United States
Environmental Protection
Agency
Municipal Environmental Research  EPA 600 279127
Laboratory            August 1979
Cincinnati OH 45268
Research and Development
Optical  Detection  of
Fiber Particles in
Water

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                 RESEARCH REPORTING SERIES

 Research reports of the Office of Research and Development. U.S. Environmental
 Protection Agency, have been grouped into nine series. These nine broad cate-
 gories were established to facilitate further development and application of en-
 vironmental technology. Elimination  of traditional grouping  was consciously
 planned to foster technology transfer and a maximum interface in related fields.
 The nine series are:

       1   Environmental Health Effects Research
      2.  Environmental Protection Technology
      3.  Ecological Research
      4.  Environmental Monitoring
      5.  Socioeconomic Environmental Studies
      6.  Scientific  and Technical  Assessment Reports (STAR)
      7.  Interagency Energy-Environment Research and Development
      8.  "Special"  Reports
      9.  Miscellaneous Reports

 This report has been assigned to the ENVIRONMENTAL PROTECTION TECH-
 NOLOGY series. This series describes research performed to develop and dem-
 onstrate instrumentation, equipment,  and methodology to repair or prevent en-
 vironmental degradation from point and non-point sources of pollution. This work
 provides the new or improved technology required for the control and treatment
 of pollution sources to meet environmental quality standards.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia 22161.

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                                       EPA-600/2-79-127
                                       August  1979
OPTICAL DETECTION OF FIBER PARTICLES IN WATER
                     by
     S. R. Diehl, D. T.  Smith,  M. Sydor
            Department of Physics
       University of Minnesota, Duluth
          Duluth, Minnesota  55812
           Grant No. R804361-02-0
               Project Officer

               Gary S. Logsdon
      Drinking Water Research Division
 Municipal Environmental Research Laboratory
           Cincinnati, Ohio  45268
 MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
     OFFICE OF RESEARCH AND DEVELOPMENT
    U.S. ENVIRONMENTAL PROTECTION AGENCY
           CINCINNATI, OHIO  45268

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                                 DISCLAIMER
     This report has been reviewed by the Municipal Environmental Research
Laboratory, U.S. Environmental Protection Agency, and approved for publica-
tion.  Approval does not signify that the contents necessarily reflect the
views and policies of the U.S. Environmental Protection Agency,  nor does
mention of trade names or commercial products constitute endorsement or
recommendation for use.
                                     ii

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                                  FOREWORD
     The Environmental Protection Agency was created because of increasing
public and government concern about the dangers of pollution to the health
and welfare of the American people.  Noxious air, foul water, and spoiled
land are tragic testimony to the deterioration of our natural environment.
The complexity of that environment and the interplay between its components
require a concentrated and integrated attack on the problem.

     Research and development is that necessary first step in problem
solution and it involves defining the problem, measuring its impact, and
searching for solutions.  The Municipal Environmental Research Laboratory
develops new and improved technology and systems for the prevention, treat-
ment, and management of wastewater and solid and hazardous waste pollutant
discharges from municipal and community sources, for the preservation and
treatment of public drinking water supplies, and to minimize the adverse
economic, social, health, and aesthetic effects of pollution.  This publica-
tion is one of the products of that research; a most vital communications
link between the researcher and the user community.

     Water filtration for asbestiform fiber removal has been studied at
Duluth, Minnesota and Seattle, Washington, and a 30 million gallon per day
plant has been built and is operating at Duluth.  This report describes
research to develop a rapid means of detecting fibers in water so that the
quality of potable water can be monitored as it is actually being produced,
in contrast to days or weeks of delay necessary for electron microscope
analysis.
                                       Francis T. Mayo, Director
                                       Municipal Environmental Research
                                       Laboratory
                                     111

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                                  ABSTRACT
     Light scattering by individual particulates is used in a multiple-
detector system  to categorize the composition of suspended solids in terms of
broad particulate categories.  The scattering signatures of red clay and
taconite tailings, the two primary particulate contaminants in western Lake
Superior, along  with two types of asbestiform fibers, amphibole, and chryso-
tile, were studied in detail.  A method was developed to predict the
concentration of asbestiform fibers in filtration plant samples for which
electron microscope analysis was done concurrently.  Fiber levels as low as
5 x 10  fibers/liter were optically detectable.  The method offers a fast
and inexpensive  means for measuring, either on a continuous basis or as
discrete samples, the fiber levels of filtration plant output.  Further
calibration of the instrument could enable analysis for other specific
particulate contaminants as well.

     This report was submitted in fulfillment of Grant No. R804361-02-0 by
the University of Minnesota, Duluth Department of Physics under the sponsor-
ship of the U.S. Environmental Protection Agency.  This report covers the
period March 8,  1976 to September 7, 1978, and work was completed as of
May 16, 1978.
                                     IV

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                              CONTENTS
Foreword	    ±±±
Abstract	     iv
Figures	     vi
Tables	    vii
Abbreviations and Symbols	viii
Acknowledgment 	     ix

   1.  Introduction  	      1
   2.  Conclusion	      3
   3.  Recommendations 	      4
   4.  Apparatus	      6
   5.  Analysis Method	      7
   6.  Results	      9
            Individual particle types  	      9
            Predicting concentrations  	     12
   7.  Application to Samples Containing Fibers  	     14
   8.  Refinements to the Apparatus	     21

References	     48
Appendix	     50

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                                   FIGURES
Number                                                                   Pagt

  1   Size distribution of fibers found in Duluth drinking water  ....   24
  2   Block diagram of apparatus 	   25
  3   Number of events at the ± 45° detector pair versus  concentra-
        tion for each particle type	26
  4   Region assignments for the ± 45° detectors	27
  5   Region assignments for the ± 90° detectors	28
  6   Region assignments for the + 45° and + 135° detectors	29
  7   Region assignments for the + 45° and - 135° detectors	30
  8   Percent of total counts versus counting region at ± 45°  for
        each particle type	31
  9   Percent of total counts versus counting region at ± 90°  for
        each particle type	32
 10   Percent of total counts versus counting region at + 45°  ,
        -  135° for  each particle type	33
 11   Percent of total counts versus counting region at + 45°,
        +  135° for  each particle type	35
 12   Predicted versus measured  total fibers for Duluth water
        samples and ± 45°  scattering angles	37
 13   Total  counts  at ± 45°  versus  EM total  fiber concentrations ....   38
 14   Predicted versus measured  total fibers for Duluth water  and
        ±  90° scattering angles   	   39
 15   Predicted versus measured  total fibers for Duluth water  and
        +  45°,  - 135° scattering angles	40
 16   Predicted versus measured  total fibers for Duluth water  and
        +  45°,  + 135° scattering angles	41
 17    Predicted versus measured  total fibers for Seattle  raw water ...   42
 18    Predicted  versus measured  total fibers  for Seattle  finished
        water	43
 19    Comparison of predicted  total  fibers and EM measurements for
        data  collected  using  the modified apparatus   	   44
 20    Prediction of amphibole  fibers  versus  the  EM measurements for
        the modified  apparatus 	   45
 21    Particle  counter  data versus EM amphibole  fiber counts 	   46
22   Particle  counts versus EM  total fiber  counts 	   47
                                    VI

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                                   TABLES
Number                                                                  Page
  1   Coefficients of for the ± 45° fit to Duluth filtered  water  ....  16




  2   Coefficients for ± 90° fit	17




  3   Coefficients for the + 45°,  - 135° fit	18




  4   Coefficients for the + 45°,  + 135° fit	18




  5   Coefficients for the fit to  Seattle raw water	20




  6   Coefficients for the fit to  Seattle filter water 	  20
                                     vii

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                     LIST OF ABBREVIATIONS
ADC        — analog to digital converter
A/D        — analog to digital
C          — coincident
EM         — electron microscope
Hz         — hertz
mm         — millimeter
N          — non-coincident
SAD        — selected area diffraction
sec        — second
ym         — micrometer
Mg         — microgram
Ug/J,       — microgram per liter
°C         — degree centrigrade
                                   viii

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                               ACKNOWLEDGMENTS


     We would like to offer our sincere thanks to the personnel at the
Duluth Filter plant for their cooperation.  We are also especially grateful
to the people of the Lake Superior Basin Studies Center who were involved
with the collection of the electron microscope data.  Their dedication and
assistance were greatly appreciated.
                                     IX

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                                  SECTION 1

                                INTRODUCTION
     Over the past several years the presence of fibrous asbestiform parti-
culates has been observed in a number of municipal water supplies throughout
the U.S.  The possible health hazard which these fibers present has spurred
a great deal of interest in the problems of detection and removal of the
submicroscopic particulates in water.  While the removal of amphibole-
asbestos has reached a high state of the art in the Duluth, Minnesota
filtration plant, advanced detection techniques have been slow in developing
and investigators have been forced to rely on tedious and time consuming
methods.

     Electron microscopy and x-ray diffraction techniques are the most widely
used in the detection of asbestiform fibers.  Both techniques require expen-
sive equipment, tedious sample preparation, and have other severe limitations
X-ray diffraction has a very low detection sensitivity (^ 10 ug)l»2 and
requires a relatively large amount of asbestiform material, thus necessita-
ting filtration of a very large volume sample, (over 50 liters has been
needed for some clean samples).  Filtration of large volume samples creates
problems since the filters often become completely plugged .with suspended
material, such as the aluminum hydroxide present in filter plant effluent,
making the collection of enough asbestos material for analysis impossible.
                                                                       o
     Electron microscopy has good sensitivity (0.1 pg has been claimed)  but
is both costly and time consuming requiring from several hours to two days
for one sample analysis.  Electron microscope results are also highly depend-
ent upon the method of sample preparation and interpretation by the observer
doing the actual counting.  Thus repeatability is poor and the error for a
particular low-concentration sample can be very high.

