United States
Environmental Protection
Agency
Environmental Sciences Research
Laboratory
Research Triangle Park NC 27711
EPA-600 2-80-049
February 1980
Reeeercri and Development
Remote Monitoring of
Gaseous Pollutants by
Differential
Absorption Laser
Techniques

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                  RESEARCH REPORTING SERIES


Research reports of the Office of Research and Development, U.S. Environmental
Protection Agency, have been grouped into nine series. These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology. Elimination of traditional  grouping  was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are:

    1. Environmental Health Effects Research

    2. Environmental Protection Technology

    3. Ecological Research

    4. Environmental Monitoring

    5. Socioeconomic Environmental Studies

    6. Scientific  and Technical Assessment Reports  (STAR)

    7. Interagency Energy-Environment Research and Development

    8. "Special"  Reports

    9. Miscellaneous Reports

This report has been assigned to the ENVIRONMENTAL PROTECTION TECH-
NOLOGY series. This series describes research performed to develop and dem-
onstrate instrumentation, equipment, and methodology to repair or prevent en-
vironmental degradation from point and non-point sources of pollution. This work
provides the new or improved technology required for the control and treatment
of pollution sources to meet environmental quality standards.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia 22161.

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                                                EPA-600/2-80-049
                                                February 1980
      REMOTE MONITORING OF GASEOUS POLLUTANTS
    BY DIFFERENTIAL ABSORPTION LASER TECHNIQUES
                         by
     S.  A.  Ahmed,  J.  S.  Gergely,  and F.  Barone
         Electrical  Engineering Department
      The City College of the City University
          140th Street and Convent Avenue
             New York, New York 10031
                 Grant No.  803109
                  Project Officer

                 William F.  Herget
Emissions Measurement and Characterization Division
    Environmental Sciences Research Laboratory
        Research Triangle Park, N.C.  27711
    ENVIRONMENTAL SCIENCES RESEARCH LABORATORY
        OFFICE OF RESEARCH AND DEVELOPMENT
       U.S. ENVIRONMENTAL PROTECTION AGENCY
        RESEARCH TRIANGLE PARK N.C.  27711

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                             DISCLAIMER
     This report has been reviewed by the Environmental Sciences Research
Laboratory, U.S. Environmental Protection Agency, and approved for pub-
lication.  Approval does not signify that the contents necessarily re-
flect the views and policies of the U.S. Environmental Protection Agency,
nor does mention of trade names or commercial products constitute
endorsement or recommendation for use.
                                   IX

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                                  ABSTRACT

     A single-ended laser radar (LIDAR) system was designed, built, and
successfully operated to measure range-resolved concentrations of N02»
and 03 in the atmosphere using a Differential Absorption of Scattered
Energy (DASE) LIDAR technique.  The system used a flash-lamp pumped dye
laser as the primary source of laser energy.  For the N02 measurements, the
dye laser output was used directly in a novel simultaneous two wavelength
output mode in which two wavelengths, one on and one off the resonance
absorption of N02 molecules are transmitted simultaneously and the relative
attenuation determined for the two backscattered signals detected.  This
mode of operation effectively reduces errors due to scintillation and
aerosol drift.  For the S02 and 03 measurements, it was necessary to
frequency double the output of the dye laser to match the absorption spectra
of the SC»2 and 03 molecules.  Field measurements, which were carried out
over the Upper East Side of Manhattan for all three pollutants, produced
range-resolved concentrations at ranges of over two kilometers.  The ambient
pollutant concentrations measured ranged from 0.04 ppm to 0.31 ppm, depending
on location and time of day.  In general, these showed reasonably good
correlation with measurements obtained from conventional pollution monitoring
stations in the area and demonstrated the potential of DASE LIDAR systems
for range-resolved ambient pollutant measurements.
                                    iii

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                               CONTENTS

Abstract	iii
Figures	,	f	vi
Tables 	xiii
     1.   Introduction and Background  	   1
     2.   Lidar Techniques 	  10
     3.   The Lidar System	45
     4.   N02 Measurements	118
     5.   Simultaneous Multiwavelength Outputs From
            Energy-Transfer Dye-Mixture Lasers 	 146
     6.   Dase Lidar System Applied to Ozone
            and Sulfur Dioxide Measurements  	 180
     7.   Summary	201
References	206

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                           LIST OF FIGURES

No.                            Caption                          page

2.2:1    The Raman Process                                       12

2.4:1    H02 Absorption Curve                                    20

2.4:2    Obtainable Depth Resolution for Backscatter LIDAR
         Schemes                                                 21

2.4:3    The BASE Scheme                                         23

2.4:4    The Resonance Fluorescence Scheme                       31

2.4:5    The Raman Scheme                                        35

2.4:6    The Long Path Absorption Scheme                         39

3.1:la   The LIDAR System for Sequential Operation               46

3.1:lb   Photographs of the LIDAR System for Simultaneous
         Operation                                               47

3.2:1    Fresnel Lens                                            48

3.2:2a   The Optical Receiver System for Simultaneous
         Operation                                               51

3.2:2b   Photographs of the Optical Receiver System For
         Simultaneous Operation                                  52

3.3:la   Coaxial Arrangement of the Flaahlamp-Pumped Dye-Laser
         Head                                                    53

3.3:lb   Photographs of the Laser Head Situated  in the LIDAR
         System                                                  54

3.3:2    Typical Flashlamp-Pumped Dye-Laser Output Pulse         55

3.3:3    Energy Levels of Organic Dye Molecules                  57

3.3:4    Dispersion of Grating and Effective Aperture Created
         by the Laser Head                                       59

3.4:1    The Overall Transmitting System with  Calibration
         Setup for Sequential Operation                          61

3.5:1    Beam Spreading                                          63

3.5:2    Beam Steering                                           63
                                VI

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3.5:3    Beam Scintillation                                      64

3.5:4a   Optical Arrangement for Simultaneous Two-Wavelength
         Output                                                  66

3.5:4b   Photographs of the Optical Arrangement for
         Simultaneous Two-Wavelength Output                      67

3.5:5    Dielectric-Interface Polarizing Beam-Splitting Cube     69

3.5:6    Spectrometer Photograph of the Simultaneous Two-
         Wavelength Output Utilizing the Dielectric-Interface
         Polarizing Beam*Splitting Cube                          70

3.5:7    Air-Spaced Glan-Taylor Prism                            72

3.5:8    Spectrometer Photograph of the Simultaneous Two-
         Wavelength Output Utilizing the Air-Spaced Glan-
         Taylor Prism                                            74

3.5:9    Spectrometer Photograph of the Simultaneous Two-
         Wavelength Output Utilizing the Air-Spaced Glan-
         Taylor Prism for Equal Output Energies in Each Lasing
         Line                                                    76

3.6:la   Experimental Setup for Monitoring Laser Frequency
         Shifts and Bandwidth Changes                            78

3.6:lb   Photographs of the Experimental Setup for Monitoring
         Laser Frequency Shifts and Bandwidth Changes            79

3.6:2    Spectrometer Photograph of the 1478.5 A Laser Line
         for Sequential Operation                                81

3.6:3    Spectrometer Photograph of the 4478.5 A Laser Line
         for Simultaneous Two-Wavelength Operation               81
                                             Q
3.6:4    Spectrometer Photograph of the 4500 A Laser Line for
         Sequential Operation                                    82
                                             Q
3.6:5    Spectrometer Photograph of the 4500 A Laser Line for
         Simultaneous Two-Wavelength Operation                   82

3.6:6a   Spectrometer Photograph of the Simultaneous Two-
         Wavelength Output, Bias Voltage = 20 KV, First Shot     83

3.6:6b   Bias Voltage * 20 KV, Second Shot                       83

3.6:6c   Bias Voltage = 20 KV, Third Shot                        84

3.6:6d   Bias Voltage = 20 KV, Fourth Shot                       84
                                 Vll

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3.6:6e   Bias Voltage - 19 KV, First Shot                        85

3.6:6f   Bias Voltage * 19 KV, Second Shot                       85

3.6:6g   Bias Voltage = 19 KV, Third Shot                        86

3.6s6h   Bias Voltage = 19 KV, Fourth Shot                       86

3.6:6i   Bias Voltage = 18 KV, First Shot                        87

3.6:6j   Bias Voltage » 18 KV, Second Shot                       87

3.6:6k   Bias Voltage * 18 KV, Third Shot                        88

3.6:61   Bias Voltage = 18 KV, Fourth Shot                       88

3.6:7a   The Calibration Setup                                   90

3.6:7b   Photographs of the Calibration Setup                    91

3.6:8a   Calibration Signals for Simultaneous Two-Wavelength
         Operation for the 4478.5 A Laser Line with N2 in the
         Calibration Cell                                        95

3.6:8b   Calibration Signals f oroSimultaneous Two-Wavelength
         Operation for the 4500 A Laser Line with N2 in the
         Calibration Cell                                        96

3.6:9a   Calibration Signals for Simultaneous Two-Wavelength
         Operation for the 4478.5 A Laser Line with N02-»2
         Mixture in the Calibration Cell                         97

3.6:9b   Calibration Signals foroSimultaneous Two-Wavelength
         Operation for the 4500 A Laser Line with N02-N2
         Mixture in the Calibration Cell                         98

3.6:10   Experimental Setup Used for Fine Frequency Tuning       101

3.6:lla  Spectrometer Photograph of the Simultaneous Two-
         Wavelength Output to Get 5 A Bandwidths in Each
         Line—4478.5 A                                          104

3.6:lib  —4500 A                                                104

3.6:llc  —the 4478.5 K and 4500 A Laser Lines                   105

3.6:lld  —the 4478.5 A and 4500 A* Laser Lines                   105

3.6:lie  —the 4478.5 A and 4500 A Laser Lines                   106

3.6:llf  —the 4478.5 A and 4500 A Laser Lines                   106
                                vm

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3.6:llg  —the 4478.5 A and 4500 A Laser Lines                   107

3.6:llh  —the 4478.5 A and 4500 A Laser Lines                   107

3.6:lli  —the 4478.5 A and 4500 A Laser Lines                   108

3.6:12a  The Initial Fine Tuning Signals for Simultaneous
         Two-Wavelength Operation for Obtaining Frequency
         Coincidence for the 4478.5 A Laser Line                 109

3.6:12b  The Final Fine Tuning Signals for Simultaneous Two-
         Wavelength Operation for Obtaining Frequency
         Coincidence for the 4478.5 A Laser Line                 110

3.6:13a  The Initial Fine Tuning Signals for Simultaneous
         Two-Wavelength Operation for Obtaining Frequency
         Coincidence for the 4500 A Laser Line                   111

3.6:13b  The Final Fine Tuning Signals for Simultaneous Two-
         Wavelength Operation for Obtaining Frequency
         Coincidence for the 4500 A Laser Line                   112

3.6:14   Spectrometer Photograph of the Simultaneous Two-
         Wavelength tOutput with Laser Frequencies  Fine Tuned
         to 4478.5 A and 4500 A with Approximately 5 A
         Bandwidths                    *                         113

3.6:15   Spec. Sheet 3.6:1                                       114

4.2:1    Typical  LIDAR Return Signal                             120

4.2:2    Typical  LIDAR Return Signal with Chimneys Below Beam
         Path                                                    120

4.2:3a   Sequential LIDAR Return Signals at 4478.5 A and
         4500  A                                                  121

4.2:3b   Sequential Calibration Signals at 4478.5  A and
         4500  A                                                  122

4.2:4a   Simultaneous LIDAR  Return Signals at 4478.5 A and
         4500  A,  Time:   8:45 A. M.                               125

"+.2:4b   Simultaneous Calibration Signals for 4478.5 A and
         4500  A,  Time:   8:45 A. M.                               126

4.2:4c  Simultaneous LIDAR  Return Signals at 4478.5 A and
         4500  A,  Time:   9:00 A. M.                               127

4.2:4d   Simultaneous Calibration Signals for 4478.5 A and
         4500  A,  Time:   9:00 A. M.                               128
                                 IX

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4.2:4e   Simultaneous LIDAR Return Signals at 4478.5 A and
         4500 A, Time:  9:30 A. M.                               129

4.2:4f   Simultaneous Calibration Signals for 4478.5 A and
         4500 X, Time:  9:30 Ai M.                               !30

4.2:4g   Simultaneous LIDAR Return Signals at 1478.5 A and
         4500 A, Time:  5:30 P. M.                               131

4.2:4h   Simultaneous Calibration Signals for 4478.5 A and
         4500 A, Time:  5:30 P. M*-                              132

4.2:4i   Simultaneous LIDAR Return Signals at 4478.5 K and
         4500 A, Time:  6:00 P. M.                               133

4.2:4j   Simultaneous Calibration Signals for 4478.5 A and
         4500 A, Time:  6:00 P. M.                               134

4.2:4k   Simul|aneous LIDAR Return Signals at 4478.5 A and
         4500 A, Time:  6:30 P. M.                               135

4.2:41   Simultaneous Calibration Signals for 4478.5 A and
         4500 A, Time:  6:30 P. M.                               136

4.2:4m   Simultaneous LIDAR Return Signals at 4478.5 A and
         4500 A, Time:  8:00 P. M.                               137

4.2:4n   Simultaneous Calibration Signals for 4478.5 A" and
         4500 A, Time:  8:00 P. M.                               138

4,2:4o   Simultaneous Calibration Signals for 4478.5 A* and
         4500 X for Normalization (with N2 in Cell)              139

4.3:1   Experimental Setup for Determination of LIDAR-
         Reading Uncertainities                                  143

4.3:2   Error  Plot for Determination of LIDAR-Reading
         Uncertainties                                           144

5.2:1   Donor-Acceptor System of Two Organic Dyes with
         Overlapping Fluorescence and Absorption Bands           148

5.2:2   Donor-Acceptor System of Four Organic Dyes with
         Overlapping Fluorescence and Absorption Bands           150

5.2:3   Donor-Acceptor System with  Overlapping Absorption
         Bands                                                   151

5.2:4   Donor  and  Acceptor Energy Levels                        153

5.3:1   Absorption and Fluorescence Spectra of the Three
         Dyes at Optimum  Concentrations from Which
         Simultaneous Laser Outputs  Were Obtained in the
         Three  Primary Colors                                    155

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5.3:2    Absorption and Fluorescence Spectra of the Three-
         Dye Mixture at Optimum Concentrations from Which
         Simultaneous Laser Outputs Were Obtained in the
         Three Primary Colors                                    157

5.3:3    Experimental Setup for Obtaining Fluorescence and
         Absorption Spectra                                      158

5.3:4    Optical Arrangement for Obtaining Simultaneous
         Three-Color Outputs in the Three Primary Colors         160

5.3:5    Absorption and Fluorescence Spectra for
         Simultaneous Two-Wavelength Output                      161

5.3:6    Optical Arrangement for Obtaining Two Pairs of
         Wavelengths Simultaneously                              162

5.4:1    Experimental Setup for Obtaining Fluorescence and
         Absorption Spectra                                      164

5.4:2    Overlap Integral of Dichlorofluorescein (Donor)
         and DODC (Acceptor)                                     166

5.4:3    Overlap Integral of Dichlorofluorescein (Donor)
         and Rhodandne B (Acceptor)                              167

5.4:4    Fluorescence Quantum Yield of DODC in the Mixture
         with Dichlorofluorescein                                168

5.4:5    Fluorescence Quantum Yield of Rhodamine B in the
         Mixture with Dichlorofluorescein                        169

5.4:6    Experimental Setup for Obtaining Fluorescence
         Spectra                                                 171

5.4:7    Fluorescence Quantum Yield of 7-Diethylamino-4
         Methyl Coumarine Versus Concentration                   173

5.4:8    Fluorescence Quantum Yield of 7-Diethylamino-4
         Methyl Coumarine (Donor)  in Mixtures with DODC
         (Acceptor, 1 X 10"1* M/l)  Versus Donor Concentration     174

5.4:9    Fluorescence Quantum Yield of DODC (Acceptor,
         1  X ID"4 M/l) in Mixtures with 7-Diethylamino-4
         Methyl Coumarine (Donor)  Versus Donor Concentration     175

5.4:10   Normalized Fluorescence Quantum Yield of DODC
         (Acceptor, 1 X 10"1* M/l)  in Mixtures with
         7-Diethylamino-4 Methyl Coumarine (Donor) with
         Respect to the Fluorescence Quantum Yield of Pure
         Solution of the Donor Versus Donor Concentration        176
                                 XI

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5.^:11   Normalized Fluorescence  Quantum Yield of DOEC
         (Acceptor, 1 X ICT4  M/l) in Mixtures with
         7-Diethylamino-4 Methyl  Coumarine (Donor) with
         Respect to the Fluorescence Quantum Yield /of the
         Donor in the Same Mixture Versus Donor Concentration    177

6.1.1    Absorption coefficients of  SO., and ()„                    181

6.2.1    Schematic od Lidar System for S02 and 0                  183

6.3.1    Phase Matching for 90° PM                                186

6.4.1    Flashlamp Adaptor                                        189

6.5.1    Lidar Returns, 03 and S02                                192

6.5.2    Lidar Returns, 0- and S02                                193

6.5.3    Lidar Returns, C>3 and SC>2                                194

6.5.4    Lidar Returns, CL and S02                                195

6.5.5    Lidar Returns, 0- and S02                                196

6.5.6    Lidar Returns, 03 and S02                                197
                                xii

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                            LIST OF TABLES

No.                            Caption                         Page

2.4:1  Tabulated Comparison of Monostatic LIDAR Schemes         44

4.2:1  Range, Resolution, NOj Pollution Concentration, and
       Uncertainties for Various Times During the Day           140
6.1.1  S02 and 0- Absorption Coefficients
181
                                 xm

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    CHAPTER 1  INTRODUCTION AND BACKGROUND







1.1  The Need for Effective Pollution Monitoring



    The adverse effects of pollution on health are well known, and



hence the need for effectively monitoring such pollution in heavily



populated areas is apparent.



    The use of lasers for atmospheric pollution monitoring has re-


                              2 5 19
ceived considerable attention.   •    The potential advantages of



using lasers for this purpose are simple in essence.



    Existing methods for monitoring air pollution utilize fixed-site



chemical stations.  However, to effectively cover a large metropolitan



area, such as that of New York City, very many fixed-site stations are



required with attendant expenses.  In addition, such stations only



provide information in their immediate vicinity and not in the air



between or above them.



    Optimally, the intelligent planning of selective and more local-



ized pollution control measures, which would be less disruptive than



general ones, would require a three-dimensional pollution map of the



area.  Moreover, it should ideally, instantaneously reflect changes in



conditions.  An additional desirable goal would be the ability to track



moving clouds of pollutants.



    Greatly increasing the number of fixed-site monitoring stations and



using aircraft sample collections would be prohibitively expensive



methods for attaining these goals.  It is for these reasons that laser



monitoring schemes, with their potential ability to instantaneously and



remotely determine pollutant concentration and spatial distribution.

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1.2  Background



1.2.1  Introduction



    LIDAR, an acronym for Light Detection and Ranging, was the name given to



laser ranging systems.  The first recorded backscattered echoes from



the atmosphere were reported in 1963 by Ficco and Smullin, and by Ligada,


                                             6 7
who measured backscattered signals from haze. *   Since then, research



and development have concentrated on developing LIDAR into an effective



method for air pollution monitoring.







1.2.2  Raman



    Raman scattering was first used to detect molecular constituents of



the atmosphere in 1967 by Leonard, Cooney, and Helfi.      Later, Inaba



and Kobayashi discussed the possibility of pollution detection by Raman



scattering, and subsequently remotely detected SC>2 and C02 in the atmos-



phere.^1*^2  Unfortunately, the pollution detection sensitivity thai: the



Raman scheme offers is not adequate for trace contaminant measurements



typically found in polluted urban areas.  However, considerable effort



has been directed to monitor water vapor and major atmospheric constit-


                                        13—15
uents using the Raman scattering method.



    An advantage of the Raman scheme is that a single frequency laSer



can be used as a source to obtain the Raman backscatter from the con-



stituents of interest.  On the other hand, Raman schemes are greatly



limited in their attainable sensitivities by the relatively small Raman



scattering cross sections.



    Using a nitrogen laser operating at 3371 X at 20 KW peak power  10 ns



halfwidth at 50 HZ, Kobayashi and Inaba (1971) have detected Raman  sig-

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                                                 3
nals from clear air and from an oil smoke plume.   The  reveiving  system

consisted of a 30 cm diameter telescope  followed by an  f/8.5 half meter

grating monochrometer and spectral interference  filter.   They were  able

to show the presence of H20, CH^, H2S, CO, NO, and S02  in the oil smoke

plume at a distance of 30 m.


    Progress in laser sources led to  improvement in Raman detection

systems.  Thus, in 1973 Hirschfeld described  a system using a frequency

doubled Ruby laser transmitter with a 3  m aperture telescope as the

 I        1C
receiver.    This was used  in field tests to  detect C02,  H20, and S02

over a 200 m range.  Concentrations of approximately 10**  ppm of water

vapor, 310 ppm of C02, and  300 ppm of S02 were detectable.  The S02 was

dispersed in controlled amounts to create detectable plumes for monitor-

ing.  The S02 concentration is of course much higher than those present

in ambient conditions.

    The 2 j, 2 HZ Ruby laser source was  doubled  in KDP  with 8 percent

efficiency and the returned signal was processed by photon counting

techniques referenced against the nitrogen system and probably repre-

                                                     17 II
sents the state of the art  for sensitivity and range.   '

    The advent of tunable dye lasers  opened possibilities for other

LIDAR pollution detection methods with inherent  advantages over the

             o
Raman scheme.   The  four LIDAR schemes for which tunable  dye lasers are

particularly important and  that presently appear to be  the most prom-

ising for the detection of  molecular  pollutants  with resonant absorption

in the visible and near ultraviolet are: resonance Raman, long path

absorption, resonance fluorescence, and  differential absorption of


scattered energy (DASE).

