United States
              Environmental Protection
              Agency
        Office of
        Solid Waste and
        Emergency Response
     oEPA
DIRECTIVE NUMBER: 9939.0
TITLE: Guidance on RCRA Overfillng

APPROVAL DATE: 5/19/86
EFFECTIVE DATE: 5/19/86
ORIGINATING OFFICE: OWPE
Q FINAL
D DRAFT
 LEVEL OF DRAFT
   DA — Signed by AA or DAA
   D B — Signed by Office Director
   DC — Review & Comment
REFERENCE (other documents):
  OSWER      OSWER     OSWER
VE   DIRECTIVE   DIRECTIVE   Dl

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 c/EPA
              United States Environmental Protection Agency
                     Washington, DC 20460
      OSWER Directive Initiation Request
                                                               Interim Directive Number
                                                                       39,
                                        Originator Information
Name of Contact Person
Lloyd Guercl
                Mail Code
                      WH-527
                                                   Telephone Number
                                                     382-4808
Lead Office
   D OERR
   G OSW
D OUST
13 OWPE
D AA-OSWER
                                            Approved for Review
                    Signature of Office Director
                         Date
Title
      :  Guidance  on RCRA  Overfiling
Summary of Directive
         Guidance on  overfiling  a state's authority  in  RCRA  enforcement
         actions, when  a state has  failed to act promptly or inappropirately.
         Memorandum  issued  by A.  James  Barnes Deputy Administrator.

         Jurisdiction/venue (CWA/CAA/RCRA)
         Authority  inadequate
Type of Directive (Manual, Policy Directive. Announcement, etc.)
          Guidance
                                               Status
                                                  D Draft
                                                  0 Final
                                                                     CD New
                                                                     I	I Revision
Does this Directive Supersede Previous Directive(s)?   |  | Yes   |  | No
If "Yes" to Either Question. What Directive (number, title)
                                    Does It Supplement Previous Directive(s)?   [J Yes   |  | No
Review Plan
   D AA-OSWER   D OUST
   D OERR       D OWPE
   D OSW       D Regions
                D OECM
                D OGC
                D OPPE
                                   D
Other (Specify)
This Request Meets OSWER Directives System Format
Signature o
Office Directly
        licer
                                                            Date
Signature of OSWER Directives Officer
                                                            Date
EPA Form 1315-17 (10-85)

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I" JiJ^ i         UNITED STATES ENVIRONMENTAL PROTECTION AG .NCY

      /                     WASHINGTON. DC.  20460
                              MAY I 9 1986
                                                              OFFICE OF

                                                           THE ADMINISTRATOR
      SUBJECT:  Guidance on RCRA Overfiline

      FROl-i;     A. James Barnes
                Deputy Administrator

      TO:       Regional Administrators, Regions I-X
                Assistant Administrator, OSWER
                Assistant Administrator, OECM
                General Counsel
           In several recent administrative enforcement cases, EPA
      has been required to address the issue of EPA's authority to
      "overfile" under RCRA--tVat is, to file an enforcement action
      when a state has acted to enforce the sa^e requirements.  Because
      the administrative decisions did not conclusively resolve the
      point. I asked the General Counsel for an opinion on the issue.

           In response, the General Counsel recently issued an opinion
      concluding generally that RCRA itself imposes no legal restric-
      tions on overfiline, but that the Administrator may adopt
      appropriate policies limiting the circumstances under which EPA
      may overfile, or recommend overfiling to the Department of
      Justice.  A copy of that opinion is attached.

           1 have also asked the Agency's staff offices concerned with
      RCRA enforcement to determine, in consultation with our Regional
      offices and states administering authorized RCRA programs, whether
      there is a need for additional guidance on overfiling.  That
      effort is now underway.  Unless and until additional guidance is
      Issued. Regional decisions on overfiline under RCRA are to be
      governed by this memorandum and existing guidance on the subject.

