EPA FORM K
AND" INSTRUCTIONS
Toxics Release Inventory
Reporting Form .. -
January 1988
U.S. Environmental Protection Agency
Washington, D.C. 20460
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(Important: Type or print; read instructions before completing form.)
Form Approved OMB No.: 2070-OQcn
Approval gxpiroc- 01/91
U.S. Environmental Protection Agency
£Bft TOXIC CHEMICAL RELEASE INVENTORY REPORTING FORM EPA FORM
- - __, w, .„„„
PART 1. FACILITY IDENTIFICATION INFORMATION
l.
1. 1 Does this report contain trad* secret information?. 1.2 Is this a
[ | Yes (Answer 1.2) | | No (Do not answer 1.2) | | Ye
(This space for EPA use only.)
sanitized copy? 1 . 3 Reporting Year
« 1 | No
2. CERTIFICATION (Read and sign after completing all sections.)
I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true
and complete and that the amounts and values in this report are accurate based on reasonable estimates using data available to the preparers
of this report.
Name and official title of owner/operator or senior management official
Signature
3. FACILITY IDENTIFICATION
3.1
3.3
II
3.4
3.5
3.6
3.7
3.8
3.9
3.10
3.11
Facility or Establishment Ncme
Street Address
City County
State Zip Code
1 1 .1. .1 1 -.1 1
Technical Contact
PuOlic ConVi.ct
a. SIC Code b. 1 c.
Ill II Ifll
Latitude Longitude
Oeg. Win. Sec. Deg. Min. Sec.
1 1 1 1 1 1 III 1 1
Dun & Bradstreet Number(«) j,
ll-llll-llll 1 - 1 1 1 1 - III
EPA Identification Number (RCRA I.O. No.) (,.
1 1 1 1 1 1 1 1 II 1 1 1 1 1 1 1 1
NPDES Permit Number(s) b.
a.
1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1
Name of Receiving Stream(«) or Water Body(s)
a.
Date signed
This report contains Information for: (check one)
a | | An entire covered facility.
b. 1 1 part of a covered facility.
|
Telephone Number (include area coda)
( )
Telephone Number (include area code) K
( )
Where to send completed forms:
P. O. Box 70266
Washington, DC 20024-0266
1
b.
c.
Underground Injection Well Code (UIC) Identification No.
II 1 1 1 1 1 1 1 1 1 1
4. PARENT COMPANY INFORMATION
4.1
4.2
Name of Parent Company
Parent Company' s Dun 4 Bradttreel No.
1 1 1 1 1 1 1 1 1 1
EPA Form 9350-1 (1-88)
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(Important: Type or print; read instructions before completing form.)
Page 2 of 5
(This space for EPA use only. )
EPA FORM R
PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
1. PUBLICLY OWNED TREATMENT WORKS (POTW)
Street Address
City County
State Zip
1 1 1 |- | | |
2. OTHER OFF-SITE LOCATIONS - Number these locations sequentially on this and any additional page of this form you use.
| Other off-site location
EPA Identification Number (RCRA ID. N°- ) | | | | | | | | | | | |
Facility Name
Street Address
City County
State Zip
1 1 1 1 l-l 1 1 1
Is location under control of reporting facility or parent company? 1 1
Yes No
[ ] Other off-site location
EPA Identification Number (RCRA ID. No.) | 1 1 J 1 1 1 1 1 1
Facility Name
Street Address • ^ * — -• —
City County
State Zip
1 1 1 1 1- III
Is location under control of reporting facility or parent company? 1 1 1
Yes No
| | Other off-site location
EPA Identification Number (RCRA D. No. ) | | | ^ | | | I I I I I
Facility Nam*
Street Address
City County
State Zip
1 1 1 1 1- III
Is location under control of reporting facility or parent company? 1
Yes No
I 1 Check if additional pages of Part II are attached.
•. . . -
EPA Form 9350-1 (1-88)
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(Important: Type or print; read instructions before completing form.) page 3 Of 5
(This space for EPA uso only. )
EPA FORM R
PART III. CHEMICAL SPECIFIC INFORMATION
1.1
1.2
1.3
1.4
2.
1 | Trade Secret (Provide a generic name in 1.4 below. Attach substantiation form to this submission.)
CAS# ( |
1 1 1 - ~l 1 (Use leading zeros if CAS number does not fill space provided.)
Chemical or Chemical Category Name
Generic Chemical Name (Complete only if 1 . 1 is checked. )
MIXTURE COMPONENT IDENTITY (Do not complete this section if you have completed Section 1.)
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation)).
3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY (Check all that apply.)
3.1
3.2
3.3
Manufacture:
Process:
Otherwise Used
a. Q Produce b. Q .mport c. Q S^KSSn^
d' D distr^utlon e' D As a ^Product f . Q As an Impurity
a 1 1 AO a raactant b 1 1 As a formulation c 1 1 As an article
a • 1 1 As a reaotant ° • | — 1 component c ' 1 1 component
d. | | Repackaging only
a- CH frolesK'aW b. Q] At a manufacturing aid c. Q Ancillary or other use
4. MAXIMUM AMOUNT CF THE CHEMICAL ON SITE AT ANY TIME DURING THE CALENDAR YEAR
E
(enter code)
5. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT
You may report releases of less than
1 ,000 Ibs. by checking ranges under A.I.
,5.1
5.2
Fugitive or non-point air emissions
Stack or point air emissions
5. 3 Discharges to i
(Enter letter code fr
Section 3.10 for str
5.4
5.5
n
water 5.3.1 |~~j
om Part 1
tarns (s).) I—I
5.3.2 1 1
5.3.3 Q]
Underground Injection
Releases to land
cc, I I
,,2 I I
5.5.3 I I
(enter code)
(enter code)
(enter code)
5.1a
5.2a
5.3.1a
5.3.2a
5.3. 3a
5.4a
5.5.1a
5.5.2a
5.5. 3a
A. Total Release
(Ibs/yr)
A.1
Reporting Ranges
0 1-499 500-999
A. 2
Enter
Estimate
B. Basis of
Estimate
(enter code)
5.1b I I
5.2b Q
5.3.1b Q
5.3.2b Q
5.3.3b Q
5.4b Q
5.5.1b | |
5.5.2b Q
5.5.36 [ ]
C. % From Stormwater
5. 3. 1c
5.3.2C
5.3.3c
(Check if additional information is provided on Part IV-Supplemental Information. )
EPA Form 9350-1(1-88)
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EPA FORM n, Part III (Continued)
Page 4 of 5
you may report transfers
of less than 1.000 Ibs. by chocking
ranges under A. 1.
6.1 Discharge to POTW
6.2 (Enter block number
from Part II. Section 2. ) 1 1
6.3 Other off-site location 1 1
(Enter block number
from Part II, Section 2. ) ' 1
6.4 Other off-site location f~~|
(Enter block number
from Part II, Section 2.) ' '
A. Total Transfers
(Ibs/yr)
A.1
Reporting Ranges
0 1-498 500-999
A. 2
Enter
Estimate
8. Basis of Estimate
(enter code)
6.1b
6.2b I — I
6.3b \~~\
6.4b Q]
C. Type of Treatment/
Disposal (enter code)
6.2c
6.3c
6.4c
I
I
| | (Check if additional Information Is provided on Part IV-Supplemental Information)
EPA Form 9350-1(1 -88)
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(Important: Type or print; read instructions before completing form.)
EPA FORM R
PART IV. SUPPLEMENTAL INFORMATION
Use this section If you need additional space for answers to questions In Parts I and III.
Number or letter this Information sequentially from prior sections (e.g., D.E, F. or 5.54, 5.55).
Page 5 of 5
(This space tor EPA use only.)
ADDITIONAL INFORMATION ON FACILITY IDENTIFICATION (Part 1 - Section 3)
3.5
3.7
3.8
3.9
3.10
SIC Coda
1 1 1
III III
Dun & Bradstreet Numbar(s)
1 l-l 1 1 1 -1 1 1 1 1 l-l 1 1 1 -1 1 1 1
EPA Identification Number(s) RCRA 1. 0. No. )
III
NPOES Permit
1 1 1
Number (s)
III 1
Name of Receiving Strearn(s) or Water Body(s)
1 1 1 1 1 1 1 1 1
1 1
1 1 1 1 1 1 1 1
ADDITIONAL INFORMATION ON RELEASES TO LAND ( Part III - Section S.S)
Releases to Land
5.5
5.5
5.5J
| |
1 1
(enter code)
(enter code)
| || (enter code)
5.5 a
5.5 a
5.5 a
A. Total Release
(Ibs/yr)
A.I
Reporting Ranges
0 1-499 500-009
A.2
Enter
Estimate
B. Basis of
Estimate
(enter code)
s.s b rn
' '
5.5 b r~i
5.5 b n
ADDITIONAL INFORMATION ON OFP-SHt
6 • Discharge to POTW
Other off-site location i 1
6 (Enter block number 1 1
• from Part II, Section 2.) > '
Other off-site location f~~l
6. (Enter block number 1
from Part II, Section 2.) «— 1
6. a
6.
