EPA-AA-TEB-83-2
Investigation of NOx Artifacts in Diesel Emission Tests
                          By

                 Edward Anthony Barth
                     January 1983
              Test and Evaluation Branch
          Emission Control Technology Division
                Office of Mobile Sources
            Environmental Protection Agency

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          Investigation  of NOx Artifacts in Diesel Emission Tests

                                  INDEX

ABSTRACT                                                          Page 3

BACKGROUND                                                        Page 4

PROGRAM DESIGN                                                    Page 5
    1.   Methodology                                              Page 5
    2.   Ames test                                                Page 6
    3.   Artificial Combustion Air                                Page 6
    4.   Test Engine - Selection Criteria  and Description         Page 7

TEST PROCEDURES                                                   Page 8
    1.   Test System                                              Page 8
    2.   Sample Size                                              Page 11
    3.   Equipment Check                                          Page 11
    4.   System Operating Checks and Adjustments                   Page 12

TEST RESULTS - AMES Mutagenicity                                  Page 14

TEST RESULTS - GASEOUS AND PARTICULATE EMISSIONS                   Page 15

CONCLUSIONS                                                       Page 16


                                APPENDIXES

Appendix A      Ames Bioassay Testing                             Page 18
Appendix B      Physical Properties  of the Combustion Gases        Page 22
Appendix C      Test Engine Description                           Page 23
Appendix D      Artificial Air Analysis                           Page 24
Appendix E      Fuel Analysis                                     Page 24
Appendix F      Operating Test Variables                           Page 25
Appendix G      Test Filter Extraction Solubles                   Page 26
Appendix H      ORD's Analysis of Ames Test Results
                for the Artifact Samples                           Page 27
Appendix I      Ames Test BioactLvity (linear regression model)    Page 29
Appendix J      Summary of Appendix  I                             Page 30
Appendix K      Ames Test Bioactivity (curve fitting  model)        Page 31
Appendix L      Diesel Artifact Gaseous and Particulate  Emissions  Page 32

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ABSTRACT

It has  been  suggested by some researchers  that  there is  a  potential for
the diesel particulate  sampling  technique  to  alter the characteristics of
the samples.  A  test  program was undertaken  to  investigate  the effect of
diesel  NOx emissions  on diesel particulate samples  collected  in a manner
similar to standard  EPA procedures.  The  specific  purpose of  the program
was to  determine whether  the NOx  gases  flowing  across  the particulates
trapped on the filtering media would  alter the biological characteristics
of  these  samples.   The test program  was conducted  from  December  1978
through  October  1979.   Steady-state  tests  were  run  using  a  small,
single-cylinder diesel  engine and  the Ames bioassay technique  was used on
the particulate samples to test for changes in biological activity.

The engine was  tested  using  both  No. 2 diesel  fuel  and  a  nitrogen-free
fuel  (decane) using  both air and a simulated nitrogen-free  "air".  These
tests  provided  an  evaluation of  the  potential  for  diesel exhaust  NOx
emissions to  alter  the characteristics  of the  particulate  samples.   The
Ames  tests  of these  samples  showed that  the  presence or absence  of NOx
caused  no  significant  difference   in  the   bioassay  activity  of   the
particulate samples.

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BACKGROUND

The Environmental Protection  Agency has an ongoing program  of  studies to
investigate vehicle emissions and  their related health  effects.   As part
of  this  effort,  EPA's   Emission   Control  Technology  Division  has  for
several  years  been  focusing  a  large  effort  on  the  detailed  study  of
diesel exhaust emissions.

The emissions of a diesel vehicle differ  from  the  emissions  of  a gasoline
vehicle in several aspects.   One of  these is that  there is a much greater
amount  of  carbonaceous  particulate matter  in  the  exhaust  of  a  diesel
vehicle  than  in  the  exhaust  of  a  gasoline  fueled vehicle.   Typically,
diesel  vehicles  emit  30  to  100 times  more particulate  per mile  than  a
catalyst-equipped gasoline  vehicle.  Since diesel vehicles  are  expected
to become  an  increasing percentage  of  the  total  vehicle  population,  the
contribution  of  the  diesel  emissions  to  the  ambient   total  suspended
particulate  (TSP)  could  be  significant.   Therefore,   diesel  particulate
levels are now regulated^.

Diesel particulate consists of both solid carbonaceous  particulate matter
and organics bound  to these  solids.  The study  of the  health  effects of
these particulate-bound organics is the  subject  of considerable  effort by
government,  industry  and  educational  institutions.   A  commonly  used
method  to  investigate   the  biological  activity,  which  may  be  health
related, of these organics is the Ames Test^.

Published  work indicates  that these  particulate-bound  organics  may  be
artificially  modified  by  the  sampling   process due  to   the  unusual
chemistry that can occur on the surface of  the filter^.  Because of the
  •'•Standard for Emission of Particulate Regulations for Diesel Fueled
   Light Duty Vehicles and Light Duty Trucks.  40 CRF Part 86 Published
   March 5, 1980.
        Test - bacteriological test, developed by Dr. Bruce Ames and
   colleagues at the University of California at Berkley.  The test is
   used to evaluate the mutagenetic potential of compounds.

  ^Benzo[a] pyrene (BaP) is a known particulate-bound exhaust carcinogen
   that is not directly active (mutagenic) in the Ames test.  In order
   for it to be an active mutagen in a body system, the Bap must be
   activated by body enzymes.  However, work by Dr. James N. Pitts of the
   University of California at Riverside has shown "that when a filter
   was preloaded with BaP and then a stream of 1 ppm N0£ (nitrogen
   dioxide) and a carrier gas was drawn through it the BaP nitrosated to
   nitrobenzo[a]pyrenes (the 1, 3 and 6 isomers).  These nitrosated BaP
   compounds are direct acting mutagens in the Ames test and as such do
   not require metabolic activation."  Reference: Memorandum dated
   April 5, 1978 from Thomas M. Baines, EPA, to Charles L. Gray, EPA,
   subject "Carcinogenesis, Dr. Bruce Ames, PNA's, and Characterization".

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potential impact  of  this effect  on the accuracy  of the  test  procedures
for  unregulated  emissions,  the  sampling  methods  needed  to  be  further
studied.  Therefore,  EPA  initiated  a  small  in-house   test  program  to
investigate  whether NOx artificially influences the Ames test results.

The conclusions  to  be  drawn from  this  EPA test effort  are,  necessarily,
of  limited  applicability to  diesel vehicles.  The  Ames  bacteria  tester
strains  used  were   those  normally used  in  light-duty  diesel  vehicle
exhaust  studies.  The  test engine  was  a small displacement,  stationary,
diesel  generator  set and  all testing was  done at  a  constant  speed and
load.  Therefore, the conclusions  of  this  EPA study can be considered to
be  quantitatively  valid only  for the  specific  stationary diesel  engine
tested and  for only the specific Ames bacteria tester  strains.   However,
it  is  reasonable  to  suggest  that similar  trends may  be  observed  in
vehicle testing for similar test conditions.

PROGRAM DESIGN

1.  Methodology

    During  the  engine  combustion process,  some  of the nitrogen  in the
    combustion air is oxidized  to  nitrogen  oxides  (NOx).  To  determine if
    NOx  artifacts  are  introduced into  the  particulate  samples  gathered
    for  the  Ames  test,  a diesel engine  was  tested both with  and without
    nitrogen in  the  fuel/"air" mixture.   Diesel particulate  samples  were
    obtained using both  normal  air  and  a nitrogen-free  "air".   The engine
    was tested with both standard diesel fuel and  a nitrogen-free fuel.

    The nitrogen-free fuel, decane, was  produced by reducing  linear alpha
    olefins.  The fuels  obtained by the process,   (decane,  duodecane, and
    tetradecane)  are  nitrogen-free and  readily separated.  Since  decane
    is  a  light end  component of  diesel  fuel, EPA  anticipated  no special
    problems  in  starting  or   running  the  engine  at   the nominal  test
    temperature of 70°F.

    To  minimize  the  combustion  air  requirements,  a  small  displacement
    diesel  engine was  needed  for the  test  program.    To simplify the
    application  of  the  output  shaft  loads,  a small-displacement  diesel
    generator set was selected.