           Regions should continue to overfile RCRA enforcement actions
      when the state fails to take timely and appropriate action.
      Overfiling should be employed in cases where the state's action
      is clearly inadequate.  In determining whether an action is
      inadequate, the Regions should look to the June 26, 1984 guidance
      document entitled "Implementing the State/Federal Partnership in

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                                                                        0
                               -2-
Enforcement:  State/Federal Enforcement Agreements" and the
"Enforcement Response Policy," issued December 21,  1984 for
further assistance.

     Regions should make every effort to assure that there has
been thorough consultation with the state before overfiline.
If the Regional enforcement office has concerns about whether
the relief requested and penalties to be assessed by the state
comport with FPA's oversight policies on enforcement response
pnd penaltv amount, these concerns should be made known to the
state before the state matter proceeds to judgment  or settlement
It should be emphasized that coordination and cooperation with
the states in advance of issuance of compliance orders regarding
the appropriateness of the terms of those orders will eliminate
many of the instances where overfilings are necessary.

     In order to assure that full consideration has been given
to these actions, and their potential effects on Federal/State
relations, the Region's senior manapers--i.e.,  Waste Division
Director and Regional Counsel (or higher level, if  desired)--
should review and approve these cases for filing.


Attachment

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             UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

                      '  WASHINGTON. D.C. 20460
                                                          OFFICC or
                                                        GENERAL. COUNSEL
                             MAY -9  ^  •
MEMORANDUM
SUBJECT:  Effect on EPA Enforcement of Enforcement
          Action Taken By State With Approved RCRA
          Program
FROM:     Francis S. Blake
          General Counsel (A-130)

TO:       -Lee M. Thomas
          Administrator
Question

     If a state takes enforcement action under an approved
RCRA prograra, does RCRA bar a subsequent federal  action to
remedy the same violations?  Does the answer hinge on whether
the state action was tin.ely or appropriate?

Answer

     RCRA allows the Administrator to exercise complete
prosecutorial discretion in deciding whether to commence
federal enforcement when a state has taken action.  The
contrary reading -- that RCRA bars such actions -- is
unsupported by the statute and legislative history.  Such a
reading would bar any federal action when the state had enforced
regardless of the timeliness or appropriateness of the state
action.

Introduction

     On May 10, 1985, an EPA Judicial Officer entered a final
order in the matter of BKK Corporation, Docket No. IX-84-0012
(RCRA (3008) 84-5).  That order dismissed an administrative
enforcement action brought by EPA Region IX against the corpora-
tion for violations of various provisions of the Resource
Conservation and Recovery Act (RCRA), on the basis that RCRA
barred a federal action If a State had taken "timely and appro-
priate" enforcement action.  On petition for reconsideration
filed by several EPA staff offices, the Administrator, on

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                             -2-


October 28, 1985, dismissed  the complaint, but  ruled  that  the
earlier BKK decision would "have  no  precedential  effect."
Decision on Reconsideration at A.

     This opinion examines the effect  of  state  enforcement on
EPA enforcement under RCRA.   As the  exchange of pleadings  in the
BKK matter makes clear,  EPA staff  agreed  with the  industry
respondent that EPA should generally not  take civil enforcement
action if a state has taken timely and appropriate enforcement
action, but contended that this was  a  policy matter,  not a
requirement of statutory or case  law.   The dispute is not a
trivial one.   As we show below, if RCRA limits  federal enforcement
based on prior state enforcement,  it would be difficult to
confine those limits to  cases where  the state action  is timely
and appropriate.  It is  our opinion  that  EPA's  decisions whether
to defer to prior state  enforcement  are a matter of enforcement
discretion and policy, not statutory requirements.

     Below, we examine RCRA,  other relevant statutes, the
legislative history, and judicial  decisions bearing on the
effect of enforcement by approved  RCRA states.


Discussion
     A.  Relevant Statutory Provisions

     The starting point in analvzire  the  Administrator's
enforcement powers under RCRA is the  language of  the  statute.
Section 3008(a)(1) authorizes the Administrator,  except as
provided in Section 3008(a)(2),  to take an  enforcement action
whenever he determines that anyone has violated a Subtitle C
requirement. \J  Section 3008(a)(2) states:


               In the case of a  violation of any
          requirement of this subtitle where such
          violation occurs in a  State which is
          authorized to carry out a hazardous
          waste program under section 3006, the
          Administrator shall give notice to the
          State in which such violation has
1/   After a state program has been approved,  it operates "in
~~    lieu of the Federal program .  .  .  ."   Section 3006(b).
The requirements of an authorized state program are
considered Subtitle C requirements.