6.
a
a
TCAK f •?&', ( Part III - Section 6)
A. Total Transfers' '
(Ibs/yr)
A.1
Reporting Ranges
0 1-400 500-000
A.2
Enter
Estimate
B. Basis of
Estimate
(enter code)
e. b rn
6. bD
6. b I I
C. Type of Treatment/
Disposal (enter code)
6. c.
6. c. | |
ADDITIONAL INFORMATION ON WASTE TREATMENT (Part III - Section 7)
A. General Wastestream
(enter code)
7. . n
, , n
7. a II
7. , n
7. a 1 J
B.
7. b
7. b
7. b
7. b
7. b
Treatment
Method
(enter code)
I
I
I
I
I
C. Range of
Influent
Concentration
(enter code)
7. c
7. c
n
n
7. c n
7. c
7. c
n
n
D. Sequential
Treatment?
(check If
applicable)
7. d I I
7. „ n
7. d I J
7. d
7. d I I
E. Treatment
Efficiency
Estimate
7. e %
7. e %
7. e %
7. e %
7. e %
F. Based on
Operating
Data?
Yes No
7. , n
7. f L
n
D n
7. f n n
7. , n
n
7. . n c
EPA Form 9350-1 (1-88)
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b. Instructions.
INSTRUCTIONS FOR COMPLETING EPA FORM R,
THE TOXIC CHEMICAL RELEASE REPORTING FORM
GENERAL INFORMATION
A complete report Form R must be submitted for each
toxic chemical manufactured, processed, or otherwise used
at each covered facility as prescribed in the reporting
rule in 40 CFR Part 372. These instructions supplement
and elaborate on the requirements in the reporting rule.
Together with the reporting rule, they constitute the
reporting requirements; you should read both before
attempting to complete Form R. All references in these
instructions are to sections in the reporting rule unless
otherwise indicated.
The Toxic Chemical Release Reporting Form, EPA Form R,
consists of four parts:
- Part I, Facility Identification Information;
- Part II, Off-Site Locations to Which Toxic
Chemicals are Transferred in Wastes;
- Part III, Chemical Specific Information; and
- Part IV, Supplemental Information.
Form R is designed so that a majority of the information
required in Part I and all of the information required in
Part II should be the same for each chemical reported by
your facility. If the information in Parts I and II are
identical for two or more chemicals, you may submit
photostatic copies of those parts for those chemicals as
long as each Part I has an original signature on the
certification statement. Part III must be completed
separately for each chemical. Part IV provides additional
space, if needed, to complete the information required by
the preceding sections of the form.
•A complete report for any listed toxic chemical that is
not claimed trade secret consists of the following
completed parts:
- Part I with an original signature on the
certification statement (Section 2);
- Part II;
- Part III (Section 8 is optional); and
- If applicable, Part IV.
A complete report for a toxic chemical claimed trade
secret includes all of the above items plus the following:
- A completed trade secret substantiation form;
- A "sanitised" version of the report in which the
chemical identity items (Part III, Sections 1.2 and 1.3)
have been left blank but in which a generic chemical
name ha* been supplied (Part III, Section 1.4); and
- A "sanitized" version of the trade secret substantiation
form.
WHEN THE REPORT MUST BE
SUBMITTED
The report for any calendar year must be submitted on or
before July 1 of the following year (e.g., the report for
calendar year 1987, January through December, must be
submitted on or before July 1, 1988).
WHERE TO SEND THE REPORT
Submit reports, including reports containing trade secret
claims (i.e., sanitized) to:
U.S. Environmental Protection Agency
P.O. Box 70266
Washington, D.C. 20024-0266
Attn: Toxic Chemical Release Inventory
In addition, you must send a copy of the report to the
State (State of the U.S., the District of Columbia, the
Commonwealth of Puerto Rico, Guam, American Samoa,
the U.S. Virgin Islands, the Northern Mariana Islands,
and any other territory or possession over which the
U.S. has jurisdiction) in which the facility is located.
States will provide addresses where the copies of the
reports are to be sent. Copies of the report sent to the
State should be the "sanitized." non-trade-secret version
of the report, unless the State specifically requests
otherwise. For additional information, refer to the
discussion of trade secret/confidentiality claims in the
instructions for completing Part III, Section 1, of the
form.
HOW TO OBTAIN FORMS AND OTHER
INFORMATION
Additional copies of EPA Form R and related guidance
documents may be obtained from:
Emergency Planning and Community Right-
to-Know Hotline
U.S. Environmental Protection Agency
WH-562A
401 M Street, S.W.
Washington, D.C. 20460
(800) 535-0202
(202) 479-2449 (Washington D.C. and Alaska)
INSTRUCTIONS FOR COMPLETING
SPECIFIC SECTIONS OF EPA FORM R
The following arc specific instructions for completing
each section of EPA Form R. The number designations
of the parts and sections of these instructions
correspond to those in Form R unless otherwise
indicated.
PART I. FACILITY IDENTIFICATION
INFORMATION
1.1 Does This Report Contain Trade Secret
Information?
You must answer this question only after you have
completed the rest of the report. The specific identity
of the toxic chemical being reported in Part in, Sections
1.2 and 1.3 may be designated as trade secret. If you
are making a trade secret claim, answer by marking the
"yes" box and proceed to Section 1.2. (See Part III,
Section 1, of these instructions for specific instructions
on trade secrecy claims.) If the answer is no, proceed
to Section 1.3.
1.2 Is This a Sanitized Copy?
You must answer this question only after you have
completed the rest of the report. Answer yes if this
copy of the report is the public "sanitized" version of a
report where the chemical identity is claimed trade
secret in Part III, Section 1.4 of the report. Otherwise,
answer no.
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1.3 Reporting Year
In Section 1.3, you must enter the year to which the
reported information applies, not the year in which you
are submitting the report.
2. Certification
The certification statement must be signed by the owner
or operator, or a senior official with management
responsibility for the person (or persons) completing the
form. The owner, operator, or official must certify the
accuracy and completeness of the information reported on
the form by signing and dating the certification statement.
Each report must contain an original signature. Print or
type the name and title of the person who signs the
statement in the space provided. This certification
statement applies to all the information supplied on the
form and should be signed only after the form has been
completed.
3. Facility Identification
3.1 Facility Name and Location
You must enter the name of your facility (plant site name
or appropriate facility designation), street address, city,
county, state, and zip code in the space provided. You
may not use a post office box number for this location
information. The address provided should be the location
where the chemicals are manufactured, processed, or
otherwise used.
3.2 Full or Partial Facility Indication
You must indicate whether your report is for the covered
facility as a whole or for part of a covered facility.
Check box a. if the report contains information about a
chemical for an entire covered facility. Check box b. if
the report contains information about a chemical but for
only part of a covered facility.
The SIC code system classifies business "establishments,"
which are defined -as "distinct and separate economic
activities [which] are performed at a single physical
location." Under section 372.30(c) of the reporting rule,
you may choose to submit a separate Form R for each
establishment, or for groups of establishments, in your
covered facility. This allows you the option of reporting
separately on the activities involving a toxic chemical at
each establishment, or group of establishments (e.g., part
of a covered facility), rather than submitting a single
Form R for that chemical for the entire facility. You
may do this provided that all releases of the toxic
chemical from the entire covered facility are reported.
However, if an establishment or group of establishments
does not manufacture, process, otherwise use, or release a
toxic chemical, then you do not have to submit a report
on that chemical from that establishment or group of
establishments.
3.3 Technical Contact
You must enter the name and telephone number (including
area code) of a technical representative whom EPA or
State officials may contact for clarification of the
information reported on the form. This person does not
have to be the person who prepares the report or signs
the certification statement. However, this person must
have detailed knowledge of the report to be able to
respond to questions.
3.4 Public Contact
You must enter the name and telephone number of a
person who can respond to questions from the public
about the report. If you choose to designate the same
person as both the technical and the public contact,
enter "same as 3.3" in this space. If no public contact is
designated in Section 3.4, EPA will treat the technical
contact as the public contact.
3.5 Standard Industrial Classification
(SIC) Code
You must enter the appropriate 4-digit Primary Standard
Industrial Classification (SIC) code for your facility. If
the report covers more than one establishment, enter the
primary 4 digit SIC code for each establishment. You
are only required to enter SIC codes for establishments
within the facility that fall within SIC codes 20 through
39 as identified in section 372.22 of the reporting rule.
Use the Supplemental Information sheet (Part IV) if you
need to enter more than three SIC codes.
3.6 Latitude and Longitude
Enter the latitudinal and longitudinal coordinates of your
facility. You must supply the latitude and longitude for
calendar year 1987 reports if the information is readily
available to you. Sources of these data include EPA
permits (e.g., NPDES permits), county property records,
facility blueprints, and site plans. If these geographic
coordinates are not readily available to you for calendar
year 1987 reports, enter not applicable [N/A]. All
facilities are required to provide this information in
reports submitted for the calendar year 1988 and
subsequent years. Use leading place holding zeros.
