EPA-R2-73-219

June 1973              Environmental Protection Technology Series
Feasibility Study of  In-Situ
Source  Monitoring
of  Particulate Composition
by Raman or Fluorescence Scatter

                             Office of Research and Monitoring
                             U.S. Environmental Protection Agency
                             Washington, D.C. 20460

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                                            EPA-R2-73-219
      Feasibility Study of In-Situ
            Source  Monitoring
      of Particulate  Composition
by  Raman  or Fluorescence  Scatter
                        by

                     M. L. Wright

                Stanford Research Institute
                 333 Ravenswood Avenue
                Menlo Park, California 94025
                 Contract No. 68-02-0594
                Program Element No. 1A1010
             EPA Project Officer: John S. Nader

              Chemistry and Physics Laboratory
            National Environmental Research Center
          Research Triangle Park, North Carolina 27711
                     Prepared for

           OFFICE OF RESEARCH AND MONITORING
          'o.S. ENVIRONMENTAL PROTECTION AGENCY
                WASHINGTON, D.C. 20460

                      June 1973

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This report has been reviewed by the Environmental Protection Agency and




approved for publication. Approval does not signify that the contents




necessarily reflect the views and policies of the Agency, nor does




mention of  trade names or commercial products constitute endorsement




or recommendation for use.
                                     11

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                                ABSTRACT








     The purpose of this project was to assess the feasibility of in-



stack monitoring of an air-suspended particulate stream by fluorescence



or Raman optical interactions.  The study explored the feasibility of



two approaches:  quantitatively monitoring a prescribed constituent, and



monitoring the relative concentrations of several constituents simulta-



neously.  Fluorescence-monitoring systems were found suitable for the



second.





     The method of approach was to assess the magnitude of the Raman and



fluorescence interaction,  and then calculate the detectability of that



material for a typical in-stack system.  Thirty-four materials were



investigated on the project; thirteen materials had significant fluo-



rescent responses and twenty-two materials had measurable Raman responses.



When these responses were used to calculate in-stack detectability,  all



thirteen materials could be detected by fluorescence systems (although



few could be uniquely identified),  and fifteen of the twenty-two Raman-



active materials could be detected by a Raman system.





     The use of a laboratory Raman instrument to analyze conventionally



sampled particulates was considered.  The primary advantage of this



instrument appears to be the capability for measuring ions—for example,



sulfate.





     Finally, a few crude experiments were made to detect the fluorescent



response of a particulate material suspended in a liquid (rather than



air).  The-c- measurements showed substantial interference from fluores-



cence by the liquid medium; nevertheless, a component of the particulate
                                   iii

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fluorescence was detectable.  This experimental result partially verifies



the calculated feasibility of detection by fluorescence.




     It is concluded that both fluorescence and Raman in-stack monitoring



systems can yield useful information about the quantity and composition



of a particulate stream.  Recommendations are made for additional efforts



toward achieving an operational in-stack monitoring system.
                                    IV

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                               CONTENTS


ABSTRACT	    iii

LIST OF ILLUSTRATIONS	    vii

LIST OF TABLES	     ix

  I  INTRODUCTION  	      1

 II  MATERIALS	      3

III  FLUORESCENT  RESPONSE MEASUREMENTS  	      7

     A.  General	      7

     B.  Measurement Results and Discussion  	     11

 IV  RAMAN RESPONSE MEASUREMENTS 	     21

     A.  General	     21

     B.  Measurement Results and Discussion  	     27

  V  IN-STACK MONITORING SYSTEMS 	     41

     A.  General	     41

     B.  Fluorescence-Monitoring Systems 	     42

     C.  Raman Monitoring Systems  	     48

         1.  General	     48
         2.  Spectrometer-Type System  	     48
         3.  Filter-Type System  	     59
         4.  Performance Summary for Raman Systems 	     65

 VI  LABORATORY MEASUREMENT CAPABILITIES 	     71

     A.  General	     71

     B.  Measurable Material Properties  	     71

     C.  Instrumental Considerations	; .     72

VII  AEROSOL MEASUREMENTS	     75

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VIII  CONCLUSIONS	      77





  IX  RECOMMENDATIONS	      79





Appendix A  MEASURED FLUORESCENT RESPONSE SPECTRA 	      81





Appendix B  MEASURED RAMAN  SPECTRA   	      91





REFERENCES	     110
                                   vi

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                             ILLUSTRATIONS


    1  Schematic Diagram of a Fluorescence Measuring Instrument  .       8
    2  Optical Attenuation of Air	      12

    3  Typical Fluorescence Measurement Curve (for CaSO )  ....      13
    4  Fluorescence Response Shift with Varying Excitation
      Wavelength—for Phosphate Rock Feed Material	      15
    5  Fluorescence Response Shift with a Single Constituent
      (for CaF )	      16
              £
    6  Minimal Fluorescence Response Shift — for Super Phosphate
      Storage Product 	      17
    7  Excitation and Fluorescence Response Wavelengths  	      19
    8  Schematic Diagram of Raman Measurement Instrument 	      22
    9  Raman Response Curve for (NH ) SO   	      28

  10  Raman Response Curve for CaSO   	      29
  11  Wavenumber Shift-to-vVavelength Shift Conversion Chart ...      30

  12  Raman Spectral Response Summary 	      36

 A-l  Relative Response for Baird-Atomic Spectrofluorimeter
      Source and Detector	      83

 A-2  Fluorescent Response of A1F   	      84
                                 *J
 A-3  Fluorescent Response of CuSO	      84

 A-4  Fluorescent Response of Cryolite  	      85
 A-5  Fluorescent Response of Al (SO )	      85
                                2   43
 A-6  Fluorescent Response of EPA Raw Alumina	      86

 A-7  Fluorescent Response of HgSO	      86
 A-8  Fluorescent Response of EPA Zinc Smelter  Feed Material   .  .      87

 A-9  Fluorescent Response of EPA Coal—Source,  NBS	     87
A-10  Fluorescent Response of EPA Phosphate Rock Feed Material  .      88
A-ll  Fluorescent Response of EPA copper Smelter Feed Material  .      88
A-12  Fluorescent Response of EPA Fly Ash	      89

                                   vii

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A-13  Fluorescent Response of EPA Lead Smelter Feed Material   .      89
A-14  Fluorescent Response of Particulate A1F  in Water ....      90
                                             O
 B-l  Raman Response of HgSO	      92
 B-2  Raman Response of PbSO	      93
 B-3  Raman Response of CdSO	      94
 B-4  Raman Response of Al (SO )	      95
                          2   4 3
 B-5  Raman Response of Al (SO )  (6471 A)	      96
                          2   4 3
 B-6  Raman Response of HgCl	      97
                            £
 B-7  Raman Response of CdCl	      98
                            ^
 B-8  Raman Response of Cud	      99
                            £t
 B-9  Raman Response of PbO	     100
B-10  Raman Response of CdS	     101
B-ll  Raman Response of CaF   	     102
                           ^
B-12  Raman Response of A1F   	     103
                           o
B-13  Raman Response of EPA Phosphate Rock Feed Material  .  .  .     104
B-14  Raman Response of EPA Zinc Smelter Feed Material  ....     105
B-15  Raman Response of EPA Triple Super-Phosphate Storage
      Product  (6471 $)	     106
B-16  Raman Response of EPA Coal—Source, NBS  (6471 A)  ....     107
B-17  Raman Response of EPA Coal—Source, NBS	     108
B-18  Raman Response of Napthalene   	     109
                                   viii

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                                 TABLES


1  Materials Analyzed for Optical-Monitoring Potential 	      5

2  Relative Fluorescence Intensities 	     14

3  Relative Raman Response Intensities  	     31

4  Comparison of Various Measurements of the Raman Cross
   Section of Benzene (992*cm"1 Line)  	     39

5  Fluorescent-Reference-Material Measurement  	     44

6  Relative Raman Cross  Sections for Gases  	     56

7  Raman In-Stack Monitoring-Instrument Performance Summary   .  .     66

8  Raman Shifts of Molecular Ions  	     73
                                   IX

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                           I  INTRODUCTION








     Analytical techniques currently used for determining  the  composi-



tion of aerosols require some type of sampling.  This  sampling pro-



cedure may change the characteristics of the aerosol in such a way that



the measured sample properties are not representative  of the aerosc



properties in the stack.  An in-situ technique,  particularly one uti-



lizing optical methods, would avoid disturbing the aerosol in  the   ack



and would give an indication of the true characteristics of the ae~osol



in the stack.





     The two most promising optical-material interactions are  the well-



known Raman and fluorescence scattering properties of materials.  Raman



scattering from materials is often proposed as a method of analysis



because of the relatively narrow and distinct Raman peaks obtained in



the spectra of many materials.   However,  this specificity advantage is



offset by the weak nature of the Raman interaction.  In many cases too



few photons are scattered to permit measurements to be made using Raman



scatter.   Fluorescence, on the other hand,  offers a much stronger



optical interaction than the Raman scatter.   This advantage is partially



offset by the broad nature of the spectral excitation and resrjnse



characteristics of most fluorescent materials,  particularly in the



solid state.   Discrimination between several materials is much more



difficult with fluorescence than it is with Raman scatter,  due to the



broad,  diffuse nature of these fluorescence spectral responses.  Thus,



both effects present some difficulties,  which in some cases will pre-



vent realistic field measurements.

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     This project was concerned with the analysis of the feasibility



of in-situ stack monitoring using either Raman or fluorescence scatter-



ing properties.  The analysis considered monitoring from two points of



view:  (1) the feasibility of quantitatively monitoring a prescribed



molecular constituent, and (2) the feasibility of qualitatively monitor-



ing the relative concentrations of several molecular constituents simul-



taneously.  The relatively strong but nonspecific nature of the



fluorescent response makes it suitable for quantitatively monitoring



a prescribed molecular constituent.  Qualitative monitoring of several



constituents is best accomplished through use of the Raman effect.



Both methods were found to be feasible for several materials.





     The general approach taken in this project was, first, to determine



by experimental measurements whether a specific material had a signifi-



cant Raman or  fluorescence response.  If a significant response was



found, an estimate of the detectability of that material was made for



typical monitoring system configurations.





     The key to the successful application of either monitoring approach



is the existence of a sufficiently large optical interaction.  It should



be noted that  not all materials possess a significant Raman or Fluo-



rescent response characteristic.  This is particularly true for glassy



materials such as fly ash.  This material was of particular interest to



both EPA and SRI; however, measurements of the fluorescent and Raman



spectra of fly ash were made, and no Raman or fluorescent response was



found for any  of the fly-ash samples.  Thus, fly ash appears to be a



distinctly unpromising material for in-stack analysis by Raman or in-



situ fluorescence techniques.  Other materials were found to be much



more promising and are discussed in later sections of the report.

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                            II  MATERIALS








     The contract specifies that ten materials would be selected jointly



by SRI and EPA personnel for optical characterization.  The procedure



finally adopted was for EPA to specify broad guidelines detailing the



rationale for particulate monitoring and indicating specific industrial



processes whose pollutants were believed to be of greatest concern at



the present time.  Within these guidelines, SRI was directed to select



the specific materials that would be examined.   The materials selected



were primarily simple chemical compounds that were easily prepared for



optical analysis; thus it was possible to examine more than the ten



materials specified in the contract, and a total of 34 materials were



examined.  This total does not include 14 samples of stack emission



products that were obtained well after the technical work stopped and



thus were not completely evaluated.   The latter samples were supplied



through the courtesy of Dr. Milton Feldstein of the Bay Area Air



Pollution Control District (BAAPCD).





     The EPA guideline stated that the particulates of primary interest



in this project should be those with chemical-related health effects,



and that other particulate material should be of only secondary interest.



The materials of interest were grouped into several categories,  again



by EPA direction.  These groupings are (1) fly ash from coal-burning



power plants; (2) calcium and ammonium sulphates from heating sources;



(3) lead, copper, cadmium,  and mercury compounds from smelters,  incin-



erators, alloy plants, and steel mills; (4) fluorides from aluminum



reduction plants or phosphorous plants; (5) other particulates of gen-



eral interest,  including sulphates,  chlorides,  oxides, and sulphides of

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lead, cadmium, zinc, mercury, copper, nickel, chromium, vanadium, arsenic,



and beryllium; and  (6) a representative organic material.





     The specific materials that were examined on this project are listed



in Table 1.





     The organic material originally selected was the  particulate emis-



sion from an asphalt batch plant.  Difficulty in obtaining such  a sample



resulted in the substitution of  the NBS coal sample for the originally



chosen asphalt batch plant sample.  Both of these materials probably



contain a complex mixture of many organic compounds, and the Raman and



fluorescence measurements were not expected to yield constituent data



on either material.  Time and funds did not permit the examination of



simpler organic pollutant materials on this project, although they offer



significant potential  for either Raman or fluorescence monitoring.

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                      Table 1



MATERIALS ANALYZED FOR OPTICAL-MONITORING POTENTIAL
             Materials supplied by SRI
          Calcium fluoride (CaF )
                               £i

          Mercury sulfate (HgSO )


          Aluminum fluoride (AlF )


          Aluminum sulfate [Al (SO )  •  18H 0]
                              jL   T *J      £

          Cupric sulfate (CuSO  •  5H O)


          Calcium sulfate (CaSO  • 2H 0)


          Cryolite (Na  AlF)
                      3   6

          Water (H 0)


          Cupric chloride (CuCl  • 2H 0)
                               2     2

          Lead chloride (PbCl  )


          Mercuric oxide (HgO)


          Cupric oxide  (CuO)


          Cuprous oxide (Cu 0)


          Mercuric sulfide (HgS)


          Sulfuric acid (H SO  )


          Lead sulfate  (PbSO  )
                           4

          Lead sulfide  (PbS)


          Lead oxide, mono (PbO)


          Cadmium sulfate (SCdSO   •  8H 0)
                                4      £

          Cadmium oxide (CdO)


          Aluminum oxide (alumina) (Al O )


          Ammonium sulfate [(NH  ) SO ]

                                4  2  ^
          Fly  ash (4 samples)
            Materials  supplied  by  EPA
         Triple  superphosphate  storage  product


         Phosphate  rock  feed material


         Raw alumina


         Coal  (source, NBS)


         Zinc  smelter feed material


         Copper  smelter  feed material


         Lead  smelter feed material


         Fly ash

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               Ill  FLUORESCENCE RESPONSE  MEASUREMENTS








A.   General





     The two main requirements of the  fluorescence measurement  program



were, first, to be able to detect fluorescent  response  amplitudes  down



to a level comparable to that of the Raman response  peak  of  water,  and,



second, to detect fluorescent responses over the entire wavelength



range of 200 to 700 nm.  These requirements led to the  selection of  two



separate fluorescence measurement systems  for  complete wavelength  cover-



age.  One of these instruments was modified to obtain a substantial



improvement in performance and was also calibrated to provide more



quantitative information for comparison of the response levels  of



various materials.





     The spectrofluorimeter on which the majority of the  sample measure-



ments were made was a Fluorispec, Model SF-1,   made by Baird  Atomic,  Inc.



This instrument covers the wavelength  range 220 to 700 nm.   It  was



chosen primarily because it utilizes double monochrometers for  both



the source and detector,  thus giving superior  scattered-light rejection



for fluorescence measurements.   A diagram  of this instrument system  is



shown in Fig.  1.   Most routine laboratory  fluorescence measurements  are



made on transparent or semitransparent solutions in which the scattering



of the source (or exciting) light is relatively low.   Solid  samples  were



used on this project,  many of which are white  powders reflecting large



amounts of source light scattered to the detector.   Thus,  it is particu-



larly important,  when measuring either solid samples or aerosols, to



achieve a high degree of scattered-light rejection.

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              SOURCE DOUBLE
             MONOCHROMETER



         /
./
XENON
 LAMP
                                  \
                                               DETECTOR DOUBLE
                                               MONOCHROMETER
                                       //
                                SAMPLE
                                HOLDER
                                                                       \
 V
   N
                                                                         \
                                                                                     PMT
                                                                                   CURRENT
                                                                                    METER
PHOTOMULTIPLIER
   DETECTOR
                                                                                    SA-2039-2
          FIGURE 1   SCHEMATIC DIAGRAM OF A FLUORESCENCE MEASURING INSTRUMENT

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     Several modifications of this  instrument  were  made  to improve the



sensitivity, accuracy,  and repeatability  of  the  fluorescence  measurements



First, the exciter lamp in the  source  unit was replaced  in order to



improve the ultraviolet-light output.   This  new  lamp  increased  the UV



light ^utput by a factor of approximately five.   The  UV  output  of these



lamps degrades faster than does  the  visible  performance,  however,  so



this degree of improvement was  not maintained  over  the entire measure-



ment program.  Second,  a large  portion of the  original instrument  elec-



tronics was bypassed in order to  increase the  stability  and repeatability



of the measurements and to lower  the effective noise  level below that



provided by the original instrument.   These  instrument modifications



included replacement of the photomultiplier  power supply  with a  well



regulated Power Designs commercial power  supply,   and  the  direct  monitor-



ing of the photomultiplier current by  a sensitive Hewlett-Packard  425A



current meter.   Joine portions of  the passive photomultiplier  circuitry



have been retained as in the original  instrument, but all  of  the  active



portions of the photomultiplier circuitry have been replaced.   In  addi-



tion,  the original  1P21  has been replaced  by a  1P28  photomultiplier



to 1'uj ther improve the  UV performance  of  the instrument.   The effect



of these modifications  has been monitored by observing the Raman  peak



oi water and has resulted in a clearly enhanced signal-to-noise  ratio



(SNRJ   or the Raman response.   In addition,   the amplitude  response was



stabilized and is available as an absolute current level  that can  in



turn be related to an absolute light level at  the detector.   These modi-



ficationb allow a quantitative comparison of response levels  to  be made



over the f .ill dynamic range of the photomultiplier.