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                              -3-

          occurred prior to issuing an order or
          commencing a civil action.  21
Section 3008(a)(3) provides that EPA's enforcement action may
include revocation of a state-issued RCRA permit.

     On the face of the statute, the only prerequisite to an
EPA enforcement action in an authorized state is a finding
that a violation of the authorized state program has  occurred
or is occurring and that notice of EPA's intent to take action
has been provided to the state.  Once EPA fulfills the Section
3008(a) requirements, it may issue an administrative  order
requiring compliance with applicable Subtitle C requirements,
impose administrative penalties, suspend or revoke the violator's
RCRA permit (whether issued by EPA or the state) ,  and seek
judicial relief in federal district court.

     It has been argued, however, that Section 3006 of the Act
somehow restricts EPA's enforcement authority.  Section 3006
governs "Authorized State Hazardous Waste Programs,"  and
Section 3006(d) provides:

     (d)  Effect of State Permit. -

          Any action taken by a State under a
          hazardous waste program authorized under
          this section shall have the same force
          and effect as action taken by the
          Administrator under this subtitle.

This provision was the principal statutory basis for  the Judicial
Officer's May 10, 1985 decision.  He read it as limiting the
otherwise broad federal enforcement power under Section 3008 and
concluded that under the statute EPA can only overfile when a
state's action was untimely or inadequate.  We believe that
this reading of the statute is erroneous.  First,  the "timely
and appropriate" qualifications that the Judicial  Officer
relied on simply cannot be found in the text of Section 3006(d) .
To read Section 3006(d) as applying to state enforcement actions
thus raises serious problems.  If any enforcement  action taken
by the state has the same force and effect as an EPA  enforcement
action, EPA would never be able to take an enforcement action
regardless of the inadequacy of a state action.  A settlement
2_/   Prior to 1980, EPA was required to provide states  with  30
     days' prior notice.  The 30 day waiting  period  was deleted
in 1980, Solid Waste Disposal Act Amendments  of 1980, Pub. L.
No. 96-482, « 13, 94 Stat. 2234, 94 Stat.  2339-30, and  now EPA
need only provide "notice."

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                              -4-


or judgment binding on the state would,  under  this  reading,
also bind EPA under principles of res judicata.   Se e,  e.g.,
Brown v. Felsen. 442 U.S. 127, 131  (1979)  (final  Judgment  on
merits bars further claims by parties or their privies based  on
the same cause of action); Montana v. United States,  440 U.S.
147, 153 (1979).  It is unlikely that Congress would have
buried such an important limit on federal  enforcement powers  in
Section 3006(d), a provision concerning  state  permits.

     On its face, Section 3006(d) does not address  federal
enforcement powers.  Section 3006 is entitled, "Authorized
State Hazardous Waste Programs."  Section  3006(d) itself is
entitled "Effect of State Permit."  Its  principal purpose  is
plainly to assure not only that a state  will have authority to
issue permits, but also that those permits have the same effect,
and are enforceable to the same extent,  as if  they  had been
issued by EPA.

     By contrast, if Congress had meant  to limit  federal
enforcement power, we would expect them  to do  this  in the
enforcement provision, Section 3008.  This expecta'tion is
confirmed by the analogous provision in  the Safe  Drinking  Water
Act.  In Section 1^23, 3_/ Congress specifically required EPA  to

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                               5-

make a finding that a state abused its enforcement discretion
prior to commencement of federal enforcement.  Congress certainly
would have provided similar language in the later enacted  RCRA
had it chosen to impose a similar requirement.  A/

     It has also been suggested that Sections 3006(b)  and  (c)
implicitly limit EPA's authority under Section 3008.   Section
3006(c) provides in pertinent part that "the Administrator
shall, If the evidence submitted shows the existing State
program to be substantially equivalent to the Federal  program
under this subtitle, grant an interim authorization to the State
to carry out such program in lieu of the Federal program pursuant
to this subtitle . . . ."  Section 3006(b) similarly provides
that on final authorization, the state "is authorized  to carry
out such programs in lieu of the Federal program . .  . ."   Some
have contended that these provisions mean that once a  state is
authorized it exercises its enforcement authority in lieu  of
EPA.