3.7 Facility Dun and Bradstreet Number
You must enter the number assigned by Dun and
Bradstreet for your facility or each establishment within
your facility. This may be available from your facility's
financial office. If none of your establishments have
been assigned Dun and Bradstreet Numbers, indicate this
in Section 3.7 by entering not applicable [N/A] in box a.
If only some of your establishments have been assigned
Dun and Bradstreet numbers, indicate this in Section 3.7
by entering those numbers. Use leading place holding
zeros. For more than two establishments, use the
Supplemental Information sheet (Part IV).
3.8 EPA Identification Number
If your facility has been 'assigned EPA Identification
Numbers, you must enter those numbers. The EPA I.D.
Number is a 12-digit number assigned to facilities
covered by hazardous waste regulations under the
Resource Conservation and Recovery Act (RCRA).
Facilities not covered by RCRA are not likely to have an
assigned EPA I.D. Number. If your facility does not have
an EPA I.D. Number, enter not applicable [N/A] in box a.
If your facility has more than two numbers, use the
Supplemental Information sheet (Part IV). Use leading
place holding zeros.
3.9 NPDES Permit Numbers
You must enter the numbers of any permits your facility
holds under the National Pollutant Discharge Elimination
System (NPDES). This 9-digit permit number is assigned
to your facility by EPA or the State under the authority
-------
of the Clean Water Act. If your facility has more than
two permits, use the Supplemental Information sheet (Part
IV). Use leading place holding zeros. If your facility
does not have a permit, enter not applicable [N/A] in box
3.10 Name of Receiving Stream or Water
Body
You must enter the name of each surface water body or
receiving stream to which chemicals being reported are
directly discharged. Report the name of each receiving
stream or water body as it appears on the NPDES permit
for the facility. Enter not applicable [N/A] to any
unneeded spaces. If your facility discharges the toxic
chemical to more than three receiving streams or water
bodies, use the Supplemental Information sheet (Part IV).
3.11 Underground Injection Well Code
(UIC) Identification Number
If your facility has a permit to inject chemical-
containing waste which includes any toxic chemical being
reported into Class 1 deep wells, you must enter the
Underground Injection Control (UIC) 12-digit identification
number assigned by EPA or by the State under the
authority of the Safe Drinking Water Act. If your facility
does not hold such a permit, enter not applicable [N/A] in
this space.
4. Parent Company Information
You must provide information on your parent company.
For purposes of this form, parent company is defined as a
company which directly owns at least SO percent of the
voting stock of another company.
4.1 Name of Parent Company
You must enter the name of the corporation or other
business entity that is your parent company. If you have
no parent company, enter not applicable [N/A].
t«-.2 Parent Company's Dun & Bradstreet
Number -
If applicable, you must enter the Dun and Bradstreet
Number for your parent company. The number may be
obtained from the treasurer or financial officer of the
company. If your parent company does not have a Dun
and Bradstreet number, enter not applicable [N/A]. Use
leading place holding zeros.
PART II. OFF-SITE LOCATIONS TO
WHICH TOXIC CHEMICALS ARE
TRANSFERRED IN WASTES
This section requires a listing of all off-site locations to
which you transfer wastes containing the toxic chemical.
The information that you enter in this section relates to
data to be reported in Part III, Section 6, of the form.
List only publicly owned treatment works (POTW) and
treatment or disposal facilities. Do not list locations to
which products containing the toxic chemical are shipped
for sale or distribution in commerce or for further use.
Also, do not list locations to which wastes containing the
chemical are sold or sent for recovery, recycling, or reuse
of the toxic chemical. •
1. Publicly Owned Treatment Works
(POTW)
You must enter the name and address of the POTW to
which your facility discharges wastewater containing any
toxic chemical you are reporting. If you do not discharge
wastewater containing reported toxic chemicals to a
POTW, enter not applicable [N/A]. If you discharge
wastewater containing toxic chemicals to more than one
POTW, use additional copies of Part II.
2. Other Of f-Site Locations
In the block next to the heading "Other off-site
location," enter a number. For the first such off-site
location enter "1" in the block. Continue numbering the
off-site locations in ascending order. This is the block
number required by Part III, Section 6. If your facility
transfers the toxic chemical to more than three off-site
locations, use additional copies of Part II and continue
numbering these locations in ascending order.
In the spaces provided, you must enter the name and
address of each location (other than POTWs) to which
you ship or transfer wastes containing the toxic
chemical. Also enter the RCRA I.D. Number (EPA I.D.
Number) for each such location, if known to you. Such
information may be found on the Uniform Hazardous
Waste Manifest which is required by RCRA regulations.
You must also indicate in the space provided whether the
location is owned or controlled by your facility or your
parent company.
PART III. CHEMICAL SPECIFIC
INFORMATION
1.1 Trade Secret Block
If you are claiming chemical identity as a trade secret,
you must mark the trade secret claim box in Section 1.1.
In addition, you must attach a completed trade secret
substantiation form to the report, as set forth in the
trade secret rule in 40 CFR Part 350. When the
chemical identity is claimed trade secret, you must also
provide a generic name in Section 1.4.
Note: If you complete and submit your Toxic Chemical
Release Inventory Reporting Form before the trade secret
rule is in effect, you are still required to substantiate
your claim that the specific chemical identity is a trade
secret. Accordingly, you should follow the provisions of
the proposed trade secret rule and use the proposed
trade secret substantiation form which appeared in the
FEDERAL REGISTER of October 15, 1987 (52FR 38312-
38377).
1.2 CAS Registry Number
You must enter the Chemical Abstracts Service (CAS)
registry number that appears in section 372.65 of the
reporting rule for the chemical being reported. Use
leading place holding zeros. If you are reporting one of
the chemical categories in section 372.65 of the rule
.(e.g., copper compounds), enter [N/A] in the CAS number
space. CAS numbers are cross-referenced with an
alphabetical list of trade names and chemical names in
section 372.65 of the rule.
1.3 Chemical or Chemical Category Name
You must enter in the space provided the name of the
chemical or chemical category as it is listed in section
372.65 of the reporting rule. Only use names listed in
section 372.65.
1.4 Generic Chemical Name
You must complete Section 1.4 if you are claiming the
specific chemical identity of the toxic chemical as a
trade secret and have marked the trade secret block in
-------
Section 1.1. The generic chemical name must be
descriptive of the chemical structure. You must limit the
generic name to seventy characters (e.g., numbers, letters,
spaces, punctuation) or less.
2. Mixture Component Identity
Use this section to report a mixture component that you
know exceed) a threshold. Do not complete this section
if you have completed Section 1 of Part III.
You may have received a mixture or trade name product
from another person which you were told contains a
section 313 toxic chemical, but that person did not tell
you the specific chemical name or CAS number of the
toxic chemical. The person may have given you a generic
chemical name and the percentage composition of the
toxic chemical in the mixture or trade name product under
section 372.45 of the reporting rule. If you determine
that you have imported, processed, or otherwise used the
toxic chemical in the mixture or trade name product in
excess of an applicable threshold, you must enter the
generic chemical name given to you by your supplier in
Section 2. If your supplier did not give you a generic
chemical name, you must enter the name by which the
supplier identified the chemical to you. (In some cases,
this may be the same as the name of the mixture or trade
name product.)
For example, your facility uses 20,000 pounds of a solvent
which your supplier has told you contains eighty percent
"chlorocyclocarbon," his generic name for a chemical
subject to reporting under section 313. You therefore
know that you have exceeded the use threshold for this
toxic chemical. You would enter the name
"chlorocyclocarbon," in the space provided in Section 2.
3. Activities and Uses of the Chemical at
the Facility
This section requires an indication of whether the
chemical is manufactured (including imported), processed,
or otherwise used at the facility for which the form is
being filed and the general nature of such eciivities and.
uses at the facility during the calendar year. Report
activities that take place only at your facility, not
activities that take place at other facilities involving your
products. You must mark all of the appropriate blocks in
this Section that apply to the activities at your facility.
Refer to the definitions of "manufacture," "process," and
"otherwise used" in section 372.3 of the reporting rule for
explanations supplementing those provided below.
3.1 Manufacture
a. Produce.
A chemical included in this category is produced at the
facility.
b. Import.
A chemical included in this category is imported to the
facility.
c. For on-site use/processing.
A chemical included in this category is manufactured and
then further processed or otherwise used at the same
facility.
d. For sale/distribution.
A chemical in this category is manufactured specifically
for sale or distribution outside the manufacturing facility.
e. As a byproduct.
A chemical in this category is produced coincidental!/
during the production, processing, use, or disposal of
another chemical substance or mixture, and following its
production, is separated from that other chemical
substance or mixture.
f. As an impurity.
A chemical in this category is produced coincident ally
with another chemical substance, and is processed, used,
or distributed with it.
3.2 Process (incorporative-type activities)
a. As reactant.
A natural or synthetic chemical used in chemical
reactions for the manufacture of another chemical
substance or of a product. Includes, but is not limited
to, feedstocks, raw materials, intermediates, and
initiators.
b. As a formulation component.