     Both the source and the detector portions of the Baird-Atomic



spectrofluorimeter were calibrated in order  to allow  accurate amplitude



correction to be made on the measured fluorescent responses.  These

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relative-amplitude calibrations can be partially converted to absolute


                                                                    1 2*
calibrations through the use of materials with known quantum yields. '



This type of absolute calibration is still of limited utility in the



present program, however, because such measurements are ordinarily done



in liquid samples with more easily defined geometries.  The use of solid



samples, as in the present program, does not offer the possibility of



easily controlled geometries; this factor will contribute substantially



to errors in determining absolute cross sections for the materials, even



though the system has been calibrated with materials of known quantum



yields.




     The second measurement system consists of an Aminco-Bowman Spectro-



photofluorimeter.  This machine covers the wavelength range 200 to 800 nm,



although it was utilized only for measurements in the source range 200



to 220 nm because of the superior performance of the Baird-Atomic



instrument at other wavelengths.  Modifications of this machine were



also planned.   However,  the scattered-light response of this single-



monochromator instrument was so large that the only modification made



was a replacement of the photomultipiier tube to enhance the UV perform-



ance of the instrument.  The performance of this instrument, even with



this scattered-light limitation, was still judged adequate to determine



the presence of any responses that would be useful for identification in



in-stack measurement systems.




     No measurements were made  at wavelengths shorter than 200 nm because



of the abrupt increase  in the attenuation of air at these shorter wave-



lengths.  This  attenuation will affect both the measurements and the



operation of the  final  system.  The attenuation curve for "standard
 *References are listed at the end of the report.
                                    10

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atmosphere" air is shown  in Fig.  2.  For  special  applications,  opera-



tion is possible in the "notches"  of the  rising curve,  but  in general



200 nm is considered to be the  transmission  limit.





     The procedure used for the measurement  of each  material  involved



a manual scan of wavelengths to locate  the positions of any significant



fluorescent responses.  When definite response-peak  locations could  be



determined manui ~.ly, only those regions of greatest  significance  (i.e..



peaks within a iactor of  10 of  the largest peak)  were  run quantitatively



on the system.  Materials without  an easily  discerned  maximum response



level were examined at a  variety  of wavelengths for  low-level fluores-



cence responses.  A typical example of an actual  response run is  shown



in Fig. 3 for calcium sulfate (CaSo ).   This  figure  shows the two types



of response curves often  used to  characterize fluorescent materials.



The curve on the left side of the  figure  shows the response of  the



material to a varying source (or  excitation) wavelength with  the  detector



fixed in wavelength at the maximum fluorescent response position  (440 nm



in this example).   The sharp rise at the  long-wavelength end  of the



excitation curve is caused by the response to scattered source  light  as



the source and detector wavelengths become close  together.  The right-



hand curve shows the response of  the material for a  varying detector



wavelength with the excitation wavelength at the  peak  of the  excitation



response curve (369 nm in this example).  This pair  of  curves for each



material indicates the maximum amplitude  response chat  would  be avail-



able for optimum source and detector wavelengths.








B.   Measurement Results and Discussion





     The results of the measurements ipade on. the  Baird-Atomic system



are shown in Table 2.   This table shows the wavelength  location of the



excitation and ilvor^r--  - :;:  ks and indicates the normalized relative



amplitude of the £ic.c.••O5c_uc«; peak for each material.   The  response level
                                   11

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               10a
to
               10°
            .E
            to
            2  10°
            D
            Z    ,
            ai in"'
               10
                ,-2
               10
                ,-3
               10
                ,-4
               10
                ,-5
                    170   175    180    185    190    195   200
 I      I      I      I
205   210   215    220
 WAVELENGTH — nm
225   230   235    240   245    250    255
                                                                                                                    SA-2039-3
                                              FIGURE 2   OPTICAL  ATTENUATION  OF AIR

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    0.3
  U!
  W

  O  0.2
  CL
  
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             Table 2
RELATIVE FLUORESCENCE INTENSITIES
1
Material

CaFo
2
EPA phosphate
rock feed sample

HgS04
EPA triple
phosphate sample


EPA raw alumina sample

A1F
3

A12(S04)3

CuSO
4

CaSO
4

Cryolite
-Water < Raman)

EPA Zn sample

EPA coal sample

CuCl
2
PbCl
2
HgO
CuO
Cu 0
2
HgS
H SO
2 4
PbSO
4
PbS
PbO
CdO
CdSO
4
Al O
2 3
(NH4)2S04
EPA fly ash sample
EPA copper sample
EPA lead sample
SRI fly ash (4 samples)
Peak Wavelength
(nm)
Excitation

372

392

309
364



347 "

372


364

341


369


375
340

349

365

380

None

None
None
None

None
None

None

None
None
None
None

None

None
None
None
None
None
Fluorescence

452

470

564
447

Normalized Peak
Signal Level
(jiA)

8.23

4.43

1.51
1.31

!

420

452


430

388


440


458
384

467

443

438

























Peak
Photon Count
(photons/s)
6
2.96 X 10

1.6 X 10
5
5.44 X 10
4.72 X 10


5
1.18 4.25 X 10

0.345


0.32

0.120


0.111


0.109
0.063

0.038

0.032

0.0103
























5
1.24 X 10

5
1.15 X 10
4
4.32 X 10

4
4.0 X 10

4
3.92 X 10

4
1.36 X 10
4
1.15 X 10
3
3.7 X 10
























                14

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 The two mercury compounds showed slightly larger responses  than  the  two

 cadmium compounds; however, all four materials had relatively weak

 responses and were not much larger than the stray-light response of

 the instrument.  Although no quantitative calibrations were made between

 the two instruments,  an estimate of the relative response would  be

 comparable to aluminum sulfate in Table 2.


      It should be noted that the shape and peak location of the  excita-

 tion and fluorescence curves may-shift with operation at other than

 these two optimal wavelengths shown above.  This shift in peak location

 and shape of the response curve is illustrated in Fig. 4 for the  EPA

 phosphate rock feed sample.  This figure shows the change in fluorescence

 response curve as the excitation wavelength is shifted from 325  nm to

 475 nm.  Note that the amplitude of the maximum value of each fluorescent

 curve is different,  as is the wavelength at which this maximum occurs.

 Note also that the width of the curve varies with the excitation  wave-

 length and becomes narrower as the excitation wavelength becomes  longer.
     10
   HI
   to
   i*
   lil
   O
   Z
   01
   O
   V)
   111
   £E
   O
                    I
                                               EX 475
                          EX 325
      200
300
                               400           500

                                WAVELENGTH — nm
600
700
                                                                SA-2039-5
FIGURE 4  FLUORESCENCE RESPONSE SHIFT WITH VARYING EXCITATION WAVELENGTH
          FOR PHOSPHATE ROCK FEED MATERIAL
                                    15

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Most of the materials  investigated in this project have a changing



response characteristic  similar to that  shown in Fig.  4.   This changing



response curve  is  often  associated with  the presence of more than one



constituent in  the sample.   This  could indeed be the case for the



phosphate rock  feed material;  however, it  is also possible for this



effect to occur in single  constituent materials as well.   An example



of this effect  in  a single material is shown in Fig.  5 for reagent-



grade CaF .  Some  materials do not show  a  pronounced shift in the
         £t


fluorescence response  curve with  varying excitation.   For these mater-



ials the peak location and general shape of the fluorescence curve



remains approximately  the  same with varying excitation wavelengths.



The overall fluorescence curve moves up  and down in amplitude,  uniformly



with varying excitation  wavelengths.   No material examined on this



project was completely free of fluorescence curve shift.   An example



of a material with minimum curve-shape change is shown in Fig.  6 for



the EPA triple  super-phosphate storage product.
   u.
      200
300
400           500

WAVELENGTH — nm
600
     700



SA-2039-6
     FIGURE 5   FLUORESCENCE RESPONSE SHIFT WITH A SINGLE CONSTITUENT

                (for CaF2)
                                    16

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      200
300
400           500
WAVELENGTH — nm
                                                        600           700

                                                                SA-2039-7
   FIGURE 6   MINIMAL  FLUORESCENCE RESPONSE SHIFT — FOR SUPER-PH^PHATE
              STORAGE PRODUCT
     This characteristic of changing emission-peak location will compli-

cate simultaneous quantitative measurements of several materials by

fluorescence techniques.  Consider, for example,  a monitoring system

in which several detectors, each sensitive to a different wavelength,

examine sequentially the fluorescence response of a mix of materials

excited by different exciting wavelengths.  If each individual material

produces a fixed ratio of outputs in the detector array for each excita-

tion wavelength, then that ratio matrix can be considered characteristic

for that material.  If, on the other hand, the ratios for each detector

differ with different exciting wavelengths, then the characteristic

matrix for each material is two-dimensional, thus significantly compli-

cating the tauk of determining the relative composition of the unknown

materials.

     The fluorescence response curves for most of the materials examined

in this project show rather broad,  smooth curves with little fine
                                   17

-------
structure.  Also, most of the peak locations in wavelength are approxi-



mately the same  for the materials examined.  A summary  chart  showing


the peak  location  (letter E or F) and  half-amplitude width  (solid  dots)


for each  of the  materials as a function  of  wavelength is  shown  in  Fig. 7.



     It is evident from this figure  that  considerable response  overlap


exists between materials and would make  the simultaneous  identification


of many of these materials relatively  difficult.  Note  that CaF  and
                                                                ^

A1F  have virtually identical wavelength responses.  A  few materials,
   o

such as HgSO  and  CuCl  , are separated more widely  from the others and
            4         £*

could be  distinguished  on the basis  of simple fluorescence measurements.


It is evident from these data that the fluorescence measurement tech-


nique is  not sufficiently selective  to be a general chemical  analysis


method, but it can be useful in  specific  situations where the list of


interfering materials is known and where  the spectra are  easily separable.



     The  measured  response curves for  materials with significant fluo-


rescence  are shown in  Appendix  A.   These are uncorrected curves,  taken


directly  from the  recorder traces.   The  calibration curve for both the


source and detector of  the Baird-Atomic  Spectrofluorimeter  is also given


in Appendix A, so  that  any portion of  these curves  could  be corrected


for instrument response if desired.
                                   18

-------
 COAL-
 EPA Zn
 Ca F,
 Al F,
 AI203
 Cu CU
  Ca SO.
 Cu SO,
 PHOSPHATE ROCK
  TRIPLE PHOSPHATE
  Na3 Al
  HgSO.
    	E.

           	E-
                                  -E	
                                                     _F	
                                           F-
             •E-
-E-
                                                       --F-
     (SO4)
            ,_
            F
I
200
 300
 400                   500

WAVELENGTH — nm
                               600
                                                                                        SA-2039-8
              FIGURE 7   EXCITATION AND FLUORESCENCE  RESPONSE  WAVELENGTHS

-------
                   IV  RAMAN RESPONSE MEASUREMENTS





A.   General




     The Raman measurements were made on a Spex Ramalog Raman  spectro-


meter.  This instrument consists of a Coherent Radiation Model  52


argon-krypton laser source and a Spex Model 1401 double monochromator


as the detection optical filter.  The optical detector is an ITT FW130

                                                        o
photomultiplier that is thermoelectrically cooled to -30 C.  A  schematic


diagram of this instrument is shown in Fig. 8.  Two types of detection


electronic systems are used--a dc system and a photon-counting  system.


The dc system monitors the photocurrent from the photomultiplier, with


an adjustable electronic averaging time, and presents this information


as a function of wavenumber on a strip-chart recorder.   The photon-


counting system digitally accumulates the photon count for a given time


interval and again presents this information as a function of wave-


number on a strip-chart recorder.  The photon-counting system provides


better performance at extremely low light levels and is the preferred


type for use with extremely weak signal levels.   Both systems are adequate


in sensitivity for determining Raman responses that will be usable in in-


stack monitoring applications.   The reason for this is that reasonably


large Raman responses must be present in order to be usable with practical


field instrumentation.   It is evident that difficulties will be encountered


in field measurements if,  in the laboratory,  many hours of integration


are necessary to detect a material with a laboratory instrument whose


optical geometry can be optimized for maximum signal on a fixed solid


sample.
                                   21

-------
           ARGON-KRYPTON
               LASER
                                     BEAM
                                    SPLITTER
to
to
                  SAMPLE
                  HOLDER
                            OPTICAL   1
                            FILTER    .
DC CURRENT
METER AND
RECORDER
                                     COOLED
                                 PHOTOMULTIPLIER( f
                                    DETECTOR
 POWER
MONITOR
                                                              <  /
                                                              SPEX 1401 DOUBLE
                                                              MONOCHROMETER
                                                                                                        T
                                                                     OR
                                                                                                         1
                                                                                                   PHOTON COUNTER
                                                                                                        AND
                                                                                                     RECORDER
                                                                                                          SA-2039-9
                            FIGURE 8   SCHEMATIC DIAGRAM OF RAMAN MEASUREMENT INSTRUMENT

-------
     The most important information needed  in evaluating  the  feasibility
of remote monitoring of various species by  laser Raman  spectroscopy  is
the intensity of the Raman scattered light, which is given by
                                      total
                            I   .  I Ma
                            P    op
where I  is the incident laser light intensity, I  is the Raman scattered
       o                                         p
intensity, M is the amount of material present, and a  is the total
                                                     P
molar Raman scattering cross section.  This Raman cross section is the
pertinent material property for determining the detectability of a
given material and is similar to the quantum efficiency associated with

the fluorescence process.

     Before laser excitation was available, the stability, intensity,
and other characteristics of the sources were among the major impedi-

ments to the measurements of absolute cross sections in Raman scatter-
ing, which is very weak.  Since the advent of the laser,  and with various
improvements and refinements in analysis and detection techniques,  the

problem of absolute-cross-section measurements has become somewhat more
tractable.  However, such measurements have been made only in a small
                                                                   3-5
number of cases due to the considerable difficulties still present.

A great deal of thought has been given to this problem,  which needs

resolution before many areas of application can proceed to operational
systems.

     The sample properties and instrumental factors that affect the

observed intensity include the following:

     (1)   Refractive index.  This will affect:
          (a)  The intensity of the exciting radiation reaching
               the interior of the sample.
                                   23

-------
          (b)   The degree of convergence (relative intensities
               of perpendicular and parallel polarized components
               of exciting light as they appear to the scattering
               molecule).

          (c)   The fraction of the Raman radiation that can enter
               and pass through the monochromator.

     (2)   Molecular environment (caused by changes in sample composition)
     (3)   Fluorescence.

     (4)   Color.

     (5)   Intensity of the Raman source.

     (6)   Variations in the relative intensities of the parallel and
          perpendicular polarized components of the exciting radiation.

     (7)   Properties of the sample cell, if used, and the sampling
          geometry.

     (8)   Spectral sensitivity of the spectrophotometer.

     (9)   Polarization sensitivity of the spectrophotometer.

    (10)   Background emission.  This may arise from scattering of fluo-
          rescence at the cell walls, from scattering of the continuum
          in the spectrum of the exciting radiation, or from stray light
          inside the monochromator.

    (11)   Instrument sensitivity (relation between the intensity of the
          radiation entering the monochromator and the recorder response)

The following methods are used to eliminate or correct for some of the

above factors:

     (1)   Use of an internal standard, which eliminates the effects of
          variations in refractive index, as well as such instrumental
          factors as the intensity of the source, cell properties, and
          instrument sensitivity.  This will not compensate for the
          effect of color except in gray samples.

     (2)   Use of a polarized laser beam, which essentially eliminates
          the effect of convergence and the partial polarization of
          the exciting light.
     (3)   Measurement of band  intensities above a linear baseline drawn
          between preselected, fixed spectral positions on each side of
          the band, which largely corrects for background emission and
                                   24

-------
           for  a  limited  amount  of  sample  fluorescence.   (The intensity
           of the fluorescence normally  changes  slowly  with the frequency
           with no sharp  bands.   However,  too much  fluorescence will
           unduly influence  the  signal-to-noise  ratio for the Raman
           spectrum.)

      (4)   Use  of a polarization scrambler placed at the  entrance  to  the
           monochrnpi^^r-   *•-• •  eliminates the polarization sensitivity
           of the s^cc—....  *er.

      (5)   Periodic checks for changes in  spectral  sensitivity,  which
           may  be made by substituting a light source of  reproducible
           relative spectral emissivity  for the  sample  cell and record-
           ing  the intensity over the spectral region of  interest.  Any
           changes in the observed  ratios  of the intensities  can be used
           to correct the observed  sample  intensities.

     Because of  the attendant difficulties  mentioned above in  the

measurement of Raman intensities,  determination of absolute  Raman  cross

sections is a major undertaking.   For the purposes of  the  present  feasi-

bility study,  it  was deemed adequate to make  relative-intensity measure-

ments of the Raman lines for the various  solid samples.  The cross-

section standard  was a material  (CdS) of  known cross section.

