UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                          WASHINGTON, O.C. 20460
                                                           OFFICE OF
                                                   SOLID WASTE AND EMERGENCY RESPO'

                      JUN  2 1989
                                         OSWER Directive 9835.8
MEMORANDUM
SUBJECT:  Model Statement of Work for a Remedial Investigation
          and  Feasibility Study Conducted by Potentially
          Responsible  Parties
FROM:     Bruce M.  Diamond,  Directoi
          Office of Waste  Programs Enforcement

TO:       Director, Waste  Management  Division,
        —  Regions I,  IV, V,  VII,  and VIII
          Director, Emergency  and Remedial Response Division,
            Region  II
          Director, Hazardous  Waste Management Division,
            Region  III  and VI
          Director, Toxics and Waste  Management Division,
            Region  IX
          Director, Hazardous  Waste Division,
            Region  X

     Communities and individuals often express concern with the
ability of potentially  responsible parties  (PRPs)  to adequately
perform remedial investigations and feasibility studies (RI/FSs)
at Superfund sites.  Some  people believe that  PRPs may conduct
either an inadequate assessment of the nature  and extent of
contamination at a  site, and/or an inadequate  assessment of the
risks posed by a site.   In addition,  Regional  offices continue to
express an interest in  receiving guidance on how to better assure
the quality of a PRP conducted RI/FS.

     One step to be employed in improving the  quality of a PRP-
conducted RI/FS ia  the  use of  a more  precise statement of work
(SOW^. during negotiations  that include the results of preliminary
scoping by SVH.  This memorandum transmits a final model SOW
designed to BTOduce a PRP-conducted RI/FS that is consistent with
the Office or Emergency and  Remedial  Response's Guidance for
Conducting Remedial Investigations and Feasibility Studies.
October 1988  (OSWER Directive  9355.3-01).

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                                                       9835.8

     Additionally, the model SOW satisfies Regional views that
interim deliverables are a necessary ingredient to advancing the
prospects of a quality PRP-conducted RI/FS.  Most of the interim
deliverables covered under the model SOW are in the nature of
technical memoranda that may or may not require EPA approval
before the next step in the RI/FS is commenced by PRPs.  Of
course, EPA would be able to direct PRPs to undertake additional
work if the interim deliverable is not satisfactory.  In any
event, discretion is provided to tailor the model SOW to the
particular circumstances of the site or practices of the Regional
office.  The instructions to the model SOW provide further
explanation on this subject, as well as on the subject of
reserving portions of the RI/FS for conduct by EPA.

     We have made every attempt to incorporate all relevant
comments received from various Headquarters and Regional offices.
As you proceed to use the model SOW, any questions or additional
insights should be directed to Tony Diecidue of my staff at FTS
(202)-382-4015.

Attachment

cc:  CERCLA Enforcement Branch Chiefs, Regions I-X
     CERCLA Enforcement Section Chiefs, Regions I-X
     Regional Counsels, Regions I-X
     Henry L. Longest
     Glenn L. Unterberger

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                  MODEL STATEMENT OF WORK FOR A
           REMEDIAL INVESTIGATION AND FEASIBILITY STUDY
           CONDUCTED BY POTENTIALLY RESPONSIBLE  PARTIES

INSTRUCTIONS

     This model statement of work  (SOW) was developed to provide
potentially responsible parties  (PRPs) direction in performing
the tasks that are required to successfully complete a remedial
investigation/feasibility study  (RI/FS).  A SOW for a PRP-lead
RI/FS must be used in conjunction with the Office of Emergency
and Remedial Response's October  1988 Guidance for Conducting
Remedial Investigations and Feasibility Studies Under CERCLA
(hereafter referred to as the RI/FS Guidance) and should be used
with the Office of Waste Programs Enforcement's forthcoming
Guidance on Oversight of Potentially Responsible Prrtv Remedial
Investigations and Feasibility Studies/  The organization of this
model SOW is according to the tasks that must be performed during
a PRP-conducted RI/FS.  These tasks include:

     Task—1    Scoping;
     Task 2    Community Relations;
     Task 3    Site Characterization;
     Task 4    Baseline Risk Assessment;
     Task 5    Treatability Studies;
     Task 6    Development & Screening of Remedial Alternatives;
     Task 7    Detailed Analysis of Remedial Alternatives.

     This model SOW is written on the general approach that a PRP
RI/FS is commenced pursuant to an Administrative Order on Consent
(AOC) with an attached SOW, and  that the PRPs perform work and
submit deliverables to EPA.  Depending on site circumstances and
the relationship to PRPs, it may be necessary to modify this
management approach.  Moreover,  because the work required to
perform a RI/FS is dependent on  a  site's complexity and the
amount of available information,  it may be necessary to modify
the components of this model SOW in order to tailor the tasks to
the specific conditions at a site.  Similarly, the level of
detail within the model SOW will vary  according to the site.  The
Regions have discretion to develop a site-specific SOW that does
not precisely follow  this model  SOW, including portions of the
work to be performed  by EPA, technical provisions, deliverables
and approvalo.  An example of an alteration to this model SOW may
include the PRPs' responsibilities concerning the baseline risk
assessment.  Because  the baseline  risk assessment serves as a
primary means for supporting enforcement decisions at most sites,
the Regions may write a site-specific  SOW providing for EPA
preparation of the  risk assessment or  the exposure assumptions.
While not  preferred as a general approach, at some sites EPA may

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                                                             9835.8

develop itself, or in negotiations, a work plan rather than  a SOW
and then enter  into an AOC.

     When special nptice for a RI/FS is issued, at most sites a
draft SOW should be attached as an addendum to a draft AOC.
Prior to the  issuance of special notice, EPA, generally with
contractor assistance, will determine both the objectives of the
RI/FS and a general approach for managing the site.  Determining
the site objectives and a general site strategy will be required
regardless of whether an administrative order is signed with the
PRPs or the RI/FS is Fund-financed.

     The site objectives should specify the purpose of any
activities to be conducted at the site, including any interim
actions that  may be necessary,  as well as the objectives of  the
required remedial actions (e.g.,  the preliminary cleanup goals).
These objectives should specify the contaminants and media of
concern, the  exposure pathways and receptors, and an acceptable
contaminant level or range of levels for each exposure route.
The site objectives are developed and based on existing site
information,  contaminant-specific ARARs, when available,  and risk
related factors.

     The site management strategy is developed once the
objectives have been established and identifies the study
boundary areas and the optimal sequence of site activities,
including whether the site may best be remedied as separate
operable units.  The general management approach should include:
identifying the types of actions that may be required to address
site problems, identifying any interim actions that are necessary
to mitigate potential threats or prevent further environmental
degradation,  and determining the optimal sequence of activities
to be conducted at the site.  Also included in the site
management strategy should be the decision as to whether the RI
will serve as a continuation of the PRP search.  This would be
appropriate at sites such as areawide groundwater contamination
or stream contamination where all of the sources of contamination
are not yet well defined.

