oEPA
            United States
            Environmental Protection
            Agency
           Task Force On
           Technology Cooperation
           And Export Assistance
EPA160-R-92-001
December 1992
Global Markets For
Environmental Technologies

Defining A More Active Role
For EPA Within A  Broader
U.S. Government  Strategy
                                       Printed on Recycled Paper

-------
                              ACKNOWLEDGEMENT
      The Co-chairs of the Task Force on Technology Cooperation and Export Assistance
would like to express their appreciation to Julia Gallagher and Jamison Koehler for drafting
this report and for preparing supplementary materials, some of which are contained here as
appendices.

-------
 EXECUTIVE SUMMARY
        Currently estimated at $200 billion a  year, the global market  for  environmental
 technologies and services is projected to reach  nearly $300 billion  by the year 2000.  New
 market opportunities are expected to accompany industry's increased use of cleaner production
 processes, as well as the adoption of more stringent environmental standards by governments
 throughout the world. America has long been a leader in providing environmental protection
 products  and  services  at  home.   Maturing markets  overseas  now  offer U.S. firms an
 unprecedented opportunity  to meet the new and burgeoning needs of the international client.

        In July 1992, EPA established an intra-agency Task Force on Technology Cooperation
 and Export Assistance to develop recommendations on the Agency's role in U.S. environmental
 export assistance efforts. The Task Force was particularly interested in determining if and how
 enhancing U.S. technology and services exports could help EPA achieve its environmental
 objectives.

        The Task Force completed an extensive inventory of U.S. and international export
 assistance programs.  The results of this exercise are contained in the body of this report and
 in the appendices.  In examining EPA's activities, the Task Force found that the Agency already
 plays  a critical - though largely  indirect and  unrecognized - role in facilitating U.S.
 environmental exports through its work in two key areas:

       (1)    Demonstration of innovative solutions to environmental problems throughout
              the world:  EPA is engaged in a comprehensive effort to strengthen and build
              environmental infrastructures  throughout  Eastern Europe,  the  former Soviet
              Union, and the developing world.  These programs help create the demand for
              environmental technologies, goods  and services worldwide, thereby creating
              potential commercial opportunities for U.S. business and industry; and

       (2)     Technology innovation, development, and diffusion:  EPA is a national and
              international  leader in the  research and  development of new  environmental
              technologies.    Such  programs  stimulate  the development  of  innovative
              technologies that enhance the competitive position of U.S. suppliers.

       Building  oh  these  activities  and  consistent with a  number of legal and policy
considerations, the Task Force concluded that EPA can and should play  a more active role
within overall U.S. environmental export assistance programs.  The Task Force determined that
a carefully targeted and integrated U.S. program, involving the active participation of all Federal
agencies including EPA, would not only maximize the full resources of the U.S. government;
it would also help enlist the expertise, creativity, and financial resources of the U.S. private

-------
sector in solving environmental problems around the globe.  Specific recommendations directed
at EPA include:

      (1)    Expand cooperative programs with the Department of Commerce and other
             public and private sector organizations:  EPA and Commerce should use their
             recently-concluded Memorandum  of  Understanding  to  expand  cooperative
             programs  in a number of  areas, including:   (a) co-chairmanship  of  the
             environmental sub-group  to  the Trade Promotion Coordinating  Committee;
             (b) environmental training for U.S.  and Foreign Commercial Service personnel;
             and (c) cooperation in setting up environmental and agricultural business centers
             in  Russia and the Newly  Independent States.  EPA should also cement its
             cooperative  ties with  other Federal and State  programs and  with business
             organizations, environmental groups, and other outside organizations.

      (2)    Establish an inter-agency initiative on "U.S. Technology for International
             Environmental Solutions" (U.S. TIES): Led by EPA and directed at improving
             the international competitiveness of U.S. environmental technologies, U.S. TIES
             would foster the development and international dissemination of credible data and
             information on U.S. pollution prevention and end-of-pipe technologies.

      (3)    Establish central coordinating body within EPA to oversee management of the
             Agency's export  assistance activities:   Managed out  of the  Office  of
             International Activities and involving the participation of all relevant EPA offices
             and regions, this centralized coordinating body would provide strategic oversight,
             improve the internal  management of  existing  and planned activities,  and
             communicate with interested outside organizations and individuals.

      As EPA's environmental export assistance program becomes further clarified, additional
issues, such as the adequacy of existing Agency legal authority, might need to be addressed.
                                       -11 -

-------
 INTRODUCTION
 EPA Task Force on Technology Cooperation and Export Assistance

       In July 1992, EPA formed an intra-agency Task Force on Technology Cooperation and
 Export Assistance to develop recommendations on the Agency's role in U.S. environmental
 export assistance programs.  Co-chaired by Alan Hecht of the Office of International Activities
 (OIA) and Dan Esty of the Office of Policy, Planning and Evaluation (OPPE), the Task Force
 included the participation of all relevant offices within EPA, including the Office of Research
 and Development (ORD), Office of General Counsel (OGC),  Office of Congressional and
 Legislative Affairs (OCLA), Office of Air and Radiation (OAR), Office of Solid Waste and
 Emergency Response (OSWER), Office of Water (OW), and Office of Prevention, Pesticides,
 and Toxic Substances (OPPTS). A full list of Task Force members is provided in Appendix A.

       The Task Force has met formally three times since July, and Task Force members have
 consulted informally with other public and private sector organizations. The Task Force has also
 completed a comprehensive fact-finding exercise on environmental export assistance activities
 currently  underway within the U.S. Government, the U.S. private sector, and throughout the
 international community.

       The Task  Force coordinated  its activities  closely with EPA's Innovative Technology
 Council, co-chaired by Walter Kovalick of OSWER and Alfred  Lindsey of ORD.  While the
 Innovative Technology Council has  focused on U.S.  efforts to assist  the private sector  in
 developing and commercializing new technologies domestically, the Task Force on Technology
 Cooperation and Export Assistance has focused on the introduction of these technologies and
 expertise into the international marketplace. The Task Force has also benefitted considerably
 from the work of the National Advisory Council for Environmental Policy and Technology.
                                                                  ¥•
 Purpose of this Report

      The purpose of this report is to summarize the results of the Task Force's work since
July 1992. The report describes the current global market for environmental goods and services;
 summarizes the export-related programs underway at EPA,  at other U.S. public and private
sector organizations, and throughout  the international community; and describes EPA  unique
capabilities and the legal and policy considerations involved in taking a more active role.  The
report concludes with the Task Force's specific recommendations on: (1) expanding cooperation
with the  Department of. Commerce and other public and private sector organizations;
(2) establishing  an  inter-agency  initiative  called  "U.S.  Technology  for International
Environmental Solutions (U.S. TIES); and (3) establishing a centralized coordinating body within
EPA to oversee management of the Agency's environmental export assistance activities.

-------
                                        2-

THE GLOBAL MARKET FOR ENVIRONMENTAL GOODS AND SERVICES

      In the most widely cited estimate,  the Organization for Economic Cooperation  and
Development (OECD) has appraised the current global market for environmental technologies
and services at over $200 billion a year and has projected this market to reach nearly $300
billion by the turn of the century.  Table 1 shows how the market is expected to be divided.
                                     TABLE 1
       Forecasts of World Market Trends for the Environment Industry
                                  (in billions US$)
Environmental Sector
EQUIPMENT
Water Treatment
Waste Management
Air Quality Control
Other
SERVICES
Total
1990
$152
60
40
30
22
48
200
2000
$220
83
63
42
32
80
300
Growth Rate
5.0%
4.0
6.4
4.4
5.1
7.4
5.5
      Source: OECD, "The OECD Environment Industry: Situation, Prospects, and Government Policies, *
      (Paris:  OECD, 1992).
      The growth in the environmental market is largely believed to result from the enactment
of more stringent environmental regulations around the world and the commitment of the
resources necessary to enforce mem. Industrialized nations, developing countries, and countries
with economies in  transition are all looking to reduce the risks and the costs that pollution
imposes.  In addition, non-governmental organizations and multilateral lending and development
institutions have made protection of the environment integral  to their assistance activities.
Moreover, companies themselves are recognizing that cleaner manufacturing processes not only
mitigate waste but heighten cost-savings and competitiveness.   We are thus seeing greater
adoption of cleaner technologies on a voluntary basis.

-------
                                      -3-
                                  TABLE2
  Forecasts of Market Trends for the Environment Industry by Region
Region
NORTH AMERICA
United States
Canada
EUROPE
Germany
France
United Kingdom
Netherlands
Italy
Denmark
Greece
Portugal
Spain
Belgium
Ireland
Austria
Switzerland
Sweden
Finland
Norway
ASIA-PACIFIC
Japan
Australia
New Zealand
NON-OECD
Eastern Europe/
former Soviet Union
Other * '
TOTAL
1990
(US $bil)
$84.0
78.0
7.0
54.0
17.0
10.0
7.0
2.7
5.0
1.0
.3
.4
1.8
1.4
.3
1.3
1.9
1.5
1.0
.7
26.2
24.0
2.0
.0
36.0
15.0

21.0
200.0
2000
(US $bil)
$125.0
113.0
12.0
78.0
23.0
15.0
11.0
3.7
7.7
1.2
.5
.7
3.0
2.3
.5
1.8
2.5
2.0
1.3
1.0
42.0
39.0
2.8
.3
55.0
21.0
.
34.0
300.0
Estimated
Growth Rate (%)
5.4
5.0
7.9
4.9
4.0
5.5
6.3
4.1
6.0
2.2
7.4
8.3
7.4
6.4
6.5
4.3
3.5
3.7
3.3
4.4
6.2
6.7
4.4
5.5
5.9
4.0

6.8
5.5
Source: OECD, 'The OECD Environment Industry:  Situation, Prospects, and Government Policies.

-------
                                       -4-

      The 1990 figures above reflect a present market that is dominated by demand for end-of-
pipe pollution control equipment. While the OECD projects the markets for both equipment and
services to increase through the end of the  century, the services market is expected to grow
raster as pollution control technologies are more  fully integrated into industrial products and
processes.  Demand for environmental equipment is projected to grow 5% per annum, with the
highest demand being for waste management and land reclamation equipment. But the prospects
for services, such as environmental consulting, engineering,  design, risk management,  and
product testing, look particularly promising. In response to these bright prospects, the United
States and  a number of other countries have begun to position themselves to take advantage of
lucrative business opportunities in the environmental sector.

EXISTING EXPORT-RELATED PROGRAMS

      To  ascertain how countries are making a place for their industries  in this market, the
Task Force identified existing export-related programs inside the United States, beginning with
those of EPA, and throughout the international community.

Existing EPA Programs Related to Export Assistance

      While environmental export promotion has not been a traditional goal or concern of EPA,
the Agency is already involved in a number  of technology  cooperation and export-related
programs  which  collectively  promote capacity-building  and markets  for  environmental
technologies.  First, EPA has already begun  to implement the three recommendations on export
assistance contained in the Agency's report to President Bush following up on his January 1992
directive on a 90-day review of government-wide regulations. These recommendations included:

(1)   Launching the U.S. Environmental Training Institute;

(2)   Increasing international access to EPA's Environmental and Energy Efficient Technology
      Transfer Clearinghouse; and

(3)   Organizing "reverse" trade missions  and a number of other concrete activities.

      The inaugural course of the U.S. Environment Training Institute (USETI), held in May
1992, was enthusiastically received by the U.S. business community and by government and
industry representatives abroad (See Box 1). As a result, EPA has scheduled four new courses
for 1993 and more than a dozen in 1994, including courses on Singapore and Puerto Rico.

-------
                        THE U.S. ENVIRONMENTAL TRAINING INSTITUTE

               EPA, together with the U.S. Agency for International Development (AID) and the Trade and
        Development Agency (IDA), established the non-profit U.S. Environmental Training Institute (USETI)
        as a public-private initiative to build environmental management capacity in developing countries.
        Through ETC, major U.S. corporations currently working in key environmental fields conduct focused
        training courses at laboratories, training facilities, and factories in the U.S. for overseas public- and
        private-sector executives to  give these key decision  makers quality training  in technologies and
        approaches that can be incorporated into their local industries and governments.

               ETFs May  1992 course brought decision makers from nine countries to Washington, D.C.
        and Chicago to leam about landfill management techniques. ETC is currently scheduled to hold three
        more courses this year and one course a month throughout 1993. Future classes will address issues
        such as pollution prevention, nuclear waste clean-up, energy efficiency, and NOx reductions. Also in
        1993, ETC will bring specialized courses to Southeast Asia and to the Caribbean.
    Boxl

        The  Environmental and Energy Efficient Technology Transfer Clearinghouse is also
 successfully underway, and EPA has arranged for the World Environment Center, a non-profit
 business organization based in New York City, to devote the necessary management resources
 to ensure its commercialization and expansion. The Clearinghouse is co-sponsored by EPA,  the
 U.S. Agency for International Development (AID), and the U.S. Department of Energy (DOE),
 and is an on-line, computer-based information service that links a network-of 500 government
 and commercial data bases to provide users with vendor and technical information for pollution
 control, renewable energy, and energy efficient technologies.  In the true sense, it is a "one-stop
 shop" for information on energy efficient and environmental technologies, vendors, regulations,
 and related  considerations.   Clearinghouse  stations  currently operate in four Mexico City
 locations,  in Vienna  at  UNIDO, and in Washington at EPA and at the  Inter-American
 Development Bank.  The World Environment Center and the Environmental  Resource Group
 are also creating a stand-alone system for use in Asia and elsewhere.  Future plans  hope to
 introduce the Clearinghouse in Eastern Europe, the Caribbean, Ukraine,  Southeast Asia, and
Latin America.

       EPA  has also  tentatively  scheduled  a  "reverse" trade mission for early next year  for
Brazilian officials to meet with public and private sector officials in the United States on  the

-------
                                            6-

clean-up of Brazil's Tiete River. Among other things, this project will allow Brazilian industrial
and political leaders to visit U.S. cities that have enacted similar river clean-ups, will showcase
U.S. technologies, and will lay the foundations for future prevention, restoration and planning
work, and cooperative research.
             THE VENDOR INFORMATION SYSTEM FOR INNOVATIVE TREATMENT
                                  TECHNOLOGIES (VISTTT):
                                   A Unique EPA Data Base

              EPA also offers  the Vendor Information System for Innovative Treatment Technologies
       (VTSnT), a data base containing information on innovative technologies that can be used to treat
       contaminated groundwater, soils, sludges, and sediments. The VISITT data base informs users about
       the technical aspects of various clean-up technologies and the contaminant or waste they treat, provides
       the names and contact  points of vendors, and oftentimes gives a summary of performance data,
       reference projects, and pricing  information.   VISITT identifies  technologies at al) stages of
       development; however, roughly 40% of those described are commercially available and ready for use.
              Although it was originally designed for domestic use, VISITT has recently been publicized
       at exhibits that receive international attention, and the international community is becoming a fast-
       growing new generation of users.   VISITTs current version references 154  U.S. suppliers of
       innovative treatment technologies. EPA plans to introduce an updated version in January 1993.
   Box 2
       In addition to these newer programs, EPA for many years has conducted a spectrum of
activities which indirectly help U.S. environmental businesses work overseas.  Such programs
include EPA-conducted training workshops and conferences; technology testing; data bases,
clearinghouses, and information centers  that provide technical and source  information;  and
cooperative agreements between  EPA and  bilateral  and  multilateral  organizations.   The
Superfund Innovation Technology Evaluation (SITE) Program, now in its sixth year, is a good
example of training and demonstration.  The U.S. Federal Technology Transfer Act  (FTTA)
vested EPA with  considerable authority to cooperate with  industries and universities in
developing new and innovative environmental technologies, and through the SITE program, EPA
promotes the development and use of alternative clean-up methods for hazardous waste sites.
EPA  now  participates  in over  30  cooperative  research  and development  and licensing
agreements.

-------
                                         -7-

        EPA also participates in four Energy Efficiency Centers established, in coordination with
 other Federal agencies, the World Wildlife Federation, and the Conservation Foundation, in
 Warsaw and Katowice, Poland; Prague, Czechoslovakia; and Moscow.  These Centers serve the
 region  with technical training and demonstration, technology transfer, information services,
 policy analysis and development, and help link domestic and foreign partners for joint ventures -
 - all capacity building activities that lead to economic development and environmental protection,
 but that also provide a role for the U.S. private sector.

        Two other regional centers, the Caribbean Environment and Development Institute and
 the Regional Environment Center for Central and Eastern Europe, also receive EPA support.
 The  Caribbean  Institute offers  the Caribbean region  a centralized source of environmental
 expertise,  coordinates  existing  programs and fosters new partnerships  that build  capacity,
 technical cooperation,  and environmental  training.  The  Regional Environment Center for
 Central and Eastern Europe offers a centralized source of information for that region on Eastern
 European and NTS environmental laws, policies, and issues,  as well as on education and training
 programs, assistance programs,  and environmental institutions operating in Eastern Europe.

        EPA also participates actively in  the U.S.-Asia Environmental Partnership (AEP), the
 first comprehensive regional partnership program designed to bring together U.S. and Asian
 businesses,  non-governmental organizations (NGOs),  and  governments in order to enhance
 Asia's environment and promote economic progress. A joint public-private initiative, the AEP
 focuses on  creating  programs to advance environmental  training, technology  transfer, and
 environmental infrastructure projects in the region.   EPA expects  the program to create
 significant possibilities for partnerships that will expand cooperation between the U.S. and Asia.
 So while the Agency does not aggressively pursue and promote trade opportunities, many current
 EPA programs do provide the opportunity for U.S. vendors of environmental goods and services
 to identify and fill environmental needs across to globe.  Simultaneously, these programs benefit
 nations  which  look to EPA for sound environmental advice and assistance.

      In summary, through a variety of programs, EPA is  in a key position to showcase U.S.
 technology and know-how to address environmental problems.

 Other U.S. Public Sector Programs
                           *  »
      While EPA itself is a less  established actor in export assistance,  other agencies have
clear-cut mandates .to conduct programs and activities that promote U.S. exports:   the U.S.
Departments of Commerce and Energy, the U.S. Agency for International Development (AID),
 Small Business Administration (SBA), Trade Development Agency (TOA), Overseas Private
Investment Corporation (OPIC), and the Export-Import Bank (Exim Bank).  Inter-agency

-------
                                        -8-

committees, such as the Commerce-led Trade Promotion Coordination Committee (TPCC) and
the Energy-run Committee on Renewable Energy Commerce and  Trade (CORECT), have
emerged to coordinate efforts across government.  Trade promotion programs broadly range
from more passive services (e.g., maintaining data bases or other repositories of information on
market opportunities, vendors, and technical data) to active assistance (e.g., conducting market
analyses, trade fairs, and trade missions, facilitating joint ventures and partnerships, providing
direct technical assistance, and providing or coordinating the financial means to export) [See
Appendices B and C].  Many of  these programs relate directly  or indirectly to trade  in
environmental goods and services.

       The Department of Commerce, for example, sponsors several Washington-based regional
business  centers that,  to varying  extents,  offer counseling and  information on business
opportunities  in specific regions.   The environment industry is one of the sectors served.
Commerce also sponsors 20 to 30 industry-targeted overseas trade missions annually.  These
open doors to host-country government and business leaders and help U.S.  firms identify local
agents, representatives, and distributors. The customary cost to participants is between $2,000
and $5,000 a piece.  Since 1988, Commerce has maintained the National Trade Data Bank
(NTDB), a data base  of market  research reports, country-specific data,  export  and  import
statistics, and international economic information.  A number of NTDB  documents address
foreign environmental  sectors.  The  Department of  Commerce  has  also announced  the
establishment of the National Environmental Technologies Trade Initiative (NETTI), which will
use bilateral conferences throughout the developing world  to enhance U.S. environmental
exports.

       Focusing on energy exports,  the Department of Energy (DOE) leads the Committee on
Renewable Energy Commerce and Trade (CORECT), a public-private work group to promote
U.S. renewable energy products  and services  internationally.  CORECT sponsors pilot and
demonstration programs and conducts feet-gathering activities, trade  missions,  education,
training, and  financial assistance programs  to develop regional markets.  CORECT does not
provide direct funding, but  it provides extensive  support services and  help  that major
development banks either do not or cannot offer. Currently, CORECT has activities underway
in the Caribbean, the Pacific Rim, and in Eastern  Europe.  DOE also holds  trade fairs, trade
missions, and conferences to promote the energy sector, and works to eliminate trade barriers,
identify financing options, and coordinate other federal activities involving energy goods exports.

       The Trade Development Agency  (TDA), formerly  the Trade Development Program,
funds "scoping"  missions, feasibility studies,  orientation visits and reverse trade missions,
technical symposia, training, information dissemination,  and procurement promotion for major

-------
                                        -9-

 development projects in developing and middle-income countries. TDA places a priority on the
 environment and in 1990 allocated over one-fifth of its grants to environmental projects.

       The U.S. Agency for International Development (AID) also has a number of export-
 related programs, often joining technical assistance with export promotion. For example, AID
 is the organizing force behind  the multi-agency U.S.-Asia Environmental Partnership (AEP),
 mentioned earlier, which is seen as a long-term effort to evolve a multi-billion dollar market for
 environmental technologies and services in Asia. Another program, the Project in Development
 and the Environment, works  to foster  economic growth in  developing  countries through
 technology transfer, training, and environmental education programs that  will create strong
 indigenous environmental sectors.  AID also, in cooperation with Commerce,  funds  U.S.
 business project development in Central and Eastern Europe, and one of the focal industries is
 environmental equipment.

       The Overseas Private Investment Corporation (OPIQ and the Export-Import Bank (Exim
 Bank) provide investment insurance coverage and loans for export activities, and both  have
 placed increasing priority on environmental projects.  OPIC's Energy Insurance Program, for
 instance, insures up to 90% of most overseas investments in energy exploration, development,
 and production against political risks.  Its Environmental Investment Fund supports business
 enterprises in developing  countries that use natural resources sustainably or otherwise practice
 sound environmental management.  Exim Bank offers an Export Credit Insurance program to
 protect U.S. exporters and offers loans and guarantees for U.S. goods and services, encouraging
 trade in environmental technologies and services.

       In the recent tighter economic times, many state development agencies have also
 established active export assistance programs to promote local goods and services.  According
 to the most recent survey of the National Association of State Development Agencies (NASDA),
 States held over 1,500 international trade seminars in 1990, and many States provide subsidies
 to participate in international trade shows and facilitate export financing.

       While this is only  a sample of the numerous publicly-sponsored programs, the private
 sector has  found that government programs tend  to be too obscure or inaccessible and the
information firms are able to get from the government - when they know to access it - is often
outdated or too general to be of use.  Another problem is that projects with developing countries
and countries whose economies are in transition tend to carry more costs and risks than small-
and medium-sized firms and for-profit investors are able or willing to bear, and government
programs generally fail  to address this.

-------
                                       -10-

U.S. Private Sector Programs

      The private sector has attempted to remedy  some of these  shortcomings of public
programs through a number of private and quasi-private environmental export assistance groups
[See Appendix D]. Most of these organizations are still relatively young, reflecting the fact that
the market for environmental goods and services has only recently come to be viewed by
American business as profitable. The Environmental Technology Export Council (ETEC), for
example, is a new organization of over SO corporations, trade associations, and government
laboratories formed specifically to expand  the export position of U.S. environmental firms.
ETEC plans to play an active role in environmental trade assistance, but at the moment it is still
working to define itself as a link among industry, government, and market interests.

      Another group, the Environmental  Business Council, is an association of 180  New
England-based environmental and energy firms that is slightly over  a year old.  In the past year
EEC has hosted trade and environment missions from China, Germany, and Czechoslovakia,
speakers from France, Belgium, and Mexico, has sponsored trade missions to and conferences
in Mexico, and has established a "Plan of Co-operation" with the Mexican national chamber of
commerce, CONCAMIN.  EBC is looking to establish similar relationships in Europe and Asia.

      A third group, the U.S.-ASEAN Council for Business and Technology, represents the
interests of over 60 U.S.  and Asian companies in and to the Association of Southeast Asian
Nations  (ASEAN). The Council works to strengthen U.S. government trade  and investment
promotion programs, provide information, and facilitate industry-specific contacts by conducting
targeted programs to develop new commercial opportunities in the ASEAN region. For the last
two years  the Council has led missions on environmental market opportunities.

      Taking a  different approach, the National Environmental Technology  Applications
Corporation (NETAC), a non-profit organization created  by EPA and  the University of
Pittsburgh Applied Research Center,  works to accelerate  the movement of environmental
technologies into the marketplace by providing technical assistance, technology demonstration
and evaluation, conducting surveys of domestic and  foreign markets, and helping innovators
commercialize their technologies.  NET AC has cooperative partnerships with Poland, Hungary,
and Russia, and other countries to provide technology  transfer,  assistance,  and training
programs.  NETAC  also works  with two universities in Germany   under joint research
cooperative agreements. NETAC is more "best-technology-oriented" than U.S.-trade-oriented,
and so it does not exclusively represent U.S. firms.

      There are also a number of private sector funds which help firms secure the financial
means necessary to successfully  export.  The Environmental Enterprises Assistance  Fund

-------
                                         -11-

 (EEAF), for example, provides financial assistance for projects under $2 million that promote
 commercially viable environmental technologies in developing countries.  While this particular
 fund was established with AID backing, a number of purely private venture capital firms also
 view the environment as a choice market for investment.

        Finally, the World Resources Institute is examining whether a new type of organization
 is needed to act as a funding and services intermediary to provide timely, targeted technical and
 market information, assemble external sources of technical know-how, and mobilize pre-
 investment and subsequent financing. Such an organization would operate as a fee-for-services,
 for-profit organization, and would provide the kinds of key intermediate, firm-tailored services
 that European companies have access to and that Canadian firms can tap into.

 Foreign Programs

       Europe, Canada,  and more recently Japan, have taken a longer term view toward the
 opportunities that pollution remediation, prevention, and cleaner process design offer industry
 and national competitiveness.  These are countries that historically have had a greater emphasis
 on exporting than has the U.S. (See Table 2). Given their early initiatives, it is not surprising,
 especially with the high values estimated for the environment market, to see these countries offer
 export assistance programs that target this sector. For example, nearly all the Western European
 countries,  Japan, and  Canada publish state-produced  compendia  of nationally-produced
 environmental goods and  services  to  distribute to prospective clients  at  trade events, for
 example.  More assertively, nearly all of these countries have created export assistance programs
 that are cross-agency, targeted, and firm-focused.

       Canada sponsors an industrial development strategy called the Environmental Industries
 Sector  Initiative  (EISI)  that is desigried  to improve the competitiveness  of  Canadian
 environmental goods and services industries promoting the development and use of new, cleaner,
 more efficient technologies.   The Nordic  countries promote their environmental industries
 through the coordinated efforts of government, universities, and private or semi-private trade
councils and business associations.   Denmark, Norway, and Sweden, for example, fund an
 "export manager-for-hire" program for smaller firms where a hired professional spends 20-40%
of his time with the firm establishing export capacity and skills.  In Sweden, this  service is
offered through the Swedish Trade  Council, a publicly-chartered organization run jointly by
industry and government.  The Council helps firms locate overseas representatives, establish
subsidiaries and acquire companies, negotiate joint ventures, recruit personnel, and it offers help
with the legal and financial mechanics of exporting.  The  independent Swedish Institute of
Export Training also offers company-tailored training, marketing information, and information

-------
                                        - 12-

on financing,  language  and culture, and  market- or product-specific exporting.   In fact,
Denmark, Norway, and Sweden all offer programs specialized to individual firms.

      The French manage most aspects of export promotion through one Federal ministry,
which itself relies on a public sector trade insurance company to subsidize firms' market
development and exploration costs, provide insurance for market research, and assist with


                                     TABLE 3
              Export Intensity of Western Europe and the United States
                          (Exports as a Percentage of GNP)
Countries with Exports
0-19% of GNP
France 18.7%
UK 18.3
Italy 16.4
Greece 14.1
Spain 11.7
under 10%:
U.S. 6.9%

Countries with Exports
20-39% of GNP
Norway 30.4%
Germany 28.3
Iceland 28.1
Sweden 27.7
Switzerland 27.6
Denmark 27.6
Portugal 27.5
Austria 25.8
Finland 20.1
Countries with Exports
40-59% of GNP
Netherlands 48.3%



Countries with
Exports
60-79% of GNP
Ireland 69.9%
Belgium 64.4



From William E. Nothdurft, Going Global, (Washington, D.C.:  The Brootongs Institution, September 1992).
financing.  These national programs work closely with a network of government-subsidized
export consultancies and local and overseas Chambers of Commerce.

