UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                         WASHINGTON, D.C. 20460
                          JUL I T 1990                      OFFICE OF
                                                  SOLID WASTE AND EMERGENCY RESPONSE


                                      OERR DIRECTIVE 9200.4-02

MEMORANDUM


SUBJECT:  Use of OERR Publications Standards Handbook
          and Toolbox
FROM:     Henry L. Longest II, Director
          Office of Emergency and Remedia/Vk^sponse  (OS-200)

TO:       All OERR Staff


     Purpose:  This memorandum is to implement the procedures
outlined in the OERR Publications Standards Handbook and Toolbox
and to transmit personal copies to all OERR managers and staff.

     Background:  This is another step in the ongoing process  of
managing and controlling OERR's extensive bibliography which
includes policy directives and memoranda, fact sheets and
bulletins, guidance and technical documents, directories,  public
brochures, and user's guides.

     Objective:  The objective of the documents management
"system, of which this Handbook is an integral cornerstone,  is  to
ensure that all OERR documents are centrally controlled and
indexed, share a standard appearance, and are readily available
to users inside and outside the agency.

     Implementation:  Effective July 19, 1990, all documents which
are developed or entered for printing are subject to the policies
and procedures delineated in the Handbook and Toolbox.  Copies
are being distributed at the Section Chief level.  Each
supervisor is responsible to ensure that each employee receives  a
personal copy and is advised of the importance of the procedures
and standards.  It is also the responsibility of each employee to
ensure that contractor staff involved in document development
submit products that are fully in compliance with the Handbook.
It is the responsibility of the Superfund Documents  Coordinator
(SDC) to scrutinize all documents submitted for adherence  to the
policies and procedures and to assist document preparers in
interpretation as appropriate.  The SDC will return  inadequate or
incorrect documents to the program for correction where
necessary.

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                               -2-
     Staff cooperation in this important aspect of our documents
management program is appreciated.  Please direct all of your
questions to Betti VanEpps, 475-8864.
Attachments

cc:  OERR Division Directors
     OERR Branch Chiefs
     OERR Section Chiefs
     Contracts Project Officers
     Betti VanEpps

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&EPA
          United States
          S."-viror.meri'3i
          Agency
Office of Emergency and
Remedial .^esoonse
Wasnmgton. DC 20460
                          EPA 5-10 P-9COG2
          Superfund
OERR Publications
Standards Handbook

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                                          EPA/540/P-90/002
                                        Directive: 9200.4-02
                                              April 1990
OERR Publications Standards Handbook
            Office of Emergency and Remedial Response
               U.S. Environmental Protection Agency
                   Washington, DC 20460

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                                    TABLE OF CONTENTS
INTRODUCTION	 1

       Purpose of Superfund Documents	   1
       Publications Standards Toolbox	   2
       Key Personnel and Offices in OERR Document Production  	   4
       Responsibilities of OERR Division Document Managers	   7
       Management of Contractors	   7
       Legal Considerations  	   8

PLANNING	11

       Key Considerations  	11
       First Step - Part A: Document Publication Checklist .	12
       Document Numbering	13
       Responsibility for Document Numbering  	13
       Document Classification  	13
       Printing Arrangements  	14
       Printing Costs	15

PREPARATION	  17

       General Specifications   	t	18

               Stages of Document Preparation	18
               Size of Documents   	18
               Binding	18
               Single-/Double-sided Presentation	18
               Software  	18

       Covers and Banners	19

               OERR Requirements  	19
               Covers for Manuals  Printed  by CERI	19
               Required Elements:   Covers for User's Guides  	20
               Required Elements:   Banner-carrying Documents
               (e.g., fact  sheets, bulletins)   	:	20
               Cover  and Banner Type Size and Typeface	23
               Color  and Paper Stock:  Covers  	24
               Color  and Paper Stock:  Banner-carrying Documents	25
               EPA Logo	25

       "Front Matter:" Title Page,  Introductory Information, and
       and Executive  Summaries (for documents with separate coven
       only)     	IS

               Order	2o
               Page Numbering	26
               Tide Page	26
               Ordering Information  	26
               Table  of Contents	23
               Disclaimer	28


                                              iii

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The policies and procedures set forth here are intended
as guidance to Agency and other government employees.
They do not constitute rulemaking by the Agency, and
may not be relied on to create a substantive or
procedural right enforceable by any other person. The
Government may take action that is at variance with the
policies and procedures in this manual

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                                   TABLE OF CONTENTS

       Outreach	53
       Document Availability	53
       Life Cycle Review	53


Appendix A:    Sample Completed Document Publication,
              Preparation, and Distribution Checklists  	55

Appendix B:    Glossary	59

Appendix C:    Cost Table for Printing OERR Documents	61

Appendix D:    ILS. Government Printing Office Style Manual Abstract	63

Appendix E:    EPA Logos	69

Appendix F:    CERI Style  Specification Sheets 	71


                                     LIST OF EXHIBITS



No.    Title                                                                       Page



1-1    Timeline	3

3-1    Sample User's Guide Cover	21

3-2    Sample Fact Sheet Banner	22

3-3    Sample Bulletin Banner  	22

j-4    Sample Grid Formats	32

3-5    Sample Format for Memorandum-Style Directives	33

4-1    Completed Form  2340-1  	45

4-2    Sample NTIS Document Report Form	47

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                                     TABLE OF CONTENTS

               Credits and Acknowledgements  ............................... 29
               Executive Summaries ...................................... 30
               Mailer Option  .......................................... 30
               Viewpoint/Author of Reports ................................ 30

       Main Body of Text (all documents)  ................................. 30

               Page Format and Layout ................................... 30
               Memorandum-style Policy Directives  ........................... 31
               Typeface  .............................................. 31
               Type Case, Form, and Weight ................................ 34
               Point Size and Columns .................................... 34
               Right-justified Margins  ..................................... 35
               Hyphenation  ........................................... 35
               Vertical Rules  .......................................... 35
               Page Numbering  ......................................... 35
               Section Numbering ....................................... 36
               Running Heads and Running Foots  ............................ 36
               Highlight Boxes   ......................................... 36
               Illustrations and Photographs  ................................ 37
               Graphics  .............................................. 37
               Charts, Tables, and Figures  ................................. 37
               Use of Color in Text of Document  . . . ;  ........................ 38
               Footnotes and Endnotes .................................... 38

       Back Matter ................................................. 39

            •   Appendices  ............................................ 39
               Bibliographies/Reference Lists   ............................... 39

       Miscellaneous Review of Document Layout  ............................ 39
       Speeding the Printing Process   ..................................... 40
       Document Concurrence .......................................... 40
       Completion  of Document Preparation  ................................ -fcj
PRINTING
       Timing
       Preparation of Printing Package
       Printing Requisition Form and Funds Release
       NTIS Report Document Form  .......
       Printer Selection
       Quantity
       Advance Copy Policy  .....
       Penalties for  Violations
       Maintenance  of Original Copies
DISTRIBUTION AND INVENTORY MAN \(,KMENT
        Distribution Policy (Except Mcm.'i irulum-style Directives)
        Distribution of Memorandum-sivk- I 'ircctives  	
        Advance Copies	          	
        Mailing Lists and Labels	         	
        Freedom of Information Act  RCIJU-J-I-   	

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OERR Publications Standards Handbook
                                                   Introduction
   INTRODUCTION
   Purpose of Superfund
   Documents
                                 Purpose and Scope. The Office of Emergency and Remedial Response
                                 (OERR) Publications Standards Handbook provides Superfund
                                 personnel and their contractors with a comprehensive reference to
                                 Agency and OERR standards and policies for publishing six major
                                 types of Superfund  documents:

                                      •      Guidance and technical documents (including Reports to
                                          •   Congress);

                                      •      Fact sheets and bulletins;

                                      •      Directories;

                                      •      Public brochures;

                                      •      Policy directives and memoranda; and

                                      •      User's Guides

                                 This Handbook does not address the publication of regulations,
                                 Federal Register notices, other rulemaking documents (e.g., regulatory
                                 impact analyses), or documents for listing sites on the National
                                 Priorities List.
Document publishing is essential to Superfund's mission of
disseminating information.  Superfund documents serve many purposes.
For example, they —

     •       provide information and direction regarding procedures.
             policies, and technical developments that enable progrjm
             personnel to conduct daily business uniformly and
             consistently throughout the country;

     •       provide guidance in lieu of regulation;

     •       respond to requests for assistance from persons
             implementing the program; and

     •       provide easy-to-understand information about Supcr!-..nJ
             activities and policies.

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OERR Publications Standards Handbook
                                                        Introduction
           EXHIBIT 1-1:  Estimated Timeline For Planning, Preparing, Printing,
                               and Distributing Superfund Documents
   II
   £3
   «W
   00
     "
     i
     0.
Planning
2-4 weeks
Preparation
5-9 months
Printing and
Distribution
10 weeks
Document
Publication
Completed

             Initiate Document;
               Get Document
                  Number
     (may be shorter,
 depending on document)

Prepare SAR/
 Workgroup       Consult with       Finalize
  Schedule    Appropriate Superfund  Document
(if necessary)  Documents Personnel     Plan
                                             10 days
                                      2 days
 Total time
for this stage:
 2-4 weeks
     o
     I
Peer Review/ Write Concurrence Assemble
Write Printer Final and Package PRO
Draft Review Draft Approval for PRO Approval

2-6 months

3 weeks

3 weeks
, ,. 	 J
2 weeks

3 days

3-5 days


Total time
for this stage:
10 weeks
preparation umc)
                           Advance Copies,
                   Bid      if Necessary,
                   Job    and Final Printing
n
1 1 3-5 days 4-5 v
Q.Q



k-eeks
2 weeks 1 week
Advance Begin
Distribution, Final

1 week
Close
Files


TouJ i. me
for these N!.H::S
10 *cek»


if necessary Distribution



(5th week
after printing
begins)






    Note: All times are estimates and may vary depending on document type, target audience, and other factors.  The a.™
    document planning and preparation also may overlap in some circumstances. Check with the Superfund Documc.-iu i
    for specific time estimates for each document,  liems shown over a bold line are generally in effect for all documc.iu

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OERR Publications Standards Handbook
                                                    Introduction
   Publications Standards
   Toolbox
This Handbook is the primary guidance for OERR publications
managers in each division, work assignment managers, and for
contractors who are assisting in the preparation of OERR publications.
The purpose of the Handbook is to ensure that Superfund documents
are consistent in appearance and meet all Agency standards for format
and content.

A shorter companion to this Handbook, entitled OERR Publications
Standards  Toolbox (OSWER Directive 9200.4-02-2), summarizes the
standards for producing each type of  document.  The Toolbox is a
compendium of quick reference fact sheets for preparing each type of
document; checklists, which provide step-by-step procedures  for
producing documents; sample forms;  and a Glossary and a Style
Manual abstract, which are included as appendices in the Handbook.
The Toolbox is useful as a quick reference guide to help work
assignment managers and contractors meet the major requirements
described in this Handbook.

Organization.   The contents of the Handbook and the Toolbox are
organized under four major headings, which represent the four
essential stages in the publication of any type  of Superfund document:

     •       Planning

     •       Preparation

     •       Printing

     •       Distribution
                                    Planning
                    Preparation
Printing and
Distribution
                                   2-4. weeks
                    5-9 months

                  (may be shorter,
              depending on document)
   10 weeks
                                       A  document is not "published" until each of these tour
                                  been completed. Exhibit 1-1 shows the approximate amouni
                                  required at each stage, broken down into subtasks, althoutn
                                  estimates may vary depending on the document being pro-J...
                                  Appendix A provides example checklists that are available :
                                  document  preparers complete each of these tasks (blank ..h-'

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OERR Publications Standards Handbook
Introduction
                                 Communications Coordinator* - 382-2180

                                 Major publications, including key guidance and public information
                                 documents, may also be part of OERR's strategic communications
                                 program.  The preparation of major documents should be discussed
                                 with the Communications Coordinator during the planning stage to
                                 determine if additional requirements (e.g.,  a  communications plan) are
                                 applicable.  The Communications Coordinator --

                                      •       is responsible for developing and implementing the
                                              OERR Communications Strategy.  The purpose of this
                                              strategy is to ensure that key activities are highlighted for
                                              the Agency through EPA's Office  of External Affairs.

                                      •       should  be consulted early on in the document
                                              preparation process to help the preparer determine the
                                              following:

                                                     whether a formal communications plan is
                                                     required;

                                                     who the target audiences are (this can  affect
                                                     style and content of  a document); and

                                                     what distribution strategy should be employed.

                                 Publications Review Officer - OSWER, 382-4617

                                 In the Office of each Assistant Administrator, a Publications  Review
                                 Officer is designated to coordinate  publications for that program office.
                                 The Publications Review Officer --

                                      •       reviews and approves information  products;

                                      •       advises the Assistant Administrator, Regional
                                              Administrator, and Office Director on publication and
                                              audiovisual issues;

                                      •       speaks  for the Assistant  Administrator, RegionaJ
                                              Administrator, and Office Director on publications
                                              review, printing, and audiovisual policies;

                                      •       certifies that all of the office's products  abide K t P\.
                                              Office of Management and Budget, Government Pnn.nn
                                              Office,  and other relevant policies, regulations.  j.~.d  a*v
                                              and

                                      •       ensures that scientific and technical EPA products  'ij-.«
                                              undergone adequate peer review prior to their
                                              publication as EPA documents.

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OERR Publications Standards Handbook
                                                     Introduction
   Key Personnel and Offices
   in OERR Document
   Production
                                  available in the OERR Publications Standards Toolbox).  Appendix B is
                                  a glossary of printing and publication terms that may be unfamiliar to
                                  document preparers.
Although there are many EPA Headquarters personnel involved in
document production, OERR document preparers will deal directly
with only a few of these people.   This section identifies the major
publication personnel, tells how they can be  reached, and marks with
an asterisk (*) those with whom  OERR document preparers will often
come into direct contact. (All phone numbers are FTS.)
                                  Superfiind Documents Coordinator* - 475-8864

                                  The Superfund Documents Coordinator --

                                        •       is the primary contact for all coordination of the
                                               production of Superfund documents.

