AQUATIC MESOCOSM TESTS TO SUPPORT

       PESTICIDE REGISTRATIONS
          Leslie W. Touart

U. S. Environmental Protection Agency
         EEB/HED/OPP  TS-769
         401 M Street S. W.
       Washington, DC   20460

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                             PREFACE
     The Federal Insecticide, Fungicide, and  Rodenticide  Act (7
U.S.C. 136 et seq. )  as amended (P.  L.  92-516,  94-140, and 95-396)
requires that pesticides be supported  by data  sufficient to allow
an assessment  of  potential adverse environmental effects.   The
data requirements  considered sufficient  are delineated in federal
regulations (40 CFR Part 158).   The purpose  of this document is
to outline a procedure for performing an aquatic test to address
the  ecotoxicity  of a  pesticide  demonstrated  to  be toxic in
laboratory tests relative to expected  exposures  from the proposed
pesticide use or uses.

     The guidance criteria proposed are the result of efforts by
several  individuals.   These criteria are  an outgrowth  of a
workshop held at George Mason University,  Fairfax, VA April  8-9,
1986.   Participants  at  this workshop are  congratulated and
thanked  for successfully  wrestling  a perplexing problem of
aquatic field testing into a viable solution. These participants
were as follows:
     Howard Alexander
     Dow Chemical Co.

     Wesley Birge
     University of Kentucky

     Terence P. Boyle
     National Park Service

     Arthur Buikema
     Virginia Polytechnic Institute
     and State University

     James Clark
     US-EPA

     David Coppage
     US-EPA

     Peter deFur
     George Mason University

     Frank deNoyelles, Jr.
     University of Kansas

     Reinhard Fischer
     Hoechst-Germany

     Jeffrey Giddings
     Springborn Bionomics, Inc.
John P. Giesy, Jr.
Michigan state University

Francis Heliotis
George Mason University

Paul Hendley
ICI Americas, Inc.

Ian Hill
ICI Americas, Inc.

Robert Hoist
US-EPA

Jim Huckins
US-Fish and Wildlife
Service

Robert Huggett
Virginia Institute of
Marine Sciences

Robert Jonas
George Mason University

R. Christian Jones
George Mason University

Donald Kelso
George Mason University

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     Thomas W.  LaPoint
     US-Fish and Wildlife  Service

     John Leffler
     Ferrum College

     Suzanne Levine
     Cornell University

     Derek Muir
     Canada Department  of
     Fisheries  and Oceans

     Carolyn Offut
     US-EPA

     Ken   Perez
     US-EPA

     James R. Pratt
     Murray state University

     Gary Rand
     FMC Corporation
Richard Siefert
US-EPA

Michael Slimak
US-EPA

Keith Solomon
University of Guelph

Frieda Taub
University of Washington

Douglas Urban
US-EPA

J. Reese Voshell,  Jr.
Virginia Polytechnic
Institute and State
University

Cliff Webber
Auburn University
In  addition,  advice  and  comments  from  the following  were
invaluable  in completing the criteria as  presented: Richard
Anderson,    Tom  Armitage,  John  Cairns,  Ken Dickson,  Stuart
Hurlbert,  Curt Hutchinson, Richard  Lee, Mark  W.  Luckenbach,
Robert Pilsucki,  Ann Stavola, and  Zigfridas Vaituzis.

     A special  acknowledgement  is  extended  to Harold Bergman,
Wendell Kilgore,  Jim Tiedje, Tom Clarkson and Jim Swenberg, all
members  of  the  Federal  Insecticide,  Fungicide  and Rodenticide
Act Scientific Advisory  Panel.   Their advice  and  comments  were
especially useful  for clarifying  controversial  aspects  of  the
proposed test criteria.
                              ii

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                   TABLE OF CONTENTS



INTRODUCTION                                       1



OBJECTIVES                                         5



PROPOSED DESIGN CRITERIA                           6



   Physical Description                            6



     Experimental design                           6



     Mesocosm number                               6



     Mesocosm size                                 6



     Mesocosm features                             7



     Mesocosm biota                                8



     Mesocosm treatment                            9



MEASURED PARAMETERS                                9



   Chemical/Physical Properties                    9



   Biological Structure                           10



   Residue Analysis                               11



   Meteorological Conditions                      12



RATIONALE                                         12



INTERPRETATION OF RESULTS                         16



LITERATURE CITED                                  20



APPENDIX - Aquatic Mesocosm Workshop summaries    24



     Group 1 - Mesocosm size and composition      24



     Group 2 - Observational parameters           27



     Group 3 - Treatment, duration and design     30



     Group 4 - Interpretation of results          31



     Comments and response                        32
                       iii

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                          INTRODUCTION
     Decision  makers,  or  risk  managers,  face  a  difficult task
when    making  decisions concerning the registration or  approval
to  market  of pesticide products.  These  decisions require  sound
information on the potential risks resulting from   pesticide uses
to  determine if  unwanted impacts are tolerable recognizing that
pesticides can  benefit society.   Aquatic ecosystems  such as
ponds,   lakes,  streams,   and  estuaries  are   the   ultimate
depositories of most outdoor-use pesticides.  Aquatic  ecosystems
receive pesticide  contamination directly from  certain pesticide
uses  (i.e.,  mosquito larvicides,  aquatic  herbicides,  etc.)  and
indirectly through spray drift, surface runoff  and deposition of
volatilized  compounds  from pesticide products  applied to  land.
Risk assessments  are traditionally   made  by combining  exposure
information  and  toxicity  information to determine likelihood of
an  adverse effect.   Exposure  can be predicted  by  knowing  the
environmental fate of a compound and  the use conditions,   albeit
not as  readily  as   stated.    Toxicity  is usually predicted by
employing extrapolations from single-species laboratory  tests on
select  representative  species.  Although this laboratory testing
has been a useful  tool  for  risk managers,  ecologists and aquatic
toxicologists  have recognized  the weaknesses  of using  single-
species tests  alone  for  assessing  potential   ecosystem  impacts
(Cairns, 1981;  Pimentel and Edwards, 1982;  Cairns, 1984;  Levin e_£
ai. , 1984; Odum, 1984; Kimball and Levin, 1985).
     Aquatic toxicologists have had  limited success  in obtaining
predictive information from field investigations.   Field testing,

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when used to obviate concerns of impact  to aquatic organisms, can
take  a variety  of forms.   Most  common are  actual  use  field
studies where representative sites  such  as farm ponds are exposed
to typical or exaggerated (representing  worst case) use practices
to determine  residues  and/or biological effects.   These actual
use tests have  been preferred for risk management  decisions
because residue  or biological  information collected is expected
to accurately depict hazard.   Since  the pesticide is exposed to
natural chemical,  physical  and biological  conditions  which can
alter  or  mitigate  its toxic potential  even if  these  conditions
are unknown, the actual use field test has been perceived as the
best choice to unequivocally demonstrate safety.   However, due to
the complexity,  inherent resilience and lack of replicability of
these natural or semi-natural farm  pond  ecosystems,  limited tests
over  one  or two years may  not be  adequate  for use  in hazard
assessment, especially where biological observations are limited
to a few structural parameters on highly variable  populations.
     Parameters  most  often  investigated in an  actual  use  field
study  include  survival, abundance, diversity  and pathology.
These parameters as generally investigated are limited to just  a
few of  the  most dominant populations.    Interrelationships  among
several populations within  a  community are  seldom considered.
Functional parameters  like  production   (increase  in  biomass/unit
of area/unit  of time) and  assimilation (production/respiration)
have been neglected.
     Natural environments  may not be  adequately safeguarded  by
protecting only a  few populations.   Consideration  needs  to  be
given  to important aspects of both  ecosystem structure  and

