WATER POLLUTION CONTROL RESEARCH SERIES 11022 EFF 01/71
      Prevention and  Correction
 of Excessive Infiltration and Inflow
         into Sewer Systems
   A Manual of Practice
ENVIRONMENTAL PROTECTION AGENCY • WATER QUALITY OFFICE

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                  WATER POLLUTION CONTROL  RESEARCH SERIES

The Water Pollution Control  Research  Reports  describe the  results  and  progress
in the control  and abatement of pollution  of  our Nation's  waters.   They provide
a central source of information on the research, development and  demonstration
activities of the Water Quality Office of  the Environmental  Protection Agency,
through in-house research and grants  and contracts with  the  Federal, State,
and local agencies, research institutions, and industrial  organizations.

Triplicate tear-out abstract cards are placed inside the back cover to facili-
tate information retrieval.   Space is provided on the card for the user's
accession number and for additional  key words.  The abstracts utilize  the
WRSIC system.

Inquiries pertaining to Water Pollution Control  Research Reports  should be
directed to the Head, Project Reports System, Planning and Resources Office,
Research and Development, Water Quality Office, Environmental  Protection
Agency, Washington, D.C.  20242.

Previously issued reports on the Storm and Combined Sewer  Pollution Control
Program:

11034 FKL 07/70        Storm Water Pollution  from Urban  Land Activity
11022 DMU 07/70        Combined Sewer Regulator Overflow Facilities
11024 EJC 07/70        Selected Urban Storm Water Abstracts, July  1968 -
                       June  1970
11020 --- 08/70        Combined Sewer Overflow Seminar Papers
11022 DMU 08/70        Combined Sewer Regulation and Management -  A Manual
                       of Practice
11023 --- 08/70        Retention Basin Control of Combined Sewer  Overflows
11023 FIX 08/70        Conceptual Engineering Report - Kingman Lake Project
11024 EXF 08/70        Combined Sewer Overflow Abatement Alternatives  -
                       Washington, D.C.
11023 FDB 09/70        Chemical Treatment  of  Combined Sewer  Overflows
11024 FKJ 10/70        In-Sewer Fixed Screening of Combined  Sewer  Overflows
11024 EJC 10/70        Selected Urban Storm Water Abstracts, First Quarterly
                       Issue
11023 --- 12/70        Urban Storm Runoff  and Combined Sewer Overflow  Pollution
11023 DZF 06/70        Ultrasonic Filtration  of Combined Sewer Overflows
11024 EJC 01/71        Selected Urban Runoff  Abstracts,  Second Quarterly Issue
11020 FAQ 03/71        Dispatching System  for Control  of Combined  Sewer
                       Losses
                                   To be continued on inside back cover

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PREVENTION AND CORRECTION OF EXCESSIVE INFILTRATION
             AND INFLOW INTO SEWER SYSTEMS
                      Manual of Practice
                            by the

             AMERICAN PUBLIC WORKS ASSOCIATION


                           For the


             ENVIRONMENTAL PROTECTION AGENCY
                    WATER QUALITY OFFICE
                             &


        THIRTY-NINE LOCAL GOVERNMENTAL JURISDICTIONS
                     Program No. - 11022EFF
                         January, 1971
                       Contract 14-12-550
     For sale by the Superintendent of Documents, U.S. Government Printing Office
                  Washington, B.C. 20402 - Price $1.25
                      Stock Number 5501-0053

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            SPONSORING LOCAL AGENCIES

                     City of Akron .Ohio
                City of Albuquerque, New Mexico
                 City of Ann Arbor, Michigan
             Arlington County, Arlington, Virginia
                 City of Baltimore, Maryland
    Metropolitan District Commission, Boston, Massachusetts
               City of Charlotte, North Carolina
                 City of Charlottetown, P.EJ.
                City of Chattanooga, Tennessee
  The Metropolitan Sanitary District of Greater Chicago, Illinois
                   City of Columbus, Ohio
                City of Daytona Beach, Florida
                 City of Indianapolis, Indiana
                    Kansas City, Missouri
                 City of Ludington, Michigan
                   City of Miami, Florida
                  City of Middletown, Ohio
                 City of Milwaukee .Wisconsin
                City of Minneapolis, Minnesota
               City of Montreal, Quebec, Canada
                   City  of Muncie, Indiana
                 City of Oshkosh, Wisconsin
                City of Pittsburgh, Pennsylvania
              Oakland County, Pontiac, Michigan
                 City of Puyallup, Washington
                 City of Richmond, Virginia
               City of St. Clair Shores, Michigan
   Metropolitan St. Louis Sanitary District, St. Louis, Missouri
                 City of San Carlos, California
                 City of San Jose, California
        San Pablo Sanitary District, San Pablo, California
Santa Clara County Sanitation District No. 4, Campbell, California
                 City of Seattle, Washington
                 City of Springfield, Missouri
                   City  of Topeka, Kansas
         Municipality of Metropolitan Toronto, Ontario
                   City  of Wichita, Kansas
Metropolitan Corporation of Greater Winnipeg, Manitoba, Canada

                      Also Contributing
                  City of Detroit, Michigan


                     EPA Review Notice


      This  report has been reviewed by the Environmental
      Protection  Agency  and  approved  for publication.
      Approval  does   not  signify  that   the  contents
      necessarily  reflect  the  views and  policies of the
      Environmental Protection Agency.

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                 ABSTRACT

    As a result of ajnational study of the sources and
prevention of infiltration and  inflow,  a  Manual of
Practice was proposed. The  Manual is intended to
serve as asuide to local officials in evaluating their
        S353W9'
construction  practices,  conducting surveys  to
determine the extent and location of infiltration and
inflow, the making of economic analyses of the cost
of excessive infiltration/inflow waters; and instituting
corrective action.
    Excerpts from sewer control legislation are given
as well as information on air  and exfiltration testing.
    This Manual of Practice  was prepared for the
Environmental  Protection  Agency  in  partial
fulfillment of Contract 14-12-550. The study was also
supported  by  thirty-nine public  agencies. A
companion document,  "Control of Infiltration and
Inflow Into Sewer Systems", was also prepared.

Key Words:  INFILTRATION, INFLOW, INVESTI-
GATION, CONSTRUCTION, LEGISLATION, TEST-
ING, ECONOMICS.
                       111

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                             APWA RESEARCH FOUNDATION
                                         Project 69-Ib


                                   STEERING COMMITTEE
                      Paul C. Soltow, Jr., Chairman, San Pablo Sanitary District
                   George E. Bums, Metropolitan Corporation of Greater Winnipeg
               Richard L. Castle, Oakland County, Michigan, Department of Public Works
                     S. J. McLaughlin, The Metropolitan St. Louis Sewer District
                Alfred R. Pagan, (ASCE), Bergen County, New Jersey, Engineer's Office
                     Lloyd Weller, (WPCF), Black & Veatch Consulting Engineers
                               Richard H. Sullivan, Project Director
                             Arthur T. Brokaw, Principal Investigator
                               Dr. Morris M. Cohn, Staff Consultant
                               ENGINEERING ADVISORY PANEL
                                Frank Kersnar, Brown and Caldwell
                     Walter Thorpe, Tolz, King, Duvall, Anderson and Assoc., Inc.
                           Charles R. Velzy, Charles R. Velzy & Associates

                                INDUSTRIAL ADVISORY PANEL
                                 L. E. Gottstein, P.E., Chairman,
                                     American Pipe Services
Charles M. Aiken, Raymond International, Inc.
James R. Alley, Certain-teed Products Corp.
Joseph P. Ashooh, The Assoc. General Contractors
 of America
Donald M. Cline, Pacific Clay Products
Robert Hedges, Rockwell Manufacturing Co.
Quinn L. Hutchinson, P.E., Clow Corp.
Harold Kosova, Video Pipe Grouting, Inc.
Tom Lenahan, Environmental Control Research Center
W. J. Malcom, P.E., Cherne Industrial, Inc.
Joseph McKenna, Industrial Material Co.
             Charles Prange, Rockwell Manufacturing Co.
             John Roberts, Armco Steel Corp.
             Harold Rudich, National Power Rodding Corp.

             Joseph A. Seta, Joseph A. Seta, Inc.
             H. W. Skinner, Press-Seal Gasket Corp.
             E. W. Spinzig, Jr., Johns-Manville Sales Corp.
             Edward B. Stringham, Penetryn System, Inc.
             William M. Turner, Griffin Pipe Products Co.
             Joe A. Willett, American Concrete Pipe Assoc.
             John A. Zaffle, United States Concrete Pipe Co.
          R. D. Bugher
          R. H. Ball
          Lois V. Borton
          Marilyn L. Boyd
          Doris Brokaw
   APWA Staff*
R. B. Fernandez
John R. Kerstetter
Shirley M. Olinger
Violet Perlman
Ellen M. Filler
Frederick C. Ross
Terry Tierney
George M.Tomsho
Oleta Ward
Mary J.Webb
                   *Personnel utilized on a full-time or part-time basis on the project.
                                            IV

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                                        CONTENTS

                                                                                       Page
SECTION 1   Introductory Statement: The Infiltration and Inflow
             Problem and Its Prevention and Control	   1
SECTION 2   Design Standards and New Construction Methods for the
             Control of Infiltration   	5
SECTION 3   Correction of Infiltration Conditions,Existing Systems	29
SECTION 4   Controlling Discharge of Inflow    	39
SECTIONS   Economic Guidelines	51
SECTION 6   Trends and Developments	63
SECTION?   Acknowledgements   	69
SECTIONS   Glossary of Pertinent Terms	75
SECTION 9   Appendices	   79
                                          TABLES

2.3.1    Standard Specifications for Selected Sewer Pipes   	10
2.4.2    Design Flows Designated by State and Province Regulations     	           15
2.4.2.1   Illustration of Design Infiltration/Inflow Allowance Calculation
         Example 1	17
2.4.2.2   Example 2   	17
5.2.1    Community Profile    	54
5.2.2    Unit Capital Costs of Sewage Collection System   	    55
5.2.5.1   Unit Treatment Plant Costs Per MGD (1967 Price Level)	57
5.2.5.2   Total System Costs - 100,000 Population  .  .      	59
5.2.5.4   Total System Costs - 250,000 Population	60
5.2.5.6   Per Capita and Per 1000 GPD Costs-Municipal System    	61
                                         FIGURES

2.4.2.1   Ratio of Peak Sewage Flow to Average Flow	14
2.4.2.2   Intensity-Duration-Frequency Rainfall Curves     	    	16
2.4.2.3   Stormwater Allowance for Design of Separate Sewers	    18
2.5.1.3   Bedding for 84-Inch Interceptor	21
2.5.1.4   Placement of Rock Bed 72-Inch Interceptor	22
3.3      Ground Water Gauge	     ...  32
5.2.5    Total Capital Cost - Primary & Secondary Treatment	     . .    .  .  58
5.2.5.3   Annual Collection & Treatment Costs  as Percent of Total
         Annual Municipal Costs	59
5.2.5.5   Annual Collection & Treatment Costs  as Percent of Total
         Annual Municipal Costs	      	60

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                    AMERICAN PUBLIC WORKS ASSOCIATION

                                   Board of Directors
                               Myron D. Calkins, President
                             William W. Pagan, Vice President
                               Ross L. Clark, Past. President
Ray W. Burgess       Frederick R. Rundle          Wesley E. Gilbertson   Erwin F. Hensch
Timothy J. O'Leary    Lt. Gen. Frederick J. Clarke    Herbert Goetsch      Lyall A. Pardee
Harmer E. Davis       Donald S. Frady              Leo L. Johnson       Gilbert M. Schuster
                           Robert D. Bugher, Executive Director
                         APWA RESEARCH FOUNDATION

                                   Board of Trustees
                               Samuel S. Baxter, Chairman
                               W. D. Hurst, Vice Chairman
                        Fred J. Benson          William S. Foster
                        John F. Collins          D. Grant Mickle
                        James V. Fitzpatrick     Milton Offner
                                    Milton Pikarsky
                           Robert D. Bugher, Secretary-Treasurer
                           Richard H. Sullivan, General Manager
                                       VI

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                SECTION 1
INTRODUCTORY STATEMENT: THE INFILTRATION AND
INFLOW PROBLEM AND ITS PREVENTION AND CONTROL

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                                             SECTION 1
                       INTRODUCTORY STATEMENT:  THE INFILTRATION AND
                       INFLOW PROBLEM AND ITS PREVENTION AND CONTROL
THE PROBLEM
    A  serious  problem  results  from  excessive
infiltration into  sewers from  ground water sources,
and  high  inflow  rates into sewer systems through
direct connections from  sources  other  than those
which sewer  conduits  are  intended to  serve. The
hydraulic  and sanitary effects of these  extraneous
flows are of particular importance now because urban
growth generally  requires all available sewer capacities
to handle present flows and serve future expansion.
The  pollutional effects of by-passed and spilled and
under-treated waste water flows caused by infiltration
and  inflow are paradoxical at a  time when higher
degrees  of treatment are  being demanded to protect
the nation's water resources.
    The  effects  of these extraneous waters are  of
primary importance in separate sanitary sewers. These
intrusion  waters  pirate greater proportions of the
relatively  smaller sanitary  lines  than of combined
sewers  and  storm  sewers.  When  sanitary sewers
become surcharged and  produce  flooding  of street
and  road areas and back-flooding into properties, the
spilled flows  are a serious sanitary hazard.  Similarly,
when by-passing of pumping  stations, sanitary relief
and  interceptor lines, and sewage treatment processes
occur  because  of  excessive  infiltration-inflow
volumes,  the  waste  waters discharged to  receiving
waters have great pollutional potential.
    In combined sewers, such intruded waters offer
less  threat of surcharging and back-flooding during
dry  weather  flows,  but  the  hazard  of local
overloading during  storm  periods should not  be
discounted. Unnecessary  and  over-long overflows at
combined sewer  regulator  stations   introduce
pollutional waste waters  into  receiving waters. (The
effects of overflows were investigated and reported
upon by the  American Public Works Association for
the   then  Federal  Water  Pollution   Control
Administration,  Department  of  the Interior, and
participating local jurisdictions in  a project covering
"Problems  of  Combined  Sewer  Facilities and
Overflows - 1967").
    The effects of infiltration, and inflow  are alike,
except for two specific conditions. Infiltration, and
its  counterpart - exfiltration - often produce local
washout  of soil  bedding around  defective pipe  or
joints, followed by actual failure of the sewer barrel
or cave-in  of roadways and pavements and loss  of
nearby utilities and utility vaults. No such effects are
attributable to inflow connections. In  infiltration, a
direct relationship exists between the entry of sewer
flows through  defective pipe  and joints  and  the
intrusion of water  seeking tree roots  through  the
same cracks or openings. No such relationship exists
in the  case of points  of inflow into sewer systems.
The clogging of sewers with intruded sand, clay, or
gravel at points  of infiltration is a specific infiltration
effect not duplicated in the phenomenon of inflow.
    When  infiltration  waters  and inflow  waters
become commingled within sewer systems  they  are
not readily distinguishable from each other. The  net
effect of their  presence-is  the  same: robbed sewer
system capacities and usurped capabilities of system
facilities  such  as  pumping,  treatment, and
regulator-overflow structures. What is different about
these two types of  extraneous waste waters is their
source.
    This difference is borne out by the definitions of
"infiltration" and "inflow" chosen as guidelines for
the  study  of  this  problem  in  1969-70  by  the
American  Public  Works  Association  Research
Foundation  for  the  Federal Water  Quality
Administration   and  39 participating  local
jurisdictions in the United States and Canada. For a
clear understanding of the purposes of this Manual of
Practice (which is  the end-product of  the  national
investigation of the infiltration  and inflow problem),
it is essential to restate these basic definitions:
   "INFILTRATION"  covers  the  volume  of
   ground  water  entering  sewers and  building
   sewer  connection   from  the  soil,  through
   defective  joints,  broken   or  cracked   pipe,
   improper connections, manhole walls, etc.
   "INFLOW" covers the volume of any kinds of
   water discharged  into sewer  lines from such
   sources as roof  leaders; cellar and yard area
   drains;  foundation  drains;  commercial  and
   industrial so-called "clean  water" discharges;
   drains from springs and  swampy areas; etc. It
   does  not include,  and is distinguished  from,
   "infiltration."
   "INFILTRATION/INFLOW" is the  volume of
   both infiltration water and inflow water  found
   in  existing  sewer  systems, where  the
   indistinguishability  of the two  components of
   extraneous  waters  makes  it  impossible  to

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   ascertain the amounts of both or either.
    These basic definitions serve  two purposes - to
define the difference between the two extraneous
water flows, and to  show that the difference relates
to sources, rather than characteristics, of such flows.
Definitions of other  words and phrases used in this
Manual of Practice are contained in the Glossary of
Pertinent Terms, Section 8.
    Infiltration results from soil conditions in which
sewer  lines are laid; the quality of materials and
construction  workmanship;   ground  water  levels;
precipitation  and percolation of  surface  waters;
waters retained in the interstices of surrounding soils,
and the stability of pipe and joints and appurtenant
sewer structures after periods of service.
    Inflow is  the  result  of deliberately planned  or
expediently  devised connections of sources   of
extraneous waste  water  into  sewer systems. These
connections serve to dispose  of unwanted storm
water  or  other drainage  water and  wastes  into a
convenient drain conduit. They are interpreted,  in
terms  of  this  Manual, to include the deliberate  or
accidental draining of low-lying or flooded areas into
sewer systems through manhole covers.
    Infiltration  and   inflow  conditions  have  two
characteristics  in common, in that each problem is
divided into  two parts:  prevention of  excessive
extraneous flows,  and  correction  of conditions
already imposed on existing sewer systems.
        In the  case  of  infiltration,  prevention  of
excessive entries into new sewer systems depends on
effective design; choice of effective materials of sewer
construction;  imposition  of rigid  specifications
limiting  infiltration allowances; and  alert  and
unremitting inspection and  testing of construction
projects   to   assure tightness  of sewers  and
minimization of infiltration waters.
    Correction  of infiltration  conditions in existing
sewer systems  involves evaluation and interpretation
of sewage  flow conditions to determine the presence
and extent of excessive extraneous water flows from
sewer system  sources, the  location and gauging  of
such infiltration flows, and the elimination of these
flows  by  various corrective, repair and replacement
methods.
    In the case of inflow onditions, the problem is
similarly  two-faceted:  prevention and  cure.
Prevention of excessive inflow volumes is a matter of
regulating   sewer uses and  enforcement   of such
precepts and codes by means of vigilant surveys and
surveillance  methods. Correction of existing inflow
conditions involves  location  of points  of inflow
connections;  determination of  their legitimacy  or
illicit  nature;  evaluation  of  the responsibility  f°r
correction  of  such conditions; establishment  of
inflow  control  policies  where  none have  been in
effect; institution of corrective policies and measures,
backed  up  by  investigative  and  enforcement
procedures to make such policies potent.

THE NEED FOR GUIDELINES:
THE MANUAL OF PRACTICE
    Control of  infiltration  and inflow  in all future
sewer  construction  work, and  the search  for and
correction of excessive intrusion of excessive flows of
extraneous waters into existing  sewer systems, is an
essential part of sewer system management.
    Past  practices  often have  been  based  on
inadequate  technical  policies,   usually  devoid  of
substantiating data  on  causes  and  effects  of
infiltration and  inflow conditions. There  has been a
dearth of standardization of such practices; the policy
of  "standardization"  has been limited  to a
follow-the-leader attitude of accepting and using  the
criteria of  others without consideration  of their
applicability  to  present-day  materials  and
methodologies.
    In  fairness  to the great advances made in  the
manufacture  of pipe and joint materials, a review of
practices  is long  overdue. This  Manual has  been
prepared to provide a stimulus  to improve practices in
the design, construction and  operation-maintenance
of sewer systems.
    One  word  of  clarification  and  caution  is
necessary. This Manual is designed as a compilation of
practices in the subjects outlined, in terms of their
applicability  to the  actual  conditions under  which
specific  new  sewer  system  projects  are to  be
constructed  or existing  systems  are to be operated
and maintained. In  short, what  is offered  here  are
general guidelines for better practices - pointing  the
way to improvements in control of infiltration and
inflow, sewer service, and water quality  control. It is
hoped  that  the guidelines contained in this Manual
will result in the eventual development of  so-called
"standards of practice,"  with the understanding that
each project, each sewer system, must be designed,
equipped, constructed, and operated to meet specific
local conditions.

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                              SECTION  2

         DESIGN STANDARDS AND NEW CONSTRUCTION  METHODS
                  FOR THE  CONTROL OF INFILTRATION
                           IN SEWER SYSTEMS
2.1	Basic Factors
2.2	Predesign Investigations
2.3	Pipe and Jointing Materials and Practices
2.4	Design Criteria for New Sewers
2.5	Construction Methods and  Inspection
2.6	Testing for Acceptance
2.7	Standards  for Building Sewers

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                                              SECTION 2
                       DESIGN STANDARDS AND NEW CONSTRUCTION METHODS
                                 FOR THE CONTROL OF INFILTRATION
                                          IN SEWER SYSTEMS
2.1 BASIC FACTORS
    The  initial  area of  concern  in  reducing  or
eliminating infiltration  involves the production of a
pipe system and appurtenances which are water-tight
and  do  not  permit ground  water leakage. The
realization of this objective begins during design; but,
in truth,  a number of  preliminary activities  are
necessary  to provide vital background  information
before any design decisions are made.
    This section proposes  a logical, orderly approach
to the entire problem of producing an infiltration-free
sewer in the first instance, and one that will resist
deterioration  in  service  due to  improper  design,
workmanship, or maintenance practices. Not every
detailed step  which would be used in good sewer
design practice will be delineated. The emphasis is on
those factors  in design  and  construction that are
particularly involved with infiltration control. Any
criteria  which affect the installation of a sound  and
well-built system will aid in reducing infiltration, but
there ' are  many  considerations  of hydraulic  and
structural significance that may have little bearing on
infiltration control.
    References will be made to appropriate published
manuals on general sewer  design and construction
techniques  in  lieu of  any  attempt to  assemble
repetitive material that could be voluminous and not
totally applicable to infiltration control.
    It is appropriate to point out at the outset that
the first step in producing infiltration-free sewers may
be the selection of a qualified and experienced civil
engineer.  Even  the larger communities  or agencies
may not have sufficient personnel to execute the field
survey-and design activities required to produce plans
and  specifications for  extensive  sewer  system
construction.  Small subdivision  systems often  are
engineered by a consultant  for the private  owner,
subject  to agency approvals. The choice  of  a
consultant  may involve  the most  important decision
of the project.
    A number of professional .societies  and  groups
have published manuals and guides on how to select
consultants and set appropriate fees. They include:
        American Society  of Civil  Engineers
        National  Society   of  Professional
        Engineers — Salary and Fee Guide
        Consulting  Engineers Council — Selecting  a
        Consultant
2.2 PREDESIGN INVESTIGATIONS
2.2.7  Soil and Ground Water Investigations:
    Soil  and  ground water  conditions  must  be
considered if the design for a proposed sewer system
is  to  avoid  infiltration.  Section  3.7.1 describes  in
detail effects of poor soil conditions.
    The types of surveys and tests needed to obtain
the necessary information include:

a.  Reconnaissance
    Reconnaissance is the  gathering  of  available
information on soils and groundwater conditions. For
small  projects,  it  may  supply  all the  necessary
information for proper design. For major projects, it
will serve  as a basis for a more thorough subsurface
investigation, and  may provide information on the
feasibility  of alternate locations for a proposed sewer
system.
    Geological  maps,   aerial  photographs, flood
records,  and  the  results  of  previous  subsurface
investigations performed  in the general vicinity of
proposed  construction might be  available in  the
municipal  engineer's office, libraries, universities and
utility companies.
    Telephone calls or visits to builders familiar with
the area,  municipal personnel, and local  residents
often yield  useful information or will  point  out
potential trouble areas.
    The above information  will give  direction  and
add to the effectiveness  of a personal site review.
Investigation  of  construction excavations,
watercourses, high-water  marks, lowland  wet areas,
types of  vegetation, and  rock   outcrops  furnish
additional important information  regarding soil and
ground water conditions.

b.  Types of Subsurface Investigations
    Subsurface investigations are performed to obtain
information  more directly  related to  the proper
design of the proposed sewer.
    Test pits of 10 to 15  feet in depth, depending on
the type of backhoe used, will economically provide
information  on  rock  and  soil types,  layering and
compactness, safe soil slopes, and ground water level,
and they will permit soil  and ground water sampling.
    Probing  consists  of  driving a rod through the
depth of soft or loose  soils, with or without provision
for obtaining soil samples. Probes  are usually used as

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a  supplement  to  more  reliable  methods  of
investigation.
    Auger borings may be advanced either by hand or
by power equipment. Hand auger borings are limited
in depth. Auger borings produce information on soil
type and (under certain conditions), on ground water.
The  "hollowstem  auger,"  however,  can supply
information similar to that outlined under machine
borings.
    Machine borings produce the same information as
the machine augers. In addition, they are a means to
obtain undisturbed samples and rock core samples,
and can be used as ground water observation wells.
    Geophysical exploration  methods  are  used for
very large  projects to supplement the  more direct
methods listed above.  They include  seismic   and
electrical  refraction surveys  and  require highly
specialized  personnel. The  same  applies  to aerial
photographic interpretations.
    Ground  water  readings   can be  obtained  in
conjunction with the above methods of exploration,
but generally are limited to the time of investigation.
To observe ground water fluctuations over periods of
time,   cased  machine  borings  can be  used  for
observation wells. A perforated tubing is placed in the
cased  hole  and sealed  to eliminate surface water
entrance. Ground water readings can then be made
periodically to  monitor ground water level variations.
Existing manholes  also can be used as ground water
observation wells by drilling  through the bottom of
the manhole and installing a pipe perforated below
the  manhole base  and  extended above maximum
anticipated height of water level. The system must be
sealed  at the manhole bottom to avoid  infiltration if
the ground water level rises above the manhole base.
    Advice  and   assistance  from qualified   soil
engineers and ground water experts should be sought
in connection wtih sizeable jobs or where anticipated
exploration methods warrant such expertise.

c. Types of Laboratory Tests
    Three general  types of laboratory tests can be
performed: soil classification  tests, soil performance
tests, and ground water analysis.
    Classification tests, such as sieve and hydrometer
analysis,  provide  information on  the  physical
characteristics of the soils. Results of the tests are
useful in distinguishing (1) if  a material is suitable as
backfill or  bedding; (2) if it  will produce problems
associated  with  dewatering as they  pertain  to
pumping of the fines, subsequent settlements,  and
evaluation of ground water flow. Also the tests serve
 as a basis for determining which performance tests are
needed to aid the design.
    Performance  tests provide  information  for
predicting  the behavior of the soil under additional
loads, such as embankments to be constructed next
to or over a sewer installation. Such loads could cause
differential settlements of the sewer, with subsequent
cracking and infiltration. Permeability tests results are
used  to  assess  the  rate  of ground water flow  in
connection with infiltration problems.
    Chemical ground water analysis, particularly tests
for the acidity  of the water, is important  in pipe
material selection.

d. Types of In-Situ Tests Available
    Simple field classification tests are available  to
determine  if soils encountered  are  similar to those
anticipated. Also, in-situ field density tests are used
to monitor compaction. The most common methods
are the Sand Cone Method and the Rubber Balloon
Method.

2.2.2 Soil  Clarification
    In order to  identify a specific soil  and relate  its
properties to the aspects of infiltration, it is necessary
to have some knowledge of soil  classification. For
instance, a "Brown  coarse SAND, little medium
Gravel"   will   indicate high  permeability and,
therefore, excellent ground water flow characteristics,
while a "Silty CLAY" with its low permeability will
impede ground water flow for all practical purposes.
    The  suitability of soil for  bedding or backfill
purposes and the need for specific types  of trench
sheeting and dewatering methods become apparent
with the proper classification of a soil type.
    Numerous soil classification  systems are  in use
throughout the  United  States. Soils are  generally
classified as  cohesionless or  cohesive.  Cohesionless
soils refer to boulders, gravels, sands, and silts or any
combination   thereof.   Cohesive   soils  are   those
containing clay and exhibiting plasticity.
    A soil description should contain the color of the
material and the relative proportions of the particle
sizes present in  the soil. Standard proportion  terms
are  used   in  conjunction with  classification
descriptions.
    Soil identification and  classification thus  entail
an evaluation of the relative percentages of various
soil particles. Cohesionless soils classification involves
determining the predominate particle sizes, that  is,
the major component representing more  than half the
soil.   Mentions  of  the   remainder,  the  minor

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components, then  forms the  soil  classification.

2,2.3  Analysis of Existing System
    Except in the case of a totally new sewer system,
designers  of new  sewers  plan  at  some  point to
connect  to an  existing  system,  trunk  line,  or
treatment plant. Too often, a careful analysis of the
older sections is neglected. This may be because of
time  limitations or  fee limitations, or because the
importance  of preplanning inspection and evaluation
was  overlooked or no funds were made available for
such preliminary studies. This should be corrected in
the interest  of improved sewer practices. Preplanning
investigations  should  be  separately  funded  and
completed prior to  design. At this time  preplaning
inspection cannot be funded from Federal or state
construction grants. Local funds expended for this
purpose may result in lower construction costs and
better utilization of existing facilities.
    The haphazard juncture of different parts of the
system over the  years  can result in poor hydraulic
characteristics which  are  not discovered  until an
overall systems analysis is made to correct infiltration
and  flooding problems. Most  of these bottlenecks
never  would  have  occurred if  proper preliminary
investigations had  been  made  before  new  sewer
extensions were connected. Although they are not a
cause of  infiltration, they magnify the effects and
multiply the damage and destruction. Too often, land
subdivision sewer extensions are approved with only a
cursory examination  of the adjacent trunk  capacity
and  the   treatment  plant  at the end of the  sewer
system. The condition and capacity of the intervening
system frequently are overlooked.
    The  connections of additional contributions to
an  already  overloaded  system may be against the
public interest  and  welfare.  The  adoption  of  a
program   of infiltration and inflow detection  and
correction,  as outlined in Sections  3  and 4 of this
Manual, may be necessary before acceptance of sewer
extensions.  In some areas the  state water pollution
control agencies have forced a halt to new home and
building  construction  until  existing  systems  are
corrected.
    The  following  items  should  be covered in the
analysis of  the existing system when performed by
the municipal engineer or consultant or required from
the developer's consultant on new  subdivisions:
    1. Identification of  the route  of flow for the
       added contribution from point of connection
       to existing sewer  system to  the point of
       ultimate treatment and disposal.
    2.  Selection of  key manholes along the route
        where major  junctions or merging of flows
        occur.
    3.  Opening  of key  manholes, observing flow
        and general condition and  taking invert and
        pavement elevations.
    4.  Performing hydraulic analysis  of route of
        flow to determine present  capacity and the
        effect of  new  contributions from  a sewer
        extension.
    Upon receipt  and  review  of the  preceding
information,  the  engineer in charge of  the  sewer
system should make a determination of acceptance or
rejection  of  the  sewer  extensions. Such  decisions
should be made before extensive design is performed.
In decisions on boosting  capacity,  the officials  also
should be involved  —  studies on the existing system,
making corrections, and removing bottlenecks. These
efforts are described more completely in  Section 3.
Consideration of any existing system is mentioned at
this juncture mainly because it is so  often overlooked
and the effects of existing infiltration and inflow may
well influence new design and construction.

2.3  PIPE  AND   JOINTING  MATERIALS  AND
PRACTICES
2.3.1  Types of Sewer Pipe to Con trol Infiltration
    Improvements in  pipe material ensure that the
designer  can provide  proper materials to meet rigid
infiltration allowances. The basic question of water
tightness  of pipe material may not be a matter of
concern as much as problems of structural integrity
and strength of waste water character, or of local soil
or  gradient  conditions  which  would  make   one
material  better suited than  another, or  preferable
under certain special installation conditions.
    There  are several common pipe characteristics
which  affect a pipe's  performance.  These  are ability
to:
    1.  Withstand handling during  transport to the
       job site, unloading, and laying;
    2.  Withstand  the  effects  of  corrosion from
       hydrogen  sulfide  and  resultant  acid
        formation as well as industrial chemicals; and
    3.  Withstand physical action  of cleaning
       equipment, such as saws, jets, and abrasion
        from cables  where  circumlinear lines  are
       used.
    In such cases  or situations,  pipe  materials are
chosen for reasons other than their relative resistance
to infiltration.
    The design of sewer lines which will be operated

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                                        TABLE 2.3.1
                     STANDARD SPECIFICATIONS FOR SELECTED SEWER PIPES
                             NAME                                  STANDARD
                Asbestos-Cement Non Pressure Sewer Pipe
                Asbestos-Cement Non Pressure Small Diameter Pipe
                Asbestos-Cement Pipe, Standard Methods of Testing
                Concrete Sewer, Storm Drain & Culvert Pipe
                Concrete Culvert, Storm Drain & Sewer Pipe,
                  Reinforced
                Concrete Sewer & Culvert Pipe, Joints for Concrete
                  Pipe using flexible, watertight Rubber Gaskets
                Corrugated Metal Pipe
                Rubber Rings for Asbestos-Cement Pipe
                Solid Wall Plastic Pipe
                Truss Pipe
                Vitrified Clay Pipe
under pressure also must be evaluated. The pressures
to be used may effectively determine the type of pipe
which must be used.
    The  types of sewer pipe now in use are listed
alphabetically and briefly described below:
    Asbestos-Cement  sewer  pipe  is  manufactured
from asbestos fiber, portland cement and silica, and is
divided into  seven  strength  classes which are
designated for pipe sizes ranging from 6-inch diameter
up  to  42-inch  diameter. Types of pipe specified
depend on the usage intended.
    Type I - for use  where  moderately  aggressive
    waste water  and soil  of moderate sulfate content
    are expected to come in contact with the pipe.
    Type II — for use where highly aggressive water
    or water and soil of high sulfate content, or both,
    is expected to come in contact with the pipe.
    Type III — for use  where contact with aggressive
    water and sulfate is not expected.
    Asbestos-cement pipe is  in common usage  in
many cities. Its particular advantages include reduced
number of joints due to longer laying lengths and its
relatively light weight. It is often used for pressure
sewers.
    Cast Iron or Ductile Iron is utilized primarily  in
building  drain lines  or  laterals. However, it's also
specified where  poor  sewer  foundation  conditions
exist, such as in  stream crossings; where a high water
table may require a very tight  joint,  or  when the
sewage will be under pressure, as in a force main.
    Concrete   sewer  pipe presently  is in common
usage for new construction of sewers, storm drains,
             ASTMC  428-70
             ASTMC  644-69
             ASTMC  500-70
             ASTMC  14

             ASTMC  76

             ASTM C 443
             AASHO M-36 &
             Federal Specification
             WWP-4059
             ASTM D-1869-66
             ASTM D-2751. &
                    D-2729
             ASTM D- 2686
             ASTMC-425
and culverts. Non-reinforced concrete pipe is available
in sizes ranging from  4 to 24  inches in  diameter;
reinforced concrete pipe is used for sewers  12 to 156
or more inches in diameter. One of the advantages of
concrete pipe is the relative ease of providing the
required strength in a wide range of lengths. A variety
of jointing methods are available, depending on the
tightness  required  and  the  operating  pressures
involved.
    Fiber Qass pipe has not been used extensively
for sewer service in the United States and Canada. It
has  been  limited  to special  application  such as
industrial waste drain lines. It reportedly is used more
widely  in  European  practice. However,  if  recent
technical  developments  can  be  coupled  with
production efficiencies and lower cost, this material
may find wider application. Fiber glass pipe is made
with polyester or epoxy resin and fiber glass material
for reinforcemnt. Other types of pipe are made  with a
sand filler; these are  available  with bell and  spigot
joints and "0" ring gaskets. Types of fiber glass pipe
joints include mechanical and chemical welded joints.
    Plastic Sewer pipe use in sewer construction has
been limited to date, but plastic pipe  can provide
essentially  water-tight  construction. Types of pipe
presently  in  use  in  sanitary  sewer  lines include
PVC   (polyvinylchloride)   and  ABS  (acrylonitrile-
butadiene-styrene). One type of plastic pipe   that
has received  recent attention  is  the so-called com-
posite  "truss"  type. Joints are  obtained by  use of
a  sleeve-type coupling  and chemical solvent  welds
consisting of ABS in methyl-ethyl-ketone. Recent
                                                   10

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European practice has  been to use plastic pipe of
exrremely long lengths  without joints, in some cases
extruding the pipe on the jobe site to avoid shipping
problems.
    Steel pipe is used for both gravity and force main
construction. Two types exist. Smooth wall welded
seam  pipe with combinations of cement mortar and
coal tar  coatings and linings and a variety of tight
jointing methods is used  in pressure  applications.
Corrugated  galvanized  steel with  combinations of
asbestos bonding, coatings, pavings and smooth lining
and mechanical gasketed or "0" ring joints is used in
gravity sewer construction.
    Vitrified Gay pipe  is resistant to corrosion from
acids  and alkalis  and resists  erosion and scour. It is
built  in  short laying lengths and therefore requires
more  joints which  can be  subject to  infiltration.
However, in the past few years application has been
made of a resiliant, flexible joint to clay pipe with
reported reduction of infiltration.
    Table 2.3.1, Standard Specifications for Selected
Sewer Pipes Contains  references  to the American
Society  for  Testing  and Materials  (ASTM)
specifications and  American  Association  of State
Highway Officials (AASHO)  standard specifications
for various types of sewer pipe.

2.3.2 Sewer Jointing to Control Infiltration
    So important is the effectiveness of sewer joints
for the control of infiltration that, axiomatically, no
sewer system is better  than  its joints. A good joint
must  be water-tight, root penetration-tight, resistant
to  the effects  of soil  and  sewage, long-lasting, and
flexible.
    Up to  30 years ago, cement mortar commonly
was used to make sewer pipe joints. As attention was
given  to prevention of infiltration and root intrusion
into sanitary sewers, it became evident that mortar
was not  a  good material for this  service. Such joints
were  subject to  shrinking and cracking; they were
rigid  and tended to break loose from pipe bells and
spigots; they swelled because of  hydrogen  sulfide
action and caused the rupture of pipes; they were the
cause of root intrusion. To overcome these defects,
various forms of asphaltic compound joints came into
use. Some  are hot-poured  and others  are  pre-cast.
While  these materials  have desired characteristics,
they  also  require care  and skill  in application to
assure water-tightness.
    Finally the  compression-type  gasket  was
developed. It was first used on asbestos-cement pipe,
and  then   was  found  suitable  for  vitrified  clay
by casting  of a plastic  ring  on  the spigot  of the
pipe and a plastic lining  on the bell  of the pipe.
Compression-type  gaskets were also made applicable
to concrete pipe. Manufacturers of plain and vitrified
clay pipes have developed a resilient or rubber-like
sleeve  clamp  for  the  pipe end  in  the form of a
non-corrosive  metal band which makes a good joint
for plain end pipe.
    The following types of joints are used in sewer
pipe service:
    Cement Mortar is  not  recommended today. The
joints are rigid and tend to crack with any movement
or  displacement  of  the pipe,  including back-filling
operations.
    Asphaltic  or Bituminous joints have been and are
being used to  overcome the objection to the  rigidity
and  failure   of cement  mortar   joints.  The
water-tightness of this type of joint will be affected if
such a joint compound shrinks away from the  sides of
sewer pipe. In addition, the cementing with chemical
adhesives or solvents must be carried out with care to
achieve an adequate long-lasting seal.
    Polyvinylchloride (PVC) and Polyurethane sewer
joints  are in common usage with clay sewer pipe.
PVC, first utilized in the 1950's  is cast both on  the
spigot  and in the bell of  the  pipe. Experience has
shown that  because  of dimensional changes of  the
material a good water-tight  seal  cannot be  assured
with PVC. Polyurethane has been  found satisfactory
because of its high resilience. Clay  pipe manufacturers
now provide pipe  having a polyester compound cast
on  the spigot and into the bell.  A  compression gasket
is used to make the seal between these surfaces, as  the
spigot end is pushed into place inside the bell.
    Compression Gasket joints  have been in  use  for
over 30 years. Gasket  components may  consist of
natural rubber, synthetic  rubber or various other
elastomeric  materials.  Compression-type  joints  are
used on asbestos cement pipe, cast iron pipe, concrete
pipe,  vitrified  clay  pipe,  and   certain   types  of
composite plastic  pipe. Demonstrations have shown
these to be the most effective seals against infiltration
into sewers;   at  the  same time  they  provide  for
deflection.
    On most  types  of pipe the  joint  surfaces  are
formed by the basic pipe material. These pipes use a
separate rubber gasket which acts as the sole sealing
element.
    With  vitrified clay pipe the  joint  surfaces  are
formed by molding elastomeric material on the ends
of  the pipe.  This molded  material may  act as  the
compression seal or may be used in conjunction with
a rubber ring gasket.
    Chemical  Weld joints  are  used to join  certain
                                                  11

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 types of plastic pipes and fiber glass pipes. This type
 of joint has been reported  to  provide a water-tight
 seal. However, neither plastic nor fiber glass pipe has
 been used  extensively,  or  for  sufficient time  to
 demonstrate the  longevity of this type of joint. As
 mentioned under  bituminous joints, some of the early
 bituminous pre-cast welded  in-the-field joints, which
 used a  solvent to effect  the bonding  of the pre-cast
 bituminous material,  required care in installation to
 provide a complete seal throughout the circumference
 of the joint.
     Field practice indicates that  the forming  of a
 joint at  the bottom  of  a  sewer  trench is not
 performed under  the most ideal conditions; jointing
 under  such in-the-wet  and  often  difficult-to-see
 circumstances does  not  lend itself to precise and
 careful  workmanship. A type  of joint which need
 only be assembled in the trench, rather than formed
 under such adverse conditions, would  offer a desired
 characteristic to prevent infiltration.

 2.3.3 Effect of Subsurface and Ground Water
 Conditions on the Selection of Pipe Joints
     All  soils, with  the  exception of  soft organic
 materials, will safely  support a sewer installation as
 long as no  additional  loads are  being added. The
 required strength  of the pipe therefore  is based on the
 weight  of the soil above the pipe and  the method of
 backfilling  the trench.  Under  these  conditions the
 choice  of  joint   type  should  not  necessarily  be
 influenced by the soild type.
    Immediate  or future additional  loads  on the
 pipe-supporting soils,  however, can  create
 considerable differential  settlements, resulting  in
 structural  failure  of pipes  and joints  and  cause
 infiltration or exfiltration depending on ground water
 level.   Examples   of   such  loads  are  roadway
 embankments next to or over  the sewer line and
heavy  foundations.  A  special  case  is sewer lines
 constructed in  man-made fill which  are placed on
compressible soils. Such fills, increasingly used in the
reclamation of  swamps  and coastal land  as well  as
over solid waste disposal areas, can settle for many
decades. Most  differential  settling problems  have
arisen from improper bedding and failure  to replace
inadequate subgrade materials.
   The magnitude of such settlements, varying from
fractions of an inch  to  several  feet, defies standard
solutions and requires extensive  soils explorations,
testing, and expert evaluation. Low  magnitude
settlements  can  sometimes,  but  only after careful
study, be handled by the proper selection of pipe
strength and flexibility and  the use of joints which
 permit a certain amount of alignment change without
 distress or loss of seal. The selection of the joint may
 also be based on its shear transmitting capability as
 differential settlement  causes shear to be transmitted
 through the joint.
    A  chemical  analysis  of  ground  water  is
 mandatory where the  sewer will be installed  at  or
 below ground water or in rock or tight clay because
 the trench may act as an aquifer. The proper selection
 of pipe materials and  joints depends on these tests
 and  will  prevent deterioration of  the  system and
 subsequent infiltration.

 2.4. DESIGN CRITERIA FOR NEW  SEWERS
 2.4.1 Type of System
    There are many existing combined sewer systems.
 Recent surveys, however, have indicated there is no
 significant   amount of  new  combined  sewer
 construction. In combined sewer systems, infiltration
 and  inflow  tend  to cause  more frequent  and
 prolonged combined sewer overflows. Such flows in a
 separate   sanitary  system  may  make   the  system
 inadequate and, in effect cause it to  simulate the role
 of a combined sewer since it carries  so much ground
 water admixed with sanitary sewage.
    It  is  assumed  that the ultimate goal of every
 sewer  administrator  is  to  design,  construct,  and
 maintain his sanitary system in a way that will subject
 as little excess water as possible and feasible. The cost
 and -inconvenience  of  parallelling  existing lines and
 building   larger treatment  plants   are   more  than
 adequate  justification for providing   tight  sewer
 systems.  Over  and  above  such  economic
 considerations,  many  jurisdictions  and industrial
wastes producers are being ordered to cease pollution
which  may  be induced or  aggravated by excessive
infiltration.  The aim,  therefore,  is to realize the
ultimate  capabilities  of  the  sewer   construction
materials available.