                                        •       assigns identification numbers and an  inventory location
                                               to documents, and coordinates all aspects of printing and
                                               distribution.
                                               is the primary contact with the EPA printing officers.
                                               addition to tracking and coordinating all printing
                                               requirements, the Superfund Documents Coordinator
                                               must sign all printing requisition forms before the*,  .r
                                               accepted for printing.

                                               provides quality assurance of OERR publications  ,r.tl
                                               ensures that all documents meet  standards oi ^. :.-
                                               in  appearance and design.  The Superfund Dot;i:rv.
                                               Coordinator serves as the OERR contact with ih.
                                               Publications Review Officer in the Office of tiv  \
                                               Administrator.

                                               ensures that sufficient inventory is established .:••..',
                                               maintained, that documents are retired or re--:-. :
                                               appropriate, and that all  documents are avail.it-i.
                                               accessible on demand and permanently archr.•, :  -
                                               OERR Reference Center.

                                               publishes the annual Catalog of Superfund P- •„- .•••
                                               Publications (EPA/540/8-89-008)  and its pen. •:.,
                                               updates.
                                                                In

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OERR Publications Standards Handbook
                                                    Introduction
   Responsibilities of OERR
   Division Document
   Managers
   Management of
   Contractors
                                 Headquarters  Print Shop

                                 The Headquarters Print Shop is located in Room MG-100D  of EPA
                                 Headquarters.   This facility prints up to 65,000 impressions (i.e.,
                                 single-sided pages) of internal documents and facilitates specialty
                                 printing services, which are handled for them by  external contractors.
                                 The Headquarters Print Shop is the printer of choice for OERR
                                 documents that will have limited distribution or that require quick
                                 turnaround.  The Headquarters Print Shop does not offer editing or
                                 layout services, nor does  it have inventory management services.

                                 National Technical Information Service  (NTIS)
                                 U.S. Department of Commerce
                                 5285 Port Royal Road
                                 Springfield, VA  22161
                                 (703) 487-4600

                                 NTIS is the technical  archiving service of the Department of
                                 Commerce, which  OERR has chosen as its preferred archive for
                                 Superfund documents.  The following apply to the use of NTIS
                                 services:

                                      •      All documents obtained from NTIS must be purchased.

                                      •      OERR documents  placed in this archive  at the  time of
                                             printing  remain available after they  are out of print from
                                             agency sources.

                                      •      OERR is currently implementing a  policy, to  be fully
                                             effective at  the beginning of FY91, that NTIS will be ihe
                                             general source for inventory and distribution of
                                             Superfund documents to the general public and to  .nher
                                             audiences who do not receive the publication  at its initial
                                             printing.  (See PREPARATION, PRINTING and
                                             DISTRIBUTION  sections in this Handbook for  m.ire
                                             information on using NTIS.)
As part of the annual work plan, OERR Division managers plan  ind
schedule new documents at the beginning of the fiscal year, i u n
Division is also responsible for reviewing and updating its J
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OERR Publications Standards Handbook
Introduction
                                 The Superfund Documents Coordinator is the primary person in
                                 OERR who will work with the Printing Review Officer.

                                 Printing Control Officer - 382-2216

                                 EPA's Printing Control Officers ensure that government printing
                                 regulations are enforced and provide advice on and assistance in
                                 producing documents and scheduling printing.  They are experienced
                                 graphics and printing specialists whose expertise can be valuable in
                                 designing and  producing a document.  Printing Control Officers
                                 procure printing services from the Government Printing Office.

                                 All printing requisitions sent to the Printing Control Officer require
                                 the signature of the Superfund Documents  Coordinator before they
                                 can be accepted by the printing office.  Any follow-up contact with the
                                 Government Printing Officer is the responsibility of the Superfund
                                 Documents Coordinator.

                                 Center for Environmental Research Information (CERI)
                                 Superfund Contact: Director, Environmental Assessment Staff, Office
                                 of Research and Development, FTS-8-684-7358 or 513-569-7358;
                                 Publications Manager, FTS-8-684-7562 (Publications Office).

                                 CERI is an EPA facility hi the Office  of Research and Development
                                 (ORD), Cincinnati, that is responsible  for publishing, keeping an
                                 inventory,  and distributing the bulk of  EPA's technical publications
                                 The CERI staff includes writer/editors, professional layout artists, and
                                 technical subject specialists.   CERI, through the office of
                                 administration, procures printing services through the Government
                                 Printing Office and operates  the Agency's publications warehouse
                                 CERI is the printer of choice for all major OERR documents  j i .
                                 guidances, directories) because of its publishing and inventory
                                 capabilities.

                                 CERI documents must meet ah1 EPA graphics standards as •.-,•;>  ^
                                 Office of Research and Development technical standards ami i 'I  WK
                                 consistency requirements. This Handbook incorporates all . -t
                                 requirements in one place.  CERI has issued its own guidan>.
                                 describing its standards in detail (Handbook for Preparing 
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OERR Publications Standards Handbook
Introduction
                                 Trade Names and Manufacturers' Names.

                                 Bring the use of trade names and manufacturers' names in a
                                 document to the attention of the Project Officer and the Superfund
                                 Documents Coordinator before the document is cleared for
                                 publication.  Always capitalize trade and manufacturers' names when
                                 referring to them in a document

                                 Final documents that contain any information unique to a company,
                                 laboratory, or individual, including the use of trade names, must carry
                                 in the disclaimer notice a standardized statement similar to the one
                                 shown in Highlight 2.  This disclaimer assures the reader that the
                                 Agency neither endorses nor recommends  any  commercial  product
                                 mentioned in the document.  Include this information as part of the
                                 disclaimer placed in a footnote  or on the back of the tide page (see
                                 PREPARATION section for more information on disclaimers).
                                             Highlight 2:  Disclaimer notice for trade names

                                        "Mention of trade names or commercial products does not
                                           constitute endorsement or recommendation for use."
                                 Copyrights to Government Information.

                                 Information developed, compiled, or written by a government
                                 employee as part of that person's official duties is considered to be  in
                                 the public domain and, as such, is not protected by copyright
                                 provisions.  Although EPA employees are permitted to offer for
                                 publication in the private sector a paper, an article, or a portion of  a
                                 book produced under the auspices of the government, they mav  not
                                 execute an assignment of copyright to a publisher.  Return any t\-rms
                                 requesting the assignment of copyright privileges to the  publisher
                                 unsigned with the following statement affixed (Highlight 3):
                                               Highlight 3:  Denial of copyright protection

                                    The assignment cannot be executed, since the  referenced ^<
                                    was authored by a United States Government employee .is -
                                    that person's official duties, and, in view of Section 105 ••! P j
                                    Law 94-553, it is not subject to copyright protection."

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OERR Publications Standards Handbook
                                                     Introduction
   Legal Considerations
The Government may be subject to liability for misuse of the literary
or intellectual property (patents, trademarks, proprietary information)
of others.  Always  observe the document publication guidelines
described below in this section and resolve specific copyright and legal
questions through the Superfund Documents Coordinator.

Freedom of Information Act

Documents that are distributed  to Regions, even in draft or pre-
publication form, may be subject to  public access under the Freedom
of Information Act (FOIA).   The Superfund Documents  Coordinator
is responsible for meeting FOIA requests for  all OERR documents.

Copyrighted, Contributed, or Unpublished Material.

Do not incorporate copyrighted material in an EPA document unless
written permission  of the copyright owner has been obtained.  Prior
use of copyrighted  material in another government publication does
not necessarily constitute permission to use it in an EPA publication.
When permission has been obtained and  the material is used in an
OERR document, identify it by a statement such as the one shown in
Highlight  1. Place this information  in a footnote, bibliography,  or
other list of references.
                                               Highlight 1: Permission for use of copyright

                                       "Reprinted from (title of publication, year of first  publication)
                                       by (name  of author) with permission of (names of copyneht
                                       owner, if different from that of author)".
                                  NTIS  requires that all copyright release letters accompany puNu.ii
                                  submitted to it for distribution.  When a report containing a-pvrv
                                  sent for distribution through NTIS, submit the original and > P.L
                                  of all  copyright release letters along with the document.  The
                                  Superfund Documents Coordinator will advise the document : r
                                  if necessary, on assembling this information.

                                  Unpublished work may be protected under common law or .,;..:.
                                  even though there is no copyright notice.  Refer problems r-j!.:i.--»•
                                  the protection given to unpublished work to the Superfund  I >••..:-
                                  Coordinator, who will  consult with the Office of General (   ..-
                                  resolve the  matter.
                                  Courtesy requires that uncopyrighted materials from, or
                                  rendered by, persons outside of OERR be acknowledged in
                                  bibliographic reference, or statement in the text.  Do not ^;
                                  lines, however, for designers, typographers, layout artists. • •<
                                  directors.  In  addition, do not credit material purchased K
                                  government (e.g., from  contractors).

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OERR Publications Standards Handbook
                                                                                       Planning
   PLANNING
   Key Considerations
                                Initiate Document;
                                  Get Document
                                     Number
     Prepare SAR/
      Workgroup       Consult with       Finalize
       Schedule   Appropriate Superfund  Document
     (if necessary)  Documents Personnel     Plan

2-5 days

10 days

2 days
                                Purpose of this section.  This section presents a brief overview of the
                                planning stage for all types of Superfund documents, discusses factors
                                to consider when planning a document, and describes document
                                classification and numbering systems.
                                Keep the following important considerations in mind when planning a
                                Superfund document:
Target audience.  Superfund documents are always
documents that can be obtained by anyone.  To
their writing, however, document preparers must
determine who needs the document they are prep
Key questions for document preparers to consider
the following:  How large is the potential audienc
the document?  What does the audience need to
to understand the issue?  How much technical kn.
does this group have? Through what other kinds
information sources (e.g., print, training  course i ^
information already disseminated?

Type of document.  Key questions:  What kind  i
document (e.g., fact sheet, guidance manual) is
appropriate for the target audience?  Are there
documents published, or being prepared, that  ..:r
serve the audience?  What are these other d^v .r-
Have they been reviewed? How is this  docume:-.i
different?  Must this document be linked to : re-
development of another document?

Quantity.  Key questions:  Are advance cop;r^  •
document necessary to meet immediate  needs •••
final  printing is complete?  How large is ihc i ..:••
that needs or should have this document?  i I  *
                                                                                           public
                                                11

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OERR Publications Standards Handbook
Introduction
                                  Any non-government author developing information under a
                                  government grant, cooperative agreement, or contract may arrange for
                                  copyright of that material without  the approval of the Agency.
                                  However, in these instances, the Government is vested with a royalty-
                                  free,  non-exclusive, and irrevocable license to publish, translate,
                                  reproduce, and deliver that information, and to authorize others to do
                                  so.
                                                  10

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OERR Publications Standards Handbook
                                                      Planning
   Document Numbering
   Responsibility for
   Document Numbering
   Document Classification
                                      •      Date of document initiation and planned printing date;

                                      •      Name of work assignment manager/document preparer;

                                      •      Division producing the document; and

                                      •      Name of contractor (if any) assisting in production of the
                                             document.

                                 Submit the document publication checklist to the Superfund
                                 Documents Coordinator, who will assign a document number and
                                 return the checklist to the document preparer.  (This same checklist
                                 will be used to obtain concurrence on the document when the
                                 document is ready for printing). The document preparer must ensure
                                 that this document number appears on all draft and final versions of
                                 the document.
Document numbers are the means by which documents are located,
ordered, and referenced.  The type of number a Superfund document
is assigned depends on its classification and its printing and inventory
control locations.
The Superfund Documents Coordinator is responsible for manaonu all
phases of the numbering process.  Document preparers are  rjsp..n-ible
only for ensuring that all documents receive a number during the
planning stage, and that the number the Superfund Document
Coordinator assigns appears correctly on  all versions (draft .mJ :\~.t\)
of a document.

The document numbering system is scheduled for revision .in.i
simplification during FY90 and 91.  When that process  ruiv >., n
completed,  a Toolbox section will be issued with instruct ii> p. •> :  r
managing the new process.
In addition to the directives system, OSWER defines and
major guidance  documents in two categories based upon :
importance in the statutory/regulatory system. Document
must meet OSWER requirements for Category I documc.-
addition to any  other requirements described elsewhere.

     Category I:  Category I documents are statutory/ r •.-.-
     guidance documents that --

     •      have significant impact on non-OSWER re,
            programs;
                                                13

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OERR Publications  Standards Handbook
                                                       Planning
    First Step - Part A:
    Document Publication
    Checklist
                                               final copies are necessary to cover all these potential
                                               target audiences and to provide an appropriate
                                               inventory?

                                       •       Distribution strategy.  Key questions:  Who needs to get
                                               this document?  When do they need it?  How should all
                                               target audiences be reached?  What distribution tools or
                                               mailing keys are appropriate?

                                       •       Budget.  Key questions:  How much will it cost to
                                               prepare, print, and distribute the document?  Are there
                                               options to reduce the cost of preparing and printing a
                                               document, or to increase the number of uses  a document
                                               may serve?  Is the cost of preparing and printing this
                                               document in the Division's budget?

                                       •       Timeframe.  Document preparation may range from
                                               weeks to months.  Key questions:  How long  will it take
                                               to produce the document?  What are the factors that
                                               may potentially delay preparation, printing, or distribution
                                               of the document?  Are there program contingencies that
                                               require distribution soon after a document is  approved
                                               (and, therefore, require printing of advance copies).'

                                       •       Clearance.  Key questions:  Who must review and concur
                                               on this document?  Does this document appear on one
                                               of the Priority Work Plans, the 90-Day study, or some
                                               other tracking system? What is the clearance stniiee\
                                               that  will allow the document to move quickly  (i.e..  At-.,>
                                               needs to  review the document when)?

                                  If questions on these topics arise, consult with appropriate publu..;. -.-
                                  personnel (e.g., the Superfund Documents Coordinator) early :n  ••-.••
                                  document publishing process.
The first step in actually producing a document is to prepare
of the document publication checklist and submit it to the v
Documents Coordinator.  Copies of this checklist are avaibHi
Toolbox and from the Superfund Documents Coordinator.  <
the checklist by providing the following information:

     •       Title of document;

     •       Type of document being prepared (e.g., fact -:•
             guidance  manual);

     •       It the document is a major guidance;

     •       The status of the document (i.e., revised or :-.  -

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OERR Publications Standards Handbook
                                                        Planning
   Printing Costs
Appendix C provides a quick-reference costing table to assist work
assignment managers in making a rough  estimate of printing charges
for documents sent to CERI or those printed outside the
Headquarters Print Shop.  Consider estimates of printing costs both
during the planning of a  document, and when preparing to print a
document.

