EPA-600/2-76-097
April 1976
Environmental Protection Technology Series
                         FEASIBILITY OF A HEAT AND
        EMISSION  LOSS PREVENTION  SYSTEM  FOR
                             AREA  SOURCE FURNACES
                                 Industrial Environmental Research Laboratory
                                      Office of Research and Development
                                     U.S. Environmental Protection Agency
                               Research Triangle Park, North Carolina 27711

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency,  have  been grouped  into five series. These five  broad
categories were established to facilitate further development and application of
environmental technology.  Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The five series are:
     1.    Environmental Health Effects "Research
     2. .  • Environmental Protection Technology
    .3..    Ecological Research
     4."   Environmental Monitoring
     5.    Socioeconomic Environmental Studies

This report has been  assigned  to the  ENVIRONMENTAL PROTECTION
TECHNOLOGY series. This series describes research performed to develop and
demonstrate instrumentation, equipment, and methodology to repair or prevent
environmental degradation from point and  non-point sources  of pollution. This
work provides the new  or improved technology required for the control and
treatment of pollution sources to meet environmental quality standards.
                    EPA REVIEW NOTICE

This report has been reviewed by  the U.S.  Environmental
Protection Agency, and approved for publication.  Approval
does not signify that the contents necessarily reflect the
views and policy of the Agency, nor does mention of trade
names or commercial products constitute endorsement or
recommendation for use.
This document is available to the public through the National Technical Informa-
tion Service, Springfield. Virginia 22161.

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                                          EPA-600/2-76-097
                                          April 1976
                 FEASIBILITY OF A

HEAT AND EMISSION LOSS  PREVENTION SYSTEM

           FOR  AREA SOURCE FURNACES
                            by

        R.A. Brown,  C.B.  Moyer,  andR.J. Schreiber

               Aerotherm Acurex Corporation
                     485 Clyde Avenue
             Mountain View, California  94042
              Contract No. 68-02-1318, Task 5
                   ROAPNo. 21ADD-042
               Program Element No.  1AB013


              EPA Task Officer:  W. B. Steen

         Industrial Environmental Research Laboratory
           Office of Energy, Minerals, and Industry
             Research Triangle Park,  NC 27711


                       Prepared for

       U.S. ENVIRONMENTAL PROTECTION AGENCY
             Office  of Research and Development
                   Washington, DC 20460

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                                   FOREWORD

       This report presents the results of a study to determine the feasibility
of candidate concepts for simultaneous heat and air pollutant emission recovery
from the combustion products of domestic-size furnaces.  The study was performed
by the Aerotherm Division of Acurex Corporation for the U.S. Environmental Pro-
tection Agency.
       Aerotherm extends its appreciation to Mr. Kenneth M. Brown for his val-
uable assistance with the detailed heat transfer analysis.
       The EPA Task Officers were Mr. D. B. Henschel and Mr. W. B. Steen.  The
Aerotherm Program Manager was Dr. Larry W. Anderson.  The study was performed
during the months of June through September 1974.
                                      iii

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                              TABLE OF CONTENTS


Section

   1       SUMMARY                                                         1

   2       INTRODUCTION                                                    6

   3       DEFINITION OF PROBLEM AND EXISTING TECHNOLOGY                   8
           3.1  Energy Consumption and Methods of Energy Savings           8
           3.2  Furnace Types                                             21
           3.3  Furnace Design Practice                                   27
                3.3.1  Central Air Gas Fired                              27
                3.3.2  Central Air-Oil Fired                              31
                3.3.3  Hot Water-Gas Fired                                34
                3.3.4  Hot Water-Oil Fired                                34
                3.3.5  Furnace Efficiencies and Standards                 39
           3.4  High Efficiency Furnace and Heat Recovery Device
                Research                                                  47
           3.5  Heat Recovery Devices Commercially Available              64
                3.5.1  Isothermics Air-0-Space Heater                     64
                3.5.2  Dolin Metal Products - Heat Reclaimer              66
                3.5.3  Other Manufacturers and Devices                    66

   4       IDENTIFICATION OF ALTERNATE HEAT RECOVERY DESIGNS              71
           4.1  Retrofit Schemes                                          71
                4.1.1  Black Box Approach                                 71
                       4.1.1.1  General Discussion                        71
                       4.1.1.2  Design Problem Areas                      75
                       4.1.1.3  Conclusions                               80
                4.1.2  Internal Modifications                             80
           4.2  New Furnace Designs                                       82
                4.2.1  Increased Heat Transfer Surface                    82
                4.2.2  Novel Approaches                                   82
                       4.2.2.1  Catalytic Combustion                      83
                       4.2.2.2  Submerged Combustion                      85
                       4.2.2.3  Thermoelectric Device                     85
                       4.2.2.4  Other Concepts                            88

   5       DETAILED ANALYSIS OF RETROFIT SCHEMES                          89
           5.1  Schemes 3A and 4A
           5.2  Scheme 4W                                                104

   6       SYSTEM COST                                                   109
           6.1  Potential Saving and Payback Period                      109
           6.2  Cost of Retrofit Units                                   114
           6.3  New Furnace Designs                                      115
           6.4  Cost of Conventional Designs                             117
           6.5  Conclusions                                              120
                                     v

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                        TABLE OF CONTENTS (Concluded)


Section                                                                  Page

   7       CONTROL OF AIR POLLUTANT EMISSIONS FROM RESIDENTIAL HEATING
           EQUIPMENT                                                     121
           7.1  Introduction                                             121
           7.2  Control Strategies for Emissions From Residential
                Heating Systems                                          123
                7.2.1  Combustion Process Modification                   123
                7.2.2  Post-Combustion Control                           125
           7.3  Principal Recent or Current Residential Emission
                Reduction R&D Efforts                                    125
           7.4  Conclusions                                              125

   8       POTENTIAL MARKET                                              129
           8.1  Potential Market Estimate                                130
           8.2  National Reduction in Fuel Consumption                   130

   9       CONCLUSIONS AND RECOMMENDATIONS                               138
           9.1  Conclusions                                              138
           9.2  Recommendations                                          139

           REFERENCES                                                    141

           APPENDIX A                                                    A-l
                                      VI

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                              LIST OF FIGURES


Figure                                                                  Page

   1      Heating Equipment, by Regions:  1970-Percent (All Occupied
          Units)                                                           23

   2      House Heating Fuel, by Regions:   1970 Percent (All Occupied
          Units)                                                           24

   3      Gas Fired-Forced Air Furnaces  (Courtesy Sears Roebuck
          & Co.)                                                           29

   4      Gas Fired Forced Air Downflow  Furnace and Details of Com-
          ponents (Courtesy Coleman Co.  and Westinghouse)                  30

   5      Oil Fired Central Air Furnace  (Courtesy Day & Night Co.)         32

   6      Typical Oil Burners (Courtesy  Johnson Oil Burner Co.)            33

   7      Gas Fired Hydronic Boiler (courtesy of the Raypack Co.)          36

   8      Oil Fired-Hydronic System (Courtesy of Weil-McLain Co.)          38

   9      Temperature Rise Across Oil  Furnace During a Typical
          Normal  Cycle                                                    43

  10      Temperature Rise Across Gas  Furnace During a Typical
          Normal  Cycle                                                    44

  11      Energy  Balance for a Particular  Cycle of Oil Furnace (Top)
          and of  Gas Furnace (Bottom)                                      45

  12a     AMANA Electric/Gas Heating Cooling Unit Using the HTM*           48

  12b     AMANA Heat Transfer Module                                       49

  13a     The High-Velocity, High-Temperature,  Forced-Air  Baseboard
          Heater  System                                                   51

  13b     Section View of the Heat Exchanger and Air Flow                  51

  14a     Cross Section of Ceramic Heat  Exchanger-Burner Unit             53

  14b     Cross Section of Ceramic Heat  Exchanger Force-Air Furnace        54

  15      Schematic  Illustration of the  Pulse Combustion Process           55

  16      An Experimental "Finned Tube"  Pulse Combustion Furnace           56

  17      An Experimental, Lo-Boy Pulse  Combustion Furnace                57

  18      An Experimental, Hi-Boy Pulse  Combustion Furnace                58


                                    vii

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                         LIST OF FIGURES (Continued)


Figure                                                                  Page

  19      An Experimental, Warm Air Heating Panel System                  59

  20      An Experimental Heat Exchanger for a Warm Water Heating
          Panel Application                                               60

  21      Experimental Direct-Fired Wall Panel                            61

  22      Experimental Snorkel-Vented Dual Wall Furnace with
          Bypass Arrangement                                              62

  23      Forced-Air Furnace with Integral Blower-Heat Exchanger          63

  24      Isothermics - Air-0-Space Heater                                65

  25      Dolin-Heat Reclaimer                                            67

  26      Dolin Heat Reclaimer Performance                                68

  27      Theoretical Dew Points of the Combustion Products of
          Industrial Fuels                                                78

  28      Potential Heat Recovery                                         81

  29      Burner Arrangement - Submerged Combustion                       87

  30      Compact Heat Exchanger Designs                                  92

  31      Typical Blower Performance Curve                                94

  32      Plate-Fin Heat Exchanger                                        98

  33      Fin Tube Design                                                 99

  34      Performance of the Noncondensing Plate Fin Flue Gas to
          Air Heat Exchanger                                             1000

  35      Performance of the Noncondensing Fin-Tube Flue Gas to
          Air Heat Exchanger                                             101

  36      Performance of the Condensing Plate Fin Flue Gas to Air
          Heat Exchanger                                                 102

  37      Performance of the Condensing Fin-Tube Flue Gas to Air
          Heat Exchanger                                                 103

  38      Noncondensing Flue Gas to Water Fin Tube Heat Exchanger
          (Scheme 4W-N)                                                   105

  39      Condensing - Flue Gas to Water Fin Tube Heat Exchanger
          (Scheme 4W-C)                                                   106

  40      Potential Saving as a Function of Flue Temperature for
          Retrofit Heat Recovery Device                                  111
                                     Vlll

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                        LIST OF FIGURES (Concluded)


Figure                                                                  Page

  41      Payback Period as a Function of Heat Saved and Initial
          Investment                                                     113

  42      Initial Investment Increment vs.  Lifetime  or Payout Period     118

  43      Residential Fuel Saving Per Year                               134

  44      Savings Per Year                                               135

  45      Oil Saving Per Year                                            136
                                     IX

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                                LIST OF TABLES


Table                                                                    Page

  1      Energy Consumption in the U.S. by End Use 1968
         (Trillions of Btu and Percent per Year)                            9

  2      Studies in Conservation of Energy from Residential and
         Commercial Building                                               10

  3      Savings from Modification of Characteristic Design
                                                                           18
  4      Breakdown of Energy Savings for Furnace Recovery and
         Flue Damper                                                       19

  5      Residential Heating System in the U.S. 1970 Census                22

  6      Furnace Systems Sold (GAMA)                                       25

  7      Year Structure Built for Owner and Renter Occupied Housing
         Units by Heating Equipment 1970                                   26

  8      Typical Operating Conditions                                      28

  9      Oil Fired Central Air Systems                                     35

 10      Oil and Gas Fired-Hot Water Typical Operating Conditions
         of Design Practice 100,000 Btu/Hr Input                           37

 11      Listing of Standards for HVAC Equipment which Include
         Efficiency                                                        40

 12      Thermal and Service Efficiencies of Residential Hot Water
         Boilers (Boiler A Differs from Most Contemporary Oil-Fired
         Equipment                                                         42

 13      Heat Recovery Device Manufacturers                                69

 14      "Black Box" Heat Exchanger Schemes                                73

 15      Improvements to Existing Devices                                  76

 16      Potential Materials of Construction                               79

 17      Aspects of Catalytic or Surface Combustion for Central Units      84

 18      Submerged Combustion                                              86

 19      Potential Schemes to be Analyzed                                  90

 20      Heat Exchanger Performance Program (PERF)                         93

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                           LIST OF TABLES  (Concluded)


Table                                                                   Page

 21     Plate Fin Heat Exchangers - Flue Gas to Air                       96

 22     Fin Tube Heat Exchanger - Flue Gas to Air                         97

 23     Induced Draft Fan Requirements                                   104

 24     Fin Tube Heat Exchanger - Flue Gas to Water                      107

 25     Fuel Cost $/Therm                                                110

 26     Heat Exchanger Costs                                             114

 27     System Costs and Payback Period                                  116

 28     Annual Savings to Homeowner Using a Heat Pump Vs. Equivalent
        Comfort-Conditioning Systems                                     119

 29     Emissions From Natural Gas- and Oil-Fired Burners                122

 30     Combustion Control Strategies for Reducing Air Pollutants
        From Residential Heating Equipment                               124

 31     Post Combustion Control (Flue Gas Treatment) Strategies for
        Air Pollutants From Residential Heating Equipment                126

 32     Principal Recent or Current Residential Emission Reduction
        R&D Efforts                                              .        127

 33     Estimate of Hot Water and Central Air Furnace Installation
        for 1974 by Region (Millions)                                    131

 34     Retrofit Schedule                                                132

 35     Energy Savings                                                   137
                                      XI

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                                  SECTION 1
                                   SUMMARY

       Residential space heating represents 11.0 percent of the total U.S.
energy consumption.  Thus there is a strong incentive to reduce energy con-
sumption in the residential section particularly for space heating.  There are
a great number of studies being conducted through the National Bureau of Stan-
dards, NSF, American Society of Heating, Refrigerating and Air Conditioning
Engineers  (ASHRAE), American Gas Association, public utilities and others on
the overall problem of energy use reduction in residential heating and cooling.
These studies have shown that between 9 and 28 percent of the heating load
could be recovered by heat recovery of the furnace flue and shut off of the
flue during nonuse periods.  This represents from 3.6 to 11 percent of the to-
tal energy consumption of the house and from 1 to 3 percent of total U.S. en-
ergy consumption.  Other significant energy conservation techniques include
reduction of air infiltration and increased insulation in wall ceilings and
floors.  However, none of these studies dealt directly with the development of
a heat recovery device.
       The first step to develop a heat and emissions recovery system  (HELPS)
is to determine the distribution of heating systems across the U.S., their ef-
ficiency, their design and limitations on their design.  U.S. census data for
1970 show that the central forced air, gas-fired furnace is the principle heat-
ing method with oil and gas-fired hot water system and oil-fired central air
systems ranking 2, 5, and 4, respectively.  In the Northeast section of the
country, oil-fired hot water systems are the most prevalent.  However, in the
last ten years, gas-fired central air furnaces accounted for 29 to 46 percent
of the heating systems sold nationwide.
       The gas-fired central air furnace typically has a steady state efficiency
of about 80 percent with oil-fired units either a few percentage points below
or nearly equal to the 80 percent figure.  The gas-fired system uses an aspir-
ated burner and relies on the draft created by the buoyancy forces in the flue
to draw sufficient combustion and excess air through the furnace.  This results
in very low pressures (.05" W.C.) in the combustion chamber, low heat transfer
coefficients and a low pressure drop through the unit.  Higher efficiencies

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could be achieved with lower flue gas temperatures.  At 80 percent efficiency,
the temperature of the flue gas exiting the furnace is such that condensation
is avoided in the stack and sufficient buoyancy is created to discharge the
flue from the stack.
       Concepts for higher efficiency furnaces can be retrofit systems or sys-
tems applicable only to new installations.  Retrofit concepts are important be-
cause of the large number of existing units that require attention.  Concepts
that can be applied only to new installations deserve attention because they
offer greater potential in fuel, emission, and cost savings.  Research aimed
at investigating both new and retrofit systems is ongoing.
       Research on higher efficiency furnaces is being conducted by the furnace
manufacturers, oil companies and by the American Gas Association (AGA).  The
Amana Company recently announced a new furnace design concept (Heat Transfer
Module) which utilizes a forced air surface combustion burner which transfers
heat to an intermediary fluid.  Slightly higher efficiencies are claimed (5-8
percent) while flue gas temperatures are maintained high enough to avoid con-
densation.
       AGA over the last 20 years has explored a number of unconventional con-
cepts for new installations.  The most significant and one on which they are
still working is the submerged pulsed combustion concept.  Efficiencies as high
as 95 percent are claimed for this concept which relies on condensation of the
water in the flue.
       Two commercially available flue heat recovery devices have been identi-
fied for retrofit on residential heating systems.  A heat pipe device manufac-
tured by Isothermics, Inc., of New Jersey can recover from 5,000 to 12,500
Btu/hr or 5 to 12-1/2 percent of a typical 100,000 Btu/hr furnace,  depending
on flue gas temperature.  A flue gas-to-air tubular exchanger is available from
the Dolin Manufacturing Company.  Their unit recovers only from 3000 to 5300
Btu/hr.  Other retrofit devices consist of off-cycle flue dampers to prevent
heat loss through the flue pipe.
       For the retrofit market, external modifications were determined to be
the most promising path.  For these retrofit schemes, the heat in the flue may
be exchanged with one of the following mediums:
       •   Combustion air (air preheat)
       •   Fuel (fuel preheat)
       •   Recirculating house air/water exiting from furnace
       •   Independent air/water stream
       •   An intermediary fluid or solid which eventually exchanges heat with
           one of the other mediums ("runaround system").

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       It was determined that the last four schemes were potentially practical.
The latter two are represented by current devices on the market so were not
considered further although improvements were identified.
       Common to all retrofit designs are the following problem areas:
       •   Pressure drop
       •   Removal of condensate  (if condensing system)
       •   Corrosion and materials selection
       •   Thermal stresses and cycling fatigue.
       It was determined that in order to make any significant improvement on
efficiency, a compact heat exchanger design and induced draft fan (to compen-
sate for increased system pressure drop) would be required.  This heat ex-
changer and the associated duct work would be manufactured from a low grade
stainless steel to avoid corrosion problems.  Up to 30,000 Btu/hr could be
recovered from a high temperature flue if the temperature was reduced to the
condensation point so that the latent heat of vaporization as well as the sen-
sible heat could be recovered.
       Detailed analysis was undertaken on a plate fin and fin-tube design for
exchange with the exit air or water, or inlet air or water and flue for both
condensing and noncondensing systems.  A simple computer program was written
to calculate the performance of any potential surface configuration.  From
these calculations, a noncondensing plate fin exchanger with dimensions of
1.2" x 7.1" x 15" was determined to be an attractive arrangement.  A larger
unit was designed for a condensing heat exchange surface.  These units would
easily fit over the air inlet or outlets of the furnace in much the same man-
ner as a filter.
       Bids were solicited from a number of heat exchanger manufacturers and
a broad spectrum of cost were returned.  From these data, cost estimates were
made for each scheme for the heat exchanger, required ductwork, insulation,
fan, and installation.  From the performance curves, the fuel cost savings per
year was estimated and the payback period determined.  The payback period takes
into account the time value of money and assumes that a seven percent rate of
return is available.  The calculations show that in terms of payback, the flue
damper is the best buy.   It also reveals that the most promising devices are
those that are applied to oil-fired furnaces with high flue gas temperature.
       It was also shown that if a 50 percent fuel savings could be achieved
with a new furnace design incorporating higher efficiency heat exchanger,
closure of the flue during non-use periods and furnace modulation, an additional

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$500 to $1000 could be invested as initial capital investment with a payback
in five to ten years.. However, although the  large scale economics appear
attractive, formidable social and institutional obstacles would act to prevent
the widespread use of either the retrofit or  new furnace designs.
       The potential market is, however, rather large if one assumes 20 percent
of the units in the Northeast and Northcentral portion of the U.S. are con-
verted.  This assumption would indicate a total conversion of 6.33 million
units and a potential fuel savings by 1982 of 3.02 percent of the U.S. space
heating energy consumption estimate.
       In addition to the energy savings aspects of the proposed concepts, the
HELPS study also reviewed the potential for reducing emissions from domestic-
size furnaces.  Emissions from gas and oil-fired units account for 1-10 per-
cent of the nation's total emissions.  Control strategies for these sources
include fuel substitution, combustion process modification and post-combustion
control.  Fuel substitution has been incorporated for quite a few years with
the switch from coal to oil and to gas with a subsequent decrease in emissions,
especially particulates.  However, as gas becomes scarce, there may be a trend
back to the other fuels or electricity.  Most of the combustion control strat-
egies can be applied to oil-fired units with excess air level adjustment the
primary control for gas-fired units.  Research is currently underway by EPA
and AGA on low emission, high efficiency oil and gas burners, respectively.
In all, the feasibility of most of the post-combustion control devices for
residential heating application is unknown.
       The results of the present study lead to the following recommendations
for future work of a general nature and for additional studies of a retrofit
scheme:
       1.  Obtain actual operating data on furnaces by measurement
       2.  Study British and European design practice where fuel prices
           have been historically higher
       3.  Develop a furnace performance code and compare with 1 above
       4.  Monitor commercial and legal progress of retrofit devices and
           test these units
       5.  Refine the design of a condensing flue gas heat recovery device.
However, the most fruitful approach would probably be to explore further the
possibility of a new high efficiency furnace design.

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       Recommended components in the development of improved furnace designs
include Recommendations 1 and 3 above, followed by tasks to:
       6.  Predict efficiency of proposed modulation schemes by analytical
           techniques; identify cycles to optimize operation; modify cycle
           to see how to improve efficiency
       7.  Analytically predict the effect on heat transfer due to modulating
           output,
       8.  Explore methods of modulation
           •   Vary gas flow rate
           •   Use multiple burners in various combinations
           •   Heat capacitance/hot water systems
       9.  Develop heat load detector and furnace controller
      10.  Modify an existing furnace for modulated mode

      11.  Design a new furnace using either submerged combustion or catalytic
           combustion concepts in conjunction with the modulated concept
      12.  Build and test a prototype unit as described in Recommendation 11
      13.  Relate the progress of this design and development effort to:
           •   Commercial and research developments in alternative heat pump/
               all electric systems (including solar-assist components)
           •   Other integrated energy management system programs, including
               total-energy and MIUS
           •   Household energy conservation programs which will be affecting
               thermal load data for new construction
       With regard to emission control devices two specific areas of study are
recommended:
      14.   Further define the real contribution of residential emissions to
           environmental air quality
      15.   Further investigate post combustion control devices, if required
      16.   Define the potential of the modulated furnace concept  (Recommenda-
           tions 6-11) to reduce the high peak emission associated with start-
           up and shutdown periods.

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                                    SECTION  2
                                  INTRODUCTION

       This report presents the results of  a study to determine the feasibility
of candidate concepts  for simultaneous heat and air pollutant emission recovery
from the combustion products of domestic-size  furnaces.  The major objectives
of the study, separated into report Sections,  were as follows:

Definition of Problem  and Existing  Technology  (Section 3)
       This Section includes statistics on  energy consumption and emissions as-
sociated with domestic furnaces,  a  review of furnace design practice, and de-
scriptions of commercially available heat recovery devices.

Identification of Alternate Heat  Recovery Designs  (Section 4)
       For typical operating conditions, the most promising concepts identified
in the preliminary phases were characterized in detail, designed, and optimized,
both for retrofit applications and  for new  installations.

Detailed Analysis of Retrofit Schemes  (Section 5)
       Two of the most attractive options for  retrofit flue gas heat recovery
devices were analyzed  in greater  depth.

System Cost (Section 6)
       Capital and operating costs  were estimated in this phase for the systems
designed for retrofit and new installations.   Possible impacts of mass produc-
tion were considered.

Control of Air Pollutant Emissions  From Residential Heating Equipment (Section 7)
       Past, present, and future combustion and post-combustion control methods
we re re vi ewe d.

Potential Market (Section 8)
       This final task evaluated the potential of energy recovery devices con-
sidering overall economics  (payback periods) and the total size of the potential

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markets.  The possible impact of such devices on the U.S. energy situation was
estimated.

Conclusions and Recommendations (Section 9)
       Further work that is required to complete the analysis of the costs and
benefits of the HELPS concept is outlined.
       In all, the report serves to clarify the energy and environmental impact
of the residential heating sector, as well as to analyze the feasibility of sev-
eral solutions proposed to lessen this impact.

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                                  SECTION 3
                DEFINITION OF PROBLEM AND EXISTING TECHNOLOGY

       As background to this study a brief survey was made of other work being
done in this field, current furnace design practice, and current heat recovery
devices on the market.

3.1    ENERGY CONSUMPTION AND METHODS OF ENERGY SAVINGS
       Table 1 shows the pattern of basic energy consumption in the U.S. for
1968 (Reference 1).  This reveals that 11 percent of the total energy consump-
tion went to residential space heating and 6.9 percent went to commercial
space heating.  The total residential and commercial energy usages are 19.2
percent and 14.4 percent respectively.  Thus, there is a strong incentive to
reduce energy consumption in the residential and commercial sectors and par-
ticularly for space heating.
       Table 2 lists a number of government agencies, universities, and trade
associations with ongoing programs in various aspects of energy conservation
in the residential and commercial sector.  Entries in the table were compiled
from an Aerotherm survey conducted under this task from testimony presented at
recent hearings on Conservation and Efficient Use of Energy before the Commit-
tee on Government Operations and Science and Astronautics of the House of
Representatives (Reference 2) and from a detailed inventory of current energy
research and development activities compiled by the Oak Ridge National Labora-
tory (Reference 3)*.  Table 2 cites only programs which
       •   Have a direct relevance to this study and which have been personal-
           ly investigated in detail in this program, or
       •   Provide a representative sampling of the total research picture in
           residential space heating
 This document was obtained late in the course of this brief study, and not
 all apparently relevant leads have as yet been pursued in detail.

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                    TABLE 1

ENERGY CONSUMPTION IN THE U.S.  BY END USE 1968
   (TRILLIONS OF Btu AND PERCENT PER YEAR)
                 (Reference  1)

Residential
Space Heating
Water Heating
Cooking
Clothes Drying
Refrigeration
Air Conditioning
Other
Total
Commercial
Space Heating
Water Heating
Cooking
Refrigeration
Air Conditioning
Feedstock
Other
Total
Industrial
Transportation
National Total
Consumption

6,675
1,736
637
208
692
427
1,241
11,616

4,182
653
139
670
1,113
984
1,025
8,766
24,960
15,184
60,526
Percent of
National Total

11.0
2.9
1.1
0.3
1.1
.7
2.1
19.2

6.9
1.1
.2
1.1
1.8
1.6
1.7
14.4
41.2
25.2
100.0

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               TABLE 2

STUDIES IN CONSERVATION OF ENERGY FROM
 RESIDENTIAL AND COMMERCIAL BUILDING
Contacted
X
X
X
Agency/Asspci ati on/ Insti tuti on
U. S. Department of Commerce
Bureau of Standards - Center for
Building Technology
U. S. Department of Housing and
Urban Development
- Office of the Assistant Secre-
tary for Policy Development and
Research
(Support from NSF-RANN and EPA)
(Hittman Associates)
- Building Technology and Site
Operations
(California State Polytechnic
University)
Nature of Studies
• Computer analysis of building thermal response
• Importance of insulation
• Fenestration and Infiltration
• Equipment and System Options
t Heat pumps
• Heat Exchangers
• Underground heat distribution systems
• Field demonstration projects using energy
conservation projects
t Total energy systems
t Publication of relevant energy conservation
information
• Workshops on energy conservation
• Recommendation of standards
• Identify means for obtaining greater efficiencies
in the consumption of residential power
• Quantify total energy balance in typical residence
• Indentify technical innovation to reduce residential
energy utilization
t Determine the total annual energy savings possible
for several modified versions of the characteristic
house incorporating energy conservation modifications
• Evaluate heating loads in old residential structures
• Research, evaluation of a system of natural air
conditioning with solar energy as the power source
Reference(s)
4, 5, 6, 7, 8
9, 10, 11, 12,
13, 14
2, 17

-------
         TABLE 2 (Continued)
STUDIES IN CONSERVATION OF ENERGY FROM
  RESIDENTIAL AND COMMERCIAL BUILDING
Contacted
X
X





Agency/Association/Institution
National Science Foundation/RANN
- Center for Environmental Studies,
Princeton University
- Oak Ridge National Laboratory
U.S. Atomic Energy Commission
- Colorado State University, Solar
Energy Applications Laboratory
- Texas A&M, Texas Engineering
Experiment Station
- University of Wisconsin, Solar
Energy Laboratory
- California Institute of Tech.,
Environmental Quality Lab.