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function (Cairns, et al..  1972).   Natural  ecosystems  are  dynamic
and cannot  be  effectively replicated for  unequivocal cause  and
effect  determinations, which are  desired for  effective risk
management.   Catastrophic  events  can usually  be detected in  an
actual  use  field  investigation,  but subtle  effects which  may
slowly  degrade  or negatively  alter a system  are  not easily
identified.   Ecologists who have recognized  this  deficiency have
developed   physical   models   (i.e.,  simulated   ecosystems,
microcosms,  mesocosms)  for aquatic  ecosystems  which allow  the
necessary control  and  replicability to  detect  ecosystem-level
effects (Witherspoon  et al..  1976; Metcalf,  1977; Giddings,
1980).  Mesocosms (experimental ponds and  in situ enclosures)  may
offer   the  greatest  promise  for  providing  the  requisite
information for risk managers.  The  use of aquatic mesocosms  most
likely began with the experimental ponds of  Swingle (1947,  1950)
to determine the role of nutrient enrichment for increasing  fish
production,  long before  the  term  "mesocosm"  came  into  common
usage (Grice and Reeve, 1982;  Odum,  1983).  Several investigators
have  employed  mesocosms  for  assessing  effects due  to  chemical
contaminants  (Jones and Moyle,  1963;  Hurlbert et al.. 1972;
Mclntosh and Kevern, 1974; Shindler  et al., 1975;  Mauck ££.  al. ,
1976;  Menzel and Case,  1977;  Tucker and Boyd,  1978;  Klassen  and
Kadoum,  1979; Boyle,  1980; Kettle  et al..  1980;  Papst  et  al.,
1980;  Solomon et al. .  1980; Crossland,  1982;  deNoyelles et  al. .
1982;  Giddings et  al. .  1984;  Boyle  et al. .  1985;  Crossland  and
Wolff, 1985; Kaushik e± al. ,  1985).

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     Pond-like mesocosms  are a  good  choice  for  investigating
ecotoxicity of pesticides in aquatic ecosystems.   These  systems
simulate ponds, shallow  lakes,  riverine  embayments,  backwaters,
etc.,  which form habitats  for many important  aquatic species
(Giddings  and Franco,  1985). When containing  assemblages of
organisms together  with  appropriate substrates  and  sub-systems
which are as complex as in natural communities,  mesocosms should
respond  to  chemical  perturbation in  a  similar  fashion as
naturally  occuring systems.  As  suggested by  deNoyelles  and
Kettle (1985),    "one ecosystem (the experimental pond)  in  the
field that  can be  controlled, manipulated and replicated is being
used  to  simulate  the responses of  another in  the  field  that
cannot (natural ponds  and lakes)."
     For a  mesocosm study to be  truly effective  in supporting
regulatory   requirements,  it  must  address  parameters which  are
meaningful  to  risk  managers.    In addition,  the  study  must be
scientifically credible, performed with  appropriate methods,
verifiably  accurate  with  a reasonable confidence of repeatability
and applicable to predicting pesticide impacts.   The purpose of
this paper  is to describe the criteria for an acceptable aquatic
mesocosm study to be  used in an ecological risk  assessment of  a
pesticide.   The rationale for these criteria will be presented as
will  a discussion of  how the  results  of  such  studies  may  be
interpreted.   This  document  is not  intended  to  detail specific
test  methods, but  only  to  provide a flexible framework  for
developing  an acceptable  aquatic mesocosm study protocol.

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                          OBJECTIVES
     An  aquatic  mesocosm   test   will  serve  two  regulatory
objectives.   First,  it will  provide  a pesticide  registrant
supportable means  for  negating presumptions of unacceptable  risks
to  aquatic  organisms  for their product.   Such presumptions of
risk are  initially  based on comparisons  between  single-species
laboratory data and exposure information.   Only those  pesticides
which are presumed hazardous to  aquatic organisms  from such data
are required to initiate a  field-level test such as  an  aquatic
mesocosm  study.   The  question  of whether  concentrations  of  a
given pesticide,  which  result in adverse effects  to aquatic
organisms under laboratory conditions,  will  adversely impact
aquatic  organisms  under field exposure  conditions is addressed by
the mesocosm test.   And second,  it  will provide  risk managers
descriptive information on the extent of adverse impacts,  both in
duration and magnitude,   likely  to  occur in aquatic systems  which
can then be evaluated  in risk-benefit analyses.
     Because an  aquatic mesocosm  study  is an  ecosystem-level
test, many parameters  of both ecosystem  structure and function
are compared between untreated  and treated  systems to ascertain
differences.    Such  differences  must  be  quantitatively  and
qualitatively analyzed for significance.   Risk managers must know
how expected exposures of  a potentially  hazardous  pesticide
impact populations,  community structure or ecosystem  function in
a  representative  aquatic   system  before  making   regulatory
decisions.  An aquatic mesocosm  study can  readily address these
questions.

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                    PROPOSED DESIGN CRITERIA
Physical Description
Experimental Design —
     One acceptable design is  a minimum  of  four  (4)  experimental
treatments  consisting of  a  control  which  receives  no test
compound, an »X'  treatment level representing expected exposures,
an »X+' treatment level representing  an  upper bound,  and  an  »x-»
treatment level  representing  a  lower  bound.   At   least three
replicates per treatment  level  are  minimally needed to  provide
the  requisite  resolution of  effects and  probability  of their
occurrence.   However,  it  is recommended that the replicate number
be dictated as a function of  the parameters of  interest  and  the
sensitivity  of their analysis.
     Alternative  designs  which emphasize regression  analysis  and
utilize more  treatment levels with  fewer  or  no replicates  may
also be  appropriate.   Regression  designs  are  most useful  for
determining maximum  exposure  conditions  which   provide  no
significant impacts  or   a specified level  of effect  in  test
systems.
Mesocosm  Number
     A minimum of  twelve  (12) mesocosms  are required  with
additional  mesocosms added  as  replicates or  treatments  when
needed  to increase the  sensitivity of  analysis  for  specific
parameters.
Mesocosm Size —
     Dimensions of  a mesocosm  must be large enough to accommodate
a  viable  finfish  population.   Depth  should  be  sufficient  to
provide a representative  open  water area, and sloped  sides should

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provide  a  littoral  area for  macrophyte  growth  and finfish
reproduction.    An acceptable design would  occupy  approximately
0.1 acre surface area with a volume of at least 300 cubic  meters
and a maximum depth of 2 meters.   Sides of the mesocosm should be
sloped approximately  1  unit  of  drop  per  2-3  units of  linear
distance.
Mesocosm Features —
     Mesocosms can be constructed as dug-out ponds  or enclosures
of existing impoundments.  The mesocosms  should be  lined with an
impervious material of  known adsorption  for the test compound.
The sediment  used should be well  defined  and  representative in
composition (% clay,  silt and sand;  %  organic  carbon; % organic
nitrogen;  ion  exchange  capacity)  to  pond sediments in  the
intended use  area  of  the pesticide.  The sediment  depth  at the
bottom of the systems should be a  minimum  of  15 cm.  Sediments
may consist of natural pond  sediment or top  soil.  If  top soil is
used,  the  complete mesocosm should be   'seasoned'   for  one year
prior to  experimental use.   This time  is  necessary to develop
benthic biota.  If pond sediments are used,  a shorter  'seasoning'
(e.g., 6 months) period is adequate.  Organic content of the top
soil should be at least 2%.
     A means  of interchange (circulation, fill-drain-refill,
etc.)  of   the  water  between  the  systems  during  initial
establishment is  desirable to  ensure even distribution of biota
among the mesocosms.  Once the  systems  have  become established or
at initiation of a test  the circulation should be  stopped and
each system kept  separate from  all other systems.    The required

