which we  can  make work.
   I think that one of the most satisfying things  an engineer can
do  is to implement  a  plan. To make a study, then  to  see that
study come  into  being by way  of  a report—that  is  a good
experience.  But when  the report sits on  a shelf and gathers
dust—that is really  discouraging.  However,  to have something
created  by way of an idea, to  generate a plan that  becomes a
workable, viable operation is truly exciting.
   I think one  of  the  finest things that ever happened to me was
to be given  a broad responsibility in Los Angeles County, starting
with the development of  basic legislation, going  on  to  studies,
buying land, starting landfills,  designing and constructing transfer
stations,  and seeing good  programs evolve.  It did not  happen
overnight. I started  in 1949  on the basic plan  for  solid  waste
disposal in Los Angeles County, and it was not until 1956 that
the plan was in operation.
   A workable plan must  incorporate the use of definitive and
practical technologies. I have heard people talk about the use of
nuclear  energy, for example,  as a method of disposing  of solid
wastes. Such a  technique may become a practical certainty; solid
wastes may  not have  to be burned or buried but may just be
vaporized. However,  the technology for that to become feasible is
probably decades away. It is not a workable plan for today. Laser
energy is another proposal—taking a beam of light, flashing it on
a tin can, and-poof-causing  it to disappear!  That is not yet a
* Group Vice-President, Land PoUution Control, Zurn Industries.

                              67

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68                         Bowerman

workable  technology.  We cannot put to work plans for which a
technology is not certain.
   However, I  will mention  two  technologies  now being  de-
veloped which appear to have possibilities, although they may not
pay  off quite as immediately as one might hope. One is dense
compaction. This technique has been used for about ten years in
Japan  and for three to five years in the United  States, but it has
not  been  applied  on a  large  enough  scale to  give  us a final
determination of maintenance costs. We  do not yet know whether
this  is a  dependable day-in  and day-out method. A solid waste
disposal system has to cope  with a "stream" that  is never shut
off.  The tonnages keep coming in and the system has to be able
to operate whether the machines are working or not. I look on
dense  compaction  technology as still in the developmental stage.

   "Rail  haul" is  another important new technology, depending
largely upon  dense compaction. It is  manifestly easier to haul
"coal" instead  of "feathers."  Therefore,  dense  compaction can
make  a rail disposal system  practical and workable. The- system
must be designed around a specific responsible operator,  a govern-
mental authority,  a private contractor,  or a mixture of the two.

   A  good many sound technical plans  remain on the shelves as
"unworkable"  because the  question, "who is to  do what?" has
not  been resolved. Bickering and lighting in the division of re-
sponsibilities has thwarted the implementation of many programs.
In my opinion, it is the responsibility of the planner to define  the
responsibilities and spell out the division.

   The system,  to be  workable, must also be compatible with  the
technical  capability of those who are going to  operate  it. Many
incinerators  that  probably could have been  operated without
pollution  of the  atmosphere became serious air polluters because
of poor operation. Operation is  often  a more difficult problem
than design.  Even with the finest control technology, poor opera-
tion would still make the stack discharge totally unacceptable.
Again, the study  plan should  indicate   the level  of competence
required to operate the programs. More  is involved than accepting
any  personnel that may be available.

   Much  credit  is  due the  Public  Health Service for offering
training  programs  in  a number of fields:  sanitary  landfilling,
incinerator operation,  and solid waste management system design.

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                        Implementation of Plans                     69

An engineer working in the  sanitary field  with water  and air
pollution problems cannot become a solid waste expert overnight.
This is an  area  of specialty  that  requires  a  certain degree  of
understanding,  and  the Public Health Service training programs
are an  excellent  means of producing  such understanding. Many
communities seem to assume that to make the transition from an
open burning dump to a sanitary landfill all that is needed is  to
hire a  new  engineer. However, the big pieces of equipment used
at landfills are  not easily handled, and lack of knowledge can be
dangerous  and even fatal.  At  several  landfills,  men operating
bulldozers have been killed through failure to recognize that part
of  the  refuse  was  hard and unyielding,  causing one track  to
remain high while the other falls into  a  soft spot. The bulldozer
rolls over on the  operator, crushing him. The  system must be
planned to include the training of people to make them  capable
of safely operating equipment under new and varying conditions.
   It is  also necessary to  face the  fact that  the plan must be
politically sound. Engineers do not like  the word "politics," but
politics, in the highest  and best sense of the word, is a necessary
and vital aspect of implementation  of a  solid waste management
program. The elected official  and his  professional staff attempt,
to the  best  of  their ability, to translate  the needs and desires  of
the  community  into  workable operations.  The engineer who
thinks  he is  smarter than the  politicians,  that he can develop a
system without considering its effect on people and their habits,
is  going to  fail.  The  system,  if  it  is to  be sound, must be
acceptable  to the politicians.  A plan compatible  with sound en-
gineering  and  popular  appeal will  be  successful. The political
leaders may even be convinced by the engineer that they gave the
engineers and planners the idea in the first place.
    From  experiences  in a number of  cities, I have found that
 people  from  many walks of life do have  ideas  that can be
 incorporated into solid waste planning.  Often the ideas  are good
 and lead to an exchange of thinking. The consulting expert often
 puts together a system that  comes from  the  framework  of local
 thought. This is  good engineering.
    For example, a solid waste planner in an area with a severe air
 pollution problem  would  be in trouble if he tried to implement
 an incinerator program.  The situation may change, but at this
 time  selling incinerators in  certain  areas of  the U.S. would be

