PLANNING
FOR SOLID WASTE MANAGEMENT

                     Symposium
            of State and Interstate
      Solid Waste Planning Agencies
            September 9-11, 1969
                St. Louis, Missouri

-------
                     Symposium
        of State and Interstate
Solid Waste  Planning Agencies
         September 9-11,  1969
             St. Louis, Missouri
 This publication (SW-2p) was edited by Lillian A. Glucfeman
      U.S. ENVIRONMENTAL PROTECTION AGENCY
                              1971

-------
              This is a U.S. Enuironmental Protection Agency Publication.


This publication is also in the Public Health Service numbered series as Public Health
Service Publication No. 2093. Its entry in two government publication  series is the result
of a publishing interface reflecting the transfer of the Federal solid waste management
program from the U.S. Public Health Service to the U.S. Environmental Protection Agency.
               LIBRARY OF CONGRESS CATALOG CARD NO. 71-611731
         For sale by the Superintendent of Documents, U.S. Government Printing Office
                          Washington, D.C. 20402- Price 45 cents
                               Stock Number 6502-3307

-------
  ENVIRONMENTAL QUALITY-A NATIONAL GOAL
THE QUALITY  OF OUR ENVIRONMENT can hardly be good if
we let ourselves  become inundated by oceans of waste. Yet solid
waste presents us with a problem that  is not easy to solve. In
quantity,  indestructability,  and ugliness, these wastes constitute
an overwhelming burden.  In hazards to health, menace  to welfare,
and, of  course, in sheer expense, they  represent  a source of
nationwide concern. The  problem and its consequences have both
multiplied in size with our  increase in population and advance in
urbanization.
   To  aid  our distressed cities and States, the Congress enacted
the Solid Waste  Disposal Act of 1965.  The first grants became
available  to the  States for  the planning of solid waste  manage-
ment programs in June 1966. States have received planning grants
from the Bureau of Solid Waste Management of the Public Health
Service over a  period of three years.  In September 1969, the
Bureau convened a meeting  of the State and regional  officials
who have  been  developing such plans  to assess the progress in
planning  and implementation of solid  waste  management pro-
grams.  This volume contains  the proceedings of that conference.
   States  that obtained their planning  grants in 1967 and  1968
are  obviously somewhat ahead of other  States  that were delayed
in initiating their plans. However, the  conference clearly  shows
that  data have been collected, State plans outlined,  and  in  some
cases  legislation  enacted and implementation begun. The con-
ference also brought out rather clearly the problems encountered
and the lessons involved for future action.

   It is significant that the name of the program and its identity
have changed in the three-year period. The Act of 1965 is known as
the Solid Waste Disposal Act,  and the program that administered it
was  known  as  the  Solid  Wastes  Program.  Thereafter  it  was
recognized that  "disposal" was  not the appropriate word to use,
and the term "solid waste management"  came into existence. The
change in  name is  an  important indication  of a  change in
philosophy.  We  cannot today merely dispose  of wastes—burning
them pollutes the air; throwing them into  oceans and rivers pollutes
                              ill

-------
the water and  the  shore; dumping them is ugly, unhealthy, and
obviously self-limiting. Our watchword in planning must be manage-
ment, so that wastes are used, reclaimed, recycled, even prevented.

    While the name of the program was changing, a new national
consciousness  of  the urgency  of environmental  control  was
emerging. In late 1970, by  order  of  the  President, the environ-
mental programs of many Federal  departments were combined in
the Environmental Protection  Agency, and Solid Waste Manage-
ment became an Office in that agency.

    The goal of environmental quality remains the preeminent con-
sideration. The planning of solid waste management programs  to
help achieve that goal is clearly important. Therefore we are present-
ing  the  report of the planning symposium of September 1969,
retaining the terminology then used. Although we now have a Solid
Waste Management Office of the Environmental Protection Agency
instead of a  Bureau of Solid Waste Management of the Department
of Health, Education,  and Welfare,  the purpose  remains the same-
achievement of environmental quality.
                                  -RICHARD D.  VAUGHAN
              Deputy Assistant Administrator for Solid Waste Management
May 1971
                             iv

-------
                       CONTENTS

Planning for Solid Waste Disposal
   Richard D. Vaughan	   1

America's Biggest Industry: The Production of Waste
  J. Caleb Boggs	   5

The Planning Process
   Thomas H. Roberts  	 13

Workshops on Planning for Solid Waste Management	 21

Data for Solid Waste Planning:  What is Past is Prologue
  Leo Weaver	29

Workshops on Data for Solid Waste Planning	37

Intergovernmental Cooperation and  Public Involvement in Solid
  Waste Management
  Patrick Healy 	41

Workshops on Intergovernmental Cooperation and
  Public Involvement	47

Solid Waste Legislation
  Hugh Mields, Jr	51

Workshops on Solid Waste Legislation  	61

Implementation of Solid Waste Management Plans
  Frank Bowerman	67

Workshops on Implementation of Solid Waste Management
   Plans  	  73
The Light at the End of the Tunnel
  H. Lanier Hickman, Jr	77

Symposium Participants	81

Subject Index	89

Author Index  	    92

-------
     PLANNING FOR SOLID WASTE MANAGEMENT
        Welcoming Address to the National Symposium
                    of Planning Agencies

                    Richard D.  Vaughan*

   Welcome  to  the  National Symposium of State and Interstate
Solid Waste  Planning  Agencies.  This meeting is an important
landmark. In September 1966, representatives of the solid waste
planning agencies of our States  met to discuss the conduct of a
National Survey of Community  Solid  Waste Practices  and to
consider the  development of comprehensive solid waste plans. At
that time, our efforts in this field were just  beginning, since the
Solid Waste  Disposal Act had  been passed only a short time
before  (Public  Law 89-272, October  1965). We can view with
some satisfaction our progress in the brief period of  three years,
and we  can now chart a course to finish the job.
   This meeting includes invited representatives of present  and
potential recipients  of grants from the Bureau of Solid Waste
Management. There  are  now  48  political entities—States, terri-
tories, and  regions—which  have received  matching  grants  and
which are now  proceeding with  their  solid waste planning. This
Symposium, however, includes representatives from 47 of the 50
States,  the District  of Columbia, the  Commonwealth of Puerto
Rico, the territories  of Guam and American  Samoa,  and 4 inter-
state  agencies,  even  though some of  these are not yet grant
recipients. Such broad participation is an  indication  of the  far-
reaching significance of the solid waste  problem.  All the States
recognize the need for planning  to meet the  problem, whether or
not they have planning grants  from the Bureau of  Solid Waste
Management.
   The  role of the  Bureau of Solid Waste Management is a direct
outgrowth of the Solid Waste Disposal Act of  1965.  Participants
in this  Symposium  are well aware of the Bureau's  function in
encouraging comprehensive solid  waste planning through the grant
mechanism,  and I need  hardly  tell you about  the problems of
solid  waste. The members  of this Symposium know about these
* Assistant Surgeon General, Acting Commissioner of Solid Waste Management Office,
 U. S. Environmental Protection Agency.

                              1

-------
2                           Vaughan

problems  from first-hand experience.  This group  is "where the
action is" in the  continuing effort to  properly manage mounting
solid waste loads.
   The purpose of the Symposium is to permit you to share your
experiences  with  one  another  and with  our staff. At the  same
time,  we  want to share with you some  of our ideas, based on
experience.

   I am sure we all agree that any activity develops best when it
is well planned. The need for planning is so important that Con-
gress  provided in  the Solid Waste  Disposal  Act  for  matching
grants to  State  and  interstate  agencies to encourage them to
develop  comprehensive plans for solid waste management. Con-
gress  recognized  that control of solid wastes is primarily  a State
and local responsibility, and that the  States need to plan for the
proper  management  of this  responsibility. Because planning  is
necessary,  the  Congress pledged funds for planning as the initial
step in solid waste management.
   What is  a solid waste plan? How do  you go about planning?
How  is a plan prepared? What data are  necessary? How do you
coordinate your  plans  with those  of other government agencies?
What kind  of  legislation  should the plan call for? How are you
going to see that counties and municipalities conform to the State
plan? What provision  needs  to be made for updating the  plan?
And,  most important, how are you going to gain the support of
the people of your State to allow implementation of the plan?
   These are some  of the points to be  discussed in  this  Sym-
posium. This will be a working meeting in which  every participant
will contribute. We have  five major fields for exploration: (1) the
planning process;  (2)  data acquisition; (3) intergovernmental co-
operation and  public  involvement; (4) legislation;  and  (5)  imple-
mentation of the plan. An authority in each area, a  person of
broad experience—not necessarily acquainted with the detailed pro-
cedural concerns  of grant operation—will keynote the discussion
of each major topic.  They will not talk procedures, but  rather
substance. Following  each presentation,  the Symposium  partici-
pants will discuss the topic in small groups.

   This  Symposium has come  none too  soon. Most of the States
are in their second  or third year of survey and analysis prepara-
tory  to  the development of effective plans. It  is imperative that

-------
                        Welcoming Address                         3

we understand not only the planning process, but also the ingredi-
ents of a comprehensive solid waste  management plan. Because the
Federal program is comparatively new, we have not always been
able  to provide the  necessary  guidance early enough.  In  this
Symposium,  every  representative should  obtain a  better under-
standing of what planning is  and  what a solid waste management
plan should encompass. Since the delegates here are the working
representatives of their agencies,  what is  learned  here should have
immediate  application.
   Keynote for  our  three-day  session will be set  forth  by the
Honorable  J.  Caleb  Boggs who will share with  us his views  and
knowledge  based on his  position as ranking minority member of
the Subcommittee on  Air and Water of the Senate  Public Works
Committee. Our speaker  served as  Representative-at-large for his
State in the  80th, 81st, and  82nd  Congresses. He  was twice
elected  Governor  of Delaware, and served as Chairman of the
National Governors' Conference in  1959. The  following year he
was  elected President of the Council of State Governments. Since
1960, he has  served his State in the U.S. Senate. His vast experi-
ence in State  and National government and his particular concern
for the  quality of our environment give him special competence in
both planning and  legislative implementation.  It is with great
pleasure that I present  the Honorable J. Caleb Boggs, United States
Senator from the State  of Delaware.

-------
            AMERICA'S BIGGEST INDUSTRY:
             THE PRODUCTION OF WASTE

                       /. Caleb Boggs*
    I  am extremely honored to join you today to participate in
 this important session  to discuss  a problem that affects every
 American as few  other  problems  affect him—our national  trash
 pile.  The problem of our solid wastes is  as crucial as any this
 nation faces  in the latter third of the twentieth  century. You are
 the men and women who will create and perfect  the systems to
 free humanity from  the burden of its  discards. I see no  more
 socially beneficial  job than protecting and enhancing our environ-
 ment—the job you  are doing.
    In the course of my preparation for this session, I checked the
 annual report on public  works of  a county in my home State of
 Delaware. The report discussed the trash collection problem and
 came to the  conclusion that the mounting  piles of rubbish in our
 Nation  will require that "more and more money and brains will
 have to be thrown into trash."
    We seem  to be following that prescription. Lots of brains are
 "going into trash"—the  brains of planners,  legislators and admini-
 strators.  More  money seems  to be "going into trash," too. It
 remains  to  be seen whether we  have  put in  enough brains or
 enough money.
    I  applaud the  Bureau  of Solid  Waste  Management for con-
 vening this  National  Symposium  of State  and Interstate  Solid
 Waste  Planning Agencies.  And I  must  add that I am doubly
 delighted to  know that  my  State of Delaware  is so ably  repre-
 sented by Frederick Stiegler, of the State Board of Health.
    Perhaps it would be helpful if I should tell you something of
 the way in which  the Congress looks at our environment and the
 kinds of legislation we  are discussing in an effort to enhance it.
 Such  a viewpoint may be helpful to you as you discuss the topics
 listed in your programs.
* U.S. Senator from Delaware, Member, Subcommittee on Air and Water, Senate Public
 Works Committee.

-------
                              Boggs
   I know you are familiar with the  statistics on our national
trash pile, but I  believe they need  to  be reiterated regularly to
make us constantly aware of the magnitude of the problem. The
President's Science Advisory Committee found not long ago that
"each year we must dispose of 48 billion cans, 26 billion bottles
and jars, 65 billion metal and plastic caps and crowns, plus more
than half a  billion dollars worth of miscellaneous packaging ma-
terial."
   Waste is America's  number one industry in terms of tonnage,
for we produce far more tons of waste than we  produce tons of
steel or tons of cars or tons of any other product.
   For  each American we annually produce 13 tons of wastes of
one  sort or  another.  Put another way, we annually  discard as
unusable approximately  170 times our  body weight in used soft-
drink bottles, tailings  from mining operations,  junk cars,  old
newspapers, and other equally solid  waste materials.  As we grow
more affluent, this tonnage mounts. We buy  our soft drinks in
disposable bottles and clothe our infants with throw-away diapers,
adding  new burdens to  the Nation's disposal  problem. We have
become  a  society  of  discarders. Our  improved  technology taps
lower grade ores, which create more  waste  for each ton of useful
material. This expands our waste production  at  an almost geo-
metric rate. And  our discards pollute  the environment as surely as
DDT or auto exhaust.
   The humorist,  Art Buchwald, has  imagined  a glorious  day
when  a spaceship from Venus  might land  in  a desolate area
identified on  the  Venusian space charts as "Manhattan." As the
travelers from Venus  examine the landscape,  a  professor radios
the  news back  to  his  native  planet: "We  have  come to  the
conclusion that there is no life on Earth," the professor  says.
"For one thing,  the  Earth's surface  in the area  of Manhattan is
composed of solid concrete and nothing  can grow there.  For
another, the atmosphere is filled with carbon monoxide and other
deadly  gases,  and  nobody  could possibly  breathe this  air  and
survive."
    Norman Cousins,  the knowledgeable editor of the Saturday
Review,  recently  sought to  define  the  major problems  con-
fronting mankind. Peace is  of course the  first  problem—the
need for all  peoples  to get along together. A second problem is
the need for  man to  control his  environment, to  preserve the air

-------
                        Production of Waste                        7

he breathes,  the  water he drinks and the land he lives on so that
he can live and  can  enjoy living. Mr. Cousins then made what I
consider his  major  point—a  most hopeful  point—each  of  these
problems  is  man-made, and  therefore each must be within  the
reach of man's ability to solve.
   President  Nixon has shown his commitment to the eradication
of environmental pollution through  his  creation of the cabinet-
level  Environmental  Quality  Council.  That commitment to  en-
hance  our environment permeates  the White House.  The  Presi-
dent's Science Advisor, Dr.  Lee A.  DuBridge,  recently spoke of
the need  for  the Council to find ways  to  improve cooperation
between the  Federal, State, and local governments  for  the best
method of disposal of solid waste.
   The enormity of this problem is great. The Congress, I believe,
sees a need for action. That is why we in the Senate Public Works
Committee are pressing forward on the proposed  Resource  Re-
covery Act, which is designed to improve and expand  the  1965
Solid  Waste Disposal  Act.  Similar legislation has been introduced
in the House of Representatives.
   The Solid  Waste  Disposal Act of 1965 authorized a research
and development program aimed at providing new technology  for
collection and disposal of solid wastes. Grants have been made  for
State  and  interstate   planning,  interstate cooperation,  research,
demonstration, training, and other  programs. Results thus far  are
promising,  but under the  1965 Act no grants have been available
for construction  of facilities  for disposal. This  is in contrast to
the National  effort to combat water pollution which has provided
construction grants to the States.
   The major thrust  of the first solid waste legislation was  de-
signed to provide the base for correcting the deficiences in  exist-
ing systems  and  to  develop new methods and techniques  for
collection and disposal of  wastes. With the growing awareness of
the extent  of the problem, many of us have come to realize that
simply extending and strengthening  current systems  will probably
not provide the answer.
   As  a result, the pending legislation  amending the Solid Waste
Disposal Act  would provide financial assistance  for the  construc-
tion of solid  waste disposal facilities. It would provide grants  for
construction up to 25 percent for individual cities, or 50 percent
for a regional' facility. In addition, it would allow the Secretary of

-------
                             Boggs
Health, Education, and Welfare to increase the grant by half again
as  much—to  37Vz percent  for  individual communities  and 75
percent for regional facilities—where projects  used new  or im-
proved technology.
    Also  significant is  the bill's  price  tag—about  $800,000,000
over five years. I consider that a sign that the Congress intends to
take a major step toward ridding this nation of clutter.
    Should this legislation pass, it might, of course, be affected by
President  Nixon's  announcement on reducing construction pro-
jects. However, I  feel confident that the Nixon administration is
committed to environmental programs  since the President exemp-
ted from  the  cutback,  projects of "the highest social priority." I
can think of no greater social priority than the  protection of the
environment in which we live.
    The legislation, as planned, provides the opportunity for cities,
States or regional  units to initiate, explore, and test new collec-
tion and disposal  techniques. It offers  heavy Federal support and
places strong  emphasis  on a Federal-State-local partnership to
protect and enhance the quality of the  environment.
    In  addition  to  support for construction, the proposed legisla-
tion would augment the  Federal share of planning costs in the
field  of solid wastes. The present law  provides up  to 50 percent
of  the costs  of surveys  of  solid waste  disposal  practices.  The
proposed  law raises the participation to two-thirds of the cost for
individual  municipalities and  75 percent  for  regional  organiza-
tions.
    Four days of hearings are scheduled for late September, 1969
with  further hearings to take place in the field. Many of you, I
hope,  will  be  able  to attend to give us  the  benefit of  your
invaluable guidance and knowledge.
    Senator  Edmund  S. Muskie of Maine, when  the new bill was
introduced  last April,  made  an important observation on the
Senate floor:   "I do  not  believe  that  America  can  continue
indefinitely to burn, bury, or throw away the solid wastes generated
by  its  people. There simply are not enough resources, enough land
area, or enough clear air and clear water to permit the mere refine-
ment of existing approaches to solid waste management."