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precautions to ensure no  cross  contamination from pond  overflow
during  rainstorms,  leakage in  the  circulation  system, etc.,
should be taken from the outset.
Mesocosm Biota —
     The mesocosms  must  contain a 'representative'  pond  biota.
It  is  recommended that an  established  pond  with diverse biota
will act as a parent pond.  The  water  in  the mesocosm should be
equivalent to the water of  the parent pond and  biota collected
from the parent pond will be evenly distributed to each  mesocosm
to act as a starter  base.  Biota  from other sources may be used to
augment a natural assemblage to  ensure adequate representation of
important taxa.
     Phytoplankton   are   expected to  reach  a  concentration
consistent with  the nutrient  levels  of the system  prior to
introduction  of  macroinvertebrates.  Nutrient  levels  should be
within a mesotrophic classification.  The macroinvertebrate fauna
should  include  representatives  of  the rotifers,  annelids,
copepods, cladocerans,  amphipods, aquatic  insects and gastropods.
Introduced  macroinvertebrates,  if  necessary to augment naturally
colonized populations, should not  exceed  10 g wet  weight/cubic
meter and finfish should  not be  introduced at more  than 2 g wet
weight/cubic meter.    Fish species  used in the  test must be  of
known sensitivity to the test  compound  (determined from acute
toxicity tests)  and  appropriate to  small pond  enclosures.
Finfish  species  used must be native  North American  species
(bluegill sunfish alone or  in combination with  largemouth  bass
are recommended).
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Mesocosm Treatment  —
     Treatment levels  of  the mesocosms will be based  on exposure
models  and  residue monitoring  data  if available.  In a  three
replicate  by  four  treatment  design,  the  three  experimental
treatments  will be  separated  into a  low,  intermediate  and  high
treatment  (dosed)   and  a control treatment  (undosed).    The
intermediate   treatment  will   approximate   the    estimated
environmental concentration  determined  through  modeling and
experiential  data  for  the  intended  pesticide  use.   It  is
recommended   that   the  low  treatment  should   be   1/10  the
intermediate  and the high treatment  should be  10 times the
intermediate.    Regression  designs  should  bracket  expected
exposures  and expected  response concentrations.  Loading  of
pesticide into  the mesocosms  will  be  by direct  overspray  to
simulate drift and  aerial  deposition and  with a  sediment/water
slurry  channeled into the system at  predetermined  points  to
simulate runoff.   Model predictions with available monitoring
data will dictate the  timing,  frequency and mode of  introduction
of the test material.
Measured Parameters
Chemical/Physical Properties —
     Mesocosm  water  will  be  monitored  for  pH,  temperature,
transparency   (turbidity),  dissolved  oxygen,  alkalinity,  total
nitrogen, total  phosphorus,  conductivity   (total  hardness)  and
particulate and dissolved organic carbon at appropriate intervals
(e.g., biweekly).   Observations will  be made at several locations
throughout  the mesocosm  (which will  be dictated  by the physical

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design  of the  mesocosm)  and at  appropriate depths to  allow
quantification of vertical and horizontal variations.  A complete
water analysis  should be'  conducted  at  the test  initiation  and
termination and  at significant  periods  during the  test  (i.e.,
pesticide  inputs,  substantial  changes  in  other observed
parameters, etc.).  Temperature,  pH  and dissolved oxygen should
be monitored  on a  continuous  basis  for 24  hrs.  on  a biweekly
schedule and at significant periods during  the test to provide an
estimate of gross production and community  respiration.
     Mesocosm sediment  must be  analyzed for  pesticide content,
particle size, cation  exchange  capacity, organic  content  and pH
at the initiation of the test.
Biological Structure —
     Biota will be identified to species or lowest taxonomic unit
practical.    The  schedule  for  sampling  and   collection  of
biological samples will depend  on the  design and composition of
the mesocosm  and  must be determined prior to  the initiation of
the test.   Collections should not be so frequent  as to disrupt
the system.
     Phytoplankton will  be collected from  the water  column,
dominant species identified, and biomass determined by measuring
chorophyll a  and phaeophytin.    All  samples  should be preserved
for archival  reference.      Periphyton will  be  collected  from
glass slide substrates  placed  in the mesocosm and exposed for  a
minimum of 2 weeks.  Periphyton will  be analyzed  for  chorophyll  a
and ash free weight.   Macrophytes  will be  identified  to species,
biomass  determined by dry  weight and  per  cent  cover  of   the
mesocosm determined.

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     Zooplankton will be collected  weekly with tube  cores  of  the
water column and vertical net tows.  All samples will be archived
for  future reference.   Zooplankton  samples will  be analyzed
biweekly  by  enumerating  and  identifying  dominant species.
Cladocerans should be  identified to genus  and  differentiated by
size  (e.g., measured  for length of muon).   Macroinvertebrates,
at a  minimum, will  be collected from emergent  insect  traps  and
artificial  substrates.    Sampling  of  sediment  directly  (e.g.,
Ekman dredge),  should  be employed  cautiously,   if necessary  for
tracking benthic community parameters,  to  minimize disruption to
the benthic community.   Samples  will be enumerated, identified to
lowest practical taxon and archived.
     Finfish will  be  identified to  species, enumerated,  sexed
(when  possible)  and measured  in length  and  weight (wet)  at
introduction into the mesocosms  and at test termination.  Also at
test termination, females will  be assessed  for  fecundity and all
collected fish  will  be examined for gross pathology.   Spawning
substrates  will  be  placed in the  systems and periodically
surveyed for number of deposited eggs.
     Toxicity testing and bioassays with indigenous fauna on-site
and in the laboratory may be used to assist in confirming cause-
and-effect relationships.
Residue Analysis —
     Residues   of  the  test  material  and  major   degradates/
metabolites will  be  analyzed  at  appropriate  intervals  to  the
environmental properties of the compound in the water, sediments
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and  biota  at  a  sensitivity consistent  with concentrations  of
concern.
Meteorological Conditions  —
     Continuous monitoring  of  air  temperature,  wind  velocity,
precipitation, evaporation and solar radiation  are required
within 1 mile of  the mesocosm test facility.

                           RATIONALE
     Critical features of   a mesocosm test design include size of
the mesocosm, its  composition, duration of the test and measured
parameters.   The test  design  presented is  not  intended to  be
overly restrictive,  and some flexibility is allowed to adjust to
specific questions of a pesticide hazard.   The primary intent of
these  studies  is to allow potential  pesticide registrants  an
opportunity  to demonstrate the  environmental  safety of  their
product under  conditions closely approximating those encountered
in naturally  occurring systems.   Risk managers  require  a  high
level  of confidence that  the test  employed  is  sensitive  in
detecting adverse effects  if  they are likely to  occur.   Note,
pesticides tested   in  a  mesocosm  study  should  always  have
demonstrated  toxicity under laboratory  conditions  at exposure
concentrations expected  to be  encountered under  typical uses.
Because of  this  indicated risk,  the  requirement  for  conducting
these studies is  justified.  Registrants want  to demonstrate that
complex systems will mitigate  the exposure or toxicity indicated
from  laboratory  data, regulators need information on ecosystem
level   responses   to  evaluate   in   risk/benefit   analysis.
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Ecotoxicity testing with aquatic mesocosms may ideally serve both
goals.
     The size of an  aquatic mesocosm  is  critical  to  the overall
study design.   Distorting influences of  large  predators  (e.g.,
finfish) and  an inverse relationship between mesocosm  size and
available  surface  area for periphyton  growth must  be  balanced
with  informational   needs  and  practicality  for   adequate
replication and sampling.   Finfish are important as integrators of
the  systems  and to  provide the  requisite  end-points  for  risk
management decisions.   The inclusion of  an integrating finfish
      »
population in  the systems dictates a  relatively  large-scale
enclosure.   Ponds  of 300 cubic meters or  larger  should provide
sufficient volume  for  reproducing  populations of  a species such
as the bluegill sunfish, Lepomis macrochirus.  Many reasons  exist
to recommend the bluegill as the finfish species of choice.   The
bluegill sunfish is a native North American  species and  is easily
obtainable in most areas  of the United  States.    The species is
cultured throughout the country which provides easy  availability
of healthy stocks.  In optimal  conditions, the bluegill will  reach
reproductive maturity in 4 months  (Breder and Rosen,  1966).  As a
preferred  laboratory  test  species,  the bluegill  is considered
reasonably sensitive  with a  large amount of  toxicology data
available for interpretational and comparative purposes.  Also, a
great deal  is known about  its  biological requirements  in  small
impoundments.    Finally, and  more importantly,  the  bluegill is
planktivorous  as  a  juvenile  and  insectivorous  as  an   adult
allowing a single  finfish species to cover  two  important trophic
roles. Where  finfish predator/prey relationships are important,

