EPA-R2-73-205
APRIL 1973              Environmental Protection Technology Series
The Development and Demonstration

of an Underwater

Oil Harvesting  Technique
                               Office of Research and Monitoring

                               U.S. Environmental Protection Agency

                               Washington, D.C. 20460

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            RESEARCH REPORTING SERIES
Research reports of the  Office  of  Research  and
Monitoring,  Environmental Protection Agency, have
been grouped into five series.  These  five  broad
categories  were established to facilitate further
development  and  application   of   environmental
technology.   Elimination  of traditional grouping
was  consciously  planned  to  foster   technology
transfer   and  a  maximum  interface  in  related
fields.  The five series are:

   1.  Environmental Health Effects Research
   2.  Environmental Protection Technology
   3.  Ecological Research
   4.  Environmental Monitoring
   5.  Socioeconomic Environmental Studies

This report has been assigned to the ENVIRONMENTAL
PROTECTION   TECHNOLOGY   series.    This   series
describes   research   performed  to  develop  and
demonstrate   instrumentation,    equipment    and
methodology  to  repair  or  prevent environmental
degradation from point and  non-point  sources  of
pollution.  This work provides the new or improved
technology  required for the control and treatment
of pollution sources to meet environmental quality
standards.

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                                                     EPA-R2-73-205
                                                     April 1973
            THE DEVELOPMENT AND DEMONSTRATION

       OF AN UNDERWATER  OIL HARVESTING  TECHNIQUE
                            By

                    Ralph A.  Bianchi
                      George  Henry
                  Contract  #14-12-899
                   Project  15080 FWL


                     Project Officer

                    Thomas  W. Devine
                New England Basins Office
                   240 Highland Avenue
          Needham Heights, Massachusetts 02194


                      Prepared for

            OFFICE OF RESEARCH AND MONITORING
         U.S.  ENVIRONMENTAL PROTECTION  AGENCY
                 WASHINGTON, D.C. 20460
For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402
               Price $1.26 domestic postpaid or $1 
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                    EPA Review Notice
This report has been reviewed by the Environmental
Protection Agency and approved for publication.  Approval
does not signify that the contents necessarily reflect the
views and policies of the Environmental Protection Agency,
nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.
                             11

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                        ABSTRACT
Analytical studies and harbor tests were conducted to determine the
feasibility of harvesting oil beneath the surface of the water with the
use of inclined planes.

The analytical and laboratory investigations provided sufficient basic
information to design and build operational units aoid showed that this
kind of device could harvest both light and heavy oils between 3/4 knot
and 2 knots.  Information was  obtained regarding angle of incline,
length of collection well, and the design of a baffle grid.  Tests, which
were  performed in waves, showed that a platform could be  designed so
that oil could be collected in waves and chop without seriously affecting
efficiency.

A 22-foot-long unit was  designed,  built, and demonstrated in Boston
Harbor.   The results showed that the fixed-plane concept is highly
effective in areas where the vessel can travel through the slick.
Recovered oil is  virtually water.free and, under representative con-
ditions of wind, waves,  and current, and in one pass through an oil
slick,  the unit recovered between 70% and 86% of the oil presented to
it.  The quantities of oil collected  in one pass could be  greatly in-
creased if sweeping arms were used to increase the active area and
concentrate the oil.

Although the fixed inclined plane (SHOC) demonstrator unit  works well
between 3/4 knot and 2 knots,  in the  interest of extending the velocity
range to from zero knots to over Z knots,  it is recommended that a
modified operational unit employing a new principle of a moving
inclined plane be designed and built to work in actual spill situations.
It is also recommended  that a  set of  effective  sweeps to be  directly
attached to the unit be investigated and developed.
                             111

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                       CONTENTS

Section                                                   Page

   I       CONCLUSIONS                                   1

   fl       RECOMMENDATIONS                             3

  III       INTRODUCTION                                  5

  IV       ANALYTICAL AND EXPERIMENTAL* PR OCR AM    7

               SHOC Concept                                7
               Literature Search                             7
               Theoretical Live atigations                     7
               Experimental Program                       11
               Circulating Tank Facility                     11
               Tow Basin Facility                          17
               Test Oils                                   17
               Circulating Tank Tests and Results            20
               Tow Basin Test Results                      31
               Some General Design Considerations           34

   V       DESIGN, FABRICATION, AND TEST              43

               Description                                 43
               Fabrication                                 45
               -Slafeility and Wave  Response                  45
               Harbor Tests and Evaluation                  50

  VI       ASSESSMENT OF THE  UNDERWATER
           OIL COLLECTION TECHNIQUE                   61

 VII       ACKNOWLEDGMENTS                            63

 Vim       REFERENCES                                   65

  IX       APPEKDICES                                   67

               Appendix A - Literature Search               67
               Appendix B - Theoretical Basts of
                ht-          Experimental Design ol the
                           SHOC Concept                  72
               Appendix G - The JBF DIP Concept            84

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                         FIG USES
Figure                                                      Page
   1       The SHOO Concept                                8
   2       Three Modes of Oil Collection                     10
   3       Oil Globule Size vs Oil- Water Relative Velocity    12
   4       Well Length vs Oil-Water Relative Velocity        13
   5       Circulating Tank Without Accessories             14
   6       Circulating Tank Air -Driven Water Circulator     15
   7       Circulating Tank Facility With Accessories        16
   8       Tow Facility Building and Basin                   18
   9       Underwater Light and Wave Generator lor
           Tow Basin                                       19
  10       Plexiglass Model for Determining Velocity
           Profiles                                         21
  1 1       Test Positions for Determining Velocity
  12        View Looking tip at the Action of Hydrodynamic
            Forces on the Interfacial Wave        ,?           23
  13        Plexiglas Model of SHOC with Curved Incline
            and Baffle Section                                26
  14        Baffle Section of Plexiglas SHOC Model            27
  1 5        Circulating Tank Data for Various Oile>            28
  16        Flow Guides for Test Model                      29
  1 7        Circulating Tank Data for No. 2 Oil, Flow
            Guide Model                                     30
  18        The Variable- Incline -Angle Model Being
            Prepared for Testing                             32
  19        Tow Bamn Data for Various Incline Angles         33
  20        Tow BWBin Model with Flow Guides and Baffle
            Sections                                         35
  21        Tow Basin Data With and Without FloW Guides      36
  22        Tow Basin Model in Waves                        37
  23        Tow Basin Data for Model in Waves               38
  24        Tow Hasia Data for Various Baffle  Lengths         39

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Figure                                                     Page
  25       Design Curves for SHOC Oil Skimmer              40
  26       Outline Drawing of the SHOC Demonstration Unit    44
  27       Side View of SHOC Hull  Being Fabricated           46
  28       Stern View of SHOC Hull Being Fabricated          47
  •;>
  29       The SHOC Being Launched in Boston Harbor        48
  30       Scale Model of the 22-Foot SHOC Demonstration
           Unit                                             49
  31       Schematic of the SHOC Harbor Test Arrangement   51
  32       Schematic of Oil-Level Measurement Technique     53
  33       Collection Chamber Volume Calibration Chart      54
  34       View of the SHOC Baffles After Nine Months
           in the Water                                      59
B-l       Oil Globule Size vs Oil-Water Relative Velocity     77
B-2       Well Length vs  Oil-Water Relative Velocity         82
                           vii

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                         TABLES

Table                                                       Pape

   1       Properties of Test 6tle                            20

   2       Horizontal Velocity Variations Around Narrow
           Model (1-1/4 ft/sec Free-Stream. Velocity)         24
                                            '         '
                      and §lai& Velocity Variations
           Around Narrow Model (3 ft /sec Free- Stream
           Velocity)                                         24

   4       Boston Harbor Tests of SHOC Oil Recovery
           Effectiveness                                     56
                       "
 B-l        Critical Veloifilies for Various Oil Proper. tie s
            Below llhich No Oil Droplets ^ are Formed          77

 B-2        Terminal Velocities of Various -Size Droplets
            for C3^1s of Different Specific Gravities and
            Interfacial Tensions                               81
                             viil

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                         SECTION I

                       CONCLUSIONS
1.     The method pf collecting oil beneath the surface of the water
       Using an inclined plane is feasible and practical.

2.     The fixed inclined plane (SHOC) unit operates effectively at
       vessel or water velocities of from 3/4 knot^to 2 knots.

3.     For effective oil recovery, the inclined plane angle with
       respect to the horizontal should not be greater  than 30°.

4.     Baffle grids between 3 and 4 inches square and 9  inches high
       will capture both the high and low viscosity oils.

5.     Baffle sections greater than 7  feet long will capture between
       70% and 90% of the oil presented to the skimmer in one pass at
       the operating velocities.

6.     Vessels employing the fixed inclined plane principle  can be
       made as  small or as large as desired.   Size will  be determined
       by cost,  use,  and handling considerations.

7.     Vessels employing the SHOC concept can harvest thin or thick
       oil slicks over a very wide range of viscosities without any
       serious effect on efficiency or performance.

8.     The tow basin and harbor tests show that SHOC units can be
       built that will  collect oil effectively under severe wave con-
       ditions.

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                        SECTION II

                   RECOMMENDATIONS
This program was limited to the investigation and harbor demonstra-
tion of the fixed inclined plane (SHOC) concept.   It was not within the
scope of the program to design and build an operational unit.  It is
recommended, however, that a full-sized,  self-propelled operational
unit employing a new principle of a moving inclined plane be designed
and built to work in actual spills. The first part* of this recommenda-
tion, namely the design of an operational unit employing the new prin-
ciple, has been supported by the Environmental Protection Agency.

Effective sweeps for sweeping oil to the oil skimmer that are inte-
       with the skimmer do not exist.  The use of simple flat plates
    ;been unsuccessful because of their behavior  in waves and their high
drag characteristics.  It is recommended that a  program be supported
to investigate and develop a set of integral sweeps to increase the
effectiveness of oil skimmers.

Conditions created by extreme operating maneuvers, such as rapid
changes in direction or sharp turns,  may interfere with efficient
removal of oil from the collection well. Laboratory and harbor tests
should be performed to determine what alterations should be made in
and around the collection well to improve the  efficiency of collection
during various maneuvers.

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                       SECTION III

                     INTRODUCTION


In 1970, JBF Scientific Corporation was awarded a contract to (1)
perform an investigation of the engineering principles involved in
collecting oil below the surface of the water by means of an inclined
plane,  and (2) design and fabricate a demonstration unit for evaluation
in a realistic environment.

The development and demonstration of the concept was accomplished
in two phases.  In the first phase,  investigations were performed with
laboratory tests to develop design information for building the demon-
stration model.  In the second phase, a demonstration unit was
designed,  fabricated,  and evaluated in Boston Harbor.  A more
        breakdown of the program is outlined below.