    Existing test  procedures  and equipment  used  to test  diesel  vehicles
    were  modified  to  permit  their use  in  testing this  single-cylinder
    engine.   A description of the procedures and  equipment used  is given
    on page 8.

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2.  Ames Test

    The  Ames  test   is  a   bacteriological  technique  which  is  used  to
    evaluate   the  mutagenic   potential   of  compounds.    For   diesel
    particulate emissions,  test  samples are  gathered  on a  filter  medium
    and the  soluble  organic fraction (SOF) is later  chemically separated
    by Soxhlet extraction  using  either methyl or dimethyl  chloride.   The
    initial  extraction  solvent  is  then  removed  and  the SOF  is  then
    dissolved in  dimethyl  sulfoxide  (DMSO)  for the bioassay  tests.   This
    solvent-extract is  placed  in Petri  dishes with  various  standardized
    Salmonella   Typhimurium  bacteria   tester   strains   to   test   the
    mutagenicity  of  the chemical compound.   A broader and more  detailed
    description of Ames  bioassay testing and  its  applicability  to diesels
    is given in Appendix A.                            '

    For Ames tests  of  vehicle  exhaust  emissions,  the cooled  (less  than
    125° F)  diluted exhaust  is passed  through a  large teflon-coated glass
    fiber filter  to  trap  the vehicle  exhaust particulate.  Typically,  a
    20x20 inch filter  is installed  in the diluted  exhaust  stream to  trap
    as much  particulate matter as possible.

3.  Artificial Combustion "Air"

    Engines  are  designed  to  run on  an air/fuel mixture  which  has  very
    specific  properties.   To  determine  the  properties  for  the  best
    artificial  "air"  blend, researchers   who were   known  to  have  had
    experience with  using  various blends  of   artificial combustion "air"
    were contacted to  solicit their  ideas as  to  the proper blend  of gases
    to be used when  there is to be  no nitrogen in the  combustion "air".
    These  included  individuals  from the  Air Force  Propulsion  Lab,  Air
    Force Environmental  Activities Group, Amoco,  Bureau  of Mines, Cummins
    Engine  Company,  GM Research*,  GM  Truck  &  Coach,  Gulf  Research*,
    Essex*,  University  of  California*,  and  the  University  of Michigan.
    None  of these individuals  had  done work under  the  particular  test
    conditions required  in this project.

    As  a  result  of  these  discussions,  a  limited  literature  search,  and
    some preliminary calculations,  criteria were developed  for the blend
    of gases used to replace nitrogen in the artificial "air":

         a.   The gases  had to  be chemically  inert during the combustion
              process.

         b.'   The  gases   should  not  aid  or  detract  from   the  normal
              combustion process.

         c.   The gases  should be readily available.
  Individuals from these organizations had actually conducted some
   testing with artificial "air" blends.

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         d.   The blend of gases should have the same physical  properties
              as air in terms of density, molecular weight, specific heat
              at  constant  pressure,  specific  heat  at  constant  volume,
              specific heat ratio,  thermal capacity, and  viscosity.

    Based  on  the  preceding  considerations, a blend  of  15%  argon,  35%
    carbon  dioxide,  29%  helium,   and  21%  oxygen was   selected  for  the
    nitrogen-free combustion "air".   The physical properties  of air and
    this blend of gases are tabulated in Appendix  B.

4.  Test Engine - Selection Criteria and Description

    The basic  objective of  this  test program was  to obtain  particulate
    samples for  Ames  analysis  from  a diesel  engine operating  on both
    normal air and  nitrogen-free  "air".   Since the  testing would  require
    large  amounts  of  this  artificial  combustion   "air",   the  primary
    criterion  for  selection  of  the engine was  that   it  have  a small
    displacement.   Similarity  to  passenger  vehicle diesel  combustion
    chamber design,  ease  of testing,  and availablility  were  secondary
    requirements.

    The  engine selected  was a  small  Onan diesel which is  part  of  a
    generator  set  model  DJA.    It  is  a  4  cycle,   single-cylinder,
    air-cooled  30 CID  unit.  A  more detailed  description  is  given in
    Appendix C.              ,

    This engine had the  following  similarities to those  used in a  diesel
    passenger vehicle:

         a.   compression ratio

         b.   displacement  similar  to  that of  individual  cylinders  on
              raulticylinder passenger car diesel engine

         c.   4 stroke cycle

         d.   indirect injection

         e.   precombustion chamber in head

         f.   governed rpm of 1800 which is reasonably  representative of
              that  of  an engine in  a  passenger vehicle  that is  cruising
              at 50 mph.

    This engine  differed  from  those used in a passenger vehicle in that
    it was air-cooled and restricted to steady-state operation.

    Since  such a  small engine  cannot be tested accurately on EPA's large
    dynamometers, it was decided  that  it  would be tested in  its  designed
    application using  resistive loads.   This engine was  tested at  65% of

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    the maximum  rated  continuous load of the  engine.   This would provide
    a  sufficient  amount of sample  without  requiring an  excessive amount
    of  artificial  "air".   Since   Ames  samples  are  generally  obtained
    during a 50-55 mph  cruise or the  HFET and  the principal difference in
    using different  driving cycles  is the rate of  particulate generation
    (the amount of particulates  generated per  unit  time usually increases
    with engine load and  the  Ames   response is not  appreciably altered by
    these load changes), these were not thought to be serious differences.

TEST PROCEDURES

The  procedures   and   equipment   used  to  gather   Ames   samples  are  a
modification  of  the  procedures  normally  used  to  obtain  particulate
samples of  diesel vehicles using either the Federal Test Procedure (FTP)
or  Highway  Fuel  Economy  Test  (HFET)^.   The   main  difference  is  the
addition  of  a   large  filter   to  collect  as   large  a  sample  of  the
particulate as  possible for  the bioassay testing.   The  test procedures
and  equipment  used  to  obtain  the   diesel   NOx artifact  samples  were
patterned  on the test  procedures  used to   obtain vehicle  particulate
samples for Ames  tests.

1.  Test System

    The  particulate  generation  and  collection   system  consisted of  the
    artificial "air" gas cylinders,  the  diesel generator set,  a resistive
    load bank, an 8-inch dilution tunnel, 47mm particulate sampling unit,
    a  bulk  stream  filter  for the  Ames  sample,  a  positive  displacement
    pump  (PDF)   Constant  Volume   Sampler   (CVS),   auxiliary   analyzers,
    instrumentation,  plumbing,   and ductwork.   A schematic of  the  test
    set-up is given in Figure 1.

    The particulate  sampling  system used an 8-inch  dilution tunnel.   The
    exhaust  gases  and dilution air  are  mixed  by the turbulent  flow
    created by the  orifice plate in  the tunnel.   The  exhaust enters  the
    tunnel at the plane of the orifice plate.  The  total particulate mass
    was obtained  by  taking particulate samples on 47mm  filters downstream
    of the orfice plate.   The  filter probe  had a knife  edge and  the flow
    rate through  the  filter was  adjusted to permit  isokinetic sampling*.
    The total  particulate  mass  was then calculated by  relating  the flow
    through the  47mm filter to  the  total  flow through  the  tunnel.   This
    calculation is described in  Reference  4.   A  drawing  of  the tunnel is
    given in Figure 2.
  ^Environmental Protection Agency 40 CFR Part 86 Federal Register
   Vol.45, No. 45, March 5, 1980 "Standard for Emission of
   Particulate   Regulation for Diesel-Fueled Light-Duty Vehicles and
   Light-Duty Trucks".

  *For isokinetic sampling, the velocity of the flow at the sample
   probe is equal to the velocity of the free stream flow.