      While Germany asserts that it has no formal national export strategy and that export
assistance officially is the territory of the private sector, the German government does offer a
great deal of assistance.  The Ministry of Industry, for example, funds Chambers of Industry
and Commerce and .Chambers of Commerce Abroad for firm-tailored market research. A state-
run credit institute provides centralized approval for financial assistance applications, while the
state-run Office of Foreign Trade Information gathers and disseminates information through a

-------
                                        - 13-

 worldwide network of trained trade "correspondents." State and regional governments co-fund
 firms' costs to participate in trade fairs and to hire export consultants.

       In Italy, a loosely coordinated system of public, private, national, and local organizations
 serve exporters' interests. The Italian Institute of Foreign Trade (ICE), for example, has over
 110 domestic and overseas offices, to carry out promotion programs, provide advanced training
 for export professionals, and subsidize firms' participation in trade fairs. The Confederation of
 Italian Industries and the domestic and overseas Chambers of Commerce,  both government-
 subsidized,  offer targeted assistance and also co-fund promotion and trade costs.   Regional
 centers also provide firm-focused sectoral and market assistance.  Italy additionally runs a
 number of export service organizations that combine government backing and fees-for-services.

       The British Overseas Trade Board (BOTB) sponsors most of Britain's State export
 assistance programs, providing consulting services, funding subsidies, training, and information
 through   several  regional  and  overseas offices,  in  cooperation  with   the  Foreign and
 Commonwealth Office.  Britain also has a very active state-subsidized Chamber of Commerce
 system.  As in France and Germany, the British government requires firms to join their local
 Chambers.

       Finally, Japan has recently introduced a complex and ambitious program known as "New
 Earth 21" that seeks to remedy the environmental damage done to  the Earth since the start of
 the industrial revolution through  development and use of cutting-edge Japanese environmental
 technologies.  The program, structured to  span one hundred-years, is administered by the
 Ministry of International Trade and Industry (MTTI), but also involves the newly-established
 Research  Institute of Innovative Technology for the Earth (RITE), which is guided by the New
 Energy and Industrial Technology Development Organization (NEDO), the International Center
 for Environmental Technology Transfer (ICETT), which is administered* by the Ministry of
 Foreign  Affairs, and  other domestic  and foreign organizations.   Through its  overseas
 development assistance programs, Japan plans to promote worldwide diffusion of the new
 technologies through expert advisors, training, transfer, and research exchange, and thus create
 a comprehensive infrastructure to promote its environmental market interests.  (Appendix E
 gives a more detailed description  of foreign programs.)

       There are several common threads to these programs. First, the countries cited here., as
 well as many not mentioned, have begun to regard  environmental policy as an aspect of
economic  policy, recognizing the  financial opportunities that come with stricter environmental

-------
                                             - 14-
                               EXPORTING LESSONS FROM EUROPE
        •  Differentiate Between Export Promotion and Export Assistai
           Export promotion programs offer supply-side services, e.g., export incentives and trade shows,
           but they do not help companies identify and penetrate new markets and do not link promotion
           efforts to sales.    Export assistance programs work to develop  markets by  identifying,
           anticipating, creating, and responding to emerging overseas markets for both existing and future
           products. These programs offer demand-driven services that build long-term export capacity.

        •  Target Assistance to the Export-Willing
           Focus available resources on those firms that want to export Train those firms, or create
           intermediary bodies to handle exporting for them.

        •  Focus Assistance by Sector and Market
           Export assistance works best when it is regionally and sectorally targeted.  The more successful
           programs customize assistance to the needs of individual firms. Most current programs are too
           general to be effective.

        •  Revise and Improve Assistance Programs
           Constantly revise established programs and invent new ones to respond to changes both in the
           global  marketplace and  in  firms' needs.    Remember  that small firms  are  essential  to
           competitiveness,

        •  Utilize the Private Sector
           Export assistance works best when it is delivered by private or quasi-private providers, with
           government playing an enabling role.

        •  Charge for Services
           Exporting is worthwhile only if it is- profitable, and if it is profitable, assistance should be paid
           for. Develop services that firms will pay for.
    Box 3    Summarized from William E.  Nothdurft's Going Global, (Washington, D.C.:
    The Brookings Institution, September 1992).


regulation and processes that do. not produce costly wastes.  As a result, these countries have
created sophisticated programs to help their environmental goods and services firms develop and
export.

        Second, these countries have found that the more directed their assistance, geographically
and sectorally, the better the results  for exporters.  Moreover,  these countries  have found it

-------
                                         - 15-

 more profitable to focus resources on firms that want to export, rather than trying to persuade
 reluctant firms to export.  Many countries have found that private or quasi-private organizations
 deliver  the  most  effective export assistance programs,  and a growing trend is for these
 organizations to act on a company's behalf in  export transactions.  Additionally, Europe is
 beginning to favor fee-for-service programs, indirect  subsidies, soft loans, and matching fund
 schemes over direct financial subsidies: "Virtually all of the services offered by the best export
 assistance programs, private and public, are now fee-based" (Nothdurft, Going Global).

       European programs also recognize the key role of the public sector. Other governments
 tend to devote more money and staff - particularly overseas - to assist exporting than does the
 U.S., and tend to offer exporters greater financial incentives to participate in export events than
 does the U.S.  Europeans governments also place fewer restrictions on and barriers to export
 financing. Countries decide which exports  they want to assist and ensure that sufficient funds
 are available to promote those exports.

       Lastly, the more successful foreign programs differentiate between export promotion and
 export assistance.  Export promotion programs offer supply-side services such as incentives to
 export and trade shows, but do not help companies identify and penetrate new markets and do
 not clearly link promotion to sales.  Export assistance programs, on the other hand, develop
 markets and offer demand-driven services that lead to long-term export capacity.  Such programs
 identify, anticipate, create, and respond to emerging overseas markets or market niches for both
 existing  and  future products.   Export assistance, with a small amount of export promotion
 services, is what the successful foreign programs try  to provide.  Box 3 summarizes some of
 these key lessons.
DEFINING EPA'S ROLE

EPA's Comparative Advantage

       The Task Force does not recommend that EPA undertake the types of public sector and
foreign export assistance activities described above.  Traditional export promotion activities -
such as trade lead and market data services - are clearly the responsibility of the Department
of Commerce and other Federal agencies. Nevertheless, the Task Force concluded that EPA's
national and international leadership in two key areas position the Agency to play a more active
role in overall U.S..government export assistance activities:

       (1)    Demonstration of innovative solutions to environmental problems around the
             world:  EPA is engaged in a comprehensive effort to strengthen and build

-------
                                        -16-

             environmental infrastructures throughout Eastern Europe,  the  former Soviet
             Union,  and the developing world.   EPA  is, for example,  working  with
             governments in setting environmental standards and conducting policy analysis,
             in developing monitoring and enforcement capabilities, and in applying pollution
             prevention, risk management, and other environmental management techniques.
             All of these programs help create the demand for environmental technologies,
             goods,  and  services  worldwide,  thereby  creating  potential  commercial
             opportunities for U.S. business and industry; and

       (2)    Technology innovation, development, and diffusion:  EPA is a national and
             international leader in  the research and development of new environmental
             technologies.   Such programs  stimulate the development  of  innovative
             technologies that enhance the competitive position of U.S. suppliers.

Legal and Policy Considerations

       The Task Force discussed a number of legal and policy considerations related to a  more
active role for EPA in environmental export assistance. With respect to legal considerations,
5 C.F.R. Section 2635.703  (c)  Subpart  G precludes an  EPA employee from promoting or
endorsing any product, service, or enterprise in  the absence of specific statutory authority to
perform this role.  Available authorities supports cooperation and assistance with respect to the
Departments of Commerce and State, as well as dissemination of information that may enhance
foreign trade  opportunities.  Although  EPA's statutory mission does not  include export
promotion as such, the Agency's informational role properly complements the export promotion
activities of other agencies. As EPA's environmental export assistance program becomes further
clarified, questions of whether additional statutory authority might be needed will be addressed.
EPA will also need to  assure coordination with ongoing regulatory and enforcement programs,
as well as consistency with EPA's duty to protect confidential business information and to  guard
against conflicts of interest.

       The Task  Force also examined  a number of policy considerations.   States,  local
governments, international organizations,  and countries throughout the world, for example, look
to EPA for guidance on setting environmental standards and regulations, developing policy and
management  guidelines,  and establishing  the  scientific and technical underpinnings. for
environmental programs.   The  Task Force  strongly  encourages that EPA do nothing  to
jeopardize its international credibility and reputation for objectivity.

-------
                                       - 17-

 RECOMMENDATTONS

       Consistent with the above legal and policy considerations, the Task Force concluded that
 EPA can and should play a more active role within overall U.S. government export assistance
 activities.  Specifically, drawing on the two leadership roles described above, the Task Force
 calls on the Agency to expand cooperative programs with the Department of Commerce and
 other public and  private  sector organizations;  establish a  new  program  entitled,  "U.S.
 Technology  for  International  Environmental  Solutions"  to  enhance  the  international
 competitiveness of U.S.  environmental technologies and services; and establish a central
 coordinating body within EPA to improve strategic oversight and internal management of these
 programs and to communicate with outside organizations and individuals.

       A targeted and integrated program will not only help maximize the full resources of the
 U.S. government; it will also help enlist the expertise, creativity, and financial resources of the
 U.S. private sector in solving environmental problems around the globe. Carefully coordinated
 with other Federal agencies and focusing on the dissemination of relevant information, such a
 program will facilitate contacts between those who possess the technologies and expertise and
 those who need them.

 RECOMMENDATION Hi   Expand cooperative programs  with the Department of
 Commerce and other public and private sector organizations

       The Department of Commerce has lead Federal responsibility for export and trade related
 activities,  including environmental export assistance.  In October 1992, EPA Administrator
 William Reilly and Commerce Secretary  Barbara  Franklin  signed  a  Memorandum of
 Understanding (MOU) committing both agencies to work together on "all mutually-agreeable
 activities related to the development of environmental technologies and commercialization by
 U.S.  industry." The MOU provides for the conclusion of inter-agency agreements on joint
 undertakings involving the transfer of funds to pay for services, the use of facilities, and the
 expertise of personnel.

       The Task Force recommends that EPA and Commerce use the MOU to cooperate in five
areas:
                          •  .
       (1)     Co-chairmanship of  the Environmental Sub-Group  under  the Trade
             Promotion Coordinating  Committee (TPCQ:   EPA is already an active
             participant on all TPCC working groups, particularly the TPCC Working Group
             on Environment, Energy and Infrastructure (EEI). The Export-Import Bank and
             OPIC Reauthorization  bills of 1992 both authorize the establishment of an

-------
                                      -18-

            environmental sub-group to the EEI workgroup and call for EPA to play an active
            role.  EPA and Commerce should consider co-chairing this sub-group.

      (2)   Environmental  training  for   U.S.  and  Foreign  Commercial  Service
            (U.S.&FCS) personnel: EPA and Commerce have informally discussed training
            of U.S.&FCS personnel in the Asian Region under the U.S.-Asian Environmental
            Partnership. This cooperation should be broadened to all regions of the world in
            an effort to raise U.S.&FCS environmental consciousness and familiarity with
            EPA's environmental programs.  A educational program for U. S. &FCS personnel
            in March 1993 could be the ideal opportunity for initiating this training.

      (3)   Cooperation in setting up environmental and agricultural business centers in
            Russia and the Newly Independent States (NIS):  Congress has authorized a
            $12 million appropriation for the Department of Commerce to  establish  ten
            environmental  and  agricultural  business centers  throughout the former  Soviet
            Union.  Building on EPA's cooperative programs in this region, EPA  should
            provide advice, technical expertise, and other support to Commerce in setting up
            these centers.  EPA will also receive funds under the  Freedom Support  Act to
            provide technical assistance to NIS.

      (4)   Improved  sharing of information:  EPA currently  produces three kinds of
            information relevant to the global environmental market:   (a) information on
            environmental  needs and conditions worldwide, (b)  information of current  and
            emerging  technologies, policies,  and services,  and (c) information on U.S.
            experience in applying these technologies. EPA should work through Commerce
            to make non-proprietary information more widely available to both foreign  and
            domestic parties, thereby helping to facilitate contacts between those who possess
            the technologies and expertise  and those who  need them.  EPA should also
            continue its work with Commerce to develop an environmental supplement  and
            stand-alone version to the Export Yellow Pages that lists U.S.  suppliers of
            environmental  goods and services.

      (5)   Participation in environmental trade missions and trade fairs:  EPA should
            continue its successful participation  in  environmental trade missions  abroad,
            "reverse" trade missions to the United States, and organization of environmental
            trade, fairs.

      The Agency should also improve its cooperative ties with other public and private sector
organizations along the following lines:

-------
                                 -19-

 (1)    Cooperation with the Department of Energy on Climate Change:  EPA and
       DOE  should lead U.S. participation in an  energy  efficiency carbon dioxide
       reduction effort as part of the U.S. contribution to the climate convention adopted
       in Rio. This cooperation will have spin-offs  for U.S. energy exports.

 (2)    Eximbank, OPIC, IDA, and other Federal Agencies:  EPA should cement its
       relationship  with other  Federal  agencies  that  have programs related  to
       environmental  export  assistance.    Considering  the primary importance  of
       financing as a basic requirement to environmental export programs, EPA should
       continue to promote environmental awareness at financial institutions such as
       OPIC, TDA, and the Export-Import Bank.  Specifically, EPA should help these
       organizations ensure that projects under consideration are environmentally sound.

 (3)    State  Export Programs:  EPA should work more closely through its regional
       offices to coordinate with State export promotion offices. Most, if not all, States
       have constructed  their own export promotion programs in recent years.  State-
       level programs have the advantages of being flexible, working closely with local
       industries, and  having  a more manageable-sized clientele to work with than
       federal programs do.   Many State  programs  have  a component on  the
       environmental sector, and  there is substantial room  for EPA to support these
       programs through information sharing, assistance, and training.

(4)    Cooperation with business organizations, environmental groups and other
       outside organizations:  EPA should work  with trade  associations and other
       business groups through the Department of Commerce and directly to raise
       awareness of environmental problems and  associated commercial opportunities
       throughout the world.

(5)    Establishment of CORECT-like Body on Environmental Export Promotion:
       To promote greater interaction between the U.S. public and private sectors, EPA
       should consider the establishment of an EPA- and Commerce-led government-
       industry coordinating committee charged with promoting U.S. environmental
       exports. Undertaken as part of, or in coordination with, the TPCC environmental
       sub-group described earlier, such a committee (perhaps called "Greentech") could
      parallel the highly effective Department of Energy-led Committee on Renewable
      Energy and Trade (CORECT).

-------
                                       -20-

RECOMMENDATION #2:  Establish an inter-Agency initiative on "U.S. Technology for
International Environmental Solutions" (U.S. TIES)

      In order to promote the greater use of U.S. environmental technologies and expertise in
solving international environmental problems, the Task Force recommends the establishment of
an inter-agency technology innovation and development initiative called "U.S. Technology for
International Environmental Solutions" (U.S. TIES).  Led by the EPA's Office of Research and
Development, in cooperation with the Agency's Innovative Technology Council, U.S. TEES
would involve the  active participation  of  other Federal agencies,  national laboratories and
universities, and other private sector groups in assessing and solving international environmental
problems through enhanced technical assistance, exchange of information, and training.

      Focusing on both pollution prevention and end-of-pipe technologies, U.S. TIES would
foster the development and international dissemination of credible data and information on the
performance, costs, potential applications, and environmental impacts of competitive U.S.
technologies. Elements of the program, currently under discussion with industry, academia, and
non-governmental organizations, would  include:

      (1)    Technology or Product Testing: EPA would conduct field and laboratory testing
             of new and innovative technologies at pilot or full scale, where vendors would
             supply and operate the technologies and EPA would evaluate their performance.
             One mode of operation might be to have non-EPA panels set up by professional
             societies or other non-governmental organizations (NGOs) screen and recommend
             "representative" technologies for evaluation.  Initially, priorities might be set for
             different  technology areas  (e.g.,  NOx reduction, packaged  drinking  water
             treatment for small communities) based on priority international environmental
             needs.   The model for  this effort is the  Superfund Innovative Technology
             Evaluation (SITE) program.

      (2)    Protocols for Product Testing:  EPA (working with industry and academia)
             would develop testing protocols and a peer review process to obtain technology
             performance data that would then be provided to Federal, State, university, or
             industry  testing organizations.   Although  protocols and peer  review are a
             necessary adjunct .to the proposed EPA testing program, such a program could
             also stand alone.  The model for this effort is the series of product evaluation
             protocols for oil spill bioremediation being developed by the EPA Bioremediation
             Action Committee.

-------
                                 -21-

 (3)    Environmental Technology Profiles: In conjunction with professional societies,
       academia, and other government experts, EPA would produce consensus-based
       monographs of technological  approaches  to address  particular  international
       environmental programs (e.g., reduction of metal finishing effluents).   The
       monographs would identify current and emerging U.S. approaches and describe
       known performance  cost, benefits,  limitations,  and  design criteria.   Case
       examples of "success stories" might be included as well.  The model for this is
       the series of innovative waste treatment technology consensus monographs being
       developed by EPA through the American Academy of Environmental Engineers,
       in cooperation with professional societies and the Departments of Defense and
       Energy.

 (4)    Demonstrations:  Technology demonstration is an important tool for showing
       foreign companies and governments that given technologies will  work.  EPA
       would help establish U.S. teams of experts from professional societies, academia,
       and government  to  oversee demonstrations using  EPA-developed evaluation
       protocols.  Demonstrations would flow directly from specific technical assistance
       projects (e.g., through United Nations Environment Program, the United Nations
       Industrial Development Organization, or the many bilateral efforts of the United
       States). Alternatively, EPA could work with individual countries to identify and
       jointly carry out a limited number of demonstrations in high priority areas.
       Conduct of demonstrations could be the responsibility of the technology vendor.
       A  more   aggressive  program  could  involve  U.S.  financial  support for
       demonstration conduct.

(5)    Research and Development:  Some international environmental problems will
       require new technological approaches. Innovative approaches that may be better,
       faster, or cheaper will be needed to improve environmental quality and also to
       help maintain the competitive position of the United States.  EPA would conduct
       research to develop solutions to these problems in conjunction with industry,
       academia, and other government agencies. The Federal Technology Transfer Act
       would be used to ensure rapid commercialization.  Priority areas would be jointly
       identified  and consortia  would  be  established to  conduct the research  and
       development.  This program is critical to long-term competitiveness because of
       the support other countries with strong government/industry cooperative programs
       currently provide such research.

-------
                                       -22-

RECOMMENDATION #3:  Establish a central coordinating body within EPA to oversee
management of the Agency's export assistance activities

      In organizing training programs, workshops, and conferences and developing centralized
clearinghouses and databases throughout the Agency, EPA is already engaged in a number of
export-related programs. To date, however, many of these programs have been carried out in
isolation from one another without central coordination or a clear understanding of how these
programs fit into a larger agency-wide strategy. Moreover, many outside entities interested in
learning more about EPA's export assistance programs have been confused by the lack of a
central contact point within the Agency for further information.

      The Task Force recommends that EPA establish a centralized coordinating body within
the Agency to provide strategic oversight, improve internal management of existing programs,
and communicate with outside organizations and individuals.  Managed out of the Office of
International Activities and involving the active participation of all relevant EPA  offices and
regions, the centralized body would not assume responsibility for implementing programs already
underway  or planned throughout the Agency.  Implementation and lead for these programs
clearly fall within the statutory responsibilities and expertise of the relevant program offices.

      The centralized body would, however, focus on integrating existing and planned activities
into a larger agency-wide strategy. For outside organizations and individuals, the body would
serve as an initial contact point,  acting as a "one-stop shop"  for information on EPA's export
assistance  programs.  Specific responsibilities would include:

      (1)    Continuous evaluation and review of EPA's existing and planned environmental
             export-related activities;
                                                                   *•
      (2)    Support for cross-agency strategic planning and budgetary initiatives, including
             the development of concrete goals, objectives, and measures of success;

      (3)    Liaison with  the  Department of Commerce,  TDA, OPIC, and other Federal
             agencies  on joint  undertakings,  including EPA participation in environmental
             trade missions and trade fairs, identification and listing of U.S. environmental
             suppliers, and environmental review of U.S. funded projects;

      (4)    Continuous review of foreign public and private sector programs;

      (5)    Preparation of public information and other outreach materials.

-------
APPENDICES

-------
                                     APPENDIX A
                           MEMBERS OF THE TASK FORCE
             ON TECHNOLOGY COOPERATION AND EXPORT ASSISTANCE
 DANESTY
 ALANHECHT

 Michael Adler
 John Beale
 Ruth Bell
 Scott Bidner
 Robert Brenner
 Sally Cole
 Gordon Davidson
 Mark Goldman
 Alan Fox
 Julia Gallagher
 Tom Kean
 Peggy Knight

 Jamison Koehler
 Walter Kovalick
 Alfred Lindsey

 Stephen Lingle

 Ray Ludwiszewski
 Michael Moore
 Abby Plrnie
 William Pistor
 Mike Shapiro
 Carol Singer

 Ellen Spitalnik
 Edgar Thornton
 Bowdoin Train
Douglas Turner
 DEPUTY ASSISTANT ADMINISTRATOR, OPPE (CO-CHAIR)
 DEPUTY ASSISTANT ADMINISTRATOR, OIA (CO-CHAIR)

 Climate Change Division, OPPE
 Deputy Director, Office of Policy Analysis and Review, OAR
 International Activities Division, OGC
 Economics and Technology Team, OIA
 Director, Office of Policy Analysis and Review, OAR
 Deputy Chief of Staff, Office of the Administrator
 Director, Office of Federal Facilities Enforcement, OE
 Special Assistant to the Deputy Administrator
 Associate Assistant Administrator, OW
 Economics and Technology Team, OIA
 Special Assistant, OPPTS
 Director, Public Liaison Division, Office of Communication,
 Education, & Public Affairs
 Chief, Economics and Technology Branch, OIA
 Director, Technology Innovation Office, OSWER
 Director, Office of Environmental Engineering and Technology
 Demonstration, ORD
 Deputy Director, Office of Environmental Engineering and Technology
 Demonstration, ORD
 Acting General Counsel, OGC
 Director, Technology Transfer Staff, ORD
 Director, Office of Cooperative Environmental Management, OA
 Deputy Director, Congressional UasonDiv., OCLA
 Deputy Assistant Administrator, OAR
 Acting Deputy Director, Public Liaison Division, Office of
 Communication, Education,  & Public Affairs (AACEPA)
 Special Assistant for International Waste Policy, OSWER
 Special Assistant, OPPE
Deputy Assistant Administrator, OSWER
 Special Assistant, OPPE

-------
                                    APPENDIX B            	
                   SURVEY OF THE EXPORT-RELATED ACTIVITIES
                             OF EPA PROGRAM OFFICES
OFFICE OF AIR AND RADIATION (OAR)

       Training. Workshops, and Conferences

       Program:   Workshops on NSR Permitting - Canada
       Contact:    Office of Air Quality Planning and Standards, (919) 541-5433
       Held two workshops for Canada in June and September 1992 on national PSD/NSR permitting.

       Program:   Work Group on Emissions Inventory Techniques - Canada
       Contact:    David Mobley, Technical Support Division, (919) 541-4676
       Participated in work group on air emissions inventory techniques under U.S.-Canada Air Quality
       Agreement.

       Program:   Seminars on Intercalibration of Radon Monitoring Equipment - China
       Contact:    Office of Radiation Programs, (202) 233-9320
       Will hold seminars and advise China on  radon monitoring equipment and environmental
       monitoring.

      Program:    Workshop on Emission Measurement Techniques - China
      Contact:    Technical Support Division, (919) 541-5536
      Participated in workshop with China on emissions measurement techniques.

      Program:    Conference in Finland on Air Toxicants - Finland
      Contact:    B. Hassett-Sipple, Office of Air Quality Planning and Standards, (919) 541-5616
      Will present a paper in the risk assessment session on ambient ah* exposure to butadiene and
      styrene in Finland, April 1993.

      Program:   Conference on Photochemical Ozone Problems and Control - Germany
      Contact:    David Mobley, Technical Support Division, (919) 541-4676
      Participated hi July 1992 U.S.-German conference on photochemical ozone problems and control.

      Program:   UN Economic Commission for Europe Workshop on Air Pollution Control
                 Technology Exchange - Hungary
      Contact:    Office of Air Quality Planning and  Standards,  (919)  541-5616
      Provided technological expertise at UN Economic Commission for Europe, Convention on Long-
      Range Transboundary Air Pollution in June 1992 Workshop on Air Pollution Control Technology
      Exchange in Budapest.

      Program:   Environmental Radioactivity Measurement Training  - Indonesia
      Contact:    Office of Radiation Programs, (202) 233-9320
      Will provide consultant in establishment of environmental radiation measurement programs in
      Indonesia.

-------
                                   -B-2-

Program:   Training and Guidance on Radon Chamber and Measurement - Japan
Contact:    Office of Radiation Programs, (202) 233-9320
Will provide Japan training and guidance on construction of radon chamber and training on radon
measurements.

Program:   Conference in Japan on Toxics Risk Assessment and Management - Japan
Contact:    B. Kellam, Office of Air Quality Planning and Standards, (919) 541-5616
Presented model, provided user's manuals, and distributed follow-up information requests at
conference on toxics risk assessment and management in Japan, February 1992.

Program:   Training on Environmental Radioactivity Measurements - Korea
Contact:    Office of Radiation Programs, (702) 798-2476
Will provide Korea with radon measurement and analysis training and laboratory development
advice and will help establish environmental radiation measurement program.

Program:   Provide  Training to Mexican Radon Program - Mexico
Contact:    Office of Radiation Programs, (702) 798-2476
Provide training in radon detection systems, laboratory design, and data analysis to Mexican
radon program.

Program:   Air Pollution-Related Training - Mexico
Contact:    Ron Townsend,  Office of Air Quality Planning and Standards, (919) 541-2498
Providing training to  upgrade air pollution professional staff in Mexico City and Monterrey,
Mexico.

Program:   Chiller Workshops - Mexico
Contact:    Office of Atmospheric and Indoor Air Programs, (202) 233-9140
Conducted two July 1992 workshops in Mexico City on chiller servicing practices that reduce
emissions of ozone-depleting  chemicals.  Attendees included representatives from Argentina,
Brazil, Venezuela, and Uruguay, as well as ten U.S. manufacturers, several of whom established
Mexican distributorship arrangements.

Program:   Workshop on Environmental Health along U.S.-Mexico Border
Contact:    B. Hassett-Sipple, Office of Air Quality Planning and Standards, (919) 541-5616
Participated hi 2-day workshop exploring plans to evaluate environmental health issues along the
U.S.-Mexico border, February 1992.

Program:   Air Pollution Modelling, Instrumentation, & Measurement Work Group - NIS
Contact:    William Hunt, Technical Support Division, (919) 541-5559
Participated in U.S.-US$R"work groups dealing with exchange of information and technical
papers on air monitoring and modeling.

Program:   Workshop on CFC-Safe Solvent Substitutes - Thailand
Contact:
With Governments of Japan and Thailand, hosted a workshop in Thailand on CFC-safe solvent
substitutes.

-------
                                   - B-3 -

 Program:   Conference in UK on Product Labeling - UK
 Contact:    T. Mohin, Office of Air Quality Planning and Standards, (919) 541-5616
 Participated in confederation of British industry conference on new EC product labelling law as
 part of UK and OECD Life Cycle Assessment Methodology activities.  Have also provided
 support  to special committee to address  life  cycle assessment issues which OECD  is also
 considering.

 Program:   Air Toxics Risk Assessment Course
 Contact:    Office of Air Quality Planning and Standards,  (919) 541-5616
 Will offer a risk assessment course on air toxics for domestic and international entities.

 Program:   Workshop to Explore Business and Export Opportunities from Clean Air Act
 Contact:
 Hosted April 1992 workshop to explore business and export opportunities created by the 1990
 reauthorization of the Clean Air Act. Compiled export promotion projects to result from Clean
 Air Act implementation.

 Program:   International Workshop on Indoor Radon Remedial Action
 Contact:    Office of Radiation Programs, (202) 233-9370
 Offer expertise at international workshop on indoor radon remedial action.

 Program:   Workshop and Technical  Assistance on Air Modeling
 Contact:     William Hunt, Technical Support Division, (919) 541-5559
 Participated in OECD project workshops on air quality indicators and indices.

 Program:   Workshop on Air Quality Model Harmonization
 Contact:    Technical  Support Division, (919) 541-5536
 Participated in workshop on air quality model harmonization within the EC, providing assistance
 to European Research Community on flow turbulence and combustion.