     The deliverables described in this model SOW fall under one
of three management categories.  Under the first category,
deliverable* must be approved by EPA before work can either begin
or continue.  This includes the work plan and the site sampling
and analysis plan.  Similarly,  EPA approval of the final risk
assessment, RI report,  treatability studies and FS is the general
approach.   Under the second category, EPA may exercise an option,
in drafting the site-specific SOW, to either comment on or review
and approve the deliverables.  Review and approval of
deliverables under this second category will be based on the
particular circumstances of the site or practices of the Regional

                               ii

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                                                             9835.8

office.  This category  will  include  most  of  the deliverables that
are described in this model  SOW,  such  as  technical memoranda and
reports.  A middle ground  is to allow  work in these areas to
proceed without resubmittal  and approval  so  long as the changes
required by EPA are fully  reflected  in subsequent deliverables.
This approach of commenting  strikes  a  balance between excessive
approval and dispute resolution of numerous  interim activities by
PRPs, which cumulatively results  in  a  lengthy RI/FS, and review
at the end of the six major  components of the RI/FS, which could
result in months of unacceptable  work  not detected until late in
the process.  It also assures focus  on the major deliverables.
In addition, consistent with the  RI/FS guidance, some work is
simultaneously done.  Under  the third  category, deliverables do
not require comment from EPA.  This  category includes PRP
progress reports.  A summary of the  major deliverables under
categories one an^ two, as outlined  in this model SOW,, is
included in the document.

     Interim deliverables  in addition  to  those required by the
RI/FS Guidance are described in this model SOW.  These
deliverables are appropriate because of the different
relationships and interactions between a  Fund~lead and PRP-lead
RI/FS.  Review of these deliverables will help to assure EPA that
the work being performed meets the .terns  and conditions of the
AOC.  Those deliverables other than  what  ar© required by the
RI/FS Guidance that are described within  this model SOW may  not
be necessary or appropriate  for all  sites.  Similarly,
deliverables other than what are  described in this model SOW may
be more appropriate for a particular site.  The deliverables
determined to be appropriate for  a particular site should be
approved by EPA management and must  be specified in the AOC.  The
timing of the RI/FS and available oversight resources should be
considered prior to determining th©  appropriate d©liv©rabl©So
Offices within th® Region other than Sup©rfundl which will concur
or comment on PRP deliverables should!  b©  consulted during th©
scoping process <>

     The Remedial Project Manager (RPM) should assure good
communications with th® PRPs,  This  includes meetings to discuss
EPA's expcB^feationiJ before major phases of work ar© begun and to
review thQ ©©nciisiiions of major components of th© RI/FS.  In
addition^ fe&o RPKI should assure that EPA  management is informed
and has imiptiafc on major components of th©  RI/FS.  Wfail® this
varies frosa sit© to site, management review usually i©
appropriate at scoping, final review of the work plan, before
final comments are submitted on the  RI, and as th© FS is finally
developed.
                               iii

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                                                             9835.8
                  SUMMARY OF MAJOR DELIVERABLES1

     (AS OUTLINED IN THIS MODEL SOW FOR PRP-CONDUCTED RI/FS)
TASK/DELIVERABLE
                              MANAGEMENT CATEGORY
TASK 1
SCOPING
               RI/FS Work Plan
               Sampling and
               Analysis Plan (SAP)
               Site Health and
               Safety Plan
                              (1)   Review and Approve
                              (1)   Review and Approve

                              (2)   Review and Comment
TASK 3    LITE CHARACTERIZATION

               Technical Memorandum
               on Modeling of Site
         —     Characteristics (where
               appropriate)
               Preliminary Site
               Characterization
               Summary
          -    Draft Remedial
               Investigation (RI)
               Report
                              (2)   Review and Approve
                              (2)  Review and Comment
                              (1)  Review and Approve
TASK 4    BASELINE RISK ASSESSMENT

          -    Technical Memorandum
               Listing Hazardous
               Substances and
               Indicator Chemicals
               Technical Memorandum
               Describing Exposure
               Scenarios and Fate
               and Transport Models
          -    Technical Memorandum
               Listing
               Toxicological and
               Epidemiological Studies
          -    Plan for Evaluating
               Environmental Risk
                              (2)   Review and Approve
                              (2)   Review and Approve
                              (2)  Review and Approve
                              (2)  Review and Approve
          See the Model RI/FS Administrative Order on Consent (AOC)
          for  additional  reporting  requirements,  and  further
          instructions   on    submittal    and   disposition    of
          deliverables.

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                                                             9835.8
               Environmental
               Evaluation  Report
                (separate from  or
               included in the Baseline
               Risk Assessment)
               Baseline Risk
               Assessment  Chapter
               of  the RI Report


TASK 5    TREATABILITY STUDIES

               Technical Memorandum
               Identifying
               Candidate
               Technologies
               Treatability Testing
               Statement of Work
               Treatability Testing
               Work Plan (or amendment
               to  original)
               Treatability Study
               SAP (or amendment to
               original)
               Treatability Study
               Site Health and
               Safety Plan (or
               amendment to original)
          -    Treatability Study
               Evaluation  Report
                               (2)  Review and Approve
                               (1)  Review and Approve
                               (2)  Review and Approve



                               (2)  Review and Comment

                               (1)  Review and Approve


                               (1)  Review and Approve


                               (2)  Review and Comment



                               (1)  Review and Approve
TASK 6
DEVELOPMENT AND SCREENING OF REMEDIAL ALTERNATIVES
                                         (2)  Review and Comment
                                         (2)  Review and Comment
TASK 7
     Technical Memorandum
     Documenting Revised
     Remedial Action
     Objectives
     Technical Memorandum
     on Remedial
     Technologies,
     Alternatives and
     Screening
DETAILED ANALYSIS OF REMEDIAL ALTERNATIVES

                              (2)  Review and Approve
               Technical Memorandum
               Summarizing Results of
               Comparative Analysis of
               Alternatives
               Draft Feasibility
               Study (FS) Report
                              (1)  Review and Approve

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                                                             9835.8

            MODEL STATEMENT OF WORK FOR PRP-CONDUCTED
          REMEDIAL INVESTIGATIONS  AND FEASIBILITY STUDIES

INTRODUCTION

     The purpose of this remedial investigation/feasibility  study
(RI/FS) is to investigate the nature and extent of contamination
at a site, assess the potential risk to human health and the
environment, and develop and evaluate potential remedial
alternatives.  The RI and FS are interactive and may be conducted
concurrently so that the data collected in the RI influences the
development of remedial alternatives in the FS, which in turn
affects the data needs and the scope of treatability studies.

     The respondent will conduct this RI/FS and will produce a
draft RI and FS report that are in accordance wi^h this statement
of work, the Guidance for Conducting Remedial Investigations and
Feasibility Studies Under CERCLA (U.S. EPA, Office of Emergency
and RemedTal Response, October 1988), and any other guidances
that EPA uses in conducting a RI/FS (a list of the primary
guidances is attached), as well as any additional requirements in
the administrative order.  The RI/FS Guidance describes the
report format and the required report content.  The respondent
will furnish all necessary personnel, materials, and services
needed, or incidental to, performing the RI/FS, except as
otherwise specified in the administrative order.