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HC,  CO, C02, NOx
   Analyzers
                                           '"Throttling
                                              Valve
Expansion
^- Orifice
1
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Artificial
"Air"
Bag
  Artificial "Air"    Warming
    Bottles            Coils
                                                                  to speclrophotometer
                                                                                to IIFID
                                                               to part Icul.ite
                                                               sanplo pump
Inline heated filter


 HKIU flnmple probe
                                                                           Motor
                                                                                                 21.4 cm
          Generator
                                                                                                                  I
                                  dilution
                                    air
                                                                                                                 filter  v1
                                                                                                                             exhaiut
                                                                                                                              inlet '
Resistive
Load
                               Figure  1   Schematic of  Test  Set-Up

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                   to spectrophotometer
                                       to HFID
               to particulate
               sample pump
         47mm particulate
         sample probe
dilute exhaust
to bulk stream
filter and CVS
                35.6 cm
             Inline  heated  filter
                                            HFID sample  probe
4
                                   •53.3cm	>
                                                               21.4 cm
                                                                                          dilution
                                                                                             air
                                                                                 v^-^ ^-.-^
                                                                                      filter
                                                          ilter   \\N
                                                          pack    S§
                                                          , V \\\ \ X\\\\
orifice
plate
                                -170.7 cm
                                                                                                           2.49 metres '
                                                                          exhaust
                                                                           inlet
S
                                                      2.67 m
                                                                                                     40.6 cm
                                                                                                      1
                                Figure 2.  Schematic of Particulate Sample Dilution  Tunnel

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                                    11
    Six A-size  cylinders  (200 cubic  feet  each) were  manifolded  together
    to  supply  the  artificial  combustion  "air".   A  pressure  regulator
    controlled  the flow of  this high  pressure  "air"  to  the  flow control
    orifice.   Since  the  expansion  through the  orifice  would  cool  the
    "air" it  was  routed though  50 feet of  copper tubing.   This  allowed
    the "air"  to  warm to  the ambient  test  temperature.  The "air"  then
    passed into a large sealed bag that was  attached  to  the  air  intake of
    the engine.  This  system  ensured  that  artificial  "air" was at ambient
    pressure, eliminated waste,  permitted  adjustment  of  the  flow  rate to
    operating  flow needs,  allowed  the  engine  to  be   readily  switched
    between  air and  artificial  "air",  and permitted   the  operator  to
    readily monitor and control the "air" flow.

2.  Sample Size

    For Ames  bioassay testing,  the  particulate-extractable  organics  are
    tested at several  logarithmically  spaced doses.  Typically, a  2 mg/jil
    solution of extractables  in DMSO  (2 milligrams of  extractable organic
    material per microliter  of dimethylsulfoxide) is applied  to  the  Ames
    tester  strain  at  six doses  (SOOjil,  SOOjil,   lOOpl,  50jil, 30pl,  and
    lOpl) .   Each  dose  is tested  in  triplicate,  both  with  and  without
    metabolic  activation  for  each  of  the  five  tester  strains  (See
    Appendix A).  The  entire test is replicated.  Thus,  600mg of  organic
    extractables  are  needed  for  a  complete  Ames  test  of  a  diesel
    vehicle.  With  typical  extraction  efficiencies of  20%,  a total  of 3
    to 5 grams  of  particulate must be  collected  on the  filters  used  for
    five tester strains.

    Since the  TSP  generated  by  a  diesel vehicle  in  any one FTP  or  HFET
    provides insufficient sample for analysis,  multiple  HFET or  50-60  mph
    steady-state tests on  each of several  filters are  required  to obtain
    sufficient  sample.   Similarily,  for  these tests  to  investigate  NOx
    artifacts,  the  diesel generator  set  was operated  at 65% load until
    the filter  was fully  loaded  with  particulate matter.   The  limiting
    factors  were  the  reduction  in  flow  and  the   tendency   of   the
    particulates to  flake  off the  filter  as the  particulates accumulate
    on the filter.  The 20x20 inch filters were able to  be  loaded with 1
    to 3 grams of particulates.

3.  Equipment Checkout

    The  test  hardware  for  this  testing  was   integrated  into a  system.
    After the initial leak and  functional  checks  of  the total system,  the
    performance of the individual components of  the system was verified.

    The 47mm particulate sampling  system  (probe,  filter,  flowmeter, pump,
    and plumbing) calibration was  checked  by using it  concurrently with a
    calibrated  system  installed  in an 18-inch  tunnel that was being  used

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                                 12

to  test  a vehicle.  The  artifact  sampling system and  the calibrated
vehicle  system  agreed to  within better  than 1/2%   for  each  of  the
three bags of the FTP test cycle.

The ability of the  8-inch tunnel to mix  the  exhaust  and  dilution air
was checked  by  traversing the  tunnel  at the  gaseous  and particulate
sampling  plane.   Good mixing  was  noted.   There  was  less  than  five
percent variation across the tunnel.

Due  to  the  potential effect  that  even  a small  amount   of  nitrogen
dioxide  could  have  on   the   organic-bound   particulates-^,   it   was
necessary  to  insure  that  the  nitrogen-free  "air"  and the  two fuels
did not  contain trace amounts of  nitrogen.   The commercial  methods
used  to  manufacture  and  fill  the  nitrogen-free "air" bottles could
allow trace  amounts of nitrogen  to exist as  a  contaminant—possibly
even as  high  as  1%.   After combustion,  some of  this  nitrogen would
be  in  the form of  NO and N02,  and therefore, negate  the  efforts  of
this study.   Since the  bottles had  been filled  in batches,  a sample
of  each  batch was  analyzed  for  trace nitrogen  by  a  commercial  lab
using a  gas  chromatograph—mass spectrometer  technique.   The  results
of  this  analysis,  Appendix  D,  showed   that  there  was   no  nitrogen
detected in the artificial "air" blend.

Similarily the  two fuels  were analyzed  for  trace nitrogen.   Due  to
the method used to  manufacture  the  decane,  it was unlikely to contain
a  trace  of  nitrogen.  However,  diesel  fuels may contain  traces  of
nitrogen  compounds.   Therefore,  duplicate  samples  of  the  two fuels,
decane and diesel  fuel No. 2,  were analyzed  for trace nitrogen.   The
results  of  this   analysis,  Appendix  E,  showed  that there  was  no
nitrogen detected in the fuels.

System Operating Checks and Adjustments

Because  the  test engine  was new,  it  was  necessary  to  break-in  the
engine.  During the 225 engine operating hours required for break-in,
the test  setup  and procedures were adjusted  and modified to optimize
the sampling  process.  A  list  of the test conditions  monitored and/or
controlled while operating the engine are given in Appendix F.

The engine was cyclically operated  at 0,5,16, and 25  (the rated  full
load) Amp loads for  break-in.  Emissions  and fuel  consumption  were
monitored in  order  to determine  when they had sufficiently stabilized
so  that  the  test   samples  could be  taken.   The CVS  flow rate  was
adjusted  to  the   minimum  flowrate  that  would  still  maintain  the
diluted  exhaust   temperature   below  125°F.   The  particulate  mass
flowrate  (47mm  filter)  was  then  adjusted for isokinetic  sampling  at
the test  load,  16  Amps,   (65%  of  full  load) and  the minimum  CVS  flow
rate (100 CFM).

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                                   13


Operating procedures  were  developed for  the  bulk stream  filter  used
to  obtain the  Ames  samples.   Due  to  the  operating constraints  of
dilute  exhaust  temperature,  available  CVS  flow  rates,   bulk  filter
size, and allowable pressure drop  across  the  filter,  it  was necessary
to have  a portion of  the flow  bypass the bulk filter.  Also,  due  to
the  reduction  in  flow  across  the filter   as  it  loaded,  it  was
necessary to periodically  readjust  the   bypass  damper   to  maintain
adequate  flow through the filter.  Typically,  at  the  test  conditions,
the pressure drop  across the filter was  5  inches water when  new and
13  inches when  fully loaded.   Initially,  an  8xlO-inch  bulk  stream
filter was used and the  diluted exhaust  was drawn  through the filter
by  a  small   pump.   This  filtered  exhaust did not  pass  through the
CVS.   After  the  20X20-inch  filter  holder  had  been fabricated  and
checked  out,  it  was  possible  to  pass  most  of  the  diluted  exhaust
through  the  filter and  the  entire  flow, both filtered  and  bypass,
passed through the CVS unit.

Engine  operating  performance was  checked with artificial  "air" and
with  decane.  Several  artificial  "air  blends"  with  different  C02
concentrations were tried.   It  was  found that with  the blend  of 35%
C0£,  21%  02,  15%  argon,   and  29%  helium,  the  engine  operating
conditons were nearly   the  same  as they  were  with air  (see  next
paragraph).    With  decane,   a  slight   lowering  of   the   exhaust  gas
temperature  (EGT) was noted.

Engine    performance   was   characterized   by   gaseous   emissions,
particulate emissions,  fuel consumption,  EGT,  and  generator amperage
and  voltage.  Except for  the   slight  decrease  in  EGT  noted  when
operating with decane,  engine  operation  (load and  temperature) was
essentially unchanged for all test conditions.