           PHASE I - THE DEVELOPMENT OF DESIGN
                     INFORMATION USHK3 LABORATORY
                     MODELS     f~~ir~

       1.   The Performance of Literature Review

       2.   The Design and Construction of a Circulating Tank

       3.   The Design and Construction of Models for the
           Circulating Tank Tests

       4.   The Performance of Circulating Tank Tests

       5.   The Design and Construction of Models for Tow Basin
           Tests

       6.   The Performance of Tests in the Tow Basin

       7.   The Development and Preparation of Design Data
           PHASE II - THE DESIGN, CONSTRUCTION,
                      AND DEMONSTRATJbN OF A
                      UNIT IN BOSTON HARBOR
       1.   The Design of the Demonstration Unit

       2.   The Fabrication of the Demonstration Unit

       3.   The Design and Preparation of a Harbor Test Plan

       4.   The Evaluation of the Demonstration Unit

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The oil recovery technique developed under the contract is directed
at hydrodynamically funneling the oil  slick down into the submerged
inlet of a collecting chamber.  The principle  involves forcing the
surface oil to follow the submerged contour of an inclined plane so
that the oil film is  thickened and so that the thickened film is then
trapped in a well at the end of the inclined plane.  The concept is
called, "The Submerged Hydrodynamic Oil Concentrator (SHOC). "

The behavior of the SHOC concept from the hydrodynamic viewpoint
is a complex phenomenon involving laminar and turbulent flow and two
fluids  of different densities and viscosities.  There are several pos-
sible non-dimensional groups involved in describing the process so
that a  completely analytical approach is not possible.  That is,  none
of the  dimensionless expressions occur in such a way as to be the
principle phenomenon that explains the entire collection process.
They are all involved and there are transition zones.  The approach
which  was used to  develop design data was to present a theoretical
framework to define  the processes and to generate sufficient empirical
information to explain these processes and to make predictions of the
oil collection effectiveness for various size units.  Based on these
predictions,  several models  were designed and a 22-foot-long SHOC
unit was built and demonstrated in Boston Harbor.

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                        SECTION IV

       ANALYTICAL AND EXPERIMENTAL PROGRAM
SHOC Concept

The principle of the SHOC concept involves forcing the oil on the
surface of the water to follow the contour of an inclined plane to a
collection well located beneath the surface of the water.

Figure 1 is a schematic of the concept.   Two side plates extend into
the water so that as the vessel moves forward, oil and water must
follow the contour of the incline without escaping to the side.  The
principle is the same whether the vessel moves relative to the water
or the water relative to the vessel (i.e., water current).

Basically, there are two different zones of importance.  In the first,
the concentration zone, the oil slick is concentrated as it flows along
the incline of the vessel.  The oil is buoyant and has a higher viscosity
than water and,  therefore, its flow is in sheets and globules along much
of the length of the concentration zone.  This results in a stable layer
of oil flowing along the incline.   As the  oil flows down to the  second
zone, the collection zone,  the sheets and globules coalesce and are
trapped in a  baffled well.  In the collection zone, the oil which has
been flowing along the bottom of the vessel rises due to buoyant forces
into the baffles and the collection tank.  The oil then concentrates into
a thick layer at the top of the well where it can be pumped off practi-
cally free of any water.

Literature Search

Prior to performing the theoretical and  experimental work a search
was made to obtain pertinent information on the oil-on-water  behavior
and on the practical aspects of oil recovery processes.  For the
behavior of oil on water particular attention was paid to analyses that
has been performed concerning the instabilities of oil-water inter-
faces,  the way that oil breaks up beneath the water surface, and the
trajectories of submerged oil globules.  This information is  referred
to in the  text.  The investigation of the practical aspects of oil recovery
processes was limited to readily available information on the physical
and chemical removal of oil slicks.  This work provided insights into
the practical problems of recovering oil, such  as the amounts of oil
spilled, the number of spills, film thicknesses, the spreading char-
acteristics, and the sweep and containment difficulties.  This liter-
ature is listed in Appendix A.

Theoretical Investigations

The behavior of the SHOC concept from  the hydrodynamic viewpoint
is a complex phenomenon involving laminar and turbulent flow regimes

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    Side Plates
Bames
                    Concentration Zone—*•
 Figure I.  The SHOC Concept
             8

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and boundary layers, coupled with wave interactions.  There are five
different non-dimensional groups which appear in the equations des-
cribing the flow processes, and each of these has a different structure
in relation to the modelling parameters of characteristic length and
velocity.  The Densimetric Froude Number relates inertial to buoyant
effects, the Reynolds Number  relates inertial to viscous  effects,  the
Euler Number relates pressure or acceleration to inertial effects, the
Strouhal Number relates vortex spacing to a diameter,  and the Weber
Number relates inertial to surface-tension effects.  Unfortunately
none of these dimensionless expressions occurs in such a way as to
be the principal phenomenon that  governs the entire oil collection
process.  They  are all involved,  and there are transition zones so that
a completely rational expression  for the  collection process is not
possible.  However, a combination of the analyses and the empirical
information developed is sufficient to quantify the process and make
predictions  of the oil collection effectiveness for various size units.

Appendix B  presents the development of the  theoretical framework of
the SHOC concept and only a brief synopsis will be presented here.
Basically, there are three possible modes of collection for a device
employing the SHOC concept (see Figure 2).  These modes are (a) the
oil-layer buildup extends sufficiently far in front of the plane to cause
the depth of oil to exceed the draft of the vessel;  (b) the oil-water inter-
facial waves cause oil to shear off in sheets and globules that are trans
ported to the incline down to the collection zone;  and (c) the oil shears
at the buildup region adjacent to the incline in sheets that travel with a
wave-like action.

The modes of prime concern in the  design of SHOC units  are  shown in
Figure 2 (b  and  c), where the oil-water interfacial wave causes oil to
shear off in sheets, globules and  droplets.  The parts of Appendix B
that are useful in design are the critical Weber Number (which estab-
lishes the velocity at which oil begins to move down the incline) and the
governing relations for the globule size and  collection well length as
a function of oil-water relative velocity.

The critical Weber Number is given by

                   P dV*
           w   =
             c
where P   =  oil density
         o
       d    =  diameter of globules

       V   =  critical relative oil-water velocity

       o   -  interfacial tension between oil and water
                              9

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Full Oil Buildup
                                               Collected Oil
                           (a)
                                               Collected Oil
 Sheets and Globules
                           (b)
                                               Collected Oil
        Sheets of Oil
                           (c)
          Figure 2.   Three Modes of Oil Collection
                            10

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A We approximately equal to 22 has been found by Wicks [l] to give
good agreement with tests.  It is used to determine the critical velocity
for effective oil collection where oil moves relative to the plane.

Figure 3 shows oil droplet size for limiting values of  surface tensions
and specific gravities  plotted as a  function of relative  velocity between
the oil and water particles.  It is used to determine the mean size of
oil globules which travel down the  incline.

Figure 4 is a plot of collection well length  versus water or vessel
operating velocity.  It was obtained from calculations  substantiated
in reference [1] and is used to determine the length of baffle section
required to collect the oil particles, whose size has been determined
above.

The cross-section and baffle  height were determined on the following
basis. It is most desirable to have as small a cross-sectional area
as possible to minimize the size of the eddy within a baffle.  The
smaller eddies or vortices do not tend to push oil out of the baffle and
back into the water stream.   In theory the  height of the baffle should
be at  least twice the dimension of the  cross-section width so that there
is  a minimum of disturbance  in the well above the top  of the baffles.
The design values obtained using these rules have to be modified  to
consider the size openings required to capture the more viscous oils,
and final design dimensions,  therefore, were optimized experimentally.

Experimental Program

The literature  search and the theoretical work discussed in the pre-
vious section provided the guidance for the experimental program.  A
very important part of the tests was the recording of experimental
results on motion picture films for subsequent analysis.  This visual
information was correlated with measurements of oil collection rates
for making many important decisions  in the actual design of SHOC
units.

Two major test programs were carried out in the laboratory.  The
first involved the use of a circulating  tank  and the second a tow basin.

Circulating Tank Facility

The circulating tank designed and built under this program is 15 feet
long,  5 feet wide, and 3 feet deep.  Figure 5 is a photograph of the
tank without accessories.  Water was circulated by the air-driven
propeller shown in Figure 6.  The circulator provided the water vel-
ocities from 0 to 3 feet per second.  Figure 7 shows the circulating
tank facility with all of the accessories.  Oil was presented to the
water by means of a splash plate at controlled rates to provide varia-
tions  in average oil film thickness. The oil harvested was pumped
                             11

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                                                          X - specific gravity
                                                          O  - surface tension
.01
                                 Mean Diameter of Oil Globule (in.)
            Figure 3.   Oil Globule Size vs Oil-Water Relative Velocity

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u
o
»*
V
>   3

!>

•«4
*•
It
I      I    I   I   III
                                                                               Mill
                       CT  = surface tension 0.0016 Ibs/ft
                        o

                       X  a specific gravity
                                D  = l/2 in.
                                         6     8    10

                                            Well Length (ft)
                                      20
                       D  = initial distance of oil
                          globule below well
60    80  100
                     Figure 4.  Well Length vs Oil-Water Relative Velocity

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Figure 5.  Circulating Tank Without Accessories
                   14

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^_
          Circulating Tank Air-Driven Water Circulator
                     15

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Figure 7.  Circulating Tank Facility With Accessories

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from the collection wells of the models to a separate oil storage con-
tainer,  so that quantities of oil collected could be compared directly
with the quantities presented.  Turning vanes were used to prevent
excessive turbulence in the straight test  section, and plexiglas
sections provided the means of obtaining  motion pictures of the under-
water oil collection process.

Free stream velocity in the circulating tank was determined by
inserting a calibrated water U-Toube manometer upstream of the
test model.
                                                   4

Tow Basin Facility

The towing facility to test the SHOC models is shown in Figures 8
and 9.   Figure 8 contains photographs of the  building and an overall
view of the tow basin.  Figure 9 shows an underwater traveling light
source, which was used for taking still and motion pictures; the towing
cable and motor; and the wave generator.  The tow basin is 5 feet
wide, 5 feet deep, and over 100 feet  long.  The wave generator is a
hinged paddle, driven through an electric cam by a variable-speed
electric drive.  Models were  towed at velocities up to  5 feet per
second and traveling waves up to 12 feet  long and 6 inches  high were
attenuated at both ends  by means of inclined beaches.  A known quan-
tity of oil was placed on the water and allowed to spread over the sur-
face to provide an average film thickness of 0. 5 mm to 1. 0 mm,  and
models  were towed between 1 and 4 feet per second. Measurements
were made of the amount of oil collected by removing the  oil and some
•water from the well and placing the mixture into a graduated cylinder.
The oil  level alone was a measure of the  amount collected.

Test Oils
Petroleum oils (No. 2 and No. 6),  silicone fluids, and castor oils
were tested.  The silicone fluids and castor oils were used with
controlled amounts of dye,  so that clear motion pictures could be
taken of the oil flowdown and the collection processes.