     Experimentation with several  sampling  techniques  led  to the adoption

of the following  sampling method.  First,   the chemicals  were packed  under

pressure into the  end of a 1/8-inch-diameter  stainless steel rod into

which a depression had been machined.   The  powder was given  a  relatively
flat SU;face by  pressing down on another  flat surface.    The  stainless

steel rod was then mounted in a  holder  and  arranged so that  the surface
                                               o
of the sample made an angle of approximately  45  to the  vertical laser
beam, which was  incident from below the sample.   The holder was capable

of sufficient three-dimensional motion  such that  'ie laser focal spot
could always be  imagined centrally on the  spectrurrter slit.   If the

particle size of  the sample was  so coarse  that     sample  fell  out of

the end of the rod when turned upside down, the sample was ground  in a

mortar to a finer  particle size.  No attempt  was made to determine the
particle size of  the samples.

                                   25

-------
     The spectra were initially recorded at a spectral slit width of



10 cm   and at a scan rate of 1000 cm   per minute.  If interesting



features appeared, the particular spectral ranges were reexamined at



higher resolution.  All the white samples were examined with 4880-A



excitation.  The colored samples, including green cupric chloride,



absorbed too much energy from the focused laser beam and were altered,



as evidenced by discoloration at the position of the focal spot.  Some



of the hydrated samples appeared to lose their water of hydration at



high power densities.  Such samples were run with 6471-A excitation or



at reduced power  (or both), as dictated by sample integrity and adequate



SNR.





     The ideal conditions  and techniques that are desirable for Raman



cross-section measurements were noted earlier.  During the present in-



vestigations, several compromises had to be made, based on the available



time, the  large number of  materials, and the expected eventual use of



the data.  For example, the spectral and polarization sensitivity of



the spectrometer was not calibrated.  Also, while every effort was made



to achieve identical scattering geometries with the different samples,



the effects of particle size, refractive index, color, and absorptivity



were ignored.  Because the effects of particle size were ignored in



these measurements, no attempts were made at maintaining uniformity of



particle size.  All sample runs were performed after the laser power



had stabilized.  The laser power output, however, was monitored only



occasionally, and small variations may still have occurred from run to



run.   Finally, because of  the large variation in color, absorption,



particle size, and uniformity, no attempt was made to use an internal



reference  standard.  The net effect of all these compromises was believed



not to lead to large  errors in the measured results.  Based on the
                                   26

-------
experience with repeated measurements of different  samples  and  pro-


cedures, it is estimated that the results obtained  are accurate to


approximately ± 50% for the white samples.





B.   Measurement Results and Discussion



     Typical Raman response curves are shown in Figs. 9 and  10  for


(NH ) SO  and CaSO .   Figure 9 is an example of a Raman curve with
   4^4         4

relatively low background and no fluorescence interference.  A  clean,


strong Raman line appears at about 900 cm   , and smaller lines  are


shown.  Figure 10 shows the effect of fluorescence  interference, appear-


ing as a broad, smooth curve over the entire chart.  The Raman  lines


extend above this interference.



     The Raman response cr.rves are plotted  as a function of  wavenumber


shift.  A conversion to wavelength shift can be made by reference to


Fig. 11, which gives wavelength shift versus wavenumber shift at several


laser excitation wavelengths.



     A summary of the Raman measurements is given in Table 3, listing


the material,  the wavenumber shift for all  significant lines, and the


measured signal and background levels.   Also given  in Table  3 is the


cross section for each line, which will be  discussed in a later section.


For the sake of uniformity,  the relative intensities in Table 3 are


presented as counts per second normalized to a 10 cm   spectral slit


width with 4880-A excitation at 350 mW.   This normalization  removes the


effects of different power levels,  excitation wavelengths,  and detection


systems.  In order to use this normalization procedure,  linearity of


the various devices was assumed.   Also,  the throughput of the system


was assumed to be equal at 4880 A and 6471 A, and the scattered intensity

                       -4
was assumed to have a \   dependence.  This latter  assumption is valid


for the Raman intensity and the scattered background.  However, it is


not valid if the background was due  to fluorescence or to Mie (particle)
                                   27

-------
CO

IU
f-
Z

LU
      I       I       Fill
                                    •0.3 x 10~6 A-
T   I   T       I
                                                '    '	L
 4800    4400   4000    3600    3200   2800   2400    2000   1600   1200    800    400     0
                                   WAVENUMBERS — cm
                                                     -1
                                                                              SA-2039-10
                  FIGURE 9   RAMAN  RESPONSE CURVE FOR (NHd) SO
                                                               <*    *
                                           28

-------
     I-


     LLI
to
CO
           4800      4400      4000     3600     3200     2800     2400      2000      1600      1200      800
                                                                                                                           I x 10~6 A
                                                       WAVENUMBERS — cm
                                                                                                                          SA-2039-11
                                           FIGURE 10   RAMAN RESPONSE  CURVE FOR CaSO,

-------
10
                                                              103
                             WAVELENGTH SHIFT—A
                                                                   SA-2039-12
  FIGURE  11   WAVENUMBER SHIFT-TO-WAVELENGTH SHIFT CONVERSION CHART
                                    30

-------
              Table 3





RELATIVE RAMAN RESPONSE INTENSITIES
Material
PbO










PbCl
2




HgS04
























HgCl
2





RA










PbSO
4










(NH4)2S04











CuCl
2










Excitation
Wavelength
6471










4880





4880
























4880






4880





6471




4880











4880











4880











Wavelength
Shift
60

69

86

138

279

370
60

86

156

93
121
230
300

410

495
580)
>
588)

660

987

1043

1125

1180

1342

1670

70

121

312

380
420

750

1250

720
1022

1052

443

608

640

978

1065

1165

450
613 )
623)

976

1090

1420

1650

3150
64

109

215
236 )
\
249 )

407

700
Peak Photon
Count Rate

6
7.8 X 10,
7
1:3 x 10
7
5.4 X 10
7
1.4 X 10
6
1.9 X 10

5
8.4 X 10
7
1.5 X 10





5
5.0 X 10,
7
1.5 X 10
6
2.1 X 10
6
2.8 X 10_
6
8.8 X 10,.
6
9.6 X 10_
6
1.5 X 10,.
6
2.3 X 10
5
2.5 X 10
4
6.3 X 10
7
1.4 X 10
6
7.9 X 10,
7
2.4 X 10
5
6.7 X 10

3
4.2 X 10
3
2.9 X 10,,
6
1.9 X 10.
o
5.4 X 10.
6
8.1 X 10
5
9.2 X 10,,
5
1.8 X 10,
4
7.5 X 10.
6
3.1 X 10.
5
1.7 X 10
5
2.9 X 10
5
2.3 X 10
1.5 X 105
6
1.1 X 10,,
4
4.6 X 10,
4
3.1 X 10
4
2.5 X 10_
4
9.6 X 10



6
1.1 X 10
5
3.4 X 10

5
1.6 X 10,
4
4.2 X 10
Background Photon
Count Rate

6
4.3 X 10
6
4.3 X 10
g
3.0 X 10
6
1.7 X 10
6
1.0 X 10

6
7.9 X 10
6
4.1 X 10





6
1.8 X 10,,
6
1.5 X 10
6
1.3 X 10
6
1.3 X 10°
6
1.3 X 10
6
1.3 X 10
6
1.3 X 10,.
6
1.4 X 10
6
1.5 X 10,.
6
1.7 X 10
6
5.4 X 10,.
6
2.3 X 10
5
2.1 X 10
5
1.3 X 10

4
6.7 X 10
4
5.0 X 10
6
5.4 X 10
4.9 X 10e
6
4.9 X 10
5
1.3 X 10
4
4.2 X 10
4
3.3 X 10^
4
1.3 X 10
4
1.3 X 10
4
1.3 X 10
4
4.6 X 10
1.9 X 104
3
6.3 X 10,
3
6.3 X 10
3
6.3 X 10
3
6.3 X 10

0 ?



5
3.2 X 10
5
2.5 X 10

5
1.1 X 10
4
4.9 X 10
Effective Raman
Cross Section


797

1330

5520

1430

194


174

3110






100

3000

420

560

1760

1920

300

460

50

12.6

3050

1720

5230

146











196

38.4

16

662

36.3

61.9

75
48.9

359

15

10.1

8.15

31.3




322

99.6


46.9

12.3
Fluorescence
Response
Maximum
Response
Location

















2400














































































Maximum
Photon
Count Rate
















5
1.9 X 10














































































                31

-------
Table 3 (continued)
Material
CdCl2


CdSO











HgO



HgS
CaSO
CdS


Excitation
Wavelength
4880


4880











6471



6471
4880
6471


Wavelength
Shift
80
85
115
158
218
320
1585
3470
160
185
255
280
315
415
450
497
6031
615)
658V
670)
835
925
1000
10501
1063)
1100 I
1118)
11681
1173)
1554
2700-3500
25
35
65
130
328
550
250
275
341
425
490
620
670
1015
1150
212
305
347 1
365 )
563
599
Peak Photon
Count Rate


7.5 X 10^
8.4 X 10
8.4 X 10
1.8 X 10



7.1 X 104
2.5 X 10
9.6 X 10
6.3 X 104
1.9 X 104

7.1 X 105
9.6 X 104
5.4 X 104
5.9 X 104
2.5 X 10



6.3 X 10
7.5 X 10
3.4 X 10."
3.2 X 10
7.1 X 10
2.1 X 104
3.8 X 10
3.3 X 10
2.3 X 10
2.5 X 10
1.7 X 10
1.2 X 104
7.0 X 10
4
6.2 X 10
1.9 X 104
S.9 X 10
Background Photon
Count Rate


8.4 X 10g
3.1 X 10
1.2 X 10
5.4 X 10



7.9 X 10
6.7 X 104
5.4 X 10
2.9 X 10
2.6 X 10

1.6 X 10
1.8 X 104
1.6 X 10
4
1.6 X 10
1.3 X 104



1.6 X 104
7.5 X 10
3.4 X 104
3.0 X 10
1.7 X 10
2.1 X 10
1.8 X 10
1.5 X 10
1.5 X 10
1.6 X 10
1.8 X 10
5
2.6 X 10
i.S X 10
1.3 X 105
6.2 X 104
5.9 X 10
Effective Raman
Cross Section


225
25.2
2.52
53.9



25.7
9.06
34.8
22.8
6.88

257
34.8
19.6
21.4
9.06



53.7
6.39
44.7
4.2
9.33
5.32
9.63
8.36
5.83
63.4
4.31
15.7
9.16
8.63
8.11
2.49
7.72
Fluorescence
Response
Maximum
Response
Location




















2400



Maximum
Photon
Count Rate




















2.4 X 105



        32

-------
Table 3  (concluded)
Material
A12(S04)
o
Phosphate
Rock Feed
A12°3



CaF2
"V1F6
Lead
Concentrate
NBS Coal
PbS
CdO
CU2°
CuS
A1F3
CuO
Zinc
Concentrate
Copper
Concentrate
Super
Phosphate
B47
Fly Ash
Excitation
Wavelength
4880
6471
6471
4880
4880



6471
4880
6471
4880
6471
4880
6471
6471
6471
6471
6471
6471
4880
6471
6471
4880
6471
6471
6471
Wavelength
Shift
480
620
1000-1200
480
620
1000-1200
945
580
378
415
585
643
750
None
322
1040
550
950
1350
1600
None
None
None
None
None
None
None
None
None
None
None
None
None
Peak Photon
Count Rate
2.5 X 104
1.9 X 10
3.8 X 10
7.1 X 10
4.5 X 10
1.4 X 10
1.7 X 104
4.2 X 10
8.4 X 103
1.3 X 10



1.3 X 104
7.8 X 10
8.8 X 10
3.8 X 102
375
750










Background Photon
Count Rate
2.0 X 104
1.9 X 10
4.2 x 10
6.6 X 104
5.3 x 10
3.7 X 10
7.1 X 104
7.5 X 10
1.6 X 10
1.4 X 10



1.1 X 106
3.1 X 104
3.3 X 10
4.2 X 102
9.4 X 103
1.0 X 10










Effective Raman
Cross Section
13.8
10.5
20.9

1.01
1.56



1.39
2.46
2.78












Fluorescence
Response
Maximum
Response
Location
2000
300
r.ooo
800




2200

2100
1400




500
2700

>6000

400
1100
Maximum
Photon
Count Rate
5.0 X 10
6
2.5 X 10
1.2 X 10
1.3 X 105




5.0 X 10

1.1 X 10
1.2 X 104




4.8 X 106
6.7 X 10

5.4 X 104

4.0 X 10
5.4 X 103
       33

-------
scatter.  The values of relative  intensities  are estimated  to be  accurate



to ± 50% in the case of the white samples.  In  the case of  the colored



samples, the values are less  reliable due  to  absorption effects.





     Both the background and  line intensities were determined at  the



position of the peaks.  The background was determined by drawing  a



smooth  line through the base  of the  peaks.  The line intensity was  then



measured as the peak height above this background.  It should be  noted



that the spectrometer  slit of 10  cm   does not  significantly influence



the relative intensity of the background  and  broad Raman lines (broader



than 20 cm  , say).  The relative intensity of  the narrower lines and



the background will, however,  depend on the slit width.  These narrower



lines are usually  located at  small wavenumber shifts from the exciting



line and would not normally be used  in field  systems because of the



stray-light-rejection  problem.  For  this  reason, the narrow lines have



not been evaluated, although  they could be, from the measured data.





     It was not feasible to examine  the region  close to the exciting



line (0 to 150 cm  ) under a  uniform set  of conditions for  all the



samples, since the variation  in scattered intensity in this region  was



very large for different samples. While  several lines appear in  this



region, the available  time and the eventual use of the data led to  the



decision not to examine them  in detail.   Scattered source light in  this



region  was believed to be too sensitive a function of particle size.



The level of the background from  scattered exciting radiation within



100 cm~ (or a spectral separation of 24  A at 4880 A) of the (unshifted)



rayleigh line was  felt to be  too  high to  permit use of this region  in



any nondispersive  system.  The need  for discrimination between the



several substances that have  lines in this narrow region is a further



nontrivial problem.
                                    34

-------
     The absolute values of the listed wavenumber shifts  are estimated
                  _]_
to be within ±5 cm  .  The linewidths shown are believed  to be accurate

±20%, without deconvolution of the instrument functions.


     Some of the spectra (see Fig. 10, for example) show  lines at 2900,

3700, and 4150 cm  .   These have been shown to be grating ghosts and

not characteristic of the scatterer.   The spectral region above 2000 cm
                                          o
was not evaluated for responses with 6471-A excitation because it had

too many artifacts caused by unfiltered plasma lines or grating ghosts.

During the data analysis some of the very weakest lines were ignored

when it was felt that their value relative to other lines for the same

substance was minimal.


     The measured lines are also shown in "spectral" form in Fig.  12

in order to illustrate the spectral distribution of the lines observed

for the present materials.   Note that there is a relatively uniform

distribution of lines both in wavenumber offset and amplitude.   Fig.

12 indicates amplitude in measured counts per second.   Note that this

count-per-second scale corresponds to the laboratory experimental meas-

urement values and not to the in-stack monitoring-system values given

in Table 2 for the fluorescence measurements.   The relative magnitudes

of these count rates would be correct for the in-stack monitoring system,

however.


     Some general remarks about the observed spectra are in order.   It

can be seen from Fig.  12 that the white solids were the most efficient

scatterers.   The colored solids either did not have a developed spectrum,

or their intensities were low.   It was also observed that the substances

involving heavier elements had stronger lines.  For example,  the strongest

lines in the figure are due to mercury and lead compounds.  Even in the
                     _T
region 900 to 1200 cm   where the Raman lines are due to the sulfate
                                   35

-------
                        38S
                                  368
                                                       304
                                                                  277
                                                                                   WAVELENGTH SHIFT —A


                                                                                       224        188
                                                                                                                                 122
                                                                                                                                                      7X6       48.1
                                                                                                                                                                           23.9
                                                                                                                                                                                       1300
10
z


8

Q
tu
X




I
               1"
                                                          i     »
                                                               |
                                                                                                                     si
                                                                                                                              5,
                                                                                                                                           »
8
  p
"V
X
        °r,

        <
                                                                                                                                                                           f
                                                                                                                                                                               c»


                                                                                                                                                                             2?
                                                                                                                                                                                        130
                                                                                                                                                                                         13
                                                                                                                                                                                               §


                                                                                                                                                                                               I

                                                                                                                                                                                              ft

                                                                                                                                                                                              'o
                                                                                                                                                                                              fc
                                                                                                                                                                                              UJ
                                                                                                                                                                                              M


                                                                                                                                                                                              i

                                                                                                                                                                                              6
                                                                                                                                                                                            0.13
                                                                                                                                                                                         aois
  1700       1600        1SOO       14OO
                                                       1200       1100
                                                                            1000       800        800        700


                                                                            FREQUENCY SHIFT, WAVENUMBERS—cm'1
                                                                                                                      800       600
                                                                                                                                           400        300        200        100
                                                                                                                                                       FIGURE 12   RAMAN SPECTRAL RESPONSE

                                                                                                                                                                    SUMMARY
                                                                                                                                                                                36

-------
ion, the lead and mercury  sulfates  have  the  highest  count  rates.   The


spectra of alumina and other aluminum compounds  (fluorides,  sulphate)


were among the weakest even though they were  all white.



