United States Office of Emergency and EPA 9200.1 -12B Environmental Protection Remedial Response PB92-963278 A9ency Washington, DC 20460 August 1992 Superfund Superfund Progress Aficionadofs Version Prepared by EPA's Office of Solid Waste and Emergency Response Superfund Program Progress as of June 30,1992 ------- Table of Contents Introduction and Overview 3 NPL Site Distribution 6 Emergency Removal 7 Preliminary Assessments/Site Inspections 8 National Priorities List (NPL) 9 Remedial Investigation/Feasibility Study (RI/FS) 10 Record of Decision (ROD)/Remedial Design (RD) 11 Remedial Actions (RAs) 12 Enforcement 13 Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- Introduction and Overview Superfund is the nation's program for cleaning up uncontrolled hazardous waste sites. Established by the Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA) of 1980, Superfund is in many ways two programs. The Removal Program responds quickly to emergencies where hazardous materials are, or may be, released. The Remedial Program is dedicated to long-term cleanup of hazardous waste sites that pose the greatest threat to public health or the environment. Removals can occur anywhere, at any time. Federally funded remedial actions are limited to sites on the National Priorities List (NPL). Site Discovery Problem disclosed by: Citizen complaints Routine reports Regular inspections Reports of emergencies Removal Action Short-term correction of immediate or imminent public health threat Occurs anytime during the Superfund process T Potentially Serious . Imminent Threat Appears Serious Non-Emergency - Preliminary Review of documents Identifies site contaminants The Superfund process is rigorous and detailed. It has to be to ensure that the greatest protection is afforded the public and the environment, while at the same time the rights of Potentially Responsible Parties (PRPs) and other participants are protected. The flow chart below shows the Superfund cleanup process. The major steps in the process are: Site discovery and investigation. EPA evaluation of possible hazards from site contaminants and, if warranted, addition of the site to the NPL. Sites ineligible for federal cleanup are referred to state or local government, business, or individuals for cleanup. Hazard Ranking System Scores threats of sites Ranks sites by severity of threats Site Inspection On-site investigation to identify: Evidence of hazards Exposure routes Affected populations Affected areas National Priority List Sites eligible for federally funded cleanup Below Cut-off Score Not Serious Superfund Evaluation Accomplished Refers sites for cleanup by: State or local governments Businesses Private citizens Remedial Action Detailed site charaterization Long-term cleanup of NPL sites Continuous Enforcement and Community Relations Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- Negotiations to compel Responsible Parties (RPs) to pay for cleaning up the hazardous waste problems t helped create. Iped On-going community relations. Thorough studies to develop detailed site characterization in order to determine which cleanup methods may be most effective, given the contaminants present and their potential harm to public health or the environment. Selection, design, and implementation of a cleanup plan, including periods of public comment on proposed cleanup techniques. Follow-up to ensure cleanup is effective. EPA records in its CERCLIS database every hazardous waste site considered for a Superfund cleanup and every site where a removal action is performed. (CERCLIS stands for the Comprehensive Environmental Response, Compensation, and Liability Information System.) The system tracks the identification, evaluation, and, if necessary, cleanup of hazardous waste sites. Whether a site requires a short- or a long-term cleanup is determined by the oil and hazardous materials National Contingency Plan. The Remedial Project managers in each EPA Region, who oversee cleanup efforts, add information about the sites they manage to CERCLIS. Currently, there are 36,319 sites in CERCLIS. The Superfund Site Tally shows the current status of each CERCLIS site. More than 90 percent of the sites in CERCLIS have been evaluated to determine whether they pose immediate threats to public health or the environment. Emergency removals have been, or are being, taken where warranted. NPL sites are inspected at least once every two years to determine if changing conditions mean a removal action is required. The hazardous waste sites on the NPL are the nation's worst. They are eligible for federally funded cleanup, although Superfund's "enforcement first" policy means that Responsible Parties (RPs) pay for as much of the cleanup work as possible. But no matter who pays for, or performs, the cleanup work, EPA is in charge of selecting cleanup methods, setting, cleanup levels, and overseeing site work to make sure sites are safe and people and