Sr EPA United States Control Technology EPA-450/3-88-009 Environmental Protection Center October 1988 Agency Research Triangle Park NC 27711 Reduction of Volatile Organic Compound Emissions from Automobile Refinishing control f technology center ------- EPA-450/3-88-009 REDUCTION OF VOLATILE ORGANIC COMPOUND EMISSIONS FROM AUTOMOBILE REFINISHING CONTROL TECHNOLOGY CENTER SPONSORED BY: Emission Standards Division Office of Air Quality Planning and Standards U.S. Environmental Protection Agency Research Triangle Park, NC 27711 Air and Energy Engineering Research Laboratory Office of Research and Development U.S. Environmental Protection Agency Research Triangle Park.NC 27711 Center for Environmental Research Information Office of Research and Development U.S. Environmental Protection Agency Cincinnati, OH 45268 October 1988 ------- EPA-450/3-88-009 October 1988 REDUCTION OF VOLATILE ORGANIC COMPOUND EMISSIONS FROM AUTOMOBILE REFINISHING Prepared by: Carol Athey Charles Hester Mark McLaughlin Roy M. Neulicht Mark B.Tumer MIDWEST RESEARCH INSTITUTE Gary, North Carolina 27513 EPA Contract No. 68-02-4379 ESD Project No. 87/30 MRI Project No. 8950-08 Prepared for: Robert J. Blaszczak Office of Air Quality Planning and Standards Control Technology Center U.S. Environmental Protection Agency Research Triangle Park, NC 27711 ------- PREFACE The Automobile Refinlshing investigation was funded as a project of EPA's Control Technology Center (CTC). The CTC was established by EPA's Office of Research and Development (ORD) and Office of Air Quality Planning and Standards (OAQPS) to provide technical assistance to State and local air pollution control agencies. Three levels of assistance can be accessed through the CTC. First, a CTC HOTLINE has been established to provide telephone assistance on matters relating to air pollution control technology. Second, more in-depth engi- neering assistance can be provided when appropriate. Third, the CTC can provide technical guidance through publication of technical guidance docu- ments, development of personal computer software, and presentation of workshops on control technology matters. The technical guidance projects, such as this one, focus on topics of national or regional interest that are identified through State and Local agencies. This guidance provides technical information that agencies can use to develop strategies for reducing VOC emissions from automobile refinishing operations. It is of particular interest to those agencies that are seeking additional VOC emission reductions in ozone nonattainment areas. These areas tend to have a high population density and, therefore, a high frequency of automobile repair and repainting. This report provides information on the coating application process, VOC emissions and emissions reductions, and costs associated with the use of alternative coating formulations and equipment used in the automobile refinishing industry. This information will allow planners to: 1) identify available alternative technologies for reducing VOC emissions from automobile refinishing operations; 2) determine VOC emissions and achievable VOC emission reductions; and 3) evaluate the cost and environmental impacts associated with implementing these alternatives. ii ------- ACKNOWLEDGEMENT This report was prepared by staff in Midwest Research Instititute1s Environmental Engineering Department located in Gary, North Carolina. Participating on the project team for the EPA were Robert Blaszczak of the Office of Air Quality Planning and Standards and Charles Darvin of the Air and Energy Engineering Research Laboratory. The data presented were generated through a literature search and surveys of paint formulators, equipment manufacturers, and industry trade organizations. iii ------- TABLE OF CONTENTS Page LIST OF TABLES v SECTION 1.0 INTRODUCTION 1-1 SECTION 2.0 SUMMARY 2-1 SECTION 3.0 AUTOMOBILE REFINISHING SOURCE CHARACTERIZATION AND PROCESS DESCRIPTION 3-1 3.1 SOURCE CHARACTERIZATION 3-1 3.2 PROCESS DESCRIPTION 3-1 3.2.1 Vehicle Preparation 3-2 3.2.2 Primers 3-2 3.2.3 Topcoats 3-5 3.2.4 Application Techniques 3-8 3.2.5 Equipment Cleanup 3-10 3.3 REFERENCES FOR SECTION 3 3-10 SECTION 4.0 EMISSION ESTIMATES 4-1 4.1 BACKGROUND 4-1 4.2 BASELINE VOC EMISSIONS 4-5 4.3 CALCULATIONS 4-5 4.4 REFERENCES FOR SECTION 4 4-7 SECTION 5.0 EMISSION REDUCTION TECHNIQUES 5-1 5.1 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING VEHICLE PREPARATION 5-1 5.1.1 Reduced-VOC Cleaners 5-1 5.1.2 Detergents 5-2 5.2 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING PRIMER APPLICATION 5-2 5.2.1 Improved Transfer Efficiency 5-2 5.2.2 Waterborne Primers.* 5-4 5.2.3 Urethane Primers 5-5 5.3 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING TOPCOAT APPLICATION 5-5 5.3.1 Improved Transfer Efficiency 5-5 5.3.2 Reduced-VOC Coatings 5-7 5.4 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING EQUIPMENT CLEANUP 5-8 5.5 ALTERNATIVES FOR SHOP ADD-ON CONTROL OF VOC EMISSIONS 5-9 • 5.6 REFERENCES FOR SECTION 5 5-10 1v ------- TABLE OF CONTENTS (continued) SECTION 6.0 ENVIRONMENTAL ANALYSIS 6-1 6.1 AIR POLLUTION 6-1 6.2 OTHER CONSIDERATIONS 6-1 6.2.1 Water Pollution 6-1 6.2.2 Solid Waste Disposal 6-3 6.2.3 Energy 6-3 6.3 REFERENCES FOR SECTION 6 6-3 SECTION 7.0 CONTROL COST ANALYSIS 7-1 7.1 BASIS FOR CAPITAL COSTS 7-1 7.2 BASIS FOR ANNUALIZED COSTS 7-3 7.2.1 Annualized Raw Material Costs 7-3 7.2.2 Annualized Equipment Costs 7-5 7.2.3 Annual1zed Operating Costs for Add-On Contro Is 7-6 7.3 EMISSION REDUCTION COSTS AND EFFECTIVENESS 7-6 7.4 REFERENCES FOR SECTION 7 7-12 SECTION 8.0 EXISTING REGULATIONS 8-1 8.1 INTRODUCTION 8-1 8.2 FEDERAL REGULATIONS 8-1 8.3 STATE AND LOCAL REGULATIONS 8-1 8.3.1 New York 8-2 8.3.2 Texas 8-2 8.3.3 Oregon 8-2 8.3.4 New Jersey 8-2 8.3.5 California 8-2 8.4 AGENCIES CONTACTED 8-3 8.5 REFERENCES FOR SECTION 8 8-3 SECTION 9.0 COMPLIANCE EVALUATION CONSIDERATIONS 9-1 SECTION 10.0 GLOSSARY OF COATING TERMS 10-1 REFERENCES FOR SECTION 10 10-6 APPENDIX A. METHODOLOGY FOR DETERMINING AUTOMOBILE REFINISHING SHOP SIZE CATEGORIES, THE NUMBER OF AUTOMOBILE REFINISHING JOBS PER SHOP, AND THE TYPES AND AMOUNTS OF COATINGS USED IN EACH SHOP A-l APPENDIX B. TYPICAL COATING PARAMETERS FOR VOC CALCULATIONS • (CALCULATIONS FOR TABLE 4-2) B-l REFERENCES FOR APPENDIX B B-4 APPENDIX C. CALCULATION OF THERMAL INCINERATION ADD-ON CONTROL COSTS C-l ------- LIST OF TABLES Page TABLE 2-1. VOC EMISSION REDUCTION TECHNIQUES CURRENTLY AVAILABLE IN THE AUTOMOBILE REFINISHING INDUSTRY 2-2 TABLE 2-2. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A SMALL FACILITY 2-3 TABLE 2-3. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A MEDIUM FACILITY 2-4 TABLE 2-4. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A VOLUME FACILITY 2-5 TABLE 2-5. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A SMALL AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS 2-8 TABLE 2-6. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A MEDIUM AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS 2-9 TABLE 2-7. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A VOLUME AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS 2-10 TABLE 3-1. TYPICAL PRIMER PARAMETERS 3-3 TABLE 3-2. TYPICAL TOPCOAT PARAMETERS 3-7 TABLE 4-1. VOC EMISSION SOURCES 4-2 TABLE 4-2. TYPICAL COATING PARAMETERS FOR VOC CALCULATIONS 4-3 TABLE 4-3. TYPICAL AUTOMOBILE REFINISHING PAINT USAGE AND EQUIPMENT BY FACILITY TYPE 4-4 TABLE 4-4. BASELINE VOC EMISSIONS FROM AUTOMOBILE REFINISHING BY FACILITY TYPE 4-6 TABLE 6-1. COMPARISON OF VOC EMISSIONS FROM AVAILABLE REDUCTION TECHNIQUES 6-2 TABLE 7-1. CAPITAL EQUIPMENT COST, IN $ 7-2 vi ------- LIST OF TABLES (continued) Page TABLE 7-2. TYPICAL COATING COSTS, $ PER GALLON 7-4 TABLE 7-3. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A SMALL AUTOMOBILE REFINISHING FACILITY 7-7 TABLE 7-4. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A MEDIUM AUTOMOBILE REFINISHING FACILITY 7-8 TABLE 7-5. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A VOLUME AUTOMOBILE REFINISHING FACILITY 7-9 TABLE 9-1. APPLICABILITY OF COMPLIANCE EVALUATION TECHNIQUES 9-2 TABLE C-l. THERMAL INCINERATION COSTS C-2 ------- 1.0 INTRODUCTION The Clean Air Act Identified December 31, 1987, as the final date to attain the national ambient air quality standard (NAAQS) for ozone. Congress recently extended the compliance deadline to August 31, 1988. As of this writing, 345 counties including 68 cities are still in nonattain- ment of the ozone NAAQS. On May 26, 1988, the U. S. Environmental Protec- tion Agency (EPA) mailed letters to 44 States and the District of Columbia that have ozone nonattainment areas stating that current State implementa- tion plans (SIP's) to control ozone are inadequate and that a new round of planning is needed. (Bureau of National Affairs, Environment Reporter, May 6, 1988, p. 3 and June 3, 1988, p. 171). Under the proposed ozone policy published in the Federal Register on November 24, 1987 (52 FR 45044), emissions of volatile organic compounds (VOC's) must be reduced to a level consistent with attaining the ozone NAAQS as demonstrated by atmospheric dispersion modeling. Once the State has determined the VOC emission reduction required to meet the NAAQS, it must identify and select control measures that will produce the required reductions as expeditiously as practicable. Nonattainment areas are likely to be those with a high population density and, therefore, a high frequency of automobile repair and repainting. This report provides technical information that State and local agencies can use to develop strategies for reducing VOC emissions from automobile refinishing operations. The information in this document will allow planners to: (1) identify available alternative technologies 4 for reducing VOC emissions from automobile refinishing operations; (2) determine VOC emissions and achievable VOC emission reductions; and (3) evaluate the cost and environmental impacts associated with imple- menting these alternatives. This document provides information on the application processes, VOC emissions and emissions reductions, and costs associated with the use of alternative coating formulations and equipment used in the motor vehicle refinishing industry. This information was generated through a literature search, site visits, and surveys of equipment manufacturers, coating formulators, and industry trade associations. Section 2.0 presents a 1-1 ------- summary of the findings of this study. Section 3.0 provides a source characterization and description of the processes used to refinish automobiles. Section 4.0 provides VOC emission estimates for each of the automobile refinishing process steps and for typical facilities. Section 5.0 discusses each VOC emission reduction alternative in detail, including advantages and disadvantages. Section 6.0 provides emission estimates for each alternative and estimated emission reductions from current operating practice. Section 6.0 also describes the environmental impacts associated with the implementation of each alternative. Section 7.0 presents a cost analysis that includes a methodology for computing annual- ized equipment and material cost and anticipated incremental cost (savings) from baseline for each alternative. This discussion will assist the users of this document in developing the cost information necessary to develop a VOC reduction strategy specific to their area. Section 8.0 discusses existing Federal and State regulations that apply to this industry. Section 9.0 discusses factors to consider with regard to determining compliance with regulations that might be proposed for the automobile reflnishing industry, and Section 10.0 presents a glossary of coating terminology. 1-2 ------- 2.0 SUMMARY The purpose of this document is to provide technical information that State and local agencies can use to develop strategies for reducing VOC emissions from automobile refinishing operations. This section presents the findings of this study including alternative VOC reduction techniques, potential VOC emission reductions, and costs of implementing the alternatives. Automobile refinishing operations can be categorized into four process steps. These steps are vehicle preparation, primer application, topcoat application, and spray equipment cleanup. Emissions of VOC's are the result of organic solvent evaporation during vehicle preparation and equipment cleanup and during and shortly after the application of primers and topcoats. Currently, there are several available VOC emission reduction techniques that are applicable to these four steps. These techniques are listed in Table 2-1. To characterize the automobile refinishing industry and to take into account the large diversity in shop size, the estimated 83,000. shops were divided into the following three categories: (1) small shops with annual sales up to $150,000 that perform 6 partial vehicle jobs per week, (2) medium shops with annual sales between $150,000 and $750,000 that perform 13 partial and 1 complete vehicle jobs per week, and (3) volume shops with annual sales of greater than $750,000 that perform 14 partial and 15 complete vehicle jobs per week. Emission reduction techniques that were selected for evaluation include the use of alternative coatings, spray equipment with improved transfer efficiency, the installation of solvent recovery spray equipment cleaning systems and, for volume shops only, add-on control. In order to estimate VOC emissions, VOC emission reductions, and costs of emission reductions, assumptions were made on the types of coatings used and equipment available for each facility type. Tables 2-2, 2-3, and 2-4 summarize the emission and cost data for the baseline condition and alternative controls for typical small, medium, and volume shops, respectively. These tables present the alternative emission reduction techniques, estimated VOC emissions, VOC emission reductions from baseline, the total annualized cost of the alternatives, and the cost 2-1 ------- TABLE 2-1. VOC EMISSION REDUCTION TECHNIQUES CURRENTLY AVAILABLE IN THE AUTOMOBILE REFINISHING INDUSTRY Vehicle preparation Reduced-VOC cleaners Detergents Priner application Enaael primers Waterborne primers Uretnane primers Topcoat application Higher solids coatings (available for basecoats and clearcoats) Electrostatic spray Equipment cleanup Cleanup solvent recovery systems equ i pment Electrostatic spray equipment High-volume, low-pressure spray equipment HIgh-voIume, Iow-pressure spray equipment Add-on control Add-on control 2-2 ------- TABLE 2-2. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A SMALL FACILITY4 Emission reduction technique VOC emissions, tons/yr VOC reduction from base Iine tons/yr Percent Total annual Ired cost, $/yr aeryIic enamels Replace lacquers and enamels 0.59 with urethanes0 Replace solvent-borne primers 0.96 with waterborne primers Replace conventional clear- 0.95 coats with higher solids clears Install cleanup solvent 1.08 recovery systems Replace conventional air 0.86 atomizing spray guns with high-volume, low- pressure (HVLP) spray equ i pment 0.68 0.31 0.32 0.19 0.41 54 24 25 15 32 8,600 7,100 8,600 7,000 6,100 Cost (savings) compared to base Iine, S/yr Current practice (baseline) Replace lacquers with 1.27 0.69 NA 0.58 NA 46 7,400 6,200 NA ( 1 ,200) 1,200 (300) 1,200 (400) (1,300) MA » not appl i cable. "The assumptions for the small facility include: (1) lacquers are primarily used; (2) no spray booth; and (3) six partial jobs (10 square feet per partial job) are completed per option involves replacing lacquer primers and topcoats with acrylic enamel primers and topcoats . This option involves replacing lacquer and enamel primers and topcoats with urethane primers and topcoats. 2-3 ------- TABLE 2-3. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A MEDIUM FACILITY* Emission reduction technique VOC emissions, tons/yr VOC reduction from baseIine tons/yr Percent Total annual(zed cost, $/yr aery Iic enamels Replace lacquers and an with urethanesc Replace solvent-borne primers with waterborne prii Replace conventional clear- coats w i th h!gher soIi ds clears Install cleanup solvent recovery syste Replace conventional air atomizing spray guns with high-volume, low- pressure (HVLP) spray equipment 1.89 2.73 2.82 3.08 2.46 1.73 0.90 0.81 0.55 1.17 48 25 22 15 32 32,800 29,600 30,400 28,900 23,300 Cost (savings) compared to base Iine, S/yr Current practice (baseline) Replace lacquers with 3.63 2.27 NA 1.36 NA 37 30,100 23,600 NA (6,500) 2,700 (500) 300 (1,200) (6,800) NA * not applicable. ^The assumptions for the medium facility include: (1) enamels are primarily used, but some lacquers are used; (2) the shop has one spray booth; and (3) 13 partial jobs (10 square feet per partial job) and 1 entire vehicle job (100 square feet per entire vehicle job) are .completed per week. nThis option involves replacing lacquer primers and topcoats with acrylic enamel primers and topcoats. This option involves replacing lacquer and enamel primers and topcoats with urethane primers and topcoats. 2-4 ------- TABLE 2-4. VOC EMISSIONS, EMISSION REDUCTIONS, AND TOTAL ANNUALIZED COSTS FOR ALTERNATIVE EMISSION REDUCTION TECHNIQUES APPLIED TO A VOLUME FACILITY3 Emission reduction technique Current pract i ce ( base line) Replace enamels with urethanes Replace solvent-borne primers VOC emissions, tons/yr 11.1 9.1 8.1 VOC reduction from basel !ne tons/yr Percent NA NA 2.0 18 3.0 27 Total annual ized cost , S/yr 127,600 177,300 126,300 Cost (savings) compared to basel ine, S/yr NA 49,700 (1,300) with waterborne primers Replace conventional clear- 10.4 coats with higher solids cI ears Install cleanup solvent recovery 10.4 Replace conventional air atomizing 6.0 spray guns with high-volume, low-pressure (HVLP) spray equ i pment 0.7 1.6 5.1 15 46 143,000 123,900 81,400 Add-on control: Thermal incineration 3.5 7.6 68 452,000 15,400 (3,700) (45,700) 363,000 NA * not applicable. *The assumptions for the volume shop include: (1) only- enamels and urethanes are used; (2) the shop has two spray booths; and (3) 14 partial jobs (10 square feet per partial job) .and 15 entire vehicle jobs (100 square feet per entire vehicle job) are completed per week. ^Tiis option involves replacing enamel primers and topcoats with urethane primers and topcoats. 