     The chosen materials  included oxides, sulfides,  halides,  and  sul-


fates.  Among these only the sulfates have a  vibrating sub-unit—the


SO  molecular Ion   On examining the spectra, it is noted that with
  4

very few exceptions, only  the sulfates have Raman lines with shifts


greater than 700 cm  .  Note that the sulfate lines are grouped in  three


regions:  400 to 500 cm~ ,  600 to 700 cm" , and 950 to 1200 cm  .   It


is thus seen that even though the vibrational sub-unit SO  has frequencies
                                                         4

which are, to first order,  characteristic of  the SO   unit, the actual
                                                   4

frequencies are dependent  on the specific compound in which they are


present.



     The point to be made  most strongly is that the Raman spectral


shifts or intensities cannot be accurately predicted  by existing theory


and are capable of wide variation.  Thus,  a general method for positive


identification cannot depend on one specific  spectral feature but must


necessarily depend on several.   Also,  in the  samples measured there are


about 50 lines in the range 100 to 700 cm   (about 150 A).  This close


spacing means that good resolution will be needed to discriminate between


the several lines in any general identification scheme.



     The spectra generated during the course  of this  program agree  well


with the published spectra that are available.  The spectral shifts


agree to within 5 cm  .   Since relative-intensity data are usually  not


available, no comparisons  of amplitude can be made.   Further, since the


published spectra are for  oriented single crystals,  a direct comparison


with powder samples may not be completely accurate.



     To convert the intensities to a cross-section value for the purposes


of feasibility analysis,  the published value  of the cross section of




                                   37

-------
          — 1                              6
the 207 cm   line of CdS powder was used.   This  reference  is not  clear


about the details of the excitation frequency,  the units  used,  and


whether the cross section  is  for  the  entire line  or  the peak value.   It


is inferred from the body  of  the  paper  that the quoted Raman cross sec-

                   -1                             -28   2      n
tion for the 207 cm    line of CdS powder  (0.7  x 10    cm  at 293 K)  is


the total cross section  (4rr sr) per molecule,  measured with 6328-A

                       -4
excitation.  Assuming  \    dependence  on wavelength and that the entire


line was measured, the cross  section  at 4880 A is calculated as

         -29   2   -1         -1
1.57 x 10    cm  sr    molecule



     Only one  value for  the CdS cross section  is  available.  In other


materials a wide spread  of measured cross-section values  is often  re-


ported.  For example,  the  cross-section value  quoted in the same paper


for the 992 cm  line  of liquid benzene leads  to  a calculated cross-

                       o            -29    2         -1   -1
section value  at 4880  A  of 4.5 x  10     cm molecule   sr  .  Table 4


shows the range of values  of  the  Benzene  cross section as measured by


various workers.  It is  seen  that there is a spread  of more than an


order of magnitude in  the  values,  with  the value  of  Ref.  6  being the


highest reported value.  While comparable results were not  available


for CdS powder, it is  conceivable that  the techniques of  Ref. 6 may have

                                                                -29   2
systematically given high  values.  Thus,  the value of 1.57  x 10    cm


molecule   sr   is used  with  reservations about its  accuracy.   Since


the linewidth  measured during this investigation  (with a  10 cm


spectrometer slit) is  20 cm  , the measured peak  intensity  corresponds

                                                        5
to the entire  line.  Thus,  the measured rate of 1.2  x 10  counts per


second corresponds to  the  above cross section  with 350 mW of 4880-A


excitation.
                                   38

-------
                               Table 4
              COMPARISON OF VARIOUS MEASUREMENTS OF THE

            RAMAN CROSS SECTION OF BENZENE (992 cm"1 LINE)
Excitation
X
6328
4880
4880
4880
4880
6943
Reported
Cross Section
p-i -i
(cm sr •*• molecule )
-29
1.59 x 10
-29
3.25 x 10
-29
2.42 x 10
-30
5.48 x 10
-30
3.0 x 10
-31
4.5 x 10
Cross Section
at 4880 A
2 _i _i
(cm sr molecule )
-29
4.5 x 10
-29
3.25 x 10
-29
2.42 x 10
-30
5.48 x 10
-30
3.0 x 10
-30
1.84 x 10
Reference
6
3
4
7
8
9
     A measurement-system constant, K ,  can be calculated from a knowl-
                                     o

edge of the measured count rate and the published cross section as
                                   N M

                              K  =-^- .
                               o    pa



                   5         -1               -3
Using N  = 1.2 x 10  counts s  ,  p = 4.82 g cm  ,  M = 144.476, and
       r
             — 29   2         —1—1
a = 1.57 x 10~   cm  molecule   sr   for CdS,  we calculate K  = 2.29 x
                                                            o
  35                        -1         -1
10   counts cm molecule sr s   molecule  .   The cross section of any


other material can then be calculated as
                             a = N M/K p  .
                                  r   o
                                  39

-------
It should be recalled that the measurements were made  /ith a slit width


of 10 cm  ;  thus the above relation gives the cross section for the


entire line for lines with halfwidths smaller than 10 cm  , but for

                                                             -1
lines with larger widths it gives the cross section per 10 cm   at the


peak.



     The calculated cross sections for the materials evaluated on this


contract are shown in Table 3.  Iu te again that the measured count rate


is more representative of the variation  in sign«j. strength with material


than is the cross section.
                                    40

-------
                     V  IN-STACK MONITORING SYSTEMS








A.    General





     In considering the application of optical in-stack monitoring




systems, two types of monitoring functions were postulated.   The first




function is the assessment of the relative concentration of a number of




constituents without a knowledge of the absolute concentration of any




single component.   Because absolute numbers are not required, this type




can also be considered as a qualitative measurement.   Second is the




quantitative measurement of the amount of a single constituent present




in the stack particle stream.  Ideally, of course, one would hope that




a quantitative measure of each of the constituents in the particulate




stream would be measurable.  The extent to which this is possible can be




determined by extrapolating the results of the quantitative and quali-




tative approaches taken in this project.






     In addition to these two types of applications discussed above,




both Raman and fluorescence material interactions were considered as




sensi;.;., mechanisms.  As the project progressed, it seemed that there was




a match between the application and the sensing mechanism.   In particular,




the fluorescence response seemed more appropriate for the quantitative




sensing of one kind of material in the particulate stream,  and the Raman




response seemed more appropriate for the relative analysis  of several




constituents on a qualitative basis.   This comes about because the fluo-




rescence i  .- = pjnse is relatively large and can thus yield relatively good




quantitative information,  but the spectral characteristic of fluorescence




is such that it would be difficult to separate a variety of const^.   -nts.




In contrast, the Raman response shows relatively distinct spectral loa




tures for each material; however, the low level of the response would






                                   41

-------
make the collection of quantitative information rather difficult.  For



this reason, the systems analyzed in this section will be divided into



fluorescent systems, with emphasis on quantitative measurements, and




Raman systems, with primary emphasis on separation of spectral informa-



tion and less emphasis on amplitude-calibration techniques.





     The in-stack  fluorescence monitoring system can provide a high



level of performance relative to  the experimental laboratory measure-



ments because of the large  fluorescence response.  This means that all



the materials that  have  observable fluorescence in the laboratory measure-



ments can  be  detected  by an in-stack system, although a few materials



may be marginal with inexpensive  monitoring  systems.  Thirteen materials



were observed to have  significant fluorescence responses, and these can



be detected by the  in-stack system.  Twenty-one materials did not have



observable fluorescence  and would not be detectable by the in-stack



system.





     Two Raman systems have been  considered.  The first uses a spectro-



meter and  is  similar to  the laboratory measuring instrument.  The other



uses an optical filter and  may provide for a limited analysis capability



at a lowered  cost.  Generally speaking, for  these systems, a lower per-



formance level would be  obtained  in the in-stack system than was present



in the laboratory measuring instruments.  Twenty-two materials had mea-



surable Raman spectra and twelve  materials did not.  Of the twenty-two



materials  that had  observable Raman spectra, approximately fifteen mate-



rials would be detectable in the  in-stack system, four materials would



be marginal, and three materials would not be detectable in the in-stack



system, even though they had observable Raman spectra in the laboratory.








B.   Fluorescence-Monitoring Systems





     In order to make  reasonable  estimates of the in-stack detectability




of the fluorescent  materials measured in the laboratory, some common






                                   42

-------
signal reference level must be used to relate these laboratory amplitudes




to calculated in-stack-monitoring-system signal levels.  The most appro-



priate approach was believed to be the use of a diffuse white reflector



to relate calculated and measured signal levels.  The reflector chosen



was a freshly-prepared, diffuse, white magnesium oxide surface.  This



reference material was measured on the Baird-Atomic spectrofluorimeter



and served as a reference amplitude level to which material fluorescent



responses could be related.  The assumed unity diffuse reflection coef-



ficient could then be used as a reference response signal level for the



in-stack monitoring system as well.   If the effects of scattering,  ab-



sorption, obscuration, etc.,  are neglected for the particle stream,  it



is thus possible to obtain estimates of the in-stack fluorescence-moni-



toring system performance for each of the materials measured by the



laboratory instrument.





     The measured reference signal lev«l for the diffuse white.reflector



is shown in Table 5.   This reference measurement was made at a  peak  wave-



length of 455 nm and after normalization resulted in a relatively large



peak signal level compared to the existing fluorescent-material responses.



The peak photon count for the diffuse reflector  is  shown in the sixth



column and represents the calculated in-stack' monitoring-sys tern reference



signal level (i.e.,  the signal level that would  be  observed with  an  in-



stack monitoring system viewing a white reflector rather than a particu-



late stream).





     Also included in Table 5 are the responses  for three highly fluo-



rescent scintillation dye materials:  bis-MSB [p-bis (0-methylstyryl)



benzene], POPOP [2,  2'-p-phenylenebis (5-phenyloxazole)J, and PPO [2, 5



diphenyloxazolej.  These highly fluorescent materials have a quantum



efficiency of approximately 0.5.   A crude check  on this quantum effi-



ciency, and thus on the assumed reference level, was made by calculating



the normalized integrated signal level in addition  to the peak  signal



lavel.  The integrated signal level is a calculated value of the instrument
                                   43

-------
                  Table 5
FLUORESCENT-REFERENCE-MATERIAL MEASUREMENT
Material

Diffuse
white

reflector

BIS (MSB)

POPOP

POP
Peak Wavelength (nmX

Excitation



455

402;425

424

365

Fluorescence



—

480

460

395
Normalized Peak
Signal Level (ua)




34,700

1,340

1,880

2,411
Normalized
Integrated
Signal Level (ua)




34,700

17,900

21,400

23,900
Peak
Photon Count
(pnotons/s)



10
1.25 x 10
8
4.83 x 10
8
6.77 x 10
8
8.69 x 10
Integrated
Photon Count
(photons/s)


~\ f\
10
1.25 x 10
9
6.45 x 10
9
7.71 x 10
9
8.61 x 10

-------
response, assuming that all the light emitted over the entire fluores-



cence response curve was measured by the instrument, while the peak



signal level corresponds to the optical signal measured just through




the narrow bandwidth of the instrument itself.  These two levels are



substantially different because these dye materials were measured at the



maximum resolution of 2 nm by the Baird-Atomic instrument, and the width



of the fluorescent response is significantly larger than 2 nm*  Note



from Table 5 that the integrated signal levels for the three highly



fluorescent materials represent a substantial fraction (~ 0.5) of the



integrated response for the diffuse white reflector.  This check of the



integrated signal level for the three highly fluorescent materials



serves as an additional verification for the use of the diffuse white



reflector as a fluorescence amplitude reference.





     The response of the in-stack monitoring system to a diffuse white



particulate material must be calculated in order to derive estimates



of detectability for the measured materials in a typical in-stack moni-



toring system.  This response can then be related to the material mea-



surements through the white-reflector measurement.   This method assumes



that the relative particulate fluorescence properties  are the same as



the relative bulk fluorescence properties and that  the relationship



between the fluorescence response and the diffuse white-reflector re-



sponse is identical for both powders and bulk reflecting surfaces.   This



assumption neglects the effects of self-absorption,  Mie and  other par-



ticulai.3 scattering effects,  and some geometrical optical  effects.





     Assume a fluorescence-monitoring system that illuminates a volume



of particulate material, suspended in an airstream,  with an optical



signal whose wavelength is assumed to be at the peak of the desired



material excitation response curve.  The light from the fluorescing



particulate materials is collected by a collecting lens, and, after



optical filtering, is directed to an appropriate optical detector.   It
                                  45

-------
is also assumed that che function of this fluorescence-monitoring system


is to obtain quantitative data on a known constituent or constituents.


Thus, the predominant signal-processing requirements have to do with


amplitude measurements in a fixed channel (or channels) of optical


filtering, with no intercomparison of multichannel amplitude information


being required for constituent analysis.



     The schematic diagram of this in-stack fluorescence monitoring


system would be virtually identical to the schematic diagram for the


laboratory fluorescence-measurement systems as shown in Fig. 1.  The


most significant difference in this schematic diagram would be that the


common optical volume would be ;within the stack rather than within some


sample chamber, as was the case for laboratory measurements.  Other


differences will exist in physical configuration and in component


values; however, these difierences in numerical value do not change the


schematic diagram for the resulting instrument.




     If we assume a common optical volume of diameter  D   and length
                                                        Li

•L ,   the number of particles illuminated in this common volume  is
                                 TTD  -f-V
                                   L
                             n = 	
where   v  is the particulate density in particles per cubic centimeter.


The equivalent particle area is
                            A  = 	
                             P    4




where  D   is the mean particle diameter.  The fraction of light inter-


cepted by the total particulate area in  the common illuminated volume


is equal to
                                  46

-------
                                   2
 If we assume  an   illumination power of  P  watts and a collection ef-


 ficiency  co,  an  optical efficiency  yj,  and quantum efficiency  Q,


 the detector  count in photons per seconds is equal to
                                   20   P
                      N  = 0.2 x  10   	
                       F               4




With  u> = 0. l/4n,  -p = 0.1,  and  Q = 0.21,  the detector count is

         10
1.25 x 10   photons/s.  This is shown in Table 5 as the reference peak


photon-count level for the diffuse white reflector.  Also given in


Table 5 are the peak photon counts for the three highly fluorescent


dye materials.  An integrated photon-count level is also shown for the


fluorescent material to indicate  the photon count that would be avail-


able assuming that all of the fluorescent response light could be col-


lected and utilized by the optical detector.   It is not usually feasible


to use the full response width in practice because of the necessary re-


jection of the excitation light by the optical filter.  Thus a response


closer to the peak photon count would be observed in practical in-stack


monitoring systems.  Fortunately,  the peak photon-count level is suffi-


ciently high that it provides a useful signal level for all of the


materials investigated.   This peak photon-count level is given in Table


2 for the chemical materials investigated on this project.   Reasonably


high count rates would be obtainable for all of the fluorescent materials


investigated in this project.   A count rate is not given for the Raman


response of water because of the significant difference in geometry for


the liquid measurement.   The larger common volume of the liquid samples


would yield a higher response level than would be achieved with the


smaller common volume that is obtained with the solid samples.   The



                                  47

-------
 position of  the entry for water in Table 2 does,  however,  give an in-



 dication of  the signal levels of Raman responses  relative  to the re-



 sponses  of  slightly fluorescent materials.





      The lower limit for response measurements is set by the dark count



 of the detector.   The dark count for a typical photomultiplier detector



 (i.e., Type  1P28)  is approximately 8000  counts/s.  This  dark count sets



 a  minimum level on the number of photons/s that can be detected  by the



 system.   This  dark count  can  be reduced  by using  a low-noise tube such



 as the EMI 6094S,  with a  dark count of 660 counts/s.  If necessary,



 these count  rates  can be  reduced by at least a factor of 10  by cooling



 and tube selection.   Thus,  it is possible  to detect even the low-fluo-



 rescence materials with feasible systems.








 C.    Raman Monitoring Systems





      1.   General





          Two  types  of Raman  measurement instruments  will be discussed



 for in-stack monitoring applications.  The first  of these is an  instru-



 ment  utilizing a spectrometer that  scans the entire spectral region



 of interest.   The  second  is a lower-cost filter-type  instrument  that



 looks only at  specific wavelengths,  and will be considered for more



 limited  applications of the Raman  monitoring technique.





          The  spectrometer-type  instrument  is similar to the instrument



 used  for the laboratory measurements.  The  major difference,  as for



 the fluorescence system,  is in the  common  optical volume, which is in-



 side  the stack  rather  than located  at the  sample-holder position.  A



 schematic diagram  for  such a  system would  be similar to that shown in



Fig.  8 for the  laboratory system.