the environment are protected. Superfund Site Tally (Including Federal Facilities) Construction Completed Remedial Actions Remedial Designs RODS RI/FS Removals Only Awaiting Action PA/SI Completed Total Awaiting PA/SI Sites with Removal only * TOTAL SITES tNCERCUS 36,319- Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- The NPL currently stands at 1,275 sites, including federal facility sites. Clean-up construction has been completed at 100 sites, and surface cleanup only has been completed at 196 sites. In addition: Remedial Actions are occurring at 367 sites (29%). Remedial Designs are underway at 215 sites (17%), and have already been completed at 405 sites for a total of 620 sites. Records of Decision have been signed for 725 sites (57%). Remedial Investigations/Feasibility studies are underway or have been completed at 1,146 sites (90%). And 74 sites (6%) are awaiting action. The map on page 6 shows the distribu- tion of current NPL sites nationwide. Superfund Progress Report (Fund and Enforcement Projects, excluding Federal Facilities) (Inventory = 36,319 Sites) Current Quarter Total FY1992 FY1980 to Date Actions at Sites CPs Sites CPs Sites CPs Sites Sites Awaiting PAs PAs Completed 370 940 RI/FSs Started RDs Completed RDs Started 27 30 62 18 19 31 57 72 120 26 41 64 1,610 564 967 2,223 33,749 t5,309 20,193 43 t,t48 1,047 389 597 This report documents the progress Superfund is making in fulfilling its mission of protecting people and the environ- ment from exposure to hazardous waste. The Superfund Progress Report on this page summarizes these activities, and the sections that follow detail the progress EPA is making at each step in the Superfund process. It is important to note that those 1,275 NPL sites have been placed on the list in phases with the most recent addition of 30 proposed sites in FY 92. Sites are not eligible to receive long-term funds until they are listed on the NPL. Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- . ta, NPL Site Distribution -~ (Total = 1,245 sites) No. of NPL Sites over 50 21 to 50 1 to 20 Puerto Rico has 9 Superfund sites, Guam has 2, and the U.S. Virgin Islands has 1. ^^ -^ Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- Emergency Removal The Superfund Removal Program responds to short-term emergencies that involve hazardous materials and threaten public health. By law, they can take up to a year to finish and can cost as much as $2 million. However, exemptions to this can be granted. By law, EPA's removal activities can include: Evacuating, if necessary, people living near a hazardous materials emergency. Removing the hazardous substances from the area to be disposed of properly. Emergency Removal Program (Excluding Federal Facilities) Total FY 1992 Sites CPs Total Removals Started 195 240 Total Removals Completed 160 208 Non-NPL Removals Started 167 191 Non-NPL Removals Completed 137 160 NPL Removals Started 28 49 NPL Removals Completed 23 48 FY 1980 to Date Sites CPs 2,337 2,941 1,954 2,431 1,858 2,095 1,542 1,724 479 846 412 707 Supplying clean drinking water to people whose water has been contaminated by hazardous materials: and Posting warning signs and taking other precautions to keep people and animals away from hazardous waste sites. A single hazardous waste site or accidental spill may require more than one removal action if more than one pollutant is present. The removal of pollutants that pose different hazards and require different cleanup techniques could be considered separate actions. Each action is known as a clean-up project (CP). While Responsible Party cleanup is desirable, the key is quick response. PRPs are encouraged to participate in the Removal Program wherever possible, provided EPA's ability to respond quickly is not limited. Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- Preliminary Assessment/Site Inspection (PA/SI) Preliminary Assessments/Site Inspections (Excluding Federal Facilities) PAs Completed Total FY 1992 Sites 940 FY 1980 to Date Sites 33,749 Site Inspections Completed 889 15,309 Disposition of Preliminary Assessments/Site Inspections A Preliminary Assessment (PA) is the first step in determining whether a hazardous waste site requires long-term cleanup. EPA or the State reviews site reports and documentation to identify what hazardous materials may be at the site and how they may spread. They also identify who may be harmed by the chemicals. If a PA indicates that a site is dangerous, EPA will conduct a more detailed inspection called a Site Inspections (SI). Sites determined by the PA to warrant further inspection become the subject of Site Inspections. In a typical SI, a Regional EPA staff member visits a site to collect information about its soil types, the streams or rivers that flow through or near it, the local weather, the people who live nearby and the site's owner(s). Air, soil, and water samples taken on and off the site help investigators determine