For large documents (e.g.,  guidance manuals), the  style of page layout
can greatly affect costs.   The editorial staff at CERI is particularly
adept at  assisting document preparers in  choosing  a layout  and style
that is cost-effective  and  has a  professional appearance.  Careful
planning  at the outset may mean the difference between a  $10,000
print job and an equally  effective $5,000 job.

Consult with the Superfund Documents Coordinator, the Headquarters
printing office, or the editorial  staff at CERI to obtain guidance on
cost-effective printing.
                                                  15

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OERR Publications Standards Handbook
                                                        Planning
   Printing Arrangements
                                       •       are mandated by statute or court order;

                                       •       contain policy interpretation about specific statutory
                                              and/or technical regulations not previously addressed in
                                              regulations; and/or

                                       •       impose  a significant economic impact on the regulated
                                              community.

                                       Consult with the Communications Coordinator to determine if a
                                       document is a Category I document.  Category I documents must
                                       be developed under the same  review and approval procedures
                                       invoked under formal rulemaking, and must be designated as
                                       "major," "minor," or "significant" actions.  In most cases,
                                       document preparers must submit a Start Action Request (SAR)
                                       and a communications plan for these  documents. These
                                       documents also will undergo Red Border and Office of
                                       Management and Budget review.
                                       Category II:  Category II documents are procedural and technical
                                       guidance documents that --

                                       •       describe administrative procedures to implement and
                                               comply with a regulatory process;

                                       •       describe EPA (OSWER) -approved technologies, test
                                               methods, or laboratory procedures; and/or

                                       •       address quality assurance issues.

                                  Category  II documents do  not require a Start Action Request  iv\K'
                                  communications plan, or Red'Border or Office of Management .::-..:
                                  Budget review, or  any other special requirements.
 CERI is the printer of choice for major OERR guidances, dir^
. and brochures.  Other types of documents (e.g., fact sheets,
 intermittent bulletins, user's guides) can be printed through i:.\'
 Headquarters.  Government Printing Regulations allow the
 Headquarters Print Shop to print internal documents that will
 no more than 65,000 impressions (e.g., 16,250 copies of a four
 document) and that will be printed on recyclable, standard-is^.
 of certain limited colors and  weights.  This internal option is  i
 particularly  efficient way to print fact  sheets, announcements.
 memoranda, quick  turnaround, and limited run jobs that  do •.-.
 the 65,000 impressions limit.   If jobs exceed the impressions : •
 Government Printing Office will arrange  for the job to be
 competitively bid and printed  outside  the Agency.  More  inti•<
 on printing  OERR documents is available in the PRINTING
 this Hamlhi>i-k
                                                 14

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OERR Publications Standards Handbook
Preparation
   PREPARATION
Peer Review/ Write Concurrence Assemble
Write
Draft
2-6 months
Printer
Review
1 |
3 weeks
Final
Draft
3 weeks
and
Approval
2 weeks
Package
for PRO
3 days
PRO
Approval
3-5 days
                                 Purpose of this section.  This section presents the basic principles of
                                 document preparation and provides information regarding style and
                                 format requirements for all types of Superfund documents.  The
                                 Toolbox presents fact sheets on how  to prepare each major type of
                                 Superfund document (i.e., guidance and technical documents, including
                                 Reports to Congress; fact sheets and bulletins; directories;  public
                                 brochures; policy directives and memoranda; and user's guides).

                                 The official style manual for producing all Superfund publications is
                                 the U.S. Government Printing Office Style Manual.  An abstract .if the
                                 major style requirements (i.e., capitalization, punctuation, abbreviation,
                                 and use of italics and numerals) is included in Appendix D ax  AC!! as
                                 in the Toolbox.

                                 The information in  this document preparation section is oream.. i
                                 under the following headings:

                                      •       General Specifications;

                                      •       Covers and banners;

                                      •       Title pages and introductory information (Fr  i:i  '!..:>.
                                              and executive summaries;

                                      •       Body  of text;

                                      •       Appendices and Bibliographies (Back Man.-,

                                      •       Miscellaneous (i.e., document name, speedi:^
                                              printing process, document concurrence, c •;:•.; ..
                                              preparation).
                                                 17

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OERR Publications Standards Handbook
                                                   Preparation
   Covers and Banners
   OERR Requirements
   Covers for Manuals
   Printed by CERI
                                  where the computer version can be found (name of contact and phone
                                  number).
This section describes the general requirements designed to ensure
that covers and banner-carrying documents (i.e., non-cover documents,
such as fact sheets and bulletins) are consistent in terms of
information and appearance.  "Banner" refers  to the identifying
information, including issuing agency, document number, date of
publication, logo, and document title, that appears at the top of non-
cover documents.  Text in these documents appears  below the banner,
on the same page.  (The text of fact sheets and bulletins, for example.
begins beneath  the banner,  on the same page.)  Required identifying
information, layout, type size  and typeface, color, and logo design are
all discussed in  this section.

EPA graphics standards require general consistency  in cover  formats.
OERR, however, has  more stringent consistency requirements that
document preparers must observe.   Failure to observe these
requirements will cause documents to be returned to
the document preparer for correction.  The requirements  that nni-t he
met for OERR documents are summarized below.

     •      All OERR  documents are to be consistent in <:rp. •' :"••.-
            and readily distinguishable as OERR publication,

     •      Identification information (e.g., document  nun-; .
            agency)  must be printed across the top of ti~>-
            publication.

     •      The legal name of the Agency must always K
            three lines,  with "United States"  spelled out.

     •      EPA Region numbers, if used on a cover, mi;-
            arabic numerals (e.g.,  1, 2).

     •      The title of the document must be set flush '.
            ragged right (unjustified). When titles take  i::
            than  one line, the decision about where to K-. :•
            should be based on both logic and visual app.
            . hyphenation of titles whenever possible.

     •      Use of pictures and other decorative mater •'•
            covers of documents or in banners is d;scr
Do not  prepare covers for guidance or technical manuuK
that will be printed by CERI.  CERI will prepare these •
first page  ft documents submitted to CERI will be the '.:
                                                 19

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OERR Publications Standards Handbook
                                                    Preparation
   General Specifications
   Stages of Document
   Preparation
   Size of Documents
    Binding
   Single-/Double-sided
   Presentation
    Software
The General Specifications section identifies the labels that  indicate
the stages of document preparation and describes general size and
binding specifications  for all OERR documents.

Identify every guidance or technical document,  brochure, directory, or
user's guide as  a "draft" or "final" document.  Print  documents such as
fact sheets, bulletins, and public brochures only in final form.  Identify
documents as "interim final" only after they are formally approved by
the Agency but are still awaiting the final promulgation of regulations
on which the guidance is based (Example:  documents whose authority
is based on the proposed revised National Contingency Plan).  Once
the regulations  are promulgated, "interim final" documents can be
reprinted as final documents.
Print most Superfund documents on 8-1/2" x 11" paper (i.e, standard
size paper).  Documents such as public brochures, however, may be
printed  in 4" x 9" or 8-1/2" x 5-1/2" layouts.  Consult with  the
Superfund  Documents Coordinator  early in the process whenever a
document will not be printed on 8-1/2" x 11" paper.
Superfund documents can be bound in a variety of ways.  When
documents are printed by CERI, they generally will be "perfect bound,"
although other options, such as saddle-stitch, do exist.  Some
documents may be shrink-wrapped so that they can be placed in a
3-ring binder.  Consult with the Superfund Documents Coordinator .>n
document binding options.
Submit  camera-ready copy for reproduction or printing single-Mj-.-J
However, always print  or reproduce Superfund documents double -
sided, in accordance with Agency policy to conserve paper.  Iruii^c
blank white pages  in the text only where it is necessary to cn.sun: -.
a chapter or other element starts on the right-hand side.  Docum-.-
elements that must start on  the right-hand side are the  title  p.ikie
table  ul contents, list of exhibits, preface,  executive summary <:i
included), and the first  page of each chapter or Appendix.
 Prepare ..II Superfund documents in Wordperfect 4.2, 5.0, «r
 Provide .. -p.-.  of the disks with all final text to a work assu
            '.:ie printer, as part of the "printing package" ot •.
           i iearly label all disks. If graphics are produced
           .ill e.. in a  different software system), do not pr
            r -i. >ns of the graphics. However, submit cam?n
            .%:;h the final product, as well as a written recor
                                       e.'. r .
                                  document
                                  from  t!v.
                                  compir-. r
                                  hard o'i

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  QERR Publications Standards Handbook	 '  	Preparation



                        EXHIBIT 3-1: Sample User's Guide Cover
                     United States             Office of Emergency and       Publication xxxx.x-xx
                     Environmental Protection     Remedial Response          Month 19_
                     Agency	Washington. DC 20460	

                     Suoerfund   	 	•	
SEPA           Title
                     User's  Guide
                                      21

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OERR Publications Standards Handbook
                                                   Preparation
   Required Elements:
   Covers for User's Guides
   Required Elements:
   Banner-Carrying
   Documents (e.g., fact
   sheets, bulletins)
Work assignment managers may have contractors or the Government
Printing Office prepare covers for user's guides that CERI will not
print. The following elements must appear on document covers of
user's guides.

     •       Office and Division Designation and Mail Code;

     •       The document number;

     •       EPA logo;

     •       The date the document went to the printer;

     •       A double line separating the title from the header, with
             the word "Superfund" between the lines;

     •       A OERR publication number in the upper right-hand
             corner;

     •       The title of the document;

     •       The words "User's  Guide" centered on the page.

User's guides will not have  the stacked, wave-like lines that guidance
manuals have. Exhibit 3-1 shows a sample OERR  document cover for
a user's guide.
All fact sheets must have a standard banner identical to that >h.'u.n  n
Exhibit 3-2.  Bulletins also must appear with a standard banner
identical to that shown in Exhibit 3-3.  In addition, discuss the .:L ,^n
of all bulletin banners with  the Superfund Documents Coordin.ii. r
prior  to the  printing of the  first issue.

The  banners for fact sheets and bulletins must contain the foil.••*•-*
elements:

      •       A single-line border around the  banner;

      •       The EPA logo;

      •       The words "United States Environmental Proi,-,'  -
             Agency" and "Office of Solid Waste and Emcr^-.--.
             Response" spelled out in full;

      •       The document number;

      •       The date the document went to  the printer (rr  - -  •-•:
             •.ear);

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OERR Publications Standards Handbook
                                       Preparation
  Cover and Banner "type
  Size and Typeface
                                   The title (see below for typeface and type size
                                   specifications);

                                   A horizontal line separating the title from the header;

                                   The words "Office of Emergency and Remedial
                                   Response" and the name of the originating division;

                                   The mail code of the Division preparing the document;

                                   The type of document (e.g., "Quick Reference Fact
                                   Sheet" or "Intermittent Bulletin"); and

                                   For Intermittent Bulletins, the volume and sequence
                                   numbers."
Set the titles of documents with 4" x 9" or 5-5/8" x 8-3/4" covers in 24
point type.  For documents with 8-1/2" x 11" covers, set the titles in
30 point type.  For intermittent publications, such as bulletins, type
sizes as large as 48 point type may be used.

Increase type sizes on covers and banners if it is necessary to keep
extremely short titles from "getting lost" on the page.

Univers is the standard typeface for titles and heads.  Always set mam
titles or titles of series in Univers Bold, with the Agency logo and
titles in matching height. Set subtitles in Univers Light, in ihe virne
size as main titles. Substitute similar weights of Helvetica if L'nr.ers
typeface is unavailable. Sample typefaces are shown in Highlight 4
                                        Highlight 4: Sample typefaces
                             Universe  Bold  30Pt
                             Universe   Light     300,
                             Helvetica  Bold     30 P>
                             Helvetica  Light
                                         30 01

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    OERR Publications Standards Handbook
                                               Preparation
                            EXHIBIT 3-2: Sample Fact Sheet Banner
 6 EPA
                       United States
                       Environmental Protection
                       Agency
                      Office of
                      Solid Waste and
                      Emergency Response
Publication xxxx.x-xxFS
Month 19
This is  a Fact  Sheet  Title
Office of Emergency and Remedial Response
Name of Division Mail Code
                                            Quick Reference Fact Sheet
                             EXHIBIT 3-3: Sample Bulletin Banner
 A EPA
                       United States
                       Environmental Protection
                       Agency
                      Office of
                      Solid Waste and
                      Emergency Response
This is a Bulletin Title
  Publication »ooc.x-xxl
  Montn 19
Office of Emergency and Remedial Response
Name of Division Mail Coda
                                              Voiu

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OERR Publications Standards Handbook
                                                   Preparation
   Color and Paper Stock
   Banner-Carrying
   Documents
   EPA Logo
    "Front Matter:"  Title
    Page. Introductory
    Information, and
    Executive Summaries (for
    documents with  separate
    covers only)
Fact sheets and bulletins must be reproduced on recyclable, standard
issue paper. There are  no specific requirements for the color of the
paper on which fact sheets and bulletins must be reproduced.  Unlike
Superfund documents  that have separate covers, banners of bulletins
and fact sheets are not printed in colors different from  the text.
Instead, the banners are always printed in ink used for the document
itself.  One option to  enhance the appearance of fact sheets and
bulletins and increase  the  color options available is to print these
documents  on  white paper with different colored inks.
The EPA logo must appear on the cover or in the banner of all
Superfund documents.  Follow the specifications described below at all
times  when using the EPA logo:,

     •       Do  not alter the space between  the two elements (the
             custom-designed letters  and the  symbol).

     •       Do  not alter the proportion, sizes, or construction of
             either element.

     •       Always reproduce the logo in a  single color; never u^c
             two or more colors.

     •       Always keep the two elements together; never  use en her
             element  individually.

     •       Only use reproductions  of the logo.  Do not aHumr-i  '•>
             create a new logo on a computer.