Nature of Studies
• Research project entitled Energy Conservation in
Housing
- Statistically study of a large multiple family
dwelling to determine distribution of energy
utilization
- Development of data acquisition system
- Surveillance of the construction of townhouses
and apartments
Interview and discussion with developers to
develop ideas for improvement for energy
utilization
• Estimate potential monetary and energy savings
through the use of additional thermal insulation in
residential construction
• Develop inventory of current energy research and
development
• Experimental development of a full operational
residential heating and cooling system based on
solar energy
• Development of a compressed-film floating deck solar
water heater
0 Simulation study of solar heating and cooling for
the United States
• Solar/thermal technologies for buildings - technical,
economic and institutional aspects
• Project SAGE - a project to investigate the commer-
cial feasibility of solar assisted gas energy for
water heating in new apartments

Reference(s)
15
16
2
2
2
2
2


-------
         TABLE 2 (Continued)
STUDIES IN CONSERVATION OF ENERGY FROM
  RESIDENTIAL AND COMMERCIAL BUILDING
Contacted
X


X




X

Agency/ Association/ Institution
- American Society of Heating
Refrigerating and Air Conditioning
Engineers (ASHRAE)
- University of Florida
- Carnegie-Mellon University
American Gas Association
- Institute of Gas Technology
- Allied Chemical Corporation
- K. Johnson Co.
- Ohio University
- Dynatech Corporation
- A.G.A. Laboratories

Nature of Studies
• Preparation and publication of a ASHRAE Guide
chapter on application of solar energy for heating
and cooling of buildings
• Formulation of a data base for the analysis, evalu-
ation and selection of a low temperature solar
powered air conditioning system
• A selective total energy system for a residential
complex
• Detailed energy usage profile in the Canton/test
homes
• An assessment of selected heat pump systems
• Absorption heat pump program
• New working fluids for Rankine cycle residential
air conditioning system
• New heat pump working fluids
• Thermal refrigeration - direct conversion of heat
energy into refrigeration
• Free piston Stirling engine driven - gas fired air
conditioner
• Basic research in heat transfer
• Design of domestic appliances to use gas at elevated
pressures
• Development of a central heating furnace with ultra
high efficiency (submerged-pulsed combustion device)

Reference^ )
2
2
2
18
18
18

18
18
18, 19, 20, 21,
22


-------
                                                      TABLE 2 (Continued)

                                             STUDIES IN CONSERVATION OF ENERGY FROM
                                               RESIDENTIAL AND COMMERCIAL BUILDING
Contacted
Agency/Association/Institution
Nature of Studies
Reference(s)
               -  Battelle  Columbus  Laboratories
                                      •   Investigation of thermal  fatigue of heat exchangers
                                          in domestic gas furnaces

                                      •   Indoor air quality control  device
               -  Thermo-Electron  Corporation
                                      •   New developments in gas fired appliances; applica-
                                          tion of Rankine cycle engines to residential  gas
                                          air conditioning
               -  AiResearch  Manufacturing  Co.
                                      •   Development of a heat actuated space conditioning
                                          unit for commercial  applications - utilization of
                                          a  Brayton cycle engine
               Pope, Evans and Robbins
                                      •   Economic advantage of central  heating and cooling
                                          systems
               University of Oklahoma  Research
               Institute/Public  Service  Co.  of
               Tulsa
                                      •   A comparitive study of energy usuage
               American Society of Heating,
               Refrigerating and Air Conditioning
               Engineers (ASHRAE)

               -  Edison Electric Research  Corp.
                  (York Research Corp.)
                                      •   Measurement of the performance of the ASHRAE infra-
                                          red space heating system

                                      •   Determination of specific heats of building
                                          materials
               -  University of Florida
                                          Determination of shading coefficients for reflective
                                          coated glasses with draperies
                  ASHRAE Research and Technical
                  Committee,  Task Group on  Energy
                  Conservation
                                          A task group on energy conservation has been estab-
                                          lished to evaluate the manner in which basic energy
                                          sources can be conserved through the more effective
                                          utilization of energy in residential commercial in-
                                          stitutional and industrial buildings.  Conducts sym-
                                          posia, publishes papers by members, e.g. reference
                                               18


                                                2
                                               23
                                               23
                                             24, 25

-------
                                                      TABLE 2 (Continued)
                                             STUDIES IN CONSERVATION OF ENERGY FROM
                                              RESIDENTIAL AND COMMERCIAL BUILDUNG
Contacted
Agency/Association/Institution
Nature of Studies
Reference(s)
                                                          25 Symposium on Heat Recovery.  Update ASHRAE Guide
                                                          and data book to reflect latest technology on con-
                                                          servation of energy.  Provides component index of
                                                          technical articles published by the Society and
                                                          presented in the Journals.
               -   ASHRAE  Standard 90-P Committee
                                          Has  taken the NBS document on  design  and  evaluation
                                          criteria for energy conservation  mentioned above
                                          and  drafted an ASHRAE Interim  Standard on Energy
                                          Conservation for use by the National  Conference of
                                          States  on Building Codes.
               Long  Island  Lighting Co.
                                      •   Electric energy utilization study of the generic
                                          environmental  impact of electric  versus oil  space
                                          heating, i.e.  what effect electric heat will  have
                                          on air quality
               Stevens Institute  of Technology
                                      •   Determine efficiency fuel  oil  burners in the field
                                          and difference between makes.
                                      •   Determine method of maintaining efficiency
               Pennsylvania  Power  and  Light Co.

               -  Franklin  Institute Res.  Labs.
                                          Assist in the design of energy conserving home
                                          incorporating features such as heat pumps, waste
                                          heat recovery, supplementary solar heating and
                                          thermal  energy storage

                                          Construction and testing of the above house
               Consolidated Natural Gas  Service
               Co.  (Thermo-Electron Corp.)
                                      •   Development of a compact liquid heater for indus-
                                          trial  and commercial  heat transfer applications
               Oklahoma Gas and  Electric  Co.
                                      •   Development of a computer oriented system for
                                          determining building energy requirements and an
                                          economic analysis of their requirement
                                           5, 26, 27

-------
         TABLE 2 (Concluded)
STUDIES IN CONSERVATION OF ENERGY FROM
  RESIDENTIAL AND COMMERCIAL BUILDING
Contacted
X
X
X
X
Agency/ Association/ Institution
Southern California Gas Co.
- Thermo-Electron Corporation
Environmental Protection Agency
- Contractor
- Rocketdyne
- Aerotherm/Acurex
Nature of Studies
• Similar to above; development and distribution of
E cube computer program to determine energy con-
sumption of a building. Also sponsored by A.G.A.
t Application of heat pipe technology to appliances
• Conducted study of various strategies for reducing
national energy demand
• Development of optimum oil-fired burner and furnace
package
• HELPS
Reference(s)
28
2, 29
30
39


-------
There are many more programs dealing with solar heating and typical energy uti-
lization of family dwellings.
       A large number of these studies are concerned with the overall reduction
of energy for both heating and cooling through
       •   Better and more insulation
       •   Lower indoor temperature levels for heating
       •   Higher indoor temperature levels for cooling
       •   Setback of temperature at night
       •   Closing off of unused rooms
       •   Reduced lighting
       •   Addition of insulating glass or storm windows
       •   Better window caulking
       •   Insulation of heating ducts
       •   Improved maintenance of heating equipment
       •   Better management of doors, windows, and drapes
       •   Installation of automatic pilots
       •   Adjustment of ventilation systems
       •   Minimized use of portable electric heaters by improving main heat-
           ing system
       •   Replacement of inefficient heating systems with systems of higher
           efficiency
       •   Systems modification for zone control
       •   Means to transfer heat from the center of a large building to the
           cool periphery
       •   Automatic door closures
       •   Installation of heat recovery devices (References 6, 10, 30)
For example, the National Bureau of Standards estimated that the winter heat-
ing loads could be reduced by as much as 40 percent if all these options were
incorporated (Reference 6).   To recover heat from stacks Reference 6 mentions
heat pipes, runaround circuits and automatic stack dampers.  For ventilation
systems Reference 6 recommends runaround circuits,  thermal wheels, heat pipes,
heat pumps, and other heat exchange circuits.  However, no details were given
of these systems.
                                      16

-------
       The Hittman Report on residential  energy  consumption  (Reference  10)
came to the  following conclusions:
       •   Infiltrated air was the greatest  load component for both heating
           and cooling
       •   Conductive losses thorugh the  walls and windows ranked second and
           third, respectively
       •   Losses through ceiling, floors and doors were relatively small.
       Table 3 shows the estimated annual energy savings by incorporation of
various energy conservation modifications as presented by Siedel, et al.
(Reference 30).  This shows that in terms of saving energy, heat recovery of
the furnace  flue represents the largest single contributor.  This figure of
28 percent, however, includes recovery of the latent heat of vaporizations
and incorporation of a furnace flue shutoff device.  A more detailed break-
down of these savings is available from the Hittman Report and is shown in
Table 4.
       This shows that a noncondensing heat recovery device can save about
9 percent of the heating load and only 3.6 percent of the total energy con-
sumption of the house.
       Research by the Oak Ridge National Laboratory shows even greater poten-
tial savings from increased insulation (Reference 16).  They estimate that a
gas heated home could realize energy savings as  high as 30 to 50 percent at no
economic penalty through increased insulation in floor, walls, and ceiling.
       For a more detailed discussion of  the various strategies for energy
reductions, the reader is referred to the EPA document on Energy Conservations
Strategies (Reference 30) and the NBS document on Technical Options for Energy
Conservation in Buildings (Reference 6) as well  as the Hittman-HUD reports
(References 14-16).
       Energy conservation strategies discussed  by the American Society for
Heating Refrigeration and Air Conditioning Engineers (ASHRAE)  (References 24,
25) have been primarily oriented towards commercial and institutional buildings.
However, their recent development of draft interim standards, ASHRAE Standard
90P (Reference 27), for energy conservation in new buildings (the implementa-
tion of recommendations by the NBS)  includes all building and equipment sizes.
This standard is under open review to be  completed September 1974.  These new
standards cover the following areas:
                                      17

-------
                     .TABLE 3

SAVINGS FROM MODIFICATION OF CHARACTERISTIC DESIGN
                  (Reference 30)
Load or MOD
Furnace Reference Load
Air Conditioner Load*
Furnace Recovery
High Performance Unit**
Furnace Pilot Elimination***
Open Air Cycle
Storm Windows
25% Window Area Reduction
Cinder Block Insulation
High Capacity Wall
Sealed Furnace Air Supply
Sealed Hot Water Air Supply
Clothes Dryer Recovery
Double Door Design
Revolving Door Design
Ducted Oven Design
Ducted Refrigerator
Attic Ventilation
Winter Load
Percent
Saved
100.0

27.9

3.4

15.8
19.1
7.1
2.6
4.6
1.7
2.4
1.6
2.6



MBTU
Saved
101.4

28.3

3.5

16.0
19.4
7.2
2.6
4.7
1.7
2.4
1.5
2.7



Summer Load
Percent
Saved

100.0

33.3

8.3
8.1
9.5
.6
.8

1.9

3.8
6.9
1.9
7.0
.5
MBTU
Saved

10.8

3.6

1.0
.9
1.0
.1
.1

.2

.4
.7
.2
.8
.1
*
- Based on 8.0 Btu/watt-hr performance
**
- Based on 12.0 Btu/watt-hr performance
***
- Based on a 1000 Btu/hr pilot light
                       18

-------
                                         TABLE 4

             BREAKDOWN OF ENERGY SAVINGS FOR FURNACE RECOVERY AND FLUE DAMPER
                                      (Reference 10)
                        "Characteristic House Energy Consumption"
                                        (Therms)
Annual Consumption
Heating
1044
Cooling
388
Total
Heating & Cooling
1432
Lights &
Appliances
1174
Total
2606
Heat Recovery Device
     Noncondensing

Heat Recovery Device
     Condensing

Furnace Flue Closure

Heat Recovery & Furnace
     Flue Closure
     Noncondensing

Heat Recovery & Furnace
     Flue Closure
     Condensing
Energy Therms
94
~ 194
- 100
194
294
Percent of a
9
18.6
9.6
18.6
28.1
Percent of b
6.6
13.5
7.0
13.5
20.5
Percent of c
3.6
7.4
3.8
7.4
11.28
                                            19

-------
       •   Insulation
       •   Procedures for determining heating or cooling system capacity
       •   Temperature control, single zone and multiple zone
       •   Humidity control
       •   Controlled temperature setback during non use periods
       •   Simultaneous heating and cooling
       •   Reheat
       •   Illumination
       •   Energy recovery  (air exhaust-makeup systems only)
       •   Air infiltration
       •   Procedures for HVAC zoning
       •   Duct air leakages
       •   Automatic ignition system
       •   Recommended equipment efficiencies (efficiencies should comply with
           current American National Standards Institute (ANSI) for heating
           equipment; to be discussed in Section 3.4).
       •   Prevention of off cycle air flow heat loss
       The later criterion recommends that all combustion heating equipment
with greater than 250,000 Btu/hr input should be equipped with devices, such
as automatic vent dampers, to minimize air flow through the combustion chamber
during off cycles.  These standards will significantly affect the energy con-
sumption of new residential construction through the areas of better insulat-
tion and limitations of air infiltration.  It is estimated that through these
two areas alone from 30 to 50 percent of the heating load could be saved de-
pending on location of total number of infiltration points.  An overview of
the Energy Conservation Standard recently appeared in the ASHRAE July 1974
issue  (Reference 26).
       Although the quantitative results of these various studies differ ac-
cording to differences in assumptions, the results agree that improvements in
furnace efficiency  (or, alternatively, flue gas energy recovery)  can provide
significant energy savings in a major energy consumption area.
                                      20

-------
 3.2    FURNACE  TYPES
       The  first  step  in  designing  a  heat  recovery  device  is  to  determine  the
 types and distributions of  furnaces across the  U.S. ASHRAE, AGA,  GAMA,  furnace
 manufacturers and other trade associations consistently  referred  us  to  the
 1970 U.S. Census  information as the most detailed breakdown available.*
 Table 5 from Reference 31 presents  the  1970 U.S. Census  information  on  the
 distribution of residential heating systems for the entire U.S.   This informa-
 tion is divided into heating system type,  fuel, owned or rented,  percentage of
 total population  of furnaces and the  ranking.**  Unfortunately, there was  not
 a good breakdown  on definitions of "other  heating equipment", which may in-
 clude room heaters with flue, room heaters without flue, fireplaces, stoves or
 portable heaters.  This table shows that the principal heating method for  the
 U.S. as a whole is the gas fired warm air  furnace (31.6 percent;  this includes
 both gravity type and forced air systems).  Oil fired hot water or steam ranks
 second with 12.29% of the heating systems.  There are, however, considerable
 variations in the mix of  heating system types across the country.  Figures 1
 and 2, also from  the U.S. Census data,  show the gross distribution of heating
 equipment types and housing fuels for four regions of the country.   These  fig-
 ures show that in the Northeastern section of the country, 56.2 percent of the
 homes are steam or hot water heated and that 54.4 percent of  all  the furnaces
 are oil fired.  By contrast, 41.1 percent  of the homes in the West are warm air
 furnaces and 71.1 percent are gas fired.
       Table 6 from data  published by the Gas Appliance Manufacturers Associa-
 tion (GAMA)  show  that the trend in the  last ten years is toward gas  fired
 forced air systems, which account for 46.2 percent of the furnaces sold in
 1973 (Reference 32).  This is further substantiated by U.S. Census data shown
 in Table 7  (Reference 31), which indicates that for houses built  prior to  1939
 almost 30 percent of the warm air furnaces are oil fired compared to approxi-
mately 15 percent for houses built during the period 1960-1970.   These data
 show conditions at the time of the 1970 Census which no doubt include a consi-
derable number of replacement units.  The older more inefficient  furnace are
most amenable to  retrofit devices.  Unfortunately, one cannot determine direct-
 ly the furnace age from these statistics.  These tables and figures thus indi-
 cate that both gas and oil fired central warm air and hot water furnaces should
 Some large manufacturers indicated they had similar information but that it
 was considered proprietary.
 The two categories, "built in electric unit" and "none", appearing in the U.S.
 census tables of Reference 31 have been omitted from Table 5.
                                      21

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                     TABLE 5

RESIDENTIAL HEATING SYSTEM IN THE U.S.  1970 CENSUS
                  (Reference  31)

Steam or Hot Water
Gas
Fuel Oil
Coal or Coke
Wood
Electricity
Bottled, Tank, or LP Gas
Other Fuel
Warm Air Furnace
Gas
Fuel Oil
Coal or Coke
Wood
Electricity
Bottled, Tank, or LP Gas
Other Fuel
Floor Wall or Pi pel ess
Gas
Fuel Oil
Coal
Wood
Electricity
Bottled, Tank, or LP Gas
Other Fuel
Other Heating Equipment
Gas
Fuel Oil
Coal
Wood
Electricity
Bottled, Tank, or LP Gas
Other Fuel

Owner

2,415,455
3,687,913
183,293


84,758
32,205

13,968,429
4,746,515
428,130


966,673
24,162

2,672,364
414,983
40,637


273,788
3,447

3,213,424
1,650,175
320,499
438,330

1,406,157
3,683

Rented

2,694,746
3,463,636
407,821


75,334
175,181

4,389,501
1,284,546
155,518


224,906
20,686

1,858,511
156,663
20,644


103,834
3,673

3,801,315
1,069,039
264,410
355,578

670,498
3,249

Total

5,110,201
7,151,549
591,114


160,092
207,366

18,357,930
6,031,061
583,648


1,191,579
44,848

4,530,875
571,646
61,281


377,622
7,120

7,014,739
2,719,214
584,909
793,908

2,076,655
6,932
58,174,289
%

8.78
12.29
1.02


0.28
0.36

31.56
10.37
1.00


2.04
0.08

7.79
0.98
0.10


0.65
0.01

12.06
4.67
1.00
1.36

3.57
0.01
99.98
Rank

5.
2.






1.
4.



9.


6.







3.
7.

10.

8.


                         22

-------
Northeast
Steam or Hot Water
Northcentral
Southwest
West
       Figure 1.   Heating Equipment, by Regions:  1970-Percent (All Occupied Units)
                  (Reference 31)
|444444^4*%^444 ie.o%
m 5.9% \m 5.1% ]
Warm-air Furnace
I444444i 31.6%
44444<*4*64. 5^1 4444444 34. 9;: 14444 4444*4 m
Built-in Electric Units
\4 2.6%
4 2.3%
44 7.4% |*4 8.8%
Floor, Wall, or Pi pel ess Furnace
i 1.7%
4 4.3%
44i 10.8% 4444* 22.1%
Room Heaters with Flue
m 5.3%
mm 10.2%
444 15.7% 444 14.2%
Room Heaters without Flue
1 1.1%
< 1.3%
444 14.8% 4 2.8%
Fireplaces, Stoves, or Portable Heaters
1 1.3%
i 1.4%
mm 0:6% tf 2.2%
None
| 0.1%
0.0%
I 0.6% 4 2.2%
4 = 5%

-------
to
**•
(Northeast
Utility Gas
Northcentral
Southwest
1 4444444* 37. id 44444464C664 444*44^450.0%
West |
444444*04*1 .B|
Fuel Oil, Kerosene, etc.
1 44444404*54.4%! 4444 19.6%
44*14 18.9%
441 8.8% |
Coal or Coke
|f 3.5%
fl 3.3%
« 3.2%
1 0.7% |
Mood
|l 0.2%
1 0.4%
4 2.9%
1 1.3* 1
Electricity
I* 3.1%
43.1%
444 13.2%
44i n.7% I
Bottled, Tank, or LP Gas
ll 1-1%
4l 6.3%
44l 10.9% 14 3.8% I
Other
If 0.7%
1 0.5%
1 0.2%
1 0.4% I
None
ll 0.1%
I 0.1%
• 0.6%
< 2.2% 1
                               Figure 2.   House Heating Fuel, by Regions:  1970 Percent  (All  Occupied Units)
                                          (Reference 31)

-------
          TABLE 6

FURNACE SYSTEMS SOLD (GAMA)
       (Reference 32)

Gas Fired Forced Air
Floor - Gas
Vented Wall Furnace - Gas
Oil Fired Cent.
Oil Fired Floor & Wall
Gas Fired Direct Heating
Oil Fired Direct
Coal & Wood Direct
Totals
1973
#
2,261,600
42,900
719,660
734,000
N/A
708,300
197,600
228,200
4,892,260
%
46.2
0.9
14.7
15.0

14.5
4.0
4.7
100%
1963
#
1,394,300
77,200
448,100
520,200
30,300
1,323,800
417,000
537,400
4,748,300
%
29.4
1.6
9.4
11.0
0.6
27.9
8.8
11.3
100%
              25

-------
KJ
CTi
                                                                TABLE  7
                                                            (Reference 31)
                        Year Structure Built for Owner and Renter Occupied Housing Units by Heating  Equipment
                        1970
                                         Household Head—All Races
                                         [Dora bos«j on sample, see text. For meaning of symbols, see text]

United States
HEATING EQUIPMENT BY HOUSE
HEATING FUEL



Wood
Electricity ,. . 	
Bottled tank or LP gas 	 	 	
Other fuel .. .... 	 	
None 	 	 	 	 ~ 	

Utility gas


Wood 	 	

Bottled tank or LP gos 	 . 	

None _ _ . 	 	 	
flwr, wall, or |Hp«W§t fumott 	 ..
Utility gas 	 	


Wood - -- 	 	 -


Other fuel


Utility gas -- ' 	 -- 	


Wood - 	 -


Other fuel 	 . 	 	
None 	 - -
TOTALS
J/TOTAL
Owner occupied
Totol
6 403 624
2 415 455
3 687 913
183 293
B4 758
32 205
20 884 609
13 968 429
4 746 515
428 130
750 700
. 966 673
24 162
3 404 219
2 672 364
414 983
40 637
274 788
3 447
7 241 305
3 213 424
1 650 175
320 499
438 330
209 037
1 406 157
3 683
37 935 757
100
I960 to
March
1970
1 130 071
505 486
582 870
6 295
30 033
5 387
6 933 059
4 921 180
1 058 415
16 676
504 785
481 897
5 106
463 420
284 025
: 99 701
2 093
76 939
662
1 051 219
354 334
248 853
27 860
67 875
48 968
X2 735
594
9 632 769
25.4
1950
to
1959
1 240 413
372 917
836 556
13 609
12 474
4 857
5 875 640
4 155 148
1 365 369
45 265
143 320
160 884
5 654
1 164 639
950 491
141 154
4 411
67 757
826
1 511 323
690 623
341 8i7
40 105
67 457
64 887
305 513
916
9 792 015
25.8
1940
to
1949
601 621
200 555
379 325
11 813
6 659
3 269
2 158 617
1 411 688
586 325
52 093
41 875
63 335
3 301
725 396
622 917
60 527
5 509
35 838
605
1 242 996
611 441
235 636
49 799
72 549
39 804
233 203
564
4 728 630
12.5
1939
or
earlier
3 431 519
1 336 497
1 889 162
151 576
35 592
18 692
5 862 293
3 480 413
1 736 406
314 096
60 720
260 557
10 101
1 052 764
814 931
113 601
28 624
94 254
1 354
3 435 767
1 557 021
823 869
202 735
230 449
55 378
564 706
1 609
13 782 343
36.3
Renter occupied
Totol
6 816 718
2 694 746
3 463 636
407 821
75 334
175 181
A 616 735
4 339 501
1 284 546
155 518
541 578
224 906
20 686
2 143 325
1 858 511
156 663
20 644
103 834
3 673
6 3O6 399
3 80! 315
1 069 039
264 410
355 578
142 810
670 498
3 249
21 883 677
. 100
1960to
March
1970
1 014 359
559 174
399 179
11 408
13 510
31 588
2 282 206
1 527 538
243 604
4 307
422 922
76 950
6 885
464 856
4)0 865
29 343
991
22 563
1 094
634 368
396 5^8
88 790
13 288
24 136
24 654
86 747
205
4 396 289
20.1
1950
to
1959
6-96 233
267 402
379 730
17 840
9 Oil
22 250
1 127 94O
794 339
225 578
8 126
62 401
34 505
2 991
596 720
531 263
4] 509
1 252
22 003
693
955 817
591 460
156 262
23 427
35 542
33 283
115 333
510
3 376 710
15.4
1940
to
1949
7B2 369
297 964
403 094
44 394
11 408
25 509
70S 771
489 389
156 177
15 064
21 145
21 546
2 450
442 833
394 156
28 025
2 524
17 543
585
1 144 942
722 745
174 148
37 736
53 855
30 453
125 290
635
3 075 915
H.I
1939
or
earlier
4 323 257
1 570 206
2 281 633
334 179
41 <05
95 834
2 500 818
1 578 235
659 187
128 021
35 110
91 905
8 360
638 916
522 227
57 786
15 877
41 725
1 301
3 571 77J
2 090 562
649 839
169 909
•242 045
54 390
343 123
1 899
11 034 763
50.4

-------
 be  considered.   Since  noncentral systems  are so widely distributed in types,
 they  will  be  eliminated from further discussion.

 3.3    FURNACE  DESIGN  PRACTICE
        With the furnace designs  to  be considered now determined,  the  next  step
 is  to define  a  characteristic design for  each of these furnace  categories.

 3.3.1  Central  Air  Gas Fired
        Figures  3 and 4 show some typical  gas fired forced central air sys-
 tems  which account  for the  single largest category.*  There  are generally
 three forced  air types:  upflow,  downflow,  and horizontal.   There is  lit-
 tle variation among manufacturers in the  overall layout.   Typically for  an
 upflow unit,  the house circulating  air enters the bottom  or  side  of the  unit,
 flows through the main circulating  fan, then to the heat  exchanger and usu-
 ally  out the  top to the distribution ducting.   The gas burners  are natural-
 ly  aspirated  types  consisting of  three to four  venturies, with  distribution
 pipes  consisting  of  rows of  small orifices.  The  primary  air is drawn  into
 the venturi by  the  gas  presssure  and  premixes with  the gas prior  to ignition.
 The primary air/fuel ratio can be controlled through  small shutters at each
 venturi.   Secondary  air from the  furnace room enters  around the burners to
 quench  the peak  flame  temperature and  allow complete  combustion.  The  flue
 products then proceed  upward through  a parallel  flow  heat exchanger and exit
 into  a  common plenum.   Units  always  include draft diverters which dilute the
 flue  gas stream  and prevent  downdrafts from blowing out the pilot.  Typical
 operating  conditions are tabulated  in  Table  8.
        Several  comments concerning  this data of Table  8 are appropriate.
 First,  the wide  range  in excess air  levels is due to  variations in  installa-
 tions and meterological conditions.   Second, the combustion chamber pressures
 are quite  low due to the naturally  aspirated burners.  Consequently, the heat
 transfer area is quite  large on the flue gas side to prevent excessive pres-
 sure drop.   This results in  fairly  low heat transfer coefficient  on the hot
 side and consequently  fairly  large  surface areas.  The furnace  relies on the
 stack to create sufficient draft to draw the secondary air through the fur-
nace.   Furnace manufacturers  frequently claim that reduction in the stack
*
 In the past there were also a considerable number of gravity or natural draft
 gas and oil fired central air systems.  These have fallen out of favor due to
 the rather large ducts furnace volume required and higher cost.

                                       27

-------
                                TABLE  8
                     TYPICAL OPERATING CONDITIONS*
                         Assume 100,000 Btu/hr
Recirculating Air Flowrate (SCFM): 800-1200 SCFM
Excess Air: 20% - 500%
Flue Exit Diameter:  3-1/2" - 5"
Heat Exchange Area:  ~ 30 ft2 - 35 ft2
Overall Heat Transfer Coefficient:  2 Btu/hr-ft2°F - 3 Btu/hr-ft2°F
Exit Flue Gas Temperature (Before Draft Diverter):  450 - 650
Draft Diverter Dilution Air Flow Percent of Flue:  20% - 50%
Combustion Chamber Pressure:   ±0.2 "H20
Temperature Rise on Air Side:  70°F - 75°F
Overall Steady State Efficiency:  75% -
 if
  Data is compiled from discussion with manufacturers and from
  References 33, 34, 35, 36, and 37.
**
  New installation must meet ANSI standards of 75 percent.
                                   28

-------
i
il
                                                   Figure  3.   Gas  Fired-Forced  Air Furnaces

                                                              (Courtesy Sears Roebuck & Co.)

-------
'••
• •
                                                                    UNIVERSAL SLOTTED PORT STEEL
                                                                    BURNER
                                                                    Burns Natural And Liquefied Petroleum
                                                                    Gases. Stainless Steel Head.
                                                                                                            UNIQUE PATENTED DRAFT DIVERTER
                                                                    HEAT EXCHANGE
                                     Figure 4.   Gas Fired Forced  Air Down-flow Furnace and  Details  of Components
                                                  (Courtesy Coleman Co. and  Westinghouse)

-------
temperature below  300°F will result in insufficient draft for the burners and
cause condensation in the stack.  Simple calculations reveal these statements
to be approximately correct  (see the appendix for calculations).  The shape of
the heat exchanger in Figure 4 should also be noted.  Notice that the base of
the unit near the burners is flared to prevent flame impingement on the carbon
steel heat exchange surface.  It is possible that if insufficient secondary
air is drawn in around this surface, it could result in excessive temperatures.
       The general design method for these furnaces was characterized through
discussions with 19 furnace manufacturers and through the presentations in the
Gas Engineers Handbook, ASHRAE Handbook of Fundamentals, ASHRAE Guide and Data
book and the Handbook of Air Conditioning, Heating and Ventilating (References
33-36).   In summary:
       •   The procedure is largely empirical and relies on testing and modi-
           fications of experimental units to meet AGA/ANSI standards (see
           Sections 3.3.5) .
       •   Efficiencies are checked on the basis of exit temperature and CO_
           level using charts published by the AGA or ASHRAE (see Section 3.3.5.
           on efficiency calculations).
       •   An overall heat transfer coefficient of 2.7 Btu/hr-ft2°F is recom-
           mended by ASHRAE.
       •   Empirical correlation are available for stack sizing (see
           References 36, 38).

3.3.2  Central Air-Oil Fired
       Figure 5 shows several typical oil-fired forced air furnaces.  From the
outside, these furnaces look very similar to the gas-fired units and are now
being made with overall volumes not much greater than the gas-fired units.
There is a considerable internal difference.  The heat is usually supplied by
a gun type oil burner as pictured in Figure 6.  This unit consists of a com-
bustion air blower, motor, damper, fuel pump, ignition system, main air tube
and swirlers, and fuel nozzle(s).  The fuel flow rate is controlled by the
orifice size in the oil nozzle, the total air flow rate by the blower and damp-
er.  The proper air/fuel ratio is adjusted using the damper until minimum CO
and smoke levels are achieved.
       The burner is mounted in a refractory or refractory felt lined combus-
tion chamber which is cooled by the house circulating air.  From the combus-
tion chamber the flue gases pass through a gas to air heat exchanger and fi-
nally out the stack.   Generally there is no draft diverter in the flue because
there is no pilot flame and a forced draft system is used.  The burner blower
                                     31

-------
•--•
                                                 Figure 5.  Oil Fired Central Air  Furnaces
                                                            (Courtesy Day &  Night  Co.)

-------
Figure 6.   Typical Oil Burners
           (Courtesy Johnson Oil Burner Co.)
                •

-------
may supply the full pressure to exhaust the flue from the stack or it may
rely partially on the bouyancy forces downstream of the furnace.  Table 9
lists typical operating condition.
       Again the design procedure is quite empirical and relies on prototype
development, experience, and testing.
       Efficiency and standards for construction are set by Underwriters
Laboratory and ANSI.

3.3.3  Hot Water-Gas Fired
       Figure 7 shows a typical gas fired-hot water or hydronic heater.  New
units are usually considerably more expensive than forced air systems and
therefore are now being made in the larger size ranges of 130,000 Btu/hr and
higher.  However, old units are still quite prevalent in the Northeastern
and Northcentral regions of the U.S.  The gas systems on the new units are
quite similar to the central air furnace utilizing the naturally aspirated
burners.  Typical operating and design conditions for both oil and gas sys-
tems are given in Table 10.
       Heat transfer area is governed by the gas side transfer coefficient
which is once again limited by the pressure drop requirements of the naturally
aspirated burners.  Further details on the design procedures of these units
were not investigated.