    Too little  thought, I believe, has  centered  on just such en-
vironmental issues, the finite supply of materials available in and

-------
                        Production of Waste                        9


on earth.  The  world  supply of  nickel, I understand, will be
depleted before the end of this century if the current usage rate
continues.  Obviously, more and  more  nickel-users will have to
turn  to  alternative  metals. Perhaps  our  five-cent coin  may be
known  someday as  a  "steel." Who  today is  considering  what
effect the lack of nickel would have? What other materials are in
this category?
   I  am convinced  a role exists for  the  Federal Government in
establishing a coordinated materials policy; not to dictate usage of
materials, but to provide  inventories  of  world supplies of materi-
als, assistance in research  into alternatives for those materials in
short supply  or damaging to the environment, and promotion of
economic methods  for recycling  discarded products back into the
economy.
   We may invent bottles that dissolve when broken, or cans that
degrade.  We may be able to devise methods for quick and profita-
ble disposal of cars, instead of piling  old  autos on dumps to rust
away.
   The  discovery of more efficient  ways to produce materials
that do not persist in the  environment following use, might go far
toward reducing  the $3.4 billion we  spend each year  for garbage
collection and disposal in our urban areas.
   We must begin  to look at the  trash heaps  of our Nation as
mines, potentially as valuable as the  Comstock  Lode. A typical
ton of municipal waste  contains a third of the heat potential of a
ton  of  coal.  This  is just  one example of a  currently wasted
resource.
   The  materials problem must  be faced from  two directions—
from  its source, and  after it has completed its useful life.
   During this session of Congress, I hope to introduce an amend-
ment to  the pending Resource Recovery Act (S.2005) to create a
Presidential  Commission  on Materials Policy.  The Commission
would have broad authority to pursue questions of coordination
of materials policy  toward a goal of environmental enhancement,
reporting to the Congress its suggestions for action.
   This proposed amendment is the outgrowth of two very know-
ledgeable reports on  materials  policy, a survey published by the
Senate Committee  on  Public  Works in  January 1968, and  a
second, more detailed report recently  released by the  same com-

-------
10                           Boggs

mittee.  The latter,  called Toward a National Materials Policy, was
prepared by some of the Nation's most prominent experts in the
materials field. After an intensive examination of the subject, these
experts  conclude:

        We should  insure an adequate  supply of all types of
     materials needed in appropriate balance for our  produc-
     tion  requirements,  both in peace and during national
     emergencies; we should  husband  our resources by ef-
     ficient processing  techniques and by  the  use  of com-
     monly available materials as alternates for materials that
     may become short in supply.
        Future  concerns  will  involve  the ability  of  the
     materials and  energy resource base to support national
     and world aspirations for  economic growth,  and  the
     implications for the economy of periodic changes in the
     relative prices  of various materials.
        We need to develop new materials with  novel proper-
     ties to satisfy  the  more stringent  demands of advanced
     technologies.
        Finally, it  is of the  utmost importance  that, from
     the initial states  of production  of materials  through
     their  ultimate use and disposal, we  conduct  our opera-
     tions  and activities in such  a way as to minimize pollu-
     tion  of air and water and to avoid despoliation of the
     environment, both physical and biological.

    Solid wastes were a public problem long before the  advent of
our industrialized society.  On the coast of Maine, there is a huge
pile of clam shells left beside the Damariscotta River by a tribe
of  Indians long ago. Like us,  they had no method of disposing of
their no-longer-needed shells, so they threw them  on  a giant heap.
Today  it  is  a tourist  attraction.  However, not all wastes are
picturesque.
    We  may  find it difficult  to charge admission to view  aban-
doned  freight  cars and refrigerators. George Butcher, director of
the Public Works Department of New Castle County, Delaware,
includes a page of cartoons  in  a recent report.  One cartoon  is
headed Collecting  refuse  will one  day carry great  prestige and
affluence. The drawing  shows  a dejected son telling his father that

-------
                       Production of Waste                       11


he has flunked the Department of  Sanitation test. Father answers:
"You know what that means, son, Medical School."
   The fact is  that  we  are dealing with  man's health  and his
survival as  a civilized being when  we tackle  the problem  of solid
wastes. Man surrounded by piles of garbage is little removed from
man surrounded by an epidemic of plague. Proper health measures
defeated plague. I feel confident that planning and proper measures
can master  our solid waste problems as well.

-------
                THE PLANNING PROCESS
                      Thomas H. Roberts*

   One thing I do not propose to do is to offer a once-and-for-all,
sure-fire, air-tight definition of planning or—perish the thought—of
comprehensive planning.  If the planning profession  hasn't been
able to do this after 52 years of concentrated effort, I certainly
will not try to do it in a few minutes.
   Instead, I will resort to a very old definition that I learned in
my first year  in  planning school and one that still fits pretty well
today: "planning is  an  aid  to the decision-making process." Note
the three key  words: aid, decision-making, and process.
   Let's start with aid. Neither  professional planners  nor  the
general public  should fool themselves into thinking that the plan-
ners are the decision-makers. In our society, elected  officials are
usually the  decision-makers. A  planner's recommendation is not
a decision until it has been carried out by someone in authority to
do so. Without follow-through a plan is worse than useless. Decisions
can be made with or without planning; it happens every day. So the
plan is—or should be—only the  beginning, and the planner should
try to build into his  plans as  much likelihood as possible  that
they can and will be carried out.
   The second key word  is decision-making. It really  doesn't
matter how exciting or innovative or clever a plan is if it is not
aimed  toward the influencing of decisions.
   The third  key word is  process. We live  in a changing world.
People change, problems  change, technology  changes, and social
purposes change. Any plan or program which is static and  insensi-
tive to changing times becomes obsolete very quickly.

          Seven Planning Trends and What They Mean

   Let me summarize seven emerging  trends which  characterize
the contemporary planning scene and suggest some ways in which
they can  influence the relationship between  solid waste manage-
ment planning and the overall comprehensive planning process.
* Executive Director, American Institute of Planners.

                              13

-------
14                          Roberts


   First of all, planning has "arrived. " Two or three decades ago
planning was  considered  at best to be naive and at worst to be
downright  communistic.  Today  it  is  downright mandatory,
whether you are a local government  trying to get a Federal grant
or a retail  chain store owner trying to capture your share of the
clothing  market.  This  sudden  popularity  has  had many good
effects and at least two  bad effects. For one thing, there aren't
enough good  planners to  go around. And  for another, planning
has  sometimes  been oversold.  People  are led to believe that
problems  will  get solved  if only they will  appropriate more
money to  make more plans. Under this  theory, the planner is a
professional hand-wringer: if you  can't solve  a problem  at least
you can hire someone to worry about it  for you. And  if he can't
solve it, at  least he can gather more data to  describe it to you.
   We can be thankful,  of course, that planning is  more popular
than it used to be. We must be careful, however, not to abuse
this  popularity by  allowing our plans to be intellectual but irrele-
vant exercises.
   Second,  comprehensive  planning now deals  increasingly with
interrelationships between subject areas and less with the internal
details of a given subject. This  has become necessary because of
the sheer volume and diversity of  subject areas  to be dealt with.
Planners  have  found  themselves  confronted  with  the  classic
choice: either  learning  more and more about  less  and less until
they know everything  about nothing, or  learning less  and less
about  more and more until they know nothing about everything.
It is literally  impossible  for  an  urban  or  regional planner to
possess expertise in all of the fields with which he must deal—law,
transportation, government, housing,  site  design, and so on. How-
ever, he is  expected to  have  a  facility  for coordinating  and
interrelating  these fields with  one another  and for  developing
policies, plans, and programs that cut across them.
   This is  best illustrated by  the nature  of the oral examination
which  an  applicant  must pass before  being admitted  to  full
membership  in the American Institute of Planners. First, he is
asked  to  discuss  and compare various  approaches to the total
comprehensive planning process, including  land use and physical
environment,  transportation systems, human resources, economic
functions,  community  facilities,  and  government  and  finance.
Second, he may select any one  of twelve areas of  concentration

-------
                          Planning Process                       15


and relate it  to the comprehensive planning process. These twelve
areas  are: administration for planning and development; compre-
hensive  physical planning;  resource development; social planning;
transportation planning; urban design; research methodology and
theory;  economic  planning; environmental sciences planning; re-
newal planning; planning law; and programming and budgeting. A
perspective planner may be an excellent transportation systems
technologist,  but  if he claims  to be a comprehensive planner as
well,  he must have a  reasonably good awareness of many other
factors,  such  as government, public  finance,  and human resources,
so that  he  can  take into  account  their  complicated web  of
physical,  social,  economic,  and  political  interrelationships.  In
short, the  special contribution that  the  planner  is supposed  to
bring to the  planning process  is not simply a knowledge  of one
more subject area, but an  ability to build bridges between them.

   It is  tempting to  become  impatient  with this ever-widening
circle of interrelationships  and  to want to cut back, to draw a
line,  and to  say,  "I'll do  my  planning in my backyard, and I
don't want to be slowed down by worrying  about some endless
network of interrelationships." But it  is this very compartmental-
ized  approach to  decision-making that has gotten us into a lot of
the messes we  are  in  today.  An example from the field we are
now  concerned with—solid waste management—is appropriate. We
know that solid waste can be transformed into gaseous waste by
burning it; it can be transformed into liquid waste  by  grinding it;
or it can  remain  as  a solid  material and  be  transported  to
landfills. We  certainly do not want to  solve a  solid waste problem
by creating an air pollution problem, a water pollution problem, a
transportation problem, or a land use environmental problem. So
nowadays, like it  or not, we can't do a conscientious job  in our
own  field unless we worry  about the effects  that our problem and
solutions will have on  the  next fellow's problem and solutions. It
is the comprehensive planner's job to  help us do this—to help  us
develop integrated policies, plans and programs, even though they
may  be  separately administered.

   Third, planning has  moved closer to  government  and has
become more and more and more  a part of  the public decision-
making  process which  it is supposed  to be advising. Not too long
ago most planning was conducted by advisory boards composed
of appointed - citizens.  This was done  intentionally.  Both citizens

-------
16                           Roberts

and  elected officials felt  that plans would have more  integrity if
they were  kept out of the political decision-making process. The
only trouble was that this  integrity was purchased at the price of
irrelevance. We all know  what  happened to the  volumes and
volumes of planning studies and reports that were produced under
this virginal concept. The sheer bulk of unused plans has probably
contributed more to our solid waste  disposal problem  than any
other single source!
   Let's look at one way in which planning and politics have to
work together.  In  a typical metropolitan area it often turns  out
that the  solid  waste disposal  problem  is concentrated  in one
jurisdiction—the central  city, for example—but the means for  its
solution is available somewhere else, possibly in a sprawling out-
lying county  with  lots of  open  space for sanitary  landfill sites.
Local governments, like people, are motivated by self-interest.  (A
rural philosopher once pointed  out to me that pigs didn't huddle
together to keep each other warm, they huddle together to keep
themselves warm.)  Therefore, the outlying county isn't going to
fall  all  over itself  trying to  help the central city with  its solid
waste problem, even though it is the commuters  from  the out-
lying county who contribute to the problem.  But  maybe  the
outlying county has a problem on which it  needs help  from the
central  city, freeway access  to downtown, for example.  At  this
point, political  bargaining can be  quite effective. Reciprocal back-
scratching is  a  time-honored custom,  and the planner  must  not
overlook its potential in the art of planning.

    Fourth, what was largely city planning a few years ago now
occurrs  at all levels  of  government—city,  county,  state,  and
national.  This symposium of state, local, and regional officials is
characteristic of the change. Planning at  all  levels of  government
will allow us, if we will let it, to  achieve better integration of our
policies, plans, programs, and expenditures.

    Fifth,  planning  has  become  horizontally  intergovernmental.
Planning  efforts now span  over  several  cities and counties at a
crack, in the form of metropolitan planning  agencies and -regional
councils of local governments. This kind  of  planning  has obvious
limitations as long as  the implementation powers rest with the
several  individual local governments, but  at least it is a start. It
lets us  define problems and solutions on a metropolitan area-wide
basis, and it lets us look for ways to create regional implementa-

-------
                           Planning Process                        17

 tion programs, or at least coordinate and standardize local imple-
 mentation programs. It also  provides  to  higher levels of govern-
 ment, such as the State,  a handle to work  with  in enforcing or
 coordinating  metropolitan  area-wide   standards  or  efforts.   A
 metropolitan council of elected  officials, for example, is a useful
 place to strike the kind of political bargain I  mentioned above.
   Sixth, the planning process has gone modern and has adopted
 and adapted data processing and systems analysis techniques from
 other fields. In turn, many of  the analytical and planning tools
 now available within other parts of the planning process, particu-
 larly  urban transportation and land use models, are available for
 application to solid waste systems planning.
   Finally,  planning  and planners are a "mixed bag." The plan-
 ning  field is  marked more by  diversity  than by homogeneity.
 Some  planners are very practical  and some  are very theoretical.
 Some  work within government,  some work close  to government,
 and some work  outside of government. Some work at the city
 block  and neighborhood level, some at the county level, some at
 the regional level, and some at state and national levels. Some are
 physically-oriented, some socially-oriented,  and some economical-
 ly-oriented. And  I  suspect  that  the  solid  waste planning and
 management problem in  all of its  many  facets cuts right across
 and weaves in and  out of  all  of these aspects  of  the planning
 profession and the planning process.

    • How Comprehensive Planning Can Help Solid Waste Planning

   Established planning firms and planning  agencies at  all levels
 of government can assist the preparation  and implementation of
 solid waste management plans in  at least three ways:
   First,  they can   be a  source of organized information  and
 intelligence about the present and  future of the area under study
 —its population forecast and geographic distribution; its land use,
 transportation, and public facility plans; and its  social  and  eco-
 nomic problems and characteristics.
   Second, they  can  help  to relate solid waste planning to other
functional planning areas.  For example, they can help provide an
 inventory of potential landfill sites  that offer minimum  conflicts
 with conservation objectives and other competing land use  pro-
 posals.  They  can also  recommend  optimum routes for hauling,
 based on present and future traffic volumes, capacities, and plans.

-------
18                          Roberts

   Third, they can help tie solid waste and other plans  into the
decision-making processes of the governments which they  serve.

                        Five "Don'ts"

   Solid waste management planning is now coming into  its own,
and  the volume  and  level of planning efforts  in  this field are
certain  to keep increasing. A few signposts can help in  avoiding
mistakes that  have been made in  other functional planning areas.
Here  is  a list of five  "don'ts"  which have been  gleaned  from
comparable planning experience in other fields.
   First, don't direct  your planning efforts simply toward treat-
ment and disposal.  Concern  yourselves with the source of the
problem as well—that is, with the policies governing the generation
of solid wastes.
   For  years,  we tried to plan urban highways in response to
expressed or projected  vehicular  demands, and in many places  it
has been a losing battle. We just could not catch up. If anything,
our efforts seem to have induced more demand. For years, house-
hold  detergents played havoc with  water  quality control efforts
until  people  became  concerned enough to stimulate research ef-
forts aimed toward a change in the product.
   Similarly, solid waste policies  should be concerned about the
costs imposed  on society  by the proliferation  of such things as
nonreturnable bottles  and nondegradable containers.  Unless  you
look  for ways to control solid waste at the  source—through
effective incentives  and restrictions—you just may never catch up!

   Second, don't get "data-happy." 1 am sure that there are not
enough data  available on which to base perfect solid waste plans.
I am equally sure that there never will be. We planners have been
guilty of gathering, manipulating, and massaging data, because we
were  interested, or because data  were there, or because we had a
large  computer capacity to fill. Clearly, data and data processing
are necessary and useful. But at some point we should move on
to planning and implementation, even though more data could be
gathered and even though we feel somewhat uncomfortable and a
little  unready.
   Third, don't  develop  a  "modal  loyalty."  In transportation
planning we  have people  who swear  by freeways but hate rapid

-------
                          Planning Process                        19

transit,  and vice versa.  In housing planning, we  have people who
feel  that  single-family  houses are  an unmitigated evil  and that
apartments are the salvation of mankind, and vice versa.  I suspect
that these loyalties often have Freudian origins  and have little to
do with an  objective look at the problem  and the proper mix of
solutions.  These debates  are  often fueled  by the  industries and
producers who profit by given modes, and  the planner should not
succumb.
   Fourth, as I suggested earlier, don't solve the problem assigned
to you by  creating a problem for  someone  else.  Try to  be
comprehensive and look  at  the  broad range of implications for
land use, for  transportation, for  conservation and ecological con-
sideration,  for the neighboring jurisdictions, and  for the impact of
your plans  on the  poor and disadvantaged.
   Fifth, and last, don't re-invent  the wheel. Many of  the tech-
niques and studies developed by others can be retailored to your
needs, and  this can  be cheaper, faster,  and just as effective  as
starting from  scratch with a brand new research grant  to discover
the Garden of Eden.
   If a competent planning  agency has developed a  reasonably
good  population  and economic  base  forecast, examine  it objec-
tively  and  use it for  your  own purposes. If  a  transportation
planner has developed  a  technique for correlating land use and
density categories with trip generation factors,  tinker with it a
little and see  if it won't produce solid waste generation levels  as
well.
   Although  the  subject matter and  "tricks of  the  trade" for
solid  waste  planning are  different from  those  of other  planning
fields,  the basic   planning process  is  probably  fairly similar  in
many respects, including  phases  of inventory, projection of gen-
eration  factors, selection  of geographical  distributions,  analysis
and  selection  of  generation  conditions  such as  changing  tech-
nology  and  consumer  preferences, and  analysis  and choice  of
management conditions.
   If we don't seek  and exploit these parallels, we will be the
ones to suffer because  we will put off solving a  solvable  problem.
As that famous philosopher,  Pogo, once  said, "We have met the
enemy,  and they are us."

-------
              WORKSHOPS ON PLANNING
           FOR SOLID WASTE MANAGEMENT
   In eight concurrent workshops the representatives of 47  States
and eight regions discussed guidelines for planning in solid waste
management. The workshops varied in their approach, some con-
centrating on planning procedures, others on planning problems,
and still others  on problems in implementing plans. In  general,
the workshop discussions reflected the state of development of
the solid waste management program in the State or region.

                        What is a Plan?