     The purpose of this paper is to introduce a new technique for the
detection of submicroscopic fibers which is fast, inexpensive, and has demon-
strated high repeatability.  The method employs single-particle scattering
in which a focused laser beam passing through a liquid sample illuminates
single particles at the focal point of a system of detectors.  The signal
received at the detectors is recorded sequentially for each particle drift-
ing through the focal point.  At the end of the test the data are analyzed
for particle type and particle concentration.  Thus far, the primary purpose
has been to detect rod-like particles and the data has been correlated only
to fibrous particles, but other particle symmetries can be discerned with
proper calibration procedures.

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      The scattering of electromagnetic waves by dielectric objects has
 received much attention over the years.  The fundamental theory was given by
 Lord Rayleigh in 1871-5 and has been extended by many others since then.   The
 theory is straight-forward for the cases in which the scattering bodies  are
 very small (Rayleigh  Scattering), or very large (geometrical optics)
 compared to the wavelength of the incident radiation.  However, the mathe-
 matics for the so-called "resonance region," in which particle dimensions are
 of the same magnitude as the wavelength, is complex.  In this region the
 complete wave nature of the incident radiation must be considered.  While
 early solutions to the scattering problem were found for spheres in three
 dimensions, (Mie theory)6»7 ancj infinite circular cylinders >>° in two
 dimensions, only recently have solutions been obtained for arbitrarily shaped
 bodies including finite circular cylinders.

       Work by Barber and Yeh^ as well as that by Birkhoff et al.   has shown
 that the scattered radiation from rod-like particles is dependent upon the
 angle of incidence to the radiation field.   Mie theory demonstrates that the
 radiation pattern of spherical particles depends only upon particle size and
 index of refraction and has complete symmetry about the optical axis.
 Observing the symmetry of the scattered light of single particles in a
 monochromatic beam should thus allow for the discrimination of needle-like
 particles from a mass of other particles in a sample.

       The problem is complicated by the fact that the actual radiation
 patterns for  both spheres and cylinders show many maxima and minima.   The
 books by Van  de Hulst" and Born and WolfH  give radiation patterns for
 spheres  in the resonance region.   Patterns  for cylinders in various orienta-
 tions can be  found  in the works by Barber and Yeh ,  Farone and Kerker^ ,  and
 Kerker,  Cooke,  Farone,  and Jacobsen  .   Particles of other than spherical or
 cylindrical symmetry (e.g.  ellipsoids)  also show characteristic multiple-lobe
 radiation patterns".

      Asbestos  fibers  occurring in the  environment  are commonly of a  size
 which places  them within  the  resonance  region of visible light (Figure 1).
 Thus  the  detection  of  these particles cannot  be carried out by commonly
 available instruments  using volume reflectance measurements based upon Mie
 or Rayleigh   scattering.   Furthermore,  volume scattering has been shown  to
 be of limited usefulness  for  the  detection  of particles which lack charac-
                                                    -l /  -i C
 teristics that produce a  volume interference  effect14'-1- .   Identification
 should be possible,  however,  by observations  of the  symmetry of the
 scattered light from  individual particles.  However,  the problem is compli-
 cated by  the fact that the  fibers  exist  in  a  medium  containing many other
 particles of varying shapes and sizes.   It  is thus necessary to find  a
 scattering signal unique  to needle-like  particles amid  a great deal of back-
 ground "noise" due  to other suspended particles.

      To  this end an instrument has been  designed using  multiple detectors to
monitor the symmetry of the scattered light due to single  particles in a
 laser beam.  Comparison of  the  scattering signal  to  electron microscope
 fiber counts for each sample allowed the  extraction  of  the  fiber signature
 from the background noise.

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                                  SECTION 2

                                 CONCLUSION

     The multiple-detector scattering method has shown itself to be of
considerable value for the measurement of fiber concentrations in water.   If
calibrated with a sufficient amount of EM data, the method actually yields
results which are more accurate than a single standard EM fiber analysis.
Furthermore, it seems likely that any particle type whose size is on the
same order of magnitude as the wavelength of the incident beam could be
distinguished from a background of other particulates.  They need only to
differ in shape or the index of refraction.  However, routine calibration
checks should be made and the calibration criteria should be updated as
additional data becomes available.  Checks on irregularities of filtered
product could also be built in.

     Once completely programmed, the microcomputer will make the apparatus
portable and extremely easy to operate.  After answering a few questions
from the keyboard about such things as the desired test duration, the
operator must only wait for the concentrations to be displayed.  If needed,
the apparatus could be modified to function as an on-line monitoring device
with the most recent fiber concentrations continually displayed.  In fact,
the increased rate at which the particles would be carried through the beam
in a flow-through system would mean an increase in the accuracy of the meas-
urements for a given test duration.

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                                   SECTION 3

                                RECOMMENDATIONS
      An optical method for the detection of fibers  in water  has  been
 constructed to provide a capability for checking the  effectiveness  of  filtra-
 tion processes for removing fibers.  The method differs  from a turbidity
 meter in that it provides not only the information  on total  turbidity  as does
 an ordinary turbidity meter or particle counter, but  also  provides  informa-
 tion on the actual fiber count.   Thus, even if  the  total turbidity  remains
 relatively steady but the fiber removal process is  not working properly, the
 instrument would sound a warning within several minutes.   This feature is
 quite essential in monitoring plants where  most of  the turbidity is due to
 particulates other than the fibers.

      The instrument works on the principle  of optical categorization of
 turbidity samples particle by particle.   In this method  particulates are
 identified by their light scattering envelope.   A particle illuminated by a
 beam of light scatters photons in various directions  with  intensities  which
 depend on particle size,  its shape, its relative index of  refraction,  and
 its  orientation in the beam.   The scattered light envelope is thus  character-
 istic of the physical properties of the particle.   In this apparatus
 individual particles drifting through a tiny volume of space are viewed
 simultaneously by several detectors.   The set of signals from the detectors
 are  fed into a microprocessor-computer which automatically identifies  the
 set  of  simultaneous pulses as those belonging to a  scattering envelope
 characteristic of a certain species of particulates.   Thus,  by counting the
 abundance  of various species  of  particulates we can determine the composition
 of the  suspended  solids  on a  statistical  basis.   In the  case of  monitoring a
 filtration plant  output  the instrument can  be programmed to  record only the
 concentrations  of  fibers  and  the total particulate  count.  The system  is
 calibrated  for  detection  of  a specific particulate  category, by  using
 electron microscopy data  for  that  species in conjunction with scattering
 information.   The  instrument  remains  in calibration provided no  new major
 species  of  particulates  is  introduced  into  the  background  and the optical
 surfaces remain aligned and clean.  Thus, one would anticipate,  for mainten-
 ance purposes, a monthly  check on  the  optics and  a  semiannual check on
 calibration.

     The present  system  is  a  bench  type instrument  but the method should be
modified and applied  to an  on-line  operation where  it  could  greatly improve
 the monitoring of  the  fiber removal process.  The basic components and rough
costs for a  system  are: light source  ($2,000),  circuitry and detectors
 ($1,000), machining  of chamber and  detector mountings  ($3,000), and

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microprocessor and programs ($4,000).  The cost of calibration would be
around $8,000 plus the cost of electron microscope data.

     The system can be constructed to require minimal operator skill to read
out fiber count and perform routine tests on the operation of the system.
The entire method can be reduced to simple push button operation.  Actually,
for reasonably skilled operators, the instrument is flexible enough to
provide a facility for testing of plant operation efficiency and for data
compilation and recording.

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                                   SECTION 4

                                   APPARATUS
      The  schematic  for  the  apparatus  is  shown in Figure 2.  A laser beam
which is  focused  to a diameter of  . 1  mm  passes  through a water sample
containing  suspended particles.  Six  photodiode detectors are mounted around
the  sample  at  the angles  ±  45°, ±  90°, and ± 135° to the incident beam.  As
individual  particles drift  through the beam, the resulting scattered light
produces, at each detector  output, signals which appear as a series of pulses
of various  sizes  and shapes with an average width of about .2 - .3 seconds.

      A lens in conjunction with a  narrow aperature increases the light
gathering ability of each photodiode  and yet limits the length of the beam
viewed by the detectors to  1 mm.   This,  together with the narrow beam
diameter, ensures,  for low concentration samples, that only single-particle
events are viewed by the detectors at any time.  In addition, since each lens
subtends an angle of about 10°, all the  light scattered in a cone toward the
lens  is detected  by  the photodiode producing an integrated signal which
smooths out the narrow angular fluctuation of the scattered light.

     An analog to digital converter was designed to simultaneously sample any
two of the six detectors at a 15 Hz rate (by integrating for 1/15 second),
and transmit the data by telephone directly to the university computer where
it was stored for future analysis.  A higher sampling rate was not possible
due to the fixed  transmission rate of the computer phone link.  To observe
adequately the characteristics of  the scattering signal, a two channel
digital storage device was used to sample and display a 5 or 10 second time
segment of the two detector output.