3.3.4  Hot Water-Oil Fired
       Figure 8 shows the oil fired-hot water system.  Again, although quite
prevalant in older homes in the Northeast and Northcentral States, they are
now quite costly and are limited to the larger size ranges.  The design ap-
proaches that of larger hot water boilers and these units are similar in some
respects to the oil fired central air designs in that they employ a refractory
lined combustion chamber followed by the heat exchange surface.  However, no
draft diverter is required.  It has been reported that poor matching of burner
and combustion chamber requirements occurs between the burner manufacturer and
furnace manufacturer (Reference 39).  Typically, considerable leakage of se-
condary air into the firebox can occur, lowering flame temperatures.   In many
cases this is necessary to prevent damage to the combustion chamber but leak-
age probably results in overall lower furnace efficiency.
                                      34

-------
                                TABLE 9
                     OIL FIRED CENTRAL AIR SYSTEMS
                      Typical  Operating  Conditions
Recirculating Air Flow:  800 -1200 SCFM
Excess Air:  10% - 100%
Flue Exit Diameter:  5" - 7"
Heat Exchange Area:  20 ft2 - 30 ft2
Overall Heat Transfer Coefficient:  2 Btu/hr-ft2°F - 3 Btu/hr-ft2°F
Exit Flue Gas Temperature:  500°F - 900°F (Older Units)
Combustion Chamber Pressure: .05 "H20 - 0.2 "H?0
Temperature Rise on Air Side:  75°F - 80°F
Overall Steady State Efficiency:  70% - 75%
                                  35

-------
                     galvanized and baked
                        enamel jacket,
    100% copper
and bronze waterways
  massive bronze headers—
      easily removable
            heat exchanger
            inspection panel
corner sealed & interlocked
   combustion chamber
     high velocity water flow
                                                                     Raypak "V" baffles
                                                                       1" integral-finned
                                                                         copper tubing
                                                                       modulating valve
                  totally enclosed
                 automatic controls
   removable door for access to
      slide out burner drawer
                                'precision titanium-
                                stainless steel burners
             Figure 7.  Gas Fired Hydronic Boiler (courtesy  of the
                       Raypack Co.)


-------
                   TABLE 10
          OIL AND GAS FIRED-HOT WATER
TYPICAL OPERATING CONDITIONS OF DESIGN PRACTICE
              100,000 Btu/HR  INPUT

Recirculating Water Flows:
Excess Air (percent):
Flue Exit Diameter:
Exit Flue Gas Temp (Upstream Draft Diverter):
Exit Flue Gas Temp (Downstream Draft Diverter):
Combustion Chamber Pressure:
Temperature Rise on Water Side:
Overall Steady State Efficiency:
Gas
3-15
20-500
3 1/2-5
500-600
300-400
.05-2
10-40
75-80
Oil
3-15
30-100
3 1/2-5
400-600
-
0.2
10-40
70-75
                      37

-------
HYDRO-WALL DESIGN
                                    TOP CLEAN-OUT OPENINGS
                 Figure 8.  Oil Fired-Hydronic  System
                           (Courtesy of Weil-McLain Co.)
                                   :

-------
3.3.5  Furnace Efficiencies and Standards
       As stated  in the previous sections,  furnaces must meet certain stan-
dards sanctioned  by the AGA through ANSI or by U.L. to carry their seals.
       These institutes are composed of members  from trade association and
government agencies, and insurance organizations.  Each standard is developed
and updated by a  committee composed of representatives of concerned groups.
Each standard itself is a 30- to 40-page document which covers nearly every
aspect of the system from the efficiency to motors, wiring, sheet metal, bur-
ners, and safety  systems.  Table 11 gives a brief listing of the various ANSI
and U.L. standards pertinent to this study  and the recommended efficiencies.
It will be noticed that the efficiency for  gas fired forced air central fur-
naces is 75 percent.  However, standard practice in the industry is currently
about 80 percent.
       These efficiencies are determined, however, under controlled steady
state conditions.  Actual efficiencies in the home will depend on the given
installation (closet, basement, garage), air flow to the furnace, wind and
atmospheric conditions, effects of cycling  to satisfy heating load, pilot
usage, standby losses, condition of air filter and air settings on the furnace.
In addition, the  furnace efficiencies will  usually degrade with time due to
accumulations of  soot, nozzle fouling, filter plugging, fan belt slippage, and
similar degradation effects.
       In 1966 the AGA laboratories conducted performance tests on identical
gas and oil fired hot water boilers.  They  attempted to quantify the "service
efficiency" to take into account these losses.  Table 12 shows the results of
these tests (Reference 40).   These data show the service efficiencies to be
1 to 8 percentage points below the thermal  efficiency depending on cycle on/
off time.  In general, the data showed the  gas furnace to be slightly more
efficient than the oil units while not deteriorating with age.  Another in-
teresting study in 1970 by Strieker (Reference 41) attempted to measure the
efficiencies of two forced air furnaces in  the "as found" condition in the
field over a six-month period.  Figures 9 and 10 from this study show the
typical temperature rise on the air side during a cycle.  Figure 11 shows the
resulting average energy balance for the oil fired and gas fired furnaces.
The seasonal efficiencies were calculated to be 61 percent for oil and 62 per-
cent for gas.   The authors warn that these  values cannot be considered typical
and that a large number of furnaces and structures must be studied to obtain
typical values of seasonal efficiency.
                                      39

-------
                                 TABLE 11

                       LISTING OF STANDARDS FOR HVAC
                     EQUIPMENT WHICH INCLUDE EFFICIENCY
ANSI Z31.11 - 1974

   Gas-Fired Room Heaters

   Volume  I (Z21.11.1) Vented Room Heaters, Greater than 20,000 Btu/hr -
            Efficiency 70 percent based on total volume of gas; Less than
            20,000 Btu/hr - Efficiency 65 percent.

   Volume  II (Z21.11.2) Unvented Room Heaters - 1974 - Performance - No
            number for efficiency.

ANSI Z21.13 - 1972

   Gas-Fired Steam and Hot Water Boilers

       Shall have a thermal efficiency of 75 percent based on total heating
       value of the fuel.

ANSI Z21.34 - 1971
   Gas-Fired Duct Furnaces

       Thermal efficiency of 75 percent based on total heating value of
       fuel.

ANSI Z21.43 - 1968

   Unvented Gas-Fired Infrared Radiant Heaters
       Radiant efficiency of at least 35 percent.

ANSI Z21.44 - 1973

   Gas-Fired Gravity and Fan Type Sealed Combustion System Wall Furnaces

       Gravity type - Efficiency 70 percent based on total heating value
       of fuel.

       Fan type - Efficiency 75 percent based on total heating value of fuel,

ANSI Z21.47 - 1973

   Gas-Fired Gravity and Forced Air Central Furnaces

       Gravity type - Thermal efficiency 70 percent based on total heat
       value of fuel.
       Fan type - Thermal efficiency 75 percent based on total heating
       value of fuel.

ANSI Z 21.48 - 1973

   Gas-Fired Gravity and Fan Type Floor Furnaces

       Gravity type - Efficiency 65 percent based on total heating value
       of fuel.
                                     40

-------
                           TABLE 11 (Concluded)
       Fan type - Efficiency 70 percent based on total heating value of fuel.
ANSI Z21.51 - 1971
   Vented Gas-Fired Infrared Radiant Heaters
       Efficiency - shall have a radiant efficiency of at least 35 percent.
ANSI Z21.52 - 1971
   Gas-Fired Single Firebox Boilers
       Steam and hot water boilers shall have efficiency 75 percent based on
       total heating value of fuel.
ANSI Z21.53 - 1967
   Gas-Fired Heavy-Duty Forced Air Heaters
       Shall have thermal efficiency of not less than 75 percent based on
       total heating value of fuel.
ANSI Z91.1 - 1972
   Oil-Powered Central Furnaces
       Performance - Output capacity in Btu/hr 0.75 times input.
                                      41

-------
                             TABLE 12
THERMAL AND SERVICE EFFICIENCIES OF RESIDENTIAL HOT WATER BOILERS
   (Boiler  A  Differs  From Most  Contemporary Oil-Fired Equipment)
                           (Reference 40)

Boiler and
Condition
Boiler A (Oil)
- New
- After 6 mos.
- After 10.5
mos.
Boiler B (Oil)
- New
- After 6 mos.
Boiler C (Gas
- New
Boiler D (Gas)
- New
- After 6 mos.

Thermal
Eff., %

76.2
74.8
73.43


72.60
71.50

76.80

76.78
76.78

Standby Loss
% of Input

2.02
	



2.40
	

3.00

3.14
	
Service Eff. %
("On/Off" Time, Min.)
20/10

75.50
74.10
72.87


71.50
70.30

75.30

75.90
75.90
15/15

74.80
73.30
72.06


70.00
68.80

73.70

74.20
74.20
10/20

71.30
70.00
68.78


67.10
66.00

68.40

70.40
70.40
NOTE: Electric consumption of oil boiler accessories included in
input.

-------
100
                                                  Area Under Curve
                                                  Represents 2.42 KWH
                                                                                 Area Represents
                                                                                 0.145 KWH
Blower Starts
                                                         Blower Stops
                                                                                  Extrapolated to
                                                                                  Zero Temp. Rise
                                     10.5        14.0        17.5
                                        Blower on Time in Minutes
                                                             21.0
24.5
               Figure 9.  Temperature Rise Across Oil Furnace During a Typical Normal Cycle
                          (Reference 41)

-------
   100
O)
o
to
10
o
i.
o
ef.
QJ
Q.


Ol
OJ
Ol
ro
s_
Ol
    80
60 -
    40
20
      0
                                        Fire Stops
Area Under Curve

Represents 6.51 KWH
                                                        Area Represents

                                                        0.103 KWH
                                                                                   Extrapolated to

                                                                                   Zero Temp. Rise
                                       9           12

                                Blower on  Time in Minutes
                  15
18
21
          Figuro 10.  Temperature  Rise Across Gas Furnace During A Typical  Normal  Cycle
                       (Reference 41)

-------
                             Furnace Hrat Output
                             Measured  in Duct System
                             52.9%  (+J.7)
                Combustion
                A1r:  1.91
                                        Contained
                                      Flue-Gas as
                                      leaves furnace
        Heat Required
        to Vaporize Oil: 0.6*
                                                          Recovered by
                                                          Stack-Pipe Loss
                                                                                Tol.il  IKrftil  Mr«t:
                                                                                      (•:>.;)
                                                          Electrical Input-
                                                          Remainder After
                                                          Blower Stops
                                     Furnace Heat Output
                                     Measured in Duct System
                                     64.5* (+3.2)
               Combustion:
               Air 2.2*
                  Flue-Hater
                  9.8* (+0.5)
                        /Heat Contained 1n .
                           Flue-Gas as 1t   \
                           Leaves Furnace:
                           31.6* (+1.6)
                     Heat That Leaves House
                     Via Chimney: 29.8* (+1.5)
     Mlscellaneout: 0.9X
                                                                               Total Useful Heat:
                                                                               67.1* (+3.2)
                                      Recovered by
                                      Stack-Pipe Loft
                                                  Remainder After
                                                  Blower  Stops

                                                  Electrical  Input
Total Accounted Energy:

      Figure 11.
       39.li (*3.C)
Energy CaUnco for a Particular Cycle of OH Furnace (Top)
and of 
-------
       A significantly  lower value was  reported by  Dunning, Loeary,  and
Thumbower as part of the Westinghouse Energy Utilization Project  (Reference  42).
Their analysis determines  the  furnace efficiency  of gas furnace to be  47  percent
based on an hour by hour computer study of  the heat losses and gains of a char-
acteristic house.  A furnace efficiency of  42 percent was reported for the equi-
valent house heated with an oil  furnace.  Their analysis takes into  account  the
heat provided by a variety of  other  heat sources, such as appliances,  occupants,
and the sun, and the heat  required to warm  to room  temperature that  outside  air
infiltrating to replace air going up the flue.
       Similar efficiencies were reported by Kurylko  (Reference 43)  in a  study
of 1260 oil fired home  heating plants in the Boston area.  He found  thermal  ef-
ficiences as low as 48  percent,  although 15 percent of the oil burners were
found operating close to optimum with efficiencies  above 80 percent.
       These significantly lower overall efficiencies may be partially ex-
plained by referring back  to Figures 9  and  10 which show the typical tempera-
ture rise on the air side.  Notice that the fire  is extinquished at  the peak
temperature rise on the air side.  It is  at this  point the peak ("certified")
efficiency is probably  achieved.  For the remainder of the cycle the air
blower remains on but the  flue gas temperatures and flowrates have dropped.
Perhaps more important and what  is not  shown on this curve is that the burner
has been firing for several seconds  prior to the  blower on cycle.  This again
means that there is a significant period of time  when there is no flow (or
very little flow) on the air side and therefore inefficient heat exchange  is
occurring.  Of course,  some of this  heat is stored  as heat capacitance in  the
furnace structure to be eventually recovered but  much also escapes out the
stack under inefficient conditions.
       An oversized furnace will in  addition accentuate the cycling phenomena.
Although the methods outlined  by ASHRAE for determining the heat load  in  a
structure [see Chapter 21, ASHRAE Handbook  of Fundamentals (Reference  34)   or
Chapter 2 of Strock, Handbook  of Air Conditioning,  Heating and Ventilating
(Reference 36) are quite detailed, many residential furnaces are grossly  over-
sized to assure a wide margin  of safety.  It might  be possible to design  a
modulated furnace that would avoid these  severe inefficient transients and con-
trol steady state heat output  closely to  the required heat demand.
       Any study of a modulated  furnace must explore whether cycling allowed
use of lower cost materials by avoiding higher steady state temperatures.   On
the other hand, the problem associated  with thermal fatigue due to cycling may
not be as severe with a modulated system.   This area warrants further  study.
                                      46

-------
       In addition using  flue  shut  off dampers  during  off  cycles  to  prevent
exfiltration of  air  through  the  stack may  actually  result  in  greater saving
than reported by Hittman  (Reference 10).   The argument is  made  that  low  effi-
ciency heat exchange would be  prevented that would  normally allow low tempera-
ture gases to pass out of the  furnace.  The Save-Fuel  Corporation which  manu-
factures the Vent-O-Matic damper (see Section 3.5.3) claims savings  of 20  to
30 percent of the space heating  requirement.
       In any case,  during the steady state portion of the cycle  (if one real-
ly exists), from 20  to 30 percent of the input  energy  escapes from the stack.
Addition of a heat recovery  device  or a higher  efficiency  furnace (steady
state) would not only improve  the steady state  efficiency  but quite  likely
the overall efficiency.

3.4    HIGH EFFICIENCY FURNACE AND  HEAT RECOVERY DEVICE RESEARCH
       During the course  of  the  study portion of this  task a  number  of manu-
facturers or associations were contacted which  had  conducted  or are  conducting
studies of high  efficiency furnaces or heat recovery devices.*  For ^example-,
Chevron Research are presently doing a cost effectiveness  evaluation  on  com-
mercially available  heat  recovery devices.  This study will lead  to  the  de-
velopment of improved devices.  However,  all this information is  proprietary.
Other large manufacturers, such as  GE, indicated that  they have built  or are
designing higher efficiency  furnaces (> 90 percent).
       Electric Furnace Man  (EFM) has developed a hydronic furnace with  89.5
percent efficiency (Reference  44).  A recent development is the Heat Transfer
Module developed by AMANA (Reference 44).  A solution  of ethylene glycol and
water is heated  in the "Heat Transfer Module" (HTM)  and then  passed  through
the air conditioning coils to  transfer the heat to  the  room air.  The  HTM and
furnace is pictured  in Figures 12a  and i2b.  The natural gas  fuel burns on a
central cylinder and passes  readily  through a porous matrix carrying  the heat
transfer liquid.  One unique feature of this unit is that  the gas .is  ignited
with spark ignition  rather than a pilot flame.  In  addition a forced  draft
 Most research, however, has been in the area of heat pumps rather than in im-
 provements of conventional systems.  The Westinghouse Utilization project
 (Reference 42) showed that there was overall cost benefit for heat pumps over
 gas and oil system in the majority of the locations studied.  Since the sub-
 ject of heat pumps, heat pump-solar energy systems, and total residential
 energy conservation projects utilizing heat pumps is covered in detail in
 other references  (Reference 2), no further discussion will be given here.
 Similarly, considerable research is being conducted in the academic community
 as was indicated in Table 1, particularly in the area of solar energy research.
 However, no specific academic programs were found relating to a high efficienT
cy furnace or heat recovery device.
                                      47

-------
Figure 12a.   AMANA Electric/Gas Heating Cooling
             Unit Using the HTM*


-------
 The first major breakthrough in heating technology in years.
      The  Exclusive
    -  r  <'r /  --i r-  •      Hr1!  '•' P
   fJLlJsJjU^* _T-J  j  iA/U
            It's only 9" high and 9" in diameter. It's the most
        advanced and compact heating system available today.
Here's how it works:

(1) Gas (natural or propane) is pulled from
   the gas valve by the combustion blower
   into the HTM*  Heat Exchanger burner.
   The burner is only 4" high x 2" in
   diameter.
(2) A spark plug  ignites the  gas  and  air
   mixture in the burner. No wasteful, both-
   ersome pilot light. Wind does not affect
   its operation.
(3) A flame probe monitors the burner to
   give proof of combustion. If combustion
   doesn't take place, the flame probe will
   close the  gas valve within 15 seconds.
(4) The stainless steel burner provides 9000
   tiny flames which produce  extremely
   hot flue gases.
   These gases passing through the por-
   ous matrix create high turbulence to
   produce rapid  heat transfer. Exclusive
   porous matrix is made up of thousands
   of copper coated steel balls fused  to-
   gether to perform the function of heat
   exchange.
(6) The solution (50% water and 50% eth-
   ylene glycol to prevent freezing) carry-
   ing tubes embedded in the matrix pick
   up the heat and transfer the hot solu-
   tion,  moving at  4.7 feet  per  second,
   through the HTM* Heat Exchanger.
(7) A limit  control  monitors the tempera-
   ture of the solution. And, if it rises above
   design temperatures, it shuts down the
   system.
(8) You get 7%-10% more  usable  heat
   than industry standards (depending on
   the firing rate) from the gas burned be-
   cause of less heat loss through the flue.
(9) The heater  keeps the temperature of
   the HTM* Heat Exchanger above sur-
   rounding temperature at all times, so it
   remains dry and untarnished by atmos-
   pheric moisture.
                    Figure 12b.  AMANA  Heat Transfer  Module
                                      -

-------
combustion air fan is used to overcome the pressure drop of the combustion
chamber and heat exchange surfaces.  No draft diverter is required.  Overall
efficiencies, however, range between 75-89 percent depending on load.
       The American Gas Association has been conducting studies for the past
10-15 years on improving heat exchange performance and evaluating new or dif-
ferent ways to heat the home.  DeWerth and Smith  (Reference 21) studied the
effects of flame aeration, quantity and direction of recirculating air flow,
internal flue baffling and heat exchanger materials of construction on heat
transfer efficiency.  Experimental application of the developed optimum heat
transfer conditions produced on 18.5 percent increase in element loading.
Since this data are now about 13 years old, it is quite likely most of the
results have been incorporated into present designs.
       DeWerth, Schaab, and Hellstern  (Reference 19) studies several new ways
of heating localized areas around the home.  Seven experimental units were de-
veloped which operate at an efficiency of 80 percent or more.  Many of the
prototype units can be scaled to sizes and capacities of central heating sys-
tems.  The following designs were investigated:
       •   Baseboard Designs
               Direct-Fired Tube-In-Tube Baseboard Convector
               Liquid Filler Baseboard Heater
               U Tube Direct-Fired Baseboard Convector
       •   Outdoor Installation
               High Temperatures, High Velocity - Forced Air Baseboard Heater
       •   Radiant Types
               "Infra-Vector" Heater
               Radiant Bathroom Heater
               Metallic Radiant Heater
       Of particular interest is that three of the designs have "power" ex-
haust systems necessitated by higher pressure drop designs.  One of these de-
signs, the high velocity, high temperature forced air baseboard heater, is
shown in Figure 13.  It is possible that this design could be scaled to cen-
tral heating system size.
                                      50

-------
 1. SINGLE POLE DOUBLE THROW FAN LfMIT CONTROL
 2. HIGH TEMPERATURE LIMIT CONTROL
 J. HOT AIR FEED TO ROOM
 It, DUCT FROM FLUE EXHAUST BLOWER TO OUTSIDE
 5. BURNER AND VENTURI
 6. PILOT SWITCH
 7. PILOT
 8. BLEED TUBE FOR VALVE
 9. PRESSURE SWITCH - (VALVE CONTROL)
10. PRESSURE REGULATOR
11. 110 VAC GAS VALVE
12. HEAT EXCHANGER
1J. FLUE DUCT TO FLUE EXHAUST BLOWER
1<». INLET AIR SUPPLY OPENING
15. VENT CAP FOR BALANCED FLUE SYSTEM
16. FLUE PRODUCT'S EXHAUST OPENING
17. CIRCULATING AIR BLOWER
18. FLUE EXHAUST BLOWER                      ..


     Figure 13a.   The High-Velocity, High-Temperature,
                   Forced-Air Baseboard Heater  System
                      6  INCH  TUBE


                    5  INCH  TUBE


                  1|  INCH TUBE-,
        INLET DUCT
DISTRIBUTION
    AIR
                   _WARM AIR  DUCT
                       TO ROOM
                                                  EXHAUST DUCT
               Figure 13b.
Section View of the Heat
Exchanger  and Air Flow
                               51

-------
       In a later AGA study Griffiths and Niedzwiechi  (Reference 20) investi-
gated several novel high efficiency concepts for central heating systems.
Figures 14 through 23 show the following schemes considered:
       •   Ceramic heat exchanger forced air furnace
       •   Four pulsed combustion furnaces
       •   Warm air heating panel
       •   Warm water heating panel
       •.  Direct force wall panel
       •   Snorkel-vented dual wall furnace with bypass arrangement
       •   Forced air furnace with integral blower heat exchanger
All of these furnaces were constructed on an experimental basis and found to
operate with efficiencies of 75-85 percent or higher.  Considerable experi-
mental data is reported in Bulletin 101 on each of these designs.  To our
knowledge none of these designs has found a commercial marketplace nor has
further research been carried out except for the pulsed combustion concept.
This bulletin also reports the results of an experimental investigation which
increased the heat exchange area of a conventional gas fired central heating
furnace.  The draft hood of the furnace was removed and combustion products
were passed through a secondary heat exchanger.  An exhaust blower was placed
at the outlet of the secondary heat exchanger to vent the combustion products.
The flue losses were reduced from 22.5 percent to 12 percent with the same
mass flow through the unit.  The modified unit was also tested under natural
draft conditions and found to be unstable during the first five minutes of
operation.  Steady condensation of water vapor took place during these tests.
The report points out the following precautions if a condensing system is
used:
       •   Corrosion resistant materials would be required,  particularly if
           trace amounts sulfur are present in the exhaust gas stream.
       •   All ducting would have to have watertight joints and seams.
       •   A forced draft system might be needed.
       AGA is continuing to do research on the pulsed combustion concept.
The latest Research and Development Bulletin (Reference 18)  of AGA describes
the work under way:
                                      52

-------
 III. Evaluation of Potential Home Heating Systems
                          COLLECTOR
                          DUCT TO EXHAUST BLOWER
                            CERAMIC FELT GASKET

                           CEMENTED EDGE FOR SEAL

                           VERTICAL PASSAGES
                           FOR FLUE PRODUCTS
                            HORIZONTAL AIR PASSAGES
                            THROUGH HEAT EXCHANGER
                           CEMENTED EDGE FOR SEAL
                                 CERAMIC FELT GASKET
                                METAL BURNER JACKET
                             HOLE FOR SPARK IGNITOR
                             INSULATING BRICK

                             CRISS-CROSS  CERAMIC
                             INLET PLATE
                         GAS AND COMBUSTION
                         AIR  INLET
                         GAS SUPPLY
Figure 14a.  Cross Section  of Ceramic Heat Exchanger-
            Burner Unit
                    53

-------
    III. Evaluation  of Potential Home Heating Systems
   -BLOWER MOTOR
  r—EXHAUST
  \ BLOWER

1  \
                                                  -FLUE OUTLET
                                                         BURNER
                                                         COMBUSTION
                                                         CHAMBER
                                                         COMBUSTION
                                                          AIR INLET
                                                         GAS
                                                       CONTROLS
Figure 14b.   Cross Section of  Ceramic Heat  Exchanger
               Force-Air  Furnace
                                 54

-------
                           SPARK  PLUG
                                                  TAILPIPE
                                   COMBUSTION CHAMBER
                                     CA) STARTING PHASE
FLAPPERS
 CLOSED

                                                                   EXHAUST
                                                                    PROD.UCTS
                                     CB) POSITIVE PRESSURE PHASE
                                     CO  NEGATIVE PRESSURE  PHASE
                 Figure 15.  Schematic Illustration of the Pulse
                           Combustion Process
                                     55

-------
    2 EXHAUST
    MUFFLERS
r  MUFFLER
COMPARTMENT
                FURNACE
                EXHAUST
                OUTLET
COMBUSTION
AIR INLET
                                              INLET'MUFFLER
                    WARM AIR
                     OUTLET

                   2 - i|8" SECTIONS
                     FINNED PIPE
                   25 FINS PER FOOT
                                                                 EXHAUST  EXPAN-
                                                                 SION  CHAMBER -
                                                                 12" X 12"  DIA.
                                                              OUTSIDE  DIMENSIONS
                                                              OF  UNIT:  35"  WIDE,
                                                               26"  DEEP AND 76"
                                                                    HIGH
                                                                PULSE  COMBUSTION
                                                                VALVE ASSEMBLY
                                                                 INLET EXPAN-
                                                                 SION CHAMBER
                CIRCULATING
                AIR BLOWER
              CONTROL COMPART-
              MENT AND BLOWER
                 AIR INLET
                     Figure 16.  An Experimental "Finned Tube"
                                 Pulse Combustion Furnace
                                         56

-------
      OUTSIDE DIMENSIONS  OF  UNIT:
       2
-------
                           COMBUSTION
                           AIR  INLET
                INLET MUFFLER
    INLET EXPANSION
    CHAMBER 14 BY 8
      BY 8 INCHES
TAILPIPE - 7 FEET
OF 1-1/2 INCH PIPE
                                                            FLUE  EXHAUST
                                                                  FUEL INLET
                                                                  GAS RESERVOIR
                                                                  COMBUSTION CHAMBER
                                                                  *1-1NCH DIAMETER BY
                                                                   OR 12 INCHES LONG
EXHAUST EXPANSION
 CHAMBER 12-INCH
 DIAMETER BY 12
  INCHES LONG
                                                                  CIRCULATING
                                                                  AIR BLOWER
                                                        OUTSIDE DIMENSIONS OF UNIT:
                                                         18 INCHF.S WIDE, 22 INCHES
                                                          DEEP AND 60 INCHES HIGH
                     Figure  18.   An  Experimental,  Hi-Boy  Pulse
                                 Combustion  Furnace
                                         58

-------
  2 BY
  3/'t" THICK
FIRRING STRIPS
                                                  INSULATION
                                                    ALUMINUM  FACING
                                                         SHEET  METAL
                                                        WARM  AIR PANEL
   . WARM AIR
  DISTRIBUTION
     PLENUM
\ \\    WARM AIR
  \\INLET OPENINGS
      INTO PANEL
       WARM AIR
       DISCHARGE
      OPENINGS  IN
         PANEL
                    Figure 19.  An Experimental, Warm Air
                              Heating  Panel  System
                                   59

-------

' l'l '
1 h r
ll III 1
11
WATER
OUTLET
GAS BURNER
                                      FORCED DRAFT BLOWER
                                      1  INCH DIAMETER  BY  56-INCH
                                     LONG COMBUSTION CHAMBER TUBE
                                      1/2  INCH THICK
                                        INSULATION
                                      *»-INCH DIAMETER  BY
                                      5^-INCH LONG "WATER
                                            JACKET
                                      WATER INLET
                                      3-INCH BY 1  INCH
                                        BELL REDUCER

                                      GAS PILOT
                                      GAS
             Figure 20.  An Experimental Heat Exchanger for a
                       Warm Water Heating Panel Application
                                 60

-------
   VERTICAL
  STIi
BURNER
      A
                    BALANCED FLUE
                                         oZ"_
                                         28
                                           76"
                         28"
                                        ^

                                                           A-L.
                                                   2"
                                                       INLET AIR
                                                        CHANNEL
                                                          SECTION A-A
                                                       BURNER
                                              AIR CHANNEL  OPEN
                                             AT TOP AND  BOTTOM

                                          FRONT PANEL

                             107  -  NO.  41 PORTS SPACED
                                 C  TO C-ALONG TOP BURNER
GAS
                                                              f   U.
                                                    !   --"^n/iJ
             DISTRIBUTION
                 TUBE  '•
   .NO.  64 DMS
-•  GAS  ORIFICE
   AND  PRIMARY     '      SECTION  B-B
   .AIR  OPENING
                                           EIGHT  1/8" D HOLES  IN
                                          BOTTOM  OF DISTRIBUTION
                                              TUBE 3" C TO C
                Figure 21,  Experimental Direct-Fired Wall Panel
                                  61

-------
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-------
   HOT AIR
  "OUTLET
                      3  DUCT SECTION HEAT EXCHANGER  PANELS
                                      5-INCH DIAMETER
                                           VENT
                                                             10-INCH
                                                             DIAMETER
                                                              BLOWER
                                                              FILTER AND
                                                              AIR INLET
COMBUSTION J
AIR INLET
        MANIFOLD,
        CONTROLS  -1
        AND BURNER
BLOWER DRIVE MOTOR
                                  CIRCULATING AIR  FLOW

                                  PASSAGES CONTAINING COMBUSTION
                                    PRODUCTS
                          NOTE:   WIDTH OF UNIT  19  INCHES
                 Figure 23.  Forced-Air Furnace with Integral
                           Blower-Heat Exchanger
                                   63

-------
           The burner is immersed in a small nonpressurized
           water tank, transferring most of the heat input
           through its walls to the water.  The burner's
           combustion products exit under water in the up-
           per part of the tank, using pressures developed
           by the pulse combustion process to vent these
           gases.  The heated water is then circulated
           through a finned water-to-air heat exchanger to
           heat circulating room air.  Flue gas temperatures
           of 100°F with C02 concentrations of 9 to 10 per-
           cent are achieved with this arrangement, provid-
           ing efficiencies of 90 to 95 percent, based on
           flue losses.  At the same time, bubbling flue gases
           through the water effectively muffles noise of
           operation at the exhaust to a very low level.  Fur-
           ther work is under way to minimize operating noise
           at the inlet and consideration is being given to
           air heat exchanger design, materials of construc-
           tion and arrangements of components to provide
           compactness.