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1,2.3  Resonance Raman
    Observations of resonance Raman scattering in gases have been very
few.  Bernstein (1973) measured resonant Raman enhancements in gaseous
C12, Br2, and I2«  He obtained intensities of 10 to 1000 times stronger
                             72
than the nornal Raman effect*
    Rosen (1975) estimated the feasibility of using resonance Raman
                                                  73
scattering for the remote detection of pollutants.    He estimated that
for 10  pulses of 0.05 raj each, 100 ppm of N02 and 10 ppm of S02 could
be detected at 1 km at night, and 100 ppm of NO could be detected during
daytime.  These are for a signal to noise ratio of 10*  These concen-
trations are 3 to U orders of magnitude higher than ambient pollution
concentrations encountered.
       Long Path Absorption
    Hanst (196S) described the measurement of average pollutant concen-
tration along a laser beam path by laser resonance absorption.  *
More recently, Zaromb (H69), Nakahara and Ito (1970), Inomota and
Igarashi (1972), and Hodgeson, HcClenney and Hanst (1973), suggested the
                                                                        22-25
long path absorption scheme for determining average pollutant densities.
Kidal and Byer have given a detailed analysis of the doubled-ended long
                       2
path absorption method.   This analysis was later extended to the single
                                                                        26
ended absorption method using topographical targets by Byer and Garbuny.
    To determine the average pollutant density along a laser beam path,
absorption measurements have been carried out using low power diode
                         27—29
lasers by Hinkley (1970).       Using a pbo.HSn0.12Te diode laser
mounted onto a cold- finger of a cryogenic Dewar, concentrations ranging

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from 74 to 1000 ppm of C2H^ in N2 were detected in a laboratory in a



sample chamber 30 cm long.  Similar experiments were carried out by



Snowman using a C02 laser.



    More recently, O'Shea and Dodge (197»0 measured N02 absorption


                                                          31
coefficients for the most prominent argon-ion laser lines.    Measure-



ments using the long path absorption of argon-ion lines by N02 in an



urban atmosphere were carried out.  A corner cube reflector was posi-



tioned 3.5H km from the laser site to reflect the laser signal back to



the receiver.  Integrated pollutant concentrations ranging from 0.05



ppm to 0.15 ppm of N02 were detected.



    The topographical single ended absorption method was first demon-

                                                *»*)
strated by Henningsen, Garbuny and Byer in 1974.    The transmitter



consisted of a CaLaSOAP:Nd laser source electro-optically Q-switched



and operated in a T£MQQ mode with 10 mj/pulse output energy at 1.06 um.



    The 1.06 um output from the laser was frequency doubled in a 2 cm



long CDA crystal with an efficiency of 25 percent.  The output from the



frequency doubler was focused into a temperature-tuned LiNbOs parametric



oscillator.  An etalon within the laser cavity was fine tuned piezo-



electrically which allowed the infrared frequency to be tuned on and



off a resonance peak of CO.



    Using a wooded area as a topographical target a concentration of



47 ppm of CO was detected at a range of 107 m.  The CO was released



from containers situated below the laser beam path.







1.2.5  Resonance Fluorescence



    In 1969, Bowman, Gibson and'Sandford used a flashlamp-pumped dye

-------
laser tuned by a tilted Fabry-Perot interferometer to obtain nighttime


                                               33
measurements of sodium in the upper atmosphere.    The output of the



dye laser was used to induce fluorescence from sodium at altitudes up



to.150 km.  Concentrations ranging from l.t X 101** m~2 to 9 X 1012 m'2



were detected at altitudes of 10 to 100 km.



    By 1970, regular measurements were being made of the sodium double



layer at 90 km altitude.    Since that time, observations of the sodium



layer have been numerous.35"39  In 1972, Gibson and Sandford extended



the use of the resonance fluorescence scheme into daytime operation by


               V  J   *•  1     i    W.H1
using a narrow band optical receiver.  *



    The use of resonance fluorescence backscattering for probing the



troposphere has been limited.  However, the method has been extensively


                                              2 W
analyzed by Kidal and Byer, and by C.M. Penny. '    Resonance backscat-



tering also has been discussed by ourselves, Kobayashi and Inaba, and


                   lib 3 U^
Measures and Pilon.  •  »



    In 1972, Gelbwachs utilized resonance fluorescence of K02 excited by



an argon-ion laser to detect N02 locally with a sensitivity of one part


            H-5                                   9
per billion.    The laser excitation was at 1110 A and the fluorescence


                              o
was monitored at 7000 to 8000 A.  Local Los Angeles air, drawn through



filters, was monitored, and»N02 variations measured over a period of a



few hours showed concentrations ranging from 0.03 ppm to 0.1 ppm.  Fil-



tering was necessary to eliminate interferring fluorescence from partic-



ulates in the air.



    The increased sensitivity of resonance fluorescence backscattering



makes it appear useful as a remote monitoring method compared to the



Raman method.  As will be shown later, the sensitivity of the resonance

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                                           5
fluorescence scheme is greatly surpassed by| the differential absorption
                                           i
of scattered energy method (DASE).


1.2.i  Differential Absorption of Scattered Energy (DASE)
    The DASE method was first suggested by Schotland in 1964 using a
searchlight as a source.    The method was recently extended to LIDAR
                                                                47 50 2
pollution monitoring by Ahmed and Gergely, Igarashi, and others.  '  * *
26 ,43,41,49

    The earliest experimental work was performed by Schotland who used
a temperature tuned Ruby laser to measure the water vapor vertical pro-
                        46
file by the DASE method*    DASE measurements in the atmosphere were
first reported by ourselves and by Igarashi.  *    DASE measurements
also were later reported by Rothe, Brinkman and Walther of Cologne,
        51 eg
Germany.  *    Calibration measurements of the differential absorption
                                52
method were made by Grant et al.     Using a flashlamp-pumped dye laser
operating near 4450 A at 4 to I mj pulse energy, they measured N02 of
known concentration in a sample chamber.
    The DASE system with its superior operating capabilities is the
topic of interest in this work and a detailed theoretical comparison
                                         V.iX "
between the aforementioned LIDAR schemes ts given in Chp. 2.
1.3  Summary  and'Outline of  This  Study
    The tasks accomplished are summarized below:
    1.  The basic laser radar system was designed built and tested.  It
        consists  of a  flashlamp-pumped  dye laser and  an optical receiver
        with  a  38cm. HDresnel  lens.

-------
2.  The optical arrangements of the dye laser system were designed



    for two alternate modes of operation.  In one mode, outputs at



    the two required wavelengths, on and off the resonance absorp-

                       ' ',• *- •*,


    tion of,the pollutant, are obtainable in rapid sequence, with

         •'-.              i          •;' "''"'"

    frequency selection by an electromagnetically driven grating.



    In the second mode of operation, an intracavity polarizing-



    prism bean splitter is used to obtain simultaneously a pair



    of close-lying independently tunable wavelengths.



3.  Field tests of the LIDAR system were carried out from City



    College and extended over the upper East Side of Manhattan.



    In these tests ambient levels of NC-2 concentrations were meas-



    ured.  These measurements showed that ambient levels below 0.2



    ppm could readily be detected at ranges of more than 1 km.



4.  The LIDAR system makes use of a calibration cell containing



    the pollutant gas to be monitored, so that a calibration signal
                                                                i


    is automatically available with each outgoing pulse.  This



    makes  the system independent of the slight variations in laser



    output characteristics that occur from pulse to pulse.



5.  To improve flashlamp-pump laser output and efficiency, and to



    obtain simultaneously laser outputs at wavelengths suitable for



    monitoring N02 and other pollutants whose absorptions lie within



    the visible band, experiments were also carried out on energy



    transfer processes in dye mixtures.  In this work, simultaneous



    outputs were successfully obtained at desired wavelengths.  An



    investigation of the excitation energy transfer indicates an opti-



    cal process.  This work led to the first tunable three-color dye

-------
                                                    77
        mixture laser spanning the visible spectrum.



    The following is a chronological listing of the material presented



in this work:



    1.  In Chp. 1, the need for an effective method of pollution moni-



        toring is explained, and the historical development of LIDAR



        systems is given.  Finally, an outline of this thesis is pre-



        sented.



    2.  In Chp. 2, atmospheric scattering mechanisms are presented,



        first in a qualitative manner, then scattering relationships



        are detailed under Atmospheric Parameters.  Towards this end,



        the four LIDAR schemes, Raman and resonance Raman, long path



        absorption, resonance fluorescence, and differential absorption



        of scattered energy (DASE) are described, and a comparison of



        operating parameters is given in Table 2.4:1.



    3.  In Chp. 3, the LIDAR system developed in this work, is described



        in detail.  Sequential mode of operation is described first,



        then the necessity and operating characteristics of Simultan-



        eous Two-Wavelength operation is presented.  Experimental re-



        sults showing the fluctuations in output beam quality, including



        bandwidth changes, indicate a strong need for calibrated output



        signals.



    i*.  In Chp. 4, results of field tests are given along with uncer-



        tainties associated with the LIDAR readings.



    5.  In Chp. 5, theoretical and experimental results are given on



        energy transfer processes in dye mixtures.



    6.  In Chp. 6, a summary and conclusions are presented on the work



        reported.



                                 9

-------
    CHAPTER 2  LIDAR TECHNIQUES








2.1  Introduct i on



    All laser radar techniques depend upon atmospheric scattering mech-



anisms for their operation.  Possible techniques for pollution monitor-



ing include the following:



    1.  Raman and resonance Raman (Raman backscatter),



    2.  long path absorption (resonance absorption),



    3.  resonance fluorescence (resonance fluorescence backscatter),



        and



    4.  differential absorption of scattered energy (DASE) (Rayleigh



        and Mie backscatter).



    In the following section, the atmospheric scattering mechanisms



are explained qualitatively, then scattering relationships are detailed



in Sect. 2.3 under Atmospheric Parameters.  A comparison of the LIDAR



schemes is made in Sect. 2.4 which shows the superior operating char-



acteristics of the DASE system.








2.2 Atmospheric Scattering Hechamisms



2.2.1  Raman Scattering



    The Raman effect consists of the appearance of displaced lines in



the spectrum of monochromatic light scattered by molecules.  The degree



of displacement, A^, is characteristic of the molecules causing the



scattering.  The intensity of the spectral line is proportional to the



density of scattering molecules.



    The Raman effect is essentially a detail of the Rayleigh scattering
                                  10

-------
process.  In the Rayleigh process,  incident  light  on  a molecule  is



virtually absorbed and immediately  re-emitted.   The absorbed light



does not raise the molecule to an excited  energy level, as  in class-



ical resonance absorption.  Instead,  after absorption, the  molecule



is in a virtual excited state.   This  has two consequences.   First,


                                                                 1 5
the molecule re-emits the energy in a very short time—about 10



sec.  Second, the absorption  and scattering  cross  sections  are very



small.  It has been estimated that, for a  typical  liquid irradiated



at §321 A, 1 part in 10** of the  incident light will be scattered in



a path length of 1 cm.   *     Gases  have fewer molecules per unit vol-



ume, and the fraction of light will obviously be much less.


                                                 —2      —6
    A small portion of the molecules  excited (10  to 10   or less)



will emit (Raman) light of a  slightly different  wavelength  than  the



incident light.   *    This phenomenon is known as  Raman scattering.



The process is shown in  Fig.  2.2:1.  Light is absorbed by molecules



in the ground state, and for  some molecules  Raman  light is  re-emitted,



with these molecules returning not  to the  ground state, but  to an



excited vibrational level.  The  emitted light is naturally  of a  lower



energy or frequency than the  incident light. The  difference in  fre-



quency is equal to one of the natural vibrational  frequencies of the



molecule.  Several such shifted  lines are  usually  observed  in a  Raman



spectrum.  Each molecule has  its own  set of  vibrational frequencies



and therefore its unique Raman spectrum, which can thus be  used  to



uniquely identify the scattering (or  re-emitting)  molecule.



    A few molecules initially absorb  light while they are in an  excited



vibrational state and decay to a lower energy level,  so that their



Raman scattered light has a higher  frequency. Therefore, the complete
                                 11

-------
                             STOKES
       ABSORPTION
                                         	    VIRTUAL
                                                   STKTE
                          < p«
                               V A>
                                       n^N  /\
                                      A  A
                                  &ROUNO
                          ANT\-STOKES
                                   RAVLE16H
                                           A
                                                    STATE
FIGURE 2.2:1  THE RAMAN  PROCESS
                              12

-------
scattering spectrum is made up of the Rayleigh scattering  (predominant)



at the same frequency as the incident light and the two components of



the Raman spectrum, the Stokes lines (which are shifted to a lower



frequency), and the anti-Stokes lines (which are shifted to a higher



frequency.  The Stokes lines are more intense because under most cir-



cumstances most molecules are in the ground energy level.  To summarize,

                                                ii
the typical Rayleigh scattering ratio is 1 in 10  (for a 1 cm liquid



path).60*61  Of this 10~\ only 1 in 102 to 10** of the scatterings



exhibits the displaced wavelengths  characteristic of Raman scattering.



For atmospheric gases, the Raman scattering ratio is much  less.  For



N_ at atmospheric pressure, this scattering ratio is approximately 1


     10                        If
in 10   for a  1 cm path length.



    The Raman  cross section determines  the fraction of an  incident



light beam which will be scattered  at Raman wavelengths.   It is a crit-



ical piece of  information needed for determining pollutant detectabilities



and necessary  for quantitative measurements.  The cross section is a func-



tion of the fourth power of the frequency of the incident  radiation, and



it may be enhanced by resonance effects.






2.2.2  Resonance Raman Scattering



    The resonance Raman effect can  best be explained if the first step



in scattering  is considered to be the quasi-absorption of  the incident



light.  As the light is scanned in  frequency and approaches an absorption



band, the fraction of the light absorbed increases, and the fraction of



the scattered  light increases proportionally, thus a larger apparent



cross section  results.
                                 13

-------
2.2.3  Absorption and Fluorescence Scattering     /
                                                  I
    Absorption and fluorescence scattering is in Actuality a descrip-
                                                 ;
tion of the classical resonance absorption and fluorescence mechanisms.
                                                 /
As an example, when monochromatic light propagates through the atmos-

phere and encounters a species of molecules whose absorption band coin-

cides with the propagation frequency of the transmitted light, a portion

of the light is absorbed.  Subsequently, some of the absorbed monochro-

matic radiation will be re-emitted by the molecules over a wide spectrum

characteristic of the absorbing species.  The fluorescence scattered

will be in all directions, shifted toward the longer wavelength end of

the spectrum and will resemble the absorption spectrum of the molecules.


2_.2,»  Rayleigh Scattering

    Scattering from atoms or molecules for which the particle diameter

is small compared to the wavelength of the incident light is called

Rayleigh scattering.  The scattered light is directional and is of the

same frequency of the incident radiation.  In the atmosphere, Rayleigh

scattering is due to molecules normally present in the air, such as, N2,

02, H20, and C02.2»li>5g                                            :;

    Rayleigh scattering occurs because molecules, for example, react to

nonresonant radiation.  When incident radiation passes over molecules,

a general vibration is set up within the molecules, not at the resonance

frequency, W0, but at the frequency, tt, of the field.  The vibrating

molecules are the sources of the scattered radiation.


2.2.5  Mie Scattering

    Scattering from particles for which the particle diameter is large


                                 14

-------
compared to the wavelength of incident light is called Mie scattering.
in this process, the scattered light is of the sane frequency of the
incident radiation.  In the atmosphere, Mie scattering is due to par-
ticulates and aerosols.2*11*51
    The DASE scheme makes use of both Rayleigh and Hie scattering.  The
next section details scattering relationships which are then used in
Sect. 2.4 in a comparison of the four types of LIDAR schemes that have
potential for use as pollution monitoring systems.

2.3  Atmospheric Parameters
    The atmosphere attenuates a transmitted light beam by elastic (Ray-
leigh, Hie) scattering and by absorption.
    The propagation of a light beam of intensity 10 through the atmos-
phere may be expressed by:
                   I - I0 exp(-«*Ar),                        (2.3:1)
where,
        I = the transmitted intensity over a distance r,
        MA = the atmospheric volume extinction coefficient which is
             composed of a sum of  terms:
                  «A "*R *~M +*ABS'                      (2'3'2)
where,
        
-------
in the atmosphere and is highly variable in both particulate size,

wavelength, and particle distribution.  For identical molecules of

density N, the volume extinction coefficient can be written in terns

of a cross section <* = otl where, 
-------
2      2*2,              (2.3:5)
ential cross section is given by:  *   *56



                   dORAM = /1_1

                   dn.      \2TT60



where ,



        w^ = the pump frequency,



        i*2 = the Raman frequency,  and



        r* = the Raman polarizability.



The two frequencies differ by the  vibrational mode frequency, wg, so



that w2 s **1 - *ty»



    The large variation in size, density  distribution and properties



of atmospheric aerosols preclude an accurate calculation of the Hie



scattering cross section.  However, a useful empirical relation relat-


                                                  2 57 51
ing the Hie scattering coefficient is given below: '  *



                   PM a 3-91 I"0'55 °*5I5(V1 3>1 km'1,       (2.3:6)

                         v   L  x             J



where,



        X = the wavelength of incident light in urn, and



        V - the visibility in km.



This empirical expression is an approximation which has been found



experimentally to hold under normal visibility conditions when ambient



particulate concentrations are relatively low.



    The final parameter in the atmospheric volume extinction coeffi-



cient is absorption.  Atmospheric  absorption is not serious for wave-



lengths longer than 2500 A.  Below 2500 X, absorption due to atmospheric



oxygen becomes important with an absorption coefficient reaching 1 km"1



at 2450 A.2



    Now, having discussed both the atmospheric scattering mechanisms
                                 17

-------
and atmospheric parameters, a comparative analysis can be made of the



four types of pollution monitoring schemes mentioned in Chp. 1, namely:



    1.  differential absorption of scattered energy (DASE),



    2.  resonance fluorescence,



    3.  Raman and resonance Raman, and



    t.  long path absorption.



From the discussion which follows, it will be seen that the DASE ap-



proach has inherent advantages over the other pollution monitoring



schemes.                                                  '






2.»  LIPAR Schemes;  A Comparative Analysis



2.1.1  Introduction



    For all four schemes, except the Raman, laser sources are needed



at wavelengths that match the resonance absorption of the pollutants



of interest.  Dye lasers are now available with outputs tunable over



the entire near ultraviolet and visible spectral ranges.  They are



capable of narrow band operation, less than 1 A, with good frequency


          59
stability.    Pulse energies of over 1 j (per pulse) are typically



available from flashlamp-pumped dye lasers.  If coaxial flashlamps



and appropriate discharge circuitry are utilized, these energies are



available in pulses only a few hundred nanoseconds in duration, as is



required for obtaining desired depth resolution in LIDAR applications.



Several of the important commonly encountered pollutants have absorp-



tion spectra in the visible and near ultraviolet due to electronic



transitions.  These pollutants include N02, HO, S02, and 03.  This



work centers on a pollution monitoring scheme to detect trace contain-
                                18

-------
inant levels of N02 in the atmosphere,
2,4.2  NO^Absorption Spectrum



    As can be seen in Fig. 2.1:1, N02 has a clearly structured absorp-


                                                               95
tion spectrum in the blue, with well defined peaks and troughs.
2.1.3  General  Formulation



    The backscattered  signal  from a target  at range  R is given by:



                    Pr(R)  = (£\Kpo4 exp(-2^A(r)dr)  ,        (2.1:1)





where,



        Pr(R) = the received  power from range R,



        Pg * the transmitted  power,



        K = the optical system efficiency,



        A = the area of the receiving telescope,



        .p. » the effective reflectivity of the remote target, and



        «*A(r) s the volume extinction coefficient at range r.



 The transmitted radiation interacts  with the pollutant  molecules



 through the atmospheric volume extinction coefficient, <*A, as defined



 in Eq. 2.3:1.   The portion of the returned  signal due to Raman and



 fluorescence scattering is taken into account in  the effective re-



 flectivity term p/rr.  The depth resolution  attainable by backscatter



 methods  is shown schematically in Fig. 2.4:2.  The depth resolution is



 given by



                    AR=et,                                  (2.1:2)

                         2



 where,
                                  19

-------
      A7 _
 k>
 u
 li-
 lt-
|
 O
a.
O
Cfl
;.o
o*

o.i .
 H    as
 O
      o.i
      O./
             T—i—r
                                                                                          LINE BROAO6NIN6
                                                                                                      TO
                           T—i—i—i—i—i—r
                                                            I	1—r
~f—i—i—i—i—i—'—i—|
        4TOO          A80O
                                           FIGURE 2.U;1  N02  ABSORPTION CURVE

-------
                   OUT&OtNG  LASER
FIGURE 2.4;2  OBTAINABLE DEPTH  RESOLUTION FOR BACKSCATTER LIDAR SCHEMES

-------
        t * tp + tD •»• tp,  the sum of the laser pulse width tp, the



            detector integration time, tp, and the molecular fluo-



            rescence tine, tp (tp only cones into effect in the



            resonance fluorescence backacatter scheme).



    In the discussion that follows, a comparison among the DASE,



resonance fluorescence, Raman and resonance Raman, and long path ab-



sorption schemes is made.   For the purpose of comparison the DASE



LIBAR system developed here were used as a basis.








2.**.1*  Differential Absorption of Scattered Energy (PASS)



2.4.4.1  Basic Theory



    In its simplest form,  this scheme determines the concentration of a



pollutant at an arbitrary  point, distance r in space, by measuring the



optical resonance absorption due to the pollutant across an incremental



path length, & r.  This is  shown schematically in Fig. 2.4:3.  The ab-



sorption across ^r is obtained from the relative attenuation of two



collinear laser beams at close-lying wavelengths, \i and \2» respect-



ively on and off the resonance absorption of the pollutant molecule in



question.  The relative attenuation is determined from comparisons (at



the receiver) of the Rayleigh and Hie atmospheric elastic backscatter



from the two laser beams as they traverse &r.  Appropriate temporal



resolution at the receiver permits determination of r and &r, the range



and spatial resolution of the pollutant distribution.



    Several features of this scheme should be noted at this stage:



    1.  As mentioned earlier, dye lasers are now capable of narrow band



        operation, less than 1 A, with good frequency stability. Since
                                 22

-------
                                                                POLLUTION
 DYE
LASER
                      LKSER OUTPUT
                       KT
                       ALTERNATELY OR.
                         BACKSC^TER.60
POLLUTION  DENSITY
DETERMINED ACROSS
SAMPHN6 LENGTH A /t
                              FIGURE 2.4:3 THE DASE SCHEME

-------
        the receiver signal is simply the elastic backscattered compo-

        nent of the transmitted signal, this permits the use of very

        narrow bandwidth receivers (if possible, down to the bandwidth

        of the transmitted signal).  This is an important factor in re-

        ducing undesirable background noise and the limitations that it

        places on LIBAR monitoring schemes.