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                                  SECTION 5

                               ANALYSIS METHOD
     In considering the scattered signal by examining simultaneous pulse
heights for the six detectors many sampling schemes were possible.  Three
pairs of viewing angles were initially chosen: ± 45°, ± 90°, and + 45° with
- 135°.  A fourth combination at + 45° and 4 135° was added later.  The
polarization plane of the laser beam was always held perpendicular (vertical)
to the plane of the detectors.  The parallel case was also examined but was
not considered in detail.

     To measure accurately the concentrations of unknown samples, the number
of events seen per unit of time for any given sample should remain constant
and should be proportional to the concentration of particulates.  It was
found, however, that weak convection currents caused by the difference in
temperature between the sample and its surroundings were able to influence
the rate at which particles drift through the beam.  In fact, the event rate
for a typical sample chilled to near 0°C prior to testing, slowly dropped
over an 8 hour period to about one-fourth of its starting value.  After 24
hours with the sample near equilibrium, particles would cease to travel
directly through the beam and would on occasion appear to rotate or move
repeatedly in and out of the beam.

     The following test procedure was thus implemented to improve repeat-
ability and to obtain a high event rate:

1)  The sample was first refrigerated at near 0°C for at least 12 hours.

2)  One hour prior to testing, the sample was vigorously agitated to
    thoroughly resuspend the particles and then again refrigerated to allow
    bubbles to dissipate.

3)  The sample was removed from refrigeration one-half hour prior to testing.

4)  Ten minutes prior to testing, the sample was gently agitated to resuspend
    any settled particles and placed in the scattering chamber.

5)  Using the A/D converter, ten mintues of detector data was sent to the
    computer for each angle pair.

     Once data files were created for a sample, all the advantages and
options of the computer were available for data analysis.  A program was
written which first searched each digitized detector output for a repetitive
minimum, i.e. baseline, to use for the detector zeros.  The program then

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searched the data for peaks.  Once a peak was located, its height and the
level of the signal in the accompanying detector were stored in memory.
However, only events which exceeded a predefined cutoff set sufficiently
above the noise level were stored.  If the accompanying detector also
produced a peak, i.e. if the peaks occurred simultaneously, the zero-
corrected peak heights were stored together and labeled as a "coincident"
pair.  Otherwise, the event for a given detector was labeled as non-coinci-
dent.  In order to reduce the uncertainty between the measured and actual
peak heights due to the finite sampling rate, the stored value for the peak
height was averaged over the adjacent digital sampling times.

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                                  SECTION 6

                                   RESULTS
INDIVIDUAL PARTICLE TYPES

     Files for the peak heights and the corresponding coincidence informa-
tion were created from the original digitized data for a variety of different
particle types.  Amosite, red clay, and taconite tailings in two size ranges,
< 2 ym and 2-5 ym, were studied.  Information on spherical scatterers was
provided by data from .6 and 1.1 ym uniform latex spheres.  Canadian chryso-
tile with an average fiber length of 2 - 3 ym was also investigated.  Four
concentrations of each sample type were tested as a cheek on linearity and
our dilution techniques, and each sample was run at least twice as a check
on repeatability.

     A plot of the total number of events at the ± 45° detector pair versus
concentration can be seen in Figure 3 for the smaller particle size range.
Each sample counting rate was corrected for background by also testing the
water used for sample dilution.  The counting rate from background water was
subtracted from the counting rates for the samples.  The plotted points in
Figure 3 appear quite linear, and the small deviations from the straight-line
fits could easily arise from any number of factors including sample contami-
nation or sample dilution errors which are always possible at such low
concentrations.  For the < 2 ym range at higher concentrations, the maximum
spread in the total number of events changed less than 5% after repeated
testing with the ± 45° detector pair.  The spread was less than 10% for the
other three detector pairs.  The lower gain and the improved zero stability
of the ± 45° detector configuration may account for this difference.  Fluctu-
ations in the number of events were a little more noticeable for the larger
particle sizes.  In such cases changes in particle settling rates become
noticeable even with small deviations in the test procedure.

     Distribution plots for both the coincident and non-coincident events
can be found in the appendix for each of the particle types.  Only the ± 45°
and the + 45° with - 135° detector pairs are shown in detail.  The results
for the ± 90° and + 45° with +  135° pairs are similar.  The ± 45° data were
categorized by sorting the events into a 21 x 26 element array on a plot
representing maximum pulse height along one axis and pulse ratio along the
other.   The pulse ratios for coincident events were obtained by dividing the
smaller of the two peaks by the larger to give ratios always less than one.
For the non-coincident events the ratio value was taken as the level of the
detector at which no pulse occurred divided by the peak height found at the
opposite detector.   Because of the symmetry of the ± 45° detectors, no

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 information is lost by plotting ratios in this fashion, but instead,  the
 number of events of a given ratio are in effect doubled.   It was hoped that
 the pulse ratios would tend to be independent of particle size but dependent
 on particle type.

      For the distribution plots with the detectors at + 45° and - 135°,  the
 events were sorted into an array either by peak height versus peak height
 in the case of coincident events or by peak height versus the level of the
 opposite detector for the non-coincident events.  Because of the lack of
 symmetry of the + 45° and - 135° detector pair with respect to the beam, the
 non-coincident events were categorized separately for the + 45° from  those
 which occurred at the - 135° detector.

      All the samples of each particle type were combined  to reduce statist-
 ical fluctuations between adjacent array elements.  The distributions were
 background corrected by smoothing both the sample array and the background
 array and then subtracting the corresponding array elements.   (The smoothing
 was done in a manner which conserved the total number of  events and allowed
 a  change of at most four events per array element.)   To compare between
 particle types, the arrays were normalized by dividing the number of  events
 in each element of an array by the total number of events.   Thus each
 contour line on the pulse height versus pulse ratio  array represents  a line
 of equal event probability given in percent.   To avoid the loss of data,
 whenever a large peak went off scale,  the event was  summed into a location at
 the array boundaries.   This accounts for the concentration of contour lines
 seen near the boundaries of the arrays,  particularly for  the runs represent-
 ing the larger particle types.   For the ± 45° non-coincident case,  events
 with ratios larger than 1.0 were summed into the edge array locations.   The
 contour lines  are also artificially compacted near the lower  boundaries
 because of  the cutoff  level.

      The distribution  plots for the .6 ym latex spheres reveal  a number  of
 peculiarities  of  the  equipment  and the method.   Due  to spherical symmetry of
 the latex particles,  light should  scatter symmetrically about the beam in
 the plane of  the  detectors.  Thus  one  would  expect for the  ±  45° detector
 pair  that all  of  the  events would  fall in the coincident  plot and have
 ratios  of exactly one.   Obviously,  this  is not  exactly the  case.   Although
 most of  the  events  did bunch up on the coincident  distribution  plot near the
 1.0 ratio boundary, about  25% of the events  fell  in  the non-coincident plot.
 One explanation for this  is that the detectors  are slightly  out of  align-
 ment, and consequently,  the lengths  of  the beam viewed by each  detector  do
 not completely  overlap.   An occasional  particle could  be  seen by one
 detector  and not  the other,  which  would  primarily  account  for the events with
 low ratios.

     The  remainder  of  the  non-coincident  events, however, result  from the
 interaction of  the  low A/D converter resolution with  the  cutoff  level.  Due
 to the ±  1 bit  out  of  7 bit  (1.5%  of full scale) accuracy of  the  A/D
 converter, it is  possible  for a pulse  to just exceed  the  cutoff  level  of one
detector  but not  the other.  Such  an event would thus  be defined  as non-
coincident.  This is especially noticeable for  + 45° and  - 135   detectors
where the light scattered  by the .6  ym latex  spheres seldom if  ever exceeded

                                     10

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the - 135° detector cutoff and most of the events were labeled as non-
coincident.

     The apparent concentration of events on the ± 45° plots at a few parti-
cular ratios is also caused by the finite step size of the A/D converter'.
At low peak heights the ratios begin to take on noticeably discrete values
due to the division of one small integer value by another.  It should be
noted here that the Gaussian-shaped beam intensity and slow sampling rate
also produced a significant spread in the measured peak heights, despite the
uniformity of the latex spheres.  But since such deviations from the mean
peak height are the same at both detectors, the ratios should be unaffected.

     To make quantitative measurements of the amounts of various types of
suspended solids found in an unknown sample, it is necessary that each
particle type must have its own scattering signature.  Aside from the more
obvious differences due to particle size, however, the pulse height and pulse
ratio distribution plots for the various particle types, excluding the latex
spheres, all have a somewhat similar pattern.  This is not surprising when
one considers the asymmetric nature of such particles.  For example, under
the electron microscope, many red clay particles appear as eliptical plate-
lets which could at least in some orientations scatter light in a fashion
similar to the fibers found in the amosite and chrysotile samples.  The wide
variation in particle size and shape found even in just one general particle
type also tends to wash out any characteristic features of the scattered
light.