2.4.2 Design Allowance for Infiltration/Inflow
    A  review  of  current  practice  in   the  use  of
infiltration design allowances by design engineers has
 revealed the  need for  standardization  of terms and
units used in this field. This allowance is made in the
 form of volume per unit of time and is added to the
 design flows  of domestic sewage  and industrial
wastes. The total of all such  flows  at their peak is
used to establish  pipe and waste  water treatment
plant unit sizes.
    The peak design flow is  the maximum daily rate
 of flow resulting from highest usage during certain
hours of the day, days  of the week, and weeks of the
                                                  12

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year. It is based on the principle that at some specific
moment water  and waste water flows will be at peak
volume because of the accumulation or combination
of maximum  usage conditions.  But it may  never
actually occur.  A number of state  water pollution
control agencies stipulate peak design  flow as a
specific volume or quantity per capita. The following
tabulation, Table 2.4.2, lists design flows required by
some states and provinces.
                                                            Other jurisdictions  have  developed peak rate
                                                        curves.  Figure  2.4.2.1  is  the rate  chart  used by
                                                        Washington, D. C.
                                                            Peak design flows must be examined carefully by
                                                        the  design engineer to avoid the excessive impact and
                                                        importance of infiltration/inflow volumes. There has
                                                        been too great  a tendency on the part  of  designers
                                                        and their design standards, as illustrated by  Table
                                                        2.4.2 to  lump all extraneous flows into some vague
                                               TABLE 2.4.2
                                            DESIGN FLOWS
                                DESIGNATED BY STATE REGULATIONS
Alberta
    1)   Maximum hourly flow =
                      /        14   \
        average daily x 11 + 	 '  fi I
                      \     4 + P   '
        when P = population in thousands, range of
        maximum hourly flow is from 2 to 4 times
        average daily
    2)  Per capita average daily  flow =100 gallons.
Illinois
    1)  Laterals  and  sub mains—400  gallons per
        capita per day.
    2)  Main, trunk and outfall sewers — 250 gallons
        per capita per day.
    3)  Per capita average daily  flow =100 gallons.
New Jersey
    1)  Sewers  designed to carry at least twice the
        estimated average design flow when flowing
        half full.
    2)  Per capita average daily  flow =100 gallons.
New Hampshire
    1)  All sanitary sewers shall be designed to carry
        at  least four times the estimated average
        design flow when full.
    2)  Interceptors  shall be  designed  to carry at
        least two and one-half  the average  design
        flow when full.
    3)  Per capita average daily  flow =100 gallons.
Oklahoma
    1)  Laterals  and  submain sewers designed for
        400 gallons  per capita  per day when running
        full.
    2)  Main, trunk, interceptor and outfall sewers
        shall have capacity of at least 250 gallons per
        capita per day when running full.
    3)  Per capita average daily  flow =100 gallons.
    4)  The 100-gallons-per-capita-per-day  figure  is
        assumed to cover normal infiltration, but an
        additional allowance should be made where
        conditions  are especially unfavorable.  This
                                                              figure  likewise  is considered sufficient to
                                                              cover flow from cellar floor drains, but is not
                                                              sufficient  to provide any allowance for flow
                                                              from  foundation  drains, roof  leaders, or
                                                              unpolluted cooling water, which should not
                                                              be discharged to sanitary sewer systems.
                                                       Oregon
                                                           1)  Because usually it is impossible to exclude all
                                                              ground water infiltration, it is recommended
                                                              that the  capacity of sanitary sewers when
                                                              flowing full  be equivalent  to at  least  300
                                                              gallons per capita per day and preferably 350
                                                              gallons per  capita per day  on the basis of
                                                              total estimated future population. Trunk and
                                                              interceptor  sewers  should  in general have
                                                              capacities equal to at least 250 gallons per
                                                              capita per day.
                                                       Pennsylvania
                                                           1)  Laterals  and submain sewers—400 gallons
                                                              per capita per  day. Main, trunk and outfall
                                                              sewers - 250 gallons per capita per day.
                                                           2)  Per capita average daily  flow  =100 gallons.
                                                       Tennessee
                                                           1)  Laterals  and submain sewers—400 gallons
                                                              per capita per  day. Main, trunk and outfall
                                                              sewers - 250 gallons per capita per day.
                                                           2)  Per capita average daily  flow  =100 gallons.
                                                       Texas
                                                           1)  Laterals and minor sewers shall be designed,
                                                              when flowing full, assuming flows equivalent
                                                              to four times average daily flow. Main trunk,
                                                              interceptor,  and  outfall  sewers  shall  be
                                                              designed  when  flowing full, assuming flows
                                                              of 2.5 times the average daily flow.
                                                           2)  Per capita average daily  flow = 100 gallons.
                                                       Utah
                                                           1)  Laterals and submain sewers  — 400 gallons
                                                              per capita per  day. Main, trunk and outfall
                                                              sewers - 250 gallons  per capita per day.
                                                          2) "Per capita average daily  flow = 100 gallons.
                                                 13

-------
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-------
multiplier for an assumed average daily flow. Actual
infiltration and  inflow can vary tremendously from
jurisdiction  to jurisdiction, e.g., from  a minimal  10
percent of sanitary flow to 100 to 200 percent. Each
designer must evaluate the conditions existing in his
area  and  not  simply  use  a  convenient  and
unsubstantiated  design  allowance.  Without  careful
examination  of  local  conditions  and  the
establishment of realistic design criteria, the  system
may be seriously over- or under-designed. In the first
case public  funds are being wasted; in the second,
overload problems will plague the system. The design
engineer must never abdicate  his  responsibility  to
produce a workable  design for his  project based  on
thorough examination of  all conditions present. No
reference manual can delineate all of the situations he
will encounter.
    As  previously  discussed, the ideal  goal in sewer
system  and waste water management is to prevent the
entry of all  waters which do not require treatment
and thereby  keep  associated sewer  system costs at a
minimum  and  reduce  environmental  pollution.
Ideally, there  should  be  little need  for  design
allowances in such  a perfect  system. In practice,
however, there  always  will be at  least a small
increment  of infiltration  which it is usually not
economically  feasible to find and correct. The fact
that it  is not usually economical to either locate or
eliminate all infiltrations is  important; this must  be
recognized in the early planning stages.
    In addition, since a  design allowance covers both
infiltration  and  inflow, a considerable variation  of
inflow  can be  effected,  depending  on  the
effectiveness and permissiveness of local jurisdictional
control with respect to sewer-use ordinances and their
enforcement.
    In the past some sewer designers have used such
flow units as  gallons or cubic feet per acre per day.
However, this terminology  was based on the  old
concept of storm  and combined sewer design. Since
an  attempt  now  is  being  made  to  eliminate  or
minimize all  excess water intrusions, allowances for
them  should  be keyed to  actual  flow records  or
estimates from sources of flow such as per capita or
per dwelling unit. Sometimes infiltration/inflow rates
are assumed as a percentage of the per capita flow, as
indicated by  water  use  and recognized  standards.
Such  determinations  may  be adequate  for  overall
systems planning but are not sufficient for detailed
final design.
    An  accurate estimate of infiltration/inflow
allowances   should be  divided   into  two  basic
components:
    a.  Infiltration Component
        Since infiltration is  related to tightness of
        pipe  and manholes,  any design allowance
        should  be correlated  with the  maximum
        allowable   construction  infiltration
        allowances.  While  the   full  discussion  of
        construction allowances is contained later in
        this section, it is sufficient to note that any
        amounts of permitted infiltration must be
        recognized in the design. In effect, then, the
        construction  infiltration allowance on the
        project, including building sewers,   becomes
        the infiltration  component of  the  design
        allowance.
    b.  Inflow Component
        Where a new  sewer system is being designed
        in a jurisdiction that forbids the introduction
        of any  ground,  storm, or clean  waters and
        where enforcement is complete and effective,
        there would be no inflow component. Such a
        system is difficult to achieve; and  to do it the
        following  inflow  sources would  have  to be
        prohibited and enforced:
            1.   Roof downspouts,
            2.   Foundation drains,
            3.   Basement drains,
            4.   Basement sumps  and  or  capped
                clean-outs,
            5.   Sump pumps,
            6.   Areaway drains,
            7.   Driveway drains,
            8.   Yard  drains,
            9.   Street drains, and
            10. Perforated manhole covers in areas
                of potential flooding.
    Since initial achievement and   continued
realization of such restrictions are not  completely
realistic, the inflow component must  be  varied and
tailored to fit  the individual local situation. In terms
of an average per capita sanitary contribution of 100
gallons per day, an inflow component  of five gallons
per capita per day might be chosen.
    When  local regulations permit connections  of
"clean water"  to the  separate sanitary system and
cannot  be tightened  by  any  amount  of logic and
persuasion used to convince local officials, the design
engineer  should  develop  inflow  or  storm  water
allowance curves for the system. These curves result
from  studies of permitted inflow in terms of paved
areas per dwelling  unit  or per  person  and  in
consideration of a certain maximum storm toleration.
Figure  2.4.2.2 is  an  intensity-duration   frequency
curve developed by the Washington, D. C., Sanitary
                                                15

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                      INTENSITY - DURATION - FREQUENCY  RAINFALL CURVES
   10
                                                                                         Fefr.28, 1957
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                                                 25 YR.


                                                 15 YR. FREQUENCY  t =
                                                                     - eoa/t

                                                                        66.6
                                                                         I3.2)0-75
                                               — 10 YR.
                                                                  y—SYR.     ^-2YR.  /-I YR.
                                                     -U.S.
                                                VEATHER BUREAU (MINIMUM OF SPECIAL INTEREST)
                                                                                            o
                                                                                            3)
                                                                                            m
                                                                                                       k»
                                                                                                       ki
                10    15    20    25   30         40   45              60

                                DURATION  OF RAINFALL  IN  MINUTES = t
                                                                               80
                                                                                                   90

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 Engineering Department,  which has  selected the
 15-year storm as the design storm. Figure 2.4.2.3,
 also from Washington, D. C., shows the storm water
 allowance curves for this storm falling  on various
 acreage areas with varying population densities. These
 represent an attempt to correlate lot or plot area with
 population.  A straight-forward use of infiltration or
 inflow criteria on  strictly  an  area basis  becomes
 meaningless  when  population  development  or
 potential development is ignored.
     The  Washington, B.C.,  charts  are useful  as an
 illustration  of the   concept of inflow component
 allowances.  However,  they  also incorporate a flat
 700-gallons-per-acre-per-day  figure representing
 yearly average flow of ground water infiltration. Such
 an assumption does not take into account varying

                  Table 2.4.2.1

      Illustration of Design Infiltration/Inflow
             Allowance Calculations

               Assumed Conditions:
 Area  -1200 acres
 Population Density - 20 persons per acre
 Total population - 24,000
 Separate Sanitary System -
     4-inch building sewers - 36 miles
     8-inch street laterals - 24 miles
     10-inch sub-trunks - 6 miles
     12-inch trunk - 6 miles
 Average  daily per capita sanitary contribution - 80
 gallons
 Peak  design flow - 4 times average daily flow
Example 1  - Tight System with No Permitted Inflow
 Additional assumptions -
     Construction  Infiltration  Allowance  =  100
     gpimd
     Maximum Inflow = 5 gallons/capita/day
 Infiltration Component =
      400 gpmd x 36 miles =  14,400 gal/day
      800 gpmd x 24 miles =  19,200 gal/day
     1000 gpmd x 6 miles = 6000 gal /day
     1200 gpmd x 6 miles = 7200 gal/day
   Total Infiltration Component =
                          46,800 gal/day
 Inflow Component  = 5 gpcd x  24,000 = 120,000
 gal/day
   Total Infiltration/Inflow =  166,800 gal/day
 Peak  Design  Flow  =  80  gpcd  x  24,000  x 4 =
 7,680,000 gal/day
     Total peak Design Flow = 7,846,800 gal/day
lengths  of pipe, population densities, and types of
buildings. Four hundred people per acre in high-rise
apartments  would  produce  considerably  less
infiltration  potential  than  400  people in  100
single-family homes on one-half acre lots. However, in
a combined  system  such as in Washington, D. C.,
which  also permits  outside  areaway  drains, the
infiltration load is less significant.
    The  following  examples  illustrate  the use of
design  infiltration/inflow allowances and the varying
impact  on resultant  flows. These may or may not
apply to conditions existent in other jurisdictions. A
basic design assumption is that infiltration and inflow
represent additional volume, over and above the peak
domestic flow of four times the average daily flow.

                  Table 2.4.2.2

        System Slightly Less Tight and Some
            Areaway Drains Permitted
  Additional assumptions -
     Construction   Infiltration  Allowance  =  500
     gpimd
     Inflow  Calculated  from Washington,  D. C.,
     Stormwater Allowance Curve, Figure 2.4.2.3
  Infiltration Component -
     2000 gpmd x 36 miles =  72,000 gal/day
     4000 gpmd x 24 miles =  96,000 gal/day
     5000 gpmd x  6 miles =  30,000 gal/day
     6000 gpmd x B miles =  36,000 gal/day
    Total Infiltration^
              Component =234,000 gal/day
  Inflow  Component  (from  figure  2.4.2.3  =
  6,000,000 gal/day
    Total Infiltration/Inflow = 6,234,000 gal/day
  Peak> Design  Flow = 80  gpcd x  24,000 x  4 =
  7,680,000 gal/day
    Total Peak  Domestic Design  Flow = 13,914,000
    gal/day

    The two preceding examples not only illustrate
the methods  for arriving at peak design flows; they
also show  how in the same  theoretical design  area
seemingly small variations in design criteria can effect
great differences in flows and pipe sizes.
    In  Example 2,   the   increase in  allowable
construction  allowance - from 100  to 500 gallons
per mile per day per inch diameter — raises the total
infiltration from 1 to 5 percent of the sanitary flow.
In  terms  of  actual volumes  the   500-inch-gallon
allowance,  which is  prevalent  at this  time,  would
permit  a  maximum  of 85.50  million  gallons of
                                                   17

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                                             BO Persons per acre
                                                           4Q Persons per acre, or more
                               20 Persons per acre
Note -that scales are nof -the same  as be/ow
                                     4O          50
                                            Net area, acres
NOTE-
     The allowance shown is based on -the
estimated runoff for a 15-year frequency
Storm,  with a runoff coefficient of 0.9O,
for the  following imperrious surfaces:
        Impervious surface,
           ft. per
             t/7
             146
             179
            2/0
                                                                                DISTRICT  OF COLUMBIA
                                                                          DEPARTMENT  OF SANITARY  ENGINEERING
                Note: For areas larger than /O,OOO
                acres, either use the  indicated
                allowance per acre  (gad.) for
                 IO,OOO acres or give special
                 consideration fo ihe area.
                                                                           STORMWATER  ALLOWANCE
                                                                          FOR  DESIGN OF  SEPARATE SEWERS
 See above for areas from O fo I0O acres
  1,000
2,000
3,OOO
4,000       &floo       6,000
     Nef area., acres
7,000

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extraneous water per year.
    The  most  striking change  in  extraneous water
flow occurs in  the inflow component of Example 2
utilizing  the Washington, D. C., design  curves  for
storm water (inflow) into separate sanitary sewers. In
this case the inflow alone is  6 mgd which almost
equals  the peak sanitary  design flow and dwarfs the
infiltration  component  even  in its increased
condition.
    These illustrative examples are over-simplified in
order to emphasize the impact of differing design and
construction allowances.  In actual practice pipe  sizes
would  be varied according to  the  design flows  in a
slightly more involved procedure.

2.4.3 Manhole and Cover Design
    Brick and block manhole construction methods
no  longer  are  applicable,  becuase of the reduced
availability  of  skilled  masons in  the  sewer
construction field and the vulnerability of mortar
joints  to  corrosion  and  leakage. Precast manholes,
properly  joined  with  rubber  gaskets  or sealing
compounds, have alleviated the problem. In recent
years  the  development of  custom-made  precast
manholes with pipe stubs  already cast in place has
reduced *the problem  of shearing and  damage of
connecting pipes. They have also reduced the leakage
difficulties associated with breaking into a precast
manhole to insert the  pipe line and then making an
adequate water-tight seal around the pipe. The use of
flexible connectors at all joints  adjacent to manholes
reduce the possibility of differential settlement of the
manhole and the shearing of the connecting pipes.
    The  design of  the  joint  between  the precast
manhole sections  and brick courses used  to reach
grade,  and the joint between the manhole ring and
the balance of the structure should  be given special
attention. The details of  these joints are seldom given
by designers, although if water follows the trench, or
the street sub-grade considerable hydrostatic forces
may be present and infiltration will occur.
    The bedding  and foundation beneath a manhole
also is a vital part of  preliminary investigation and
design. All parts of  the sewer system must maintain
their integrity and proper inter-relationship to sustain
a tight  system.
    Manhole cover design is attracting more serious
attention in  view  of  evidence  that  even  small
perforations can  produce sizeable contributions of
extraneous inflow. It has been estimated that a single
1-inch hole in a manhole top covered with 6 inches of
water may admit 11,520  gallons per day; this exceeds
the infiltration or the inflow components  in Example
 1 of sub-section 2.4.2. Obviously, manholes that are
 in areas subject to flooding should have solid, sealed
 covers. Such covers, however, often prevent adequate
 ventilation of the manhole and sewer, posing danger
 to  maintenance  employees.  Thus,  the  design  of
 sections  requiring  sealed  covers  should be  given
 special care. Maintenance employees should check all
 manholes for hazardous gasses prior to entering.

 2.4.4 Practical and Maintainable Design
    Recent investigations into sewer design problems
 have  revealed a serious  lack  of understanding and
 communication  between  design  engineers  and
 maintenance  personnel. There   are  many sewer
 maintenance superintendents who are struggling with
 problems caused  not only by inadequate hydraulic
 design but also by impossible physical structures with
 extended lengths  of pipe, omitted manholes, curved
 lines  on difficult radii, and  inaccessable  chambers.
 Such maintenance  problems  result in  inadequate
 maintenance and unauthorized overflows, and usually
 prevent rapid  and adequate infiltration and inflow
 surveys.
    The  sewer  system  cannot  be  buried  and
 forgotten. Every   effort  must  be  expended   to
 guarantee its maximum useable and economic life.

 2.5  CONSTRUCTION  METHODS  AND
 INSPECTION
 2.5.7 Construction Considerations
    The most critical factor relative to the prevention
 of  infiltration  in new  sewers is  the  act   of
 construction. All of the currently manufactured pipes
 and joints are capable of being assembled into sewer
 systems  with  minimal  infiltration. This  capability
 must  be  coupled   with good workmanship  and
 adequate inspection. The following items represent
 some of the more important factors which relate  to
 infiltration control:

 2.5.1.1  Construction Contract Documents
Related to Soils and Ground Water
    Soils and ground water information used in the
 design must be made available to the construction
 contractor. These data are required to evaluate the
 need  for or  the  design of  sheeting, dewatering,
 borrow material,  and  a   number  of  other
 considerations which influence the estimate of his
 costs. Since  the nature of soils and location of ground
 water anticipated is of prime importance for sewer
 work,  all subsurface information obtained should
 form a  part  of  the  contract  documents.  Each
 subsurface exploration should be  clearly located  on
                                                   19

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an overaD site plan since the data obtained from the
exploration  is directly applicable to that particular
area.  Care  should  be  taken to  avoid  possible
misinterpretation or misrepresentation.  For example,
ground water table elevation should be accompanied
with  the  date  of such  observation;  soil and  rock
profiles  developed  from subsurface  explorations
should reflect  extrapolation between  investigation
locations and present the conditions most likely to
prevail. The widely used exculpatory notes which in
effect  say,  "We  are   not  responsible  for   any
information supplied to you, Mr. Contractor",  may
not be acceptable in a court of law and may result in
higher bid prices due to the contrator's uncertainty as
to what he will encounter.

2.5.1.2 Trenching and Excavation Methods
    Trenches should be made  as narrow as possible
but wide  enough  to permit proper laying  of pipe,
inspection  of joints, and consolidation of  backfill.
Depending on the type of soil, space available, ground
water level, length of time the excavation is to remain
open,  and  depth  of excavation,  the  slopes  are
constructed as steeply  as they will stand  without
caving. In  some areas a  minimum slope of 1:1 is
specified or the placing of shoring in a vertical trench
is required.  For  deep excavations, particularly below
ground water table, the excavation should be braced
or sheeted to provide safe working conditions.
    Construction  should  be accomplished in   dry
conditions  and thus, if water is encountered in the
excavation,  dewatering should  be  done by sump
pumping, use of well points, or deep wells.

2.5.7.5 Bedding and Backfill
    Trench  excavation  is done by   hand  or by
machines, depending on location and magnitude of
excavation   necessary.  For most  trenching work,
excavation   by   machine  is more economical   and
efficient.  Machines particularly adapted to sewer
trench excavation  are continuous bucket excavators,
overhead cableway or .track excavators, power shovels
or backhoes and boom and bucket excavators. Figure
2.5.1.3,  Bedding  for  84-Inch  Interceptor,  is  a
photograph  of the bedding prepared for an 84-inch
concrete pipe laid on a curvilinear alignment.
    Depending on ground water location, types of
soil, depth  of excavation, available space and length
of time the  excavation is  to remain open, it may be
necessary  to install sheeting or bracing to prevent
caving of the banks and prevent or retard entrance of
ground water into the trench.
2.5.1.4 Backfill and Bedding Material
    Backfill directly around the sewer pipe should be
selected  material. Compactable material should be
used  around  flexible  pipe.  The remainder of the
backfill generally is governed by the type of material
initially excavated. Figure 2.5.1.4, Placement of Rock
Bed,  is  a photograph  of  the placement  of rock
bedding  for a large (72-inch) interceptor. Frozen
earth,  rubbish,  old timber,  and  similar   materials
should be avoided where permanent finished surfaces
are desired  because they decompose  or soften and
cause settlement. Differential settlements can lead to
ground water  infiltration because of cracking of the
sewer or opening of the joints.
    Depending primarily on the location of the sewer
and  the  anticipated development  of the  area,
specifications  may require  a specific  gradation for
backfill  material  as  well  as  definite  compaction
requirements.  In  this case, the  proposed fill must be
laboratory-tested   to   determine  its gradation  and
compactive characteristics.
    In some instances  materials with high void ratios
(such as trap  rock or clam shells)  produce a water
course around the pipe. It is  extremely important
that pipe  installation and  inspection be  carefully
performed to  preclude heavy  infiltration from this
aquifer.
    Bedding  material  is  that  which forms  the
foundation for the sewer. It may be original ground,
concrete, sand, or gravel, depending on the nature of
the soils present. Improper  or  non-uniform bedding
can result  in  settlements which subsequently cause
infiltration.
    Specific information for backfilling and bedding
of various types of pipe are  available from individual
pipe companies or associations.
    It  is obvious  that the installation of backfill and
bedding  can affect the infiltration  characteristics of
the pipe. ASTM,  ASCE and other references contain
installation practice instructions which, when applied,
will help produce  tight  pipes.

2.5.1.5 Compaction Techniques
    Regardless of location, the most critical area with
respect to compaction is directly around the sewer
pipe. The backfill is placed and packed by hand under
and around the pipe being compacted by light hand
tampers.  As  backfilling  is continued to original
surface level,  compaction is achieved  by machines.
The  entire  trench  width must  be  compacted.
Depending on the size  of  excavation  to be  filled,
compacting equipment will range from hand  operated
                                                 20

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                                                                                                  FIGURE 2.5.1.3
                                      BEDDING FOR 84-INCH INTERCEPTOR
Courtesy: United States Concrete Pipe Co.

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                                                                             FIGURE 2.5.1-4
PLACEMENT OF ROCK
                                                    INCH INTERCEPTOR
Courtesy:  United States Concrete Pipe Co.
                                             22

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compactors to large rollers.

2.5.1.6 Dewatering Techniques
    Excavation can be dewatered by sump pumping,
a well point system, deep wells, or soil solidification.
Pumping from sump pits is most widely used  for
shallow excavations when the quantity of water is
small and the water  table need not be lowered any
great distance. Well point systems and deep wells are
more complex and should be designed by an engineer.
It should be pointed out that in any wellpointing
procedure caution should be exercised in assuming
that the ground  water  table will be  restored after
construction at the same rate or in an equal period of
time that it took to  draw the  water down. This
procedure will  prevent any sudden "surge" of water
which could conceivably exert enough force to cause
disruption of new construction.

2.5.1.7 Construction Inspection and Testing of
        Soils, Bedding and Backfill
     Infiltration of groundwater into a proposed sewer
system  can be  minimized  by  proper construction
procedures, rigid inspection of materials and methods
of installation, and performance of soil and ground
water t&sts. To elaborate:
     a.  Field Inspection of Excavation,
       Bedding and Backfill
        Construction  procedures   and materials
        should be inspected for  conformance with
        project   plans and  specifications. Rigid
        inspection is mandatory.
     b.  Field Son Tests
        Field soil testing is used in conjunction with
        controlled  backfill.  When specifications
        require backfill to be compacted to a high
        percentage of maximum density, in-situ field
        density tests are performed to determine if
        such  compaction  is  achieved.  The  most
        common means of field density testing are
        the Sand Cone Method and Rubber  Balloon
        Method,  both yielding  a field density to be
        compared with laboratory maximum density
        in order to monitor degree of compaction.
     c.  Laboratory Testing
        For projects  specifying a particular gradation
        requirement  for trench backfill or bedding,
        the proposed material should be subjected to
        a sieve and/or hydrometer analysis. Further,
        a compaction  test  should be performed if
        specifications call for a required degree of
        compaction.
2.5.2  Construction Infiltration Allowance
    One  of  the most effective ways to  control
infiltration, and at the same time measure the quality
and condition of the new system, is to establish a
maximum infiltration  rate. A  national survey of
agencies  and  consultants revealed that although the
most  commonly used  allowance is  500 gallons per
mile  per  day  per  inch  of sewer  diameter
(inch-gallons),  there  is  a  definite   trend  in the
direction  of  lower  limits.  Pipe   manufacturers
consistently claim that the rates of 250 gallons per
mile per day  per inch  diameter or  less are readily
attainable.
    In  1950  the  Clay  Pipe  Engineering  Manual
recommended a construction infiltration allowance of
1500  inch-gallons. The 1968 edition recommends no
more  than 500 inch-gallons, indicating the  improved
techniques  now available. The  Water Supply and
Pollution Control  Commission  of New Hampshire
places a 300 inch-gallon maximum on infiltration.
    In 1965   a  survey  by Public  Works  magazine
revealed that  50 percent of cities surveyed used the
500 inch-gallons allowance, but even at that time 40
percent used lower rates and 15 percent were actually
specifying a  low allowance of 100  inch-gallons. A
survey concluded in 1970 revealed allowances as low
as 50 inch-gallons with a few "zero" allowances
reported. Anotherrecent  fact-finding survey, carried
out by the  New  York  State  Health Department,
Division of Pure Waters, indicated that ^80 percent of
responding consulting engineers in the state believed
the 500 inch-gallon standard  should be lowered; 30
percent of those favoring reduction recommended an
allowance of 200  inch-gallons.  Twenty-five  percent
suggested  100 inch-gallons;  28  percent,  a  250
inch-gallon allowance.
    It is apparent  that a maximum construction
infiltration  allowance  for all  types  of pipe  of 200
gallons  per   mile  per  day per inch of diameter
(inch-gallons)  can  be  obtained  without additional
construction  cost.  The  economic  benefits,
cost-benefit ratio, should be determined for requiring
lower construction infiltration rates.
    Manholes  are subject to infiltration leakage over
and above  the  inflow  component  entering sewers
through  cover  perforations.  Although  the
contribution is  recognized,  actual  construction
allowances  are not always utilized.  The Clay Pipe
Engineering Manual states that manholes should be
tested for leakage  and that this infiltration  amount
should be deducted from any infiltration tests of the
pipe  section.  The  exfiltration  leakage  allowance
                                                23

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specified by the State of New Hampshire is 1 gallon
per day per vertical foot of depth. It stipulates, also,
there shall be no visible leakage due to infiltration
where the ground water table is high.

2.5.3 Inspection of Construction
    The  importance of adequate  inspection during
construction  cannot be overemphasized.  Material,
time, and money usually can be saved by supplying a
fully  trained  inspector  for   all  phases  of sewer
construction  projects.  Deliberate  malpractices and
unintentional mistakes can result in contravention of
the  designer's  intent  and jurisdiction's  desire  to
provide a sewer system of dependability and long life.
    An alert inspector pays dividends by  requiring
strict adherence to job standards, but he should not
assume so active a role  in  the project   that  he
preempts the supervisory direction of the contractor.
If the contractor does not have adequate supervision
on the job, the inspector should report this to the
contracting authority  and the  project  should  be
suspended  until  such supervisory  personnel  are
available.  The  inspector  and  the  field  engineer
logically may be asked to interpret specifications, but
they cannot assume direction of, or responsibility for,
the contractor's forces.  If too many questions  arise
about   the  plans and  specifications, the  design
engineer  should  visit  the site   and  reassess  the
adequacy of these documents.  The need for this type
of job  contacts  affirms  the  need  for the design
engineer, whether employed by the jurisdiction or by
a  consulting engineering firm,  to keep in touch  with
the project during construction. The inspector should
not be expected to make engineering design decisions.
    The  inspector should have basic responsibilities
for  adherence  to specifications; the  accounting  or
verification of quantities  of material supplied, and
time spent on the project. He  should  be  provided
with  a  log book  and whatever  other forms are
necessary  to  produce   an  adequate  record of  all
activities  of  the contractor's  forces. He  should
observe and record weather conditions and all other
occurrences and conditions that affect the quality of
workmanship. It is not  necessary that  the inspector
be a licensed professional engineer, but he should
report to a professional engineer who should appear
on the job frequently enough to answer all questions
of  the  inspector  or   contractor. The consulting
engineer or the municipal design engineer should
recognize that construction is the ultimate realization
of his plans. He should be well represented during this
crucial period.
    During  the course  of interviews   the  best
inspectors were often described as retired contractors
or former job superintendents who provide maximum
practical experience and knowledge. They are familiar
with all of the "tricks of the trade," both good and
bad. They  speak the language of the workers and
engender respect because they know what they are
talking about.

2.6  TESTING FOR ACCEPTANCE
    Testing and inspection are at times confused and
considered  to overlap;  however, it  should be made
very clear that these are two separate quality-control
functions. Each  may depend on the other but neither
can substitute  for  the  other.  Although   many
engineers depend on criteria other than resistance  to
infiltration as  the main factor  in  controlling the
design  and construction of sewers, the chief method
of guaranteeing a properly installed and workman-like
job has been  the use of what can be described  as
infiltration tests. Even though infiltration may not be
considered  a  prime  factor  in  design,  it  still  is
considered  the most effective measure  of the quality
of  sewer  installation   and conformity  with job
specifications. The  owner should provide the  testing
services and such services should not be a part of the
contractor's  contractual  responsibilities. An
alternative to this procedure could be the inclusion of
the method or methods to  be used  as a bid item  in
order to provide a basis for reimbursement for the
performance of such sewers by the contractor.
    A  number  of  testing methods  were  reported,
including the following:

2.6.1 Infiltration Testing
    The infiltration test is the most  obvious method
of determining the  tightness of the sewer. If a sewer
line has been laid under  the ground water table, it is
obvious that any clear water flowing through the
pipes prior to any house connections represents true
infiltration. Despite the fact that a large percentage of
sanitary sewers  are laid below ground water  table,
either  in  wet  or  dry   seasons,  there always is a
question  as  to  what  effect  this  will  have  on
infiltration  rates, since  the head of  water above the
pipe will have a great  bearing  on  the quantity of
water intruding into the conduit due to pipe and joint
defects. Infiltration tests consist simply of measuring,
through use of weirs, the amount of flow in a sewer
before any building connections are made.
    Unfortunately, this test has been used in  many
cases where there  are great lengths of pipe involved;
under these circumstances it  is impossible to draw
firm conclusions as to compliance with specifications
                                                   24

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in any specific manhole-to-manhole  section.  As  a
matter of fact, using an allowance of 500 gallons per
inch of sewer diameter per mile per day, a nominal
300-foot manhole-to-manhole section would yield an
infiltration quantity of less  than 0.106 gallons  per
minute,  which  is  hardly  measurable. Infiltration
testing,  therefore, has  been   utilized  mainly  on
relatively long sections of sewer lines; even in these
cases the test is open to considerable question.
    The infiltration test never should be used in  dry
ground, since it is applicable only  when  the  static
head  is above  the  crown  of the pipe at the upper
manhole. In some instances the flooding of the sewer
trench, usually associated  with the  puddling of
back-fill, has been used to  simulate a high ground
water  condition. This synthetic condition may  not
offer  a real simulation of the actual immersion of  a
sewer line in ground water.
    Another disadvantage  of  the infiltration  test,
since  it involves such  small quantities, is that a very
large  section of a sewer project must be completed
before any meaningful test can be made. This means
that a number of manhole sections with broken pipes
and infiltration rates considerably over the allowance
could be included in the long stretch of pipe  tested;
the effects of such defective conduit  could be masked
by the sections of the system which are water-tight.
Thus,  the  defective sections may never be detected
and  located  for  corrective  action.  It  must be
concluded  that  actual  infiltration testing  by
flow-gauging have  to  be ruled  out  as an adequate
method  for  approving   new  construction,  except
under favorable circumstances.

26.2 Exfiltmtion Testing
    The  reverse of measuring actual infiltration is to
fill a pipe with water and observe the loss of water
during  a  specified  test  period.  This exfiltration
method  is far  more  positive  since  it  involves
subjecting  the  pipe system and the manholes  to an
actual pressure test. However, the presence of ground
water outside of the pipe, the effect of slopes, size of
pipe,  and other factors will affect the validity of this
test.  Gravity  sewer pipe  is not expected to be  a
pressure system. Cases have been reported where the
surcharging of new sewer lines  for  testing purposes
has resulted in fractured pipes and manhole sections
not designed for the pressure head developed during
the test period. Unfortunately, the pressure effects of
a  head of water in an upper manhole can produce
destructive results  in  lower sections of the  sewer
because  of the  effect on  downstream  bulkheads,
house connections,  "hookups," and even sewer joints.
However, during the  testing of manhole-to-manhole
sections, the  exfiltration  test  has  fewer  hazards,
 though it  cannot locate small fluctuations in sewer
 leakage.
    This  test should  be used  mainly in dry areas
 where the ground water level is below the crown of
 the pipe. Development of correlations of heads, sizes
 of pipe, slope, and other factors must be considered
 prior  to  exfiltration  testing.  Attention should  be
 given  to  the presence  of house  service  plugs  in
 exfiltration test programs. The elevation of such plugs
 will have a bearing on exfiltration heads, and the test
 head  must exceed the highest house service elevation.
    The ability  to  use the exfiltration procedure on
 small  sections of pipe allows  a very sensitive  test,
 since the water pressure in the section of pipe under
 test   can  be  related  to  the  water level  in the
 hydrostatic tube  inserted  in  the  plug  or in the
 manhole. There  is no specific correlation between the
 water exfiltration test and  infiltration which covers
 all sewer  system conditions. It may  be assumed that
 there  is some, but  an unknown  direct relationship
 between exfiltration quantities and the infiltration to
 which the sewer will be exposed but if exfiltration is
 to be  the test method, there is a need for dependable
 hydraulic criteria which will  clearly establish this
 relationship.
    ASTM C-425 established as a guideline that when
 there is more  than 2 feet of head, 10 percent should
 be added  for each  2 feet of additional  head  to
 correlate exfiltration to infiltration.
    A disadvantage of exfiltration testing with water
 lies in the problem of finding enough water to fill the
 sewer section  and then disposing of it after the test is
 completed. Water is a precious  commodity in some
 regions during certain seasons of  the  year, and may
 not  be  readily  available  for  testing purposes.  In
 addition, the  disposal  of the large amounts of water
 used  in exfiltration  testing  or in creating high water
 levels in  a  trench  may  produce  undesirable
 construction  conditions. Appendix 10, Examples  of
 Specifications for  Exfiltration  Testing of  Gravity
 Sewers, lists  several specifications which might be
 used.

 2.6.3 Air Testing
    In  the last few years  air  testing  has  been
 developed to  a point where it appears to be highly
 promising  as  a  method   for  determining
 sewer-construction  tightness. Its advantages include
 the fact that the  air is readily available and will cause
 no problems with the  construction process or in the
 trench.  Air  testing  provides  the  inspector  and
 contractor   a  monitor   of  the   construction
 workmanship as the installation proceeds.
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    Air testing is carried out by plugging both ends of
the sewer in adjacent manholes and pumping a certain
amount of low-pressure air into the sewer section
under  observation.  The pressure  attained is usually
within the range of 2 to 5 pounds per square inch. At-
testing normally is limited to pipe under 24 inches in
diameter.  Above this  size,  special  air  testing
provisions  are  required  such  as testing only  the
individual joint.
    Research work  and actual field experience have
demonstrated that the maintenance of such pressures
for certain  periods of time are a positive indication of
the water-tightness of the sewer section. This test
method requires the use of a compressor and sealing
equipment.  There  is  need  for   an  acceptable
correlation between air  testing and true infiltration,
and for  correction  of  air-testing data  for  existing
ground water conditions. It is essential to establish an
accurate measure of the static ground water table at
each  manhole  before  the  test  can  be  made and
properly  evaluated.  Air  testing is  being used because
it offers a quick and easy method for evaluating new
sewer  sections  for  acceptance.  This test does not
determine the tightness of manholes which must be
tested separately, nor does it indicate differences such
as misalignment and small cracks and failures that
may be compacted  from the outside  with a tight soil
and would thereby pass the air test and yet be
deficient in structural integrity.
    Appendix 9  contains typical specifications  for
low pressure air testing  of sewers  for  infiltration
control.

2.6.4 StUI Photography
    Photography,   including  colorslides,
stereo-photos,  etc., can  provide  a  record of  the
condition of new sewer lines. Its use is primarily for
new construction,  since  line  conditions generally
allow an adequate view of defects as  is true with TV
inspecting.  It serves as  an aid to the inspector by
providing  a  record   of sewer   construction
workmanship. It may reveal faulty joints or broken
pipe.

2.6.5  TV Testing
    Television testing is a misnomer since television
is,  more accurately, a method  for observing the
condition  of the interior  of sewer pipes. For new
pipes, television detects  cracks and other defects not
detected by other means of testing because the defect
had been packed with clay during backfilling. Efforts
have been made with some success to estimate actual
infiltration flows observed in television studies. TV is
also useful in the detection and eventual correction of
infiltration problems in existing sewer systems. After
building sewers have been connected, and the  sewer
system is in  use,  infiltration, exfiltration,  and air
testing cannot  be used. TV  appears  to have  the
following advantages:
    a.  Instantaneous  viewing is permissable.  If  a
        sewer line, new or old, cannot be viewed, this
        is immediately discernable. Where lines are
        restricted,  causing  sand  or other debris to
        cover the  lens of the camera, flooded dips in
        the  lines,  misalignments,  and  other  such
        deficiencies can be  determined immediately.
    b.  "Development  of Pictures" is not necessary.
        Therefore, there  is no  delay  in making  a
        decision especially  where  time is  of  the
        essence.
    c.  Several people  can  "view the line" together
        on the spot. In addition it is  possible to take
        video recordings off the screen in order that
        permanent records can be made  by means of
        a Polaroid or a 35-milimeter camera. Sound
        recordings onto the video  tape  are made at
        the  time of recording to  specifically identify
        the  place, the time and the conditions found.
        This   saves  unnecessary  narration  or
        eliminates  later  questions  as  to areas  or
        conditions.
    d.  With the  use of  TV  it is  possible to limit
        picture  records to specific defects and  those
        areas  that  typify the general condition  of
        pipe free from defects.
    e.  TV provides  the  only  means  by  which
        moving water can be  observed.  In addition,
        water of infiltration from house services that
        are  noted  to be running,  can be properly
        evaluated  by  TV  viewing.  When a house
        service is noted to be running, a check of the
        building  itself  is  possible  to  determine
        whether the flow  is, in fact, domestic flow or
        water  of infiltration.  TV   has  certain
    disadvantages:
    a.  Operation of the equipment requires a highly
        qualified electronic technician.
    b.  Evaluation of  TV reports,  especially in  the
        case  of infiltration  studies, requires  the
        services  of  a  skilled  or  specialized
        professional engineer  if optimum results of
        the study are to be achieved.

2.6.6  Smoke  Testing
    Smoke is not an acceptable method of detecting
infiltration points. However, it has been used by some
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of  the  surveyed  communities, and a  number of
engineers feel it is effective in locating sewer cracks,
defective joints, and direct connection of a sanitary
sewer  to  a  storm  sewer.  In this case, a smoke
generating unit is placed in a manhole with a blower,
and the smoke can be observed coming out of the soil
wherever there is a leak.  It would appear to be a
method that has limited application on lines that are
seriously damaged or have been installed very poorly.
Smoke tests are useful in  locating sources of inflow
waters  which  enter  sewer systems through pipe
connections  which  are  not trapped  such as roof
downspouts. Where a high-water table is present, the
smoke will be absorbed by the overlying water.

2.6.7 Visual Observations
    In large size  sewer lines, and  also by the  use of
certain types of mirrors and lights in smaller sewers, it
is possible to inspect visually  certain  pipe  lines.
Except in the case of large size pipe it would appear
that   other  methods  of  inspection  are   more
productive. In any case, this is not a quantitative test
of sewer conditions.

2.6.8 Conditions For Acceptance Tests
    Another  aspect of testing is the final  acceptance
of  a  sewer line  after construction. It is almost a
universally accepted  fact, although not  always so
practiced, that new  sewer construction  should be
tested and accepted in as  short sections as feasible. It
becomes extremely  difficult to assign responsibility
for  correction  of  new  sewer  lines  if  building
connections have been installed since tests can not be
made properly after these connections. In addition,
the crucial role of the building sewer must be taken
into consideration; the sewer contractor cannot be
held  liable   for  any  inadequacies  of  plumbing
contractors  who  usually  lay at  least  part of the
building connection line. If new sewer lines are tested
section by section and before connections are made
for final acceptance, the sewer contractor can be held
responsible for excessive infiltration rates which are
found and evaluated by effective methods of testing.

2.7 CORRECTIVE MEASURES
    Testing  prior to acceptance may indicate that
sections of  the  system do  not meet the  required
infiltration standards.  The decision  then must  be
made as to whether or not the defective sections must
be  excavated  and replaced or repaired, or whether
internal sealing will be allowed. Where the  defects are
not extensive, internal sealing generally will tighten
up the pipe to meet specifications. Excavation, on the
other hand, often results in the breaking of adjacent
joints.
    The feeling that an internally sealed pipe is "less
than  new" has led  to  the replacement of defective
sections. However, a realistic evaluation of the  costs,
problems, and possible additional effects on the pipe
may  indicate  that the  project specifications should
require  or allow  the contractor the option of such
sealing for minor defects when in the opinion of the
inspecting  engineer  there  are   no   structural
deficiencies  in the barrel of the pipe. Internal pipe
grouting can be a permanent solution if the technique
is applied in accordance with engineering principles
that consider  the  type  of soil being grouted and  the
nature of the defects being evaluated.

2.8 BUILDING SEWER STANDARDS
2.8.1  Jurisdiction and Control
    Building  sewers  are the  means  of connecting
in-structure  plumbing and  drainage lines to  street
sewers. They are the  link between the production and
sources  of  sewage,  commercial wastes,  industrial
process waters, and  the facilities provided by local
government  for the  removal and treatment of  waste
waters.  Building  service conduits, which  act as  the~
bridge for the gap between the structures served and
the sewers which perform this service, represent a
vital gap in regulation and control. The portion of  the
building sewer beween the structure and the property
line constitutes one part of the connection, while  the
portion  between   the property  line and the public
sewer in the street line completes the connection.
    Reference  is  made to these  two portions of
building  sewers because separate  parts have  been
constructed  and  connected under  the control and
supervision of  separate governmental  agencies. The
connection  to the   building  plumbing  and  drain
system  that extends to the property line  often is
interpreted as  an extension of the structure facilities,
is ordinarily  installed under  plumbing or  building
code  regulations,  and tested and  approved  by
plumbing officials or building inspectors. The section
of the building sewer between the property line and
the street sewer,  including  the connection thereto,
usually is installed under sewer rules and inspection;
approval is within the  purview of public works or
sewer officials.
    One  exception  to  this rule of split  authority
often  occurs in the  case  of  industrial  wastes
connections. Because of the effect of such wastes on
sewer structures and treatment facilities, the entire
length of these building sewers may be supervised by
sewer  officials. This procedure gives  them  better
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control of such connections and the introduction of
wastes,  when ruled  to  be  amenable  to sewer
transportation and treatment.
    Building sewers play  a vital  role in the overall
infiltration  and inflow volumes carried by separate
sanitary and  combined sewer systems. This split in
authority impedes total control over building sewer
construction,  testing and acceptance under present
circumstances when unified action is most needed.
Contributing to potential entry of infiltration water
into sewer systems are the relatively short lengths of
house sewer run, the multiplicity of these lines in any
given  stretch  of collection sewers in heavily built-up
urban areas, and the fact that  each connection line
has two  physical  connection  points — one at  the
building line and the other at the junction with  the
public sewer. One control agency should supervise  the
building sewer as a single source of infiltration.

