&EPA
           United States
           Environmental Protection
           Agency
           Environmental Research
           Laboratory
           Corvallis OR 97333
EPA 600/3-82-034
April 1982
           Re-search and Development
Second US/USSR
Symposium:
Biological Aspects of
Pollutant Effects on
Marine Organisms

-------
                                            EPA-600/3-82-034
                 SECOND US/USSR SYMPOSIUM
BIOLOGICAL ASPECTS OF POLLUTANT EFFECTS ON MARINE ORGANISMS

                       Terskol, USSR

                     June 4 to 9,  1979
        Symposium sponsored as part of the US/USSR
        Agreement on Protection of the Environment
                        compiled by

                     D.  J.  Baumgartner
                  Chairman,  US Delegation

                            and

                       A.  I.  Simonov
                 Chairman,  USSR Delegation
             ENVIRONMENTAL  RESEARCH  LABORATORY
            OFFICE  OF  RESEARCH  AND DEVELOPMENT
           U.S.  ENVIRONMENTAL PROTECTION AGENCY
                 CORVALLIS, OREGON  97333

-------
                                  DISCLAIMER

     This  report  has  been  reviewed  by  the Con/all is  Environmental  Research
Laboratory, U.S.  Environmental  Protection  Agency,  and approved  for publica-
tion.   Approval  does not signify that  the  contents  necessarily  reflect  the
views  and policies  of  the  U.S.   Environmental  Protection  Agency,  nor  does
mention of trade names or commercial products constitute endorsement or recom-
mendation for use.

-------
                                   ABSTRACT

     This  Symposium  was  conducted  under  a US/USSR  Environmental  Agreement,
Project 02.06-21 titled "Effect of Pollutants on Marine Organisms."  Papers by
American  and  Soviet  specialists present advances  in  hydrobiological  analysis
of  basic structural   components of  marine  ecosystems  and  the  influence  of
various  pollutants  on  these  components.    Results  of laboratory  research  as
well  as  field  observations  on  the  influence  of  pollution  on the  marine
environment are presented.

     Participants  attending  the  Symposium  discussed  problems  related  to
methods  for  modeling  the  influence  of pollutants on the  marine environment,
long-term forecasting  and determination of permissible loads  of pollutants,
and the unification and intercalibration of methods for determining biological
responses and chemical contamination.

     The Protocol  of  the Symposium (the official summary) which follows refers
to  an   introduction to this  report.   The  introductory  material  to  provide
background  information  about technical  discussions  which  took place  at  the
Symposium but  which  did  not  result  in published reports is  included  in this
abstract.

     Extensive discussions were  held on the scope of the  technical  topics  to
be  included  in  the   exchange.   We  recognized  that  EPA's  interests  were
primarily  related  to  the scientific  basis  for regulating waste  discharges,
whereas the Soviet scientists tended to be less involved in this activity and
more interested in global  or at  least large-scale marine water quality for its
own sake.  The United  States co-chairman proposed to  invite greater participa-
tion from the National Oceanic and Atmospheric  Administration (NOSS)  in future
project  activities  to  balance  the  interest of the Soviet  scientists.   In
another way the scope  of  the  exchange was  consolidated  rather  than  expanded.
This was  in  relation  to the development of two  series  of symposia —  one for
biological effects, the other for  "Chemical Pollution of the Marine  Environ-
ment."    There was  one  proceedings  published  in the  latter  series.  The
participants  embraced  the  concept  that   biological  effects  could  not  be
discussed  realistically  without  a  consideration  of  chemical  and  physical
factors, and  indeed the papers  presented  in this biological  symposium are not
exclusively biological in  content.   Consequently, it  was agreed  to abandon the
chemical symposium series  in  favor of one  series  devoted  to  an appropriately
broad range of scientific disciplines.   The next symposium, therefore,  to  be
held in the United States  will  be labeled  simply as the  Fourth American-Soviet
Symposium on the Effects of Pollution on Marine Organisms.

     Proceedings are  published  in  English  and  Russian in compliance with the
Memorandum from the 4th Session of the Joint US-USSR Committee  on Cooperation
in the Field of Environmental  Research.

                                      iii

-------
                                   CONTENTS
                                                                           Page
Modeling Effects of Environmental Perturbations
on Marine Plankton Dynamics 	   1
     Bruce W. Frost

A Quantitative Method for Evaluating External Effects on Ecosystems  ....  15
     V. D.  Fedorov, V. N. Maksimov and V. B. Sakharov

Petroleum Pollution and Microflora in Marine Ecosystems 	  26
     M. V.  Gusev, T.  V.  Koronelli and V.  V. Il'inskiy

Development of Plankton Algae in Conditions of Petroleum Pollution	  43
     0. G.  Mironov

Long-Term Biological  Variability and Stress in Coastal Systems	52
     Robert J. Livingston

Some Features of the Biologic Effects of Pollutants on Marine Organisms  .  .  67
     S. A.  Patin

Fish as an Object for Monitoring Petroleum Pollution
of the Marine Environment	71
     N. D.  Mazmanidi, G.  I.  Kovaleva and A. M.  Kotov

Improved Assessment of Ecological Effects by Incorporating Physical
Simulations in Bioassay Procedures	82
     D. J.  Baumgartner

A Program for Investigating Pollution of Marine Macrobenthos by Heavy
Metals and Its Position in the System for Monitoring the Environment. ...  98
     K. S.  Burdin and I.  B.  Savel'yev

Effects of Liquid Industrial Wastes on Estuarine Algae, Plants,
Crustaceans, and Fishes	112
     Gerald E. Walsh and Richard L.  Garnas

Ecologic Aspects of Using Chemical Agents for Eliminating the Results
of Oil Spills in the Ocean	123
     M. P.  Nesterova

Chemical Pollution of the Film Layer of the Pacific Ocean	131
     A. I.  Simonov and V. I. Mikhaylov

-------
                             CONTENTS (continued)
Studies on the Biological Transport of Materials From Surface to Deep
Ocean Waters:  I. Fluxes of Carbon, Nitrogen, and Phosphorus
II. Fluxes of Trace Elements	145
     G. A. Knauer and J. H. Martin

Correlation Between Dose Loads in Fish and the Biogeochemistry
of Artificial Radionuclides in a Marine Environment	166
     I. A. Shekhanova and A. P. Panarin

The Consequences of Chemical Pollution of the "Waterbottom Sediment"
Contact Zone in the Sea	180
     A. Bronfman and Z.  B. Aleksandrova

-------
                                 PARTICIPANTS
                                 American Side

                     Dr. Donald J.  Baumgartner
                     Co-chairman of the Symposium
                     Environmental  Research Laboratory
                     U.S. Environmental Protection Agency
                     Corvallis, Oregon
Dr.  Bruce W.  Frost
Department of Oceanography
University of Washington
Seattle, Washington

Dr.  George A. Knauer
Moss Landing Marine Laboratories
Moss Landing, California
Dr. Robert J. Livingston
Department of Biological Science
Florida State University
Tallahassee, Florida

Dr. Gerald E. Walsh
U.S. Environmental Protection Agency
Environmental Research Laboratory
Gulf Breeze, Florida
                                  Soviet Side

                         Dr.  Anatoliy I.  Simonov
                         Co-chairman of the Symposium
                         State Oceanographic Institute
                         Moscow
M. P.  Nesterova
Deputy Co-chairman of the Symposium
P.P.  Shershov Oceanology Institute
USSR Academy of Sciences

Dr. Vadim D. Fedorov
Head of the Chair of Hydrobiology
Moscow State University

Dr. Mikhail V.  Gusev
Dean,  Department of Biology
Moscow State University

0. G.  Mironov
Institute of Biology
  for Southern Seas
AN USSR, Sevastopol'

S. A.  Patin
All-Union Fisheries and Oceanograpy
  Scientific Research Institute
Moscow
N. D. Mazmanidi
Georgian Branch of the VNIRO

K. S. Burdin, Decent
Department of Biology
Moscow State University

V. I. Mikhaylov
State Oceanographic Institute
Odessa Branch

Irina A.  Shekhanova
Head of the Radiation
  Biology Laboratory
Al 1-Union Scientific-Research
  Institute of Marine Fisheries
  and Oceanography
Moscow

A. I. Bronfman
Economics Institute of the
  Ukrainian Academy of Sciences
Odessa
                                      Vll

-------
Dr.  Ralfrid A. Gasanov
Institute of Botany
Academy of Sciences of
  Azerbaijan S.S.R.
Baku
              Dr. Gasanov  presented  a paper entitled  "Biophys-
              ical Parameters  of  Photosynthesizing Organisms in
              a  System for  Monitoring Marine  Pollution."   His
              co-authors on  the  paper were N. M. Aliyev, Z. Sh.
              Aliyev,  and  N.  M.   Karayeva.   The  paper  was not
              available  for  publication  in  this  volume  of the
              proceedings.
                                       vm

-------
                   PROTOCOL OF THE SECOND US/USSR SYMPOSIUM

          BIOLOGICAL ASPECTS OF POLLUTANT EFFECTS ON MARINE ORGANISMS


     In accordance with  the principles outlined in  the  Memorandum of the VII
Session of  the Joint  US/USSR  Committee Cooperation in  the  Field of Environ-
mental  Protection  (January 29  -  February 2, 1971,  Moscow,  USSR),  the Second
US/USSR Symposium on  Biological  Aspects of Pollutant Effects on Marine Organ-
isms was held in settlement Terskol,  June 4-9, 1979.

     Dr. D.  J. Baumgartner, Director, Marine Division,  Corvallis Environmental
Research  Laboratory,  U.S.  Environmental  Protection Agency,  and Prof.  A.  I.
Simonov, Chief of Department of the State Oceanographic Institute (USSR), were
co-chairmen of the Symposium.

     The  participants of  the  Symposium presented reports  on modeling  the
effects of  pollutants  on ecological  systems, marine plankton  dynamics influ-
enced by natural and anthropogenic factors,  microflora  and planktonic algae of
marine  ecosystems  containing   petroleum  hydrocarbons,  marine  toxicological
bioassays, the  use of  models  to incorporate physical conditions in bioassays,
relationships of dose  loads in fish  with radionuclide biogeochemistry  in  the
marine  water,  ecological  aspects of  utilization   of  chemical  means  for  the
elimination of  oil  spills  in  the sea, oceanic surface  layer  chemical  pollu-
tion, significance of  chemical  interactions in the seawater-seabed interface,
biological consequences  of marine environmental chemical  pollution  including
effects on  marine macrobenthos pollution by heavy  metals,  fish contamination
by petroleum hydrocarbons, and  application of biophysical parameters  of photo-
synthesizing organisms while monitoring.

     The  participants  expressed  their wish  to hold  the  Third Symposium  on
biological aspects of  pollution  effects  on  marine  organisms and marine pollu-
tion dynamics  in  1-2 years in the  United  States  after conducting  joint  and
independent studies.   Problems concerned with  estuaries and  the  continental
shelf in the selected regions  of the  world's oceans would receive attention in
accordance  with the  program  of  long-term research  designed  at  the  joint
US/USSR meeting in September 1978 (Gulf Breeze,  Moss Landing,  Corvallis,  USA).
The number of participants  of  the USSR delegation  to  the  Symposium,  date  and
place will be agreed  upon by  Co-chairmen of the Project by correspondence by
October 1979  and  submitted for  the  consideration  to  the VII  Session of  the
US/USSR  Joint  Committee   on   Cooperation   in  the Field  of  Environmental
Protection.

-------
     Plans were made for the next step in metal intercalibration studies and a
schedule  was  developed  for  two  USSR  scientists  to visit  the  EPA  marine
research  laboratory  at  Narragansett,  Rhode Island.  This 2-week working visit
will begin  July  1,  1979 for the  purpose  of exchanging information on methods
to analyze  oil  pollutants in seawater, sediments,  and marine  animal  tissues.

     Both  sides  agreed  to  publish  the   Symposium  proceedings  during  1980.
Co-chairmen  agreed  to  write  the introduction to the proceedings of the Second
Symposium by correspondence  by October 1,  1979.   They also agreed to send to
each side final texts of reports by July 1979.  The USSR side will present its
reports in  English and  the United States reports will  be presented in Russian.

     Both sides  consider it  important to  study biological  effects of chemical
pollution in estuaries  as well as to develop techniques of investigations and
design  suitable  predictive models.   While developing techniques,  one should
proceed both from the  purposes and tasks  of  research.  Apart from the tasks,
however,  the sides  believe it  is significant to use known  hydrodynamic models
to  carry  out complex observations that include both abiotic and biotic compo-
nents.  The principal factors that should  be  included  are those that influence
the  ionic  form  of  pollutants  in rivers  and  those responsible for precipita-
tion,  dissolution,  and  ionic  speciation in  seawater  (salinity  and  other
chemical  properties  of seawater).  Each specific  estuary  is  likely to have a
characteristic  species  composition  which may dictate  the factors that need to
be  included in a  measurement program.

      If the task is to study  long-term changes of hydrobiological conditions,
then multiyear observations should be performed, similar to those demonstrated
in  Dr.  Livingston's paper,  with  subsequent  statistical processing  with the
help  of systems analysis.  If  the task is  to track  the short-term changes due
to  pollutant effects,  then  limited but  systematic observations are required
when  suitable biological monitors are selected, as it was shown in the paper
by  Dr.  K.  Burdin and  Dr.  Savel'jev.   In  developing models to describe hydro-
biological  condition changes  caused by both natural  and anthropogenic factors,
long-term observations  should  be  combined with experimental  laboratory data.

      Both  sides  agreed  that,  in field  assessments,  it  is  recommended that
samples   are to  be  taken both for chemical  and   biological  analysis  in the
surface  water  microlayer, thermocline  layer, near  bottom  horizons,  and in
bottom sediments, similar to procedures  proposed  in papers by Drs. A. Simonov
and V.  Mikaylov; G.   Knauer  and J.   Martin; M.  Gusev,  T.  Koronelli  and V.
Il'inskiy.    Both  sides consider  it  reasonable to  conduct investigations in
coastal  estuaries  both in the USA and USSR  and  exchange  results of investi-
gations.    The  estuaries  for   study,   as  well  as   methods  for exchanging and
discussing   the  investigation  results,  will  be  agreed upon by Co-chairmen by
correspondence before  the end  of  1979.   Research  on the  continued  improvement
of  bioassays, as discussed by Drs. Walsh and Baumgartner, was  considered in
 relationship to the importance of protecting estuarine and coastal  ecosystems
 from pollution stress.

-------
     During  the  visit  to the  USSR, the  American delegation  visited Elbrus
scientific  station  of  the  Geographical   Department  of  the  Moscow  State
University   (settlement   Terskol),   Georgian   All-Union   Scientific-Research
Institute of  Fishery  and  Oceanography in Batumi and the Biological Department
of the Tbilissi and Moscow State Universities.

     The  Symposium was  held in  the spirit  of friendship,  cooperation,  and
mutual  benefit.    The United  States delegation  expresses  gratitude to  the
Soviet  side   for  the  excellent organization  of the  Symposium and  for  their
generous hospitality.   The delegation thanks  interpreters for their excellent
work.
     The protocol was signed in settlement Terskol,
and Russian.   Both copies are equally valid.
on June 9, 1979 in English
D.  J.  Baumgartner
Chairman of the Project
from the US side
   A.  I.  Simonov
   Chairman of the Project
   from the USSR side

-------
                MODELING EFFECTS OF ENVIRONMENTAL PERTURBATIONS
                          ON MARINE PLANKTON DYNAMICS

                                      by

                                Bruce W. Frost
                          Department of Oceanography
                           University of Washington
                              Seattle, Washington
                                 INTRODUCTION

     Assemblages of marine planktonic organisms with varying degrees of trophic
complexity  have been  experimentally treated  with  pollutants  such  as  heavy
metals,  chlorinated  hydrocarbons,  and  petroleum  hydrocarbons.   It  has  been
repeatedly  observed  that,  because  species  differ in their tolerance to  pol-
lutants, the major effect on assemblages is  a shift in the species composition
of one  or more  trophic  types,  often without concomitant  effects  on  standing
stock or  rate  measurements  (Menzel  1977).   Therefore, simulation models  which
attempt  to  represent the effects  of pollutants  on plankton dynamics  should
describe the structure of the plankton as well as biomass and production.

     One such  model  of  plankton dynamics  was recently developed  by Steele and
Frost (1977).  The model  simulates the structure and dynamics  of  phytoplankton
and  herbivorous  zooplankton during  and after a  spring bloom in  a  temperate
ocean.    In   the  theoretical  study  described  below,  a reasonably  realistic
simulation is characterized, then the model  ecosystem is perturbed in a variety
of ways  to  simulate  some effects of pollutants which  have been  documented in
the literature.

                                    METHODS

     A revised  version of the  simulation  model  of Steele  and  Frost (1977) was
used to  examine  some  potential  effects  of pollutants on the structure  and
dynamics of  marine plankton  communities.  Briefly,  the model  simulates growth
of 20 size classes of phytoplankton and  the  population dynamics of two species
of filter-feeding copepods.

     Except  for  change in the  value of  one  parameter,  the submodel  specifying
phytoplankton  growth  remains as  described  by Steele and  Frost  (1977).   That
is,  growth  of size  classes  of phytoplankton is determined by size-dependent
functions of nutrient  uptake,   respiration,   sinking,  and  grazing.   Variations
in size-specific patterns  of   growth of  the phytoplankton  were produced  by
changing the value of the parameter a in  the equation

                                   R = aD~1/3                              (1)

-------
where R  is  specific respiration rate  (mg  C/mg plant C per day) and D is dia-
meter (pro)  of  a phytoplankton cell.  The parameter a was 0.36 in the standard
simulation.

     Substantial  revisions  were  made in the  submodel  of  population growth of
planktonic  grazers.   The two  species  of grazers  in  the  model  are planktonic
copepods  similar  to Calanus pacificus (a  close  relative  of C.  helgolandicus)
and  Pseudocalanus sp.   These species have fundamentally different patterns of
optimal  growth  (Frost 1979).  Therefore, separate submodels were used for the
two  grazer  species.   All  parameters of  population growth  for  the two species
are  identical   to those used  by  Steele and  Frost (1977)  except  the maximum
specific  growth rate,  G   , which  in  the  standard simulation  takes the value
                        rn3.x
of  0.4  for  Calanus and 0.2  for  Pseudocalanus.  The  rationale  for this change
is discussed by Frost (1979).

     A  second  major change concerns the procedure of Steele and Frost (1977)
for  describing  the growth of  copepods  as  passage of individuals through dis-
crete  size  (weight)  classes.  This  procedure  causes a  severe  problem  of
"numerical  dispersion" (Evans et  al.   1977)  and was  therefore  replaced by a
multiple  cohort  reproduction scheme  (see Landry  1976)  in which  each day's
reproductive products  are followed  as  a  cohort until  all members of the cohort
die.  This gives a more realistic pattern of growth in the copepods.

     Finally, the description  of predation rate  on the  zooplankton species was
greatly  simplified from that  used  by  Steele  and Frost (1977).   It is assumed
that predation rate depends  only on  abundance of a grazer species

                                         mZ
                        Predation Rate  =  	                             (2)
                                         H  + Z

where  m  is the  maximum predation rate  (%   per  day), Z  is  population size
(numbers  per m2)  of  a grazer species,  and H  is the population size at which
predation rate  is half the  maximum rate.   A  specific population of predators
is   not  simulated.  The  population dynamics  of  the two  grazer  species are
described separately  in the model  and the parameter  H  takes the value 100,000
per m2  for Calanus and 200,000  per m2  for Pseudocalanus.  This is equivalent
to  assuming that the  two  zooplankton species  have  different predators.  The
parameter m is 0.1 in the standard simulation.

     In all other respects,  the format and parameter values of the simulation
model are identical to those described  by Steele and Frost (1977).

                                     RESULTS

Standard Simulation

     A  reasonably realistic simulation, the  standard simulation, was selected
through  trial  and error by  varying the coefficient for algal  respiration, a
 (eq. 1).   The  criterion for  realism  was  that both Calanus and Pseudocalanus
maintained  breeding populations for 100 days.

-------
     The standard simulation (Figure 1A) predicts changes in concentration  of
nitrate and standing stock of phytoplankton which are quite  similar  to  those
of the basic run of  Steele  and  Frost (1977: Figure 17).   The major difference
is the  relative  abundance  of the  species  of copepods  (Figure  IB).   In  this
revised model,  Calanus dominates the zooplankton biomass during  and after the
phytoplankton  bloom, primarily because of its higher maximum  specific growth
rate.
          10
              15
             10
           en
           £
          fO   r-
           £  5
          O
           CP
              0
                             A
               o
                                                  CHLOROPHYLL
           NITRATE   u	^
40
80
          C\J
           E  2
          o
           o>
              0
                                                              B
                                      Pseudocalanus
                0
40
80
                                      DAYS
Figure 1.  Simulated dynamics  of plankton during and after a spring  bloom  in a
          temperate ocean.   This is  the standard simulation.   A,  changes in
          time of chlorophyll  and nitrate.   B,  changes in time of  biomass of
          populations of Calanus and  Pseudocalanus.

-------
The phytoplankton  size  composition  (Figure 2) is strongly affected by grazing
and develops a bimodal distribution during the last 50 days of the simulation.
The larger mode in Figure 2 represents the sizes of cells with optimum intrin-
sic growth rates at the ambient nitrate concentrations, while the smaller mode
represents  cells  which  have  low  intrinsic  growth  rates  but are also  very
inefficiently utilized by grazers.
                                                                           100
              4     8     16   32    64
               CELL  DIAMETER  (pm)
                                         128
 Figure 2. Size  composition  of  phytoplankton  from  day 20  to  day 100  in  the
          standard  simulation.   Each point gives the  concentration  in  a dis-
          crete size category.

      Population  structures  indicate that both species of copepods produce two
 generations  in  the  100-day  simulation  (Figure  3).  Adults of the first genera-
 tion  of Calanus  recruit about  15 days before Pseudocalanus, which  is  due to
 the
    predominance
simulation.
of large phytoplankton cells during the first 60 days of the
      Some  very  generalized effects  of pollutants  will  now  be  examined  by
 altering,  in  turn, parameters which affect size composition of the phytoplank-
 ton,  growth and  mortality  in copepods,  and abundance of higher trophic levels.
 The  simulated perturbations could, of course, occur at any time in  the seasonal
 cycle, yet to illustrate the basic patterns it is assumed that induced changes
 in parameters persist  for  an entire simulation.  Moreover, possible adaptations
 of species to pollutants (Stockner and Antia 1976)  are ignored.

 Changes  in Size  Composition of  Phytoplankton

      A  variety  of pollutants  cause  shifts  in  the  structure of  the  phyto-
 plankton,  generally  toward predominance  by  very  small  cells  (Menzel  1977;

-------
      o
      Q_
      ^
      O
      o

      UJ
      CD
      CO
         100
                                                Co/onus
      UJ
      O
      or
      UJ
      Q_
      g
Q_
O
Q_

U_
O

z
O
         50
          0
            0
50
 100
                                             Pseudoco/onus
        100
         50
          0
                                                  EGGS-NH
            0
                                50

                              DAYS
         t
100
Figure 3. Percentage  composition of populations  of  Calanus and Pseudocalanus
         in  the  standard  simulation.   After day  15  the  category  copepods
         includes  adults (ad).  The category  nauplii includes naupliar stages
         III-VI.   Arrows indicate  time of recruitment  of adults of the first
         generation.

-------
Greve and Parsons  1977).  This  effect  may be simulated by changing the value
of the parameter a (eq.  1) which specifies the  size  dependence of respiration.
When  the  paramenter is decreased  from 0.36 to  0.24,  the phytoplankton size
composition rapidly shifts toward small cells (Figure 4).  The cycle of stand-
ing  stock of  the phytoplankton  (Figure  5A)  is also  severely  disrupted in
comparison with  the standard simulation.   Phytoplankton become very abundant
late  in the simulation because the predominant  small  cells are not efficiently
grazed by either species of grazer.
                   4      8      16     32     64
                        CELL DIAMETER (jjm)
128
                                                           20
 Figure 4.  Size  composition of the phytoplankton from day 20 to day 80  when the
           phytoplankton respiration coefficient a (eq. 1) is 0.24.   ^

-------
               15
           ro
            o  I0
            o>
            E
            i_
            o
            O
            en
                                                                A
0
  0
6r
                                    40
80
           CO

            \
            o   2
            CP
                0
                                                                B
                                       Calanus
                                               ^ Pseudocalanus
                                   40
80
                                         DAYS
Figure 5.  Changes  in  time  of  chlorophyll  and  nitrate  (A)  and  zooplankton
          biomass (B) when the phytoplankton respiration  coefficient is 0.24.

     The shift  in  phytoplankton  composition  to small  cells  tends  to  favor the
growth  of  the smaller species of  grazer  after the spring bloom  (Figure 5B).
In  this simulation,  Calanus does  not  reproduce  after day 40 and, although  a
large population of  copepods  is  produced  in the first  generation, they  never
recruit to  the adult  stage.  On the  other  hand,  first generation  adults of
Pseudocalanus recruit between  days  35 and  40,  and a second complete generation
is produced before  the end of the  100-day simulation.

     Should  a pollutant  favor  growth  of some  other type or  size  range of
phytoplankton  cells,  the relative  abundance  of grazer species would change
depending upon the abilities  of  the grazers  to utilize  the  predominant phyto-
plankton size classes.   In  turn, the growth  rates  of  predators  of the grazers
would also  be affected (e.g., Koeller and Parsons 1977).

-------
Lethal  and Sublethal Effects on Zooplankton

     As shown  previously,  pollutants  may indirectly but  strongly  affect the
zooplankton by causing  changes  in the composition of the phytoplankton.  With
the model  it  is  also possible to investigate more direct lethal and sublethal
effects of pollutants on zooplankton.

     Some  pollutants may  cause total mortality  of  zooplankton species (e.g.,
Federle et  al.  1979).   If  either Calanus or  Pseudocalanus  is  eliminated from
the  simulation  there   are  concomitant   large  effects   on  the dynamics  and
structure  of the phytoplankton.  With Calanus eliminated, the predicted phyto-
plank  ton  standing  stock  resembles Figure 5A, and the size composition of the
phytoplankton is dominated by small cells which are less effeciently grazed by
Calanus (Figure 6B).

     Sublethal  effects  of pollutants  on  zooplankton   may  be  manifested  in
several  ways.   Observed sublethal  effects  include decreased  rates of growth
and  fecundity of  copepods  (Reeve et  ah   1977;  Moraitou-Apostolopoulou and
Verriopoulos  1979).   This  may  be simulated  by  decreasing the maximum growth
rate of  a species.   Assume that  Calanus  is  more sensitive than Pseudocalanus
to  a particular pollutant.   If the maximum  growth rate,  G_,  .  of  Calanus is
                                                            max     ^~^~~~~~
decreased  from  0.4  to 0.2, that  is, the  same value as for Pseudocalanus, then
Pseudocalanus  dominates during  the  phytoplankton bloom  but subsequently the
composition of  the  zooplankton shifts twice  in  response to  change  in the size
composition of the phytoplankton (Figure  7).   Early in  the  simulation (day
20),  an abundance  of  all  sizes  of cells (Figure 7C) permits  optimal  feeding
and  growth of both  species.   However, because Calanus matures more  slowly than
Pseudocalanus  with  the  assumed  value  of  G_~~ ([Frost  1979), Pseudocalanus
 predominates.  Near the middle of the simulation (day 60), large cells dominate
 the  phytoplankton  (Figure  7C), which  promotes  good  growth  conditions for
 Calanus  but not for  Pseudocalanus.  Thus,  the  composition of the zooplankton
 shifts  toward  Calanus.   However,  near  the  end  of the  simulation  (day 90),
 nitrate  has declined to such  a  low level  (<0.8 ug  of  N/liter)  that growth of
 smaller  cells  is  favored (Figure 7C) and feeding and growth conditions  improve
 once again for Pseudocalanus.

 Effects  on  Higher  Trophic  Levels

     The final  application of  the simulation  model  is to  examine some possible
 effects  of  pollutants which impact  primarily  the higher trophic  levels  such as
 the  predators  of the  herbivorous   zooplankton.   The  effects  may  be  of two
 general   types:   An  overall  reduction  in  predation  rate  on  both species,
 reflecting  general  decline in  abundance  of all  predators,  and a selective
 reduction in predation rate,  reflecting qualitative shifts in  the composition
 of the predator assemblage.

      For the first case the simulation model was  run with the  predation  coef-
 ficient   m  (eq.  2)  decreased  to 0.05,  that is,  half  the value  used  in the
 standard simulation.  Because  of decreased predation, the zooplankton initially
 increase at a faster rate  than in the standard simulation and the Rhytoplankton
 bloom is terminated sooner (Figure  8A,B;  cf.  Figure 1).  Nitrate concentration

                                       8

-------
                              GRAZER=
                                Pseudocalanus
                          4    8   16   32   64   128
                                                           B
                                              GRAZER = Calanus
                                                             80
                          4    8   16   32  64
                           CELL  DIAMETER (jjm)
Figure 6.  Size  composition  of the  phytoplankton  from  day 20  to  day 80 when
          Calanus  is  omitted  from  the  standard  simulation  (A)   and  when
          Pseudocalanus is omitted from the standard simulation (B).

-------
o

E
           to
            6
            o>
            E
           CJ
            E
            \
            o
                15
               10
                                                              A
    °o
    2r
                0
                  0
               40
            to
              ,
            E
               20
                0
                                   CHLOROPHYLL
                               —,	
                                          NITRATE
                                    40
                            Pseudocalanus
80   DAYS
                       40
                           4      8      16     32     64
                              CELL DIAMETER (jum)
                                                 128
Figure 7. Simulated dynamics of  plankton when  the  maximum  specific  growth
         rate, G   ,  of Calanus  is decreased to 0.2.  A, changes in time of
                fllclX
         chlorophyll  and nitrate. B, changes in time of zooplankton biomass.
         C, size composition of the phytoplankton at days 20, 60, and 90.
                                    10

-------
               15
 0  10
 o>
 E
 i_
 o

•°E   5
 \
 IE
 O
 o>

 s   0
                                                   A
                             CHLOROPHYLL
                                                         NITRATE
r
0
, 1 1
40
i
80
i
DAYS
           (M
                0
                  0
                                                               B
                                                   Calanus
                                             Pseudocalanus
                        40
80   DAYS
                         TIME= 100 DAYS
                           4      8      16     32     64
                              CELL DIAMETER  (jjm)
Figure 8. Simulated dynamics of plankton when the predation coefficient m (eq.
         2)  is  decreased  to 0.05.   A,  changes in time of  chlorophyll  and
         nitrate.   B.  changes  in  time  of  zooplankton  biomass.   C,  size
         composition of the phytoplankton at day 100.
                                    11

-------
declines  more  slowly  than  in  the  standard simulation  and this  favors  the
growth  of large cells  which Pseudocalanus  cannot  utilize efficiently.  Con-
sequently,  the  population  of  Pseudocalanus declines  drastically  after  the
phytoplankton bloom.  The  increased  abundance of zooplankton during the bloom
seems  to  accelerate the process,  evident in the late  stages  of the standard
simulation (Figure 2),  leading to strongly bimodal size frequency distribution
of  the phytoplankton (Figure 8C).   The  result of  this is  that in the later
stages  of  the  simulation  both  copepod populations  consist  of  reproducing
adults  whose offspring  starve in the naupliar  stages  because  of the scarcity
of phytoplankton cells  in the size range of 4  to 32 urn.

     Qualitative change in  predation rate on the zooplankton was simulated by
alternately  varying the predation  coefficient m (eg.  2) for  one  of the two
grazer  species.   When  m for Calanus is reduced  to 0.05,  while maintaining m
for Pseudocalanus at 0.1, the predicted plankton dynamics are similar to those
of  the standard simulation except that Calanus dominates the zooplankton even
more strongly throughout the simulation and  is much more abundant than Pseudo-
calanus  at 100  days  (Figure 9A).   By  contrast,  when  m  for Pseudocalanus is
reduced to 0.05, it is  favored over  Calanus  which, as in an earlier simulation
(Figure 6A),  results  in a shift  in  the  phytoplankton composition toward very
large  cells  (Figure 9B).   The  predominant  large cells cannot be efficiently
grazed  by the  young developmental stages of either species  and therefore the
total  zooplankton  biomass  gradually declines until at  day 100 it is only 18%
of that predicted for the standard simulation (Figure 9B).

     In conclusion, quantitative  and  qualitative  changes  in  predation rate
strongly  affect the  growth  dynamics  of  both the  zooplankton prey  and the
phytoplankton.   This  reinforces  the  conclusions  of  Landry   (1976),  Steele
(1976),  and Steele and Frost  (1977)  that  in simulation models  of plankton
dynamics  the  pattern  of predation on zooplankton is as important as any other
process in structuring the  plankton assemblage.
                                   DISCUSSION

      The model of Steele  and  Frost (1977) provides one method  for  explicitly
 describing the  population dynamics  of  species in  a  plankton  assemblage.  A
 model of this type  will  be required to simulate the  effects  of pollutants  on
 the  dynamics  of plankton  because  species differ  in  their tolerance to  pol-
 lutants.  Yet even the  present model  is  an extreme  simplification.  The assump-
 tion of  Steele  and  Frost  (1977) that size of cell determines  growth rate  of
 phytoplankton species,  while  in  general  correct, may  misrepresent  significant
 variations among  species  within a  narrow range  of  size  (see, for  example,
 Figure  1  in  Banse  1976).   Indeed,  the  model has already  been revised,  as
 described above, to account  for  differences  in the growth rate of  species  of
 copepods which are unpredictable from consideration  of  body size (Frost 1979).

      The  predictions  of  the  model  would also be  very  different  if greater
 complexity were  introduced into the herbivore and predator  components.  For
 example,  inclusion  of a  microzooplankton  component,  grazing ^,on  the  very
                                       12

-------
smallest sizes  of  cells,  would probably  stabilize  the  structure  of  the  zoo-
plankton after the bloom.   On the other hand,  explicit description of popula-
tion dynamics of a predator, such as a species of  chaetognath or ctenophore,
would  very  likely  change  the predictions  in  a material  way,  particularly  if
the predator were size—selective  its feeding.

     Finally,  it  is  highly  unlikely  that pollutants  would affect  only  the
members of  one  trophic type.  In reality,  one could expect stress of several
modeling of effects of pollutants will  therefore require extensive knowledge
on different trophic types.
             40
             20
              0
ZBIOM*I339
C/P * 30.9
N = 2.20
                                                    A
10
 E
\
o

 6
            60
            40
             20
                         ZBIOM= 212
                         C/P = 0.8
                         N = 0.66
                             B
                         4      8      16     32    64
                          CELL DIAMETER  (pm)
                            128
Figure 9.  Size composition  of the phytoplankton from  day  20  to day  80 when
          Calanus is omitted from the standard simulation (A) and when Pseudo-
          calanus' is omitted from the standard simulation (B).
                                     13

-------
                                  REFERENCES

Banse, K.  1976.  Rates of growth,  respiration  and  photosynthesis  of unicellu-
     lar algae as related  to cell size - a review.  J. Phycol. 12:134-140.

Evans, G.  T.,  J.  H.  Steele,  and G.  E.  B. Kullenberg.   1977.  A preliminary
     model of  shear diffusion and  plankton populations.   Scottish Fish.   Res.
     Rept. No. 9.

Federle,  T.  W. , J.  R. Vestal,  G.  R. Hater, and  M.  C.  Miller-  1979.  Effects
     of  Prudhoe Bay crude oil  on  primary production and  zooplankton in  Artie
     tundra thaw ponds.  Mar.  Environ.  Res.  2:3-18.

Frost, B.  W.  1979.   The  inadequacy  of body size  as an  indication  of niches in
     the  zooplankton.  _In The Evolution  and Ecology of Zooplankton Populations,
     W. C. Kerfoot (ed.).  Amer. Soc. Limnol. Oceanogr. Spec. Sympos.  III.

Greve,  W. ,  and T.  R.  Parsons.   1977.   Photosynthesis  and  fish production:
     Hypothetical  effects of climatic change and pollution.  Helgolander  wiss.
     Meeresunters 30:666-672.

Koeller,  P.,  and T.  R. Parsons.   1977.   The growth of  young salmonids (Oncor-
      hynchus  keta):  Controlled  ecosystem pollution experiment.   Bull.  Mar.
      Sci.  27:114-118.

Landry,  M.  R.   1976.  The  structure of  marine  ecosystems:  An  alternative.
      Mar  Biol.  35:1-7.

Menzel,  D. W.   1977.   Summary of  experimental results:   Controlled ecosystem
      pollution experiment.  Bull.  Mar.  Sci. 27:142-145.

Moraitou-Apostolopoulou,  M. ,   and   G.  Verriopoulos.   1979.   Some  effects  of
      sub-lethal concentrations of   copper  on  a  marine  copepod.   Mar.  Pollut.
      Bull.  10:88-92.

Reeve,  M.  R. ,  M.  A. Walter,  K.  Darcy,  and  T. Ikeda.   1977.   Evolution of
      potential   indicators  of  sub-lethal   toxic  stress  on  marine zooplankton
      (feeding,  fecundity, respiration,  and excretion):   Controlled excosystem
      pollution experiment.  Bull.  Mar. Sci.  27:105-113.

Steele,  J. H.  1976.  The role  of predation in ecosystems models.  Mar.  Biol.
      35:9-11.

Steele,  J. H. ,  and B. W.  Frost.  1977.  The structure of plankton communities.
      Phil. Trans. R. Soc.  Lond.  6280:485-534.

Stockner, J. G., and N.   J. Antia.   1976.  Phytoplankton adaptation to environ-
      mental  stresses from  toxicants,  nutrients,  and pollutants --  a warning.
      J.  Fish.  Res.  Bd. Canada  33:2089-2096.
                                       14

-------
                     A QUANTITATIVE METHOD FOR EVALUATING
                        EXTERNAL EFFECTS ON ECOSYSTEMS

                                       by

               V.  D.  Fedorov, V. N. Maksimov, and V.  B.  Sakharov
                            Moscow State University


     Different methods for evaluating external effects on the environment, and
ecosystems in  particular,  are  discussed  in  this  paper.   However,  there are
various difficulties which can  only be surmounted by significant intellectual
and material  efforts.

     Questions  concerning methods  for evaluating the  state of  ecosystems,
specifically  regarding  their  productivity,   their ability to  resist  harmful
impacts,  the  preservation of  their  characteristics,  and the  potential  for
exploitation are  still  debated.   The  situation is aggravated by  the  need to
overcome  these  problems  soon if the balance between man and nature is  to be
preserved.  The complexity of the situation has fostered different approaches,
each of which  has  advantages and disadvantages.   We  shall  discuss one method
for  evaluating the  state of ecosystems  that was  recently developed  in the
Department of  General  Ecology  and  Hydrobiology  at Moscow  State University
(USSR).
                           STATEMENT OF THE PROBLEM

     We shall examine  a  model  of an ecosystem  to  test for the effect of pol-
lutants (see diagram).   The center square represents an ecosystem, formed by a
set of  populations which  interact  with each  other and the biotope,  each of
which is sufficiently heterogeneous  in internal structure (sex, age, function)
and performs a similar or dissimilar function in biocenosis.

     Transformation  of energy  and  metabolism  occurs  within  this  ecosystem,
i.e.,   it  is sufficiently  autonomous  and complex and  has, like  any spatially
defined  entity,   a  series  of  integral  characteristics which determine  its
composition  (set  of populations),  structure  (interaction  of  population)  and
changes  in  function  (population  shifts,  changes  in their  relationships).
Indices of the resistance (conditioned by homeostasis), stability (conditioned
by maturity)  and  complexity  (conditioned  by the  species  difference  and  the
difference  in  the  relationships  between populations)  are included  in  these
integral characteristics.   The potentially harmful  substances are indicated by
the broken arrows  on the left, as the "input" into  the  system.   It is hypothe-
sized  that  there, is a small  number  for each real  ecosystem,  that  the number
can  be determined  approximately,  and  that  the physical-chemical  features,
i.e.,  the set of pollutants, will differ and vary from  ecosystem to ecosystem.

                                       15

-------
      x,
       V
E
-Y,
                                    Diagram
     It is known a priori that some portion of pollutants will  "interact"  with
each other  in their effect on  the  ecosystem.   This means that the  effect  of
each one  individually will be  substantially attenuated  or  potentiated  as  a
function of the effect of any other pollutant or pollutants.

     The so-called indices of the state of the ecosystem, both  with respect  to
the biotic and  abiotic  parts, are indicated by the solid arrows to the right,
at the  "output"  of the  ecosystem.  Since the number, based on  the condition k
» m [translator's note:  handwritten notation illegible], we will eliminate a
limited number  of  indices which describe the ecosystem as "good"  or "poor"  as
a result of the effect of k pollutants based on some rules (it  is  assumed  that
they have  a  satisfactory  basis).   We can  then consider such  indices  of the
type as quality indices if the quality is determined by a set of properties  of
the ecosystem which we consider desirable.

     The diagram thus generally reflects the multiple effects  of the  pollut-
ants on the  ecosystem   whose condition  is  determined by multiple  responses
selected  as  a  function  of human  interests  (e.g., indices of  the  quality  of
drinking water)  or in the interests of  the  ecosystem  itself (e.g., preserva-
tion of the  productivity characteristic of the given  type  of  ecosystem).  In
this case, the  problem  is formally reduced to  studying  the  following  type  of
function:
                                   y = f(x)
                                     (1)
                                        16

-------
     In  developing  a  strategy  for  biological  monitoring,  we  previously
suggested  specific  procedures   for  establishing  priority among  the  set of
interacting factors  and  determined  the need to  conduct  a  multifactor experi-
ment as  a  basic  method for obtaining information on predicted consequences of
pollutants on the ecosystem (Fedorov 1976, 1977).

     Matrices  of first  and second  order plans  (Maksimov and  Fedorov 1969;
Golikova  et  al.   1974) were proposed  as an  experimental  design  which would
allow independent, simultaneous  investigations  of a combination of n selected
variables.  These schemes  are  now routinely used in the form of a polynomial.
Thus, we can  consider  these  methods  and  approaches for  studying a  set of
independent variables as well  developed and tested.


                     WHAT ARE THE DEPENDENT VARIABLES AND
                       HOW SHOULD THEY BE INVESTIGATED?

     An  ecosystem  has many features  which determine  its  composition,  struc-
ture, function,  development, maturity,  resistance,  etc.   Within the framework
of our task,  these can be considered dependent variables.  Since the number of
dependent variables  significantly exceeds  the number of active elements (k »
m),  the  need to  limit the  number of  indices  describing the  condition  of  the
ecosystem becomes apparent.

     Evaluations  related to processes  (related to the differences in types  and
the force of interaction between organisms) and the results of these processes
(expressed by  the relationships  of the nature or biomass of the  populations
forming the "face" of the  biocenosis) are the  basic  indices  of the structure
of ecosystems.

     In addition, the  need to  add an  indicative approach to  the series  of  new
principles for describing  the  structural  features of natural  ecosystems seems
obvious.    In  this respect, regardless  of whether  the different  indices  are
related  to  estimates of the  rate of  the processes or  to their  results,  we
shall examine  the recent  attempts  to  improve  the  estimates  of pollution of
natural  waters.

     The first group  of estimates consists of  indices which could be expressed
by an integral in  time,  i.e.,  as some result  of the effect (functions)  at  the
time they  were recorded.   This  category includes the indices  which  describe
the  size of  the biomass,  the  number  of species,  the  relationships of  the
members,  etc., and also  the different indices for species resources, variety
and equivalence (expression),  the relative abundance,  domination,  etc.,  calcu-
lated on this basis.

     One of the most  popular and successful  models for evaluating water  pollu-
tion based on a series of indices concerning the benthic  fauna is the  Woodwiss
method developed  for the  Trent  River  (Woodwiss  1964).  Having significantly
reduced the list  of  indicative  organisms, Woodwiss introduced  the  concept of
"group"—usually   for  denoting  easily  determined  forms:    in  some  cases,
species;   in  others  even families.  The principle of the  indicative  value of
such taxa  is supplemented  by  the principle of a decreased  variety  of  fauna in
polluted water.

                                        17

-------
     The  second  group  of  evaluations  of  the  structure  of  ecosystems  is
composed of  indices  which can be expressed  by  a derivative in time, i.e., as
the  rate  of change  in  some  function.   This   category  includes  indices  of
productivity, respiration,  assimilation of  substances, and  other features of
the processes which  take place in the ecosystem.  The number of these indices
is large,  thus,  in order to monitor  or judge the condition of the ecosystem,
it is  necessary  to select a few  representative indices  using any discrimina-
tory criterion.   Earlier (Federov 1977), we formulated the basic requirements
for  determining   dependent   variables  and  listed  some  reference  indices
describing the  condition of  an ecosystem.  We  examined the possible situation
where certain combinations of "normal" and "pathologic" individual indices are
specific with  respect to different pollutants  and consequently the character-
istics of the combinations can be considered symptoms of a specific disease in
the ecosystem.

     It  is  possible to  examine  the  opposite  situation  which  includes  the
absence  of any specific  effect of the  various pollutants, at least for indices
which  describe  the  flow of  energy and  substances in  the  ecosystem.   In this
case,  the  investigation  of  the principles  of behavior  of  the  individual
features permits  interpretations  of whether they are  "good"  or "bad" for the
function and existence of the ecosystem.  The  analysis  of curves or a set of
data  relating to  evaluations  of the  intensity of a process essentially only
provides  information concerning  the  quality of the index which  we consider
demonstrative  in  judging whether this  is  "good" or  "bad" for the system.  The
need  then  arises to  combine indices,  some of which  indicate the good quality
of  the envionment or condition of the ecosystem and others which indicate the
poor condition of the ecosystem.  Two  successive stages are implied in solving
the  problem  which  arises  in this  way:  The   first  requires  introducing an
evaluation  of the quality of  each  dependent variable d.;  the  second involves
evaluating  the  quality  D  based on  the  results  of  evaluations  of selected
indices  d..

     The features  associated with  d. and  y.  can   be established  by "common
sense"  which absolutely  rejects  the  presence  of a   linear correlation between
them,  since the  region  of a  sharp  change in desirability in the norm implies
the  existence of  a region of more serious  changes in function.

      Harrington   (in  Maksimov 1977)  has  introduced the  nonlinearity  of the
formula on a continuous scale:
                                    d = e"e   i                              (2)


 where z. is a  coded  variable which can easily combine  a  linear  function with
 any  rea1!  variables y..   The general  form  of function 2,  which resembles a
 logistics curve, is  snown  in Figure 1.*  It is necessary  to consider the fact
 that the value z = 5; d = 0.98 with z = 4;  d = 0.5  with  z  =  1.5;  d = 0.68 with
 z =  i;  d = 0.37 with z = 0;  and finally,  d = 0.0006  with  z  = -2  correspond to
 desirability of 0.993 (i.e.,  very close to  one).  For discovering the correla-
 * (Editor's note:   figure not reproducible),

                                        18

-------
tion  of  z with real  dependent  variables  y.,  it is  sufficient  to combine the
limits of  the  normal  variability of the dependent variables with the range of
changes in z from -2.2 to 5.

     The  detailed basis  of  the  approaches  used  by  Harrington's  school  to
evaluate  the  quality  of  biologic  systems  is  given by  Maksimov  (1977).
However,  Harrington's function is  not  adequate to  evaluate  the condition of
natural systems due  to the monotonic nature of the correlation between d. and
y. which  it  describes.   In reality, the type of function should be unimoaular
in biology in general and  in ecology  in  particular, i.e., the  curve  for the
function  should  have one  maximum corresponding to  the optimum desirability.
If  we  use  "more-frequently-better"  as   the  initial   position  (instead  of
"greater-better"), the desirability  of  any index can be determined by knowing
its distribution function.

     Theoretically,  distribution  functions should  in  some way  be  related to
the concept of a statistical standard,  but this question has not been investi-
gated  since  the concept  of statistical  standard is  based  on  a hypothesis and
is only intuitively perceived (Fedorov 1977).   Regardless of the nature of the
distribution,  desirability  equal  to "1"  can  always be  designated  to  a model
class  value  and,  in  this case,  the  basic difficulty  is reduced  to  making a
decision concerning  the  rule  for selecting the  range to the  left or right of
"1."

     If we know the  limits of  the  normal  variability of the variable,  it is
possible to  combine  each index for the desirability value  equal  to 0.63 with
any "extreme"  normal  value  which corresponds  to the lower  repartition of the
concept "good" on Harrington's scale.

     Many  different methods can be  used for  determining the  "extreme"  value;
two are shown below.

     The  first method is borrowed  from medical  practice and is  based  on the
percentile method (Sepetliyev 1968).   Any  response values within the limits of
the 25th  to  75th  percentile should be considered  normal,  and a comparison of
the actual values  of these percentiles  for each response with  a given desir-
ability value  will provide  the necessary  bond between  any  real  index and its
desirability value.

     The second method is based on knowledge of the law of the distribution of
response indices  in  an intact system and the  assumption that we can actually
determine the evaluation of the mean ("a") and the evaluation  of the deviation
from the mean (a).  The assumption of a  hypothesis  of normality (if necessary,
"normalization" should  be obtained  by  taking the  logarithm  of  the  results)
allows  isolating  the region  of "normal"  values located within  the  limits of
"a" -  a to "a" + a,  corresponding  to  the evaluation of "good"  and including
approximately  two-thirds  of the response  evaluation figures.*  The  region of
the  values for variables  assigned  by condition "a" ±  2a  will  also  include
"bad"  evaluations, indicating an  alarming state of affairs in  the  ecosystem.
 * Editor's note:  figure not reproducible.

                                        19

-------
In order  to  judge the "poor" or  "good"  state of the ecosystem as a whole, we
should use a generalized desirability index  which  could be calculated as the
mean geometric set of evaluations d-
                           D = rv/dj, d2  ... dm                             (3)


where  d.  are the coded values of  the  particular desirability values found by
one of the methods described above.
                 TABLE   1.    RECOMMENDED  INTERVALS  IN  THE
                 DESIRABILITY  SCALE IN  A 5-POINT SYSTEM FOR
                 EVALUATING   THE  WELL-BEING  OF  ECOSYSTEMS
                                       State             Points
1.0 -
0.8 -
0.6 -
0.4 -
0.2 -
0.8
0.6
0.4
0.2
0.0
Excellent
Good
Fair
Poor
Very Poor
5
4
3
2
1

                AN  EXAMPLE  OF  EVALUATING  THE  STATE  OF  ECOSYSTEMS
                         USING THE  DESIRABILITY  FUNCTION

      Calculation of the desirability values  is  based  on  the  hydrochemical  data
 given in the Woodwiss  article (1977).   In this study,  the  results  for  deter-
 mining the biotic  index in  different sections  of  the Trent  River  and  a  number
 of its tributaries  are  compared with the values  of  the most important  hydro-
 chemical  indices measured  at the same stations.

      Based on the  graphs  in  the Woodwiss work,  graphs were  plotted  to convert
 the  natural  values  of the  selected indices  to   their desirability values.

      The generalized desirabilities  were calculated  for 49  stations  based  on
 the data cited  in  Woodwiss1  work.   The  individual desirability  values for all
 three indices  and the  generalized  desirability values  D calculated  on their
 basis are  shown in  Table  2.  This  table also shows the biotic index value
 determined by Woodwiss  at  these  stations for comparison.   Based on  his  state-
 ment, the deviations in estimating  the  index usually do not exceed  1  point on
 the scale.  Within  these  limits,  the desirability value  D,  multiplied  by 10,
 coincides with  Woodwiss'  index in  34 cases,  and the  difference between the
 desirability and the index exceeds 2 units in only four  cases.   This agreement
 of the data should be considered totally satisfactory.