     At the completion of the RI/FS,  EPA will be responsible for
the selection of a site remedy and will document this selection
in a Record of Decision (ROD).   The remedial action alternative
selected by EPA will meet the cleanup standards specified in
CERCLA Section 121.   That is,  the  selected remedial action will
be protective of human health and  the environment, will be in
compliance, with, or include a waiver of, applicable or relevant
and appropriate requirements of other laws, will be cost-
effective, will utilize permanent  solutions and alternative
treatment technologies or resource recovery technologies, to the
maximum extent practicable,  and will address the statutory
preference for treatment as a principal element.  The final  RI/FS
report, as adopted by EPA,  will, with the administrative record,
form the b*»is for the selection of the site's remedy and will
provide th«K information necessary  to support the development of
the ROD.

     As specified in CERCLA Section 104(a)(1), as amended by
SARA, EPA will provide oversight of the respondent's activities
throughout the RI/FS.   The respondent will support EPA's
initiation and conduct of activities related to the
implementation of oversight activities.

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                                                            9835.8

TASK 1 - SCOPING  (RI/FS Guidance, Chapter 2)

     Scoping is the initial planning process of the RI/FS and is
initiated by EPA prior to issuing special notice.  During this
time, the site-specific objectives of the RI/FS are determined by
EPA.  Scoping is therefore initiated prior to negotiations
between the PRPs and EPA, and is continued, repeated as
necessary, and refined throughout the RI/FS process.  In addition
to developing the site specific objectives of the RI/FS, EPA will
determine a general management approach for the site.  Consistent
with the general management approach, the specific project scope
will be planned by the respondent and EPA.  The respondent will
document the specific project scope in a work plan.  Because the
work required to perform a RI/FS is not fully known at the onset,
and is phased in accordance with a site's complexity and the
amount of available information, it may be necessary to modify
the work plan during the RI/FS to satisfy the objectives of the
study.   _

     The site objectives for the :	 site
located in the State of __^	(	have been determined
preliminarily, based on available information, to be the
following:
     The strategy for the general management of the
     	 site will include the following:
     When  scoping the  specific aspects of a project, the
respondent must meet with EPA to discuss all project planning
decisions  and special  concerns associated with the site.  The

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                                                            9835.8

following activities shall be performed by the respondent as a
function of the project planning process.

a.   Site Background (2.2)

     The respondent will gather and analyze the existing site
background information and will conduct a site visit to assist in
planning the scope of the RI/FS.

     Collect and analyze existing data and document the need for
     additional data (2.2.2; 2.2.6; 2.2.7)

     Before planning RI/FS activities, all existing site data
     will be thoroughly compiled and reviewed by the respondent.
     Specifically, this will include presently available data
     relating to the varieties and quantities of hazardous
     substances at the site, and past disposal practices.  This
     will_also include results from any previous sampling events
     that may have been conducted.  The respondent will refer to
     Table 2-1 of the RI/FS Guidance for a comprehensive list of
     data collection information sources.  This information will
     be utilized in determining additional data needed to
     characterize the site, better define potential applicable or
     relevant and appropriate requirements (ARARs), and develop a
     range of preliminarily identified remedial alternatives.
     Data Quality Objectives (DQOs) will be established subject
     to EPA approval which specify the usefulness of existing
     data.   Decisions on the necessary data and DQOs will be made
     by EPA.

     Conduct Site Visit

     The respondent will conduct a site visit during the project
     scoping phase to assist in developing a conceptual
     understanding of sources and areas of contamination as well
     as potential exposure pathways and receptors at the site.
     During the site visit the respondent should observe the
     site's physiography,  hydrology, geology, and demographics,
     as well as natural resource,  ecological and cultural
     features.  This information will be utilized to better scope
     the project and to determine the extent of additional data
     necessary to characterize the site, better define potential
     ARARs, and narrow the range of preliminarily identified
     remedial alternatives.

b.   Project Planning (2.2)

     Once the respondent has collected and analyzed existing data
and conducted a site visit, the specific project scope will be
planned.  Project planning activities include those tasks

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                                                            9835.8

described below as well as identifying data needs, developing a
work plan, designing a data collection program, and identifying
health and safety protocols.  The respondent will meet with EPA
regarding the following activities and before the drafting of the
scoping deliverables below.  These tasks are described in Section
c. of this task since they result in the development of specific
required deliverables.

     Refine and document preliminary remedial action objectives
     and alternatives (2.2.3)

     Once existing site information has been analyzed and a
     conceptual understanding of the potential site risks is
     reached, the respondent will review and, if necessary,
     refine the retnedial action objectives that have been
     identified by EPA for each actually or potentially
     contaminated medium.  The revised remedial action objectives
     will be documented in a technical memorandum and subject to
     EPA -approval.  The respondent will then identify a
     preliminary range of broadly defined potential remedial
     action alternatives and associated technologies.  The range
     of potential alternatives should encompass where
     appropriate, alternatives in which treatment significantly
     reduces the toxicity, mobility, or volume of the waste;
     alternatives that involve containment with little or no
     treatment; and a no-action alternative.

     Document the need for treatability studies (2.2.4)

     If remedial actions involving treatment have been identified
     by the respondent or EPA, treatability studies will be
     required except where the respondent can demonstrate to
     EPA's satisfaction that they are not needed.  Where
     treatability studies are needed, initial treatability
     testing activities (such as research and study design) will
     be planned to occur concurrently with site characterization
     activities (see Tasks 3 and 5).

     Begin preliminary identification of Potential ARARs (2.2.5)

     The respondent will conduct a preliminary identification of
     potential state and federal ARARs (chemical-specific,
     location-specific and action-specific) to assist in the
     refinement of remedial action objectives, and the initial
     identification of remedial alternatives and ARARs associated
     with particular actions.  ARAR identification will continue
     as site conditions, contaminants, and remedial action
     alternatives are better defined.

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                                                            9835.8


c.   Scoping Deliverables (2.3)

     At the conclusion of the project planning phase, the
respondent will submit a RI/FS work plan,  a sampling and analysis
plan, and a site health and safety plan.   The RI/FS work plan and
sampling and analysis plan must be reviewed and approved by EPA
prior to the initiation of field activities.

     RI/FS Work Plan (2.3.1)

     A work plan documenting the decisions and evaluations
     completed during the scoping process  will be submitted to
     EPA for review and approval.  The work plan should be
     developed in conjunction with the sampling and analyses plan
     and the site health and safety plan,  although each plan may
     be delivered under separate cover.  The work plan will
     include a comprehensive description of the work to be
     performed, including the methodologies to be utilized, as
     well as a corresponding schedule for  completion.  In
     addition, the work plan must include  the rationale for
     performing the required activities.