A chemical added to a product or product mixture prior
to further distribution of the product that aids the
performance of the product in its use. Examples include,
but are not limited to, additives, dye*, reaction diluents,
initiators, solvents, inhibitors, emulsifien, surfactants,
lubricants, flame retardants, and rheological modifiers.
c. As an article component.
A chemical substance that becomes an integral component
of an article distributed for industrial, trade, or
consumer use.
d. Repackaging only.
Processing or preparation of a chemical or product
mixture for distribution in commerce in a different form,
state, or quantity.
3.3 Otherwise Used (non-incorporative-type
activities)
a. As a chemical processing aid.
A chemical that is added to a reaction mixture to aid in
the manufacture or synthesis of another chemical
substance but does not intentionally remain in or become
part of the product or product mixture. Examples of
such chemicals include, but are not limited to, process
solvents, catalysts, inhibitors, initiators, reaction
terminators, and solution buffers.
b. As a manufacturing aid.
A chemical whose function is to aid the manufacturing
process but does not become part of the resulting
product. Examples include, but are not limited to,
lubricants, metalworking fluids, coolants, refrigerants,
and hydraulic fluids.
c. Ancillary or other use.
A chemical in this category is used at a facility for
purposes other than as a chemical processing aid or
manufacturing aid as described above. Includes, but is
not limited to, cleaners, degreasers, lubricants, and fuels. •
4. Maximum Amount of the Chemical On
Site at Any Time During the
Calendar Year
You must insert the appropriate code (see below) that
indicates the maximum quantity of the chemical (in
storage tanks, process vessels, on-site shipping
containers, etc.) at your facility at any time during the
calendar year. If the chemical was present at several
locations within your facility, use the maximum total
amount present at the entire facility at any one time.
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Code
Weight Range in Pounds
From... To....
01
02
OS
04
05
06
07
08
09
10
11
0
100
1,000
10,000
100,000
1,000,000
10,000,000
50,000,000
100,000,000
500,000,000
1 billion
99
999
9,999
99,999
999,999
9,999,999
49,999,999
99,999,999
499,999,999
999,999,999
more than 1 billion
If the toxic chemical was present at your facility as part
of a mixture or trade name product, to determine the
maximum quantity of the chemical present at the facility
you must calculate only the weight of the toxic chemical,
not the weight of the entire mixture or trade name
product. See section 372.30(b) of the reporting rule for
further information on how to calculate the weight of the
chemical in the mixture or trade name product.
5. Releases of the Chemical to the
Environment
In Section 5 you must account for the total aggregate
releases of the toxic chemical from your facility to the
environment for the calendar year. Releases to the
environment include emissions to the air, discharges to
surface waters, and releases to land and underground
injection wells.
All air releases of the chemical from the facility must be
covered. In case of doubt about whether an air release is
a point or non-point release, it is important that the
release be included as one or the other rather than
omitted. Do not enter information on individual emission
points or releases. Enter only the total release.
5.1 Fugitive or non-point air emissions.
ttThese are releaser to the air thc-S are noi
through stacks, vents, ducts, pipes, or any other confined
air stream. You must include (1) fugitive equipment leaks
from valves, pump seals, flanges, compressors, sampling
connections, open-ended lines, etc.; (2) evaporative losses
from surface impoundments; (3) releases from building
ventilation systems; and (4) any other fugitive or
non-point air emissions.
5.2 Stack or point air emissions.
These are releases to the air that are through stacks,
vents, ducts, pipes, or other confined air streams. You
must include storage tank emissions. Air releases from
control equipment would generally fall in this category.
5.3 Discharges to water
You must enter the applicable letter code for the
receiving stream or water body from Section 3.10 of Part
I of the form. Also, you must enter the total annual
amount of the chemical released from all discharge points
at the facility to each receiving stream or water body.
You must include process outfalls such as pipes and open
trenches, releases from on-site wastewater treatment
systems, and the contribution from stormwater runoff if
applicable (see instructions for column C below). Do not
include "indirect" discharges to surface waters such as to
a POTW or off-site wastewater treatment facility. These
must be reported in Section 6.
5.4 Underground injection
You must enter the total annual amount of the chemical
that was injected into wells, including Class I and other
types, at the facility.
5.5 Releases to land
You must report quantities of the chemical that were
landfilled, impounded, or otherwise disposed of at the
facility. Do not report land disposal at off-site locations
in this section. You must enter the appropriate disposal
code from the following list:
Disposal Codes
D02 Landfill
DOS Land Treatment/Application/Fanning
D05 Surface Impoundment (to be closed as a
Landfill)
D99 Other Disposal
Three lines are provided in this section of the form to
accommodate various types of land disposal.
For the purpose of this form, a surface impoundment it
considered "final disposal." Quantities of the chemical
released to surface impoundments that are used merely as
part of a wastewater treatment process generally must
not be reported in this section of the form. However, if
the impoundment accumulates sludges containing the
chemical, you must include an estimate in this section
unless the sludges are removed and otherwise disposed of
(in which case they should be reported under the
appropriate section of the form). For the purposes of
this reporting, storage tanks are not considered to be a
type of disposal and are not to be reported in this
section of the form.
A. Total Release
Only releases of the 'toxic chemical to the environment
for the-calendar year are to be reported in this section
•of the form. •" The total releases from your facility do
not include transfers or shipments of the chemical from
your facility for sale or distribution in commerce or of
wastes to other facilities for treatment or disposal (see
Section 6.1). Both routine releases, such as fugitive air
emissions, and accidental or non-routine releases, such as
chemical spills, must be included in your estimate of the
quantity released.
A.I Reporting Ranges
For reports submitted for calendar years 1987, 1988, and
1989 only, you may take advantage of range reporting for
releases that are less than 1,000 pounds for the year to
an environmental medium. You may mark one of the
three boxes, 0, 1-499, or 500-999, corresponding to
releases of the chemical to any environmental medium
(i.e., any line item); however, you do not have to use
these range check boxes. You have the option of
providing a specific figure in column A.2 as described
below.
For releases of 1,000 pounds or more for the year to any
medium, you must provide an estimate in pounds per year
in column A.2. Any estimate provided in column A.2 is
required to be accurate to no more than two significant
figures. Beginning with reports for calendar year 1990,
you may not use ranges to report; you must report in
column A.2.
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A.2 Enter Estimates
You muet provide your estimates of releases in pounds for
the year in column A.2. This estimate is required to be
accurate to no more than two significant figures.
Calculating Releases
To provide the release information required in both
Sections A.I and A.2 in this section of the form, you must
use all readily available data (including relevant
monitoring data and emissions measurements) collected at
your facility pursuant to other provisions of law or as
part of routine plant operations, to the extent you have it
for the toxic chemical.
When relevant monitoring data or emission measurements
are not readily available, reasonable estimates of the
amounts released must be made using published emission
factors, material balance calculations, or engineering
calculations. You may not use emission factors or
calculations to estimate releases if more accurate data are
available.
No additional monitoring or measurement of the quantities
or concentrations of any toxic chemical released into the
environment, or of the frequency of such releases, is
required for the purpose of completing this form, beyond
that which is required under other provisions of law or
regulation or as part of routine plant operations.
You must estimate as accurately as possible the quantity
in pounds of the chemical or chemical category that is
released annually to each environmental medium. Do not
include the quantity of components of a waste stream
other than the toxic chemical in this estimate.
If the toxic chemical was' present at your facility as part
of a mixture or trade name product, you must calculate
the releases of the chemical only. Do not include releases
of the other components of the mixture or trade name
product. If you only know about or are only able to
estimate the releases of the mixture or trade name
product as a whole, you must assume that the toxic '
chemical is released in proportion to its concentration in
the mixture or trade name product. See section S72.30(b)
of the reporting .rule for further information on how to
calculate the concentration and weight of the chemical in
the mixture or trade name product.
If you are reporting a chemical category listed in section
372.65(c) of the reporting rule rather than a specific
chemical, you must combine the release data for all
chemicals in the listed chemical category (e.g., all glycol
ethers or all chlorophenols) and report the aggregate
amount for that chemical category. Do not report
releases of each individual chemical in that category
separately. For example, if your facility releases 3,000
pounds per year of 2-chlorophenol, 4,000 pounds per year
of 3-chlorophenol, and 4,000 pounds per year of
4-chlorophenol, you should report that your facility
releases 11,000 pounds per year of chlorophenols. (Other
than for listed chemical categories in section 372.6S(c) of
the rule, each form must report for an individual
chemical.
Listed chemicals with the qualifier "solution," such as
sodium sulfate, in concentrations of 1 percent (or 0.1
percent in the case, of a carcinogen) or greater, must be
factored into threshold and release calculations, because
threshold and release amounts relate to the amount of
chemical in solution, not the amount of solution.
For metal compound categories (e.g., chromium
compounds), report releases of only the parent metal.
For example, a user of various inorganic chromium salts
would report the total chromium released in each waste
type regardless of the chemical form (e.g., as the original
salts, chromium ion, oxide, etc.), and exclude any
contribution to mass made by other species in the
molecule.
B. Basis of Estimate
For each release estimate you are required to indicate
the principal method by which the quantity was derived.