The  NOx  in  the  normal  engine exhaust  consists  principally of  NO
(nitric  oxide) and  N02  (nitrogen  dioxide)  with  most  of it  being
NO.   Since  the  concentration  of  N02  was   of  specific  interest,
additional  techniques and  equipment were  employed  to  monitor  N02.
Although  most  of   the  NOx   in   an   exhaust   sample  is  NO,   the
concentration  is  not  stable.    The NO   oxidizes  to  N02  until  an
equilibrium  condition  is  reached.   The chemiluminescence  analyzer
used  for NOx analysis  can  be  readily  operated  in  a bypass  mode  to
detect only  NO.   During testing,  some  of the  samples of  the  exhaust
were  checked by  this  method and the  NOx was found to be over  90% NO.
This  implies  that  the  N02 was  less   than  10%  of   the NOx  for all
tests  using  air.  A  second   derivative spectrophotometer,  a  Lear
Siegler  SM400,  was  also used  to  check   the  nitrogen  oxides.   This
instrument   is   able   to   directly  measure   the   dilute  exhaust
concentrations  in  real time.    This  instrument   showed  the  same
NO/N02  exhaust relation.   A bag  sample  of   the  dilute  exhaust was
also  crosschecked  with  both instruments  over  a 50  minute  period.  As
expected,  the  concentration   of  NO   continually  decreased.   Both
instruments  tracked this change and  were  in good  agreement  throughout
this check.

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                                         14

TEST RESULTS-AMES MUTAGENICITY

Due to  scheduling  priorities,  the Ames  analyses  of the  test  samples was
to  be  done  a  considerable  time  after  the  samples  were  generated.
Therefore,  as  an  initial  screening  control,  the particulate  SOF  was
tested  for  3aP*  by  HPLC  **  to  insure  meaningful  samples  were  being
generated.   The results  of this  extraction  and  screening  are  given in
Appendix G^.

The particulate samples  for the  Ames analysis were  all  taken  at  65% load
and 1800  rpm.   The  Ames results are given in Appendixes I,  J, and  K and
are  more   fully   discussed   by  our   Characterization   and   Technology
Assessment  Branch  in the analysis  given in  Appendix  H.  The  results of
the diesel  artifact  testing are  expressed by both  the  linear regression
(Appendix I)  and  curve  fitting  (Appendix  K)  models.  The results  of the
individual   tests  are   also  summarized  as  an   average  dose/response
relationship  (Appendix J) for  the linear regression model.

Overall,  for   the  four  test  fuel/"air"  combinations,  there  were  no
significant  differences in Ames  activity when  comparing  like  samples,
i.e. samples with (metabolic) activation  to  samples  with activation and
samples  without activation  to samples  without  activation  for  the  five
Ames tester  strains used.

There were  differences  in  Ames  activity between  samples  with activation
and  without  activation  for  the  decane   and   artificial  air  tests.
Differences  were also observed to  a lesser degree  in  the  diesel  fuel and
artificial  air  experiments.  These  results  indicate that it  is  possible
that  the  lack  of  nitrogen may  have  caused  a  decrease  in  direct  acting
mutagens.   However,  as  noted  in Appendix  H, these observed  differences
are within  the  acceptable  limits  for  Ames test  variability for  the test
configuration.
  *BaP - Benzo[a]pyrene - is a known carcinogen, gives a positive Ames
   response, and is a normal component of diesel exhaust.

 **HPLC-High Performance Liquid Chromatography - a fractionation
   technique used to separate the compounds in the sample.  The amount
   of BaP was  then determined by using UV with flourescence detection at
   specific wave lengths.

  -"Fuel and lubricants are inactive in the Ames test.  Most of the
   organic extract is inactive fuel and lubricant derived material
   which serves only to dilute the sample and obscure the analysis.
   Reference:  Pre-test discussions with EPA researchers who were
   conducting  Ames tests on diesel particulates.

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                                    15

Therefore, the overall conclusion  is  that,  for these test conditions, the
Ames  tests  showed  that  the  presence  or  absence  of  NOx  caused  no
significant  difference  in  the  bioassay  activity  of  the  particulate
samples.  That is, there were no NOx artifacts observed in the Ames tests.

TEST RESULTS-GASEOUS AND PARTICULATE EMISSIONS

The  gaseous  and  particulate emission  results are  given in  Appendix  L.
The  emission  levels are  given in  grams  per  kilowatt  hour  and  the  fuel
consumption is  in kilowatt hours per gallon.  These values  are expressed
for  the  generator output rather than  the  engine output  since the actual
efficiency* of  the  generator was unknown.   These  data were  all  taken  at
65%  load and 1800 rpm.

Although  it  appears  there  are significant  differences  in  gaseous  and
particulate  emissions  for  the  four  test  conditions,  some  of  these
differences are not  as  significant  as they might  otherwise  appear due  to
changes  in engine emission characteristics   that were observed throughout
the  test program.   The  following  factors  affecting  these   results  were
noted:

     1.   There  were long  term trends  of   continually  lower  gaseous  and
         particulate  emission  levels.   This  new engine  was  operated for
         over 225 hours before official testing began.  Emissions were
         periodically checked  throughout  this break-in period  and at 225
         hours  these  downward   trends,  although  not  stopped,  were judged
         to have  sufficiently  stabilized  for the  purposes  of  this  test
         program.   Post  test checks confirmed that  these downward trends
         had continued and that the changes were still acceptable.

     2.   The testing  occurred  sequentially  in the  order given in Appendix
         L.  Since  it took several  hours  at each test condition to obtain
         a sufficient particulate  sample  for  Ames  analysis,  over 50 hours
         elapsed  between the start and end  of  testing.

     3.   The  engine  periodically  exhibited changes   in  one  or  more
         pollutants  that  would last  throughout  the  sample  period,  i.e.,
         for decane-normal air  testing the  hydrocarbon levels  changed.

However  the differences of the  following  items in  Appendix L are probably
significant:

     1.   With  normal air, the  NOx emissions  are  lower  with  decane  than
         with  No.   2  diesel   fuel.   This   may  be  due  to  lower  peak
         combustion  temperatures  and/or  reduction  of  the   NOx   that  is
         formed.
  *At the test conditions of 60% load at 1800 rpm, the generator
   efficiency was probably about 90%.

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                                     16
    2.   The  very  low  levels   of  NOx  with  artificial  "air"  are  due
         principally to  the  minimal  amount of nitrogen in  the combustion
         oxidizer.

    3.   The levels of NOx with  decane and artificial  "air"  are extremely
         low, even lower than the  No.  2  diesel fuel and  artificial "air"
         tests.    The  NOx gaseous  samples  were considerably  less  than  1
         ppm  and  close  to  the  background  NOx  levels.   This could  be
         expected based on items 1  and  2.   However the difference  in NOx
         levels  for  the two artificial  "air" tests could  also  occur  if
         the artificial "air" blend  used  for the  No. 2 diesel fuel tests
         possibly  had  a  higher  level   of  nitrogen  as  an  unmeasured
         contaminant gas than the blend used for the decane  tests.*

         Another  source of differences in  these NOx levels  could occur if
         the  No. 2  diesel  fuel had  a  small  amount  of  nitrogen as  an
         unmeasured  contaminant  (below  the  detection  limit).   No.  2
         diesel  fuel  usually  contains  some  nitrogen  but  the  decane,
         because  of  the  manner  in  which  it was manufactured,  is nitrogen
         free.   However,  since  the  minimum  detectable  level  for  the
         nitrogen in the fuel was one-third  of  that for  the nitrogen-free
         "air" and the ratio of  air to fuel is about 20 to  1,  the fuel is
         a  less  likely source of  nitrogen  for  these low  levels  of  NOx
         than the combustion air.
    4.   The high  levels of CO  for  the decane-artificial  "air"  tests  is
         probably real.

CONCLUSIONS

A 30  cubic  inch,  single-cylinder diesel engine was  successfully  operated
using  two  fuels and two  combustion  gases.  The  fuel and  combustion air
combinations tested were:

    1.   No. 2 diesel fuel and standard air

    2.   decane fuel and standard air
  *The absolute level of nitrogen in the artificial "air" was not
   determined.  In all cases it was not detectable.  That is, the nitrogen
   content was below the minimal detectable level of 100 ppm nitrogen.