     Specifically, the work plan will present a statement of the
     problem(s) and potential problem(s) posed by the site and
     the objectives of the RI/FS.  Furthermore,  the plan will
     include a site background summary setting forth the site
     description including the geographic  location of the site,
     and to the extent possible,  a description of the site's
     physiography, hydrology,  geology,  demographics,  ecological,
     cultural and natural resource features;  a synopsis of the
     site history and a description of previous responses that
     have been conducted at the site by local,  state, federal, or
     private parties; a summary of the existing data in terms of
     physical and chemical characteristics of the contaminants
     identified, and their distribution among the environmental
     media at the site.  The plan will also include a conceptual
     "model" describing the contaminant sources,  and potential
     migration and exposure pathways and receptors.  In addition,
     the plan will include a description of the site management
     strategy developed by EPA during scoping;  a preliminary
     identification of remedial alternatives and data needs for
     evaluation of remedial alternatives.   The plan will reflect
     coordination with treatability study  requirements (see Tasks
     1 and 5).  It will include a process  for and manner of
     identifying Federal and state ARARs  (chemical-specific,
     location-specific and action-specific).

     Finally, the major part of the work plan is a detailed
     description of the tasks to be performed,  information needed

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                                                        9835.8

 for each task (e.g.,  for  health  and environmental  risk
 evaluation),  information  to  be produced during  and at the
 conclusion of each  task,  and a description of the  work
 products that will  be submitted  to EPA.  This includes  the
 deliverables  set  forth in the remainder of this statement of
 work;  a schedule  for  each of the required activities which
 is  consistent with  the RI/FS guidance; and a project
 management plan,  including a data management plan  (e.g.,
 requirements  for  project  management systems and software,
 minimum data  requirements, data  format and backup  data
 management),  monthly  reports to  EPA and meetings and
 presentations to  EPA  at the  conclusion of each  major phase
 of  the RI/FS.  The  respondent will refer to Appendix B  of
 the RI/FS Guidance  for a  comprehensive description of the
 contents of the required  work plan..

 Because of the unknown nature of the site and iterative
 nature of the RI/FS,  additional  data requirements  and
 analyses may  be identified throughout the process.  The
 respondent will submit a  technical memorandum documenting
 the need for  additional data, and identifying the  DQOs
 whenever such requirements are identified.  In  any event,
 the respondent is responsible for fulfilling additional data
 and analysis  needs  identified by EPA consistent with the
 general scope and objectives  of  this RI/FS.

 Sampling and  Analysis  Plan (2.3.2)

 The respondent will prepare a sampling and analysis plan
 (SAP)  to ensure that  sample collection and analytical
 activities are conducted  in accordance with technically
 acceptable protocols  and  that the data meet DQOs.  The SAP
 provides a mechanism  for  planning field activities and
 consists of a  field sampling  plan (FSP) and a quality
 assurance  project plan  (QAPP).

The  FSP will define in detail the sampling and data-
gathering  methods that will be used on the project.  It will
 include sampling objectives,   sample location and frequency,
 sampling equipment and procedures,  and sample handling and
 analysis.  The QAPP will  describe the project objectives and
 organisation,  functional  activities,  and quality assurance
 and quality control (QA/QC)  protocols that will be used to
 achieve the desired DQOs.  The DQOs will at a minimum
 reflect use of analytic methods  to identifying contamination
 and remediating contamination consistent with the  levels for
 remedial action objectives identified in the proposed
 National Contingency  Plan, pages 51425-26 and 51433
 (December  21,  1988).   In  addition,  the QAPP will address
 sampling procedures,  sample custody,  analytical procedures,

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                                                            9835.8

     and data reduction, validation,  reporting and personnel
     qualifications.  Field personnel should be available for EPA
     QA/QC training and orientation where applicable.
     The respondent will demonstrate,  in advance to
     satisfaction, that each laboratory it may us© is qualified
     to conduct the proposed work.   This includes us© of methods
     and analytical protocols for the  chemicals of concern in the
     media of interest within detection and quantification limits
     consistent with both QA/QC procedures and DQO© approved in
     the QAPP for the site by EPA.   The laboratory must have and
     follow an approved QA program.  If a laboratory not in the
     Contract Laboratory Program (CLP)  is selected, methods
     consistent with CLP methods that  would b© used at this site
     for the purposes proposed and  QA/QC procedures approved by
     EPA will be us ad.  If the laboratory is not in th® CLP
     program, a laboratory QA program  must be submitted for EPA
     review and approval .  EPA may  require that the respondent
     submit detailed information to demonstrate that the
     laboratory is qualified to conduct the work,  including
     information on personnel qualifications,  equipment arid .
     material specifications.  The  respondent will provide
     assurances that EPA has access to laboratory personnel,
     equipment and records for sample  collection,  transportation
     and analysis.

     Site Health and Safety Plan (2.3.3)

     A health and safety plan will  be  prepared in conformance
     with the respondent's health and  safety program, and in
     compliance with OSHA regulations  and protocols.  The health
     and safety plan will include the  11 elements described in
     the RI/FS Guidance, such as a  health and safety risk
     analysis, a description of monitoring and personal
     protective equipment, medical  monitoring, and sit® control.'
     It should b® noted that EPA doss  not Ol1 approves00 th®
     respondent's health and safety plan, but rather EPA reviews
     it to ensure that all necessary elements are included, and
     that thcs plan provides for th® protection of human health
     and thQ environment .
     The d®v®lop®©nt and implementation of community relations
activities ar® th® responsibility of EPA.   Th® critical community
relations planning steps performed by EPA includ® conducting
community interviews and developing a community relations plan.
Although implementation of th® community r®lation« plan is th®
responsibility of SPA, the respondent may assist by providing
information regarding the site's history,  participating in public

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                                                            9835.8

meetings, or by preparing fact sheets for distribution to the
general public.  In addition, the respondent may establish a
community information repository, at or near the site, to house
one copy of th© administrative record.  The extent of PRP
involvement in community relations activities is left to the
discretion of EPA.  The respondents' community relations
responsibilities, if any, are specified in the community
relations plan.  All PRP-conducted community relations activities
will be subject to oversight by EPA.
     As part of th® RI, the respondent Hill perform the
activities described in this task, including the preparation of a
site characterization summary and a RI report.  The overall
objective of site characterization is to describe areas of a site
that may pose a threat to human health or the environment „.  This
is accomplished by first determining a site's physiography,
geology, and hydrology.  Surface and subsurface pathways of
migration will be defined.  The respondent will identify the
sources of contamination and define the nature, extent, and
volume of the sources of contamination, including their physical
and chemical constituents as well as their concentrations at
incremental locations to background in th® affected mediae  The
respondent will also investigate th© extent of migration of this
contamination as well as its volume and any changes in its
physical or chemical characteristics, to provid© for a
comprehensive understanding of th© nature and extent of
contamination at the site.  Using this information, contaminant
fate and transport is then determined and projected.