whether hazardous materials have traveled away from a site. Usually, the PA or SI shows that a Superfund cleanup action is not warranted. This does not mean, however, that the site is safe. It just means that this particular site is unlikely to qualify for a Superfund cleanup. Instead, other federal programs, or state or local governments, companies, or private citizens become responsible for cleaning up these sites. Site Evaluation Accomplished 20,193 Sites Awaiting Preliminary Assessments Sites Awaiting Site Inspection 2,223 3,381 Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- National Priorities List (NFL) National Priorities List (NPL) (Includes Federal Facilities) Sites Proposed for NPL Sites Removed From Proposal Sites Deleted From NPL Total NPL Total FY 1992 Sites 30 4 2 FY 1980 to Date Sites 52 79 40 1,275 EPA uses the Hazard Ranking System (HRS) to evaluate the public health and environmental threats posed by hazardous waste sites considered for a Superfund cleanup. Each site receives a numerical score based on the likelihood that people will be exposed to hazardous materials on or off the site. Sites that score at least 28.50 on the Hazard Ranking System's 100-point scale are eligible for the National Priorities List (NPL) of Superfund sites. (The 28.50- point cutoff has its origins in the 1980 law that established Superfund.) Sites that rank lower than 28.50 also may be potentially dangerous and should be considered as candidates for cleanup by state or local government. EPA also can place on the NPL sites that score less than 28.50 if (1) the Agency for Toxic Substances and Disease Registry (ATSDR) of the U.S. Public Health Service has issued a public health advisory that recommends people be moved from the site, (2) EPA determines that the site poses a significant threat to public health, and (3) EPA anticipates that a remedial cleanup would be more cost effective than a removal action. The NPL is EPA's list of the nation's worst hazardous waste sites. Sites on the NPL are eligible for federally funded cleanups. Between 5 percent and 10 percent of the sites EPA evaluates using the HRS eventually are placed on the NPL. Currently, more than 1,200 sites are on the NPL, three times more than Congress envisioned in 1980, when Superfund began. EPA lists sites on the NPL by state and indicates whether a site is a federal facility. About 100 sites are added to the NPL each year, and EPA expects the NPL to grow to more than 2,000 sites by the end of the century. Each NPL site has been assessed to determine if an emergency removal is necessary to protect neighboring populations. And every NPL site is re-assessed at least every two years to determine if conditions have changed to warrant an emergency removal. Superfund Progress Aficionado's Version: Progress as of June 30,1992 ------- Remedial Investigation/Feasibility Study (RI/FS) NPL sites are considered for long-term cleanup of their contamination problems under the Superfund program. The cleanup process has two major phases. The first is the Remedial Investigation/Feasibility Study (RI/FS) (Excluding Federal Facilities) Total FY1992 FY 1980 to Date % RP/Site % RP/Site Sites (CPs) Lead Sites (CPs) Lead RI/FSs Started 26 57 42% 1,047 1,610 37% Remedial Investigation/ Feasibility Study (RI/FS). It includes a detailed review of site conditions and a listing and evaluation of the possible courses of action that could correct problems at the site. An RI/FS can begin even before a site is given an HRS score. On average, an RI/FS costs $1 million and takes 18 to 30 months to perform. Wherever possible EPA negotiates with Responsible Parties to conduct these studies, but ultimately it is EPA's responsibility, with public input, to chose the long-term cleanup method. Because many sites have more than one contamination problemand even a single problem has more than one aspect EPA often breaks down the RI/FS and subsequent steps into clean-up projects (CPs). Each clean-up project is tantamount to a phase of a particular activity. The most common CPs are the "source control clean-up project" and the "management of migration clean-up project." The former is concerned with problems associated with the source of site contamination; the latter is concerned with controlling the source of contaminants. Each step in the long-term cleanup of a Superfund site may be performed separately for each clean-up project. Superfund Progress Aficionado's Version: Progress as of June 30,1992 10 ------- Record of Decision (RODVRemedial Design (RD) Records of Decision (RODs)/Remedial Designs (RDs) (Excluding Federal Facilities) Total FY1992 FY1980 to Date % RP/Site % RP/Site Sites (CPs) Lead Sites (CPs) Lead RODS Completed 28 42 N/A 686 945 N/A RDs Started 64 120 78% 597 967 54% RDs Completed 41 72 66% 389 564 49% After EPA determines the best of several alternatives for site cleanup, it solicits public input. Based on that input and data