 **Similarly the absolute level of nitrogen in the fuels was not
   determined.  For both fuels it was not dectable.  That is, the nitrogen
   content was below the minimal detectable level of 30 ppm nitrogen.

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                                     17
    3.   No. 2  diesel  fuel and an  artificial,  nitrogen-free, "air"  (21%
         oxygen, 35% carbon dioxide, 15% argon,  and 29% helium)

    4.   decane fuel and artificial "air" (same  blend).

Gaseous  emission  and particulate  samples  were  obtained  at  60% load  for
the  preceding  fuel/"air"  combinations.   The  same  test  equipment  and
procedures that are used to test diesel  vehicles were  used  to the  maximum
extent  possible.   High  volume  particulate samples  were collected  using
either  8x10 inch  or 20x20  inch  filters  for  extraction and  subsequent
bioassay  analysis   by   the   Ames   Test.   There  were   no   difficulties
encountered when operating the engine on decane  or artificial "air".

Except  for  NOx, the gaseous  and particulate emission data  were  similar
for all  test conditions.  As  expected,  the  NOx values were  very  low  for
the tests using nitrogen-free "air".

Overall,  for  the  four  test  fuel/"air"   combinations,  there  were   no
significant  differences in  Ames  activity  when comparing  like samples,
i.e. , samples with  (metabolic)  activation  to samples with activation  and
samples  without activation to  samples  without  activation  for  the  five
Ames tester strains used.

There were  differences  in Ames activity between samples with  activation
and  without  activation  for  the  decane  and  artificial  air   tests.
Differences were also observed  to  a lesser degree in  the diesel fuel  and
artificial  air  experiments.   These results indicate  that it is possible
that  the lack  of  nitrogen may have  caused  a  decrease  in direct  acting
mutagens.  However,  these  observed differences  are within  the  acceptable
limits for Ames test variability for the test configuration.

Therefore,  the  overall  conclusion is  that,  for  these   test  conditions,
there were no NOx artifacts observed in the Ames tests.

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                                      18


                               APPENDIX A

                          Ames Bioassay Testing

1.  Purpose of the Ames Test

    The Ames  bioassay  was developed  by  Dr. Bruce  Ames of University  of
    California  as  a  screening  test  for  potential  carcinogens.   The
    advantage  of   this  test  is  that  it  can  be  conducted  at  a  small
    fraction  of  the cost  and  time  required  for whole  animal  tests.
    According  to  Dr.  Ames,  when  known  carcinogens  have been  tested  with
    the  Ames  bioassay,   up  to   80-90%  of  them  have  yielded  positive
    mutagenic  responses.   On substances that  have been  shown not to  be
    carcinogenic  in  whole  animal tests,  only about  10% yield  positive
    mutagenic  responses  on  the  Ames  test".   Therefore,  Dr.  Ames  feels
    that  mutagenicity,  as  determined by  the  Ames bioassay,  correlates
    reasonably well with  carcinogenicity and can be used  as  an indicator
    of  potential  carcinogenicity.   Other  researchers   feel   that   the
    positives are not as high a percentage.

2.  Description of the Ames Test

    The Ames  test is a bioassay  utilizing various  strains  of  a  certain
    bacteria,  Salmonella  Typhimurium,  to   test  for  the  mutagenicity  of
    chemical  compounds.   In  the  testing  of  diesel exhaust  particulate,
    the organic bound fraction of the  particulates  collected  on the glass
    fiber  filter  are  extracted  with methylene  chloride.  The  methylene
    chloride  is  then  evaporated and  the  residue  is compared  to  the
    original   filter   particulate  loading  to   determine  the   "percent
    extractable".  An organic solvent, such as dimethysulfoxide  (DMSO)  is
    used  to dissolve  this  fraction of  the  particulate  for  subsequent
    bioassay tests.  A measured  quantity of this diluted  extract  is  then
    placed  in a  Petri  dish  with a  strain of  the Salmonella  bacteria.
    Tests  are conducted  with various  tester  strains because  different
    types of mutagens are detected by different strains of the bacteria.

    The  strains  of Salmonella  used  in  the test are  histidine-requiring
    strains,  but   they  are  mutant  strains  which are  unable to  produce
    their own  histidine.  Therefore, unless  histidine  is  supplied  to  them
    or    something   causes   them    to    revert    to    their   original,
    histidine-producing form,  they will die.   For  the Ames  test  itself,
    the mutant  strain  is  placed in a  Petri dish with  the chemical being
    tested and with  a minimal amount of histidine  (enough for a few  cell
    divisions).   If  the  chemical mutates  the bacteria  (thus  correcting
    the  genetic  defect),   the  Salmonella  returns  to  normal,  produces
    histidine,  and  is able  to  survive.   Those  that  do  not   revert,  die
    upon  using up the small  amount  of histidine available.   By counting
    the   number   of   colonies  of  surviving  bacteria  that   have  thus
    "reverted", an indication of  the mutagenic potential  of  the chemical
    can be obtained.
  ^Memorandum dated April 5, 1978 from Thomas M. Baines, EPA, to
   Charles L. Gray, EPA, subject "Carcinogenesis, Dr. Bruce Ames,
   PNA's, and Characterization."

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                                      19

    A chemical  that  causes a  statistically significant  increase in  the
    number of revertants is said  to  have given a positive Ames  response.
    Conversely,   a   chemical   that   does  not   cause  a   statistically
    significant  increase  in  the  number  of revertents  is  said  to  have
    given a negative  Ames response.

    Dr.  Ames and his  colleagues  have developed several tester strains  of
    Salmonella that  are able  to  differentiate between  various   types  of
    mutation.  For example,  one  mutation type would  be a point  mutation
    where a specific sector of the  DNA molecule would be  disrupted,  thus
    yielding a  mutation.  Another  type  of  mutation would  be  the  frame
    shift mutation which  occurs  in  the  repetitive  sequence areas of  the
    DNA.   This  slippage occurs only in  these  repetitive sequence  areas
    and involves a much larger portion of the DNA.

    In order  to  make the  tests more valid, Dr. Ames  eliminated the  DNA
    repair enzyme from  the  tester strains.   Therefore, in the event  that
    a mutagenic  compound affects the DNA, the  DNA repair  mechanism of  the
    cell will not  be activated,  thus  repairing  the damage  done by  the
    chemical and thereby masking  the  mutagenicity of the chemical.

    They  have  also  developed   a   process  by  which   they  strip   the
    lipopolysacchride sheath from the  exterior of   the  bacterial  membrane
    wall.  This lipopolysacchride membrane  serves  to resist  the  entrance
    of certain  chemical  species.    With  this  barrier stripped  off  the
    cells, they  will  take up a wider variety of chemicals.

3.  Metabolic Activation of the Ames Samples

    Many  chemicals  cause   cancer   by  mutating.   Certain  polynuclear
    aromatics (PNA)  such as  BaP  (a diesel  exhaust component)  have  been
    proven  to be  carcinogenic but  they  are  not  by themselves  mutagens.
    However, BaP is  one of a group  of  chemicals  that  are transformed  in
    the  body to a  form  that  can be  carcinogenic.   For example,  liver
    contains  enzymes  that  are   very  effective  at  transforming   these
    compounds into  mutagenic/carcinogenic  compounds.   In order  for  the
    Ames  test  to  make  a  truly effective analysis  of  this  class  of
    compounds, the compounds must be converted into the  chemically  active
    form.  This is done by metabolically  "activating"  them with  compounds
    such  as  a  liver  microsomal  extract  obtained from ground  up  rat
    liver.  The  samples are therefore tested for Ames response:

    a.   without metabolic activation  - i.e.,  directly

    b.   with metabolic activation

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                                     20
4.  Application of the Ames Test to Diesel Vehicles

    Most of  the organic diesel  exhaust products  that  are Ames  reactive
    condense  on  the   exhaust  solid  particulates.   The  diluted  cooled
    exhaust is  filtered  to trap these  particulates  and then the  organic
    fraction  is  chemically extracted.  This  extract is  then tested  for
    Ames  response,  both   with  and  without  activation.   The   following
    Salmonella tester strains have  proven  useful for  diesel studies.

    a.   TA 98 is a frame  shift detection  strain;  the particulate  extract
         from diesel  vehicles  usually gives a  positive response to  this
         tester strain.

    b.   TA 100  is a  point mutation detection  strain;  the particulate
         extract  from diesel  vehicles  usually  gives   a  strong  positive
         response to this strain.

    c.   TA 1535  is a point  mutation  detection  strain;  the particulate
         extract from  diesel  vehicles usually  gives a  negative  response
         to this  tester  strain.   It  therefore  serves  as  both  a  control
         and detector of  unusual activity.

    d.   TA  1537  is  a  frame  shift  detection  strain;  the particulate
         extract from  diesel  vehicles usually  gives a  positive  response
         to this tester strain.

    e.   TA  1538  is  a  frame  shift  detection  strain;  the particulate
         extract from  diesel  vehicles usually  gives a  positive  response
         to this tester strain.