 Program:   Regional Halon-1211 Training Workshops
 Contact:    Office of Atmospheric and Indoor Air Programs, (202) 223-9140
 Conducted two regional halon-1211 training workshops for fire protection experts from Southeast
 Asia and  Latin  America.  Follow-up activities will include provision of U.S.-manufactured
 recycling equipment to workshop participants.

Program:   UN Economic Commission for Europe Working Group on Technology
Contact:    Office of Air Quality Planning and Standards,  (919) 541-5616
Provided technological expertise at meeting of UN Economic Commission for Europe Convention
on Long-Range Transboundary Air Pollution Working Group on Technology, June 1992.

Program:   Work Group on Global Emissions Inventory
Contact:    David Mobley, Technical Support Division, (919) 541-4676
Participated in international global atmospheric chemistry project to inventory global emissions.

-------
                                  -B-4-

Program:   Meeting on Uranium Fuel Cycle Wastes
Contact:    Office of Radiation Programs, (702) 798-2476
Provided expertise on uranium fuel cycle wastes at South African Council for Nuclear Safety
meeting.

Clearinghouses and Data Bases

Program:   Provide Information to for NATICH Data Base
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Provide information for NATICH data base.   Relevant to technology transfer efforts with
Thailand, the UK, Australia, and Canada.

Program:   International Radon Data Bank
Contact:    Office of Radiation Programs, (202) 233-9320
Maintain data base for analysis of radon measurement summaries from contributing countries.
Will be used in planning future radon studies.

Activities Which Direcdv Promote U.S. Know-How

Program:   Advised about Municipal Waste Combustors and Controls - Canada
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Advised Canada about municipal  waste combustors and controls.

Program:   Advised on Performance Standards for Chemical Plants - Canada
Contact:    Office of Air Quality Planning and Standards, (919) 541-5674
Advised Canada on new source performance standards for chemical plants.

Program:   Conferred about Sterilization of Medical Wastes - Canada
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Canada  about sterilization of medical wastes by irradiation.

Program:   Corresponded about Secondary Lead Manufacturing - Canada
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Corresponded with Canada about secondary lead manufacturing.

Program:   Conferred about Hot Mix Asphalt - Canada, UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Canada and England and provided technical information about hot mix asphalt
production.
                     •

Program:   Conferred about  Wood-Fired  Boiler Emissions  and Emission Controls -
            Canada, UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Canada  and England about wood-fired boiler emissions and emission controls.

Program:   Advised on Cement Kiln Emissions Controls - Canada, UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Advised Canada and England on cement kiln emissions controls.

-------
                                    -B-5-

 Program:   Advised on Kraft Pulp Mills - Canada, UK
 Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
 Conferred with England and Canada about technical issues relating to Kraft pulp mills.

 Program:   Technical Assistance in Use of Air Quality Indices - China
 Contact:    William Hunt, Technical Support Division, (919) 541-5559
 Provided assistance to Chinese Institute of Environmental Health Monitoring in use of air quality
 indices.

 Program:   Energy Efficiency Centers - Eastern Europe, NIS
 Contact:    Laura Williams, Battelle Labs, (202) 646-5257
 With Department of Energy (DOE),  Conservation Foundation, and World Wildlife Federation,
 established Centers in Warsaw and Katowice, Poland; Prague, Czechoslovakia; and Moscow,
 Russia to achieve economic development and environmental protection by promoting energy
 efficiency.   Centers emphasize identifying  private sector business opportunities, investment
 opportunities, and possible joint venture partners; technical training and demonstration projects;
 policy analysis and development; and public  information services.

 Program:   Conferred about Combustion Sources and Associated Pollutants - France
 Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
 Conferred with France about combustion sources and associated pollutants.

 Program:   Corresponded about Incineration - France, UK
 Contact:    Office of Air  Quality Planning and Standards, (919) 541-5616
 Corresponded with England and France about incineration.

 Program:   Corresponded about Manganese Production - Greece
 Contact:    Office of Air  Quality Planning and Standards, (919) 541-5616
 Corresponded with Greece about manganese  production.

 Program:   Development  of Radiation  Monitoring Program - Greece
 Contact:    Office of Radiation Programs, (202) 233-9320
 Assist Greece in planning and developing a radiation monitoring program.

 Program:    Provided Technical Information on Emissions Related to Cement, Plastics, and
             Roofing Materials - Honduras
 Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
 Provided Honduras technical information on emissions and emissions controls related to cement,
 plastics,  and roofing materials.
                      * «

 Program:    Advised on Power Plant Emissions Controls - Hong  Kong
 Contact:     Office of Air Quality Planning and Standards, (919) 541-5616
 Advised Hong Kong on power plant emissions controls.

Program:   Conferred about Small Boilers - Hong Kong
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Hong Kong about small boilers.

-------
                                   -B-6-

Program:   Corresponded about Cupolas - Israel
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Corresponded with Israel about cupolas.

Program:   Set Up Air Monitoring Program • Kuwait, Saudi Arabia
Contact:    William Hunt, Technical Support Division, (919) 541-5559
Helped establish air monitoring program in Kuwait and Saudi Arabia at close of Gulf War.

Program:   Developed Emissions Inventory Capabilities - Mexico
Contact:    Technical Support Division, (919) 541-5536
Assisted Mexican scientists in developing emissions inventory capabilities.

Program:   Facility Visits and VOC Inventorying Assistance - Mexico
Contact:    Fred Dimmick, Office of Air Quality Planning and Standards, (919) 541-5616
Toured several types  of facilities in Mexico as part of a cooperative exercise in emission
inventorying of VOC emissions in September 1992.

Program:   Advised on Controls for Printing, Wood Furniture  Coatings, and Electronic
            Coating Industries - Mexico
Contact:    Office of Air Quality Planning and Standards, (919) 541-5674
Advised Mexico on controls  for printing, wood furniture coatings, and  electronic coating
industries.

Program:   Air Pollution Regulatory Modeling Assistance to World Bank - NIS
Contact:    Technical Support Division, (919) 541-5536
Assisted World Bank in assessing air pollution control regulatory modeling program in Belarus.

Program:   Water Supply System Assessment - NIS
Contact:    Office of Radiation Programs, (202) 233-9340
Evaluate and assess the impacts of the Chernobyl accident on the Kiev water supply system.

Program:   Natural Gas Recovery - Eastern Europe, NIS
Contact:    Office of Atmospheric and Indoor Air Programs, Global Change Division,
            (202) 233-9190
Advise Poland, Czechoslovakia, Russia, and Ukraine on promoting greater recovery of natural
gas from coal mining and reducing methane emissions via technology clearinghouse, U.S.-Poland
technical working group, technical exchanges, and focused assessments.

Program:   Assistance in Clean-up of Chernobyl Contamination - NIS
Contact:    Office of Radiation Programs, (202) 233-9340
Cooperation hi cleanup of Chernobyl contamination in Belarus. Also will provide information
and advice regarding «hernobyl effects  to Russian Institute TYPHOON.

Program:   Radioactive & Hazardous Constituents Cleanup Demonstration - Poland, NIS
Contact:    Office of Radiation Programs, (202) 233-9340
Demonstrate specific clean-up technologies for areas in Ukraine and Poland contaminated with
radioactive and hazardous constituents. Technology transfer.

-------
                                   -B-7-

Program:   Technical Assistance on Air Modeling Network Design - Poland
Contact:    Technical Support Division, (919) 541-5536
Provided technical assistance to Krakow, Poland on air monitoring network design.

Program:   Installation and Training for Emissions Monitoring System - Poland
Contact:    Technical Support Division, (919) 541-5536
Helped install a continuous emissions monitoring system and trained operators at power plant in
Krakow, Poland.

Program:   Advised about Emissions from Coal  Combustion in Residential  Heaters and
            Small Boilers - Poland
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Advised Poland about emissions from coal combustion in residential heaters and small boilers.

Program:   Cooperation with Swedish EPA - Sweden
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Provided technological expertise at meetings with Swedish representative to discuss iron and steel
plants and chemical manufacturing plants.

Program:   Conferred about Ferrous and Non-Ferrous Metals - Sweden
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Sweden about ferrous and non-ferrous metals.

Program:   Cooperative Studies and Exchange - Taiwan
Contact:    Office of Radiation Programs, (202) 233-9320
Will host two visiting  scientists from Taiwan  for analysis of EPA environmental data and
radiochemical methods development. Will also visit Taiwan to provide information on radon
measurement methods.

Program:   Conferred about Utility Boilers - UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with England about utility boilers.

Program:   Advised on Environmental Aspects of Brick Manufacturing - UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with England about environmental issues relating to brick making.

Program:   Corresponded  about  Steel Foundries Emissions - UK
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Corresponded with England* about steel foundries emissions.

Program:   Technical  Assistance on Air Monitoring Networks. - Uruguay
Contact:    William Hunt, Technical Support Division, (919) 541-5559
Providing technical assistance to Uruguay,  through the OAS, with training and siting and
selection of monitoring equipment.

-------
                                  -B-8-

Prognun:   Mobile Air Conditioning Recycling • Venezuela
Contact:    Office of Atmospheric and Indoor Air Programs, (202) 233-9140
Provide financial and technical support to the Venezuelan government to develop a demonstration
project to use refrigerant recycling  equipment to minimize  emissions of ozone-depleting
refrigerants when servicing automotive air conditioners.  Follow-up will include provision of
U.S.-manufactured equipment.

Program:   Technical Advice on Medical Waste Incineration - multi
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Provided technical advice on medical waste incineration to Canada, Japan, England, Korea, and
Saudi Arabia.

Program:   Conferred about Primary Aluminum Production Processes, Emissions,  and
            Emissions Controls - multi
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with China, Canada, France, Thailand, Iceland, Bahrain, and Russia about primary
aluminum production processes, emissions, and emissions controls.

Program:   Conferred about Industrial Boiler Emissions and Emission Controls - multi
Contact:    Office of Air Quality Planning and Standards, (919) 541-5616
Conferred with Canada, England, and Israel about industrial boiler emissions and emission
controls.

Program:   Financial and Technical Assistance to Developing Countries through Montreal
            Protocol Multilateral Fund - multi
Contact:    Office of Global Change, Technology Transfer Group, (202) 233-9190
As part of the U.S. contribution to the Multilateral Fund under the Montreal Protocol, provide
financial and technical assistance to  developing countries  (through 1992: China, Ecuador,
Mexico, and Venezuela) on phasing-out ozone-depleting chemicals. Assistance often leads to
developing countries' receiving Fund financing to purchase U.S.  equipment.

Activities Which Indirectly Promote 'U.S. Know-now

Program:   Cooperative Exchange on Radon Metrology - Germany
Contact:    Office of Radiation Programs, (202) 233-9320
Will develop an ongoing relationship with Germany to allow periodic comparison and exchange
of ideas on radon metrology.

Program:   Solvents Phase-Out Project - Mexico, Thailand
Contact:    Office of Atmospheric and Indoor Air Programs, (202) 233-9140
Organized cooperative government-industry initiatives in early 1992 to assist Mexican and Thai
electronics industries.in reducing use of ozone-depleting solvents..

Program:   Cooperative Agreement with Atomic Energy Research Institute - Japan
Contact:    Office of Radiation Programs, (202) 233-9340
Cooperative program will include information exchange with J AERI and arrangements for visiting
scientists regarding residual  radioactivity,  radioactive waste  disposal, radiation protection
Standards, and emergency planning and response.

-------
                                   -B-9-

 Program:   Briefed Japanese Businessmen on CAA Amendments - Japan
 Contact:    Fred Dimmick, Office of Air Quality Planning and Standards, (919) 541-5616
 Briefed a group of Japanese businessmen on Tide m of the Clean Air Act amendments.

 Program:   Global Environmental Radiation Monitoring - NIS
 Contact:    Office of Radiation Programs, (202) 233-9320
 Established  after  Chernobyl to coordinate environmental  radiation  monitoring and  data
 interpretation.

 Program:   Workshops on Emissions Inventories - EC ,
 Contact:    David Mobley, Technical Support Division, (919) 541-4676
 Provided assistance to Economic Commission of Europe at workshops on emissions inventories,
 summer 1992.

 Program:   Work with Int'l Atomic Energy Agency (IAEA)
 Contact:    Office of Radiation Programs, (202) 233-9290
 Provide IAEA assistance in formulation of international recommendations and policy on radiation
 protection matters.

 Program:   Provide Environmental Radiation Remediation Assistance - IAEA
 Contact:    Office of Radiation Programs, (202) 233-9340
 Initiative with the IAEA to strengthen environmental radiation protection program at the IAEA
 Division of Nuclear Safety, with a focus on providing environmental radiation remediation and
 risk management assistance to Eastern Europe and the former Soviet Union.

 Program:   Climatic Test Program for Integrating Radon Detectors - IAEA
 Contact:    Office of Radiation Programs, (702) 798-2476
 Co-authoring publication with IAEA on integrating radon detectors for international publication.

 Program:   International Radon Intercalibration - IAEA
 Contact:    Office of Radiation Programs, (202) 233-9320
 Used OAR radon chambers to expose  detectors from 24 countries and IAEA for a comparison
 of passive detectors. A final report will provide information on measurement comparability.

 Program:   Transport Models for ffigh-Level Waste - INTRAVAL
 Contact:    Office of Radiation Programs, (202) 233-9290
 Provide information and advice to the international group INTRAVAL on transport models for
 high-level waste repositories.

 Program:   Established & Harmonized Motor Vehicle Noise Emissions Standards - UN
 Contact:     Office of Policy Analysis and Review, (202) 260-5580
 Established and harmonized motor vehicle noise emissions standards as part of UN/ECE Inland
 Transport Committee's Group of Experts on Noise.

Program:   Provide Information to WHO Technology Transfer Effort - WHO
 Contact:     Office of Air Quality Planning and Standards, (919) 541-5616
Provide information to the WHO Technology  Transfer effort, Geneva.

-------
                                        -B-10-

       Program:   Technical Assistance in Air Monitoring - WHO
       Contact:    Technical Support Division, (919) 541-5536
       Providing technical assistance to WHO on air monitoring and data analysis.

       Program:   Technical Advice on Air Quality - World Bank
       Contact:    Tom Pace, Office of Air Quality Planning  and Standards, (919) 541-5556
       Advising World Bank on technical and policy issues related to air quality management in Belarus
       and Ukraine, NIS.

       Program:   Harmonization of  Automobile Emissions,  Fuel,  and  Vehicle  Inspection
                  Standards - multi
       Contact:    Office of Mobile Sources, (202) 260-7645
       On-going activities to provide advice on harmonizing  automobile emissions standards and to
       transfer information on fuels regulations and vehicle inspection programs to the UN, European
       Communities, the Stockholm Group, Japan, Taiwan, Canada, and Mexico. Could lead to demand
       for U.S. goods and services.

       Program:   Green Technology Programs • general
       Contact:    Jonathan Hoffman, (202) 233-9190
       Sponsor voluntary programs that encourage corporations to adopt energy-efficient technologies.
       Corporation signs a memorandum of understanding (MOU) with EPA, committing to survey
       corporate facilities and undertake retrofits as appropriate.

       Program:   Refrigeration Technology - general
       Contact:    Office of Atmospheric and Indoor Air Programs, Global Change Division,
                  002)233-9190
       Participate in joint project to evaluate available alternatives to ozone depleting refrigerants and
       blowing agents in household refrigerators and freezers and to determine replacements or changes
       necessary to reduce use of these substances and increase refrigerator performance.

       Task Force Members
       Mike Shapiro, Deputy Assistant Administrator
       Rob Brenner, Director, Office of Policy Analysis and Review
       John Beale, Deputy Director, Office of Policy Analysis and Review
OFFICE OF INTERNATIONAL ACTIVITIES (OIA)

       Training,, Workshopsf and Conferences
                             •
       Program:   U.S. Environmental Training Institute (USETT)
       Contact:    Mark Kasman, (202) 260-0424
       EPA, AID, and TDA together have established the non-profit U.S. Environmental Training
       Institute (USETI), a public-private  initiative to build environmental management capacity in
       developing countries. Through USETI, U.S. companies teach topical courses, developed by EPA
       and industry, to policy leaders and potential clients from developing countries. USETI provides
       scholarships for most attendees and offers firms an opportunity to showcase their technologies.
       USETI was provided $300,000 in federal start-up funds; industry is responsible for program

-------
                                    B-ll -

 costs.   USETI also gets federal, and  in particular EPA, in-kind support;  considering this,
 government support exceeds $1 million.

 Clearinghouses and Data Bases

 Program:   Green Pages (section of Export Yellow Pages)
 Contact:    Scott Bidner, (202) 260-2087
 Directory that gives names, addresses, phone numbers, and describes over 7,000 U.S. vendors
 of  pollution  control,  renewable energy, and  energy efficient technologies, services,  and
 equipment.  Accessed through the Environmental and Energy Efficient Technology Transfer
 Clearinghouse. Also published in hard copy.

 Program:   Environmental and Energy Efficient Technology Transfer Clearinghouse
 Contact:    John Diamante, (202) 260-4877
 Co-sponsor with ADD and DOE "one-stop shop" data base on energy efficient and environmental
 technologies, vendors, regulations,  other data bases, and related environmental information.
 Information currently supplied by industry; EPA and DOE information systems will be added.
 Operates in four Mexico City locations, in Vienna at UNDDO, and in Washington at EPA and
 the Inter-American Development Bank, and soon in Puerto Rico to serve EPA's Wider Caribbean
 and Latin American program.

 Program:   Technical Information Packages (TIPs)
 Contact:    Mark Kasman, (202) 260-0424
 Provide information on pollution control technologies for all media. Packages include documents
 and articles relating to specific technologies, directory of EPA experts,  list of electronic data
 bases, and information on training opportunities in the field.

 Program:   Brochure, "Environmental Technology - Matching Solutions to Problems11
 Contact:    Scott Bidner, (202) 260-2087
 Describes EPA program offices and INFOTERRA international activities related to environmental
 technology transfer. Information on EPA publications, electronic information sources and contact
 information also included.

 Activities Which Directly Promote U.S. Know-How

 Program:   U.S.-Asia Environmental Partnership (US-AEP) - Asia
 Contact:    Pat Koshel, (202) 260-0797
 Participates in AID-coordinated U.S.-Asia Environmental Partnership (US-AEP), a public-private
program focused on developing environmental training, technology transfer, and environmental
 infrastructure programs in Asia. Expected to create significant opportunities for partnerships-mat
will expand environmental exports to Asia.

Program:   Participation in AID-Commerce Southeast Asia Environmental Initiative - Asia
Contact:    Mark Kasman, (202) 260-0424
Will place a staff person in Singapore to, among other things, explore market opportunities for
U.S. environmental goods and services.

-------
                                  - B-12 -

Program:   Activities with U.S.-ASEAN Council for Business and Technology - Asia
Contact:    Mark Kasman, (202) 260-0424
With representatives from AID and the Department of Commerce, accompanied U.S.-ASEAN
(Association of Southeast Asian Nations) Council members hi 1991 on environmental market
trade mission to Thailand, Indonesia, and Singapore. Another mission planned for October 1992.
Several future initiatives also planned to develop environmental export opportunities in region.

Program:   Tiete River Study - Brazil
Contact:    Scott Bidner, (202) 260-2087 or Cam Hill, (202) 260-6009
With other agencies,  submitted a proposal to TDA to conduct a study of and recommend
solutions for cleaning up heavily polluted Tiete River hi Brazil.  Would allow industrial and
political leaders to visit U.S. cities that have enacted similar clean-up; showcase U.S. clean-up
technologies; and lay foundations for future prevention, restoration and planning work, and
cooperative research.

Program:   Caribbean Environment and Development Institute -  Caribbean
Contact:    Martha Shimkin, (202) 260-8502
Assists hi development of environmental network hi Region for sharing expertise, technology,
and information, developing partnerships, and for coordinating existing programs that emphasize
capacity building, technical cooperation, and training.

Program:   Regional Environmental Center - Central and Eastern Europe
Contact:    Lew Pasarew, (202) 260-6154, and Ann Vernardos, W.E.C, (212) 683-4700
Created hi September 1990 as hub for networking environmental data, information, education,
and  tuning,  and promoting  environmental institutions in  the region.  Center  maintains
information on local environmental laws and regulations, environmental policies and issues, and
regional assistance programs.  Private sector information service available since Spring  1992.

Program:   ECO-BRAZDL, '92 Exhibition of U.S. Environmental Technologies - UN
Contact:    Scott Bidner, (202) 260-2087
Lead in organizing first U.S. government exhibit on environmental technology hi June 1992; hi
connection with the June 1992  UNCED conference hi Sao Paulo, Brazil. -

Program:   Trade Promotion Coordinating Committee (TPCQ - general
Contact:    Scott Bidner, (202) 260-2087
Participates in multi-agency committee to mobilize U.S. export and trade opportunities hi several
areas,, including environment.  Subgroups include subcommittee on Energy, Environment, and
Infrastructure,  and forthcoming working group on Environment Trade.

Activities Which Iiuttncttv'Pmmote U.S. Know-How

Program:   Work with Department of Commerce (DOC)
Contact:    Scott Bidner, (202) 260-2087
Sit on various DOC committees which promote  U.S. exports and assists with a U.S.-Mexico
Business Committee on Environmental Technology Transfer which DOC and Mexican  ministry
of commerce,  SECOFI, launched in late 1991.

-------
                                          - B-13 -

       Program:   Work with the Export-Import (Exim) Bank
       Contact:    Jamison Koehler, (202) 260-4894
       Produced a brochure for Exim Bank on opportunities for Exim assistance in exporting U.S.
       environmental goods and services.

       Program:   Work with the Trade Development Agency (TDA)
       Contact:    Jamison Koehler, (202) 260-4894
       Negotiated with TDA to produce directories on U.S. environmental goods and services suppliers.

       Program:   Activities with Environmental Business Council (EBC)
       Contact:    Jamison Koehler, (202) 260-4894
       Exploring activities with association of "envirotech" firms.  EBC has sponsored trade missions
       to Mexico and Asia, "reverse" trade missions, and plans future missions to Eastern and Western
       Europe.  Has established "Plan of Co-operation" mith Mexico's CONCAMIN to coordinate
       education and technology transfer and joint business ventures. EBC has office in Mexico.

       Program:   Activities with Environmental Technology Export Council (ETEQ
       Contact:    Jill Gallagher, (202) 260-0769
       Exploring activities with  new association of  environmental  technology  firms  to  expand
       environmental exports through trade and "reverse" trade missions; market studies;  analysis of
       financing and insurance mechanisms; international projects data base; and training programs for
       overseas decision makers.

       Task Force Members
       Alan Hecht (Co-Chair), Deputy Assistant Administrator
       Jamison Koehler, Acting Director, International Issues Division
       Scott Bidner, Economics and Technology Team
       Julia Gallagher, Economics and Technology Team
OFFICE OF POLICY, PLANNING, AND EVALUATION  (OPPE)
                                                                       *•
       Training. Workshops and Conferences

       Program:   Mexico-U.S. Environmental Statistics Conference
       Contact:    Environmental Statistics and Information Division, (202) 260-2680
       Participated in an October 1991 OMB organized conference  attended by U.S.  and Mexican
       federal statistics agencies to develop frameworks for bilateral cooperation on environmental
       statistics.
                             *  •
       Program:   Business  Workshops on Opportunities for Exporting  Alternative Energy
                   Technologies
       Contact:    Climate Change Division, (202) 260-8825
       Funding workshops  with  selected  industries on opportunities for exporting alternative and
       renewable energy technologies.

-------
                                   - B-14 -

Program:   Business Conference on Energy Export and Investment  Opportunities  in a
            Greenhouse World
Contact:    Climate Change Division, (202) 260-8825
Co-sponsoring a May 1993 conference on export and investment opportunities in several Latin
American countries.

Program:   Energy Efficiency Technology Trade Show
Contact:    Climate Change Division, (202) 260-8825
Developed a traveling exhibit on energy efficient technologies which will be set up at several
conferences on energy, climate change and the environment in  1993.

Program:   OECD Indicators Workshops
Contact:    Environmental Statistics and Information Division, (202) 260-2680
Planning to participate in a series of indicator workshops during 1993 designed to develop a core
set of indicators to be used  in the OECD Country Reviews for  assessing individual country
progress towards national environmental goals. Workshops will be held in Canada, France, U.S.
and The Netherlands.

Clearinghouses and Data Bases

Program:   International Fund for Renewable Energy and Efficiency  (IFREE)
Contact:    Climate Change Division, (202) 260-8825
Supporting the development of a  technical  assistance program which will help incorporate
alternative energy investments into lending programs and alerts businesses to new sources for
financing.

Program:   International Information Project
Contact:    Environmental Statistics and Information Division, (202) 260-2680
Initiated development of a  system which will allow the comparing of selected international
environmental agreements,  laws,  regulations and standards, enforcement  and  institutional
infrastructures, intervention policies, and data on wastes, ambient conditions and environmental
indicators in 24 nations.

Activities Which Directly Promote U.S.  Know-How

Program:   Country Studies
Contact:   Climate Change Division, (202) 260-8825
Supporting studies hi developing and Eastern European countries to assess energy and forestry-
related sources of greenhouse gas emissions and options  for reducing these emissions.
                       *  »

Program:   Project Identification
Contact:   Climate Change Division, (202) 260-8825
Developing innovative approaches for identifying new climate mitigation projects. This activity
will generate new projects mat can be fed into the project pipeline at the World Bank, GEF, and
other international donors and  lenders.   Concepts  developed could help keep U.S.  business
informed about new climate change business opportunities.

-------
                                         - B-15 -

       Activities Which Directly Promote U.S.  Know-How

       Program:   Trilateral NAFTA Environmental Statistics Workshop
       Contact:    Environmental Statistics and Information Division, (202) 260-2680
       Conferring with Mexico and Canada on the holding of a trilateral workshop to discuss production
       of a North American state of the environment report and the coordination and harmonization of
       environmental statistics.  Conference may be held in mid-summer 1993.

       Task Force Members
       Dan Esty (Co-Chair), Deputy Assistant Administrator
       Doug Turner, Special Assistant
       Edgar Thornton, Special Assistant
       Mike Adler, Climate Change Division


OFFICE OF RESEARCH AND DEVELOPMENT  (ORD)

       Training. Workshops, and Conferences

       Program:   Workshops for Promoting Pollution Prevention in Latvia
       Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
       Planning is arranging a number of workshops on the identification of P2 technologies and the
       promotion of their implementation in industry for Latvia and the Baltics.  Resources to be
       determined.  Plan to strike cooperative effort with technical institutes and trade organizations.

       Program:   Subsurface Restoration  Conference, 3rd International Conference on Ground
                   Water Quality Research, Dallas, Texas, June 21-24,1992
       Contact:    Clinton Hall, Director OEPER/RSKERL, (405) 332-8800
       An estimated 600 attendees heard 35 invited platform speakers from 5 different countries
       addressing subsurface restoration topics such as regulatory strategy, basic science required for
       decision making,  site characterization, technologies for contaminant  immobilization and
       containment, technologies for contaminant removal, and technologies for contaminant destruction.
       There were 50 people from Canada, China, England, Denmark, France, Sweden, Germany, and
       Puerto Rico in attendance. This series of presentations will be developed into a book by a major
       book publisher.   In addition to the platform  presentations, about 80 poster presentations
       highlighted the work of other researchers on a wide variety of subsurface restoration issues.
       $50,000 (EPA Resources).

       Program:    USSR (former)-USA Chlorinated Organic Chemicals  Pollution  Prevention
                   Workshop,' Moscow and Sterlitamak, Russia, November 11-18,1990
       Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
       EPA organized a Chlorinated Organic Chemicals Pollution Prevention Workshop hi response to
       the Soviet Union's request to expand the provisions of the Bilateral agreement between the USSR
       and the USA to include a new program related to the "Prevention of Pollution and Treatment of
       Toxic Waste." The American delegation  presented technical papers, toured chemical plants, and
       participated in related meetings in Moscow and Sterlitamak.  The goals of  the Soviet Union
       include exchanging technical information related to low-waste organic chemical production as well
       as pollution prevention and waste treatment techniques.   Their principal goal related to

-------
                                   -B-16-

establishing joint economic ventures between American and Soviet chemical companies.  The
initial technical discussions and exchanges focused on chlorine producing and consuming chemical
processes  (e.g.,  chloralkali,  vinyl chloride monomers, polymers, etc.) and utilization and
recovery of chlorinated organic solvents. General discussions focused on the structure of federal,
state, and city environmental  agencies;  our  legal  basis  and  mechanisms  for  developing
regulations;  methods for determining compliance; and enforcement actions.   Also general
discussions related to the operation of a market economy, management of chemical plants in a
market economy, and the necessity of generating profits for an ongoing manufacturing plant.
$2,100 (EPA Resources).

