WATER POLLUTION CONTROL RESEARCH SERIES 11024 FLY 06/71
    Heat Shrinkable Tubing
               as
               Sewer Pipe Joints
ENVIRONMENTAL PROTECTION AGENCY • WATER QUALITY OFFICE

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                   WATER POLLUTION CONTROL RESEARCH SERIES
The Water Pollution Control Research Reports describe the results and progress
in the control and abatement of pollution of our Nation's waters.  They provide
a central source of information on the research, development and demonstration
activities of the Water Quality Office of the Environmental Protection Agency,
through in-house research and grants and contracts with the Federal, State
and local agencies, research institutions, and industrial organizations.

Previously issued reports on the Storm and Combined Sewer Pollution Control
Program:
11023 FDB 09/70
11024 FKJ 10/70
11023 	 12/70
11023 BZF 06/70
11020 FAQ 03/71
11022 EFF 12/70

11022 EFF 01/71
11022 DPP 10/70
11024 EQG 03/71

11020 FAL 03/71
11024 DOC 07/71
11024 DOC 08/71

11024 DOC 09/71

11024 DOC 10/71
11040 GKK 06/70
11024 DQU 10/70
11024 EQE 06/71
11024 EJC 10/70

11024 EJC 01/71

11024 FJE 04/71

11024 FJE 07/71

11023 FDD 07/71
Chemical Treatment of Combined Sewer Overflows
In-Sewer Fixed Screening of Combined Sewer Overflows
Urban Storm Runoff and Combined Sewer Overflow Pollution
Ultrasonic Filtration of Combined Sewer Overflows
Dispatching System for Control of Combined Sewer Losses
Prevention and Correction of Excessive Infiltration and
Inflow into Sewer Systems - A Manual of Practice
Control of Infiltration and Inflow into Sewer Systems
Combined Sewer Temporary Underwater Storage Facility
Storm Water Problems and Control in Sanitary Sewers -
Oakland and Berkeley, California
Evaluation of Storm Standby Tanks - Columbus, Ohio
Storm Water Management Model, Volume 1 - Final Report
Storm Water Management Model, Volume II - Verification
and Testing
Storm Water Management Model, Volume III -
User's Manual
Storm Water Management Model, Volume IV - Program Listing
Environmental Impact of Highway Deicing
Urban Runoff Characteristics
Impregnation of Concrete Pipe
Selected Urban Storm Water Runoff Abstracts, First Quarterly
Issue
Selected Urban Storm Water Runoff Abstracts, Second Quarterly
Issue
Selected Urban Storm Water Runoff Abstracts, Third Quarterly
Issue
Selected Urban Storm Water Runoff Abstracts, July 1971 -
June 1971
Demonstration of Rotary Screening for Combined Sewer
Overflows

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                  HEAT SHRINKABLE TUBING
                    AS SEWER PIPE JOINTS
                              by
                    The Western Company
                       of North America
               2201 North Waterview Parkway
                  Richardson, Texas  75080
                           for the
                   WATER QUALITY OFFICE
           ENVIRONMENTAL PROTECTION AGENCY
                   Project No.  1102^ FLY
                  Contract No.  14-12-854
                         June 1971
For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402 - Price $1.25

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                EPA Review Notice
This report has been reviewed by the Water Quality
Office,  EPA, and approved for publication.  Approval
does not signify that the contents necessarily
reflect the views and policies of the Environmental
Protection Agency, nor does mention of trade names
or commercial  products constitute endorsement or
recommendation for use.
                       11

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                             ABSTRACT
Preliminary testing had indicated that commercial sewer pipe might be
coupled in tight waterproof joints using the heat shrinkable plastic
tubing (HST) developed and used extensively in the electronics and
aerospace industries.  Laboratory studies of such materials and joints
were conducted to determine their characteristics and their operational
and economic feasibility. A wide variety of HST materials and joints
were tested in addition to conventional joints for clay,  concrete and
asbestos-cement pipes.

The results of both small scale tests and full  scale tests using com-
mercial 8 inch sewer pipe indicated that a  polyolefin with a polymeric
base hot melt adhesive produced the most durable, watertight joints
and were significantly superior in performance compared to existing pipe
joining mechanisms.  In addition, the cost analysis indicated that HST
joints are economically feasible and compare favorably to conventional
joints when considering  both material and installation costs.  The HST
joint requires  no significant departure from current installation practice
and is equally adaptable to repair of installed commercial pipe and
joints.  Field  development and in-use demonstration of the HST system
is recommended.

This report is  submitted  in fulfillment of Contract 14-1Z-854 between the
Environmental Protection Agency and The Western Company of North
America.
                                iii

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                             CONTENTS








Section                                                    Page



   I             Conclusions                                 1




  II             Recommendations                            3



 III             Introduction                                 5



  IV             Objectives                                  9



  V             Current Practice and Materials              H



  VI            Small Scale Laboratory Testing              17



 VII            Full Scale Testing



 VIII            Cost Effectiveness                          61



 VIX            Pipe Repair                                65



   X            System Application                          67



  XI            Acknowledgments                           73



 XII            References                                 75



 XIII            Glossary                                   77



 XIV            Appendices                                 79
                                  v

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                             FIGURES

                                                            _Page_
 1  Heat Shrinkable Tubing Recovered Over Bell and
    Spigot Pipe                                                 6

 2  Heat Shrinkable Tubing Boot Used to Connect
    House Laterals                                             8

 3  Billion Dynomometer,  Tensile Test Apparatus                18

 4  Budd Press, Shear Test Apparatus                            18

 5  Internal Pressure Test Apparatus                            19

 6  Thermal (Hoop) Pressure Test Apparatus                      2/0

 7  Small Scale Internal Pressure Test Results                   24

 8  Small Scale Shear Test Results                              25

 9  Small Scale Tensile Test Results                            26

10  Small Scale Thermal (Hoop) Pressure Test Results            27

11  Clay Bell and Spigot Joint Chemical  Resistance
    Test Results                                               29

12  Concrete Bell and Spigot Joint Chemical Resistance
    Test Results                                               30

13  Asbestos-Cement Joint Chemical Resistance Test
    Results                                                   3J

14  Clay Compression Coupling Chemical Resistance
    Test Results                                               32

15  FEP Teflon HST Chemical Resistance Test Results            33

16  Polyolefin HST Chemical Resistance Test Results            34

17  Polyvinyl Chloride Chemical Resistance Test Results         35

18  TPS 1000 Polyethylene with Adhesive Chemical
    Resistance Test Results                                    37

19  WRS Polyethylene with Adhesive Chemical Resis-
    tance Test Results                                         38

20  Butyl Adhesive Tape Chemical  Resistance Test
    Results                                                   39

                               vi

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                                                           Fage

21   Full Scale Test Apparatus                                 44

22   Full Scale Tensile Test Results                           49

23   Full Scale Shear Test Results                             50

24   Full Scale Internal Pressure Test Results                   51

25   Full Scale Deflected Internal  Pressure Test
     Results                                                 52

26   CC150 Hot Melt Adhesive Chemical Resistance
     Test Results                                             54

27   Placing the Heat Shrinkable Tubing Joint Around
     the Plain-End Pipe Joint                                  55

28   Heating the HST Joint With Gas Torch                     55

29   Completed HST Sewer Pipe Joint                           56

30   FEP Teflon Joint With Asphaltic Base Adhesive
     During Shear Test                                        57

31   HST Joint and Concrete Pipe Alter Shear Test               58

32   HST Joint on Clay Pipe After Shear Test                    59

33   Special Polyolefin HST Joint Test                          59

34   Cross Section of HST Joint                               68

35   Assembling HST Joint in the Trench                        70

36   Proposed Equipment for Assembling HST Joints
     Above Ground                                            71
                                 vii

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                               TABLES






                                                            Page



1   Chemical Resistance Test I                                22



2   Chemical Resistance Test II                               28



3   Currant Direct Pipe Manufacturing Cost                    63



4   HST Joint Material Cost                                   63
                               viii

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                             SECTION I

                          CONCLUSIONS
1.  The coupling of commercial sewer pipe,  both butt-end and bell and
spigot,  with watertight joints using heat shrinkable plastic tubing is
feasible and economically practical.  Used  in conjunction with a hot
melt adhesive it can surpass in physical and chemical strength any of
the conventional joints presently being used with clay,  concrete,  and
asbestos-cement nonpressure sewer pipe.

2.  Existing test standards for conventional pipe and joints do not provide
a means for uniform comparison between types and  are not directly re-
lated to in-use needs.  These standards are based on the capabilities  of
the materials used.

3.  Of the conventional materials tested,  the asbestos-cement pipe and
joints tended to perform the best in tests  exceeding standard limits.
While the existing clay compression coupling joint was most similar in
configuration to the HST joint concept evaluated, the cost of the com-
pression coupling was the greatest of all  joints  tested.

4.  Of the materials tested, an irradiated polyolefin and polymeric base
hot melt adhesive,  such as  TPS 10750  tubing by Raychem Corp.  and
CC 150 adhesive manufactured by H.  B. Stuck Adhesives,  Inc. , were
the two components best suited for sewer joint use.

5.  The cost to a contractor for HST joint  materials, including the ad-
hesive, is  estimated at approximately $1.75 per joint for an 8 inch
diameter pipe,  provided demand justifies  sufficiently large volume
production of HST.  The cost will vary with  the size of the pipe.

6.  Installation costs for sewer pipe construction are primarily dependent
on the size  of the pipe and not the type of joint.  Available statistics
indicate that labor costs account for about 24. 0 percent of the total
sewer investment cost.  These costs are associated with width and
depth of trench, ground conditions and weight to be handled.

7.  Some reductions in sewer installation costs  can be anticipated using
HST joints.  These are all related to elimination of the bell through
reduced breakage in handling,  elimination of the need for undercutting
the trench bottom, backfill tamping under the pipe,  etc.  Opportunities
for improvements in sewer line placing methods  (and cost reductions) may
exist,  based on the strength of the HST joints.

8.  The only added installation cost associated  with the use of HST joints
is a  heat source.  The cost  of providing this equipment will vary depend-
ing on the sophistication employed.  However, a simple, but adequate,
hand operated device  could  cost as little  as $50.

                                  1

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9.  The HST joints can be installed using unskilled,  or semi-skilled
labor.  There need not be any significant departure from current
installation practice.

10.  Available statistics indicate that the cost of joint materials
account for about 23. 3 percent of the total sewer investment cost.
The statistics do not directly identify these  costs  on a per joint or
unit length basis.

11.  The key element in the economic evaluation of HST joints  is the
cost of providing the bell and joint materials for conventional joint
systems.  A definite determination of these costs (and the cost
reductions possible through elimination of the bell and materials)
cannot be made at this time due to the proprietary nature of such infor-
mation.

12.  The direct manufacturing costs for 8 inch clay and  concrete  pipe
can be estimated at $3. 35 and $2. 91 respectively using quoted sales
prices and industry operating statistics.   The added costs,  improved
joint characteristics and reductions in repair and maintenance costs
associated with the use of HST joints must be compared with poten-
tial reductions in existing manufacturing costs (and resulting sales
prices) available through the elimination of the bell and joint materials
in conventional systems.

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                            SECTION II

                       RECOMMENDATIONS
The polyolefin heat-shrinkable tubing should be spotted with a heat
sensitive paint to insure that enough heat reaches all surface areas of
the joint. A heat sensitive paint,  which changes colors  at a prescribed
temperature would aid both the installer and the inspector of the sewer
line in determining that all of the joint was heated sufficiently.

The tubing  should be sized as close to the outer diameter of the pipe  as
convenient placement will allow to reduce shrink time and product cost.

The hot melt adhesive should be applied to the inside of the HST
material by the manufacturer to ease installation and storage.

One end of each section of plain-end pipe should have a bumper mater-
ial permanently attached to it to reduce chipping and cracking of the
sewer pipe during and after installation.

The heat source should  be gas, either from a torch or a catalytic heating
device to eliminate the  need for electricity in the trench.  The heating
device should encompass the heat shrinkable tubing joint in order to
shorten shrink time and maintain a uniform shrinkage of the HST
material.

Field  installation of test sewer lines with the recommended HST joints
should be initiated at as early a date as possible to permit observation
of the joints under full use and aging,  compare performance with in-
stalled  conventional joints and verify installation procedures.  Such a
demonstration should be conducted over a period of at least two years.

Uniform test standards for sewer pipe should be developed.   These
standards should be based on in-use needs and requirements and not
the capability of materials used.  Such standards would provide incen-
tive and a basis for development and use of improved materials and
systems.

Development of new concepts  in sewer construction techniques promising
improvements in cost and quality of work should be pursued.   Develop-
ment of such concepts,  based on the strength of HST joints,  should be
initiated once  the performance of HST joints is verified in field use.

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                            SECTION III

                          INTRODUCTION


                         Purpose and Scope

The purpose of this program was to determine the feasibility and in-
stallation requirements for using heat shrinkable plastic tubing (HST)
as a sewer pipe joint mechanism.  This was  accomplished through a
systematic laboratory analysis of materials  and procedures applied to
three types of sanitary sewer pipe on the market today.  The bases of
comparison were the conventional sewer pipe joints now in use.

It was not the purpose of this program to develop or recommend new
test procedures for sewer pipe joints, evaluate existing pipe materials,
or demonstrate definitive installation practices for the HST system.


                            Background

For several thousand years sewage has been transported in some form of
collection system.  From the Roman period to the early 1900's the pri-
mary objective was to get the sewage of communities out of sight and out
of the way.  Today, with the population of the  United States growing at
a rate of 100, 000 people per month,  it is no  longer possible to rid our
cities of their sewage by simple diversion to the outskirts of the more
populated areas. All sewage must be disposed of and returned to the
environment in a form acceptable to all plant and animal life.  The
standards of disposal are continually becoming more stringent.

One of the most significant problems with sewage collection systems in
cities today is the exfiltration of sewage and infiltration of water through
deteriorated or leaking lines.  Infiltration of rain water into a sewer
system after a heavy rain costs local taxpayers thousands of dollars each
year as a result of excessive demand placed on the system.  Environ-
mental degradation results from overflows in the line and at the treatment
plant. 1> 2>3 J4"5    More  tangible costs result from the added investment in
capacity of lines and  plants to treat this overburden.   In turn, the ex-
filtration from a sewer line in dry weather deposits raw sewage beneath
communities or permits  uncontrolled drainage without treatment.

The joint between each section of sewer pipe can be identified as  a
primary source of exfiltration and infiltration in a sewer  system. 2>3>4>5
The conventional joint system also presents  several inherent difficulties
to sewer contractors and pipe shippers.  It is subject to:

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           Breakage of the bell In shipment,
             installation.
storage,  and
           Higher costs resulting from the bulkiness of the
             bell in shipment and storage.

           Time lost in undercutting the trench to receive
             the bell.

           Bell breakage resulting from the backfilling oper-
             ation and in later soil shifting.

After considering these facts, it becomes evident that a sewer line
without the bell might eliminate many of the problems and costs
facing the sewer industry,  provided a watertight joint can be made.

It was proposed that a sewer line composed of plain-end (without bells)
sewer pipe could be laid and heat shrinkable plastic tubing (HST) posi-
tioned at the joints.  Heat would then be applied to the tubing, and the
HST would shrink in diameter around the pipes forming a tight water-
proof joint.  An added feature of the proposed system would be that an
existing supply of bell and spigot pipe could also be used while re-
taining the benefit of a waterproof seal.   By using a heat shrinkable
sleeve over a conventional bell and spigot joint, the plastic will shrink
tightly around the bell and spigot to form a strong leakproof joint as
shown in Figure 1.
Figure 1.  Heat Shrinkable Tubing Recovered Over Bell and Spigot Pipe

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The joining capacity of the HST could not be limited only to straight
lengths of pipe, but had to be adaptable to wyes,  tees,  skew joints,
etc.  In addition, one of the operating problems faced by pipe installa-
tion crews is the connection of house laterals or tie-ins where no
adapter has been placed in an existing line.  By using an HST boot or
adhesive wrap, these connections might be efficiently secured and
sealed.  Figure 2 depicts this latter situation.