   "Planning  is  an  aid  to  the decision-making process." This
definition, offered by Thomas H. Roberts in the plenary session,
stimulated discussion on  the  part of workshop participants. They
agreed that a plan for solid waste  management should be a guide
for intended  action, showing times  and priorities, developed with
a  view toward  implementation,  not  as a  showpiece or  status
report.
   Although  the workshops  were not in complete agreement on
what  should  and what  should not  be included in a plan for solid
waste management, they  concluded that the plan should generally
include: (1) a statement  of the problem, including an analysis of
any data  available; (2)  the  establishment  of objectives;  (3) an
outline  of the  methods  by which  the  objectives would be
achieved; (4) a  time schedule for  achievement of the objectives;
(5) an  indication  of  the scope of legislation required; and (6)
some  definition of jurisdictions and responsibilities.
   Some workshop participants  felt that a plan should be more
inclusive and  should provide  for some or all of the following: (1)
specific legislative recommendations; (2) an outline of regulations;
(3) requirements for inspection, licensing, and  enforcement; (4)
consideration  on recruitment and training of personnel; (5) re-
commendations  on  technical  assistance;  (6)  information  on
financing  and cost-effectiveness;  and  (7) provision for  public
relations and public  information. To the  majority of the  work-
shop  participants,  the  plan is a guidebook. However, there are
others to whqm  it is a road map containing specific route indica-
tions.

                            21

-------
22                          Workshops

   All the workshops discussed the publication on State planning
distributed  by  the  Bureau  of Solid Waste Management of  the
Environmental  Health  Service. Most  of the discussants  regarded
the guidelines as a useful general pattern, with existing legislation
and  community practice affecting the conformity  of  any one
State's plan with the guidelines. Although some State representa-
tives believe that any plan should be sufficiently detailed to  cover
procedures  at each  jurisdictional level, the majority favor policy
orientation  in  the State  plan, with specifics to be spelled out in
regulations proceeding from  the policy statements.
                    Objectives and Priorities

   A plan for solid waste management has as  its objectives:  (1)
orderly management of solid waste disposal; (2) appropriate legis-
lation;  (3) effective public understanding;  and  (4) technical  im-
provement. Priorities  vary  from  State to  State, depending  on
previous  experience and  legislation,  level  of  urbanization and
industrialization,  extent  of  public  information, and  previous
financial  support.  In  one State,  licensing  is  an  important  ob-
jective; in another, legislation is the  major goal;  in  still others,
better control, increased funding, better management, greater  co-
ordination may be the most important considerations.
   Planning for specific time  schedules (goals to be accomplished
in one, two,  five  or ten  years) depends on the State needs and
the forecasts of future developments. Such details as location and
size  of disposal facilities, control mechanisms  and personnel  re-
quirements should  be left  to administrative decision.
                           Pro&Zems

    Problems in planning merged in discussion with problems  of
 execution. All eight workshops reported essentially the same basic
 problems:  (1)  The social problem—interpretation  and understand-
 ing by the public of the nature of  the solid waste situation and
 the  need  for  solutions, particularly for those  solutions recom-
 mended by  the  planning  authority; (2) the budgetary problem—
 the  need for  funds  to  support the establishment of appropriate
 facilities; (3) the political problem—local vs. State control, legisla-

-------
                           On Planning                          23

tion vs. regulation, and local jurisdiction vs. area needs; (4) setting
priorities  involving immediate as against long-range goals, indus-
trial  as  against  agricultural  considerations,  eyesores as  against
economics;  (5) technological  problems—the need to do something
vs.  lack  of  appropriate  technology or lack of data on which to
base decisions.
   Public Understanding. One workshop group stated that 90% of
a  good  plan for  solid waste  management  consisted  of public
relations.  Other workshops cited no special percentage figures, but
agreed that  lack  of public awareness,  lack of planning for public
education, and lack of personnel for public information seriously
handicapped the adoption and acceptance of any solid waste plan.
"People  do  not  recognize  the  problem until  it is  beyond  im-
mediate  control."  ....  "People are concerned  with solid waste
collection, but not with solid  waste  disposal."  .... "People do
not  understand  the  nature  of  the solutions proposed nor  the
relationship   of  these  solutions  to their  own cities and States."
These were  typical comments.
   Funds. A problem common to every jurisdiction is the fact
that good plans are expensive in land, personnel, and equipment.
Legislatures  which recommend  plans and programs, but delay in
appropriating funds,  may overwhelm  local  agencies  charged with
application and enforcement.
   Political  factors impeding  the operation of a plan were men-
tioned by every participant.  Only very recently have  States re-
cognized that coordinated action and  uniform policy control are
necessary for the implementation of  statewide  plans. The mere
existance of the plan  cannot make  the problem go away.
   In a single  State  there may be a wide range in the size and
population of individual counties;  there may be wide variation in
local  needs' and  local  conditions; there  may  be  disagreement
among courts in  different jurisdictions; there may be considerable
variation in  local ordinances  and local regulations; there may be
variation in  the methods of reporting  solid  waste data; there  may
be no established procedure  for coordinating different agencies.
These situations present obvious difficulties in the way of arriving
at and implementing a plan for solid waste management.
   A State  law may approve  a disposal site, but  a local ordinance
may close it. The State  may  formulate a plan, but may not have
authority  to require  compliance. Several agencies within a single

-------
24                         Workshops

jurisdiction may have  overlapping  responsibilities:  for  example,
health authorities,  water and/or  air pollution authorities, police
forces,  public  works  departments,  conservation and  natural  re-
sources departments, agriculture and commerce departments.
   The  consensus  of  the  workshops  was  that the  State  plan
should  recognize variation  in local  conditions,  that it  should
establish  the basic acceptable standards below which  no locality
should  fall,  and leave flexibility beyond  the minimum  to  each
locality. Experiences with the reverse pattern, i.e., situations  in-
volving  separate plans  developed  by  counties and cities,  later
incorporated into statewide plans, presented greater difficulties.
   Many kinds of jurisdictional  problems were  discussed. Solid
waste management is not usually  a  completely local problem, and
cannot  usually be handled on a completely local basis. Cities and
their  adjacent  counties, industrial areas and their rural  environs,
wastes  generated in  one area and  disposed of in  another—such
problems are common to all State planners. There was general
agreement that the solution  to such difficulties required that the
plan be supported through appropriate legislation and coordinated
action.
   Priorities  and Technology.  The problem of priorities is related
to  the  political problems  cited  above,  since  the pressures  of
county  and  municipal governments  and the pressures  of  local
industry affect  time schedules and priorities of implementation.
Technology—or the  lack thereof—was cited as a planning problem
by only one  State.
                       Specific Situations

   Sites.  Almost  every planner and administrator mentioned site
location as a major planning problem. Any site proposed produces
local opposition.  The only  answer thus  far devised has been the
use  of an adequate public information program.  Many States have
not  considered the land  use of completed disposal  sites, while
others have not properly prepared the way for the  announcement
of new disposal locations.
   Rural Situations. Small rural areas have no planning staffs and
need help. Rural  collection  and transportation must  also be con-
sidered in State planning.

-------
                           On Planning                         25

   Special Disposal Problems.  Planners face many kinds of special
situations, demanding particular  types of skill for solution. In-
dustrial wastes are sometimes privately handled, sometimes not.
Present disposal  methods for agricultural  wastes and anti-burning
laws frequently conflict.
   Disasters.  In  areas where natural  catastrophes  may  occur,
special  provision must be  made for  situations of flood, earth-
quake,  hurricane, or tornado. More recently, it has become im-
portant to plan for manmade disasters, such as strikes.
   The Seas.  Ocean disposal, for example, may and probably will
create interstate  disputes.  Oil tankers discharging  wastes at sea
bring about both interstate and international disputes. If disposal
at sea  is beyond  State boundaries and  jurisdiction, may it be
included  in the  State plan? No answer seems to be available  to
this question at present.
   Personnel.  For  many State planners,  the major problem re-
ported was in the  field of  recruitment and training of personnel.
                  Guidelines for State Planning

   Tentative guidelines for a State plan for solid waste manage-
ment were distributed by the Bureau of Solid Waste Management
to all participants. Comments on the guidelines centered on  the
role  of  the State in  relation to  local  and  area  management
programs.  In  all  workshops,  the  majority  felt that  the  State
should establish  minimum requirements or standards to be met by
all local  and regional governments. The  latter, in turn, can imple-
ment or expand the requirements.  The planning process cannot
realistically  predict all  the  actual situations in every region, nor
can plans be the same  for all States. Geographic, social, political,
industrial and technical resources vary. from State to State and
from region to region.
   In most States the  planning process is already well advanced
and in some it has been completed. Most States reported legislation
enacted  and  implementation beginning.  In  those  States  which
received  the guidelines  prior to the completion of planning,  the
document proved  helpful. There was agreement  among the work-
shops that the guidelines were better used as a general guide than
as a  specific pattern.

-------
26                         Workshops

                          Conclusions

   Three roles were seen for a State  plan in solid waste manage-
ment:  (1) setting minimum standards for local agencies; (2) pro-
viding  a general legislative  support  document;  (3)  providing
technical and policy guidelines.
   The workshops produced  a lengthy list  of needs and a short
list of recommendations. Needs include:  research in planning and
solid waste management; legislation to permit and  encourage co-
operation  among agencies  and  among jurisdictions;  improved
public  relations; larger budgets; and updating of survey data.
   Recommendations included: development of help from govern-
ment and industry in  planning  for the special situations outlined
above  (oil spillage, agricultural wastes, sea disposal); inclusion of
county and municipal governments in the State planning process;
improvement in data on seasonal and geographic  variations.
   Several officials asked to be informed about grants and activi-
ties  in their States,  not only  those  in  the field of solid  waste
management, but also in related areas. They would also  like to be
better  informed  about new  developments in packaging and pro-
cessing, so that these developments could be incorporated in their
planning.
   By  whatever standard, the  most  helpful tool in solid  waste
planning has been a sound public  relations  program. Some States
have  set up  community  advisory committees  representing the
public. Others  have  set  up coordinating  committees among State
agencies  (health, parks, roads, pollution control, etc.). From both
types of committees, news releases, public speakers and radio and
television programs  have gone  out to the  general  public.  These
information activities  have been  particularly helpful in securing
acceptance  of  sites  for landfills.  (Only one  area reported  no
problem in site selection;  that one uses  Federal land.) One State
has awarded a  contract to a public relations firm  to  study the
psychology of opposition to landfill sites.
   Local objections  to  landfill sites  have  been counteracted in
some  States by grants. One State requires communities with a
population density of 300 per  square mile to provide solid waste
management plans.  This has stimulated areawide planning since
the State provides half the funding. Such techniques have proved

-------
                          On Planning                          27

helpful  to the planning process, as well as important  in  imple-
mentation.
   The  workshop participants were agreed that information from
the Bureau  of Solid Waste Management on research results, con-
densed  guidelines, exchange  of information, and grants from all
Federal  Agencies related to environmental problems, would be of
assistance to both planners and operators of solid  waste manage-
ment programs.

-------
          DATA FOR SOLID WASTE PLANNING:
              WHAT IS PAST IS PROLOGUE
                         Leo Weaver*

  NEVER   UNDERESTIMATE   the  importance  of  previous
experience. "What is past is prologue" is inscribed at the entrance
of  the  National  Archives   Building  in  Washington,  B.C.  A
Washington  taxi driver is  said to have "translated" this to mean
"You  ain't  seen  nothin'  yet." This  phrase  aptly describes  the
present status  of data collection programs  in  the  solid  waste
management field.
  Recently  Finley G. Martin wrote in Engineer  that man's total
body  of knowledge doubled between 1775 and 1900.l  It doubled
again  between 1900 and 1950 and again between 1950 and 1958,
and now it is thought to be  doubling every five years. Fantastic?
Yes, but because  we started with so little, even this phenomenal
rate of knowledge expansion  will fail  to meet the  need for solid
waste management systems. I believe we have more than doubl<«l
our knowledge of solid waste  management in the three years since
our meeting in 1966.
  Data collection  serves a number  of worthwhile purposes—and
some  not so worthwhile. For a long time the guiding principle was
for  each  government  to seek  more-or-less random  bits  of
information  from sister cities or  other governmental jurisdictions.
The theory was that if more cities follow Plan I than follow Plan II,
Plan  I must  be  the  better plan.  The  method of  obtaining
information  was usually a mail  query. Typically,  questionnaires
were  mailed to representative cities  by  convenient  population
groupings to determine what solid waste was collected; how it was
separated; what department  was responsible; the number in a
typical collection crew; what was the average wage; whether a task
system was used; what regulations were enforced;  when and where
collections were made; and so on. Common questions were  on  the
cost of collection and disposal for each unit of time  and the weight
and volume of collected material.
  Recommended definitions of refuse, garbage, and rubbish, and
other  forms of solid wastes were contained in the  first issue of  the
* General Manager, Institute for Solid Wastes, American Public Works Association.

                             29

-------
30                          Weaver

manual Refuse  Collection  Practice  published  in  1941 by the
American Public Works Association.2 However, local custom and
definitions imbedded in the legal concrete of local ordinances and
regulations persisted, and one community's "garbage" might be the
same as another community's "mixed refuse," with great variations
possible from city to city, even those using the same terminology.
Only the broadest kind of comparison could be made and then only
with great care. Realistic comparisons could be made with difficulty
even in the simplest areas; for example, are  municipal employees
used to  collect refuse  from households:  yes  or  no? Cost  and
quantity data of all types were particularly suspect.

  During the late 1950's,  the APWA's committee on  disposal
prepared the text of the first edition of Municipal Refuse Disposal.3
The committee decided that the mail questionnaire would not be
used. In  its place was  substituted the personal interview by a
technically  competent individual obtaining data through  visits to
selected cities. The secretary  of the committee, under a grant from
the U.S. Public Health Service, obtained information in this way
from 12  cities. He was successful in terms of common definition of
such items as food wastes and rubbish. But this, of course, did not
eliminate  estimates and judgments; it only gave some assurance of
realistic estimates and judgments. It did not really seem necessary at
that time to measure the intensity of the odor or the blackness of
the smoke from an  open burning dump. We had not yet  attained
the level of "how clean is clean" or "how dirty is dirty."
  We have much data on community collection systems or the lack
thereof,  on burning dumps, incinerators,  or  landfills  without
burning, but we lack almost completely an evaluation  of subsystems
and therefore of the total system.

  One cannot evaluate without some form of guidelines or criteria.
Early in  our consideration must come a goal, after which we can
decide what kind of data we need and the techniques appropriate in
obtaining them.  If data  are  collected to make possible planning,
systems  evaluation,  and implementation  of  better  and  more
economical systems to meet people's needs, then data collection is
definitely worthwhile.

  The key words  in this statement—planning, systems  evaluation,
and implementation—indicate the  goals  and provide clues to the
kinds of data needed  to achieve the goals.

-------
                           Planning Data                         31

   We frequently refer to the Solid Waste Disposal Act of 1965 as
the beginning of a new era in the field of solid waste management.
Certainly this Act is the point of departure for  data collection,
since it made possible a survey of community solid waste practices.
This survey represents the first comprehensive effort to obtain data
with sufficient coverage and accuracy to permit evaluation of solid
waste management practices on a national basis. We waited a long
time. The first  effort  toward a national  inventory of water  and
sewage  facilities emanated  from  the Stream  Survey Center in
Cincinnati more than half a century ago.

   While we already  had sufficient piecemeal data to suspect rather
strongly that there were critical lacks in the thousands of collection
and  disposal non-systems across the country, we could not quote
definite numbers with  any  degree  of certainty. A  primary goal of
the survey design was therefore to determine the  state of the  art.
Because  of  the  experience of previous committees, we knew  this
could  not  be  done acceptably by  mailed questionnaires.   Our
conclusion was  that an individual survey interview in  each area
would  be required. However,  considering the  limited resources
available for the planning at the time,  our  efforts had  to be geared
toward   that  portion  of  the  problem  which  affected  most
communities  most   severely:  household  services  and   certain
commercial services.

   We  decided  that  agricultural, industrial  and  Federal  agency
sources would not be included comprehensively in that phase of the
planning survey insofar as the Federal guidelines were concerned.
Experience  in the water pollution program was  helpful  in  this
evaluation. We knew, for example, that 50,000 Federal installations
had  been catalogued for sewage disposal purposes in the Federal
agency water pollution control survey. These decisions should be
reevaluated.

   A few  States  have moved ahead in  the field of  agricultural  and
industrial waste  management and can  provide valuable experience
for the assessment of  industrial-agricultural-Federal agency solid
waste management practice and data collection.  In suggesting  this
reassessment,  I  am  not recommending the  expenditure  of great
amounts of time on  the details of how best to get this type of data
and what data bits are really important to obtain. I am referring to
using data already available to set priorities on the direction of

-------
32                          Weaver

planning  or  to  diversify  and  intensify  existing  efforts  in
community-system-oriented data collection.

  Two  significant areas remain to be discussed: the first concerns
data  requirements  for   systems  design;  the  second  concerns
obtaining the additional data required for action programs.
                    Data for Systems Design

  One  of  the  most  important  compromises  made  in  the
development of  the  data base  suggested  for  the  State surveys
resulted   from   a   realization   that   obtaining  state-of-the-art
information did  not realistically lead  to detailed system design
input data.  A survey could reasonably  ascertain, for  example, the
population served and the types of trucks and manpower employed.
Such a  survey,  however,  could not  feasibly  develop  in-depth
evaluation of the system.  Such evaluation would have required
determination  of the  sizes of  trucks,  compaction  efficiencies,
routings, details of routes served, cataloguing personnel assigned to
the various  types of vehicles, and much  other detailed  data. It is
probable  that  the  surveyed  agencies  would  not  have  this
information readily available if they had such data at all.

  Much has been written about the development of mathematical
models, and work has  been carried  out  in this  field  at Johns
Hopkins, Northwestern, and North Carolina State Universities. The
fact is, however, that even if successful  models are developed, they
cannot be applied without the benefit of locally oriented "k" factor
input.  In my opinion,  it is time to begin to move ahead on the
development of locally oriented  systems  design data input.  I feel
that such an effort is a legitimate part of the State planning process,
and that the most feasible mechanism is the case-study approach.