      In the example, the desirability function was used  to evaluate  the  effect
 of different pollutants on  an ecosystem.  The  results  of an experiment whose
 purpose was to determine the effect of two petroleum  products—diesel^ fuel and
 motor oil—and  a  dispersion  substance—correxite  7664—on  White  Sea  plankton

                                        20

-------
TABLE 2
Station
No.
1
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
Total Permanganate
Oxidi zability
( /ing/liter) and
and Its Desirability
2
5.2
6.7
7.9
6.2
7.3
6.2
4.6
8.8
8.9
2.0
3.8
3.2
1.5
7.5
8.0
6.3
4.8
6.4
2.8
6.0
4.8
3.6
4.6
6.0
5.0
5.0
6.0
4.0
3.0
4.0
4.0
3.0
5.0
5.0
4.0
5.0
5.0
6.0
6.0
7.0
9.0
4.0
6.0
5.0
10.0
10.0
10.0
10.0
12.0
3
0.68
0.53
0.43
0.58
0.48
0.58
0.74
0.36
0.36
0.93
0.81
0.85
0.96
0.46
0.42
0.57
0.72
0.56
0.83
0.60
0.72
0.38
0.74
0.60
0.70
0.70
0.60
0.79
0.87
0.79
0.79
0.87
0.70
0.79
0.70
0.79
0.60
0.60
0.50
0.35
0.79
0.60
0.70
0.29
0.29
0.29
0.29
0.29
0.20
Ammonium Nitrogen
( /ing/liter)
and Its Desirability
4
0.4
3.7
2.1
0.4
2.4
0.6
0.2
9.1
1.2
0.0
1.5
0.1
0.1
1.5
5.4
4.3
0.4
7.4
0.0
1.2
0.5
3.8
0.2
1.9
1.5
1.4
2.3
0.2
0.2
0.2
0.3
0.3
0.3
0.8
0.8
1.6
0.9
2.1
1.2
3.0
2.7
0.3
0.4
0.5
6.2
7.7
6.2
5.3
7.1
5
0.34
0.29
0.46
0.84
0.42
0.78
0.92
0.09
0.62
1.00
0.56
0.96
0.96
0.56
0.17
0.24
0.84
0.11
1.00
0.62
0.83
0.28
0.92
0.49
0.50
0.58
0.37
0.93
0.93
0.93
0.83
0.83
0.88
0.72
0.72
0.55
0.69
0.47
0.62
0.67
0.39
0.88
0.85
0.82
0.14
0.10
0.14
0.18
0.12
Dissolved Oxygen
and Its Desirability
( /ing/liter)
6
9.9
7.0
8.1
8.1
6.3
9.2
10.3
6.0
7.2
11.7
6.3
12.5
12.4
9.5
6.4
10.2
11.1
9.8
13.7
9.3
9.4
5.6
9.8
7.7
7.4
7.1
6.3
10.9
10.8
9.6
10.7
18.4
9.2
9.5
9.1
8.3
8.4
6.0
8.1
7.8
6.7
10.5
9.6
10.6
6.3
6.1
7.6
7.0
6.6
7
0.88
0.37
0.46
0.46
0.32
0.64
0.92
0.30
0.39
1.00
0.32
1.00
1.00
0.74
0.32
0.92
0.99
0.86
1.00
0.68
0.74
0.28
0.86
0.43
0.40
0.37
0.32
0.98
0.97
0.79
0.96
1.00
0.64
0.78
0.62
0-48
0.49
0.30
0-46
0.44
0.34
0,94
0.73
0.93
0.32
0.30
0.41
0.37
0.84
Desir-
ability
8
0.80
0.33
0.45
0.61
0.40
0.66
0.86
0.21
0.44
0.98
0.53
0.93
0.98
0.58
0.28
0.50
0.84
0.38
0.96
0.63
0.76
0.31
0.84
0.5d
0.54
0.53
0.41
0.90
0.92
0.88
0.87
0.91
0.73
0.73
0.71
0.57
0.62
0.44
0.56
0.53
0.36
0.87
0.74
0.82
0.24
0.21
0.26
0.27
0.20
Biotic
Index
9
7
4
5
6
5
6
8
2
6
10
6
8
10
4
2
7
8
4
7
6
8
3
6
3
5
4
4
10
10
10
9
9
9
7
7
6
4
4
4
2
2
8
8
8
4
2
i 3
' 3
3
Difference
10
1.0
0.2
0.5
0.1
1.0
0.6
0.6
0.1
1.6
0.2
0.7
1.3
0.2
1.8
0.8
2.0
0.4
0.2
2.6
0.3
0.4
0.1
2.4
2.0
0.4
1.3
0.1
1.0
0.8
1.7
0.3
0.1
1.7
0.3
0.1
0.3
2.2
0.4
1.6
3.3
1.6
0.7
0.6
0.2
1.6
0.1
0.4
0.3
0.1
 21

-------
when certain combinations of the substances were added according to a plan for
total  factor  experiment  (TFE)  23 were  used.   The  state  of the plankton was
evaluated based on changes in the number of the five species of algae and four
types  of  zooplankton  which  dominated  at  the  time  the experiments  were
conducted (July  1975)  and based on changes in production  indices in fractions
of the controls, set at 1 for all 11 response functions  (Table 3).
                                    TABLE 3
                            1
                         Controls
                                                8
 Concentration,  mg/1

   Diesel  fuel x4
   Motor  oil  x2
   Correxite  x3
  0
  0
  0
 10
 0
 0
       0
      10
       0
       10
       10
        0
         0
         0
        10
       10
        0
       10
  0
 10
 10
 Ratio  of  Experimental  Values  to  Control  Values
   Scelentonema
     costatum yx
   Small  flagellata y2
   Chaetoceros
     wighamil y3
   Cyanobacteria  y4
   Dynabrion
     pellucidum ys
   Microzetella
     norvegica y6
   Oitona similis y7
   Acartia longiremis y8
   Temora longicornis y9
   Primary production y10
   Tempo assimi-
     lation C02 yn
   Overall desirability D
   Factor symbols
   Regression
     coefficients b.
1.00
1.00

1.00
1.00

1.00

1.00
1.00
1.00
1.00
1.00

1.00
1.00
ii -I n
0.
0.
10
06
0.12
0.16
0.09
0.12

0.28
0.60
0.08
0.04

0.16
0.12
0.98  0.17  0.07
0.92  0.06  0.63

0.89  0.21  0.29
0.12  0.97  0.10
0.95
0.92
0.14
0.48
0.82

0.25
0.24
 xi
     0.97
     0.57
     0.99
     0.98
     0.82

     0.70
     0.39
      X2
      0.86
      0.32
      0.14
      0.41
      0.56

      0.93
      0.22
      X1X2
       0.98
       0.79
       1.00
       0.99
       0.93

       0.92
       0.81
      0.88
      0.50
      0.14
      0.48
      0.32

      0.95
      0.24
      XXX3
0.93
0.19
0.99
0.98
0.94
 10
 10
 10
       0.07
       0.05

       0.21
       0.16
0.10   0.06  0.11   0.19  0.10  1.00   0.14
0.75
0.10
0.12
0.41
0.10
0.72   0.34
0.49   0.15
X2X3  X1X2X3
0.442   -0.230 -0.130 0.102 -0.020 0.002 0.028 -0.045
      The relationship  between each  of  these functions and the  three  factors
 studied generally does  not  coincide with the rest.   If  the  number of  diatoms
 decreases under the effect of the petroleum products, the growth  of blue-green
 algae will  be significantly stimulated with certain values of impurities,  with
 which  the  increase in  primary  productivity in those variants of  the  experi-
 ments where  diesel  fuel  was added is apparently related.   The different types
 of  zooplankton  significantly differed  with  respect to  sensitivity  to  the
 petroleum products and the correxite.
                                         22

-------
     Desirability  functions  can be  used  to conduct a  complete  evaluation of
the effect of  the  pollutants on the entire  set  of indices characterizing the
condition  of the  plankton.   In this  respect, a  basic difficulty  exists in
selecting  the  scale  for converting  the actual  response  function  values to
their desirability values.   It  is  more or  less  clear that it  would  be more
desirable to consider  a  situation  where there is  generally  no harm in evalu-
ating the  damaging effect  of external  factors on the system.   This means that
the value of the response function  in the controls should be used for 1 on the
desirability scale.   Establishing  such a  value for the response  function in
which the  desirability should  be considered equal to 0 is less  specific.  In
particular, for a number of individual  species in a community,  decreasing them
to  0,  i.e.,  the  total  death  of  the  population,  is  naturally an  extremely
undesirable  phenomenon,  but  it  is  also clear  that  decreasing  the  number of
species  to  some critical value,  beyond which  the population cannot  recover
even after  the harmful  effect  has been  eliminated,  is no  less undesirable.
Since the critical  values for the number of real  species in real  ecosystems is
still  unknown,  we  selected  some  intermediate point  whose position  can  be
determined on  the  basis of  any biologically  plausible  hypotheses for con-
structing the desirability scales.   In our example,  we  used the  rather widely
held opinion that a two-fold  decrease in the number of the  population with one
harmful  effect  should  be considered acceptable in the sense that this  popula-
tion preserves the capacity to return to the initial  state  after  the pollution
has  been eliminated  (e.g.,  due  to self-purification  of  a   reservoir).   We
extended this hypothesis to  the productive indices due to  the absence of any
other  sufficiently plausible hypotheses.   Indices which  were higher in  the
experiments than the controls,  i.e.,  indices for which  y.  >  1  were doubled in
comparison with the controls.

     In  this  context,  "acceptable" means  a deviation  from the  control  which
corresponds  to  an  evaluation   between  "good" and  "excellent" on the  desir-
ability  scale.   In our  case,  we selected  the numerical  value  of  the  desir-
ability  d =  0.85  for quantitatively expressing this  evaluation.   The value of
the arbitrary variable z = 1.9 corresponds to this value. ^We  used  z =  5.0 for
the values of y. in the controls; this  gives a value of  D ~ 1  in  using  formula
(2).  In selecting these "reference points," the values  of  y.  can be converted
to z values by using the linear transform



                              z = Vis'2 •  where
p = u when y ^ 1.
p = 1/y when y > 1.


     Table 2 shows the desirability values calculated by this method.

     The same table shows the values of the regression coefficients  calculated
according to the  values  for the three factors studied  and  their interactions
[verification of the  significance  using  Daniel's method [Daniel  1959)] showed
that diesel oil had a more pronounced effect than motor oil  on plankton (based
on  the total  of  11  selected  indices) in  certain  hypotheses concerning  the

                                        23

-------
desirability of  changes  caused by additives.  The  effect of each of them was
greater  separately  due  to  the presence of a positive  effect  of their inter-
action.   This  interaction  should be  considered  the  sign  of a  monotypic
nonlinear "dose-effect"  function  for  the two substances;  as a result, adding
each of  them  to a system which is already subject to the  inhibiting effect of
the  second  does not cause  an equally great effect.  A similar case has been
previously examined (Maksimov  1977).

     The effect  of  correxite on the  value  of  the desirability  function, like
the  effect  of its interaction with the petroleum products,  was  insignificant;
it  is  thus  possible to  conclude that a 10 mg/liter concentration of correxite
does  not cause  any  significant undesirable changes  in plankton and does not
alter  the  toxicity  of the  petroleum  products  if "toxicity" is  defined as the
ability  of  a  substance  to  cause   undesirable  changes  in  a  community  or
ecosystem as a whole.
                                   CONCLUSION

      Using  the existing methods  for evaluating  standards, and establishing the
 extreme  limits  of  "good," etc.,  it  is doubtful  whether it is  expedient to
 attempt  to  improve  a  proposed  system  for evaluating the  state of an ecosystem.
 It  can be accepted or rejected  on the basis (again!) of a totally subjective
 opinion  concerning  the fact that  it  is worse or better than other evaluation
 systems.   Attempting  to  combine the  different  schemes  or,  on the other hand,
 allowing them to exist  in parallel  and  independently  if knowing the logical
 basis and structure of the design is the only criterion for their existence,
 could also  be  justified.

      It  is doubtful whether any one  system could be developed which would be
 better than all  of the  others  and  which  would  consequently be preferred in
 analyzing the conditions  of  ecosystems.    As  a  function of  human goals, the
 features of the conditions and  communities  and the methods of evaluation will
 be  different  in each case.   However,  the  principles  on which  the methods of
 evaluation  are based cannot be  numerous.   Based  on general considerations, it
 would seem  that all  methods will   concern  the  features  of the functional-
 spatial  structure  of  ecosystems  or  their  living components to  a greater or
 lesser degree.   The integrity  of such structures  as ecosystems cannot be based
 on  the  features of  their organization.    The  methods  of  evaluation  will be
 easier  to  vary  as a function  of the  type of  ecosystem,  its  maturity, and
 "resistance reserves"  (resistance) when they are  used by humans.  With respect
 to  toxicologic evaluations of the quality  of water, despite  their primitivism
 and  low  price,  their role  in making  ecologically  based decisions cannot be
 decisive.
                                     SUMMARY

      The problem of evaluation  of  the state of the ecosystem  on  the  basis  of
 many  structural   and   functional   indices  has  been  considered.    Rules for
 choosing these indices during  the  elaboration  of  the  system  of control  of the
 quality of the environment are suggested.   The  main difficulty  in  carrying out
 such a control was  shown,  namely:   the numerous  response  functions and inde-

                                        24

-------
pendent variables.   Establishing a generalized criterion for the  state  of  the
ecosystem which  unifies  individual indices makes it possible to overcome this
difficulty.

     The  use  of  the  so-called  desirability  function  is  proposed  as   one
approach to the solution of this problem.  The principles of the transition of
the  concrete  indices  to  the   conditional  scales  of  desirability  are also
described in the paper.  The practical application of the proposed approach is
shown by two specific examples.


                                   REFERENCES

Fedorov,  V.  D.   1976.   Problems  in  the maximum  admissible effects  of  the
     anthropogenic  factor  with  respect  to  the ecologist.   _In  Comprehensive
     Analysis  of  the Natural  Environment.   Gidrometeoizdat Press, Leningrad.

Fedorov,  V.  D.  1977.    The  problem  of  evaluating  the  normal  and pathologic
     condition of  ecosystems.    In  Scientific Principles for  Controlling  the
     Quality   of   Surface  Waters   Based  on  Hydrobiologic  Indices.   Proc.
     Sov.-Eng.  Seminar, Gidrometeoizdat Press, Leningrad.

Golikova, T.  I.,  L. A.  Panchenko,  and M. Z. Fridman.   1974.   List  of  second
     order plants.   Izd-vo MGU.

Maksimov, V. N. , and V.  D. Fedorov.  1969.  Mathematical planning of biologic
     experiments.    _In  Mathematical Methods  in  Biology  1968.   Izd-vo VINITI,
     Moscow.

Maksimov, V. N.  1977.   Specific problems in studying  the  combined  effect of
     pollutants on biologic systems.  Gidrobiol.  Zhurn.  13(4).

Sepetliyev,  D. A.   1968.   Statistical methods in scientific  medical  studies.
     Meditsina Press, Moscow.
                                       25

-------
            PETROLEUM POLLUTION AND MICROFLORA IN MARINE ECOSYSTEMS

                                      by

               M.  V. Gusev, T. V. Koronelli and V. V. Il'inskiy
                             Department of Biology
                            Moscow State University

                                 INTRODUCTION

     Petroleum and  petroleum products have become  integral  components  of the
marine  environment.   In  undergoing  microbiologic oxidation,  these compounds
enter  the  natural  cycle  and their  presence has  a definite  effect  on the
microflora of ecosystems.

     Since petroleum products are almost insoluble in water and are less dense
than  water,   their   distribution in  the  ocean  is not  uniform.   There are
critically  polluted  areas  (petroleum  discharges  resulting  from  accidents,
ports,  petroleum  output  regions,  outfalls discharging polluted  water) where
the  surface  of  the  ocean is completely  or partially covered  by a  film of
petroleum;  moderately  polluted  areas  where  petroleum   cannot  be  visually
detected and  there   is  no film, but  the  concentration of petroleum products
exceeds  the  maximum  admissible quantity (open  waters   of  the ocean);  and
finally, there are  sections  which are free of petroleum and the concentration
of petroleum  products is below the maximum  admissible  concentration  (some of
the  world  unperturbed  by man).   The effect  of  petroleum  pollution on micro-
flora  is a  function of its  intensity.   For  this reason,  our studies involved
areas  of  the ocean  with different degrees of  pollution:   ports  and polluted
coastal waters, the  open  sea  and regions totally free of pollution.

     The following aspects of the problem  were emphasized:

     (1)  Determining   the  quantitative  mechanisms  of the  distribution  of
          petroleum-oxidizing  microorganisms  and  microorganisms   from  other
          groups;

     (2)  Evaluating the possibility of  indicating petroleum pollution using
          specific microflora;

     (3)  Determining   and   studying  the  active  petroleum-oxidizing  micro-
          organisms.

     The   regions   investigated  were   generally   located  in  the  northern
 latitudes.   They  included the  Finnish Straits  of  the  Baltic Sea,  the Arctic
Ocean  of  the USSR (White, Barents,  Kara,  Laptev Seas), the coastal waters of
Wrangel  Island,  the  coastal  waters  of  the   Komandorskiy  Islands*  the north-
western part of the  Pacific  Ocean (Figure  1).

                                      26

-------
       100
120
140
160    180
160
140
120
100
 60
      /   /   /   7   7
                                                            60
 40
 20
                                                            20
                                                                  120
        Figure  1.  Location of the sampling sites in the Pacific Ocean.


     We  note  that  similar   studies  have  been conducted  previously  in the
regions  of  the Soviet  Arctic.   However,  pollution  from  petroleum products
represents  the  greatest  hazard  in  these  latitudes,  since  petroleum bio-
degradation  processes   are   slow  at  low  temperatures.    The  quantitative
mechanisms  in   the  distribution  of  petroleum-oxidizing microflora  and other
microorganisms  were  studied  in  the  Arctic Seas,  the coastal waters  of the
Komandorskiy  Islands,   and the   northwestern  section  of  the  Pacific  Ocean.
Water samples  from all  of these  regions, and  samples  from the coastal waters
in the Finnish  Straits of the Baltic Sea and the region of Wrangel Island were
used  to  determine  and  investigate  the   active  petroleum-oxidizing  micro-
organisms.
                                    METHODS

     In studying the  coastal  waters,  the samples were  taken  from the surface
layer with a 100-ml sterile bottle; in open waters the samples were taken with
a Zobell bathometer.
                                     27

-------
     In  working in  the  open  waters  of  the Pacific  Ocean (October-December
1977), the samples  of water were taken from a  boat which was  1  km away from
the  ship.   Samples  of  the  surface  film were  taken with  a  sterile capron
screen,  and  samples were  taken from the meter  level  with Zobell bathometer.

     The water  temperatures  during the investigation  period  were as follows:
0 to  6°  in the Arctic  Seas  (surface  partially  covered with ice),  2 to 4° in
the  coastal  waters  of the Mednyy  I.   (Komandorskiy I.) and 20  to  22° in the
northwest part of the Pacific Ocean.

     The total  number of bacteria was determined on "synpor" membrane filters
with  pore  diameter  of  0.2  urn.   The number of individual groups  of micro-
organisms  was  determined by  the  cup method  in  the  following media:   MPA
(heterotrophs),  Tiller's  medium  (oligocapnophils),  Chapek medium with  1%
diesel fuel  (hydrocarbon-oxidizing + hydrocarbon-resistant).   SGO with diesel
fuel  was  inoculated  in  silica  gel  medium  to  calculate  the  hydrocarbon-
oxidizing  microflora from the  microorganisms separated  in  the Chapek medium
with  diesel  fuel  (Walker  and Colwell  1976).   Carbon tetrachloride  extraction
with  subsequent  measurement  in   an   "oil-102"  device  (Japan)  was  used  to
determine  the  hydrocarbons  in the  water  samples.   Krasil'nikov  and Berg
detectors  and some  original  works were used to  determine the species affilia-
tion  of  the hydrocarbon-oxidizing microorganisms.


                NUMBER  AND DISTRIBUTION OF PETROLEUM-OXIDIZING
                     AND  OTHER  MICROORGANISMS IN THE OCEAN

      During  the Arctic  expedition of 1974,  the northern  seas  were examined
along the  routes from Arkhangel to the Tiks  Bay.  The  level of pollution could
be  described as moderate  in the  open waters and  critical  in ports and local
spots in the  straits.   The number  of microorganisms  in  the surface waters,
counted  in agar medium  containing a  petroleum product, consisted of 1500-7000
cells/ml.   In the  relatively  shallow areas  (9-39  m),  as the depth  increased
and in the subsurface  layer, there  were  one to two orders of magnitude fewer
microorganisms.   The  number  of  petroleum-oxidizing  microorganisms  in  the
deep-water regions  (129-208 m) on the surface and  subsurface layer  was  1 cell
in  10 ml of  sample.   The number of petroleum-oxidizing bacteria  in the  surface
layer of the port,  Dikson,  where  strong  pollution was observed, was  10 times
greater  than  in the samples from the open  sea.   However,  the  same number of
colonies grew  in  the media with  diesel  fuel  and machine oil.  Agar-treated
mineral  medium containing no hydrocarbons was  used as the control.  We found
that a  significant  number of microorganisms grew  in the control  medium, often
equaling the number  of  microorganisms in the medium containing the petroleum
product.  In investigating  the microorganisms  isolated in the  medium contain-
 ing the petroleum product in  the  laboratory,  we found that only 46.4% of the
 strains  also oxidized the petroleum  product in  a  liquid medium;  the remainder
 grew because of the agar and the  impurities  contained  in  it.

      Using agar-treated medium containing  a petroleum  product in  quantita-
 tively calculating petroleum-oxidizing microflora  produced results  which were
 too  high  (almost  two   times)  due to the  oligocapnophilic  forms.    However,
 despite this  fact,  the number of petroleum-oxidizing microorganisms in the


                                       28

-------
northern  seas  of the USSR is  high,  and  the number is significantly higher in
the chronically  polluted regions.   At the  same  time,  a significant number of
microorganisms which cannot actively  use petroleum products  but which carry
high concentrations  of these compounds, also live in the seas.

     The  results  of the Arctic expedition induced us to turn our attention to
the  method of  calculating  the  petroleum-oxidizing microorganisms  and their
quantitative   relationships    with   microorganisms  from   other  physiologic
groups--heterotrophs and  oligocapnophilic  organisms.   The method of saturated
cultures   in   a   liquid  medium  containing  a  petroleum  product  used  for
calculating petroleum-oxidizing microflora is  not sufficiently precise and is
inconvenient,  particularly in conducting  investigations  in water  with a low
number of bacteria  (less than 1 c/ml).  As Japanese and American authors have
shown, the most  precise  results  are  obtained  by inoculations  in  silica gel
medium containing a petroleum product (Seki 1973; Walker  and  Colwell  1976).
The  disadvantage of this method  is  based on  the fact  that it  is  method-
ologically difficult to  prepare  silica gel medium and  impossible to do so in
the conditions of an expedition.   For this reason, in the subsequent studies,
we  used  agar-treated medium containing a  petroleum product,  representing the
bacteria  which grew in  the  medium  as the  sum of hydrocarbon-oxidizing  and
hydrocarbon-resistant  bacteria,  and  we  then  inoculated the  microorganisms
separated  in the  laboratory  in silica gel medium with a petroleum product and
calculated  the  number  of hydrocarbon-oxidizing  microorganisms.   We  simul-
taneously  developed  a  method for preparing silica gel  which was suitable for
field conditions.

     The  study  of the quantitative  relationships  between petroleum-oxidizing
and  other microorganisms  revealed  the  role and  significance  of  petroleum-
oxidizing  microflora in  the  ecosystem with respect to the level of pollution.
These microbiologic  studies  were  conducted in open waters in the northwestern
part of the Pacific Ocean.  We investigated the  following:   (1)  the number and
distribution  of   saprophytic,  oligocapnophilic  and   hydrocarbon-oxidizing
bacteria  between  the surface  film  and the  subsurface water; (2)  the activity
and resistance of bacterioneustons  and bacterioplankton to petroleum products;
and (3) the indicative significance of hydrocarbon-oxidizing bacteria.

     The  number of  bacteria  from  all of the groups studied  was higher  in  the
surface film than at the meter level  (Table 1).   Saprophytes  predominated in
both levels.  The number of  saprophytes  in the  surface microlevel  varied from
70 to 5500 cells  per 100 ml  of water; it did not exceed  500 c/100  ml at five
stations,  and  was over  1000 c/100  ml at the  seven  others.    The  enrichment
factor E* at the  six  stations did  not exceed  10  and was greater than  10  at
only  three  stations;   the  maximum  value  was  59.5.   A  higher  number  of
saprophytic bacteria was  observed  on the  meter level  at  three  stations.   The
number of  saprophytic  bacteria on  this level varied from  10 to 3100 c/100 ml
and exceeded  1000 c/100  ml  at only  four stations.   A correlation was  found
between the number of this group in the surface  microlayer and the water layer
(r = 0.58).
  The ratio of  the  concentration  of bacteria in the surface microlayer to the
  concentration on the meter level.
                                       29

-------
                    TABLE  1.  MEAN  NUMBER (M) OF  BACTERIA  FROM DIFFERENT GROUPS AND  ENRICHMENT
                             FACTOR  (E)  AT  STATIONS  IN  THE  NORTHWEST  PACIFIC  OCEAN
CO
o

Station
No. Level
1

2

3

4

5

6

7

8

9

10

11

12

220
1
220
1
220
1
220
1
220
1
220
1
220
1
220
1
220
1
220
1
220
- 1
220
1
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
pm
m
Saprophytes
M
(c/100 ml) log M
1350
205
103
220
6200
500
1290
550
55000
925
1900
1300
24000
1050
300
230
425
1600
3900
3100
115
100
70
355
3.13
2.31
2.01
2.34
3.79
2.70
3.11
2.74
4.74
2.97
3.28
3.11
4.38
3.02
2.48
2.36
2.63
3.20
3.59
3.49
2.06
2.00
1.85
2.55
E
0.6

0.5

12.4

2.6

59.5

1.5

22.9

1.3

0.3

1.3

1.2

0.2

Oligocarbophils
M
(c/100 ml) log M
200
100
85
4
2000
4
116
1
340
180
500
1000
14000
70
440
47
620
360
3800
800
40
2
1
1000
2.30
2.00
1.93
0.60
3.30
0.60
2.06
0.00
2.53
2.26
2.70
3.00
3.15
1.85
2.64
1.67
2.79
2.56
3.58
2.90
1.60
0.30
0.00
3.00
E
2.0

21.3

500.0

116.0

1.9

0.5

200.0

9.4

1.7

4.8

20.0

0.0

HC-oxidizing+HC- resistant
M
(c/100 ml) log M E
60
50
11
20
1000
21
255
1
850
265
570
1400
6450
90
245
160
250
1605
2200
2100
60
4
4
30
1.78
1.70
1.04
1.30
3.00
1.32
2.41
0.00
2.93
2.42
2.76
3.15
3.81
1.96
2.39
2.21
2.40
3.21
3.34
3.32
1.78
0.70
0.60
1.49
1.2

0.6

47.6

255.0

3.2

0.4

71.7

1.5

0.2

1.1

15.0

0.1


-------
     The number of  oligocarbophilic  bacteria in the surface film exceeded the
number  of  hydrocarbon-oxidizing and  hydrocarbon-resistant bacteria  at seven
stations and  varied within the  limits  of  1  to 14,000 c/100 ml;  however,  the
number  of  bacteria  from  this  group exceeded  1000  c/100 ml  at  only three
stations.   The  enrichment  factor  did  not  exceed  10  at five  stations,  and
varied from 20  to  500 at five  stations.   A  higher  number was  observed at the
meter  level  at  two  stations.   The number  of this group of bacteria  in  the
meter  level  did not  exceed  100 c/100  ml  at seven  stations;  there  were  1-4
c/100 ml at  four  stations, and the number varied from 180 to 1000 c/100 ml at
the  other  five  stations.   No  correlation  was  found  between  the  number of
oligocapnophilic bacteria at the two levels studied.

     The number of hydrocarbon-oxidizing and hydrocarbon-resistant bacteria in
the  surface  film  varied from  4 to  1000  c/100  ml  at  the ten  stations,  and
reached 2200 and 6450 c/100  ml at  only  two stations.   At the meter level,  the
number was 100  c/100 ml  at seven stations, and varied from 160  to 2100 at the
other five.  The enrichment  factor for  the  microsurface  level  did not exceed
3.2 at four stations, and varied from 15 to 71.7 elsewhere; the  factor was  255
at only one  station.   A  high number of bacteria  was  found at  the meter level
at  only four   stations.   No  correlation  was   found  between  the number  of
bacteria in the surface film and at the  meter level;  this indicates that there
is no direct correlation between the number of  bacteria  in  these two levels.

     Overall, the  mean  values for the  number of  different  bacteria  in  the
surface film were  (per 100 ml): saprophytes 7888 c,  oligocapnophilic 1845 c,
hydrocarbon-oxidizing +  hydrocarbon-resistant 996 c;  the values for the meter
level were, respectively:  845, 297,  and 479 cells.

     A  correlation  was  found  between  the  number  of  all  of  the groups  of
bacteria studied  both in the surface film  and  on the meter level  (Table  2).
The  data obtained  concerning  the  high  number of saprophytic bacteria  in  the
surface film in comparison to the meter  level generally agree with the data in
the literature.

     However, an inverse  correlation was sometimes found;  this could be due to
the presence of substances  in the  surface film which  inhibit the development
of  bacteria  (Sieburth  1972),  and  to  a  combination  of  other  unfavorable
factors—intensive  solar  radiation,  high  surface tension,  high  oxidation-
reduction  potential,  hydrologic  conditions,  etc.   The result of this  could be
a decrease in the  number of bacterioneustons; as a consequence,  accumulation
of bacteria  in  the  surface film would  not adequately replace the  cells from
dead microorganisms (Dietz et aj.  1976).

     There  was  a close correlation  between the number  of hydrocarbon-oxidizing
and  oligocapnophilic  bacteria  and  also  between  the  hydrocarbon-oxidizing
bacteria and the  saprophytes;  the  relatively high correlation  coefficient is
an indication of this (Table  2).   This  apparently indicates that representa-
tives of both the  saprophytes and  the oligocapnophilic bacteria  are  included
in  the composition   of  the  hydrocarbon-oxidizing  and  hydrocarbon-resistant
bacteria,   and   a  closer  correlation  between  this  group  and   the number  of
oligocapnophilic bacteria was observed on  the meter  level.
                                        31

-------
TABLE 2. CORRELATION COEFFICIENT FOR THE NUMBER OF BACTERIA FROM THE DIFFERENT
         PHYSIOLOGIC GROUPS
                                                          Level
     Physiologic Group                            220 urn              1m

1.   Oligocapnophilic -
     saprophytes                                   0.67              0.59
2.   Hydrocarbon-oxidizing and
     hydrocarbon-resislant
     saprophytes                                   0.85              0.70
3.   Hydrocarbon-oxidizing and
     hydrocarbon-resistant
     Oligocapnophilic                              0.82              0.84
     The  hydrocarbon-oxidizing and hydrocarbon-resistant bacteria at seven of
 the  12  stations represented  a  high  percentage of  the total  number  of the
 heterotrophic  population at  the meter  level  (Table  3).  This indicated that
 the  biochemical  activity of the  bacteria in  the  surface  film  is no higher than
 the  activity  of the bacteria  in the water layer with  respect  to petroleum
 products.


 TABLE  3.   NUMBER OF  HYDROCARBON-OXIDIZING AND  HYDROCARBON-RESISTANT BACTERIA
           IN PERCENTAGES OF THE  TOTAL  NUMBER OF  HETEROTROPHIC BACTERIA

Level
Station No.
12 3 4 5 6 7 8 9 10 11 12
 Surface
 layer
 220 pm     3.9  5.9  12.2  18.3   1.5  23.8  17.0  33.1   23.9   28.6   38.7   5.6

 Meter
 layer     16.4  8.9   4.0   0.2  24.0  60.9   8.0  57.8   81.9   53.8    3.9   1.9
      The highest quantity of  hydrocarbons  was contained in the  surface  layer
 (Table 4):   from 0.38 to 3.22 ing/liter.

      The concentrations of  hydrocarbons  on the meter level  were  significantly
 lower:  from 0.06 to 0.19 mg/liter.   The indicative significance  of petroleum-
 oxidizing bacteria has been discussed in the literature.
                                        32

-------
TABLE 4.  CONCENTRATION OF HYDROCARBONS IN SAMPLES OF WATER FROM THE NORTHWEST
          PACIFIC OCEAN (in mg/liter)
                                        Station No.
Level
220 M"i
1 m
1
3.22
0.19
2
2.94
0.14
3
3.22
0.06
4
1.62
0.64
5
1.94
0.10
6
1.74
0.18
7
0.80
0.14
8
0.88
0.15
9
1.06
0.12
10
0.48
0.08
11 12
0.72 0.38
0.18 0.15

     This  concerns  whether or  not  it is possible to determine  the degree of
pollution  based on  the number of hydrocarbon-oxidizing bacteria.  As our data
indicate,  no  correlations  between  the  number  of hydrocarbon-oxidizing  and
hydrocarbon-resistant  bacteria  and  between  the fractions of these bacteria in
the entire heterotrophic population and the concentration of hydrocarbons were
found for  the  surface film or  for  the meter  level of open waters (Figures 2,
3).

     The presence of bacteria which could grow in hydrocarbons and mixtures of
hydrocarbons in the  water  samples were not correlated with  the  concentration
of  hydrocarbons  in  these  samples.   Walker  and Colwell  (1976)  arrived at  a
similar  conclusion   in  conducting  studies  in  the Chesapeake Straits.   This
conclusion is  logical  if we consider studies of hydrocarbon absorption by the
cells of microorganisms.   It  has been found that oxidation of hydrocarbons by
microorganisms takes  place  when the  cells  are   in  direct  contact with  the
substrate;   the  hydrocarbon   enters  the  cell  by  passive  diffusion  and  is
solubilized  in  the   lipophilic  parts  of  the cell  wall (Koronelli  1979).   The
concentration  of  the  hydrocarbon  in  the medium  should  not be  less than  0.1
g/liter for  this process to take place.   The quantities  of petroleum products
usually observed in  open waters are significantly lower  than  the "substrate"
concentrations;  this  explains  the  absence of  any correlation  between  their
concentration "and  the  number  of  petroleum-oxidizing  microorganisms.    The
necessary  "substrate"   concentrations   usually   occur   in   chronically   and
critically polluted  bodies  of water (ports, petroleum products  and discharge
sites,  accidental   discharges  of  petroleum).   However,  it  is  necessary  to
remember   that   the   number   of  hydrocarbon-oxidizing   bacteria   does   not
necessarily  increase proportionally  at  such  sites,  since their  development
will be limited by a number of other factors,  primarily a shortage of biogenic
elements—nitrogen and phosphorus.

     We conducted studies  in  the  northern part of  the Pacific Ocean in  the
area of Mednyy Island to investigate the  distribution  of  hydrocarbon-oxidizing
microflora   in  unpolluted  waters.   This   island,   which  is  part  of  the
Komandorskiy Archipelago, is  one of the  few places where  the  effect of  human
activity on  the  surrounding  environment  is  almost  absent.   There  are  not
permanent  settlements  on the  island,  and the  marine freight routes  are  far
away.    For this  reason, the  coastal  waters  can  be  considered  an  unpolluted
ecosystem.
                                       33

-------
               LOG A
                       %A
                                                     40
                                                     30
                                                     20
                                                     10
             0
              0
2

I
                     0
0
                                                                         3L
3   C
                                                                                          H
Figure 2.  Correlation  of  the  number  of hydrocarbon-oxidizing  and  hydrocarbon-resistant bacteria  (I)  and
          their  percentage  of  the  total  heterotrophic  population (II) with the amount of  hydrocarbons in
          the  surface  film;
   j>
     log A - Logarithm of the number of bacteria,
     %A    - percentage of the number of hydrocarbon-oxidizing and hydrocarbon-resistant
            bacteria  in the total  heterotrophic population,
     C.     - concentration of hydrocarbons in mg/liter.

-------
           LOG  A
         0
              %A

            80


            60


           40


            20
           0       0.1
0.2  C
             0
                                    H
0
0.1
0.2  CH
Figure 3. Correlation  of  the  number  of  hydrocarbon-oxidizing   and   hydro-
          carbon-resistant  bacteria  (I)  and their  percentage of  the  total
          heterotrophic population (II) with the amount of  hydrocarbons  at the
          meter level; symbols same as for Figure 2.


     Although all of the island systems in the North  Pacific  share many  common
features, each  one has  its  own characteristics which determine not only the
topography  and  climate,  but also  the communities which  populate  them.  In
particular,  there  are large  lairs  of marine animals on Mednyy Island—seals
and  dotterel.   Rich  populations  of  seaweed have  developed in  the coastal
waters, forming dense overgrowth in some places.

     The microbiologic  studies  in the  coastal  waters off  Mednyy Island were
conducted during the  Northern  Expedition  of the Biological Faculty of  MSU in
June-July  1976.    The  total  number  of  microorganisms  and  the   number  of
individual   groups—heterotrophic,  oligocapnophilic and hydrocarbon-oxidizing
microorganisms were determined.  The  microbiologic studies also included both
the  western and  eastern coasts of  the southeastern part of  Mednyy Island;
there were 23 stations (Figure 4).   The  total  number of bacteria varied  within
the  limits   of  10-15  million c/ml.   Oligocapnophilic bacteria   were most
prolific; the number  at the different stations varied  from  120 to 24,000 c/ml,
and they were predominant at 12 out of 23  stations  (Figure  5).
                                     35

-------

           16
Figure 4.  Southeastern part  of Mednyy  Island.
          taken.
          LOGm
^Stations where  samples were
4
3
2

1
STATION
SAMPLING SITE
-
-
— •,
\
t
•
w
•r
H •

»
ff
0



•



_







-









^^^



^


fj




1 1 7 I 8 1 9 1 13 1 10 1






•1





1 12
GLIUKA BAY JPODEMNAYA BA




















a
-










17 1 18 1 19
Y OZHIDDIYA BAY











6 1
PERESHSEI BAY
           LOGm
J
4

3
2
\
1

STATION
SAMPLING SITE
~ rn n •-. ?

-




•




*





*
25 1 24
S.WPROMON














f
1.











H


5 1 4 1 3 1 2
SEKACHINSKAYA BA^






,



















•



I
r
.'•1










1
1
•m_
20 1 21 1 15 1 16 1 1?
f PALATPROM1LEVYAZHIYABAY
 Figure  5.  Number  of  bacteria in  the  coastal  waters  of  the  southeastern part of
           Mednyy  Island:  a)  east coast; b)  west  coast.   Number of bacteria
           (c/ml)  o hydrocarbon-oxidizing and  hydrocarbon-resistant;  a  sapro-
           phytes;  • oligocapnophilic;  *number of  bacteria  less than 1  c/ml.
                                      36

-------
     The  number  of heterotrophs  was  generally small  and did  not exceed 200
c/ml at  13  stations;  this indicated a very insignificant concentration of the
easily accessible  organic  substance  in coastal waters.   On  the western coast
of the island,  the number of heterotrophs was considerably higher than on the
east  coast:    It  was  over  5000  c/ml  at  5  out  of  11 stations.    It  was
particularly  prolific  at the  stations  near  the  seal  and  dotterel  lairs
(stations 24  and 25 at the Southeast Cape and stations 20 and 21 at the Palat
Cape).    This  was  probably due  to the  enrichment  of  the  coastal waters  by
organic  substances as  a  result  of  the vital activities  of  these  animals.
Studying  the  number of  hydrocarbon-oxidizing  bacteria was  of  more interest.
No petroleum  hydrocarbons  were  found  on analysis  of the samples, although the
sensitivity  of  the  recording  device  was  relatively   high—0.05  mg/liter.
Nevertheless,   in   using   the   method  of  counting  in  agar-treated  medium
containing  diesel   fuel,  we   obtained  high  values   for  the   number  of
hydrocarbon-oxidizing  and  hydrocarbon-resistant bacteria:  up  to  20,000 c/ml
at some stations and below 200 c/ml at only eight  stations.   However,  only 50%
of the strains  isolated  grew in the silica gel medium.   This was also true of
the  real  hydrocarbon-oxidizing bacteria.  The remaining  bacteria  isolated  in
the agar-treated medium  containing a  petroleum product did not assimilate the
petroleum product  and  grew because of the organic substances contained in the
agar.  In analyzing the  data presented in Figure  5, we see that the number of
hydrocarbon-oxidizing bacteria isolated  in  the agar medium correlate  with the
number of oligocapnophilic bacteria in the overwhelming majority of the cases.
A correlation between the hydrocarbon-oxidizing and heterotrophic bacteria was
observed  less  often and  only when there was  a large number  of heterotrophs.

     However,   the   number  of hydrocarbon-oxidizing  bacteria at  a number  of
stations  remained  significant  and was in no  way related to pollution.   The
presence  of  these  microorganisms  in  unpolluted coastal  waters is  due  to  the
variety  of  their  food  requirements,  since we  know that there are no  highly
specialized  forms  in  this  group  of organisms  (ShlegeV   1972).   The  high
concentration of hydrocarbon-oxidizing bacteria at some stations could be due
to the  following  causes.  It  has been  shown  that a large part of microbial
enzyme systems responsible for oxidizing hydrocarbons from the paraffin series
are inducers (Rozanova 1975;  Klug and Marcovetz 1971).   Oxidized hydrocarbons,
the higher alcohols, aldehydes,  and  acids can be  inductors.   The formation  of
lipid substances  of this type could  be  related to the vital activity  of the
seals and is  very  highly  probable in this region.  In addition,  the  copious
seaweed in the  coastal  waters  of the  island could  also  be  a source of hydro-
carbons  and  their derivatives  (Caparello  and  LaRock   1975).    Hydrocarbon-
oxidizing bacteria are thus a normal  component of  the coastal  waters of Mednyy
Island,  and  the  large  amount  found  at a  number  of  stations   is  not  an
indication of pollution from petroleum products.

     Similar  results were  recently obtained in foreign studies  of microflora
in the estuary of the  Neuse River (North Carolina).   It was  found that a large
number of microorganisms  capable  of  using hydrocarbons  could be found even  in
natural  waters  with  comparatively  low  levels  of  pollution  from petroleum
hydrocarbons (5-79-10-9 g/ml) (Buckley et aJL  1976).
                                     37

-------
     With respect  to  the results of the expedition's studies, it is necessary
to mention  that  the presence of petroleum-oxidizing microorganisms in regions
moderately  polluted by  petroleum and in unpolluted  regions  is not related to
the  presence  of  petroleum products  and  consequently  these microorganisms
cannot be used as  a pollution indicator in these conditions.


              PETROLEUM-OXIDIZING MICROFLORA IN MARINE ECOSYSTEMS

     Microorganisms which  assimilate petroleum products were  isolated in pure
cultures  and studied,  and the most active  forms  were  determined by species.
Pure  cultures  were  obtained  by  inoculating water  samples  in  agar-treated
medium containing  diesel fuel  or liquid paraffin  or by the cumulative culture
method in  medium containing 1% paraffin (a  natural source of  hydrocarbons and
energy).   Petroleum-oxidizing  hydrocarbons  from  the  following  regions were
investigated:   the coastal  waters  of the  Finnish straits,  Arctic  Seas from
Arkhangel   to  the Tiks  Bay,  the  coastal  waters  of  Wrangel   I.  and  the
Komandorskiy  Islands.   All  of  these places  were in communication  and were
located  in  regions with cold and very  cold climates (55-75°N latitute).  The
waters  in  the   Finnish  and Yenisey Straits are  characterized  by pronounced
distillation.   The concentration of salts  in these regions varied from  2.3 to
37.5 g/liter.

     As  noted  above,  in  inoculating the  water  samples  in  the agar-treated
medium  containing  a petroleum product, a significant number  of microorganisms
which  weakly  assimilated  or  did   not  assimilate  hydrocarbons  grew  in  the
medium.   Most  of  them  lost their  capacity to grow  in the  medium  with the
hydrocarbons  after  a  series  of repeated  inoculations.   These  bacteria are
apparently  either totally  incapable  of  assimilating  hydrocarbons  and grow
because  of  the  organic  substances in the agar, or  are capable  of  oxidizing the
hydrocarbons  in  special  conditions.   In  contrast to  this,  the cumulative
culture  method made  it  possible to  distinguish  the active forms  immediately.

     The  study of  the  cultural,  morphologic   and  physiologic-biochemical
properties   showed that microorganisms with a   stable  capacity  to oxidize
aliphatic  hydrocarbons  and petroleum products  are  basically arthrobacteria and
saprophytic mycobacteria.   Hydrocarbon-oxidizing  actinomycetes and fungi were
found  in an  insignificant  number.   Mobile forms were  only  found in freshly
collected  materials;  they  usually grew weakly in  the medium  containing  diesel
fuel  (a  natural  source of hydrocarbons  and  energy)  and  died  after several
inoculations.   No  mobile  forms were found  when  the cumulative culture  method
wa^  used.

      Petroleum-oxidizing arthrobacteria were widely distributed  in all  of the
regions  examined  and represented approximately  half of  the active microflora.
They all  belonged to   the  A.  ceroformans  species  (old name:   Mycobacteriurn
ceroformans)  described by  Krasil'nikov  et  al_.   (1971).   The characteristic
 features include:   active growth in  a medium containing  paraffin  and  formation
 of  colorless  colonies  which  fluoresce   in  transient  light,   formation  of
 filiform cells  which rapidly decompose  into short bacilli  and  cocci  in MPA
 medium + 7% glycerin, gram-variability, weak growth in media  containing  sugar,
                                      38

-------
formation of  large  amounts of wax when grown in media containing hydrocarbons
>C14,  absence of mycolic  acids;  the  cells  are typically  oval  or  coccal  in
shape and 1.0-0.8 x 0.8 pm in size.

     The  saprophytic  mycobacteria were  determined according  to  Krasil'nikov
(1949).   They all  went through  the  bacillus  -»  coccus  -»•  bacillus  cycle  in
developing.    The Mycobacteriurn  mucosum species was  widely  distributed,  and
representatives of this species were found in all of the regions investigated.
The related species, Mycobacteriurn convolutum and M.  planum, were respectively
isolated from water samples taken in the coastal waters of the Finnish straits
and the  Komandorskiy  Islands.   The  brightly stained  forms  are similar to the
species  M.  phlei  and  M.  brevicale.   Both  species  were encountered  in  all
examinations  of  the  Arctic  Seas,  the  latter  species was  also  found  in  the
region  of the Komandorskiy Islands.   According  to other  classifications,  the
saprophytic mycobacteria described belong to the group of Coryneform bacteria,
or Rhodococcus.

     Arthrobacteria and mycobacteria thus play a leading role in the oxidation
of  petroleum  hydrocarbons in  the  northern  seas.    All  of  the  petroleum-
oxidizing bacteria  isolated could develop  at temperatures below  10°,  but  to
different degrees.  All grew well  in both fresh and salt media.  In laboratory
conditions,  these  microorganisms  actively oxidized  a petroleum  product,  and
the presence  of  3% sodium chloride  did not interfere in this process (Table
5).


TABLE 5.  GROWTH OF ACTIVE PETROLEUM-OXIDIZING BACTERIA WITH VARIED SALINITY


                                          Biomass,  g/liter

                        Medium with  diesel  fuel         Medium with petroleum
Strain
Mycobacteri urn mucosum
AR-25 (5 days)
Mycobacteri urn phlei
AR-18 (10 days)
Mycobacteri urn phlei
AR-19 (10 days)
Without
NaCl
2.6
2.6
2.6
+3%
NaCl
2.8
2.8
2.9
Without
NaCl
0.7
0.8
0.9
+3%
NaCl
0.5
0.4
0.8

     Growth of all  strains  was significantly weaker in the  medium  containing
petroleum, and  salinity had  a negative effect  in  this case.  In  the  flasks
where  strain  AR-25  developed, the  petroleum film  disappeared in the  fresh
water  after  2 days,  and  after 4 days  in  the salt water; in the  flasks  con-
taining  strains  AR-18  and  AR-19,   it  disappeared  after  3   and  5   days,
respectively.
                                     39

-------
     Consumption of petroleum products by Arctic mycobacteria was investigated
at low temperatures (Table 6).
       TABLE 6.  GROWTH  OF  MYCOBACTERIA  IN  A  MEDIUM CONTAINING DIESEL
                 FUEL AT LOW TEMPERATURES (growth—20 days)
                                                     Culture Temperature
        Organism
  1.6C
  5.2°
Mycobacteri urn mucosum AR-25
Mycobacteri urn brevicale MST-32
Mycobacteriurn phlei AR-18
Mycobacteri urn phlei AR-19
Strong
Medi urn
Medi urn
Strong
Strong
Strong
Medi urn
Strong
     Assimilation  of  the petroleum product was slowed at  low temperatures, but
 most of  the  strains grew well  at  a temperature of 5° over 20 days, and two—M.
 mucosum  AR-25 and  M.  phlei AR-19--also grew at a  temperature close to zero.

     Mycobacteria  and the forms  related to  them which  have a  high capacity to
 decompose  petroleum  products  in a  model   medium  have  been  found  by  other
 authors  in  waters  which  differed   in  climatic conditions:   in  the Odessa
 Straits  of the Black Sea  (Krasil'nikov et a^. 1973); in  the Atlantic Ocean on
 the coast of New  Jersey  (Atlas  and  Bartha  1972);   in different regions of the
 Pacific  Ocean (Soli and Bens  1972;  Cundell  and Traxler  1973).  There is also
 an extensive literature on  oxidation of  aliphatic  hydrocarbons and petroleum
 products by  mycobacteria  isolated from river water and soil.  These include
 representatives  of  the  species  which we  found  in   the  marine ecosystems.
 Salinity is not a  significant obstacle  for  the development of arthrobacteria
 and mycobacteria  in a marine environment.  The data obtained indicate that the
 active hydrocarbon-oxidizing microflora in marine ecosystems are not specific.
                                   CONCLUSIONS

      The studies  that we conducted in the  northern  seas  of the USSR and  the
 northwest part of the  Pacific  Ocean showed that microorganisms which oxidize
 hydrocarbons  are  widely  distributed  in  these regions.   They are  found  in
 particularly  large  quantities  in places  which are  significantly polluted  by
 petroleum products  (port,  local  spills)—up to 3500 c/ml, and  also  in  places
 enriched with  organic  matter from a non-anthropogenic origin  (coastal  waters
 in  regions  containing  colonies  of  marine animals  and  birds, overgrowth  of
 macrophytes)—up  to 10,000  c/ml.   The  concentration of  petroleum-oxidizing
 bacteria  is  low  in  open waters  where  no petroleum pollution  is  visually
 detectable  (an  average of 500 c/100 ml  in  the surface film) and is  not  cor-
 related  with  the  concentration  of  petroleum products.   A  large  number  of
 hydrocarbon-oxidizing  bacteria  always  accompanies a high level of  petroleum
 pollution,  but  the opposite  is  not always  true,  and a high  number' of these
 microorganisms is not an indication of pollution.

                                      40

-------
     One  of  the most  widely distributed hydrocarbon-oxidizing microorganisms
is oligocapnophilic  bacteria.   At the same time, many marine oligocapnophilic
forms cannot  oxidize petroleum products, but carry high (up to 1%) concentra-
tions  in  the environment.   This  is  due  to  the  fact that  the  method  for
counting  the  petroleum-oxidizing bacteria, based  on  using agar-treated  media
containing a petroleum product, produces results which are approximately  twice
as high.  We are currently developing a method in the laboratory for preparing
silica  gel medium  with a petroleum product which would allow counting natural
petroleum-oxidizing  bacteria  and  would be suitable for field conditions.   The
petroleum-degrading  microorganisms  isolated  from sea water are arthrobacteria
and  saprophytic  mycrobacteria (Coryneform group).  The  latter group includes
brightly  colored  forms.   The arthrobacteria are  represented by  the species
Arthrobacter  ceroformans;  a  characteristic feature  of  this  species  is  the
formation of  large amounts of wax when liquid hydrocarbons are used.  No  forms
specific  for  defined living  sites were  found; the  same species were found in
different regions.   Marine petroleum-oxidizing arthrobacteria and mycobacteria
are inherently euryhaline.


                                  REFERENCES

Atlas,  R. M. ,   and  R.  Bartha.   1972.    Degradation and mineralization   of
     petroleum  by  two  bacteria  from  coastal   waters.    Biotechnol.  Bioeng.
     14:297.

Buckley,  E. N.,  R.  B.  Jonas, and F.  K.  Pfaender.   1976.   Characterization  of
     microbial  isolates  from an estuarine ecosystem:   Relationship of hydro-
     carbon  utilization to   ambient  hydrocarbon  concentrations.   Appl.   and
     Environ.  Microbiol. 32:232.

Caparello, A.  M. ,  and  P-  A.  LaRock.   1975.    A  radioisotope assay  for  the
     quantification  of hydrocarbon  biodegradation  potential  in environmental
     samples.   Microbial Ecol. 2:28.

Cundell,  A. M. ,  and R. W.  Traxler.   1973.  Microbial degradation of petroleum
     at low temperature.  Marine Poll. Bull. 4:125.

Dietz,  A.  S.,  L.  J.  Albright,  and  T.  Tuominen.   1976.    Heterotrophic
     activities  of bacterioneuston  and  bacterioplankton.   Can.  J.  Microbiol.
     22:1699.

Klug, M.  J. ,  and A.  J.  Markovetz.   1971.   Utilization   of aliphatic  hydro-
     carbons by microorganisms.  Adv.  in Microbial Physio!. 5(1).

Koronelli,  T.  V.    1979.    Absorption  of  hydrocarbons   by  microorganisms.
     Uspeichi  mikrobiologii  14.

Krasil'nikov,  N. A.   1949.   Detector of  bacteria  and actinomycetes.   Moscow,
     Izd-vo AN SSSR.

Krasil'nikov,  N. A.,  L.  N.  Stepanova, T. V.  Koronelli, and V.  I.  Duda.    1971.
     A new species of paraffin-oxidizing mycobacteria.  Mikrobiologya 40:1040.
                                      41

-------
Krasil'nikov,  N.  A., A.  V.  Tsyban1 ,  and T. V.  Koronelli.   1973.   Uptake of
     normal  alkanes  and  crude  oil  by  marine  bacteria.   Okeanologiya 13:877.

Rozanova,  Ye.P.   1975.   The  enzymatic  apparatus   of  hydrocarbon-oxidizing
     microorganisms  and   models   of  mechanisms  of  hydrocarbon  oxidation.
     Uspekhi mikrobiologii 10(3).

Seki,  H.   1973.   Silica  gel medium  for enumeration of petroleumlytic micro-
     organisms  in  the marine environment.  Appl. Microbiol. 26:318.

Shlegel1, G.   1972.  General Microbiology,   izd. Mir, Moscow.

Sieburth,  J.McN.   1972.    An  instance  of  bacterial  inhibition  in oceanic
     surface waters.  Mar. Biol.  11:98.

Soli,  G.,  and E.  M.   Bens.   1972.   Bacteria  which attack  petroleum in the
     saline  medium.  Biotechnol.  Bioeng.  14:219.

Walker,  J.  D. , and  R.  R.  Colwell.   1976.  Enumeration of petroleum-degrading
     microorganisms.  Appl.  and Environ.  Microbiol.  31:198.
                                       42

-------
                DEVELOPMENT OF PLANKTON ALGAE IN CONDITIONS OF
                              PETROLEUM POLLUTION

                                      by

                                 0. G.  Mironov
                    Institute of Biology for Southern Seas,
                             AN USSR, Sevastopol1


     Petroleum and petroleum products constitute one of the basic toxins which
currently  enter  sea and  fresh  water.   Without exaggeration, we  can say that
petroleum  pollution  is  universal  and the effect of  other  pollutants is exer-
cised on  the  background of petroleum pollution  of  the  aqueous  medium.   Other
toxic substances  often  predominate in inland bodies  of watei—rivers,  lakes,
canals,  etc.,  caused  by the discharge of wastewater from different industrial
enterprises.  At  the  same time,  petroleum pollution is characteristically the
predominant type  of  pollution  in oceans and seas,  and  marine flora and fauna
primarily  encounter  a  "pure  form" of  this type of  pollution.   The petroleum
which enters  the  ocean  is carried by currents hundreds and thousands of miles
away  from  the  discharge  site,  enters  the  subsurface  layers  of  the  water,
accumulates in  bottom  residue,  and thus affects all aspects of  marine life.
In this  respect,  the effect  of  petroleum on the primary  production chain in
the ocean  is of special  interest.