     However, significant differences do exist.  The ± 45° distribution plots
for < 2 um red clay have nearly twice the number of coincident events with
ratios near 1.0 than does any of the other particle types.  This simply
suggests that the smaller red clay particles tend to be mojre spherically
symmetric.  Comparing the red clay (< 2 um) and tailings  (< 2 ym) contour
plots to the plots for amosite (< 2 ym) and chrysotile for the ± 45° non-
coincident distributions, one observes a shift in amosite and chrysotile
toward low pulse-height ratios.  The samples of larger particle size (2-5
um) also showed pronounced differences; amosite produced more high-intensity
off-scale coincident events than did red clay even though red clay generated
more events with intermediate peak heights.  Some of the contour plots also
revealed a few pronounced maxima.  Chrysotile, for instance, has a build-up
of non-coincident events at the ratios of .2 and .5 on the ± 45° detector
pair plots.

     Similar differences exist for the + 45° and - 135° detector pair.  Red
clay again had the highest percentage of coincident events with small peak
heights.  On the - 135° non-coincident plot, chrysotile produced a maximum
in the number of events which is over four times higher than the same region
for other event distributions.  The association of fibrous material, spheres,
and block particles with certain regions on the pulse height and pulse ratio
plots provide a means of categorizing the signals in unknown samples into
fibrous and nonfibrous particle types, and a means for predicting particle
type concentrations.
                                     11

-------
 PREDICTING CONCENTRATIONS

      Since the event distributions showed significant differences  for
 particle types, it should be possible to make quantitative predictions about
 the concentration of an individual particle type in a sample.   Consider
 subdividing the event distribution plots of an unknown sample  into n smaller
 regions.  In any given region the event rate, i.e.  the number  of events per
 unit time, should be proportional to the concentrations of the various
 particle types.  Thus, for all of the n regions one has a system of equations
 of the form:
    Nl -
                                   bl C2
                                                                    (1)
                      N  =
         a  C  + b  C  + c  C0 +
          n  1    n  2    n  3
 where N ,  N   .  .  . ,  N
        1    •<-           n
       C-. ,  C-,  C  ,  .  .
 and    a  ,  b  ,  c  ,  .  .  .
       = the event rate in each region,

       = the unknown concentrations of various types of
         suspended solids,

       = the coefficients of proportionality.
Provided  the  subdivision of  the pulse  height-pulse  ratio distribution
incorporates  a  sufficient number  of  regions to  identify all major particu-
late  types and  provided  the  resulting  system of n simultaneous equations is
linearly  independent, one may  solve  for  each of the unknown concentrations.
For example,  the  equation for C   is given by
Cl " V Nl + V N2 + V N3
                                                         V Nn
(2)
where a ', b-i'> c-i"> ^i '•>  •  •  • are functions of the original a's, b's, c's,
d's, . .  . etc.  So each unknown concentration can simply be expressed as a
linear sum of the event rates of the n regions.

     In practice it is desirable to keep the number of unknowns to a minimum,
i.e. group the categories of particles which are not of interest into broader
regions.  Unfortunately, it may be necessary to subdivide a classification of
a specific category of particles if the constituents vary independently from
sample to sample.  For example, particles labeled as "fibers" may have to be
grouped by type or perhaps even length.  To obtain total fibers, however, one
just sums the individual equations which again results in a linear sum of the
n region event rates, but with different coefficients.
                                     12

-------
     Solving for the necessary coefficients by experimenting with each
individual particle type which is present in an unknown sample would usually
be impractical, especially if one is only interested in the level of some
specific contaminant.  In fact, it may not be possible to isolate or identify
some of the background particulates.  One approach is to test samples whiph
contain various known amounts of the particle type that one desires to
identify and an independently varying amount of other background particulates.
Linear-regression analysis can then be used to find the set of coefficients
which gives a least-square fit to the measured concentrations of the known
particle type.  The number and the manner of subdivision of the pulse height
regions chosen can be altered until a satisfactory fit is obtained.  It
should be pointed out, however, that if one uses as many variables, i.e.
regions, as there are test samples, the linear regression will produce an
exact fit independent of the actual number of particle types.  Therefore to
obtain a statically valid fit, the number of test samples should be at least
several times larger than the final number of variables.
                                      13

-------
                                   SECTION 7

                   APPLICATION TO SAMPLES CONTAINING FIBERS
      During a six month period, over 60 Duluth and 30 Seattle  water  samples
 were tested for which electron microscope (EM) data was available.   All  of
 the Duluth samples were filter effluent from either the main plant which
 supplies Duluth tap water or from an adjoining pilot plant  operation.  The
 Seattle samples consisted of both pilot plant,filter effluent  and raw  intake
 water.   Since the samples contained measured concentrations of fibers,
 including both amphibole and chrysotile asbestos,  they presented an  ideal
 opportunity to directly test and improve the scattering method for the detec-
 tion of fibers in water.

      Prior to analyzing the filtration plant data,  the pulse height  distribu-
 tion plots for each detector pair were subdivided  into 12 regions in a manner
 which accented the differences seen between  the various test samples of  the
 known particle types:  amosite,  chrysotile, red clay,  tailings,  and spheres.
 This yielded pulse height ratio regions which would differentiate at least
 the tested particle types and possibly others.   The choices for each of  the
 four detector pairs are depicted in Figures  4-7.   Figures 8-11 show  the
 percentage of event types found in each region for  the particle types tested
 and for the Duluth and Seattle samples.   The unique signatures  for various
 particulates is  apparent  at all four of the  detector  pairs.

      Since the EM analysis for  the Duluth and Seattle  samples was performed
 by  independent laboratories using different  techniques,  the two sets of  data
 were handled separately.   Otherwise,  sources of  error  which vary from one
 EM  analysis  to the other  would  make correlation  of  the optical data  to EM
 data difficult.   If  the data  for Duluth and  Seattle samples were to  be
 combined,  the presence of  different background particulates and different
 types and  sizes  of  fibers  would also necessitate a  large number of fitting
 variables,  complicating the interpretation of  the results.

      The primary fiber of  interest  in the Duluth water  is amphibole  asbestos,
 although chrysotile  fibers  are  also present  in smaller  amounts.  The Duluth
 EM  data which we received  included  the  counting  of  amphibole and chrysotile
 fibers  that  were positively identified  using selected-area  diffraction (SAD).
 Other fibers were also  counted  provided  they had the correct morphology,
 such as nearly parallel sides,  even though no SAD patterns  were observed or
 the  patterns were  ambiguous.   (The  usual  3:1  aspect ratio was used to define
 the  cutoff between fibers  and non-fibers.)   The  total number of fibers that
were recorded  per  sample was usually  less than 20,  of which only a few were
positively identified  as amphibole  or chrysotile.   As pointed out by


                                     14

-------
Leineweber^, the statistical uncertainty for such low numbers of fibers is
extremely high, and the resulting spread in the data makes it difficult to
evaluate the quality of the mathematical fits.  To improve the situation,  the
lower concentration samples were grouped by their number of observed fibers
and averaged.  This tends to smear out any sample to sample variations which
might occur.  Even with sample averaging, the number of positively-identified
amphibole or chrysotile fibers was  too  low to attempt a good correlation
with the scattering data, thus only the total number of recorded fibers was
used in the calibration procedure.

     Least-square fits were made for each detector pair to determine which
of the pairs would be most suitable for fiber identification work.  Trial
fits were first computed using all of the coincident and non-coincident
regions, (as many as were permitted by either computer limitations or the
number of samples).  Regions of low significance were then eliminated,
regions which showed similar coefficients were combined, and the subsequent
fit was recomputed.  This iterative process was continued until a satisfac-
tory fit was achieved based on as few region combinations as necessary.

     The ± 45° detector pair produced the best attainable least-square fit
using only six variables.  A plot of the fiber concentrations calculated
using the least-squares fit versus the actual EM fiber data can be seen in
Figure 12 for the Duluth samples. With a standard deviation of only .42
million fibers/liter, the quality of the fit is quite good, and suggests that
the optical scattering method, once calibrated with sufficient EM data, is
actually more accurate than the EM fiber analysis.  When the number of pulse
height-pulse ratio region combinations is reduced still further, the quality
of the fit deteriorates somewhat.  For instance, a four variable fit was
obtained with a standard deviation of .61 million fibers/liter.

     Of the 60 samples tested, only 10 percent were omitted, usually for
obvious reasons such as excessive filter flocculent or fiber clumping.
Seven of the 21 data points represent sample averages.  A constant was added
to the fitting equation to offset error which might shift the data.  Elec-
tronic noise which could inadvertently be counted as an event is one such
source of error.  A random loss of fibers to container walls or in the EM
analysis is also a possibility, as well as sample contamination.