Program:   Pacific Basin Consortium for Hazardous Waste Research
Contact:    Alfred Lindsey, Director OEETD/Headquarters
The Pacific Basin Consortium for Hazardous Waste Research (PBCHWR) is currently composed
of 61 member organizations from IS countries around the Pacific. The PBCHWR held several
technical conferences in various locations in the Pacific Basin.  Argonne National Laboratory
(ANL) is one of the founding members of the  PBCHWR.  This agreement will support three
tasks that will be conducted by EPA, ANL and  PBCHWR:  (1) organize the technical program
for the 1992 Pacific Basin Conference on Hazardous Waste; (2) arrange for the preparation of
special reviews of hazardous waste topics that are of special interest in the region, and (3) prepare
the proceeding of the conference for general distribution.

Program:   Pacific Basin Consortium (1988-1991) on Hazardous Waste Research
Contact:    John Skinner, OEETD/Headquarters
Under mis program (1988-1991), the following was accomplished:  (1) attended first meeting in
February 1988 on hazardous waste research in the developing countries of the Pacific Basin, (2)
consortium developed three training manuals/courses,  (3) presented several case  studies at a
September 1989 meeting, (4) presented a lecture on the use of calcining kilns for hazardous waste
disposal at a conference hi Singapore in 1989, and  (5) prepared the final report "Hazardous
Waste in the Pacific Basin - the Need for International Collaborative Research."  For FY88,
FY89, and FY90, S&E were $0, $3,500, and $0, respectively; R&D was $26,000, $25,000, and
$0, respectively (EPA Resources).

Program:   Stationary Source Sampling and Analysis Workshop, Beijing, China,
            April 15-20,1992
Contract:   Gary Foley, Director OMMSQA/AREAL, (919) 541-2106
Planned and conducted a workshop with the participation of the China National Environmental
Protection Agency and five  U.S. equipment manufacturers to  promote U.S.-made pollution
monitoring equipment in China. As a result of the workshop, $40,000 worm of equipment was
sold with additional orders planned.
                       »  m

Program:  Photochemical Air Pollution
Contact:    Basil Dimitriades, OMMSQA/AREAL
The goal  of mis project (1975-1990) with the Japanese Environmental Agency, Air Quality
Bureau was to exchange information, data, and viewpoints on scientific issues pertaining to
photochemical air pollution and its abatement through periodical panel meetings in the US and
Japan, visitations, and correspondence. Accomplishments included 1-2 day visits from Japanese
scientists  on 5 occasions  and  panel  meetings and  exchange of  information on atmospheric
chemistry and modeling in ozone, aerosol, acid name, and HAP. (EPA Resources).

-------
                                   - B-17 -

 Program:   Air Pollution Related Meteorology
 Contact:    Frank Schiermeier, OMMSQA/AREAL
 This project (indefinite) is with the Japan Meteorological Agency. Every 1 or 2 years, a joint
 meeting of die US-Japan Air Pollution Meteorology Panel is conducted, rotating between Japan
 and the US. Only 1 or 2 US scientists travel to the meetings in Japan. At these meetings, papers
 are presented and field study data bases and dispersion models are exchanged for the mutual
 benefit of both countries. Accomplishments also included  conducting the 9th joint meeting in
 Tokyo in  February 1986,  hosting the 10th Joint Meeting of the US-Japan Air Pollution
 Meteorological Panels in March 1988 in RTF, and US attendance at the llth joint meeting in
 Tokyo in the Spring of 1990.  For FY88, FY89, and FY90, R&D was $1,000, $300, and $0,
 respectively (EPA Resources).

 Program:   Solid Waste Management
 Contact:    John Skinner, OEETD/Headquarters
 Seven US/Japan Solid Waste Conferences were held and proceedings widely distributed.  For
 FY88 and FY89, R&D was  $10,000 annually (EPA Resources).

 Program:   Stationary Source Pollution Control Technology
 Contact:    Michael Maxwell, OEETD/AEERL
 This project (1975-1990) with Japan's Ministry of International Trade & Industry, Agency of
 Industrial Science & Technology provided  a conduit  for exchanging results of research,
 development, and commercial activities in the following areas: flue gas treatment technology for
 NOx control, combustion modification technology for NOx control, FGD technology for Sox
 control, and paniculate control technology for combustion  and industrial sources.  Reports on
 Nox and SOx in  Japan were produced.   Accomplishments included symposia on stationary
 sources SOx control applications (November 1986, October 1988),  symposia on paniculate
 control technology (March  1988), symposium on  stationary source NOx  control technology
 (March 1989), visits to Japan (August-September 1987) to discuss  advanced stationary source
 NOx control techniques such as combustion modification and reburning, an international
 conference on municipal waste combustion (April  1989), and a symposium on SOj control
 technology (May 1990).  (EPA Resources).
                                                                 *•
 Program:   International Conferences on Healthy Buildings
 Contact:    Frank Prinriotta, Director OEETD/AEERL
 The objective of the Healthy Buildings Conferences is to develop recommendations on materials
 and systems that should be used in buildings to ensure good air quality,  thermal comfort, and
 energy efficiency.  Every three years this conference brings together researchers and practitioners
 to review knowledge and experiences.  Recommendations  from each conference are compiled in
 a post-conference publication that is made available to conference attendees and other interested
 scientists, architects, building owners, manufacturers of materials, etc. For FY88, FY89, FY90,
 and FY91, S&E were $0, $4,000, $2,000, and $5,000, respectively; R&D was $0, $0, $0, and
 $15,000, respectively. (EPA Resources).

Program:   International Conference on Municipal Waste Combustion
Contact:    Theodore Brna, OEETD/AEERL
Under this project (May 1988-May 1989), EPA and Environment Canada jointly sponsored an
International Conference on Municipal Waste Combustion, held April 11-14,1989 in Hollywood,
FL.  Other organizations participating in  the conference  included the  American Society of

-------
                                  - B-18 -

Mechanical Engineers, the Air Pollution Control Association, and the World Health Organization.
For FY89 and FY90, S&E were $1,000 and $2,500, respectively; and R&D was $20,000 and
$0, respectively; Canadian funds were received under reimbursable IAG RW-CN-932641 (EPA
Resources).

Program:   Annual Incineration Conference
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
RREL is a major co-sponsor of the annual  international symposium on thermal treatment
technologies for the management  of radio-active, hazardous,  mixed,  Superfund and medical
wastes.  The 1992 Conference was held in Albuquerque, New Mexico. It was attended by 658
individuals.  Approximately  15% of these attendees were from eleven foreign countries.  The
1993  Conference (the twelfth) will be held in Knoxville,  Tennessee.  In-house support plus
$4,000 travel (EPA Resources).

Program:   International (Ml Spills Conference
Contact:    Jack Farlow, OEETD/RREL
This conference is held biannually and is  sponsored jointly by EPA, USCG, and the American
Petroleum Institute.  The 1991 Conference had participation from about 30 countries.  Its purpose
was to exchange information on all aspects of oil spill prevention, control, and cleanup. $0 (EPA
Resources).

Program:   Third International Conference on Waste Management in the Chemical and
            Petrochemical  Industries, Salvador, Brazil, October 20-23,1992
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
EPA/RREL  co-sponsored for the planning,  development, and conduct of mis international
conference for new technologies and practices for waste minimization. The purpose of mis
conference was to promote collective efforts towards die development of new technologies for
waste ininimization  by  providing a forum for exchange of  experience among international
professionals and researchers concerned with as many significant aspects as possible. Emphasis
was given to the practices of waste reduction and minimization by the chemical and petrochemical
industries.  This conference was sponsored by CETREL S.A. and the International Association
on Water Pollution Research and Control (IAWPRC).  RREL supported the first conference
which targeted incineration and control technologies.  In parallel with the conference RREL will
conduct a one-day specialty course on waste reduction. $0 (EPA Resources).  Funded through
registration fees and industry sponsorship.

Program:   The Asia-Pacific  Cleaner Production  Conference - Melbourne,  Australia,
            February 24-27,1991      	
Contact:    Timothy Oppelt, Director OEETD/RREL,  (513) 569-7418
This UNEP Conference is a result of UNEP's Cleaner Production Program mat was formally
launched hi Canterbury, UK, in September 1990, and agreed upon a program of activities that
focussed on awareness-raising and information exchange throughout the world. This conference
is of regional priority for the South-East Asian Region.  RREL participated in the authorship and
presentation of two papers:   "International Legislative Trends" and "Cooperative Approaches hi
Minimizing Hazardous Waste,"  as well as workshop activities. Limited technical hours (EPA
Resources).

-------
                                   -B-19-

Program:   First EPA/ICI Environmental Workshop - Australia, March 2-3, 1992
Contact:    Timothy Oppelt, Director OEETD/RREL (513) 569-7418
A RREL-led team of four scientists/engineers from EPA, CMA, and AIPP conducted a two-day
seminar entitled "Cleaner  Production - Recent U.S. Experience" to  a group of scientists and
engineers in Sydney, Australia.  This seminar was sponsored by ICI Australia and Environment
Protection Authority - Victoria. After presentations of cleaner production trends in the U.S.,
Australia cleaner production initiatives and problems were discussed. This seminar enhanced an
ongoing  relationship  between RREL  and pollution prevention organizations  in  Australia,
particularly multinational companies such as ICI.  Limited technical assistance hours.

Program:   Sewage  Treatment Technology
Contact:    Carl Brunner, OEETD/RREL
Under this project (1988-1991) with the Japanese Department of Sewerage  and Sewage
Purification, the 10th, llth, and 12th  US-Japan conferences on sewage treatment technology
(1985, 1987, 1989) were  held and a small number of Japanese engineers and scientists were
hosted for technology exchange.  Funding in FY88, FY89, FY90,  and  FY91 was S&E $0,
$20,000, $5,000, and $2,500; and  R&D $0, $23,000, $0, and $0.  In addition, ¥ 3.8 billion
supported a visiting Japanese research engineer from December 1989-1990 (EPA Resources).

Program:   EPA - Environment Canada Hazardous Waste Research Workshop
Contact:    Robert Mournighan,  OEETD/RREL
The annual workshops under this project (1981-1992) provide a forum for sharing information,
technology transfer, and coordination of basic research programs,  including incineration of
hazardous and municipal waste. For FY88, FY89, and FY90, S&E were $1,000, $2,000, and
$2,000, respectively (EPA Resources).

Program:   Air and Waste Management Association's Spring Conference - Canada & U.S.
Contact:    Ila Cote,  Office of Health Research, Health  Effects Research Laboratory,
            (919) 541-2281
Participation hi AWMA's annual conferences to present and discuss regulatory, technical, social,
and economic issues affecting industry in Canada and the U.S.

Program:   U.S.-Canada Pollution Prevention Initiative - Canada
Contact:    Office of  Environmental Engineering and Technology Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
Participate hi annual joint meetings on joint pollution prevention assessments at industries along
joint border, including comparison of procedures and methodologies for pollution prevention
assessments.

Program:   International'Symposium  on Environmental Contamination  -  Central and
            Eastern  Europe
Contact:    Office pf Environmental Engineering and Technology Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
October 1992 symposium hi Budapest will be forum for technology transfer of hazardous waste
treatment and remediation  technologies.  Numerous U.S. technology vendors will participate.
Goal is to show U.S. vendors problems and technology needs hi Central and Eastern Europe.

-------
                                 - B-20 -

Program:  International Workshop  on  Remediation  Technologies  for  Heavy  Metal
           Contamination of Soils • France
Contact:   Office of Environmental  Engineering and Technology Demonstration, Risk
           Reduction Engineering Lab, (513) 569-7418
Provided technology transfer at September 1992 French workshop on remediation technologies
for heavy metal contamination of soils.

Program:  Int'l Symposium on Using Waste Residues in Construction - Netherlands
Contact:   Office of Environmental  Engineering and Technology Demonstration, Risk
           Reduction Engineering Lab, (513) 569-7418
Participated in 1991  and  will participate in 1993 fora for technology transfer and  exchange
regarding using waste residues in construction.

Program:  Workshop for Waste Minimization Technical Assistance - Philippines
Contact:   Gary Foley, Office of Modelling, Monitoring Systems & Quality Assurance
           Atmospheric Research and Exposure Lab, (919) 541-2106
Workshop providing in-depth review of waste  minimization and pollution  prevention for
Philippines Dept.s of Environmental and Natural Resources, Trade and Industry, Environmental
Management Bureau, and industry.

Program:  Waste Minimization Technical Assistance Project
Contact:   Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
A representative from  EPA/RREL and a workshop leader from industry co-led a 3-1/2 day
workshop in October 1992 mat provided an in-depth treatment of the various aspects of waste
minimization and pollution prevention for representatives from the Philippines Department of
Environment  and  Natural Resources,  Department of Trade and Industry,  Environmental
Management Bureau, and the industry sector. Funded through a cooperative agreement between
USAID and World Environment Center.

Program:  UNEP Conference/Seminar on Clean Production
Contact:   Gary Foley, Office of Modelling,  Monitoring  Systems  & Quality Assurance
           Atmospheric Research and Exposure Lab, (919) 541-2106
Presented paper at UNEP conference and participated in September 1990 working group.

Program:  International  Workshop  on Regulation  of  Sludge  and Organic Waste
           Application to Soil
Contact:   Office of Environmental Engineering and Technology Demonstration, Risk
           Reduction Engineering Lab, (513) 569-7418
Assist in international workshop on regulation of sludge and organic waste application to soil.
                     •  .

Program:  International Ash Working Group
Contact:   Office of Environmental Engineering and Technology Demonstration, Risk
           Reduction Engineering Lab, (513) 569-7418
Participate in  multi-national public and private effort to document sources, characteristics, and
use of residues from combustion of municipal solid waste.

-------
                                   - B-21 -

 Clearinghouses and Data Bases

 Program:    International Cleaning Production Information Clearinghouse (ICPIQ
 Contact:     Myles Morse, OEETD, (202) 260-3161, and
             Director of Industry and Environment Office, Paris, 33-1-40-58-88-50
 ICPIC is a computerized information exchange system of the UNEP/IEO Cleaner Production
 Program, based on the US EPA's Pollution Prevention Information Exchange System. It amis
 to transfer technical policy, program, legislative, and financial expertise on cleaner production.
 The program helps countries to establish projects and programs, identify technical process options
 for cleaner production, show procedures to reduce wastes and liabilities and thus save money.
 The system provides cleaner production information, including location of documents and experts
 on cleaner production, to industries and governments. $50,000 (EPA Resources).

 Program:    Pollution Prevention Information Clearinghouse (PPIC)
 Contact:     Myles Morse, OEETD, (202) 260-3161
 Information network on multi-media source reduction and recycling.  Helps government and
 industry establish pollution prevention programs; identify technical processes, upcoming trade
 fairs, seminars etc., and project funding.  Pollution  Prevention Information Exchange System
 (PEES) within PPIC is interactive, PC-based system providing instant access to information on
 experts, events, publications, case studies, program summaries. PPIC is available in information
 packets and through a technical support hotline.

 Program:    Control Technology Center
 Contact:     Bob Blasxczak, ESD/OAQPS, and Chuck Darvin, AEERL/ORD
 Jointly run by ORD  and  OAR, the Control Technology  Center  provides information and
 assistance on air emissions prevention and control techniques.

 Program:    RREL Treatability Data Base, Version 4.0
 Contact:     Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
 The objective of the database is to provide a thorough review of the effectiveness of proven
 treatment technologies  in the removal/destruction of  chemicals in various types of media
 including, but not limited to, municipal and industrial wastewater, drinking water, groundwater,
 soil, debris, sludge, and sediment.  The database contains 1166 chemical compounds and over
 9200 sets of treatability data.  The chemicals contained in the database are often those regulated
 under the Clean Water Act, Safe Drinking Water Act, Resource Conservation and Recovery Act,
 Toxic Substances Control Act, Superfund Amendments and Reauthorization Act,  and other
 environmental laws  enacted  by Congress.   For  each  chemical, the  database  includes:
 physical/chemical properties, aqueous and solid treatability data, Freundlich isotherm data, other
 environmental database information sources, and data references including a reference abstract.
 The  physical/chemical properties included are those most routinely used,  such as molecular
 weight,  boiling point,  melting point, etc.  The treatability data  summarize  the treatment
 technologies used to treat the specific chemical; the type of waste/wastewater treated; the size of
 the study/plant; and the treatment efficiency achieved.  $1,000 to cover postage (EPA Resources).

Program:   CIERRA
Contact:    Darwin Wright, OEETD/Headquarters
EPA-ORD helped establish CIERA.  It is a coalition of university, industry, government, and
environmental organizations that can provide environmental and energy expert technical assistance

-------
                                  -B-22-

on research teams to prevent or solve global environmental problems.  CIERA provides a
database of environmental research personnel and projects, manages an environmental pollution
prevention program for USAID, and assesses current and future energy  and environmental
technologies,  technology transfer programs and technology trade programs.  CIERA has
developed working arrangements with government and university professionals in Poland and
Hungary  to  support development of environmental programs in East European countries.
$25,000 (EPA Resources).

Program:   Alternative Treatment Technology Information Center (ATTIC)
Contact:    Ben Blaney
Data base of alternative treatment data.

Activities Which Directly Promote U.S. Know-How

Program:   Temporary Advisor to Government of India on treatment of tannery wastes.
Contact:    Bala Krishnan, OEETD/Headquarters
Provided service as a temporary advisor to Regional Office for South East Asia, New Delhi,
India for two months on treatment of tannery wastes with special reference to chromium recovery
and management of salt liquor.  No cost to EPA.  Funded under UN-WHO program.

Program:   Environmental Model for Water Quality of Indian Coal Mines Including Cost
            Effective Treatment Technology
Contact:    Bala Krishnan, OEETD/Headquarters
Developing cost effective treatment technologies for dealing with mine water of Indian local field
having special physio-chemical characteristics to  render them suitable for potable use. $75,000
funded under U.S. India Rupee Fund.

Program:   Technical Assistance to Waste Minimization Program in Poland
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
This project will  involve demonstration of measurable environmental and economic benefits
resulting from  waste  minimization  activities at selected chemical  plants and subsequently,
introducing these practices throughout the industry.  (EPA Resources). Sponsored by the World
Environment Center.

Program:   USAID Project Assistance - Waste Minimization in Indonesian Metal
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
In May 1992, an RREL environmental engineer conducted waste minimization assessments at
three metal finishing companies in the Jakarta area.  In a one day workshop ending their two
week assignment, ORD presented results to company personnel, Indonesian government officials,
and  USAID staff. A repo'rt entitled, "Trip Report  on  Metal Finishing Waste Minimization
Project,  Jakarta,  Indonesia,"  documents  the team's findings.    ORD personnel time (EPA
Resources)  •

Program:   Pollution Prevention Strategies for Sustainable Development
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
The U.S. is a Pilot Study Directorate for this NATO/CCMS project.  The project is a three-year
project with 17 cooperating countries. The project's purpose is to facilitate the transfer of

-------
                                   - B-23 -

 information on pollution prevention activities underway in the participating countries.  $50K in
 FY 91 and $35K in FY 92.

 Program:   Instituting a Program for Technology Transfer for Ground Water
 Contact:    Clinton Hall, Director OEPER/RSKERL, (405) 332-8800
 Made initial visits for discussions and preparation with Hungarian Institute for Environmental
 Management for instituting a program for technology transfer for ground water remediation.
 $5,200 (EPA Resources).

 Program:   Biofilm Formation and Drinking Water Quality
 Contact:    Benjamin Lykins, OEETD/RREL
 This project (October 1989 - October  1991) with the NAN CIE, facilitated the study of the
 distribution effects, such as biofilm formation and microbiological control, that may be associated
 with the use of ozone in drinking water treatment.  Investigators in France constructed large pipe
 loops that allowed for direct observation of biofilm formation in distribution systems. Pilot plants
 were constructed that fed ozone-treated water into pipe loops; treatment configuration was similar
 to the types of treatment that may be adopted hi the US to meet anticipated disinfection by
 product regulations.  Results of the first phase were presented at the American Water Works
 Association Annual Conference in June 1990.  For FY89, FY90 and FY91, S&E were $20,000
 annually, and R&D was $50,000 annually (EPA Resources).

 Program:   Implementing Industrial Pollution Prevention in the NIS
 Contact:    Darwin Wright, OEETD/Headquarters
 The objective of this project is to promote pollution prevention, waste minimization, and cleaner
 production technologies through international technology cooperation (industry to industry) in
 selected Republics of the former Soviet  Union.  CLERA  will provide teams of industry,
 government and academic pollution prevention  experts to  provide technology assessments,
 technology options and pollution prevention training at industrial  sites in the NIS  to transfer
 United States pollution prevention successes to both individual factories and  industrial sections
 in the NIS.  This exchange of information on  existing and innovative pollution  prevention
 practices and technologies will support environmentally beneficial protection activities in the NIS.
 The OLA and ORD will provide joint technical support for this project; OLA has the primary
 responsibility for coordinating and ORD has the responsibility for managing pollution prevention
 research, technical assistance and technology transfer programs.

 Program:   US-German Bilateral Agreement on Hazardous Waste Cleanup Projects
 Contact:    Alfred Lindsey, Director OEETD/Headquarters
 By leveraging existing resources and programs within die bilateral  agreement each agency will
 enhance the potential impact of these activities to the overall hazardous waste site problems within
their respective countries.*  The  goals of mis  bilateral  agreement are to:    (1) facilitate
understanding of each side's approach to the remediation of contaminated sites; (2) demonstrate
innovative remedial technologies; (3) compare quality  assurance, programs; and (4) facilitate
technology  transfer.  The two lead agencies are the United States Environmental  Protection
Agency (EPA), Office of  Research and Development (ORD),  and the Federal Republic of
Germany (FRG), Federal Ministry for Research and Technology  (BMFT).

-------
                                  -B-24-

Program:   Prevention of Water Pollution from Industrial and Municipal Sources
Contact:    Alfred Lindsey, OEETD/Headquarters
This project with the VNH VODGEO of the USSR was completed in 1990.   It investigated
treatment and disposal technology for municipal and industrial effluents.   In past  years
Soviet/American cooperation in the field largely focused on exchange of information on various
research, development, and demonstration projects conducted in each country and site visits to
innovative and advanced treatment  installations.  However, in 1986 the two  sides agreed to
conduct a more focused research program consisting of complementary projects in two general
areas:  (1) evaluation of biological treatment of wastewaters containing toxic substances and (2)
improvement of anaerobic and aerobic digestion processes for wastewaters and sludges. Several
reciprocal visits resulted in successful transfer of technical information and  ideas.  Reports
chronicled the state of Soviet water technology and USSR projects.  For FY88 and FY89, R&D
was $30,000 and $25,000, respectively (EPA Resources).

Program:   Stationary Source Air Pollution Control
Contact:    Frank Prinriota, Director OEETD/AEERL
The main objective of this  8-year project (1985-1992) with the NIOOGAZ of the USSR is to
analyze emissions and develop control technology, especially gaseous emissions technology and
paniculate  abatement technology.    Accomplishments include publication  of an English-
Russian/Russian-English glossary of coal cleaning terms in 1987 and exchange of a large number
of research  articles and  reports on FGD, reburning,  fabric filter, ESPs, flares, multi-stage
combustion design for NOx control, multi-stage burners, and isokinetic sampling.  Meetings of
group co-chairmen have been held in September 1985, November 1988, January 1990, and 1991
along with workshops on reburning, FGD, VOCs, municipal waste incineration, and other topics.
For FY88, FY89, FY90, and FY91, S&E were $15,000, $12,000, and $5,000 respectively.
R&D was $100,000, $111,000, $15,000, and $0, respectively.  Other resources were $900,000
in FY90 (EPA Resources).

Program:   Gaseous Emission Abatement Technology
Contact:    Michael Maxwell, OEETD/AEERL
This project (1987-1991) with the NIOOGAZ of the USSR coordinates the following activities:
(1) limestone scrubbing; (2) magnesia scrubbing; (3) double alkali method; (4) spray dryer flue
gas desulfurization; (5)  removal and suppression of the oxides of nitrogen from stationary
sources; and (6) gaseous organic emissions abatement from stationary sources. Accomplishments
include 9 U.S. reports and 5 Soviet reports presented at a workshop held in the United States in
1987, boiler design drawings received from the Soviets in March 1988 in preparation for the
reburning project, working drawings for the Ladyzhinskaya Power Station presented to the U.S.
side during the November 1988 visiting in continuation of the Joint Reburning Demonstration in
the USSR, 8 U.S. papers and 12 Soviet papers presented in the USSR in November 1988, a
rebuming project meeting held June 22-29, 1989, 7 U.S. papers and 8 Soviet papers presented
in the  U.S. in January 1990, reciprocal  reburning project meetings in 1990, a reburning
demonstration with resulting data and continued exchange of papers and reports in 1991.  For
FY88, FY89, FY90, and FY91, S&E were $15,000, $12,000, $0, and $15,000, respectively,
and R&D was $100,000, $10,000,  $0, and $12,000 respectively (EPA Resources).

-------
                                   - B-25 -

 Program:   Paniculate Abatement Technology
 Contact:    James Kilgroe, OEETD/AEERL
 This project with the NLLOGAZ of the USSR included: (1) paniculate control technology; (2)
 sampling and analytical procedures for characterizing aerosols; and (3) pollution abatement from
 municipal waste incineration.   Accomplishments included 3  U.S.  papers and 2 Soviet papers
 presented at a workshop in 1987, 8 U.S. papers and 12 Soviet papers presented in the USSR in
 1988, papers presented on U.S. activities at a U.S. workshop in January 1990, a tour of the Mid-
 Connecticut Refuse Derived Fuel facility in Hartford, Connecticut and the mass burn facility in
 Bridgeport, CT, and exchange of sampling and analysis procedures for testing at municipal waste
 combustion facilities in 1991.  For FY88, FY89, FY90, and FY91, S&E were $4,000 annually
 (EPA Resources).

 Program:   Desulfurization Technology for Air Pollution Control
 Contact:    Charles Sedman, OEETD/AEERL
 Under this project (1987-1990) the Engineering Institute of Sarajevo conducted a 3 year study to
 develop dry lime injection process for SQ removal.  A Yugoslav principal investigator visited
 RTF in July 1987 and submitted a project work plan hi May 1988.  Research at bench level was
 completed in December 1988.  A pilot reactor completed in December 1989 was evaluated hi the
 following year with focus on development of a dry reactor, similar to the Lurgi circulating bed.
 For FY88, FY89, and FY90, S&E were $0, $7,000, and $0, respectively (EPA Resources).

 Program:   Bilateral Agreement with Central and Eastern European Countries
 Contact:    Alfred Lindsey, Director OEETD/Headquarters
 Under this project, ORD's activities hi Central and Eastern Europe include cooperative research
 and technical assistance.  Cooperative research efforts include a  comparative risk project hi
 Czechoslovakia and Poland to help  establish priorities for mitigation activities and environmental
 investments.  Targeted technical assistance projects include the Northern Bohemia Air  Quality
 Project. The initial focus of this project is air monitoring for pollutants: later efforts will involve
 assisting the Czechs in finding and utilizing cost-effective air pollution control technologies to
 reduce risks. ORD also developed and set up an air monitoring system in Krakow Poland and
 is currently assisting the Poles in improvement in their water and wastewater treatment systems.
 Through this project, ORD provided air monitoring equipment, analytical equipment,  and water
 and wastewater treatment equipment.

 Program:   International Technology Exchange Program
 Contact:    Alfred Lindsey, Director OEETD/Headquarters
 Through an IAG with DOE's Office of Technology Development, and a cooperative agreement
 with the Coalition for International Environmental Research and Assistance (CJERA) and Ohio
 University at Athens, we are  providing financial assistance to help develop  environmental
 technology international programs,  including ENVIROTRADE.  $100,000 (EPA Resources).

Program:   Pollution Prevention Assistance in the NIS
 Contact:    Alfred Lindsey, Director OEETD/Headquarters
Through an IAG with AID (Jim Gallup), and a cooperative agreement (CR-817557) with the
 Coalition for International Environmental Research and Assistance (CEERA) and Ohio University
at Athens we are  continuing to provide financial  assistance to help develop  environmental
technology international programs and to provide technical assistance on pollution prevention in
the  NIS, primarily Russia and Kazakhstan.  $50,000 (EPA Resources).