       The latest developments on this concept are considered to be proprie-

tary, however, and no recent reports have been published.

       The only other research efforts on heat recovery devices found in the
literature were another AGA study by Potter and Wail  (Reference 22) and an NBS

document by Garrivier on the Use of Air to Air Heat Exchange Systems  (Reference

46).  These papers deal primarily with either large, higher temperature recu-

perator systems or with the recovery of ventilated air from commercial

building.  Many of these heat recovery systems for commercial buildings are

currently available on the market.


3.5    HEAT RECOVERY DEVICES COMMERCIALLY AVAILABLE

       Discussions with furnace manufacture personnel at the Center for Build-

ing Technology at NBS, review of the ASHRAE Journal and other HVAC journals,

as well as such popular publications as Popular Mechanics and Popular Science,

and follow up of other leads have revealed only two devices presently on the
market for residential application:   a heat pipe device marketed by Isother-

mics of Augusta, New Jersey and a flue gas to air heat exchanger manufactured by
Dolin of Brooklyn,  New York.  Descriptive literature on each of these devices
will be found in the appendix.   The paragraphs below provide brief descriptions.


3.5.1  Isothermics Air-O-Space Heater

       The Isothermics Air-0 Space Heater utilizes 3-5 finned heat pipes pro-

jecting into the flue (see Figure 24).   A separate 100 CFM blower delivers air
across the opposite end of the heat pipe to recover the energy.  Figure 24

also shows the potential heat recovery as a function of stack temperature.
                                      64

-------
'
                                                                                                        HOT
                                                                                                        AIR
                                                                                             — FURNACE
Space heater uses series of heat pipes to
extract heat from hot flue gases exhausted
from oil-fired home furnace. Recovered heat
can be used to heat the basement or directed
to the supply duct. Fan blows cool air over
condenser end  of heat  pipes  which are
isolated from ends in flue by a metal barrier.
Fan  plugs  into  115-v a-c  outlet and is
controlled by a  thermostat in supply duct.
Heat output can be adjusted by moving pipes
in or out of flue. Air-O-Space Heaters can
recover from 5000 to 15.000btuh, depending
on number of pipes in unit (3, 4 or 5), and
stack temperature. Unit weighs 15 Ib and
installs in standard 6-in. tee in about 15 mm.
                                                            Figure 24.   Isothermics  -  Air-O-Space Heater

-------
The normal operating range is for flues in the 500°F to 800°F range.  In fact
Isothermics does not recommend using the unit if the flue is below 500°F for
two reasons:
       1.  The potential heat recovered is below 5000-7500 Btu/hr, or less
           than 5 to 7.5 percent improvement in efficiency for 100,000 Btu/hr
           furnace.
       2.  The exit gas temperatures downstream of the unit will become low
           enough to cause condensation.
       They also recommend that the unit be cleaned periodically and removed
during the nonheating season.  The device sells for around $100 plus installa-
tion.
       Isothermics indicated they have other domestic units in the prototype
stage, but all information is proprietary.

3.5.2  Dolin Metal Products - Heat Reclaimer
       The Dolin Heat Reclaimer is a simple flue gas to air heat exchanger
made up of 52 3/8" base steel tubes on a 5/8" triangular pitch (see Figure 25).
Cooling air provided by a separate blower flows through the tubes while flue
gases are directed over the tubes.  Unfortunately, wide gaps on either side of
the heat exchanger surface on the flue gas side allow nearly half the flow to
bypass the unit.  This is regarded as a "safety" feature in case the tube bun-
dle becomes plugged.  Dolin claims 19,800 Btu/hr heat recovery at a flue tem-
perature of 800°F, although they have no test data to substantiate this claim.
A simple analysis reveals a more likely figure of 5300 Btu/hr at 800°F.  Figure
26 shows the more detailed results of this analysis which may be found in the
appendix.  As in the case of the Isothermic Unit, Dolin stipulates that the
unit should not be used with flue temperature below 500°F and that the unit
should be inspected and cleaned periodically.  This unit sells for $130 plus
installation and optional duct and register kit.

3.5.3  Other Manufacturers and Devices
       Several other manufacturers were contacted who indicated they manufac-
tured heat recovery devices.  Table 13 gives the companies contact and the
type of equipment they manufacture.  As can be seen from the table, none
offers equipment in the residential furnace size range.
                                     66

-------
Heating engineers have  designed a
simple, relatively inexpensive unit that
reclaims the wasted heat from oil and
coal  furnaces  that  is  normally lost
up the chimney. It's called . . .

The Dolin
DOLIN HEAT-RECLAIMER
Suggested Retail Price: $130.00
(Installation not  incl. See your dealer.)
  1.  Motor and Blower
  2.  Flue Pipe Adapter (Specify
     flue pipe diameter: 5" to 10".)
  3.  Reclaimer Housing
  4.  Reclaimer Core
OPTIONAL DUCT AND REGISTER KIT
Suggested  Retail  Price: $15.00
  5.  Transition Piece
  6.  Register Box
  7.  Register Grill
  8.  4" Duct (supplied  and installed by
     local dealer.)
                                           Figure 25.  Dolin-Heat Reclaimer

-------
                 6000
                 5000
               0)

              or
a\
oo
                 4000
                 3000
                                          Furnace Size:
                                          Excess  Air:
                                          Cooling Air  Temp:
                                          Cooling Air  Flow:
    100,000  Btu/hr
    60%  (Oil  Fired)
    60°F
    61 scfm*
                                 500
600                     700
    Flue Inlet Temp (°F)
800
                        See attached curve of resulting operating point of Blower


                                                 Figure 26.   Dolin Heat Reclaimer Performance

-------
                                    TABLE 13

                      HEAT RECOVERY DEVICE MANUFACTURERS
            Company
                     Product
Wing Co., Division of Aero
Flow Dynamics, Inc.
Linden, New Jersey

Hughes Tool Co.
Torrance, California

Heat Recovery Corp.
Kearny, New Jersey

Heat Pipe Corp. of America
Whippany, New Jersey

Industrial Air, Inc.
Ameilia, Ohio

Q-Dot Corp.
Dallas, Texas
Rotary air to air heat exchangers - applied
to ventilated air
Manufactures line of heat pipe to be applied
by others.

Manufactures large heat exchangers for
industrial and commercial applications.

Building prototype unit; no product yet.
Referred to Q-Dot.

Manufacturers large heat exchangers for
industrial and commercial applications.

Heat pipe devices for commercial buildings;
heat recovery of ventilated air.
                                      69

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       In England, a common method of heat recovery uses concentric flue and
combustion air supply piping.  In this country, the combustion air supply is
normally taken from the house air and/or from vents below the house.  No fur-
ther information has been obtained to date on the concentric flue design ap-
proach.  Section 4.1.5 discusses this general scheme.
       Two manufacturers of automatic flue dampers were contacted for informa-
tion.

Save-Fuel Corporation
       The Vent-0-Matic Device manufactured by the Save Fuel Corporation
claims to save between 20 to 30 percent of the space heating requirements.
The vent is automatically opened electrically prior to the burner ignition and
interlocked with the heating applicance gas valve to prevent ignition if the
vent is not open.  The unit was initially approved by the AGA and the Canadian
Gas Association as well as by numerous city public works departments.
       However, AGA recently withdrew their approval for application to old
furnace systems and the matter is under study by the Federal Power Commission,
Federal Trade Commission and Senate Antitrust Committee.
       It has not been applied and tested on oil fired units however.  The in-
stalled cost of this unit is around $100.  A bulletin on the device will be
found in the appendix.

Werner Diermayer
       Werner Diermayer offers a thermally actuated vent damper for about
$7-$15 in Europe.  This unit utilizes bimetal quadrants as the closure plates.
AGA approval has not been granted, although the unit has been used for over
40 years in Europe.  A bulletin describing the device will be found in the
appendix.
                i
                       I
                                      70

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                                   SECTION  4
              IDENTIFICATION OF ALTERNATE HEAT RECOVERY DESIGNS

       Section 3.5 above identified the current state of the art in furnace
and heat recovery design.  Earlier sections indicate that a potential of 20 to
35 percent of the input energy is available for recovery.  Depending on the
flue gas temperature, 30 to 50 percent of this energy is from the latent heat
of vaporization of the water in the products of combustion.  Thus to realize
a significant heat recovery, particularly with the higher efficiency, lower
exhaust temperature furnaces that are found in a large number of homes, a con-
densing system will be required.
       Because of the different engineering problems involved, it is useful to
consider designs in two separate categories:
       •   Retrofit schemes for existing furnaces
       •   New furnace design
       Each of these general approaches will be discussed in the following
sections.

4.1    RETROFIT SCHEMES
       In a retrofit approach the furnace may be regarded either as a black
box with a hot flue gas stream exiting from the unit or a system subject to
internal modifications.  In the first approach we concentrate on add-on de-
vices, outside of the original envelope of the furnace, for exchanging heat
between the exit flue gas stream and any of several other streams of interest,
such as the intake air.  Section 4.1.1 presents various alternatives in this
general class.  The second general approach, discussed briefly in Section
4.1.3, contemplates modificaitons much as heat transfer improvements, within
the original furnace envelope.

4.1.1  Black Box Approach
4.1.1.1  General Discussion
       In this approach a hot flue gas stream is available to exchange heat
with some other medium.  The other medium may be one or more of the following:
                                      71

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       1.  Combustion air
       2.  Fuel
       3.  Recirculating house air/water exiting from furnace
       4.  Recirculating house air/water returning to the furnace
       5.  Independent air/water stream
       6.  An intermediary fluid or solid which eventually exchanges heat with
           one of the other mediums (trade jargon denotes systems of this type
           as "runaround" systems)
       Alternatively, one might also consider converting that energy directly
into work or electrical energy.  The latter two ideas will be further discus-
sed in Section 4.3, NOVEL APPROACHES.  The Isothermics device utilizes Methods
5 and 6 by using the fluid in the heat pipe to exchange heat with an indepen-
dent air supply.  The Dolin device uses Method 5 to exchange an independent
air supply directly with the flue.
       The advantages and disadvantages of each of these approaches are tabu-
lated and ranked subjectively according to probability of success in Table 14.
Although the Method 6 "runaround" circuit shows a fairly high potential, the
cost is probably greater, except for the heat pipe approach, than for schemes
3, 4, and 5.
       Rotating heat capacitance systems represent another offshoot of Method
6.  The rotary metal or ceramic wheel used on gas turbine recuperators or ven-
tilation ducts of commercial buildings is an example of this approach.  Rotat-
ing wheels that allow leakage between streams could not be allowed with a
flue-gas-to-house-air system.  However, it may be possible to mechanically ro-
tate a solid between streams with adequate sealing.  The chief disadvantages
with solid rotation are as follows:
       •   Mechanical drive system reliability and noise
       •   Sealing, leakage, and conveyor problems
       •   Limitation on heat uptake rate by transient conduction effects
       Since the probability of success of this scheme seems fairly remote and
since the heat pipe represents an inexpensive and simpler solution, this ap-
proach was not further explored.
                                      72

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            TABLE 14



"BLACK BOX"  HEAT  EXCHANGER SCHEMES
Scheme
Number
1







2


3 A





W




4 A



W




5














Exchange Flue
Heat With
Combustion Air







Fuel


Hot Air from furnace





Hot Water from furnace




Cold Air to furnace



Cold Water to furnace




Independent air/water
stream













Advantages
• Equal mass flow rates
• Room air (low temperature)
available for heat exchange
t Low temperature duct work





• Compact heat exchanger
• Easy retrofit

• Flue stream and air stream
are parallel and adjacent
in up flow design
• Possibly can get by with-
out auxiliary air fan

• Simple piping
• Does not require auxiliary
pump


• Potential for condensing
heat exchange
t May not require auxiliary
fan
• Simple piping
• Potential for condensing
heat exchange
• Does not require auxiliary
pump
• No change to main air
ducting
• Can choose air/water flow
for optimum heat exchanger
design
• Does not affect main air/
water flow rates
• Probably least expensive
scheme
• Can run duct to spare room,
garage, basement, etc. or
back into main air stream
if pressures compatible
• Potential for condensing
heat exchange
Disadvantages
• Preheated combustion air
may produce excessive
furnace metal tempera-
tures
• Require extensive duct
work
• May not be compatible
with a naturally aspir-
ated gas burner or oil
burner
• Heat capacity of oil or
gas is fraction of avail-
able within temperature
restrictions
• Potential for heat reco-
very limited to noncon-
densing case due to ~ 140
air temperature
• Will decrease main air
flow rate
• Potential for heat recov-
ery limited to noncondens-
ing case due to 180 water
temperature
• May decrease total water
flow rate
t Required extensive duct
work reventing
• May decrease main air flow
rate
• May decrease main water
flow
• May not be compatible with
a hydronic system

• Requires auxiliary fan or
pump
• In some case would require
extensive separate duct
work or piping










Rank*
5







6


4










3








1














              73

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         TABLE 14  (Concluded)



"BLACK BOX"  HEAT EXCHANGER SCHEMES
Scheme
Number
6

Exchange Flue
Heat With
Intermediary Fluid
("Runaround Circuit")

Advantages
• Least possibility for leakage of
gas/air streams
• Simple manifolding - can run
streams in parallel
• Ideal for heat pipe
• Potential for heat sink remote
from heat source
Disadvantages
• Except for heat
pipe, requires au-
xiliary "runaround
circuit" and equip-
ment (pump, valves
piping, etc. )

Rank*
2

*1 = best
6 = worst
                74

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       A more elaborate version of Scheme 5  (or Scheme 6) would have a heat
pipe unit or heat exchanger transfer heat to a central energy recovery water
loop to store energy in a hot water system.  All energy using appliances
should be tied into this scheme to achieve best results.  This scheme, while
it may offer some advantages, seems unlikely to contribute an economical
retrofit scheme.
       Since the usual versions of Schemes 5 and 6 are already represented
on the marketplace, no further detailed analyses were done on these.  However,
the potential for improving on these devices still exists.  Table 15 lists
some possibilities.
       In general the disadvantages of Method 1 outweigh the advantages re-
sulting in a fairly low ranking.  However, as was mentioned earlier the
British commonly use this system in the form of concentric inlet and outlet
ducts for the flue gas and combustion air.  Furnaces are designed to accommo-
date the preheated combustion air and higher flame temperatures.
       Scheme 2 can be dismissed because the heat capacity of the fuel within
the temperature limitation of the flue gas is a small fraction of the poten-
tial heat recoverable.

4.1.1.2  Design Problem Areas
       Problems common to all retrofit designs will be discussed in more de-
tail in the following paragraphs:

Pressure Drop
       It can be shown by conventional heat exchanger design techniques that
to increase the system efficiency by only 7 percent using existing furnace
heat surface types (heat transfer coefficient approximately 2.7 Btu/hr-ft2°F),
thereby incurring minimum pressure drop, would require nearly double the sur-
face area.  A preferable solution uses more compact heat exchange surface
(high surface to volume ratios), higher heat transfer coefficients and con-
sequently higher pressure drops.  Tables 8-10 in Section 3 indicate that the
available pressure exhausting the products of combustion is quite limited, on
the order of 0.05-0.2 inches H-O.  Thus it seems quite likely that to decrease
the flue temperature below 500°F an induced draft fan will be required.   The
feasibility of this with a naturally aspirated gas fired burner has been
shown by DeWerth, et al.  (Reference 19) in a novel wall furnace (see Figure
13 in Section 3).
                                     75

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           TABLE  15



IMPROVEMENTS TO EXISTING  DEVICES
Scheme
Number
5




6




Present
Manufacturer
Dolin




Isothermics




Improvement
• Close off bypass area
• Use fin tubes
• Increase heat transfer
area to achieve con-
densing heat exchanger
t Use plate-fin heat ex-
changer
• Increase heat transfer
area to achieve con-
densing heat exchanger


Problems
• Satisfying local city
safety codes
• Provision for condensate
• Change ducting materials
to avoid corrosion
problems
• May require induced draft
fan once the bouyancy is
reduced and pressure drop
increased
• Provision for condensate

• Change ducting materials
to avoid corrosion
problems
• May require induced draft
fan once the bouyancy is
reduced and pressure drop
increased
             76

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Condensate
       If temperatures anywhere in the system  (including surface temperatures)
get below the dewpoint  (approximately 123°F, depending on fuel, excess air and
relative humidity  (see Figure 27), condensation will begin.  If the flue is
cooled to 100°F approximately 2 to 2-1/2 qts/hr will be condensed for natural
gas combustion with 60 percent excess air.  Provision must then be made for col-
lecting and draining off this water.  Careful installation of the device is re-
quired as well to prevent condensate from flowing back into the furnace.

Corrosion
       As the dewpoint is reached on any metal surface and condensate begins
to flow, the potential of corrosion exists due to the sulfur in the fuel.
The problem will no doubt be more severe for oil and coal fired furnaces than
for gas fired.   Most furnaces are manufactured from carbon steel and the flues
from galvanized steel or aluminized steel.  The choice of materials for the
heat exchange surface and ducting will depend on the temperature level and
whether there is a condensing condition.  It may be possible to use different
materials in different temperature regimes.  Table 16 lists some potential
materials of construction, maximum temperature, relative cost, resistance,
thermal conductivity (important for finned surfaces), and potential application.
It should also be kept in mind that once the bulk exhaust temperature gets be-
low 300°F, the probability of condensation on cold metal surfaces is fairly
high; therefore, any heat recovery device applied to flue temperatures below
500°F will probably require a change of ducting material.

Thermal Stress and Cycling
       Thermal stresses and thermal cycling are common problems with all fur-
nace components which must be taken into account in the design.  Temperature
gradients, particularly in cross flow heat exchangers, can easily produce des-
tructive thermal stress in an improper design.  In addition, many commercial
systems suffer from failures due to fatigue cracking causes by cyclic stresses.
Overcoming these problems usually requires extensive experience and/or rather
sophisticated analysis.  AGA has a program devoted to studying the problem of
cycling fatigue as this remains the principle failure mode of the main furnace
heat exchanger.
                                       77

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        PER CENT   EXCESS  AIR
           S     g    S   5   S
           .04
.08     ~!iz   I   B   I   iSp   I   3^   I   53   I   35T
WEIGHT RATIO H2/(s-t-C) FOR 'SOLID  AND LIQUID' FUELS
                                                                                .40
          400
                  600   ]   1200   ]  1600  1   2000  |   2400  (  2800
                   I BTU  PER  CUBIC  FOOT  FOR  GASEOUS FUELS
                                                                3200
                                                      3600
                                                                                4000
                  PER CENT[ OXYGEN  TOTAL [DRY  FLUE PRODUCTS)    |
                                                                                 20
           10
                  20      30      40      50      60      70      80
                   PER  CENT  DRY  AIR  IN  TOTAL DRY  FLUE PRODUCTS
                                                                         90
                                                                                 100
Figure  27.   Theoretical  Dew Points  of the Combustion  Products of  Industrial
             Fuels
                                       78

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                                                                 TABLE 16

                                                   POTENTIAL MATERIALS OF  CONSTRUCTION
Material
Carbon Steel
Aluminized Steel
Copper
Aluminum
(3003)
Stainless Steel
(409)
Stainless Steel
(301)
Galvanized Steel
Porcelain Coated Steel
Ceramic Plasma Sprayed
Steel
Plastics
Maximum
Temperature
Range
(°F)
800-900
1180
500
400
1100
1470
550
1100
1100
250
Corrosion
Resistance
Poor
Fair
Fair
Fair
Excellent
Excellent
Fair to Poor
Excellent
Excellent
Excellent
Thermal
Conductivity
Btu/hr-ft°F
26
-26
220
116
8.0
9.4
26
26
26
.05-. 2
Cost
$/#
.33-. 42
.9-1.0

.74
1.05
1.15-1.20
.24



Potential Application
Furnace H.E. surface
Duct - noncondensing
H.E. - noncondensing
Low Temperature H.E.
Low temperature but noncon-
densing H.E. ducts
All parts
All parts
Ducts - noncondensing
Ducts - condensing possibly
H.E.
Ducts - condensing possibly
H.E., poor fabricability
Ducts - low temperature
H.E. - low temperature
-J
ID

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Potential Heat Recovery
       Figure 28 shows the potential heat recovery as a function of flue tem-
perature upstream and downstream of the device, for a 100,000 Btu/hr furnace
operating on natural gas at 60 percent excess air.  From this curve it can
be seen that with a low upstream flue gas temperature one must go into the
condensing regime to achieve significant percentage heat recovery.  If the
furance is fairly inefficient and the upstream flue temperatures are high
(800°F), significant recovery can be made in the noncondensing regime.

4.1.1.3  Conclusions
       All the retrofit external modification schemes share some common pro-
blems summarized briefly in Section 4.1.1.2.  In addition, each of the
methods has particular difficulties, as discussed in Section 4.1.1.1 and sum-
marized in Table 14.  Scheme 2 is definitely not feasible.  Scheme 1, although
sound in concept, does not appear practical as a retrofit scheme for the geo-
metries of common U.S. furnaces.  Schemes 3, 4, and 5 appear to survive this
first examination as candidates for retrofit schemes; more detailed analyses
of these concepts will be described in Section 5.

4.1.2  Internal Modifications
       It may be possible to design a device such as additional surface which
would be inserted as a retrofit unit into a furnace heat exchanger to improve
the heat transfer performance.  This would have to be done within the pressure
limitations of the burners, unless an induced draft fan could be added.  Only
sensible heat could be recovered since condensation within an existing furnace
could not be tolerated.  Care would also have to be taken so that furnace wall
temperatures would not become excessive.  Access to the heat exchanger surface
would be a problem in many cases and installation costs would usually be high.
For these reasons this avenue was not further pursued at this time.
                                      80

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-D
01

01
>
o
o
O)
cc

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4.2    NEW FURNACE DESIGNS
       Two general clarifications of new furnace design approaches can be made.
       •   Increase Heat Transfer Surface
       •   Novel Approaches
These are treated separately in the subsections below.

4.2.1  Increased Heat Transfer Surface
       As pointed out in the previous section, to increase the efficiency of
the furnace using the existing heat transfer surface configuration would re-
quire excessive volumne.  In addition, to increase the efficiency beyond what
is currently being achieved, 80 percent, will require provision for condensa-
tion in the stack or for a full condensing furnace.  The latter approach seems
to be the most advantageous.  To achieve within a reasonable volume the heat
transfer surface required for a condensing heat exchanger will probably re-
quire a so-called "compact" heat exchanger with associated higher pressure
drops.  Therefore, either a "power burner" (forced draft) or an induced draft
fan will be required.
       We see no serious impediments to the design of such a furnace.  Careful
consideration will have to be given to materials, as mentioned in the previous
section, as well as to cost.  Since several large furnace manufacturers indi-
cated they had such designs in the prototype stage, no further analysis was
performed on the concept at this time.

4.2.2  Novel Approaches
       Several novel designs have been identified as having potential.  They
include the AGA pulsed combustion concept, the ceramic honeycomb and heat
exchanger, a catalytic central house heater,  a submerged combustion heater,
and the AMANA heat transfer module approach.   The first and last of these were
discussed in Section 3.4.  The first, the pulsed combustion development, is
just now being costed by AGA and leading manufacturers.  No data are yet
available on this unit.  The last is a commercially available system.
       A number of other novel ideas as well as the catalytic and submerged
combustion concepts will be discussed in the following subsections.
                                     82

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4.2.2.1  Catalytic Combustion
       The potential for low emissions and high heat transfer in catalytic
unit rates  (References 47, 48) suggest the possibility of applying the concept
to residential heating systems.  Several investigations have in fact pursued
this possibility in various forms.  The so-called "surface infra-red panels",
in which fuel and air burn on the surface of a porous refractory panel, are
used to supply local heat in several space heating applications such as semi-
outdoor restaurant terraces.  The similar catalytic "tent heater" provides
another example of local space heating.  The application of such devices to
space heating when burning a hydrocarbon fuel is limited by CO and hydrocarbon
emissions; safety requires adequate venting.  Proposed schemes involving hy-
drogen as a fuel do not have stringent venting requirements and have many at-
tractive design possibilities.
       In a central heating concept, surface or catalytic combustion is of
chief interest because it may provide a very low NOX combustion unit.  Ref-
erence 48 surveyed the current research and development scene and explored
several potential applications, all of which promised low NOX performance.
Several experimental systems have demonstrated excellent combustion and
emission characteristics.
       Because surface combustion allows high combustion rates per unit area,
proper design incorporating this concept can reduce equipment size over
that of conventional equipment, and often can achieve dramatically lowered
costs.  In addition, if the system is designed to have low mass, the heat out-
put of a surface combustion unit can be modulated with great exactness and
speed.  Section 3.3.5 discusses the possible benefits of a modulation or "turn
down" capability.
       The small size and high heat transfer rate capability of a surface
combustion unit may make it unsuitable for use with warm air heating because
it typically is difficult to provide a high enough heat transfer coefficient
on the air side to accept the high heat fluxes without forcing heat exchange
wall temperatures too high.   The approach should be much better suited to a
water scheme.  Table 17 summarizes some of the other potential disadvantages
of the surface combustion approach, and some of the outstanding question areas.
       Despite the possible disadvantages and the question areas, surface com-
bustion deserves careful study for house heating application.  The subject was
not pursued, however, under this program because EPA is currently sponsoring a
separate feasibility review of surface combustion applied to home heating, in-
dustrial furnaces, and similar applications, following up the critical survey
                                      83

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                                       TABLE 17

             ASPECTS OF CATALYTIC OR SURFACE COMBUSTION FOR CENTRAL UNITS
     Probable Advantages
   Possible Disadvantages
 Question Areas
1.  Clean combustion: low
    particulate, low
    hydrocarbon, low NO
2.  Compact heat transfer
    area; implied low cost
3.   Modulation capability
    if properly designed
1.  May not be suitable for
    direct transfer to air
2.  Unless carefully de-
    designed for low mass,
    will not be suitable
    for short "on" periods
    and cannot be modulated

3.  Preferred low tempera-
    ture operation requires
    a catalyst, with associ-
    ated problems of cost,
    lifetime, and maintenance

4.  Cold starts are difficult
Most experiments to
date show higher
hydrocarbon emissions
than desired

Design problems for
liquid fuels are
difficult and need
further study
                                         84

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of Reference 48.  Should this  feasibility  study  indicate definite potential
in the home heating area, a detailed design and  cost analysis task is
recommended.

4.2.2.2  Submerged Combustion
       High heat transfer rates and the potential for emission prevention sug-
gest that a submerged combustion might be  a feasible scheme for a high effi-
ciency low emission furnace.   In fact, the AGA pulsed combustion furnace is
just such a device.  However,  it is not clear that the submerged combustion
concept can be applied to distillate oil burners and conventional powered gas
burners as well as this novel  gas burner.  Applications of submerged combustion
are known in the petrochemical industry for combustion of "waste" fuels where
scrubbing of the exhaust products is required.  Table 18 lists some of the ad-
vantages and disadvantages of  this approach.  The problems of light off and
stable combustion are probably the most severe.  Figure 29 shows one possible
solution, placing the burner above the water but forcing the products of com-
bustion through the water.  The upper part of this immersion tube may have to
be refractory or ceramic lined.  Continuous water treatment is also required
to avoid acid conditions in the tank over a period of time.  The burner will
be required to develop several inches of water pressure to overcome the im-
mersion depth.  As with the catalytic combustion system, there could be a
conflict between the heat capacity and the cyclic nature of home furnaces.
Unless heat output rate can be modulated to match the load, the time response
of this approach may be inadequately slow.  Further studies are required to
size the tank, determine the optimum size and type of heat transfer surface
burner configuration, and to determine the dynamic response of the system.
Many of the answers will only be attainable through development of an experi-
mental prototype model.

4.2.2.3  Thermoelectric Device
       It is possible to convert the flue gas thermal energy directly into
electrical energy.   Thermopiles have been applied to similar problems for a
number of years.  The problems associated with this concept are noted below:
       •   Very low conversion efficiency at low temperatures
       •   No common home use for the power developed
       •   High cost; expensive material
For these reasons this concept was not further studied.
                                      85

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                       TABLE 18

                 SUBMERGED COMBUSTION
Water/Air  IN   _
                          To Vent
                                             Water/Air
                                             to Rooms
                                   Gas/Oil
      Advantages
  Disadvantages
    Clean stack gases
•   High heat transfer
    rates

•   Possibility of
    direct exchange
    with circulating
    water
Potential start up
problems

Corrosion and water
treatement problems

High pressure drop,
particulary for gas

Unstable combustion

Possibly expensive

Heat capacitance problems
                          86

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                          rueu
                                     IT
FLUE.
                                           1t)
Figure 29.  Burner Arrangement - Submerged Combustion

-------
4.2.2.4  Other Concepts
       Most other concepts for improvements in ventilation heating systems
demand much more elaborate changes and in fact impact the entire energy man-
agement of the building.  These were outside the scope of this program, but
deserve  (and are receiving) careful study as evergy conservation becomes
more and more important:
       •   Heat pumping systems, with utilization of main power unit waste heat
       •   Total energy systems, for single family units, for large buildings,
           and for building complexes or residential districts; various main
           power units
       •   Solar-assisted systems of all types
                                      88

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                                   SECTION 5
                    DETAILED ANALYSIS OF RETROFIT SCHEMES

       One of the prime objectives of the current study was to conduct a de-
tailed design and cost examination of retrofit flue gas energy recovery units.
These seemed to offer reasonably attractive promise, particularly in the face
of fuel shortages and increased fuel prices.  In addition, various and scat-
tered commercial ventures to produce and market very simple versions for such
units with limited goals suggested that the general concept is sound and
competitive.
       Section 4.1.1 above reviewed the alternative approaches to flue gas
recovery and identified two general approaches to flue gas energy as most
promising:
       •   Direct exchange with air/water exiting from the furnace (Scheme 3
           of Section 4.1.1)
       •   Direct exchange with air/water entering the furnace (Scheme 4 of
           Section 4.1.1)
       These schemes are to be considered for gas and oil fired burners over
a variety of temperature conditions (or furnace inefficiencies) and for air
and water systems.  In addition we will consider a noncondensing and a conden-
sing heat exchanger in each case.
       Details of the four potential schemes to be analyzed are given in
Table 19, which includes the potential heat recovery rate, the therms saved
per year and potential savings for typical West Coast and East Coast cities.
       In this table we follow the numbering system of Section 4.1.1, and
append an A or W to indicate air or water respectively as the heated fluid.
Case 3A represents an approach of exchanging heat with the exit air from the
furnace.  This is ideal because a larger number of these are parallel upflow
enabling a simple heat exchanger to be placed at the air outlet side in a
crossflow arrangement.  This approach is represented by Case No.  1 and is
limited to a noncondensing heat exchanger because the exit air to be heated
is already higher than the flue gas dewpoint.  Scheme 3W represents the same
approach with water as a working fluid.  This scheme is marginal since it has
the lowest potential in total energy savings.