    2.  The received signal that is due to the elastic scattering from

        the atmosphere is relatively large and thus easily detected.

    3.  Since this scheme determines the pollutant concentration by an

        absorption method, the achievable detection sensitivity is high

        even where the required spatial resolution is high (or equiva-

        lently, where the sampling lengths are small).

    The backscattered power observed by a LIDAR system with collinear

 transmitting and receiving optical axes is given by Eq. 2.4:1.  For the

 DASE case the effective reflectivity of the atmosphere is given by:

                                                            (2.4:3)
                   TT   2

where,

        c = the speed of light,

        tp = the laser pulse length,

        PR(R,X) = the Rayleigh backscatter coefficient, and

        PM(R,A) = the Hie backscatter coefficient.

Substituting this relation into Eq. 2.4:1 yields,
                                                      R
        Pr(R,» *  ctp[pR(R,X) + £M(R,X)]KP0(A)AexpI-2$[o
-------
       WSC^R»^^  stxR(R»X)  +exM^R»^^» tne atmospheric volume scatter-

                   ing coefficient without absorption,


       <*R(R,X) * the Rayleigh volume scattering coefficient, and


       <*M(R,X) = the Hie volume scattering coefficient.   The other


                  parameters were previously defined.


    An expression for Np averaged over a distance &R can  be  obtained


from Eq.  2.4:4 by forming the difference of the logarithm  of  Pr(R)  eval-


uated at R and R * &R for both a frequency on the absorption peak


and to the absorption trough (X2).  These equations are shown below:


                   lnPr(R,X,) - lnPr(R + AR) «
                                                            (2.4:5)


                       CR,^) - lnPr(R


                             PM(R,A2)] -


                             AR|A2^ + 2«SC(X2)AR t

                                                            (2.4:6)


An expression for Nr, the value of Mr averaged for the depth resolu-
                            i

tion &R at range r can be obtained from Eqs. 2.4:5 and 2.4:6 as:


                   H  -   1  [In  P,.(R«Xi)    - In  Pr(Rt>2)    +
                        2Aff&R   Pr(R + AR,Xj.)     Pr(R + ^R,X2)


                             S + S»],                       (2.4:7)


where,


        S * -a^CXi) -SSC(X2)3AR,                        (2.4:1)


        «SC(X) *«R(X) +^M(X), the total volume scattering coeffi-


                 cient neglecting absorption, averaged over aR, and


        ACT * OABS(X!) • 
-------
             sections.
        S'  *
             ln[pp(R +AR.X,)  + PM(R +AR?X?)].              (2.4:f)
                 >R(R,X2>     *   PM(R,X2>
In order to evaluate Eq.  2.4:7, it is necessary  to know the  magnitudes
of S and S1.  These quantities are, in general,  unknown.   However, if
if the absorption peak and trough measurements are taken nearly simul-
taneously, so that the p's  andot's remain constant in time,  and if
these coefficients do not change significantly over the spectral inter-
                                                  49 52 §2
val X^ - X2» then S and S'  can be taken to  be zero.   *   *     Therefore,
making these assumptions, Eq.  2.4:7 reduces to:
                             in
                        2 A OAR
Pr,(R
                               _Pr(R
                            (2.4:10)
or,
                                   .                         (2.4:n)
where,
        AFr = the fractional change  in  the  ratio  of ratios  of the  re-
              ceived signals.
    As can be seen from Eq.  2.4:11,  the sensitivity of pollutant detect-
ion is improved by:
    1.  the ability of the instrumentation  to detect smaller changes in
        *Fr,
    2.  increasing the sampling length, &r  (at a  cost of decreasing spa-
        tial resolution), and
    3.  a large resonance absorption cross  section, o^ , and a small off*

                                26

-------
        resonance cross section, flv,







2.4.4.2  Evaluation of Required System Parameters  for Detection of N09



2.4.4.2.1  Received Signal Requirements



    Assuming a relative change in the  ratio of ratios of received sig-



nals of 5 percent, a range of 1000 m,  minimum spatial resolution of



100 m, and taking the absorption cross sections from Fig. 2.1:1 as



0XB£(2 a 4^97 * (trough) were chosen. It should be



noted that for narrow filters such as is required in the system describ-



ed, manufacturers encounter difficulty producing filters exactly to the



specifications, and the above was the closest fit that could be obtain-



ed.



    The  received signal power in this DASE LIDAR system  is  the elasti-



cally backscattered fraction of the outgoing laser beam. Since this



received power, and therefore the effective range of the system, is



determined by the fraction of the power that is reflected,  this aspect



is considered next.
                                         ^

                                         2

    A detector is dark current limited if
                    "©«£
                               (2.4:12)
'd*
 where,


                                 27

-------
        q =  the  electronic charge,


        B =  the  electronic bandwidth of the detection system,


        n =  the  number of pulses,


              =  the minimum acceptable signal to noise ratio, and
           •
        id = the detector dark current*


For photon limited detection the opposite of Eq.  2.4:12 is true.  In-


serting the values of the detector used, Amperex type 5SAVP, (B = 3 MHZ,


id * 15 nA) into Eq. 2.4:12, it is found that the system is dark current


limited for an acceptable signal to noise ratio of 10.


    The minimum detectable signal power, Pr|min»  for dark current limit-

                         2
ed detectors is given by:

                                               1/2
                   pr,min * C2q(B/n)(S/N)mjnidr,           (2.4:13)

                                    SD


where,


        SD * the detector sensitivity.

                                                                  -9
For the system described, P_ _*_ is found to be equal to 8.32 X 10   W.
                            !»•<**•  ;

The minimum detectable change, A P^Q, relative to the signal power, Pr,

                                                       2
at the detector is given by the following relationship:


                  *P«M-n * C 4qB/S\   /I + _JLLAiy2         (2.4:14)
                   P,
Using Eq. 2.4:14 and the parameters for the system (SD = 60 X 10   A/W),


a minimum acceptable signal to noise ratio of 10, and a minimum detect-


able change of 5 percent, it is found that for single pulse operation a


received power, Pr, of 0.25 uW is required.




2.4.4.2.2  Transmitted Power Requirements


    It is useful at this stage to get an idea of the power requirements



                                28

-------
for the laser transmitter for a system of this type.



    Assuming an N02-polluted-free atmosphere up to the sampled region,



*R, solving Eq. 2.4:«* for the transmitted power yields:



                   P0 s 	MR + & R.X)	X
                              KA    expf-2fegf,(X)(R

                           (R * »D^    L
where,



        <*   (X) = <*  (X) + *U(X), the total atmospheric volume scatter-
         ov.      K       n


                 ing coefficient without absorption, averager over R +



                 &R, and



        Np  = the average pollutant concentration over &R*



An average  pollution concentration of 0.315 ppm of NO  over the sampled



region of 100 m, a  range of  1000 m, a visibility of 10 km, and a receiv-



ed signal power of  0.25 uW for each outgoing wavelength (to give a frac-



tional change of ratio of  ratios of received powers of 5 percent), yield



the on-line and off-line transmitted powers as 0.0395 MW (9.11 mj) and



0.0375 MW (9.38 mj) respectively.



    Increasing the  output  energies of each line to 1/2 j, the received



power increases to  15.9 uW off-line and 15.8 uW on-line, which corre-



sponds to a minimum detectable pollution concentration of 0.029 ppm.



2.».*».2.3   Pump Depletion



    The foregoing discussion considered the Rayleigh and Hie return



assuming an N02-polluted-free atmosphere up to the sampled region.   It



is still necessary  to consider the problem of pump depletion if the





                                 29

-------
pollutant is at a density of, say, 0.315 ppm over the entire 1000 m


range*  Since 100 m cause approximately a 10 percent reduction in re-


ceived signal power (and approximately a 5 percent reduction in AFr),


1000 m will cause a reduction by a factor of exp(-l.Oi) = 0.34.  The


received signal will be down approximately 34 percent of its original


value of 5.41 uW off-line and 5.37 uH on-line, and it would be possi-


ble to detect a minimum concentration of 0.051 ppm, which corresponds


to a 0.45 percent change in ratio of ratios.  Thus, a laser pulse


energy of 1/2 j per line is sufficient to detect a change of N02 con-


centration of 0.051 ppm averaged over 100 m at a range of 1000 m even


when pollution concentrations as high as 0.315 ppm exist along the


entire probe beam path.


    If the range is decreased to 100 m, a minimum concentration as


low as 1.6 ppb could be detected (corresponding to a change in the

                            M
ratio of ratios of 2.6 X 10"^ percent), with the same optics and out-


put power described above.




2.4.5  Resonance Fluorescence


2.4.5.1  Basic Theory


    This scheme determines the pollution concentration at a distance


r in space by measuring the fluorescence backscatter induced by the


probe beam as it is absorbed by the polluted species.  This is shown


schematically in Fig. 2.4:4.




2.4.5.2  Evaluation of Required System  Parameters  for  Detection of NO,


    The  backscattered fluorescence intensity from  range  r observed by



                                30

-------
                   LASER OUTPUT
                          X,
                                                                  POLLUTION
DYE
     DETECTOR
                                 MOLECULAR
                                         RETURN
                          FIGURE 2.*»:H  THE RESONANCE FLUORESCENCE SCHEME

-------
a LIDAR system with collinear transmitting and receiving axes is given
                                                          2
by Eq. 2.4:1 with the effective reflectivity  o  given as:

                   i*—^.
                   tr     r

where,

        Op — cr^gc(A)Q, and

        Q*	1	 t^nrZ.                              <2.4:li)
                    fi\ TSP

where,

        1 » the probability of quenching per collision,
        2?

        ^COL s t*ie collision time, and
        tgp = the spontaneous decay time.

Substituting these terms into Eq. 2.4:1 and assuming an NC^-polluted-

free atmosphere up to the sampled region, AR, yields:

                   Pr(R) * KPncto-Aagq )NrQAF
                              2"     HIT    R2
where,

        F s the fraction of the total fluorescence detected by the re-
                           ;                                  •*
                           (
            ceiver,

        Mr ^ the average pollutant concentration over the sampled region,

             &R, and

        <*sc(>0 SO
-------
signal of 6.32 X 10~9 W (the minimum detectable received power for the
detector used) the required transmitted power of 382 MH is obtained.
This power is equivalent to 95.5 j for a dye laser with a pulse length
of 250 ns.
    The discussion above considered nighttime operation, that is, the
entire badcscattered spectrum (F - 1) was detected.  In daytime opera-
tion the noise attributed to background radiation must be blocked.
This has the effect of reducing the observed fluorescence backscatter-
ed signal.  Therefore, to detect 0.029 ppm for daytime operation (F -
0.1) a transmitted energy of 955 j is required.
    These energy  requirements are, of course, only to be used as a
relative basis for a comparison among the other LIDAR schemes present-
ed.  For realistic power requirements, a range of 100 m, a sampled
depth of 100 m, an average pollution concentration of 0.1 ppm of M02,
yields for nighttime operation a required transmitted power of 3.52 X
105 W (I.10 X 10"2 j).  For daytime operation, the required transmitt-
ed power increases to 3.52 X 10* W (t.10 X 10'1 j).
    To summarize, the resonance fluorescence backscatter scheme has the
following disadvantages:
    1.  Daytime operation severely limits detection sensitivities, re-
        sulting from the blockage of background radiation.
    2.  The fluorescent backscattered signal at the receiver is depen-
        dent upon the concentration of the pollutant in the region
        being probed.

2.4.8  Raman and  Resonance Raman
                                 33

-------
2.4.6.1  Basic Theory

    The Raman scheme determines the concentration of the pollutant at an

arbitrary point in space by measuring the Raman backscattered intensity

induced as the probe beam interacts with the polluted atmosphere.  This

is shown schematically in Fig. 2.4:5.




2.4.6.2  Evaluation of Required System Parameters for Detection of N09

    The backscattered Raman intensity at the receiver due to the pollu-

tant is of the same form as that for the resonance fluorescence scheme,

but with the effective reflectivity term £ given as:
                                         IT
                                                            (2.4:20)
                   TT       8

where,

        °RAM = *k* Raman scattering cross section.

Subsitiuting this relation into Eq. 2.4:1 and assuming an NOj-polluted-

free atmosphere up to the sampled region, &R, yields for the received

power:

                   Pr(R) = KPQctcrp.M(X)N,.AF exp[-2*sc(X)R -
                              2      4TT   R2


                                                            (2.4:21)

For an average pollution concentration of 0.029 ppm across the sampled

region, a range of 1000 m, a depth resolution of 100 m, and a received

power of 8.32 X 10"  W (the minimum detectable received power), the re-

quired transmitted power of 1.77 X 101 MW (4.43 X 107 j) is obtained.

    To reduce the transmitted power requirements, this LIDAR scheme can

be run in the resonance Raman mode.  This has the effect of increasing

the received backscattered Raman intensity by increasing the Raman scat


                                 34

-------
               LKSER
CO
m
                   DETECTOR
                                       OUTPUT
                                                                MOLECULAR POLLUTION
                                              RAttAN  RETURNS
                                          FIGURE 2.4:5  THE RAMAN SCHEME

-------
                        2
taring cross section as:
                  (do1

                  v-d^  RES   x
-------
to be used in a comparison among the  LIDAR schemes  presented.   The



magnitude of the nonresonance  Raman backseattering  coefficient  limits



the range of this type of LIDAR system to  less  than 50  m for any prac-



tical transmitted energy requirements for  monitoring pollution  levels



present in ambient  conditions  (0.01 to 5 ppm),  and  limits the range

                                                  2
to less than 75 m for the resonance Raman  scheme*



    The disadvantages of the Raman and resonance  Raman  schemes  are



summarized below:



    1.  The Raman backscattering  cross sections are 10  to 103 smaller



        than the Rayleigh and  Hie  backscattering  cross  sections.



    2.  The strength of the  Raman  and resonance Raman returns depend



        upon the concentration of the pollutant present in the  atmos-



        phere.  This dependency is the main factor  in limiting  detec-



        tion sensitivities.  Even though for N02  detection, the reso-



        nance  Raman backscattering cross section  is larger than the



        sum of the  Rayleigh  and Hie backscattering  cross sections


                  •23  9                         —28    2
        (1.21  X 10     cm  as compared to 3.21 X 10    cm  respectively),



        the backscattering coefficient which is a function of pollutant



        concentration in the resonance Raman (and Raman) case,  and a



        function of air in the elastic (Rayleigh  and Hie) case, deter-



        mines  the strength of  the return signal.



    3.  The Raman and resonance Raman returns that  are  anti-Stokes



        shifted are interf erred with  by the Rayleigh and Mie backscat-



        ter.   It is therefore  necessary to reject that  part of the



        Raman  return as well as the  elastically backscattered  signal,



        which  results in a decrease  of detected signal power  at the




                                 37

-------
        receiver.


    4.   In the resonance Raman scheme,  since Raman returns are induced


        by probing approximately with an absorption frequency, and the


        fluorescence frequency shift for molecules is of the same order


        as the Raman shift, discrimination problems exist at the receiv-


        er.  Finally, the magnitude of  the backscattered fluorescence


        intensity may be larger by orders of magnitude than the reso-

                              2
        nance Raman intensity.





2.1.7  Long Path Absorption


2.4.7.1  Basic Theory


    In this technique, the average pollution concentration along the


probe beam, Fig. 2.1:6, is determined from measurements of the relative


attenuation along the length of the probed path, R, of two collinear


laser beams at close-lying wavelengths, \^ and A2» respectively on and


off a resonance absorption peak of the  pollutant in question.  This


scheme has the disadvantages of needing a remote detector or reflective


target to receive the transmitted beam, and lacks depth resolved meas-


urements*  The advantages of this scheme are its good sensitivity and


the use of low power light sources.


    Since monostatic LIDAR schemes are  the ones of interest, two types


of long path absorption schemes are considered, namely:


    1.  long path absorption utilizing a retrorefleetor, and


    2.  long path absorption utilizing a topographical target.


    The received power at the detector is given by Eq. 2.»»:1 with the


appropriate effective reflectivity terms inserted.  For absorption meas-
                                 38

-------
              DYE
             LASER
LASER OUTPUT
 AT X,AND\t
ALTERNATELY  OR
 SIMULTANEOUSLY
                                                     MOLECULAR. POLLUTION
<£>
                DETECTOR
                                                                  RETRoREFLECTOR OR.
                                                                  TOPO&RAPmCAL TARGET
                                              REFLECTED
                                FIGURE 2.H:6  THE LONG PATH ABSORPTION SCHEME

-------
urements with a re troref lector and a collimated transmitted beam, the

range-squared dependence is effectively cancelled.   Thus, all the

transmitted power is collected except for a collection efficiency

factor, |, which is near unity, and the effective target reflectivity

is orders of magnitude better than for a Lambertian scatterer. The

effective reflectivity term for such a case is given by:

                    E\      " *!l •                         (2.4:23)
                               A
For long path absorption by scattering from topographical targets:

                   i£\      s £ i                           (2.4:24)
                   vn/ TOPOG   IT

where,
                                                 18
        p ft* 0.1 for visible and u.v. wavelengths.

    An expression for the average pollutant concentration over R can

be obtained by taking the difference between the logarithms of the

received powers from the off-line and on-line wavelengths respective-

ly:

                   lnPr(R,A2) - InPpCR.X-L) * lnP0U2) - lnP0(Xi) *
                                                            (2.4:25)

where,

        ^SC^) ~ ^R^^ *0
-------
where,
        S" = -H^scCX^ -«SC
-------
2.4.7.2  Evaluation of Required System Parameters for Detection of NO/?

    For both the long path absorption methods, utilizing a retroreflec-

tor and a topographical target, the received power at the detector is

given by Eq. 2.4:1 with the proper effective reflectivity terms insert-

ed for each case.  Solving Eq. 2.4:1 for the transmitted power for the

topographical target case yields:

                   P0U) *
                           0.1KA
                            IT  R2

                                                            (2.4:29)

Inserting the appropriate values into Eq. 2.1:29 yileds the on-line and

off-line transmitted powers as 1.22 X 105 W (3.05 X 10~2 j) and 1.17 X

105 W (2.93 X 10"2 j) respectively.

    The use of a specular retroreflectbr has the effect of cancelling

out the R2 dependence.  This is seen by the reduced on-line and off-

line transmitted power requirements, which are 4,44 X 1(T4 tf (1.11 X

10"10 j) and 4.23 X 10"4 W (1.06 X lo"10 j) respectively.

    As can be seen from the above results, the long path absorption

scheme offers required sensitivities needed to monitor pollutant con-

centrations found in urban areas (.01 to 5 ppm).  This is done with

more than conservative transmitted power requirements.  Unfortunately,

this is accomplished at the expense of losing depth-resolved measure-

ments.



2.5 Summary

    A tabulated summary showing the relative merits for each LIDAR sys-

tem considered in the comparison is given in Table 2.4:1.  The compari-
                                 42

-------
son was made by first calculating the operating characteristics for the



DASE system:  an assumed minimum detectable change of received powers



of 5 percent, the received power needed to observe the minimum detect-



able change (0.2S uW for each on-line and off-line wavelengths), an



assumed range of 1000 m, and a depth resolution of 100 m.  These con-



ditions led to the attainable sensitivity of 0.029 ppm of NO- with



moderate transmitted energy requirements of 9.It mj (on-line) and 9.3S



raj (off-line).  Then, the required  received powers were calculated for



the above parameters, assuming output energies of 1/2 j in each lasing


line.



    Since the Raman, resonance Raman, and resonance fluorescence schemes



require orders of magnitude higher  output energy levels than the long



path absorption and DASE methods, the received power was assumed to be



equal  to the minimum detectable power for our system, namely, 6.32 X


   -9
10  W.  This was done  in order to  show that under optimum operating



conditions, these systems still fall short of the long path absorption



and DASE output energy  requirements to detect the same pollutant concen-



tration of N02 (0.029 ppm).



    As can be seen, the long path absorption schemes require the least



output energies to monitor a given  pollutant concentration, or equiva-



lently the best sensitivity for a given output energy.  Unfortunately,



this is accomplished at the expense of losing  depth-resolved measure-



ment capabilities.  The DASE scheme, therefore, combines the spatial



resolution offered in the Raman, resonance Raman, and resonance fluo-



rescence schemes, with  the greater  attainable  sensitivities of the long



path absorption schemes.
                                43

-------
LIDAR
Meth.


Raman

Reson.
Raman
Reson*
Fluor.
(night)
Reson.
Fluor.
(day)
Long
Path
Abs.
Topog.
Long
Path
Abs.
Retro.
DASE
Range


(m)
1000
*
1000
ftft
1000
(100)

1000
(100)

1000



1000



1000
Res.


(m)
100
*
100
ft*
100
(100)

100
(100)

1000



1000



100
Concen.
N02

(ppm)
0.029
ft
0.029
a*
0.029
(0.1)

0.029
(0.1)

0.029



0.029



0.029
Received
Power
On-Line
(W)

*
6.32X10"9
ft*
6.32X10'9
(6.32X10"9)

6.32X10~9
(6.32X10-9)

15.8X10~6



15.8X10"6



15.8X10"6
Off-Line
(W)
6.32X10"9
ft

ftft






-6
15.9X10



15.9X10"6



15.9X10"6
Required Transmitted
Power
On-Line
(MW)

ft
5. 04X10 3
ftft
3.82X102
(3.52X10"1)

3.82X103
(3.52)

-1
1.22X10



U.44X10"10



2.00
Off-Line
(MW)
1.77X109
ft

ftft






-1
1.17X10



-10
»».23X10



2.00
Required Transmitted
Eneri
On-Line
(5)

*
1.26X103
ftft
9.55X101
(8.80X10"2)

9.55X102
(8.80X10"1)

3.05X10*2



1.11X10"10



5.0X10"1
TV
Off-Line
(j)
4.«*3X108
ft

ftft






2.93X10*"2



1.06X10"10



5.0X10'1
( ):  For realistic power requirements
*:  Limited to less than 50m for detection of ambient pollution levels
**:  Limited to less than 75m for detection of ambient pollution levels
TABLE 2.H:1  TABULATED COMPARISON OF MONOSTATIC LIDAR SCHEMES

-------
    CHAPTER 3  THE LIDAR SYSTEM
3.1  Introduction


    The basic LIDAR system consists of a flashlamp-pumped dye-laser

                                     fi Q
transmitter, and an optical receiver.    Figs. 3.1:la and b show a


schematic for the combination.  Two arrangements and modes of opera-


tion are possible.  In one mode, signals at the "on" and "off" reso-


nance absorption wavelengths were generated and detected sequentially.