Enter the letter code to identify the method which
applies to the largest portion of the total estimated
quantity.
For example, if 40 percent of stack emissions of tho
reported substance were derived using monitoring data,
30 percent by mass balance, and 30 percent by emission
factors, you would enter the code letter "M" for
monitoring. The codes are as follows:
M - Based on monitoring data or measurements for the
toxic chemical as released to the environment
and/or off-site facility.
C - Based on mass balance calculations, such as
calculation of the amount of the toxic chemical in
streams entering and leaving process equipment.
B - Based on published emission factors, such as those
relating release quantity to throughput or
equipment type (e.g., air emissions factor*)
O - Based on other approaches such as engineering
calculations (e.g., estimating volatilization or
solubility using published mathematical formulas)
or best engineering judgment. This would include
applying an estimated removal efficiency to a
wastestream even if the composition of stream.
before treatment was fully characterized by
monitoring data.
If tht monitor!;.£ data, ma?a balance, or emission factor"
used to estimate the release is not specific to the toxic
chemical, the estimate should be reported as based on
engineering calculations or judgment.
C. Percent From Stormwater
This column only relates to Section 5.3 - Discharges to
Water. The quantity of the chemical released to any
receiving stream or water body in each box in column A
must include the amount contributed by stormwater
runoff from the facility which contains the chemical. In .
addition, the percentage of the total quantity (by weight)
of the chemical contributed by stormwater must be'
entered in column C. If your facility has monitoring
data on the chemical and an estimate of flow rate, you
must use this data to determine percent stormwater.
If your facility does not have periodic measurements of
stormwater releases of the chemical but has submitted
chemical specific monitoring data in permit applications,
then these data must be used to calculate the percent
contribution from stormwater. Flow rate data can be
estimated by multiplying the annual amount of rainfall
times the land area times the runoff coefficient. The
runoff coefficient represents the fraction of rainfall that
does not infiltrate into the ground but runs off as
stormwater. The runoff coefficient is directly related to
the land uses located in the drainage area and range*
from 0.5-0.8 for light industrial areas and 0.6-0.9 for
heavy industrial areas. Site specific determinations can
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be calculated using the following formula:
(1 x fractional paved or roofed area) + (0.2 x fractional
grass area) •+• (0.3 x fractional graveled area) .= site runoff
coefficient
If you have monitored atormwater but did not detect the
chemical, enter eero (0) in this space. If your facility
has no stormwater monitoring data for the of the
chemical, enter no data [N/D] in this space on the form.
6. Transfers of the Chemical in Waste to
Off-Site Locations
You must report in this section the total annual quantity
of the chemical sent to any of the off-site disposal,
treatment, or storage facilities for which you have
provided an address in Part II.
Line 6.1 is for transfers to a POTW. Lines 6.2 through
6.4 are provided for transfers to other off-site locations,
including privately owned wastewater treatment facilities.
Enter, from Section 2 of Part II, the block number that
corresponds to the off-site location to which you
transferred waste containing the chemical. If you need
additional space (i.e., you ship waste to more than three
off-site locations), check the box at the bottom of
Section 6 and use the Supplemental Information sheet
(Part IV).
A. Total Transferred
You must follow the instructions for providing estimates
as presented in the instructions for column A of Section 5
above. You must enter the amount in pounds of only the
toxic chemical that is being transferred; do not enter the
total poundage of wastes, including mixtures or trade
name products containing the chemical. As with Section
5, you may report in ranges only for calendar years 1987,
1988, and 1989.
B. Basis of Estimate
'You must identify the basis for your estimate. Follow the
instructions and use the same codes as presented in the
instructions for column B of Section 5.
C. Type of Treatment/Disposal
You must enter one of the following codes to identify the
type of treatment or disposal method used by the off-site
location for the chemical being reported. You may have
this information in your copy of EPA Form SO, Item S of
the Annual/Biennial Hazardous Waste Treatment, Storage,
and Disposal Report (RCRA). Applicable codes for this
section an a* follow*:
M10 Storage Only
M20 Reuse a* Fuel/Fuel Blending
M40 Solidification/Stabilization
M50 Incineration/Thermal Treatment
M61 Wastewater Treatment (Excluding POTW)
M69 Other Treatment
M71 Underground Injection
M72 Landfill/Disposal Surface Impoundment
M73 Land Treatment
M79 Other Land Disposal
M90 Other Off-Site Management
M91 Transfer to Waste Broker
M99 Unknown
7. Waste Treatment Methods and Efficiency
In Section 7, you must provide the following information
related to the chemical whose releases are being
reported: (A) the general wastestream types containing
the chemical being reported; (B) the waste treatment
methods (if any) used on all wastestreams containing the
chemical; (C) the range of concentrations of the chemical
in the influent to the treatment method (D) whether
sequential treatment is used; (E) the efficiency or
effectiveness of each treatment method in removing the
chemical; and (F) whether the treatment efficiency figure
was based on actual operating data. You must use a
separate line in Section 7 for each treatment method
used on a wastestream. This section is to be used to
report only treatment of wastestream* at your facility,
not treatment off-site.
A. General Wastestream
For each waste treatment method report you must
indicate the type of wastestream containing the chemical
that is treated. Enter the letter code that corresponds
to the general wastestream type:
A = Gaseous (including gases, vapors, airborne
p articulates)
W = Wastewater (aqueous waste)
L = Liquid waste (non-aqueous waste)
S = Solid waste (including sludges and slurries)
If a waste is a mixture of water and organic liquid, you
must report it under wastewater unless the organic
content exceeds 50 percent. Slurries and sludges
containing water must be reported as solid waste if they
contain appreciable amounts of dissolved solids, or solids
that may settle, such that the viscosity or density of the
waste is considerably different from that of process
wastewater.
B. Treatment Method
Codes for treatment methods are included in Table I of
these instructions. You musfc enter the code for each
treatment method used on t, wastettretan containing the
toxic chemical, rec&rd'esr of v.-hether this treatment
method actually remove.! the specific, chemical.
Treatment methods must be reported by type of waste
being treated (i.e., gaseous wastes, aqueous wastes, liquid
non-aqueous wastes, and solids).
Wastestreams containing the chemical may have a single
source or may be aggregates of many sources. For
example, process water from several pieces of equipment
at your facility may be combined prior to treatment.
Report treatment methods that apply to the aggregate
wastestream as well as treatment methods that apply to
individual wastestreams. If your facility treats various
wastewater streams containing the chemical in different
ways, the different treatment methods must each be
listed separately.
Your facility may have several pieces of equipment
performing a similar service. It is not necessary to
enter four lines of data to cover four scrubber units, for
example, if all four are treating wastes of similar
character (e.g., aulfuric acid mist emissions), have similar
influent concentrations, and have similar removal
efficiencies. If, however, any of these parameters differ.
from one unit to the next, each scrubber must be listed
separately.
C. Range of Influent Concentration
The form requires an indication of the range of
concentration of the toxic chemical in the wastestream
(i.e., the influent) as it typically enters the treatment
equipment. You must enter in the space provided one of
-------
the following code numbers corresponding
concentration of the chemical in the influent:
to the
1 = Greater than 1 percent
2 = 100 parts per million (0.01 percent) to 1 percent
(10,000 parts per million)
3 = 1 part per million to 100 parts per million
4 = 1 part per billion to 1 part per million
6 = Less than 1 part per billion
Note that parts per million (ppm) is milligrams/kilogram
(mass/mass) for solids and liquids; cubic centimeters/cubic
meter (volume/volume) for gases; milligrams/liter for
solutions or dispersions of the chemical in water; and
milligrams of chemical/kilogram of air for participates in
air. If you have particulate concentrations (at standard
temperature and pressure) as grains/cubic foot of air,
multiply by 1766.6 to convert to parts per million: if in
mg/m , multiply by 0.773 to obtain ppm. (Note: Factors
are for standard conditions of O°C (32°F) and 760 mmHg
atmospheric pressure).
D. Sequential Treatment?
You may use various treatment steps in a sequence but
only be able to estimate the treatment efficiency of the
overall treatment process. If this is the case, you must
enter codes for all of the treatment steps in the process.
You must check the column D "sequential treatment?" box
for all of these steps in the same sequence. With respect
to information that must be supplied in columns C and E,
you must provide the range of influent concentrations
(column C) in connection with the first step of the
sequential treatment. Then provide the treatment
efficiency (column E) in connection with the last step in
the treatment. You do not need to complete C or E for
any intermediate step in the sequence.
E. Treatment Efficiency Estimate
In the space provided, you must enter the number that
indicates the percentage of the toxic chemical that is
removed from the wastestream. The treatment efficiency
(expressed as percent removal) represents any destruction,
biological degradation, chemical conversion, or physical
removal of the chemical from the wastestream being
treated. This efficiency must represent the mass or
weight percentage of chemical destroyed or removed, not
just changes in volume or concentration of the chemical
or the wastestream. The efficiency indicated for a
treatment method must refer only to the percent
conversion or removal of the listed toxic chemical from
the wastestream, not the percent conversion or removal of
other wastestream constituent* (alone or together with the
listed chemical), and not the general efficiency of the
method for any wastestream.