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piscivorous  species   (e.g.,   largemouth   bass,   Micropterus
salmoides) may be  included in systems  of  1000 cubic meters  or
larger.   Although  smaller  systems  could support  the piscivorous
trophic level, the large systems  will provide larger populations
which should allow more precise tracking of system perturbations.
     The composition of the experimental mesocosms should include
naturally derived biota,  organisms obtained from established
natural systems free from chemical  contamination.   It is assumed
that  a natural asssemblage  from  most  origins  would contain  a
collection of organisms diverse  and complex enough to adequately
represent pond-like systems.  Pond flora  and invertebrate fauna
are relatively consistent  from  one area  to  the other  at gross
taxonomic  levels,  and  differences  at the  species  level  may  be
trivial  where genera  and  families are represented.   Finfish
species other  than the bluegill should be  chosen  for  specific
purposes, and should include species appropriate for the confines
of a mesocosm and with  known sensitivities for the test compound.
     The  duration  of  the  test depends  in  part   on  the
environmental half-life of the test compound and its chronicity.
It is expected that, ponds can be  established in early spring or
the preceding fall or winter, treated at representative times in
the year  corresponding  to the  expected use,  as  indicated  by
exposure  models,  and terminated in  late  fall or  early winter.
When treatment timing does not allow determination of effects on
finfish  reproduction  or  if  system  recovery  is  of  interest,
studies may  have  to be  continued over  winter  and  through  an
additional season.   Treatments in  the second season are  optional
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depending on the registration intent and could be required if the
temporal dynamics of the pesticide in the system warrant.   Tests
conducted in  outdoor  ponds must have at  least  1/3 of  the  pond
area greater  than  1.5  meters in depth if the test is continued
over winter to prevent complete  freezing.
     The parameters chosen for measurement are considered minimal
for  investigating  structure and function of  the  systems.  A
biweekly  sampling  regime  is considered  adequate for  tracking
potential perturbations except  for zooplankton and  finfish.
Zooplankton are expected to serve  as  sentinels of system distress
and  should be sampled weekly.   It  is sufficent  to  analyze
zooplankton data biweekly, but weekly  samples should be collected
and archived  since they may  be  required to explain disturbances
if these occur.  Finfish in these  relatively small  systems cannot
be routinely sampled and since the summation of their production
is an  important end-point,  sampling  of  the  finfish population
should occur  only at  test termination.  The  intent of a mesocosm
test is to determine how a contaminant perturbs  an  aquatic system
and the trajectory, magnitude and duration of the  peturbation  if
it occurs.  Protocols  specific  to a  pesticide  of  concern should
be discussed with the Environmental Protection Agency on a  case-
by-case basis  when  the study will be used  to  support a product
registration.
     The  experimental  design  of  four  (4)   treatment  groups
including controls  with three  (3) replicates  in each group was
chosen for several reasons.  Successful studies by deNoyelles  et
al.  (1982) and  Boyle  et  al.  (1985)  utilized  this same general
design.   Differences  in treatment groups as  little  as 15%  from

                           15

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controls  for fish  survival and  recruitment were  detected as
significant at p=0.0001.   Also, twelve  (12) mesocosms 0.1 acre in
size appear  to  be  logistically manageable  for  the observational
requirements associated in a test.   The design additionally
allows the expected exposures  resulting from the pesticide use to
be bounded by higher and  lower treatment groups.

                    INTERPRETATION OF RESULTS
     The objective  interpretation  by qualitative and quantitative
methods is defined  here  as  analysis.   Subjective interpretation
and regulatory implications  will  be  termed evaluation.   Analysis
may unequivocally  demonstrate  a  change in  a treatment  pond  in
comparison to control yet evaluation could determine such change
to be trivial.  Risk management decisions  involve much  more than
simple  analysis and  evaluation  of  ecotoxicity tests  such  as
economic  and/or  social  considerations,   but  such tests  could
contribute strongly to the ultimate decisions.
     A  mesocosm  test  involves  many  levels  of  biological
organization and effects at any and all of  these levels will  be
analyzed  and evaluated  for significance.   Ecosystem  stress  is
manifest through changes  in nutrient  cycling,  productivity,  the
size of dominant  species,  species diversity  and a  shift  in
species dominance to  opportunistic  shorter-lived forms  (Rapport
et al. .  1985).   Harte  et  al.  (1981)  identify  direct  chemical
threats to  drinking  water  quality,  impairment  of sports-fish
populations, aesthetic  loss  from   increasing  turbidity  or
eutrophication,  enhanced  odor-producing biological  activity and
increased likelihood of disease-bearing vectors and pathogens as

                           16

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the water quality issues of most concern to the public,  and these
intuitively would be of most  concern to risk managers.   Of  these,
impairment of  sports-fish populations would be a  very  important
attribute to  be affected,  since  it  is  the one  most   likely to
express  an unwanted change  in any  other attribute  as well.
Therefore,  interpretation  of ecotoxicity tests  with aquatic
mesocosms will have a bottom-line  assessment of the potential  for
adverse  effects to  finfish populations.   Finfish occupy  the
higher trophic levels of aquatic ecosystems and therefore are  the
summation of much  of the activity at lower levels.  Impacts at
lower levels should  be  expressed at all higher levels  which  are
dependent upon them.   This  is  not  to  imply that impacts to
invertebrates or  phytoplankton  are  not  important,   just that
effects at the lower levels  will be interpreted for their  impact
to the finfish level.  Notable  exceptions would include pesticide
uses likely to expose habitat of commercial shellfish  importance
or where  endangered/threatened aquatic species are  present.   In
any  event,  effects on  organisms other  than finfish will be
included in an ecological risk  assessment for completeness and to
keep risk managers informed  of all effects  which  may result from
a pesticide residue in aquatic  environments.
     To better exemplify the above  discussion,  consider  two
responses which  may occur  in  a  mesocosm  test.    In  one,  fish
production is  demonstrably  reduced by  treatment,  while  in  the
other, fish  production  is unchanged  between control  and dosed
systems.    If  in  the  first  instance,  transient  reductions  to
macroinvertebrates  were responsible for the  fish production
                           17

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decrease and the decrease is assessed as temporary, then such an
impact may be considered minor.   On the  other hand,  if the second
response is the result of permanent changes in another component
(e.g.,  zooplankton)  of  the system  which  will  not  allow  fish
production to  be  sustained,  then  such  a  response  may  be
considered major.   In both cases,  fish production parameters were
used  in making an assessment of  the responses and,  in both cases,
other system component parameters were necessary to interpret the
findings.
     Three general  outcomes of  a mesocosm treatment  level are
possible:  (1) no  discernible effect  to  any measured parameter;
(2)  a marginal  effect to one or more parameters  such  that the
system can compensate for the perturbation and  fully recover, and
there is no substantial  alteration seen or expected for finfish
populations;  and  (3)  a  substantial  effect  to  one  or  more
parameters such that the system  cannot accommodate  the stress and
fails  to recover or  finfish populations  are  markedly  reduced.
These  three  outcomes  are  possible in  each of  three  treatment
levels.  By bounding an intermediate level approximating expected
exposure concentrations with a lower and higher level  by an  order
of magnitude,  evaluation of the results allows some inference  of
probability for its occurrence.   For outcome (1)  at all  treatment
levels, environmental concerns are sufficiently obviated to  allow
pesticide registration to  proceed accordingly.   For outcome  (3)
at  all  treatment  levels,  serious  hazard   is   indicated and
registration  is  warranted  only  with substantial  benefits and
heavy  use  restrictions.    For  other  outcomes  in  between  these
extremes,  registrations  will  depend on  risk/benefit  analysis.