2.8.2  Codes, Construction and Testing
    Regulations governing building sewers are often
contained  in  building or  plumbing  codes. They
represent a considerable range of interest and control.
Many codes make no  reference to foundation drain
connections,  although  many  make  the  distinction
between the  building  sewer and the building storm
sewer. A number of codes still permit various area
 drains to be connected to the building sewer.
     Most plumbing  codes permit a wide  range of
 materials to be  used, although some of the most
 recent ones are more restrictive. A few codes require
 the  building sewer to be tested usually by holding a
 10-foot  head of water for  15  minutes  with no
 allowable leakage. Air testing is mentioned as a test
 procedure, mainly on the interior system  although
 the  building sewer also can be tested. Smoke tests
 also can  be used as the pipe lies in the trench before
 backfilling  and   connection  to the  lateral. Small
 defects are then readily apparent.
    Because  of the  potential  severity  of the
 infiltration  and  inflow  contribution of  building
 sewers, they should  be constructed of top quality,
 water-tight materials with thorough inspection and
 testing. The physical connection to the street lateral
 sewer should be performed by the sewer agency or
 department  crews  after careful  training  and
 inspection.
    Section 4 of this Manual gives specimen portions
 of sewer-use ordinances that relate to prohibitions of
 certain types of building  connections and  stipulate
 the types of wastes  which must be excluded from
 public   sewers.  Other  code excerpts  involving
 industrial process wastes and commercial operations
wastes are contained in Section 9 of this Manual.
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                                  SECTION 3

                  CORRECTION OF INFILTRATION CONDITIONS
3.1   	Objectives
3.2	Identify Systems
3.3	Identify Scope of Infiltration
3.4	Physical Survey of Sewer Systems
3.5	Economic and Feasibility Study
3.6	Sewer Cleaning
3.7	Television and Photographic Inspection
3.8	.Restoration of the Sewer System
3.9	Treatment Plant Design Criteria
                                    29

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                                              SECTION 3
                  CORRECTION OF INFILTRATION CONDITIONS, EXISTING SYSTEMS
    The correction of infiltration involves a lengthy,
systematic approach or plan of action. The haphazard
deployment  of  investigative  devices and  sealing
equipment  is  ineffectual  and extremely  costly.
Interwoven  with  correction  is  maintenance.
Preventive Maintenance that restores the full capacity
of the pipe will  permit  the  sewer  to take the full
capacity  for  which  it  was  designed,  including
infiltration waters, and will, therefore, reduce the rate
of surcharge in upstream manholes.
    There must be an orderly plan of approach when
investigating  infiltration  conditions.  Excessive
infiltration is occurring and when it  is determined
where visual inspection is needed, sewer cleaning is an
important consideration because  of the cost and time
involved. It is impossible to run a camera through a
sewer that has restricted flow due to sand deposits or
other  debris.  Cleaning  serves  to  produce  the
maximum  available  carrying capacity in the sewer
pipe. Sewer cleaning will dictate the rate at which
inspection  can  be accomplished in accordance with
the availability  and capability of the  sewer cleaning
crews.  The  following  general  procedure for the
inspection of infiltration conditions is an adaptation
of a program developed by  American Pipe Services,
Minneapolis, Minnesota.

3.1  OBJECTIVES
    The first step in analyzing the extraneous water
problem is  to define  that  problem as clearly as
possible.  Before  retaining  consultants  and sewer
service   organizations,  the  public  works  director
should review and evaluate such questions as:
     1.  In what condition is the system?
        a:   How can this be determined?
        b.   What will  it  cost to  determine the
            condition?
    2.  Is there an infiltration/inflow problem?
        a.   How large is it?
        b.   What is its effect?
    3.  What will it cost to identify and correct?
    4.  Is  adequate  preventative maintenance being
        performed?
    5.  Are state  agencies forcing action?
    6.  Is   correction  an   economically  justified
        procedure?
    He may not have all the answers but it is essential
that  he  know  the  questions.
    The goals and objections usually can be outlined
as an effort to:
    1.  Determine  the  need  for  a sewer  system
       analysis;
    2.  Establish  an  effective sewer  maintenance
       program;
    3.  Determine  and  project minimum  and
       optimum  needs   for  equipment   and
       manpower;
    4.  Determine  if  infiltration  is  a  significant
       problem; and
    5.  Correlate  cleaning and inspection with any
       contemplated street paving program.
    When the public works official has identified and
evaluated  the  problem, he may look for guidance
from  a   qualified  consulting  engineering  firm,
supplemented  by  competent  sewer  service
organizations if he does not have adequate manpower
and equipment.

3.2 IDENTIFY SYSTEM
3.2.1 Plot Maps
    The first request by  a consultant or infiltration
analyst will be for detailed maps of the sewer system.
Only in rare instances are  all such maps available.
Even in jurisdictions that take pride in maintaining
excellent  records,  the  existing maps often will be
found  inaccurate  as  to utility locations  because
as-built  records never  were made or kept in  past
practices.
    It is imperative  that  the existing sewer maps be
completely checked in the field for verification of
line, grade, and sizes. Future studies and corrective
action will be rendered difficult and expensive unless
adequate  attention  is  given at the very outset of
operations. Such mapping also  is essential for routine
preventive maintenance programs.
    Scales, types of maps, and information must be
tailored to each community or  area. If  the public
works department or sewer agency does not possess
such maps or if there are no personnel available to
produce  them,  a  consultant  or  a separate   land
surveying firm may be engaged for this vital step.

3.2.2 Identify Drainage Systems
    Maps  should be analyzed to develop  a series of
small drainage areas or "mini-systems." Key manholes
should be  selected  for each "mini-system" through
which the total "mini-system"  flow enters the trunks
or the" next area. A  theoretical office analysis of key
manholes  should be  made to identify the sections and
manholes  that  are   bottlenecks.  This  operation
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requires that true invert elevations and pipe sizes be
known so that hydraulic computations can be made.
At  this point some feeling for  the  scope  of the
problem can be gained.

3.3   IDENTIFY SCOPE  OF  INFILTRATION
3.3.1  Flow Measurements
    In conjunction with the identification of drainage
systems,  actual  dry-weather and  wet-weather flow
measurements should be made at key manholes. A
series of such measurements may  extend over many
months of observation during daily periods of low
domestic and industrial flow.
    The  flow in the  sewers  can be  obtained by
various methods:
    1.  Measure depth and obtain velocity by timing
        floating  material,  appearances  of dye,
        conductivity  of  injected salt  solutions,
        radioactive  tracers, or  mechanical  velocity
        measuring devices.
    2.  Utilize various types and shapes of calibrated
        measuring devices such as  V-notch and sutro
        weirs and orifices.
    3.  Use  electronic  flow  recorders  that  can
        transmit records to distant points.
    4.  Utilize  photograpic installations that will
        automatically record levels of water behind
        weirs.
    5.  Install float-actuated devices that can record
        depths of flow.
    6.  Evaluate  pumping  records at  all  pumping
        stations, lift stations and treatment plants.
    7.  Make flow measurements  at major metering
        installations such as Parshall flumes,  venturi
        devices  and  wet  well   float meters  at
        treatment plants.
    Ground water elevations also should be obtained
from  ground water gauges  installed  in  manholes
where wet ground conditions  are suspected.  These
gauges are like glass water level gauges  in boilers, are
permanently  placed by inserting a pipe with elbow
through the  manhole wall, sealing it carefully, and
attaching  a  visible plastic  viewing   tube  with  a
calibrated scale behind  it. Figure 3.3, Ground Water
Gauge, shows a gauge  in  place. Water rises in the
plastic tube  to the height of the ground water outside
of the manhole.
    Ground water elevation is extremely important in
planning  an  infiltration study. Unless the  ground
water elevation is higher than  the sewer pipe, little
actual infiltration — other than during storms — can
be expected. Thus, gauging and inspection should be
carried  out   on  those  sections located under  the
                                       FIGURE 3.3_
           GROUND WATER GAUGE
                                    SECURE TUBE
                                       TO STEPS
                                    GROUND WATER
                                        GAUGE
I
         INVERT-/
  Courtesy of American Pipe Services Minneapolis, Minnesota
  ground water table.
      Ground water gauges should be inspected weekly
  for an extended period, such  as an entire  year, to
  determine seasonal variations. Inspection and gauging
  then can be planned for maximum conditions.
      The  amount  of infiltration flow  as  observed
  within a pipe often  can be judged when the head is
  known.
      All  of  this  information  should  be collected
  carefully, along with rainfall records for the area, and
  evaluated in  terms of variations of dry-weather  to
  wet-weather flows and  time relationships to major
  storms.  When  compared  with  the  theoretical
  computations  and analysis  of the drainage system as
  outlined  in 3.3,  a clear picture of the actual situation
  can be developed.

  3.3.2 Rainfall Simulation
      If the  infiltration/inflow  problem has  been
  identified as  rain-connected  and  the  system  is
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supposedly separate, a rainfall simulation in the storm
sewers  can  help  pinpoint  the  source. In  this
simulation study, storm sewers  that are adjacent to
sanitary  sewers are plugged  and filled with  dyed
water. If this  water shows up in the sanitary sewer,
there  is serious  infiltration  or  a  direct inflow
connection  between  the two  systems. Further
investigations, as described in Section 4, can be used
to identify inflow.
    The  preceding step has illustrated a basic factor
in such surveys — which is the identification of, and
distinction between, infiltration and inflow. Although
this  section  of the  manual  is  devoted  to  the
infiltration component, it should be emphasized that
inflow is of  equal  or  greater significance in  some
systems. For  that reason it is  suggested that when
extraneous water flows  are shown to be immediately
sensitive to rainfall, an inflow investigation be made
as described in Section 4.

3.4 PHYSICAL SURVEY OF SEWER SYSTEMS
    In conducting a complete  physical and lamping
survey of the entire sewer system, every manhole is
entered  and sewers  are examined visually for degree
and nature  of deposition, flows, pipe condition, etc.
Manholes also  are  examined. Mirror  and periscope
devices can facilitate viewing lines, but it is imperative
that someone  physically enter  each manhole. Very
little information can be  obtained by peering into
even a shallow one. The  proper safety  checks for
combustible  gas, oxygen  deficiency,  etc., must be
carried out prior to entry into any manhole.
    If the static ground water gauges have not been
installed, they should be placed during the lamping
survey.
    Smoke  tests used in the inflow study  also  may
reveal infiltration sources under low ground water
conditions.
    It should be emphasized  that proper  forms for
recording field  data, experienced survey personnel,
and means for recording results on a visual  plot map
are essential for subsequent evaluation. If local staff
personnel are  not   available,  the consultant or the
professional  survey  team can  perform these duties
and produce  the data as well  as  analyzing them.

3.4.1 Effects of Poor Soil Conditions
    Sewers  constructed  in  poor soils   may  be
subjected to settlement that  will tend to open the
joints  or cause cracking of pipe, with subsequent
infiltration or exfiltration. Because such  settlement
takes  place   over  long  periods of  time  and  is
accelerated as  new construction in the vicinity of the
pipe creates additional loads on the soils below the
sewer, the failure of the  sewer installation can occur
after1 many years  of satisfactory performance.  This
indicates that, as increased infiltration has been noted
and  poor soils conditions prevail, new construction
along or above the pipe  is subject  to  suspicion and
investigation.
    Man-made fill should be considered as poor soil
unless the- fill was placed under rigid construction
control.  This is especially true  where  fill has been
placed on soft materials' such  as clay, swamp, tree
roots, or debris.
    An abrupt change of foundation conditions  is
often the cause of cracking. Pipes connected to deep
manholes, the latter founded on harder material than
the pipes, can spell trouble. A  pumping station on
pile  foundation,  with  the sewer  and  adjacent
manholes laid  in  soft  soils, always  is cause for
suspicion.
    Elimination  of infiltration  due  to the  above
sources usually will require  complete reconstruction
of the affected portion of the system and should be
based on a revised design. This  design must include
elimination of future settlements  or the choice of
pipe and joint type as well as use of pipe cradles and
other  means  that  will  permit  settlement  without
failure of the sewer system.

3.4.2 Effects of Ground  Water Conditions
    If the ground water level is at or above the sewer
installation, the  ground water can affect infiltration
in two  basic .ways:  attack on  the pipe or  joint
materials, and an increase in the rate  of infiltration
once  openings in  the system haye occurred for a
variety  of reasons, not  necessarily connected with
ground water.
    Chemicals in the ground water, such as sulfates
and organic acids, will attack certain pipe and joint
materials. The rate  of attack depends on the rate of
flow  through  the  ground and the  resistance of the
sewer materials to the attack.
    The   presence  of  ground  water  may  induce
electrolytic  corrosion   of  metal  pipes by   stray
currents. Correction depends  on the degree  and type
of deterioration, and could involve replacement with
different  materials, external  coatings,  and  cathodic
protection.
    Ground water has  a  very pronounced effect on
infiltration  after  a  sewer system  has  lost  its
water-tightness  for  any  reason.  Given a  certain
number and size of openings  in a portion of the pipe
system, infiltration  will be influenced by the flow of
ground  water through   the  surrounding soils, the
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distance  between the pipe and top of ground water
surface (head), and the composition of the soils.
    For soils of high permeability, such as gravel and
clean sand which permit a high rate of ground water
flow, the openings in the sewer will determine the
rate of infiltration, together with the  ground water
head  which  dictates  the  hydrostatic  pressure.
Conversely,  soils of low  permeability such  as clay
may retard  the rate of ground water entry through
openings in  the sewer; for example, a dense clay may
seal openings and reduce  or eliminate the effect of
the hydrostatic pressure of the ground water at sewer
level. The silt  content  of the  soil can have a dual
effect on infiltration; it influences the permeability
but it can also increase  the amount of solids entering
the sewer lines with the ground water.
    Trench  backfill and bedding materials different
from the in-situ soils should be taken into account in
the  above described considerations. Trench backfill
can act  as  a ground water barrier or, on the other
hand, as an artificially created undergound stream.

3.5 ECONOMIC AND FEASIBILITY STUDY
    Equaling in  importance the  identification  of
infiltration is the evaluation of costs  and benefits.
Although frequently there are overriding health and
environmental  reasons  for correcting infiltration,
exfiltration  and inflow, there may be situations in
which the jurisdiction or agency has a choice between
either accepting  the extraneous flows and  treating
them,  or eliminating  them. Each  choice  has an
associated cost and requires a careful analysis prior to
any  policy  decision. Section 5  provides a detailed
economic analysis that most communities can apply
in arriving at meaningful conclusions.
    The   public  works engineering  staff  or  the
consulting engineer should make  this  economic
evaluation in conjunction with a review of existing
design features  that  would indicate  the system's
adequacy. The  current  market  value of the  system
also should be weighed to  illustrate the magnitude of
the investment which must be protected.
    At this stage  in the survey, fiscal decisions can be
made to proceed with  correction programs only if
found economically and technically feasible. By this
time, cost  estimates  can  be   developed  for  the
subsequent correctional stages.
    Generally,  the  pre-investigation will delineate
those sections of the system where high ground water
elevations, high flows, and defective pipe conditions
indicate the  possibility  of  more  than  average
infiltration flows. Analysis at this point will enable
the  identification  of  the  areas  with  the  most
infiltration  and  the  drainage  areas  with  less
infiltration where the economics of the corrective
actions dictate.

3.6 SEWER CLEANING
3.6.1  Initial Cleaning
    A planned sewer cleaning program is essential for
the following reasons:
    1.  Full capacities and self-scouring velocities are
        restored.
    2.  The difficult areas to dean are discovered.
        Areas  indicating  possible  breaks, offset
        joints, restrictions, and poor house taps may
        require photography or television inspection.
    3.  The most economical method and frequency
        of cleaning can be  established.  This will
        permit more realistic annual budgeting.
    4.  Individual flow readings by weir or recorders
        will be more accurate in dean sewers.
    5.  Clean sewers are a necessary prerequisite for
        any   television  inspection  program  and
        correction sealing procedures.
    Through  past experience it has been found that
many municipalities are not equipped or experienced
enough to clean sewers adequately in preparation for
inspection by closed-circuit  television or 'sealing by
pressure  injection of sealants. Closed-circuit TV is
used basically to inspect  the pipe line  to determine
whether  or not there are any  structural failures,
misalignment,  or points of infiltration. In this phase,
small  amounts of debris left in the bottom of the line,
such  as  sand,  stone, or sewage  solids,  may not
interfere with a good inspection except in pipe of less
than 10 inches in diameter. However, initial cleaning
preparatory  to   inspection should  be done  more
thoroughly than  for  routine  maintenance.  A full
diameter gage  or "full gauge  squeegee" should be
passed  through the  sewer  to  insure  optimum
cleanliness.
    Where repairs are going to be made by means of
internal pressure injection, it is also important that all
such deposits  be removed. Two basic problems that
will result  from  debris left  in the  line are  (1) the
damage that would be done to the inflatable ends of
the  sealing machine  or  packing  device,  and  (2)
inability of inflatable ends to create the perfect seal
required during  the  pumping period of sealants and
for pulling the sealing device through the line.
    It is desirable to have little or no flow within the
sewer lines during the inspection or pressure sealing.
In  most cases  it  is  not possible  to  achieve this
condition.  It  has been found that flow depths of
one-third of the  pipe  or less are tolerable  in the

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performance  of  these  services.  It should  be
understood  that  inspections  under submerged
conditions will give questionable results.

5.6.2 Sewer Cleaning Plan
OBJECTIVE:
    Sewer pipe cleaning in preparation for television,
    photography or internal injection
PRE-CLEANING INSPECTION:
    Determine condition  of pipe to be cleaned and
    type of equipment to  be used.
CLEANING EQUIPMENT:
    The equipment can include, but  not be limited
    to:
    1.  Rodding Machine — sectional  rodding
        machine  with  36-inch, 39-inch or 48-inch
        sectional  rods  either 5/16-inch or  3/8-inch
        diameter — hydraulically  or  mechanically
        powered.
    2.  Rodding Machine—continuous  rodding
        machine with a minimum of ;375 diameter
        rod.
    3.  Bucket Machine  - 10.5 hp up to  100 hp;
        buckets 6 inches up to any size for cleaning
        round or square box sewers.
    4.  High  Velocity Water   Machine — air or
        water-cooled  power  plant;  sewer  cleaning
        hose  3/4-inch  minimum with operating
        pressure up to 1500  psi; maximum pressure
        at the pump.
    5.  Hydraulically Propelled Devices or Cleaning
        Tools — with or without harness.
CLEANING OPERATION:
    The actual cleaning  operation and the type of
equipment selected generally is determined by the
size and condition of the pipe  to be cleaned. Ordinary
conditions in most cases may require the use of more
than  one type of equipment or  a combination of
more than one piece or type of equipment. These can
include, but not be limited to, the following:
    1.  Rodding machines,  either  sectional  or
        continuous, can be  used to clean the pipe in
        preparation for  final  inspection  prior  to
        grouting;  however,  under  severe  cleaning
        requirements  they  are .used  primarily  to
        thread  the sewer or  pipe  line for  cleaning
        operations and use of bucket machines.
        There are many tools  that can be attached to
        the front of the rod which will effectively
        remove debris, such as heavy conglomerates
       . of grease, root intrusions,  etc. The  rodding
       machine  also  can  be  used   to pull  such
       cleaning tools as  a stiff wire brush or swab,
    to clean light debris from within sewer lines.
    It should be noted that with those two tools,
    a tag line connected  to  a bucket  machine
    should be used in order to pull the swab or
    brush  back  if  adverse   conditions are
    encountered.
    It is  necessary that in  the  above type of
    cleaning methods a  head of water, like that
    which could be furnished by a fire hydrant,
    should be  used  to help propel  the  solids
    within the sewer line to the downstream
    manhole.
2.  Bucket machines provide a positive means of
    cleaning pipe. Their  operation  allows  a
    positive connection  of cable  from  one
    manhole to the other, with applicable power
    to pull a bucket loaded with sand or gravel
    back  to the manhole for dumping  on the
    street, into  a  container,  or truck bed (if a
    truck loader machine  is  used). This method
    of cleaning  removes solid materials such as
    sand, gravel, and roots, and renders the pipe
    clean for sealing if followed  up with a stiff
    wire brush and swab or squeegee.
    It is important that  final cleaning tools be as
    close  to pipe size as possible to  obtain the
    necessary  results preparatory  to  a  good
    grouting job.
    It also is necessary that a sufficient amount
    of flushing water be  available during the final
    cleaning operation,  to scour and flush the
    pipe.
3.  The high velocity or hydraulic pipe cleaning
    machine is mobile and provides a fast and,
    under  most conditions, effective cleaning.
    Operation of this machine with  a specially
    designed  cleaning nozzle will  produce  a
    cleaning or scouring action from  streams of
    water directed to strike the inside  wall of the
    pipe under high velocity. As a result of the
    jet  action from  the  rearward orifices, the
    cleaning  nozzle  and  hose  is  propelled
    forward. As the hose and nozzle is  pulled
    back to the manhole, the high velocity spray
    produces a hydraulic rake effect bringing the
    debris back to the manhole. Care is necessary
    in using hydraulic  cleaning  equipment. In
    sandy soil where the sewer may be defective.
    creation of voids  may cause  collapse of the
    pipe.
4.  Hydraulically  propelled  cleaning tools are
    placed in the pipe with the proper tolerances
    between the outside diameter of the device
    and the inside  diameter of pipe. Water is put
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       into the manhole or sewage is allowed to
       build up behind the ball to produce a head of
       pressure moving the device down the sewer
       line and allowing some water to escape. With
       the  rush of water, turbulence is created to
       cause  sand or  solid materials  to  go into
       suspension, thereby  moving down  the line.
       Caution must be  used in the operation of
       these  devices  because  the  water  pressure
       created behind the ball can affect bad joints
       in the pipe. The pressure may in some cases
       damage private property because  of water
       entering basements through house laterals.
CLEANING EXAMPLE:
    A 12-inch  line  with severe sand, gravel, and root
intrusion will require the use of bucket machines and
flushing equipment or a high water velocity machine.
In some cases  where roots are the main problem, a
rodding machine with a saw or auger-type cutter may
be required, with a follow-up wire brush tool to clean
the pipe. In every case a swab-type tool incorporating
a rubber disc to clean or wipe the pipe to the full pipe
diameter can be used  to  free the inside pipe wall
completely from any obstruction. This  is not only
important to  effect  the proper  application of the
sealants;  it  will prevent  possible damage  to the
inflated  rubber ends  of the sealing  machine  or
packing device and create the perfect seal  required
during the pumping period of the sealants.

3.7 TELEVISION AND PHOTOGRAPHIC
INSPECTION
    As a result of the findings of the previous stages,
the best  utilization  of television or  photographic
inspection can now be determined. Arbitrary use of
these  techniques without pre-planning  and budget
review is not  recommended. The most  economical
results are  not achieved  on a random  basis. These
techniques are  useless when flows in the sewer exceed
one-third of the depth.
    The  following  are some of  the more  pertinent
factors associated with TV and photography:

3.7.7  Reasons for Inspection
    a.   As  part  of  a  planned  sewer  system
        restoration as outlined in the previous stages.
    b.  As assurance of sound underground facilities
       prior to a  "permanent surface"  type paving
        program.
    c.   For the inspection of new construction prior
        to final acceptance.
    d.  To  determine  deficiencies in "troubled
        areas".
    e.  To  pinpoint  the  cause,  source,  and
        magnitude of infiltration problems.

 3.7.2 Methods of Inspection
    a.  Draw  the  camera through  the  sewer  and
        record  deficiencies  on  forms, polaroid
        pictures, stereo  slides,  video  tape,  and/or
        movie film. Take shots of adjacent "typical"
        sound  pipe for comparison purposes  so that
        the  degree  of  the  deficiencies  may  be
        ascertained. Locate pertinent features.
    b.  Record results of the study and  draft final
        report.
    c.  Summarize  and  analyze, and recommend
        corrective measures.

 3.7.3 Testing and Sealing
    A variation of the  above mentioned method is to
use television  and a  testing device.  Upon  visual
inspection  of a potentially  leaky joint,  the  testing
device is pulled over the  joint and a pressurized test
made.  If  the test   indicates  defects,   sealing  is
accomplished immediately.  The cost of this method
may be high, although the cost of two setups, one for
inspection and  then for sealing should  be evaluated.
    This  method of "grouting as you go" does not
allow  an economic and  engineering analysis  of the
optims which are available such as replacement of the
sewer or sealing only those defects which allow major
contributory flows.

3.7.4  Results of Inspection
    a.  Location  of sources  and magnitude  of
       infiltration.
    b.  Location  and extent  of  structural
       deficiencies.
    c.  Accurate location of wyes, taps, manholes,
       lampholes, surreptitious connections  of any
       kind, cross-connections to the  storm  sewer,
       and  any  other   physical   features  of
       consequence:

 3.7.5 Benefits of Inspection
    a.  Provides the information necessary for the
       drafting  of  a sewer  system  map  or the
       updating of an existing one.
    b.  Enables  the  engineer  to recommend the
       redesign,  reconstruction,  rehabilitation,
       repair, or replacement of any specific  part or
       parts of the system.
    c.  Provides a permanent written  and pictorial
       record of the system which can be utilized at
       any time.
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3.8 RESTORATION OF THE SEWER SYSTEM
    Based on the results and recommendations of the
inspection report, sound budgeting and planning for
the restoration of the  system can now be achieved.
The  engineer can now appropriately  decide how to
correct the structural deficiencies  and eliminate the
infiltration. The following is a suggested approach:

3.8.1 Structural Deficiencies
    a.   Take into consideration  the  age, type, and
        depth of the pipe and the severity and extent
        of the damage.
    b.  Depending on  the engineering and economic
        evaluations, either repair the pipe on a partial
        basis or  replace the  entire section  between
        manholes. (The  economic evaluation must
        include the  cost of  repair of the  roadway
        surface.)
    c.  Isolated or minor damage may be tolerable
        or corrected at nominal cost.
    d.  It is obvious pavements should not be placed
        over  damaged  or defective pipe. Remember
        that  marginal  damage  could  become  severe
        before the life  of the  pavement expires.
3.8.2 Infiltration
    a.  In a structurally  sound pipe, most infiltration
        can be eliminated by the internal injection of
        sealants.  This method  of repair  precludes
        excavation. Frequently this internal sealing is
        performed  simultaneously   with internal
        testing, as described in 3.10.3.
    b.  Weigh the cost of sealing against the cost of
        treating this extraneous water.
    c.  Think in terms  of the hydraulic load placed
        on  the   collection  system and  on  the
        treatment plant. If,  during periods of high
        static  head,  the treatment  plant  must be
        by-passed,  compute  the  cost  of  plant
        expansion to handle these peak loads.
    d.  Consider the  fact  that  small leaks  may
        become  larger  with the  passage  of  time
        and/or increase in static head.
    e.  Compare grouting costs with partial and total
        replacement costs.
    f.  Define  those  sources  of infiltration  that
        could be considered livable.

5. & 3 Correction Alternates
    a.  Replacement of broken sections.
    b.  Insertion of sleeves or liners.
    c.  Internal sealing with gels or slurries.
    d.  External sealing by soil injection grouting.
3.8.4 Building Sewers
    An  internal  grouting  method  for  eliminating
waters of infiltration from building  sewers has been
devised.  A  pilot  project  recently  completed by_
American Pipe ervices indicates how sealing may be
accomplished if economically desirable.
    The first step  in the process was to identify the
building sewers that were leaking by the use of closed
circuit television in the mains.  It must be determined
whether  observed  flows are  from domestic usage,
footing  drain tile  discharge  or  as  a  result of
exfiltration  from  a  flooded  storm  sewer  and
subsequent infiltration into the building sewer which
crosses under the storm sewer.
    Domestic usage can  be  determined by a check of
the house at the time ofvTV inspection to make sure
no water is being used and that there are no cooling
waters or cistern over-flows  discharging to the system.
    Footing drain tile contribution can be eliminated
from consideration by knowing what the  elevation of
the ground water  table  is in the  study  area. This is
done through the  use of groundwater gages installed
in the sanitary manholes nearby.  If the groundwater
table is higher than the  footing drain tile a check for
building  sewer infiltration should  not be initiated
until the  groundwater subsides.
    If the discharge from the  building sewer can be
directly attributable to rainfall connected infiltration
as a result of flooding storm sewers, internal grouting
can  be used  if an economic  analyses  indicates  a
favorable  cost-benefit ratio. There must be enough
infiltration,  either joint leaks  and/or building sewer
leaks, in  a specific run  of  pipe to make the  cost of
both camera and packer in the line at the same time
worthwhile.
    If the economic analyses indicates the advisibility
of sealing, the camera-packer tandem is placed in the
street sewer with the  camera pulled into a position
such  that it  can view  the  building sewer discharge.
Simultaneously, the adjacent  storm  sewer is
re-flodded. When the infiltrating water appears in the
sewer a technician is sent into the connecting house
basement where he inserts a small inflatable bag into
the service cleanout and pushes it all the way out to
the main where the camera  can view it. It  is then
retracted toward the house in two foot increments
being inflated and deflated at each increment. Initial
inflations will stop the water from getting to the
main, but eventually the bag  will be retracted to  a
point where  the  full-flow  infiltration  will again be
evident. At this  point the  bag is  left inflated in the
building  sewer. Then the  grouting "packer" in the
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main is positioned with its anular opening over the
house  service connection  and  inflated. Grout is
pumped  into the building sewer  until sufficient
pressures have been reached. The catalyst is triggered
and  the  grout gels. At this point the "packer" is
deflated  and  moved away  from the building sewer
and the bag in the building sewer itself if deflated and
removed. A domestic type sewer cleaning machine is
employed through  the  house  sewer cleanout  to
remove the gel from the line and the sealing process is
complete.
    The cost  range for this procedure has been found
to  vary  from $200  to $500  per house  service,
depending on the  number  of services  per  manhole
setup and the amount of chemical used. It also has
been found that it is  not economically justified  to
seal building sewers when the infiltration  flow is less
than  10 gpm. In  some  areas replacement  of the
building sewer may be more economical than internal
sealing.

3.9 TREATMENT PLANT DESIGN CRITERIA
    Besides   the  obvious  advantages  of  restoring
needed  capacities and reducing costs and pollution,
the  final study  goal  of the complete  restoration
program is the more accurate estimate of hydraulic
loading for future plant  design. The design criteria
will be tempered by the knowledge that nominal and
predictable amounts of extraneous clean water can
now be anticipated.
    The accomplishments and benefits of pursuing a
logical,  orderly  program for  infiltration/inflow
correction can be listed as follows:
    1.   The sewer  systems can  now be  reasonably
        maintained,  usually  at  lower  unit costs.
        Annual budget needs can be accurately and
        realistically  projected.
    2.   Serious  structural  deficiencies  will  be
        corrected.
    3.   Any  subsequent  paving  programs  can  be
        carried  out with reasonable  assurance that
        the sewers will not require repair at a later
        date and can easily be maintained.
    4.  The  waste  water treatment  plant, lift
        stations,  and  other  facilities  will be  of
        adequate  size to serve present and projected
       needs.
    5.  Treatment or pumping costs in the future
       will be reduced as much as possible.
    6.  Infiltration  volumes will  be  reduced  to a
       minimum.
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                             SECTION 4

             METHODS FOR CONTROLLING THE DISCHARGE
           OF INFLOW WATERS INTO PUBLIC SEWER SYSTEMS

4.1	General
4.2	Causes, Effects and Control of Inflow
4.3	Location and Detection of Sources of Inflow
4.4	Removal and Elimination of Excessive Inflow:
                                                         Policies and Costs
4.5	Establishment of Official Policies by Sewer-Use Ordinances,
                                                     Regulations and Codes
4.6	Selected Excerpts from Sewer-Use Regulations
                            39

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                                             SECTION 4
                            CONTROLLING DISCHARGE OF INFLOW WATERS
 4,1 GENERAL
    Discharges of excessive amounts of non-sanitary
wastes  into public sewers is a costly misuse of such
sanitary systems. Included in such extraneous waters
are inflows from various sources through deliberately
connected  pipes and drain lines. Separate sanitary
sewer systems are most seriously affected by such
inflows. Combined sewers suffer in  somewhat lesser
degree, and storm  sewers are designed for these flows.
    Elimination  of  inflows  of such  waters,  by
preventing  and correcting  direct discharges through
pipe  connections,  is in the  best  interests  of
dependable  and  economical  service  from  sewer
networks  and  appurtenant waste  water facilities.
Inflow  waters which  have their sources in  urban
structxires and other practices are not '"polluted," in
the sense that  thay would require  prompt removal
from  the  urban environment  and   subsequent
treatment to prevent the degradation of watercourses
into which they are  discharged.  In  the case  of
separate sanitary sewers, the use of carrying capacities
to  handle  such waste waters is unnecessary and
costly. For the purpose of providing proper and safe
drainage of such waters from private properties, their
discharge into  storm  sewer  systems is more
appropriate.
    National   experiences  have  demonstrated  the
advisability  of  following general guidelines   for
handling the  extraneous waters (referred to in this
Manual as  inflow) in  the  design, construction, and
management of public sanitary sewer systems:
    Roof leader connections — excluded.
    Foundation  and  most are a way   drain
    connections - excluded.
    Basement drain connections — permissible under
    certain circumstances.
    Residential, industrial, commercial cooling water
    connections — excluded.
    Other so-called "dean waters" — excluded.
    Certain  industrial-commercial
    wastes — permissible  when  controlled and
    authorized.
    It is the purpose of this section  of the Manual to
set forth general policies and lines  of action  by
jurisdictions for:
    1.   Determination  of causes  and  effects  of
        inflow waters in sewer systems.
    2.  Detecting and locating sources of inflows and
       determining  their  conformity  with
       jurisdictional regulations.
    3.  Planning workable and equitable prevention
       and  elimination of  such waste  water
       connections, where necessary.
    4.  Establishment  of  official  sewer-use
       ordinances,  codes and  regulations  upon
       which jurisdictional actions can  be taken to
       (1) prevent future inflow connections and
       (2) eliminate existing inflows detrimental to
       the  capacities  and  capabilities of  sewer
       systems, pumping and treatment facilities,
       and other system appurtenances.

4.2 CAUSES, EFFECTS AND
CONTROL OF INFLOW
    Sections 1  and 3 of this Manual relate to the
problems of infiltration. It is necessary here to draw
the distinction between the responsibility for actions
taken to control infiltration and for similar actions to
prevent and  eliminate excessive  inflow into  sewer
systems.
    The sources of infiltration are generally within
the  control  of the jurisdiction. The  causes are
the  responsibility  of the jurisdiction,  in terms of
design, choice  of  materials,  construction control,
operation, and  soil and  water conditions in  which
the sewer is  laid and functions.  The responsibility
for decisions in  infiltration prevention and correction
is  totally  the  jurisdiction's,  as  is the  necessary
action  to  eliminate  the  detrimental  effects  of
excessive infiltration.
    On  the  otlver hand-with  the exception  of
inflow  through  manhole  covers — the  sources  of
inflow  are, for  all  intents and purposes, from the
properties of private individuals and organizations.
The causes are  their responsibility, except where
these have been authorized or condoned by official
actions. The responsibility for making decisions on
prevention and elimination of inflows may rest with
the jurisdiction; but real action will depend on total
or at least partial participation and expenditures by
property owners.
    Inflow control is involved with other distinctions.
As  a  basis  for  corrective actions, it  must be
determined if such connections haw  been  made
legally  or  illegally — with approval or condonement
on  the part  of the jurisdiction, or illicitly and
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surreptitiously.  A further distinction must be drawn
between the types of sewers into which such inflows
intrude,  with  entry  into  storm  sewers normally
acceptable  and  into  combined sewers  acceptable
under certain conditions.
    The overall effects of inflow are much the same
as  those  attributable  to  excessive  infiltration:
usurpation of sewer system  capacities; local area and
private  property  flooding;  surcharging  of,  and
deleterious  effects on,  pumping  and  treatment
installations;  increases in  combined sewer overflows,
and  increased  poUutional loadings on receiving
waters.
    However, there  is  a  distinction between the
volumetric and peak effects  of inflow and infiltration.
It  offers opportunities  to  differentiate between
sources of these two types of extraneous water flows
in existing sewer systems when the  two waste waters
are commingled and generally indistinguishable from
each  other.   Inflow volumes increase and decrease
more  markedly than infiltration flows, except in the
case  of  inflows  due  to  certain  industrial  and
commercial "clean water" discharges.
    The sources of actual inflow drainage are  similar
to  infiltration sources:  the soil and ground water
therein.  Inflows  occur  more rapidly  following
precipitation  conditions  due  to roof runoff. The
imperviousness of roof surfaces simulates urban areas
such as roads, streets, parking lots, and other surfaced
facilities. Inflows due  to areaway  and  yard drains
occur rapidly,  and even basement and foundation
drains may produce peak flows of inflow waters more
rapidly  than the  slower  reaction  of sources  of
infiltration to ground water  table changes.
    Exclusion of inflow waters  from sanitary sewers
is general practice, or at  least a   general goal, in
jurisdictions  in the United  States and Canada. This
was  the  disclosure of  the  1969-1970  national
investigations and  research  studies. This  general
statement is  especially true of those systems which
have  taken cognizance  of  this  problem, have
established specific policies,  and have taken actions to
control  the  effects  of this type  of waste water
intrusion.  It  is necessary  to draw this  distinction
because many jurisdictions  have established no such
policies, enacted no such regulatory practices, or have
taken a permissive attitude  on inflow connections by
overlooking or  condoning  conditions directly
affecting the serviceability of  sewer systems  and
appurtenant facilities.
    The case for  inflow control is  clear. The  effects
on sewer system management are unmistakable, but
no broad  policy  can  cover all  circumstances in all
local jurisdictions. Inflow conditions are the product
of  local phenomena  and policies.  They  reflect
building practices, including the use of basement or
other sub-grade building  areas or  the adoption of
on-slab  construction;  soil and  ground  water
conditions; precipitation experiences;  climate,  as  it
applies  to   extensive  air  conditioning,  and
industrial-commercial  developments  in   any  area,
followed by  the  generation  of  so-called  "clean
waters"  from processing  operations.  Proof of the
interlocking effect  of a wide  range  of  jurisdiction
conditions on inflow sources and rates is found in the
fact that availability  of unrestricted amounts of
public water  supply and the price thereof influences
the production of such "clean waters" in industrial
and commercial operations.
    The upshot  of  these interlocking effects is  that
inflows  into jurisdictional sewer systems do not occur
in a governmental vacuum. They result from policies
and practices in  other phases of urban life, including
not only sewer-use regulations but building code and
plumbing   code  provisions;   control  of
industrial-commercial  construction  by   means of
zoning;  water supply  policies and pricing structures;
availability of storm  sewer connections, and other
factors too varied to enumerate.
    Inflow control  practices  by  jurisdictions are
affected and  influenced by location of storm sewers
in relation to property tie-ins, the  geology and the
terrain of the  community, local governmental actions
on  control of ground water levels by draining and
topographic control.  All  of these  factors must be
examined and evaluated by each jurisdiction which
has not yet established policies on inflow control or
taken adequate actions to enforce regulations already
in existence.
    While  this  Manual urges  the  prevention  and
control   of  excessive  inflow  into  sewer systems,
particularly sanitary sewer facilities,  it also  stresses
the  need  for local  decisions based on  all  local
conditions. Evaluation of all these local factors is the
first step in any  inflow  control program.  The burden
of proof is to prove  that inflow  is detrimental and
that control is a foregone  necessity if these  adverse
effects are to be prevented and corrected.  What about
the traumatic effect  on the public of  any  sudden
decision to eliminate long-standing inflow sources? It
dictates that jurisdictions  take  actions based on this
type of evaluation of local conditions and on findings
that control needs are  indisputable. In some cases, the
value  of inflow  has been   advocated by some
engineering and operation personnel  during prolonged
dry periods, on  the basis that such  extraneous flows
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inhibit sewer septicity and odor conditions.
    These  are  the  general  factors involved in the
causes,  effects, and means of control of the inflow
problem.  No  specific limits can be established for
inflow,  such as the goals proposed for  reduction in
infiltration allowances;  the  factors involved are too
indeterminate  to permit the setting of determinate
guidelines. No built-in limits can be set for allowable
inflow,  except in terms of broad  policies  covering
certain  permissible  connections — such  as basement
drains entering sanitary  sewers because of the nature
of  the  waste  waters  generated by  in-structure
operations.
    Certain sources of inflow can be exempted from
prohibitory regulations,  such as basement drains and,
under certain  circumstances, some types of so-called
"clean water"  discharges. Whether certain exemptions
are  permitted  or not, policies must be firmly set and
enforced without favoritism.