Table 1 shows the densities and viscosities of the test oils.
                             17

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Figure 8.  Tow Facility Building and Basin
                 18

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Figure 9.  Underwater Light and Wave Generator for Tow Basin
                         19

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                          TABLE 1

                  Properties of Test Oils
Type of Oil
Castor
Soybean
Silicone Fluid
No. 2 Oil
No. 6 Oil
Viscosity
(centistokes)
2,000
65
10, 000
10
10, 000
Specific
Gravity
0.98
0.92
0.98
0.85
0.98
Circulating Tank Tests and Results

Before testing with oil in the circulating tank,  it was important to
establish the relevance of two-dimensional testing.  This test tech-
nique greatly simplified the oil collection and efficiency measure-
ments as well as the methods of observing and filming the tests.  The
first tests,  therefore, were performed using a 4-inch wide model in
the 12-inch wide test section.  Figure 10 is a photograph of the plexi-
glas model  used.   There were non-oil tests to determine the relative
velocities down the incline between the side plates around the model.
Figure 11 is a schematic showing the test point locations, and Tables
2 and 3 contain velocity variations in a 1-1/4 feet per second and
3 feet per second free-stream circulating velocity.  The results
showed that testing models that were the full width of the circulating
annulus was justified since the flow velocities down the inclined plane
and under the baffles would be substantially the same as  they would be
if flow were permitted around the sides  of the model.

The first series of oil tests was designed to determine the effect of
incline angle on the oil buildup and flowdown.  A flat plate was placed
in the test section and inclined at  angles between 10° and 40°,  and  a
wide range of tests were performed using No. 2 and No.  6 oil at free-
stream circulating velocities of 0. 5 feet per second to 3  feet per second.
These tests were visually monitored and filmed,  so that  the  results
could be repeatedly reviewed.  Figure 12  is a photograph which shows
the buildup at the interface in front of the  incline and one of the flow
patterns observed on the incline.  Several critical observations were
drawn from the results  of these tests.
                              20

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Figure  10.  Plexiglas Model for Determining Velocity Profiles

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                                                             Water Line
9 +
+ 1
      4-4
             (a)   Positions for 1-1/4 fps Free Stream Velocity
                                                             Water Line
 + 1
 + 3
 +-6
     6-H
 + 7
                                                •1-7
               (b)  Positions for 3 fps Free Stream Velocity
   Figure 11.  Test Positions for Determining Velocity Variations
                            22

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Figure 12.  View Loking up at the Action of Hydrodynamic Forces
            on the Interfacial Wave

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Table 2.  Horizontal Velocity Variations Around
Narrow Model
(1-1/4 ft/sec
Free-Stream Velocity)
Distances (in inches)
Test
Position
1
2
3
4
5
6
7
8
9
10
11
14
12
13
Table
Around
Position

1
2
3
4
5
6
7
8
9
dl
1.0
3.0
5.5
9.5
5.4


5.5
1.0
5.5
1.0
(see
^4
4.0
21.0
d2
+ 14.5
+ 14.5
+ 14.5
+ 14.5
-35.0


+14.5



below)
d5
1.0
.35
d3
0
0
0
0
0


4.0



0
d6
0
0
3. Horizontal and Slant Velocity-
Narrow
dl
(in)
1
5
_
_
_
15
20
1.25
5.5
Horizontal
Velocity
(ft/sec)
1. 1
1.2
1.2
1. 15
1.25


1.25














1.4
Slant Velocity
.7
-9
Variations



Model (3 ft/sec Free- Stream Velocity)
d2
(in)
7
7
-
-
_
12
center /tank
0
0
d3 d4
(in) (in)
0
0
0 4
0 21
0 21
0
0
4
4
dg Velocity
(in)
_
-
1
.25
1.25
-
-
-
-
(ft/sec)
2.8
2.8
3. 1 (slant)
3. 35 (slant)
3.35
2.75
3.0
3. 15
3.3
                        24

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            Below about 1 foot per second oil will not tear off the
            interfacial w^ave and. flow down the  incline.

            At angles less than 25° and at velocities approaching
            1 foot per second all oils tend to travel down the incline
            in large sheets and globules.  At velocities between  2
            and  3 feet per second oil tends to break up into finer
            particles and droplets.

            Gradually curving the incline at the base  of incline to
            the horizontal greatly improved the trajectories  of oil
            globules and particles, which is important for minimizing
            collection well length.

From the results of the tests, the literature review,  and the analyses
an engineering test model was designed and fabricated out of plexi-
glas.   It consisted of a curved inclined surface with a nominal angle
of 23° and a collection well 34 inches long with the provision for
inserting a variety of baffle cross sections and spacings.  The plexi-
glas model is shown in Figures 13 and 14.   The particular model
shown has 1-inch square  by 1-1/2 inch high baffle sections.  It is free-
floating, twelve  inches wide,  and has a 7-inch draft.  It also has a
reverse incline  surface rising in the collection well to provide a con-
centration zone  for pumping out the collected oil.  Two-inch, three-
inch, and four-inch, square cross  sections of baffles were also fabri-
cated and inserted in the  collection well.  The tests of the flow of oil
through these cross sections were made using the dyed silicone fluid
which closely simulates a typical No. 6 fuel oil.  The heights of  these
latter baffles were twice  the dimension of the cross-section  width to
minimize the disturbance in the well above the  top of the baffles.

A series of  tests were run at various water velocities with No. 2,
No.  4,  and No.  6 type fuel oils. Figure 15 is a plot of the data.
The straight line represents the theoretical limit of rate of oil that
can be collected.  Points to the left of the line are due to experi-
mental error.  Tests were run below 1. 5-mm film thickness because
of the EPA contract requirement.  All  data was normalized to 1-mm
film thickness for comparison purposes.

In addition to the data plotted in Figure 15 a series of motion pictures
was taken and reviewed in considerable detail.  The observations of
the No.  2 oil tests led to the idea of using a series of parallel flow
guides on the incline.  It was  reasoned that these flow guides would
provide a better control of the oil geometry on  the incline and would
result in higher  oil collection rates at higher velocities.  Figure 16
is a photograph  of the full set of flow guides that was  tested.   These
guides were tested from  1/2-inch spacing to 6-inch spacing,  and the
results  were compared with the data obtained on the 12-inch-model-
width tests.  The results are presented in Figure  17.
                             25

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Figure 13.  Plexiglas Model of SHOC with Curved Incline and Baffle Section

-------
Figure 14.  Baffle Section of Plexiglas SHOC Model
                        27

-------
B
a
I
           O  - No. 2 Fuel Oil



           0  - No. 4 Fuel Oil


           &  - No. 6 Fuel Oil
K



O
••H
•4->
U

O

a

O

O
      8
                                         Model Width - 1 foot


                                         Average Oil Film -  1 mm
                                      I
               .5
 1         1.5         2


Free Stream Velocity (fpe)
2.5
          Figure 15.  Circulating Tank Data for Various Oils
                                28

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Figure 16.  Flow Guides for Test Model

-------
      ..    o -
            A  -
            a  -

60
J  2
«
o
3
o
O
g
     Flow Guides-12 in. Spacing
     Flow Guides—6 in.  Spacing
     Flow Guides-3 in.  Spacing
     Flow Guides-1.5  in. Spacing
     Flow Guides-0. 5  in. Spacing
                                 8
                                           Model Width - 1 foot
                                           Average Oil Film -  1 mm
                                       I
                            1         1.5         2
                          Free Stream Velocity dps)
                                                 2.5
17.  Circmlatittg TaiOc
                                         for No. 2 Oil,  Flow G^iide Model
                                 30

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The conclusions drawn from our circulating tank tests were as follows:

       (a)  The oil collection rates are reasonably close to what
            was predicted theoretically.

       (b)  The oil collection rate is not significantly affected by
            introducing various flow guides at velocities up to
            2. 5 feet per second.

       (c)  The baffle cross sections must be at least 3" x 3" in
            order to pass the heavier fuel oils,  and twice the
            dimension of the cross section (6") area ample for
            the height of the baffle to minimize the disturbances
            in the well above the baffles.

       (d)  The towing tests should be  designed to test the heavier
            oils which are theoretically more difficult to collect at
            velocities over 1-1/2 feet per second.

We also observed that the oil collected was not emulsified nor did it
contain any significant quantities of water.

Tow Basin Test Results
Because the majority of the circulating tank tests were performed
using the lighter oils,  it was decided to run the tow tests using a
heavy, high-viscosity  oil.

The first series of tests that were run in the tow-basin were to verify
the No. 2 oil results obtained in the circulating tank tests.  The second
set of tests were conducted using castor oil to simulate residual oils
like No.  6.  The simulation was excellent, not only in terms of den-
sity,  viscosity,  and surface tension but also  its tackiness, wettability,
and its behavior on the incline and on the baffle surfaces.  Castor oil
was used because it could be dyed to the desired  color for visual obser-
vations and for taking  motion pictures.  The  motion pictures taken
with No. 2 oil were  compared with those taken in the circulating tank.
These observations  showed that No.  2 oil  circulating tank test data
would be the  same as tow tank data.

Oil recovery rates were determined  for four major test conditions.
The first was to determine the effect of using various angles of incline
on the collection rate.  Figure  18 shows photographs of the variable
incline angle model being placed in the tow basin. Figure 19 is a plot
of the results of the tests performed.  As can be seen in Figure 19*
the 12° angle was significantly more effective than the 23° angle
incline.  A 16° angle was also tested at one velocity to establish a data
point between the  12 and 23° angle tests.  The next runs were to
evaluate the use of flow guides.  A spacing of 1 inch was selected as
                             31

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Figure 18.  The Variable-Incline-Angle Model Being Prepared for Testing
                              32

-------
     4
fi
a
BO
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K
*
o
u
V
                     Oil Properties


              Specific Gravity - .98


              Viscosity - 2000 centistokes


              Surface Tension  40 dynes/cm
                              X
                     12 Incline
                     23  Incline
                 A  16  Incline
X
 Model Width &,;J foot


 Average Oil Film - 1  mm
                                        I
                             2                     3

                                Tow Velocity (fps)
         Figure J9.   Tow Basin Data for Various Incline Angles
                               33

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optimum for the viscosity of 2000 centistokes.   Figure 20 shows the
flow guides attached to the model at the tow basin.  The results are
shown in Figure 21.  The collection rate was actually much less with
the flow guides.  A close examination of the motion pictures taken
revealed that the increase in resistance caused a significant buildup
of oil in front of the model, which was directed around the sides,
resulting in much lower recovery rates.

Another series of tests compared results with  waves to results in
calm conditions.  Since wave response  models have an entirely dif-
ferent scaling relation from those associated with oil recovery,  it
was not possible to simply scale the wave lengths and amplitudes with
the inclined plane model.  Based on the advice of naval architects,
it was reasoned that if we could generate a combination of wave
lengths, wave amplitudes,  and vessel velocity  such that the model
heaved and pitched severely, then the simulation to full scale units
in relatively heavy seas would be realistic.   The wave conditions
selected caused the model to heave and pitch at amplitudes of 50%
of the vessel draft.  Vessels can and should be designed to meet this
requirement in 3- to 5-foot seas if  they are to  survive in anticipated
harbor environments.  Figure 22 shows the models being tested in
waves. The results of the tests are plotted in Figure 23. The per-
formance in waves of this severity  only caused a small percentage
change in the recovery performance.  There is an  anomaly at 4  feet
per second but this was caused by the test technician inadvertently
leaving the wave damper plate  out of the baffled collection well at this
speed. This was not  realized until after the test series was completed.
We later verified that this decrease in  performance does  occur when
the wave damper is removed, at the higher speed,  in calm water.