In the other mode they were generated and detected simultaneously.


The arrangement shown in  Fig.  3.l:la is for sequential operation and


that shown in Fig. 3.1:lb is for simultaneous.
3.2  Optical Receiver


    The primary lens of the optical receiver is an acrylic Fresnel


lens (purchased from Fresnel  II,  Inc.) mounted on a light-tight steel


frame which was designed  for  the  purpose.  This lens is basically a flat


thin piece of a plastic on which  a series of concentric stepped zones


extending from the  center to  the  edge are molded.  Fig. 3.2:1 illus-


trates the geometric relationship between the zones on the Fresnel


lens and the surface of an ordinary lens.  Each zone refracts the in-


cident light so that the  combined action of each refracting facet fo-


cuses light essentially in the  same manner as a conventional lens.


    The lens used has  a focal length of 2«* inches, a diameter of 15


inches, and a thickness of I/I  inch.  With concentric zones spaced ap-


proximately 125 grooves per inch, the lens is capable of  forming a


sharp image for objects near  the  optical axis.  This is appropriate,

-------
                     APERTURE
OS
                                                                                                     PHOTOMULTlPUER
                                                                                                    COLLlMAvTOR
                                                                                              ELECT ROttA6NeTICALl.T'
                                                                                                  CONTROU-ABUE
                                                                               EXPANDER
                            FIGURE S.ltla  THE LIDAR SYSTEM  FOR SEQUENTIAL OPERATION

-------
FIGURE 3.1;lb  PHOTOGRAPHS OF THE LIDAR SYSTEM FOR SIMULTANEOUS
               OPERATION

-------
      LENS
               -FRESNEL LENS
FIGURE 3.2:1  FRESNEL LENS
         48

-------
since a LIDAR receiver does not require a wide  field of view for col-


lecting the backscattered light from the region scanned.


    For this Fresnel lens, the circle  of least  confusion for collimated


light directed parallel to the optical axis was measured and found to


be approximately one centimeter.   In the plane  containing the circle


of least confusion, the spatial  distribution of the  collected  light j.s


a bright spot of the above diameter with the  surrounding area weakly


illuminated by light spuriously scattered at  the edges  of the concen-


tric zones of the  Fresnel lens.   To eliminate the spurious light,  an


iris was placed in the plane  containing the  circle of least confusion.


Since LIDAR receivers do not  require a wide  field of view, this  remedy


does not pose a problem.  The Fresnel  lens used in this system costs


far less than a comparable parabolic mirror,  yet its quality is  certain-


ly acceptable for  our LIDAR application.


    The backscattered light collected  by the Fresnel lens is then  col-


limated by a 1.5 inch diameter lens, and for the sequential mode of op-

                              O
eration, passes through a 58  A bandwidth three-period filter onto  an


Amperex 56 AVP photomultiplier.   The center  wavelength  of the filter


and its bandwidth  are such that  the "on" and "off" resonance absorption


wavelengths are both passed by it. To further  reduce spurious light


pick-up, a three foot cylindrical lens hood'  is  mounted  on the front of


the receiver.


    In the simultaneous wavelength mode of operation, the collimated


light entering the receiver is split by means of a partial reflector  (beam



splitter) into two beams. "Each of these beams is then directed to a. separate


photomultiplier covered with  a narrow  filter of the  appropriate  fre-
                                49

-------
quency.  The photomultipliers used are Amperex type 56 AVP.  See Figs.



3.2:2a and b.  The interference filters have measured half bandwidths



of 9.3 A and 7.7 A centered at 4478.5 A and 4500 A respectively.  See




Spec. Sheet 3.6:1.



    The photomultiplier outputs, corresponding to the backscatter re-



turn signals are displayed on Tektronix type 549 oscilloscopes and



recorded photographically.








3.3 The Dye Laser



3.3.1  The Laser Head



    The basic laser system consists of a flashlarap-pumped organic-dye



laser.  The laser head is constructed in a coaxial arrangement in which



the flowing dye is uniformly excited by an annular discharge surround-



ing the active medium.  See Figs. 3.3:la and b.  The laser head, model



DL2100B, and discharge circuitry was purchased from the Phase-R Company,



and was chosen for maximum energy output and shortest possible pulse



width.  Fig. 3.3:lb shows the laser head situated in the LIDAR system,



and Fig. 3.3:2 shows a typical output pulse.



    The organic dye, 7-diethylamino-4-methyl coumarine, dissolved in



ethanol was used as the lasing medium.  A concentration of 3 X 10"5 M/l



was found to give maximum output energy consistent with a laser line-



width that was less than the halfwidth of the absorption peak of NCu



to be measured, i.e., less than approximately 10 A for the 4478.5 A



absorption peak.  In this manner, it was possible to maximize the re-



turn signal, thereby increasing range, and still retain the maximum



difference between absorption peak and trough, and thus attain the sen-
                                50

-------
                                                     INTERFERENCE
                                                        FILTERS
FRE.SNEL.

 LENS
                                                                                  PHOTON OUT I PLIERS
                                             BENI SPLITTER.


                FIGURE 3.2;2a  THE OPTICAL RECEIVER SYSTEM  FOR SIMULTANEOUS OPERATION

-------
FIGURE 3.2;2b  PHOTOGRAPHS OF THE OPTICAL RECEIVER SYSTEM FOR




               SIMULTANEOUS OPERATION
                                52

-------
Ln
CO
                                                                         INSULATOR
                                    DYE RE61ON
                                                                                                       6LECTRODE
                                                      COPPER
                                      ^^
                                                XENOH-FILLED DISCHARGE /?£G»OA/
                                                                                                  END SELL
                  FIGURE 3.3jla  COAXIAL ARRANGEMENT OF THE  FLASHLAMP-PUMPED DYE-LASER HEAD

-------
FIGURE 3.3;lb  PHOTOGRAPHS OF THE LASER HEAD SITUATED IN  THE  LIDAR




               SYSTEM

-------
           Ul



           p



           UJ
           ui


           Z

                                   (zoo
           Ul
           -1

           Ul
           I
           H
                                    4500
                              TIME (300 /VAWOSffC/0/v)
FIGURE 3.3:2   TYPICAL FLASHLAMP-PUMPED DYE-LASER OUTPUT PULSE
                                 55

-------
sitivities that the system is capable of.





3.3.2  Dye Laser Mechanism—Brief Description

                                                              1 *
    Organic molecules possess a lowest excited singlet state,  SQ, and


fluorescsnce when it occurs, originates from this state.  In making a


fluorescent transition the molecule reverts back to its ground state,


 5  , while simultaneously emitting radiation*


    The spectrum of the fluorescent radiation from an organic dye often


has more than one maximum, and it usually spans a region no less than


several hundred angstroms wide.  The reason for this large bandwidth


is that the radiation is actually made up of hundreds of components,


corresponding to transitions originating from various sublevels of the


first excited singlet state and terminating at various sublevels of the


ground state.  These sublevels are associated with specific vibrations


of the molecule as a whole.  See Fig. 3.3:3.  Since some of the vibra-


tional sublevels of  the ground state may be high enough in energy so


that they are normally unoccupied, a population inversion sufficient


for laser action can be established between the states from which fluo-


rescence originates and some of the higher vibrational levels of the


ground state.


    Once threshold conditions are reached, the laser light that is pro-


duced has frequencies centered about one of the broad fluoresence


peaks.  The bandwith of such broadband operation can range up to 200

0
A for flashlamp-pumped dye lasers*


     To reduce the naturally large bandwidth of the flashlamp-pumped dye


laser output, a tuning element such as a diffraction grating can be
                                56

-------
    o
    Of
    Ml
                          COORDINATE
FIGURE 3.3:3  ENERGY  LEVELS OF ORGANIC DYE MOLECULES
                      57

-------
placed in the laser cavity.  With the proper choice of grating charac-



teristics, such as blaze wavelength, grooves per millimeter, and power-



density handling capabilities, etc., the desired laser frequency and



bandwidth are attainable, and may be chosen to match the absorption




peak and troughs for N02.








3.3.3  Intra-Cavity Grating for Wavelength Selection



    To obtain laser outputs at the required wavelengths, "+478.5 A and



4500 A, and linewidths, a grating with the specifications given in Spec.



Sheet 3*6:1 was chosen, tested, and found suitable.  In both sequential



and simultaneous modes of operation, gratings are used in the Littrow



configuration with the Blaze angle in the first order.  In this manner,



all the other orders extinguish and the diffracted energy is concentrat-



ed in the first order (at the wavelength desired).



    Gratings have different efficiencies (percentage of light incident



on a grating that is diffracted into the desired order) for light that



is polarized perpendicularly or in parallel to the groove profile.  For



the gratings used, perpindicularly polarized light gives the better effi-



ciency.  See Spec. Sheet 3.6:1.  Since a polarizing element is inserted



intra-cavity for the simultaneous mode of operation, this factor must



be taken into account.



    For both modes of operation the bandwidth of the laser lines obtain-



ed are determined by the dispersion of the grating and the effective  ap-



erture created by the geometry of the lasing medium, which in turn  depends



upon the distance of the grating from the laser head.  This is readily



seen in Fig. 3.3:'+.  The dispersion of the grating is the angular sepa-
                                 58

-------
Cn
VO
                                                                       DIFFRACTED UGHT
                                                                             LASER
                                                                    EFFECTIVE
                                                                    APER1URB
                                                                                   .OUTPUT n IRROR
                FIGURE 3.3:«t  DISPERSION OF GRATING AND EFFECTIVE  APERTURE  CREATED BY THE  LASER HEAD

-------
ration obtained for two different radiations.  Therefore, the farther


the grating is from the laser head containing the lasing medium the


smaller the lasing bandwidth.





3.**  Experimental Arrangement for Sequential Operation


    Sequential operation of the dye laser at two desired wavelengths


was achieved with the arrangement shown in Figs. 3.3:1 and 3.4:1.


    The grating at one end of the laser cavity is used to obtain the


desired wavelengths of laser oscillation.  With a overall cavity


length of approximately 2.5 m, and a 30 percent output mirror, the


desired wavelengths at 147S.5 A and 4500 A (on and off resonance ab-

                                                         o
sorption respectively) are obtained with approximately 5 A linewidths.


    Mechanical stops are adjusted to define the grating orientation at


these two wavelengths.  The grating is then switched from the setting


for one wavelength to the other by means of an electromagnetic drive


after each  firing of the laser.  The time between shots is approximate-


ly 5 seconds, the time required for the capacitors to recharge after


firing a pulse.





3,5 Simultaneous Two-Wavelength Operation


3.5.1  The  Need  for Simultaneous Two-Wavelength Operation


    Thermal effects and consequent index changes in the atmosphere


cause perturbations in both the outgoing and backscattered signals.


In addition, particulate drift in existing winds can also cause  fair-


ly rapid changes of the scene being scanned by the LIDAR beam.   Both


these factors argue in favor of the use of simultaneous two-wavelength



                               60

-------
DETECTORS
FIGURE 3.ttl  THE OVERALL TRANSMITTING SYSTEM WITH CALIBRATION SETUP FOR SEQUENTIAL OPERATION

-------
LIDAR operating mode.

                                                                   51
    The thermal factors affecting the signals are summarized below:


    1.  Bean steering--angular deviation of the beam from the line-of


        sight path, causing the beam to miss the receiver.  See Fig.


        3.5:2.


    2.  Image dancing—-variations in the beam-arrival angle, causing


        the focus to move in the image plane.


    3.  Beam spreading—small angle scattering, incresing the beam


        divergence and causing a decrease in spatial power density at


        the receiver.  See Fig. 3.5:1.


    4.  Beam scintillation—small scale destructive interference with-


        in the beam  cross section, causing variations in the spatial


        power density at the receiver.  See Fig. 3.5:3.


    The effects of scintillation on laser beam propagation have been

                                              £2 64
 studied both experimentally and theoretically.  '    However, atmos-


 pheric scintillation effects involving ItO-degree backscatter have re-


 ceived relatively little attention either theoretically or experimen-


 tally.


    A recent survey  article by Lawrence and Strohbehn demonstrates that


 under most conditions the power spectrum of intensity fluctuations for


 one-way propagation  decreases above approximately 100 HZ, and is quite


                     64
 small above 1000 HZ.    In the abscence of data for two-way propagation,


 it is reasonable to  assume that the high-frequency power spectra for


 one-way and two-way  propagation are the same.  Hence, the atmosphere


 can perhaps be considered stable insofar as scintillation is concerned

                                     62
 for time intervals smaller than 1ms.
                                62

-------
FIGURE 3.5;1  BEAM SPREADING
FIGURE 3.5:2  BEAM STEERING
           63

-------
FIGURE 3.5:3  BEAM SCINTILLATION
                                 58
                     •

-------
    Therefore, to be unaffected by scintillation the differential ab-



sorption measurement must be completed within this time interval.  The



optimum manner to meet this requirement is to emit two pulses (of



slightly differing wavelengths) simultaneously.  Spatial fluctuations



within each sampled depth will be averaged out for each pulse, and in



any case variations from one sampled depth to another will be the same



for both wavelengths, and therefore win not affect the results.








3.5.2  Cavity Design



3.5.2.1  Introduction



    To obtain laser action at the two wavelengths simultaneously, the



arrangement shown in Figs. 3.5:la and b, with a polarizing beam-split-



ting prism in the laser cavity, was evolved and used successfully.  *



With the prism splitting the light into two beams polarized at right



angles to  each other, each of the two wavelengths lases along one of



the polarizations.  Competition, in the form of bandwidth changes, be-



tween the  two wavelengths is observed and  is discussed in Sect. 3.6.



    Two types of polarizing beam splitters were tested for this appli-




cation:



    1. a polarizing beam-splitting cube utilizing dielectric coatings,




       and



    2. an  air-spaced Glan-Taylor prism.



While both provided simultaneous laser action  for close-lying wave-



lengths in the 4500 A spectral region, it  was  found that each suffered



some drawbacks.  Both types  of beam  splitters  are examined  further be-




low.
                                 65

-------
       OUTPUT Xi.
     OUTPUT
                                                               CUBE
FIGURE 3.5:«*a  OPTICAL ARRANGEHENT FOR SIMULTANEOUS TWO-WAVELENGTH OUTPUT

-------
FIGURE 3.5;Ub PHOTOGRAPHS OF THE OPTICAL ARRANGEMENT FOR SIMULTANEOUS




              TWO-WAVELENGTH OUTPUT


-------
3,5.2.2  Dielectric-Interface Polarizing Beam-Splitting Cube



    The principle of this device is that it is always possible to find



an angle of incidence so that the Brewster condition for an interface



between two materials of differing refractive index is satisfied.



When this occurs, the reflectance for the parallel-plane (p) of polar-



ization vanishes.  Perpindicularly-polarized (s) light is partially re-



flected and transmitted.  To increase the s-reflectance, retaining the



p-transmittance at or very near unity, the two materials are then made



into a multilayer stack.  The layer thicknesses are quarter-wave optical



thicknesses at the appropriate angle of incidence.



    When the Brewster angle for normal thin-film materials is calculat-



ed, it is found to be greater than 90 degrees referred to air as the



incident medium.  In other words, it is; beyond the critical angle for



the materials.  This presents a problem which is solved by building the



multilayer filter into a glass prism so that the light can be incident



on the multilayer at an angle greater than critical.  The type of ar-



rangement is shown in Fig. 3.5:5.



    The dielectric-interface polarizing beam-splitting cube tested was



found to have an acceptance angle of up to 5 degrees, a passband extend-



ing from approximately 2215 A to 6739 X, and whose center wavelength is



approximately 1*190 A.  The entrance and both exit faces were polished



to X/10, and were antireflex coated for 1490 A.




    Utilizing the dielectric-interface polarizing beam-splitting cube,



simultaneous two-wavelength operation was readily achieved.  Fig. 3.5:6



is a picture taken from a 1/2 m Jarrell-Ash scanning spectrometer, and



shows the two beams of close-lying wavelengths (the signal to the right  is
                                68

-------
                                    \
FIGURE 3.5:5  DIELECTRIC-INTERFACE POLARIZING BEAM-SPLITTING CUBE
                              69

-------
FIGURE 3.5;6  SPECTROMETER PHOTOGRAPH OF THE SIMULTANEOUS




              TWO-WAVELENGTH OUTPUT UTILIZING THE DIELECTRIC-




              INTERFACE POLARIZING BEAM-SPLITTING CUBE


-------
cantered at W7i.5 A and to the  left at 4500  A) operating in the sim-



ultaneous mode, and obtained using the dielectric-interface polarizing



beam-splitting cube.  Both beans have output  energies of approximately



100 ntj, and bandwidths of 5 A.








3,5.2.3  Air-Spaced 61an-Taylor  Prism




    The power handling capabilities of the air-spaced Glan-Taylor prism



far exceed that of the dielectric-interface prism, since the medium



sandwitched between the two prisms is air rather than a delicate die-



lectric coating.  This prism is  in fact comprised of two linearly bire-



fringent calcite  (CaO*C02) prisms separated by the air gap.



    In each prism the optic axis is perpindicular to the incident beam



and to the lateral faces.  The operation  of the device may be readily



understood in view of Fig. 3.5:7.  This shows the air-spaced prism, its



optic axis, and the incident unpolarized  beam.  When an unpolarized



laser beam is incident upon the  input face, two refracted orthogonally



linearly-polarized beams are produced.  The E-ray, the refracted beam



whose polarization direction is  parallel  to the optic axis, experiences



no change in index as it propagates through the prism-air-gap-prism




combination.



    The 0-ray, the refracted beam whose polarization direction  is per-



pindicular to the optic axis, experiences a large change in index at



the calcite-air-gap interface and  is thus totally internally reflected.



    Use is made of both the E and 0-rays  to simultaneously obtain laser



action on beams polarized  at right angles to  each other with  gratings



terminating the laser cavities beyond each prism.  The optical  arrange-
                                71

-------
                                            CALCITE PRISMS
to
                                         OPTIC (4) ATMS
                                                           MR GAP
                                       FIGURE 3.5:7   AIR-SPACED GLAM-TAYLOR  PRISM

-------
ment is shown in Fig.  3.5:H.65'6

                                       <-

    In the manufacture of the air-spaced prism it was  only  possible to


polish the input face  and the axial output  face to within X/tt because


of the crystal structure.   The  lateral faces  are perpindicular to the


optic axis, and since  calcite belongs  to the  hexagonal crystallographic


system, attempts to polish  these  faces to better than  X/4 would result


in hexagonal pitting,  giving rise to large  scattering  losses.



    The high losses on the  lateral face  meant that for geometrically


identically optical arrangements  the low-loss axial  resonator dominated,


and laser action was restricted to it.  When  the axial resonator was


blocked however, laser action was also obtainable in the lateral reso-


nator.


    By greatly reducing  the off-axial  resonator length it was possible


to obtain laser action simultaneously  in both resonators.   Under these


conditions, competition  effects were clearly  observed  between the two


resonators*  Fig*  3.5:8  shows simultaneous  two-wavelength operation as


displayed in the spectrometer using the  air-spaced Glan-Taylor prism.


    Thus, when the axial resonator was blocked the output energy of the


lateral resonator  increased and vice versa.  Similar competition effects

                          65—69
were previously reported.        The interaction between the two laser


beams of perpindicular polarizations in  the amplifying medium is pos-


sible because the  orientation relaxation time of the dye molecule (ap-


proximately 300 ps in  ethanol)  in the  solvent is much  shorter than the

                                                                 70,71
lifetime of the first  excited singlet  state (approximately  5 ns).


    Because of the high  losses  associated with the lateral  faces, it


was found that when conditions  were arranged  to obtain equal energies
                                 73

-------
        LEFT TO (H6WT •  L*>SE(J  L |K
-------
and equal linewidths from both resonators simultaneously! the output



energies were too low to be useful.  See Fig. 3.5:9.



    Thus, in spite of the higher power-density handling capabilities



of the air-spaced prism, it was decided to abandon its use in favor of



the dielectric-interface prism.



    With this prism simultaneous two-wavelength outputs of approxi-



mately 100 mj were obtained at W7I.5  A and  4500 A with linewidths of



approximately 5 to 6 X.  Fig. 3.5:6  shows the simultaneous outputs



displayed on the spectrometer.  It was with  the dielectric-coated



prism that the field experiments described in later sections were car-



ried out.







3.6  Calibration



3.6.1  The Need for Calibration



    In order to obtain  accurate pollution measurements, it is neces-



sary that we know  from  shot to shot  what the absorption cross section



is for a  given pollutant  for  the actual laser bandwidth emitted.  In



performing the experiment  to  achieve simultaneous laser action, it was



noticed that the output bandwidths varied from shot to shot.  These



variations in bandwidths  depend upon:



    1.  The bias voltage  applied to  the charging  circuit, i.e., the



        energy discharged in  each  flash.



    2.  The length of time between shots.



    3.  The degradation of the dye molecules due  to repeated exposure



        to the pump source.



    Two experiments were  performed to determine:
                                 75

-------
  FROM LEFT TO Rt&WTl  LA* 6R. L I N 6.S , 4 5OO A ,<44-!f.5A ;  M0> LIWES, 435?
FIGURE 3.5:9  SPECTROMETER  PHOTOGRAPH OF THE SIMULTANEOUS TWO-




              WAVELENGTH OUTPUT UTILIZING THE AIR-SPACED CLAN-




              TAYLOR PRISM  FOR EQUAL OUTPUT ENERGIES IN EACH




              LASING LINE


-------
    1.   If any frequency pulling occurs between the two lasing wave-

        lengths.