     Galtsoff  et  al.  (1936)  found  that  the  concentrations  of  petroleum
products  in ports,  lagoons and bottom residue unfavorably affect diatomaceous
and other  algae.   However, the petroleum film, in their opinion, does not kill
diatomaceous  algae,  but  only disturbs  their  normal  fission.    For example,
Nitzschia  closterium developed in an aqueous medium under a layer of different
types of  petroleum  as well as in  the  controls.   A 12% concentration of crude
oil  extracts  had  a  stimulating  effect  on  the  growth of  most  diatomaceous
cultures;  a 25% concentration  inhibited growth, and normal development  of the
algae stopped  only  with a 50% concentration.  The authors concluded that both
the  observations  under  natural  conditions  and  the  laboratory  data indicated
that these organisms  are  damaged by prolonged exposure to large quantities of
petroleum.

     Alfimov  (1956)  reported that  Licmophora  ehrenbergii  died 1  day after a
0.1 mg/liter concentration of solar oil was added to sea water,  while the same
concentration of solar oil increased the number of cells by 5 and 7.5 times in
5  days  in Melosira monifliforim's  and  Grammatophora marina.   ZoBell  (1964),
citing a  personal  communication  to Ruff Patrick, indicated that the petroleum
film  does  not  destroy  diatomaceous algae  in the  underlying water, but  can
affect their normal reproduction.
                                       43

-------
     Lacaze (1969) tested a 1% extract of crude oil of the type spilled during
the TORREY  CANYON  catastrophe on the single-celled marine algae Phaeodactylum
tricornutum  and obtained  a  10% decrease  in growth.   Aubert et  aj.  (1969)
showed  experimentally  that different  petroleum  derivatives  have  a  harmful
effect on  the  plankton algae Asterionella japonica.  A 0.075 ml concentration
caused the cells to die rapidly.

     Fractions  of  several  types  of petroleum which  are  soluble  in sea water
and  pollute the  water off the  coast of  New  York  state  exhibit different
degrees  of  toxicity  for  Phaeodactylum tricornutum,  Sceletonema  costatum,
Chlorella  sp.  and for the natural  phytoplankton  colonies  in  samples  of sea
water, according to Nuzzi's observations (1973).

     Laboratory  experiments with mass  species  of  plankton and benthoplankton
algae  isolated  from  different seas were conducted  in the  Institute of Biology
for  the Southern  Seas,  AN USSR  (Mironov   and  Lanskaya  1967ab,  1968,  1969;
Mironov 1970; Roukhiyaynen  and Mironov  1973).

     As  the concentration  of  mazut and kerosene  in  the  sea water increased,
multiplication  of  the algae  decreased,  and  with  a concentration  of  1.0
mg/liter,  the  cells  died  in the first  days.  Inhibition of  growth and in many
cases  the  death of the cells were also  observed with  smaller concentrations of
the  petroleum  products.  Concentrations of  0.001  and 0.0001 ml/liter kerosene
and  mazut  in sea water did not cause the algae to die  during the experiment
(i.e.,  for 5 days).    No  significant differences were found  in the development
of  the  experimental   and  control   cells with these  concentrations.   In many
cases, small quantities of  petroleum products even  had a stimulating effect on
division of some types of phytoplankton.

     In  discussing the effect  of  petroleum pollution, we emphasize the dif-
ferences  in the  sensitivity of  the individual species.   Thus,  Actinacyclus
ehrenbergii  and Hyalodiscus sp.  remained viable  for 5 days with a 1.0 ml/liter
concentration of mazut, while Gymnodinium kovalevskii and  Gymnodinium sp. died
when  exposed to  a 0.01  ml/liter  concentration,  i.e., 100  times less.   Even
greater  differences   were  observed   in  Ditylum   brightwellii  and  Melosira
moniliformis.   D.  brightwellii  died  with   a  0.01 ml/liter concentration of
kerosene in the first  days, and  in  3 days with a 0.001 ml/liter concentration.
At  the same time,  M.  moniliformis remained  viable after  a 5-day exposure to
sea water  containing a 10.0 ml/liter concentration of kerosene.  In this case,
the  difference  in  the  sensitivity of the species to pollution of sea water was
3-4  orders  of magnitude.  Benthos and  benthoplankton  species were usually more
resistant  to pollution of the water.

     Exposure of microscopic  algae  to  different  types of petroleum showed that
despite  slight  differences in the  chemical  composition  of the petroleum, its
effect on  division  of plankton  cells was  basically a  function of the con-
centration of  the  substance  in the  water  and not a function  of the type of
petroleum  used.   A similar mechanism  was observed both  with species of algae
which  weakly divided  in the experimental conditions (twice the number of cells
in  the  control)  and  with  intensively  dividing  species  (5-6  and  30-fold
increase   in the  number  of  cells).   This  apparently  indicates  some  common
feature  in the  effect  of  petroleum  hydrocarbons  on phytoplankton.  ThTs natur-
ally forms no basis  for suggesting  that these types of petroleum have the same
                              *
                                        44

-------
degree  of  toxicity,  since  this could only be  determined  by special studies.
Kauss et ah  (1972) showed in  laboratory experiments that aqueous extracts of
seven crude oils had an inhibiting effect on phytoplankton and differed in the
degree  of  toxicity.   They also observed significant  changes  in the pH of the
—,j,-..m  ,.,,-4.1,  petroleum pollution  which could  inhibit growth of  the algae by
medium with
itself.
     The  differences  in the  species sensitivity  of  algae to  petroleum pol-
lution are  shown  in Table 1, which  indicates that the cells die within a wide
range of  concentrations,  from 1.0 to 10-4 ml/liter.   The absence of division
or inhibition of division in comparison to the controls was also observed as a
function  of  the  species of algae with a 0.1-0.00001 ml/liter concentration of
petroleum.  In these concentration ranges, the rate of division in a number of
species of  algae did not  differ  from the controls.  Of  the  ten  species used
for  the   experiment,  death  or  inhibition of  cell  division occurred  in six
species  with  up  to  10-2 ml/liter  concentrations  of petroleum  and  in two
species  with  1.0-0.1  ml/liter  concentrations.   This  indicates   the  species
sensitivity of most species  of plankton algae isolated from different seas to
pollution of the sea water by crude oil.

     Kauss et al.  (1972) also observed a difference in the species sensitivity
of phytoplankton  to petroleum.   This phenomenon  is  more evident  in  natural
conditions,  where  a  stimulating, indifferent,  or  damaging  effect  has  been
observed  in plankton algae.
     TABLE 1.  REACTION OF ALGAE TO DIFFERENT CONCENTRATIONS OF PETROLEUM
               (concentrations expressed as mg/liter sea water)

Algae
Glenodinium foliaceum
Chaetoceras curvisetus
Gymnodi n i urn wu 1 f f i i
Di ty 1 urn bri ghtwel 1 i i
Gymnodi nium kovalevskii
Prorocentrum mi cans
Peri dim* urn trochoideum
Licmophora ehrenbergi i
Platimonas viridis
Coscinodiscus granii

Cells
Died
1.0-0.1
1.0-0.01
1.0-0.1
1.0-0.0001
1.0-0.0001
1.0
1.0
1.0
1.0
1.0
Absence of Division
or Inhibition of
Cell Division
0.1-0. 01
0.01
0.01-0.0001
0.001-0.0001
0.1-0.00001
1.0
0.1-0.001
0.01-0.001
1.0-0.1
Did not Differ
From Controls
0.001-0.0001
0.001-0.0001
0.00001
0.1-0.00001
0.0001-0.00001
0.0001
0.1-0.0001

     In some conditions, low concentrations of Venezuelan crude oil  can stimu-
late photosynthesis  according to  the  data of  Gordon  et aJL  (197?).   On  the
whole,  the effect  of the three types of petroleum  studied  (Venezuelan crude,
fuel oil  No.  2 and  fuel oil  No.  6)  on photosynthesis of colonies  of  natural
phytoplankton  from  the basin  in  Bedford,  New Scotland  (Canada)  and  the
northern part  of the Atlantic Ocean (between Halifax and the Bermuda Islands)
                                       45

-------
showed that all three toxins could inhibit photosynthesis.  The current levels
of petroleum pollution  in the Bedford basin  are  capable of decreasing photo-
synthesis by several percent.

     Intermittent  contact of  algae with  petroleum products  also  results in
inhibition  of  cell division  and death  of the cells.   Exposing Prorocentrum
mi cans and Coscinodiscus  sp. to sea water  containing 1.0 ml/liter of mazut and
kerosene for one-half  hour inhibited multiplication in  these  algae.   In this
case,  £.  mi cans was  found to be highly sensitive  to  mazut pollution.  Thus,
after  a  4-hour exposure to mazut,  it  died in 3 days  in  clean sea water, and
died  in  1  day  after a  6-hour  exposure.   At the same  time, 6-hour exposure of
the same algae to  the same concentration of kerosene only caused inhibition of
cell division.

     M.  moniliformis  did not lose the capacity to  divide after  1-day  exposure
in  sea  water   containing  10.0  ml/liter  of  mazut.   Multiplication  was  not
observed  in the   first  days,  however,  indicating  that  mazut  has  a  definite
toxic  effect  on  this   alga.   On  the  other  hand,   5-minute contact  of D.
brightwellii with  sea water containing 1.0 ml/liter of mazut caused statistic-
ally  significant  inhibition  of  its growth  after  it  was  placed in clean sea
water.   If this alga  is  left  in sea water containing  mazut  for  1  hour, the
cells  begin to die on the third day in clean sea water.

      Adding  mazut  and  crude oil  to  sea  water  in the  concentration  of 0.01
ml/liter  resulted  in  a  decrease   in   the  number  of   generations of  D.
brightwellii  (Figure  1).  Although  30%  of  the  control   cells produced ten
generations, the cells exposed to  the petroleum  and mazut produced seven and
six  generations,   respectively.   Some cells  stopped  dividing in  the second
generation  and the number of  dividing cells  decreased by  up  to 30-40% in the
fourth to  fifth  generations.

      Cell  division  proceeded somewhat  differently in the  presence  of solar
oil.   The  number  of dividing  cells in the experimental  and control groups was
initially  about the same, while  there were  twice  as  many  in  the experimental
group at the end  of  the experiment,  i.e., in the  tenth  generation.   The dif-
ference  in the chemical  composition  of  the petroleum  products used apparently
plays a  role here.

      Division  of  Coscinodiscus  granii  cells was  approximately  the  same as
division of the  first  species.    However, due to  the great  resistance of C.
granii,  some  of  the  cells  generated  up to ten  generations in  sea water
containing petroleum  and mazut.

      Studies of the effect of petroleum,  solar oil  and mazut in concentrations
of  0.001 ml/liter, 0.01  ml/liter  and 0.1  ml/liter  on  the  development  of small
Flagellata algae  (pirophytic-- Cryptomonas vulgaris,  golden-- Ochromonas  sp.,
green—Platymonas  mediterranea)  showed  (Figures  2-4) that all three species
were characterized by  a  definite  type of development both  in the presence of
petroleum  products and  in  the controls.   On  the  whole,  the experiments demon-
 strated  the clearly negative  effect  of  petroleum products  on  small Flagellata
 algae.  This was very clearly traced  in  £. vulgaris and  Ochromonas
                                        46

-------
1000
500
0
1000

CO 500
_l
_J
8 °
Q 1000
NUMBER
Cl
o 8
1000

500
0
A
1
Inll.inArm QAI 1 ^>^n>\ry^
1 5 10 1 5 10
II

nnn||/\AA/^ /iClTI A/\
15 10 1 5 10
III
ll.n>vlnlll |llAAlnLl
15 10 1 5 10

IV

AJ-II-I fin • np-j 1 AA^
15 10 1 5 10
GENERATION
100
50
1 1 - • A>\A «
B
1
| ,, |Mi ,, 	 i§|
1 5 10 1 5 10 1 5 10 1 5 10
100
A I
02 50
CO
_J
_J
UJ 0
o
u_ 100
o
a:
UJ 50
QQ
_Ari_j_i_1 ^
1 5 10
100

50
0
II

Al..i.Atll A.AAAA^lll |I.|AAA||
15 10 1 5 10 1 5 10
III
• AAA| AA^| A.AA||AAAI iAAAAABiAl
15 10 1 5 10 1 5 10

IV

IA.AA.I/VAI. |/\AAAtAy\l ..IAA/IA.I
15 10 1 5 10 1 5 10
GENERATION
jure 1. Maximum number of Ditylum brightwellii (A) and Coscinodiscus granii (B) cells in differer
generations.   I-controls;  II-petroleum;  Ill-solar oil;  IV-mazut;  1,  single-celled;  2,  under 20
cells.

-------
     Cl

  320

  280

  240

  200

   160

   120

   80

   40

     0
             I
II    III    IV
             PETROLEUM

Figure 2.   Development  of Crypto-
monas vulgaris in the presence of
petroleum.
          Cl
       20,000 r


       10,000


        7000


        5000
        3000

         1200
          800
          400

            0
         n 2
         • 3
     The growth of the other species of
nanoplankton      algae,      Platymonas
tetrahele,  in the  presence of crude oil,
was  investigated   by  Mommaerts-Billiet
(1973).   A  decrease  in  the growth rate
was  observed with  a concentration  of
more than 50 mg/liter.  The toxicity of
"fresh"  and weathered petroleum was the
same.  The author emphasized the hazard
of an even insignificant delay in growth
for  the species,  as  this  could  ulti-
mately  result  in  its  elimination  from
the ecosystem.

     The studies  conducted  by Kustenko
on several  species of  Black  Sea plankton
algae showed their different sensitivity
not  only  to  petroleum  in  general,  but
also  to its  individual  fractions--film
and  soluble.   The  petroleum  film  was
most toxic for most of the species.   The
degree of toxicity was a function of the
lighting.    With   continuous  light, the
effect of the  hydrocarbons  fell  within
the  range  of the optimal  levels  of
lighting  for  each of  the species of
algae.  We  know  that  cell  division in
light decreases  the intensity of photo-
                               B
                                     IV           I
                                       PETROLEUM
                                      II
                               IV
    Figure 3.   Development  of  Ochromonas  sp.  in  the  presence  of petroleum.
                                       48

-------
    Cl
320
280
240

200
160
120
80
40

n
—
-
—
—
—
—
—
—
^








?












a
^J
\






r
J*
*
*
* •
'.;
A
E3 1
D 2
• 3
0 4






1 Sk,







L
•
•
•:
B








J3
|






r

•^
# «
*."»








n
a*
1 •
i £
-
-
-
—
—
-
-
—
^

h"
I     II     III     I     I
       PETROLEUM
                                   III
Figure 4.  Development of Platymonas
in the presence of petroleum.
synthesis.      However,     certain
reserves  of  assimilates  are  even
created in this case.  Enrichment of
the  environment  with  oxygen  also
takes place.  As a result, the cells
can  divide  further  and  the condi-
tions are created for multiplication
of  petroleum-oxidizing bacteria  in
aerobic   conditions.     For   this
reason, adding  petroleum  results in
enrichment of the medium with carbon
which  can  be utilized  by the cells
for  treating  energetic  materials.

     The  decrease   in   the  toxic
effect of hydrocarbons observed with
an 8-hour  period of  light could be
explained   in   the   following  way:
First,  with  this  lighting  regime,
the  rate  of  cell  division  signif-
icantly decreases.   However, in this
case, the light energy is apparently
used more  intensively by  the  cells
than  in  other  regimes.   Neverthe-
less, a significant  decrease in  the
light period does not provide suffi-
cient  reserves  of  assimilates  for
the  vital activity  of the  cells  in
the  remaining  part  of the  day  in
conditions of total  darkness.  As  a
result, attenuation  of cellular pro-
cesses can begin,   and the intensity
with which the  pollutants  partici-
pate in cell metabolism decreases.
     Great differences were thus observed in the sensitivity of the  individual
species of microscopic algae to pollution of sea water by petroleum  and  petro-
leum products.   The lethal  concentrations  of these  substances  in  sea water
differ by  several  thousand  times  for the  individual  species.   Demonstrating
the  toxic  effect of  petroleum products  found  in sea water  on plankton  and
benthoplankton algae isolated  from  different bodies  of water forms the basis
for  hypothesizing  the  presence of  some  common mechanisms in  the  effect  of
petroleum pollution on algae.

     We can hypothesize  that when  the water contains  concentrations of  petro-
leum products  on  the  order  of 10-4  to 10-5  ml/liter,  the  petroleum could
sometimes significantly  increase the  rate of cell  division in  some  species of
microscopic algae (which  can then  be followed by no  less  significant inhibi-
tion).    But  the  finding that  individual  species  of phytoplankton multiply
under the  effect of the pollution still  cannot  be  used  as  a water quality
criterion.
                                       49

-------
     It  is  very possible  that small  quantities  of  some  "wastes," including
hydrocarbons, in sea water result in a temporary increase in the cell division
rate which  can  subsequently be replaced by equally pronounced inhibition, and
possibly  the death  of  the  cells.   The  unfavorable reorganizations  of the
biologic  structure  of a  given body of  water whose catastrophic consequences
are  often observed  in  bodies of  fresh  water  (in  the blossoming period) are
very possible.
                                    SUMMARY

     At present  oil  and oil products  are  the major toxic substances entering
the  marine  environment.   Of  special   interest  is the  impact of  oil  on the
primary  production  link  in  the sea.   There is  a great discrepancy  in the
sensitivity  of microscopic  alga species to  oil  and oil  products-polluted sea
water.   The  lethal  concentrations  of these  substances  vary for  individual
species  by several  thousand  times.  Oil  causes  injury  to the development of
plankton  algae  generations.    By  considerably  diluting  oil  products  until
concentrations of  10-4 to 10-5  ml/liter in  sea water are  reached,  the  oil may
increase the  rate  of division  in some  microscopic  algae  species.  However, the
effect of pollution  on reproduction of  individual  species  of  phytoplankton may
not  serve as  a useful  pollution  criterion.


                                  REFERENCES

Alfimov,  N.   N.   1956.  Use of  cultures  of  diatomaceous algae for  evaluating
     the  degree  of  pollution of  sea  water.   Botanicheskiy  zhurnal,  41(11).

Aubert,  M. ,  J.  Aubert, S.  Daniel,  and J.-P. Gambarotta.  1969.  Study of the
     effects  of  chemical  pollution  on   plankton.   Degradation  of  fuel  by
     telluric and  marine  microorganisms.   Rev.  Int. d'Oceanogr. Med.

Galtsoff,  P.  S. ,  H.   F.   Prytherch,  R.   0.  Smith,  and  V.  Koehring.    1936.
     Effects  of  crude  oil pollution  on oysters  in Louisiana  waters.  Bulletin
     of  the  Bureau of  Fisheries.

Gordon,  D.  C.,  and  N.  J.  Prouse.   1973.   The effects of  three oils on marine
     phytoplankton photosynthesis.  Mar.  Biol.  22(4).

Kauss, P.  R., T.  C.  Hutchinson,  and M.  Griffiths.   1972.   Field and laboratory
     studies of  the  effects  of crude oil  spills on  phytoplankton.    Inst.
     Environ. Sci. and Educ.  Proc.  18th Ann.  Techn. Meet., New York.

Lacaze,  J.  C.  1969.   Effects of pollution  of  the "Torrey Canyon"  type on the
     unicellular marine alga  Phaeodactylurn tricornutum.   Rev.  Int.  d'Oceanogr.
     Med.

Mironov,  0.  G.   1970.  Division  of  some  diatomaceous  algae  in sea  water
     containing  petroleum products.  Biol. Nauki,  7.
                                         50

-------
Mironov, 0.  G.
     algae  in
     Distribution
  and L. A. Lanskaya.   1967a.  Development of  some diatomaceous
 sea  water  polluted with  petroleum products.    In_  Biology  and
   of Plankton  in the Southern Seas.  Moscow.
Mironov, 0.  G.,  and L. A.  Lanskaya.   1967b.   Effect of petroleum products  on
     development of marine  phytoplankton.  Ir\ Topics in Oceanography.  Naukova
     dumka Press, Kiev.
Mironov, 0.  G. ,  and L. A.  Lanskaya.
     and benthoplankton algae in sea
     Bot. zhurn., 53(5).
                        1968.   Survival of some marine plankton
                        water  polluted with petroleum products.
Mironov, 0.  G.
     algae  in
     Processes
,  and L. A. Lanskaya.   1969.  Development of marine microscopic
sea  water  polluted with  hydrocarbons.   In Productive-Biologic
 in Plankton  in  the Southern Seas.  Naukova dumka Press,  Kiev.
Mommaerts-Billiet,  F.   1973.  Growth  and toxicity  tests  on the marine nano-
     planktonic alga Platymonas tetrathele g. s. west in the presence of crude
     oil and emulsifiers.  Environ. Pollut. 4(4).

Roukhiyaynen,  M.   I.,  and 0.  G.  Mironov.   1973.   Development  of  some small
     marine  flagellata algae in the  presence of hydrocarbons.  Hydrobiologic
     studies  of  the  northeast  part  of  the Black  Sea.    Rostov-Don,  Izdat.
     Rostov. Univ.
ZoBell,  C.  E.
     sea.  Adv.
  1964.   The occurrence, effects and  fate  of oil polluting the
 Wat. Pollut. Res., No. 3.
                                        51

-------
        LONG-TERM BIOLOGICAL VARIABILITY AND STRESS IN COASTAL SYSTEMS

                                      by

                             Robert J.  Livingston
                       Department of Biological Science
                          • Florida State University
                             Tallahassee, Florida


                                   ABSTRACT

     Coastal  biological  systems  undergo  long-term  cyclic changes  which  are
variously  influenced  by  short-term and prolonged  climatic phenomena.   The
biological  reaction  to physical  stress is  complex  and does  not necessarily
follow  strictly  linear  response  patterns.   This  non-linearity  tends  to
complicate the analysis of the impact of a given pollutant or pollutants.  Our
research group has just completed a continuous, eight-year, multi-disciplinary
study of two very different bay systems in the Gulf of Mexico.  This study has
concentrated on  long-term  changes of benthic assemblages including both plant
and animaT  species.   In addition to the usual physico-chemical and biological
measurements, we have concentrated on detailed trophic interactions of several
fish species  in  an effort to  understand the nature  of community changes over
short  and  long   periods.   Although  much  of the  data base  is  still  under
analysis,  several trends  are  emerging.   Often  such features  as macrophyte
standing  crop  and  species   richness  of  diverse  groups  of  organisms  are
temporally  uncoupled.   Individual  species  strategies  are diverse  enough to
complicate  generalization  based  on  cause  and  effect phenomena.   The results
have  led  us  to  redirect  our  emphasis from  the taxonomic  species to  the
"trophic  unit,"  a group  of organisms  (usually a particular  size class of a
species) which have  common feeding habits.   Overall, the trophic structure of
grassbed  systems  in  the  Gulf   of  Mexico  does  not follow  the traditional
concepts  of  distinct  trophic  levels.   An  understanding of  the  impact of
habitat alteration and its effect on key units of  a given trophic spectrum may
be critical to the understanding  of system resilience and stability.  However,
such an  understanding will  require analysis  of actual overlapping successions
of plant and animal  assemblages which result  in observed,  long-term changes in
coastal communities.


                                  INTRODUCTION

     The  actual   demonstration   of  cause  and  effect  relationships due  to
pollution  is  extremely difficult because of  the complexity of coastal systems
and  the  natural  variation  in  assemblages  at  various  levels  of biological
organization.  These fluctuations  reflect  changes in  key climatic  features,
microhabitat  distribution,  water  quality  functions,  and  biological   tnter-

                                        52

-------
actions  such  as predator-prey relationships and competition.  Temporal cycles
may have periods  ranging from minutes  to  years.   Despite the fact that  long-
term  cycles  with periods  of many years are not  only  possible,  but probable,
most  "long-term"  studies of coastal systems do not exceed one year (Coull and
Fleeger  1977).    Rarely  is  enough  information  gathered to  establish causal
effects  on  the biological  system.   If  specific  hypotheses  are  to be tested
regarding a  system's  reaction  to stress,  the  frequency and duration of the
sampling  effort should be designed to  fit  its  natural  patterns of biological
variability.     Otherwise,   the   approach  becomes  tautological.   Inadequate
sampling  can   lead  to  contradiction  and  over-generalization.    In  dynamic
coastal  systems,  there is no simple way  to eliminate  background variation so
as to establish causal mechanisms.

     Many studies have  been  made of  long-term  changes  in  diverse groups of
coastal  organisms (Longhurst et aj.  1972; Williams 1972; McErlean et aj. 1973;
Coull   and Fleeger 1977;  Reid  1977;  Bayley et aj.  1978).   However,  most such
studies   are   descriptive  and   without  substantial    insight   into  causal
mechanisms.   Coastal biological  systems do not usually have a linear response
to  causal  physico-chemical  factors  (Livingston  et   a_L   1978;  Meeter  and
Livingston 1978).   The  relationships  of spatial  variability (from system to
system)  and  response  to  catastrophic  natural  occurrences  remain  poorly
defined.  Heavy rainfall  (Boesch et aj. 1976; Saloman  and  Naughton 1977) and
temperature  (Snelson  and  Bradley  1978)  are  often mentioned  as  important
driving  factors,  and  have  been  hypothesized to  direct long-term trends  in
commercial fisheries  data  (Van  Winkle  et  aJL  1979;   Sutcliffe et  a_l_ 1977;
Meeter  et al.   1979).   However,  fisheries data are often affected  by fishing
effort  and/or socio-economic  conditions (Clark and Brown 1977;  Meeter et al.
1979),   and   ultimately   do  not  represent  a  satisfactory  substitute  for
quantitative, multi-disciplinary, scientific data  on long-term (supra-annual)
changes  in coastal systems.

     Despite  a  distinct  lack of actual  data,  there  has  been  considerable
theoretical  discussion concerning the  basis  of stability  (the  ability  of  a
system to return to normal after periods of stress or perturbation)  in natural
populations  and  communities.   Orians  (1974)  recognized various  aspects  of
stability, and  attempts  have been made to express such concepts as  mathe-
matical  formations  (Harrison 1979).   There are numerous  models  which predict
functional  mechanisms  with  the  usual  semantic  diversity  (Lewontin  1969;
Holling  1973;  May 1973; Webster  et aj.  1975).   That so  much modeling should
have  been done  with  so  little  empirical  testing  is  indeed,  as  McNaughton
(1977)  has said,  "fascinating."   The  central problem,   of course, arises  from
the extreme  spatial  and  temporal variability of  natural systems,  especially
coastal  ones.   The  assumption  that  the influence  of environmental  changes  on
population variability is stochastic  has  been effectively  questioned (Wiens
1977).   Once again,  from an entirely different viewpoint,  the  need for long-
term studies  is emphasized.  Long-term population data  (relative to  generation
time)   is  necessary  because of the possibility of  temporal  variability in the
overlapping  of resource  utilization  traits  of  individual   populations.   At
present,  without  these  long-term data,  the  nature of impact due to  stress
(natural  or   anthropogenic)  and  system  recovery  remains  largely  undefined
within the context of long-term changes in coastal  systems.
                                       53

-------
                                 AREA OF STUDY

     Apalachee  Bay  (Figure 1)  is  a shal'low bay system  in  the  Gulf of Mexico
which receives  runoff  from a series of  small  rivers in north Florida.  It is
characterized  by  relatively  clear  water (i.e.  low  turbidity  and color),  and
its biological  systems  are dominated by benthic macrophytes which serve as a
source   of  primary   production  and   determine   microhabitat  distribution
(Livingston  1974).   From 1971 through 1979, a comparison was made between two
of  the  rivers  feeding  Apalachee Bay,  together  with their offshore drainage
areas:   the  unpolluted  Econfina  (Livingston  1975;  Zimmerman  and Livingston
1976ab,  1979) and  the  polluted Fenholloway.  The latter  received  pulp mill
effluents  from  1954 to 1974.  By changing the primary patterns of productivity
and  microhabitat distribution  through  alteration of  the  benthic macrophyte
assemblages,  the  pulp mill effluents  altered  the  trophic  system drastically.
During  late  1974,  however,  a  pollution-control  program was  initiated which
eliminated considerable  portions  of   the   kraft  pulp  mill  effluent.  As  a
result,  during the  final  six years  of the study, we  were able to study the
system's capacity for return  to  its pre-pollution  state.


                                    METHODS

      Because   of   similarities   in  water   quality   and flow   rates   to  the
Fenholloway River (above polluted  areas), the Econfina system was chosen as a
control.   By comparison of the  two systems, we  hoped  to determine the impact
of  pulp mill  effluents  on the  water quality and the  offshore biota of the
Fenholloway,  as well as  to  evaluate its  subsequent recovery.  Cognate stations
were  set up in the  two  systems (Figure 1)  to facilitate statistical analysis
of  relative  impact.   Station pairs were  chosen which  did not differ in the
value of variables not  affected by the pulp mill  effluents, such as salinity
and temperature (Livingston  1975), so  as  to provide valid comparison  for the
evaluation of  impact  due to  pollution  (as  represented  by  high  levels  of
color).    The  data collection  and  analysis methods  used  for physio-chemical
(salinity, temperature, color  turbidity,  pH,  dissolved oxygen, Secchi  depth)
and biological  (benthic  macrophytes, epibenthic  organisms)  variables are given
by  Livingston (1975),  Livingston et a!.  (1976),  and Zimmerman  and Livingston
(1976ab,   1979).  The  principal  comparisons made  were  between  single-station
pairs and between  seven-station  totals  of monthly  data  for  the  period of
study.


                            RESULTS AND  DISCUSSION

Long-Term  Trends

      Nearshore  areas   of   Apalachee   Bay  are  influenced  by   local  climatic
features such as  temperature  and rainfall.   Usually,  rainfall in north  Florida
is  seasonal and major  peaks occur  during summer  months.   There are  indications
that upland  vegetation buffers  the  effects  of  this  major  input of  runoff
through evapotranspiration, to  the  extent  that inshore  coastal systems  undergo
only minimal  changes  in water  quality  functions  such as  salinity and color.
During  1973, however, there  was  a major rainfall  during the winter and-rearly
spring  period  (Figure 2)  which  seems  to have  had  a  major influence on  coastal

                                        54

-------
Figure 1.  The Apalachee  Bay area  showing  permanent sampling  stations  in the
          Econfina and Fenholloway drainage systems.

                                       55

-------
en
cn
          0
      •WW*«A        ^^


      1| WINTER-SPRING
                                                                                            78
     Figure 2.   Total monthly  rainfall  (cm)  in  the  Econfina-Fenholloway  drainage area from January,  1971
               through  September, 1978.

-------
water quality (Figure 3).  Presumably, the (relative) dormancy of the wetlands
vegetation  reduced the  buffering  effect,  resulting  in  the lowest salinities
and  the  highest color  levels encountered  in  the Econfina  system during the
seven-year period of sampling.

     Simultaneously  with  the early  spring  rainfall  of  1973,   divers  noted
die-offs of benthic macrophytes throughout the Econfina offshore area.  Macro-
phyte biomass remained  low during the following year (Figure 4).  Turtlegrass
(Thalassia  testudinum),   the  dominant  macrophyte  species, was  particularly
adversely  affected by the  high  runoff.    Recovery  by this  species  took four
years.

     Long-term  changes  in  number  of macrophyte species,  however,  did  not
follow the same trends  as did biomass  (Figure  5).   The  peak  in  numbers of
macrophyte species  in  the Econfina system occurred in 1974-75, the same point
at which standing crops  reached seven-year lows.  Fish species richness in the
Econfina  area  followed  the  same  pattern;  the peak  in  fish  species numbers
occurred  during  the  summer  of  1974.   The  peak  in  this  parameter in  the
Fenholloway  system  occurred  somewhat later,  in  1975.   The  species  richness
curves for the  two  systems  converged in succeeding years.   Numbers  of  indi-
viduals,  both of  all fisnes and of the  numerically  dominant species, pinfish
( Lagodon  rhomboides),  followed the  same trends  as did  fish species  richness
(Figure 6).

     It is clear  from  these results that a single climatic shock, in the form
of  an  unusual  pattern  of rainfall,  can have  long-lasting  effects  on various
levels  of  biological    organization.    Because such  rainfall  patterns,  and
possibly long-term trends in winter low temperatures,  show evidence of follow-
ing  distinct temporal   patterns,  an  understanding  of  the timing  of  such
phenomena  is  essential  to our comprehension of the forces  controlling biolog-
ical variability in coastal systems.

     In the  present  case, our long-term data base enabled us to conclude that
macrophyte biomass is not coupled with species richness,  either of macrophytes
or  of fishes.   On  the  other hand, the close correlation  between certain  other
long-term  biological trends  in  both  plant and  animal  populations  seems  to
indicate  some  (direct  or  indirect)  relationships between  the  controlling or
modifying  factors  and   biological  response.   This  possibility   is  currently
under analysis.

Trophic Structure of Fish Populations

     The analysis  of observed population and community changes,  though  impor-
tant as a  first estimate of  impact due  to  stress,  does  not answer functional
questions  about dynamic interactions of  various  populations.   The  trophic
structure  of  the system may be  extremely  important  in the determination of
population interactions  and  the  impact  of natural and anthropogenic stress on
marine systems.   In an attempt to  understand further the  nature of the changes
caused by  the addition  of pulp mill effluents  to one  of the two rivers  under
study, a  four-year  study of the  trophic structure of  the  fish assemblages in
the  Econfina  and  Fenholloway offshore systems was undertaken.   The  basis  for
this study was  established by Livingston (1978).   The stomach contents  of the
                                       57

-------
      70
   c/)
   h-
      40
   O
   O
    •
   I-
   CL
       10
      25
   O
       15
                   RAINFALL
                     PEAK
                         COLOR
                                               E7
                                           ---- F9
                        SALINITY
                                                          i
          1971   72
Figure 3.  Salinity (parts per
        taken monthly at stations E7
        1978.
73    74    75   76   77   78
 thousand)  and water color (APHA Pt-Co units)
       and F9 from June, 1971 through March,
                              58

-------
 I
CO
CO
o
GO  ,

H
cr
  0.5
              TOTAL - ALL SPP
                                        ECON.
                                  	FEN.
            THALASSIA
       1972     73     74     75     76    77
78
Figure 4.  Total dry weight biomass of benthic macrophytes taken at 7 stations
         in the  Econfina and Fenholloway drainage areas.  Figures represent
         multiple samples extrapolated to biomass m-2 at each station.  Also
         shown   are  total  biomass figures  for  the  dominant seagrass,
         Thalassia testudinum.
                               59

-------
      12
       8
c/)
UJ

o
UJ
Q_
C/)


£
GO
     30
      20
      10
              ECONr

              FEN.	
                                              PLANTS
          1971    72    73   74     75    76    77    78
Figure 5.  Total  numbers of  species  of benthic macrophytes (gm m-2 at E8 and
         F10) and fishes  (21 2-minute trawl-tows at E7,  E8, E10,  and F8,
         F10, Fll) taken monthly from June,  1971 through May, 1978.
                                  60

-------
    200
c/)
_J
<
Q
     100
 tr
 LL)
 GO
      80
      40
       0
            TOTAL FISHES
         -  PINFISH
                                                  	FEN.
                                                        ECON.
          1971     72    73     74     75    76    77
Figure 6.  Total  numbers  of  individuals of fishes taken by repetitive (49)
         otter-trawl  tows  at  7 permanent stations  in  the  Econfina  and
         Fenholloway  offshore  systems  from March, 1971  through September,
         1977.  Also  shown  are total numbers of individuals of the dominant
         pinfish,  Lagodon rhomboides.

                                61

-------
20 numerically  dominant  fish species in the Econfina and Fenholloway offshore
areas were  identified  (to species wherever possible) and quantified according
to methods established by Carr and Adams (1972).  The analyses included fishes
taken during  monthly  sampling trips from 1971 through 1977 at stations chosen
to allow spatial (station-specific) as well as temporal (short- and long-term)
comparisons.

     Because  many marine  organisms  pass  through  a  series  of developmental
stages whose  ecological  requirements vary considerably from  one  stage to the
next, the  species may  not  be  the appropriate  taxonomic  unit to  use in the
establishment of the functional or causative ecological relationships.  There-
fore,  information on  the size and  the developmental  stage  of the  fish was
included  as  a  factor  in the  analysis.   By  studying the feeding  habits of
fishes according  to  species-specific ontogenetic changes and categorizing the
resulting patterns by clustering  techniques (Sheridan and Livingston 1979), we
were able  to  break down the taxonomic  species into a series of functional or
trophic  units.    These  units  could then  be  analyzed  within  the  context of
considerable  background   information   regarding  basic  physico-chemical  and
biological  components of the system  in  an attempt to obtain some understanding
of the  functional  basis of  this  shallow  coastal  system.   The relative impor-
tance  of  dominance,   species  richness,  and  components  of  the  productivity
phenomena,  all  part  of the  community structure, could thus be analyzed within
the context both  of a spatial/temporal  comparison with control stations and of
long-term  changes in  a recovering  system.  Questions could be asked regarding
equilibrium,  resilience,  and stability  over  a time  span  long enough  to be
relevant  to  the  systems  under   analysis.   Ultimately,  these  data  will  be
compared  to  a  similar   series   of  projects   in   the  Apalachicola  estuary
(Livingston 1976;  Livingston et  aJL  1974, 1977, 1978; Sheridan and Livingston
1979)  in  an attempt to test hypotheses related to  spatial variability of two
disparate   estuarine   systems  (in  this  case  the  turbid,   river-dominated
Apalachicola  estuary and  the clear,  benthic-macrophyte-dominated Apalachee Bay
system).

     The  central  questions  regarding  system  stability  and  the  relation of
biological  diversity  to physico-chemical controlling  functions are thus  being
approached, in  the  present  study,  on  a  trophic  basis,  with  an  emphasis on
spatial  and  temporal  variability.  Trophic  units  (groups  of organisms  which
have common feeding habits), rather than  taxonomic  species, serve as the  basis
for  analysis.

     The  preliminary  results,  based  largely  on   Stoner's  (1979)  study of
pinfish  (Lagodon rhomboides),  the dominant  fish species  in the Apalachee Bay
area,  are as  follows:

      1.    The numbers of  individuals and  species of macrobenthic organisms in
           a given area in  Apalachee  Bay  were directly related to  the species
           composition  of benthic  macrophytes in  that area.   The organisms
           studied included  suspension-feeding and  carnivorous  polychaetes and
           epifaunal  amphipods  and  polychaetes.   Deposit-feeder  and  omnivore
           numbers  decreased  with  increased  macrophyte  standing  crop, and
           seasonal  changes   in  amphipod  numbers   were  primarily  related to
           reproductive mechanisms  and  relative abundance  of fish predators.


                                        62

-------
     2.   There were five ontogenetic stages in the trophic composition of the
          pinfish,  ranging from  planktonic through  carnivorous,  omnivorous,
          and  herbivorous  phases.   This  succession  of  stages  was  related to
          morphological  changes,  with variation based  on  relative abundances
          of prey  and  macrophyte  density.   Selection of specific prey species
          was important and increased with macrophyte standing crop.

     3.   The key to an understanding of the trophic relationships of the fish
          assemblages  in Apalachee  Bay  was the organization of benthic macro-
          phytes in  the  area.   There was evidence that  the "trophic species"
          was  functional as  an ecological unit, casting doubt  on established
          trophic-level  approaches   and   the   assumptions  inherent  in  the
          specialist-generalist dichotomy.


                               SOME CONCLUSIONS

     Analyses relating trophic  phenomena  to hypotheses concerning variability
and stability of coastal  systems are still being tested.   However, preliminary
results  indicate that  established theory  relating  impact  due to  stress  to
community structure  in coastal  systems may need revision.   Spatially diverse
estuarine systems  tend to  follow  long-term temporal sequences  of  changes  in
species  composition which reflect  seasonal  and  supra-annual  progressions.
Such  changes are  controlled  by  catastrophic  climatic  events  and  long-term
patterns of  key physical  controlling features.  These  cyclic  phenomena have
varying  periodicities  at different levels of biological organization and are
superimposed over  each other  in  time so that  long-term aspects  of  community
organization are complex and dynamic.   Specific response to stress is based on
these  relationships  and  an understanding of trophic  organization  is critical
to  the  establishment  of  causal  phenomena.    Such  responses must  be  viewed
within the context  of  differential  phase relationships,  uncoupled biomass and
species richness indices, and ontogenetic changes in species ecological roles.
All such functions  are influenced  by specific changes in productivity, micro-
habitat  distribution,  and  species  strategies.   The durations of  the relevant
climatic and biological  phenomena  exceed the  one-  to   three-year periods  so
common in established  ecological  surveys.   Traditional  (theoretical) concepts
of stability and resilience  often  reflect naive and  faulty assumptions  based
on inadequate  empirical  data.   Such speculation has led to the  exalted status
of  simplified  models  and  indices  such  as  species  diversity  which  take  no
account  of the  extent  of natural  variability in time and space.   These models
and indices often involve a tacit assumption of equilibrium, a state  which has
not been demonstrated  to  exist,  and is  not in fact probable.   Multi-dimen-
sional variability  at  different levels  of biological organization  is simply
ignored in impact analysis  and, often, the natural  variation of  a given system
exceeds that caused by a given pollutant,  masking or exaggerating its effects.

     Biological  relationships  are  not necessarily linear  and there  is simply
too little  understanding of  functional  mechanisms in marine systems to make
quantitative comparisons and  generalizations possible.   This fact  should not
be a  deterrent  to  further  modeling and speculation,  but investigators should
recognize  that  without  adequate  empirical  data,   mere   hypotheses  may  be
advanced to  the startus  of broad generalizations.   Models which are neither
applicable  nor  predictive  are being  developed without necessary  background

                                        63

-------
information.  Consequently,  there  is little basis for hypothesis testing.   In
other words,  if  marine ecology and  pollution  biology are to reach an accept-
able level of credibility, considerably more "dirty"  work will  have to be done
on natural  history and basic ecological function.  Hypotheses  will have to  be
fitted to system-specific cycles of  variability and factors which are critical
to the  functions of a given  natural  system will  have to be  identified before
adequate management can become a reality.


                               ACKNOWLEDGEMENTS

     Data  analysis was  supported  by EPA  Program  Element No.   1  BA025 under
Grant No. R-803339.
                                   REFERENCES

Bayley,  S. ,  V.  D. Stotts,  P.  F.  Springer, and J.  Steenis.   1978.   Changes  in
     submerged  aquatic macrophyte populations  at the head of Chesapeake  Bay,
     1958-1975.   Estuaries  1:171-182.

Boesch,  D.  F. ,  R.  J.  Diaz, and R.  K.  Virnstein.  1976.   Effects of  tropical
     storm Agnes  on  soft-bottom macrobenthic  communities  of the  James  and  York
     estuaries  and  the  lower Chesapeake  Bay.    Chesapeake  Sci.   17:246-259.

Carr, W.  E. S.  and  C.  A.  Adams.  1972.   Food  habits of juvenile  marine fishes:
     evidence of the cleaning habit in the leatherjacket, Oligoplites saurus,
     and the  spottail  pinfish, Diplodus  holbrooki.   Fishery  Bulletin  70:1111-
     1120.

Clark,  S. H. ,  and  B.   E.  Brown.   1977.   Changes in biomass of finfishes  and
     squids  from the  Gulf of Maine to Cape  Hatteras, 1963-74, as  determined
     from research  vessel  survey data.   Fishery Bulletin  75:1-22.

Coull,   B.  C. ,  and  J. W.  Fleeger.   1977.   Long-term temporal  variation  and
     community  dynamics  of meiobenthic  copepods.   Ecology 58:1136-1143.

Harrison, G.  W.    1979.   Stability  under environmental  stress:   resistance,
     resilience,  persistence,  and  variability.   Amer.  Nat.  113:659-669.

Holling, C.  S.    1973.    Resilience and  stability  in ecological  systems.   Ann.
     Rev. Ecol.  Syst.  5:1-24.

Lewontin, R.  C.  1969.   The  meaning of stability.  .In Diversity and Stability
     in  Ecological  Systems,   G.  M.   Woodwell  and H.  H.  Smith  (eds.),  13-24.

Livingston,   R.  J.   1974.   The ecological  impact of  pulp  mill effluents  on
     aquatic  flora  and  fauna in  north  Florida:   comparison  of  a  polluted
     drainage system (Fenholloway) with an unpolluted one (Econfina).   Florida
     Coastal  Coordinating Council.  87  pp.

Livingston,  R.  J.  1975.   Impact  of kraft pulp-mill effluents on estuarine and
     coastal  fishes in Apalachee  Bay,  Florida, USA.   Marine Biology 32-19-48.


                                        64

-------
Livingston, R. J.   1976.  Time as a  factor  in environmental  sampling  programs:
     diurnal  and seasonal  fluctuations  of estuarine  and coastal  populations
     and  communities.    Ij]  Symposium  on the  Biological  Monitoring  of  Water
     Ecosystems, J. Cairns, Jr.  (ed.), ASTM STP 607:212-234.

Livingston, R.  J.   1978.  Multiple  factor  interactions  and stress in  coastal
     systems:   a review  of experimental  approaches and field  implications.   Iji
     Marine  Pollution:   Functional   Responses,  W.  B.   Vernberg  and  F.   J.
     Vernberg (eds.).  Academic  Press, N.Y.

Livingston, R.  J. ,  R.  L. Iverson, R.  H. Estabrook, V. E.  Keys, and J.  Taylor,
     Jr.  1974.  Major features  of the Apalachicola Bay  system:  physiography,
     biota, and  resource management.   Florida Scientist  37:245-271.

Livingston, R.  J. ,  R.  S. Lloyd, and M.  S. Zimmerman.  1976.  Determination  of
     adequate  sample  size for collections  of  benthic macrophytes  in polluted
     and unpolluted coastal areas.   Bull. Mar. Sci. 26:569-575.

Livingston, R.  J. ,  N.  Thompson, and D.  Meeter.  1978.   Long-term  variation  of
     organochlorine  residues  and  assemblages  of epibenthic organisms  in  a
     shallow north  Florida (USA) estuary.  Marine Biology  46:355-372.

Livingston, R.  J. , D.  C.  White, and  R. L.  Iverson.   1977.   Energy  relation-
     ships and  the  productivity of  Apalachicola Bay.  Florida Sea  Grant  Final
     Report.  437 pp.

Longhurst, A.,  M.  Colebrook,  J.  Gulland, R.  Le  Brasseur, C. Lorenzen, and  P.
     Smith.   1972.   The  instability of ocean populations.   New Sci.  54:500-
     502.

McErlean,  A.  J. , S.  G.  O'Connor,  J.  A. Mihursky,  and  C.  I.  Gibson.    1973.
     Abundance,  diversity,  and  seasonal patterns  of  estuarine populations.
     Est. Coastal Mar. Sci. 1:19-36.

McNaughton, S.  J.   1977.  Diversity and stability  of ecological communities:
     A. empiricism  in ecology.   Amer.  Nat.  111:515-525.

May, R.  M.   1973.   Stability and Complexity  in  Model Ecosystems.   Princeton
     University  Press, Princeton, N.J.

Meeter, D. A.,  and R.  J. Livingston.  1978.  Statistical  methods applied to  a
     four-year  multivariate  study of  a  Florida estuarine system,   In  Biolog-
     ical  Data  in  Water Pollution  Assessment:   Quantitative and  Statistical
     Analyses, J.  Cairns,  K.  Dickson, and  R.  J.  Livingston (eds.).  ASTM STP
     652.

Meeter, D. A.,  R.  J.  Livingston, and  G.  C.  Woodsum.   1979.  Short-  and  long-
     term hydro!ogical  cycles of the Apalachicola drainage system  with appli-
     cation to  Gulf coastal   populations.   Iji  Ecological Processes in  Coastal
     and Marine  Systems, R. J. Livingston (ed.).   In press.
                                        65

-------
Orians,  G.  H.   1974.   Diversity,   stability,  and  maturity in  natural  eco-
     systems.   In  Unifying Concepts in  Ecology.   Witt,  van Dobben, and  R.  H.
     Lowe-McConnel1,  139-150.

Reid,  P.  C.   1977.  Continuous plankton records:   changes in the  composition
     and  abundance of  the phytoplankton  of  the north-eastern Atlantic  Ocean
     and North  Sea, 1958-1974.  Marine Biology  40:337-339.

Saloman,  C.  H.  and S.  P.  Naughton.  1977.  Effects  of Hurricane  Eloise  on the
     benthic fauna of Panama  City Beach, Florida,  USA.   Marine Biology 42:357-
     363.

Sheridan, P. F. , and  R.  J.  Livingston.   1979.   Cyclic trophic relationships of
     fishes  in an  unpolluted,  river-dominated  estuary  in north Florida.   In
     Ecological  Processes  in Coastal  and Marine Systems,  R.  J.  Livingston
     (ed.).  In press.

Snelson,  F. F. , and W.  K.  Bradley,  Jr.   1978.   Mortality of fishes  due to cold
     on  the east   coast of  Florida,  January.  1977.    Florida  Sci.  41:1-12.

Stoner,  A.  W.   1979.   The  feeding ecology  of  Lagodon  rhomboides  (Pisces:
     Sparidae)  and  the macrobenthos  of  Seagrass Meadows  in  Apalachee  Bay,
     Florida.   Ph.D.  Dissertation,  Florida State  University.

Sutcliffe,  W.  H. ,   Jr.,  K.  Drinkwater, and B.  S. Muir.   1977.  Correlations of
     fish catch and environmental factors in  the Gulf of Maine.   J.  Fish.  Res.
     Bd  Can. 34:19-30.

Van  Winkle, W., B. L.  Kirk,  and  B.  W. Rust.   1979.   Periodicities  in  Atlantic
     coast  striped  bass  ( Morone  saxatilis)  commercial  fisheries data.   J.
     Fish.  Res. Bd Can.  34:54-62.

Webster,  J. R., J. B.  Waide, and B. C.  Patten.  1975.   Nutrient  recycling and
     the stability  of  ecosystems.    ln_  Mineral Cycling in Southeastern  Eco-
     systems,   F.   G.  Howell  (ed.).   A.E.G.  Symp.  Ser.  Conf.  74-0513,  1-27.

Wiens, J.  A.   1977.   On  competition  and  variable  environments.   Amer.  Sci.
     65:590-597.

Williams,  A.   B.   1972.   A  ten  year  study of meroplankton in North  Carolina
     estuaries: mysid  shrimps.   Chesapeake Sci.  13:254-262.

Zimmerman,  M.   S., and  R.  J. Livingston.  1976a.   The effects  of  kraft mill
     effluents on benthic   macrophyte  assemblages  in  a  shallow   bay  system
     (Apalachee Bay,  north Florida, USA).  Marine  Biology 34:297-312.

Zimmerman,  M.  S.  , and R.  J.  Livingston.   1976b.   Seasonality and  physio-
     chemical   ranges  of  benthic  macrophytes  from  a  north  Florida  estuary
     (Apalachee Bay).  Contr. Mar.  Sci.  Univ. Texas  20,  34-45.

Zimmerman,  M.   S.,  and  R.  J.  Livingston.  1979.  Dominance and  distribution of
     benthic macrophyte assemblages in a north Florida  estuary  (Apalachee Bay,
     Florida).  Bull. Mar. Sci.  29:27-40.

                                       66

-------
                     SOME FEATURES OF THE BIOLOGIC EFFECTS
                       OF POLLUTANTS ON MARINE ORGANISMS

                                      by

                                  S. A. Patin
                     All-Union Fisheries and Oceanography
                         Scientific Research Institute
                                    Moscow


     Extensive  data  have been  collected  on the effect of pollutants  on many
species of marine  organisms.   The variety of this material,  the difference in
methods, procedures  and  experimental  conditions all  complicate general inter-
pretation  of the  vast  toxicological  data base  which  increases  every  year.
Several attempts have  been  made;  the results of one  will  be  presented in this
paper.

     We previously emphasized the characteristic tendency toward  an  increase
in  the intensity  (coefficient)  of accumulation  of  radioactive and  chemical
microcomponents in marine organisms as the size of  the  hydrobionts  decreases
and,  consequently,  the size  of  their  surface  and contact  with the  water
increases (Patin 1971).   If this  is true,  then the  stable differences in the
degree of accumulation  of  toxic microimpurities in the  organisms of  different
sized  groups  should result  in  corresponding differences in the formation of
the  dose  loads of  the toxic substances  in the  biomass  of  the organisms in
these  groups  and,  consequently,  to different effects of their  reaction with
the same initial concentrations of harmful substances in the  water.

     We used  the data  from  the literature  (over  300 published works)  to test
this hypothesis;  a  summary  of  the  results was presented in our paper (Patin
1979).   The  values  of  the logarithms of  the  mean  lethal  concentration (LC50)
in  48-96-hour  experiments   for  each  of  the most  common  toxic  substances,
including mercury,  copper, lead, cadmium,  zinc dissolved in petroleum  products
and  organochlorine  compounds, were plotted graphically as  a  function of the
logarithm of  the mean  size  of the  hydrobionts.   One of these  graphs  is  shown
in Figure 1.