     Shown in Table 1 are the final region combinations and significance
values used to produce the fit.  The coefficient values correspond to the
a', b% and c', etc. of equation (2) where the N^s are the summed event rates
of the listed region combinations.  The significance values, defined as the
absolute value of the product of the coefficient and the average event rate
for each particular region combination yield a measure of the relative
importance of each variable.  As regions were selected to produce the best
fit to the measured fiber concentrations, it became clear that only a few
regions played an important role in particle identification and many of the
peripheral regions supplied only small corrections to the fit.  Thus the
final selection of the peripheral regions was influenced by the statistical
errors associated with the particular set of data used in the calibration.
                                     15

-------
       TABLE 1.   Coefficents for the ±  45°  fit  to Duluth filtered water.
#
1
2

3
4
5
6
C
COEFF.
-.136 x 10"1
-.254
i
.453 x 10
.595 x 10"1
-.157
.950 x 10"1
.279
SIG.
1.336
17.257

3.937
7.020
1.176
11.819

REGION COMBINATIONS
C-l, C-3, N-3, N-4, N-7
C-2, C-12, N-ll

C-7, C-10, N-2
C-4, C-5, C-9, N-9, N-10
C-ll
C-6, C-8, N-8

     The significance values and signs of the coefficients used for identifi-
 cation of particle types  in filtration samples vary in comparison to the
 coefficients found for the samples of known particle types.  For example, the
 coincident regions 6 and  8 associated with the most significant positive
 coefficient for filtration plant samples are also regions of high red clay
 (< 2 ym) probability (see Figure 8), a background particle type which the fit
 for fibrous particles should suppress.  The main types of background particu-
 lates in the Duluth filter effluent, however, are biological material, mostly
 diatom fragments and bacteria, and aluminum hydroxide globules from the
 filtering process.  Thus  it is not clear just how the test particle types
 such as red clay and tailings actually influence the selection regions for
 fibers in filtration samples, since the red clay and tailings may constitute
 an insignificant fraction of the background of non-fibrous material in the
 samples.  Furthermore, the test samples for known particle types had differ-
 ent particle size distributions than those of the Duluth filtration plant
 samples.  For example, about 25 percent of the amphibole fibers found in the
 amosite samples were greater than 2 ym even though the samples were sized by
 centrifuge to less than 2 ym.  In contrast, most of the fibers in the Duluth
 water were less than 1 ym.

     Another factor which makes the interpretation of the coefficients
 difficult, has to do with the mathematical nature of the fitting equation.
 The condition necessary for a valid fit is not that one particle type be
more probable than another in a given region, but more specifically, that
 changes in the probability differences (and ratios) exist from region to
 region.
                                     16

-------
     One caution concerning the reliability of the fitting equation should be
considered.  If from sample to sample the concentration of a particular back-
ground particle type remains directly proportional to the fiber concentra-
tion, the coefficients will adjust to give a least-square fit to both types
of particulates weighted toward the particle type which  is  more numerous.
Then if the ratio of fibers to this background particulate should ever
change, the equation would predict incorrect fiber levels.  In view of the
fluctuating levels of the various suspended solids found at the filter plant
intake, it is unlikely that this will be a problem provided enough samples
are taken over a long enough period to allow for sufficient variability.

     A plot of the total number of events during each 10 minute test period
versus the EM fiber concentrations for a series of filtration samples is
shown in Figure 13.  Each point in Figure 13 was averaged identically to the
manner used in establishing the original calibration for fiber counts in
filtration samples.  The large dispersion of the points in Figure 13 indi-
cates, as suspected, that the ratio of fibers to the total number of
suspended particles is not constant, supporting the fact that the calibration
actually represents the fiber count.  This result also suggests that a
straightforward particle count alone would be of limited usefulness for
detecting the actual fiber concentrations.  An electron microscope estimate
on all particulate constituents of filtration plant samples would be helpful
in interpretation of the pulse height-pulse ratio categories found for the
filtered water samples.

     Least-square fits to the EM "total" fiber concentrations are shown in
Figures 14 - 16 for each of the other three detector pairs.   The respective
coefficients for equation (2) are found in Tables 2-4.  For the ± 90° and
                    TABLE 2.  Coefficients for ± 90° fit.
#

1
2
3

4
C
COEFF.
_i
.763 x 10
.144
.162
i
.242 x 10
-.714
SIG.

2.77
12.59
13.17

.69

REGION COMBINATIONS

C-ll, N-2, N-3, N-5, N-12
C-l, C-2, C-5, C-7, C-8, C-10
C-4, C-6, C-12, N-7

N-9

                                     17

-------
 TABLE  3.   Coefficients  for  the + 45°,-  135°  fit.
#

1

2
3
4
5
6
C
COEFF.
-1
.267 x 10
-1
-.545 x 10
-.237
.343
.134
-.290
.415
SIG.

3.45

1.35
9.94
14.12
2.56
5.98

REGION COMBINATIONS

C-3, 1-4, 2-2, 2-5, 2-9, 2-12

C-8, 1-10, 2-6
C-5, C-6, C-7, C-12
C-9, 2-8, 2-11
C-10, 1-2 i
1-1

TABLE 4.  Coefficients for the + 45°, + 135° fit.
#

1

2

3

4

5

6
C
COEFF.
-1
.843 x 10
_i
-.679 x 10
_i
-.500 x 10
_i
.939 x 10
_i
.612 x 10

-.352
.996
SIG.

.77

1.66

3.47

1.56

7.91

2.73

REGION COMBINATIONS

C-5

C-8

1-3, 1-5, 1-8, 1-12

1-9, 1-10

1-1, 1-4, 1-6, 2-5, 2-6, 2-8
2-11
2-1

                     18

-------
+ 45° with - 135° fits, the EM data and sample averaging were identical to
that used for the ± 45° case.  However, a smaller amount of data was avail-
able for the + 45° and + 135° detector pair.  The ± 90° fit was obtained
with only four variables since little improvement was found by using more.
This together with the point dispersion of Figure 14 indicates poor resblu-
tion of the ± 90° detector pair.  Six variables were needed to produce
reasonably good fits for the other two detector pairs.

     The standard deviation of these cases is about double that of the ± 45°
case, reflecting the fact that the repeatability was the best for the ± 45°
detector pair.  The increased zero stability due to the lower gain settings
is the main difference between the ± 45° case and the other three detector
pairs.  Both zero drift and the ± 1 bit accuracy of the A/D converter can
substantially influence the number of small peaks which exceed the cutoff
level.  Another source of error which has also been mentioned earlier is due
to the statistical fluctuations in the number of fibers measured using EM
techniques.  Even after averaging the samples, each data point usually
represented fewer than 50 fibers.  Assuming that the EM data fluctuations are
random and can be described by the usual Poisson statistics, a best-care
error of about ± 15% is implied.  A similar source of error results from the
statistical uncertainty associated with the number of counts in each pulse-
height region combination.  Although for a typical sample as many as 1000
events may have been detected, once these are split into their respective
regions and inserted into the fitting equation, the possible error can become
appreciable.

     The EM data for the Seattle samples consisted of counts of amphibole
and chrysotile fibers with no quantitative information on the other back-
ground particulates.  Because the number of samples which contained
significant amount of both types of fibers were low, the two fiber counts
were summed to yield total fiber concentrations.  The ± 45° detector pair
again produced the best results.  The Seattle samples included both raw and
finished water with greatly differing fiber concentrations and background
material.  Separate comparisons of EM and predicted concentrations from
optical data are shown in Figures 17 and 18 for the raw and filtered samples
respectively.  Six variables were used for each calibration fit with the
coefficients found in Tables 5 and 6.

     The finished water samples, Figure 18, yield a greater dispersion of
the points.  This can be easily accounted for by the statistical uncertainty
associated with the EM data.  Due to an insufficient number of samples,
averaging was not practical, and some of the points represent as few as 5 to
10 fibers.  Furthermore, especially for the finished water, a fair percen-
tage of the fibers were often less than .5 um in length and it is not known
whether such small fibers would produce scattering peaks which would exceed
the cutoff level.  It should also be mentioned that the average "sample fiber
concentration was quite low compared with that of the raw water, or even the
previously discussed Duluth samples.  Thus, only a small percentage of the
scattering events were produced by fibers.
                                     19

-------
           TABLE 5.   Coefficients  for  the fit  to  Seattle raw water.
#

1

2
3
4
5

6
C
COEFF.
_i
.882 x 10
i
.213 x 10
.112
.153
-.201
_i
-.526 x 10
.430 x 10"1
SIG.

55.49

18.63
155.73
76.23
114.18

72.27

REGION COMBINATIONS

C-2, N-l

C-4, C-10, N-5
C-6, N-8
C-12
C-8

N-4, N-6

        TABLE 6.  Coefficients for the fit to Seattle filtered water.
r
T
2
3
4

5
6

C
COEFF.
-.263 x 103
-.825 x 10~3
.618 x 10"4
.143 x 10~2
_2
-.572 x 10
.646 x 10~3
_i
.374 x 10
SIG.
.05
.06
.01
.42

.41
.19


REGION COMBINATIONS
C-l, N-3, N-7, N-10
C-5, N-5, N-12
C-3, C-10
C-2, N-l, N-4, N-6, N-8

N-9
C-6, C-8, C-12, N-2


     The raw water samples, for which as many as 200 fibers were counted,
produced a much better fit, Figure 17.  To ensure that no more than one
particle was usually in the beam, many of the raw samples were diluted prior
to testing.
                                     20

-------
                                  SECTION 8

                        REFINEMENTS TO THE APPARATUS
     In the past six months much time has been spent incorporating a micro-
computer  (Processor Technology, Sol-20) into the scattering equipment.  A
number of distinct advantages are realized.  The microcomputer has its own
seven-channel analog to digital converter with twice the resolution as the
one previously used.  The increased accuracy plays special importance in the
die-termination of the baselines and in the measurement of small peak heights
where small errors can influence the number of events which exceed the cutoff
level.  In addition, the microcomputer allows us to sample any number of the
six detectors at any desired rate up to about 200 Hz, which reduces the
uncertainty in the peak-height measurements inherent in the previous slow 15
Hz rate.  Operator interaction is also greatly reduced by the microcomputer.
In the past it was necessary to secure the large university computer by phone
and continually reopen the data file every two minutes as the test
progressed.  Thus test durations of over 10 to 20 minutes were impractical.
Using the microprocessor, the only limitation is due to an overflow of the
microcomputer memory which for low concentration samples can accommodate
runs of many hours.  Finally, and perhaps the most important feature, the
microcomputer will eventually make the apparatus portable, and more useful
as a research tool or an on-line monitoring device.