  Our workshop sessions could profitably consider the implication
of assigning certain planning resources available to the development
of  systems  design data on  a case study  basis.  If this proves
appropriate, I believe that the Bureau of Solid Waste Management
should initiate a program to develop suggested guidelines for use in
such  case studies to  facilitate interjurisdictional  application  of
mathematical models developed, for various subsystems in the total
community solid waste management system.

-------
                          Planning Data                         33

              Additional Data for Action Programs

   It is clearly not our purpose to become perpetual data collectors
or perpetual planners, but to develop additional data in order to
develop action programs. Data collection is not an end in itself.

   An illustration  may clarify this point. There is  an oft-quoted
figure—94 percent—of the number of land disposal sites which fail
to meet sanitary landfill  criteria, based on the built-in checks and
balances within the survey form itself.4 This  is not appreciably
greater than the subjective evaluation made by the survey reporters.
Some 85 percent of landfills were rated as below satisfactory levels
in the land disposal site investigation report.

   Let's accept the fact that most landfills are poor. What are the
reasons? What do  we  need to do to  correct the situation? Is the
problem lack of money? Bad management? Lack of training? Lack
of skilled people? Low salaries?  Lack of appreciation? Or is it a
mixture of all or some of these factors? These are the data we must
have if we are to correct the situation. Such  data are the basis for
planning and implementation of a remedial program.

   The Advisory Commission on Intergovernmental Relations, in its
report Urban  and  Rural America:  Policies  for Future  Growth,
recommends the  creation of a  state' land  development agency
empowered  to undertake large-scale  urban  and new community
land purchase, assembly, and improvement.5  The commission feels
that such a  land development agency with appropriate powers for
acquisition of land  offers  a promising means  of implementing state
and  local urban growth policies. They present  a  draft legislation
based in part on the 1968 act that established the New York State
Urban Development Corporation. The draft  act grants powers  to
acquire land by negotiation and the exercise of eminent domain, to
arrange  for  site development, and to  construct  or contract  for
construction, of utilities,  streets and  other related improvements;
also  to hold land for later use, sell, lease or otherwise dispose  of
land or rights to private developers or public agencies, and finally to
establish local or regional land development agencies. A regionally
oriented  statewide  program  under such legislation  would make
possible enormous advances in  solid waste disposal.

   Another example is  derived from items 15  and 16 of the Public
Health Service community description report used to survey solid

-------
34                          Weaver

waste practices.6  The classes of household refuse not collected are
listed, and the frequency with which several types of refuse are
collected is given. Are these policies established simply as a matter
of local prerogative based on tradition, or have they evolved from a
decision on a reasonable cost limit? Can we correlate frequency of
collection with other information, such as the number of dumps in
the county or the amount of  roadside litter? Is it worthwhile to
obtain the additional data  required  for such a  comparison? A
knowledgeable  person could,  based  on his  own  experience,  go
through the  information in the  existing forms and suggest other
areas  where fruitful analyses might be made.  Some of these might
be:
   • Cost versus service reportedly given, leading to cost of desirable
level.
   • Correlation between presence or absence of State regulations
and local systems levels,  or, said  in  another way, the need for
State-level criteria from which local standards can be applied.
   • The need for financial assistance at the local level (What is the
community getting  for  its dollars   spent,   both   municipal  and
private?).
   • Are area-wide approaches doing a better job? Why?
   The possibilities in existing data are  legion. They  challenge us not
only to recognize the need, but also to establish priorities.
   The data we now have are sufficient to set  forth certain program
guidelines  for action. Several  States  have already done this. Our
workshops today may be able  to  analyze  data included  in the
community solid wastes practices report, to assess  the adequacy of
the  information  now  available for  action  programs,  and  to
determine what additional data are needed to guide  the effort.
   I consider  that the most important  function  of the workshops is
to set priorities so that whatever data we collect form a useful part
of a projected action program.

-------
                                  Planning Data                                 35


                                 REFERENCES


1.  Martin, F. G. Courses by correspondence.  Engineer, 9(3) :19-21, May-June  1968.

2.  Committee on Refuse Collection  and Disposal,  American Public Works Associa-
           tion.  Refuse collection practice.  Chicago, American Public Works  Asso-
           ciation, 1941. 659.  (Current edition: Committee  on Solid Wastes, Ameri-
           can   Public  Works  Association.   Refuse collection  practice.   3d  ed.
           Chicago, Public Administration Service, 1966. 525 p.)

3.  Committee on Refuse Disposal, American Public Works Association.  Municipal
           refuse disposal.  Chicago, Public  Administration  Service,  1961.  506  p.
           (Current  edition:  Institute for Solid  Wastes,  American Public Works
           Association.  Municipal refuse disposal.  3d ed.  Chicago, Public Adminis-
           tration Service, 1970. 538 p.)

4.  Proceedings;  Third  Annual  Meeting of  the Institute  for Solid Wastes, Miami
           Beach, Oct. 1968.  Chicago, American Public Works Association, p. 24-74.

5.  U.S.  Advisory Commission  on Intergovernmental Relations.  Urban  and  rural
           America:  policies  for future growth;  a commission report.  Washington,
           U.S. Government Printing Office, 1968.  786 p.

6.  Muhich, A. J., A.  J. Klee, and P.  W. Britton.  Preliminary data analysis ;  1968
           national survey of community solid waste practices. Public Health  Serv-
           ice Publication No. 1867. Washington, U.S. Government Printing Office,
           1968. p. xiii.

-------
                  WORKSHOPS ON DATA
              FOR SOLID WASTE PLANNING
  Information  is vital for  solid waste planning. Without data it is
futile to attempt  to  forecast needs or set objectives. State solid
waste planning agencies have surveyed the community solid waste
practices in their States, with the three national forms developed by
the Bureau of Solid Waste Management, and have used the data as a
basis  for  their  projections. They  have  added  to  these data by
surveys  in specific areas and by calling on other State agencies for
necessary background information.  All the  workshop participants
reported that their survey using the national forms had been of
major assistance, although  in certain significant areas (agricultural
wastes,  costs, etc.) the survey does not have sufficient  coverage.
They have also found that more detailed and precise figures  are
needed  in  regard to  land use, population, physiography,  and
community practices.  Physical factors reported should include top-
ographic features, soil,  groundwater, flood areas,  oil  and coal
deposits, timber, and climate.
  In some  States the survey has been repeated in order  to review
and update findings. However, in most areas a  total resurvey has
been found impractical and various sampling methods have been
used instead. Some data gatherers have covered individual regions
intensively, while others have  made complete surveys of specific
types of waste. Resurveys are needed where great change  has taken
place in a short time, or where the legal picture has changed, or
where special problems occur.  Certain kinds of waste (agricultural,
radiological, mining, etc.) have been the subject of such sampling
surveys.
                   Methods for Resurveying

  The workshops were generally in agreement that data should be
updated on a continuing basis. Many channels are used for this
purpose:  checking  licensed collectors,  processors  and disposers;
using incinerator operational forms; requiring reports from disposal
facilities; and utilizing data collected by other State agencies. Where
possible, the information is fed into computers for tabulation. Sites

                             37

-------
38                         Workshops

should be surveyed at least once, and preferably twice, a year. In
some States this is done via reports, while others have sanitarians
visit and evaluate.  Wherever resurveys have taken place, significant
changes in the figures have been recorded. The survey appears to be
an inaccurate survey.
                        Sources of Data

   Using the information derived by other State agencies has been a
fruitful source of information. The State department of commerce
may list industries and provide information on industrial sites. Air
and water pollution control agencies have relevant data. The health
department has information  on hospitals. Geology departments
have  information on ground  surveys, water levels, and  mines.
Agriculture  departments have information on agricultural wastes.
The  highway department  has  data  on  abandoned autos.  The
recreation department can report on campsites and parks.
   Especially  important  as  sources  of  information   are   the
universities, both those within the State and those outside it. They
can provide assistance in making surveys; they often have technical
data in highly specific fields (animal feed lots, costs, economic uses,
research); and they provide access to numerous types of disciplines.
   Engineers employed by communities and regional governments,
the U.S. Geological Survey, and State soil conservation bureaus, are
often helpful to data  collectors.  Permits and applications in various
areas  can contain relevant information. Grants to localities for solid
waste   management   programs   can   be   accompanied   by
questionnaires.
   One  State has predicted  its cost of solid waste disposal  on the
basis  of retail sales and  has found high correlation  between these
two statistics.
                        Special Surveys

   Special problems vary from State to State and special surveys do
likewise. Serious problems in one state may have merely nuisance
value in another. Junked  automobiles, for example, are of great
importance to some, but relatively unimportant to others. A serious

-------
                             On Data                          39

problem requiring special consideration is the disposal of hazardous
wastes,   especially  radioactive  wastes.  The  workshops  also
mentioned  hospital  wastes,  septic  tank  pumpings, catch-basin
contents, and toxic chemicals as subjects of special surveys.
  Industrial wastes  were discussed  at length, the feeling  of  the
workshop participants being that surveys of such wastes were best
dealt  with  by   interview  and  investigation rather  than  by
questionnaire.  The  survey should  include both  qualitative and
quantitative data, composition of waste, flammability, solubility,
and other  significant characteristics.  For industry, sampling must
cover an entire locality or an entire type.
  Surveys  of junked cars indicate that this is a growing problem.
Follow-up information is available from registration check and from
highway departments, with junkyard control through permit. Fees
paid for turning  in junked autos have not  proved successful, since
they presented  the junkyard operators with a bonanza and did not
affect the individual  owner.  Dumping  of autos  in  waters was
generally discouraged. In one area, a portable crusher is used and
has proved helpful.
  A new form was  proposed by Bureau staff for  optional use in
surveys   of agricultural and  industrial  wastes.  The workshops
approved the approach and the objective, since lack of data in these
fields has impeded prediction of needs and capacity. However, the
workshops also felt  that ambiguities in the  questions should be
resolved, as for example, differences between chemical, food, and
liquid wastes; salvageable and salvaged wastes; wastes disposed of by
more  than  one  method; how to include commercial wastes. A
broadside questionnaire approach to  this  survey was not favored by
all the workshops; a sampling technique was suggested instead.
  In every workshop, the need for as much data as possible and for
the constant updating of surveys was emphasized.

-------
        INTERGOVERNMENTAL COOPERATION
              AND PUBLIC INVOLVEMENT
            IN SOLID WASTE MANAGEMENT


                       Patrick Heaty*

  Intergovernmental  cooperation  and  public  involvement are
crucial in  solid waste management. The National Association of
Counties has prepared a series of handsome booklets on solid waste
management   containing   plenty    of   material  on   both
intergovernmental  cooperation  and  public  involvement.   The
Nation's Cities, a  monthly magazine  published by the  National
League of Cities, devoted its September 1969 issue to the subject of
pollution and included a fine article on solid waste reuse.
  I have four  basic thoughts to offer on the subject of discussion
today:
  1. Solid waste management, like everything else in our urban,
industrial,  technological country, is related to almost  every other
element hi our  society.
  2. Federal,  State, and  regional capacities  must  be greatly
improved  to deal  cooperatively with  our growing mountains of
trash.
  3. Despite the  activities of State and national agencies, the
problem will remain essentially a local one,  and local government
will have to reorder itself, with all the help it can get, to cope with
the problem.
  4. The scientists and engineers who are busily and imaginatively
designing new  techniques for  waste collection, disposal, and reuse
will have to stay in close touch with local officials, who  have the
ultimate responsibility to see that the job gets done efficiently and
economically.


               The Interrelatedness of Everything

  The City and County of Los Angeles, where the people produce
about 750,000 tons of solid waste a month, provide a fine example
* Executive Vice President, National League of Cities.


                             41

-------
42                           Healy

of  interrelationships.  Since  1957, the  law of  Los Angeles  has
banned  backyard  burning  of  solid  wastes.  The  sheriff  flies
helicopter  patrols  to  catch people who may be dumping trash
illegally  near somebody else's backyard. Moreover, the  combined
City-County Health Departments have to employ  200 sanitarians to
check on landfills and transfer stations. And, of course, the county
engineer regulates some landfills. The Los Angeles Regional Water
Quality  Control Board  has  to  pass  on whether industrial waste
disposal  sites conform to specifications. The county  treasurer, the
tax  collector  and  the health  department are all  involved  in
supervising private contractors who haul trash away from 59 cities
in Los Angeles county. The business of solid waste management is
the  responsibility of at least five departments  in both city and
county governments.
   Another  example of  the  interrelatedness of  everything comes
from a much smaller area. The Bureau of Solid Waste Management
gave a grant to the town  of Barrington, Rhode  Island to test the
idea of having householders throw rubbish and garbage  into kraft
paper sacks which  were then dumped at a model sanitary landfill.
The  homeowners were  enthusiastic  about using  the kraft bags,
which they found far easier to handle than conventional containers.
Unfortunately, the  dogs of Barrington also liked the bags; a hungry
dog can chew through  a  bag much more easily  than  through a
garbage  can. So now Barrington has a leash law, which  it did not
have before.
                      Improving Capacity

   Given the interrelationships inherent in the solid waste problem
and its management, no single level of government can handle it
effectively. Although this is a truism to people 'sophisticated in the
field,  as  a  nation we  are just beginning  to understand  this
proposition and to forge the necessary interjurisdictional links in
the chain of waste management.
   While the collection of waste will remain a local responsibility for
the  foreseeable future,  disposal and/or reuse  can no longer be
accomplished solely by  the city that  generates the waste. Large
cities do  not have the disposal sites,  and  neither large  cities nor
small cities have all the  other resources they need, especially the

-------
                    Intergovernmental Cooperation                   43


money. (It  costs San  Francisco $31 a ton to handle solid waste
these days.)
  We need  to move vigorously toward area-wide cooperation, and
we  need state  help, too. The advantages of achieving  area-wide
cooperation are evident, but are  worth repeating. Area  operation
brings about economies of scale; it permits greater flexibility in the
choice of disposal sites; it enhances coordination of air and water
pollution abatement; and it may serve to attract Federal financial
assistance.
  Here are  some examples of regional  cooperation in solid waste
management fostered by councils  of governments, as reported by
the National Service to Regional Councils:
  The Muscle  Shoals Council of  Local Governments in northern
Alabama has developed a unique program for refuse disposal in its
area. The Council, unable to raise funds  to cover the costs for a
regional study of solid waste disposal practices, recommended  that
the studies  be  carried  out on a  county level. As a result of the
studies, two programs developed. In Florence a sanitary landfill was
used. In  the  second  case  the county and  three  cities  jointly
purchased a tract of land, the  major portion of which was used as
an industrial park, with the remainder as sanitary landfill.  When the
fill area is complete it will be converted to a recreation park.
  In the Richmond, Virginia area, the solid waste program may be
placed under the authority of a park agency, although many legal
and technical complications must be solved first. However, the solid
waste program  stands  to gain two important advantages: (1) the
power of eminent domain and (2) the power to issue bonds for
revenue. The program  would thus be assured of funds and would
not have to depend entirely upon voluntary support.
  The Association of Bay Area Governments recently completed a
study of disposal practices in  the  San Francisco Bay area. In the
report, disposal sites were analyzed, their capacities noted, public
and  private  programs  were broken  down  as  were  the costs of
operation. The study laid the foundation for an action program in
the Bay area.
  The  Statewide  Comprehensive  Transportation and Land  Use
Program of Rhode Island also recently completed a study of waste
disposal. In  its  report the group recommended an action  program,
encompassing all  aspects of  planning, financing, constructing,  and

-------
44                           Healy

managing refuse disposal facilities. The group recommended a State
grant-in-aid fund  of 40  cents  per capita,  to be apportioned to
communities for refuse disposal, to encourage high quality service
and joint use of refuse facilities.

   In New  York  the  Metropolitan  Regional  Council  has  been
investigating  the  possibilities   for   intermunicipal  solid  waste
management. The New York area is also studying the feasibility of
better local monitoring of solid waste processing and establishing
standardized regional waste measures.

   In addition to such council actions in specific regions,  State
government will have  to become  more  involved  in  solid waste
disposal.  For  one  thing,  only State  government can set the
necessary standards  and allocate the necessary resources to assure
an orderly, sanitary, and economical solution to the problem. Only
State government can take full account of population growth and
movements,   conservation,  land-use  planning,   air  and  water
pollution, and technological change.

   Regrettably, State laws, like local waste management efforts, are
too fragmented in their  approach to assure coordinated  results.
Such  waste   management  activities   as  storage,  collection,
transportation, processing, and  disposal  are treated  as  separate
steps, rather than as part  of an integrated process. As recently as
1962,   only  nine  States  (California,  Connecticut,  Kentucky,
Michigan,  New Jersey,  Ohio,  South Carolina,  Tennessee,  and
Washington)  had  any  provisions  for formation of  districts to
operate  area-wide disposal systems.  We need State legislation to
treat the sequential  elements in the process as  part  of a whole
system, rather than as unrelated tasks.
   The Federal government, too, has  a large stake in the outcome
and must play a major role in assuring that we solve this  problem.
The efforts of the Bureau of Solid Waste Management have been a
big step in the right  direction, though there are many steps still to
be taken. I particularly welcome Senator Muskie's proposed amend-
ments to the Solid Waste Disposal Act, which would stimulate State
and local area-wide waste  management planning within a regional
environmental protection  system. The proposed bill would provide
nearly three-quarters of a billion dollars to States and localities over
the next five years to build solid waste disposal facilities and study

-------
                     Intergovernmental Cooperation                   45

ways to recover and reuse salvageable materials that our society no
longer can afford to burn, bury, or dump into the sea.