     An evident decrease was found in the values  of  the LCs0 as the  mean size
of the hydrobionts  representing the basic groups of the  biotic population in
the  world's   oceans  decreased,  including  the  simplest  plankton and  benthos,
mollusks, worms, and fish in different stages of ontogenesis.   The  correlation
coefficients  for the LC50  and mean dimensions  of  the organisms were  equal to
                                       67

-------
o:
z>
o
cc
I
   O)
T--  2
co \
 II  O>
o
      0
    y=0.92x-1.56
    n = 32, r= + 0.87
A
A
4
 'A
                 I
                     A   A
                                                              O 1
                                                              02.
                                                              03
                                                              A4
                                                              A5
 Figure V.
    2345
        LOGARITHM OF MEAN  SIZE   (jum)
Correlation  of  the toxicity  of  mercury (Hg2 )  for  marine hydro-
bionts  with  their  size:   1,3-data from the literature;  2,4-data
from the  present  study; 1,2-adult  organisms;  3,4-early stages of
ontogenesis;  5-value of the EC50  for unicellular  algae;  n-number of
data; r-correlation coefficient;  data which  were not considered in
calculating  the  regression equation  are delimited by  the broken
line.
  0.87  for mercury,  0.78 for copper, 0.88  for  zinc,  0.84 for cadmium,  0.87  for
  lead,  and  0.73  for  dissolved  petroleum  products,  0.91 for  polychlorinated
  biphenyls and 0.47 for all groups of organochlorine substances.

       In  determining  these correlations,  we did not consider the data  relating
  to  unicellular algae, since these data do not reflect the survival  rate,  as in
  animal  experiments,  but  the relative change  in the  bioproduction  indices  and
  the cell  division rate.   In addition, note the correspondence of these results
  with  respect to the general  tendency toward a decrease in  the  resistance of
  hydrobionts to toxins as their dimensions decrease (Figure 1).   The  data on
  bacteria were also  excluded  due to  the small number  and  the  difficulty  in
  comparing them with  other materials.

       The results obtained  form the basis for attributing the  size of hydro-
  bionts  which reflects the  degree  of development of the area of contact with
  the environment and the capacity  to accumulate contaminants  to  one of  the
  basic factors  which predetermine the intensity and nature of toxic effects in
  marine  ecosystems.   In  each  concrete case,  the  different  representatives of
  the marine  population with the  enormous variety of physiological, biochemical,
  morphological,  trophic  and  other features of the existence  and vital  activity
  in  different biotopes, naturally have their own specific features with respect
                                        68

-------
to  their  reaction  to  any effect,  including toxic  effects.    If  we  see an
obvious  correlation  between the toxic effect and  the  size of the hydrobionts
on this background, we must assume that the tendency is sufficiently universal
and  reflects  objectively existing relationships and phenomena  in the complex
picture  of the  reaction of marine organisms  to  toxic  factors in the environ-
ment.

     In  addition  to  the  reasons  for the low resistance  of  small species and
forms noted above, we also note the fact that organisms in different stages of
development are also  included in this category:   As all of the current toxico-
logical data, including the data obtained in our laboratory indicate (Patin et
aj.  1978),  these  forms   are  significantly  more   sensitive  than  the  adult
specimens.   The  question  of the  nature  and mechanism  of this interesting
phenomenon  is still  debated,  although it would be useful for solving a number
of problems in aquatic toxicology.

     A  particularly  strong correlation  between  the LC50 and the size  of the
organisms  is  characteristic  of  metals,  while the correlation is not as strong
for dissolved petroleum products and organochlorine compounds.   The reason for
this probably lies  in  the known multicomponent nature of  organic  toxins and
the  difficulty  of  obtaining  comparable data  in conducting  experiments  with
these  substances.   The  variations  in  the  experiments  with  organochlorine
compounds,  which  include DDT and  its metabolites,  polychlorinated  biphenyls,
aldrin  and other substances  which differ in composition  and  properties,  are
particularly significant.  This is the reason the correlation between the LC50
and size  of the hydrobionts was weaker  for  all  organochlorine  compounds than
for  the polychlorinated biphenyls  alone:   The  correlation  coefficients  were
0.47 and 0.91, respectively.

     Extrapolating the  experimental  results  and conclusions to  natural  con-
ditions  is  difficult.   Strictly as a first  approximation, we  can hypothesize
that  phytoplankton,  microzooplankton  filter  feeders,   eggs  and  larvae  of
benthos  and nekton animals,  especially  in hyponeuston, are among  the  groups
which are most  sensitive  and  react  most rapidly to toxic pollution.   We  can
also  hypothesize  that   the  most  rapid  structural  and functional  disorders
should  arise  in  associations  of  plankton  and  hyponeuston  where  the  small
species  and forms of hydrobtonts  with  low  resistance  to  toxins predominate.
Similar  disorders probably begin  more  slowly in  associations  of nekton  and
benthos  where large  forms  predominate,  but they  are  more stable  in  nature.

     A more definite conclusion can be drawn with respect to the prospects for
practical  utilization  of  small  species  and forms  of  hydrobionts  as  test
objects  for experimental  toxicologic control  of the hazard of  waste  waters,
their  components  and other substances  which enter the  seas.    The  relative
simplicity  and  ease  of  working  with such species (especially with unicellular
algae,   the  simplest,  smallest  plankton  crustaceans),  the possibility of year-
round cultivation, the  high sensitivity  and rapidity of the reaction to toxic
contaminants  in  the  environment--these  and other  advantages  raise the  hope
that small  species  of marine  organisms  will  be widely  used in determining the
danger of waste water from different enterprises  and monitoring the  quality of
natural sea water.
                                      69

-------
                                    SUMMARY

     On the basis  of  data cited in scientific  literature,  the existence of a
negative correlation was shown between the rate of sensitivity (based on 48-96
hr LC50) of marine organisms of various systematic groups to the major pollut-
ants in the marine environment (dissolved petroleum products, organo-chlorine
intoxicants,  mercury,   lead,  cadmium, copper,  zinc) and  the size  of  hydro-
bionts.  This  conclusion is of particular  interest  for evaluating biological
damage due  to  pollution in the marine environment  and  also links theory with
the practice  of  use of minor species and forms of hydrobionts in sewage water
biotesting.


                                  REFERENCES

Patin,  S.  A.   1979.   Effect of pollution  on  biologic  resources and produc-
     tivity in the world's oceans.   Moscow, Pishchepromizdat.

Patin,  S.   A.,  V.  K.   Dokholyan,  N.  S.  Chernyshev, A.  M.  Akhemdov.   1978.
     Toxicology  of some  species  of  Caspian  and  Atlantic  fauna.   Tr.  VNIRO,
     vol.  134.
                                       70

-------
                  FISH AS AN OBJECT FOR MONITORING PETROLEUM
                      POLLUTION OF THE MARINE ENVIRONMENT

                                      by

              N. D. Mazmanidi, G.  I.  Kovaleva, and A.  M.  Kotov
                         Georgian Branch of the VNIRO


     In  monitoring pollution  of  the marine  environment,  an  important place
must  be assigned  to  fish  as  an  integral  link  in the  trophic chain  of the
marine bioecosystem.

     The position  could  be  based  on a  number  of  hypotheses.   First, fish are
the most highly organized aquatic animals with a  very  differentiated nervous
system  (not including  marine mammals,  of  course).   Second,  fish  are  more
sensitive  to toxic substances,   particularly petroleum,  than other aquatic
organisms (Stroganov  1976;  Rice  et aJL  1976).  Third, it is not only possible
to  conduct  analytic  studies  on  the molecular  level  in  fish,  but  also  to
observe all  symptoms of poisoning (coordination,  behavior,  color,  respiration,
etc.).

     In  selecting   representative  organisms,  we  departed  from the principle
that experimental  toxicological studies should be conducted not only for the
purpose  of  determining admissible  levels  of pollution  in and evaluating the
quality of  an aquatic medium, but also as  a  component  part of any ecotoxico-
logical  prognosis.   In this  respect,  the object (or objects)  to  be investi-
gated  should  be a  constituent element of  the ecosystem in the region under
consideration.   Stating  the problem  in  this way predetermined our  approach to
selecting representative species  of fish  for the  southeastern  and eastern
parts  of the Black Sea.   For  this reason,  before  beginning  the toxicological
experiments on fish, we decided to consider a series of questions:

     a)   Which  species  of fish  were  most common in the zone under investi-
          gation and what were the dynamics of catching them?

     b)   What  was  the  basic  weight-size  composition  of the  captured
          specimens?

     c)   How would the  species  adapt to  long  periods of aquarium living?

     d)   How easy  is it to distinguish between males and females  (for correct
          grouping of specimens in experiments and for obtaining mature sexual
          products  and working with  them in different stages of ontogenesis)?

     e)   What is the sensitivity of these species to toxic chemicals?

                                      71

-------
     The  fish were  caught with  fixed  nets and  divided into  three groups:

          Frequently found in large numbers;
          Infrequently found in small numbers;
          Individual specimens.

     The  representatives  of  the second and third groups could not be used for
our toxicological studies because of the small number found.   For this reason,
we concentrated on the first group.  It included:

               Horse mackerel - Trachurus mediterraneus ponticus
               Smarida - Spicara smaris
               Mullet - Mullus barbatus ponticus
               Crucian carp - Diplodus annularis
               Sole - Solea lascaris nasuta
               Plaice - Platichthus flesus luscus

     Each of  these  species had to meet two  important requirements:   incidence
and size-weight composition.

     The  final conclusion was drawn after orientational experiments,  acute and
subacute, were conducted  on  the survival  rate  and  the  sensitivity of these
species to dissolved petroleum products had been determined.

     The  experiments  showed  that  pelagic active  species  of smaris and horse
mackerel  were the most sensitive, while  sole and  plaice were the most resis-
tant  benthoic  species.   The  other  two  species  occupied an  intermediate
position.  However, the horse mackerel did not survive  in  aquarium conditions.
For this  reason,  smaris and  sole were selected  for the toxicological studies.

     The  toxicological  results  for smaris should  be  used  to establish the MAC
for petroleum products and the data  on  sole should be used for ecotoxicolog-
ical prognoses.

     The  method  used  in  the experiments has been  described in detail  in our
previous  studies  (Mazmanidi   et  al.   1972;  Mazmanidi   and  Kovaleva  1972;
Mazmanidi et  al.  1975).   We  note only that the experiments were conducted with
dissolved petroleum products, and that we  made  certain that the experimental
materials and  experimental  conditions were  compatible.   In addition  to the
survival  rate,  a  number  of morphological  and biochemical  indices  for the
blood,  carbohydrate metabolism in the organs and  tissues, and the histopatho-
logic  picture were selected  as toxicity  criteria.  We  departed from  Federov's
conception  (1976):   First, these indices to a great  degree  ensure homeostasis
in  fish,  and  second,  changes in  these  indices  are  nonspecific  response
reactions to  very different  factors.

     We emphasize that the toxicological studies  were preceded by many years
of  work  on  the  seasonal changes  in all  of the   indices considered for the
purpose of determining the  lower  and upper  limits  for basal  data for use  in
interpreting  the results  obtained in the  experiment.   We  also  note that  we
concentrated   on  conducting  chronic  experiments  with low  concentrations  of
dissolved petroleum products.


                                       72

-------
     When considering  poisoning in fish from dissolved petroleum products, it
is first necessary to discuss the symptoms of toxicosis.

     Disorders  in the  central  nervous system were  observed in  acute (25-29
mg/liter concentration  of dissolved  petroleum  products)  and  subacute (15-19
mg/liter) experiments  on  active  smaris.   These  disorders  were  manifested by
different degrees  of excitation with subsequent inhibition of motor activity.

     Narcotic  and paralytic  symptoms predominated in the  less  mobile benthic
fish in acute and subacute poisoning.

     The  investigation  of  the three  response  reactions  (primary,  anodic,
electroshock)  in  an electrical  current field in  smaris and plaice  poisoned
with  petroleum products  confirmed the clinical  symptoms:   The  threshold of
these  reactions  was  lower  in  smaris than  in  plaice (Mazmanidi  and Balayev
1974; Balayev  et  al_.  1976).   Local pathological  processes were simultaneously
observed in the fish in acute poisoning, in addition to the CNS disorders.   In
addition to significant affection of the gill epithelium (hemorrhaging, edema)
observed  on  pathological-anatomical  autopsy,  histological studies  revealed
some  disorders  in the  structure of  the  organs  and  tissues (Mazmanidi  1974:
Mazmanidi and Zambakhidze 1974).

     There were also disorders  in production of mucus.  Hypothesizing that the
skin,  as  well  as the  gills,  are  one of the  barriers whose rupture allows
petroleum poisoning  to  begin, we investigated the effect  of dissolved petro-
leum products on a number of mucus indices for the skin and olfactory bulbs of
smaris.   In  the   course  of  petroleum  toxicosis,   significant  changes  were
observed  in  the  concentration  of  total  protein and  the  ratio  of  protein
fractions  in  mucus  from  the olfactory  lining  and  the  isoenzymatic  protein
fraction picture  and peroxidase activity  in mucus  from the skin  of  the  fish
(Korolev et al_. 1978).

     Asphyxia  was  one  of  the  major symptoms  of  acute  poisoning.   As  our
studies  showed (Mazmanidi  1977),  the  clinical  signs characteristic  of  this
symptom were  closely correlated with a sharp decrease in blood oxygen satura-
tion (Table 1).


TABLE 1.  OXYGEN  SATURATION   OF BLOOD  IN  ACUTE AND  SUBACUTE  POISONING  BY
          DISSOLVED PETROLEUM PRODUCTS (in %).


Fish               N       1-10 h      24 h       48 h       72 h       96  h
Smaris
Sole
10
12
8
10
65.5
45.0
75.0
65.0
56.5
40.0
—
—
72.0
72.0
52.0
38.0
— — —
—
68.0
58.0

Note:   The  numerator indicates  the controls;  the denominator  indicates  the
       experimental fish; n = number of specimens examined.
                                       73

-------
     As the above  data indicate, this process  is  slightly  more pronounced in
the smaris.  This  also indicates the high  sensitivity  of  pelagic fish to the
toxic components in petroleum in comparison to benthic fish.

     The decrease in blood oxygen saturation is related to a disorder in blood
hemoglobin metabolism,  as the  blood is the principal  supplier  of  energy for
metabolic processes in fish (Table 2).

     To briefly  summarize the data presented in these tables, we can conclude
that anoxia, clinically  manifested by asphyxia and functionally by a decrease
in  blood  oxygen saturation  and disorders  in  the metabolsm  of the different
hemoglobin fractions with pronounced meth- and sulfhemoglobinemia, occupies an
important  position in the  pathogenesis of acute  and  subacute poisoning from
petroleum toxicoses in fish.

     In  reference  to the morphological and biochemical  blood indices, leuko-
cytosis was observed in  acute and subacute petroleum poisoning; it was within
the  limits of 2a  in the  sole  and reached 3a in  the  smaris  (Table 3).    The
same  concentrations of  petroleum  also caused  a change  in  the  qualitative
composition of the white blood, manifested  by monocytopenia and lymphocyto-
penia;  it  exceeded 2a  in  the smaris,  and  was  manifested  by neutrophilic
leukocytosis in the sole.

     The  changes  in the  red  blood  cells  were  characterized by oligochromemia
and erythropenia.

     The  experiments conducted  with  small  concentrations  of dissolved petro-
leum products  showed that a 0.05 mg/liter concentration does not substantially
affect the blood of benthic,  less mobile marine fish (sole), while only a 0.02
mg/liter  concentration is not toxic  for demersal forms  (smaris).

     In  addition  to the  quantitative red  and  white  blood indices,  the effect
of  petroleum   on the  qualitative  composition  of the  blood  was also studied.
Acute and subacute poisoning  resulted in significant disorders in the form and
composition of the cellular elements  in the blood.

     Normoblasts  and polychromatophilic erythrocytes  were  often found in the
blood  smears.   There  was a  significant  number of immature erythrocytes with
unevenly  stained  cytoplasm,  indicating irregular distribution  of  hemoglobin
inside  the  cells.    The  agglutination  property  was  very  pronounced.   An
increase  in the  relative  number  of  immature  erythrocytes  in the  blood of
smaris  in acute  poisoning was  maximum,  and consisted  of  455  cells  per 100
fields  of vision.   The  figure  was  89 cells with a 1.0  mg/liter  concentration;
47  with  a 0.5  mg/liter  concentration;  and  26  cells  with  a  0.02 mg/liter
concentration.   The average  number of cells in the control  fish was 24.  In
addition  to  the above changes,  signs  of  primitive cell-hemocytoblasts (up to
2.6%)  were also observed in  the blood  smears.  Vacuolization  of the cytoplasm
was  observed   in  the white blood  cells.   The  changes observed in  the quali-
tative  composition  of the red  and white  blood  in  marine  fish in petroleum
poisoning were nonspecific.
                                        74

-------
    TABLE 2.  FRACTIONAL COMPOSITION OF BLOOD HEMOGLOBIN IN FISH IN POISONING BY DISSOLVED PETROLEUM  PRODUCTS
en

Type of
Experiment
Acute
Smari s
Acute
Sole
Subacute

Smari s

Duration of
Experiment N
10 h 10
10
24 h 10
10
24 h 10
10
72 h 10
10
C Met

mEq/liter
0.0010
0.0040
0.0003
0.0010
0.0010
0.0030
0.0005
0.0020
Hb

C Total
Hb
-SHb
% mEq/liter
2.0
6.0
0.9
4.2
1.5
5.3
1.3
3.4
0.
0.
0.
0.
0.
0.
0.
0.
051
063
032
023
066
055
039
059
C
Hb02
mEq/liter
0.
0.
0.
0.
0.
0.
0.
0.
050
059
031
022
065
052
038
052


C SHb

mEq/liter %

0.

0.

0.

0.
—
0030 4.5
_-_
0010 4.2
—
0008 1.4
—
0005 0.8
Total
Pigment
mEq/liter
0.051
0.066
0.032
0.024
0.066
0.056
0.039
0.059
Total
Inactive
Pigment
%
2.0
10.5
0.9
8.4
1.5
6.7
1.3
4.2

    Note:  The  numerator  indicates the controls; the denominator indicates the experimental fish; n = number
           of specimens examined.

-------
TABLE 3.  HEMATOLOG1CAL  INDICES  IN ACUTE AND  SUBACUTE  PETROLEUM  POISONING IN
          FISH
Hb
g %

+3 16.3
+2 14.3
+1 12.3
M 10.3
-1 8.3
-2 6.3
-3 4.3

a 2.0

+3 8.3
H2 7.7
H 7.1
M 6.5
-1 5.9
-2 5.3
-3 4.7
a 0.6
Millions
/mm3

2.697
2.478
2.259
2.040
1.821
Thou-
sands
/mm3

171350 )
141800/y
li
11225D7
It
82/00
53150
i
1 . 602 1 ^23600
I//
.1.383 "I/ —
1 *
0.219

2.388
2.137
1.886
1.635
29550

171390
142560 /
/
11373(//
8496
-------
     The disturbances in carbohydrate metabolism in the first phase of poison-
ing were manifested  by  pronounced hyperglycemia, an increase in the amount of
glycogen, and a decrease in the lactic acid in the blood (Table 4).


TABLE 4.  CHANGES  IN  CARBOHYDRATE METABOLISM  INDICES  IN THE  BLOOD  OF SMARIS
          AND SOLE IN ACUTE POISONING BY DISSOLVED PETROLEUM PRODUCTS


Time,
Hours
No.
of Fish
Examined

Glucose, mg%
M + m

Glycogen, mg%
M ± m

Lactate, mg%
M ± m
                                 SMARIS
Starting
Point

2
4
6
8
10
Controls
Time,
Hours
Starting
Point

1
2
3
Controls


8
8
8
8
8
8
8




12
14
12
13
14


55.0 ± 6.0
71.6 ± 7.4
109.7 ± 5.6
79.2 ± 4.4
49.3 ± 5.2
26.2 ± 4.8
61.2 ± 4.2
SOLE
«J \J L_ L.


30.2 ± 3.3
41.0 ± 1.1
54.8 ± 7.7
24.4 ±2.4
35.1 ± 1.7


35.8 ± 2.8
47.4 ± 4.2
55.9 ± 1.1
54.2 ±2.2
51.1 ± 3.4
48.2 ± 1.9
29.4 ± 3.5




33.5 ± 4.4
61.9 ± 3.7
53.5 ± 3.5
50.5 ± 5.0
43.7 ± 3.6


76.7 ±8.9
43.6 ± 7.1
30.2 ± 5.9
36.2 ± 3.1
48.7 ±3.6
60.6 ±10.0
73.5 ± 7.3




25.0 ± 3.9
16.1 ± 3.6
17.4 ± 2.6
28.0 ± 1.5
39.5 ± 2.7

     The significant  hyperglycemia  in  the first half of the  experiment  indi-
cated  intensive  glucose  transport to  organs and  tissues,  primarily to  the
central nervous system, as the most important energetic substrate.   The simul-
taneous  hypolactacidemia was  probably  the  result  of decreased  glycolysis.
Accumulation  of  glycogen  in  whole  blood  cells  apparently  promotes  its
synthesis  from  plasma glucose by  white  blood cells.  The second part  of  the
experiment was characterized  by  pronounced hypoglycemia and a decrease in  the
concentration of  glycogen in the  blood  of the poisoned fish.   In  this  case,
the organism  responds  to the effect of the toxic factor by progressive deter-
ioration in its condition on all  levels.

     The chronic  experiments were  conducted with a wide  range  of  concentra-
tions  of  dissolved  petroleum  products;  the  0.01  mg/liter  dose  caused  no
significant changes in  the  carbohydrate metabolism indices  in  the  blood of

                                        77

-------
smaris.  Carbohydrate  metabolism  in the tissues of the fish also changed sig-
nificantly  in  poisoning from  dissolved petroleum  hydrocarbons.   There  was a
progressive decrease  in carbohydrate reserves in all tissues studied in acute
poisoning in smaris (Table 5).


TABLE 5.  CONCENTRATION  OF  GLYCOGEN  (M  ± m  mg%)  IN SMARIS  TISSUES IN  ACUTE
          POISONING BY  DISSOLVED PETROLEUM PRODUCTS


Hours
Controls
2
4
10

N
14
14
14
15
Glycemia
mg %
59.9 ± 6.3
*71.3 ± 8.6
*82.4 ±1.2
—

Liver
625 ± 73
*390 ± 63
*380 ± 60
*365 ± 64

Heart
440 ± 39
347 ± 35
*168 ± 25
*261 ± 47
Red
Muscles
251 ± 41
170 ± 23
*153 ± 19
*130 ± 26

Brain
35 ± 1
36 ±11
20 ± 3
—

Note:  *  indicates  significant  results p < 0.05.
      The  degree of  these changes in  the  different  tissues was almost ident-
 ical:   approximately  50%  of  the  control  values,  i.e.,  the disorders  in
 glycogen  metabolism  in the  liver,  heart  and  red muscles and  brain were similar
 in  nature.   The  changes in the  concentration  of polysaccharides  in the dif-
 ferent  tissues  were  similar -  the  fundamental disorders in glycogen metabolism
 began in the  first  hours of  contact  with  the  toxic substances and gradually
 increased in  time.   When  sections  of  intoxicated  liver were
 saline  solution, a  slight decrease was observed in production
 comparison  with  intact  sections.   Acute poisoning  also  caused
 glycogen  in the liver and  production  of glucose by sections of
 sole, and the  latter process was  very  pronounced.
                incubated  In
               of glucose in
               a decrease in
               this organ in
      The decrease observed in the  concentration  of glycogen in the  livers of
 the poisoned  fish,  accompanied  by a  decrease  in glucose  production  by the
 sections,  was  apparently due to processes for  detoxifying petroleum hydro-
 carbons which  principally  occur in  the liver.   The  glucose formed from the
 glycogen is used as  a  source of energy for detoxification  reactions and also
 as a substrate for metabolic  conversions of the petroleum  products.

      Subacute poisoning of smaris.and  sole resulted  in  different  disorders in
 glycogen metabolism in  the  various  tissues.  A hepatotoxic effect  was found in
 smaris - a more significant decrease in glycogen  in the  liver in comparison to
 the other tissues.   Glycogen  metabolism in heart  muscle  was primarily and more
 significantly  disturbed  in sole,  and inhibition
 was observed only  after  seven days of  exposure.
 experiment,  sections of  liver from  both  species
 icant decrease in glucose production, but cardiac
 exhibited increased consumption  of sugar from  the incubation medium  in  compar-
 ison to the controls.
of hepatic glycogen function
 Under  the  conditions of this
 of fish exhibited a signif-
 muscle from the sole instead
                                        78

-------
     The  experiments  with  the   highest  concentration  which caused  chronic
toxicosis  in  smaris  (9  nig/liter) were conducted in different seasons  of the
year:  spring-summer,  which corresponded to the pre-spawning and beginning of
the  spawning  periods,  and in the autumn, when smaris are in the  post-spawning
period.  In these conditions, the hepatotoxic effect of the petroleum products
was primarily manifested  (Table 6).


TABLE 6.   CONCENTRATION  OF GLYCOGEN (M±m,  mg%)  IN  SMARIS  TISSUES  IN CHRONIC
          POISONING BY DISSOLVED PETROLEUM PRODUCTS (9 mg/liter)

Exposure
Time
(days)

Liver Heart Red Muscle White Muscle
                           SPRING-SUMMER
7
15
20
25
508 ± 15 (8)
*292 ± 35 (19)
242 ±71 (11)
176 ± 29 (17)
242 ±71 (11)
183 ± 36 (10)
163 ± 38 (6)
*41 ± 11 (8)
297 ± 39
267 ± 24
232 ± 17
247 ± 20
232 ± 17
248 ± 37
74 ± 23
33 ± 7
149 ± 13
140 ± 13
93 ± 15
116 ± 12
93 ± 15
69 + 6
38 ± 8
43 ±10
55 ± 8
71 ± 4
41 ± 3
*60 ± 7
41 ± 3
61 ± 7
35 ± 5
*60 ± 3
AUTUMN
5
15
20
25
392 ± 87 (6)
*115 ± 26 (9)
427 ±84 (6)
*161 ± 15 (6)
427 ± 84 (6)
*174 ± 14 (6)
488 ± 84 (6)
*156 ± 36 (6)
286 ± 33
252 ± 28
319 ± 31
386 ± 54
319 ± 31
366 ± 61
359 ± 13
*470 ± 45
79 ± 5
91 ± 18
80 ± 11
*123 ± 11
80 ± 11
130 ± 14
70 ± 11
92 ± 17
60 ± 7
*35 ± 5
90 ± 6
80 ± 5
90 ± 6
67 ±12
51 ± 8
52 ± 3

Note:  The number of specimens examined is indicated in parentheses;
* Indicates the significance of the results p<0.05.


     In both  variants  (spring and autumn), the  greatest  decrease in the con-
centration of glycogen was observed after 5-7 days of exposure.  However, the
decrease  in   the  polysaccharide  reserves  in  the  liver  of the  poisoned fish
remained at  approximately the same level in the autumn experiments--30-38% of

                                        79

-------
the  control  values—during  the  entire  experiment,  while  the  polysaccharide
reserves  in  the poisoned  fish did not significantly differ  from  the control
values on the 15th and 20th days in the spring variant.   A pronounced decrease
in liver  glycogen  reserves in the poisoned  fish  was  only observed at the end
of the experiment, on the 25th day.

     The significant decrease  in the concentration of glycogen in the liver in
the  initial  period of both  variants  of the experiment was  apparently  due to
processes for detoxication of the dissolved petroleum products, since  it has
been  shown  that microsomal  enzymes  in the  liver  of  fish actively metabolize
various petroleum  products,  included  in  the detoxication  process  as a basic
component  of glucose.   However,  the  metabolic  reaction  of  the fish  in the
spring  and  autumn experiments differed;  this was apparently due  to the dif-
ferent  physiological  condition  of the animals.    In  the  pre-spawning period,
all metabolic processes were  highly active,  indicating a high degree of induc-
tion  activity  of microsomal enzymes  which participate  in detoxication  of
heterologous compounds and their excretion from the organism.  This allows for
more  rapid metabolization  of the  petroleum  products  and  for the active elim-
ination of the metabolites.    The  results  of  this toxic effect of  the dis-
solved  petroleum  products  decreased,  and a  state  of  equilibrium was observed
in glycogen  metabolism  at some  time (data on the  15th and 20th days).  We can
thus  conclude  that the  liver of  smaris  is more  resistant to  the effect of
petroleum  products  in   the  pre-spawning  period  than  in  the  post-spawning
period.   As  the  concentration  of dissolved petroleum  products used  in the
experiment  decreased, the effect  of  compensatory mechanisms  appeared:   The
decrease  in  the  concentration  of  glycogen  in  the liver  was  followed  by
restoration  of  glycogen  reserves  and  then another decrease.  As a  result, the
evolution  of the  toxic  process was triphasic in  nature.   The  changes  in the
concentration  of  glycogen  in  the  tissues  of  smaris   could   be  considered
fluctuations  in the  normal  level only with the  0.01 mg/liter concentration.
Liver  sections  from  fish  exposed to  this concentration  for 30 days precipi-
tated  glucose  in  amounts  which  did  not differ  from those  of  the controls.

      Determination  of several  enzymes  involved  in carbohydrate metabolism in
the  tissues  of  the fish showed  that the changes observed  in the concentration
of  glycogen were  first  related  to  a decrease  in  the  glycogen-synthesizing
enzyme  in the  liver  and second, to an increase  in the  activity of glycogen-
splitting  enzymes such as  glycogenphosphorylase  and  -amylase.   The change in
the  activity of  glycogenolytic  enzymes  did not  always  occur concomitantly.
The  decrease in the glycogen  reserves  in  the livers  of the poisoned fish was
also  caused  by  an  increase in glucose-6-phosphatase activity.  The  activity of
this  enzyme  in the brain  changed in  the same way as in  the liver.  However,
the  high  glucose-6-phosphatase activity in  the brain corresponded  with a high
concentration  of glycogen  in the brains  of the  sole  in comparison with the
smaris.   Glucose  split from  glucose-6-phosphate apparently plays a  substantial
role   in  cerebral  metabolism  in sole  in a  toxic  environment;  cerebral
metabolism thus becomes  more  independent of  the level of  glycemia,   which  is an
additional  factor determining the high resistance  of this  species  to  toxic
substances.

      The  studies which we  conducted thus indicate  that fish can  be  widely used
as  objects  for monitoring  pollution  of  the marine environment  based on a
number  of their features.
                                      80

-------
                                  REFERENCES

Balayev,  L.  A.,  N.  D. Mazmanidi, and  R.  R.  Bazhashvili.   1976.  Reactions  of
     some Black Sea hydrobionts  in an electrical current field  in poisoning  by
     dissolved petroleum products.  Vopr. ikhtiologii 16(4).

Fedorov,  V.   D.   1976.   Problem of  admissible effects of the anthropogenic
     factor  from  an  ecologist's point of view.   Proceedings  of the III VGBO
     Conference,  1.

Korolev,  A.  M. ,  Yu.  Yu.  Frolov, and  N. D.  Mazmanidi.   1978.   Study of the
     physical-chemical properties of mucus from Black Sea smaris in conditions
     of petroleum toxicosis.  Biol.  nauki, 9.

Mazmanidi,  N.  D.    1974.   Symptoms  of  petroleum poisoning  in hydrobionts.
     Rybnoye  khoz-vo,  9.

Mazmanidi, N. D.  1977.  Effect  of petroleum poisoning on oxygen saturation  of
     the blood of the  Black Sea  fish.  Rybnoye khoz-vo, 6.

Mazmanidi, N.  D.  et aj.   1972.  Study of the effect of petroleum pollution  of
     seas on  hydrobionts.  Scientific report on subject No.  21, VNIRO, Moscow.

Mazmanidi, N.  D. ,  and L.  A. Balayev.  1974.  Effect of petroleum poisoning  on
     the  behavior of some  Black  Sea  fish in  an electrical  current field.
     Rybnoye  knoz-vo,  11.

Mazmanidi, N.  D.,  and G.  I. Kovaleva.   1972.  Experimental  data on the effect
     of  petroleum  on  some  chemical  properties   of  the marine environment.
     Okeanologiya, 5.

Mazmanidi, N.  D., and G.  I.  Kovaleva.   1975.  Effect  of  dissolved petroleum
     products on some  elements in carbohydrate metabolism in fish and inverte-
     brates.   Vopr. ikhtiologii, 15(5).

Mazmanidi, N.  D.,  G.   I.  Kovaleva, and  N.  A.  Zobova.   1975.  Determination  of
     petroleum  products   and   naphthenic  acids   dissolved   in  sea  water.
     Okeanologiya, 15(3).

Mazmanidi, N.  D. , and N.  P.  Zambakhidze.   1974.   On pathological-anatomical
     changes  in  fish  in acute  and subacute  poisoning by petroleum.   Trudy
     Gruzinskogo otd.  VNIRO, 16.

Rice, S.  D. ,  J.  V.  Short, and J. F.  Karinen.   1976.   Effects of hydrocarbons
     on  biological  systems:    behavioral,   physiological   and  morphological;
     toxicity  of  Cook Inlet  crude  oil  to  several Alaskan marine  fishes and
     invertebrates.   Symposium on sources, effects and  sinks  on hydrocarbons
     in the aquatic environment, Washington D.C.,  U.S.A.

Stroganov,  N.  S.    1976.   Comparative  sensitivity of  hydrobionts  to  toxic
     substances.  General ecology.   Biocoenology.   Hydrobiology, 3 (Scientific
     and technical results.   VNITI AN SSSR), Moscow.

                                      81

-------
          IMPROVED ASSESSMENT OF ECOLOGICAL EFFECTS BY INCORPORATING
                  PHYSICAL SIMULATIONS IN BIOASSAY PROCEDURES

                                      by

                               D. J. Baumgartner
              Marine Division, Environmental Research Laboratory
                     U.S. Environmental Protection Agency
                               Corvallis, Oregon


                                 INTRODUCTION

     Bioassay procedures  are  customarily used in the United  States  by marine
pollution  control  regulatory  authorities  to  determine the  acceptability  of
municipal and industrial  wastes for disposal in the ocean.  In some cases the
results  of bioassays  are  of  advisory  value  while  in  other cases,  such  as
disposal  of material  dredged  from waterways,  failure to  pass one  or more
bioassay tests  can  result in denial of  a permit.   Since a permit is required
for  ocean  dumping from  barges  and for continuous operation  of  an  ocean out-
fall,  denial  of  a permit  can  result  in significant economic  and  technical
difficulties for municipalities, industries, and dredging authorities.  Conse-
quently, dischargers  as  they may be conveniently  labeled,  are urging regula-
tory authorities  to  adopt bioassays that are realistic indicators of environ-
mental stress, but which are not arbitrarily restrictive.

     Pollution control authorities  are, of course, also interested in reliable
indicator tests, and since they are responsible for protecting the environment
they are  motivated  to prescribe tests that will be effective in screening out
chemicals  and wastes  that  are likely  to  be troublesome.   Recognizing that
laboratory  bioassays  are neither infallible, nor exact representations of the
environment,  authorities are  quite  conservative  in adopting  new  techniques
that  are  projected as  being more realistic.  It seems  to this  observer that
pollution  control authorities,  at least  in the United States, favor standards
and  uniform tests  justified no doubt  on  legal  grounds  as well as administra-
tive  ease, whereas  many scientists  generally tend  to favor tests  that are
tuned  to  the  conditions of the specific  case, rather than being standardized.

     In recent years major advances in bioassay testing have been incorporated
in  the administration of waste discharge permits, because  of changes in the
legal  basis for pollution control and the tremendous economic impact of permit
decisions.  There are however improvements which are still  necessary and the
purpose  of this paper  will be  to describe a few that  are  motivated by con-
sideration  of the physical and  chemical  factors  influencing the distribution
of wastes discharged from barges and pipelines.
                                      82

-------
                               PRESENT BIOASSAYS

     Both the  Environmental  Protection Agency and the Corps of Engineers have
published bioassay  manuals  for evaluation of ocean dumping  (USEPA 1978; U.S.
Army  Engineers 1977).  Generally  mortality  is the  endpoint of  the  bioassay
even  though it  is  recognized that  ecological  significance is  difficult  to
interpret  directly  from  this  information.   The  only nonlethal  tests  being
utilized  are  the phytoplankton  growth tests and  one attempting  to  evaluate
bioaccumulation  of  toxic chemicals,  again recognizing that  interpretation  is
difficult.  Federal  ocean  dumping permit regulations require use of bioassays
for the liquid phase, suspended phase, and sediment phase.

     Most  tests  are conducted in  aquaria without  flowing  seawater (sometimes
called  "static"  bioassays)  although  the recommended  procedure  for the  solid
phase  bioassays  employs   flow-through aquaria.   In   this  test,   the  benthic
animal survival is determined  after 10 days,  under a 15-mm blanket of material
to be  tested,  but in other  tests the  LD50 is calculated for exposures of 4 to
96 hours,  using  at least three concentrations  of  test solution.   Results are
compared  to the  expected  concentrations to be found in the dumping zone using
field  data  or model  results.   For ocean  outfall  permits a  standard  test  of
bioassay requirements does not yet exist.


               INCORPORATION  OF TIME VARYING FACTORS IN BIOASSAYS

Ocean Outfalls

     Many models  in  use today have been developed  from  the  same simple  plume
mechanics  that have  been  found to adequately describe the  behavior  of  smoke
plumes.  In Figure 1 the main  features of an ocean outfall  plume are sketched.
The  features   which  are important  in relationship to the regulatory use  of
bioassays  are:   (a)  the  rising plume;  (b)  the transition zone;  and  (c)  the
drift  flow.   These  three  zones are  shown again  in Figure 2 in  terms of  the
relative  concentrations and length of times to which organisms  are  exposed.
The initial dilution rates  are based  on plume  calculations  for typical  ocean
outfall configurations  (Baumgartner  1971; Teeter  and  Baumgartner 1979).   The
example used in Figure  1 snowing an initial dilution of 100 to 1 in one minute
is in  the range  of  dilutions  frequently found, i.e., between  50/1  and  300/1
within several  minutes  at most.

     In order  to  operate  a  bioassay chamber in which the appropriate dilution
rate can  be achieved in such  a way as to expose the assay organisms it  would
be necessary to compute the  expected dilution according to accepted models  and
adjust  the plumbing  controls  accordingly.   The  reliability of  this  initial
dilution  estimate  is in  the  range of ± 20%  (Brooks  1973)  and  therefore  is
considerably better  than  many other  environmental  predictions.   The  range  of
values  usually  prescribed   for  bioassays  should  conveniently  bracket  this
estimate.   The bioassay organisms used in this test  should  be the planktonic
and fish  species selected  for the region.   (Benthic organisms  would not  be
expected  to be exposed  in nature to this concentration/exposure regime).  The
96 hour (5,760 minutes) steady state  bioassay,  if applicable at all, is seen


                                      83

-------
CURRENT
                                               PYCNOCLINE
                                               REGION
                      TRANSITION
                      ZONE
                                          DRIFT  '
                                          FIELD •
                                              PARTICULATES
          RISING
          PLUME
DIFFUSER
PORTS
                            ENTRAPMENT OF
                            DILUTION WATER
                                                SEABED
          Figure 1.  Waste field generated by simple ocean outfall
                             84

-------
            INITIAL DILUTION (PLUME)
                  IN DEEP WATER
             HIGH TURBULENCE
                TRANSITION ZONE

                        LOW TURBULENCE
\ RANGE OF
 f DRIFT FLOWS
:J
          (TYPICAL VALUES USED)
           lilt	
           I   10  100 1000
           TIME, MINUTES
           	i
                     1000     10,000 100,000
                       DISTANCE, FEET
Figure 2.  Relative efficiency of dilution in  flow regimes associated with
        municipal outfalls.
                          85

-------
to be  applicable only  to  the drift flow region,  and  only for concentrations
that  result after  initial dilution  has been  achieved  in the  rising plume.
Even  in  this case  the  test would be more  appropriate  if concentrations were
decreased  in time,  at  a rate found in field observations  or  as predicted by
calculations of expected dilutions and pollutant decay.  It may be possible to
incorporate  these  changes  in  concentration  in  the drift  flow  region  into
bioassays  so  that   they  would  more reasonably  represent the  environmental
conditions.   it  may  however  be much more  difficult to  incorporate  the rapid
initial dilution phase  into the bioassay test, but this may be the most signi-
ficant exposure  experience for  organisms  caught in the  plume.   What is most
obvious from this figure is that a 96-hour  LD50 based on concentrations higher
than  that  achieved at  the  end of the initial  dilution  is  not realistic from
the point of view of  environmenal exposures.

Barge Dumping

     Figures 3 and  4  show schematically two variations in barge dumping models
(Clark et  aj.  1971).   The convective descent phase is modeled the same way as
the buoyant plume of ocean outfalls.  The  long term dispersion is modeled the
same as the  drift flow  region  of ocean outfalls.  The barge dumping models are
more  complicated because  of  the necessity to  account  for a  wide variety of
discharge  methods  and  materials which  are dumped, particulates  being espe-
cially variable.    In the  case of  a single barge  dumping  event (Figure 3) a
bolus  of  dense  waste is  rapidly  carried  downward  until  reaching a level of
buoyant equilibrium.  As an example of the  use of graphical solutions prepared
by Koh and  Fan (1968),  the top of Figure 5  shows that for a densimetric Froude
number  (F1)  of  10  for the  initial  barge  dumping  conditions,  a penetration
depth  (Y.)  of 10 times the barge  diameter  (b ) would result  for  a normalized
stratification  value (E)  of  approximately  10-2.   In  this  case,  then, if the
barge were  about. 8  meters wide, the penetration depth would be about 80 meters
in  a  few minutes.   If  the  depth of water  at the  dumping site were shallower
than 80 meters the  waste cloud would immediately begin to deposit  particulates
in a  relatively  compact dome  on the seabed.   The approximate size  of the mound
is computed from the  bottom half of Figure  5 as four times the width.

      In the above example,  if the depth  is  considerably greater than 80 meters
at  the dump  site  the  waste  cloud would begin  to  spread horizontally and be
carried by  ambient  currents.   Since the  dilution is approximately  proportional
to  the size increase  cubed, the concentration  of pollutants  at this level
would  be  about  1/64  the   initial  concentration  in the barge.    The  rate of
additional  dilution  in the long term drift flow,  as  with ocean  outfalls, is
much  slower,  and  suspended  phase bioassay  conditions  may  be  quite easily
designed to match these expected physical conditions.

      Benthic bioassays  may  be more  easily designed  when physical   factors
suggest  bottom encounter  because  the particulate  and water phase concentra-
tions  are   much  more precise  than  in deep water.   In water  deeper than the
penetration depth  the sedimentation of  particulates is much more  difficult to
predict because  of  uncertainties in  long term transport calculations.

     Another barge  dumping  configuration frequently employed is discharge  into
the  wake,   as  in  Figure  4.   The theoretical  analysis of dispersion is not
                                                                         *^
                                      86

-------
00
LONG TERM (MONTHS)        COLLAPSE
                            (MINUTES)
                                                                 BOTTOM TRANSPORT
                                                         CONVECTIVE DESCENT
                                                              (MINUTES)
                        Figure 3.  Basic  transport phases (after  Clark et al_. 1971).

-------
          ZONE
CO
00
                            MIXING
                            DEPTH
                             (h)
MIXED SURFACE LAYER
                    Figure 4.  Schematic presentation of fate of material  when discharged  in
                              barge wake (after Clark et aj.  1971).

-------
         Convective descent terminal depth  (after Koh and  Fan  1968),
bf
    Figure 5.  Convective descent terminal size  (after Koh and Fan  1968).




                                     89

-------
unlike jet  (or  ocean outfall) analysis (Birkhoff  et  al_.  1957) and full scale
demonstrations  have  confirmed this  (Abraham et aj.  1972).   Because  of barge
and  propeller  variations  as well  as  the  varying arrangements  of discharge
pipes, especially orifice size and direction, the rates of dilution can easily
vary  by  a  factor  of 30  (Redfield  and Wai ford 1957;  Ketchum and Ford 1952).

     Under  some  variations  of wake discharge that appear physically possible,
long  term dispersion may  be described by methods  identical  to slug  releases
from  barges  and continuous  discharges from ocean outfalls that form a lens at
an intermediate depth.

Long Term Dispersion

      Figure  6 graphically displays results of an  example  (Clark et al. 1971)
of long  term dispersion according to  the  method  of Koh and  Fan (1968).  Four
situations  were considered.   In one  (U.) the waste cloud  formed a buoyant

spherical  cloud at  50  meters,  and  was transported  for 8.5  hours before the
pollutant  concentration at  the  surface reached a  maximum.   The surface con-
centration  at that point was between 10-4 and 10-5 of the initial value.  In a
second case  (C,  ) the materials in the waste cloud were described in such a way
that  the  buoyant spherical  cloud collapsed  into  a thin saucer at the initial
stage of  transport.   In this case  it  was  35 hours before the  surface maximum
concentration was  reached.   The  concentration would  be expected to  be about
10-6  of  the  initial  concentration.   A third case  (Up)  describes a spherical
mass  influenced by  a  strong pycnocline  above  the  penetration  depth.   The
pycnocline  retards  vertical  migration as seen by  the reduced surface concen-
tration  of  10-7 times  the  initial  value.   The fourth  case  is not described
graphically  because the  surface  concentration remained essentially zero.   In
this  example the  sea  again was  considered  as possessing  a  strong pycnocline
and  in  addition the waste material  in the cloud was  of such nature  that the
buoyant spherical cloud collapsed into  a saucer shape.

      These  curves,  along with other  curves that  could be  computed  for the
centroid  of the waste  flow and  the seabed  surface  can be  used to  describe
exposure  time and  time varying  concentrations to be  employed in bioassays.
Depending on the type of material discharged and the physical  arrangements of
the  barge or outfall, these calculations also provide  insight  to the relative
importance  of surface,  water column,  and  seabed  in selecting bioassay organ-
isms  as well  as  in evaluating the relative ecological  significance of bioassay
results.

      The  above  example also shows  the possibility of vastly  increased vari-
ability  in results as more  complex, but more realistic, environmental factors
are  considered.  Recall that the  plume  calculations were ± 20%.

Physical  Variability

      Greater variability  occurs with dumping  of dredge  spoils and sludges than
with  ocean  outfall discharges because  the material  may  range  from fine suspen-
sions to  large cohesive  clumps  of clay.   The  mathematical  models  used to
describe  the physical behavior must  be  quite  elaborate  to account for the wide
range of conditions.  This  can be accomplished by  incorporation of adjustable

                                       90

-------
                                    C= COLLAPSED CLOUD

                                    U= UNCOLLAPSED CLOUD

                                    L = LINEAR DENSITY GRADIENT

                                    P = PYCNOCLINE
                                 actual
                                  FIRST APPEARANCE OF

                                  SURFACE CONCENTRATION


                                   I
HOURS

  Figure 6.
10
                                               100
                                                                    10
                                   r4
                                                                     10
                                                                       -52
                                                                    10"
                                                                     10
                                                                         I

                                                                         LU
                                       o
                                       o

                                       LU


                                       8
                                     -7 cr

                                       CO

                                       Q
                                       LU
                                  ia
                                    -8
                                                                     10'
                                                                     0
                                       LU
                                       cr

                                       CL

                                       LU
                                       _
                                       LU
                                       cr
Predicted relative surface concentration for lonq-term dispersion

(after Clark et al_.  1971).
                               phase

-------
coefficients.   For  example,   for  the  illustrations  in  Figures  5  and  6  a
modestly large  entrainment  coefficient was used as would be appropriate for a
liquid or  a  slurry of nonagglomerated particles.  To employ the same entrain-
ment  value for a barge of  cohesive  clays of low water  content  would be mis-
leading.    The  unwary or unwise  may  be led to believe the  model  is defective
rather than a case of misapplication.

     Laboratory  hydraulic  model  studies  are reasonably  efficient  for deter-
mining values  of coefficients to describe behavior  of  dumped material in the
convective  descent phase.   As  an  example,  hydraulic  model  studies  based on
Froude and Reynolds  numbers of dredge spoil  from  the  Duwamish River estuary,
as conducted at our laboratory suggested an entrainment coefficient of essen-
tially zero  for barge dumping in 67  meters  of water in Elliott Bay.  Using a
mathematical model developed by Koh and Chang (1973) we predicted the material
would  impact  the  seabed   without  measurable  dilution.   Field  observations
during  dumping  confirmed   the  hydraulic  and  mathematical  model  predictions
(Baumgartner et  al.  1978).

     Hydraulic models may not be effective for obtaining coefficients relating
to barge  performance and oceanic turbulence, both  of  which influence disper-
sion, chemical  interactions,  and biological  exposure, as do the properties of
waste material   itself.   Consequently it  is  important  to acquire  field data,
which  even  in   limited  circumstances may be sufficient to  characterize the
coefficients needed  to model exposure conditions.

     Bioassays  may  need to be conducted  without  adequate field information.
The  range  of exposure conditions to  be employed in  the bioassays, or at least
considered before final bioassay  design, can be  provided by repeated mathe-
matical  simulations.  Done  in  an orderly way this  exercise may require  only
one  day and  can  highlight the natural situations which are  most influential in
controlling  the exposure condition.   A sensitivity  analysis  of  this sort was
conducted  on the Koh-Chang model (Teeter  and Johnson  1979).   Figures 7 and 8
show the range  of exposure  conditions appropriate for benthic bioassays depend-
ing  on  the values that are determined to  be  appropriate  for  two coefficients,
a  and CHRAG'   *n eacn fiQure tne top section shows  the percent of particulate
material  reaching the  seabed as a  function of time,  for coefficient values
adjacent to  each curve.  The  lower portion of each figure is  a measure (VoO of
the  distribution  of material  around the  mass  centroid  assuming  a Gaussian
form.  These two sets of graphs may  be used  to  determine the mass of material
to be placed on  a  simulated  seabed  for benthic bioassays.   This exercise may
well  elicit  biological  insights to be  fed  back to  the physical   scientists
prior to field  studies so that effort might be maximized  on those coefficients
which are  most  important biologically.

Chemical Variability

      Chemical  models can  be  used to describe  the  behavior of some  chemical
species  under  varying  conditions  of  the  environment including salinity, pH,
oxygen content  (Eh), and the  concentration of cations and anions (Ingle et al_.
1978).   Figure 9 is  an  example  of  the effect of  salinity  on the distribution
of silver species as described  by the EPA model using  data  from Jenne et a_[.
(in  press).   This  shows that  it  may be  very  important  to incorporate^ time

                                       92

-------
       100 r
                                                 0.300
                  400
                   800
         1200
1600
  o Hiooo
  O ^. 500
  LJ Q.
  Og
100
 50
  < O
  Fm
        10
          0
                 0.059
           400
                                     1
800    1200
                                      B
      1000
      500
    9*
   J> 100
        10
          0
                                   .400
                                      0.470
                                      0.300
           400     800     1200
              TIME, SEC.
Figure 7.  Sensitivity of model  output to a  in bottom dump
          disposal (after Teeter and JohnsSn 1979).
                        93

-------
      Q



      8g
     100




      75





      50
      ui

      a: o  25
      ui
      a.


             0
      0 H 300
      a u!
      Sfcf
  t
  en


UI fL
Og

g ^200


ujg
o r~
           IOO
                                  • 0.50
                          6.50
    A
    •2.0
                      400      800     1200    1600
                                            B
                                                    2.0
                        500
                            1000
1500
           200
       H
       u.


        h-
           100

                        500       1000

                           TIME,  SEC.
                                       1500
Figure 8.   Sensitivity  of model output to CDRAG

          (after Teeter and Johnson 1979).
                                       in bottom dump disposal
                              94

-------
                                                     AgCi;3
                  25        50        75
                     PERCENT  SEAWATER
100
Figure  9.  Concentration of silver solute species  in  freshwater-
          saltwater mixtures.  Total silver concentration:
          10-6 molar (Ingle and Baumgartner, unpublished).
                             95

-------
varying concentrations into bioassays intended to assess the effects of wastes
containing silver  to  the marine environment.  As most discharge practices can
achieve a  mixture 90%  seawater within several minutes,  the  kinetics  of such
reactions  may be  important.    Assuming  that  reactions,  such  as  the  silver
speciation reactions, are as rapid as the physical dilution reactions, or even
an order-of-magnitude slower,  it  is obvious  that  current  bioassays based on
96-hour "static"  exposures  do not adequately  represent exposure conditions in
the initial  dilution.   Figure 9 also demonstrates that exposure conditions in
the upper  reaches of estuaries (salinity < 25%) are  quite different than in
the open ocean.

                                  CONCLUSIONS

     Recent advances  in modeling and in acquisition of data to describe chemi-
cal and physical  behavior of pollutants  have  provided the  basis for improved
bioassay procedures.   The benthic bioassays used for  the solid phase evalua-
tion  of dredge  spoils  have  incorporated  some  of the  advances.    Laboratory
systems have  become  more sophisticated and  elaborate  in  response to the need
for more  effective bioassay  procedures  and it may now be  possible to incor-
porate  time  varying  concentrations in bioassays through controlled  continuous
dilution techniques.


                                     REFERENCES

Abraham, G. ,  W.  D. Eysink, G.  C.  van  Dam, J. S. Sydow, and K. Miller.  1972.
     Full  scale  experiments on disposal  of waste fluids  into propeller stream
     of  ships.   pp.  471-474  _In  Marine  Pollution  and Sea  Life.   Mario Ruivo
     (ed.)  Proc.    FAO Tech.   Conf.  on  Marine  Pollution  and  its  Effects on
     Living  Resources and  Fishing,  Rome,  Italy,  December  19, 1980.  Fishing
     News  (Books)  Ltd:   Surrey  and London.

Baumgartner,  D.  J.   1971.   Disposal of  liquid  and particulate wastes to the
     ocean.    Chemical  Engineering  Symposium  Series.   Water 67(107):46-53.

Baumgartner,  D.   J. ,  D.  W. Schults,  and  J.  B.  Carkin.  1978.   Chemical  and
     physical  analyses  of water and sediment  in  relation  to  disposal  of
     dredged   material   in  Elliott  Bay.   Army  Corps  of   Engineers  Dredged
     Material  Research Program  Technical  Report D-77-24.  215  pp.

Birkhoff,  G. ,  and E.   H.  Zarantonello.   1957.   Jets,  wakes and cavities.  New
     York  Academic Press.  353 p.  (Applied  Mathematics and Mechanics, vol.
     2).

Brooks, N. H.  1973.   Dispersion  in  hydrologic and  coastal  environments.  U.S.
     Environmental  Protection Agency.  EPA-600/3-73-010.  136  pp.