4.3 LOCATION AND DETECTION OF
SOURCES OF INFLOW
    Control of inflow, like control of infiltration,
resolves itself  into two  practices: prevention of new
inflows, and correction  of  existing inflows deemed
detrimental to sewer systems and wastes handling and
treatment work.
    Prevention  involves  exclusion of inflow
connections by edict, and the rejection of any such
flows  when new structures  are  built  or present
building operations modified and their plumbing and
drainage  lines  installed. Correction  involves  the
location of existing sources  and their elimination by
physical  separation of any  such  connections in
accordance with set policies of the jurisdictions.
    Elimination of existing inflow connections is not
merely  a  simple procedure of locating these sources
and ordering them discontinued. Not only are search
and surveillance procedures  difficult,  but matters of
principle are involved:
    1.  Have  such  connections been made  in
        violation of existing regulations? In  this case
        no official  record of these connections will
        have  been filed, and no record  of their
        nature, size, and location will be available.
    2.  Have  they  been  made  in  accordance with
        authorized  actions  by the jurisdictions or
        their  agencies?  In  this  case  all pertinent
        information on  these drain connections may
        have been mapped and recorded.
    3.   Have  they been installed in the absence of
        local prohibitions and/or with uncontrolled
        permissiveness of public officials? In this case
         their existence may or may not be recorded
         and  their  sources  listed  in  building  or
         plumbing plans, or in other drawings in the
         possession of property owners.
     Locating  approved   and  recorded  inflow
 connections  is  relatively  simple.  It involves
 examination of building connection plans and permits
 an  on-site  check  of their actual  installation and
 conformity  with  jurisdictional authorization.  If
 decisions are made to eliminate previously authorized
 inflows because subsequent effects on sewer systems
 have been  greater  than   originally anticipated,  a
 careful search may  be required to determine if the
 connections are  serving only the  purposes intended
 and authorized. This may involve gauging of inflow
 volumes and  testing of inflow composition. Gauging
 and testing may require the location of the points
 where inflow connections  are made. This may be
 directly  into the building  or "side sewer"  at the
 building line; at some point in the run of the building
 connection between the  structure and the street
 sewer wye, or through  a  separate drain line which
 enters the street sewer independently.
     Similar  search-and-find procedures can  be
 followed for all inflow connections which have been
 installed  without  or in  the   absence   of  code
 requirements  but with  the provision that all such
 connections be indicated in applications for plumbing
 or building permits. The problem in such cases is to
 make certain  that all inflow lines have been recorded
 and that the sources of inflow waters are known and
 traceable. This problem points out the importance of
 prohibiting multiple-property drain connections to  a
 single building sewer line. Such multiple  connections
 make it  difficult, if not impossible, to place specific
 responsibility for excessive inflows on any one of the
 connected structures.
     The  problem of locating illicit, surreptitious, and
 unlisted  inflow connections is a more difficult one. It
 involves  painstaking inspections and investigations of
 all plumbing and drainage lines by expert persons and
 the tracing of  buried  lines back  to  their  original
 sources.  Every such source must be held suspect until
 the point  of discharge is located, either by tracing
 piping plans or by detection methods.
     In residential and related types of structures the
 inflow sources are relatively few and less complicated,
 but in industrial and commercial buildings they can
 be more  difficult to locate and evaluate.
    Each jurisdiction must  choose  and use its own
techniques.  This  Manual can  list only some of the
possible procedures:
    1.  Tracing  roof leader connections with dye,
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    pieces of  paper, plastic chips,  or confetti;
    corks of varying colors placed in roof gutters,
    the  colors indicating specifically designated
    buildings;  chemicals such as salt,  with tests
    for  chlorides in runoff water;  use of safe
    radioactive  tracer  materials of  short-life
    character,  checked with Geiger counter-type
    equipment, and other appropriate detection
    methods. They all involve the observation of
    sewer  lines in the vicinity of the  structures
    being investigated. Observations can be made
    during storm' periods or in flows induced by
    water discharged onto roofs.
2.  Tracing foundation drains by introduction of
    dyes or chemicals  into the ground surface
    around the building being investigated, or by
    injection  of such tracer materials into the
    ground at  the foundation or footing level.
    Such procedures must be followed by tests
    or observations in sewer lines, as  suggested in
    (1)-
3.  Tracing  basement  drain  connections  by
    locating in-structure sources of  such  inflow
    waters  and  introducing  tell-tale   materials
    which can  be detected in receiving sewers.
4.  Applying  tracer  materials such as dyes or
    chemicals,  in areaways or areaway  drains,
    and introducing flows into them by hose
    connections  or  waiting for storm  flows to
    flush  the  tell-tale  materials into  adjoining
    sewers.
5.  Applying  tracer  chemicals,  radioactive
    tracers, or dyes  to industrial and commercial
    equipment, such  as  water-using  air
    conditioners,  refrigeration  units,
    stack-washing pits,  or other wet-processing
    points where drainage water is suspected of
    being connected to sewer lines. This must be
    followed   by suitable detection  means in
    street  sewers, in manholes or other chambers
    located   on  such  commercial-industrial
    property.
6.  Application  of  smoke bomb  tests in street
    sewers,  followed by observations of the
    appearance  of  smoke  plumes  at building
    roofs,  in  basement  and  areaways, at
    industrial  and  commercial connections or
    building vents,  or  from the ground  in the
    area of foundation drains.
7.  Actual excavation of building lines suspected
    of being illicitly connected to public sewers.
    This must be  considered  as a  last-resort
    measure in any inflow investigation.
 4.4 REMOVAL AND ELIMINATION OF
 INFLOW CONNECTIONS
    Decision on  removal and elimination of inflow
 connections may  be based not only on the existence
 of such connections but also on the amount of inflow
 volumes contributed to sewer systems. Determination
 of the  volume  of inflow  is difficult and often
 impossible. These volumes change with climatic and
 meteorological conditions, ground water levels, and
 variations in industrial and commercial "clean water"
 disposal operations. These factors must be considered
 when tests are planned and undertaken.
    Gauging  of inflow volumes can be  made, when
 applicable,  by  use  of the  types  of procedures
 described in  Section 3  of this Manual,  covering
 correction  of infiltration   conditions   in  existing
 sewers. Points of gauging must be chosen specifically
 to  locate the.  sources  of inflow and pinpoint the
 structure generating such waste waters.
    Methods for  removal and elimination of existing
 inflow connections will depend on local conditions;
 on whether they were made without specific approval
 but with permissive failure of jurisdictional officials
 to  provide proper control;  on whether they  were
 made  illegally  in contravention  of regulations;  on
 whether other conditions prevailed  at  the  time of
 their  original  connection or at the time  removal
 actions were instituted.
    In the case of illicit connections, property owners
 can be ordered to  discontinue  such  lines, and a fair
 and  reasonable period can be set for the necessary
 corrective action. The cost should be borne by the
 violator, but there is some responsibility on the part
 of the jursidiction to suggest and/or provide alternate
 means of inflow-water disposal. This problem will be
 compounded if no existing  storm sewer system is
 available to receive drainage  or industrial-commercial.
 waste waters which cannot be safely and adequately
 handled on the site.
        While  it is inadvisable to offer firm guidelines
 for such disposal procedures, the following methods
 have been applied with some success in representative
jurisdictions:
    1.  Discharge  of  roof  leader  drainage  onto
        property  for  seepage into soil. Roof leaders
        should be extended  for an adequate distance
        beyond building walls  to prevent the rapid
        percolation of such waters into the soil and
        thence into the ground water table around
        the foundation,  where it adds to the  drainage
        problem  from  this source.  A distance of 5
        to  10 feet  has  been   specified  in  some
        jurisdictions.
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    2.   Discharge  of roof drainage in built-up areas
        into  street gutters.1  Many  jurisdictions
        prohibit the discharge of roof drainage onto
        sidewalks or property areas which will drain
        into  public streets  and  cause pedestrian
        hazards. In such cases, local regulations often
        require  the piping  of roof drainage water
        under  the  sidewalk  and  directly  into the
        gutter area.
    3.   Discharge of roof drainage, areaway drainage,
        yard area  drainage, or foundation drainage
        into storm sewers or into surface ditches in
        rural and suburban areas.
    4.   Discharge, under  certain  conditions,  of
        basement  drainage into  sanitary sewers or
        combined  sewers, rather  than storm  sewers,
        in  order to prevent  pollution  of the latter
        with in-structure waste waters which  require
        treatment.
    5.   Reclamation and reuse of  clean industrial
        and  commercial   waters,   such  as  air
        conditioning  and  refrigeration   cooling
        waters, and other unpolluted process waters
        for  other  on-stream purposes. These  steps
        reduce the water consumption demands of
        such structures and eliminate large volumes
        of avoidable inflows into sewer systems.
    6.   Connection  of clean  water discharges  to
        storm  sewers,  or   discharge  of  such
        unpolluted waters into nearby watercourses.
    7.   Internal on-stream  separation  of so-called
        clean  waters  produced  in industrial  and
        commercial  operations, from industrial
        wastes  which can be discharged into sanitary
        sewers  if such wastes are  deemed amenable
        to  transportation   and treatment  with
        sanitary  sewage  flows.  Once, such clean
        waters  are   admixed   with
        industrial-commercial  wastes which  require
        treatment,  they become an inseparable part
        of the  total flow and must be accepted in
        sanitary sewer  systems which admit such
        industrial wastes.
    8.   Disposal  of  industrial-commercial  inflow
      -waters  with  industrial  wastes  in
        company-owned treatment facilities, in cases
        where such ihstallations decide to go it alone
        in the handling of their wastes.
    Under any circumstance, acceptance of industrial
or commercial process wastes in public sewer  systems

1Some   local  codes  prohibit the  practice, and   require
connection to the storm drainage system or even the sanitary
sewers to reduce problems of erosion or icing of sidewalks.
must be based  on the ability of sewer  systems to
transport,  and  treatment  works to  handle, such
wastes  without  damage  to  physical  structures,
impairment  of  waste  treatment  processes  and
facilities,  and danger to operational personnel. It is
the function of  a sewer-use ordinance to stipulate the
types of wastes  amenable to handling and treatment,
on the basis of quality and quantity, and set forth the
basis of charging for such sewer service.
    These  are  some  of  the  ways  in  which  a
jurisdiction can  accomplish  the  elimination  and
control of inflow. Since it owns the sewer system, the
jurisdiction has  ministerial responsibilities and police
rights to invoke fair  and equitable standards for the
acceptance  of inflow waters;  exclude  them  if the
public  interest  so dictates, and  impose costs for
corrective actions. However, the rule of reason must
prevail in  establishing policies, in imposing costs, and
in determining  who  pays or  shares in the cost of
corrective actions:
     1.  If inflow  connections  have  been permitted
        and it is then found that elimination of these
        connections  is  needed  to  overcome  the
        deleterious  effects  oulined above  in  this
        section  and in Section 1 of this Manual, part
        or all of the costs involved  may have to be
        borne by the jurisdiction.
    2.  If  inflows  were  allowed by  permissive
        policies  of the jurisdiction, either because no
        prohibitions were enacted  or were allowed
        by nonenforcement  policies, part of the cost
        of  elimination  may  rightly  be a   charge
        against the community.
    3.  If illicit connections were made in violation
        of known  rules or regulations, the total cost
        of corrective actions should be paid by the
        property owner, or  the builder if the latter
        can be held responsible.
    It is again stressed  that decisions must be based
on  local  conditions  and pertinent factors.  Public
support and participation will be needed  in all such
corrective programs  because  of  the   costs  and
inconveniences  involved.  Jurisdictions  are urged to
carry out  carefully planned and judiciously executed
corrective programs to assure public compliance  and
cooperation.
    Every  available  means  should  be used  to  win
friends and influence people. Meetings with individual
property   owners,   citizens' groups,  or local
improvement organizations should be held to explain
the  reasons for corrective  actions  and the  public
benefits that will  result from inflow control. Every
communication  device should be pressed into service,
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including  radio, television, the  press,  bulletins and
brochures,  motion pictures and slide presentations,
lectures and face-to-face confrontations.
    Samples of informational material used by some
jurisdictions for this purpose are contained in Section
9.
    Special  problems of  inflow  control — and of
infiltration control —  confront multi-community,
regional, or district sewer systems. A jurisdiction may
have police and ministerial control over the use of its
sewers  by its  own  residents  yet find that it  is
powerless   to  regulate  sewer  uses in  communities
contributing  waste water  flows  to  the  system
operated by the primary jurisdiction.
    In such cases, the incentive for such contributory
communities  to  prevent  and  eliminate excessive
inflows must stress local benefits, in terms of better
community sanitation  and lower costs of sewer
service. The jurisdiction  which renders  interceptor
and  treatment service to such satellite communities
can:
    1.  Point out the hazards of local flooding and
        property  damage  due  to  sewer  lines
        surcharged by inflow and infiltration.
    2.  Impose rules  which must  be  enforced by
        contributing communities if their wastes are
        to be accepted and handled by the recipient
        jurisdiction.
    3.  Establish  charges  for handling contributed
        flows, based on volumes of flow — thereby
        placing a penalty on uncontrolled intrusion
        of excessive amounts  of extraneous waters.
    4.  Use  any other  means  for  accomplishing
        inflow  control,  either  voluntary  or
        compulsory, and for bringing the importance
        of the problem to the officials  and residents
        of contributing communities.

 4.5 ESTABLISHMENT OF OFFICIAL POLICIES
 BY SEWER-USE ORDINANCES AND
 REGULATIONS
    The  establishment  of sewer-use   laws,  rules,
regulations, or codes of practice must be the basis for
enforcement actions. Such regulations remove doubts
and indecisions as to jurisdictional policies; apprise
builders, developers, and property  owners  of their
rights  and  responsibilities;  guide installers  and
suppliers of sewer, building, and plumbing facilities in
their  operations; establish standards for engineering
and  architectural designers,  and  assure  uniform
treatment for all persons and organizations.
    Enactment  of such ordinances, codes,  or
regulations is strongly urged.  For this  reason, this
 Manual  presents excerpts from sewer regulations of
 representative jurisdictions in the United States and
 Canada. These excerpts have been chosen from scores
 of workable ordinances and rules for the purpose of
 offering  guidance  to  jurisdictions considering
 enactment of initial regulations and those intending
 to modify and modernize their practices and policies.
     These excerpts have been divided into two parts:
 (1) quotations from ordinances relating specifically to
 connection of  so-called  inflow  waters  from
 residential, commercial, and industrial structures, and
 (2) code terms referring to the discharge of industrial
 and commercial process wastes which, if  amenable
 and allowable, become an integral part of the sanitary
 sewage flow of a jurisdiction and, as such, are handled
 as an admixture component of its  total waste water
 flows.
     The excerpts in part 1 are given  below, under
 appropriate  headings. The regulations relating to
 industrial wastes discharges are contained in Section 9
 because  of  their significance  to  the  problems of
 waste-water discharge  and  handling from  such
 sources, over and above the inflow waters that must
 be minimized or totally eliminated.

 4.6 SELECTED EXCERPTS FROM
 SEWER-USE REGULATIONS
 4.6.1 Drainage Connections Prohibited
     "Storm waters, surface waters, ground waters,
 roof runoff, subsurface  drainage, cooling waters or
 other uncontaminated waters shall not be  admitted
 into any sanitary sewer but shall be discharged  into
 such sewers as are specifically designated as storm or
 combined  sewers or to  a natural outlet." — Kansas
 City, Missouri.

     "No person  shall  discharge,   or  cause  to be
 discharged, any storm water, surface  water, ground
 water, roof  runoff,  subsurface  drainage,
 uncontaminated cooling  water, or  unpolluted
 industrial  process  waters   to  any  sanitary
 sewers." — Cedar  Rapids,  Iowa  and  Jacksonville,
 Florida.

     "No person  shall  discharge,   or  cause .to be
 discharged, any storm water, surface  water, ground
 water, roof  runoff, subsurface drainage or cooling
 water, such as from boilers, air conditioning systems
 and  the like, to  any sanitary  sewer." — Knoxville,
 Tennessee.

     "No leaders from roofs and no surface drains for
rain water shall  be  connected to any   sanitary
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 sewers." - Enterprise Public Utility District, Shasta
 County, California.

     "No  person  shall  make  connection  of, roof
 downspouts,  exterior  foundatfon  drains,  areaway
 drains, or other  sources  of surface   runoff  or
 groundwater to a building sewer or  building drain
 which in turn is connected directly or indirectly to a
 public sanitary sewer." — Rome, New York.

     "No person shall cause or permit  the roof water
 downspouts of any  building or  surface  or ground
 water  drains  in  or  about  any  building,  to  be
 connected into, or to remain connected into, and soil,
 pipe, drain, or lateral sewer tributary to any sanitary
 sewer of the city, or shall cause or permit any other
 physical condition  to  exist  in,  on  or  about any
 building, or in the yard around any building whereby
 either the roof water or surface water, from or about
 such building is caused or permitted to flow into any
 soil, pipe, drain  or lateral  tributary to any sanitary
 sewer of the City." — Akron, Ohio.

     "It shall be unlawful for any person to discharge
 the  contents  of a swimming pool into  a sanitary
 sewer." - Enterprise  Public Utility  District,  Shasta
 County, California.

 4.6.2 Methods and Points of Disposal Specified
     "Storm water,  cooling  water  and  all  other
 unpolluted  waters shall be discharged  to such sewers
 as are specifically designated  as combined sewers or
 storm sewers, or to a natural  outlet approved by the
 City Engineer." — Jacksonville, Florida.

     "Storm water and  all other unpolluted drainage
 shall be discharged to such sewers as are specifically
 designated by  the City as combined sewers or storm
 sewers.  Cooling  water  may be  discharged with
 approval of the City to  a storm sewer, combined
 sewer or natural outlet." — Knoxville, Tennessee.

     "Storm water and  all other unpolluted drainage
 shall be discharged to such sewers as are  specifically
 designated as combined sewers or storm sewers, or to
 a  natural outlet approved by  the  Water  Pollution
 Control Superintendent. Industrial cooling water  or
 unpolluted  process waters may be discharged, on
 approval of the Superintendent, to a storm sewer,
 combined sewer, or natural outlet." — Cedar Rapids,
Iowa.

     "No person shall  suffer any particular drain from
any  building or land of which he is  the owner or
occupant to leak or be out of repair; and no person
shall, except in accordance with a permit from the
Commissioner of Public Works, enter or attempt to
enter  a  particular  drain into  a  public drain  or
sewer." — Boston, Massachusetts.

    "Rain water from roofs or other approved areas
exposed to rain water may be drained into the storm
drainage system, or the combined sanitary and storm
water drainage, but shall not  drain  into any sewer
intended  for sanitary  sewage only.  Rainwater from
roofs or other  approved areas exposed to rainwater
may drain into  a public street gutter, provided that
such  gutter  is  paved  and runs  to a  catch basin
connected to a public  storm drain, and provided
further  that  such  drainage has  the  approval of the
City  Engineer   or  other  public authority  having
jurisdiction over  public streets  or  public storm
drains." — Burlingame, California.

    "Paved areas, yards, courts, courtyards, public
garage drainage  areas and all other areas not having
natural  drainage, and .building roofs as  required by
the Irving Building Code, shall be drained into  the
storm sewer systems where such systems are available;
otherwise, they shall be  drained to a lawful place of
disposal approved  by the City Engineer. When rain
water from any roof is conducted  underneath  the
sidewalk  to  the street  curb, the pipes under  the
sidewalk shah1 be of cast iron with an area equal to
twice that of the downspout or a concrete  trough
may be used which shall be  fitted with a cast  iron
cover held in place with non-corrodible screws and
such covers shall be made preferably in one piece and
shall be set flush with  the surface of the sidewalk.
Storm water shall not be drained into sewers intended
for sanitary sewage except by special permission of
the Chief Plumbing Inspector." —Irving, Texas.

    "For  residences,  multiple  residences, churches,
schools, hotels, motels, industrial  and  commercial
buildings, planned  developments, hospitals  and all
similar installation and appurtenances thereto: Storm
plumbing outlets, downspouts, parking lot drainage,
footing  drains, and  unpolluted  water  must  be
connected to any storm drain existing  on the same
side of the  centerline  of the abutting  street  and
within 60 feet of a side property line. In the event a
natural  outlet is available abutting the  property, it
may be used for storm water disposal. In the event
neither  of the two above outlets are  available, storm
water may be disposed of in dry wells or by draining
the water to the street gutter, but storm water shall
                                                  47

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not be directed over the surface of a public sidewalk
or walkway. The method for their being connected to
a combined sewer when there is no accessible storm
drain:  downspouts, storm plumbing  outlets, parking
lot drainage, unpolluted  water and  footing  drains
must be carried in a side sewer pipe separate from the
sanitary  side sewer  pipe  to  the  property  line, as
designated  by the City Engineer, and shall be joined
with the sanitary side sewer  at that point and then
connected  to the combined sewer, provided that the
City Engineer may  permit or require  storm drainage
to discharge upon the surface of a public place or into
a natural outlet or dry wells, even though a combined
sewer is accessible,  when  it  is planned to provide a
storm  relief sewer in the  vicinity of said combined
sewer." - Seattle, Washington.


    "The  sanitary and storm  drainage systems of a
building shall be entirely separate except where only
a  combined  sewer is  available." —Metropolitan
Toronto, Ontario.


    "It shall be unlawful  for  any person to connect
or cause to be connected, any drain carrying, or to
carry, any  toilet, sink, basement, septic   tank,
cesspool, industrial waste, or any fixture or  device
discharging polluting substances to any  storm water
drain in the City." — Rockford, Illinois.

    "No person, other than  a  municipality having
such right by contract with the county, shall make or
cause to be made any connection or attachment to
any  county  sewer  facility,  nor  shall  any  person
maintain, use or cause or permit any such connection
or attachment to be maintained or used  without
having  obtained   a  permit  therefore  from the
Commissioner of Public Works." — Nassau County,
New York.

4.6.3 Existing Inflow Connections Eliminated
    "All  existing  connections  between rainspout
drains  on  all residential  dwellings and commercial
buildings  in  the  City   of  Transcona  which are
connected  to the  sanitary sewer system shall  be
disconnected on or before the effective date of this
by-law." — Transcona, Manitoba

4.6.4 Protection from Damage
    Protection of sewer facilities is usually accorded
special  attention, apart  from  general  penalty
provisions.
    "It  shall  be  unlawful  for  any  person  to
maliciously, willfully, or negligently break, damage,
destroy,  uncover, deface  or  tamper  with  any
structure, appurtenance, or equipment which is a part
of the  municipal  sewage  works." — Santa  Cruz,
California.

    "No  person  shall  maliciously,   willfully,  or
negligently break, damage, destroy, uncover, deface,
or  tamper with  any  structure, appurtenance  or
equipment which is a part of the sewage works. Any
person  violating this  provision  shall  be  guilty  of
disorderly conduct." - Oklahoma City, Oklahoma.

"No unauthorized person shall maliciously, willfully,
or  negligently  break,  damage,  destroy, uncover,
deface,  or  tamper with any structure, appurtenance,
or equipment which is  a part of the sewage works.
Any person violating this provision shall be subject to
immediate  arrest  under  charge of disorderly
conduct." -Rome, New York.

4.6.5 Penalties for Violations of Regulations
    "Any person found to be violating any provision
of this  ordinance except Article VI,  ("Protection
from Damage")  shall  be served by the city with
written  notice stating the nature of the  violation and
providing a reasonable time limit  for the satisfactory
correction  thereof. The  offender shall, within  the
period of  time  stated in such notice,  permanently
cease all violations. Any person who shall continue
any violation beyond the  time limit shall be guilty of
a misdemeanor, and on conviction  thereof shall be
fined in the amount not exceeding $200.00 for each
violation. Each day in which any such violation shall
continue  shall be deemed a  separate offense.  Any
person  violating  any  of  the  provisions  of  this
ordinance  shall  become liable to the  city for any
expense, loss,  or damage occasioned  the  city by
reason of such violation." - Rome, New York.

    "Any person found to be violating any provisions
of this or  any other ordinance, rule  or  regulation of
the District, except Section  10.1 hereof ("Protection
from Damage") shall  be  served  by  the District
Inspector or other authorized person  with  written
notice  stating  the  nature  of  the violation  and
providing a reasonable time limit  for the satisfactory
correction  thereof. Said  time limit shall not be less
than  two nor more than seven  working days. The
offender shall, within  the period of time stated in
such  notice,  permanently cease  all violations.  All
persons  shall be held strictly  responsible for any and
all  acts  of  agents  or  employees done  under  the
                                                 48

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provisions  of this or any  other ordinance, rule or
regulation of the District. Upon being notified by the
District Inspector of any defect arising in any sewer
or  of any  violation of the ordinances, rules  or
regulations of the  District,  the person or persons
having, charge of said work shall  immediately correct
the same." - Enterprise Public Utilitv District, Shasta
County, California.


    "Any person who shall violate any provision of
this Ordinance-  shall be  served  by the City with a
written notice stating the nature of the violation and
providing a maximum of ten days of grace; provided,
however,  that in  case  of serious danger  to  public
health, or potential damage to  the  sewer system, a
forthwith notice to cease the violation may be served,
which notice shall have immediate effect. Any person
who  shall violate  any  provision  of this ordinance
shall, upon conviction of such violation, be punished
by a  fine of not to exceed One Hundred ($100.00)
Dollars, or by imprisonment for a period of not to
exceed ninety (90) days, or by both  such  fine and
imprisonment, in the discretion of the Court. Each
day in which any such violation shall  continue shall
be  deemed  a separate  offense." - Wyoming,
Michigan.

    "Any  person  violating  any  provision of  this
ordinance, or who  shall fail to  do  any act he  is
required to do under the provisions of this ordinance,
shall, upon conviction,  b.e  punished by  a  fine not
exceeding  $500.00 or imprisonment not exceeding
six months, or by both such fine and imprisonment.
Each  day  any violation   of  this  ordinance  shall
continue   shall  constitute  a  separate
offense." — Salem, Oregon.

    "(1) The owner of any commercial or industrial
establishment found to be violating any provisions of
this ordinance  shall be  notified  in writing by the
director,  stating the nature  of  the  violation  and
providing a reasonable time limit  for the correction
thereof.  The  owner  of  such  establishment  shall
permanently  cease all violations  within the period of
time  stated in the  notice,  and  shall certify to the
director that the corrections have been  accomplished.
(2) The  owner of any commercial  or  industrial
establishment found to be violating any provision of
this ordinance  who  shall continue  such violation
beyond the  time limit provided in paragraph one,
above, shall  be guilty  of a misdemeanor, and upon
conviction thereof shall  be  fined in an amount not
exceeding Two Hundred Dollars ($200.00)  for each
violation.  Each  day in which such  violation  shall
continue shall be deemed a separate offense. (3) In
cases of repeated violations, the director may revoke
the permit for the  discharge of wastes into the sewer
system, and  effect the discontinuation of water or
sewer service, or both. (4) Any person violating any
of the provisions of this ordinance shall become liable
to the city for  any expense incurred as a result of
such violation."  - Kansas City, Missouri.

4.6.6 Inspectors'Right of Entry
    Many  ordinances  assert the .city's  right  of
inspection, plus  entry onto premises for the purpose.
The timing, objectives,  and  circumstances  of the
inspectional visits may be differently regulated; but
possession of proper identification and credentials is
almost universally required of the inspector:
    "Any duly authorized representative of the City,
bearing proper credentials and identification shall be
permitted to enter upon all properties for the purpose
of  inspection,  observation, measurement, sampling
and testing, in  accordance with  the provisions of
these regulations." — Jefferson City, Missouri.

    "Authorized  representatives  of  the  City  of
Yakima are hereby empowered to, at all reasonable
times, enter and inspect all buildings and premises for
the purposes of ascertaining whether the provisions of
this  chapter  are  being violated." — Yakima,
Washington.

    "That the Superintendent or any  member of his
department so authorized by him may enter into and
upon any lands and  premises for the purpose of
inspecting the  sewer connections and  any  pipe or
other   apparatus   or  thing connected  therewith,
particularly  rain  downspouts." — Transcona,
Manitoba.

    "The  City Engineer  and other duly authorized
employees of the City  bearing proper credentials and
identification shall be permitted  at  all reasonable
hours to enter upon all properties for the purpose of
inspection, observation, measurement, sampling and
testing, in accordance with the  provisions  of this
Ordinance." - Wyoming, Michigan.

    "The  officers,  officials, servants, employees and
workmen   of the  City shall have  the  right  at all
reasonable times to enter upon any land to which this
section applies, to inspect the works installed thereon
and generally for the purpose of ascertaining whether
the  provisions  of the  said  subsection  are  being
compiled with." - Yorktown, Saskatchewan.
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    'The officers, inspectors and any duly authorized
employee  of  the  District  shall  carry  evidence
establishing his position as such and upon exhibiting
the proper identification shall  be permitted during
reasonable hours to  enter in  and upon any and all
buildings,  industrial facilities  and properties for the
purpose  of inspection, reinspection,  observations,
measurements, sampling,  testing  or otherwise
performing such duties as may be necessary in the
enforcement of the provisions  of the ordinances, rules
or  regulations of the  District." — Enterprise Public
Utility District, Shasta County, California.

    "The  Engineer  in  Charge and  other  duly
authorized employees  of the City bearing proper
credentials and identification shall be  permitted to
enter all properties for the purposes of inspection,
observation, measurement,  sampling and testing in
accordance with the provisions of this ordinance. The
Engineer in Charge or his representatives shall have no
authority  to inquire  into  any processes  including
metallurgical, chemical, oil  refining, ceramic, paper,
or other industries beyond that  point having a direct
bearing on the kind and source of discharge to the
sewers or waterways or facilities for waste treatment.
While performing  the necessary work on private
properties referred to above,  the Engineer in Charge
or  duly  authorized  employees of the  City  shall
observe  all  safety rules applicable to  the  premises
established by the company and the company shall be
held  harmless  for  injury  or  death  to  the  City
employees and the City shall indemnify  the company
against  loss or damage  to  its property  by  City
employees and against liability  claims and demands
for  personal injury  or property  damage  asserted
against the company  and growing out of the gauging
and sampling   operation,  except as such  may  be
caused by negligence or failure of the company to
maintain safe conditions. The  Engineer in Charge and
other duly authorized employees of the City bearing
proper  credentials  and  identification  shall  be
permitted to  enter  all private  properties  through
which the city holds a duly negotiated  easement for
the  purposes  of,  but not  limited to, inspection,
observation, measurement,   sampling,   repair,  and
maintenance of any portion of the sewage works
lying within said easement. All entry and subsequent
 work, if any, on said easement, shall be done in full
 accordance with the terms of the duly  negotiated
 easement pertaining  to  the  private property
 involved." - Knoxville, Tennessee.

 4.6.7 Testing for Sewer Infiltration
    "No house connections will be permitted until
sections of sewers are completed between completed
manholes  and  inspected for infiltration  and other
tests  which  the  City   Inspector  deems
necessary." -NewBritain, Connecticut.

    'The inspection shall include a test to determine
that the side sewer  is of tight construction and does
not  allow infiltration  or exfiltration   of  water.
Specifications for such a test shall be included in the
rules  and regulations (the City Engineer may make)
referred  to  in   Section   35   of  this
ordinance." — Seattle, Washington.

    "Infiltration  testing  shall  take  place  when  the
natural ground water table is above the crown of the
higher end of  the  test  section.  The   maximum
allowable  limit for  infiltration shall be four-tenths
(0.4) gallon per hour per inch of internal diameter per
100 feet of length  with no allowance for external
hydrostatic head." — Anchorage, Alaska.

    "If, in the construction of 'a  section of  sewer
between any two structures, excessive ground water is
encountered,  the  test for leakage shall not be used,
but  instead the  end of the   sewer  at  the   upper
structure shall be closed  sufficiently to prevent  the
entrance of water,  and the  pumping of the ground
water shall be  discontinued for at least three days
after which the section shall be tested for infiltration.
The infiltration, as measured by the amount of water
intercepted at the structure below the plugged end of
the sewer, shall not  exceed 0.1 gallon per minute per
inch of nominal diameter of pipe per 1,000 feet of
length of sewer being tested. If the sewer main being
tested contains laterals, the allowable leakage shall
not exceed 0.2  gallon per minute per inch of nominal
diameter per 1,000 feet of length of sewer main being
tested. The length  of laterals  shall not be used in
computing  the  length  of  sewer main   being
tested." - Escondido, California.
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                              SECTION 5

                         ECONOMIC GUIDELINES
5.1	The Economic Factors Involved
5.2	Guideline For Economic Evaluation
5.3	Example: Infiltration and Inflow Costs
5.4	Evaluation of Costs vs. Benefits of Corrective Measures
                                51

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                                             SECTION 5

                                        ECONOMIC GUIDELINES
5.1 THE ECONOMIC FACTORS INVOLVED
    When  excessive  amounts  of  infiltration  and
inflow waters  enter sanitary or combined sewer
systems,  the  immediate effects are "physical." As
important as  these physical effects on the capacities
and capabilities of sewer conduits, pumping facilities,
treatment works  and regulator-overflow structures
may be,  the  full  impact of such extraneous waters
cannot be  known until  the "financial" factors are
computed and evaluated.
    The  evaluation  of  the  economic  factors  of
infiltration and inflow has been given little attention
because   of  the   unavailability  of rational  fiscal
guidelines that  will permit the computation of the
tangible  costs  of handling  excessive  amounts  of
extraneous waters and balancing these costs against
the cost  of  constructing  relatively  infiltration-free
sewer systems in the  future and of financing projects
to  correct  infiltration  and  inflow conditions  in
existing systems.
    This  Manual outlines a rational  approach to the
economic factors  involved  in surcharged sewer
systems  and over-taxed  waste  water  handling,
treatment and  disposal  works. It  stresses the two
factorial  effects of excessive infiltration  and inflow:
"sanitation" and "cents." These include, but are not
limited to, the following:
    1. Increased size and  cost of new  sewers if
       excessive  infiltration and  inflow  are
       permitted;
    2. Need  for  construction  of  relief  or
       supplementary  collection and  interception
       sewers, at dates prior to  those  originally
       estimated  as the economic  life  of existing
       seweis;
    3. Operation  and   maintenance  costs  for
       handling local sewer surcharges, clean-up of
       flooded  areas,  and  damages   to  flooded
       private properties;
    4. Increased  operation and maintenance costs
       for pumping excess flows;
    S. Cost  of  repairing  pavement  cave-ins  and
       wash-outs of subsurface utilities caused by
       infiltration and exfiltration;
    6. Cost  of removing  soil and  debris and  tree
       roots entering sewers through defective sewer
       pipes and joints;
    7. Cost  of excessive wear on pumping station
        equipment and power requirements;
    8.  Increased operation and maintenance costs at
        waste water treatment plants;
        9.  Need for increases in treatment capacity
           because  systems are overloaded with
        excessive  infiltration and inflow volumes,
        and
    10. Regulating agencies  will  no  longer  tolerate
        the bypassing of flows from sewers or waste
        water treatment plants.
    The hidden costs of infiltration-inflow usurpation
of system capacities and capabilities generally have
been  overlooked when  jurisdictional  officials  are
planning  corrective  action.  Even  the   readily
computable costs  of such extraneous water intrusion
into  systems  seldom  have been  evaluated  and
properly interpreted in terms of the economics  of
urban services.
    Where preventive  measures have been taken  to
reduce infiltration in  new sewer systems, designers
and utility  officials  have been concerned  about any
added cost  of projects covered by specifications for
tighter systems. Little consideration has been given to
immediate and long-range savings that might accrue in
terms of reduced  size of new sewer lines and longer
service life of such systems.
    If and when correction of infiltration in  existing
overtaxed sewer  systems  has  been considered  or
undertaken,  the  main  concern  has  been  the
out-of-pocket  or  bond  investment  for sealing  or
replacing defective sewer structures. Little thought
has been given to the comparative economies of costs
vs. the benefits to be derived in sewer system service
and in the pumping and treatment of waste waters.
Few jurisdictions actually have evaluated the volumes
of flow  due to infiltration and inflow and the marked
economic effect of these extraneous flows.
    Emphasis has  always been on the adverse effects
of  surcharged sewers  on the  public  which  uses
thoroughfares  and  on  property  owners
inconvenienced and  injured by the back-flooding of
overtaxed sewers into their properties. Sanitation and
convenience  thus have  been  considered  to  the
exclusion  of the  dollar  cost  of  such  flooding
conditions.
    No meaningful evaluation of  this problem, in  all
of its ramifications  and  implications, can be made
without taking up the costs  of such intruded flows
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and the capital investments required to eliminate or
alleviate  the  difficulties  previously  mentioned.
Otherwise no rational relationship between costs and
benefits can be developed.
    For  this  reason  a guideline  approach  to  an
economic evaluation g of these problems is offered. It
is  based on a theoretical  community "profile" for
two different size jurisdictions, under two different
conditions.  In this  sense, it  is  a  sample  of  an
economic concept because there is no such thing as
an average  community  and an average sewer system.
Each  jurisdiction has  its  own  character; its sewer
system  and  treatment and  disposal facilities are
individualized.
    The cost assumptions  and other  factors used in
the guideline may or may not  reflect conditions in
any individual jurisdictional system. Each community
has its  own cost experiences, its own sewer system
needs, its own pumping and treatment requirements,
and other factors than those outlined.
    Such local  "known" factors  can be  used  to
replace  the arbitrarily chosen physical and economic
assumptions used in the sample analysis. The value of
the guideline is that it illustrates a method whereby
the costs and benefits of infiltration and inflow, and
of their  prevention  and   correction,  can  be
determined. Admittedly, such economic analyses may
be subject  to errors, but any such computations will
be an improvement over past practices of disregarding
the economics of sewer services in an era when all
urban functions deserve such evaluations.

5.2 GUIDELINE FOR ECONOMIC  EVALUATION

5.2.1  General
    The first  step in  an  economic  analysis of the
infiltration and inflow  problem  in any jurisdiction is
to  tabulate the so-called "community  profile" in
terms of pertinent sewer service factors. Table 5.2.1
shows the community profiles chosen as  the basis of
the analysis for two jurisdictions. Population sizes of
100,000 and 250,000 were chosen because there are
numerous communities of these sizes in the United
States. A key explanation of terms and data sources
will  enable jurisdictional officials  and  consulting
engineers  to prepare  specific  profiles for  any
communities under consideration.

5.2.2  Collection System
    The capital or construction  costs  of a sewer
system show wide variations among cities. Differences
in topography and climate  are two of the  several
reasons. The sewer pipe and manhole costs presented
in  this  analysis  reflect approximate  values  from
                              28,570     71,430
                  TABLE 5.2.1
             COMMUNITY PROFILE

    Population              100,000   250,000
 1. Area (acres)                12,000    28,000
 2. Density (persons/acre)        8.3        8.9
 3. Housing Units
     (3.5 persons/unit)
 4. Housing Structures
     (75% of units)            21,430    53,570
 5. Mfg. Establishments          112       333
 6. Business Establishments      1,470      3,900
 7. Business Structures
     (75%ofest.)               1,100      2.900
 8. All Structure Connections
     (ft./structure)                60         60
 9. Diameter (inches)               6          6
10. House Connections
     (feet)
11. Mfg. Connections
     (feet)
12. Business Connections
     (feet)
                           1,285,800  3,214,200

                               6,720     19,980

                              66,000    174,000
TOTAL 6 inch
 Building Sewer Connections 1,358,520  3,408,180
 Municipal System
13. Sewer Miles/Acre            .022       .02!
14. Total Sewer Miles             264       588
15.  Pipe Size as Percent of Total
     System (feet)
     6 in. to 8 in. @ 75%    1,045,440  2,328,480
     10 in. to 12 in. @ 14%    195,149   434,650
     15 in. to 18 in. @ 6%      83,635   186,278
     21 in. to 27 in. @ 4%      55,757   124,186
     30 in. to 42 in @ 1%      13,939     31,046
Total Length of Sewer Sys.   1,393,920  3,104,640
16. Manholes                   3,485      7,762

several midwestern areas. It was assumed  that the
presented values include all costs, such as landscaping
and street  cut  repairs,  and other  phases  of
construction and reconstruction. Not included in this
analysis were the  costs of sewage pumping stations.
Table 5.2.2 shows the assumed unit capital costs by
pipe  size,  and  for  manholes.   Operation  and
maintenance costs, including overhead for collection
systems,  are  arbitrarily  estimated at  1  percent  of
capital costs.
    Also included in  the  costs for a collection system
are estimates  for emergency repairs resulting from
street cave-ins, and for pumping and clean-up due  to
wet-weather flooding of local areas. The inclusion  of
these costs is  justified  because sewer  infiltration
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          KEY - TABLE 5.2.1
1-   Area — Average sewered area of cities in
     these  population ranges.  Taken  from  a
     survey summary prepared by APWA for a
     study  on  combined  sewer  overflows.
     Problems  of Combined  Sewer Facilities
     and  Overflows  1967.  Federal Water
     Pollution  Control  Administration, U.  S.
     Dept. of the Interior; December, 1967.
2.   Density — Based  on  average  area  and
     population by  city  size, from overflow
     report summary (Ibid).
3.   Housing Units - Average for all SMSA's in
     1960. 7960 Census of Housing, Bureau of
     the Census, U. S. Dept. of Commerce.
4.   Housing  Structures — Average  for   all
     SMSA's in 1960 (Ibid).
5.   Manufacturing Establishments — Based on
     average number for appropriate SMSA size.
     Each  establishment assumed  to  occupy
     separate   structures.   1963  Census   of
     Manufacturers. Bureau of the Census, U.S.
     Dept. of Commerce.
6.   Other Business Establishments — Based on
     average  number  of  retail and   service
     establishments by appropriate  SMSA size.
     -7963  Census of Business. Bureau  of  the
     Census, U. S. Dept. of Commerce.
1.   Other Business Structures — Assumed  to
     be 75 percent of business establishments.
8/9. All connecting sewers were  assumed to be
     6-inch vitrified  clay pipe with  a length of
     60  feet  between the  structure  and  the
     municipal sewer
10.  Presented  in  feet.  Number of structures
     times  60 feet.
11.  Presented  in  feet.  Number of structures
     times  60 feet.
12.  Presented  in  feet.  Number of structures
     times 60 feet.
13.  Sewer Miles/Acre — Based   on overflow
     survey cited in (1), above.
14.  Total Sewer  Miles — Sewer  miles/acre,
     times average area.
15.  Pipe Size and Percen t of System — Average
     sizes as percent of system based on U. S.
     totals  estimated by BSDA.  Picton, Walter
     L.;  "2.7 Billion Feet of Sewer Pipe Will
     Serve  Communities  by  1975."   Wastes
     Engineering. November, 1959
16.  Manholes — One  manhole  for  each 400
     feet  of  municipal   sewers.  Merritt,
     Frederick S. Ed. Standard Handbook for
          Civil Engineers.  New  York: McGraw-Hill
          Book Co. 1968.

                  TABLE 5.2.2
            UNIT CAPITAL COSTS OF
         SEWAGE COLLECTION SYSTEM

  Unit	UNIT Capital Cost
Pipe:
  6 inch Building Connections	$   6.00/1. ft.
  6 & 8 inch Municipal Sewers	   10.00/1. ft.
  10 & 12 inch	   12.00/1. ft.
  15 & 18 inch	   20.00/I. ft.
  21  to 27 inch	   30.00/I. ft.
  30 to 42 inch	   40.00/I. ft.
Manholes	 300.00 each
Source:  Bid  prices  supplied  by Streater Division,
Clow Corporation for new systems

contributes to  street  substructure  undermining and
erosion and wet-weather flooding due to  surcharged
sewers.
    The  cost figures for  repairs  and cleanup are
arbitrary; they are presented to illustrate typical costs
directly attributable to infiltration and inflow. Any
jurisdiction can substitute its own cost experiences in
making a similar analysis.
    The costs for emergency street repairs have been
assumed  as $10,000 per  100 miles of sewer per year.
Pumping  and  clean-up  due  to  flooding  also  is
estimated'at $10,000 per 100 miles of sewer per year.

5.2.3 Treatment Plant
    The plant chosen for this  model is one providing
three stages  of waste water  treatment.  The  costs
presented  are  those for  an  activated   sludge
primary-secondary  system and an activated  carbon
tertiary treatment system.
    The  capital costs of  primary and  secondary
treatment are based on a study conducted by the U.
S. Public Health  Service  in  1963.1 The cost of
tertiary treatment has been  estimated at 100 percent
of the  costs of primary-secondary treatment.2 Plant
operating and maintenance costs are based on  a study
  Modern  Sewage Treatment Plants — How Much Do They
 Cost? Public Health Service, Division of Water Supply and
 Pollution  Control. U. S. Department of Health, Education
 and Welfare, Washington, D.C., 1964.

  Cost and Performance Estimates For Tertiary Waste Water
 Treating  Processes.  Federal  Water  Pollution  Control.
 Administration, U. S. Department of the Interior, Cincinnati,
 Ohio, June, 1969.
                                             55

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carried out by P. P. Rowan, K. L. Jenkins and D. H.
Howells of the Public Health Service.3 The operating
costs of tertiary  treatment are again assumed to be
100 percent of primary-secondary treatment.
    The  capital  costs of primary  and  secondary
facilities were computed on a per-capita basis. These
were converted to  gallons per  day by assuming an
average flow of 100 gallons per day, per person. For
each of the two city sizes presented (100,000 and
250,000 population) two  plant sizes are shown. The
first  is based on a 100 gallons/capita flow and the
second includes  a 70 percent industrial population
equivalent.4  Operation and maintenance  costs also
were computed  on a  per-capita basis. Regardless of
the sources of flow to the plant, the analysis gives a
basis for making decisions as to effect of the volume
on increased plant costs.

5.2.4 Capital Costs
     As stated previously, the capital costs  were based
 on  a Public Health Service study. Data on activated
 sludge "plants were available  from  133 construction
 projects  in all parts  of  the  country. The included
 projects  represented  design  populations  up to
 100,000.  The  expected  costs  were  estimated by
 regression analysis from the formula:
    log lOy = 3.6533024 - 0.2782395 log X
  y = expected per capita cost
  X = design population (r = —0.73)
                       (r = coefficient of correlation)
     The  resulting  values  represent  contract
 construction costs. Not included are engineering, legal
 and administrative costs.  Also  not included  are land
 acquisition  costs.  The  study  points out  that the
 non-construction costs, exclusive of land, could add
 20 percent to the expected  costs. These costs have
 been added,  as  has 10 percent  for land  acquisition.
 All study capital costs were stated in 1957-59 dollars.
 Those presented herein were inflated to  1967 levels
 using the FWQA treatment  plant U.  S. cost index
 (1967 = 120.28).
      Annual capital costs are  based on  an average
 useful life of 25 years5 and a 5-percent interest rate,
  3Rowan, P.P.; Jenkins, K.L; Howells, D. H., "Estimating
  Sewage Treatment Plant Operation and Maintenance Costs."
  Journal of the Water Pollution Control Federation, Vol. 23;
  February, 1961.
   This is the average proportion, for the areas surveyed, of
  industrial waste population  equivalent to total  population
  from  the  APWA  overflow study survey,  Problems  of
  Combined Sewer Facilities  and  Overflows. 1967.  Federal
  Water Pollution Control Administation, U. S. Department of
  the Interior, December,  1967, p. 69.
  SKeefer, C. E., "Estimating the Life  of Sewage Treatment
  Facilities," Public Works. Vol. 93 July 1962, pp. 79-82.
despite the fact that present rates on municipal bonds
are considerably higher.
    It should be noted that the projects included in
the Public Health Service study were limited to those
with  design  populations of  100,000  or  less.
Therefore, the  values obtained  for plants of over
10-mgd capacity may or may not reflect the actual
costs  of larger treatment  facilities.  The  lack of
applicable cost data for larger plants necessitated the
extension of the cost curve beyond the sample range.
However, the resulting values appear reasonable and
are presented for illustrative purposes only.