     During this phase of th© RI/FS, th© work plan, SAP, and
health and safety plan are implemented.  Field data are collected
and analysed to provide th© information required to accomplish
th© objectives of th© study.  Th© respondent will notify SPA at
least two weeks in advance of the field work regarding the
planned dates fo:r field activities, including field lay out of
th® sampling grid, excavation, installation of wells, initiating
sampling, installation and calibration of equipment, pump tests,
and initiation of analysis and other field investigation
activiti©Oo  Th© respondent will demonstrate that the laboratory
and type ©2 laboratory analyses that will be utilized during site
characterisafeieini ®@
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                                                            9835.8


a.   Field Investigation (3.2)

     The field investigation includes the gathering of data to
define site physical characteristics, sources of contamination,
and the nature and extent of contamination at the site.  These
activities will be performed by the respondent in accordance with
the work plan and SAP.   At a minimum, this shall address the
following:

     Implement and document field support activities (3.2.1)

     The respondent will initiate field support activities
     following approval of the  work plan and SAP.   Field support
     activities may include obtaining access to the site,
     scheduling,  and procuring  equipment,  office space,
     laboratory services,  and/or contractors.   The respondent
     will notify EPA at least two weeks prior to initiating field
     support activities so that EPA may adequately schedule
     oversight tasks.  The respondent will also notify EPA in
     writing upon completion of field support activities.

     Investigate and define site physical characteristics (3.2.2)

     The respondent will collect data on the physical
     characteristics of the site and its surrounding areas
     including the physiography,  geology,  and hydrology,  and
     specific physical  characteristics identified in the work
     plan.  This information will be ascertained through a
     combination of physical measurements,  observations,  and
     sampling efforts and will  be utilized to define potential
     transport pathways and receptor populations.   In defining
     the site's physical characteristics the respondent will also
     obtain sufficient  engineering data (such as pumping
     characteristics) for the projection of contaminant fate and
     transport, and development and screening of remedial action
     alternatives, including information to assess treatment
     technologies.

     Define sources of  contamination (3.2.3)

     The respondent will locate each source of contamination.
     For «*ch location, the areal extent and depth of
     contamination will be determined by sampling at incremental
     depths on a sampling grid.   The physical  characteristics and
     chemical constituents and  their concentrations will be
     determined for all known and discovered sources of
     contamination.  The respondent shall conduct sufficient
     sampling to define the boundaries of the  contaminant sources
     to the level established in the QA/QC plan and DQOs.

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                                                            9835.8

     Defining the source of contamination will include analyzing
     the potential for contaminant release (e.g., long term
     leaching from soil), contaminant mobility and.persistence,
     and characteristics important for evaluating remedial
     actions, including information to assess treatment
     technologies.

     Describe the nature and extent of contamination (3.2.4)

     The respondent will gather information to describe the
     nature and extent of contamination as a final step during
     the field investigation.  To describe the nature and extent
     of contamination, the respondent will utilize the
     information on site physical characteristics and sources of
     contamination to give a preliminary estimate of the
     contaminants *hat may have migrated.  The respondent will
     then implement an iterative monitoring program and any study
     program identified in the work plan or SAP such that by
     usirtg analytical techniques sufficient to detect and
     quantify the concentration of contaminants, the migration of
     contaminants through the various media at the site can be
     determined.  In addition, the respondent will gather data
     for calculations of contaminant fate and transport.  This
     process is continued until the area and depth of
     contamination are known to the level of contamination
     established in the QA/QC plan and DQOs.  Information on the
     nature and extent of contamination will be utilized to
     determine the level of risk presented by the site and will
     help to determine aspects of the appropriate remedial action
     alternatives to be evaluated.

b.   Data Analyses (3.4)

     Evaluate site characteristics (3.4.1)

     The respondent will analyze and evaluate the data to
     describe:  (1) site physical characteristics, (2)
     contaminant source characteristics,  (3) nature and extent of
     contamination, and (4) contaminant fate and transport.
     Results of the site physical characteristics, source
     characteristics, and extent of contamination analyses are
     utilized in the analysis of contaminant fate and transport.
     The evaluation will include the actual and potential
     magnitude of releases from the sources, and horizontal and
     vertical spread of contamination as well as mobility and
     persistence of contaminants.  Where modeling is appropriate,
     such models shall be identified to EPA in a technical
     memorandum prior to their use.  All data and programming,
     including any proprietary programs, shall be made available
     to EPA together with a sensitivity analysis.  Also, this

                                10

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                                                             9835.8

     evaluation shall provide any information relevant  to  site
     characteristics necessary for evaluation of the need  for
     remedial action in the risk assessment and for the
     development and evaluation of remedial alternatives.
     Analyses of data collected for site characterisation  will
     meet the DQOs developed in the QA/QC plan stated in the SAP
     (or revised during the RI).

GO   Data Management Procedures (3*5)

     The respondent Hill consistently document the quality and
validity of field and laboratory data compiled during the  RI.


     Document field activities (3.5.1)

     Information g&thered during site characterization  will  be
     consistently documented and adequately recorded by the
     respondent in well maintained field logs and laboratory
     reports.  The method(s) of documentation must b® specifier
     in the work plan and/or the;SAP.  Field logs must  be
     utilized to document observations, measurements„ and
     significant events that have occurred during field
     activities.  Laboratory reports must document sample
     custody, analytical responsibility, analytical rssults,
     adherence to prescribed protocols, nonconformity events,
     corrective measures,  and/or data deficiencies.

     Maintain sample management and tracking (3.5.2; 3.5.3)

     The respondent will maintain field reports,  sample shipment
     records, analytical results,  and QA/QC reports to  ensure
     that only validated analytical data are reported and
     utilized in the development and evaluation of remedial
     alternatives.  Analytical results developed under  th© work
     plan will not b
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                                                            9835.8


     Preliminary Site Characterization Summary (3.7.2)

     After completing field sampling and analysis, the respondent
     will prepare a concise site characterization summary.  This
     summary will review the investigative activities that have
     taken place, and describe and display site data documenting
     the location and characteristics of surface and subsurface
     features and contamination at the site including the
     affected medium, location, types, physical state,
     concentration of contaminants and quantity.  In addition,
     the location, dimensions, physical condition and varying
     concentrations of each contaminant throughout each source
     and the extent of contaminant migration through each of the
     affected media will be documented.  The site
     characterization summary will provide EPA with a preliminary
     reference for developing the risk assessment, and evaluating
     the .development and screening of remedial alternatives and
     the refinement and identification of ARARs.

     Remedial Investigation (RI) Report (3.7.3)

     The respondent will prepare and submit a draft RI report to
     EPA for review and approval after completion of the baseline
     risk assessment (see Task 4).  This report shall summarize
     results of field activities to characterize the site,
     sources of contamination, nature and extent of
     contamination, the fate and transport of contaminants, and
     results of the baseline risk assessment.  The respondent
     will refer to the RI/FS Guidance for an outline of the
     report format and contents.  Following comment by EPA, the
     respondent will prepare a final RI report which
     satisfactorily addresses EPA's comments.