The most common types of sewer pipe in use today are clay,  concrete,
composition (asbestos-cement), plastic,  and cast iron.  It was the
intent of this program to unite the strength of these pipes with the
waterproof sealing capabilities of heat shrinkable tubing.  The program
concentrated on applications with clay,  concrete, and asbestos-cement
pipes as these represent the majority of  below ground sewer installa-
tions.
                  Program Description and Approach

Due to the large number of heat shrinkable materials currently on the
market, it was necessary to structure the initial portion of the program
as an identification and screening process.  As part of this first phase,
a review of the literature  on heat shrinkable materials was conducted to
identify a complete list of candidate materials, their manufacturers,
product characteristics, existing applications and use practices.  Per-
formance measures and a  test scheme to develop those measures for
each material were developed.

All potential  materials as  well  as the components of conventional  sewer
pipe joints were exposed  to a series of chemical resistance tests.  The
heat shrinkable materials  were subjected to tests for physical properties
and strength  as joints on  controlled specimens of small diameter (1 inch
I. D. ) pipe.   The materials which performed best under these screening
tests were selected for full scale tests on commercial sewer pipe.

The second phase  of the program consisted of tests for physical proper-
ties and strength of three  HST materials as joints on 8 inch diameter
commercial sewer  pipe of clay,  concrete and asbestos-cement.  The same
tests were also performed for the conventional joints  currently used with
each of the pipe types so that  direct comparisons  could be made.

The second phase  also included an investigation of the cost of HST
materials,  conventional sewer  pipe joints  and sewer construction to
identify the economic feasibility of the proposed joint concept.

During the final portion of the program an evaluation was made of the
potential of the HST joint  for installed sewer pipe  and joint repair.  In
addition,  systems  and methods for installation of HST joints were identi-
fied and evaluated based on the test experience and current practice.

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                                                                 HOUSE LATERAL
00
                     HST BOOT
8" SEWER MAIN
       Figure 2.   Heat Shrinkable Tubing Boot Used to Connect House Laterals

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                            SECTION IV

                            OBJECTIVES
A group of six specific objectives was defined for the program.   From
these objectives a plan of operation was developed which guided the
conduct of the investigation and evaluation.  The emphasis of the ob-
jectives is on the comparison of the heat shrinkable joint concept with
existing systems rather than establishing absolute measures of evalua-
tion.

1.  Determine the feasibility of the heat shrinkable joint concept by

     .  identifying potential HST materials and potential limitations on
       their suitability relative to -
          cost
          special chemical and physical characteristics
          manufacture of special size and  shapes
          formulation changes for special properties
          delivery capability

     .  defining  the characteristics of the proposed  application  -
          soil loads
          sewage composition
          current standard joint tests and requirements
          pipe properties
          installation methods

     .  conducting laboratory evaluations of the identified HST
       materials to rank and screen the candidates relative to -
          physical properties and strength
          chemical properties and resistance

     .  conducting laboratory evaluation of  conventional joint
       materials for chemical properties and resistance for
       comparison  with the HST materials

2.  Select the four most promising HST materials resulting from the
    feasibility study for further test,  evaluation and comparison with
    conventional joints.

3.  Determine the extent of improvement in joint performance using
    the four candidate HST materials as compared to conventional
    joints by:

       conducting tests for physical properties and strength of the
       HST joints on commercial 8 inch sewer pipe.

     .  conducting tests for physical properties and strength of
       conventional joints on commercial 8 inch sewer pipe.

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4.  Determine the cost effectiveness of HST joints by comparing
    material and installation costs with relevant costs using
    conventional joints.

5.  Define the applicability of HST joints to use in repair of
    installed sewer lines.

6.  Recommend the best HST materials,  application methods and
    associated equipment for further testing and demonstration
    based on optimum joint performance and ease of installation.
                             10

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                            SECTION V

                CURRENT PRACTICE AND MATERIALS


                       Heat Shrinkable Tubing

Heat shrinkable tubing begins as ordinary plastic or rubber compounds
which are then extruded into sections of tubing.  The irratiated types of
HST are bombarded with high energy electrons to link the molecules
providing a  high temperature burn point for the material.  Non-irratiated
tubing does  not exhibit resistance to high temperature.   The tubing is
then heated  and stretched in diameter, but not in length.  After it cools,
it retains the expanded diameter.  As a result of this process,  when the
HST is reheated, it will recover in diameter only.

If a length of 8 inch diameter tubing is expanded to 16 inches, it will
conform to any shape between the 8  inch and 16 inch diameters,  when
reheated. This characteristic gives the HST the ability to form a tight
fit around both the bell and the barrel of the sewer pipe as shown in
Figure 1.  At the present time,  HST is  primarily used for covering elec-
trical components  and roll covers.  The materials offer flexibility,  tem-
perature  resistance, and chemical resistance, all of which are necessary
for  applications in a sewer system.

The tubing can also be provided with an inner liner of hot melt adhesive.
At normal temperatures these adhesives are smooth,  non-tacky and re-
semble a plastic coating on the tube.  As the tube is heated for shrinking,
the adhesive changes in character, becomes tacky, and  adheres  to sur-
faces with which it comes in contact.  After cooling,  the adhesive
solidifies once again forming a tight bond with the contact materials.
An optimum  system of this sort requires that the adhesive suitable for
proper bonding with the contained material have a melt point consistent
with the  recovery temperature of the HST used.

There are a  host of materials classified as "heat shrinkable" manufac-
tured by  a wide range of organizations.  The materials are offered in
a variety of  characteristics and sizes.  However, due to their applica-
tions to date,  the  majority of tube products are available in small
diameter (less than 3 inches).  Appendix I represents the most pertinent
results of a  review of literature,  manufacturers and information relating
to heat shrinkable materials and tubing.  This review coupled with inter-
views with manufacturers and suppliers formed the basis for selecting
candidate materials.

                               Heat Source
The proper heat source is important in reducing shrink time and providing
even shrinkage of the material.  The temperature at which the heat shrink-
able tubing will begin to recover varies for different types of HST from
                              11

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 150°F to 650°F.  In addition,  there is an upper limit of temperature
 above which each material will burn.   Considering these variations,
 four heating devices were considered during the program.

 A hot air gun6 was used during the first part of the small scale labora-
 tory testing. The main body of the heat gun consists of a small air
 blower and heating coils.  It is powered by electricity and develops
 heat up to 1000°F.  The heat gun delivers hot air at 8. 82 cubic feet per
 minute at a velocity of  1400 feet  per minute.   It requires 115 volts AC
 and 20 amps of electricity.  The hot air gun is adequate for recovering
 tubing up to 2 inch expanded diameter.

 An iodine quartz lamp7 emits infrared  heat up to 750°F.  It requires 115
 volts and 2. 1 amps of electricity. The manufacturer stipulates approxi-
 mate bulb life at  2, 000  hours.  The iodine  quartz lamp was not used
 during this program,  but representatives were consulted on its abilities
 and limitations.  The  lamp easily recovered HST up to 2 inch expanded
 diameter. In order to recover an  8 inch piece of HST,  however, several
 lamps would be needed  to maintain shrink time at two or three  minutes.

 Both the hot air blower and the iodine quartz lamp require electricity.
 In sewer pipe joint applications this would require a generator at the
 installation site and electricity down in the trench.  The equipment
 necessary to link several of these heating  devices together to  encompass
 the joint would be bulky and hard to handle.  Additional costs  would arise
 from repair of air blowers and  electric generators.  After making these
 observations, gas heaters appeared better  suited to the HST sewer pipe
 joint concept.

 Using a hand held propane torch,8 8 inch HST joints can be recovered in
 less than three minutes.  With a  torch pressure of 4. 0 psi the  torch
 will deliver a yellow-orange flame 20 inch in length.   The approximate
 heat output would be 83M btu/hr, at a propane consumption rate of
 5. 1 Ibs/hr.   By removing the torch head and attaching a hinged collar
 with rows of small gas jets circling the inner diameter, an even heat
 could encompass  an HST joint. No electricity would be needed in the
 trench and there would be no moving parts to repair.

 Catalytic heaters9 offered another source of heat derived from propane or
 butane gas.   A  catalytically active metal screen converts the  gas to infra-
 red energy and  in turn supplies heat to recover the joint.  The  screen
 encompasses the  joint material to provide uniform shrinkage of the HST.
 Like the gas torch, it requires no electricity and has no moving parts.


                         Sewer Pipe  Joints

 Pipe connections  used by the sewer industry today include mortar,  asphal-
tic base materials, lead,  rubber gaskets, "O" rings,  bands, clamps, and
numerous other combinations and variations used in conjunction with  a
                             12

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bell and spigot or tongue and groove coupling mechanism.  All of these
joints are designed to provide two things,  a leak proof seal and  flex-
ibility.   With any type of bell and spigot or tongue and groove joint,
shifting soil or improper trench preparation can cause unnecessary
stress on the pipe or a deflection of the sewer pipe past a maximum for
which its joint is designed resulting in a leak  at the  joint.  The  problem
of flexibility is further restricted by pipe alignment,  which must be
maintained to prevent obstructions in the sewer line and provide full
capacity of the pipe installed.

In general,  the manufacturers  of various types of sewer pipe (clay,  con-
crete, cast iron,  etc. ) have each developed,  and provide as part of the
pipe,  a complete joint mechanism,  or recommend materials and proce-
dures to be used  in fabricating a  joint.
                       Sewer Pipe Installation

The installation of sewer pipe is often considered to be a simple task.
This opinion probably stems from the assumption that anyone can dig a
ditch.   Physically digging  a ditch is not all that is involved in making
a good excavation.  The width of the trench must be determined by the
type of soil, depth of laying,  type and size of pipe and excavating
equipment,  and the space required to allow workmen to backfill thor-
oughly around and under the pipe.  Consideration must be given to safe
operation,  water fill up, proper backfill  and supports.  Several types of
trenches can be prepared for pipe installation:

           1.  flat bottom trenches, where backfill is tamped
              or not tamped

           2.  trenches  having blocks to support the pipe and
              the  backfill  is tamped or not tamped

           3.  trenches  having bottoms shaped to fit the bottom
              of the pipe

Due to the presence  of the bell on the majority of sewer pipe, the latter
two types of installations are generally required.  When supports are
used, it is necessary to backfill and tamp beneath the pipe. Without
this, the backfill overburden will create undesirable stress on the pipe
and the bell due to the void left beneath the pipe.  This condition leads
to pipe cracks, cracked and broken bells and  leaks.  When supports are
not used and bottom  shaping to fit the bell is  not accomplished, the same
conditions can also develop.

Handling the pipe  above ground  and placing it in the trench are important
considerations.  Permitting the bell or spigot  to strike objects or other
pipe contributes to cracking and chipping, seriously affecting the
quality of resulting joints.
                            13

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 Finally,  improper backfilling and compaction can break the pipe or joint
 once in the ground or deflect or dislocate it exceeding the joints'  flexi-
 bility and destroying its seal.

 It is  evident that installation practice is critical to joint performance.
 The practice must match the needs of the materials.  The  best designed
 joint is useless if total installation is not accomplished properly.
                         Joint Requirements

 To satisfy a broad range of performance requirements, the pipe industry
 utilizes a number of different joints.   Pipe joints can perform a variety
 of functions depending upon  the type of pipe and its application.  The
 selection of a proper joint may be determined by the performance required
 of it.  Joints can be designed to provide:12

           1.  Resistance to  infiltration of ground water and/or
              backfill material.

           2.  Resistance to  exfiltration of sewage.

           3.  Control of leakage from internal or external heads.

           4.  Flexibility to accommodate lateral deflection or
              longitudinal movement without creating leakage
              problems.

           5.  Resistance to  shear stresses between adjacent
              pipe sections  without creating leakage problems.

           6.  Hydraulic continuity and a smooth flow line.

           7.  Controlled infiltration of ground water for subsurface
              drainage.

           8.  Ease of installation.

The primary source of definitive standards of performance for sewer pipe
joints are those set forth by  the American Society for Testing and
Materials (ASTM) specifications.  Specifications are given by types of
pipe material and joint mechanism and for sizes of pipe of each type.
During this program,  clay, concrete and asbestos-cement pipes were
used in testing.  The following ASTM specifications were found to be
relevant to the test program:

          ASTM C425 66T Compression Joints for Vitrified Clay
                          Bell  and Spigot Pipe
                             14

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          ASTM C443 70   Joints for Circular Concrete Sewer and
                          Culvert Pipe,  Using Rubber Gaskets

          ASTM C428 69a  Asbestos-Cement Nonpressure Sewer
                          Pipe

          ASTM C584 66T  Compression Couplings for Vitrified
                          Clay Plain-End Pipe

Pertinent extracts from these specifications are given in Appendix II.
Various sewer design and construction manuals were  also reviewed, 10>n>12
however, the ASTM's were found to be the most pertinent and formed
the basis for the tests  conducted during the program.

ASTM specifications have been particularly useful over the years in
helping to standardize industrial processes and products.   By establish-
ing a basic level of performance for a product,  they benefit manufacturers
as well as users.  The standards are,  in general,  based on the capabil-
ities of a material or design as sponsored by a technical committee and
accepted by the Society.

It should be noted that there are some shortcomings or inconsistencies
in all specifications for sewer pipe joints.  The most significant of
these is that all sources of these specifications permit some level of
leakage for new installation.  Design manuals  refer to leakage as "de-
sign infiltration"  (or exfiltration),  or "permissive infiltration"  (or ex-
filtration).  All assume some leakage as acceptable presumably under
potential operating conditions.  It would be expected that such built-in
leakage would only increase with aging.  In addition, the ASTM's specify
different standards for the  different pipe materials.  For example,  one
type of pipe joint must withstand a hydrostatic pressure of 10 psi for
10 minutes while another must withstand only 4. 3  psi for 60 minutes to
meet specifications.  As a result,  the two pipe joints cannot be readily
compared as to performance for use in a given installation.   Both,
however, are being used interchangeably on the job for the  most part.
While these specifications are adequate for establishing base line manu-
facturing standards, they do not present a uniform standard relative to
on-the-job performance.  It is recommended that attempts be made to
establish uniform standards based on the requirements and needs of the
job.
                        Loading and Forces

Sewer pipe is installed in relatively narrow trenches and covered with
earth backfill to the original ground surface.  Load on the pipe develops
as the backfill  settles and is equal to the weight of the material above
the top of the pipe minus the shearing or frictional forces on the side of
the trench.  If the size of the pipe,  width of the trench,  and depth of
the trench are known,  one  can easily determine soil loads from prepared
                               15

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charts developed by the pipe industry.

While soil loads are important to pipe manufacturers in the design of
pipe to withstand high external loads, they were not considered of great
importance in the HST pipe joint evaluation.  (In this respect soil load
was  considered distinct from shear forces, which result from soil shift-
ing).   Since the concept involved joining  ends of pipe,  the HST would be
supported by the pipe structure which in turn supports the  overburden
and external hydrostatic pressure.

The shear forces which act upon a sewer system are critical to pipe
joints.  If the soil beneath a pipe settles, support is provided only by
the joints on both ends or to the next supported pipe section.   The
overburden must be supported by the joint strength or extreme deflection
and failure can occur.