-------
                                  -B-26-

Program:   USATO, Environmental Pollution Prevention Project
Contact:    Greg Ondich, OEETD/Headquarters
The EP3 objectives are to:  (1) provide technical assistance, (2) strengthen in-country technical
expertise, including establishing national centers, (3) promote the sources of financing for U.S.
pollution prevention technology, (4) assist in improving national environmental polices, and (5)
promote U.S./foreign country cooperative activities.  Several geographic regions are targeted
including: Asia (Sir Lanka, Thailand); East Europe/Africa (former Soviet Republics, Egypt);
Central/South America (Chili, Mexico, Dominican Republic, El Salvador, etc.); and South Asia
(India, Indonesia).  EPS is a global AID project with an authorized core (AID) funding of $20
million over five years (FY93-97).  $500,000 annually, (reimbursable funds-in) IAG with EPA
Office of International Activities as project office  (supporting offices include ORD, OPPT, and
OA), and the AID Bureau for Research & Development,  Office of Environment and Natural
Resources (EPA Resources).

Program:   Bilateral Agreement Between U.S. and India
Contact:    Bala Krishnan, OEETD/Headquarters
Coordinating research efforts with Government  of India  officials in the prioritized areas of
research such as pollution prevention, clean technologies, and remedial technologies.  $300,000
under U.S. India Rupee Fund.

Program:   U.S.-Australia Cooperative Pollution Prevention Program - Australia
Contact:    Office of Environmental Engineering and Technology Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
Participate  in  information  exchanges with Australian industries and government,  also pilot
seminars. On-going pollution prevention technology transfer program.

Program:   Independent Panel on Intractable  Waste - Australia
Contact:    Office of Environmental Engineering and Technology Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
Assist Australian Independent Panel on Intractable Waste in assessing technologies for treating
and disposing of intractable waste.
                                                                 *•
Program:   Advisor to Center of Toxic Waste Management - UK
Contact:    Office of Environmental Engineering and Technology Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
Provide technical direction to Center in England and technology transfer on U.S. practices in
hazardous waste management.

Program:   EPA and Industrial Tox Research Center - India
Contact:   Gary Hatch,  Office of Health Research, Health Effects Research Laboratory,
            (919) 541-2281
Collaborate with Industrial Tox Research Center  in Delhi, India.  .

Program:   Netherlands Pollution Prevention  Exchange Program
Contact:   Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
ORD  worked several months in  1991 with the  Netherlands Organization for Technology
Assessment after being invited by the Dutch government to collaborate on efforts to apply four
EPA industry-specific pollution prevention guidance manuals to industry within the Netherlands.

-------
                                   - B-27

 Two RREL engineers worked in the following areas: (1) facility assessments and technology
 evaluations, (2) life-cycle of products, (3)  transfer of pollution prevention  concepts  and
 technologies, (4) biotechnology  for cleaner production.  Through contacts made during this
 assignment, continuing pollution prevention information transfer is occurring with a number of
 European countries.  (EPA Resources).

 Program:  Bilateral Agreement - Spain
 Contact:   Office of Environmental  Engineering and Technology Demonstration,  Risk
            Reduction Engineering Lab, (513) 569-7418
 Participate in water quality modeling in streams and reservoirs.

 Program:  NATO/CCMS Pilot Study on Demonstration of Remedial Action Technologies
            for Contaminated  Land and Groundwater - multi
 Contact:   Office of Environmental  Engineering and Technology Demonstration,  Risk
            Reduction Engineering Lab, (513) 569-7418
 Provided extensive technology transfer in Phase I of two phase study to NATO countries through
 presentations and field trips. Phase II will emphasize tech transfer to Central & Eastern Europe.

 Activities Which Indirectly Promote U.S. Know-How

 Program:  The Superfund Innovative Technology Evaluation (SITE) Program
 Contact:   Alfred Lindsey, Director Ottiu/Headquarters
 The SITE Program, now in its sixth year, encourages the development and use of innovative
 treatment technologies for hazardous waste site remediation and monitoring and measurement
 technologies for evaluating the nature and extent of hazardous waste site contamination. Through
 cooperative agreements with innovators, SITE provides funding of up to $300,000 over two years
 to develop and evaluate the performance of these new technologies under field conditions. SITE
 was budgeted for $16.7 million in FY92 and $16.8 million in FY93.

 Program:  The Municipal Innovative Technology Evaluation (MITE) Program
 Contact:   Alfred Lindsey, Director OEETD/Headquarters
 Like the SITE program, NOTE promotes the development and evaluation of alternative clean-up
 technologies for municipal waste recycling and control.  Testing and evaluation occurs at over
 15 EPA-supported  university research centers and several EPA-permitted facilities elsewhere.
 MITE was budgeted for $1.1  million in FY92 and  $1.4 million in FY93.

 Program:   Control of Major  Precursor Air Pollutants (Including Mobile Source and
            Oxidant Modeling)
 Contact:    Alfred Galli, OEETD/Headquarters
 This project with the OECD/Environment Committee has 4 goals: (1) to build on the major
 elements of local/urban control strategies for episodes of high ozone concentration. Work will
 also be  undertaken with a view  to integrating control measures for short-term photochemical
oxidant  episodes with long-term acid deposition control strategies. (2) Work on motor vehicles
 will be  performed with the elaboration of cost-effective measures:  to reduce emissions from
diesel and heavy duty vehicles  (Germany lead); and to reduce atmospheric emissions  from
evaporative losses (Canada lead).  (3) In addition to many countries' programs on conventional
pollutants (SO2,  NOx, ozone, etc.) there is a growing emphasis on problems caused by hazardous
air pollutants. The Air Management Policy Group (AMPG) will prepare control oriented reports

-------
                                  -B-28-

pn many hazardous air pollutants of concern to member countries.  (4) The AMPG will also
initiate work on municipal waste combustion emphasizing emission characterization, combustion
practices, controls, and ash handling, disposal, or utilization. Accomplishments include research
reports, journal articles, and proceedings of meetings. For FY88, FY89, and FY90, S&E were
$4,000 annually (EPA Resources).

Program:   Volatile Organic Compounds (VOC) Task Force
Contact:    Carols Nunez, OEETD/AEERL
This project (1988-1990) is with the Economic Commission for Europe (ECE) Task Force on
Volatile Organic Compounds (VOC) Control to examine the sources,  effects, and means of
controlling/reducing VOC emissions to the ambient environment. Successful implementation of
the Task Force's goals will result in the international sharing of information related to:  (1)
technology development and application;  (2) regulatory approaches;  and (3) environmental
impacts. The shared information benefits the areas of: (1) ozone non-attainment; (2) stratospheric
ozone depletion; (3) global climate change; (4) indoor  air  pollution;  and  (5)  air toxics.
Contributions include providing US reports relating to VOC control programs/approaches for
Task Force use (areas covered will include solvent use, refineries, gasoline distribution, and
others);  two EPA engineers attending VOC control approaches meeting in Paris in November
1988; and proceedings showing VOC emission sources and control approaches in participating
countries. For FY88, FY89, and FY90, S&E were $0, $2,000, and $2,000 (EPA Resources).

Program:   Environment Canada
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
In 1985, ORD established a MOU with Environment  Canada  for research and development
cooperation hi science and technology. The MOU has been retained in force and has been
actively supported by bom sides since its inception.  Activities have included, and will continue
to include, information exchange and joint participation in projects-many of which have been co-
funded.  Although the MOU was initially developed primarily to support cooperative research,
the coverage is broad and the MOU has been used by other Agency offices as well.  Annual
meetings for planning and review of related activities are called for in the MOU and have been
held in  alternating countries.  Meetings review current or recently  completed high-priority
mutually-beneficial cooperative projects. Travel funds (EPA Resources). .

Program:   Demonstration of Remedial Action Technologies for Contaminated Land and
            Groundwater
Contact:    Donald Satining, OEETD/RREL
This project (November 1986 - November 1991) with the NATO/CCMS dealt with the problems
of contamination resulting from the handling of hazardous materials/hazardous wastes. The need
for cost-effective remedial technologies to apply at these sites has resulted in the application of
new technologies and/or new applications of existing technologies.   The desire to build a
knowledge base so mat emerging remedial technologies may be identified was the impetus to the
NATO/CCMWS  Pilot Study on Demonstration  of Remedial  Action Technologies for
Contaminated  Land and Groundwater.  This knowledge base program is to include "lessons
learned,"  i.e., bom the successes and failures of limitations of the various technologies.  Over
400 International Scientists from 13 countries have been involved in the study. Activities resulted
in numerous publications in  many international conferences and journals,  and exchange of
programmatic information between executive level EPA personnel and their foreign counterparts
in the Federal Republic of Germany, the Netherlands and Denmark.  Fot FY88, FY89, and

-------
                                  - B-29 -

 FY90, annually; R&D was $30,000, $30,000, and $35,000, respectively; and other resources
 were $10,000 annually in FY87 and FY88 from the US Air Force and $35,000 from OSWER
 in FY89 (EPA Resources).

 Program:   Follow-Up to Completed NATO/CCMS Study on Flue Gas Desulfurization
 Contact:    Frank Prindotta, Director OEETD/RREL
 This project with NATO/CCMS has provided valuable information on European and Canadian
 state of the art air pollution control technology. Reports summarize EPA's research/development
 of air pollution from coal combustion and the yearly meeting. The flue gas desulfurization pilot
 study that began in 1976 involved information and technology transfer. The project has been in
 follow-up status since 1981.  The focus  has expanded to include information and technology
 transfer on all  current and emerging air control technology relating to the combustion of coal.
 Interest remains high for the member countries because of acid rain, forestry damage, and other
 ecological and health impacts associated  with coal combustion.  The US acknowledges active
 participation by the following countries/organizations: Belgium, Canada,  Federal Republic of
 Germany, OECD's International Energy Agency, Italy, the Netherlands, Norway, and the United
 Kingdom. Austria and Sweden have been observers.  For FY88, FY89, FY90, and FY91, S&E
 were $1,000,  $3,000, $4,000, and $4,000 respectively; and R&D was $12,000, $12,000,
 $20,000, and $20,000 (EPA Resources).

 Program:   Pollution Prevention Strategies for Sustainable Development - NATO
 Contact:    Gary Foley, Office of Modelling, Monitoring Systems  & Quality Assurance
            Atmospheric Research and Exposure Lab, (919) 541-2106
 Pilot Study Directorate for this three-year NATO/CCMS project with 17 cooperating countries.
 To facilitate information transfer on pollution prevention activities in participating countries.

 Program:   Cooperative Research and Development Agreements (CRADA) for Certified
            Reference Materials
 Contact:    Tom Clark, Director OMMSQA/EMSL-Cindnnati
 Certified reference materials (calibration standards and quality control  samples) for all EPA-
 regulated chemicals are developed and distributed world-wide  by cooperation of EPA  and
 independent cooperator  firms.  Data on materials are reviewed and verified by EPA to meet
 stringent technical  specifications before  they are EPA Certified.  American Association of
 Laboratory Accreditation (A2LA) certifies other manufacturers of reference materials to be A2LA
 Certified to the same stringent technical specifications as the EPA CRADA products.  No direct
 funding.  EPA  oversight role supported as part of ORD's base QA/QC Program and other EPA
 Programs.

 Program:   Safe Disposal of Hazardous Wastes with Special Emphasis on the Problems and
            Needs of Developing Countries
 Contact:    James Smith, OTTRS/CERI
 This project (1985-1991) with the World Health Organization  (WHO),  the  United Nations
 Environment Programme (UNEP), and the World Bank produced technical reports, manuals, and
 workshops on the management of common community hazardous wastes.  Accomplishments
 included the report "The Safe Disposal of Hazardous Wastes  - The Special Needs and Problems
of Developing  Countries," booklets for handling of common community, hazardous wastes,
industry-specific and multi-media guidance, and workshops for the  treatment and disposal of
hazardous wastes. These reports are intended for administrative and  technical staff and convey

-------
                                    B-30-

needed information for planning and designing a hazardous waste treatment system.  The user
is provided with: (1) an understanding of significant human and environmental health concerns;
(2) a program to determine what hazardous wastes are being produced in a country or region; and
(3) procedures for designing a hazardous waste treatment system which will minimize, reduce,
and reuse these wastes and arrange for then- safe disposal. For FY88, FY89, FY90, and FY91,
S&E were $17,000, $0, $8,000, and $17,000,  respectively;  R&D was $0, $0, $20,000, and
$30,000, respectively; and other resources were $3,000, $0, $0, and $3,000. WHO paid travel
(EPA Resources).

Program:   Joint Research on Municipal Waste Combustion Technology
Contact:    James Kilgroe, OEETD/AEERL
Under this project (June 1987-May 1990),  Environment Canada and EPA agreed to exchange
information  on municipal  incineration/combustion programs.   Activities included:  (1) the
characterization of  emissions and residues from  MWC processes; (2) the  assessment and
development of technology for  controlling pollution from  MWC; (3) the  development  of
guidelines and regulations; and (4) the performance of risk assessment studies. Accomplishments
included: participation in the development of Canadian guidelines  for the control of pollution
from incinerators; completion of field test in Maine, Massachusetts, and at the Mid-Connecticut
resource recovery facilities; and evaluation of residue samples from the Montgomery County
South incinerators.   For FY88, FY89, FY90, and FY91,  S&E  were $123,000, $123,000,
$76,000 and  $0,  respectively;  R&D  was $800,000,  $800,000, $235,200,  and $75,000,
respectively (EPA Resources).

Program:   Use of Electro-Kinetics in the Treatment of Waste
Contact:    Jonathan Herrmann, OEETD/RREL
This project (1988-1992) is with the Poltegor  (Mining Institute of Poland).  The first phase
involved the thorough review of the literature with respect to improving the injection of grouts
and cleanup chemicals for use with wastes and soil-water systems.  Based  on the literature
obtained and the results of laboratory-scale testing, a feasibility evaluation of the concept of using
an electric field to improve injection was developed.  The second phase involved the pilot-scale
testing of injection of grouts and cleanup chemicals into wastes  and soil-water systems.  Pilot-
scale testing focused on the evaluation of intermediate scale devices and systems mat can be tested
in the field. The third phase involved the  field-scale testing of injection of grouts and cleanup
chemicals into wastes and  soil-water systems.  Testing focused  on the testing of full-sized
equipment or multiple arrays of electro-kinetic systems or devices.  As with the laboratory and
pilot-scale tests, emphasis was placed on the improvement of injection of grouts or chemicals into
wastes or  soil-water systems mat are contaminated with heavy metals.  For FY88, FY89, FY90,
and FY91, other (no S&E or R&D) was $0, $45,000, $6,700, and $15,100, respectively (EPA
Resources).

Program:  Composting to Treat Organic Contaminated Soils
Contact:    Ronald Hill, OEETD/RREL
This project (1990-1993) is with the Technical University of Wroclaw, Poland.  The first phase
involves the review of the literature on the land treatment/composting of organic hazardous waste.
Based on mis literature review, a laboratory-scale testing program will be designed, constructed,
and implemented to evaluate the destruction of organic hazardous waste in a soil matrix. The
organisms to be used should be naturally occurring either from soils or sewage sludges, or should
be  commercially available.  The organic contaminants should include some  recalcitrant

-------
                                   - B-31 -

 compounds. The evaluation should include the use of sewage sludge as a source of nutrients and
 organic compounds to determine the rate and extent of degradation. Mass balances should be
 determined with careful attention to determine the amount of loss to the atmosphere due to
 volatilization or leaching from the soil.  Based on the results of the laboratory testing, a field
 study will be determined. After approval of field study experimental plan by all parties, the plan
 will be implemented.  Replicate field plots exposed to natural  conditions of weather will be
 constructed in the field. Mass balances will be determined to establish the loss of contaminants
 to air  losses, leachate, and degradation.  The field study should be for approximately 1 year
 followed by a 6-month period of final report preparation and approval. For FY88, FY89, and
 FY90, resources (excluding S&E and R&D) in FY90 were $25,300 (EPA Resources).

 Program:   Ground Water Research
 Contact:     Lowell Leach, OEPER/RSKERL
 The goal of this  project (1985-1988)  with the  Beijing Municipal Research  Institute of
 Environmental Protection was to provide technology transfer and training on the design of land
 treatment systems  for municipal  wastewater  including ground  water impact  evaluation.
 Accomplishments included a journal article on the rapid infiltration experiment that demonstrated
 the utility of the system for wastewater treatment and groundwater recharge in China, eight land
 treatment demonstration projects evaluated by the PRC,  a wetland wastewater treatment design
 workshop in Beijing, June 25-27,1990, an internal bilateral research report on "Land Treatment
 of Brewery Wastewater by Overland Flow" in 1990, and a 4-day land treatment design seminar
 in Beijing. Land treatment technology was endorsed by the PRC for full-scale implementation
 throughout China.  For FY88, FY89, FY90, and FY91 S&E were $105,000 annually, and R&D
 was $20,000 annually (EPA Resources).

 Program:   International Solid Waste and Public Cleaning Association (ISWA)
 Contact:    Bala Krishnan,  OEETD/Headquarters
 The International Solid Waste  and Public  Cleansing Association (ISWA),  an international
 organization representing 25 countries from across the world, promotes adoption of acceptable
 systems of solid waste management through technological development and improvement of
 practices for protection of die  environment and conservation of materials and energy resources.
 There  are 4 working groups  that focus on:  hazardous  waste management, sanitary landfills,
 municipal incineration, and waste collection and transport. The main objectives are (1) to provide
 reports that summarize solid/hazardous waste research finding from around the world, and (2)
 to provide a mechanism, such as conferences and workshops, for the face to face exchange of
 solid/hazardous  waste  research  information  between  American   and foreign  experts.
 Accomplishments include the  following.  Chairman of the Work Group for Hazardous Waste
 Subcommittee.  Completed the  1984-1987 work plan with publications by Academic Press.
 Completed ISWA-Japan waste Management  Association's "Symposium on Hazardous Waste
 Management."  Completed*the  1984-1987 work plan with publications by Academic Press.
 Completed ISWA-Japan Waste Management Association's "Symposium on Hazardous Waste
 Management."  Attended the ISWA Quadrennial Congress in September 1988 in Copenhagen.
 Chaired the Working Group on Hazardous Waste in September 1988.  The Working Group on
 Hazardous Waste held a conference in Geneva hi May  1989. The ISWA Working Group on
 Hazardous Waste and the Pacific Basin Consortium on Hazardous Waste Research held a joint
 meeting in Honolulu in September 1989.  ISWA Executive Committee met in Amsterdam in
January 1989, Geneva in  June  1989,  and Sardinia  in October 1989.   Working Group on
 Hazardous  Waste  produced  the  book  "International  Perspectives  on. Hazardous Waste

-------
                                  - B-32 -

Management."   For FY88, FY89, and FY90, R&D was $50,000, $50,000, and $0.  Other
resources included reimbursable/membership dues (cost share) 11,000 Swiss francs ($8,460 US)
paid by the American Public Works Association.

Program:   Organization Internationale De Metrologie Legate (OIML)
Contact:    Christopher DeRosa, Director OMMSQA/EMSL-Cindnnati
The United States is a member of OIML by treaty along with over 100 other countries.  OIML
is concerned with the development and maintenance of legal measurement standards in many
areas including measurement of pollution. The National Institute for Standards and Technology
(N1ST) is the lead Agency for U.S. OIML activities. William L. Budde, Director, Chemistry
Research Division, Environmental Monitoring Systems Laboratory - Cincinnati, is the designated
scientific advisor to the U.S. National Working Group for OIML in the area of measurement of
pollution. The work group  includes members from instrumentation companies mat export
pollution measurement equipment to other countries. $25,000 (EPA Resources).

Program:   UNEP Conference/Seminar on Clean Production
Contact:    Timothy Oppelt, Director OEETD/RREL, (513) 569-7418
EPA staff presented a  paper at the UNEP conference and participated in work groups in
Canterbury,    England,  September  1990,  "Encouraging Clean  Technologies:  The  U.S.
Environmental Pollution Prevention Program." $1,500 (EPA Resources).

Program:   Western Lake Superior Region Resource & Management Cooperation - Canada
Contact:    Gary Glass, Office  of  Environmental Processes  and Effects Research,
            Environmental  Research Lab (Duluth), (218) 720-5550
MOU with 15 government agencies and universities including Canadian university, to coordinate
research exchange and outreach and education support in programs to achieve full benefits of
Lake Superior regional waters, air, fish, wildlife forests, and wildlands, and associated resources.

Program:   Emerging Technology Projects - Canada, UK
Contact:    Office of Environmental Engineering  and Technology  Demonstration,  Risk
            Reduction Engineering Lab,  (513) 569-7418
Participate in development of various emerging technologies with labs in England and Canada.

Program:   Cooperation Plan - WHO
Contact:    Office of Environmental Engineering and Technology  Demonstration, Risk
            Reduction Engineering Lab, (513) 569-7418
Participate in  on-going activities to promote use  of worldwide  data bases related to  water
monitoring, provide technical assistance and facilitate wider use of U.S. standards in developing
nations.  Preparing water supply guideline documents which emphasize developing countries.
                      *  •

Program:   Small Business Innovation Research Program
Contact:   Donald. Carey,  (202) 260-7473
Provide  grants of up to $50,000 for feasibility research on new,  higher-risk technologies;
$150,000 for principal research; and non-federal support for product commercialization.

-------
                                         -B-33-

       Program:   EPA Directed Model Development
       Contact:    Gary Foley, Office of Modelling, Monitoring Systems & Quality Assurance
                   Atmospheric Research and Exposure Lab, (919) 541-2106
       Developing process to catalyze private sector-DOE cost-sharing in order to accelerate innovative
       environmental technologies development. Will strengthen U.S. industry's competitiveness in
       world markets.

       Program:   Development of Innovative Environmental Technologies
       Contact:    Timothy  Oppelt,  Office  of Environmental  Engineering and Technology
                   Demonstration, Risk Reduction Engineering Lab, (513) 569-7418
       Directing development of process  to  catalyze  private  sector investment  in  cost sharing
       arrangements with DOE to accelerate development of innovative environmental technologies,
       which will strengthen U.S. industry's ability to compete in world markets.

       Task Force Members
       Fred Lindsey, Director, Off. of Environmental Engineering &  Technology Demonstration
       Steve JJngle, Deputy Dir., Off. of Environmental Engineering & Technology Demonstration
       Michael Moore, Director, Technology Transfer Staff
OFFICE OF SOLID WASTE AND EMERGENCY RESPONSE (OSWER)

       Training. Workshops, and Conferences

       Program:    International Symposium on Environmental  Contamination - Central and
                   Eastern Europe
       Contact:     Technology Innovation Office, (703) 308-8800
       Participating in International Symposium on Environmental Contamination in Central and Eastern
       Europe.

       Program:    Hazardous Waste Characterization Training - Hungary, Poland
       Contact:     Office of Emergency and Remedial Response, Hazardous Site Evaluation
                   Division, (703) 603-8860, and Technology Innovation Office
       Developing hazardous waste  characterization training course  for Hungary (1992) and Poland
       (1993) covering principles of national site characterization and ranking and providing information
       on international programs.

       Program:   Emergency Response Training - Kuwait
       Contact:    Office of Emergency and Remedial Response*  (703) 603-8700
       Supplies on-scene training to other nations, such as with oil fires in Kuwait.

       Program:   Hazardous Waste Characterization Training -  Philippines
       Contact:    Office of Emergency and Remedial Response,  (703) 603-8700
       Participated in forum on proposed hazardous waste rules for Philippines.

-------
                                  - B-34 -

Program:   Technical Participation at International Conferences
Contact:    Office of Emergency and Remedial Response, (703) 603-8700
Participates in roughly eight international conferences annually related to sharing expertise on
groundwater issues, risk assessment, and other clean up issues.

Program:   Forum on Domestic and International Innovative Hazardous Waste Treatment
            Technologies
Contact:    Technology Innovation Office, (703) 308-8800
With  ORD, co-sponsoring  November 1992 4th annual forum on domestic and international
innovative hazardous waste  treatment technologies.

Program:   Conferences on Worker Health and Safety
Contact:    Office of Emergency and Remedial Response,  (703) 603-8700
Participate in conferences and research regarding worker health and safety guidelines, regulations,
and training.

Program:   International  Exhibition on Environmental Information and Communication
Contact:    David Bennett, Office of Emergency and Remedial Response, Hazardous Site
            Evaluation Division, (703) 603-8880
Will provide information on reclamation experiences at International Congress and Exhibition on
Environmental Information  and Communication - ECO-INFORMA '92.

Clearinghouses and Data Bas^s

Program:   Vendor  Information System for Innovative Treatment Technologies (VISITT)
Contact:    Linda Fiedler, Technology Innovation Office,  (703) 308-8799
Data base providing available information on 154 U.S. remediation technologies and suppliers;
next version scheduled for January 1993. Publicized at many exhibits which receive international
attention; international community comprises small portion of system users.

Activities Which Dined? Promote U.S. Krww-How
                                                               «.
Program:   Technical  Assistance on Border Environment  and Enforcement - Mexico
Contact:    Office of Waste Programs Enforcement, (202) 260-4814
Provide technology assistance, staff exchanges, training, and  cooperative enforcement material
to instruct Mexican environmental inspectors.

Program:   Joint Contingency and Emergency Response Planning - Mexico
Contact:    Chemical  Emergency Preparedness Office, Joint Response Team,
            (202)260-8600
Conduct activities with Mexico on border "sister city" contingency planning and emergency
response.   Activities will  include gathering information on  sister cities, assessing current
programs,  and  promoting  joint  U.S.-Mexico contingency planning for hazardous materials
emergency response through workshops and other exercises.

-------
                                            B-35 -

       Program:   Technical Assistance on Accident Prevention • Mexico
       Contact:    Chemical Emergency Preparedness Office, (202) 260-8600
       Provided technical assistance and accident prevention training following April 1992 sewer
       explosion in Guadalajara, Mexico.

       Program:   Technical Assistance on Waste Management • multi
       Contact:    Office of Solid Waste, Waste Management Division, (703) 308-8414
       Conducted  short-term mission to Chile to inspect and advise on sanitary landfills.  Presented
       briefings on U.S. waste regulations and waste management experience. Similar activities have
       been conducted in Russia, Peru, Chile, Australia, and China.

       Activities Which Indirectly Promote U.S. Know-How

       Program:   Hazardous Waste Legislation Assistance - China, World Bank
       Contact:    Technology Innovation Office, (703) 308-8800
       Assists World Bank and China in developing comprehensive legislation on hazardous waste.

       Program:   Meetings with International Maritime Organization (IMO)
       Contact:    Office of Emergency and Remedial Response, (703) 603-8700
       Work with  IMO on spill response protocols for international treaties.

       Program:   Public-Private Partnership Program
       Contact:    Meg Kelly, Technology Innovation Office, (703) 308-8800
       Run public-private program utilizing federal facilities to develop new technologies for cleaning
       hazardous waste sites.  EPA, private firms, and federal facility work together to diagnose site and
       test new clean-up technologies.

       Program:   "Rio" and "Parallel Track" Initiatives
       Contact:    OSWER, (202) 260-4610
       Planned initiatives under "Rio"  and  "Parallel Track" for technical assistance, information
       exchange, and training.  Will  likely enhance  information  about opportunities in developing
       countries and provide those countries'with U.S. expertise.

       Task Force Members
       Bowdoin Train,  Deputy Assistant Administrator
       Walter Kovalick, Director, Technology Innovation Office
       Ellen Spitalnick, Special Assistant for International Waste Policy
OFFICE OF WATER  (OW)

       Activities Which Directly Promote U.S. Know-How

       Program:   Krakow Presidential Initiative - Poland
       Contact:    Ed Gross, (202) 260-7370
       Managed a $4 million project to provide drinking water and wastewater treatment equipment to
       the city of Krakow, Poland.

-------
                                        -B-36-

      Prognun:   Recycle and Reuse of Wastewater - Israel
      Contact:    Bob Bastian, (202) 260-5859
      Provided technical support to Israel in organizing and participating in a delegation of experts on
      recycling and reuse.  As part of this program, a team of Israelis also visited the U.S. to study
      wastewater treatment.

      Program:   Caribbean/South American Sewage Treatment Support
      Contact:    Charles Vanderlyn, (202) 260-7277
      Offered technical  expertise on the use of innovative and alternative sewage treatment in the
      Caribbean and South America.

      Activities Which

      Program:   Participation  in  Development of  International Border Environmental Plan
                  (IBEP) • Mexico
      Contact:    Eliot Tucker, (202) 260-5842
      Contributed to the IBEP between EPA and the Mexican environmental agency.