     •       The integrated form is the only  authorized visual
             identifier of  the Agency.
                                                                             Highlight 5:  KP\ I   o

                                                                               SEFtt
An example of the EPA logo is shown in
Highlight S.  Copies of the EPA logo
suitable for reproduction are also available
in Appendix E of this Handbook or from
the Government Printing Office.  The
printing  office will reject any cover or
banner that contains a computer-generated
EPA logo.
This scciii'n presents policies on preparing tables of conic r.t-
disclaimcr-v . >rJering information, and acknowledgements !• <
of docurrK-Mt-, with separate covers (i.e., guidance and techr.:.
manuals, hnvhures, directories, and user's guides).  Do m-i
this "from  matter" when preparing fact sheets or bulletins.
                                                 25

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OERR Publications Standards Handbook
                                                   Preparation
   Color and Paper Stock:
   Covers
Use white vellum as the cover stock for OERR publications, except
for user's guides, where light gray vellum is used.  Use colored inks
for the text on covers (e.g., titles) to identify  the document as one of
the following types:

Public Documents:   "Public" documents are those that are specifically
designed for a public audience (all Superfund documents are always
available to the public). These may include Reports to Congress,
progress reports, NFL listing  information, explanatory brochures,
guidance documents that enable specific non-agency personnel or the
public to participate in a program, general information documents, and
bibliographies.  Use the following for public documents:

     Cover stock:   white vellum

     Ink: blue ink (Color:  PMS-300).

Technical Documents:  Technical documents are those that assist in
implementing technical aspects of the program; they may address such
topics as field investigation, use of technologies, and risk  assessment.
Use the following for technical documents:

     Cover stock:   white vellum

     Ink: "Superfund Red"  (Color:  PMS-200).

Guidance Documents:  Guidance documents provide information,
policies, and procedures in areas such as risk  assessment, regulatory
compliance, and remedy selection.  Use  the following for guidance
documents:

     Cover stock:   white vellum

     Ink: gray (Color: PM-417U).

Other Manuals and Directories:  Use the following for other  types  , .r
Superfund documents with covers:

     Cover stock:   white vellum

     Ink: jade green (Color: PMS-334U).

User's (itiiiies:  User's guides describe procedures for  implement:.-!*  <
using systems, such as computer software.  Use the following f.-r  .-<•:
guides.

     Cover stock:   light gray vellum

     Ink:  Hue-green (Color: PMS-312) is suggested, but anv .. . <  i
           ink is acceptable.

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OERR Publications Standards Handbook
Preparation
                                          Highlight 6: Sample ordering information language

                                     Additional copies of this document can be obtained from:

                                                 [Insert the appropriate address and
                                                  phone number from  the list below]

                                     When ordering documents, refer to Publication [give
                                     document number here].
                                Most often, the location from which additional copies can be obtained
                                will be:

                                National Technical Information Service (NTIS)
                                U.S. Department of Commerce
                                5285 Port  Royal Road
                                Springfield, VA 22161
                                (703) 487-4600

                                On a case-by-case basis, the Superfund Documents Coordinator may
                                designate one of the following locations as the place from which
                                additional  copies can be obtained:

                                Center for Environmental Information (CERI)
                                26 W.  Martin Luther King Drive
                                Cincinnati, OH 45268
                                (513) 569-7931

                                Superfund Docket and Information Center (SDIC)
                                EPA Headquarters
                                OS-245
                                401 M Street SW
                                Washington, DC  20460
                                FTS 475-7230

                                EPA Public  Information Center (PIC)
                                PM-211B
                                401 M Street SW
                                Washington, DC  20460
                                FTS 475-7751

                                More information on the procedures for printing and distnbuiir^
                                Superfund documents can be found in the  PRINTING and
                                DISTRIBUTION sections of this Handbook.

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OERR Publications  Standards Handbook
                                                    Preparation
   Order
   Page Numbering
   Title Page
    Ordering Information
The following is the general order in which to place front matter when
these  elements are  included in a document:

     (1)     Title page (mandatory);

     (2)     Notice;

     (3)     Table of contents (mandatory);

     (4)     Lists of exhibits, charts, and illustrations;

     (5)     Preface;

     (6)     Acknowledgements;

     (7)     Executive Summary of document.
Number prefaces, tables of contents, lists of exhibits, and other
material preceding the main text consecutively with lower case roman
numerals (e.g., i, ii, iii).  The title  page is considered page "i" but does
not show the page number; the table of contents is generally "iii" or
"v," with title page and notice, if any, preceding it.  The title page,
table of contents, list of exhibits, preface, and executive summary all
should start on the right-hand side of the page and, therefore, should
have odd numbers.
The title page of this Handbook should be used as a guide to
preparing tide pages of OERR documents.  The title page should
include the document number, date of printing, title of document, the:
stage of the document (e.g., interim final), and author informM\»n
Place information on where to obtain additional copies of '.he
publication on the inside of the cover or on the back side of the  ;.c
page of each final guidance, technical manual, Report to Cunicrr^.
directory, user's guide, and those  public brochures that have a -.••;••» n
cover.  Highlight 6 provides a sample of appropriate ordering
information.
                                                  26

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OERR Publications Standards  Handbook
                                                   Preparation
   Credits and
   Acknowledgements
                                 Include a disclaimer on the back of the title page of final documents.
                                 Highlight 8 shows a sample disclaimer.
                                                   Highlight 8:  Sample final disclaimer
                                       NOTICE:  The policies set out in this memorandum are intended
                                       solely for the guidance of Government personnel.  They are not
                                       intended,  nor can they be relied upon  to create any  rights
                                       enforceable by any party in litigation with the United States. EPA
                                       officials may decide to follow the guidance  provided in this
                                       memorandum, or to act at variance with the guidance, based on an
                                       analysis of specific site circumstances.  The Agency also reserves
                                       the right to change this guidance at any time without public notice.
                                 Place a disclaimer that the document should not be quoted or cited on
                                 every page of the body of a draft document and on any appendices
                                 (including charts and exhibits), generally as a  running foot, along \vith
                                 the date of the draft.  Final documents do not require disclaimers of
                                 the sort described here, but may still require  a trade name/commercial
                                 product disclaimer (see INTRODUCTION for more information).

                                 A sample disclaimer for each page of a draft  document  is shown m
                                 Highlight 9.  Other spacing (e.g., left or right-aligned) of this
                                 information  in the running foot can also be used.
                                           Highlight 9:  Sample disclaimer language - Each  Page

                                                      Draft - Do Not Cite or Quote
                                                                 [Date]
The following policies apply to credits and acknowledgements

     •       Members of EPA workgroups responsible for • •;
             documents can be listed in the introductory mi  :
             However, never specifically acknowledge EPA
             involved with the production of a publication  .:•>.
             documents.

     •       Issue all EPA publications in the name of itu- v
             Never list a contractor or grantee's name or ,  -
             contract number in an OERR document  (e.g.
             on tide page).
                                                 29

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OERR Publications Standards Handbook
                                                    Preparation
   Table of Contents
   Disclaimer
The following policies apply to tables of contents:

     •       Include a table of contents in all documents of significant
             length.

     •       List all numbered sections headings (i.e., chapter tides,
             main section headings, and numbered subsections) in the
             table of contents.  Include unnumbered sections in the
             table of contents, if appropriate for a specific document.

     •       Always include titles of appendices in the table of
             contents.

     •       Separate lists of exhibits, figures,  charts, or tables
             (depending on how illustrations are labeled) may also be
             included in addition to the  table of contents.  If there
             are very few figures or tables (or a great number of
             them), you may elect not to include a list.

     •       Number table  of contents pages with small roman
             numerals.  Tables of contents should always start on the
             right-hand side of a document (and, therefore, have an
             odd number).
Place a disclaimer on all draft documents on the title page or on ihc
page following the title page (i.e., the back of the title page).  InciuJc
in the disclaimer a date on which the final report is scheduled to K-
released.  The disclaimer must caution the readers that the docum-nt
is in draft form, should not be quoted or cited, and has not been
subject to required EPA policy and/or technical review.  See
7 for a sample  disclaimer.
                                            Highlight 7:  Sample disclaimer language - Title Page

                                        This document is a draft and should not be quoted or ciu-ii
                                        It has not yet been subject to EPA policy review.  The tin.!
                                        document is scheduled to be released  in [date: month.

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OERR Publications Standards  Handbook
                                                   Preparation
   Memorandum-style Policy
   Directives
    Typeface
                                 a consistent and visually appealing manner.  The relationship among
                                 the logo, the typography, and other design elements is of utmost
                                 importance in maintaining  a  visual balance and continuity throughout
                                 all of EPA's  publications.  Use the grid systems at all times as layout
                                 guides for preparing artwork.

                                 Three  standard grid formats  have been established;  8-1/2" x 11",
                                 5-5/8"  x 8-3/4", and 4" x 9".  Use of the 8-1/2" x 8-1/2" format is
                                 discouraged,  but can be used for rare, Agencywide situations that
                                 justify  extra expense.  The  grid format for 8-1/2" x 11" documents is
                                 displayed in Exhibit 3-4. Other grid formats are  available from the
                                 Superfund Documents Coordinator.  The  grid formats are intended for
                                 use by graphics personnel as a guide for page layout.

                                 Appendix F includes style specification sheets  used by CERI in
                                 planning technical documents.  These should be consulted by editing
                                 personnel in  preparing camera-ready layouts for submission as
                                 deliverables.
OERR has strict format requirements for memorandum-style
directives.  The Office  Director will not sign directives that are not in
proper format.  Improperly formatted memoranda may result in
publication delays.  A sample of the  correct format  for memorandum
style directives is shown in Exhibit 3-5.

OSWER and OERR directives are usually prepared in the form of
memoranda.  They are signed by the Office Director or OSWER
Assistant Administrator.  A directive is issued for the  following
purposes:

     •       To set policy or procedures that are required of  Rc^.>n>,
             or program personnel;

     •       To set policy or procedures that are required of  < )t R i<
             personnel; and/or
                                                  present a standard, philosophy, concept, or
                                                 irmation that will be referred to frequently.
             To r	
             information that
                                  Documents in other formats may accompany directives as
                                  These attachments, if short, do not have specific layout
Display Type.  Set heads, subheads, captions, and cutlines in - ,
sizes and v.eights of the body type, and use a sans-serif type
(preferably L'nivers, but Helvetica  is acceptable).  Univers LS :'-.
recommended type for labeling charts, graphs,  and illustration-,
                                                 31

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OERR Publications Standards Handbook
                                                  Preparation
   Executive Summaries
   Mailer Option
   Viewpoint/Author of
   Reports
   Main Bodv of Text (All
   Documents)
   Page Format and Layout
An executive summary is a short synopsis of the key points of a
document.  Executive  summaries may include tables or other
appropriate summary information. Number these summaries with
lower case roman numerals, include them in the table of contents, and
place them immediately before the first chapter. The first page of the
executive summary should start on the right-hand side of the page.

The  executive summary is not mandatory in any document.  When
included, however, it may be the basis of the abstract that NTIS
requires on the NTIS  Report Document Form to catalog the
document.  See PRINTING section for more information on NTIS
abstracts.
A document can be designed for direct mailing by having the return
address printed on the back cover, as well as by leaving room for a
mailing address. This option eliminates the need for a mailing
envelope.  Use this postage- and time-saving option whenever possible.
One voice - EPA's.  Demarcations between EPA Offices should not
exist outside the Agency.  To present one voice in Superfund
documents, note authors of OERR documents in the following
                                 manner:
                                             Always include the words "United States Environmental
                                             Protection Agency," "Office of Solid Waste and
                                             Emergency Response," and "Office of Emergency and
                                             Remedial Response" in the titles of documents

                                             Include the name of the OERR Division responsible vr
                                             publishing the document in the title.  Do  not ahHrv.-.iic
                                             the names of the Division.  Do  not include branch .md
                                             section names.

                                             Do not use any logo or other design that  is iniendi-J ;••
                                             distinguish an office from the EPA corporate
                                             that visually competes with the EPA logo.
This section presents requirements for page format, typeface,
other elements of text layout for guidance and technical man
well as for  tact sheets and bulletins, public brochures, policv
and  memoranda, and user's guides.

For  each of the standard publication formats, a grid system  -
established  for both covers and inside layouts.  The grid  <•.-•.
tool to assist production staff in laying out covers and paiic*.

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 OERR Publications Standards Handbook	Preparation


                   EXHIBIT 3-5:  Sample Format for Memorandum-Style Directives


                 UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                                     WASHINGTON, D.C. 20460

                                             February 22,1990
                                                                              Office of
                                                                    Solid Waste and Emergency Response
OERR DIRECTIVE 9200.4-06A

MEMORANDUM

SUBJECT:    Uniform Format for OERR Policy/Directive Memos - Revised Instructions

FROM:       Henry L. Longest II, Director
             Office of Emergency and Remedial Reponse

TO:          All OERR Staff

       Purpose:  To remind all OERR staff producing guidance, policy or technical documents of uniform format
requirements and to provide additional instructions to ensure proper distribution within the agency and through iho
National Technical Information Service (NTIS), a repository organization of the U.S. Department of Commerce
       Background: As part of our evolving documents management system, style and format instructions t'.-r
directives were issued to staff on March 14,1988. It is now necessary to add to those instructions to ensure thai .ill
documents are properly entered into the comprehensive Documents Management Program.
       Objective: The comprehensive Documents Management Program will ensure that all Superfund doc u n; i- .-•:,.
including policy memoranda and directives, are available to users external to EPA through NTIS,  sigruiu.!.-
decreasing internal distribution workload.
       Implementation: Specifically, this memorandum requires four actions which are to be impic::      :
immediately:
       (1) Assure that all directive material has the appropriate directive number assigned and display c,<  •   •
document Contact the Superfund Documents Coordinator (SDC) at 475-8864 forassistance in obtaining this-
       (2) Assure thatall OERR directive material is in me formatofmismemo.containingthe following ..• .
purpose, background, objective, and implementation.
       (3) Show the Superfund Documents Coordinator, OS-240, as  recipient of a reproduction-quality :.T
signed document.

It is the responsibility of the document preparer 10 ensure that this quality copy is placed in the hands « t  •
immediately upon signature.

        (4) Submit, with the signature copy of the document, a typed "Report Document Page," which •*   •
for submitting the document to the NTIS archive. A copy of a correctly completed form is attached to th i -
When the document is signed, provide the S DC ••>• i th Lhecompleted"ReportDocumentPage"andtheabovc  .
first-copy reproduction of the signed document.