5.2.5 Operating Costs
    Plant operation  and maintenance  costs also are
based on a Public Health Service  survey. Included in
this were operating and maintenance  costs for 60
activated sludge treatment facilities. In this study the
valid design  population range is  up to 200,000. As
before,  extension  of the  curve may  or may  not
accurately reflect these costs for larger plants. The
expected values were estimated from the formula:
   log Y = l/(-0.50927) + 0.13791 log X
  y = the expected annual per capita cost x 10
  X = population served x 0.01 (No r is given)
All costs were  stated in 1957-59  dollars. They have
been inflated  to  the  1967  level by  use of  the
OBE-IPD of state and local government purchases of
goods and services (1967 =  133.3). Included in the
operation and maintenance costs are all  costs other
than central administration and capital maintenance.
     Figure  5.2.5 shows the capital and operating
costs  of treatment  from  the formulas  above. The
 figures have  been adjusted  and inflated to 1967 price
levels. Table 5.2.5.1.  shows the various treatment
 costs  for the  four  plant  sizes.  All figures are per
million gallons of daily design flow.
     Tables 5.2.5.2. and 5.2.5.4. summarize the  total
 direct costs  of sewage collection and treatment. The
 annual  capital  costs for the collection  system  were
 computed  by  using a  20-year life  and  5-percent
 interest rate. The 20-year  life  reflects an accepted
 practice  of  bonding sewage construction costs.  The
 collection system itself may have a useful life of from
 50  to  100  years, but  can be paid for in  about 20
 years.
     Figures   5.2.5.3 and 5.2.5.5 show  the various
 annual collection and treatment costs as a percentage
 of the total direct annual municipal costs.
     Table 5.2.5.6 presents the various system costs as
 a cost per unit. From these figures, estimates of the
 costs of infiltration and inflow can be illustrated. As
 discussed earlier, the costs of pumping stations have
                                                     56

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                                             TABLE 5.2.5.1
                    UNIT TREATMENT PLANT COSTS PER MGD (1967 PRICE LEVEL)
  10mgd
$290,389
  20,604
     Population

Average Plant Size

Capital Costs
        Primary & Secondary Treatment
          Total Capital Costs/mgd
          Annual Capital Costs/mgd
        Tertiary Treatment
          Total Capital Costs/mgd
          Annual Capital Costs/mgd

        Total Treatment Capital Costs/mgd
        Total Annual Capital Costs/mgd
Annual Operation & Maintenance Costs
        Primary & Secondary Treatment/mgd $  16,129
        Tertiary Treatment/mgd

Total O & M Costs/mgd
Total Annual Treatment Costs/mgd
Total Annual Treatment Cost
        100,000
                         250,000
   17mgd
$  250,538
    17,776
 25 mgd
$  224,976
    15,962
 42.5 mgd
$  194,176
    13,777
290,389
20,604
$580,778
41,208
250,538
17,776
$ 501,076
35,552
224,976
15,962
$ 449,952
31,924
194,176
13,777
$ 388,352
27,554
$ 16,129
16,129
$ 32,258
$ 73,466
$734,660
$ 14,930
14,930
$ 29,860
$ 65,412
$1,192,544
$ 13,997
13,997
$ 27,994
$ 59,918
$1,497,950
$ 13,063
13,063
$ 26,126
$ 53,680
$2,281,400
 discussed earlier, the costs of pumping stations have
 not been included in this analysis.

 5.3 INFILTRATION AND INFLOW COSTS
    To illustrate these costs, an example is presented
 using the cost data from the 100,000-population city.
    In  this case  it is assumed that  10 gallons per
 capita per day is ground water infiltration and inflow.
 Initially, the relevant costs are those that will vary
 with  changes in flow. When considering costs over a
 short period of time, the capital costs are not variable
 and should not be considered.
    For a  city  with  a   population  of 100,000,
 infiltration is assumed to add 1 mgd to the total flow.
 For  the municipality, the  costs attributable to this
 infiltration would be a portion of the 0 & M costs of
 collection  and treatment.  From  Table 5.2.5.6 the
 costs of  1000 gpd are  $10.44 for collection  and
 $29.86 for treatment. At 1 mgd, the total annual cost
 of infiltration/inflow would be about $40,000.
    To this, the annual costs  of emergency street
 repairs  and wet-weather basement  flooding must be
 added, inasmuch as the elimination of infiltration and
 inflow will end these occurrences. The costs of both
 emergency street repairs and flooding each have been
 estimated at $10,000 per 100 miles of sewer per year.
 A city of 100,000 people has  approximately 264
           miles  of sewer (Table 5.2.1). Therefore, the  annual
           cost of street repairs and flooding damage would be
           about $53,000.
               The total  avoidable  costs  of 0  &  M  and
           emergency repairs and flooding will be approximately
           $93,000 per year.

           5.4 COSTS VS. BENEFITS EVALUATION
               It must now be determined if this annual saving is
           great  enough  to  offset  the  cost of  eliminating
           infiltration and  inflow. By assuming that correction
           costs will be capitalized at 5 percent for 20 years, the
           break-even  point  can be determined. That is, what
           capital investment with a 20-year payback period at 5
           percent will have an  annual capital  cost of $93,000?
           The investment would be approximately $1,160,000.
               The 20-year payback may or may  not represent
           the true useful life of the capital expenditure. Should
           the useful  life  be longer,  the savings  also will be
           realized for the longer period. This would  raise the
           break-even  points. Also  not reflected is the trend
           toward  increasing  unit costs. Any increases would
           permit a higher break-even point.
               However,  for  illustration  purposes, the
           $1,160,000 figure will be used. An  investment up to
           $1,160,000  to  eliminate  infiltration  and  inflow
           costing $93,000 per year in avoidable costs will result
                                                 57

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  £
  '5.
  3
  I
                                     FIGURE 5.2.5

                   TOTAL CAPITAL COST - PRIMARY & SECONDARY TREATMENT
                                          ( 1967 Dollars)
      $35


      $30
       $10
                50    100    150   200    250    300    350    400    450   500
                                    Population x 1,000
a
'5.
3
I
1
u
           *
1.60
.50
      1.40
     $1.30
            ^
         50
                      ANNUAL OPERATION & MAINTENANCE COSTS
                               PRIMARY & SECONDARY
                                     (1967 Dollars)
                              LI
                                J-U
                      100    150   200    250    300   350    400    450    500
                                      Population x 1,000
                                           58

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                                         TABLE 5.2.5.2

                                     TOTAL SYSTEM COSTS
                                      100,000 POPULATION
Collection
 Private Connections
 Municipal System
 6 & 8 Inch Pipe
 10 & 12 Inch Pipe
 15 & 18 Inch Pipe
 21 to 27  Inch Pipe
 30 to 42  Inch Pipe

Total Municipal Sewer Pipe

Manholes

Treatment:
  Primary & Secondary
 Tertiary
  Total Treatment
Total Municipal Collection
 & Treatment
Total System


Unit

1.358,520 ft.
1,045,440ft.
195,149 ft.
83,635 ft.
55,757 ft.
13.939 ft.

3,485
17mgd
17mgd
—
__
—
Unit
Capital
Cost
$
6.00/ft.
10.00/ft.
12.00/ft.
20.00/ft.
30.00/ft.
40.00/ft.

300.00 ea.
250,538/mgd
250,538/mgd
—
	
—
Total
Capital
Cost
$
8,151,120
10,454,400
2,341,788
1,672,700
1,672,710
557,560
16,699,158
1,045,500
4.259,146
4,259,146
8,518,292
26,262,950
34,414,070
Annual
Capital
Cost
$
654,070
—
-
—
—
—
1,339,991
83,894
302,192
302,192
604,384
2,028,269
2,682,339
Total
Annual
O & M Cost
$
81,511
—
-
-
—
—
166,992
10,455
253,810
253,810
507,620
685,067
766,578
Total
Annual
Cost
$
735,581
—
-
-
-
—
1,506,983
94,349
556,002
556,002
1,112.004
2,713,336
3,448,917
                                           FIGURE 5.2.5.3


                       ANNUAL MUNICIPAL COLLECTION & TREATMENT COSTS
                         AS PERCENT OF TOTAL ANNUAL MUNICIPAL COSTS
                                                              22%
19%

Annual Capital Cost —
Collection
i i i i 	 .,.,.
O&M
o
K
j>
Annual
Capital
Cost-
Treatment
i i i

O&M
Treatment

10 20 30 40 50 60 70 80 90 1C
Percent
                                                59

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    TABLE 5.2.5.4

TOTAL SYSTEM COSTS
 250,000 POPULATION
Unit
Collection
Private Connections 3,408,180 ft.
Municipal System
6 & 8 Inch Pipe 2,328,480 ft.
10 & 12 Inch Pipe 434,650 ft.
15 & 18 Inch Pipe 186,278 ft.
21 to 27 Inch Pipe 124,186 ft.
30 to 42 Inch Pipe 31,046ft.
Total Municipal
Manholes
7,762
Treatment:
Primary & Secondary 42.5 mgd
Tertiary 42.5 mgd
Total Treatment —
Total Municipal —
Collection & Treatment —
Unit
Capital
Cost
6.00/ft.
10.00/ft.
12.00/ft.
20.00/ft.
30.00/ft.
40.00/ft.
300.00 ea.
194,176/mgd
194,176/mgd
Total System — —
Total Annual Total Total
Capital Capital Annual Annual
Cost Cost O&M Cost Cost
20,449,080 1,640,896 204,491 1,845,380
23,284,800 - -
5,215,800 -
3,725,560 - -
3,725,580 - - -
1,241,840 - - -
37,193,580 2,984,524 371,936 3,356,460
2,328,600 186,854 23,286 210,140
8,252,480 585,523 555,178 1,140,701
8,252,480 585,523 555,178 1,140,701
16,504,960 1,171,046 1,110,356 2,281,402
56,027,140 4,342,424 1,505,578 5,848,002
76,476,220 5,983,320 1,710,069 7,693,389
FIGURE 5.2.5.5
ANNUAL MUNICIPAL COLLECTION & TREATMENT COSTS

AS PERCENT OF
0
Annual Capital Cost
Collection
I I i
10 20 30
TOTAL ANN

1 1
i 1
40 50
UAL MUNICIPAL COSTS
O&M Annual
c Capital ° & M
o
** Cost — Treatment
= Treatment

I I '
60 70 80 90 100
Percent
       60

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                                             TABLE 5.2.5.6

                                PER CAPITA AND PER 1000 GPD COSTS
                                         MUNICIPAL SYSTEM
                                                                  Population
             Per Capita Cost - Municipal System
              Total Capital -  Collection
              Annual Capital - Collection
              Annual 0. & M. - Collection

              Total Capital -  Treatment
              Annual Capital - Treatment
              Annual O. & M. - Treatment

             Annual Cost Per 1000 Gallon  Daily Flow
              Total Capital -  Collection
              Annual Capital — Collection
              Annual O. & M. - Collection

              Total Capital — Treatment
              Annual Capital - Treatment
              Annual O. & M.  — Treatment

            Cost Per  1000 Gallons
              Capital — Collection
              O. & M. - Collection
                                                         100,000
                                                        (17 mgd)
 $  177.45
     14.24
      1.77

 $   85.18
      6.04
      5.08

 Municipal  System
 $1,043.80
     83.76
     10.44
                250,000
               (42.5 mgd)

                $158.09
                  12.69
                   1.58

                $ 66.02
                   4.68
                   4.44
 $
501.08
 35.55
 29.86
      0.2295
      0.0286
$929.93
  74.62
   9.30

$388.35
  27.55
  26.13
                   0.2044
                   0.0255
              Capital — Treatment
              O. & M. - Treatment
      0.0974
      0.0818
                   0.0755
                   0.0716
in a net saving to the community. For example: If the
investment  necessary  is  $1,'000,000, and this  is
amortized at 5  percent for 20 years, the annual cost
would  be   approximately   $80,000. The annual
infiltration  and inflow  cost of  $93,000, less the
annual cost  of  its elimination, would result in a net
savings of $13,000 per year.
    It is uncertain if total infiltration and inflow to a
total system of the size described  could be corrected
for  $1,160,000. However, there  may be  relatively
short  sections  within the system accounting for a
large portion of the  extraneous flow. In such cases,
investment in correction may result in an appreciable
net savings.
    In addition to  possible variable  cost  savings,
future capital system expenditures to meet  increasing
demand may be reduced or  postponed. If either  or
both the  collection and treatment plant are operating
at or near capacity, a reduced flow would eliminate
the  need  for immediate  construction  to increase
system capacity.
    A case may  arise where a city  finds it necessary
to extend  service  to  a new subdivision or a new
satellite urban area, or to a formerly unsewered area
within its  jurisdiction.  Here the  choice  could  be
 between  expansion of  treatment and  interceptor
 capacity and the reduction of present flow.
     The cost data  from Table 5.2.5.6 will permit the
 determination  of  the  low  cost  alternative.  For
 simplification, assume that the increased demand will
 be 1 mgd and that any increments to plant capacity
 will be made at constant costs.
     To expand collection and treatment facilities to
 handle 1 mgd, a  capital expense of  $1,544,880 would
 be required  [Table 5.2.5.6 ($1,043.80 + 501.08) x
 1000].
                                                61

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    The annual capital cost of this investment would
be approximately $119,000  [Table 5.2.5.6: (83.76 +
35.55) x 1000]. For comparison, the annual costs of
0  &  M  ($40,000) and  street repair  and flooding
($53,000) must be added. Therefore these three cost
factors are the annual avoidable costs accruing from
the correction of infiltration and inflow. This is how
much  a city could  spend on  the  correction  of
infiltration and inflow to reduce the daily flow by 1
mgd, and save money by doing so.
    In the above example, the total annual cost of
the  capacity  expansion  alternative  is  $212,000.
Assume again a 20-year payback at 5 percent for the
cost of correcting infiltration and inflow. In this case
the break-even point will be about $2,640,000.  Any
investment  for  infiltration and inflow  reduction
resulting in a reduced  flow of 1 mgd and costing less
than $2,640,000 will produce  a  net savings to  the
community.
    The  examples  cited  above  are  admittedly
over-simplifications. However, they do serve to point
out the need for more comprehensive  examinations
of both the present and  future costs of  any capital
investment decision. A lower initial cost is not always
the least expensive way to achieve a desired objective.
    Before the  true  costs  of  alternatives can  be
determined, all inputs must be outlined and stated in
compatible terms. The figures presented herein show
the required inputs for two moderate-size cities. They
may serve as yardsticks for comparison with like-size
communities.  However,  the  major  value  of this
analysis is in the illustration of the total system cost
considerations needed when making  an investment
decision. Each jurisdiction can evaluate its own fiscal
policies by using data relating to its own sewer costs,
sewage  flows, treatment processes, infiltration and
inflow  corrective  measures,  local  bond-financing
practices and  other factors considered in the analysis
presented above.
    Jurisdictional  officials  and  consultants  are
reminded that the decision to undertake infiltration
and inflow correction may have to be based on local
sanitation and water pollution control factors such as
a no  bypass  policy, over and above  the economic
considerations.
                                                    62

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                              SECTION  6

                    TRENDS AND DEVELOPMENTS
6.1	Intensification of the Problem
6.2	Improvements in Pipe and Joint Products
6.3	Tightening Infiltration Allowances
6.4	Improvements in Construction and Inspection Practices
6.5	Elimination of Existing Infiltration
6.6	Improvements in Inspection, Testing and Sealing Products
6.7	Improvement in Building Sewer Construction Practices
6.8	Better Prevention and Elimiantion of Inflow Connections
6.9	Summary
                                 63

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                                            SECTION  6
                                  TRENDS AND DEVELOPMENTS
6.1 INTENSIFICATION OF THE PROBLEM
    Today's recognition of the infiltration and inflow
problem springs from urban growth and the essential
role  which  sewer  system  capacities and  wastes
handling facility  efficiencies  play in  environmental
sanitation and water pollution control. The 2,942
million  feet of sewers now in service represent an
investment generally estimated to  be upwards of $50
billion.  It  is  predicted  that  an  additional  1,240
million  feet of public sewers must be installed in the
next decade, and  649 million feet of new sewers will
be needed to replace inadequate lines now in service.
These  additions  and replacements will represent a
further investment of some $20 billion.
    It would be inexcusable to shorten the service life
of  existing sewer systems by allowing extraneous
waters that do not require collection  and treatment
to usurp capacities required for  present and future
flows.  This  Manual has  offered guidelines for
evaluating the dollar value of infiltration and inflow
in  terms  of  their effects on sewer  systems and
waste-water treatment facilities.
    Every  100  gallons per  day  of unnecessary
infiltration and  inflow removed   from an existing
system, or prevented from entering a new system,
provides capacity for a new urban resident or for an
industrial  wastes equivalent  unit in  an  expanding
urban era. On the basis of causes, sources, and effects
of infiltration and  inflow in  its  own  system, each
jurisdiction must  evaluate its problem on the basis of
its own conditions, its own cost factors, and its own
policies.

6.2  IMPROVEMENTS IN PIPE  AND
JOINT  PRODUCTS
    Improvements have been made by manufacturers
through research and development of improved sewer
pipe and sewer jointing materials.  Effective  choice
and use of these  products is the  keystone to, better
control  of infiltration. Still further progress in pipe
and jointing methods can be anticipated in  the next
few years.  Designers, contractors, and jurisdictional
administrators  must  maintain close  contact with
manufacturers to  keep informed on product  progress.
Cooperation between sewer officials and those who
serve them, and manufacturers, will stimulate greater
product  developments which can  assist  in  the
reduction and elimination of infiltration.

6.3 TIGHTENING INFILTRATION ALLOWANCES
    A  quarter-century  ago many sewers  were built
under specificatipns which permitted infiltration rates
as high as 1,000 gallons per day per mile of length per
inch of pipe diameter. These are the sewers which are
still in service in many jurisdictions at the outset of
the 1970's. The common infiltration rate in present
practice  is  sharply  reduced  from  the  earlier
specification allowances, judging from the findings of
the national  investigatory project recently completed
by  the American Public Works Association for the
Federal Water  Quality  Administration and
participating jurisdictions. The general use of the 500
gpd/mile/inch of pipe diameter was given impetus by
the adoption of this  criterion by the so-called 'Ten
States Standards" nearly two decades ago.
    Better  pipe  products — and  particularly  the
development  and application  of  better  jointing
materials and methods for these new pipe types with
proper construction  and  rigid  inspection — offer
unmistakable  opportunities  for  markedly  lower
infiltration   allowances   in  all  future construction
work.  Better equipment and  tighter  control  of
construction  methods  can produce  approaches  to
watertight sewers; examples of this type of sewer
construction  already  are in service. It is physically
possible and  economically feasible to limit infiltration
allowances to 200 gallons per day per mile of sewer
per inch of  pipe  diameter, a  level which can  be
specified and conformed to without any appreciable
increase in construction costs.

6.4  CONSTRUCTION AND INSPECTION
IMPROVEMENTS
    The best pipe and jointing material in the world
cannot assure a watertight sewer job. Construction
methods must make the proper use of such materials,
because  no  sewer  job  is  any  better  than  its
construction quality.  The sewers of the future must
be laid in dry trench, on proper bedding, with good
backfill  and  compaction  methods,  and  under
conditions that will assure physical stability while the
line is in service. Joints must be made carefully.
    Every sewer job must be inspected adequately to
assure adherence to construction specifications. Alert
                                                  65

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 inspection is  as important as proper materials and
 construction methods. Modern methods of inspection
 and testing to determine the tightness of sewer lines,
 from section  to section, are available. They must be
 applied in every sewer construction project.

 6.5  ELIMINATION OF INFILTRATION IN
 EXISTING SEWERS
     The  total problem of infiltration  cannot be
 solved  by even  the  best  design  and construction
 practices for new sewer systems. The greater footages
 of sewers now in service — antedating today's better
 pipe,  joint  materials,   and  construction
 methods — allow  excessive infiltration which must be
 eliminated or minimized to overcome the usurpation
 of sewer capacities and the capacities of pumping,
 treatment, and disposal facilities.
     Jurisdictions  affected by infiltration  must carry
 out surveys  to locate  sources of such  extraneous
 waters, determine their volumes, and correct defects
 in  sewer pipe,  joints,  manholes,  and  other
 appurtenant structures.

 6.6  IMPROVEMENTS IN INSPECTION,
 TESTING AND  SEALING PRACTICES
     Survey procedures must  be planned carefully
 and executed expertly. Lines must be cleaned prior
 to internal inspection or sealing. Inspection methods
«and devices   of  great  sophistication  can  assist in
 visual observation. Closed-circuit television equipment,
 photographic  devices, physical observation facilities,
 and other internal inspection systems are available to
 jurisdictional  agencies. Commercial firms with wide
 experience and highly specialized equipment can
 carry  out the multiple  functions of  infiltration
 inspection-location-correction  and be  retained for
 this purpose.
     Effective  and economical methods for correcting
 points of defect in sewer systems include methods for
 internal  sealing of pipe and  joints with chemical
 compounds and  physical grouting  materials. Other
 sealing methods are applicable by means of external
 corrective procedures.  The present capabilities of
 such sealant  methods  will be increased  by further
 research  and  development.  The  use  of  such
 infiltration control, methods  will increase. Physical
 replacement  of defective sewer pipe and joints will
 remain a workable procedure, but in areas of urban
 densities such reconstruction methods may result in
 disruption of  traffic and impediments to other public
services. Success has been reported in lining larger
sewers, especially those constructed of brick.

6.7  IMPROVEMENT IN BUILDING SEWER
CONSTRUCTION PRACTICES
    Infiltration through building  sewer connections
must  be recognized as a serious problem. Future
infiltration from such sources must be eliminated by
improved  construction,  inspection,  and  approval
practices. Every jurisdiction must examine its present
regulations for such construction, and evaluate the
effectiveness of the agency or agencies now charged
with regulating these connection-line installations.
    What  if supervisory  control  of building sewer
connections is  divided between (1) multiple agencies,
such as building and plumbing officials for the section
between the building  and the property line, and (2)
sewer, engineering, or public  works officials for the
section between the  property  line and  the street
sewer, together with connection thereto? In that case,
consideration should be given to  consolidating total
authority  in a   single  agency  or to. planned
cooperation and  coordination of  multiple-agency
actions.
    Improved building  sewer  construction will
involve more rigid  regulations, stronger enforcement
and inspection  practices, and more  effective testing of
such lines before  approval. The choice of available
pipe and jointing materials should be made on the
basis of local needs and conditions. Connections of
building sewers to dissimilar materials should be made
with an approved fitting.
    Poor   conditions  of existing  building  sewer
connections are the  cause of a large percentage of the
total  infiltration  flows  being  handled  by  sewer
systems.  Efforts  should be  made to locate and
evaluate  such  infiltration   sources.  Programs  of
correction should be instituted, where this is feasible,
with the use  of  sealing methods similar to those
utilized  for public sewer  rehabilitation  programs.
Excavation and replacement of  defective building
sewers may be required despite  its costliness and
inconvenience to the public.
    Building sewers should not be connected to street
sewers by any means  other than  through  a suitable
wye fitting. Other connections can cause obstructions
in the street sewer or result'in connections that are
not tight.  All wye-connections installed  on sewers
prior  to  building connections  must be  capped  or
plugged  to  prevent  infiltration.  All  abandoned
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building connection stubs must be sealed to prevent
open sources of infiltration.

6.8 PREVENTION AND ELIMINATION OF
    INFLOWS IN SEWER SYSTEMS
    Inflows into  sanitary sewers must be eliminated
to the greatest possible extent. All future connections
to sewer  systems should  be regulated by sewer-use
ordinances or other legislative edicts. Existing inflow
connections should  be eliminated,  to the greatest
extent possible  and  feasible,  by  surveys to  locate
sources, followed by corrective actions that will be
equitable  to property owners and made acceptable to
them by  carefully planned  and  executed   public
information and educational  procedures. Costs of
such corrections  should be  allocated on  the basis of
responsibility for originally installed inflow lines.
    The importance of a well-planned public relations
program cannot be overstressed; endorsement  of the
inflow control program by both the elected officials
and the  public  is essential.  Inflow control affects
individual property owners, and correctional action
may cause a great deal of inconvenience  as well as
cost;  but the eventual benefits make such efforts
worthwhile.

6.9 SUMMARY
    Guidelines  have  been given for the  control  of
infiltration and inflow conditions. Each jurisdiction
must  determine its own policies and practices, using
these  indicators as to what can be  accomplished by
new criteria and actions.
    The  control  of  infiltration  and  inflow is not
merely an  academic  exercise  in urban planning and
development. It  can  be translated into  the  public
services purpose:  service to the public. The fact that
investments in control of extraneous  water flows in
overtaxed systems can be economically rewarding is
further reason why all jurisdictions should investigate
their  problems and take necessary actions to protect
the  capacities  and  capabilities  of  their sanitary
facilities.
                                                   67

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    SECTION 7
ACKNOWLEDGEMENTS
      69

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                                       SECTION 7
                                  ACKNOWLEDGEMENTS
    The American  Public Works  Association  is deeply  indebted to the following persons and their
organizations for the services they rendered to the APWA Research Foundation in carrying out this
study for the  local governmental jurisdictions and  the  Environmental Protection  Agency who
co-sponsored the study. Without their cooperation  and assistance the study would not have been
possible. The cooperation of the American Society of Civil Engineering (ASCE) and the Water Pollution
Control Federation (WPCF) is acknowledged for their participation on the project Steering Committee.
                                  STEERING COMMITTEE
                                Paul C. Soltow, Jr. (Chairman)
                                      George E. Burns
                                     Richard L. Castle
                                     S. J. McLaughlin
                                   Alfred R. Pagan (ASCE)
                                    Lloyd Weller (WPCF)
                                PANEL OF CONSULTANTS
                     Frank Kersnar, Brown & Caldwell, Consulting Engineers
          Walter Thorpe, Toltz, King, Duval, Anderson & Associates, Consulting Engineers
               Charles R. Velzy, Charles R. Velzy & Associates, Consulting Engineers
                                      CONSULTANTS
                           Dr. Morris M. Cohn, Consulting Engineer
                             Richard Fenton, Consulting Engineer
         Harry Grounds, Toltz, King, Duval, Anderson & Associates, Consulting Engineers
                                 H. Storch, Storch Engineers
                                  FIELD INTERVIEWERS
                   William L. Bryant, Flood & Associates, Jacksonville, Florida
                  Robert E. DeLoach, Flood & Associates, Jacksonville, Florida
                     Robert S. Gemnell, Professor, Northwestern University
                     John Morin, Former City Engineer, Oakland, California
                   Dean Sellers, Chief Engineer, Construction, Wichita, Kansas
                         Steve M. Slaby, Professor, Princeton University
                         ENVIRONMENTAL PROTECTION AGENCY
                              Darwin R. Wright, Project Officer
                      William A. Rosenkranz, Chief, Storm and Combined
                      Sewer Pollution Control Branch, Division of Applied
                                  Science and Technology
                                            71

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         INDUSTRIAL ADVISORY PANEL

Leland E. Gottstein (Chairman), American Pipe Services
Charles M. Aiken, Raymond International, Incorporated
  James R. Alley, Certain-teed Products Corporation
  Joseph P. Ashooh, Associated General Contractors
        Donald M. Cline, Pacific Clay Products
 Robert H. Hedges, Rockwell Manufacturing Company
       Quinn L. Hutchinson, Clow Corporation
  Harold Kosova, Video Pipe Grouting, Incorporated
         Tom Lenahan, Halliburton Services
    W. J. Malcolm, Cherne Industrial, Incorporated
    Joseph McKenna, Industrial Material Company
  Charles Prange, Rockwell Manufacturing Company
       John Roberts, Armco Steel Corporation
     Joseph A. Seta, Joseph A. Seta, Incorporated
   Harry W. Skinner, Press Seal Gasket Corporation
  E. W. Spinzig, Jr., Johns-Manville Sales Corporation
 Edward B. Stringham, Penetryn System, Incorporated
  William M. Turner, Griffin Pipe Products Company
  Joe A. Willett, American Concrete Pipe Association
 John A. Zaffle, United States Concrete Pipe Company
                       72

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            ADVISORY COMMITTEE

Paul C. Soltow, Jr., San Pablo, California (Chairman)
       E. Nay Bentley, Indianapolis, Indiana
         C. A. Boeke, Middletown, Ohio
         Philip A. Boiler, Muncie, Indiana
           G. Briere, Montreal, Quebec
         G; E: Burns, Winnipeg, Manitoba
        Richard L. Castle, Pontiac, Michigan
   Milton R. Christensen, Minneapolis, Minnesota
     William R. Davis, Pittsburgh, Pennsylvania
    Robert Grant Dietrich, Baltimore, Maryland
    David W. Duncan, Charlotte, North Carolina
        John E. Eastus, San Jose, California
          W. T. Eefting, Miami, Florida
         Walter A. Fielding, Akron, Ohio
        W. D. Gilman, Richmond, Virginia
    Stephen H. Goodman, Campbell, California
        Forrest Grant, Jr., Columbus, Ohio
      Allison C. Hayes, Boston, Massachusetts
       Paul T. Hickman, Springfield, Missouri
          R. J. Horgan,  Toronto, Ontario
          Joseph Irons, Chicago, Illinois
       Roy L. Jackson, Kansas City, Missouri
         W. I. Jefferies, Arlington, Virginia
      Roy W. Likins, Daytona Beach, Florida
    Robert P. Lowe, Albuquerque, New Mexico
    Frederick A. Mammel, Ann Arbor, Michigan
 0. H. Manuel, Charlottetown, Prince Edward Island
   Herbert D. McCullough, Milwaukee, Wisconsin
       Marvin J. Miller, San  Carlos, California
          E. W.  Ott, Seattle, Washington
      John W. Schneider, Oshkosh, Wisconsin
         Philip W. Slagel, Topeka, Kansas
    R. Marlin Sumner, St. Clair Shores, Michigan
         George H. Wilton, Wichita, Kansas
        John Winden, Puyallup, Washington
                    73

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        SECTION 8






GLOSSARY OF PERTINENT TERMS
          75

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                                                SECTION 8
                                   GLOSSARY OF PERTINENT TERMS
    Efforts to attain better levels of infiltration and
 inflow  control  must  be  based  on  a uniform
 understanding of the "language" of the field. In fact,
 one of the findings of the national  investigation of
 this problem of extraneous water intrusion into sewer
 systems was that there has been no "standardization"
 of nomenclature  among jurisdictional  authorities,
 state  and provincial agencies and those who serve and
 supply the sewer system field. Out of this "babel" of
 misconceptions   of intent  and  purpose  has  come
 misinterpretations  of community-to-community data
 and a confused inability to  arrive at better  sewer
 system practices.
    To assist  in  the interpretation of the findings of
. the national  investigations, a Glossary  of Terms is
 included in the  report  of  which  this  Manual  is an
 integral  part. To  make this  Manual  document  a
 self-contained guide to better practices, the following
 clarification of  the  meaning of pertinent terms is
 provided.
    Areaway   A paved surface, serving as an entry
 area  to a  basement or  sub-surface portion  of  a
 building, which is  provided' with  some  form  of
 drainage device  that may be connected to  a sewer
 line.
    Building  Sewer   The  conduit which connects
 building waste water sources  to the  public or street
 sewer, including  lines serving homes, public buildings,
 commercial establishments, and industry  structures.
 In this report, the building sewer is referred to in two
 sections:  (1)  The  section between the building line
 and  the  property line,  frequently specified  and
 supervised by plumbing or housing officials, and (2)
 the section between the property line and the street
 sewer, including the connection thereto,  frequently
 specified  and supervised by  sewer, public works or
 engineering officials.  (Referred to,  also, as house
 sewer, and building connection.)
    By-pass   A pipe line which diverts waste  water
 flows -away from,  or around, pumping or treatment
 facilities — or by-passes  such  facilities — in order to
 limit   the flows  delivered to  such facilities and to
 prevent  surcharging  or' adversely  affecting  their
 operation or performance.
    Cellar  Drain   A pipe or  series  of  pipes which
 collect waste  waters which leak, seep, or flow into
 subgrade parts of structures and discharge them into a
 building sewer, or by  other  means dispose  of such
 waste waters into sanitary, combined or storm sewers.
(Referred to, also, as "basement drain.")
     Clean Waters   Waste  waters from commercial
or industrial operations which are uncontaminated,
do not need, and could not benefit from waste water
treatment processes, and which for sanitary purposes
do   not  require  disposal  into  public sewers,
particularly separate sanitary sewers.
    Collector Sewer  A sewer located in  the public
way  which  collects  the  waste  waters  discharged
through building sewers and  conducts such flows into
larger interceptor sewers and pumping and treatment
works. (Referred to also as "street sewer.")
    Compression  Gasket  A device which can  be
made  of  several materials  in  a  variety  of
cross-sections, which  serves to  secure a  tight seal
between  two pipe sections (frequently referred to as
"o" ring.)
    Exflltration   The leakage  or discharge of flows
being carried by sewers out  into the ground through
leaks in pipes, joints, manholes or other sewer system
structures; the reverse of "infiltration."
    Foundation  Drain  A  pipe  or  series of pipes
which  collects ground water from the foundation or
footing of structures and discharges these waters into
sanitary, combined  or storm  sewers, or  to  other
points  of  disposal, for  the  purpose  of  draining
unwanted waters away from such structures.
    Grouting   The  cementing  together of  loose
particles  of soil in such a  manner that the soil so
grouted becomes a solid  mass which  is impervious
to water.
    Inch-Gallons   A designation for the commonly
used expression, referring  to  units  of  infiltration
allowances. The full expression  is gallons per inch of
diameter per mile of pipe per day.
    Infiltration  The discharge  of ground waters into
sewers, through defects in pipe lines, joints, manholes
or other sewer structures.
    Inflow  The discharge of any kinds of water into
sewer lines from such  sources as roof leaders,  cellar,
and  yard-area drains,  foundation drains, commercial
and  industrial so-called  "clean  water"  discharges,
drains  from  springs and swampy areas, etc. It does
not  include "infiltration" and  is distinguished from
such waste water discharges,  as previously defined.
    Infiltration/Inflow    A  combination  of
infiltration and inflow waste water volumes in sewer
lines, with no way to distinguish either  of the  two
basic sources, and with the  same effect of usurping
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the  capacities  of sewer  systems and  other sewer
system facilities.
    Infiltration  Allowances   The  amount  of
infiltration anticipated in  sewer systems; considered
inevitable under sewer construction and sewer service
conditions, and authorized and provided for in sewer
system  capacity  design and in sewer construction
practice. A distinction is made between "sewer design
infiltration allowances" which the designer provides
for  in  structuring  the   total sewer  system  and
"construction infiltration  allowances" permitted  in
the   specifications  covering the  construction  of
specific projects  and specific sections of the  total
sewer system.
   Interceptor Sewer A  sewer which  receives the
flow  from  collector   sewers   and   conveys
the wastewaters to treatment facilities.
   Joints   The  means   of connecting sectional
lengths  of sewer pipe into a continuous sewer line,
using various types of jointing materials with various
types of  pipe  formations that make possible the
jointing of the sections of pipe  into a continuous
collecting sewer line.  The  number of joints depends
on the lengths of the pipe sections used in the specific
sewer construction work.
   Jurisdiction   Any governmental entity,  such  as
city,  town,  village, county, sewer district, sanitary
district  or  authority,  or other  multi-community
agency  which is responsible for and operates sewer
systems,  pumping  facilities,  regulator-overflow
structures and waste water  treatment works.
    Overflow  A pipe line  or conduit device, together
with an outlet pipe, which provides for the discharge
of portions  of  combined  sewer flows into receiving
waters or other points of disposal,  after a regulator
device has been  allowed  the portion of the  flow
which can be handled by  the interceptor sewer lines
and pumping and treatment facilities to be carried by
and to such water pollution control structures.
   Pipe Sealing  A  method of correcting leaks  or
defects  which permit  infiltration  of excessive
extraneous waters into sewers, by means of physical
or chemical materials, applied by interior or exterior
means,  and  which seals such points of defects and
reduces  or eliminates such infiltration waters.
   Pipe  Tests   Various  methods of testing  sewer
lines, after construction, and in service, to ascertain
whether or not infiltration allowances have been met,
 and locating the sources of infiltration which exceeds
 construction specifications.  Such tests  include:
 infiltration tests; exfiltration tests; air tests; and other
 means of locating sources of infiltration in new and
 existing sewer lines, such as smoke bomb tests.
    Precipitation  Rainfall or thawing  snow and ice
 which  produce storm water  runoff  from streets,
 roads,  and  other  impervious  surface's, and which
 percolate into the soil and augment the ground water,
 are  held  in  the interstices of the  soil, affect the
 ground water table, or produce  inflows into sewer
 systems.
    Regulator  A device or apparatus for controlling
the quantity  of  admixtures of  sewage and  storm
water admitted from a combined sewer  collector line
into an interceptor sewer, or pumping  or treatment
facilities,  thereby  determining  the  amount and
quality  of  the flows discharged through an overflow
device to receiving waters  or other points of disposal.
    Roof Leader   A  drain or  pipe that  conducts
storm water from the roof of a structure, downward
and  thence  into  a sewer for removal  from  the
property, or  onto or into  the ground for runoff or
seepage  disposal.
    Sewer Inspection  Methods  for  determining the
condition of new or existing sewer systems, in terms
of  infiltration  conditions, by   visual  inspection,
closed-circuit  television  viewing,  photographic
methods, or other means.
    Sewer-Use  Ordinance   A regulation,  code, or
ordinance enacted by  a jurisdiction  to specify  the
types and  volumes  of waste  waters which can be
discharged  into  sewer  systems,  the waste  waters
which  cannot be so  discharged, and  the  fees or
charges  to be imposed for the privilege of discharging
those wastes and volumes  which are permitted.
    State Provincial  Water Pollution  Control Agency
A branch of government which imposes and enforces
water  quality  standards,  establishes  standards 'of
design for sewer systems and pumping and treatment
facilities,  and  has  responsibility  for  maintaining
established water pollution control  standards  in
receiving waters.
    The  "TWO  I's"  A   phrase  adopted for this
report, to designate the two factors of infiltration and
inflow  which affect sewer systems  and  the other
waste water  handling  facilities  evaluated in this
project and report.
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                                    SECTION 9

                                    APPENDICES
1    	Why Regulate the Use of Your Sewer System?
2	Regulation of the Discharge of Industrial, Commercial and
                                                Other Special Wastes into Sewer Systems
3	Milwaukee, Wisconsin, In-Depth Study of Sewer Cleaning Practices
4	Sewer Connection Requirements, Oakland County Department of
                                                       Public Works, Pontiac, Michigan
5	Samples of Maintenance Report Forms
6	Sample Forms Used to Inspect Existing System by Opening Manholes
7	Sample of Letters and Forms Used to Investigate and Correct Inflow Conditions
8	Recommended Lot Grading Requirements Reported by Hubbell,
                                       Roth & Clark, City Engineers, Southfield, Michigan
9	Typical Engineering Specifications for Low Pressure Air Testing of
                                                         Sewers for Infiltration Control
10   	Example of Specifications for Exfiltration Testing of Gravity Sewers
11   	A Method for Gauging Infiltration Flow in Sewer Testing
12   	Correction of Infiltration by Means of Grouting with Sealants and Gels
                                           79

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                                              APPENDIX 1
                         WHY REGULATE THE USE OF YOUR SEWER SYSTEM?
    In  October  1969,  the  New  York  State
Department of  Health's Division of Pure  Waters,
Bureau  of  Water  and   Waste  Water  Utilities
Management,  distributed a memorandum outlining its
position on the question: "Why Regulate  the Use of
Your Sewer System?"
    The reasons  presented by the State agency are so
relevant to the guidelines expressed in this Manual, in
Section 4, that  the  memorandum is included here.
Each jurisdiction is urged to evaluate the New York
State presentation in terms of its own conditions.

Why are Sewer Use Ordinances Valuable?
    1.  The objective  is to have legal authority to
        protect life  and  limb  and  sewers  and
        wastewater treatment facilities, to minimize
        overall expense of treatment to the taxpayer,
        and to  prevent  unwarranted abuse of the
        sewerage system.
    2.  Protect Sewer System from:
        (a) damage, deterioration  and destruction
           from  discharges of  gasoline,  fuel oil,
           cleaning solvents, and paint particles;
        (b) hazardous explosive substances;
        (c) acids or alkaline wastes which eat out
           joints and cause infiltration;
        (d) ashes, tar, sand, cinders, metal, broken
           glass,  wood, clay and slag which clog
           sewers;
        (e) grease  which  adheres to  sewers and
           causes stoppages;
        (f) hazardous  wastes,  such  as  sulphur
           dioxide,  hydrogen  sulphide  and
           sulphur-oxidizing  bacteria which  may
           cause disintegration of some sewers; and
        (g) excessive high-temperature wastes.
    3.  Protect  Biological  Treatment Units  of  a
        waste water facility from:
        (a) excessive acidity or alkalinity harmful to
           biological  waste   water  treatment
           processes;
        (b) greases,  oil, etc.,  which  cause  scum
           formation; and
        (c) toxic  substances  such  as  copper,
           chromium, lead, zinc, arsenic and nickel
           which  kill  off or  inhibit  biological
           activity.
    4.  Protect Receiving  Water Users and Aquatic
        L ife  from:
        (a) poisonous  compounds  or  radioactive
           wastes  which  may  also  pass  through
           waste water utility facilities in dangerous
           concentrations  that are  hazardous  to
           human  life or injurious to edible fish
           and/or shellfish;
        (b) high temperature wastes which disturb or
          destroy natural aquatic life; and
        (c) high  or  low  pH  wastes which  may
           interfere with natural aquatic life.

What Are the Problems that
Municipalities Face?
    1.   There has  been frequent  evidence of cases
        where municipalities experience trouble from
        one  or  more of the  above sources. As a
        result, they are forced to:
        (a) spend  considerable sums of money  to
           repair the sewer system; and
        (b) spend sums to repair the damage done to
           treatment units  of' the waste water
           facility. And, municipalities may be sued
           because of pollution of a body of water
           caused  by  inadequately  treated
           discharges.
    2.   In many cases, industry has made no effort
        or very little effort  to cut  down  on the
        volume and/or concentrations of the waste
        waters until  an ordinance is  enacted and/or
        steps  are taken  to enforce it.  Sometimes
        investigation and action of communities to
        enforce  ordinances has resulted in industry
        finding out that they have  suffered losses in
        their uncontrolled discharges.
    3.   When an industry approaches the officials of
        a  community on  the discharge  of  their
        industrial  wastes  into  the  public  sewer
        system,  the   officials  must  find out  first
        whether the  cost  of their  handling these
        wastes  will  be too  high  for  municipal
        treatment.
    4.   Many communities permit runoff from roofs,
        footing drains, cistern  overflows, etc.  This
        adds  considerably  to  the  capital cost and
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       operating expenses and affects operation of
       waste water facilities.
What are the Rules and Interrelationships?
    Article 12 of the Public Health Law (New York
State)  Reg.  1220,  contains a  general prohibition
against pollution; namely, "It shall be unlawful for
any person, directly or indirectly to throw, drain, run
or otherwise  discharge into  such waters, organic  or
inorganic matter that shall cause or contribute to a
condition in contravention of the Standards adopted
by  the Water Resources. Commission pursuant  to
section  one  thousand  two  hundred  five  of this
article." The  community is therefore responsible for
any violation of standards promulgated by the Water
Resources   Commission because it allows the
condition to exist.

Alternates
    Most  users  of  public  sewer  systems  will
cooperate, but some willful violators always attempt
to  take  unfair  advantage of  a municipality  and
discharge  undesirable  wastes.   A  good  ordinance
fitting the particular  needs  of the  sewerage system
which  can be properly and  promptly enforced by
local officials is needed in each community.