   Finally, the Federal government should adopt tax and regulatory
policies that will encourage—indeed, require—industry to develop
modes of manufacturing and kinds  of packaging that will minimize
rather than maximize our solid waste management difficulties. State
governments should do likewise.
   Regional,  State,  and  Federal governments must help  local
government in the management of waste disposal. The cities cannot
cope with the whole problem, but  for the foreseeable future they
will be literally holding the  bag—the trash bag. The cities bear  the
burden if the local trash pick-up system breaks down. They have to
hire  the  trashmen or  contract for  rubbish removal service.  They
have to worry about where to put the junk when the landfill is full.
They therefore have  to look closely to see whether they  are doing
the job as best they can with the resources they have at hand—those
resources are, I know, inadequate.
   This brings me  back to my first point—the interrelatedness of
everything. I am not sure that our city governments are organizing
themselves  to do the job with full understanding of this  principle.
As W. C.  Button  (Chairman  of the  Maryland National Capital
Planning  Commission)  suggested at a  National League  of Cities
annual meeting a few years ago, perhaps our cities should reorganize
their public works departments, sanitation departments, and some
parts of their health and planning departments into a Department
of Waste  Management  that would  bring under one roof a
coordinated  approach  to  the  land  use,  public  health, and
environmental  protection problems associated with solid  waste
collection, processing, transfer, disposal,  and recycling.
   There  certainly are many legal,  administrative, political, and,
most of all,  financial constraints that will have to be relieved before
our local, State, and  Federal governments can undertake the tasks I
have  outlined, but I submit that as the public becomes more aware
of the problem it will insist that these constraints be overcome. The
National  League of Cities stands ready to do its share to inform the
public of the magnitude and the urgency of the problem we face.
   One of  the great needs  is improvement  of  communications
between  the engineers and  scientists who  are working on the
technology of waste management, and the public officials who have
the ultimate responsibility for seeing the job through.

-------
46                           Healy

  As we improve our technological capabilities, we shall, no doubt,
find new ways to gather and get rid of our refuse. Perhaps we shall
have pneumatic tubes,  incinerators  that  do not pollute the air,
maybe a "reverse cornucopia" that will consume a limitless amount
of solid  waste,  even  as our cornucopia-like factories produce an
unending supply of  consumer  products  packaged in bulky  and
indestructible containers.
  One can envision revolutionary approaches to the collection and
disposal  problem.  It  may not be too far-fetched to  expect that,
some day,  homes, apartment houses, public buildings, stores, and
factories will have trash-burning systems that will provide them
with usable heat and power without emitting air pollutants. I can
foresee that trash  collection might  become  a two-way system,
carting  away  non-flammable  wastes  and  delivering  packaged
flammables  from other sources to feed the household heat-power
generator. And perhaps that pick-up and delivery system could be
used for other purposes too: to deliver mail, newspapers, and milk;
to pick up school children, commuters, and shoppers, and, let us
hope, deliver them home, too.
  All  this  may  be too fanciful, but it does suggest that there are
surely  going to be more ways than we can now imagine to deal with
our  waste  problem. City  governments are inevitably going to be
directly and deeply affected by the new technology. Those who are
concerned  with local planning and those  who are concerned with
local governing must share  in decisions as technological advances
change our lives.

-------
        WORKSHOPS ON  INTERGOVERNMENTAL
      COOPERATION AND PUBLIC INVOLVEMENT
  Every State planning agency, without exception, recognizes that
public relations and public information are vitally important factors
in the success of any planning program for solid waste management.
There  is  also  an awareness  of  the difference between public
relations and public information; every agency has public relations,
good  or bad, but effective public information can help to make
public relations favorable rather than unfavorable.
  The  workshops  which  discussed  public  involvement  also
discussed intergovernmental cooperation, dealing with this matter
in two different ways:  (1) cooperation among various State  agencies
to achieve better solid waste management, avoid friction and secure
relevant information; and (2) cooperation  among governments  of
different jurisdictions,  especially  in areas where  solid wastes
generated  in  one  area affect other areas. As in the case of public
involvement,    there   was    general  agreement    that   good
intergovernmental relations are desirable, but that such harmony
was extremely difficult to establish.
                Intergovernmental Cooperation

  Cooperation among Federal Agencies. Programs affecting solid
waste management  are included in  several Federal  agencies and
departments,   including   Housing  and   Urban   Development,
Transportation, Interior, Defense, as well as Health, Education and
Welfare. The suggestion came from many State representatives that
the Bureau of Solid Waste Management act as a coordinator of
information from Federal sources, as well as a clearinghouse for
information from private  and research organizations. Information
on policies and grants from all these sources would be conducive to
better management.
  Cooperation among State Agencies. Agencies within a State deal
with health, roads, air pollution, water resources, geology, sanitary
engineering, agriculture, commerce, forestry, recreation, and all of
these have relationships to solid waste management.  Federal grants
for many different purposes, ranging from rat control to highways,
may  go to different  State  programs, without necessarily producing

                             47

-------
48                         Workshops

cooperation among these programs. One agency may designate a
disposal  site;  another may  organize  its operation; a third may
enforce standards; a fourth may have the power to change location
or methods of operation.
   Examples of cooperation or the lack thereof were numerous:
cooperation with the highway department in handling junked autos;
with the forestry department on burning debris; with geologists to
determine  optimum landfill sites, safe  depths, ground water levels;
with recreation departments for use of completed landfills and for
solution  of problems  of wastes  at public  campsites; with urban
renewal  and  urban planning  officials, with natural resources
supervisors, with police and sheriff's offices. The list is long.
   Since  most  agencies  fear  loss  of  traditional  powers and
independence,  cooperation  and  coordination are not easy  to
achieve. Some States schedule regular meetings of department heads
for mutual information, clearance of problems, and combination of
resources.  Other States  use informal conferences  and meetings,
while  still others have developed  departments of  environmental
control in which various forms of pollution control are represented.
In  a few cases, the Office  of State Planning acts as coordinating
agency.  In sum, although there  is agreement on the need for
cooperation, no uniformly successful technique has emerged.
   Cooperation among Jurisdictions within States. Most States plan
for solid waste management on a county basis. This has occasioned
much  difficulty  in administration, especially for municipalities.
There  is a trend toward  development  of  metropolitan planning
agencies  involving regional concepts. A  formal council of govern-
ments has been set up in some areas, while in others meetings of
county and city officials are scheduled under State guidance. Local
legislation, local option and local practice vary in an almost infinite
range of patterns of jurisdictional cooperation.
   The supervision of the solid waste management  program may be
in the  hands of health authorities, pollution  control authorities, or
natural resource  officials.  Planning may be in one set of hands,
administration  in  another, licensing  in another. Where  State
legislation has been enacted, authority may rest at the State level or
at the  county level. Cooperation between State and county officials
has been improved by (1) systems  of regular meetings; (2) State
financial  assistance to  the  counties;  (3)  State  licensing and
enforcement programs; and (5) setting of statewide standards.

-------
                  On Intergovernmental Cooperation                   49

   The    major   stumbling    block   in   coordination    and
intergovernmental cooperation has been the difficulty of getting
counties and  municipalities to  work  together. Site locations are
usually the  problem. Opposition on the part of those  adjacent to
proposed  disposal sites is vocal and extreme, while support for the
sites is usually lacking. Local problems, particularly those of the
cities,  cannot usually be solved within the municipality, and State
involvement is almost inevitable.
   Coordinating Groups. Cooperation among  State agencies  has
been  enhanced by formal meetings of pollution control  officials
with  departments of  geology,  agriculture,  highways,  recreation,
commerce, etc. Sometimes a solid waste interagency committee is
established.  In some areas, geography may require coordination on
an interstate basis,  and a  few regional  meetings have  been held,
usually with Federal assistance.
   In  the counties, coordinating groups  have  followed  similar
patterns,  with the State providing assistance  for inter-county or
county-city  coordination.  An  area  council representing  several
counties and cities can, with State support,  provide a more effective
and  more  economical  approach  to  solid waste  management
programs. An  exchange of benefits (for example, roads for disposal
sites) may prove mutually advantageous to the areas concerned.
   The difficulties in the way of coordinated  action range from
constitutional limitations in some States, to financial difficulties in
others, and include public understanding in  all.
                      Public Involvement

  Public education and public information on the subject of solid
waste management are vital to the success of any program. There
was  unanimous  agreement in every workshop that when people
understand the problem and are involved in the planning, they tend
to cooperate  with the solutions devised and  bring  appropriate
pressure to bear on elected and decision-making officials to carry
plans into operation and provide funds for their implementation.
  As  suggestions  for   informing  the  public,  the  standard
communications mechanisms were recommended: news releases;
television  programs; spot  announcements on radio and TV; public
meetings;  posters;  films.  Speakers  bureaus  have been helpful,

-------
50                         Workshops

especially in  approaches to service and voter organizations. Public
involvement has been handicapped by lack of appropriate materials,
lack of  budget,  and  sometimes  by  lack  of  relevance  to local
situations.
  An effective public relations technique is to get a good operation
started and publicize  its effectiveness. Those  in  opposition to a
program  are usually active and vocal while those in support of it are
passive and silent. Since budgets for public relations are meager in
almost every jurisdiction, publications, films and posters from  the
Bureau of Solid Waste Management would be appreciated by States
and cities.
  There  was  little discussion of  "forming" public opinion,  and
much discussion  on "informing" the public.  Increasing national
awareness,  TV coverage,  and current interest  in  ecology have
helped, but it is  recognized that changes in public  opinion come
slowly. Basic changes come from local approaches to local problems
rather than from general understanding of a global problem.
                     Advisory Committees

  Most states have advisory committees of some type for their solid
waste management programs. Some of these represent government
agencies, while others are representative of the general public. The
experience has been that public cooperation is more readily secured
when local organizations  such as  the  Chamber  of Commerce,
League  of  Women  Voters, conservation groups,  anti-pollution
groups,  etc.,  form a nucleus of  public  support  for solid waste
programs if they are included in advisory committees.
  Another  form  of advisory  committee centers on  technical
functions,  ranging  from  planning  to   operational  technology.
Associations of cities, counties, professional groups, management
groups,  and industrial groups are all represented  in  one State or
another. Public involvement is recognized as an important element
in assuring the effectiveness of solid waste management plans. In
spite of this, no pattern has emerged for either a public advisory
interest or a public education program in this field.

-------
               SOLID WASTE LEGISLATION


                       Hugh Mields, Jr. *

  State,  territorial and  interstate  solid  waste  planning agencies
represented  at  this Symposium have been intimately involved  in
collecting and analyzing  data, in defining the nature and scope  of
solid waste problems  and resources for their  solution, and in the
development of  plans  and specific  proposals  for  solid waste
management. However,  these  efforts  may prove to be only an
academic exercise unless  this planning for program implementation
is the  product of an institutional arrangement that is capable  of
making political decisions to act affirmatively over the long run.
  By an  institutional  arrangement able to make political  decisions,
I mean more  than  a cooperative  effort on  the part of all the
governmental entities  in the area—Federal,  State, regional,  and
local. It will take no less than an unqualified political commitment
on the part of all the relevant governmental bodies to pass the laws,
raise and spend the money,  and provide the authority necessary  to
actively implement the plans.
  As bureaucrats and technicians, you will now be required to use
all your imagination, talent, dedication, and muscle to  convince the
political  policy-makers  and  your public  constituency  of  the
necessity  for  action—action  now!  The consequences  of  total
inaction or partial effort will be magnification  of the problems.
  Only after all the governments having jurisdiction within a solid
waste  management region  can  agree  upon  the nature  of  their
environmental problem and the fact that it has regional significance,
can area-wide planning begin to move toward implementation and
productive  environmental   management.  In   addition,  these
governments  must agree  on the quality of environment they want
to provide and arrive at a general understanding on the means which
will be required to achieve this condition. These considerations will
intimately  involve  planners and managers in  the political  and
legislative process.
  We must  be concerned with all  the levels  of government that
affect our environmental mangement program from the activities of
 1 Linton, Mields & Costen, Inc.

                              51

-------
52                          Mields

the Federal  government  and  Congress to  those of  the  State
legislatures, the local councils and the county boards.
  We must also be concerned with the environment as a whole. The
interrelated  nature of our environmental problems  dictates  a
sweeping view  of  environmental legislation and action, including
efforts at prevention, control, and abatement of pollution and plans
for environmental management.
  What is the status of our environment?  What are the prospects
for environmental  legislation   which will  provide us  with  the
necessary political solutions and institutional arrangements? Each
day  more  statistical  evidence   is introduced  to document  the
decaying state  of our natural  resources.  Technical  studies and
reports  indicate the vast  complexity and integrated nature of the
problems that must be faced in  order to halt the continuing attacks
upon the air, our  water, our land, our health, and our welfare. In
addition, environmental assaults are becoming page one topics in
our newspapers and popular magazines,  and the subject matter for
nationwide television specials.
  Increased public awareness and concern about the quality of the
environment can  be  seen in   the  growing  editorial  treatment
accorded  the problems;  in the flurry of activity  among good
government groups; in the rumblings emanating  from corporate
board rooms; and in the  rising  tone of political comment. Still, in
spite of all this documentation,  concern, publicity, and interest, the
nation's environmental quality continues to  deteriorate.
  Some explanation for the contemporary state of the environment
was  offered by the recently  released report  of the  American
Chemical  Society, "Cleaning Our Environment."   This report,
among other things, points an accusing finger at the failure  to make
use of  pollution control  technology  already  in existence; at the
failure  of  Federal,  State, and local governments to  carry  out
legislative remedies already on  the books; and at the failure to
commit the money and energy-needed to do the job.
  More  importantly,  we  have  failed to achieve   a   national
commitment for environmental quality. On a national level, we
have  not  yet  taken  the crucial  step necessary to build  the
institutional arrangement capable of making the  political decisions
necessary to restore our environment.
  In  his  foreword  to Edmund  Faltermayer's  book   Redoing
America-A Nationwide Report on How to Make our Cities and

-------
                           Legislation                         53

Suburbs Livable,  Charles Abrams makes the  statement: "Public
policy is now the most important force in determining whether our
cities will improve or decline,  whether our suburbs grow well or
badly,  whether our  journeys  to work  will be  comfortable  or
tedious, whether we  breathe good air or bad, whether our slum
neighborhoods  will continue to seethe with tensions and violence.
What is needed  is a statement of national purpose . . ."

   In spite  of an increased awareness and a greater concern about
the magnitude  of  environmental problems, we  have yet to hear a
statement of national purpose.  We have yet to make a commitment
for environmental  quality, a national pledge which proclaims to all
the various segments of our society:  "Our air is going to be clean,
our water clear, our land uncontaminated, and  our health and our
welfare  free from  environmental assault." Until  our national
purpose is made known and the  commitment to quality proclaimed,
our  progress toward  the solution to the  complex, interrelated
multitude of environmental problems will be fitful and sporadic.

   Under our system   of government, the offering  of  legislative
programs and proposals at the national level is usually the function
of  the executive branch.  For  the last  decade,  however,  in
environmental legislation the Congress of the  United States has
taken the initiative. The Congress, more specifically the Committees
on Public Works of both Houses, has recognized the national scope
and  character  of  environmental decay,  and has introduced and
actively prosecuted  legislative  responses to many  of  the  most
pressing  environmental problems.  In most  cases  the  executive
branch  has  followed,  belatedly  or  reluctantly,  behind the
Congressional initiative.

   State and local efforts to control environmental decay have been
woefully inadequate in most cases. This has been  due in large
measure  to the overwhelming magnitude  of the problems. Despite
the valiant efforts of the State of California and the Los Angeles Air
Pollution Control District, the smog of Los Angeles is too much for
their efforts alone. The failure  of  State and local governments  to
respond to  environmental challenges has  also been due  in part  to
the pressure of private interest groups within their jurisdictions. The
threat  of an industry to take business, tax base,  and payrolls
elsewhere if forced to institute  pollution  controls is a strong whip
over any State or municipal government.

-------
54                           Mields

     The Congress, less bound by such pressures, has championed
the idea of environmental quality and has laid  the basis of what
may become a national environmental policy. Senator Edmund S.
Muskie  of Maine has been a Congressional leader in the pursuit of a
quality  environment. As  Chairman of the Senate Public  Works
Subcommittee  on Air and  Water Pollution,  he has  provided
leadership,  imagination  and  drive  behind important  legislative
efforts.
   In the past decade, the  Congressional committees have produced
vast amounts of informational and educational material, including
hearings, testimony, and staff  reports, which have played a part in
bringing the nature and scope of environmental deterioration to the
attention of press and public.
   Congressional hearings have  also brought into the public spotlight
some of the shyer elements of our  society. There  has been some
reluctance  to take a public stand when the subject is the proper
responsibility  to  halt environmental decay.  Such  reluctance has
characterized  vested  business interests,  State  and local officials
concerned  about  the  possible loss  of their powers,  and passive
Federal  agencies  opposed  to taking  an active role in fighting
pollution and contamination,  satisfied in restricting  their role to
research. While all of these groups have not become converts to the
environmental causes of Congress, the  Congressional hearing room
has provided a good  forum for public identification of arguments
and points of difference,  for the  persuasive  force  of political
compromise, and for the education of the recalcitrant.
   And  along with the documentation and rhetoric, the Congress
has produced environmental legislation. In the last six years, major
steps to confront specific  attacks upon the environment have been
taken with the Clean Air Act of 1963,  and its 1965 and  1966
amendments; the Air Quality Act of 1967;  the Water Quality Act of
1965; the  Clean  Water Restoration Act  of  1966; and  the  Solid
Waste Disposal Act of 1965. While these laws have not themselves
enunciated a total national environmental  policy and commitment,
they have  made probing steps in the required direction and have
fixed into  law several important environmental  principles and
working policies.
   Among  the  principles  which have been incorporated as  basic
features of Congressionally initiated environmental legislation is the
idea that although environmental decay is a national problem, the

-------
                           Legislation                          55

responsibility for providing environmental quality must be divided
among all segments of society—public and private, the individual
and the organization. The vast resources of the private sector are
therefore encouraged  to  apply their technological expertise to the
development  of new, better  and more economical  solutions to
specific environmental problems.  State and  local governments are
given  the  responsibility  to  develop,  administer,  and  enforce
environmental  standards  as  long  as they  are competent  and
responsive to the problem.
  Perhaps of most importance is the recognition in this legislation
of  the   need   for   comprehensive   regional  approaches  to
environmental  problems.  In  most   instances,  particularly  in
metropolitan areas, local  and State jurisdictional boundaries do not
adequately describe the area which is relevant to the control of air
or water pollution or the development of an effective program of
solid waste management.
  Almost all  of us have been or now are going through the mill of
the problems  of  multiple jurisdictions—overlapping, intertwining,
oftentimes undermining.  While our experience in trying to achieve
city-county consolidations or  other kinds of regional government
has been just short of dismal, I am reasonably convinced that the
regional  approach  is both  necessary  and ultimately  possible.
Councils of governments, which now number close to 100, give us
good  reason  for  hope.  Almost all of  these  councils have  been
formed as a result of assistance provided by the Federal government
under  Section  701g  of  the Urban Planning  Assistance  Program
enacted in 1965. Continued Federal  aid and  Federal pressure to
require  local  governments  to  cooperate  in  taking a  regional
approach  to  common problems  are  absolutely essential to the
process.
  The most recent example of the determination of the Federal
government  to encourage a  regional or area-wide approach in
development  programs which  receive Federal aid  is contained in
Section 201 of Title IV of the Intergovernmental Cooperation Act
of 1968. The Bureau  of the  Budget Circular A-95 initiates  a formal
regional and State review procedure for a wide range of Federal aid
programs, including most  of the Federal grants in the environmental
field.  This review procedure is intended  to encourage appropriate
local  development  programs receiving Federal  money to reflect
regioftal needs and priorities.