2-5 ------- (savings) for Implementation of the alternative controls compared to baseline. The results of the study Indicate that several control options result in no additional cost to implement, and in fact result in a cost savings. For the small, medium, and volume facilities, significant VOC reductions (30 to 45 percent) can be achieved by replacing conventional air-atomizing spray guns with high-volume, low-pressure (HVLP) spray equipment. A cost savings is expected from this control technique because the higher transfer efficiency (about 65 percent vs. about 35 percent for conventional air-atomizing spray guns) results in less paint usage, when HVLP spray equipment is used in conjunction with a paint mixing station. Experience with use of the HVLP spray equipment within the industry is limited. Some problems with color matching topcoats have been reported. However, some users are reporting acceptable color matching results and have indicated that experience with the equipment is a necessary factor in achieving good results. For all facilities, significant VOC emission reductions (about 15 percent) can be achieved by using a cleanup solvent recovery system. This control technique also results in a savings because solvent usage 1s reduced. The remaining alternative controls involving switching from conventional coatings to lower VOC coatings (e.g., urethanes) and, with a few exceptions, involve some additional cost. One exception is for small facilities, where switching from lacquers to acrylic enamels 1s expected to result in a 45 percent emission reduction, as well as a cost savings. The cost savings is a result of the lower cost of materials which offsets the capital cost (annualized over 10 years) for Installing a spray booth to accomodate the additional drying time required for enamel coatings. Also, for all types of facilities, switching from conventional primers to waterborne primers is expected to result in a VOC emission reduction (approximately 20 percent) at no additional cost. Add-on controls for spray booth emissions from large facilities were briefly investigated. Add-on controls are expected to control emissions effectively (greater than 60 percent reduction) but have a very high cost associated with their Installation and operation. Note that 1f multiple alternatives are implemented, the emission reduction achieved will not necessarily be the sum of the individual 2-6 ------- emission reductions presented in Tables 2-2, 2-3, and 2-4. Since all the emission reductions are calculated from the baseline condition, after one alternative has been implemented, subsequent implementation of other alternatives will have a different effect from that presented in the tables. Nonetheless, implementation of multiple alternatives will have a positive impact on VOC emission reduction. For each type of facility, several of the control alternatives can be implemented at no additional cost. Tables 2-5, 2-6, and 2-7 present matrices of emission reduction alternatives and estimated VOC emission reductions for small, medium, and volume automobile refinishing shops, respectively. The emission reduc- tions attributed to add-on controls applied to the volume shop were not included in Table 2-7. These tables present the same coating alternatives described in Tables 2-2, 2-3, and 2-4. Additionally, Tables 2-5, 2-6, and 2-7 show the VOC emission reductions that may be achieved if a combination of both a coating change and an equipment change is implemented. While these tables are helpful in determining the potential total reductions achievable using multiple options, it should be noted that the reductions are from assumed baselines. Therefore, if the baseline for a particular automobile refinishing shop is different from that developed in this study, then the reduction for a particular alternative or multiple alter- natives will likewise be different. 2-7 ------- TABLE 2-5. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A SMALL AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS VOC reduction Coating alternatives Exclusive use of lacquers (current practice) Basel ine Alternative 1 Alternative 2 Alternative 3 Replace lacquer primers with waterborne • pr i mers Alternative 4 Alternative 5 Alternative 6 Alternative 7 Replace lacquer clearcoats with h i gher so 1 i ds c 1 ear coats Alternative 8 Alternative 9 Alternative 10 Alternative 11 Replace lacquers with enamels Alternative 12 Alternative 13 Alternative 14 Alternative 15 Replace lacquers with urethanes Alternative 16 Alternative 17 Alternative 18 Alternative 19 Solvent recovery res X X X X X X X X X X emission alternatives Transfer effi- ciency, percent No 35 55 X X X X X X X X X X X X X X X X X X X X X X X X X X • X X X X Emissions, tons/yr 1.27 1.08 0.86 0.67 0.96 0.83 0.65 0.51 0.95 0.76 0.69 0.50 0.69 0.50 0.55 0.36 0.59 0.40 0.49 0.30 Emission lons/yr NA 0.19 0.41 0.60 0.31 0.45 0.62 0.76 0.32 0.51 0.58 0.78 0.58 0.77 0.72 0.91 0.68 0.87 0.78 0.97 reduction Percent NA 15 32 47 24 35 49 60 25 40 46 61 46 61 57 72 54 69 61 76 2-8 ------- TABLE 2-6. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A MEDIUM AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS VOC reduction So 1 vent recovery Coating alternatives Use of lacquers and enamels (current practice) Basel ine Alternative 1 Alternative 2 Alternative 3 Replace lacquer and enamel primers with waterborne primers Alternative 4 Alternative 5 Alternative 6 Alternative 7 Replace lacquer and enamel clears with higher solids clears Alternative 8 Alternative 9 Alternative 10 Alternative 11 Replace lacquers with enamels Alternative 12 Alternative 13 Alternative 14 Alternative 15 Replace lacquers and enamels with urethanes Alternative 16 Alternative 17 Alternative 18 Alternative 19 res X X X X X X X X X X emission a 1 ternat i ves iranster effi- ciency, percent No 35 65 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Emissions, tons/yr 3.63 3.08 2.46 1.91 2.73 2.34 1.83 1.44 2.82 2.28 2.02 1.48 2.27 1.73 1.55 1.00 1.89 1.35 1.52 0.98 Em i ss i on lons/yr NA 0.54 1.17 1.72 0.90 1.28 1.80 2.19 0.81 1.35 1.61 2.15 1.36 1.90 2.08 2.63 1.73 2.28 2.11 2.65 reduction Percent NA 15 32 47 25 35 50 60 22 37 44 59 37 52 57 72 48 63 58 73 2-9 ------- TABLE 2-7. MATRIX OF VOC EMISSION REDUCTION ALTERNATIVES FOR A VOLUME AUTOMOBILE REFINISHING SHOP AND ESTIMATED EMISSION REDUCTIONS Coating alternatives VOC emission reduction alternatives Transfer effi- Solvent ciency, recovery percent Yes Ho 35 55 Emissions, tons/yr Emission reduction rons/yr Fercent Use of enamels and urethanes (current practice) Baseline XX 11.12 NA NA Alternative 1 X X 9.45 1.67 15 Alternative 2 XX 7.53 3.59 32 Alternative 3 XX 5.86 5.26 47 Replace enamel and urethane primers with wateroorne primers Alternative 4 XX 8.14 2.98 27 Alternative 5 XX 7.08 4.04 36 Alternative 6 XX 5.35 5.77 52 Alternative 7 XX 4.30 6.82 61 Replace enamel clears with higher solids clears Alternative 8 XX 10.39 0.74 7 Alternative 9 XX 8.72 2.40 22 Alternative 10 X X 7.13 3.99 36 Alternative 11 X X 5.46 5.66 51 Replace lacquers with enamels9 Alternative 12 Alternative 13 Alternative 14 Alternative 15 Replace enamels with urethanes Alternative Alternative Alternative Alternative 16 17 18 19 X X X X X X X X 9 7 6 4 .08 .41 .43 .76 2, 3. 4. 6. .04 .71 .69 .36 18 33 42 57 aSince the volume shops were assumed not to use lacquers at all, this category of coating alternative does not apply to volume shops. 2-10 ------- 3.0 AUTOMOBILE REFINISHING SOURCE CHARACTERIZATION AND PROCESS DESCRIPTION The purpose of this section 1s to present an Industry profile and to describe the process steps Involved in automobile refinishing. This information will allow agencies to characterize shops in their area and to identify the process steps where VOC emissions occur. Section 3.1 provides information on the estimated number of automobile refinishing shops nationwide and categorizes these shops based on annual sales volume. Section 3.2 describes the process steps and materials involved in refinishing an automobile from beginning to end including vehicle prepara- tion, coating application, descriptions of primers and topcoats, and equipment cleanup. 3.1 SOURCE CHARACTERIZATION Approximately 66,000 auto body shops are operating in the United States, of which 2 percent are franchises and the remainder are classified as independents. » In addition, an estimated 68 percent of the nation's automobile dealerships (approximately 17,000 shops) have body shop operations. These 83,000 body shops range in size from small shops having less than 5 employees and sales volume under $150,000 (40 percent) to volume shops with over 10 employees conducting $750,000 or more in sales (10 percent). Combined, these shops perform over $10 billion in sales annually. The typical refinishing shop employs 6 persons, conducts $400,000 worth of business annually, and performs an average of 13 jobs per week. For a typical shop, approximately 90 percent of the work consists of spot and panel repainting. The entire vehicle is completely reflnlshed only about 10 percent of the time. These percentages are reversed for the franchise operations, which typically specialize in repainting entire vehicles. 3.2 PROCESS DESCRIPTION Typically, automobile refinishing is performed in conjunction with other body repair necessitated by a collision involving the vehicle. Most refinishing jobs involve the repair and repainting of a small portion of the vehicle (a panel, or a "spot" on a panel). A minority of jobs involve the overall repainting of vehicles, which is generally performed in instances of coating failure. 3-1 ------- Definite steps must be followed when reflnishing a vehicle, whether the job is a spot, panel, or overall repair. The surface of the vehicle must be thoroughly cleaned to ensure proper adhesion of the coating, the metal surface must be primed, a topcoat (either a color coat or a two- stage basecoat and clearcoat) must be applied, and the spraying equipment must be cleaned with solvent. Emissions of VOC's from automobile reflnishing operations are the result of organic solvent evaporation during vehicle preparation, during the application and drying of primers and topcoats, and during spraying equipment cleanup. 3.2.1 Vehicle Preparation Vehicle preparation, the first step in reflnishing an automobile, is generally performed 1n two stages. First, the surface to be reflnished is washed thoroughly with detergent and water to remove dirt and water soluble contaminants and is allowed to dry. Then the surface is cleaned with solvent to remove wax, grease, and other contaminants. This step is important to ensure proper adhesion of the primer and topcoats. The solvent typically used is 100 percent VOC's and 1s usually a blend of toluene, xylene, and various petroleum distillates. Solvent cleaning of vehicles currently accounts for approximately 8 percent of the total VOC emissions generated by automobile refinishing. * The area to be repainted is then sanded or chemically treated to remove the old finish and 1s given a final solvent wipe. 3.2.2 Primers After the surface of the vehicle has been thoroughly prepared, the next step is the application of primer. Approximately 13 million gallons of primer are sold each year to the automotive reflnishing Industry in the United States.7 Primers provide corrosion resistance, fill in surface Imperfections, and provide a bond for the topcoat. A breakdown of the relative properties and costs for the different types of primer formula- tions is presented in Table 3-1. The values presented for each primer type in Table 3-1 are average values for each parameter based on a review of industry surveys and are not intended to represent a particular primer. These primers fall Into four basic categories: prepcoats, primer-surfacers, primer-sealers, and sealers. 3-2 ------- TABLE 3-1. TYPICAL PRIMER PARAMETERSa Solids content . As sold, wt.ST As sprayed, wt.%c Sol Ids content . As sold, vol.ST As sprayed, vol. % VOC content . As sold, Ib/gal coating0 As sprayed, Ib/gal coating5 As sprayed, Ib/gal solids Density, Ib/gal Coating as sold6 Coating as sprayed0 Density of solids Reduction ratiob f Dry film thickness, mils9 Lacquer 46 21 33 13 4.6 6.0 45.4 8.4 7.5 14.5 1:1.5 2.0 Enamel 65 50 36 24 4.1 5.1 21.0 11.8 10.2 — 1:0.5 2.0 Waterborne 45 45 33 33 2.5 2.5 7.6 9.6 9.6 17.5 None 2.0 Urethane 57 49 37 30 3.6 4.3 14.4 10.4 9.7 — 1:0.25 2.0 Volume/vehicle . As sprayed, gal" 2.7 1.5 1.1 1.2 Cost As sold, $/gale . 27 31 38 53 As sprayed, $/galc 16 23 38 44 Per vehicle, $n 42 35 42 53 aThe values presented in this table are average values for the parameters listed. The parameters for each primer type are not intended to .represent a particular primer. "References 1 and 9. Calculated values based on recommended reduction ratio and 6.95 Ib .VOC/gal thinner (reducer). "Reference 1. ^References 1, 4, and 9. Volume of coating:volume of reducer. ?Reference 15. Calculated value based on one vehicle = 100 ft coated area and 35 percent transfer efficiency. 3-3 ------- Prepcoats provide corrosion resistance and an adhesive surface for subsequent topcoats, but they do not fill grinder marks and sand scratches. For this reason, they are frequently used in conjunction with a primer-surfacer. Primer-surfacers, which can be used to fill surface imperfections, are the most versatile primers, providing adhesion, corrosion resistance, and build (filling ability). The three types of primer-surfacers are nitrocellulose lacquer, acrylic lacquer, and alkyd enamel. Of the primer- surfacers, nitrocellulose lacquer primer-surfacer is the most commonly used, primarily because it dries in 20 minutes and is easier to sand than the other .primer-surfacers. However, it does not provide the degree of corrosion resistance and durability offered by the other formulations, so its use is limited to small repairs.8 Enamel primer-surfacers, which offer improved corrosion resistance and durability, are generally used for panel repairs and complete repainting. Drying time for these coatings is 1 to 2 hours. Acrylic lacquer primer-surfacers combine the fast drying of the nitrocellulose product with the durability of enamels. Primer-sealers provide the same adhesion and corrosion protection as prepcoats, some of the filling ability of primer-surfacers, and the ability to seal an old finish that is being repainted. Drying time is about 30 minutes* Sealing is necessary to hide sand scratches and to promote adhesion when spraying alkyd enamel over lacquer, enamel over enamel, and lacquer over enamel. Sealers differ from primer-sealers in that they cannot be used as a primer and must be sprayed over a prepcoat, a primer-surfacer, or an old finish. Primer-sealers are typically enamel- based, while sealers are acrylic lacquer-based products. Lacquer-based primers average 5.8 Ib VOC/gal coating, as sprayed, while enamel-based primers average 5.1 Ib VOC/gal coating, as sprayed. Waterborne primers offer an alternative to the conventional solvent-borne primers. While the initial purchase price is higher than that of lacquer-based primers and enamel-based primers, waterborne acrylic primers offer the advantages of high filling and sealing capability. In addition, waterborne primers are impervious to attack by solvents, thus they prevent the swelling of sand scratches in an old surface caused by solvents in a new surface. Waterborne primers, unlike conventional 3-4 ------- primers, can be sprayed over old, cracked finishes. The drying time for 10 waterborne primers is comparable to that for enamels. 3.2.3 Topcoats The topcoat, which is generally a series of coats, is applied over the primer and determines the final color of the refinished area. Since most repairs are spot and panel repairs, the automobile refinisher is concerned with matching the original equipment manufacturer (OEM) color as closely as possible. Usually, this matching is accomplished by blending the repair into the surrounding area. The first coat is applied to the immediate area being repaired, with subsequent coats extending beyond this area. In some cases, a heavily reduced blend coat is used to further improve the color match. Because this coat is less dense, it allows a portion of the original color to show through and effect a gradual transition from the color of the refinished area to the original color.If»8»11 As OEM topcoats have become more complex, the precise matching of original colors by refinishers has become more difficult, and, in many cases, increased solvent usage has resulted from an effort to achieve blending. From the standpoint of appearance, topcoats may be either solid colors or metallics and may be applied 1n one stage or in a two-stage basecoat/clearcoat (BC/CC) system for improved gloss and "depth." Three- stage mica coatings have also been developed. Metallic finishes differ from solid color finishes because they contain .small metal flakes, typically aluminum, that are suspended in a mixture of binders, solvent, and pigment. Light enters the finish and is reflected by these metal flakes to produce the metallic color effect. As a result, these finishes are among the more difficult to color match successfully. The solvents in the coating begin to evaporate as soon as the material is sprayed. This rate of evaporation.determines the alignment and depth of the metallic flakes. If evaporation occurs very quickly, the flakes will be frozen in random patterns near the film surface, giving the finish a light silvery appearance. Conversely, if evaporation occurs too slowly, the flakes will sink further, resulting in a reduced metallic effect and a darker finish. 