During periods of infiltration or other peak loads, hydrostatic heads
develop.   The ASTM specifications recognize each of these conditions
as well us  the combined effect.  Internal  hydrostatic forces produce
longitudinal tensile forces within the pipe.  This condition has negligible
effect when considering a pipe buried in the ground, but is quite impor-
tant when considering a test stand evaluation.  Due to the forces present,
the pipe will attempt to separate at its weakest point in tension (the
joint) and must be constrained.
                        Sewage Composition

Sewage composition can vary widely between different geographic areas.
In order to produce a synthetic or manufactured sewage for laboratory
experimentation, several Environmental Protection Agency s> 13) 14»15 publi-
cations and ASTM specifications (Appendix B) were consulted.  The com-
ponents of presently accepted synthetic sewage were the basis for the
chemical resistance tests conducted in this program.
                            16

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                            SECTION VI

                 SMALL SCALE LABORATORY TESTING


                          Test Procedures
The small scale laboratory testing conducted as Phase I of the program
was essentially a screening process for a large group of HST materials.
The test procedures used for the screening were established after con-
sidering available information relating to such  factors  as soil loads,
sewage composition,  installation procedures, and joint requirements.
                        Material Preparation

All test specimens of HST had an expanded diameter of 1. 25 inch to
2 inches and a recovered diameter of 1 inch.   Upon receiving a sample
of HST from the manufacturer,  several preliminary steps were followed.

           1.    The HST was  cleaned of any dirt or oil collected
                during shipping.

           2.    The HST was  cataloged and cut in 3 inch pieces.

           3.    The manufacturer1 s data sheet was consulted for
                the recommended application procedures.

           4.    Specimens were recovered with hot air and with
                a gas torch to determine the best heat source for
                each material.

           5.    Each type of HST was checked for flammability.

Upon completion of these preliminaries, the HST was ready for the  small
scale laboratory tests.  There were two groups of tests.  The physical
property tests revealed the mechanical strength of the HST materials,
while the  chemical resistance tests  showed any vulnerability to chemi-
cals or bacterias.

                         Pipe Preparation

For the sake of reproducibility in testing and adaption to test apparatus,
porcelain  coated cold rolled steel pipe was used as simulated sewer
pipe for the screening tests.   Each pipe was  8 inches long and 1. 20 inch
in outside diameter.   This simulated sewer pipe had several advantages
over other various substitutes for sewer pipe in this size.  A controlled
bonding surface was available.  The threaded end made it adaptable to
test apparatus.  It could withstand higher pressures than the HST joints.
It was reusable.
                            17

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                           Tensile Test

The objective of the tensile test was to determine the force necessary
to longitudinally separate the joined pipe.  A Dillion Dynamometer was
used to measure the force necessary to part the joint.  For the tensile
test, the Joint was  formed with HST and pipe caps were placed on the
threaded end of each pipe.  The joint was then placed into the Dynamo-
meter by attaching the pipe ends to the two opposing heads.  Force was
applied until the joint separated.   The highest reading in pounds was
taken and converted into psi using the formula:

                          psi = P £ (3. 14 x D x L)

A tensile test is not incorporated in the ASTM's since pipes in the
ground are butted together and constrained from longitudinal movement.
The test was included in the program to evaluate the relative grip strength
of recovered HST.   Consideration was also given  to the potential for dif-
ferential movement  between sewer  lines and house laterals.
Figure 3.  Dillion Dynamometer
          Tensile Test Apparatus
Figure 4. Budd Press. Shear Test
          Apparatus
                             18

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                            Shear Test

The shear test was conducted to record the amount of pressure necessary
to separate the joint with forces applied  perpendicular to the joint, such
as with differential settlement.  A Budd Press was used in this test by
mounting holding blocks on the two opposing heads.  Each holding block
was  10  in. x 4 1/2 in. x 3 1/4 in. with a hole slightly larger than the
outer diameter of the test pipe.  One holding block was mounted on the
stationary head of the press and the second block was mounted to the
moveable  head of the press,  with the holes in alignment. The HST pipe
joint was  inserted through the aligned holes and the press closed to
apply shear loads perpendicular to the joint axis.  When the joint se-
parated, a failure was noted  and the pressure in pounds  recorded.   To
determine what shear load the 1 inch HST joint had to withstand to model
full scale joint action,  calculations were made based on the basic
Stress  = Load/Area formula.  These calculations are detailed in Appendix
C.
                       Internal Pressure Test

For the small scale internal pressure test, a bladder accumulator was
used to maintain a constant pressure over a wide range of values.  The
test specimen,  line, and one side of the accumulator were filled with
water.  The opposite side of the accumulator was connected to an air
compressor.  Air forced into the accumulator applied pressure to the
sealed water system on the opposite side.  Any leakage of the joint was
noted as a failure and the pressure recorded.
    Figure 5.  Internal Pressure Test Apparatus
                            19

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                   Thermal (Hoop) Pressure Test

This test was designed to determine the amount of hoop pressure exerted
by the HST as it shrinks around the outer surface of the pipe.  The hoop
pressure and rigidness of the HST would be necessary to  maintain pipe
alignment.  In conducting this test, a stainless steel pipe  17 inches
long and 11/4 inch outside diameter was used.  The pipe was cut down
both sides from the ends to the middle leaving a 1/4 inch pivot point in
the center.  A dial indicator was mounted on one end and calibrated to
pounds of pressure applied to the opposite end.  The test procedure
consisted of placing the HST on the end of the stainless steel pipe and
shrinking it.  An initial reading was taken immediately after recovery
and a secondary reading was taken after the HST cooled.  By using the
formula  psi = P , (2 x T x L),  the reading in pounds was converted to
psi applied by the HST.
  Figure 6.  Thermal (Hoop) Pressure Test Apparatus
                           20

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                    Chemical Resistance Tests

Although an HST material may have had the right physical characteristics
for a sewer joint, it would still be of little use if it could not withstand
the chemicals which pass through it on a daily basis.  Based on a review
of actual industrial, city, and recommended synthetic sewage each of the
HST materials was subjected to the tests shown in  Table 1 for 1000 hours.
Specimen preparation for the chemical resistance tests began by cutting
each piece into half inch widths.  Each one was then heated to its re-
covered diameter and weighed on a triple beam balance.  The size of
each specimen was measured by a vernier caliper.  After all data was
logged, the specimens were  placed in a separate glass vial and half
submerged with a chemical solution.  The glass vials were in turn placed
in ovens set at various temperatures.  The bacteria, fungus, and enzyme
cultures were predeveloped and each specimen was suspended, half
submerged, in the broths.
                         Materials Tested
Whenever possible,  two name brands of each type of material were ac-
quired for testing.  It was felt that different manufacturing procedures
and compounds could produce variations in physical and chemical
properties.  Appendix D lists all materials tested during the program by
generic name, trade name and manufacturer.
                        Physical Properties

Results of the Physical Properties Tests are presented in Figures 7-10.
It was found during the preliminary testing and literature search that some
heat shrinkable tubing,  as supplied by the manufacturer, was unsuit-
able for use.  Both of the neoprene HST tested were canceled after the
preliminary tests.   Extreme care had to be used to keep this material from
getting too hot during shrinkage or the outer surface would bubble and
burn.  They would not  recover to their original diameters and large gaps
formed between the HST and the pipe.  Neoprene  is a very good insula-
tor for electricity and this  material is largely  used for wire coverings.
For this application, it is heated in an oven over a prolonged period of
time and satisfactory covering is obtainable.  For a pipe joint, however,
this  procedure is not practical and testing was discontinued.

As with the neoprenes,  similar problems arose with the TFE Teflons.
Both of the TFE Teflons exhibited curling of the ends,  uneven shrinkage,
and large gaps between the HST and pipe.  Since a leak proof seal was
not possible, testing was discontinued.
                              21

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  Chemical
HCL Acid
H20 (Tap)

H2S

Alconox (Soap)


Hydrogen Peroxide


Sodium Hypochloride


Sodium Hydroxide


Calcium Hydroxide


Gasoline & Naptha

Motor O il

Isopropyl Alcohol

Methyl Alcohol

Uric Acid
Urea compounds
Bacteria
Enzymes
Fungus
     Mixture

99.75 parts water
  .25 acid
99.75 parts water
  .25 acid

100%

Saturated

99.00 parts water
 1.00 soap

99.00 parts water
 1.00 oxidizer

99.00 parts water
 1.00 chlorene

99.00 parts water
 1.00 alkali

99.00 parts water
 1.00 alkali

50% each

100%

100%

100%

 1.00
  .50
98. 50 parts water

Each separate
with water
  Temperature

125°F

125°F
125°F
125°F
125°F
125°F


125°F
125°F
125°F
Room Temperature
125°F
Room Temperature

Room Temperature

125°F



100°F
            Table 1.  Chemical Resistance Tests I
                        22

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Since most HST is used to cover electrical wiring and components, it
was not always possible to find two manufacturers  of an HST material
over 1 inch diameter.  This was the case with polyvinyl chloride (PVC)
HST.  Several companies  manufacture PVC  HST, but not up to 1 inch
recovered diameter.  After testing the only PVC material received which
would fit the test apparatus, it could not be determined if this material
could be made  to work on 8 inch diameter pipe.  The thermal pressure
test yielded low values, which showed that a tight fit was not developed.
The PVC also failed the internal pressure tests because of the small
recovery ratio,  although it did recover uniformly.

The two polyolefin HST materials passed all tests except for the internal
pressure tests.  This material had a very short recovery time (less than
15  seconds on  1 inch diameter) and would not burn  when heated with a
propane torch.  It is very inexpensive and  easily available in sizes up
to 60 inch diameter.  After applying an  adhesive to the  inside of the
polyolefin, it withstood a maximum internal pressure of 60 psi for two
hours with no leakage.

Only one silicon rubber HST was tested.  It passed all  of the physical
property tests and had very good flexibility.

Overall,  the FEP Teflons were the best  type of HST tested.  They had the
highest thermal pressure and internal pressure test results (without adhe-
sives).  They passed the other two physical property tests,  were easy to
handle, and recovered very quickly.

Viton also appeared easily adaptable to sewer pipe joints. It was more
flexible than the teflon,  and maintained almost equal test results.  It
recovered easily and resisted moderate flame.

The Kynar HST  material presented some of the problems  previously en-
countered with  the neoprenes and TFE Teflons,  uneven shrinkage with
gaps between the pipe and tubing, curling of the ends,  plus splitting
when excessive heat was applied.  It was  very difficult to get enough
joints to test,  due to the  splitting of the kynar where it was cut.   It
passed all tests with the  exception of the internal pressure tests.   After
evaluating this material,  it was felt to  be unsuitable for pipe joints due
to brittleness,  gaps and air pockets formed on the pipe, and difficulties
of application.
                        Chemical Resistance

After completing the chemical resistance tests  (Table 1) and evaluating
the results, some discrepancies were noted.  Materials such as teflon
and polyolefin which should have had no change in size or weight,
showed as much as a 25% change in some chemicals.  It was determined
that the error inherent in the  triple beam balance used was large compared
                              23

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                                 24

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                                25

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                                26

-------
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Figure 10.  Small Scale Thermal  (Hoop) Pressure Test Results
                            21

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to the specimen weight.  Possible changes in specimen weight were
lost in measurement error.  A second chemical resistance test series,
as described by Table 2,  was conducted on the materials which showed
the most promise from the physical property tests.
          Chemical

    Isopropyl Alcohol

    Hydrochloric Acid


    Calcium Hydroxide


    Sulfuric Acid


    Gasoline

    Sodium Hypochloride
   Mixture

   100%

99. 75 parts water
  . 25 acid

99. 86 parts water
   20 oxidizer

99. 75 parts water
   25 acid

   100%

99. 00 parts water
  1. 00 bleach
  Temperature

Room Temperature
125°F
125°F
125°F
Room Temperature

125°F
                    Table 2.  Chemical Resistance Tests II
Four samples of FEP teflon, polyolefin, and polyvinyl chloride were ex-
posed to each chemical.  The specimens were cut into three inch lengths
and three of the four were heated in an oven to produce complete re-
covery.   The fourth specimen was left in its expanded  form to check for
changes due to improper shrinkage.  The specimens were then weighed
on a torsion beam balance to the nearest . 001 gram. In lieu of measur-
ing the size with the vernier calipers, a water displacement procedure
was used.  A 25 ml graduate was filled to the 15 ml point and the speci-
mens were then placed inside.   The new water line was recorded with
the difference being the amount of volume of the material.  This would
indicate absorption of the solution or loss of material to solution during
the tests.  Upon removal from the chemical tests, a close visual exami-
nation of the specimens revealed any cracks or changes in flexibility.

Specimens of the gasket material presently being used in commercial pipe
joints were also tested using this procedure.  Each was weighed and
sized in the same manner as the HST.  Both the HST specimens and the
commercial gasket materials were subjected to the chemical tests for
1000 hours  each.  The results of the second Chemical  Resistance Tests
are presented in Figures 11 - 17.
                            28

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Figure 11.  Clay Boll and Spigot Joint Chemical Resistance
            Tost Results

-------
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Figure 1Z.  Concrete Bell and Spigot Joint Chemical Resistance

           Test Results
                            30

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Figure 13.  Asbestos-Cement Joint Chemical Resistance Test Results
                            31

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Figure 14.  Clay Compression Coupling Chemical Resistance Test

           Results
                          32

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                          34

-------
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Figure 17.  Polyvinyl Chloride Chemical Resistance Test Results
                              35

-------
The gasket material used with clay bell and spigot pipe turned the iso-
propyl alcohol yellow,  while the specimen exposed to the sodium
hypochlori.de was covered with small hairline cracks.   The concrete bell
and spigot gasket material also developed cracks from  exposure to the
sodium hypochloride, but turned the isopropyl alcohol red as did the
asbestos-cement gasket material.  The latter showed no other signs of
wear.

The clay pipe compression coupling showed the largest degree of change
after the chemical resistance tests.  The specimen in isopropyl alcohol
gained 15/16 inch in length.  The gasoline specimen gained 7/8 inch  in
length.  The specimen  placed in the sodium hypochloride turned the
solution a cloudy gray  and displayed signs of dissolving in the bleach.
The submerged half of the specimen was sticky and easily scraped away.

The HST materials generally performed well in the chemical resistance
tests  with the exception of hydrocarbon solutions.   Of  these, two exhi-
bited  a weight loss.  The FEP Teflons displayed excellent chemical
resistance.
                            Adhesives
Recognizing the sealing and bonding improvements an adhesive might
impart to the HST joint,  tests of three available adhesives were con-
ducted during Phase I testing.   Two of these were found to be available
on polyethylene tubing.

The first polyethylene HST had a petroleum base adhesive which remained
soft and sticky after cooling and separated from the contact surface
under relatively low pressure.   It was also easily dissolved by hydro-
carbon solution.

The second type consisted of an irradiated polyethylene HST with a non-
irradiated polyethylene liner.  With heat applied,  the tube shrinks and
the inner liner melts  to form a snug watertight seal.  The chemical
resistance tests,  however,  indicated that this adhesive would be un-
satisfactory for use in a sewage system.

The third adhesive tested was a butyl  adhesive tape sealant.    A  strip  of
the tape was wrapped around the end of  each  pipe at the joint and the
HST recovered around it.  The physical properties tests indicated it would
form a strong waterproof joint, however, the tape  was highly  soluble in
gasoline and oil.  The results of the chemical tests for these materials
are as shown in Figures 18  - 20.
                           36

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           Test Results
                           37

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                          38

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                         39

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As a result of these tests,  the search for additional adhesives was con-
tinued in an attempt to identify more suitable products.
                        Materials Selection

At the completion of Phase I testing had been conducted on twelve types
of HST.  Forty-one manufacturers and distributors had been consulted on
the possibilities of using various types of HST in a sewer system, and
an extensive literature search had been conducted to develop as much
information as possible about the technology of heat  shrinkable tubing.
Visits were made to the manufacturers of clay, concrete and asbestos-
cement pipe to develop their interest in the program,  and to gather
additional  information on adapting HST materials to use in a sewer system.