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70                         Bower man

difficult.  A  program  designed to  implement  that kind  of an
operation might be doomed beforehand.
   In an area where the only  suitable landfill sites  are those that
have  natural beauty,  such as  meadowlands or natural game re-
serves, the  conservationists may  defeat  landfill plans. From an
environmental point of view,  some sites are more important as
they stand.  San Francisco  Bay is  a  good example. The Bay Area
Conservation and  Development Commission has simply placed a
"Stop Order" on all filling of  the Bay. The decision has nothing
to do with the economics  of waste management, but is concerned
simply with  preserving San Francisco Bay for posterity.  A pro-
posed system that  did not recognize such a basic factor would be
a useless system.
   On the other hand, the possibilities for implementation  of a
solid  waste management plan  can be enhanced  if we take  advan-
tage of the  things that people  and politicians like and then build
toward  them.  For example, in  Los Angeles, good support was
obtained  from the Regional Planning Commission  and from the
Department  of  Parks  and  Recreation for landfills  that were de-
signed to become  part of  the park system. So they were designed
that way. We never had to convince Los Angelenos of the  desira-
bility of landfills.  We  sold five "parks." In considering the politi-
cal ramifications of a  plan, consideration should go first of all to
those aspects that  are for the general good.
   The  engineer can  develop  political support  for a solid waste
management  program;  this  should be part of the implementation
action. The  political decision-makers are vital to the implementa-
tion of a program. At least once every three  months during a
study program formal presentations should  be  made  to the top
political  decision-makers and their staff.  This can  often be com-
bined with public  meetings. The political  leaders are thereby kept
informed  and they help the public to understand what is to be
done  through the  solid waste management study. Through charts,
graphs,  and  visual  materials, the experts  can interpret the  plans,
so  that  the final  report  will not be  a  surprise. Government
leaders,  like  the rest  of us, do not always appreciate surprises.
They  like to  be   included in the planning  so that  they can
understand what is being done and be prepared to act on it.
   In addition  to quarterly  review  meetings,  it  is   helpful to
contact  the  decision-makers individually  at  any critical decision

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                       Implementation of Plans                     71

point. If a planner is  contemplating a county-wide  anti-burning
law, he  cannot feasibly recommend such  an action  until he has
the support  of people who will have to carry out the mandate
and take the criticism of the ban on open burning.
    Timing may be important.  Perhaps  a ban  on open burning
might be acceptable at a later time, possibly after an educational
campaign or in a  period when an election campaign  is not pend-
ing. Understanding of  the goal  is important,  but  an  elected
official must also consider how a decision will affect him.
    In  addition to informing the elected  officials,  the solid waste
planner  must  also  inform the  public  works  director, the city
engineer,  and the public health  officials. There is also a need to
go  to the public  directly—preferably before the fact rather than
after the fact. If word of a landfill in a particular area is rumored,
it will be too late to generate public support for the idea. By that
time  the  local population will have generated an opinion which
will harden like concrete. The vote of  organized people  at that
point may well defeat the  plan.
    Since  landfills,  incinerators and transfer stations  always have
to be located somewhere, it is a  good idea to find out beforehand
the key  people in the neighborhood.  The  really key people are
usually just  a  handful.  At  most,  200 to 300  people  in any
neighborhood are really interested enough  to  take a  position for
or  against any proposal.  If  the plan  is  clearly and honestly
presented  to  organized neighborhood groups  and their leaders,
support  is usually forthcoming.  If they are asked  to  permit a
presentation  to their  group,  they will  often  be quite willing. I
would say that probably  90 percent of the  general  public will
listen, while  10 percent already have their minds made up. Of the
people who listen, about 75 percent will agree if the argument is
reasonable. Groups can be addressed at  the local high school or
civic  club; people then become  involved and  the  groups have  an
impact in favor instead of against the program.
   Most  people think solid waste management is important. We
should take advantage of this  fact. Nationwide television programs
have helped. There is a strong new interest in the techniques of
solid waste management. Positive information can displace rumors
and can provide a stimulus to effective public action. Newspapers,
television,  and radio are all alert to the problems of solid waste
management. If they are given material of interest to readers and