        Directives packages which do not contain allot' these elements will be returned to the originator l\ >r.  • •

Attachment
cc: Superfund Documents Coordinator

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         OERR Publications Standards Handbook
Preparation
                                       EXHIBIT 3-4:  Sample Grid Formats
All diagram are drawn to
scale, using pica measurements
(1 Column >
                            Layout Grid for 8!& x 11 Publication
                    Top of pa
                          ,1 i
                                                                   35
 (2 Columns)
                    Top of page.
                                                                                23
                                                      32

-------
OERR Publications Standards Handbook
                                                    Preparation
   Right-justified Margins
   Hyphenation
    Vertical Rules (lines)
    Page Numbering
                                                Highlight 11: Recommended Column Widths
                                                       (Bold shows standard settings)

                                        8-1/2" x 11" Pases
                                        Single column (with subheads  on left) of 35 picas:  11 on 13.
                                        Two columns of 23 picas:  10 on 11J.
                                        Three columns of  15 picas:  9.5  on 10.5.
                                        Four columns of 11 picas:  9.5 on 10.

                                        5-5/8" x 8-3/4" Pages
                                        Single column (with subheads  on left) of 20 picas:  10 on
                                        11.5.
                                        Two columns of 14.5 picas:  9.5  on 10.5.
                                        Three columns (rarely advisable) of 9.5  picas: 9.5 on 10.

                                        4" x 9" Pages
                                        Single column of 18.5 picas:  9.5 on  10.5.
                                        Single column (with subheads  on left) of 14.5 picas:  9.5 on
                                        10.5.
                                        Two columns of 10 picas: 9.5  on 10.
Set columns of type ragged-right in guidance and technical m.
unless the columns of text are wider than 14.0 picas (apprcxii
inches).  Always use right-justification for columns of text m  •
sheets and bulletins, regardless of column width.
Avoid using end-of-line hyphens for unjustified type, exec pi
necessary to prevent long words from causing extremely >h.
Minimize the use of hyphenation to the extent feasible, jru;
allow more than two successive lines to end with hyphens.
Do not use  vertical rules (lines) in guidance and technicjl
to divide columns of type.  Use vertical rules in fact she-.-;
intermittent  publications, such as bulletins.
Where required, place page numbers at the bottom cenu-.-
page.  Do  not use page numbers for fact sheets, bulletin^
brochures »t less than eight pages.  Always align the lo<..:-
numbers lie., place them in the same horizontal  and ver:
from page-to-page.  Number the pages of the body of  tru

-------
OERR Publications Standards Handbook
                                                   Preparation
   Type Case, Form, and
   Weight
   Point Size and Columns
                                 Body type.  Set the body of an EPA publication in the Palatino
                                 typeface.  Computer/laser-printed materials should be produced using
                                 Charter, if it is available.  Times  Roman, such as the typeface used in
                                 this Handbook, is an acceptable  alternative.  Use serif typefaces in
                                 most cases.  Sample typefaces are shown in Highlight 10.
                                                    Highlight 10:  Sample typefaces
                                                   Sample of Palatino   12 pt
                                                   Sample of Palatino       10 pt
                                                   Sample of Univers   12 pt
                                                   Sample of Univers      10 pt
The following is a hierarchy for using capital letters in titles. Set
document, chapter, and section headings within chapters in all caps
and bold.  Set second-level heads in initial caps and bold, and third-
level heads in italics or in bold with run in text (as is done  in this
Handbook).  Center chapter titles to distinguish them from major
chapter headings. Set most text in a medium weight, and place words
or phrases to be emphasized b boldface.  Use italics  (or underline if
italics is not available) for block quotations, book tides, for emphasis,
and for sub-sub headings.
Vary type sizes for heads, cutlines, and figures as proportion  and
aesthetics dictate. The typesizes (in points) shown in Highlight  11 are
recommended for each of the column widths allowed by the EPA
graphics  standards system.  The standard page layout for Superfund
guidance and technical documents and fact sheets and bulletins is
8-1/2" x  11" pages with two columns of equal width.  Use other
column widths only when circumstances require (and  consult  with :he
Superfund Documents Coordinator before another format  is usedi
Print public brochures and directives on an 8-1/2" x 11" layout,  -r  rn
other layouts appropriate for the publication  (e.g., 4" x 9").  L'-c j
multi-column format for public brochures, because it is  easier  :',-r m
audience to read. Always print policy memoranda and  directr.;-, n tn
8-1/2" x  11" layout, and do not use a multi-column format fur :-u  .7*
of document.
                                                 34

-------
OERR Publications Standards  Handbook
                                                     Preparation
   Illustrations and
   Photographs
   Graphics
   Charts, Tables, and
   Figures
Limit the use of photographs, line drawings,  and other graphic
illustrations to those that are directly related to the subject matter of
the publication,  are in the public  interest, and are "restricted to the
minimum size necessary to accomplish their purpose."

Employee Photos.  Illustrations  depicting federal employees must show
them "actually engaged in  an act or service related to  their official
duties."  No illustration shall "serve to aggrandize any  individual" (i.e.,
no "mug shots").

When using one or two colors for a document, print photographs --
especially photographs of people -- in black and white, not  in color.
When using four colors, specify special colors (such as for rules or
display type) as  proportions of process inks.

Keep illustrations as simple and. uncluttered as possible, and use extra
care in proofing them.
Use graphics or icons as  appropriate to enhance  the appearance of a
document and to illustrate key concepts or points.  The  only
restrictions on the use of graphic material are that it must be neat.
done in accordance with the restrictions on the use of color, and
presented for printing or  reproduction  in a camera-ready format   Do
not use graphics that have been  distorted as a result of copying as
camera-ready copy.
When including charts, tables, and figures in text, follow the tell.
general rules:

      •      Title all charts, tables,  and figures, and number cu
             sequentially and consistently throughout the doc UP-.
             Refer to each  chart, table, or  figure in the text . •!
             document.

      •      Place  charts, tables, and figures on or immediaK..
             the page of their first reference in the text, taki:-..-
             account the layout  of the  relevant pages.

      •      Neat and clear presentation of information is  :M
             when  using charts,  tables,  and figures. Use h"!.:
             underlining, and clearly labelled headings for th.i.
             tables as appropriate.  Indicate sources of all  ::••'
             as appropriate, as well as  units of measure
             (unabbreviated), and footnotes, as necessary, t.-
             the material.

-------
OERR Publications Standards Handbook
                                                   Preparation
   Section Numbering
   Running Heads and
   Running Foots
    Highlight Boxes
                                  consecutively with arabic numbers from the first page through the end
                                  of the document.

                                  Number prefaces, tables of contents, lists of exhibits, and other
                                  material preceding the main text  consecutively with lower case roman
                                  numerals (e.g., i, ii, iii).  The title page is considered page "i" but does
                                  not show the page number; the table of contents is generally "iii" or
                                  "v," with title page and notice, if any, preceding it.

                                  Number appendices and other material  following the body of the text
                                  consecutively,  as if they were part of the main text.  Insert a blank
                                  page where necessary to ensure that a chapter begins on the right-
                                  hand  side.  These blank pages are counted as pages, but are not
                                  numbered.
Number chapters beginning with the Introduction. Prefaces and other
material before the Introduction may be unnumbered if they are short.
Number subsections sequentially, but never beyond three digits, (e.g.,
3.1.2).  Do not use four-digit numbering (e.g., 3.1.2.1). Sections do
not have to be numbered beyond a level that is reasonable, as
appropriate for the layout of each document.
Keep running heads and running foots (headers and footers) simple,
and only put in them  information that needs to be repeated from page
to page.  Examples of information that may be contained in headers
and footers include —

     •      document  or section  titles;

     •      page numbers (in footers only); and

     •      disclaimers.
                                  Do not put directive or publication numbers as headers or :.
                                  the document.
Use  highlight boxes, where appropriate, to set off and se^re^us  ir>
points or auxiliary information.  Always number highlight K. *r%
sequentially throughout the document, title each box, and rLuc i
single or double border around the box.  Always reference!  -. ^-..^hi
boxes in the text, and place them immediately after the  hrsi   :r.-rrKc
in the text  occurs, taking into account the layout of reie\.m:  ; nn
Examples of highlight boxes are shown throughout this tfj.-j.~---
Ensure  that highlight boxes do not inhibit photocopying  qu.i,.:.   "v.ii
may  mean  that you cannot shad.;  highlight boxes (dep°.nd:.~.^   ->  .  -.:
quality and reproducability).
                                                  36

-------
OERR Publications Standards Handbook
                                                   Preparation
   Back Matter

   Appendices
   Bibliographies/Reference
   Lists
   Miscellaneous Review of
   Document Layout
                                 over the other.  Number footnotes and endnotes consecutively
                                 throughout the document.  Separate  footnotes from the last line of
                                 text by one space and a one-inch line.  Place endnotes on a separate
                                 page, either at the end of each chapter, or at the end of the
                                 document.  The appropriate format for footnotes and endnotes is
                                 specified in the U.S. Government Printing Office Style Manual. The
                                 format of a sample note is shown in Highlight 12.
                                                     Highlight 12:  Sample Footnote

                                       William Strunk, Jr.,  and E.B. White, The Elements of Style.
                                       3rd ed., MacMillan Publishing, New York, NY, 1979, pp. 23-
                                       25.
Reference all appendices in the text of a document, number their
pages consecutively, as if they were part of the main text of the
document, and include all disclaimers appropriate for the text of the
document on each page of.the appendix. .List the titles  of appendices
in  the table  of contents.
Items included in reference lists include only those sources cued
text.  A bibliography can include all sources consulted, whether
they are cited in the text.  Include bibliographies and referent  ;
separate pages,  as necessary, for a document.   It is not necc^-.ir-.
include a bibliography or list only to reference other OERR   r
OSVVER publications.  References and bibliographies may K-  -
appropriate for  technical publications.
                                                                                                :ne
Review all documents for appearance and content before
them to the  Superfund Documents Coordinator for repro
printing.  In addition, review documents for compliance U.
standards using the document preparation checklist, whu
the Toolbox.  A sample checklist is found in Appendix A
items tn check specifically are —
                                              correct cover and/or title page design,
                                              of document number and correct date;
                                              correct page numbering of front matter, text.
                                              appendices;
                                                 39

-------
OERR Publications Standards Handbook
                                                    Preparation
   Use of Color in Text of
   Document
   Footnotes and Endnotes
                                                Enclose charts, tables, and figures (either on all sides or
                                                on the top and bottom) in a box made up of a single or
                                                double line.  This helps draw attention to the material in
                                                the chart or table.
Carefully limit the use of color in the text of EPA publications.  EPA
and OERR policy discourages the use of color except where it is vital
to the effectiveness of the document.  The following categories of
multicolor printing may qualify for the use of government printing
funds:

     •       Maps and technical diagrams where  color is necessary
             for clarity,

     •       Object identification (e.g., medical specimens, diseases,
             plants, flags, uniforms);

     •       Safety programs, fire prevention, savings bonds programs,
             and competitive areas of personnel recruiting;

     •       Areas where dearly identifiable savings in costs can be
             soundly predicated on multicolor use;

     •       Printing for programs required by law, whose relative
             success or failure is in direct proportion to the degree of
             public response, and where that response can be  logically
             attributable to the number of colors  used and  the
             manner in which they are  presented.

Examples of printed items using color that do not qualify for the use
of government printing funds include --

     •       where color is used primarily for  decorative effea.

     •       where color is used in lieu of effective layout and d

     •       where color is used excessively,
                                                where the use of multicolor printing does not rif
                                                careful, advance planning that recognizes the
                                                the use of color is expected to make to  the ultur.aie  rnd-
                                                purpose of the document.
Footnotes are notes appearing at the foot of a page; endntxci   *
simply, notes) appear at the end of a chapter or document,  f^i^fr  te
references.  Keep footnotes and endnotes to a minimmn m  • >* '-' '•<
publications,  and limit their content to citations (instead of :-->*n*t  rv
text).  When necessary, use either type of note; one  is not pt-_:r---.j

-------
OERR Publications Standards Handbook
Preparation
                                      •       a camera-ready copy of a document;

                                      •       a computer disk with the text in Wordperfect 4.2, 5.0, or
                                              5.1;

                                      •       camera-ready.text, charts, exhibits, and any other.
                                              additional information required for printing;

                                      •       a written record of where computer-generated graphics
                                              are located;

                                      •       a signed concurrence form (Part B of the document
                                              publication checklist), directive, or memorandum,
                                              indicating the document has been approved for printing
                                              (see Document Concurrence section);

                                      •       a NTIS Report Document Form;

                                      •       a completed  printing requisition form (EPA Form
                                              2340-1); and

                                      •       a completed  distribution checklist.

                                 These last two  items are described in more detail in the next  sections
                                 of this Handbook.
                                                 41

-------
OERR Publications Standards Handbook
                                                   Preparation
   Speeding the Printing
   Process
   Document Concurrence
   Completion of Document
   Preparation
                                              alignment of page numbering from page-to-page
                                              (particularly in pages with charts, tables,  and exhibits);

                                              correct labeling of document as draft or  final;

                                              consistent margin width;

                                              correct section numbering and exhibit and chart
                                              references;

                                              proper use of disclaimers; and

                                              general appearance (e.g., use of white space,  layout).
The length of time required to print a document is directly
proportional to the quality of the copy submitted to a printer.
Therefore,  the "camera-ready" copy should be of the best possible
quality and edited in accordance with OERR and/or CERI standards'
described in this Handbook. The Superfund Documents Coordinator
will hold or return sub-standard material until corrections have been
made.
Superfund documents cannot be printed until appropriate review of
their content has occurred.  This review may include other OERR
Divisions, as well as other EPA offices.  Before the Superfund
Documents Coordinator will accept a Superfund document for prmimg.
the Assistant Administrator, Office Director, or his Deputy (for
OSWER or OERR directives) or  Division Director (for  other
documents) must sign Part  B of the document  publication check LSI
(document  concurrence), which is  part of the document preparation
checklist, or issue a separate directive indicating that the documrni .*
available.  This concurrence will indicate to the Superfund Documem*
Coordinator that the  document has undergone  appropriate re vie*  md
has been approved for  printing.