     The notion that the "in lieu of" language bars federal
enforcement cannot be squared with the plain language  of Section
3008(a)(2), which requires the Administrator to notify an  approved
state "prior to issuing an order or commencing a civil action
. . . ."  This language has no meaning if the Administrator's
enforcement powers terminate upon interim or final authorization.
, 0
Footnote 3 continued

          (B)(i) the State fails to submit the report
     ^requested by the Administrator within the time
     "period prescribed by the preceding sentence,  or

          (ii) the State submits such report within such
     period but the Administrator,  after considering the
     report,determines that by failing to take necessary
     steps to bring such person into compliance by such
     sixtieth day the State abused  its discretion  in
     carrying out primary enforcement responsibility for
     underground water sources,

the Administrator may comtoenQe a civil action under subsection
(b)(l) of this section,  (emphasis  added)

4/  See also Clean Water Act, Section 402(h), which bars the
    Administrator from seeking a sewer hookup ban  in an
enforcement action against a municipality in a state with
an approved NPDES program if the state has "commenced
appropriate enforcement action . .  . ."  See also  n. 8  and
associated text, infra.

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                              -6-

     In any event, in context the "in lieu of"  language  evidently
refers to the state's implementation of the authorized state
program in lieu of the federal hazardous waste  program,  not  to
whether the state or EPA may enforce the state  program in a
particular case.  Sections 3Q06(b)  and (c) allow the  state to
issue RCRA permits instead of EPA and to substitute its  regulatory
and permitting program for that of EPA.  Without these provisions,
the regulated community would have heen subject to both  state
and federal requirements -- with them, the regulated  community
does not have to comply with the federal requirements in those
areas for which the state has been granted authorization.  J5/

     B.    The Legislative History and Case Law

     While the language and structure of the statute  support
unfettered federal enforcement power in authorized states,
different passages in the legislative history point in different
and inconsistent directions.  The House Report  states that "the
Administrator is not prohibited from acting in  those  cases
where the states fail to act . . .  ."  House Committee on
Interstate and Foreign Commerce Report 94-1461  (Sept. 9,  1976)
at 31, U.S. Code Cong, and Admin. News, 94th Cong. 2d Sess.
(1976) at 6261.  This language certainly suggests some sort of
limitation on federal enforcement power when a  state  has acted. £/

     The Senate Report, by contrast, indicates  an intent to
draw "on the similar provisions of the Clean Air Act  of  1970
and the Federal Water Pollution Control Act of  1972"  in  allocating
responsibilities between EPA and the states under Section 3008.
S. Rep. No. 988, 94th Cong, 2d Sess. 17 (1976).  To understand
what the Senate Committee meant, we must examine those laws and
how the courts have interpreted then.

     1 .  Case Law Under the Clean Air Act

     Section 113(a)(1) of the CAA authorizes the Administrator
to order compliance or bring a civil enforcement action  for
57   The result is not affected by the provision of Section
     3006(b) that specifically authorizes a state with final
authorization to "enforce penults . .  . ."  Section 3008  rules
out a reading that this was meant to deprive EPA of its
enforcement powers.

6/  When the House Report discussed EPA's power to act "where
    the states fail to act," it may have been referring to
the then-applicable requirement that EPA wait 30 days  after
notifying an approved state before commencing enforcement
action.  That requirement, as noted above (n. 2, supra) was
deleted in 1980.