                                      89

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             TABLE 19



POTENTIAL SCHEMES TO BE ANALYZED
Sch
No.
3A
2
4A,C
4A,N
3W
4W
4W,N
Fuel
Gas
Oil
Gas
Oil
Gas
Oil
Gas
Oil
Heated
Medium
Air
Air
Air
Air
H20
H20
H20
H20
Forced or
Natural
Draft
Burner
N
F
N
F
N
F
N
F
Exit
Flue
Temp.
300-
500
500-
800
300-
500
500-
800
300-
500
500-
800
300-
500
500-
800
Heated
Medium
Temp.
140
140
70
70
180
180
70
Scheme
Exchange
flue gas
heat with
exit air
from exis-
ting
furnace
Exchange
flue gas
heat with
furnace
inlet air
Exchange
flue gas
heat with
boiler
outlet
water
Exchange
flue gas
heat with
return
water or
fresh feed
water
Condensing
Heat
Exchange
No
Yes
No
No
Yes
No
Potential*
Heat
Recovery
BTU/Hr
4223-
17419
134937
27797
6000-
19000
3167-
16364
13493-
27797
6000-
19000
Therms/
Year**
Saved
44-
181
140-
289
62-
198
33-
170
140-
289
62-
198
~ $ Savings***
Year
SF
5-20
15-32
7-22
4-19
15-32
7-22
$ Saving/ Year****
Mass.
10/40
30-64
14-44
8-38
30-64
14-44
*
Based on 100,000 BTU/Hr heat input to the furnace; 60% excess air and 85% efficient heat retrofit heat exchanger.
Based on nominal 1040 therms/year normal for heating.
***
Based on $.1 I/therm San Francisco Bay Area cost.
***
Based on $.22/therm for oil.

-------
       Cases 3 and 4 allow a choice between noncondensing and condensing  ap-
proaches.  The noncondensing approach, in which the flue gas is cooled only to
200°F - 250°F to prevent condensation in the flue, is reasonably attractive
for the most inefficient furnaces, i.e., those with exhaust temperatures  of
500°F - 800°F; however, Table 20 shows only condensing approaches to Case 4
because noncondensing schemes are already being calculated commercially,  ap-
parently with indifferent success.
       To achieve a relatively compact arrangement, plate fin and fin tube de-
signs as shown in Figures 30a and 30b were considered; both designs were con-
sidered to see if one held an economic advantage over the other.
       Hand calculations proved to be time consuming in evaluating different
passage heights, shapes and overall dimensions.  Therefore a simple computer
program "PERF" which utilizes the heat exchanger performance calculation tech-
nique of Kays and London (Reference 49) was written.  Given the input informa-
tion listed in Column A of Table 20, the program calculates the performance
as listed in Column B.  A listing of this program may be found in the appendix.
       It will be noted that the code does not perform a final design choice
but simply runs out a series of designs from which a design may be selected,
by interpolation if necessary, to achieve a specified performance.
       For a condensing type heat exchanger it was necessary to use the Log
Mean Temperature Difference (LMTD) technique in conjunction with an approach
detailed by McAdams (Reference 50, pages 355-356) to determine the heat trans-
fer of condensing vapors in a noncondensable gas.  Details of this technique
can also be found in the appendix.
       Note that the determination of heat exchanger size require simultaneous
solution of heat transfer and pressure drop requirements for the hot and cold
streams.  Since the open area and path length, the factors which determine
heat transfer and pressure drop, for one side are a function of the opposite
side, the sizing procedure is often a tedious iterative procedure, even with
the aid of the PERF code.  The fact that the air flowrate is approximately 40
times the flue gas flowrate for Schemes 3A and 4A compounds the basic problem.
The design procedure for Scheme 5A is somewhat simplified since the cooling air
flowrate can be an independent variable.
       A typical blower performance curve is shown in Figure 31.  Assume that a
typical operating point will be 1150 CFM and 0.4 inch HO, as shown in Figure
30.  Increases in the system pressure drop of 0.1 and 0.2 inch HO will cause
the flow to drop to 1090 CFM and 1025 CFM, respectively, which should not af-
fect the overall performance of the main furnace.  Therefore, if we limit the
pressure drop to tenths of inches of water we should not cause a serious de-
terioration in the furnace performance.

                                    91

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                             (L  C  L  L
                               -*>*&>**'
LZTT*	7^	/^^
                                                   4&W&77V
                                                    S
Figure 30.  Compact Heat Exchanger Designs

-------
                                 TABLE 20
                    HEAT EXCHANGER PERFORMANCE PROGRAM (PERF)
              A
            Input
                  B
                Output
Overall Dimensions
Fin Dimensions

Hydraulic Diameter, Cold Side
Hydraulic Diameter, Hot Side
Frontal Area
Properties of Fluids
Properties of Heat Exchange
   Materials of Construction
Inlet Temperature, Cold Side
Inlet Temperature, Hot Side
Mass Flowrate, Cold Side
Mass Flowrate, Hot Side
Heat Exchanger "j" and
   "f" Factor as Function
   of Reynolds Number
All input information
Cold Side Reynolds Number
Hot Side Reynolds Number
Cold Side Heat Transfer Coeffecient
Hot Side Heat Transfer Coefficient
Overall Heat Transfer Coefficient, U
Pressure Drop Each Side
NTU's (see the Appendix)
Overall Effectiveness, e

Efficiency Coefficient = Vol/e
Outlet Temperature, Hot Side
Outlet Temperature, Cold Side
                                   93

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Figure 31.   Typical  Blower Performance Curve

-------
        Pressure drop on the flue gas side will be determined by the selection
 of an induced draft fan.   Pressure drops as high as several inches of H.O may
 be tolerated with a fairly inexpensive blower (less then $20).   If an induced
 draft fan is not used we  are limited to approximately .02"  for  gas systems
 and .05"  for oil fired furnaces.

 5.1    SCHEMES 3A AND 4A
        A  series of runs was made using PERF looking at various  plate-fin and
 tube  fin  arrangements and overall dimensions with the objective of achieving
 the highes heat transfer  within the smallest volume and within  certain pres-
 sure  drop limitations.  For an air system the pressure drop limitation on the
 air side  is controlled by the recirculation blower and system pressure drop.
        The results of the PERF runs for the noncondensing heat  exchanger and
 hand  calculations for the condensing heat exchangers are summarized in Table
 21 for the plate fin configuration.   Similarly,  Table 22 tabulates the results
 for a fin tube configuration for Schemes 3A and 4A.   Figures 32 and 33 illus-
 trate the concept and provide more detailed data on the surfaces chosen.
 Several surfaces were studied for which heat transfer data  were available
 from  Kays and London (Reference 49).   The surfaces shown in Figures 32 and 33
 were  chosen on the basis  of maximum heat transfer surface per unit volume
 within the pressure drop  constraints.   Numerous other plate fin surfaces such
 as louvered |fins,  strip fins,  wavy fins,  pin fins and perforated fins were not
 considered,  and similarly many other  fin tube designs could not be explored with-
 in the scope of this project.   For these reasons the chosen surfaces  therefore
 do not necessarily represent the optimum configuration of all possible sur-
 faces or  even for these surfaces but  should represent a typical heat  exchanger
 that  might be built.
        Notice that the  pressure drop  for the finned tube approach on  the gas
 side  may  be low enough  to be adaptable to an oil fired furnace  without using
 an induced draft fan.
        Figures 34 and 35  show the performance in graphical  form for various
 inlet temperatures for  the noncondensing heat exchangers.   Figures 36 and 37
 show  the  performance of the condensing plate fin and fin-tube heat exchangers
 respectively.   These performance curves are only approximate since constant
 effectiveness has been  assumed.*  This assumption does not  take into  account
the change in heat transfer coefficient with temperature.
 This is not true  for the condensing portion of the condensing heat exchanger.
 The overall effectiveness actually increases with Tp   .

                                     95

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                                            TABLE 21
                            PLATE FIN HEAT EXCHANGERS - FLUE GAS TO AIR
Scheme No
Width (in)
Height (in)
Length (in)
No. of Passes
Hydraulic Diameter (ft)
Fin Height (in)
Cell Width (in)
Reynolds No.
Mass Flow Rate (lb/min)
Roncondensing Heat Transfer Coef.
    (Btu/hr-ft2°F)
Condensing Heat Transfer Coef.
    (Btu/hr-ft2°F)
Total  Heat Transfer Area (ft2)
Pressure Drop ("H20)
Inlet Temp (°F)
Outlet Temp (°F)
Overall Effectiveness
Total  Heat Transferred (Btu/hr)
Vol/E - Effectiveness
Noncondensing
(3A),(4A-W)
7.137
1.17
15.00
Cold
1
.01259
.544
.195
2646
75
11.69
-
14.45
.123
140
147
Hot
1
.0094
.249
.168
1234
2.07
10.47
-
8.97
1.72
400
181
.84
6785.
149.
Condensing
(4A-C)
15.0
1.508
20.00
Cold
1
.01259
.544
.195
882
75
7.02
-
53.3
.0187
70
77
Hot
1
.0094
.249
.168
480
2.07
7.11
~27
32.45
.82
400
100
.78
14621
471.
                                                 96

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                 TABLE 22



FIN TUBE HEAT EXCHANGER - FLUE GAS  TO  AIR
Scheme No.
Width (in)
Height (in)
Length (in)
Fluid
No. of Passes
Hydraulic Diameter (in)
Tube and Fin Diameter (in)
Fin Pitch (Fins/in)
Tubes/Frontal Area
Total Number of Tubes
Flowrate (Ibs/min)
Reynolds Number
Noncondensing Heat
Transfer Coefficient (Btu/hr-ft2°F)
Condensing Heat Transfer
Coefficient (Btu/hr-ft2°F)
Total Heat Transfer Area (ft2)
Pressure Drop ("H20)
Inlet Temperature ) ftlso See
Outlet Temperature) «9««.35
Overall Effectiveness
Total Heat Transferred Btu/hr
Vol/e - Effectiveness Factor
Noncondensing
3A, 4A-N
1
4
17.6
12.4
Cold
Air
1
.964
-
-
45
45
75
33853
13.8
_
4.02
.263
140
146
Hot
Flue Gas
3
.23
1.737
8.8
3
45
2.07
598
8.0
_
46.1
.075
400
206
.74
6008
1173
Condensing
4A-C
2
4
23.4
17.6
Cold
Air
1
.350
-
-
484
484
75
9070
17.3
_
14.8
.051
70
102
Hot
Flue Gas
4
.154
.975
8.72
6
484
2.07
328
7.64
-27
155
.052
400
99
.815
15351
3068
                97

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                           Aie.
filler
                                                                      14C        |47
                                                           ,O\O     300-&OD    120-140
                                           (»o
                           Figure 32.   Plate-Fin Exchanger
                                       Single Pass Each Side Pressure
                                       Atmosphere Both Sides
                                          98

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FLUE
PLUG
                                                                     OUT
                                                         RCOM AIR  OUT
                                                 iiiiiiiii
                                                 ililliiii
                                                              » ,012'
                                              -(40° F

        TUBE WALL  THtCK.NieS'S = . O3O  >   NiO.  OF TUBES= 45


                           Figure 33.  Fin Tube Design
                                     3 passes hot side
                                     1 pass cold side
                                     Pressure ~ atmosphere both  sides
                                      99

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                                                                                                              loooo
             'ZDO
       f
             ISO
o
o
                                                                                                              IBC3OO
                          Figure 34.  Performance of the Noncondensing Plate Fin  Flue Gas to Air Heat  Exchanger

-------
Figure 35.   Performance of the Noncondensing Fin-Tube Flue Gas to Air Heat Exchanger

-------
^000
                 '• tocpoo eru

                  6O
BOOo
      Figure 36.  Performance of the Condensing Plate Fin Flue Gas to  Air Heat
                 Exchanger
                                      102

-------
n
^OOoa

                   100,000
                   GO%
                   AIR
/ue
                4&O
                                  IN
                                                                          0
                                                                          IT
                                                                         tt
                                                                         0»
                                                                       "^oo
       Figure 37.  Performance of the Condensing Fin-Tube  Flue Gas to  Air
                  Heat  Exchanger
                                    103

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       It is of interest to note that it takes approximately the same heat
transfer surface area to go from 400°F to 123°F, noncondensing  as  it does to
go from 123°F to 100°F condensing.  The greater than triple surface area re-
quired is accounted for by the lower heat transfer coefficient  in  the noncon-
densing regime due to greater open flow area on the air  and gas sides.
       The physical size and shape of these units are such that they could be
easily placed over the air inlet or outlet of the furnace in much  the same
fashion as a filter.  For applications to a gas fired furnace the  draft diver-
ter would have to be closed off and the sheet metal and  duct work  to the heat
exchange insulated.
       For costing purposes a preliminary selection of an induced  draft fan
was made.  The requirements for this unit are tabulated  in Table 23.

                                    TABLE 23
                           INDUCED DRAFT FAN REQUIREMENTS
Flow (cfm)
AP inch H20
Temperature
30-40
.02-3
120°F -


• 300°F
       Preliminary investigation show that a vacuum cleaner type blower  run-
ning at 3450 RPM  (normal RPM and pressure is 10,000 RPM and 80  inch SP)  would
produce about the right flow and pressure.  This blower is readily available
from the leading manufacturers for under $20.
5.2
SCHEME 4W
       Only a fin-tube design was determined  for Scheme  4W, exchange with  a
cold water stream.  Figure 38 shows the chosen configuration for noncondensing
unit.  Flue gases pass over a bank of forty finned tubes in a single mass  and
water flows through a manifold to feed four parallel paths with ten passes
each.  The high number of passes are necessary to keep the heat transfer coef-
ficient on the water side relatively high  (-100 Btu/hr-ft2°F).  Figure  39
shows the chosen configuration of a condensing unit.  In this case flue gases
pass over a bank of 128 finned tubes in a  single pass and water flows through
a manifold to feed eight parallel paths with  sixteen passes each.  Table 24
tabulates the design information and base  performance calculations for  the
noncondensing and condensing unit.  The frontal area on  the flue gas side  for
                                       104

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PLUS:
G/V5


C ) C ) ( )

C J L J C 3

c j c :> c i

C J C 3 C 3

1
Z3 ^
            Figure 38.   Noncondensing  Flue Gas to Water Fin Tube  Heat  Exchanger
                        (Scheme  4W-N)
                                             105

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                              \Ae\w
                                                                          our


C 3 C 3( 3C 3( )C 3( 3

C DC 3C 3( 3C 3C 3C 3

C 3 C 3 ( 3 C 3 C 3 C 3 C 3

( 3 ( 3 C 3 C 3 C 3 ( 3 C 3

C 3 C 3 C 3 ( 3 C 3 C 3 C 3

C 3 C 3 ( 3 ( 3 C 3 ( 3 ( 3

CJC 3C 3( 3C 3C DC 3

C 3C 3C 3C 3C 3C 3C 3



i
o
i
«c
3 4-

-
                       SIDE
Figure 39.  Condensing - Flue Gas  to Water Fin Tube Heat  Exchanger
           (Scheme 4W-C)
                                 106

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                 TABLE  24



FIN TUBE HEAT EXCHANGER -  FLUE GAS TO WATER
Scheme No.
Width (in)
Height (in)
Length (in)
Fluid
No. of Passes
Hydraulic Diameter (in)
Tube and Fin Diameter (in)
Fin Pitch (Fins/in)
Tubes/Frontal Area
Total Number of Tubes
Flowrate (gal/min, Ibs/min)
Reynolds Number
Noncondensing Heat
Transfer Coefficient (Btu/hr-ft2°F)
Condensing Heat Transfer
Coefficient (Btu/hr-ft2°F)
Total Heat Transfer Area
Pressure Drop ("H20)
Inlet Temperature } Base Condition
> Also See
Outlet Temperature ) Figure 3
Effectiveness
Total Heat Transferred Btu/hr
Base Condition
Vol/e - Effectiveness Coefficient
Noncondensing
4W-N
3.9
3.2
9.75
Cold
Water
10
.350
-
-
4
40
.5
1154
100
-
1.2
-.27
65
113
Hot
Flue Gas
'l
.154
.92
8.72
4
40
2.11
2490
7.94
-
11.48
.21
500
113
.87
11932
139.9
Condensing
4W-C
6.4
4.2
15.2
Cold
Water
16
.350
-
-
8
128
1.00
1257
75.9
-
4.1
.15
65
96.5
Hot
Flue Gas
1
.154
.92
8.72
8
128
2.11
287.4
10.67
42
39
.46
500
112
.73
15758
511.3
                     107

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the condensing heat exchanger was increased to keep the pressure drop down
and maintain reasonable dimensions.  As a result the heat transfer coefficient
in the noncondensing region is decreased and the overall volume is slightly
larger than if the frontal area had been kept the same as the noncondensing
heat exchanger.
       The condensing heat transfer is considerably lower than the plate fin
case for the air to flue gas exchanger.  This is due primarily to the lower
mass flux  (lbs/hr-ft2) on the flue gas side due to the greater open area.
Consequently the heat transfer area for the condensing heat exchanger is over
triple the area for the noncondensing heat exchanger.
                                     108

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                                   SECTION 6
                                  SYSTEM COST

       This section presents the potential savings per year in fuel cost, the
estimated costs for the retrofit schemes designed in Section 5, the relative
costs of new furnace design, costs of conventional designs, and a summary of
the costs of retrofit devices on the market.

6.1    POTENTIAL SAVING AND PAYBACK PERIOD
       The potential savings for a retrofit application will depend on the
flue gas temperature (for a given excess air level), the cost of fuel, and the
efficiency of the device or exit gas temperature.  Fuel costs vary from loca-
tion to location, depending on fuel type (oil or gas), availability, and the
current political situation around the world.  Table 25 gives an indication
of the cost of natural gas in a number of cities as of May 1974 (Reference 51).
       The trade journal, Fuel Oil and Oil Heat, indicates that a September
1974 fuel oil price is $.36/gal which is about $.27/therm  (Reference 52).
       Figure 40 shows the potential dollar savings per year as a function of
flue gas temperature and exit temperature.   This curve is based on 100,000 Btu/
hr furnace operating at 60 percent excess air, fuel cost of $0.2/therm and is
analogous to Figure 26 in Section 3.  The assumption is made here that the
ratio of the potential heat saved to the heat input to the furnace is the same
as the therms saved per year to the total therms required per year.  That is,

                                 qs/qF = Ts/TT
where
       q  = Heat Recovered Btu/hr  (from Figure 1)
        s
       qp = 100,000 Btu/hr
       T  = Therms saved per year
        S
       TT = 1040 therms/year [from Hittmann Report (Reference 10)]  for space
            heating
                                     109

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TABLE 25
FUEL COST
$/THERM
(Reference 51 )
City
San Francisco
Los Angeles
San Diego
Baltimore
Boston
Chicago
Houston
Washington
Seattle
N.Y.C
Natural Gas
May 1974
.110
.135
.150
.176
.335
.142
.134
.765
.223
.261
  110

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                                   Basis:   100,000 Btu/hr Furnace
                                           1040 Therms Per Year for Space Heating
                                           $.20/Therm Fuel Cost
                                   T_  = Flue Gas Temperature Upstream
                                     U
                                                                                        800
                                               OUT
Figure 40.   Potential Saving as a Function of Flue Temperature for Retrofit Heat Recovery Device

-------
Then the dollars saved per year  is equal to DSQ =  .20 T

                                            D_  =  .00208 q
                                             so           s

       If higher fuel costs are  experienced then this number may be multiplied
by the ratio of fuel prices or

              Ds  = 5 - C - DSQ

       where  D   = Fuel savings in $/year based on Figure 41
               SO
              C   = Cost of fuel $/therm
       If in addition a flue damper is used, an additional 100  (Reference 10)
to 250 (Reference 53) therms per year may be saved or from $20 to $50 per year.
This can in many cases represent as much savings potential as a heat recovery
device.
       Using Figure 40 as a basis, a curve was generated for the payback
period versus equipment cost and heat recovered.  This curve, Figure 41 is
based on a 7 percent interest rate using the present worth technique (Refer-
ence 54)  as outlined below.

             DSo = I (erf - 7% - n)

       where I   = Investment in dollars
             Ds  = Fuel savings per year
             (erf - 7% - n)  = Capitol Recovery Factor @ 7% for n years
                              [see Table E-14, Grant and Ireson (Reference 54)]
                               (1 + i)n - 1
                                                    i = .07
       This curve also assumes the fuel costs per therm remains constant over
the years.  Actually, of course, the payback period will be shorter if the
fuel costs increase with time.  As an example, it can be shown that the dol-
lars saved in fuel cost is then equal to:
                             Term A            Term B
                                      112

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                    Basis:   100,000  Btu/hr  furnace
                            1040  therms/year nominal  usage
                            7%  rate  of  return
                            $.20/therm  fuel cost
                              300   .      350
                          I($)  Initial  Investment.
                                                                  450
                                                                              500
                                                                                          550
                                                                                                      600
Figure 41.   Payback Period as  a  Function  of Heat  Saved  and  Initial  Investment

-------
       where
             AD  = additional  increase  in  fuel  cost  each year
               s
             (gf - 7% - n =  factor  to convert a Gradient Series  to a Equiva-
                             lent  Uniform Annual Series  at 7%  for n years.
                             (See  Table  E-23, Reference  54)
       If we let
             I   = $200
             D   = $42.4/year
              S
             AD  = $4.24/year  (10%  increase)
               S
       Then the following  tabulation may  be  computed  from the  tables  of
Reference 54.
                        4
                        5
                        6
                      Term
                        a
                      59.0
                      48.6
                      41.8
Term
  b
6.02
7.89
9.75
                                               D
52.97
40.71
32.05
       Interpolating yields a payback in  4.8 years  as opposed  to  6  years  as
given by Figure 41.
6.2
COST OF RETROFIT UNITS
       Estimates were obtained from ten heat exchanger  fabricators  for  typical
plate-fin and fin-tube designs  (Scheme 3A).  Prices  for production  of 1000
units and 10,000 units per year were requested.  Both designs were  based  on
using a low grade stainless steel throughout.  Table 26 summarizes  the  range
of prices obtained.
                                 TABLE 26
                            HEAT EXCHANGER COSTS

Plate Fin
(Figure 32)
Fin Tube
(Figure 33)
1000 Units/Year
$50 - $400
$100 - $600
10,000 Units/Year
$24 - $250
$50 - $500
                                       114

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       From these data estimates were  then made  for  each  scheme  including  fac-
tors such as an induced draft  fan, ducting changes,  insulation,  and  installa-
tion costs.  These data are summarized along with  the payback  period based on
Figure 41 in Table 27.  the Dolin, Isothermics and Vent-0-Matic  devices  are
also included for comparative  purposes.
       This table shows that in terms  of payback the flue damper is  the  best
buy.  It also reveals that the most promising devices are those  that are ap-
plied to oil fired furnaces because:   (1) The oil  fired furnaces are initially
less efficient  (higher flue gas temperatures),  (2) It takes more hardware  to
convert a gas furnace (replacement of  the draft diverter)  and  (3) The cost of
oil is higher.  It should be remembered that the estimated costs are rather
speculative and could be considerably  higher.  Also  if one assumes a higher
interest reate  (for example the interest rate to secure a loan  (approximately
14 percent) rather than a nominal rate of return from a savings  and  loan),  the
payback period will increase in all cases.  It should also be  remembered that
as the price of fuel increases so will the price to  manufacture  these items.

6.3    NEW FURNACE DESIGNS
       At this time none of the new furnace schemes  has been designed in
enough detail to allow an accurate estimatation of costs.  However,  we should
be able to set a reasonable upper boundary on system costs to  be economically
feasible.
       Assume for the sake of  argument that the following  improvements to
the heating system produce the indicated savings in  energy consumption  (com-
pared with the fuel consumption for the unidentified case):

                     Improvement           Assumed Savings (%)
            Improved furnace efficiency            10
            Furnace modulation                    25
            Flue damper                            15
                                   Total           50
Yielding a total reduction in  energy consumption of  50%.   At an  assumed  fuel
cost of $.20/therm this would  amount to D  = (0.2)  x  (.50)  x (1040) =$104/year.
                                         s
       Next we must assume some value  for an assumed lifetime of the  furnace.
Ideally,  the furnace should last for 15-25 years.  On the  other  hand, a  typi-
cal average residence time for a homeowner is more on the  order  of 5 years.
                                      115

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           TABLE 27



SYSTEM COSTS AND PAYBACK PERIOD
Scheme Number
Exchange Heat W/
Fuel
Heat Exchanger2
Ducting & Misc.3
Insulation
Induced, Draft Fan
Installation"
Total Cost
Heat Saved
(Btu/hr)5
Fuel Cost Saving
Dollar/yr
Payback Period
(Years)
3A
Air Out
Gas
100
15.00
7.50
15.00
40.00
177.5
4,223-
12,000
9-25
10 -»• »
3A
Air Out
Oil1
100
10.00
5.00
15.00
32.00
162.00
2,400-
17,400
26-49
3.75-8.5
4A-C
Air In
Gas
150
30
10
15
100
305
11,800-
16,800
25-35
13.5-27
4A-C
Air In
Oil1
150
20
7.50
15.00
92.00
284.5
16,800-
24,000
47-67
5.5-7.5
4W-C
Water
Gas
300
15
7.50
15.00
72.00
409.5
13,308-
17,718
28-37
22-45
4W-C
Water
Oil1
300
10
5.00
15.00
64.00
394.0
17,718-
26,396
50-74
6.5-11.5
Dol in
Air
Oil1
130.00
15.00
-
-
24.00
169.00
3,000-
5,300
8-15
22 •* 100
Isothermics
Air
Oil1
100
15
-
-
16
131
5,000-
12,500
14-35
4.5-15
Ventomatic
-
Gas
-
-
-
-
-
87
104 *
390s
21-78
1.2-5
'For oil systems the fuel price is based on $.27/therm ($.35/gal)
2For plate fin heat exchanger except for water/gas heat exchange which is fin-tube; costs estimated from data of Table 26.
'Includes closing oft integral draft diverter and installation of in-duct draft diverter for gas systems; Dol in and Isothermics,
assumes heat is routed into main air system.
"Installation costs will vary depending on labor rate; assumption here is $8/hr.
5See Table for assumptions and supporting data
6For Ventomatic, heat saved is expressed in therms/year (Reference 55).

-------
It seems unlikely that a homeowner would thus be willing to pay  for  a  furnace
lifetime longer than, say, 7-10 years unless he was able to be assured of  a
return on his investment when he sold the house.  For the moment  let the
lifetime or payback period be a variable.
       In addition, assume that fuel costs will increase uniformly at  10 per-
cent of the first year at an assumed price of $.2/therm.  Then there will  be
an additional $10.40/year savings added each year.  The initial  investment
delta will then be equal to:

                         AT - 104. + 10.4(gf - 7% - n)
                         ai        (erf - 7% - n)

with (gf - 7% - n) and (erf - 7% - n) as defined in Section 6.2.  Figure 42
presents the results of this expansion for n's from 2 to 25 years.   This
shows that if a homeowner accepts a 25-year lifetime or payback period, he
should be willing to invest up to $2250 to achieve the assumed improvement in
efficiency.  However, because the historical philosophy of buying has  been
one of lowest initial cost, it may be quite difficult to convince the  public
to purchase on the basis of a long term total investment.
       In fact, however,  the assumed 50 percent savings can probably be
achieved for an additional $500 to $1000 with the new designs.  Figure 42
shows the payout could be achieved within 5 to 10 years, or perhaps  sooner
if fuel prices increase at a faster pace than assumed.
       As a support example, the Westinghouse Utilization Project (Reference
56) showed that in most U.S. cities the total annual cost of a heat  pump,
more costly than conventional equipment, was lower than either a gas or oil
system, for typical conditions.  Table 28 presents this cost advantage for a
number of U.S. cities.

6.4    COST OF CONVENTIONAL DESIGNS
       There seems to be a wide spread in furnace costs for a typical 100,000
Btu/hr furnace.  Gas systems vary anywhere from $200 to $600 depending on
quality,  lifetime guarantee, sophistication of controls, and ability of the
fan to produce the high air flow rates required for air conditioning.  All
AGA approved furnaces guarantee the 80 percent steady state efficiency.  New
oil fired units are selling for $500 to $1200 with efficiency of 75-80 per-
cent.  Heat pump systems are currently selling for around $1600 and total
heating and air conditioning systems sell for $1100 to $1600.
                                     117

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  ZfoD
  looo
   \*>00
tflOOO
                                                     n
                         Figure 42.  Initial  Investment  Increment vs. Lifetime or Payout  Period

-------
                      TABLE 28
        ANNUAL SAVINGS TO HOMEOWNER USING A
HEAT PUMP VS.  EQUIVALENT COMFORT-CONDITIONING SYSTEMS
                    (Reference 56)


Minneapolis
Milwaukee
Pittsburgh
Oklahoma City
Atlanta
Sacramento
Tampa
Fuel Rates (10)
Electric
tt/KWH)
1.45
1.56
1.59
1.00
1.30
.88
1.85
Gas
U/Therm)
10.5
12.9
11.9
7.7
8.9
9.036
12.0
Annual Fuel Savings - $
Heat Pump
Vs. Gas
-39
40
15
23
24
43
11
Heat Pump
Vs. Oil*
85
92
93
111
84
98
19
Total Annual Savings - $
Heat Pump
Vs. Gas
-60
19
-6
2
3
22
-10
Heat Pump
Vs. Oil*
111
118
119
137
110
124
45
M
Includes all adjustment and surcharges except fuel adjustment.
Since oil price is increasing rapidly, a fixed value of $.20/gallon was used here.

-------
       However, of the total furnace system sold during a year a large percen-
tage are for new homes and particularly for tract developments.  In these
situations the lowest initial cost system is undoubtedly preferred.   (Manu-
facturers have stated that a $2 increase in manufacturing cost is a signifi-
cant factor).  The price of tract furnace systems may be considerably lower
than the above retail prices.  Convincing tract developers to utilize a more
expensive furnace may be a more formidable task than convincing the public.