      2.   Spectrometer-Type System





          For this instrument, assume a laser beam of power  P watts,



diameter  w cm,  wavelength  \ cm,  and negligible divergence passes



                                  48

-------
 through an aerosol  containing  the particles of  interest.  These particles


 are assumed  to  be spherical, with an average diameter  d cm,  and  to have

                       -3                 -3                             -1
 a number density  n cm  , density  p g cm   ,  molecular weight  M  g mole   ,

                             2         -1   -1
 and Raman cross section  a cm  molecule   sr


                                                        o
          Assume that  the Raman light is collected at 90  by a lens


 system and analyzed by a spectrometer of f-number  F, and dispersion


 D cm/cm  .   If  the  needed resolution is  v cm   , then the slit width to


 be used is   Dv  cm.  Let the slit height be  H cm.  The acceptance angle

                                                                      2
 of the spectrometer is (1/F).  The corresponding solid angle is  rr/(4F ).

                                            2
 The entendue of the system is then  rrDvH/(4F ), which should remain con-


 stant in the optimum optical system.



          The following typical values  are used in the discussions:

                                                  -3
          P = 1 watt                 p  = 4.82  g cm

                        -4                            -1
          \ = 0.488 x 10   cm        M = 144.46 g mole

                                                  -29   2          -1    -1
          w = 0.1 cm                 a = 1.57  x 10    cm   molecule   sr

                    -4
          d = 1 x 10   cm            F = 6.8

                6-3                           -3     -1
          n = 10  cm                 D = 4.5 x 10   cm/cm


          7] = 0.268                  v  = 10 cm


          Q = 0.15                   H = 1 cm   .


The mass density of the aerosol is  then



                            3               -6     -3
                         mrd p/6 = 2.52 x J.O   g cm
The number of particles per unit length of the laser beam is
                             2              3-1
                          rnrw /4 = 7.85 x 10  cm
The total geometrical cross-sectional area of these particles  is
                     Q      o               «c\   O   — 1

                 n(rrw /4) (TO /4) = 6.17 x 10   cm  cm
                                   49

-------
The fraction of the laser-beam cross section occupied by the particles
is
                   2              -3   -1           -1
                rrnd /4 = 7.85 x 10   cm   = 0.79% cm
This is a small fraction of the laser beam and therefore represents


only a small loss or attenuation of light in the common optical volume.


The actual fraction of light scattered is determined by an effective


cross section, which may be .different from the geometrical cross section.


The theory of scattering by small particles indicates that the scattering


efficiency,  q,  of the particles can vary from 2 to 6 depending on the


size and refractive index  (i.e., 2 to 6 times the energy intercepted by


the geometrical cross section of the particle is scattered).  This scat-


tered light appears as attenuation for the transmitted beam.  Thus, the

                                                      2     -1
attenuation coefficient due to scattering is  a = nqrd /4 cm  .   The


scattered radiation may still be effective in causing an observed Raman


signal because of multiple scatter.  This has the effect of increasing


the beam diameter or decreasing the photon flux density.  However, cal-


culations of these multiple-scattering events is a difficult undertaking.


Because of this difficulty and the fact that the attenuation in the par-


ticulate common optical volume is a small percentage under the assumed


conditions, it will be neglected in the following treatment.



          If the laser beam of length  £  is imaged to fill the slit with


a collection angle of  Qsr,  then





                            w/n = nDvH/(4F )




where  wm = Dv;  and  H = £m  where  m  is the magnification of the sys-


tem.  Thus,
                                   50

-------
                                             2
                            _ TTDVH _1_ _ TT  m

                                2  w£ ~ 4  F
                              4F
                                    2
                              TT  Dv              -3
                            = -  —   = 3.44 x 10   sr  .
                              4  wF
The  photon  flux  density  is  then
                     4P   \             20           -2  -1
                     - ; — =  3.13  x 10   photons cm   s
                      2 he
                     TTW
                                2
                       2      TTW  Hw            3
                                     = 0.017 cm
The sample volume  is
                               4   Dv



The number of particles  in  the sample  volume is





                  nn!LJL=  1>74 x  104   .
                     4   Dv



Neglecting attenuation,  the number of  scattering molecules  in the sample


volume is


                    3       3
                  TTW   H TTd  p              14
                n ---- A  = 1.84 x  10  molecules
                   4  Dv 6  M



From this, the number of Raman scattered photons is
                           _

                           ~
                                       3    3
                                  X nrrw H nd   pAq
                         r ~   2 he   4Dv   6   M
                             TTW
                                    3
                             PXA rnrd  pa wH

                              he  6   M  Dv


                                      5          -1    -1
                           = 9.03 x 10  photons s    sr
          With a spectrometer transmission of  ji = 0.268 and  a  detector


quantum efficiency  Q = 0.15,  the number of counts  for CdS is
                                    51

-------
                          PXA nnd  pa wH
                     N  = 	 	-1-	QnO
                      r    he  6    M Dv   '"
                                 3             9
                        _ PX.A nrrd  £O wH TT /Dv\

                          he   6   M Dv 4 \wF7
                                    3
                          IL ^A — ^rcd  pg DvHT|Q

                          4 he w  6   M    2
                                          F
                        =  125 count s
The above equation may be  rewritten as
                        -  l  16 x  1042 -     - £2
                        _  i.ib x  10
                             P   ,,           -1
                        =  K  — LJHS  counts  s
                           1 w
                     42               -1   -1
where  K  =  1.16 x  10   molecule mole  J
               3               -7
        L = nnd /6 = 5.24 x  10
          - pa/M = 5.24 x  10    mole molecule    cm    sr    (for CdS)
                   2            ~5    2
        S = DvH-y]Q/F  = 3.91 x  10    cm  sr
for the chosen spectrometer  system.
              is  determined by material characteristics,   S  by spectro-


meter  and  detector characteristics,  and  L  is the volume fraction of the


material in  the  aerosol.   Thus,  given a particular spectrometer system,


particle type, and concentration,  the only parameters  that can be changed


to increase  the  number of  counts are the laser power and the beam diameter.



                                    52

-------
 Increases  in  laser power are  limited by technology and expense.  The


 beam diameter  w  cannot be reduced indefinitely because the beam diver-


 gence will increase and lead  to a lower limit on  w.   More importantly,


 the total  number of particles in the sample volume will also decrease


 as the cube of the beam diameter  w.   The decreasing sample volume is


 compensated for by a higher flux, and a larger collection angle  Q,  both

                       2
 of which increase as  w .



          Up to this point, the analysis has considered only the optical


 effects in the common volume  illuminated by the laser and viewed by the


 spectrometer.  In particular, the attenuation in this region has been


 neglected.  Although the attenuation in the common volume is small, the


 attenuation in the optical path to and from the common volume may be


 significant and is calculated as follows:



          Assume that the laser beam travels a distance  u   through the
                                                          o

aerosol to the common sample volume, and the Raman scattered photons


travel a distance  u   through the aerosol to reach the detector optics.


Since the sample length is  •£,  it is  readily shown that,  if the light


attenuation of the aerosol is taken into account,  the above expression


must be multiplied by an attenuation factor  A given by
                                ~a(Uo * V

                           A =5	
[1 - e^]
               2     -1
where  en = nqird /4 cm



          For a typical system,  u  = u  =30 cm, and assuming  q = 3,


then



                           A = 0.237




and for CdS,


                                            — 1
                          N  = 29.6 counts s
                           r



                                   53

-------
The count rate is thus reduced from 125 counts/s to 29.6 counts/s;  it


is evident that the attenuation in the path is significant under the

assumed conditions.



          Implicit in the above calculation of count rate is the assump-


tion that the particle density is constant.  Actually, however, there


will be fluctuations in  the number of particles in a given volume, and


this can appear as noise in the detected optical signal.  For example,


for the values used above, the sample volume contains on the average

         4                                                            4 1/2
1.74 x 10  particles.  The rms fluctuation in this value is  (1.74 x 10 )


= 132 or 0.76%.   If the  beam diameter were reduced by a factor  b  under


stationary conditions  (particles are stationary) , the percentage fluc-
tuation will  increase by  b *b.   However, when the aerosol is moving at


a flow rate of  v  cm s   ,  the actual aerosol volume swept through the

                               3  -1
sampling volume will be  wv£ cm  s   ,  if the laser beam is normal to


the direction of the flow.  Thus, the number of particles in the volume


will be  nwv£ s  .   For  v = 100 cm s   , the number of particles

                7
will be 2.2 x 10 .  The calculated number density will then be in error

by 0.02%.  Thus, for reasonable in-stack effluent velocities, noise due


to this source is  not expected to be a problem.  Optimization of the beam


diameter, however, will be dependent on  the particle density and the in-


stack velocity if  one wishes the photon  noise to limit the accuracy of


measurement.


          The SNR  characteristics may be evaluated using the data pre-


sented in the previous section on measured Raman and background ratios.


There are, however, additional sources of background in the in-stack


configuration.  Contained in the laser-illuminated sample volume, along


with the particles of interest, are molecules of the gas and possibly


other constituents that cause Raman and  fluorescent scatter.  Estimation


of the fluorescent background intensity  cannot be made other than by


actual measurement.  The Raman scatter from the gas molecules may be

                                                      o
estiir" '- - '. as  follows.  At atmospheric pressure and 300 K, the number


                                   54

-------
                                               19              -3
 density  of  any  gas  molecule  is   n   =  2.45  x  10   molecules  cm  .  The

                                 3  2                   17
 number in the sample  volume  is   (TTW £n  /4) = 4.16 x  10   molecules.
                                      a
                                               3
 Thus, the number  of air  molecules is  2.26  x  10 larger than the number


 of  molecules of interest and could  perhaps cause  a large  signal that


 would mask  the  return from the desired  species.


                                                                       -1
          Fortunately, most  gases have  Raman  shifts higher  than 1000 cm  ,


 which is the approximate upper limit  needed  for the solid materials of


 interest.  Table  6  is  a  list of  the vibrational Raman  shifts of these


 gases as well as  their measured  cross sections relative to  nitrogen.

                                                                  -31   2
 Nitrogen, the reference  gas, has a cross section of 3.3 ± 1.1 x 10    cm


 s   molecule  .   Also, the gas cross  sections are, on  the average, an


 order of magnitude  smaller than  those of the solids,  and will partially


 compensate for  the  larger concentration.  The pure rotational Raman


 shifts of most  of the gases occur in  the region below  100 cm   and have


 higher cross sections.  Again, this spectral region will not be useful,

                                                               -1
 because of scatter  from  particles.   Thus, except for the 519 cm   line


 of  SO ,  no large  interference from gases is expected in the range 100

     2    -1
 to  1000 cm   where most of the lines of interest occur.  However,  it


 should be remembered that these gas molecules will contribute to rayleigh


 scattering and,  with low particle concentrations,  to the background level


 in  the spectrometer.



          Now that a relatively  interference-free spectral region is


 assured,  the detection limits for the spectrometer system can be esti-


 mated.   The detection limit will be presented as an integration time to


 detect a given standard condition.   This method was  chosen to simplify


 the data presentation for both long- and short-integration-time systems.



          One important condition on the detection process is the  expected


dilution of the  active material by  a neutral  substance.  In an aerosol,


this dilution can  be accomplished in two ways; first,  the active mate-


rial may be only a part of  the particle  composition,  and,  second,  the
                                  55

-------
                Table 6
RELATIVE RAMAN CROSS SECTIONS FOR GASES
Gas
N2
0
2
H (sum)
H2 (Q(l))
CO
NO
CO^)
CO (2V )
2 2
N2°(V
N2°(V3)
SO (v )
2 1
S°2(V2)
H2S(V
NH3(V
ND^)
CH4(V1)
C2H6(V3)
WV
WV
Wave number
Shift (cm'1)
2331
1556
4161
4161
2145
1877
1388
1286
1285
2224
1151
519
2611
3334
2420
2914
993
3062
992
Relative
Cross Section
1.0
1.3
2.4
1.6
1.0
0.27
1.4
0.89
2. 2
0.51
5.2 i
0. 12
6.4
5.0
3.0
6.0
1.6
7.0
9.1
                      56

-------
solid-material content in the aerosol sample volume may be changed by

varying the particle size, shape, or concentration.  It is convenient

to define a dilution factor  x  that includes both of these effects in

a single factor.

          In order to estimate the fractional dilution at which these

compounds are detectable, the following assumptions are made:  (1) the
measured experimental values for the Raman lines and background are for
the sample at theoretical density; (2) the intensity of the Raman lines

and the intensity of the background are proportional to each other and

the incident power;  (3) the dilution of the sample is accomplished by
mixing with a neutral material that does not contribute to the back-

ground.  This last assumption is true only for changes in particle size
or concentration.  It is not possible to change the solid-material dilu-

tion ratio without changing the ratio of Raman photon counts to back-

ground photon counts.  Also, the assumption is true for aerosols  only

if the particulate scatter is the predominant background source and the

detailed Mie scatter properties are neglected.

          For consistency with the measured data,  assume a Raman  line of
            -1                                        -1
width  v  cm   with a peak count rate of  N   counts s    when this rate
        r                                  r
is measured with a 10 cm   slit.   Let the background counts at the posi-
                                -1             -1
tion rf the line be  N  counts s    for a 10 cm   slit.   Assume also that
                      b
the detection system uses a bandwidth of  Vr cm"1.    Then the Raman
counts received will be  Nr(vr/10) counts s"1 and  the background  counts
will bu  N (v /10) counts s~1,   if  vr > 10  (otherwise,   v  =10).
          L   r                                             r
The total number of counts over a counting period   T  will then be
(N  + N, )  ,10.    If the dilution factor is  x,   then the number  of
  r    b  r
counts is  (N  + N )v xT/10.
             r    b  r

          Neglecting other noise sources,  except Poisson statistical
noise (photo:: noise) , the noise component is  then

                                                 1/2
                       Noise = [(N +  N )v xT/10]
                                  r    b  r
                                   57

-------
and the ratio of the Raman signal to the noise xn signal is
                   n            N v xT/10          /N v xT\
                   Raman         r r               i  - ~   \
where
                   Noise   r                 -i 1/2
                           [(N  + N  )v xT/10]
                              r    b r
                        Z  =  (N   H-  N  )/N
                             r    b  r
           If  one  desires  an  accuracy  of   a%  in  the  result,  this may be


 interpreted as  a  desired  SNR of  (100/a).   Thus,



                        2      5
                     Txa  = 10 Z/N v   s   .
                                  r r




 This  expression gives  the time,  in seconds,  to obtain  enough counts to


 attain  an accuracy of   a% when  the material of  interest  is  at a dilution


 of  x  relative to experimental  conditions.   With  v  =  10 cm   and
                                                     r

 N   calculated  for other  materials from
 r



                              P               -1
                       N  = K —  LS/ffA  counts s
                        r     1 w
 then
                     Txa2 = 104Z/K
           If we use the values  previously assumed,  we  obtain a  figure


of  merit:"



                        2             —29
                     Txa  = 4.196 x 10



                        —31                                       2
For CdS,J{  = 5.24 x 10~  ,   Z  = 3.17,   A (0.1)  - 0.866,   and  Txa =  293 s,



           Thus,  for CdS, to detect a  mass loading of  10% of the standard

                       o                         _3
conditions [i.e.,  (mrd  6/6) x  0.1 =  0.252 \j.g cm  ] with an accuracy of




                                    58

-------
1%, the counting time required is  T = 2930 s, or 48.9 minutes.   A


summary of the performance of the spectrometer instrument in terms of


this "figure of merit," Txa ,  is given in Section V-C-4.



          It is important to recall the premises  on which these  calcula-


tions are based.   First,  the aerosol opacity is assumed small  in the


common volume so that attenuation of the laser beam as well  as the Raman


scatter is small.   The number density and velocity of the aerosol is


such that the fluctuation in the number of laser-illuminated particles


has a value more precise than the attempted accuracy  a,   relative to


the sample volume and the time of measurement. Also, the Raman-to-


background ratio is assumed to be the same as that measured  in the


powers in the experimental program.  The assumed  cross section for CdS is


a reference value and determines all the other cross-section values.


Sample-to-sample changes in the sampling geometry during the experiments


with powders are neglected.




     3.   Filter-Type System



          With the development and general availability of high-quality


dichroic and interference filters, the need for expensive dispersive


optics is always under scrutiny, especially when  performance is  expected


only over a small wavelength range.  The design and analysis of  a system


based on such interference filters is given in this section.



          Before proceeding with the analysis, however, some of  the


characteristics of interference filters will be reviewed.   Interference


filters are usually made up of thin dielectric films and  can be  made to


achieve a narrow bandpass,  typically 10 to 20 A  in the visible region


of the spectrum.   Transmission efficiencies on the order  of  0.5  in the

                                           -4
passband and attenuation on the order of 10   in  the  stopband can be


achieved with these filters.   In general, the peak transmission  decreases


as the desired passband narrows, and the cost is  inversely related to


the width of the passband.



                                   59

-------
          The passband of an interference filter is designed for normal

   o
(90 ) incidence of the optical beam.  At all other angles of incidence,



the passband position shifts to higher frequencies as the square of the



angle of incidence.  The bandpass thus widens with increasing angle of



incidence.  The bandpass position also changes with the temperature of



the filter.  Typical temperature coefficients are about +0.2 A/ K.   A



practical problem  in the fabrication of large-area filters is the uni-



formity of the passband over various portions of the filter.