3-5 ------- Basecoat/clearcoat systems consist of a basecoat, which may be either a solid color or a metallic (although usually the latter), followed by a clearcoat. These systems have become popular with vehicle owners because they provide a deep, rich look that cannot be duplicated by a single-stage coating. The chemistry of coating systems, whether solid colors, metal lies, single stage or two stage, is classified into several categories. These are: acrylic lacquer, alkyd enamel, acrylic enamel, and polyurethane. A breakdown of the relative properties and costs for the different types of topcoat formulations is presented in Table 3-2. The values presented for each coating type in Table 3-2 are average values for each parameter based on a review of industry surveys and are not intended to represent a particular coating. Lacquers account for approximately 34 percent by volume of the coatings used by the automobile refinishing industry based on a recent market survey.1 Lacquers are preferred for spot repairs because they dry quickly by solvent evaporation and are easily redissolved 1n solvent and removed when necessary.8 Alkyd enamel, also referred to as synthetic enamel, is the chemical combination of an alcohol, an acid, and an oil. Developed by OuPont in 1929, alkyd enamel is less expensive than acrylic enamel but has inferior durability. Acrylic enamels, the most frequently used coating in the automobile reflnishlng Industry, are characterized by excellent durability. Unlike lacquer coatings, enamels have a natural high gloss and do not require compounding (polishing), which reduces labor costs, especially for refinishing panels or entire vehicles.8 Enamels (Including alkyd and acrylic) account for approximately 54 percent of the paint currently sold. Polyurethane coatings, which are the most recently developed coatings, comprise the 1 2 remaining 12 percent of the market. Polyurethane coatings typically are used by the more technically sophisticated refinishing shops and generally offer superior gloss retention and durability. They are frequently used for overall painting jobs, such as painting fleet vehicles.** There is a difference between the coatings applied by the OEM's and those applied by refinishing shops. At OEM facilities, coatings once applied to the vehicles are subsequently baked in large ovens to shorten drying times and to cure the coatings. Automobile refinishing shops 3-6 ------- TABLE 3-2. TYPICAL TOPCOAT PARAMETERS* CO I Basecoats Solids content As sold. wt.|° As sprayed, Mt.S Sol Ids content . As sold, vol.jT As sprayed, vol .t VOC content As sold, Ib/gal coating As sprayed, Ib/gal coating6 As sprayed, Ib/gal solldsc Density, Ib/gal Coating as sold Coating as sprayedc Density of sol Ids Reduction ratio6 ' Dry f lid thickness, mlls^ Volume/vehicle, as sprayed, gal Cost As sold, $/gale As sprayed, S/galc Per vehicle, S Acrylic 1 acquer 32 14 25 10 5.2 6.3 62.5 7.7 7.3 11.0 1:1.5 1.5 2.7 72 34 91 Acryl ic ename 1 46 33 36 24 4.5 5.3 22.2 8.5 8.0 11.0 1:0.5 1.5 1.1 52 38 41 Polyurethane (isocyanate) 37 37 34 26 5.2 5.2 15.3 8.2 8.2 10.0 1:0.33 1.5 0.8 100 100 80 Acrylic lacquer 33 11 26 9 5.2 6.4 73.5 7.0 7.0 10.0 1:2.0 2 3.9 31 16 61 Clearcoats Acryl Ic enamel 32 32 28 28 5.6 5.6 20.0 8.2 8.2 — None 2 1.3 22 22 29 Polyurethane 45 45 33 33 4.4 4.4 13.3 9.5 9.5 9.5 None 2 1.1 49 49 54 "The values presented In this table are average values for the parameters listed. The parameters for each coating type are not Intended to represent a particular coating. References 1 and 9. ^Calculated values based on recommended reduction ratio and 6.95 Ib VOC/gal thinner (reducer). Reference 1. ^References 1,4, and 9. Volume of coat Ing:volume of ^Reference 14. 2 Calculated value based on one vehicle = 100 ft coated area and 35 percent transfer efficiency. reducer. ------- cannot use such drying ovens because the high temperatures would likely damage the car's upholstery, glass, wiring, and plastic fittings. The coatings used at refinishing shops must have the ability to either air dry or dry when baked at low temperatures; therefore, automobile refinishing coatings require solvents that allow the coatings to dry faster. 3.2.4 Application Techniques Current practice in the automobile refinishing industry is to apply all coatings, whether primer, basecoat, or clearcoat, using a hand-held air atomized spray gun. This gun atomizes the coating into tiny droplets by means of air pressure. The two basic types of spray guns are pressure feed and.suction feed. In a pressure feed spray system, the paint is contained in a pressure pot that is connected by hose lines to the spray gun. Compressed air pushes the liquid out of the spray gun nozzle. Pressure feed spray guns generally consume significantly more paint than the suction feed guns due to the paint required to fill the pressure pot and hose lines. In a suction feed gun, the rapid flow of the air through the air line above the paint cup creates a vacuum in the paint intake tube causing the paint to rise and mix with the air before exiting the gun. The suction gun is the more popular gun and is used almost exclusively 1n the automotive refinishing industry. The transfer efficiency, the percent of paint solids sprayed that actually adheres to • the surface being painted, provided by these guns varies dramatically depending on the configuration of the part being painted, the type of gun used, and the skill of the operator, but can be assumed to be approxi- mately 35 percent.1** Consequently, around 65 percent of the paint that is sprayed 1s wasted because it does not strike the surface being painted. Spray booths provide dirt-free, well-lit, and well-ventilated enclosures for coating application. Because of their longer drying times, enamel, waterborne, and polyurethane coatings are best applied in a spray booth to minimize the possibility of dirt adhering to the damp coating. Spray booth ventilation is necessary to provide clean, dirt-free air to remove paint overspray and solvent vapors, to hasten drying, and to provide a safer work environment for the painter. Traditionally, the airflow 1n spray booths has been horizontal or crossdraft. However, downdraft booths with vertical airflow (top to bottom) are gaining 1n 3-8 ------- popularity. In the crossdraft design, incoming air is pulled into the booth through filters located in the entrance door, travels along the length of the car, passes through paint arrestor filters at the opposite end which remove paint overspray, and finally exhausts through an exhaust stack. In contrast, incoming air in a downdraft booth is pulled in through filters in the roof, travels down over the top of the vehicle to remove paint overspray, and passes into a grate-covered pit in the floor of the booth. The downdraft booth is perceived to be the better design because overspray in the rest of the booth is minimized, air circulation is more uniformly concentrated around the vehicle, and solvent vapor is drawn down and away from the breathing zone of the painter. In order to decrease the drying time after coating application, some shops use forced drying systems. Large volume shops may have a drying chamber attached to the back of the spray booth that contains infrared units mounted in the chamber walls or mounted in a traveling oven that rolls along the length of the vehicle. At smaller shops, these traveling ovens may be located in a storage vestibule next to the spray booth to be rolled out for use inside the booth after the vehicle has been sprayed. Small, portable infrared units in various sizes are also available either to warm cold metal surfaces prior to coating application or to speed the drying time of spot and panel repairs. Forced drying systems typically are used in shops that use slower drying enamel, waterborne, and polyurethane coatings to speed drying, which reduces the possibility of dirt adhering to the damp coating. Because it 1s Impossible to stock enough paint to match all the colors used in the automobile industry, many repair shops use an in-Jiouse color mixing machine system. This system comprises a paint measuring scale, a catalog of color chips and formulas, and a rack containing forty to sixty, 1-gallon cans of mixing colors. From these basic colors, almost any OEM color can be matched and also can be adjusted for fading and weathering of older finishes. In-house mixing of paints allows the repair shop to prepare the proper amount of paint needed for each job rather than buying 1n the unit quantities offered by paint manufacturers. It also ensures that color matching can be done quickly and that slight adjustments to the color can be made without having to reorder from the supplier. 3-9 ------- 3.2.5 Equipment Cleanup The final phase of automobile refinishing consists of cleaning the spray gun and any other equipment used. Typically, cleanup consists of thoroughly rinsing the affected equipment with solvent to remove any paint particles present. The solvent may be reused but is usually discarded. 3.3 REFERENCES FOR SECTION 3 1. Letter from R. Hick, DuPont, Wilmington, Delaware, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 8, 1988. 2. Industry Profile, Body Shop Business. June 1987. 3. Letter from D. Greenhaus, National Automobile Dealers Association (NAOA), McLean, Virginia, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 2, 1988. 4. Minutes of meeting with G. Ocampo, The Sherwin-Williams Company, Cleveland, Ohio, at EPA/OAQPS, Research Triangle Park, North Carolina. February 4, 1988. 5. Letter from R. Hick, DuPont, Wilmington, Delaware, to A. Bell, Texas Air Control Board, Austin, Texas. October 29, 1987. 6. Telecon of conversation between R. H1ck, DuPont, Wilmington, Delaware, and M. McLaughHn, MRI, Gary, North Carolina. February 5, 1988. 7. Attachment to letter from L. Bowen, South Coast Air Quality Management District, El Monte, California, to interested parties. December 30, 1987. 8. Auto Refinishing Handbook, DuPont, Wilmington, Delaware. 1987. 9. Attachment to letter from D. Braun, BASF Corporation, Whitehouse, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 22, 1988. 10. BASF Corporation, Whitehouse, Ohio, product bulletin. 1988. 11. Minutes of meeting with representatives of the National Paint and Coatings Association (NPCA), Washington, D.C., at EPA/OAQPS, Research Triangle Park, North Carolina. January 20, 1988. 3-10 ------- 12. Minutes of meeting with representatives of Akzo Coatings (Sikkens), Norcross, Georgia, at EPA/OAQPS, Research Triangle Park, North Carolina. December 16, 1987. 13. Attachment and letter from G. Levey, Speedflo Manufacturing Corporation, Houston, Texas, to R. Blaszczak, ESO/EPA. Research Triangle Park, North Carolina. January 4, 1988. 14. Attachment to letter from R. RondlnelH, The Devllbiss Company, Toledo, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 12, 1988. 15. The Sherwin-Wmiams Company, Cleveland, Ohio, product bulletins. 1988. 3-11 ------- 4.0 EMISSION ESTIMATES This section provides VOC emission estimates for each of the automobile refinishing process steps identified in Section 3 as they are currently practiced in the industry. These process steps include surface preparation, primer application, topcoat application, and spraying equipment cleanup. Emissions of VOC's from automobile refinishing operations are the result of organic solvent evaporation from these process steps. Table 4-1 presents the major emission sources within the industry and the estimated percentage of total nationwide emissions from each source. The VOC emission estimates presented in this section provide a baseline with which to compare the emission reduction techniques and resulting emission reductions discussed in Sections 5 and 6, respectively. State or local agencies should conduct a survey of shops in their area to determine their baseline VOC emissions from automobile refinishing operations. An area survey would likely provide more accurate emission estimates than using the data presented here because the VOC emissions presented in this section are based on broad assumptions as outlined in Section 4.1. 4.1 BACKGROUND To establish a consistent basis (the baseline) for determining current VOC emissions from the automobile refinishing industry, typical coating parameters and facilities were selected based on surveys of the industry. Appendix A presents the methodology used to develop three general categories of refinishing shops, the number of jobs per shop per category, and the coating usage per category. The categories developed using this methodology include small shops, which perform an average of 6 partial repairs per week; medium-sized shops, which average 13 partial repairs and 1 complete vehicle job per week; and volume shops, which typically perform 15 complete vehicle jobs and 14 partial repairs per week. Table 4-2 presents the typical coating parameters used in calculating the VOC emission estimates for each type of shop. Table 4-3 summarizes the size, equipment, and coating consumption assumed for each of the typical facilities. For the purposes of this analysis, it is assumed that topcoats consist of a basecoat and clearcoat, and that 4-1 ------- TABLE 4-1. VOC EMISSION SOURCES AND PERCENTAGES OF TOTAL NATIONWIDE VOC EMISSIONS Percent of Source total emissions Surface preparation/cleaning 8 Primers 17 Topcoats 55 Equipment cleaner 20 4-2 ------- TABLE 4-2. TYPICAL COATING PARAMETERS FOR VOC CALCULATIONS Base coats Prlaers Solids content As sold, voluae percent* As sprayed, voluae percent11 VOC content As sold. Ifa/gal coating3 As sprayed. Ib/gal coating" Reduction ratioc d Dry fila thickness, alls' Lacquer1 33 13 4.6 6.0 1:1.5 2 Enanel 36 24 4.1 5.1 1:0.5 2 Water-borne 33 33 2.5 2.5 None 2 Urethane 37 30 3.6 4.3 1:0.25 2 Acryl 1c lacquer 25 10 5.2 6.3 1:1.5 1.5 Acrylic enaael 36 24 4.5 5.3 1:0.5 1.5 Polyurethane (Isocyanate) 34 34 5.2 5.2 Hone 1.5 Lacquer 26 9 5.2 6.4 1:2 2 Clear coats Enaael 28 28 5.6 5.6 None 2 Higher solids polyurethane 33 33 4.4 4.4 None 2 "References 1 and 2. "Calculated value based on reduction ratio. 'References 1 through 3. ^oluae of coating:voluae of reducer. 'Reference 2. OJ ------- TABLE 4-3. TYPICAL AUTOMOBILE REFINISHING PAINT USAGE AND EQUIPMENT BY FACILITY TYPE Facility description Saatl shop Hedii* shop (Include dealers)* Voluae shop (includes franchises ]T Mo. of facilities Sales. Jobs/week5 nationwide11 c S1.000/yrb Full Partial 32. ZOO <1SO 0 6 41.300 150-750 I 13 8.600 >750 IS 14 Paint usage, gal/wk as sprayed9 Equlpaent Lacquer Enaael Ur ethane Spray Mixing P° 8 C P B C PBC booth station 1.6 1.6 2.5 0 0 0 000 No Ho 3.B 3.7 S.B 1.3 1.0 1.2 0 0 0 Yes Mo 000 18.4 13.8 1S.B 4.B 3.1 4.3 Yes Yes *Assuaes 100 ft2 for full job; 10 ft2 for partial job. bSee Appendix A. 'Reference 1. °Prt*er coat * P; basecoat * fi; clearcoat • C. ^Assumes one full job and four partial jobs are coated with lacquer and the regaining nine partial jobs are coated with enaael. 'Assumes II full and 4 partial jobs are coated with enaael and 4 full jobs are coated with urethane. ------- coating one complete vehicle is equivalent to coating 100 ft of surface area. Partial jobs (e.g., spot and panel repair) are assumed to average 2 10 ft . Coating usage values were calculated based on the parameters given in Tables 3-1 and 3-2 and on the following assumptions. Small shops 2, paint an average of 6 partial jobs (60 ft ) per week and use lacquers exclusively. Medium shops paint 5 partial jobs (50 ft2) with lacquer, 11 partial jobs (110 ft3) with enamel, and one full job (100 ft2) with enamel. Volume shops paint 4 partial jobs and 18 full jobs (1,840 ft total) per week and use enamel for half of the work and urethanes for the other half. These assumptions are intended to represent the range of typical facilities. Because of localized trends within the industry, source- specific information should be used for determining emission estimates from this industry in a particular locale, if at all possible. Users of this document should not attempt to use these values to estimate emissions from specific shops. 4.2 BASELINE VOC EMISSIONS The baseline nationwide VOC emissions from the motor vehicle refinishing industry were calculated from the information in Tables 4-2 and 4-3, and are presented in Table 4-4. Small shops, which typically perform spot and panel repairs using lacquer coatings and rarely repaint entire vehicles, account for 15 percent of the total VOC emissions from this industry (10.2 Ib VOC/d per shop). Medium-sized shops, which include approximately 17,000 automobile dealerships that maintain body shop operations, perform a range of repairs and use both lacquers and enamels. These facilities account for 52 percent of VOC emissions (29.0 Ib VOC/d per shop). Finally, the high-volume shops, which specialize in repainting entire vehicles using both enamels and urethanes, account for 33 percent of the overall emissions (89.0 Ib VOC/d per shop). 4.3 CALCULATIONS The calculation methodology used to estimate VOC emissions is presented in Appendix B. Agencies may elect to use this methodology to calculate VOC emissions from their area if enough information from an area shop survey is available. 4-5 ------- -p. I en TABLE 4-4. BASELINE VOC EMISSIONS FROM AUTOMOBILE REFINISHING BY FACILITY TYPE Facility description Saall shop Mediu* shop (includes dealers) VoluM shop (includes franchises) Total industry Mo. of shops1'6 33.200 41.300 8.600 83.100 Percent of total Ho. of shops 40 SO 10 100 Prtaer 1.9 S.9 22.9 6.1C VOC Missions, Basecoat 2.0 5.8 17.9 S.5C , Ib/d per shop Clear coat 3.2 8.7 21.5 7.8C Total Ib VOC/d. Solvent per shop 3.1 10.2 8.7 29 26.7 89 8.3C 27. 7C Total tons VOC/yr. nationwide 42.200 149.900 95.600 287.700 Percent of total VOC emissions IS 52 33 100 "Reference 6. Reference 7. Sfeighted average values. ------- 4.4 REFERENCES FOR SECTION 4 1. Letter from R. Hick, DuPont, Wilmington, Delaware, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 8, 1988. 2. Attachment to letter from G. Ocampo, Sherwin-Williams, Cleveland, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 3, 1988. 3. Attachment to letter from D. Braun, BASF Corporation, Whitehouse, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 22, 1988. 4. DuPont Auto Refinishing Handbook, The DuPont Company, Wilmington, Delaware. 1987. 5. Minutes of meeting with representatives of Akzo Coatings (Sikkens), Norcross, Georgia, at EPA/OAQPS, Research Triangle Park, North Carolina. December 16, 1987. 6. Industry Profile, Body Shop Business. June 1987. 7. Letter from D. Greenhaus, National Automobile Dealers Association (NADA), McLean, Virginia, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 2, 1988. 8. Letter from L. Bowen, California South Coast Air Quality Management District, El Monte, California, to interested parties. December 30, 1987. 9. The National Paint and Coatings Association, Washington, D.C. The U. S. Paint Industry: Technology Trends, Markets, Raw Materials. September 1986. 