5.  Ames Results - presentation of  data

    The Ames  test  result is a  dose/response  result.  Each tester  strain
    is  tested  at  several  logarithmically  spaced  dose  levels.    The
    response  (number   of   revertants),  is  a  measure   of   the   mutagenic
    potential of the compound.  The results are corrected  for spontaneous
    revertants and  then  expressed  by  a  dose/response relationship as  the
    slope of the curve.

    A  major  problem  with  the  Ames   test  is  toxicity.    As  the  dose  is
    increased,  the   potential  of the  bioassay   systems   to   produce
    revertants  is  hampered  by   a   concurrent  increase  in   toxicity.
    Therefore, there is  typically  a  dose  level at which the results  are
    not  meaningful.   To   account   for   these   difficulties,    various
    techniques are  used  to screen the  data and  to  present the  results.
    Two  methods  of  data   presentation  were   employed here since   the
    modeling/methods of presentation are still being  developed.

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                                   21
    The  linear  regression  model  expresses  the  results  as  a  slope  —
    revertants per  microgram of  diluted  extract.  The  other model,  the
    curve fitting model,  corrects the results  for  the rate at  which the
    Ames assay becomes toxic.  The results  are  again  expressed as  a slope
    — revertants per  microgram  of  diluted extract.   Therefore,  because
    of this correction  factor,  the mutagenic rate  predicted  by  the curve
    fitting model is higher than that for the linear regression model.

    Since the methods of  presentation  of data were  still being developed,
    the  results  of  the  diesel  artifact  testing are expressed by  both
    methods.  The results  of the individual tests  are also  summarized as
    an average dose response relationship.

6.  Handling and storage of particulate filters.

    In  the  absence  of  completed  studies  on the handling,   storage,  and
    shipping  of  diesel  particulate  samples  for  chemical and biological
    analysis,  the  following procedures were  developed  with  the help  of
    ORD to preserve the sample integrity;

    a.   Polyethylene  disposable  gloves  were  worn  by  the  technicians
         handling  the  filters.   This  protected  the   technician  from
         contact with the filter  particulates.  The gloves also  protected
         the  clean   and  particulate  laden  filters   from   biological
         contamination by the technicians.

    b.   The  loaded  filters  were handled  in  the  dark  or  under  yellow
         light  (Eastman Kodak Kodachrome  Yellow II  filter)  to  minimize
         the  possibility  of  ultraviolet   (UV)  light  altering   this
         biological  sample.   BaP, a  typical  particulate bound  component
         of diesel exhaust, is altered by UV light.

    c.   The  loaded  filters  were double folded  to  prevent sample  loss in
         handling.

    d.   The  folded,  loaded filters  were  placed in  a  glassine  envelope
         and  then in a manila envelope.   The manila envelope was  placed
         in a Ziplock  plastic bag which was  sealed inside a polyethylene
         plastic bag.

    e.   The  sealed,  loaded filters  were  stored in  the dark at  -30°  C
         (-22°F) to preserve the biological sample.

    f.   For  shipment  the  samples  were  packed  with   dry  ice   in  an
         insulated shipping  container.   The samples  were sent to EPA at
         Research Triangle  Park  (RTF)  for chemical  extraction  and  Ames
         testing.

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                                        22
Gas
Argon
Carbon Dioxide
Helium
Nitrogen
Oxygen
Air
Nitrogen-free
  "air"
                  APPENDIX B

 Physical  Properties of  the Combustion Gases*

Density Molecular Specific Specific   Thermal  Viscosity
gm/1    Weight    heat **  heat ratio Capacity Poises x
                  Cp       Cp/Cv      ***
1.78
1.98
.18
1.25
1.43
1.29
1.31
39.94
44.00
4.00
28.01
32.00
28.95
29.27
                   .12
                   .20
                   ..25
                   .24
                   .22
                   .24
                   .49
 .67
 .30
 .66
 .40
 .40
 .40
1.48
.22
.39
.22
.30
.31
.31
.30
224
146
197
171
196
181
183
*  Properties of the nitrogen-free artificial "air" were calculated by
   ssuming that they are the percentage weighted sums of the properties
   of the individual gases.  These are based on a blend of 15% argon,  35%
   carbon dioxide, 29% helium, and 21% oxygen by volume.

** Cp is gram-cal per gram (Btu per pound) at constant pressure.

***Thermal capacity is the density x Cp.

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                                        23
                                  APPENDIX C

                            Test  Engine  Description

                  3000 Watt  Onan  Diesel  Generator  Series DJA

Engine

mfg 	 Onan
model 	 DJA
type 	 4 cycle diesel, single  cylinder  over-
                                         head valve
bore and stroke 	 3.25 x 3.625 in/82.6  x 92.0 mm
displacement 	 30 CID/491.6 cc
compression ratio 	 19 : 1
maximum continuous power @rpm 	 5.7 horsepower/4.25 kW @1800 rpm
combustion chamber	 precombustion chamber in head
governor 	 gear driven, mechanical flyball
governed speed 	 1800 rpm,  stable within +. 3%
cooling 	 aircooled    by   centrifugal   flywheel
                                         blower
fuel system 	 American Bosch  injection  pump   with
                                         pintle injection nozzle
fuel 	 Diesel no.   2,  tested with Diesel  no.
                                         2 and decane
starting aids 	 intake air  preheater,  glow plug,  and
                                         a decompression solenoid

Generator
mf g 	 Onan
type 	 revolving  armature,   4  pole,   self
                                         excited,  mounted to engine  shaft
volts/amps 	 120/240 volts 25/12.5 amps
pha se 	 1
power	 3000 Watts
frequency 	 60 Hertz
frequency regulation	 3 Hertz no load to full load
cooling 	 direct drive, centrifugal blower

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                                      24
                               APPENDIX D

              Artificial Air Analysis by Gas Chromatography
                            Mass Spectrometer


Bottle Nominal BlendC1)   	Analysis	
No.    gas percentages    Nitrogen Carbon Dioxide Oxygen  Argon  Helium (>JJ

1      0, 35, 21, 15, 29      ND(2)    35.4%       16.9%   14.6%    NA
2      0, 35, 21, 15, 29      ND       32.9%       21%     12.6%    NA
3      0, 35, 21, 15, 29      ND       34.8%       23.3%   13.5%    NA
4      0, 35, 21, 15, 29      ND       38.8%       16.5%   13.5%    NA
5      0, 30, 21, 20, 29      ND       28.4%       19.3%   17.6%    NA
(1) Percentages  of  nitrogen,  carbon dioxide,  oxygen,  argon,  and  helium
    respectively.

(2) ND  -  not  detectable,   below minimal  detectable  level  of  100  ppm
    nitrogen.

(3) Helium content was not measured as this gas is used as  the  carrier gas
    in the analysis.
                                APPENDIX E

                     Fuel Analysis for Trace Nitrogen
              by Gas  Chromatography  with  Thermal  Conductivity
No. 2 diesel Fuel          ND            (duplicate analysis)

Decane                     ND            (duplicate analysis)
ND  -  Not detectable  below minimal detectable  level of  30 ppm  nitrogen.
Blank samples also had no nitrogen response.

Note:  Analysis  by gas  chromatograph  analysis  with  thermal  conductivity.
Procedure used combustion  with  a hot catalyst to eliminate oxygen  present
and break up NOx.