The Phase  I activities were designed primarily to evaluate the use of HST
materials as  a sewer pipe joint.  At the end of this phase, it was con-
cluded that the use of HST as a material and method for joining sewer
pipe was a reasonable and practical approach to eliminating infiltration
of groundwater and exfiltration of sewage through a joint source.  The
HST products which responded to heat quickly, recovered uniformly,  and
had immunity to chemical and bacterial  attack were considered as
candidates for the full scale tests of Phase II.

After comparing the test results of HST with and without adhesives,  it
appeared that the addition of heat activated adhesive would add consi-
derable strength to the joint.  The adhesive would fill any flow channels
created on the rough porous surface of the sewer pipe and still retain the
flexibility  of the HST.

The HST materials considered for Phase II were polyolefin,  FEP teflon,
polyvinyl chloride (PVC),  silicon rubber, and viton.   The FEP teflons
were chosen for their high thermal pressure test results and resistance
to chemical attack.  This material is very expensive,  but if it could be
manufactured on a large scale, indications were the price would drop
sharply.  It responded very quickly to hot air and  gas torch heating
devices, and had a high degree of flexibility.

The polyolefin heat shrinkable tubing also responded quickly  to various
heat sources and was highly resistant to scorching and burning.   This
feature makes it easy for a man under pressure of time to slap these
joints together.  It has a high degree of chemical  resistance and resists
cutting and punctures after shrinkage.  After consulting the manufacturer,
it was  found that this material in the 8 inch recovered size could be
marketed at less than $2. 00  per foot on a large volume basiu.  Consider-
ing the test results, economics, and ease of application,  this material
was chosen for Phase II.
                             40

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The physical property test results on the polyvinyl chloride HST were
not very impressive.  After debating the test results of Phase I,  it was
decided that a smaller recovered diameter would have given a tighter
fit on the  simulated sewer pipe.  The pipes were 1. 2 inch in diameter
and the manufacturer listed the recovered diameter of the HST at 1 inch.
If the recovered diameter of the HST had been smaller (3/4 in. ) a tighter
seal would have been obtained.  Unfortunately,  a smaller recovered
diameter is  available only in a smaller expanded diameter which would
not fit the pipe.  These diameter discrepancies could be corrected by
the manufacturer for economic order sizes.  The PVC tubing did recover
uniformly and have the chemical resistance necessary.   It was  felt that
it would work in Phase II particularly if used with an adhesive.

The fourth HST  material considered for Phase II was  silicon rubber.  It
had a good chemical resistance to all chemicals except for high con-
centrations  of hydrocarbons,  such as gasoline and alcohol. Since there
are often  strong solvents in industrial sewage, this  material was not
carried into Phase II.  In addition,  an 8 inch recovered diameter tubing
is not manufactured at this time, which would have further complicated
testing arrangements.

The viton HST had the highest shear resistance of any HST material with-
out an adhesive.   It withstood 460 Ibs.  shear load,  15 psi internal
pressure,  and had a hoop pressure of 62 psi.  The chemical resistance
test results were a very  low percentage (less than 9%),   and the material
recovered easily under moderate heat.   The cost of this material was the
only weak point.   After consulting the manufacturer, it was found that
the cost of this material could not be lowered to within a price  range
that would make it practical for large scale sewer installation.   Raw
polyolefin compounds used to make HST cost the manufacturer approxi-
mately $. 25 per pound.  The raw viton compounds cost the manufacturer
approximately $ 11. 00 per pound.  This  would make the viton 44 times
more  expensive before extrusion and other manufacturing costs.
                            41

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                            SECTION VII

                       FULL SCALE TESTING


                          T'est Procedures

All of the joints, both commercial and HST, were made using 8 inch
diameter commercial sewer pipe.  The three types of pipe used were
clay, concrete, and asbestos-cement.  A reference in this  report to a
"concrete joint" will be to a joint assembled using  commercial concrete
pipes and the bell and spigot joint assembly supplied with  it. A
reference to a  "concrete HST joint" will be to a joint using plain-end
sections of concrete pipe and heat shrinkable tubing.  This terminology
will also apply to the clay and composition (asbestos-cement) pipe as
well.

The full scale  laboratory physical property tests involved testing each
type of commercial joint under the ASTM procedures for that specific
joint, and then increasing the loads and pressures on the joint until
leakage occurred.  An additional test for tensile strength of the joint,
for which there is no ASTM specification, was also conducted.  Upon
completion of the commercial joint tests, a second  series of tests was
conducted on HST joints following the same procedures as used on the
commercial joints.

Since the change in size from 1 inch to 8 inch diameter would not change
the chemical resistance or thermal (hoop) pressure of the HST material,
these tests were not incorporated into Phase II full  scale testing.  Four
different physical strength tests were conducted. Tensile,  shear, inter-
nal pressure, and deflected internal pressure tests  were used.
                           Test Facilities
 The test stand for 8 inch sewer pipe was designed to allow all testing
 to be conducted with one piece of multi-purpose equipment.  Provisions
 for the internal pressure tests,  deflected internal pressure tests, shear
 tests, and tensile tests were incorporated in the stand which is depicted
 in Figure 21.   The pipes could be mounted horizontally for the internal
 pressure test.  One end of the joint could be elevated upon completion
 of the internal pressure test for the deflected internal pressure test. The
 frame-work supporting  one pipe could be lowered and a hydraulic jack
 mounted above the pipe to conduct the shear test.  One of the pipes could
be mounted on rollers and connected to the tensile-pull apparatus for the
tensile test.  This equipment was used for all full scale testing.
                            43

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 1. Tension Apparatus
 2. Plain-End Pipe
 3. HST Joint
 4. Hydraulic Shear Jack
5. Expandable Packer
6. Water Pressure Gauge
7. 0-15 psi Regulator
8. Retractable Pipe Support
Figure 21.  Full Scale Test Apparatus

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            Internal and Deflected Internal Pressure Tests

In conducting the internal pressure and deflected internal pressure tests,
the Joint was assembled and pipe  plugs were placed in the open ends of
the pipe.  The pipes were then chained together to prevent their  separa-
tion by hydrostatic pressure, and  filled with water.  Following the speci-
fications in the ASTM for each  particular Joint, the internal pressure was
maintained for the prescribed length of time.  Upon completion of this
test the pressure was increased at the rate of 1 psi per minute until the
joint leaked or the pressure reached a maximum of 15 psi.  The psi
maximum resulted from the amount of pressure the pipe plugs  could
withstand without leaking.  If the Joint failed the internal pressure test,
a new  Joint assembly was used to conduct the deflected  internal  pressure
test.   Three specimens  of each Joint were subjected to each test using
this procedure.
                             Shear Test

The only requirements for a shear test were incorporated into the clay
plain-end and clay bell and spigot  pipe ASTM.  Inspection of the ASTM
for concrete rubber gasket Joints and asbestos-cement Joints revealed
that there is no shear test for these two types of joints.   In order to
maintain uniformity in testing, shear tests were conducted on these
joints following the ASTM requirements for "Compression Joints for
Vitrified Clay  Bell and Spigot Pipe", C425-66T.
                            Tensile Test

The tensile test was included in the program because of various connec-
tions in a sewer line which might tend to drop or separate, such as
house-laterals and elbows.  In establishing a procedure for the tensile
test,  the test apparatus was modified to allow one pipe to rest on rollers
to reduce the friction produced by the pipe weight opposing the applied
tensile force.   The other pipe was mounted stationary on the pipe rack
and tension was applied until the joint separated. At the point of sepa-
ration, the highest reading on the dynamometer was noted.  Application
of tensile force was continued until that necessary to pull the pipe along
the rollers  was determined.  To determine the actual tensile force neces-
sary to separate the joint,  the force needed to pull the pipe was sub-
tracted from the amount of  force used to  separate the pipe joint.  The
tensile test was limited to 900 pounds due to the strength of the sewer
pipes. When the test apparatus was attached to the pipe tight enough to
surpass 900 pounds of tension the pipe would crack or break in com-
pression.
                            45

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                            Heat Source
                                         Q
A propane torch, Raychem Model FH-2606,  was used to heat all of the
HST joints during the full-scale testing.  The torch flame was a soft
yellow-orange and could be adjusted to varying temperatures.
                         Materials Tested

During the full scale laboratory testing,  tests were conducted on clay
bell and spigot pipe with a rubber gasket,  concrete bell and spigot pipe
with a rubber "O" ring,  asbestos-cement pipe with rubber gaskets, and
plain-end clay pipe with compression couplings.  The HST joints were
tested in conjunction with sections of clay, concrete, and asbestos-
cement plain-end pipe.  All testing was  accomplished under uniform
conditions following the procedures previously outlined.  A complete
listing of all materials used in the testing  is included in Appendix D.

To directly compare the performance of HST joints and conventional
joints on 8 inch commercial pipe,  the test  results shown in Figures 22  -
25 are grouped for all joints tested by type of test.  Actual test results
for each joint are tabulated in Appendix E.
                      Conventional Joint Test

Of the three types of commercial joints tested, the asbestos-cement per-
formed the best.  It was tested according to the procedures and require-
ments as outlined in ASTM,  C427-69a, "Asbestos-Cement Nonpressure
Sewer Pipe".  Three joints were subjected to each test.  Since the joint
and the pipe are separate  pieces, only the collar was replaced if the
joint leaked.  None of the asbestos-cement joints failed the physical
property tests. Test results for this joint are given in Appendix E, Table
1.

It was  noted that the lubricant used to join the pipes could easily pick
up dirt and debris during installation, which might cause joint leakage.
Also,  the  asbestos-cement pipe barrels did not sweat or seep water from
the hydrostatic pressure as did the clay and concrete pipe.

The clay bell and spigot pipe joints were tested following the specifica-
tions of ASTM C425-66T,  "Compression Joints for Vitrified Clay Bell and
Spigot Pipe. "  Heavy sweating  was noticed on the pipe barrels while
under pressure.  The specifications require a  hydrostatic pressure of
4. 3 psi for one hour.  All  joints passed the ASTM requirements.  Test
results for this joint are given in Appendix E,  Table 2.
                            46

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The concrete pipe with rubber gaskets was not as  successful as the
other two types of pipe and joints.  It was tested  following the pro-
cedures outlined  in ASTM,  C433-70,  "Joints for Circular Concrete
Sewer and Culvert Pipe,  Using Rubber Gaskets".  Two of the three
joints of this type met and surpassed the ASTM requirements.   The third
joint  leaked during the internal pressure test.  The joint was dis-
assembled and checked for cracks or debris in the joint, and reassem-
bled with a new rubber gasket.  The deflected  internal pressure test
was then  conducted on this joint.  Leakage occurred at a pressure less
than 10 psi.  The joint was disassembled,  cleaned, and reassembled
with another new rubber gasket for the shear test.   The joint withstood
the internal pressure of 10 psi until the shear load was applied, at
which point it failed again.  The concrete pipe also experienced heavy
sweating  and pin-head squirts of water sprayed two to three inches out
from the barrel of the pipe.  The results of these tests are  tabulated in
Appendix  E, Table 3.

The ASTM, C584-66T,  "Compression Couplings for Vitrified Clay Plain-
End Pipe", stipulates that  a coupling shall be  fabricated with a stop
ring which serves to properly position the pipe in  the coupling and
which acts as a cushion between the mating ends  of the pipe".  This
stop ring, which  prevents chipping and cracking of the  ends of the pipe,
was not provided in the couplings purchased for testing. When pur-
chasing this type of joint it should be stipulated that the ring be  in-
cluded to insure longevity  of the sewer system. Test results are given
in Appendix E, Table 4.  The compression coupling joint did not appear
to have as much physical strength or chemical resistance (Figure 14) as
some of the other joints tested,  but it did possess a high-degree of
flexibility.  The bell-less  design of this system would  ease installation
and trenching, but the cost of the joint mechanism is high  in comparison
to the other types of joints tested.
                    Heat Shrinkable Tubing Test

To provide a significant incentive for adaption and use within the sewer
industry,  it was recognized that the HST joints should surpass the per-
formance requirements of the conventional joint  systems.  After evalua-
ting the ASTM specifications for joints and the conventional test results
the following requirements were established for  testing of the HST joints:

    1.  Withstand without leakage a hydrostatic pressure of
        10 psi for one hour in straight alignment.

    2.  Withstand without leakage a hydrostatic pressure of
         10 psi for one hour when deflected 1/2 inch per foot
         of pipe length.
                            47

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    3.    Withstand, without leakage,  a hydrostatic pressure
          of 10 psi for one hour with a  shear load of 150 pounds
          per inch of nominal diameter  applied over an arc of
          not less than 120 degrees and along a longitudinal
          distance of 12 inches.

    4.    Have a tensile strength of at least 376 pounds, twice
          that developed by the conventional  joints.

Heat shrinkable tubing with a recovered diameter of 8 inches or smaller
and an expanded diameter of 11 inches or greater was not readily avail-
able.  Discussions with various HST manufacturers stimulated their
interest in the program and resulted in the procurement of 8 inch
recovered polyolefin and FEP teflon HST at nominal charges.  As a mar-
ket for 8 inch heat shrinkable polyvinyl chloride tubing had not pre-
viously been established,  this material was not available.  Rally
Industries of California undertook to supply  the 8 inch PVC tubing for
the cost of set up and tooling expenses. Hence,  the program was
limited to testing polyolefin,  FEP teflon, and polyvinyl chloride (PVC)
HST materials during  Phase II.

The initial full scale tests of 8 inch HST joints in  conjunction with
plain-end commercial sewer pipes identified some serious problems.  It
was found that none of the HST joints gave a shrink fit tight enough to
fill the depressions and minute grooves  on the outer surface of the three
types of sewer pipe.   Leakage did not occur with the  1 inch diameter
pipe in Phase I due to the  smooth surface contact between the HST and
glazed pipe.  Flow channels which resulted  from indentations and
bumps on the outer surface of the sewer pipe were easily distinguished
when hydrostatic pressure was increased. Experiments were conducted
using "O" rings and various gasket combinations to eliminate the
problems, but these were generally found to be unsuitable solutions.

At the conclusion of small scale testing, the search for a suitable hot
melt adhesive material had been continued.  These materials were felt
to offer the greatest adaptability to the  HST  sealing need.  They will
flow when melted to seal the indentations and  bumps, and are generally
economical.  As a  result of the continuing search,   several important
characteristics of the adhesive were identified.  The two most important
factors involved in a marriage between the HST pipe joint and a hot melt
adhesive are chemical resistance and flow temperature.  The flow tem-
perature of a hot melt adhesive is the temperature  at which the adhesive
turns from a solid to a semi-liquid.  At this  point, the adhesive begins to
flow and fill any depressions or cracks.  To insure that the adhesive  is
completely melted, the flow temperature should be lower than the  shrink
temperature of the  HST joint.   The chemical  resistance of the hot melt
adhesive must also exceed the strength of any chemicals that are found
in a sanitary sewer system.
                            48

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                              49

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                            50

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                                51

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                                52

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The two above factors combined create a problem.  As the flow tempera-
ture of the hot melt adhesive is lowered, so is the chemical resistance.
In attempting to match a low flow temperature and a high degree of
chemical resistance, over 20 adhesive manufacturers were consulted.
Of the adhesives received and tested,  most exhibited more than suffi-
cient strength to pass the physical property tests.  None of these
materials,  however, could withstand strong hydrocarbons  such as 100%
concentrations  of gasoline and alcohol.  As this concentration was
severe and highly unlikely in a sewer system, those adhesives with the
most suitable chemical  characteristics were subjected to the physical
property tests.