TASK 4 - BASELINE RISK ASSESSMENT (3.4.2)

     A baseline risk assessment will identify and characterize
the toxicity and levels of hazardous substances present,
contaminant fate and transport, the potential for human or
environmental exposure, or both, and the risk of potential
impacts or threats on human health and the environment.  It will
provide tho baoio for determining whether or not remedial action
is necessary, and a justification for performing remedial
actions.  The procedures to perform a baseline risk assessment
for human health are outlined in EPA's Superfund Public Health
Evaluation Manual (SPHEM).  These procedures are outlined below
and must be followed by the respondent.  Other resources that the
respondent must utilize when performing the baseline risk
assessment include:  EPA's Superfund Exposure Assessment Manual
(SEAM), the Integrated Risk Information System (IRIS), the Public

                                12

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                                                            9835.8

Health Risk Evaluation Database (PHRED),  and the Interim Final
Risk Assessment Guidance for Superfund - Environmental Evaluation
Manual.

a.   Human Health and Risk Assessment Components

     The risk assessment process is divided into the four
components listed below„  During th® scoping of the risk
assessment, the respondent will discuss with EPA th® format of
the risk assessment report as well as th® references to be
utilized during the baseline risk assessment.

     Contaminant identification and documentation

     The respondent will review the information that is available
     on the hazardous substances present at the site and will
     identify the contaminants of concern0   Th® indicator
     chemicals, or contaminants of concern, are not chosen solely
     on the basis of chemical-specific ARARs.   Rather, they are
     selected based on quantity,:the concentration of
     contaminants on site as compared to levels that pose a risk,
     or critical exposure pathways, such as drinking water„  Wh®n
     selecting th® indicator chemicals,  the respondent must also
     consider the additive effect of risks.  Th® respondent shall
     submit to EPA for review and approval a technical memorandum
     listing the hazardous substance© present at th® sit® and the
     indicator chemicals with the known corresponding ambient
     concentrations of these contaminants.   Chemical-specific
     ARARs should also be identified at this time.

     Exposure assessment and documentation

     Using the information in th© S&M2,  th
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                                                            9835.8

      for  review and  approval  a description of the  fate and
      transport models that will be utilized, including a summary
      of the  data that will be used with these models.
      Representative.data must be utilized and the  limitations and
      uncertainties with the models must be documented.

      Toxicity  assessment and  documentation

      The  respondent  will utilize the information in IRIS to
      provide a toxicity assessment of the indicator chemicals.
      This assessment will include the types of adverse health
      and/or  environmental effects associated with  chemical
      exposures (including potential carcinogenicity), the
      relationships between magnitude of exposures  and adverse
      effects,  and the related uncertainties for contaminant
      toxicity  (e.g., the weight of evidence fcr a  chemical's
      carcinogenicity).  For those substances lacking an EPA
      toxicity  value  for which the respondent wishes to develop
      its "own toxicity value, the respondent will submit to EPA
      for  review and  approval a technical memorandum listing the
      toxicological and epidemiological studies that will be
      utilized  to perform the toxicity assessment.  All data
      utilized  in the toxicity assessment must be validated and
      have gone through EPA review.  Validation of  data that has
      not  previously  undergone Agency review may be performed as
      long as it does not delay the RI/FS schedule.

      Risk characterization

      The  respondent  will integrate the ambient concentrations and
      reasonable worst case assumptions with the information
      developed during the exposure and toxicity assessments, to
      characterize the current and potential risk to human health
      and  the environment posed by the site.  This  risk
      characterization must identify any uncertainties associated
     with contaminants, toxicities, and/or exposure assumptions.

b.    Baseline  Risk Assessment Deliverables

     The  respondent  is required to prepare the technical
memoranda listed in  Item a of Task 4 of this SOW.  The final risk
assessment report is submitted at the completion of site
characterization with the draft RI report (see Task 3).

      Baseline  Risk Assessment Chapter of the RI Report

      The  baseline risk assessment report will be submitted to EPA
      for  review and  approval.  The report will include a
      comprehensive description of the four components of the risk
      assessment and  will follow the principles established in the

                                14

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                                                            9835.8

     SPHEM.  A discussion of sources of uncertainty, data gaps,
     incomplete toxicity information, and modeling
     characteristics must be included.  The respondent will refer
     to the SPHEM for an outline of the report format.

c. .  Environmental Evaluation and Deliverables

     In addition to the human health risk assessment, the risks
to the environment from exposure to the contaminants must be
addressed.

     Environmental Evaluation Plan

     The respondent will submit for EPA's review and approval a
     plan for the evaluation of the environmental risk.  This
     plan must specify the objectives of the evaluation and the
     information necessary to adequately characterize the nature
     and extent of environmental risk or threat resulting from
     the site.  At a minimum,  this plan must demonstrate how the
     environmental evaluation will address: (1) any critical
     habitats affected by site contamination; and (2) any
     endangered species or habitats of endangered species
     affected by the contamination.  The respondent will utilize
     the Interim Final Risk Assessment Guidance for Superfund -
     Environmental Evaluation Manual.

     Environmental Evaluation Report

     The environmental evaluation report will be submitted to EPA
     for review and approval.   This evaluation may be included in
     the baseline risk assessment report or as a document
     separate from the human health risk assessment.  At a
     minimum, the environmental evaluation report will include an
     assessment of any critical habitats, and any endangered
     species or habitats of endangered species affected by the
     contamination at the site.

TASK 5 - TRBATABILITY STUDIES (RZ/F8 Manual/ Chapter 5)

     Treatability testing will be performed by the respondent to
assist in th* detailed analysis of alternatives.  In addition, if
applicable, testing results and operating conditions will be used
in the detailed design of the selected remedial technology.  The
following activities will be performed by the respondent.

a.   Determination of Candidate Technologies and of the Need for
     Testing (5.2; 5.4)

     The respondent will identify in a technical memorandum,
subject to EPA  review and approval, candidate technologies for a

                                15

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                                                            9835.8

treatability studies program during project planning (Task 1).
The listing of candidate technologies will cover the range of
technologies required for alternatives analysis (Task 6 a.)  The
specific data requirements for the testing program will be
determined and refined during site characterization and the
development and screening of remedial alternatives (Tasks 2 and
6, respectively).

     Conduct literature survey and determine the need for
     treatabilitv testing (5.2)

     The respondent will conduct a literature survey to gather
     information on performance, relative costs, applicability,
     removal efficiencies, operation and maintenance (O&M)
     requirements, and implementability of candidate
     technologies.  If practical candidate technologies have not
     been sufficiently demonstrated, or cannot be adequately
     evaluated for this site on the basis of available
     information, treatability testing will be conducted.  Where
     it is determined by EPA that treatability testing is
     required, and unless the respondent can demonstrate to EPA's
     satisfaction that they are not needed, the respondent will
   .  submit a statement of work to EPA outlining the steps and
     data necessary to evaluate and initiate the treatability
     testing program.


     Evaluate treatabilitv studies (5.4)

     Once a decision has been made to perform treatability
     studies, the respondent and EPA will decide on the type of
     treatability testing to use (e.g., bench versus pilot).
     Because of the time required to design, fabricate, and
     install pilot scale equipment as well as perform testing for
     various operating conditions, the decision to perform pilot
     testing should be made as early in the process as possible
     to minimize potential delays of the FS.  To assure that a
     treatability testing program is completed on time, and with
     accurate results, the respondent will either submit a
     separate treatability testing work plan or an amendment to
     the original site work plan for EPA review and approval.

b.   Treatability Testing and Deliverables (5.5; 5.6; 5.8)

     The deliverables that are required, in addition to the
memorandum identifying candidate technologies, where treatability
testing is conducted include a work plan, a sampling and analysis
plan, and a final treatability evaluation report.   EPA may also
require a treatability study health and safety plan,  where
appropriate.