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7 2                         Bower man
listeners,  they will want to know more, and will probably give
more  attention  than expected.  They  are  usually  fair in their
reporting and effective in interpretation.
   The final  stage  of  implementation  comes  when a workable
plan  has been developed, when it  has been  accepted by  the
political decision-makers, the  professional staff,  the people of the
local  area and the general public. Implementation requires build-
ing something. It may be  a  landfill, where  roads must be  con-
structed,  fencing installed, water  and fire protection facilities set
up and  equipment  purchased,  or an incinerator. But  something
else is necessary before  one can consider  a plan implemented.
   The job  of the solid waste professional includes a blueprint for
proper environmental protection. A study  which merely states
that a transfer station  should be built at a  particular location is
incomplete. Depending on the  selected location, the plan  should
state  whether or not  the station  should be  enclosed or open;
whether it is  to  be a direct dump or have mechanical equipment.
People want to know more than  just the fact  that there is going
to be  a transfer  station at that site.  They want  to know what it's
going  to look like,  what  it is  going to sound like,  where  the
trucks will  go, what the  problems will  be,  etc. These  considera-
tions should be a part of any workable plan.
   Sometimes in the  construction  of  an incinerator or a com-
posting plant, an important phase is left out. This is  the phase of
"checking out"  or "debugging."  It  is important to retain at the
functioning operation the  professional who  was involved in  con-
structing the  equipment  so that he can follow  the  operation
through. Checking out or debugging the equipment is essential.
   The effectiveness of implementation  of a solid waste manage-
ment plan is  finally in the hands of the people on the job, from
the supervisors to those who are charged with the responsibility
for running the equipment. If they  can be inspired with a feeling
of confidence; if  they  can  believe they are  "not  just garbage
collectors,"  if they can have  good training programs, if they can
be adequately paid, the  entire solid waste  management system
will work.
   "With a little bit of luck"  and  a liberal application of good
judgment, this may all come to pass.

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          WORKSHOPS ON IMPLEMENTATION
        OF SOLID WASTE MANAGEMENT PLANS


                   What is Implementation?

    Implementation is the process of activating recommendations.
 Most of the States have collected data on solid wastes and are
 well into the planning stage. Some States have enacted legislation
 for solid waste management. Very  few have progressed to state-
 wide  implementation programs.  The workshop participants were
 agreed that  planning should provide  for priorities based on needs
 so that implementation can proceed in orderly fashion. Two basic
 prerequisites were expressed:  authorizing legislation and adequate
 public relations. Legislation enables  the plan  to  be carried out;
 public relations makes it possible to do so effectively.
   Some States favor county solid  waste  programs coordinated
 into an overall  State plan. Most States,  however, regard State
 planning and State legislation as sources for county direction. All
 were  agreed that implementation cannot wait  for planning to be
 completed, and  that planning cannot stop when  implementation
 has been begun. Both steps continue, planning being modified in
 the light of experience and implementation changing with new
 forecasts and developing technology.
   Since the success or  failure of any plan is  realized  when it is
 put into operation, the  ingredients for operation must be present
 if success is to be  the result: staff, equipment, funds and author-
 ity. Without these,  the best-planned legislation will fail.


                Implementation and State Law

   Most of the workshops  agreed  that legislative adoption of a
 State  plan is  the  vital  step in  implementation. State legislation
 should  include a  statement  of  objectives; authority for setting
 standards; designation of a responsible management; provision for
public relations, research,  technical assistance, certification  and
inspection; and budgeting for  these purposes. Such  legislation has
already been enacted in some States and is pending in others. In
many cases, however, implementation of  specific  aspects of the
State  solid waste plan have  proceeded in  advance of legislation
under other types of enabling authority.

                             73

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74                          Workshops