     After interfacing the microcomputer to the detectors, a machine language
program was written and debugged to do the following: 1) simultaneously
sample three detectors at 60 Hz rate, 2) find the baseline (zero) of each
detector, 3) search for peaks at each detector and determine if they are
coincident with peaks found at the other two detectors, and 4) store the
peak heights and coincidence information in the microcomputer memory.  The
program divided the events into seven categories: three non-coincident, one
for each detector, and four coincident, one for each of the three combina-
tions of two detectors, and one indicating complete overall coincidence.
Since the complexity of the program and data analysis increases rapidly with
the number of detectors that are included, the program was written to handle
only three detectors simultaneously.

     The sampling rate of 60 Hz, which is conveniently derived from the power
line, was chosen so that the A/D converter would sample in phase with the 60
Hz noise present on the detector outputs, thus further reducing sampling
errors.  The cutoff level has also been lowered somewhat to improve the small
peak-height sensitivity.  After the microcomputer memory is full or the
desired test duration is reached, the peak-height information is sent by
phone to the university computer.  Although this greatly facilitates the


                                     21

-------
 research, the use of another computer will be unnecessary in the  fiber  detec-
 tion system once a satisfactory calibration of the instrument with the  EM
 data is achieved.

      Samples were tested at two different combinations of three detectors:
 1) ± 45° with + 135° and 2) ± 135° with + 45°.  So far the data has only
 been analyzed for the first of these cases, chosen because of the promise
 shown earlier by the ± 45  fits and by the pronounced signatures  seen at the
 + 135° detector for the known particle types.   Programs have been written to
 further subdivide each coincidence type into three categories according to
 peak-heights in the + 135° detector.  A frequency distribution plot of  the
 - 45° versus the + 45° pulse heights was then made for each group.

      When a new series of Duluth samples with EM data became available,
 including both raw and finished water,  the samples were tested using the new
 three-detector method.   Many of the samples were tested repeatedly,  usually
 at least a few days later,  as a check on reliability.   The results  confirm a
 phenomenon first pointed out by Tom Biele at the Duluth Filter Plant -  the
 number of particles in the finished water samples increases with  time.  For
 a few of the pilot plant effluent samples,  for instance,  the total  number of
 events for a given test duration increased  by  nearly  a factor of  ten over a
 two week interval.   The continuing precipitation of the aluminum  hydroxide
 which is added in the filtration process is believed to be responsible.  The
 effect was not considered in the original testing of  Duluth samples  because
 they were scanned optically a number of days after their  filtration date at
 which time the samples  had  stabilized.

    Before applying the  fitting programs to  the new data,  the frequency
 distributions,  three  for each of the seven  categories  of  coincidence events,
 were subdivided  into  a  total of 84  regions  in  a manner which accented the
 differences  observed  for the known particle types samples.   Next, a  program
 was  written  which,  after finding the number of  events  per region  for each
 sample,  computed  the  relative independence  of  the 84  regions.  Finally, the
 number  of  regions was reduced to a  total  of 24  by combining  regions which
 displayed  little  independence.

      Shown in  Figure  19  is  a  least-square fit  to the  total  fiber  concentra-
 tions of  the finished water  samples.  The term  "total  fibers"  refers to the
 previous discussion concerning  the  Duluth EM data.  Six variables consisting
 of various combinations  of  the  24 regions were  used.   Since  the average
number  of  EM observed fibers  per  sample was  around  two  to  three times higher
 than  that of the  previous Duluth water,  the  samples were  not  combined and
averaged.  About  30% of  the  sample  points,  however, do  represent less than
20 fibers, which may account  for much of  the point dispersion.  Thirty
minute  optical scans were usually employed.

     A  seven variable fit for determination of  amphibole  fibers concentra-
tion  is shown in Figure  20.   The quality of  the  fit is as good as one can
expect considering the small number  of observed  fibers.   In  fact,  16 of the
23 points represent less than 6 fibers per  sample.
                                     22

-------
     Since it was not possible to test each sample immediately after it was
drawn, many of the samples still contained an abundance of aluminum hydroxide
particles at the time they were tested.  The fact that a satisfactory fit was
obtained suggests that the scattering method is able to distinguish fibers
among a large amount of the precipitate.

     For comparison, plots of both the amphibole and total fiber concentra-
tions versus total particle concentrations are shown in Figures 21 and 22 for
the two respective sets of data.  The total particle counts were obtained by
the personnel at the Duluth Filter Plant using a Hiac, Model PC 320, particle
counter with a minimum particle-size detection limit of 1.0 um (average
particle dimension).  The plots point out the great uncertainty encountered
by using a single-detector particle counter for fiber level measurements.
For example, in Figure 22 two of the points (represented by triangles) which
were plotted at nearly the same fiber concentrations differed in their total
particle count by over a factor of 100.  In contrast, the fiber concentra-
tions of these same two samples were predicted accurately using the three-
detector scattering fit.
                                     23

-------
            .1      .2     .3
             DIAMETER
                  23      4
               LENGTH (/im)
Figure  1.  Size distribution of fibers  found in
          Duluth drinking water.   (Taken from
          electron microscope data on  50 samples
          drawn in 1977.)
                    24

-------
                                DETECTORS
LASER
                LENS
           POLARIZATION
                ROTATOR
 SCOPE
                                              AMPLIFIER!—<***!*
OFFSET 	 »
TRANSIENT
STORE
GAIN — *
AMPLIFIER



AMPL
— 1 '

A r\f»

, 4
1 A r\
                                                          GAIN
           TO
        COMPUTER
PHONE
MODEM


, 	 »— * 	 .
SERIAL DATA
TRANSMITTER
             Figure 2.  Block diagram of apparatus.
                              25

-------
    20
     18
     16
    14
w.
 2  12
 x
 co  10

 z
 3
 o
 0   8
    2 -
 /

P
     V TAILINGS  «2um)

     A RED CLAY (<2 urn)

     O AMOSITE  (<2um)

     D CHRYSOTILE
                                       I	I
     01    23456789   10


                    CONCENTRATION   ( ug/l x 10)



     Figure 3.  Number of events at the  ± 45° detector pair

               versus concentration for each particle type.
                            26

-------
zuu
1-
X
UJ
X 100-
x:
UJ
0.
50-
n-
1
2
3

5
6
4


f
8

9 II
10 12
.2      .4       .6      .8
     DETECTOR  RATIO
                                          COINCIDENT
                                      1.0
\£.V
90-
r—
X
o
iU 60-
X
v
S ^0-

i




2


3








4






5





7
8

9

10

II



12

                                          NON-COINCIDENT
       .2      .4       .6      .8
            DETECTOR RATIO
                                IJO
Figure 4.   Region assignments  for  the ± 45°
           detectors.
                        27

-------
X
CD
:*:
ui
    80
    60-
40

192






5

6











7


8



36



10


* 4
It
1

12

             .2      .4       .6      .8

                   DETECTOR  RATIO
                                                COINCIDENT
                                         1.0
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>-
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~~—"^
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9






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II





12

J .8 1.0
                                                NON-COINCIDENT
                  DETECTOR  RATIO



      Figure 5.   Region assignments  for the ± 90°
                 detectors.
                              28

-------
  12.0
  9.0 J
   6.0-
   3.0-
                   10
       II
                                    12
                               COINCIDENT
            20    40     60    80    100    120
UJ
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ii


     0
10
15      20    25
                  PEAK HEIGHT + 45
                                                NON-COINCIDENT
                                                    AT 45°
           20     40     60    80     100    120
6.0'
45-
r»-
i a 12
2
4
7
3

5
8
6
9





10






II
J


                                                NON-COINCIDENT
                                                    AT 135°
30
     Figure  6.  Region assignments for the + 45°
               and + 135° detectors.
                              29

-------
Ifc.W
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                                         COINCIDENT
                                         NON-COINCIDENT
                                            AT 45°
                                         NON-COINCIDENT
                                            AT -I35°
      5      10      15     20    25
            PEAK HEIGHT + 45
30
Figure  7.  Region assignments  for the + ^
          and - 135° detectors.
                        30

-------
        COINCIDENT
      NON-COINCIDENT
8

6

4

2



8

6

4

2
                   27 35
18

14

10

 6

 2

18

14

10

 6

 2

18

14

10

 6

 2

18

14

10

 6

 2
RED CLAY
	<2um
	  2-5urn
    _-' N
AMOSITE
	<2um
	  2-5um
                                      	  DULUTH
                                      	  SEATTLE
                                         LATEX
                                         TAILINGS
                                      —  CHRYSOTILE
   123456789 10 II 12       123456789 10 IM2
                        REGION

 Figure 8.  Percent of  total counts  versus counting
            region at r  45° for each particle type.
                         31

-------
       COINCIDENT
                             NON-COINCIDENT
123456789 10 II 12
                         is

                         14

                         10

                         6

                         2

                         18

                         14

                         10

                         6

                         2

                         18

                         14

                         10

                         6

                         2

                         18

                         14

                         10

                         6

                         2
                           —j
                                     RED  CLAY
                                     — < 2 um
                                       AMOSITE
                                        — <2um
                                        — 2-5 um
                                      — DULUTH
                                      — SEATTLE
                                  i \   — LAJEX
                                  • :   — TAKINGS
                                  ! !   — CHRYSOTILE
                                  I \
                            123456789 10 II 12
                      REGION