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                                     25


                                APPENDIX F

             Operating Test Conditions Measured and Controlled
CVS

Emissions
Generator

Filter weights
47mm particulate
sampling unit

Pressures
Temperatures
Time
dilute exhaust volume, time

HC, CO, C02> and NOx with standard gas
    analysis system
HC by HFID (Heated Flame lonization Detector) for
    total hydrocarbons
NO with standard gas analysis system in bypass
    mode
NO directly with second derrivative
     spectrophotometer

amperage, frequency, voltage

bulk stream filter before and after test
47mm filter before and after test

volume through 47mm filter
barometric, pressure drop across bulk stream
    filter

ambient dry bulb
ambient wet bulb
artificial air at engine inlet
dilute exhaust temperature
exhaust gas temperature (EGT)
47mm sampling system at filter probe and gas flow
    meter
HFID at sample probe, inline filter, sample line,
    and oven

sample time, total engine operating time

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                                      26
Ame s ' '
Sample No.
TAEB-79-
Diesel Fuel No.
0001 !
0002
0003
0004
0005
Decane - Normal
0012
0013
0014
0015
0016
Diesel Fuel No.
0047
0048
0049
0050
Solubles^2)
Extracted

2 - Normal Air
.458 gm
.275 gm
.544 gm
.476 gm
.336 gm
Air
.972 gm
.481 gm
.682 gm
.800 gm
.375 gm
2 - Artificial Air
.507 gm
.405 gm
.770 gm
.208 gm
Decane - Artificial Air
0059
0060
0061
0062
0063
0064
0065
0066
0067
.139 gm
.221 gm
.221 gm
.157 gm
.227 gm
.275 gm
.250 gm
.244 gm
.256 gm
           APPENDIX G

Test Filter Extraction Solubles

               Extraction^)
               Efficiency
                                         30%
                                         22%
                                         39%
                                         36%
                                         44%(5)
                                         53%(5)
                                         59%(5)
                                         28%
                                         29%
                                         30%
                                         31%
                                         30%
                                         32%
                                         30%
                                         29%
                                         29%
                                                         Extracted
                                                              2.35 jigm
                                                              2.03 jigm
                                                              1.52 pgm
                                                              1.31 jigm
                                                              4.71 jigm
                                        1.31 jigm
                                          .92 togm
                                        1.39 jigm
                                          .53 jigm
                                        12.66 jigm
                                        22.06 jigm
                                        13.76 pgm
                                        11.03 jigm
                                        11.00 jigm
                                        22.96 jigm
                                        18.43 jigm
                                        16.58 ugm
                                        12.16 ;igm
(1) All four digit numbers in first column have the prefix TAEB-79-.

(2) Methylene chloride  soluble  organics extracted  from large particulate
    filter (8X10 inch or 20X20 inch).

(3) Soluble organics  extracted  as a  percentage of the  total particulate
    loading.

(4) Amount of Bap contained Ln soluble organics.
(5) Relatively  high  extraction  efficiency due  to  oil  residue  in  the
    sample.

-------
                                         APPENDIX H

                   UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
  PATE-.
SUBJECT:
   FROM:
September 12, 1980

ORD's Analysis of Ames Test Results for the Artifact Samples
             Karl  H. Hellman,  Chief,  CTAB
     TO:
             Ralph Stahman,  Chief,  TEB
             In my memo  of  6 June 1980 entitled  "Preliminary Ames Test Results for
             TAEB Artifact  Samples",  I explained the  situation with ORD concerning
             the analysis of Ames test data.   At that time, ORD had not fully developed
             their computer programs  for  analyzing Ames data, so we analyzed the data
             ourselves.   Since my memo, ORD has  completed  its development of the data
             analysis  program for the Ames test  and has reduced the data from the
             artifact  experiments. These data are presented in this memo.

             The analyzed artifact data represents two types of reduction methodologies.
             One method  is  based on a linear  regression model.  This is the basic
             method we used in our analysis of the artifact data  (our memo is attached).
             However,  the ORD method  for  linear  regression analysis is different in
             at least  one way; that they  used the net number of revertants  (number of
             revertants  at  a given dose minus the spontaneous revertants) while we
             used the  total number of revertants (number of revertants at a given
             dose). There  may well be other  differences between our method of analysis
             and ORD's of which we are currently unaware.   When we receive a written
             copy of ORD's  present linear regression  method  (which is currently being
             written)  a  more complete list of differences  will be presented to you.

             The data  presented in Table  1 has been analyzed by ORD's linear regression
             method.  The data from Table 1 is summarized  in Table 2.

             After analyzing the data in  Table 1, Larry Claxton concludes that
             within the  four major divisions  of  this  experiment,  (Diesel Fuel  (DF)
             2 - Normal  Air, Decane - Normal  Air, DF2- Artificial Air, and Decane -
             Artificial  Air), there are no significant differences when comparing
             like samples,  i.e. samples with  activation to samples with activation,
             samples without activation to samples without activation.  The only
             exception is sample TAEB-79-0012.  Larry contends that the results for
             samples TAEB-79-0013 through 0016 are in good agreement with one another
             and that  the results for 0012 is an anomaly.  Because of this observation,
             I did not include TAEB-79-0012 in the average of the Decane-Normal Air
             experiment.

             Another observation which Larry  notes is the  difference between samples
             with activation and without  activation in the Decane-Artificial Air
             experiment.  In. this experiment, the samples  with activation gave con-
 EPA Form 1320-6 (Rev. 3-76)

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                                  28
sistently higher revertants per plate per ug extract values than those
without activation in all the strains which gave positive results.  This
trend can also be seen in the DF2-Artificial Air experiment, but to a
lesser degree.  Since the results from samples tested without activation
are indicative of the presence or absence of direct acting mutagens, and
since the trend of higher values for samples with activation versus
without is seen only in Artificial Air experiments and not Normal Air
experiments, one might assume a decrease in direct acting mutagens due
to the lack of nitrogen in the Artificial Air.  The decrease in direct
acting mutagens can be seen if one uses Table 2 to compare the results
of strain TA100 for all four experiments, and strain TA98 for the
Decane-Artificial Air versus the Decane-Normal Air experiment.  In each
case, the samples produced with Artifical Air and tested without activation
are less than those samples produced with Normal Air and tested without
activation.  With the Ames test there are large variations in results
and these differences may fall within acceptable limits of variation,
but there is a consistent trend of lower values for samples produced
with Artificial Air and tested without activation.

The results shown in Table 3 are the data analyzed by Larry Claxton's
and ORD's model based on curve fitting rather than linear regression.
Attached is a draft report entitled "Modelling the Ames Test" which
explains the basis for the curve fitting mode.  This draft is being
revised and we will pass on a copy of the revised draft as soon as we
receive one.

The curve fitting data from Table 3 show the same general trend which is
mentioned above for the linear regression mode.  Table 3 does not contain
any averaged values since numerous samples were considered statistically
unacceptable for within-experiment comparison by Larry Claxton.  The
reasons for the unacceptable sample data are listed at the bottom of
Table 3.  I have also included Larry Claxton's summary sheets as an
attachment.

Attachments
 NOTE   TABLE  1  is  APPENDIX I, Page  28
       TABLE  2  is  APPENDIX J, Page  29
       Table  3  is  APPENDIX K, Page  30

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                                       29




                                  APPENDIX I
            Ames Test Bioactivity (linear regression model)




               Slopes (revertants per plate/ug extract)




                   with activation/without activation
Sample No.




TAB B-79-
TA100
TA1535
TA1537
TA1538
TA98
DF2-Normal Air

0001
0002
0003
0004
Avg.


.51/.82
.447.59
.467.56
7.71
.477.67

0
-/-






.167.09






.39/.22
.29/.17
.3S/.22
.35/.20
.34/.20


.61/.42




Decane-Normal Air
0012
0013
0014
0015
0016
Avg.
DF2-Artificial
0047
0048
0049
0050
Avg.
-/-
.327.42
.45/1.14
.59/1.29
.627.81
.507.92
Air
.707.61
.437.22
.307.18
.167.14
.407.29
-7-
-7-
-7-
— /—
-/-
-/-.