-------
56                          Mields

   Grants of Federal money to local governments for construction
of municipal waste treatment plants has been an important program
addition to  the environmental legislation emanating from Congress.
The  Public  Works  Committees  recognized  that  there  was  a
tremendous need for the construction  and improvement of local
municipal waste treatment plants if the  quality of our streams and
water was to be improved.  The Committees also recognized the
magnitude of the  financial  commitment  necessary to get these
plants built. As a result of the inclusion of this grant program, the
water pollution program was given an initial boost as municipalities
became financially able to initiate  much-needed improvements in
their waste  treatment  facilities.  However,  as  the  program  has
progressed,  there has  developed a gap between the Federal aid
authorized in the water pollution legislation to meet the local needs
and the amount actually appropriated. In the last several years, the
gap between needs (authorization) and funding (appropriation) has
widened.
   In fiscal year 1969  the authorized amount for water pollution
control was $700 million, but only $214 million was appropriated.
In  fiscal year 1970 the authorization  is for $1 billion,  but the
Administration has  again requested  only  $214 million  for  the
program.  The gap in these two years, therefore, is  almost $1.3
billion. As a result,  many critically needed water pollution control
programs have been seriously delayed.
   The impact which will be felt by pollution control programs if
the Administration's requested funding is accepted, is indicated by
the Executive Director  of the Delaware Water and Air Resources
Commission who recently stated  that  ". . . The  appropriation of
$214 million as opposed to the $1 billion authorized will drastically
reduce  the efforts  of  the  state  (Delaware)  to meet  the 1972
deadline imposed by the Water Quality Act of 1967 . . ."
   It  appears, however, that a large number of Congressmen  and
Senators will attempt to  push for full funding of $1 billion, or at
least  as much of this amount as can be used effectively this year, a
sum estimated by the Interior Department as $600 million.
   Even  at  a time  of  heavy  anti-inflationary  pressures,  many
members of Congress  seem  concerned   about  keeping  the
commitment  to  local   government  made  in the  Clean  Water
Restoration Act of 1966 and emphasized by the Water Quality Act.
These legislative  measures directed the States to impose  water

-------
                            Legislation                          57

quality standards, committed local governments to a timetable of
compliance  and included a program of construction grants. As of
March 31, 1969, the Federal Water Pollution Control Agency listed
a backlog of 4,525 waste treatment works  projects, requiring an
investment of over $5.1 billion.
  Senator Muskie has continued his push for new environmental
efforts by introducing the Resource Recovery Act. This legislation
would take  a giant step beyond the Solid Waste Disposal Act of
1965.  The 1965 law provided for grants to  the States  to conduct
surveys of municipal solid waste disposal practices and problems; to
develop comprehensive State plans; and for demonstration projects
to test new methods of disposing of solid wastes.
  The Resource Recovery Act would take an innovative approach,
placing heavy emphasis on the recovery, recycling, and. reuse of the
component  materials   in  solid  waste.  The bill  authorizes  the
Secretary to  find  recommended  incentive programs (such  as
favorable tax treatment) to assist in solving  the problems of solid
waste disposal;  and to investigate current production and packaging
practices. Included  in  this  portion  of  the  bill  would  be
demonstration  projects  to  test the techniques developed  in  the
study for recovering useful materials from solid wastes. Grants to
State,  interstate, municipal,  and intermunicipal agencies to  make
surveys and  plans, as well as a grant program for the construction of
solid waste disposal facilities, are also recommended.
  Great  emphasis  is placed  in this prospective legislation  upon
regional  planning and the reuse of resources, rather than  simple
disposal. Individual planning grants are  to  be coordinated with
regional planning activities. The Federal share  in construction grants
would increase  from 25 percent to 50 percent of the project if the
area served  includes more  than one municipality. Additionally, if
the construction project utilizes new techniques which will act to
reduce  the  environmental  impact  of  solid waste disposal,  the
Federal share would cover 75 percent of the reasonable costs of the
project.
  In June  1967, the  Task Force  on  Environmental Health and
Related Problems presented its report, A Strategy for a Livable
Environment to  the  then  Secretary of  Health,  Education, and
Welfare, John Gardner. The Task Force recommended a grant-in-aid
program for solid waste disposal at the  local level by 1973 and
envisioned research into new  avenues for waste recycling. Both of

-------
58                          Mields

these recommendations are  included in Senator Muskie's pending
Resource Recovery Act.
  In  another  portion  of the same Linton Task  Force Report in
1967, the Secretary  of Health, Education, and Welfare was urged
". .  . . as   a  major  step   toward  meeting  the  challenge  of
environmental protection ... to seek Congressional authorization
to establish a council of Ecological Advisors to provide an overview,
to assess activities in both the public and private sectors affecting
environmental change,  and to act in analyzing capacity; to be in a
commanding  position   to   advise  on   critical  environmental
risk-benefit decisions; and finally to be instrumental in the shaping
of national  policy on  environmental  management."  I regard that
last admonition—shaping a national policy—as most important.
  President   Nixon   has   created  by   Executive   Order   an
Environmental  Quality  Council, composed of the Secretaries  of
Agriculture, Commerce, Health, Education, and Welfare,  Housing
and  Urban Development, Interior,  and Transportation. However,
the  House Appropriations Committee has denied this Council any
operating funds, criticizing its "patchwork" approach. The Council
has  also been faulted because it must, essentially, make judgments
on its own departmental programs.
  The idea  of a body of environmental advisors in the White House
is,  however, still alive. Senator Henry Jackson's bill to create a
three-man Board of  Environmental Quality Advisors,  to be named
by  the President subject to  Senate confirmation, passed the Senate
in July 1969. Senator  Muskie has  incorporated into  the omnibus
water pollution bill, a proposal  that would  create an  Office of
Environmental Quality in the  Executive Office  of the President.
This office would be headed by a Presidential appointee confirmed
by  the Senate. The principal advantage of this mechanism is that it
provides for a sufficiently large, competent, and independent staff
unaffiliated with any  other Federal  agency,  and, therefore in a
position to give to the President a thorough, professional review and
analysis on all matters which pertain to the environment. Such new
capability   for  expert  advice   should  help   to   make   the
Legislative-Executive dialogue  on  environmental quality  more
productive.  This office could be capable of  helping the President
develop and promote a national policy on  the environment. In  the
Report  of  the Senate Committee  on  Public Works  which
accompanied the bill,  the Committee stated "... The Committee

-------
                           Legislation                          59

and the Congress are pledged to a national policy of enhancement
of environmental quality, a policy based on the concept that man
and his environment are interrelated and that a quality environment
is necessary to the improvement of living standards for all men."
  I believe that an unqualified political commitment must be made
in each regional area, on solid waste legislation, air, water, and any
other  environmental   concern.  I would encourage  the earliest
expression of national  policy in this regard. This national position
requires the  technical  and  intellectual  resources of a competent
environmental advisory group to the President. The new legislation
(S.B.   7)  contains  the  features initially  required. Technicians,
practitioners,  planners, veterans  of political battles, and, active
administrators of functional programs of solid waste management,
have a large stake in this bill. I feel certain it will, if enacted, prove a
major  factor in improving our  ability  to  deal  with problems  of
environmental management.
  To  many,  the   prospect   for  environmental   control  and
environmental enhancement seems rather dim.  However, we have
some  reason  to  hope;  we have  come a long way since 1955 when
Congress first passed  an extremely modest air pollution research
program at the request of Senator Kuechel of California.
  We now have  a reasonable grasp on the nature and scope of our
problems.
  We now have laws which provide tools to control, abate, enforce,
and manage.
  We now have in  large measure the  technology that needs to  be
applied for solution.
  We don't have all the financial resources required, and we don't
have the management,  control, and enforcement organizations we
need  to  effectively implement  our existing laws.  These are,  of
course, deficiencies of no small order, but they can be overcome.
  As  we proceed, let us take note of  President Woodrow Wilson's
counsel that ". . . What really bends the processes of government is
continuous, sustained and intense effort,  generally uncertain at the
beginning  of what its exact final outcome will be, always responsive
to the situation  as it is, and continuously aware of the need to  be
on top of that situation, and not of some abstract  plan of what it
ought .to be, or was  when one once knew it, or would be if only the
people in Washington had more sense."

-------
     WORKSHOPS ON SOLID WASTE LEGISLATION
   All  the  workshops  agreed  that State  solid waste  planning
should  precede State legislation. Most  of the workshop partici-
pants felt that  a  State legislative measure was highly desirable if
not  essential.  As  planning progresses, legislative requirements be-
come clear, making it possible for legislative action, when under-
taken,  to be completely  suitable.  Legislation enacted  prior  to
proper  planning usually requires  amendment  or alteration.  How-
ever, because  action  is urgently needed and because pressures
come from  many parts of the  community, precipitate legislative
moves  may  be difficult  to  avoid. Nevertheless,  the need  for
planning should be emphasized.
   In all the  workshops there  was consistent support for  State
solid waste legislation. The existence of a solid waste act improves
administration of the  program  and strengthens  the position  of
solid waste officials.  If the question is asked, "Should  a  State
have a  solid  waste management  act?"  the  answer of workshop
participants from most of the States would be YES.


               What Should the State Act Include

   The   workshops  recommended  that  State solid  waste laws
should  set policy and standards, but should leave rules and regula-
tions to be set administratively. The law should include:
   Definitions. Uniform definition  of terms makes  clear the re-
sponsibilities of communities; enhances understanding of the pro-
gram; facilitates smooth relationships to other States and to the
Federal government programs.
   Designation of Authority.  The act should outline the mecha-
nism of procedure,  indicate the  groups  or individuals in control,
state how these officials should be appointed, and delineate the
structure of State  and local machinery.
   Responsibility.  Areas for State and local responsibility should
be defined. A legislative  enactment which is unenforceable  or
inapplicable is of little use. Enabling legislation is therefore pre-
ferred to regulatory  legislation.
   Standards.  Some States prefer  to leave setting of standards to
the  designated authority.  Where  standards  are indicated in the

                              61

-------
62                          Workshops
law, they should be the basics  to be expected of all jurisdictions,
permitting more stringent requirements  where localities  wish to
implement them.  A State act  should  bring  together and codify
existing legislation to  provide consistency. Guidelines (legislative
or administrative) from the State capital are often of assistance to
county governments, particularly where the political  consequences
of local action might be unfavorable.
   Certification  and Enforcement.  A program of enforcement by
enabling  rather than directional authority is an important ingredi-
ent of State law. The workshops were agreed  that improvement in
waste management  is  difficult without  a legal mechanism for
enforcement.  A  state  agency  needs  authorization  not  only to
establish  and enforce  statewide regulations,  but also  to  enforce
local standards, rules and regulations.
   Jurisdictions.  The  State  law should  outline areas for imple-
mentation and  encourage regional  applications.  In most States
regional  agreements are legally permissible; however, others  will
require  new  legislation or  constitutional action  to permit the
formation of solid waste regions.
   The  jurisdiction of the  Federal  government  presents some
problems.  Large  Federal  installations,  military bases or Indian
reservations may not conform to State solid waste regulations. On
the other hand, in some States the availability of public land has
been an advantage in providing sites for landfills.
   Manpower. Enabling legislation to permit  the State solid waste
authority to set  manpower standards  may be of significant help.
Both counties and municipalities find that appropriate standards
for selection  of  manpower,  training and  education  of personnel,
and inspection to assure competence make their job easier.
   Esthetic Standards.  The basis for most State solid waste legis-
lation is  health. There is  a growing  tendency to consider that
esthetic standards should also be embodied in the law as a matter
of principle. Such standards  convey broad authority for dealing
with industry, mining,  private dumping, junkyards,  etc.
   Funding.  Budgeting  for solid waste management at the State
level is crucial, for without funding the legislation becomes mean-
ingless. Budgets may be for the State solid waste program, or may
include  technical assistance and grants to localities, and funds for
public relations and public education.

-------
                           On Legislation                        63

                        Local Authority

    When legislation has  provided  for designation of  a State
 authority and its range of responsibilities,  standards and regula-
 tions can be set by the State, leaving  operation and administra-
 tion of  facilities in local hands. Effective control of such opera-
 tion  might  be handled  through  licensing,  inspection, training,
 matching grants, and similar devices. The workshops agreed that
 collection practices, types of containers, storage areas and details
 of  operation  should not  be embodied in law, but should  be  left
 to local jurisdiction.


                   Administrative Regulations

   Minimum acceptable standards should be set by the  State, the
 workshops agreed  almost unanimously, with varying  additional
 requirements  set by the  State  or locality  for communities  of
 different sizes. With near unanimity, the workshops agreed that
 open burning should be prohibited.
   With  policy set  by law, and procedures and standards set by
 administrative  regulation, the power of regulation may  be vested
 in appropriate State authority.  The ban on open burning, licens-
 ing of sites and facilities, conduct of training programs and similar
 activities by  the State are handled in some  areas by departments
 of  health,  in  others by  departments  of natural  resources, but
 there is  a  trend toward establishment of  a  State solid waste
 agency, possibly within the department of health.
   Licensing may be  carried out by the State or by county  or
 municipality  under State  standards. In either case  the workshops
 recommended  that  licenses  be issued  on  a year-to-year basis.
 Revocation  of a license  may present more  problems  than non-
 renewal.
                  Compliance with Standards

   There was considerable discussion on compliance, ranging from
the use of compliance  bonds  to  the use  of  public  education.
There  was  general  agreement  that both  the   "stick"  and  the

-------
64                          Workshops

"carrot" are necessary. Legislation can be a stimulus to effective
public education, but  opinion was  divided  as to whether it is
feasible to have  regulation for solid  waste disposal precede com-
munity acceptance.  Some observers  feel that the regulations are
futile if the community is not ready to accept them, while others
feel  that  the  communities will never be  ready if regulations do
not push them toward new attitudes.
   Most of the workshops concurred in the concept of legislation
and  regulation, with a built-in time lag in enforcement to permit
continuing educational  efforts. For communities which may have
difficulty in meeting new standards,  lead time  may be extended,
but no community should be exempted from established standards.
   There was all  but total agreement that open burning should be
prohibited,  with  designated disposal sites to eliminate this prob-
lem. Violators are therefore prosecuted not for open burning of
solid waste, but  for failure to operate sites conforming to State
regulations. The  workshops considered that open burning could
be phased out over periods of six months to three years, with one
year  accepted by the  majority  as a feasible  and practical time
interval. This  pattern was arrived at  independently in  each work-
shop.
   The  major cause  for failure  to comply  is  lack of funds.
Answers to this problem were suggestions for grants or loans from
the  Federal or State government.  Although there is considerable
difference  of  opinion  on  this  subject,  low  interest loans are
apparently favored over outright grants. State involvement  in the
allocation of funds assists the State agency in enforcing standards.
   Various sources  of funds  other  than general taxation  were
suggested by  the workshops:  a  tax  or surcharge  on products to
provide funds for ultimate disposal of both package and product;
establishment of solid waste management  as a  public  utility with
fees for service regulated by a utility commission, a tax on retail
sales.
   In the experience  of workshop  participants, compliance has
been more effectively  achieved  through construction grants  and
loans, planning assistance and encouragement of regional programs
than through punitive action against violators.  The experience of
water pollution agencies  was cited as an example of the failure of
punitive action to secure desired results.

-------
                           On Legislation                          65

                     The Regional Approach

    The workshops felt that regional agreements should be encour-
aged, but not compelled, by the States. Solid waste problems can
rarely be solved within a single municipality. Regional  programs
may  be  stimulated  by financial aid,  demonstration grants, assis-
tance  in  planning,  and by mutual  exchange  of benefits. They
cannot usually be enforced against the will of local groups.
    Reports indicated that  most of the States have passed State
Solid Waste legislation, others have such legislation  pending, and
regional agreements have been begun or are planned in many States.

-------
         IMPLEMENTATION OF SOLID WASTE
                 MANAGEMENT PLANS
                      Frank Bowerman*


   To  "implement" is  to "put  to work."  But in implementing a
solid waste plan, we may start  from a premise that may or may
not be true. In many instances,  we  may  assume that we are
starting with  a workable  plan, but  since many  plans  are  not
workable, implementation  may not  be successful. Many studies
result in a final effort which is not  capable of implementation.
We cannot accept  as  a premise that planning always  produces a
program which we  can  make work.
   I think that one of the  most satisfying things an engineer can
do is to implement a  plan. To make a study, then  to see that
study  come  into  being by  way  of  a report—that  is  a good
experience.  But when  the report  sits on  a shelf and gathers
dust—that is really  discouraging.  However,  to have something
created by way of an idea, to generate a plan that  becomes a
workable, viable operation is truly exciting.
   I think one  of  the  finest things that ever happened to me was
to be given a broad responsibility  in Los Angeles County, starting
with the  development of basic legislation, going  on  to  studies,
buying land, starting landfills, designing and constructing transfer
stations,  and seeing good  programs evolve.  It did not  happen
overnight. I started  in 1949 on  the basic plan for  solid  waste
disposal in Los Angeles County, and it was not until 1956 that
the plan was in operation.
   A workable plan must  incorporate the use of definitive and
practical technologies.  I have heard people talk about the use of
nuclear energy, for example, as a method of disposing  of solid
wastes. Such a  technique may become a practical certainty; solid
wastes may  not have  to be burned or buried but may just  be
vaporized. However, the technology for that to become feasible is
probably decades away. It is not a workable plan for today. Laser
energy is  another proposal—taking  a beam of light, flashing it  on
a tin can, and—poof—causing it to disappear! That is not yet a
* Group Vice-President, Land Pollution Control, Zurn Industries.