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                              -7 -

violation of a SIP.  42 U.S.C.  S 7413(a)(1).   The  only  prerequisite
to filing suit in district court is that EPA  must  notify  the
alleged violator and the state thirty days  prior  to  bringing  a
civil action.  Prior to the 1970 CAA Amendments, federal  enforce-
ment was permitted only where the  violation resulted from "the
failure of a state to take reasonable action  to enforce such
standards."  Air Quality Act of 1967, 81  Stat.  485,  493.
However, Congress chose to delete  this limitation  on federal
enforcement actions during consideration of the 1970 amendments.
See generally A Legislative History of the  Clean Air Act  Amend-
ments of 1970, U.S. Senate Committee on Public Works. 93d Cong.
2d Sess. 113, 133, 146, 163 (1974).

     Defendants accused of SIP violations have argued that
federal enforcement actions for SIP violations should be  stayed
or dismissed on the grounds that such actions would  relitigate
issues already decided in a prior  state proceeding or would
duplicate a contemporaneous state  enforcement action.  The
courts which have considered such  challenges  have  rejected
that view on the grounds that the  only prerequisites to suit
are those set out in the statute:  notice to the alleged violator
and a lapse of thirty days. l_l  The statutory language and
legislative history do not otherwise limit  EPA1s ability  to
bring an enforcement action when there is or  was a parallel
state proceeding.  S ee, e. j:.,  United States v. SCM Corp..  615
F. Supp. 411, 416 (D. Md. 1985) (existence  of state  administrative
consent order did not bar EPA action seeking  civil penalties
and injunctive relief for SIP violations);  United  States  v.
Lehigh Portland Cement Co., No. C  84-3030,  slip op.  at  6  (N.D.
Iowa Dec. 12,1984)(state consent order did  not preclude
subsequent EPA action for SIP violation); United States v,
Chevron, U.S.A.,  Inc., No. EP-80-CA-265,  slip op.  at 3  (W.D.
Tex. June 10, 1981) (pending state lawsuit  which had imposed
temporary injunction for SIP violation did  not bar EPA  suit for
permanent injunction and civil penalties).  Cf. United  States
v. Harford Sands. Inc., 575 F.  Supp. 733, 735 (D.  Md. 1983)
(state agreement on compliance schedule does  not bar federal
action under CAA S 113(a)(3)).

     The recent decision in United States v.  SCM Corp., 615
F. Supp. 411 (D.  Md. 1985), explains how state enforcement
actions are taken into account under Section  113(a)(1).
Notwithstanding the existence of a state enforcement action,
7_/   Defendants in suits brought under Section 113(a)(1) have
also urged the courts to stay or dismiss  these actions under
the doctrine of Colorado'River Water Conservation District v.
United States, 424 U.S.  800 (1976).   The  Colorado River doctrine.
as clarified in Moses H. Cone Memorial Hospital v. Mercury
Construction Corp., 103  S.  Ct. 927  (1983),  gives the  federal

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                                                                          , 0
EPA -has  the  right  to  press  in  federal court its claims regarding
'the  issue  of defendant's  liability and what penalties are
appropriate  for  the violations.  Id. at 418.  The court
reasoned that if a state  enforcement action were to preclude
federal  action to  enjoin  or punish the same violation, a
state  could  nullify the federal  enforcement scheme by adopting
and  using  a  state  enforcement  scheme providing for minimal
penalties.   Allegations of  the sufficiency of state action may
be taken into account when  the court considers the appropriateness
of relief  but do not  affect liability under federal law or
preclude the court from hearing  a case on its merits.  Id. at
419.   The  court's  reasoning in SCM, supra , applies equaTTy to
RCRA enforcement.

      2.  Case Law  Under the Clean Water Act

      The Clean Water  Act, in contrast to RCRA, gives the
Administrator two  options:  under Section 309(a)(1), 33 U.S.C.
§1319(a)(1),  he, may notify  the alleged violator and the state
of an  alleged violation and issue a compliance order or bring a
civil  action under Section  309(b) if the state has not "commenced
appropriate  enforcement action"  after the thirtieth day; or,
pursuant to  Section 309(a)(3), 33 U.S.C. § 1 31 9 (a) (3) , ' he may
 Footnote 7  continued  froT  previous page