          As we have noted  earlier, the desired Raman lines of solids


                                                     -1             O
occur within a wavenumber-shift range of 0 to 1000 cm  .  With 4880-A



excitation, this range translates to roughly 250 A.  Typical Raman line



widths are about 10 cm   or about 2.5 A.  A 20-A passband therefore means



a wavenumber spread of 80 cm   and  may include the lines of several



species.  Even if  an interference filter of 2.5 A bandwidth were obtained



at  some expense and loss of transmission, it is a difficult undertaking



to  maintain the passband at a given absolute spectral position, due to



the effects of temperature  and angle of incidence.  Thus, it should be



noted that the isolation of the Raman spectral lines of a single species



for general analysis purposes is not practical for present interference



filters because of the limited resolution capabilities.  However; if the



species of interest are known and a general analysis shows that inter-



ference from closely spaced lines is not a problem, then one might con-



sider a nondispersive technique based on interference filters for



estimation of the  particular species.




           The off-peak rejection capability of interference filters is



important  because  the scatter from  air molecules and particles produces



a very  large signal at the  laser wavelength that must be rejected by



the filter.  It will be  recalled that the number of air molecules in a



given sample volume is about 2000 times higher than the number of mole-



cules of  the species of  interest.   Rayleigh scattering cross sections
                                   60

-------
                3
are typically 10  times higher than Raman cross sections, and Mie scat-


tering cross sections can be several orders of magnitude higher than


rayleigh.  It is thus seen that for each Raman photon of interest, there

                6      8
are typically 10  to 10  other photons present, in addition to other


Raman photons that are not of interest.  These additional pnotons must


be rejected if the desired Raman signal is to be detected.



          A primary advantage of the spectrometer-type instrument is


the large rejection of this scattered light that can be obtained with


double monochrometors.  The interference filter, on the other hand,


faces a formidable task in sorting out the Raman photons.  Elaborate


interferometric techniques have been used for reducing this high back-


ground of scattered laser light, but they add to the expense and com-


plexity, and, in particular^  detract from the ruggedness of the device.


Recently, the narrow absorption lines of molecular iodine vapor have been


used to suppress the 5145-A line of the argon ion laser with an attenua-

          8
tion of 10 ,  with a corresponding attenuation of only about 6 for the

                    10
desired wavelengths.     This  is one technique for attenuating the ray-


leign line.   The following analysis assumes that such a technique is


used.



          The typical attenuation capability of a  spectrometer of  the

                                                 -8      -10
type used in  the experiment is  on the order of 10    to 10    for the


rayleigh wavelength,  even as  close as a few wavenumbers (e.g.,  10  cm  )


away.   Thus,  the background levels measured during the experiments would


be realistic  values  to use in the following analysis,  assuming that  a

                           -8       -10
comparable suppression of 10    to 10    is  achieved for the rayleigh


wavelength.




          Let the filter have a bandwidth of  v cm    and transmittance


at normal incidence.   In order  to transmit  radiation from an extended


source,  the filter must pass  light at a finite angle  0.
                                   61

-------
          The transmission  peak  shifts spectrally as
                     v   = —  1 +	   = v  +6
                      m    2       cos  9      o
vvhere
                      26  = (v  /cos  6)  - v
                            o           o
The effective bandwidth  of  the  filter will be broader,  being a convolu-


tion of  v and   6,   and  the peak transmission  7]   is also reduced.   It
                                                 U

has been shown that



                            222
                          v  =  v  + 166
                            6



and that


                                 v         / 46
      v         / 46 \
Tle=7]-arctan(v)
If we define the  angle   9   such as  to make the effective bandwidth of


the filter  */2 v,   then  46  = v  and  T)  = rrTl/4.    If we define  R = v /v,
                                        9                              o

then
                           v  = 46  = 2v   	 - 1
                                      o  cos 9
                           1  -  cos  9  =
                                       2R + 1





The acceptance solid angle  in the  medium of the filter is given by



                                                 2TT
                          ou  =  2rr(l  -  cos  9)  =
                                               2R + 1
                                            *
If the refractive  index of  the  filter is   n ,   then the acceptance angle
in air will be
             3
since  R ~ 10 .
                                *2         _
                               n 2rr     *^  .
                          co =  	 « n TT/R
                               2R +  1
                                   62

-------
           To perform a  system analysis,  we assume,  as  before,  a laser


 beam of dimaeter  w cm   and a filter whose useful  linear dimension is


 A cm.   From constancy of entendue  we have





                               A (ju = w Q


 or


                      0  = cu(A/w)  = (ir/R)(n*A/w)2   .





 Following  the earlier derivation,  we  calculate the number of Raman counts


 to be


                                       V     *  2
                          XA P TT    3  pa   r   (n A)
                  N   = TT	nd —	
                   r     he w 6      M 10    R
                                         v
If the optical efficiency of the imaging system is 83.3% as before, and


the peak transmission of the filter at normal incidence is 80%, then


7| = 0.523.  For a typical 20-$ filter at 5000 A*,  R = 250  and  n  =1.5.


A = 5 cm  is a practical size for filters.   Assume  Q = 0.15.    From the


above equation, as before, the smaller the beam size, the larger the


Raman signal.  The same comments regarding practicable  Q  values and


particle densities are in order.  Assume  w = 1 cm,  and  Q = 0.18 sr


(or a 15-cm-diameter lens at 30 cm).  For these conditions,  for CdS,


the number of Raman counts will be




                      N  = 5633 x 0.236 counts s
                       r



                         = 1335 counts s



          Again,  the measured signal-to-background ratio,  Z,   will be


used to estimate  detection limits for this system.   Note, however, that


this signal-to-background ratio was measured with a  spectral width of
                                   63

-------
10   cm.  If the effective filter bandwidth is  */2 v cm  ,   the signal-


to-background ratio will be different.  If we assume the background per


cm   is constant, then the background counts will be  Jz N v/10.    If

                                                     -1   b
the full  width of the Raman lines is less than 10 cm  ,   The Raman


counts will stay the same even under a broader passband.   If the Raman

                                -1
line width is greater than 10 cm  , then the Raman counts received Under


the wider passband will be  N v /10,  or  J2 N v/10,  whichever is
                             r r              r

smaller.  Hence, the signal-to-background parameter now becomes
 It  follows  that
                     N  + *2 N V/10
                      r       b
                     -  for  v  < 10
                           N               r
                     N v  + /v/2 N v

              Z1 =    r r 	   for  J% V > v  > 10
                         N v              v       r
                          r r
                     N  + N
                      r    b                    /—
                     	         for  v  > V2 v  .
                       N                   r
                        r
                                     for  v  < 10
                                           r
           S           N  v  XT

           Raman  =  (  -LJ_           for     v > v  >  10
           Noise    \ 10Z1



                        r-     1/2
                      N V2 VxT \

                      —	  1       for  v  > J2 v
                         10Z1  /            r
                                    64

-------
and
                     104Z'
                     	            for  v  < 10
                     N                     r
                      r
              2     10 Z' 10               i-
           Txa  =	for  V2 v > v  > 10
                     N    v                       r
                      r    r
                    10 Z'  10                ^  ,_
                    	j=—       for  v  > V2
                     N    J2 v             r
                      r   v
          Using the appropriate values in the expression
                            N  = K  - LS;
                             r    2 w
we get



                            -31
                    9.3 x 10    (Z'/A)         for  v  < 10
                                                     r



              2             —31
           Txa  =   9.3 x 10    (Z'/A)(10/v )  for  ^2 v > v  > 10
                                           r                r




                    9.3 x 10~31 (Z'/A)(10A/2 V)  for  v  > ^2 v  .
                                                       r



As before, the value of attenuation,  A,  depends on the aerosol con-


centration  x.   A summary of the performance levels of this filter


instrument is given at the end of this section.




     4.   Performance Summary for Raman Systems


                                            2
          The normalized detection time,  Ta ,   is given in Table 7 for


each Raman-active material and for both Raman systems.   The concentration

                                                           6
parameter;  x,  of the particulate stream is relative to 10  particles/

  3
cm  and is varied from 2 to 0.001 to demonstrate a variety of typical


concentrations.   The attenuation of the aerosol is accounted for in these
                                                               fi

calculations and results in a maximum detectability at about 10  par-

         3
tides/cm .   Larger concentrations produce high optical-attenuation



                                  65

-------
                        Table 7





RAMAN IN-STACK MONITORING INSTRUMENT PERFORMANCE  SUMMARY
Material
HgO


HgS




CaSo
4










CdS











Al (SO )
2 4
3



Phosphate
Rock Feed

CaF^
2

Na A1F
3 6

Lead

Concentrate

NBS Coal


Line
328
550

250
275

341

425

490

620

670

1015

1150

212

305

347

365

563

599

480

620
1000-
1200

580
945

322


550

1040

950


1350

1600
2
Normalized Detection Time (Ta )
Spectrometer Instrument
x = 2
139.2
1254

276.7
5.2 X 10
3
1.50 X 10
4
4.48 X 10
4
1.34 X 10
4
1.44 X 10
4
2.80 X 10

561
4
5.85 X 10
3
2.26 X 10
3
3.84 X 10
3
4.04 X 10
3
4.27 X 10
4
1.92 X 10
3
2.90 X 10
3
5.15 X 10
3
9.0 X 10
4
2.71 X 10
5
3.84 X 10
4
2.60 X 10
5
5.65 X 10

5
3.74 X 10
4
5.45 X 10
5
4.61 X 10

6
5.95 X 10
6
1.63 X 10
X = 1
66.0
595

131.2
2.45 X 10

708
4
2.12 X 10

6347

6815
4
1.33 X 10

266
4
2.76 X 10
3
1.07 X 10
3
1.82 X 10
3
1.92 X 10
3
2.03 X 10^
3
9.10 X 10
3
1.37 X 10

2920

4269
4
1.29 X 10
5
1.82 X 10
4
1.23 X 10
5
2.67 X 10

5
1.77 X 10
4
2.59 X 10
5
2.19 X 10 .

6
2.82 X 10
5
7.75 X 10
X = 0.1
181
1630

359
6720

1937
4
5.81 X 10
4
1.74 X 10
4
1.87 X 10
4
3.63 X 10

728
4
7.57 X 10

2929

4983

5249

5543
4
2.49 X 10

3762

7990
4
1.17 X 10
4
3.52 X 10
5
4.98 X 10
4
3.38 X 10
5
7.31 X 10

5
4.86 X 10
4
7.08 X 10
5
5.98 X 10

6
7.71 X 10
6
2.12 X 10
x = 0.01
1590
4
1.43 X 10

3150
4
5.90 X 10
4
1.70 X 10
5
5.11 X 10
5
1.53 X 10
5
1.64 X 10
5
3.19 X 10

6390
5
6.65 X 10
4
2.57 X 10
4
4.38 X 10
4
4.61 X 10
4
4.87 X 10
5
2.19 X 10
4
3.30 X 10
4
7.02 X 10
5
1.03 X 10
5
3.09 X 10
6
4.38 X 10
2.97 X 10
6
6.42 X 10

g
4.26 X 10
5
6.22 X 10
6
5.25 X 10

7
6.78 X 10
7
1.86 X 10
x = 0.001
1.57 X 10
1.41 X 10
4
3.11 X 10
5.83 X 10
5
1.70 X 10
6
5.04 X 10
6
1.51 X 10
6
1.62 X 10
6
3.15 X 10
4
6.31 X 10
6
6.55 X 10
5
2.54 X 10
5
4.32 X 10 )
5 (
4.55 X 10 >
5 I
4.81 X 10 J
6
2.16 X 10
5
3.26 X 10
5
6.93 X 10
6
1.01 X 10
6
3.05 X 10
7
-1.32 X 10_
6
2.93 X 10
7
6.34 X 10

7
4.21 X 10
6
6.13 X 10
7
5.18 X 10

8
6.69 X 10
8
1.84 y 10
Filter Instrument
x = 2
3.88
53.8

11.9
124

50

4098

2842

1351

2757

62.5

288

403



33.3



329

183

62

95.5

67.5
4
2.30 X 10
1373
4
3.50 X 10

4
2.30 X 10

744
3
8.3 X 10

4
1.49 X 10
3
6.25 X 10
X = 1
1.84
25.5

5.63
58.9

23.7

2181

1348

641

1308

29.6

137

191.1



15.8



156.1

86.8

29.3

45.3

31.9
4
1.09 X 10
651
4
1.66 X 10

4
1.09 X 10

353

3943


7037

2974
x = 0.1
5.03
69.9

15.4
161

64.8

5970

3690

1750

3580

81.1

374

523



43.2



427

237

80.3

124

87. 4
4
2.99 X 10
1780
4
4.54 y 10

4
2.98 X 10

965
4
1.08 X 10

4
1.93 X 10

81-10
x = 0.01
44.1
614

135
1420

569
4
5.24 X 10
4
3.24 X 10
4
1.54 X 10
4
3.14 X 10

712

3290

4590



380



3750

2090

705

1090

768
5
2.62 X 10
4
1.56 X 10
5
3.99 X 10

5
2.62 X 10

8480
4
9.48 X 10

5
1.69 X 10
4
7.15 X 10
x = 0.001
436
6060

1340
4
1.40 X 10

5620
5
5.17 X 10
5
3.20 X 10
5
1.52 X 10
5
3.10 y 10

7030
4
3.25 X 10
4
4.53 X 10



3750


4
3.70 X 10
4
2.06 X 10

6960
4
1.07 X 10

7580
6
2.59 y 10
1.54 X 10
6
3.93 y 10

6
2.58 X 10
4
8.37 X 10
5
9.35 X 10

6
1.67 X 10
5
7. or; x 10
Minimum Detectable
Material Concentration
(mg/m3)
25.359
357.127

57.299
683.348

241.506

33,828.182

20,908.019

9,942.166

20,287.603

110.434

2,124.925

4,806.547



95.578



3,926.227

596.102

99.743

175.435

108.657

79,962.4
11,939.34

110,643.648


66,254.56

5,364.188




54,204.604

22,908.127

-------
Table 7 (continued)
Material
A12°3
PbO



HgS04





PbCl
2
HgCl
2

RA


PbS(>
4

Line
378
415
69
86
138
279
370
410
495
5801
588)
660
987
1043
1125
1180
1342
1670
86
156
70
121
312
380
750
1250
720
1022
1052
443
608
640
978
1065
1165
o
Normalized Detection Time (Ta~)
Spectrometer Instrument
x = 2
2,04 X 10
1.37 X 10
17.0
8.75
1.67
6.85
68.7
787
6.25
65.8
44.7
11.1
10.1
106.4
59.8
2394
3.80 X 10
1059
7.25
8.45
13.98
3.60
152.4
3.45 X 10
5.4 X 10
173
30.2
16.9
106
586
1642
27.7
542
308
x = 1
4
9.68 X 10
6.48 X 10
8.07
4.15
0.793
3.25
32.6
373
2.97
31.3
21.2
5.29
4.80
50.5
28.4
1136
1 . 80 X 104
502
3.44
4.01
6.63
1,70
72.27
1.64 X 10
2.55 X 10
82.0
14.3
8.04
50.3
278
779
13.1
258
146
X = 0.1
2.65 X 10^
1.77 X 10
22.1
11.4
2.17
8.89
89.2
1020
8.14
85.6
58.0
14.5
13.1
138
77.6
3110
4.93 X 10
1375
9.42
11.0
18.1
4.66
198
5
4.48 X 10
6.98 X 10
224
39.2
22.0
138
760
2130
36
703
400
X = 0.01
2,33 X 10
1.56 X 10
194
99.8
19.1
78.1
783
8970
71.5
752
510
127
115
1210
682
2.73 X 10
4.33 X 10
1.21 X 104
82.7
96.5
159
41.0
1740
3.93 X 10
6.13 X 10
1970
344
193
1210
6680
1.87 X 104
316
6170
3510
x = 0.001
2.30 X 10
1.53 X 10
1910
985
188
771
7730
8.85 X 104
706
7420
5030
1250
1140
1.20 X 104
6730
2.69 X 10^
4.27 X 10
1.19 X 105
817
952
1570
404
1.71 X 10
3.88 X 10
6.05 X 10
1.95 X 10
3400
1910
4
1.19 X 10
6.59 X 104
1.85 X 105
3120
6.0 X 10
3.47 X 104
Filter Instrument
x = 2
4
4.89 X 10
1.93 X 10
1.76
0.69
0.057
0.114
1.99
158
0.270
7.2
4.23
0.58
0.152
13.7
1.24
233.8
9.2 X 10
243
0.0473
0.73
0.75
0.087
9.05
2.06 X 10
3.22 X 10
1.48
3.96
1.84
5.35
38.3
151
0.64
3.39
4.10
x = 1
2.32 X 104
911.6
0.834
0.328
0.0271
0.0542
0.941
75.0
0.128
3.43
2.01
0.273
0.0722
6.47
0.587
111
4370
115
0.0225
0.3-14
0.355
0.0412
4.29
9763
1.53 X 104
0.703
1.88
0.870
2.54
18.2
71.6
0.304
1.61
1.94
x = O.i
6.34 X 104
2495
2.28
0.897
7.42 X 10
0.148
2.57
205
0.350
9.38
5.49
0.747
0.198
17.70
1.61
303
1.20 X 10
315
6.15 X 10
0.942
0.972
0.113
11.7
2.67 X 10
4.18 X 10
1.92
5.13
2.38
6.95
49.7
196
0.831
4.40
5.32
x = 0.01
5.57 X 105
2.19 X 10
20.0
7.88
0.652
1.30
22.6
1800
3.07
82.3
48.2
6.56
1.74
156
14.1
2660
1.05 X 10
2760
0.54
8.28
8.53
0.989
103
5
2.35 X 10
3.67 X 10
16.9
45.1
20.9
61.0
•137
1720
7.30
38.6
46.7
x = 0.001
5.50 X 106
2.16 X 10
198
77.8
6.43
12.8
223
4
1.78 X 10
30.3
813
476
64.7
17.1
1540
139
2.63 X 10
1.04 X 10
4
2.73 X 10
5.33
81.7
84.2
9.76
1020
6
2.32 X 10
3.62 X 10
167
445
20(5
602
•1310
1.70 X 10
72
381
461
Minimum Detectable
Material Concentration
(mg/m^)
170,195.2
16,718.744
9.856
3.873
0.320
0.637
11.101
695.007
1.027
27.563
16.138
2.193
0.58
52.888
4.712
3,763.211
148,155.236
3,525.21
0.163
2.329
2.400
0.278
29.361
179,053.42
112,240.8
3.063
8.161
3.778
19.558
141.972
636.765
2.339
12.378
14.977