    2.   The extent of any laser bandwidth variations and frequency

        shifts from shot to shot for the simultaneous mode of opera-

        tion*  The purpose of this experiment was to determine wheth-

        er a calibration system was needed to monitor each of the out-

        going wavelengths.
                                  i
    The experimental setup is shown in Figs. 3.6:la and b.  The laser

is set for simultaneous operation.  The two perpindicularly polarized

beams are diverted by a beam-steering mirror mount through a variable

polarizer, a variable neutral density filter, and aim focal length

lens which focuses it onto a Corning 3S50 filter and diffusion plate.

Following the diffusion plate is a 1/2 m Jarrell-Ash scanning spec-

trometer whose input and output slits are set at 10 u each.  A camera

attachment is used and the results are recorded photographically.

    To observe any frequency shifts, the laser lines were compared

with known Hg lines:  1047 A, 4071 A, and 4351 A.  The Hg lines were

initially exposed onto the film by directing the output of an Hg lamp

into the spectrometer through the 3350 Corning filter which blocked

out any unwanted harmonics.  The laser lines were then superimposed

onto the film which remained stationary during both exposures.

    In the first experiment, an investigation was made of whether fre-

quency shifts occur between the cases where each wavelength lases sep-

arately and when both lase simultaneously (with the same grating set-

tings naturally).

    To carry out the experiment, the laser was allowed to lase simul-
                                77

-------
                                                       '/3L-KV  SC/SHNVN6
                                                      SPECTROMETER:
00
                     CAMERA.
                                                                   CORNING  3850 FILTER.
                FIGURE 3.6;la  EXPERIMENTAL SETUP FOR  MONITORING LASER FREQUENCY SHIFTS  AND BANDWIDTH CHANGES

-------
FIGURE 3.6;lb  PHOTOGRAPHS OF THE EXPERIMENTAL SETUP FOR MONITORING




               LASER FREQUENCY SHIFTS AND BANDWIDTH CHANGES


-------
taneously, but only one polarization was allowed to pass through the


variable polarizer and onto the film.  The exposed film was then com-


pared to another exposure from a sequential lase at the same wavelength.


Any frequency shifts would be obtained by observing the relative changes,


if any, from the Hg lines to which both films were exposed.  Figs. 3.6:2,


3,4, and 5 show respectively the 1471*5 A line lasing sequentially then


simultaneously, and the 4500 A line lasing sequentially then simultane-


ously.  There were no frequency shifts noted between the lines when


lasing sequentially as to compared to when they lased simultaneously,


but bandwidth changes did however occur, i.e., there was a change in


laser bandwidth (along with a monotonic change in output energy) when


the system lased sequentially as opposed to simultaneously.  As can be


Figs. 3.6:2 through 3.6:5 the simultaneous-mode bandwidths and energies

              O          o
of the 4478.5 A and 4500 A lines are less than those for the sequential


mode.  They are:  4478.5 A:  sequential 10 A, 200 mj; simultaneous 7 A,


100 mjj 4500 A:  sequential 7 A, 100 mj; simultaneous 4 A, 50 mj.


    In the second experiment, lasing occurred simultaneously.  Any fre-


quency and bandwidth changes were observed in the same manner as above.


Figs. 3.6:6a through 1 are photographs that show no frequency shifts


existed but bandwidth changes did occur from shot to shot.  The band-


width changes depend upon:


    1.  bias voltage, i.e., the energy discharged in each flash,


    2.  time between pulses, and


    3.  degradation of the dye molecules due to repeated exposure to


        the pump source.


As can be seen from the photographs the bandwidths varied as much as 43
                                80

-------

     LEFT TO KKHT: ^^n«-5 A, ^358 A, 4cm A,, AND
FIGURE 3.6;2  SPECTROMETER PHOTOGRAPH  OF THE  U478.5
              £ LASER LINE FOR SEQUENTIAL OPERATION
     LEFT TO
FIGURE 3.6;3
       - 5 A,*35« A, 4OTS  , ^KD AOA~> A
SPECTROMETER PHOTOGRAPH OF THE
W78.5 X LASER LINE FOR SIMUL-
TANEOUS TWO-WAVELENGTH OPERATION

-------

     LEFT 10 R14HT '. ^$°O A, 43 5SA , 40T ? A, ANQ 4041 A
FIGURE 3.6;4  SPECTROMETER PHOTOGRAPH  OF  THE U500
              A LASER LINE FOR SEQUENTIAL
              OPERATION
                      f     O     m         a
      LEFT TO HiGm : ^500 A; 435» A,4oif A, AND 4047 A
FIGURE 3.6;5  SPECTROMETER  PHOTOGRAPH  OF THE  U500
              A LASER LINE  FOR  SIMULTANEOUS TWO-
              WAVELENGTH OPERATION

-------

peon LEFT TO UIQKT: ^5ooA.l44i?.SA,*ass  ;4
-------

FIGURE 3.6;6c  BIAS VOLTAGE = 20 KV, THIRD SHOT      FIGURE 3.6;6d  BIAS VOLTAGE = 20 KV, FOURTH SHOT

-------

FIGURE 3.6;6e  BIAS VOLTAGE = 19 KV, FIRST SHOT       FIGURE 3.6;6f  BIAS VOLTAGE = 19 KV, SECOND SHOT

-------
•
     FIGURE 3.6:6^  BIAS VOLTAGE = 19 KV, THIRD SHOT       FIGURE 3.6;6h  BIAS  VOLTAGE  =  19  KV,  FOURTH  SHOT

-------

FIGURE 3.6;61  BIAS VOLTAGE = 18 KV, FIRST SHOT       FIGURE 3.6;6j   BIAS VOLTAGE = 18 KV, SECOND SHOT

-------

FIGURE 3.6;6k  BIAS VOLTAGE = 18 KV, THIRD SHOT
FIGURE 3.6;61  BIAS VOLTAGE = 18 KV, FOURTH SHOT

-------
percent.




    As a result of these  experiments, it was therefore concluded that



since significant bandwidth changes did occur from shot to shot  during



simultaneous operation, a calibration system must be used in  the LIDAR



system in order to allow  for these changes.   The next two sections  de-



scribe the  calibration system devised for this purpose, and tuning



techniques  used to obtain bandwidths and center-frequency requirements.








3.6.2  The  Calibration System



     To ensure  accurate results which are independent of variations  in



laser operation which occur from shot to shot, and which affect  band-



width, a  calibration system was devised.  This is shown schematically



in Figs.  3.6:7a and b.  This calibration system analyses both output



beams simultaneously and permits the effective NO  absorption cross



sections  to be calculated from the data obtained.



     Operationally,  two beams of mutually-orthogonal polarizations at



the close-lying wavelengths Xj^ (W78.5 A) and X2 («*500 A) enter  the



shielded  encasement through the variable iris.  Both beams impinge  up-



on an air-spaced  Glan-Taylor prism by which the beams are spatially



separated.   The perpindicularly polarized beam, XJL, is directed  through



slide #1  by a beam-steering mirror.  Four percent of that beam is tapped




off by slide #1 and is focused by the 15-cm focal-length lens #1 onto



an RCA IP39 vacuum-tube  photodiode through neutral density filters  and



diffusion plate  fl«   The remaining portion of the beam passes through



a 1/2 m glass cell in which flows 609 ppm of N02 in N2 at just above



atmospheric pressure.  The beam is then focused onto RCA IP39 photo-
                                 89

-------
                                                    6AS \NLET
  SHIELDED
EMCkStMENT
  SI&NM.S 1,2,'
  FMH IP31 S'
                                                            FBPM
                                                    USED AS TB.V66ERTO
                                                    SCOPES
        STOPCOCK.
        GAS
                               TEKTRONl* 5-^^ O£e\ULOSCoPE*
                 FIGURE 3.6;7a  THE  CALIBRATION  SETUP
                                     90

-------
FIGURE 3.6:7b  PHOTOGRAPHS OF THE CALIBRATION SETUP

-------
diod* #2 through neutral density filters and diffusion plate #2.



    The same type of configuration applies to the parallel-polarized



beam, X2t which uses component numbers 3 and <*.  A portion of the par-



allel-polarized bean is tapped off by slide #3 onto RCA IP39 photovac-



uum diode #5, whose signal acts as a trigger to two Tektronix type 549



storage oscilloscopes.  The signals corresponding to the portion of



the beams that propagate through the cell are delayed in time by two



500 ns delay cables.  The signals are then displayed on the two stor-



age scopes along with the signals corresponding to the reference beams



that bypassed the cell.



    The type of data obtained in this manner and the method of calcu-



lating the effective N02 absorption cross sections for each lasing line



from shot to shot are described below:



    1.  Four signals, two of which are displayed on each storage scope,



        are obtained.



    2.  The two signals on the first scope correspond to the 1478.5 A



        laser line.  The first signal on storage scope 1 is used for



        normalizing for any power fluctuations that may occur from shot



        to shot.  This allows relative measurements to be made.  The



        second signal, which is delayed approximately 500 ns, is par-



        tially absorbed by the N02-N2 mixture in the cell.



    3.  The two signals on storage scope 2 correspond to the 4500 A



        laser line.  As before, the first signal is used for normali-



        zation.  The delayed signal is partially absorbed by the N02-



        N2 mixture, but not as much as the 1U78.5 A laser line.



    «*.  To calculate the percent absorption and therefore the effective
                                92

-------
    N02 absorption cross section for each laser pulse for each

    laser line, it is necessary to  know what  losses are attributed to

    the N02 in the mixture and what losses are attributed to the

    cell itself.  It is for this reason that an initial reading

    is necessary for each lasing wavelength when only N2 is flow-

    ing through the cell.

5.  To calculate the percent absorption for each wavelength

    (which is related to the effective absorption cross section)

    only relative measurements are required.  The percent absorp-

    tion is calculated using Eq. 3.6:1 below:
                                  A!
                            = 1 - Blw  .
               % absorption = 1 - Bhf »                 (3.6:1)
                                  Al
                                  Bltf/O

    where,

           A/BJW = the ratio of the signal that propagates through

                   the cell containing the N02-N2 mixture (the de-

                   layed signal) divided by the signal that bypass-

                   es the cell.

           A/B|H/O « the ratio of the signal that propagates

                     through the cell containing only the N2 (the

                     delayed signal) divided by the signal that by-

                     passes the cell.  This is done for each of the

                     lasing wavelengths.

6.  To obtain the percent transmission of each lasing wavelength

    from shot to shot, each A/B|W reading from each scope obtained

    during each shot is normalized by the initial A/B|H/O reading.
                            93

-------
        To obtain the percent absorption the ratio of the above ratios



        is subtracted from unity.



    7.   The effective absorption cross section is related to the per-



        cent absorption by:



                   ff--- = -ln(l - % absorption) (cm2),      (3.6:2)
                    EFF   	_	C	





        where,



               N - the concentration of N02 in the cell (cm**3), and



               1 * the length of the cell (cm).



    Figs. 3.6:8*a  and b, and 3.6:9 a and b show curve traces of  photographs of



the signals from the storage scopes in the calibration system.  Figs.



3.6:8a and b correspond to the readings without N02 but with N2 in the



cell for the lines centered about 4478.5 A and 4500 A respectively.



Figs. 3.6:9a and b correspond to the readings with the N02-N2 mixture



in the cell for these lines.  The effective absorption cross sections



for the lines centered about 4478.5 A and 4500 X for this particular



set of measurements are 6.36 X 10~*9 cm  and 3.54 X 10    cm  respec-



tively.



    Knowing the calibrated values of the effective N02 absorption cross



sections for each of the simultaneous laser wavelengths for each laser



firing, permits allowance to be made for any variations of laser band-



widths which occur from shot to shot.







3.6.3  Tuning Technique



    For operation of the LIDAR system, it is necessary that:



    1.   The center frequencies of both laser lines coincide with the
                               94

-------
                                 TIME.
FIGURE 3.6;8a  CALIBRATION SIGNALS FOR SIMULTANEOUS  TWO-WAVELENGTH
               OPERATION FOR THE 4478.5 A  LASER LINE WITH N,  IN  THE
               CALIBRATION CELL
                               95

-------
                                          	4 S(X> A
                    56 _
                    40
                  t-

                  -i
                  (U
                  z
                  tu












/
/
/
/
f


1 \
1 \
1












_.,J ,
-too A


\
A
/ i
/ \
/ \
/ i
/ '
/ i
i \
' i
» ' '
! \
\ ;
, ^x •*, to,
1 1 1 1 *' I ^"
oo 600 goo 'ooo /aoo
FIGURE 3.6:8b
CALIBRATION SIGNALS FOR0SIMULTANEOUS TWO-WAVELENGTH
OPERATION FOR THE «»500 A LASER LINE WITH N2 IN THE
CALIBRATION CELL
                                96

-------
                         AOO
 I     I     I

ioo  /ooO  /2oo
FIGURE 3.6;9a  CALIBRATION SIGNALS  FOR SIMULTANEOUS  TWO-WAVELENGTH
               OPERATION FOR THE H478..5  A  LASER LINE WITH  N02-N2
               MIXTURE IN THE CALIBRATION  CELL
                               97

-------
                 Sfe.
                 41 .

                 44 .

                 40
               2
               3
               u>
                •z
                I
                H
                         ZOO
                                        	AsooA.
                               \   /    \
                               v/       x^.
goo  IQQQ
FIGURE 3.6;9b  CALIBRATION SIGNALS FOR SIMULTANEOUS TWO-WAVELENGTH
              OPERATION FOR THE *500 A LASER LINE WITH N02-N2
              MIXTURE IN THE CALIBRATION CELL
                             98

-------
        center frequencies of the two interference filters in the re-
        ceiver.
    2.   The bandwidths of both laser lines must be less than the band-
        widths of the respective interference filters.
    3.   Any increase in laser bandwidths must result in bandwidths
        that remain less than the bandpass of the interference filters.
    If the laser bandwidths are larger than the bandpass of the filters,
erroneous readings would result, i.e., the data obtained from the cal-
ibration system corresponds to the actual effective absorption cross
sections, whereas the receiver would be detecting only a certain por-
tion of the laser signal spectrum.
    The operating characteristics of the receiving system could have
been designed so as to require both lasing bandwidths to be much larger
than the interference filter bandpass.  This would eliminate the need
for a calibration system in the following manner.  If both laser line
bandwidths were larger than the filter bandpass, then known spectral
quantities would be detected and determined exactly by the filter band-
pass.  The exact effective absorption cross sections would then be
known and would not vary since they were determined by the filter char-
acteristics.
    There are three reasons why this approach was not used.  First,
when operating a LI ADR system, it is desirable to obtain readings from
useful ranges (up to 10 km).  When detecting only a portion of the
laser backscatter, the signal is reduced and the attainable range is
decreased.  Second, the signal to noise ratio for a given range de-
creases, since the signal is decreased.  Third, in dye-laser systems.
                                99

-------
the dye lasing medium degrades due to repeated exposure to the pump

source.  This has the effect of oonotonically decreasing the laser

bandwidth over a period of time.  Therefore, there is a difficulty in

maintaining laser output signals whose bandwidths are much larger

than those of the receiver interference filters.

    The tuning scheme was therefore developed to achieve:

    1. Laser line center frequency and filter bandpass coincidence.

    2. Desirable laser bandwidths.

    3. Laser bandwidth fluctuations that continue to keep bandwidths

       below the bandpass of the interference filters.

    Fig. 3.6:10 shows the experimental setup used to check the system.

With the laser operated in the simultaneous mode, fractions of both
                                                                   \
beams of mutually orthogonal polarizations were tapped off by slide #1

and were directed through variable polarizer #1, variable neutral den-

sity filter #1, and lens #1 (1 m focal length).  The beams were then

focused onto diffusion plate #1, neutral density filter #1, and were

detected by an RCA 6217 photomultiplier attached to a 1/2 m Jarrell-

Ash scanning spectrometer.  The input and output slits were set at 10/>
                                             o
each to 'give a detectable resolution of 0.16 A.  To compensate for

any laser power fluctuations, the signal obtained through the spec-

trometer was normalized by a signal from a RCA IP39 vacuum-tube photo-

diode used as the trigger source in the calibration system.  A portion

of the main beam was tapped off with a pellicle and directed into the

calibration system where it was detected by the IP39 photodiode.  Sig-

nals from the spectrometer and the IP39 were recorded photographically

on two Tektronix type 549 storage oscilloscopes.
                                100

-------
  SCOPE
                PHOTO riuuT \PLtER,.
                                 5k tt
                                 SPECTROMETER,
                         NORNA.UfcA.TlON
                         S\G>MAL FROM
                         CALlfcRATtON
                         SCT-Up
NEOTRAL
                                                             FILTER)
                 ScoPE
FIGURE 3.6:10  EXPERIMENTAL  SETUP USED FOR FINE FREQUENCY TUNING

-------
    The spectrometer was initially calibrated using an Hg lamp and was
then manually set to detect the 4478.5 A line.  With the laser opera-
ting in the simultaneous mode, both beams were tapped off, but only
the line desired to lase at 4478.5 A was allowed to pass through var-
iable polarizer #1 initially.  The laser line was initially sighted by eye
through the view port on the spectrometer.  Coarse tuning was accom-
plished by observing the spectral shift while the grating's rotation-
al position was changed.  Once having achieved the desired spectral
center line frequency, within visual approximation, the desired laser
bandwidth, approximately 5 X, was sought.  As mentioned earlier, the
bandwidths must be less than the bandpass of the interference filters.
If the laser bandwidths were initially set at 5 X with the bias voltage
set at the maximum to be used, and knowing that the bandwidths monoton-
ically decrease due to repeated exposure of the lasing medium to the
pump source, the laser bandwidths would be ensured to always be within
the bandpass of the filters.
    Initially, the laser bandwidths were adjusted for maximum width,
approximately 20 A, by setting the grating positions as close as pos-
sible to the polarizing prism.  To obtain the desired 5 X bandwidths,
the distance of the gratings need only be increased relative to the pol-
arizing prism.  To check the bandwidths each time the-' grating positions
were moved, a camera was attached to the view port on the spectrometer,
and the laser spectral widths were recorded photographically.  Initial
exposure of the film to an Hg lamp through a Corning 3850 filter and
the spectrometer served as a calibration check on the bandwidth read-
ings.  The resolution obtained on the film was 16 A/mm.  Initially, the
                                102

-------
two laser lines night partially  overlap since the bandwidth?  were  orig-


inally set at approximately 20 X.   Therefore, variable polarizer #1 was


set to allow only one polarization to pass into the spectrometer initially.


Through repeated adjustments  of  the axial  positions  of  the gratings, the  de-


sired bandwidths were obtained with the center-line frequencies set vis-


ually at 4478.5 A and 4500 A. Figs.3.6slla through i  show the run to


obtain the 5 A bandwidths for each of the  simultaneous laser  frequencies.


    Having obtained the desired  bandwidths, the next step was to finely


adjust the laser frequencies  using the tuning technique described  earlier


in the section*   The rotational  positions  of -the gratings were finely adjusted
                                                                         i

using micrometers and the normalized readings of the scopes were maxi-


mized.  Figs. 3.6:12a.and b and  3.6:13a and b show the  first and final scope


readings for fine center line adjustment for the simultaneous laser fre-


quencies 4478.5 A and  4500  A  respectively.  Fig. 3.6:14 shows the  desir-

                                                       o
ed simultaneous output  with each line approximately 5  A wide  and the

                                       O          o
line center frequencies set at 4478.5 A and 4500 A.


    In conclusion,  the  results  of the experiments to determine whether


frequency shifts and bandwidth changes occur from shot to shot during


LIDAR operation, definitely show the necessity for a calibration system.


If meaningful pollution readings are to be obtained, calibrated output


signals must be used.


    In the  following chapter, calibrated LIDAR returns are interpreted


and pollution concentrations at various ranges from the LIDAR site are


given.
                                103

-------
'
I
                TO
FIGURE 3.6;lla
                      SPECTROMETER PHOTOGRAPH OF THE SIMUL-
                      TANEOUS TWO-WAVELENGTH OUTPUT TO GETQ
                      5 /( BANDWIDTHS IN EACH LINE— UU78.5 A
FIGURE 3.6:llb  —H500 A

-------

     e FT To flifcWT'. 45ooi,44it.5AJ435S'A, 40i?A, AND
FIGURE 3.6 tile   —THE U478.5 X AND  U500  A LASER
                 LINES
FIGURE 3.6;lid   —THE 1478.5 A  AND 1500   LASER
                 LINES

-------

FIGURE 3.6 tile  —THE HU78.5 A AND 4500 X LASER
                LINE
FIGURE 3.6tllf  --THE UU78.5 A AND H500 A LASER
                LINE

-------

FIGURE 3.6;llg  —THE U478.5 X AND 4500 X LASER
                LINE
FIGURE 3.6;llh  —THE HU78.H A AND «»500 X LASER
                LINE

-------
FIGURE 3.6;lli  —THE 4H78.5 A AND 4500 A LASER LINE
                         108

-------
<
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          2
          H
                                                L
                       TIMS. (3.00
          3

          UJ
          =>


          £
          -.J


          £*
         to
         I
                             (2.00
FIGURE 3.6:12a
       THE INITIAL FINE TUNING SIGNALS FOR SIMULTANEOUS TWO-
       WAVELENGTH OPERATION  FOR  OBTAINING FREQUENCY COINCI-

       DENCE FOR THE W78.5  A LASER LINE
                               109

-------
         Ul
         -4

         ID
        10
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                      TYM£ ^ zoo /vA/vosec/ o/^)
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                       TIM S (200 /VANfl SEC. 101V)
FIGURE 3.6:12b
THE FINAL  FINE TUNING SIGNALS  FOR SIMULTANEOUS TWO-

WAVELENGTH OPERATION FOR OBTAINING FREQUENCY COINCI-

DENCE FOR  THE 4*78.5 A LASER LINE
                               110

-------
        Itf
                                               7
                       Tine. (200 N*NO s EC/ON)
       UJ
       01
       Of
       I
       H
FIGURE 3.6:13a
THE INITIAL FINE TUNING SIGNALS FOR SIMULTANEOUS TWO-
WAVELENGTH OPERATION  FOR OBTAINING FREQUENCY COINCI-
DENCE FOR THE 4500  K  LASER LINE
                             111

-------
        §
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         UJ

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FROrt LEFT TO
'.  4SOO A, 4*1? , ,
                                     A , AM D AOA1
FIGURE 3. 6 tit  SPECTROMETER PHOTOGRAPH  OF THE SIMULTANEOUS




               TWO- WAVELENGTH OUTPUT  WITH LASER FREQUENCIES




               FINE TUNED TO H478.5 A AND «*500 A WITH APPROX-




               IMATELY 5 A BANDWIDTHS
                       113

-------
                       EFFICIENCY-PERCENT
                       100-
                        50'
                               MASTER =24 FR
                                 IBOOg/mm
                         0
                         0.3
                               0.4     0.5
                          WAVELENGTH - MICRONS
                                                 0.7
GRATING TYPE
Replica on pyrex
aluminum coating
LASER POWER
CONTINUOUS
50 W/cm2
LASER POWER
PULSED
2 MW/cm2 on
20 - 30 ns
MAXIMUM
TEMPERATURE
100°C
                             Grating Characteristics
FIGURE 3.6:15   SPEC. SHEET  3.6:1
                                      114

-------
	l._.