Figure 9.  Percent of total counts versus counting
          region at ± 90° for each particle type.
                       32

-------
6-5
O
U
O
E-t
8

6

4


2




8


6

4


2




8

6


4

2




8


6


4
          COINCIDENT


        RED CLAY
        	<2um
           2-5 urn
                                NON-COINCIDENT+45'
        AMOSITE

        	< 2um
        	 2-5 um
            DULUTH
        	 LATEX
        	TAILINGS
        •— CHRYSOTILE

      r~f
                ,^::'    v-
      I 23456789 (Oil 12
18

14

10

 6

 2
                               I 23456789 (Oil 12
                           REGION


    Figure 10.  Percent of  total counts versus counting
               region at + 45°, - 135° for each particle

               type.  (continued on following page)
                            33

-------
  NON-COINCIDENT AT-I35C

  8
  6
  4
  2
  8
  6
  4
o
0
  8
H e
o 6
H
  4
  2

  8
  6
  4
  2
-V
             S\
    I  23456789 1011 12
          REGION
   Figure 10 continued.
           34

-------
            COINCIDENT
                       NON-COINCIDENT AT+45

CO
E-i
§
O
   8

   6

   4

   2



   8

   6

   4

   2
     RED CLAY
	<2um
	 2-5um/\
     AMOSITE
     <2um
     2-5um
  4
             DULUTH
             SEATTLE
      ^*Ix
      I I I
  8

  6

  4

  2
	 LATEX
	TAILINGS
	CHRYSOTILE
          A
18

14

10

 6

 2

18

14

IO

 6

 2

18

14

10

 6

 2

18

14

10
      r^ix
                            i  i  i  i.  i V i~*i i\
     I 23456789 10II 12      123456789 1011 12

                           REGION

    Figure 11.  Percent of  total counts versus counting
               region at + 45°, + 135° for each particle
               type.  (continued on following page)
                            35

-------
   NON-COINCIDENT AT+ 135*
O
O
H
O e
H 6
  4


  2






  8


  6


  4


  2
            H-«-
                    _i	i
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  \     /  »i     •
r   • >"**•   *     V
   *'        _.xx>^x-  A
    I  2 3 4 5 6 7  8 9 10 II 12


              REGION


   Figure 11  continued.
             36

-------
   64

to
 O
 x

 £48
 tn
 o
   32
UJ
s
3
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    |6
                                        XX
      -  X
                16
             MEASURED
32
 (fibers
   48
'liter x I05)
                                                64
      Figure 12.  Predicted versus measured  total  fibers
                  for Duluth water samples and  ± 45°
                  scattering angles.
                            37

-------
   20


                                            DULUTH


                                              45°
   15
 x

~ 10


CO
o
o
                CONCENTRATION  (total fibers/liter x I06 )
     Figure 13.   Total counts at ± 45° versus  EM total


                 fiber concentrations.
                             38

-------
    64

o
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 x


 a>

 =  48
     32
 CO
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 3
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             I      I     I      I
                  16
48
64
              MEASURED VALUES  (fibers /liter x I05 )
       Figure 14.  Predicted versus measured total fibers

                   for Duluth water and ± 90° scattering

                   angles.
                             39

-------
                           I
I
          16         32         48         64

     MEASURED VALUES   (fibers/liter x 1C?)
Figure 15.   Predicted versus measured total fibers
            for  Duluth water and + 45°, - 135°
            scattering angles.
                    40

-------
 ^  64
10
 o

 x



 _~  48
 
-------
                12
20
28
    MEASURED   VALUES  (fibers/liter x I06)
Figure 17.   Predicted versus measured  total
            fibers for Seattle  raw water.
                   42

-------
o  28

 X
to
UJ
    12
o
o
            4         12        20         28


           MEASURED  VALUES (fibers/liter x IQ4)
       Figure 18.  Predicted versus measured  total

                   fibers for Seattle finished water.
                         43

-------
         16
32
48
64
    MEASURED  VALUES (fibers/liter  x I04)
Figure 19.   Comparison of predicted total fibers and
            EM measurements for data collected using
            the modified apparatus.
                     44

-------
      18
O

x
CO
Ul
O
£
14
      10
             XX
                                   10
                                         14
18
             MEASURED  VALUES   (fibers /liter  x I04)


      Figure  20.  Prediction of amphibole fibers versus the
                 EM measurements for the modified apparatus.
                             45

-------
     40
10
 2  30
 cc
 UJ
 E

 o"  20
 CO
 UJ
 _l
 o

 K-
 cr
 <
 CL
     10
                                                   492
                                      J260
                          o
                     0   8
          o  o
8
        _      o
                  .04
           .08
.12
.16
                      AMPHIBOLE FIBERS/LITER x
       Figure 21.  Particle counter data versus EM amphibole

                   fiber counts.  (same data as used in amphibole

                   fit of Figure 20)
                                46

-------

40


D 30
o
X
OC.
Ul
w
>20
LU
1
PARTICl


10





492 t 26ot 2IIT
—
0
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—
00 ° °
o
o
o
o
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o
o °
0 0 0
V
1 1 t 1 1 1
1 23456
              TOTAL  FIBERS/LITER  x  10


Figure 22.   Particle counts versus EM total  fiber counts.
            (same data used in 6 variable fit of
            Figure 19)
                        47

-------
                                  REFERENCES
  1.   Crable,  J.  V.   Determination of  Chrysotile, Amosite and Crocidolite by
      X-ray  Diffraction.   Am.  Ind.  Hygiene Assoc. J.,  27:293, 1966.

  2.   Rickards, A. L.   Estimation  of Trace Amounts of  Chrysotile Asbestos by
      X-ray  Diffraction.   Anal.  Chem.,  44:1072,  1972.

  3.   Rickards, A. L.   Estimation  of Submicrogram Quantities of Chrysotile
      Asbestos by Electron Microscopy.  Anal.  Chem., 45:809, 1973.

  4.   Leineweber, J.  P.   Statistics and the Significance of Asbestos Fiber
      Analysis.   Presented at  NBS  Workshop, Guithersburg, MD, July 18 - 20,
      1977.

  5.   Rayleigh, Lord.   On the Scattering of Light by  Small Particles.  Phil.
      Mag.,  41, 447-454,  1871.

  6.   Van de Hulst, H.  C.  Light Scattering by Small Particles.  Wiley Press,
      New York, 1957.

  7.   Kerker, M.  The Scattering of Light.  Academic Press, New York, 1969.

  8.  Wait, J. R.  Electromagnetic  Radiation From Cylindrical Structures.
     Pergamon Press, New  York, 1959.

  9.  Barber, P. and C. Yeh.   Scattering of Electromagnetic Waves by Arbitrar-
     ily Shaped Dielectric Bodies.  Applied Optics, 14(22):2864-2872, 1975.

10.  Birkhoff, R. D., J.   C. Ashley, H. H. Hubbel Jr., and L. C. Emerson.
     Light Scattering from Micron-Size Fibers.  J. Opt. Soc. Am., 67(4):564-
     569,  1977.

11.  Born, M. and E. Wolf.  Principles of Optics.  Pergamon Press, New York,
     1964.

12.  Farone, W.  A.  and M. Kerker.  Light Scattering From Long Submicron Glass
     Cylinders at Normal  Incidence.  J. Opt.  Soc. Am., 56(4):481-487, 1966.

13.  Kerker, M.,  D.  Cooke, W. A. Farone,  and  R. A. Jacobsen.  Electromagnetic
     Scattering From an Infinite Circular Cylinder at Oblique Incidence.  J.
     Opt.  Soc. Am.,  56(4) .-487-491, 1966.
                                     48

-------
14.  Gibbs, R. J.  Light Scattering From Particles of Different Shapes.  J.
     Geophys. Research, 83(11):501, 1978.

15.  Diehl, S. R. and M. Sydor.   The Feasibility of Using Optical Methods for
     the Detection of Asbestos and Red Clay Particles in Lake Superior Water.
     Mimeo, U.M.D. Dept. of Physics, Duluth, MN, 1975. 42 pp.
                                     49

-------
                                   APPENDIX

                    CONTOUR PLOTS OF VARIOUS PARTICLE TYPES
     The following are contour plots of the pulse height versus ratio or
pulse height versus pulse height arrays for the ± 45° and + 45°, - 135°
detector pairs respectively.  The plots were made for each particle species
tested by smoothing and normalizing the pulse height arrays and then connec-
ting equal event rates to give lines of equal event probability in percent.
These figures can thus be viewed as 3-dimensional frequency plots showing the
differences in scattering signatures of the various particle species.
                                    50

-------
   0.00
  8
  ftl
  O
  in
e>
  O
   0.00
.20      .40      .60      .80
      DETECTOR RATIO
                  RED CLAY
                   <2
                                                   o
                                                   o
                                                   CM
                                                 X
                                                 O
                                                 Iu
                                                 UJ
                                                 0.
                                                                       .1
                                                                       CHRYSOTILE
                                                                         < 2
                                                          .1
                                  0.00
                         .40      .60
                      DETECTOR RATIO
                                 .80
                          1.00
 .20
  .40     .60
DETECTOR  RATIO
1.00
                                                  TACONITE  TAILINGS
                                                        < 2
0.00
 .40      .60
DETECTOR  RATIO
                                                                                  LOO
   Al.  Contour plots  of  coincident events at the ± 45° detectors for the different particle
        types investigated.