-------
                                                                           Table 7  (concluded)
Material
(NH ) SO
4 4
2












CuCl 2H O







CdCl
2




CdSO
4



















Line
450

613 •
623)

976

1090

1420

1650

3150

215
2361
}
249 J

407

700

218

320

1585
3470
415

450

497
603 I
615 >
658)
>
670 /

1000
1050 J
1063 )
1100 1
1118 /
1168)
1173 >
1554 /
2900-

3500
2
Normalized Detection Time (Ta )
Spectrometer Instrument
x = 2
446


643

78

2114

3319

4283

895

100

437

902

4411

242

4780
4
2.47 X 10
489
2550
4
1.26 X 10

1392

1982
4
1.06 X 10

123

1039

2053

1843

3
5.2 X 10

x = 1
212


305

37.1

1002

1574

2031

422

47.6

207

428

2092

114.6
3
2.26 X 10
4
1.17 X 10
232.1
1207

5970

660

940

5055

58.4

493

974

874


2466

X = 0.1
579


834

101

2740

4310

5560

1160

130

566

1170

5730

313.7

6197
4
3.21 X 10
635
3300
4
1.63 X 10

1810

2570
4
1.38 X 10

160

1350

2660

2390


6750

x = 0.01
5090


7320

891
4
2.41 X 10
4
3.78 X 10
4
4.88 X 10,
4
1.02 X 10

1140

4980
4
1.03 X 10
4
5.03 X 10

2755
4
5.44 X 10_
5
2.82 X 10
5578
2.90 X 104
5
1.44 X 10
4
1.59 X 10
4
2.26 X 10
5
1.22 X 10

1400
4
1.18 X 10
4
2.34 X 10
4
2.10 X 10

4
5.93 X 10

X = 0.001
5.02 X 10

4
7.23 X 10
3
8.80 X 10
5
2.38 X 10
5
3.73 X 10
5
4.82 X 10
5
1.00 X 10
4
1.13 X 10
4
4.91 X 10
5
1.02 X 10
5
4.96 X 10
4
2.72 X 10
5
5.37 X 10,,
6
2.78 X 10
5.51 X 10
2.86 X 105
6
1.42 X 10
5
1.57 X 10
5
2.23 X 10
5
1.20 X 10
4
1.39 X 10
5
1.17 X 10
5
2.31 X 10
5
2.07 X 10

5
5.85 X 10

Filter Instrument
x = 2
26.9


13.7

1.83

9.6

24.1

32.5

1.75

7.4

9.65

48.8

48.5

34.6

339
3
3.87 X 10
2.52
363

613

146

54

436

3.35

11.6

46.9

40.7


10.2

X = 1
12.8


6.50

0.87

4.55

11.4

15.4

0.828

3.51

4.58

23.2

23.0

16.4

160.9

1836
1.19
172

291

68.9

25.7

207

1.59

5.51

22.3

19.3


4.83

31 = 0.1
34.9


17.8

2.38

12.5

31.2

42.1

2.26

9.60

12.5

63.4

63.0

44.3

440

5026
3.27
471

795

189

70.4

566

4.35

15.1

61.0

52.3


13.2

x = 0.01
306


156

20.9

109

274

370

19.9

84.3

110

557

553

394

3867
4
4.41 X 10
28.7
4130

6980

1660

618

4970

38.2

132

535

464


116

x = 0.001
3020


1540

206

1080

2710

3650

196

832

1090

5500

5460

3890
4
3.82 X 10
5
4.36 X 10
283
4.08 X 10*
4
6.89 X 10
4
1.64 X 10

6100
4
4.90 X 10

377

1310

5280

4580


1150

Minimum Detectable
Material Concentration
o
(mg/ra )
28.381


14.469

1.911

10.109

25.413

34.317

1.818

10.376

13.718

69.464

68.966

83.615

3,414.62

38,963.592
6.006
4,227.003

7,151.5

464.479

151.877

5,087.15

9.265

32.44

131.479

114.031


28.508

00

-------
values that increase detection time; smaller concentrations produce lower


Raman signals that also increase detection times.   The accuracy,   a,   is

                                                 2
in percent and the normalized detection time,   Ta  ,   can be interpreted


directly as a time with an accuracy of 1%.   At this  accuracy level,  the


detection times vary from about 0.03 s for PbO,  a  clearly detectable

                      4
material, to 1.66 x 10  s (4.6 hours) for CaF  ,  a  clearly unreasonable
                                            £

material to monitor.
                                  69

-------
                VI  LABORATORY MEASUREMENT CAPABILITIES








A.   General





     The Raman effect may prove useful for particulate monitoring even



as a laboratory tool in which collected samples are analyzed.   For



example, the sulfate content of a collected sample of particulate may



be determined using a laboratory Raman instrument, because of  tne dis-



tinctive response of the sulfate ion.   In general, the performance level



that could be expected from a laboratory Raman instrument is identical



to the performance that was discussed in Section IV on Raman measure-



ments.   About 50% of the materials analyzed on this project had mea-



surable Raman responses; it appears likely, then,  that such a  laboratory



instrument could provide useful information about  particulate  composition.








B.   Measurable Material Properties





     It is potentially possible to monitor sources of the sulfates,



chlorates, carbonates, nitrates, phosphates, fluorides, chlorides, oxides,



and sulfides of various metals such as lead, mercury, cadmium, zinc,



copper, nickel, iron, chromium, vanadium, calcium, aluminum, and beryl-



lium.  More complex substances such as ammonium compounds and  various



organic materials are of interest and can also yield Raman spectra.



     The Raman spectra of solids may be classified, for the present pur-



poses,  into two categories.  In the first, there are vibrating molecular



subunits such as amonium, sulfate, phosphate,  or carbonate ions,  or water



of hydration.  In the second category, the entire  solid is one vibrating



unit.  In the first case, the presence of different anions (i.e.,  calcium



carbonate vs. sodium carbonate) does not perturb the Raman shifts  and the






                                   71

-------
latter maintain their character, to first order, even though crystal



structures and lattice spacings may change.  In the second case, however,



the crystal structure determines the Raman spectrum and thus there is no



guarantee that if cadmium sulfide has a Raman spectrum, lear1 sulfide will




also have one.  Even if these two sulfides do have spectra, the spectra



need have no  relationship to each other except, of course, if they have



similar crystal structures.  Table 8 lists the typical Raman shifts of



some molecular ions.





     It will  be recalled that,  as a general rule, the heavier elements



such as lead  and mercury were observed to have higher scattering cross



sections than lighter elements  such as aluminum.  These heavy metal com-



pounds will thus be more easily detected by both laboratory and in-situ



instruments.






C.   Instrumental Considerations





     For these laboratory-type  measurements, the use of a conventional



spectrometer, in which a slit is swept over the desired spectral region,



satisfies the basic measurements requirements.  However, if the time



taken for completing a sweep (typically 15 to 30 minutes under favorable



SNR conditions) is unacceptable, additional instrument sophistication



may be necessary.  The time taken to scan a spectrum depends on the



acceptable SNR.  In order to maintain the same SNR with a decrease in



overall measurement time, it is necessary to increase the exposure time



per spectral  interval.  Another reason for decreasing the measurement



time is that  changes in sample  composition may occur during a scan



period.  Thus it is desirable to look simultaneously at as much of the




entire spectrum as is possible.





     There are two different techniques available for reducing the mea-



surement time.  The first technique uses an optical multichannel analyzer



in which a special-purpose vidicon tube replaces the moving slit arid



detector.   The resolution elements of the tube divide the entire spectrum



                                  72

-------
                                Table 8
                    RAMAN SHIFTS OF MOLECULAR IONS
Ion
SO
4
CIO
4
PO
4
NH
4
CO
3
NO
3
SO
3
Raman Shifts
981

935

935

3033

1063

1050

1069

451

462

363

1685





652

1104

1102

1082

3134

1415

1390

1330

613

628

515

1397

680

7^.0

532

 into  separate  channels, and photon counts are accumulated simultaneously



 on all channels.  Each resolution element is in essence a separate exit-



 slit/detector  combination.  Thus, SNR considerations are identical to



 those in a conventional system.  The advantage of the system is a



 reduction of scan time by a factor of  N  if there are  N  spectral



 resolution elements.





     In the second technique,  called multiplex spectroscopy,  specially



coded rrjipks (combinations of slits at different spectral positions) are



success? '"--1" placed at the exit plane of the spectrometer.   The light



passed by the masks is recombined and is incident on a single conven-



tional phototube.  Since a large number of slits (say,   n)  are open at



any one time,  the SNR is improved by a factor of  n  (for the case where



the count rate through each slit is  the same) for the same  counting



time.   The output of the detector is  now,  however,  coded by the position
                                   73

-------
of the slits on the masks.  A decoding procedure (usually done by a com-




puter) is necessary to develop a spectrum.  The increased SNR is achieved




at the expense of additional complexity in signal processing.






     The advantages of these two techniques may be quantified as follows.




.First, assume that the dispersing instrument is the same for each tech-




nique and the resolution  limitations are  not due to this device.  Further,




the detectors are assumed  to have the same characteristics in all cases.




Dark-current noise is neglected and Poisson statistics are assumed (i.e.,




the SNR with  P  counts is
      If there are  N  resolution elements in the spectrum and  T  is




the  integration  time needed  to obtain a given SNR,  S,  in the weakest




spectral  element,  then  for a  conventional spectrometer the time needed




to generate a spectrum  is  NT.   For the optical multichannel analyzer,




the  time  needed  to achieve an SNR of  S  in the channel with the lowest




count  rate is  T.   In  the multiplex case where  n (< N)  slits are open




at any one time, the count rate is thus at least  n  times as large and




an SNR of  S  can  be achieved in a maximum period of  T//n.   However,




in order  to cover  the entire  N  spectral-resolution elements, we need




to repeat the measurement  N  times.  Thus the total time needed to




achieve   S  over the entire  spectrum is  NT/v/n.





      It is thus  seen that a  significant advantage in either time or SNR




(or  compromise combinations)  may be achieved with these techniques, at




the  expense of additional complexity in equipment.  It should be noted,




however,  that the  state of the art in these techniques is such that a




scanning  spectrometer has superior resolution when a large spectral band




has  to be examined.





     The  additional speed advantage of these two advanced techniques




would probably only be  required in a large central laboratory facility




in which  a large number of samples from a wide region would be processed.




It does not appear that the  more sophisticated techniques would be re-




quired for regional air pollution areas.



                                  74

-------
                       VII  AEROSOL MEASUREMENTS








     An attempt was made to observe the fluorescent spectra of the more




highly fluorescent materials in particulate form even though this was




not called for in the contract work statement.  The initial measurement




attempt was oriented toward detecting a fine particulate stream in air,




utilizing a closed system in which the particulate stream was pumped




through the spectrofluorimeter.   Several particulate pumping systems




were considered, and the best readily available system was tried in the




laboratory.  Unfortunately, contamination of the particulate air stream




and clumping of the particulates was sufficiently severe to prevent




meaningful measurements of this type to be made.






     The second attempt intended to utilize a liquid particulate sus-




pension medium, rather than air; to relieve the problems encountered in




a flowing air system.   Because of the pump-contamination difficulties




encountered in the first system, it was decided to abandon flowing sys-




tems and to use relatively thick viscous liquids in order to suspend the




particulate matter for a sufficient length of time to make meaningful




measurements.   Several of the more fluorescent materials were found to




be relatively insoluble in alcohols.   Several alcohols were examined for




fluorescent interferences.   These ranged from methyl alcohol,  which




would still require a  pumping system to maintain suspension,  to tert-




butyl alcohol,  which is a solid at room temperature.   It was  found that




certain batches of glycerol were low enough in fluorescence to permit




some measurements to be made,  and at  the same time were  sufficiently




viscous to permit suspension of  the particulate material for  the length




of time required in the measurements.   Even though the best available
                                  75

-------
glycerol had relatively low fluorescence, it was still sufficiently high



to mask the extremely small fluorescent return from the particulate mate-



rial at low concentrations.  Thus it was not possible to obtain




interference-free fluorescent spectra for any of the desired materials



at concentration levels approximating those that may be found in stacks.





     This masking effect from the glycerol fluorescence was not expected,



based on the fluorescence amplitude of the pure glycerol samples.



However, it was noticed that the introduction of particulate material



into the glycerol enhanced the amplitude of the measured glycerol fluo-



rescence by a substantial factor.  This resulted in an increasing masking



effect as the particulate concentration was increased in an attempt to



overcome the glycerol fluorescence.





     In both the air and glycerol suspension experiments, however, a



component of the fluorescence response of the particulate matter was



detected in the presence of the severe interferences mentioned above.



Thus, even though these crude initial attempts did not demonstrate a



clear measurement capability, both experiments indicate a strong potential



for making such measurements if the interferences can be reduced or



eliminated.  Thus, from both the calculations and the initial experiments,



it appears that additional work in this area would result in a demon-



strated particulate-measurement capability.
                                    76

-------
                            VI11  CONCLUSIONS








     The  results of  the measurements and analysis accomplished on this



project indicate that both fluorescence and Raman in-stack monitoring



systems can yield useful  information about the quantity and composition



of a particulate stream.  This conclusion is also supported by the results



of a few  initial measurements of the fluorescence of particulates at con-



centrations comparable to those expected in smoke stacks.  These conclu-



sions are, however,  based on the measurements of materials that are input



substances to various industrial processes.  The final determination of



feasibility for various industrial-process-monitoring applications will



depend on the existence of significant optical interactions with the



effluents of these processes.   Initial measurements made on fourteen



effluent samples provided by the Bay Area Air Pollution Control District



indicate observable  fluorescence in at least a few of the samples.   Thus,



the monitoring feasibility for effluent materials also appears encouraging



at the present time.






     Fluorescent systems are characterized by relatively large optical-




response signals over broad spectral regions.   These characteristics



make the analysis of mixed constituents by fluorescence a difficult  task,



but would allow a quantitative measurement of a single or known mix  of



fluorescent components to be made.   Thirteen of the thirty-tour materials



examined on this project had fluorescent responses,  and all of these are



expected to be observable in the  in-stack particulate stream.






     Raman measurements  are characterized by a relatively small optical



signal  from the material,  but  this  signal is concentrated in a very
                                   77

-------
narrow, specific spectral region.  Raman systems are suited to measure-



ments of the relative concentrations of a variety of constituents, and,



although it may be possible to quantitatively determine the concentration



of each of these, this task is made more difficult by the low response



level of the Raman interaction.  Twenty-two of the thirty-four materials



investigated on this project have measureable Raman responses.  Of the



twenty-two materials with observable spectra, approximately fifteen



appear detectable by an in-stack instrument, four appear marginal, and



three appear unlikely to be detected by such an instrument.  Quantitative



detection of these materials by Raman systems is less feasible than for



fluorescence systems because of the low level of the Raman response and



the more critical nature of Raman monitoring instruments.   Thus,  the



number of materials in each Raman detectability category should be viewed



as a rough estimate and could vary from a low of one or two,  to a high



of as much as all twenty-two materials.  As for fluorescence,  the fea-



sibility assessment will depend on the strength of the Raman interaction



of effluent materials.  No measurements of the Raman interactions of the



BAAPCD samples have been made.  It is expected, however, that at least



a few of these effluent materials will have Raman spectra comparable to



those measured in the present project, and would thus be detectable.
                                    78

-------
                          IX  RECOMMENDATIONS








     The calculations and initial experiments performed on this project



indicate that both Raman and fluorescence systems are capable of detect-



ing materials in particulate form in smoke stacks.  This result was more



encouraging than had been expected initially in the project, and as a



result of this potential detection capability two tasks are recommended



as steps toward a prototype in-stack monitoring system.





     The first task would be to measure the Raman and fluorescence char-



acteristics of the fourteen samples obtained from the BAAPCD and to



assess their detection feasibility using the methods developed on this



project.  These samples do not represent the full range of industrial



effluents for which monitoring would be useful.  It is recommended that



at least one effluent sample from each industrial process of potential



monitoring interest be included in this measurement program.