-------
MPA.NY
BENTON HARBOR. MICHIGAN
CHART NO. 445-19
                                                      PRINTED IN U.S.A.
 Interference-Filter Characteristics for Simultaneous Two-Wavelength
 Operation

 Spec.  Sheet 3.6:1  Continued
                                   116

-------
                              HEATH COMPANY
                                               BENTCN HARBOR, MICHIGAN
Interference-Filter Characteristics  for Simultaneous Two-Wavelength
Operation

Spec. Sheet  3.6:1 Continued
                                 117

-------
    CHAPTER 4  N02 MEASUREMENTS



4.1  Introduction

    Measurements on N02 were carried out using laser outputs at 4478.5

A and 4500 A.  These were optimized using the procedure described in

Sect. 3.6.3.

    Alignment of the outgoing laser beam with the receiver telescope
                                                                        i'1
was carried out by using a water tower on top of a building over 2 km

away as a target  and adjusting the alignment of the receiver telescope

to obtain the maximum return signal from the tower.  The outgoing beam goes

out eastwards from a corner window in our laboratory, and passes over

upper Manhattan and the East River.



4.2  Results of Field Tests

4.2.1  Sequential Measurements

    Measurements were carried out in the sequential mode of operation

with pulses fired at intervals of approximately 5 seconds.  The laser was

fired in trains of three pulses:  on-peak, off-peak, and on-peak.

Measurements were only considered valid when the first and the third

pulse returns were nearly identical, indicating that no substantial

scene change had occurred between pulses.

    With the LIDAR system pointing out of the laboratory window, meas-

urements of the LIDAR backscatter returns at 4478.5 X and 4500 A were

carried out.  The return signal, the output of the photomultiplier

tube in the receiver system, was displayed on the oscilloscope and

recorded photographically.
                                  118

-------
    Fig. 4.2:1 shows a curve trace  from an  oscilloscope photograph  of



a typical return signal.  The peak  occurring at 16 jis  represents  the



reflection from  the water tower on top of a building some  2400 m away



from the LIDAR site.




    Fig. 4.2:2 shows the  trace  of the  return signal  when a number of



chimneys below the bean path were emitting  smoke.



    Fig. 4.2:3a and b show  respectively two curves plotted from oscil-



loscope photographs of the  returns  at  4478.5 X and 4500 A, and the  cal-



ibration signals obtained for these readings.   As can  be seen from  the



curves, the  signal at 4478.5 A, which  is on the absorption peak, was



clearly attenuated more than the signal at  4500 A, which is off the ab-



sorption peak.



    The different attenuations  may  be  noticed immediately  by looking  at



the reflection peaks from the building 2400 m (16 us)  away.



    The relative attenuation is largest over a 450 m region extending



from a range of approximately 1050  to  1500  m.   Below the LIDAR beam in



that region  are several avenues with heavy  traffic.  N02 densities  over



that region  are calculated  from the curves  to be approximately 0.46 ppm.



    The overall average density to  the building and  back is approximate-



ly 0.09 ppm. Measurements  of this  type show a correlation within 30



percent of the sample measurements  made at  a. fixed-site, the Department of




Air Resources monitoring  station situated near the area.








4.2.1.1  Factors Affecting  Accuracy



    In the initial  field  tests, the laser beam was paraxial with  the



optical receiver axis.  This arrangement was used  to avoid local  scat-
                                119

-------
             FIGURE 4.2:1  TYPICAL LIDAR RETURN SIGNAL
         %/*
       >- t
       £ 2
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FIGURE 4.2;2  TYPICAL LIDAR RETURN SIGNAL WITH CHIMNEYS BELOW BEAM

              PATH
                               120

-------
NJ
              FIGURE >».2:3a  SEQUENTIAL LIDAR RETURN SIGNALS AT H«*78.5 A AND «*500  A

-------
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                  34 _
             U3
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                         I     1
                                                  4418.5 A
                                                  4500 £
                                                       5.11*10

                              400  bOO  gOO  1000 I3.OO
FIGURE »».2;3b  SEQUENTIAL CALIBRATION SIGNALS AT 4478.5  A AND 4500 A
                              122

-------
taring from the outgoing beam into the receiver.  This scattering prob-



lem was overcome with a redesigned optical arrangement with the out-



going beam collinear with the optical receiver axis.  This permitted



the use of a much more collimated output beam along with a smaller ac-



ceptance angle for the optical receiver field of view.  This has result-



ed in improved signal-to-noise ratios as well as reducing the importance



of shot to shot repeatability of the geometric intensity distribution of



the laser output pulse.



    Other factors were also found to affect the accuracy of measure-



ments.  With sequential operation, changes in the region probed by the



laser beam in the time interval  between shots obviously cause errors.



Changes are of two types:



    1.  Scintillation effects, which cause rapid changes in the trans-



        mission of the beam and  backscattered signal through the atmos-



        phere.



    2.  More gradual changes due to particulates and pollutants being



        blown by wind.



    Scintillation effects are particularly bad when there are large



temperature gradients across the beam path.



    To check that neither of these effects is causing substantial er-



rors when sequential measurements are being made, the laser is operated



in  groups of three pulses,  with  the first pulse being off-resonance,



the second on-resonance, and the third pulse off-resonance again, to



ensure no substantial changes with the first.  It is found that these



conditions prevail particularly  when there are no patches of particu-



lates, e.g., smoke drifting across the scene being viewed, and when
                                123

-------
there are no strong temperature gradients causing scintillation ef-


fects.  The curves of Figs. 4.2:1 and 4.2:3a were obtained under such


conditions.


    For conditions where the scene or optical path is changing' rapid-


ly, which is frequently the case, there appears to be no remedy but


to use simultaneous wavelength operation, so that both wavelengths are


traversing the same optical path at the same time.





4.2.2  Simultaneous Two-Wavelength Measurements


    A series of field tests were carried out operating the laser in


the simultaneous two-wavelength mode of operation.  For this purpose,


the arrangement described in Sect. 3.5.2 and Figs. 3.5:la and b was


used, as well as the calibration cell arrangement described in Sect.


3.6.2 and Figs. 3.6:7a and b.


    Figs. 4.2:Ha through o each show typical pairs of curves plotted


from oscilloscope photographs of the LIDAR returns and the calibration


signals at 447S.5 & and 4500 A for various times during the day.


    During the field tests it was noted that the readings from the


calibration system indicated that there was a monotonic narrowing in


laser bandwidth with the number of laser firings.  This can readily be


seen in view of Figs. 4.2:4b, d, f, h, j, 1, and n.  These curves show


that the difference in effective absorption cross sections increased


with the number of times the laser was fired.


    The effective N02 absorption cross sections therefore varied from


5.43 X 10"19 cm2 and 4.17 X 10~19 cm2 to 6.36 X 10"19 cm2 and  3.54 X

  -19   2                oo
10    cm  for the 4478.5 A and 4500 A lines, respectively.  This effect


was expected, and as explained in Sect* 3.6 is due to solarization of



                                124

-------
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         FIGURE  H,2;4a  SIMULTANEOUS LIDAR RETURN SIGNALS AT *W78.5 A AND «*500 A, TIME:  8:«*5 A.M.

-------
                                                         .5 A
                                               ---- 4SOO
                         200  AQQ  400  600  /OOO 1140
FIGURE «»,2i4b  SIMULTANEOUS CALIBRATION SIGNALS FOR 4478.5 A AND 4500




               A, TIME:  8:45 A.M.
                               126

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FIGURE *.2iHc  SIMULTANEOUS LIDAR  RETURN  SIGNALS AT W78.5 A AND H500 At TIME: 9:00 A.M.
T	1—>
6   II

-------
                                                      «,S A
                                            ---- 4500 A,
                                                             ~'
FIGURE 4.2;Ud  SIMULTANEOUS CALIBRATION SIGNALS FOR 4478.5 A AND 4500

               A, TIME:  9:00 A.M.
                               128

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                                                     4A18.5A
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FIGURE 4.2;4f  SIMULTANEOUS CALIBRATION SIGNALS FOR 4478.5 A AND 4500




               A, TIME:  9:30 A.M.
                               130

-------
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                            NORMALHIN6  POINT
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FIGURE *.2iHg  SIMULTANEOUS  LIDAR RETURN SIGNALS AT 4U78.5 A AND 4500 A. TIME:  5:30  P.M.

-------
               ul


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FIGURE 1.2;*»h  SIMULTANEOUS CALIBRATION  SIGNALS FOR 4178.5 A AND 4500



               A, TIME:  5:30 P.M.
                               132

-------
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                  SB.
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FIGURE f.2;«»j  SIMULTANEOUS CALIBRATION SIGNALS FOR W78.5 A AND  «*500

               A, TIME:  6:00 P.M.
                                134

-------
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FIGURE »*.2:«»1  SIMULTANEOUS CALIBRATION SIGNALS FOR W78.5 A AND 4500




               A,  TIME:   6:30 P.M.
                               136

-------
              /3
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                      1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	,	r
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      FIGURE «».2:4m  SIMULTANEOUS LIDAR RETURN  SIGNALS AT «*H78.5 A AND 4500 A, TIME:   8:00 P.M.

-------
                  44
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FIGURE U.2;Hn  SIMULTANEOUS CALIBRATION SIGNALS FOR 4478.5 A AND «*500
               A, TIME:   8jOO P.M.
                              138

-------
----- 4500
                                                            A
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FIGURE H.2t*Q  SIMULTANEOUS CALIBRATION SIGNALS FOR U«*78.5 A AND «V500




               A FOR NORMALIZATION (WITH N2 IN THE CALIBRATION CELL)
                               139

-------
r
(m)
1050






750






FROM
LIDAR
SITE
TO
BLDG.




T^
(m)
450






300






2400








Time
8:45 A. M.
9:00 A. M.
9:30 A. M.
5:30 P. M.
6:00 P. M.
6:30 P. M.
8:00 P. M.
8:45 A. M.
9:00 A. M.
9:30 A. M.
5:30 P. M.
6:00 P. H.
6:30 P. M.
8:00 P. M.
8:45 A. H.

9:00 A. M.

9:30 A. M.
5:30 P. M.
6:00 P. M.
6:30 P. H.
8:00 P. M.
H02 Concentration
(pptn)
0.29
0.31
0.21
0.26
0.24
0.15
0.14
0.31
0.22
0.22
0.19
0.15
0.16
0.11
0.11

0.11

0.09
0.09
0.08
0.06
0.06
Uncertainity
(ppm)
0.05






0.07






0.009








TABLE 4.2:1  RANGE, RESOLUTION, N02 POLLUTION CONCENTRATION,




             AND UNCERTAINTIES FOR VARIOUS TIMES DURING THE DAY
                         140

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the dye and degradation of  gain  following many laser firings  during the
course of the day.
    From the traces of the  LIDAR returns, Figs.  4.2:4a,  c,  e, g,  i, k,
and mt it is seen that in each case  the  relative attenuation  is largest
over a 450 m region extending from a range of approximately 1050  m to
1500 m.  This result  corresponds well with the fact that over that re-
gion the LIDAR beam crosses over several avenues with heavy traffic.
    Table 4.2:1  lists the pollution  concentration measured  at various
times during a typical day. The  range location of particular  interest to ob-
serve pollution  changes  during rush  hours is located approximately 1200
m from the LIDAR site (the  region where  areas of heavy traffic exist).
Table 4.2:1 shows that the  readings  obtained at the range of  10SO m and
depth resolution of 450  m do in  fact evidence peaks in pollution  levels
during the morning and evening rush  hours, while dropping lower there-
after.   From  i:45 a.m. to 9:00 a.m.  the  pollution level  remained  approx-
imately  the same (0.29 ppm  to 0.31 ppm respectively), then  declined to
0.21 ppm at 9:30 a.m..   During the evening rush hours the peak N02 con-
centration reached 0.26  ppm at 5:30  p.m. then declined to 0.24 ppm at
6:00 p.m..  Thereafter,  the level of M02 pollution reduced  steadily from
0.15 ppm at 6:30 p.m. to 0.14 ppm at 8:00 p.m..  The overall  average N02
density  observed from the building (2400 m or 16 us away) to  the  LIDAR
site ranged from 0.11 ppm to 0.06 ppm from 8:45 a.m. to  8:00  p.m. respec-
tively.
    These average density results were generally found to be  within 30
percent  of the  values measured by the New York City Department of Air
Resources fixed-site  monitoring  station  situated a short distance to the
south of the  LIDAR beam  trajectory.
                                 141

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4.3  Error Analysis

    For the practical interpretation of the LIOAR pollution measure-

Dents it is useful to know the uncertainity that is associated with

the measurement.  Towards this end, an experiment was performed in

which a known concentration of N02 was monitored by the LIBAR system.
                                  ,          i
    The experimental setup is shown in Fig. 4.3:1.  The simultaneous

laser output passed through a 1/2 m sample cell which contained 609

ppm of N02 in H2.  The output was then directed into the atmosphere

and the backscattered returns were monitored by the receiving system.

Each output pulse was monitored by the calibration system and the sig-

nals obtained from detectors 1 and 3 in the calibration setup served

as the bef ore-cell signals for both the calibration and sample cells.

The experiment was performed on a windy clear night such that clear-

air conditions existed, and that the output signals would not be fur-

ther attenuated by ambient levels of N02.

    By knowing the before cell readings and the signals backscattered

from the atmosphere, the pollutant concentration in ppm*&r(m) was ob-

tained for a series of 5 shots.  The mean value of the deviations from

the known concentration in the cell (609 ppm in 1/2 m = 304.5 ppm'&r

(m)), was calculated to be 21 ppm*&r
-------
u>
       r
                                                                             LASER OUTPUTS I C.NM-S
              	I
              FIGURE 4.3:1   EXPERIMENTAL SETUP FOR DETERMINATION OF LIDAR-READING UNCERTAINTIES

-------
                            HEAN  OEVtKTIONi* 20.^ ppM •
          400
         BdO


          100
                                                          NC\ CONCENTRATION
                                                          IN SAMPLE CELL
FIGURE 4.3;2   ERROR PLOT FOR  DETERMINATION OF  LIDAR-READING

               UNCERTAINTIES
                                144

-------
hour tiroes and leveled off thereafter.  The pollution levels calculat-



ed from the returns are typical of the levels found at intersections



and avenues of heavy traffic*



    An experiment was performed to obtain quantitative uncertainties



associated with each pollution reading obtained in the simultaneous



node of operation.  The variations in the readings obtained by the



LIDAR system  in monitoring the known concentration of N02 were primari-



ly  attributed to  ambient  levels of N02 present during the time of the



experiment.
                                 145

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    CHAPTER 5  SIMULTANEOUS MULTIWAVELENGTH OUTPUTS FROM ENERGY-TRANSFER



               DYE-MIXTURE LASERS








5.1  Introduction



    In a second generation LIDAR system it would be desirable to have



the capability of monitoring several pollutants simultaneously.  This



can be accomplished by lasing simultaneously in the spectral regions



necessary to monitor the pollutants of interest.



    Thus, though the work being reported here centered primarily on the



detection of NO., an experimental program was carried out on dye mix-



tures for the purpose of:



        Obtaining simultaneous outputs at two pairs of wavelengths, one

                    Q

        in the 4500 A spectral region (for monitoring N02> and the oth-


                       e                                            o
        er in the 6200 A spectral region.  (The outputs in the 6200 A



        region could then be used, in conjunction with frequency dou-



        bling, for monitoring S02 and 03 in the 3100 A spectral region.)



    The program carried out was successful and simultaneous laser opera-



tion was obtained at two and even three wavelengths (in the three pri-


                                77
mary colors) for the first time.



    To achieve these results, use was made of energy transfer processes



in organic dye mixtures.  Energy transfer processes in organic dyes have



received some consideration in the past.  "    The results of the exper-



iments described below conclusively demonstrate that:



    1.  In a mixture of two or more dyes in a solution, excitation ener-



        gy may be very efficiently transferred from an excited molecule



        of one species to another, and that the process may be repeated
                                  146

-------
        successively to a third dye with the excitation energy being
        efficiently cascaded to still longer wavelengths.
    2.   Furthermore, simultaneous outputs at several widely separated
        spectral regions may be obtained from a dye-mixture laser.
    3.   Dye mixtures can be used to reduce the required concentration
        of the lasing dye, while still maintaining effective absorp-
        tion of the pump soruce radiation.  The reduced concentration
        of the lasing dye reduces self-absorption losses at the laser
        wavelengths.  This in turn reduces threshold upper level popu-
        lation density requirements, and therefore the required pump
        source intensity.
    A second series of experiments was carried out to define the energy
transfer processes involved.  Possible processes were either radiative
or nonradiative resonance transfer or a combination of the two.  Two
experiments were devised which required only static measurements to be
performed.
    The next section considers the theoretical background for energy
transfer processes that could occur at the concentrations found optimum
for simultaneous laser action in dye-mixture lasers.

5.2  Energy Transfer Mechanisms
5.2.1  Introduction
    The characteristics of a donor-acceptor system in which intermolec-
ular energy transfer plays the dominant role are illustrated schemati-
cally in Fig. 5.2:1.  There, the fluorescence emission spectrum of donor
molecule D overlaps its own absorption spectrum as well as that of the
                                147

-------
                    It)
-p-
oo
                    U)
                    I-
                    2:
                                                               LENGTH



                              DONOR-DMORTRKU^E                      DOMOR-KCCEPTOR TR\US PER


         FIGURE 5.2:1   DONOR-ACCEPTOR SYSTEM OF TWO ORGANIC DYES WITH OVERLAPPING FLUORESCENCE AND  ABSORPTION
                       BANDS

-------
acceptor molecule A.  These spectra  indicate  an overlap  in the energy



manifolds of the transitions in  D and the absorptive transitions in D



and A, thus permitting excitation transfer  from D to D and from D to A*



Energy transfer along a chain of donor to donor molecules and from don-



or to acceptor molecules  are therefore possible.  It is  also clear that



such a process can be cascaded down  through several dyes, e.g., D to A



to B to C.  This is  shown in Fig. 5.2:2.



    A second type of dye  mixture in  which simultaneous emission is pos-



sible is illustrated in Fig. 5.2:3.  In this  case the  absorption bands



of dyes D and A overlap,  while the emission bands are  widely separated.



Thus, excitation of  such  a mixture will result in simultaneous excita-



tion of, and emission (and possibly  laser emission  under the appropri-



ate conditions) from both dyes.



    The main mechanisms that can be  responsible for the  intermolecular



energy transfer between the donor-donor pairs and donor-acceptor pair


   .   ,        76,90-92
molecules are:   '



    1.  radiative transfer by means  of radiation  by the  donor dye and



        reabsorption by the donor and acceptor dyes.



    2.  singlet-singlet nonradiative transfer between  donor and donor



        molecules and between donor  and acceptor  molecules due to



        coulombic interactions  (dipole-dipole etc.) and  exchange or col-



        lision induced nonradiative  decay back to  S0  (ground state).







5.2.2  Radiative and Nonradiative Energy Transfer



    In the  case of  radiative transfer, excitation transfer rates are re-



lated in a  relatively straightforward manner by the values of the absorp-
                                 149

-------
                                                                                        ABSORPTION
Ui

o
                     C
                     UJ
fe
-4
U)
a:
                     IU

                     V-
          FIGURE 5.2{2  DONOR-ACCEPTOR SYSTEM OF FOUR ORGANIC DYES WITH OVERLAPPING FLUORESCENCE AND ABSORPTION




                        BANDS

-------
z
3

It)
 -J
 Ul

•
 IU
 »~

 H
\
                                                                                           \
                                                                                             \
      FIGURE 5.2t3  DONOR-ACCEPTOR SYSTEM WITH OVERLAPPING ABSORPTION BANDS

-------
tion and emission cross sections of the acceptor and donor dye and



their extent of overlap, and takes place over distances greater than



50 to 100 L



    Analysis of these factors show that the probability of radiative


                                90
transfer, K£T(RAD)f is given by:



                   Kj^RAD)^ 2.303CNA3l (fn(\))EA(V)dT),      (5.2:1)


                                  QD    o


where,



        1 - the specimen thickness,



        f« a the donor normalized fluorescence spectrum,



        ED * the acceptor absorption coefficient,



        [NA] = the molar concentration of acceptors, and



        Q = the quantum efficiency of the donor.



    The mechanism of singlet state transfer of energy between donor


                                               93
and acceptor molecules was analyzed by Forster,    According to Forster,



the probability of nonradiative transfer from a donor to an acceptor



molecule is proportional to the overlap of the fluorescence band of the

                                                   V

donor and the absorption band of the acceptor molecule.  This is a reso-



nance transfer mechanism and is illustrated in Fig. 5.2:4.  Radiation-



less transfer due to coulombic interaction takes place over distances



less than 50 to 100 A depending upon the molecules involved in the pro-



cess.  The probability of nonradiative energy transfer, KET(NOMRAD),



from an excited fluorescent molecule D to an acceptor molecule A is



expressed below:



                   KET(NOMRAD) ' l/jU6,                   (5.2:2)





where,
                                152

-------
s,
     U).
 s.
     K.ST
AA/VWWV**
                                                 s,
        DONOR
                   ACCBPTOR
      FIGURE 5.2:4  DONOR AND ACCEPTOR ENERGY LEVELS
                           153

-------
                          00

        Rg6 * (90001nlOfo2(fr(v')Eft(y)dV,                     (5.2:3)

              128(TTpKn'»)N)      V*

                          0



where,



        t0 = the fluorescence lifetime of isolated donors,



        R * the distance between D and A,



        n = the refractive index,



        fjj * the normalized fluorescence intensity of D,



        E  = the absorption coefficient of A,
         A
                                    2
        •X, * a geometrical factor «X > = 2/3), and



        RQ = the critical transfer distance at which there is equal



             probability of radiative or nonradiative resonance trans-



             fer to occur.