In addition to  formal concurrence, the Division distributing a
Superfund document should provide a transmittal letter announv.-.n«
that the document  is  available.
Document preparation is not complete until a document prep-i/cr
submit a 'printing package" to the Superfund Documents CO.T :-.-u
This "package" must include --
                                                 40

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OERR Publications Standards Handbook
Printing
PRINTING
Timing

Advance Copies,
Bid if Necessary,
Job and Final Printing
3-5 days 4-5 weeks
Purpose of this section. This section presents requirements and
suggestions for printing a document, the third stage in document
production.
It generally takes four to eight weeks from the date the printer
receives camera-ready copy and a printing requisition until the final
product is delivered. This time estimate will vary depending on (he
type of document and the printer being used. Document preparcrs
must plan their production schedules to include printing time. Do
not promise delivery of documents earlier than a printing schedule
will allow. In some circumstances, if copies of documents are retired
before final printing is complete (e.g., for internal needs, Freed, -i • >'
Information Act requests), document preparers can arrange Ai;h he
Superfund Documents Coordinator for the printing of advance , ; es
of the document (see Advance Copy Policy). Do not photocopy
documents to resolve problems of poorly planned printing schedules.
To print any document efficiently and cost-effectively, consider
• the size and complexity of the document (e ^ " "~.'»'r of
pages, number of graphics);
• the date the document is needed;
• the printing lead time required to prepare :~c . • nt;
• the needs of the audience (e.g., who need.s -.-..- • r-.t
when);
• the quantity of copies (advance and final) -•-••. : : • • :
• costs and budget.
                                             43

-------
OERR Publications Standards Handbook
                                                                                Printing
                                            EXHIBIT 4-1:  Form 2340-1
          . CONTACT fcn^wm iM>m mtf coot M
          o-> soc.- BETH v*»J6PP5 -
                                            aham aunfml
           b)?«jMr*V
                                                                1 OFFICE CONTBOU NO.
                                                                                     3.0ATB
                                                                               DATE
           FORM. PUBLICATION. OH ISSUANCE NO. AMD TTOE OK OE3CKFT10N

            C.OMPL.WT& TITLE   vJlT>4  fU'SU CATl fl W
                                                       6Q.
                                                               NJOM&€ER IGftd* Color, tni Wiijntl   19. COLOR INK
         21 . COVER STOCK
           D S.«    Q S«
                                           22. COLOR INK
                                      21 PCRFOflATE/SCOKE PmiM U Too/Lift
                                       OTHER:
                                                                                                    v Wn to
         24. PUNCH
                                             Do«.«— M
                                                                           2S. AOORESBINQ AND MAILING
         26.   C Sc
              US
QconoSintn  C
O Pummii    U
             Di
         s,« U B
 i iiiOmr
B «i SOB
                                                                 1.  Q
                                                   m   Q luft Wwkof   O
          27. UM
                                 lor Manion*! »«erticationi or r>m«ru
                                                                6. Qu«ililT(C«M« e. OTHER MAILING Mrt«n MOMJ w -r >•:
         28. FUNDS AME AVAILABLE /CamonM ClnU
         31.
                                           21. ALLOTWCNT NO.
                                      M. RETURN NEGATIVES. PLATES. COPY TO:
                                       r.F  C6«.X,Co?y ^j=HA»»J<;

                                                      ••  S.DC-  os-iH-o
         13. RESTRICTIONS ON QUANTITY rCfi** am ar

           D ummM UM Only    O Aonnt   O

           LJ Wnrttn •uau
                                                                                  34. DELIVER TO:
          35. APPROVED BY
                                                                1. QUANTITY
                       CH/fP
                                                                              b. AGENCY/DIVISION
                                                                                                   3OOM
            36. 1 concur in the publication of the itttcbed m»ienii tnd cenify thu it complies with Agency Order No. li:o
          I. SIGNATURC
                                                             ». AA/RA FOR
          37. If tint monngj t» to b»
          D,
          to ma Oflicx o< tn«r^« AJIm. loaara . DATE
          EPA Farm 234OO l*-«4t
          RXIUCM EPA Farm T-80. Z340-B. «nd itw
                             PUBUCAT1ON REVIEW RECORD AND PRINTING o I . - i \ '
                          
-------
OERR Publications Standards Handbook
                                                       Printing
   Preparation of Printing
   Package
   Printing Requisition Form
   and Funds Release
Before a document (advance copy or final) can be sent to any printer,
document preparers must submit a "printing package" to the Superfund
Documents Coordinator that includes the following:

     •       A camera-ready copy of a document;

     •       A computer disk with  the text in Wordperfect 4.2, 5.0, or
             5.1;

     •       Camera-ready text, charts, exhibits, artwork, and any
             other additional information  required for printing;

     •       A written record of where computer-generated graphics
             are located;

     •       A signed concurrence  form (Part B  of the document
             publication checklist), directive, or memorandum,
             indicating the document has  been approved for printing
             (see  Document Concurrence  section, page 40);

     •       A NTIS Report Document Form;

     •       A completed printing requisitidn  form (EPA Form
             2340-1); and

     •       A completed distribution checklist (see next secii.•••>

The Superfund Documents Coordinator will forward the diKmiu:,:   •
the printer only after receiving a complete  "printing packae-j    '•
Superfund Documents Coordinator then will assist in receiving     >
cost figures, tracking progress,  and resolving problems.
Take the following steps to complete a printing requisition
Form 2340-1) for a new EPA document and to have hinds
for  document production:

     •       Get and Fill out an EPA Publication Reviev.  ,
             Printing Request Form (EPA Form 2340-1) :
             Superfund Documents Coordinator, your Pni;
             Officer, or Publications Review Officer.  An
             a  correctly filled out form is shown in Exhi!•••
             Directions on how to fill out the form arc  r
             ihc  Toolbox.

     •       Obtain signatures on  Form  2340-1 from:
                    Section chief;
                    Branch chief; and
                    Division Director (if appropriate).
                                                 44

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OERR Publications Standards Handbook
Printing
                        EXHIBIT 4-2: Sample NTIS Document Report Form
REPORT DOCUMENTATION PAGE
Form Approved
OMB No. 0704-0188
totleaion of mfvm.iiGft. indudinq wgcjntiont to/ rpdixinq tins ourden to Wdsnmqton M. DISTRIBUTION CODE
13. ABSTRACT (Minimum iOOwords)
The purpose of this document is to provide Regional decision makers and other
interested individuals with a ready reference on those technologies in the SITE
Demonstration and Emerging Technologies Programs. Each profile contains a:
(1) technology description, (2) discussion on waste applicability, (3) status
report, and (4) EPA Project Manager and Technology Contact. Technologies are ;
presented in alphabetical order by developer name with separate sections for :
the SITE Demonstration and Emerging Technologies Programs.
14. SUBJECT TERMS
17. SECURITY CLASSIFICATION
OF REPORT
UNCLASSIFIED
18. SECIIHil i ,.. is .KiHON
OF THIS 'i.'.i
UNCLis^:-:-:;
19. SECURITY CLASSIFICATION
OF ABSTRACT
UNCLASSIFIED
15. NUMUER OF ?-•.• .
16. PRICE CODE
20. LIMITATION O'
        NSN 7540-01-280 SSOO
                                                                   Standard Ftjrm
                                               47

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OERR Publication* Standards Handbook
                                                      Printing
   NTIS Report Document
   Form
   Printer Selection
                                      •       Submit Form 2340-1, together with other parts of the
                                              printing package, to the Superfund Documents
                                              Coordinator.  The Superfund Documents Coordinator
                                              will review the package, log it in, and send it to  the
                                              Funds Control Clerk, if necessary, to release printing
                                              funds.  The Funds Control Gerk will not release funds
                                              for a document without the Superfund Documents
                                              Coordinator's signature.  When the Funds Control Clerk
                                              releases the funds, the printing package will be returned
                                              to the Superfund Documents Coordinator, who will log
                                              out  the document and send it to the appropriate print
                                              shop.

                                 For technical documents, the Superfund Documents Coordinator also
                                 will complete a Technical Report Data Form (EPA 2220-1) with
                                 assistance from the document preparer.
All OERR documents require a completed NTIS Document Report
Form ("Report Documentation Page").  Type this form with the
information shown in Exhibit 4-2 and return it to the Superfund
Documents Coordinator as part of the printing package.

All OERR documents must include an abstract of no more than  200
words. The abstract is a summary of the document's content.  NTIS
uses  the abstract in its catalog to describe the document.   Document
preparers  must write the abstract carefully and accurately and provide
it on the NTIS Document Report Form as part of a camera-ready
printing package.
The Superfund Documents Coordinator is the central control p.-i
all document printing and makes the initial and final contacts  M-u
of the Agency's printing offices.  No contractor shall engage in.  .
subcontract for, any printing hi connection with the  performance
work under an OERR contract.

The Superfund Documents Coordinator is responsible for
between having a document printed at CERI or the
Print Shop based on the following considerations:
                                              Large volume, high demand, or technical
                                              requiring assistance with layout format and type
                                              will be printed and distributed through CERI

                                              Smaller volume, lower demand documents noi  .
                                              65,000  impressions (i.e., single-sided pages) will '
                                              printed through Headquarters  Print Shop ?nd •->••
                                              distributed through either the Superfund Dock;!
                                              Information Center or the Public Information <

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OERR Publications Standards Handbook
                                                        Printing
   Penalties for Violation
                                 Steps to print advance copies.  Follow the steps below to print
                                 advance copies of documents.

                                      •       Consult with the Superfund Documents Coordinator early
                                              in document planning and preparation process to
                                              determine if advance copies are necessary.

                                      •       Prepare a separate print order and distribution checklist
                                              (i.e., complete a separate Form 2340-1 from the one
                                              completed for the  main print  run).

                                      •       Determine the quantity of advance copies needed.
                                              Consult with the Superfund Documents Coordinator to
                                              make this decision.

                                      •       Determine, in conjunction with the Superfund Documents
                                              Coordinator, the location at which the documents will be
                                              printed.  OERR has determined that the Headquarters
                                              Print Shop will be  the  place at which  most  advance
                                              copies  wiU be printed.  NTIS  will be used as the
                                           .   repository from which audiences may  purchase the
                                              document.

                                      •       Determine with the Superfund Documents Coordinator
                                              how the documents will be'distributed.  Distribution
                                              should be determined at the time of printing (see
                                              DISTRIBUTION for more information).  The Sup.riun.d
                                              Documents Coordinator also will arrange an ;.n.o';!>T.
                                              location to handle  the balance of the requests

                                      •       Determine the timing of advance copies. Ad'...:-.,.
                                              printing runs generally can be finished within ;••<••  -  -KS
                                              of submittal to the printer.  The Superfund [••  • .-
                                              Coordinator will assist  with quick  turn-around   :
                                              advance printing run.

                                      •       Determine the costs of advance copies.  Sep..;.:-.
                                              estimates are required  for advance copy and '.  • •
                                              printing.
Any federal employee who circumvents federal printing :
haune a commercial shop print a document, either dircv
a contractor or grantee, or who approves of such an au.
committed an  illegal act an may be personally liable for
                                                 49

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OERR Publications Standards Handbook
                                                      Printing
   Quantity
   Advance Copy Policy
                                      •       Fact Sheets and intermittent publications not exceeding
                                              65,000 impressions will be printed by the Headquarters
                                              Print Shop.

                                      •       OSWER and OERR Directives in the form of
                                              memoranda will be reproduced at Headquarters custom
                                              copy centers and distributed by program office staff.

                                      •       In addition, the Superfund Documents Coordinator will
                                              send a copy  of documents to NTIS, who will print the
                                              documents for purchase by all audiences who are not
                                              part of the original distribution

                                 It is a violation of Federal printing regulations  to print any document
                                 without  working through a Printing Control Officer.  The Superfund
                                 Documents Coordinator will coordinate contacts with the Printing
                                 Control Officer for all OERR publications.
The quantity of a document that should be printed is based on the
distribution strategy for that document.  To determine the quantity of
documents to print, consider the size of the audience that needs the
document (which OERR calls the  "directed distribution").  (Other
audiences always will be able to obtain a copy of the document from
NTIS; see the  DISTRIBUTION section for more details.)  Consult
with the  Superfund  Documents Coordinator and Communications
Coordinator to identify all appropriate audiences. The next section of
this Handbook, DISTRIBUTION, provides assistance in evaluating the
number of copies of documents that should be printed.  Do not copy
documents to circumvent the advance printing process or printing
timetable.
Purpose and policy.

Advance copies of documents are only printed to --

     •       eliminate the need to photocopy documents;

     •       cover immediate needs of Regional and Headquarter
             personnel.

Advance copies of documents are only printed when a documeni ;-
final and approved either by the Assistant Administrator or Olfiir
Director (for directives) or Division Director (for other document-
Advance copies are not draft versions of a final document  Thr» -ill
only be printed when  a document is considered final.

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OERR Publications Standards Handbook
                                                   Distribution
   DISTRIBUTION
   AND INVENTORY
   MANAGEMENT
   Distribution Policy
   (Except Memorandum-
   style Directives)
                                        2 weeks

                                       Advance
                                      Distribution
                                       (5th week
                                     after printing
                                        begins)
                             1 week

                             Begin
                             Final
                          Distribution
1 week

Close
 Files
                                 Purpose of this section.  This section presents the basic principles of
                                 document distribution. Document distribution is first considered as
                                 part of the publication planning process, but a formal distribution plan
                                 is not required until the document preparer presents the  "printing
                                 package" to the Superfund Documents Coordinator for final approval.
Distribute all OERR publications (except memorandum-style
directives) through the two-step document distribution system that
OERR has established.  In the first step, OERR document  preparcrs
are responsible for identifying a directed distribution list, which
includes all internal and external audiences that OERR wants to
receive a copy of a document at each printing.  This directed
distribution also wUl include a limited number of inventory copic, ;.«r
audiences included in the directed  distribution (this inventor, -A-iii !•"-•
maintained  either by CERI or at the Superfund Docket).