   No nationwide pattern of practice  emerged  from the  work-
shops. Many  different kinds of  State  activities were described,
some prevalent in many areas,  some  in very few. A sampling of
State functions in the field of solid  waste management  includes
the following:
   1. Encouragement is  given to counties, localities and munici-
palities to develop local and regional plans.
   2. Technical  assistance  is  afforded to counties in  handling
solid waste management problems.
   3. Standards  have been set for sanitary landfills and require-
ments have been established for treatment of leachate.
   4. Controls have  been set on open burning, extending in some
States to agricultural wastes.
   5. Training  programs  have been offered  for  operators  and
demonstration programs have been arranged by equipment  manu-
facturers and successful site operators. Other training efforts have
been made through assignment  of personnel to courses offered by
the Public Health Service and by universities.
   6. Certification and licensure  have been required for sites and
operators.
   7. Regular meetings  of State  and/or  county personnel  are
held.
   8. Sites  are inspected and standards enforced, sometimes by
police, sometimes by sanitarians, sometimes by volunteers.
   9. Grants are provided for  construction of facilities,  for  trial
operation or for  demonstration projects.
   It should be emphasized that all  of these measures of  imple-
mentation were  mentioned in the workshops, but no State  has all
of these. One workshop discussed direct State ownership of facili-
ties  and another discussed the formation of a State-controlled
non-profit corporation  for solid  waste management,  but these
were mentioned  as possibilities not as actualities.
                     Local Implementation

    Solid  waste disposal  has traditionally  been a local responsi-
bility. It is  only in very recent years that ecological problems

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                         On Implementation                       75

have  received  wider  attention,  involving  Federal  and  State  in-
terest.
   The difficulties  in local  implementation  as  reported  to the
workshops were: (1) authority boundary lines; (2) lack of public
understanding; (3) unavailability of consulting engineering firms in
some localities;  (4) the  tendency of consultants to recommend
incinerators,  on  which profits  are greater than in landfill opera-
tion; and (5) the  credibility  (or lack  thereof)  of equipment
salesmen.
   Because of the nature of the solid waste problem, implementa-
tion cannot stop while planning is going on. As  a result the plan
must encompass  existing  programs and can serve to improve and
develop such programs even during the planning process. Problems
are manifold—money, personnel, site location,  public relations,
the presence of  Federal  installations, community zoning boards,
the  ownership of  land,  the  conflict of jurisdictions, and  the
nature of specific wastes. In spite of such problems,  and in spite
of the view  of some workshop participants that counties  should
be urged  to hold up implementation until State  action had been
effected,  the overwhelming majority of  the  discussants felt that
such delay was impossible.
   Local plans must provide for alternative service in emergencies,
whether  these  result  from natural disasters such  as  floods and
earthquakes,  or from manmade situations, such as strikes.
   Some  practical public relations devices were suggested to im-
prove  popular understanding  and  to  speed  implementation  of
programs: counting flies at  dumps; picturing the ugliness of exist-
ing methods; reporting accidents and  deaths;  and emphasizing
health hazards of dumping.
   Even  after  the  problem is  recognized and the solutions  de-
veloped,  however, support  for  a system  of solid waste disposal
may run  into  serious budget problems.  Local taxes are already
burdensome and  a taxpayers'  revolt in many parts of the country
makes addition to  these  taxes  a  virtual  impossibility. The work-
shops suggested financing through fees  for service, public utility
management, taxes on retail  sales, and  similar  devices as substi-
tutes for property taxes.
   The  feeling of all the workshops was that solid waste manage-
ment is  technically feasible,  and that  implementation of solid

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                           Workshops
waste plans is  more  likely to be impeded by  public misunder-
standing   than   by  technological  inadequacy.   One  workshop
summed up its views in Abraham Lincoln's words:
       "Public  sentiment  is  everything.  With public senti-
    ment nothing can  fail; without it nothing can succeed.
    Consequently,  he  who  molds public sentiment  goes
    deeper  than  he  who enacts statutes  or pronounces
    decisions."

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        THE LIGHT AT THE END OF THE TUNNEL

                    H. Lanier Hickman, Jr. *

   There  are always inherent dangers in summarizing a meeting:
there is a tendency towards  sentimental partiality to one's pro-
gram and  one's colleagues; there  is a tendency to  avoid objective
summation and analysis in favor of pats on  the back and approval
all around. The stage for this meeting in September 1969 was  set
in September 1966 when we first met to  discuss solid  waste
planning.  At that time,  few of us knew what we  were doing or
what we were going to do. Today we know our purpose and our
direction,  but some of us still do not really know what we are
doing or what we are going to do.
   Senator Boggs' keynote comments  about the  great solid waste
industry were most pertinent. His review of legislative  plans con-
tains  important implications.  The bills now pending in Congress
will  have  far-reaching effects on  current solid  waste management
and will shape the direction of the future.
   Mr.  Roberts discussed the basics of the planning process. His
listing of  "don'ts" is  worth  repeating:  (1) don't overlook any
aspect of  solid  waste management: (2) don't get data happy; (3)
don't keep a closed mind; (4) don't forget  interrelationships; and
(5) don't reinvent the wheel.
   During the workshop sessions following  Mr. Roberts' presenta-
tion  on planning, different groups tried to relate  the discussion of
planning to the  do's and don'ts. Some groups  concentrated  on
problems  of planning  while others concentrated on problems of
solid  wastes. It was difficult  for the  participants  to discuss the
planning process  objectively because  of their varying  experiences
and  the stages of plans in their States. The  Bureau  of Solid Waste
Management has  provided a guide to  planning, to  stimulate (not
direct) the planning in  each area.  The planning process is an aid to
decisions-making and not a panacea for all our problems.
*Director, Division of Technical Operations, Solid Waste Management Office, Environ-
 mental Protection Agency.
                              77