 courts  discretion to  stay  or dismiss an action involving the
 contemporaneous  exercise of concurrent state and federal juris-
 diction.  Colorado River identified a number of prudential
 factors to  be  considered,  including the timing of the actions,
 the convenience  of the  forums, and the need to avoid piecemeal
 litigation.  424 U.S. at 818-819.  Cone Memorial Hospital
 required two additional factors  to be""talc"en into consideration:
 whether federal  law provides the rule of decision on the merits,
 and whether the  state court proceeding will adequately protect
 the parties' interests.  Id. at  941, 942.  The Court emphasized
 that only exceptional circumstances could justify a refusal to
 exercise federal jurisdiction.  Hence, the party invoking the
 doctrine must  demonstrate, beyond "any substantial doubt," the
 existence of parallel state-court litigation that will adequately
 achieve the complete  and prompt  resolution of the issues pending
 in federal  court.  See  id. at 943.  The court In United States
 v. _SCM  Corp. .  615 F.  Supp. 411 (D. Md. 1985), noted that in a
 case brought under Section 113(a)(1), it would be improper to
 apply the Colorado River doctrine where the state action had
 already been concluded  or  where EPA seeks relief not sought or
 obtained in the  state action.  615 F. Supp. at 417, 418.   See
 also United States v.  Lehigh Portland Cement, No. C 84-3030,
 slip op. at 8  (N.D. Iowa Dec. 12, 1984) (rejecting argument for
 stay) .

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                           .
proceed  directly against the alleged violator under Section
309(-b) without giving notice.  £/

     In  United States v. ITT Rayonier. Inc., 627 F.2d 996,  1001
(9th Cir.  1980), the court recognized EPA's ability to bring
an  action  under Section 309(a)(1) notwithstanding the existence
of  a state enforcement proceeding.  Noting the references in
the legislative history to "dual" or "concurrent" enforcement
authority,  the court determined that enforcement actions for
effluent limitations violations could have been filed in both
state  and  federal courts.  See also Aminoil, U.S.A., Inc. v.
California State Water Resources Control Board, 674 F.2d 1227,
1230 (9th  Cir. 1982);  United States v. Cargill, 508 F.  Supp.
734, 740 (D. Del. 1981).  £/

     Aminoil, which held that EPA could not be joined as a
party  to a suit filed in state court for review of a state
order  defining a certain area as a "wetlands," acknowledged
that the statutory provision for concurrent state and federal
jurisdiction could force a defendant to relitigate the wetlands
issue  at the federal level after the state administrative
 8/   The  Clean Water Act  thus differs from RCRA in that notice
     under  Section 309(a)(1) is not a condition precedent to
 federal  enforcement.  See United States v. City of Colorado
 Springs, 455 F. Supp. 1364, 1366-67 (D. Colo. 1978) (decision
 to  proceed unilaterally  under Section 309(a)(3) is within sound
 discretion of Administrator).  In addition, EPA enforcement action
 under  Section 309(a)(1)  is expressly limited to cases in which
 the state  has not "commenced appropriate enforcement action."
 Hence, if  EPA chooses to notify under 309(a)(1), that provision,
 unlike Section  3008(b) of RCRA, contemplates that EPA will
 wait for the state to initiate appropriate enforcement action
 in  the first instance.   See Colorado Springs, 455 F. Supp. at 1366
 (comparing Section 309(a7TT) with 309(a)(3)).

 £/   In United States v.  Cargill, 508 F. Supp. 734, 740 (D. Del.
      1981) , the court approved the filing of a federal enforcement
 action under Section 309(a) of the Clean Water Act after a parallel
 state  filing, but suggested in dicta that such an action could be
 brought  only if after "notification the state has not commenced
 appropriate enforcement  action . . . ."  Clean Water Act, Section
 309(a)(1). quoted in United States v. Cargill. supra.  (Emphasis
 in  original)^RCRA contains no language similar to Section
 309(a)(1)  of the Clean Water Act requiring EPA to defer to
 "appropriate" state enforcement.  Moreover, the Cargill court
•did not  discuss Section  309(a)(3), which separately authorizes
 federal  enforcement but  contains no limitinE language.  Finally,
 in  its discussion on the merits, the court relied on abstention
 doctrines, not  the limitations in Section 309(a)(1).