4-7 ------- 5.0 EMISSION REDUCTION TECHNIQUES This section presents information on VOC emission reduction techniques and alternative low-VOC coatings that currently are available to reduce VOC emissions from the automobile refinishing industry. The information will allow planners to identify advantages and disadvantages associated with the implementation of these options. The options may be used singly or in combination to achieve required VOC reductions. Options are available for each of the four process steps involved in automobile refinishing. Sections 5.1, 5.2, 5.3, and 5.4 present alternatives for reducing VOC emissions during vehicle preparation, primer application, topcoat application, and equipment cleanup, respectively. The VOC emission reductions associated with implementation of these options are presented in Chapter 6. 5.1 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING VEHICLE PREPARATION As discussed in Section 3.0, vehicle preparation is critical in assuring proper coating adhesion to the vehicle. Failure to properly clean the surface to be painted may result in the need to reapply the coating, resulting in Increased labor and raw materials cost, and increased VOC emissions. The conventional vehicle preparation procedure is a two-step process. The surface is washed with detergent and copious volumes of water, followed by a thorough cleaning with solvent to remove grease, wax, si 11cones, and other possible contaminants. However, reduced-VOC cleaners and detergents are two alternatives to the standard practice that can be used to reduce VOC emissions. 5.1.1 Reduced-VOC Cleaners At least one major coating supplier offers a product for use during the second step of vehicle preparation that contains less than 20 percent of the VOC found in conventional cleaners. This aqueous-based cleaner, introduced in late 1981, contains 80 percent water, 15 percent solvent (a mixture of toluene and xylene), and 5 percent surfactant.3 The resulting emulsion, which has the appearance of heavy cream, was formulated for degreasing surfaces for spot repair. Despite its claimed superior cleaning efficiency in this application, it has not gained widespread 5-1 ------- acceptance in the refinishing industry because it is inherently limited to removing wax and grease during preparation, and is not a general purpose solvent. Typically, body shop owners prefer to purchase those solvents that have multiple uses in the shop (e.g., vehicle preparation, paint thinning, and cleanup) to minimize inventory.3 Use of this or a similar cleaner would, however, reduce worker exposure to VOC's during vehicle preparation, and reduce overall VOC emissions. 5.1.2 Detergents The use of a second detergent wash to clean the vehicle is an option that would totally eliminate VOC emissions during vehicle preparation. While the 'typical automobile refinisher relies upon the use of a solvent rinse, detergents alone have been used successfully for many metal cleaning applications.1*1 One area of concern is the complete removal of silicones, which, if present, tend to cause a common coating defect called "fish eyes." These are small, crater-like openings in the new finish where silicones have prevented the coating from leveling to a smooth finish. In order to avoid this defect, refinishers tend to use solvents rather than detergents. Nonetheless, when properly used, detergents are effective in cleaning the metal surfaces to be coated. Furthermore, commercial products are available that will reduce the surface tension of the coating film, thus allowing it to flow over and around any 1 K g contamination (such as silicone) that might be present. * 5.2 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING PRIMER APPLICATION Two alternatives for reducing VOC emissions are improving transfer efficiency (the percentage of the coating sprayed that actually adheres to the surface being coated), and using lower-VOC primers (waterbornes and urethanes) in place of conventional lacquer and enamel primers. 5.2.1 Improved Transfer Efficiency As discussed in Section 3.0, the spraying equipment preferred by the automobile refinishing industry is the conventional hand-held air- atomizing gun, which is typically outfitted with a 1-quart cup and has an 7 3 estimated transfer efficiency of approximately 35 percent. * This rate of transfer efficiency means that approximately 65 percent of the coating sprayed falls to deposit on the vehicle, resulting 1n unnecessary coating consumption and VOC emissions. Two alternative coating application 5-2 ------- techniques, both of which allow transfer efficiencies up to 65 percent, are electrostatic spraying and high-volume, low-pressure (HVLP) . 9-11 spraying. Electrostatic spraying involves using an electrical transformer capable of delivering up to 60,000+ volts to create an electrical potential between the paint particles and the surface of the vehicle. These charged paint particles are thus electrically attracted to the surface, increasing transfer efficiency. Although used by original equipment manufacturers in great numbers, electrostatic spraying has not been adopted by the automobile refinishing industry for three primary reasons.7*1Z One problem is that typically these systems use a pressure pot connected to the spray gun via a hose. Coating is left over in the hose after each job. Since color changes occur with each job, this extra material is discarded (once mixed with the appropriate reducer and additives, most coatings have a limited pot life, or period in which they are usable). This offsets coating savings through the increased transfer efficiency. Another factor is the cost of the electrostatic system. A typical air-atomized spray gun costs around $160 (excludes hoses, air regulator, and compressor), while an electrostatic gun costs from $3,000 to $5,000 (includes gun, power cable, and power supply and excludes compressor, hoses, air regulator). »: fl The compressor, hoses, and air regulator for each system can cost an additional $2,000 to $3,000.8 Finally, electrical shocks and fire hazards are two potential safety problems associated with electrostatic spraying, although the degree of hazard 1s controversial.10'1** For these reasons, the use of electrostatic spraying is probably not a practical option for the majority of the refinishing industry. High-volume, low-pressure spraying, also known as turbine spraying, involves the use of a turbine to generate and deliver atomizing"air. The turbine draws in filtered air which is driven through several stages at up to 10,500 revolutions per minute (rpm).11 The result is a high volume of warm, dry, atomizing air that is delivered to the spray gun at less than 7 pounds per square Inch (psl).11 This low-pressure air gives greater control of the spray, with less overspray and paint fog due to the absence of the blasting effect common with conventional high-pressure systems. 5-3 ------- This blasting effect 1s caused when the compressed air released from the gun suddenly expands and returns to atmospheric conditions, which tends to over-atomize the coating and propel it at high velocity, causing overspray, rebounding, and fog, and reducing transfer efficiency. At present, less than 5 percent of automotive refinishers use HVLP spraying. The cost of HVLP equipment varies significantly ranging from around $1,000 for a basic one-gun system, up to $18,000 for a heavy-duty complete system with multiple guns. However, the potential savings in paint usage due to the higher transfer efficiency over conventional equipment makes the HVLP equipment an attractive option for coating application. 5.2.2 Waterborne Primers Waterborne primers formulated for the requirements of automobile refinishing recently have been developed and currently are offered by at least one supplier. These primers typically contain 2.5 Ib VOC/gal (as sprayed) compared with the 6.0 Ib VOC/gal and 5.1 Ib VOC/gal (as sprayed) typically contained 1n conventional lacquer and enamel primers, respec- tively. Unlike conventional primers, waterborne primers do not require that old, cracked and crazed finishes be stripped prior to application of the primer because the primer fills in the cracks. According to the manufacturer, these primers can be topcoated with virtually any topcoat system including basecoat/clearcoat systems. In addition, waterborne primers are not subject to attack by solvents in the topcoats, eliminating sandscratch swelling, lifting, or other coating problems. They also can be applied with conventional spray equipment. The major disadvantage with waterborne primers, from the refinlsher's perspective, 1s the relatively long drying time associated with these formulations—60 minutes as opposed to 20 to 30 minutes for conventfonal primers. * This increased drying time interferes with the timely refinish of the vehicle and, depending on the workload and available space in the shop, may leave the painter with no productive work for that hour. Furthermore, the drying times of waterborne coatings vary greatly with changes in temperature and humidity, factors which are often difficult to control under shop conditions. Waterborne primers are, however, cost competitive with lacquer and enamel primers. Slow drying time and sensitivity to ambient conditions, along 5-4 ------- with shop unfamillarity with these relatively new products, probably explains why these products currently account for less than 6 percent of the total volume of primer sold in the United States. 5.2.3 Urethane Primers The use of urethane primers is another option for reducing VOC emissions from the automobile refinishing industry. These primers typically contain 4.3 Ib VOC/gal (as sprayed) compared with the 6.0 Ib VOC/gal and 5.1 Ib VOC/gal (as sprayed) contained in conventional lacquer and enamel primers, respectively. These products provide excellent filling of scratches and holdout (the ability of a primer to prevent the topcoat from sinking into it).17 Drying times, however, average about 45 minutes, and urethane primers may also contain isocyanate hardeners. The presence of isocyanates requires the use of supplied-air respirators, which are not available at many shops. ' Urethane primers also cost about 25 percent more than conventional lacquer primers and about 50 percent more than conventional enamel primers. 5.3 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING TOPCOAT APPLICATION 5.3.1 Improved Transfer Efficiency Methods of improving transfer efficiency were discussed in Section 5.2.1, and that information generally applies to the application of topcoats. However, there are additional considerations rela'ted to color matching that warrant discussion. 5.3.1.1 Color Coats. The unique problem associated with applying topcoats that is not an issue for primer or clearcoat application is the problem of color match. Approximately 90 percent of the refinishing work in a typical shop involves spot repairs, and customers will reject an otherwise satisfactory repair if the color of the repaired area fails to match the rest of the vehicle. Shops frequently must blend the refinish color over the original color to reduce the disparity between the original and repair colors as much as possible. Color can also be varied by adjusting the amount of solvent used to thin the paint, the speed (volatility) of the solvent, the distance between the gun and the surface being painted, and the air pressure used. For example, the painter could hold the gun farther from the surface thereby creating a thinner coat and allowing the original color to show through. 5-5 ------- Metallic finishes, which have become very popular, present additional color matching difficulties. These finishes, which include small flakes of aluminum, depend on the proper alignment of these flakes for optimum appearance. This alignment, in turn, is dependent upon the rate of solvent evaporation. High transfer efficiency spray guns may make color matching more difficult because they tend to produce thicker coats which makes it more difficult to apply increasingly thinner coats of paint when blending or feathering. The problems associated with the application of metallic coatings are also exacerbated when high transfer efficiency equipment is used since film thickness affects the evaporation rate of solvent which determines the positioning of the metallic flakes in the coating. Another adverse effect of a higher transfer efficiency is splotching, which is caused when solvent initially trapped in the thicker coating escapes to the surface and causes a blemish. Based upon conversations with several facilities in California, it appears that the HVLP equipment is being used with some success. The manager at one shop stated that it 1s the painter who determines the quality of the job.19 He stated that the HVLP spray gun has a different feel than the conventional air-atomizing spray gun and it takes some time to get accustomed to its use.1 A painter from another shop maintained that, Initially, some problems were encountered with color match. How- ever, experience with the equipment and changing the paint-to-solvent ratio to 1:1 instead of the recommended reduction ratio solved these problems and provided excellent results on a wide range of vehicles.20 This solution, however, points out a potential problem with implementing the use of high transfer efficiency equipment to reduce VOC emissions. If the coating is further reduced with solvent, the advantage of a higher transfer efficiency will be partially or totally offset. Proper operator training will be required. Another shop is currently applying primers with HVLP and expects to apply topcoats with it in the near future.21 It appears that while some drawbacks exist with the use of HVLP, these may be overcome with experience. As with any change in operating procedures, some resistance may be encountered from body shop operators if a change from the conventional spray gun to the HVLP spray gun is implemented. 5-6 ------- Nevertheless, the California South Coast Air Quality Management District is proposing to require a minimum 65 percent transfer efficiency for spray equipment. This requirement is based on observation of the HVLP equipment. 5.3.1.2 Clearcoats. There are no significant technical reasons for not using high transfer efficiency spray equipment to apply clearcoats. The industry probably has not yet done so because of the relative newness of the technology, operator unfamiliarity with the equipment, and initial capital cost. Also, shop owners are probably reluctant to maintain two types of systems, a conventional system for color matching shop repairs, and a high transfer efficiency system (HVLP) for primers, clearcoats, and completely repainting vehicles. 5.3.2 Reduced-VOC Coatings The use of coatings that contain a lower concentration of VOC's (higher solids content) than the baseline coatings will result in a reduction of VOC emissions. Lacquers generally have the highest VOC content of the coatings applied in this industry. The replacement of these coatings with enamels can reduce VOC emissions significantly. Likewise, the replacement of lacquers or enamels with polyurethane coatings further reduces emissions. Contemporary polyurethane clearcoats typically have a solids content, as purchased, of 45 percent by weight, compared to about 32 percent by weight for a typical lacquer or enamel clearcoat. The emission reduction potential for polyurethane coatings is even more apparent when considered in terms of the VOC usage required to deposit 1 gallon of solids on the automobile. Polyurethane clearcoats typically contain about 13 pounds of VOC per gallon of coatings solids (Ib VOC/gal solids). Enamels contain about 20 Ib VOC/gal solids, and lacquers typically contain about 73 Ib VOC/gal solids. This dramatic increase in VOC content of lacquers results from the solvent additions that must be made at the repair shop prior to spraying the materials. Low-VOC coatings (primarily polyurethanes) have been adopted by many automobile manufacturers for their production lines. The performance of these coatings is, in most aspects, superior to that of lacquers and enamels. Refinishing shops have been much slower to adopt polyurethane coatings, primarily because of the longer drying times. However, recent 5-7 ------- advances in the coating chemistry have reduced the drying time of poly- urethanes to a range of 4 to 6 hours. These drying times can be reduced even more if forced drying (using heat lamps, for example) is used. Another advantage of most higher solids coatings is the reduction in the number of coats that must be applied to achieve the desired dry film thickness. Two or three coats of polyurethane coatings can normally be used in cases where four to six coats of lacquer would be required. The combination of superior performance, the requirement for fewer coats than enamels or lacquers, and improved drying times has made higher solids coatings more acceptable to auto refinishers. Research is being conducted by several paint formulators to produce coatings with even higher solids contents. Increases in solids content (up to 45 percent) have been accomplished by using strong solvents (solvents with the ability to dissolve large quantities of a particular resin while maintaining a sprayable viscosity). In order to increase paint solIds content beyond 45 percent while continuing to maintain satisfactory spray characteristics, the viscosity of the paint polymers must not be allowed to Increase. Lower molecular weight polymers (i.e., shorter chain molecules) allow viscosities to be maintained, but there is a corresponding decrease 1n certain coating properties, especially durability. Research has not overcome this problem, and these coatings are not yet available to the automobile refinishing industry. 5.4 ALTERNATIVES FOR REDUCING VOC EMISSIONS DURING EQUIPMENT CLEANUP The solvent cleaning of leftover paint from the spray equipment typically results 1n a significant quantity of VOC enissions. Systems are available, however, that can reduce cleaning solvent consumption and, therefore, VOC emissions. The simplest of these systems, usually called a gun washer, consists of a closed container fitted with hose connections. The spray gun is placed in the container, and the hoses are connected to the suction and discharge nozzles of the spray gun. Solvent is then pumped through the gun and back to the enclosed storage receptacle. Because the system operates as a closed loop once the gun is attached, there is considerably less spillage and less solvent evaporation than in the standard practice. Solvent 1s recirculated through the gun washer system until 1t 1s too contaminated for further use. The number of guns 5-8 ------- that can be cleaned with one solvent charge is highly variable and depends primarily on the quantity and characteristics of the coatings used in the guns. However, solvent consumption is typically reduced by 75 to 22 23 80 percent compared to conventional gun cleaning. ' The spent solvent from a gun washer system may be sent out of the facility for recovery or disposal or it may be recovered in-house using a distillation system. Small distillation systems that are capable of 21* 25 recovering around 90 percent of the spent solvent are available. ' The residue from these systems may be used as a rustproofing undercoat for vehicles. 