Solution
     1.   Water pollution abatement and prevention is
        the  sole  aim of a  municipal waste water
        treatment  plant. Therefore, the  ordinance
        must regulate  the   concentrations  and
        volumes  of waste water to  the plant  to
        obtain the maximum practical reduction  of
        pollutants.
    2.   The  sewer  ordinance  should control the
        concentrations and volumes of waste water
        to minimize the capital cost and operating
        expenses  of treatment that is paid  by
        taxpayers, both individual and corporate.
    3.   The  sewer  ordinance to be effective  must
        provide  for  penalties in* case  of violations
        together  with  procedures for  their
        inspection. It must empower the officials  to
        prohibit the discharge of any wastes at any
    time which can harm life, limb, structures or
    property; that is, if necessary,  have legal
    machinery  available  to  take  immediate
    action.
4.  In  many  cases,  industry  may  agree  to
    pre-treatment  of their wastes,  while  in
    others,  industry  may  prefer to  pay
    municipalities for expenses of treatment.
5.  The inability  of a  waste  water  treatment
    plant to  effectively process a new industrial
    load does  not  necessarily  constitute  a
    permanent  banning  of industrial load from
    sewerage system. Provisions may  be worked
    out for altering or  extending the plant to
    handle  the  load  with  the  industry  or
    industries concerned paying  their  proper
    share of construction  costs  and  operation
    expenses of such modifications which would
    benefit them.
6.  Exclusion of  existing  roof water, footing
    drains, cistern overflows, etc., is  a difficult
    problem, but  the  municipality  should not
    shirk  its  responsibility  fpr  saving  the
    taxpayer's money.  One way of speeding up
    elimination is to chwge taxpayers who have
    connection for continuing the connection.
7.  Cooling and condensing waters containing no
    organic matter  or  reducing gases which are
    incapable of causing objectionable  conditions
    in an open watercourse, should be segregated
    from  polluted wastes  and  discharged into
    storm sewers or to a natural outlet.
8.  Under  no   circumstances  should  the
    responsibility  for industrial  waste  water
    control  be  delegated  to  an  agency  or a
    department  which does  not  have  the
    authority and responsibility  for  regulating
    the condition of receiving water.
9.  The ordinance should be flexible  enough to
    cover all  known conditions as well as those
    which may arise in the future.
10. Pre-treatment of certain wastes which cannot
    be  accepted  in  sewer  systems  must be
    required.
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                                             APPENDIX 2
                   REGULATION OF THE DISCHARGE OF INDUSTRIAL, COMMERCIAL
                         AND OTHER SPECIAL WASTES INTO SEWER SYSTEMS
    Sewer-use ordinances or other types of local laws,
codes and  regulations provide a valuable means for
controlling the  types of wastes discharges into sewer
systems which  may be  deleterious  to sewer lines,
detrimental to  wastes  handling,  treatment  and
disposal  works,  or hazardous  to  operation  and
maintenance  personnel involved in these  municipal
installations.
    Section 4 of  this  Manual  contains  sample
excerpts  from  representative ordinances relating  to
the control of sewer connections  and discharges  of
inflow waters into public sewer systems.  Research
work on sewer-use regulations covering inflow control
provided  valuable  references to  the control  of
industrial, commercial and other special wastes of the
nature referred to above.
    This special waste material is so closely related to
the regulation and control of inflow waters that it is
included here as a valuable source of information for
jurisdictions  which  are planning  to enact  new
sewer-use legislation or  to improve  and modernize
their present powers to  enforce  rules and protect
their sewer systems.
    The  following  excerpts  are  presented  under
specific categories  for ease of reference. They are
intended for guidance purposes  only, rather than as
actual parts of  any codes or ordinances to be drafted
by  any  jurisdictions.  The  applicability  of  all
regulatory  items to actual jurisdictional conditions
must be judged by local officials who intend to devise
such regulations and who will be required to enforce
them.

Prohibited  Substances - General
    General  provisions   to  bar  a broad  range  of
substances  from  the sewers are often included in
sewer-use regulations:
    Substances which are not amenable to standard
wastewater treatment plant processes or may affect
the  quality of water  supplies  derived from
watercourses receiving  solid  waste  should  be
prohibited.
    "No property  owner or sewer user shall  be
allowed to discharge sewage  into the sewer disposal
system which shall be  deemed  deleterious to  such
system,  or which shall  endanger  the  employees,
operation or treatment processes of sewage disposal,
or which shall cause  incrustations or chemically or
physically attack so as to corrode or erode the sewer
or  sewage disposal  system  or  facilities." — Boise,
Idaho

   "No  substances  which  will  clog  the drains,
produce  explosive mixtures or injure  the  pipes or
their joints shall  be  allowed to  enter  the  drainage
system or the sewer." — Boston, Massachusetts

    "It shall  be unlawful for any person to disturb,
tear up, or injure any public drain or sewer, manhole,
or catch basin or other appurtenances connected with
any public sewer or cause any public sewer to become
clogged by permitting  oils, or  greases,  rags, lime,
sodium cyanide, garbage, fruit or vegetable parings,
ashes, cinders, poisonous or explosive liquids or gases,
household foods,  offal,  swill, bottles, tin cans, dead
or live animals, tree limbs, lawn clippings, rubbish, or
any material  of any nature whatsoever other than
normal' domestic  sewage   to   accumulate
therein." —Rockford, Illinois

    "No  person shall release or discharge into  any of
the City's sewers any  of  the  following:  (a) animal
grease or oil; (b) horse, cattle, sheep or swine manure;
(c) solids in  particles larger than will go through a
quarter-inch screen; (d) oil or petroleum, or  wastes
therefrom; (e) any  acid or  alkali waste which may
injure or damage any  such  sewer, the  City Sewage
System, or its  sewage treatment or sewage at such
plant; (f) any other deleterious matter, substance or
thing,  whether liquid  or  solid,  which will  injure,
damage or pollute any such sewer, thfe City's Sewage
System  or it's Sewage  Disposal Plant, or  interfere
with  the  proper  operation  of  such
plant." — Yorktown, Saskatchewan

    "Under  no  conditions  will  the City  consider
accepting  sewage  that  is detrimental to  pipe lines,
hazardous because of explosive  liquid  or gases, or
may cause stoppage of the lines. Any customer found
allowing  any  of the above listed types  of sewage to
enter  the system will  be subject to paying all costs
necessary to  stop  such   flow  and  remove  the
objectionable item from the system, and repair  it if
necessary, as. well  as all penalties  as further outlined.
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In  the  determination  of what materials  may  be
harmful and the degree of correction necessary, the
City will generally  follow the recommendations of
the  Water  Pollution  Control Federation." -St.
Petersburg, Florida

    "The  following materials shall be excluded from
the sewerage system: (a) Gasoline, cleaning solvent,
fuel,  oil,  etc.  These are  highly  inflammable
compounds and serious damage due to explosions of
these liquids or their vapors have occurred within
sewerage systems; (b) Ashes, sand, cinders, rock, etc.
These  inorganic  compounds  add  excessive solid
loading on the sewerage causing unnecessary cleaning
and maintenance; (c) Tar, plastics, and other water
insoluble viscous materials. These compounds do not
break down by bacterial action and add to the solid
loading of  a  sewerage  system,  (d) Mineral oils,
lubricating oils, etc. do not decompose in the normal
course of sludge digestion. They cause potential fire
hazards throughout -the sewerage  system,  cause
excessive cleaning  and  impose an unnecessary solid
loading upon the sludge system, (e) Feathers, hair,
rags, etc.  These' materials cause   excessive
maintenance  throughout  the  sewerage  system.
Feathers and hair  do  not readily digest in sludge
digestion processes  and create excessive matting  on
top  of the  decomposing sludge, (f) Metal, broken
glass, shavings, etc.  These materials will readily plug
up sewer  lines, pumps and appurtenant equipment.
(g) Unshredded garbage.  Large pieces of unshredded
garbage cause sewer lines and pumps  to clog and
excessive maintenance will occur. Garbage ground in
domestic and industrial grinders to a size of & inch or
less is satisfactory, (h) Wastes which contain or result
in the production of toxic, corrosive, explosive and
malodorous gases." — San Diego, California

Prohibited Substances — Specifics
    Numerous types and characteristics of specific
wastes ruled  inadmissible to sewers  are covered in
many ordinances. (Where the quoted portion  seems
more an itemization than an explicit ban it is because
the  specific  item   is  one of a series  following a
prohibitory introduction.)

               1.  Temperature
    "Any liquid or vapor having a temperature higher
than 150° F." -Jacksonville, Florida

    "Any liquid or vapor having a temperature higher
than 150 degrees F  (65 degrees C)." - Cedar Rapids,
Iowa
    "Any liquid or vapor having a temperature higher
than 160 degrees F." — Wilson, North Carolina
    "Any  liquid  or vapor  having a  temperature
 greater than  140 degrees Fahrenheit." - Salem,
 Oregon

    "Steam, vapor, and water at a temperature above
 one hundred and thirty degrees Fahrenheit shall not
 be discharged into the sewer. The blow-off of boilers,
 steam exhaust or drip, or hot water from any other
 source destined to be discharged into a sewer shall be
 condensed  and cooled  to one hundred and thirty
 degrees  Fahrenheit  in  a blow-off tank or other
 approved device  of which the  size,  arrangement,
 location, venting and all connections shall be subject
 to  the  approval  of the Commissioner of Public
 Works." — Boston, Massachusetts

    "No person shall discharge into a sewer or storm
 drain  any industrial waste, water, or liquid having a
 temperature greater than 100  degrees  Fahrenheit,
 except upon written advance permission of the Board
 of Public Works." — IMS Angeles, California

    "Any liquid or vapor having a temperature higher
 than   100  degrees Fahrenheit  (37  degrees
 Centrigrade)." — KnoxvUle, Tennessee

      2. pH (Hydrogen Ion Concentration)
    "Any liquids having a  pH lower  than 5.5  or
 higher than 9.0,  or having  any corrosive property
 capable of causing damage or hazards to structures,
 equipment,  or  personnel of  the sewage  disposal
 works." — Salem, Oregon

    'The pH of industrial wastes  shall average
 between 5.5 to 9.0 daily. The maximum variation on
 a temporary basis during any twenty-four hour period
 shall not be less than 5.0 or greater than 10.0." - San
Diego, California

    "Any  industrial  waste  with  a  hydrogen-ion
 concentration less than 5.5 (for acidity), or greater
 than 9.0 (for alkalinity)." - Los Angeles, California

    "Hydrogen  ion concentration (pH) — 4.5  to
 9.5."  — Nassau County, New  York

    "Any water  or waste,  acidic or alkaline in
 reaction, and having corrosive properties capable of
causing damage or hazard to structures, equipment
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and personnel. Free acids and alkalies in such wastes
must be neutralized, at all times, within a permissible
range ofpHbetween 5.5 and  10.0." -Jefferson City,
Missouri

    "Waters having  a  pH  below  6.0  or  above
8.5." - Yakima, Washington

    "Any waters or wastes  having a  stabilized pH
lower than 6 or higher than  9, or having any other
corrosive  property  capable  of  causing  damage  or
hazard to structures, equipment, and personnel of the
sewage works,  provided accumulated  pH does  not
exceed  our  limits  as  specified." — Wilson, North
Carolina

    "Wastes having a pH less  than 6.0 or greater than
10.0 or otherwise having chemical properties  which
are hazardous or are capable of causing damage to the
sewage works or personnel." — Kansas City, Missouri

    "Any waters or wastes having pH lower than 6.0
or greater than 10.5 or having any other chemical or
corrosive property which are  hazardous or capable of
causing  damage  to  structures,  equipment  and
personnel ok the sewage works." — Oklahoma City,
Oklahoma

    "Wastes having a pH less  than 6.5 or greater than
9.75 or otherwise having chemical properties which
are hazardous or capable of causing damage to the
sewage works or personnel." - Omaha, Nebraska

          3. Fats, (Ms, Greases
    "Waste  water  which  contains more than  one
hundred parts per  million by weight of fat, oil or
grease." — Seattle, Washington

    "Any water or waste  which may contain more
than 100 parts per million by weight, of fat, oil, or
grease, exclusive of soap." - Oak Ridge, Tennessee

    "Any water or waste containing fats, wax, grease,
or oils, whether emulsified or not, in excess of one
hundred (100) mg/1 or containing substances which
may  solidify or become  viscous at temperatures
between thirty-two (32) and  one hundred fifty (150)
degrees F (0 and 65°:C)." - Rome, New York

    "Insoluble oils, fats arid greases. So-called soluble
oils  may be admitted  to  the extent of 100 ppm,
provided  subsequent  dilution  in  the   sewers  or
treatment  plant  does  not  result  in
separation." —Kansas City, Missouri

    "Any water or waste containing fats, wax, grease,
or oils, whether emulsified or not, in excess of 100
mg/1 or containing substances which may solidify or
become viscous at temperatures  between 32 degrees
and  150 degrees F (0 and 65 degrees C)." - Cedar
Rapids, Iowa

    "Any  water,  or waste  containing grease, as
follows: (1) floatable grease in excess of 50 parts per
million. Grease is an  oil, fat, grease, or other ether —
soluble matter. Floatable grease is grease which rises
to the surface of quiescent sewage or waste or upon
dilution of the sewage  or waste with fresh  or salt
water. (2) Dispersed grease, other than soap, in excess
of 500 parts per million. Dispersed grease is grease
which is not fleatable." - Watsonville, California

    "Any water or waste containing fat, oil, or grease
of such character or quantity that unusual attention
or expense is incurred." — Janesville, Wisconsin
             4.  Suspended Solids
    "Suspended  Solids - 300 ppm. max."
County, New York
- Nassau
    "Industrial wastes having  suspended solids in
excess of 500 ppm. will be considered individually. If
the sewerage system can safely receive said wastes,
wastes  having  higher  suspended solids can  be
allowed." - San Diego, California

    "Any waters or wastes containing more than 700
parts  per  million  by  weight  of  suspended
solids." - Oak Ridge, Tennessee

    "Liquid waste material in which the suspended
solids exceed  1000 parts per million, determined by
weight."  —  Los Angeles, California

    "Any  waters  or wastes  containing  suspended
solids of such  character  and quantity that unusual
attention or expense  is required  to handle such
materials  at   the   sewage  treatment
plant." — Jacksonville, Florida

    "Any  waters  or wastes  containing  suspended
solids of such  character  and quantity that unusual
provision, attention or expense  is required to handle
such   materials  at  the  Waste  Water  Treatment
Plant." — Knoxville, Tennessee
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      5. Biochemical Oxygen Demand (BOD)
    'The  admission  into the public sewers of any
water or wastes having a 5-day BOD  (Biochemical
Oxygen Demand) greater than 400 parts per million
by weight shall be subject to the review and approval
of the City Engineer." - Watsonville, California

    "Any waters or wastes  having a Biochemical
Oxygen Demand in excess of 500 parts per million by
weight." — Wilson, North Carolina

    Materials which exert or cause ... unusual BOD,
chemical oxygen demand, or chlorine requirements in
such quantities as to constitute a significant load on
the sewage treatment works." — Rome, New York

    "Materials  which  exert  or cause  ... unusual
BOD,  chemical   oxygen  demand,  or  chlorine
requirements (such  as,  but not limited  to, whey,
whole or separated milk, yeast, whole blood, etc.) in
such quantities as to constitute a significant load on
the  sewage  treatment  works." — Oklahoma  City,
Oklahoma

                 6. Phenols
    "Wastes containing phenolic compounds over .50
ppm expressed as phenol." — Omaha, Nebraska

    "Wastes containing pheolic compounds over 1.0
ppm expressed as phenol." —  Kansas City, Missouri

    "Any water or wastes  that contains phenols in
excess of 0.50 parts per million  by weight.  These
limits  may  be  modified  if  the   aggregate of
contributions create treatment difficulties or produce
a plant effluent discharge  to  the  receiving waters
which may be prohibitive." - Oak Ridge, Tennessee

             7.  Gases and Fumes
    "Any water or waste that contains more than 10
milligrams  per  liter  of gases such  as  hydrogen
sulphide,  sulfur  dioxide, or nitrous  oxide." —
Jefferson City, Missouri

    "Any waters or wastes  containing more than 1.0
parts per million of dissolved sulfides." — Watsonville,
California

    "Any water or  wastes containing more than ten
parts per million by weight of the following gases:
Hydrogen  sulphide,  sulphur  dioxide, or  nitrous
oxide." - Knoxvttle,  Tennessee
    "Wastes  containing cyanides  or compounds
 capable of liberating hydrocyanic acid gas over 2 ppm
 expressed  as  hydrogen  cyanide." - Kansas  City,
Missouri

    "Any noxious or malodorous gas or  substance
capable of creating a public nuisance." — Santa Cruz,
California
                  8. Flammables
    Flammables are generally regulated in the terms
 first  shown below, but  generalized provisions are
 sometimes  encountered:

    "Gasoline, benzene,  naptha,  fuel  oil  or  other
flammable  or  explosive  liquid,  solid  or
gas." - Lethbridge, Alberta

    "Any solid, liquid  or gas which by reason  of its
nature  and/or  quantity  could  cause  fire  or
explosion." — Kansas City, Missouri

    "Any petroleum product or other product which,
by reason of its nature or quantity may cause a fire or
explosion, or in any way be injurious to persons or to
the  sewers  or  storm  drains  or  other
appurtenances." — Los Angeles, California

         9.  Solid and Viscous Substances
    "Any ashes, cinders,  sand, mud,  straw, shavings,
metal, glass, rags, feathers, tar, plastics, wood, paunch
manure,  or any  other solid or  viscous  substance
capable of causing obstruction to  the flow in sewers
or other interference with the proper operation of the
sewerage system." —Jacksonville, Florida

    "Any ashes, cinders,  sand, mud,  straw, shavings,
metal, glass, rags, feathers, tar plastics, wood, paunch
manure, hair and fleshings, entrails, lime slurry, lime
residues, chemical  residues, paint residues, cannery
waste  bulk  solids,  or any other solid or viscous
substance capable of causing obstruction to the flow
in  sewers,  or other interference  with the proper
operation of the sewer system or sewage  treatment
facilities." - Jefferson City, Missouri

    "Any solid or viscous material which could cause
an  obstruction to flow in the sewers or in any way
interfere  with the  treatment process. Examples of
such materials include, but are not limited to, ashes,
wax,  paraffin, cinders, sand, mud, straw,  shavings,
metal, glass, rags, lint, feathers, tars, plastics,  wood
and sawdust,  paunch  manure, hair and  fleshings,
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entrails, lime  slurrys, beer and distillery slops, grain
processing wastes, grinding compounds,  acetylene
generation sludge, chemical residues, acid  residues,
and food processing  bulk  solids." - Kansas  City,
Missouri

    "Industrial wastes having a viscosity exceeding
1.10 poises (absolute  Viscosity) upon discharge or
after acidification (pH below 5.5), or alkalization (pH
above 8.5.)" -Nassau County, New Yprk

    "Paunch  manure  or  intestinal  contents  from
horses,  cattle, sheep  or swine; hog bristles; pigs'
hooves  or toenails; animal intestines or  stomach
casings; bones; hides or  parts thereof; animal fat or
flesh  in  particles larger  than will  pass  through a
quarter inch  screen; manure of any kind; poultry
entrails, heads, feet or feathers; eggshells; fleshing and
hair  resulting  from   tanning  operations." —
Lethbridge, Alberta

    "Any waters or wastes containing strong  acid
iron pickling wastes, or concentrated plating solutions
whether neutralized or not." — Rome, New York

    "Septic tank sludge, except that such sludge may
be  discharged into  selected  treatment  plants at
locations  designated  for  this  purpose   by   the
director." — Kansas City, Missouri

    Scavenger wastes shall mean putrid or  offensive
matter, the contents of  all privies, septic tanks and
cesspools. ... Scavenger wastes will be admitted into
the sewerage  system only  by approval  of the City
Engineer  and  subject to  the payment of fees or
charges  fixed   by  the  City  Commission." —
Jacksonville, Florida.

         10.  Toxic Substances and Chemicals
    "Any waters or wastes containing a  toxic or
poisonous substance in sufficient quality to injure or
interfere with any   sewage  treatment   process,
constitute a hazard to humans or animals,  or create
any  hazard  in  the  receiving  waters  of  the
Plant."  — Watsonville, California

    "Any waters  or  wastes containing   toxic or
poisonous solids,  liquids,  or  gases in  sufficient
quantity, either singly or by interaction with other
wastes,   to  injure or  interfere  with any sewage
treatment process, constitute a hazard to humans or
animals,  create  a  public  nuisance,  or create  any
hazard  in  the  receiving  waters  of the  sewage
treatment plant, including but not limited to cyanides
in excess of two (2) mg/1  as  CN in  the  wastes as
discharged to the public sewer." -  Oklahoma City,
Oklahoma

    "Any waters or  wastes containing strong acid
iron pickling wastes, or concentrated plating solutions
whether neutralized or not." — Cedar Rapids, Iowa

    "Waters and wastes  containing metallic ions such
as copper, zinc, and chromium. Such wastes shall be
subject to the control of the City as to volume  and
concentration  of  wastes  from  individual
establishments." — Jefferson City, Missouri

    "Any waters or  wastes containing strong acid
iron pickling wastes, or concentrated plating solutions
whether  neutralized  or  not. Any  waters  or  wastes
containing iron, chromium, copper, zinc, and  similar
objectionable or toxic substances; or wastes exerting
an excessive  chlorine  requirement, to such a  degree
that any  such  material received  in the composite
sewage at the  sewage treatment works exceeds  the
limits established  by the  Commissioner  for such
materials." — Rome, New York

    "Any waters or  wastes containing  a  toxic or
poisonous substance in  sufficient quantity  to  injure
or  interfere  with any  sewage treatment process,
constitute a hazard to humans, or animals or create
any hazard in  the receiving waters  or storm water
overflows or  the effluent of a Waste Water Treatment
Plant. Materials such as  copper, zinc, chromium,  and
similar  toxic substance shall   be  limited to  the
following average quantities in the sewage as it arrives
at the Treatment Plant and  at no time  shall  the
hourly concentration  at the Waste Water Treatment
Plant  exceed three   (3)  times   the  average
concentration:  Iron  as FE-15 parts  per million;
Chromium as Cr. (hexavalent)-5 parts per. million;
Copper as Cu-3 parts  per million; Zinc as Zn-2 parts
per million; and with contributions  from individual
establishments  subject  to  control in volume  and
concentration by the City." — Knoxville, Tennessee

    "The term 'objectionable   waste' shall  mean:
... (b) Any chemicals or chemical compounds of the
following nature or characteristics, or having similarly
objectionable characteristics: alcohols; arsenic  and
arsenicals; cresols; formaldehyde; iodine; manganese;
cyanide and other metal plating wastes; mercury  and
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mercurials; phenols and  their derivatives; silver and
silver compounds; sulfanamides; toxic dyes (organic
or mineral); zinc; all strong oxidizing agents such as
chromates,  dichromates,  permanganates, peroxide,
and the like." - Nassau County, New York

    "The following chemical  substances shall  not
exceed   the  specific   listed  concentrations  in
Mg/1: ... Arsenic, 0.10; Barium, 1.0; Cadmium, 0.10;
Chloride, 300.0; Chromium trivalent (Cr. + 3), 2.00;
Chromium, hexavalent (Cr. + 6), 0.20; Copper, 0.50;
cyanide, 0.20; (Cr. + 3), 2.00; Fluoride, 3.00; Lead,
0.10; Methylene Blue Active Substances, 1.0; Nitrate
nitrogen, 20.0; Phenols, 0.20; Selenium, 0.10; Silver,
0.10;  Sulfate,  200.0;   Zinc,  5.0;  Other
Constituents — shall  not  contain  other substances
which are or may become injurious or detrimental to
the sewage system." —Janesville, Wisconsin

            11. Colored Materials
    "Any waters or wastes having an objectionable
color which is  not removable  in the existing sewage
treatment plant processes." — Wilson, North Carolina

    "Concentrated dye wastes or other wastes.which
are either highly  colored or  could become highly
colored  by  reacting  with  other wastes." — Kansas
City, Missouri

    "Blood  in  sufficient quantities so  as to  cause
discoloration of... effluent." —  Omaha, Nebraska

            12.  Radioactive Wastes
    "Any radioactive  waste in an amount greater
than  recommended by local or state public health
agencies." — Watsonville, California

    "Any radioactive  wastes   or  isotopes of such
half-life  or  concentration  as  may  exceed  limits
established by the Superintendent in compliance with
applicable  state  or   federal   regulations." — Cedar
Rapids, Iowa

    "Pretreated wastes shall conform to the following
minimum standards:  Radioactive  wastes — Not  to
exceed   1,000  micro  micro-curies,  in  the known
absence   of  Strontium  90  and  alpha
emitters." — Janesville, Wisconsin

    "Radioactive  material:  Any  institution  or
industry  using radioactive material or fission products
must be  registered with the City Engineer as well as
such other control agencies as the law requires. The
active elements  and  their  local  concentration
permitted to be discharged into the sewers shall be
based  upon  the latest knowledge available to this
technology." — Jacksonville, Florida

    "The introduction of radioactive wastes into the
city sewers shall be permitted only if a special permit
is  obtained  prior to introducing such wastes. While
each  case will be  decided on its own  merits, in
general, decisions will  be in accordance  with the
principles laid down in the Atomic Energy Acto of
1954
    "The introduction of radioactive wastes into the
city sewers shall be permitted only if a special permit
is  obtained  prior to introducing such wastes. While
each  case will be  decided on its own  merits, in
general, decisions will  be in accordance  with the
principles laid down in the  Atomic Energy Act of
1954 (68 Stat.  919), Part 20,  Sub-Part D-Waste
Disposal, Section 20.303, or successor principles as
established by the Atomic Energy  Commission." -
Kansas City, Missouri

    "No person  shall  discharge  or  cause to be
discharged  any  radioactive  wastes into  any public
sewers or appurtenances thereof, except where: (a)
The person is authorized to use radioactive materials
by the  Atomic   Energy  Commission   or  other
governmental agency empowered to regulate the use
of radioactive materials; (b) The waste is discharged
in   strict conformity with current Atomic Energy
Commission recommendations  for safe disposal of
radioactive wastes;  (c)  The  person discharging the
radioactive wastes assumes full responsibility for any
injury to personnel or damage to the sewerage system
that may result  from  such  discharge and submits
evidence satisfactory to the Director of Public Works
that he has  assumed this responsibility. Any person
discharging a radioactive waste to  a public sewer in
accordance  with the  provisions of  the  preceding
paragraph shall  submit  to  the Director  of Public
Works  such  reports as  the  Director may  deem
necessary. If any radioactive material is accidentally
discharged  into any  public  sewer, the  person
responsible shall: (1) Immediately notify the Director
of Public Works. (2) Render such  technical or other
assistance  to the Department of Public Works within
his power to  prevent  the  sewerage  system  from
becoming contaminated with  radioactivity; and (d)
The person has secured  a permit from the Director of
Public Works to discharge radioactive  materials into
the public sewers." - Santa Cruz, California
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         13. Garbage and Garbage Grinders
    "Garbage  that  has  not  been  properly
shredded." - Seattle, Washington

    "Any  garbage  that  has  not  been  properly
shredded. Properly shredded garbage shall mean the
wastes from the preparation, cooking and dispensing
of food that has been shredded to such degree that all
particles will be   carried  freely  under  the   flow
conditions  normally prevailing in public sewers, with
no  particle  greater  than  one-half  inch in  any
dimension."  —  Enterprise Public  Utility  District,
Shasta County, California
    "Any  garbage  that has  not  been ground or
shredded." - Salem, Oregon

    "The  term  'minced  garbage'  shall  mean   food
waste  resulting  from the normal occupancy of any
residential  building, no particle of which shall  have
any  dimension  greater than  one-half  inch.  Such
'minced  garbage'   shall  not  be  deemed an
'objectionable waste'." —Nassau  County, New York

    "The installation  and operation of any garbage
grinder equipped with a motor of three-fourths (3/4)
horsepower or greater shall be subject to the review
and  approval  of the Director of Public Works/City
Engineer." — Oklahoma City, Oklahoma

    "Garbage, fruits, vegetables, animal or other solid
kitchen waste materials from individual dwelling units
resulting from the  preparation of any food or drink
may be admitted to the sanitary sewer if first passed
through a mechanically operated grinder so designed:
(a) that it will operate with cold water flowing into
the grinder and through the sink drain line in such
manner as to congeal and aerate the solid and liquid
greases within  the  grinding unit; (b) that it  shall
discharge wastes at a reasonably uniform rate in fluid
form,  which shall flow readily through an approved
trap, drain line or soil line in a manner which prevents
clogging or stoppage of the drain line;(c) that it shall
be of such  construction  and have such operating
characteristics that not more  than five percent by
weight of  all material discharged from it shall have
any  dimension larger than one-fourth inch, and no
particle shall be greater than  one-half inch in any
dimension; (d) that it shall be self-scouring, with no
fouling surfaces  to cause objectionable odors; (e) that
it shall be  free from electrical or mechanical hazards
and  shall adequately protect the user against injury
during operation; (f) that the installation shall be free
from cross-connection to any water pipe; (g) that the
entire installation shall comply in all particulars with
the provisions of the plumbing and electrical codes of
the City. The final decision as to the sufficiency of
the design to meet these requirements shall: rest with
the  Director  of  Public  Works." - Santa  Cruz,
California

    "Under no  circumstances will  the  discharge of
garbage or refuse whether shredded or unshredded be
permitted into the sewer system. The installation of
'Garbage Grinders'  for the  purpose  of  grinding or
shredding garbage into the sewer system  is expressly
prohibited." -Jacksonville, Florida

    "Household garbage  grinders,  garbage  disposal
units, or garburetors, of any nature  or kind shall not
be  affixed  to any  plumbing or other  fixture  or
otherwise used  so  that the  waste  therefrom is
discharged into either the sanitary or  storm sewer or
open  ditch  or watercourse, provided however, that
should  any  household  garbage grinder,  garbage
disposal  unit or garburetors  installed   and  in  use
within the City on the date of the enactment of this
By-law,  become  worn  out and in  need  of
replacement,  they  shall  not  be   so
replaced." — Kamloops, British Columbia

         14.  Installation of Interceptors
    "All wastes  discharged into the industrial wastes
sewer shall be adequately screened by a twenty mesh
or finer screen before discharge. An additional screen,
with openings not to exceed one-fourth inch square,
shall  be installed in  a  fixed  position  so  that  all
material must pass through said screen  immediately
before entrance  into sewers." - Yakima,  Washington

    "Grease,  oil and  sand   interceptors  shall  be
provided on private property for all garages, gasoline
service stations  and  vehicle  and equipment washing
establishments; interceptors will be required for other
types  of businesses when  in  the  opinion  of  the
Director, they are necessary for the proper handling
of  liquid  waste  containing grease in  excessive
amounts, or  any flammable wastes, sand and other
harmful  ingredients, except  that such  interceptors
shall not be required  for private living quarters or
dwelling units. All interceptors shall be of a type and
capacity  approved by  the Director  and shall be so
located as  to be  readily and easily accessible  for
cleaning and inspection. Where installed, all grease, oil
and  sand interceptors  shall  be  maintained  by  the
occupant at  his  expense in  continuously  efficient
operation at all times." — Lethbridge, Alberta
                                                    89

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    "Screen type interceptors, in addition to  other
required interceptors, may be required for handling
industrial waste." — Santa Cruz, California

    "Grease and oil interceptors shall be constructed
of  impervious materials  capable   of  withstanding
abrupt  and extreme changes  in temperature.  They
shall be  of substantial construction, water tight, and
equipped with easily removable covers which,  when
bolted   in  place, shall  be  gas  tight and  water
tight." — Wyoming,  Michigan  (and  Knoxville,
Tennessee)

    "(a) An interceptor shall be so designed that it
will not become airbound and be so located as  to be
readily  accessible for cleaning; (b) a  grease or oil
interceptor shall be of sufficient capacity to intercept
all  grease or oil likely to flow into it under normal
conditions; (c) the interceptor for motor vehicle wash
floors shall have a capacity sufficient  to  retain the
sand  or grit  reaching the interceptor during any
ten-hour period, but in no case shall it be less than
four feet long, two feet six inches wide and two feet
deep, measured from the floor of the interceptor to
the invert   of the  overflow."—Metropolitan
Winnipeg, Manitoba

Rate Structures for Sewer Service
    Where  sewer service charges are levied upon all
connected  properties, special  charges  or surcharges
are often assessed against contributors of "problem"
wastes.

    "Industrial rates  shall be based on the following
unit charges;  (1) Industrial Schedule — $23.83 per
million   gallons, (2)  Biochemical  oxygen demand
(BOD)  -  0.0035  per  pound,   (3) Suspended
solids — 0.0056 per pound. Unit charges  are  to be
applied  against the total monthly measured  quantities
of flow, biochemical oxygen demand and suspended
solids from each industry, using the calendar month
at which the maximum biochemical oxygen demand
load occurs at the industry. The resultant monthly
charge is applied uniformly  each  month  over the
calendar year." — Salem, Oregon

    "Industrial and Commercial Surcharge. All
persons,  firms,  corporations   or  institutions
discharging wastes into the public sewers, shall be
subject to a surcharge, in addition to any other sewer
service charge, if their sewage has  a concentration
greater than "normal" concentrations. The amount of
surcharge shall reflect the cost incurred by the City in
removing the excess B.O J). and suspended solids. (1)
Computation of Surcharge. The excess pounds  of
Biochemical Oxygen Demand (B.O.D.) and suspended
solids (S. S.) will be computed by multiplying the
flow volume in  million gallons per day (M.GD.) by
the constant 8.345 and then multiplying the product
by the difference between the persons' concentration
in ppm by weight.  This  product  will  then be
multiplied by the number of days in the billing period
to determine the surcharge. (2) Rates of Surcharge.
The rates of surcharge for each of the aforementioned
constituents will be at the prevailing rate at the time.
Said prevailing rate at the time is as follows: (a) For
Biochemical  Oxygen  Demand  (B.O.D.) $0.01 per
pound,  (b)  For  Suspended  Solids (S.S.) $0.01 per
pound." — Janesville, Wisconsin

    "When  the  suspended  solids content  or the
B.O.D.  of  a  waste  exceeds  the  maximum
concentration of these components in normal sewage,
a surcharge, in addition to the normal sewer charge,
shall be levied  and  established  by  either of the
formulae hereinafter set forth, but in no event shall
said  surcharge be less than  $1.00 per month.  The
surcharge shall be computed by using formulae as
outlined below, providing that the surcharge shall be
limited to the maximum amount established by either
of the following formulae:
    "S (ss) = .0000625 x Va x $  .014 x (SS-400),
which shall signify that the amount of the surcharge
of the suspended solids basis shall equal the factor of
.0000625 for converting parts per million by weight
to pounds per cubic foot multiplied by the volume of
sewage  in  cubic feet multiplied  by  $ .014, the
estimated cost   for  treatment of  one pound of
suspended solids in raw sewage, multiplied  by the
concentration of suspended solids in  the waste in
parts per million by weight minus  400, with the
minimum charge  to be $ 1.00, or
    "S.(B.OD.)  =  .0000625  x  Va  x  .0075  x
(B.O.D.-300), which shall signify that the amount of
the surcharge on the  B.OJ). basis shall equal the
factor of .0000625  for  converting parts per million
by weight to pounds per cubic foot, multiplied by the
volume  of  sewage in cubic  feet, multiplied by the
concentration   of  B.O.D. (biochemical  oxygen
demand of the waste) in parts permillion by weight
minus 300, with the minimum charge to be $1.00.
    'The symbols, letters or figures employed in the
aforesaid formulae signify the following: Va = volume
of sewage in cubic feet, S (ss) = amount of surcharge
on suspended solids basis, S (B.O.D.) = amount of
surcharge on biochemical  oxygen  demand basis,
                                                 90

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.0000625 = factor for converting parts per million by
weight to pounds per cubic feet, SS - concentration
of suspended solids in the waste in parts per million
by weight, BOD = biochemical oxygen demand by
the  waste  as  defined  in .... this  ordinance.
Determination  of the  suspended solids and BOD
concentration shall  be made  in  accordance with
standard  laboratory  methods." — Kansas City,
Missouri.

    "A surcharge (is) established herein, in addition
to the  charge now or hereafter fixed for 'Normal
Sewage'.  The  basis of  the  surcharge   shall  be
determined on each of three constituents of the water
or  wastes:  (a)  total suspended  solids as  herein
provided; (b)  BOD  five  (5) days  at  20  degree
centigrade where applicable  as outlined elsewhere in
this  section; (c) recoverable  grease and  as  herein
provided. When  anyone or all of the total suspended
solids,  BOD  and  recoverable  grease of a  water  or
wastes  accepted for  admission  to  the  city  sewage
works exceeds the values of  these constituents for
'normal' sewage, the excess concentration in each
case shall  be evaluated volumetrically  in  terms  of
'Normal' sewage and  be subject to surcharge  on the
volume derived in accordance with the following:
Sv = (Sw - 2500) x .90 x F x 133690
        2500
Sv = F ( (Sw - 2500) 48 ) Suspended Solids
Sy = (Bw-2000)x .85 x F x 133690
        2000
Sv = F ( (Bw - 200) x57 ) BOD
Sv = (Gw - 833) x .70 x F x 133690
Sv = F ( (Gw - 833) 112 ) Grease

    Note: Where  Sv is the derived volume of wastes
in cubic feet 'subject to surcharge, Sw is pounds per
million gallons of suspended solids from the wastes as
discharged, 2500 is the pounds per million gallons of
suspended  solids in the  'Normal'  Sewage, Bw is
pounds  per million gallons  of B.O.D. in the wastes as
discharged, 2000 is the pounds per million gallons of
B.OX).,  in  'Normal' Sewage, Gw is the pounds per
million gallons of  grease  from  the  wastes  as
discharged, 833 is the pounds per million gallons of
grease in 'Normal' Sewage, 0.90 is  factor allowance
for 90% degree of purification  of suspended solids,
0.85  is  factor  allowance   for  70%  degree  of
purification  of grease, F  is the flow  expressed in
million gallons of the waste discharge, and 133,690 is
equal  to the factor to convert million gallons to cubic
feet.
    The  equivalent  volume of 'normal'  sewage  as
derived  from the excess above the normal strength of
any water and waste shall be subject to a surcharge
for the  volume  of equivalent  'normal'  sewage  as
computed from the formula for the Papillion Creek
Plant Service Area at the flat rate of $ .0175 for each
one hundred cubic' feet on the highest single value
applicable  to  the  contributing wastes as above
computed." — Omaha, Nebraska
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                                             APPENDIX 3
                             MILWAUKEE, WISCONSIN, IN-DEPTH STUDY OF
                                     SEWER CLEANING PRACTICES1
    Prior  to 1965, the City of Milwaukee's  sewer
cleaning  operations were  carried  out purely  on  a
reactive-type basis geared to complaints and random
inspections.
    Late in 1964, a study was made of the  city's
experience with clogged sewers. All locations where
the city had experienced obstructed sewers during the
ten-year  period  from  1955  through  1964  were
tabulated  and coded for the cause of the obstruction,
such as grease, roots, rags, etc.
    These incidences of system failures were plotted
on a city map.  Those areas of the city having a  group
or cluster of incidences were programmed for regular
and periodic cleaning. The frequency of cleaning was
dependent upon the suspected causes for the clogged
sewers.  This was the city's first real attempt  to
establish  a   planned,  preventative  maintenance
program for the cleaning of its local sewers.
    As a  result of this program,  the  incidences of
clogged sewers  decreased  in  these "programmed"
areas,  but  new  locations  were  springing  up and
property  owners'  increasing awareness  of  the
possibility of  collecting damages  caused by  these
clogged sewers  was  apparent  from  the  increasing
number  'of claims being filed   against  the   city.
Apparently, an  increase in the acceptable standard for
cleaning  sewers was needed — but by  how much?
How many  crews and what kind were needed? How
many miles of sewers were now being cleaned by each
crew and how  effective  were the techniques  being
used? How many additional miles of sewers should be
added  to  the   existing  program? What type,  or
methods, of cleaning should be  phased out and what
new sewer cleaning techniques should we add?
    To answer  these questions, the Bureau of Street
and  Sewer Maintenance,   in   1968, began  a
comprehensive  study of its sewer  cleaning program,
methods, and techniques.
    The study  was divided into two separate phases
of  investigation. The first  was  comprised  of  a
block-by-block  analysis of every foot of sewer  in the
city's sewer system.  The second phase  consisted of
sending out  questionnaires to 136 major cities  in the
United States. The date and information gathered was
Abstracted from a report by Milwaukee's Department of
Public Works, entitled, Sewer Cleaning,  A Determination of
Needs and Methods
assembled, analyzed,  and included  in  a final study
report.   Conclusions  and  recommendations  for
improving Milwaukee's sewer cleaning operation was
the final step in this  study. The  following excerpts
from  the Milwaukee  report are included  in  this
Manual  because of the  correlation  between sewer
cleaning and infiltration conditions:

OBJECTIVES

WHY CLEAN SEWERS?
    Most  municipalities  have a multi-million dollar
investment in their sewer  systems. It is designed to
furnish a collection network for sewage, a by-product
of  their  industries,  businesses,  and  residential
properties.
    The service that a sewer system provides is most
often measured in terms of "capacity" to carry
sewage. The amount of flow that a sewer is capable of
handling is directly in proportion to the square of the
pipe's diameter.
    In the 1968 issue of the "American Public Works
Manual", is found the following statement regarding
the need for  regular maintenance. "When a sewer is
constructed,  capacity  is  purchased.  With use,  this
capacity  is reduced and  can only  be restored by
regular maintenance."
    Without regular cleaning, the capacity of a sewer
can be  drastically  affected  and  reduced  below
originally designed  requirements.
    Any  obstruction,  or  collection of debris, inside
the pipe,  such as  grease  and roots,  will reduce  this
capacity. For example,  the efficiency  of a  12-inch
diameter sewer will be reduced  by 75 percent of its
originally  designed capacity if a three-inch layer of
grease,  roots,  or  other  debris, is  permitted to
accumulate around the circumference of the  pipe. A
sewer cleaning program that permits a 75  percent
decrease  in the capacity of a sewer is substandard.
(The  effect  of sewer  clogging  on infiltration  is
self-evident.)
    Water  use in  the  past decade  has  changed
considerably.   There  is   a greater  use of  garbage
disposals,  automatic washers, air conditioning units,
etc., that has radically changed the per capita water
use formula. This has increased the flow in the sewer
above that amount originally anticipated in the earlier
                                                  93

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a sewer system very often affects another portion of
the system upstream; i.e., a loss of effectiveness in
one section of a system can be hydraulically reflected
upstream to a relatively clean portion of sewer.
    The principal reasons for establishing an effective
sewer  cleaning  operation  are  based upon  two
premises:  Maintenance  of  the  sewer  system's
efficiency;  and  the  savings  that result  from a
preventive maintenance program.
    A clean  sewer assures continuous  service and
reduces  the  chance  of surcharging  and resulting
backwater   problems.  The monies saved  by
anticipating  problems,  and eliminating the  cause
before  the  problem  occurs, has  been  proven
worthwhile  in  dealing  with other  maintenance
problems, such as surface sealing.
    This  philosophy  can  be   applied  to  the
maintenance of  sewers. By determining the critical
areas  involved,  and establishing  a sewer  cleaning
program that will give reasonable assurances that  the
system will perform in  an acceptable  manner, more
work  can be done by each crew and the efficiency of
the sewer system increased.
    The objectives of this sewer cleaning study are as
follows:
    1.  Determine the recommended level of sewer
        cleaning that will give reasonable assurances
        that the  City of Milwaukee's sewer system
        will function effectively.
    2.  Compare the  City of Milwaukee's  present
        sewer  cleaning  capability  with  the
        recommended  level  of sewer  cleaning and
        determine if additional crews are required to
        provide  an   efficiently  operating sewer
        system.
    3.  Evaluate  present methods of cleaning sewers
        and determine relative effectiveness  of each
        type of cleaning.
    4.  Compare  the  City  of Milwaukee's sewer
        cleaning capability with those  of other cities
        and seek guidelines for improving  present
        cleaning services.