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78                          Hickman
   Mr.  Weaver set  the stage for  a  discussion on the data needed
for solid waste planning.  He stressed the broadening of our data
base by studies of those aspects of solid waste management not
covered during the first national survey. He pointed out the need
of data for  systems design, which the national survey did not
provide. I submit to you that  the  development of systems design
data  is  not  necessary to  effectively  plan a  State  solid waste
management  program.
   In the workshops there  was no consensus on how much  data
collecting is  enough. This confusion probably  arises  because we
fail to  remember what the data are being  collected for. A State
solid waste management program must deal with the broad prob-
lems  and cannot  usually develop  operating systems  for specific
areas. Although in  certain cases precise surveys may be useful, we
should  not  normally  be  developing action program data  at the
State level.

   Mr.  Healy described the interrelationships of government and
solid  waste  management, emphasizing  the  roles of each level of
government and the need for cooperation. Division of responsibili-
ties simplifies the problem of data collection and the development
of solid waste management  plans.

   The workshop  sessions  on intergovernmental cooperation in-
dicated clearly that cooperation with  other agencies is not at a
commendably high level.  It is  discouraging that  some solid waste
management  officials have  not yet established a formal interface
with  other agencies and particularly  with the official planning
agencies of State government. The major point to arise out  of this
session  was  the need  for strong public involvement in the prob-
lems of solid waste mangement. Active, aggressive, and innovative
programs  are needed  to  elicit public  interest  and support. Al-
though  some agencies are  doing good  work in this  area, much
more  needs to be done.

   The session on  planning progress contained  several points of
interest.  Too many agencies are trying to collect  too much de-
tailed information.  Although each  agency  can best  judge what it
needs,  it is  important to remember that we are trying to  define
the problem and develop a plan to solve  the problem. Precise design
figures are not necessary.

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                           Conclusion                         79


   Few of  the  agencies which have received drafts of our plan-
ning guidelines  have  studied  them. It is not necessary  to  follow
the guidelines precisely, but they do indicate the depth needed in
a plan. Essentially a plan should be designed to serve the needs of
the State. The  concept of regional systems is  the keystone to
effective management programs and we must constantly press this
concept.
   Strong public information  programs are an essential element in
both the  planning and the implementation phases of solid waste
management.
   Additional information on industrial and  agricultural solid
waste is needed to supplement the existing data. However,  except
in a few areas, a management plan may be developed on the basis
of  the  national survey, with  further information  added  later.
National survey  data  are adequate  in most instances to  develop a
plan. What is required is the imagination to look at it. Stop trying
to keep refining it.   In any  activity minor faults can be used as
excuses to  delay the development of a plan.  In spite of these
points, the job can be done and we are making progress. We must
not slacken our efforts just when we are nearing the completion
of plans in many agencies.
   Mr. Mields discussed the relationships  of legislation  and solid
waste management. Something more than  mere  cooperation  is
needed  to get the job done.  Strong laws and consistent enforce-
ment  are  essential to  effect  adequate  solid waste  management
programs.  In the workshop sessions  the  variation in solid waste
legislation was discussed. Some agencies  now have broad enabling
legislation that  will allow  implementation  of their plans, while
other agencies have no legislative basis for being in the solid waste
business and rely on executive favor. A good  basic  solid waste
management act is needed if programs are to progress.
   Mr. Bowerman described what it takes to implement a plan. It
is  significant  that the  implementation of  a  State plan   is not
greatly  different from  the implementation  of a  local plan.  The
same  knowledge, preparation and  action  are required.  In the
workshop sessions many  people  expressed their doubts  about
being able to implement the plans they have been working on.
However  I  think the doubters underestimate themselves and the
people of their  States. Implementing plans begins, like the  longest

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80                         H ickman

journey, with a single step. It is important to start, to take  that
first step, and then proceed with each item in the plan.
   Three years ago in September 1966 the Bureau of Solid Waste
Management started the States in  developing plans. Although  at
times that aid  and assistance  may not have been totally effective,
every State has received  some  planning assistance.  It is  time for
the other end of the bargain  to be completed and  for the States
to develop and complete the plans so desperately  needed.  The
plans are vitally needed so that the next steps in solving our solid
waste problems can  be taken.  Implementation  cannot  proceed
without planning.
   This  Symposium has given us an assessment  in how far plan-
ning has  progressed,  where the problems are, and what can be
done to implement our solid  waste management  plans. Although
there is some reluctance to saying how long the job will take,  it is
clear to  all of  us  that we  have begun it well  and can see the  way
toward  its completion. We see the  light at the end of the tunnel.