To specify the directed distribution, complete the document
distribution checklist,  which is available in the Toolbox or :>-m :hc
Superfund Documents Coordinator. This approach to distnru:.  -  :>>Cs
not imply that directed distribution of documents will be sm.iil   • •:•.
the contrary, directed distributions  may be extensive,  particular  . ,v.--..n
it is important for contractors, professional associations, or .-.:\
Superfund program personnel to have a copy of the docurr.j.-.!
Document preparers must carefully plan directed distributions    •  .1
the widest appropriate use is made of all Superfund docurr.;..-.;•

For the second step, OERR has determined that NTIS w-.l!  ' •
the sole public source  of Superfund documents.  Under th>   •
documents  are entered into NTIS either by CERI (if CERI  . •  - •  -c
document), or by the Superfund Documents Coordinator  '•':'*
developing  a marketing plan to inform the public of this r.v*   .    
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OERR Publications Standards Handbook
                                                    Printing
   Maintenance of Original
   Copies
The Superfund Documents Coordinator or CERI will maintain original
copies of all Superfund documents. This allows the program to locate
and reprint documents after document preparers have left the
program.
                                               50

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OERR Publications Standards  Handbook
                                                    Distribution
   Freedom of Information
   Act Requests
   Outreach
   Document Availability
   Life Cycle  Review
                                 (e.g., through the Communications Coordinator's mailing lists) must be
                                 used.  Procedures for the operational system will become part of the
                                 Toolbox when they are finalized.
When the NTIS system is fully operational, all FOIA document
requests will be referred  to NTIS.  Until that time, the Superfund
Documents Coordinator is responsible for meeting any Freedom of
Information Act (FOIA)  requests for OERR documents.
Superfund publications are an important communications tool for the
program.  Distributing specific documents and copies of the Catalog of
Superfund Program Publications  at conferences and conventions may be
an important way to provide outreach for Superfund activities.
However, always discuss specific activities with the Superfund
Documents Coordinator and other communications management staff
to ensure there is a consistent process for conducting this outreach.
Get the prior approval of the Superfund Documents Coordinator for
any order forms for Superfund documents.
At the present time, all current OERR publications are available using
the ordering system described in the Catalog of Superfund Program
Publications (EPA/540/89-008).  Documents can be ordered  hy  :hcir
number from the appropriate inventory location.

Each entry in the Catalog of Superfund Program Publications  :cii.s
where the document is available, provides the order number. .-.-,'. ^-.cs
a brief description of the publication.  When the NTIS distrihu!'.  n
system is fully operational, the ordering procedures for
documents will be announced in the Catalog.
The Superfund Documents Coordinator is responsible for :t:
life cycle of documents and determining when documents ^h,
retired and removed from the Catalog of Superfund Program
Publications.
                                                 53

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OERR Publications Standards Handbook
                                                    Distribution
   Distribution of
   Memorandum-style
   Directives
   Advance Copies
    Mailing Lists and Labels
                                 of FY91, CERI's distribution service and the Superfund Docket and
                                 Information Center will serve only directed agency distributions.

                                 All Superfund documents will continue to be listed in the Catalog of
                                 Superfund Publications (EPA/540/8-89/008 et. seq.) as well as a public
                                 catalog published by NTIS.
Distribute signed, memorandum-style directives according to existing
distribution procedures, as directed by OSWER Directive 9200.4-06A
(included in this document as Exhibit 3-5).  Submit a first-copy
reproduction of all signed directives and a completed, typed NTIS
Report Document Form to the Superfund Documents Coordinator
(see  PRINTING section for more information on the NTIS Document
Report Form).  The Superfund Documents Coordinator will submit
the document and completed form to NTIS.
The purpose of advance copies is to meet the immediate needs of
program  personnel directly affected by the content of the document.
If advance copies are necessary, prepare a separate document
distribution checklist (from the checklist prepared for the final
document) and submit it to the Superfund Documents Coordinator as
part of the advance copies "printing package."  Individuals for whom
advance copies may be appropriate include the following:

     •       Headquarters staff;

     •       Regional staff;  and

     •       Contractors.

The printing office will distribute advance copies of documents jt the
time printing  is completed, based on the distribution checklist pro\ided
by the  document preparer.  Public users may purchase advance copies
from NTIS.

Document preparers should also reserve a limited number of jJ-- j.-.ce
copies  for their own use and the use of the Superfund Documents
Coordinator.  The  Superfund Documents Coordinator will send  in>
remaining advance copies to  an inventory location (either the
Superfund Docket  or Public  Information Center) to fulfill
unanticipated  advance  copy document requests.
EPA is developing a mail-key system that will allow the auton.i:
generation oi Libels. When this system is operational, it will V
to generate Libels for each directed  distribution group.  Until  i.
time, hand  +-. --K-ration of labels and  use of existing distribution
                                                                                               -* i

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                Appendix A

Completed Document Publication, Preparation,
         and Distribution Checklists
                     55

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                                      Document Preparation Checklist
     GUIDANCE AND TECHNICAL DOCUMENTS AND REPORTS TO CONGRESS
Document Title
Document Preptrer _.
                                                                . Document Number.

                                                                 Phone Number	
REVIEW the following tnu before submitting i guidance or technical document to the Superfund Document! Coordinator for printing. Consult the Superfund
Document! Coordinator (SDQ if any of the itandardi below are inappropriate for your document The areai noted below are only the most common areai that need to
be reviewed. Other areai, men i« use of color, inclusion of credit! and acknowledgements, and type case and weight also may need to be checked against the policies
in the OERR Publication! Standard Handbook (OSWER Directive 9200.4-02-1).
L
         General Specification!
                    Correctly labelled "draft,"
                    "final," or "interim final."
         Title Page
                B
           Includes document number.
           Includes disclaimer (if "draft" document)-
B
                                                                  Prepared in Wordperfect 4.2,
                                                                  5.0, or 5.1.
Has no contractor credit!.
Include! ordering information (on back).
         Table of Content!
                B
            Includes all numbered sections.
            List of exhibits, tables, and charu.
         Body of Text
                    2-column format.
                    Unjustified text (if less than 14 picas).
                    No vertical lines between columns.
         Page numbers
                I  I  Located at bottom center of each page.
                I  I  Consecutive throughout document.
         Section numbering
       (  |  Fint chapter ^including •ry..'o--iuci:-
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                                  Document Publication  Checklist
                                               PART A • PLANNING
COMPLETE queaioni A - G of thii planning checkliu before beginning prepanuon of any Superfund document. SUBMIT the completed checklist to the Superfund
Documenu Coordinator (SDQ (SB 312,475-8864). The SDC will aiiign t number to your document and return the form to you. PLACE the document number in the
appropriate place on every version (draft and final) of your document.
        A.  Document Title
        B. Type of Document (check one)

             O Guidance/Technical Document/Report to Congress      D Fact Sheet/Bulletin           O Directory

             D Public Brochure                                      CD Directive/Memo              D User's Guide

        C.  Is the document a major guidance (e.g., major policy manual)?  Q Yes   O No

        D.  Document Status (check one)      O Revise/Replace Existing Document
                                             CH New Document (skip question E, continue with F)
        E. Title and Directive Number of Existing Document
        F. Date Document Initiated	  Printing Date

        G. EPA Work Assignment Manager/Division/Phone	
           Contractor Manager (if any), Company, and Phone
 TO BE COMPLETED BY SUPERFUND DOCUMENTS COORDINATOR ONLY

            Directive/Control Number	
            SDC Initials	 Date.
                                    PART B - DOCUMENT CONCURRENCE
 SIGN this section when a non-directive document complies with ill document preparation standards and has been reviewed and approved for printing '
 signed by the Office Director or Assistant Administrator to indicate that the document has been reviewed and approved for printing).

 Document Preparer	-	 Date	

 Division Documents Coordinator  	 Date	

 Division Director   	 Date	'	
                                                PART C - PRINTING
 FOR NON-DIRECTIVES, FOLLOW each of the steps below to submit your document to the printer.

         1. COMPLETE EPA Form 2340-1 (printing requisition), which requires the signature! of your Section and Branch Chiefs and Division .^->.-.,   . .->
           Director's designee), and an NTIS Report Document Form.

         2. COMPLETE a document distribution checklist (available from the Superfund Documenu Coordinator).

         3. GIVE the following "printing package" to the Superfund Documenu Coordinator (check off each item):

      CD Camera-ready text         C]  Disk version of document          Cj Camera-ready graphics        I  I NTIS Report D.X *-**  —

      LJ Written record of where      LJ  Completed Form 2340.1           LJ Completed Distribution        LJ Completed (*—•»..»..«  -• •
         graphics can be found                                          checklist                      (this form)

 FOR DIRECTIVES, PRINT and DISTRIBUTE the directive in accoriincr. »'i> current procedure* and provide the Superfund Documenu Coora.-^.-  -
 reproduction and a completed NTIS Report Document Form.

                                                          56

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Appendix B
 Glossary
     59

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             Appendix C
Cost Table for Printing OERR Documents
                 61

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                                        Appendix B:  Glossary
Banner


Camera-ready


Font

Flush left (right)

Grid system


Impression

Justification

Pica

Point


Ragged right

Running Foot



Running Head


Sans-serif
A strip across the top of a page (e.g. title and publication information on
the first page of a fact sheet or intermittent publication)

Document that is ready for printing (perfect copy,  no stray marks, no
tape, etc.).

Type style.

Type set to line up  at the left  (right).

A guide for printers and graphics personnel showing where type should
be placed on a page.

A single  print or copy of a page.

Spacing of lines of text such that the lines are even at the margins.

A printer's unit used to measure typographical material (ca.  1/6").

A printer's unit used to measure type (ca. 1/72"), used principally for
designating type sizes.  12 pt. =  1 pica.

Type justified on the left and not justified on the right.

Also known  as a "footer." Same information (usu.  a line, page number,
disclaimer, or tide)  repeated at the bottom of each page throughout a
chapter or document.

Also known  as a "header."  Same information (usu. a line or title)
repeated at the top  of each page throughout a chapter or document

Type that has no serifs.  (See  serif).	
                                                Example  of  a sans-serif typeface
Serif
Short lines stemming from the upper and lower ends of the bir, k.-   i
letter.
                                                       Example of a serif typeface
                                                                 J
 Typeface
The design of the type.  Font.
                                                       Times-Roman font example
                                                       Courier  font  example
 Type weight

 Vertical rules
Variations in the same font, usu. light,  medium, bold.

Vertical lines, often used to divide columns.
                                                 60

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     Appendix D
Style Manual Abstract
         63

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                                   Appendix D: Style Manual Abstract


The following is a summary of the rules and uses of capitalization, punctuation,  abbreviation, italics, and
numerals that often present problems for document preparers. A complete discussion of grammatical and
stylistic rules can be found in the U.S. Government Printing Office Style Manual, Washington:  1984.


1.0  CAPITALIZATION

Proper Names

   1.1. Proper names and their derivatives are capitalized.
                 Rome                   Roman
                 Italy                    Italian

   1.2. Derivatives of proper names used with independent common meaning, or no longer associated with
such names, are lowercased.
                 roman (type)             Venetian blinds

   1.3. A common noun or adjective forming an essential part of a proper name is capitalized;  the
common noun used  alone is not capitalized.
                 Statue of Liberty, the statue
                 Great Lakes; the lakes

   1.4. A common noun used alone as a well-known short form of a specific proper name is capitalized.
                 the Capitol (at Washington)
                 the District (District of Columbia)

   1.5. If a common noun or adjective forming an essential part of a name becomes separated  from the
rest of the name by a common noun or adjective, the  entire expression is not  capitalized.
                 Union Station:  union passenger station
                 Eastern States:  eastern fanning states

   1.6. The plural form of a common noun capitalized as part of a proper name is also capitalized
                 Potomac and James Rivers
                 British and French Governments

   1.7. A common noun used with a date, number,  or  letter, merely to denote time or sequence. .T !.-r
the  purpose of reference, record,  or temporary convenience, does not form a proper name and  i.-, n.*i
capitalized.
                 graph 8                 paragraph 4
                 region 3                 room A722

   1.8. The following terms are lowercased,  even with a name or number.
                 aqueduct                drydock                 shipway
                 breakwater               irrigation project          slip
                 buoy                   jetty                    spillway
                 chute                   levee                   tunnel (but capitalize with
                 dam (but capitalize        lock                      proper name)
                   with proper name)       pier                    watershed
                 dike                    reclamation project        weir
                 dock                   ship canal                wharf
                                                    64

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   1.9. The word "the" used as  a part of an official name or title is capitalized.  When such name or tide
is  used adjectively,  "the" is  not  capitalized.
                 The Hague; the Hague Court

   This rule is generally disregarded in references  to newspapers, periodicals, vessels, airships,  trains, firm
names, etc.
                 the Tunes                .the National Photo Co.

   1.10. In foreign names such  particles as  d', da, de,  delta, den, du,  van, and von are capitalized unless
preceded by a forename or title.
                 Von Braun; Wernher von Braun
                 but d'Orbigny; Alcide  d'Orbigny; de la Madrid: Miguel de la Madrid

   In anglicized  names such particles are usually capitalized, even if preceded by a forename.   In  names
set in capitals, de, von, etc., are also capitalized.