                           18

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Registrations could  be allowed to  proceed where only  marginal
impacts are  observed at  the  low and intermediate levels, but  a
condition  of field  testing/monitoring may be  imposed  for  the
initial  years of  the  registration to ensure  no unreasonable
impacts  occur.    Additionally,  where  marginal effects   are
suggestive of  high risk  then  additional  testing  (field  and/or
laboratory) may be needed prior  to registration.
     The power of the mesocosm experimental design is expected to
be greater than the statistical  sensitivity of hypothesis testing
such as ANOVA would  initially  suggest.   The  design  is  somewhat
constrained  by  practical limitations such  that,  at  a  minimum,
only twelve mesocosms are required  for conducting the test.   By
bounding an intermediate  exposure level with a high and low level
additional  statistical  strength  can  be  gained  by  way  of
regression analysis where  appropriate.    From  a   regulatory
viewpoint, if there is  no discernible effect either qualitatively
(e.g.,  change  in  dominant species)  or statistically  (e.g.,  no
significant  difference  in  an  observational  parameter at  a
confidence level appropriate  to that parameter)  between the high
treatment, which  represents  an exposure concentration  10 times
greater than generally expected under actual use conditions, and
control systems,  given that the  systems  are  representative of
aquatic ecosystems, then one  can be  reasonably confident that the
product tested will not threaten aquatic resources.
                           19

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Breder, C. M. ,  Jr.  and  D.  E.  Rosen (1966)  Modes of reproduction
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Burns, L.  A.,  D.  M.  Cline and R.  R. Lassiter  (1981)   Exposure
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Cairns, J. , Jr., G.  R.  Lanza  and B.  C.  Parker  (1972) Pollution
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Cairns, J. , Jr.  (1984)  Are single species  toxicity tests alone
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Cairns,  J., Jr.  (Chairman),  Committee to Review Methods for
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Crossland, N.  O. (1982)  Aquatic toxicology of cypermethrin: II.
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     Toxicol.  2:205-222.

Crossland, N. O. and C. J. M.  Wolff (1985)   Fate and biological
     effects of  pentachlorophenol  in outdoor ponds.   Environm.
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deNoyelles, F. , Jr.  and W. D.  Kettle  (1985)  Experimental ponds
     for evaluating  bioassay predictions.   pp.  91-103 in Boyle,
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     in Aquatic Ecosystems.  ASTM STP 865,  American Society for
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                           20

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deNoyelles,  F.  Jr., W.  D. Kettle,  and D.  E.  Sinn  (1982)  The
     responses of  plankton communities  in  experimental ponds to
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     63(5):1285-1293.

Giddings, J.  M.  (1980)   Types of  aquatic  microcosms and their
     research applications,  pp.  248-266 in Giesy,  J.  P.  Jr., ed.
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     Technical Information Service, Springfield, VA.

Giddings, J. M. and P.  J. Franco  (1985)  Calibration of laboratory
     bioassays with  results  from  microcosms and ponds, pp.  104-
     119  in Boyle, T.  P.,  ed. Validation  and Predictability of
     Laboratory Methods  for Assessing  the Fate  and  Effects of
     Contaminants  in Aquatic  Ecosystems. ASTM STP 865,  American
     Society for Testing and Materials,  Philadelphia,  PA.

Giddings, J. M. , P.  J.  Franco, R.  M.  Cushman, L.  A.   Hook, G. R.
     Southworth  and A.  J. Stewart (1984)  Effects  of chronic
     exposure to coal-derived  oil  on freshwater ecosystems: II.
     Experimental ponds. Environm.  Toxicol.  and  Chem.  3:465-488.

Grice,  G.   D.  and  M.  R.  Reeve,  eds.   (1982)  Marine  Mesocosms:
     Biological and Chemical Research in Experimental  Ecosystems.
     Springer-Verlag, New York.

Harte,  J. ,  D. Levy, J.  Rees and E.   Saegebarth  (1980)  Making
     microcosms an effective  assessment  tool.    pp.  105-137  in
     Giesy, J. P. , Jr., ed.  Microcosms in  Ecological  Research.
     CONF-781101.   National   Technical  Information  Service,
     Springfield,  VA.

Harte, J.,  D. Levy,  J. Rees and E.  Saegebarth (1981)   Assessment
     of  optimum  aquatic  microcosm design  for  pollution  impact
     studies.  Rep.  EA-1989.   Electric  Power Res.   Inst.,  Palo
     Alto, CA.

Hurlbert, S. H., M.  S. Mulla  and H. R.  Willson  (1972) Effects  of
     an  organophosphorous insecticide on the  phytoplankton,
     zooplankton and  insect  populations  of fresh-water  ponds.
     Ecological Monographs 42(3):269-299.

Jones,  B.   R.  and  F.  B.  Moyle  (1963)   Populations   of  plankton
     animals  and  residual chlorinated  hydrocarbons  in  soils  of
     six Minnesota ponds treated for control  of mosquito larvae.
     Trans.  Am. Fish. Soc. 92:211-215.

Kaushik, N.  K. ,  G.  L.  Stephenson, K.   R.  Solomon and K.  E.  Day
     (1985)   Impact of  permethrin  on  zooplankton  communities  in
     limnocorrals.  Can. J. Fish.  Aquat.  Sci. 42(l):77-85.

Kettle, W.  D. , F.  deNoyelles, Jr., and C-H.  Lei   (1980)   Oxygen
     consumption of  zooplankton  as affected  by   laboratory  and
     field  cadmium  exposures.   Bull.  Environm. Contain.  Toxicol.
     25:547-553.
                           21

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Kimball, K. D. and S. A. Levin (1985)   Limitations of laboratory
     bioassays: The need for  ecosystem-level testing.   BioScience
     35(3):165-171.

Klassen,  H.  E.  and A. M.  Kadoum  (1979)   Distribution  and
     retention  of  atrazine  and  carbofuran  in  farm  pond
     ecosystems.  Arch.  Environm. Contain. Toxicol. 8:345-353.

Levin,  S.  A.,  K. D. Kimball, W.  H.  McDowell and  S.  F.  Kimball
     eds.    (1984)   New   perspectives    in   ecotoxicology.
     Environmental Management 8(5):375-442.

Mauck, W. L. ,  F.  L.  Mayer,  Jr.  and D. D.  Holz  (1976)   Simazine
     residue dynamics  in small  ponds.   Bull.  Environm.  Contain.
     Toxicol. 16(1):1-8.

Mclntosh, A. W.  and  N. R.  Kevern (1974)   Toxicity of  copper to
     zooplankton.  Journal of Environmental Quality 3:166-170.

Menzel, D. W.  and  J.  Case  (1977)  concept  and design: Controlled
     ecosytem pollution experiment.   Bull.  Mar.  science 27(1):l-
     7.

Metcalf, R.  L.  (1977)   Model ecosystem  approach  to  insecticide
     degradation: A critique.  Annu. Rev. Entomol.  22:241-261.

Odum,  E.  P.  (1983)  Basic  Ecology.     Saunders  Publ.   Co. ,
     Philadelphia.  PA.

Odum, E. P. (1984) The mesocosm. BioScience 34(9):558-562.

Papst,   M.   H.  and   M.  G.  Boyer   (1980)   Effects   of   two
     organophosphorous insecticides on the  chlorophyll  a  and
     pheopigment concentrationsof  standing ponds.   Hydrobiologia
     69(3):245-250.

Pimentel, D.  and C. A.  Edwards (1982)  Pesticides and ecosystems.
     BioScience 32(7):595-600.

Rapport,  D.  J. ,  H.  A.  Regier  and  T.  C.  Hutchinson   (1985)
     Ecosystem behavior under stress.  Am.  Naturalist 125(5):617-
     640.

Shindler,  D.  B. ,  B.  F.   Scott  and  D.  B.   Carlisle  (1975)
     Effect of crude oil on populations of bacteria and algae  in
     artificial   ponds  subject   to  winter  ice   formation.
     Internationale  Verenigung  fur  Theoretische  und Angewandte
     Limnologie 19:2138-2144.