5.3  Multiwavelength Laser Action in Dye Mixtures—Experimental Results



    In the first series of experiments carried out, dye mixtures were



chosen from which simultaneous laser outputs at useful spectral combi-



nations could be obtained.    A mixture of  7- diethylamino-4 methyl coumarine,



Acriflavine, and Rhodamine'B allowed dye laser  outputs to  be  obtained at


                     77
three primary colors.



    Fig. 5.3:1 shows the absorption and fluorescence spectra of these



three dyes.  The absorption bands of Acriflavine and Rhodamine are seen



to overlap the fluorescence bands of the Coumarine and the Acriflavine



respectively.  This overlap in the energy gaps of these dyes would per-



mit, in principle, excitation energy transfer  from Coumarine to the



Acriflavine and from the Acriflavine to Rhodamine B either by  radiative



or nonradiative resonance transfer.
                                154

-------
Ui
Ln
                                                                                              bSOQ
        FIGURE  5.3:1
ABSORPTION AND FLUORESCENCE SPECTRA OF THE THREE DYES AT OPTIMUM CONCENTRATIONS FROM
WHICH SIMULTANEOUS LASER OUTPUTS WERE OBTAINED IN THE THREE PRIMARY COLORS

-------
    It was therefore possible to use the 3371 A output of an N2 laser


to excite the Coumarine dye and obtain excitation transfer to, and


simultaneous emission (including laser emission) from* all three dyes


in a mixture with appropriate concentration ratios.


    Fig. 5.3:2 shows the absorption and fluorescence spectrum of this


three-dye mixture at concentrations found optimum for three-color


laser operation.  The absorption curve shown is for a 1.0 mm optical


path length, and ethanol was the solvent used.  Excitation for the


front surface fluorescence measurements depicted in Fig. 5.3:2 was by

                  0
means of the 3650 A output obtained from an Hg discharge lamp.  This


is absorbed by the Coumarine, which transfers excitation to the Acri-


flavine, which in turn transfers excitation to the Rhodamine B.  Fig.


5.3:3 shows the experimental setup used to obtain the absorption and


emission curves of the dyes.


    The different concentrations used for each of the three dyes arises


from the fact that the excitation source for laser action in the dye


mixture was the 200-kw 30-ns 1-HZ H2 laser output at 3371 A.  The ab-


sorption of this pump light was therefore predominantly by the Coumar-


ine dye, hence its large concentration requirements relative to the


other two dyes.  Thus, in this case, the type of dye mixture used would


be a combination of the types depicted in Figs. 5.2tl, 2, and 3.  With


this three dye mixture, laser action was obtained simultaneously at


three wavelengths centered at 4400 A, 4900 A, and 6200 A.  These out-


puts could be individually tuned over a range of approximately 15 A, as


shown in Fig. 5.3:3.


    That excitation transfer is the predominant mechanism for exciting
                                156

-------
Ul
             100.
                                                                                    ACRIFLKVINE UKSER (\*IO
                                                                                                          -4
                                                                                      RHODMAINE B LKSER. (1-5*10 *n|jQ
                         35OO
                                                                                         6500
FIGURE 5.3;2
                        ABSORPTION AND FLUORESCENCE SPECTRA OF THE THREE-DYE MIXTURE AT OPTIMUM  CONCENTRATIONS
                        FROM WHICH SIMULTANEOUS LASER OUTPUTS WERE OBTAINED IN THE THREE PRIMARY COLORS

-------
                                                  HG LANP
00
    /  \
 V ARABLE
NEUTRAL-DEHSITX
                   X-Y RECORDER   /

                                  \

1



»(

L





PH(

4-|
i


3TO
/
/

L

                   PHOTOMETER
                                                                             "STRIP-CHART
                                                                              RecoRDER
                                                                      uv PINVO
                                                                     PHOTODlOOe
                                                                      LENS
                      -X
PHOTOMULTlPUER      Is'    \
                                                              \
                                                                \
                            KEuTRJkL-DENSITY


                            SLt DE
                                                                  \
                                                 7
                                                                    V-
                                                                     .-ni.

                                               DVECELL      /
                             /       DXE CELL.
                                        -M JARRE LL-
                                                                                  HeNe DETECTOR
         FIGURE  5.3:3  EXPERIMENTAL SETUP FOR OBTAINING FLUORESCENCE AND ABSORPTION SPECTRA

-------
laser action in the Acriflavine and Rhodamine B  is  confirmed by the
fact that it was not possible to obtain laser action from Acriflavine
alone, at any concentration, using the 3371 X N2 laser output for ex-
citation, while laser action by direct excitation at 3371 A of Rho-
damine B alone was found to require an order of  magnitude higher con-
centration of Rhodamine B with the same optical  arrangement used.
See Fig. 5*3:4.
    For two-wavelength operation in the 1500 A and  6200 A region, the
concentration of the center dye, Acriflavine, was reduced, and that
of the Rhodamine B increased.  This resulted in  effective laser oper-
ation at the desired spectral regions.  Fig. 5.3:5  shows the spectrum
of the dye mixture for two-wavelength operation. An optical arrange-
ment suitable for getting simultaneous laser action at two pairs of
wavelengths in each of the spectral regions of interest is shown in
Fig. 5.3:6.
    By comparing the fluorescence quantum yield  for each of the three
dyes alone with the fluorescence quantum  yield for  the dye mixtures,
it was found that the fluorescence quantum yield for the single-step
transfer process, Coumarine to Acriflavine, was  approximately 90 per-
cent. The yield for the two-step transfer process,  Coumarine to Acri-
flavine to Rhodamine B, was approximately 80 percent.

5.U  Energy Transfer Mechanisms—Experimental Results
5.4.1  Radiative Energy Transfer
    If energy transfer were predominantly a radiative process at the
concentrations required for simultaneous  laser action, the energy
                                159

-------
                                                             OUTPUT
                                             CfLlNOR»CKV_ LENS
                                                           MIRROR.
FIGURE 5.3;t  OPTICAL ARRANGEMENT FOR OBTAINING SIMULTANEOUS THREE-COLOR OUTPUTS IN THE THREE PRIMARY




              COLORS

-------
   100-
                                                                                                 (l*«o
                                                                                                     -v
            35OO         4OQO         ASOQ        Sooo  0       SSoO        &o'oo         &S0O




FIGURE 5.3:5  ABSORPTION AND FLUORESCENCE SPECTRA FOR SIMULTANEOUS TWO-WAVELENGTH OUTPUT

-------
                                                                                6RKTIN&
to
               LASER OUTPUT A.T
                                                                                          cue.es,




        FIGURE  5.3:6  OPTICAL ARRANGEMENT  FOR OBTAINING TWO PAIRS OF WAVELENGTHS  SIMULTANEOUSLY

-------
transfer rate would be given by Eq.  5.2:1.   The energy transfer rate



from D to A would be directly proportional to the overlap  integral, Pt


as defined in Eq. 5.2:1.  Thus, the  emission from the acceptor molec-


ules, A, would be proportional to  the  product of the quantum efficiency


of A and the overlap integral P.



    Two pairs of dyes were  chosen  such that  the absorption spectrum of


each acceptor dye overlapped the flourescence spectrum of  the same do-


nor dye differently.  Relative measurements  were made to determine the


dominant mechanism for energy transfer in the following manner:
                          *  Fluorescence of AI in  mixture  1  ,

                    P2&Q2   flourescence of A^ in  mixture  2



                                                            (5.4:1)



where,



         A1 =  acceptor dye #1,



         &2 ~  acceptor dye #2,



         P! 2  =  tna overlap integrals of the fluorescence  spectrum of



                donor dye, D, with the absorption  spectrum of  acceptor



                dy«t Ai,2» and
                    t

         nQl 2 s thc 
-------
          X.-X RECORDER.      /
                                 SPECTROMETER.
FIGURE S.H;1  EXPERIMENTAL SETUP FOR OBTAINING  FLUORESCENCE AND ABSORPTION SPECTRA

-------
the same concentration.  The  first mixture consisted of Dichloroflu-



orescein (2 X 10~* M/l), donor, and DODC  (5.52  X  10"5), acceptor, in



ethandl.  The second mixture  consisted of Dichlorofluorescein (2 X



1
-------
                                                  OVeR.\.A,P tNTEGRM. P,
0.1
                                                         626?
FIGURE
         OVERLAP INTEGRAL OF  DICHLOROFLUORESCEIN  (DONOR)  AND DODC




         (ACCEPTOR)
                          166

-------
                                                                    Pa.
                                                            (R€LCT\ve UNITS)
SSI 5"  5764  SI 33.  UOO
                                                                  6437
FIGURE 5.4;3   OVERLAP INTEGRAL OF DICHLOROFLUORESCEIN (DONOR) AND

               RHODAMINE B (ACCEPTOR)
                                167

-------
       l-i-
       l.o.
      o.f-
      a.%.
    2
    3

    ttl
    uj
    I-
    i/j
    Z.
      0.4
      0.3.
  T
5764
                             FLUORESCENCE
                             DO DC C5.S2.xto~3
                             AREA* °l~> (RBUMIME UNITS')
                                           QUAjNTUM EFFlClEMtY
                                     I       I       I       I
                                          64 3 T
FIGURE  S.Utf   FLUORESCENCE QUANTUM  YIELD  OF DODC  IN THE  MIXTURE  WITH


                DICHLOROFLUORESCEIN
                                   168

-------
                r     i
             5411 5515  576?
FIGURE 5,*»tS  FLUORESCENCE QUANTUM YIELD  OF RHODAMINE B IN THE MIXTURE

              WITH DICHLOROFLUORESCEIN
                              169

-------
ceptor relative to the fluorescence of the donor in the same mixture.



Before this critical concentration, energy transfer would take place



by the radiative process.  The emission of the donor would be partial-



ly absorbed by the acceptor.  As the donor concentration is increased



and the mean distance between donors decreases (along with a decrease



in donor-acceptor distance), a point will be reached at which the en-



ergy transfer flow would take place from donor to donor to donor to*..



to acceptor.  This "hopping" phenomenon is observed during the process



of photosynthesis but at concentrations much higher than those used in



dye-mixture lasers.



    Two organic dyes were chosen such that the fluorescence band of



the donor overlapped the absorption band of the acceptor, and that the



acceptor would not absorb at the pump wavelength.  7-diethylamino-*t



methyl coumarine and DODC were chosen as the donor and acceptor dyes



respectively.  Ethanol was used as the solvent throughout.  The accept-



or concentration was kept constant at 1 X 10"  M/l (R = 158 A), while



the donor concentration varied from 1 X 10"1* M/l (R. = 158 A, R = 126 A)



to 5 X 10"  M/l CR = 20 A, R * 20 A).  Fluorescence curves were obtain-



ed for the pure donor, and the donor and acceptor in the same mixture.



The experimental setup used to obtain the fluorescence curves is shown



in Fig. 5.4:6.  The pump light, 3700 A and 50 A bandwidth, was obtain-



ed from a xenon-lamp 1/4-m Jarrell-Ash monochrometer combination.  The



output of the monochrometer went through a variable neutral density



filter and was then focused onto a 1 cm quartz cell containing the dye



solutions.  The cell was pointed at such an angle that the reflection



of the pump light from the front surface of the cell would not be pick-



ed up by the detection system.  The detection system used to monitor the



                                170

-------
                                                                          -t RECORDER.
                                               V4-M TARR.6U-ASH
                                                  MOHOCHROHBTER
PY6CELU
                                                                                        DISCHKRG.E
           FIGURE  5.4:6  EXPERIMENTAL SETUP FOR OBTAINING FLUORESCENCE SPECTRA

-------
front surface fluorescence of the mixtures consisted of a 1/2-m Jar-



rell-Ash scanning spectrometer whose light output was detected by an



RCA 6217 photomultiplier.  The output of the phot©multiplier went to



a photometer, the output of which went to an x-y recorder.



    The results of the experiment are shown in Figs. 5.4:7 through 11.



Fig. 5.4:7 shows the effect of concentration quenching of pure solu-


                                                          90 94
tions of the donor dye, 7-diethylamino-4 methyl coumarine.  *    Fig.



5.4:8 shows the quantum yield of the donor in mixtures with the accept-



or dye, DODC.  The slope in Fig. 5.4:8 is steeper than in Fig. 5.4:7


                                           90 94
indicating energy transfer to the acceptor.  *    For dilute concen-



trations of the donor, the energy transfer is due to the radiative pro-


     90
cess.    This can be seen in Fig. 5.4:11, which is the quantum yield of



the acceptor dye normalized with respect to the fluorescence of donor



dye in the same mixtures.  The flat portion of the curve extending from


                             -4              -2
donor concentration of 1 X 10   H/l to 2 X 10   M/l is due predominant-



ly to the radiative process.  As the donor-donor distance decreases



still further there is an increase in the relative quantum yield of the



acceptor.  If the radiative process were the dominant energy transfer



mechanism in this region, 2 X 10"  H/l to 5 X 10~2 M/l, the curve would



have remained flat.  The increase in the quantum yield starting at 2 X

  -2
10   M/l is therefore due to the nonradiative process.  At the donor

                        f\

concentration of 5 X 10   M/l the nonradiative process is the dominant



energy transfer mechanism.



    Hence, the dominant energy transfer mechanisms found for various



regions of donor-donor concentrations are as follows:



    1. radiative transfer for the region extending from 1 X 10~4 M/l to
                                172

-------
          1010-
                                                         XtEUO
                                                         M1tNO-
                                                 Puee SOIOTIOM V
                                                                                                 couMM»IH€
           1000.
         Ul
         IU
         of
         i
           no.
           ISO.
R «1E*,M OISTKMCE
                                                   TO-TD
/x 10
                                                     I* 10'*
                                         10
                                                                     -9
                                                     ma
LSI
                                                     33.
                                                                                             To
                                           DONOR CON CENT* ATI o*J      ,
FIGURE  5.«*:7  FLUORESCENCE  QUANTUM YIELD OF 7-DIETHYLAMINO-H METHYL COUMARINE VERSUS  CONCENTRATION

-------
  wo-
  1010
  1006
 i/l
 l-
 IU
 2 lio
 y-
 K
    (2(9
   740
   13*
It to

                                               5*
                                                  "
                                                             1 -I
              DONOR
                                          (n\JL\t
FIGURE 5.4;8   FLUORESCENCE QUANTUM YIELD OF 7-DIETHYLAMINO-4 METHYL
               COUMARINE (DONOR) IN MIXTURES WITH DODC (ACCEPTOR, 1 X 10
               M/l)  VERSUS DONOR CONCENTRATION
                              174

-------
        2I.S-
        3(1.0.
        30.0.

     IU
        11.0.
        I9.S.
5*10
                                                I V /<3
                                                    -3
   -3
5* 10
   -2

/X/O
                                                                                          -2
                                   DONOR. coNcfNTRATiON/ (
                                                                   *




FIGURE 5.1;9   FLUORESCENCE QUANTUM YIELD OF DODC  (ACCEPTOR, 1 X 10'**  M/l) IN MIXTURES WITH 7-DIETHYL-





               AMINO-H METHYL COUMARINE (DONOR)  VERSUS DONOR CONCENTRATION

-------
                    24-
                    21-
                  I-
                  2
                  i
                    20-
                    It-
NORttM.\%fcO NtVK XtEi-O Of OOQC
                          e
                          OF
                                     Of n-OlETHUftMlNO-X METWSV.
                                                /o
                                                            10
                                                                          -3
                                                           TT-
                                   i         _^_         _i	
                                /5fC/Z6.)    3l(fl)        21(7^
                                                 CONCENTIZAT/O
FIGURE S.HtlO  NORMALIZED FLUORESCENCE QUANTUM YIELD OF  DODC  (ACCEPTOR,  1  X 10"H M/l) IN MIXTURES WITH
               7-DIETHYLAMINO-t METHYL COUMARINE (DONOR) WITH RESPECT TO THE FLUORESCENCE QUANTUM YIELD
               OF PURE  SOLUTION OF THE DONOR VERSUS DONOR CONCENTRATION

-------
               24-
               25-
               24-
               21-
             t"
             z
               Zl
             fc
             5 ^o.
                   -A-
                              /x/o
  I
s* 10
                                             -4
  I
It 10
                                                          -3
-s
/<«T2
                                                                                              10
                                                                                               -i
                                                      74
                                        DONOR
                                        iswruwix *>»-'i^'-tr»**-iiiviN'\iii-*.|* i^. i F\ I) r\\nf
FIGURE S.U;11   NORMALIZED FLUORESCENCE QUANTUM  YIELD OF DODC (ACCEPTOR,  1 X 10"1* M/l) IN MIXTURES WITH
                7-DIETHYLAMINO-H METHYL COUMARINE (DONOR) WITH RESPECT  TO THE FLUORESCENCE QUANTUM YIELD
                OF THE DONOR IN THE SAME  MIXTURE VERSUS DONOR CONCENTRATION

-------
        2 X 10"2 M/l,


    2.  the onset of nonradiative resonance transfer at approximately


        2 X 10"2 M/l, and

                                                  2
    3*  nonradiative resonance transfer at 5 X IQ~  M/l.


    In conclusion, experiments were designed to obtain simultaneous out-


puts at two (and three) wavelength regions.  The experiments were suc-


cessful in that multiwavelength dye-mixture lasers were developed in


spectral regions necessary to monitor the pollutants of interest, namely,


NC>2, SC>2, and 03.


    Investigations of the energy transfer processes in dye-mixture


lasers were carried out.  Successful determination of the dominant en-


ergy transfer mechanisms was achieved.


    To explore the dynamic flow of energy transfer in dye-mixture las-


ers, use would have to be made of time resolved spectrescopy using pico-


second laser techniques.  By pumping the donor dye with a picosecond


laser pulse and observing the rise of the acceptor dye's fluorescence


at various acceptor concentrations, the radiative and nonradiative en-


ergy transfer rates could be determined.  Only static measurements were


made in this work.  This is suggested as another topic for future


studies.


    The LIDAR system developed in this work was designed to monitor


ambient levels of HO?. It would be desirable if the LIDAR system had


the capability of simultaneously monitoring several pollutants, for


example, N02, S02, and 03.  Use could be made of the results obtained


in achieving simultaneous laser action in dye mixtures and the inves-


tigation of the processes involved.  The spectral regions obtained in
                                178

-------
the dye-mixture lasers that could be used in pollution detection would

                      Xo            o
             and 6200 A.  The 1500 A region could be used to monitor


N02, and the 6200 A region could be frequency doubled into the ultra-


violet to 3100 A to monitor S02 and 03.  This would be an attractive


feature of an integrated  LIDAR system, and is suggested as another


topic for future studies  in the LIDAR area.
                                 179

-------
     CHAPTER 6.  DASE LIDAR SYSTEM APPLIED TO OZONE AMD SULFUR
                           DIOXIDE MEASUREMENTS
6.1  Absorption Spectra of Ozone and. .Sulfur Dioxide

     The ozone molecule shows strong absorption in the  infrared  and  the

ultra-violet regions of the spectrum.  In the ultra-violet,  (Fig.  6.1.1)

the main bands are known as the Huggins band, which begins at  345Q&  and

extends to approximately 3000A, and the Hartley band which overlaps  the

Huggins band and represents the strongest ozone absorption.  The Hartley

band consists of a broad continuum extending between 3000A and 2200A with
                     o
a high peak near 255OA.

     In contrast to ozone, sulfur dioxide has strong, discrete and sharp

absorption bands in the near ultra-violet region, Fig; 6.1.1.

     The ozone continuum corresponds to the dissociation of  the molecule

while in the sulfur dioxide case a similar dissociation occurs at slightly

higher energies (2280A).

     In considering the application of the DASE system to the measurement

of ozone and sulfur dioxide, it is clear that the interference of  the two

absorption spectra (of ozone and sulfur dioxide) must be taken into  account.

     Table 6.1.1 shows the absorption coefficients of ozone  and sulfur

dioxide in cm~  atm  .
                                                                         O
     For measurements of ozone concentration the wavelength  pair at  2923 A
         o
and  2940 A were chosen.  At these wavelengths,  the absorption

due to sulfur dioxide is the same and hence its effect will  cancel out

for ozone measurements.
                                  180

-------
E ICO
o


C  "°
s-t

-------
For ozone,

        ^(at 292.3)  -  
-------
                               Presnel  Lens  (15")
00
Mirrc
< \
^s.
\
Mirrc
	 	 "^ 	 A 	 	
>r ; I ---•••
^ y I :..
Temp . Oven
&, ADA crystal Mirror
On

U
>r Collimator
f
                                                           Apertur
f
 01
                                                                     Filter    Photomultiplier
                                                            Collimating
                                                                Lens
                                                   Flashlamp Pumped
                                                      Dye Laser
                                                                                    Oscilloscope

                                                                              Disperaive  element
                                                                               (prisro or  grating)
                         Temp. Oven controller
              Fig. 6.2,1   Lidar System components

-------
unobtainable directly from flashlamp pumped dye lasers.  Because of the


high  cost of the temperature tuned ADA frequency doubling element,  and


the financial constraints on the project, it was decided to use only one


crystal to carry out the measurements for ozone and sulfur dioxide by


transmitting different required wavelengths sequentially.  While not as


desirable as using tow simultaneous near-uv wavelengths which could have


been obtained by using two temperature-tuned frequency-doubling crystals


in conjunction with the beam-splitting prism arrangement used for the


nitrogen dioxide measurements, it was still possible to successfully


demonstrate the viability of the systems for ozone and sulfur dioxide by


averaging series of sequential measurements at the desired wavelengths.