                                16

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                                                       9835.8
Treatability testing work plan  (5.5)

The respondent.will prepare a treatability testing work plan
or amendment to the original site work plan for EPA review
and approval describing the site background, remedial
technology(ies) to be tested, test objectives, experimental
procedures, treatability conditions to be tested,
measurements of performance, analytical methods, data
management and analysis, health and safety, and residual
waste management.  The DQOs for treatability testing should
be documented as well.  If pilot-scale treatability testing
is to be performed, the pilot-scale work plan will describe
pilot plant installation and start-up, pilot plant operation
and maintenance procedures, operating conditions to be
tested, a sampling plan to determine pile, plant
performance, and a detailed health and safety plan.  If
testing is to be performed off-site, permitting requirements
wiir be addressed.

Treatabilitv study SAP (5.5)

If the original QAPP or FSP is not adequate for defining the
activities to be performed during the treatability tests, a
separate treatability study SAP or amendment to the original
site SAP will be prepared by the respondent for EPA review
and approval.  Task l, Item c. of this statement of work
provides additional information on the requirements of the
SAP.

Treatability study health and safety plan (5.5)

If the original health and safety plan is not adequate for
defining the activities to be performed during the treatment
tests, a separate or amended health and safety plan will be
developed by the respondent.  Task 1, Item c. of this
statement of work provides additional information on the
requirements of the health and safety plan.  EPA does not
"approve" the treatability study health and safety plan.

Treatability study evaluation report  (5.6)

Following completion of treatability testing, the respondent
will analyze and interpret the testing results in a
technical report to EPA.  Depending on the sequence of
activities, this report may be a part of the RI/FS report or
a separate deliverable.  The report will evaluate each
technology's effectiveness, implementability, cost and
actual results as compared with predicted results.  The
report will also evaluate full-scale application of the

                           17

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                                                             9835.8

     technology,  including a sensitivity analysis identifying the
     key parameters affecting  full-scale operation.

TASK 6 - DEVELOPMENT AND SCREENING OF REMEDIAL ALTERNATIVES
          (RI/FS Manual, Chapter 4)

     The development and screening of remedial alternatives  is
performed to develop an appropriate range of waste management
options that will be evaluated.  This range of alternatives
should include as appropriate, options in which treatment is used
to reduce the toxicity, mobility, or volume of wastes, but
varying in the types of treatment, the amount treated, and the
manner in which long-term residuals or untreated wastes are
managed; options involving containment with little or no
treatment; options involving both'treatment and containment; and
a no-action alternative.  The  following activities will be
performed by the respondent as a function of the development and
screening^ of remedial alternatives.

a.   Development and Screening of Remedial Alternatives (4.2)

     The respondent will begin to develop and evaluate a range of
appropriate waste management options that at a minimum ensure
protection of human health and the environment, concurrent with
the RI site characterization task.

     Refine and document remedial action objectives (4.2.1)

     The respondent will review and if necessary propose
     refinement to the site-specific remedial action objectives
     that were established by EPA prior to negotiations between
     EPA and the respondent.  The revised remedial action
     objectives will be documented in a technical memorandum.
     These objectives will specify the contaminants and media of
     interest, exposure pathways and receptors, and an acceptable
     contaminant level or range of levels (at particular
     locations for each exposure route).

     Develop general response actions (4.2.2)

     The respondent will develop general response actions for
     each ••diua of interest defining containment, treatment,
     excavation, pumping, or other actions, singly or in
     combination, to satisfy the remedial action objectives.

     Identify areas or volumes of media (4.2.3)

     The respondent will identify areas or volumes of media to
     which general response actions may apply, taking into
     account requirements for protectiveness as identified in the

                                18

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                                                       9835.8

remedial action objectives.  The chemical and physical
characterization of the site will also be taken into
account.

Identify, screen, and document remedial technologies (4.2.4;
4.2.5)

The respondent will identify and evaluate technologies
applicable to each general response action to eliminate
those that cannot be implemented at the site.  General
response actions will be refined to specify remedial
technology types.  Technology process options for each of
the technology types will be identified either concurrent
with the identification of technology types, or following
the screening of the considered technology types.  Process
options will be evaluated on the basis of effectiveness,
implementability, and cost factors to select and retain one
or, if necessary, more representative process for each
technology type.  The technology types and process options
will be summarized for inclusion in a technical memorandum.
The reasons for eliminating alternatives must be specified.

Assemble and document alternatives (4.2.6)

The respondent will assemble selected representative
technologies into alternatives for each affected medium or
operable unit.  Together, all of the alternatives will
represent a range of treatment and containment combinations
that will address either the site or the operable unit as a
whole.  A summary of the assembled alternatives and their
related action-specific ARARs will be prepared by the
respondent for inclusion in a technical memorandum.  The
reasons for eliminating alternatives during the preliminary
screening process must be specified.

Refine alternatives

The respondent will refine the remedial alternatives to
identify contaminant volume addressed by the proposed
process and sizing of critical unit operations as necessary.
Sufficient information will be collected for an adequate
comparison of alternatives.  Remedial action objectives for
each Mdiun will also be refined as necessary to incorporate
any new risk assessment information being generated from the
remedial investigation.  Additionally, action-specific ARARs
will be updated as the remedial alternatives are refined.
                          19

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                                                            9835.8


     Conduct and document screening evaluation of each
     alternative (4.3)

     The respondent may perform a final screening process based
     on short  and long term aspects of effectiveness,
     implementability, and relative cost.  Generally, this
     screening process is only necessary when there are many
     feasible  alternatives available for detailed analysis.  If
     necessary, the screening of alternatives will be conducted
     to assure that only the alternatives with the most favorable
     composite evaluation of all factors are retained for further
     analysis.

     As appropriate, the screening wiLl preserve the range of
     treatment and containment alternatives that was initially
     developed.  The range of remaining alternatives will include
     options that use treatment technologies and permanent
     solutions to the maximum extent practicable.  The respondent
     will prepare a technical memorandum summarizing the results
     and reasoning employed in screening, arraying alternatives
     that remain after screening, and identifying the action-
     specific  ARARs for the alternatives that remain after
     screening.

b.    Alternatives Development and Screening Deliverables (4.5)

     The respondent will prepare a technical memorandum
summarizing the work performed in and the results of each task
above, including an alternatives array summary.  These will be
modified by the respondent if required by EPA's comments to
assure identification of a complete and appropriate range of
viable alternatives to be considered in the detailed analysis.
This deliverable will document the methods, rationale, and
results of the alternatives screening process.