Clark,  B.  W., W.  F.  Rittall,  D.  J.  Baumgartner, and  K.  V. Byram.   1971.  The
     barged  ocean  disposal  of  wastes.    A  review  of current  practice and
     methods  of  evaluation.  U.S. Environmental  Protection Agency,  Corvallis,
     Oregon.   120 pp.
                                       96

-------
Ingle, S.  E. ,  M.  D.  Schuldt,  and  D.  W.  Schults.   1978.   A user's guide  for
     REDEQL.EPA:    A  computer  program  for  chemical  equilibria  in  aqueous
     systems.     U.S.   Environmental   Protection   Agency,   EPA-600/3-78-024,
     Corvallis, Oregon.

Jenne, E. A.,  D.  C.  Birvin, J. W. Ball, and J. M. Burchard.  In press.   Inor-
     ganic  speciation  of  silver  in  natural  waters—fresh   to  marine,  _In
     Environmental Impacts  of Nucleating Agents  Used in Weather Modification
     Programs,  D.  A.  Klein,  (ed.),  Dowder,  Hutchinson and Oss, Straudsberg,
     Pennsylvania.

Ketchum,  B. H.,  and  W.  L. Ford.  1952.   Rate of dispersion in  the wake of a
     barge at sea.  Trans. AGU.  33(5):680-684.

Koh,  R.  C.  Y. , and Y.  C.  Chang.   1973.  Mathematical  model  for barged  ocean
     disposal   of  wastes.   U.S.  Environmental   Protection Agency,  EPA-600/
     2-73-029.   Corvallis, Oregon.

Koh, R.  C.  Y. ,  and L. Fan.   1968.  Prediction of the radioactive debris  cloud
     distribution  subsequent  to  a  deep underwater  nuclear explosion (U).  A
     final  report prepared  for  the   Naval  Radiological Defense  Laboratory,
     Contract No.  N00228-68-C-0684.   266 p.

Redfield,  A.  C.,  and  L.  A.  Walford.   1951.   A  study of  the disposal  of
     chemical  waste at sea.   NAS-NRC Pub.  #201.

Teeter, A. M.,  and D.  J.  Baumgartner.   1979.  Prediction of initial mixing  for
     municipal   ocean  discharges.    U.S.   Environmental  Protection  Agency,
     Environmental Research  Laboratory  Report,  CERL-043,  Corvallis,  Oregon.
     88 p.

Teeter,  A.  M. ,  and B. H. Johnson.   1979.   A computer  study of the Koh-Chang
     model  for  dredged  material  disposal.   U.S.  Environmenal  Protection
     Agency, EPA-600/3-79-027, Corvallis,  Oregon.

U.S. Army Engineer Waterway  Experiment Station.   1977.  Ecological evaluation
     of proposed discharge of dredged material into ocean waters.   Implementa-
     tion   manual   for   Section  103  of   Public   Law  92-532.    Vicksburg,
     Mississippi.

U.S.  Environmental  Protection  Agency.   1978.   Bioassay  procedures  for  the
     ocean  disposal  permit  program.   EPA-600/9-78-010,  Gulf Breeze, Florida.
                                      97

-------
               A PROGRAM FOR INVESTIGATING POLLUTION OF MARINE
                MACROBENTHOS BY HEAVY METALS AND ITS POSITION
                 IN THE SYSTEM FOR MONITORING THE ENVIRONMENT

                                      by

                       K.  S. Burdin and I. B. Savel'yev
                             Department of Biology
                            Moscow State University


     Until recently, the  collection  of information on the  state  of the envi-
ronment was  typically random.   Awareness of the  unsatisfactory  condition of
the environment has occurred after the fact.  The global  nature of the anthro-
pogenic  influence  on  Earth's biosphere  in recent years  has led  to  gradual
deterioration of the  quality of the human  environment.  The recently created
procedure  for assessing  the  state  of  the environment  on  local,  regional,
national,  and  global  levels  has  been termed  "environmental  monitoring."
Theoretical   and   applied   aspects  of  environmental  monitoring  have  been
described  and  discussed   in  the  literature  (Gerasimov  1977;  Gasilina  and
Rovinskiy  1977; Simonov   1977).   Definitive  plans  for data  flow based  on
previously  developed  programs  to  provide  maximum  satisfaction  of  three
criteria—observation, evaluation, and prediction of the state of the environ-
ment for  the  purpose  of making decisions concerning regulation of the quality
of the environment (IzraeV  1977)--are of special interest.

     In  addition  to   discussing  the  generalized  schemes  for  environmental
monitoring,  biological monitoring  and   monitoring  pollution  of  the  marine
biota,  concrete programs  for diagnostic and  prognostic monitoring  of heavy
metal  pollution  in marine  macrobenthos  are discussed, and  an  attempt  to use
the  proposed  programs  for monitoring  pollution  of  macrobenthos  is presented.


                           ENVIRONMENTAL MONITORING

Structure of  Environmental Monitoring

     In  this  paper, "environment"  will  refer  to  the natural  and artificial
physical and  chemical  factors  and the  social changes which could have a direct
or indirect effect on the condition of the abiotic and biotic component of the
biosphere  and  on   man.   With  respect to  this determination,  environmental
monitoring should  be  constructed on the  basis  of  three  independent elements:
monitoring the  natural environment, monitoring  the  artificial  or transformed
environment,  and monitoring the anthroposphere (Figure 1).  "Natural environ-
ment" means the natural factors which  have not yet been used by man as sources
of  raw materials  or  energy,  work  tools,   and  consumer goods, but  are very


                                        98

-------
Geophysical
monitoring
               Monitoring
               the natural
               environment
Geochemical
monitoring
                                      Monitoring the
                                      transformed and
                                      artificial environment
                       Montoring the
                       anthroposphere
Biologic
monitoring
	 • 	 — ••• • • '

Physical-
geographic
monitoring

Monitoring
anthropogenic
changes
Demographic
monitoring

Sanitary-
hygienic
monitoring
                                Monitoring
                                pollution
                                in biota
                               Monitoring
                               productivity
                               of the
                               biosphere
Monitoring
disappearing
species and
species at the
brink of
extinction
Monitoring the
most important
species, popula-
tions, societies,
and ecosystems
(genofund)
                     Figure 1.   Diagram of the environmental  monitoring process.

-------
significant  for the  level  of human  life  and the  economic potential of  the
society.   "Artificial  environment," most  often  called the  "technosphere"  in-
the literature,  includes  objects  and edifices created by man while working to
provide production  materials,  consumer goods, and  the  nonindustrial  needs  of
the society.   "Transformed environment" chiefly  includes  the  agrosphere  used
by man  to  produce food and raw materials  from cultivated plants and animals.
Figure  1   shows  the   structure  of  environmental  monitoring  which  includes
monitoring  of  the  anthroposphere,  i.e.,  the  population  of the  Earth,  which
basically coincides with the technosphere and the agrosphere.

     Monitoring the natural environment includes monitoring of the abiotic and
biotic  components.  The  basic indices of the  condition  of the abiotic compo-
nent  of the natural environment,  including  the  lithosphere, the hydrosphere,
the pedosphere,  and  the  atmosphere,  can be measured within the framework of
geophysical, geochemical,  and physical-geographic  monitoring  (IzraeV  1977).
Monitoring  the  anthropogenic changes  is  the  basis for observations, evalua-
tions,  and  prognosis of the  condition  of  the  transformed  and  artificial
environment.  Demographic  and  sanitary-hygienic  monitoring can now be used to
monitor the anthroposphere.

     The  condition of the  biotic component  of the  natural  environment  is
observed  by biological  monitoring,  including not  less   than  four  types  of
monitoring  at present:   monitoring pollution of the biota, monitoring produc-
tivity  of the biosphere, monitoring disappearing species of animals and plants
and  species at the  brink of extinction, and monitoring the most important
species, populations,  societies, and ecosystems.

Structure of Monitoring Pollution  of the Biota

     We know  that substances of an anthropogenic origin entering the environ-
ment are included in  the cycle of  matter and consequently  appear in the biotic
component  in  some  interval  of time.   Migration and the  time  in the abiotic
component,  as  indicated  above,  are observed within the framework of geochem-
ical  and  geophysical  monitoring,  while  pollution  of  biota is  monitored by
observing  the  level of pollution  of  the  biotic  component, movement along the
food  chain,  and  the time  of  accumulation  and elimination of pollutants.
Monitoring  pollution  of  biota  as a  function  of  the living  environment is
subdivided  into  monitoring  pollution of  biota in  fresh  water,  monitoring
pollution  of biota  in salt water, and monitoring  pollution of  biota on land
(Figure 2).  Basal  monitoring of pollution is  now done within the framework of
monitoring  pollution  of biospheric national  forests.

     We shall  examine the structure  of monitoring pollution  of marine biota
which includes  monitoring  pollution of benthic organisms and monitoring pollu-
tion  of pelagic  organisms.   Pollution of  benthic  organisms  is  monitored by
observing  the  level   of  pollution in macrobenthic  organisms  and  meso-  and
microbenthic  organisms (Figure  2).  Monitoring  pollution  in pelagic organisms
is  based on  the trophic relationships of the organisms  and can include four
types of monitoring—in phytoplankton,  zooplankton, fish,  and mammals.
                                      100

-------
Monitoring pollution
in biospheric national
forests
Monitoring pollution
in freshwater biota
Monitoring pollution
in marine biota
Monitoring pollution
   land biota
in
                                       Monitoring pollution
                                       in benthic organisms
                                      Monitoring pollution
                                      in pelagic organisms
Monitoring
pollution
in macro-
benthos

Monitoring
pollution
in micro-
benthos

Monitoring
pollution
in phy to-
pi ankton

Monitoring
pollution
in zoo-
plankton

Monitoring
pollution
in fish

Monitoring
jollution
in mammals
             Figure 2.   Diagram of the pollution morrftoring process in the biota.

-------
Structure of Monitoring Pollution in Macrobenthos

     We shall  examine  one  of the possible variants  of  the structure of moni-
toring pollution in the macrobenthos as part of the overall structure of moni-
toring  environmental  pollution  (Figure 3).   Using  the  spatial  and  trophic
indices to form the structure for monitoring pollution in marine biota, we can
distinguish  the  littoral,  neritic,  bathyal,  and abyssal  zones  of the ocean.
The  biogeochemical  role  of benthic  organisms  which  live  in the  neritic,
bathyal,  and  abyssal  zones  has  not  been studied  in  depth.   Most  data  on
pollution  in the  macrobenthos  relate  to organisms which  live  in  the  coastal
zone.   Benthic organisms which  live in this zone play a major role in purify-
ing  sea  water from  pollutants which  enter  from  the  shore and  by  way  of
currents  from  the open  sea.  With  respect  to the  existing  notions  of moni-
toring  and  the  set  of  activities  related  to  observation,  evaluation,  and
prognosis, monitoring of  pollution  in macrobenthos  in the coastal  zone will
require two  types  of activity—diagnostic and prognostic monitoring of macro-
benthos pollution.

     The  program  for  monitoring  heavy metal  pollution  of  the macrobenthos
should  include three  stages.  The first two  involve reconnaissance to deter-
mine  the  levels  of  pollution  and  prognostic experiments.   The  third stage
involves  creating  a network  of diagnostic monitoring  stations whose scale is a
function  of  the problem  posed and can vary from the  local to the global level.

Diagnostic Monitoring Program

     The  framework  of  our  approach  to diagnostic  monitoring is  a  set  of
systematic  observations of  the level  of  pollution  in  macrophytobenthos and
macrozoobenthos.   Measurement of any biological  response  to  any factor of an
anthropogenic  origin  can  be included  in  the  diagnostic  monitoring program.
The  capacity of  many organisms to  store pollutants  is  one of the most easily
detected  responses of biota to the  presence  of pollutants.   For this reason,
periodic  measurement  of the quantity of pollution in the Jiving components of
the  environment  is a  basic task  in current diagnostic monitoring.

     With respect to the  program  for  diagnostic  monitoring  of  heavy metal
pollution in  the  coastal  zone,  the  criteria  for selecting  organisms for
monitoring   are:    extensive  living areas,  mass,  and  possible  use   of  the
organism  as  food or as  an industrial resource.   Biological samples at differ-
ent  geographic points  in  the world's oceans  should  be  collected  at the same
time of the  year.   Potential errors in  measuring the concentrations of metals
can  be minimized by unified collection,  storage, and analysis of the samples
for  the  concentration  of heavy metals (Martin  1979).   A comparison  of the
available data on the level  of  pollution  of macrobenthos  organisms collected
at  different  geographic points will make it  possible  to  detect origins with
normal  and high  levels of  pollution  in  the marine environment.

Prognostic Monitoring Program

      Prognostic  monitoring  can be  conducted  if data are  available  on the
concentration  of heavy metals  in  sea water and  hydrobionts,  i.e., a basis for
active experiments can be constructed.  Any  type of experiment on the effect

                                      102

-------
o
u>
         Monitoring pollution
         in macrobenthos  in
         the coastal  zone
Monitoring pollution
in macrobenthos in
the neritic zone
                 Diagnostic  monitoring
Observation of
the level of
pollution in
macrophytobenthos

Observation of
the level of
pollution in
macrozoobenthos
Monitoring pollution
in macrobenthos in
the bathyal zone
Monitoring pollution
in macrobenthos in
the abyssal zone
                          Prognostic monitoring
                                                 Toxicologic
                                                 evaluation of
                                                 pollution on
                                                 test organisms
                                   Toxicologic
                                   evaluation of
                                   pollution on
                                   small  microcosms
                              Toxicologic
                              evaluation of
                              pollution on
                              field microcosms
          Figure 3.   Diagram of  the  pollution  monitoring  process  in  the macrobenthos.

-------
of pollutants on individual species or on complex ecological systems conducted
in  laboratory  or field  conditions will be called  prognostic  monitoring.   As
shown  in  Figure 3,  prognostic monitoring  includes  conducting laboratory and
field  experiments on test organisms in large and small microcosms for toxico-
logic evaluation of pollutants, for determining the limits and rates of accum-
ulation and  elimination,  and  for studying degradation  of pollutants  in  the
presence  of  test organisms  used and  migration  of pollutants  along  the food
chain of the organisms.

     Any  prognostic  monitoring program,  regardless of  the  scale of  observa-
tion,  includes at  least  the  following  types  of  activity:    maintenance  or
cultivation  of  the   test organisms   in  laboratory  conditions,   creation  of
laboratory  models  of  natural  ecosystems  of  different  degrees of complexity
(static,  flowing systems, and  systems with a controlled degree of pollution),
treating mathematical models of pollution which have predictive value.


                   A POTENTIAL PROGRAM FOR MONITORING HEAVY
                        METAL  POLLUTION IN MACROBENTHOS

     We conducted  an  experiment  on the  Crimean  and  Caucasian shores of the
Black  Sea to  implement  the program developed to  monitor  pollution of macro-
benthos  by  heavy  metals.   The  preliminary  research primarily  consisted  of
reviewing  the  literature  on  the concentrations of copper,  zinc,  and lead in
sea water and  hydrobionts.

Diagnostic Monitoring

     Selecting the Biomonitor.  Representatives of phytobenthos and zoobenthos
which  have been adequately  studied and  meet established  requirements can be
used  as the monitoring  organisms.  The  selected  organisms should  be widely
distributed,  cosmopolitan species  which  can accumulate the  pollutants under
consideration, yet preserve the basic indices for  vital activity and genetic
stability when relatively high concentrations of the pollutants are present in
the environment.  In addition, it  is desirable for the monitoring  organisms to
be  readily available for  collection and to have a long life span.   It  has been
shown  in  previously  published studies that  bivalve  mollusks  and macrophytes
are  promising organisms  for monitoring  heavy metal  pollution i-n the marine
environment  (Berner  et al. 1972; Goldberg  1975).

     Two  species of: organisms which  possess the  features listed—the mussel
Myti1 us galloprovincialis and  the  brown alga Cystoseira  barbata--were  selected
to  monitor heavy metal pollution  of  the  Black  Sea macrobenthos.   Colonies of
Myti1 us  and Cystoseira  were almost universal in  the  sublittoral  zone of the
Crimean  and  Caucasian  coasts  in natural  and  artificial  solid substrates.

     Collecting the  Biological Samples.   The biological  samples were collected
in  the winter of  1977  and  1978  in  the  sublittoral  zone  of  the Crimean and
 Caucasian  coasts.   Sampl
 0.5-3.0 m;  the  organisms
 mine  their age.  Each d
as of mussels and algae  were  collected at a depth of
were subsequently analyzed morphometrically to deter-
mensional group contained  not less than 10 specimens
                                       104

-------
of mussel  and  5 specimens of Cystoseira.   The  bodies of mussels and algae of
the same  size  were dried, preserved in desiccators, and reduced to a constant
weight immediately  before analysis  to determine the concentrations of metals.

     Method of  Calcining  the Biosamples and Analyzing the Heavy Metal Concen-
tration.    The   samples  were  prepared  for  analyses  using  the method  of dry
calcination at  a maximum  temperature  of 450°C  and subsequently  dissolved in
hydrochloric acid.   The  concentration  of Cu, Zn,  and Pb in the solutions was
measured  by the atomic  absorption method in  Perkin-Elmer  403  and AAS-1 (Karl
Zeiss, Jena)  devices.   The  preliminary calibration  of  the devices  showed a
satisfactory convergence  of  the  data.   The  concentrations  of metals  in the
biosamples  were calculated  with respect  to the  weight of the  dry  residue.

     Concentration  Ranges £f Cu,  Zn,  and Pb  i_n  the Samples.   The data on the
concentrations  of  Cu,  Zn,  and  Pb  in  the bodies  of  mussels from the average
size  group having  a shell   length  of  40-45 mm  (mean age of  approximately 2
years) are shown in Table 1.  Stations 1, 2, and 3 were located on the Crimean
coast and Stations 4 and 5  were  located on the Caucasian  coast.   The lowest
concentrations  for  all  metals  were  found  in  the  samples  from Station  3,
located  in the  region  of  the  Karadagskaya biostation  of the  Institute  of
Southern  Seas  Biology  of  the AN USSR.   This formed  the  basis  for selecting
this  station as the "basal" station and  conducting the  corresponding experi-
ments in the prognostic monitoring program.


            TABLE 1.  CONCENTRATIONS OF METALS IN BLACK SEA MUSSELS


                                 Concentrations, pg/g dry weight
            Station            Zn              Cu               Pb
1
2
3
4
5
250
179
150
166
231
5.93
5.36
7.60
9.27
31.90
2.76
2.94
0.92
3.17
7.89

     The  range  of  concentrations  of  Cu  in  the  samples  of  marine  algae
collected on  the  Crimean  and Caucasian coasts varied within the limits of 2.0
to 40.0;  from 10.0 to 60.0 for Zn, and  from 3.0 to 50.0 ug/g dry residue for
Pb.

     Changes  iji Metal  Concentrations  _ni  Samples as  a  Function  £f Size (Age).
The concentrations  of  Cu  and Zn in M. galloprovinciatis  living in one colony
were not  a function  of  the size  of  the  shells  in the  broad  range  of  size
groups considered  (Table  2).   The  high concentrations of  Pb  in the first two
size groups  and Zn in the  last  two were apparently due  to  the corresponding
changes  in  the  concentrations of  these  metals  in  the marine  environment.
                                      105

-------
          TABLE 2.   CONCENTRATION OF METALS IN MUSSELS AS A FUNCTION
                    OF SHELL LENGTH
          Length of shell,
                 mm
                                     Concentration,  ug/g dry weight
  Cu
Zn
Pb
20-26
30-32
35-38
42-46
50-53
53-56
58-60
67-68
74-78
8.64
6.62
6.39
5.93
5.87
6.11
6.91
5.01
6.34
269
210
226
250
218
214
256
457
387
20.8
19.4
3.5
2.8
3.9
4.1
3.3
4.3
4.6

     We selected  two size groups  of  mussels with shell lengths of  40-45  and
60-70 mm for subsequent study in the diagnostic monitoring program.

     The changes  in the  concentrations  of  Cu,  Zn,  and Pb in  the  samples of
macrophytes as  a  function of the  length of  the  axial  stipes  of the algae  are
shown in Table 3.   Algae with axial stipe length of 20-25 cm were selected  for
the work  done  in  aquarium conditions.   The age of the  plants  was  determined
according to the method of Sabinin and Schapova (1954).   Based on this method,
Thallophyta with  stipe  length of 20-25 cm were approximately one year of age.
          TABLE 3.  CONCENTRATIONS   OF   METALS   IN   SAMPLES   OF
                    Cystoseira AS A  FUNCTION  OF LENGTH OF THE AXIAL
                    STIPES
          Length of axial
            stipes, cm
                                    Concentration, ug/g dry weight
Cu
Zn
Pb
20
100
10.3
5.4
39.8
29.4
8.0
4.7

Prognostic Monitoring Program

     Experimental studies must be conducted under rigorously controlled condi-
tions to  determine  the limits of accumulation  and  elimination of Cu, Zn, and
Pb  by  monitoring  organisms.   The  experiments  should  first  concern  the
following question:  With  what range of concentrations of metals in the envi-
                                      106

-------
ronment can the organisms be reliable monitors?   The answer could serve as  the
basis for developing  standard  prognostic  programs  for an organized network of
diagnostic monitoring stations.

     Mussels and Cystoseira of the same size were selected and acclimatized in
flowing marine  aquaria  for approximately  10 days.   The  experiments  involving
fixed  additions  of   solutions  of  Cu,  Zn,  and Pb  salts  were  conducted  in
30-liter plastic  tanks;  the  water was changed  twice a day.   A fixed  number of
specimens  of  the  same  size was  exposed  to different  concentrations of  the
metals; when  the water  was  changed  samples were  taken  from 5 specimens  of
mussel  and 3   Cystoseira  plants.   Seventy-two hours   later,  the  remaining
mussels and plants were  placed in special nets, carried out to sea 100 m away
from shore  and  lowered  to a depth of 1 meter below the  surface.   Samples were
taken twice a  day for the next three days to determine  the limits  of elimina-
tion of the metals.   Figure 4 shows a diagram of the changes in the concentra-
tion of metals  in the samples of mussels and Cystoseira as a function of  the
concentration  in the  sea water.   The columns  in  the  diagram indicate  the
maximum values for the concentrations of metals  in  the mussels and  plants.   As
the  diagram shows,  mussels  and  Cystoseira accumulate  the metals  in  direct
proportion  to   their  concentration in  the  water.   The  data from this  brief
experiment did  not permit establishment of any  correlations for this process.
£ 200
o>
'55
^ 150
*o»
3
o 100
H
<
£E
1-
ul 50
CJ
z
o
0
5 o
•

-


_




_




1










h
£400
o>














1 1

3
Z
0 100
^

a

UJ 50
0
z
™^
1 O
• I.I. °
ilnli ill ? -
—

~


—




_




1















1 1













1
D.033 0.033 0.33 " 0.033 033 0.033 0.33 ~ 0110 0
0.) O.I 0.1 1.0 O.I 1.0




















1.0
tun/litm
          MUSSELS
                CYSTOSEIRA
MUSSELS
         CYSTOSEIRA
MUSSELS
   CYSTOSEIRA
Figure 4.  Diagram of changes  in  the  concentrations of copper,  zinc,  and lead
           in mussels  and Cystoseira  as  a function  of the concentration  of
           metals  in  the water (first column:   controls;  second  column:   72
           hours  after  accumulation;  third column:  72 hours after  removal).

                                      107

-------
       functon,
       fu^tlols
 valuesfor6
 1977? J
cnnr-rat7     -*°K- thf * exPeriments  allowed us  to establish  the range of
concentrations  with! n which mussels  and Cystoseira could be reliable monitor-
          r8 if°VU'  Zn' ^  Pb °n the C0ast of the B1ack Sea-  I? is ev dent
                 il  accumulatl°n .f which  the organisms  preserve their basic
                 1s tne uPPer ^mit of this range.   In the course of the exper-
                     col?cei?V-ations of c°PP*r, zinc, and lead exceeded the mean
                 Concentrations of  these metals found (based on Patin's data,
                     °f  the  Black  Sea  (Cu 4 MQ/Hter;  Zn  30  ug/liter-  Pb  3
                                        and the -«1-» concentrations  did no?
          rnn   t    -              mUSSe1s and al9ae in Se3 water to which a 10
        -  Con5en.tra,tlon  of  !ead  had  been added  for three days  caused  some
        0inm°n/iV1ttal  frct1ons'  but did  not result  in death, while a concentra-
Knin  Ic9i     * °f  copper  resulted  in a 50% death rate in the same period.
Keeping mussels  and algae in  water containing a concentration  of 10 mg/liter
of thP  /in1"    K66. ^ d,ld not have  any ne9at1ve  effect  ^ the vital  activity
nln * i   9  '   ^ klll6d isolated specimens of the mollusks and  resulted  in
funct'ln SofPPtehSS10Hn.  °f their  Vital   functio"s  (disorders  in  the  closing
function  of the adductors and detachment  of the  byssus  to the  substrate)

            5 ?i:esfnts  the data on  the  accumulation  of copper and the  survival
        u      iU!uS.anu algae  as  a functl"°n  of the  concentration of Cu in the
        We found that the mollusks  began to die with a concentration of copper
 w=t
 water.
            1000
            cc
            UJ
            I
            ui
            o
            o
            o
            o
              10
                   150
                   100
                 CO
                 UJ
                -8
                 i
                   50
                o
                3
                                      1000
                        \
                          \
                           \
                               \
                             4    6
                             K-IO'2
                                      rIOO
                                        10
                                                        B
                                             IV
                                                p* <^™
             \
              \
              \
               \
              i\
                                               468
                  k-IO'2
                                              I
                                                  I
                                                               1000
                          o>
                                                               I001
                                                               10
8
3
                                                 50     100
                                          PERCENT SURVIVAL RATE
Figure 5.
                            50     100
                  PERCENT SURVIVAL RATE
          Effect  of the concentration
          galloprovincialis  (A) and the brown  alga Cystoseira barbata"(B) on
          their survival and  the concentration  factor.                  *
of copper  in  the water and  in Myti1 us
                                      108

-------
of over  100  jjg/g  (Figure 5A), near the  LD50  (150 ug/g) for mussels when they
were kept  in  water containing a 1 mg/liter concentration  of copper for three
days.  Keeping Cystoseira  in  sea water containing copper  (1  mg/liter) with a
concentration of approximately  300  ug/g in the thai 1 us turned the plant dark,
gave it a sharp odor, and killed it.

     The data allowed  us to determine four basic ranges of concentrations for
the  metals in  water and  the corresponding  ranges  of concentrations  in the
tissues  of  the  mollusks  and algae  at which  they  exhibit certain  changes
related to their vital  activities.   The ranges of concentrations, principally
characterized  by   the  different  mechanism of  action  of  the  metals  on  the
organism sampled,  are indicated by Roman numerals in  Figure 5.

     I - The range of a deficit of the metal  is characterized by the fact that
its concentration  in the water is so small that a shortage of the element can
result in  inhibition of  growth  and even  the death  of the  animal  or plant.
This  range  was  hypothetically  distinguished,  since  this  situation  seldom
occurs in  a  marine environment in natural  conditions.  The  growth curves for
unicellular  marine algae  grown in  environments poor in  microelements  were
determined  in  experimental  conditions,  but  there are  no  data  on conducting
analogous experiments on macrophyte and mollusks in the literature.

     II -  The  range  of biogeochemical  response corresponds to the basal  level
of  the concentration  of the  metal  in  the  organisms and  is  exclusively  a
function of the ecologic conditions.   This  range is related to fluctuations in
the  concentrations of  metals in  the  marine environment  determined  by  the
hydrochemical and  geochemical  conditions in  the living place.  The investiga-
tion of the elemental composition of the organisms in this  range of concentra-
tions belongs to the field of biogeochemical  studies.

     Ill  - The monitoring range reflects  the response of the  organisms  to
changes  in the concentration  of metals in the water which  are primarily of
anthropogenic origin.   In  this  range  of concentrations, the monitoring organ-
isms are exposed to an effect responsible for  certain biological effects which
are  a  function of the  concentration  of the metal in  the  marine environment,
the  duration  of  the effect,  and the  form  of  its  existence.    The  greatest
difficulties are related  to establishing the  upper threshold of the  range of
concentrations which  is actually the  lower  threshold of the appearance  of  a
toxic effect.  In  our  work, we conducted brief acute experiments to establish
this range.  We shall  subsequently  specify the upper  limit  of  the monitoring
range by conducting longer experiments.

     IV - The range of the toxic effect corresponding to manifest disorders in
the  basic  physiologic  functions of  the organisms which lead to their death.

     In  the proposed  classification of  concentration  ranges   in  monitoring
organisms, the monitoring  range  for  copper in mollusks is  from 20 to 100 ug/g
of dry residue and is  from 3 to 400 ug/g for  Cystoseira.   The zinc monitoring
range  for  mollusks is within the limits of  150-500  ug/g of  dry residue when
the concentration  of Zn in the water varies from 30  to 3,000 ug/liter.  Since
almost no  lead  is  detected in the tissues  of  mollusks with a concentration of
                                     109

-------
3 (jg/liter  in  the marine environment, we can  assume  that the lead monitoring
range  is  within the limits  of  0-300 ug/g of dry  residue  when  the concentra-
tions in the marine environment varies from 3 to 10,000 ug/liter.

     We intend to determine the rate of accumulation and elimination of metals
by  selected monitoring  organisms,  to determine the  biologic nature  of these
processes based on elementary and biochemical studies of different organs, and
to  extend the  list of heavy metals  which will  be investigated in subsequent,
more prolonged studies based on the prognostic monitoring program.


                                    SUMMARY

     The  paper deals with  a general  scheme for  monitoring  the environment,
biological  monitoring,  and  the  monitoring  of the pollution  of marine biota.
The  state of  coordination  of various  types of monitoring  in  the hierarchic
structure of monitoring  the environment has  been shown, the  interaction of
different research trends and the place of our investigation in this structure
which  is devoted to  developing a  program for  monitoring the  pollution of
macrobenthos by heavy metals.

     The  results  of the experiments in this monitoring  program are  given in
the  second  part  of  the  report.   A study  has  been made  of  mussels  (Mytilus
gal 1oprovincialis)  and  brown  algae  (Cystoseira  barbata)  collected  in the
littoral  zone  of the  Crimea and  Caucasus.  The samples have  been studied
morphometrically,  weighing  the  parameters and concentration of Cu, Zn, and Pb
by  atomic absorption  spectrophotometer.   At the  first stage,  reconnaissance
observations  were  conducted within  the framework  of  diagnostic monitoring
which  made  it possible  to  estimate  the change in  the concentrations of metals
depending  on  the size  (age) of  the  organism,   to  determine  the  ranges of
concentrations  of Cu,  Zn,  and Pb  in samples collected at different stations,
as  well  as  to choose a  "basic"  station for  conducting  experiments regarding a
program  of  forecasting.   These  experiments  were  made  in aquaria of the
Institute  of  Biology  of the Southern Seas.   Each experiment  took  six days
(three  days  of  monitoring  organisms  treated  in sea  water  with one  of the
metals,  and after that  they were withdrawn  and placed  in  the natural  water of
a  marine bay  for three  days).   These experiments  showed the  change  in the
concentration  of  heavy metals in the  tissues of mussels and algae  at the  stage
of  accumulation and extermination in  relation to  the concentration of metals
in  sea water.  The  limits  of  concentrations  were determined  at which  these
organisms may be  used as reliable  monitors of Cu, Zn, and Pb  in  sea water of
the littoral  zone of the Black Sea.
                                      110

-------
                                  REFERENCES

Berner,  L. ,  J.  H.  Martin,  J. McGowan,  and J.  Teal.   1972.   Sampling marine
     organisms.    Jji  Marine Pollution  Monitoring:   Strategies  for a National
     Program.   Deliberations   of a  workshop  held at  Santa  Catalina  Marine
     Biology  Laboratory  of  the  University  of  Southern  California,  Allan
     Hancock Foundation, October 25-28, 1972.

Gasilina,  N.  K.,  and  F.  Ya.   Rovinskiy.   1977.    A national  system for moni-
     toring  the environment  in the USSR.   Jji Proceedings of the First Soviet-
     English  Symposium.   Environmental  Monitoring,   Gidrometeoizdat  Press,
     Leningrad.

Gerasimov,  I.  P.   1977.   Scientific  principles of  environmental monitoring.
     Ibid.

Goldberg,  E. D.   1975.   The mussel watch—a first step in global marine moni-
     toring.  Mar. Pollut. Bull.  6(6).

Izrael', Yu. A.   1977.   The concept of monitoring the state of the biosphere.
     In  Proceedings  of  the   First  Soviet-English Symposium.   Environmental
     Monitoring, Gidrometeoizdat Press, Leningrad.

Martin, J.  G.   1979.   The effect of metals on the marine environment.  Li Man
     and the Biosphere, 3rd ed.,  MGU,  Moscow.

Patin, S.  A.   1977.   Ecologic toxicology and biogeochemistry of pollutants in
     the world's oceans.  Doctoral Dissertation, Moscow.

Sabinin, D.  A., and T.  F. Schapova.   1954.   Growth  rate, age, and production
     of Cystoseira barbata in the Black Sea.  Tr.  In-ta okeanologii, 8.

Simonov,  A.  I.   1977.   Oceanographic  aspects  of the  pollution  of  seas  and
     oceans.  In  Proceedings  of  the First Soviet-English Symposium.  Environ-
     mental Monitoring, Gidrometeoizdat Press, Leningrad.
                                      Ill

-------
               EFFECTS OF LIQUID INDUSTRIAL WASTES ON ESTUARINE
                    ALGAE, PLANTS, CRUSTACEANS, AND FISHES

                                      by

                     Gerald E.  Walsh and Richard L.  Garnas
                       Environmental Research Laboratory
                     U.S. Environmental Protection Agency
                          Gulf Breeze, Florida 32561


                                   ABSTRACT

     A chemical fractionation  scheme  using ion-exchange resins for separation
of organic  and inorganic  constituents of complex  industrial  wastes  has  been
developed for  use  with bioassays in order to identify the toxic components of
such wastes.

     Grass  shrimp  (Palaemonetes pugio)  and  sheepshead minnows  (Cyprinodon
variegatus) were  not  as good indicators of possible effects of complex wastes
on estuarine organisms as the diatom, Skeletonema costatum, in bioassays  per-
formed at  our  laboratory.   The diatom was affected by wastes in either of the
following three ways:   stimulation, inhibition, or stimulation at low concen-
trations but  inhibition at  higher  concentrations.   Toxicity  to  algae corre-
lated with toxicity to the mysid, Mysidopsis bahia.

     Chemical  fractionation with  appropriate  biological  testing  provides  a
means of estimating a more complete potential effect of an effluent on receiv-
ing  waters.    Effects  of growth  stimulators,  for  example,  can be masked by
toxicants in whole waste.

     We  conclude   that chemical  fractionation  is  required  for comprehensive
analysis of possible  effects of complex industrial  wastes on estuarine organ-
isms, and  that fractionation should be coupled to bioassays that use at least
an alga and a crustacean as test organisms.


                                 INTRODUCTION

     The possible  impact of increasing  industrialization  along coastlines on
marine ecosystems  is  great because industrial plants often emit large volumes
of liquid  effluents that contain bioactive  organic and inorganic substances.
Also, because  the  population  of coastal  areas is increasing, the volume of
sewage and  municipal   wastes  discharged will  increase,  thus placing  a double
burden upon marine ecosystems.

                                      112

-------
     Very little is known about effects of complex liquid effluents on aquatic
organisms.   Data that  describe  effects are lacking for  most  substances found
in such wastes,  and  even when effects are  known,  it  is impossible to predict
how a bioactive substance will behave in the presence  of other substances.   In
order  to  estimate the  potential  effect  of  a  complex  waste,  chemists  and
biologists must work together so that bioactive substances can  be identified
and their effects measured.

     The purpose   of  the work  reported  here  was  to evaluate  the  potential
hazard of  liquid wastes  from industrial  plants and one sewage treatment plant
to  aquatic organisms.    The  report  discusses  use  of  chemical  analyses  and
bioassays to evaluate  potential  impacts  of complex wastes on  estuarine algae,
seagrass, mysids, shrimp, and fish.


                                    METHODS

     Liquid  waste  samples  were  collected  from  the  outfalls   of  industrial
plants and a  sewage  treatment plant located near  estuarine areas  and shipped
by  air,  either in glass  jars  under  ice  in insulated containers or  uniced in
non-toxic polyethylene containers.   Samples  were  collected and shipped in the
morning and received in the afternoon, when tests  were begun.

     Upon  receipt, each  waste was  examined for color, odor,  suspended matter,
pH,  and salinity.    It was  then divided between  the chemistry and  bioassay
laboratories for detailed analyses.

Chemical Methods

     A  fractionation  scheme  for chemical  analysis was devised  to be  used in
conjunction with bioassays  (Figure  1).   If a  complex waste was  toxic, it was
passed  through  an  XAD resin  column that  adsorbed dissolved organic  matter.
Organic  compounds  were  described  from  the resin  with  acetone and  used in
bioassays.    If  the organic  fraction was toxic,  it was  subfractionated  into
compounds that  were  extractable  with acetone under acidic, basic,  and neutral
conditions.

     The liquid that passed through the XAD resin column was  considered to be
the  inorganic  fraction.   If  this  fraction was toxic,  it was subfractionated
into the heavy  metal  portion by use of a Dowex1  strongly basic anion exchange
resin, and into the  non-heavy metal portion by use of a Dowex strongly basic
cation exchange resin.

     Organic  and  inorganic fractions  and subfractions were  reconstituted in
artificial seawater before use in biological tests.
 1 Dow  Chemical  Company,  Midland, Michigan.  Mention of  trade names does not
constitute endorsement by the Environmental Protection Agency.

                                      113

-------
                                    RECEIVE WASTE
                                      BIOASSAY
                                      .TOXia
             ORGANIC  FRACTION
                 BIOASSAY.
                  TOXIC
                                   -NON TOXIC

                                      DISCARD
                                           -NON TOXIC
                                                I
                                             DISCARD


                                  •INORGANIC FRACTION
                                       .BIOASSAY
                                         TOXIC
      ACID          BASS        NEUTRAL
    SUBFRACTION  SUBFRACTION  SUBFRACTION
    BIOASSAY
BIOASSAY
BIOASSAY
                                HEAVY METAL
                                SUBFRACTION
BIOASSAY
                                   OTHER
                                SUBFRACTION
BIOASSAY
Figure 1.  Integrated  chemical
           industrial waste.
               and  biological  tests  for  analysis of complex
Biological Methods
                                                 fractionation
                                                pugio, and C.
     Bioassays  were  used  to  direct  the  course  of  chemical
according  to  the flow-chart in  Figure  1.   For S.  costatum,  P.
variegatus methods for bioassay are given by EPA (1977), and for mysids by the
EPA  Ocean Disposal  Bioassay Working  Group  (1978).   Toxicity to  animals  is
expressed  as  the LC50,  which  is  the  calculated concentration  that would  be
lethal to 50% of the exposed animals.

     1.   Skeletonema costatum, a chain- forming diatom, is known to respond to
toxicants and growth-stimulating substances.   Growth was measured as increase
in  absorbance  at  525 nm  and  by  cell  counts.   In  this  report, EC50  is  the
calculated  concentration  that  would  inhibit growth  by 50%  as compared  to
control growth;  the  SC2o is the calculated concentration that would stimulate
growth by 20% as compared to control growth.
                                      114

-------
     2.    Mysidopsis bahia, a  mysid,  was used to test for survival of animals
in some bioassays.

     3.    Palaemonetes pugio,  the  grass  shrimp,  was used to test for survival
in textile industry waste.

     4.    Cyprinodon  variegatus,   the sheepshead  minnow,  was  also used  in
survival tests with  textile  industry wastes.   Only juveniles were used in our
tests.

     5.    Zostera marina, a  seagrass  from Chesapeake Bay, was  shipped  to the
U.S.   EPA  Environmental  Research  Laboratory,  Gulf  Breeze.    This  species
survived in  a  healthy state for up  to  three  months in our  culture  room when
planted in sand in aquaria.

     6.    Thai assia  testudinum,  a  seagrass that grows in  abundance near the
Gulf Breeze laboratory, was also used in phytotoxicity tests.

     The method of exposure for seagrass used a 4-liter volume reaction kettle
fitted  with  a false bottom.   Seagrasses were planted in  sand in  the  false
bottom  (10  plants  per  kettle),  and  the  waste was  stirred  continuously by a
magnetic stirrer.   Salinity of waste was increased to 30 parts per thousand by
adding  artificial  sea  salts  (Rila  Products, Teaneck,  NJ).   The  waste  was
diluted with artificial  seawater  prepared with deionized water and concentra-
tions tested were  25,  50,  75, and  100% water.   Controls  were prepared from
artificial  sea  salts and deionized  water.   Plants  were  considered  dead when
the leaves turned brown and began to disintegrate.

     A  new computer  method  to estimate effects  of  wastes  on algal population
growth was used  (Walsh et  al.  , in press).  Response of S.  costatum was esti-
mated as  (1) the  calculated  concentration that would inhibit  growth  by 50%
(EC50) and (2)  the calculated concentration that would stimulate growth by 20%
(SC2o)-   Stimulation or  inhibition of algal growth was calculated by plotting
the non-linear regression of absorbance on waste concentration by the equation


                      Y =       A                A
                          1 + Bt (X - C)   1 + Dt (X - E)


where A =  mean  maximum biomass, B = increasing slope, C = waste concentration
(increasing slope) where  Y = 0.5 x A, D = decreasing slope, E = waste concen-
tration (decreasing  slope) where Y = 0.5  x A,  X =  range  of  waste concentra-
tions tested, and  Y  = estimated population density over range of X.   Calcula-
tions were  made on  a Digital  Equipment Corporation  POP  11/45  computer.   The
EC50 and SC2o were calculated from the regression curve.

     On the average,  algal growth stimulation of approximately  20%  above the
control value  (SC2o)- can  be  considered  to be  a  statistically  significant
increase in growth in these tests.  The mean upper 95% confidence interval for
algal growth  in control  cultures was 17%  above  the control mean growth value

                                      115

-------
in 20 textile  and other industrial effluent assays.   Therefore, growth stimu-
lation greater  than  17% above control was a significant response.   To predict
a  number  that represents  a  statistically  significant  increase  in  growth
requires  that  the  standard  deviation  of  the  predicted  value also  be  con-
sidered.    For  20  effluent assay  analyses  of textile  and other wastes,  27%
predicted  growth  stimulation that  was  significant (a = 0.05}  as compared to
growth.    This  value supports  the  concept  of  SC20>  which  can  be used  as an
index of significant algaT  growth stimulation in effluent bioassays (Banner
and Oglesby, in press).
                            RESULTS AND DISCUSSION
Whole Wastes
     Animals  and Algae.   Shrimp  and  fish  are generally  more sensitive  to
individual toxicants such as chlorinated hydrocarbons than algae or plants.  ' A
major finding of our work is that algae are better indicators of complex waste
bioactivity  in  static tests  than grass shrimp and  sheepshead  minnows.   In a
comparative  study  using 14  wastes from the  textile industry,  all  14 wastes
affected  algal  growth,  whereas only five were toxic to shrimp and fisn (Table
1).
TABLE 1.  COMPARISON OF  RESPONSE OF Skeletonema costatum, Palaemonetes pugio,
          AND  Cyprinodon.  variegatus   TO  TEXTILE  WASTES  (SC20 =• percentage
          waste at which growth was stimulated by 20%; EC50 = percentage wast*
          at which growth was  inhibited by 50%; LC50 = percentage waste lethal
          to 50% of the animals; NE =  no effect.)

Waste
Code
C
N
T
W
A
B
F
G
K
L
S
U
V
X
E
P
S.
SC20
1.50
NE
2.00
1.50
—
0.50
NE
2.75
1.00
NE
2.25
1.50
21.75
0.50
--
NE
costatum
EC50
76
2.0
66
50
--
NE
84
59
79
1.5
NE
NE
93
NE
--
9.0
P. pugi o
LC50
12.8
26.3
34.5
19.6
21.2
NE
NE
2/
NE
NE
2/
NE
NE
NE
3/
-._
C. variegatus
LC50
69.5
47.5
68.Q
37.5
62.0
NE
NE
3/
NE
4/
2/
NE
NE
NE
I/
~^

    10% mortality  in  100% waste; f/ 20% mortality  in 100% waste;
    40% mortality  in  100% waste; -  50% mortality  in 100% waste.
                                                                       •»*
                                      116

-------
     Bioactivity toward algae occurred in three patterns:  growth stimulation,
growth  inhibition,  and growth  stimulation at  low concentrations  and  growth
inhibition at  higher concentrations  (Figure  2).   Results of  all  three types
are  common  and  indicate  that  industrial  effluents are  sources not only  of
toxic materials but  also  of growth stimulants that may  accelerate the  eutro-
phication process.

     Data generated  from  bioassays of whole  waste can  be  used  to  estimate
potential impact relative  to  other wastes.   We compared our data  for 14 tex-
tile  plant  effluents  to  that  reported  for the  same  plants  with  freshwater
organisms  (Selenastrum  capricornutum,  Daphnia  pulex,  Pimephales  promelas)
(Walsh  et  aJL ,  in press)  and  found  that S.  costatum was the most sensitive
species  in  12  cases.   The  14  samples  were then  ranked according  to their
potential impact by relating the volume of discharge to response concentration
according to  the expression:
              MEU/d =
                                  100
                              EC50 or SC20
                                             (discharge rate)
where MEU/d = million effective units per day.  Sample X, which had a low SC2o
and  a high  discharge  rate,  is  judged  to  have the  greatest  potential  for
adverse effect  upon  its receiving water.   Waste W, with  a  low SC20 and a low
discharge  rate,  was judged  as  having a relatively low  potential  for adverse
effect (Table 2).


TABLE 2.   RELATIVE  POTENTIAL  IMPACT, in MEU/d,  OF 14 SECONDARY TEXTILE MILL
          WASTES TESTED WITH  FRESHWATER  AND ESTUARINE ALGAE, CRUSTACEANS, AND
          FISHES
Waste
Discharge
m3/d x 103
Most sensitive
   organism
             Response
         Percentage waste
            Lowest Value
            MEU/d x 10
                                                                           _3
  B
  C
  F
  G
  K
  L
  N
  P
  S
  T
  U
  V
  W
  X
   4.5
   3.8
   7.6
   7.6
   9.5
   2.8
   3.8
   4.5
   4.7
   2.3
   1.1
   3.0
   1.0
   9.8
 S.
 S.
 D.
 S.
 S.
 S.
 S.
 S.
 S.
 S.
 S.
 D.
 S.
 S.
costatum
costatum
pulex
costatum
costatum
costatum
costatum
costatum
costatum
costatum
costatum
pulex
costatum
costatum
SC20
EC50
SC20
SC20
EC50
EC50
EC50
SC20
SC20
SC20
EC50
SC20
SC20
 0.5
 1.5
81.7
 2.8
 1.0
 1.5
 2.0
 9.0
 2.3
 2.0
 1.5
 9.4
 1.5
 0.5
  900
  253
    9
  271
  950
  187
  190
   50
  204
  115
   73
   32
   67
1,960
                                     117

-------
                   0.30
                   0.20 -
                   0.10
                 £ 0.20
                 c
                10
                CM
                uj 0.10
                o
                00
                cc
                o
                en
                GO
                   Q60r
                   0.45 -
                   030 -
                   QI5
                                          SC20= 1.5%
                                          EC 50= 50.0%
60    80    100


 EC 50= 2.0 %
                              20     40      60     80
                                 PERCENTAGE WASTE
                   100
Figure 2. Effects  of  three  textile  mill  wastes  on  growth  of  Skeletonema
          costatum.  EC50 = calculated concentration that would  inhibit  growth
          by 50%;  SC2o  = calculated concentration that would  stimulate  growth
          by 20%.                                                      **.
                                      118

-------
     Algal  data  are  not  widely  used  for  setting  water quality  standards
because algae usually are not as sensitive to individual organic pollutants as
                          Our  data  show that S. costatum  was  the most sensi-
                          the complex wastes tested.   It  was  especially valu-
                          often contain  nutrients  and toxicants  that do not
                           We  suggest  that algal tests should  be an integral
invertebrates or fishes.
tive organism to most  of
able because  such  wastes
affect the  test animals.
part of testing programs for complex wastes.

     Seagrass.   Seagrasses  are  important components  of  estuarine ecosystems,
and we have just begun a long-term study of effects of pollutants on them.  In
preliminary  experiments,   seagrasses  were  exposed  to  six  waste  effluent
samples, and  three of the  samples were toxic to  them  (Table 3).  Seagrasses
are declining in many  parts of the world,  mainly in industrialized countries,
but  this  is  the   only  study that  we  are  aware  of that  demonstrates  direct
toxicity of industrial wastes to them.


TABLE 3.   EFFECTS  OF  INDUSTRIAL  WASTE  ON  SEAGRASS AFTER  THREE  WEEKS  OF
          EXPOSURES
  Industry
                       Species
             Effect
Creosoting

Chemical

Steel
                   T.  testudinum
Not toxic
Steel

Chemical

Sewage Plant
                   T.  testudinum     All plants dead in all concentrations
                   T. testudinum
                   T. testudinum
                   T. testudinum
                   Z. marina
(1) Two plants dead in 50% waste
(2) Three plants dead in 75% waste
(3) Four plants dead in 100% waste
(4) All surviving plants in 50, 75, and
    100% waste were chlorotic

Not toxic

Not toxic

(1) All plants exposed to 25 and 50%
    waste were degraded
(2) All plants exposed to 75 and 100%
    waste appeared dead
     Field  Studies.   We received  11  waste samples that were  tested in flow-
through bioassays  in  the field.   Field bioassays done  in  a mobile  laboratory
demonstrated that four were toxic and seven were non-toxic to shrimp and fish.
In  laboratory  bioassays, seven  were  toxic and four were  non-toxic to algae,
shrimp, and fish.   Algae responded  to all,  either by growth  stimulation or
growth inhibition.  We" recommend, therefore, that expensive and time-consuming
on-site  bioassays  need  not  always be  done.   Laboratory  tests  identify bio-
active wastes and can  be used effectively for screening waste outfalls.
                                      119

-------
Fractionated Wastes

     When toxic whole  wastes  were fractionated according  to  the scheme given
in Figure 1,  toxicity  was found to  be  in the organic or inorganic fractions,
seldom in both.  Table 4 gives results from a few industries whose wastes were
tested with S. costatum and M. bahia.  Alga and mysid were generally useful in
identifying toxic fractions and non-toxic wastes.


TABLE 4.  RESPONSES OF  MYSIDS (M.  bahia) AND ALGAE (S. costatum) TO FRACTIONS
          OF  INDUSTRIAL WASTES    (+ =   toxic  effect; -  =  no  toxic  effect)
     Industry
Mysid
Algae
Toxic Fraction
Gunpowder
Titanium oxide
Aliphatic amines
Oil refinery
Tall oil products
Phosphoric products
Nylon
Carpeting
Citric acid
Synthetics
Carpeting
Amine products
Textiles
Paper products
Unbleached paper
Wire and Rod
Municipal STP
                          Heavy metals

                          Neutral organic
                          Neutral organic
                          Heavy metals

                          Heavy metals
                          Heavy metals
                          Heavy metals
                          Neutral and acid organics
                          Heavy metals
     Fractionation  followed  by bioassay  simplifies  identification  of toxic
components  in  complex wastes  because  only  the  toxic  fraction  needs  to be
analyzed chemically.   For  example, waste from a  titanium oxide plant was found
to  be  highly toxic, and all  toxicity was present in  the  heavy metal subfrac-
tion.   No  other  subfraction  was toxic.   Heavy metals  analysis  of the heavy
metal  subfraction revealed very high  concentrations  of  some metals (Table 5)
and  it was recommended that  the  industrial  plant apply control technology to
the  metals portion of its effluent.   In that way,  only a single fraction of
the  effluent  needed   to be treated  and highly expensive  treatment  of whole
waste  was  avoided.

     It  is  important  to  test  fractions  of an effluent  because effects of
bioactive  substances   may  not be detected  in whole  waste.   Effects of three
wastes and their fraction on S.  costatum are given  in  Table 6.   Whole waste
was  toxic  in  each case, and none stimulated growth.   The organic fractions had
no effect  on  algal  growth.  Toxicity  of  each waste was in  cationic subfraction
of the inorganic  fraction.                                             *<
                                      120

-------
TABLE 5.  HEAVY  METALS  ANALYSIS  OF  A  TITANIUM  OXIDE  PLANT WHOSE  EFFLUENT
          TOXICITY WAS  IN THE  HEAVY  METALS SUBFRACTION   (Analysis  by induc-
          tively coupled argon plasma method)
                    Element
                              Concentration, ug/L
Ti
V
Cd
Cr
Cu
Zn
Zr
Fe
Al
23,000
3,800
40
1,800
70
625
200
260,000
18,000

TABLE 6.  EFFECTS OF INDUSTRIAL WASTES ON GROWTH OF Skeletonema costatum (EC50
          = calculated  percentage that  would  inhibit growth  by50%;SC20  =
          calculated  percentage  that  would stimulate  growth  by  20%.   STP
          sewage treatment plant)
Category
Whole Waste    Inorganic Fraction
                                                     Cations
                                                      Anions
EC
                 50
        sc
          20
-so
       SC
                                              20
EC
                                                     0
SC
                       20
Chemicals
Fibers
STP
8.
15.
14.
2
4
0
none
none
none
9.
22.
30.
6
1
9
none
0.4
none
16.
16.
20.
0
5
0
none
none
none
none
none
none
1.0
0.9
5.6

     For the fiber  plant,  the inorganic fraction was highly stimulatory (SC2o
= 0.4%) when separated from the organic fraction.   The  anionic subfraction of
each waste  was highly   stimulatory  to algal  growth when  separated  from the
heavy metals.  These  observations  show that effects of  growth  stimulants may
not be detected when  toxicants or other substances are present.   In receiving
waters,  where  toxicants  and  stimulants  may  be  separated  spatially  and
transformed biologically or chemically, algal growth promotion,  resulting from
eutrophic conditions, could be the most significant effect of a waste stream.