5.5 ALTERNATIVES FOR SHOP ADD-ON CONTROL OF VOC EMISSIONS Add-on controls are an option that may be applied to the auto refinishlng industry to reduce VOC emissions from spray booths. Potential add-on controls include thermal Incineration, catalytic incineration, and carbon adsorption. Thermal Incineration has been used successfully in OEM spray booths to control emissions. However, even though the application of add-on controls to automobile refinishing operations is technically feasible, it has been limited. Data on the number of automobile refinlshlng operations in this country, if any, using add-on controls were not obtained during this study. Cost is the primary limiting factor in applying add-on controls 1n the automobile refinlshing industry. The intermittent use of the spray booths in this industry generates an intermittent high-volume air stream with low concentrations of VOC's that is costly to control with add-on techniques. In addition, small facilities that do not have a spray booth also would need to Install a spray booth before an add-on control could be used. A recent study conducted for the State of New Jersey evaluated the use of thermal incineration, carbon adsorption, and catalytic incineration for control of automobile refinishing spray booth emissions in New Jersey. Although all of the alternatives Investigated were found to have some technical limitations in their applicability to automobile refinishing, they are technically feasible.1** Thermal incineration is capable of achieving 99 percent destruction of VOC. Because the spray booths are not used continuously, long lead times to bring the Incinerator up to operating temperature would be 5-9 ------- required. The fuel requirements needed to incinerate the large volume of air with a low concentration of VOC (including the fuel needed for frequent startups) is high. The combustion of the fuel results in NOX formation and since NOX also is a precurser to ozone, the benefit of reducing VOC's is partially offset.11* The positive and negative aspects of catalytic incineration are similar to those of thermal incineration. High destruction efficiencies can be achieved. The fuel requirements will be lower, because VOC destruction is achieved at a lower temperature (900°F) than that required for a thermal incinerator (1400°F). The potential for fouling the catalyst exists because the spray booth exhaust gas stream contains particulate matter. Although carbon adsorption is a well established VOC control technique, its application to the automobile refinishing industry poses some problems. The potential problems are primarily due to the low VOC content of the air stream being treated and to the intermittent nature of the spray booth operation. During the painting process, several spray coats are applied; the coats are allowed to dry between applications. Consequently, the VOC concentration in the air stream to the carbon adsorber varies widely. During the drying period, relatively pure air will be passing over the carbon beds, which could result in VOC desorbing from the beds. 5.6 REFERENCES FOR SECTION 5 1. DuPont Auto Refinishing Handbook. E. I. du Pont de Nemours & Company, Wilmington, Delaware. 1987. 2. Summary of presentation by R. Hick, DuPont, Wilmington, Delaware, to the Technical Review Group of Automotive Refinishing, California A1r Resources Board. San Diego, California. October 20, 1982. 3. Telecon of conversation between B. H1ck, DuPont, Wilmington, Delaware, and M. Mclaughlin, MRI, Gary, North Carolina. February 5, 1988. 4. Brady and Clauser, Materials Handbook. McGraw-Hill, New York, New York. 1977- 5. Baumeister and Marks, Standard Handbook for Mechanical Engineers, 7th Ed. McGraw-Hill, New York, New York. 1967. 5-10 ------- 6. Product bulletin, BASF Corporation. Whltehouse, Ohio. 1987. 7. Letter and attachment from G. Levey, Speeflo Manufacturing Corporation, Houston, Texas, to R. Blaszczak, ESD/EPA, U. S. Environmental Protection Agency. Research Triangle Park, North Carolina. January 4, 1988. 8. Letter and attachments from R. Rondinelli, The DeVilbiss Company, Toledo, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 12, 1988. 9. Letter from M. Bunnell, Can-Am Engineered Products, Livonia, Michigan, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. December 29, 1987. 10. Letter from A. Walberg, Electrostatic Consultants, Downers Grove, Illinois, to J. Berry, CPB/OAQPS. Research Triangle Park, North Carolina. November 30, 1987. 11. Questionnaire response from K. Marg, Bessam-Aire, Inc., Cleveland, Ohio to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. January 8, 1988. 12. Questionnaire response and attachments from L. Utterback, Ransburg- GEMA, Indianapolis, Indiana, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 29, 1988. 13. Questionnaire response from A. C. Walberg, President, Electrostatic Consultants Company, Downers Grove, Illinois, to R. Blaszczak, Emission Standards Division, OAQPS, U. S. Environmental Protection Agency, Research Triangle Park, North Carolina. January 18, 1988. 14. Radian Corporation, Austin, Texas. Economic, Energy, and Environmental Impacts-of Add-On VOS Controls on the Automobile Refinishing Industry in New Jersey. August 31, 1987. 15. New York State Department of Environmental Conservation, Albany, New York. An Evaluation of Alternatives to Reduce Emissions from Automobile Refinishing in the New York Metropolitan Area. August 1987. 16. Letter and attachments from D. Braun, BASF Corporation, Whitehouse, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 22, 1988. 17. Attachments to letter from G. Ocampo, The Sherwin-Williams Company, Cleveland, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 3, 1988. 18. Minutes of meeting with G. Ocampo, The Sherwin-Wmiams Company, Cleveland, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 4, 1988. 5-11 ------- 19. Telecon of conversation between J. Moore, Manager, Selman Chevrolet, Orange, California, and M. Turner, Midwest Research Institute, Gary, North Carolina. June 21, 1988. 20. Telecon of conversation between F. Paolini, Pasha Group, Long Beach, California, and M. Turner, Midwest Research Institute, Gary, North Carolina. June 21, 1988. 21. Telecon of conversation between G. Squyres, Gordon Body Shop, Inc., Redondo Beach, California, and M. Mclaughlin, MRI, Gary, North Carolina. February 16, 1988. 22. Letter and attachments from M. Carney, Safety-Kleen, Inc., Elgin, Illinois, to D. Salman, ESD/EPA. Research Triangle Park, North Carolina. April 14, 1987. 23. Product Bulletin from Herkules Equipment Corporation, Walled Lake, Michigan. 1987. 24. Product Bulletin from Paulee Equipment Sales, Inc., Culver City, California. 1987- 25. Product Bulletin from BT Associates, Inc., Garden Grove, California. 1987. 5-12 ------- 6.0 ENVIRONMENTAL ANALYSIS This section discusses the environmental Impacts associated with Implementation of the various alternative control technologies discussed 1n Section 5.0, either alone or in combination with each other. The primary emphasis is on a quantitative assessment of VOC emissions in the absence of control technology (baseline emissions) and after implementa- tion of one or more of the control alternatives. The impacts of these control technologies upon water quality, solid waste, and energy consumption are also briefly discussed in this section. 6.1 AIR POLLUTION The Implementation of any of these control alternatives would reduce VOC emissions from automobile reflnishing operations. The procedures for calculating VOC emissions are presented in Appendix A. The estimated VOC reduction potential for each technique is presented in Table 6-1. These values are calculated using the coating parameters and facility charac- teristics presented in Section 4.0. For each reduction technique, the resulting VOC emissions (Ib/d) from a typical small, medium, and volume shop are presented. The total estimated VOC emissions (tons/yr) resulting from Implementing each technique at all shops nationwide also are presented. Finally, for each technique, the reduction from baseline in tons/yr and percent are presented. Although each of the techniques is presented separately, several techniques could be Implemented together to reduce emissions from this industry further. Solvent recovery systems and HVLP spraying, for example, could be used in conjunction with any of the other options, such as replacement of lacquers with either enamels or urethanes. 6.2 OTHER CONSIDERATIONS 6.2.1 Water Pollution The implementation of any of these control technologies would result in no adverse water pollution impacts because no hazardous wastewater is produced by these operations. Wastewater from cleanup after spraying waterborne primers would be processed through the local wastewater treatment system. 6-1 ------- TABLE 6-1. COMPARISON OF VOC EMISSIONS FROM AVAILABLE REDUCTION TECHNIQUES en I ro Reduction technique Current practice (baseline) Replace lacquers with acrylic enamel s° c Replace lacguers and enamels with urethanes Replace solvent-borne primers with waterborne primers0 Replace conventional cjearcoats with higher-solids clears0 Install solvent recovery systems Replace conventional air-atomizing spray guns with high-volume,, low-pressure (HVLP) spray equipment0 e Smal I shop 10.2 5.5 4.7 7.7 7.6 8.6 6.9 Facility VOC Medium shop 29.0 18.2 15.2 21.8 22.6 24.7 19.6 emissions. Volume shop 89.0 89.0 72.6 65.1 83.1 75.6 60.2 Ib/d Weighted average 27.7 20.5 17.0 20.6 22.9 23.5 18.7 Total VOC emission*, tons/yr 287,700 212,500 176,000 214,500 237,500 244,500 194.500 Reduction from base! Ine, tons/yr NA° 75,200 111,700 73,200 50,200 43,200 93,200 Percent reduction NA 26 39 25 17 15 32 Note: While certain control alternatives can be combined, VOC percent reductions are not additive in all cases. "Not applicable. Assumes baseline solvent consumption. ^Assumes that small shops will acquire the ability to spray enamels (I.e., acquire spray booths). Assumes 75 percent recovery of spent solvent and no recovery of surface preparation solvents. "Assumes a 65 percent transfer efficiency (the baseline condition assumes 35 percent). ------- 6.2.2 Solid Waste Disposal The quantity of solid waste generated by implementation of these technologies would be insignificant. The waste generated would consist of used solvent, which could be recovered through distillation either onsite or at a commercial recycling facility. The resultant still bottoms could be used either for sound deadening or as an undercoat for corrosion prevention.1'2 The filters used to collect overspray in the spray booth would be disposed of in a local municipal waste facility. 6.2.3 Energy The implementation of these control technologies would result in an insignificant change in energy consumption. The increased use of spray booths would result in a slight increase in energy consumption from the operation of fans for the ventilation system and from heat lamps used to accelerate drying of enamel and urethane coatings. The HVLP spraying equipment, however, uses less energy than the conventional high-pressure equipment. 6.3 REFERENCES FOR SECTION 6 1. Product Brochure, Paulee Equipment Sales,. Inc., Culver City, California. 1987- 2. Product Brochure, BT Associates, Garden Grove, California. 1987. 3. Letter and attachments from R. Rondinelli, The Oevilbiss Company, Toledo, Ohio, to R. Blaszczak, ESO/EPA. Research Triangle Park, North Carolina. February 12, 1988. 4. Attachment to questionnaire response from K. Marg, Bessam-Aire, Inc., Cleveland, Ohio. January 8, 1988. 6-3 ------- 7.0 CONTROL COST ANALYSIS A cost analysis was performed for each type of facility (small, medium, and large) introduced in Sections 3 and 4. Various emission reduction options were evaluated for each shop type. These options included the following: replace lacquers with acrylic enamels; replace lacquers and enamels with urethanes; replace solvent-borne primers with waterborne primers; replace conventional clearcoats with higher solids clears; install cleanup solvent recovery systems; replace conventional air-atomizing spray guns with HVLP spray equipment; and add-on a thermal incinerator to the spray booth (volume shop only). The costs presented in this chapter were developed using the facility data given in Table 4-3 and costs generated through industry surveys. The costs should be used for comparison purposes only because the parameters used to generate the costs will likely vary considerably. This chapter presents the cost methodology planners can use to perform their own cost analysis based on area shop surveys. Alternatively, the costs presented in this section may be used as default values. Section 7.1 presents the basis for the capital costs, Section 7.2 presents the basis for annualized costs, and Section 7.3 discusses the emission reduction cost and cost effectiveness. 7.1 BASIS FOR CAPITAL COSTS Table 7-1 presents the capital equipment costs for each model shop for various pieces of equipment including conventional high-pressure, air- atomized spray equipment, spray booths, HVLP spray equipment, mixing stations, solvent recovery systems, and add-on controls. It is assumed that a one-compressor system will support two spray guns. The spray booth capital costs are based on the cost for a commercial crossdraft booth ($10,000) for the small shops and for a commercial downdraft booth ($50,000) for the medium and volume shops. The volume shops were assumed to require two spray booths to handle their large production volume. The shop's existing compressor, hoses, etc., will not be usable in conjunction with the HVLP equipment, so these costs are based on installation of a complete system. The cost of mixing stations was included where HVLP was used because with increased transfer efficiency spray equipment, smaller 7-1 ------- TABLE 7-1. CAPITAL EQUIPMENT COSTS, IN $ Equipment description Small shop Medium shop Volume shop Conventional spray equipment (two guns per compressor) Spray booth4 High-volume, low-pressure (HVLP) spray equipment Mixing station0 Solvent recovery system Add-on control (thermal Incinerator) 3,500 7,000 10,500 10,000 50,000 100,000 12,000 15,000 18,000 700 2,800 4,200 600 600 1,200 150,000 ^References 4 and 8. Reference 5. ^Reference 3. Reference 6. 7-2 ------- quantities of coatings will be required. The installation of a mixing station will allow the facility to mix only the quantity of coating required. The capital costs for the medium and volume shops include the cost of two units each because both of these types of shops use two different paint chemistries and would require two dedicated units. Capital costs for solvent recovery systems are for an enclosed spray gun cleaning and recycling station and include one unit for small and medium shops and two units for the volume shop. It is assumed that the solvent will be reused to clean as many guns as practical before being discarded. The relative costs and benefits of solvent recovery through distillation are not included. The capital cost of an add-on control (thermal incinerator) for the volume shop was estimated using the procedure in the EAB Control Cost Manual. l The assumptions made include: (1) control of a total gas stream of 24,000 scfm (two spray booths); (2) an incinerator temperature of 1600°F with no heat recovery and operating for 8 hours per day; and (3) a total capital investment cost of 1.5 times the capital equipment cost. Appendix C provides further details of the"add-on control cost estimates. 7.2 BASIS FOR ANNUALIZED COSTS 7.2.1 Annualized Raw Material Costs Typical coating costs, in dollars per gallon, are presented in Table 7-2. The cost of thinner or reducer used with each coating and the cost of the surface preparation solvent are assumed to average $8.10 per gallon. The cost of the low-VOC, aqueous-based cleaner described in Section 5.1.1 was not Included in any of the cost analyses. However, while the cost of this material 1s $13.60 per gallon, the cost to prepare a given area of an automobile for refinlshing would be comparable to that of solvent because it covers more area per unit volume.10 As discussed in Section 4.0, typical small facilities are assumed to coat the equivalent of 60 ft (6 partial jobs) per week, medium-sized facilities coat 230 ft (13 partial jobs and 1 full job) per week, and volume shops coat 1,640 ft (14 partial jobs and 15 full jobs) per week. The coating usage 1s presented in Section 4.0. Total coating cost, in dollars per job, is calculated as follows: 7-3 ------- TABLE 7-2. TYPICAL COATING COSTS, $ PER GALLON Reduction Coating As sold3 ration" As sprayed0 Primers Lacquer 27 1:1.5 16 Enamel 31 1:0.5 23 Waterborne 38 None 38 Urethane 53 1:0.25 42 Base coats Acrylic lacquer 72 1:1.5 34 Acrylic enamel 52 1:0.5 37 Polyurethane (isocyanate 100 None 100 catalyzed) Clear coats Lacquer 31 1:2 16 Enamel 22 None 22 Polyurethane (higher-solids) 49 None 49 ^References 1 and 2". References 1, 2, and 3. Calculated values based on reduction ratio and an average thinner/reducer cost of $8.10/gallon. 