.03(?)/.03('O
-/-
-/-
-7-
— /—
-/-
.077.04
.097.07
.117.11
.177.14
.117.09

.267.13
.107.03
.097.01
.047.01
.12/.04
.12/.06
.21/.15
.30/.16
.447.22
.547.31
.37/.21

.S4/.54
.30/.15
.13/.12
.20/.07
.37/.22
.14/.05
.26/.18
.32/.22
.50/.48
.67/.46
.44/.34

1.69/.70
.45/.12
.26/.06
.19/.07
.6S/.24
Decane-Artif ical Air
0591
0601
0621
Avg.
*
All 4 digit
o
1.06/.16
.61/.20
.27/.07
.65/.14

numbers in
-/-
-/-
—7-
-7-

first column have
.64/.03
.20/.03
.13/.09
.32/.05

the prefix
.20/.05
.27/.08
.18/.05
.22/.06

TAEB-79-
.24/.07
.30/.09
.25/.08
.26/.08


   -Indicates a negative result

-------
                                       30




                                    APPENDIX J
                          Summary of Table 1




          Averaged Slopes (revertants per plate/ug extract),




                  with activation/without activation
DF2-Normal Air




Decane-Normal Air




DF2-Artificial Air




Decane-Artificial Air   .65/.14
TA100
.A7/.67
.50/. 92
.40/.29
.65/.14
TA1535

-7-
-/-
-7-
TA1537

.11/.09
.12/.04
.32/.05
TA1538
.34/.20
.377.21
.377.22
.22/.06
TA98
. '
.447.34
.657.24
.267.08

-------
                            APPENDIX K
              Ames Test Bioactivity (Curve fitting model)

                Slope (revertants per plate/ug extract)

                  with activation/without activation
                    1.20/2.58
                    .85a/2.78a
                    1.32a/1.40a
                    1.27a/1.63a
TAEB-79-
DF2-Normal Air      TA100

0001
0002
0003

0004

Decane-Normal Air

0012
0013
0014
0015
0016

DF2-Artificial Air

0047
0048
0049
0050                .40u/.35
                                TA1535
+d/+d
0.4/.08

   —/—
.17s/-
Decane-Artificial Air
0591
0601
0621
2.25h/.16b
1.717. 43
+d/.08g
   -7
   —f
                        TA1537
                        TA1538
                      TA98
                        0.27/0.26  1.21/0.56  1.02b/1.09b
                                   3.19a/0.29a
                                   1.85a/1.27a
                                   1.30a/0.43a
0.3#V-
1.07/1.30
1.49/2.64
1.49/3.38
2.25/2.94°
-/-
-/-
-/-
-/-
-7-
ie/-
0.16/0.22
0.26/0.38
0.19/0.13
0.42/0.23
0.12/0.06
0.41/0.46
0.90/0.49
1.33/0.51
1.30/0.71
0.29/0.27
0.26/0.47
0.67/0.56
0.89/107°
1.40/1.41
                                            .66/.14    2.06/1.18  +d/+d
                                            .21/.06    .70/.26    1.20/.24
                                            .207.02    .45/.15    .577.12
                                            .048/.02S  .04/.078   .19/.07
1.47/.03g  1.28/0.118 1-28/°'22S
1.54/.038  1.408/0.08hl.41/0.27s
.967.51    0.50/0.06g 1.88/0.22
a - only 4 dose levels and the degrees for freedom for the adequacy test is zero

b - low p valve for adequacy of fit, results not comparable to 'other samples

c - data does not fit model adequately

d - samples are positive, slope unattainable for statistical reasons

e - questionable positive

f - chi-square of Pousson low, result not comparable to other samples

g - low response when confidence limits considered

h - low p valve for mode.

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                                    32
                                      APPENDIX L

             Diesel  Artifact  Gaseous and Particulate Emissions at 60% Load
Ames
Sample No.^
TAEB-79-   Test No.
 Emissions gms/kW-hr
HFID  CO    C02   NOx
       Particu-  Particulate  Fuel
NOx    lates(2)  filter       consumption
ppm    gms/kw-hr efficiency   kW-hr/gal(3)
Diesel Fuel No. 2 - Normal Air
0001


0002


0003


0004


0005


79-6855
"

79-6856
"

79-6857
'*
M
79-6858
"
11
79-6859
it
"
Decane-Norraal Air
0012


0013

0014

0015

0016

79-6493
••
"
79-7457
* *
79-7465
"
79-7458
**
79-7464
••
.65
.50
.52
.65
.64
.60
.33
.56
.44
.51
.63
.46
.45
.47
.46
(5)
1.25
1.44
2.05
-
-
-
-
-
-
.65
.71
3
3
3
3
3
3
2
2
2
2
2
2
2
2
2

3
3
4
3
3
3
3
3
2
3
2
.19
.27
.33
.27
.47
.09
.23
.45
.41
.18
.39
.36
.48
.30
.21

.24
.98
.14
.63
.52
.08
.33
.17
.75
.27
.67
1508
1499
1552
1631
1617
1562
1589
1493
1484
1337
1367
1374
1356
1443
1425

1313
1356
1428
1314
1360
1315
1399
1290
1357
1308
1212
10.94
10.67
11.11
13.48
12.24
11.63
12.39
12.37
12.66
11.84
12.67
12.40
11.85
12.44
12.59

7.89
8.29
8.96
7.99
8.23
7.91
8.27
8.02
8.51
7.98
7.45
66
64
67
68
62
59
71
71
73
67
72
70
69
73
74

46
49
52
47
49
45
48
50
54
50
47
.4 14.1
.2
• 1 "™
.9 28.3
.6
.1
.9 8.3
.6
.4
.7 7.9
• J "~
.1
.7 12.1
.1
.0

.7 3.3
.0
.9
.8 3.3
.1
.9 2.1
.0
.9 1.8
.7
.9 2.2
.4
99%
—
—
93%
-
—
97%
—
—
91%
-
-
91%
-
-

97%
—
—
94%
-
91%
-
91%
-
95%
-
6
6
6
6
6
6
6
6
6
7
7
7
7
7
7

7
7
7
7
7
7
7
7
7
7
8
.7
.8
.5
.2
.3
.5
.4
.8
.8
.6
.4
.4
.5
.0
.1

.7
.5
.1
.7
.4
.7
.2
.8
.5
.7
.4

-------
                                        33
Ames
Sample No. 'I'         Emissions gms/kW-hr
TAEB-79-   Test No.  HFID  CO    C02   NOx
Diesel Fuel No. -2 Artifical "Air" (5)
0047
0048
0049&
0050
79-9399
.67   3.29  (6)
.06   3.29  (6)
.06   3.20  (6)
Decane - Artificial "Air" (4)
0059
thru
0067
.21
.19
.20
79-7757   1.71  19.57 (6)  .07
79-9401    -    19.56 (6)  .05
                                  NOx
                                  ppm
1.1
1.0
1.1
                         .4
                         .3
                               Particu-   Particulate  Fuel
                               lates(2)   filter       consumption
                               gms/kw-hr  efficiency   kW-hr/gal(3'
1.4
82%
              2.8
(6)
(6)
(6)
                               (6)
                               (6)
(1) All  four  digit  numbers  in  first column  have  the  prefix  TAEB-79-.
    Ames  samples  were taken using  either an  8X10  inch  filter or  20X20
    inch filter.

(2) Particulate emission  rate  and efficiency were  obtained  using a  47mm
    filter.   These  filter samples  were   taken  at  the  same  time  as  the
    gaseous samples.   However only  one   particulate  sample was  obtained
    for each group since  the time required to obtain a  sufficient  loading
    on the 47mm filter was  considerably  longer  than the time  required  to
    obtain a gaseous sample.

(3) Fuel  consumption was calculated  by the  carbon  balance  technique.
    Fuel consumption  of decane is expressed  as the  equivalent  quanity  of
    diesel fuel No.  2.

(4) Nine 8 X  10 inch  filters were  used in sequence  for each  Ames  sample.
    Gaseous samples were obtained before  and  after the Ames samples.

(5) One  20 X  20  inch  filter  was  taken for  the  Ames  sample.   Gaseous
    samples were obtained before and after the  Ames sample.

(6) Carbon  Dioxide   and  fuel  economy   were   not  calculated  for   the
    artificial  ,"air"   sample   since  the   artificial  "air"   contained
    approximately  35%  C02  and,   therefore,   the  dilute   exhaust   C02
    levels were outside the  range of the highest  instrument  calibrations
    normally  used.   Also  the  exact  C02   concentration  of  each bottle  of
    the  blended "air"  was unknown.   Thus, fuel  consumption could not  be
    calculated by  the carbon balance technique.

-------