The last test runs were to obtain design information  on the length of
the collection well.   Baffle length was varied by attaching additional
baffle sections to the  model.  This  can be seen by referring again to
Figure 20.  Figure 24 shows the effect of doubling  the baffle length.
This data was particularly useful,  because the oil recovery rate was
higher than was predicted from calculations using the information in
Appendix B.  For a test  oil of a viscosity of 2000 centistokes the
mean size of the globules was larger than predicted.  As can be seen,
the increased baffle length increased the pick up rate at velocities
above 1-1/2 feet per second by approximately  25%.

Some General Design Considerations

Figure 25 contains a family of curves with collection well length as
the running parameter and was developed from the experimental data
and the information in Appendix B.   The collection rates are normal-
ized to a unit (per foot) width of skimmer.
                              34

-------
OJ
                          Figure 20.  Tow Basin Model with Flow Guides and Baffle Sections

-------
1
s
a.
M
4>
a
«
o
o
V
                    Oil Properties
              Specific Gravity - .98
              Viscosity - 2000 centistokes
              Surface Tension - 40 dynes/cm
X
                                          i
                                              <
                                          X

                                     w
                                /
                                                          /
                                                           \.
  Model Width  -  1 foot
  Average Oil Film -  1 mm
                                                               \
                                                                   v
                     No Flow Guides
                 A   Flow Guides- 1.5 in. Spacing
                            2                     3
                               Tow Velocity (fps)
        Figure 21.  Tow Basin Data With and Without Flow Guides
                                  36

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Figure 22.  Tow Basin Model in Waves
                  37

-------
8

£
6
o.

JU?

V
13
05
u
«

«
                     Oil
              Specific Cavity - .9$


              Viscosity -  2000 centis&Sfkes


              Surface Tension - 40 dynes /cm
                         \    -*
         ,.       .          y   -


Model "W I4th - 1 foot         \


        Oil Filftj - 1 mm      \


                               \
                  •   Calm Conditions




                  A   Waves  IZ ft long, 4 in. high
                              2-  •    •'••' ' '-    •••'••"'- 3
                                 Tow Velocity (fps)
              Figure 23.  Tow Basin Data for Motel in Waves
                                    38

-------
a
S.
7    2
t*
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0)
                    Oil Properties
              Specific Gravity - .98
              Viscosity - 2000 centistokes
              Surface Tension - 40 dynes /cm

                                                x

                                           Model Width - 1 foot
                                           Average Oil Film - 1 mm
                            •  3-foot-long Baffle Section

                            A  6-foot-long Baffle Section
                            1                     2
                               Tow Velocity (fps)
       Figure 24.  Tow Basin Data for Various Baffle Lengths
                               39

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       Film Thickness
   10mm  5mm    1 mm
      I     I
    40
    30
*>
a
e*
w
o
u
    20
    10
— 20
       — 15
— 10

                            No. 2 Fuel Oil
                            No. 6 Fuel Oil
                                        L = Baffle Section Length
                                 I
                                 I.I.I
                                       234
                               Vessel or Free Stream Velocity (fps)
            Figure 25.  Design Curves for SHOC  Oil Skimmer
                                 40

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The straight-line portion of the curve is based on the circulating tank
tests with No. 2 oil.  The data points shown were taken using No. 2
oil, No.  6 oil, and simulated No. 6 oil at  oil film thicknesses between
0. 5 mm and 8 mm.  The  projected parametric curves presented for
the No. 6 oil were obtained from data available on submerged oil path
trajectories.  This information is presented in Appendix B.

The curves presented in Figure 25 show that a SHOC unit operates
best at speeds between  1  and 4 feet per second.   Below 1 foot per
second oil will not go down  the incline and above 4 feet per second the
oil collection rate decreases rapidly. The larger the baffled section
the more effective the collection. It should be recognized, however,
that when relative velocities between the oil and water exceed 3 feet
per second, the  oil breaks up into fine particles and becomes  entrained
in the water column.  However,  at vessel  velocities of 3 to 4 feet per
second the actual relative velocity between the oil and water,  since the
oil is also moving, is much less than 3 feet per  second.  Assuming that
a design will be  operated near optimum speed, therefore, the oil
recovery rate can be increased by (1) making the unit wider,  (2)
using a longer collection  well, or (3) increasing the oil slick thickness
in front of the device.
                             41

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                        SECTION V
                         *
             DESIGN, FABRICATION AND TEST
In order to best show the possible performance characteristics  of a
SHOC unit, it was felt that the demonstration unit should be as large
as possible within our budget and time limitations.  A unit on the
order of twenty feet long and eight feet wide could easily be trans-
ported, could carry several people in the  Boston Harbor environment
without danger, and appeared to be within our budget.  Within this
dimensional framework  it was decided to make the well 7. 5 feet long
and the incline angle 15°, with a well depth from the waterline of
21 inches. These basic dimensions were  derived from the test data and
the design curves to have a unit that would operate effectively between
1 and 2 knots vessel velocity.

Description

Figure  26 contains  an  outline drawing of the SHOC demonstration unit.
The hull is partitioned into compartments, which are used for flotation
and ballast.  The flotation tanks were filled with sufficient foamed
material to prevent the vessel from sinking in the  event the tanks
were ever ruptured.  The ballast tanks were  positioned so that the
vessel could be trimmed in roll, pitch,  and draft,  using either solid
ballast  or sea water.  A 275-gallon tank was  also built into the hull
to provide storage for the test oils.

The side view shows some of the details of the collection well.  The
baffles  are 3 inches square by 9  inches high.   These dimensions were
selected from tests in the circulating tank, where  a variety of geo-
metries were examined.  The well is truncated so that a deep pocket
of oil concentrates  at the top, where  it is  pumped to the storage tank.

The top view of the unit  shows the oil handling system, which consists
of a gasoline engine-driven screw pump that could operate at several
speeds, pump a wide variety of oils,  and handle 0. 4 inch diameter
particles.  The system was capable of pumping oil from the collec-
tion well and transferring it to the Storage tank or pumping oil from
storage and deploying  it in front of the vessel, as was done for demon-
stration purposes.  The demonstration unit also has viewports for the
purpose of observing the oil being collected in the well as the vessel
moved through an oil slick.

Propulsion was provided by two  12. 9 hp Crysler outboard gasoline
engines with dual steering controls and individual throttle and shift
controls,  all located on  a central console.  Electricity was generated
on board to power the  running lights and charge the battery.
                             43

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21" FREEBOARD
                     r
PUMP AND PUMP
DRIVE ASSEMBLY
                         OIL COLLECTION rVIEW PORTS/-FUEL TANKS
                              WELL
9 HP. GASOLINE
 ENGINE WITH
    CLUTCH
 TRANSMISSION
                                   7
             \
                                        MOYNO 116
                                        OIL PUMP
                                                 CONTROL CONSOLE
              KEEL PLATES
                                OIL STORAGE   OIL COLLECTION WELL

                               	   26' OVERALL    	
                                                                                  7'-9" BEAM
                                                                               13 H.P. OUTBOARDS
                                                  3" x 3- x o" BAFFLES
                  Figure 26.  Outline Drawing of the SHOC Demonstration Unit

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Fabrication

The demonstration unit was fabricated completely out of aluminum,
and the dry weight of the hull and accessories was 5000 Ibs.  The unit
fully ballasted and at its design draft and trim weighed 11, 000 Ibs.
This weight represents a considerable amount of water ballast which
could be used as oil storage capacity on an operational unit.  Figures
27 and 28 are photographs of the hull,  taken while it was being fabri-
cated.  Figure 29 is a photograph of the completed unit being launched
at the Coast Guard Base, Boston Harbor.   Figure 30 is a photograph
of a scale model which shows the pump handling system and some deck
details.
Stability and Wave Response

As described in previous sections, tests on plastic models have been
conducted in the tow basin to determine the  effects of waves  on the oil
collection rate.   The results of these tests showed that there was little,
if any, loss in recovery rate when the vessel heaves and pitches at
single amplitudes equal to one-half the draft of the vessel.

In the design of the demonstration unit stability and wave  response
characteristics were calculated.  A summary of these characteristics
is given below.
            Stability

                Transverse Metacentric Height    3. 75 ft

                Longitudinal Metacentric Height  26. 00 ft

                Sinkage                          855 Ibs/in


            Response         Period       Exciting Wave Length

             Heave          2. 1 sec.             22. 3 ft.
             Pitch           2. 55 sec.            33. 2 ft.

             Roll            2. 3 sec.             27. 9 ft.
The values of metacentric heignts show that there is good stability in
both the transverse and longitudinal direction.  Two men and equip-
ment would encounter only a few degrees of roll.  The sinkage in
pounds per inch of draft increase indicates that 5 men on board
increased the draft by only 1 inch.
                             45

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          ^




 **mK f"
    ^^^^^^v
Figure 27.  Side View of SHOC Hull Being Fabricated

-------
4-
-J
                            Figure 28.  Stern View of SHOC Hull Being Fabricated

-------
00
                          :. .»•]
                       Figure 29.  The SHOC Being Launched in Boston Harbor

-------
••-O
                          Figure 30.  Scale Model of the 22-Foot SHOC Demonstration Unit

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The response of the vessel to waves in heave, pitch, and roll have
natural frequencies, with a period of 2.1 to 2. 55 seconds.  Twenty to
thirty-five foot wave lengths will excite one or another of three fre-
quencies when the vessel is moving at its  slow operating speeds.  The
most severe excitation wave length (twice the length of the vessel) is
44 feet, which does not coincide with any of the heave, pitch, and roll
response wave lengths.

In protected waters, therefore, the vessel will in general respond
well to the normal wave heights encountered,  and there was little,
if anyj wave effects on oil collection during the harbor* tests.  Motion
pictures taken of the vessel response were analyzed and showed that
the calculations were  correct.  Measurements of oil collection in
Boston Harbor also showed little,  if any,  wave effects on the oil
collection process.
Harbor Tests and Evaluation

Figure 31 is a schematic of the SHOC unit outfitted for the tests that
were conducted in Boston Harbor.  A set  of confinement arms was
designed to confine the oil in front of the unit.  The oil was deployed
in front of the unit on a splash plate between the confinement arms.
These arms in no way affected the oil collection process or the oper-
ation of the vessel.   They were simply used for test purposes so that
no  significant oil would be lost around the unit to the environment.

The side view in Figure 31 shows the deployment of the oil onto a
splash plate. The oil travelled between the confinement arms down
the incline between the keel plates, and was collected and  concentrated
in the baffled well.