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                              -10-

 agencies  and  courts had reached a decision.  674 F.2d at 1233.
'The  court observed, however, that EPA involvement in the state
 enforcement action could  interfere with the Agency's obligation
 to independently  exercise its supervisory authority under
 Section 309(a)(1).  Id. at  1236.

      Although Rayonier and  Cargill either dismissed or stayed
 EPA's enforcement actions,  the restrictions those cases place
 on EPA enforcement action do not arise out of any statutory
 restriction on federal enforcement power.  Rayonier dismissed
 the  EPA action on res judicata grounds, reasoning that the
 central issue in  the case,  which involved the construction of a
 state-issued  permit, had  previously been litigated in a state
 enforcement action and a  final determination on the merits had
 been reached  in state court.  627 F.2d at 1002.  As the Ninth
 Circuit noted in  Aminoil,  the issues presented in Pavonier "may
 be sui. eeneris ,"  in particular because the decision depended
 upon a fi nd ing that, in the peculiar circumstances of that case.
 EPA  and the state agency  were in privity.  674 F.2d at 1236.  And
 Care ill held  that a limited stay was warranted under the Colorado
 Rive'r TO/ doctrine, giving  great weight to the consideration
 that tTTe  federal  action had caused the defendant to halt its
 pollution control efforts.  508 F. Supp. at 749-50.

      D.  Conclusion

      As we have shown, if either Section 3C06(d) or the "in lieu
 of"  language  in Sections  3006(b) and (c) were read to apply to
 state enforcement actions,  any action taken by the state must
 preclude  EPA  enforcement  action for the same violation,
 regardless of the adequacy  of the state action.  In contrast to
 provisions of other statutes, such as Section 1423 of the Safe
 1Q/   Colorado River Water Conservation District v. United States,
      424  U.S. 800  (1976).See supra n. 7.The Supreme
 Court's subsequent decision  in Moses H. Cone Memorial Hospital
 v. Mercury  Construction  Corp., 103 S.Ct. 924 (1983), calls
 Cargill into question.Cone stressed that because a stay is as
 much  a refusal  to  exercise federal jurisdiction as a dismissal,
 it would  be an  abuse of  discretion for a federal court to grant
 either a  stay or a. dismissal.unless there is no substantial
 doubt that  the  state court will adequately address the merits
 of the dispute.  103 S.  Ct. at 943.  Relying on Cone, the
 court in  United States v. SCM refused to follow Cargill,
 •reasoning that EPA should not be deprived of its right to seek
 a determination of liability and additional penalties under
 federal law.  615  F. Supp. at 418.  See also United States v.
 Lehigh Portland Cement,  slip op. at 8 (Cargill does not apply
 in CAA case where  EPA was seeking to augment defendant's  pollution
 control measures).

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                              -11-

Drinking Water Act (Administrator may act if he  determines  that
state abused its discretion)  or Section 309(a)(1)  of  the  Clean
Water Act (EPA must act if state has not taken "appropriate"
action) , Section 3008(a)(2) of RCRA does not provide  for  any
limitations on EPA's enforcement power.  On the  other hand, if
such limitations are read into Sections 3006(b), (c) , and (d) , there
would be no statutory basis for lifting the prohibition on  EPA
enforcement when the State's  action is untimely  or inappropriate,
a result that would be so inconsistent with Congress's approach
to similar issues in other environmental statutes  that it should
not be  inferred without conclusive evidence of legislative  intent.

     Thus, we conclude that the only prerequisites to EPA
enforcement action in an authorized state are those set out in
Section 3008(a)(2): a finding of violation and notice.  This
reading is supported by the language of section  3008(a)(2)
itself, by the structure of RCRA, and by the case  lav construing
comparable provisions of the  Clean Air Act and Clean  Water  Act.

    ,lt should be emphasized  that the issue addressed in  this
opinion concerns the statutory constraints on federal enforcement.
We believe that it is entirely appropriate and consistent with
RCRA for EPA, as a matter of  discretion, to avoid  taking  civil
enforcement action if a state has taken timelv and appropriate
enforcement action.

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