For some treatments, the percent removal will represent
removal by several mechanisms, as in secondary
wastewater treatment, where a chemical may evaporate, be
biodegraded, or be physically removed in the sludge.
Percent removal must be calculated as follows:
(I-El x 100
I
where I = mass of the chemical in the influent
wastestream and E = mass of the chemical in the effluent
wastestream.
The mass or weight of chemical in the wastestream being
treated must be calculated by multiplying the
concentration (by weight) of the chemical in the
wastestream times the flow rate. When calculating or
estimating percent removal efficiency for various
wastestreams, the percent removal must compare the
gaseous effluent from treatment to the gaseous influent,
the aqueous effluent from treatment to the aqueous
influent, and similarly for organic liquid and solid waste.
However, some treatment methods may not result in a
comparable form of effluent wastestream. Examples are
incineration or solidification of wastewater. In thes*
cases, the percent removal of the chemical from the
influent wastestream would b« reported as 100 percent
because the wastestream does not exist in a comparable
form after treatment.
Some of the treatments listed in Table I do not destroy,
chemically convert, or physically remove the chemical
from its wastestream. Some examples include fuel
blending and evaporation. For these treatment methods,
an efficiency of zero must be reported.
For metal compounds, the importable concentration and
treatment efficiency must be calculated based on the
weight of the parent metal and not the weight of the
metal compounds. Metals are not destroyed but can only
be physically removed or chemically converted from one
form into another. The treatment efficiency reported
must only represent physical removal of the parent metal
from the wastestream, not the percent chemical
conversion of the metal compound. If a listed treatment
method converts but does not remove a metal (e.g.,
chromium reduction), the method must be reported, but
the treatment efficiency must be reported as eero.
All data available at your facility must b« utilised to
calculate treatment efficiency and influent chemical
concentration. You are not required to collect any new
data for the purposes of this reporting requirement. If
data are lacking, estimates must be made using best
engineering judgment or other methods.
F. Based on Operating Data?
This column requires you to indicate "Yes" or "No" to
whether the treatment efficiency estimate is based on
actual operating data. For example, you would check
"Yes" if the estimate is based on monitoring of influent
and effluent wastes under typical operating conditions.
If the .efficiency estimate is based on published data for
similar processes or on equipment supplier's literature, or
if you otherwise estimated either the influent or effluent
waste comparison or the flow rate, you must check "No."
8. Optional Information on Waste
Minimization
Information provided in Part III, Section 8, of the form
is optional. This section allows you to identify waste
minimiEation efforts relating to the reported toxic
chemical that may not have been reflected in your
responses to previous sections of the form.
A. Type of modification
Enter one code from the following list that best
describes the type of waste minimiEation activity:
Ml - Recycling/reuse on-site.
M2 - Recycling/reuse off-site.
MS - Equipment/technology modifications.
M4 - Process procedure modifications.
M5 - Reformulation/redesign of product.
M6 - Substitution of raw materials.
M7 - Improved housekeeping training, inventory
control.
MS - Other waste minimiEation technique.
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B. Quantity of the chemical in the
wastestream prior to treatment/
disposal
Enter the pounds of the toxic chemical in wastes in the
reporting year and the pounds in wastes in the year prior
to implementing waste minimization (the "base year").
Alternatively, to protect confidential information, you may
wish to enter only the percentage by which the weight of
the chemical in the wastes has changed. This figure
(percentage) may be calculated using the following
formula:
toxic chemical in wastes in reporting year -
toxic chemical in wastes in prior year
toxic chemical in wastes in prior year.
xlOO
The resulting figure may be either negative or positive.
C. Index
Enter the ratio of reporting-year production to production
in the base year. This index should be calculated to most
closely reflect activities involving the chemical. Examples
of acceptable indices include:
- Chemical produced in 1987/chemical produced in 1986.
- Paint produced in 1987/paint produced in 1986.
- Appliances coated in 1987/appliances coated in 1986.
- Square feet of solar collector fabricated in
1987/square feet of solar collector fabricated in 1986.
- Value of sales in 1987/value of sales in 1986.
For example, a company manufactures 200,000 pounds of
a chemical in 1986 and 250,000 pounds of the same
chemical in 1987. The index figure to report would b«
1.3 (1.25 rounded). The index provides a means for users
of the data to distinguish the effects of change* in
business activity from the effects specifically of waste
minimization efforts. It is not necessary to indicate the
units on which the index is based.
D. Reason for action
Finally, enter the codes from the following list that best
describe the reason for initiating the waste minimization
effort:
Rl - Regulatory requirement for the waste.
R2 - Reduction of treatment/disposal costs.
R3 - Other process cost reduction.
R4 - Self-initiated program.
R5 - Other (e.g., discontinuation of product,
occupational safety, etc.).
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10
TABLE I
TREATMENT CODES
AIR EMISSIONS TREATMENT
A01 Flare
A02 Condenser
AOS Scrubber
ACM Abaorber
AOS Electrostatic Precipitator
A06 Mechanical Separation
A07 Other Air Emission Treatment
BIOLOGICAL TREATMENT
Bll Biological Treatment — Aerobic
B21 Biological Treatment -- Anaerobic
B31 Biological Treatment — Facultative
B99 Biological Treatment — Other
CHEMICAL TREATMENT
COl Chemical Precipitation — Lime or Sodium
Hydroxide
C02 Chemical Precipitation — Sulfide
C09 Chemical Precipitation — Other
Cll Neutralization
C21 Chromium Reduction
C31 Complexed Metals Treatment (other than pH
Adjustment)
C41 Cyanide Oxidation — Alkaline Chlorination
C42 Cyanide Oxidation — Electrochemical
C43 Cyanide Oxidation — Other
C44 General Oxidation (including Disinfection) --
Chlorination
C45 General Oxidation (including Disinfection) —
Ozonation
C46 General Oxidation (including Disinfection) —
Ozonation
C99 Other Chemical Treatment
INCINERATEON/THEEl frlAL TREATMENT
FOl Liquid Injection
Fll Rotary Kiln with Liquid Injection Unit
F19 Other Rotary Kiln
F31 Two Stage
F41 Fixed Hearth
F42 Multiple Hearth
F51 Fluidized Bed
F61 Infra-Red
F71 Fume/Vapor
F81 Pyrolytic Destructor
F82 Wet Air Oxidation
F83 Thermal Drying/Dewatering
F99 Other Incineration/Thermal Treatment
SOLIDIFICATION/STABILIZATION
GOl Cement Processes (including Silicates)
G09 Other Pozzolonic Processes (including Silicates)
Gil Asphaltic Processes
G21 Thermoplastic Techniques
G99 Other Solidification Processes
PHYSICAL TREATMENT
POl Equalization
P09 Other Blending
Pll Settling/Clarification
P12 Filtration
PIS Sludge Dewatering (non-thermal)
P14 Air Flotation
PIS Oil Skimming
P16 Emulsion Breaking — Thermal
PIT Emulsion Breaking — Chemical
PIS Emulsion Breaking — Other
P19 Other Liquid Phase Separation
P21 Adsorption — Carbon
P22 Adsorption — Ion Exchange (other than for
recovery/reuse)
P23 Adsorption ~ Resin
P29 Adsorption — Other
P31 Reverse Osmosis (other than for recovery/reuse)
P41 Stripping — Air
P42 Stripping — Steam
P49 Stripping — Other
PS1 Acid Leaching (other than for recovery/reuse)
P61 Solvent Extraction (other than recovery/reuse)
P99 Other Physical Treatment
RECOVERY/REUSE
ROl Reuse as Fuel — Industrial Kiln
R02 Reuse as Fuel — Industrial Furnace
R03 Reuse as Fuel — Boiler
R04 Reuse as Fuel — Fuel Blending
R09 Reuse as Fuel — Other
Rll Solvents/Organics Recovery — Batch Still
Distillation
R12 Solvents/Organics Recovery — Thin-Film
Evaporation
R13 Solvents/Organics Recovery — Fractionation
R14 Solvents/Organic* Recovery — Solvent
Extraction
R19 Solvents/Organics Recovery — Other
R21 Metals Recovery — Electrolytic
R22 Metals Recovery — Ion Exchange
R23 Metals Recovery — Acid Leaching
R24 Metals Recovery — Reverse Osmosis
R26 Metals Recovery — Solvent Extraction
R29 Metals Recovery — Other
R99 Other Reuse or Recovery
-------
SECTION 313 TOXIC CHEMICAL LIST
(Including Chemical Categories)
(Chemical* may b« added or deleted to the liat. The Emergency Planning and Community Right-to-Know Hotline will
provide up-to-date information on the status of these changes.)