                             67

-------
68                          Bowerman

workable  technology.  We  cannot put to work plans for which a
technology is not certain.
   However, I  will mention  two  technologies  now  being de-
veloped which appear to have possibilities, although they may not
pay  off quite as immediately as one might  hope. One is dense
compaction. This technique  has been used for about ten years in
Japan  and for three to five  years in the United States, but it has
not  been  applied  on a  large  enough  scale to  give us  a final
determination of maintenance costs. We  do not yet know whether
this  is a  dependable day-in  and day-out  method. A  solid waste
disposal system has to cope with a "stream" that is never shut
off.  The tonnages keep coming in and the system has to be able
to operate whether the machines  are working or not. I look on
dense  compaction technology as still in the developmental stage.

   "Rail  haul"  is another important new  technology, depending
largely upon  dense compaction.  It is  manifestly easier to haul
"coal" instead  of  "feathers." Therefore, dense  compaction can
make  a rail disposal system practical and workable. The- system
must be designed around a specific responsible operator, a govern-
mental authority, a private  contractor,  or  a mixture of the two.

   A  good many sound technical plans remain on the  shelves as
"unworkable" because  the question,  "who is to  do  what?" has
not  been  resolved. Bickering and  fighting in the division of re-
sponsibilities has thwarted the implementation of many  programs.
In my opinion, it is the responsibility of the planner to define the
responsibilities and  spell out  the division.
   The system,  to be workable, must also be  compatible with the
technical  capability of those who are going  to operate it. Many
incinerators that  probably  could  have  been operated without
pollution  of the atmosphere became serious air polluters because
of poor operation. Operation is often  a  more difficult problem
than design. Even with the finest control technology, poor opera-
tion would still make the  stack discharge totally unacceptable.
Again, the study plan should  indicate the level  of competence
required to operate the programs. More  is involved than accepting
any  personnel that  may be available.
   Much  credit  is  due the Public Health Service for offering
training  programs  in  a number of fields:  sanitary landfilling,
incinerator operation,  and solid waste management system design.

-------
                       Implementation of Plans                      69

An engineer working in  the  sanitary field  with water  and air
pollution problems cannot become a solid waste expert overnight.
This is an  area  of specialty  that  requires a  certain degree  of
understanding,  and  the Public Health Service  training programs
are an  excellent  means of producing such understanding. Many
communities seem to assume that to make the  transition from an
open burning dump to a  sanitary landfill all that is needed is  to
hire a  new  engineer. However, the big pieces of equipment used
at landfills are  not easily  handled, and lack of  knowledge can be
dangerous  and even  fatal.  At  several   landfills, men operating
bulldozers have been killed through failure to recognize that part
of  the  refuse  was  hard  and unyielding,  causing  one track to
remain high while the other falls into a  soft spot. The bulldozer
rolls over on the  operator, crushing him. The system must be
planned to include the training of people to make  them  capable
of safely operating equipment under new  and varying conditions.
   It is  also necessary to  face the  fact that  the plan must be
politically sound. Engineers do not like the word "politics," but
politics, in the  highest  and best sense of the word, is a necessary
and vital aspect of implementation  of a  solid waste management
program. The elected official  and his professional  staff attempt,
to the  best  of their ability, to  translate the needs and desires of
the  community  into  workable operations.  The engineer who
thinks  he is  smarter than the  politicians,  that he can develop  a
system without considering its effect on  people and their habits,
is  going to  fail.  The system,  if it is  to be sound, must be
acceptable  to the politicians. A plan compatible with sound en-
gineering  and popular appeal  will be  successful.  The  political
leaders may even be convinced by the engineer  that they gave the
engineers and planners the idea in the first place.
    From  experiences  in a number of  cities,  I have found that
 people  from  many  walks of  life  do  have  ideas  that  can  be
 incorporated into solid waste planning.  Often  the  ideas are good
 and lead to an exchange of thinking. The consulting expert often
 puts together  a system  that comes from the  framework of local
 thought. This is  good engineering.
    For example, a solid  waste planner in an area with a severe air
 pollution problem  would be  in trouble  if he  tried to implement
 an  incinerator  program.  The  situation  may change, but at this
 time 'selling incinerators in  certain areas of  the U.S. would be

-------
70                          Bowerman

difficult.  A  program  designed to  implement  that  kind of  an
operation might be doomed beforehand.
   In an area where the only suitable landfill sites are those that
have  natural beauty,  such as  meadowlands or natural game  re-
serves, the  conservationists may  defeat  landfill plans.  From  an
environmental point of view, some sites are more  important as
they stand.  San Francisco  Bay is  a good example. The Bay Area
Conservation and  Development Commission has simply placed a
"Stop Order" on all filling of  the Bay. The decision has nothing
to do with the economics of waste management, but is concerned
simply with  preserving San Francisco Bay for  posterity.  A pro-
posed system that did not recognize such a basic factor would be
a useless system.
   On the other hand, the  possibilities for implementation of a
solid  waste management plan can be enhanced  if we take advan-
tage of the  things that people  and politicians like and then build
toward  them.  For example,  in  Los Angeles,  good support was
obtained  from the Regional Planning Commission and from the
Department  of Parks  and  Recreation for landfills that were de-
signed to become  part of the park system. So they were designed
that way. We never had to convince Los Angelenos of the desira-
bility of landfills.  We  sold five "parks." In considering the politi-
cal ramifications of a  plan, consideration should go first of all to
those aspects that  are for the general good.
   The  engineer can  develop political support  for a solid waste
management  program;  this  should be part of the  implementation
action. The  political decision-makers are vital to the implementa-
tion of a program. At least once every three  months during a
study program formal presentations should  be  made  to the top
political  decision-makers and their staff.  This can often be com-
bined with public  meetings. The political  leaders are thereby kept
informed  and they help the public to understand what is to  be
done  through the  solid waste management study. Through charts,
graphs,  and  visual materials, the experts  can interpret  the plans,
so  that  the final  report  will  not be   a  surprise. Government
leaders,  like  the rest  of us, do not  always appreciate surprises.
They  like to  be  included  in  the planning so  that they can
understand what is being done and be prepared to  act on it.
   In addition  to quarterly review meetings, it is  helpful  to
contact  the  decision-makers individually  at  any critical decision

-------
                       Implementation of Plans                     71

point.  If  a planner  is  contemplating a county-wide  anti-burning
law, he cannot feasibly recommend such an  action  until he has
the support  of people who will  have to carry out the mandate
and take the criticism  of the ban on open burning.
    Timing may be  important.  Perhaps  a ban on open  burning
might be  acceptable at a later time,  possibly after an educational
campaign  or in a period when an election campaign is  not pend-
ing. Understanding  of the  goal  is  important,  but an  elected
official must also consider how a decision will affect him.
    In addition to informing the elected officials, the solid waste
planner must  also  inform  the public works  director,  the city
engineer,  and the public  health officials. There is also a  need to
go  to the public directly—preferably before the  fact rather than
after the fact. If word of  a landfill in a particular  area is rumored,
it will be  too late to generate public support for the idea.  By that
time the  local population will  have  generated an opinion which
will harden like concrete. The  vote  of organized people at that
point may well defeat  the plan.
    Since  landfills, incinerators and transfer  stations  always have
to be located somewhere, it is a good idea to find out beforehand
the key people in  the neighborhood.  The really key people are
usually  just  a  handful.  At  most,  200 to  300  people  in any
neighborhood are really interested enough to take  a position for
or  against any proposal. If the  plan is  clearly  and honestly
presented  to organized neighborhood groups  and their  leaders,
support is usually  forthcoming. If they  are  asked to permit a
presentation  to their  group,  they will often be  quite  willing. I
would  say that probably 90 percent of the general public will
listen, while  10 percent already  have  their minds made up. Of the
people who listen, about  75 percent will agree if the argument is
reasonable. Groups  can be  addressed at the local high  school or
civic dub; people then become involved and the groups have an
impact in  favor instead of against the program.
   Most people think  solid  waste management is important. We
should take advantage  of this fact. Nationwide television programs
have helped. There  is a strong new interest  in  the techniques of
solid waste management. Positive information can displace rumors
and can provide a stimulus to effective public action. Newspapers,
television,  and radio are  all alert  to  the  problems of solid  waste
management. If they are given material of interest to readers and

-------
72                         Bowerman

listeners, they  will want to know more,  and will  probably give
more attention than  expected. They  are  usually  fair in their
reporting and effective in interpretation.
   The  final stage of  implementation  comes  when a workable
plan  has been developed, when  it has  been accepted  by  the
political decision-makers, the  professional  staff, the people of the
local  area and  the general public. Implementation requires build-
ing something. It may be  a  landfill,  where roads  must be  con-
structed, fencing installed, water and  fire  protection facilities set
up  and  equipment purchased,  or  an  incinerator. But something
else is necessary before  one can consider a plan implemented.
   The  job of the solid waste professional  includes a blueprint for
proper  environmental  protection.  A  study which  merely states
that a  transfer station  should be built at a particular location is
incomplete. Depending on  the  selected  location,  the plan should
state  whether, or not  the  station should be enclosed or open;
whether it is to be a direct dump  or have mechanical equipment.
People want  to know more than just  the  fact that there is going
to be a transfer station at that site. They  want to know what it's
going to look like, what  it is going to sound  like, where  the
trucks will go, what the problems will be, etc. These considera-
tions should be a part of any  workable plan.
   Sometimes  in  the  construction of an incinerator or  a com-
posting plant,  an  important phase  is left out. This is the phase of
"checking  out" or "debugging." It is important  to retain at the
functioning operation  the professional who was involved  in  con-
structing the  equipment  so  that  he  can follow  the  operation
through. Checking out or debugging the  equipment is essential.
   The effectiveness of implementation of a solid waste manage-
ment plan is finally in the hands of the people on the job, from
the supervisors to those who are charged with the responsibility
for running the equipment. If they can be inspired with a feeling
of  confidence; if they can believe  they  are "not just  garbage
collectors," if  they can have  good training programs, if they  can
be  adequately  paid,  the entire solid waste management system
will work.
   "With a little  bit of luck" and a liberal application of good
judgment, this  may all come to pass.

-------
          WORKSHOPS ON IMPLEMENTATION
        OF SOLID WASTE MANAGEMENT PLANS


                   What is Implementation?

   Implementation is the process of activating recommendations.
Most  of the States have collected  data on solid wastes and are
well into the planning stage. Some  States have enacted legislation
for solid waste management. Very  few have progressed to state-
wide  implementation programs. The workshop participants were
agreed that  planning should provide for priorities based on needs
so that implementation can proceed in orderly fashion. Two basic
prerequisites were expressed: authorizing legislation and adequate
public relations. Legislation enables the plan to be carried out;
public relations makes it possible to  do so effectively.
   Some States favor county solid waste  programs coordinated
into an overall State  plan. Most States,  however, regard State
planning and State legislation as sources for county direction. All
were  agreed that implementation  cannot wait for planning to be
completed, and that planning  cannot stop  when implementation
has been begun. Both steps continue, planning being modified in
the light of experience and implementation changing with new
forecasts and developing technology.
   Since the success or failure of any  plan is realized when it is
put into operation,  the ingredients for operation must be present
if success is to be the result: staff,  equipment, funds and author-
ity. Without these, the best-planned  legislation will fail.


                Implementation and State  Law

   Most of the workshops agreed that legislative  adoption of a
State  plan  is  the vital step in implementation.  State  legislation
should  include a statement of objectives; authority for  setting
standards; designation of a responsible  management; provision for
public relations, research,  technical assistance, certification and
inspection;  and budgeting for these  purposes. Such legislation has
already been enacted  in some States and is pending in others. In
many cases, however,  implementation  of specific  aspects  of the
State  solid waste plan have proceeded in  advance  of legislation
under other types of enabling authority.

                             73

-------
74                          Workshops

   No  nationwide pattern of practice emerged  from the  work-
shops.  Many  different kinds  of State activities were described,
some prevalent in many areas, some  in very few. A sampling of
State functions in the field of  solid  waste management includes
the following:
   1. Encouragement is  given to counties, localities and munici-
palities to develop local and regional plans.
   2. Technical  assistance is  afforded to counties in  handling
solid waste management problems.
   3. Standards  have been set  for sanitary landfills and require-
ments have been established for treatment of leachate.
   4. Controls have  been set on open burning, extending in some
States to agricultural wastes.
   5. Training  programs  have  been   offered  for  operators  and
demonstration programs have been  arranged by equipment  manu-
facturers and successful site operators. Other training efforts have
been made through assignment of personnel to courses offered by
the Public Health Service and by universities.
   6.  Certification and licensure have been required for sites and
operators.
   7.  Regular meetings  of State  and/or county  personnel are
held.
   8.  Sites are inspected and standards enforced,  sometimes by
police, sometimes by sanitarians, sometimes by volunteers.
   9.  Grants are provided for construction of facilities,  for  trial
operation or for demonstration projects.
   It  should be  emphasized that all  of these measures of  imple-
mentation were  mentioned in  the workshops, but no State  has all
of these. One workshop discussed direct State ownership of facili-
ties  and another discussed the  formation of a State-controlled
non-profit corporation for solid  waste management,  but these
were mentioned  as possibilities not as  actualities.
                     Local Implementation

    Solid  waste disposal  has traditionally been a local responsi-
 bility. It is only  in very recent  years  that ecological  problems

-------
                         On Implementation                       75

 have received wider  attention,  involving  Federal  and  State  in-
 terest.
    The  difficulties  in local  implementation  as  reported to the
 workshops were: (1) authority boundary lines; (2) lack of public
 understanding; (3) unavailability  of consulting engineering firms in
 some localities;  (4) the  tendency of consultants to recommend
 incinerators, on  which profits are greater  than in landfill opera-
 tion; and (5) the  credibility  (or  lack thereof)  of equipment
 salesmen.
    Because  of the nature of the solid waste problem, implementa-
tion cannot stop while planning  is going on. As a result the plan
must encompass  existing  programs and can serve to improve and
develop such programs even during the planning process. Problems
are  manifold—money, personnel, site location,  public relations,
the  presence  of  Federal  installations, community zoning boards,
the  ownership of  land,  the  conflict  of jurisdictions,  and  the
nature of specific wastes. In spite of such problems,  and in spite
of  the view  of some  workshop participants that counties should
be  urged  to hold up implementation until State action had been
effected,  the  overwhelming majority of the  discussants  felt that
such delay was impossible.
    Local  plans must provide for alternative  service in emergencies,
whether  these result  from natural  disasters such  as  floods and
earthquakes,  or from manmade situations, such as strikes.
    Some  practical public relations devices  were suggested to im-
prove  popular understanding  and  to  speed  implementation  of
programs: counting  flies at dumps; picturing the ugliness of exist-
ing  methods; reporting accidents  and  deaths;  and emphasizing
health hazards of dumping.
   Even  after the  problem is recognized and the solutions  de-
veloped,  however, support  for a system of solid waste disposal
may run  into serious  budget problems. Local taxes  are  already
burdensome and  a taxpayers'  revolt in many parts of  the country
makes addition to  these  taxes a virtual impossibility.  The work-
shops suggested  financing through fees for service, public utility
management,  taxes on retail  sales, and  similar devices as substi-
tutes for property taxes.
   The feeling of all the  workshops was that solid waste manage-
ment is  technically  feasible,  and that  implementation  of solid

-------
76                         Workshops

waste plans is more  likely to be impeded by  public misunder-
standing  than  by  technological  inadequacy.   One  workshop
summed up its views in Abraham Lincoln's words:
        "Public  sentiment is  everything.  With  public senti-
     ment nothing can  fail; without it  nothing  can succeed.
     Consequently,  he  who  molds public  sentiment  goes
     deeper  than  he  who enacts  statutes  or  pronounces
     decisions."

-------
        THE LIGHT AT THE END OF THE TUNNEL

                    H. Lanier Hickman, Jr. *

   There  are always inherent dangers in summarizing a meeting:
there is a tendency towards sentimental partiality  to  one's pro-
gram and one's colleagues; there  is a tendency to avoid objective
summation and analysis in favor of pats on the back and approval
all around. The stage for this meeting in September 1969 was set
in September 1966 when we first met to  discuss solid  waste
planning.  At that time, few of us knew what we were doing or
what we were going to do.  Today we know our purpose and our
direction,  but some of us still do not really know what we are
doing or what we are going to do.
   Senator Boggs' keynote comments  about  the  great solid waste
industry were most pertinent. His review of  legislative plans con-
tains  important implications. The bills now  pending in Congress
will  have  far-reaching effects on  current solid waste management
and will shape the direction  of the future.
   Mr. Roberts discussed the basics of the planning process. His
listing of "don'ts"  is worth  repeating:  (1) don't overlook any
aspect of  solid waste management: (2) don't  get data happy; (3)
don't keep a closed mind; (4) don't forget interrelationships; and
(5) don't reinvent the wheel.
   During the workshop sessions following Mr. Roberts' presenta-
tion  on planning, different groups tried to relate the discussion of
planning to the do's and don'ts. Some groups  concentrated on
problems  of  planning  while others concentrated on problems of
solid  wastes. It was difficult  for the  participants to discuss the
planning process  objectively because of their varying experiences
and the stages of plans in their States. The Bureau of Solid  Waste
Management  has  provided a guide  to planning, to stimulate (not
direct) the planning in each area.  The planning process is an aid to
decisions-making and not a panacea for all our problems.
*Director, Division of Technical Operations, Solid Waste Management Office, Environ-
 mental Protection Agency.
                             77

-------
78                          Hickman
   Mr.  Weaver set  the stage for a discussion on the data needed
for solid waste planning. He stressed the broadening of our data
base by studies of those aspects  of solid  waste management not
covered during the first  national survey. He pointed out the need
of data for  systems design, which the national survey did not
provide. I submit to you that  the development of systems design
data  is  not  necessary   to  effectively  plan a  State solid waste
management  program.