Solomon, K. R. , K. Smith, G.  Guest, J.  Y.  Yoo and N. K. Kaushik
     (1980)   Use  of  limnocorrals  in  studying the  effects  of
     pesticides in the aquatic ecosystem.   Can. Tech. Rep. Fish.
     Aquat. Sci.  975:1-9.
                           22

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Swingle,  H. S.  (1947)   Experiments  on  pond fertilization.
     Bulletin  No.   264,  Alabama   Polytechnical  Institute,
     Agricultural Experiment Station.  34  pp.

Swingle, H.  S.  (1950)  Relationships and Dynamics of Balanced and
     Unbalanced  Fish  Populations.    Bulletin  No.  274,  Alabama
     Polytechnical Institute, Agricultural  Experiment Station.

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     applications   of   copper  sulfate   and   simazine   for
     phytoplankton  control  in catfish ponds.    Trans. Am.  Fish.
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     Pearson and J.  R.  Trabalka  (1976)    State-of-the-art  and
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     Springfield, VA.
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                           APPENDIX

                    AQUATIC MESOCOSM WORKSHOP

   A two-day workshop was held April 8  and  9,  1986  at George
Mason  University in  Fairfax,  Virginia.   Participants  at  the
workshop were  from  EPA,  academia  and the National Agricultural
Chemicals Association.   Organization of the workshop  was  such
that participants were  subdivided into  four working  groups  of
approximately ten  members.    Each  working  group  addressed
technical questions related to mesocosm  testing  in  only  one  of
four areas — 1)  mesocosm size  and composition, 2) observational
parameters,  3)  treatment,  replication and duration,  and  4)
interpretation or results.  All participants attended a  general
discussion  on the last  day  which culminated  the  workshop.
Recommendations from participants  were taken from the  summaries
of the  working group  chairmen  and  from  specific  comments  on a
circulated draft  mesocosm test  document.  The summaries from the
working group chairmen are as follows:

Working Group 1 — Mesocosm Size and Composition
1.   Finfish  should be  included  in  the mesocosm  experimental
     design.  Fish  are  needed to evaluate potential  adverse
     effects  at  that  trophic level.    Fish  are  needed  as a
     component of the mesocosm  system  to  complete  the model
     ecosystem design  and, thus,  allow   the development  of
     potential secondary effects  due  to  the  presence  of a
     consumer species.
2.   Finfish in the  mesocosm should be planktivorous  as juveniles
     and  insectivorous  as adults.   Top predators  require  too
     large an enclosure and too long a time to develop a stable
     population.
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3.   Two  size classes of finfish should be  introduced  — young,
     sexually  mature  fish  which  will  reproduce  during  the
     experimental period  and immature  fish.   Two  size classes
     provide a minimal model  of  natural  finfish population
     distribution.    Mature  fish can  be used within one annual
     season for reproduction evaluation.

4.   Population density  of  the  finfish should be  adjusted to
     simulate natural  population densities  for the  chosen fish
     species in a similar (to  the  mesocosm)  habitat.   Densities
     within the range of 2-5 g/cubic meter are appropriate.  Care
     must  be taken due  to  potential  serious  disruption  of
     individual  systems  if loss  of  fish occurs.   Sufficient
     numbers of fish  are needed  to  reduce effects  of  small
     losses.

5.   Volume of the mesocosm  should  be  at least 300 cubic meters.
     Maximum depth  should be 2  meters.   Sides of  the mesocosm
     should be sloped approximately 1  unit of drop per 2-3 units
     of  linear  distance.    Dimensions must  be  large  enough  to
     accomodate a reliable  finfish  population.   Depth  should be
     sufficient to provide a representative open water area, and
     sloped  sides should provide a littoral  area for macrophyte
     growth  and finfish  reproduction.  The  design  described
     should occupy approximately 0.1 acre  surface area.

6.   Mesocosm  structure should  normally be  a  dug pond,  but
     naturally occurring  or  'old'  ponds which  meet  all other
     criteria will not be excluded.  The required size and shape
     is  not  amenable to  prefabricated, container construction.
     Provided sufficient land is available,  the mesocosms can be
     machine dug at relatively low  cost.

7.   Larger ponds may be subdivided to act as replicate mesocosms
     provided that  each subdivision  meets all  other  criteria.
     Subdivisions should  all  be to  the same  size,  shape and
     dimensions.   Design of  subdivisions  should  be  such that no
     leakage occurs  between  adjacent  mesocosms.   Materials used
     for subdivision should not introduce any  toxic   substance
     which could significantly affect  the  test.

8.   Bottoms of the dug ponds  should be  lined  with  impervious
     material (clay  or plastic  sheet)  to avoid  interconnection
     with groundwater.

9.  Sediments should be   added  (over  the impervious layer) to  a
     depth of at least  10 cm.   Sediments may consist of  natural
     or aged pond sediment or top soil.  If top soil is  used the
     complete mesocosm should be 'seasoned'  for one  year  prior  to
     experimental use.   This time is necessary  to  develop benthic
     biota.  If  pond sediments  are used,  a shorter  'seasoning'
     (e.g.  , 6 months) period is adequate.   Organic content of the
     top soil should be at least 10%.
                           25

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10.   Ponds may  be  reused   without sediment removal  if water
     quality parameters and biota are shown to be similar among
     all mesocosms.    Sediment  removal  and/or  other  cleaning to
     assure uniform  starting  conditions  may be  carried  out as
     needed.

11.  Sampling methods  should not  significantly disturb  the
     sediments or water column.

12.  An even distribution of biota among all test  mesocosms is an
     overriding objective.   Various  options may  be  employed to
     achieve this goal.    For  example,  all mesocosms  could be
     drained and refilled from  a common source  immediately before
     the start  of  a test  cycle,  or a mixing  system  among all
     mesocosms may  be  employed provided an  even  distribution of
     the biota can be achieved.

13. Establishment of   a 'representative'  pond  biota  is  a major
     objective.   This may be achieved by addition of biota  from
     other sources  including  natural ponds,  aged systems or
     cultured material.

14.  Treatment time  should  coincide with applicable use  patterns.
     If  established  'aged' pond water  is used to  fill  the
     mesocosms,  they should be  filled and  sampled  for at  least  4
     weeks prior to  introduction  of  the test compound.  If water
     from another source is used,  sufficient time  must be  allowed
     for development of a representative pond flora and  fauna.

15.  All  mesocosms   should    contain representative  macrophytes
     evenly  distributed with regard  to  biomass and  species
     composition.   At  least  submerged  macrophytes  should be
     represented.    Prior to  the  start  of  an  experiment,
     macrophyte  population  structure should be mechanically
     adjusted to meet the above criteria.   Macrophyte populations
     should not  be  manipulated during  the  experimental  period.
     Mesocosm design criteria  are intended  to  provide some areas
     which are macrophyte free.

16. Minimal  fertilizer addition   can  be  used to avoid  a  pond
     model which would be  highly  oligotrophic.  This item is not
     to be  interpreted to mean  that  the mesocosm  should be
     eutrophic.   The objective  is  to  model  a  'representative'
     biologically active ecosystem.

17. Water level within  the mesocosm systems may  be adjusted to
     account for evaporation or rainfall  inputs.   If the levels
     change from the starting conditions  by 5 cm  either  over or
     under,  they should be  adjusted  to the  initial levels. Water
     added  to the  systems  during  the   experiment  should be
     filtered through  a sand  filter (e.g., swimming  pool  type
     filter)  to remove most plankton.  All  experimental mesocosms
     should  be  adjusted  to   the same  level  simultaneously.
     Particular  care  must  be  taken  in  subdivided  systems
                           26

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     curtained with  flexible  materials so that  water  levels in
     adjacent enclosures remain the same.

18.   It is  suggested   that a  mesocosm test in  support  of the
     registration of  a particular compound be  conducted  in the
     major use region for that compound.

19. Because of the  experimental design and controlled nature of
     the experiments it  is  felt that  results  from a test in one
     geographic region could be extrapolated to  other regions.