a. Alphabetical List (Effective Date January 1,1987)
CAS Number Chemical Name
75-OT-O Acetaldehyde 1937-37-7
60-38-6 Aeetamide 2602-46-2
67-64-1 Acetone 16071-86-6
75*05-8 Acetonitrile 2832-40-8
53-96-3 2-Acetylaminofluorene 3761-53-3
107-02-8 Acrolein 81-88-9
79-06-1 Acrylamide 3118-97-8
79-10-7 Acrylic acid 97-56-3
107-13-1 Acrylonitrile 842-07-9
309-00-2 Aldrin [1,4:5,8-Dimethanonaphthalene, 492-80-8
l,2,3,4,10,10-hexachloro-l,4,4a, 128-66-5
5,8,8a-hexahydro-(l.alpha., 7440-43-9
4.alpha.,4a.beta.,5.alpha., 156-62-7
8.alpha.,8a.beta.)-J 133-06-2
107-05-1 Allyl chloride
7429-90-5 Aluminum (fume or dust)
1344-28-1 Aluminum oxide 63-25-2
117-79-3 2-Aminoanthraquinone
60-09-3 4-Aminoaeobenzene 75-15-0
92-67-1 4-Aminobiphenyl 56-23-5
82-28-0 l-Amino-2-methyIanthraquinone 463-58-1
7664-41-7 Ammonia 120-80-9
6484-52-2 Ammonium nitrate (solution) 133-90-4
7783-20-2 Ammonium sulfate (solution)
62-53-3 Aniline 57-74-9
90-04-0 o-Anisidine
104-94-9 g-Anisidine
134-29-2 o-Anisidine hydrochloride 7782-50-5
120-12-7 Anthracene 10049-04-4
7440-36-0 Antimony 79-11-8
7440-38-2 Arsenic 532-27-4
1332-21-4 Asbestos (friable) 108-90-7
7440-39-3 Barium 510-15-6
•. 98-87-3 Benzal chloride
55-21-0 Benzamide
71-43-2 Benzene
92-87-5 Benzidine
98-07-7 Benzoic trichloride (Benzotrichloride) 75-00-3
98-88-4 Benzoyl chloride 67-66-3
94-36-0 Benzoyl peroxide 74-87-3
100-44-7 Benzyl chloride 107-30-2
7440-41-7 Beryllium 126-99-8
92-52-4 Biphenyl 1897-45-6
111-44-4 BU(2-chloroethyl) ether
542-88-1 BU(chloromethyl) ether
108-60-1 Bfe(2-«hloro-l-methylethyl) ether 7440-47-3
103-23-1 BU(2-ethylhexyl) adipate 7440-48-4
75-25-2 Bromoform (Tribromomethane) 7440-50-8
74-83-9 Bromomethane (Methyl bromide) 120-71-8
106-99-0 1,3-Butadiene 1319-77-3
141-32-2 Butyl acrylate 108-39-4
71-36-3 n-Butyl alcohol 95-48-7
78-92-2 sic-Butyl alcohol 106-44-5
75-65-0 tert-Butyl alcohol 98-82-8
85-68-7 Butyl benzyl phthalate 80-15-9
106-88-7 1,2-Butylene oxide 135-20-6
123-72-8 Butyraldehyde
2650-18-2 C.I. Acid Blue 9, diammonium salt 110-82-7
3844-45-9 C.I. Acid Blue 9, disodium salt 94-75-7
4680-78-8 C.I. Acid Green 3
569-64-2 C.I. Basic Green 4 1163-19-5
989-38-8 C.I. Basic Red 1
C.I. Direct Black 38
C.I. Direct Blue 6
C.I. Direct Brown 95
C.I. Disperse Yellow 3
C.I. Food Red 5
C.I. Food Red 15
C.I. Solvent Orange 7
C.I. Solvent Yellow 3
C.I. Solvent Yellow 14
C.I. Solvent Yellow 34 (Aurimine)
C.I. Vat Yellow 4
Cadmium
Calcium cyanamide
Captan [lH-Isoindole-l,3(2H)-dione,
3a,4,7,7a-tetrahydro-2-
[(trichloromethyl)thio]-]
Carbaryl [1-Naphthalenol,
methylcarbamate]
Carbon disulfide
Carbon tetrachloride
Carbonyl sulfide
Catechol
Chloramben [Benzoic acid, 3-amino-
2,5-dichloro-j
Chlordane [4,7-Methanoindan,
1,2,4,5,6,7,8,8- octachloro-
2,3,3a,4,7,7a-hexahydro-)
Chlorine
Chlorine dioxide
Chloroacetic acid
2-Chloroacetophenone
Chlorobenzene
Chlorobenzilate [Benzeneacetic acid,
4-chloro-.alpha.-(4-
chlorophenyl)-
. alpha, -hydroxy-,
ethyl ester]
Chloroethane (Ethyl chloride)
Chloroform
Chloromethane (Methyl chloride)
Chloromethyl methyl ether
Chloroprene
Chlorothalonil [1,3-
Benzenedicarbonitrile,
2,4,5,6-tetrachloro-j
Chromium
Cobalt
Copper
£-Cresidine
Cresol (mixed isomers)
m-Cresol
o-Cresol
£-Cresol
Cumene
Cumene hydroperoxide
Cupferron [Benzeneamine, N-hydroxy-
N-nitroso, ammonium salt]
Cyclohexane
2,4-D [Acetic acid, (2,4-dichloro-
phenoxy)-]
Decabromodiphenv,! oxide
-------
2303-16-4 Diailate [Carbamothioic acid.bis 680-31-9
(l-methylethyl)-p S-(2,3- 302-01-2
dichloro-2-propenyl) ester) 10034-93-2
615-OS-4 2,4-Diwninoanisole 7647-01-0
39156-41-7 2,4-Diaminoanisole sulfate 74-90-8
101-80-4 4,4'-Diamino
-------
759-73-9 N-Nitroso-N-ethylurea
684-93-5 N-Nitroso-N-methylurea
16543-65-8 N-Nitroaonomicotine
100-75-4 N-Nitro«opiperidine
2234-13-1 OctaehJoronaphthalene
20816-12-0 Osmium tetroxide
56-38-3 Parathion [Phoaphorothioic acid, 0,
0-diethyl-0-(4-nitrophenyl)
eiter)
87-86-6 Pentachlorophenol (POP)
79-21-0 Peracetic acid
108-9S-2 Phenol
106-60-3 E-Phenylenedjamine
90-43-7 2-Phenylph«nol
76-44-5 Phosgene
7664-38-2 Phosphoric acid
772JM4-0 Phosphorus (yellow or white)
85-44-9 Phthalie anhydride
88-89-1 Picric acid
1336-36-3 Polychlorinated biphenyls (PCBa)
1120-71-4 Propane sultone
57-57-8 beta-Propiolactone
123-38-6 Propionaldehyde
114-26-1 Propoxur [Phenol, 2-(l-methylethoxy)-,
methylcarbamatej
115-07-1 Propylene (Propene)
75-55-8 Propyleneimine
75-56-9 Propylene oxide
110-86-1 Pyridine
91-22-5 Quinoline
106-51-4 Quinone
82-68-8 Quintocene [Pentachloronitrobenzenej
81-07-2 Saccharin (manufacturing, no supplier
notification) [1,2-
Benzisothiazol -3(2H)-one,
1,1-dioxidej
94-59-7 Safrole
7782-49-2 Selenium
7440-22-4 Silver
1310-73-2 Sodium hydroxide (solution)
7757-82-6 Sodium sulfate (solution)
100-42-5 Styrene
96-09-3 Styrene oxide
7664-93-9 Sulfuric acid
100-21-0 Terephthalic acid
79-34-5 1,1,2,2-Tetrachlroethane
127-18-4 Tetrachloroethylene (Perchloroethylene)
961-11-5 Tetrachlorvinphos [Phosphoric acid, 2-
chloro-1- (2,3,5-
trichlorophenyl)ethenyl
dimethyl ester]
7440-28-0 Thallium
62-55-5 Thioacetamide
139-65-1 4,4'-Thiodianiline
62-56-6 Thiburea
1314-20-1 Thorium dioxide
13463-67-7 Titanium dioxide
7550-45-0 Titanium tetraehloride
108-88-3 Toluene
584-84-9 Tolu«n«-2,4-diisocyanate
91-08-7 Toluene-2,6-diisocyanate
95-53-4 o-Toluidine
636-21-5 o-Toluidine hydroehloride
8001-35-2 Toxaphene
68-76-8 Triaciquone (2,5-Cyclohexadiene-l,4-
dione, 2,3,5-tris(l-
aeiridinyl)-]
52-68-6 Trichlorfon [Phoaphonic acid, (2,2,2-
trichloro-1 -hydroxyethy 1) -,
dimethyl ester]
120-82-1 1,2,4-Trichlorobenzene
71-55-6 1,1,1-Trichloroethane (Methyl
chloroform)
79-00-5 1,1,2-Trichloroethane
79-01-6 Trichloroethylene
95-95-4 2,4,5-Trichlorophenol
88-06-2 2,4,6-Trichlorophenol
1582-09-8 Trifluralin [Benzeneamine, 2,6-