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         SYMPOSIUM PARTICIPANTS
     STATE AND INTERSTATE REPRESENTATIVES
Alabama
Alaska
Arizona
CHIPLEY, Alfred S.
Department of Public Health

HONEYCUTT, Jack
Department of Public Health

ANDEREGG, James A.
Department of Public Health

BECK, John H.
Division of Environmental Health
Arkansas
FITZGERALD, Sidney S.
Pollution Control Commission
California
Colorado
Connecticut
Delaware
HENDRIX, Arthur C.
Pollution Control Commission

BURGH, Lawrence A.
Department of Public Health

ROGERS,  Peter A.
Department of Public Health

GAHR, William H.
Department of Health

STODDARD, Orville F.
Department of Health

KURKER, Charles
Department of Health

STIEGLER, Fred, Jr.
Board of Health

WESTERMAN, Robert R.
Board of Health
                       81

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               Symposium Participants
Florida
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
BAKER, Ralph H., Jr.
Board of Health

DRUSE, Ben
Board of Health

ROBERTS, Clyde
Department of Public Health

TAYLOR, John
Department of Public Health

YOUNG, Reginald H. F.
Department of Health

ZANE, George Y.
Department of Health

JANKOWSKI, Jerome E.
Department of Health

OLSON, Robert P.
Department of Health

DOMINICK, Harvey
Department of Public Health

KOCHER, Raymond
Board of Health

CLEMENS, Jack
Department of Health

LINN, Charles H.
Department of Health

SHULL, Ivan F.
Department of Health

HOLLAND, William D.
Department of Health

  82

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                    Symposium Participants
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Missouri
JOHNSON, Samuel N., Jr.
Department of Health

HEALY, Gerald, Jr.
Department of Health

fflNCKLEY, Wallace W.
Department of Health and Welfare

TIBBETTS, Earle W.
Department of Health and Welfare

GROZINGER, Fred
Department of Health

SHIELDS, Wilfred H., Jr.
Department of Health

COLLINS, John C.
Department of Public Health

KARAIAN, Vartkes K.
Department of Public Health

HADFIELD, Richard L.
Department of Public Health

KELLOW, Fred B.
Department of Public Health

BADALICH, John P.
Pollution Control Agency

FORSBERG, Floyd J.
Pollution Control Agency

FREDERICKSON, Ralph H.
Department of Public Health and Welfare

ROBINSON, Robert M.
Department of Public Health and Welfare
                           83

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                   Symposium Participants
Montana
Nebraska


Nevada


New Hampshire


New Jersey
New Mexico
New York
North Carolina
North Dakota
BRINCK, Caliborne W.
Department of Health

CARMODY, Terrence D.
Department of Health

JOHNSTON, Hugh
Department of Health

WILLIAMS, James
Department of Health and Welfare

BUMFORD, Forrest
Department of Health and Welfare

MURPHY, James J.
Department of Health

PRICE, Arthur W.
Department of Health

DAVALOS, Samuel P.
Health and Social Services Department

MOYNIHAN, Terrence
Health and Social Services Department

RAYMOND, Allan E.
Department of Health

WILKIE, William G.
Department of Health

STRICKLAND, Odell W.
Board of Health

USRY, Sidney H.
Board of Health

CHRISTIANSON, Gene A.
Department of Health
                         84

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               Symposium Participants
Ohio
Oklahoma
Oregon
LOBB, Everett
Department of Health

DAY, Donald E.
Department of Health

BALL, Orville
Department of Health

GROSECLOSE, Herman
Department of Health

BAILEY, Bruce B.
Board of Health
Pennsylvania
Rhode Island
South Carolina
Tennessee
Texas
CULHAM, William B.
Board of Health

BUCCIARELLI, William
Department of Health

ERICKSON, Richard
Department of Health

QUINN, John S.
Department of Health

DICKERT, H. K.
Board of Health

GIBSON, Robert H.
Board of Health

BOOTH, David
Department of Public Health

TIESLER, J. Tom
Department of Public Health

COCHRAN, David M.
Department of Health

   85

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                 Symposium Participants
Utah
Virginia
Washington
West Virginia
Wisconsin
Wyoming
FLEMMING, Robert
Texas Water Quality Board