The hot melt adhesive which displayed the most favorable overall
characteristics with the HST materials in Phase II was the CC150 by
Stuck Adhesives.  This  was  subjected to the physical property tests in
con junction with polyolefin,  FEP teflon, and PVC heat shrinkable tubing
on clay,  asbestos-cement,  and concrete pipe.  This adhesive is a
polymeric type  with a flow temperature of 350°F.  It had a good chemical
resistance to all chemicals  except for high concentrations of gasoline
and alcohol as  shown in Figure 26.  The CC150 has a 6 month storage
life.   The cost  of the adhesive material for one joint would be less  than
$.25.

An investigation was also made into dry, heat activated epoxies. A
heat activated epoxy with the same working characteristics as a hot
melt adhesive would give  a  better chemical resistance.  Several adhesive
manufacturers and distributors were contacted for additional information
on dry epoxies  and resins.  An epoxy which would react at a temperature
between 200°F  and 500°F  in approximately three minutes could not be
found.

Preliminary full scale tests  were conducted on the HST joints with
adhesives using 12 inch and 8 inch tubing lengths.   It was found that
there was no measurable loss of joint strength by reducing the length to
8 inches.   As a result,  6 inch lengths were tested,  however, uniform
alignment on the pipe was difficult and would hamper ease of installa-
tion in actual use.  In addition it was found that the 8 inch length of
HST and adhesive resisted longitudinal movement from hydrostatic
pressures.  Chaining or otherwise securing the pipes during testing was
not necessary as with conventional joints.

The series of photographs  presented as Figures 27  -  29 demonstrate the
process of assembling the HST joints tested.  The joint shown was
formed in  an elapsed time of three minutes.  A heat source which would
encompass the  joint heating uniformly would reduce recovery time to
less  than  three minutes.
                            53

-------
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Figure 26.  CC150 Hot Melt Adhesive Chemical Resistance Test Results
                           54

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Figure 27.  Placing the Heat Shrinkable Tubing Joint
            Around the Plain- End Pipe Joint
Figure 28.  Heating the HST Joint With Gas Torch
                   55

-------
          Figure 29.  Completed HST Sewer Pipe Joint
The polyolefin HST bonded readily with the CC150.  The polyolefin
could withstand sufficient heat to allow the adhesive to completely
melt and flow into the pores of the sewer pipe.  This allowed a good
bond to be formed with both the HST and the pipe.  Results of the poly-
olefin tests are tabulated in Appendix V, Tables 5-7.

Since FEP teflon is basically a release agent,  the  hot melt adheslves
would not adhere to it.  The only adhesives which would bond with it
were the gummy asphaltic base types.  These  adhesives were found
unsuited for the application due to their lack of chemical resistance and
low tensile strength.  The manufacturer of FEP teflon responded with
specimens of etched FEP teflon which also  refused to adhere to the hot
melts.   If a suitable heat activated epoxy could be substituted for the
hot melt adhesive, a bond could be obtained with this HST. Figure 30
shows  a typical test and indicates that the FEP teflon is acceptable for
joint use provided a suitable adhesive can  be  made available.  Since
adhesives which will bond to the teflon do  not exhibit acceptable
chemical resistance, testing was not pursued  further and no test
results are presented.
                            56

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          Figure 30.  FEP Teflon Joint With Asphaltic Base
                      Adhesive During Shear Test
As the polyvinyl chloride (PCV) HST was not available in a size appro-
priate for Phase II testing, it had to be specially manufactured for this
program.  Due to manufacturing difficulties the material was not
received until the last month of testing.  The tubing was formed from
flat sheets which were wrapped and bonded to form a sleeve with the
appropriate recovered diameter and wall thickness.

This tubing required a relatively low level of heat over an excessive
time period (45 minutes) to melt the adhesive without ruining the tubing.
This was felt to be impractical and heat resistance would have to be
improved to make this tubing useable for sewer pipe joints.  As a
result of these observations,  no tabulated data was obtained.  Since heat
shrinkable PVC tubing had not been manufactured in this size before, it
was expected that some  changes would have to be made in order to ob-
tain a working product.   Unfortunately, these changes could not be com-
pleted within the time constraints of the program.

The heat shrinkable tubing best suited for sewer joints appears to be the
polyolefin.  When used with a hot melt adhesive,  the  polyolefin HST
joint is far superior to conventional pipe joints currently being used by
the industry.  The physical property test results presented in Appendix E
and Figures 22-25 indicate the  strengths that can be obtained using this
material.  The only failures from this system would result from an attack
by strong hydrocarbon solutions on the hot melt adhesive.
                            57

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Figure 31 shows the result of increasing shear load to 5700 pounds on
plain end concrete pipe with this joint.  There was no Joint leakage at
any time during the test.  Figure 32 shows similar results obtained
with clay pipe.  The pipe broke under a load of 5300 pounds.   Prior to
breaking, there was no leakage from the joint. One additional test was
performed on the clay pipe with a polyolefin adhesive joint.  This test
is depicted in Figure 33.  The total load on the pipe was 995 pounds.
          Figure 31.  HST Joint and Concrete Pipe After Shear Test
It is recommended that a test sewer line be installed to demonstrate
the actual performance of the polyolefin/hot melt adhesive system over
a significant time period and to verify installation procedures on the
job. This should be accomplished at a location suitable for controlled
monitoring and observations in direct comparison with  installed con-
ventional joints.
                            58

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Figure 32.  HST Joint on Clay Pipe After Shear Test
Figure 33.  Special Polyolefin HST Joint Test
                           59

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                           SECTION VIII

                       COST EFFECTIVENESS
The purpose of the program described in this report was to determine the
technical feasibility of the HST joint and identify the best joint system.
The emphasis of the program was placed on joint performance and sim-
plicity of installation compared to existing systems.  It was not the
purpose of the program to necessarily produce a less expensive joint.
Presumably a better joint, in terms of performance, would have a higher
value and could cost more.  Savings would accrue through less degrada-
tion to the environment,  lower sewer cleaning and repair  costs and
lower system investment costs through  infiltration elimination.  The
intent of the  program was to identify a new system that performed better
and would be economically practical compared to  existing systems.

The investigation of sewer joint costs relevant to evaluation of the HST
concept was  divided into two catagories, those costs associated with
installation,  equipment and procedures, and those costs  related directly
to the materials.  To develop these costs, contractors, pipe manufac-
turers, municipal authorities, published data and statistics were con-
sulted.
                         Installation Costs
Analysis of the information developed, revealed that the cost of in-
stallation varies considerably geographically and from job to job.  16 The
variation results primarily from changing labor rates, trench depth re-
quirements and soil conditions.   In addition,  none of the national data
and statistics found delineated cost per joint or cost per unit length
directly.  Although considerable detail was provided, individual cost
items were consistently related to total job cost  and not to quantities
utilized.  The statistics indicated that construction labor accounts for
about 24. 0 percent of capital investment in sewer lines, while pipe and
joint materials account for 23. 3 percent.  Contractors were also extremely
reluctant to disclose detailed information on their operating costs.  For
these reasons, it was  not possible to adequately quantify the impact of
HST joints on installation costs.  Some conclusions pertaining to  poten-
tial differences  in costs can be made, however.

Trench depth and width (determinants of equipment and labor costs)
should not change appreciably using  HST joints.   Manpower and placing
equipment required to assemble a joint are determined primarily by pipe
size and not type of joint.  Therefore, the major  installation costs for
HST should be comparable  to conventional systems.
                            61

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Some savings using HST could be anticipated.  Undercutting for the bell,
or tamping backfill under the pipe where blocks are used, could be
eliminated without a bell.  In addition, costs due to breakage of the bell
in shipping and handling are currently reflected in the cost of construc-
tion and might be reduced.   Repair costs for excavation and replacement
necessitated by bells broken in use from soil  shifting and shear loads
must also be considered.  It is evident that some reduction in installa-
tion and future operating costs might  be anticipated by eliminating the
bell.

The only added equipment cost associated with using HST is a small,
portable heat source,  the cost of which is estimated at less  than $50.
More sophisticated devices could cost more,  however, they might also
offer reduced installation time and, therefore,  lower the cost of con-
struction.
                          Material Costs

To evaluate HST joint material costs, it was necessary to develop the
cost of providing conventional joints, primarily that of the bell and
coupling materials.  Manufacturers of each type of pipe were contacted.
Various  estimates for the direct manufacturing costs associated with
the bell arrangement ranged from cost unknown, to no  cost, to 50 percent
of the cost.  All sources were unable to reveal the actual costs  involved.

In analyzing the economic impact of HST joints on sewer material costs
8 inch clay and concrete bell and spigot pipes  5 feet in length were
taken as examples in the discussion throughout the remainder of this
section.  The clay pipe was assumed to have a rubber gasket joint,  the
concrete an "O" ring joint.

A review of business statistics for related manufacturing organizations
revealed that the current direct manufacturing cost for such pipes should
be about $3. 35 for clay and $2.91  for concrete as shown in Table 3. 17> 18
This is based on a price to contractors of $5. 00 and $4. 35 respectively
($ 1. 00 and $. 87  per foot) from recent manufacturers' quotes for truck-
load quantities.   That portion of cement pipe manufacturing costs result-
ing from the bell and joint materials could not be determined. However,
it is possible to identify what those costs would have to be for HST
joints to be substituted in the system.

The manufacturers of the polyolefin and polyvinyl chloride HST used in
full scale testing indicated that the price of those materials to a con-
tractor could be less than $ 1. 50 per joint if demand was sufficient to
justify large volume production.  The actual volume basis for that price
was  not disclosed.  Adding to that price the cost of providing adhesive
(estimated  at one pound per joint) at a quoted price of $.25 per pound,
the total cost to a contractor for HST joint materials would be about
$1.75 per joint as shown in Table 4.
                             62

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                                Clay Pipe1    Concrete Pipe 2

       Price to Contractor        $5. 00         $4. 35

       Manufacturer's Gross
          Margin                   1. 65          1.44
       Direct Manufacturing
          Cost                   $3.35         $2.91

       Note:

         1.  8 inch diameter x 5 feet with rubber gasket coupling.
         2.  8 inch diameter x 5 feet with "O" ring coupling.
         3.  33 percent of sales average.
       Table 3.  Current Direct Pipe Manufacturing Cost



                                    Cost per 8 inch Joint

       HST Tubing Cost to Contractor         $1.50

       Applied Adhesive Cost                   . 25

       HST Joint Materials Cost to
          Contractor                          $1.75


       Table 4.  HST Joint Material Cost
If there were no final price difference between conventional joints and
HST joints,  the direct manufacturing cost would have to be reduced by
about $1.75 per 8 inch pipe through elimination of the bell and existing
joint materials to accommodate the cost of HST and adhesive.  Thus a
cost reduction of 52% for clay pipe and 60% for concrete pipe would be
required for equal price substitution.  Only the individual pipe manu-
facturers know to what extent such reductions might be achievable.

If the cost of the conventional systems cannot be reduced by eliminating
the bell and joint materials,  the total 8 inch joint cost would be in-
creased by $1.75 or about 35 percent for clay pipe  and 40 percent for
concrete.  With pipe and materials representing 23. 3 percent of sewer
capital cost, the use of HST  joints in this  case would increase total
investment cost by about 8 to 9 percent.   It was concluded that the
actual economics must fall somewhere between the  two cases presented.
                           63

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As an example, if direct pipe manufacturing costs could be reduced by
25% using the HST system,  total project cost increases of about 4 to 5
percent would have to be absorbed by the community.  This would amount
to about $4, 500 on a $ 100, 000 project.  At a cost of capital of 8 percent,
this added investment would cost the community $423 per year ($1. 16
per day) over a 25 year investment life.

Likewise, to maintain economic equality with conventional joints,  the
added investment for HST would be expected to  produce savings of the
amount  identified above  ($ 1. 16 per day).   Based on the pipe size and
cost used in Table 3 and its relation to total project cost, a $ 100, 000
project  could provide approximately 4. 4 miles of conventional 8 inch
sewer line.  Assuming an allowable infiltration  rate of  100 gallons per
inch diameter per mile per day  is experienced as a result of joint leakage,
the total infiltration in the line would amount to 3, 520  gallons per day.
To be economically comparable to  conventional  joints the HST system
would have to eliminate maintenance and incremental treatment costs
related  to that line and infiltration.  The total of all costs eliminated
would have to amount to  $423  per year ($ 1. 16 per day or $.27 per mile
per day) in this example.

The key element in evaluating the  economics of  HST joints was felt to
be the savings or credit allowed for elimination  of the bell and conven-
tional joint materials.  There is some reason to  believe that HST joints
can be substituted with little,   if any, added investment cost to the
community.  A final determination  of this fact cannot be made at this
time due to the proprietary nature of the required information. Likewise,
it is not possible to present a  definite quantitative determination of
installation costs based  solely on laboratory evaluation.  From the
information that is available, it was concluded that HST joints are
feasible.  The analysis suggests that potential  cost differentials will
fall within a range that is economically practical.  Joint performance
and installation costs must be  finally determined in field use.  Manufac-
turers must verify the cost of materials in the market place.
                            64

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                            SECTION DC

                            PIPE REPAIR
As part of this program, an evaluation was conducted to consider methods
for repairing broken or cracked joints using HST.  It was felt that when
a decision had been made to replace a badly broken or leaking joint,
repair by an HST sleeve or wrap-around HST collar could simplify the
operation.

In order to replace a conventional bell and spigot pipe,  the pipes ad-
jacent to the joint have to be pulled to allow the spigots to slip  into
the bells.  This procedure results in four disturbed joints instead of
two.  By breaking away the cracked pipe  and installing a plain-end
pipe with HST joints, the adjacent pipes  are not disturbed.

If the joint is leaking, but not broken, a  wrap-around heat shrinkable
collar could seal it.  The material is received in flat strips  of nonirra-
diated polyolefin.  They are then wrapped around the pipe and  the over-
lapping ends are heated until they fuse together.  After the seam is
made,  they can be recovered around both the bell and barrel sections
of the pipe.  The wrap-around forms of HST are  relatively new  and  their
full potential is not known.  Since this is a new product, specimens were
not available for testing before completion of the program.

The labor and equipment involved in replacing a broken pipe or joint
constitutes at least 50% of the repair costs.  The cost of repair  mater-
ials  is minor in comparison.5>16 As a result,  sealing a leaking joint
which is not broken or cracked by excavating the line and using  HST
materials may not be economically practical. One of the other sealing
methods  currently being used by the industry to seal joints  internally
might be better suited due to the high costs of uncovering the sewer line.
If excavation is necessary, either the HST sleeve or wrap-around HST
with adhesive would form a tighter and more durable joint than conven-
tional joint systems as  indicated by test  results in this  program.
                             65

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                            SECTION X

                       SYSTEM APPLICATION
In designing an overall system for the installation of an HST joint
sewer line, several considerations must be made.  These involve the
HST material to be used,  the adhesive to be used and where the ad-
hesive is to be applied, the heat source to be used,  and the method
of assembling the joint.  As a result of  the work accomplished in this
program, a recommendation for each of these components can be made.
A cross section of the recommended joint is shown in Figure 34.  It is
recommended that the basic HST joint system identified be demonstrated
in actual field use and installation procedures verified.
                 HST Material and Adhesive Design

The heat shrinkable tubing acquired for the Phase II tests had an ex-
panded diameter large enough to fit the bell of a sewer pipe and re-
covered small enough to fit the barrels of all three types of sewer pipe
tested.  By matching recovered and expanded diameters more closely
to the outer diameter of plain- end pipe, material costs and recovery
time could be reduced.