collected, EPA decides how a site will be cleaned up and issues a Record of Decision (ROD). The ROD discusses the various cleanup techniques that were considered and explains why a particular course of action was selected. If a site has more than one CP, a ROD for each CP may be issued. The selection process solicits public involvement, and the ROD also contains EPA's responses to public concerns regarding cleanup options for a site. Even if responsible parties have conducted the RI/FS, it is EPA's responsibility to select the most cost-effective cleanup method that will meet EPA cleanup goals. Sometimes EPA determines that no cleanup activity is necessary; for example, a chemical may be so diluted in ground water that the water meets national or state safety standards. (Or an Emergency Removal Action took care of the problem before the ROD phase was reached.) In such cases where no cleanup activity is required, EPA may issue a "no-action ROD." (The term is a bit of a misnomer, however, for monitoring or other activities will be performed even if no cleanup is performed.) Once EPA chooses a clean-up remedy, it must fit the technique to the site conditions. This adaptation, called the Remedial Design (RD), kicks off the second phase of a cleanup. A Remedial Design can take 12 to 18 months and cost an average of $1 million. If Responsible Parties are conducting the design, it is EPA's responsibility to approve final plans and specifications for the actual cleanup. This stage, in conjunction with the actual site cleanup, is the most costly, and Responsible Party participation in this effort is essential. Thus, EPA negotiates with Responsible Parties to conduct the Remedial Design and Remedial Action. Given current resource levels, EPA would be unable to achieve the progress it has without Responsible Party participation. Superfund Progress Aficionado's Version: Progress as of June 30,1992 11 ------- Remedial Action (RA) Remedial Actions (RAs) Total FY1992 %RP/Site Sites (CPs) Lead RAs Started 26 44 81% RAs Completed 34 48 74% FY 1980 to Date %RP/Site Sites (CPs) Lead 409 605 50% 209 285 ' 45% The actual clean-up work at a Superfund site is done during the Remedial Action phase. This is when the earth-moving equipment arrives and when necessary structures are built to treat contaminants on site. Depending on the contaminants involved, and the treatment techniques used to clean them up, this phase may take as long as six years to complete. If contaminated ground water must be cleaned up, the work may continue for decades. The cost of Remedial Actions averages $25 million. Thus, Responsible Party participation in this phase of the project is most important. If Responsible Parties are conducting this phase, EPA conducts extensive oversight to ensure that the remedy is implemented consistent with the ROD and the design specifications and that protective cleanup levels are achieved. Superfund Progress Aficionado's Version: Progress as of June 30,1992 12 ------- Enforcement T3 O VO \O Is] I I CD Whenever possible, EPA begins looking for PRPs before beginning any clean-up work paid for out of the Superfund Trust Fund. PRPs are liable for all costs incurred by the Federal Government. The search for PRPs can be lengthy, and site cleanup often begins before all PRPs are identified. In any event, the search for PRPs and the negotiations to get the site cleaned up will not delay work to reduce imminent threats to public health. Once PRPs and RPs are identified, EPA will attempt to negotiate consent decrees with them. These documents specify the duties and responsibilities of each RP regarding a cleanup. If consent negotiations fail, EPA can issue a unilateral administrative order for cleanup. The Agency also may begin cleaning up the site, then sue the RPs to recover its costs. EPA can refer to the United States Department of Justice for prosecution cases against RPs who fail to comply with federal cleanup orders. Under the Superfund law, EPA can recover its cleanup costs plus triple that amount in damages for those that fail to comply with these orders. Enforcement In Superfund ACTIVITY Total RP Response Settlements** RD/RA Settlements Total Unilateral Orders Issued"* UAOs Issued for RD/RA Total AOCs Signed AOCs for RD (only) Cost Recovery Referrals to DOJ Total Cost Recovery Settlements Total Cost Recovery Collections Total Actions 135 58 75 30 59 3 30 126 * Thru FY91 FY92 Value (M) $765.8 $645.5 $292.0 $262.5 $3.6 $1.7 $46.8 $49.0 $115.0 Program-To-Date* Action Value (M) 1,673 391 743 164 1,010 15 471 1,176 ... Source: CERCLIS ** Does not include State Lead Settlements, and Federal Facilities Full Date(s): 1 1/18/91 Inter-Agency Agreements. Includes RD/RA Settlements below. 04/07/92 - FY92 data "* Includes UAOs issued for RD/RA. $6,434.0 $4,266.5 $1,686.5 $1,551.0 $1,331.6 $822.4 $618.7 $474.0 - FTD data Superfund Progress Aficionado's Version: Progress as of June 30,1992 13 ------- |