20.   One set  (multitreatment,  replicate   mesocosm) of mesocosm
     tests could  be sufficient  for  regulatory  purposes, either
     acceptance  for  registration or  denial of  registration.
     Should the result imply significant,  long-term hazard in one
     geographical location further  mesocosm testing  in other
     areas under  different  conditions could  be  used to achieve
     limited compound registration for similar regions.
Working Group 2  —  Observational Parameters

1.   Physico-chemical parameters

     A. Water column
1)
2)
3)
Parameter

  PH
  transparency
  alkalinity
  total nitrogen
  total phosphorus
  conductivity or
    total hardness
  dissolved organic
    carbon
  particulate organic
    carbon

  dissolved oxygen
  temperature
  PH
Frequency

    biweekly
    biweekly
  temperature
    biweekly
 (maximum and
  minimum for
  2 weeks prior)
Location  of sample

  integrated sample
  (from sufficient
  samples to include
  vertical and
  horizontal
  variations)
  subsurface and
  10 cm above the
   bottom at
  sufficient points
  to include all
  variations needed
  to characterize
  the mesocosm

  0.5 m below
  the surface
                           27

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4)   target pesticide
5)
contaminants
at regular intervals
appropriate to the
compound

beginning and end
of test
Considered but  rejected:   BOD,  COD, free  C02,  redox potential,
forms  of N,  forms  of  P,  sulfur  (except in  cases involving
arsenicals),  and inorganic carbon.
     B.  Sediment

   Parameter

1)   particle size
     cation exchange
       capacity
     organic content
     PH
     pesticide scan

2)   target pesticide
                      Frequency

                        at beginning of
                        test
                Location   of  sample
                        at regular intervals
                        appropriate to the compound
Considered  but  rejected:   dissolved  oxygen, depth of  redox
potential  discontinuity (RPD)  layer,  oxygen uptake,  ammonia
efflux, sulfur,  temperature.
     C.  Atmosphere

   Parameter

     air temperature
     wind  velocity
     precipitation
     evaporation
     solar radiation
                      Frequency
                         continuously
                Location  of sample

                    at a meteorological
                    station within l mile
                    of the mesocosm
2.   Biota

 A.  Biotic component



1)   Phytoplankton
                     Frequency          Parameter
                       and Technique of   Measured
                       Sampling
                    biweekly measurements
                    from at least  3
                    integrated  samples
                     chlorophyll a and
                     phaeophytin;
                     identification of
                     dominant species;
                     preserve all
                     samples for
                     archival reference
                           28

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2)   Periphyton
3)   Mac rophytes
4)   Zooplankton
5)   Macroinvertebrates
6)
Finfish
                    biweekly collections
                    of glass slide  sub-
                    strates  exposed for
                    2 weeks

                    sampling  as
                    appropriate and at
                    end of test

                    weekly collections,
                    biweekly counts;
                    tube cores of the
                    water column and
                    vertical net tows
biweekly collections
from emergent insect
traps and artificial
substrates

sampling at beginning
and end of test (test
should be long enough
to span reproductive
cycle)
                        chlorophyll a and
                        ash  free weight
percentage cover
of each species;
dry weight

archive all
samples; in
alternate weeks
count dominants
to species or
genus and note
length of muon
of cladocerans

count to lowest
practical taxon;
archive all
samples

count to species,
measure length &
wet weight; note
pathologic
conditions; target
pesticide concen-
tration in fish
tissue
Considered but rejected:   sampling of microbiota  and  epipelon.

 B.  Bioassays

     Bioassays  were considered  using caged  organisms  in the
     mesocosm or toxicity  testing of organisms removed from the
     mesocosm, but both were rejected as being  redundant.

 C.  Ecosystem function

     While these measures (production at each trophic level) were
     thought to be valuable, it was  felt that the measurments  of
     structure   of  the  mesocosm   ecosystem   over  time  were
     sufficient to determine these parameters.
                           29

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Working Group 3 —  Treatment,  Duration and Experimental Design

1.   A minimum of  4   treatments  consisting of  a control,  an 'X'
     treatment level  representing expected  exposures,  an  'X+'
     representing  an  upper bound,  and an  'X-'  representing  a
     lower bound.   Expected  exposures  would be  predicted  from
     appropriate  drift  and  runoff  models   and/or   relevant
     empirical studies.

2.   A minimum of 3 -  5  replicates per treatment as a function of
     parameters of interest,  mesocosm design, etc.  Existing data
     sets  (and new data as  it   becomes  available)  should  be
     consulted for establishing minimum replicate numbers.

3.  Treatment  frequency  is based  on  the  number of applications
     permitted on the  pesticide label for aerial drift simulation
     and on  established  runoff models  (e.g.,  SWRRB)  for runoff
     simulation.

4.   Aerial treatment simulations should be by spray on surface
     with pesticide finish spray.  Runoff  simulations  may be by
     uniformly distributing a  subsurface slurry of  pesticide in
     water and sediment.   Problems  are expected  in determining
     the method  for creating the  slurry,  dealing  with compound
     alterations while  on soil,  determining  the appropriate
     particle size, and  so on.

5.   Test  ponds  must be aged  at  least one year  if  using
     established  pond  sediments.   Use  of  established  pond
     sediments in mesocosms is a  trade off between pond  stability
     and similarity of replicates. Test ponds using topsoil will
     require study to  determine an adequate pretreatment interval.
     The duration of a mesocosm test is at  least 1 full  growing
     season and longer for persistent compounds, but not  without
     added problems.

6.  Macrophytes will cause increased heterogeneity and  variance
     between replicates   in addition  to  other sampling  problems.
     No macrophytes or intensely  controlled macrophytes  should be
     used in the  test  ponds.   Two  species of  fish  (i.e., bluegill
     sunfish and  largemouth bass)  are recommended  rather than two
     age classes  of  one  species.   The ponds  should  have  fish,
     sediment, invertebrates and  other orgainisms seeded  from an
     established  pond.
                           30

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Working Group 4 —  Interpretation of Results


1.   Finfish are of primary importance for detrmining  significant
     effects and meaningful endpoints from conduct of a mesocosm
     study.  Fish  number,  biomass, growth, fecundity  (estimated
     from nesting substrates), survival, and residues in  tissues
     (e.g., gravid gonads)  should be determined.

2.   Zooplankton  community  structure determined by observations
     on total biomass  and  species dominance.    Size  may be  used
     instead of detailed taxonomy.  Changes to  zooplankton should
     provide the first indications of system impact.

3.  Benthic community  structure  should be studied to determine
     major taxonomic  shifts.    Such  shifts  will give  clues  on
     changes of detrital processes.

4.   Plankton  and periphyton  should be  studied  for  changes  in
     chloropyll a and dominance over time.

5.   Community  metabolism  is tracked  by monitoring  pH,  dark
     respiration and  light  oxygen  evolution,  preferably  by
     automated continuous recorders.

6.   The  use of  diversity  or absolute  ratio  indices should  be
     avoided.

7.   Geographic extrapolations of mesocosm results may be  derived
     from available fate models.   Biological extrapolations from
     mesocosm  investigations  are  limited  without linking  field
     investigations.

8.   Fish  are  the  integrators of the  experimental  ecosystems.
     The systems should not be overloaded by fish biomass  and the
     fish should not require external feeding.

9.   Sediment  is  expected to  be  somewhat of a  "black hole" for
     certain compounds.   The sediment  requires  characterization
     for the sorption  nature, rates, etc.  The biomass/sediment
     ratio should be considered an important design  parameter.

10.   Bioassays  with selscted  organisms  are  important  before,
     during and after treatment of the mesocosms.

11.   In the pesticide registration and hazard evaluation process,
     there is a continued role for microcosm and full-scale field
     investigations.
                           31

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     Substantive comments  received  from participants of  the
April, 1986 workshop not  fully  resolved  within  the document are
discussed here:

1.   A strong reservation exists among  some that reliance on fish
data  may be  precipitous  due  to inherent  variability expected
between ponds.   It  is  suggested that  credibility  of an approach
which relies  on  fish population parameters  would  be enhanced by
referencing successful studies  and  detailing  the  sensitivity of
statistical differences,  specifically  if three  replicates would
be sufficient to  separate treatment differences.   It is further
suggested that  such data could  be  used  in defining performance
criteria for  use  in  evaluating the acceptability of  tests
dependent on these parameters.