     The optical receiver used was the same as that used for nitrogen


dioxide but with a 15" diameter, uv transmitting, acrylic Fresnel lens;


a 1-1/2" uv transmitting collimating lens; together with a uv transmitting


filter and a Centronic photomultiplier.


     The center wavelength and bandwidth of the filter are such that all


the ozone and sulfur dioxide probe wavelengths are passed by it.


     The same dispersive elements used for the nitrogen dioxide measure-


ments were used to select the wavelengths necessary for the


DASE system and to obtain the narrow linewidth required for efficient


harmonic generation.


     The return signal is displayed on an oscilloscope and recorded


photographically as for the nitrogen dioxide measurements.


6.3.1  Harmonic Generation and Choice of Crystal

                                          96
     Since the pioneering work of Franken   , there has been extensive


research, both theoretically and experimentally, in the field of non-


linear optics, particularly second harmonic generation (SHG).


     The appearance of a second harmonic is basically due to the nonlinear


polarization of the crystal.  The linear dependence between  the polarization


                                   184

-------
and the electric field  (the basis  of  pre-laser optics)  is  no  more than



an approximation.  A better picture is:



                         P -  P.+ P ,
                               1   nl

                             (2)         (3)

where, P^ XE  and  P^ - x     11 + X     ill + ..., with X  the linear



susceptibility and x the susceptibility  tensor.



     The second harmonic is  then described  by the first term  in the  non-



linear polarization, Pnl.  The electric  field is determined by the in-


homogeneous wave equation:
                  A  x  A  x  E -  tfeE/  t »


where, e is the permittivity  tensor.



     The classical  model  of radiation of  slowly moving dipoles



can be used in calculating the ratio of the power densities  at  the



second harmonic and fundamental.  The result is 16:



     n - (dL  IE,|2/n,n_)(16n3z2/*?)  sin*(nz/L )/(nz/L )2          (6.3.1)
           JO  ' 1'    i  Z                       C       C


for P(2a))«P(to).  Where d_, is the  piezoelectric constant, related
                          36

to the susceptibility by  xi:j-2 d±.J  nlf n£ are the indices of refraction



at Xj and  Xa, respectively; z is  the distance into the medium,  and  Lc


is the coherence  length (Lc • X/2|n.- n2|  ).



     In a  dispersive  medium,  n2 t BI, the intensity  of the second harmonic



increases  only when zL£  and


oscillates with distance  for  z L  (Maker  oscillations). Eq. 6.3.1  is a



        when L +0"  ,  (phase matching condition).
     This condition  can be  obtained in some crystals by making use of


the birefringence, that is,  the variation of index of refraction with


polarization and direction with respect to the optic axis (z axis).
                                   185

-------
                              /•>
      The direction in which n2(0)=n° is known as the direction

of collinear phase matching.  However, the Poynting vectors  for  the  funda-

mental  (o wave) and second harmonic (e wave) are not in the  same direction.

This has the effect of reducing the interaction between the  two waves,
                                                    2
thereby decreasing the efficiency by a factor of sin (0).  It is difficult

in practice to achieve sufficiently good alignment to avoid  losses due to this

factor.  These losses can be minimized by choosing a crystal whose phase

matching angle is 90°.  Because of the variation of index with temperature,

this can easily be accomplished by temperature tuning of the crystal

      The tuning ranges of several crystals for 90° phase matching are

shown in Fig. 6.3.  As can be seen, the spectral ranges  required for
                                                 o
ozone and sulfur dioxide measurements, 2900-3000 A  lie  at the  center

of the tunable band for ADA.  In addition, the nm linear coefficient for

ADA is a relatively high 0.75.  These factors led to the choice of a

temperature-tuned ADA crystal as the frequency doubling element.

6.4.1  Factors Affecting Second Harmonic Generation Power Saturation

      Equation 6.3.1 shows that efficiency of frequency doubling increases

linearly with input power (if beam depletion is neglected).  At very

high power densities, saturation effects can be predicted theoretically.

However, the damage threshold of the doubling crystal is generally

reached well below the saturation value.  In the experiments carried out,

the input power to the frequency doubling crystal was as large as was

permissible without damaging the crystal.
                                  186

-------
00
                        o
                       o
~100-   KDP
                        04
                           80
                        
-------
      Beam Divergence and Diffraction

      Beam divergence of the fundamental pump wavelength effectively

causes a mismatch from the optimum 90° phase matched condition and would

therefore reduce the efficiency of the frequency doubling.  Among the

factors affecting divergence is diffraction.

      For a collinear flashlamp pumped dye laser the diffraction is large

(>10mr) and varies from shot to shot.  The shot to shot variation is caused

by the non-uniform heating of the dye which arises because energy is absorbed

non-uniformly and therefore the dye solution closest to the flashlamp is

heated the most, causing refractive variations, radially, and producing a lens

effect.  It has also been conjectured that a shock wave is produced within the

dye solution which causes a larger index variation than is produced by non-

uniform heating of the dye.

      To minimize these effects, a circular adapter cel^ was fitted around

the dye cell, Fig.  6.4.1.  This had the effect of concentrating the same

flashlamp output into a smaller base laser cell which had a smaller beam

divergence and was less susceptible to distorting effects of temperature

gradients and shock waves.

6.5.1  Experimental Results

      Field measurements in ozone and sulfur dioxide ware carried out

over the same optical paths as in the nitrogen dioxide experiments described
                                                             o          o
in previous sections.  The probe wavelengths used were: 2923 A and 2940 A
                    o          o
for ozone,  and 2923 A and 2933 A for sulfur dioxide.
                                    188

-------
 Coolant
    In
Fig. 6.4.1
                                Coolant
                                   Out
              v ' v:
                     Annular  Region of Flash
                     : •x"1:1 ;;x~--—-x— x_',.""• i\-1"	s.	""x • "V




Dye

In



                                                           Window
                                                       Dye Out
Tlashlamp fitted  with adaptor to further isolate
dye solution  from the annular region of the  flash
(Crossectional view). The coolant and dye sollution
temperatures  are  kept within 1° of each other by
flowing both  through  the  same cool water bath.
                                                                            ON
                                                                            oo

-------
      As discussed in Section 6.2.1 above, financial constraints permitted

the purchase of only one temperature tuned ADA crystal, consequently

measurements at the three different wavelengths were carried out

sequentially.

      The experimental arrangements for carrying out the measurements was

that shown schematically in Fig 6.2.1.  The procedure used was essentially

the same as that used earlier to carry out sequential measurements of

nitrogen dioxide which was described previously in Section 4.2.1.

      For the measurements at each wavelength at least 6 laser probe

shots were fired and the returns recorded.  After each set of measurements

at one wavelength, the grating at the end of the laser cavity was then

rotated, and the ADA crystal temperature changed to obtain the next

wavelength at which measurements were to be taken.  The information

required at each wavelength was then obtained by taking the average of

each set of 6 (or more) recorded returns.
                                                               o
      For the ozone measurements the probe wavelengths at 2923 A and
     o
2940 A were used in conjunction with a calibration cell containing

sulfur dioxide.

      The use of the calibration cell with sulfur dioxide ensured that

the absorption due to the sulfur dioxide was the same at both these

wavelengths and that its effects were therefore cancelled out as far as

ozone calculations were concerned, as discussed in Section 6.1.1 above.

      To obtain the sulfur dioxide concentrations additional measure-
                            o
ments were made at the 2933 A probe wavelength, again in conjunction

with the sulfur dioxide calibration cell.  Along with the returns at the
     o          o
2923 A and 2940 A  wavelengths this permitted  the attenuation due to ozone
                                   190

-------
to be allowed for and the sulfur dioxide concentration to be calculated




as discussed in Section 6.1.1.




      Several series of tests were carried out in which measurements of




sulfur dioxide and ozone were made.  The results of two of these series,




which were typical are presented below.




      The two series of measurements were each carried out on summer




afternoons a few days apart.  For each of the series twenty five lidar




returns were obtained at each required probe wavelength.  Figs. 6.5.1




through 6.5.6 show the first four returns for each of the three probe




wavelengths, for each series.




      The relative attenuation  was measured in each photograph between




the  time intervals of 3-4 u  sec and  5-6 u sec.   These time intervals




correspond approximately to  ranges of  550 m and  850 m respectively, with




a range resolution  (or  sample  length)  of  150 m.  These attenuation values




were then averaged  (over the  25 pictures) and used  (in conjunction with




the  absorption  coefficient obtained  from the  calibration  cell) to




calculate the ozone  concentration by means of equation 2.4.11.




      These  calculations yielded  the following ozone concentrations:




First Series




      0.09 ppm  at  550 m (or  3-4y  sec)




and   0.1  ppm  at 850 m (or  3-4^ sec)




Second  Series




      0.08 ppm  at  550 m (or  3-4 ju sec)




and




      0.09 ppm  at 850 m (or  5-6 u sec)
                                    191

-------
Figure 6.5.1 LIDAR returns at 2933A for first series,
                              192

-------
Figure 6.5.2 LIDAR returns at 29^0A for first series.
                             193

-------
Figure 6.5.3 LIDAR returns at 2952Afor first series.

-------
Figure 6.5.4 LIDAR returns at 2923A for second  series
                             195

-------
Figure 6.5.5 LIDAR returns at 2933A for second series
                             196

-------
 	Itttt
mmvmmmm
Wi^HI^B™ VIHI^MN^RIlHV^^HilNHP ^I^NHNNiiNHNRpi^Hii^HI
jB^yiyj^B ^UBMM|^^Utt|^y»^B^yB«j^^«ay»y|M|^»^£B — -
 ri
Figure 6.5.6 LIDAR returns at 29^0A for second series
                      197

-------
     Using these concentrations and averaging the attenuation in
                                              o
the returns for the third wavelength,  at 2933 A and making use of the

absorption coefficient obtained from the calibration cell, equation

2.4.11 was again used to obtain the following sulfur dioxide concen-

trations:

First Series

     0.05 ppm at 550 m (or 3.4 y sec)

and

     0.08 ppm at 850 m (or 5-6 y sec)

Second Series

     0.048 ppm at 550 m (or 3-4 y sec)

and

     0.047 ppm at 850 m (or 5-6 y sec)

     The average concentration over the distance to a water tower

1 km away was also obtained by examining the relative attenuation of

the pulse echo from it (seen at the right hand side of the photographs

of the returns).  Making use of the attenuation averaged over the 25

returns, and equation 2.4.28, the following average concentrations

were obtained for ozone and sulfur dioxide over the 1 km path to the

water tower:

First Series

               ozone  : 0.08 ppm

and

      sulfur dioxide  : 0.06 ppm
                                  198

-------
Second Series




                ozone    :   0.06 ppm



and




      sulfur  dioxide    :   0.05 ppm




      The results reported by the New York City Department of Air




Resources for the City College - Upper Manhattan area were obtained




and were averaged over the same period that the lidar measurements were




made.  This yielded the  following average concentrations:



First Series




               ozone     :   0,07 ppm




and




      sulfur dioxide     :   0.05 ppm




Second Series




               ozone     :   0.065 ppm




and




      sulfur dioxide     :   0»04 ppm




      As can be seen the long path  average absorption results and the




Department of Air Resources results agree fairly well.  The discrepancy




is greater for the DASE  measurements at the 550 m and 850 m ranges.




This, however is to be expected since the DASE system measured pollution




at specific points (over 150 m sampling lengths) where local traffic




and other pollution conditions could be expected to vary from the averages




for the Upper Manhattan  region.




      In contrast the long path absorption method (to the water tower)




can be expected to yield the average concentrations over the Upper




Manhattan region.  This  is in fact  borne out by its closer agreement




with the averaged readings from the Department of Air Resources over





                                   199

-------
approximately the same region for the same period,
                                   200

-------
                                SUMMARY

Introduction
       """""•"""y™^"'

      A single-ended laser radar  (LIDAR) system was designed, built and

successfully operated to measure  N02,  S02 and 0  concentrations in the

atmosphere.  The LIDAR technique  used was the Differential Absorption of

Scattered Energy (DASE) technique.  In its simplest form, the DASE LIDAR

technique determines the concentrations of a pollutant along the

transmitted LIDAR beam by examining the selective attenuation of outgoing

LIDAR signals, transmitted at different wavelengths, by the pollutant

molecules present.  More specifically, the concentration of pollutant

present in an incremental path length  (or sample length) in space (along

the LIDAR beam path) is obtained  by determining the relative attenuation

(across the sample length) of two colinear laser beams at close lying

wavelengths, each respectively on and  off the resonance absorption of

the pollutant molecule in question.  The relative attenuation is

determined from comparisons,  (at  the LIDAR receiver) of the Rayleigh and

Mie atmospheric elestic backscatter of the two outgoing laser beams as

they traverse the sample length.  Appropriate temporal resolution at the

receiver then permits determination of the range and spatial resolution

of the pollutant distribution.

The LIDAR System

      The basic LIDAR system was  built around a flashlamp-pumped organic

dye laser as the source of laser  energy.  For measurements of N02> whose
                                     O
absorption spectrum lies in  the 4500 A spectral regions, it was possible

to use the output of the dye laser directly for the transmitted LIDAR

signals.  For the measurements of S02  and 03, whose absorption spectra
                                 201

-------
lie in the near ultraviolet (2900 A) spectral regions, it was necessary

to frequency-double the output of the dye laser, by means of a

temperature controlled ADA crystal frequency doubler, to obtain the

transmitted LIDAR wavelenghts required.

      The LIDAR system as used for the NO™ measurements was designed to

be capable of operation in two basic modes.  In the first mode, the outputs
                                      o            o
at the two required wavelengths, 4500 A and 4478.5 A, respectively on and

off the resonance absorption of NOj are obtainable, in rapid sequence with

frequency selection being carried out by an electromechanically-driven

diffraction grating, whose position at one-end of the organic dye laser

may be rapidly and accurately changed between laser shots.

      In the second mode of operation, an intra-cavity dielectric-

interface polarizing beam-splitter was used to simultaneously obtain the
                                        o            o
pair of close lying wavelengths at 4500 A and 4478.5 A required from

the laser.  The use of this system represented the first successful use

of a DASE LIDAR system operating in a simultaneous two wavelength mode.

In this mode of operation, errors due to scintillation effects and

particle and aorosol drift are effectively reduced.

      The systems developed for both sequential and simultaneous operation

incorporated an automatic calibration feature which allowed for the

variations in bandwidth which inevitably occur from shot to shot with dye

lasers.  Experimental results are presented, which show the necessity and

advantages of this automatic calibration approach.  The calibration system

operates by sampling the transmission of part of each outgoing laser pulse

through a test cell containing samples of known concentrations of the

pollutant being measured by the LIDAR system.  This approach automatically

allows for the variations in laser batsdwidths and determines the effective
                                 202

-------
pollutant absorption cross-section for each outgoing laser pulse.  Again,




this work represented the first  reported use of this automatic calibration




approach which we believe to be  essential to the successful operation of



LIDAR systems of this type.




      The LIDAR system  receiver  was designed and built using a 15 inch




diameter and 24 inch focal length acrylic Fresnel lens as the primary




lens.  This lens is capable of forming a sharp image for objects near the




optical axis.  This is  appropriate, since LIDAR receivers do not require




a wide field of view for collecting the backscattered light from the




outgoing laser beam.  The light  from  the Fresnel lens is the collected and




collimated then split onto two photomultipliers with appropriate optical




filters to inatch the transmitted wavelengths.




Measurements of NO-, SO- and 03





      With the errors in the system minimized through the use of




simultaneous two wavelength operations, NO- measurements were made with




the LIDAR transmitter directed out of a laboratory window across the




upper East Side of Manhattan.  Several readings were obtained for various




times during the day to observe  changes in pollution levels over areas of




heavy vehicular traffic.



      From the LIDAR returns obtained and recorded, range-resolved




calculations were made  of pollution concentrations in the atmosphere at




distances of 250 and 1000 meters from the LIDAR receiver.  In addition




average pollution concentrations between the LIDAR transmitter and a




fixed target (the water tower on a building) 2400 m away were also




calculated.  Concentrations varying from 0.06 to 0.31 ppm were obtained




depending on the time of day.  The highest numbers were for the
                                  203

-------
concentrations calculated for the range-resolved returns from 700 m and

1000 m, which are from the atmosphere above heavily trafficked areas.

      Measurements of S02 and 0- were carried out using the frequency

doubled output of the dye laser.  Because of financial constraints only

one temperature tuned ADA  crystal was available for frequency doubling *

Measurements of S02 and 0, were therefore carried out in a sequential

mode of operation.  Because of overlap of the absorption spectrum of

S02 and ()„, it is first necessary to determine 0- concentrations then

SO- concentrations.   This procedure required LIDAR returns to be
                                                    o
obtained at three different wavelengths in the 2900 A spectral region.

These returns were obtained sequentially and results averkged for a

series of  (typically 25) laser shots at each wavelength.

      From these averaged returns, range resolved atmospheric concentrations

of 0  and  S02 were calculated at distances of 550 m and 850 m respectively.

Average concentrations between the LIDAR transmitter and a fixed target

(building) 1000 m distant were also calculated.  S02 concentrations varied

from 0.04  to 0.08 ppm, while 0, concentrations varied from 0.07 to 0.1 ppm

depending  on the location and time of day (with the highest numbers being

obtained for the 850 m range).

      To compare the results of the LIDAR measurements, information was

obtained from the New York City Department of Air Resources on pollution

levels recorded at their various monitoring stations on the upper

East Side, at the same time that the LIDAR measurements were being carried

out.  It was found that the averaged readings for these stations, which

cover the area of the LIDAR tests, were generally within 15 percent of the

average concentrations obtained by the LIDAR technique for the same region.
                                 204

-------
Dye Mixture Lasers




      To examine the potential  for second generation LIDAR systems




capable of operating simultaneously  in  two and three spectral regions for




the simultaneous monitoring of  several  pollutants, a program of experiments




on dye-mixture lasers was  also  carried  out.  The objective of this was to




use energy transfer mechanisms  that  were considered feasible in dye




mixtures to obtain simultaneous laser action at widely separated spectral




regions.  The program was  successful, with simultaneous laser action being




obtained for the first  time at  widely separated spectral regions,




including simultaneous  outputs  at the three primary colors.  Analysis of




the experimental results  showed that radiative energy transfer was dominant




at the concentrations found optimum  for simultaneous two and three-




wavelength operation in dye-mixture  lasers.  Nonradiative resonance energy




transfer was found to dominate  at higher concentrations.




Conclusion




      The work reported here  describes  the development, design and




construction of a LIDAR system  operating in the visible and near ultra-




violet spectral regions for  the measurement of N02, S02 and 0^.  Field




tests with the system successfully demonstrated the potential for LIDAR




methods based on the DASE technique  to  be used for range-resolved




monitoring of ambient N02, S02  and 0^.
                                205

-------
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                                   TECHNICAL REPORT DATA
                            I Meant read Instructions or. the rcrc.-sc /"Ywv completing)
  RE?OF*T NO.

  EPA-600/2-80-049
 . Till.: ANDSUBTITLE

 REMOTE MONITORING OF  GASEOUS POLLUTANTS BY
 DIFFERENTIAL ABSORPTION LASER TECHNIQUES
             6. PERFORMING ORGANIZATION CODE
                                                           3. RECIPIENT'S ACCESSION NO.
             5. REPORT DATE

                 February 1980
 . AUTHOK(S)
                                                           8. PERFORMING ORGANIZATION REPORT NO.
 S. A. Ahmed, J.  S.  Gergeley, and F. Barone
 . PERFORMING ORGANIZATION NAMc AND ADDRESS
 Electrical Engineering  Department
 The City College of the City University
 140th Street and Convent Avenue
 New York, N. Y.   10031
             10. PROGRAM ELEMENT NO.

              1AD712   BA-041
             11. CONTRACT/GRANT NO.
              803109
  t. SPONSORING AGENCY NAME AND ADDRESS              __
  nvjronmental  Sciences  Research Laboratory - RTP, NC
 Office of Research and  Development
 U. S. Environmental Protection Agency
 Research  Triangle Park, N. C.  27711
             13. TYPE OF REPORT AND PERIOD COVERED

              Final    6/74-6/78	
             14. SPONSORING AGENCY CODE
              EPA/600/09
 5. SUPPLEMENTARY NOTES
 6. ABSTRACT
 A  single-ended laser radar (LIDAR) system was designed,  built, and successfully
 operated to measure range-resolved concentrations of N0£,  SO?, and 03 in the atmos-
 phere using a Differential Absorption of Scattered  Energy  (DASE) LIDAR technique.
 The  system used a flash-lamp pumped dye laser as the primary source of laser energy.
 For  the N02 measurements, the dye laser output was  used  directly in a novel simul-
 taneous two wavelength output mode in which two wavelengths, one on and one off the
 resonance absorption of N0£ molecules are transmitted simultaneously and the relative
 attenuation determined for the two backscattered signals detected.  This mode of
 operation effectively reduces errors due to scintillation  and aerosol drift.  For the
 S02  and 03 measurements, it was necessary to frequency double the output of the dye
 laser to match the absorption spectra of the S0£ and 0?  molecules.  Field measurements,
 which were carried out over the Upper East Side of  Manhattan'for all three pollutants,
 produced range-resolved concentrations at ranges of over two kilometers.  The ambient
 pollutant concentrations measured ranged from 0.04  ppm to  0.31 ppm, depending on
 location and time of day.  In general, these showed reasonably good correlation with
 measurements obtained from conventional pollution monitoring stations in the area and
 demonstrated the potential of DASE LIDAR systems for range-resolved ambient pollutant
 measurements.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
b.lDENTIFIERS,/OPEN ENDED TERMS
  COSATI Field/Group
 *Air pollution
  Nitrogen dioxide
  Sulfur dioxide
  Ozone
 *Remote sensing
 *0ptical radar
  Development
                               T3T
                                07B
                                14B
                                17H
 3. DISTRIBUTION STATEMENT
 RELEASE TO PUBLIC
19. SECURITY CLASS (Tltts Report)
 UNCLASSIFIED
                                                                          21. NO. OF PAGES
                                                                               226
20. SECURITY CLASS (Thispage)
  UNCLASSIFIED
22. PRICE
EPA Form 2220-1 (9-73)
                                            212

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