     We  suggest  that  chemical fractionation  and  algal  and other  bioassays
should be done in  order to assess potential effects  of  a liquid waste stream
on receiving waters.
                                     121

-------
                                    SUMMARY

     Industrial  effluents  are  major  sources  of pollution  in  aquatic  eco-
systems.   Chemical  analyses  alone  cannot  predict  effects  of  such  complex
wastes (Walsh et al., in press), and it is necessary that bioassays be done on
algae, plants,  and animals if the potential  impact  of a waste is to be esti-
mated.  This  is especially true when both  algal  growth stimulators and toxi-
cants are present  in a single waste.

     Bioassays  of whole complex-waste effluent is useful for regulation by law
enforcement  agencies.   However,  effects  of stimulants  or toxicants  may be
reduced by  the  presence  of other substances.   Since  components  of bioactive
complex wastes  may  become  separated  in  receiving  water, their  organic  and
inorganic components should be fractionated  in the laboratory and bioassays on
fractions should be performed to estimate the total  potential bioactivity and
to  identify  the bioactive substances.   After these substances are identified,
technology may  be  applied  to the industrial  process for their removal.


                                  REFERENCES

Bahner, L.  H. ,  and J.  L.  Oglesby.   Models for predicting  kepone accumulation
     and  toxicity in  laboratory exposures  and  natural  ecosystems.   In Envi-
     ronment Risk  Analysis for Chemicals,  R. A. Conway (ed.)  Van Notrand Co.,
     New York.   In press.

U.S.  Environmental  Protection  Agency.    1977.   IERL-RTP  procedures  manual:
      level  1.    Environmental  assessment  biological  tests  for  pilot studies.
     EPA-600/7-77-043.  Industrial Environmental  Research  Laboratory, Research
     Triangle Park,  North  Carolina.

U.S.  Environmental  Protection  Agency.   1978.    Bioassay  procedures  for  the
     ocean   disposal  permit   program.    EPA-600/9-78-010.   Ocean  Disposal
     Bioassay Working Group, Cincinnati, Ohio.

Walsh,  G.  E.,   W.  B.  Horning,  and  L.  H.  Bahner.   Toxicity of  textile mill
     effluents  to  freshwater  and  estuarine algae,  crustaceans,  and fishes.
      Environ.  Pollut.  In  press.
                                      122

-------
        ECOLOGIC ASPECTS OF USING CHEMICAL AGENTS FOR  ELIMINATING THE
                      RESULTS OF OIL SPILLS IN THE OCEAN

                                M.  P. Nesterova
                      P.P.  Shershov Oceanology Institute
                           USSR Academy of Sciences


     Eliminating  oil  pollution  in the  ocean  is  one  of the major  ecologic
problems in environmental protection.

     Petroleum  and  petroleum products are  the most common  pollutants  of the
world's oceans.   It is  sufficient  to  say that emulsified and dissolved petro-
leum products have been found in half of  the 28,000 samples taken in different
areas of the  Pacific  and  Indian Oceans by ships from the AN SSSR Institute of
Oceanology.   During an  international  MOK  and VMO  experimental  project  to
detect oil  films on the surface of the seas and oceans.

     Of the 3500  miles  covered in the northwest Pacific, 315 contained an oil
film, as determined by  a  remote procedure conducted from the side of a ship.
Studies (Simonov  et al.  1974) have shown there  is  significant pollution from
petroleum products  in the  northern part  of the Atlantic Ocean.  This has been
confirmed by the studies of the AKADEMIK  KURCHATOV research ship  (January-June
1978) in the Sargasso  Sea and in the region of the Gulf Stream, where 83 trawl
nets took  samples for  determining  the concentration of tar lumps;  only six of
the  75  trawl  nets  contained no tar  lumps  in  the Sargasso  Sea.   Eight trawl
nets were used for cutting through the Gulf Stream, and only two  contained tar
lumps.

     The external appearance of the lumps differed strongly;  some were sticky,
fairly fresh petroleum products, but most were dense, structurized coagulates;
there were  brown  films  in some places.  Young goose barnacles, Bryozoa, algae
and other organisms were often found inside the lumps

     The presence of  different types of  oil  and  petroleum products  in the
waters of  the  world's  oceans indicates the predominance  of  accumulation over
biochemical degradation.

     Petroleum  pollution  must  have an effect  on  the physical, chemical  and
biologic processes  of the  seas and oceans.   The destructive  effect  of oil on
hydrobionts is well known.  Reports of the effect of oil on the inhabitants of
the  ocean   began to  appear  in the   literature  in  the  19th century.   Many
investigators probed this  question at the beginning of  the  20th century, and
extensive  literature  appeared.  At  the  beginning  of the  '70s,  Nelson-Smith
reported more than 800-studies on the different aspects of the biologic effect
of  oil  (Nelson-Smith  1970,  1972).  The  oil  film on the  surface of  the ocean
also disturbs  exchange  of  energy,  heat,  moisture and  gases  between  the ocean

                                       123

-------
and the atmosphere.  We found experimentally that evaporation had decreased to
45 t  after  one hour in one  square  mile of ocean surface, i.e., by almost two
times.  The presence of  an oil  film over  a  large surface can apparently also
affect weather conditions  (Buynitskiy 1976).

The marine  fleet  is the  basic source  of petroleum pollution  of  the world's
oceans  (approximately  33%),  and  a  particularly  important  fact is  that this
pollution occurs  in normal  operating conditions.   Eliminating  this  source of
pollution would only  be  possible  by  improving technological  processes  and
control  methods.   However,   even  the   introduction  of new  technology  and
improved   operating   conditions    cannot   totally   prevent   accidents   and
catastrophes  similar to  the AMICO-CADIZ and  hundreds  of others.  Oil spills,
sometimes very large  ones,  can  naturally also occur  in  underwater fields.
Accidents  in  offshore  drilling  and  tankers  are  the most   dangerous  and
seriously damage the ecological  systems in individual  regions  of  the world's
oceans.  It  has been  found  that  20-30% of the  total  pollution  of the marine
environment is caused by oil  spills.

     The oil which enters the sea as a result of spontaneous spillage, and the
effect of waves  and wind result in the formation of films of different thick-
nesses on the water surface.  This  is  a primary,  unstable  form of oil in sea
water,  since  it is  constantly  changing under  the effect  of  the  surrounding
environment.   First, the  volatile components of petroleum  and  petroleum pro-
ducts  evaporate  very  intensively  under  the effect of strong winds, swells and
temperature,  and during  evaporation crude oil can  lose up  to 50% of its com-
ponents, diesel  fuel  up  to  75% and mazut  from  5-9%.   Evaporation  begins when
the  oil  first  enters  the  ocean,  proceeds   at  a  decreasing  rate,  and then
becomes insignificant  and is almost completely  over  in a few days.  However,
it is  not true that evaporation stops  the toxic effect of the oil  on ecologic
associations.   Conversion of  the  components  of the  spilled  oil  to  the  gas
phase  results  in  pollution of the atmosphere, primarily the layer adjacent to
the water,  and does  not prevent the  components from  re-entering the water.
Very  little  spilled oil  is  dissolved  in  sea water  (up to 5%);  the largest
amount  undergoes  emulsification  and dispersion.   Depending on hydrodynamic
processes and meteorologic conditions,  physicochemical dispersion can rapidly
(in  a  few   hours) eliminate  15%  of  the spilled  oil.  Although dispersion
accelerates biochemical  oxidation,  the  capacity of a  body  of  water for self-
cleaning  is  not infinite.   And,  as the  emulsified and  dispersed oil decom-
poses, compounds which are more toxic to the  inhabitants of the  ocean than the
oil  itself  can be formed.  In the absence   of  turbulence,  dispersed oil  can
again  form  oil  films  on  the ocean  surface.   Dispersed oil  can  be absorbed on
mineral suspensions and plankton and enter the deeper  layers of  the ocean with
these carriers.

      Dispersed oil  is  particularly  rich in surface-active substances and forms
"oil  in water"  emulsions;  however,  in many  cases where  oil  accumulates in
large  quantities on a  limited surface,  it  forms  an emulsion in mixing with the
water,  "water in oil," since the high-molecular compounds  it contains  (tars,
asphalts, etc.)  stabilize emulsions of this  type.  Such highly  viscous cross-
linked  formations  ("chocolate  mousse,"  tar  lumps)  can remain on  the water
surface for a long time;  when the mineral suspension condenses and  is absorbed,
                                      124

-------
they can sink to the bottom or be tossed on shore, causing considerable damage
both to  benthic organisms  and  coastal  fauna and flora.   Some  of the methods
proposed for eliminating oil spills are based on this principle, i.e., sinking
the oil  with specially introduced mineral  hydrophobic  additives (hydrophobic
sand,  carbonaceous  materials, etc.).  Naturally,  this method is not suitable.

     The quantitative  ratio of  migratory  forms  of  petroleum  hydrocarbons in
the different  regions  of  the  seas and  oceans  also varies  within  very broad
limits, but  can  be used as some indication of the processes which result from
an oil spill.  For example,  the 26th passage of  the research  vessel AKADEMIK
KURCHATOV in the central  part  of the Baltic Sea in 1978 revealed that 3.4% of
petroleum hydrocarbons was  found in  the film, 15.6% in residue and 81% in the
water; 12% was  dissolved,  10%  was in a  colloidal-disperse state,  and 78% was
emulsified.   This indicates redistribution of the petroleum hydrocarbons under
the effect of  the  environment  (a significant effect) even when there were no
changes in the  chemical composition of the oil.

     However, conversion of  oil  from one form to another cannot be considered
utilization or elimination of the consequences of oil spills in the sea.  Each
migration form  of  petroleum hydrocarbons  will  have a negative  effect  on the
ecology of the region.   For this reason, methods and agents to  achieve maximum
removal of the  oil  pollution resulting from  spills  in  the marine environment
are necessary.   The AN  SSSR  P.O.  Shershov Institute of  Oceanology  adhered to
these  concepts  when developing  methods  and  agents  for eliminating  the  con-
sequences of  oil spills.

     Chemical agents are being developed to enclose an oil  spill to prevent it
from spreading, and methods and agents for removing the oil and increasing the
natural  biochemical  decomposition  are  being  devised.    An agent  has  been
created that involves  forming  a dense barrier of the  foam-plastic  type which
prevents a  spill  from spreading and simultaneously keeps  the oil  from the
surface of the water.   After mechanical  removal  from the surface of the water,
the foam-plastic could be squeezed out and reused as a sorbent.

     In cooperation with  the L'vov Polytechnic Institute,  oil  sorbents based
on plant,  mineral  and  synthetic substances have been developed  and investi-
gated.   One of the basic requirements for such substances is unsinkability and
the potential  for  recovering the oil.  For example, some  plastic  foams based
on complex  polyesters  which absorbed an amount of oil 18-20 times greater than
their weight in 5 minutes have  been tested in the laboratory; oil occupied 90%
of their volume, and they could be used many times (Anufriyeva and Nesterova
1976).   A sorbent  was  prepared  on  a mineral base  from  distended hydrophobic
volcanic rock-perlite,  which can be  used for production of bitumen and other
construction materials  after the petroleum is absorbed from the surface of the
water.

     The tests on  hydrophobic  perlite and thermally treated peat  showed that
they could  clean an area  of water  in a port of  98-99%  artificially produced
oil pollution.   After  most  of  the  oil  has been collected  mechanically (if a
large quantity is involved), the relatively thin residual film  is treated with
substances  which can disperse and convert it to  a thin dispersion (emulsion of
the "oil  in water"  type).  By eliminating  the previously dense  oil  film,

                                      125

-------
oxygen exchange  between  the water and the atmosphere is restored and gradual,
natural  biochemical  oxidation of  the highly  dispersed,  isolated droplets of
oil suspended  in the water layer begins.  If  the  dispersing  agent has a high
enough stabilizing capacity with respect to these drops and persists even when
the initial dispersion is greatly diluted by the water, and if it is economic-
ally  practical  and—more important—not toxic to  marine  organisms,  then this
method of  eliminating  oil  pollution should be a  very promising and effective
method  for eliminating  the consequences of  spills.   We used  surface active
substances  as   spontaneously  active dispersing agents  which could  destroy a
dense  oil  film  and  convert it into a stable  emulsion  when aqueous solutions
were introduced in the  film.

     This  condition of  spontaneous  emulsification  is  necessary,  since  the
usual  methods  for forming  emulsions, especially highly dispersed emulsions by
mechanical fractionation into emulsified drops, are not suitable in this case.
For this  reason, we used one of  the properties  of surfactants from the group
of  nonionic  compounds  related  to  their  solubility  in  aqueous  and  oil
(hydrocarbon)  phases of emulsions.   In  contrast with  most ionic surfactants
whose  solubility in any phase is  a function of  their composition, nonionic
surfactants are usually  readily soluble in both  phases;  thus,  when they con-
tact  an  emulsion system,   redistribution  of  the  surfactant  takes place  by
diffusion  through the interface.  This  process,  as Taubman previously demon-
strated  (1969), causes  strong  local decreases in  the  interphase tension and
consequently very pronounced disturbances in the hydrodynamic stability of the
easily  moved  interface.   The  intensive  turbulence in  the boundary layers
results  in  the  appearance of  highly  dispersed  emulsions  of   both  types;
however, only the "oil in water" emulsion survives  (the hydrophilic emulsifier
only  stabilizes  emulsions  of  this type)  and  a  highly  dispersed emulsion
appears—a microemulsion.

     The microemulsion is stabilized by  the adsorption layer of the surfactant
and  is a surface structure which  in turn  stabilizes the "karli" in the basic
microemulsion;  as  a consequence,  the   entire system is highly  resistant to
coalescence.

      If  we consider the oil film  on the surface  of the ocean  as a separate
phase  of  relatively very  low volume,  then  it  follows  from the  above that
introducing an  aqueous solution of  the  corresponding nonionic surfactant with
a  jet  apparently produces the following  effect—decomposition of the film into
drops  which are stabilized  to such a degree that the microemulsion formed will
retain  sufficient stability even with "infinite"  dilution  with  water  and the
effect of swells and winds.

      In  basing  the emulsion  stabilization  mechanism  on  the  above,   it  was
necessary  to  obtain evidence  of the possibility  of  obtaining  this effect in
actual  natural  conditions  with ordinary dispersing agents with respect to the
features  of methods  of mixing solutions  of the agents with the oil film on the
surface  of the  water,  the presence  of  their electrolytes  in  the water,  the
effect of strong dilution of the solutions, and several other factors.

     The  results of laboratory studies  and field trials confirmed this possi-
bility.

                                       126

-------
     Dispersing agents  have  been developed in our  laboratory--DN-75  oil  dis-
perser and EPN-5  oil-film  emulsifier (together with the Ufimskiy Institute of
Petroleum Transport and  Storage) (Taubman and Nesterova 1977).

     The  laboratory  studies  and  field  trials  on  these  products  and  on
Correxite-7664 (U.S.) and  Berol-198  (Sweden)  demonstrated the high efficiency
of the dispersing agents.  In trials  in the Baltic Sea, Berol-198 decreased it
to 0.06 mg/liter,  Correxite-7664 to 1.22 mg/liter  and DN-75 to 0.23 mg/liter.

     An  artificially created  petroleum  spill  (50,000  m3)  in  the  port  of
Vladivostok was destroyed by DN-75 in  15 minutes (Nesterova ejt al.  1977).

     Using dispersing  agents  in an  aqueous  environment naturally  has  some
effect on the  hydrobionts;  for this  reason, in  developing  dispersing agents,
the Analytic Laboratory  of the AN SSSR Institute  of Oceanology  first concen-
trated on the toxicologic studies of  the products and their constituent parts.
The effect of  EPN-5 and DN-75 dispersing agents  was studied on  hydrobionts of
different trophic  levels both  in the Institute  of  Oceanology and in  a number
of  scientific  research  institutes  in  our  country:   In  the  Laboratory  for
Research  on  Water  Pollution of  the  Saratov  Branch of the State  NIORKh,  the
Department of Hydrobiology of the biological faculty at MSU,  the  Laboratory of
Radiation and  Chemical  Ecology of the VNIRO,  the Georgian Branch of the VNIRO
and the DVNTs Institute of Marine Biology.

     We shall briefly summarize the results of the studies.

     The  effect  of  the dispersing  agents on aquatic microflora  was  traced
based on changes  in the  number of saprophytic bacteria in the water containing
different concentrations of  EPN-5.   It was found that  EPN-5  undergoes  strong
bacterial oxidation in the water which facilitates the vigorous  development of
saprophytic  bacteria.  The presence  of  EPN-5  in  the water,  up to a concentra-
tion of 10 g/liter, had  no inhibiting effect on multiplication of the  bacteria
and the  number of saprophytic  bacteria in the water containing  EPN-5  was many
times higher than  the control.   These studies showed that EPN-5  in concentra-
tions  over 0.1 mg/liter promotes intensive development  of  saprophytic  micro-
flora.

     The  effect of  the  dispersing agents on zooplankton was studied using the
water flea.  We examined the condition of the water fleas exposed to different
concentrations of  EPN-5.  The results  of the experiments  showed  that  2 mg/
liter is  the inactive concentration  of EPN-5,  i.e., EPN-5 is moderately toxic
to water fleas.

     The  effect of  solutions  of the  individual surfactants was  investigated—
oxyphos  and   diproxamine  157  in  concentrations of  0.1-10  mg/liter—on  the
survival  and growth  of the young of a Black Sea  isopod.  All  concentrations of
diproxamine  157 tested had no effect on the survival of the animals.  The data
confirmed  the  low  toxicity of  diproxamine  157;   the  previously established
maximum  admissible  concentration (MAC)  for fish breeding waters  was  3.2 mg/
liter.   A 10  mg/liter   concentration  of  oxyphos   increased  the  survival  of
idothea  by  1.3 times and  had a  positive effect  on the growth  of the young
animals.

                                      127

-------
     The  effect of  the dispersing  agents  EPN-5,  DN-75,  Correxite-7664  and
Berol 198, produced by the MoDoKemi AB Co. , Sweden, and the surfactant diprox-
amine 157 and  oxyphos  on blue-green algae included the following:  Inhibition
of growth  of the algae  was  observed with  a concentration  of  100 mg/liter of
EPN-5, the nontoxic concentration was 10 mg/liter; for DN-75, these concentra-
tions were  one order-of-magnitude  higher,  respectively.   Of  the two foreign
samples  investigated,  Correxite-7664  was  less  toxic  than Berol  198,  whose
toxicity to  blue-green  algae  was  the  same  as the  domestic dispersing  agent
DN-75.

     The toxicity  of the  other  surfactant,  oxyphos, was the  same  as that of
EPN-5, i.e., a 100  mg/liter concentration caused  inhibition of  growth in the
algae, and a 10 mg/liter concentration was nontoxic.  In the range of concen-
trations investigated,  diproxamine  157 had no toxic effect up to a concentra-
tion of 10 g/liter.

     The studies conducted by the Laboratory of Radiation and Chemical Ecology
of the VNIRO showed that unicellular algae were the most sensitive hydrobionts
to low concentrations of toxic substances.  Their photosynthesis was inhibited
by minute  quantities of toxic substances which  caused no pronounced physio-
logic anomalies in other  organisms.   The experiments  conducted  on Black Sea
and  Caspian  species of  unicellular algae showed that  a  concentration of 100
mg/ liter of EPN-5 caused coagulation of the protoplasm in diatomaceous algae,
i.e., actually the  death of the cells.  The Caspian Ankistrodismus convolutus
and  the  Black  Sea  Coscinodiscus  granii were most resistant  to  EPN-5; 10 mg/
liter concentrations did not harm these algae.  Peridium, green and one of the
diatomaceous algae  were most sensitive to EPN-5.  Only the 0.5  mg/liter con-
centration of  EPN-5 produced optimal results for these three species of algae.
Similar  studies with  the same species  of  algae  were conducted with solutions
of Berol  198.   The  harmless concentrations of this preparation were an order-
of-magnitude higher than for EPN-5.

     Acute,  subacute  and  chronic  experiments were  conducted  on  Chironomid
larvae at the  Saratov branch of the Gos NIORKh to determine the maximum admis-
sible  concentration of  EPN-5.   The experimental  studies  showed  that the 2.5
nig/liter concentration had no negative effect on metamorphosis of the larvae.

     The effect of  EPN-5 on fish eggs  and larvae was investigated at the same
institute.   Eggs   and   larvae  of  one  species  of Neopterygii—pike—and  one
species  of  cartilaginous  ganoids—Russian  sturgeon—were  used  as  the  test
objects  in   investigating  the  effect  of  EPN-5 on fish in  the  embryonic  and
postembryonic  period of development.  The  studies  showed that  the maximum
admissible concentration of EPN-5  had no negative  effect on the physiologic
condition or growth rate of pike  larvae and could be considered inactive for
pike in the early postembryonic stage of development.

     The  results  of  the  observations of  Russian  sturgeon  eggs  and larvae
showed that  only a concentration of 0.09 mg/liter had a negative effect on the
physiological  condition and  growth  rate  of  sturgeon  and  can  be considered
inactive for sturgeon in the early postembryonic stage of development.
                                      128

-------
     The effect of  EPN-5  on adult fish was determined in this year's brood of
rainbow trout.  The following  liminal  concentrations which  were  harmless to
the  fish  based on  the  following  indices  were determined:   survival  5.6 mg/
liter;  clinical  and pathologic  condition  2.8 mg/liter;  growth rate  1.4 mg/
liter;  blood 0.8  mg/liter.   Thus,  the inactive  concentration of  EPN-5 for
trout is 0.8  mg/liter.

     The toxicologic effect of EPN-5 and the dispersing agent DN-75 was inves-
tigated at the  Georgian  branch  of the VNIRO on another species of fish—horse
mackerel.   It  was  found that  DN-75 was less  toxic  than  EPN-5.   The  MAC for
DN-75 was  0.005 mg/liter.

     An analysis of the  data obtained in  studying  the  effect of EPN-5 on the
physiocochemical  properties of  water,  the  toxicity  for feeding  organisms,
eggs,  larvae and fish  showed  that  fish larvae are  the most  sensitive  com-
ponent.  A  maximum  admissible  concentration of  0.09 mg/liter, the  boundary
toxicological index, was established for EPN-5 in fish  breeding waters.

     Studies on the hygienic basis of the maximum  admissible  concentrations of
dispersing agents  in bodies of water  were conducted  at the same  time  as the
studies of the  effect  of  the dispersing agents on hydrobionts.  The effect of
dispersing agents  on the organoleptic characteristics  of water and the  overall
sanitary regime of the reservoirs was investigated.

     In generalizing  all  of the  available data  on the  effect of dispersing
agents on hydrobionts,  we can conclude that the effect of dispersing agents is
both a  function of  the  chemical composition of the substance and the  species
of biologic  object  exposed  to  the dispersing  agent.   For this  reason,  only
comprehensive studies of the toxicological effect on  different  levels  of the
trophic chain will  make it possible to recommend chemical agents, particularly
dispersing agents,  for use  on  a scientific basis.  The scientific and  techni-
cal studies should be extended  with respect to creating agents and methods for
eliminating  the consequences  of  oil  spills.   Correct recommendations  and
measures for eliminating the consequences  of oil  spills can  only be developed
on the basis of fundamental, complex studies of the processes which take place
in the  sea and on  a precise and  continuous  evaluation  of the state of pollu-
tion of marine waters.
                                      129

-------
                              REFERENCES

Anufriyeva,  N.  M. ,  and  M.  P.  Nesterova.   1976.  Study  of the  plastic foam
     polyurethane  as an  agent  for  removing oil  from the  surface  of water.
     Vodnyye resursy 4:149.

Buynitskiy,  V.   Kh.  1976.   Some  socioeconomic  problems  in  environmental
     pollution related to scientific-technologic progress.  Vestnik LGU 12:7.

Nesterova,  M.   P. ,  0.   S.  Mochalova,  and  N.   M.  Antonova.  1977.   Chemical
     agents  for  eliminating oil  pollution of the world's  oceans.   In  Proc. of
     the 1st Conference  of Soviet Oceanologists, Moscow.

Nelson-Smith.  1973.    Petroleum  pollution  of  the  sea.   Gidrometeoizdat,
     Leningrad.

Simonov,  A.  I.,  S.  G.   Oradovskiy,  and  A.  A. Yushchak.  1974.   The current
     state of  chemical  pollution of Northern Atlantic  waters.  Meteorologiya  i
     gidrologiya 3:6-69.

Taubman,  A.  B. ,  S.  A.   Nikitina,  and V.  I.  Prigorodov.  1969.   The role of
     quasi spontaneous  emulsification  in  stabilizing  emulsions.   Kol.  zhur.
     (27)2:291-292.

Taubman,  A.  B. ,  and  M.  P.  Nesterova.  1977.   Physicochemical  properties of
     the  emulsifying  effect  of  surfactants  applied to problems  of marine
     ecology.  Jji  Physicochemical  principles of using surfactants,  Tashkent.
                                       130

-------
                    CHEMICAL POLLUTION OF THE FILM LAYER OF
                               THE PACIFIC OCEAN

                       A.  I. Simonov and V.  I.  Mikhaylov
                         State Oceanographic Institute
                                    Moscow
     The  first  survey of  studies  on the chemical pollution  of  Pacific Ocean
waters  was  completed  in  1975.   As  a  result of  this  effort,  Soviet  ocean-
ologists  were  able  to draw  a  number of  general  conclusions concerning  the
nature  of marine  pollution  (Oradovskiy et  a1.  1975;  Simonov et  al.  1974).
These  conclusions  have  now  been  confirmed  by  many  studies  conducted  in
different countries which have greatly facilitated determination  of strategies
for  monitoring  pollution   on national   and  international  levels.   We  shall
mention three  basic conclusions.   First,  it was found that  the  pollution of
the Pacific Ocean, primarily pollution from petroleum hydrocarbons (PH), i.e.,
petroleum, petroleum products and  the products of their  decomposition  in  sea
water,  unsaturated hydrocarbons,  is planetary  in  nature.   Second, the  vast
role of oceanic  circulation in  transferring and distributing PH, including in
relatively clean  areas of  the  Pacific,  for  example,  in the northern  Arctic
Ocean,  was  demonstrated.    Third,  it  was  shown  that  chemical  pollution
significantly  affects  primary  production,  and  accelerates  decomposition of
living organic substances.

     However, there  were gaps  in  the survey stage of  the  studies, basically
caused  by the   lack  of  methods  and technical  means  for  observations  and
determinations.   One of  these lacunae consisted of the  fact  that the role of
boundary  surfaces  (the  surface  of  the ocean, the bottom, the layer of density
discontinuity)  in  the  accumulation  and  evolution  of  pollutants  was  not
investigated for these reasons.

     The  results  of  studies of  pollution in the  surface  layer of the Pacific
Ocean by  petroleum hydrocarbons  and other pollutants are communicated  in  the
present article.   The  studies  were conducted  in the  Northern Atlantic  on
scientific-research weather ships  from  the  State Oceanographic  Institute in
1976-1977.  These  studies  were  important both with respect to the prediction
of the  level  of  pollution   in ocean  waters  and with respect to evaluating its
effect  on the basic  physical,  chemical  and biological  processes  and  energy-
heat-moisture and gas exchange between the ocean and the atmosphere.

     The observations of pollution in the surface microlayer (abbreviated SML)
of the  water were  conducted  in  broad areas of  the North Atlantic, including
the Canary and Northern  Tradewind  currents, the Gulfstream,  the  Sargasso  Sea
and the Northern  Atlantic  current  system.   The  SML consists  of  the thin sur-
face  layer  100  micrometers  thick.   Samples  were taken  in   this  microlayer


                                      131

-------
with a  grid  sampler constructed according to the principle proposed by Garret
(1972).   We  note that  the samples  of  water from the SML were  taken  only in
those  cases  where  signs  of petroleum  hydrocarbons  in  the  visibile frequency
range were not observed in the surface.

     The  grid  sampler is  a  capron sieve  with capron  thread thickness  of
approximately 0.2 mm  and  cell area equal to 1 mm2.   The sieve is mounted on a
frame  which  is not subject  to corrosion.   Grid samples with  a  total  area of
0.35-1.20 m2 were used in the  study.

     In taking  samples  of water from the  SML,  special  precautions were taken
to prevent the ship from becoming a source of pollution.  Thus, samples of sea
water were taken immediately after the  ship stopped and discharge of all waste
and ballast  water was terminated 15 minutes before sampling began and was not
resumed until sampling ended;  washing using all types of discharge devices was
prohibited.

     The  water  taken  from the SML was  analyzed  for PH, synthetic surfactants
(SS) and  organochlorine  pesticides (OCR) in ship and shore laboratories using
the procedures described in the "Handbook of Methods ..." (1972).

     Samples  of  air were  simultaneously taken at the  individual  stations for
determination of PH using devices which allow both taking air  samples from the
atmosphere  and  preparing  an  extract  in  which  the concentration  of  PH  is
subsequently  determined  from  the  side  of the drifting  ship  and during move-
ment.   The  apparatus  consists  of  the  following:   a  pump  device—a  VK-I
microcompressor  with  output   of 2  liters/min;  equipment for removing water
vapor  from the  air samples and eliminating different  types  of impurities--
U-shaped  calcium chloride tubes with different filters and extractor vessels.
Drexel  flasks with atomizers  were  used  for extraction.   The microcompressor
was  installed on the windward side  of  the ship to exclude the possibility of
petroleum hydrocarbon products  from the ship  itself.   The  air was pumped by
the  microcompressor  for  0.5-1 hour to  concentrate the  amounts of PH in the
extract;  this  could  be   determined by  the  currently  used  methods   of  IR
spectrometry  and gas  chromatography.   The air  pumped  by the microcompressor
first  passed through  a  desiccation tube  filled with  desiccated  and  PH-free
sodium  sulfate,  and then a  filtering calcium chloride tube containing calcined
and  purified aluminum oxide.   Impurities were trapped in this tube, including
polar  hydrocarbons.   The  PH were extracted  in  the  Drexel flask with 40 ml of
OSCh  brand carbon  tetrachloride  (CC14).   The  air  stream containing nonpolar
petroleum hydrocarbons was  sprayed  on  the  layer of carbon tetrachloride and
subsequently  passed   into  solution.   Complete  extraction  was   obtained  by
passing the  air  stream through a second Drexel flask also filled with 40 ml of
CC14.  After  sampling and  CC14 extraction had ended, the  hydrocarbon-saturated
petroleum from the air was poured from the two  Drexel  flasks into one flask
for  extracts.   Standard  solutions were  prepared,  calibration  curves were
plotted,  and the CC14 extracts were analyzed  using the method for determina-
tion of petroleum products  in  sea water (Handbook of Methods ... 1977).

     Half of the water  sampled with the grid sampler  in the SML and with  a
vessel  in the sub-superficial  layer  was filtered through  SYNPOR No. 2 membrane
filter  with  pore size of  2.5  microns and total diameter  of 65 mm  for studying


                                      132

-------
the suspended and dissolved PH in the SML.   We assumed that filtration through
a filter with this pore size would trap most of the suspended substances, both
living and  dead.   The  concentration of dissolved PH was  determined based on
the difference between  the  total  concentration in the  surface  microlayer and
in the suspended form.

     In  taking  samples  from the  0-1.0 m  subsurface  layer,  water  from the
surface microlayer directly  in  contact with the atmosphere was prevented from
entering  the bottle.   The   sample  of water  from  this  layer  was taken  in  a
heavy-based  5-liter  bottle  which was  sealed  with  a  stopper before  it was
submerged; the bottle was lowered and then  opened.

     The  extracts  of the water  samples taken from the  subsurface  layer, the
SML and  also  the  filters with adsorbed suspended substances from the SML were
prepared  for  determination  of PH  immediately after  sampling  ended  based  on
practical recommendations (Methods  ...  1977).  The extracts were analyzed on
the ship  1-1.5 hours after  extraction began; the  concentrations  of PH in the
extracts of the samples of water and air and on the filters were measured by a
model  OIL-102  (Yanagimoto,  Japan)  IR spectrometer.  This  device  allows eval-
uating the  total  concentration of petroleum  hydrocarbons  without identifying
their constituent components.


                  POLLUTION FROM PETROLEUM  HYDROCARBONS (PH)

     The  analysis  of the numerous  data (Table 1) indicated that the surface
microlayer  is  a  powerful concentrator  of  petroleum hydrocarbons and also  of
synthetic surfactants and organochlorine pesticides.   The concentration of PH
in the  SML  was generally  one to  two orders-of-magnitude  higher than  in the
subsurface  layer.   The high  concentration  of PH  in  the SML is  due  to their
physical   and  chemical  properties,   primarily the  slightly  lower  specific
gravity  in  comparison  to  the  specific gravity  of the  sea  water  and  their
insignificant solubility.  The fact  that  the sources  and channels of PH entry
in sea water gravitate to the surface of the sea and that their entry into the
marine environment is  apparently  sufficiently regular so that the  run-off  of
PH from the SML is constantly compensated  (in the atmosphere by evaporation of
the light fractions  and with  light  spray  in  the  water  in  dissolution  or
discharge of suspended lumps) plays a significant role.

     The  range  of changes  in the concentrations  of  PH in the SML  is  rather
broad:    from  tenths  of mgl-1 to  15  mgl-1  with average  concentrations  from  1
mgl-1  to  5.5  mgl-1.   To describe the size of these  concentrations  it is suf-
ficient  to  recall  that the  value  for the  maximum admissible  concentration
(MAC)  for PH in reservoirs used as fisheries in the Soviet Union is  a total  of
only 0.05 mgl-1.

     The second conclusion which can be drawn from the analysis of the data is
that there  is  a  decrease in total  concentration of PH in the  SML and a simul-
taneous absolute and relative increase in  the suspended  PH and  a decrease in
the dissolved PH  fraction  (Table  2)  as the distance  increases  from the shore
and the  shelf where  "the primary sources and input channels of  PH are located.
                                      133

-------
 TABLE 1.   FEATURES O.F PETROLEUM  HYDROCARBONS  IN  THE  SURFACE  MICROLAYER  AND
           IN THE 1-METER LEVEL  IN  DIFFERENT AREAS OF THE NORTHERN  ATLANTIC
  Level
    No.  of
Determinations
Range of Changes
in Concentrations
      mgl-1
    Mean
Concentration
    mgl-1
Mean Square
 Deviation
   mgl-1
             20 passages "Tradewind"  in the Canary current region
                                (August 1976)
   SML
   1  m
      38
      38
    1.2-15.0
    0.0-0.20
    5.49
    0.06
   0.04
   0.001
        15 passages "Monsoon" in the Northern tradewind current region
                                 (Winter 1975)
   SML
   1  m
      121
      121
    0.2-2.60
    0.0-0.15
    1.40
    0.03
   0.08
   0.001
    23 passages "Monsoon" in the northeastern region of the North Atlantic
                                (Winter 1977)
SML
1 m
99
99
0.20-2.87
0.00-0.05
0.95
0.001
0.06
0.0001

This  is  due chiefly  to  evaporation of  PH with low molecular weights  in  the
atmosphere and conversion  of part of the  dissolved  fraction  into  a suspended
fraction in the water.

     Table 2 indicates that the mean concentration of the soluble  PH fraction
changed  from  2.7 mg/liter  at the  shelf  to 0.4 mg/liter away from  shore,  and
the  mean relative  change  was  58%  (from 83%  to  25%).   This was  due to  an
absolute decrease  in the  total  concentration  of  PH in  the  SML in  the  open
ocean.  The mean relative decrease in the total concentration of PH in the SML
away  from the  shelf in the  open  ocean was approximately 40%.   The mean total
concentration  of PH  on   the shelf  was   actually  3.1  mg/liter  and  only  1.7
mg/liter at the boundaries of the sections in the open sea (data from the last
column in the second row in Table 2).  The mean concentration of the suspended
PH  fraction simultaneously  increased from  0.4 to  1.3  mg/liter due to  con-
version  of  part  of  the dissolved PH fraction into the suspended fraction,  and
the  mean relative  concentration  of the  suspended PH  fraction  increased  from
17% at the shelf to 75% in the open sea.

     As  the distance  from the shelf increased, the decrease in the concentra-
tion  of  the dissolved PH  fraction  in  the SML caused a  decrease in the total
concentration  and simultaneous  increase  in the concentration of the suspended
fraction.
                                     134

-------
     TABLE 2.   CHANGE  IN  CONCENTRATION  OF  SUSPENDED  AND  DISSOLVED
               FRACTION OF PETROLEUM HYDROCARBONS IN THE SURFACE MICRO-
               LAYER IN THE DIRECTION OF THE SHELF ZONE
    Section
 (Conditional
  Numbering)*
                      Concentration of suspended (top line) and dissolved
                       (bottom line) fractions of petroleum hydrocarbons
                      mg/liter
No.
No.
No.
No.
No.
No.
No.
   Interpretation of the sections:
% of Total Concentration
1 0.2-2.0
8.0-1.0
2 0.4-1.5
3.0-1.0
3 0.6-1.2
1.6-0.2
4 0.2-1.4
1.2-0.0
5 1.0-1.6
1.8-0.6
6 0.0-0.4
1.6-0.2
7 0.2-0.6
0.8-0.1
Mean 0.4-1.3
2.7-0.4
2-67
98-33
18-60
82-40
27-86
73-14
14-100
86-0
36-73
64-27
0-67
100-33
20-86
80-14
17-75
83-25

1
2
3
4
5
6
7
           long.
from the Straits of Gibraltar to the Cape Verde Islands.
from the Africa shelf 25° north lat.  to 40° west long.
from the South America shelf 32° north lat.  to 45° west
from the Scotland shelf to the Greenland shelf
from the Island shelf to a point 60° north lat.  and 25° west
from the Norway shelf to the Faeroe Islands
from the Straits of Gibraltar to a point 36° north lat.  and 35° west
long.
                long.
     It was  suggested  above that the  decrease in  the  concentration of  the
dissolved PH  fraction in the SML  was  caused by their partial  evaporation in
the  atmosphere,  dissolution  in  the  underlying  layers  during  dispersion  and
transfer of part of  the dissolved fraction into the suspended fraction in the
SML; the latter  is  supported by the data  in  Table 2 to  a significant degree.
For this reason, it  was extremely important to  determine  if there are quali-
tative or  even quantitative  correlations  between the concentration  of  PH in
                                      135

-------
the SML on  the  one  hand,  and their concentration  in  the adjacent layer of the
atmosphere and the subsurface layer of water,  respectively, on the other hand.
It is necessary  to  remember  that the concentrations of PH in the water are 1
to  2 orders-of-magnitude  lower,  and the  concentrations  in the  air  are  2
orders-of-magnitude  lower  than in the SML.

     The  analysis of the observations conducted  in  parallel  on  the SML at a
depth of under 1 m and in  the air at a height  of 0.5  m  showed that there is no
correlation between  the total  concentration of PH in the SML, the air and the
subsurface  layer.  This could be due to the different fractional composition
of the  PH in  these  media  (predominance of the suspended fraction in the water
and volatile  components in the air), the different additional routes by which
they  can  enter these media  (advection of  PH  in  water,  in addition to their
entry to  the SML),  etc.   In  addition,  a detailed  analysis  resulted  in the
conclusion  that  there are  definite direct correlations (Figure 1) between the
concentration of the dissolved PH fraction and the concentration of PH  in the
atmospheric layer adjacent to the water.   These correlations are not identical
for  different areas  of the  ocean,  however.   It  is characteristic that the
tangent  of  the angle  of inclination  of these  relations decreases  as  the
distance  from the shelf increases and has a  smaller value in the open  ocean,
in  the  area  of  oceanic weather station  "C"  with  coordinates of 52°45'N lat.
and 35°30'W long.   This correlation essentially loses  its  significance  in the
open part of  the ocean.
                     mg/liter  IN THE  SML DISSOLVED PART
Figure  1.  Graph  of the correlation  oetween  the concentrations  of  petroleum
           hydrocarbons in the atmospheric layer adjacent to the water and the
           dissolved  petroleum  hydrocarbons in the surface  microlayer  of the
           water based on observations:  I - northeast section of the Atlantic
           (near  Ireland);  II  -  North Sea; III   southern  Iceland shelf;  IV  -
           oceanic weather station "C".                               *,.
                                    136

-------
     The  reason for  the  decrease  in  the  degree  of the  effects of  the PH
concentrations  in  the  SML on  their concentration  in the  atmospheric layer
adjacent  to  the water  as  the  distance  between the  observation  area and the
shore  increases is  based on  the  fact that  freshly discharged  PH  in which
volatile  fractions  predominate  usually predominate  in  the  coastal  regions,
while  heavy,  non-volatile  fractions predominate  away from  coastal  regions.

     It is believed  that the  difference in the correlation is caused by other
factors:   anemobaric  conditions,   moisture  in  the   air  which  increases  the
partial pressure of the PH in the air, the difference in  the PH in the SML and
the air, turbulent conditions in the boundary layer,  etc.

     Three circumstances have  been  determined:   A   significantly  lower  con-
centration of  PH in  the air than  in the  SML,  a decrease  in  the soluble PH
fraction in the SML as the distance from the shore increases, and the presence
of a correlation between the concentration of PH in the air and the concentra-
tion of the  soluble  PH fraction in  the SML have resulted  in  a quantitative
evaluation of the process  in  which part of the PH is transferred from the SML
to the  atmospheric  layer adjacent to the water.   This does not mean that the
process cannot  proceed  in  the opposite direction, e.g.,  intake of PH from the
atmosphere with precipitation.

     In concluding  this section, we  note that  establishing the  fact  of the
high concentration  and  universal   high  concentration of PH  in the  SML  will
result  in an  orientational  quantitative evaluation of the concentration of PH
on the  surface  of  the Pacific Ocean.   We hypothesize that the mean concentra-
tion of PH  in  the  SML  in  Pacific  Ocean waters  will fluctuate  from 2  to  3
mg/liter.   Of  course,   it  could  be significantly   lower  in  certain  areas.
However, this hypothesis  is  based on the presence of petroleum films in  many
areas  containing  a  concentration of  PH which  is many times  higher  than the
concentration indicated above.  Based on these petroleum  films,  we hypothesize
that the average thickness of the SML varies from 250-750 urn.   On the basis of
these  hypotheses,  the concentrations of PH in  the SML in all  water  areas in
the Pacific Ocean could be estimated at 0.54-2.20 million tons.

     Approximately 5.5  million  tons of  petroleum and petroleum products enter
the  Pacific  Ocean  each year  (Goldberg  1976)  as a  result  of anthropogenic
activity.   The  value  for PH  contained in the  SML  calculated above represents
10-35%  of  the annual discharge into  oceans and seas.  Of course,  it is  dif-
ficult  to give  preference  to  any extreme value for the relative estimation of
the concentration of PH on the surface of the  Pacific  Ocean.   In any case,  the
amount  of PH  in the  SML seems to be very large.   This circumstance emphasizes
the  role  of  the  boundary surfaces  in  the  powerful  concentration of  PH  and
indicates the   need  to study their concentration in  the  other  two  boundary
surfaces:   in  the  bottom  sediment  and  in  the  density discontinuity  layers.
This in turn  would  facilitate  the  development  of strategies  for  monitoring
petroleum pollution  in  the  marine  environment.   Knowing  the  amount  of  PH
contained in  the SML (M = 540,000-2,200,000  tons) and  their rate of entry  (y =
5.5 million  tons  a year)  would make  it possible to calculate the estimated
time (T) the  PH remain in the SML.   We advance two hypotheses:   First,  all or
a large part  of the  PH which enter the  sea  necessarily  pass into  a  stage of
concentration in the  SML.  The  time they remain  in SML  can only be correctly

                                    137

-------
calculated  in  this  case.    If  we  consider  the  phase  of  petroleum  film
formation, this  hypothesis  is essentially confirmed.   Second,  the concentra-
tion of  PH in  the  SML does  not change  or  changes very little with  time  (a
number of years).   In this  case, we could use  a simple ratio for calculating
the  time  the  PH remain  in  the SML:    T =  M:^.    The second  hypothesis  is
apparently not always plausible:   One to two decades ago, the concentration  of
PH  in  the SML  primarily  tended to increase; now.  however,  the concentration
apparently tends to decrease due to the water conservation measures instituted
in many countries.   The time that PH remain in the SML can also be calculated
for  the  case  where  the  mean concentration  of PH  changes  in time,  but  the
formula is more  complex.   However,  the quantitative features  of the dynamics
involved in the change  in PH are not known at the present time.

     The time  that  PH remain in the SML could be from  1-5 months based on the
initial  parameters   and hypotheses  indicated above.   The time  calculated  in
this way  is  not only in agreement with respect to the order-of-magnitude,  but
is  also  close  to  the  value  of the  experimentally determined  half-life  of
petroleum dissolved  and dispersed in water (Simonov et a].  1978).  The half-
life of petroleum in sea water  at temperatures of O-llPC is equal to approxi-
mately  1.5 months;  as the  temperature  increases,  the value  decreases:   At
18-20°C,  the  half-life is  equal to approximately 20 days,  and at 25-30°C—7
days.  We  again  emphasize that  the half-life of PH coincides with the time PH
remain in  water  and that the time  segment which is sufficiently close to the
total  decomposition time will  be greater than the values  calculated for  T.

     Based on  the comparisons of the  values  for T and  T, we  can assume that
only approximately  half of  the  PH  found  in  the SML can be suspended and dis-
solved in  the  water at low water temperatures,  and again become concentrated
in  the density discontinuity layers or in the bottom sediment, while the very
volatile components  enter the atmosphere.

     The  other  half of  the  PH can  decompose  in  the  SML.   With  high water
temperatures,  a  significant  part  of  the  PH,  except  for the  very volatile
components,  can  decompose  directly  in  the  SML.   Both cases  (together with
turbulent  diffusion) would  completely explain  the  decrease  in the concentra-
tion  of  PH in  the  SML as  the  distance from a  shelf  (pollution foci) to the
open ocean  increases, and would also  indicate  the possibility of significant
accumulation  of PH  at  mean  and  high latitudes and, on the  contrary,  the low
accumulation in equatorial, tropical, and subtropical zones.

     Comparision  of the values  for T  and T  also leads  to the conclusion that
the SML is not only  a powerful PH concentrator, but  is  also a PH filter, since
a  significant  part  of  the PH can decompose in this  layer, protecting the mass
of the ocean from intensive pollution.  This conclusion  is extremely important
in  correctly  calculating  the basic components  in the accounts of  PH pollution
of  the marine  environment reflecting the dynamics of the levels of pollution.
Up  to  now,  the concentration of a  significant part  of  PH in the comparatively
small  volume  of Pacific Ocean water contained  in  the SML, consisting of less
than  1%  of the total  volume  of  water, and their  degradation  in the SML have
not been calculated  in  the expenditure part of the accounts.  The  equation for
                                    138

-------
case.  If we  consider  the phase of petroleum  film  formation,  this hypothesis
is essentially confirmed.   Second,  the concentration of PH in the SML does not
change or changes very little with time (a number of years).   In this case, we
could use a simple ratio for calculating the time the PH remain in the SML:  T
= M:y.  The  second  hypothesis is apparently not always plausible:  One to two
decades ago,  the  concentration  of  PH in the SML primarily tended to increase;
now, however, the concentration  apparently tends to decrease due to the water
conservation measures  instituted in  many countries.  The time  that PH remain
in the SML can also be calculated for the case where the mean concentration of
PH  changes  in time, but  the formula  is more complex.   However,  the quanti-
tative features of  the dynamics  involved in the change in PH are not known at
the present time.

     The time that  PH  remain in the SML could be from 1-5 months based on the
initial parameters  and hypotheses  indicated  above.   The time  calculated in
this way is  not  only in agreement with respect to the order-of-magnitude, but
is  also  close  to  the  value of  the  experimentally determined  half-life of
petroleum dissolved and dispersed  in water (Simonov et  al.  1978).   The half-
life of petroleum in  sea  water at temperatures of O-llPc is  equal to approxi-
mately  1.5  months;  as the  temperature  increases,  the value  decreases:   At
18-20°C, the  half-life is  equal  to  approximately 20 days,  and at 25-30°C--7
days.  We again emphasize that  the half-life of PH coincides with the time PH
remain in water and that  the time segment  which  is sufficiently close to the
total  decomposition  time  will be  greater  than  the values  calculated  for T.

     Based on the  comparisons of the values  for  T  and T, we  can assume that
only approximately  half of the  PH found  in  the  SML can be suspended and dis-
solved in the water at low water temperatures,  and again become concentrated
in  the density discontinuity layers  or in the bottom sediment, while the very
volatile components  enter the atmosphere.

     The other  half  of  the  PH  can  decompose in  the  SML.   With  high  water
temperatures, a  significant  part  of  the  PH,  except  for the  very  volatile
components,   can  decompose  directly   in  the SML.   Both cases  (together  with
turbulent diffusion) would completely explain the  decrease  in  the concentra-
tion of  PH  in the  SML as  the distance  from a shelf (pollution  foci)  to the
open ocean increases,  and would  also indicate the  possibility  of significant
accumulation  of  PH  at mean  and  high  latitudes and, on the  contrary,  the low
accumulation in equatorial, tropical, and subtropical zones.

     Comparision of the values  for T and T  also  leads  to the conclusion that
the SML is not only a powerful PH concentrator, but is also a PH filter,  since
a significant part  of  the PH can decompose in this layer, protecting the mass
of the ocean from intensive pollution.  This conclusion is extremely important
in  correctly  calculating  the basic components in the accounts of PH pollution
of  the marine environment reflecting the dynamics of the levels of pollution.
Up  to  now, the  concentration of a significant part of PH in  the comparatively
small  volume  of Pacific Ocean water contained in the  SML,  consisting of less
than  1% of  the  total volume  of water,  and their degradation in  the  SML have
not been calculated in the expenditure part of the accounts.   The equation for
                                      139

-------
the accounts  (Simonov  et  a_1.  1978) should apparently be made more accurate by
introducing an additional  component—chemical and biochemical decomposition of
PH in the SML.
                 POLLUTION FROM SYNTHETIC SURFACTANTS (SS) AND
                        ORGANOCHLORINE PESTICIDES (OCP)

     As in  the  case of petroleum hydrocarbons, an analysis of the data allows
the  conclusion  that  significant quantities  of synthetic  surfactants,  which
enter  the  marine environment  with  discharge of wastes from  the  shore,  river
waters and  ships,  are concentrated  in the surface microlayer.  The concentra-
tion of SS  in the SML could be  1  to 2 orders-of-magnitude higher than in the
subsurface  layer.   This  can be seen from the features of SS shown in Table 3.
The  range   of  changes in  the  concentration of  SS  in  the SML  reaches  1000
ug/liter with an average value  of  820 ug/liter.   Similar to the  case of PH,
the mean concentration of  SS is many  times  higher  than the MAC,  which is set
at 100 (jg/liter.  In addition, the concentration of SS in the subsurface layer
is significantly lower than the MAC.


TABLE 3.  CHARACTERISTICS OF  SS IN  THE SML  AND  AT THE  1-METER  LEVEL IN THE
          ATLANTIC  OCEAN, ON  THE NORTHWESTERN COAST OF AFRICA (in g/liter; 20
          passages of  the TRADEWIND in August 1976)


             No. of       Range of        Mean       Mean Square   Interval of
  Level  Determinations    Changes    Concentration   Deviation   Significance
SML
1 m
38
38
180-1250
15-60
820
34
10.1
5.1
820±12.4
34±6.3

     The  same  features are observed in the  spatial  distribution of SS as for
PH:   The  concentration  decreases  as the  distance  from the  shore increases.
Thus,  the concentrations of SS were over  1000 ug/liter in the region from the
Straits  of  Gibraltar  to  the  Canary  Islands  (longitude  17-18°W),  and  the
maximum  reached 1220  ug/liter.   The significant concentration  of SS  in this
region  is  related  to  the effect  of  the polluted  waters  in the  Straits  of
Gibraltar,  effluence  from the coast of Africa  and  intensive  navigation which
was  also  found for the  high  concentrations  of PH in the SML discussed above.

     In  moving to  the open  ocean,  the concentration of SS  decreases  to 200
pg/liter  in the region 20-21°W longitude.   The  decrease  in the concentration
of  SS  is  basically due  to  their dynamic dispersion.  The concentration in the
subsurface  layer in  going from the  Straits of  Gibraltar  to the  open ocean
decreases from  50-60  to  20  ug/liter and less.

     All  of the characteristic features of  the concentration of PH in the SML
and  their spatial  distribution also apply to  SS;  this is not only due to the
same  sources  and channels  of PH and SS input, the similarity of some of their

                                       140

-------
physical and chemical  properties  (lower specific gravity with  respect to sea
water,  low solubility), but  also to  the  fact  that  the concentration  of PH
increases due to their emulsification in surface films.

     In  turning  to  the  characteristics  of  the  concentrations and  spatial
distribution of organochlorine  pesticides,  we emphasize that most of them are
difficult  to  dissolve  in  water,  are  easily  soluble  in  organic solvents and
ethers, and can be  adsorbed in marine organisms and suspended substances.  In
light  of  what  was  shown  for PH  in  the SML  and since  the  suspended matter,
living and dead organisms are concentrated  in the SML  and since the atmosphere
is the  basic means  by  which OCP enter the  marine environment, we can hypothe-
size  that  the  concentration of OCP  in the SML should be high,  especially in
areas  with significant concentrations  of  PH.   The results  of  studies  in 23
passages of the "Monsoon" in the winter of  1977 in the northeastern section of
the Atlantic Ocean  confirm this hypothesis.  The concentration  of  OCP in the
SML  is  a  characteristic feature  in  comparison with the  concentration in the
subsurface layer (Table 4).