Comment  —  The  Agency  agrees   that documentation  of  successful
studies  is  needed to allow  implementation of the mesocosm test
philosophy without reservation.   However, as a new  initiative in
this arena few mesocosm studies  with pesticides exist and none of
these  tests  are fully  consistent with the proposed  design.
Because of  this  lack  of empirical data  to  support the proposed
design, the criteria presented here and Agency position are that
this document represents only a proposed  framework  for  fulfilling
aquatic organism simulated and/or actual field test  requirements
in support  of pesticide  registrations.   The Agency is convinced
that the proposed design adequately represents a consensus among
the  scientific  community,  that reliance  on  fish  data  are
consistent with  the available  data  base,   and  the Agency fully
expects tests  conducted  in accordance with  these criteria will
allow acceptable hazard evaluations  of  pesticide registrations to
aquatic ecosystems.      It  is  anticipated that as an empirical
base of these tests is developed the Agency will be in  a position
to evaluate  its position  and  further  specify  the  limits of
acceptability for these tests.   In  the interim,  the Agency will
use the  criteria presented as  guidance  in evaluating simulated
aquatic field investigations.

2.   Some confusion is still  present on how  an Estimated Exposure
Concentration (EEC) will be used in  specifying treatment  levels.

Comment  —    An EEC  is  used  when empirical data  on expected
exposure concentrations are absent or  insufficient for  specifying
treatment levels.  Agency calculated EECs are based on  empiricaly
derived models and manipulated  over a  range of likely  scenarios.
Treatment levels should be designed to span this range such  that
a low  level would be  at  or  below  the lowest expected  exposure
concentration, a high level at or above the  maximum or  worst-case
exposure  concentration  and   a median  level   which  roughly
approximates a typical exposure concentration consistent with the
supported pesticide  label.   The exposures in the test  systems
should simulate  as nearly  as  practical  the modelled  exposure.
That is,  the water column concentration in the test system should
be equivalent to the modelled water  column concentration for  that
treatment level,  the  sediment-bound  concentration  in the  test


                           32

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system should  be equivalent  to the  modelled  sediment-bound
concentration  for that  treatment  level,  etc.    Therefore,
sufficient chemical needs  to be added to  a test  system to  ensure
that the water concentration is equivalent to the  modelled value
after  chemico-physical  partitioning.    In  general, order of
magnitude differences  between treatment levels in a '3-dose by 3-
rep'  mesocosm  test  design  will suffice,  such that a median
treatment level  (x) is bracketed by  a  low level (1/10 x) and a
high level (10 x).  Again,  the median level represents a typcial
exposure condition  expected for the given pesticide use under
investigation.

3.  Several participants have suggested experimental  design
changes to provide better dose-response  information  and  thereby
improve result  interpretation  (i.e.,  '5-dose by  2  rep','11-dose
by no rep», etc.).

Comment —    The  Agency  has no  objections to  modifications in
experimental  design so  long as  a minimum of  12 mesocosms are
utilized  and the  minimum and maximum expected  exposures are
bounded by dose levels employed.   A preference  is  given  to a '3-
dose by  3-rep'  design because, as the  Agency  believes,  it can
effectively span the expected exposure range and provide  adequate
replication to  separate  obfuscating  observations which  result
from individual  differences  between  the  mesocosms.   The  Agency
will rely solely  on established  differences  in  interpreting the
results from  these tests  and  true effects which go undetected
would, therefore, be considered to pose minimal threat to aquatic
ecosystems.   Designs with  less  than 3-reps/level may  not provide
equivalent separation.

4.   A  few participants  objected to  size  limitations  of the
mesocosm and preference given to bluegills as the fish component.
It is  felt that  other fish  species or  even invertebrate species
could  provide the requisite  information and  certain  of  these
species could be  tested  in systems of  less  than the 300 cubic
meters.

Comment  —   The Agency  dependence of  native  North American
species for use in performing ecological  effects studies  has been
well established.  Mesocosm tests must  include  finfish  for  both
direct  and  indirect  effect  evaluations.    Effects  seen  on
invertebrates  alone cannot provide  these  data.   Direct responses
to  a  toxicant  may not be  fully  exhibited  by  finfish  in  the
laboratory.    Alterations  of  behavior,  for example,  could affect
feeding, reproduction, etc.,  in the  field which  would  not  be
easily discernible  from  laboratory data.  Indirect responses  of
finfish  to a toxicant  may not be  explained by  changes  in
invertebrate  production  alone.     Alterations of diet,  for
example, could impact  a  fish differently  when it is stressed by a
pesticide.   Bluegills  are perceived  as  the  most  appropriate
species when  the  mesocosm includes only  a  single  fish  species.
The same rationale as  used for  preferring it in acute laboratory
tests   can   be   given   together  with,  its   life   history
(planktivore/insectivore and reproductive maturation  in as little
                           33

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 as  4 months)  and  extensive  culture  experience  in  small  ponds.
 Many of  the  mesocosm studies  referenced  successfully  included
 bluegills.   Certainly other  species of  fish may be  used but  the
 Agency  would  be  hesitant  to  approve  protocols with  different
 species  without  sufficient justification.   Since bluegills  are
 preferred,  300  cubic  meter  systems  would  be  the minimally
 accepted  mesocosm size consistent with the  species requirements.

 5.   Some participants  felt that the  list of measured parameters
 were too  extensive  and emphasized  system  structure without
 consideration  of system function.

 Comment  —  The  list  of  recommended parameters to be  measured
 during a  mesocosm test is almost exactly those recommended by the
 sub-group dealing on the issue  at the April workshop.  This list
 was  pared down from a more  extensive list and  determined  to be
 the  minimum data set  sufficiently comprehensive  to charaterize
 pesticide  effects.   Additional emphasis may be needed  for some
 chemicals  and can  only  be  determined  after  scrutiny of  their
 database.  The sub-group also determined that the listed measures
 of  structure  over  time  can  provide  sufficient  information on
 ecosystem function to draw meaningful  conclusions.

 6.   A few  participants  commented on macroinvertebrate sampling
 and  stocking in the test mesocosms.   It  is  felt  that insufficient
 emphasis  is given to benthic  invertebrates  and aquatic insects.

 Comment  -- Potential disruption of benthic  sediments  is the
 overriding  consideration  in  limiting macroinvertebrate sampling
 to  artificial substrates and emergent traps.  However, this
 limitation is  a "minimal"  limitation in  that additional sampling
 of  system  substrate  and  shoreline  is  acceptable.    Note  that
 increased sampling  of  the  systems  will  follow  the   law of
 diminishing  returns.   As  more  sampling takes  place the greater
 the  likelihood that the system  will be  disrupted.    The point was
 well  taken by some that  stocking of  aquatic  insects  into the
 systems may  be wasted effort  as natural colonization should be
 more  than adequate.   The Agency intent  here  was   to  ensure a
 reasonably representative macroinvertebrate  fauna in  systems
 which may have had limited time for natural development.

 7.   Some  confusion  exists  on whether mesocosm tests are designed
 to evaluate ecosystem effects or  to evaluate  indirect effects on
 fish.

 Comment —  The Agency wants  to emphasize that the purpose of the
 mesocosm test philosophy is  to evaluate  ecosystem  effects.
 However,  interpretations  of  the  significance,  if  any,  of  these
 effects will be directed towards  socially  meaningful ends  (e.g.,
 finfish).   Finfish parameters  are  perceived as  the ones  which
will  be  less variable and an  integration  (for some species  of
 fish) of  other system parameters, therefore more sensitive  from
 an  analysis  viewpoint.   The  Agency  understands  that other
                           34

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ecosystem attributes are important and evaluations will  include
all such attributes impacted.   Pragmatically,  effects  to  finfish
will,  in most instances,  carry  the overriding emphasis of
potential regulatory outcomes.
                           35

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