HOUSTON, David L.
Department of Health

HURST, Howard M.
Department of Health and Welfare

SHIELDS, Ellis R.
State Division of Health

DORER, Ralph D.
Virginia Health Department

JAMES, William
Virginia Health Department

JENSEN, Emil C.
Department of Health

MYKLEBUST, Roy J.
Department of Health

LYONS, O. R.
Department of Health

McCALL, Robert G.
Department of Health

DORCH, Ralph D.
Department of Natural Resources

WELLS, Avery
Department of Natural Resources

GROSS, Kenneth A.
Natural Resources Board

HUMPHREY, George D.
Natural Resources Board
                        86

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      BUREAU OF SOLID WASTE MANAGEMENT STAFF
ANDERSON, Earl J.
Boston

BRIDGES, James S.
Cincinnati
GRIFFIN, Robert J., Jr.
Rockville

HAMPEL, Charles R.
Cincinnati
CARRUTH, Dennis E.
Cincinnati
HELMS, Billy P.
Cincinnati
CLEVELAND, Elmer G.
Atlanta
HICKMAN, H. Lanier, Jr.
Rockville
CONNOLLY, Hugh H.
Rockville
HUEBNER, Dennis
Cincinnati
CRANE, Larry E.
Cincinnati
JONES, Thomas C.
Cincinnati
CUMMINGS, Russell E.
New York
JORDAN, Jacquelyn S.
Rockville
CURRY, James C.
Cincinnati

DEHN, William T.
Cincinnati
KEHR, William Q.
Chicago

KELLER, Daniel J.
Cincinnati
DEMARCO, Jack
Cincinnati
LONERGAN, Richard P.
Cincinnati
EBERHARD, Karen S.
Denver

FLAHERTY, Judith A.
Cincinnati

GAZDA, Lawrence P.
San Francisco
LOVELL, Leander B.
Cincinnati

MARCELENO, Troy
Cincinnati

MORRIS, Grover L.
Dallas
                            87

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                     Symposium Participants
MUHICH, Anton J.
Cincinnati

NICHAMIN, Lesley O.
Cincinnati

NICHOLS, Marsha A.
Cincinnati

REID, Billy
Cincinnati
STOLL, Bernard J., Jr.
Charlottesville

STUMP, Patricia L.
Cincinnati

STURGESS, Judy
Kansas City

SWAVELY,  Daniel D.
Cincinnati
RHODA, Richard E.
Rockville

RITTER, Donna L.
Rockville

RUF, John
Jacksonville

SHIEL, Daniel J.
Cincinnati
TALTY, John T.
Denver

TOFTNER, Richard O.
Cincinnati

TOWNLEY, Donald A.
Kansas City

TUCKER, Morris G.
Cincinnati
SMITH, Milbourn L.
Cincinnati
VAUGHAN, Richard D.
Rockville
STENBURG, Merry L.
Cincinnati
WILLIAMSON, Bobby
Boston
                            88

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                        SUBJECT INDEX
Agencies,  in  solid  waste
  management, 51, 52
  interrelationships,  42,  43
  44, 47, 48, 78
  State,  for pollution control,
  48,49
  urban,  in  solid  waste
  management, 42
Agriculture, solid wastes in, 39
Automobiles, junked,  38,  39

Burning, ban on, 64, 71

Cities,  agencies  of, in solid
  waste management, 42
  environmental role, 53
  solid  waste  management,
  16,41,74,75
  waste  treatment  plants,  56
Compaction,  in  solid  waste
  disposal, 68

Data, collection of, 78
  for systems analysis, 32
  function, 29, 37
  methods of collection,  37
  planning and, 17, 18
  procedures, 29, 30, 31
Data, for solid waste manage-
  ment planning, 29-39,  78
  needs for, 79
  sources of, 38
Disasters, solid waste planning
  and,25

Environment, control of, tech-
  nology, 59
  government role, 53
  grants for, 56, 57
  legislation, 5—9, 52—55
  national policy, 58, 59
  protection, i, ii, 72
  public  attitudes, 52, 53,  59
  regional approach, 55
  role of cities, 53
  role of States, 53
Environmental  health,  task
  force, 57, 58
Environment  quality, council,
  58
  landfill and, 70
  responsibility for, 55
Facilities, construction grants
  for, 56
  for solid waste disposal, 44,
  74
Funding, for solid waste  dis-
  posal, 62-64
  sources of, 64

Government,  interrelation-
  ships, 78
Grants,  for  environmental
  programs, 56, 57
  for facility construction, 56
  for planning, 1
  for solid  waste  manage-
  ment, 64, 74
  for water pollution control,
  56
Guidelines, for  solid  waste
  management planning,  25,
  77,79