Prior to performing the tests a test plan had to be prepared  and
approved by EPA, the Commonwealth of Massachusetts and the U.S.
Coast Guard.  The approval was granted on the basis that  most of the
testa employed biodegradable oils.   Since it was not advisable to spill
excessive quantities of either biodegradable or petroleum  oils, it was
decided to use a mixture of oils that would approximate a crude oil.
The properties (density and viscosity) of the mixtures that were used
in the tests, are presented below:
                              Viscosity
            Oil              (centistokes)         Gravity

        Bio Mixture
        (Crtt4e simulant)         200              0.95

        Petroleum Mixture
        (Crude simulant)         250              0.92
                              50

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(TO
CO
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er
o

&
ft-

ff
en
ffi
                 Confinement Arms
                                                       SHOC Unit-
       Splash • "
       Plate
                                  •Cross Members
 ffi
 D)
 rf
              Oil Deployment Pipe
                                                                                                 Water

                                                                                                 Line
                                     •Hinge Tubing

-------
It was decided to re-use oil that was picked up for tests since it would
provide for testing aged oil, and oil that might have been emulsified
from the spilling and redeployment processes.  There was no attempt,
however,  to control these variables.

The  effectiveness or efficiency of the oil recovery process was deter-
mined by measuring the amount of oil deployed and comparing it with
a measure of the volume of oil in the collection tank.  The oil volume
deployed was determined by measuring the difference in oil level in the
storage tank before and after the test,  with a  steel tape.   The deter-
mination of the oil volume  collected was complicated by the irregular
shape of the chamber and by the location of the oil-water interface.
The  oil volume collected,  therefore, had to be determined by combin-
ing the oil-level measurement and the  volume calibration  for the
collection  chamber.  The level of oil was obtained by measuring the
immersion distance of a conductivity probe below the oil surface.  The
conductivity probe is in a continuity loop with an ohmmeter as is  shown
in Figure 32.  The volume  calibration for the collection chamber is
shown in Figure 33 in terms of the  immersion depth, h, and the exposed
probe length, h'.

The  procedure for measuring  oil volume involved setting the end  of the
probe so that it just contacts the liquid surface.  The exposed probe
length, h's,  was measured and the  volume above the liquid surface was
obtained from Figure 33.

After connecting the ohmmeter circuit as shown  in Figure 32,  the
probe was removed slowly downward until its sharp point pierced the
oil-water  interface.  This  event was identified by the meter needle,
which moves from an open circuit to a  short condition.  The exposed
probe length was  measured, and the volume above the oil-water inter-
face was obtained from Figure 33.

The oil volume in the collection chamber was obtained by subtracting
the volume obtained in the  previous measurements.  Samples of the
oil were extracted from the well, placed in a plastic cylinder and
allowed to stand for several hours.  Some oil samples  were placed in
a centrifuge and subjected  to a 1, 200 g  acceleration for 10 minutes to
determine the water content.

The boat velocity was measured relative to the water,  using the Signet
Scientific  Mark 9 Knotmeter,  0-12 knots full  scale.  The resolution of
the  instrument is better than . 1 knots,  and is linear below 1/2 knots as
determined by velocity calibrations over a measured course.

The oil flow rate was measured with a 1-1/2  inch Hersey-Sparling
meter, which was mounted in line with the Moyno oil pump. The meter
was calibrated with a large graduate.   This measurement was checked
by noting the time of the run and the total volume deployed.  Oil deploy-
ment rates were  such that an  average  film thickness of between 0. 5
mm and 1. 5 mm was presented to the  device.
                              52

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                            Conductive Probe
Measured
 Height
                    Insulator
                    Bushing
      Seawater
                                                      Ohmmeter
Packing
 Gland
                                                       Hull
  Figure 32.   Schematic of Oil-Level Measurement Technique
                             53

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  200
   180
   160
   140
_  120
n
O
BO
   100
    80
    60
    40
    20
                      i	1	1	1	1	1	r
  Bottom Edge of
 Truncated Section
              Top of Collection
                 Chamber
                                      Water Surface
                                      at 21-in. Draft
       _   Top of Baffles
                                                  Probe
                                                  Length
              10
12
22
24

4 A
,1
A
A
A 2'
b 28
30
                                h'(in.) for 30-in. Probe

         Figure  33.  Collection Chamber Volume Calibration Chart
                                    54

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Because of the restrictions placed on the total amount of oil that could
be spilled in any one test and the environmental damage associated with
spilling oil, we did not carry out any more tests than were necessary to
demonstrate the principle and to establish the design limits.  A total of
14 tests were  performed in Boston Harbor.  The results of these tests
are presented in Table 4.

It should be emphasized that the indicated efficiency number presented
in the table  is that associated with the oil recovered in one pass and
that the oil collected contained no visible traces of water.  From the
centrifuge test it was determined that there was less than 1% water in
the oil.

The first three runs shown on the table were performed in very calm
water between two piers  in an area approximately 1, 000 feet long by
200 feet wide between Pier 6 and 7 of the South Boston Annex to the
Boston Naval Shipyard.  During these tests,  a significant amount of
oil  leaked by the confinement arms to the side of the skimmer and was
not presented  to the inclined plane.  This explains the relatively low
indicated efficiencies.  The reason for  leakage was  a poor seal where
the confinement arms joined the front of the  skimmer.  Another reason
for the relatively low readings  of oil collection was  that the propulsion
was turned off before all the oil on the incline was allowed to travel to
the collection  well.  These losses were eliminated in runs 4 through
14.  The only  other losses noted during the tests that caused errors
were losses due to very rapid turns  and maneuvers  causing  some of
the oil that was deployed to be  spilled to the  side rather than in front
of the vessel and some oil  in the well to be drawn out of the bottom of
the well.

Buns 4 through 14 were run in  the main channel of Boston Harbor,
where  waves from 1 to approximately 3 feet high were encountered.
Many days were windy, and a significant chop was present on the waves
as well.  In this typical open-water harbor environment the oil recovery
effectiveness was not reduced.

Combining the results  of Table 4 it can be shown that of the 958. 3
gallons spilled, 691* 5  gallons were recovered,  resulting in an overall
one-pass efficiency of  72.1%.  If runs in which known experimental
errors were eliminated (Runs  1, 2,  3,  5, and 12),  then of the 600.9
gallons spilled, 467. 5  gallons were recovered,  resulting in an overall
one-pass efficiency of 77. 7%*

In addition to the specific controlled tests that were performed in
Boston Harbor, there were a number of practical observations  made
during the tests* These  are discussed below.

The confinement arms were originally designed as straight flat wooden
plates, 2 feet  high by 8 feet long,  with a 4 inch by 4 inch longitudinal
stiffening member.  The arms  created an excessive amount of drag
                             55

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              TABLE 4.  Boston Harbor Tests of SHOC Oil Recovery Effectiveness
Reference
Run
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
Vessel
Velocity
(knots)
1.0
1.0
1.0
1.5
1.5
1.5
1. 5
1.5
1.5
1.5
1.5
2.0
2.0
2.0
Oil Mixture
Bio Mixture
ii M
ti M
II M
II II
II It
M II
II II
It II
Petroleum Mix.
it it
Bio Mixture
it it
Petroleum Mix.

V olume
Spilled
(gallons)
75.5
64.7
89.6
74.4
65.0
60.5
62.5
54.0
66.0
54.0
65.0
62.6
86.5
78.0
958.3
600.9
V olume
Recovered
(gallons)
43.0
35.5
62.5
62.5
48.0
46.0
43.0
40.0
55.0
40.0
56.0
35.0
69.0
56.0
691.5
467.5
Efficiency*
(%)
57
55
70
84
74
76
69
74
83
74
86
56
79
72
72. 1
77.7
Remarks
Oil lost during deployment
Oil lost during deployment
Oil lost during deployment
No loss during deployment
Turning loss
No losses
No losses
No losses
No losses
No losses
No losses
Turning loss
No losses
No losses

*Effeciency = ratio of the amount of oil collected in one pass to the amount
              mouth of the demonstrator
of oil presented to the

-------
and turbulence on the back side.  When they were angled outward
approximately 30° to create a sweeping action,  there was a consider-
able amount of additional turbulence created at the extremities.  This
turbulence resulted in an increased drag and what appeared to be a
premature loss of oil under the sweep at all velocities.  The forces
were so high that at one point the 1-1/2 inch diameter stainless-steel
hinge tubing, which held the confinement arms in front of the unit,  and
the joints of the cross members used to steady the arms in front of the
unit failed.

These elements are indicated in Figure 31.  The straight arms,  which
were 12 inches into the water, had to be redesigned so that they  were
tapered to the forward tip and with additional buoyancy so that their
maximum draft did not exceed 6 inches.  The sweeping mode was
abandoned and the arms were returned to a 0° sweep angle and used
strictly as confinement arms.  The important observation made  here
is that considerable work needs to  be done before effective broad-
angle sweeps can be integrated with a  skimmer.

Some other important observations were made while maneuvering the
unit during the oil pickup tests. A sharp  turn to change or reverse the
direction of the unit caused a  cross eddy in the collection well which
resulted in some loss of oil from the well itself.  Additional investi-
gations of the well geometry and the geometry around the side plates
(keels) can and should be made to minimize these losses.  These man-
euvers also created considerable turbulence between the confinement
arms. This turbulence caused oil  between the arms to become entwined
in the water and to travel beneath the confinement arms to the side of
the unit.

Although wave heights and wave lengths during the harbor tests were
not precisely measured, there were a wide variety of conditions
encountered.  Several tests were run in chop and stiff winds, some
were run with relatively closely spaced 2-foot waves,  and others were
run in long, high swells.  The unit was directed at an angle to the wave
pattern?  as well as normal to them. As was expected,  the most severe
oil collection conditions occurred when the vessel heaved and pitched
due to its response to a given wave system.  When this occurred, the
flat plane would splash water and oil in front of the vessel. This
splashing action did not affect the oil collection process.  After the
splash occurs, the vessel advances into the disturbed region and carries
the oil down the plane to the well.   Once the oil is beneath the water
surface,  the buoyant forces cause the  oil  to come in contact with the
plane and slide down the well entrance, where  it is collected.  The oil
deployed was immediately collected, and  there was not any visible
trace of water in the oil at the top of the well.  Samples of this oil
were allowed to stand overnight for these observations.
                             57

-------
After 9 months of intermittent use in Boston Harbor, the demonstration
unit was removed from the water for final disposition.  It was noted
that the baffles themselves were practically free of any fouling or
clogging problem. *  Figure 34 is a photograph showing the condition of
the baffles when the unit was just removed from the harbor.
 *A11 submerged portions of the vessel had been painted with marine
 anti-fouling paint.
                               58

-------
U1
sO

                             Figure 34.  View of the SHOC Baffles After Nine Months  in the Water

-------
                           SECTION VI

  ASSESSMENT OF THE UNDERWATER OIL COLLECTION TECHNIQUE
The goal of this program was to establish the feasibility of the SHOC
concept or, more generally, the whole idea of harvesting oil with
inclined planes beneath the water surface.

The specific goal of early laboratory and analytical work was to obtain
data to make important design decisions,  such as the angle and length
of incline, the cross-section height of the baffles,  and the length of the
baffle sections,  and to establish the recovery rUtes for various oil film
thicknesses.  Sufficient tests were performed to indicate that skimmers
would remain effective in waves typically found in protected waters and
that skimmers could be made of a large size.  In general, all our
analytical and experimental work indicated that there was nothing in
the inclined plane underwater collection process to  limit the  upper size
of a unit and thus, vessel size could be determined  by other consider-
ations.  Our results showed that the operating velocities for  effective
oil collection were in the range from 3/4 knot to 2 knots and  that this
type of device will harvest thin (0. 10 mm) oil films as well as thick
(50 mm) oil layers.  Waves typically found in harbor  channels and
protected waters did not adversely affect the oil harvesting process,
and a properly designed  vessel incorporating the principle should remain
effective in 3 to 5 foot high waves.