TABLE 4.  MEAN CONCENTRATIONS  (top figure) AND  RANGE OF VARIABILITY (bottom
          figure)  IN THE CONCENTRATIONS OF PESTICIDES   (in  ng/liter  based on
          data from 23  voyages of the NISP  MONSOON,  Winter 1977)

Level
SML
1 m
DDT
33.7
0.2-132
2.04
0-17.6
DDE
7.6
0.0-51.5
0.53
0-2.0
ODD
7.8
0.0-32.0
1.22
0-4.4
T-HCCH
26.0
0.0-148
0.89
0-2.0

     Judging by  the  mean concentrations, the concentration of  all  pesticides
in the SML  is  an order-or-magnitude higher than in the subsurface layer.   The
highest concentrations  of DDT were  found over the Ireland shelf,  where  they
reached 80  ng/liter  (Figure  2a),  while they fluctuated from 2-4  ng/liter in
the subsurface layer.   As  a function of  the  distance  from the  North Altantic
current streams, the concentration  of DDT sharply decreased and  was approxi-
mately  10  mg/liter in  the North  Atlantic  water mass.  The  decrease  in  the
concentrations of DDT is not only due to their dynamic dispersion  in dissemin-
ation from  islands.  It is also  related to conversion of part of  the DDT  into
metabolites.   Figure  2b  shows  that  the  spatial  distribution  of  the total
metabolites  (DDD+DDE)   is   inverse  to  the distribution  of ODD.   The total
concentrations  of  metabolites   increases  with distance  from  islands,   and
attains maximum  values  in  the waters  of the North Atlantic current  and  the
southern approaches to  the Danish Straits.

     We note that although approximately 69% of the total DDT, ODD,  and DDE is
represented  in the  mean  concentration  of DDT in the  SML,  it  decreases  to
40-50% in the waters  of the North Atlantic current.
                                      141

-------
         50
                         10     W
50
30
10
60
50
                                                B
                                                                           60
                                                                           50
       Figure 2.  Spatial  distribution  of DDT  (a)  and  total  ODD
                  northeastern  part of  the Atlantic  Ocean,   in
                  observations in the winter of 1977.
                                                      and DDE (b)  in  the
                                                      ng/liter,  based  on
            The  fact that the  maximum values  (20-50  mg/liter)  are observed  in  the
       southern  approaches  to  the  Danish Straits  is  characteristic  in the  spatial
       distribution  of T-HCCH in the SML; the concentrations of T-HCCH in  the SML in
       the region of the Faeroe Island shelf and the Faeroe-Scotland straits falls to
       zero values.  The concentration of T-HCCH in the subsurface changed  insignifi-
       cantly (from 0 to 2 mg/liter).

            Certain  general  features  thus exist in the concentration of PH,  SS,  and
       OCR in the  SML and in their  spatial  distribution.   However,  in contrast with
       the other pollutants, the concentration of OCR in the SML can decrease  to zero
       in moving away from shelves.
       1.
                             CONCLUSIONS

Based on  multiple two-year  observations  by the COIN  NISP in the  North
Atlantic:
            1.1. A  significant  concentration  of  petroleum  hydrocarbons,  synthetic
                 surfactants and  chlorinated hydrocarbons was  found in  the  surface
                 microlayer of water;  these substances entered the  Pacific Ocean  in
                 different ways;

            1.2. It was  found that the  concentrations of  these  substances  in the
                 surface microlayer  was  1  to  2 orders-of-magnitude higher than the
                 concentrations  in  the  subsurface layer and  the atmospheric  layer
                 adjacent to the  water;
                                            142

-------
1.3.  The  spatial  changes  in  the  concentrations  of chemical  pollutants
     were  investigated  in  the  surface microlayer  of  water under  the
     effect of external physical-chemical  factors  and current systems; it
     was  found  that they generally  decreased as  the  distance  from  the
     mainland or shelf  zones  increased,  but still  remained comparatively
     high  except   for   chlorinated   hydrocarbons,   whose  concentration
     decreased to traces.  The  qualitative  composition of the pollutants
     simultaneously changed  as  the  distance  from the  shore  increased:
     The  suspended  portion  absolutely  and  relatively increased  and  the
     dissolved  portion  of the petroleum  hydrocarbons  decreased;  the
     absolute and  relative fractions  of DDE  and  ODD (DDT  metabolites)
     also increased and the DDT fraction decreased;

1.4.  It was  shown that high  concentrations  of petroleum  hydrocarbons  and
     synthetic surfactants  in the surface  microlayer of  the  water were
     characteristic of  all  water  areas  in  the North  Atlantic,  and high
     concentrations of chlorinated  hydrocarbons  were characteristic  of
     significant  expanses  in  the  shelf zones  of  the  North  Atlantic.

On this basis, we  drew a conclusion concerning the  global  nature of  the
appearance of stable,  high  concentrations  of chemical pollutants  in  the
surface microlayer of water in the Pacific  Ocean and the  global nature of
the disturbances in the naturally  combined  physical-chemical features of
the  surface  microlayer  of  the  Pacific  Ocean under  the effect  of pol-
lution.

These conclusions indicate  the need for the  following:

2.1.  Organizing  systematic observations of  the pollution  in the surface
     microlayer  of  water both  in  oceans and  in  the  seas in  the Soviet
     Union;  this would allow  more precise calculation of  the pollutants
     contained in this layer;

2.2.  Calculating the  amounts  of pollutants contained  in and decomposing
     in  the   surface   microlayer  (primarily  petroleum  hydrocarbons)   in
     calculating the  amounts  in seas  and  predicting  the  level   of pol-
     lution in seas using the  balance method.
                                143

-------
                                  REFERENCES

Garret, W.  D.   1972.   Impact of natural and surface film on the ocean.  Nobel
     Symposium 20.*  Almqvist and Wiknell, Stockholm, pp. 75-81.

Goldberg, E.  D.   1976.   The health of the oceans.  UNESCO Press, pp. 117-128.

Handbook  of  methods   for  the  chemical  analysis  of  marine  waters.   1977.
     Gidrometeoizdat, pp. 118-127, 131-136, 145-155.

Oradovskiy,  S.  G. , A.  I.  Simonov,  and A.  A. Yushchak.   1975.   Study of the
     distribution  of  chemical  pollutants  in the  Gulfstream zone  and their
     effect   on   primary  production  of  oceanic  waters.   Meteorologiya   i
     gidrologiya, 2:48-58.

Simonov,  A.  I.,  S.  G.  Oradovskiy,  and A.  A.  Yushchak.   1974.   The current
     state  of pollution  in the North  Atlantic.   Meteorologiya i gidrologiya,
     3:61-69.

Simonov,  A.  I. ,  N.  A. Afanas'yeva,  T.  A.  Bakum, and B. M. Zatuchnaya.  1978.
     Self-purification  processes  in sea water with  respect  to chemical pol-
     lutants.  Trudy GOINa, 128:96-104.
                                     144

-------
            STUDIES ON THE BIOLOGICAL TRANSPORT OF MATERIALS FROM
             SURFACE TO DEEP OCEAN WATERS:  I.  FLUXES OF CARBON,
            NITROGEN AND PHOSPHORUS  II.  FLUXES OF TRACE ELEMENTS

                                      by

                         G. A. Knauer and J. H. Martin
                       Moss Landing Marine Laboratories
                           Moss Landing, California


                                 INTRODUCTION

     It has  long  been  recognized that the plankton  play an important role in
the biogeochemical cycles of various materials.  For this reason, a great deal
of  research  has been devoted  to the analyses of plankton  remains  (oozes) on
the  sea  floor  (e.g.,   Arrhenius  1963)  and  plankton/sediment  interaction
(Manheim  et  al.  1972).    The  plankton  living in the  surface waters  of the
oceans  have  also been  analyzed  for trace  elements  (Martin  and Knauer 1973;
Martin  et al.  1976),  hydrocarbons (Conover 1971), etc.,  under the  assumption
that much  of this material will  sink  from the surface  mixed  layer  and even-
tually transport associated elements, compounds, etc. to mid-depths  and to the
bottom.  Thus,  considerable data exist on the plankton  in  the surface waters
and their remains on the sea floor.

     In addition, the types of material carried to various depths by particles
are becoming well  documented  through sinking  rate studies;  considering fecal
pellets alone,  for example,  there  are convincing data  with  respect  to trace
metals  (Lowman  et  al_.  1971;  Boothe and  Knauer 1972;  Small  et al_.  1973; Small
and Fowler  1973;  Benayoun et  aK   1974;  Bishop  et aj.  1977; Fowler 1977;
Spencer  et  al.   1978);  skeletal  structures  and frustules   (Schrader  1971;
Ferrante and  Parker 1977; Roth  et  al.  1975;  Honjo  1976);  alpha emitters and
transuranic elements  (Cherry  et  al. 1975;  Bacon  et al.  1976;  Beasley  et al.
1978;   Higgo  et al_.  1977);  chlorinated hydrocarbons (Elder and Fowler  1977);
petroleum hydrocarbons (Conover 1971).

     However,  there  are few  data for the most important measurement needed,
i.e.,   the actual  flux  of detritus and associated materials  as they leave the
surface and sink  through the  water column.   The lack of this type  of informa-
tion has hindered  our  ability to deal  with  specific problems such  as removal
of  inorganic  and organic  pollutants  from  the  sea  surface,  understanding
nutritional  aspects of  the mid-water column and deep-sea benthos,  determining
the fate of  "excess"  industrially produced C02 and  even unraveling  the basic
biogeochemistry of the world ocean.
                                     145

-------
     During  the  past two or  three  years,  the means have  become  available to
assess fluxes of materials,  not only to the sea floor but also through various
portions of  the water  column (e.g., Wiebe  et a/h 1976;  Soutar  et  aJL  1977;
Bishop et  aJL  1977;  Knauer  et ah  1979).   Recent advances in methodology and
instrumentation  have  also made possible the  accurate  measurement of elements
and compounds  at the  very low levels at which they exist in sea water (e.g.,
Boyle  and  Edmond 1975; Moore  and Burton  1976; Boyle et aj.  1977;  Bruland et
al_. 1978ab; Bruland et al.  1979).  The combination of developments now enables
oceanographers  to  measure  amounts  added  or  removed (rates  of change)  by
comparing  fluxes at  various   depth  intervals.    In other words, we  can now
study  the  processes  and measure the rates  that  determine  the distribution of
elements and/or  compounds in the water column.

     However,  because  of  the  complexity of the  vertical  transport problem in
terms  of interacting oceanographic variables  (e.g., rates of primary produc-
tivity,  particulate  vs.   dissolved  components,  season,   sample depth,  and
particle interceptor  trap design, etc.),  we do not feel that isolation of one
single  topic for discussion  (e.g., fluxes of trace elements  from surface to
deep  ocean  waters)  would present  the  clearest  picture  in a  dynamic sense.
Therefore,  we would  like to present  various  aspects  of the  vertical  flux
problem  that we  are  actively working  on  at the  present  time.   This will be
done  through the use  of tables  and figures which will be used to illustrate
various  points.   The  tables  and figures  are organized according  to related
content  and will be preceded by  a topic phrase or  sentence followed by a brief
discussion of  their relevance.

     We  have  included  no major discussion in the text at this time, since many
of  the data here have  been recently obtained and many samples  are  yet to be
analyzed.   However,  even now  the  data  suggest some  exciting  results and
trends,  and we are looking forward to feedback and general discussion from our
Soviet counterparts engaged in similar research.


                                    METHODS

     Many  of the methods  pertaining to MULTIPIT design and sample processing
can  be  found  in Knauer et  a|.  1979  (Fluxes  of particulate carbon,  nitrogen,
and  phosphorus  in  the upper  water column of  the  Northeast Pacific, Deep Sea
Research 26(1 A):97-108).

      In  terms  of metal  analysis,  procedures involving clean techniques such as
the  use of  portable  ship-going  laboratories, clean-up, etc.  can be found in
Bruland  et al_.  1979 (Sampling and  analytical methods for  the determination of
copper,  cadmium, zinc,  and  nickel at  the  nanogram  per liter  level  in sea
water, Anal.  Chem. Acta, 105:233-245).

     Most  of  the data presented  here  were  obtained  using  a  free-floating
MULTIPIT system  set approximately 60 km off the  Central California coast  for  6
days  (Figure  1).   The MULTIPITs were  placed at  35,  65,  150,  500,  750, and
1,500  meters.  The vessel used was  the R/V WECOMA, December 1978.
                                      146

-------
PIT RECOVERED
 1000 DEC 16

  7o330 DEC 16
                                                                                                 37°-
                            PIT
                            LAUNCHED
                            0500
                            DEC 10,1978
    DEPTH CONTOURS
    IN METERS
        8
I22°4O'  CM
   I      V
'..-. .36°20-
                                           Figure  1.

-------
                                    RESULTS
I.   Mechanics
     Figure 2.   MULTIPIT  collector  assembly.   The  cross   is  of  polyvinyl
chloride  consisting  of 8-12  individual  acrylic tubes.  The  tubes  are filled
with  a  density  gradient  (e =  1.07  g/cm-3)  to  insure retention  of  the
particles.  We use 5% formalin as a preservative.

     Table 1.  There  are  zooplankton in the area  of  each  MULTIPIT as well as
vertically  migrating zooplankton  populations.  We  have  found  that  some of
these organisms actively swim into the MULTIPITs and die upon encountering the
gradient-formal in  solution.   These  must be removed by hand (dissecting scope)
or  considerable  contamination  can  result.  Table 1   illustrates  this point.
For example,  in  the  1,500 meter MULTIPIT, removed swimmers account for 4,893,
624,  and 1.16 ug  of  C,  N, and Zn,  respectively.  This  would contribute 310,
330,  and  30  percent  more  of  these  elements  respectively  to  the  MULTIPIT
particulates  if not removed.


TABLE 1.  SWIMMER  EFFECTS:   POTENTIAL  CONTRIBUTION   OF  REMOVED  SWIMMERS TO
          TOTAL  CARBON,  NITROGEN,   AND  ZINC  IN  MULTIPITS  (from  Knauer  and
          Martin)

MULTIPIT
(m)
35
65
150
500
750
1500
Removed
Swimmers (ug)
C
5485
5257
5370
1059
1546
4893
N
1123
939
1067
230
245
624
Zn
1.21
0.97
0.78
0.70

1.16
MULTIPIT
Parti culates (ug)
C
7328
3384
1819
493
473
1578
N
1474
525
258
67
54
189
Zn
7.28
5.96
3.81
1.87
1.64
3.82
Swimmers
Parti culates
C
75
155
295
215
327
310
N
76
120
414
340
455
330
( 100
Zn
17
16
20
37
--
30

     Table 2.   It is reasonable to assume  that  particles sinking through the
water column will  lose  some of  their associated  contents  during their descent.
This is  illustrated  in  Table 2.  For example, at the end  of two weeks (some of
our  sampling periods are  this  long),  77, 89, and  97% of the initial carbon,
nitrogen,  and  phosphorus  respectively  were lost  under  the "decomposition
treatment,"  while with formalin  32,   40,  and  58% were  lost.   Thus,  it is
important  to  retain these  "dissolved"  compounds,  and  this  is accomplished
using the  density gradient which  is also analyzed.  For  example, to get total
carbon,  you  must analyze the carbon in both  the "particulate" and "dissolved"
fractions.
                                      148

-------
                                 TOP VIEW CROSS
                                	122 CM	
    POLYPROPYLENE
    HYDROLINE
HANDHOLD
STABILIZING
LANYARD
                                7.5 CM \
LINE CLAMP.
                    15 CM
                           RETAINING
                           'CORD   76 CM
                                        HIGH IMPACTPVC
                                          53 CM
                                          REMOVEABLE
                                          BAFFLE SYSTEM
                                      35 CM
     TOP VIEW
     BAFFLE
     GRID SYSTEM
MULTI-REPLICATE COLLECTOR
             27CM
  RETAINING
^COLLAR
                   COLLECTION
                   CUP
                                SINGLE COLLECTOR
                         Figure 2.

                           149

-------
en
o
     TABLE 2.   DECOMPOSITION:   MIXED  PLANKTON  TOW COLLECTED  AND PLACED  IN  METAL STRIPPED  SEA WATER  AT 35%
               SALT.   DECOMPOSITION  ALLOWED  TO PROCEED  FOR TWO WEEKS  AT ROOM  TEMPERATURE  (from  Knauer and
               Martin)

Treatment
Initial
1
2
3
4
X
Decomposition
1
2
3
4
X
5% Formalin
1
2
3
4
X
Azide (10 g/1)
1
2
3
>. 4
X
Initial
Wet Wt.
(g)

1.57
1.78
1.64
1.70
(1.67)

1.62
1.70
1.67
1.68
(1.67)

1.48
1.70
1.65
1.63
(1.62)

1.52
1.66
1.67
1.78
(1.66)
Final
Wet Wt. % Wt.
(g) Loss







0.55
0.56
0.57
0.61
(0.57) (66)

1.08
1.10
1.14
1.09
(1.10) (32)

0.67
0.75
0.66
0.83
(0.73) (56)
Total CNP (mg) % Loss of Initial
C

51
57
57
37
(51)

11
11
11
13
(11.5)

34
33
40
31
(34.5)

14
18
14
19
(16)
N

13
14
14
9
(13)

1.3
1.3
1.4
1.6
(1.4)

8
7
9
7
(7.8)

3.0
5.2
3.8
5.3
(4.3)
P C N

1.1
1.1
0.9
0.9
(1.0)

0.04
0.03
0.03
0.03
(0.03) (77) (89)

0.43
0.41
0.43
0.42
(0.42) (32) (40)

0.07
0.10
0.07
0.10
(0.09) (69) (67)
P











(97)





(58)





(91)

-------
     Table 3.
field  samples
17% of  the  Cd
gradient.   Copper,
fraction.
 This  table
for cadmi urn
is retained
     on the
 illustrates  the above  effect with actual  MULTIPIT
,  copper, manganese,  and P04-3.   For example,  only
 on  the particles,  while 83%  is  lost  to  the density
 other  hand,  is strongly  bound  to the  particulate
TABLE 3.  PARTICULATE/DISSOLVED:   SEPARATE  ANALYSIS  OF MULTIPIT  PARTICULATE
          AND DISSOLVED FRACTIONS (from Knauer and Martin)


MULTIPIT
Depth (m)
35
65
150
500
750
1,500
Cd


Part.
43
25
11
4
3
5
(ng)


Di



ss.
248
1




39
60
19
14
18
Cu


Part.
274
324
314
261
230
410
(ng)


Diss.
<22
<22
<22
<22
<22
<22



Mn


Part.
3
5
6
3
3
4
,760
,377
,020
,926
,285
,855
(ng)


Di
1,
1,







ss.
633
329
743
192
232
214
P04


Part.
124
51
26
7.3
5.5
12.7
(M9)


Diss.
196
82
54
10.5
12.2
33

II.  Fluxes of Carbon, Nitrogen, and Phosphorus

     One  of the  major  questions  we  are  concerned  with  is:   Of  the  total
organic material  produced  in the euphotic zone by  the  phytoplankton (primary
productivity), what fraction reaches various depths in the water column?   This
is important  in  terms of biogeochemical cycles as well  as pollutant transfer.
Data pertaining to this question are presented in Tables 4 and 5.

     Table 4.   These  data  represent the total amount of carbon fixed through-
out  the  euphotic zone over  the  duration of the MULTIPIT  set  (i.e.,  6 days).
The  method  used  for  primary productivity measurements  was a  new metal-free
technique  developed by  us  which can  be discussed at  the Symposium.   It  is
obvious from these data that most of the carbon fixed is recycled in the  upper
150  meters.   For example,  of the total carbon fixed (i.e.,  4,105 mg C  m-2/6
days), 956  mg  m-2 or 23% reached 65 meters  (= the 1% light level or "bottom"
.of the  euphotic  zone).  This supports  earlier  assumptions that  most of the
material produced in the upper layers of the ocean is regenerated in the  upper
levels  of  the ocean  (Votinez 1953; Menzel  1974).   Note  that the percentage
appears  to increase  at 1,500  meters.   We  think this   is  an example of the
ladder  effect suggested  by Vinogradov  (1961) and can  be discussed  in more
detail at the Symposium.

     Table 5.   .This  table  presents  the amount of  C and  N  collected in each
MULTIPIT over  the 6-day set.   Notice  the  rapid decrease  culminating at the
oxygen minimum  zone  (750 m).  Also notice the increase  of C and N at 1,500 m
(ladder  effect?).   In terms  of C/N ratios, the  obtained  values  seem reason-
able.  The  values 6.0 and  6.9 found over  the euphotic  zone (0-65 m) were not
unexpected since most of the C and N is ultimately plankton-derived and should
yield values close to the Redfield et al. ratio of 6.6 (Redfield et al. 1963).
                                     151

-------
TABLE 4.  CARBON  LEAVING  THE  EUPHOTIC  ZONE  AS  PERCENT  OF CARBON  (PRIMARY
          PRODUCTIVITY)  FIXED  OVER  THE  6-DAY  MULTIPIT  SET  (R/V  WECOMA,
          December 1978; from Knauer and Martin)



Date
1978
10 December
11 December
12 December
13 December
14 December
15 December


Integrated Primary
Productivity
mg C m-2 day-1

780
810
695
690
650
480
I 4,105
(mg C m-2/6 days)
Total Average
Carbon Collected
Depth
(m)

65
150
500
700
1,500



in MULTIPIT
mg m-2

956
530
107
97
290



As % of Primary
Productivity

23
13
2.6
2.3
7.1




TABLE 5.  PARTICULATE  CARBON  AND  NITROGEN  AND  C/N RATIOS  / MULTIPIT  (R/V
          WECOMA, December 1978; from Knauer and Martin)

Depth
On)
35
65
150
500
750
1,500
Carbon
(mg)
7,880
6,775
3,745
3,152
2,080
1,500
420
580
380
575
1,145
2,475
X
7,330
3,450
1,790
500
480
1,810
Nitrogen
(M9)
1,590
1,270
600
570
315
230
58
86
49
65
130
316
X
1,430
586
270
72
57
223
C/N
(by Atoms)
5.8
6.2
7.3
6.5
7.7
7.6
8.5
7.8
9.1
10.3
10.3
9.1
X
6.0
6.9
7.7
8.2
9.7
9.7
106C:16N from Redfield et al.  (1963) = 6.6
                                      152

-------
Increases in this  ratio  with depth are also  plausible,  since the more nutri-
tious nitrogenous substances (N = protein) are being preferentially used while
the more refractory carbon is left behind (Knauer and Ayers 1977).

III.  The Rain of Detritus
'rain1
     In 1888, Agassiz proposed that "...  deep-sea organisms are nourished by a
       of organic  detritus  from overlying surface waters."  We are also exam-
ining  this  question with our MULTIPITs.   The data presented  in  this section
reflect this.

     Figure 3.   Shows  the  decrease  in  material  collected in  sextuplicate.
Again, it  would seem  that  most of  the  material  produced at the  surface is
regenerated  above   the oxygen  minimum.    However,  there  appears  to  be  an
increase in  total  weight  collected at 1,500 m.   That  this is not an artifact
is reinforced in the data presented in Table 6.

     Table 6.  We  have been  examining and analyzing the MULTIPIT material  for
exoskeletons, chitin, fecal  pellets, etc.   These data represent the major size
classes of fecal pellets  found in our collectors over the 1,500 meter sampling
depth.  Notice  the  general  decrease in the cylindrical  size  class.   However,
the 0.05 and 0.10  mm size class increases  at  1,500 meters.  We feel  this  may
be an example of repackaging.
TABLE 6.   FECAL PELLET  DATA,  NORTHEAST  PACIFIC  (WECOMA,  December  1978;  from
          Urrere,  Knauer, and Martin 1979, in preparation)

Size Class (mm)
Depth
(m)
35
65
150
500
750
1,500
Elliptical
0.05
124
181
132
159
313
219
154
175
540
481
790
864
0.10
341
401
116
133
80
105
140
131
388
364
759
767
0.15
230
269
125
109
8
16
7
16
10
10
77
63
0.25
11
11
7
5
1
4
4
2
7
4
3
5
cyi
0.05
5,013
4,871
4,188
3,831
3,737
3,127
299
363
193
229
135
198
indrical
0.10
902
1,259
733
847
636
724
123
141
37
33
42
64
0.15
29
35
20
36
28
30
7
8
13
3
10
13
Round
725
674
472
395
359
289
78
70
58
41
76
63
Coiled
281
251
119
107
62
54
7
4
3
3
0
0
Total Flux
m-2 day-1
322
238
215
35
49
84
,660
,440
,990
,722
,966
,614
                                     153

-------
      0
   100
  300
  500
- 700
x
i-
0.
  900
  MOO
  1300
  1500
mg DRY WT / COLLECTOR

10       20       30
40
                     Figure 3.



                      154

-------
     Figure 4.   This is a plot of In fecal pellet number (0.10 mm) with depth.
There appears to be a good fit to an exponential curve to 750 meters, although
this size  class  at the 1,500 meter depth falls off the line.  This may be the
result of the ladder effect (see below, Table 7).
     Table 7.  Analysis  of the  0.10  mm size  class reveals  that the primary
             in  these pellets  were Pseudoeunotia  doliolus  and  Coscinodiscus
             In  general,  all pellets  from  this size class  contained  the same
             these  cells  except  for  the  pellets  analyzed  at  750  m.   This
              some of the organisms from 1,500 meters are migrating up through
                   zone to feed.
food  items
fragments.
quantity of
suggests that
the oxygen minimum
TABLE 7.  DOMINANT FOOD  ITEMS  IN  THE 0.10 mm DIAMETER  CYLINDRICAL  SIZE CLASS
          (from Knauer and Martin)
                                           X Number/Depth (m)
      Food Item
                            35
65
150
500
750
1,500
Pseudoeunotia doliolus     13
Coscinodiscus fragments    14
Prorocentrum sp.             2
Nitzschia-navicula (?)      2
Nitzschia sp.               1
Dinoflagellate parts        1.!
Zooplankton parts           1
(n pellets analyzed)      (14)
                                      9
                                     10
                                      1
                                      0
                                      0.1
                                      0.6
                                      0.8
                                     (7)
           1
17
 8
 0
 0
 0
 0.2
 0.2
(8)
10
 7
 1
 0
 0
 0
 0.2
(7)
                    1
 2
 2
 0
 1
 0
 0
 0.2
(6)
                                      1
12
 9
 0
 2
 0.4
 0
 0.3
(7)
                % Dominant Phytoplankton Species (Partial List)
Schroderella delicatula
Bacteriastrum sp.
Nitzschia sp.
Skeletonema costatum
Chaetocerus af finis

19
17
10
12
7
Pseudoeunotia doliolus
Coscinodicus (9 species)
Ceratium sp.
Prorocentrum sp.

1.2
0.4
0.02
0.15

IV.  Metal Fluxes

     We are  presently  analyzing our MULTIPIT samples for Al,  Ag,  Cd,  Cr,  Cu,
Fe, Mn, Ni,  Pb,  and Zn.  However, we  are  only in a position to discuss a  few
of these elements at this time.  Three examples (Mn, Pb, and Cd) are presented
below.

     Figure 5.   Shows  oxygen  distribution  (ml 02/1) and dissolved  Mn  (ng/1).
[Dissolved Mn  is defined here as Mn remaining after passing a seawater sample
(10-30 1)  through  acid washed 0.4 u nucleopore filters.]  It can be seen that
there is  a rapid decrease in  dissolved Mn  from  surface waters (100-200 ng/1)
to  depth   (40-60  ng/1).  It  is interesting  to  note that  there is a slight
maximum in  the oxygen  minimum zone which may suggest a redissclution of Mn02.
                                     155

-------
en
CTl
                8
Q
OJ
 EG
UJ

d
Q.
 c
                 0
                                      0.10 mm DIAMETER SIZE CLASS
                                      CYLINDRICAL FECAL PELLETS
                400
  800
DEPTH  (m)
1200
1600
                                       Figure 4.

-------
      0
        0
     20
   ng Mn/ liter

40     60    80  100
 200
   400
   800
h-
CL
LU
Q
   1200
   1600
  2000
  2400
 /02

- \
  \
   \
   \
    \
    \
     \
               0
                       o Sta63 DEC 1976

                       • Sta 64 APR 1977


                       • Sta 65 JUL 1978


                       a Sta 66 DEC 1978
             mliter 02/ liter

             246
8
                       Figure 5.



                          157

-------
     Figure 6.   Illustrates  the distribution  of three Mn  fractions  found in
the MULTIPITs with  depth:   the particulate, the residual  particulate digested
in HF  (inorganic),  and the soluble.  In the  case  of Mn,  most of this element
resides on  the  particulate phase.   Comparison of  the  dissolved  Mn (Figure 5)
with the total MULTIPIT Mn (this figure) suggests a loss of Mn from the latter
phase, while the dissolved phase increases in the oxygen minimum zone (750 m).
     Table 8.
total  Mn
               At this time, we are unable to distinguish what fraction of the
          flux is  a  result of  biological  activity or  inorganic  input (e.g.,
runoff, resuspended  sediment,  etc.).   For this reason,  Mn fluxes  are reported
for "Total"  (all  phases  of Mn/MULTIPIT), "Mud Corrected"  (i.e.,  hand waving
using Al/Mn  ratios derived from marine sediment analysis which can be used to
theoretically correct  for  sediment inclusions—probably not too accurate) and
"Soluble  Mn" (the  amount  of  Mn  found  dissolved  in the  density gradient).
"Soluble" Mn fluxes were used to compute residence times since we  assumed that
this fraction most probably represents the biological  contribution.   In this
table,  "Total Mn" represents the total dissolved Mn in a 35-meter  water column
(e.g.,  Average Mn  concentration in 35-meter water  column = 157 ug/m3 x 55 =
5,500).
                                    TABLE 8


Depth
(m)
35
65
150
500
750
1,500

Total
Mn Flux
|jg/m2/day
240
330
340
190
160
250

Mud Corr.
Flux
ug/m2/day
95
70
67
68
76
0

Sol. Mn
Flux
ug/m2/day
69
55
31
8.0
9.7
8.9
(•^9.0)
Depth
Interval
(m)
0-35
0-65
0-150
0-500
0-750
0-1,500
0-3,500

Total Mn
ug/m2
5,000
11,000
21,000
40,000
58,000
110,000
210,000
(Sol.)
Res. Time
(Years)
0.22
0.55
1.9
14
16
34
•v-64

     Table 9.  From the data presented above, we have calculated "Soluble" and
"Mud  Corrected"   Mn  fluxes  to compare  with Bender  et aj.  (1970)  Mn fluxes
needed for "excess Mn in open-ocean sediments."

     Table 10.   This table  presents  total  ng  Pb/individual  MULTIPIT (i.e.,
particulate +  dissolved), Pb  concentration  in this fraction  (ug/g dry wt), Pb
fluxes, and rates of change.   As with Mn, total  Pb appears  to increase rapidly
with  depth  to the  area  of   the  oxygen minimum  zone  followed  by  a marked
decrease.  It  is  interesting  to note  that  except  for the  35-meter collection
depth,  Pb concentrations  associated with  the  total  particulate  flux remain
essentially constant.  This appears to be at odds with the  literature  in terms
of  Pb210  activity,  since there  is  evidence  that  no  regeneration  of  this
nuclide occurs in the  water column (Bacon  et al.  1976).   If this is  so, then
as  particle  mass  decreases  (as   it  does  here—see  Figure  3)  and  if  Pb is
retained  on  the  particles  (i.e., not  regenerated),  then the concentration
                                     158

-------
            FRACTIONAL ng Mn/ COLLECTOR
          1000   2000   3000   4000  5000   6000
O
2  6
x
E
Q_
LJ
Q
   8
  10
  12
  14
      1000   3000  5000   7000
                 TOTAL ng Mn
9000
                   Figure 6.


                     159

-------
              TABLE 9.   MANGANESE FLUXES (from Knauer and Martin)
                                                         pg Mn/cm2/!,000 Years
Flux Needed for Excess Mn in Open-Ocean Sediments
(Bender et afL 1970)

Soluble Mn Flux at 1,500 m

x Mud Corrected Flux (35, 65, 150, 750 m)

Total Uncorrected Flux at 1,500 Meters
  800

  320

2,600

9,100
TABLE 10.  TOTAL  LEAD  (PARTICULATE  AND  DISSOLVED)  COLLECTED  /  MULTIPIT,
           CONCENTRATION  (SALT REMOVED).   FLUXES AND  RATES OF  CHANGE  (from
           Knauer and Martin)

Depth
(m)
35

65


150


500


750


1,500


Total P
(M9)
529
503
526
520
500
643
606
573
261
401
339
240
322
168
248
264
420
Concentration Fluxes
(ug g-1) ug m-2 day-1
19.0 21
17.9
39.8
26.1 21
27.0
35.9
36.9 25
36.9
32.2
31.0 14
38.9
48.0
35.4 10
24.7
20.3
39.4 13
32.3
Ranges of Change
ng I-1 yr-1

(35-65)


(65-150)


(150-500)


(500-750)


(750-1,500)




0


16


12


5.5


1.4




should  increase with  depth.   Certainly, the common  Pb  isotope should not be
expected  to  act differently from Pb210.  We expect to have Pb210 data for the
MULTIPIT  set in the future.   It should  be noted that in Knauer et al_. (1979),
Pb210 activity  did increase with depth  to  700  m during the coastal upwelling
episode.
                                     160

-------
      0
  ngCd/LITER (DISSOLVED)
25     50      75      100
125
    0


    50


   100


   150


^ 200

  300
Q_
LJ 500
0
  700
  900
  1100
  1300
  1500
      0
     ngCd/COLLECTOR
  100       200       300
A
AM




At C



* j
1
j
'
yip O
'
j
'
•KID
n
i
i
4-
1
1
1
1

**^>x* — — — ••"
^ O Q4| *^<\O
/ \
/ \
/ \
/ \
•my oa • \
7 \
/ \
f' \
\ ^
\
> "
\
\*-
\
\
L
1
1
1
• (DISSOLVED) 1
0 MULT/ PIT SOLUBLE i
A PARTICULATE ,
a TOTAL (PART+SOLUBLE) I
r
i
, J
                     Figure 7.


                       161

-------
                 15
                      ng Cd = 32(jjM PO*})- 0.43 (Dissolved + Particulate)
                      ng Cd = 34.9 (jjM P04) -3.6 (Sea water)
ro
                 10
ro
g

X

o
                                      o    •
                 0
                   0
100
                                   200           300
                               P04/g  DRY WT.
400
                                             Figure 8.

-------
     Figure 7.   This graph  compares  total  Cd  (particulate  + soluble)  with
"dissolved" Cd  in  sea water.   (Again,  "dissolved"  Cd is defined  here  as  that
fraction left in solution after passage through a 0.4  n  acid washed  nucleopore
filter).  The two phases appear to be related inversely,  as might  be expected.
For  example,  as  total   Cd  (from  MULTIPITs)  decreases  with  depth  (squares),
"dissolved"  Cd   (solid  circles)  increased with  depth.   This  relationship  is
reinforced in Figure 8.

     Figure 8.   This is  a regression  of  total  Cd   (particulate  + soluble)
against  total   P04-3  (particulate  +  solublej  from the  MULTIPIT  collections.
The equation  of the line [ng Cd = 32(uM P04-) - 0.43] is very  similar  to  that
published  by Bruland  et a\_.  (1979) for  the  relationship between  these  two
elements  "dissolved"  in sea  water,  which  tends  to  support the relative
accuracy of the system.
                                  REFERENCES

Anonymous.   1977.   Ocean Research  in the  1980s,  Center for Ocean Management
     Studies, University of Rhode Island.  Kingston, Rhode Island, USA.

Arrhenius,  G.  0.  S.   1963.   Pelagic  sediments,  p. 655-727.   .In M.  N.  Hill
     (ed.), The Sea, Vol. 3.   Interscience Publ., New York.

Bacon,  M.  P.,   A.  W.  Spencer,  and  P.  G.  Brewer.   1976.    210Pb/226Ra and
     210Po/210Pb disequilibria  in sea water and suspended particulate matter.
     Earth Planet.  Sci. Lett. 32:277-296.

Beasley,  T.  M. ,  M.  Heyraud,  J.   J.  W.  Higgo,  R. D. Cherry,  and S.  W. Fowler.
     1978.   210Po  and  210Pb   in  zooplankton  fecal   pellets.   Mar.  Biol.
     44:325-328.

Benayoun, G., S. W.  Fowler,  and  B. Oregioni.   1974.   Flux of  cadmium through
     euphausiids.  Mar. Biol. 27:205-212.

Bender,  M.   L. ,  T-L.   Ku,  and  W.   S.  Broeker.    1970.   Accumulation  rate  of
     manganese  in  pelagic  sediments  and  nodules.   Earth Planet.  Sci.  Lett.
     8:143-148.

Bishop, J.  K.  B. ,  J.  M. Edmond,  D.  R.  Kitten,  M.  P.  Bacon,  and W.  B. Siler.
     1977.   The  chemistry,  biology,  and vertical  flux  of particulate matter
     from the upper 400 M of the equatorial Atlantic Ocean.  Deep-Sea Research
     24:511-548.

Boothe,  P.  N. ,  and  G. A.  Knauer.   1972.  The possible  importance  of  fecal
     material  in  the  biological  amplification  of trace  and  heavy metals.
     Limnol. Oceanogr. J_7:270-274.

Boyle,  E.  and J.  M.  Edmond.   1975.   Copper in  surface waters  south of New
     Zealand.  Nature 253:107-109.
                                     163

-------
Boyle,  E.  A.,  F.   Sclater,  and  J.   M.  Edmond.   1977.   The  distribution  of
     dissolved  copper  in  the  Pacific.    Earth  Planet.   Sci.  Lett.  37:38-54.

Bruland,  K.  W. , G.  A.  Knauer,  and  J. H.  Martin.   1978a.   Zinc in  northeast
     Pacific waters.  Nature 271:741-743.

Bruland,  K.  W. ,  G.  A.  Knauer,  and J.  H. Martin.   1978b.  Cadmium in  northeast
     Pacific waters.  Limnol. Oceanogr. 23:618-625.

Bruland, K. W., R.  P. Franks, G. A.  Knauer,  and  J.  H.  Martin.   1979.   Sampling
     and  analytical methods  for the  determination of copper, cadmium,  zinc,
     and  nickel  at  the nanogram per  liter level  in sea water.    Anal.  Chem.
     Acta  105:233-245.

Cherry,  R.  D.,  S.  W.   Fowler,  T.  M.   Beasley,   and  M.   Heyraud.    1975.
     Polonium210:   Its  vertical  oceanic  transport  by  zooplankton  metabolic
     activity.  Mar.  Chem. 3:105-110.

Conover,  R.  J.   1971.  Some  relations between  zooplankton  and Bunker C oil  in
     Chedabucto  Bay following  the  wreck  of the tanker  Arrow.  J.  Fish.  Res.
     Bd. Can. 28:1327-1330.

Elder,  D.  L. and S.  W.  Fowler.   1977.  Polychlorinated biphenyls:   Penetration
     into  the  deep  ocean  by  zooplankton  fecal   pellet  transport.    Science
     197:459-461.

Ferrante,  J.  G.  and J.  I.  Parker.    1977.  Transport of diatom frustules  by
     copepod  fecal   pellets  to the  sediments  of  Lake  Michigan.    Limnol.
     Oceanogr.  22:92-98.

Fowler,  S.  W.   1977.   Trace  elements  in  zooplankton  particulate  products.
     Nature  269:51-53.

Higgo,  J.  J. W. ,   R. D.  Cherry, M.  Heyraud,  and  S.  W.  Fowler.  1977.   Rapid
     removal  of plutonium  from the  ocean surface layer by zooplankton fecal
     pellets.   Nature 226:623-624.

Honjo,  S.    1976.   Coccoliths:   production, transportation  and  sedimentation.
     Mar.  Micropaleont. ]_:65-79.

Knauer,  G.  A.,  J.  H. Martin, and  K.  W.  Bruland.   1979.   Fluxes of  particulate
     carbon,  nitrogen,  and phosphorus in  the  upper water column  of the North-
     east  Pacific.   Deep  Sea Res.  26(1A):97-108.

Lowman,  F.  G. ,  T.  P.   Price,  and  F.  A.  Richards.   1971.    Accumulation  and
     redistribution  of radionuclides by  marine  organisms,  p.  161-199.   Iji
     Radioactivity  in the Marine Environment,  National Acad.  Sci.

Manheim,  F.  T. ,  J. C.   Hathaway,  and E.  Uchupi.   1972.   Suspended  matter  in
     surface waters of   the  northern   Gulf  of  Mexico.   Limnol.  Oceanogr.
     17:17-27.


                                      164

-------
Martin, J. H. and G. A. Knauer.  1973.  The  elemental  composition of plankton.
     Geochem. Cosmochim. Acta 37:1639-1653.

Martin, J. H., K. W. Bruland, and W. W. Broenkow.   1976.   Cadmium transport in
     the  California Current,  p.  159-184.   In  Windom,  H.  L.  and  R.  A.  Duce
     (eds.), Marine  Pollutant  Transfer.   D.C.  Heath and Co.   Lexington,  Mass.

Menzel, D.  W.   1974.   Primary productivity,  dissolved and particulate organic
     matter  and  sites  of  oxidation  of  organic  matter,  p.  659-678.   I_n
     Goldberg, E.D. (ed.), The Sea, Vol.  5.   John Wiley.

Moore, R.  M.  and J. D. Burton.   1976.   Concentrations  of  dissolved copper in
     the eastern Atlantic Ocean 23°N to 47°N.   Nature  264:242-243.

Redfield,  A. C. ,  B.  H. Ketchum, and  F.  A.  Richards.   1963.   The influence of
     organisms  on  the composition  of sea  water,  p.  26-77.   I_n  M.  H.  Hill
     (ed.), The Sea, Vol.  2.  John Wiley.

Roth,  P.  H. ,  M.  M.  Mullin,  and  W.  H.  Burger.   1975.   Coccolith sedimentation
     by fecal pellets:   laboratory experiments  and field  observations.   Bull.
     Geol. Soc.  Am. 86:1079-1084.

Schrader,  H.  J.    1971.   Fecal  pellets  in  sedimentation  of  pelagic  diatoms.
     Science 174:55-57.

Small, L.  F. and S. W. Fowler.    1973.  Turnover and vertical  transport of zinc
     by the  euphausiid Meganyclephanes norvegica in Ligurian Sea.   Mar.  Biol.
     J8:284-290.

Small,  L.  F. ,  S.  W.   Fowler,  and  S.   Keckes.   1973.    Flux of zinc through  a
     macroplanktonic  crustacean.   Symp.   on the  interaction  of  radioactive
     contaminants  with the  constituents  of  the  marine environment,  Seattle,
     1972.  Int. Atomic Energy Agency.

Soutar, A.,  K.  W. Bruland,  S.  A.  Kling,  P.  A.  Grill, and E.  Duffrin.   1977.
     Monitoring  the marine  environment:   an approach through  sedimentation.
     Nature 266:136-139.

Spencer,  D.  W. ,  P.  G. Brewer,  A.  Fleer,  S.  Honko,   S.  Krishnaswami, and Y.
     Nozaki.  1978.   Chemical   fluxes  from a sediment trap experiment in  the
     deep  Sargasso Sea.  J.  Mar. Res. 36:493-523.

Vinogradov,  M.  E.   1961.   Feeding of the  deep-sea zooplankton.  Cons.   Perm.
     Internat.  Explor. Mer.  Rapp. Proc. Reunions 153:114-120.

Votinzev,  K. K.   1953.  On  the  rate  of  regeneration  of nutrient salts during
     the  decomposition of  Melosira barcalensis Wesl.   Kodl.  Akad.  Nouk 92(3).

Wiebe, P.  H., S. H. Boyd, and C. Winger.  1976.  Particulate  matter sinking to
     the deep-sea floor at 2,000 M in the tongue of the ocean,  Bahamas, with  a
     description of a  new sedimentation trap.   J. Mar.  Res. 34:341-354.
                                      165

-------
        CORRELATION BETWEEN DOSE LOADS IN FISH AND THE BIOGEOCHEMISTRY
             OF ARTIFICIAL RADIONUCLIDES IN A MARINE ENVIRONMENT

                                      by

                      I.  A. Shekhavona and A. P.  Panarin
                    All-Union Scientific Research Institute
                     of Marine Fisheries and Oceanography
                                 VNIRO, Moscow


     The entire  process  of  establishing life on Earth  has  taken  place  under
the  effects  of  ionizing  radiation,  caused  by  cosmic  radiation  and natural
radionuclides  from  the  planets.   The  relative constancy  and stability  of
natural  radiation  has helped  contemporary animals and  plants adapt  to  this
factor; however, we can assume that this type of adaptation is limited.

     Scientific-technological  progress,  the  development of  the  atomic energy
industry, and  the  wide use of nuclear  energy since the middle of the current
century  have caused  the  appearance of  new,  anthropogenic  sources  of ionizing
radiation.    In contrast with natural  radiation,  the concentration  of  arti-
ficial  radionuclides  is  increasing  in some  areas  of the biosphere,  and the
intensity  of  irradiation  of  living  organisms is  also  changing as  a conse-
quence.

     Like any  other  factor,  after reaching  a certain  intensity  which exceeds
the  limits  of the  tolerance developed  in the  course  of  evolution, ionizing
radiation can  become  a limiting factor  and  can  have  a negative effect on the
most radiosensitive organisms.  This is also  true of aquatic biocenoses,  since
almost  all   radioactive  substances  of an  artificial  origin which  enter the
atmosphere finally become concentrated  in the world's oceans.

     The ban on  nuclear  tests in three environments as a result of the Moscow
pact  of 1963  sharply  decreased the  intensity of global radioactive fallout,
but  did not totally  stop  artificial  radionuclides from entering  the hydro-
sphere.  This  was  related to a  number of  causes.  First,  the  existence  of
stratospheric  reserves of  long-lived  products  of nuclear  explosions which,
based  on many  estimates,  will fall out until the year 2000 and the continuous
migration  of accumulated  reserves  of these  products  from land  into the seas
and  oceans  with drainage  from rivers.   Second,  the  continuation  of nuclear
arms tests  in  some countries  (China, France).  Third, the practice of dumping
radioactive wastes  in  the  oceans, seas, rivers, and inland bodies of water in
some countries (U.S., England, Japan, Belgium, etc.) (Nelepo 1970; Patin 1970;
Gromov and Spitsyn 1975).
                                     166

-------
     An  extensive  program  has  recently  been  established  for  constructing
nuclear power plants  (NPP) on the coasts of  seas  and oceans, and the various
aspects of building floating NPP on special  platforms in coastal waters around
large cities has  been discussed (Gusev 1975).  Projected annual production of
atomic energy will increase to 2-1012 W (el.) by the year 2000, and the number
of  operating NPP  will   increase  to  5,000  versus  187  in  operation  in  1976
(Anonymous  1977).   In  these circumstances,  it  is  logical  also  to  expect  a
corresponding increase  in  the amount of radioactive waste.   This  creates the
basis  for local  pollution  of  individual  bodies  of water  by radionuclides.
However,  as  a  result of the large-scale circulation  and  integral  biological
structure of the world's  oceans,  regional  anomalies  in any  one part  can be
reflected in the radiation  situation of neighboring  regions and  the  entire
system as a  whole.   For this reason, any type  of  pollution in surface waters
has become one  of the most acute international  problems and requires rigorous
regulation.

     There currently are no unified common standards for admissible concentra-
tions of artificial radionuclides in surface waters based on sanitary-hygienic
and ecological  aspects in our country and abroad.

     Based on  current sanitary-hygienic standards  for  regulating  the concen-
tration of  radionuclides  in  water,  only criteria  for  estimating  the signif-
icance  of contamination of  drinking water have usually been established and
the basic biological chains for migration of radionuclides  from the water into
the human body have been taken into consideration.   Such an approach evidently
meets all  requirements for radiation-hygienic safety, but does not include the
effect  of ionizing radiation  and  its  consequences  on the  inhabitants  of an
aquatic environment,  for  example,   fishes.   The  urgency  of  the  problem  of
ecological,   piscicultural   standards  for  artificial   radionuclides  in  open
bodies of water  has been emphasized  repeatedly (Polikarpov  1964;  Egami  1973;
Anonymous 1976), since fish breeding more significantly suffers from deterior-
ation of  the quality of the  aquatic environment.   For this  reason,  it  is  of
particular interest  in  solving the scientific and  practical  problems related
to protecting bodies of water from pollution.

     This position  is probably complicated by the  long-standing  opinion  that
if  hygienic-sanitary  standards are  satisfactory  for man,  then they  are  also
suitable  for fish.   This  is probably  true  in  conditions of equivalent  dose
loads on humans and fish with some limit to the concentration of radionuclides
in  the water.    However,  in  reality,   the   radiation  loads  on  fish, which
constantly live in water, and man,  who is exposed for limited periods of time.
differ.   This is  primarily related to the specific  properties  of  the aquatic
environment  in  which  intensive concentrations of radionuclides up  to exceed-
ingly high levels are observed not only in fish,  but also in  important sources
of  external   irradiation  of  fish—bottom   sediment and  algae—parallel  to
dilution and dispersion of radionuclides.

     The  behavior of radioactive  elements  in a  body  of  water is  much  more
complex than in  the atmosphere.   Their migration and concentration  are  a
function  of  both the physical-chemical  and  biogeochemical  properties  of the
aquatic environment which  contains  a large amount  of  dissolved and colloidal
                                     167

-------
organic substances,  hydrobionts and  suspensions  which differ  in composition
and origin.  In addition, the rate of radionuclides in a body of water is also
a function of the properties of the radionuclides themselves.

     Most  of  the artificial radionuclides which enter  an  aqueous environment
are  isotopes  of stable  macro-  or microelements which  form  a  structural  base
for living organisms or are included in the composition of biologically active
compounds which participate in all vital processes.  Because of this, they are
actively  exchanged, assimilated,  and  transported by  hydrobionts  and  their
detritus,  thus  causing  biocirculation of radioactive substances in the water.

     Plankton  organisms  whose   biomass  is  most   significant  in  the  world's
oceans  play a  particularly large  role in  the  biogenic  transport  of radio-
nuclides.  These inhabitants of an aquatic environment very effectively remove
radioactive  elements from  the  water due to  their large  adsorbing surface.
During  migration,  plankton organisms  transport the radioisotopes  which they
have  accumulated from the  surface to  the  lower  layers  of a  body  of water;
after  they  die,  they   sink  to  the  bottom  and   become  concentrated in  the
sediment.   Biogenous sediment  of radionuclides in the composition of plankton
residue, characterized  by continuous  and frequently changing generations, can
result  in   a  marked increase  in  their concentration  in  the  upper  layer of
bottom deposits with all of the consequences for the living inhabitants of the
bottom area of a body of water.

     Fish  also  participate in the biological  migration of radionuclides, but
their  role  is   insignificant.   They  disperse radionuclides  in  feeding  and
digestion.   At  the same time,  in  contrast with  land animals,  fish can accum-
ulate  and  disperse dissolved radionuclides not only along the food chain, but
also  directly from  the  water.   The  nature  and rhythm of the  uptake varies
significantly as  a function of abiotic  and  biotic factors,  the species, age,
and  the  physiological  condition of the  fish  (Shekhanova  1978).   For example,
it has  been found that an  increase in the temperature of the water involved a
proportional  increase   in  the  rate  and  even the degree of  accumulation of
radionuclides by fish (Kulikov et  al_. 1978; Katkov et aJL  1978).  Such factors
should  apparently be considered in using heated  water from  NPP in breeding
fish.

     Particularly  intensive uptake of radioactive  isotopes by fish is observed
when there is a  shortage of some necessary components in a region and they are
present  in the  surrounding environment.  Both of  these processes—feeding and
digestion  on  the one hand, and  interaction with the elements in the surround-
ing  environment  on the other—do  not exclude  but  only supplement each other.
As a result, fish accumulate artificial  radionuclides in  amounts  which are
significantly  higher than  their concentration in  the  water.    Due  to these,
weighable  dose  loads  are formed  in  their tissues  and organs  even  when the
concentrations  of  radionuclides are low.  We  emphasize that almost all  arti-
ficial  radionuclides are  selectively accumulated and  are often localized in
tissues  which are  not  used for  standardization  in sanitary-hygienic evalua-
tions.  However, the same tissues  and organs can be critical (most radiosensi-
tive)  for  the fish themselves.
                                     168

-------
     In  addition to  plankton,  the  suspended  matter in  the  world's  oceans
includes a significant amount of mineral particles of terrigenous and volcanic
origin; the  specific  surface of the suspended matter is significantly greater
than  in  living  organisms.   This  is  the  reason  for  its  excessively  high
adsorbing  capacity.   It is  believed  that migration  of  such microelements as
Zn, Pb, Bi,  Cu, Hg, Ag, and Mo (Kranskopf 1956) into the depths of the oceans
is basically  due to sorption of suspended matter by  mineral components;  this
is apparently  also  true of the radioactive isotopes of these elements.   Abio-
genetic  suspended  matter  together with  adsorbed radionuclides  is  gradually
transported  to the lower  layers of  the  ocean and  deposited  on  the  bottom.
This  process  takes  place  with  particular  intensity  in coastal  zones  where
formation of sediment occurs much more rapidly than in pelagic areas.   We also
note  that  solid particles  and colloids are  very effectively  assimilated  by
living organisms and are thus part of the biosedimentation system.

     As a  result,  both  sedimentation and suspended matter  of  mineral  origin
and  biosedimentation   affect  the  enrichment  of the upper  layer of  bottom
deposits with  radioactive nuclides.   The bottom deposits of oceans and seas in
turn  are  good natural  sorbents  with  inherent ion  exchange,  chemosorption,
physical  (or  molecular) sorption,  etc.   For  this  reason,  radionuclides  are
intensively and sometimes irreversibly trapped by these deposits.