      Program:   North American  Free Trade Agreement (NAFTA) Support • Canada, Mexico
      Contact:    Eliot Tucker, (202) 260-5842
      Prepared the Water section of EPA's environmental analysis in support of NAFTA.  Also
      coordinated identification of possible water-related environmental activities in the ulterior of
      Mexico as part of the Parallel Track Initiative.

      Program:   Constructed Wetlands - Hungary
      Contact:    Paul Baltay, (202) 260-5859
      Prepared a study plan for die reconstructed wetlands project at Lake Tata, Hungary.

      Task Force Members
      Alan Fox, Associate Assistant Administrator
OFFICE OF THE ADMINISTRATOR (OA)

       Program:   National  Advisory Council  for  Environmental  Policy and Technology
                  (NACEPT)
       Contact:
       EPA participates in and is advised by the activities and recommendations of the Trade and
       Environment and the Technology Innovation and Economics Committees of the National Advisory
       Council for Environmental Policy and Technology (NACEPT).

-------
                                      APPENDIX C
                      SURVEY OF U.S. GOVERNMENT PROGRAMS
      TO PROMOTE THE EXPORT OF ENVIRONMENTAL GOODS AND SERVICES
                                   (EXCLUDES EPA)

                                  - Not Comprehensive -
DEPARTMENT OF COMMERCE (DOC)

          Program: Business Information Service for the Newly Independent States  (BISNIS)
          Contact:  (202) 482-4655
          BISNIS offers information on potential trade partners, investment regulations and incentives,
          upcoming seminars, conferences, and  trade promotion events,  and on  various U.S.
          government programs mat support private  enterprise, trade, and investment. In addition,
          BISNIS maintains a reference library for the U.S. business community that carries directories,
          newsletters and other publications on doing business in the former Soviet Union. Established
          in June 1992, BISNIS is the most recent DOC regional business center.

          Program: Eastern European Business Information Center  (EEBIC)
          Contact:  (202) 482-2645
          Established in  1992, EEBIC provides services similar to those of BISNIS: trade partner
          information, Eastern European investment regulations, incentives, upcoming trade events, etc.
          Since opening, EEBIC has handled over 60,000  inquiries.  Much of EEBIC's information
          pertains  directly to the environmental sector. EEBIC also publishes the Eastern Europe
          Business  Bulletin,  a bimonthly  newsletter.  Jointly with U.S. Agency for International
          Development (AID),  DOC is trying to increase the involvement of small- and medium-sized
          U.S. companies in Eastern Europe  through  EEBIC.

          Program: Eastern European Environmental Business Consortium (EEEBQ; Part of the
                    Consortia of American Business in Eastern Europe (CABEE)
          Contact:  Conrad Kleveno, Director, (703) 684-2424
          Created in October 1991, the EEEBC promotes trade in U.S. environmental technologies and
          services in Poland, Hungary, and Czechoslovakia. It works mainly with small- and medium
          size firms and requires a membership fee.  An AID matching-funds grant of $500,000 will
          provide funding through September  1994; after that tune,  the Consortium will be  self-
          sufficient.   Among  its responsibilities, EEEBC  facilitates joint  ventures,  cooperative
          agreements and partnerships; identifies financial assistance both within and outside the
          consortium;  facilitates  technology transfer,  technical  assistance,  and  professional and
          information exchanges; and ensures  integration of Eastern European knowledge and skills into
          the total consortium process.  EEEBC is currently located in Warsaw, Poland and has plans
          for future offices in Hungary and Czechoslovakia.

          Program: Foreign Trade Missions
          Contact:  Anita Blackman, (202) 482-4908
          The DOC annually sponsors 20 to 30 overseas trade missions that target specific industries
          or service sectors.   Led by the appropriate Trade Development  industry officer, trade
          missions  open doors to host-country government and business leaders, help U.S. firms

-------
                                          -C-2-

          identify local agents, representatives, and distributors.  DOC provides pre-trip marketing
          information, advance planning, publicity, and logistical support, and interpreter services as
          appropriate. Trade missions involve about 175 U.S. companies each year. Participation fees
          run between $2,000 and $5,000.

          Program:  Latin America/Caribbean Business Development Center
          Contact:   (202) 482-0841
          This joint DOC-AID Center offers business counseling, matches  U.S. firms with foreign
          contacts, and sponsors workshops, symposia, conferences, and business development and
          reverse trade missions for industry. The Center also offers numerous publications, including
          the monthly LA/C Business Bulletin.  Similar to the EEBIC, the Center does not limit itself
          to one industry or  service sector; however, a large portion of its  information directly
          addresses the environmental industry.

          Program:  National Trade Data Bank  (NTDB)
          Contact:   (202) 482-1986
          Established by the Omnibus Trade and Competitiveness Act of 1988, the NTDB contains over
          105,000 documents  relating to international trade (e.g.,  market research reports, country-
          specific data, export and import statistics, and international economic information) available
          from 15 federal agencies.  A number of documents explicitly address foreign environmental
          sectors. 700 Federal Depository  Libraries in the U.S. carry the NTDB, as do the 67 district
          offices and 68 country offices of the International Trade Administration. NTDB can also be
          purchased at nominal cost on CD-ROM.

          Program:  Trade Development  Industry Desk Officers
          Contact:   Loretta  Jonkers, Pollution Control Equipment, (202) 482-0564
          Industry desk officers identify trade, finance, and investment opportunities for U.S. business;
          develop trade policies and initiatives to increase sectoral exports  and to reduce or remove
          barriers that affect industrial competitiveness; initiate trade promotion strategies that help U.S.
          companies act on international opportunities; and work with their subject industries and trade
          associations on international marketing.  Pollution Control Equipment Desk Officers represent
          the environment sector.

DEPARTMENT OF ENERGY (DOE)

          Program: Coal and Technology Export Program
          Contact:  Jean Lerch, (202) 586-7297
          The Coal and Technology Export Program, as part of DOE's Office of Fossil Energy, acts
          as information clearinghouse and federal liaison to industry in promoting exports of U.S.
          clean coal products and services. Joining the interests of the coal industry, technology firms,
          and trade associations, the Program holds public meetings, conferences, and seminars, and
          publishes the Directory of U.S. Coal and Coal Technology Export Resources and the Guide
          to Federal Export Assistance Activities Applicable to the U.S. Coal and Coal Technologies
          Industry.  The Program has also facilitated Technology Cooperation Arrangements for
          Deployment of Clean  Coal  Technologies with Costa Rica and Chile, which will foster
          information exchange and promote increased public awareness of clean coal technologies.

-------
                                          -C-3-

           Prognun:  Committee on Energy Efficient Commerce and Trade - Proposed (COEECT)
           Contact:   Tom Hall,  (202) 586-8302
           In the vein of CORECT (see below), COEECT is a proposed committee that would promote
           international  trade in U.S.  energy efficient products and services and coordinate federal
           programs to promote energy efficient technologies.  Capitol Hill is mulling this one over, but
           its prospects look promising.

           Program:  Committee on Renewable Energy Commerce and Trade  (CORECT)
           Contact:   Tom Hall,  (202) 586-8302
           CORECT was formed by  Congress in 1984 as a  work group of federal agencies and
           renewable  energy industry  representatives, led  by DOE, mat would  "facilitate the cost-
           effective use of U.S. renewable energy products and services around the world." CORECT
           sponsors technology pilot and demonstration programs and conducts activities (e.g., fact-
           gathering and trade missions, education, training, support programs, and financing assistance
           programs) to develop regional markets. CORECT has also created a one-stop multi-agency
           loan application for firms to solicit federal financial  assistance.  While CORECT does not
           provide direct funding, it does provide  extensive support services and help that major
           development  banks either do not or cannot provide.  Currently, CORECT has activities
           underway hi the Caribbean, the Pacific Rim, and hi Eastern Europe. To identify projects,
           CORECT works closely with major industry associations to ascertain what market areas and
           types of work firms are most interested in pursuing.

           Program:  Export Initiative Program
           Contact:   Kate Thompson, (202) 586-7997
           The Export Initiative Program,  sponsored by DOE's  Office of International Affairs, works
           to boost exports  of U.S. energy-related goods and services by identifying  international
           business opportunities and aiding companies to pursue these opportunities by holding trade
           fairs, trade missions, conferences, etc.; working to eliminate discriminatory foreign trade
           barriers and trade-restrictive U.S. regulations; identifying financing options; and coordinating
           other federal initiatives  involving energy goods exports.

           Program:  U.S. Federal International Energy Trade and Development Opportunities
                     Program (FIETOP)
           Contact:   Peter Cover,  (202)  586-7297
           Collaboratively sponsored by DOE, AID's Office of Energy, and the Trade Development
           Program (TDA), the FIETOP program works simultaneously to foster overseas economic
           development and to develop trade opportunities for U.S. energy goods suppliers by providing
           U.S. firms with the necessary financial support to conduct pre-feasibUity studies of promising
           energy-related projects.
                             •
EXPORT-IMPORT BANK OF THE UNITED STATES  (EXIM BANK)

          Program:  Direct Loans
           Contact:   James Sharpe, (202) 566-8187
           Exim Bank supports U.S. goods and services exports through loans to foreign purchasers who
          otherwise would not be able to buy specific U.S. goods and services or would purchase them
          from another country. Exim Bank loans up to 85% of the transaction cost and requires 15%
          down from the purchaser.  Loan durations generally do not exceed 10 years and carry a fixed

-------
                                         -CM-

          interest rate. The program places priority on environmental technologies and services.

          Program: Export Credit Insurance
          Contact:  James Sharpe, (202) 566-8187
          Exim's Export Credit Insurance program protects U.S. exporters in the event that a foreign
          buyer tails to meet payment obligations.

          Program: Loan Guarantees
          Contact:  Bruce Hunt, (202) 566-8997
          Exim provides loan guarantees to  U.S. and foreign financial institutions for repayment of
          medium- and long-term loans made to foreign buyers of U.S. goods and services. As with
          direct loans, Exim requires a 15% cash payment to the U.S. exporter.  Most guarantees
          provide coverage for political and commercial risks.

OVERSEAS PRIVATE INVESTMENT CORPORATION (OPIC)

          Program: Energy Insurance Program
          Contact:  B.  Thomas Mansbach, (202) 336-8588
          Through the Energy Insurance Program, OPIC provides insurance for most types of overseas
          investment in  energy exploration, development, and production, insuring up to 90% of
          investments, which cannot exceed $100 million.  Coverage provides against inconvertibility,
          expropriation,  political violence  and operations  interference due to  political violence.
          Alternative energy projects can be insured for up to 20 years, while oil and gas projects are
          covered for a maximum of 12 years.  OPIC will not insure projects in OPEC countries that
          involve die exploration, development, or production of oil and gas.

          Program:  International Environmental Investment Fund
          Contact:   Frederick Medero, (202) 463-4414
          The Environmental Investment Fund supports  new or expanding business enterprises  in
          developing countries that use natural resources on a sustainable basis  or otherwise practice
          sound environmental management. The Fund aims to show the financial viability of investing
          in developing country environment projects and to thus stimulate financial initiatives by other
          private-sector oriented development groups. With initial capital of over $60 million, the fund
          offers up to 49% equity and equity-related financing to projects in five sectors: sustainable
          agriculture, forest management, ecotourism, renewable and alternative energy, and pollution
          prevention and abatement technologies.  OPIC has recently authorized the fund  at  $100
          million. Foreign enterprises in which the Fund invests must have a business connection (e.g.,
          ownership  in  the company,  management  of the company, participation in licensing
          agreements, marketing agreements,  or the supply of equipment and  services) with one or
          more U.S. firms.

SMALL BUSINESS ADMINISTRATION (SBA)

          Program:  Loan Guarantee Program
          Contact:   Kathryn  Parker, (202)  653-7794
          SBA's Loan Guarantee Program provides financial institutions repayment protection for loans
          made to small businesses seeking  to expand overseas.  The Program guarantees up to
          $750,000 and covers 70-100% of eligible loans.

-------
                                          - C-5 -

          Program: Small Business Development Centers' International Trade Centers
          Contact:
          SBA has designated about 20 of its 700 Small Business Development Centers as international
          trade centers, specializing in giving small businesses counseling and training in exporting.

          Program: Service Corps of Retired Executives
          Contact:
          SBA provides some export assistance through its Service Corps of Retired Executives.

          Program: Small Business Institute
          Contact:
          SBA also provides export assistance through its Small Business Institute.

TRADE AND DEVELOPMENT AGENCY (TDA)

          Program: Trade and Development Agency  (TDA)
          Contact:  Jill Jones, (703) 875-4357
          TDA funds definitional missions (DM), feasibility studies, orientation visits or reverse trade
          missions,   technical  symposia,   trade-related   training,   and  information
          dissemination/procurement promotion for major development projects in  State Department-
          defined  "friendly" developing  and middle-income countries.   TDA places a priority on
          environmental projects, and in FY1990 over one-fifth of TDA's grants went to environmental
          projects.  TDA receives project leads through foreign governments and private firms, U.S.
          embassies and industry, and international  lending  institutions such as  the World Bank,
          although official requests for assistance must be made by foreign clients directly to TDA or
          to TDA through a U.S. embassy or Consulate. TDA only funds projects  which have the
          potential to generate SO to 75 times the provided funding in increased U.S. exports.

U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (AID)

          Program: American Business Initiative (ABI)
          Contact:  Bill Craddock, (202) 647-7805
          Funded with  $50 million, mis cooperative AID and DOC effort offers feasibility and project
          development  funding to U.S. businesses in  Central and Eastern Europe, and has provided
          information and business services to thousands of small U.S. businesses hi these regions.
          One of the few industries ABI focuses on is  environmental equipment.  Includes the Capital
          Development Initiative, which focuses on project opportunity definition, promotion of
          investment and trade, and joint ventures.

          Program: U.S.-Easterh European Utility  Partnership Program (UPP)
          Contact:
          Begun in  1991, this cooperative program with the U.S. Energy Association, brings together
          electric utilities in the U.S., Poland, Hungary, and Czechoslovakia for management  and
          technical advisory missions, focused regional seminars, and information dissemination.

-------
                               -C-6-

Program: Biomass  Energy  Systems  and  Technology,  Office  of  Energy  and
          Infrastructure, Bureau for Research and Development  (BEST)
Contact:  Frank Tugwell, Winrock International, (703) 522-5928
Created in 1989 and scheduled to continue until  19%, BEST is designed to identify and
reduce the technical, economic, financial, and institutional risks associated with implementing
modern biomass  energy systems in developing countries.  BEST is composed of three
components: the Biomass Energy Project Development and Implementation component, which
supports on-site projects of U.S. and developing country private sector companies by helping
commercially viable projects secure financing and assisting with pre-investment studies; the
Technology Adaptation and Transfer component, which supports new innovative technologies
and demonstrations of commercially viable biomass energy systems; and the Biomass Energy
Program Support  component, which  promotes worldwide  efforts  in  biomass energy
development through entrepreneurial networking,  data management and dissemination, and
communications.   In  1992, BEST began collaborating with the Biomass Users Network
(BUN), a private developing country organization dedicated to biomass energy development.
BUN will be responsible for administering small grants for BEST.

Program: Bureau for Science and Technology
Contact:  Bradshaw Langmaid, (202) 647-4322
The Bureau identifies opportunities for U.S.  technology transfer to developing countries, and
although not its exclusive focus, it emphasizes technologies that can  improve these countries'
environmental quality. AID determines the nature and amount of support case-by-case.

Program: Emergency Energy Program
Contact:  Ross Pumfrey, (703) 875-4072
AID'S Emergency Energy Program has conducted energy audits and installed or retrofitted
no- and low-cost technologies hi 48 East European factories.  Audits have recommended
several  additional, more expensive measures;  however, a  lack of  funds  has stalled
implementation.    The Program  recently  was  extended to the Baltic  States,  and the
Commonwealth Republics will be added in  1993.

Program:  Energy Conservation Services Project (ECSP), Office of Energy and
           Infrastructure, Bureau for Research and Development
Contact:  John Armstrong, RCG/Hagler, Bailly, Inc., (703) 351-0300
Under the umbrella of the Energy Policy Development and Conservation Program (EPDAC),
ECSP aims to improve  - and  to  a  degree finance -  energy efficiency  hi the utility,
manufacturing, transportation, and building sectors. The Project targets specific industries
and companies and has resulted in many client countries developing their own national energy
conservation plans.  The Project was  funded for $1.1  million in  1992,  its  last year  of
operation!  It will be replaced with the Energy Efficiency Project (See Energy Efficiency
Project, below).
         •       .                                      •
Program:  Energy Efficiency Project  (EEP)
Contact:  David Jhirad, (703) 875-4072
EEP is a program that addresses concerns about global climate change by  enhancing host
country capacity for energy efficient and clean energy technology; it is intended to replace
the Energy Conservation Services Project at the end of 1992. The Project focuses on three
sectors for conservation and demand management: power systems, industry, and the building

-------
                                 -C-7-

 and transportation sectors.  EEP provides technical assistance to AID missions and regional
 bureaus; helps developing  countries  design their own energy efficiency programs;  offers
 energy efficient technology transfer and technology training services, market assessments, and
 study  tours, conferences, and  workshops.  EEP's technical  assistance emphasizes more
 problem identification and strategic planning. EEP was funded for $3.1 million in 1992 and
 is projected for $2.2 in 1993; the project is scheduled to be completed in the year 2000.

 Program: Energy Planning and Policy Development  (EPPD)
 Contact:  David Jhirad, (703) 875-4072
 Also part of the Energy Policy Development and Conservation Program (EPDAC), the EPPD
 supports institutional capacity  building, unproved planning,  and creation of innovative
 financing via four project avenues: strategic assessments and policy development to promote
 integrated resource planning; project development and technology cooperation to promote
 commercialization ventures between U.S. and developing country firms; environmental impact
 assessment and mitigation to develop host country capabilities; and information dissemination,
 training, and reverse trade missions to link U.S. and developing country entities and abet
 commercialization and transfer  of infrastructure-scale technology.  1992 funding  was $1.3
 million; this is the last year for  the program.

 Program:  Energy Project Development Fund, Office of Energy and Infrastructure
 Contact:  Rolf Anderson, (703) 875-4203
 With a budget of $2.5 million,  this Fund provides money for pre-feasibility and feasibility
 studies for clean energy projects in  developing countries.  The Fund also makes money
 available to scout out sustainable and  environmentally acceptable economic  development
 projects that promote U.S. trade and investment. Funding for private sector projects has been
 available since 1990 and public sector projects since 1992, and only U.S. companies,
 developing country public utilities, and private sector entities that work with U.S. companies
 are eligible to apply.

 Program:  Energy Technology Innovation Project (ETTP)
 Contact:   Ernie Lam, Bechtd, Inc.,  (703) 528-4488
 ETIP provides technical assistance for developing and implementing innovative clean energy
 and environmental technologies  through trade missions and reverse trade missions, technical
 assessments and feasibility studies, and technology implementation.  Initiated  in 1990, and
 scheduled to continue through 1999, ETIP was funded for $3.8 million in 1992 and expects
 funding of $2  million in 1993.

 Program:  Energy Training Project  (ETP)
 Contact:   Samuel Schweitzer, (703) 875-4072
 Created in 1987,  ETP'is a ten year  project  designed to build institutional capacity hi
 developing countries through targeted energy-related training programs for  government and
 private firms.  Courses cover a  wide range of topics (e.g., energy policy, planning analysis
 and financing, management of energy enterprises, fossil-fuel exploration and utilization,
 electric utility operations and development, energy conservation and efficiency, and global
 wanning). The Project also enables graduate-level education at U.S. institutions for a small
 number of the participants, as  well  as corporate internships, and  internships with  U.S.
universities and federal agencies.

-------
                                -C-8-

Prognun:  Entrepreneurs International
Contact:   Office of International Training, (703) 875-4147
Entrepreneurs International brings business people and students from developing nations to
the U.S.  for 4 to 8 weeks of on-the-job training at  U.S. companies.   El pays  all
administrative expenses and  U.S. companies offer the training at no cost.  The goal is to
strengthen business, professional, and personal ties between the U.S. and developing countries
and to foster connections that will yield effective trade relationships. The energy efficient
technology sector is targeted by this program.

Program:  Environmental Credit Program
Contact:   Daniel  Roberts, (202) 647-9842
AID's $5 million  Environmental Credit program  provides loans  and loan guarantees to
selected developing-country  commercial ventures  that can  yield positive environmental
impacts and can result in exports of U.S. environmental technology.

Program:  Environmental Enterprises Assistance Fund  (EEAF)
Contact:   Franklin Tugwell, Winrock International, (703) 525-9430
Created in  1990  by  AID  ($2.4  million), Winrock International, and  the Rockefeller
Foundation, EEAF is a non-profit international development  organization that offers direct
loans and equity placements for promoting and disseminating commercially-viable renewable
energy and other environmental technologies in developing countries.

Program:  Global Energy and Environmental Management  (GLEEM)
Contact:   David Jhirad, (703) 875-4072
This new program, expected to begin in 1993, will promote sustainable economic growth and
increased  productivity of energy and environmental sector  investments through technical
assistance to developing countries.   It is expected to result in unproved energy and
environmental  investment   decision-making;  least-cost  planning  and  environmental
management; policy and  institutional improvements; and clean energy and environmental
technology development and commercialization. GLEEM has a projected first year budget
of $2 million.

Program:  India's Program for Acceleration of Commercial Energy Research  (PACER)
Contact:
Established in 1987 as a six-year, $20 million U.S.-India collaboration, the PACER program
provides co-financing grants to Indian manufacturers  and  research  groups to stimulate
technological innovation in India's energy sector.  Since inception, PACER has supported
over  26 projects  and studies.   Although most of the money is  devoted  to  internal
development, several U.S. firms have joint-ventured with Indian companies with  PACER
funding. AID expects that development of an Indian energy infrastructure will open market
opportunities for U.S. firms.  AID plans to expand PACER to other parts of Asia.

Program:  Private Sector Energy Development Program  (PSED)
Contact:   Jose Trujillo, Kim Engineering, (703) 524-4400
PSED was created in 1989 to encourage private sector solutions to energy problems in AID-
assisted countries.  Project activities are designed to build institutional capacity, promote clean
energy technology, and stimulate innovative finance.  Toward this end, the Program sponsors
country assessments that identify needs  which U.S. companies can .meet, conferences,

-------
                                 -C-9-

 workshops, study tours, and funds feasibility  studies  and technical  assistance projects.
 Projected to continue through 1999, PSED was funded for $2.2 million in 1992, and for $2.4
 million in 1993.

 Program: Project in Development and the Environment (PRIDE)
 Contact:  Curt Nissly, (202) 663-2493
 AID created the PRIDE program to foster sustainable and economic growth, improve living
 standards, and minimize environmental, health, and economic risks in developing countries.
 Promoting a strong environmental technology and services sector is seen as fundamental in
 realizing these goals. PRIDE uses strategic planning techniques to identify and solve critical
 environmental and natural resource problems; increase public awareness through information
 diffusion, technology transfer, training,  and environmental education  programs; leverage
 external resources; and conduct practical field demonstrations. PRIDE is a five year project
 and was established in August of 1991.

 Program: Regional Bureaus for Environmental Programs
 Contact:  Molly Km, Bureau for Asia, (202) 647-9841
           Lydia La Ferla, Bureau for  Europe, (202) 647-7270
           James Hester, Bureau for Latin America and the Caribbean, (202) 647-8093
 AID's regional bureaus oversee,  but do not necessarily implement,  the AJDD-sponsored
 environmental programs in their respective regions.

 Program: Renewable Energy Applications and Training Program  (REAT)
 Contact:  Ross Pumfrey, (703) 875-4072
 REAT is designed to identify and promote sustainable investments in renewable energy
 technologies that will meet rural and urban needs  for reliable, environmentally sound energy.
 Within REAT mere are four project elements: strategic assessment; project development and
 technology commercialization support; information dissemination, training, and reverse trade
 missions; and  environmental  impact  assessment  and mitigation.   REAT coordinates
 participating U.S. renewable energy industries joint ventures and investments.  Established
 in 1985 and expected to continue through 1995, REAT was funded for $3.3 million in 1992
 and is projected to receive $2 million hi 1993.

 Program: US-Asia Environmental Partnership  (US-AEP)
 Contact:  Timothy Titus, (202) 835-0366
 The fledgling US-AEP was established in January 1992 to foster trading ties among U.S. and
 Asian government agencies, industries, professional associations, and other potential partners
 with the aim of facilitating environmental trade and improving environmental quality hi Asia.
 Funded for an initial five years at $100 million by AID, US-AEP divides its work among four
 programs: Environmental Fellowships, Exchange, and Training; Technology Cooperation;
 Environmental and  Energy Infrastructure; and the Regional  Biodiversity Conservation
 Network. - US-AEP is viewed as a long-term effort to create US-Asian partnerships and
 evolve a multi-billion dollar market for environmental technologies and services in the region.

Program:  Water Resources Development (Oman)
 Contact:   Ken Randolph, 968-703000  (in Oman)
With $42.5 million in funding, AID established the Water Resources Development project
to improve the planning, management, and development of water resources hi Oman. Project

-------
                                 - C-10 -
loans are used to fund the design and construction of a water management system.  Grants
are used for technical assistance, training, and water resources planning and management.
The program has resulted in contracts for U.S. firms.

-------
                                      APPENDIX D
                    SURVEY OF U.S. PRIVATE SECTOR PROGRAMS
      TO PROMOTE THE EXPORT OF ENVIRONMENTAL GOODS AND
THE ALLIANCE TO SAVE ENERGY
1725 K Street, N.W., Suite 509, Washington, D.C. 20006

       Program:     "World Export Program"
       Contact:      (202) 857-0666
       The Alliance is a 1500 member organization that has traditionally focused on domestic energy
       policy. However, under its World Export Program, which is funded by government, corporate,
       and foundation contributions, the Alliance plans to help U.S. business identify and explore new
       world markets for energy efficient products and services. Activities include workshops, trade
       missions, and publications.  In  1991 the Alliance and the International Institute for Energy
       Conservation (DEC) co-organized participation of U.S. manufacturers of energy efficient products
       in a Trade Development Program-sponsored mission to Thailand. In 1991 the Alliance and U.S.
       AID co-sponsored a workshop on Eastern European markets for energy efficient products and
       published a follow-up report that outlined each country's market.  The Alliance and U.S. AID
       have worked together on pilot studies for the U.S.-Asia Environmental Partnership (US-AEP) as
       well.  In June 1992 the Alliance initiated a multi-year effort to promote the diffusion of energy
       efficient technologies by sponsoring a forum entitled, "Global Warming and the Earth Summit:
       Energy Opportunities for U.S. Business," which highlighted new business opportunities coming
       out of the climate convention and other UNCED agreements.  The Alliance also publishes "A
       Resource Guide for Exploring Energy Efficient Products," which informs manufacturers about
       government programs that can help them increase exports.

ENVIRONMENTAL BUSINESS COUNCIL, INC.
53 State Street, Suite 3400,  Boston, MA 02109

       Program:    International environmental trade development and promotion
       Contact:      Diana Coates, Executive Director, (617) 367-0282
       Slightly over one year old and representing 180 members, the EBC is an association of New
       England-based environmental and energy ("envirotech") firms which has undertaken to identify
       and expand domestic and international market opportunities for its members.  EBC is very active
       in networking members with foreign government representatives and potential clients. In the past
       year,  EBC has  hosted trade  and environment  missions from  China,  Germany,  and
       Czechoslovakia, and speakers from France, Belgium, and Mexico. EBC has also sponsored trade
       missions to and conferences in Mexico and has established a "Plan of Co-operation" with the
       Mexican national chamber of commerce, CONCAMIN. EBC has recently completed a scouting
       mission to Asia and is planning future missions to Eastern and Western Europe to determine
       possibilities for building trade models with European and Asian partners that are similar to the
       BBC-Mexico arrangement.

-------
                                        -D-2-

ENVIRONMENTAL ENTERPRISES ASSISTANCE FUND
1622 N. Kent St., Suite 202, Arlington, VA 22209

       Program:     Environmental technology promotion through financial support
       Contact:      Frank Tugwell, (703) 522-5928
       The Environmental Enterprises Assistance Fund is an international development non-profit
       organization established in 1990 by Winrock International and USAID to provide financial
       support for the promotion and spread of commercially viable renewable energy and other
       environmental technologies hi developing countries.  EEAF provides financial assistance for
       projects of less than $2 million hi scope.