7-4 ------- Ct = (VpCp+VbCb+VcCc+JpCs) where Ct = the total coating cost in dollars per partial job Vp = the volume of primer sprayed, in gallons per partial job Cp = the primer cost, in dollars per gallon, as sprayed Vb = the volume of basecoat sprayed, in gallons per partial job Cb = the basecoat cost, in dollars per gallon, as sprayed Vc = the volume of clearcoat sprayed, in gallons per partial job Cc = the clearcoat cost, in dollars per gallon, as sprayed Jp = the volume of cleanup solvent used, in gallons per partial job Cc = the cleanup solvent cost, in dollars per gallon Annualized coating costs are calculated as follows: Ca * Ct(N)50 weeks/yr where Ca = the annual cost, in dollars per year Ct = the total coating cost in dollars per job N = the number of partial jobs performed per week 7.2.2 Annualized Equipment Costs Annualized equipment costs are based on the capital costs presented in Table 7-1 and an interest rate of 9.5 percent. The interest rate is based on the commercial loan rate (one point above the prime rate) quoted in the March 8, 1988, issue of the Wall Street Journal. Equipment life is estimated to be 10 years. The annual ized equipment cost is calculated by the following equation: AEC . P (1 where AEC = the annual ized equipment cost in dollars per year P = the installed cost of the equipment in dollars n = the life of the equipment in years 1 = the annual interest rate =9.5 percent 7-5 ------- 7.2.3 Annual 1zed Operating Costs for Add-On Controls Annual1zed operating costs for the thermal incinerator were estimated using the procedures in the EAB Control Cost Manual.11 Appendix B provides details of the operating cost estimates. 7.3 EMISSION REDUCTION COSTS AND EFFECTIVENESS The costs and effectiveness of the various alternatives for reducing VOC emissions from the automobile refinlshlng industry are presented in Tables 7-3 (small shop.), 7-4 (medium-sized shop), and 7-5 (volume shop). For the small facility, it was assumed that lacquers were used exclusively in primer, basecoat, and clearcoat applications and that the facility'does not own a spray booth. Spray booths are not required for the application of lacquers. Consequently, the use of alternatives that involve the replacement of topcoats (i.e., replacing lacquers with acrylic enamels, replacing lacquers and enamels with urethanes, or replacing conventional clearcoats with higher solids clears) will include an additional capital and annual 1zed equipment cost for a spray booth. The capital cost of the spray booth is estimated at $10,000. For the small facilities, replacing lacquers or enamels with urethanes and replacing conventional clearcoats with higher solids clearcoats each results in an additional cost of $l,200/yr. The higher cost is due almost entirely to the cost of the spray booth required to apply the alternative coatings. However, there is a cost savings of $l,200/yr for replacing lacquers with acrylic enamels because the costs of the spray booth are offset by the significantly lower material costs for acrylic enamels. For those small facilities that already own spray booths, a switch to alternative topcoats would have little effect in terms of cost. The slight cost savings of $300/yr incurred when solvent-borne primers are replaced with waterborne primers shows that the costs for application of both of these primers is comparable. The installation of a solvent recovery systen generates a savings of $580/yr because the use of solvents during equipment cleanup is reduced significantly (75 to 80 percent less). Replacing conventional air-atomizing spray guns with HVLP spray equipment results in a savings of $l,300/yr. This option assumes that lacquers would continue to be used but that less paint 1s required due to the higher transfer efficiency (about 65 percent versus about 35 percent). 7-6 ------- TABLE 7-3. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A SMALL AUTOMOBILE REFINISHING FACILITYa Raw Annual Ized •aterlal cost. Capital raw Material Reduction technique $/ partial job0 c cost, t cost, t/yr Current practice 22.65 3.500 6.800 (baseline) Replace lacquers with 13.39 13.500 4.000 acrylic enaiels Replace lacquers with 21.41 13.500 6.400 urethanes Replace solvent-borne 21.72 3.500 6.500 pr tiers with water borne pr tiers Replace conventional clear 21.47 13.500 6.400 coats with higher solids clears Install cleanup solvent 21.17 4.100 6.400 recovery systeas Replace conventional air- 13.56 12,700 4.100 atoatzing spray guns with hlgh-voluae. low-pressure (HVLP) spray equipment Annual! zed Total Cost VOC VOC reduction Increaental equipment. annual ized (savings) froi emissions. froa baseline cost. cost. t/yrd cost. $/yr baseline, $/yr tons/yr Tons/yr Percent I/ton VOC 560 7.400 KAe 1.27 NA NA NA 2.200 6.200 (1.200) 0.69 0.58 46 0 2.200 8.600 1.200 0.59 0.68 54 2.100 560 7.100 (300) 0.96 0.31 24 0 2.200 8.600 1.200 0.95 0.32 25 3.900 650 7.000 (400) 1.08 0.19 15 0 2.000 0.100 (1.300) 0.86 0.41 32 0 ^Values (except raw Mterlal costs) have been rounded according to the rules of significant figures. "Partial jobs are defined as being equivalent to coating a 10-ft' area. 'Based on typical basecoat. clearcoat systems. "Values are based on an Interest rate of 9.5 percent (one point above the March 7. 1988. priae rate). *NA • not applicable. ------- CO TABLE 7-4. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A MEDIUM AUTOMOBILE REFINISHING FACILITY* Raw Annualized aaterial cost. Capital raw aaterlal Reduction technique I/part tal job0 c cost. $ cost. $/yr Current practice 18.27 57.000 21.000 (baseline) Replace lacquers with 12.63 57.000 14.500 acrylic enaaels Replace lacquers and 20.65 57.000 23.700 enaaels with urethanes Replace solvent-borne 17.80 57.000 20.500 pr tiers with waterborne pr tiers Replace conventional clear 18.53 57.000 21.300 coats with higher solids clears Install solvent recovery 17.17 57. 600 f 19.700 systeas Replace conventional air- 10.86 67.8009 12.500 atoaizing spray guns with high-voluae. low-pressure (HVLP) spray equipaent Annualized Total Cost VOC VOC reduction Incremental equipaent annualized (savings) froa ' eaissions. froa baseline cost. cost. $/yr° cost, $/yr baseline. $/yr tons/yr Tons/yr Percent J/ton VOC 9,100 30.100 HA* 3.63 HA NA 9.100 23.600 (6.500) 2.27 1.36 37 0 9,100 32.800 2.700 1.89 1.73 48 1.600 9.100 29.600 (500) 2.73 0.90 25 0 9.100 30.400 300 2.82 0.81 22 370 9.200 28.900 (1,200) 3.08 0.55 15 0 10.800 23.300 (6.800) 2.46 1.17 32 0 ^Values (except raw aaterlal costs) have been rounded according to the rules of significant figures. "Partial jobs are defined as being equivalent to coating a 10-ft* area. •.Based on typical basecoat. clearcoat systeas. "Values are based on an interest rate of 9.S percent (one point above the March 7. 1988. p'rlae rate). !NA • not applicable. 'Astuaes baseline capital cost plus an additional $600 for a solvent recovery systea. °Assuaes $15.000 for HVLP spray equipaent, $50,000 for a spray booth, and $2,800 for a lining station. ------- TABLE 7-5. COST OF AVAILABLE TECHNIQUES FOR REDUCING VOLATILE ORGANIC COMPOUND EMISSIONS FROM A VOLUME AUTOMOBILE REFINISHING FACILITY* Raw Annual ized •atertal cost. Capital raw aaterial Reduction technique S/partlat job0 c cost. S cost. J/yr Current practice 13.33 1U.700 109.300 (baseline) Replace lacquers and 19.39 114,700 159.000 enaaels with urethanes Replace solvent-borne 13.17 114.700 108.000 pr leers with waterborne pr leers Replace conventional clear 15.21 1U.700 124.800 coats with higher solids clears Install solvent recovery 12.86 115.900 105.400 systeas Replace conventional air- 7.62 122.200 62.400 ^j atoalzlng spray guns with 1 high-voluae. low-pressure 10 (HVLP) spray equipment Theraal Incineration 13.33 264.700 4 49. 000 f Annuallzed Total Cost VOC VOC reduction Incremental equlpaent. annual Ized (savings) fro* emissions. froa baseline cost. cost. $/yrg cost. |/yr baseline. S/yr tons/yr Tons/yr Percent S/ton VOC 18.300 127.600 HAe 11.1 NA NA NA 18.300 177.300 49.700 9.1 2.0 18 24.900 18.300 126.300 (1.300) 8.1 3.0 27 0 18.300 143.000 15.400 10.4 0.7 7 22.000 18.500 123.900 (3.700) 9.5 1.6 15 0 19.500 81.900 (45.700) 6.0 5.1 46 0 42.000 491.000 363.000 3. 59 7.6 68 46.500 'Values (except raw aaterla) costs) have been rounded according to the rules of significant figures. Replacing lacquers with enanels was not considered because volune shops .were assumed to use enaaels and urethanes only. . "Partial jobs are defined as being equivalent to coating a 10-ft* area. 'Based on typical basecoat. clearcoat systeas. "Values are based on an Interest rate of 9.5 percent (one point above the March 7. 1988. priae rate). 'HA > not applicable. 'Includes annual operating cost of S340.000. 9A$suae 98 percent control of spray booth eaissfons. ------- The costs for the typical medium-sized facility were developed under the assumption that both lacquers and enamels were used and that this facility owns a spray booth. The capital cost of two sets of conventional spray equipment and the cost of a spray booth were included in the baseline capital cost. Replacing lacquers and enamels with urethanes and replacing conventional clearcoats with higher solids clears result in annualized costs above baseline at $2,700/yr and $300/yr, respectively. This increase is due to higher costs for the urethane coatings. Replacing lacquers with acrylic enamels again shows a significantly lower annualized raw material cost that results in an annualized cost savings of $6,500/yr. Replacing solvent-borne primers with waterbome primers results in a cost savings of $500/yr; the overall difference in annualized cost between the use of the two primers is relatively small and indicates that the cost of using each primer is comparable. (Note that, for both the small and the medium facilities, a slight cost savings is associated with switching to waterborne primers.) As for the small facility, the installation of a solvent recovery system and the use of HVLP spray equipment Instead of conventional spray equipment at medium facilities both show savings from baseline. These savings are $l,200/yr and $6,800/yr, respectively, and result from reduced cleanup solvent consumption (approximately 75 percent reduction) and reduced coating consumption (about a 50 percent reduction in coating usage), respectively. The costs for the typical volume facility assume- that enamels and urethanes are used and that two spray booths and two mixing stations are available. Therefore, replacing lacquers with enamels was not considered as an option for this analysis. The capital cost of three sets of conventional spray equipment, two spray booths, and two mixing stations, were included in the baseline capital cost. Replacing enamels with urethanes and replacing conventional clearcoats with higher solids clears result in significant increases in annualized costs above baseline—$49,700/yr and $15,400/yr, respec- tively. Replacing solvent-borne primers with waterborne primers results in a savings of $l,300/yr. The installation of solvent recovery systems and the use of HVLP spray equipment both result in significant savings from baseline. These savings are $3,700/yr and $45,700/yr, respectively, 7-10 ------- and are based upon reduced cleanup solvent consumption (approximately 75 percent) and reduced coating consumption (approximately 50 percent), respectively. The cost of control of spray booth emissions by thermal incineration was estimated for the volume facility. The thermal incinerator was assumed to achieve a 98 percent control of the spray booth emissions (100 percent capture, 98 percent control efficiency). This control level results in an overall VOC reduction of 68 percent. However, the cost of control is high; the total annualized operating cost is $363,000 above baseline. The cost of the auxiliary fuel (natural gas) is a significant portion of the annual operating cost. The cost of controlling spray booth emissions by carbon adsorption were not estimated during this study. A recent study conducted for the State of New Jersey estimated the total annualized operating cost of controlling a single spray booth by carbon adsorption at $50,000/yr.9 Similarly, in a recent study, the State of New York estimated the total annualized operating cost for a carbon adsorption control system at $66,000/yr.8 (Note: These two studies estimated the cost of control by.incineration at $160,000 and $43,000 per year, respec- tively.) The wide variation in cost estimates for add-on controls suggests that the assumptions used for specific applications should be carefully considered. Traditionally, the incremental cost effectiveness of a control alternative is calculated by dividing the additional cost above baseline by the VOC emission reduction below baseline level. The incremental costs ($ per unit of VOC reduction) may then be used to evaluate whether the cost of achieving a unit reduction is reasonable. When the cost to achieve an emission reduction results in a negative value (i.e., a cost savings), the calculated cost-effectiveness value has no meaning because there is no additional cost associated with achieving the emission reduction. Several of the control alternatives presented in this study result in a cost savings. The incremental cost for these alternatives are reported as zero. The incremental costs of VOC reduction for the various alternatives associated with the typical small, medium, and large facilities are presented in Tables 7-3 through 7-5, respectively. 7-11 ------- It is apparent that, in each case, the use of HVLP spray equipment Instead of conventional air spray guns and the installation of a solvent recovery system result 1n a cost savings. Switching to acrylic enamels at those facilities that use lacquers also will result 1n a cost savings. The costs of switching from traditional primers to waterborne primers are comparable. Cost Increases are associated with the other alternatives presented. 7.4 REFERENCES FOR SECTION 7 1. Letter from R. Hick, DuPont, Wilmington, Delaware, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 8, 1988. 2. Attachment to letter from G. Ocampo, Sherwin-Williams, Cleveland, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 3, 1988. 3. Attachment to letter from D. Braun, BASF Corporation, Whitehouse, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 22, 1988. 4. Letter and attachments from R. Rondlnelli, The DeVllbiss Company, Toledo, Ohio, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 12, 1988. 5. Letter and attachments from M. Bunnell, Can-Am Engineered Products, Livonia, Michigan, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. December 29, 1987. 6. Product Bulletin from Herkules Equipment Corporation, Walled Lake, Michigan. 1987. 7. Peters, M. A., and Tlmmerhaus, J. D. Plant Design and Economics for Chemical Engineers, 2nd Edition. McGraw-Hill Book Company, New York. 1968. 8. An Evaluation of Alternatives to Reduce Emissions From Automobile Refinlshing 1n the New York Metropolitan Area. New York State Department of Environmental Conservation. August 1987. 9. Radian Corporation, Austin, Texas. Economic Energy and Environmental Impacts of Add-On VOS Controls on the Automobile Refim'shlng Industry in New Jersey. August 31, 1987. 10. Telecon of conversation between R. Hick, DuPont, Wilmington, Delaware, and M. Turner, Midwest Research Institute, Cary, North Carolina. June 23, 1988. 7-12 ------- 11. EAB Control Cost Manual (Third Edition), EPA 450/5-87-001A. U. S, Environmental Protection Agency, ESO/EPA, February 1987. 7-13 ------- 8.0 EXISTING REGULATIONS 8.1 INTRODUCTION This section presents the current status of regulatory development work by State and local air pollution control agencies to limit VOC emissions from the automobile refinishing industry. The agencies presented here are those participating in the reasonably available control technology (RACT) clearinghouse project. The information presented in this section is not intended to provide an exhaustive source of information on regulatory development nationwide, but rather to give an overview of State and local regulatory positions regarding emissions from the automobile refinishing industry. 8.2 FEDERAL REGULATIONS No regulations have been promulgated under the Clean Air Act specifically to address emissions from automobile refinishing operations. 8.3 STATE AND LOCAL REGULATIONS Twenty State and local agencies were contacted to provide an overview of the current level of regulation being applied to the automobile refinishing industry across the United States. A list of the State and local agencies contacted 1s found in Section 8.4. Of those agencies contacted, only the-States of New York and Texas have adopted regulations that directly govern the automobile refinishing industry. The State of Oregon regulates automobile refinishing under a surface coating and refinishing regulation. The California Bay Area and South Coast Air Quality Management Districts (BAAQMD and SCAQMD) and the State of New Jersey are actively considering Imposing regulations on the automobile refinishing industry. Currently, the remaining States contacted have either no regulations governing automobile refinishing or have general rules governing industrial sources that have emission rates above a certain threshold level. States with threshold levels that would likely impact some automobile refinishing shops include Connecticut (maximum 8 Ib VOC/h, 40 Ib VOC/d), Delaware (maximum 5 Ib VOC/h, 40 Ib VOC/d), the District of Columbia (maximum 40 Ib VOC/d), Georgia (maximum 3 Ib VOC/h, 15 Ib VOC/d), North Carolina (maximum 40 Ib VOC/d) and Rhode Island (new source maximum 10 Ib VOC/h). 8-1 ------- The following sections briefly describe the regulatory activities in New York, Texas, Oregon, New Jersey, and the California BAAQMD and SCAQMD. 8.3.1 New York In its revised State implementation plan (SIP), the State of New York committed to investigate the feasibility of adopting a control program to reduce VOC emissions from automobile refinishing operations.1 8.3.2 Texas The Texas Air Control Board adopted specific regulations for the automobile refinishing industry in 1987. Coatings used are limited to the following maximum VOC concentrations: primers, 2.1 Ib VOC/gal coating; acrylic lacquers, 6.2 Ib VOC/gal coating; acrylic enamels, 5.2 Ib VOC/gal coating; alkyd enamels, 5.0 Ib VOC/gal coating; clearcoat, 5.2 Ib VOC/gal coating. In addition, recycling of cleanup solvents is required.2 8.3.3 Oregon The Oregon Department of Environmental Quality regulates automobile refinishing operations under a surface coating and refinishing regula- tion. Shops that process less than 35 vehicles per day are considered to emit less than 40 tons VOC per year and are exempt from regulation. Nonexeapt shops must install control equipment. The Portland metropolitan area is an ozone nonattainment area. 8.3.4 New Jersey The New Jersey Department of Environmental Protection, Division of Environmental Quality, included in its revised SIP a commitment to regulate the automobile refinishing industry.