     Bottom  sediments  consisting of  argillaceous minerals,  sludge character-
ized  by  high  dispersity  and  sorptive capacity,  are  distinguished  by  the
strongest absorptive capacity  (Gromov and  Spitsyn 1975;  Ryndina 1970;  Carroll
1959).  In addition,  benthos organisms and attachment of  algae which  intens-
ively assimilate  them  in life and convert them to  soil  in dying also  promote
the  process   of  radionuclide  accumulation  in  the   upper   layer  of  bottom
sediments  (Ketchum  1960;  Schafer 1960).   The accumulation  coefficients  for
radionuclides  in such soils  can reach hundreds and thousands.   As a  result,
demersal eggs  and bottom fish will  be  exposed  to  very appreciable dose loads
due to  gamma  and even beta  stratification.  Aquatic  plants,  which accumulate
radionuclides  up to levels which significantly exceed their concentration  in
the water, cause an additional dose load for phytophilic eggs.

     The  radioactive  substances  which enter  bodies  of  water  are thus  very
rapidly  involved in the hydrological, physical-chemical, and  biogeochemical
processes occurring in  the water.   In the  final analysis, this  results  in the
distribution and  redistribution  of  radionuclides  among the abiotic and  biotic
components of  the  aquatic  environment.   The  role  of  these factors  in  the
distribution and  concentration  of  the individual  radionuclides  differs  and  is
primarily  a   function  of  their  individual  properties.   Sedimentation   and
biological factors  apparently  have  no significant effect  on  the distribution
of  90Sr  and  137Cs  in  the  ocean,  since  these  radionuclides  are primarily
present in a  marine environment in a dissolved state  and are almost unrelated
to inorganic  suspensions and hydrobionts.   At the same time, for 144Ce, 95Zr,
95Nb,  106Ru-106Ru and  particularly  the isotopes of biogenous elements  (55Fe,
65Zn,  54Mn,  60Co and  others),  the role of sedimentation and  biogeochemical
processes in  the  migration and spatial distribution can  be  comparable  to the
effects of hydrological factors (Svedov and Patin 1968).
                                     169

-------
     Some  authors   (Timofeyeva-Resovskaya   and   Timofeyeva-Resovskaya  1960)
believe that  artificial  radionucTides  should be divided into four groups as a
function  of  their behavior  and  distribution in a body of water:   (1) hydro-
tropic, persisting in  high  concentrations in the water; (2)  biotropic, inten-
sively  adsorbed  by  hydrobionts;  (3)  subtropic,  accumulating primarily  in
bottom sediment;  and (4) eurytropic,  equally distributed among the individual
components of the body of water.

     This type  of division  should be useful  in  determining  the dose loads in
fish, since they are not only determined by the value of the  internal irradia-
tion from incorporated radionuclides, but also by a series of external sources
of ionizing  radiation  which are  active in the body of water--the water, water
flora, the  soil.  In  turn, the  individual  role of each of  these sources of
external  irradiation in  forming  the integral dose load in fish will be deter-
mined by the ecology, more precisely the biotope, in which the fish live.  For
example, all other conditions being even, the irradiation to  which pelagic and
phytophilic (or bottom)  eggs are exposed is far from equivalent.

     As  a  consequence,  in  developing  standards  for  monitoring  radioactive
contamination of bodies  of water with respect to ecology and fish breeding, it
is  insufficient  to  limit  the  concentration  of radionuclides  in  the  water
alone, but  their concentration  in all of the components  of  the body of water
and  particularly their  concentration  in  aquatic plants  and  bottom sediments
should also be taken into consideration.

     We evaluated the  hygienic  studies of the liminal concentrations proposed
by  Gusev (1975)  with  respect  to  their admissibility  for  fish  breeding to
illustrate a possible ecological  approach to  standardization of the concentra-
tion  of  artificial  radionuclides  in sea water.  In  solving  this  problem, we
analyzed  the  level  of internal  beta radiation  of fish from  the radionuclides
accumulated  in  their tissues,  and the external  gamma  and beta radiation from
radionuclides accumulated in bottom deposits.

     The  doses  were  calculated   according   to  the  commonly  used equations
(Aglintsev et aJL 1962;  Khayn and  Braunell 1958):


                              Pp = 2.13 • E  - C,                           (1)


where PD  is the  tissue dose  rate,  rad/hr,
       P
      E   is the  mean energy  of beta radiation per disintegration, Mev,

      C   is the  concentration of radionuclides in the tissue, c/g,
                                      170

-------
                              2n -C • K
                                                                           (2)
where P  is the gamma radiation dose rate on the surface of the bottom, r/hr,
       o

      C  is the concentration of radionuclides in the bottom sediment, c/cc,

      K  is the gamma constant for the radionuclide, r-cmVg'ms,

      jj  is the  linear attenuation coefficient for  gamma  quanta  (broad beam)
         in the emitter material, cm-1,

      1  is the thickness of the irradiated layer, cm,

      <)>  is King's function.


     Equation (2) is recommended for an extended plane source of finite thick-
ness.   In  our   case,  with  a  bottom  thickness  containing  gamma- irradiating
radionuclides equal to 20 cm, <|>(ul) •* 0 and expression (2) with an error of +1
to +10%  (as  a function of the energy of the gamma irradiation) approaches the
expression for a semi -infinite 2n source:


                                  2n • C - K
                                                                           (3)
     The  dose  of beta  irradiation  on the  surface of  the  bottom was  set as
    I  to  0.5D6  (Khayn and Braunell  195

in the interior of the bottom sediment.
equal to 0.5D0  (Khayn  and Braunell 1958), where  D0  is the corresponding dose
             p                                     P
     The dose  rate  of gamma radiation in the bottom sediment is a function of
the  level  of  accumulation  and the  nature  of the distribution  of  the radio-
active  substances  in the  groups  which  form  the bottom, and this  in  turn is
determined by  an  entire series of conditions  (Marey  1976;  Ryndina  1970).   To
simplify  the  calculations,  we  assumed  that the  radionuclides were  evenly
distributed  in the 20-cm  surface  layer of bottom  sediment.   This  assumption
could  apparently  be  correct  (at  least  for some  long-lived  radionuclides) in
estuaries and  coastal  zones  of oceans and seas (Patel et al.  1975).  The fact
that the concentrations  of 60Co and 137Cs at a  depth of 0.5 m did  not differ
from  the concentrations  on the surface in  bottom  deposits  in  the  Columbia
River, where nuclear reactor wastes have been dumped for a long time (Haushild
et al. 1973),  supports this assumption.

     We  used the upper  limits of  the concentrations of  radionuclides  in  sea
water  (Gusev 1975) and  the  limiting  coefficients for  accumulation of radio-
active  and   stable  isotopes in fish tissues  for  calculating the  mean doses
absorbed by  the tissues of fish (Bakunov et al_. 1973; Gusev  1975; Patin  and
Petrov 1973; Pertsov 1973; Rozhanskaya 1970JT  Since we were interested in the
dose loads  in  the fish itself and not in its consumer, we did not divide the

                                     171

-------
accumulation coefficients  into bone  and  muscle tissue, but  took  the  maximum
value for  both  types  of tissue (Table 2).  The expediency of this  approach is
supported  by the  fact that the actual dose of some radionuclides e.g., in the
kidneys of fish, is significantly higher than the calculated dose based on our
experimental  measurements  using   thermoluminescent   dosimeters  (Shekhanova
1976).  The effect of irradiation from radionuclides assimilated by the spine,
which is directly adjacent to the kidneys, is present here.

     On the other  hand,  it is not  possible  to prevent fish from entering the
massive  accumulation  zone  and the commercial  marine invertebrate  and  algae
business.  As a consequence,  the division of working limits of concentrations
according  to the  different industrial zones loses  its  meaning  in  real condi-
tions  (see Table  1).   Based on  the above,  it was  fo^nd that the  tissue dose

TABLE 1.  WORKING  LIMITS  FOR  CONCENTRATIONS  OF RADIONUCLIDES  IN  SEA  WATER
           (c/liter)   WITH  PROLONGED   CONTAMINATION  OF   REGIONS  INVOLVING
          DIFFERENT INDUSTRIAL APPLICATIONS (Gusev  1975)

Radionuclide
Chromium51
Manganese54
Iron55
Iron59
Cobalt57
Cobalt58
Cobalt60
Zinc65
Strontium89
Strontium90
Yttrium90
Zirconium95
Niobium95
Molybdenum99
Ruthenium103
Ruthenium106
Cadmium109
Cadmium1 15m
Cadmium115
Antimony124
Antimony125
Iodine131
Cesium134
Cesium137
Cerium141
Cerium144
Polonium210
Plutonium239
Fishing
Zone
7-10-10
1-10-9
4. 10-io
3-10-11
5-10-9
MO-9
4-10-10
3-10-11
MO-9
4-10-11
2-10-9
4.10-io
MO-9
2-10-9
MO-9
l.lO-io
4-10-8
5-10-9
7-10-9
2-10-10
7.10-10
l.lO-io
3-10-10
6-10-10
3-10-9
4.10-10
5-10-11
2-10-10

Mollusks
MO-8
6-10-11
4.10-io
3-10-11
MO-8
2-10-9
g.lO-io
5-10-11
6-10-9
2-10-10
5-10-9
MO-8
4.10-9
2-10-9
5-10-8
6-10-9
l.lO-io
MO-11
2-10-11
MO-9
5-10-9
l.lO-io
MO-9
MO-9
4.10-9
6-10-10
l.lO-io
MO-9
Production Zone
Crustaceans
MO-8
8-10-11
2-10-9
l.lO-io
3-10-9
y.lO-io
3.10-io
l.lO-io
6-10-9
2-10-10
MO-9
3-10-9
5-10-9
2-10-9
5-10-8
6-10-9
MO-8
1-10-9
2-10-9
2-10-9
7-10-9
2-10-10
2-10-9
3-10-9
4.10-9
6-10-10
l.lO-io
5-10-10

Nutritive
Algae
7-10-9
5.10-io
4.10-io
3-10-11
4-10-9
MO-9
4.10-10
5«10-10
MO-9
4.10-10
l.lO-io
3-10-10
3-10-10
MO-8
3-10-10
3-10-11
6.10-io
8-10-11
l.lO-io
5-10-10
2-10-9
MO-11
6-10-10
MO-9
6-10-10
l.lO-io
4.10-n
MO-11
Mixed
Industrial
Zone
7.10-10
MO-10
4.10-io
3-10-11
3-10-9
7.10-iO
3-10-10
3-10-11
MO-9
4.10-n
l.lO-io
3-10-10
3-10-10
2-10-9
3-10-10
3-10-11
MO-10
MO-11
2-10-11
2-10-11
7.10-iO
MO-11
3-10-10
6-10-10
6-10-10
VI O-io
4.10-11
MO-11
                                     172

-------
TABLE 2.  DOSE  RATE  OF  BETA  IRRADIATION  OF  FISH  FROM  INCORPORATED  RADIO-
          NUCLIDES*
Radionuclide
Upper Limits
for concen-
trations in
 sea water,
  c/liter
Accumulation
coefficients
  in fish
  tissues
   Limits of
 concentration
in fish tissue,
     c/kg
Tissue dose
   rate,
 rad/year
Iron59
Cobalt58
Cobalt60
Strontium89
Strontium90
Yttrium90
Zirconium95
Niobium95
Molybdenum99
Ruthenium103
Ruthenium106
Cadmium115m
Cadmium115
Antimony124
Antimony125
Iodine131
Cesium134
Cesium137
Cerium141
Cerium144
1-10-10
2-10-9
9-10-10
6-10-9
2-10-10
5-10-9
MO-8
5-10-9
1-10-8
5-10-8
6-10-9
5-10-9
7-10-9
2-10-9
5-10-9
2-10-10
2-10-9
3-10-9
4-10-9
6-10-10
3,000
560
560
200X
200X
10
150
100
20
100
100
5
5
140
140
15
230
230
100
100
3.00-10-7
1.12-10-6
5.04-10-7
1.20-10-6
4.00-10-8
5.00-10-8
1.50-10-6
5.00-10-7
2.00-10-7
5.00-10-6
6.00-10-7
2.50-10-8
3.50-10-8
2.80-10-7
7.00-10-7
3.00-10-9
4.60-10-7
6.90-10-7
4.00-10-7
6.00-10-8
0.66
0.63
9.09
12.84
0.85
0.87
3.33
0.40
1.45
6.04
16.12
0.30
0.23
2.00
1.14
0.01
1.66
2.45
1.08
1.46

* Translator's note:  Note to table illegible.
rate for  the  individual  radionuclides reaches 16.12 rad/year  with  the recom-
mended  upper  working limits  for their concentration in sea water  (see Table
2).  The  highest dose loads  are formed by such  radionuclides  as  60Co, 89Sr,
103  106Ru
     For  comparison,  we  note that  40K,  which  is  usually
radioisotope which  forms  the  beta activity in the  body  of
of flora  and  fauna (Pertsov 1973), creates a dose load in the tissues of fish
which does not exceed 2.8 • 10-2 rad/year (Polikarpov 1964).
                                            the basic  natural
                                            any representative
     Radionuclides contained  in  bottom deposits can be one of the most impor-
tant  sources  of  radiation   for  hydrobionts.    The particularly  appreciable
effect of  this  source of ionizing radiation will be exercised not only on the
comparatively  radioresistant  benthos  organisms, but  also  on  the  much  more
sensitive bottom eggs, the young and adult specimens of marine fish which lead
to a benthopelagic type  of life.  This  is  not  always  related to gamma radia-
tion alone.  The range of the effect of beta radiation from some radionuclides
                                      173

-------
in water and  the  biosubstrate extends over distances  comparable  to and some-
times exceeding  the dimensions  of fish eggs,  larvae, and a  number  of small
hydrobionts, e.g., more than 1.5 cm for 106Ru (E    = 3.54 mev) (see Table 3).
                                                (113.X


TABLE 3.  LENGTH  OF  THE MAXIMUM  RANGE OF  BETA-PARTICLES IN WATER  AND  IN THE
          BIOSUBSTRATE (Pertsov 1973)


Energy
mev
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
Water
(Biosubstrate)
mm
0.14
0.45
0.84
1.29
1.77
2.27
2.78
3.31

Energy
mev
0.9
1.0
1.2
1.4
1.6
2.0
3.0
5.0
Water
(Biosubstrate)
mm
4.10
4.80
5.47
6.56
7.76
9.84
15.3
25.8

     In  addition,  as  our  direct measurements  using  thermoluminescent dosim-
eters  showed,  the  dose field on the bottom of natural bodies of water contam-
inated  with beta-radiating radionuclides exhibits no  sharp  difference at the
boundary  of  the  water-soil  section,  and  changes  much  more  smoothly  than
calculations  indicate.   We  can assume  that  this  is  related  both to  the
presence  of a peculiar "diffusion layer" with  a  high concentration of radio-
nuclides  in the water itself, and to  the presence of a highly active suspen-
sion within the water  (soil particles, detritus, plankton organisms).

     The  latter could play  a   particularly  significant  role in  the shallow
regions  of the  open ocean and  the  shelf  zone where  intensive  entrapment of
soil  particles  from the  bottom and  intermixing  of  water  masses  take  place
during  swells  and  where  most  aquatic  animals  live.    In turn,  suspended
particles which are  deposited on their skin could  also be an additional source
of external irradiation.

     In  an  ecological  evaluation  of  the admissible  levels of  radioactive
contamination of an  aquatic environment,  it is thus also necessary to  consider
the  presence  of external  sources of  irradiation  of  fish  in this environment
and  primarily  the  dose  loads   created  by radionuclides  concentrated in the
bottom  sediments (see  Table 4).

     In  extreme conditions, fish will receive both a maximum dose of  external
gamma  radiation from the bottom and  a very high  dose of  internal beta radia-
tion from incorporated radionuclides.  The total  dose  rate  from both sources
of  ionizing radiation  will  then be  close to  a  value in the  order of 20-30
rads/year as a  function of  the individual radionuclides.   In these conditions,
the  bottom eggs,  larvae, and young  of  fish  can additionally  be  exposed to
                                      174

-------
TABLE 4.   DOSE  RATE  OF  GAMMA AND BETA RADIATION  FROM RADIONUCLIDES CONTAINED
          IN BOTTOM SEDIMENTS
Radionuclide
 Upper limits
  of Concen-
  trations in
Sea Water, c/kg
  Limiting
Coefficients
for accumu-
 lation in
    Sand
Upper Limits
of Contamin-
  ation of
 Sand, c/kg
                                                               Dose Rate,
                                                                rads/year
^
Chromium51
Manganese54
Iron59
Cobalt60
Zinc65
Zirconium95
Niobium95
Ruthenium103
Ruthenium106
Cadmium109
Antimony124
Cesium134
Cesium137
Cerium141
Cerium144
MO-8
MO-9
MO-10
g.-l O-io
5-10-10
MO-8
5-10-9
5-10-8
6-10-9
4-10-8
2-10-9
2-10-9
3-10-9
4.10-9
6-10-10
1,000
400
1,000
1,000
60
150
150
600
600
100
300
300
300
1,400
1,400
1.0-10-5
4.0-10-7
1.0-10-7
9.0-10-7
3.0-10-8
1.5-10-6
7.5-10-7
3.0-10-5
3.6-10-6
4.0-10-6
6.0-10-7
6.0-10-7
9.0-10-7
5.6-10-6
8.4-10-7
1.16
2.13
0.71
19.22
0.11
6.40
3.20
21.35
4.66
0.09
4.85
4.27
2.75
0.59
0.19
___
—
0.11
0.81
—
1.67
0.30
18.18
48.38
—
2.15
1.08
1.58
7.65
10.28
1.16
2.13
0.82
20.03
0.11
8.07
3.50
39.53
53.04
0.09
7.00
5.35
4.33
8.24
10.47

external beta  radiation from  bottom  sediments which  attains  48.38 rads/year
for  106Ru,  for example, 53.04 rads/year (~ 145 mrads/day)  together  with the
gamma components.

     It is  known  that other aquatic fauna and  flora  (Chipman  1972; Anonymous
1976) as organisms representing the highest degree of development with respect
to  fish  are the  most radioresistant  link  in  the set of  hydrobionts.   If we
take  10-15  mrads/day  (approximately  5  rads/year)  (Shekhanova  1975) as  the
maximum  admissible dose  rate for  irradiation  of the  gonads  and  kidneys  of
fish, the  upper  limits  of the concentrations  of radionuclides  in sea  water
(Gusev 1975) will  be  too high from a  radioecologic  viewpoint  not only due to
the total accumulation  of  external  (gamma) and incorporated (beta) sources of
radiation,   but also  even  in exposure to  one   of  these  sources,  e.g.,  60Co,
89Sr, 95Zr,  io3.io6RUj i24Sb> i34Cs   If we consider the total  contribution of
these sources  plus  the external  beta  radiation  from  the bottom,  then  the
following must be  added to this series of emitters:   137Cs, 141Ce, and 144Ce.

     The admissible levels  of irradiation  for   fish for  the individual  radio-
nuclides can be obtained with the concentrations  in  sea water shown in Table
5.  These concentrations were calculated with   the condition that  each radio-
nuclide should not create a total  dose rate of  external and internal radiation
exceeding 5  rads/year and  this apparently corresponds to  the  radioecological
requirements more precisely.
                                      175

-------
TABLE 5.  WORKING LIMITS FOR CONCENTRATIONS OF ARTIFICIAL RADIONUCLIDES IN SEA
          WATER (c/liter)


                               Limits of Concentrations in Sea Water
Radionuclide
Chromium51
Manganese54
Iron59
Cobalt60
Zinc65
Stronti urn89
Strontium90
Zirconium95
Niobium95
Ruthenium103
Ruthenium106
Cadmium109
Antimony124
Cesium134
Cesium137
Cerium141
Cerium144
Hygienic
(Gusev 1975)
MO-8
MO-9
MO-10
9-10-10
5-10-10
6-10-9
2-iQ-io
1-10-8
5-10-9
5-10-8
6-10-9
4-10-8
2-10-9
2-10-9
3-10-9
4-10-9
6-10-10
Ecologic
(our data)
1.0-10-8
1.0-10-9
1.0-10-10
1.0-10-10*
5.0-10-10
2.0-10-9*
2.0-10-10
3.5-10-9*
5.0-10-9
4.3-10-9*
3.4-10-10*
4.0-10-8
8.8-10-10*
1.0-10-9*
5. MO-10*
1.7-10-9*
2.0-10-10*

  Radionuclides limited by an ecologic criterion.
     The  calculation  of the possible dose loads for fish is naturally approx-
imate.  The addition  of gamma radiation from the water and incorporated radio-
nuclides  and  the  gamma  and beta  radiation from  algae  were not  taken  into
consideration.   External   radiation  from  the  radionuclides contained  in the
gastrointestinal  tracts of  fish  can have a significant  effect  on the gonads
and  kidneys  of  the  fish  (Orlov  et  al.  1978).   In addition, as  we observed
above, the doses of external radiation from the bottom shown in Tables 4 and 5
were  determined  according to limiting coefficients for accumulation of radio-
nuclides  in the  sand  on Baltic Sea beaches.  However, argillaceous soil in the
sea  (Marey 1976;  Ryndina 1970),  whose sorption  capacity is approximately 15
times  higher  than that of sand (Zlobin  1965)  with all other conditions being
equal,  has the  highest  capacity  to accumulate  radionuclides.   For example,
Black  Sea sludge accumulated 3.3 time? more  106Ru,  7.8 times more 137Cs, and
10 times  more 144Ce  than  sand (Ryndina 1970).  Higher doses of gamma and beta
radiation from the bottom should naturally be anticipated in this case.

      In actual conditions, the presence  of any one radionuclide in wastewater
from  nuclear power plants, as well as the presence of the entire set of radio-
nuclides  examined, are  not very probable.  In this case, the working limits of
the  concentrations  should be standardized not only for each individual radio-
isotope,  but also for actual mixtures of  isotopes present in the wastes from a
given  plant.

                                      176

-------
     On the whole,  the analytical  evaluation of  the  possible doses of radia-
tion  of fish  in the  presence  of artificial  radionuclides  in  sea  water  in
concentrations corresponding  to  those  shown in Table 1 indicates the need for
making  these  limits more  precise  with  respect to the  interests of the fish
industry.
                                    SUMMARY

     The  intensity  of  irradiation  is  dependent upon  the  concentration of
artificial  radionuclides  in organs  and tissues  of  fish (inner  sources) and
their distribution in water, vegetation, and bottom sediments (outer sources).
The value of  the dose of outer irradiation is associated with biogeochemistry
of  radionuclides  in  the aquatic  environment.   In  those  cases when  radio-
nuclides are  accumulated  in much greater quantities in  bottom  sediments than
in water,  the outer  irradiation is responsible  for the  integral  dose.   The
admissible  concentration  of some radionuclides in water bodies is recommended
to be  determined  in  relation  to biogeochemical  regularities of the behavior
pattern of  radionuclides and intensity of fish irradiation.


                                  REFERENCES

Aglintsev,  K.  K. ,  V.  M.  Kodyukov, A.  F.  Lyzlov,  and Yu. V. Sivintsev.   1962.
     Applied dosimetry.  Moscow, Gosatomizdat Press,  248 pp.

Anonymous.   1976.   Effects  of  ionizing  radiation  on  aquatic  organisms and
     ecosystems.   Tech. Rep. Ser. No. 172, IAEA, Vienna, 131 pp.

Anonymous.  1977.  Production  of atomic energy.  Report of the OON Scientific
     Committee on  the  Effect  of  Atomic Radiation.   A/AS, 83/343.  107 pp.

Bakunov,  N.  A. ,  A.  P.  Panarin, and L. V. Fedotova.   1973.   Accumulation of
     Cs137  in  commercial  species of fish in the Caspian Sea.   In Radioecology
     of Aquatic Organisms, 2.   Riga, Zinatne Press,  pp. 229-234.

Chipman, W.  A.  1972.  Ionizing radiation.  Jji Marine Ecology, a Comprehensive
     Integrated  Treatise  on Life  in Oceans and  Coastal Waters,  1:3.   Wiley-
     Interscience,  London-New York-Sydney-Toronto, 1578 pp.

Egami, Nabuo.   1973.   Radioactivity and Fish (Japanese), Tokyo,  398 pp.

Garroll,  D.   1959.   Ion  exchange  in  clays  and other  minerals.   Bull.  Geol.
     Soc. Amer.,  70:749.

Gromov,  V.  V.,  and   V.  I.  Spitsyn.    1975.   Artificial  radionuclides  in the
     marine evironment.  Moscow, Atomizdat Press, 224 pp.

Gusev, D. I.   1975.  Hygienic criteria for evaluating contamination of coastal
     marine  waters  by  radionuclides.   Reprinted  from Impacts  of  Nuclear
     Releases  Into the Aquatic Environment, IAEA, Vienna, pp.  363-373.
                                     177

-------
Haushild, W.  L. ,  H.  H.  Stevens, et  a_L   1973.   Radionuclides in transport in
     the  Columbia River  from  Pasco to  Vancouver, Washington.   Geol.  Surv.
     Proceedings IV:43.

Katkov, A. Ye., D. I. Gusev, A. V.  Dzekunov, M. I.  Grachev, Ye. N. Lyapin, and
     V. D.  Stepanova.   1978.   Effect of  water  temperature on accumulation of
     radionuclides  in  fish.    |ri  Problems  in  the  Radioecology  of Cooling
     Nuclear Power Plants.  Svertlovsk, (UNTs AN SSSR), pp. 70-75.

Ketchum,  B.  H.   1960.   Oceanographic research required  in support of radio-
     active   waste  disposal.   Disposal  of  radioactive  waste.    Vienna,
     2:285-291.

Khayn,  J.  and T.  Braunell  (eds.).   1958.   Radiation  Dosimetry.   Moscow, IL,
     758 pp.

Kranskopf,  K.  B.   1956.   Factors  controlling the  concentration  of  thirteen
     rare metals in sea water.  Geochim.  et cosmochim. acta,  9(1/2):1

Kulikov,  N.  V.,  L.  N.  Ozhegov, M.  P. Chebotina,  and  V.  F.  Bochenin.   1978.
     Accumulation  of  radionuclides  by  freshwater hydrobionts  at  different
     water  temperatures.   In Problems in the  Radioecology of Cooling Nuclear
     Power Plants.  Svertlovsk  (UNTs AN SSSR), pp.  65-69.

Marey,  A.   N.   1976.   Sanitary conservation  of  water  from  contamination by
     radioactive substances.  Moscow, Atomizdat Press, 222 pp.

Nelepo, B.  A.   1970.   Hyclear  hydrophysics.  Moscow, Atomizdat Press, 224 pp.

Orlov,  E.  V. , A.  P.  Panarin,  and I. A.  Shekhanova.   1978.  Formation of the
     dose  load and  effects  of chronic  irradiation of tilapia in strontium90
     solutions.   Moscow,  Works of the VNIRO, Ecologic Aspects of Chemical and
     Radioactive Pollution of the Aquatic Environment, 134(2):94-104.

Patel,  B.,  C.  D.  Mulay, and  A.  K.  Ganguly.   1975.   Radioecology  of Bombay
     harbour—A  tidal  estuary.  Estuarine and Coast.  Mar.  Sci., 3(l):13-42.

Patin,  S.   A.   1970.   Radioactive  contamination  of  the  marine environment.
     Moscow, TsNITEIRKh,  pp. 1-42.

Patin,  S.  A.,  and A. A.  Petrov.  1973.   Artificial  radioactivity in sea water
     and  commercial   hydrobionts  in the  world's  oceans.   Ln Radioecology of
     Aquatic Organisms, 2.  Riga, Zinatne Press, pp. 200-209.

Pertsov, L.  A.   1973.   Ionizing radiation of the biosphere.   Moscow, Atomizdat
     Press,  288 pp.

Polikarpov,  G. G.  1964.  Radioecology of marine organisms.   Moscow, Atomizdat
     Press,  296 pp.
                                      178

-------
Rozhanskaya, L.  I.   1970.   Manganese, copper, and zinc in water and organisms
     in the  Sea  of Azov.   In Marine Radioecology.  Kive, Naukova dumka Press,
     pp. 182-208.

Ryndina,  D.  D.   1970.   Sorption  and desorption of radionuclides  by marine
     sediments, algae, and detritus.  Ibid., pp.  46-62.

Schafer, M.  B.   1960.   New research  required  in  support of radioactive waste
     disposal.   Disposal of radioactive wastes.  Vienna, 2:267-282.

Shekhanova,  I.  A.   1975.   Biologic and piscicultural aspects  of standardiza-
     tion of the  concentration  of radioactive substances in the aquatic envi-
     ronment.  TsNIITEIRKh, 32 pp.

Shekhanova,  I.  A.    1976.   Biologic evaluation of the  effects  of radioactive
     contamination of the  aquatic environment of fish.   Moscow, VNIRO, 57 pp.

Shekhanova, I.  A.  1978.  The biologic role of artificial radionuclides in the
     ontogenesis of fish.   Auth. Abst. Doct. Diss., Moscow, 53 pp.

Svedov,  V.  P.  ,  and  A.  A.   Patin.   1968.    Radioactivity  in oceans  and seas.
     Atomizdat Press, 288 pp.

Timofeyeva-Resovskaya,  Ye.  A.,  and  N.  V.  Timofeyeva-Resovskaya.   1960.   Tr.
     Ural'sk. fil. AN SSSR, No.  12, Sverdolvsk, p. 194.

Zlobin,  V.  S.   1965.   Some  features of  the  mechanism of  contamination  of
     bottom sediments and soils by radioactive substances.  In Problems in the
     Radiation-Hygienic  Investigation of  the  Sea.   Moscow,  Atomizdat Press,
     pp. 93-108.
                                      179

-------
             THE CONSEQUENCES OF CHEMICAL POLLUTION OF THE "WATER-
                   BOTTOM SEDIMENT" CONTACT ZONE IN THE SEA

                      A. Bronfman and Z. B. Aleksandrova
        Institute of Economics, Ukrainian SSR Academy of Sciences, and
                Azov Scientific Research Institute of Fisheries


     It has  become  obvious  that the direct  toxic  effect  of pollutants is not
the  only  channel   through  which  they  impact  marine biocenoses.   Indirect
biologic effects caused by  transformations of the chemical system in polluted
waters also play an important role in this process.

     Naturally, the  relative  importance of direct and indirect (intermediate)
effects will  differ in  each  case.   In the  overall  context  of this question,
these  aspects  are   of   undisputed  interest.   However,  the  methodologically
correct organization of studies of the problem  should be based on biogeocen-
otic  principles,  which  suggest  integral  consideration  not  only  of  the
reactions in systems of the "pollutant-organism, population, biocenosis" type,
but also changes  in the chemical system  of  the sea which could have a direct
effect  on  the  degree  of toxicity of  the various pollutants  or  the level  of
resistance of marine organisms to the toxins.

     Objectively, there  are  various  circumstances which stimulate orientation
of studies in this direction.  They primarily include the fact that the corre-
sponding changes in the hydrochemical system of a body of water either signif-
icantly  attenuate  or,   on the other  hand, potentiate  the  result  of the toxic
effect of pollution.  This important concept is not new, but it has still been
inadequately considered  in  experimental studies on stimulation and prediction
of the biologic effects of marine pollution.

     The transformation of chemical  processes in  polluted  marine waters has
been  studied comparatively  little,   especially with  respect to  the contact
zones with bottom sediment and the atmosphere.  Vernadskiy (1960) called these
specific marine biotopes "zones  of  condensation  of life11 and  attributed  an
enormous role  to  them  in the biologic  and geochemical structures of bodies of
water.

     In the  present report,  the authors examine some  aspects of this question
for  the "water-bottom  sediment"  contact zone.   The oxygen  regime  of bottom
waters  and processes of the interchange  of biogenic elements between bottom
residue  in  the  marine  waters covering  them were selected as the parameters to
be examined.   The  result of many years of complex studies of the Azov Sea and
special laboratory experiments served as the empirical basis.
                                       180

-------
     Deterioration  of  the oxygen  regime  due to  inhibition  of photosynthesis
and to  significant  consumption  of oxygen for oxidation  of  organic components
of  wastewaters  is  one  of the  ways  in which  toxic substances  affect  biota.
According  to  the calculations  of Oertzen (1972), 3.6 million  tons  of  oxygen
are consumed  annually in  the  Baltic Sea  in the oxidation  of  organic  matter
from domestic wastewaters.

     More pronounced deterioration in  the oxygen regime should be expected in
the bottom layers of the sea where pollutants accumulate and where aeration of
the water is  poor.  This  situation  is  particularly  dangerous  because  the
bottom  layers  of the  sea are  the habitat for zoobenthos and  populations of
many  commercial  fish,  and  because  important  physical-chemical  processes
affecting the chemical  parameters and  productivity of the pelagic zone occur
here.

     There are  currently  only  isolated data on the consequences  of  pollution
of  the  contact  zone for the  oxygen  regime of  bottom waters  (Bronfman  and
Gorstko 1978).  The urgent need for  reliable information on this subject has
become increasingly obvious.

     Quantitative  information  on  the  effect of  different  pollutants  on  the
concentration  of  dissolved  oxygen  could  undoubtedly  be  obtained  by  using
laboratory  models  of  the  process,   but  extrapolation  of  the  experimental
results to  actual  conditions  in  a  real  body of water  involves  the risk of
significant error.  More objective evaluations can be  made on the basis  of the
analysis of direct natural measurements which permit consideration of a  number
of  important  physical-chemical  factors  whose  simulation  is  difficult  in
experiments or is not possible in general.

     The  problem  was  solved for petroleum  products  and  detergents   in  our
study.  The results of 114 synchronous  measurements of different hydrochemical
parameters in  the  Azov  Sea,  conducted within a  broad  range of fluctuations,
were the  basis  of the calculations.   Multiple regression analysis was  used to
determine the simultaneous effects of  many parameters as well  as the relative
effect of each parameter.

     The following empirical  models were investigated:
               V = f/E.CBOCj)^, HB, Hg/


               K02 = f/E' V' V V

where Kn  is the concentration of dissolved oxygen in the layer 0.5 m from the
        2 bottom (range of values studied from 0.21  to 9.80 mg/liter);

        E is the  total  vertical  stability of  the water  in the surface-bottom
          layer (range from 19.72 to 3.85 thousand arbitrary units);

 (BOCT)   is the  daily  biochemical  oxygen consumption by the surface layer of
       gr the  bottom sediment  (range from  10.09  to 0.50  g 02/m2  per  day);

                                       181

-------
  Hg,  H    is  the concentration  of  petroleum products  in  the bottom  layers
       y  (range  from  0.30  to 6.0  mg/liter) and  the  surface  layer of  the
          sediment (range from 0.03 to 9.35 mg/g);

  DR,  D    is the  same  for  detergents  (range from 0.02 to 0.75 mg/liter  and
       y  from 0.03 to 6.27 mg/g).


     The  models satisfactorily  approximate the phenomenon  investigated—the
multiple  correlation  coefficients consisted,  respectively,  of 0.627,  0.643,
and  0.874,  while the  numerical  values of  Fisher's dispersed ratio  (F)  were
8.77,  11.11,  and 6.67;  with these degrees  of  freedom,  the  critical  distribu-
tion values for F exceeded 99%.

     Based on the values of Fisher's criterion and the level  of significance a
(Table 1),  the arguments for  the  models  based on their effect on the  oxygen
regime of  bottom waters  were distributed in the following sequence:   vertical
stability  of  the water,  biochemical  oxygen consumption by the contact zone of
the  sediment,  detergents  in  the  bottom  layers of  the sea, detergents  and
petroleum  products accumulated  in  the  surface layer  of the sediment.   The
petroleum products contained in the bottom layers have an insignificant effect
on  the concentration  of oxygen  dissolved there,   and  are  not a  significant
factor according to the criteria selected.


TABLE  1.   VALUES  OF  FISHER'S  CRITERION  (F),  LEVELS OF  SIGNIFICANCE  (a),  AND
           REGRESSION COEFFICIENTS  (a)  FOR THE ARGUMENTS OF THE MODELS STUDIED


  Arguments of Model               F                 a                 a
E
(BOCl)gr
DB
V
V
HB
6.63 -
6.57 -
6.49 -
3.68 -
1.04 -
0.02 -
9.85
6.82
9.49
5.34
4.42
0.03
^ 99%
^ 98%
£ 98%
^ 90%
> 75%
--
-7.0 x 10-5
-8.4 x 10-5
-0.20
-0.23
-5.00
-5.66
-0.30
-0.40
-0.10
-0.15
-0.06
                                       182

-------
     Judging by the value of the regression coefficient (a), each mg of petro-
leum products and  detergents  entering the bottom layers of the sea with other
conditions being equal  reduces  the concentration of oxygen in these layers by
0.06 and  5.0-5.7 ml/liter, respectively.   Petroleum products  and detergents
accumulated  in  the  surface  layer  of the  bottom sediment were  represented,
respectively, by 0.10-0.15 and 0.30-0.04 ml/liter.

     Thus, even  "moderate"  pollution  of bottom water and  sediment by organic
components from waste  waters  results  in a significant decrease in the concen-
tration of  oxygen  in  the  benthoic  zone leading to asphyxiation  and  death of
benthoic  organisms.   This  is most evident in the  case of  detergents.   The
effect of petroleum  products  on the oxygen regime  in  the  "water-bottom sedi-
ment"  contact  zone is  relatively  weak, possibly  due  to the  entry of heavy,
slowly oxidized petroleum fractions in the bottom layers of the sea.

     The  development  of  an  oxygen  deficiency and  organic pollution  of  the
benthoic  zone  is  a relatively  rapid  process;  even  in the  absence  of  any
anthropogenic impurities,  oxygen consumption due to biochemical  oxidation of
organic matter  in  the  surface  layer  of bottom sediments  usually takes place
intensively.   In particular,  in clean or slightly polluted zones of  the Azov
Sea in the warm season of the year, oxygen consumption for oxidation of 1 g of
organic  matter   in the  sediment  consists  of 25-60  mg  of  oxygen  per  day
(Aleksandrova and  Romova  1977).   The  value of (BOC,)   is equal to an average
of 3.7 here,  attaining 10.5 g 02/m2 per day.         ^r

     All of  the  above  increase  the need for  a quantitative evaluation of the
potential  risk of  an  oxygen deficiency due to  pollution of the benthoic zone
of the sea.   The time (T) during which the oxygen reserve in the bottom layers
is  completely  exhausted  for  biochemical oxidation  of organic matter  accum-
ulated  in  the  "water-bottom  sediment"  contact zone on  cessation of  vertical
water exchange  can be used  as  the criterion.   The oxygen  reserve (RQ )   is
calculated as:                                                           2
                          R02 ~ (K02)100% " (K02)60%'
where (Kn )inn       U2 DlM>
60%, respectively, saturation of the water in the bottom layer.1
     In view of the above:
                                " (BOCI}gr r = (K02}60%'
 1 The value of 60% was selected as the upper limit for asphyxiation of organ-
isms inhabiting the "water-bottom" contact zone.
                                        183

-------
                          hence  T -
                          nence, i
                                               100%
                                       0.7(BOCj)(
where h is the height of the bottom layer used in the calculations, and 0.7 is
          the transition factor from weight to volume units of oxygen.


     Experimental  determination  of time  T for  a  given body  of  water can be
made  for  "critical" phases  of an  oceanographic regime characterized  by the
maximum frequency and duration of stagnation of most of the indigenous organic
matter entering the benthoic zone and the highest activity for its biochemical
oxidation.

     This approach was first implemented in developing a method for preserving
the  natural   complex  of  the  Azov  Sea.   The  calculations  (Aleksandrova and
Romova 1977)  were  made for 20 basic  oceanographic  stations  based on averaged
data  from  special  complex observations made in the summers of 1969-1977.  The
value of  the  biochemical  oxygen consumption in  the  bottom layers of the sea,
consisting  of approximately 10%  of the  (BOCT)	  was not  considered in the
calculations.
(BOCj)
     The results obtained allowed zoning the Azov Sea according to the time of
potential possible depletion of the oxygen reserve in the bottom layer (Figure
1),  and  also establishing that the majority  of the sea is characterized by a
value of T < 0.75 days;  it thus exhibits minimum natural resistance to organic
pollution.
 Figure  1.   Zoning  of  the  Azov  Sea  according  to  the  time  for potential possible
            depletion  of the oxygen reserve  in  the  bottom layer.  1 = T < 0.5
            cyt. ; 2 =  0.5  <  T < 0.75 cyt. ;3  = 0.75
-------
     Based  on  an analysis  of  all  of the data  systems  obtained in conducting
the studies, a number of recommendations were developed to improve the system
for  protecting the  Azov Sea  from  pollution.   Certain  additions were  also
introduced into the existing programs for ecological monitoring.

     In the overall context of the question examined, the fact that disturbing
the oxygen  regime in  the bottom  layer  of the sea, organic  pollution of the
bottom can result in a decrease in the exchange processes in the "water-bottom
sediment"  system and  significant corrections  can  be  made  in the  chemical
balance of the bottom, is of significant interest.

     Unfortunately, these studies are still in the initial stage.  At the same
time, the available  data indicate the need to  activate them, also within the
framework of solving  problems  related to the consequences of pollution of the
sea.

     These findings,  obtained  during limnological  (Hatchinson 1969; Martynova
1973;  Lars   1974;  Fillos and  Biswas  1976;   Lech   1977)  and marine  studies
(Pirogova  1953;  Yrukovskiy  1972;  Fonselius  1972;   Aleksandrova and  Bronfman
1975; Rowe et  aj.  1975), basically can be  interpreted  in the form of the two
major positions stated below.

     1.    The  direction  and degree  of  migration of biogenic  elements  in the
"water-bottom  sediment"  system are decisively  regulated  by  the concentration
of oxygen, the pH value, and the oxi dative- reductive conditions in  the contact
zone, i.e.,  those physical-chemical parameters which are most strongly altered
under the influence of pollution.

     2.   Exchange  of biogenic  elements  in  the  direction  of  the bottom
pelagic zone takes place relatively intensively, and in this  respect should be
considered an  important  element  in the biogenic balance of the photic zone of
the sea.  Thus, according to the evaluations of Rowe et al.  (1975),  desorption
of ammonium nitrogen from bottom sediments is equal to 14 mg/m2 per  day on the
continental shelf of the ocean under conditions close to anaerobic.   According
to  Yurkovskiy's  observations  (1972),  desorption  of phosphate  phosphorus  in
stagnating basins in the Baltic Sea consists of 9 mg/m2 per day.

     The  geochemical   mechanism  of  exchange  and  its  role  in  the  biogenic
balance has  been more completely  studied  in  the Azov Sea, which is  the  most
appropriate natural model  for investigating this process based on a number of
morphological -structural   features  and the  features of  the  physical-chemical
regime.  The  almost annual  summer stagnation of the water,  characterized  by
extremely high indexes for the vertical  stability of the layers  (up to 96,000
arbitrary  units),  and the  development  of an  oxygen deficiency and  reducing
conditions in  the  contact zone of the sea, is  one of the important features.
In individual  years,  iso-oxygen  of 60% satuation and zero isovolts  are mapped
here for areas of  up  to 20,000  km2, and  the  oxi dative- reductive potential  of
the bottom sediments  is  altered  in the range  of 300 to -200 mV  (Aleksandrova
and Bronfman 1975;  Bronfman 1976).

     Observations showed  that  sorption processes,  which result in impoverish-
ment of the  bottom layers and biogenic elements,  primarily  develop in condi-
tions of sufficient aeration of the contact zone of the sea.   In  conditions of

                                       185

-------
stagnation, the active desorption  in  the water through the reducing surface of
the bottom  sediment is observed.   Typical  situations for phosphates are illu-
strated in Figure 2.

0

2
"E
4
1C
t
LU
Q 6


8
in
I I ..... .Q.
Eh = + 0.286 /
/ a
/
/
- /
t
•/•0.268 «
1
1
1
1
/+0.258
J +0.084 ^
—
-
-
-
-


"


-
-
                                9  02 ml/LITER
                                   p-P04mg/m3
                "Eh = +0.158*: <
                                 1
                                 •2
                                              0
                                            E
                                           -'  4

                                           a.
                                           i"J  e
                                           o  6
    •20    40    60    8.0 '
9   02 ml/LITER
    p-P04 mg/m3
                                                         0.6
'0*0. • • ..'.-...•.•.•.-
 "-'• •:•:•': '-Eh = -0.048
 i.'.".:~ .". r .•.•.•*•.•!". jr.*. . .
                                                       V-	+0.026 ~
Figure 2.  Vertical  distribution  of  dissolved oxygen (1),  phosphate (2), and
           oxidative-reductive potential  with different degrees of aeration of
           the  water in  the  Azov  sea:   (a) conditions  of  adequate aeration;
           (b)  conditions  of stagnation.


     The  results of natural  observation,  special laboratory studies conducted
in  a  broad  range of  oxi dative-reducing  conditions,  and  also  the  data  of
Hatchinson (1969),  Ayvazova and Fedosov (1972), Yurkovskiy (1973), Shippel and
Hallberg  (1973) and Lech  (1977)  permit drawing the following conclusions with
respect  to  the basic  mechanisms  of exchange of  nitrogen,  phosphorus,  and
silicon compounds  in  the  "water-bottom sediment" system.

     Desorption of  phosphorus  compounds  from the bottom  sediment primarily
occurs  in the  form of phosphates whose  transition to  the  aqueous phase and
reducing  conditions of  the  medium  is basically  due either  to concentration
diffusion  or an  increase  in the solubility of the  phosphoric  acid potassium
and  iron  salts  accumulated  in the sediment.  Biochemical dephosphorylation of
the  organic  matter  in  the  sediment also  plays  a  determining role  in this
process.   The  identity  of  the  physical-chemical  properties  of the phosphate
and  silicate anions  forms the  basis  for  hypothesizing that  the  changes  in
solubility and  the ion exchange reactions in the Si03 "-Ca-Fe"  system are also
the  basis for  desorption of  silicon.    The yield  of  nitrogen  is basically
determined  by  anaerobic  ammonification  of  organic  matter with   subsequent
dissolution of  ammonium salts.
                                       186

-------
     The data on special vertical zoning of the "water-bottom" system obtained
over many years  allowed conducting a statistical  study  of the functions AP =
f(Eh) and  AP = f(Kn ),  where AP is  the difference  in the  concentration of
                   U2
phosphate in the  5  cm contact layer of  water and at a distance of 0.5 m from
the bottom.  This  index has been used as  an  indirect criterion of the nature
and intensity of exchange.

     As indicated by  the results obtained, in the 20-25°C temperature range,
the limit values  of the oxidative-reducing potential of  the surface layer of
sediment and the  concentration of oxygen in the contact zone of the sea which
cause a change in the direction of migration of biogenic elements are, respec-
tively, equal to 20 mV and 4.5 ml/liter (60% saturation).

     The results of laboratory simulation of exchange processes have confirmed
these limit values for Eh and Kn  (20 mV and 3.5 ml/liter).  This also allowed
                               U2
estimation of the diffusion coefficients for biogenic elements from the bottom
sediment of  the  bottom layers of the sea.  Based on average data, the latter
consist of  4'10-3 mVday  for phosphates  and  silicates,  and  10-2  mVday for
ammonium.

     According to the  calculations  performed, the mean rates of desorption of
phosphate, silicon, and  ammonium nitrogen from bottom residue in the Azov Sea
were equal to 7, 190, and 150 mg/m2 per day, respectively.

     Together with the materials on the duration of stagnation in the areas of
distribution of the oxygen deficiency in bottom layers,  the data cited allowed
establishment of  the  fact  that  desorption of phosphates,  ammonium nitrogen,
and  silicic acid  from  the  sediment  in  the  bottom layer of  the Azov  Sea
consisted of an  average of 1.5,  28, and  35 thousand tons/year, respectively,
for the period investigated (1970-77).

     The values  cited  consist of approximately 27 and 20% of the total  intake
of  nitrogen and phosphorus  compounds  from  other  external  sources  (river
drainage, precipitation,  conversion of shores, exchange with  the  Black  Sea),
and thus objectively demonstrate the exclusive role of desorption processes in
formation of the chemical bases of marine productivity.   Characteristically,
the  amount  of   desorbed nitrogen  and  phosphorus  for  the  period  analyzed
consisted  of approximatly 50%  of  their  discharge with   river  water,  and
drainage basins with an area greater than 500,000 km2 on the average.

     The significant role of exchange processes in the biogenic balance  of the
Azov Sea  is  not a regional exception.   In particular, according to the  calcu-
lations of Yurkovskiy  (1973), the amount of mineral  phosphorus  desorbed from
sediment consisted  of  more than  58,000 tons only in the Silurian basin  of the
Baltic  Sea   for  the  stagnation  period  of 1931-33  and  1935-59.   Yurkovskiy
(1973), Fonselius  (1972),  and Sjoberg  et aJL  (1972) believe that diffusion of
phosphates from bottom sediments is a factor which enriches the entire aqueous
layer of the Baltic Sea.

     Based on  the above,  it  is possible  to  speak  of  the  difference  in the
chemical-biological reactions  of the benthoic and pelagic  regions  of  the sea
in pollution of the "water-bottom" contact zone.

                                       187

-------
     In  the  first case,  the reaction  takes  place according  to the scheme—
accumulation of  pollutants,  increase in BOC, depletion of oxygen reserve, and
formation  of  anaerobic or  similar situations.  The  negative  effects of this
situation  for  the biocenosis  in  the contact zone  are  obvious and require no
commentary.

     In the second case, a decrease in the oxidative-reducing  potential of the
contact zone, up to the onset of reducing conditions, sharply  activate desorp-
tion of  biogenic elements in the  surface layer of  the sediment and enrichment
of  the  bottom  and  overlying  layers  of the  sea.   The  last  circumstance is
certainly  a  factor  which   to  some  degree  stimulates  processes  of primary
production  of organic  matter  for  the  organic life  and  the  pelagic  zone in
general.   In contrast  to the benthoic  zone of  the  sea, the possibility of
partial, total,  or excessive compensation of the negative production effect of
the toxic  influence of pollutants  is also totally real in this case.

     This  interpretation  of  the   facts  presented in  the  report  is  still
inadequately supported by a  system of empirical evidence.  It  is still to some
degree  a  hypothesis  whose development  and  refinement  would  obviously be
facilitated  by a more objective understanding  of the complex biogenocenolog-
ical consequences of  pollution of  the sea.


                                   REFERENCES

Aleksandrova, Z. V.,  and  A.  M. Bronfman.  1975.  Exchange of biogenic elements
     in  the  "water-sediment" system and  its  role in formation of the chemical
     bases of marine  productivity.  Okeanologiya 15(1).

Aleksandrova,  Z. V. ,  and M. G.  Romova.   1977.  The  role  of sediment in the
     formation  of  bottom oxygen deficiency.  In  The  Biogeography of the Azov
     Sea and  Its Basin.   Leningrad.

Ayvazova,  L.  Ye.,  and M. V.  Fedosov.   1972.   The  solubility  of phosphates in
     sea water.   In  Studies in  Theoretical  and  Applied  Marine Chemistry.
     Nauka Press, Moscow.

Bronfman,  A.  M.    1976.    Alternative   solutions  in  the  economic-ecologic
     problems  of the  Azov Sea basin.  Jji  Problems of Marine Economics.  No. 5,
     Odessa.

Bronfman,  A.  M. ,  and A. B. Gorstko.   1978.   Quantitative evaluation of  some
     chemical-biological  consequences  of pollution  of the  sea by  petroleum
     products  and detergents.  Eokologiya No. 2.

Fillos,  G. ,  and H.   Biswas.   1976.   Phosphates release  and   sorption by  Lake
     Mohegan  sediment.   J.  Environ.  Eng.   Div.  Proc.  Amer.  Soc.  Civ.   Eng.
     102(2).

Fonselius,  S.   H.    1972.    On  biogenic  elements   and  organic matter  in the
     Baltic.   Ambio  Spec. Rep. No.  1.

Hatchinson,  D.   1969.  Limnology.   Progress  Press,  Moscow.

                                        188

-------
Lars, K.  N.   1974.   Mud-water exchange of  phosphate and other  ions  in  undis-
     turbed  sediment cores and  factors affecting  the exchange rates.   Arch.
     Hydrobiol. No. 2.

Lech,  K.   1977.   The  mechanism of  phosphate buffering  in the water-bottom
     sediment system.  Pol. Arch. Gidrobiol. 24(2).

Martynova, M. V.  1973.  The problem of diffusion migration  of dissolved forms
     of nitrogen from sludge in  the bottom  layers of water.   In  Interaction  of
     Surface  and  Subterranean  Effluents.    Moscow  University  Publ.   House,
     Moscow.

Oertzen,  J.  A.  von.   1972.  Marine pollution:   a problem for marine  biology.
     Biol. Rdsch.

Pirogova, M.   V.   1953.   Chemical exchange  between  the bottom and water layer
     in the Black Sea.  Gidrokhimicheskiye  materialy,  Vol. 31.

Rowe, G.  T. ,  C.  H.  Clifford, K. L. Smith,  and R. L. Hamilton.   1975.  Benthic
     nutrient regeneration and its coupling to primary productivity in coastal
     waters.   Nature 255(5505).

Shippel,  F.  A.,  and R.  0. Hallberg.  1973.   (Illegible) phosphate exchange  at
     the  sediment-water interface. Oikos 24, suppl.  15.

Sjoberg,  S. ,  F.  Wulff,  and P. Wahlstrom.   1972.   The use of computer simula-
     tions for systems ecological studies in the Baltic.  Ambio  1(6).

Vernadskiy, V.  M.   1960.   Biosphere.   Selected  studies.   Vol.  5,  Akad.  Nauka
     SSSR Press, Moscow.

Yurkovskiy, A.  K.   1972.   The role of  iron humate coagulants in accumulation
     of  phosphates  in  the  death of stagnation basins  in  the Baltic  Sea.  Jji
     Studies  in Theoretical and  Applied Marine Chemistry, Nauka  Press, Moscow.

Yurkovskiy, A.  K.   1973.   The significance of  some chemical processes  in the
     benthoic layer of deep water basins in the dynamics of  mineral phosphorus
     reserves in  the Baltic Sea.  TJI Fish  Breeding Studies  in  the Baltic Sea
     Basin, No. 10, Zvaygzne Press, Riga.
                                        189
                                                            OUSGPO: 1982—559-092/3415

-------