METHODS AND PROCEDURES
    This study is divided into two phases.
    The first phase offers a critical evaluation of  the
City of Milwaukee's sewer cleaning techniques and
concerns itself with the first two objectives outlined
above.
    The procedure used  in the first phase consisted of
interviews and meetings between each  of five District
Sewer  Supervisors  and the  Assistant Superintendent
of Sewer Maintenance.
    Each block of sewer  in  all five Districts was
studied. The District Sewer Supervisor was asked to
describe  any special  problems that he  might have
encountered with that particular section  of sewer. In
addition,  he  was  asked  the  following   pertinent
questions.
    1.   Do  you clean  this  section of sewer now? If
        so, what sewer cleaning method  do you use?
        How frequently do  you clean this section?
        How long  does this cleaning operation take?
        How many lineal feet are you cleaning?
    2.   Assume that you were asked to provide your
        department with reasonable assurances that
        this section  of sewer will  provide efficient
        and  reliable service, what  would  be your
        recommendation on the  type and frequency
        of sewer cleaning required?
    In  answering these questions, each Supervisor was
asked to consider the following factors:
    (a) His  experience  and knowledge  of this area
        with respect to special problems consisting of
        unusual waste from  abutting properties;  to
        include  industrial  plants,  restaurants,  and
        schools, root penetration from extensive tree
        population,  high  density   housing
        developments, etc.
    (b) Age of sewer
    (c) Type of sewer
    (d) Size of sewer
    (e) Length of sewer
    (f)  Street traffic conditions encountered
    (g) The Department's records of complaints and
        service.
    The  second phase concerns the  third and fourth
objectives and consists of an evaluation of what other
cities are doing in  the cleaning of their sewers and a
comparison  with  Milwaukee's  present  cleaning
program. The procedures used in the second phase of
this Study consisted of the preparation and mailing of
a questionnaire to 136 municipalities in the United
States.
    An attempt was made to  sample  most major
cities in  the United States  and obtain opinions and
information  from various sections having the greatest
variety of geographic  and  climatic conditions.  An
attempt  was made to obtain a greater number  of
samples from the northeastern section of the country.
This permits  the  City  of  Milwaukee maximum
opportunity  to compare its  sewer cleaning operations
                                                  94

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                                              TABLE 1

                                        MILWAUKEE STUDY
                              CURRENT SEWER CLEANING OPERATIONS
District Bucket


1
2
3
4
5
Total
1967-68
Dept. Avg.
Per Crew
Lin. Ft.

2.600
43.150
197,890
14,320
25,350
283,310

300,000

Crews
Used
1
.5
2.5
.5
1


5.5

Rodder
Lin. Ft.

0
58,230
96,420
523,360
163,000
841,010

600,000

Crews
Used
0
.5
.5
1
0


2.0

Wayne
Lin. Ft.

0
410,920
138,905
1,320
111,050
662,195

700,000

Ball
Crews
Used
0
.5
.5
0
J5


1.5

Flushing
Lin. Ft.

175,000
0
9
6,120
4,400
185,590

200,000

Crews
Used
1
4
0
0
0




Total


177,600
512,300
433,285
545,120
303,800
1,972,105



                                              TABLE 2

                                        MILWAUKEE STUDY
                                 SEWER CLEANING REQUIREMENTS
                                  RECOMMENDED BY SUPERVISORS
   District
     1
     2
     3
     4
     5

    Total
Bucket
Lin. Ft.

651,630
235,000
450,580
294,350
144,015
Crews
Used
9.50
3.80
7.75
4.40
1.25
Rodder
Lin. Ft.

0
133,950
95,770
540,720
191,685
Crews
Used
0
0.363
0.236
1.33
0.228
Wayne Ball
Lin. Ft.

0
1,129,300
264,435
639,700
497,300
Crews
Used
0
2.56
0.524
1.56
1.0
Flushing
Lin. Ft.

282,800
800
24,105
6,120
4,400
Crews
Used
1
0
0
0
0
Total
Lin. Ft.

934,430
1,499,050
834,890
1,480,890
837,400
1,775,575 26.70   962,125   2.157   2,530,735  5.6444  318,250
1  5,586,660
with  other  cities  under  similar  geographic  and
climatic conditions. A total of 88 cities responded to
this questionnaire.

ANALYSIS OF RESULTS

FIRSTPHASE
    The first phase of this study  was designed to
provide information and data concerning the first two
objectives.  Each  supervisor was asked  to  give
thoughtful and critical consideration to his existing
cleaning techniques and problems. What  were  his
                                      problems? Was he satisfied with the methods used
                                      and the results?
                                          A summary of the results obtained in this phase
                                      is shown in Tables 1 and 2. Table 1 is the current
                                      operations, while Table 2 depicts the recommended
                                      level of  operations  . that will provide "reasonable
                                      assurances" that  the  sewer  system will  function
                                      efficiently. The  difference, between  the  "current
                                      operations"  and  the "recommended  level of
                                      operations", represents the additional work capability
                                      required to meet the supervisors' recommended level
                                      of sewer cleaning.
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     The  supervisors' recommendations propose  an
 increase of 18 bucket crews and 3% wayne ball crews.
 This represents an expansion of approximately 300
 percent  in  the  present  cleaning program at  an
 estimated annual cost of $500,000.

 SECOND PHASE
     The second phase of this Study was designed to
 gather information and  data concerning the third and
 fourth objectives.  This  phase involves the  evaluation
 of the relative merits of various methods for cleaning
 sewers. The questionnaire was intended to help in the
 evaluation and provide a means of comparing the City
 of Milwaukee's capability with those of other cities.
     From the information  reported relating to miles
 of sewers, and relating to cleaning  methods, each
 municipality's  relative ability to clean sewers was
 computed. The relationship between a city's ability
 to clean  sewers and the total miles of sewers in its
 system is defined as the "Capacity Index1", i.e. -

    Capacity  Index = Total Miles Cleaned -r Total
Miles in System x 100
    The  Capacity  Index  was tabulated  for each
 reporting municipality. The Capacity Index and the
 Total System Mileage was plotted to produce  Figure
 1.
    The  City of Milwaukee has  2,150 miles in  its
 sewer  system and  operates near  the 350 mile work
 line  with  a  Capacity  Index  of  16.2. The
 recommended increase for the City of Milwaukee,  as
 shown in Table 3,  amounts to a  shift from the 350
 mile line to a point above the  1,000 mile line with a
 potential Capacity Index of 51.5.
    The  principal  factors  determining  a
municipality's position in the Capacity Index curve  is
believed to be the following:
    1.   Velocity of Flow. (Design Requirements)
       This  factor will determine the self-cleaning
       characteristics of a sewer.
    2.  Type of Sewer.  (Sanitary, Combined, and
       Storm)
    3.  Nature   and   Character  of  the
       Municipality. The   number  and  type  of
       industrial   complexes,  or  commercial
       developments,  will  affect  the  type  of
       cleaning problems encountered; i.e., what  is
       the  economy   based   upon — industry,
       commerce, tourist trade, etc?
   For  the  capacity  index to have  meaning  it  must  be
 determined  that:
   a. all reporting agencies have used  the same definition of
   a clean sewer - that is that  a full guage squeegee has been
   passed through the line,  and
   b. that all  sewers have the relatively  same degree  of
   deposition.
                   TABLE 3

              MILWAUKEE STUDY
     DATA ANALYSIS OF QUESTIONNAIRE
         Number of Cities Reporting = 88

         CAPACITY  INDEX ANALYSIS

Average index of all Cities reporting = 34.9
Average index  of all Cities reporting cleaning footage
= 40.4
Average index of all Cities with total system above
2,000 miles = 10.61
Average index of all Cities with total system above
1,000 miles = 18.65
Average index of all Cities with total system above
500 miles = 29.3

Average system mileage of all Cities reporting  (index
above 100%) = 312
Average system mileage of all Cities reporting  (index
above 50%) = 428
Average system mileage of all Cities reporting  (index
above 25%) = 558
Average system mileage of all Cities reporting  (index
above 20%) = 551
Average system mileage of all Cities reporting  (index
above 16.2%) = 668
Average system mileage of all Cities reporting  (index
below 16.2%) = 1507
Average system mileage of all Cities reporting  (index
below 10%) = 1781
Average system mileage of all Cities reporting  (index
below 5%) = 2346
Total number of Cities reporting Combined Sewers =
39
Mileage:
     High 2600
Low 2      Average 494
Total number of Chic's reporting Combined Sewers
only = 7
Mileage:
     High 1500
Low 50    Average 438
    4.  Citizen Demands and Resulting Pressure
       Groups. In  Milwaukee, the level of citizen
       demands vary, even between neighborhoods
       or wards.  The difference in citizen demands
       could be even greater between major cities.
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  150
* 100
   50
                                                                             FIGURE 1
                                                                        MILWAUKEE STUDY
                                                                      CAPACITY INDEX CURVES

                    1000
2000
3000            4000

  SYSTEM MILEAGE
5000
                                                                                             6000

-------
100
                                                  Figure 2

                                               Milwaukee Study


                                             AVERAGE INDEX CURVE

                                                    FOR

                                           ALL  REPORTING  CITIES
O

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                                                TABLE 4
                                          MILWAUKEE STUDY
                      DOMINANT CLEANING PROBLEMS FOR REPORTING CITIES
Cleaning Problem:              Grease          Roots   Sand   Gravel       Sludge
No. Cities Reporting              65              74     49      24          35
                                                                      Industrial Waste
                                                                            11
Problem
                       Preference Tabulation from Survey
Bucket          Rodder        Wayne Ball      Hyd. Jet
                                                      Old
                                                                    Flushing        Chemicals
  New    Old     New    Old     New    Old     New    Old     New    Old     New    Old
Sewers  Sewers  Sewers  Sewers  Sewers  Sewers  Sewers  Sewers  Sewers   Sewers  Sewers  Sewers
Grease
Roots
Sludge
Sand&
Gravel
ndustrial
Waste
17
23
16

49

18
25
28
19

53

20
40
71
15

5

12
36
72
20

9

12
6
4
9

18

6
7
1
7

16

5
32
6
24

26

16
21
6
22

21

12
24
10
39

23

16
22
13
38

24

16
25
15
14

2

10
23
25
16

3

8
     5.   Climate  and  Topography  of Land. The
         elevation  above sea level, and the chemical
         and physical structure of the soil, can affect
         the design and construction of the sewers.
         This  can, also, mean a  difference in the
         maintenance problems encountered.
     6.   Efficiency  of  Present   Cleaning
         Operations.  The type of cleaning used may
         be  obsolete. or poorly planned. In addition,
         the municipality might be only responding to
         emergencies  and not  be  capable  of
         implementing a Preventive Program.
     7.   Tax  Limitations.  The   ability  of  the
         municipality to pay the cost for a better and
         more efficient cleaning operation.
     In addition to establishing the  "Capacity Index"
  for   sewer  systems   responding to  the  national
  questionnaire  survey, and  comparing these indexes
  with  its own  operations,  the  city  computed and
  plotted the so-called "Performance Factor" for each
  responding municipality  and compared  this factor
   For the performance factor to have meaning it must be
 determined that all agencies have used the same definition of
 cleaning; that is that a full gauge squeegee has been passed
 through the sewer.
                                       with the national average. The "Performance Factor"
                                       was defined as:
                                       P»F.=Total miles cleaned/type/yr.
                                                 No. of crews          =ft./crew/day
                                           The  city also summarized the sewer  clogging
                                       problems  reported  by  responding systems, and
                                       evaluated the effectiveness of sewer cleaning method.
                                       These  data  are included in this  excerpted report.
                                       (Table 4, Dominant Cleaning Problems for Reporting
                                       Cities)
                                           The Bucket Method is slow and most costly, but
                                       offers a solution to almost all difficult sewer cleaning
                                       problems.
                                           The Rodder Method is very mobile at a relatively
                                       low cost, but the  final  cleaning results are not  as
                                       reliable.
                                           The Wayne Ball Method has a high production
                                       rate and removes a high percentage  of debris from the
                                       sewers.
                                           The Hydraulic Jet Method has a high production
                                       rate, is very mobile, but could leave a high percentage
                                       of debris in the sewers.
                                           The sewer Flushing Method is the cheapest, but it
                                       leaves a high percentage of debris in the sewers and
                                       the final cleaning results are not reliable.
                                           The use  of Chemicals is a relatively new method,
                                       and  may be effective where grease deposits  are  a
                                       problem.
                                                   99

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                                  APPENDIX 4

                         SEWER CONNECTION REQUIREMENTS
                   OAKLAND COUNTY DEPARTMENT OF PUBLIC WORKS
                               PONTIAC, MICHIGAN


OAKLAND COUNTY DEPARTMENT OF PUBLIC WORKS
PONTIAC, MICHIGAN

SEWER HOUSE LEADS: Sewer connection requirements
1.  ALL WORK TO BE PERFORMED UNDER 0. CO. D.P.W. INSPECTION.
2.  NOTIFY WATER AND SEWAGE MAINTENANCE, 24 HOURS IN ADVANCE OF WORK.
3.  NO SANITARY SEWER WILL BE USED FOR A CLEAN OUT OR A DEWATERING OUTLET.
4.  ALL WORK IS TO BE PERFORMED IN THE BEST TRADE PRACTICES.
5.  THE TYPE OF PIPE IN THE GROUND, USED FOR A HOUSE LEAD, WILL BE CARRIED ALL THE WAY
   TO THE HOUSE UNLESS A FACTORY MADE D.P.W. APPROVED ADAPTER IS USED TO CONVERT TO
   ANOTHER TYPE OF PIPE.

   example: "TYLOX" PIPE TO "WEDGE LOCK" PIPE USE A FACTORY MADE D.P.W. APPROVED "TYLOX
         SPIGOT" TO "WEDGE LOCK BELL", CONVERSION ADAPTER.

6.  APPROVED PIPE FOR HOUSE LEADS: FULL DIAMETER, SIX INCH (6 in.)
   A.  VITRIFIED CLAY PIPE - NCPI - ER 4 - 67 - EXTRA STRENGTH
      (1) ASTM C - 425 - 60T (TYPE I)
         (a) "AMVIT"	AMERICAN VITRIFIED PRODUCTS CO.
         (b) "UNILOX"	U.S.CONCRETE PIPE CO.
         (c) "WEDGE LOCK"	CLAY PIPE ASSOCIATION JOINT
      (2) ASTM C - 425 - 60T (TYPE III)
         (a) "LOXON"	LARSON PIPE CO.
         (b) " '0' RING"	CLAY PIPE ASSOCIATION JOINT
         (c) "TYLOX"	U. S. CONCRETE PIPE CO.
   B.  ASBESTOS - CEMENT (AC) PIPE - CLASS 2400 (TYPE III)
         (1) "FLUID-TITE"	KEASBEY-MATTISON CO.
         (2) "RING-TITE"	JOHNS MANVILLE*CO.
         (3) "WELD-TITE"	FLINTTITECO.
   C.  CAST IRON PIPE - SERVICE WEIGHT
         (1) "LEAD JOINT"	(HOT POURED AND COMPACTED)
         (2) "TY-SEAL"	TYLER PIPE CO.
   D.  CONVERSION JOINT SEALER; VITRIFIED PIPE TO CAST IRON PIPE, FOUR (4 in.) INCH
         (1) POLYVINYL CHLORIDE (PVC) DONUTS OR EQUAL	FERNCO JOINT SEALER CO.
         (2) MASTIC DONUTS (SEE NINE (9) BELOW. STANDARD
7.  DIRECT TAP. SEE PAGE 2
8.  "SPRINGING IN" PIPE AND WYE, SEE PAGE 2
                                     101

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                      OAKLAND  COUNTY  D.P.W.
                         PONTIAC,  MICHIGAN

        Direct  House  Lead  Connections  to  Main  Sewers
7.    Direct  Tap-15" or larger only.
      •.':V;>\#IO or equal Ml**;

         Undisturbed  Ground
                                                  a. Wye opening  to be made
                                                     by star drill  or hand-
                                                     chiseled.

                                                  b. Do not permit house
                                                     lead  pipe to protude in
                                                     the main sewer.  Contour
                                                     end to inside radius of
                                                     receiving pipe to provide
                                                     smoothest possible joint.
    "Spring in" wye pipe
     a. Break out half  =
       of bells as
       shown;

     b. Center the
       pipe with
       oakum;
c.  Fill the broken out
   sections with a  st.iff
   (summer) mastic  for a
   joint sealer.
                                                 Dewitt's *IO  or equal Mastic
                                 Ground
                                    102

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                   OAKLAND COUNTY  D.P.W.
                       PONTIAC, MICHIGAN

 ACCEPTABLE PIPE JOINTS FOR ASBESTOS-CEMENT AND CAST IRON PIPE
                                             CAST IRON PIPE
2.
3.
ASBESTOS-CEMENT PIPE
                  COUPLING
      ASTM C428
           FLUID-TITE
             KUtSE* GASKET1-
ASTM C 428
      RING-TITE
                  COUPLING
    SPIGOT
             KUBtER BASKET
ASTM C 428
      WELD-TITE
                                      SPIGOT
                                            SASKET.
                                                        HUB
                                    SERVICE WEIGHT CAST IRON PIPE
                                       TY-SEAL JOINT
                                                     POLYVIMYL CHLORIDE
2.
 CONVERSION JOINT SEALER 6X4
FERNCO PVC DONUT
                                 103

-------
3.
5.
7.
    OAKLAND  COUNTY DEPARTMENT OF PUBLIC WORKS
                        PONTIAC, MICHIGAN

         ACCEPTABLE PIPE JOINTS FOR VITRIFIED .CLAY PIPE
           (APPROVED VIT. CLAY PIPE SPEC. N.C.P.I. ER 4-67, EXTRA STRJ
      ASTM  C425-66T    TYPE I
              AMVIT
                     POLYYIHYL CHLORIDE
ASTM C425-66T    TYPE I
     WED6ELOCK
                     POLYVIHYL CHLORIDE
ASTM C425-66T    TYPE I
       UNILOX
           BELL
            1	^
                     fOLYURETHAME
                     J_
                        SPIGOT
ASTM C425-64     TYPE I
      STRE-TITE
                              2.
6.
8.
      ASTM  C425-66T    TYPE III
               LOXON
      ASTM  C425-66T    TYPE III
            •O'-RING
                                                          SILICA AMD SULFUR
                                                          PAINTED SURFACE
ASTM C425-66T
       TYLOX
                                                          TYPE UI
                                                               CHLORIOC
ASTM C425-66T    TYPE III
     AMVIT'A' RING
                                 104

-------
                APPENDIX  5
SAMPLES OF MAINTENANCE REPORT  FORMS

Example of  Report Form
  COMPLAINTS OR  REQUEST FOR REPAIRS
JOB NO:
LOCATION
Nature  of Complaint:
Received By:              Time:       Date:
From:
Investigated  By:            Time:       Date:
Repairs Requested By:      Time        Date:
Assigned To:              Time        Date:
Action  Taken  on  Complaint  or Request:
TIME:
DATE COMPLETED;    SIGNATURE:

WATER
H
CUBIC
YDS. SIL
SIZE
FT. SEWERS
2
3
8
i














BASINS CLEANED











U
i
o











1
1











|











SEWERS FLUSHED









n

TRUNK SEWERS CLEAN











STREAMS CLEANED











STREAMS PLAYED











BASINS SPRAYED









O

GARAGE TRAPS INSPEC









n
il
GARAGE TRAPS CLEAN











LIGHTS & BARRICADES











INVESTIGATIONS
Ba










ODORS
:k










RATS











MOSQUITOES











ROACHES











FLOODING











BROKEN SEWERS











OBSTRUCTED SEWERS











DAMAGED MANHOLES











BROKEN BASIN TOPS











OBSTRUCTED BASINS











BROKEN COVERS











LOST ARTICLES











OIL SPILLS
DYE TEST
                       JOB NO.:
                                          Front                roHM SE'561

                               MAINTENANCE BRANCH DAILY REPORT

                                                        DATE:  / /
                       EQUIPMENT:
MATERIALS
BRICK
BRANCHES
CEMENT
CONCRETE SAND
SCREENED SAND
PEBBLES
RED SEWER BRICK
MANHOLE IRONS
PIPE VC
PIPE CONCRETE
24" COVERS
30" COVERS
36" COVERS
24" FRAMES
30" FRAMES
36" FRAMES
BASIN TOP SIDE
BASIN TOP CORNER
JUTE
LATEX ADDITIVE
SEWER CLEANER COMP.
DISINFECTANT
USED






















MATERIALS
LUMBER
NAILS
OTHER (SPECIFY)



















USED






















                    105

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o
-J


STREET NAME
Tapper Drive
Uncas Re
_, 	
Ursula Place 	
Vanbuskirk Ave. '



MANHOLE
NUMBER
§1
62
—ft-
AC 1
	 55 —
67
	 33$ 	
. .^3§ 	
•vq
	 336 	
' Illl/
2U(
2t'
2«
2U
25(
	 §51
— Is1
25
25
25
-H>
	 2__
j 	
r
3
)
4
j —
*
2^2
— 3§7—
328
$°2
MANHOLES
MISSING STEPS

X

DETERIORATED
STEPS



1 INFILTRATION
| OBSERVED



RIM OR COVER
REPAIRS REQUIRED



MASONRY REPAIRS
REQUIRED.



WATER FAUCET
IN MANHOLE



. CLEANING
REQUIRED

X
X
X
X
X
X
x
X
X
~~x
X
X
X
X
UTILITY PIPE
IN MANHOLE



sk
i3s
BS
"'p.
» o
OK
is
CQ i-}

~x

£
K
rife
w a,
Jg
gg
M n
w<

X
X

SEWAGE FLOW
STOPPED

x

X CONDITION
ADEQUATE


x
x
NOT INSPECTED



PIPES
CLEANING
j| REQUIRED

~X
X
X
X
x
X
X
x
"3E —
"~5C —
I] INFILTRATION
OBSERVED



JOINT
MISALIGNMENT

X

BROKEN PIPE



1 1 SAG OR HORIZONTAL
SWING
X
X
X


1 1 CONDITION
1 ADEQUATE

X

NOT INSPECTED
X
X
~~x
X
X
X
X

TABLE II
INVESTIGATION OF EXISTING SANITARY SEWERS
SOUNDVIEW AVENUE INTERCEPTOR SEWER AREA
SEWER CONDITIONS OBSERVED

REMARKS
M.H.No. 63, not found.
M.H.No. 66, not found.
Pipes too full to Inspect.
Pipes blocked with sludge.
M.H. troughs too narrow to permit Inspection
Pipes blocked with sludge.
M.H. No. 330, pulsating flow of soap suds
observed.
                                                                       W
vi r-s
£ "

i|
w s


if

i 1
O 5
                                                                       1Q
                                                                       o

                                                                       w
                                                                       en
-o
TJ
m

Z

D


X

O)

-------
                                             APPENDIX 7

                                SAMPLE OF LETTERS & FORMS USED TO
                          INVESTIGATE AND CORRECT INFLOW CONDITIONS
1.       SEWER OPERATING COMMITTEE
              102 Witherspoon Street
              Princeton, New Jersey
                  Tel.: 924-3495

                                    Date:
    Tests of the sanitary sewer located in your area
indicate the following violations and/or deficiencies
on your property at

    These  violations  and/or  deficiencies must be
corrected within thirty days in order to insure your
safety  and  the  proper  operation  of the sanitary
system.
    Will  you  please  notify  this  office  when  the
necessary repairs have been completed.
               SEWER OPERATING COMMITTEE
ah-300
5/19/67
 2.   Washington  Suburban  Sanitary  Commission
     4017 Hamilton  Street
     Hyattsville,  Maryland 20781

                          RE: Plumbing Violations
Dear
    In  connection   with  your  property  this
Commission made an  inspection  prior to the final
approval of the plumbing work performed therein. It
is the responsibility of the property owner to be sure
that his property in no way violates the Regulations
of the Sanitary Commission.
    The Commission  recently adopted  a policy of
making  another inspection on all properties  within
the  Sanitary  District in  an effort to  eliminate
plumbing  violations that  occur  subsequent  to the
final inspection. The Commission regards a violation
of its Plumbing Regulations  as a serious matter. The
accumulated  effect of such violations  has  created
health problems in certain areas as well as increase the
operating cost of the Commission.
    A recent inspection of your property revealed the
following violation:
    The Commission  realizes that the situation on
your property referred to was possibly not created by
you  or that  you may not have  been aware of its
existence. However, it is one that must be corrected
for the welfare of the community.
    It is necessary that this condition be corrected as
soon as possible and you are therefore allowed fifteen
(15) days  from the date above to make the necessary
changes.
    A representative will visit the premises at the end
of this time  to ascertain if the violation has been
eliminated.  Your  cooperation  in eliminating  this
condition is earnestly solicited.
    If  you  desire  to discuss this matter prior to
making the correction, will you please come to this
office between 8:15 A.M. and 5:00 P.M. on      . It
may be to your interest to have  your builder or seller
accompany you at this time.

                           Yours very truly,
                                                      FB/jg
                           Frank Bliss
                           Chief Plumbing Inspector
3.   Washington Suburban Sanitary  Commission
     4017 Hamilton Street
     Hyattsville,  Maryland 20781

                      RE: Illegal Sewer Connection
Dear Sir or Madam:
    In connection with a recent study, made by the
Commission's Engineers, of the  cause of the backing
up of sewers in  your locality during times of heavy
rainfall, it was discovered that your

connected to the sanitary sewer is in excess of the 30
square  feet allowed  by  the  W.S.S.C.  Plumbing
Regulation, which reads as  follows:
"608.1 No  rain water leaders or  other  pipes
   carrying roof, surface or ground water shall be
   connected to  pipes conveying sewage. However,
   cellar  drains  in  cellars ordinarily dry or not
   subject to flooding may  be  connected to the
   building drain unless expressly disapproved, and
   paved areas containing not over 30 square feet
                                                  109

-------
   or horizontal surface  entirely unprotected by
   roof,  and not  receiving  drainage  from other
   surfaces, may be drained  to the building sewer
   or building drain."
    This  situation  on  your  premises  not  only
contributes to the  occasional flooding of some of the
cellars (possibly even your own) in the community
with the attendant inconvenience and  damage, but is
a violation of the Plumbing Regulations, adopted for
the protection and benefit of this metropolitan area.
    The  Commission  realizes that the situation on
your  property  referred to  was quite possibly not
created by your or  that you may not have been aware
of its existence. However,  it is  one  that must be
corrected for the welfare of the community.
    It is appreciated that  it  may not be feasible for
you to correct the condition mentioned immediately
and you are therefore  allowed sixty (60) days from
the date above to make the necessary changes.
    A representative will visit the premises  about 10
days before this time to ascertain if the violation has
been eliminated.
    Your cooperation in eliminating the  flooding of
cellars  in your community is earnestly solicited. If
you require further information regarding  this matter,
please  call the PLUMBING  DIVISION, Appleton
7-7700, Ext. 344, before 10:00 AJVL, and we will be
glad to promptly furnish you with it, if at  all possible.

                      Very truly yours,
         Washington Suburban Sanitary Commission

                                        Secretary
                                                 110

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                              APPENDIX 8

                  RECOMMENDED LOT GRADING REQUIREMENTS
                              REPORTED BY
                    HUBBELL, ROTH & CLARK, CITY ENGINEERS
                           SOUTHFIELD, MICHIGAN
      protective slope
                          drainage divide
                                                     side swale or  channel
                                  /
 rear drainage easement
 running to proper  outfall
            lot grading type B
lot  grading type B
example o block  grading  type  4, valley along rear  lot  lines

-------
      protective slopes
   side swale or channel
street
             lot grading type A
lot grading type A
                                                                 street
            lot grading  type A
          all drainage to street
example g  bbck grading  type  I,  ridge  along rear lot  lines
                                 112

-------
        rear drainage swales
                                               protective slopes-
   side swale
   or channel
                             rear slope  to
                             lower lot
                rr~M    t
              lot grading type A
lot grading type B
            lot grading type B
      drainage both to street and to rear
      lot line"
                                                     side swale
example o  block grading type  2,   gentle cross-slope
                               113

-------
                                                             drainage divide
      rear drainage swales
1
                front  drainage swales
            protective slopes
                            side swale  or channel
side swale
or channel
              "*—--~^T  possible locations  of rear drainage
                 .X'j~~easements to proper outfall
             jr     f
                lot grading type A
               lot grading type C
         lot grading type C
         all drainage to rear lot line
   example § block grading  type  3,  steep cross-slope
                                  114

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                                             APPENDIX 9
                             TYPICAL ENGINEERING SPECIFICATIONS FOR
                LOW-PRESSURE AIR TESTING OF SEWERS FOR INFILTRATION CONTROL
    Testing  of  the  tightness of  sewers with
low-pressure air  has become a recognized substitute
for the use of  water  testing  methods, to simulate
infiltration or  exfiltration rates into or out of gravity
sewers.
    Development  of   the  air-testing procedure  in
California has been highlighted by work carried out in
the 1950's and 1960's  by an informal organization in
the San  Francisco-Oakland Bay Area,  composed of
sewer  utility   officials, sanitary  engineers  and
manufacturers. This group, known as the Bay Area
Committee on Air- Testing, utilized the same type of
coordinated  inter-disciplinary  knowledge  and
experience which was  the pattern of the studies of
infiltration and  inflow problems carried  out  by the
American Public Works Association, as described in
the Report to the Environmental Protection Agency
titled Control of Infiltration  and Inflow  Into Sewer
Systems, a companion document to this Manual of
Practice.
    Much of the following material on air testing was
excerpted from  a paper on air-testing experiences at
the City of Seattle, Washington, presented by William
J. Chase  and  Harvey  W. Duff  before  the  Pacific
Northwest Pollution Control Association, November
5,  1965. This paper, in turn, quoted the work of Roy
Edwin Ramseier and George C. Riek, on behalf of the
Bay Area Committee (ASCE Journal, Vol. 90, Part 1,
April 1964).
            Description of the Air Test

    Test Procedure The low:pressure air test is a test
which determines the rate at which air under pressure
leaves  an  isolated section  of  pipeline.  This  rate
indicates the presence, or absence, of pipe damage.
The test procedure, thus far, is described as follows:
    1. Isolate Pipe To Be Tested   The section of
pipe to  be  tested is plugged at each end. The ends of
all  branches,  laterals  and wyes which  are to  be
included  in  the test are plugged. All  plugs  are
carefully braced to prevent slippage and blow-out due
to the internal pressure. One of the plugs provided
must  have  an  inlet   tap,  or other  provision, for
connecting an air hose.
    2. Connect  Equipment  Connect one end of an
air hose to the plug used for the air inlet. Connect the
other end of the hose  to the  protable air-control
equipment.  This equipment  consists of valves and
pressure gauges used to control the rate at which the
air flows into the  test section and to also provide a
means of monitoring the  air pressure inside the pipe.
Connect an air hose between the compressor, or other
source of compressed  air, and the control equipment.
    3. Add  Air - Supply Air  to  the  Test-Pipe
Section  Monitor the air pressure so that the pressure
inside the pipe does not exceed 5.0 psig.
    4. Stabilize   When  pressure reaches 4.0 psig,
throttle  the  air supply so that the internal pressure is
maintained between 4.0  and  3.5 psig for at least 2
minutes.  These  two  minutes allow  time  for the
temperature of the air to come  to equilibrium with
the temperature of the pipe walls. During this time,
check all of the plugs with soap solution to  detect
any plug leakage. If plugs are found to leak, bleed off
the  air,  tighten the  plugs, and  begin  again  by
supplying air.
    5. Determine Rate of Air Loss  This step  can be
performed in two ways: (a) Flowmeter Method. This
procedure is used  when  the rate of air loss is high
(greater than 10  c.f.m.).  The  control  equipment
includes  rotameters  or  other  air-flow measuring
devices. Air is supplied to the pipe section at  such a
rate  that the  internal pressure is maintained  at 3.0
psig. The flow rate is read in cubic feet per minute.
The pressure of the metered air is read. The rate of air
flow is corrected for pressure and temperature, and is
reported  in  cubic  feet  per  minute of air  under
standard conditions   of  pressure and temperature.
(Standard pressure is  14.7  psi; standard temperature
is 68° F.). (b) Stopwatch Method. This procedure is
being used  for  pipeline  inspection  on  new
construction  where air losses are usually very small.
The  control  equipment consists of pressure gauges,
valves and a pocket stopwatch. After the temperature
has been  allowed to stabilize  for the two-minute
period,  the  air supply  is disconnected,  and the
pressure is allowed to decrease to 3.5 psig. At 3.5 psig
the  stopwatch  is started  to determine  the. time
required  for the pressure to  drop to 2.5 psig.  This
time  required  for a  loss  of 1.0 psi at  an average
pressure of 3.0 psig can be used  to compute the rate
of air loss.  For a precise  calculation of the rate of air
loss, the temperature of the air inside the pipe  section
and  the barometric pressure  should be  determined
and  reported;  however, this refinement has been
found unnecessary for the usual acceptance test.
                                                 115

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Test Equipment
    Plugs  Small diameter pipes (4 inch to 12 inch)
have been successfully  plugged with plumbers' test
plugs. The air-supply connection is made by removing
the  cap  from  the  continuously  threaded pipe and
substituting the cap from the continuously threaded
pipe and substituting a hose-adapter fitting.
    Pipes of diameters larger than  12 inch can be
plugged by  the  same  plugs   used  for  the
water-exfiltration  test, with the  addition  of  an
air-hose inlet connection.
    Safety  Braces are required to hold the plugs in
place and to  prevent  the  sudden  release of the
compressed air. Braces are particularly important on
plugs 12 inches and greater in diameter. A pressure of
4.0 psig  against a 12 inch diameter plug will cause a
force of  approximately 450 pounds.  The compressed
air acts like a spring. Proper precaution must be taken
to prevent this spring from propelling the plug from
the pipe like a bullet."

       Recommended Air-Test Specification

Discussion
    The  recommended specification  is that based on
the data collected by Ramseier and Riek, and which
was generally  and independently corroborated  by
City of Seattle work. While  some of the other test
criteria in use  result in a  simpler specification, they
have, in most cases, somewhat less logic to them per
se, or in their development. In  specifying  a new
testing concept, it  has been found  advantageous in
gaining acceptance to be able to show that the  test is,
in both theory and practice, a logical one.
    Fundamentally,  the recommended specification
is based  on an allowable air loss of 0.003 c.f.m. per
square  foot  of internal  pipe  area. This  relates,
primarily,  to  pipe  wall   porosity.   There is also
included  in  the  specification,  however,  a
provision that in no case will the allowable air leakage
be  less  than  2  c.f.m.   This  becomes  of  some
importance on  short runs of small pipe (6 in. and 8
in.). It was found by Ramseier and  Riek that, using
the double plug leak-locating equipment, it is very
difficult  to specifically locate the particular piece of
porous pipe in a buried pipeline which leaks only 2
c.f.m. A crack  or poorly-installed joint will result in
substantially  greater leakage. They concluded  that if
the leaking pipe could not be readily identified it was
not a serious leak, and that it was not reasonable to
require its repair.
    The  recommended  specification allows  for
establishing the rate of air loss from the pipe either
by measuring the pressure  drop in a given period of
time, or, by measuring the rate at which air must be
added to maintain  a constant pressure. Photographs
and/or schematic diagrams for equipment to measure
either method are shown in the appendix.

Recommended Specification
    The owner will furnish all facilities and personnel
for conducting the test.
    The contractor may desire to make an air  test
prior to backfilling for his own purposes. However,
the acceptance air test shall be made after backfilling
has been completed and compacted.
    All wyes, tees,  or end of side sewer stubs shall be
plugged with flexible-joint  caps,  or  acceptable
alternate, securely fastened to withstand the  internal
test  pressures. Such plugs or  caps  shall be readily
removable, and their removal shall provide a socket
suitable for  making  a  flexible-jointed lateral
connection or extension.
    Prior to testing for acceptance, the pipe should
be cleaned by passing through  the pipe a full gauge
squeegee.  It  shall be  the   responsibility  of the
contractor to have the pipe clean.
    Immediately following the pipe cleaning, the'pipe
installation shall be tested with low-pressure air.  Air
shall  be  slowly  supplied  to  the  plugged  pipe
installation until the internal air pressure reaches  4.0
pounds pe; square inch greater  than the average back
pressure of any ground water that may submerge the
pipe. At least  two minutes shall  be allowed  for
temperature  stabilization before proceeding  further.
    The pipe  line  shall be  considered acceptable,
when tested  at an average pressure of 3.0 pounds per
square inch  greater  than the average back pressure of
any ground water that may submerge the pipe, if: (1)
the total rate of air loss from any section tested in its
entirety  between manhole  and cleanout  structures
does not exceed 2.0 cubic feet per  minutes, or, (2)
the  section under  test  does not  lose  air  at a  rate
greater than 0.0030 cubic feet per minute per square
foot of internal pipe surface.
    The requirements  of this  specification shall be
considered satisfied if the  time required in  seconds
for the pressure to decrease from 3.5 to 2.5  pounds
per square inch greater than the average back pressure
of any  ground water that may submerge the pipe is
not  less  than  that  computed according  to   the
attached page entitled, "Recommended Procedure for
                                                  116

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Conducting Acceptance Test."
      If  the   pipe   installation  fails   to  meet   these
requirements,  the  contractor  shall  determine  at  his
own expense the source or sources of leakage, and he
shall  repair  (if  the   extent  and  type  of  repairs
proposed by the contractor appear reasonable to the
engineer)  or  replace   all  defective   materials  or
workmanship. The completed pipe installation  shall
meet the  requirements of this test, or the alternative
water  exfiltration   test,  before   being  considered
acceptable.
NOTE: It has been  found that  in many instances clay and
concrete  sewer pipe must be wetted  before an acceptable
test  can  be  performed.  In as  much as  under  actual field
conditions  when  infiltration  would  occur,  the  pipe  would
wet from  ground  water,  it appears  reasonable to allow  the
contractor  at his  expense to  wet the pipe prior to retesting.
                                                                                                         AIR TEST
         RECOMMENDED PROCEDURE FOR CONDUCTING ACCEPTANCE TEST

  1. Clean pipe to be tested by propelling snug fitting Inflated rubber ball through the
pipe with water.
  2. Plug all pipe outlets with suitable test plugs.  Brace each plug securely.
  3. If the pipe to be tested  is submerged In ground water, Insert a pipe probe, by
boring or jetting. Into the backfill material adjacent to the center of the pipe, and de-
termine the pressure In the probe when air passes  slowly through it. .This Is the back
pressure duo to ground water submergence over tho end of tho probe.  All gauge pres-
sures in the test should be Increased by this amount.
  4. Add air slowly to the portion of tho pipe installation under teat until the internal
air pressure is raised to 4.0 psig.
  5. Checkexposedpipeandplugsforabnormal leakage by coating with a soap solution.
If any failures are observed, bleed off air and make necessary repairs.
  G. After an internal pressure of 4.0 psig is obtained, allow at leapt two minutes for
airtempcraturetostabilize.addingonly the amount of air required to maintain pressure.
  7. Alter the two minute period, disconnect air supply.
  6. When pressure  decreases to 3.5 psig, start stopwatch. Determine the time in
seconds that is required for the internal air pressure to reach 2.5 psig. This time In-
terval should then be compared with the time required by specification as computed
below.
  9. Ustsizeondlengthof all portions of pipe under test in table similar to one shown
here.
Diameter
Inches









Length
Feet










K = .011 d2L









C =. 0003882 dL










Time required


  10. By use of nomograph         compute K and C. Use acalea d and L, read K
and C, and enter these values in uie table above.
  11. Add all values of K and all values of C for pipe under test.
  12. If the total of all C values is less than one, enter the total of all K values Into the
space for •Time Required by Specification.*
  13. If thetotalof all C values Is greater than one, divide the total of all K values, by
the total of alt C values, to get t,.  To moke this division with the nomograph, use scales
C and K, and read tq.
     L
   -1000
                           lao~=
                           9.0-|

                           8.0 -E

                           7.0 -=

                           60-1

                           5.0-I


                           40 -=
                                                                                                        0.9 -=

                                                                                                        0 S -§
                                   15000 —
5000 -=

4000
                    1105-=

                    1Q2Q_I
                                                         935
                                                         900 -=
                                                                                                                                     425-=

                                                                                                                                     400 —=-.
                                                                                                                                      300—;

                                                                                                                                     283.3
                                                                                                                                     226.7


                                                                                                                                      200 —



                                                                                                                                      170 -
          -NOMOGRAPH FOR THE SOLUTION OF K
           tq = K4- C
                                          = .011d2L, C = .0003882dL,
                                                                       117

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                                             APPENDIX 10
                          EXAMPLE OF SPECIFICATIONS FOR EXFILTRATION
                                     TESTING OF GRAVITY SEWERS
    The use of exfiltration testing of sewer pipe to
determine  the  watertightness  of  construction is
widely utilized instead of infiltration tests. To assist
sewer system management personnel in evaluating the
procedures  used  by representative  jurisdictions for
this purpose, the following excerpts of specifications
are included he re.

1.   Example  1
    The  owner will provide   for  the  conduct of
exfiltration tests on the sanitary sewer in the presence
of the contractor. Final acceptance of the sewer shall
depend upon  the  satisfactory performance  of the
sewer  under  test  conditions.  The tests  shall  be
performed on  pipe between adjacent manholes after
the trench has  been backfilled.
    The  test  will be  performed up  to an average
maximum  hydrostatic  head  of  10  feet.  The
exfiltration  from  the  sewer shall not  exceed 0.23
gallons per inch of internal diameter per 100 feet of
pipe per hour. Head measurement will be made at the
flow line elevation of the upstream manhole.
    The  owner  will  provide  for  the  necessary
watertight hose having a  minimum diameter of 3/4
inch. The hose shall be of sufficient length that it can
be  extended   from  the  nearest hydrant  to  the
downstream manhole of the pipe to be tested.  The
owner will provide for the necessary control valve,
water  meter, adapters, and plugs adapted to air and
water entry and release and any other equipment that
may be necessary to perform the test.
    In the  event • that  city  water mains  are  not
installed  and water available therefrom at the time of
the  test, the  owner will  provide water from some
other source to make the test.

Procedure
    In inspecting  exfiltration tests,  the following
minimum requirements and precautions  should be
adhered to.
    The  sewer plug used at the highest end of the
sewer  shall have a suitable air vent  to allow removal
of trapped air. The hose between the air vent and the
calibrated container shall be  of 3/4 inch minimum
diameter and  a maximum of 10 to 15 feet long. Do
not  allow the hose to become linked or blocked as
this may cause the sewer to be subjected  to city water
main pressures. To prevent leaks and plug movement
during the tests, the sewer plugs should be supported
in position by  bracing  to  the opposite wall  of the
manhole. Do not refill the  sewer under test through
the calibrated container as  this will allow the air to
become trapped.
    Place  the  calibrated container at the  average
height of ten feet above the  flow line of the sewer.
Check the  entire system for leaks  in hoses, plugs,
calibrated  container, etc., while filling through  the
positive shut off valve. When the water overflows the
calibrated  container, close the input valve and tests
may begin.
    Record the elapsed  time to empty the container
of water and  calculate the loss in gallons per hour. If
the container has not  emptied after  15 minutes,
measure the  loss and calculate the  gallon per hour
rate. Take two  or more  tests at this  level. If the test
results at the 10 foot average  level do not vary more
than ten percent, the container can be repositioned at
the five foot average level. Take two or more tests at
the average five foot level. Open  the  valve  slowly
during test  runs to avoid  building up too high a
pressure in the  sewer.  If more than one section of
sewer is to  be tested the water used to test the higher
section can be saved by  placing another sewer plug in
the next downstream manhole.

2.   Example 2
    Vitrified Clay Pipe   Unless otherwise specified in
the Special Provisions or otherwise  directed by  the
engineer,  all vitrified   clay  pipe installations  and
laterals adjacent thereto will be tested for leakage.
The owner will provide  for water and all equipment
necessary to make the  required tests. The owner, at
his discretion, may test only a portion of the lines
installed, but in no case will less than twenty-five (25)
percent of the  lines be  tested. In  no  case will  the
minimum  percentage be allowed  unless  all sections
tested pass the required leakage test the first attempt.
All lines will be tested  in areas where underground
water is or may be encountered.
    A section  of sewer line shall.be  prepared for
testing by plugging the upper side of the downstream
manhole and all  openings in the next upstream
manhole except  the  downstream  opening.  Where
grades are slight, two   or more sections  between
manholes  may  be hydrostatically  tested  at once.
Where grades are steep, the maximum head on  any
                                                   119

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section  under test  will  not exceed  ten  (10) feet.
Branch sewers running from Y-branches on the mains
shall be plugged at  their upper end if the test head
would cause them to overflow.
    A section of sewer line prepared as above shall be
tested by filling with water to an elevation of four- (4)
feet  above  the invert at the midpoint of the test
section, or  four (4) feet above the existing ground
water elevation or one (1) foot above the top of the
pipe in  the  upstream  manhole, whichever is greater.
The water should be introduced into the test section
at least four (4) hours in advance of the official test
period to allow the pipe and joint material to become
saturated  with water.  All  entrapped air is to be
removed from  test  section  prior to performing the
test. At the  beginning of the test the elevation of the
water  in  the  upper  manhole shall be  carefully
measured from a point on the manhole rim. After a
period of one (1) hour, or less, with the approval of
the engineer, the water elevation shall be measured
from  the same point on the  manhole rim and the loss
of water during the test period calculated. If directed
by  the engineer, enough water  shall be  precisely
measured into the upper manhole to restore the water
to the level  existing at the beginning of the test, and
the amount added shall be used to determine leakage.
    Should  an initial  test show excess leakage  in a
section of line, it is permissible to draw the water off
and test the manhole  that contained water. This test
shall  be made  by plugging  all the openings in the
manhole and filling with water to the same elevation
as existed  during the  test.  The leakage from the
manhole may be  deducted from the total  leakage of
the test section in arriving at the test leakage. After
testing  is  complete,  the  manhole  shall  be
waterproofed by grouting and/or painting the interior
with sodium silicate or other approved water-proofing
agent. If it  is necessary or desirable to increase the
test head above four  (4)  feet, the allowable leakage
will be  increased to allow for the increase in  head.
Sewer sections showing leakage  in  excess  of  that
allowed  shall  be  repaired or  reconstructed as
necessary to reduce the leakage to that specified.
    The maximum allowable exfiltration for this test
shall be 200 gallons/inch of diameter/mile/day, plus
ten percent  for each two foot of head over two feet
or as  indicated in Special Provisions. The contractor's
attention is, however, directed to the fact that the
stipulation of a maximum allowable leakage shall in
no way relieve the contractor of his obligation to
correct, stop or otherwise remedy individual leaks in
the system due to defective workmanship or material
even  though such leakage  might  come  within the
allowable maximum.
    The air test may be substituted for the water test
only with  specific  approval  of the  engineer. When
allowed,  the  air  test shall  be  conducted  in
conformance with the requirements and  procedures
on file in the engineer's office.
    Concrete Pipe  .Leakage tests on concrete pipe
with cement mortar or other joints, may be specified
in the Special Provisions or on the drawings.  The
testings on these installations will be  in  accordance
with  specifications indicated in "Testing of Sewer
Lines, Vitrified Clay Pipe,"  and as  directed by the
engineer.