6.5    CONCLUSIONS
       The preliminary estimates of this section indicate that the amount of
savings provided by a new high efficiency furnace system design appear attrac-
tive, with payback periods in the 5- to 10-year range, and at costs which are
roughly double the cost of a current system.  However, although the large
scale economics appear attractive, formidable social and institutional ob-
stacles would act to prevent the widespread use of such new furnace designs.
New furnaces are sold to a public which is extremely conscious of initial cap-
ital cost and relatively unaware of energy management and engineering.  This
is particularly true in the new residence market, which accounts for a very
appreciable portion of furnace sales.  Heat furnace design has settled into a
nominal efficiency range of 70 to 80 percent reflecting a conjunction of mar-
ket forces which have integrated the typical effects of initial costs, fuel
costs, home turnover rate, and purchase behavior in buying new and used homes.
However, fuel prices and inherent rates tend to counteract, and the apparent
economic optinum efficiency has shifted upward only slightly.  Other reasons,
such as long term conservation of valuable fuels, make the desired efficiency
somewhat higher still, but it will be very difficult to integrate such new
factors into the market system.  It may be necessary to consider federal ef-
ficiency standards.
                                    120

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                                  SECTION 7
                     CONTROL OF AIR POLLUTANT EMISSIONS
                     FROM RESIDENTIAL HEATING EQUIPMENT

7.1    INTRODUCTION
       The preceding sections of the present study have dwelt on the possible
methods for increasing the efficiency of existing residential furnaces.  It
was determined that a number of controlling variables exist for this purpose,
such as modifying heat exchanger design and reducing the frequency of cyclical
operation.  Likewise, there exists a set of options for the control of air
pollutant emissions from gas-and oil-fired heating systems.  This section is
concerned with defining the most important of these emission reduction
techniques.
       Distillate oil and natural gas heaters account for 90 percent of the
residential heating units in the U.S. (Reference 57).  The actual contribu-
tion of fuel combustion in this equipment to the total national air pollu-
tant loading (summation of mass of particulate, SOX, NOX, CO, and unburned
hydrocarbons)  is unclear.  One investigator estimated that air pollution
from the combination of residential and commercial heating sources consti-
tutes about 10 percent of the national total (Reference 58).  This figure,
however, may be outdated; the source was published in 1964.  Fuel usage and
emission factors were the basis for this estimate.
       Another data source, the National Emission Data System (NEDS), does
not compile information for sources that emit less than 25 tons/year of any
pollutant.  This limitation causes the exclusion of residential heating from
consideration.  From all indications, however,  their contribution to the
nation's total emissions probably falls in the 1-10 percent range.  In any
case, their impact was deemed sufficiently significant that EPA has insti-
gated an emission reduction R&D program (see Section 7.3).
       Typical emission levels are presented in Table 29.  The test compari-
sons between three gas furnaces and three oil furnaces indicate that the
level of gaseous pollutant emissions from the gas burners is comparable to
those from equivalent size oil burners, with particulate being a problem only
from the latter.  Compared to other sources of air pollution, the levels of
                                     121

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                                                            TABLE 29


                                        EMISSIONS FROM NATURAL GAS- AND OIL-FIRED BURNERS
                                                         (Reference 57)
to
to
Burner
Manufacturer
Gas-fired:
Williamson
furnace
Bryant boiler
Bryant furnace
Oil-fired:
Union (Pure)
ABC Mite
ABC Standard
(Model 45)
Stoichiometric
Ratio

1.20
1.40
1.60
1.20
1.38
1.53
NO, g/106
cal input

0.084
0.115
0.112
0.104

0.115
0.071
0.102
0.096
HC, g/106
cal input

0.0007
0.0014
0.0075
0.0032

0.0055
0.0055
0.0055
0.0055
CO, g/106
cal input

0.022
0.099
0.032 .
0.051

0.046
0.046
0.046
0.046




Average Emissions




Average Emissions

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HC and CO from these properly adjusted furnaces are very low  (Reference 57).
       The remainder of this section will review the major options available
for combustion or post-combustion control of emissions from gas- and oil-
fired domestic furnaces.  The principal recently-completed or current re-
search programs aimed at reducing these emissions are described as well.

7.2    CONTROL STRATEGIES FOR EMISSIONS FROM RESIDENTIAL HEATING SYSTEMS
       The three major options for reducing pollutant emissions from com-
bustion sources include fuel substitution, combustion process modification,
or post-combustion control.  Fuel switching (to gas) would logically be ap-
plied only to oil-fired furnaces, mainly for particulate abatement.  However,
the associated equipment conversion required by such a move would be economi-
cally unfeasible.  This leaves combustion and post-combustion control as the
most viable means for achieving emission reduction goals.  These are dis-
cussed separately in the following subsections.

7.2.1  Combustion Process Modification
       Reducing emissions evolved by flames by modifying the combustion pro-
cess itself has, in recent years, gained popularity as a NO  control strate-
                                                           Ji
gy for industrial and utility boilers.  The same principles can be applied
on a much smaller scale but with equal validity to residential heating sys-
tems.  As with the larger scale combustion equipment, care must be taken to
avoid emissions trade-off problems, that is, increasing one pollutant species
due to a control aimed at reducing another.
       The important combustion control emission reduction strategies include:
       •   Excess air level adjustment
       •   Modification of combustion chamber design
       •   Installation of flame retention burners
       •   Ignition system state-of-repair
       •   Regular service and maintenance
Descriptions of these control options appear in Table 30, with comments des-
cribing the relevant effect of each option.
                                   123

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                                                TABLE 30
                                     COMBUSTION CONTROL STRATEGIES FOR
                                        REDUCING AIR POLLUTANTS  FROM
                                       RESIDENTIAL HEATING EQUIPMENT
 Control
 Strategy
     Impacted
Pollutant Emission
            Comments
References
Excess air level
adjustment
       NO
•  As excess air is increased, CO
   HC, and smoke pass through a
   minimum, but NO passes through
   a maximum

•  Optimum pollutant and thermal
   efficiency level occurs at a
   stoichiometric ratio greater
   than one (-1.6 for oil burners).
 59, 57, 60
Combustion chamber
design
       NO
       CO
       HC
 Smoke/particulate
•  Combustion chamber design affording
   long residence time at high temper-
   ature minimizes smoke, particulates,
   CO, HC, but may increase NO

•  Refractory-lined chamber affords
   better combustion and lower emissions
 57, 60, 61
Flame retention        Smoke
burners
                    0  Oil  burners  with retention-type  end
                       cones give superior emission  and
                       efficiency performance
                                                57, 60
Ignition system
condition
       NO
•  No effect on HC and smoke

•  Minimal effect on NO
    57,  60
Service and
maintenance
       CO
       HC
 Smoke/particulate
•  Equipment state-of-repair very
   important for providing breadth
   for reducing emissions by other
   methods

t  Oil nozzles should be changed
   each season

t  Air filter should be replaced
   regularly
                                                                 59,  57,  60
                                                      124

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 7.2.2  Post-Combustion Control
        The second alternative available for reducing undesirable furnace
 emissions is the treatment of the combustion product gases,  usually by a
 retrofit device installed in the flue.   Most of the candidate devices are
 designed to abate a single pollatant,  and combinations of them may be used
 for multiple pollutant species reduction.
        The principle types of flue gas  treatment (FGT)  devices for possible
 application to home heaters include the following:
        •   Fabric filters
        •   Wet scrubbers
        •   Wet,  packed beds
        •   Activated charcoal filter
        •   Cyclone
        •   Combinations of devices
 Table 31 describes these  devices in greater detail.
        In all,  the feasibility of most  of these devices for  residential
 heating applications is unknown.   The success attained so far by combustion
 process modification may  negate possible reduction  benefits  afforded  by  the
 less well-defined FGT devices.

 7.3    PRINCIPAL RECENT OR CURRENT RESIDENTIAL EMISSION REDUCTION R&D EFFORTS
        As mentioned in Section 7.1 of this  report,  there is  a significant
 amount  of industry and government-sponsored research and development  effort
 currently being  expended  in the area of reducing emissions from residential
 heating equipment.   These activities are described  in Table  32.   Information
 on  level of funding was not available.

'7.4    CONCLUSIONS
        The following general conclusions have been  reached concerning emis-
 sion control of  residential furnaces:
        •   The contribution of  residential  furnace  emissions  to the nation's
            totals for each type of pollutant should  be  more  closely defined.
            This  can be done by  obtaining updated emission factors and furnace
            inventories, as well as fuel usage figures.   When  the actual  con-
            tribution is known,  a  more valid decision base will  be available
            for R&D program planning efforts.

                                    125

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                                                    TABLE 31
                                  POST COMBUSTION CONTROL (FLUE GAS TREATMENT)
                                      STRATEGIES FOR AIR POLLUTANTS FROM
                                          RESIDENTIAL HEATING EQUIPMENT
     Control              Impacted
    Strategy        Pollutant Enriss.ion
                                  Comments
                                           References
 Fabric  Filter
Smoke/particulate
 t  Most high  efficiency                   62, 63, 64
   filters are not designed
   for high stack temperatures

 •  "Absolute" -  type  filter
   (to 500°F) cause excessive
   Ap (~T"W.C.)
Wet Collectors      Smoke/particulate
                           •   Some  industrial  uses, but              65, 66, 63
                               feasibility for  residential
                               furnaces yet to  be determined

                           i   Small  units used in electronic
                               industry may be  applicable
Wet,  packed
beds
Smoke/parti culates
        HC
•  Efficient particulate and
   odor removal method

•  Applicability for residential
   use not yet determined
67, 68
Activated
charcoal
filter
        HC
•  Used frequently to remove              63, 69, 70
   odors and solvent aerosols

•  Max. temperature = 100°F; may
   be practical for furnace flue
   gas treatment if stack tempera-
   ture can be reduced
Electrostatic
precipitator
Smoke/particulate
•  ESP's designed for commercial/         71, 72, 73,
   residential air filtering not            64, 74
   usuable at high temperatures
   found in stacks (plates warp)

t  Particle agglomeration on
   plates possibly a problem

•  No known ESP specifically
   designed for residential furnace
   use
Cyclone
Particulates
•  Feasibility for residential use        66, 75, 71
   unknown
Combinations
of filtration,
ESP, activated
charcoal
Particulates

    HC
•  Three step system

t  Roughing filter

•  ESP for fine particulate

•  Activated charcoal for HC

•  System this elaborate
   probably not warranted
                                                                                            70
                                                    126

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                                                   TABLE 32
                          PRINCIPAL RECENT OR CURRENT RESIDENTIAL EMISSION REDUCTION
                                                  R&D EFFORTS
Agency and/or
Organiation
Investigated
Pollutant(s)
                Nature of Study
References
EPA
                     CO
                     HC
                 Smoke/particulates
                                •  Define major emission
                                   level control variables

                                t  Recommend emission
                                   minimization methods
                                   through combustion
                                   controls

                                •  Status:  Continuing
                                          57, 60
Battell e              NO,,
                      cox
                      HC
                 Smoke/particulates
                                •  Field investigation of
                                   emission from oil-fired
                                   equipment

                                0  Found serious emission
                                   trade-off difficulties if
                                   tuning to low smoke level
                                   performed without monitor-
                                   ing instrumentation

                                •  Made comparisons of measured
                                   emissions with EPA emission
                                   factors

                                •  Status:  final report submitted
                                   June, 1973
                                                                                              59
Maiden
                                •  Study of Air Pollution from
                                   Intermediate Size Fossil -
                                   Fuel Combustion Equipment

                                •  Status:  Final  report submitted
                                   July, 1971
                                                                                              61
American Gas
Association
(sponsor) :

  t  Institute
     of Gas
     Technology
     (IGT)
     NOV
     The Research
     Corporation
     of New
     England
     (TRC)
     co
     HC
Smoke/particulates
•  Study of fundamental mechanisms
   of the formation and suppression
   of NOX in natural gas combustion
t  Not strictly concerned with
   residential heating units, but
   results will be relevant

•  Status:  ongoing

•  Measuring the environmental
   impact of domestic gas-fired
   heating systems

•  Emissions being related to
   ambient air quality

•  Status:  ongoing (through
   1973-74 heating season)
                                                                            18
                                                                                              76
                                                  127

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Combustion process modification is clearly the most viable short-
term option available for emission reduction.
For abating such pollutants as particulates emitted during fur-
nace start-up, the application of some of the candidate FGT de-
vices may be warranted  (i.e., high temperature fabric filters).
Acquisition of detailed cost information on FGT devices, in addi-
tion to continued applied research on devices feasible for use on
domestic furnaces, are required before the cost/effectiveness of
such devices can be fully assessed.
                         128

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                                  SECTION  8
                              POTENTIAL MARKET

       The potential market for either a retrofit device or a new high effi-
ciency home furnace will depend in general on the following factors:
       •   New home building
       •   Fuel availability
       •   Fuel price
       •   Local ordinances
       •   AGA or similar approval
       •   Proof of economic viability
       •   National interest - fuel saving, emission prevention
       •   Advertising and consumer education
       •   Climate
       •   Furnace age and condition
       Proof of economic viability includes overcoming the lowest initial
price economic philosophy of private homeowners or tract developers as dis-
cussed in Section 6 on system costs.  Ordinances and utility companies in
many communities will presently not allow any device in the flue which could
cause blockage.  Approval of a heat recovery device which provided a safety
vent in case of blockage would probably be fairly easy especially if AGA or
U.L. approval was obtained.  However/ AGA approval is not always easy to ob-
tain.  For example, the Vent-0-Matic device was initially approved by AGA,
then rescinded and only given approval for installation on new furnaces.  The
whole matter was brought to the attention of the Federal Power Commission,
Federal Trade Commission and Senate Anti-Trust Committee and is currently
under investigation.  The issue is expected to be resolved by October 1974
(Reference 55).  The Diermayer vent damper devices was not given approval by
AGA and therefore is not being sold at this time in the U.S.,  although it has
been in use in Europe for over 40 years.
                                     129

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       Fuel price  and availability may  either be  a  force  in favor or aqainst
 sales of  such a device.  For example, on  the West Coast,  the winters are
 fairly mild, so far qas  is plentiful and  remains  relatively cheap compared
 with prices in other parts of  the country.
       The potential market for new furnaces will depend  on the housinq
 building  market or for replacement units  the number of old furnaces which need
 replacing.  Table  6 showed that in 1973 over 2 million gas fired furnaces were
 sold as well as over 700,000 units, each  of oil fired central air, vented wall
 gas furnaces and gas fired direct heating equipment.  A total of 4,892,260 of
 all type  units were sold in 1973, adding  and/or replacing part of the 58 mil-
 lion heating systems in  the U.S.  (1970).  New units in 1973 therefore accounted
 for about 8.4 percent of the 1970 census  of heating systems.
       From the U.S. Census data and the  GAMA data on total furnace systems
 sold, it  was determined  that approximately 36 percent of  the furnaces sold
 during 1963 were for new housing, and the reminder were replacement units.
 Obviously this number will vary from year to year but using this figure, it
 indicates that about 5 percent of the furnace population  will be replaced
 each year.

 8.1    POTENTIAL MARKET  ESTIMATE
       If we assume that 10 percent of the new and replacement units could be
 high efficiency units, this represents a  market of about  500,000 units per
 year.
       Table 33 presents the results of an estimate of the market for a heat
 recovery  device.   It was assumed that only central air and central water or
 steam systems could be retrofited and that the units converted in the
 Southern  and Western regions would only be on the order of 1 percent.  Twenty
 percent conversion was assumed in the Northeast and North Central regions.
 This shows a potential of over 6 million  units.

 8.2    NATIONAL REDUCTION IN FUEL CONSUMPTION
       The assumption was made that 500,000 new high efficiency units are
 sold each year and that  the 6 million retrofit devices are sold according to
 the schedule in Table 34 with 500,000 units each  year thereafter.
       In addition we assumed that the new high efficiency units use 50
percent less fuel per year, that the retrofit devices decreased the older
unit's fuel consumption  by 20 percent and the nominal fuel usage was 1040
 therms/year.  From these assumptions and  the data in Table 34 the total
                                     130

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                      TABLE 33

        ESTIMATE OF HOT WATER AND CENTRAL AIR
            FURNACE INSTALLATION FOR 1974
                BY REGION  (MILLIONS)

Total
Units
Assumed
Converted
Percent
Converted
Total
Units
NE
15.0
20%
3.0
NC
15.9
20%
3.18
S
8.95
1%
.09
W
5.79
1%
.06
All
45.64
13.87
6.33
NE = Northeast
NC = North-central
S  = South
W  = West
                        131

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    TABLE 34



RETROFIT SCHEDULE
Year
1
2
3
4
5
6
7
8
9
10
•
•
Retrofit Units
Sold
2.0 x 106
1.0 x 106
0.5 x 106
0.5 x 106
0.5 x 106
0.5 x 10s
0.5 x 106
0.5 x 106
•
•
•
•
Accumulated
Retrofit Units Sold
2.0 x 106
3.0 x 106
3.5 x 106
4.0 x 106
4.5 x 10s
5.0 x 106
5.5 x 106
6.0 x 106
*
•
•
•
Accumulated
New Units Sold
0.5 x 106
1.0 x 106
1.5 x 1
2.0 x 1
2.5 x 1
3.0 x 1
3.5 x 1
4.0 x 1


        132

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national energy savings as a function of a year were calculated.  These sav-
ings and the split between gas and oil are presented in Figure 43.  The split
between fuels is based on the 1970 census data of the distribution of furnaces
according to fuel.  Figure 44 and 45 show the annual gas saving in ftVyear
and oil saving in barrels/year.
       If these products were available for production in 1975, they could af-
fect the total U.S. energy consumption and total space heating energy consump-
tion as tabulated in Table 35.  This table indicates that after 8 years resi-
dential space heating energy consumption would be reduced by 3 percent.  This
represents about .33 percent of the national total.
                                     133

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Figure 43.  Residential  Fuel  Saving Per Year
            Retrofits Units
            New High Efficiency Furnaces

-------
I-'
CO
                                                       Figure 44.   Savings Per Year
                                                                   Retrofit Units
                                                                   New High Efficiency Furnaces

-------
Figure 45.
Oil Saving Per Year
Retrofit Unit
New High Efficiency Furnaces

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   TABLE 35



ENERGY SAVINGS
Years
1974
1975
1976
1977
1978
1979
1980
1981
1982
nth
Year
0
1
2
3
4
5
6
7
8
Predicted Total Annual
Energy Consumption U.S.
(Reference 77)
78 x 10
80 x 10
83 x 10
86 x 10
89 x 10
91 x 10
94 x 10
96.5 x 10
99.0 x 10
Space
Heating
8.6 x 10
8.8
9.1
9.46
9.8
10.0
10.3
10.6
10.9
Savings
0
.07
.11
.15
.19
.22
.26
.30
.33
Percent of
Space Heating
0
0.8
1.2
1.58
1.94
2.20
2.52
2.83
3.02
Percent of
Total
0
.088
.132
.174
.213
.242
.277
.312
.332
     137

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                                  SECTION 9
                       CONCLUSIONS AND RECOMMENDATIONS

9.1    CONCLUSIONS
       This study has produced the following conclusions:
       •   Very little is known about the actual operating efficiency of resi-
           dential heating units.  This efficiency is influenced by hardware
           design and the on-off cycle (which in turn depends on many factors:
           ambient conditions, thermal load, thermostat setting), aerodynamic
           conditions, and by condition,  adjustment, and maintenance factors.
           Nominal steady state efficiencies typically range from 70 to 80
           percent, but actual operating efficiencies may range from 40 to
           75 percent; lack of this kind of information hampers the evaluation
           of all proposed improvements.
       •   A heat recovery device to recover the sensible heat can be econo-
           mically manufactured and sold if the flue temperatures are high
           enough (>500°F to avoid condensation).   This concept is represented
           by the Isothermic and Dolin device.
       •   A heat recovery device to recover the sensible and latent heat will
           be difficult to accomplish within the current economic framework.
       •   Considerable energy (up to 30  percent of the heating load)  may be
           conserved if the supply could be closely matched to the load by
           modulating and closer matching of the furnace to the structure of
           heating load.
       •   Considerable energy (up to 20  percent)  could be saved by closing
           of the flue during burner off periods.
       •   The load could be greatly reduced by greater use of insulation and
           prevention of air infiltration.
       •   A high efficiency furnace for  new installation could probably be
           designed to achieve an overall efficiency greater than 80 percent
           within the current economic structure.
                                      138

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9. 2    RECOMMENDATIONS
       The present study has been of limited scope and amounts to a prelimi-
nary survey activity.  All conclusions noted above could benefit from more
detail and a more through testing of alternative assumptions, where data were
lacking or uncertain.  With these concepts in mind, the following recommenda-
tions regarding the direction and emphasis of future work are presented.

9.2.1  General Recommendations
       1.  Obtain actual operating data by measurements on typical furnaces
           in typical installations.  Define achieved efficiencies in detail
           and relate to operating conditions, particularly to on/off cycle
           times and modulation aspects.  This information will provide the
           detailed data base for all future work.
       2.  Study British and European design practice and current research
           activities.  Information from these high fuel cost areas will form
           a valuable supplement to this study.
       3.  Survey state of the art in furnace performance prediction techni-
           ques, especially those which can account for cyclic effects.  Ob-
           tain and develop a suitable predictive code, and verify it against
           typical data from Recommendation 1.

9.2.2  Retrofit Device Recommendations
       4.  Continue to monitor commercial and legal progress of retrofit vent
           dampers and of noncondensing flue gas devices.   Test typical de-
           vices to determine actual performance and define possible improve-
           ments.   Coordinate with Recommendation 2 curve.
       5.  Refine the design exercise on condensing flue gas devices of
           Section 5 and 6 to further define the apparently marginal attrac-
           tiveness of these systems.

9.3.3  New Design Recommendations
       Probably the most fruitful work would be to explain in much further de-
tail than has been possible here the possibility of a high efficiency modu-
lated furnace concept.  Although commercial research of a proprietary nature
continues in this area,  the apparent progress does not seem commensurate with
the promise.
                                     139

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       Recommended components in this activity  include Recommendations  1 and
3 above, followed by tasks to:
       6.  Predict efficiency of proposed modulation  schemes by analytical
           techniques; identify cycles  to optimize operating parameters data.
           Modify cycle to see how to improve efficiency.
       7.  Analytically predict the effect on heat transfer due to modulating
           output.
       8.  Explore methods of modulation
           •   Vary gas flow rate
           •   Use multiple burners in  various  combinations
           •   Heat capacitance/hot water systems
       9.  Develop heat load detector and furnace controller  (see Section 6)
      10.  Modify an existing furnace for modulated mode
      11.  Design a complete new furnace using  either the submerged combustion
           or catalytic combustion in conjunction with the modulated concept
      12.  Build a prototype unit and test
      13.  Relate the progress of this  design and development effort to:
           •   Commercial and research  developments in alternative heat pump/
               all electric systems (including  solar-assist components)
           •   Other integrated energy  management system programs, including
               total-energy and MIVS
           •   Household energy conservation programs which will be affecting
               thermal load data for new construction

9.3.4  Emissions
       With regard to emission control  devices  three specific areas of study
are recommended:
      14.  Determine the real contribution of residential emissions to environ-
           mental air quality
      15.  Further investigate post combustion  control devices, if required
      16.  Define the potential of the  modulated furnace concept  (Recommenda-
           tions 6-11)  to reduce the high peak  emission associated with start-
           up and shutdown periods.
                                      140

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                                 REFERENCES


1.   Stanford Research Institute, "Patterns of Energy Consumption in the
     United States," Office of Science and Technology, Executive Office of
     the President, Washington DC  20506, January 1972.

2.   Atomic Energy Commission, Oakridge National Laboratory, "Inventory of
     Current Energy Research and Development," Prepared for the Committee on
     Science and Astronautics, U. S. House of Representatives, 93rd Congress,
     Volume I, II and III, Washington, January 1974.

3.   "Conservation and Efficient Use of Energy," Joint Hearings before Certain
     Subcommittees of the Committees on Government Operations and Science and
     Astronautics, House of Representatives, 93rd Congress, Parts I-V, June -
     July 1973.

4.   U. S. Department of Commerce, National Bureau of Standards, The Center
     for Building Technology,  Energy Conservation for Buildings Bulletin
     1-2/Cbt.

5.   National Bureau of Standards, "Design and Evaluation Criteria for Energy
     Conservation in New Buildings," NBSIR 74-452, U. S. Department of Commerce,
     Prepared for National Conference of States on Building Codes and Standards,
     February 27, 1974.

6.   NBS Technical Note 789, "Technical Options for Energy Conservation in
     Buildings," National Conference of States on Building Codes and Standards
     and National Bureau of Standard Joint Emergency Workshop on Energy Con-
     servation in Buildings held at U. S. Department of Commerce, Washington
     DC, June 19, 1973.

7.   Achenback, P. R. and Coble, J.  B., "Site Analysis for the Application of
     Total Energy Systems to Housing Developments," Presented at the 7th Inter-
     society Energy Conversion Engineering Conference, San Diego, September
     25-29, 1972.

8.   Coble, J. B. and Achenbach, P.  R., "Description of Equipment and Instru-
     mentation for a Field Study of a Total Energy System in an Apartment De-
     velopment," Presented at 7th Intersociety Energy Conversion Engineering
     Conference, San Diego, California, September 25-29, 1972.

9.   Hittman Associates Inc.,  "Residential Energy Consumption," Phase I Report,
     HUD-HAI-1, Department of Housing and Urban Development, Office of the
     Assistant Secretary for Research and Technology, March 1972.

10.   Hittman Associates Inc.,  "Residential Energy Consumption Single Family
     Housing," Final Report, Report No. HUD-HAI-2, Office of the Assistant
     Secretary for Policy Development and Research, Department of Housing and
     Urban Development, March 1973.

11.   Hittman Associates Inc.,  "Residential Energy Consumption, Multi-Family
     Housing Data Acquisition," Report No. HUD-HAI-3, Department of Housing
     and Urban Development, Office of the Assistant Secretary for Research
     and Technology, October 1972.

12.   Hittman Associates Inc.,  "Residential Energy Consumption - Verification
     of the Time-Response Method for Heat Load Calculation," Report No. HUD-
     HAI-5, Office of the Assistant Secretary for Policy Development and Re-
     search, Department of Housing and Urban Development, August 1973.

                                      141

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                           REFERENCES  (continued)


13.  Department of Housing and Urban Development Policy Development Research,
     The Applicability of the Residential Energy Consumption Analyses to Var-
     ious Geographic Areas, Report No. HUD-HAI-6.

14.  Lokmanhekim, M. L. , et.al., "Evaluation of Heating Loads in Old Residen-
     tial Structures," Hittmann Associates, Report No. HUD-HAI-7 or HAI-H-1654,
     January 1974.

15.  Fox, John, Fraker, Harrison, Jr., Grot, Richard, Harrje, David, Schorske,
     Elizabeth and Socolow, Robert, "Energy Conservation in Housing.  First
     Year Progress Report," Center for Environmental Studies - Report No. 6,
     Princeton 4, NSF/RANN Grant No. GI-34994, July 1, 1972 to June 30, 1973,
     December 1973.

16.  Movers, John C., "The Value of Thermal Insulation in Residential Construc-
     tion:  Economics and the Conservation of Energy," ORNL-NSF-EP-9, Oak Ridge
     National Laboratory, December 1971.

17.  Private Telecommunication with Mr. Holtz, June 5, 1974, of California
     Polytechnic College, San Luis Obispo, California.

18.  American Gas Association, Research and Development 1973 and Telecommunica-
     tion with Pete Sussey, Manager Environmental and Energy Systems.

19.  DeWerth, D. W., Schaab, M. S. and Hellstern, P. A., "New and Improved
     Methods of Heating Localized Areas In and Around the Home," American Gas
     Association Research Bulletin 99, February 1964.

20.  Griffiths, J. C. and Niedzwiecki, R. W., "An Evaluation of Some New or
     Different Ways to Heat the Home," American Gas Association Research Bulle-
     tin 101, May 1965.

21.  DeWerth, D. W. and Smith, R. E., "Design Factors of Gas Heating Appliances
     for More Effective Use of Heat Exchange Surface," American Gas Association
     Laboratories, Research Bulletin 86, January 1961.

22.  Potter, J. H., and Weil, K. H., "Regenerative and Recuperative Devices for
     Industrial Gas-Burning Equipment," American Gas Association Project ITU-13,
     December 1958.

23.  NSF/RANN Energy Abstracts, March 1974.

24.  American Society of Heating, Refrigerating and Air-Conditioning Engineers,
     "Papers Presented at the Symposium on Energy Conservation," Held at the
     Semi-Annual Meeting of the ASHRAE, January 28 through February 1, 1973,
     Chicago, Illinois, CH 73-5.

25.  American Society of Heating, Refrigerating and Air-Conditioning Engineers,
     "Paper Presented at the Symposium on Heat Recovery," Held at the Semi-
     Annual Meeting of ASHRAE, January 24 through 28, 1971, Philadelphia, PA,
     PH-71-3.

26.  Tumlty, Jack E., "ASHRAE Enters Energy Conservation Crisis with Proposed
     Standar 90P, 'Design and Evaluation Criteria for Energy Conservation in
     New Buildings,1 An Overview," ASHRAE Journal, July 1974.


                                       142

-------
                           REFERENCES (continued)


27.  American Society of Heating, Refrigerating and Air-Conditioning Engineers,
     "Design and Evaluation Criteria for Energy Conservation in New Buildings
     (Proposed Standard 90-P) - Draft," 1974.

28.  Telephone communication with D. P. Deyoe, and E-CUBE Program Bulletin,
     Southern California Gas Co., April 1974.

29.  Deyoe, Donald P., "Heat Recovery -, How Can the Heat Pipe Help?" ASHRAE
     Journal, p. 35-38, April 1973.

30,  Siedal, Marquis R.,  Plotkin, Steven E., and Reck, Robert O., "Energy
     Conservation Strategies," Implementation Research Division, Office of
     Research and Monitoring, U. S.  Environmental Protection Agency, Washing-
     ton, D.C., EPA-R5-73-021, July 1973.

31.  1970 U. S. Census of Housing, Structual Characteristics of the Housing
     Inventory, Tables A-4, A-7, Detailed Housing Characteristics - HC(1),
     U. S. Department of Commerce.

32.  Gas Appliance Manufacturer Association, "Statistical Highlights - Ten
     Year Summary 1963-1972, and Total Industry Factory Shipments in Units,"
     January 28, 1974.