When the SHOC is operated near the optimum speed,  the oil recovery
rate can be increased by (1) making the unit wider,   (2) using a longer
baffle, or (3) increasing the oil slick thickness in front of the device.

The unit width is primarily determined by its anticipated usage.  For
instance,  it is difficult to transport by rail, air or road a unit wider
than 12 feet unless this is done in a disassembled configuration.
Similarly, it is difficult  to maneuver a unit in the harbor if it is wider
than say 20 feet.   In open waters, a very wide configuration could be
used.

Increasing the baffle length increases the recovery  rate by providing a
longer path over  which the buoyant forces can act to bring the oil up
into the well. A SHOC with a draft of 2 to 3 feet for the angles of
interest would contain an incline ten feet long.  Assuming a  10 foot
plane length; a 25 foot long SHOC could then have a 12 foot baffle
section.  A 35 foot long SHOC would have a 15 foot long incline, and a
20 foot baffle section.  For the harbor and nearshore environment it
is not unrealistic to consider using a 25 to 35 foot long SHOC.

Since the SHOC recovery rate varies linearly with slick thickness, one
way to increase the recovery rate is to use sweeps  in front of the SHOC
to increase the effective width of the unit.  Sweep technology is not very
advanced at the present time.  The sweeps have to be towed at a  speed
                              61

-------
such that the oil velocity component normal to the sweeps does not cause
the oil to go under them.  A number of sweep studies have  been  con-
ducted but these have not resulted in a viable solution to the problem.

Prior to the start of the program to evaluate the SHOC  concept,  a new
oil-harvesting concept was developed by JBF Corporation.   This new
concept involved the use of a moving inclined plane.  As in  the SHOC
concept, oil is collected beneath the surface of the water, however, in
the new concept an endless belt travels over the  inclined plane and
carries any floating material downward into the water and up into the
collection well.  The floatables (usually oil or sorbents, but it could
be any material) are held against the plane  by a combination of hydro-
dynamic,  buoyant, and cohesive forces.  The oil and sorbents are
collected in the well,  and any residual material is scraped  off the belt
as it passes through the well volume.  The  principle allows collection
while there is no current or vessel movement, and it carries sorbent
materials to the well as effectively as it carries oil alone.  A more
detailed description of this concept,  which is called the DIP (Dynamic
Inclined Plane), is presented in Appendix C.

Laboratory tests indicate that the DIP may work more  effectively than
the SHOC  at higher velocities because the motion of the plane does not
require  that the oil slide in shear on the incline, which could result
in less oil breakup.

The DIP concept was presented to EPA, and as  a result, the SHOC
contract was extended to include the design of an operational harbor
unit incorporating  a moving plain.  The  unit will be self-propelled,
30-35 feet long,  and will have on-board  storage  sufficient to handle
practically all harbor spills.  The results to date indicate that the use
of a moving plane results in a significant improvement in the under-
water oil collection process.

In summarizing, it can be said that the methods of collecting oil
beneath the surface of the water have the advantages that the process
concentrates the oil and separates it from the water as it harvests,
and there is a minimal effect due to waves  and chop. Additional
investigations should  be made to fully develop the dynamic  inclined
plane (DIP) concept, to develop  an effective set of sweeps,  and to
improve the collection effectiveness during maneuvers and turns.
                               62

-------
                          SECTION VII

                     ACKNOWLEDGEMENTS
The support and assistance of the Project Officer, Mr. Thomas Devine
of the Environmental Protection Agency, are acknowledged with sincere
thanks.  In addition, the suggestions of Mr. R. T. Dewling and the
assistance of Mr.  S. Dorrier of EPA, Edison, have been appreciated.

The authors wich to acknowledge the efforts of Mr. James H. Farrell
and Mr. E.E. Jchanson for their numerous beneficial technial contri-
butions to the project, Dr. William T.  Hogan for the initial theoretical
work on the SHOC concept, and Dr. Ronald P.  Murro for his theoretical
work and the experimental design of the circulating tank test program.

The cooperation and assistance of the U.S. Coast Guard has been grate-
fully acknowledged through Cdr. J.  Fournier, Lt. H.  Schmecht, and
several crews of the First Coast Guard District, Boston, for their
important contribution to the harbor test program.
                               63

-------
                           SECTION VHI

                           REFERENCES
[l]  Wicks,  M., "Fluid Dynamics of Floating Oil Containment by-
       Mechanical Barriers on the Presence of Water Currents, "  Pro-
       ceedings of the Joint Conference on Prevention and Control  of
       Oil Spills, Purdue Univ. t Lafayette, Ind. (December, 1969).

[2]  Keulegan, G. H., "The Motion of Saline Fronts in Still Water,  "
       National  Bureau of Standards, Report 5831 (1958).

[3]  Von Karman, T., Bulletin Amer. Math. Society, 46, 618-83 (1940),

[4]  Benjamin, T.  B., "Gravity Currents and Related Phenomena,  Journal
       of Fluid Mechanics, 31,  209-48 (1968).

[5]  Hinze,  J. O., "Fundamentals of the Hydrodynamic Mechanism of.
       Splitting  up in Dispersion Processes, " A. I. Ch.  E. Journal,  1,
       289  (1955).

[6]  Hu, S., and Kintner, R.  C.,  "The Fall of Single Liquid Drops
       Through  Water, "  A.  I. Ch. E. Journal, _1, 42(1955).

[7]  Christiansen,  R. M., and Hanson,  A. N.; Ind. and Eng. Chem.,
       49, 1017-24, ,1957.
                                65

-------
                        APPENDIX A

                  LITERATURE SEARCH
The literature on oil pollution is very extensive.  This search was
restricted to those works that dealt with the physical and chemical
removal of oil from the surface of the water,  at the initiation of this
program.

Altenburg, Kirk and Co., Annual Report On Testing And Evaluation
       Of Oil Spill  Recovery Equipment, Maine Port Authority,
       October 1969, 43 p.

American Petroleum Institute, Investigation Of The Behavior Of Oil-
       Water Mixtures in Separators,  Final Report, August 1951,  89 p.

American Petroleum Institute, Recommended Practice For Cleaning
       Petroleum Storage Tanks, Safety and Fire Protection Committee,
       API RP 2015, September 1968,  14 p.

Anonymous,  Pneumatic Air Barriers;  Effective Defense Against Oil
       Pollution,  Dockand Harbor Authority, September 1968.

Anonymous,  Air Barrier Contains Spills, Oil and  Gas J.,  December 9,
       1968

Anonymous,  The Treatment And Disposal Of Floating Oil»  Report No.
       RR/ES/40,  Warren Spring Laboratory, Ministry of  Technology,
       United Kingdom,  April 1963.

Barr,  Bruce A., Reclamation Of Oil In A Large Industry,  Purdue
       University,  Proceedings of the Fourth Industrial Waste Conference,
       September 21-22, 1948, Ext. Ser-68,  pp. 285-9.

Battelle Memorial Institute, Pacific Northwest Laboratory, Oil Spillage
       Study Literature Search And Critical Evaluation For Selection Of
       Promising Techniques To Control And Prevent Damage,  Preliminary
       report for U.S. Department of Transportation, Coast Guard,
       November 1967,  301 p.

Battelle Memorial Institute, Study of Equipment and Methods For Removing
       Oil From Harbor Waters, Report No.  CR 70.001, August 25,  1969,
       178 p.

Beduhn,  George E., Removal Of Oil And pebris From Harbor  Waters,
       Civil  Engineering Laboratory, Tech. Note N-825, n.d., 20 p.
                             67

-------
Blokker, P.  C. ,  Spreading And Evaporation of Petroleum Products
         On Water, Shell Oil Laboratory Report, Amsterdam,  (date
         unknown, but after  1961).

Bulson,  P.S., Currents Produced By An Air Curtain In Deep Water,
       Dock And Harbor Authority, May 1961, pp. 15-22.

Crown Zellerbach Corporation, Unpublished Research Memorandum
       on Combating Oil Tanker Spills With Reclaimed Fiber From
       Primary Treatment  Plant Clarifiers,  Camus,  Washington, 1968.

Culbertson,  T. L. , and A.  L.  Scott, Chemical Treatment Of Oil Spilled
       On Harbor Waters,  Technical Note N-983.  Naval Civil Engineering
       Laboratory, August  1968.

Dennis,  JohnV.,  The Relationship Of Ocean Currents To Oil Pollution
       Off The Southeastern Coast Of New England, American Petroleum
       Institute, Transportation Division,  January 1961, 30 p.

Dorrler, S.J.,  Limited Oil Spills At Naval Shore Installations, Utilities
       Division, Atlantic Division, Naval Facilities Engineering Command,
       Norfolk, Virginia, March 25, 1969.

Engineering-Science, Inc.,  Determination And Removal Of Floatable
       Material From Waste Water,  Prepared for U.S. Public  Health
       Service, Div. of Water Supply and Pollution Control, November
        1965,  122p.

Executive Office of the President, The Oil Spill Problem, First report
        of the President's Panel on Oil Spills,  n.d. 25 p.

Fay, James A. , The Spread Of Oil Slicks On A Calm Sea, Massachusetts
        Institute of Technology, August 1969,  14 p.

Federal Water Quality Administration,  Chemical  Treatment Of Oil Slicks,
       A status report on the  use of chemicals and other materials to
        treat oil spilled on water,  by Edison Water Quality Lab.
        DAST-18, March 1969, 20 p.

Federal Water Quality Administration,  Chemical  Treatment Of Oil Spills,
        by E. Struzeski, Jr.,  and R.  T.  Dewling, Edison Water  Quality
        Lab.  Presented at Joint API-FWPCA Conference on Prevention
        and Control of Oil Spills,  December 15-17, 1969, New York City,
        CWSP 10-23.  December  1969, 20 p.

Federal Water Quality Administration,  Oil Sampling Techniques, Progress
        I eport, by Edison Water Quality Lab,  DAST-12,  RD-15080FHT12/69.
        December 1969, 62 p.

Federal Water Quality Administration,  Oil Skimming Devices, by  Edison
        Water Quality Lab. May 1970,  95 p.
                              68

-------
Federal Water Quality Administration, 1969, A Status Report On The
       Use of Chemicals And Other Materials To Treat Oil Spilled On
       Water, Northeast Region Edison,  New Jersey.

Federal Water Pollution Control Administration,  Use of Chemicals And
       Other Materials To Treat Oil On Water, (Status  Report),
       Northeast Region Research and Development Program,  February 24,
       1967.

Giles, R. N., Oil-Water Separation, Purdue University Proceedings of
       the Sixth Industrial Waste Conference, February 21-23,  1951,
       Ext-ser-76, p.  1-9.

Glude, John B., and John A. Peters, Recommendations For  Handling Oil
       Spills Similar To That From The Tanker Torrey Canyon,
       June 1967,  24 p.