3.   Example 3
    The owner will provide an  exfiltration test on all
sanitary sewers. Final acceptance of the  sewer shall
depend upon the  satisfactory performance  of the
sewer under test conditions.
    The owner will provide the necessary watertight
hose having a  minimum  diameter of 3/4-inch.  The
hose  shall  be  of sufficient  length  that  it  can be
extended  from  the  nearest hydrant  to  the
downstream manhole of the pipe to be tested.  The
owner will  provide the necessary one-gallon calibrated
container,  control valve, water meter, adaptors, and
plugs adapted to air and water  entry and  release and
any  other equipment  that  may be  necessary  to
perform the test.
    In the event  that city  water  mains are  not
installed and water available therefrom at  the  time of
the test, the owner will  provide water from some
other source to make the test.
    The  test  shall be performed on  pipe between
adjacent  manholes  after  the  trench  has  been
backfilled and the pipe cleaned. After filling the line
completely, the  hose  connection  from  the water
source shall be disconnected and the test begun.
    The test shall be performed up to a hydrostatic
head of ten feet above the  average elevation of the
sewer line. The exfiltration from the sewer shall not
exceed 0.23 gallons per inch of internal diameter per
100 feet of pipe per hour. Head measurement will be
made from the flow line  elevation of the upstream
manhole.
    The- allowable exfiltration  is shown in the table
for various  pipe sizes.
    Where   conditions  warrant, the  owner  may
perform an infiltration test. The rate  of infiltration of
water into any sanitary sewer  or appurtenance shall
not exceed 0.4 gallons per inch diameter per 100 feet
of sewer per  day.  This allowable  infiltration,
expressed  in gallons per hour,  is shown in the table
for various pipe sizes.
                                                  120

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   ALLOWABLE LIMITS OF EXFILTRATION
    295 Gal/Inch Dia/Mi/Day (at 10ft. head)
  Diameter
  of Sewer

   Sin.
  10 in.
  12 in.
  15 in.
  18 in
  21 in.
  24 in.
  27 in.
  30 in.
Maximum Allowable Loss
In Gals./Hr./100 Ft. of Pipe

          1.9
          2.3
          2.6
          3.5
          4.2
          4.9
          5.6
          6.3
          7.0
    ALLOWABLE LIMITS OF INFILTRATION
            200 Gay/Inch Dia/Mi/Day

Diameter   Infiltration      Diameter  Infiltration
of Sewer   Gals/hr/100 ft.   of Sewer   Gals/hr/100 ft.
Inches
8
10
12
15
18
21
24
27
30
36
42
48
Gallons
1.3
1.6
1.9
2.4
2.8
3.3
3.8
4.3
4.8
5.7
6.6
7.6
Inches
54
60
66
72
78
84
90
96
102
108
114
120
Gallons
8.5
9.5
10.4
11.4
12.3
13.3
14.2
15.2
16.1
17.0
18.0
18.9
             Allowable M.H. Infiltration
     41 In. Dia. M.H. 0.07 Per Vertical Ft. Per Hr.
     48 In. Dia. M.H. 0.08 Per Vertical Ft. Per Hr.
                  121

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                                             APPENDIX 11
                               A METHOD FOR GAUGING INFILTRATION
                                       FLOW IN SEWER TESTING
                             (excerpted from literature of Cherne Industrial, Inc.)
    The following discussion of the use of a V-notch
for gauging  the  amount  of  ground  water which
infiltrates  into sewer lines is presented here only for
general information. Its  inclusion in this Manual is
not to be  interpreted as any confirmation of the data
by  the American Public  Works Association  or the
Environmental Protection Agency.
    Infiltration testing methods  and standards are
discussed  in  detail  in Section 2  of this Manual  of
Practice.  Further information  on testing procedures
can  be found in  standard  text books  on  sewer
construction and testing.

WATER INFILTRATION
    Two  basic  types of  equipment  are used  to
determine  the actual rate  of infiltration.  One,  the
flow  meter is used in existing sewers  to determine
flow through  a manhole; the other is the weir. We will
devote the majority of  this discussion to  the weir,
since  it is  the most  economical and most widely used
measuring  device for  determining infiltration into
newly constructed sewers.
    The term, "weir", as  it is commonly used, applies
to a structure containing  a notch with a shape such as
a rectangle, a trapazoid,  or a  triangle (also called  a
V-notch).  Weirs are classified according to the shape
of the notch and this discussion will be confined to
the  most   common  type,  the 90° V-notch,  sharp
crested, weir. Discharge over this weir is computed by
the following formula:
Q = 3240  H2 s Gallons/Day (H is measured in inches)
    This basic formula neglects the velocity of fluid
approaching the weir, so  that only one measurement
need  be  taken to  compute the  quantity  of water
flowing through the weir. This one dimension, "H" is
the head of water flowing over the crest. (Note Figure
1)
    In Figure 1  the "H" decreases in height as it
approaches the weir. This is because the  velocity of
the fluid increases as it approaches the weir. The "H"
reading must be taken at  such  a point (distance "D"
in Figure  1)  that the velocity of approach is  not  a
factor. The rule of thumb is that the "H" dimension
must be  taken at least 18 inches upstream from the
crest of  the  weir or 3  times  the height of  "H",
whichever is greater.  This  becomes  even  more
complicated,  since some V-notch  weirs have  been
modified by their manufacturers so that the reading
at the crest  of  the  weir is the actual reading that
should be taken. But, in these cases one must be
careful not to use the corrected weirs for sizes  other
than those for which it was designed, otherwise the
corrections are useless.
    The  next consideration in the infiltration test is,
"What length of pipe  do we  check at one time?"
Many engineers  will  specify the total project cannot
leak more than a specified number of gallons per inch
of diameter per mile of pipe  per  day, but a single
manhole to manhole reach of pipe may be allowed to
leak 2   to 3 times this  amount.  This  allows the
contractor to  average out bad construction over the
whole job and is extremely unfair to the buyer and
actually  unfair to the contractor, since an extremely
bad  portion  of  pipe  can  cause  many other pipe
sections  to apparently fail. The  most important thing
to consider here is that leakage  is a symptom of bad
workmanship.
    Figures 2 and 3 indicate the details of testing for
infiltration in various lengths of sewer lines.
    The   proper  use and  reading  of the weir  is
extremely important, both to the contractor and the
engineer. To  demonstrate  this importance, take a
typical   installation  of an  8  inch diameter line,
manhole to manhole. It would be about 300 feet long
with 8 homes connected to the line by means of 6
inch laterals brought  to the  property  line.  It  is
generally  assumed  that  each  lateral  will  be
approximately 20 feet long and suitably capped with
a good quality stub seal. Figure 4 is a rough drawing
of this  setup. We will assume  that the  infiltration
standard is 250 gallons per inch  diameter per mile per
day, therefore, the allowable infiltration rate for the
above installation will be:
250  GPD  [(300 ft.  x 8 in.)  + (8 homes x 20 ft.

x 6  in.)] = 160 Gallons/Day
                                                 123

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 r\
                  BALL
n
                         Figure 82
                                               •WEIR
n
                                                  ^-WEIR
        BALL
                        Figure #3
                         3 GO-
                        S  HOUSE  LATERAL
                        20' LONG
                     ALL CAP LATERAL STUB SEAL
                        Figure 8k

                           124

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                                            APPENDIX 12
                            CORRECTION OF INFILTRATION BY MEANS OF
                                GROUTING WITH SEALANTS AND GELS
    The following material is presented for  general
information  purposes only.  Its  inclusion  does  not
constitute any approval  of  the data  offered by
manufacturers of  products or processes, nor  does it
represent  any  endorsement of  such  materials  or
methods used for sealant purposes by the American
Public Works  Association or   the  Environmental
Protection Agency.
    Further  information can be  obtained from he
manufacturers and suppliers listed and from others
not covered by the data contained in this Appendix.
    Grouting  is the  cementing   together  of loose
particles  of  soil in  such a manner  that the soil so
grouted becomes a solid mass which is impervious to
water. It is not a method of cementing pipes together.
The ability   of any  chemical,   or  combination  of
chemicals, to penetrate the soil is directly related to
the amount or percent of suspended solids in the
grout material used to the void ratio of the soil to be
grouted.  Grouting technology is an old procedure
dating back to the turn of the century.
    With the advent of television  inspection,  soil
grouting  techniques  (especially   with  the  use  of
sodium  silLcates  and  calcium  chloride) were
attempted   in  conjunction  with  internal  TV
inspection. However, because  of the lack of control
of the gel time, external piping was required and costs
were high. After development of control gel time and
reactions, it was possible to utilize  internal packing
procedures  for sewer sealing.  American Cyanamid
holds the  patent   for  AM-9   and is the  major
formulator of chemical sealants.

Chemical Grouting with AM-9
    American Cyanamid has a policy  of "licensing
the applying contractor"  before  agreeing  to selling
the chemical. Attendance is  required at  a special
grouting  school held  in their plant in New Jersey.
They  also  check the. company who asks to be
licensed,  as  to their  professional, capabilities,  their
past  experience,  the  availability  of  registered
engineers, and other factors.
    The following data have been excerpted from the
"Chemical Grout Field Manual"  and other literature
 of the American Cyanamid Company.

               CHEMICAL DATA

 Description of AM-9
    AM-9 CHEMICAL GROUT is a mixture of two
 organic  monomers - acrylamide and  N,  N
 methylenebisacrylamide - in proportions which
 produce very stiff gels from dilute, aqueous solutions
 when properly catalyzed.  The process by which
 gelation  occurs  is  a   polymerization-crosslinking
 reaction.

 Description of Catalysts
    |3-Dimethylaminopropionitrile  (Catalyst
 DMAPN). This is a liquid, somewhat caustic, chemical
 used as  an activator for  the reaction. The density of
 Catalyst DMAPN, between 32°F and 104°F, is about
 0.86 gm./ml. or 7.1 Ib./U.S. gal. There are 529 cubic
 centimeters per pound of Catalyst DMAPN.
    Ammonium   Persulfate  (AP).  Ammonium
 persulfate is  a granular  meterial and a very strong
 oxidizing  agent. It is the initiator that triggers the
 reaction  and is  therefore the last  material to be
 added. The induction period (gel time) begins with its
 addition. Generally, it is  dissolved in water and added
 as a 5 to  20 percent solution to the AM—9 solution
 through a  separate pump  or by gravity.

Description of Inhibitors
    Potassium  Ferricyanide  (KFe). Potassium
 ferricyanide  is a reddish,  granular material which may
 be  used  to  control the  reaction.  It behaves as an
 inhibitor in  very small quantities and must  be  used
 cautiously for this reason.

Description of Buffers
    Buffers are chemicals used to control  the pH of
 the catalyzed AM—9 solution. In rare  cases, acidic
 mixing water will  necessitate the  use of buffers to
bring the  solution  pH  to  8. When ammonium
 persulfate  is  used  alone for catalysis, buffers will
 generally  be  required.  Disodium phosphate
heptahydrate is  recommended. Sodium  carbonate
may be used in soft water.
                                                125

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Chemical Reactions
    The gel is  formed  by the following two-step
process:
    Step  1.  An  aqueous  solution  of AM—9,
containing DMAPN  (one component of the catalyst
system) and KFe (if required), is prepared.
    Step 2. The remaining component of the catalyst
system, AP (usually  in water),  is added to  the
solution of AM-9 prepared in Step 1. Timing of the
induction period (gel time) is started.
    Two reactions occur in sequence:
    Catalysts -> Free Radicals
    Free Radicals  + AM-9 -> Polymer
    The first reaction starts almost immediately after
the second component of the catalyst system is added
to the AM-9 solution. The rate of formation of free
radicals and their rate of decomposition is strongly
influenced by  a number of factors. Control of these
by  proper selection of  the catalyst system and the
environment allows a predetermined amount of time
to  elapse  before  polymerization  of AM—9 occurs.
This is known as the induction period or gel time,
during which  the viscosity of the solution remains
almost constant. At the  end of the induction period,
heat is evolved, and long, flexible, polymer chains are
formed. As these chains form, they simultaneously
crosslink to form  a stiff complex matrix which binds
the water into a gel. The gel  reaches its maximum
strength in a matter of minutes.

Gel Charts
    The relationships between  gel time and catalyst
concentrations,  as   influenced  by  inhibitor
concentration  and   temperature,   have  been
determined for a wide range of conditions.

Factors Affecting  Gel Time
 1.  AM-9 CONCENTRATION. Reducing the AM-9
concentration  in  the  range of  15 percent  causes a
slight increase in gel  time.
2.  CATALYST CONCENTRATION. Changes in the
concentration   of one  or  all  components of  the
catalyst mixture have a very marked effect on the gel
times. Too  much KFe  or too little AP or Catalyst
DMAPN will produce weak gels or none at all. The
recommended  lower  limits  are   0.4  percent  for
Catalyst  DMAPN1,  0.25 percent  for AP, and the
upper limit for KFe is 0.035 percent.2
3.  TEMPERATURE. The gel times for any catalyst
system  increase  with  decreasing   temperature  and

  Under special conditions it may be lower.
  Under special conditions it may be higher.
decrease with increasing temperature. A rough rule of
thumb is  that  the  gel  time  is cut  in half if the
temperature goes up ten degrees Fahrenheit.
4. pH.  The  pH of  the solution,  after  catalyst
addition, may affect the gel time. For best control up
to about a one-hour gel time, the pH should be in the
range of  7  to  11.  Except  under very  unusual
conditions where large  amounts of acid are present,
Catalyst DMAPN maintains the pH between 8 and 9.
Below a solution pH of 6.5, the gel times can become
long and indefinite.
5. AIR. AM-9 solutions that are saturated with air gel
much slower  than those containing no air. In general,
allowance  must be made for the air that is entrained
and dissolved during vigorous mixing.
6. METALS. Certain metals such as iron, copper and
copper-containing alloys,  have an accelerating effect
on the gel time of AM—9 solutions. However, the
presence of Catalyst DMAPN in the solution makes it
possible to use  standard equipment and materials in
handling and placing AM—9. Where iron storage tanks
are used for AM—9 solutions, they should be painted
with  aluminum  paint  to prevent  iron rust from
entering the  injection  system. Aluminum,  stainless
steel, plastic  or  rubber containers,  pipes and valves
must be used  to handle solutions of AP.
7. MIX WATER. Formation water or water from the
local  supply may be used in the field depending on
which is the more suitable for the application. Some
of the factors described in this section may occur in
the mix water.  Therefore, it is very important to
check gel  times by  carrying out a gel test  with the
water which will be used in the application.
8. SUNLIGHT. Direct sunlight, due  to the ultraviolet
rays,  sometimes will cause local gelation  in tanks
containing AM—9 solutions. To avoid this in the field,
solution tanks should be covered.
9.   INHIBITORS.  Most  of   the  ordinary
polymerization  inhibitors,  i.e., hydroquinone,
oxygen, ferric ions and sodium nitrite can be used to
stop  or slow down the gelation  of AM—9. These
materials,  however, cause the formation of weak gels
which cannot be improved. KFe, when used in the
recommended concentrations,  does not affect  the
strength of the  final gel. Under special conditions, it
may be  aflded repeatedly in small quantities to delay
the gelation of a catalyzed solution.
10. HYDROGEN SULFIDE. Hydrogen sulfide has a
very complicated effect on the gelation of AM-9. In
general, it behaves as  an accelerator and may be
considered  as  such  under  ordinary   working
conditions.
11. SALTS.  The presence of soluble  salts, such as
                                                126

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sodium  chloride, calcium  chloride,  sulfates  and
phosphates, has an accelerating effect on the rate of
gelation. The amount of acceleration depends on the
salt concentration and should be determined by a test
in the  field.  Salts  may  also  have the  effect of
increasing the gel strength. Certain ones, such as
calcium chloride,  decrease the rate at which water is
lost from gels under dehydrating conditions.
12. FREEZING. The freezing of AM-9 solutions has
little effect on their activity. To avoid freezing during
application, salt,  alcohol   or  any  commercial
antifreeze may be  added. The effect of these additives
on the gel time must be checked.
13.  PARTICULATE  MATERIALS. Most  fine,
insoluble materials such as clay, bentonite, etc., slow
down the gelation to some extent. If such fillers are
used,....

          GROUTING SPECIFICATIONS
    The material  which follows is suggested  by
American Cyanamid for inclusion  in  specifications
when it is desired to use AM—9 Chemical Grout. (A
"maximum"  limit on the amount of chemicals used
per size of pipe  should not be  specified. A range of
gallon usage  would  be preferable. The  amount of
chemical used is dependent soley on the type of soil
to be grouted. The static or hydro-static conditions of
the   ground  water,  the approximate  volume of
chemcial required to assure a permanent, long-lasting
seal, and many other factors.)

Materials
    Materials shall conform to the requirements listed
below.  All materials shall be delivered to the site in
undamaged, unopened  containers   bearing  the
manufacturers original labels.
a.  Chemical Grout. The chemical grout shall consist
    of  an intimate mixture of dry Acrylamide and
    dry  N,  N1- Methylenebisacrylamide,  in  such
    proportions that dilute  aqueous solutions, when
    properly catalyzed, will form stiff gels.
    The  grout  must make  a true  solution  at
    concentrations as high as three pounds per gallon
    of water.
    The chemical solution  shall have the ability to
    tolerate ground  water dilution, and to react in
    moving water.
    The viscosity of the chemical solution, shall have
    a viscosity of less than 2 cps, which remains
    constant until gelation occurs.
    The reaction time shall be controllable from 10
    seconds to an hour.
    The reaction shall produce  a continuous and
    irreversible gel at chemical concentrations as low
    as 0.4 pounds per gallon of water.
b.  Catalyst.  The  catalyst  for  the  chemcial  grout
    shall be  Ammonium  Persulfate. This  material
    shall normally be used in combination with an
    activator, but it may be used in combination with
    a buffer for high temperature work.
c.  Activator.  The  activator   shall  be
    jS-Dimethylaminopropionitrile  or other suitable
    compounds.
d.  Inhibitor. Under  some  conditions  it  may  be
    necessary or  desirable to control the chemical
    reaction by inhibition. The inhibitor used shall be
    Potassium Ferricyanide.

Supervision
    The entire chemical grouting operation shall be
supervised  by a  professional engineer experienced
with chemical grouts and grouting equipment. Such
engineer shall be  present whenever grouting is being
performed.

Equipment
    The  chemical grout pumps shall be  of a  type
approved by the  manufacturer of the grout, and shall
be able to  operate continuously at the  volumes and
pressures required by the  job.  The  pumps shall be
capable of proportioning catalysts mechanically, and
shall be calibrated prior to  use. Materials  used for
tanks,  packers  and  other  equipment  shall  be
compatible with the chemicals.

           APPLICATION EQUIPMENT

    There are three basic types of equipment which
have been used to apply AM—9 solutions. These are
designated  as  the  proportioning  system,  the
two-solution  system and the batch system. Of these
the proportioning system  is the best and easiest to
use, (as described here).

Proportioning System
    Flexibility  is  designed  into  the proportioning
system  because  it is usually important to vary gel
times,  pumping rates and pressures  over a moderate
range during any  application. This system allows one
man to control  all  of these  factors rapidly  and
precisely by  mechanical means. The need to  adjust
the  compositions or  concentrations  of  solutions
during an application is eliminated.
    AM-9, Catalyst  DMAPN, and KFe (if required)
are mixed in  TA!; AP is made up in TA2. The pump
(P2) is selected  to  handle  a small volume of AP
                                                 127

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                                                             KEY OF COMPONENT PARTS
                                                         TA, - Muring Tank for AM-9
                                                              Chemical Grout,
                                                              Catalyst DMAPN. and KFe.
                                                         TA, - Mixing Tank for
                                                              Ammonium Parsulfate.
                                                         S. G. - Sight Gauges.
                                                         P,    Positive Displacement Pump.
                                                         Pj  - Positive Displacement Pump.
                                                         V.S.,- Variable Speed Drive.
                                                         V.S.,- Variable Speed Drive.
                                                         G,  - Diaphragm Pressure Gauge.
                                                         G2  — Diaphragm Pressure Gauge.
                                                         V,  - Quick Opening Valve.
                                                         V,  - Spring Loaded Check Valve.
                                                         O  - Orifice.
                                                         TA, to Injection Pipe should be
                                                           aluminum. Type 316 stainless
                                                           steel, rubber or some plastics.
                                                         TAt through V, can be mild steel,
                                                            aluminum, stainless steel, rubber
                                                            or plastics.
                Proportioning System.
solution  (5  to 20 percent AP in solution) relative to
the volume  of AM-9 solution handled by pump Pi.
Thus the flow through P2 can be varied on the job to
produce  large changes in gel time without materially
changing the concentration  of AM—9 in the final mix
or the total volume of solution entering the ground.
Changes  can also be made  in  total volume pumped
without  changing the gel time. A typical gel chart for
use with field proportioning equipment is shown in
Figure 6. The capacity of Pj is usually about 5 to 15
times that of P2.
    The  sizes of all pumps, lines and valves must be
chosen  according to the  pressures  and flow  rates
anticipated.  For all applications  a separate  water
source should  be  available so that  water may  be
pumped  through P,  or another  pump to clear the
injection points or the formation adjacent to them.
    A proportioning system can  be  constructed to
handle a wide variety of pressures. It is also possible
to have  a low pressure  system which can be used to
proportion  AM—9  and  catalyst  solutions into the
suction side of many standard grouting pumps. The
latter then determines the pressures that may be used.

Asphaltic Base Soil Sealing Treatment
    The  City  of Richmond, California  used this
process on  a trial section of sewer in 1962. It was
found that  infiltration  was reduced  50  percent, as
shown by the hydrostatic head test.
    The  treatment  compound is  an asphaltic base
product produced by the Standard Oil Company and
was originally used for sealing and soil stabilization of
irrigation  canals.  Before application, the asphaltic
compound is diluted with water in proportions of one
to a  hundred. The treatment  is carried out  by
blocking  off a section  of sewer  and  the  sealant
solution  is pumped into this section in  exactly  the
same  manner as in  carrying out a hydrostatic head
test.  At  the  saturation  limit, or when  the sewer
section  no longer absorbs  sealant, the  treatment is
considered completed. The sealant is  then drawn
from  the  section  and reused. The hydrostatic head
test is carried out  before and  after treatment to
determine treatment effectiveness.
    The  lasting quality  of this process  is not yet
known. Its effectiveness  in areas of extremely high
infiltration  is  questionable,   and   more  testing  is
needed. The  low  cost  of this process may make it
desirable in cases  where partial reduction of flow is
sufficient  to serve an immediate need.
    The City of Richmond is planning to carry out
further  trials with this process. The product details
may  be   obtained from  Mr. P.L. Chapdelaine,
Research  Engineer, California Research Corporation
of the Standard Oil Company, Limited.
    Compared  to  other sealing methods this  process
is very   economical.  The  cost  of the asphaltic
compound before  dilution is about 50 cents a gallon;
                                                   128

-------
the greatest cost is in the labor involved. No figures
are available at present on the basis of cost per lineal
foot of sewer treated, but it would depend on the
condition of the sewer and the soil conditions around
the sewers.

Cement Grouting Process
    A  process of sealing sewers using cement grout
containing certain additives and accelerators, such as
calcium  chloride,  can be  utilized  as  a fairly
economical  process by  properly  trained  sewer
maintenance  crews.  This  method has been used by
various agencies, some of which are:
    Los  Angeles  County  Sanitation Districts,
    California
    Imperial Beach, California
    Menlo Park Sanitary District, California
    The necessary   equipment  is  basically  simple;
operation involves the pulling of a telescopic cable
and disc  system through the  sewer. The discs  are
metal .with a leather or felt  perimeter. The term
"telescopic" means  that  there  are four or five discs
attached to the cable system and spaced about two
feet apart. Grout is loaded up between the discs; the
head disc is fixed, and as the  system is pulled through
the pipe, the discs pull and  squeeze the sealant into
the  cracks  and  leaks in the  sewer. Application is
repeated as required.
    The immediate  results after treatment appear to
be excellent according to the sources interviewed.
Unfortunately, no concrete information was available
on tests of durability.
    A drawback in this system is that it is necessary
to protect side laterals at the street main and lateral
connections to prevent grout blockage of the lateral
sewers. This might mean excavation. Because of this
fact, utilization  of  this process may be  economical
only  in  areas   where there  are  few lateral sewer
connections or where the sewers are very shallow in
depth   and where  cost  of excavation  of  lateral
connections is low.
    The cost of this method lies mostly in the labor
involved.  As mentioned, this  system could be carried
out by the sewer maintenance  staff. Contractor costs
can be expected  to run approximately $2.50 per foot
of sewer treated.

Other Methods of Sewer Sealing
    In  addition  to  the methods  of sewer  sealing
described, other  means have been used in American
sewer  practice.   The  following information  is
excerpted from an infiltration  study report prepared
by  W.  Long and Associates, Consulting  Engineers,
Berkeley, California.
    This  material  is  presented  for information
purposes only. Its  inclusion  in this Manual does not
constitute  any  approval  of the  data,  and/or
endorsement of the processes and products described.

Internal Packing Method
    A  number  of  major  national  sewer  service
companies are experienced in the  sealing of sewer
system  defects  by  means  of bdth  external  and
internal methods.
    The external packing method involves the use of
a closed-circuit television  unit, a sealing  device and
related  control  equipment.  The  sealing operation
begins by introduction of the TV camera  and sealing
device into the sewer. When a leak  comes into view
the  sealing  device  is moved  into  place  and  by
expanding the inflatable ends  of the sealing device,
the leaking section is isolated. Sealant compounds are
pumped into  the isolated  section under pressures in
excess  of ground water pressures.  The compounds,
which have low  viscosity, pass through the  leakage
point  and seal the path of leakage and the  adjacent
soil area. The  sealing device  is then deflated  and the
• immediate results inspected by the television  camera.
    The principal chemical used is ordinarily AM—9.
The  "set" time  required for  the  solution to  gel
depends on field conditions and is controlled by the
quantity of catalyst  added to the solution.  The  gel
time   may  vary from  seconds  to hours  as  field
conditions demand.
    This method has only recently been employed on
the West Coast areas (since 1962). Some typical costs
in California are given below.
       Area

 1. City of Richmond
 2. Santa Clara County
   Sanitation District
   No. 4
 3. City of Live Oaks
 4. San Pablo
   Sanitary  District
 5. City of Concord
Size-   Length- Total
 in.       ft.     Cost
21,24  3,000   $4,000
     8
    15
  890
4,400
    15  3,000
    15  4,000
 1,400
14,000

 2,400
 5,000
    The average costs in the above list fall in a range
of $0.80 to $3.20 per foot. The final cost is generally
dependent on the number  of seals which  must be
made per length of sewer.
                                                  129

-------
    Because  the  cost  of  the  process  is  directly
proportional to  the number of seals made, it merits
consideration in those cases where only  a few leaks
are present or where  the number of sewer joints are
less because of longer pipe sections in larger diameter
pipes  such  as  trunk  sewer  lines. The  agencies
interviewed indicated their interest in continuing to
use the  system. Many agencies  were found to  be
unfamiliar  with the  method.  Without  a planning
investigation as described in Section 3 of the Manual
of Practice, an agency cannot properly evaluate the
desirability of grouting as contrasted to replacement.

Sonoma County,  California  Asphaltic   Treatment
Process
    The  County developed a sewer sealing  process
which  involves  impregnating the  soil  around the
outside of the sewer  pipe with applications of SC-1
and RS-1 asphalts. These asphalts are applied to the
soil about 6 inches above the sewer by an applicator
made of 3/4-inch steel pipe with  a perforated nipple
at the discharge end. The applicator is placed in a
hole drilled  down to the  sewer,  and  the  inlet  is
connected to the asphalt drum resting on the ground
surface.  The applicators  are spaced 15  feet apart
along the center line of the existing sewer. The line is
considered sealed when the asphaltic penetration into
the  sewer ceases. Penetration  into the  sewer  is
determined by the color  of the sewage at a manhole;
carrying asphalt, the sewage is brown-colored.
    Considerable success has been reported  by the
County on this process, with results being recorded at
two locations by the County. Recording stations have
been located in  L.I.D. No. 1 in two manholes, T-71
and 1-60,  each having   a  separate drainage area
including approximately 5 miles or more of tributary
sewers.
    Despite this sealing, recent flow  records at these
two stations indicated flows increased 5 times to the
average flow  in  2 hours during a moderate  rainfall
with an intensity of 0.3 inch per hour for 3 hours.
However, these flow figures could not be completely
attributed to the limitations of the sealing process at
this time, due to the fact that neither of the two areas
is  completely treated to  date.  Flow records after
completion  of treatment or repairs should then give
the  true  effectiveness  of  the  process  used. It is
suggested that detail testing of the treated sections be
carried   out  in  order   to   provide  additional
information.

Bentenoite
    Another common chemical  used in bentenoite.
Bentenoite is essentially a clay type material mined in
various  parts of  the country.  It  has  a  physical
property  of expanding when  wet  and  contracting
when dry. However, because of its high suspended
solid content, its use is limited  to very pervious soils
such as gravel.

Study  of   "Improved   Sealants  for  Infiltration
Control"
    The   following  tabulation  of "Preliminary
Estimates of the Properties of Grouting Materials,"
has been excerpted from the report of the Western
Company, Richardson, Texas, to  the Federal Water
Quality Administration, Department of the Interior,
June  1969,  under  Contract No.  14-12-146. The
report has been published as Water Pollution Control
Research Series, WP-20-18.
    Inclusion of this tabulation is  for information
purpose only. It does not constitute any acceptance
of  the  accuracy  of any  of  the  data,  or  any
endorsement of  the  products listed. The purpose of
the research study  was an attempt  to determine if
structural deficiencies could be  corrected as well as
"welding a new joint together." This is in contrast to
the existing concept of grouting, that is, stabilizing
the material around the pipe.
                                                  130

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PRELIMINARY ESTIMATES OF THE PROPERTIES OF GROUTING MATERIALS*






Material

IDEAL MATERIAL



CEMENT
Probable Achievable
Concrete (1-2-4)
Cement (1-4-0)
Cement Mortar(l-i-O)
Pozzolantc

Hydromite
Cal-Seal
Latex
Diesel Oil

Fast-Fix
Putty- Fix

ASPHALTS
Probable Achievable

SC-70
S-l
AC- 20
OA-90
OA-55
GELS
Probable Achievable

AM-9, Penetryn, PWG,
Wes Grout and VPG
Terra Flnna and Blox-all
Slroc, Slljel and
Formasll


POLYMERS
Probable Achievable
Epoxy plus ,
Herculox, Epo sand
or Whlteslde

HG-10
PC- 12
Polyesters


Cost ($)
Z
a
5








1.50/gal
1.20/ft'
1.20/ft'
1.20/ft1
1.00/ft1

7. 00/gal
5.00/100 1
1.50/ft1
1.40/ft1

1.30/ft'
1.50/ft5


1.50/gal

1.00/gal
1.00/gal
1.00/gal
1.00/gal
1.00/gal

2.00/gal

2.00/gal

2.00/gal
2.00/gal



3.50/gal
3. 00/gal

4.55/gal
4.55/gal
2. 50/gal

>
•a
o
1







30.00
38.50
38.50
38.50
38.50

38.50
38.50
38.50
38.50

38.50
38.50


30.00







30.00

38.50

38. 50
38. 50



30.00
38.50

38.50
38.50
38.50


<


*


100




70
20
30
50
50

40
50
50
50

60
40


60

60
30
20
20
20

90

90

70
70



85
40-70

30-70
50-70
30-70



>
3"
FT



100




80
10
20
30
35

35
35
35
20

50
40


30

20
20
20
20
20

20

10

10
10



90
60

70
60
30

Properties

Ul
5f
S



100




100
80
85
90
80

80
80
80
60

95
90


40

10
20
20
20
20

50

20

30
30



100+
60-100

40-90
50-80
60-1004

Shrinkage
0
Ij




100




95
80
85
85
85

80
85
85
80

90
85


80

80
80
80
80
80

70

70

70
70



100+
95

100
100
60

M
^
£J
m


100




95
95
95
95
95

95
80
95
80

90
85


90

90
90
90
90
90

40

10

20
30



100
100

100
100
100


H]
8
cr
§


100




60
50
50
50
50

50
50
50
50

50
50


90

90
90
9u
90
90

100+

100+

100+
100+



100
50-90

50-90
40-70
50-90


O
o
B
3
3
0)

3
100




80
60
60
60
60

60
60
60
80

60
60


100

100
100
100
100
100

40

40

40
40



85
40

30+
30+
70


•d
it
f1



100




80
50
50
50
60

50
50
50
60

60
60


40

30
10
10
10
10

80

80

80
80



90
40

80
80
80








Remarks
The ideal material will have a viscosity of water during placement.
adhesion equivalent to breakage, strength equal to sewer pipe, no
shrinkage, flexible as the sewer pipe, contamination to not affect
set or materially affect strength and a pot life which Is adjustable.

By using special additives and formulations, these results are expected.
The ratios 1-2-4, 1-4-0, and 1- 1-0 refer to the ratios of cement-
sand-gravel in the formula.
Volcanic materials which will react with lime to form a cementlous
material or may be used as additives In cement.
Special cement formulations.

Blend of cement In dlesel oil which has a retarding effect until water
Is added.
Rapid set cements developed by Western for specfal applications.
The formulas can be further Improved for sewer pipe grouting use.
A number of additives to modify the properties of cement are available.

Limited because of pour point of asphalt in relation to temperature
of sewer pipe (200°F vs 60 F). Placement and strength are disadvantages
Typical road asphalt diluted with solvent.
Typical road asphalt.
Special asphalt of the Texas Highway Department.
200°F pour point asphalt.
200°F pour point asphalt for pavement crack repair.

Chief gel disadvantages are the strengths and environmental cure
characteristics.
Trade names for the acrylamlde £ype or grouting gel.

Trade names for the llgnosulfate type of gel.
Trade names for the silicate type of gel.

Gel starting materials are basically water soluble and are
severely affected if diluted with water or dehydrated.
Primary disadvantage Is cost of materials, however, this Is small
compared to total cost.
Tradenames for epoxy resin plus amlne, acid, anhyhide, etc. as
a crosslinking agent.
Prepolymer plus polyol, etc, as a crosslinking agent.


Unsaturated polyester resin plus vinyl crosslinking agent, styrene.
The properties are estimates of anticipated values since there are
no known commercial products.
NOTE: An almost unlimited number of materials are available for formula modifications. Each different material In comblnat Ion "1* 'ha. base polymer material ™*"}ts ln
a finished nroduct with different properties. Example base chemical suppliers are: Polyesters - American Cyanamlc, Chevron, Allied, Hooker, ADM, Dow,
Urethane Union Carbide Monsanto DuPont Gllddem Epoxy - Shell/General Mills/Humble. In addition to the base materials available, other methods
IxTsTwhlch permit modification of the properties of the poTy^Ss (1. e. , fillers, coupling agents, plastlclzers, solvents, catalyslsts).
+ If contaminant Is water the Urethane may foam (expand) which may be an advantage.
* These estimates of the properties of grouting materials ware made prior to the beginning of the program. The estimates were based upon general knowledge of the various
grouting materials. A number of properties of the grouting materials were selected which were anticipated to be Important In their evaluation. An Ideal property was assigned
a value of 100; the closer the estimated properties approached 100, the better the material property.
                              131

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r
    BIBLIOGRAPHIC:  American  Public  Works  Association,
      Research Foundation. Prevention and Correction of Excessive
      Infiltration  and Inflow Into Sewer Systems - A Manual  of
      Practice  EPA Publication No. 11022 EFF 01/71

    ABSTRACT:  As a result of n national study of the sources and
      prevention of  infiltration and inflow, a Manual of Practice
      was proposed.  The  Manual is intended to serve as a guide  to
      local officials  in  evaluating their  construction  practices,
      conducting  surveys to  determine the  extent and location  of
      infiltration and inflow, the  making of economic analyses  of
      the cost of excessive infiltration/inflow waters; and instituting
      corrective action.
      Excerpts from  sewer control legislation  are given as well  as
      information on air and exfiltration testing.
      This Manual of Practice was  prepared for the Environmental
      Protection Agency  in  partial  fulfillment  of Contract
      14-12-550.  The  study was  also  supported by thirty-nine
      public   agencies.  A  companion  document,  "Control  of
      Infiltration   and  Inflow  Into  Sewer  Systems",  was  also
      prepared.
KEY WORDS

   Infiltration
   Inflow
   Investigation
   Construction
   Legislation
   Testing
   Economics
    BIBLIOGRAPHIC:  American  Public Works  Association,
       Research Foundation. Prevention and Correction of Excessive
       Infiltration and  Inflow  Into  Sewer Systems - A  Manual of
       Practice  EPA Publication No. 11022 EFF 01/71

    ABSTRACT: As a result of a national study of the sources and
       prevention  of infiltration  and inflow, a Manual of Practice
       was proposed. The Manual is  intended to serve as a guide to
       local  officials  in  evaluating  their  construction practices,
       conducting surveys to determine the  extent and location of
       infiltration and inflow,  the making of economic analyses of
       the cost of excessive infiltration/inflow waters; and instituting
       corrective action.
       Excerpts from sewer control  legislation are given as well as
       information on air and exfiltration testing.
       This Manual of Practice was prepared for the Environmental
       Protection  Agency  in  partial  fulfillment  of Contract
       14-12-5SO. The study  was  also  supported  by  thirty-nine
       public  agencies.  A  companion  document,  "Control of
       Infiltration  and  Inflow  Into  Sewer Systems",  was  also
       prepared.
KEY WORDS

   Infiltration
   Inflow
   Investigation
   Construction
   Legislation
   Testing
   Economics
I—
                                                                    t
    BIBLIOGRAPHIC:  American  Public  Works  Association,
       Research Foundation. Prevention and Correction of Excessive
       Infiltration and  Inflow Into Sewer Systems -  A Manual of
       Practice  EPA Publication No. 11022 EFF 01/71

    ABSTRACT: As a result of a national study of the sources and
       prevention  of infiltration and inflow, a Manual of Practice
       was proposed. The Manual is intended to serve  as a guide to
       local  officials  in  evaluating their  construction  practices,
       conducting surveys to  determine the  extent and location of
       infiltration and inflow, the  making of economic analyses of
       the cost of excessive infiltration/inflow waters; and instituting
       corrective action.
       Excerpts from sewer control legislation are given as well as
       information on air and exfiltration testing.
       This  Manual of Practice was prepared for the Environmental
       Protection  Agency  in  partial  fulfillment  of  Contract
       14-12-550. The study  was  also supported  by thirty-nine
       public  agencies.  A  companion  document,   "Control  of
       Infiltration  and  Inflow  Into   Sewer Systems",  was  also
       prepared.
L_
 KEY WORDS

    Infiltration
    Inflow
    Investigation
    Construction
    Legislation
    Testing
    Economics

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     Accession Number
 w
Subject Field & Group
                        SELECTED  WATER RESOURCES ABSTRACTS
                                INPUT TRANSACTION  FORM
     Organization
         The American Public Works Association, Chicago, Illinois 60637
     Title
         PREVENTION AND CORRECTION OF EXCESSIVE INFILTRATION AND INFLOW
         INTO SEWER SYSTEMS  -  A MANUAL OF PRACTICE
1 Q Author(s)
The American Public Works
Association
16

21
Project Designation
Program No. 11022 EFF 01/71
(APWA69-16)
Note
 22
     Citation
 23
     Descriptors (Starred First)
      * Infiltration, *lnflow. Investigation, Construction, Legislation,  Testing,  Economics
 25
     Identifiers (Starred First)
 27
     Abstract
          As a result of a national study of the sources and prevention of infiltration and inflow, a Manual of Practice was
      proposed. The Manual  is intended to serve as a guide to local officials in evaluating their construction practices,
      conducting surveys to determine the extent and location of infiltration and inflow, the making of economic analyses
      of the cost of excessive infiltration/inflow waters; and instituting corrective action.
          Excerpts from sewer control legislation are given as well as information on air and exfiltration testing.
          This Manual of Practice was prepared for the Environmental Protection Agency in partial fulfillment of Contract
      14-12-550. The study  was  also supported by thirty-nine public agencies. A companion document, "Control of
      Infiltration and Inflow Into Sewer Systems", was also prepared.
Abstractor
        Richard H. Sullivan
                                     Institution
                APWA Research Foundation
  WR: ">2
  WRSIC
        (REV. JULY 1969)
 SEND, WITH COPY OF DOCUMENT, TO: WATER RESOURCES SCIENTIFIC INFORMATION CENTER
                                U.S. DEPARTMENT OF THE INTERIOR
                                WASHINGTON, D. C. 20240
                                      ft U. S. GOVERNMENT PRINTING OFFICE : 1971 O - 424-250

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Continued fron inside front cover	
11022 — 08/67

11023 — 09/67


11020 — 12/C7

11023 --- Q5/G8

11031 —- OC/68
11030 DNS 01/69
11020 DIM 06/69
11020 DES 06/69
11020 --- 06/69
11020 EXV 07/69

11020 DIG 08/G9
11023 DPI 08/69
11020 DGZ 10/69
11020 EKO 10/69
11020 — 10/69
11024 FKi'l 11/69

11020 DUF 12/69
11000 --- 01/70

11020 FKI 01/70

11024 DOK 02/70
11023 FDD 03/70

11024 DMS 05/70

11023 EVO 06/70

11024 --- 06/70
Phase I - Feasibility of a Periodic Flushing  Systen
for Combined Sewer Cleaning
Demonstrate Feasibility of"the Use of Ultrasonic
Filtration in Treatinn the Overflov/s from Combined
and/or Storm Sewers
Problems of Combined Sewer Facilities and Overflows,
1967, (UP-20-11)
Feasibility of a Stabilization-Retention Basin  in Lake
Erie at Cleveland, Ohio
The Beneficial Use of Storm 1,'ater
Uater Pollution Aspects of Urban Runoff, (IT-20-15)
Improved Sealants for Infiltration Control,  (UP-20-18)
Selected Urban Storm Hater Runoff Abstracts,  (WP-2C-21)
Sewer Infiltration Reduction by Zone Pumping, (DAST-3)
Strainer/Filter Treatment of Combined Sewer  Overflows,
(UP-20-1C)
Polymers for Sewer Flow Control, (UP-20-22)
Rapid-Flow Filter for Sewer Overflows
Design of a Combined Sewer Fluidic Regulator, (DAST-13)
Combined Sewer Separation Using Pressure Sewers,  (ORD-4)
Crazed Resin Filtration of Combined Sewer Overflows,  (DAST-4)
Storm Pollution and Abatement from Combined  Sewer Overflows-
Bucyrus, Ohio, (DAST-32)
Control of Pollution by Underwater Storage
Storm and Combined Sewer Demonstration Projects -
January 1970
Dissolved Air Flotation Treatment of Combined Sewer
Overflows, (WP-20-17)
Proposed Combined Sewer Control by Electrode  Potential
Rotary Vibratory Fine Screening of Combined  Sewer
Overflows, (DAST-5)
Engineering Investigation of Sewer Overflow  Probler.i  -
Roanoke, Virginia
Microstraining and Disinfection of Combined  Sewer
Overflows
Combined Sewer Overflow Abatement Technology

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