33.  Gas Engineers Handbook, American Gas Association, Industrial Press Inc.,
     New York, 1969.

34.  1972 ASHRAE Handbook of Fundamentals, American Society of Heating, Refrig-
     erating, and Air-Conditioning Engineers Inc., New York, 1972.

35.  1972 Equipment Volume/ASHRAE Guide and Data Book, American Society of
     Heating, Refrigerating and Air-Conditioning Engineers Inc., New York, 1972,

36.  Strock, Clifford, and Koral, Richard L., "Handbook of Air Conditioning,
     Heating, and Ventilating," Industrial Press Inc., Second Edition, 1965.

37.  American Gas Association Committee on Domestic Gas Research, "Research on
     Effect of Ambient Pressures in Combustion Chambers of Contemporary Appli-
     ances on Primary Air Injection and Other Gas Burner Operating Conditions,"
     Research Report No.  1080, June 1947.

38.  Stone, R. L., "A Practical General Chimney Design Method," ASHRAE Trans-
     action, Part 1, Vol.  77, pp. 91-100, 1971.

39.  Dickerson, R. A., and Okuda, A. S., "Design of an Optimum Distillate Oil
     Burner for Control of Pollutant Emissions," EPA-650/2-74-047, June 1974.

40.  DeWerth, D. W. and DiCaprio, J. F., "Performance Tests of Residential Hot
     Water Boilers Gas vs. Oil," American Gas Association, Catalog No. H00220,
     January 1966.

41.  Strieker, S., "Measurement of Heat Output of Residential Furnaces," ASHRAE
     Transaction, Vol. 76, p. 264-278,  1970.
                                     143

-------
                           REFERENCES (continued)


42.  Dunning, R. L., Geary, L. C., and Trumbower, S. A., "Analysis of Relative
     Efficiencies of Various Types of Heating Systems," The Energy Utilization
     Project, Power Systems Planning, Westinghouse Electric Corporation, Re-
     port No. PSP 10-30-70 (Revised 01-21-74).

43.  "Improving the Home Oil Burner," Mechanical Engineering, p. 49, August
     1974.

44.  Schultz, Mort, "The New Story on Furnaces," Mechanix Illustrated, p. 122ff,
     November 1973.

45.  Telephone Conversation with Bob Patterson, Chevron Research Corporation,
     Richmond, California, April 1974.

46.  Garrivier, P., "Building Research Translation - Use of an Air-to-Air Heat
     Exchanger to Recover Heat from Air Exhausted by Mechanical Ventilation,"
     National Bureau of Standards, Technical Note 710-5, July 1972.

47.  Thompson, R. E., Pershing, D. W., and Berkau, E. E., "Catalytic Combustion,
     A Pollution-Free Means of Energy Conversion?" Environmental Protection
     Agency, EPA-650/2-73-018, August 1973.

48.  Roessler, W. U., et.al., "Investigation of Surface Combustion Concepts
     for NOX Control in Utility Boilers and Stationary Gas Turbines," The
     Aerospace Corporation, Report No. ATR-73(7286)-2, August 1973.

49.  Kays, W. M., and London, A. L., "Compact Heat Exchangers," Second Edition,
     McGraw Hill Book Co., New York, 1964.

50.  McAdams, William H., "Heat Transmission," Third Edition, McGraw Hill Book
     Co., Inc., New York, 1954.

51,  "Cost of Gas," Pacific Gas and Electric Co. Newsletter, August 1974.

52.  Telephone conversation with Bert Gunghry, Fuel Oil and Heat Magazine,
     September 13, 1974.

53.  Vent-0-Matic Draft Control Bulletin, AIA File No. 30-0-4, Save Fuel Corp-
     oration, Tunica, Miss.,  1969.

54.  Grant, Eugene L.,  and Ireson, W. G., "Principles of Engineering Economy,"
     Fourth Edition, The Ronald Press Company, New York, 1960.

55.  Telephone discussion with Mrs. Charles Woolfolk, Save Fuel Corporation,
     Distributors of Vent-O-Matic Draft Control, August 1974.

56.  Dunning, R. L., and Geary, L. C., "Analysis of the Efficiency and Cost of
     Equivalent Residential Comfort - Conditioning Systems," The Energy Utili-
     zation Project, Power Systems Planning, Westinghouse Electric Corporation,
     Report #PSP2-10-74.

57.  Hall, R. E., Wasser, J.  H. and Berkau, E. E., "A Study of Air Pollutant
     Emissions from Residential Heating Systems," NTIS PB229667, January 1974.
                                      144

-------
                           REFERENCES  (continued)


58.  Heller, A. N., "Impact of Changing Patterns of Energy Use on Community
     Air Quality," presented at the 57th Annual APCA Meeting, June 1964.

59.  Barrett, R. E., et.al., "Field Investigation of Emissions from Combustion
     Equipment for Space Heating," prepared for EPA and API by Battelle, Colum-
     bus Laboratories, EPA-R2-73-084a, June 1973.

60.  Hall, R. E., et.al.,  "Status of EPA's Combustion Research Program for
     Residential Heating Equipment," presented at the 67th APCA Annual Meeting,
     June 1974.

61.  Ehrenfeld, J. R., et.al., "Systematic Study of Air Pollution from Inter-
     mediate-Size Fossil-Fuel Combustion Equipment," prepared for EPA by
     Walden Research Corp., July 1971.

62.  Kane, J. M., "Fabric Collectors for Collection of Particulates," presented
     at the ASHRAE Semi-Annual Meeting, January 1972.

63.  Telephone interview of Mr. R. Swezey, Air Filter Corp., South San Francisco,
     California, June 7, 1974.

64.  Telephone interview of representative of American Air Filter, Louisville,
     Kentucky, May 12, 1974.

65.  Bonn, D. E., "Wet Collectors for Collection of Particulates," presented
     at the ASHRAE Semi-Annual Meeting, January 1972.

66.  Communique from Bahco, Inc., Sweden, May 5, 1974.

67.  Eckert, J. S., "The Use of Packed Beds for Wet Removal of Particulates
     from a Gas Stream," presented at the ASHRAE Semi-Annual Meeting, January
     1972.

68.  Eckert, J. S., "Wet Packed Gas Scrubbers," presented at the ASHRAE Semi-
     Annual Meeting, January 1973.

69.  Enneking, J. C., "Control of Vapor Emissions by Adsorption," presented at
     the ASHRAE Semi-Annual Meeting, January 1973.

70.  Barnebey, H. L., "Activated Charcoal Adsorption in Combination with Other
     Purification Methods," presented at the ASHRAE Semi-Annual Meeting, January
     1973.

71.  Telephone interview with Mr. D. Matefy, Combustion Equipment Assn., Inc.,
     May 21, 1974.

72.  Telephone interview of representative of Trion, Inc., Sanford NC, May 15,
     1974.

73.  Telephone interview of representative of Universal Air Precipitator Corp.,
     Monroeville  PA, May 12, 1974.

74.  Hardison, L. C., "Electrostatic Precipitators for Industrial Gas Cleaning,"
     presented at the ASHRAE Semi-Annual Meeting, January 1972.
                                     145

-------
                           REFERENCES (concluded)


75.  Telephone interview of Mr. R. Leach, The Ducon Corp. (Division of Milcropul)
     Mineola  NY, May 15, 1974.

76.  Brookman, G. T., and Kalika, P. W., "Measuring the Environmental Impact of
     Domestic Gas-Fired Heating Systems," presented at the 67th APCA Annual
     Meeting, June 1974.

77.  Brown, R. A., Mason, H. B.,  and Schreiber, R. J., "Systems Analysis Re-
     quirements for Nitrogen Oxide Control of Stationary Sources, " Environ-
     mental Protection Agency Report No. EPA- - -, 1974.

78.  Fraas, Arthur P. , and Ozisik, M. Necati, "Heat Exchanger Design," John
     Wiley and Sons, Inc., New York, 1965.
                                     146

-------
APPENDIX A
   A-l

-------
                              FLUE LOSS CHARTS

       Figure A-l presents a flue loss nomogram from the AGA Laboraties for
butane, propane; coke oven and natural gases.  A typical line is shown for
natural gas at 60 percent excess air, 20 percent flue losses and 335°F tem-
perature difference or about 405°F exit temperature.
       Figure A-2 shows a similar nomograph from the Gas Engineers Handbook
for determining a gas appliance performance.  Table A-l lists the procedures
for using this chart.  A typical example might be to determine the overal heat
transfer coefficient knowing the C0_ level, temperature rise, and heat exchanger
loading (the fourth problem in the table).  The applicable appliance classes
referred to in Table A-l are as follows:
       1.   Forced air furnances:
           Parallel flow}        updraft
           Counterflow  >with    downdraft
           Crossflow    )        steel or cast iron
       2.   Gravity furnaces; floor furnaces; room, space, and recessed heaters
       3.   Water heaters and boilers
       4.   Deep fat fryers
       5.   Gas range ovens (for input - C0_ relationships and flue losses)
       Figure A-3 shows similar curves for heat loss in flue gas for fuel oils.
To use this chart either enter with the excess air or CO- level and proceed to
find the other using the excess air curve.  From that intersection move ver-
tically upward or downward on the excess air line to the flue temperature line.
Then proceed horizontally to read the flue loss.
                                    A-2

-------
I
LO
1 —

_
_

UJ
2 '*5 ~"
QL
O
QZ
Q. Z-
Q -
Z
< J
uj :
< 3-
00 j
co :
UJ 4-
co
CD
UJ 3-j
_j I

6—
Z :
^" ~
~ 7~_
O :
a—
6 -
^ J
10-
—
12—
I4J
%co.


UJ 600-
UJ Z
< 2
f- o
o o: 500—
m o_

— 600

— 500 — ;

— 400 — £
— 3OO — ;
-
— 200 ~ _I
	
	

_ —

— 100 —

_ —
_ —
_
— 50 ~~


-50 400—

r40 350 -j

r30 300—
'- 25
250-
-20


200—

— 15 "





- 12 150-
%FLUE LOSS :
BUTANE AND PROPANE
_
— o —
% EXCESS AIR IN FLUE GASES
100—
Z
III *
^ ^J
_ o g
UJ ^
o <
O 2
— ~"~^
- 35 soo
. O
• 2
i
- ^^ ~
- rf 40—
r o E

L _J "^^ 30—
. u. \. :
^\^^ _i ;
~ ^ f*^^ •
- z z atv^
- UJ
- £
- u.
• u.
o

UJ 13-
• or
. -3
H
-50 S00_
•
j — ^
—40 400
•
: 300_
-30
: uj ~
UJ ~
-20 O
x^ o -

- ^\^^ — 2>
^\ ~~-
^•v. —
^^^ —
— ^Xv~-—

- 15 _ 30 	

— —
- 2 %FLUE LOSS
- UJ _ -
0.
- "S. 	 v -
UJ o
H —
% EXCESS AIR
IN FLUE GASES
— 1
-
-
UJ

^5
UJ
iC
o
rj

r2 o
z
- 2.5 _|
<
: t
: <
L Z
— 4 UJ
CO
: °
r5 uj

" f it
— 6 U.
r z

~7
: 0
-8 0
,«
E_ °"
— 10

— 12

%co.
— 1
                              Figure A-l.  Alignment Chart for Calculation of Flue Losses for Butane, Propane,
                                          and Coke Oven and Natural Gases. (Adapted from A.G.A. Laboratories'
                                          Flue Loss Charts.)

-------
                    E, COMBUSTION  EFFICIENCY,  %, OR (100% —FLUE LOSSES,  %)
             01
             o
a>
ui
oo
o
CD
                                    MODULATION  LINE
s>
ro
•
— • ->• cr>
in v>
— '"O
• CU S»
	 S T3
c+TJ
— '
— h — '•
T CU
O 13
3 n
n>
3>^5
• o
I— 3
CU Cu
o- 3
o o
T O>
CU
<-t o
o zr
-s cu
(T> ft-
trt •
O) O
l/l Cu
Cu
CD
c o
— • cr
""•* r+
Cu
OI 3
oo ns
- o.
1 ' ' ' ' 1 ' ' '


FLUE GAS TEMPERATURE 	 _§
RISE ABOVE AMBIENT, °F J^
i i i i .j i i i i j "Jr**"^ ! '
~~ I***! ro
J- ro
o o
EXCESS AIR,% 	 -o 8 o
(READ ON C02 LINE) £"' ' '
C02,% 	 -^~ . ? , '
C1 1 I t . 1 , 1 i
WEIGHT OF FLUE GASES, o ' i
LBS PER 1000 BTU OF °» °
HEAT INPUT

Oft C? A OJ N
o o o o o
1 ! 1 1 1 1 1
ii i i i i i | i i ' i i i i < i i ^^
ro w
o,*g 85 g3
g S g g o o 	 ° ? i £3)
o o°__£ 	 1— ' 	 ' 	 ^
>-J— l— INDEX LINE /j)
i t 1 | 1 ( i 1 j i 1 < 1 | 1 1 1 1 j 1 I 1 1 | 1 1 1 1 | V — /
o* ^ tji

_ rO CM -Ck O> OD O
mooO o oo o oo
00° o oo o oo
III 1 III 1 1 I 1 1 1 1 @
f i T i t T T i T— co2,% @
1 i 1 , 1 i 1 i 1 i 1 i t i , 1 i i I i 1 . i i I ] £ W
J. -1 J. i 1 1 i ' 1 i III (Q]
ro * b> oo f° .ol * o> oa ^^
o ob ob

o
55o.*o.~y « @

HEATING ELEMENT LOADING, IOOO BTU/(SQ FT OF AREA)(HR)
ALTERNATE USES : PER CENT

INPUT-C02 PIVOT LINE
t i i i i i i i i







OR MULTIPLES OF HEAT INPUT

T,i T , i ©

' ' ' ' 1 'l I1 1 1 1 ' ' ' ' ' /c>
' ro *o> oa i. (o
o o ^^
ALTITUDE CORRECTION, THOUSANDS OF FEET


-


                         ro  o    OD
                         I  J  I  I   I
                      fO
       en    Xk     oi   en
       I,,,,I....I,.,,!,., .1, . , . I , ,
in
 I
              U, OVERALL HEAT  TRANSFER COEFFICIENT, BTU/(HR)(SQ FT)(F)
                       (BASED  ON UNFINNED  SURFACE)

-------
                                           TABLE  A-l.

        APPLICATIONS  OF  THE GAS  APPLIANCE PERFORMANCE  CHART  (see  Figure  A-P)
Problems
involving
Efficiency, COi. flue
cas temperature
Efficiency. COi, over-
all heat transfer co-
efficient, area, heat
input
Input and CO: (no
changes in appli-
ance geometry)
Efficiency variations
for excess air
changes at constant
heat input
Effect of altitude
changes on heat In-
put and CO: in flue
products
Weight of flue
products
Effect of modulated
heat input on appli-
ance efficiency
(from 50 to 125% of
normal heat input)

Temperature of fluo
gases after dilution
at draft hood
Known factots
Efficiency (1).
CO, (6)
Flue gas temp
rise (3). CO: (6)
Efficiency (1). flue
gas temp rise (3)
CO, = 8% (6). flue
gas temp rise =
300 F (3). loading
= 3000 Btu/sq ft-
hr(8)
Estimated U = 6.0
(11), input =
72,000 Btu/hr,
area = 4 sq ft,
loading = 72,000/
4 = 18,000(8),
operating CO, =
7% (6)
CO, = 8.5% (6).
input = 80,000
Btu/hr. i.e., 8.0
on (8) scale
Input = 60.000
Btu/hr (8). CO, =
9% (6). B = 70%
(1)
Input = 50,000
Btu/hr. i.e. ,5.0
on(8)scale,atsea
level (10). CO,
value not reqd.
CO, = 7.5% (6) at
sea level (10)
COj— 7. 5% (6). in-
put = 50.000 Btu/
hr. I.e. .5.0 on (S)'
scale, at sea level
(10)
Input = 150.000
Btu/hr. CO, =
7.9% (6)
Input = 170.000
8tu/hr. i.e., 17 on
(8) scale, CO, =
7% (S). efficiency
- 80% (1)

Flue gas temp rise
= 450-F (3) CO, =
8% (6) (before
dilution)
Flue gas temp =
800 Fat 8.0% COi
(6) In recessed
heater. Dilution
air is heated to
300 F, CO, after
dilution is2. 5%
(6)'
Find
Flue gas temp
rise (3)
Combustion
efficiency (1)
CO, (6)
U: overall heat
transfer co-
efficient (11)
£: predicted
combustion
efficiency (1)
CO, (6) at: (a)
100,000 Input, (b)
50,000 input
Efficiency at 6%
CO.and 60,000
Btu/hr Input
Input at 6000 ft
(10)' to obtain
same CO, as that
at sea level
(without altering
appliance)
CO, at same In-
put and 4000 ft
alt.(10)(without
altering appli-
ance)
CO, at 30,000
Btu/hr input.
i.e.,3.0on(()'
scale, and 5000
ft alt. (10)'
Flue gas rate
Efficiency(l)'at
120.000 Btu/hr,
I.e.. 12 on (8)'
scale (without
altering appli-
ance)
Efficiency (!)• at
220,000 Btu/hr.
i.e.. 22 on (8)'
scale
Temperature at
3% CO: (6)' after
dilution with
room air
Gas temperature
downstream of
draft hood
Procedure
(l)(6)-»)
(3)(6)-(l)
(1) (3)-(6)
(6>(3>-(4)(3.27)
(4)(8)-(ll)
(11)(8)-»(4)(1.82)
(4)(6)-(l)
(6>(8)->(9)(1.47)
(»)(8)a-(6)a
<9>(8)J~(6)6
(1) <«>-<«> (2.34)
(«)(6)'-.(l)'
(10)(»y-*(6> (5.8)
(6)(10)'-*(8)'
(10)(6>-K8)(6.5)
'-(6)'
(a) CO, (6)' at 5000 ft and
50,000 input:
(10)(6)-(8)(6.5)
(«)(10)'-(6)'
(9.4)
(6)— (7) (1.12 lb/1000 Btu)
(6)(8)-(9) (0.78)
(»(«)'-'(ar-(S)(1.9)
(9) (8)'—
w

(1) (6)- (2) (2.2)
(2,(V)
For precise work,
the modulation
point should be
found by operat-
ingattwo differ-
ent heat inputs
Assume no heat
loss at draft hood:
thus, E is con-
stant
Temp rise entering hood Dilution air tern-
- 800 - 300 or 500'F (3) peraturels
above dilution airtemp treated as ambl-
(6)(3)-»(l) (76.0) entairtempera-
|| ture for this
(1) (6)'—(3)' calculation



U — 2.75
Btu/hr-sqft-°F
E=52.5%
CO,: (a) 11%,
(b) 5.4%
B = 61%
Input o 39,000
Btu/hr
CO, = 9.0%
CO, =-5.5%
(1.12X115.000)/
1000 = 129 Ib/hr
B= 78.3%
£ = 81.3%
Temp = 190'F
above room
Temp = 175'F
above 300, or
475 F
Appli-
cable
appli-
ance

1. 2 3,
4. 5
1. 2. 3, 4

1,2,3,
4.5
1 2 3, 4

1, 2 3.
4.5
1. 2. 3,
4,5
1 2, 3, 4


I, 2. 3, 4
Appli-
cable
fuel

N. T. M

N, T. M

N, T. M
C. B, P
N, T, M

N. T. M
C, B, P
N
N, T, M

N, T, M
C, B. P
  * See text.
  t Code for fuel gases:  N — natural; T •» manufactured, 525 Btu, 0.42 cp gr; M — mixture, natural and manufactured; C  — coke oven;  B —
butane and butane-air;  P — propane and propane-air.
  t This rule as subsequently revised states that appliances do not have to be derated at elevations up to 2000 ft;  for elevations above 2000 tf.
ratings should be reduced at the rate of 4 per cent for each 1000 ft above sea level.
                                                       A-5

-------
                                                                FUEL OIL
                                                                  NO. 2
                                                              c ess %    SOT/,
                                                              H l?.6  O'W'tsr, 0.?
                                                              .Gross I9.50O Btuper Lb
                                                                Net 19,4IO Btu per Lb
                                                                  Lbperlbof fuel
                                                       Flaf Gas • 131 ?3 Cu ft (tVet)per Lb of '
                                                       Ultimate C0f - /5.3Z%
                                                       Stack toss Percentage Based,
                                                                      ..1.4-
0  20 40  60  SO  /OO  IZQ 140  160
                               ISO ZOO Z2Q 240 $60 Z60 300 320 340 3AO  38O 4OO
                                 Percent,  Excess Air
                                                                FUEL OIL
                                                                  NO. 6
                                                              C  66.6%    5
                                                              H  10.?   OfJVfAst> t.O
                                                      Heat Vbtve. Cross /8.3OO Bttt per Lb
                                                                       Btu
                                                      Air etotf -I3&4 Lb per Lb of Fuel
                                                            - IS8-4& CuFt.(rVet)perLbofFt,t.
                                                     ^Ultimate C0r -
                                                      Stack Loss Percentage Based on
0  !0 40  O>  SO  100 120 HO HO
                               ISO lOO ??0 140
                                  Percent Etctss
  Figure  A-3.    Heat  Loss  in  Flue Gas-Fuel  Oils
                      From  Strock &  Koral   (36)  Chapter
                      6,  Fuels  &  Combustion
                                      A-6

-------
                        DOLIN HEAT  TRANSFER ANALYSIS

Specifications:
       Tubes:    52 - 3/8 OD x  20 ga.   Bare Steel  Tubes
       Spacing:  5/8 x 5/8 Triangular Pitch
                 5 Tube High x  11 Tubes wide
       Overall Length:  10-3/8" long
       Width:  Tubes +2" each  side for bypass
       Blower:  Grainger 2C610:Nominal  140  CFM

Analysis:
                             k  0.625   -H = xnd
                                        J  T
                                             ).
                                              4-
0.625 = x d
                                0.375

                          x^ = 0.625/0.375 =  1.667

                          x  = 0.625/0.375 =  1.667

Outside Heat Transfer Coefficient
       From Kays and London  (Reference 53) p. 127

                 NST Npr2/3 = 0-38NR~°'*    f = 0.40NR-°'18

Assume the flue gases are from oil fired furnace using  60 percent  excess  air.
Then,
                             Mf = 2.11 Ibs/min
                                     A-7

-------
Calculate open areari



10.375

Open 2 "


          Tubes
                    7.25
                             Open
                     2"
                             Side Area  *-'-  40  in2
                     • «•«
              Free Flow Area =  (10.375) (7.250) (0.4)  -  30.09
Now assume the flow is proportional to the open  area:
Then,
                    Total Open Area =  30.09 +  40 =  70.09
                              '   2.11 =  0.906  Ibs/min
                      G =       144 =4.33  lbs/min-ft
                Heat Transfer Area =  635.58  in2 =  4.414  ft2
                               DU =  0.0547  ft
                                  NR =  245
N
               ST
= °'38
                                         -  0.0421  =      (0.7)
                                                             2/3
                                 Cp  =  0.25
                          h  = 3.468 Btu/hr-ft2°F
                                     A-8

-------
Inside Heat Transfer Coefficient
       Figure A-4 shows  the  fan curve  and the system curve for the air flow
through the tubes.  This reveals  that  the actual flow is about 61 CFM.  Using
this number the following calculations were made to determine the inside heat
transfer coefficient:

                      M  = (61) (0.075)  = 4.575 Ibs/min
                      A  = "(0.305)'  452)  „ Q_264
                       c        4      144
                       G =  04 '0527654  =  173.3  Ibs/min-ft
                         =   (0.305) (173. 3)
                            (12) (1.2  x  10~5)60
                N  = 0.022(6117.5) °'8 (0.8073)  = 18.998
                 U
                       .  _  (18.998) (0.015)12  _
                       n         07205           11.
Overall Heat Transfer Coefficient
       Then the overall heat transfer  coefficient:
                          u    3.468
                            U  *  2.5  Btu/hr-ft2°F

Then to determine the overall  efficiency  using  the Kays and London (53) tech-
nique :

                                 NTU -  AU
                                        min
                        =  (0.9058) (0.25)  =  0.226  =
                         C  =  (4.575) (0.24)  =  1.098
                          C
                                     A-9

-------
                                        100
120
140
                  Flow (cfm)
Figure A-4.   Blower Performance  Curve
             (Crainger 2C610 Blower)

-------
                             C  . /C    =  0.206
                              mm  max
                                 =  (2.5)(4.414)
                                    (0.226)(60)
                                NTU =  0.8138
                       e ~
                                     = 1 - e-°'812'
e
= 0
.5568
       Table A-2 summarizes the flue temperature heat  absorbed  and percent
savings of the total furnace input.  The energy consumed  by  the blower has
been subtracted from the total.  Figure A-5 shows this data  in  graphical form.
                                    A-ll

-------
                                TABLE A-2


                     DOLIN HEAT RECLAIMER PERFORMANCE
                         Let's assume T    = 60°F

                                        in
Case
                      q(Btu/hr)
                     "M
                                                           net
                                            % Input
        500


        600


        700


        800
255


299


344


388
395


470


547


623
110


122


133


145
3322


4077


4827


5586
-273


-273


-273


-273
3049


3804


4554


5313
3.05


3.80


4.55


5.31
                                                   f
                                                 Due  to
                                              Blower Motor
  Definitions
               =  Cooling air temp in (°F)
               =  Cooling air temp out (°F)
               =  Flue gas temp in (°F)
               =  Flue gas temp out which  goes  through  tube  bundle  (°F)
               =  Combined flue gas  temperature  out
           net
       % Input =
                  Heat recovered  by device


                  Energy used to  drive air  blower
   Net heat saved q   .  =  q  -



   qnet/100,000 Btu/hr
                                  A-12

-------
   6000
   5000
 0)
 c
cr
   4000
   3000
                            Furnace Size:       100,000 Btu/hr
                            Excess  Air:         60% (Oil  Fired)
                            Cool ing Air Temp:   60°F
                            Cooling Air Flow:   61  scfm*
                    500
600    '                 700
    Flue  Inlet Temp (°F)
800
           See  attached curve of resulting operating point of Blower


                                 Figure A-5.   Dolin Heat Reclaimer Performance

-------
                           HEAT TRANSFER ANALYSIS

       The performance of noncondensible heat exchangers was determined using
the technique of London and Kays  (49).  A simple computer program was written
in order to facilitate rapid screening of potential designs.  A listing of
this program together with an input format is included in this appendix.  The
program is applicable to plate-fin and fin tube designs in single pass or
multipass crossflow arrangements.  In addition C .  /C    as defined below is
                                                min  max
assumed to be much less than 0.25.
       Condensible heat exchangers were analyzed using a combination of hand
calculation based on a technique by McAdams  (50) and the above computer pro-
gram to determine the performance of the noncondensible portion as well as
the pressure drop.

Noncondensible - NTU Heat Exchanger Analysis
       The efficiency of a crossflow heat exchanger with C . /C    « 0.25 is
                                                          mm  max
approximately equal to the following expression:

                                    ,    -NTU
                                e - 1 - e

where

                                        AU
                                 NTU =
                                        min
           C .   = W C  for either the hot or cold side.
           U = overall conductance fo heat transfer
                  1         a           1	
             = n  u h    A /A. k   A /A,  nET
                o,h  n    V h     c  h  o,c  c
           A = surface area on which U is based (ft2)
           n  = fin efficiency
                                   A-14

-------
The effectiveness is related to the temperatures by the following expression:
e =                                cc,out
                                              C(tc,
G2
29C Vl
IV 4-1
\ i\ • J-
c
-.-ft-
                 max    min( h,in    c,in)    min( h,in ~  c,in)

The reader is referred to Kays and London  (49) for specific definition of the
above nomenclature.  The computer program calculates the overall conductance
                                                                         a/
from given performance data for a specific surface (correlations of St Pr 3
vs. Reynolds number) , the flows, temperatures, and overall configuration.
In addition the pressure drop is calculated from the following expression:
   4P'
                  Entrance        Flow         Core          Exit
                   Effect     Acceleration   Friction       Effect

The friction factor versus Reynolds Number data for the surface must be pro-
vided to the program.  Table A-3 lists the required input information and
Figure A-6 shows a typical output listing.  Figure A-7 is a listing of the
program.

Condensible Heat Exchanger Performance
       The condensing heat exchangers were analyzed using the Log-Mean-Temper-
ature Difference (LMTD) approach.  The principal expression relating heat
transfer to the LMTD is as follows:

                             q = U A F   (LMTD)
where
           F  = correction factor for crossflow and/or multipass arrangement
                (see Figure H4.2 of Fraas and Ozisik  (78))
           U = overall conductance for heat transfer  (provides for a con-
               densing coefficient)
           A = surface area on which U is based
                At  -  AtT
        LMTD =
                  At /AtT
                    O   J
                                    A-15

-------
                                TABLE A-3
                           INPUT DATA FOR PERF
NAMELIST/HX
   HXH
   HXD
   HXL
HX length perpendicular to flow
HX length parallel to flow
HX length direction of cells
inches
inches
       HXH
                    HXL
   cs   •
   cw
Cell size or tube diam.  or tube  +
Fin Diam.
Cell width or fin length on finned
tube
 cW
inches

inches
                                                                   DA/
   NFC
   FT
   NS
   XHR
   AFAT
   XPTC
   ACTOVC
Number of fins per cell
Fin thickness
Number of segments per side #tubes
Hydralic radius
Fin area/total area
Plate thickness
Total heat transfer area/volume
between plates - cold side
N.A. to tubes
inches

feet

inches
Ft2/Ft3
                                   A-16

-------
                           TABLE A-3 (continued)
   AHTOVH

   XKM

   IDIAG


   NTUBE

   SIG
   COND
Total heat transfer are/volume
between plates - hot side
Thermal conductivity of HX
material
Flag for diagnostic output
  1 = Diagnostic output
  0 = No diagnostic output
Total number of tube in bank and
# tubes in first bank facing gas
Free flow area/frontal  area
Thermal conductivity of air
Ft2/Ft3

Btu/hr-ft-°F
NAMELIST/FLOW
   XMDOT
   TIH
   TIC
Mass flow rate
Inlet temp of hot side
Inlet temp of cold side
Lb/min
°F
°F
NAMELIST/HXTYPE
   I FLAG

   DIAMTI

   DIAMTO
   DTH

   DTC
0 - Plain plate fin surface
1 - tube bank
Tube diameter (inside) - only used
if IFLAG = 1
Tube diameter - (outside)
Distance between tube center - bank
side
Distance between tube centers - tube
side
inches

inches
inches

inches
NAMELIST/CHECK
   RHO
   XMLL
   CP
   XPR
Density - value for air and gas
Viscosity
Heat capacity
Prandtl Number
Lb/Ft3
Lb/Ft-sec
Btu/lb-°F
NAMELIST/HC
   IA
   IB
1 - air side HX characteristic table
2 - gas side HX table
    (This enables user to determine effect
     of changing fluid flowing thru each
     side of HX.)
                                   A-17

-------
                          TABLE A-3 (concluded)
NAMELIST/REN

   REYN

   NPT
Reynolds Number - ascending order
Number of Reynolds Number pts
NAMELIST/HT2

   HTRC1          j factor - HX side 1  - match to corresponding
                  Reynolds Number (j =  (h/GC ) Npr/3)


NAMELIST/ERIC1

   FRF1           f:  friction factor -HX side 2
NAMELIST/HT2

NAMELIST/ERIC3

NAMELIST/CONFIG

   ICONFG
Same as above for HX side 2
Number of configurations to be run
Notes:  Tube Bank Crossflow HX

1.  Tube bank size input must be the open area of the first pass  only.

2.  For each configuration each NAMELIST having changed values  must be
    input again
               NAMELIST 1
               NAMELIST 2
               NAMELIST 3
               NAMELIST 2
              Config.  1

              Config.  2  - uses namelist values  from
              Config.  1  for NAMELIST 1  and 3 and  new
              values input in NAMELIST  2.
    a.  The read statement for each NAMELIST with changed  values  must  be
        inside the 5000 DO loop - see program listing  line 35,  3b.