ENVIRONMENTAL TECHNOLOGY EXPORT COUNCIL (ETEQ
777 North Capitol Street, NE, Suite 80S, Washington, DC 20002

       Program:     International environmental export promotion
       Contact:      Denise Pado-Sullivan, (202) 962-3290
       ETEC was established to represent America's leading environmental technology firms and trade
       associations and help them to capture a larger share of the world pollution control market. Some
       of the Council's planned  activities include a study  of  U.S. competitiveness  in  world
       environmental technology markets, an analysis of available financing and insurance mechanisms,
       an on-line data base of worldwide project opportunities, training programs in new technologies
       for members and overseas decision makers, and a translation service on overseas government
       regulations.  ETEC also hopes to sponsor trade missions for U.S. firms and "reverse" trade
       missions for foreign buyers to visit U.S. businesses. ETEC's first regional priority is to sponsor
       market studies for Asia.

INDUSTRY COOPERATIVE FOR OZONE LAYER PROTECTION (ICOLP)
2000 L Street, NW, Suite 710, Washington, DC 20036

       Program:     Promotion of CFC-altemative technologies
       Contact:      Andrew Mastrandonas, (202) 737-1419
       ICOLP was created hi 1989 to aid hi the worldwide exchange of information on alternative
       technologies, substances,  and processes for industrial CFC  solvents.   Through OZONET, an
       electronic database that provides detailed technical information on CFC alternatives and business
       contacts, ICOLP is able to transfer a plethora of information inexpensively enough to allow small
       businesses and even individuals worldwide to tap hi.  ICOLP's current membership consists of
       IS foreign and domestic member companies.

INTERNATIONAL INSTITUTE FOR ENERGY CONSERVATION (IIEQ
420 C Street, NE, Washington, DC 20002

       Program:    . Activities to promote energy efficient technologies and practices
       Contact:      (202) 546-3388
       The DEC was established as a non-profit hi 1984 to promote energy efficiency and conservation
       worldwide, and to link U.S. businesses with overseas energy efficiency opportunities.  As part
       of its Model Country Programs,  nEC is currently working with Asian utilities on demand side
       management (DSM) plans, is  exploring energy conservation opportunities hi ASEAN, and is
       working with Latin American industries to initiate energy efficiency programs and develop local

-------
                                          -D-3-

       markets for energy efficient technologies and products. In 1991, nEC and the Alliance to Save
       Energy conducted an energy efficiency trade mission to Thailand. nEC has published several
       reports on energy efficiency programs, including a directory of energy-saving technologies for
       industrial, commercial, agricultural, and residential use, and is advisor to several development
       banks.

       Program:     "Global Energy Efficiency Initiative (GEEI)," the U.S. Working Group
       Contact:      (202) 546-3388
       The GEEI was launched in 1990 to foster worldwide cooperation on incorporating energy
       efficiency improvements into developing and Eastern European countries' development strategies.
       Through its U.S. Working Group on Global Energy Efficiency, the GEEI has efforts underway
       to promote trade in energy efficient and solar technologies.  In 1992, the group plans to  target
       five countries for the development of energy efficiency project proposals and to launch training
       initiatives in Indonesia and Mexico.

 INTERNATIONAL BUSINESS DEVELOPMENT PROGRAM
 Northwestern University, Evanston, IL 60208

       Program:     International Business Development Environmental Program
       Contact:      Jeffrey Strauss, (708) 491-5617
       IBD program activities range from environmental technology development to providing practical
       assistance to companies marketing environmental equipment and services.  IBD has brought
       several pollution control equipment buying missions, primarily from Taiwan and Korea,  to the
       U.S. to meet with U.S. suppliers. Follow-up activities have generated an estimated $330 million
       in environmental exports. IBD also organizes seminars and has developed an inventory of public
       and private sector environmental technology transfer programs.  IBD supports  efforts of the
       Trade Development Program, UNIDO, and the OECD as well. IBD regularly receives requests
       from foreign firms to identify environmental equipment suppliers.

INTERNATIONAL TRADE COUNCIL
 1900 Mt. Vernon Ave., PO Box 2478,  Alexandria, VA 22301-0478
                                                                      *•
       Program:     Export analyses for environmental technologies
       Contact:      (703) 548-1234
       The ITC, which works in conjunction with its sister organization, the International Development
       Institute,  has a membership of 850  importing and exporting companies in fields that include
       energy, water, and sanitation. The Council offers analyses of business opportunities and risks
       and tracks various international regulations and initiatives. The ITC has identified environmental
       technologies as a new priority area.

NATIONAL ENVIRONMENTAL TECHNOLOGY APPLICATIONS CORP.  (NETAQ
Univ. of Pittsburgh Applied Research Or., 615 William Pitt Way, Pittsburgh, PA 15238

       Program:     Promotion of international trade in innovative environmental technologies
       Contact:      Ivy Schram, (412) 826-5552
       NETAC is a non-profit organization created in  1988 by EPA and the University of Pittsburgh
       Applied Research Center to nurture the development of environmental technologies  and accelerate
       their movement into the marketplace. While NETAC does not advocate particular technologies,

-------
                                         -D-4-

       it does provide technical assistance, technology demonstration, and evaluation, conduct surveys
       of  domestic and foreign markets, and help innovators to commercialize their technologies.
       NETAC also publishes  "Environmental  Technology and Product Profiles" of state-of-the-art
       technologies and products. NETAC actively promotes its services, and because it is more "best-
       technology-oriented" than U.S. trade-oriented, NETAC does not exclusively represent U.S. firms.
       Promotion of international trade in innovative technologies is conducted by the International
       Services Department, which manages NETAC's cooperative partnerships with foreign entities -
       for example, Poland, Hungary,  and  Russia have  agreements with NETAC  for technology
       transfer, assistance, and training programs, and two universities hi  Germany work under
       cooperative agreement on joint research.  NETAC has also led  a delegation of American
       companies to the former Soviet republics to discuss Soviet environmental technology needs.  In
       the U.S., NETAC consults to technology innovators on foreign environmental needs,
       infrastructures, and changing economies. The organization also works with international clients
       to identify market niches and competitive products in the U.S.  Particularly, NETAC has targeted
       Europe, Venezuela, and Canada for training and technology transfer programs.

U.S.-ASEAN COUNCIL FOR BUSINESS AND TECHNOLOGY, INC.
1400 L Street, NW, Suite 650, Washington, DC 20005

       Program:     Facilitates environmental business  and technology trade
       Contact:      Levi Richardson, (202) 289-1911
       The U.S.-ASEAN Council, with a membership of over 60 U.S. and Asian companies, represents
       the interests of the private sector in and to the Association of Southeast Asian Nations (ASEAN).
       The Council's main initiatives emphasize strengthening U.S. government trade and investment
       promotion programs, promoting business-government cooperation, providing trade and investment
       information, and facilitating industry-specific contacts. The Council conducts focused, industry-
       specific trade and investment programs for businesses to develop new commercial opportunities
       in  these countries, and in late 1991 led a mission to Thailand, Indonesia, and Singapore on
       environmental market opportunities.  Prior to mat, U.S.-ASEAN held a seminar in Washington
       on environmental technologies trade and investment opportunities,  and in May 1992 sponsored
       a business development mission to Thailand and Malaysia on waste water and hazardous  waste
       technologies, and environmental  services  and consulting.   In June 1992,  the Council led an
       environmental technologies development mission to the Philippines and Malaysia, and a mission
       to  Indonesia and Thailand on clean coal technology and market development.  The Council has
       planned further environmental business missions to Indonesia, Singapore, Thailand, and Malaysia.

U.S. ENVIRONMENTAL TRAINING INSTITUTE
3000 K Street, NW, Suite 690, Washington, DC 20007

       Program:     U.S. Environmental Training Institute (USETT)
       Contact:      Edith Cecil, (202) 338-3400
       EPA, AID, and  TDA together have established the non-profit U.S. Environmental Training
       Institute (USETI),  a public-private initiative to build environmental management capacity in
       developing countries. Through USETI, U.S. companies teach topical courses, developed by EPA
       and industry, to policy leaders and potential clients from developing countries.  USETI provides
       scholarships for most attendees and offers firms an opportunity to showcase their technologies.
       USETI was provided $300,000 in federal start-up funds; industry is responsible for program

-------
                                          -D-5-

       costs.  USETI  also gets federal, and in particular EPA, in-kind support; considering this,
       government support exceeds $1 million.

 WORLD TRADE CENTERS ASSOCIATION, INC.
 One World Trade Center, Suite 7701, New York, NY 10048

       Program:     Facilitates general international business and trade
       Contact:      (212) 432-2626
       The WTCA is a non-profit organization founded in 1968 that represents over ISO regional World
       Trade Centers worldwide.  Regional WTCs (there are 64 in die U.S.) provide a central focal
       point for regional trade and conduct activities to coordinate regional business and government
       agencies involved in international trade. WTCs offer a variety of services, including international
       office and exhibit space, trade research and information,  and trade mission programs, and can
       focus their efforts on industry-specific opportunities.  The Pittsburgh WTC, for example, has
       developed a targeted program to educate its members  on opportunities in the international
       environmental goods market.
 USEFUL PUBLICATIONS

 Business and the Environment
 Cutter Information Corp.
 (617) 648-8700

 Business Opportunities in Eastern Europe
 Atlantic Information Services, Inc.
 (202)-

 Eastern European Energy Report
 A Strategic Marketing Inc. Co.
 (212) -

 Ecology and Economics
 Ecologize for Profit
 (708) 359-6391

 Energy, Economics  and Climate Change
 Cutter Information Corp.
 (617)648-8700                '  *

Environmental Business Journal
Environmental Business Publishing, Inc.
(800) 446-4325

Environment Watch: East Europe, Russia, and Eurasia
Cutter Information Corp.
(617) 648-8700

-------
                                        -D-6-

International Business and Sustainable Development
International Environmental Bureau of the International Chamber of Commerce
P.O. Box 301
N-1324 Lysaker, NORWAY
(47 2) 58 18 00 - telephone
(47 2) 58 18 75 - fax

International Environment Reporter
The Bureau of National Affairs, Inc.
(202) 452-4200

International Trade and Technology NewsACTTON
International Business Development Program, Northwestern University
(708) 491-5617
OTHER RESOURCES

Chamber of Commerce of the United States
1615 H Street, NW, Washington, DC 20062
(202) 659-6000

U.S. Export Council for Renewable Energy
777 North Capitol Street, NE, Suite 805, Washington, DC 20002
Contact: (202) 408-0660
ECRE is comprised of nine member associations that represent over 800 companies in the renewable
energy field.  ECRE heads the Industry/Trade Activities Service Group of the inter-agency Committee
on Renewable Energy Commerce and Trade (CORECT).

World Environment Center (WEQ
419 Park Avenue South, Suite 1800, New York, NY 10016
(212) 683-4700

-------
                                       APPENDIX E
                       SURVEY OF INTERNATIONAL PROGRAMS
      TO PROMOTE THE EXPORT OF ENVIRONMENTAL GOODS AND SERVICES
AUSTRIA

       Program:   Austrian Trade Commission
       Contact:    Bernhard Zimberg, Austrian Embassy, (202) 895-6717
       The Austrian government provides promotional assistance to its environment industries through
       state Trade Commission representation at trade fairs and international events.  The Austrian
       Federal  Economic Chamber also publishes catalogs of select firms that offer state-of-the-art
       environmental and engineering technologies.  The promoted firms primarily address air, water,
       and soil media, and, to a lesser extent, alternative energy, recycling, and noise.

       Source Documents:
       Austrian Foreign Trade Office, "Austrian Economic Guide: Environment and Technology. *

       Austrian Federal Economic Chamber, "Austrian Environmental Technologies All Over the
       World, "1992.

       Austrian Federal Economic Chamber, "Austria Export: Environmental Engineering."

       Austrian Trade Commission, "Austrian Economic Guide: Environment and Energy."

CANADA

       Program:   Environmental Industries Sector Initiative  (EISI)
       Contact:    Richard Slowikowski, Environmental Industries Directorate, Industry, Science
                   and Technology Canada, (613) 954-2989
       Industry, Science and Technology Canada (ISTQ has positioned itself to be "an agent of change
       in the 1990s" by undertaking programs to promote the development and application of new,
       cleaner,  more efficient technologies, and the science needed to underpin such developments.  In
       April 1989, ISTC launched the Environmental Industries Sector Initiative (EISI), an industrial
       development strategy  to improve the competitiveness of Canadian industries  which  produce
       environmental goods and services. Through EISI, ISTC hopes to promote the development of
       "a world class environmental industry in Canada."  Phase I of EISI, completed in March 1992,
       established a consultation network among federal and provincial governments and industry that
       will be used to collect, synthesize, and disseminate information on environmental industries,
       identify  business opportunities.  Phase n, 1992-1997, will  focus  on ways that Canada can
       capitalize on these opportunities to make its environment sector  internationally competitive.
       Intrinsic to this  effort is the establishment of an  initially government-sponsored  national
       association of environmental companies.

       Program:   Technology for Environmental Solutions
       Contact:    Peter Drabble, Canadian Embassy,  (202) 682-1740 x 7740
       The Technology for Environmental Solutions program, combining the Science and Environment
       Ministries, was established in 1991.  The  program administers technology demonstration and
       transfer components and an information network and allocates a budget of $100 million.

-------
                                   -E-2-

Program:   Catalogs Products and Services
Contact:    Peter Drabble, Canadian Embassy, (202) 682-1740 x 7740
External Affairs and International Trade Canada publishes three extensive directories of firms that
specialize in various environmental services or manufacture environmental products.

Program:   Other Publications
Contact:    Conference Board of Canada, (613) 526-3280
In 1989,  the Conference Board, in conjunction with Industry, Science and Technology Canada
and the Environmental Industries  Sector Initiative, established the Business and Environment
Research Program, which has produced two reports, "Business and the Environment: Economic
Benefits from Environmental Improvements" and "Business and the Environment: Strengthening
Canadian Environmental Companies."  The  reports  are intended to assist the  growth of
environment companies in Canada and enhance their international competitiveness by helping
them take advantage of expanded business opportunities throughout the world.

Program:   Cross-certification of technologies (conceptual)
Contact:    Peter Drabble, Canadian Embassy, (202) 682-1740  x 7740
Drabble is spearheading a project to look into whether the U.S. and Canada might work out an
arrangement whereby EPA would certify  successfully-demonstrated Canadian environmental
technologies - much like Canada's current arrangement with FDA for Pharmaceuticals.  The
program he describes sounds similar to one mat ORD's Technology Transfer Staff is considering,
only here, technologies would be tested on Canadian sites and the U.S. would affirm whether the
technologies successfully accomplish their objective.  Such an arrangement might be compatible
with ORD's initiative, because Canada could provide project funding, which  is the primary
obstacle  for EPA, as well  as sites.   If we pursue this, we  should look into whether joint
technology ventures, joint patenting,  or cooperative rights assignment could be arranged, akin
to the U.S. National Technology Initiative of the FTTA.

Program:   British Columbia, Catalogs of Products and Services
Contact:   Peter MacLean, Government of British Columbia Canada, (714) 852-0201
The Government of British Columbia, Canada, has published a targeted compendium of British
Columbia firms which offer proven; marketable technologies appropriate for  export.  Firms
promoted specialize in water and wastewater treatment, waste management,  environmental
information systems, and to a lesser extent, water and marine monitoring, air pollution control,
alternative fuel, and oil spill cleanup  technologies.

Source Documents:
British Columbia  Trade and Tourism, 'Environmental  Technology," 1992.

Environment Canada, "Cariada's  Green Plan, * 1990.

Environment Canada, "Technology for Environmental Solutions,". in connection with Canada's
Green Plan.

External Affairs and International Trade Canada, "Canada...  A World Leader in Environment
Products and Services," catalog.

-------
                                           -E-3-

       External Affairs and International Trade Canada, "Industry and the Environment: Directory of
       Canadian Environmental Services and Firms," catalog.

       External Affairs and International Trade Canada, "Industry and the Environment: Directory of
       Manufacturers of Environmental Products," catalog.

       Industry, Science and Technology Canada,  "The Environmental Industries Sector Initiative: An
       Overview and Progress Report for 1989-1990," June 1990.

       Industry, Science and Technology Canada,  "Toward Sustainable Development: Challenges and
       Opportunities," June 1991.

       Organisation far Economic Cooperation and Development,  "The OECD Environment Industry:
       Situation, Prospects and Government Policies," Paris 1992.

       The Conference Board of Canada and Industry, Science and Technology Canada, "Business and
       the Environment: Economic Benefits from Environmental Improvements," March 1991.

       The Conference Board of Canada and Industry, Science and Technology Canada, "Business and
       the Environment: Strengthening Canadian Environmental Companies," March 1991.

       World Resources  Institute,  "Backs  to the  Future:  U.S. Government  Policy  Toward
       Environmentally  Critical Technology," June 1992.
DENMARK
       Program:   Danish Technology Institute (DTI)
       Contact:    Danish Embassy, (202) 234-4300
       Acts as a research and technology deployment center.

       Program:   International Company Development Project
       Contact:    Danish Embassy, (202) 234-4300
       Develops 2- to  5-year business plans for  internationalizing and  upgrading  technical  and
       managerial  sophistication  of firms.  The program  allows firms from  outside Denmark to
       participate,  and thus creates trade networks among the countries involved. Funding is received
       from the government, the EC Social Fund,  and governments of participant countries.  Past
       projects have been conducted with the Irish Productivity Center and the Dutch Institute for Small
       and Medium Craft Businesses, and future projects are planned with  Spain, Portugal, Italy,
       France, and Eastern Europe.

       Program:   Ministry of Industry
       Contact:     Danish.Embassy, (202) 234-4300
       In  1990, die Ministry concluded a comprehensive Export Market Development Program mat
       provided government  soft loans for 40-60% of the costs to  research  a  targeted market.  If
       successful, loan were to be repaid, otherwise not. That concluded program  was superseded by
       the Export  Network Development Initiative, which is aimed at fostering  local and regional
       producer networks. Networks are composed of groups of private firms, which are brokered by
       private consultants, and are overseen by the Danish Technology Institute, with funding from

-------
i                                         -E-4-

      private industry. Government provided the start-up funds, but the program is expected to be self-
      supporting shortly. Under the Ministry, the National Agency for Industry and Trade also runs
      a "Premarket Diagnosis" program to assess the export-readiness of small firms without prior
      experience and to provide loans (repayable if successful, otherwise not) to cover 70% of the costs
      of hiring a private consultant to develop an exporting strategy.  Denmark also runs a program
      similar  to Sweden's "Export-Manager-for-Hire"  that provides funding to  firms to  hire a
      professional who will spend 20-40% of his time with the firm establishing export capacity and
      skills.

      Program:  National Union of Clerks
      Contact:    Danish Embassy, (202) 234-4300
      Offers an export assistant curriculum with the Federation of Danish Employers and the Aarhus
      School of Commerce that provides training and arranges internships.

      Source Documents:
      Confederation of Danish Ministries, "Danish Pollution Control: Equipment and Technical Know-
      How," 1992.

      Danish Ministry of the Environment, National Environmental Protection Agency, "Cleaner
      Technology Action Plan: 1990-1992," June 1990.

      Danish Ministry of the Environment, National Environmental Protection Agency, "Research and
      Development Projects  in the Fields of Waste Water  Treatment  and Aquatic  Environment
      Technology in Denmark, 1988-1991," June 1989.

      GAO, "Export Promotion: A Comparison of Programs in Five Industrialized Nations, "June 1992.

       William Nothdurft, "Going Global," (Washington, DC: Brookings Institution, September 1992).

      Organisation for Economic  Cooperation and Development, "The OECD Environment Industry:
      Situation, Prospects and Government Policies," Paris 1992.
                                                                       »•
      Danish Ministry of Foreign Affairs, "Danish Know-How, "from the Export Directory of Denmark
       1988/89.

      Danish National Environmental Protection Agency, "Report on Cleaner Technology 1990-1992,"
      on which the above Action Plan is based.

      Danish  Ministry  of the  Environment,  "Government  Action  Plan  on  Environment and
      Development^"         '  '

EUROPEAN COMMUNITY (EC)

       Program:   EC-Established Independent Trade Association
       Contact:    Helen Donahue, European Delegation, (202) 862-9500
       The Network for Environmental Technology Transfer (NETT),  established as an independent
       association by the EC in  1989, provides networking services to coordinate industry with users

-------
                                           E-5-

        of clean technologies.  NETT offers consulting services, on-line databases, advice on R&D
        services, and seminars, workshops, trade fairs, etc.

        Program:   European Information Centres
        Contact:    European Delegation, (202) 862-9500
        Centres offer market opportunity data and connect would-be exporters with potential buyers and
        trading partners. Charge nominal fees-fbr-service.

        Program:   Business Cooperation Network (BC-NET)
        Contact:    European Delegation, (202) 862-9500
        Offers market opportunity data and  contacts, similar to Information Centres.

        Source Documents:
        Conversation with Sebastian Remoy [research analyst on OTA report, "Trade and Environment:
        Conflicts and Opportunities'], U.S.  Congress Office of Technology Assessment, July 6, 1992.

        Commission of the European Communities, "EC Research Funding: 3rd Framework Programme
        1990-1994," 3rd Edition, January 1992.

        Commission of the European Communities, "EC Research Funding," 2nd Edition, May 1990.

        "Checklist far the Negotiation and Drafting of an International R&D Cooperation Agreement in
        the Framework of a EUREKA Project," 1988.

        "EUREKA Annual Progress Report  1991."

        "EUREKA 1989 Project Progress Report."

        "EUREKA News: Opening Europe to SMEs," May 19, 1992.

        GAO, "Export Promotion: A Comparison of Programs in Five Industrialized Nations, "June 1992.
                                                                      *•
        "Medium Term Plan for EUREKA 1989-92"

        William Nothdurft, "Going Global," (Washington, DC: Brootdngs Institution, September 1992).

        "Guidelines for the Protection of Technological Information: EUREKA "

        "OPETs: Organisations for the Promotion of Energy  Technology," Energy in Europe,
       June 30,1991.         '  '

        "Specific Actions for.Vigorous Energy Efficiency" Energy in Europe, June 30,1991.

FINLAND

       Program:   Catalog of products and  services, market intelligence
       Contact:    Joseph Rdni, Embassy of Finland, (202) 363-2430
       The Finnish Foreign Trade Association (FFTA) has a section for environmental technology which

-------
                                         -E-6-

       provides export promotion and advisory services. The FFTA publishes magazines, catalogs, and
       reference materials for prospective clients, and the Finnish Ministry of the Environment, Ministry
       of Trade and Industry, and Foreign Trade Association collectively publish a textbook-like
       hardcover, "Environmental High-Technology From Finland," that technically explains state-of-
       the-art innovations and gives company contacts. FFTA focuses promotional activity on European
       markets  and sponsors a Euro-Info-Centre that provides firms with Euro-market intelligence.
       However, developing country markets are becoming an increasing priority. In 1991 the Finnish
       government  and the World  Bank  co-sponsored  a  seminar on  "Finland's  Approach  to
       Environmental  Issues"  which  aggressively promoted Finnish  environmental companies  to
       development specialists.

       Source Documents:
       Embassy of Finland and the World Bank, compendium for "Seminar on Finland's Approach to
       Environmental Issues" 1991.

       Finnish Foreign Trade  Association, "Finnish Energy Technology: Peat and Bioenergy, Power
       Generation, Electrification," 1989.

       Finnish Foreign Trade Association, "Finnish Trade Review: Energy," August 1990.

       Finnish Foreign Trade Association,  "Finnish Trade Review: Energy and Environment," May-
       June 1991.

       Ministry of the Environment, "Environmental High-Technology from Finland," Helsinki 1987.

       Organisation far Economic Co-Operation and Development,  "The OECD Environment Industry:
       Situation, Prospects and Government Policies," Paris 1992.
FRANCE
       Program:   Programs Under the Ministry of Economic Affairs, Finance, and Budget
       Contact:    French Embassy, (202) 944-6300
       Formulates trade policy and manages overseas trade promotion in general.  Under the Ministry,
       the Direction des Relations Economiques Exterieures (DREE) is the main policy making agency
       for export promotion and credit activities.  DREE's Centre Francais du Commerce Exterieur
       (CFCE) (Center far Foreign Commerce) is the  primary contact  point domesticly  for export
       promotion services, with a network of 24 regional offices, and an office in Paris, mat counsel
       exporters, organize overseas trade events, distribute trade information, and offer seminars with
       chambers of commerce on foreign market or sector opportunities. The CFCE is a fee-fbr-service
       organization. DREE's Poste d'Expansion Economique is the main  contact point overseas for
       export promotion services. Its  180 posts in 80 countries disseminate market and opportunities
       information, locate agents and distributors, support participation, in trade events, and counsel
       visiting French firms. The French Committee for External Economic Events (CFME), also under
       DREE,  sponsors or helps organize  more man 200 general and country-specific trade events
       annually and assists exhibitors with booths; exhibitors pay all costs of participation, but COFACE
       insurance reduces the risks and  guarantees 50-60%  of costs.

-------
                                    - E-7 -

 Program:   Agency for International Promotion of SMEs (API-PME)
 Contact:    French Embassy, (202) 944-6300
 The Agency for  International Promotion of SMEs  (API-PME), a spin-off of "the General
 Federation of SMEs" lobbying organization, provides 2-3 years' assistance to SMEs to test and
 enter new export markets through its 17 offices (often shared with French Trade Commission)
 in IS countries, conducts firm audits and test marketing of products, identifies potential importers
 and distributors, joint venture partners, and subsidiaries.  Overseas branches identify market
 sector opportunities and bring these to firms' attention.

 Program:   Compagnie Francaise d'Assurance pour  le Commerce Exterieur (COFACE)
 Contact:    French Embassy, (202) 944-6300
 The Compagnie Francaise d'Assurance pour  le  Commerce Exterieur (COFACE) (French
 Insurance Company far Foreign Trade) is an export insurance and guarantee agency with a
 network of 22 regional offices that offers specialized  insurance for market research and export
 financing assistance in cooperation with commercial banks.  COFACE reimburses 50% of costs
 for two market development missions and guarantees 50-60% of market exploration costs and
 other costs if market R&D proves unsuccessful. For SMEs producing innovative products with
 export potential, COFACE guarantees up to 75% of market studies costs through the National
 Agency for Research and Expansion (ANVAR).  And COFACE runs an "assurance prospection"
 program for large firms, guaranteeing up to 75% of fixed costs to investigate overseas markets.

 Program:  Regional Assistance and Consultancy Fund (FRAC-Export)
 Contact:   French Embassy, (202) 944-6300
 Government-subsidized (50%)  market research  consultancy fund through  which regional
 governments or chambers of commerce assist firms in hiring marketing consultants to prepare
 a customized study of a target export market.

 Program:  Essone's "Objective Europe11 Program
 Contact:    French Embassy, (202) 944-6300
 A joint public-private program to broker joint ventures between Essone's firms and potential
 partners for trade, production, and technology-sharing agreements.
                                                                 »
 Program:  Regional Mission for the Coordination of International  Trade with  Brittany
            (MIRCEB)
 Contact:    French Embassy, (202) 944-6300
 A public-private partnership that grew out of dissatisfaction with the limitations of conventional
 support.   Offers tailored assistance to small firms (e.g.,  foreign market studies, trade fair
 assistance, strategic counseling, searches for overseas representatives, and  facilitates joint
 ventures) on a fee-for-service basis.  Draws up customized contracts with individual firms to
 penetrate specific markets and subsidizes 30% of export-related costs.  Offices in U.S., Asia,
 Europe, and France.

Program:   Chambers of Commerce
 Contact:    French Embassy, (202) 944-6300
 Organize foreign trade missions and sponsor information centers,  data banks, and training
courses;  receive some government funding and additional subsidies for certain trade events.
Membership in local and regional Chambers  is mandatory for some firms. Overseas Chambers
provide information, facilities, commercial assistance.

-------
                                         -E-8-

       Prognun:   Federation of Small and Medium-Sized Industries
       Contact:    French Embassy, (202) 944-6300
       Targets medium-sized companies to establish foreign subsidiaries; receives government support.

       Source Documents:
       Discussion with the V.S.-ASEAN Business Council staff, June 17.1992.

       GAO, "Export Promotion: A Comparisonof Programs in Five Industrialized Nations,'June 1992.

       William Nothdurft, "Going Global," (Washington, DC: Brookings Institution, September 1992).

GEEMANY

       Program:   Ministry for Economic Affairs (BMWi)
       Contact:    German Embassy,  (202) 298-4000
       The Ministry for Economic Affairs (Die Bundesministeriumfiir Wirtschaft. BMWi) is responsible
       for overall government export promotion activities. Under BMWi, the Federal Office for Foreign
       Trade Information (Bundesstelle fur Aussenhandelsinformation, BfAi) is the  key agency  that
       gathers and disseminates export assistance information via  worldwide network of  trained
       "correspondents."