Names of Organized Bodies

   1.11. The full names of organized bodies and their shortened names are capitalized.  Other  substitutes
are capitalized only in certain specified  instances to indicate preeminence or distinction.  (See pp. 35-61 of
the Style  Manual for a complete list).
                 Government  Printing Office; the Printing Office; the Office
                 U.S. Army, the Army, the Infantry, Army officer
                 United Nations; the Assembly, the  Secretariat
                 Virginia Assembly, the assembly, the senate

   The names of members  and  adherents of organized bodies are capitalized.
                 a Liberal          an Elk

Names of Places

   1.12. The official designations of counties,  national domains,  and their principal administrative divisions
are capitalized only if used  as part of proper  names, as  proper  names,  or as proper adjectives.
                 New York State:   the State, a State (a definite political subdivision of first rank);
                 Balkan States; State rights;
                 but state (referring to a federal government,  the body politic); foreign states, statehood

   1.13. A descriptive  term used to denote  a definite region, locality, or geographic feature is capu.ili.-c!
                 the Western  Hemisphere             the Midwest
                 the Central States                  the Continental Divide

Trade Names

   1.14. Trade names  are capitalized.
                 Plexiglass          Foamite

Scientific Names

   1.15. The names of a phylum, class, order, family, or  genus is capitalized; the name  of a spe-.:^    - <
capitalized.
                 Arthropoda        Crustacea         Homo sapiens

   1.16. In soil science the  24 soil  classifications  are capitalized.
                 Alpine Meadow    Bog             Brown

   1.17. Capitalize  the names of the celestial  bodies Sun and Moon as well as the planets.
                                                      65

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Titles of Persons

   1.18.  Civil, religious, military* and professional tides immediately preceding a name  are  capitalized.
                 President Bush    Ambassador Gibson Chairman Smith

   1.19.  To indicate preeminence or distinction in certain specified instances, a common-noun title
immediately following the name of a person or used alone as a substitute for it is capitalized.
   Title of a head or assistant  head of state: George Bush, President of the United States; the President
   Title of a head or assistant  head of a National governmental unit: James Baker, Secretary of State; the Secretary
   Titles  of the military. General of the Army
   Titles  of members of the diplomatic corps:  the British Ambassador

   Titles  not capitalized: the president of George Washington University; the chairman; the professor

2.0  PUNCTUATION

Apostrophes and Possessives

   2.1. The possessive case of a singular  or plural noun not ending in "s" is formed by adding an
apostrophe and "s." The possessive case of a singular or plural noun ending in V or with an "s" sound is
formed  by adding an apostrophe only.
                 prince's          hostess'           Dumas'
                 Essex's           Jesus'            Schmitz'

   2.2. Joint possession is  indicated by placing an apostrophe on  the last element of a  series, while
individual or alternative possession requires the use of an apostrophe on each element of a series.
                 Brown & Nelson's store     Carter's or Reagan's administration

Colon

The colon Is used  -

   2.3. Before a final clause that extends or amplifies preceding matter.
                 Railroading is not a variety of outdoor sport:  it is service.

   2.4. To introduce formally any matter that forms a complete sentence, question, or quotation.
                 The following question came  up for discussion:   What policy should be  adopted?

   2.5. After a salutation.
                 Dear Sir

   For complete rules of colon use, see the Style Manual.

Comma

The comma (3 used —

   2.6. To separate two words or figures that might otherwise be misunderstood.
                 Instead of hundreds, thousands came.
                 February 10, 1929

   2.7. Before a direct  quotation of only  a few words following an introductory phrase.
                 He said, "Now or never.*

   2.8. To indicate the  omission of a word or words.
                 Then we had much; now, nothing.
                                                     66

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   2.9. To set off parenthetic words, phrases, or clauses.
                 It must be remembered, however, that the Government had no guarantee.
                 The restriction is laid down in title IX chapter 8, section 14, of the code.

   2.10. After each member within  a series of three or more words, phrases, letters, or figures used with
"and,"  "or," or "nor."
                 red, white, and blue
                 neither snow, rain, nor heat

   2.11. Before  the conjunction in a compound sentence.
                 The boy went home alone, and his sister remained with the crowd.

Semicolon

The semicolon  is used --

   2.12. To separate clauses containing commas.
        Reptiles, amphibians, and predatory  mammals swallow their prey whole or  in large pieces, bones included; waterfowl
        habitually take shellfish entire; and gallinaceous birds are provided with gizzards that grind up the hardest seeds.

   2.13. To separate statements that are too closely related in meaning to be written as separate sentences,
and also  statements of contrast.
                 Yes; that is right.
                 No; we received one-third.

   2.14. To set  off explanatory abbreviations or words which summarize or explain preceding matter.
        the industry is related  to groups that produce finished goods; i.e., electrical machinery and transportation equipment.

The semicolon1  is not used -                                •                    '

   2.15. Where  a comma will suffice.
                 Regional  offices are located in New York, NY, Chicago, IL, and  Dallas, TX.

3.0  ABBREVIATIONS

   Abbreviations are used to save space  and to avoid distracting the mind of the reader by a needless
spelling out of  repetitious words or phrases.  The nature of the publication  governs the extent to w.hKh
abbreviations are used.

   Internal and terminal punctuation in units of measure are to be omitted  to conform with practice
adopted by scientific, technical, and industrial groups, nationally, and internationally.  Where omission  '
terminal  punctuation causes confusion; e.g., the symbol "in" (inch) mistaken  for the preposition  in.   .-..
abbreviation should be spelled out.

   Abbreviations not generally known  should  be followed in the text by the  spelled-out forms in
parentheses the first time they occur;  in tables  such explanatory matter should be supplied  in a f.••• ••.-..

   For full details on use of abbreviations, see pp.  135-145 in  the Style Manual.

4.0  ITALIC

   4.1. Italic is  not used for mere emphasis, foreign words, or the titles of publications unless u  '«•   . •
requested.
                                                     67

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   4.2. The names of aircraft, vessels, and spacecraft are italicized unless otherwise indicated.  Missiles and
rockets will be caps and lowercase and will not be italicized.

   4.3.  The names of legal cases are italicized.

S.
   5.1. A figure is used for a single number of 10 or more with the exception of the first word of the
sentence.
                nearly 10 miles            about 40 men

   5.2. When 2 or more numbers appear in a sentence and 1 of them is "10" or more, figures are used for
each number.
                That  man has 3 suits, 2 pairs of shoes, and 12 pairs of socks.
                but That man has three suits, two pairs of shoes, and four hats.


   5.3. A unit of  measurement, time, or money, which is always expressed in figures, does not affect the
use  of figures for other  numerical expressions within a sentence.
                Each  of the five girls earned 75 cents an hour.
                                                    68

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Appendix E
EPA Logos
   69

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   vvEPA
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                      SEPA

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          Appendix F
CERI Style Specifications Sheets
              71

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                                  EPA/540/G-87/005
                            (OSWER Directive 9355.1-01)
                                   September 1989
        Superfund
   Guidance Manual
      Specifications
-"•'  U.S. Environmental Protection Agency
Office of Emergency and Remedial Response
        Washington, DC 20460

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This section describes potential operational problems
associated  with  hospital  waste  incinerators, wet
scrubbers, and fabric filters.
This section describes potential operational problems
associated  with  hospital  waste incinerators,  wet
scrubbers, and fabric filters.
FIRST ORDER  HEAD
This section describes potential operational problems
associated  with  hospital  waste  incinerators, wet
scrubbers, and fabric filters.
Second Order Head
This section describes potential operational problems
associated  with  hospital  waste  incinerators,  wet
scrubbers, and fabric filters.
Third Order Head
This section describes potential operational problems
associated  with  hospital  waste incinerators,  wet
scrubbers, and fabric filters.
Fourth Order Head

This section describes potential operational problems
associated  with  hospital  waste incinerators,  wet
scrubbers, and fabric filters.

Fifth Order  Head. This section  describes  potential
operational problems  associated  with hospital waste
incinerators, wet scrubbers, and fabric filters.
CERCLA ORIENTATION

This section describes potential  operational problems
associated  with  hospital  waste  incinerators,  wet
scrubbers, and fabric filters;  discusses  the cause  of
the problems;  and discusses possible solutions to the
.problems. Unfortunately, some operational problems
are the result  of  deficiencies in design,  fabrication,
and/or installation  of  the  equipment. Deficiencies  in
incinerator design  are usually the result  of insufficient
information on the  waste characteristics  and/or
quantity. The  following  paragraphs assume that the
incinerator and its air pollution  control  system have
been properly designed, fabricated, and installed and
do not address any deficiencies in these  areas  it  is
recommended that  purchasers of hosonai  waste
incinerators and air pollution  control systems consult
with reputable  manufacturers. In many  cases, these
companies can provide  complete turnkey service that
includes evaluation of the purchaser's needs,  proper
design  of  the  incinerator based on waste charac-
teristics, proper design of the  air pollution  control
device based  on  expected  combustion exnaust gas
characteristics, fabrication  of the  incinerator  with
appropriate quality control, installation and  shakedown
of the entire system, and operator training.
CERCLA Orientation

This section describes potential operational problems
associated  with  hospital waste incinerators,  wet
scrubbers, 'and fabric filters; discusses the cause of
the problems; and discusses possible solutions to the
problems. Unfortunately,  some  operational problems
are the result of deficiencies  in  design,  fabrication,
and/or installation of the equipment. Deficiencies in
incinerator design are usually the result of insufficient
information  on  the waste  characteristics  and/or
quantity. The following paragraphs  assume that the
incinerator and its air pollution  control system  have
been  properly designed, fabricated,  and installed and
do not address any deficiencies in  these areas. It is
recommended  that purchasers  of hospital waste
incinerators  and  air  pollution control systems  consult
with  reputable manufacturers. In many cases, these
companies can provide complete turnkey  service that
includes evaluation  of the purchaser's neeas  proper
design  of the incinerator based  on waste charac-
teristics, proper  design of the  air  pollution  :Dntrol
device based on expected combustion  e-raust gas
characteristics,  fabrication  of  the  mcmeraxr  -vith
appropriate quality control, installation and ;"a*--oown
of the entire  system, and operator traimrg
Black Smoke
The  appearance  of  black  smoke  •
presence of unburned carbonaceous '-
black  smoke  is  caused  because
combustion  is occurring. Incomplete  <
due to insufficient amounts  of combur
quantity of volatiles/ soot present anr;
result of overcharging the unit  charg ••••.
volatile material or operating the pnrrvv
too high a  temperature. The follow- ,
assist in eliminating black smoke:
i  .s
 •r-e
 j-,e
,rly
'  3t
-ay
1.   Check/Increase  secondary chamr-
    air;

2.   Check/decrease underfire air  '•'   •
    should result in  reducing the L-
    operating temperature;

3.   Check/increase secondary chamc--

Should these steps fail to eliminate •-••
evaluate the composition of the maie  .
be charged. Highly combustible rr.at.-- .1
plastics,  etc.)  that are  charged
proportion  to the  other  refuse  -
combustion rate which is too rapid •• •
to  handle. These  materials may te
small  quantities and in relatively s- •
 -'S
 -?r
 •-3.
  'O
                                                  73

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Superfund Guidance Mam
(Tvpe Sizes in Points. Meas

Page dimensions
Font
Type style
Margins:
left
right
top of pg to rule
rule to text top
Text bottom
to pg #1
Pg # to page btm
Left to right
Top to bottom (text)
Columns:
1 col. width
Type size
heads:
1 st order2
2nd order2
3rd orders
4th orders
5th order3
Tables
font
no. and title4
body
footnotes
Figures
font
no. and title5
callouts (c/lc)
All
8i x 11
helvetica or
times roman




























Title Page






























jal Specifications
jrements in Inches.)
Headings








.







12/1 4 bold all caps
12/1 4 bold c/lc
12/1 4 med c/lc
10/12 med c/lc
9/10 bold c/lc

helvetica or times
roman




helvetica or times
roman


Text


rt-left justified

1
1
.63
.5
..63
.38
6.5
8.75
2
3.13
9/10
(footnote 7/8)






i
i
helvetica or
times roman
8/9 bold <
top, fl. left
8/9
8/9 ,

helvetica or
times roman
8/9 bold
btm, fl. iett
8/9
1Page number position: bottom, centered.
2 Flush left. Called out (text below heading  starts new paragraph).
3 Flush left. Run into text.
4Table title: Initial caps. No period at end.
5 Figure title:  Initial caps on first word ana proper nouns only. Period at end.
                                          74

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                                           EPA/xxx/x-xx/xxx
                                      OSWER Directive xxxx.x-x
                                             October 1989
Superfund  Handbook Specifications
         Center for Environmental Research Information
             Office of Research and Development
             U.S. Environmental Protection Agency
                  Cincinnati, OH 45268
                         75

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Recordkeeping is an integral part of an equipment operation and maintenance
(O&M) program. The purpose of recordkeeping  is to document major O&M
events and  to  collect  historical  data on  key operating  parameters.  The
objective of recordkeeping is  to  prevent  premature failure  of  equipment,
increase the life of the equipment, and to minimize emissions. Recordkeeping
allows facility and  regulatory agency personnel to track performance,  to
evaluate  trends, to identify potential  problem areas, and  to determine
appropriate solutions. The magnitude and scope of recordkeeping activities
will depend on a combination of factors, including personnel availability and
training,  size  and  sophistication  of the equipment, and  the  level  of
maintenance  required.  Only records of key  performance parameters  and
activities should be maintained  to avoid accumulation of  unnecessary
information.

                      1. FIRST ORDER HEAD
The following information should be readily available to O&M  personnel: (1)
the manufacturer's  equipment specification  and  instruction  manuals,  (2)
compliance emission tests, (3) operating permits, (4) operating logs, and (5)
maintenance activities log.

1.1 SECOND ORDER HEAD
The operating history provided by  this  information is useful  in evaluating
current and  future  performance,  maintenance  trends, and operating
characteristics.

1.1.1 Third Order Head
A spare parts inventory also should be  maintained with periodic updates so
that parts can be obtained and installed in a timely manner.
                                 76

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                      Superfund Handbook Specifications
                (Type Sizes in Points, Measurements in Inches)

Page dimensions
Fo:.t
Type style
Margins:
left
right
top
bottom
btm of text to pg #1
pg # to page btm
Left to right
Top to bottom (text)
Columns
Type size
Heads:
1 st order2
2nd orders
3rd order3
4th orders
5th orders
6th order*
Tables
font
no. and title4
body
footnotes
Figures
font
no. and title5
callouts (c/lc)
All
8* x 11
helvetica or
times roman




























Title Page




1.25
1.25
1.25
2






















Headings
s















14/1 5 bold all caps
14/1 5 bold all caps
14/1 5 bold c/lc
12/1 3 bold c/lc
12/13 med c/lc
12/1 3 bold c/lc

helvetica or times
roman




helvetica or times
roman


Text


rt-left justified

1.25
1.25
1
.63
.63
.5
6
8.88
1
12/13
(footnote 9/10)






i

helvetica or ;
times roman
8/9 bold i
top, fl. left
8.9
89

helvetica .-r
times rom,in
8/9 bold
btm, fl --
. 89
'Page number position: bottom, centered.
2 Centered
3 Rush left. Text below heading.
4 Flush left. Run into text.
5Table title: Initial caps. No period at end.
8 Figure title:  Initial caps on first word and proper nouns only. Period  at end.
  a.s. covEtuoeirc raimiic amct
                                       77

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