     The next task would be to show the experimental feasibility of



detecting an appropriate particulate stream of an actual effluent mate-



rial under laboratory conditions.  This experiment would provide direct



measurement information that would require fewer assumptions in deter-



mining in-stack feasibility than is the case with the present, material-



measurement techniques.   Particularly for fluorescence monitoring, this



experiment would provide results that would allow much more accurate



prediction of the capabilities of an actual stack-monitoring system.



With minor modifications,  the laboratory instrument used in this experi-



ment could conceivably be employed for an actual in-stack measurement.
                                   79

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                               Appendix A





                  MEASURED FLUORESCENT RESPONSE SPECTRA








      This  appendix contains  the results of  the measurements  of  materials



 that have  significant  fluorescence  responses  as obtained  on  the Baird-



 Atomic  Spectrofluorimeter.   The curves  shown  are taken directly from  the



 instrument and are not  corrected for  variations in wavelength response.



 They can and  should be  corrected for  the source and detector character-



 istics  shown  in Fig. A-l  if  quantitative use  is to be  made of the curves



 in  this appendix.





     The procedure  for  correcting the measured  curves  is  as follows.



 First, determine  the excitation  wavelength and  the relative response at



 that wavelength as  determined from Fig. A-l.  Next, determine from Fig.  A-l



 the  wavelength of the fluorescent response and  its relative response.



 The  two relative-response numbers are multiplied together and the fluo-



 rescence response amplitude  in the measured curve is divided by this



 factor.  This procedure will result in a uniform quantitative response



 level for all wavelengths from 220 to 700 nm.    It should  be noted that



 this procedure does not provide  an absolute response level but  is de-



 signed only to make the response at different wavelengths uniform,



 taking into account the variation in source and detector performance in



 the  instrument.





     Several features of the curves in this appendix are worth noting.



 First, in Fig. A-7  for HgSO  , note the wide variation in wavelength



 between the excitation and fluorescence response curves.  This was the



 widest separation between these curves for any material investigated on



 this project.   In Fig.  A-9, for the EPA coal sample,  note the particularly



wide excitation and fluorescence response curves for  that material.   This





                                   81

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is to be expected, based on the probable composition consisting of a
large number of organic components.  Each of these components is ex-

pected to fluoresce at a slightly different wavelength, thus yielding
a broader curve than would be observed for single constituents.   Figures
A-ll, A-12, and A-13 for EPA copper, EPA fly ash, and EPA lead,  respec-
tively, are included to show examples of materials that do not have
significant fluorescence responses.  In these three figures, the smooth

baselines represent the scattered-light response of the instrument,
and  it is evident that no fluorescent responses are visible.  Figure A-14
shows the response of suspended particulate A1F  in water.  The water has
                                               O
been thickened in viscosity by the addition of methyl cellulose, which
is slightly fluorescent, but less so than the A1F .   The excitation and
                                                 O
fluorescence responses shown in this curve are a composite between the

low  concentration of A1F  in particulate form and the fluorescence of
                        O
the  methyl cellulose.  Note the decrease in amplitude between the two
excitation spectra labeled  Run 1 and Run 2.  This decrease in amplitude

was  the result of particulate settling during the time required to make
this measurement.  The two large peaks around 375 nm are the Raman

response of the water.  Note that the Raman response amplitude is changed
by the amount of particulate material suspended in the water.  This
effect was noticed for other materials as well.  The level of fluores-
cence that is measured here is clearly lower than the Raman response for
the  water.  Although there is some enhancement in this response due to
the  suspended particulate material, this response level would be typical

for  an aerosol measurement.
                                   82

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           UJ
           w
           z
           O
           a.
           w
           ai
           cc
           'Jj
           cc
             0.001
              0.01
                 200      300       400       500


                                WAVELENGTH — nm
600       700



   SA-2039-13
FIGURE A-1   RELATIVE RESPONSE FOR BAIRD-ATOMIC SPECTROFLUORIMETER

             SOURCE AND DETECTOR
                                   83

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     200
u.
     200
300
400           500
 WAVELENGTH — nm
600
      700

SA-2039-14
                 FIGURE A-2   FLUORESCENT  RESPONSE OF AIF3
300
400           500
 WAVELENGTH — nm
                                                             600
              700

        SA-2039-15
                FIGURE A-3   FLUORESCENT RESPONSE OF CuSO4
                                      84

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200
 300
                            400           500
                             WAVELENGTH — nm
                                          600
                                          700

                                    SA-2039-16
          FIGURE A-4   FLUORESCENT RESPONSE OF CRYOLITE
200
300
400            500
WAVELENGTH — nm
600
      700

SA-2039-17
         FIGURE A-5   FLUORESCENT RESPONSE OF AI2(SO4),
                                 85

-------
 Ol
 (O

 §2
 a.
 c/>
 ai
 oc
 o
 z
 LLJ
 UJ
 tr.
 o
 FL 405
     200
300
400            500

WAVELENGTH — nm
600
                                                                               700
                                                                         SA-2039-18
           FIGURE A-6   FLUORESCENT RESPONSE OF  EPA RAW  ALUMINA
   1.0
   0.8
III
to


I  0.6
w
ui

-------
   0.1
  0.08
CO


£ 0.06
co
ID
tr
H 0.04
UJ
LU
tr

§ 0.02
     200
300
400            500

WAVELENGTH — nm
600
700
                                                                      SA-2039-20
  FIGURE A-8    FLUORESCENT  RESPONSE OF EPA ZINC SMELTER  FEED MATERIAL
  0.08
                  300
              400            500

              WAVELENGTH — nm
                            600            700


                                    SA-2039-21
     FIGURE A-9   FLUORESCENT RESPONSE OF  EPA COAL — SOURCE, NBS
                                      87

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                  300
                               400            500

                                WAVELENGTH — nm
                           600
700
                                                                   SA-2039-22
FIGURE A-10   FLUORESCENT RESPONSE  OF EPA PHOSPHATE ROCK  FEED MATERIAL
   30
   oc
   25
 I 20
   15
til
o


DC
O
   10
    200
                 300
400            500

WAVELENGTH — nm
                                                          600
                                                                       700
                                                                  SA-2039-23
FIGURE A-11   FLUORESCENT  RESPONSE OF EPA COPPER SMELTER FEED MATERIAL
                                     88

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   25
w  ?0



I
CO
HI

CC  15

m
O
2
LU
o  10
CO
tu
OC
O

3  5
LL
    o

    200
                   EX 250
                300
 400            500

 WAVELENGTH —nm
              700



        SA-2039-24
           FIGURE A-12   FLUORESCENT  RESPONSE OF  EPA i=LY ASH
   25
20
•    t
a.
S  15h-
LU

O
  10
o
CO
Ul
CC

§  5
    200
                       EX 300
               EX 250
               300
                                 EX 350
                                 I
400            500

 WAVELENGTH — nm
600            700



        SA-2039-25
FIGURE  A-1J   FLUORESCENT RESPONSE OF  EPA LEAD  SMELTER  FEED MATERIAL
                                     89

-------
              300
400            500
WAVELENGTH — nm
600            700

        SA-2039-26
FIGURE  A-14    FLUORESCENT RESPONSE OF PARTICULATE AlFg IN WATER
                                 90

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                              Appendix B





                        MEASURED RAMAN SPECTRA








     This appendix contains the measured spectra of the materials in-




vestigated on this project.  The curves are reproduced from the actual




instrument traces.
                                  91

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2000
1600
1200
WAVEN UMBERS — cm
800
  -1
                                                              400
                                                                      SA-2039-27
                  FIGURE B-1   RAMAN RESPONSE OF HgSO4
                                      92

-------
2000
1600
1200
 WAVENUMPERS — cm
800
 -1
400
                                                                           SA-2039-28
                     FIGURE B-2   RAMAN RESPONSE OF  PbSO4
                                        93

-------
                                      rO.3 x 10"6 A-
z
UJ
UJ
>
UJ

CC
 2000
1600
1200


 WAVENUMBERS — cm
800

 -1
                                                                       400
                                                                                 SA-2039-29
                        FIGURE  B-3   RAMAN RESPONSE  OF CdSO4
                                             94

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4800
4400
4000     3600
3200
2800
2400     2000
1600
1200
                                               WAVENUMBERS — cm
                                                                 -1
                                                                                                                     1 x 10~6 A
800
                                                                                                         400
                                                                                                                    SA-2039-30
                                     FIGURE B-4    RAMAN RESPONSE  OF AI2(S04)

-------
                                                                               0.3 x 10"6 A
2000
1600
1200

WAVBNUMBERS — cm
800

  -1
                                                              400
                                                                                SA-2039-31
                  FIGURE B-5   RAMAN RESPONSE OF  AI2(SO4)  (6471 A)
                                                             o
                                        96

-------
CO

IU
H
Ul
>
01
tr.
                                       -6 x 10~6 A-
 2000
1600
1200


WAVENUMBERS — cm
800

  -1
400
                                                                        SA-2039-41
                    FIGURE B-6   RAMAN RESPONSE  OF HgCI2
                                        97

-------
00
               4800
4400
4000
3600
                                                        0.1 x 10"6 A
                                                                      I
                                                       I
3200      2800
       WAVENUMBERS — cm
2400      2000
       -1
1600
1200
800
400
                                                                                                                            SA-2039-32
                                                 FIGURE B-7    RAMAN RESPONSE OF CdCI,

-------
                                                                           RELATIVE INTENSITY
VD
          C
          30
          m

          CD

          oo
          >
          2
          >
          30
          m
          co
          -a
          O
          •z.
          CO
          m
          o
          c
          O
          NJ
m
z
c

CD
m
33
                M
                O
                CO
                (0
                 I
                u
                u

-------
LU
I-


UJ
>

<

UJ
oc
                                   5 x 10~6 A-
                                         T
 2000
1600
1200

 WAVENUMBERS —cm
800

  -1
400
                                                                        SA-2039-34
                     FIGURE B-9   RAMAN RESPONSE  OF PbO
                                        100

-------
4800
4400      4000
3600      3200     2800     2400      2000




                 WAVENUMBERS —cm"1
1600
1200
800
                                                                     400
                                                                    SA-2039-35
FIGURE B-10   RAMAN RESPONSE  OF CdS

-------
4800      4400
4000
3600
3200
2800
2400
2000
1600
                                                                                   1200
                                                                          800
                                                                          400
                                             WAVENUMBERS — cm
                                                               -1
                                                                                                        SA-2039-36
                                 FIGURE B-11   RAMAN RESPONSE  OF CaF2

-------
                                                      ,0.21 x 10 6 A-
o
u>
                                                        WAVEN'IMBERS —cm"
                                                                                                                 SA-2039-37
                                            FIGURE B-12   RAMAN  RESPONSE OF AIF3

-------
4800
4400     4000     3600     320C
                        2800
                       WAVENUMBERS — cm
2400      2000
       -1
1600
1200
800
400
                                                                                      SA-2039-38
FIGURE  B-13   RAMAN RESPONSE OF EPA PHOSPHATE ROCK FEED MATERIAL

-------
                                                                                                                        0.3 x 10~6 A
6000     5600    5200    4800    4400
4000     3600     3200    2800    2400     2000    1600    1200    800     400      0



           WAVENUMBERS — cm~1
                                                                                                                         SA-2039-39
                            FIGURE B-14   RAMAN RESPONSE  OF EPA ZINC SMELTER FEED  MATERIAL

-------
                                  •0.07 x 10~6 A-
oo
z
LU
I-
LiJ
>
LU
DC
 2000
1600
1200

WAVENUMBERS — cm
800

  -1
                                                             400
                                                                     SA-2039-40
   FIGURE B-15   RAMAN  RESPONSE OF EPA TRIPLE SUPER-PHOSPHATE  STORAGE
                 PRODUCT (6471  A)
                                     106

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                                                -5x10° CPS
01
I-



01
3

01
QC
 2000
1600
  1200



WAVENUMBERS —cm
                                                                      800
400
                                                              -1
                                                                                                SA-2039-42
                 FIGURE B-16   RAMAN RESPONSE OF EPA COAL — SOURCE,  NBS (6471  A)

-------
o
00
       tn

       uj
       I-
       IU

       QC
                                                                -1 x 10° CPS-
        2000
1600
1200
800
                                                       WAVENUMBERS — cm
                                                                        -1
400
                                                                                                              SA-2039-43
                                 FIGURE B-17   RAMAN  RESPONSE OF EPA COAL — SOURCE, NBS

-------
                                  •1 x 10~6 A-
co

ui
I-


ui
LU

DC
                                                                             L
 2000
1600
1200


WAVENUMBERS — cm
800

  -1
                                              400
                                                                      SA-2039-44
               FIGURE B-18   RAMAN  RESPONSE OF NAPTHALENE
                                      109

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                               REFERENCES


1.  W.  H.  Melhuish,  J.  Opt. Soc. Am,„  /ol. 54, p. 183  (1964).

2.  E.  H.  Gilmore et al., J. Chem. Phys., Vol. 20, p.  829  (1952).

3.  Y.  Kato et al.,  J.  Opt. Soc. Am.,  Vol. 61, p. 347  (1971).

4.  J.  G.  Skinner et al., J. Opt. Soc. Am., Vol.  58, p.  113  (1968;.

5.  F.  J.  McClung et al., J. Opt. Soc. Am., Vol.  54, p.  641  (1964).

6.  V.  S.  Gorelik et al., in Light Scattering  Spectra  of Solids,  G.  B.
    Wright, ed.  (Springer-Verlag, New  York, N. Y., 1969).

7.  W.  F.  Murphy et al., Appl.  Spectrosc., Vol.  23,  p.  211 (1969).

8.  W.  R.  Fenner et al., J. Opt.  Soc.  Am., Vol.  63,  p.  73  (1973).

9.  B.  P.  Stoicheff, "Stimulated  Raman Emission  and  Absorption Spectro-
     scopy," Semi Annual  Report  No. 7,  Department of  Physics,  University
     of Toronto, Toronto, Canada (December 1968).

10.  G.  E.  Devlin et al., Appl.  Phys. Letters,  Vol. 19, p.  138 (1971).

11.  C.  R.  Pidgeon et al., J. Opt. Soc. Am., Vol.  54, p.  1459 (1964).
                                    110

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BIBLIOGRAPHIC DATA '• ReP°« No- 2-
SHEET EPA-R2-73-219
4. Title and Subtitle
Feasibility Study of In-Situ Source Monitoring of Particulate
Composition by Raman or Fluorescence Scatter
7. Author(s)
M. L. Wright and K. S. Krishnan
9. Performing Organization Name and Address
Stanford Research Institute
Menlo Park, California 94025
12. Sponsoring Organization Name and Address
Environmental Protection Agency
Research Triangle Park
North Carolina 27711
3. Recipient's Accession N ->.
5- Report Date
June 1973 (D/A and D/I)
6.
8. Performing Organization Rept.
No.
10. Project/Task/Worlc Unit No.
SRI Project 2039
11. Contract /Grant No.
68-02-0594
13. Type of Report & Period '
Covered
FINAL June 72 thru Apr '
14.
15. Supplementary Notes
16. Abstracts
      The purpose  of this project was  to assess the feasibility of in-stack monitoring
 of an air-suspended particulate stream by fluorescence or  Raman optical interactions.
 The study explored  the feasibility of two approaches:  quantitatively monitoring  a
 prescribed constituent,  and monitoring the relative concentrations of several consti-
 tuents simultaneously.  Fluorescence-monitoring systems were  found suitable  for the
 second.
      The method of  approach was to assess the magnitude of the Raman and fluorescence
 interaction, and  then calculate the detectability of that  material for a typical  in-
 stack system.  Thirty-four materials  were investigated on  the project; thirteen mate-
 rials had significant fluorescent responses and twenty-two materials had measurable
 (continued on  reverse side)
17. Key Words and Document Analysis.  17o. Descriptors

      Source monitoring
      Particulate
      Raman
      Fluorescence
      Stack monitoring
      Monitoring systems
      Aerosols
      Spectra

17b, Identifiers/Open-Ended Terms
17e. COSATI Field/Group
18. Availability Statement
19.. Security Class (This
   Report)
	UNCL.
                                                         20. Security Class
                                                           Page
                                                             UNCLASSIFIED
21. No. of Pages
   228
                     22. Price
FORM NTIS-SS (MKV. 1-72)
                                                                              USCOMM-DC 149B2-P7Z
                                             111

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(Abstract-concluded)
Raman responses.  When these  responses  were used  to calculate  in-stack
detectability, all  thirteen materials could be detected  by  fluorescence
systems  (although few could be uniquely identified),  and fifteen of  the
twenty-two Raman-active materials  could be detected by a Raman system.
     The use of a laboratory  Raman instrument to  analyze conventionally
sampled  particulates was  considered.  The primary advantage of this
instrument appears  to be  the  capability for measuring ions—for example,
sulfate.
     Finally,  a few crude experiments were made to detect the  fluorescent
response of a  particulate material suspended  in a liquid (rather than
air).   These measurements showed  substantial  interference from fluores-
cence by the  liquid medium; nevertheless, a component of the particulate
fluorescence was detectable.  This experimental result partially verifies
the calculated feasibility of detection by  fluorescence.
     It is concluded  that both  fluorescence and Raman in-stack monitoring
systems can yield useful  information about  the quantity  and composition
of a particulate stream.   Recommendations are made for additional  efforts
toward  achieving an operational  in-stack monitoring  system.
   G. !-. u. 1973 - 747-788 /3I3. REGION NO. «

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