dinitro-N,N-dipropyl-4-
(trifluoromethyl)-]
95-63-6 1,2,4-Trimethylbenzene
126-72-7 Tris(2,3-dibromopropyl) phosphate
51-79-6 Urethane (Ethyl carbamate)
7440-62-2 Vanadium (fume or dust)
108-05-4 Vinyl acetate
593-60-2 Vinyl bromide
75-01-4 Vinyl chloride
75-35-4 Vinylidene chloride
1330-20-7 Xylene (mixed iaomers)
108-38-3 m-Xylene
95-47-6 o-Xylene
106-42-3 e-Xylene
87-62-7 2,6-Xylidine
7440-66-6 Zinc (fume or dust)
12122-67-7 Zineb [Carbamodithioie acid, 1,2-
ethanediylbis-, cine complex]
b. List Bv CAS NumberfEffective Date
January 1,1987)
CAS Number Chemical Name
50-00-0 Formaldehyde
51-28-5 2,4-Oinitrophenol
51-75-2 Nitrogen mustard [2-Chloro-N-(2-
chloroethyI)-N-methylanaminej
51-79-6 Urethane (Ethyl carbamate)
52-68-6 Trichlorfon [Phoaphonic acid, (2,2,2-
trichloro-1-hydroxyethyl)-
dimethyl eater]
53-96-3 2-Acetylaminofluorene
55-18-5 N-Nitrosodiethylamine
55-21-0 Bentamide
55-63-0 Nitroglycerin
56-23-5 Carbon tetraehloride
56-38-2 Parathion (Phosphorothioic acid, O,O-
diethyl-O-(4-nitrophenyl)
eater]
57-14-7 1,1-Dimethyl hydrasine
57-57-8 beta-Propiolactone
57-74-9 Chlordane [4,7-Methanoindan,
1,2,4,5,6,7,8,8- octachloro-
2,3,3a,4,7,7a-hexahydro-]
58-89-9 Lindane [Cyclohexane, 1,2,3,4,5,6-
hexachloro-,(l.alpha.,
2.alpha.,3.beta.,
4.alpha.,5.alpha.,6.beta.)-]
59-89-2 N-Nitrosomorpholine
60-09-3 4-Aminoazobenzene
60-11-7 4-Dimethylaminoazobenzene
60-34-4 Methyl hydrazine
60-35-5 Acetamide
62-53-3 Aniline
62-55-5 Thioacetamide
62-56-6 Thiourea
62-73-7. Dichlorvos [Phosphoric acid, 2,2-
dichloroethenyl dimethyl ester]
62-75-9 N-Nitrosodimethylamine
63-25-2 Carbaryl [l-Naphthalenol,
methylcarbamate]
64-67-5 Diethyl sulfate
67-56-1 Methanol
67-63-0 Isopropyl alcohol(manufacturing-strong
acid process, no supplier
notification)
67-64-1 Acetone
67-66-3 Chloroform
67-72-1 Hexachloroethane -
-------
68-76-8 Triaziquone [2,5-Cyclohexadierie-l,4-
dione, 2,3,5-tris(l-
aziridinyl)-)
71-36-3 a-Butyi alcohol
71-43-2 Ben*ena
71-55-6 1,1,1-Trichloroethane (Methyl
chloroform)
72-43-5 M«thoxychlor (Benzene, l,l'-(2,2,2-
trichloroethy lidene) bis
[4-methoxy-j
74-83-9 Bromomethane (Methyl bromide)
74-85-1 Ethj'lene
74-87-3 Chloromethane (Methyl chloride)
74-88-4 Methyl iodide
74-90-8 Hydrogen cyanide
74-95-3 Methylene bromide
75100-3 Chloroethane (Ethyl chloride)
75-01-4 Vinyl chloride
75-05-8 Acetonitrile
75-07-0 Acetaldehyde
75-09-2 Dichloromethane (Methylene chloride)
75-15-0 Carbon disulfide
75-21-8 Ethylene oxide
75-25-2 Bromoform (Tribromomethane)
75-27-4 Dichlorobromomethane
75-35-4 Vinylidene chloride
75-44-5 Phoigene
75-55-8 Propyleneimine
75-56-9 Propylene oxide
75-65-0 tert-Butyl alcohol
76-13-1 Freon 113 [Ethane, 1,1,2-trichloro-
1,2,2-trifluoro-j
76-44-8 Heptachlor [1,4,5,6,7,8,8-Heptachloro-
3a,4,7,7a-tetrahydro-
4,7-methano- iH-indene)
77-47-4 Hexachlorocyclopentadiene
77-78-1 Dimethyl sulfate
78-84-2 Isobutyraldehyde
78-87-5 1,2-Dichloropropane
78-92-2 sec-Butyl alcohol
78-93-3 Methyl ethyl ketone
79-00-5 1,1,2-Trichloroethane
79-01-6 Trichloroethylene
79-06-1 Acrylamide
79-10-7 Acrylic acid
79-11-8 Chloroacetic acid
79-21-0 Peracetic acid
79-34-5 1,1,2,2-Tetrachloroethane
79-44-7 Dimethylcarbamyl chloride
79-46-9 2-Nitropropane
80-05-7 4,4'-Isopropylidenediphenol
80-15-9 Cumene hydroperoxide
80-62-6 Methyl methacrylate
81-07-2 Saccharin (manufacturing, no supplier
notification) [1,2-
BenzUothiazol-
3(2H)-one, 1,1-dioxide]
81-88-9 C J. Food lUd 15
82-28-0 l-Amino-2-methylanthraquinone
82-68-8 QuintoMne [Pentachloronitrobenzene]
84-66-2 Diethyl phthalate
84-74-2 Dibutyl phthalate
85-44-9 Phthalic anhydride
85-68-7 Butyl benzyl phthalate
86-30-6 N-Nitrosodiphenylamine
87-62-7 2,6-Xylidine
87-68-3 Hexachloro-l,3-butadiene
87-86-5 Pentachlorophenol (PCP)
88-06-2 2,4,6-Trichlorophenol
88-75-5 2-Nitrophenol
88-89-1 Picric acid
90-04-0 o-Anisidine
90-43-7 2-Phenylphenol
90-94-8 Michler's ketone
91-08-7 Toluene-2,6-diuocyanate
91-20-3
91-22-5
91-59-8
91-94-1
92-52-4
92-67-1
92-87-5
92-93-3
94-36-0
94-59-7
94-75-7
95-47-6
95-48-7
95-50-1
96-53-4
95-63-6
96-80-7
96-95-4
96-09-3
96-12-8
96-33-3
96-45-7
97-56-3
98-07-7.
98-82-8
98-87-3
98-88-4
98-95-3
99-59-2
100-02-7
100-21-0
100-41-4
100-42-5
100-44-7
100-75-4
101-14-4
101-61-1
101-68-8
101-77-9
101-80-4
103-23-1
104-94-9
105-67-9
106-42-3
106-44-5
106-46-7
106-50-3
106-51-4
106-88-7
106-89-8
106-93-4
106-99-0
107-02-8
107-05-1
107-06-2
107-13-1
107-21-1
107-30-2
108-05-4
108-10-1
108-31-6
108-38-3
108-39-4
108-60-1
108-78-1
108-88-3
108-90-7
108-95-2
109-86-4
110-80-5
Naphthalene
Quinoline
beta-Naphthylamine
3,3'-Dichlorobenzidine
Biphenyl
4-Aminobiphenyl
Benzidine
4-Nitrobiphenyl
Bentoyl peroxide
Safrole
2,4-D [Acetic acid, (2,4-
dichlorophenoxy)-]
2-Xylene
o-Cresol
1,2-Dichlorobenzene
o-Toluidine
1,2,4-Trimethylbenzene
2,4-Diaminotoluene
2,4,5-Trichlorophenol
Styrene oxide
l,2-Oibromo-3-chloropropane (DBCP)
Methyl aery late
Ethylene thiourea
C.I. Solvent Yellow 3
Bencoic trichloride (Bencotrichloride)
Cumene
Benzal chloride
Benzoyl chloride
Nitrobenzene
5-Nitro-o-anisidine
4-Nitrophenol
Terephthalic acid
Ethylbenzene
Styrene
Benzyl chloride
N-Nitrosopiperidine
4,4'-Methylenebis(2-chloroaniline)
(MBOCA)
4,4'-Methylenebia(N,N-dimethyl)
benzenamine
Methylenebis(phenylisocyanate) (MBI)
4,4'-Methylenedianiline
4,4'-Diaminodiphenyl ether
Bis(2-ethylhexyi) adipate
E-Anisidine
2,4-Dimethylphenol
e-Xylene
E-Cresol
1,4-Dichlorobenzene
Quinone
1,2-Butylene oxide
Epichlorohydrin
1,2-Dibromoethane (Ethylene
dibromide)
1,3-Butadiene
Acrolein
Allyl chloride
1,2-Dichloroethane (Ethylene
dichloride)
Acrylonitrile
Ethylene glycol
Chloromethyl methyl ether
Vinyl acetate
Methyl isobutyl ketone
Maleic anhydride
m-Xylene
m-Cresol
Bis(2-chloro-l-methylethyl) ether
Melamine
Toluene
Chlorobenzene
Phenol
2-Methoxyethanol-
2-Ethoxyethanol
------- |