-------
Ul
N>
              0.00
          1-
          X
          (9

          UJ
          UJ
          a.
                                                           x
                                                           (9
                                                           UJ
                                                           X
                                                           til
                                                           a.
                                                              o
                                                              10
        .40      .60

      DETECTOR  RATIO
                   80
1.00    0.00
                                        RED CLAY

                                         2-5 /am
                                                              o
                                                              o
                                                              CM
                                       O
                                    t-  «>
                                    X

                                    2
                                    UJ

                                    1  o
                                                           UJ
                                                           a.
              0.00
.20
  .40      .60

DETECTOR  RATIO
1.00
                                                                             DULUTH FILTER EFFLUENT
.20
                                                                        .20      .40      .60       .80     1.00

                                                                              DETECTOR RATIO
                                                  LATEX SPHERES
                                                       0.6
 .40      .60      .80

DETECTOR  RATIO
1.00
                                                      Al.continued

-------
Ul
UJ
   A2,
                                                                              CHRYSOTILE

                                                                                 < 2 /tm
             0.00
                      .40       .60

                   DETECTOR  RATIO
   .40      .60

DETECTOR  RATIO
                                                                                             .80
il.OO
                                                            8-
                                                          o
                                                          UJ
                                                          * O
                                                            
-------
  o
  N
O
I.OO
                   LATEX  SPHERES

                       0.6
   0.00     .20      .40      .60

                  DETECTOR  RATIO
                                   .80     il.OO    0.00



                                       A2. continued
                       .20
                        .40      .60     .80

                       DETECTOR   RATIO
                                                                                           bl.OO

-------
A3,
        40    60     80    100    120    0     20    40     60     80    100
      PEAK  HEIGHT+45 DEG.                         PEAK  HEIGHT*45 DEG.

Contour plots of coincident events  recorded at the + 45°,  -  135° detectors for
different particle types investigated.
120
                        AMOSITE
                         < 2/im
                                                         CHRYSOTILE
                                                              2
                   60     80
                HEIGHT+45 OEG.
                                                    40     60    80
                                                  PEAK HEIGHT4-45 OEG.
                                                     TACONITE  TAILINGS
                                                              2ttm
                       RED CLAY
                         < 2
                                                                                 the

-------
Ln
          O

          U
          Q Q


          *><"
          1C
          u
          X
         AMOSITE

           2-5
                            (9

                            IU
         in


         7



         _
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         x

         *
         <

         a.
20     40     60     80

      PEAK HEIGHT-I- 45 DEG.
                                               100
                        120
           o
             en
           in
           o
           o (0

           UJ
LATEX SPHERES


    0.6/xm
                            I
     I
I
20     40    60      80    100


     PEAK HEIGHT+45 DEG.
                                                      120
                                                             (M
o q


to

 I

£ o

-------
   o
   Q
   CVJ
 (9
 <£
 UJ
 UI
 0.
   §.
AMOSITE
  < 2/tm
                               I
           20    40     60     80
               PEAK  HEIGHT+ 45 DEG.
         100
20
  40     60    80     100
PEAK  HEIGHT4-45 DEG.
120
                                                                TACONITE TAILINGS
                                                                       < 2/xm
                        60     80    100
                     HEIGHT+45  DEG.
               120
                             20
       40
     PEAK
         60     80    100
       HEIGHT + 45 DEG.
120
A4.  Contour plots  of  events non-coincident at 45° for  the + 45°, - 135° detectors.

-------
00
          o
          UJ
          o o
            to
          in —
          10

          T
          (9

          UJ

          X
          u
          a.
            in
            8
                 AMOSITE

                   2-5
             o
20
40
60
80
100
                        PEAK  HEIGHT + 45 DEG.
                             LATEX SPHERES

                                 0.6
                                  60    80

                               HEIGHT* 45 DEG.
                                          DULUTH FILTER  EFFLUENT
   60     80


HEIGHT4-45  DEG.
                           100     120
                                                 A4.  continued
                                              40     60    60     100


                                            PEAK   HEIGHT + 45  DEG.

-------
o
111
Q

m  m.
ro  *•

 I
t-
X  O
V)  Q
UJ  K>
<  o
uj  «
Q.  —
   8
                              AMOSITE

                                < 2
                          I
                                         1
0.0     5.0     10.0    15.0    20.0

           PEAK-HEIGHT* 45 DEG.
 O 10
 10
   s
   10
 U
 X
 Id
 0.
                  -vr
                    RED  CLAY

                     < 2
                          I
                                        25.0    30.0
    0.0
     A5.
 5.0     10.0    15.0    20.0    25.0

      PEAK  HEIGHT 4-45 DE6.
                                              30.0
                                                               CHRYSOTILE

                                                                 <  2/im
                                                                 15.0    20.0

                                                              HEIGHT+45 OEG
                                                                                                30.0
                                         m i
                                         jo

                                         I
                                         t- o
                                         x o
                                         2 «
                                         UJ
                                         X
                                                   < in
                                                                       TACONITE  TAILINGS

                                                                           < 2
                                                                     I
                                                                         I
                                                                                          J_
'0.0    5.0     10.0    15.0    20.0   25-0

            PEAK   HEIGHT+-45 DEG.
                                                                                           30.0
Contour plots of events non-coincident at -  135° for the + 45°,  - 135° detector

pair.

-------
                                          AMOSITE
                                                       .1 a
                                           _L
                                                   I
                                                              O
                                                              O
                             C9
                             LJ
                             0 O
                             in ">
                             10 t
                                                             Ig
                                                               in
                     5.0
10.0    15.0    20.0    25.0
  PEAKHEIGHT445 DEG.
                         30.0
                               o
                               q
                               d
                                                                                DULUTH FILTER EFFLUENT
                              I
0.0     5.0    10.0     15.0   20.0
                PEAK HEIGHT*45 DEG.
                                                                                     25.0   30.0
ON
O
             o
             o
             <0
           (9
           So

LATEX SPHERES

    0.6/xm
                             j_
                                             I
                                                    I
0.0     5.0    10.0    15.0    20.0
                PEAK HEIGHT»45 DEG.
                                                  25.0   30.0
                            RED CLAY

                             2-5/im
                                 0.0
               10.0    15.0    20.0    25.0
                 PEAK HEIGHT*45 DEG.
                                                                                                           30.0
                                                       A5. continued

-------
                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 1. REPORT NO.
 EPA-600/2-79-127
                              2.
                                                           3. RECIPIENT'S ACCESSION NO.
4. TITLE AND SUBTITLE
 Optical Detection of  Fiber Particles in Water
             5. REPORT DATE
             August 1979 (Issuing Date)
                                                           6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
 S.R.  Diehl, D.T. Smith,  M.  Sydor
                                                           8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS
 Department of Physics
 University of Minnesota,  Duluth
 Duluth, Minnesota  55812
             10. PROGRAM ELEMENT NO.
               1CC614   SOS 1    Task 07
             11. CONTRACT/GRANT NO.

                       R804361
 12. SPONSORING AGENCY NAME AND ADDRESS
  Municipal Environmental  Research Laboratory—Cin.,  OH
  Office of Research  & Development
  U.S.  Environmental  Protection Agency
  Cincinnati, Ohio 45268	
             13. TYPE OF REPORT AND PERIOD COVERED
               Final  3/76 - Q/78	
             14. SPONSORING AGENCY CODE
                  EPA/600/14
 15. SUPPLEMENTARY NOTES
  Project Officer:  Gary  S.  Logsdon  (513) 684-7345
 16. ABSTRACT

       Light scattering  by individual particulates  is  used in a multiple-detector
  system to categorize the composition of suspended solids in terms of broad
  particulate categories.   The scattering signatures of red clay and taconite
  tailings, the two primary particulate contaminants in western Lake Superior,
  along with two types of  asbestiform fibers, amphibole, and chrysotile, were
  studied in detail.  A  method was developed to predict the concentration of
  asbestiform fibers  in  filtration plant samples  for which electron microscope
  analysis was done concurrently.  Fiber levels as  low as 5 x 10  fibers/liter were
  optically detectable.  The method offers a fast and  inexpensive means for
  measuring, either on a continuous basis or as discrete samples, the fiber levels
  of filtration plant output.  Further calibration  of  the instrument could enable
  analysis for other  specific particulate contaminants as well.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.IDENTIFIERS/OPEN ENDED TERMS  C. COSATI Field/Group
  amphiboles, asbestos,  clays,  colloids,
  detectors, fibers, light  (visible
  radiation), optical detection,
  particle shape, water
 light scattering,
 taconite  tailings,
 red clay,  Lake Superior,
 chrysotile particle
 detector
       20 F
18. DISTRIBUTION STATEMENT

        RELEASE TO PUBLIC
19. SECURITY CLASS (ThisReport)
  UNCLASSIFIED
21. NO. OF PAGES
      71
                                              20. SECURITY CLASS (This page)
                                                UNCLASSIFIED
                                                                         22. PRICE
EPA Form 2220-1 (9-73)
                                            61
                                                                      US GOVERNMENT PBINTUG OFFICE; 1979 -657-060/5447

-------