The addition  of heat sensitive paint to the outer surface of the HST
would insure that ample heat is applied to the tubing.  Heat sensitive
paint changes color when it reaches a predetermined temperature.  This
would make any cool spots stand out  and aid both installers and inspec-
tors  of the pipe joint.

The adhesive can be on the interior surface of the tubing or placed on the
outside surface of the sewer pipe during manufacture.  This would ease
and speed installation of the joints.  Using tubing with adhesive pre-
applied to the interior surface is recommended as storage and handling
conditions for the  adhesive would be  better.  In addition, some tubing
is currently manufactured with adhesives and already a part of the manu-
facturing process.
                            Heat Sources

The recommended heat source is gas, either from a torch or catalytic
heating device. 8> 9  These types of heating devices eliminate the need for
electricity in the pipe trench and loss of heat as with hot air blowers in
high winds.  The heat source should be able  to encompass the HST joint
to achieve uniform shrinkage,  standardized joint quality and a minimum
installation time.
                             67

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                                Bumper
Heat Shrinkable Tubing
CO
                                                               Hot Melt Adhesive
              Figure 34.  Cross Section of HST Joint

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                      Sewer Pipe Modifications

Although HST materials perform equally well on bell and spigot or
plain end pipe, it is recommended that plain end pipe be specified
and used.  Reductions in total installed cost through elimination of
the bell, closer sizing of unrecovered HST to the pipe and greater
ease of placing the HST  may be experienced.  As previously mentioned,
the barrel ends of the pipe should not be butted together.  This could
result in chipping and cracking of the pipe ends during installation and
from shifting soil loads.  A bumper surface of suitable material should
be manufactured on one end of each sewer pipe.  When the pipes are
installed there would be one bumper at each joint.  Besides cushioning
the ends of the pipe,  the bumper would reduce eddies in flow over the
joint.
                Installation Procedures for HST Joints

Only minor changes in equipment and procedures presently being used to
install sewer lines would be required to install HST joints.  Instead of
recessing the bottom of the trench to receive the bell on commercial pipe,
the pipe ends for the HST joint would have to be temporarily elevated
3 to 4 inches with blocks to allow the heat to reach the lower side of
the joint. After the tubing recovered,  the blocks would be pulled out
and the pipes would drop into place.  The heat shrinkable tubing re-
quires  approximately 5 to 10 minutes to cool at room temperature.
During this time, it is still very soft and flexible and final  positioning
of the pipe can be accomplished.  See Figure 35.

A proposed system for assembling HST joints above  ground was con-
sidered and is depicted in Figure 36.  Such a system could  cut labor
costs and installation time.  The equipment involved in this process
would include a flat bed trailer with the heating device and materials
loaded on it.  Two sections of pipe would be positioned on  rollers with
the HST around the joint.  They would then pass through a heat chamber
and the HST would be recovered around the pipe ends.   The rollers would
then carry the joint through a  refrigerated water bath to set  the hot melt.
After the bath,  the joint  would be cooled sufficiently to allow the pipes
to be lowered into the trench from the vehicle.   The vehicle could move
forward one pipe length at a time providing a continuous operation.  By
using this procedure,  narrower trenches could be used in some instances
and there would be minimum requirements for men working in the  trench.

The characteristics of the HST joints,  particularly tensile strength, offer
the opportunity for significant changes  and improvements in current sewer
construction practice.  These opportunities should be evaluated and
demonstrated.  It is recommended that further investigation and develop-
ment of systems such as that  described be initiated upon field use
verification of the basic HST joint concept.
                            69

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     Plain-End Sewer Pipe
      Installed
      HST Joint
                                                Heat
Installation
   Blocks
Expanded HST
    Joint
Figure  35.  Assembling HST Joint in the Trench

-------
.Refrigerated Water
    Tanks
Plain-End Pipe

         Generator
                                                                   Gas Jets Inside
                                                                   Heater Encompass
                                                                   Joint.

                                                                   Pipe Joint
   Figure 36.  Proposed Equipment for Assembling HST Joints Above Ground

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                            SECTION XI

                       ACKNOWLEDGMENTS
We would like to thank the Water Quality Office of the Environmental
Protection Agency for their assistance during this program.  In particular,
we wish to thank Mr. W. A. Rosenkranz,  Chief, Storm and Combined
Sewer Pollution Control Branch;  Mr. George Putnicki, Director,  Office
of Contracts & Grants for Research,  Development & Demonstration,
Region VI;  and Mr.  Robert Killer, Deputy Director,  Office of Contracts
&: Grants for Research, Development & Demonstration, Region VI.

We also express our appreciation to the many companies and individuals
who furnished comments  and information pertaining to products and prac-
tices related to the program. In particular,  we would like to thank E.
I.  Dupont De Nemours fc Company,  Can-Tex Industries Division of
Harsco  Corporation, Raychem Corporation, and Rally Industries for their
assistance and products  furnished for the program.
                             73

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                            SECTION XII

                            REFERENCES
 1. U. S. Department of the Interior, FWPCA,  The Cost of Clean Water,
    Vol.  II,  U. S.  Government Printing Office, (Jan. ,  1968).

 2. U. S. Department of the Interior, FWPCA,  The Cost of Clean Water
    and its Economic Impact. Vol.  1, 2, 3, U. S. Government Printing
    Office,  (Jan. ,  1969).

 3. U. S. Department of the Interior, FWPCA,  The Economics of Clean
    Water. Vol.  1, U: S. Government Office,  March,  1970.
 4. Hayes, Seay, Mattern & Mattern, Engineering Investigation of Sewer
    Overflow Problem,  Water Pollution Control Research Series 11024
    DMS, (May, 1970).

 5. Western Company of North America,  Improved Sealants for Infiltration
    Control, Water Pollution Control Research Series, WP,  (Aug.,  1969).

 6. Master Appliance Corp. , Model HG  751 Heat Gun,  data sheet, Racine,
    Wisconsin, (May,  1970).

 7. T.  C. Products,  Model 1000 F Versalite,  data sheet, Mountainview,
    California, (June,  1970).

 8. Raychem Corporation,  FH-2605 Torch, data sheet,  Menlo Park, Cali-
    fornia, (Jan. , 1969).

 9. Raychem Corporation,  Model CH-3002A Catalytic Heaters, data sheet,
    Menlo Park, California,  (Jan. , 1969).

10. Babbitt & Doland, Water Supply Engineering,  McGraw-Hill, Inc.,
    (1955).

11. American Society of Civil Engineers  and WPCF,  Design and Construc-
    tion of Sanitary and Storm Sewers. WPCF  Manual'.No. 9, 1969.

12. H.  F. Peckworth, Concrete Pipe Handbook, American Concrete Pipe
    Association, (1951).

13. Merrimack College, Proposed Combined Sewer Control by Electrode
    Potential.  Water Pollution Control Research Series  11024 DOK,
    (Feb., 1970).

14. Burgess & Niple Limited,  Stream Pollution and Abatement  from
    Combined Sewer Overflows, Water Pollution Control Research
    Series, 11024 FKN, (Nov. ,  1969).


                             75

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15.  Avco Economic Systems Corp., Combined Sewer Overflow Abatement,
    Water Pollution Control Research, Series  11024,  (June, 1970).

16.  U. S. Department of Commerce, BDSA,  Construction, Distribution of
    Water & Waste Water Utilities Capital Expenditures in 1964. U. S.
    Government Printing Office, (Dec. ,  1966).

17.  Dun & Bradstreet, Cost of Doing Business and Key Business Ratios,
    (1969).

18.  Internal Revenue Service, Statistics of Income,  1968:  Corporation
    Income Tax Returns, Catalogue 526, U. S. Government Printing
    Office,  1970.
                            76

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                          SECTION XIII

                             GLOSSARY


HST - Heat shrinkable tubing.

Recovered Diameter - The inner diameter of the HST after it shrinks.

Recover -  In reference to HST,  to shrink.

Expanded Diameter   The inner diameter of the HST before it is heated
and shrunk.

House Laterals - The sewer line which connects a building to a main
sewer line.
                            77

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                           SECTION XIV

                           APPENDICES
                                                          Page No.

A.    Heat-Shrinkable Tubing Literature Review ....     76

B.    American Society for Testing and Materials
      Pertinent Extracts from Specifications Relevant
      to Sewer Pipe Joints	     80

C.    Conversion Formula for Phase I Shear Test ....     86

D.    Materials Utilized and Tested	     88

E.    Full Scale Test Data	     91

F.    Technical Data Submitted by Rally Industries
      Pertaining to the 8 Inch Recovered Polyvinyl
      Chloride Heat Shrinkable Tubing Manufactured
      by Them for This Program	     94
                            79

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      APPENDIX A








HEAT-SHRINKABLE  TUBING



   LITERATURE REVIEW
       81

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       HEAT-SHRINKABLE POLYMERS



            A Literature Search

               Prepared By

               Martha Betes
            Literature Searcher



         U.S. SEARCH NO. 620
              May 21,  1970

     SOUTHERN METHODIST UNIVERSITY

    INDUSTRIAL INFORMATION SERVICES

             SCIENCE LIBRARY
A STATE TECHNICAL SERVICES ACT PROGRAM
               83

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                   HEAT-SHRINKABLE POLYMERS

                           Introduction
A survey of a portion of the technical and marketing literature on heat-
shrinkable plastics and rubber has been completed, as you requested.
Emphasis was placed on tubing, but citations on both film and tubing
were included due to the scarcity of material on the latter.  Mechanical
and chemical properties of heat-shrinkable tubing,  shapes and sizes
available, manufacturers,  and tube-shrinking devices were of interest.

      The following  sources were used in the course of the search:

         Applied Science and Technology Index, 1964 - April,  1970.
         Chemical Buyer's Guide,  1970.
         A Directory of Information Resources in the United States,
           1965.
         Directory of Special Libraries and Information Centers,
           1968.
         Modern Plastics,  January - April, 1970.
         Modern Plastics Encyclopedia,  1970.
         Plastics and Polymers, 1969 - February,  1970.
         Plastics Monthly, 1968-1969.
         Plastics Technology,  1969  - April,  1970.
         Thomas Register,  1969.

In addition, recent issues  of Business Periodicals Index,  Chemical
Abstracts, Electrical and Electronics Abstracts (Science B),
Engineering Index, Gas Abstracts, Instrument Abstracts,  the  NASA
report literature, Paper Chemistry Institute Abstracts, Petroleum
Abstracts, and the U.S.  Government Research and Development Reports
were scanned.  Also various other directories, texts, and encyclo-
pedias were consulted but  yielded no pertinent information.  Patents
as such were not searched, but relevant ones were noted during the
survey.  No single comprehensive listing of  manufacturers of heat-
shrinkable tubing and/or films was found, but isolated names were
uncovered.  We could have copied all the manufacturers the various
kinds of polymers known to be used  in the shrink process, but this
did not seem worthwhile because these same polymers (such  as PVC
and polyethylene) are used in so many other  ways.  However, this
can be done if you wish, and also a patent search can be undertaken
upon your authorization.

The report is divided into four major sections, with the first two  sub-
divided into two parts  each.  The first covers heat-shrinkable tubing,
with Part A noting full-length articles and Part B abstracts and citation.
Section II is  comprised of material on heat-shrinkable films such as
those used for packaging and wrapping.  Parts A and B correspond to
those of Section I.   Section III covers manufacturers, both of equipment
                              85

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and polymers, while Section IV highlights research centers and special
libraries which you might consult for further information.  The citations
in IB and HE are arranged chronologically, most recent first,  while
Section III and IV are arranged alphabetically by name of the company
or center.  Separate from the search itself is a guide to heat-shrinkable
plastics located in the journal Electronic Engineer, March, 1969.

It is hoped that this report will be of use in your project.
                                 INDUSTRIAL INFORMATION SERVICES
                           86

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                SOUTHERN METHODIST UNIVERSITY
                   HEAT-SHRINKABLE POLYMERS
                   ABSTRACTS AND CITATIONS
 1.   Hauck, Jack E. ,  "Heat Shrinkable Tubing and Moldings,"
     Materials in Design Engineering, (Feb., 1965).

 2.   Newey, A.B. , '"Elastic Memory" Causes Heat Shrinkable
     Plastics to be Effective Protective Coatings, '  Materials
     Protection.  No. 7,  (August, 1968).

 3.   "Plastic Heat Shrinkable Tubing, " Materials in Design
     Engineering, (Jan.,  1966).

 4.   Hamilton, W.O. and others, "Thermal Expansion of Epoxies
     Between 2 and 300° K, " Research fa Science Instrumentation,
     No.  39:645-8, (May, 1968^

 5.   Jackson, C.A. , Beason, E.G.,  Duncan, D.G., "Patent,
     Packaging Articles with Heat Shrinkable Tubing,."  To Phillips
     Petroleum Co.  US 3, 410. 394,  (Nov., 1968).

 6.   Jablin,  J.N., "Shrink on the Insulation," Radio-Electronics,
     No.  38:61+  N, (1967).

 7.   Ragolia, A.J. ,  "Dimensional Stability of Acrylic Resins, "
     Modern Plastics, No. 43_107- 10+ Jl, (1966).

 8.   "Plastic Heat Shrinkable Tubing, " Materials in Design
     Engineering, No. 63:26, (Jan. ,  1966).

 9.   Wood, S., "Coming Market for Shrink Film-Industrial Packaging, "
     Modern Plastics, No. 1, pp 110-13 (Jan.,  1969).

10.   "The Coming Market for Shrink  Film:  Industrial Packaging, "
     Modern Plastics, (Jan., 1969).

11.   Emus,  R.W., "Apparatus for Heat Shrinking Biaxially Oriented
     Polymer Films." W.  R.  Grace & Co. , No. US 2, 427, 789,
     (Feb.,  1969).

12.   Tiernan, J. ,  "Now a Low-Plasticized PVC Shrink Film, "
     Borden Inc. , pp81-2 (June, 1969).
                           87

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                           APPENDIX B
          AMERICAN SOCIETY FOR TESTING AND MATERIALS
                    PERTINENT EXTRACTS FROM
          SPECIFICATIONS RELEVANT TO SEWER PIPE JOINTS
ASTM C594-66T (Accepted 11-16-66)
       COMPRESSION COUPLINGS FOR VITRIFIED CLAY PLAIN-END PIPE
       (Minimum Requirements)
               TABLE 1 - TESTS FOR RUBBER MATERIALS
Test

Chemical resistance
  1 N sulfuric acid
  1 N hydrochloric
   acid

Tensile
  strength
Hardness

Accelerated
  oven aging
Compression set


Water absorption
Ozone resistance
Low t emperature
  brittle point
Test Requirements


no weight loss

no weight loss

1000 psi min
450% min
 elongation at break

60 1  5

decrease of 10%
 max of original
 tensile strength
decrease of 10%
 max of original
 elongation
decrease of 25%
 max of original
 deflection
increase of 5%
 max of original weight
rating no. 1
no fracture at
 -40 F
                          ASTM Test Method

                          D 5435
                           D 4125
                           D 22405
                           (Shore A durometer)
                           D 57 33 (7 days at
                            70   1  C)
D 3953
  Method B
  (70 C for 22 hr)
D 47 I3 as follows:
 immerse 0. 075 by
 2 by 2 in. in dis-
 tilled water at 70C
 for 7 days.
D 117 I3
D 7463
                            89

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 5. Test Requirements for Joints

   5. 1 Pipe joints shall meet the following requirements:
   5. 1. 1 The pipe joints shall be designed in a manner to achieve a
 residual compression of at least 30 psi between the coupling and the
 pipe barrel.
   5. 1. 2 The joint shall exhibit sufficient flexibility to allow the
 following deflections without visible leakage when tested with an
 internal 10-ft head of water (4. 3 psi) for a period of 1  hr for each test
 condition.   The tests shall be performed at temperatures of the water,
 pipe and atmosphere within a range of 60 to 75 F.  These tests will be
 construed to demonstrate exfiltration characteristics.
   5. 1. 2. 1 Test Condition I.-- The ends of the test line (two lengths
 of joined pipe) shall be restrained  against longitudinal movement.  The
 pipe shall  be deflected in any direction for the distances stated in Table
 2.  The deflection shall be the distance the  free end of one  pipe moves
 away from  the center line in any direction while the other pipe remains
 fixed.
   5. 1. 2. 2 Test Condition II:  Coupling without Shear Ring—There shall
 be no leakage when tested under conditions  outlined in 5.1.2 if the
 jointed ends shall be deflected relative to one another  in any direction,
 either longitudinally or perpendicularly to the pipe axes a distance of
 1/24 in. /in. of pipe diameter.
          TABLE 2 - DEFLECTION PER FOOT OF PIPE LENGTH

                                    Deflection per Foot of
           Nominal Diameter, in.       Pipe Length, in.