Hawthorne, W. R.,  The Early Development Of The Dracone Flexible
       Barge, Institute Of Mechanical Engineers, The Thirty-Third
       Thomas Lowe Gray Lecture, 1961, 34 p.

Hazel, C.R., First Progress Report -- Development Of Testing Procedures
       For Evaluating Oil Spill Cleanup Agents, State of California,
       Fish and Game Water Pollution Central Laboratory,  1969.

Hoult, David P., Oil  On The Sea,  Proceedings  Of a Symposium, May 16,
       1969, Cambridge, Mass.,  Plenum, 1969,  114 p.

Hoult, David P., 1970,  Containment Of Oil Spills By Physical And Air
       Barriers, AIChE Meeting Presentation,  San Juan,  Puerto Rico,
       May 20,  1970.

Hoult, David P., 1969,  Containment And Collection Devices For Oil
       Slicks, p. 65 in Oil On The Sea (David P. Hoult,  editor), Plenum
       Press, New York, New York.

Houston, B.J., Investigation of Materials And Methods  For Use In
       Removing Surface Layers Of Oil On Water,  Miscellaneous Paper
       C-68-5, Department of the Army,  U.S.  Corps of Engineers,
       U.S. Army Engineer Waterways Experiment Station, Vicksburg,
       Mississippi, September 1968.

Howland, W. E., Oil Separation In The Disposal Of Refinery Wastes,
       Purdue University,  Proceedings of the fourth Industrial Waste
       Conference, September 21-22,  1948,  Ext. Ser. 68pp. 278-84.

Kondo, G., M. Hayashi, and Y. Murakami, Studies  On  The Method Of
       Collecting Oil From The Surface Of The Water, Osaka Industrial
       and Technological Laboratory Quarterly, Vol. 18, No. 1, May 1967.
                              69

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Lane, F.  W. , et al, Typical Methods and Devices for Handling Oil-
       Contaminated Water From Ships and Industrial Plants, Mines
       Bureau,  Tec. Paper 385, 1926,  66 p.

Mannheimer, Richard J. ,  and Alan A. Johnston, Controlled Spreading
       On A Water Surface Applied To Military Uses,  Fuels and
       Lubricants Research Laboratory,  Report No.  FLRL-2, May 1967,
       13 p.

Morgan, M.J.,  Some Problems Of Oil Refinery Waste - Collection And
       Segregation,  Purdue University, Proceedings of the Second
       Industrial Waste Conference, January 10-11, 1946, Ext. Ser-60.
       pp.  144-6.

Petroleum Magazine,  Oil Disposal With Foam,  pp.197,  206, 209-227,
       September-October 1967.

Ries, Herman E. ,  and James  F. Grutsch, Removal Of Surface Con-
       taminants From Refinery Waste  Water, Presented April 5,  1968
       at the 155th National Meeting of the American Chemical Society,
       San  Francisco, California (Symposium on Petroleum Environmental
       Chemistry), 1968,  19 p.

Scott, A. L. , andS.E. Gifford,  Removal Of Oil  From Harbor Waters.
       Naval Civil Engineering Laboratory,  Technical Note N-964;
       Port Hueneme, California, February 1968.

Secretary of the Interior and the Secretary of Transportation, Oil-
       Pollution -   A Report To The President.  A report on pollution
       of the nation's water by oil and other hazardous substances,
       February 1968, 31 p.

Sigvolt,  R., The Forces Causing Spreading Of Petroleum Products On
       Water And Their Neutralization By Fatty Oils,  Compt. Rend,
       Vol.  259, No.  3, pp. 561-564, July  20,  19&4.

Smith, J. W. , Problems In Dealing With Oil Pollution On Sea And Land,
       Journal  of Institute of Petroleum,  November 1968.

Stroop, D.V., Behavior Of Fuel Oil On The Surface Of The Sea,
       Report on oil pollution experiments, December 1927, 29 p.

Swift,  W. H. , et al. Oil Spillage Prevention, Control, And Restoration -
       State Of The Art And Research Needs, Battelle Memorial
       Institute, Pacific Northwest Laboratory,  1968, 59 p.

United Nations,  Oil Wastes Treatment At A Hungarian Petroleum Works,
       In Economic Aspects of Treatment and Disposal of Certain
       Industrial Effluents - Vol 3,  1967, pp. 31-2.
                              70

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Walkup,  P. C. , et al, Oil Spill Treating Agents - A Compendium,  by
       Battelle-Northwest for the American Petroleum Institute,
       May 1970.

Wallace, A. T. , et al, The Effect Of Inlet Conditions On Oil-Water
       Separators  At Sohio1 s Toledo Refinery,  Purdue University,
       Proceedings of the Twentieth Industrial Waste Conference,
       May 4-6, 1965,  Ext. Ser-118, pp. 618-25.

Water Pollution Research Laboratory, Treatment Of Waste Oil-In-Water
       Emulsions , Water Pollution Research 1955,  pp.1  71-2.

Weiss, S.J.,  and C.W.  Davis, Oil Slick Removal By The Absorption
       Method, Technical Note N-106, Naval  Civil Engineering Laboratory,
       August 1952.
                             71

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                           APPENDIX B

            THEORETICAL BASIS FOR EXPERIMENTAL
                 DESIGN OF THE SHOC CONCEPT
The basic principle which is responsible for the operation of the SHOC
Concept is that material which is less dense than water will, if sub-
merged, rise to the water surface and float.  Thus, oils having specific
gravities  less  than one are capable of being collected.  A schematic
drawing of a vessel with an inclined plane illustrating the principle of
operation is shown below.  The forward velocity v,  of the vessel causes
  oil layer buildup
                              >il being
                            driven down
                             the incline
ill be
oil being concentrated
  in collection well
        Schematic Illustration of the Fixed Plane Concept
the oil to be driven down the underside of the unit.  The positive buoyant
forces cause the oil to eventually rise, in the well.  The nature of the
oil-layer buildup in front of the plane, the flow of oil down the incline
and  subsequent collection in the well depends directly on the geometry
and  velocity of the vessel as well as on the physical properties of the
oil.   These three flow regimes are not independent of each other and
from a hydrodynamic viewpoint manifest themselves in a complex
method of oil collection.
                               72

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Recognizing the complexity of the collection mechanism and the need
for a thorough understanding of it so as to permit rational scaling to
large prototypes,  a comprehensive literature search was conducted.
The results of the survey and a discussion of the analyses describing
the collection are presented in the following sections.

By the nature of its operation the SHOC concept requires that oil  on
the water surface move relative to the vessel so as to flow down the
incline to the  draft of the unit.  The conditions for successfully
collecting oil  are:

      (a)  When the oil-layer buildup extends sufficiently far in front
          of the plane to cause the depth of oil layer to exceed the
          draft of the vessel;

      (b)  If operating conditions are such that the oil buildup in front
          of the plane shears off in globules that become transported
          by the water and flow  down the  inclined surface;

      (c)  When sufficient shear stresses are developed between the
          water and oil layer adjacent to  the incline, causing the
          oil  to travel in sheets with a wavelike action.

These conditions are shown schematically in Section IV (Figure 2).
Condition (a) would occur at very low operating velocities.   It is not
an effective mode of operation for a fixed plane and is, therefore, not
considered here.

As  the vessel moves through the water the oil slick will progressively
thicken.   The hydrodynamics of  the buildup and subsequent behavior of
the oil is  typical of two fluids intruding on one  another, e.g. , a cold
front entering into warm air or salt water into fresh water.  Thus, the
mode of operation associated with the breakup  of the oil layer (condition
(b)  ) can best  be understood by considering  the unstable behavior  of a
layer of fluid  intruding with velocity v   on a more dense fluid (e.g. , oil
on water), as shown below.
                                       intruding oil layer
                              73

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For such a system a head wave develops and thickens to a little over
twice the mean height of the oil layer.  There is a turbulent zone on
its leaward side after which the interface becomes somewhat horizontal.
[2]  An approximate relation between the mean height h and the velocity
vr can be obtained from Bernoulli's equation resulting in [3]
                                                                 <"
      where g   = local gravity constant

             p   = mass density of water

             p   = mass density of oil
              o
The stability of the layer behind the head wave has been investigated by
Benjamin by considering the effects of a perturbation at the interface [4]  .
                kh coth kh > 4- I  1 +  —
      where k = -                                                 (2)
                \  = wavelength
which is satisfied for alt real values of k, meaning that the flow is un-
stable to all small disturbances.  Such an instability is manifested
physically either as a spatially periodic disturbance that grows
exponentially with time or where a disturbance grows with distance
downstream.  At relatively small velocities the amplitude of the inter-
facial waves is small because of the damping effects.   However, as the
relative velocity of the  two layers is increased,  the amplitude increases
because of greater energy being transmitted to the oil layer.  As the
amplitude progressively increases, globules and eventually droplets
of oil will be torn off the interface and become entrained in the water.
The velocity at which oil is torn off the wave face can be estimated
using the equation developed by Hinze for breakup and formation of
globules of a dispersed phase. [5]
 This relationship is based on the critical Weber Number, W
                                                           c
                               74

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                          «  prtd v
                       22 *=  °   c                              (3)
                v   = critical relative velocity between the oil
                      and water

                d   = diameter of oil droplets
                0"   = interfacial tension between the two liquids
Weber's  number,  W  , is approximately equal to 22 and has been found
to give good predictions for oil-water systems [6 ].   The equation
relates, for a given fluid (fixing p0 and 0"),  the diameter of droplets
formed at various velocities.  Now the maximum diameter of a stable
droplet can be estimated using the results of Christiansen and Hixson
obtained for breakup of liquid jets in denser liquids,  viz. , [7]
Now combining Equations (3) and (4) one then obtains critical relative
velocity below which no droplets are formed
                v  =
                 c
1/4


                      (5)
      where X  = Specific Gravity of oil
Typical values of (Tare . 0016 Ibs/ft to .0024 Ibs/ft for oil and the range
of X0 which is of interest is . 85 to . 97.  The results obtained from
Equation (5) using the above cited ranges of oil properties are given
in Table B-l.

The results contained in the table indicate lower bounds of the velocity
for droplet formation, i. e. , no droplet will form below . 45  ft/sec
regardless of the type of oil.  It should be noted the specific gravities
in the order of .85 are indicative of #2 fuel oil and specific gravities
of . 97 are indicative of the residue oil such as #6,  Furthermore, it
should be realized that the velocity values given in the table do not
mean that oil droplets will form at those velocities but are values below
                               75

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         Table B-l.
Critical Velocities for Various Oil
Properties Below Which No Oil
Droplets are Formed
CT
Ibs/ft
.0016
.0024
.0016
.0024
\
o

.85
.85
.97
.97
V
c
ft/sec
.72
.79
.45
.50
which no droplets are expected to form.  In order for the droplets to
form, sufficient undulation of the oil-water interface will be necessary
which may well require significantly higher relative velocities to over-
come damping in the oil buildup system.  Velocities may be 50 to 100
per cent above those given in the table, viz, in the order of  1 to  1.5
ft/sec.  Also indicated by the results in Table B-l is that the more
dense oils will tend to break up more easily.