TASK 7 - DETAILED ANALYSIS OF REMEDIAL ALTERNATIVES (RI/F8
         Guidance,  Chapter 6)

     The detailed analysis will be conducted by the respondent to
provide EPA with the information needed to allow for the
selection of a site remedy.   This analysis is the final task to
be performed by the respondent during the FS.

a.   Detailed  Analysis of Alternatives (6.2)

     The respondent will conduct a detailed analysis of
alternatives which will consist of an analysis of each option
against a set  of nine evaluation criteria and a comparative


                                20

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                                                            9835.8

analysis of all options using the same evaluation criteria as a
basis for comparison.

     Apply nine criteria and document analysis (6.2.1 - 6.2.4)

     The respondent will apply nine evaluation criteria to the
     assembled remedial alternatives to ensure that the selected
     remedial alternative will be protective of human health and
     the environment; will be in compliance with, or include a
     waiver of, ARARs; will be cost-effective; will utilize
     permanent solutions and alternative treatment technologies,
     or resource recovery technologies, to the maximum extent
     practicable; and will address the statutory preference for
     treatment as a principal element.  The evaluation criteria
     include:  (1) overall protection of human health and the
     environment; (2) compliance with ARAKs; v'3)  long-term
     effectiveness and permanence; (4) reduction of toxicity,
     mobility, or volume; (5)  short-term effectiveness; (6)
     implementability; (7) cost; (8)  state (or support: agency)
     acceptance; and (9)  community acceptance.  (Note: criteria 8
     and 9 are considered after the RI/FS report has been
     released to the general public.)   For each alternative, the
     respondent should provide: (1) a description of the
     alternative that outlines the waste management strategy
     involved and identifies the key ARARs associated with each
     alternative, and (2) a discussion of the individual
     criterion assessment.  If the respondent does not have
     direct input on criteria (8) state (or support agency)
     acceptance and  (9)  community acceptance, these will be
     addressed by EPA.

     Compare alternatives against each other and document the
     comparison of alternatives (6.2.5; 6.2.6)

     The respondent will perform a comparative analysis between
     the remedial alternatives.  That is, each alternative will
     be compared against the others using the evaluation criteria
     as a basis of comparison.  Identification and selection of
     the preferred alternative are reserved by EPA.  The
     respondent will prepare a technical memorandum summarizing
     the results of the comparative analysis.

b.   Detailed Analysis Deliverables (6.5)

     In addition to the technical memorandum summarizing the
results of the comparative analysis,  the respondent will submit a
draft FS report to EPA for review and approval.  Once EPA's
comments have been addressed by the respondent to EPA's
satisfaction, the final FS report may be bound with the final RI
report.

                                21

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                                                       9835.8


Feasibility study report  (6.5)

The respondent, will prepare a draft FS report for EPA review
and comment.  This report, as ultimately adopted or amended
by EPA, provides a basis  for remedy selection by EPA and
documents the development and analysis of remedial
alternatives.  The respondent will refer to the RI/FS
Guidance for an outline of the report format and the
required report content.  The respondent will prepare a
final FS report which satisfactorily addresses EPA's
comments.
                           22

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                                                            9835.8

                     REFERENCES FOR CITATION

     The following list, although not comprehensive, comprises
many of the regulations and guidance documents that apply to the
RI/FS process:

The (revised) National Contingency Plan

"Guidance for Conducting Remedial Investigations and Feasibility
Studies Under CERCLA," U.S. EPA, Office of Emergency and Remedial
Response, October 1988, OSWER Directive No. 9355.3-01.

"Interim Guidance on Potentially Responsible Party Participation
in Remedial Investigation and Feasibility Studies," U.S. EPA,
Office of Waste Programs Enforcement,  Appendix A to OSWER
Directive No. 9355.3-01.

"Guidance, on Oversight of Potentially Responsible Party Remedial
Investigations and Feasibility Studies,11 U.S.  EPA, Office of
Waste Programs Enforcement, (forthcoming),  OSWER Directive No.
9835.3.

"A Compendium of Superfund Field Operations Methods," Two
Volumes, U.S. EPA, Office of Emergency and Remedial Response,
EPA/540/P-87/001a, August 1987,  OSWER Directive No. 9355.0-14.

"EPA NEIC Policies and Procedures Manual,"  May 1978, revised
November 1984, EPA-330/9-78-001-R.

"Data Quality Objectives for Remedial  Response Activities," U.S.
EPA, Office of Emergency and Remedial  Response and Office of
Waste Programs Enforcement, EPA/540/G-87/003,  March 1987, OSWER
Directive No. 9335.0-7B.

"Guidelines and Specifications for Preparing Quality Assurance
Project Plans," U.S.  EPA, Office of Research and Development,
Cincinnati,  OH, QAMS-004/80, December 29, 1980.

"Interim Guidelines and Specifications for Preparing Quality
Assurance Project Plans," U.S. EPA, Office of Emergency and
Remedial Response, QAMS-005/80,  December 1980.

"Users Guide to the EPA Contract Laboratory Program," U.S. EPA,
Sample Management Office, August 1982.

"Interim Guidance on Compliance with Applicable or Relevant and
Appropriate Requirements," U.S.  EPA,  Office of Emergency and
Remedial Response, July 9, 1987, OSWER Directive No. 9234.0-05.
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                                                            9835.8
"CERCLA Compliance with Other Laws Manual," Two Volumes, U.S.
EPA, Office of Emergency and Remedial Response, August 1988
(draft), OSWER Directive No. 9234.1-01 and -02.

"Guidance on Remedial Actions for Contaminated Ground Water at
Superfund Sites," U.S. EPA, Office of Emergency and Remedial
Response, (draft), OSWER Directive No. 9283.1-2.

"Draft Guidance on Preparing Superfund Decision Documents," U.S.
EPA, Office of Emergency and Remedial Response, March 1988, OSWER
Directive No. 9355.3-02

"Superfund Public Health Evaluation Manual," U.S. EPA, Office of
Emergency and Remedial Response, EPA/540/1-86/060, October 1986,
OSWER Directive No. 9285.4-1.

"Superfund Exposure Assessment Manual," U.S. EPA, Office of
Emergency and Remedial Response, September 22, 1987, OSWER
Directive No. 9285.5-1.

"Interim Final Risk Assessment Guidance for Superfund -
Environmental Evaluation Manual," U.S. EPA, Office of Emergency
and Remedial Response, March 1989, OSWER Directive No. 9285.7-01.

"Health and Safety Requirements of Employees Employed in Field
Activities," U.S. EPA, Office of Emergency and Remedial Response,
July 12, 1981, EPA Order No. 1440.2.

OSHA Regulations in 29 CFR 1910.120 (Federal Register 45654,
December 19, 1986).

"Interim Guidance on Administrative Records for Selection of
CERCLA Response Actions," U.S. EPA, Office of Waste Programs
Enforcement, March 1, 1989, OSWER Directive No. 9833.3A.

••Community Relations in Superfund:  A Handbook," U.S. EPA, Office
of Emergency and Remedial Response, June 1988, OSWER Directive
No. 9230.0-3B.

"Community, Halations During Enforcement Activities And
Development^ of the Administrative Record,1* U.S. EPA, Office of
Waste Programs Enforcement, November 1988, OSWER Directive No.
9836.0-1A.
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