           4 to 12,  incl	            1/z
           15 to 24,  incl	            3/8
           27 to 36,  incl	            i/4


   5. 1. 2. 3 Test Condition II: Coupling with Shear Ring--Instead of the
deflection test specified in 5. 1. 2, the following shear test on couplings
with shear rings may be substituted.  When a weight of 150 Ib/in. of
nominal diameter is uniformly applied over an arc of not less  than 120
deg and along a longitudinal distance of 12 in. at the end of the pipe
immediately adjacent to the coupling of the assembled joint,  there shall
be no leakage when tested under the conditions outlined in 5. 1. 2. 2.
The pipe in this laboratory test shall be supported on  adequate blocks
placed immediately behind the coupling.

6. Field Performance and Acceptance

   6. 5 Joints shall sustain a maximum limit of 0.40 gal/in. of diameter/
hr/100 ft of line when field tested by actual infiltration conditions.  If
exfiltration testing is required or necessary, the joints shall perform
equally well, except that  an allowance of an additional 10 per cent of
                            90

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gallonage shall be permitted for each additional 2-ft head over a basic
2-ft minimum internal head.
ASTM C 425-66T (Accepted 11-16-66)
      COMPRESSION JOINTS FOR VITRIFIED CLAY BELL AND SPIGOT PIPE
      (Minimum Requirements)
              TABLE I - TESTS FOR PLASTIC MATERIALS
Test

Chemical resistance
  1 N sulfuric acid
  1 N hydrochloric acid
Test Requirements
no weight loss
no weight loss
ASTM Test Method
                           D 543
              TABLE 2 - TESTS FOR RUBBER MATERIALS
Test

Chemical resistancw
  1 N sulfuric acid
  1 N hydrochloric acid
Tensile strength
Hardness

Accelerated oven aging
Compression set


Water absorption
Ozone Resistance
Test Requirements
no weight loss
no weight loss
2000 psi min.
500% min elongation
  at break
35 min
50 max
maximum decrease
  of 20% of original
  tensile strength
maximum decrease of
  25% of original
  elongation
maximum decrease
  of 16% of original
  deflection
maximum increase
  of 5%  of original
  weight
Rating no.  1
ASTM Test Method
                           D 543'
D 4123
D 22403(Shore A
 Durometer)
D 5734 (7 days at
 70 4 l C)
D 3954,  Method B
 (70 C for 22 hr)

D 47 I4 as follows:
 Immerse 0. 075 in.
 by 2 in.  by 2 in.
 in distilled water
 at 7OC for  7 days
D 11714
                           91

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         TABLE 3 - DEFLECTION PER FOOT OF PIPE LENGTH
                                       Deflection per foot
          Nominal Diameter,  in.        Pipe Length, in.

           4 to 12, incl	                ya
          15 to 24, incl	               3/8
          27 to 36, incl	               V4
6. Test Requirements for Joints

   6. 1 Pipe joints shall meet the following requirements:
   6.1.1 The joint shall  exhibit sufficient flexibility to allow a deflec-
tion in any direction per  ft of pipe length for various  pipe diameters as
stated in Table 3, and the joint, when deflected,  shall show no visible
leakage when being tested under an internal  10-ft head of water pressure
(4. 3 psi).  The ends of the test line shall be restrained only in an a-
mount necessary  to prevent longitudinal  movement.  The deflection shall
be measured as the distance the free  end of one pipe moves away from
the center line  in any direction, while the other pipe remains fixed.
   6.1.2 The pipe joints  shall present sufficient resistance to shear
loading to meet the following test:  when a weight of 150 Ib/in. of
nominal diameter is uniformly applied over an arc of not  less than 120 deg
and along a longitudinal  distance of 12 in. at the spigot end of the pipe
immediately adjacent to the bell of the assembled joint,  there  shall be
no visible leakage when  an internal 10-ft head of water pressure (4. 3 psi)
is applied for a period of 1 hr after application of the shear load,  with the
temperature of water, pipe, and atmosphere within a range of 60 to 75
deg F.   The pipe  in this laboratory test shall be supported on adequate
blocks placed immediately behind the bell.  This test shall be construed
to demonstrate  exfiltration characteristics.

7. Field Performance and Acceptance

   7. 5 Joints shall sustain a maximum limit of 0.40 gal/in. of diameter/
hr/100 ft of line when field tested by actual infiltration conditions.  If
exfiltration testing is required or necessary,  the joints shall perform
equally well, except that an allowance of an additional 10 per cent of
gallonage shall be permitted for each additional 2-ft head over a basic
2-ft minimum internal head.
                           92

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ASTM  c 428-69a (Accepted 11-14-69)
       ASBESTOS-CEMENT NONPRESSURE SEWER PIPE
Joint Tightness

   5. (a) The purchaser by designation with his order may require that
assembled pipes and couplings pass the following performance tests
without leakage:
   (1) Straight Alignment--A hydrostatic  pressure test shall be made on
an assembly of two sections  of pipe, properly connected with a coupling
in accordance with the joint design.  An equivalent alternative may be
a single pipe with a coupling on each  end.  The assembly shall be sub-
jected to an internal hydrostatic pressure 10 psi (0.7 kgf/cm2) for 10  min
and  any leakage shall be considered a failure of the test requirement.
   (2) Maximum Deflected  Position--Upon completion of the test for
pipes in straight alignment in accordance with Section 5(a)  (l),  deflect
the test sections 5 deg  for 12 in. and  smaller diameters and 3 deg for
14 in.  and larger diameters (with one half of the deflection  being between
each pipe and the coupling) and subject  it to an internal hydrostatic pres-
sure of 10  psi (0.7 kgf/cm2) for 10  min.  Any leakage shall  be considered
a failure of the test requirement.
   (b) Test one  sample of at least one size unless some other arrangement
is made with the purchaser by designation with his order.  At  the option
of the purchaser, the sample of the pipes and couplings to be tested may
be selected by him.  Instead of requiring performance of these tests,  the
purchaser may require the manufacturer to certify that the pipes and coup-
lings will pass the tests enumerated in this section.
ASTM  C 443-70 (Accepted 2-6-70)
       JOINTS FOR CIRCULAR CONCRETE SEWER AND CULVERT PIPE,
         USING RUBBER GASKETS
   Note  l--The purchaser of pipe with rubber gasket joints should
   carefully investigate the adequacy and performance of the rubber
   gasket joint proposed for use.  The infiltration or exfiltration in
   a pipe line made with these joints should not exceed 0.60 gal/in.
   (0.002 m3/25 mm)  of internal pipe diameter per 100  ft (30.48 m)  of
   pipe line/h, where the maximum hydrostatic head at the center line
   of the pipe does not exceed 25 ft (7. 62m). The purchaser may spe-
   cify other infiltration or exfiltration requirements.

8. Performance Requirements for Joints

   8. 1 The purchaser may require that assembled joints pass the  follow-
ing performance tests without leakage at the joints:
                            93

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   8. 1. 1 Pipes in Straight Alignment--Hydrostatic pressure tests on
joints shall be made on an assembly of two sections of pipe,  properly
connected in accordance with the joint design.  At the option of the
purchaser a second such test may be required.  Suitable bulkheads may
be provided within the pipe adjacent to and on either side of the joint,
or the outer ends of the two joined pipe sections may be bulkheaded.
No mortar or concrete coatings,  fillings, or packings shall  be placed
prior to water-tightness tests. After the pipe sections are fitted together
with the gasket or gaskets  in place,  the assembly shall be  subjected to
an internal hydrostatic pressure of 10 psi (1 kg/cm2) for 10  min.  Mois-
ture  or beads of water appearing on the surface of the joint  will not be
considered as leakage. At the manufacturer's option, the test period
may  be extended up to 24 h.
   8. 1. 2 Pipes in Maximum Deflected Position--Upon completion of
the test for pipes in  straight  alignment in 8. 1. 1, the test sections  shall
be deflected to create a position 1/2 in. (12.7 mm) wider than the assem-
bled position on one side of the outside perimeter of each joint and shall
be subjected to an internal hydrostatic pressure of 10 psi for  10 min.
Moisture or beads of water appearing on the surface of the joint will not
be considered as leakage.
                           94

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                           APPENDIX C

                CONVERSION FORMULA FOR PHASE I
                           SHEAR TEST
Stress = Pounds of shear load / Area in sq. inches = PSI

This formula can compare the shear load applied to the 1 inch diameter
HST with a wall thickness of 0. 035 inch to an 8 inch HST joint with a
wall thickness of 0. 122 inch.  By taking a cross section of the HST
joint at the shear point and finding the area of that material, the area
can be divided into the shear load to determine the PSI of that load.

EXAMPLE:

If the 8 inch diameter HST joint has:

     1.  Wall thickness = 0. 122 inch
    2.  Inner diameter (I. D.) = 9. 75 inches
    3.  Outer diameter (O. D. ) = I. D. +2  (wall thickness) = 9. 99 inches
    4.  Load =  1200  pounds	ASTM specification

Stress = Load / Area

    Area = 3. 14 / 4    (O. D. )2 - (I. D. )2
    Area = 3. 14 / 4    (99. 8) - (95. 1)
    Area = 3. 69 sq.  in.

Stress = 1200 Ibs. /  3.69 sq. in.  = 325.2 PSI

Knowing that an 8 inch sewer pipe has 325 PSI at 1200 pounds shear load,
the minimum load for the 1 inch HST joint  can be determined.  The same
procedure is followed.

The 1 inch diameter HST  joint has:

     1.  Wall thickness = 0. 035 inch
    2.  I. D.  =  1. 2 inches
    3.  O. D. =  1. 27  inches
    4.  Load = 43 pounds

Stress = Load / Area

    Area = 3. 14 / 4   (O. D. )2 - (I. D. )2
    Area = 0. 13 sq.  in.
                            95

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Stress = 43 pounds / 0. 13 sq.  in. = 330 PSI

Note that the 8 inch HST joint must withstand 325 PSI under 1200 pounds
of shear load, and that the 1 inch HST joint must withstand 330 PSI under
43 pounds of shear load.   Consequently all 1  inch HST joints must
withstand a minimum of 43 pounds shear load,  or the joint is a failure.
                           96

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                          APPENDIX D

                 MATERIALS UTILIZED AND TESTED

                     HEAT SHRINKABLE TUBING

Laboratory Testing

                     Brand
Generic Name      Designation  Manufacturer
Polyolefin          RNF 100

Polyolefin          HK 2

Poly vinyl Chloride  FIT 105-2
              Raychem Corporation

              Rally Industries Inc.

              Alpha Wire Corporation
Silicon Rubber

Neoprene

Neoprene

FEP Teflon

FEP Teflon

TFE Teflon

TFE Teflon

Viton

Kynar

Polyethene &
  Adhesive

Polyethene &
  Adhesive
Silastic 1412  Dow Corning Corporation
NT-2
Raychem Corporation
Penntube VII   Penntube Plastics Inc.

FEP 177       E. I.  Dupont De Nemours & Co.

SMT II        Penntube Plastics Inc.

              Zeus Industrial Products Inc.

Penntube I    Penntube Plastics Inc.

              Raychem Corporation

              Raychem Corporation

TPS 1000      Raychem Corporation


WRS          Raychem Corporation
                            97

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Full Scale Testing

                     Brand
Generic Name     Designation
Polyolefin

FEP Teflon

Poly vinyl Chloride
TPS 10750
Manufacturer

Raychem Corporation

E.  I. Du Pont De Nemours & Co.

Rally Industries  Inc.
                           ADHESIVES
Laboratory Testing

                     Brand
Generic Name     Designation
Butyl Adhesive
  Tape

Hot Melt

Hot Melt
SFTS 1


TPX 327

394 A
Manufacturer

Sigma Industries Inc.


Raychem Corporation

Raychem Corporation
Full Scale Testing

                     Brand
Generic Name     Designation
Hot Melt
              Manufacturer
Hot Melt
Adhesive Tape
Hot Melt
Hot Melt
Hot Melt
Hot Melt
CC 150
SFTS 1
DA- 2
80-5322-0
Superseal
Electro-
Stix I
Stuck Adhesives Inc.
Sigma Industries Inc.
3-M Company
Paisley Products, Inc.
Electro- Seal Corp.
Electro -Seal Corp.
M5L
Eastman Chemical Products Inc.
                            98

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Full Scale Testing (cont. )
.Generic Name

Hot Melt

Epoxy

Epoxy

Film Adhesive

Epoxy
  Brand
Designation

M5W

Plastilock 729

Plastisol 370-569

367-147 Sealant

CPRL 367-109
Manufacturer

Eastman Chemical Prod.  Inc.

B. F.  Goodrich Adhesive Prod.

B. F.  Goodrich Adhesive Prod.

Hysol Corp.

Hysol Corp.
                 COMMERCIAL SEWER PIPE JOINTS
Full Scale Testing

Type

Clay, Bell and Spigot Pipe

Asbestos-Cement Nonpressure
     Sewer Pipe

Concrete, Rubber Gasket

Clay, Compression Couplings
                    Manufacturer

                    Can-Tex Industries

                    Johns-Manville Transite Pipe


                    Gifford-Hill Pipe Company

                    Can-Tex Industries
                            99

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     APPENDIX E




FULL SCALE TEST DATA

Test No.

1.
2.
3.
Average


Internal
PSI
15.0
12.4
13. 0
13.5
Table
Deflected
Pressure Internal Pressure
PSI
15.0
15.0
10.5
13.5

Shear
LBS
3600
2900
3800
3400

Tensile
LBS
146
65
174
128
1. Asbestos -Cement Test Results
Test No.
1.
2.
3.
Average

Internal
PSI
15. 0
11.5
12.6
13. 0
Table 2 .
Deflected
Pressure Internal Pressure
PSI
12.0
10.4
8.5
10.3
Clay, Bell and Spigot, Test
Shear
LBS
2400
2600
1900
2300
Results
Tensile
LBS
68
195
137
133

Test No.
1.
2.
3.
Average
Table
Internal Pressure
PSI
Failed
15.4
13.7
9.7
3. Concrete and
Deflected
Internal Pressure
PSI
Failed
11.0
9.2
6.7
Rubber Gasket Joint
Shear
LBS
Failed
3400
2600
2000
Tensile
LBS
105
271
188
188
Test Results
   101

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Test No.
1.
2.
3.
Average

Deflected
Internal Pressure Internal Pressure
PSI PSI
9.7
8. 5
10.4
9.5
Table 4. Clay,
11.3
7.7
10. 0
10. 0
Shear
In.
7/16
3/8
9/16
7/16
Tensile
LBS
61
78
94
78
Compression Coupling Test Results
Test No.
1.
2.
3.
Average
Table 5.
Deflected
Internal Pressure Internal Pressure Shear
PSI PSI LBS
15.0
15.0
15. 0
15.0
Polyolefin HST,
15. 0
15. 0
15.0
15.0
CC150 adhesive, and
Failed
5300
2800
4100
Clay plain-
Tensile
LBS
900
900
900
900
end Pipe

Test No.