   In the workshops there  was no consensus on how much data
collecting is  enough. This confusion probably  arises because  we
fail to  remember what the data are being collected for. A State
solid waste management program  must deal with the broad prob-
lems  and cannot usually develop  operating systems for  specific
areas. Although in  certain cases precise surveys may be useful,  we
should  not  normally be developing action  program data  at the
State level.

   Mr.  Healy described  the interrelationships of government and
solid  waste management, emphasizing the  roles of each level of
government and the need for cooperation. Division  of responsibili-
ties simplifies the problem of data collection and the development
of solid waste management plans.

   The  workshop sessions  on  intergovernmental cooperation  in-
dicated  clearly that cooperation with other agencies is not at a
commendably high  level.  It is discouraging that some solid waste
management  officials have not yet established a formal interface
with  other agencies and particularly  with  the  official planning
agencies of State government. The major point to arise out of this
session  was  the need for strong public involvement in the prob-
lems of solid waste mangement. Active, aggressive,  and innovative
programs  are needed to elicit  public  interest  and support. Al-
though  some agencies are  doing  good work in this area, much
more needs to be done.

   The  session on  planning progress contained  several points of
interest. Too many agencies are trying to collect  too much de-
tailed information.  Although each agency  can best judge what it
needs, it is  important to remember that we are trying to define
the problem  and develop a plan to solve the problem. Precise design
figures are not necessary.

-------
                           Conclusion                          79
    Few of  the  agencies which have received drafts of our plan-
ning guidelines  have  studied them.  It is not necessary  to  follow
the guidelines precisely, but they do indicate the depth needed in
a plan. Essentially a plan should be designed to serve the needs of
the State. The  concept of regional systems is  the keystone to
effective management programs and  we must constantly press this
concept.
    Strong public information programs are an essential element in
both the  planning  and  the  implementation phases of solid waste
management.
    Additional information  on  industrial  and  agricultural  solid
waste is needed to  supplement the existing data.  However, except
in a few areas, a management plan may be developed on the basis
of  the  national survey,  with further information  added  later.
National survey  data  are adequate in most instances to develop a
plan. What is required is the imagination  to look at it. Stop trying
to keep refining it.   In any activity minor faults can be used as
excuses to  delay the development  of  a plan. In spite of  these
points, the job can be done and we  are making progress. We must
not slacken our efforts  just when we are nearing the completion
of plans in many agencies.
    Mr. Mields discussed the relationships  of legislation and solid
waste management. Something more  than  mere  cooperation is
needed  to get the job done. Strong laws and consistent enforce-
ment  are  essential  to effect  adequate  solid waste  management
programs.  In the workshop sessions the variation in solid waste
legislation was discussed. Some agencies  now have broad enabling
legislation that  will allow  implementation of their plans, while
other agencies have no legislative basis for being in the solid waste
business and rely on executive favor. A good basic solid waste
management act is needed if programs are to progress.
   Mr. Bowerman described what it  takes to implement a plan. It
is  significant  that  the  implementation  of  a State plan  is not
greatly  different from the  implementation of a local  plan. The
same  knowledge, preparation  and  action are  required.  In the
workshop  sessions  many people  expressed their doubts  about
being able to implement  the  plans  they have been working on.
However,  I  think the doubters underestimate themselves and the
people of their States. Implementing plans begins, like the longest

-------
80                          Hickman

journey, with a single step. It is important to start,  to  take that
first step, and then proceed with each item in the plan.
   Three years ago in September 1966 the Bureau of Solid Waste
Management started the States in developing plans.  Although at
times that aid  and assistance may not have been totally effective,
every State has received some planning assistance. It is time for
the other end  of the bargain to be completed and for the States
to  develop  and complete the plans so desperately  needed. The
plans are vitally needed so that the  next steps in solving our solid
waste  problems can  be taken.  Implementation cannot proceed
without planning.
   This Symposium has given us an assessment  in how far plan-
ning has progressed,  where  the problems are, and what  can  be
done to implement our solid waste management plans.  Although
there is some reluctance to saying how long the job will take, it is
clear to all  of  us that we  have begun it well and can see the way
toward its completion. We see the light at the end of the tunnel.

-------
        SYMPOSIUM PARTICIPANTS
     STATE AND INTERSTATE REPRESENTATIVES
Alabama
Alaska
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
CHIPLEY, Alfred S.
Department of Public Health

HONEYCUTT, Jack
Department of Public Health

ANDEREGG, James A.
Department of Public Health

BECK, John H.
Division of Environmental Health

FITZGERALD, Sidney S.
Pollution Control Commission

HENDRIX, Arthur C.
Pollution Control Commission

BURGH, Lawrence A.
Department of Public Health

ROGERS, Peter A.
Department of Public Health

GAHR, William H.
Department of Health

STODDARD, Orville F.
Department of Health

KURKER, Charles
Department of Health

STIEGLER, Fred, Jr.
Board of Health

WESTERMAN, Robert R.
Board of Health
                      81

-------
               Symposium Participants
Florida
BAKER, Ralph H., Jr.
Board of Health
Georgia
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
DRUSE, Ben
Board of Health

ROBERTS, Clyde
Department of Public Health

TAYLOR, John
Department of Public Health

YOUNG, Reginald H. F.
Department of Health

ZANE, George Y.
Department of Health

JANKOWSKI, Jerome E.
Department of Health

OLSON, Robert P.
Department of Health

DOMINICK, Harvey
Department of Public Health

KOCHER, Raymond
Board of Health

CLEMENS, Jack
Department of Health

LINN, Charles H.
Department of Health

SHULL, Ivan F.
Department of Health

HOLLAND, William D.
Department of Health
                     82

-------
                    Symposium Participants
Louisiana
Maine
Maryland
Massachusetts
Michigan
Minnesota
Missouri
JOHNSON, Samuel N., Jr.
Department of Health

HEALY, Gerald, Jr.
Department of Health

fflNCKLEY, Wallace W.
Department of Health and Welfare

TIBBETTS, Earle W.
Department of Health and Welfare

GROZINGER, Fred
Department of Health

SHIELDS, Wilfred H., Jr.
Department of Health

COLLINS, John C.
Department of Public Health

KARAIAN, Vartkes K.
Department of Public Health

HADFIELD, Richard L.
Department of Public Health

KELLOW, Fred B.
Department of Public Health

BADALICH, John P.
Pollution Control Agency

FORSBERG, Floyd J.
Pollution Control Agency

FREDERICKSON, Ralph H.
Department of Public Health and Welfare

ROBINSON, Robert M.
Department of Public Health and Welfare
                          83

-------
                  Symposium Participants
Montana
Nebraska


Nevada


New Hampshire


New Jersey
New Mexico
New York
North Carolina
North Dakota
BRINCK, Calibome W.
Department of Health

CARMODY, Terrence D.
Department of Health

JOHNSTON, Hugh
Department of Health

WILLIAMS, James
Department of Health and Welfare

BUMFORD, Forrest
Department of Health and Welfare

MURPHY, James J.
Department of Health

PRICE, Arthur W.
Department of Health

DAVALOS, Samuel P.
Health and Social Services Department

MOYNIHAN,  Terrence
Health and Social Services Department

RAYMOND, Allan E.
Department of Health

WILKIE, William G.
Department of Health

STRICKLAND, Odell W.
Board of Health

USRY, Sidney H.
Board of Health

CHRISTIANSON, Gene A.
Department of Health
                         84

-------
               Symposium Participants
Ohio
Oklahoma
Oregon
LOBB, Everett
Department of Health

DAY, Donald E.
Department of Health

BALL, Orville
Department of Health

GROSECLOSE, Herman
Department of Health

BAILEY, Bruce B.
Board of Health
Pennsylvania
Rhode Island
South Carolina
Tennessee
Texas
CULHAM, William B.
Board of Health

BUCCIARELLI, William
Department of Health

ERICKSON, Richard
Department of Health

QUINN, John S.
Department of Health

DICKERT, H. K.
Board of Health

GIBSON, Robert H.
Board of Health

BOOTH, David
Department of Public Health

TIESLER, J. Tom
Department of Public Health

COCHRAN, David M.
Department of Health
                     85

-------
Utah
Virginia
Washington
West Virginia
Wisconsin
Wyoming
Symposium Participants


   FLEMMING, Robert
   Texas Water Quality Board

   HOUSTON, David L.
   Department of Health

   HURST, Howard M.
   Department of Health and Welfare

   SHIELDS, Ellis R.
   State Division of Health

   DORER, Ralph D.
   Virginia Health Department

   JAMES, William
   Virginia Health Department

   JENSEN, Emil C.
   Department of Health

   MYKLEBUST, Roy J.
   Department of Health

   LYONS, O. R.
   Department of Health

   McCALL, Robert G.
   Department of Health

   DORCH, Ralph D.
   Department of Natural Resources

   WELLS, Avery
   Department of Natural Resources

   GROSS, Kenneth A.
   Natural Resources Board

   HUMPHREY, George D.
   Natural Resources Board
                        86

-------
      BUREAU OF SOLID WASTE MANAGEMENT STAFF
ANDERSON, Earl J.
Boston
GRIFFIN, Robert J., Jr.
Rockville
BRIDGES, James S.
Cincinnati
HAMPEL, Charles R.
Cincinnati
CARRUTH, Dennis E.
Cincinnati
HELMS, Billy P.
Cincinnati
CLEVELAND, Elmer G.
Atlanta
HICKMAN, H. Lanier, Jr.
Rockville
CONNOLLY, Hugh H.
Rockville

CRANE, Larry E.
Cincinnati

CUMMINGS, Russell E.
New York
HUEBNER, Dennis
Cincinnati

JONES, Thomas C.
Cincinnati

JORDAN, Jacquelyn S.
Rockville
CURRY, James C.
Cincinnati

DEHN, William T.
Cincinnati
KEHR, William Q.
Chicago

KELLER, Daniel J.
Cincinnati
DEMARCO, Jack
Cincinnati
LONERGAN, Richard P.
Cincinnati
EBERHARD, Karen S.
Denver
LOVELL, Leander B.
Cincinnati
FLAHERTY, Judith A.
Cincinnati
MARCELENO, Troy
Cincinnati
GAZDA, Lawrence P.
San Francisco
MORRIS, Grover L.
Dallas
                            87

-------
                    Symposium Participants
MUHICH, Anton J.
Cincinnati
STOLL, Bernard J., Jr.
Charlottesville
NICHAMIN, Lesley O.
Cincinnati

NICHOLS, Marsha A.
Cincinnati

REID, Billy
Cincinnati
STUMP, Patricia L.
Cincinnati

STURGESS, Judy
Kansas City

SWAVELY, Daniel D.
Cincinnati
RHODA, Richard E.
Rockville
TALTY, John T.
Denver
RITTER, Donna L.
Rockville

RUF, John
Jacksonville

SHIEL, Daniel J.
Cincinnati
TOFTNER, Richard O.
Cincinnati

TOWNLEY, Donald A.
Kansas City

TUCKER, Morris G.
Cincinnati
SMITH, Milbourn L.
Cincinnati
VAUGHAN, Richard D.
Rockville
STENBURG, Merry L.
Cincinnati
WILLIAMSON, Bobby
Boston
                            88

-------
                        SUBJECT INDEX
Agencies,  in  solid  waste
   management, 51, 52
   interrelationships,  42,  43,
   44, 47, 48, 78
   State, for pollution control,
   48,49
   urban,  in  solid  waste
   management, 42
Agriculture, solid wastes in, 39
Automobiles, junked, 38, 39

Burning, ban on, 64, 71

Cities,   agencies  of, in solid
   waste management, 42
   environmental role, 53
   solid waste  management,
   16,41,74,75
   waste treatment  plants, 56
Compaction,  in  solid  waste
   disposal, 68

Data, collection of, 78
   for systems analysis, 32
   function, 29, 37
   methods of collection, 37
   planning and, 17, 18
   procedures, 29, 30, 31
Data, for solid waste  manage-
   ment planning, 29-39, 78
   needs for, 79
   sources of, 38
Disasters, solid waste planning
   and,25

Environment, control of, tech-
   nology, 59
   government role, 53
   grants for, 56,  57
   legislation, 5-9, 52-55
   national policy, 58, 59
   protection, i, ii, 72
   public attitudes, 52, 53, 59
   regional approach, 55
   role of cities, 53
  role of States, 53
Environmental health,  task
  force, 57, 58
Environment quality, council,
  58
  landfill and, 70
  responsibility for, 55
Facilities, construction grants
  for, 56
  for solid waste disposal, 44,
  74
Funding, for solid waste  dis-
  posal, 62—64
  sources of, 64

Government,  interrelation-
  ships, 78
Grants,  for  environmental
  programs, 56, 57
  for facility construction, 56
  for planning, 1
  for solid  waste  manage-
  ment, 64, 74
  for water pollution control,
  56
Guidelines, for  solid  waste
  management  planning,  25,
  77,79

Incinerators, operation of, 68
Industry, solid wastes in, 39


Land, acquisition for landfill,
  33
  development agency, 33
Landfill,  environmental
  quality and, 70
  land acquisition, 33
  operation, 69
  parks and, 70
  problems, 33
  sites for, 24, 26, 33, 71
                               89

-------
Legislation, administration of,
  61
  compliance with, 64
  environmental, 5—9, 52—55
  jurisdictional  problems,  55
  on  solid  waste,  1,  7,  8,
  51-65, 79
  planning and, 61
  public relations and, 71, 72
  State, 73

Oceans,  solid waste disposal
  in, 25

Parks, landfill and, 70
Planners, function, 15, 17
Planning, 13-20
  areas of  specialization,  15
  data for, 17, 18,78
  decision-making and, 13
  definition, 13, 21
  "don'ts," 18
  economics, 23
  government   interrelation-
  ships, 78
  grants for, 1
  guidelines for, 22, 77, 79
  implementation of, 67-76,
  79
    technology   and,  67,  68
  in solid waste management,
  15-19,21
    progress, 77
  information on, 70, 71
  jurisdictional   factors  and,
  23,24
  legislation and, 61
  objectives, 22
  political factors, 23
  priorities, 22
  problems, 19
  regional, 16, 51, 57
  reports on, 70
  State role, 22
  systems analysis and, 17, 78
  technology and, 69
  trends, 13
Pollution,  control  of,  grants
  for, 5 6
  State  control agencies, 48,
  49
Public,  attitude  toward
  environment, 52, 53, 59
Public relations, in solid waste
  management,  23, 47—50,
  71,72,75,78
  legislation and, 71, 72

Railroads,  use  of,  for  solid
  waste disposal, 68
Resource Recovery Act, 57,
  58
Resources, salvage of, 9

Sanitary landfill. See Landfill.
Sites, for landfill, 26, 71
  for solid waste disposal, 24,
  33,49
  State inspection of, 74
Solid waste, collection  prac-
  tices, 33, 34
  definitions, 30
  disposal, Act,  1,  7, 56,  57
     compaction in, 68
     costs, 7, 8, 42, 43
     facilities for, 44, 74
     funding, 62, 64, 75
     in ocean, 25
     land development agency
     and,33
     national legislation, 1,  7,
     56,57
     natural disasters and,  25
     regional   planning for,
     43-45
     sites for, 24, 26, 49,  71
     special problems, 25,  49
     State  guidelines for,  34
                                90

-------
   surveys of, 37, 43, 79
   tax policies, 45
   technology, 24
   use of railroads for, 68
handling, 46
incineration of, 68, 69
legislation on, 1, 7, 8
management, administra-
tion, 61
   agency  interrelationships,
   42, 44,  47, 48, 50, 78
   data  collection for,
   29-39, 78
   grants for, 64, 74
   guidelines for, 25, 77
   intergovernmental  co-
   operation in, 41—50
   legislation, 51—65, 79
   operating needs,  73
   plan implementation,
   67-76, 79
   planning, 15—19
   public relations  and, 23,
   47-50, 71, 72, 75, 78
   regional planning, 51
   role  of cities,  16,  41,
   74-75
   role  of  government
   agencies, 51, 52
   role of States, 16,26,41,
   50,61-65,74
   State  advisory  com-
   mittees  for, 5 0
   State  legislation and,
   61-65
   systems design in, 78
   training programs, 68—69
   urban agencies, 42
planning,  economics and,
23
   objectives, 22
   State role, 22
quantity, 6
surveys, 31
   treatment plants, 56
States,  agency  coordinating
   committees, 26, 78
   environmental  role, 50,  53
   legislation, 61-65, 73
   pollution control agencies,
   48,49
   role in solid waste planning,
   22
   solid  waste  legislation,
   61-65, 73
   solid  waste  management
   and, 16, 26, 34, 41, 47, 48,
   74,79
Surveys, frequency, 37, 38
   on solid waste, 37, 79
   special problems, 38, 39
   techniques, 29-31
Systems  analysis,  planning
   and, 17, 78
   data for, 32
Tax policies, in solid waste dis-
   posal, 45
Technology,  for  environ-
   mental control, 59
   in refuse handling, 46
   in solid waste management,
   24
   plan  implementation  and,
   67,68
   planning and, 69
Training,  in solid  waste
   management, 68, 69

Wastes, agricultural, 39
   automotive, 38, 39
   industrial, 39
Water  pollution, control of,
   31,56
                               91

-------
             AUTHOR INDEX
Boggs, J. Caleb	  5
Bowerman, Frank	67
Healy, Patrick	41
Hickman, H. Lanier, Jr	77
Mields, Hugh, Jr	51
Roberts, Thomas H	13
Vaughan, Richard D	i, 1
Weaver, Leo	29
                                       U0337
                     92

-------