Incinerators, operation of, 68
Industry, solid wastes in, 39


Land, acquisition for landfill,
  33
  development agency, 33
Landfill,  environmental
  quality and, 70
  land acquisition, 33
  operation, 69
  parks and, 70
  problems, 33
  sites for, 24, 26, 33, 71
                                89

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Legislation, administration of,
  61
  compliance with, 64
  environmental, 5—9, 52—55
  jurisdictional  problems,  55
  on  solid  waste,  1,  7,  8,
  51-65, 79
  planning and, 61
  public relations and, 71,  72
  State, 73

Oceans,  solid waste disposal
  in, 25

Parks, landfill and, 70
Planners, function, 15,  17
Planning, 13-20
  areas  of  specialization,  15
  data for, 17, 18,78
  decision-making and, 13
  definition, 13, 21
  "don'ts," 18
  economics, 23
  government   interrelation-
  ships, 78
  grants for, 1
  guidelines for, 22, 77, 79
  implementation of, 67-76,
  79
    technology   and,  67,  68
  in solid waste management,
  15-19,21
    progress, 77
  information on, 70, 71
  j urisdictional   factors  and,
  23,24
  legislation and, 61
  objectives, 22
  political factors, 23
  priorities, 22
  problems, 19
  regional, 16, 51, 57
  reports on, 70
  State role, 22
  systems analysis and, 17, 78
  technology and, 69
  trends, 13
Pollution,  control  of,  grants
  for, 56
  State  control agencies, 48,
  49
Public, attitude  toward
  environment, 52, 53, 59
Public relations, in solid waste
  management,  23,  47—50,
  71,72,75,78
  legislation and, 71, 72

Railroads,  use  of,  for solid
  waste disposal, 68
Resource Recovery Act, 57,
  58
Resources, salvage of, 9

Sanitary landfill. See Landfill.
Sites, for landfill, 26, 71
  for solid waste disposal, 24,
  33,49
  State inspection of, 74
Solid waste, collection prac-
  tices, 33, 34
  definitions, 30
  disposal, Act,  1,  7,  56, 57
     compaction in,  68
     costs, 7,8,42,43
     facilities for, 44, 74
     funding, 62, 64, 75
     in ocean, 25
     land development  agency
     and,33
     national legislation, 1, 7,
     56,57
     natural disasters and, 25
     regional   planning  for,
     43-45
     sites for,  24, 26,  49, 71
     special problems,  25, 49
     State  guidelines  for,  34
                                90

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  surveys of, 37, 43, 79
  tax policies, 45
  technology,  24
  use of railroads for, 68
handling, 46
incineration of, 68, 69
legislation on, 1, 7, 8
management, administra-
tion, 61
  agency interrelationships,
  42, 44, 47, 48, 50, 78
  data  collection  for,
  29-39, 78
  grants for, 64,  74
  guidelines for,  25, 77
  intergovernmental co-
  operation in, 41—50
  legislation, 51-65, 79
  operating needs, 73
  plan implementation,
  67-76, 79
  planning, 15—19
  public relations  and, 23,
  47-50,71,72,75,78
  regional planning, 51
  role  of  cities,  16, 41,
  74-75
  role  of  government
  agencies, 51, 52
  role of States,  16,26,41,
  50,61-65,74
  State advisory com-
  mittees for, 50
  State legislation  and,
  61-65
  systems design in, 78
  training programs, 68—69
  urban agencies, 42
planning,   economics and,
23
  objectives, 22
  State role, 22
quantity, 6
surveys, 31
  treatment plants, 56
States,  agency  coordinating
  committees, 26, 78
  environmental role, 50, 53
  legislation, 61-65, 73
  pollution  control  agencies,
  48,49
  role in solid waste planning,
  22
  solid  waste legislation,
  61-65, 73
  solid  waste  management
  and, 16, 26, 34, 41, 47, 48,
  74,79
Surveys, frequency, 37, 38
  on solid waste, 37,  79
  special problems, 38, 39
  techniques, 29—31
Systems  analysis,   planning
  and, 17, 78
  data for, 32
Tax policies, in solid waste dis-
  posal, 45
Technology,  for  environ-
  mental control, 59
  in refuse handling, 46
  in solid waste management,
  24
  plan  implementation  and,
  67,68
  planning and, 69
Training,  in  solid  waste
  management, 68, 69

Wastes, agricultural, 39
   automotive, 38, 39
   industrial, 39
Water  pollution, control  of,
   31,56
                                91

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             AUTHOR INDEX
Boggs, J. Caleb	  5

Bowerman, Frank	67

Healy, Patrick	41

Hickman, H. Lanier, Jr	77

Mields, Hugh, Jr	51

Roberts, Thomas H	13

Vaughan, Richard D	i, 1

Weaver, Leo	29
                                      yo337
                     92

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