** It is currently studying this industry and expects to adopt a regulation within the next year. 8.3.5 California 8.3.5.1 Bay Area Air Quality Management District. The BAAQMD is actively considering imposing regulations on automobile refinishers. A questionnaire has been distributed to approximately 2,500 facilities under the BAAQMD jurisdiction, and the responses are being evaluated. No regulatory decision had been made at the time of this writing. 8.3.5.2 South Coast Air Quality Management District.6*7 The SCAQMD has proposed Rule 1151 that would require the use of equipment that can achieve a 65 percent transfer efficiency at a pressure of 10 ps1 or less 8-2 ------- (i.e., HVLP, electrostatic) and would limit the amount of VOC allowed in various automobile coatings used in both coating new vehicles and refinishing vehicles. These VOC limitations would be implemented in two phases. The first phase would take effect on January 1, 1990, and would set the following VOC limits for coatings used on passenger cars, light- duty trucks, medium-duty vehicles, and motorcycles: pretreatment and precoat operations, 6.7 Ib VOC/gal coating; primer, 2.1 Ib VOC/gal coating; acrylic enamel, 5.2 Ib VOC/gal coating; alkyd enamel, 4.9 Ib VOC/gal coating; polyurethane enamel, 5.2 Ib VOC/gal coating; and lacquer, 6.2 Ib/gal coating. The second phase would take effect on July 1, 1991, and would apply to 1992 and subsequent model year vehicles and complete (full body) paint jobs regardless of model year. These second-phase VOC limitations are identical to the first-phase limitations for pretreatment, precoat, and primers but set a significantly lower VOC limit of 3.5 Ib VOC/gal coating for all topcoats regardless of their formulation. A public hearing to consider adoption of Proposed Rule 1151 is scheduled for July 8, 1988. 8.4 AGENCIES CONTACTED The following State and local agencies were contacted to provide an overview of the current level of regulation being applied to the automobile refinishing industry in the U.S.: Alaska Illinois Arkansas Kentucky California Maine Bay Area Air Quality Management District Maryland South Coast Air Quality Management District Massachusetts Colorado North Carolina Connecticut Oregon Delaware Pennsylvania Washington, D.C. Rhode Island Florida South Carolina Georgia 8.5 REFERENCES FOR SECTION 8 1. New York State Department of Environmental Conservation, Albany, New York. An Evaluation of Alternatives to Reduce Emissions from Automobile Refinishing in the New York Metropolitan Area. August 1987. 8-3 ------- 2. Texas Air Control Board, Austin, Texas. Regulation V, Chapter 115 Volatile Organic Compounds, revision 115.191 (b) (8)(D), Emission Limitations. 1988. 3. Telecon of conversation between C. Ayer, Oregon Department of Environmental Quality, Portland, Oregon, and J. Obremski, Midwest Research Institute, Gary, North Carolina. December 8, 1987. 4. Radian Corporation, Austin, Texas. Economic, Energy, and Environmental Impacts of Add-On VOS Controls on the Automotive Refinishing Industry in New Jersey. August 31, 1987. 5. Telecon of conversation between J. Guthrie, California Bay Area Air Quality Management District, San Francisco, California, and M. Mclaughlin, MRI, Gary, North Carolina. January 15, 1988. 6. Telecon of conversation between B. Wallerstein, California South Coast Air Quality Management District, El Monte, California, and M. Turner, Midwest Research Institute, Gary, North Carolina. June 23, 1988. 7. Correspondence from B. Wallerstein, California South Coast Air Quality Management District, El Monte, California, to R. Blaszczak, U. S. Environmental Protection Agency, Research Triangle Park, North Carolina. May 16, 1988. 8-4 ------- 9.0 COMPLIANCE EVALUATION CONSIDERATIONS Several available techniques for reducing VOC emissions have been presented in this document; the techniques utilize different approaches for reducing VOC, including (a) reducing the VOC content of the coatings, (b) employing equipment modifications to improve transfer efficiency and reduce coating usage, and (c) employing work practice modifications such as solvent recycling and recovery to reduce solvent emissions during cleanup operations. Section 8 presented a summary of current regulations for VOC emissions from the auto refinishing industry. The current regulations fall into four categories: (1) regulation of coating VOC content (e.g., SCAQMD, Texas); (2) emission limits in terms of pounds per hour or tons per day (e.g., Colorado, Connecticut, Delaware); (3) performance standards (e.g., 65 percent transfer efficiency, SCAQMD); and (4) equipment/work practice standards (e.g., required recycling of cleanup solvents, Texas). The reduction technique chosen, as well as the type of regulation written, will have an impact on how compliance can be determined. The available techniques and factors to be considered in determining .compliance for the techniques are discussed in this section. Table 9-1 summarizes several compliance evaluation techniques and their applicability to the available reduction techniques. The compliance evaluation techniques that are applicable include recordkeeping, testing the VOC content of coatings, inspections, emission testing, and equipment testing. Ultimately, recordkeeping is the most universal approach for evaluating compliance with VOC emissions regulations. This is especially true if a regulation is written in terms of emission rate (e.g., Ib/day) without regard to the techniques employed for achieving the reduced emission limit. In this case, accurate records on solvent and coating usage, combined with their respective VOC contents, will provide the data necessary to calculate emission rates. The minimum recordkeeping should include the following information for properly evaluating compliance with a VOC emissions standard: 9-1 ------- TABLE 9-1. APPLICABILITY OF COMPLIANCE EVALUATION TECHNIQUES Alternative Coating Emission Equipment control techniques Recordkeeping testing Inspections testing testing Reduced VOC cleaners x x x Improved transfer efficiency x x x Lover VOC coatings (primers x x x and topcoats) Solvent recovery during x x cleanup Add-on control x x x 9-2 ------- 1. The volume of each type of coating used. 2. The volume of thinners and reducers used. 3. The volume of vehicle preparation/equipment cleanup solvents used. 4. The VOC content of each coating, thinner/reducer, and vehicle preparation equipment cleaning solvent used. (This information can usually be obtained from the manufacturer's material safety data sheet for the product.) 5. The number and type of jobs completed. Daily records are recommended. Note that recordkeeping of solvent/coating usage would not be directly applicable as a compliance evaluation technique for a regulation which specifies add-on controls or a specific transfer efficiency. Testing the solvents and coatings to determine their VOC content is a compliance evaluation technique that can be used to augment record- keeping. Testing of the materials is especially applicable to the cases where a regulation explicitly limits the VOC content of the coatings. In such cases, specific criteria (e.g., test methods and frequency of testing) for determining compliance should be established in conjunction with the regulation. Emission testing has very limited applicability as a compliance tool due to the fugitive (unconflned) nature of the emissions from this industry. Emission testing only will be applicable 1n cases where an add- on control device is being used and where a control efficiency is stipulated. In such cases, emission testing of the control device inlet and outlet air streams will provide data on the control device efficiency for removing VOC's from the captured air stream. Equipment testing is a compliance technique that can be used if specific equipment performance standards have been included in a regulation, for example, if a specific transfer efficiency is stipulated. However, this technique is limited in its field application. Field evaluation of spray equipment for the automobile reflnishing Industry is impractical due to the expense involved and the variability of shop conditions. A more straightforward approach is to require evaluation of specific equipment by the manufacturer or by an 9-3 ------- independent laboratory under controlled conditions to determine if the equipment meets specific performance criteria. Compliance with the regulation would be based on use of equipment that has been demonstrated to meet the performance criteria. Inspections are a compliance tool that augment all other compliance evaluation techniques and are applicable in all cases. Inspections can be used to evaluate (a) records and recordkeeping procedures; (b) types and quantities of solvents used; (c) operating conditions and use of required special equipment (e.g., cleanup solvent recovery systems, high transfer efficiency spray systems, add-on controls); and (d) general work practices. Inspections are a valuable part of any compliance program since they provide the opportunity for a "hands-on" evaluation of facility operation. This enables the inspector to evaluate other information (such as records of solvent/coating usage) available for determining compliance. 9-4 ------- 10.0 GLOSSARY OF COATING TERMS1'2 Acrylic: A thermoplastic resin made from the polymerization of acrylic derivatives, chiefly from the esters of acrylic acid and related compounds, and characterized by excellent durability and color retention. Additives: Chemical substances added to a finish in small quantities to impart or improve desirable properties such as corrosion resistance, durability, or curing rate. Alkyd: A thermosetting synthetic resin made from the combination of an alcohol, an acid, and an oil. While properties vary widely with ingredients, alkyd enamels are generally not as durable as acrylic enamels. Basecoat: A color coat requiring a clear final coat. Body filler: A thick plastic material which is used to fill small dents. Build: The amount of paint film deposited, specifically the film thickness in mils. Cast: Describes where a color lies in relation to others. Also known as hue. Clearcoat: A transparent coating over the color coat (basecoat) in basecoat/clearcoat systems. Color coat: The paint layer that contains pigment; may constitute the topcoat by itself or serve as the basecoat portion of a basecoat/clearcoat system. Compatibility: The ability of one coating to adhere properly to another. Compounding: The action of using an abrasive material (i.e., compounding agent) to smooth and Improve the gloss of lacquer topcoats. Also referred to as polishing. Curing: The chemical reaction that takes place in the drying of nonlacquer coatings. Degreasing: Cleaning a substrate by removing greases, oils, and other surface contaminants. Generally performed as part of vehicle preparation. Drying: The change from a liquid to a solid that occurs after the paint is deposited on a surface. This change includes evaporation of the solvent and any chemical curing that might occur. Dry spray: Spraying under-reduced coatings. In metallic finishes, this traps the metallic particles near the surface, causing a highly metallic color effect. 10-1 ------- Electrostatic spray: A method of applying a spray coating in which opposite electrical charges are applied to the substrate and the coating. The coating is attracted to the object by the electrostatic potential between them. Emulsion: A two-phase liquid system in which small droplets of one liquid are uniformly dispersed throughout the second. Enamel: A coating that cures by chemical cross-linking of its base resin. Enamels can be readily distinguished from lacquers because enamels are not resoluble in their original solvent. Evaporation: The change from a liquid to a gas; the means through which solvents leave a coating film as it dries. Face: The color of a finish when viewed perpendicular to the surface. Filler: A heavily plgmented coating used to fill small Imperfections such as scratches in a substrate. Film: A very thin continuous sheet of material. Flash: The initial stage of drying when some of the solvent evaporates, dulling the surface from a high gloss to a normal gloss. Flat: Lacking in gloss. Flocculation: Formation of clusters of pigment particles. Flooding: The phenomenon that occurs when metallic particles settle in the paint film, causing a strong pigment color effect. Flop: The color of a finish when viewed from an acute angle. Flow: The leveling characteristics of a wet paint film. Gelation: The development of Insoluble polymers in paints. Normally irreversible. Gloss: A property of paints and enamels which can be characterized by measuring the specular reflectance of the film using ASTM test D 523-67 (1972) Test for Specular Gloss. The 60-degree specular gloss test is used for all except flat paints. A measurement of 65 or more characterizes the material as "gloss." Semigloss paints are those with readings between about 30 to 65; "flats" when tested at an 85 degree angle have readings below 15. Hardener: An additive designed to promote a faster cure of an enamel finish. 10-2 ------- Hardness: That quality of a dry paint film that provides resistance to surface damage. Haze: The development of a cloud in a film or a clear liquid. Hiding: The degree to which a paint obscures the surface to which it is applied. Hold out: The ability of a coating to prevent the topcoat from sinking 1n. Inhibitor: A paint additive which slows or prevents some process (e.g., corrosion inhibitor). Lacquer: A coating which dries primarily by solvent evaporation and, hence, is resoluble in its original solvent. Leafing: The orientation of metal flake pigments in a paint film which results 1n a bright metal appearance and a concentration of the particles at the surface of the film. Lifting: The attack by the solvent in a coating on the previously applied coating, which results in distortion or wrinkling of the new coating. Lightness: The amount of white or black in a given color, measured by the amount of light reflected by a surface. Also called value. Metal conditioner: An acidic metal cleaner which removes rust and corrosion from bare metal, etches the surface for improved coating adhesion, and forms a film to Inhibit further corrosion. Metallic paint: Paint containing tiny flecks of aluminum or other metal often used for painting automobiles because of the attractive appearance of the paint. MEK: Methyl ethyl ketone. Used as a fast-evaporating solvent, primarily with lacquers. Micas: Finishes which contain mica flakes (aluminum silicate) 1n addition to the pigment. MIBK: Methyl isobutyl ketone. Used as a medium-evaporating solvent. M1st coat: A coat of rich, slow-evaporating thinner with little color added. Also called a blend coat. Mottling: A film defect appearing as blotches or surface imperfections. Occurs in metal!ics when the flakes float together. Orange peel: A paint surface appearance, characterized by small pits, resembling the surface texture of an orange. Depending on the product, this may be desirable (appliances) or highly undesirable (automobiles). 10-3 ------- Overall repainting: Repainting the entire vehicle. Overspray: That solids portion of a coating sprayed from a spray applicator which fails to adhere to the part being sprayed. (Applied solids plus overspray solids equal total coating solids delivered by the spray application system.) P/B: The pigment-to-binder ratio. The ratio of the weight of pigment to the weight of binder in a coating. Paint remover: A chemical that breaks down an old finish by liquifying it. Panel repair: A repair in which a complete section (e.g., hood, door) is repainted. Particle size: The size of the pigment particles in a coating. Measured in mils (l/l,000th of an inch). Pigment: A finely ground insoluble powder dispersed in a coating to give a characteristic color. Plastidzer: A substance added to a polymer composition to soften and add flexibility to the product. Polyurethane: Urethane resins are primarily produced by reacting isocyanates with carboxylie compounds. They may be sold as one- or two- component systems, and are characterized by high resistance to stains, water, and abrasion. Primer: First layer of coating applied to a surface. Primer-sealer: A primer that improves adhesion of the topcoats and that seals old painted surfaces. Primer-surfacer: A coating, usually applied over a thin primer, which gives "body" to the surface, fills Irregularities, and, unlike the primer, 1s Intentionally thick enough to permit sanding without cutting through the bare metal. A topcoat is applied over a primer-surfacer. Reduce: To lower the viscosity of a coating by adding solvent. Reducing solvent: A solvent added to dilute a coating usually for the purpose of lowering the coating's viscosity. Retarder: A solvent added to a coating to reduce the evaporation rate. Rubbing compounds: Abrasives that smooth and polish the coating film. Used primarily with lacquer coatings. Runs: Excessive vertical flow resulting in poor adhesion. 10-4 ------- Sagging: Sprayed material that fails to adhere properly to the surface. Sandscratch swelling: A painting problem characterized by a swelling of sandscratches in the old surface caused by solvents in the new coat. Sealer: A material that protects the substrate from subsequent coatings or protects coatings from something in the substrate. Semi-gloss: An intermediate gloss between high and low gloss. Sheen: The gloss or flatness of a coating film when viewed at a low angle. Show through: Flaws in the primer which are visible through the topcoat. Solids: The percentage, on either a weight or volume basis, of solid (i.e., nonsolvent) material in a coating. Spot repair: A type of refinish repair job in which a section of vehicle smaller than a full panel is repaired. This is the most frequent repair. Spray booth: An enclosed, ventilated area used for spray painting. Spray gun: A tool for directing atomized coating at the surface to be painted. Atomlzation may be by high-pressure air, by high-pressure steam, by high fluid pressure, by electrical means (electrostatic process), or by high-volume, low-pressure (HVLP) air. Stabilizer: A chemical compound added to a coating to prevent degradation. Strength: The opacity and/or tinting power of a pigment. This is a measure of the ability of a pigment to color. Substrate: The surface to which a coating is applied. Surfacer: A coating applied over a primer to provide a uniform surface thick enough to permit some sanding before application of a topcoat. Surfacer 1s also known as primer-surfacer. Tack: The stickiness of a coating film. The time required for a coating to become tack-free at ambient.conditions is a common measure of drying speed. Thinner: A liquid that is used to reduce the viscosity of a coating and that will evaporate before or during the cure of a film. Tint: To add color to another color. Tinting strength: The ability of a pigment to change the color of a coating to which 1t is added. 