       Program:   Ministry of Industry
       Contact:    German Embassy, (202) 298-4000
       Provides funding to Chambers of Industry and Commerce QHK) and Chambers of Commerce
       Abroad (AHK) for firm-tailored market research.

       Program:   German Diplomatic Corps
       Contact:    German Embassy, (202) 298-4000
       Provides BfAi with economic-related information and reports.

       Program:   Export Credit Institute (AKA)
       Contact:    German Embassy, (202) 298-4000
       Centrally approves firms' applications for medium- and long-term export-related financing made
       through any of 54 commercial banks.

       Program:   State of Rhine-Westphalia
       Contact:    German Embassy, (202) 298-4000
       Provides support for trade fairs  (60-65% of its export promotion budget) and covers 50% of
       boom set-up and staffing costs. Also offers a "Partner Search" program.
                             •  .
       Program:   North Rhine-Westphalia Foreign Trade Institute
       Contact:    German Embassy, (202) 298-4000
       A joint venture of State Chambers of Commerce and Craft and State government mat covers 40-
       50% of private consultant costs (up to $13,000) to review local firms* export readiness.

       Program:   Chambers of Commerce
       Contact:    German Embassy, (202) 298-4000
       National umbrella network of overseas and domestic chambers  receive, sort, and distribute

-------
                                    -E-9-

 foreign trade information to affiliate chambers  in Germany and abroad.  The Chambers are
 central to the informal network of semi-private and private organizations.  The Association of
 Chambers  of  Industry and  Commerce (IHK)  plays a  primary  role  in assisting exporters
 domestically, and linking exporters, government organizations, and overseas chambers; providing
 advice, information or consulting referrals, and sponsoring specialized  seminars on exporting
 procedures and transactions, sometimes hi cooperation with state governments; offering market
 analyses conducted by AUK for government-subsidized cost. The IHK are self-supporting, but
 domestic chamber membership is mandatory.  The 43 Chambers of Commerce Abroad (AHK)
 effectively act as Foreign Commercial Service, with bilateral operations that provide a full range
 of export services, particularly market and marketing advice and assistance in locating agents and
 distributors; funded by membership dues, fees for services, and the government.

 Program:   German Industry Council for Exhibitions and Trade Fain
 Contact:   German Embassy, (202) 298-4000
 The Council (Die Austellungs und Messe-Ausschuss der Deutchen Wirtschqft, AUMA) is a private
 "umbrella" organization that brings together government, and several dozen private sector fair
 organizers, chambers of commerce, and trade associations in coordinating domestic and overseas
 trade events; screens trade fairs held abroad and oversees German participation; helps organize
 and oversee 100+ fairs held annually in Germany. The Council is considered the de facto trade
 fair expert for the European Community.  The German government subsidizes 30% of firms'
 participation costs in trade fairs  and  provides funds to  AUMA for special  projects such as
 research.

 Source Documents:
 GAO, "Export Promotion: A Comparison of Programs in Five Industrialized Nations, "June 1992.

 German  Federal Minister for  Research  and   Technology,   "Environmental  Research  and
 Technology Programme 1989-1994," 1989.

 German  Federal Ministry for the Environment,  "Environmental  Protection in  Germany,
 Summary," June 1992.
                                                                 »
 German  Federal Ministry for the Environment, "Environmental Report 1990,  Summary,"
 May 1990.

 German Federal Ministry for the Environment, "Umweltpolitik:  Outline of the Fourth Immission
 Control Report of the Federal Government," July 1988.

 German  Federal Ministry for Research and Technology,  "Global  Change:  Our World in
 Transition,"March 1991. '

 William Nothdurft,  "Going Global," (Washington, DC: Brookings. Institution, September 1992).

 Organisation for Economic Cooperation and Development,  "The OECD Environment Industry:
Situation, Prospects and Government Policies," Paris 1992.

 U.S. Embassy London, Summary of ACOST Report, "Environmental Research Programs."

-------
                                          - E-10 -
       World Resources  Institute,  'Backs to  the  Future:  U.S.   Government  Policy  Toward
       Environmentally Critical Technology," June 1992.
ITALY
       Program:   Ministry of Trade
       Contact:    Italian Embassy, (202) 328-4750
       The Italian Ministry of Trade (Ministero del Commercio con I'Estero) is responsible for foreign
       trade and export promotion policy. Technically under the Ministry, the Institute of Foreign Trade
       (Institute Nazionale per U Commercio Estero, ICE) obtains policy direction and funding from
       Ministry,  but tends to function as an autonomous public corporation, carrying out  export
       promotion programs and providing advanced training  for export professionals.  ICE also
       subsidizes trade fair participation costs with firms.  ICE has 38 domestic  offices, 75 foreign
       offices, and S overseas trade centers which operate independently from the embassies. There are
       plans to establish specialized overseas service centers that focus on specific  market sectors.

       Program:   Ministry of Foreign Affairs
       Contact:    Italian Embassy, (202) 328-4750
       The Ministry (Ministero degli Affari Esteri) provides support through embassies and consulates.

       Program:   Confederation of Italian Industries
       Contact:    Italian Embassy, (202) 328-4750
       The Confederation (Confindustria) is the main association mat represents and supports 130,000
       industrial enterprises.   Firms are sub-grouped into industry consortia  with more  targeted
       promotion services.  The R.O.M.E. Consortium, for example, funds 70% of firms' trade fair
       expenses.

       Program:   Chambers of Commerce
       Contact:    Italian Embassy, (202) 328-4750
       Offer a range of export-related services  though network of domestic and overseas offices.
       Domestic Chambers are privately supported and activities are generally independent from those
       of other  organizations.  Domestic'Chambers  provide seminars on export procedures and
       transactions. Overseas Chambers provide trade fair support.

       Program:   ERVET
       Contact:     Italian Embassy, (202) 328-4750
       ERVET, an export service organization, is a quasi-public economic development corporation mat
       maintains several regional service centers providing sophisticated business services to networks
       of manufacturing firms that are too small to afford their own. The Service Center for Export
       Development of Emilia-Komagna Firms (SVEX), created by ERVET in cooperation with regional
       chambers of commerce and production associations, identifies untapped but potentially important
       markets and works to establish long-term trade relationships.   SVEX is  currently funded by
       ERVET,  but  is expected to become self-supporting through fees.  RESFOR, another  center
       located in Emilia-Romagna, acts  as a subcontractor network by maintaining a continuously-
       updated data base of member firms' production capabilities to provide technical profiles of firms
       to large manufacturers worldwide looking to subcontract.  RESFOR provides members with
       profiles on large companies seeking subcontractors, and also represents firms at trade fairs and

-------
                                          -E-ll-

       provides information on emerging markets.  RESFOR is funded by low membership fees and
       ERVET, but is expected to be self-supporting by 1995.

       Program:   Environment Ministry
       Contact:    Italian Embassy, (202) 328-4750
       The Environment  Ministry  currently has  plans for a  more  market-oriented  approach to
       environmental protection and will shift some activities to the private sector.

       Source Documents:
       GAO, "Export Promotion: A Comparison of Programs in Five Industrialized Nations, "June 1992.

       William Nothdurft,  "Going Global," (Washington, DC: Brooldngs Institution, September 1992).

       World Resources  Institute,  "Backs  to  the Future:   U.S.   Government  Policy  Toward
       Environmentally Critical Technology," June 1992.
JAPAN
       Program:   New Earth 21
       Contact:    Japanese Embassy, Economics Section, 939-6700
       New Earth 21 is a one hundred-year project under the administration of the Ministry of
       International Trade and Industry (MTTI) which is aimed at repairing the damage done to the earth
       since the industrial revolution began. The program emphasizes suppressing and reversing damage
       done by greenhouse gases and targets five  "new earth"  initiatives:  energy efficiency and
       conservation, clean energy  sources, environment-oriented technology development, COj sinks
       enhancement, and future generation energy-related technologies.  All of these initiatives were
       begun hi  1990, but they will  mature  at staggered ten-year intervals.  Japan will pursue New
       Earth 21 through its newly-established Research Institute of Innovative Technology for the Earth
       (RITE) which is  guided by NEDO,  the International Center for  Environmental Technology
       Transfer (ICETT) which is administered by the Ministry of Foreign Affairs, and through other
       domestic and foreign organizations.  Japan plans  to promote worldwide diffusion of the new
       technologies through expert advisors,'training, transfer, and research exchange.  In 1990, MJTI
       budgeted a total of Y 6 billion for environmental technology R&D  - of which Y 2 billion was
       slated to support private sector research.

       Program:   Research  Institute of Innovative Technology for the Earth (RITE)
       Contact:    Japanese Embassy, Economics Section, (202) 939-6700 and
                  Mr.  Fukumizu,  NEDO/Japanese Embassy, (202) 822-9298
       The Research Institute of Innovative Technology for the Earth (RITE), which receives most of
       its funding through the 'New Energy and  Industrial Technology  Development Organization
       (NEDO) under MITI, was established  in July 1990 as the research institute leg of Japan's New
       Earth 21 initiative.  However, Japan plans to use RITE to provide opportunities for international
       scientific exchange, to construct an international network to promote environmental technology,
       to collect  and  distribute  information  on environment-related technology, to establish  a
       technologies reference data base system, and to promote the adoption of systems that use new
       industrial technologies.

-------
                                   -E-12-

Program:   IntemaUonal Center for Environmental Technology Transfer (ICETT)
Contact:    Mr. Fukumizu, NEDO/Japanese Embassy, (202) 822-9298
The International Center for Environmental Technology Transfer (ICETT) was established in
1990 to carry out technology transfer under New Earth 21. ICETT, administered by the Ministry
of Foreign Affairs, had a starting FY  1990 budget of V 2 billion.  In  addition  to  transfer
activities, ICETT works closely with Japanese research institutions such as RITE, maintains its
own R&D facilities, and hosts foreign researchers and  research exchange.  In 1990, ICETT
commissioned  four private Japanese companies  to  develop  COj-fixing,  industrial pollution
control, and energy efficiency technologies that are intended to be transferred to developing and
Eastern European countries.

Program:   Action Program to Arrest Global Warming
Contact:    Japanese Embassy, Economics Section, (202) 939-6700
The Action Program to Arrest Global Warming was established in 1990 to pursue Japan's 1990-
2010 priority of stabilizing global per capita and total CO2 emissions; arrest methene and other
gas emissions as 1990 levels;  and conserve and develop forest  "sinks."  To do this, Japan is
looking at  reforming urban structures and improving transportation systems,  energy supply
systems, manufacturing processes, and life style behavior. RITE is central to the effort.

Source Documents:
Conversation with Sebastian Remoy [research analyst on OTA report, "Trade and Environment:
Conflicts and Opportunities''], U.S. Congress Office of Technology Assessment, Jufy 6,1992.

Embassy of Japan, various memos.

"Environmental Technology Transfer Center Commissions Four Firms to Develop Environmental
Technologies," Chemicals A Materials, Sept. 26,1990.

Government of Japan, Ministry of International Trade and Industry,  "The Global Environmental
Challenge: Japanese Initiative for Technological Breakthrough," February 1990.

Kazuo Matsushita, Japan Environment Agency, "Sharing Responsibility for Global Development
and Environmental Sustainability: A Japan Perspective," February 1990.

Ministry of Foreign Affairs,  "Economic Development and the Environment: The  Japanese
Experience," April 1992.

Ministry of Foreign Affairs, "Japan's Environmental Endeavors," April 1992.

Ministry of International Trade and Industry, "International Center for Environmental Technology
Transfer (ICETT)."
            •       .
Research Institute of Innovative Technology for the Earth  (RITE)  booklet describing RITE
Junctions and goals, Sansei City, Japan.

Research Institute of Innovative Technology for the Earth (RITE), "Joint Research Programs for
Global Environment-Related Technologies: Invitation for FY 1991," 1991.

-------
                                         - E-13 -

        U.S. Embassy Tokyo, unclassified memorandum transmitting MITI 'New Earth 21" documents,
        March 1990.

        World Resources  Institute,   "Backs  to  the Future:  U.S.  Government  Policy  Toward
        Environmentally Critical Technology," June 1992.

        Yasuhiro Shimazu, Environmental Attache to the Embassy of Japan,  "Japan's Policy on Global
        Warming," December 1990.

        Yasuhiro Shimazu, Environmental Attache to the Embassy of Japan,  "The New Earth 21 - Action
        Program far the 21st Century, "presentation at Johns Hopkins School of Advanced International
        Studies, Spring 1992.

 KOREA (SOUTH)

        Program:   Export Promotion Program
        Contact:    Alan Walker, Korea Free Trade Association, (202) 828-4400
        South Korea recently unveiled  a 10-year plan to spend more than $1 billion (75% public and
        25% private monies) to develop an  environmental  technologies R&D  program that includes
        constructing an export platform for Korean environmental products. The government has also
        proposed establishing a regional institution for cooperation on environmental issues.

        Source Documents:
        "Korea's Environment Plan," Wall Street Journal, May 26,1992, p. A12.

        "ROK Announces New Environmental Initiatives," KOREAupdate, June 29,1992, p. 4.

        U.S. Embassy Seoul, unclassified cables, July 1992.

NORDIC COUNCIL OF MINISTERS: DENMARK, FINLAND, ICELAND, NORWAY, and SWEDEN

       Program:  Nordic Environment Finance Corporation  (NEFCO) for Export Financing
       Contact:    Harro Pitkanen, NEFCO, Helsinki, 358-0-1800229
       The Nordic Environment Finance Corporation (NEFCO) was established in 1990 by the Nordic
       country governments to provide risk capital for joint ventures between Nordic and local partners
       in Central and  Eastern Europe and the former USSR. NEFCO supports long-term collaborative
       efforts to  produce environmental technology and equipment, upgrade industrial processes, and
       supply consulting services in the environmental  sector,  and emphasizes  establishing strong
       environmental  manufacturing and services sectors in  these partner countries.

       Program:   Nordic Investment Bank (NIB)
       Contact:    Monica Lofgren, Nordic Investment Bank, Helsinki, 358-0-18001
       The Nordic Investment Bank (NIB),  which jointly  owned by the  governments  of Denmark,
       Finland, Iceland, Norway, and Sweden and operates NEFCO, provides financing for investment
       projects within and outside the  Nordic region.  NIB encourages environmental  improvement
       investments hi  the Nordic countries and surrounding  regions.

-------
                                         -E-14-

       Source Documents:
       Organisation for Economic Co-Operation and Development, "The OECD Environment Industry:
       Situation, Prospects and Government Policies," Paris 1992.

       Stephan Schmidheiny,  "Changing Course: A Global Perspective on Development and the
       Environment," MIT Press, 1992.

       William Delphos, "Environment Money: The  International Business Executive's Guide to
       Government Resources," Venture Publishing, 1990.
NORWAY
       Program:   Program Similar to Sweden's "Export-Manager-for-Hire"
       Contact:    Embassy of Norway, (202) 333-6000
       Norway runs a program similar to Sweden's "Export-Manager-for-Hire" that provides money to
       firms lacking the internal capacity to begin exporting to hire a consultant that will spend 20-40%
       of his time working within the firm to establish export capacity and skills.

       Source Documents:
       GAO, "Export Promotion: A Comparison of Programs in rive Industrialized Nations," June 1992.

       William Nothdurft, "Going Global," (Washington, DC: Brookings Institution, September 1992).

       Organisation for Economic Co-Operation and Development, "The OECD Environment Industry:
       Situation, Prospects and Government Policies," Paris 1992.

       Export  Council  of  Norway,   "Norway   Exports   '90: Environmental  Technology  and
       Services." 1990.
SWEDEN
       Program:   Ministry of Industry  '
       Contact:    Swedish Embassy, (202) 337-5170
       Under the Ministry  of Industry,  the Swedish National  Industrial Board delivers  export
       development and  other services  to SMEs through Regional  Development Funds, regional
       planning, and development agencies administered by county councils.  Regional Development
       Funds (RDFs) are funds established in each of Sweden's 24 counties with the support of the
       County Councils and the National Industrial Board to help small businesses develop market-
       oriented direct export operations.  Assistance is focused at regional/local level, and actual
       business services  are provided by  private consultants and the quasi-private Swedish Trade
       Council, which considers RDFs to be its "eyes  and ears" at the local level. Now-completed
       "Export Pulse" program which ran several years helped small firms, with export potential develop
       their capacity through strategic development  and market research; 4SO firms  attribute then-
       transition to successful exporters to this program.

       Program:   Swedish Trade Council
       Contact:    Swedish Embassy, (202) 337-5170
       The Trade Council is a publicly chartered  independent organization supported 'equally and run

-------
                                           - E-15 -

        jointly by industry and government with a staff of 200 trade specialists in Stockholm and 200
        additional in embassies and trade offices abroad. Over a 4 year period, provides 60% of the cost
        of hiring an "export manager-for-hire" to develop a strategic market penetration plan for firms
        that lack the internal capacity to begin exporting. The hired professional spends 20-40% of his
        time with the firm establishing export capacity and skills  and offers help locating overseas
        representatives, establishing subsidiaries, acquiring companies, securing licenses, negotiating joint
        ventures, recruiting personnel.  The Trade Council also helps firms with export standards,
        liability and trade laws, shipping and payment terms.  The Council's Institute of Export Training
        offers export-willing firms company-tailored training and marketing information, and information
        on financing, language and culture, and on market- or product-specific exporting mechanics.

        Source Documents:
        GAO, "Export Promotion: A Comparison of Programs in Five Industrialized Nations, "June 1992.

        William Nothdurft, "Going Global," (Washington, DC: Brootings Institution, September 1992).

        "Swedish Know-How far Environment Protection: A  Tool in Development Cooperation,"
        June 1990.

 SWITZERLAND

        Program:   Catalog of Environmental Products and Services
        Contact:     Christopher von Arb, Swiss Embassy, (202) 745-7900
        The Swiss Association of Machinery Manufacturers  (VSM)  publishes a registry of companies
        which offer a broad representation of state-of-the-art environmental technologies and consulting
        services and describes Switzerland's standards for the environmental media each technology
        addresses.

        Source Documents:
        Swiss Association of Machinery Manufacturers, "Environmental Technology from Switzerland,"
       Zurich, 1990.
                                                                        if
       Swiss Federal Office of Environment, Forest and Landscape, "The State of the Environment in
       Switzerland: 1990 Report on the Environment," 1990.

       Swiss Office far Trade Promotion, "Switzerland Your Partner: Environment Conservation."

TAIWAN

       Program:   Industrial Technology and Research Institute (TTRI)
       Contact:    Taiwanese Diplomatic Representation Economics Section, (202) 686-6400
       The Industrial Technology Research  Institute (TTRI)  is  a government-industry  sponsored
       organization whose mission is to  re-direct Taiwan's industrial  focus  toward environmental
       protection.  This is done under ITRI's Pollution Control Technology Program and is coordinated
       by the Center for Pollution Control  Technology.  The Center works  with three  national
       laboratories, and diffuses ITRI's technologies and provides technical services to private sector
       industries. ITRI is currently studying Taiwan's pollution abatement industry.

-------
                                         - E-16 -

       Source Documents:
       Industrial Technology Research Institute, 'Pollution Control Technology Program in ITRI," ITRI
       Office at 195 Oumg-Hsin Rd.. Section 4, Chu-tung Chien, Hsin Chu, TAIWAN.

UNITED KINGDOM

       Program:   British Department of Trade and Industry (DTI)
       Contact:    British Embassy, (202) 898-4346
       DTI has the overall responsibility for Britain's export promotion programs, and under DTI, the
       British Overseas Trade Board (BOTB) executes the policy, financing,  and overseas projects.
       BOTB prepares an annual 3-year plan integrating domestic and overseas promotional resources
       and targeting where to spend funds.  In 1992, BOTB targeted Asia and the Pacific Rim, Japan,
       North America, and Western Europe. BOTB also launched "Opportunity Japan" in 1988 and will
       launch "Opportunity U.S." hi 1993 to increase market share and long term market presence.
       BOTB subsidizes firm participation in trade events up to 50% of costs for first three events in
       a particular market per specified period - provides greater support for events related to U.S. and
       Japanese markets;  also provides 50-75% of foreign buyers' expenses to participate in reverse
       trade missions sponsored by industry,  chambers  and  trade associations.  A  joint directorate
       combines key export promotion functions of the BOTB  and Foreign and Commonwealth Office.
       BOTB also offers several specialized  services. The Export Market  Research Scheme (EMRS)
       is a marketing research program, managed by the Association of British Chambers, that helps
       firms with fewer than 200 employees obtain narrowly targeted intelligence on markets outside the
       EC. EMRS provides free marketing advice and subsidizes the cost of hired consultants, in-house
       research expenses, and purchasing public research.  The New Products from  Britain Program
       subsidizes the cost of publicizing specific products in target markets.  And  BOTB's Export
       Services Card is a charge card  (with terms like American Express') that allows firms to order
       export assistance services by phone.  BOTB  also offers a Quality Management System which
       measures service effectiveness and customer satisfaction.  BOTB operates through 11 regional
       offices, which  work with Foreign and Commonwealth Office, and with  17 Area Advisory
       industry groups.

       Program:    Foreign and Commonwealth Office
       Contact:    British Embassy, (202) 898-4346
       Through its 185 posts abroad, the Foreign and Commonwealth Office identifies and screens
       potential overseas representatives for new exporters.

       Program:    Simpler Trade Procedures (STTPRO) Board
       Contact:    British Embassy, (202) 898-4346
       Helps firms with export documentation.
                   '

       Program:    Export Credits Guarantee Department (ECGD)
       Contact:    British Embassy, (202) 898-4346
       Provides risk insurance coverage.

       Program:    Association of British Chambers of Commerce (ABCQ
       Contact:    British Embassy, (202) 898-4346
       Most Chambers have international trade and export departments and offer a comprehensive range
       of services. With DTI support, ABCC is developing a strategy to enhance the representation of

-------
                                    - E-17 -

 British business and provide broader range of services.  ABCC organizes trade events with trade
 associations, maintains a network of 34 export development advisors to provide market research
 to local chambers.  ABCC sponsors a 3-year "export audit" program to identity export-ready
 firms where government provides 100% funding to chambers the first year, 75% the second,
 50% the third, and no funding after that.  Chambers also connect exporters to banks, shipping
 companies, and private export consultants. Some chambers organize export clubs where seasoned
 exporters informally advise new exporters. The London Chamber of Commerce provides many
 services in conjunction with the government,  and  provides a free Confidential Export Audit
 program to ascertain the level of an interested firm's commitment to exporting.  Chambers are
 supported by membership and receives no government funds.

 Program:   Confederation of British Industries
 Contact:    British Embassy, (202) 898-4346
 Responsible for organizing trade events with  Chambers and also provides other services.

 Source Documents:
 Centre far Exploitation of Science and Technology,  "Annual Review 1990/91."

 Confederation of British Industry and  KPMG Management Consulting,  "Environmental
 Technology: Competing in a Growing Market," July 1991.

Department of the Environment (UK), Environmental  Protection Technology (EPT) Scheme,
 "dean Technology," November 1989.

GAO, "Export Promotion: A Comparison of Programs In Five Industrialized Nations, "June 1992.

William Nothdurft, "Going Global," (Washington, DC: Brookings Institution, September 1992).

RESOURCE,  "Environmental Technology," 1992.

RESOURCE.  "Technical Collaboration Worldwide," 1992.
                                                                 *•
U.S. Embassy London cable summarizing British Advisory Council on Science and Technology
(ACOST) report, "Environmental Research Programs," 1992.

-------
                            APPENDIX F



                    MEMORANDUM OF UNDERSTANDING

                              between

             THE UNITED STATES DEPARTMENT OF COMMERCE

                                and

         THE UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

                                on

                        GENERAL COOPERATION

 WHEREAS,  it is the mission of the United States Department  of
 Commerce to focus  on economic opportunities that challenge  the
 initiative of  U.S.  business and industry, to enhance the
 international  competitiveness of business and industry, to
 encourage the  development,  transfer and commercialization of new
 technologies by industry,  to  promote the participation of
 industry in international trade,  to collect and analyze data of
 an economic and statistical nature concerning business and
 industry and to carry out selected programs in public health,
 safety and environmental  improvement.

 WHEREAS,  it is the mission of the United States Environmental
 Protection agency  to exercise regulatory responsibility for the
 prevention,  control,  and  abatement of pollution in areas of air,
 water,  soils,  solid wastes, pesticides, noise, radiation and
 toxic  substances,  to set  and  enforce environmental standards, to
 conduct research on the processes, effects, risks, and measures
 of  control of  environmental problems, to assist state and local
 entities,  and  to promote  environmental science literacy.

 IN  ADDITION, the Department of Commerce contributes to improved
 environmental  quality through the promotion of efficient
 production practices  which  reduce industrial waste and the
 Environmental  Protection Agency contributes to U.S.
 competitiveness through the commercialization of environmental
 technologies and the  utilization  of federally-funded research and
 development at its  labdratories and university-based research
 centers;

THEREFORE the United  States Environmental Protection Agency and
the United States Department  of Commerce agree to work
cooperatively,  through this memorandum of understanding, to
 ensure that the United States Government both meets the
environmental challenges facing our society and helps U.S.
 industry harness the  competitive  strengths resulting from this
effort.

-------
                             - F-2 -

OBJECTIVE

     The objective of this Memorandum of Understanding (MOU)  is
to establish a mechanism for cooperation and coordination between
the United States Environmental Protection Agency (EPA)  and the
United States Department of Commerce (DOC) in all mutually-
agreeable activities related to the development of environmental
technologies and commercialization by U.S. industry.

     EPA and DOC both recognize the critical connection between
enhancing the health of our environment and enhancing the
competitiveness of U.S. industry.   DOC and EPA will work together
in a number of different areas to ensure that both of these
interrelated goals are met.

AUTHORITIES

     The roles, functions, and legal mandates of the EPA and the
DOC, including the Technology Administration and the
International Trade Administration, are not altered by this
Agreement.  This MOU is intended to facilitate cooperative
efforts by both agencies in the conduct of their programmatic
activities.  This MOU does not supersede or void existing
understandings or agreements between EPA and DOC.  The actions
carried out under this agreement will strengthen coordination,
increase understanding and action on issues concerning U.S.
competitiveness and the environment, and reduce duplication of
effort.

PROVISIONS

     To achieve the objectives of this MOU, specific interagency
agreements (lAGs) between EPA and DOC and their component
organizations may be developed pursuant to this MOU^to define
specific undertakings.  Such agreements may provide for the
transfer of funds to pay for services, the use of facilities, the
expertise of personnel, and the development of cooperative
projects, and will be subject to the laws and regulations
pertaining to the respective agencies.  Among the activities
which EPA and DOC both may undertake in specific lAGs are:

     On the part of DOC

     To assist EPA in the transfer and commercialization of
environmentally acceptable technologies which enhance the
competitiveness of U.S. industry and promote the international
trade of U.S. environmental technologies and services;

     To provide technical expertise for review, advice, research,
or consultation in selected areas of environmental technology;

     To promote the export of U.S. manufactured goods and

-------
                              - F-3  -

 nonagricultural commodities and services  based  on  environmentally
 friendly technologies;

      To conduct economic evaluations of the  effect of
 environmental technologies and policies on U.S.  business  and
 industry with EPA's technical support.

      On the part of EPA

      To provide expertise on environment-related technology and
 technology innovation by providing  DOC with  technical  reviews,
 advice, consultation, and technical assistance  in  the  planning
 and reviewing of program,  training,  research, and  demonstrations
 in areas of mutual interest;

      To help establish  processes which guide and facilitate the
 rapid transfer of technology between EPA  and DOC laboratories and
 facilities, and coordinate,  as appropriate,  environmental science
 education and outreach  activities;

      To assist DOC in the identification  of  environmental
 technologies which promote waste reduction and  pollution
 prevention of U.S.  industry.

      On the part of EPA and DOC

      To provide opportunities for personnel  to  better  learn the
 policies and activities of both agencies  and to efficiently use
 the mechanisms and expertise of the other agency;

      To the extent possible,  support each other on policy and
 especially research matters  related to the implementation of this
 agreement;

      To reference this  MOU in any supplemental  agreements,
 amendments,  or lAGs prepared to document  details of cooperative
 efforts carried out by  the two organizations.

 DURATION OF AGREEMENT

     This agreement becomes  effective on  the date  of signature  by
 both parties and  continues for a period of five years.  This
agreement may  be  modified  by mutual  consent  or  terminated by
either party with ninety days advance notice.

               This memorandum of understanding entered into on
            on the 	 day  of 	  in  the year 	.
Barbara Hackman Franklin
Secretary
Department of Commerce
William K. ReTlly
Administrator
Environmental Protection Agency

-------