               NAMELIST 1
               NAMELIST 2
               NAMELIST 3
               NAMELIST 4
               Do 5000
               NAMELIST 5
               NAMELIST 6
           These will  be reread for configuration  2  through
           N with new  values.
3.   The NAMELIST input must be in the same order as  the  read statements  -
    program lines 25 through 36.
                                    A-18

-------
DLS,289777,1»50                                                      6 AUG 74   12156123    PAGE

HEAT
~"HEAT
HEAT




EXCHANGER LENGTH
EXCHANGER LENGTH
EXCHANGER LENGTH




HEAT EXCHANGER PERFORMANCE CODE
CONFIGURATION 5
• PARALLEL TO FLOW - INCHES
. PERPENDICULAR TO FLOW «
INCHES
- DIRECTION OF CELLS • INCHES
SINGLE CELL HEIGHT
SINCLE CELL WIDTH -
FLO* PATE • LB/HIN
NUMBER HX SEGMENTS
REYNOLDS HEAT TR. HEAT TRANSFER
NUMBER COEF AREA
(BTU/FT**2 (FT**2)
hR F)
COLO
SIOE
HOT
SIOE
2616. 8531 11.
1234,5896 10.
6940 id, 4537
«731 8.9677
U NTU EFFICIENCY
(8TU/FT**2
HR F)
• INCHES
INCHES


PRESSURE
DROP
(IN H20)
.1226
1.7211
QROT
CBTU/HR)
COLE SIDE I-OT SIOE
1.173 15.000
15.000 1.173
7.137 7.137
.195 .16fl
.544 .249
75.000 2.070
9 9
INLET OUTLET
TEMP TFHP
(F) CF)
1«0."0000 146.5342
400.0000 181.4632

                         6,6109    1.8359     ,8405    7056.9897








                             TERMS I AND 3 OF 1/U EQUATION



                                   TERM 1     TEPM 3



                                   .09640       ,05487








                                 EFFICIENCY COEFFICIENT



                                              149.4011





                             Figure A-6.  Typical Output Listing

-------
                  DL3,289777.1,50

• FOR PERF.PERF
DATE, TIME,  LEVEL OF OUTPUT ELEMENT!  26  AUG  74   14100(00)
FORTRAN VI  ISO VERSION 2.9
                                                                                 28 AUG 70

                                                                                 28 AUG 70
          14|00|43   PAGF

          OOlOfllOO.321
MAIN PROGRAM

STORAGE USED (BLOCK,  NAME,  LENGTH)
0001 *COOe 041267
0000 *OATA 00)332
0002 *BLANK o.ioooo
EXTERNAL REFERENCES (BLOCK, NAME)
0003 T8LP
0004 NRNL«
OOOS NEXP6I
0006 TANH
0007 EXP
0010 NWDUI
0011 NI02S
0012 N3TOPJ
STORAGE
0001
0000
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R
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ASSIGNMENT FUR VARIABLES
000332
001023
001177
001137
000677
000450
000543
000415
000371
000067
000430
000363
000105
000055
000255
000161
000411
000400
000021
000002
000073
000421
000121
000031
000033
000065
10L
1460F
1600F
2000L
337G
59L
65L
AC
AHTOVH
C
CMIN
D
DP
ETAF
FP.F1
HTRCI
I
IFLAG
NFC
NTU
RHO
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(BLOCK, TYPE, RELATIVE
000661
000366
001226
000602
001066
000522
000763
000417
OOOllS
000025
000375
000'433
000404
000113
000313
000217
000405
000437
000410
000351
000374
000422
000436
000037
000041
000035
1000F
1SL
1610F
304G
417G
60L
80L
ACTOAH
AREA
CA
COND
OCOEF
OTC
ETAO
FRF2
HTHC2
IA
MN
NHXCON
NTUBE
SIG
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R
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000657
001175
001247
000620
000404
000167
000767
000370
000071
000426
000047
000111
000403
000361
000023
000005
000406
000000
000407
000413
000103
OOOU7
000434
000372
000416

1200F
150L
1620F
310L
SOL
600L
SSL
ACTOVC
AREAA
CAIR
CP
OELTAP
OTH
F
FT
HXD
IB
H8PV
NPT
NUSLT
SIGMA
TI
TOM
XKM
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000663
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000625
000422
000220
000272
000061
000420
000427
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000401
000365
000015
000045
000003
000367
000425
000027
000435
000077
000377
000424
000057
000051
                                                                                             tsooF
                                                                                             1510F
                                                                                             I65G
                                                                                             520L
                                                                                             55L
                                                                                             610L
                                                                                             <»L
                                                                                             AFAT
                                                                                             AVGAlN
                                                                                             CGAS
                                                                                             CS
                                                                                             DIAMTI
                                                                                             E
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  000130
  000631
  000446
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R 000355
R 000414
R 000357
R 000431
R 000017
R 000402
R 000432
R 000107
R 000043
R 000007
I 000373
I 000013
I 000412
R 000123
R 000353
R 000376
R 000423
R 000053
R 000063
160L
173G
330L
58L
620L
A
AH
e
CMAX
cw
DIAHTC
EFF
FF
HTN
HXL
IDIAC
NC
NTP
REVN
TA
TIM
UINV
XM
XPT
                                                  Figure A-7.  Program PERF Listing

-------
 OLJ,289777,1,50
28 *UG 74   14IOOI4S   PAGE
00101
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00101
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00104
00105
00106
00107
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00161
00164
00167
00167
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00172
00175
00177
00200
00201
40202
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00205
00206
00207
00210
00211
00212
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00214
00215
00216
00217
00220
1*
2*
)*
4*
5*
6*
7*
8*
9*
10*
11*
12*
D*
14*
15*
16*
17*
18*
19*
20*
21*
22*
2)*
24*
25*
26*
27*
28*
29*
)0*
31*
32*
))*
)4*
)5*
)6*
37*
38*
39*
40*
41*
42*
43*
44*
45*
46*
47*
48*
49*
50*
51*
52*
53*
54*
55*
56*
57*
58*
59*
60*






















C
c
C













c
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    RC*L  H3PV.NTU
    DIMENSION  HXHC2)fHXOC2>,HXU2),C3<2),NCC2),FA(2),CW<2),NFC(2).
   1FT(2>,CA(2),N3{2).XGC2),XMDOT<2),XREC2J,XHR{2),XMU(2).'HTN<2),
   2HTC(a),CP(2),XPR{2),XMe2),ETAFt2),XU(2),AFAT(2).XPT<2).XPTC(2).
   )CC2),AREAA<2),RMPC2.2),SPECVL<2,2),3IGMA(2),«8PVC2).OP<2).FF(2).
   4DElT*P(2)iETAO(2)rAReA(2)fTI(2),TO(2)
    DIMENSION  REYNC30>,HTRClC)0>rHTRC2()0),FRFl()0),FRF2{)0)
    DIMENSION  NTUBE(2J,TA(2J
    DIMENSION  AC2),BC2),FC2>,DC2),E(2)
    NAME11ST/CONFIG/ICONF6
    NAMEUIST/HX/C3.CW,NFe,FTfXHR,AFAT,XPTC,ACTOVC,AHTOVH,XKM,TOIAG,
   *            SIG.COND
    NAMEUI3T/VAR/HXH,MXO,HXU»N3,NTUBE
    NAMEl.IST/Fl.OW/XMDOT,TIH,TIC
    NAMELI3T/HXTYP£/IFUAG,t>IAMTI*DUrtTO,DTH,OTC
    NAMEUI3T/CHECK/RHO»XMUfCP»XPR
    NAMEI.I3T/HC/IA,I8
    NAMELI3T/REN/REYN,NPT
    NAMEUI3T/HT1/M7RC1
    NAMELI3T/FRIC1/FRF1
    NAMEUI3T/HT2/HTRC2
    NAMELI3T/FRIC2/FRF2

    READ  INPUT

    REAOC5,HX)
    REAO(S, CONFIG)
    READ(5»HXTYPE)
    REAOC5, CHECK)
    READ(5,HC)
    READCS.REN)
    READ(5,HTl)
    READ(5,Pf»Ipl)
    REAO(5,HT2)
    READ(5,FRIC2)
    REAO(5,FLO«)
    00 5009 NHXCON*1»ICONPG
    REAOtS.VAR)

    DETERMINE  HAS3 FLOW INTO HEAT EXCHANGER

    DO 100 I«l,2
    IF(IFLAG.EOil) GO TO 600
    NC(I)»HXH(I)/C3(I)
    FA(tiiCH(Ij*C3(I)-NFCtI)*CW(I)*FT(I)
    CACI)«FA(I)*NC(I)*N3(I)
    GO TO 610
600 IF(I,EQ.2) GO TO 620
    NC(I>«NTUaE(I)
    FA(I)«HXUCIJ*HXH(I)
    TA(TJ«(),141S«(01AMTI«*2))/41
    CA(I)«NC(I)*TA(I)
    GO TO 610
620 NC(I)«NTUBE(I)
    N3CI)»NCCI)
    FA(I)«HXL{I)*HXH(I)
    CA(t)iFA(I)*3IG
610 XG(I)i(XMDOT(I)*144,)/CA(I)
    XREa)«(XHR(I)*XG(I))/(XMU(I)*60.)
                                        Figure A-7.  Continued

-------
 DLS,289777,1.50
                                                                   28 AUG lit   11100143   PACE
00220
00220
OR220
00221
00223
0022!
00226
00227
00230
00232
Ort234
0023!
0023T
002*0
00211
00241
00201
00241
00242
00244
00246
00247
00250
00250
00250
00250
00251
00252
002S4
00255
00256
00257
00260
00261
00262
00264
00266
00267
00270
00271
00272
00273
00274
00275
00276
00277
00300
00301
00302
0(1302
00302
00302
00303
00306
00307
00311
00312
00313
00316
00317
61*
62*
63*
64*
65*
66*
67*
6A*
69*
70*
71*
72*
73*
74*
75*
76*
77*
78*
79*
ao*
81*
62*
83*
84*
85*
86*
87*
88*
89*
90*
91*
92*
93*
94*
95*
96*
97*
98*
99*
100*
101*
102*
103*
104*
105*
106*
107*
108*
109*
110*
111*
112*
113*
114*
115*
116*
117*
118*
119*
120*
C
C
C












C
C
C





C
C
C























C
C
C








    TABLE  UOOK-UP

    IFCI.E0.2)  CO  TO  10
    IF(tF|_AG.E0.1)GO  TO  9
    CALL  TBLPCXRe(IA),REYN,HTN(IAJ,HTRCl,NTP,OJ
    CALL  TBUP(XRE(IAJ,REYN,FF(IA),FHFl»NTP,l)
    60 TO  10
  9 IF(X«EC1).LT.2000.)  FF(l)«6«i/XReCl)
    IF(xRECl).GT.aoOOf)  *f Cl >«. 184/CxRE < 1 )**.2J
    NU3LT«,022*CXREC1)**.8>*CXPR(1>**,667)
 10 IF(I.EQ.l)  60  TO  15
    CALL  T8LPCXR£CIBJ,REYN,HTNCIB),HTRC2,NTPfO>
    CALL  TaLP(XRECIBi,REYN,FF(IB),FRF2,NTP,l)
 IS CONTINUE

    DETERMINE HEAT TRANSFER COEFFICIENT

    IFCIFLAG.EQ.O) GO TO 50
    IF(I.EQ.2)GQ TO SO
    HTCCl)»(NU3LT*CGNO*12.)/niAMTI
    GO TO  55
 50 HTC(I)«CHTNC I) *XGC1)*CP(I)*60.)/XPR (!>*«. 667

    DETERMINE U

 55 XM(I)«((2.*HTC(I)*12.)/(XKM*FTCnn**,5
    IFCIFLAG.EO.O 60 TO 58
    GO TI; 59
 58 XLCn«((COTHfDTC)/2.)-DIAMTO)/(a,*12.)
 59 ETAF(Ij»TANH{XMf I j*XL(I)l/CXMCI)*XLtI))
    ETAOCI)«l.-AFATCI)*(l.-£TAF(n>
    XPT(I)»XPTC(I)/12.
100 CONTIHOE
    IF(IFLAG.EO.l)  GO TO 60
    AH»A^TOVH*N3C2)«CHXH(2)*HXDC2)*CWC2))/1728.
    ACBACTOVC.NSf l)*tHXM(l)*HXD(l)*CW(l) )/1728.
    GO TU 65
 60 AC»3. 1415*01 AMTO*HXO(1)*NC{ I)/ 144.
    XPA83«HXL(1)/HXL(2)
    AHaAHTQVH*(HXH(a)*HXD(2)*HXL(2)*XPA33)/l728.
 65 CONTINUE
    ACTQ»H«AC/AH
    AVGA4«(AH*AC)/2.
    TERMl«
-------
D 1.3,289777,1.50
28 AUG 74   14IOOIU3    PAGE
00320
00321
00322
00323
00323
00323
00323
00324
00325
00326
00326
00326
00326
00327
00330
00331
00331
00331
00331
00332
00333
00334
00335
00336
00341
00343
00341
00346
00350
00351
00352
00353
00354
00355
00356
00357
00360
00361
00362
00363
00364
00365
00367
00370
00371
00372
00373
00374
00374
00374
00374
00375
00377
00377
00415
00416
00421
00421
00416
00436

121*
122*
123*
124*
125*
126*
127*
128*
129*
130*
131*
132*
133*
134*
135*
136*
137*
138*
139*
140*
141*
142*
143*
ia*CTIH-TOH)*60.
TOC«TIC+(QDOT/CXMOOT(1)*CP(1)*60.J)
C
C DETERMINE PRESSURE DROP
C
SPECVL(t,lj»13.33
3PECVLCl,2)«13,6S
SPECVL(2,l)»21.74
3PECVL(2,2)»14,08
DO 430 MN»1,2
IFCIFL*S.E0.1.AND,MN.IO.I) XHR C 1 j«2.*XHR C 1 )
AREA* MN)»HXD(MN)*4./( XHR (MN)*12,>
IFUPHG.eo.l.'AND.MN.EQ.l) XHRC 1 )»XHR( 1 )/2.
IFCIPLAG.EQ.l) GO TO 80
SIGMA (MN)»N3(MN)*NC(MN)*FA(MN)/(HXH(MN)*H XL (f*N) )
GO TO 65
80 3IGM(l)«CA(l)/FACl)
SIGM»(2)«3IG
85 CONTINUE
HSPv(MN)»(3PECVU(MN,l)»SPECVL(MN,2))/21
ACMN)«(CXG(MN)**2)*3PECV(.CMN,l))/(2,*32 .2*3600,)
B(MN)*(l,+SIGMA(MN))
F(MNJ«(CSPECVL(MN,2))/CSP£CVLCMN, t)))-l.
D(MN)»(FF(MN)*AREAA(MK.))
ECMN)«M3PV(MN)/SPECVUMN»1)
DP(MOaA(MN)*((P (MN) *F(MN)) + {D(MN)*£(MN)))
OELTAP(MN)»DP(MN)/C 144.*, 036125)
420 CONTINUE
AREA(1)«AC
AREA(2)aAH
TI ( 1 )«TIC
TI(2)»TIH
TO(1)»TOC
TO(2)«TOH
C
C PRINT OUTPUT
C
IF(IUIAG,EQ.O)GO TO 2000
KRITE(6,1200)AH,AC,U,EFF,TOH,TOC, ACTOAM,CMIN,CMAX,OCOT
*,AVGAW,NTU
1200 FORMATC1H1.13F9.3)
00 1100 Ul,2
HRITE«t,'1000)HXHCI),HXI)CI),HXL(I)> FA ( I ) , CA ( I ) , XG ( I ) , XRE ( I) .
*HTC ( I ) , OP U ) , DEIT AP ( I ) , NC < I )
WRITE (6, 1000) XM(n,XL(I),ETAF(I),ETAO(I),AREAA(I),SIGMA(!),
*M3PV(IJ,HTN(I),FF(I)
Figure A-7. Continued

-------
  013,289777,1,50
                                                                    28  AtG  71    1HOOI43    PACE
00151
00460
00161
00163
00164
00175
00175
00175
00175
00175
00175
00175
00175
00176
00500
00512
00512
00512
00512
00513
00511
00526
00526
00526
00526
OP 526
00527
00530
00530
00546
00516
00546
.K, 00516
i 00546
£00546
00547
00555
00555
00556
00562
00562
00563
00566
00567
00571
00572
181*
182*
183*
184*
185*
186*
187*
188*
189*
190*
I'l*
192*
193*
194*
195*
196*
197*
198*
199*
200*
201*
202*
203*
204*
205*
206*
207*
208*
209*
210*
211*
212*
213*
214*
215*
216*
217*
218*
219*
220*
221*
222*
223*
224*
225*
226*
     WRITE (6, 1000) A(I),BCI),F(I),OCn»E(I>
1000 FORMAT(10F10.4,I5J
1100 CONTINUE
2000 CONTINUE
     WRITE (6, 1100) NHXCaN,HXDOK3m,C3C2),C»'Cl>,CW(2J.XMDOT(l),XMOOT(2),NSm,N'SC2>
1«60 FORMATC52X, 'TUBE DIAMETER - INCHES ', 9X, F9 .3, //52X,
    1       'TUBEtFlN OUSTER - INCHES '. 19X, F9 .3, X/52X,
    2       'FIN LENGTH - INCHES',12X,F9.3,5X,F9,3,//,52X,
    3       'FLO- RATE » L8/MIN',13X,F9,3,5X,F9,3,//,52X,
    a       'NtJKBER HX TUBES' ,2lX, 12, 12X, 12, ///)
 160 CONTINUE
     WRITE(6,1510)XRE(1) , HTC(1),AREA(1>,DELTAP(1),TICO,TO<1 1,
    *XREC-n,HTCC2),AREAC2),OELTAP<2),TIC2),TO(2)
1510 FlORM4T(Jl<, 'REYNOLDS', 2X, IHEAT TR. ' , IX, ' HEAT TRANSFER ' ,5X,
    l'PRE3SUSE',3X, 'INLET'.SX. 'OUTLET ',/, 32X,
    2'NUM1ER',5X, 'COEF' ,10X,iAREA',llX, 'DROP' ,6X,'TEHPI,7X,'TE^P',/10X,
    3'(ST.J/FT**2',5X, ' (FT**2)',9X, ' (IN  H20) ',1X, ' (F) >,7X, ' (F j ' , 5X , /1?X ,
    1'HR F)' ,//22X, 'COLDI,3X,2F10,1,5X,F10.1,5X,3F10.1,/22X, 'SIPF',//,
    522X, 'HaT',1X,2F10,1,5X,F10.1,5X,3F10.1,/,22X, 'SIDE'.///)
     WRITE (6,1 60 0)U,NTU,EFF»QDOT
1600 FORMATfJIX, 'U',8X, ' NTU ' , IX, ' EFFIC IENCY ' , 3X , ' ODOT ' , /,'flOX .
    1  ' (RTU/FT**2',21X, ' (8TO/HR) < , /,12X, 'HR F)',//,38X,3F10.1,2X,F10.1)
     WRITE(6,1610)TER«1,TERM2
1610 FORMATC///,16X, "TERMS 1 AND 3 OF 1/U EQUATION ', //52X, ' TERf  1',
    *5X, 'TERM 3I,//,18X,F10.5,2X,F10.5J
     WRITE(6,1620) DCOEF
1620 FORMAT(///,50X, IEFFICIENCY COEFFICIENT ' ,//,6lX, F10 .«)
5000 CONTINUE
 BOO STOP
                                * CROSS REFERENCE  BY  SEQUENCE  NUMBER  *
A 1
AC I
ACTCAHl
ACTQVCl
AFAT |
AH I
AHTCVHl
AREA I
AREAA 1
0106
0267
0275
0110
0103
0266
0110
0103
0103
0356
0271
0377
0267
0110
0273
0266
0367
0343
0363
0275


0260
J275
0273
0370
(1361
0451
0276



0276

0530
0136
                       0300   0367   0377
                       0300   0301   0324    0370    0377
                                         Figure A-7.  Continued

-------
                  Ot»,2MT7T,l/50

• ran TSL>."THP „  :     ...     •
DATE. TIHI, LEVEL 'OF  OUTfUT ELEMENT! 28 AUS 74  14lOOCOOi
FORTRAN VI  180 VERSION I,'*
                                                                                •18  AUG  74

                                                                                18  AUS  74
                                                                               14100141    PAGE

                                                                               ootooioi;784
                                    tt
   SUBROUTINE TBL>      ENTRY POINT OOOtOi

   STORAGE USED (BLOCK, NAME, LENGTH)
         0001
         0000
         0002
            •CODE
            • DATA
            •BLANK
      000123
      000024
      000000
   EXTERNAL REFERENCES (BLOCK, NAME)

         0003   NERR3S
   STORAGE ASSIGNMENT FOR VARIABLES (BLOCK. TYPE, RELATIVE LOCATION,  NAME)

                                                      0001    00005* 20L
0001   000033 1L
0000 I 000000 I
           0001   000041 2L
           0000 R 000001 RX
0001   000022 ••••
0101
0101
010*
0101
0101
on*
0101
0101
0121
0103
0107
0104
0111
0120
0107
0121
0112
0121
0120
                                0113    0120    0121
                                                           Figure A-7.  Continued

-------
                  DL3,289777,I,50
                                                                  28 AUS 74    IfllOeHJ    PAGE
      • ELT RNDK,1,740828, SOaOO
000001
OR0002
000003
000004
000005
000006
000007
oooooe
000009
000010
000011
000012
000013
000014
000015
000016
ooooir
000018
000019
000020
000031
SHT1
SHX CS«,377, .1675, CW», 47, ,2U9,NFC«3, 2, FT», 006,. 006, XHR«. 0301 «, .009196,
    AFAT«.719,.769,XPTC»,00*,,006f ACTOVC«188, » »HTQVH«393. .XKf«120 ..
    IOIAG«1  SEND
SCONFIG ICONFG«2   SEND
JHXTYPE IFLAG«O  SEND
SCHECK HHO»,075,,0733,.0«6,,071,XMU».000013,.OOOOl5S,CP«.2a,.26.
     XPH«.72,,7  SEND
SHC IA«1,I8«2  SEND
S4EN RSVK»300., 400., 300., 600., 800,, 1000., 1200., 1500., 3000., 3000., 4000.,
          9000. ,6000., 7000. ,8000, ,9000,, 10000. ,NPT«17  S^ND
     HTi*Cl«. 01 3,, Oil,, 0095,, 0085,, 0073.. 0065,. 0061,. 0057,. 0055.. 0052.
           ,0048,. 0045, ,0043,. 004, ,00397 ,.0038,, 0037  SEND
       'P.Fl«.057,.047,,037,,03,.023,.019,.017,,0!«6,,01J..OH..009Y8,
            ,00913, .0087, ,0082, .0081, .0078,. 0076  SEND
SHT2 HTHC3". 0122,. 0098,, 0083,. 0073, .0059, .005, . 0044 , .0038. .0033, .0032,
           ,0033,. 0032,. 00322,. 0032,. 0031,. 003,. 00298  SEND
SFRIC3 "Fa«.05J5,.0411,.OJ36,.0385,.033,.018l,.OlS9,.qi3B,.01145.
            ,0096,. 0089,. 0036,, 0082,, 0078, .0076, .0073, ,"0072   SENP
SFLOW XHDOT«75.,2.07,TIH«S1)0.,T1C»70.  SEND
SVAR HXHI20.0, 1.508, HXDil. 508, 20.0, HXL'IS.0, 15., NSB18, 18  SEND
SVAR HXH«201(2,33,HXO«2,33,20.,HXL«10,, 10,,NS«13,13  SEND
      END CUR,    ISO VERSION 2.14
                                                          Figure A-7.  Concluded

-------
           At  = temperature difference between streams at the inlet  (greatest
                 temperature difference)
           AtT = temperature difference between streams at the exit  (least
             la
                 temperature difference)

       The overall conductance is calculated as before for the noncondensible
portion and a heat transfer area determined to achieve an effectiveness to
reach the dewpoint.
       The condensing heat transfer coefficient was estimated using a proce-
dure outlined by McAdams  (50) in Chapter 13, Part IV.  The situtation is one
of a condensible in an otherwise noncondensing medium.  This produces a heat
transfer coefficient different from either a pure condensing stream or pure
forced convection.  The procedure is as follows:
       A partial resistance 1/U1 is calculated which consists of only
       the resistances on the cold side, the dirt deposit, the tube
       wall and the condensate film:
                                      i_  + 	i	+ _L
                                     V /A     k A /A    h
                                      w  v     w w  v    m
       The overall heat transferred balance from the cold side to the
       gas and condensing stream is then

              q" = uMt. - t )  = hQ (t  - t.)  + A[KG(P  - P.)]

                                 sensible heat    latent heat

       where
           hr = forced convection heat transfer coefficient on the gas side
                (Btu/hr-ft2°F)
           A  = latent heat of condensation Btu/lbm
           Kr = mass transfer coefficient through gas film (Ibs vapor con-
                densed/hr-ft2)
           tT = temperature of cold stream
            Lt
           t  = vapor temperature
                                     A-27

-------
    t. = interface, temperature between condensed layer and gas
    P. = vapor pressure of water at t.
    P  = vapor pressure of water at t

One assumes a value of t. and substitutes the vapor pressure and
repeats the procedure until the equation balances.  The total area
required is then determined by graphically or otherwise integrating
the following expression:
                                  :i - tL)
This must be done stepwise proceeding through the heat exchanger.
A rough guess  (and this is what was done) on the resulting over-
all heat transfer coefficient to any location may be found by
using the following expression:
                        h =
By looking at this value of h at the inlet and outlet conditions
an average value may be chosen to estimate the overall area re-
quired for the condensing portion of the exchanger.  Mass trans-
coefficients can be determined from the expression:
                  KGPnm   f  Hv  r3   O._023
                                       

where

    pv
     n  * Schmidt Number * 0.6 for water vapor in air
   pv v
    P   = log mean vapor pressure of the noncondensible portion
          at t. and t

    ND = Reynolds number of the vapor
     K
Pressure drops were calculated using the computer program as before
but using the total heat transfer volume.

                             A-28

-------
                                 TECHNICAL REPORT DATA
                          (Please read Instructions on the reverse before completing/
 1. REPORT NO.
 EPA- 600/2 -76-097
                                                       3. RECIPIENT'S ACCESSION-NO.
4. TITLE AND SUBTITLE
Feasibility of a Heat and Emission Loss Prevention
System for Area Source Furnaces
                                  6. REPORT DATE
                                   April 1976
                                  6. PERFORMING ORGANIZATION CODE
                                                        Project 7089
7. AUTHOR(S)
 R.A. Brown, C.B. Moyer, andR.J. Schreiber
                                  8. PERFORMING ORGANIZATION REPORT NO.

                                    FINAL REPORT 74-117
9. PERFORMING OR3ANI2ATION NAME AND ADDRESS
Aerotherm Acurex Corporation
485 Clyde Avenue
Mountain View, California 94042
                                   10. PROGRAM ELEMENT NO.
                                   1AB013; ROAP 21ADD-042
                                  11. CONTRACT/GRANT NO.

                                  68-02-1318, Task 5
 12. SPONSORING AGENCY NAME AND ADDRESS
 EPA, Office of Research and Development
 Industrial Environmental Research Laboratory
 Research Triangle Park, NC  27711
                                   13. TYPE OF REPORT AND PERIOD COVERED
                                   Task Final; 2-10/74	
                                   14. SPONSORING AGENCY CODE
                                    EPA-ORD
is. SUPPLEMENTARY NOTES Task officer for this report is W. B. Steen, Mail Drop 61, Ext
2825.
16. A6STRACTThe reporf gives results of a. brief study to determine the feasibility of
candidate concepts for simultaneous heat and air pollutant recovery from the exhaust
of domestic-size furnaces.  Among the concepts investigated were improved heat
exchanger design,  vent dampers and heat pipes, and post-combustion emission
control devices such as filters and wet scrubbers.
                             KEY WORDS AND DOCUMENT ANALYSIS
                 DESCRIPTORS
                                          b.lDENTIFIERS/OPEN ENDED TERMS
                                               c. COSATI Field/Group
Air Pollution
Heat Recovery
Combustion
Furnaces
Flue Gases
Exhaust Systems
Heat Exchangers
Vents
Damping
Pipes (Tubes)
Filters
Scrubbers
Air Pollution Control
Stationary Sources
Domestic Heating
Vent Dampers
    Scrubbers
13B
20M,13A
2 IB
        13K
                                 07A
 8. DISTRIBUTION STATEMENT

 Unlimited
                      19. SECURITY CLASS (ThisReport/
                      Unclassified
                         21. NO. OF PAGES
                             183
                      2O. SECURITY CLASS (Thispage)
                      Unclassified
                                               22. PRICE
EPA Form 2220-1 (9-73)
                                       F-l

-------