10-5 ------- Toluene: A fast-evaporating solvent, frequently used. Topcoat: The last coat applied in a coating system. Transfer efficiency: The ratio of the amount of coating solids deposited onto the surface of the coated part to the total amount of coating sol Ids used. Undercoat: A first coat; primer, sealer, or surfacer. Should not be confused with the "undercoat" applied underneath new vehicles for rust protection. Undertone: The color of a pigment that becomes visible when that pigment is mixed with a white pigment. Weathering: The change 1n a paint film over time. Xylene: A widely used solvent with a medium evaporation rate. Yellowing: A yellow discoloration of a coating film. REFERENCES FOR SECTION 10 1. Glossary for A1r Pollution Control of Industrial Coating Operations, Second Edition, EPA-450/3-83-013R, U. S. Environmental Protection Agency, Research Triangle Park, North Carolina. December 1983. 2. OuPont Auto Reflnishing Handbook, E. I. du Pont de Nemours & Company, Inc., Wilmington, Delaware. 1987. 10-6 ------- APPENDIX A. METHODOLOGY FOR DETERMINING AUTOMOBILE REFINISHING SHOP SIZE CATEGORIES, THE NUMBER OF AUTOMOBILE REFINISHING JOBS PER SHOP, AND THE TYPES AND AMOUNTS OF COATINGS USED IN EACH SHOP ------- APPENDIX A. METHODOLOGY FOR DETERMINING AUTOMOBILE REFINISHING SHOP SIZE CATEGORIES, THE NUMBER OF AUTOMOBILE REFINISHING JOBS PER SHOP, AND THE TYPES AND AMOUNTS OF COATINGS USED IN EACH SHOP In order to develop a categorization scheme for automobile reflnlshlng shops, 1t was necessary to have a good understanding of the Industry Including trends 1n types of repairs, types of coatings used 1n the Industry, the level of sophistication of the shops, and the number of jobs performed on a weekly basis. A source of valuable information in developing the categorization scheme was the Body Shop Business Industry Profile, 1987. This publication provided its own categorization scheme that Included the following information for six categories: sales volume, average number of jobs per shop, and percent of total number of shops per category. The first four columns of Table A-l present this information. The remainder of the table reflects some manipulation of the data based on the 83,100 automobile refinishing shops nationwide. This number was multiplied by the appropriate percentage for each category to obtain the total number of shops per category. The total number of jobs per category was then calculated by multiplying the number of shops per category by the average number of jobs per shop. Categories A and B were combined to form the small shop category; categories C, D, and E were combined to form the medium shop category; and category F formed the volume shop category. This categorization was developed because: three model shops were desired; the volume shop clearly stood out on its own having an average of 28.4 jobs per shop; categories C, D, and E lay relatively close to the average of 13.2 jobs per shop and combined to produce a weighted average of 14 jobs per shop (near the average of all shops); and categories A and B combined to produce a weighted average of six jobs per shop. The coatings used in the automobile refinishing industry vary significantly by shop size and by the availability of a spray booth. A spray booth prevents deposition of windblown dust particles and dirt on the freshly painted surface of the slower drying enamel and urethane coatings. Lacquer coatings, due to their relatively fast drying time, do not require a spray booth to produce a satisfactory finish. The following assumptions were made in order to simplify the analysis. It was assumed A-l ------- that small shops do not own a spray booth and, therefore, spray lacquers exclusively. The medium shops were assumed to own a spray booth and were, therefore, able to spray enamels in addition to lacquers. The volume shops were assumed to own two spray booths and were able to spray enamels and the more sophisticated urethane coatings. In a conversation between Mr. Raymond Conner of the National Paint and Coatings Association and Mr. Mark Turner of Midwest Research Institute, Mr. Conner provided an estimate of 36,000,000 gal of coatings sold in the United States in 1983. This estimate was made up of 13,000,000 gal of primer and 23,000,000 gal of topcoat. The following analysis shows how paint usage was allocated among the model shops developed above. 1. Find the coating usage by coating type: lacquers = 34 percent of coatings sold enamels = 54 percent of coatings sold urethanes = 12 percent of coatings sold To account for any increase in coating usage, 40,000,000 gal of coating were assumed to be sold 1n 1987. Therefore: lacquers = (0.34)(40,000,000) = 13,600,000 enamels = (0.54)(40,000,000) = 21,600,000 urethanes = (0.12)(40,000,000) = 4,800,000 2. Find the amount of lacquer coatings used at small shops: A small shop will use lacquers exclusively on the six partial jobs performed. For a partial lacquer job, 0.3518 gal coating are used. (0.3518 gal/job)(6 jobs/week shop)(50 weeks/yr)(33,200 shops) = 3,503,928 gal lacquer/yr = 3,504,000 gal lacquer/yr 3. Find the number of lacquer partial jobs performed at medium shops; Total lacquer coating usage = 13,600,000 Small shop lacquer coating usage = 3,504,000 .*. medium shop lacquer coating usage = 10,096,000 gal/yr A-2 ------- (10,096,000 gal/yr)(job/0.3518 gal)(yr/50 weeks)(41,300 shops) = 13.9 jobs/week-shop = 14 jobs/week-shop (lacquer partial jobs per week at medium shops) .*. 1 full job and 4 partial lacquer jobs (5 total jobs) are performed (1 full job = 10 partial jobs) 4. Find the number of enamel partial jobs performed at medium shops: From Table A-l, 14 jobs are performed at each medium shop. If 5 of the 14 are lacquer jobs (1 full and 4 partial), then 9 enamel jobs are performed at each medium shop. Typically, medium shops perform three to four full jobs per month. Therefore, since one full lacquer job is assumed to be performed at medium shops each week, all nine enamel jobs are assumed to be partial jobs. For a partial enamel job, 0.3004 gal coating are used. (0.3004 gal/job)(9 jobs/week-shop)(50 weeks/yr)(41,300 shops) = 5,582,934 gal enamel/yr = 5,583,000 gal enamel/yr 5. Find the number of urethane jobs (partial and .full) performed at volume shops: For a partial urethane job, 0.2828 gal of coating are used. Additionally, 4,800,000 gal/yr of urethane are used. (4,800,000 gal/yr)(job/0.2828 gal)(yr/50 weeks)(8,600 shops) =39.5 jobs/week-shop - 40 jobs/week-shop (urethane partial jobs per week at volume shops) Although urethanes are gaining in popularity, most urethane paint jobs are full body paint jobs. Therefore, it was assumed that four full urethane jobs are performed per week at volume shops. 6. Find the number of enamel jobs (partial and full) performed at volume shops; Total enamel coating usage = 21,600,000 Medium shop enamel coating usage = 5,583,000 .'. Volume shop enamel coating usage = 16,017,000 gal/yr A-3 ------- (16,017,000 gal/yr)(job/0.3004 gal)(yr/50 weeks)(8,600 shops) = 124 jobs/week-shop (enamel partial jobs per week at volume shops) Because 4 full urethane jobs are performed, we know that there are 24 enamel jobs. However, 124 partial jobs translate into 1,240 ft2. Therefore, the breakdown is as follows: 11 full enamel jobs (1,100 ft2)and 14 partial enamel jobs (140 ft2) (25 total enamel jobs; and 1,240 ft2 area coated) Although this breakdown gives one more job than the total 28 jobs for this category, it is not expected to have a significant impact on emission estimates. The breakdown will have no impact on emissions per job, cost per job, or expected emission reductions. A-4 ------- APPENDIX B. TYPICAL COATING PARAMETERS FOR VOC CALCULATIONS (CALCULATIONS FOR TABLE 4-2) ------- TYPICAL COATING PARAMETERS FOR VOC CALCULATIONS (CALCULATION FOR TABLE 4-2) Percent coating solids, as sprayed, is calculated as follows: "as Vt/100 percent where Gas = coating solids, volume %, as sprayed Gs = coating solids, as sold, in gallons solids/gallon of coating sold Vt = total coating volume, as sprayed (volume of coating as sold plus volume of reducer added), gallons The gallons of coating solids applied per week are calculated as follows: G _ (N)m(AH7.4805 gal/ft3) ^a ~ 12,000 rails/ft where Ga » gallons of coating solids applied per week T » final coating thickness in rails A = surface area being coated in ft (assumes 10 ft for partial job) N = number of partial jobs performed per week (one total job = 10 partial jobs) The gallons of coating solids used per week are calculated as follows: G - Ga u ~ TE/100 percent where GU = coating solids used in gallons of solids per week Ga = coating solids applied in gallons of solids per week TE = transfer efficiency in percent (baseline TE = 35 percent) B-l ------- Coating volume in gallons per week as sprayed, 1s calculated as follows: G.. as Gae/100 percent as where Vas = volume of the coating sprayed 1n gallons per week The VOC emissions calculations from Table 4-4 for coatings as pounds per day are calculated as follows: Vas (CVOC} VOC. = as VUL 't 5 days/week where = total dally VOC emissions for a particular coating type (i.e., primer, basecoat, or clearcoat) in pounds per day = V^C content of the coating type (i.e., primer, basecoat, or clearcoat) as sprayed in pounds per gallon The volume of solvent used for cleanup and surface preparation is calculated as follows: a. V°C* 6.95 Ib/gal where J = the volume of solvent in gallons per day VOCS = the solvent VOC emissions from cleanup and surface preparation in pounds per day The VOC emissions from the use of cleanup and surface preparation solvents are estimated as follows: vocs = (voctp+voctb+voctc)xf B-2 ------- where VOCtp = total daily VOC emissions from application of primer in pounds per day VOCtjj = total dally VOC emissions from application of basecoat 1n pounds per day VOC^j. = total dally VOC emissions from application of clearcoat in pounds per day The 30/70 ratio is based on an estimate that emissions from the use of cleanup solvents account for 30 percent of the total VOC emissions. Therefore, if: VOCg = total daily VOC emissions from the facility in pounds per day VOCS = total daily VOC emissions from cleanup and preparation solvents in pounds per-day =0.3 VOCg VOCC = total dally VOC emissions from coatings as sprayed in pounds per day * 0.7 VOCg VOCC = VOCj-p+VOCttj+VOCtj.; and VOCD = VOCC+VOCS then: vocs = vocc(|§) The total emissions, in tons/yr, for each option are calculated as follows: VOC (83,100)(250d/yr) VOC.. = — wa 2,000 Ib/ton where VOCy = the total VOC emissions in tons per year VOCwa = the weighted average VOC emissions per shop in pounds per day 83,100 * the total number of automobile refinishing shops nationwide. B-3 ------- [Note: The weighted average VOC emissions per shop was determined as follows: VOCtp, VOCtb, VOCtc, and VOCS were summed to obtain VOC0 for each shop category. Then, VOCg for each category was multiplied by the number of shops in the appropriate category to obtain the total emissions in each category. The emissions total from each category was then summed to obtain the total daily emissions for all shops. This total daily emissions was then divided by the total number of shops to obtain the weighted average VOC emissions per shop.] Reference for Appendix B 1. Letter from R. Hick, DuPont, Wilmington, Delaware, to R. Blaszczak, ESD/EPA. Research Triangle Park, North Carolina. February 8, 1988. B-4 ------- APPENDIX C. CALCULATION OF THERMAL INCINERATION ADD-ON CONTROL COSTS ------- APPENDIX C. CALCULATION OF THERMAL INCINERATION ADD-ON CONTROL COSTS Table C-l summarizes the costs for the thermal incinerator. The costs were calculated according to the procedures in the U. S. Environmental Protection Agency, EAB Control Cost Manual (3rd Edition), EPA 450/5-87-001A, February 1987. The following assumptions were used: 1. For volume facility, two spray booths must be controlled; 2. Each downdraft spray booth has a volumetric flow rate of 12,000 scfm, based upon the following spray booth dimensions: 14 ft wide, 25 ft long, and 9 ft high. Average air velocity is 35 ft/min. 14 ftx25 ftx35 ft/min = 12,250 ft3/min 3. The incinerator operates at 1600°F, has no heat recovery, and operates on natural gas; 4. The spray booth off-gas has a VOC concentration of less than 100 ppm, is at 70°F, and has no heating value; and 5. The total capital investment costs, including installation costs, were estimated as 1.5 times the purchased equipment costs. Calculations 1. Calculate auxiliary fuel requirement: Fuel used, ft3/ft3 waste gas: Qs LI Cp AT5-Cp2AT2-h. Q 2h3-l.lCp5AT5 where: Q3 = auxiliary fuel flow rate, scfm Q2 = waste gas flow rate, scfm C = mean heat capacity of flue gas for temperature interval AT5, 5 reference temperature (70°F) to combustion temperature AT5 = Temperature differential from reference (70°F) to outlet of combustion chamber C = mean heat capacity of waste gas for temperature interval AT2, 2 reference temperature (70°F) to combustion chamber inlet AT2 * temperature differential from reference (70°F) to combustion chamber inlet C-l ------- TABLE C-l. THERMAL INCINERATION COSTS Cost Capital costs Purchased equipment cost 100,000 Total capital investment (l.Sxpurchased equipment) 150,000 Operating costs Direct costs: Auxiliary fuel 324,000 Electricity 2,000 Operating labor 1,500 Maintenance labor 1,500 Materials 1,500 Supervisory labor 250 Indirect costs: Overhead (60 percent labor and materials) 2,850 G&A (4 percent total capital investment) 6,000 339,600 C-2 ------- ht = waste gas heat content, Btu/scf h3 = lower heating value of fuel, Btu/scf Q3 (1.1)(0.0194)-0-0 24,000 " 900-(1.1)(0.0194) Q3 = 903 scfm 2. Determine cost of Incinerator: Total gas flow through incinerator is equivalent to waste gas (24,000 scfm) plus auxiliary fuel (900 scfm) = 25,000 scfm. From Figure 3-3, EAB Control Cost Manual, the purchase equipment cost is $100,000. 3. Calculate total capital investment: The EAB Control Cost Manual indicates that installation costs can vary from 25 percent to 300 percent of the purchased equipment cost. A value of 50 percent was chosen. The capital investment cost is 1.5 times the purchased equipment cost. 4. Calculate auxiliary fuel cost: Natural gas cost = 900 ft3/minx60 min/hx2,000 h/yrx$3.00/1,000 ft3 = $324,000 5. Calculate electrical costs: r (0.746) (QHAPUSHQ)P LE " 6,356 n where G£ * cost of electricity Q = gas flow rate, acfm AP = pressure drop through system, in H20 S * specific gravity of gas 0 = operating factor, h/yr P = price of electricity n = fan and motor efficiency r - (0.746H24.000H4m) (2,000) (0.05) _ $1 fl?7 CE " 6,356 (0.60) " 51'877 C-3 ------- 6. Estimate operating labor: 0.5 h/dx250 dx!2/$/h = $1,500 7. Estimate maintenance labor: Same as operating labor 8. Estimate maintenance materials: Same as maintenance labor 9. Estimate supervisory labor: Fifteen percent of operating labor = (0.15)(1,500) = $225 10. Estimate overhead costs: Estimate is 60 percent of labor and materials Overhead = (0.60)(1,500+1,500+1,500+225) = $2,835 11. Estimate taxes, Insurance, etc. (G&A): Estimate used 1s 4 percent of total capital investment G&A = (0.04) (150,000) =< $6,000 C-4 ------- TECHNICAL REPORT DATA (Please read Instructions on the reverse before completing) 1. REPORT NO. EPA 450/3-88-009 3. RECIPIENT'S ACCESSION NO. 4. TITLE AND SUBTITLE 5. REPORT DATE October 1388 Reduction of Volatile Organic Compounds Emissions in Automobile Refinishing 6. PERFORMING ORGANIZATION CODE , AUTHOR(S) Athey, Hester, Mclaughlin, Neulicht, Turner 8. PERFORMING ORGANIZATION REPORT NO. 9. PERFORMING ORGANIZATION NAME AND ADDRESS Midwest Research Institute 401 Harrison Oaks Boulevard, Suite 350 Gary, North Carolina 27513 10. PROGRAM ELEMENT NO. 11. CONTRACT/GRANT NO. 68-02-3817 12. SPONSORING AGENCY NAME AND ADDRESS U. S. Environmental Protection Agency Emission Standards Division Office of Air Quality Planning and Standards Research Triangle Park, North Carolina 27711 13. TYPE OF REPORT AND PERIOD COVERED 14. SPONSORING AGENCY CODE 15. SUPPLEMENTARY NOTES ESD Work Assignment Manager: Robert Blaszczak (MD-13) (919) 541-5406 16. ABSTRACT Automobile refinlshlng (repainting) is a source of volatile organic compound (VOC) emissions. This study was conducted to evaluate available techniques that can be used to reduce VOC emissions from this source. This document provides information on the steps involved in the refinishing process which result in emissions, available emission reduction techniques, VOC emission levels, VOC emission reductions, and costs associated with the reduction techniques. Techniques investigated include: (1) reduced-VOC cleaners, (2) replacement of lacquers with enamels, (3) replacement of enamels with poIyurethanes, (4) replacement of solvent borne primers with waterborne primers, (5) replacement of conventional clearcoats with highei—solids clearcoats, (6) installation of cleanup solvent recovery systems, (7) replacement of conventional spray guns with higher transfer efficiency equipment, and (8) add-on controls The primary conclusions from the study are: (1) the use of available techniques could result in VOC emission reductions ranging from 3 percent to 50 percent of the current estimated baseline emissions from typical refinishing shops; and (2) the annual ized costs for many of the available techniques are less than the cost of current practices. 7. KEY WORDS AND DOCUMENT ANALYSIS DESCRIPTORS b.lOENTIFIERS/OPEN ENDED TERMS 0. COSATI Field/Croup Automobile Refinishing Volatile Organic Compound Emissions VOC's DISTRIBUTION STATEMENT Release Unlimited 19. SECURITY CLASS /ThisReport) 21. NO. OF PAGES 20. SECURITY CLASS fThis page/ 22. PRICE EPA Form 2220-1 (R«v. 4-77) PREVIOUS EDITION is OBSOLETE ------- |