1.
2.
3.
Average


Deflected
Internal Pressure Internal Pressure
PSI
15. 0
15. 0
15. 0
15.0
Table 6. Polyolefin
Asbestos- Cement
PSI
15.0
15.0
15.0
15. 0

Shear
LBS
4800
5600
5100
5200

Tensile
LBS
900
900
900
900
HST, CC150 Adhesive,
and Plain- End Pipe
102

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Test No.
1.
2.
3.
Average

Internal Pressure
PSI
15. 0
15.0
15. 0
15.0
Table
CC150 Adhesive,
Deflected
Internal Pressure
PSI
15. 0
15.0
15. 0
15. 0
7. Polyolefin HST,
and Concrete Plain- End
Shear
LBS
5700
2800
4400
4300
Pipe
Tensile
LBS
900
900
900
900

103

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                      APPENDIX F

  TECHNICAL DATA SUBMITTED BY RALLY INDUSTRIES PER-
  TAINING TO THE 8 INCH RECOVERED POLYVINYL CHLORIDE
HEAT SHRINKABLE TUBING MANUFACTURED FOR THIS PROGRAM
                      105

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                 HEAT SHRINK RIGID PVC SLEEVING
INTRODUCTION
A sub-contract to develop a heat shrink sleeve from Rigid PVC was
established under prime contractor, WESTERN RESEARCH CORP.,  Richard-
son, Texas.  The prime development project involved a method of pro-
ducing heat shrink sleeves of rather large dimensions for sealing butt
joint ceramic clay or cast iron pipe subject to seismic shifts and
other joint hazards.
GENERAL SPECIFICATIONS
    1.  The basic sleeve material must have low water absorption
       properties and good resistance to petroleum hydrocarbons and
       chemicals.

    2.  The sleeve requires sufficient tensile strength and elongation
       to resist a finished joint bending test involving one fixed length
       while the second length is moved through an arc of 1" per foot
       of length.

    3.  The sleeve must be capable of shrinking using hot air methods
       from an original inner diameter of 11" to a final diameter of 8"
       and affect a sealed joint using accepted hot melt adhesives that
       will melt during the heat shrink process.
HEAT SHRINK THEORY

The most probable structure of useful polymers is a random tangled
arrangement of long chain molecules.  Structural strength is dependent
upon intermolecular attractive forces and the inability of the molecular
chains to move freely.

If the molecular structure is stretched in a relatively cool state,  re-
alignment of the molecular structure occurs and the stresses are locked
in by intermolecular forces which resembles crystal structure.  The
molecular locking areas are called spherulites or crystalites.

A second way to lock  in molecular stresses is through the use of chemi-
cal cross links.  In rubber this is accomplished through "vulcanization"
with sulfur bridges.  Direct carbon to carbon bonds occur in adjacent
molecular chains through the use of  peroxide crosslinking agents or by
electron beam irradiation of certain polymers.

The locked in  stresses can be relaxed by heating the structure above its
"glass transition temperature" which allows molecular rearrangement or
                           107

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shifting of the chain structure back to its original dimensions, resuming
its original tangled relaxed state.

Advantage can be taken of this principle by inducing stresses in rigid
PVC by stretching at a relatively low temperature.  The stresses are
locked in by intermolecular forces - crystalites -  and relaxed to
shrink to its original dimensions by heating above its glass transition
temperature (above  170°F).
STRUCTURE

    a.)  Plastic Sheeting
         To apply the concept, rigid Type II PVC sheeting is stretched
         approximately 100% in the longitudinal direction and at a
         temperature of 190-250°F.  This is accomplished by speeding
         up the take off of the calender train during sheet production.

         The stretched sheet when relaxed at 210° F will shrink up to
         30% of its original calendered dimension and at 330°F the sheet
         will shrink up to 50% of the calendered stretched length (100%
         based on the final relaxed dimensions).

    b. )  Adhesive
         The adhesive requirements are very rigorous involving the
         following points :

         1. )  Maximum specific adhesion to rigid PVC.
         2. ) Heat resistance to above 300°F to maintain bond strength
             during shrink process.
         3. ) Sufficiently thermoplastic to allow shrinkage to occur
             at temperature of 200°F-300°F.

    c. )  Hot Melt
         The hot melt affects the seal between the  sleeve and the pipe.
         Besides  forming a hot melt seal during the heat shrink process,
         the hot melt must be resistant to water, chemicals, hydrocar-
         bons,  etc.
PRODUCTION PROCEDURE
Shrink sleeves are produced by wrapping and bonding stretched PVC sheet-
ing on a circular mandrel of the desired dimensions.

In this way sleeves of any dimension can be made with minimum tooling
cost.   The dimensional change will be directly proportional to the shrink
built into  the PVC sheeting.
                             108

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Sleeve building procedure follows :

    a.)  Building Mandrel

         A collapsible mandrel can be built from relatively light sheet
         metal locked to the proper initial dimensions (inner diameter).
         This  design  should permit good internal heat transfer and
         sufficient inner peripheral collapse to permit removal of the
         finished sleeves.  Accurate, constant sectional dimensions of
         the mandrel  are necessary to guarantee accurate wrapping
         geometry.

    b.)  Cement Application

         Cement can  be applied by brush,  spray or roller coat to the
         sheeting.  In this particular construction two coats of a
         30%  solids polyester cement was applied to produce approxi-
         mately 1 mil dry film  thickness.  A single coat of the same
         cement was  applied to the opposite side of the  sheet and
         allowed to air dry for a minimum of 15 minutes before assembly.

    c. )  Mandrel Wrapping

         Dry coated sheeting having a length equivalent to the number
         of circumferential wraps required for the proper thickness  plus
         30%  of circumference for overlap reinforcement.  It is neces-
         sary  to align the sheet and the mandrel properly in order to
         produce a smooth tight wrap, free of wrinkles and potential
         trapped air.

    d.)  Pressure  Application

         Ply to ply pressure is necessary to produce an intimate contact
         to guarantee fusion of the cement films during the heat bonding
         process.  This also prevents the laminate from  uncoiling during
         the heat bonding process.  The necessary pressure  is applied
         by  stretching an external rubber sleeve over the coiled lami-
         nated structure.  A pressure sleeve of temperature resistant
         rubber designed for medium modulus properties  will supply suf-
         ficient bonding pressure when elongated approximately 50% and
         has a sectional thickness of .  060" to . 090".

    e. )  Heat Bonding Cycle

         The assembled mandrel with the dry adhesive coated PVC sheet-
         ing,  prepared with the external rubber pressure sleeve,  is
         placed in a forced draft air oven and heated 15 minutes at  250°F.

         The actual attained temperature of the sleeve is in the order of

                            109

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        200-2300F.  The heat causes the PVC sheeting to shrink suf-
        ficiently to apply the additional necessary pressure for
        structural ply bonding.

        The dry adhesive film coating is heat activated at 210°F to 220°F
        which fuses the structure into a tight uniformly bonded sleeve.

        After coating, the mandrel is unlocked, slightly collapsed and
        the sleeve removed and trimmed to 8" or whatever specified
        lengths.
FINAL TESTING

    a.)  Inspection

         The sleeves are checked for blisters or non-laminated areas.
         This can be done by flexing the sleeves.  Any non-laminated
         areas produce a distinctive frictional or "cracking"  sound.

    b.)  Percent Shrink Vs. Temperature

         Typical sleeve sections are placed in circulating air ovens
         at 200°F and 300°F for 15 minutes.

         Minimum percent shrink as measured by circumferential dimen-
         sions before and after heat treatment follow:

                                         % Shrink - minimum
              200°F                            20%
              300°F                            50%

    c.)  Mandrel Shrink

         To an 8" diameter (OD) sheet metal mandrel two strips  of hot
         melt adhesive (cross section 1/4" x 1/2") is wrapped around
         the test mandrel 7-1/2" apart.  An 11" ID PVC  shrink sleeve
         is centered on the prepared 8" mandrel  and placed in an oven
         5 minutes at 275°F.

         The PVC sleeve must shrink tightly onto the mandrel producing
         a sealed structural simulated joint.  The hot melt must exude
         from the end of the sleeve forming a continuous seal.
ADDITIONAL DESIGN POSSIBILITIES
    1.   Evaluate heat activated cements that can be cast into films
         which in turn can be coiled as an interleaf between PVC plies
         and heat fused as described above.
                           110

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2.  Evaluate high temperature resistant pressure sensitive adhe-
    sives such as Silicones that would allow simple pressure
    wrapping of sleeves and heat shrinking at 300 °F.

3.  Investigate mechanical riveting using metal or plastic gussetts
    and rivets  at the PVC ply overlap area.  Gussett seals could
    be made using extra hot melt sealant in this area.

4.  Better hot melt design would be achieved by heat shrinking
    annular grooves circumferentially around the PVC sleeves to
    contain a preformed ring of hot melt sealant.

    This could be done during the heat setting process of the ad-
    hesive over a shaped mandrel containing annular ribs.

5.  A heat shrink heating device should be designed to distribute
    hot air at 350oF to 400°F in a flow pattern from one end of
    the sleeve to the other with air flow outside and inside of the
    sleeve for uniform heating.

    This could be designed as a split hot air oven with an outside
    annular space of 2"-3" greater than the shrink sleeve.  Hot
    air from  a gas fired oven would be forced through and over the
    sleeve affecting rapid and even heat transfer eliminating most
    of the heat sink problems of the  cold pipe.

    Considerable development is  needed to develop field methods
    for delivering uniform heat to the sleeve to produce an even
    uniform shrink without the necessity of heating the pipe or  the
    great out-of-doors.
                       Ill

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    .Access/on Number
                           Subject Field & Group
                             08G
                                             SELECTED WATER RESOURCES  ABSTRACTS
                                                   INPUT TRANSACTION FORM
    Organization
     The Western Company of North America
    Title
     HEAT SHRINKABLE TUBING AS SEWER PIPE JOINTS
1 Q Authors)
Beale, Gerald D.
Sweet, Stephen M.
Harts el, Gerald D.
16

21

Project Designation
EPA Water Quality
(11024 FLY)
Office Contract No. 14-12-854
Note
 22
    Citation
Water Pollution Control Research Series 11024 FLY 06/71
23
    Descriptors (Starred First)
ij          M                        n            ii                    |j
  sewers,   sewer joints, sanitary,   infiltration,  construction costs,  sewer repair,

water pollution
 25
    Identifiers (Starred First)
Heat shrinkable tubing,   hot melt adhesives, sewer joint tests
    Abstract Preliminary testing had indicated that commercial sewer pipe might be coupled
     in tight waterproof joints using the heat shrinkable plastic tubing (HST) developed and
used extensively in the electronics and aerospace industries.   Laboratory studies of such
materials and joints were conducted to determine their characteristics and their operational
and  economic feasibility.  A wide variety of HST materials and joints were tested in
addition to conventional joints for clay,  concrete and asbestos-cement  pipes.

The  results of both small scale tests and full scale tests using commercial 8 inch sewer
pipe indicated that a polyolefin with a polymeric base hot melt adhesive produced the
most durable, watertight joints and were significantly superior in performance compared
to existing pipe joining mechanisms.  In addition, the cost analysis indicated that HST
joints are  economically feasible and compare favorably to conventional  joints when
considering both material and installation costs.   The HST joint requires no significant
departure from current installation practice and is equally adaptable to repair of installed
commercial pipe and joints.  Field development and in-use demonstration of the HST
system is  recommended.
27
Abstractor
       Gerald D. Harts el
                                 utio
                                 tton
                                 e Western Company of North America
 WR:I02 (REV. JULY 1969)
 WRSI C
                                             SEND TO:
                                                    WATER RESOURCES SCIENTIFIC INFORMATION CENTER
                                                    U.S. DEPARTMENT OF THE INTERIOR
                                                    WASHINGTON, D. C. 20240
                                                                            * OPO: 1969-359-339

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Continued from inside front cover....
11022 	 08/67

11023	09/67

11020 	 12/67

11023	05/68

11031 	 08/68
11030 DNS 01/69
11020 DIH 06/69
11020 DES 06/69
11020	06/69
11020 EXV 07/69

11020 DIG 08/69
11023 DPI 08/69
11020 DGZ 10/69
11020 EKO 10/69
11020 	 10/69
11024 FKN 11/69

11020 DWF 12/69
11000 	 01/70

11020 FKI 01/70

11024 DDK 02/70
11023 FDD 03/70

11024 DMS 05/70

11023 EVO 06/70
H024	06/70
11034 FKL 07/70
11022 DMU 07/70
11024 EJC 07/70

11020 	 08/70
11022 DMU 08/70

11023 	 08/70
11023 FIX 08/70
11024 EXF 08/70
Phase I - Feasibility of a Periodic Flushing System for
Combined Sewer Cleaning
Demonstrate Feasibility of the Use of Ultrasonic Filtration
in Treating the Overflows from Combined and/or Storm Sewers
Problems of Combined Sewer Facilities and Overflows, 1967
(WP-20-11)
Feasibility of a Stabilization-Retention Basin in Lake Erie
at Cleveland, Ohio
The Beneficial Use of Storm Water
Water Pollution Aspects of Urban Runoff, (WP-20-15)
Improved Sealants for Infiltration Control, (WP-20-18)
Selected Urban Storm Water Runoff Abstracts, (WP-20-21)
Sewer Infiltration Reduction by Zone Pumping, (DAST-9)
Strainer/Filter Treatment of Combined Sewer Overflows,
(WP-20-16)
Polymers for Sewer Flow Control, (WP-20-22)
Rapid-Flow Filter for Sewer Overflows
Design of a Combined Sewer Fluidic Regulator, (DAST-13)
Combined Sewer Separation Using Pressure Sewers, (ORD-4)
Crazed Resin Filtration of Combined Sewer Overflows, (DAST-4)
Stream Pollution and Abatement from Combined Sewer Overflows  •
Bucyrus, Ohio, (DAST-32)
Control of Pollution by Underwater Storage
Storm and Combined Sewer Demonstration Projects -
January 1970
Dissolved Air Flotation Treatment of Combined Sewer
Overflows, (WP-20-17)
Proposed Combined Sewer Control by Electrode Potential
Rotary Vibratory Fine Screening of Combined Sewer Overflows,
(DAST-5)
Engineering Investigation of Sewer Overflow Problem -
Roanoke, Virginia
Microstraining and Disinfection of Combined Sewer Overflows
Combined Sewer Overflow Abatement Technology
Storm Water Pollution from Urban Land Activity
Combined Sewer Regulator Overflow Facilities
Selected Urban Storm Water Abstracts, July  1968 -
June 1970
 Combined  Sewer Overflow Seminar Papers
 Combined  Sewer Regulation and Management -  A Manual of
Practice
 Retention Basin  Control of  Combined  Sewer  Overflows
 Conceptual Engineering Report  - Kingman Lake Project
 Combined Sewer Overflow Abatement  Alternatives  -
 Washington, D.C.

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