It is worth noting that it may be desirable to intentionally induce damping
by the addition of surfaces in the vicinity of the incline.   This would tend
to raise the velocity for a given size oil particle to occur.

Having  obtained estimated minimum operating speeds for oil globule
formation, resulting in oil becoming entrained in the water stream, it
is now  necessary to  examine the trajectories of such formations in order
to estimate the length of the collection well.  Since the oil globule paths
are directly governed by the forces acting on them,  and since a signifi-
cant force, viz, the  drag force,  is a function of the size of the globule,
Equation (3) must be used to obtain a value of a mean globule diameter.
The globule  size is a function of  velocity for typical values of oil  density
and  surface  tension.  Figure B-l contains a plot of mean oil globule
diameter as a function of operating speed,  vr, for typical limiting
values  of surface tensions and specific gravities.  It is interesting to
note that a limiting value of the relative velocity will be in the order of
3 to 4 it!Bee, since above this velocity range the particles sizes are
in the order of  .025  inches  which will cause problems in extracting
them from the water.  It should be recognized that oil flowing on the
plane has a velocity  so that the actual operating velocity of the vessel
or the water velocity can be higher than 4 fps.


Droplet Motion

Let  it be assumed,  for calculation purposes, that droplets form
sufficiently close to  the inclined surface such that the downward velocity
imparted to  the droplet is given by:
                               76

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-j
-a
U  1
3,
"3
>  .8
           .4
            .01
                                                                       A - specific gravity
                                                                       O - surface tension
                                                                       A0 = . 97
                                                                       a  = . 0024
                                                                                      A0=.85
                                                                                      a = .0024
                                       . 1
                                              Mean Diameter of Oil Globule  (in. )

                       Figure  B-l.  Oil Globule Size vs Oil-Water Relative Velocity
1 ,
1
ll.

1
1
,1,

, 1 ,

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                v   ~ v sin 9
                 PY
      where     v   =  imparted downward velocity
                 PY
                8   =  incline angle of the plane
Such an assumption results in an upper bound on the magnitude of im-
parted downward velocity since many particles will form at some
distance from the inclined surface and consequently have a lower value
of downward velocity.  Furthermore, it is reasonable to assume that
the flow  of water can be described by potential  flow theory.  Once the
droplets become entrained in the water their motion will be governed
by the various forces acting on them. The significant vertical forces
acting on a droplet are shown below.
                     BF
                                D
BF =  buoyant force

W  =  weight
D  =  drag force
                       W
An additional sidewise force exists because of velocity gradients but
such a force is small compared to the others shown and consequently
will not be included [ l] .  The  implicit assumption of uncoupling the
vertical and horizontal motion will also be used which is justified in
Stokes1 region.

The buoyant and weight forces are:
                BF  =
                W.
                  (6)


                  (7)
                              78

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      where d_is the diameter of the oil droplet

The drag force on a liquid particle can be determined from the work of
Hu and Kintner [6 ].  They investigated various immiscible liquid
systems and found that the motion of liquid drops differs from that of
rigid  spheres because of deformation and oscillation of the drops as
well as flow on the drop surface and internal circulation.  Their investi-
gation resulted in the following relationship between the drag coefficient,
densities,
           'D
               _4/3[Re/P -13 + .75]
                 . 15
                      We P
                  . 15
                                      1.275
                                                                 (8)
                         dv p
                 v
where Re =  — *
                                  Reynolds'  Number
                 We  =
              vzdp
                V   "W
                I rr	 Weber1 s Number
                  P   =
                         P  (0")
                         rw '
                          gM.
                      = drag coefficient
The drag force is
                ~    1     ^   2
                D =  •-  p  C  v  —r
                     Z  rw   v     4
                                                       (9)
                     being given by Equation (8)
The sum of all the forces in the vertical direction must be equal to the
rate of change of momentum of the particle plus the effect of virtual mass,
Hence, combining all the forces,  one obtains
      BF - W +  D  = (m + mv) -^
                                                                (10)
                              79

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                where m   = virtual mass of droplet
                      v    = vertical velocity
      by substitution
                   u  w                   • w     dv
          p-  +           .  .  1 = -  1  +  _
Equation (11) is a first order non-linear differential equation which when
solved, gives the vertical velocity as a function of time which can be re-
lated to a horizontal position through
                v  •  (t) = v  (-)
                 y   * '    y X V '
                     x = horizontal distance

                     t  = time
the velocity profile can then be integrated to give vertical position as a
function horizontal position.  Following such a procedure with approp-
riate initial conditions, particle trajectories can be obtained.  Such an
approach was used by Wicks [l] considering droplets to have an initial
downward velocity Vpy of which •% which would correspond to an incline
angle of 30°.  His results were surprising in that it was  shown that
no significant error exists if it is assumed that the droplets have no
initial downward velocity and achieve terminal speeds instantaneously.
Thus,  the right side of Equation (11) can  be set equal to zero resulting in
          P0        gpo
                                =0                               (12)
      where v t is the terminal vertical velocity

Using the value of C_. given by Equation (8) one obtains a cubic
equation on v  , viz.
                               80

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                       Civyt+cz=°
                               (13)
       where C.  a  858  m
               1         V   P,
              C  =-9.34
                                                7  '
                                                 p
                                                   p d
                                                   ^
Equation (13) has been solved in Wicks [1]  , and the results are pre-
sented in Table B-2 for various values of oil densities,  interfacial
tensions, and particle diameters.  The results from Table B-2 can
         Table B-2.  Terminal Velocities of Various-Size Droplets
                     for Oils of Different Specific Gravities and
                     Interfacial Tensions
Drop dia.
Inches
.002
.004
.010
.020
.040
. 100
.200
.400
Interfacial tension = . 00 14 Ibs /ft
Sp.Gr. =.85
Term. Vel.
ft /sec
.0054
.0109
.0272
.0544
. 1087
.2578
.3719

Sp. Gr. =.97
Term. Vel.
ft /sec
.0017
.0035
.0088
.0176
.0353
.0878
. 1668
.2394
Interfacial tension = . 0027 Ibs /ft
Sp.Gr. =.85
Term. Vel.
ft /sec
.0051
.0101
.0254
.0508
. 1015
.2471
.3962
.4329
Sp. Gr. = .97
Term. Vel.
ft /sec
.0016
.0033
.0082
.0165
.0329
.0821
. 1601
.2554
 be used with critical droplet size from Figure B-2 to determine required
 collection well lengths.  For example, oil droplets of a No. 6 oil
 (Sp. Gr.  97) at a relative velocity of 2 ft/sec have a terminal rise
 velocity of about .061.  Thus if such particles were in front of and
 1  inch below the level of the collection well, the required well length L,
 would then be
                =  1 in
                       .061 ft/sec
x 2 ft/sec •» 2.8. ft

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00
                                     n
               i   i  111
i    i    i   11
0- s surface tension 0.0016 Ibs/ft
 o
X. =» specific gravity
                                                                        D  = 1/2 in.
                              2              4        6     8   10
                                                       Well Length (ft)
                            Figure B-2.   Well Length vs Oil-Water Relative Velocity
                                 D a initial distance of oil
                                     globule below well
                                                                         80   100

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Because of the difference in Sp. Gr.  of the No. E and No. 6 oils, the
well lengths must be governed by the behavior of the No. 6 oil.
Figure B-2 contains a plot of required well length versus relative
velocity for oil droplets having a Sp. Gr. of . 97 (T = . 0016 Ibs/ft and
which are various distances below the bottom of the well.

It should be kept in mind that these collection-well lengths  are based
on the assumption that the oil layer  breakup and oil droplets become
entrained in the flow.  There is, however,  condition (c) where the
relative velocity between the oil layer and water i6  such that a sheet
like flow is obtained on the incline.  Such a condition occurs at
shallow incline angles, with dense oils since the contribution of the
buoyant forces to resistance of flow down the incline is  small.
                              83

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                          APPENDIX C

                    THE JBF DIP CONCEPT
The principle of operation of the JBF DIP  (Dynamic Inclined Plane)
oil harvesting device is best described by reference to the figure below.
An inclined plane is located beneath the surface of the water, and there
are vertical plates on either side of the plane so that the water and oil
are confined between the plates.  As the device moves through the oil,
the oil cannot move to the sides because it is confined by the side plates,
and thus it is concentrated at the intersection of the inclined plane and
the oil/water surface.  The oil is then forced on the incline and carried
beneath the water,  either by the forward movement of the device (or the
flow of water) or by the downward movement of the plane itself. This
movement of the plane is accomplished by operating an endless belt
over the rollers, as is schematically  shown above. Oil is held against
the plane by a combination of hydrodynamic, buoyant, and cohesive
forces.  The oil is collected in the well, and any residual oil is scraped
off the belt.as it passes through the well volume *  Buoyant forces cause
       JBF Scientific Corporation has patents pending on this device.
                              85

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the oil to surface in the well,  forcing water out the bottom.  As the
oil collects it is pumped off to storage tanks.   Separation occurs
automatically,  and virtually no water is collected.

Since the oil is beneath the water surface,  waves and rough water
have a minimal effect on oil collection.
                                        ft U. S. GOVERNMENT PRINTING OFFICE : 1973—Slfc-1 55/299
                                 86

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1
Accession Number
w
5
2

Subject Field & Group
05G
SELECTED WATER RESOURCES ABSTRACTS
INPUT TRANSACTION FORM
Organization
JBF Scientific Corporation
                2 Ray Avenue, Burlington, Massachusetts 01803
    Title
                The Development and Demonstration of an Underwater
                Oil Harvesting Technique
10

Authoi(u)
Bianchi, Ralph A.
Henry, George
16

21
Project Designation
15080 FWL
Note
 22
    Citation
          Environmental Protection Agency report
          number, EPA-R2-73-205, April 1973.
 22 I Descriptor* (Starred Fiat)

            *Water Pollution Control, Oil;
            Pollution Abatement
 25
    Identifiers (Starred Pint)
            ^Mechanical Clean Up, Oil Spills;
            *Oil Recovery Systems, JBF Scientific Corporation
27
Abstract
  Analytical studies and harbor tests were conducted to determine the feasibility of
  harvesting oil beneath the surface of the water with the use of inclined planes.

  The analytical and laboratory investigations provided basic information to design
  and build units and showed that this kind of device  could harvest both light and heavy
  oils between 3/4 knot and 2 knots.  Information was obtained regarding the geo-
  metry of the device.  Tests  showed that oil could be collected in waves without
  seriously affecting efficiency.

  A 22-foot-long unit was designed, built, and demonstrated in Boston Harbor.
  The results showed that the  fixed-plane concept is  highly effective in areas where
  the vessel can travel through the slick.  Recovered oil is  virtually water free and
  the unit recovered between 70% and 85% of the oil presented to it.

  The fixed inclined plane (SHOC) demonstrator unit  works between 3/4 knot and
  2 knots.   To extend the velocity range down to zero knots  and over 2 knots, it is
  recommended that a moving inclined plane be used.  It is  also recommended that
  a set  of effective sweeps be  investigated and developed.
AbaiMcfor
      Ralph A.  Bianchi
                         Institution
                                   JBF Scientific Corporation
 tract c
      
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